Retirement Consolidation Self Directed Account Info

Transcription

TIAA-Cref
Transaction Fee Funds
Fund Family
7TWELVE FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ABERDEEN FUNDS
ADAPTIVE ALLOCATION FUND
ADIRONDACK FUNDS
ADVISORONE FUNDS
ADVISORONE FUNDS
ADVISORONE FUNDS
ADVISORONE FUNDS
ADVISORONE FUNDS
ADVISORONE FUNDS
ADVISORONE FUNDS
ADVISORONE FUNDS
ADVISORONE FUNDS
ADVISORONE FUNDS
ADVISORS INNER CIRCLE FUND
Fund Description
7TWELVE BALANCED FUND CLASS A
ABERDEEN ASIA BOND INSTITUTIONAL FUND SINGLE CLASS
ABERDEEN ASIA- PACIFIC SMALLER COMPANIES FUND CLASS A
ABERDEEN ASIA-PACIFIC (EX-JAPAN) EQUITY INSTL FUND INSTL CL
ABERDEEN ASIA-PACIFIC (EX-JAPAN) EQUTIY FUND INST SERVICE CL
ABERDEEN CHINA OPPORTUNITIES FUND CLASS C
ABERDEEN CHINA OPPORTUNITIES FUND INSTITUTIONAL SERV
ABERDEEN CORE FIXED INCOME FUND (NEW SHELL FUND) CLASS A
ABERDEEN CORE FIXED INCOME FUND (NEW SHELL FUND) CLASS C
ABERDEEN CORE FIXED INCOME FUND (NEW SHELL FUND) INSTL CL
ABERDEEN EMERGING MARKETS DEBT LOCAL CURRENCY FUND INST CLASS
ABERDEEN EMERGING MARKETS FD CLASS C
ABERDEEN EMERGING MARKETS INSTITUTIONAL FUND
ABERDEEN EQUITY LONG SHORT FUND CLASS C
ABERDEEN EQUITY LONG-SHORT FUND INSTITUTIONAL CLASS
ABERDEEN EQUITY LONG-SHORT INSTL FUND SERVICE CLASS
ABERDEEN GLOBAL EQUITY FUND CLASS C
ABERDEEN GLOBAL FIXED INCOME FUND CLASS A
ABERDEEN GLOBAL FIXED INCOME FUND CLASS C
ABERDEEN GLOBAL FIXED INCOME FUND INSTITUTIONAL SERV
ABERDEEN GLOBAL NATURAL RESOURCES FUND CLASS C
ABERDEEN GLOBAL NATURAL RESOURCES FUND CLASS I
ABERDEEN GLOBAL SMALL CAP FUND CLASS A
ABERDEEN GLOBAL SMALL CAP FUND CLASS C
ABERDEEN GLOBAL SMALL CAP FUND CLASS R
ABERDEEN INTERNATIONAL EQUITY FD INSTL CL
ABERDEEN INTERNATIONAL EQUITY FUND CLASS C
ABERDEEN INTERNATIONAL EQUITY FUND CLASS I
ABERDEEN INTERNATIONAL EQUITY FUND CLASS R
ABERDEEN INT'L EQUITY INSTL FUND INSTITUTIONAL CLASS
ABERDEEN INT'L EQUITY INSTL FUND INSTL SERVICE CLASS
ABERDEEN OPTIMAL ALLOCATIONS DEFENSIVE FUND CL C
ABERDEEN OPTIMAL ALLOCATIONS FUND GROWTH CLASS C
ABERDEEN OPTIMAL ALLOCATIONS FUND MODERATE CLASS C
ABERDEEN OPTIMAL ALLOCATIONS FUND MODERATE GROWTH CL C
ABERDEEN OPTIMAL ALLOCATIONS FUND SPECIALTY CLASS C
ABERDEEN SMALL CAP FUND CLASS C
ABERDEEN SMALL CAP FUND INSTITUTIONAL CLASS
ABERDEEN TAX FREE INCOME FUND CLASS C
ABERDEEN TAX-FREE INCOME FUND CLASS D
ABERDEEN U.S. EQUITY FUND CLASS C
ABERDEEN ULTRA-SHRT DURATION BOND FUND INSTITUTIONAL SHARES
ADAPTIVE ALLOCATION FUND CLASS C
ADIRONDACK SMALL CAP FUND
ADVISORONE AMERIGO FUND CLASS C
ADVISORONE AMERIGO FUND CLASS N
ADVISORONE BEROLINA FUND
ADVISORONE CLERMONT FUND CLASS N
ADVISORONE DESCARTES FUND
ADVISORONE ENHANCED INCOME FUND CLASS N
ADVISORONE FLEXIBLE INCOME FUND CLASS N
ADVISORONE LIAHONA FUND
ADVISORONE RESERVOIR FUNDS INVESTORS CLASS
ADVISORONE SELECT APPRECIATION CLASS N
ACADIAN EMERGING MARKETS FUND
CAMBIAR AGGRESSIVE VALUE FUND INVESTOR CLASS
CAMBIAR INTERNATIONAL EQUITY FUND INVESTOR CLASS
CAMBIAR OPPORTUNITY FUND INSTITUTIONAL CLASS
CAMBIAR OPPORTUNITY FUND INVESTOR CLASS
CAMBIAR SMALL CAP FUND INVESTOR CLASS
CAMBIAR SMALL CAP INSTITUTIONAL FUND
CAMBIAR SMID 30 FUND INVESTOR CLASS
CUSIP
66537X845
003021847
003021474
003021698
003021680
003019304
003019601
003021102
003021201
003021409
003021615
003019882
003021714
003020351
003020336
003020328
003020286
003021755
003021748
003021722
003019684
003019668
003021821
003021797
003021813
003019387
003019429
003019395
003019411
003021839
003021664
003019221
003019155
003020302
003020880
003020823
003020682
003020666
003020146
003020112
003020427
003021490
66537T406
00688P103
00764F102
00764F201
00764F649
00764F300
00764F631
00764F466
00764F458
00764F623
00764F474
00764F441
00758M162
0075W0650
00758M139
0075W0825
00758M261
0075W0817
0075W0593
00769G766
Page 1 of 185
Symbol
SEVNX
CSABX
APCAX
AAPIX
AAPEX
GOPCX
GOPSX
PCDFX
PCDCX
PDIVX
AEDSX
GEGCX
ABEMX
MLSCX
GGUIX
AELSX
GLLCX
CUGAX
CGBCX
CGFIX
GGNCX
GGNIX
WVCCX
CPVCX
WPVAX
GIGSX
GIGCX
GIGIX
GIRRX
WPIEX
AIESX
GODCX
GAACX
GMACX
GMMCX
GAMCX
GSXCX
GSCIX
GTICX
NATFX
GXXCX
AUDIX
AAXCX
ADKSX
CLCCX
CLSAX
CLBLX
CLERX
CLDEX
CLEIX
CLFLX
CLHAX
CHREX
CLACX
AEMGX
CAMAX
CAMIX
CAMWX
CAMOX
CAMSX
CAMZX
CAMMX
Fund Type
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load, FundVest Focus
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AEGIS FUNDS
AEGIS FUNDS
AKRE FOCUS FUNDS
AKRE FOCUS FUNDS
AL FRANK FUNDS
AL FRANK FUNDS
AL FRANK FUNDS
AL FRANK FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
Fund Description
CHAMPLAIN MID CAP FUND
CHAMPLAIN MID CAP FUND INSTITUTIONAL CLASS
EDGEWOOD GROWTH FUND INSTITUTIONAL CLASS
EDGEWOOD GROWTH FUND RETAIL CLASS
FROST CORE GROWTH EQUITY FUND CLASS A
FROST CORE GROWTH EQUITY FUND CLASS I
FROST DIVIDEND VALUE EQUITY FUND CLASS A
FROST DIVIDEND VALUE EQUITY FUND CLASS I
FROST HOOVER SMALL MID-CAP EQUITY FUND CLASS A
FROST HOOVER SMALL MID-CAP EQUITY FUND CLASS I
FROST INTERNATIONAL EQUITY FUND CLASS A
FROST INTERNATIONAL EQUITY FUND CLASS I
FROST KEMPNER MULTI CAP DEEP VALUE EQUITY FUND CLASS A
FROST KEMPNER MULTI CAP DEEP VALUE EQUITY FUND CLASS I
FROST LOW DURATION BOND FUND CLASS A
FROST LOW DURATION BOND FUND CLASS I
FROST LOW DURATION MUNICIPAL BOND FUND CLASS A
FROST LOW DURATION MUNICIPAL BOND FUND CLASS I
FROST MUNICIPAL BOND FUND CLASS A
FROST MUNICIPAL BOND FUND CLASS I
FROST STRATEGIC BALANCED FUND CLASS A
FROST STRATEGIC BALANCED FUND CLASS I
FROST TOTAL RETURN BOND FUND CLASS A
FROST TOTAL RETURN BOND FUND CLASS I
GRT ABSOLUTE RETURN FUND ADVISOR CLASS
GRT VALUE FUND ADVISORS CLASS
HAVERFORD QUALITY GROWTH FUND
ICM SMALL COMPANY PORTFOLIO
LSV CONSERVATIVE CORE EQUITY FUND CLASS I
LSV CONSERVATIVE VALUE EQUITY FUND CLASS I
LSV VALUE EQUITY FUND
RICE HALL JAMES MICRO CAP PORTFOLIO INSTITUTIONAL CLASS
RICE HALL JAMES MID CAP PORTFOLIO INVESTOR CLASS
RICE HALL JAMES SMALL CAP PORTFOLIO INSTITUTIONAL CLASS
SANDS CAPITAL GLOBAL GROWTH FUND INSTITUTIONAL CLASS
SANDS CAPITAL GLOBAL GROWTH FUND INVESTOR CLASS
THE MCKEE INTERNATIONAL EQUITY PORTFOLIO
TS&W EQUITY PORTFOLIO
TS&W FIXED INCOME PORTFOLIO
USFS LIMITED DURATION GOVERNMENT FUND RETAIL CLASS
USFS TACTICAL ASSET ALLOCATION FUND RETAIL CLASS
WHG BALANCED FUND INSTITUTIONAL CLASS
WHG DIVIDEND GROWTH FUND INSTITUTIONAL CLASS
WHG INCOME OPPORTUNITY FUND INSTITUTIONAL CLASS
WHG LARGE CAP VALUE FUND INSTITUIONAL CLASS
WHG SMALL CAP VALUE FUND INSTITUTIONAL CLASS
WHG SMIDCAP PLUS FUND INSTITUTIONAL CLASS
AEGIS HIGH YIELD FUND
AEGIS VALUE FUND
AKRE FOCUS FUND INSTITUTIONAL CLASS
AKRE FOCUS FUND RETAIL CLASS
AL FRANK DIVIDEND VALUE FUND
AL FRANK DIVIDEND VALUE FUND ADVISOR CLASS
AL FRANK FUND
AL FRANK FUND ADVISOR CLASS
ALGER ANALYST FUND CLASS C
ALGER CAPITAL APPRECIATION FUND CLASS C
ALGER CAPITAL APPRECIATION INSTITUTIONAL FUND CLASS I
ALGER CHINA-U.S. GROWTH FUND CLASS C
ALGER DYNAMIC OPPORTUNITIES FUND CLASS C
ALGER EMERGING MARKETS FUND CLASS C
ALGER GREEN FUND CLASS C
CUSIP
00764Q744
00766Y513
0075W0759
0075W0742
00766Y745
00766Y877
00766Y737
00766Y869
00766Y711
00766Y844
00766Y695
00766Y836
00766Y729
00766Y851
00766Y687
00766Y828
00766Y653
00766Y786
00766Y661
00766Y794
00766Y596
00766Y612
00766Y679
00766Y810
00766Y521
00766Y885
0075W0866
00758M220
0075W0668
0075W0676
00758M634
00758M212
0075W0833
00758M196
00769G303
00769G402
00758M188
00758M311
00758M295
00769G105
00769G204
0075W0692
0075W0718
0075W0775
0075W0734
0075W0726
0075W0544
00764V206
00761L102
742935125
742935117
007989585
007989452
007989874
007989445
015566805
015565781
015570401
015549207
015566748
015566789
015566508
Page 2 of 185
Symbol
CIPMX
CIPIX
EGFIX
EGFFX
FACEX
FICEX
FADVX
FIDVX
FAHMX
FIHSX
FANTX
FITNX
FAKDX
FIKDX
FADLX
FILDX
FALMX
FILMX
FAUMX
FIMUX
FASTX
FIBTX
FATRX
FIJEX
GRTHX
GRTVX
HAVGX
ICSCX
LSVPX
LSVVX
LSVEX
RHJSX
RHJVX
RHJMX
SCMGX
SCGVX
MKIEX
TSWEX
TSWFX
USLDX
USFSX
WHGBX
WHGDX
WHGIX
WHGLX
WHGSX
WHGPX
AHYFX
AVALX
AKRIX
AKREX
VALDX
VALEX
VALUX
VALAX
AACYX
ALCCX
ALARX
CHUCX
ADOCX
ACEMX
AGFCX
Fund Type
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALGER FUNDS
ALLIANCE BERNSTEIN FUNDS
Fund Description
ALGER GREEN FUND CLASS I
ALGER GROWTH AND INCOME FUND CLASS C
ALGER GROWTH OPPORTUNITIES FUND CLASS C
ALGER GROWTH OPPORTUNITIES FUND CLASS I
ALGER HEALTH SCIENCES FUND CLASS C
ALGER LARGE CAP GROWTH CLASS C
ALGER LARGE CAP GROWTH INST FUND CLASS I
ALGER MID CAP GROWTH FUND CLASS C
ALGER MID CAP GROWTH INST FUND CLASS I
ALGER SMID CAP GROWTH FUND CLASS C
ALGER SMID CAP GROWTH FUND CLASS I
ALGER SPECTRA FUND CLASS C
ALGER SPECTRA FUND CLASS I
ALLIANCE BALANCED SHARES CLASS C
ALLIANCE BERNSTEIN 2000 RETIREMENT STRATEGY FD CLASS C
ALLIANCE BERNSTEIN 2025 RETIREMENT STRATEGY FUND CL C
ALLIANCE BERNSTEIN 2030 RETIREMENT STRATEGY FUND CL C
ALLIANCE BERNSTEIN BALANCE WEALTH STRATEGY FUND CLASS C
ALLIANCE BERNSTEIN BOND INFLATION STRATEGY CLASS C
ALLIANCE BERNSTEIN CONSERVATIVE WEALTH STRATEGY FUND CL C
ALLIANCE BERNSTEIN CORE OPPORTUNITIES FUND CLASS C
ALLIANCE BERNSTEIN EQUITY INCOME FUND CLASS C
ALLIANCE BERNSTEIN GLOBAL BOND FUND CLASS C
ALLIANCE BERNSTEIN GLOBAL REAL ESTATE INVESTMENT FD CL C
ALLIANCE BERNSTEIN GLOBAL THEMATIC GROWTH FUND CLASS C
ALLIANCE BERNSTEIN GLOBAL VALUE FUND CLASS C
ALLIANCE BERNSTEIN HIGH INCOME FUND CLASS C
ALLIANCE BERNSTEIN HIGH INCOME MUNI FUND CLASS C
ALLIANCE BERNSTEIN INTERMEDIATE BOND FUND CLASS C
ALLIANCE BERNSTEIN INTERNATIONAL GROWTH FUND CLASS C
ALLIANCE BERNSTEIN INTERNATIONAL PORTFOLIO CLASS C
ALLIANCE BERNSTEIN INTERNATIONAL VALUE FUND CLASS C
ALLIANCE BERNSTEIN INTL DISC EQUITY PORTFOLIO FUND CL C
ALLIANCE BERNSTEIN LARGE-CAP GROWTH FUND CLASS C
ALLIANCE BERNSTEIN MARKET NEUTRAL STRAT. GLO. FD CL C
ALLIANCE BERNSTEIN MUNICIPAL BOND INFLATION STRATEGY CLASS C
ALLIANCE BERNSTEIN REAL ASSET STRATEGY FUND CLASS C
ALLIANCE BERNSTEIN RETIREMENT STRAT 2050 CLASS C
ALLIANCE BERNSTEIN RETIREMENT STRATEGY 2055 CLASS C
ALLIANCE BERNSTEIN SHORT DURATION PORTFOLIO CLASS C
ALLIANCE BERNSTEIN SMALL/MID CAP VALUE FUND CLASS C
ALLIANCE BERNSTEIN SMALL/MID-CAP GROWTH FUND CLASS C
ALLIANCE BERNSTEIN SMALL-CAP GROWTH FUND CLASS C
ALLIANCE BERNSTEIN TAX MANAGED BALANCED WEALTH STRAT FD CL C
ALLIANCE BERNSTEIN TAX MANAGED CONSERV WEALTH STRAT FD CL C
ALLIANCE BERNSTEIN TAX MANAGED INTL PORTFOLIO CLASS C
ALLIANCE BERNSTEIN TAX MANAGED WEALTH APPRECIATION STRATEGY FUND CL C
ALLIANCE BERNSTEIN U.S. STRATEGIC RESEARCH FUND CLASS C
ALLIANCE BERNSTEIN VALUE FUND CLASS C
ALLIANCE BERNSTEIN WEALTH APPRECIATION STRATEGY FUND CLASS C
ALLIANCE BERSTEIN MARKET NEUTRAL STRAT. U.S. FD CL C
ALLIANCE GREATER CHINA '97 FUND INC. CLASS C
ALLIANCE GROWTH AND INCOME CLASS C
ALLIANCE GROWTH FUND CLASS C
ALLIANCE INSTL REAL ESTATE INVESTMENT FUND II
Page 3 of 185
CUSIP
015566607
015565773
015565443
015565435
015565740
015565799
015570302
015565815
015570203
015565716
015565468
015566201
015566300
018525402
01879T862
01879T821
01879T771
01879T730
01879T680
01879T649
01879T599
01879T557
01879T516
01879T466
01877F633
018528554
01877F583
01879K309
018791301
01853W303
01877G300
018780403
018912303
01859M309
018642736
018528687
01879X301
085568657
018913301
01877E669
01877C309
01877E735
018528463
018528414
01880E870
01880E797
085568723
018914309
018636308
01877E404
01877F880
01877F856
085568681
01877F542
01877E875
018915306
01877F674
01877E792
018905307
018597401
01877F609
018907501
Symbol
AGIFX
ALBCX
AOFCX
AOFIX
AHSCX
ALGCX
ALGRX
AMGCX
ALMRX
ALMCX
ASIMX
ASPCX
ASPIX
CBACX
LTACX
LTSCX
LTDCX
LTECX
LTHCX
LTICX
LTJCX
LTKCX
LTLCX
LTPCX
ABWCX
ABNCX
ABPCX
ADGCX
AUICX
ANACX
ARECX
ATECX
ABCGX
AGDCX
ABTFX
ABQCX
AWPCX
AIZCX
ABICX
AIDCX
APGCX
ANNCX
AUNCX
ACMTX
LTQCX
LTWCX
ADPCX
ABCSX
CHCCX
QUACX
AGICX
ACICX
ABXCX
ATWCX
AURCX
ABVCX
AWACX
AMCUX
GCHCX
CBBCX
AGRCX
ARIIX
Fund Type
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
Fund Description
ALLIANCE INTERM CALIFORNIA MUNI PORTFOLIO CLASS C
ALLIANCE INTERM DIVERSIFIED MUNI FUND CLASS C
ALLIANCE INTERM NEW YORK MUNICIPAL PORTFOLIO CLASS C
ALLIANCE MUNI INC FD II MASSACHUSETTS PORTF CLASS C
ALLIANCE MUNI INC FD II MICHIGAN CLASS C FUND
ALLIANCE MUNI INC FD MINNESOTA CLASS C
ALLIANCE MUNI INCOME FD II VIRGINIA CL C
ALLIANCE MUNI INCOME II ARIZONA CLASS C
ALLIANCE MUNI INCOME II PENNSYLVANIA CL C
ALLIANCE MUNICIPAL INCOME CALIFORNIA CLASS C
ALLIANCE MUNICIPAL INCOME FUND II NEW JERSEY SRS CL C
ALLIANCE MUNICIPAL INCOME FUND II OHIO PORTFOLIO CLASS C
ALLIANCE MUNICIPAL INCOME FUND NATIONAL CLASS C PORTFOLIO
ALLIANCE TAX-EXEMPT NEW YORK FUND CLASS C
ALLIANCEBERNSTEIN UNCONSTRAINED BOND FUND CLASS C
ALLIANZ AGIC CONVERTABLE FUND CLASS C
ALLIANZ AGIC CONVERTIBLE FUND CLASS A
ALLIANZ AGIC CONVERTIBLE FUND CLASS D
ALLIANZ AGIC EMERGING MARKETS OPP FD CL C
ALLIANZ AGIC EMERGING MARKETS OPPORTUNITY FD CL A
ALLIANZ AGIC EMERGING MARKETS OPPORTUNITY FD CL D
ALLIANZ AGIC FOCUSED OPPORTUNITY FUND CLASS A
ALLIANZ AGIC GLOBAL FUND CLASS A
ALLIANZ AGIC GLOBAL FUND CLASS C
ALLIANZ AGIC GLOBAL FUND CLASS D
ALLIANZ AGIC GROWTH FUND CLASS A
ALLIANZ AGIC GROWTH FUND CLASS A
ALLIANZ AGIC GROWTH FUND CLASS C
ALLIANZ AGIC GROWTH FUND CLASS C
ALLIANZ AGIC GROWTH FUND CLASS D
ALLIANZ AGIC GROWTH FUND CLASS D
ALLIANZ AGIC HIGH YIELD BOND FUND CLASS A
ALLIANZ AGIC HIGH YIELD BOND FUND CLASS C
ALLIANZ AGIC INCOME AND GROWTH FUND CL A
ALLIANZ AGIC INCOME AND GROWTH FUND CL C
ALLIANZ AGIC INCOME AND GROWTH FUND CLASS D
ALLIANZ AGIC INTERNATIONAL FUND CLASS A
ALLIANZ AGIC INTERNATIONAL FUND CLASS C
ALLIANZ AGIC INTERNATIONAL FUND CLASS D
ALLIANZ AGIC INTERNATIONAL GROWTH FUND CLASS A
ALLIANZ AGIC INTERNATIONAL GROWTH FUND CLASS C
ALLIANZ AGIC INTERNATIONAL GROWTH FUND CLASS D
ALLIANZ AGIC INTERNATIONAL GROWTH OPPORTUNITIES FUND CLASS A
ALLIANZ AGIC INT'L GROWTH OPP FUND CLASS C
ALLIANZ AGIC MID- CAP GROWTH FUND CLASS A
ALLIANZ AGIC MID- CAP GROWTH FUND CLASS C
ALLIANZ AGIC MID- CAP GROWTH FUND CLASS D
ALLIANZ AGIC OPPORTUNITY FUND CLASS A
ALLIANZ AGIC OPPORTUNITY FUND CLASS D
ALLIANZ AGIC PACIFIC RIM FUND CLASS A
ALLIANZ AGIC PACIFIC RIM FUND CLASS C
ALLIANZ AGIC PACIFIC RIM FUND CLASS D
ALLIANZ AGIC TARGET FUND CLASS A
ALLIANZ AGIC TARGET FUND CLASS C
ALLIANZ AGIC TARGET FUND CLASS D
ALLIANZ AGIC U.S. EMERGING GROWTH FUND CLASS A
ALLIANZ FUNDS NFJ LARGE-CAP VALUE FD CLASS D
ALLIANZ GLOBAL INVESTORS GLBL GRTH ALLOCATION CLASS A
ALLIANZ GLOBAL INVESTORS SOLUTIONS 2015 FUND CLASS A
ALLIANZ GLOBAL INVESTORS SOLUTIONS 2015 FUND CLASS C
ALLIANZ GLOBAL INVESTORS SOLUTIONS 2015 FUND CLASS D
CUSIP
085568780
085568756
085568822
01864E748
01864E714
01864E607
01864E680
01864E771
01864E813
018642850
01864E870
01864E847
018642835
018642868
01859N307
01900C672
01900C680
01900C664
018920611
018920629
018920595
01900C250
018919183
018919209
018919217
018919258
018918318
018919274
018918334
018919282
018918342
01900C615
01900C599
018920496
018920488
018920470
018919308
018919316
018919324
01900C102
01900C201
01900C300
01900C532
01900C524
018920454
018920447
018920439
018918599
018920520
018919340
018919365
018919373
018918789
018918805
018918813
01900C334
018918482
01900C706
01900A643
01900A635
01900A627
01900A569
Page 4 of 185
Symbol
ACMCX
AIMCX
ANMCX
AMACX
AMICX
AMNCX
AVACX
AAZCX
APACX
ACACX
ANJCX
AOHCX
ALNCX
ANYCX
AGCCX
ANZCX
ANZAX
ANZDX
AOTCX
AOTAX
AOTDX
AFOAX
NGBAX
NGBCX
NGBDX
NGWAX
PGWAX
NGWCX
PGWCX
NGWDX
PGRDX
AYBAX
AYBCX
AZNAX
AZNCX
AZNDX
PNIAX
PNICX
PNIDX
AIFAX
AIGCX
AIFDX
AOPAX
AOPCX
ANMAX
ANMGX
ANGDX
POPAX
APPDX
PPRAX
PPRCX
PPRDX
PTAAX
PTACX
PTRDX
AEGAX
PNBDX
ASGAX
AZGAX
AZGCX
AZGDX
AGLAX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
Fund Description
ALLIANZ GLOBAL INVESTORS SOLUTIONS GLBL GRTH ALLOCATION FUND CLASS C
ALLIANZ GLOBAL INVESTORS SOLUTIONS RETIRE INCOME CL A
ALLIANZ GLOBAL INVESTORS SOLUTIONS RETIRE INCOME CL C
ALLIANZ GLOBAL INVESTORS SOLUTIONS RETIRE INCOME CL D
ALLIANZ GLOBAL INVST SOLUTION GLBL ALLOCATION FUND CL A
ALLIANZ GLOBAL INVST SOLUTION GLBL ALLOCATION FUND CL C
ALLIANZ NFJ ALL-CAP VALUE FUND CLASS A
ALLIANZ NFJ ALL-CAP VALUE FUND CLASS C
ALLIANZ NFJ ALL-CAP VALUE FUND CLASS D
ALLIANZ NFJ DIVIDEND VALUE FUND CLASS A
ALLIANZ NFJ DIVIDEND VALUE FUND CLASS C
ALLIANZ NFJ DIVIDEND VALUE FUND CLASS D
ALLIANZ NFJ GLOBAL DIVIDEND VALUE FUND CLASS A
ALLIANZ NFJ GLOBAL DIVIDEND VALUE FUND CLASS C
ALLIANZ NFJ GLOBAL DIVIDEND VALUE FUND CLASS D
ALLIANZ NFJ INTERNATIONAL FUND CLASS A
ALLIANZ NFJ INTERNATIONAL FUND CLASS C
ALLIANZ NFJ INTERNATIONAL FUND CLASS D
ALLIANZ NFJ LARGE CAP VALUE FUND CLASS A
ALLIANZ NFJ LARGE CAP VALUE FUND CLASS C
ALLIANZ NFJ MID-CAP VALUE FUND CLASS A
ALLIANZ NFJ MID-CAP VALUE FUND CLASS C
ALLIANZ NFJ RENAISSANCE FUND CLASS A
ALLIANZ NFJ RENAISSANCE FUND CLASS C
ALLIANZ NFJ RENAISSANCE FUND CLASS D
ALLIANZ OCC OPPORTUNITY FUND CLASS C
ALLIANZ RCM ALL HORIZONS FUND CLASS A
ALLIANZ RCM ALL HORIZONS FUND CLASS C
ALLIANZ RCM CHINA EQUITY FUND CLASS A
ALLIANZ RCM CHINA EQUITY FUND CLASS C
ALLIANZ RCM CHINA EQUITY FUND CLASS D
ALLIANZ RCM DISCIPLINED EQUITY FUND CLASS A
ALLIANZ RCM DISCIPLINED EQUITY FUND CLASS C
ALLIANZ RCM DISCIPLINED EQUITY FUND CLASS D
ALLIANZ RCM DISCIPLINED INTL EQUITY FUND CLASS A
ALLIANZ RCM DISCIPLINED INTL EQUITY FUND CLASS C
ALLIANZ RCM DISCIPLINED INTL EQUITY FUND CLASS D
ALLIANZ RCM GLOBAL COMMODITY EQUITY FUND CLASS A
ALLIANZ RCM GLOBAL COMMODITY EQUITY FUND CLASS C
ALLIANZ RCM GLOBAL COMMODITY EQUITY FUND CLASS D
ALLIANZ RCM GLOBAL ECOTRENDS FUND CLASS C
ALLIANZ RCM GLOBAL ECOTRENDS FUND CLASS D
ALLIANZ RCM GLOBAL SMALL-CAP FUND CLASS A
ALLIANZ RCM GLOBAL SMALL-CAP FUND CLASS C
ALLIANZ RCM GLOBAL SMALL-CAP FUND CLASS D
ALLIANZ RCM GLOBAL WATER FUND CLASS A
ALLIANZ RCM GLOBAL WATER FUND CLASS C
ALLIANZ RCM GLOBAL WATER FUND CLASS D
ALLIANZ RCM INT'L OPPORTUNITIES FUND CLASS A
ALLIANZ RCM INT'L OPPORTUNITIES FUND CLASS C
ALLIANZ RCM LARGE CAP GROWTH FUND CLASS A
Page 5 of 185
CUSIP
01900A551
01900A544
01900A486
01900A478
01900A460
01900A411
01900A395
01900A387
01900A338
01900A320
01900A312
01900C805
01900A254
01900A247
01900A239
01900C771
01900C755
018919126
018919142
018919159
018918243
018918268
018918276
01900C748
01900C730
01900C722
018920702
018920801
018920884
018918458
018918474
018920587
018920579
018918649
018918664
018918672
018918615
01900A502
01900A601
01900C391
01900C383
01900C375
01900A825
01900A817
01900A791
018919647
018919662
018919670
018920710
018920694
018920686
01900A684
01900A676
018919522
018919548
018919555
01900A106
01900A205
01900A304
01900A874
01900A866
018919779
Symbol
ABSCX
AGLDX
ABLAX
ABLCX
ABDIX
AVSAX
AVSCX
AVSDX
ASNAX
ASNCX
ASNDX
ASACX
AGRAX
ARTCX
ARTDX
PALAX
PALCX
PNFAX
PNFCX
PNFDX
PNEAX
PNECX
PEIDX
ANUAX
ANUCX
ANUDX
AFJAX
AFJCX
AFJDX
PNBAX
PNBCX
ANVAX
ANVCX
PQNAX
PQNCX
PREDX
POPCX
ARHAX
ARHCX
ALQAX
ALQCX
ALQDX
ARDAX
ARDCX
ARDDX
RAIGX
RCIGX
DIENX
ARMAX
ARMCX
ARMDX
AECCX
AECDX
RGSAX
RGSCX
DGSNX
AWTAX
AWTCX
AWTDX
ARIAX
ARICX
RALGX
Fund Type
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS
ALLIANZ FUNDS ADMIN/INST
Fund Description
ALLIANZ RCM LARGE CAP GROWTH FUND CLASS C
ALLIANZ RCM LARGE CAP GROWTH FUND CLASS D
ALLIANZ RCM MI-CAP FUND CLASS D
ALLIANZ RCM MID-CAP FUND CLASS A
ALLIANZ RCM MID-CAP FUND CLASS C
ALLIANZ RCM REDWOOD FUND CLASS A
ALLIANZ RCM REDWOOD FUND CLASS C
ALLIANZ RCM STRATEGIC GROWTH FUND CLASS A
ALLIANZ RCM STRATEGIC GROWTH FUND CLASS C
ALLIANZ RCM STRATEGIC GROWTH FUND CLASS D
ALLIANZ RCM TECHNOLOGY FUND CLASS A
ALLIANZ RCM TECHNOLOGY FUND CLASS C
ALLIANZ RCM TECHNOLOGY FUND CLASS D
ALLIANZ RCM WELLNESS FUND CLASS A
ALLIANZ RCM WELLNESS FUND CLASS C
ALLIANZ RCM WELLNESS FUND CLASS D
ALLIANZ AGIC CONVERTIBLE ADMIN CLASS
ALLIANZ AGIC CONVERTIBLE FUND INSTITUTIONAL CLASS
ALLIANZ AGIC EMERGING MARKETS OPPORTUNITY FD INST
ALLIANZ AGIC GLOBAL FUND INSTITUTIONAL CLASS
ALLIANZ AGIC GROWTH FUND ADMIN CLASS
ALLIANZ AGIC GROWTH FUND INST CLASS
ALLIANZ AGIC GROWTH FUND INSTITUTIONAL CLASS
ALLIANZ AGIC HIGH YIELD BOND FUND INSTITUTIONAL CLASS
ALLIANZ AGIC INCOME AND GROWTH FUND INSTL CLASS
ALLIANZ AGIC INTERNATIONAL FUND INSTITUTIONAL CLASS
ALLIANZ AGIC INTERNATIONAL GROWTH FUND INSTL CL
ALLIANZ AGIC MICRO CAP FUND INSTITUTIONAL CLASS
ALLIANZ AGIC MID-CAP GROWTH FUND INSTITUTIONAL CLASS
ALLIANZ AGIC OPPORTUNITY FUND INST CLASS
ALLIANZ AGIC PACIFIC RIM FUND INST CLASS
ALLIANZ AGIC TARGET FUND INSTITUTIONAL CLASS
ALLIANZ AGIC U.S. EMERGING GROWTH FUND INST CLASS
ALLIANZ AGIC ULTRA MICRO CAP FUND INSTITUTIONAL CLASS
ALLIANZ GLOBAL INVESTORS SOLUTIONS 2015 FD INSTL CLASS
ALLIANZ GLOBAL INVESTORS SOLUTIONS GLBL GRTH ALLOCATION FUND INSTL CLASS
ALLIANZ GLOBAL INVESTORS SOLUTIONS RETIREMENT INCOME FUND INSTL CLASS
ALLIANZ GLOBAL INVST SOLUTION GLBL ALLOCATION FD INSTL CLASS
ALLIANZ NFJ ALL-CAP VALUE FUND INSTITUTIONAL CLASS
ALLIANZ NFJ DIVIDEND VALUE FUND ADMIN CLASS
ALLIANZ NFJ DIVIDEND VALUE FUND INSTITUTIONAL CLASS
ALLIANZ NFJ GLOBAL DIVIDEND VALUE FUND INSTITUTIONAL CLASS
ALLIANZ NFJ INTERNATIONAL INSTITUTIONAL CLASS
ALLIANZ NFJ LARGE CAP VALUE FUND ADMIN CLASS
ALLIANZ NFJ LARGE CAP VALUE FUND INSTITUTIONAL CLASS
ALLIANZ NFJ MID-CAP VALUE FUND INSTITUTIONAL CLASS
ALLIANZ NFJ RENAISSANCE FUND ADMINISTRATIVE CLASS
ALLIANZ NFJ RENAISSANCE FUND INSTITUTIONAL CLASS
ALLIANZ RCM ALL HORIZONS FUND INSTITUTIONAL CLASS
ALLIANZ RCM CHINA EQUITY FUND INSTITUTIONAL CLASS
ALLIANZ RCM DISCIPLINED EQUITY FD INSTITUTIONAL CL
ALLIANZ RCM DISCIPLINED INTL EQUITY FUND INSTL CL
ALLIANZ RCM GLBL COMMODITY EQUITY FUND INSTL CLASS
ALLIANZ RCM GLOBAL ECOTRENDS FUND INSTITUTIONAL CLASS
ALLIANZ RCM GLOBAL SMALL-CAP FUND INSTITUTIONAL CLASS
ALLIANZ RCM GLOBAL WATER FUND INSTL CLASS
ALLIANZ RCM INTL OPPORTUNITIES FUND INSTL CLASS
ALLIANZ RCM LARGE CAP GROWTH FUND INSTITUTIONAL CLASS
Page 6 of 185
CUSIP
018919795
018919803
018919738
018919704
018919720
01900C243
01900C235
018920769
018920751
018920744
018919472
018919498
018919506
018919423
018919449
018919456
01900C631
01900C649
018920637
018919167
018918300
018918292
018919233
01900C540
018920512
018919290
01900C607
01900C425
018920462
018918573
018919332
018918763
01900C441
01900C417
01900A585
01900A510
01900A437
01900A353
01900A270
01900C854
01900A197
01900C789
018919100
018918235
018918227
01900C698
018920603
018918441
018918433
018920553
018918631
018918623
01900A882
01900C359
01900A775
018919621
018920108
01900A650
018919514
01900A718
01900A833
018919753
Symbol
RCLGX
DLCNX
DMCNX
RMDAX
RMDCX
ARRAX
ARRCX
ARCAX
ARCCX
ARCDX
RAGTX
RCGTX
DGTNX
RAGHX
RCGHX
DGHCX
ANNAX
ANNPX
AOTIX
NGBIX
PGFAX
PGFIX
NGFIX
AYBIX
AZNIX
NAISX
AILIX
AMCIX
ANMIX
POFIX
NAPRX
PFTIX
AEMIX
AUMIX
AZGIX
AGNIX
ABLIX
AVTIX
ASNIX
AGAIX
AVRIX
PALLX
PNFIX
ANDAX
NFJEX
ANUIX
ANJIX
ALNFX
ANVIX
ANIVX
PRAAX
PRNIX
ARHIX
ALQIX
ARDIX
DRIEX
RGLIX
AECIX
DGSCX
AWTIX
AMOIX
DRLCX
Fund Type
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ALLIANZ FUNDS CLASS P
ALPHA CAPITAL FUNDS
ALPHA CAPITAL FUNDS
ALPHAMARK FUNDS
ALPHAMARK FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALPINE FUNDS
ALTEGRIS MANAGED FUNDS
ALTEGRIS MANAGED FUNDS
ALTRIUS FUNDS
AMANA FUNDS
Fund Description
ALLIANZ RCM MID CAP FUND INST CLASS
ALLIANZ RCM REDWOOD FUND INSTITUTIONAL CLASS
ALLIANZ RCM STRATEGIC GROWTH FUND INSTL CLASS
ALLIANZ RCM TECHNOLOGY FUND INSTITUTIONAL CLASS
ALLIANZ AGIC EMERGING MARKETS OPPTY FUND CLASS P
ALLIANZ AGIC GLOBAL FUND CLASS P
ALLIANZ AGIC GROWTH FUND CLASS P
ALLIANZ AGIC GROWTH FUND CLASS P
ALLIANZ AGIC INCOME AND GROWTH FUND CLASS P
ALLIANZ AGIC INTERNATIONAL FUND CLASS P
ALLIANZ AGIC INTERNATIONAL GROWTH FUND CLASS P
ALLIANZ AGIC INT'L GROWTH OPPORTUNITIES FUND CLASS P
ALLIANZ AGIC MID- CAP GROWTH FUND CLASS P
ALLIANZ AGIC OPPORTUNITY FUND CLASS P
ALLIANZ AGIC PACIFIC RIM FUND CLASS P
ALLIANZ AGIC TARGET FUND CLASS P
ALLIANZ GLOBAL INVESTORS SOLUTIONS 2015 FUND CLASS P
ALLIANZ GLOBAL INVESTORS SOLUTIONS GLBL ALLOCATION FD CL P
ALLIANZ GLOBAL INVESTORS SOLUTIONS GLBL GRTH ALLOCATION FUND CLASS P
ALLIANZ GLOBAL INVESTORS SOLUTIONS RETIREMENT INCOME FD CL P
ALLIANZ NFJ ALL- CAP VALUE FUND CLASS P
ALLIANZ NFJ DIVIDEND VALUE FUND CLASS P
ALLIANZ NFJ INTERNATIONAL VALUE FUND CLASS P
ALLIANZ NFJ LARGE CAP VALUE FUND CLASS P
ALLIANZ NFJ MID- CAP VALUE FUND CLASS P
ALLIANZ RCM ALL HORIZONS FUND CLASS P
ALLIANZ RCM CHINA EQUITY FUND CLASS P
ALLIANZ RCM DISCIPLINED EQUITY FUND CLASS P
ALLIANZ RCM GLBL COMMODITY EQUITY FUND CLASS P
ALLIANZ RCM GLOBAL ECOTRENDS FUND CLASS P
ALLIANZ RCM GLOBAL SMALL-CAP FUND CLASS P
ALLIANZ RCM GLOBAL WATER FUND CLASS P
ALLIANZ RCM INT'L OPPORTUNITIES FUND CLASS P
ALLIANZ RCM LARGE- CAP GROWTH FUND CLASS P
ALLIANZ RCM STRATEGIC GROWTH FUND CLASS P
ALLIANZ RCM TECHNOLOGY FUND CLASS P
ALPHA DEFENSIVE GROWTH FUND CLASS I
ALPHA OPPORTUNISTIC GROWTH FUND CLASS I
ALPHAMARK LARGE CAP GROWTH FUND
ALPHAMARK SMALL CAP GROWTH FUND
ALPINE ACCELERATING DIVIDEND FUND
ALPINE CYCLICAL ADVANTAGE PROPERTY FUND CLASS Y
ALPINE DYNAMIC BALANCE FUND
ALPINE DYNAMIC DIVIDEND FUND
ALPINE DYNAMIC FINANCIAL SERVICES FUND
ALPINE DYNAMIC TRANFORMATIONS FUND
ALPINE DYNAMICS INNOVATORS FUND
ALPINE EMERGING MARKETS REAL ESTATE FUND
ALPINE GLOBAL CONSUMER GROWTH FUND
ALPINE GLOBAL INFRASTRUCTURE FUND
ALPINE INTERNATIONAL REAL ESTATE EQUITY FUND CLASS Y
ALPINE REALTY INCOME AND GROWTH FUND CLASS Y
ALPINE TAX OPTIMIZED INCOME FD (INVESTOR) CLASS
ALPINE TAX OPTIMIZED INCOME FUND ADVISOR CLASS
ALTEGRIS MACRO STRATEGY FUND CLASS N
ALTEGRIS MANAGED FUTURES STRATEGY FUND CLASS C
ALTRIUS SMALL CAP VALUE FUND CLASS I
AMANA DEVELOPING WORLD FUND
Page 7 of 185
CUSIP
018919688
01900C268
018920736
018919464
018922401
018922500
018922609
018922781
018922708
018922807
01900C409
01900C482
018922880
018922765
018922872
018922740
01900A619
01900A536
01900A452
01900A379
01900A296
01900C821
01900C870
01900A221
018922864
018922856
018922849
018922831
018922823
01900A809
01900C367
01900A783
018922732
01900A668
018922724
01900A403
01900A841
018922716
018922682
018922674
00768D632
00768D616
020784104
020784203
020875605
020940805
020875100
020875209
020875308
020875506
020875407
020940854
020940110
020940847
020940409
020940862
020828208
020828406
66537Y603
66537V344
66537X340
022865307
Symbol
DRMCX
ARRIX
ANRIX
DRGTX
AEMPX
AGMPX
ANCPX
AOGPX
AIGPX
ANIPX
AIFPX
ALOPX
AMGPX
AOCPX
APRPX
AOTPX
AZGPX
AGLPX
ABLPX
AVSPX
ASNPX
AGAPX
AGSPX
AGRPX
ANFPX
ADJPX
AFVPX
ALCPX
AMVPX
ARHPX
ALQPX
ARDPX
APGPX
AECPX
ARSPX
AWTPX
AMOPX
ARLPX
AMSPX
ARTPX
ACDEX
ACOPX
AMLCX
AMSCX
AADDX
EUEYX
ADBYX
ADVDX
ADFSX
ADTRX
ADINX
AEMEX
AWCGX
AIFRX
EGLRX
AIGYX
ATOIX
ATOAX
MCRNX
MFTCX
ALTSX
AMDWX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AMANA FUNDS
AMANA FUNDS
AMANA FUNDS
AMANA FUNDS
AMANA FUNDS
AMANA FUNDS
AMANA FUNDS
AMANA FUNDS
AMERICAN BEACON FUNDS
Fund Description
AMANA MUTUAL FUND TRUST GROWTH FUND
AMANA MUTUAL FUND TRUST INCOME FUND
IDAHO TAX EXEMPT FUND
SEXTANT BOND INCOME FUND
SEXTANT CORE FUND
SEXTANT GROWTH FUND
SEXTANT INTERNATIONAL FUND
SEXTANT SHORT TERM BOND FUND
AMERICAN BEACON BALANCED FUND (INSTITUTIONAL CLASS)
AMERICAN BEACON BALANCED FUND CLASS C
AMERICAN BEACON BALANCED FUND CLASS Y
AMERICAN BEACON BALANCED FUND INVESTOR CLASS
AMERICAN BEACON EMERGING MARKETS FD INVESTOR CLASS
AMERICAN BEACON EMERGING MARKETS FUND CLASS C
AMERICAN BEACON EMERGING MARKETS FUND CLASS Y
AMERICAN BEACON EMERGING MARKETS FUND INST'L CLASS
AMERICAN BEACON ENHANCED INCOME FUND INVESTOR CLASS
AMERICAN BEACON EVERCORE SMALL CAP EQUITY FD INVESTOR CLASS
AMERICAN BEACON EVERCORE SMALL CAP EQUITY FUND CLASS C
AMERICAN BEACON EVERCORE SMALL CAP EQUITY FUND CLASS Y
AMERICAN BEACON EVERCORE SMALL CAP EQUITY FUND INST CL
AMERICAN BEACON FLEXIBLE BOND FUND CLASS Y
AMERICAN BEACON FLEXIBLE BOND FUND INSTITUTIONAL CLASS
AMERICAN BEACON FLEXIBLE BOND FUND INVESTOR CLASS
AMERICAN BEACON HIGH YIELD BOND CLASS C
AMERICAN BEACON HIGH YIELD BOND FD INVESTOR CLASS
AMERICAN BEACON HIGH YIELD BOND FUND CLASS Y
AMERICAN BEACON HIGH YIELD BOND FUND INSTL CLASS
AMERICAN BEACON INTERMEDIATE BOND FUND CLASS C
AMERICAN BEACON INTERMEDIATE BOND FUND CLASS Y
AMERICAN BEACON INTERMEDIATE BOND FUND INST CL
AMERICAN BEACON INTERMEDIATE BOND FUND INVESTOR CLASS
AMERICAN BEACON INTERNATIONAL EQUITY FUND (INSTITUTIONAL CLASS)
AMERICAN BEACON INTERNATIONAL EQUITY FUND CLASS C
AMERICAN BEACON INTERNATIONAL EQUITY FUND CLASS Y
AMERICAN BEACON INTERNATIONAL EQUITY FUND INVESTOR CLASS
AMERICAN BEACON INTERNATIONAL EQUITY INDEX FD INST CLASS
AMERICAN BEACON LARGE CAP GROWTH FUND CLASS C
AMERICAN BEACON LARGE CAP GROWTH FUND CLASS Y
AMERICAN BEACON LARGE CAP GROWTH FUND INST'L CLASS
AMERICAN BEACON LARGE CAP VALUE FUND ADVISOR CLASS
AMERICAN BEACON LARGE CAP VALUE FUND CLASS C
AMERICAN BEACON LARGE CAP VALUE FUND CLASS Y
AMERICAN BEACON LARGE CAP VALUE FUND INVESTOR CLASS
AMERICAN BEACON LARGE-CAP VALUE FUND (INSTITUTIONAL CLASS)
AMERICAN BEACON MID CAP VALUE FUND INSTITUTIONAL CL
AMERICAN BEACON MID CAP VALUE FUND INVESTOR CLASS
AMERICAN BEACON MID-CAP VALUE FUND CLASS C
AMERICAN BEACON MID-CAP VALUE FUND CLASS Y
AMERICAN BEACON RET INCOME AND APPR FUND CLASS Y
AMERICAN BEACON RETIREMENT INCOME AND APPREC. FD CL C
AMERICAN BEACON S&P 500 INDEX FUND (INSTITUTIONAL CLASS)
AMERICAN BEACON S&P 500 INDEX FUND INVESTOR CLASS
AMERICAN BEACON SHORT TERM BOND FUND CLASS C
AMERICAN BEACON SHORT TERM BOND FUND INST CLASS
AMERICAN BEACON SHORT-TERM BOND FUND CLASS Y
AMERICAN BEACON SHORT-TERM BOND FUND INVESTOR CLASS
AMERICAN BEACON SIM HIGH YIELD OPP FUND CLASS C
AMERICAN BEACON SIM HIGH YIELD OPP FUND CLASS Y
AMERICAN BEACON SIM HIGH YIELD OPP FUND INSTITUTIONAL CLASS
AMERICAN BEACON SIM HIGH YIELD OPP FUND INVESTOR CLASS
AMERICAN BEACON SMALL CAP VALUE FUND CLASS C
CUSIP
022865208
022865109
804096204
804096303
804096600
804096105
804096501
804096402
02368A109
024524514
024524100
02368A828
02368A448
024524456
024524407
02368A547
02368A398
024524530
024524563
024524555
024524548
024524241
024524225
024524233
024524449
02368A455
024524506
02368A489
024524423
024524704
02368A570
02368A240
02368A406
024524464
02368A190
02368A794
02368A521
024524332
024524209
02368A554
02368A356
024524498
02368A174
02368A810
02368A208
02368A315
02368A299
024524480
024524308
024524605
024524431
02368A711
02368A679
024524415
02368A562
024524803
02368A786
024524316
024524290
024524282
024524274
024524472
Page 8 of 185
Symbol
AMAGX
AMANX
NITEX
SBIFX
SCORX
SSGFX
SSIFX
STBFX
AADBX
ABCCX
ACBYX
AABPX
AAEPX
AEMCX
ACEYX
AEMFX
AANPX
ASEPX
ASECX
ASEYX
ABEIX
AFXYX
AFXIX
AFXPX
AHBCX
AHYPX
ACYYX
AYBFX
AIBCX
ACTYX
AABDX
ABIPX
AAIEX
AILCX
ABEYX
AAIPX
AIIIX
ABGCX
ACLYX
ALCGX
AVASX
ALVCX
ABLYX
AAGPX
AADEX
AACIX
AMPAX
AMCCX
ACMYX
ACRYX
ABACX
AASPX
AAFPX
ATBCX
AASBX
ACOYX
AALPX
SHOCX
SHOYX
SHOIX
SHYPX
ASVCX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AMERICAN CENTURY FUNDS
Fund Description
AMERICAN BEACON SMALL CAP VALUE FUND CLASS Y
AMERICAN BEACON SMALL-CAP VALUE FUND INST. CLASS
AMERICAN BEACON SMALL-CAP VALUE FUND INVESTOR CLASS
AMERICAN BEACON TREAS. INFLATION PROTECTED SEC. CL C
AMERICAN BEACON TREASURY INFLATION PROTECT SEC FD INSTL CLASS
AMERICAN BEACON TREASURY INFLATION PROTECTED SEC FD CL Y
AMERICAN BEACON TREASURY INFLATION PROTECTED SECURITIES FD INVESTOR CLASS
AMERICAN BEACON ZEBRA LARGE CAP EQUITY FD INST CL
AMERICAN BEACON ZEBRA LARGE CAP EQUITY FD INVESTOR CLASS
AMERICAN BEACON ZEBRA LARGE CAP EQUITY FUND CLASS C
AMERICAN BEACON ZEBRA LARGE CAP EQUITY FUND CLASS Y
AMERICAN BEACON ZEBRA SMALL CAP EQUITY FUND CLASS C
AMERICAN BEACON ZEBRA SMALL CAP EQUITY FUND CLASS Y
AMERICAN BEACON ZEBRA SMALL CAP EQUITY FUND INST CL
AMERICAN BEACON ZEBRA SMALL CAP EQUITY FUND INVESTOR CLASS
AMERCIAN CENTURY CORE PLUS FUND CLASS C
AMERICAN CENTURY BALANCED FUND
AMERICAN CENTURY BALANCED FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY CA HIGH-YIELD MUNI FUND CLASS C
AMERICAN CENTURY CA INTERMEDIATE-TERM TAX-FREE BOND INVESTOR CLASS INVESTOR CLASS
AMERICAN CENTURY CALIFORNIA HIGH- YIELD MUNI FUND INST
AMERICAN CENTURY CALIFORNIA HIGH-YIELD MUNICIPAL FUND
AMERICAN CENTURY CALIFORNIA INTERMEDIATE-TERM TAX-FREE BOND FUND CLASS C
AMERICAN CENTURY CALIFORNIA INTERMEDIATE-TERM TAX-FREE BOND FUND INSTITUTIONAL CLASS
AMERICAN CENTURY CALIFORNIA LONG- TERM TAX FREE FD CL C
AMERICAN CENTURY CALIFORNIA LONG- TERM TAX-FREE FUND INST
AMERICAN CENTURY CALIFORNIA LONG-TERM TAX-FREE FUND
AMERICAN CENTURY CAPITAL VALUE FUND INSTL CLASS
AMERICAN CENTURY CAPITAL VALUE FUND INVESTOR CLASS
AMERICAN CENTURY CORE PLUS FUND CLASS R
AMERICAN CENTURY CORE PLUS FUND INSTL CLASS
AMERICAN CENTURY CORE PLUS FUND INVESTOR CLASS
AMERICAN CENTURY DISCIPLINED GROWTH FUND CLASS C
AMERICAN CENTURY DISCIPLINED GROWTH FUND CLASS R
AMERICAN CENTURY DISCIPLINED GROWTH FUND INST CLASS
AMERICAN CENTURY DISCIPLINED GROWTH FUND INVESTOR CLASS
AMERICAN CENTURY DIVERSIFIED BOND FUND CLASS C
AMERICAN CENTURY DIVERSIFIED BOND FUND CLASS R
AMERICAN CENTURY DIVERSIFIED BOND INVESTOR CLASS
AMERICAN CENTURY EMERGING MARKETS FUND
AMERICAN CENTURY EMERGING MARKETS FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY EMERGING MARKETS FUND CLASS C
AMERICAN CENTURY EMERGING MARKETS FUND CLASS R
AMERICAN CENTURY EQUITY GROWTH FUND
AMERICAN CENTURY EQUITY GROWTH FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY EQUITY GROWTH FUND CLASS C
AMERICAN CENTURY EQUITY GROWTH FUND CLASS R
AMERICAN CENTURY EQUITY INCOME FUND
AMERICAN CENTURY EQUITY INCOME FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY EQUITY INCOME FUND CLAS C
AMERICAN CENTURY EQUITY INCOME FUND CLASS R
AMERICAN CENTURY EQUITY INDEX FUND
AMERICAN CENTURY EQUITY INDEX FUND INSTITUTIONAL CL
AMERICAN CENTURY EQUITY MARKET NEUTRAL FD INSTL CL
AMERICAN CENTURY EQUITY MARKET NEUTRAL FD INVST CL
AMERICAN CENTURY EQUITY MARKET NEUTRAL FUND CL C
AMERICAN CENTURY EQUITY MARKET NEUTRAL FUND CL R
AMERICAN CENTURY FUNDAMENTAL EQUITY FUND CLASS C
AMERICAN CENTURY FUNDAMENTAL EQUITY FUND CLASS R
AMERICAN CENTURY FUNDAMENTAL EQUITY FUND INSTL CLASS
AMERICAN CENTURY FUNDAMENTAL EQUITY FUND INVESTOR CLASS
AMERICAN CENTURY GINNIE MAE FUND CLASS C
Page 9 of 185
CUSIP
02368A182
02368A638
02368A620
024524399
02368A372
024524886
02368A257
024524621
024524688
024524373
024524696
024524365
024524654
024524613
024524647
024932527
025083742
025083734
025075805
025075508
025075789
025075201
025075813
025075839
025075847
025075797
025075607
025083411
025083395
024932519
024932485
024932493
02507M527
02507M659
02507M667
02507M675
024932824
024932717
024932402
025086885
025086877
025086679
025086489
02507M600
02507M808
02507M790
02507M766
025076100
025076209
025076746
025076670
025076811
025076829
02507M683
02507M691
02507M733
02507M725
025083114
02508H808
02508H709
02508H600
025081761
Symbol
ABSYX
AVFIX
AVPAX
ATSCX
ATPIX
ACUYX
ABTPX
AZLIX
AZLPX
AZLCX
AZLYX
AZSCX
AZSYX
AZSIX
AZSPX
ACCKX
TWBIX
ABINX
CAYCX
BCITX
BCHIX
BCHYX
BCIYX
BCTIX
ALTCX
BCLIX
BCLTX
ACPIX
ACTIX
ACCPX
ACCUX
ACCNX
ADCCX
ADRRX
ADCIX
ADSIX
CDBCX
ADVRX
ADFIX
TWMIX
AMKIX
ACECX
AEMRX
BEQGX
AMEIX
AEYCX
AEYRX
TWEIX
ACIIX
AEYIX
AEURX
ACIVX
ACQIX
ALISX
ALHIX
ALICX
ALIRX
AFDCX
AFDRX
AFEIX
AFDIX
BGNCX
Fund Type
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
Fund Description
AMERICAN CENTURY GINNIE MAE FUND CLASS R
AMERICAN CENTURY GINNIE MAE FUND INST CLASS
AMERICAN CENTURY GINNIE MAE FUND INVESTOR CLASS
AMERICAN CENTURY GLOBAL GOLD FUND CLASS C
AMERICAN CENTURY GLOBAL GOLD FUND CLASS R
AMERICAN CENTURY GLOBAL GOLD FUND INST CLASS
AMERICAN CENTURY GLOBAL GOLD FUND INVESTOR CLASS
AMERICAN CENTURY GLOBAL GROWTH FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY GLOBAL GROWTH FUND CLASS C
AMERICAN CENTURY GLOBAL GROWTH FUND CLASS R
AMERICAN CENTURY GLOBAL GROWTH FUND INVESTOR CLASS
AMERICAN CENTURY GOVERNMENT BOND FUND CLASS C
AMERICAN CENTURY GOVERNMENT BOND FUND CLASS R
AMERICAN CENTURY GOVERNMENT BOND FUND INSTITUTIONAL
AMERICAN CENTURY GOVT BOND FUND INVESTOR CLASS
AMERICAN CENTURY HERITAGE FUND
AMERICAN CENTURY HERITAGE FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY HERITAGE FUND CLASS C
AMERICAN CENTURY HERITAGE FUND CLASS R
AMERICAN CENTURY HIGH YIELD FUND CLASS C
AMERICAN CENTURY HIGH YIELD FUND CLASS R
AMERICAN CENTURY HIGH YIELD FUND INSTITUTIONAL CLASS
AMERICAN CENTURY HIGH-YIELD FUND
AMERICAN CENTURY HIGH-YIELD MUNI FUND CLASS C
AMERICAN CENTURY HIGH-YIELD MUNICIPAL FUND
AMERICAN CENTURY HIGH-YIELD MUNICIPAL FUND INST
AMERICAN CENTURY INCOME & GROWTH FUND CLASS C
AMERICAN CENTURY INCOME & GROWTH FUND CLASS R
AMERICAN CENTURY INCOME AND GROWTH FUND
AMERICAN CENTURY INCOME AND GROWTH FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY INFLATION ADJ BOND FUND INSTITUTIONAL CLASS
AMERICAN CENTURY INFLATION PROTECTION BOND FD C
AMERICAN CENTURY INFLATION PROTECTION BOND FD CL R
AMERICAN CENTURY INFLATION PROTECTION BOND INST
AMERICAN CENTURY INFLATION PROTECTION INVESTOR
AMERICAN CENTURY INFLATION-ADJUSTED BOND FUND CLASS C
AMERICAN CENTURY INFLATION-ADJUSTED BOND FUND CLASS R
AMERICAN CENTURY INFLATION-ADJUSTED BOND FUND INVESTOR CLASS
AMERICAN CENTURY INTERMEDIATE-TERM TAX-FREE BOND FUND CLASS C
AMERICAN CENTURY INTERMEDIATE-TERM TAX-FREE BOND FUND INSTITUTIONAL CLASS
AMERICAN CENTURY INTERMEDIATE-TERM TAX-FREE BOND FUND INVESTOR CLASS
AMERICAN CENTURY INTERNATIONAL BOND FUND
AMERICAN CENTURY INTERNATIONAL BOND FUND CLASS C
AMERICAN CENTURY INTERNATIONAL CORE EQUITY FUND CLASS C
AMERICAN CENTURY INTERNATIONAL CORE EQUITY FUND CLASS R
AMERICAN CENTURY INTERNATIONAL CORE EQUITY FUND INVESTOR CLASS
AMERICAN CENTURY INTERNATIONAL DISCOVERY FUND CL R
AMERICAN CENTURY INTERNATIONAL FISCOVERY FUND CL C
AMERICAN CENTURY INTERNATIONAL GROWTH FUND
AMERICAN CENTURY INTERNATIONAL GROWTH FUND (INST CLASS)
AMERICAN CENTURY INTERNATIONAL GROWTH FUND CLASS C
AMERICAN CENTURY INTERNATIONAL GROWTH FUND CLASS R
AMERICAN CENTURY INTERNATIONAL OPPORTUNITIES FD INVESTOR CLASS
AMERICAN CENTURY INTERNATIONAL OPPORTUNITIES FUND CLASS C
AMERICAN CENTURY INTERNATIONAL OPPORTUNITIES FUND CLASS R
AMERICAN CENTURY INTERNATIONAL VALUE FUND CLASS C
AMERICAN CENTURY INTERNATIONAL VALUE FUND CLASS R
AMERICAN CENTURY INTERNATIONAL VALUE FUND INST CLASS
AMERICAN CENTURY INTERNATIONAL VALUE FUND INVESTOR CLASS
AMERICAN CENTURY INTL BOND FUND CLASS R
AMERICAN CENTURY INT'L BOND FUND INSTITUTIONAL CLASS
AMERICAN CENTURY INTL CORE EQUITY FUND INSTL CLASS
Page 10 of 185
CUSIP
025081779
025081787
025081605
02507M485
02507M477
02507M469
02507M105
025086836
025086695
025086620
025086844
025081746
025081738
025081753
025081308
025083791
025083783
025083262
02508H683
024932873
024932691
024932782
024932808
024934879
024934804
024934663
02507M816
02507M782
02507M303
02507M501
025081795
024932733
024932725
024932766
024932774
025081720
025081712
025081704
024934630
024934846
024934507
025082108
025082504
02507M584
02507M576
02507M568
025086463
025086471
025086109
025086208
025086687
025086646
025086745
025086448
025086430
025086547
025086539
025086570
025086588
025082603
025082306
02507M550
Symbol
AGMWX
AGMNX
BGNMX
AGYCX
AGGWX
AGGNX
BGEIX
AGGIX
AGLCX
AGORX
TWGGX
ABTCX
ABTRX
ABTIX
CPTNX
TWHIX
ATHIX
AHGCX
ATHWX
AHDCX
AHYRX
ACYIX
ABHIX
AYMCX
ABHYX
AYMIX
ACGCX
AICRX
BIGRX
AMGIX
AIANX
APOCX
APORX
APISX
APOIX
AINOX
AIARX
ACITX
TWTCX
AXBIX
TWTIX
BEGBX
AIQCX
ACIKX
ACIRX
ACIMX
TWERX
TWECX
TWIEX
TGRIX
AIWCX
ATGRX
AIOIX
AIOCX
AIORX
ACCOX
ACVRX
ACVUX
ACEVX
AIBRX
AIDIX
ACIUX
Fund Type
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
Fund Description
AMERICAN CENTURY INTL DISCOVERY FUND INSTL CLASS
AMERICAN CENTURY INTL DISCOVERY FUND INVESTOR CLASS
AMERICAN CENTURY LARGE COMPANY VALUE FUND CLASS R
AMERICAN CENTURY LARGE-CAP COMPANY FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY LARGE-CAP COMPANY FUND CLASS C
AMERICAN CENTURY LARGE-CAP COMPANY FUND INVESTOR CLASS
AMERICAN CENTURY LEGACY FOCUSED LARGE CAP FD ADV CL
AMERICAN CENTURY LEGACY FOCUSED LARGE CAP FD INST CL
AMERICAN CENTURY LEGACY FOCUSED LARGE CAP FD INV CL
AMERICAN CENTURY LEGACY FOCUSED LARGE CAP FUND CL R
AMERICAN CENTURY LEGACY LARGE CAP FUND ADVISOR CLASS
AMERICAN CENTURY LEGACY LARGE CAP FUND CLASS R
AMERICAN CENTURY LEGACY LARGE CAP FUND INST CLASS
AMERICAN CENTURY LEGACY LARGE CAP FUND INVESTOR CLASS
AMERICAN CENTURY LEGACY MULTI CAP FD ADV CL
AMERICAN CENTURY LEGACY MULTI CAP FUND CLASS R
AMERICAN CENTURY LEGACY MULTI CAP FUND INST CLASS
AMERICAN CENTURY LEGACY MULTI CAP FUND INVESTOR CLASS
AMERICAN CENTURY LIVESTRONG 2015 PORT FD INVESTOR CL
AMERICAN CENTURY LIVESTRONG 2015 PORTFOLIO FD CL R
AMERICAN CENTURY LIVESTRONG 2015 PORTFOLIO FUND CL C
AMERICAN CENTURY LIVESTRONG 2020 PORTFOLIO INSTL CL
AMERICAN CENTURY LIVESTRONG 2020 PORTFOLIO INVESTOR
AMERICAN CENTURY LIVESTRONG 2020 PORTFOLIO R
AMERICAN CENTURY LIVESTRONG 2055 PORTFOLIO FD INV CL
AMERICAN CENTURY LIVESTRONG 2055 PORTFOLIO FUND CL R
AMERICAN CENTURY LIVESTRONG INCOME PORT FD INVESTOR CL
AMERICAN CENTURY LIVESTRONG INCOME PORTFOLIO FD CL R
AMERICAN CENTURY LIVESTRONG INCOME PORTFOLIO FUND CL C
AMERICAN CENTURY LONG-TERM TAX-FREE FUND CLASS C
AMERICAN CENTURY LONG-TERM TAX-FREE FUND INST CLASS
AMERICAN CENTURY LONG-TERM TAX-FREE FUND INVESTOR CLASS
AMERICAN CENTURY MID CAP VALUE FUND CLASS C
AMERICAN CENTURY MID CAP VALUE FUND INSTITUTIONAL CLASS
AMERICAN CENTURY MID CAP VALUE FUND INVESTOR CLASS
AMERICAN CENTURY MID-CAP VALUE FUND CLASS R
AMERICAN CENTURY NEW OPPORTUNITIES FUND CLASS C
AMERICAN CENTURY NEW OPPORTUNITIES FUND CLASS R
CUSIP
025086604
025086505
025076662
025076779
025076738
025076795
02507H700
02507H601
02507H502
02507H809
02507H304
02507H403
02507H205
02507H106
02507H866
02507H858
02507H874
02507H882
02507F100
02507F407
02507F522
02507F514
02507F688
02507F696
02507F670
02507F506
02507F803
02507F498
02507F480
02507F647
02507F654
02507F639
02507F886
02507F852
02507F472
02507F464
02507F597
02507F613
02507F589
02507F845
02507F811
02507F456
02507F449
02507F555
02507F563
02507F548
02507F423
02507F381
02507F373
02507F415
02507F795
02507F761
02507F431
024934713
024934747
024934754
025076514
025076647
025076654
025076613
02508H584
02508H576
Page 11 of 185
Symbol
TIDIX
TWEGX
ALVRX
ALVSX
ALPCX
ALVIX
ACFDX
ACFSX
ACFOX
ACFCX
ACGDX
ACGEX
ACGHX
ACGOX
ACMFX
ACMEX
ACMHX
ACMNX
ARFIX
ARFRX
AFNCX
N/A
ARBSX
ARBVX
ARBRX
ARWIX
ARWRX
ARWCX
ARWOX
ARCSX
ARCVX
ARCRX
ARYIX
ARYRX
ARLCX
ARNOX
ARDSX
ARDVX
ARDRX
AROIX
ARORX
AROCX
ARFDX
ARFSX
ARFVX
ARFWX
AREVX
AREFX
AREOX
ARENX
ARTOX
ARSRX
ATTCX
ACTCX
ACLSX
ACLVX
ACCLX
AVUAX
ACMVX
AMVRX
TWNCX
TWNRX
Fund Type
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
Fund Description
AMERICAN CENTURY NEW OPPORTUNITIES FUND INSTITUTIONAL
AMERICAN CENTURY NEW OPPORTUNITY FUND INVESTOR CLASS
AMERICAN CENTURY NEW YORK TAX-FREE FUND CLASS C
AMERICAN CENTURY NEW YORK TAX-FREE FUND INSTITUTIONAL
AMERICAN CENTURY NEW YORK TAX-FREE FUND INVESTOR CLASS
AMERICAN CENTURY ONE CHOICE PORT: AGGRESSIVE
AMERICAN CENTURY ONE CHOICE PORT: CONSERVATIVE
AMERICAN CENTURY ONE CHOICE PORT: VERY AGGRESSIVE
AMERICAN CENTURY ONE CHOICE PORT: VERY CONSERVATIVE
AMERICAN CENTURY ONE CHOICE PORTFOLIO: MODERATE
AMERICAN CENTURY REAL ESTATE FUND
AMERICAN CENTURY REAL ESTATE FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY REAL ESTATE FUND CLASS C
AMERICAN CENTURY REAL ESTATE FUND CLASS R
AMERICAN CENTURY SELECT FUND
AMERICAN CENTURY SELECT FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY SELECT FUND CLASS C
AMERICAN CENTURY SELECT FUND CLASS R
AMERICAN CENTURY SHORT DURATION FUND CLASS C
AMERICAN CENTURY SHORT DURATION FUND CLASS I
AMERICAN CENTURY SHORT DURATION FUND CLASS R
AMERICAN CENTURY SHORT DURATION FUND INVESTOR CLASS
AMERICAN CENTURY SHORT-TERM GOVERNMENT FUND
AMERICAN CENTURY SHORT-TERM GOVERNMENT FUND CL C
AMERICAN CENTURY SHORT-TERM GOV'T FUND CLASS R
AMERICAN CENTURY SHORT-TERM GOV'T FUND INSTITUTIONAL
AMERICAN CENTURY SMALL CAP GROWTH FUND CLASS C
AMERICAN CENTURY SMALL CAP GROWTH FUND CLASS R
AMERICAN CENTURY SMALL CAP GROWTH FUND INSTL CLASS
AMERICAN CENTURY SMALL CAP GROWTH FUND INVESTOR CLASS
AMERICAN CENTURY SMALL COMPANY FUND CLASS C
AMERICAN CENTURY SMALL COMPANY FUND CLASS R
AMERICAN CENTURY SMALL COMPANY FUND INST CLASS
AMERICAN CENTURY SMALL COMPANY FUND INVESTOR CLASS
AMERICAN CENTURY STRATEGIC ALLO: CONSERVATIVE FD CL C
AMERICAN CENTURY STRATEGIC ALLOC AGGRESSIVE FUND
AMERICAN CENTURY STRATEGIC ALLOC CONSERVATIVE FUND
AMERICAN CENTURY STRATEGIC ALLOC MODERATE FUND
AMERICAN CENTURY STRATEGIC ALLOCATION AGGRESSIVE FD CL C
AMERICAN CENTURY STRATEGIC ALLOCATION AGGRESSIVE FD INSTL
AMERICAN CENTURY STRATEGIC ALLOCATION CONSERVATIVE FUND INSTL CLASS
AMERICAN CENTURY STRATEGIC ALLOCATION MODERATE FD CLASS C
AMERICAN CENTURY STRATEGIC ALLOCATION MODERATE FD INSTL CL
AMERICAN CENTURY STRATEGIC ALLOCATION: AGGRESSIVE FD CL R
AMERICAN CENTURY STRATEGIC ALLOCATION: CONSERV FUND CLASS R
AMERICAN CENTURY STRATEGIC ALLOCATION: MODERATE FUND CLASS R
AMERICAN CENTURY STRATEGIC INFLATION OPPORTUNITIES FUND CLASS C
AMERICAN CENTURY STRATEGIC INFLATION OPPORTUNITIES FUND CLASS R
AMERICAN CENTURY STRATEGIC INFLATION OPPORTUNITIES FUND INSTITUTIONAL CLASS
AMERICAN CENTURY STRATEGIC INFLATION OPPORTUNITIES FUND INVESTOR CLASS
AMERICAN CENTURY ULTRA FUND
AMERICAN CENTURY ULTRA FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY ULTRA FUND CLASS C
AMERICAN CENTURY ULTRA FUND CLASS R
AMERICAN CENTURY UTILITIES FUND INVESTOR CLASS
AMERICAN CENTURY VALUE FUND
AMERICAN CENTURY VALUE FUND (INSTITUTIONAL CLASS)
AMERICAN CENTURY VALUE FUND CLASS C
AMERICAN CENTURY VALUE FUND CLASS R
AMERICAN CENTURY VEEDOT FUND INVESTOR CLASS
AMERICAN CENTURY VISTA FUND
AMERICAN CENTURY VISTA FUND (INSTITUTIONAL CLASS)
Page 12 of 185
CUSIP
02508H568
025083452
024934671
024934655
024934697
02507F720
02507F746
02507F712
02507F753
02507F738
025076886
025076878
025076555
025076548
025083502
025083601
025083239
02508H501
024932451
024932428
024932444
024932436
025081506
025081696
025081688
025081670
025083197
02508H725
025083320
025083338
02507M329
02507M774
02507M832
02507M840
025085739
025085705
025085101
025085408
025085838
025085853
025085879
025085846
025085861
025085713
025085721
025085820
02507M253
02507M246
02507M279
02507M287
025083882
025083874
025083288
025083171
02507M881
025076506
025076605
025076761
025076621
025083551
025083841
025083833
Symbol
TWNIX
TWNOX
ANTCX
ANYOX
ANYIX
AOGIX
AOCIX
AOVIX
AONIX
AOMIX
REACX
REAIX
ARYCX
AREWX
TWCIX
TWSIX
ACSLX
ASERX
ACSKX
ACSUX
ACSPX
ACSNX
TWUSX
TWACX
TWARX
TWUOX
ANOCX
ANORX
ANONX
ANOIX
ASQCX
ASCRX
ASCQX
ASQIX
AACCX
TWSAX
TWSCX
TWSMX
ASTAX
AAAIX
ACCIX
ASTCX
ASAMX
AAARX
AACRX
ASMRX
ASIZX
ASIUX
ASINX
ASIOX
TWCUX
TWUIX
TWCCX
AULRX
BULIX
TWVLX
AVLIX
ACLCX
AVURX
AMVIX
TWCVX
TWVIX
Fund Type
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
Fund Description
AMERICAN CENTURY VISTA FUND CLASS C
AMERICAN CENTURY VISTA FUND CLASS R
AMERICAN CENTURY ZERO COUPON 2015 FUND ADVISOR CLASS
AMERICAN CENTURY ZERO COUPON 2015 FUND INVESTOR CLASS
AMCAP FUND CLASS A
AMCAP FUND CLASS C
AMCAP FUND CLASS R1
AMCAP FUND CLASS R2
AMCAP FUND CLASS R3
AMCAP FUND CLASS R4
AMCAP FUND CLASS R5
AMCAP FUNDS CLASS R6
AMERICAN BALANCED FUND CLASS A
AMERICAN BALANCED FUND CLASS C
AMERICAN BALANCED FUND CLASS R1
AMERICAN BALANCED FUND CLASS R-5
AMERICAN FUNDS 2010 TARGET DATE RETIREMENT FD CL A
AMERICAN FUNDS 2010 TARGET DATE RETIREMENT FD CL R1
CUSIP
02508H618
02508H881
024935876
024935405
024935868
024935504
024935850
024935603
023375108
023375306
023375876
023375868
023375850
023375843
023375835
023375819
024071102
024071300
024071870
024071862
024071854
024071847
024071839
024071813
02630T100
02630T209
02630T308
02630T407
02630T506
02630T605
02630T282
02630T704
02630T803
02630T886
02630T878
02630T860
02630T852
02630T290
02630T845
02630T837
02630T829
02630T811
02630T795
02630T787
02630T316
02630T779
02630T761
02630T753
02630T746
02630T738
02630T720
02630T324
02630T712
02630T696
02630T688
02630T670
02630T662
02630T654
02630T332
02630T647
02630T639
02630T621
Page 13 of 185
Symbol
AVNCX
AVTRX
ACTTX
BTFTX
ACTEX
BTTTX
ACTVX
BTTRX
AMCPX
AMPCX
RAFAX
RAFBX
RAFCX
RAFEX
RAFFX
RAFGX
ABALX
BALCX
RLBAX
RLBBX
RLBCX
RLBEX
RLBFX
RLBGX
AAATX
RAATX
RBATX
RCATX
RDATX
REATX
RFTTX
AABTX
RAJTX
RBJTX
RCJTX
RDBTX
REJTX
RFJTX
AACTX
RACTX
RBCTX
RCCTX
RDCTX
RECTX
RRCTX
AADTX
RADTX
RBDTX
RCDTX
RDDTX
REDTX
RFDTX
AAETX
RAETX
RBETX
RCETX
RDETX
REETX
RFETX
AAFTX
RAFTX
RBFTX
Fund Type
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
Fund Description
AMERICAN FUNDS GLOBAL BALANCED FUND CLASS A
AMERICAN FUNDS GLOBAL BALANCED FUND CLASS C
AMERICAN FUNDS GLOBAL BALANCED FUND CLASS R1
AMERICAN FUNDS MARTGAGE FUND CLASS B1
AMERICAN FUNDS MORTGAGE FUND CLASS A
AMERICAN FUNDS MORTGAGE FUND CLASS C
AMERICAN FUNDS MORTGAGE FUND CLASS R1
AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK CLASS A
AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK CLASS B1
AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK CLASS C
AMERICAN HIGH INCOME MUNICIPAL BOND FUND CLASS C
AMERICAN HIGH INCOME TRUST CLASS A
AMERICAN HIGH INCOME TRUST CLASS C
AMERICAN HIGH INCOME TRUST CLASS R1
AMERICAN HIGH-INCOME MUNICIPAL BOND FUND CLASS A
AMERICAN HIGH-INCOME TRUST CLASS R6
CUSIP
02630T613
02630T597
02630T589
02630T340
02630T571
02630T563
02630T555
02630T548
02630T530
02630T522
02630T357
02630T514
02630T498
02630T480
02630T472
02630T464
02630T456
02630T365
02630T449
02630T431
02630T423
02630T415
02630T399
02630T381
02630T373
02630T274
02630T266
02630T258
02630T241
02630T233
02630T225
02630T217
02629W106
02629W304
02629W866
02629W858
02629W841
02629W833
02629W825
02629W817
02630V204
02630V105
02630V303
02630V865
02630V857
02630V840
02630V832
02630V824
02630V816
02630X101
02630X200
02630X309
026545301
026547109
026547307
026547877
026547869
026547851
026547844
026547836
026545103
026547810
Page 14 of 185
Symbol
RCFTX
RDFTX
REFTX
RFFTX
AAGTX
RAKTX
RBKTX
RCKTX
RDGTX
REGTX
RFGTX
AAHTX
RAHTX
RBHTX
RCHTX
RDHTX
REHTX
RFHTX
AALTX
RAITX
RBITX
RCITX
RDITX
REITX
RFITX
AAMTX
RAMTX
RBMTX
RCMTX
RDJTX
REKTX
RFKTX
GBLAX
GBLCX
RGBLX
RGBBX
RGBCX
RGBEX
RGBFX
RGBGX
MFABX
MFAAX
MFACX
RMAAX
RMABX
RMACX
RMAEX
RMAFX
RMAGX
NYAAX
NYABX
NYACX
AHICX
AHITX
AHTCX
RITAX
RITBX
RITCX
RITEX
RITFX
AMHIX
RITGX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
Fund Description
AMERICAN MUTUAL FUND CLASS A
AMERICAN MUTUAL FUND CLASS C
AMERICAN MUTUAL FUND CLASS R2
AMERICAN SHORT-TERM TAX-EXEMPT BOND FUND CLASS A
CAPITAL INCOME BUILDER FUND CLASS A
CAPITAL INCOME BUILDER FUND CLASS C
CAPITAL INCOME BUILDER FUND CLASS R1
CAPITAL WORLD BOND FUND CLASS A
CAPITAL WORLD BOND FUND CLASS C
CAPITAL WORLD BOND FUND CLASS R1
CAPITAL WORLD GROWTH & INCOME FUND CLASS A
CAPITAL WORLD GROWTH & INCOME FUND CLASS C
CAPITAL WORLD GROWTH & INCOME FUND CLASS R1
EUROPACIFIC GROWTH FUND CLASS A
EUROPACIFIC GROWTH FUND CLASS C
EUROPACIFIC GROWTH FUND CLASS R1
FUNDAMENTAL INVESTORS CLASS A
FUNDAMENTAL INVESTORS CLASS C
FUNDAMENTAL INVESTORS CLASS R1
INTERMEDIATE BOND FUND OF AMERICA CLASS A
INTERMEDIATE BOND FUND OF AMERICA CLASS R1
INTERNATIONAL GROWTH AND INCOME FUND CLASS A
INTERNATIONAL GROWTH AND INCOME FUND CLASS C
INTERNATIONAL GROWTH AND INCOME FUND CLASS R1
CUSIP
027681105
027681303
027681865
027681857
027681840
027681832
027681816
02630W103
140193103
140193301
140193871
140193863
140193855
140193848
140193830
140193822
140541103
140541301
140541871
140541863
140541855
140541848
140541830
140541814
140543109
140543307
140543877
140543869
140543851
140543844
140543836
140543810
298706102
298706300
298706870
298706862
298706854
298706847
298706839
298706821
360802102
360802300
360802870
360802862
360802854
360802847
360802839
360802813
458809100
458809878
458809860
458809852
458809845
458809837
458809811
45956T105
45956T303
45956T865
45956T857
45956T832
45956T824
45956T816
Page 15 of 185
Symbol
AMRMX
AMFCX
RMFBX
RMFCX
RMFEX
RMFFX
RMFGX
ASTEX
CAIBX
CIBCX
RIRAX
RIRBX
RIRCX
RIREX
RIRFX
RIRGX
CWBFX
CWBCX
RCWAX
RCWBX
RCWCX
RCWEX
RCWFX
RCWGX
CWGIX
CWGCX
RWIAX
RWIBX
RWICX
RWIEX
RWIFX
RWIGX
AEPGX
AEPCX
RERAX
RERBX
RERCX
REREX
RERFX
RERGX
ANCFX
AFICX
RFNAX
RFNBX
RFNCX
RFNEX
RFNFX
RFNGX
AIBAX
RBOAX
RBOBX
RBOCX
RBOEX
RBOFX
RBOGX
IGAAX
IGICX
RIGAX
RIGBX
RIGEX
RIGFX
RIGGX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
Fund Description
INTERNATIONAL GRWOTH AND INCOME FUND CLASS R3
LIMITED TERM TAX EXEMPT BOND FUND OF AMERICA CLASS A
NEW PERSPECTIVE FUDN CLASS R5
NEW PERSPECTIVE FUND CLASS A
NEW PERSPECTIVE FUND CLASS C
NEW PERSPECTIVE FUND CLASS R1
NEW WORLD FUND CLASS A
NEW WORLD FUND CLASS C
NEW WORLD FUND CLASS R1
SHORT-TERM BOND FUND OF AMERICA CLASS A
SHORT-TERM BOND FUND OF AMERICA CLASS R1
SMALL-CAP WORLD FUND CLASS A
SMALL-CAP WORLD FUND CLASS C
SMALL-CAP WORLD FUND CLASS R1
THE BOND FUND OF AMERICA CLASS A
THE BOND FUND OF AMERICA CLASS C
THE BOND FUND OF AMERICA CLASS R1
THE GROWTH FUND OF AMERICA CLASS A
THE GROWTH FUND OF AMERICA CLASS C
THE GROWTH FUND OF AMERICA CLASS R1
THE INCOME FUND OF AMERICA CLASS A
THE INCOME FUND OF AMERICA CLASS C
THE INCOME FUND OF AMERICA CLASS R1
THE INVESTMENT COMPANY OF AMERICA CLASS A
THE INVESTMENT COMPANY OF AMERICA CLASS C
THE INVESTMENT COMPANY OF AMERICA CLASS R1
CUSIP
45956T840
532726106
648018836
648018109
648018307
648018877
648018869
648018851
648018844
648018810
649280104
649280302
649280872
649280864
649280856
649280849
649280831
649280815
82524A102
82524A888
82524A870
82524A862
82524A854
82524A847
82524A813
831681101
831681309
831681879
831681861
831681853
831681846
831681838
831681812
097873103
097873301
097873871
097873863
097873855
097873848
097873830
097873814
399874106
399874304
399874874
399874866
399874858
399874841
399874833
399874817
453320103
453320301
453320871
453320863
453320855
453320848
453320830
453320814
461308108
461308306
461308876
461308868
461308850
Page 16 of 185
Symbol
RGICX
LTEBX
RNPFX
ANWPX
NPFCX
RNPAX
RNPBX
RNPCX
RNPEX
RNPGX
NEWFX
NEWCX
RNWAX
RNWBX
RNWCX
RNWEX
RNWFX
RNWGX
ASBAX
RAMAX
RAMBX
RAMCX
RAMEX
RAMFX
RMMGX
SMCWX
SCWCX
RSLAX
RSLBX
RSLCX
RSLEX
RSLFX
RLLGX
ABNDX
BFACX
RBFAX
RBFBX
RBFCX
RBFEX
RBFFX
RBFGX
AGTHX
GFACX
RGAAX
RGABX
RGACX
RGAEX
RGAFX
RGAGX
AMECX
IFACX
RIDAX
RIDBX
RIDCX
RIDEX
RIDFX
RIDGX
AIVSX
AICCX
RICAX
RICBX
RICCX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN FUNDS
AMERICAN GROWTH FUNDS
AMERICAN INDEPENDENCE FUND
AMERICAN ISRAEL FUND
AMERICAN TRUST FUNDS
AMERISTOCK FUNDS
Fund Description
THE NEW ECONOMY FUND CLASS A
THE NEW ECONOMY FUND CLASS C
THE NEW ECONOMY FUND CLASS R1
THE TAX-EXEMPT BOND FUND OF AMERICA CLASS A
THE TAX-EXEMPT BOND FUND OF AMERICA CLASS C
THE TAX-EXEMPT FUND OF CALIFORNIA CLASS A
THE TAX-EXEMPT FUND OF CALIFORNIA CLASS C
THE TAX-EXEMPT FUND OF MARYLAND CLASS A
THE TAX-EXEMPT FUND OF MARYLAND CLASS C
THE TAX-EXEMPT FUND OF VIRGINIA CLASS A
THE TAX-EXEMPT FUND OF VIRGINIA CLASS C
U.S. GOVERNMENT SECURITIES FUND CLASS A
U.S. GOVERNMENT SECURITIES FUND CLASS C
U.S. GOVERNMENT SECURITIES FUND CLASS R1
WASHINGTON MUTUAL INVESTORS FUND CLASS A
WASHINGTON MUTUAL INVESTORS FUND CLASS C
WASHINGTON MUTUAL INVESTORS FUND CLASS R1
AMERICAN GROWTH FUND CLASS A
AMERICAN GROWTH FUND CLASS B
AMERICAN GROWTH FUND CLASS C
AMERICAN GROWTH FUND SERIES II CLASS E
AMERICAN GROWTH FUND SERIES II CLASS F
AMERICAN INDEPENDENCE ACTIVE INTEREST RATE MANAGEMENT FD CL A
AMERICAN INDEPENDENCE ACTIVE INTEREST RATE MANAGEMENT FUND CLASS I
AMERICAN INDEPENDENCE ACTIVE TREASURY MANAGEMENT BULL/BEAR FUND CL I
AMERICAN INDEPENDENCE INTERM BOND FD CL C
AMERICAN INDEPENDENCE INTERMEDIATE BOND FUND CLASS I
AMERICAN INDEPENDENCE INT'L BOND FUND CLASS I
AMERICAN INDEPENDENCE INTL EQUITY FUND CLASS C
AMERICAN INDEPENDENCE INT'L EQUITY FUND CLASS I
AMERICAN INDEPENDENCE KANSAS TAX-EXEMPT BOND FUND CLASS I
AMERICAN INDEPENDENCE KS TAX EXEMPT BOND FD CL C
AMERICAN INDEPENDENCE SHORT TERM BOND FD CL C
AMERICAN INDEPENDENCE SHORT- TERM BOND FUND CLASS I
AMERICAN INDEPENDENCE STOCK FUND CLASS C
AMERICAN INDEPENDENCE STOCK FUND CLASS I
AMERICAN INDEPENDENCE U.S. INFLATION-INDEXED FUND CLASS I
NESTEGG DOW JONES U.S. 2010 FUND CLASS I
AMERICAN ISRAEL SHARED VALUES CAPITAL APPREC FUND
AMERICAN TRUST ALLEGIANCE FUND
AMERISTOCK MUTUAL FUND
Page 17 of 185
CUSIP
461308843
461308835
461308819
643822109
643822307
643822877
643822869
643822851
643822844
643822836
643822810
876902107
876902305
02630B109
02630B307
02630C107
02630C503
02630C206
02630C701
026300103
026300301
026300871
026300863
026300855
026300848
026300830
026300814
939330106
939330304
939330874
939330866
939330858
939330841
939330833
939330817
026393207
026393306
026393405
026393504
026393603
026762427
026762435
026762419
026762690
026762500
30242R881
026762724
026762880
026762864
026762682
026762716
026762302
026762732
026762708
30242R824
026762849
026762799
026762773
026762757
02706P107
007989106
03071F104
Symbol
RICEX
RICFX
RICGX
ANEFX
ANFCX
RNGAX
RNGBX
RNGCX
RNGEX
RNGFX
RNGGX
AFTEX
TEBCX
TAFTX
TECCX
TMMDX
TEMCX
TFVAX
TEVCX
AMUSX
UGSCX
RGVAX
RGVBX
RGVCX
RGVEX
RGVFX
RGVGX
AWSHX
WSHCX
RWMAX
RWMBX
RWMCX
RWMEX
RWMFX
RWMGX
AMRAX
AMRBX
AMRCX
AMREX
AMRHX
AATMX
ATMIX
TBBIX
IIBSX
IIISX
FFIFX
IEFSX
IMSSX
SEKSX
IKTEX
ITBSX
ISBSX
ISFSX
ISISX
FFIHX
NECSX
NETWX
NETHX
NEFYX
AISHX
ATAFX
AMSTX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AMF FUNDS
AMF FUNDS
AMF FUNDS
AMIDEX FUNDS
AMIDEX FUNDS
AMIDEX FUNDS
AMM FUNDS
AMM FUNDS
ANCORA FUNDS
ANCORA FUNDS
ANCORA FUNDS
ANCORA FUNDS
ANCORA FUNDS
ANCORA FUNDS
ANCORA FUNDS
ANCORA FUNDS
API FUNDS
API FUNDS
API FUNDS
API FUNDS
API FUNDS
API FUNDS
API FUNDS
API FUNDS
APPLESEED FUND
APPLESEED FUND
APPLETON FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQR FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
Fund Description
AMF INTERMEDIATE MORTGAGE FUND
AMF LARGE CAP EQUITY FUND
AMF LARGE CAP EQUITY FUND CLASS H
AMIDEX 35 FUND
AMIDEX 35 FUND CLASS A
AMIDEX 35 FUND CLASS C
FALLEN ANGELS INCOME FUND
FALLEN ANGELS VALUE FUND
ANCORA EQUITY FUND CLASS C
ANCORA EQUITY FUND CLASS D
ANCORA INCOME FUND CLASS C
ANCORA INCOME FUND CLASS D
ANCORA MICROCAP FUND CLASS C
ANCORA MICROCAP FUND CLASS D
ANCORA SPECIAL OPPORTUNITIES FUND CLASS C
ANCORA SPECIAL OPPORTUNITIES FUND CLASS D
API EFFECTIVE FRONTIER INCOME FUND INSTITUTIONAL CLASS
API EFFICIENT FRONTIER CAPITAL INCOME FUND CLASS C
API EFFICIENT FRONTIER GROWTH FUND CLASS C
API EFFICIENT FRONTIER INCOME FUND CLASS C
API EFFICIENT FRONTIER MULTIPLE INDEX FUND CLASS C
API EFFICIENT FRONTIER VALUE FUND CLASS C
API MASTER ALLOCATION FUND CLASS A
API MASTER ALLOCATION FUND CLASS L
APPLESEED FUND
APPLESEED FUND INSTITUTIONAL CLASS
APPLETON GROUP PLUS FUND
AQR DIVERSIFIED ARBITRAGE FUND CLASS I
AQR DIVERSIFIED ARBITRAGE FUND CLASS N
AQR GLOBAL EQUITY FUND CLASS I
AQR GLOBAL EQUITY FUND CLASS N
AQR INTERNATIONAL EQUITY FUND CLASS I
AQR INTERNATIONAL EQUITY FUND CLASS N
AQR INTERNATIONAL MOMENTUM FUND CLASS L
AQR MANAGED FUTURES STRATEGY FUND CLASS I
AQR MANAGED FUTURES STRATEGY FUND CLASS N
AQR MOMENTUM FUND CLASS L
AQR MULTI STRATEGY ALTERNATIVE FUND CLASS I
AQR MULTI STRATEGY ALTERNATIVE FUND CLASS N
AQR RISK PARITY FUND CLASS I
AQR RISK PARITY FUND CLASS N
AQR SMALL CAP MOMENTUM FUND CLASS L
AQUILA THREE PEAKS HIGH INCOME FUND CLASS A
AQUILA THREE PEAKS HIGH INCOME FUND CLASS C
AQUILA THREE PEAKS HIGH INCOME FUND CLASS Y
AQUILA THREE PEAKS OPPORTUNITY GROWTH FUND CLASS A
AQUILA THREE PEAKS OPPORTUNITY GROWTH FUND CLASS C
AQUILA THREE PEAKS OPPORTUNITY GROWTH FUND CLASS Y
CHURCHILL TAX FREE FUND OF KENTUCKY CLASS A
CHURCHILL TAX FREE FUND OF KENTUCKY CLASS C
CHURCHILL TAX FREE FUND OF KENTUCKY CLASS Y
CHURCHILL TAX-FREE FUND OF KENTUCKY CLASS I
HAWAIIAN TAX FREE TRUST CLASS A
HAWAIIAN TAX FREE TRUST CLASS C
HAWAIIAN TAX FREE TRUST FUND CLASS Y
NARRAGANSETT INSURED TAX FREE INCOME CLASS A
NARRAGANSETT INSURED TAX FREE INCOME CLASS C
NARRAGANSETT INSURED TAX-FREE INCOME FUND CLASS Y
TAX FREE FUND FOR UTAH CLASS Y
TAX FREE FUND OF COLORADO CLASS C
TAX FREE FUND OF COLORADO CLASS Y
TAX FREE FUND OF UTAH CLASS A
CUSIP
045419207
045419801
045419884
03152E109
03152E208
03152E307
00175W207
00175W108
03332V500
03332V609
03332V203
03332V302
03332V831
03332V823
03332V807
03332V880
028837763
028837854
028837102
028837847
028837839
028837607
00186Q108
00186Q207
90470K370
90470K164
89834E112
00203H602
00203H107
00203H875
00203H206
00203H867
00203H404
00203H883
00203H859
00203H842
00203H701
00203H792
00203H818
00203H826
00203H834
00203H800
03841H109
03841H208
03841H307
03839M102
03839M201
03839M300
171562101
171562309
171562408
171562507
420016107
420016206
420016305
631013109
631013208
631013307
87675C302
876933201
876933300
87675C104
Page 18 of 185
Symbol
ASCPX
IICAX
IICHX
AMDEX
AMDAX
AMDCX
FAINX
FAVLX
ANQCX
ANQDX
ANICX
ANIDX
ANCCX
ANCDX
ANSCX
ANSDX
APIIX
AFDDX
APITX
AFFIX
AFMMX
YCVTX
APIFX
APILX
APPLX
APPIX
AGPLX
ADAIX
ADANX
AQGIX
AQGNX
AQIIX
AQINX
AIMOX
AQMIX
AQMNX
AMOMX
ASAIX
ASANX
AQRIX
AQRNX
ASMOX
ATPAX
ATPCX
ATPYX
ATGAX
ATGCX
ATGYX
CHTFX
CHKCX
CHKYX
CHKIX
HULAX
HULCX
HULYX
NITFX
NITCX
NITYX
UTAYX
COTCX
COTYX
UTAHX
Fund Type
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
AQUILA FUNDS
ARCHER FUNDS
ARCHER FUNDS
ARCHER FUNDS
ARIEL FUNDS
ARIEL FUNDS
ARIEL FUNDS
ARROW FUNDS
ARROW FUNDS
ARROW FUNDS
ARROW FUNDS
ARROW FUNDS
ARROW FUNDS
ARROW FUNDS
ARROW FUNDS
ARROW FUNDS
ARROW FUNDS
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTIO FUND
ARTISAN FUNDS
ARTISAN FUNDS
ARTISAN FUNDS
ARTISAN FUNDS
ARTISAN FUNDS
ARTISAN FUNDS
ASCENDANT FUNDS
ASCENDANT FUNDS
ASCENDANT FUNDS
ASCENDANT FUNDS
ASCENDANT FUNDS
ASCENDANT FUNDS
ASCENTIA FUNDS
ASCENTIA FUNDS
ASPEN FUNDS
ASPEN FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
Fund Description
TAX FREE FUND OF UTAH CLASS C
TAX FREE TRUST OF ARIZONA CLASS A
TAX FREE TRUST OF ARIZONA CLASS C
TAX FREE TRUST OF ARIZONA FUND CLASS Y
TAX FREE TRUST OF COLORADO CLASS A
TAX FREE TRUST OF OREGON CL Y
TAX FREE TRUST OF OREGON CLASS A
TAX FREE TRUST OF OREGON CLASS C
ARCHER BALANCED FUND
ARCHER INCOME FUND
ARCHER STOCK FUND
ARIEL APPRECIATION FUND
ARIEL FOCUS FUND
ARIEL FUND
ARROW ALTERNATIVE SOLUTIONS FUND CLASS A
ARROW ALTERNATIVE SOLUTIONS FUND CLASS C
ARROW COMMODITY STRATEGY FUND CLASS A
ARROW COMMODITY STRATEGY FUND CLASS C
ARROW DWA BALANCED FUND CLASS A
ARROW DWA BALANCED FUND CLASS C
ARROW DWA TACTICAL FUND CLASS A
ARROW DWA TACTICAL FUND CLASS C
ARROW MANAGED FUTURES TREND FUND CLASS A
ARROW MANAGED FUTURES TREND FUND CLASS C
ARTIO GLOBAL EQUITY FUND INC CLASS I
ARTIO GLOBAL EQUITY FUND INC. CLASS A
ARTIO GLOBAL HIGH INCOME FUND CLASS A
ARTIO GLOBAL HIGH INCOME FUND CLASS I
ARTIO INTERNATIONAL EQUITY FUND II CLASS A
ARTIO INTERNATIONAL EQUITY FUND II CLASS I
ARTIO TOTAL RETURN BOND FUND CLASS A
ARTIO TOTAL RETURN BOND FUND CLASS I
ARTIO U.S. MICROCAP FUND CLASS A
ARTIO U.S. MIDCAP FUND CLASS A
ARTIO U.S. MIDCAP FUND CLASS I
ARTIO U.S. MIDCAP FUND CLASS I
ARTIO U.S. MULTICAP FUND CLASS A
ARTIO U.S. SMALL CAP FUND CLASS I
ARTIO U.S. SMALLCAP FUND CLASS A
ARTIO U.S.MULTICAP FUND CLASS I
ARTISAN GLOBAL EQUITY FUND INVESTOR SHARES
ARTISAN GLOBAL VALUE FUND INVESTOR CLASS
ARTISAN GROWTH OPPORTUNITIES FUND
ARTISAN INTERNATIONAL FUND
ARTISAN SMALL-CAP FUND
ARTISAN VALUE FUND
ASCENDANT BALANCED FUND CLASS A
ASCENDANT BALANCED FUND CLASS I
ASCENDANT MULTICAP EQUITY FUND CLASS A
ASCENDANT MULTICAP EQUITY FUND CLASS I
ASCENDANT NATURAL RESOURCES FUND CLASS A
ASCENDANT NATURAL RESOURCES FUND CLASS I
ASCENTIA ALTERNATIVE STRATEGIES FUND CL A
ASCENTIA ALTERNATIVE STRATEGY FUND CL I
ASPEN MANAGED FUTURES STRATEGY FUND CLASS A
ASPEN MANAGED FUTURES STRATEGY FUND CLASS I
ABN AMRO/MONTAG & CALDWELL GROWTH FUND CLASS I
ASTON / DOUBLELINE CORE PLUS FIXED INCOME FUND CLASS N
ASTON / FAIRPOINTE MID CAP FUND CLASS N
ASTON CARDINAL MID CAP VALUE FUND CLASS N
ASTON DYNAMIC ALLOCATION FUND CLASS N
ASTON FAIRPOINTE MID CAP FUND CLASS I
CUSIP
87675C203
876931106
876931304
876931205
876933102
876932302
876932104
876932203
03951C106
039491105
039491204
040337206
04035F107
040337107
66537T679
66537T661
66537X605
66537X704
66537T802
66537T885
66537T521
66537T513
66537V526
66537V518
04315J704
04315J605
04315J878
04315J860
04315J845
04315J837
04315J100
04315J209
04315J829
04315J753
04315J811
04315J746
04315J720
04315J779
04315J787
04315J712
04314H816
04314H840
04314H824
04314H204
04314H105
04314H873
66537Y777
66537Y751
66537Y710
66537Y686
66537Y744
66537Y728
66538A109
66538A307
317609428
317609410
00078H281
00080Y561
00078H315
00080Y827
00080Y769
00078H158
Page 19 of 185
Symbol
UTACX
AZTFX
AZTCX
AZTYX
COTFX
ORTYX
ORTFX
ORTCX
ARCHX
ARINX
ARSKX
CAAPX
ARFFX
ARGFX
ASFFX
ASFTX
CSFFX
CSFTX
DWAFX
DWATX
DWTFX
DWTTX
MFTFX
MFTTX
JGEIX
BJGQX
BJBHX
JHYIX
JETAX
JETIX
BJBGX
JBGIX
JMCAX
JMDAX
JMCIX
JMDIX
JMLAX
JSCIX
JSCAX
JMLIX
ARTHX
ARTGX
ARTRX
ARTIX
ARTSX
ARTLX
ATBAX
ATBIX
AEQAX
AEQIX
NRGAX
NRGIX
AASAX
AASFX
MFBPX
MFBTX
MCGIX
ADBLX
CHTTX
ACDMX
ASENX
ABMIX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTON FUNDS
ASTOR FUNDS
ASTOR FUNDS
ASTOR FUNDS
AUER GROWTH FUND
AUTOPILOT FUNDS
AVE MARIA FUNDS
AVE MARIA FUNDS
AVE MARIA FUNDS
AVE MARIA FUNDS
AVE MARIA FUNDS
AVE MARIA FUNDS
AVE MARIA FUNDS
AZZAD FUNDS
AZZAD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BAIRD FUNDS
BANDON FUNDS
BANDON FUNDS
BANDON FUNDS
Fund Description
ASTON NEPTUNE INTERNATIONAL FUND CLASS I
ASTON TCH FIXED INCOME FUND
ASTON VEREDUS SELECT GROWTH FUND CLASS I
ASTON/BARINGS INTERNATIONAL FUND CLASS I
ASTON/BARINGS INTERNATIONAL FUND CLASS N
ASTON/CORNERSTONE LARGE CAP VALUE FUND CLASS I
ASTON/CORNERSTONE LARGE CAP VALUE FUND CLASS N
ASTON/CROSSWIND SMALL CAP GROWTH FUND CLASS N
ASTON/DOUBLELINE OPPORTUNISTIC BOND FUND CLASS I
ASTON/HARRISON STREET REAL ESTATE FUND CLASS I
ASTON/HARRISON STREET REAL ESTATE FUND CLASS N
ASTON/HERNDON LARGE CAP VALUE FUND CLASS N
ASTON/LAKE PARTNERS LASSO ALTERNATIVE FUND CLASS I
ASTON/LAKE PARTNERS LASSO ALTERNATIVES FUND CLASS N
ASTON/M.D. SASS ENHANCED EQUITY FD CLASS I
ASTON/MD SASS ENHANCED EQUITY INCOME FUND CLASS N
ASTON/MONTAG & CALDWELL BALANCED FUND CLASS N
ASTON/MONTAG & CALDWELL GROWTH FUND CLASS N
ASTON/MONTAG & CALDWELL MID CAP GROWTH FUND CLASS N
ASTON/MONTAG AND CALDWELL BALANCED FUND CLASS I
ASTON/NEPTUNE INTERNATIONAL FUND CLASS N
ASTON/RIVER ROAD DIVIDEND ALL CAP VALUE FUND CLASS N
ASTON/RIVER ROAD DIVIDEND ALL CAP VALUEE FUND CLASS I
ASTON/RIVER ROAD INDEPENDENT VALUE FUND CLASS I
ASTON/RIVER ROAD INDEPENDENT VALUE FUND CLASS N
ASTON/RIVER ROAD SELECT VALUE FUND CLASS I
ASTON/RIVER ROAD SELECT VALUE FUND CLASS N
ASTON/TAMRO DIVERSIFIED EQUITY FUND CLASS N
ASTON/TCH FIXED INCOME FUND CLASS N
ASTON/VEREDUS AGGRESSIVE GROWTH FUND CLASS I
ASTON/VEREDUS AGGRESSIVE GROWTH FUND CLASS N
ASTON/VEREDUS SELECT GROWTH FUND CLASS N
ASTOR LONG/SHORT ETF FUND CLASS C
ASTOR LONG/SHORT ETF FUND CLASS I
ASTOR LONG/SHORT ETF FUND CLASS R
AUER GROWTH FUND
AUTOPILOT MANAGED GROWTH FUND
AVE MARIA BOND FUND CLASS R
AVE MARIA CATHOLIC VALUES FUND
AVE MARIA GROWTH FUND
AVE MARIA RISING DIVIDEND FUND
AVE MARIA SMALL CAP FUND
AVE MARIA WORLD EQUITY FUNDS
SCHWARTZ VALUE FUND
AZZAD ETHICAL MID CAP FUND
AZZAD WISE CAPITAL FUND
BAIRD AGGREGATE BOND FUND INST CLASS
BAIRD AGGREGATE BOND FUND INVESTOR CLASS
BAIRD CORE PLUS BOND FUND INST CLASS
BAIRD CORE PLUS BOND FUND INVESTOR CLASS
BAIRD INTERMEDIATE BOND FUND INST CLASS
BAIRD INTERMEDIATE BOND FUND INVESTOR CLASS
BAIRD INTERMEDIATE MUNICIPAL BOND FUND INSTITUTIONAL CLASS
BAIRD INTERMEDIATE MUNICIPAL BOND FUND INVESTOR CLASS
BAIRD LARGE CAP FUND INST CLASS
BAIRD LARGE CAP FUND INVESTOR CLASS
BAIRD MID CAP FUND INSTITUTIONAL CLASS
BAIRD MID CAP FUND INVESTOR CLASS
BAIRD SHORT TERM BOND FUND INST CLASS
BANDON ISOLATED ALPHA FIXED INCOME FUND CLASS A
BANDON ISOLATED ALPHA FIXED INCOME FUND CLASS C
BANDON ISOLATED ALPHA FIXED INCOME FUND INVESTOR CL
CUSIP
00080Y850
00078H331
00080Y405
00080Y785
00080Y678
00080Y207
00078H844
00080Y652
00080Y553
00080Y108
00078H620
00080Y660
00080Y728
00080Y686
00080Y694
00080Y751
00078H273
00078H299
00080Y819
00078H265
00080Y736
00078H133
00080Y876
00080Y579
00080Y611
00080Y884
00080Y801
00078H224
00078H323
00078H240
00078H257
00078H489
66537V641
66537V732
66537V724
90470K248
66537T844
808530505
808530208
808530307
808530604
808530703
808530802
808530109
055060206
055060305
057071854
057071862
057071870
057071888
057071805
057071706
057071607
057071508
057071839
057071847
057071813
057071821
057071409
66537X761
66537X779
66537X753
Page 20 of 185
Symbol
ANIIX
CTBIX
AVISX
ABIIX
ABARX
AAVIX
RVALX
ACWDX
ADLIX
AARIX
ARFCX
AALIX
ALSOX
ALSNX
AMDSX
AMBEX
MOBAX
MCGFX
AMCMX
MOBIX
ANINX
ARDEX
ARIDX
ARVIX
ARIVX
ARIMX
ARSMX
ATLVX
CHTBX
AVEIX
VERDX
AVSGX
ASTZX
ASTIX
ASTRX
AUERX
AUTOX
AVEFX
AVEMX
AVEGX
AVEDX
AVESX
AVEWX
RCMFX
ADJEX
WISEX
BAGIX
BAGSX
BCOIX
BCOSX
BIMIX
BIMSX
BMBIX
BMBSX
BHGIX
BHGSX
BMDIX
BMDSX
BSBIX
BANAX
CBANX
BANIX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARON FUNDS
BARRETT FUNDS
BBH FUNDS
BBH FUNDS
BBH FUNDS
BECKER FUND
BEECH HILL FUNDS
BEECH HILL FUNDS
BERWYN FUNDS
BERWYN FUNDS
BIONDO FUNDS
BIONDO FUNDS
BIONDO FUNDS
BISHOP FUNDS
BISHOP FUNDS
BISHOP STREET FUNDS
BISHOP STREET FUNDS
BISHOP STREET FUNDS
BISHOP STREET FUNDS
BLACKROCK BATS FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
Fund Description
BARON ASSET FUND
BARON ASSET FUND INSTITUTIONAL CLASS
BARON EMERGING MARKETS FUND
BARON EMERGING MARKETS FUND INSTITUTIONAL CLASS
BARON FIFTH AVENUE GROWTH FUND
BARON FIFTH AVENUE GROWTH FUND INSTITUTIONAL CLASS
BARON FOCUSED GROWTH FUND
BARON FOCUSED GROWTH INSTITUTIONAL CLASS
BARON GROWTH FUND
BARON GROWTH FUND INSTITUTIONAL CLASS
BARON I OPPORTUNITY FUND
BARON INTERNATIONAL FUND
BARON INTERNATIONAL FUND INSTITUTIONAL CLASS
BARON OPPORTUNITY FUND INSTITUTIONAL CLASS
BARON PARTNERS FUND
BARON PARTNERS FUND INSTITUTIONAL CLASS
BARON REAL ESTATE FUND
BARON REAL ESTATE FUND INSTITUTIONAL CLASS
BARON SMALL-CAP FUND
BARON SMALL-CAP FUND INSTITUTIONAL CLASS
BARRETT OPPORTUNITY FUND
BBH CORE SELECT FUND CLASS N
BBH CORE SELECT RETAIL CLASS
BBH INTERNATIONAL EQUITY FUND CLASS N
BECKER VALUE EQUITY FUND
BEECH HILL TOTAL RETURN FUND CLASS A
BEECH HILL TOTAL RETURN FUND CLASS C
BERWYN CORNERSTONE FUND
BERWYN FUND
BIONDO FOCUS FUND INVESTOR CLASS
BIONDO GROWTH FUND CLASS C
BIONDO GROWTH FUND INVESTOR CLASS
BISHOP VOLATILITY FLEX FUND CLASS A
BISHOP VOLATILITY FLEX FUND CLASS C
BISHOP STREET HAWAII MUNICIPAL BOND FUND
BISHOP STREET HAWAII MUNICIPAL BOND FUND CLASS A
BISHOP STREET HIGH GRADE INCOME FUND INST CLASS
BISHOP STREET STRATEGIC GROWTH FUND INSTL CLASS
BLACKROCK BATS SERIES C PORTFOLIO
BLACKROCK BATS SERIES M PORTFOLIO
BLACKROCK BATS SERIES S PORTFOLIO
BLACKROCK AGGRESSIVE GROWTH PREPARED FUND CL C
BLACKROCK AGGRESSIVE GROWTH PREPARED FUND CL I
BLACKROCK ALL-CAP ENERGY & RESOURCES FUND SERVICE CLASS
BLACKROCK ALL-CAP ENERGY & RESOURCES INSTITUTIONAL CLASS
BLACKROCK ALL-CAP ENERGY & RESOURCES PORTFOLIO CLASS C
BLACKROCK ASSET ALLOCATION PORT INSTITUTIONAL CLASS
BLACKROCK BALANCED CAPITAL FUND CLASS C
BLACKROCK BALANCED CAPITAL FUND INC CLASS B
BLACKROCK BASIC VALUE FUND INC CLASS C
BLACKROCK BASIC VALUE FUND INC INST CLASS
BLACKROCK BOND INDEX FUND CLASS K
BLACKROCK BOND INDEX INVESTOR FUND CLASS A
BLACKROCK CA MUNICIPAL BOND FUND CLASS C
BLACKROCK CAPITAL APPRECIATION FUND BLACKROCK CLASS
BLACKROCK CAPITAL APPRECIATION FUND CLASS C
BLACKROCK CAPITAL APPRECIATION FUND INSTITUTIONAL CLASS
BLACKROCK CHINA FUND CLASS C
BLACKROCK CHINA FUND INSTITUTIONAL CLASS
BLACKROCK CONSERVATIVE PREPARED FUND CL C
BLACKROCK CONSERVATIVE PREPARED FUND CL I
BLACKROCK CORE BOND PORTFOLIO FUND CL C
CUSIP
068278100
068278605
06828M884
06828M876
068278506
068278878
06828M207
06828M504
068278209
068278704
068278407
06828M306
06828M603
068278886
06828M108
06828M405
06828M702
06828M801
068278308
068278803
06847P108
05528X604
05528X828
05528X307
90470K834
66537X407
66537X506
086233301
086233103
66537V633
66537T703
66537T604
66537X100
66537X209
091472209
091472845
091472100
091472811
092480102
092480201
092480300
09256H781
09256H690
091937292
091937284
091937318
091927848
09251C308
09251C209
09251G309
09251G507
066922105
066923400
09252Y408
09251R602
09251R305
09251R503
091936864
091936856
091937169
09256H765
091928697
Page 21 of 185
Symbol
BARAX
BARIX
N/A
N/A
BFTHX
BFTIX
BFGFX
BFGIX
BGRFX
BGRIX
BIOPX
BIGFX
BINIX
BIOIX
BPTRX
BPTIX
BREFX
BREIX
BSCFX
BSFIX
SAOPX
BBTEX
BBTRX
BBHEX
BVEFX
BHTAX
BHTCX
BERCX
BERWX
BFONX
BIOCX
BIONX
BVFAX
BVFCX
BSHIX
BHIAX
BSHGX
BSRIX
BRACX
BRAMX
BRASX
BCAPX
BIAPX
BACSX
BACIX
BACCX
PBAIX
MCCPX
MBCPX
MCBAX
MABAX
WFBIX
BMOAX
MFCMX
BFGBX
MCFGX
MAFGX
BCCHX
BICHX
BCCPX
BICPX
BCBCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
Fund Description
BLACKROCK CORE BOND PORTFOLIO FUND INSTITUTIONAL CLASS
BLACKROCK EMERGING MARKETS DEBT FUND CLASS C
BLACKROCK EMERGING MARKETS DEBT FUND INSTITUTIONAL CLASS
BLACKROCK ENERGY & RESOURCES PORTFOLIO CLASS C
BLACKROCK ENERGY & RESOURCES PORTFOLIO INSTITUTIONAL CLASS
BLACKROCK EQUITY DIVIDEND FUND CL C
BLACKROCK EQUITY DIVIDEND FUND CLASS R
BLACKROCK EQUITY DIVIDEND FUND INST CLASS
BLACKROCK EQUITY DIVIDEND FUND SERVICE CLASS
BLACKROCK EUROFUND CLASS C
BLACKROCK FLOATING RATE INCOME PORT FUND CLASS C1
BLACKROCK FLOATING RATE INCOME PORTFOLIO CLASS C
BLACKROCK FLOATING RATE INCOME PORTFOLIO INST.
BLACKROCK FOCUS GROWTH FUND CLASS C
BLACKROCK GLOBAL ALLOCATION FD INC INST CLASS
BLACKROCK GLOBAL ALLOCATION FUND CLASS R
BLACKROCK GLOBAL ALLOCATION FUND INC CLASS C
BLACKROCK GLOBAL DIVIDEND INCOME PORTFOLIO FUND CL C
BLACKROCK GLOBAL DIVIDEND INCOME PORTFOLIO FUND INST CLASS
BLACKROCK GLOBAL DYNAMIC EQUITY FD CLASS C
BLACKROCK GLOBAL DYNAMIC EQUITY FD INST CLASS
BLACKROCK GLOBAL EMERGING MARKETS FUND, INC. CLASS C
BLACKROCK GLOBAL OPPORTUNITIES FUND CLASS C
BLACKROCK GLOBAL OPPOURTUNITIES FUND INSTITUTIONAL CLASS
BLACKROCK GLOBAL SCIENCE AND TECHNOLOGY OPPS FUND SERVICE SHARES
BLACKROCK GLOBAL SMALLCAP FUND CLASS C
BLACKROCK GNMA FUND SERVICE CLASS
BLACKROCK GNMA PORTFOLIO CLASS C
BLACKROCK GNMA PORTFOLIO FUNDS BLACKROCK SHARES
BLACKROCK GNMA PORTFOLIO INSTITUTIONAL CLASS
BLACKROCK GROWTH PREPARED FUND CLASS C
BLACKROCK GROWTH PREPARED FUND CLASS I
BLACKROCK HEALTH SCIENCES FUND CLASS C
BLACKROCK HEALTH SCIENCES FUND INSTITUTIONAL CLASS
BLACKROCK HEALTH SCIENCES FUND SERVICE CLASS
BLACKROCK HIGH YIELD BOND FUND INSTITUTIONAL CLASS
BLACKROCK HIGH YIELD BOND FUND SERVICE SHARES
BLACKROCK HIGH YIELD BOND PORT. BLACKROCK CLASS
BLACKROCK HIGH YIELD MUNICIPAL FUND CLASS C
BLACKROCK HIGH YIELD MUNICIPAL FUND INST CLASS
BLACKROCK HIGH-YIELD BOND FUND CLASS C
BLACKROCK INCOME FUND CLASS C
BLACKROCK INCOME FUND INSTITUTIONAL CLASS
BLACKROCK INDEX EQUITY PORTFOLIO SERVICE CLASS
BLACKROCK INDIA FUND CLASS C
BLACKROCK INDIA FUND INSTITUTIONAL CLASS
BLACKROCK INFLATION PROTECTED BOND FUND BLACKROCK CLASS
BLACKROCK INFLATION PROTECTED BOND FUND SERVICE CLASS
BLACKROCK INFLATION PROTECTED BOND PORTFOLIO CLASS C
BLACKROCK INFLATION PROTECTED BOND PORTFOLIO CLASS I
BLACKROCK INTERM MUNI FD CL C
BLACKROCK INTERNATIONAL BOND FUND BLACKROCK CLASS
BLACKROCK INTERNATIONAL BOND FUND CLASS C
BLACKROCK INTERNATIONAL FUND CLASS C
BLACKROCK INTERNATIONAL FUND INSTITUTIONAL CLASS
BLACKROCK INTERNATIONAL INDEX FUND INVESTOR A CL
BLACKROCK INTERNATIONAL OPPORTUNITIES FUND CLASS C
BLACKROCK INTERNATIONAL OPPORTUNITIES FUND INST CLASS
BLACKROCK INTERNATIONAL OPPORTUNITY FUND
BLACKROCK INTERNAT'L BOND INSTITUTIONAL FUND
BLACKROCK INTL BOND PORTFOLIO SERVICE CLASS
BLACKROCK LARGE CAP CORE FUND CLASS C
Page 22 of 185
CUSIP
091928747
09256H369
09256H260
091937490
091937532
09251M306
09251M405
09251M504
09251M603
09251N304
09256H179
09256H195
09256H187
09251P309
09251T509
09251T400
09251T301
09256H377
09256H328
09251W304
09251W403
09251J303
091937227
091937268
091929620
09252A301
091929711
091929729
091929240
091929695
091937128
09256H724
091937557
091937540
091937359
091929638
091929646
091929687
09253C777
09253C769
091929653
09256H344
09256H336
091927665
091936831
091936823
091937755
091937730
091937698
091937748
09253E401
091937839
091928416
09248G305
09248G404
09253F309
091929505
091929109
091929208
091928457
091928440
09250J304
Symbol
BFMCX
BCEDX
BEDIX
SSGDX
SGLSX
MCDVX
MRDVX
MADVX
MSDVX
MCEFX
BFRPX
BFRCX
BFRIX
MCFOX
MALOX
MRLOX
MCLOX
BCBDX
BIBDX
MCEGX
MAEGX
MCDCX
BROCX
BROIX
BSTSX
MCGCX
BGPSX
BGPCX
BBGPX
BGNIX
BCGPX
BIGPX
SHSCX
SHSSX
SHISX
BHYIX
BHYSX
BRHYX
MCYHX
MAYHX
BHYCX
BCICX
BIICX
PNESX
BCINX
BIINX
BPLBX
BPRSX
BPRCX
BPRIX
MFMTX
BIBBX
BIBCX
MCILX
MAILX
MDIIX
BRECX
BISIX
BRESX
CINSX
CIFIX
MCLRX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
Fund Description
BLACKROCK LARGE CAP CORE FUND INST CLASS
BLACKROCK LARGE CAP CORE FUND SERVICE CL
BLACKROCK LARGE CAP CORE PLUS FUND CLASS C
BLACKROCK LARGE CAP CORE PLUS FUND INSTITUTIONAL CLASS
BLACKROCK LARGE CAP GROWTH FUND CLASS C
BLACKROCK LARGE CAP GROWTH FUND INST CLASS
BLACKROCK LARGE CAP VALUE FUND CLASS C
BLACKROCK LARGE CAP VALUE FUND INST CLASS
BLACKROCK LATIN AMERICA FUND CLASS C
BLACKROCK LATIN AMERICA FUND INST CLASS
BLACKROCK LIFECYCLE PREPARED 2015 FUND INSTITUTIONAL CLASS
BLACKROCK LIFECYCLE PREPARED PORTFOLIO 2030 INSTITUTIONAL CLASS
BLACKROCK LIFEPATH 2025 FUND INVESTOR CLASS C
BLACKROCK LIFEPATH 2035 INVESTOR FUND CLASS C
BLACKROCK LIFEPATH INDEX 2020 PORT FD INSTITUTIONAL CLASS
BLACKROCK LIFEPATH INDEX 2020 PORTFOLIO FUND CL A
BLACKROCK LIFEPATH INDEX RETIREMENT FD INSTITUTIONAL CLASS
BLACKROCK LIFEPATH INDEX RETIREMENT FUND CLASS A
BLACKROCK LOW DURATION BOND FUND BLACKROCK SHARES
BLACKROCK LOW DURATION BOND FUND SERVICE SHARES
BLACKROCK LOW DURATION BOND INSTITUTIONAL FUND
BLACKROCK LOW DURATION BOND PORTFOLIO FD CL C3
BLACKROCK LOW DURATION FUND CLASS C
BLACKROCK MID CAP GROWTH EQUITY INSTITUTIONAL FUND
BLACKROCK MID CAP GROWTH FUND CLASS C
BLACKROCK MID CAP VALUE EQUITY FUND CLASS C
BLACKROCK MID CAP VALUE EQUITY INSTITUTIONAL FUND
BLACKROCK MID CAP VALUE OPPORTUNITIES FUND CLASS C
BLACKROCK MODERATE PREPARED FUND CLASS C
BLACKROCK MODERATE PREPARED FUND CLASS I
BLACKROCK MULTI SECTOR BOND PORTFOLIO FUND CLASS C
BLACKROCK MULTI SECTOR BOND PORTFOLIO FUND INSTITUTIONAL CLASS
BLACKROCK NATIONAL MUNI FD INSTL CLASS
BLACKROCK NATIONAL MUNI FUN CL C
BLACKROCK NATURAL RESOURCES TRUST FUND CLASS C
BLACKROCK NEW JERSEY MUNI BOND FD CL C
BLACKROCK NEW JERSEY MUNI BOND FD INSTL CLASS
BLACKROCK NEW JERSEY MUNI BOND FD SVS CL
BLACKROCK NEW YORK MUNI BOND FD CL C
BLACKROCK NEW YORK MUNI BOND FD INSTL CLASS
BLACKROCK PACIFIC FUND CLASS C
BLACKROCK PACIFIC FUND CLASS R
BLACKROCK PENN MUNI BOND FD CL C
BLACKROCK PENN MUNI BOND FD INSTL CL
BLACKROCK PENN MUNI BOND FUND SERVICE CLASS
BLACKROCK RUSSELL 1000 INDEX INVESTOR FUND CLASS A
BLACKROCK S&P 500 INDEX FUND CLASS A
BLACKROCK S&P 500 INDEX FUND INST CLASS
CUSIP
09250J502
09250J726
09250J742
09250J734
09250J809
09250J874
09250J833
09250J817
09250X303
09250X402
09256H658
09256H559
066922345
066922287
066923871
066923889
066923848
066923855
066923814
066923822
066923772
066923780
066923749
066923756
066923715
066923723
066923673
066923681
066923640
066923657
066923707
066923608
091928234
091928275
091928283
09256H120
091928242
091928861
091928820
091928762
091928812
09255V302
091937144
09256H740
09256H237
09256H229
09253C876
09253C801
09252H306
09253A862
09253A847
09253A839
09253A789
09253A763
09252J302
09252J401
09253A714
09253A680
09253A672
066923103
09253F507
09253F804
Page 23 of 185
Symbol
MALRX
MSLRX
BCLPX
BILPX
MCLHX
MALHX
MCLVX
MALVX
MCLTX
MALTX
BIPBX
BIPEX
LPBCX
LPJCX
LIQIX
LIQAX
LIBIX
LILAX
LINIX
LINAX
LIJIX
LIJAX
LIKIX
LIKAX
LIHIX
LIHAX
LIPIX
LIPAX
LIVIX
LIVAX
LIRIX
LIRAX
CLDBX
CMGBX
BFMSX
BLDFX
BLDCX
CMGIX
BMGCX
BMCCX
CMVIX
MCRFX
BCMPX
BIMPX
BMSCX
BMSIX
MANLX
MFNLX
MCGRX
MFNJX
MANJX
MSNJX
MFNKX
MANKX
MCPCX
MRPCX
MFPYX
MAPYX
MSPYX
BRGAX
MDSRX
MASKX
Fund Type
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BLACKROCK FUNDS
BOGLE FUNDS
BOGLE FUNDS
BOSTON COMMON FUNDS
BOSTON TRUST & WALDEN FDS
BOYAR FUND
BRANDES FUNDS
BRANDES FUNDS
BRANDES FUNDS
BRANDES FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BRIDGEWAY FUNDS
BROWN ADVISORY FUNDS
Fund Description
BLACKROCK S&P 500 INDEX FUND INST CLASS
BLACKROCK SCIENCE AND TECHNOLOGY OPPS FUND CLASS C
BLACKROCK SCIENCE AND TECHNOLOGY OPPS FUND INST CLASS
BLACKROCK SHORT TERM MUNI FD CL C
BLACKROCK SHORT TERM MUNI FD INSTL CL
BLACKROCK SHORT TERM MUNI FUND BLACKROCK SHARES
BLACKROCK SMALL CAP GROWTH EQUITY FUND CLASS C
BLACKROCK SMALL CAP GROWTH EQUITY INSTITUTIONAL FUND
BLACKROCK SMALL CAP GROWTH FUND II CLASS C
BLACKROCK SMALL CAP INDEX FUND CLASS A
BLACKROCK STRATEGIC INCOME OPPT PORTFOLIO FUND CL C
BLACKROCK STRATEGIC INCOME OPPT PORTFOLIO FUND CL I
BLACKROCK TOTAL RETURN FUND BLACKROCK SHARES
BLACKROCK TOTAL RETURN FUND CLASS B2
BLACKROCK TOTAL RETURN FUND CLASS C
BLACKROCK TOTAL RETURN FUND CLASS R
BLACKROCK TOTAL RETURN FUND SERVICE CLASS
BLACKROCK U.S. GOVERNMENT BOND PORT FD INST CL
BLACKROCK U.S. GOVERNMENT BOND PORTFOLIO FD CL C
BLACKROCK U.S. GOVERNMENT BOND PORTFOLIO FD SERVICE CLASS
BLACKROCK VALUE OPPORTUNITIES FUND CLASS C
BLACKROCK WORLD GOLD FUND CLASS C
BLACKROCK WORLD GOLD FUND INSTITUTIONAL CLASS
BLACKROCK WORLD INCOME FUND CLASS C
BLACROCK ASSET ALLOCATION PORTFOLIO CLASS C
FRANKLIN TEMPLETON TOTAL RETURN FDP INVESTOR FUND CL C
MANAGED ACCOUNT SERIES U.S. MORTGAGE PORTFOLIO FUND CLASS C
MANAGED ACCOUNT SERIES U.S. MORTGAGE PORTFOLIO FUND INSTITUTIONAL CLASS
MFS RESEARCH INTERNATIONAL FDP FUND INVESTOR CLASS A
VAN KAMPEN VALUE FDP FUND INVESTOR CLASS A
VAN KAMPEN VALUE FDP FUND INVESTOR CLASS C
BOGLE INVESTMENT MANAGEMENT SMALL CAP GROWTH FUND INST CLASS
BOGLE INVESTMENT MGMT. SMALL CAP GROWTH FUND INVESTOR
BOSTON COMMON INTERNATIONAL FUND
BOSTON TRUST SMALL CAP FUND
WALDEN SMALL CAP INNOVATIONS FUND
WALDEN SOCIAL BALANCED FUND CLASS A
WALDEN SOCIAL EQUITY FUND
BOYAR VALUE FUND
BRANDES INSTL CORE PLUS FIXED INCOME FUND CLASS I
BRANDES INSTL GLOBAL EQUITY FUND CLASS E
BRANDES INSTL INTERNATIONAL EQUITY FUND CLASS E
BRANDES INV PART SEPARATELY MANAGED ACCT RESERVE TRUST
BRIDGEWAY AGGRESSIVE INVESTORS 1
BRIDGEWAY AGGRESSIVE INVESTORS 2
BRIDGEWAY BLUE CHIP 35 INDEX
BRIDGEWAY LARGE-CAP GROWTH
BRIDGEWAY LARGE-CAP VALUE
BRIDGEWAY MANAGED VOLATILITY FUND
BRIDGEWAY MICRO-CAP LIMITED
BRIDGEWAY SMALL-CAP GROWTH
BRIDGEWAY SMALL-CAP MOMENTUM
BRIDGEWAY SMALL-CAP VALUE
BRIDGEWAY ULTRA-SMALL COMPANY MARKET
BROWN ADVISORY FLEXIBLE VALUE FUND INST SHARES
BROWN ADVISORY GROWTH EQUITY FUND INSTL CLASS
BROWN ADVISORY INTERMEDIATE INCOME FUND INST CLASS
BROWN ADVISORY MARYLAND BOND FUND INST CLASS
BROWN ADVISORY OPPORTUNITY FUND INST CLASS
BROWN ADVISORY SMALL-CAP FUNDAMENTAL VALUE FUND INSTL CLASS
BROWN ADVISORY SMALL-CAP GROWTH FUND INSTL CLASS
BROWN ADVISORY VALUE EQUITY FUND INSTL CLASS
Page 24 of 185
CUSIP
09253F606
091929596
091929612
09253C835
09253C819
09253C793
091928507
091928101
09253J301
09253F705
09256H294
09256H286
09252M743
09252M750
09252M503
09252M800
09252M768
091928564
091928523
091928556
09252L307
091936708
091936807
09252X301
091927798
30246Y866
561656604
561656109
30246Y841
30246Y502
30246Y700
749255188
749255170
74316J110
101156602
101156206
101156701
101156107
103201109
105262869
105262786
105262810
105262885
108747106
108747809
108747502
108747882
108747866
108747700
108747601
108747841
108747791
108747825
108747403
74316J607
74316J201
74316J797
74316J821
74316J847
74316J854
74316J805
74316J409
Symbol
MASRX
BGSCX
BGSIX
MFLMX
MALMX
MPLMX
CGICX
PSGIX
MCSWX
MDSKX
BSICX
BSIIX
MPHQX
MJHQX
MFHQX
MRCBX
MSHQX
PNIGX
BIGCX
PIGSX
MCSPX
BWGCX
BWGIX
MHWIX
BRBCX
MCFFX
BMPCX
MSUMX
MDIQX
MDVVX
MCVVX
BOGIX
BOGLX
BCAIX
BOSOX
WASOX
WSBFX
WSEFX
BOYAX
BCPIX
BGVEX
BIEEX
SMARX
BRAGX
BRAIX
BRLIX
BRLGX
BRLVX
BRBPX
BRMCX
BRSGX
BRSMX
BRSVX
BRSIX
BIAFX
BIAGX
BIAIX
BIAMX
BIAOX
BIAUX
BIASX
BIAVX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
BROWN CAPITAL FUNDS
BROWN CAPITAL FUNDS
BTS FUNDS
BTS FUNDS
BUFFALO FUNDS
BUFFALO FUNDS
BUFFALO FUNDS
BUFFALO FUNDS
BUFFALO FUNDS
BUFFALO FUNDS
BUFFALO FUNDS
BUFFALO FUNDS
BUFFALO FUNDS
BULL PATH FUNDS
BULL PATH FUNDS
BULL PATH FUNDS
BULL PATH FUNDS
BULL PATH FUNDS
BULL PATH FUNDS
BURNHAM FUNDS
BURNHAM FUNDS
BURNHAM FUNDS
BURNHAM FUNDS
BURNHAM FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALAMOS FUNDS
CALDWELL & ORKIN FUNDS
CALIFORNIA INVESTMENT FUND
CALVERT FUNDS
CALVERT FUNDS
Fund Description
BROWN CARDINAL SMALL COMPANIES FUND INSTL CLASS
BROWN CAPITAL MANAGEMENT MID-CAP FUND INSTITUTIONAL CLASS
BROWN CAPITAL SMALL COMPANY INST.
BTS BOND ASSET ALLOCATION FUND CLASS A
BTS BOND ASSET ALLOCATION FUND CLASS C
BUFFALO BALANCED FUND
BUFFALO GROWTH FUND
BUFFALO HIGH-YIELD FUND
BUFFALO INTERNATIONAL FUND
BUFFALO JAYHAWK CHINA FUND
BUFFALO LARGE-CAP FUND
BUFFALO MICRO CAP FUND
BUFFALO MID-CAP FUND
BUFFALO SCIENCE AND TECHNOLOGY FUND
BULL PATH LONG-SHORT FUND CLASS A
BULL PATH LONG-SHORT FUND CLASS C
BULL PATH LONG-SHORT FUND CLASS I
BULL PATH MID-CAP FUND CLASS A
BULL PATH MID-CAP FUND CLASS C
BULL PATH MID-CAP FUND CLASS I
BURNHAM FINANCIAL INDUSTRIES FUND CLASS A
BURNHAM FINANCIAL INDUSTRIES FUND CLASS C
BURNHAM FINANCIAL INDUSTRIES FUND CLASS I
BURNHAM FINANCIAL SERVICES FUND CLASS C
BURNHAM FUND CLASS C
CALAMOS BLUE CHIP FUND CLASS C
CALAMOS BLUE CHIP FUND CLASS I
CALAMOS DISCOVERY GROWTH FUND CLASS C
CALAMOS DISCOVERY GROWTH FUND CLASS I
CALAMOS EVOLVING WORLD GROWTH FUND CLASS C
CALAMOS EVOLVING WORLD GROWTH FUND CLASS I
CALAMOS GLOBAL EQUITY FUND CLASS C
CALAMOS GLOBAL EQUITY FUND CLASS I
CALAMOS GLOBAL GROWTH & INCOME FUND CLASS C
CALAMOS GLOBAL GROWTH AND INCOME FUND CLASS I
CALAMOS GROWTH & INCOME FUND CLASS C
CALAMOS GROWTH AND INCOME FUND CLASS I
CALAMOS GROWTH AND INCOME FUND CLASS R
CALAMOS GROWTH FUND CLASS C
CALAMOS GROWTH FUND CLASS R
CALAMOS GROWTH FUND INSTITUTIONAL SHARES
CALAMOS HIGH YIELD FUND CLASS C
CALAMOS HIGH YIELD FUND CLASS I
CALAMOS INTERNATIONAL GROWTH FUND CLASS C
CALAMOS INTERNATIONAL GROWTH FUND CLASS I
CALAMOS TOTAL RETURN BOND FUND CLASS C
CALAMOS VALUE FUND CLASS C
CALDWELL & ORKIN MARKET OPPORTUNITY FUND
CALIFORNIA INVESMENT TRUST INSURED TAX-FREE INCOME FUND
CALIFORNIA INVESMENT TRUST SHORT-TERM U.S. GOVERNMENT BOND FUND
CALIFORNIA INVESTMENT TRUST EQUITY INCOME FUND
CALIFORNIA INVESTMENT TRUST EUROPEAN GROWTH & INCOME FUND
CALIFORNIA INVESTMENT TRUST NASDAQ 100 INDEX FUND
CALIFORNIA INVESTMENT TRUST S&P 500 INDEX FUND
CALIFORNIA INVESTMENT TRUST S&P 500 MID-CAP INDEX FUND
CALIFORNIA INVESTMENT TRUST S&P 500 SMALL-CAP INDEX FUND
CALIFORNIA INVESTMENT TRUST TAX-FREE INCOME FUND
CALIFORNIA INVESTMENT TRUST U.S. GOVERNMENT SECURITIES FUND
EQUITY INCOME FUND CLASS A
U.S. GOVERNMENT SECURTITIES FUND CLASS A
CALVERT AGGRESSIVE ALLOCATION FUND CLASS C
CALVERT BALANCED PORTFOLIO FUND CLASS C
Page 25 of 185
CUSIP
74316J862
66976M771
66976M409
66537V823
66537V815
119428100
119826105
119539104
119530509
119530400
119628105
119530301
119530202
119530103
66537V500
66537V609
66537V708
66537V807
66537V880
66537V872
122315872
122315864
122315815
122315856
122315849
128119591
128119583
128120300
128120409
128119146
128119138
128119468
128119450
128119708
128119609
128119831
128119872
128119336
128119856
128119435
128119807
128119799
128119781
128119559
128119542
128119286
128119641
128819307
130346307
130347875
130347701
130347800
130347883
130347404
130347503
130347602
130346109
130347107
130348105
130348402
131618621
131618506
Symbol
BIACX
BCMSX
BCSIX
BTSAX
BTSCX
BUFBX
BUFGX
BUFHX
BUFIX
BUFCX
BUFEX
BUFOX
BUFMX
BUFTX
BPFAX
BPFCX
BPFIX
BPEAX
BPECX
BPEIX
BURFX
BURCX
BMFIX
BURNX
BURJX
CBXCX
CBCIX
CCDGX
CIDGX
CNWDX
CNWIX
CCGEX
CIGEX
CVLCX
CGCIX
CVTCX
CGIIX
CGNRX
CVGCX
CGRRX
CGRIX
CCHYX
CIHYX
CIGCX
CIGIX
CTRCX
CVACX
COAGX
CATFX
STUSX
EQTIX
EUGIX
NASDX
SPFIX
SPMIX
SMCIX
CFNTX
CAUSX
EQTAX
CAUBX
CAACX
CSGCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CALVERT FUNDS
CAN SLIM FUNDS
CAPITAL ADVISORS FUND
CAPSTONE SERIES FUND
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
Fund Description
CALVERT BOND PORTFOLIO FUND CLASS C
CALVERT CAPITAL ACCUMULATION CLASS C
CALVERT CONSERVATIVE ALLOCATION FD CL C
CALVERT ENHANCED EQUITY PORTFOLIO FUND CLASS C
CALVERT EQUITY PORTFOLIO FUND CLASS C
CALVERT EQUITY PORTFOLIO FUND CLASS Y
CALVERT GLOBAL ALTERNATIVE ENERGY FUND CLASS C
CALVERT GLOBAL ALTERNATIVE ENERGY FUND CLASS Y
CALVERT GLOBAL WATER FUND CLASS C
CALVERT GLOBAL WATER FUND CLASS Y
CALVERT GOVERNMENT FUND CLASS A
CALVERT GOVERNMENT FUND CLASS C
CALVERT INCOME FUND CLASS C
CALVERT INTERNATIONAL EQUITY FUND CLASS C
CALVERT INT'L OPPORTUNITY FUND CLASS C
CALVERT LARGE CAP GROWTH FUND CLASS C
CALVERT LARGE CAP VALUE FUND CLASS C
CALVERT LARGE CAP VALUE FUND CLASS Y
CALVERT MODERATE ALLOCATION FUND CLASS C
CALVERT SHORT DURATION INCOME FUND CLASS Y
CALVERT SHORT- INCOME FUND CLASS C
CALVERT SMALL-CAP VALUE FUND CLASS C
CALVERT SOCIAL INDEX FUND CLASS C
CALVERT ULTRA-SHORT INCOME FUND CLASS Y
SUMMIT LARGE CAP GROWTH FUND CLASS A
CAN SLIM SELECT GROWTH FUND
CAPITAL ADVISORS GROWTH FUND
CAPSTONE CHURCH CAPITAL FUND
AMERICA FIRST ABSOLUTE RETURN FUND CLASS A
AMERICA FIRST ABSOLUTE RETURN FUND CLASS I
AMERICA FIRST ABSOLUTE RETURN FUND CLASS U
AMERICA FIRST DEFENSIVE GROWTH FUND CLASS A
AMERICA FIRST DEFENSIVE GROWTH FUND CLASS I
AMERICA FIRST DEFENSIVE GROWTH FUND CLASS U
AMERICA FIRST INCOME TRENDS FUND CLASS A
AMERICA FIRST INCOME TRENDS FUND CLASS I
AMERICA FIRST INCOME TRENDS FUND CLASS U
AMERICA FIRST QUANTITATIVE STRATEGIES FD CL A
AMERICA FIRST QUANTITATIVE STRATEGIES FD CL C
CAMELOT PREMIUM RETURN FUND CLASS A
CAMELOT PREMIUM RETURN FUND CLASS C
CATALYST HIGH INCOME FUND CLASS A
CATALYST HIGH INCOME FUND CLASS C
CATALYST INTERNATIONAL VALUE FUND CLASS A
CATALYST INTERNATIONAL VALUE FUND CLASS C
CATALYST LARGE CAP VALUE FUND CLASS A
CATALYST LARGE CAP VALUE FUND CLASS C
CATALYST STRATEGIC VALUE FUND CLASS A
CATALYST STRATEGIC VALUE FUND CLASS C
CATALYST TOTAL RETURN INCOME FUND CLASS A
CATALYST TOTAL RETURN INCOME FUND CLASS C
CATALYST VALUE FUND CLASS A
CATALYST VALUE FUND CLASS C
CATALYST VALUE FUND CLASS I
CATALYST/GROESBECK GROWTH OF INCOME FUND CLASS A
CATALYST/GROESBECK GROWTH OF INCOME FUND CLASS C
CATALYST/MAP GLOBAL CAPITAL APPRECIATION FUND CLASS A
CATALYST/MAP GLOBAL CAPITAL APPRECIATION FUND CLASS C
CATALYST/MAP GLOBAL TOTAL RETURN INCOME FUND CLASS A
CATALYST/MAP GLOBAL TOTAL RETURN INCOME FUND CLASS C
COMPASS EMP ALTERNATIVE ASSET FUND CLASS A
COMPASS EMP ALTERNATIVE ASSET FUND CLASS C
CUSIP
131618605
131649402
131618670
131618878
131618704
131618589
13161P821
13161P755
13161P789
13161P771
131582546
131582538
131582744
131649204
131649865
13161P300
131619801
131619702
131618712
131582561
13161T302
13161P805
131582769
131582413
866167596
742935448
007989783
14068Y105
62827L781
62827L765
62827L773
62827L724
62827L690
62827L716
62827L757
62827L732
62827L740
62827L815
62827L799
62827L625
62827L617
62827L609
62827L708
62827L476
62827L468
62827L492
62827L484
62827L401
62827L500
62827L807
62827L880
62827L104
62827L203
62827L302
62827L872
62827L864
62827L435
62827L427
62827L450
62827L443
62827L534
62827L526
Page 26 of 185
Symbol
CSBCX
CCACX
CALCX
CMICX
CSECX
CIEYX
CGACX
CGAYX
CFWCX
CFWYX
CGVAX
CGVCX
CIFCX
CWVCX
COICX
CLGCX
CLVCX
CLVYX
CMACX
CSDYX
CDICX
CSCCX
CSXCX
CULYX
SLGGX
CANGX
CIAOX
XCBFX
ABRFX
ABRWX
ABRUX
DGQAX
DGQIX
DGQUX
AFPAX
AFPIX
AFPUX
AFIAX
AFISX
CPRFX
CPRCX
HIIFX
HIICX
IVXAX
IVXCX
LVXAX
LVXCX
STVAX
STVCX
TRIFX
TRICX
CTVAX
CTVCX
CTVIX
CGGAX
CGGCX
CAXAX
CAXCX
TRXAX
TRXCX
CAIAX
CAICX
Fund Type
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CATALYST FUNDS
CAUSEWAY FUNDS
CAUSEWAY FUNDS
CAUSEWAY FUNDS
CAUSEWAY FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CAVANAL HILL FUNDS
CENTURY FUNDS
CENTURY FUNDS
CENTURY FUNDS
CGM FUNDS
CGM FUNDS
CGM FUNDS
CHASE FUNDS
CHASE FUNDS
CHASE FUNDS
CHESAPEAKE FUNDS
CHESAPEAKE FUNDS
CHESAPEAKE FUNDS
CIFG FUNDS
CIFG FUNDS
CITI FUNDS
CLIPPER FUNDS
CM FUNDS
CM FUNDS
CM FUNDS
CM FUNDS
CMG FUNDS
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
Fund Description
COMPASS EMP ALTERNATIVE ASSET FUND CLASS T
COMPASS EMP MULTI-ASSET BALANCED FUND CL A
COMPASS EMP MULTI-ASSET BALANCED FUND CL C
COMPASS EMP MULTI-ASSET BALANCED FUND CL T
COMPASS EMP MULTI-ASSET GROWTH FUND CLASS A
COMPASS EMP MULTI-ASSET GROWTH FUND CLASS C
COMPASS EMP MULTI-ASSET GROWTH FUND CLASS T
DAY HAGAN TACTICAL ALLOCATION FUND OF ETFS CLASS A
DAY HAGAN TACTICAL ALLOCATION FUND OF ETFS CLASS C
EVENTIDE GILEAD FUND CLASS A
EVENTIDE GILEAD FUND CLASS C
EVENTIDE GILEAD FUND CLASS N
EVENTIDE GILEAD INSTITUTIONAL CLASS
LISTED PRIVATE EQUITY PLUS FUND CLASS A
LISTED PRIVATE EQUITY PLUS FUND CLASS C
CAUSEWAY EMERGING MARKETS FUND INSTITUTIONAL CLASS
CAUSEWAY EMERGING MARKETS FUND INVESTOR CLASS
CAUSEWAY INTL VALUE FUND (INST CLASS)
CAUSEWAY INTL VALUE FUND (INVESTOR) CLASS
CAVANAL HILL BALANCED FUND INSTITUTIONAL CLASS
CAVANAL HILL BALANCED FUND NO LOAD INVESTOR SHARES
CAVANAL HILL BOND FUND INSTITUTIONAL CLASS
CAVANAL HILL BOND NO LOAD FUND INVESTOR CLASS
CAVANAL HILL INTERM TAX-FREE BOND FUND INSTITUTIONAL CLASS
CAVANAL HILL INTERM TAX-FREE BOND NO LOAD FD INVESTOR CL
CAVANAL HILL INTERMEDIATE BOND FUND INST CLASS
CAVANAL HILL INTERMEDIATE BOND NO LOAD FD INVESTOR
CAVANAL HILL OPPORTUNISTIC FUND INSTITUTIONAL CLASS
CAVANAL HILL OPPORTUNISTIC FUND INVESTOR CLASS
CAVANAL HILL SHORT TERM INCOME NO LOAD FD INVESTOR CL
CAVANAL HILL SHORT-TERM INCOME FUND INSTL CLASS
CAVANAL HILL U.S. LARGE CAP EQUITY FUND INSTL CLASS
CAVANAL HILL U.S. LARGE CAP EQUITY NO LOAD FD INVESTOR CL
CENTURY SHARES TRUST INSTITUTIONAL CLASS
CENTURY SMALL-CAP SELECT (INVESTOR SHARES)
CENTURY SMALL-CAP SELECT FUND INSTITUTIONAL CLASS
CGM FOCUS FUND
CGM MUTUAL FUND
CGM REALTY FUND
CHASE GROWTH FUND CLASS N
CHASE GROWTH FUND SUBSTANTIAL INVESTOR CLASS
CHASE MID-CAP GROWTH FUND CLASS A
CHESAPEAKE CORE GROWTH FUND
CHESAPEAKE GROWTH FUND INSTITIUTIONAL CLASS
CHESAPEAKE GROWTH FUND INVESTOR CLASS
CIFG ALL WEATHER FUND CLASS I
CIFG STRATEGIC OPPORTUNITY CLASS I
WESTERN ASSET / CITI TAX FREE RESERVE FUND CLASS N
CLIPPER FUND
CM ADVISORS FIXED INCOME FUND
CM ADVISORS FUND
CM ADVISORS OPPORTUNITY FUND
CM ADVISORS VALUE FUND
CMG ABSOLUTE RETURN STRATEGIES FUND CLASS C
CNI CHARTER CALIFORNIA TAX EXEMPT BOND FUND CLASS I
CNI CHARTER CALIFORNIA TAX EXEMPT BOND FUND CLASS N
CNI CHARTER CORPORATE BOND FUND CLASS N
CNI CHARTER CORPORATE BOND FUND INSTITUTIONAL CLASS
CNI CHARTER GOVERNMENT BOND FUND CLASS I
CNI CHARTER GOVERNMENT BOND FUND CLASS N
CNI CHARTER HIGH YIELD BOND FUND CLASS I
CNI CHARTER HIGH YIELD BOND FUND CLASS N
CUSIP
62827L518
62827L591
62827L583
62827L575
62827L567
62827L559
62827L542
62827L641
62827L633
62827L674
62827L666
62827L682
62827L658
62827L831
62827L823
149498107
149498206
14949P208
14949P109
14956P208
14956P109
14956P851
14956P869
14956P729
14956P737
14956P745
14956P752
14956P588
14956P596
14956P307
14956P406
14956P604
14956P505
156681108
15649P109
15649P208
125325506
125325100
125325407
007989809
007989395
007989627
36559B708
36559B401
36559B203
66537V492
66537V385
52470R706
188850101
125677203
125677104
125677302
125677401
66537V203
125977785
125977777
125977843
125977850
125977876
125977868
125977769
125977751
Page 27 of 185
Symbol
CAITX
CTMAX
CTMCX
CTMTX
LTGAX
LTGCX
LTGTX
DHAAX
DHACX
ETAGX
ETCGX
ETGLX
ETILX
LPEAX
LPECX
CEMIX
CEMVX
CIVIX
CIVVX
AIBLX
APBAX
AIBNX
APBDX
AITEX
APTFX
AIFBX
APFBX
AIOPX
APOPX
APSTX
AISTX
AIEQX
APEQX
CENSX
CSMVX
CSMCX
CGMFX
LOMMX
CGMRX
CHASX
CHAIX
CHAMX
CHCGX
CHESX
CHEAX
CAWIX
COPIX
N/A
CFIMX
CMFIX
CMAFX
CMOGX
CMOVX
CMGCX
CNTIX
CCTEX
CCBAX
CNCIX
CNBIX
CGBAX
CHYIX
CHBAX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUND
CNI CHARTER FUNDS
CNI CHARTER FUNDS
CNI CHARTER FUNDS
CNI CHARTER FUNDS
CNI CHARTER FUNDS
CNI CHARTER FUNDS
CNI CHARTER FUNDS
CNI CHARTER FUNDS
CNI CHARTER FUNDS
COHEN & STEERS FUNDS
COLORADO BOND SHARES
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
Fund Description
CNI CHARTER LARGE CAP GROWTH EQUITY FUND CLASS I
CNI CHARTER LARGE CAP GROWTH EQUITY FUND CLASS N
CNI CHARTER LARGE CAP VALUE EQUITY FUND CLASS I
CNI CHARTER LARGE CAP VALUE EQUITY FUND CLASS N
CNI CHARTER MULTI-ASSET FUND CLASS I
CNI CHARTER MULTI-ASSET FUND CLASS N
CNI CHARTER OPPORTUNISTIC VALUE FUND CLASS E
CNI CHARTER OPPORTUNISTIC VALUE FUND CLASS I
CNI CHARTER OPPORTUNISTIC VALUE FUND CLASS N
CNI CHARTER RCB SMALL CAP VALUE FUND CLASS I
CNI CHARTER RCB SMALL CAP VALUE FUND CLASS N
CNI CHARTER DIVERSIFIED EQUITY FUND CLASS I
CNI CHARTER DIVERSIFIED EQUITY FUND CLASS N
CNI CHARTER FULL MATURITY FIXED INCOME FUND CLASS I
CNI CHARTER FULL MATURITY FIXED INCOME FUND CLASS N
CNI CHARTER LIMITED MATURITY FIXED INCOME FUND CLASS I
CNI CHARTER LIMITED MATURITY FIXED INCOME FUND CLASS N
CNI CHARTER RCB SMALL-CAP VALUE FUND CLASS R
CNI CHARTER SOCIALLY RESPONSIBLE EQUITY FUND CLASS I
CNI CHARTER SOCIALLY RESPONSIBLE EQUITY FUND CLASS N
COHEN & STEERS ASIA PACIFIC REALTY FUND CLASS A
COHEN & STEERS ASIA PACIFIC REALTY FUND CLASS C
COHEN & STEERS ASIA PACIFIC REALTY FUND CLASS I
COHEN & STEERS DIVIDEND VALUE FUND CLASS A
COHEN & STEERS DIVIDEND VALUE FUND CLASS C
COHEN & STEERS DIVIDEND VALUE FUND INSTITUTIONAL CLASS
COHEN & STEERS GLOB INFRASTRUCTURE FUND CLASS A
COHEN & STEERS GLOB INFRASTRUCTURE FUND CLASS C
COHEN & STEERS GLOB INFRASTRUCTURE FUND CLASS I
COHEN & STEERS GLOBAL REALTY SHARES FUND CLASS A
COHEN & STEERS GLOBAL REALTY SHARES FUND CLASS C
COHEN & STEERS GLOBAL REALTY SHARES FUND CLASS I
COHEN & STEERS INSTITUTIONAL GLOBAL REALTY SHARES
COHEN & STEERS INSTITUTIONAL REALTY SHARES
COHEN & STEERS INTERNATIONAL REALTY FUND CLASS A
COHEN & STEERS INTERNATIONAL REALTY FUND CLASS C
COHEN & STEERS INTERNATIONAL REALTY FUND CLASS I
COHEN & STEERS PREFERRED SECURITIES & INCOME FUND CLASS A
COHEN & STEERS PREFERRED SECURITIES INCOME FUND CLASS C
COHEN & STEERS PREFERRED SECURITIES INCOME FUND CLASS I
COHEN & STEERS REALTY INCOME FUND CLASS A
COHEN & STEERS REALTY INCOME FUND CLASS C
COHEN & STEERS REALTY INCOME FUND INSTITUTIONAL CLASS
COHEN & STEERS REALTY SHARES FUND
COLORADO BOND SHARES
COLOMBIA REAL ESTATE EQUITY FUND CLASS R5
COLUMBIA 120/20 CONTRARIAN EQUITY FUND CLASS C
COLUMBIA 120/20 CONTRARIAN EQUITY FUND CLASS Z
COLUMBIA ABSOLUTE RETURN CURRENCY & INCOME FUND CLASS C
COLUMBIA ABSOLUTE RETURN CURRENCY AND INCOME FUND CLASS Z
COLUMBIA ABSOLUTE RETURN ENHANCED MULTI STRAT FD CL C
COLUMBIA ABSOLUTE RETURN ENHANCED MULTI-STRAT FD CL R
COLUMBIA ABSOLUTE RETURN ENHANCED MULTI-STRAT FD CL Z
COLUMBIA ABSOLUTE RETURN MULTI-STRAT FUND CLASS C
COLUMBIA ABSOLUTE RETURN MULTI-STRAT FUND CLASS R
COLUMBIA ABSOLUTE RETURN MULTI-STRAT FUND CLASS Z
COLUMBIA ACORN EMERGING MARKETS FUND CLASS C
COLUMBIA ACORN EMERGING MARKETS FUND CLASS Z
COLUMBIA ACORN EUROPEAN FUND CLASS C
COLUMBIA ACORN EUROPEAN FUND CLASS Z
COLUMBIA ACORN FUND CLASS C
COLUMBIA ACORN FUND CLASS Z
CUSIP
125977835
125977827
125977819
125977793
125977579
125977587
125977561
125977553
125977546
125977694
125977728
125977629
125977637
125977652
125977660
125977678
125977686
125977710
125977595
125977611
19248D103
19248D202
19248D301
19248L105
19248L204
19248L303
19248B107
19248B305
19248B404
19247N102
19247N300
19247N409
19248K107
19247U106
19248H104
19248H302
19248H401
19248X109
19248X208
19248X307
191912104
191912302
191912401
192476109
196332100
19766D337
19763P721
19763P697
19763P663
19763P630
19763P879
19763P853
19763P838
19763P309
19763P507
19763P705
197199615
197199581
197199565
197199540
197199300
197199409
Page 28 of 185
Symbol
CNGIX
CLEAX
CNLIX
CVEAX
CNIIX
CNIAX
OPVEX
OPVIX
OPVNX
RCBIX
RCBAX
AHDEX
AHADX
AHFMX
AHAFX
AHLFX
AHALX
RCBSX
AHSRX
AHRAX
APFAX
APFCX
APFIX
DVFAX
DVFCX
DVFIX
CSUAX
CSUCX
CSUIX
CSFAX
CSFCX
CSSPX
GRSIX
CSRIX
IRFAX
IRFCX
IRFIX
CPXAX
CPXCX
CPXIX
CSEIX
CSCIX
CSDIX
CSRSX
HICOX
CRRVX
RECCX
CCEZX
RARCX
CACZX
CEMCX
CAMRX
CEMZX
CRMCX
CMSRX
CARZX
CGMCX
CEFZX
CAECX
CAEZX
LIACX
ACRNX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
Fund Description
COLUMBIA ACORN FUND SELECT FUND CLASS C
COLUMBIA ACORN INTERNATIONAL FUND CLASS C
COLUMBIA ACORN INTERNATIONAL FUND CLASS Z
COLUMBIA ACORN INTERNATIONAL SELECT FUND CLASS C
COLUMBIA ACORN INTERNATIONAL SELECT FUND CLASS Z
COLUMBIA ACORN SELECT FUND CLASS Z
COLUMBIA ACORN USA FUND CLASS C
COLUMBIA ACORN USA FUND CLASS Z
COLUMBIA AMT-FREE TAX-EXEMPT BOND FUND CLASS C
COLUMBIA ASIA PACIFIC EX-JAPAN FUND CLASS A
COLUMBIA ASIA PACIFIC EX-JAPAN FUND CLASS C
COLUMBIA ASIA PACIFIC EX-JAPAN FUND CLASS R
COLUMBIA ASIA PACIFIC EX-JAPAN FUND CLASS Z
COLUMBIA BALANCED FUND CLASS A
COLUMBIA BALANCED FUND CLASS C
COLUMBIA BALANCED FUND CLASS R
COLUMBIA BALANCED FUND CLASS Z
COLUMBIA BOND FUND CLASS A
COLUMBIA BOND FUND CLASS C
COLUMBIA BOND FUND CLASS T
COLUMBIA BOND FUND CLASS Z
COLUMBIA CA INTERIM MUNI BOND FUND CL A
COLUMBIA CA TAX EXEMPT FUND CLASS C
COLUMBIA CALIFORNIA INTERMEDIATE MUNI BOND FUND CLASS Z
COLUMBIA CALIFORNIA TAX EXEMPT FUND CLASS Z
COLUMBIA CONNECTICUT TAX EXEMPT FD CLASS C
COLUMBIA CONTRARIAN CORE FUND CLASS A
COLUMBIA CONTRARIAN CORE FUND CLASS C
COLUMBIA CONTRARIAN CORE FUND CLASS Z
COLUMBIA CONVERTIBLE SECURITIES FD CL A
COLUMBIA CONVERTIBLE SECURITIES FD CL C
COLUMBIA CONVERTIBLE SECURITIES FD CL Z
COLUMBIA CORPORATE INCOME FUND CLASS C
COLUMBIA CORPORATE INCOME FUND CLASS Z
COLUMBIA CT INTERM MUNI BOND FUND CL A
COLUMBIA CT INTERM MUNI BOND FUND CL C
COLUMBIA CT INTERMEDIATE MUNI BOND FUND CLASS Z
COLUMBIA DIVERS. BOND FUND CLASS C
COLUMBIA DIVERSIFIED BOND FUND CLASS Z
COLUMBIA DIVERSIFIED EQUITY INCOME FUND CLASS C
COLUMBIA DIVIDEND INCOME FUND CLASS C
COLUMBIA DIVIDEND INCOME FUND CLASS Z
COLUMBIA DIVIDEND OPPORTUNITY FUND CLASS C
COLUMBIA DIVIDEND OPPORTUNITY FUND CLASS Z
COLUMBIA EMERGING MARKETS BOND FUND CLASS C
COLUMBIA EMERGING MARKETS BOND FUND CLASS Z
COLUMBIA EMERGING MARKETS FUND CLASS A
COLUMBIA EMERGING MARKETS FUND CLASS C
COLUMBIA EMERGING MARKETS FUND CLASS Z
COLUMBIA EMERGING MARKETS OPPORTUNITY FUND CLASS C
COLUMBIA EMERGING MARKETS OPPORTUNITY FUND CLASS Z
COLUMBIA ENERGY AND NATURAL RESOURCES FUND CLASS A
COLUMBIA ENERGY AND NATURAL RESOURCES FUND CLASS C
COLUMBIA ENERGY AND NATURAL RESOURCES FUND CLASS Z
COLUMBIA EQUITY VALUE FUND CLASS C
COLUMBIA EQUITY VALUE FUND CLASS Z
COLUMBIA EUROPEAN EQUITY FUND CLASS C
COLUMBIA EUROPEAN EQUITY FUND CLASS Z
COLUMBIA FLEXIBLE CAPITAL INCOME FUND CLASS C
COLUMBIA FLEXIBLE CAPITAL INCOME FUND CLASS R
COLUMBIA FLEXIBLE CAPITAL INCOME FUND CLASS Z
COLUMBIA FLOATING RATE FUND CLASS C
CUSIP
197199862
197199821
197199813
197199771
197199763
197199854
197199706
197199805
19763P598
19763P531
19763P523
19763P556
19763P549
19765P471
19765P455
19766D105
19765P430
19765Y704
19765Y803
19766D428
19765Y886
19765J715
19765L306
19765J673
19765L611
19765L249
19765P109
19765P307
19765P406
19765H750
19765H735
19765H727
19765N526
19765N518
19765N104
19765N302
19765N401
19763P481
19763P416
19763P374
19765N252
19765N245
19763P267
19763P192
19763P168
19763P127
19765Y878
19765Y860
19765Y852
19766F308
19766F886
19765Y845
19765Y837
19765Y829
19766F852
19766F779
19766F746
19766F712
19766J870
19766J854
19766J847
19766F670
Page 29 of 185
Symbol
LTFCX
LAICX
ACINX
LFFCX
ACFFX
ACTWX
LAUCX
AUSAX
RTCEX
CAJAX
CAJCX
CAJRX
CAJZX
CBLAX
CBLCX
CBLRX
CBALX
CNDAX
CNDCX
CNDTX
UMMGX
NACMX
CCAOX
NCMAX
CCAZX
CCTCX
LCCAX
LCCCX
SMGIX
PACIX
PHIKX
NCIAX
CIOCX
SRINX
LCTAX
LCTCX
SCTEX
AXBCX
CDBZX
ADECX
LBSCX
GSFTX
ACUIX
CDOZX
REBCX
CMBZX
EEMAX
EEMCX
UMEMX
RMCEX
CEOZX
EENAX
EENCX
UMESX
REVCX
CEVZX
REECX
CEEZX
CFIGX
CFIRX
CFIZX
RFRCX
Fund Type
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
Fund Description
COLUMBIA FLOATING RATE FUND CLASS R
COLUMBIA FLOATING RATE FUND CLASS Z
COLUMBIA FRONTIER FUND CLASS A
COLUMBIA FRONTIER FUND CLASS C
COLUMBIA FRONTIER FUND CLASS Z
COLUMBIA GEORGIA INTERMEDIATE MUNI BOND FUND CLASS A
COLUMBIA GEORGIA INTERMEDIATE MUNI BOND FUND CLASS C
COLUMBIA GEORGIA INTERMEDIATE MUNI BONS FUND CLASS Z
COLUMBIA GLOBAL BOND FUND CLASS C
COLUMBIA GLOBAL BOND FUND CLASS Z
COLUMBIA GLOBAL EQUITY FUND CLASS C
COLUMBIA GLOBAL EQUITY FUND CLASS Z
COLUMBIA GLOBAL EXTENDED ALPHA FUND CLASS A
COLUMBIA GLOBAL EXTENDED ALPHA FUND CLASS C
COLUMBIA GLOBAL EXTENDED ALPHA FUND CLASS Z
COLUMBIA GREATER CHINA FUND CLASS C
COLUMBIA GREATER CHINA FUND CLASS Z
COLUMBIA HIGH YIELD BOND FUND CL C
COLUMBIA HIGH YIELD BOND FUND CLASS Z
COLUMBIA HIGH YIELD MUNI FD CL C
COLUMBIA HIGH YIELD MUNI FD CL Z
COLUMBIA HIGH YIELD OPPORTUNITY FUND CLASS C
COLUMBIA HIGH YIELD OPPORTUNITY FUND CLASS Z
COLUMBIA INCOME BUILDER FUND CLASS C
COLUMBIA INCOME BUILDER FUND CLASS Z
COLUMBIA INCOME OPPORTUNITIES FUND CLASS C
COLUMBIA INCOME OPPORTUNITIES FUND CLASS R
COLUMBIA INCOME OPPORTUNITIES FUND CLASS Z
COLUMBIA INFLATION PROTECTED SECURITIES FUND CL C
COLUMBIA INFLATION PROTECTED SECURITIES FUND CL Z
COLUMBIA INTERMEDIATE BOND FUND CLASS C
COLUMBIA INTERMEDIATE BOND FUND CLASS R
COLUMBIA INTERMEDIATE MUNI BOND FUND CLASS C
COLUMBIA INTERMEDIATE MUNI BOND FUND CLASS Z
COLUMBIA INTERMIDATE BOND FUND CLASS Z
COLUMBIA INTERNATIONAL BOND FUND CLASS A
COLUMBIA INTERNATIONAL BOND FUND CLASS C
COLUMBIA INTERNATIONAL BOND FUND CLASS Z
COLUMBIA INTERNATIONAL VALUE FUND CLASS A
COLUMBIA INTERNATIONAL VALUE FUND CLASS C
COLUMBIA INTERNATIONAL VALUE FUND CLASS Z
COLUMBIA LARGE CAP CORE FUND CLASS A
COLUMBIA LARGE CAP CORE FUND CLASS C
COLUMBIA LARGE CAP CORE FUND CLASS Z
COLUMBIA LARGE CAP ENHANCED CORE FUND CLASS A
COLUMBIA LARGE CAP ENHANCED CORE FUND CLASS R
COLUMBIA LARGE CAP ENHANCED CORE FUND CLASS Z
COLUMBIA LARGE CAP GROWTH FUND CLASS C
COLUMBIA LARGE CAP GROWTH FUND CLASS Z
COLUMBIA LARGE CAP INDEX FUND CLASS A
COLUMBIA LARGE CAP INDEX FUND CLASS Z
COLUMBIA LARGE CAP VALUE FUND CLASS C
COLUMBIA LARGE CAP VALUE FUND CLASS R
COLUMBIA LARGE CAP VALUE FUND CLASS Z
COLUMBIA LARGE CORE QUANTITATIVE FUND CLASS Z
COLUMBIA LARGE GROWTH QUANTITATIVE FUND CLASS C
COLUMBIA LARGE GROWTH QUANTITATIVE FUND CLASS Z
COLUMBIA LARGE VALUE QUANTITATIVE FUND CLASS A
COLUMBIA LARGE VALUE QUANTITATIVE FUND CLASS C
COLUMBIA LARGE VALUE QUANTITATIVE FUND CLASS T
COLUMBIA LARGE VALUE QUANTITATIVE FUND CLASS Z
COLUMBIA LIFE GOAL BALANCED GROWTH FUND CLASS C
CUSIP
19766F654
19766F613
19766F597
19766F571
19766F522
19765J533
19765J517
19765J491
19766F480
19766F431
19763T764
19763T194
19766F423
19766F399
19766F357
19765L520
19765L512
19766F258
19766F175
19765P133
19765P125
19765L561
19765L553
19766F142
19766F118
19763T301
19763T509
19763T889
19763T855
19763T798
19765N476
19765N450
19765L660
19765L637
19765N468
19765Y498
19765Y480
19765Y472
19765H628
19765H594
19765H586
19765H313
19765H289
19765H271
19765H354
19765M544
19765H347
19765P679
19765P661
19765H339
19765H321
19765H156
19765M627
19765H149
19763T566
19763T723
19763T657
19763T558
19763T533
19763T483
19763T467
19765H776
Page 30 of 185
Symbol
CFRRX
CFRZX
SLFRX
SLFCX
CFOZX
NGIMX
NGINX
NGAMX
AGBCX
CGBZX
RGCEX
CGEZX
RTAAX
RTACX
CEAZX
NGCCX
LNGZX
APECX
CHYZX
CHMCX
SRHMX
CHYCX
LHYZX
RBBCX
CBUZX
RIOCX
CIORX
CIOZX
RIPCX
CIPZX
LIBCX
CIBRX
LITCX
SETMX
SRBFX
CNBAX
CNBCX
CNBZX
NIVLX
NVICX
EMIEX
NSGAX
NSGCX
NSEPX
NMIAX
CCERX
NMIMX
LEGCX
GEGTX
NEIAX
NINDX
NVALX
CVURX
NVLUX
CCRZX
RDLCX
CLQZX
RLCAX
RDCCX
CVQTX
CVQZX
NBICX
Fund Type
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
Fund Description
COLUMBIA LIFE GOAL BALANCED GROWTH FUND CLASS Z
COLUMBIA LIFE GOAL GROWTH FUND CLASS A
COLUMBIA LIFE GOAL GROWTH FUND CLASS C
COLUMBIA LIFE GOAL GROWTH FUND CLASS Z
COLUMBIA LIFE GOAL INCOME & GROWTH FUND CLASS A
COLUMBIA LIFE GOAL INCOME & GROWTH FUND CLASS C
COLUMBIA LIFE GOAL INCOME & GROWTH FUND CLASS Z
COLUMBIA LIFE GOAL INCOME FUND CLASS C
COLUMBIA LIFE GOAL INCOME FUND CLASS Z
COLUMBIA LIFEGOAL BALANCED GROWTH PORTFOLIO CLASS R
COLUMBIA LIFEGOAL GROWTH PORTFOLIO CLASS R
COLUMBIA LIFEGOAL INCOME & GROWTH PORTFOLIO CLASS R
COLUMBIA LIFEGOAL INCOME FUND CLASS A
COLUMBIA LIMITED DURATION BOND FUND CLASS C
COLUMBIA LIMITED DURATION CREDIT FUND CLASS Z
COLUMBIA LRGE CORE QUANTITATIVE FUND CLASS C
COLUMBIA MA INTERM MUNI BOND FUND CLASS A
COLUMBIA MA INTERM MUNI BOND FUND CLASS C
COLUMBIA MA INTERM MUNI BOND FUND CLASS T
COLUMBIA MA INTERM MUNI BOND FUND CLASS Z
COLUMBIA MA TAX EXEMPT FUND CLASS C
COLUMBIA MARISCO GROWTH FUND CLASS R
COLUMBIA MARISCO INT'L OPPORTUNITIES FUND CLASS R
COLUMBIA MARSICO 21ST CENTURY FUND CLASS C
COLUMBIA MARSICO 21ST CENTURY FUND CLASS R
COLUMBIA MARSICO 21ST CENTURY FUND CLASS Z
COLUMBIA MARSICO FLEXIBLE CAPITAL FUND CLASS A
COLUMBIA MARSICO FLEXIBLE CAPITAL FUND CLASS C
COLUMBIA MARSICO FLEXIBLE CAPITAL FUND CLASS R
COLUMBIA MARSICO FLEXIBLE CAPITAL FUND CLASS Z
COLUMBIA MARSICO FOCUSED EQUITIES FUND CLASS C
COLUMBIA MARSICO FOCUSED EQUITIES FUND CLASS Z
COLUMBIA MARSICO GLOBAL FUND CLASS A
COLUMBIA MARSICO GLOBAL FUND CLASS C
COLUMBIA MARSICO GROWTH FUND CLASS C
COLUMBIA MARSICO GROWTH FUND CLASS Z
COLUMBIA MARSICO INTERNATIONAL OPPORTUNITIES CL C
COLUMBIA MARSICO INTERNATIONAL OPPORTUNITIES CL Z
COLUMBIA MARYLAND INTERMEDIATE MUNI BOND FUND CLASS A
COLUMBIA MARYLAND INTERMEDIATE MUNI BOND FUND CLASS C
COLUMBIA MARYLAND INTERMEDIATE MUNI BOND FUND CLASS Z
COLUMBIA MASTERS INTERNATIONAL EQUITY FUND CLASS C
COLUMBIA MASTERS INTERNATIONAL EQUITY FUND CLASS R
COLUMBIA MASTERS INTERNATIONAL EQUITY FUND CLASS Z
COLUMBIA MID CAP GROWTH FUND CLASS C
COLUMBIA MID CAP GROWTH FUND CLASS R
COLUMBIA MID CAP GROWTH FUND CLASS Z
COLUMBIA MID CAP GROWTH OPPORTUNITY FUND CLASS C
COLUMBIA MID CAP GROWTH OPPORTUNITY FUND CLASS Z
COLUMBIA MID CAP INDEX FUND CLASS A
COLUMBIA MID CAP INDEX FUND CLASS Z
COLUMBIA MID CAP VALUE FUND CLASS C
COLUMBIA MID CAP VALUE FUND CLASS R
COLUMBIA MID CAP VALUE FUND CLASS Z
COLUMBIA MID CAP VALUE OPPORTUNITY FUND CLASS C
COLUMBIA MID CAP VALUE OPPORTUNITY FUND CLASS Z
COLUMBIA MINNESOTA TAX-EXEMPT FUND CLASS C
COLUMBIA MINNESOTA TAX-EXEMPT FUND CLASS Z
COLUMBIA MULTI- ADVISOR INTL EQUITY FUND CLASS A
COLUMBIA MULTI- ADVISOR INTL EQUITY FUND CLASS C
COLUMBIA MULTI- ADVISOR INT'L EQUITY FUND CLASS R
COLUMBIA MULTI- ADVISOR INTL EQUITY FUND CLASS Z
CUSIP
19765H768
19765H883
19765H867
19765H859
19765H503
19765H701
19765H800
19765H305
19765H404
19765M528
19765M536
19765M510
19765H107
19763T434
19763T384
19763T624
19765N708
19765N880
19765N864
19765N872
19765L215
19765M593
19765M551
19765J301
19765M585
19765J400
19763T376
19763T368
19763T343
19763T335
19765H248
19765H230
19765M288
19765M270
19765H198
19765H180
19765H644
19765H636
19765J624
19765J590
19765J582
19765M429
19765M411
19765M395
19765P273
19765P224
19765P232
19763T293
19763T244
19765J509
19765J608
19765J848
19765M619
19765J830
19766G306
19766G876
19763T160
19763T152
19765H719
19765H685
19765M569
19765H677
Page 31 of 185
Symbol
NBGPX
NLGIX
NLGCX
NGPAX
NLGAX
NIICX
NIPAX
NLFCX
CLGZX
CLBRX
CLGRX
CLIRX
NLFAX
RDCLX
CLDZX
RDCEX
LMIAX
LMICX
GMBAX
SEMAX
COMCX
CMWRX
CMORX
NMYCX
CMTRX
NMYAX
CCMAX
CCFCX
CCFRX
CCMZX
NFECX
NFEPX
COGAX
COGCX
NMICX
NGIPX
MCIOX
NMOAX
NMDMX
NMINX
NMDBX
CMTCX
CMERX
CMTZX
CMCCX
CMGRX
CLSPX
AESCX
CVOZX
NTIAX
NMPAX
CMUCX
CMVRX
NAMAX
AMVCX
CMOZX
RMTCX
CMNZX
NIIAX
NITRX
CIERX
NIEQX
Fund Type
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
Fund Description
COLUMBIA MULTI-ADVISOR INTERNATIONAL VALUE FUND CLASS C
COLUMBIA MULTI-ADVISOR INTERNATIONAL VALUE FUND CLASS Z
COLUMBIA MULTI-ADVISOR SMALL CAP VALUE FUND CL C
COLUMBIA MULTI-ADVISOR SMALL CAP VALUE FUND CL Z
COLUMBIA NC INTERMEDIATE MUNI BOND FUND CLASS A
COLUMBIA NC INTERMEDIATE MUNI BOND FUND CLASS C
COLUMBIA NC INTERMEDIATE MUNI BOND FUND CLASS Z
COLUMBIA NEW YORK TAX EXEMPT FUND CLASS C
COLUMBIA NY INTERM MUNICIPAL BOND FUND CLASS A
COLUMBIA NY INTERM MUNICIPAL BOND FUND CLASS C
COLUMBIA NY INTERM MUNICIPAL BOND FUND CLASS Z
COLUMBIA OR INTERM MUNICIPAL BOND FUND CLASS A
COLUMBIA OR INTERM MUNICIPAL BOND FUND CLASS Z
COLUMBIA OREGON INTERMEDIATE MUNI BOND FUND CLASS C
COLUMBIA PACIFIC ASIA FUND CLASS C
COLUMBIA PACIFIC/ ASIA FUND CLASS Z
COLUMBIA PACIFIC/ASIA FUND CLASS A
COLUMBIA PORTFOLIO BUILDER AGGRESSIVE FUND CLASS C
COLUMBIA PORTFOLIO BUILDER AGGRESSIVE FUND CLASS R
COLUMBIA PORTFOLIO BUILDER AGGRESSIVE FUND CLASS Z
COLUMBIA PORTFOLIO BUILDER CONSERVATIVE FD CL C
COLUMBIA PORTFOLIO BUILDER MODERATE AGGRESSIVE FUND CL C
COLUMBIA PORTFOLIO BUILDER MODERATE AGGRESSIVE FUND CL R
COLUMBIA PORTFOLIO BUILDER MODERATE AGGRESSIVE FUND CL Z
COLUMBIA PORTFOLIO BUILDER MODERATE CONSERVATIVE FD CL C
COLUMBIA PORTFOLIO BUILDER MODERATE CONSERVATIVE FUND CLASS R
COLUMBIA PORTFOLIO BUILDER MODERATE CONSERVATIVE FUND CLASS Z
COLUMBIA PORTFOLIO BUILDER MODERATE FUND CLASS C
COLUMBIA PORTFOLIO BUILDER MODERATE FUND CLASS R
COLUMBIA PORTFOLIO BUILDER MODERATE FUND CLASS Z
COLUMBIA REAL ESTATE EQUITY FUND CLASS C
COLUMBIA REAL ESTATE EQUITY FUND CLASS Z
COLUMBIA RECOVERY AND INFRASTRUCTURE FUND CLASS A
COLUMBIA RECOVERY AND INFRASTRUCTURE FUND CLASS C
COLUMBIA RECOVERY AND INFRASTRUCTURE FUND CLASS Z
COLUMBIA RETIREMENT PLUS 2010 FUND CLASS C
COLUMBIA SC INTERMEDIATE MUNI BOND FUND CL C
COLUMBIA SC INTERMEDIATE MUNI BOND FUND CLASS A
COLUMBIA SC INTERMEDIATE MUNI BOND FUND CLASS Z
COLUMBIA SELECT LARGE CAP GROWTH FUND CLASS A
COLUMBIA SELECT LARGE CAP GROWTH FUND CLASS C
COLUMBIA SELECT LARGE CAP GROWTH FUND CLASS Z
COLUMBIA SELECT LARGE CAP VALUE FUND CLASS Z
COLUMBIA SELECT LARGE-CAP VALUE FUND CLASS A
COLUMBIA SELECT LARGE-CAP VALUE FUND CLASS C
COLUMBIA SELECT SMALL CAP FUND CLASS A
COLUMBIA SELECT SMALL CAP FUND CLASS C
COLUMBIA SELECT SMALL CAP FUND CLASS Z
COLUMBIA SELECT SMALLER CAP VALUE FUND CLASS Z
COLUMBIA SELECT SMALLER-CAP VALUE FUND CLASS A
COLUMBIA SELECT SMALLER-CAP VALUE FUND CLASS C
COLUMBIA SELIGMAN COMMUNICATIONS AND INFORMATION FUND CLASS A
COLUMBIA SELIGMAN COMMUNICATIONS AND INFORMATION FUND CLASS C
COLUMBIA SELIGMAN COMMUNICATIONS AND INFORMATION FUND CLASS R
COLUMBIA SELIGMAN COMMUNICATIONS AND INFORMATION FUND CLASS Z
CUSIP
19766G751
19766G728
19766G686
19766G629
19765J483
19765J467
19765J459
19765L173
19765N773
19765N757
19765N740
19765P422
19765P372
19765P398
19765Y738
19765Y720
19765Y746
19766G587
19766G579
19766G553
19766G520
19766G454
19766G447
19766G421
19766G389
19766G371
19766G355
19766G322
19766G314
19766G280
19765P562
19765P547
19766G272
19766G256
19766G199
19766H205
19766H601
19766H874
19766H833
19766H783
19766H742
19766H692
19766H650
19765J558
19765J574
19765J541
19765Y712
19765Y696
19765Y688
19766H528
19766H619
19766H585
19765Y621
19765Y613
19765Y589
19766H437
19766H510
19766H486
19766H429
19766H395
19766H379
19766H338
Page 32 of 185
Symbol
APICX
CMVZX
APVCX
CMAZX
NNCIX
NNINX
NNIBX
CNYCX
LNYAX
LNYCX
GNYTX
COEAX
CMBFX
CORCX
CASCX
USPAX
CASAX
RBGCX
CPARX
CPAZX
RPCCX
AGECX
CBARX
CBAZX
RBMCX
CPMRX
CPMZX
AMTCX
CBMRX
CBMZX
CRECX
CREEX
RRIAX
RRICX
CRIZX
CRTCX
CRPCX
CRUCX
CRLCX
CRRCX
CRPZX
CRWCX
CRFCX
NSICX
NSCIX
NSCMX
ELGAX
ELGCX
UMLGX
CSVZX
SLVAX
SVLCX
ESCAX
ESCCX
UMLCX
CSSZX
SSCVX
SVMCX
SLMCX
SCICX
SCIRX
CCIZX
Fund Type
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COLUMBIA FUNDS
COMMERCE FUNDS
COMMERCE FUNDS
COMMERCE FUNDS
COMMERCE FUNDS
COMMERCE FUNDS
COMMERCE FUNDS
COMMERCE FUNDS
COMMONWEALTH FUNDS
COMMONWEALTH FUNDS
COMMONWEALTH FUNDS
COMMONWEALTH FUNDS
CONESTOGA FUNDS
CONESTOGA FUNDS
CONGRESS FUND
CONGRESS FUND
CONGRESSIONAL EFFECT FUND
CONGRESSIONAL EFFECT FUND
CONTRAVISORY FUNDS
CONTRAVISORY FUNDS
COOKSON PEIRCE FUNDS
COPELAND FUNDS
CORNERCAP FUNDS
CORNERCAP FUNDS
CRA FUNDS
Fund Description
COLUMBIA SELIGMAN GLOBAL TECH CLASS A
COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND CLASS Z
COLUMBIA SELIGMAN TECHNOLOGY FUND CLASS C
COLUMBIA SHORT TERM BOND FUND CLASS A
COLUMBIA SHORT TERM BOND FUND CLASS C
COLUMBIA SHORT TERM BOND FUND CLASS Z
COLUMBIA SHORT TERM MUNICIPAL BOND FD CL C 19765L843 EFF 9/25/06
COLUMBIA SHORT TERM MUNICIPAL BOND FD CL Z
COLUMBIA SHORT TERM MUNICIPAL BOND FUND CLASS A
COLUMBIA SMALL CAP CORE FUND CLASS C
COLUMBIA SMALL CAP CORE FUND CLASS Z
COLUMBIA SMALL CAP INDEX FUND CLASS A
COLUMBIA SMALL CAP INDEX FUND CLASS Z
COLUMBIA SMALL CAP VALUE FUND CLASS R
COLUMBIA STRATEGIC ALLOCATION FUND CLASS C
COLUMBIA STRATEGIC ALLOCATION FUND CLASS Z
COLUMBIA STRATEGIC INCOME FUND CLASS C
COLUMBIA STRATEGIC INCOME FUND CLASS R
COLUMBIA STRATEGIC INCOME FUND CLASS Z
COLUMBIA STRATEGIC INVESTOR FUND CL C
COLUMBIA STRATEGIC INVESTOR FUND CLASS Z
COLUMBIA TAX EXEMPT FUND CLASS C
COLUMBIA TAX EXEMPT FUND CLASS Z
COLUMBIA TECHNOLOGY FD CL C
COLUMBIA TECHNOLOGY FD CL Z
COLUMBIA THERMOSTAT FUND CLASS C
COLUMBIA THERMOSTAT FUND CLASS Z
COLUMBIA U.S. GOVERNMENT MORTGAGE FUND CL C
COLUMBIA U.S. GOVERNMENT MORTGAGE FUND CLASS Z
COLUMBIA U.S. TREASURY INDEX FUN CLASS C
COLUMBIA U.S. TREASURY INDEX FUN CLASS Z
COLUMBIA U.S. TREASURY INDEX FUND CLASS A
COLUMBIA VALUE AND RESTRUCTURING FUND CLASS A
COLUMBIA VALUE AND RESTRUCTURING FUND CLASS C
COLUMBIA VALUE AND RESTRUCTURING FUND CLASS Z
COLUMBIA VIRGINA INTERMEDIATE MUNI BOND FUND CLASS Z
COLUMBIA VIRGINIA INTERMEDIATE MUNI BOND FUND CLASS A
COLUMBIA VIRGINIA INTERMEDIATE MUNI BOND FUND CLASS C
COMMERCE BOND INSTITUTIONAL FUND
COMMERCE GROWTH INSTITUTIONAL FUND
COMMERCE KS TAX FREE INTERMEDIATE BOND FUND INST CLASS
COMMERCE MID CAP INSTITUTIONAL FUND
COMMERCE MISSOURI TAX-FREE BOND FUND INST. CLASS
COMMERCE NATIONAL TAX-FREE INST FUND
COMMERCE SHORT TERM GOVERNMENT INSTITUTIONAL FUND
COMMONWEALTH AUSTRALIA/NEW ZEALAND FUND
COMMONWEALTH GLOBAL FUND
COMMONWEALTH JAPAN FUND
COMMONWEALTH REAL ESTATE SECURITIES FUND
CONESTOGA INSTITUTIONAL ADVISORS LARGECAP FD
CONESTOGA SMALL CAP FUND
CONGRESS LARGE CAP GROWTH FUND CLASS I
CONGRESS LARGE CAP GROWTH FUND CLASS R
CONGRESSIONAL EFFECT FUND INVESTOR CLASS
CONGRESSIONAL EFFECT FUND SERVICE CLASS
CONTRAVISORY STRATEGIC EQUITY FUND INSTITUTIONAL CLASS
CONTRAVISORY STRATEGIC EQUITY FUND INVESTOR CLASS
COOKSON PEIRCE EQUITY FUND
COPELAND RISK MANAGED DIVIDEND GROWTH FUND CLASS A
CORNERCAP BALANCED FUND
CORNERCAP SMALL-CAP VALUE FUND
CRA QUALIFIED INVESTMENT FUND
CUSIP
19766H320
19766H247
19766H296
19765H396
19765H370
19765H362
19765J335
19765J327
19765J350
19765P828
19765P810
19765J822
19765J814
19766D550
19766H197
19766H155
19765L876
19766D543
19765L694
19765P182
19765P166
19765L835
19765L629
19765P513
19765P489
197199730
197199722
19766J300
19766J607
19765N625
19765N617
19765N641
19765Y548
19765Y530
19765Y514
19765J368
19765J392
19765J376
200626208
200626406
200626786
200626505
200626802
200626703
200626109
203042205
203042304
203042106
203042403
207019209
207019100
74316J789
742935216
207267105
207267204
74316J748
74316J730
89833W105
279809107
218920106
21922Q103
204029102
Page 33 of 185
Symbol
SHGTX
CSGZX
SHTCX
NSTRX
NSTIX
NSTMX
NSMUX
NSMIX
NSMMX
LSMCX
SMCEX
NMSAX
NMSCX
CSVRX
RSSCX
CSAZX
CLSCX
CSNRX
LSIZX
CSRCX
CSVFX
COLCX
CTEZX
CTHCX
CMTFX
CTFDX
COTZX
AUGCX
CUGZX
LUTCX
IUTIX
LUTAX
EVRAX
EVRCX
UMBIX
NVABX
NVAFX
NVRCX
CFBNX
CFGRX
KTXIX
CFAGX
CFMOX
CFNLX
CFSTX
CNZLX
CNGLX
CNJFX
CNREX
IALFX
CCASX
CMLIX
CAMLX
CEFFX
CEFRX
CSSFX
CSEFX
CPEQX
N/A
CBLFX
CSCVX
CRAIX
Fund Type
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
CRA FUNDS
CRA FUNDS
CRAWFORD FUNDS
CRAWFORD FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CREDIT SUISSE FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CRM FUNDS
CROFT FUNDS
CROFT FUNDS
CULLEN FUNDS
CULLEN FUNDS
CULLEN FUNDS
CULLEN FUNDS
CULLEN FUNDS
CULLEN FUNDS
CULLEN FUNDS
CULLEN FUNDS
CULLEN FUNDS
CUSHING FUNDS
CUTLER FUNDS
CWC FUNDS
CWC FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
Fund Description
CRA QUALIFIED INVESTMENT FUND INSTITUTIONAL CLASS
CRA QUALIFIED INVESTMENT FUND RETAIL SHARES
CRAWFORD DIVIDEND GROWTH FUND CLASS C
CRAWFORD DIVIDEND GROWTH FUND CLASS I
CREDIT SUISS TRUST COMMODITY RETURN STRATEGY PORTFOLIO
CREDIT SUISSE COMMODITY RETURN STRAT FD COMMON CL
CREDIT SUISSE COMMODITY RETURN STRATEGY FUND CL C
CREDIT SUISSE FLOATING RATE HIGH INCOME FUND CLASS B
CREDIT SUISSE FLOATING RATE HIGH INCOME FUND CLASS C
CREDIT SUISSE FLOATING RATE HIGH INCOME FUND COMMON SHARES
CREDIT SUISSE LARGE CAP BLEND FUND CLASS B
CREDIT SUISSE LARGE CAP BLEND FUND CLASS C
CREDIT SUISSE LARGE CAP BLEND FUND COMMON CLASS
CREDIT SUISSE LARGE CAP BLEND II FUND CLASS B
CREDIT SUISSE LARGE CAP BLEND II FUND CLASS C
CREDIT SUISSE LARGE CAP BLEND II FUND COMMON SHARES
CRM ALL CAP VALUE FUND INSTITUTIONAL CLASS
CRM ALL CAP VALUE FUND INVESTOR CLASS
CRM GLOBAL OPPORTUNITY FUND INSTITUTIONAL CLASS
CRM GLOBAL OPPORTUNITY FUND INVESTOR CLASS
CRM INTERNATIONAL OPPORTUNITY FUND INSTITUTIONAL CLASS
CRM INTERNATIONAL OPPORTUNITY FUND INVESTOR CLASS
CRM LARGE CAP OPPORTUNITY FUND INSTITUTIONAL CLASS
CRM MID CAP VALUE INVESTOR SHARES
CRM MID/LARGE CAP VALUE FUND INVESTOR CLASS
CRM SMALL CAP VALUE FD INST'L SHARES
CRM SMALL CAP VALUE FD INVESTOR SHARES
CRM SMALL/MID CAP VALUE FUND INSTITUTIONAL CLASS
CRM SMALL/MID CAP VALUE FUND INVESTOR SHARES
CROFT-LEOMINSTER INCOME FUND
CROFT-LEOMINSTER VALUE FUND
CULLEN FDS HIGH DIVIDEND EQUITY FUND CLASS C
CULLEN HIGH DIVIDEND EQUITY FUND
CULLEN HIGH DIVIDEND EQUITY FUND CLASS I
CULLEN INTERNATIONAL HIGH DIVIDEND FD CLASS C
CULLEN INTERNATIONAL HIGH DIVIDEND FD RETAIL
CULLEN INTERNATIONAL HIGH DIVIDEND FUND INSTITUTIONAL CLASS
CULLEN SMALL CAP VALUE CLASS C
CULLEN SMALL CAP VALUE FUND INSTITUTIONAL CLASS
CULLEN SMALL CAP VALUE FUND RETAIL CLASS
CUSHING MLP PREMIER FUND CLASS C
CUTLER EQUITY FUND
CWC SMALL CAP AGGRESSIVE VALUE FD
CWC SMALL CAP AGGRESSIVE VALUE FUND INSTITUTIONAL CLASS
DAVIS APPRECIATION & INCOME FUND CLASS A
DAVIS APPRECIATION & INCOME FUND CLASS B
DAVIS APPRECIATION & INCOME FUND CLASS C
DAVIS APPRECIATION & INCOME FUND CLASS Y
DAVIS FINANCIAL FUND CLASS A
DAVIS FINANCIAL FUND CLASS B
DAVIS FINANCIAL FUND CLASS C
DAVIS FINANCIAL VALUE CLASS Y
DAVIS GLOBAL FD CLASS A
DAVIS GLOBAL FUND CLASS B
DAVIS GLOBAL FUND CLASS C
DAVIS GLOBAL FUND CLASS Y
DAVIS GOVERNMENT BOND CLASS A
DAVIS GOVERNMENT BOND CLASS B
DAVIS GOVERNMENT BOND CLASS Y
DAVIS GOVERNMENT BOND FUND CLASS C
DAVIS INTERNATIONAL FUND CLASS A
DAVIS INTERNATIONAL FUND CLASS B
CUSIP
204029201
204029300
90470K818
90470K826
22544K888
22544R305
22544R206
22540S869
22540S851
22540S836
22543F401
22543F500
22543F104
22540Y858
22540Y841
22540Y833
12626X833
12626X841
12628J501
12628J600
12628J709
12628J808
12628J105
92934R777
12628J204
92934R785
92934R793
92934R116
92934R124
227061207
227061108
230001307
230001208
230001406
230001604
230001505
230001703
230001844
230001836
230001851
23162P209
232213207
66537V120
66537V112
239103880
239103872
239103732
239103773
239103500
239103609
239103740
239103815
239080872
239080864
239080856
239080849
239103708
239103807
239103799
239103757
239080831
239080823
Page 34 of 185
Symbol
CRANX
CRATX
CDGCX
CDGIX
CCRSX
CRSOX
CRSCX
CHOBX
CHICX
CSHIX
CFFBX
CFFCX
WFDCX
WSCBX
CCPCX
CSWCX
CRIEX
CRMEX
CRIWX
CRMWX
CRIIX
CRMIX
CRIGX
CRMMX
CRMGX
CRISX
CRMSX
CRIAX
CRMAX
CLINX
CLVFX
CHVCX
CHDEX
CHDVX
CIHCX
CIHDX
CIHIX
CUSCX
CUSIX
CUSRX
CSHCX
CALEX
CWCRX
CWCIX
RPFCX
DCSBX
DCSCX
DCSYX
RPFGX
DFIBX
DFFCX
DVFYX
DGFAX
DGFBX
DGFCX
DGFYX
RFBAX
VRPFX
DGVYX
DGVCX
DILAX
DILBX
Fund Type
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DAVIS FUNDS
DEAN FUNDS
DEAN FUNDS
DEL REY FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
Fund Description
DAVIS INTERNATIONAL FUND CLASS C
DAVIS INTERNATIONAL FUND CLASS Y
DAVIS NEW YORK VENTURE CLASS A
DAVIS NEW YORK VENTURE CLASS B
DAVIS NEW YORK VENTURE CLASS C
DAVIS NEW YORK VENTURE CLASS Y
DAVIS OPPORTUNITY FUND CLASS A
DAVIS OPPORTUNITY FUND CLASS B
DAVIS OPPORTUNITY FUND CLASS C
DAVIS OPPORTUNITY FUND CLASS Y
DAVIS REAL ESTATE CLASS A
DAVIS REAL ESTATE CLASS B
DAVIS REAL ESTATE CLASS Y
DAVIS REAL ESTATE FUND CLASS C
DEAN MID CAP VALUE FUND CLASS A
DEAN SMALL CAP FUND CLASS A
DEL REY MONARCH FUND CLASS I
DELAWARE CORE BOND CLASS C
DELAWARE CORE BOND FUND CLASS A
DELAWARE CORE PLUS BOND FUND CLASS A
DELAWARE CORE PLUS BOND FUND CLASS C
DELAWARE CORE PLUS BOND FUND CLASS I
DELAWARE CORE PLUS BOND FUND CLASS R
DELAWARE CORPORATE BOND FUND CLASS A
DELAWARE CORPORATE BOND FUND CLASS C
DELAWARE CORPORATE BOND FUND CLASS R
DELAWARE CORPORATE BOND FUND INST'L CLASS
DELAWARE DIVERSIFIED FLOATING RATE FUND CLASS A
DELAWARE DIVERSIFIED FLOATING RATE FUND CLASS C
DELAWARE DIVERSIFIED FLOATING RATE FUND CLASS I
DELAWARE DIVERSIFIED FLOATING RATE FUND CLASS R
DELAWARE DIVERSIFIED INCOME FUND CLASS A
DELAWARE DIVERSIFIED INCOME FUND CLASS C
DELAWARE DIVERSIFIED INCOME FUND CLASS I
DELAWARE DIVERSIFIED INCOME FUND CLASS R
DELAWARE DIVIDEND INCOME FUND (INSTITUTIONAL CLASS)
DELAWARE DIVIDEND INCOME FUND CLASS A
DELAWARE DIVIDEND INCOME FUND CLASS C
DELAWARE DIVIDEND INCOME FUND CLASS R
DELAWARE EMERGING MARKETS FUND (INSTITUTIONAL CLASS)
DELAWARE EMERGING MARKETS FUND CLASS A
DELAWARE EMERGING MARKETS FUND CLASS C
DELAWARE EMERGING MARKETS FUND CLASS R
DELAWARE EXTENDED DURATION BOND FUND CLASS A
DELAWARE EXTENDED DURATION BOND FUND CLASS C
DELAWARE EXTENDED DURATION BOND FUND INST'L CLASS
DELAWARE FOCUS GLOBAL GROWTH FUND CLASS A
DELAWARE FOCUS GLOBAL GROWTH FUND CLASS R
DELAWARE FOUNDATION CONSERVATIVE ALLOC FUND CLASS I
DELAWARE FOUNDATION CONSERVATIVE ALLOCATION FUND CL A
DELAWARE FOUNDATION CONSERVATIVE ALLOCATION FUND CL C
DELAWARE FOUNDATION GROWTH ALLOCATION FUND CLASS A
DELAWARE FOUNDATION GROWTH ALLOCATION FUND CLASS C
DELAWARE FOUNDATION MODERATE ALLOCATION FUND CLASS A
DELAWARE FOUNDATION MODERATE ALLOCATION FUND CLASS C
DELAWARE FOUNDATION MODERATE ALLOCATION FUND CLASS I
DELAWARE GLOBAL REAL ESTATE SECURITIES FD CL A
DELAWARE GLOBAL REAL ESTATE SECURITIES FD CL C
DELAWARE GLOBAL REAL ESTATE SECURITIES FD CL I
DELAWARE GLOBAL REAL ESTATE SECURITIES FD CL R
DELAWARE GLOBAL VALUE FUND CL A
DELAWARE GLOBAL VALUE FUND CLASS C
CUSIP
239080815
239080799
239080104
239080203
239080302
239080401
239103104
239103203
239103765
239103831
239103302
239103401
239103823
239103724
90470K321
90470K313
245330204
245908694
245908710
246094205
246094700
246094502
246094809
245908785
245908769
245908744
245908751
245908660
245908652
245908637
245908645
246248744
246248595
246248587
246248553
24610B404
24610B107
24610B305
24610B842
245914817
245914841
245914825
245914569
245908835
245908819
245908793
246118541
246118525
245918404
245918107
245918305
245918883
245918867
245918503
245918701
245918800
24610D103
24610D202
24610D400
24610D301
245914718
245914684
Page 35 of 185
Symbol
DILCX
DILYX
NYVTX
NYVBX
NYVCX
DNVYX
RPEAX
RPFEX
DGOCX
DGOYX
RPFRX
DREBX
DREYX
DRECX
DALCX
DASCX
N/A
DCBCX
DPFIX
DEGGX
DUGCX
DUGIX
DUGRX
DGCAX
DGCCX
DGCRX
DGCIX
DDFAX
DDFCX
DDFLX
DDFFX
DPDFX
DPCFX
DPFFX
DPRFX
DDIIX
DDIAX
DDICX
DDDRX
DEMIX
DEMAX
DEMCX
DEMRX
DEEAX
DEECX
DEEIX
DGGAX
DGGRX
DFIIX
DFIAX
DFICX
DFGAX
DFGCX
DFBAX
DFBCX
DFFIX
DLRAX
DLRCX
DLRIX
DLRRX
DABAX
DABCX
Fund Type
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
Fund Description
DELAWARE GLOBAL VALUE FUND CLASS I
DELAWARE HEALTHCARE FUND CLASS I
DELAWARE HEALTHCARE FUNDS CLASS A
DELAWARE HEALTHCARE FUNDS CLASS C
DELAWARE HEALTHCARE FUNDS CLASS R
DELAWARE HIGH YIELD OPPORTUNITIES FUND CLASS A
DELAWARE HIGH YIELD OPPORTUNITIES FUND CLASS C
DELAWARE HIGH YIELD OPPORTUNITY FUND CLASS R
DELAWARE HIGH-YIELD OPPORTUNITIES FUND (INSTITUTIONAL CLASS)
DELAWARE INFLATION PROTECTED BOND FUND CLASS A
DELAWARE INFLATION PROTECTED BOND FUND INSTITUTIONAL CLASS
DELAWARE INFLATION PROTECTION BOND FUND CLASS C
DELAWARE INTERNATIONAL VALUE EQUITY FUND CLASS A
DELAWARE INTERNATIONAL VALUE EQUITY FUND CLASS C
DELAWARE INTERNATIONAL VALUE EQUITY FUND CLASS I
DELAWARE INT'L VALUE EQUITY FUND CLASS R
DELAWARE LARGE CAP VALUE FUND CLASS A
DELAWARE LARGE CAP VALUE FUND CLASS C
DELAWARE LARGE CAP VALUE FUND CLASS I
DELAWARE LIMITED- TERM DIVERSIFIED INCOME FUND CLASS A
DELAWARE LIMITED- TERM DIVERSIFIED INCOME FUND CLASS C
DELAWARE LIMITED- TERM DIVERSIFIED INCOME FUND CLASS I
DELAWARE LIMITED-TERM DIVERS INCOME FUND CLASS R
DELAWARE MACQUARIE GLOBAL INFRASTRUCTURE FUND CLASS A
DELAWARE MACQUARIE GLOBAL INFRASTRUCTURE FUND CLASS C
DELAWARE MID CAP VALUE FUND CLASS C
DELAWARE MID CAP VALUE FUND CLASS I
DELAWARE MID CAP VALUE FUND CLASS R
DELAWARE MIDCAP VALUE FUND CLASS A
DELAWARE MINNESOTA HIGH YIELD MUNI BOND FUND CLASS A
DELAWARE MINNESOTA HIGH YIELD MUNI BOND FUND CLASS C
DELAWARE NATIONAL HIGH YIELD MUNI BOND FUND CLASS A
DELAWARE NATIONAL HIGH YIELD MUNI BOND FUND CLASS C
DELAWARE NATIONAL HIGH YIELD MUNICIPAL BOND FUND INSTITUTIONAL CLASS
DELAWARE REAL ESTATE INVESTMENT TRUST CLASS A
DELAWARE REAL ESTATE INVESTMENT TRUST CLASS C
DELAWARE REIT FUND INSTITUTIONAL CLASS
DELAWARE SELECT GROWTH FUND (INSTITUTIONAL CLASS)
DELAWARE SELECT GROWTH FUND CLASS A
DELAWARE SELECT GROWTH FUND CLASS C
DELAWARE SMALL CAP CORE FUND CLASS A
DELAWARE SMALL CAP CORE FUND CLASS C
DELAWARE SMALL CAP VALUE FUND CLASS A
DELAWARE SMALL CAP VALUE FUND CLASS C
DELAWARE SMALL CAP VALUE FUND CLASS R
DELAWARE SMALL-CAP VALUE FUND (INSTITUTIONAL CLASS)
DELAWARE SMID CAP GROWTH FUND CLASS A
DELAWARE SMID CAP GROWTH FUND CLASS C
DELAWARE SMID CAP GROWTH FUND INSTITUTIONAL CLASS
DELAWARE TAX FREE CALIFORNIA FUND CLASS C
DELAWARE TAX FREE PENNSYLVANIA FD CL A
DELAWARE TAX FREE PENNSYLVANIA FD CL C
DELAWARE TAX FREE USA FUND CLASS A
DELAWARE TAX FREE USA FUND CLASS C
DELAWARE TAX FREE USA INTERM FD CL A
DELAWARE TAX FREE USA INTERM FD CL C
DELAWARE TAX-FREE ARIZONA FUND CLASS A
DELAWARE TAX-FREE ARIZONA FUND CLASS C
DELAWARE TAX-FREE CALIFORNIA FUND CLASS A
DELAWARE TAX-FREE COLORADO FD CLASS A
DELAWARE TAX-FREE COLORADO FD CLASS C
DELAWARE TAX-FREE IDAHO FUND CLASS A
Page 36 of 185
CUSIP
245914676
24610E408
24610E101
24610E200
24610E309
245908876
245908850
245908736
245908843
246094882
246094858
246094866
245914106
245914858
245914403
245914577
245907100
245907704
245907407
245912308
245912704
245912506
245912803
245914551
245914544
246093850
246093835
246093843
246093868
928928316
928928282
928928241
928928225
24610H302
246248868
246248793
246248777
928931757
928931104
928931203
24610B883
24610B867
246097109
246097406
246097505
246097208
245906102
245906409
245906201
928928795
233216100
233216308
245909106
245909700
245909304
245909882
928916204
928916501
928928829
928920107
92907R101
928928704
Symbol
DABIX
DLHIX
DLHAX
DLHCX
DLRHX
DHOAX
DHOCX
DHIRX
DHOIX
DIPAX
DIPIX
DIPCX
DEGIX
DEGCX
DEQIX
DIVRX
DELDX
DECCX
DEDIX
DTRIX
DTICX
DTINX
DLTRX
DMGAX
DMGCX
DLMCX
DLMIX
DLMRX
DLMAX
DVMHX
DVMMX
CXHYX
DVHCX
DVHIX
DPREX
DPRCX
DPRSX
VAGGX
DVEAX
DVECX
DCCAX
DCCCX
DEVLX
DEVCX
DVLRX
DEVIX
DFCIX
DEEVX
DFDIX
DVFTX
DELIX
DPTCX
DMTFX
DUSCX
DMUSX
DUICX
VAZIX
DVACX
DVTAX
VCTFX
DVCTX
VIDAX
Fund Type
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE FUNDS
DELAWARE OPTIMUM FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIAMOND HILL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
Fund Description
DELAWARE TAX-FREE IDAHO FUND CLASS C
DELAWARE TAX-FREE MINNESOTA FD CLASS A
DELAWARE TAX-FREE MINNESOTA FD CLASS C
DELAWARE TAX-FREE MINNESOTA INTERM FD CLASS A
DELAWARE TAX-FREE MINNESOTA INTERM FD CLASS C
DELAWARE TAX-FREE NEW YORK FD CLASS A
DELAWARE TAX-FREE NEW YORK FD CLASS C
DELAWARE TAX-FREE USA FUND INSTITUTIONAL CLASS
DELAWARE TAX-FREE USA INTERMEDIATE FD INSTITUTIONAL CL
DELAWARE U.S. GROWTH FUND (INSTITUTIONAL CLASS)
DELAWARE U.S. GROWTH FUND CLASS A
DELAWARE U.S. GROWTH FUND CLASS C
DELAWARE U.S. GROWTH FUND CLASS R
DELAWARE VALUE FUND CLASS A
DELAWARE VALUE FUND CLASS C
DELAWARE VALUE FUND CLASS I
DELAWARE VALUE FUND CLASS R
DELEWARE FOCUS GLOBAL GROWTH FUND CLASS C
DELEWARE FOCUS GLOBAL GROWTH FUND CLASS I
DELWARE MACQUARIE GLOBAL INFRASTRUCTURE FUND CLASS I
DELAWARE OPTIMUM FIXED INCOME FUND CLASS A
DELAWARE OPTIMUM FIXED INCOME FUND CLASS C
DELAWARE OPTIMUM FIXED INCOME FUND CLASS I
DELAWARE OPTIMUM INTERNATIONAL FUND CLASS A
DELAWARE OPTIMUM INTERNATIONAL FUND CLASS C
DELAWARE OPTIMUM INTERNATIONAL FUND CLASS I
DELAWARE OPTIMUM LARGE CAP GROWTH FUND CLASS A
DELAWARE OPTIMUM LARGE CAP GROWTH FUND CLASS C
DELAWARE OPTIMUM LARGE CAP GROWTH FUND CLASS I
DELAWARE OPTIMUM LARGE CAP VALUE FUND CLASS A
DELAWARE OPTIMUM LARGE CAP VALUE FUND CLASS C
DELAWARE OPTIMUM LARGE CAP VALUE FUND CLASS I
DELAWARE OPTIMUM SMALL CAP GROWTH FUND CLASS I
DELAWARE OPTIMUM SMALL-MID CAP GROWTH FUND CLASS A
DELAWARE OPTIMUM SMALL-MID CAP GROWTH FUND CLASS C
DELAWARE OPTIMUM SMALL-MID CAP VALUE FUND CLASS A
DELAWARE OPTIMUM SMALL-MID CAP VALUE FUND CLASS C
DELAWARE OPTIMUM SMALL-MID CAP VALUE FUND CLASS I
DIAMOND HILL FINANCIAL LONG SHORT FUND CLASS C
DIAMOND HILL FINANCIAL LONG- SHORT FUND CLASS I
DIAMOND HILL LARGE CAP FUND CLASS I
DIAMOND HILL LARGE-CAP FUND CLASS C
DIAMOND HILL LONG-SHORT FUND CLASS C
DIAMOND HILL LONG-SHORT FUND CLASS I
DIAMOND HILL SELECT FUND CLASS C
DIAMOND HILL SELECT FUND CLASS I
DIAMOND HILL SMALL CAP FUND CLASS I
DIAMOND HILL SMALL- MID CAP FUND CLASS I
DIAMOND HILL SMALL-CAP FUND CLASS C
DIAMOND HILL SMALL-MID CAP FUND CLASS C
DIAMOND HILL STRATEGIC INCOME FUND CLASS C
DIAMOND HILL STRATEGIC INCOME FUND CLASS I
AAM/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO
AAM/DFA TWO YEAR FIXED INCOME PORTFOLIO
AAM/DFA TWO-YEAR GOVERNMENT PORTFOLIO
AAM/DFA U.S. HIGH BOOK TO MARKET PORTFOLIO
DFA CALIFORNIA SHORT-TERM MUNI BOND PORTFOLIO
DFA COMMODITY STRATEGY FUND
DFA CONTINENTAL SMALL-COMPANY FUND INSTITUTIONAL CLASS
DFA EMERGING MARKETS CORE EQUITY PORTFOLIO INSTITUTIONAL CLASS
DFA EMERGING MARKETS FUND INSTITUTIONAL CLASS
DFA EMERGING MARKETS SMALL-CAP PORTFLIO FUND INSTITUTIONAL CLASS
Page 37 of 185
CUSIP
928928803
928918101
928918408
928930106
928930205
928928274
928928258
24610H104
24610H203
245917802
245917505
245917703
245917711
24610C881
24610C865
24610C857
245907860
246118533
246118517
245914536
246118681
246118665
246118657
246118731
246118715
246118699
246118707
246118889
246118871
246118863
246118848
246118830
246118780
246118822
246118798
246118772
246118756
246118749
25264S205
25264S825
25264S841
25264S601
25264E107
25264S833
25264S767
25264S759
25264S858
25264S783
25264K103
25264S791
25264S874
25264S866
233203793
25434D872
25434D864
25434D880
233203330
23320G463
233203702
233203421
233203785
233203611
Symbol
DVICX
DEFFX
DMOCX
DXCCX
DVSCX
FTNYX
DVFNX
DTFIX
DUSIX
DEUIX
DUGAX
DEUCX
DEURX
DDVAX
DDVCX
DDVIX
DDVRX
DGGCX
DGGIX
DMGIX
OAFIX
OCFIX
OIFIX
OAIEX
OCIEX
OIIEX
OALGX
OCLGX
OILGX
OALVX
OCLVX
OILVX
OISGX
OASGX
OCSGX
OASVX
OCSVX
OISVX
BSGCX
DHFSX
DHLRX
DHLCX
DHFCX
DHLSX
DHTCX
DHLTX
DHSIX
DHMIX
DHSMX
DHMCX
DSICX
DHSTX
DFHBX
DFCFX
DFYGX
DFBMX
DFCMX
DCMSX
DFCSX
DFCEX
DFEMX
DEMSX
Fund Type
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIMENSIONAL FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
Fund Description
DFA EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO FD
DFA EMERGING MARKETS VALUE FUND INSTITUTIONAL CLASS
DFA ENHANCED U.S. LARGE-COMPANY FUND INSTITUTIONAL CLASS
DFA FIVE YEAR GLOBAL FIXED-INCOME FUND INSTITUTIONAL CLASS
DFA GLOBAL 25/75 PORTFOLIO INSTITUTIONAL CLASS
DFA GLOBAL 60/40 PORTFOLIO CLASS I
DFA GLOBAL EQUITY PORTFOLIO CLASS I
DFA GLOBAL EQUITY PORTFOLIO CLASS R
DFA GLOBAL REAL ESTATE SECURITIES PORTFOLIO
DFA INFLATION - PROTECTED SECURITY PORTFOLIO INST'L CL
DFA INTERMEDIATE GOVERNMENT BOND FUND INSTITUTIONAL CLASS
DFA INTERMEDIATE- TERM EXTENDED QUALITY PORTFOLIO
DFA INTERNATIONAL CORE EQUITY PORTFOLIO INSTITUTIONAL CLASS
DFA INTERNATIONAL REAL ESTATE SECURITIES FUND INSTITUTIONAL CLASS
DFA INTERNATIONAL SMALL-CAP VALUE FUND INSTITUTIONAL CLASS
DFA INTERNATIONAL SMALL-COMPANY FUND INSTITUTIONAL CLASS
DFA INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO FD
DFA INTERNATIONAL VALUE FUND INSTITUTIONAL CLASS
DFA INTERNATIONAL VECTOR EQUITY FUND
DFA INVESTMENT GRADE PORTFOLIO FUND
DFA JAPANESE SMALL-COMPANY FUND INSTITUTIONAL CLASS
DFA LARGE-CAP INTERNATIONAL FUND INSTITUTIONAL CLASS
DFA ONE YEAR FIXED-INCOME FUND INSTITUTIONAL CLASS
DFA PACIFIC RIM SMALL-COMPANY FUND INSTITUTIONAL CLASS
DFA REAL ESTATE SECURITIES FUND INSTITUTIONAL CLASS
DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PROTFOLIO FD
DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO FUND
DFA SHORT-TERM GOVERNMENT PORT INSTITUTIONAL CLASS
DFA SHORT-TERM MUNICIPAL BOND FUND INSTITUTIONAL CLASS
DFA T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO FUND
DFA TAX ADVANTAGE CORE EQUITY II FUND INSTITUTIONAL CLASS
DFA TAX MANAGED U.S. EQUITY FUND
DFA TAX-MANAGED INTERNATIONAL VALUE FUND
DFA TAX-MANAGED U.S. MARKETWIDE VALUE FUND
DFA TAX-MANAGED U.S. SMALL-CAP FUND
DFA TAX-MANAGED U.S. TARGETED VALUE FUND
DFA TWO YEAR GLOBAL FIXED-INCOME FUND
DFA U.S. CORE EQUITY 1 PORTFOLIO INSTITUTIONAL CLASS
DFA U.S. CORE EQUITY 2 PORTFOLIO INSTITUTIONAL CLASS
DFA U.S. LARGE COMPANY PORTFOLIO
DFA U.S. LARGE-CAP VALUE FUND INSTITUTIONAL CLASS
DFA U.S. MICRO-CAP FUND INSTITUTIONAL CLASS
DFA U.S. SMALL-CAP FUND INSTITUTIONAL CLASS
DFA U.S. SMALL-CAP VALUE FUND INSTITUTIONAL CLASS
DFA U.S. SOCIAL CORE EQUITY 2 PORTFOLIO FUND
DFA U.S. SUSTAINABILITY CORE 1 PORTFOLIO FD
DFA U.S. TARGET VALUE PORTFOLIO FUND INSTITUTIONAL CLASS
DFA U.S. VECTOR EQUITY FUND INSTITUTIONAL CLASS
DFA UNITED KINGDOM SMALL-COMPANY FUND INSTITUTIONAL CLASS
DFA WORLD EX U.S. VALUE PORT INSTITUTIONAL CLASS
DIREXION COMMODITY TRENDS STRATEGY FUND CLASS C
DIREXION COMMODITY TRENDS STRATEGY FUND INSTL CLASS
DIREXION COMMODITY TRENDS STRATEGY FUND INVESTOR CLASS
DIREXION DYNAMIC HIGH YIELD BOND FUND
DIREXION FINANCIAL TRENDS STRATEGY FUND
DIREXION FINANCIAL TRENDS STRATEGY FUND CLASS C
DIREXION FINANCIAL TRENDS STRATEGY FUND INSTL CLASS
DIREXION HIGH YIELD BEAR FUND
DIREXION LONG/SHORT GLOBAL IPO FUND CLASS C
DIREXION LONG/SHORT GLOBAL IPO FUND INVESTOR CLASS
DIREXION MONTHLY 10 YEAR NOTE BEAR 2X FUND
DIREXION MONTHLY 10 YEAR NOTE BULL 2X FUND
Page 38 of 185
CUSIP
233203363
233203587
233203637
233203884
25434D633
25434D658
25434D674
25434D682
23320G554
233203355
233203876
23320G513
233203371
233203348
233203736
233203629
233203199
25434D203
23320G539
23320G448
233203108
233203868
233203603
233203850
233203835
233203223
23320G521
233203405
233203439
23320G505
233203314
233203447
233203546
233203561
233203553
233203579
233203645
233203413
233203397
25434D823
233203827
233203504
233203843
233203819
233203298
233203215
233203595
233203389
233203207
23320G471
254939341
254939382
254939457
254939762
254939390
254939333
254939374
254939754
254939317
254939887
254939770
254939689
Symbol
DFESX
DFEVX
DFELX
DFGBX
DGTSX
DGSIX
DGEIX
DGERX
DFGEX
DIPSX
DFIGX
DFTEX
DFIEX
DFITX
DISVX
DFISX
DFSPX
DFIVX
DFVQX
DFAPX
DFJSX
DFALX
DFIHX
DFRSX
DFREX
DFSHX
DFEQX
DFFGX
DFSMX
DFTWX
DFTCX
DTMEX
DTMIX
DTMMX
DFTSX
DTMVX
DFGFX
DFEOX
DFQTX
DFUSX
DFLVX
DFSCX
DFSTX
DFSVX
DFUEX
DFSIX
DFFVX
DFVEX
DFUKX
DFWVX
DXSCX
DXCIX
DXCTX
PDHYX
DXFTX
DXFCX
DXFIX
PHBRX
DXGCX
DXIIX
DXKSX
DXKLX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIREXION FUNDS
DIVERSIFIED RISK FUNDS
DIVERSIFIED RISK FUNDS
DODGE & COX FUNDS
DODGE & COX FUNDS
DODGE & COX FUNDS
DODGE & COX FUNDS
DODGE & COX FUNDS
DOMINI SOCIAL FUNDS
DOMINI SOCIAL FUNDS
DOMINI SOCIAL FUNDS
DOUBLELINE FUNDS
DOUBLELINE FUNDS
DOUBLELINE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREMAN VALUE FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
Fund Description
DIREXION MONTHLY CHINABULL 2X FUND INVESTOR CLASS
DIREXION MONTHLY COMMODITY BULL 2X FUND
DIREXION MONTHLY DEVELOPED MARKETS BEAR 2X FUND
DIREXION MONTHLY DEVELOPED MARKETS BULL 2X FUND
DIREXION MONTHLY DOLLAR BEAR 2X FUND
DIREXION MONTHLY DOLLAR BULL 2X FUND
DIREXION MONTHLY EMERGING MARKETS BEAR 2X FUND
DIREXION MONTHLY EMERGING MARKETS BULL 2X FUND
DIREXION MONTHLY LATIN AMERICABULL 2X FUND
DIREXION MONTHLY NASDAQ 100 BEAR 2X FUND
DIREXION MONTHLY NASDAQ 100 BULL 2X FUND
DIREXION MONTHLY S&P 500 BEAR 2X FUND
DIREXION MONTHLY S&P 500 BULL 2X FUND
DIREXION MONTHLY SMALL CAP BEAR 2X FUND
DIREXION MONTHLY SMALL CAP BULL 2X FUND
DIREXION/ WILSHIRE DYNAMIC FUND
DIREXION/WILSHIRE DYNAMIC FUND CLASS C
SPECTRUM EQUITY OPPORTUNITY FUND
SPECTRUM GLOBAL PERSPECTIVE FUND
SPECTRUM SELECT ALTERNATIVE FUND
DIVERSIFIED RISK PARITY FUND CLASS A
DIVERSIFIED RISK PARITY FUND CLASS I
DODGE & COX BALANCED FUND
DODGE & COX GLOBAL STOCK FUND
DODGE & COX INCOME FUND
DODGE & COX INTERNATIONAL FUND
DODGE & COX STOCK FUND
DOMINI INTERNATIONAL SOCIAL EQUITY FUND INVESTOR CLASS
DOMINI SOCIAL BOND FUND
DOMINI SOCIAL EQUITY FUND
DOUBLELINE CORE FIXED INCOME FUND CLASS N
DOUBLELINE EMERGING MARKETS FIXED INCOME FUND CLASS N
DOUBLELINE TOTAL RETURN BOND FUND CLASS N
DREMAN CONTRARIAN INTERNATIONAL FUND CLASS C
DREMAN CONTRARIAN INTERNATIONAL VALUE RETAIL FUND
DREMAN CONTRARIAN LARGE CAP VALUE FUND CLASS C
DREMAN CONTRARIAN LARGE CAP VALUE FUND INSTITUTIONAL CLASS
DREMAN CONTRARIAN MID CAP VALUE FUND CLASS C
DREMAN CONTRARIAN MID CAP VALUE FUND INSTITUTIONAL CLASS
DREMAN CONTRARIAN SMALL CAP VALUE FUND
DREMAN CONTRARIAN SMALL CAP VALUE FUND INSTITUTIONAL CLASS
DREMAN CONTRARIAN VALUE EQUITY FUND CLASS C
DREMAN CONTRARIAN VALUE EQUITY FUND CLASS I
DREMAN MARKET OVER-REACTION FUND CLASS C
DREMAN MARKET OVER-REACTION FUND CLASS INSTITUTIONAL CLASS
DREMAN QUANTITATIVE MID CAP VALUE FUND
DREMAN QUANTITATIVE SMALL CAP VALUE FUND
BNY MELLON BALANCED FUND CLASS M
BNY MELLON BALANCED FUND INVESTOR SHARES
BNY MELLON BOND FUND CLASS M
BNY MELLON BOND FUND INVESTOR SHARES
BNY MELLON EMERGING MARKETS FUND CLASS M
BNY MELLON EMERGING MARKETS FUND INVESTOR SHARES
BNY MELLON FOCUSED EQUITY OPPORTUNITIES FUND CLASS M
BNY MELLON FOCUSED EQUITY OPPORTUNITIES FUND INVESTOR CLASS
BNY MELLON INCOME STOCK FUND CLASS M
BNY MELLON INCOME STOCK FUND INVESTOR SHARES
BNY MELLON INTERM U.S. GOVERNMENT FUND CLASS M
BNY MELLON INTERMEDIATE BOND FUND CLASS M
BNY MELLON INTERMEDIATE BOND FUND INVESTOR SHARES
BNY MELLON INTERNATIONAL FUND CLASS M
BNY MELLON INTERNATIONAL FUND INVESTOR SHARES
CUSIP
254939515
254939655
254939598
254939614
254939671
254939424
254939622
254939630
254939507
254939101
254939200
254939804
254939705
254939820
254939838
254939416
254939325
254939713
254939721
254939739
66537X639
66537X613
256201104
256206202
256210105
256206103
256219106
257132704
257132209
257132100
258620400
258620608
258620202
26152T776
26152T875
26152T859
26152T404
26152T834
26152T503
26152T602
26152T701
26152T800
26152T750
26152T818
26152T107
26152T206
26152T305
05569M657
05569M640
05569M830
05569M822
05569M855
05569M848
05569M475
05569M459
05569M301
05569M400
05569M541
05569M814
05569M798
05569M871
05569M863
Page 39 of 185
Symbol
DXHLX
DXCLX
DXDSX
DXDLX
DXDDX
DXDBX
DXESX
DXELX
DXZLX
DXQSX
DXQLX
DXSSX
DXSLX
DXRSX
DXRLX
DXDWX
DXWCX
SFEOX
SFGPX
SFHYX
DRPAX
DRPIX
DODBX
DODWX
DODIX
DODFX
DODGX
DOMIX
DSBFX
DSEFX
DLFNX
DLENX
DLTNX
DRICX
DRIVX
DRLLX
DRLVX
DVVMX
DRMVX
DRSVX
DRISX
DRVCX
DRVIX
DRQCX
DRQLX
DRQMX
DRQSX
MPBLX
MIBLX
MPBFX
MIBDX
MEMKX
MIEGX
MFOMX
MFOIX
MPISX
MIISX
MGVMX
MPIBX
MIIDX
MPITX
MIINX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
Fund Description
BNY MELLON INTL APPRECIATION FUND CLASS M
BNY MELLON INTL APPRECIATION FUND INVESTOR CLASS
BNY MELLON LARGE CAP STOCK FUND CLASS M
BNY MELLON LARGE CAP STOCK FUND INVESTOR CLASS
BNY MELLON MA INTERMEDIATE MUNI BOND FD INVESTOR CL
BNY MELLON MA INTERMEDIATE MUNI BOND FUND CLASS M
BNY MELLON MA INTERMEDIATE MUNI BOND FUND DRY PREM
BNY MELLON MID CAP STOCK FUND
BNY MELLON MID CAP STOCK FUND CLASS M
BNY MELLON MID CAP STOCK FUND INVESTOR SHARES
BNY MELLON NATIONAL INTERMEDIATE MUNI BOND FUND CLASS M
BNY MELLON NATIONAL INTERMEDIATE MUNI BOND FUND DRY PREM
BNY MELLON NATIONAL INTERMEDIATE MUNI BOND FUND INV SH
BNY MELLON NATIONAL SHORT TERM MUNI BOND FUND CLASS M
BNY MELLON NATIONAL SHORT TERM MUNICIPAL BOND INVESTOR SHARES
BNY MELLON NEW YORK INTERM TAX EXEMPT BOND FD INVESTOR CL
BNY MELLON NEW YORK INTERM TAX-EXEMPT BOND FUND CLASS M
BNY MELLON NEW YORK INTERM U.S. GOVT FUND INVESTOR CLASS
BNY MELLON PA INTERMEDIATE MUNI BOND FUND CLASS M
BNY MELLON PA INTERMEDIATE MUNI BOND FUND INV SHARES
BNY MELLON SHORT TERM GOVERNMENT SECURITIES FUND CL M
BNY MELLON SHORT TERM U.S. GOVERNMENT SECURITIES FUND INV
BNY MELLON SMALL CAP STOCK FUND CLASS M
BNY MELLON SMALL CAP STOCK FUND INVESTOR SHARES
BNY MELLON SMALL/MID CAP FUND CLASS M
BNY MELLON SMALL/MID CAP FUND INVESTOR CLASS
BNY MELLON TAX SENSATIVE LARGE CAP MULTI-STRAT FUND INV CLASS
BNY MELLON U.S. CORE EQUITY 130/30 FUND CLASS M
BNY MELLON U.S. CORE EQUITY 130/30 FUND INVESTOR SHARES
DREYFUS ACTIVE MIDCAP FUND CLASS C
DREYFUS ACTIVE MIDCAP FUND CLASS I
DREYFUS AMT-FREE MUNICIPAL BOND FUND CLASS C
DREYFUS APPRECIATION FUND
DREYFUS BALANCED OPPORTUNITY FUND CLASS C
DREYFUS BALANCED OPPORTUNITY FUND CLASS I
DREYFUS BASIC S&P 500 INDEX
DREYFUS BASIC U.S. MORTGAGE SECURITIES FUND
DREYFUS BOND MARKET INDEX FUND (BASIC CLASS)
DREYFUS BOND MARKET INDEX FUND (INVESTOR CLASS)
DREYFUS BRAZIL EQUITY FUND CLASS A
DREYFUS BRAZIL EQUITY FUND CLASS C
DREYFUS BRAZIL EQUITY FUND CLASS I
DREYFUS CALIFORNIA AMT-FREE MUNICIPAL BOND FUND CLASS C
DREYFUS CALIFORNIA AMT-FREE MUNICIPAL BOND FUND CLASS I
DREYFUS CONSERVATIVE ALLOCATION FUND
DREYFUS CORE EQUITY FUND CLASS C
DREYFUS CORE EQUITY FUND CLASS I
DREYFUS DISCIPLINED STOCK FUND CLASS R
DREYFUS DIVERSIFIED INTERNATIONAL FUND CLASS C
DREYFUS DIVERSIFIED INTERNATIONAL FUND CLASS I
DREYFUS DIVERSIFIED LARGE CAP FUND CLASS A
DREYFUS DIVERSIFIED LARGE CAP FUND CLASS C
DREYFUS DIVERSIFIED LARGE CAP FUND CLASS I
DREYFUS DYNAMIC ALTERNATIVES FUND CLASS A
DREYFUS DYNAMIC ALTERNATIVES FUND CLASS C
DREYFUS DYNAMIC ALTERNATIVES FUND CLASS I
DREYFUS EMERGING ASIA FUND CLASS C
DREYFUS EMERGING ASIA FUND CLASS I
DREYFUS EMERGING MARKETS DEBT LOCAL CURRENCY FUND CL I
DREYFUS EMERGING MARKETS DEPTLOCAL CURRENCY FUND CL C
DREYFUS EMERGING MARKETS FUND CLASS C
DREYFUS EMERGING MARKETS FUND CLASS I
CUSIP
05569M566
05569M558
05569M103
05569M202
05569M673
05569M681
05569M665
05569M707
05569M509
05569M608
05569M764
05569M749
05569M756
05569M731
05569M723
05569M517
05569M525
05569M533
05569M715
05569M699
05569M780
05569M772
05569M806
05569M889
05569M442
05569M467
05569M426
05569M582
05569M574
86271F305
86271F404
261969877
261970107
26202W308
26202W407
261978811
26188N108
261978878
261978886
26201H708
26201H807
26201H880
26202V300
26202V508
86271F669
261978134
261978126
261978340
261986640
261986632
261986343
261986335
261986327
261892103
261892202
261892301
261986681
261986673
261980494
261980510
26201H401
26201H500
Page 40 of 185
Symbol
MPPMX
MARIX
MPLCX
MILCX
MMBIX
MMBMX
MMBPX
MMSPX
MPMCX
MIMSX
MPNIX
MNMBX
MINMX
MPSTX
MINSX
MNYIX
MNYMX
MOVIX
MPPIX
MIPAX
MPSUX
MISTX
MPSSX
MISCX
MMCMX
MMCIX
MTSIX
MUCMX
MUCIX
DNLCX
DNLRX
DMUCX
DGAGX
DBOCX
DBORX
DSPIX
DIGFX
DBIRX
DBMIX
DBZAX
DBZCX
DBZIX
DCACX
DCMIX
SCALX
DPECX
DPERX
DDSTX
DFPCX
DFPIX
DVDAX
DVDCX
DVDIX
DDYAX
DDYCX
DDYIX
DEACX
DEAIX
DDBIX
DDBCX
DCPEX
DRPEX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
Fund Description
DREYFUS EQUITY INCOME FUND CLASS C
DREYFUS EQUITY INCOME FUND CLASS I
DREYFUS FUND
DREYFUS GLOBAL ABSOLUTE RETURN FUND CLASS C
DREYFUS GLOBAL ABSOLUTE RETURN FUND CLASS I
DREYFUS GLOBAL ALPHA FUND CLASS C
DREYFUS GLOBAL ALPHA FUND CLASS I
DREYFUS GLOBAL DYNAMIC BOND FUND CLASS A
DREYFUS GLOBAL DYNAMIC BOND FUND CLASS C
DREYFUS GLOBAL DYNAMIC BOND FUND CLASS I
DREYFUS GLOBAL EQUITY INCOME FUND CLASS C
DREYFUS GLOBAL EQUITY INCOME FUND CLASS I
DREYFUS GLOBAL REAL ESTATE SECURITIES FUND CLASS C
DREYFUS GLOBAL REAL RETURN FUND CLASS A
DREYFUS GLOBAL REAL RETURN FUND CLASS C
DREYFUS GLOBAL REAL RETURN FUND CLASS I
DREYFUS GLOBAL STOCK FUND CLASS C
DREYFUS GLOBAL STOCK FUND CLASS I
DREYFUS GLOBAL SUSTAINABILITY FUND CLASS A
DREYFUS GLOBAL SUSTAINABILITY FUND CLASS C
DREYFUS GLOBAL SUSTAINABILITY FUND CLASS I
DREYFUS GNMA FUND CLASS C
DREYFUS GNMA FUND CLASS Z
DREYFUS GREATER CHINA FUND CLASS C
DREYFUS GREATER CHINA FUND CLASS I
DREYFUS GROWTH & INCOME FUND
DREYFUS GROWTH ALLOCATION FUND
DREYFUS HIGH YIELD FUND CLASS C
DREYFUS HIGH YIELD MUNICIPAL BOND FUND CLASS C
DREYFUS INDIA FUND CLASS A
DREYFUS INDIA FUND CLASS C
DREYFUS INDIA FUND CLASS I
DREYFUS INFLATION- ADJUSTED SECURITIES FUND INSTL CLASS
DREYFUS INFLATION ADJUSTED SECURITIES FUND INVESTOR CLASS
DREYFUS INSTL INCOME ADVANTAGE FD INSTITUTIONAL CLASS
DREYFUS INTERMEDIATE MUNICIPAL BOND FUND
DREYFUS INTERMEDIATE TERM INCOME FUND CLASS C
DREYFUS INTERMEDIATE TERM INCOME FUND CLASS I
DREYFUS INTERNATIONAL BOND FUND CLASS C
DREYFUS INTERNATIONAL BOND FUND CLASS I
DREYFUS INTERNATIONAL EQUITY FUND CLASS C
DREYFUS INTERNATIONAL EQUITY FUND CLASS I
DREYFUS INTERNATIONAL STOCK FUND CLASS C
DREYFUS INTERNATIONAL STOCK FUND CLASS I
DREYFUS INTERNATIONAL STOCK INDEX FUND
DREYFUS INTL VALUE CLASS I
DREYFUS INT'L VALUE FUND CLASS C
DREYFUS LARGE CAP CORE FUND CLASS C
DREYFUS LIFETIME PORTFOLIO GROWTH & INCOME FUND (INVESTOR CLASS)
DREYFUS MID-CAP GROWTH FUND CLASS C
DREYFUS MID-CAP GROWTH FUND CLASS F
DREYFUS MID-CAP GROWTH FUND CLASS I
DREYFUS MID-CAP INDEX FUND
DREYFUS MODERATE ALLOCATION FUND
DREYFUS MUNICIPAL BOND FUND
DREYFUS MUNICIPAL BOND OPPORTUNITY FUND CLASS C
DREYFUS NATURAL RESOURCES FUND CLASS C
DREYFUS NATURAL RESOURCES FUND CLASS I
DREYFUS NEW JERSEY MUNICIPAL BOND FUND CLASS C
DREYFUS NEW JERSEY MUNICIPAL BOND FUND CLASS Z
DREYFUS NEW YORK AMT FREE MUNICIPAL BOND FUND CLASS I
DREYFUS NEW YORK AMT-FREE MUNICIPAL BOND FUND CLASS C
Page 41 of 185
CUSIP
261980643
261980635
262003106
007565351
007565344
007565203
007565302
007565211
007565195
007565187
261980593
261980577
261986590
007565278
007565260
007565252
86271F826
86271F818
26202P741
26202P733
26202P725
26203A305
262005101
261986707
261986806
261942106
86271F644
261980767
261969836
261986319
261986293
261986285
261967830
261967822
261980478
262010101
261967798
261967301
261980676
261980668
26201F306
26201F405
86271F776
86271F768
26200Q303
26200C528
26200C544
26203E752
261971204
262001688
262001498
262001555
712223106
86271F651
26201Q104
26201Y305
26202P832
26202P824
26202T305
26202T404
26201V400
26201V301
Symbol
DQICX
DQIRX
DREVX
DGPCX
DGPIX
AVGCX
AVGRX
DGDAX
DGDCX
DGDIX
DEQCX
DQEIX
DGBCX
DRRAX
DRRCX
DRRIX
DGLCX
DGLRX
DGYAX
DGYCX
DGYIX
GPNCX
DRGMX
DPCCX
DPCRX
DGRIX
SGALX
PTHIX
DHYCX
DIIAX
DIICX
DIIIX
DIASX
DIAVX
DLASX
DITEX
DTECX
DITIX
DIBCX
DIBRX
DIECX
DIERX
DISCX
DISRX
DIISX
DIRVX
DICVX
DBLCX
DGIIX
FRSCX
FRSPX
FRSRX
PESPX
SMDAX
DRTAX
DMBCX
DLDCX
DLDRX
DCNJX
DZNJX
DNYIX
PNYCX
Fund Type
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
Fund Description
DREYFUS NEW YORK TAX-EXEMPT BOND FUND
DREYFUS OPPORTUNISTIC FIXED INCOME FUND CLASS C
DREYFUS OPPORTUNISTIC FIXED INCOME FUND CLASS I
DREYFUS OPPORTUNISTIC MIDCAP VALUE FD CL C
DREYFUS OPPORTUNISTIC MIDCAP VALUE FD CL I
DREYFUS RESEARCH GROWTH FUND CLASS A
DREYFUS RESEARCH GROWTH FUND CLASS C
DREYFUS RESEARCH GROWTH FUND CLASS I
DREYFUS RESEARCH GROWTH FUND CLASS Z
DREYFUS S & P 500 INDEX FUND
DREYFUS S&P STARS OPPORTUNITIES FUND CLASS C
DREYFUS SATELLITE ALPHA FUND CLASS A
DREYFUS SATELLITE ALPHA FUND CLASS C
DREYFUS SATELLITE ALPHA FUND CLASS I
DREYFUS SELECT MANAGERS LARGE CAP GROWTH FUND CLASS A
DREYFUS SELECT MANAGERS LARGE CAP GROWTH FUND CLASS C
DREYFUS SELECT MANAGERS LARGE CAP GROWTH FUND CLASS I
DREYFUS SELECT MANAGERS SMALL CAP GROWTH FUND CLASS A
DREYFUS SELECT MANAGERS SMALL CAP GROWTH FUND CLASS C
DREYFUS SELECT MANAGERS SMALL CAP GROWTH FUND CLASS I
DREYFUS SELECT MANAGERS SMALL CAP VALUE FUND CLASS A
DREYFUS SELECT MANAGERS SMALL CAP VALUE FUND CLASS I
DREYFUS SHORT INTERMEDIATE MUNICIPAL BOND FUND CL A
DREYFUS SHORT INTERMEDIATE MUNICIPAL BOND FUND CLASS I
DREYFUS SHORT TERM INCOME FUND CLASS D
DREYFUS SHORT TERM INCOME FUND CLASS P
DREYFUS SHORT-INTERMEDIATE GOVERNMENT FUND
DREYFUS SHORT-INTERMEDIATE MUNICIPAL BOND FUND
DREYFUS SMALL CAP EQUITY FUND CLASS C
DREYFUS SMALL-CAP STOCK INDEX FUND
DREYFUS STATE MUNI BOND FUND CT SERIES CLASS C
DREYFUS STATE MUNI BOND FUND CT SERIES CLASS Z
DREYFUS STATE MUNI BOND FUND MA SERIES CLASS C
DREYFUS STATE MUNI BOND FUND MD SERIES CLASS C
DREYFUS STATE MUNI BOND FUND MN SERIES CLASS C
DREYFUS STATE MUNI BOND FUND OHIO SERIES CLASS C
DREYFUS STATE MUNI BOND FUND PA SERIES CLASS C
DREYFUS STATE MUNI BOND FUND PA SERIES CLASS Z
DREYFUS STRATEGIC VALUE FUND CLASS C
DREYFUS STRUCTURED MID-CAP FUND CLASS C
DREYFUS STRUCTURED MID-CAP FUND CLASS I
DREYFUS TAX- MANAGED GROWTH FUND CLASS C
DREYFUS TAX MANAGED GROWTH FUND CLASS I
DREYFUS TECHNOLOGY GROWTH FUND CLASS C
DREYFUS TECHNOLOGY GROWTH FUND CLASS I
DREYFUS THE BOSTON CO SMALL MID CAP GROWTH FUND CLASS C
DREYFUS TOTAL EMERGING MARKETS FUND CLASS A
DREYFUS TOTAL EMERGING MARKETS FUND CLASS C
DREYFUS TOTAL EMERGING MARKETS FUND CLASS I
DREYFUS TOTAL RETURN ADVANTAGE FUND CLASS C
DREYFUS TOTAL RETURN ADVANTAGE FUND CLASS I
DREYFUS U.S. EQUITY FUND CLASS C
DREYFUS U.S. EQUITY FUND CLASS I
DREYFUS U.S. TREASURY INTERMEDIATE-TERM BOND FUND
DREYFUS U.S. TREASURY LONG-TERM BOND FUND
DREYFUS WORLDWIDE GROWTH FUND CLASS C
DREYFUS WORLDWIDE GROWTH FUND CLASS I
DREYFUS/ NEWTON INTERNATIONAL EQUITY FUND CLASS C
DREYFUS/ NEWTON INTERNATIONAL EQUITY FUND CLASS I
DREYFUS/ STANDISH FIXED INCOME FUND CLASS I
DREYFUS/ STANDISH GLOBAL FIXED INCOME FUND CLASS I
DREYFUS/ STANDISH INTERMEDIATE TAX EXEMPT BOND FD CL I
CUSIP
261900104
261949309
261949408
007565328
007565310
26203H201
26203H300
26203H409
26203H102
26200Q105
26202X801
261986376
261986368
261986350
86271F636
86271F628
86271F610
86271F594
86271F586
86271F578
86271F693
86271F677
261918601
261918502
261967103
261967889
261919104
261918106
26201F843
26200Q204
26202D300
26202D532
26202D821
26202D854
26202D755
26202D656
26202D623
26202D524
26200C643
26200C692
26200C676
261978365
261949101
26200C866
26200C858
26203E737
007565245
007565237
007565229
26202U203
26202U302
86271F735
86271F727
26202G105
261956106
261989305
261989404
26203E406
26203E604
26203E109
26203E844
26203E810
Page 42 of 185
Symbol
DRNYX
DSTCX
DSTRX
DVLCX
DVLIX
DWOAX
DWOCX
DWOIX
DREQX
PEOPX
BSOCX
DSAAX
DSACX
DSAIX
DSLAX
DSLCX
DSLIX
DSGAX
DSGCX
DSGIX
DMVAX
DMVIX
DMBAX
DIMIX
DSTIX
DSHPX
DSIGX
DSIBX
DSECX
DISSX
PMCCX
DPMZX
PCMAX
PMDCX
PMNCX
POHCX
PPACX
DPENX
DCGVX
DPSCX
DPSRX
DPTAX
DPTRX
DTGCX
DGVRX
DBMCX
DTMAX
DTMCX
DTEIX
DTRCX
DTRRX
DPUCX
DPUIX
DRGIX
DRGBX
PGRCX
DPWRX
NIECX
SNIEX
SDFIX
SDGIX
SDITX
Fund Type
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DREYFUS FUNDS
DRIEHAUS FUND
DRIEHAUS FUNDS
DRIEHAUS FUNDS
DRIEHAUS FUNDS
DRIEHAUS FUNDS
DRIEHAUS FUNDS
DRIEHAUS FUNDS
DSM FUNDS
DUNDEEWEALTH FUNDS
DUNDEEWEALTH FUNDS
DUNDEEWEALTH FUNDS
DUNDEEWEALTH FUNDS
DUNDEEWEALTH FUNDS
DUNDEEWEALTH FUNDS
DUNDEEWEALTH FUNDS
DUNDEEWEALTH FUNDS
DUNDEEWEALTH FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DUNHAM FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
Fund Description
DREYFUS/ STANDISH INTERNATIONAL FIXED INCOME FUND CLASS I
DREYFUS/ THE BOSTON COMPANY EMERGING MKTS CORE EQUITY FD CL I
DREYFUS/ THE BOSTON COMPANY LARGE CAP CORE FUND CLASS I
DREYFUS/ THE BOSTON COMPANY SMALL/MID CAP GROWTH FD CL I
DREYFUS/STANDISH GLOBAL FIXED INCOME FUND CLASS A
DREYFUS/STANDISH GLOBAL FIXED INCOME FUND CLASS C
DREYFUS/STANDISH INTERMEDIATE TAX EXEMPT BOND FD CL A
DREYFUS/TBC LARGE CAP CORE FUND CLASS A
THE DREYFUS THIRD CENTURY FUND INC. CLASS C
THE DREYFUS THIRD CENTURY FUND INC. CLASS I
DRIEHAUS SELECT CREDIT FUND
DRIEHAUS EMERGING MARKETS GROWTH FUND
DRIEHAUS EMERGING MARKETS SMALL CAP GROWTH FUND
DRIEHAUS GLOBAL GROWTH FUND
DRIEHAUS INTERNATIONAL DISCOVERY FUND
DRIEHAUS LARGE CAP GROWTH FUND
DRIEHAUS MID CAP GROWTH FUND
DSM LARGE GAP GROWTH FUND INSTITUTIONAL CLASS
DYNAMIC CONTRARIAN ADVANTAGE FUND CLASS I
DYNAMIC DISCOVERY FUND CLASS I
DYNAMIC ENERGY INCOME FUND CLASS I
DYNAMIC GOLD AND PRECIOUS METALS FUND CLASS I
DYNAMIC INFRASTRUCTURE FUND CLASS I
DYNAMIC U.S. GROWTH FUND CLASS I
JO HAMBRO INTERNATIONAL SELECT FD CL I
MOUNT LUCAS U.S. FOCUSED EQUITY FUND CLASS I
SMITH GROUP LARGE CAP CORE GROWTH FUND CLASS I
DUNHAM APPRECIATION & INCOME FUND CLASS C
DUNHAM APPRECIATION & INCOME FUND CLASS N
DUNHAM CORPORATE/ GOVERNMENT BOND FUND CLASS C
DUNHAM CORPORATE/ GOVERNMENT BOND FUND CLASS N
DUNHAM EMERGING MARKETS STOCK FUND CLASS C
DUNHAM EMERGING MARKETS STOCK FUND CLASS N
DUNHAM HIGH YIELD BOND FUND CLASS C
DUNHAM HIGH YIELD BOND FUND CLASS N
DUNHAM INTERNATIONAL STOCK FUND CLASS C
DUNHAM INTERNATIONAL STOCK FUND CLASS N
DUNHAM LARGE CAP GROWTH FUND CLASS C
DUNHAM LARGE CAP GROWTH FUND CLASS N
DUNHAM LARGE CAP VALUE FUND CLASS C
DUNHAM LARGE CAP VALUE FUND CLASS N
DUNHAM LOSS AVERSE GROWTH FUND CLASS C
DUNHAM LOSS AVERSE GROWTH FUND CLASS N
DUNHAM MONTHLY DISTRIBUTION FUND CLASS C
DUNHAM MONTHLY DISTRIBUTION FUND CLASS N
DUNHAM REAL ESTATE STOCK FUND CLASS C
DUNHAM REAL ESTATE STOCK FUND CLASS N
DUNHAM SMALL CAP GROWTH FUND CLASS C
DUNHAM SMALL CAP GROWTH FUND CLASS N
DUNHAM SMALL CAP VALUE FUND CLASS C
DUNHAM SMALL CAP VALUE FUND CLASS N
DWS ALTERNATIVE ASSET ALLOCATION PLUS FUND CLASS A
DWS ALTERNATIVE ASSET ALLOCATION PLUS FUND CLASS C
DWS ALTERNATIVE ASSET ALLOCATION PLUS FUND CLASS S
DWS ALTERNATIVE ASSET ALLOCATION PLUS FUND INST CLASS
DWS BALANCED FUND CLASS A
DWS BALANCED FUND CLASS C
DWS BALANCED FUND CLASS S
DWS BALANCED FUND INSTITUTIONAL CLASS
DWS BLUE CHIP FUND CLASS A
DWS BLUE CHIP FUND CLASS C
DWS BLUE CHIP FUND CLASS S
CUSIP
26203E208
26203E802
26203E828
26203E794
26203F106
26203F205
26203E786
26203E760
26201E309
26201E408
262028848
262028301
262028830
262028889
262028509
262028863
262028871
742935133
265313791
265313775
265313700
265313759
265313841
265313718
265313668
265313304
265313106
265458802
265458885
265458208
265458307
265458661
265458653
265458505
265458604
265458794
265458786
265458737
265458729
265458869
265458851
265458596
265458588
265458638
265458620
265458836
265458828
265458695
265458687
265458760
265458752
233376763
233376755
233376748
233376730
23336W106
23336W304
23336W502
23336W601
233372101
233372309
233372507
Page 43 of 185
Symbol
SDIFX
SBCEX
SDEQX
SDSCX
DHGAX
DHGCX
DSDAX
DBLAX
DTCCX
DRTCX
DRSLX
DREGX
DRESX
DRGGX
DRIDX
DRLGX
DRMGX
DSMLX
DWGVX
DWGDX
DWEIX
DWGOX
DWGIX
DWUGX
JOHIX
BMLEX
BSLGX
DCAIX
DNAIX
DCCGX
DNCGX
DCEMX
DNEMX
DCHYX
DNHYX
DCINX
DNINX
DCLGX
DNLGX
DCLVX
DNLVX
DCAVX
DNAVX
DCMDX
DNMDX
DCREX
DNREX
DCDGX
DNDGX
DCSVX
DNSVX
AAAAX
AAAPX
AAASX
AAAZX
KTRAX
KTRCX
KTRSX
KTRIX
KBCAX
KBCCX
KBCSX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
Fund Description
DWS BLUE CHIP INSTITUTIONAL CLASS I
DWS CALIFORNIA TAX FREE INCOME FUND CLASS A
DWS CALIFORNIA TAX FREE INCOME FUND CLASS C
DWS CALIFORNIA TAX-FREE INCOME FUND CLASS S
DWS CAPITAL GROWTH FUND CLASS A
DWS CAPITAL GROWTH FUND CLASS C
DWS CAPITAL GROWTH FUND CLASS S
DWS CAPITAL GROWTH FUND INSTITUTIONAL CLASS
DWS CLIMATE CHANGE FUND CLASS A
DWS CLIMATE CHANGE FUND CLASS C
DWS CLIMATE CHANGE FUND CLASS S
DWS CLIMATE CHANGE FUND INSTITUTIONAL CLASS
DWS COMMUNICATIONS FUND CLASS A
DWS COMMUNICATIONS FUND CLASS C
DWS COMMUNICATIONS FUND INSTITUTIONAL CLASS
DWS CORE FIXED INCOME FUND CLASS A
DWS CORE FIXED INCOME FUND CLASS C
DWS CORE FIXED INCOME FUND CLASS S
DWS CORE FIXED INCOME FUND INSTITUTIONAL CLASS
DWS CORE PLUS INCOME FUND CLASS A
DWS CORE PLUS INCOME FUND CLASS C
DWS CORE PLUS INCOME FUND CLASS S
DWS DISCIPLINED MARKET NEUTRAL FUND CLASS A
DWS DISCIPLINED MARKET NEUTRAL FUND CLASS C
DWS DISCIPLINED MARKET NEUTRAL FUND CLASS S
DWS DISCIPLINED MARKET NEUTRAL FUND INST CLASS
DWS DIVERSIFIED INTERNATIONAL EQUITY FUND CLASS A
DWS DIVERSIFIED INTERNATIONAL EQUITY FUND CLASS B
DWS DIVERSIFIED INTERNATIONAL EQUITY FUND CLASS C
DWS DIVERSIFIED INTERNATIONAL EQUITY FUND CLASS S
DWS DIVERSIFIED INTERNATIONAL EQUITY FUND INSTL CL
DWS DREMAN INTERNATIONAL VALUE FUND CLASS A
DWS DREMAN INTERNATIONAL VALUE FUND CLASS C
DWS DREMAN INTERNATIONAL VALUE FUND CLASS S
DWS DREMAN INTERNATIONAL VALUE FUND INSTITUTIONAL CLASS
DWS DREMAN MID CAP VALUE FUND CLASS A
DWS DREMAN MID CAP VALUE FUND CLASS C
DWS DREMAN MID CAP VALUE FUND CLASS S
DWS DREMAN MID CAP VALUE FUND INST CLASS
DWS DREMAN SMALL CAP VALUE FUND CLASS A
DWS EAFE EQUITY INDEX FUND INST CLASS
DWS EHANCED EMERGING MARKETS FIXED INCOME FUND INST CLASS
DWS EHANCED GLOBAL BOND FUND CLASS S
DWS EMERGING MARKETS EQUITY FUND CLASS A
DWS EMERGING MARKETS EQUITY FUND CLASS C
DWS EMERGING MARKETS EQUITY FUND CLASS S
DWS ENHANCED COMMODITY STRATEGY FUND CLASS A
DWS ENHANCED COMMODITY STRATEGY FUND CLASS C
DWS ENHANCED COMMODITY STRATEGY FUND CLASS S
DWS ENHANCED COMMODITY STRATEGY FUND INST CLASS
DWS ENHANCED EMERGING MARKETS FIXED INCOME FUND CLASS A
DWS ENHANCED EMERGING MARKETS FIXED INCOME FUND CLASS S
DWS ENHANCED EMERING MARKETS FIXED INCOME FUND CLASS C
DWS ENHANCED GLOBAL BOND FUND CLASS A
DWS ENHANCED GLOBAL BOND FUND CLASS C
DWS EQUITY 500 INDEX FUND CLASS S
DWS EQUITY 500 INDEX FUND INSTITUTIONAL CLASS
DWS FLOATING RATE PLUS FUND CLASS A
DWS FLOATING RATE PLUS FUND CLASS C
DWS FLOATING RATE PLUS FUND CLASS S
DWS FLOATING RATE PLUS FUND INSTITUTIONAL CLASS
DWS GLOBAL INFLATION PLUS FUND CLASS A
CUSIP
233372408
23337H108
23337H306
23337H405
23338J103
23338J301
23338J509
23338J707
23337G860
23337G852
23337G845
23337G837
23339G108
23339G306
23339G405
23339E889
23339E863
23339E541
23339E848
23337F102
23337F300
23337F508
233376805
233376888
233376870
233376862
23337R593
23337R585
23337R577
23337R551
23337R544
23337R650
23337R643
23337R627
23337R635
23338F747
23338F721
23338F713
23338F697
23338F820
23339C768
233379742
233379825
23337R106
23337R304
23337R502
23337G225
23337G241
23337G258
23337G266
233379601
233379874
233379809
233379866
233379841
23339C305
23339C206
23337F706
23337F805
23337F888
23337F870
23339C883
Page 44 of 185
Symbol
KBCIX
KCTAX
KCTCX
SDCSX
SDGAX
SDGCX
SCGSX
SDGTX
WRMAX
WRMCX
WRMSX
WRMIX
TISHX
FTICX
FLICX
SFXAX
SFXCX
SFXSX
MFINX
SZIAX
SZICX
SCSBX
DDMAX
DDMCX
DDMSX
DDMIX
DBISX
DBIBX
DBICX
DBIVX
MGINX
DNVAX
DNVCX
DNVSX
DNVIX
MIDVX
MIDZX
MIDTX
MIDIX
KDSAX
BTAEX
SZEIX
SSTGX
SEKAX
SEKCX
SEMGX
SKNRX
SKCRX
SKSRX
SKIRX
SZEAX
SCEMX
SZECX
SZGAX
SZGCX
BTIEX
BTIIX
DFRAX
DFRCX
DFRPX
DFRTX
TIPAX
Fund Type
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
Fund Description
DWS GLOBAL INFLATION PLUS FUND CLASS C
DWS GLOBAL INFLATION PLUS FUND CLASS S
DWS GLOBAL INFLATION PLUS FUND INST CLASS
DWS GLOBAL SMALL CAP GROWTH FD CLASS A
DWS GLOBAL SMALL CAP GROWTH FD CLASS C
DWS GLOBAL SMALL CAP GROWTH FD CLASS S
DWS GLOBAL THEMATIC FUND CLASS A
DWS GLOBAL THEMATIC FUND CLASS C
DWS GLOBAL THEMATIC FUND CLASS S
DWS GNMA FUND CLASS A
DWS GNMA FUND CLASS C
DWS GNMA FUND CLASS S
DWS GNMA FUND INSTITUTIONAL CLASS
DWS GOLD & PRECIOUS METALS FUND CLASS A
DWS GOLD & PRECIOUS METALS FUND CLASS C
DWS GOLD & PRECIOUS METALS FUND CLASS S
DWS GROWTH & INCOME FUND CLASS A
DWS GROWTH & INCOME FUND CLASS B
DWS GROWTH & INCOME FUND CLASS C
DWS GROWTH & INCOME FUND CLASS S
DWS GROWTH & INCOME FUND INSTITUTIONAL CLASS
DWS HEALTH CARE FUND CLASS A
DWS HEALTH CARE FUND CLASS C
DWS HEALTH CARE FUND CLASS S
DWS HIGH INCOME FUND CLASS A
DWS HIGH INCOME FUND CLASS C
DWS HIGH INCOME FUND INSTITUTIONAL CLASS
DWS HIGH INCOME PLUS FUND CLASS A
DWS HIGH INCOME PLUS FUND CLASS C
DWS HIGH INCOME PLUS FUND CLASS S
DWS HIGH INCOME PLUS FUND INSTIT CL
DWS INTERMEDIATE TAX/AMT FREE FUND CLASS A
DWS INTERMEDIATE TAX/AMT FREE FUND CLASS C
DWS INTERMEDIATE TAX/AMT FREE FUND CLASS S
DWS INTERMEDIATE TAX/AMT FREE FUND INSTITUTIONAL CLASS
DWS INTERNATIONAL FUND CLASS A
DWS INTERNATIONAL FUND CLASS C
DWS INTERNATIONAL FUND CLASS S
DWS INTERNATIONAL FUND INSTITUTIONAL CLASS
DWS LARGE CAP FOCUS GROWTH FUND CLASS A
DWS LARGE CAP FOCUS GROWTH FUND CLASS C
DWS LARGE CAP FOCUS GROWTH FUND CLASS S
DWS LARGE CAP VALUE FUND CLASS A
DWS LARGE CAP VALUE FUND CLASS C
DWS LARGE CAP VALUE FUND CLASS S
DWS LARGE CAP VALUE FUND INSTITUTIONAL CLASS
DWS LATIN AMERICA EQUITY FUND CLASS A
DWS LATIN AMERICA EQUITY FUND CLASS C
DWS LATIN AMERICA EQUITY FUND CLASS S
DWS LIFECOMPASS 2015 FUND CLASS A
DWS LIFECOMPASS 2015 FUND CLASS C
DWS LIFECOMPASS 2015 FUND CLASS S
DWS LIFECOMPASS RETIREMENT FUND CLASS A
DWS LIFECOMPASS RETIREMENT FUND CLASS C
DWS LIFECOMPASS RETIREMENT FUND CLASS S
CUSIP
23339C867
23339C859
23339C842
233379106
233379304
233379502
233379817
233379783
233379759
23337P308
23337P407
23337P209
23337P506
23337E105
23337E303
23337E501
23338J806
23338J889
23338J871
23338J855
23338J830
23337G100
23337G308
23337G506
23337M107
23337M305
23337M404
23339E699
23339E673
23339E665
23339E640
23337X103
23337X301
23337X509
23337X707
23337R858
23337R833
23337R817
23337R791
23338J822
23338J798
23338J772
23338F101
23338F309
23338F606
23338F705
23337R775
23337R759
23337R726
23337A103
23337A301
23337A509
23337A863
23337A848
23337A822
23337A814
23337A780
23337A772
23337A749
23337A608
23337A806
23337A871
Page 45 of 185
Symbol
TIPCX
TIPSX
TIPIX
KGDAX
KGDCX
SGSCX
SGQAX
SGQCX
SCOBX
GGGGX
GCGGX
SGINX
GIGGX
SGDAX
SGDCX
SCGDX
SUWAX
SUWBX
SUWCX
SCDGX
SUWIX
SUHAX
SUHCX
SCHLX
KHYAX
KHYCX
KHYIX
SGHAX
SGHCX
SGHSX
MGHYX
SZMAX
SZMCX
SCMTX
SZMIX
SUIAX
SUICX
SCINX
SUIIX
SGGAX
SGGCX
SCQGX
KDCAX
KDCCX
KDCSX
KDCIX
SLANX
SLAPX
SLAFX
SPDAX
SPDCX
SPBAX
SUPAX
SUPCX
SPGRX
PLUSX
PLSCX
PPLSX
TGTSX
SUCAX
SUCCX
SCPCX
Fund Type
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
Fund Description
DWS LIFECYCLE LONG RANGE FUND CLASS S
DWS MANAGED MUNI BOND FUND CLASS A
DWS MANAGED MUNI BOND FUND CLASS C
DWS MANAGED MUNI BOND FUND INST CLASS
DWS MANAGED MUNICIPAL BOND FUND CLASS S
DWS MASSACHUSETTS TAX FREE FUND CLASS A
DWS MASSACHUSETTS TAX FREE FUND CLASS C
DWS MASSACHUSETTS TAX FREE FUND CLASS S
DWS MID CAP GROWTH FUND CLASS B
DWS MID CAP GROWTH FUND CLASS C
DWS MID CAP GROWTH FUND INSTITUTIONAL CLASS
DWS MID-CAP GROWTH FUND CLASS A
DWS MIS-CAP GROWTH FUND CLASS S
DWS NEW YORK TAX FREE INCOME FUND CLASS A
DWS NEW YORK TAX FREE INCOME FUND CLASS C
DWS NEW YORK TAX FREE INCOME FUND CLASS S
DWS RREEF GLOBAL INFRASTRUCTURE FUND CLASS A
DWS RREEF GLOBAL INFRASTRUCTURE FUND CLASS C
DWS RREEF GLOBAL INFRASTRUCTURE FUND CLASS S
DWS RREEF GLOBAL REAL ESTATE SECURITIES FD CL A
DWS RREEF GLOBAL REAL ESTATE SECURITIES FD CL C
DWS RREEF GLOBAL REAL ESTATE SECURITIES FD CL S
DWS RREEF GLOBAL REAL ESTATE SECURITIES FD INST CL
DWS RREEF REAL ESTATE SECURITIES FUND CLASS A
DWS RREEF REAL ESTATE SECURITIES FUND CLASS C
DWS RREEF REAL ESTATE SECURITIES FUND CLASS S
DWS RREEF REAL ESTATE SECURITIES FUND INST CLASS
DWS S&P 500 FUND CLASS S
DWS S&P 500 INDEX FUND CLASS A
DWS S&P 500 INDEX FUND CLASS C
DWS S&P 500 INDEX FUND CLASS S
DWS S&P 500 PLUS FUND CLASS A
DWS S&P 500 PLUS FUND CLASS C
DWS SELECT ALTERNATIVE ALLOCATION FUND CL A
DWS SELECT ALTERNATIVE ALLOCATION FUND CL C
DWS SELECT ALTERNATIVE ALLOCATION FUND CL I
DWS SELECT ALTERNATIVE ALLOCATION FUND CL S
DWS SHORT DURATION PLUS FUND CLASS A
DWS SHORT DURATION PLUS FUND CLASS C
DWS SHORT DURATION PLUS FUND CLASS S
DWS SHORT DURATION PLUS FUND INSTITUTIONAL CLASS
DWS SHORT TERM MINICIPAL BOND FUND CLASS A
DWS SHORT TERM MUNI BOND FUND CLASS B
DWS SHORT TERM MUNICIPAL BOND FUND CLASS C
DWS SHORT TERM MUNICIPAL BOND FUND CLASS S
DWS SHORT TERM MUNICIPAL BOND FUND INSTITUTIONAL CLASS
DWS SMALL CAP CORE FUND CLASS A
DWS SMALL CAP CORE FUND CLASS C
DWS SMALL CAP CORE FUND CLASS S
DWS SMALL CAP GROWTH FUND CLASS A
DWS SMALL CAP GROWTH FUND CLASS B
DWS SMALL CAP GROWTH FUND CLASS C
DWS SMALL CAP GROWTH FUND CLASS S
DWS STRATEGIC GOVERNMENT SECURITIES FD CL A
DWS STRATEGIC GOVERNMENT SECURITIES FD CL C
DWS STRATEGIC GOVERNMENT SECURTIES FD CL S
DWS STRATEGIC GOV'T SECURITIES FUND INSTITUTIONAL CLASS
DWS STRATEGIC HIGH YIELD TAX FREE FUND CLASS A
DWS STRATEGIC HIGH YIELD TAX FREE FUND CLASS C
DWS STRATEGIC HIGH YIELD TAX FREE FUND CLASS S
DWS STRATEGIC HIGH YIELD TAX FREE FUND INST'L CLASS
DWS STRATEGIC INCOME FUND CLASS A
CUSIP
23336W809
23337W709
23337W881
23337W857
23337W865
23337J104
23337J302
23337J500
23338J624
23338J616
23338J582
23338J632
23338J590
23337H504
23337H702
23337H801
233379718
233379726
233379692
23337G118
23337G126
23337G134
23337G142
23337G167
23337G183
23337G217
23337G829
23338K506
23338J749
23338J723
23338J699
23338K100
23338K308
233376722
233376714
233376680
233376698
23336Y748
23336Y730
23336Y755
23336Y565
23337W840
23337W832
23337W824
23337W816
23337W790
23338J681
23338J665
23338J640
23338J574
23338J566
23338J558
23338J541
23338C108
23338C306
23338C405
23338C504
23337W105
23337W303
23337W501
23337W600
23337K101
Page 46 of 185
Symbol
BTILX
SMLAX
SMLCX
SMLIX
SCMBX
SQMAX
SQMCX
SCMAX
SMCBX
SMCCX
BTEAX
SMCAX
SMCSX
KNTAX
KNTCX
SNWYX
TOLLX
TOLCX
TOLSX
RRGAX
RRGCX
RRGTX
RRGIX
RRRAX
RRRCX
RRREX
RRRRX
SSFFX
SXPAX
SXPCX
SCPIX
OUTDX
OUTCX
SELAX
SELEX
SELIX
SELSX
PPIAX
PPLCX
DBPIX
PPILX
SRMAX
SRMBX
SRMCX
SRMSX
MGSMX
SZCAX
SZCCX
SSLCX
SSDAX
SSDBX
SSDCX
SSDSX
KUSAX
KUSCX
KUSMX
KUSIX
NOTAX
NOTCX
SHYTX
NOTIX
KSTAX
Fund Type
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
DWS FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAGLE FUNDS
EAS GENESIS FUNDS
EAS GENESIS FUNDS
EAS GENESIS FUNDS
EAS GENESIS FUNDS
EAS GENESIS FUNDS
EAS GENESIS FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
Fund Description
DWS STRATEGIC INCOME FUND CLASS C
DWS STRATEGIC INCOME FUND CLASS S
DWS STRATEGIC VALUE FUND CLASS A
DWS STRATEGIC VALUE FUND CLASS C
DWS STRATEGIC VALUE FUND CLASS S
DWS STRATEGIC VALUE FUND INST CLASS
DWS TECHNOLOGY FUND CLASS A
DWS TECHNOLOGY FUND CLASS C
DWS TECHNOLOGY FUND CLASS S
DWS TECHNOLOGY FUND INST CLASS
DWS U.S. BOND INDEX FUND CLASS A
DWS U.S. BOND INDEX FUND CLASS S
DWS U.S. BOND INDEX FUND INST CLASS
DWS ULTRA SHORT DURATION FUND INST CLASS
DWS ULTRA-SHORT DURATION FUND CLASS C
DWS ULTRA-SHORT DURATION FUND CLASS S
DWS ULTRA-SHORT FURATION FUND CLASS A
DWS WORLD DIVIDEND FUND CLASS A
DWS WORLD DIVIDEND FUND CLASS C
DWS WORLD DIVIDEND FUND CLASS S
ICT TREASURY PORTFOLIO FUND
EAGLE CAPITAL APPRECIATION FUND CLASS C
EAGLE CAPITAL APPRECIATION FUND CLASS I
EAGLE GROWTH AND INCOME FUND CLASS C
EAGLE GROWTH AND INCOME FUND CLASS I
EAGLE INTERNATIONAL EQUITY FUND CLASS C
EAGLE INTERNATIONAL EQUITY FUND CLASS I
EAGLE INVESTMENT GRADE BOND FUND CLASS C
EAGLE INVESTMENT GRADE BOND FUND CLASS I
EAGLE INVESTMENT GRADE BOND FUND CLASS R3
EAGLE INVESTMENT GRADE BOND FUND CLASS R5
EAGLE LARGE CAP CORE FUND CLASS C
EAGLE LARGE CAP CORE FUND CLASS I
EAGLE MID CAP GROWTH FUND CLASS C
EAGLE MID CAP GROWTH FUND CLASS I
EAGLE MID CAP GROWTH FUND CLASS R5
EAGLE MID CAP STOCK FUND CLASS C
EAGLE MID CAP STOCK FUND CLASS I
EAGLE MID CAP STOCK FUND CLASS R5
EAGLE SMALL CAP CORE VALUE FUND CLASS C
EAGLE SMALL CAP CORE VALUE FUND CLASS I
EAGLE SMALL CAP GROWTH FUND CLASS C
EAGLE SMALL CAP GROWTH FUND CLASS I
EAS GENESIS FUND CLASS A
EAS GENESIS FUND CLASS C
EAS GENESIS FUND CLASS I
EAS GLOBAL CYCLE FUND CLASS A
EAS GLOBAL CYCLE FUND CLASS C
EAS GLOBAL CYCLE FUND CLASS I
EATON LARGE CAP GROWTH FUND CLASS B
EATON LARGE CAP GROWTH FUND CLASS C
EATON VANCE - ATLANTA CAPITAL SMID-CAP FUND CL C
EATON VANCE ALABAMA MUNICIPAL INCOME FUND CLASS B
EATON VANCE ALABAMA MUNICIPAL INCOME FUND CLASS C
EATON VANCE ALABAMA MUNICIPAL INCOME FUND CLASS I
EATON VANCE AMT- FREE LIMITED MATURITY MUNICIPAL INCOME FUND CLASS B
EATON VANCE AMT- FREE LIMITED MATURITY MUNICIPAL INCOME FUND CLASS C
EATON VANCE AMT- FREE MUNICIPAL INCOME FUND CLASS B
EATON VANCE AMT- FREE MUNICIPAL INCOME FUND CLASS C
EATON VANCE AMT- FREE MUNICIPAL INCOME FUND CLASS I
EATON VANCE ARIZONA MUNICIPAL INCOME FUND CLASS B
EATON VANCE ARIZONA MUNICIPAL INCOME FUND CLASS C
Page 47 of 185
CUSIP
23337K309
23337K507
23338F804
23338F879
23338F846
23338F838
23338A102
23338A300
23338A409
23338A508
23339C735
23339C743
23339C750
23339E772
23339E798
23339E780
23339E822
23337R601
23337R809
23337R874
461473860
26945A209
26945A308
26958A203
26958A302
269858700
269858809
269858577
269858569
269858551
269858544
269858684
269858676
269858791
269858783
269858767
269858858
269858841
269858825
269858635
269858627
269858205
269858304
66537T455
66537T448
66537T414
66537V427
66537V419
66537V393
277905683
277905675
277902615
27826L744
27826Y100
27826Y811
27826H305
27826H826
277911756
277923827
277911749
27826L884
27826L215
Symbol
KSTCX
KSTSX
KDHAX
KDHCX
KDHSX
KDHIX
KTCAX
KTCCX
KTCSX
KTCIX
BONDX
BONSX
BTUSX
MGSFX
SDUCX
SDUSX
SDUAX
SERAX
SERCX
SCGEX
N/A
HRCCX
HRCIX
HIGCX
HIGJX
HEICX
HEIJX
EGBCX
EGBLX
EGBRX
EGBTX
HTCCX
HTCIX
HAGCX
HAGIX
HARSX
HMCCX
HMCJX
HMRSX
EGECX
EGEIX
HSCCX
HSIIX
EASAX
EASYX
EASIX
EGCAX
EGCEX
EGCSX
EBLCX
ECLCX
ECASX
EVALX
ECALX
EIALX
ELFLX
EZFLX
EBMBX
ECMBX
EVMBX
EVAZX
ECAZX
Fund Type
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
Fund Description
EATON VANCE ARKANSAS MUNICIPAL INCOME FUND CLASS B
EATON VANCE ARKANSAS MUNICIPAL INCOME FUND CLASS C
EATON VANCE ASIAN SMALL COMPANIES FUND CLASS B
EATON VANCE ATLANTA CAPITAL HORIZON GROWTH FUND CLASS B
EATON VANCE ATLANTA CAPITAL HORIZON GROWTH FUND CLASS C
EATON VANCE ATLANTA CAPITAL SMALL-CAP FUND CLASS R
EATON VANCE ATLANTA CAPITAL SMID-CAP FUND CLASS I
EATON VANCE BALANCED FUND CLASS B
EATON VANCE BALANCED FUND CLASS C
EATON VANCE BUILD AMERICA BOND FUND CLASS C
EATON VANCE BUILD AMERICA BOND FUND CLASS I
EATON VANCE CALI MUNICIPAL INCOME FUND CLASS B
EATON VANCE CALI MUNICIPAL INCOME FUND CLASS C
EATON VANCE CALI MUNICIPAL INCOME FUND CLASS I
EATON VANCE CLASSIC NATIONAL MUNICIPAL INCOME FUND CLASS C
EATON VANCE CLASSIC STRATEGIC INCOME FUND CLASS C
EATON VANCE COMMODITY STRATEGY FUND CLASS C
EATON VANCE COMMODITY STRATEGY FUND CLASS I
EATON VANCE CONNECTICUT MUNI INCOME FUND CLASS B
EATON VANCE CONNECTICUT MUNI INCOME FUND CLASS C
EATON VANCE CONNECTICUT MUNI INCOME FUND CLASS I
EATON VANCE DIVIDEND BUILDER FUND CLASS B
EATON VANCE DIVIDEND BUILDER FUND CLASS C
EATON VANCE DIVIDEND BUILDER FUND CLASS I
EATON VANCE EMERGING MARKETS LOCAL INCOME FUND CLASS C
EATON VANCE EMERGING MARKETS LOCAL INCOME FUND CLASS I
EATON VANCE EQUITY ASSET ALLOCATION FUND CLASS C
EATON VANCE EQUITY ASSET ALLOCATION FUND CLASS I
EATON VANCE FLOATING RATE FUND (INSTITUTIONAL SHARES)
EATON VANCE FLOATING RATE FUND CLASS B
EATON VANCE FLOATING RATE FUND CLASS C
EATON VANCE FLOATING RATE HIGH INCOME FUND CLASS B
EATON VANCE FLOATING RATE HIGH INCOME FUND CLASS C
EATON VANCE FLOATING RATE HIGH INCOME INSTIT. CLASS
EATON VANCE FLOATING-RATE ADVANTAGE FD ADV CL
EATON VANCE FLOATING-RATE ADVANTAGE FD CLASS B
EATON VANCE FLOATING-RATE ADVANTAGE FD CLASS C
EATON VANCE FLOATING-RATE ADVANTAGE FD CLASS I
EATON VANCE FOCUSED GROWTH OPP FUND CLASS A
EATON VANCE FOCUSED GROWTH OPP FUND CLASS C
EATON VANCE FOCUSED GROWTH OPP FUND CLASS I
EATON VANCE FOCUSED VALUE OPP FUND CLASS C
EATON VANCE FOCUSED VALUE OPPORTUNITIES FUND CLASS A
EATON VANCE FOCUSED VALUE OPPORTUNITIES FUND CLASS I
EATON VANCE GEORGIA MUNICIPAL INCOME FUND CLASS B
EATON VANCE GEORGIA MUNICIPAL INCOME FUND CLASS C
EATON VANCE GEORGIA MUNICIPAL INCOME FUND CLASS I
EATON VANCE GLOBAL DIVIDEND INCOME FUND CLASS C
EATON VANCE GLOBAL DIVIDEND INCOME FUND CLASS I
EATON VANCE GLOBAL DIVIDEND INCOME FUND CLASS R
EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADV FUND CL C
EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADV FUND CL I
EATON VANCE GLOBAL MACRO ABSOLUTE RETURN FUND CLASS I
EATON VANCE GOVT OBLIGATIONS CLASS B
EATON VANCE GOVT OBLIGATIONS CLASS C
EATON VANCE GOVT OBLIGATIONS FUND CLASS I
EATON VANCE GOV'T OBLIGATIONS FUND CLASS R
EATON VANCE GREATER CHINA GROWTH FUND CLASS B
EATON VANCE GREATER CHINA GROWTH FUND CLASS C
EATON VANCE GREATER CHINA GROWTH FUND CLASS I
EATON VANCE GREATER INDIA FUND CLASS B
EATON VANCE GREATER INDIA FUND CLASS C
CUSIP
27826L736
27826Y209
277902862
277911251
277911244
277902680
277902698
277905857
277905840
277923462
277923454
27826L264
27826L231
27826Y795
27826L512
277911855
277905337
277905329
27826L769
27826L199
27826Y787
277905824
277905816
277905634
277923298
277923447
277905576
277905568
277911491
277911525
277911517
277911566
277911558
277911541
277923678
277923652
277923645
277923637
277902565
277902557
277902540
277902524
277902532
277902516
27826L843
27826Y308
27826Y779
277923850
277923843
277923835
277923272
277923264
277923728
277911400
277911301
277923587
277911111
277902300
277902409
277902649
277905402
277905592
Page 48 of 185
Symbol
EVARX
ECARX
EBASX
EBMCX
ECMCX
ERSMX
EISMX
EMIFX
ECIFX
ECBAX
EIBAX
EVCAX
ECCAX
EICAX
ECHMX
ECSIX
ECCSX
EICSX
EVCTX
ECCTX
EICTX
EMTMX
ECTMX
EIUTX
EEICX
EEIIX
EEACX
EEAIX
EIBLX
EBBLX
ECBLX
EBFHX
ECFHX
EIFHX
EVFAX
EBFAX
ECFAX
EIFAX
EAFGX
ECFGX
EIFGX
ECFVX
EAFVX
EIFVX
EVGAX
ECGAX
EIGAX
EDICX
EDIIX
EDIRX
EGRCX
EGRIX
EIGMX
EMGOX
ECGOX
EIGOX
ERGOX
EMCGX
ECCGX
EICGX
EMGIX
ECGIX
Fund Type
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
Fund Description
EATON VANCE GREATER INDIA FUND CLASS I
EATON VANCE GROWTH FUND CLASS B
EATON VANCE HIGH INCOME OPPORTUNITIES CLASS I
EATON VANCE HIGH INCOME OPPORTUNITIES FD CL B
EATON VANCE HIGH INCOME OPPORTUNITIES FD CL C
EATON VANCE HIGH YIELD MUNICIPAL INCOME FUND CLASS B
EATON VANCE HIGH YIELD MUNICIPAL INCOME FUND CLASS C
EATON VANCE HIGH YIELD MUNICIPAL INCOME FUND CLASS I
EATON VANCE INCOME FUND OF BOSTON CLASS B
EATON VANCE INCOME FUND OF BOSTON CLASS C
EATON VANCE INCOME FUND OF BOSTON CLASS R
EATON VANCE INCOME FUND OF BOSTON INSTITUTIONAL
EATON VANCE INVESTMENT GRADE INCOME FUND CLASS I
EATON VANCE KENTUCKY MUNICIPAL INCOME FUND CLASS B
EATON VANCE KENTUCKY MUNICIPAL INCOME FUND CLASS C
EATON VANCE LARGE- CAP CORE RESEARCH FUND CLASS C
EATON VANCE LARGE CAP VALUE FUND CLASS I
EATON VANCE LARGE- CAP VALUE FUND CLASS R
EATON VANCE LARGE-CAP CORE RESEARCH FD CL I
EATON VANCE LARGE-CAP GROWTH FUND CLASS I
EATON VANCE LARGE-CAP VALUE FUND CLASS B
EATON VANCE LARGE-CAP VALUE FUND FUND CLASS C
EATON VANCE LOW DURATION FUND CLASS B
EATON VANCE LOW DURATION FUND CLASS C
EATON VANCE LOW DURATION FUND CLASS I
EATON VANCE MARYLAND MUNICIPAL INCOME FUND CLASS B
EATON VANCE MARYLAND MUNICIPAL INCOME FUND CLASS C
EATON VANCE MARYLAND MUNICIPAL INCOME FUND CLASS I
EATON VANCE MASSACHUSETTS LTD MATURITY MUNI INCOME FUND CLASS B
EATON VANCE MASSACHUSETTS LTD MATURITY MUNI INCOME FUND CLASS C
EATON VANCE MASSACHUSETTS MUNICIPAL INCOME FUND CLASS C
EATON VANCE MASSACHUSETTS MUNICIPAL INCOME FUND CLASS I
EATON VANCE MINNESOTA MUNICIPAL INCOME FUND CLASS B
EATON VANCE MINNESOTA MUNICIPAL INCOME FUND CLASS C
EATON VANCE MISSOURI MUNICIPAL INCOME FUND CLASS B
EATON VANCE MISSOURI MUNICIPAL INCOME FUND CLASS C
EATON VANCE MN MUNICIPAL INCOME FUND CLASS I
EATON VANCE MULTI- STRATEGY ABSOLUTE RETURN FUND CLASS B
EATON VANCE MULTI- STRATEGY ABSOLUTE RETURN FUND CLASS C
EATON VANCE MULTI- STRATEGY ABSOLUTE RETURN FUND CLASS I
EATON VANCE MULTI-CAP GROWTH FUND CLASS C
EATON VANCE MUNI OPPORTUNITIES FUND CLASS A
EATON VANCE MUNI OPPORTUNITIES FUND CLASS I
EATON VANCE NATIONAL LIMITED MUNI INCOME FD CL I
EATON VANCE NATIONAL LTD MAT MUNI INCOME FD CL C
EATON VANCE NATIONAL LTD MAT MUNI INCOME FUND CLASS B
EATON VANCE NATIONAL MUNICIPAL INCOME FUND CLASS B
EATON VANCE NATIONAL MUNICIPAL INCOME FUND CLASS I
EATON VANCE NEW JERSEY MUNICIPAL INCOME FUND CLASS C
EATON VANCE NEW JERSEY MUNICIPAL INCOME FUND CLASS I
EATON VANCE NEW YORK LIMITED MATURITY MUNI INCOME FD CL B
EATON VANCE NEW YORK LIMITED MATURITY MUNI INCOME FD CL C
EATON VANCE NEW YORK MUNICIPA INCOME FUND CLASS B
EATON VANCE NEW YORK MUNICIPAL INCOME FUND CLASS C
EATON VANCE NEW YORK MUNICIPAL INCOME FUND CLASS I
EATON VANCE NORTH CAROLINA MUNICIPAL INCOME FUND CLASS B
EATON VANCE NORTH CAROLINA MUNICIPAL INCOME FUND CLASS C
EATON VANCE NORTH CAROLINA MUNICIPAL INCOME FUND CLASS I
EATON VANCE OHIO MUNICIPAL INCOME FUND CLASS C
EATON VANCE OREGON MUNICIPAL INCOME FUND CLASS B
EATON VANCE OREGON MUNICIPALS INCOME FUND CLASS C
EATON VANCE PA LIMITED MATURITY MUNI INCOME FD CL B
Page 49 of 185
CUSIP
277905394
277902508
277923546
277911509
277911608
27826M809
27826M874
27826M841
277907309
277907408
277907507
277907200
277905618
27826L835
27826Y407
277923520
277905642
277905659
277923744
277905527
277905873
277905881
277911152
277911145
277923561
27826L827
27826Y506
27826Y761
27826H404
27826H818
27826Y829
27826L660
27826L876
27826L173
27826L777
27826Y605
27826Y647
277923603
277923702
277923496
277902607
27826Y571
27826Y555
27826H487
27826H784
27826H503
27826L108
27826L249
27826L165
27826Y753
27826H701
27826H768
27826L306
27826L223
27826Y746
27826L868
27826Y704
27826Y738
27826Y845
27826L819
27826Y803
27826H800
Symbol
EGIIX
EMGFX
EIHIX
EVHIX
ECHIX
EVHYX
ECHYX
EIHYX
EBIBX
ECIBX
ERIBX
EIBIX
EIGIX
EVKYX
ECKYX
ECERX
EILVX
ERSTX
EIERX
ELCIX
EMSTX
ECSTX
EBLDX
ECLDX
EILDX
EVMYX
ECMDX
EIMDX
ELMAX
EZMAX
ECMMX
EIMAX
EVMNX
ECMNX
EVMOX
ECMOX
EIMNX
EBDDX
ECDDX
EIDDX
ECGFX
EMOAX
EMOIX
EINAX
EZNAX
ELNAX
EVHMX
EIHMX
ECNJX
EINJX
ELNYX
EZNYX
EVNYX
ECNYX
EINYX
EVNCX
ECNCX
EINCX
ECOHX
EVORX
ECORX
ELPNX
Fund Type
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
Fund Description
EATON VANCE PA LIMITED MATURITY MUNI INCOME FD CL C
EATON VANCE PARAMETRIC OPTION ABSOLUTE RETURN STRATEGY FD CL C
EATON VANCE PARAMETRIC OPTION ABSOLUTE RETURN STRATEGY FD CL I
EATON VANCE PARAMETRIC STRUCT COMMODITY STRAT FD I
EATON VANCE PARAMETRIC STRUCTURED EMERGING MKTS FD CL C
EATON VANCE PARAMETRIC STRUCTURED EMERGING MKTS FD CL I
EATON VANCE PARAMETRIC STRUCTURED INT'L EQUITY FD CL C
EATON VANCE PARAMETRIC STRUCTURED INT'L EQUITY FD CL I
EATON VANCE PARAMETRIC TAX-MANAGED EMERGING MKTS FD CL I
EATON VANCE PENNSYLVANIA MUNI INCOME FUND CLASS B
EATON VANCE PENNSYLVANIA MUNI INCOME FUND CLASS C
EATON VANCE PENNSYLVANIA MUNICIPAL INCOME FUND CLASS I
EATON VANCE REAL ESTATE FUND CLASS A
EATON VANCE REAL ESTATE FUND CLASS I
EATON VANCE RICHARD BERNSTEIN MULTI-MKT EQUITY STRAT FUND CL C
EATON VANCE RICHARD BERNSTEIN MULTI-MKT EQUITY STRAT FUND CL I
EATON VANCE RISK-MANAGED EQUITY OPTION FD CL C
EATON VANCE RISK-MANAGED EQUITY OPTION FD CL I
EATON VANCE SHORT TERM REAL RETURN FUND CLASS C
EATON VANCE SHORT TERM REAL RETURN FUND CLASS I
EATON VANCE SMALL CAP FUND CLASS B
EATON VANCE SMALL CAP FUND CLASS C
EATON VANCE SMALL CAP VALUE FUND CLASS B
EATON VANCE SMALL CAP VALUE FUND CLASS C
EATON VANCE SMALL-CAP FUND CLASS I
EATON VANCE SOUTH CAROLINA MUNICIPAL INCOME FUND CLASS B
EATON VANCE SOUTH CAROLINA MUNICIPAL INCOME FUND CLASS C
EATON VANCE SOUTH CAROLINA MUNICIPAL INCOME FUND CLASS I
EATON VANCE SPECIAL EQUITIES FUND CL B
EATON VANCE SPECIAL EQUITIES FUND CL C
EATON VANCE STRATEGIC INCOME FUND CLASS B
EATON VANCE STRATEGIC INCOME FUND CLASS I
EATON VANCE TAX- ADVANTAGED BOND STRATEGIES SHORT TERM FUND CLASS I
EATON VANCE TAX- MANAGED EQUITY ASSET ALLOC CLASS B
EATON VANCE TAX- MANAGED EQUITY ASSET ALLOC CLASS C
EATON VANCE TAX MANAGED GLOBAL DIVIDEND INCOME FUND CLASS B
EATON VANCE TAX MANAGED GLOBAL DIVIDEND INCOME FUND CLASS C
EATON VANCE TAX MANAGED GLOBAL DIVIDEND INCOME FUND CLASS I
EATON VANCE TAX MANAGED GROWTH FUND 1.2 CLASS C
EATON VANCE TAX MANAGED GROWTH FUND 1.2 INSTITUTIONAL
EATON VANCE TAX MANAGED GRWTH FD 1.2 CL B
EATON VANCE TAX MANAGED INT'L EQUITY FUND CLASS B
EATON VANCE TAX MANAGED INT'L EQUITY FUND CLASS C
EATON VANCE TAX- MANAGED MULTI-CA GROWTH FUND CLASS B
EATON VANCE TAX- MANAGED MULTI-CAP GROWTH FUND CLASS C
EATON VANCE TAX MANAGED SMALL-CAP FUND CLASS B
EATON VANCE TAX MANAGED SMALL-CAP FUND CLASS C
EATON VANCE TAX- MANAGED SMALL-CAP VALUE FUND CLASS B
EATON VANCE TAX- MANAGED SMALL-CAP VALUE FUND CLASS C
EATON VANCE TAX MANAGED VALUE FUND CLASS C
EATON VANCE TAX-ADV BOND STRATEGEIES SHORT TERM FD CL C
EATON VANCE TAX-ADVANTAGED BOND STRAT INTERMEDIATE FUND CLASS I
EATON VANCE TAX-ADVANTAGED BOND STRAT INTERMEDIATE TERM FUND CLASS C
EATON VANCE TAX-ADVANTAGED BOND STRATEGIES LONG TERM FUND CLASS C
EATON VANCE TAX-ADVANTAGED BOND STRATEGIES LONG TERM FUND CLASS I
EATON VANCE TAX-MANAGED INTL EQUITY FUND CLASS I
EATON VANCE TAX-MANAGED VALUE FUND CLASS I
EATON VANCE TENNESSEE MUNICIPAL INCOME FUND CLASS B
EATON VANCE TENNESSEE MUNICIPAL INCOME FUND CLASS C
EATON VANCE VIRGINIA MUNICIPAL INCOME FUND CLASS B
EATON VANCE VIRGINIA MUNICIPAL INCOME FUND CLASS C
EATON VANCE VIRGINIA MUNICIPAL INCOME FUND CLASS I
Page 50 of 185
CUSIP
27826H743
277905287
277905279
277923223
277923769
277923751
277923397
277923389
277907606
27826L504
27826L157
27826Y696
277905311
277905626
277902581
277902573
277905469
277905451
277905360
277905352
277905758
277905741
277905725
277905733
277905444
27826L710
27826Y886
27826Y720
277905600
277905709
277911863
277923579
27826M767
277911186
277911178
277923207
277923306
277923686
277911467
277911459
277911475
277911723
277911715
277911590
277911582
277911798
277911780
277911228
277911210
277911673
27826M775
27826M692
27826M718
27826M742
27826M734
277923611
277923629
27826L785
27826Y878
27826L850
27826Y860
27826Y712
Symbol
EZPNX
EOACX
EOAIX
EIPCX
ECEMX
EIEMX
ECISX
EIISX
EITEX
EVPAX
ECPAX
EIPAX
EAREX
EIREX
ERBCX
ERBIX
EROCX
EROIX
ECRRX
EIRRX
EBSMX
ECSMX
EBVSX
ECVSX
EISGX
EVSCX
ECSCX
EISCX
EMSEX
ECSEX
EVSGX
ESIIX
EIBSX
EBEAX
ECEAX
EBDIX
ECDIX
EIDIX
EZTGX
EITGX
EYTGX
EMIGX
ECIGX
EBCPX
ECCPX
EMMGX
ECMGX
ESVBX
ESVCX
ECTVX
ECBSX
ETIIX
EITCX
ECLTX
EILTX
EITIX
EITVX
EVTNX
ECTNX
EVVAX
ECVAX
EVAIX
Fund Type
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EATON VANCE FUNDS
EII REALTY FUNDS
EII REALTY FUNDS
EII REALTY FUNDS
EMPIRE BUILDERS FUNDS
EMPIRE BUILDERS FUNDS
EMPIRIC FUNDS
ENTREPRENEUR FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
EPIPHANY FUNDS
ETF FUNDS
EVERMORE FUNDS
EVERMORE FUNDS
EVERMORE FUNDS
EVERMORE FUNDS
EVERMORE FUNDS
EVERMORE FUNDS
FAM FUNDS
FAM FUNDS
FAM FUNDS
FAM FUNDS
FBP FUNDS
FBP FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FBR FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
Fund Description
EATON VANCE WORLD WIDE HEALTH SCIENCES FUND CLASS B
EATON VANCE WORLDWIDE HEALTH SCIENCE FUND CLASS R
EATON VANCE WORLDWIDE HEALTH SCIENCES CLASS C
EATON VANCE WORLDWIDE HEALTH SCIENCES FUND CL I
EATON VANCE-ATLANTA CAPITAL FOCUSED GROWTH FUND CLASS I
EII GLOBAL PROPERTY FUND INSTITUTIONAL SHARES
EII INTERNATIONAL PROPERTY FUND INST SHARES
EII REALTY SECS FUND INST SHARES
EMPIRE BUILDER TAX FREE BOND FUND PREMIER CLASS
EMPIRE BUILDER TAX-FREE BOND FUND
EMPIRIC CORE EQUITY FUND CLASS C
ENTREPRENEURSHARES GLOBAL FUND RETAIL CLASS
DANA LARGE CAP CORE FUND CLASS A
DANA LARGE CAP CORE FUND CLASS C
DANA LARGE CAP CORE FUND CLASS I
DANA LARGE CAP CORE FUND CLASS N
EPIPHANY CORE EQUITY FUND CLASS A
EPIPHANY CORE EQUITY FUND CLASS C
EPIPHANY FFV FOCUSED FUND CLASS A
EPIPHANY FFV FOCUSED FUND CLASS C
EPIPHANY FFV FOCUSED FUND CLASS I
EPIPHANY FFV FOCUSED FUND CLASS N
EPIPHANY FFV FUND CLASS I
EPIPHANY FFV FUND CLASS N
EPIPHANY FFV STRATEGIC INCOME FUND CLASS A
EPIPHANY FFV STRATEGIC INCOME FUND CLASS C
EPIPHANY FFV STRATEGIC INCOME FUND CLASS I
EPIPHANY FFV STRATEGIC INCOME FUND CLASS N
ETF MARKET OPPORTUNITY FUND
EVERMORE EUROPEAN VALUE FUND CLASS A
EVERMORE EUROPEAN VALUE FUND CLASS C
EVERMORE EUROPEAN VALUE FUND CLASS I
EVERMORE GLOBAL VALUE CLASS C
EVERMORE GLOBAL VALUE FUND CLASS A
EVERMORE GLOBAL VALUE FUND CLASS I
FAM EQUITY INCOME FUND
FAM EQUITY- INCOME FUND: ADVISOR SHARES
FAM VALUE FUND
FAM VALUE FUND ADVISOR SHARES
FBP CONTRARIAN BALANCED FUND
FBP CONTRARIAN EQUITY FUND
FBR BALANCED FUND CLASS I
FBR BALANCED FUND INVESTOR CLASS
FBR CORE BOND FUND CLASS I
FBR CORE BOND FUND INVESTOR CLASS
FBR FOCUS FUND INSTITUTIONAL CLASS
FBR FOCUS FUND INVESTOR CLASS
FBR GAS UTILITY INDEX FUND INVESTOR CLASS
FBR LARGE CAP FUND INSTITUTIONAL FUND
FBR LARGE CAP FUND INVESTOR CLASS
FBR LARGE-CAP FINANCIAL FUND INVESTOR CLASS
FBR MID CAP FUND INSTITUTIONAL CLASS
FBR MID CAP FUND INVESTOR CLASS
FBR SMALL CAP FINANCIAL FUND INSTITUTIONAL CLASS
FBR SMALL CAP FUND INSTITUTIONAL CLASS
FBR SMALL CAP FUND INVESTOR CLASS
FBR SMALL-CAP FINANCIAL FUND INVESTOR CLASS
FBR TECHNOLOGY FUND CLASS I
FBR TECHNOLOGY FUND INVESTOR CLASS
FEDERATED ADJUSTABLE RATE SECURITIES FUND CLASS SS
FEDERATED ASSET ALLOCATION FUND CLASS B
FEDERATED ASSET ALLOCATION FUND CLASS C
CUSIP
277902847
277902672
277902797
277902623
277902722
26852M204
26852M105
26852Q106
291626208
291626109
29215M200
293828109
29427N855
29427N848
29427N830
29427N822
29427N202
29427N301
29427N400
29427N509
29427N608
29427N707
29427N814
29427N103
29427N806
29427N889
29427N871
29427N863
053680104
300397130
300397148
300397155
300397114
300397106
300397122
314465204
314465402
314465105
314465303
969557107
969557206
30246J646
30246J653
30246J620
30246J638
30246J679
30246J307
30246J604
30246J810
30246J877
30246J109
30246J844
30246J869
30246J695
30246J836
30246J851
30246J208
30246J661
30246J406
314082207
31422C207
31422C306
Page 51 of 185
Symbol
EMHSX
ERHSX
ECHSX
EIHSX
EILGX
EIIGX
EIIPX
EIIRX
EMTPX
EMBTX
EMCCX
ENTRX
EPCAX
EPCCX
N/A
EPCNX
EPVAX
EPVCX
EPFAX
EPFCX
N/A
EPFNX
N/A
EPVNX
EPIAX
EPICX
N/A
EPINX
ETFOX
EVEAX
EVECX
EVEIX
EVGCX
EVGBX
EVGIX
FAMEX
FFCEX
FAMVX
FFCVX
FBPBX
FBPEX
AFBAX
AFSAX
AFHYX
AFHAX
FBRIX
FBRVX
GASFX
FBPIX
FBRPX
FBRFX
FBPMX
FBRMX
FBRUX
FBPYX
FBRYX
FBRSX
FBRQX
FBRTX
FASSX
FSBBX
FSBCX
Fund Type
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
Fund Description
FEDERATED BALANCED ALLOCATION FUND CLASS B
FEDERATED BALANCED ALLOCATION FUND CLASS C
FEDERATED BOND FUND CLASS B
FEDERATED BOND FUND CLASS C
FEDERATED BOND FUND CLASS F
FEDERATED CAPITAL APPRECIATION FUND CLASS B
FEDERATED CAPITAL APPRECIATION FUND CLASS C
FEDERATED CAPITAL APPRECIATION FUND CLASS R
FEDERATED CAPITAL INCOME FUND CLASS B
FEDERATED CAPITAL INCOME FUND CLASS C
FEDERATED CAPITAL INCOME FUND CLASS F
FEDERATED CLOVER SMALL VALUE FUND CLASS C
FEDERATED CLOVER VALUE FUND CLASS B
FEDERATED CLOVER VALUE FUND CLASS C
FEDERATED CLOVER VALUE FUND CLASS R
FEDERATED CORPORATE BOND STRATEGY PORTFOLIO FUND CL A
FEDERATED EMERGING MARKET DEBT FUND CLASS B
FEDERATED EMERGING MARKET DEBT FUND CLASS C
FEDERATED EMERGING MARKET DEBT FUND CLASS F
FEDERATED EQUITY INCOME FUND CLASS B
FEDERATED EQUITY INCOME FUND CLASS C
FEDERATED EQUITY INCOME FUND CLASS F
FEDERATED FLOATING RATE STRATEGIC INCOME FUND CLASS A
FEDERATED FUND FOR U.S. GOVERNMENT SECURITIES CLASS B
FEDERATED FUND FOR U.S. GOVERNMENT SECURITIES CLASS C
FEDERATED GNMA FUND (INSTITUTIONAL SERVICE SHARES)
FEDERATED GOVERNMENT INCOME SECURITIES FUND CLASS B
FEDERATED GOVERNMENT INCOME SECURITIES FUND CLASS C
FEDERATED GOVERNMENT INCOME SECURITIES FUND CLASS F
FEDERATED GOV'T ULTRASHORT DURATION FUND IS CLASS
FEDERATED GOV'T ULTRASHORT DURATION FUND SS CLASS
FEDERATED GROWTH STRATEGIES FUND CLASS C
FEDERATED HIGH- YIELD STRATEGY PORTFOLIO CLASS A
FEDERATED HIGH YIELD TRUST SS
FEDERATED HIGH-INCOME BOND FUND CLASS B
FEDERATED HIGH-INCOME BOND FUND CLASS C
FEDERATED INCOME TRUST CLASS SS
FEDERATED INSTITUTIONAL HIGH YIELD BOND FUND
FEDERATED INTERCONTINENTAL FUND CLASS B
FEDERATED INTERCONTINENTAL FUND CLASS C
FEDERATED INTERCONTINENTAL FUND CLASS R
FEDERATED INTERMEDIATE CORP BOND FUND CLASS SS
FEDERATED INTERMEDIATE GOVT FUND INST CLASS (IS)
FEDERATED INTERMEDIATE GOVT FUND INST CLASS (SS)
FEDERATED INTERMEDIATE GOVT/ CORPORATE FD CL IS
FEDERATED INTERNATIONAL BOND FUND CLASS B
FEDERATED INTERNATIONAL BOND FUND CLASS C
FEDERATED INTERNATIONAL LEADERS FUND CLASS B
FEDERATED INTERNATIONAL LEADERS FUND CLASS C
FEDERATED INTERNATIONAL SMALL MID COMPANY FD CL B
FEDERATED INTERNATIONAL SMALL MID COMPANY FD CL C
FEDERATED INT'L BOND STRATEGY PORTFOLIO CLASS A
FEDERATED INT'L STRATEGIC VALUE DIVIDEND FUND CL C
FEDERATED KAUFMAN SMALL-CAP FUND CLASS B
FEDERATED KAUFMAN SMALL-CAP FUND CLASS C
FEDERATED KAUFMANN FUND CLASS B
FEDERATED KAUFMANN FUND CLASS C
FEDERATED KAUFMANN LARGE CAP FUND CLASS C
FEDERATED KAUFMANN LARGE CAP FUND CLASS R
FEDERATED KAUFMANN SMALL CAP FUND CLASS R
FEDERATED MARKET OPPORTUNITY FUND CLASS B
FEDERATED MARKET OPPORTUNITY FUND CLASS C
CUSIP
314212879
314212861
31420F202
31420F301
31420F400
314172800
314172883
314172594
31420C860
31420C852
31420C845
314172271
314172248
314172230
314172222
31421P100
31428U763
31428U755
31428U649
313915209
313915308
313915407
31420C647
31420C803
31420C886
314184201
313912305
313912404
313912107
31420B888
31420B805
314172305
31421P209
314197104
314195207
314195306
314199209
31420B300
314172495
314172487
314172479
31420C506
31420H109
31420H208
31420B607
31420G507
31420G606
31428U839
31428U821
31428U730
31428U722
31421P308
314172370
314172628
314172610
314172669
314172651
314172438
314172420
314172537
314172735
314172727
Page 52 of 185
Symbol
BAFBX
BAFCX
FDBBX
FDBCX
ISHIX
CPABX
CPACX
CPAKX
CAPBX
CAPCX
CAPFX
VSFCX
VFCBX
VFCCX
VFCKX
FCSPX
IHIBX
IHICX
IHIFX
LEIBX
LEICX
LFEIX
FRSAX
FUSBX
FUSCX
FGSSX
FGOBX
FGOCX
FGOIX
FGUSX
FEUSX
FGSCX
FHYSX
FHYTX
FHBBX
FHICX
FITSX
FIHBX
ICFBX
ICFFX
ICFKX
INISX
FLDIX
FLDSX
FGCIX
FTBBX
FTIBX
FGFBX
FGFCX
ISCBX
ISCCX
FIBPX
IVFCX
FKBSX
FKCSX
KAUBX
KAUCX
KLCCX
KLCKX
FKKSX
FMBBX
FMRCX
Fund Type
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FEDERATED FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FEDERATED MAX-CAP FUND (INSTITUTIONAL SERVICE SHARES)
FEDERATED MAX-CAP FUND CLASS C
FEDERATED MAX-CAP INDEX FUND CLASS IS
FEDERATED MDT ALL CAP CORE FD CL C
FEDERATED MDT BALANCED FUND CLASS C
FEDERATED MDT LARGE CAP GROWTH FD CL C
FEDERATED MDT LARGE CAP GROWTH FUND CLASS B
FEDERATED MDT SMALL CAP CORE FUNC CLASS C
FEDERATED MDT SMALL CAP GROWTH FUND CL C
FEDERATED MDT SMALL CAP GROWTH FUND CLASS B
FEDERATED MDT STOCK TRUST CLASS SS
FEDERATED MICHIGAN INTERM MUNI INCOME FUND CLASS A
FEDERATED MID CAP GROWTH STRATEGIES FUND CLASS B
FEDERATED MID-CAP INDEX FUND
FEDERATED MORTGAGE FUND
FEDERATED MORTGAGE FUND (INSTITUTIONAL SHARES)
FEDERATED MORTGAGE STRATEGY PORTFOLIO CLASS A
FEDERATED MUNI AND STOCK ADVANTAGE FUND CLASS F
FEDERATED MUNICIPAL HIGH YIELD ADVANTAGE FD CL B
FEDERATED MUNICIPAL HIGH YIELD ADVANTAGE FUND CL C
FEDERATED MUNICIPAL HIGH YIELD ADVANTAGE FUND CL F
FEDERATED MUNICIPAL SECURITIES FUND CLASS B
FEDERATED MUNICIPAL SECURITIES FUND CLASS C
FEDERATED MUNICIPAL SECURITIES FUND INC CLASS F
FEDERATED MUNICIPAL ULTRASHORT FUND CLASS IS
FEDERATED NEW YORK MUNICIPAL FUND CLASS B
FEDERATED NEW YORK MUNICIPAL INCOME FUND CLASS A
FEDERATED OHIO MUNICIPAL INCOME FUND CLASS A
FEDERATED OHIO MUNICIPAL INCOME FUND CLASS F
FEDERATED PA MUNICIPAL INCOME FUND CLASS A
FEDERATED PA MUNICIPAL INCOME FUND CLASS B
FEDERATED PRUDENT BEAR FUND CLASS C
FEDERATED PRUDENT DOLLARBEAR FUND CLASS C
FEDERATED REAL RETURN BOND FUND CLASS A
FEDERATED REAL RETURN BOND FUND CLASS C
FEDERATED SHORT- INTERMEDIATE DURATION MUNI TRUST FUND CLASS A
FEDERATED SHORT- INTERMEDIATE DURATION MUNI TRUST FUND INST CL
FEDERATED SHORT- INTERMEDIATE DURATION MUNI TRUST FUND SERVICE CL
FEDERATED SHORT TERM INCOME FUND CLASS Y
FEDERATED SHORT-TERM INCOME FUND (INSTITUTIONAL SERVICE SHARES)
FEDERATED STOCK & MUNI ADVANTAGE FUND CLASS B
FEDERATED STOCK & MUNI ADVANTAGE FUND CLASS C
FEDERATED STRATEGIC INCOME FUND CLASS B
FEDERATED STRATEGIC INCOME FUND CLASS C
FEDERATED STRATEGIC INCOME FUND CLASS F
FEDERATED STRATEGIC VALUE DIVIDEND FUND CL C
FEDERATED TOTAL RETURN BOND FUND CLASS B
FEDERATED TOTAL RETURN BOND FUND CLASS C
FEDERATED TOTAL RETURN BOND FUND CLASS R
FEDERATED TOTAL RETURN BOND FUND CLASS SS
FEDERATED TOTAL-RETURN BOND FUND (INSTITUTIONAL SHARES)
FEDERATED TOTAL-RETURN U.S. GOVERNMENT BOND FUND (INST SHARES)
FEDERATED TOTAL-RETURN U.S. GOVT BOND FUND (INST SERVIVCE SHRS)
FEDERATED U.S. GOVERNMENT BOND FUND SS
FEDERATED U.S. GOVT SECURITIES FUND (1-3 YEARS INST)
FEDERATED U.S. GOVT SECURITIES FUND (2-5 YEARS INST)
FEDERATED ULTRA SHORT BOND FUND INSTITUTIONAL SHARES
FEDERATED ULTRA SHORT BOND FUND SS SHARES
FEDERATED UNCONSTRAINED BOND FUND CLASS A
FIDELITIY ADVISOR INT'L GROWTH FUND CLASS C
FIDELITY ADVANTAGE INTERNATIONAL GROWTH FUND CL T
FIDELITY ADVANTAGE TOTAL INTERNATIONAL EQUITY FUND CL T
Page 53 of 185
CUSIP
31420E403
31420E502
31420E106
31421R205
31421R833
31421R809
31421R684
31421R791
31421R767
31421R676
313900102
313923302
314172206
31420E205
31428Q804
31428Q887
31421P407
31420C720
313923856
313923849
313923831
313913204
313913303
313913402
31417P858
313923880
313923401
313923823
313923609
313923708
313923807
314172347
31420C696
31420C779
31420C761
313907305
313907107
313907206
31420C787
31420C308
31420C829
31420C811
31417P601
31417P700
31417P809
314172578
31428Q812
31428Q796
31428Q770
31428Q507
31428Q101
31429A105
31429A204
314284100
31428M209
31428P202
31428Q747
31428Q754
31420C639
315910398
315910380
315910331
Symbol
FMXSX
MXCCX
FISPX
QCACX
QCBGX
QCLGX
QBLGX
QCSCX
QCSGX
QBSGX
FSTKX
MMIFX
FGSBX
FMDCX
FGFSX
FGFIX
FMBPX
FMUFX
FMOBX
FMNCX
FHTFX
LMSBX
LMSCX
LMFFX
FMUSX
NYIBX
NYIFX
OMIAX
OMIFX
PAMFX
FPABX
PBRCX
FPGCX
RRFAX
RRFCX
FMTAX
FSHIX
FSHSX
FSTYX
FSISX
FMNBX
FMUCX
SINBX
SINCX
STFSX
SVACX
TLRBX
TLRCX
FTRKX
FTRFX
FTRBX
FTRGX
FTGSX
FEDBX
FSGIX
FIGIX
FULIX
FULBX
FUNAX
FIGCX
FITGX
FTTEX
Fund Type
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY ADVISOR (FOCUS) FINANCIAL SERVICES CLASS A
FIDELITY ADVISOR (FOCUS) FINANCIAL SERVICES CLASS I
FIDELITY ADVISOR (FOCUS) FINANCIAL SERVICES CLASS T
FIDELITY ADVISOR (FOCUS) HEALTH CARE CLASS A
FIDELITY ADVISOR (FOCUS) HEALTH CARE CLASS I
FIDELITY ADVISOR (FOCUS) HEALTH CARE CLASS T
FIDELITY ADVISOR (FOCUS) TECHNOLOGY CLASS A
FIDELITY ADVISOR (FOCUS) TECHNOLOGY CLASS C
FIDELITY ADVISOR (FOCUS) TECHNOLOGY CLASS I
FIDELITY ADVISOR (FOCUS) TECHNOLOGY CLASS T
FIDELITY ADVISOR 130/30 LARGE CAP STOCK FUND CLASS A
FIDELITY ADVISOR 130/30 LARGE CAP STOCK FUND CLASS C
FIDELITY ADVISOR 130/30 LARGE CAP STOCK FUND CLASS I
FIDELITY ADVISOR 130/30 LARGE CAP STOCK FUND CLASS T
FIDELITY ADVISOR ASSET MANAGED 30% FUND CLASS A
FIDELITY ADVISOR ASSET MANAGER 20% FUND CLASS A
FIDELITY ADVISOR ASSET MANAGER 20% FUND CLASS C
FIDELITY ADVISOR ASSET MANAGER 20% FUND CLASS I
FIDELITY ADVISOR ASSET MANAGER 20% FUND CLASS T
FIDELITY ADVISOR BALANCED CLASS A
FIDELITY ADVISOR BALANCED CLASS I
FIDELITY ADVISOR BALANCED CLASS T
FIDELITY ADVISOR BALANCED FUND CLASS C
FIDELITY ADVISOR BIOTECHNOLOGY FUND CLASS A
FIDELITY ADVISOR BIOTECHNOLOGY FUND CLASS C
FIDELITY ADVISOR BIOTECHNOLOGY FUND CLASS I
FIDELITY ADVISOR BIOTECHNOLOGY FUND CLASS T
FIDELITY ADVISOR CALIFORNIA MUNI FUND CLASS A
FIDELITY ADVISOR CALIFORNIA MUNI FUND CLASS C
FIDELITY ADVISOR CALIFORNIA MUNI FUND CLASS I
FIDELITY ADVISOR CALIFORNIA MUNI FUND CLASS T
FIDELITY ADVISOR CANADA FUND CLASS A
FIDELITY ADVISOR CANADA FUND CLASS C
FIDELITY ADVISOR CANADA FUND CLASS I
FIDELITY ADVISOR CANADA FUND CLASS T
FIDELITY ADVISOR CAPITAL DEVELOPMENT FUND CLASS A
FIDELITY ADVISOR CAPITAL DEVELOPMENT FUND CLASS I
FIDELITY ADVISOR CAPITAL DEVELOPMENT FUND CLASS T
FIDELITY ADVISOR CHINA REGION CLASS A
FIDELITY ADVISOR CHINA REGION CLASS C
FIDELITY ADVISOR CHINA REGION CLASS I
FIDELITY ADVISOR CHINA REGION CLASS T
FIDELITY ADVISOR COMM EQUIPMENT CLASS A
CUSIP
315918813
315918789
315918797
315918847
315918821
315918839
315918771
315918524
315918755
315918763
316200401
316200807
316200880
316200708
316069715
316069806
316069871
316069855
316069863
316069673
316069665
316069699
316069640
316069616
316069590
316069632
316069848
316069822
316069798
316069814
316069574
316069541
316069533
316069566
316069780
316069764
316069749
316069756
315807818
315807867
315807404
315807735
315918516
315918474
315918466
315918490
316061704
316061878
316061860
316061803
315910471
315910455
315910430
315910448
316127406
316127851
316127869
315910174
315910158
315910133
315910141
315918458
Page 54 of 185
Symbol
FAFDX
FFSIX
FAFSX
FACDX
FHCIX
FACTX
FADTX
FTHCX
FATIX
FATEX
FOATX
FOCTX
FITOX
FORTX
FTAAX
FTAWX
FTCWX
FTIWX
FTDWX
FCANX
FTINX
FTTNX
FFNAX
FFNCX
FFNIX
FFNTX
FFAMX
FFCMX
FFIMX
FFTMX
FSAAX
FSCNX
FSNIX
FSATX
FEYAX
FEYCX
FEYIX
FEYTX
FABLX
FAIOX
FAIGX
FABCX
FBTAX
FBTCX
FBTIX
FBTTX
FCMAX
FCMKX
FCMQX
FCMTX
FACNX
FCCNX
FICCX
FTCNX
FDTTX
FDEIX
FDTZX
FHKAX
FCHKX
FHKIX
FHKTX
FDMAX
Fund Type
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY ADVISOR COMM EQUIPMENT CLASS C
FIDELITY ADVISOR COMM EQUIPMENT CLASS I
FIDELITY ADVISOR COMM EQUIPMENT CLASS T
FIDELITY ADVISOR CONSUMER DISCRETIONARY CLASS A
FIDELITY ADVISOR CONSUMER DISCRETIONARY CLASS I
FIDELITY ADVISOR CONSUMER DISCRETIONARY CLASS T
FIDELITY ADVISOR CONSUMER DISCRETIONARY FUND CLASS C
FIDELITY ADVISOR CONSUMER STAPLES FUND CLASS A
FIDELITY ADVISOR CONSUMER STAPLES FUND CLASS C
FIDELITY ADVISOR CONSUMER STAPLES FUND CLASS I
FIDELITY ADVISOR CONSUMER STAPLES FUND CLASS T
FIDELITY ADVISOR CONVERTIBLE SECURITIES FUND CL A
FIDELITY ADVISOR CONVERTIBLE SECURITIES FUND CL C
FIDELITY ADVISOR CONVERTIBLE SECURITIES FUND CL I
FIDELITY ADVISOR CONVERTIBLE SECURITIES FUND CL T
FIDELITY ADVISOR CORPORATE BOND FUND CLASS A
FIDELITY ADVISOR CORPORATE BOND FUND CLASS C
FIDELITY ADVISOR CORPORATE BOND FUND CLASS I
FIDELITY ADVISOR CORPORATE BOND FUND CLASS T
FIDELITY ADVISOR DESTINY I FUND CLASS T
FIDELITY ADVISOR DESTINY II FUND CLASS C
FIDELITY ADVISOR DIVERSIFIED INTL FUND CLASS A
FIDELITY ADVISOR DIVERSIFIED INTL FUND CLASS C
FIDELITY ADVISOR DIVERSIFIED INTL FUND CLASS I
FIDELITY ADVISOR DIVERSIFIED INTL FUND CLASS T
FIDELITY ADVISOR DIVERSIFIED STOCK FUND CLASS A
FIDELITY ADVISOR DIVERSIFIED STOCK FUND CLASS C
FIDELITY ADVISOR DIVERSIFIED STOCK FUND CLASS I
FIDELITY ADVISOR DIVIDEND GROWTH FUND CLASS A
FIDELITY ADVISOR DIVIDEND GROWTH FUND CLASS C
FIDELITY ADVISOR DIVIDEND GROWTH FUND CLASS I
FIDELITY ADVISOR DIVIDEND GROWTH FUND CLASS T
FIDELITY ADVISOR ELECTRONICS FUND CLASS A
FIDELITY ADVISOR ELECTRONICS FUND CLASS C
FIDELITY ADVISOR ELECTRONICS FUND CLASS I
FIDELITY ADVISOR ELECTRONICS FUND CLASS T
FIDELITY ADVISOR EMERGING ASIA FUND CLASS A
FIDELITY ADVISOR EMERGING ASIA FUND CLASS C
FIDELITY ADVISOR EMERGING ASIA FUND CLASS I
FIDELITY ADVISOR EMERGING ASIA FUND CLASS T
FIDELITY ADVISOR EMERGING EUROPE MIDDLE EAST AFRICA FUND CLASS A
FIDELITY ADVISOR EMERGING EUROPE MIDDLE EAST AFRICA FUND CLASS C
FIDELITY ADVISOR EMERGING EUROPE MIDDLE EAST AFRICA FUND CLASS I
FIDELITY ADVISOR EMERGING EUROPE MIDDLE EAST AFRICA FUND CLASS T
FIDELITY ADVISOR EMERGING MARKETS FUND CLASS A
FIDELITY ADVISOR EMERGING MARKETS FUND CLASS C
FIDELITY ADVISOR EMERGING MARKETS FUND CLASS I
FIDELITY ADVISOR EMERGING MARKETS FUND CLASS T
FIDELITY ADVISOR EMERGING MARKETS INCOME CLASS A
FIDELITY ADVISOR EMERGING MARKETS INCOME CLASS I
FIDELITY ADVISOR EMERGING MARKETS INCOME CLASS T
FIDELITY ADVISOR EMERGING MARKETS INCOME FUND CLASS C
FIDELITY ADVISOR ENERGY FUND CLASS A
FIDELITY ADVISOR ENERGY FUND CLASS C
FIDELITY ADVISOR ENERGY FUND CLASS I
FIDELITY ADVISOR ENERGY FUND CLASS T
FIDELITY ADVISOR EQUITY GROWTH CL A
FIDELITY ADVISOR EQUITY GROWTH CL I
FIDELITY ADVISOR EQUITY GROWTH CL T
FIDELITY ADVISOR EQUITY GROWTH FUND CLASS C
FIDELITY ADVISOR EQUITY INCOME CL A
FIDELITY ADVISOR EQUITY INCOME CL I
Page 55 of 185
CUSIP
315918425
315918417
315918441
315918706
315918888
315918805
315918581
316390434
316390418
316390384
316390392
316145853
316145838
316145812
316145820
316146588
316146562
316146547
316146554
316127703
316127877
315920736
315920710
315920686
315920694
316127307
316127604
316127802
315805648
315805614
315805598
315805630
315918391
315918367
315918359
315918383
315920413
315920439
315920454
315920447
315910240
315910224
315910216
315910190
315920280
315920264
315920249
315920256
315920876
315920702
315920207
315920751
315916841
315918599
315916866
315916106
315805853
315805101
315805200
315805754
315808402
315808105
Symbol
FDMCX
FDMIX
FDMTX
FCNAX
FCNIX
FACPX
FCECX
FDAGX
FDCGX
FDIGX
FDTGX
FACVX
FCCVX
FICVX
FTCVX
FCBAX
FCCCX
FCBIX
FCBTX
FDTEX
FDECX
FDVAX
FADCX
FDVIX
FADIX
FDTOX
FDTCX
FDTIX
FADAX
FDGCX
FDGIX
FDGTX
FELAX
FELCX
FELIX
FELTX
FEAAX
FERCX
FERIX
FEATX
FMEAX
FEMCX
FIEMX
FEMTX
FAMKX
FMCKX
FIMKX
FTMKX
FMKAX
FMKIX
FAEMX
FMKCX
FANAX
FNRCX
FANIX
FAGNX
EPGAX
EQPGX
FAEGX
EPGCX
FEIAX
EQPIX
Fund Type
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY ADVISOR EQUITY INCOME CL T
FIDELITY ADVISOR EQUITY INCOME FUND CLASS C
FIDELITY ADVISOR EQUITY VALUE FUND CLASS A
FIDELITY ADVISOR EQUITY VALUE FUND CLASS C
FIDELITY ADVISOR EQUITY VALUE FUND CLASS I
FIDELITY ADVISOR EQUITY VALUE FUND CLASS T
FIDELITY ADVISOR EUROPE CAPITAL APPRECIATION FD CL A
FIDELITY ADVISOR EUROPE CAPITAL APPRECIATION FD CL C
FIDELITY ADVISOR EUROPE CAPITAL APPRECIATION FD CL I
FIDELITY ADVISOR EUROPE CAPITAL APPRECIATION FD CL T
FIDELITY ADVISOR FINANCIAL SERVICES FUND CLASS C
FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND CLASS A
FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND CLASS C
FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND CLASS I
FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND CLASS T
FIDELITY ADVISOR FREEDOM 2005 FUND CLASS A
FIDELITY ADVISOR FREEDOM 2005 FUND CLASS C
FIDELITY ADVISOR FREEDOM 2005 FUND CLASS I
FIDELITY ADVISOR FREEDOM 2005 FUND CLASS T
FIDELITY ADVISOR FREEDOM 2010 CLASS A
FIDELITY ADVISOR FREEDOM 2030 CLASS C
FIDELITY ADVISOR FREEDOM 2040 CLASS C
FIDELITY ADVISOR FREEDOM 2040 CLASS I
FIDELITY ADVISOR FREEDOM 2040 CLASS T
FIDELITY ADVISOR FREEDOM INCOME CLASS T
FIDELITY ADVISOR FREEDOM INCOME FUND CLASS A
FIDELITY ADVISOR FREEDOM INCOME FUND CLASS C
FIDELITY ADVISOR FREEDOM INCOME FUND CLASS I
FIDELITY ADVISOR GLOBAL BALANCED FUND CLASS A
FIDELITY ADVISOR GLOBAL BALANCED FUND CLASS C
FIDELITY ADVISOR GLOBAL BALANCED FUND CLASS I
CUSIP
315808204
315808501
315805366
315805333
315805325
315805358
315920678
315920652
315920637
315920645
315918565
315807594
315807560
315807552
315807586
315792648
315792622
315792598
315792614
315792705
315792887
315792861
315792879
315792580
315792564
315792549
315792556
315792853
315792838
315792812
315792820
315792531
315792515
315792481
315792499
315792770
315792796
315792754
315792762
315792473
315792457
315792432
315792440
315792721
315792697
315792713
315792747
315792390
315792374
315792358
315792366
315792341
315792325
315792291
315792317
315792507
315792200
315792408
315792606
316069467
316069442
316069426
Page 56 of 185
Symbol
FEIRX
FEICX
FAVAX
FAVCX
FAIVX
FAVTX
FAEAX
FCEAX
FIEAX
FAECX
FAFCX
FFRAX
FFRCX
FFRIX
FFRTX
FFAVX
FCFVX
FFIVX
FFTVX
FACFX
FCFCX
FCIFX
FCFTX
FFVAX
FFVCX
FFVIX
FFVTX
FDAFX
FDCFX
FDIFX
FDTFX
FATWX
FCTWX
FITWX
FTTWX
FCFEX
FAFEX
FEFIX
FTFEX
FATHX
FCTHX
FITHX
FTTHX
FCFFX
FIFFX
FTFFX
FAFFX
FFFZX
FFFJX
FFFIX
FFFTX
FFFLX
FFFYX
FFFPX
FFFQX
FTAFX
FAFAX
FCAFX
FIAFX
FGLAX
FGLCX
FGLIX
Fund Type
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY ADVISOR GLOBAL BALANCED FUND CLASS T
FIDELITY ADVISOR GLOBAL CAPITAL APPRECIATION FD CL A
FIDELITY ADVISOR GLOBAL CAPITAL APPRECIATION FD CL C
FIDELITY ADVISOR GLOBAL CAPITAL APPRECIATION FD CL I
FIDELITY ADVISOR GLOBAL CAPITAL APPRECIATION FD CL T
FIDELITY ADVISOR GLOBAL COMMODITY STOCK FUND CLASS A
FIDELITY ADVISOR GLOBAL COMMODITY STOCK FUND CLASS C
FIDELITY ADVISOR GLOBAL COMMODITY STOCK FUND CLASS I
FIDELITY ADVISOR GLOBAL COMMODITY STOCK FUND CLASS T
FIDELITY ADVISOR GLOBAL HIGH INCOME FUND CLASS A
FIDELITY ADVISOR GLOBAL HIGH INCOME FUND CLASS C
FIDELITY ADVISOR GLOBAL HIGH INCOME FUND CLASS I
FIDELITY ADVISOR GLOBAL HIGH INCOME FUND CLASS T
FIDELITY ADVISOR GLOBAL STRATEGIES FUND CLASS A
FIDELITY ADVISOR GLOBAL STRATEGIES FUND CLASS C
FIDELITY ADVISOR GLOBAL STRATEGIES FUND CLASS I
FIDELITY ADVISOR GLOBAL STRATEGIES FUND CLASS T
FIDELITY ADVISOR GOLD FUND CLASS A
FIDELITY ADVISOR GOLD FUND CLASS C
FIDELITY ADVISOR GOLD FUND CLASS I
FIDELITY ADVISOR GOLD FUND CLASS T
FIDELITY ADVISOR GOVERNMENT INCOME FUND CLASS A
FIDELITY ADVISOR GOVERNMENT INCOME FUND CLASS C
FIDELITY ADVISOR GOVERNMENT INCOME FUND CLASS I
FIDELITY ADVISOR GOVERNMENT INCOME FUND CLASS T
FIDELITY ADVISOR GROWTH & INCOME CLASS T
FIDELITY ADVISOR GROWTH & INCOME FUND CLASS C
FIDELITY ADVISOR GROWTH AND INCOME CLASS A
FIDELITY ADVISOR GROWTH AND INCOME CLASS I
FIDELITY ADVISOR GROWTH OPPORTUNITIES CLASS A
FIDELITY ADVISOR GROWTH OPPORTUNITIES CLASS I
FIDELITY ADVISOR GROWTH OPPORTUNITIES CLASS T
FIDELITY ADVISOR GROWTH OPPORTUNITIES FUND CLASS C
FIDELITY ADVISOR GROWTH STRATEGIES FUND CLASS A
FIDELITY ADVISOR GROWTH STRATEGIES FUND CLASS C
FIDELITY ADVISOR GROWTH STRATEGIES FUND CLASS I
FIDELITY ADVISOR GROWTH STRATEGIES FUND CLASS T
FIDELITY ADVISOR HEALTH CARE FUND CLASS C
FIDELITY ADVISOR HIGH INCOME ADVANTAGE FUND CL I
FIDELITY ADVISOR HIGH INCOME ADVANTAGE FUND CLASS A
FIDELITY ADVISOR HIGH INCOME ADVANTAGE FUND CLASS C
FIDELITY ADVISOR HIGH INCOME ADVANTAGE FUND CLASS T
FIDELITY ADVISOR HIGH INCOME FUND CLASS A
FIDELITY ADVISOR HIGH INCOME FUND CLASS C
FIDELITY ADVISOR HIGH INCOME FUND CLASS I
FIDELITY ADVISOR HIGH INCOME FUND CLASS T
FIDELITY ADVISOR INCOME REPLACEMENT 2016 FUND CLASS A
FIDELITY ADVISOR INCOME REPLACEMENT 2016 FUND CLASS C
FIDELITY ADVISOR INCOME REPLACEMENT 2016 FUND CLASS I
FIDELITY ADVISOR INCOME REPLACEMENT 2016 FUND CLASS T
CUSIP
316069434
315920629
315920595
315920579
315920587
31618H101
31618H309
31618H507
31618H408
31641Q805
31641Q888
31641Q862
31641Q870
316146786
316146760
316146745
316146752
316390376
316390350
316390335
316390343
31617K782
31617K766
31617K741
31617K758
315805820
315805739
315805846
315805812
315807834
315807883
315807206
315807768
316389501
316389808
316389881
316389600
315918557
315807875
315807826
315807743
315807305
315807610
315807636
315807651
315807644
31617K725
31617K717
31617K683
31617K691
31617K667
31617K659
31617K634
31617K642
31617K618
31617K592
31617K576
31617K584
31617K550
31617K543
31617K527
31617K535
Page 57 of 185
Symbol
FGLTX
FGEAX
FEUCX
FEUIX
FGETX
FFGAX
FCGCX
FFGIX
FFGTX
FGHAX
FGHCX
FGHIX
FGHTX
FDASX
FDCSX
FDYIX
FDTSX
FGDAX
FGDCX
FGDIX
FGDTX
FVIAX
FVICX
FVIIX
FVITX
FGITX
FGIUX
FGIRX
FGIOX
FAGAX
FAGCX
FAGOX
FACGX
FGVAX
FGECX
FRVIX
FGVTX
FHCCX
FAHCX
FAHDX
FAHEX
FAHYX
FHIAX
FHNCX
FHNIX
FHITX
FRJAX
FRJCX
FRJIX
FRJTX
FRKAX
FRKCX
FRKIX
FRKTX
FILAX
FILCX
FILIX
FILTX
FRAMX
FRCMX
FRIMX
FRTMX
Fund Type
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY ADVISOR INCOME REPLACEMENT 2038 CLASS C
FIDELITY ADVISOR INDUSTRIALS CLASS A
FIDELITY ADVISOR INDUSTRIALS CLASS I
FIDELITY ADVISOR INDUSTRIALS CLASS T
FIDELITY ADVISOR INDUSTRIES FUND CLASS C
FIDELITY ADVISOR INFLATION-PROTECTED BOND FUND CLASS A
FIDELITY ADVISOR INFLATION-PROTECTED BOND FUND CLASS C
FIDELITY ADVISOR INFLATION-PROTECTED BOND FUND CLASS I
FIDELITY ADVISOR INFLATION-PROTECTED BOND FUND CLASS T
FIDELITY ADVISOR INTERMEDIATE BOND CLASS A
FIDELITY ADVISOR INTERMEDIATE BOND CLASS I
FIDELITY ADVISOR INTERMEDIATE BOND CLASS T
FIDELITY ADVISOR INTERMEDIATE BOND FUND CLASS C
FIDELITY ADVISOR INTERMEDIATE MUNI INCOME FUND CLASS A
FIDELITY ADVISOR INTERMEDIATE MUNI INCOME FUND CLASS C
FIDELITY ADVISOR INTERMEDIATE MUNI INCOME FUND CLASS I
FIDELITY ADVISOR INTERMEDIATE MUNI INCOME FUND CLASS T
FIDELITY ADVISOR INTERNATIONAL DISCOVERY FUND CL A
FIDELITY ADVISOR INTERNATIONAL DISCOVERY FUND CL C
FIDELITY ADVISOR INTERNATIONAL DISCOVERY FUND CL I
FIDELITY ADVISOR INTERNATIONAL DISCOVERY FUND CL T
FIDELITY ADVISOR INTERNATIONAL GRWTH CLASS I
FIDELITY ADVISOR INTERNATIONAL GRWTH FUND CLASS A
CUSIP
31617K493
31617K485
31617K469
31617K477
31617K444
31617K436
31617K410
31617K428
31617K386
31617K378
31617K352
31617K360
31617K337
31617K329
31617K295
31617K311
31617K279
31617K261
31617K246
31617K253
31617K220
31617K212
31617K188
31617K196
31617K162
31617K154
31617K139
31617K147
31617L301
31617L202
31617L509
31617L400
31617L707
31617L806
31617L871
31617L889
31617L855
31617L848
31617L822
31617L830
315918870
315918854
315918862
315918573
316146851
316146836
316146810
316146828
315809806
315809103
315809202
315809889
31638R402
31638R600
31638R808
31638R709
315910661
315910646
315910620
315910638
315910372
315910422
Page 58 of 185
Symbol
FRNAX
FRNCX
FRNIX
FRNTX
FIOAX
FIOCX
FIOIX
FIOTX
FARPX
FCRPX
FRAPX
FTRPX
FRQAX
FRQCX
FRQIX
FRQTX
FIARX
FICRX
FIIRX
FTIRX
FARSX
FCRSX
FRASX
FTRSX
FURAX
FURCX
FURIX
FURTX
FCRVX
FARVX
FIIVX
FTRVX
FARWX
FCRWX
FIIWX
FTRWX
FARFX
FCRFX
FIRFX
FITTX
FCLAX
FCLIX
FCLTX
FCLCX
FIPAX
FIPCX
FIPIX
FIPTX
FDIAX
EFIPX
FTBRX
FNBCX
FZIAX
FZICX
FZIIX
FZITX
FAIDX
FCADX
FIADX
FTADX
FIIIX
FIAGX
Fund Type
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY ADVISOR INTERNATIONAL REAL ESTATE FUND CLASS A
FIDELITY ADVISOR INTERNATIONAL REAL ESTATE FUND CLASS C
FIDELITY ADVISOR INTERNATIONAL REAL ESTATE FUND CLASS I
FIDELITY ADVISOR INTERNATIONAL REAL ESTATE FUND CLASS T
FIDELITY ADVISOR INTERNATIONAL SMALL CAP CLASS I
FIDELITY ADVISOR INTERNATIONAL SMALL CAP FUND CLASS A
FIDELITY ADVISOR INTERNATIONAL SMALL CAP FUND CLASS C
FIDELITY ADVISOR INTERNATIONAL SMALL CAP FUND CLASS T
FIDELITY ADVISOR INTERNATIONAL VALUE FUND CLASS A
FIDELITY ADVISOR INTERNATIONAL VALUE FUND CLASS C
FIDELITY ADVISOR INTERNATIONAL VALUE FUND CLASS I
FIDELITY ADVISOR INTERNATIONAL VALUE FUND CLASS T
FIDELITY ADVISOR INTERNAT'L CAPITAL APPRECIATION CL A
FIDELITY ADVISOR INTERNAT'L CAPITAL APPRECIATION CL C
FIDELITY ADVISOR INTERNAT'L CAPITAL APPRECIATION CL I
FIDELITY ADVISOR INTERNAT'L CAPITAL APPRECIATION CL T
FIDELITY ADVISOR INT'L SMALL CAP OPPORTUNITIES CL A
FIDELITY ADVISOR INT'L SMALL CAP OPPORTUNITIES CL C
FIDELITY ADVISOR INT'L SMALL CAP OPPORTUNITIES CL I
FIDELITY ADVISOR INT'L SMALL CAP OPPORTUNITIES CL T
FIDELITY ADVISOR INVESTMENT GRADE BOND FUND CLASS A
FIDELITY ADVISOR INVESTMENT GRADE BOND FUND CLASS C
FIDELITY ADVISOR INVESTMENT GRADE BOND FUND CLASS I
FIDELITY ADVISOR INVESTMENT GRADE BOND FUND CLASS T
FIDELITY ADVISOR JAPAN FUND CLASS A
FIDELITY ADVISOR JAPAN FUND CLASS C
FIDELITY ADVISOR JAPAN FUND CLASS I
FIDELITY ADVISOR JAPAN FUND CLASS T
FIDELITY ADVISOR LARGE CAP FUND CLASS C
FIDELITY ADVISOR LARGE CAP GROWTH FUND CLASS A
FIDELITY ADVISOR LARGE CAP GROWTH FUND CLASS C
FIDELITY ADVISOR LARGE CAP GROWTH FUND CLASS I
FIDELITY ADVISOR LARGE CAP GROWTH FUND CLASS T
FIDELITY ADVISOR LARGE CAP STOCK CLASS A
FIDELITY ADVISOR LARGE CAP STOCK CLASS I
FIDELITY ADVISOR LARGE CAP STOCK CLASS T
FIDELITY ADVISOR LATIN AMERICA FUND CLASS A
FIDELITY ADVISOR LATIN AMERICA FUND CLASS C
FIDELITY ADVISOR LATIN AMERICA FUND CLASS I
FIDELITY ADVISOR LATIN AMERICA FUND CLASS T
FIDELITY ADVISOR LEVERAGED COMPANY STOCK FUND CLASS A
FIDELITY ADVISOR LEVERAGED COMPANY STOCK FUND CLASS C
FIDELITY ADVISOR LEVERAGED COMPANY STOCK FUND CLASS I
FIDELITY ADVISOR LEVERAGED COMPANY STOCK FUND CLASS T
FIDELITY ADVISOR MATERIALS FUND CLASS A
FIDELITY ADVISOR MATERIALS FUND CLASS C
FIDELITY ADVISOR MATERIALS FUND CLASS I
FIDELITY ADVISOR MATERIALS FUND CLASS T
FIDELITY ADVISOR MEGA CAP STOCK FUND CLASS A
FIDELITY ADVISOR MEGA CAP STOCK FUND CLASS C
FIDELITY ADVISOR MEGA CAP STOCK FUND CLASS I
FIDELITY ADVISOR MEGA CAP STOCK FUND CLASS T
FIDELITY ADVISOR MID CAP GROWTH FUND CLASS A
FIDELITY ADVISOR MID CAP GROWTH FUND CLASS C
FIDELITY ADVISOR MID CAP GROWTH FUND CLASS I
FIDELITY ADVISOR MID CAP GROWTH FUND CLASS T
FIDELITY ADVISOR MID CAP II FUND CLASS A
FIDELITY ADVISOR MID CAP II FUND CLASS C
FIDELITY ADVISOR MID CAP II FUND CLASS I
FIDELITY ADVISOR MID CAP II FUND CLASS T
FIDELITY ADVISOR MID CAP VALUE FUND CLASS A
FIDELITY ADVISOR MID CAP VALUE FUND CLASS C
CUSIP
316389634
316389618
316389584
316389592
315910679
315910729
315910695
315910687
315910547
315910521
315910497
315910513
315920843
315920744
315920819
315920827
315910612
315910588
315910554
315910570
316146703
316146877
316146869
316146802
31618H655
31618H630
31618H614
31618H622
315805747
316128826
316128792
316128776
316128784
315805861
315805887
315805705
31618H713
31618H689
31618H671
31618H663
315805424
315805382
315805374
315805416
316390327
316390293
316390277
316390285
31617F502
31617F700
31617F882
31617F809
316128719
316128685
316128669
316128677
315807537
315807511
315807487
315807495
316128875
316128859
Page 59 of 185
Symbol
FIRAX
FIRCX
FIRIX
FIRTX
FIXIX
FIASX
FICSX
FTISX
FIVMX
FIVOX
FIVQX
FIVPX
FCPAX
FCPCX
FCPIX
FIATX
FOPAX
FOPCX
FOPIX
FOPTX
FGBAX
FGBCX
FGBPX
FGBTX
FPJAX
FJPCX
FJPIX
FJPTX
FLCCX
FLNAX
FLNEX
FLNOX
FLNTX
FALAX
FALIX
FALGX
FLFAX
FLFCX
FLFIX
FLFTX
FLSAX
FLSCX
FLVIX
FLSTX
FMFAX
FMFCX
FMFEX
FMFTX
FGTAX
FGRCX
FTRIX
FTGRX
FGCAX
FGCCX
FGCOX
FGCTX
FIIAX
FIICX
FIIMX
FITIX
FMPAX
FMPEX
Fund Type
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY ADVISOR MID CAP VALUE FUND CLASS I
FIDELITY ADVISOR MID CAP VALUE FUND CLASS T
FIDELITY ADVISOR MORTGAGE SECURITIES CLASS A
FIDELITY ADVISOR MORTGAGE SECURITIES CLASS I
FIDELITY ADVISOR MORTGAGE SECURITIES CLASS T
FIDELITY ADVISOR MORTGAGE SECURITIES FUND CLASS C
FIDELITY ADVISOR MUNI INCOME FUND CLASS A
FIDELITY ADVISOR MUNI INCOME FUND CLASS C
FIDELITY ADVISOR MUNI INCOME FUND CLASS T
FIDELITY ADVISOR MUNICIPAL FUND CLASS I
FIDELITY ADVISOR NEW INSIGHTS FUND CLASS A
FIDELITY ADVISOR NEW INSIGHTS FUND CLASS C
FIDELITY ADVISOR NEW INSIGHTS FUND CLASS I
FIDELITY ADVISOR NEW INSIGHTS FUND CLASS T
FIDELITY ADVISOR NEW YORK MUNI FUND CLASS A
FIDELITY ADVISOR NEW YORK MUNI INCOME FUND CLASS C
FIDELITY ADVISOR NEW YORK MUNI INCOME FUND CLASS I
FIDELITY ADVISOR NEW YORK MUNI INCOME FUND CLASS T
FIDELITY ADVISOR OVERSEAS CLASS A
FIDELITY ADVISOR OVERSEAS CLASS I
FIDELITY ADVISOR OVERSEAS CLASS T
FIDELITY ADVISOR OVERSEAS FUND CLASS C
FIDELITY ADVISOR REAL ESTATE FUND CLASS A
FIDELITY ADVISOR REAL ESTATE FUND CLASS C
FIDELITY ADVISOR REAL ESTATE FUND CLASS I
FIDELITY ADVISOR REAL ESTATE FUND CLASS T
FIDELITY ADVISOR REAL ESTATE INCOME FUND CLASS I
FIDELITY ADVISOR REAL ESTATE INCOME FUND CLASS T
FIDELITY ADVISOR SHORT FIXED INCOME CLASS A
FIDELITY ADVISOR SHORT FIXED INCOME CLASS I
FIDELITY ADVISOR SHORT FIXED INCOME CLASS T
FIDELITY ADVISOR SHORT FIXED INCOME FUND CLASS C
FIDELITY ADVISOR SHORT INTERMEDIATE MUNI INCOME FUND CLASS A
FIDELITY ADVISOR SHORT INTERMEDIATE MUNI INCOME FUND CLASS C
FIDELITY ADVISOR SHORT INTERMEDIATE MUNI INCOME FUND CLASS I
FIDELITY ADVISOR SHORT INTERMEDIATE MUNI INCOME FUND CLASS T
FIDELITY ADVISOR SMALL CAP FUND CLASS A
FIDELITY ADVISOR SMALL CAP FUND CLASS C
FIDELITY ADVISOR SMALL CAP FUND CLASS I
FIDELITY ADVISOR SMALL CAP FUND CLASS T
FIDELITY ADVISOR SMALL CAP GROWTH FUND CLASS C
FIDELITY ADVISOR SMALL-CAP GROWTH FUND CLASS A
FIDELITY ADVISOR SMALL-CAP GROWTH FUND CLASS I
FIDELITY ADVISOR SMALL-CAP GROWTH FUND CLASS T
FIDELITY ADVISOR SMALL-CAP VALUE FUND CLASS A
FIDELITY ADVISOR SMALL-CAP VALUE FUND CLASS C
FIDELITY ADVISOR SMALL-CAP VALUE FUND CLASS I
FIDELITY ADVISOR SMALL-CAP VALUE FUND CLASS T
FIDELITY ADVISOR STOCK SELECTOR ALL CAP FUND CLASS A
FIDELITY ADVISOR STOCK SELECTOR ALL CAP FUND CLASS C
FIDELITY ADVISOR STOCK SELECTOR ALL CAP FUND CLASS I
FIDELITY ADVISOR STOCK SELECTOR ALL CAP FUND CLASS T
FIDELITY ADVISOR STOCK SELECTOR LRG CAP VALUE FUND CL A
FIDELITY ADVISOR STOCK SELECTOR LRG CAP VALUE FUND CL C
FIDELITY ADVISOR STOCK SELECTOR LRG CAP VALUE FUND CL I
FIDELITY ADVISOR STOCK SELECTOR LRG CAP VALUE FUND CL T
FIDELITY ADVISOR STOCK SELECTOR MID CAP FUND CLASS A
FIDELITY ADVISOR STOCK SELECTOR MID CAP FUND CLASS C
FIDELITY ADVISOR STOCK SELECTOR MID CAP FUND CLASS I
FIDELITY ADVISOR STOCK SELECTOR MID CAP FUND CLASS T
FIDELITY ADVISOR STOCK SELECTOR SMALL CAP FUND CL A
FIDELITY ADVISOR STOCK SELECTOR SMALL CAP FUND CL C
CUSIP
316128834
316128842
31617K402
31617K709
31617K600
315807545
315916833
315916791
315916205
315916882
316071208
316071505
316071604
316071307
316337807
316337864
316337856
316337880
315918607
315918508
315918102
315918540
315918342
315918326
315918292
315918318
316389444
316389451
315807792
315807859
315807503
315807727
316203801
316203876
316203850
316203868
315805697
315805671
315805655
315805663
316389733
316389758
316389717
316389725
316389824
316389790
316389774
316389782
315805580
315805556
315805549
315805572
316128768
316128743
316128727
316128735
315805879
315805713
315805606
315805408
316066505
316066703
Page 60 of 185
Symbol
FMPOX
FMPTX
FMGAX
FMSCX
FMSAX
FOMCX
FAMUX
FAMCX
FAHIX
FMPIX
FNIAX
FNICX
FINSX
FNITX
FNMAX
FNYCX
FEMIX
FNYPX
FAOAX
FAOIX
FAERX
FAOCX
FHEAX
FHECX
FHEIX
FHETX
FRIRX
FRIQX
FSFAX
FSXIX
FASFX
FSFCX
FASHX
FCSHX
FISHX
FTSHX
FSCDX
FSCEX
FSCIX
FSCTX
FCCGX
FCAGX
FCIGX
FCTGX
FCVAX
FCVCX
FCVIX
FCVTX
FARAX
FRECX
FDCIX
FRGTX
FLUAX
FLUEX
FLUIX
FLUTX
FMCDX
FMCEX
FMCCX
FMCAX
FCDAX
FCDCX
Fund Type
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY ADVISOR STOCK SELECTOR SMALL CAP FUND CL I
FIDELITY ADVISOR STOCK SELECTOR SMALL CAP FUND CL T
FIDELITY ADVISOR STRATEGIC DIVIDEND & INCOME FUND CL I
FIDELITY ADVISOR STRATEGIC DIVIDEND & INCOME FUND CLASS A
FIDELITY ADVISOR STRATEGIC DIVIDEND & INCOME FUND CLASS C
FIDELITY ADVISOR STRATEGIC DIVIDEND & INCOME FUND CLASS T
FIDELITY ADVISOR STRATEGIC GROWTH FUND CLASS A
FIDELITY ADVISOR STRATEGIC GROWTH FUND CLASS C
FIDELITY ADVISOR STRATEGIC GROWTH FUND CLASS T
FIDELITY ADVISOR STRATEGIC INCOME CLASS A
FIDELITY ADVISOR STRATEGIC INCOME CLASS I
FIDELITY ADVISOR STRATEGIC INCOME CLASS T
FIDELITY ADVISOR STRATEGIC INCOME FUND CLASS C
FIDELITY ADVISOR STRATEGIC REAL RETURN FUND CLASS A
FIDELITY ADVISOR STRATEGIC REAL RETURN FUND CLASS C
FIDELITY ADVISOR STRATEGIC REAL RETURN FUND CLASS I
FIDELITY ADVISOR STRATEGIC REAL RETURN FUND CLASS T
FIDELITY ADVISOR TAX-MANAGED STOCK FUND CLASS A
FIDELITY ADVISOR TAX-MANAGED STOCK FUND CLASS C
FIDELITY ADVISOR TAX-MANAGED STOCK FUND CLASS I
FIDELITY ADVISOR TAX-MANAGED STOCK FUND CLASS T
FIDELITY ADVISOR TECHNOQUANT GROWTH CLASS I
FIDELITY ADVISOR TELECOMMUNICATIONS FUND CLASS A
FIDELITY ADVISOR TELECOMMUNICATIONS FUND CLASS C
FIDELITY ADVISOR TELECOMMUNICATIONS FUND CLASS I
FIDELITY ADVISOR TELECOMMUNICATIONS FUND CLASS T
FIDELITY ADVISOR TOTAL BOND FUND CLASS A
FIDELITY ADVISOR TOTAL BOND FUND CLASS C
FIDELITY ADVISOR TOTAL BOND FUND CLASS I
FIDELITY ADVISOR TOTAL BOND FUND CLASS T
FIDELITY ADVISOR TOTAL INTERNATIONAL EQUITY FUND CL A
FIDELITY ADVISOR TOTAL INTERNATIONAL EQUITY FUND CL C
FIDELITY ADVISOR TOTAL INTERNATIONAL EQUITY FUND CL I
FIDELITY ADVISOR ULTRA SHORT BOND FUND CLASS A
FIDELITY ADVISOR ULTRA SHORT BOND FUND CLASS I
FIDELITY ADVISOR ULTRA SHORT BOND FUND CLASS T
FIDELITY ADVISOR UTILITIES FUND
FIDELITY ADVISOR UTILITIES FUND CLASS A
FIDELITY ADVISOR UTILITIES FUND CLASS I
FIDELITY ADVISOR UTILITIES FUND CLASS T
FIDELITY ADVISOR VALUE FUND CLASS A
FIDELITY ADVISOR VALUE FUND CLASS C
FIDELITY ADVISOR VALUE FUND CLASS I
FIDELITY ADVISOR VALUE FUND CLASS T
FIDELITY ADVISOR VALUE LEADERS FUND CLASS A
FIDELITY ADVISOR VALUE LEADERS FUND CLASS C
FIDELITY ADVISOR VALUE LEADERS FUND CLASS I
FIDELITY ADVISOR VALUE LEADERS FUND CLASS T
FIDELITY ADVISOR VALUE STRATEGIES CLASS A
FIDELITY ADVISOR VALUE STRATEGIES CLASS I
FIDELITY ADVISOR VALUE STRATEGIES CLASS T
FIDELITY ADVISOR VALUE STRATEGIES FUND CLASS C
FIDELITY ADVISOR WORLDWIDE FUND CLASS A
FIDELITY ADVISOR WORLDWIDE FUND CLASS C
FIDELITY ADVISOR WORLDWIDE FUND CLASS I
FIDELITY ADVISOR WORLDWIDE FUND CLASS T
FIDELITY ADVISORS REAL ESTATE INCOME FUND CLASS A
FIDELITY ARIZONA MUNICIPAL INCOME FUND
FIDELITY ASSET MANAGER 20% FUND
CUSIP
316066885
316066802
316145804
316145408
316145606
316145705
315805796
315805721
315805770
315920850
315920801
315920504
315807669
315912873
315912857
315912832
315912840
316048875
316048842
316048834
316048867
315805762
316390269
316390244
316390228
316390236
31617K873
31617K857
31617K832
31617K840
315910364
315910349
315910323
31617K824
31617K790
31617K816
315918532
315918748
315918722
315918730
315916767
315916742
315916726
315916734
315920348
315920322
315920298
315920314
315920868
315920884
315918300
315805317
31618H705
31618H887
31618H861
31618H879
316389477
316448885
316069400
316069723
316069657
316069103
Page 61 of 185
Symbol
FCDIX
FCDTX
FSIDX
FASDX
FCSDX
FTSDX
FTQAX
FTQCX
FTQTX
FSTAX
FSRIX
FSIAX
FSRCX
FSRAX
FCSRX
FSIRX
FSRTX
FTXAX
FTXCX
FTXIX
FTXTX
FTQIX
FTUAX
FTUCX
FTUIX
FTUTX
FEPAX
FCEPX
FEPIX
FEPTX
FTAEX
FTCEX
FTEIX
FUBAX
FUBIX
FTUSX
FUGCX
FUGAX
FUGIX
FAUFX
FAVFX
FCVFX
FVIFX
FTVFX
FVLAX
FVLCX
FVLIX
FVLTX
FSOAX
FASOX
FASPX
FVCSX
FWAFX
FWCFX
FWIFX
FWTFX
FRINX
FSAZX
FASIX
FTANX
FFANX
FASMX
Fund Type
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY ASSET MANAGER 70% FUND CLASS A
FIDELITY ASSET MANAGER 70% FUND CLASS C
FIDELITY ASSET MANAGER 70% FUND CLASS I
FIDELITY ASSET MANAGER 70% FUND CLASS T
FIDELITY BALANCED FUND
FIDELITY BLUE CHIP GROWTH FUND
FIDELITY BLUE CHIP VALUE FUND
FIDELITY CA SHORT INTERMEDIATE TAX FREE BOND FUND
FIDELITY CALIFORNIA MUNICIPAL INCOME FUND
FIDELITY CANADA FUND
FIDELITY CAPITAL AND INCOME FUND
FIDELITY CAPITAL APPRECIATION FUND
FIDELITY CHINA REGION FUND
FIDELITY CONNECTICUT MUNICIPAL INCOME FD
FIDELITY CONSUMER FINANCE PORTFOLIO
FIDELITY CONTRA FUND
FIDELITY CONVERTIBLE SECURITIES FUND
FIDELITY CORPORATE BOND FUND
FIDELITY DISCIPLINED EQUITY FUND
FIDELITY DISCOVERY FUND
FIDELITY DIVERSIFIED INTERNATIONAL FUND
FIDELITY DIVIDEND GROWTH FUND
FIDELITY EMERGING ASIA FUND
FIDELITY EMERGING EUROPE MIDDLE EAST AFRICA FUND
FIDELITY EMERGING MARKETS FUND
FIDELITY EQUITY INCOME FUND
FIDELITY EQUITY INCOME II FUND
FIDELITY EUROPE CAPITAL APPRECIATION FUND
FIDELITY EUROPE FUND
FIDELITY EXPORT & MULTINATIONAL FUND
FIDELITY FIFTY FUND
FIDELITY FLOATING RATE HIGH INCOME FUND
FIDELITY FOCUS STOCK FUND
FIDELITY FOCUSED HIGH INCOME FUND
FIDELITY FOUR IN ONE INDEX FUND
FIDELITY FREEDOM 2000 FUND
FIDELITY FREEDOM FUND 2010
FIDELITY FREEDOM INCOME FUND
FIDELITY FREEDOM TWENTY THIRTY FUNDS
FIDELITY FUND
FIDELITY GLOBAL BALANCED FUND
FIDELITY GLOBAL COMMODITY STOCK FUND
FIDELITY GLOBAL HIGH INCOME FUND
FIDELITY GLOBAL STRATEGIES FUND RETAIL CLASS
FIDELITY GNMA FUND
FIDELITY GOVERNMENT SECURITIES LTD
FIDELITY GROWTH & INCOME FUND
FIDELITY GROWTH STRATEGIES FUND
FIDELITY HIGH INCOME FUND
FIDELITY INCOME REPLACEMENT 2016 FUND
CUSIP
316069582
316069301
316069525
316069491
316069475
316069483
316069707
316345206
316389303
316389857
316061852
316061209
315910307
316062108
316066109
315910778
316089101
316390723
316071109
316145200
316146596
316066208
31617F205
315910802
316389402
315910851
315910182
315910869
316138106
316145101
315910828
316343300
316448877
31617F106
315916783
316066406
316146794
31634R109
31617R407
315792689
315792671
31617R605
315792663
315792655
315792101
315792424
31617R506
315792416
315793851
31617R308
31617R704
316153105
316345404
31618H606
31641Q854
316146737
31617K105
316172105
316389204
316200203
316146406
31617K733
Page 62 of 185
Symbol
FSANX
FASGX
FAASX
FCASX
FAAIX
FTASX
FAMRX
FBALX
FBGRX
FBCVX
FCSTX
FCTFX
FICDX
FAGIX
FDCAX
FHKCX
FICNX
FSVLX
FCNTX
FCVSX
FCBFX
FDEQX
FDSVX
FDIVX
FDGFX
FSEAX
FEMEX
FEMKX
FEQIX
FEQTX
FECAX
FIEUX
FEXPX
FFTYX
FFRHX
FTQGX
FHIFX
FFNOX
FFFBX
FFFVX
FFVFX
FFFDX
FFTWX
FFTHX
FFFFX
FFFGX
FFFCX
FFFHX
FDEEX
FFFAX
FFFEX
FFIDX
FGBLX
FFGCX
FGHNX
FDYSX
FGMNX
FGOVX
FGRIX
FDEGX
SPHIX
FIRJX
Fund Type
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY INDEPENDENCE FUND
FIDELITY INFLATION PROTECTED BOND FUND
FIDELITY INST. SHORT INTERMEDIATE GOVERNMENT PORTFOLIO
FIDELITY INTERMED BOND FUND
FIDELITY INTERMEDIATE GOVERNMENT FUND
FIDELITY INTERMEDIATE MUNICIPAL INCOME FD
FIDELITY INTERNATIONAL DISCOVERY FUND
FIDELITY INTERNATIONAL GROWTH FUND
FIDELITY INTERNATIONAL REAL ESTATE FUND
FIDELITY INTERNATIONAL SMALL CAP FUND
FIDELITY INTERNATIONAL VALUE FUND
FIDELITY INTERNTL ENHANCED INDEX FUND
FIDELITY INTL CAPITAL APPRECIATION FUND
FIDELITY INT'L SMALL CAP OPPORTUNITIES FUND
FIDELITY INVESTMENT GRADE BOND
FIDELITY JAPAN FUND
FIDELITY JAPAN SMALL COMPANIES FUND
FIDELITY LARGE CAP CORE ENHANCED INDEX FUND
FIDELITY LARGE CAP GROWTH FUND
FIDELITY LARGE CAP STOCK FUND
FIDELITY LARGE CAP VALUE ENHANCED INDEX FUND
FIDELITY LATIN AMERICA FUND
FIDELITY LEVERAGED COMPANY STOCK FUND RETAIL CLASS
FIDELITY LOW PRICED STOCK FUND
FIDELITY MA MUNICIPAL INCOME FUND
FIDELITY MAGELLAN FUND
FIDELITY MARYLAND MUNICIPAL INCOME FUND
FIDELITY MEGA CAP STOCK FUND
FIDELITY MICHIGAN MUNICIPAL INCOME FUND
FIDELITY MID CAP ENHANCED INDEX FUND
FIDELITY MID CAP GROWTH FUND
FIDELITY MID CAP STOCK FUND
FIDELITY MID CAP VALUE FUND
FIDELITY MINNESOTA MUNICIPAL INCOME FUND
FIDELITY MORTGAGE SECURITIES PORTFOLIO FUND
FIDELITY MUNICIPAL INCOME 2015 FUND CLASS A
FIDELITY MUNICIPAL INCOME 2015 FUND CLASS I
FIDELITY MUNICIPAL INCOME 2015 FUND RETAIL CLASS
FIDELITY MUNICIPAL INCOME FUND
FIDELITY NASDAQ COMPOSITE INDEX FUND
CUSIP
31617K675
31617K626
31617K568
31617K519
31617K451
31617K394
31617K345
31617K287
31617K238
31617K170
31617L103
31617L608
31617L863
316145309
316146604
315809400
315912105
31617K303
31638R204
315910208
315910315
316389840
315910737
315910489
31606X407
315910810
315910562
316146109
315910885
315910760
31606X100
316128800
315912402
31606X209
315910844
316389873
316345305
315902205
316184100
316448604
31617F403
316412204
31606X605
316128883
316128404
316128701
316412303
31617K204
316146497
316146489
316146513
316146463
316146455
316146471
316146430
316146422
316146448
316146398
316146380
316146414
316089507
315912709
Page 63 of 185
Symbol
FIRKX
FIRLX
FIRMX
FIRNX
FIROX
FIRPX
FIRQX
FIRRX
FIRSX
FIRUX
FIRVX
FIRWX
FIXRX
FDFFX
FINPX
FFXSX
FTHRX
FSTGX
FLTMX
FIGRX
FIGFX
FIREX
FISMX
FIVLX
FIENX
FIVFX
FSCOX
FBNDX
FJPNX
FJSCX
FLCEX
FSLGX
FLCSX
FLVEX
FLATX
FLVCX
FLPSX
FDMMX
FMAGX
SMDMX
FGRTX
FMHTX
FMEIX
FSMGX
FMCSX
FSMVX
FIMIX
FMSFX
FAMPX
FAMIX
FMLCX
FAMMX
FAVIX
FMIFX
FAPAX
FACIX
FMCFX
FOMAX
FOMIX
FOCFX
FHIGX
FNCMX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
Fund Description
FIDELITY NEW MARKETS INCOME
FIDELITY NEW MILLENIUM FUND
FIDELITY NJ MUNICIPAL INCOME FUND
FIDELITY NORDIC COUNTRIES FUND
FIDELITY OHIO MUNICIPAL INCOME FUND
FIDELITY OTC PORTFOLIO
FIDELITY OVERSEAS
FIDELITY PA MUNICIPAL INCOME FUND
FIDELITY PACIFIC BASIN FUND
FIDELITY PURITAN FUND
FIDELITY REAL ESTATE INCOME FUND
FIDELITY REAL ESTATE INCOME FUND CLASS C
FIDELITY REAL ESTATE INVESTMENT PORTFOLIO FUND
FIDELITY SELECT AIR TRANSPORTATION FUND
FIDELITY SELECT AUTO FUND
FIDELITY SELECT BANKING PORTFOLIO
FIDELITY SELECT BIOTECHNOLOGY FUND
FIDELITY SELECT BROKERAGE MANAGEMENT FUND
FIDELITY SELECT CHEMICAL PORTFOLIO FUND
FIDELITY SELECT COMMUNICATIONS EQUIPMENT PORTFOLIO
FIDELITY SELECT CON- STRUCTION & HOUSING FUND
FIDELITY SELECT CONS UMER PRODUCTS FUND
FIDELITY SELECT CONSUMER STAPLES FUND
FIDELITY SELECT CYCLICAL INDUSTRIES
FIDELITY SELECT DEFENSE & AEROSPACE FUND
FIDELITY SELECT ELECTRONICS FUND
FIDELITY SELECT ENERGY PORTFOLIO
FIDELITY SELECT ENERGY SERVICES FUND
FIDELITY SELECT ENVI RONMENTAL SERVICES FUND
FIDELITY SELECT FINANCIAL SERVICES PORTFOLIO FUND
FIDELITY SELECT GOLD FUND
FIDELITY SELECT HEALTH CARE FUND
FIDELITY SELECT INDUSTRIAL EQUIPMENT
FIDELITY SELECT INSURANCE FUND
FIDELITY SELECT IT SERVICES
FIDELITY SELECT LEISURE PORTFOLIO FD
FIDELITY SELECT MATERIALS
FIDELITY SELECT MEDICAL EQUIPMENT & SYSTEMS FUND
FIDELITY SELECT MULTIMEDIA FUND
FIDELITY SELECT NATURAL GAS FUND
FIDELITY SELECT NATURAL RESOURCES
FIDELITY SELECT PHARMACEUTICALS PORTFOLIO
FIDELITY SELECT PORTFOLIO COMPUTER FUND
FIDELITY SELECT PORTFOLIO MEDICAL DELIVERY PORTFOLIO FUND
FIDELITY SELECT RETAILING FUND
FIDELITY SELECT SOFT WARE FUND
FIDELITY SELECT TECH NOLOGY PORTFOLIO FD
FIDELITY SELECT TELE COMMUNICATIONS PORTFOLIO FUND
FIDELITY SELECT TRANSPORTATION FUND
FIDELITY SELECT UTILITIES PORTFOLIO FUND
FIDELITY SELECT WIRELESS PORTFOLIO
FIDELITY SHORT INTERMEDIATE MUNI INCOME FUND
FIDELITY SHORT-TERM BOND PORTFOLIO FUND
FIDELITY SMALL CAP DISCOVERY FUND
FIDELITY SMALL CAP ENHANCED INDEX FUND
FIDELITY SMALL-CAP GROWTH FUND
FIDELITY SMALL-CAP STOCK FUND
FIDELITY SMALL-CAP VALUE FUND
FIDELITY SPARTAN 500 INDEX FUND ADVANTAGE CLASS
FIDELITY SPARTAN 500 INDEX FUND INVESTOR CLASS
FIDELITY SPARTAN EXTENDED MARKET INDEX FD ADVANTAGE
FIDELITY SPARTAN EXTENDED MARKET INDEX FUND
CUSIP
315910836
316200302
316089200
315910752
316412105
316389105
316343102
316344209
316343201
316345107
316389865
316389469
316138205
316390798
316390699
316390640
316390772
316390855
316390889
316390566
316390616
316390558
316390848
316390517
316390806
316390863
316390103
316390764
316390574
316390608
316390780
316390301
316390533
316390541
316390483
316390707
316390590
316390475
316390681
316390525
316390491
316390442
316390871
316390665
316390731
316390822
316390202
316390830
316390582
316390509
316390459
316203207
316146208
315912600
31606X506
316389766
315912501
316389832
315911701
315911206
315911883
315911503
Page 64 of 185
Symbol
FNMIX
FMILX
FNJHX
FNORX
FOHFX
FOCPX
FOSFX
FPXTX
FPBFX
FPURX
FRIFX
FRIOX
FRESX
FSAIX
FSAVX
FSRBX
FBIOX
FSLBX
FSCHX
FSDCX
FSHOX
FSCPX
FDFAX
FCYIX
FSDAX
FSELX
FSENX
FSESX
FSLEX
FIDSX
FSAGX
FSPHX
FSCGX
FSPCX
FBSOX
FDLSX
FSDPX
FSMEX
FBMPX
FSNGX
FNARX
FPHAX
FDCPX
FSHCX
FSRPX
FSCSX
FSPTX
FSTCX
FSRFX
FSUTX
FWRLX
FSTFX
FSHBX
FSCRX
FCPEX
FCPGX
FSLCX
FCPVX
FUSVX
FUSEX
FSEVX
FSEMX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIDELITY FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
Fund Description
FIDELITY SPARTAN INTERM TREAS BOND INDEX FD ADVANTAGE
FIDELITY SPARTAN INTERM TREASURY BOND INDEX INV CL
FIDELITY SPARTAN INTERNATIONAL INDEX FUND ADVANTAGE CLASS
FIDELITY SPARTAN INT'L INDEX FUND
FIDELITY SPARTAN LONG-TERM TREAS BOND INDEX BD ADVANTAGE
FIDELITY SPARTAN LONG-TERM TREASURY BOND INDEX BD INV CL
FIDELITY SPARTAN SHORT-TERM TREASURY BOND INDEX BD ADVTG
FIDELITY SPARTAN SHORT-TERM TREASURY BOND INDEX BD INV CL
FIDELITY SPARTAN TOTAL MARKET INDEX FUND
FIDELITY SPARTAN TOTAL MARKET INDEX FUND ADVANTAGE CLASS
FIDELITY STOCK SELECTOR ALL CAP FUND
FIDELITY STOCK SELECTOR LARGE CAP VALUE FUND
FIDELITY STOCK SELECTOR SMALL CAP FUND
FIDELITY STRATEGIC DIVIDEND & INCOME FUND
FIDELITY STRATEGIC INCOME FUND
FIDELITY STRATEGIC REAL RETURN FUND
FIDELITY TAX EXEMPT CAPITAL RESERVE FUND
FIDELITY TAX FREE BOND FUND
FIDELITY TAX MANAGED STOCK FUND
FIDELITY TELECOM AND UTILITIES FUND
FIDELITY TOTAL BOND FUND
FIDELITY TOTAL INTERNATIONAL EQUITY FUND
FIDELITY TREND FD
FIDELITY U.S. BOND INDEX PORTFOLIO
FIDELITY ULTRA SHORT BOND FUND
FIDELITY VALUE DISCOVERY FUND
FIDELITY VALUE FUND
FIDELITY VALUE STRATEGIES FUND
FIDELITY WORLD WIDE FUND
FIFTH THIRD ALL CAP VALUE FUND CLASS C
FIFTH THIRD ALL CAP VALUE FUND INSTITUTIONAL SHARES
FIFTH THIRD DISC LARGE CAP VALUE FD INSTITUTIONAL CLASS
FIFTH THIRD DISC LARGE CAP VALUE FUND CLASS C
FIFTH THIRD DIVIDEND GROWTH FUND CLASS C
FIFTH THIRD DIVIDEND GROWTH FUND INST CLASS
FIFTH THIRD EQUITY INDEX FUND CLASS A
FIFTH THIRD EQUITY INDEX FUND CLASS C
FIFTH THIRD EQUITY INDEX FUND INSTL SHARES
FIFTH THIRD EQUITY INDEX TRUST SHARES
FIFTH THIRD HIGH YIELD BOND FUND CLASS A
FIFTH THIRD HIGH YIELD BOND FUND INSTITUTIONAL CLASS
FIFTH THIRD INTERNATIONAL EQUITY FUND CLASS C
FIFTH THIRD LIFE MODEL MODERATE FD CLASS C
FIFTH THIRD LIFEMODEL AGGRESSIVE FD CL C
FIFTH THIRD LIFEMODEL AGGRESSIVE FD INSTL CLASS
FIFTH THIRD LIFEMODEL CONSERVATIVE FD CL C
FIFTH THIRD LIFEMODEL MODERATE CONSERVATIVE FD CL C
FIFTH THIRD LIFEMODEL MODERATLY AGGRESSIVE FD CL C
FIFTH THIRD LIFEMODEL-MODERATE AGG FUND INSTL CL
FIFTH THIRD MICRO CAP VALUE FUND CLASS C
FIFTH THIRD MICROCAP VALUE FUND INSTITUTIONAL SHARES
FIFTH THIRD MID CAP FUND INSTITUTIONAL CLASS
FIFTH THIRD MID CAP GROWTH FUND CLASS C
FIFTH THIRD QUALITY GROWTH FUND CLASS C
FIFTH THIRD QUALITY GROWTH FUND INSTITUTIONAL CLASS
FIFTH THIRD SHORT TERM BOND FUND CL C
FIFTH THIRD SHORT- TERM BOND FUND INSTITUTIONAL CLASS
FIFTH THIRD SMALL- CAP GROWTH FUND INSTITUTIONAL CLASS
FIFTH THIRD SMALL CAP VALUE FUND CLASS C
FIFTH THIRD SMALL CAP VALUE FUND INSTITUTIONAL CLASS
FIFTH THIRD STRATEGIC INCOME FUND CLASS C
FIFTH THIRD STRATEGIC INCOME FUND INST SHARES
CUSIP
315911834
315911842
315911875
315911602
315911818
315911826
315911859
315911867
315911404
315911800
316066307
316128602
315912303
316145887
31638R303
315912881
650914302
316128503
316048404
316128107
31617K881
315910299
316423102
315911107
31617K808
316345503
316464106
316401108
315910505
316786227
316786219
316786649
316786656
316786557
316786540
31678R676
31678R650
31678R692
31678S302
31678S732
31678S682
316786680
31678R148
31678P886
31678P605
31678R254
31678R197
31678P506
31678P100
316786136
316786128
316786748
316786755
316786789
316786771
31678R544
31678R585
31678R817
31678S203
31678R130
316786268
316786250
Page 65 of 185
Symbol
FIBAX
FIBIX
FSIVX
FSIIX
FLBAX
FLBIX
FSBAX
FSBIX
FSTMX
FSTVX
FDSSX
FSLVX
FDSCX
FSDIX
FSICX
FSRRX
N/A
FTABX
FTXMX
FIUIX
FTBFX
FTIEX
FTRNX
FBIDX
FUSFX
FVDFX
FDVLX
FSLSX
FWWFX
MXLCX
MXEIX
FEINX
FEQCX
FTPCX
FPFIX
KNIDX
FCINX
KNIEX
KNITX
FTYAX
FTYIX
FTECX
LMDCX
LASCX
LASIX
LCVCX
LCMVX
LMACX
LMAIX
MXCSX
MXAIX
FMCIX
FCMCX
FSQCX
FQGIX
KNLCX
KNLMX
KNEEX
FTVCX
FTVIX
FRACX
MXIIX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FIFTH THIRD FUNDS
FINANCIAL INV TRUST FUNDS
FIRST EAGLE FUNDS
FIRST EAGLE FUNDS
FIRST EAGLE FUNDS
FIRST EAGLE FUNDS
FIRST EAGLE FUNDS
FIRST EAGLE FUNDS
FIRST EAGLE FUNDS
FIRST EAGLE FUNDS
FIRST EAGLE FUNDS
FIRST INVESTORS FUNDS
Fund Description
FIFTH THIRD STRUCTURED LARGE CAP PLUS FUND INSTL CLASS
FIFTH THIRD TOTAL RETURN BOND FUND CLASS C
FIFTH THIRD TOTAL RETURN BOND FUND INSTITUTIONAL CLASS
ALPS RED ROCKS LISTED PRIVATE EQUITY CLASS C
ALPS/KOTAK INDIA GROWTH FUND CLASS C
ALPS/KOTAK INDIA GROWTH FUND CLASS I
ALPS/WMC VALUE INTERSECTION FUND CLASS C
CLOUGH CHINA FUND CLASS C
CLOUGH CHINA FUND INSTITUTIONAL CLASS
JEFFERIES COMMODITY STRATEGY ALLOCATION FUND CLASS C
JEFFERIES COMMODITY STRATEGY ALLOCATION FUND CLASS I
LISTED PRIVATE EQUITY FUND CLASS I
RIVERFRONT LONG TERM GROWTH & INCOME FUND CLASS C
RIVERFRONT LONG TERM GROWTH & INCOME FUND CLASS I
RIVERFRONT LONG-TERM GROWTH FUND CLASS C
RIVERFRONT LONG-TERM GROWTH FUND CLASS I
RIVERFRONT LONG-TERM GROWTH FUND CLASS L
RIVERFRONT LONG-TERM GROWTH FUND INVESTOR CLASS
RIVERFRONT MODERATE GROWTH & INCOME FUND CLASS C
RIVERFRONT MODERATE GROWTH & INCOME FUND CLASS I
RIVERFRONT MODERATE GROWTH FUND CLASS C
RIVERFRONT MODERATE GROWTH FUND CLASS I
FIRST EAGLE FUND OF AMERICA CLASS C
FIRST EAGLE GLOBAL FUND CLASS C
FIRST EAGLE GLOBAL FUND CLASS I
FIRST EAGLE GOLD FUND CLASS C
FIRST EAGLE GOLD FUND CLASS I
FIRST EAGLE OVERSEAS CLASS C
FIRST EAGLE OVERSEAS FD CLASS I
FIRST EAGLE U.S. VALUE FUND CLASS C
FIRST EAGLE U.S. VALUE FUND CLASS I
FIRST INVESTOR CONNECTICUT INSURED TAX-FREE FD CLASS B
FIRST INVESTOR NEW JERSEY TAX FREE INSURED CLASS B
FIRST INVESTORS BLUE CHIP CLASS B
FIRST INVESTORS BLUE CHIP FUND CLASS A
FIRST INVESTORS EQUITY INTL FUND CLASS A
FIRST INVESTORS FUND FOR INCOME CLASS A
FIRST INVESTORS FUND FOR INCOME CLASS B
FIRST INVESTORS GLOBAL FUND CLASS A
FIRST INVESTORS GLOBAL FUND CLASS B
FIRST INVESTORS GOVERNMENT
FIRST INVESTORS GOVERNMENT FUND CLASS B
FIRST INVESTORS GROWTH AND INCOME
FIRST INVESTORS GROWTH AND INCOME FUND CLASS B
FIRST INVESTORS INSURED TAX EXEMPT
FIRST INVESTORS INSURED TAX EXEMPT FUND CLASS B
FIRST INVESTORS INSURED TAX-EXEMPT FUND II CLASS A
FIRST INVESTORS INVESTMENT GRADE FUND CLASS A
FIRST INVESTORS INVESTMENT GRADE FUND CLASS B
FIRST INVESTORS MID CAP OPPORTUNITIES FUND CLASS A
FIRST INVESTORS MID- CAP OPPORTUNITY FUND CLASS B
FIRST INVESTORS MULTI STATE INSD TAX FREE CALIFORNIA
FIRST INVESTORS MULTI STATE INSD TAX FREE CONNECTICUT
FIRST INVESTORS MULTI STATE INSD TAX FREE MASSACHUSETTS
FIRST INVESTORS MULTI STATE INSD TAX FREE MICHIGAN
FIRST INVESTORS MULTI STATE INSD TAX FREE MINNESOTA
FIRST INVESTORS MULTI STATE INSD TAX FREE NEW JERSEY
FIRST INVESTORS MULTI STATE INSD TAX FREE NORTH CAROLINA
FIRST INVESTORS MULTI STATE INSD TAX FREE OHIO
FIRST INVESTORS MULTI STATE INSD TAX FREE OREGON CL B
FIRST INVESTORS MULTI STATE INSD TAX FREE OREGON FD CL A
FIRST INVESTORS MULTI STATE INSD TAX FREE PA FUND CLASS A
CUSIP
31678R643
316786854
316786847
317609634
317609444
317609436
317609642
317609725
317609717
317609659
317609667
317609782
317609568
317609550
317609535
317609543
317609469
317609477
317609493
317609519
317609584
317609592
32008F846
32008F705
32008F606
32008F788
32008F770
32008F804
32008F200
32008F879
32008F861
320604689
320604630
320616709
320616105
32061M852
320600109
320600208
320601107
320601206
32060H102
32060H201
32061M407
32061M506
32060M101
32060M200
30157P300
320600307
320600406
32061M209
32061M704
320604507
320604853
320604101
320604200
320604309
320604606
320604820
320604408
320604721
320604838
320604705
Page 66 of 185
Symbol
KNVEX
FCBDX
KNIIX
LPFCX
INFCX
INDIX
AMWCX
CHNCX
CHNIX
JCRCX
JCRIX
LPEIX
RLGCX
RLIIX
RLTCX
RLFIX
RLTIX
RLTSX
RMICX
RMIIX
RMGCX
RMGIX
FEAMX
FESGX
SGIIX
FEGOX
FEGIX
FESOX
SGOIX
FEVCX
FEVIX
FICUX
FINKX
FBCBX
FIBCX
FIINX
FIFIX
FIFJX
FIISX
FIBGX
FIGVX
FIGYX
FGINX
FGIBX
FITAX
FITCX
EIITX
FIIGX
FIIHX
FIUSX
FIMBX
FICAX
FICTX
FIMAX
FTMIX
FIMNX
FINJX
FMTNX
FIOHX
N/A
FTORX
FTPAX
Fund Type
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FIRST TRUST FUNDS
FIRST TRUST FUNDS
FIRST TRUST FUNDS
FIRST TRUST FUNDS
FIRST TRUST FUNDS
FIRST TRUST FUNDS
FIRST TRUST FUNDS
FIRST TRUST FUNDS
FMI FUNDS
FMI FUNDS
FMI FUNDS
FORESTER FUNDS
FORESTER FUNDS
FORESTER FUNDS
FORT PITT FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORUM FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
Fund Description
FIRST INVESTORS MULTI STATE INSD TAX FREE VIRGINIA
FIRST INVESTORS NEW YORK TAX FREE FUND CLASS A
FIRST INVESTORS OHIO TAX FREE FUND CLASS B
FIRST INVESTORS SELECT GROWTH FUND CLASS A
FIRST INVESTORS SELECT GROWTH FUND CLASS B
FIRST INVESTORS SPECIAL SITUATIONS
FIRST INVESTORS SPECIAL SITUATIONS FUND CLASS B
FIRST INVESTORS TOTAL RETURN
FIRST INVESTORS TOTAL RETURN FUND CLASS B
FIRST INVESTORS VALUE FUND CLASS A
FIRST INVESTORS VALUE FUND CLASS B
FIRST TRUST PREF SECURITIES & INCOME FUND CLASS C
FIRST TRUST PREF SECURITIES & INCOME FUND CLASS F
FIRST TRUST PREF SECURITIES & INCOME FUND CLASS I
FIRST TRUST PREF SECURITIES & INCOME FUND CLASS R3
FIRST TRUST/ CONFLUENCE SM CAP VALUE FUND CLASS C
FIRST TRUST/ CONFLUENCE SM CAP VALUE FUND CLASS F
FIRST TRUST/ CONFLUENCE SM CAP VALUE FUND CLASS I
FIRST TRUST/ CONFLUENCE SM CAP VALUE FUND CLASS R3
FMI FOCUS FUND
FMI LARGE CAP FUND
FMI PROVIDENT TRUST FUND
FORESTER DISCOVERY FUND
FORESTER VALUE FUND
FORESTER VALUE FUND CLASS I
FORT PITT CAPITAL TOTAL RETURN FUND
ABSOLUTE OPPORTUNITIES FUND INSTITUTIONAL CLASS
ADAMS HARKNESS SMALL-CAP GROWTH FUND
AUXIER FOCUS FUND INVESTOR CLASS
BECK MACK & OLIVER PARTNERS FUND
BECK, MACK, & OLIVER GLOBAL EQUITY FUND
DF DENT PREMIER GROWTH FUND
DIVIDEND PLUS+ INCOME FUND INSTITUTIONAL CLASS
DIVIDEND PLUS+ INCOME FUND INVESTOR CLASS
FOUNTAINHEAD SPECIAL VALUE FUND
GOLDEN LARGE CAP CORE FUND
GOLDEN SMALL CAP CORE FUND
LOU HOLLAND GROWTH FUND CLASS A
LOU HOLLAND GROWTH FUND INSTITUTIONAL CLASS
LOU HOLLAND GROWTH FUND INVESTOR CLASS
MERK ABSOLUTE CURRENCY RETURN FUND INVESTOR CLASS
MERK ABSOLUTE RETURN CURRENCY FUND INSTITUTIONAL CLASS
MERK ASIAN CURRENCY FUND
MERK ASIAN CURRENCY FUND INSTITUTIONAL SHARES
MERK HARD CURRENCY FUND INSTITUTIONAL SHARES
MERK HARD CURRENCY FUND INVESTOR CLASS
PAYSON TOTAL RETURN FUND
POLARIS GLOBAL VALUE FUND
THE BEEHIVE FUND INSTITUTIONAL CLASS
UCM SHORT DURATION FUND INSTITUTIONAL CLASS
UCM SHORT DURATION FUND INVESTOR CLASS
WATERVILLE LARGE CAP VALUE FUND INSTITUTIONAL CLASS
WATERVILLE LARGE CAP VALUE FUND INVESTOR CLASS
FORWARD AGGRESSIVE GROWTH ALLOCATION FUND CLASS A
FORWARD AGGRESSIVE GROWTH ALLOCATION FUND CLASS C
FORWARD AGGRESSIVE GROWTH ALLOCATION FUND INSTITUTIONAL CLASS
FORWARD AGGRESSIVE GROWTH ALLOCATION FUND INVESTOR CLASS
FORWARD BALANCED ALLOCATION FUND CLASS A
FORWARD BALANCED ALLOCATION FUND CLASS C
FORWARD BALANCED ALLOCATION FUND INSTITUTIONAL CLASS
FORWARD BALANCED ALLOCATION FUND INVESTOR CLASS
FORWARD BANKING AND FINANCE FUND CLASS C
Page 67 of 185
CUSIP
320604804
320917107
320604739
32061M860
32061M878
320616303
320616881
320616204
320616873
32061M308
32061M605
33738A115
33738A123
33738A131
33738A149
33731W114
33731W122
33731W130
33731W148
302933106
302933205
30250T100
34623P100
34623P209
34623P308
348487109
34984T642
349903229
349903179
34985G102
349903781
349903419
349903138
349903120
03071Q407
34984T881
34984T857
34984T519
34984T568
34984T550
34984T592
34984T493
34984T659
34984T485
34984T501
34984T402
349903880
349903484
077021103
34984T477
34984T469
34984T576
34984T584
34987A707
34987A806
34987A509
34987A608
34987A772
34987A764
34987A798
34987A780
29089R400
Symbol
FIVAX
FNYFX
N/A
FICGX
FIGBX
FISSX
FISBX
FITRX
FBTRX
FIUTX
FIUBX
FPECX
FPEFX
FPEIX
FPERX
FOVCX
FOVFX
FOVIX
FOVRX
FMIOX
FMIHX
FMIRX
INTLX
FVALX
FVILX
FPCGX
AOFOX
ASCGX
AUXFX
BMPEX
BMGEX
DFDPX
MAIPX
DIVPX
KINGX
GLDLX
GLDSX
LHGAX
LHGIX
LHGFX
MABFX
MAAIX
MEAFX
MASIX
MHCIX
MERKX
PBFDX
PGVFX
BEEHX
UCMIX
UCMRX
WVLIX
WVLVX
AGRRX
ACAGX
AAGRX
ACAIX
AOBAX
ABAFX
ABAAX
ACBIX
HSSCX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
Fund Description
FORWARD COMMODITY LONG/SHORT FUND INSTITUTIONAL CLASS
FORWARD COMMODITY LONG/SHORT STRATEGY FUND CLASS C
FORWARD COMMODITY LONG/SHORT STRATEGY FUND INVESTOR CLASS
FORWARD COREPLUS FUND INSTITUTIONAL CLASS
FORWARD COREPLUS FUND INVESTOR CLASS
FORWARD EMERGING MARKETS FD INSTITUTIONAL SHARES
FORWARD EMERGING MARKETS FUND INVESTOR SHARES
FORWARD EXTENDED MARKETPLUS FUND CLASS C
FORWARD EXTENDED MARKETPLUS FUND INSTITUTIONAL CLASS
FORWARD EXTENDED MARKETPLUS FUND INVESTOR CLASS
FORWARD FOCUS FUND CLASS A
FORWARD FOCUS FUND INVESTOR CLASS
FORWARD FRONTIER STRATEGY FUND INSTITUTIONAL CLASS
FORWARD FRONTIER STRATEGY FUND INVESTOR CLASS
FORWARD GLOBAL INFRASTRUCTURE FUND CLASS C
FORWARD GLOBAL INFRASTRUCTURE FUND INSTITUTIONAL CLASS
FORWARD GLOBAL INFRASTRUCTURE FUND INVESTOR CLASS
FORWARD GROWTH & INCOME ALLOCATION FUND CLASS A
FORWARD GROWTH & INCOME ALLOCATION FUND CLASS C
FORWARD GROWTH & INCOME ALLOCATION FUND INSTITUTIONAL CLASS
FORWARD GROWTH & INCOME ALLOCATION FUND INVESTOR CLASS
FORWARD GROWTH ALLOCATION FUND CLASS A
FORWARD GROWTH ALLOCATION FUND CLASS C
FORWARD GROWTH ALLOCATION FUND INSTITUTIONAL CLASS
FORWARD GROWTH ALLOCATION FUND INVESTOR CLASS
FORWARD GROWTH FUND CLASS C
FORWARD GROWTH FUND INSTITUTIONAL CLASS
FORWARD GROWTH FUND INVESTOR CLASS
FORWARD HIGH YIELD BOND FUND CLASS C
FORWARD HIGH YIELD BOND FUND INSTITUTIONAL CLASS
FORWARD HIGH YIELD BOND FUND INVESTOR CLASS
FORWARD INCOME & GROWTH ALLOCATION FUND ADVISOR CLASS
FORWARD INCOME & GROWTH ALLOCATION FUND CLASS A
FORWARD INCOME & GROWTH ALLOCATION FUND CLASS C
FORWARD INCOME & GROWTH ALLOCATION FUND INVESTOR CLASS
FORWARD INCOME ALLOCATION FUND CLASS A
FORWARD INCOME ALLOCATION FUND CLASS C
FORWARD INCOME ALLOCATION FUND INSTITUTIONAL CLASS
FORWARD INCOME ALLOCATION FUND INVESTOR CLASS
FORWARD INTERNATIONAL DIVIDEND FD INVESTOR CLASS
FORWARD INTERNATIONAL EQUITY FD INSTL CL
FORWARD INTERNATIONAL EQUITY FD INVESTOR CLASS
FORWARD INTERNATIONAL FIXED INCOME FUND INVESTOR CLASS
FORWARD INTERNATIONAL REAL ESTATE FUND CLASS C
FORWARD INTERNATIONAL REAL ESTATE FUND INSTL CL
FORWARD INTERNATIONAL REAL ESTATE FUND INVESTOR CL
FORWARD INTERNATIONAL SMALL COMPANIES FD CLASS A
FORWARD INT'L FIXED INCOME FUND CLASS C
FORWARD INT'L SMALL COMPANIES FUND INST. SHARES
FORWARD INT'L SMALL COMPANIES FUND INVESTOR SHARES
FORWARD INVESTMENT GRADE FIXED-INCOME FUND INSTITUTIONAL CLASS
FORWARD INVESTMENT GRADE FIXED-INCOME FUND INVESTOR CLASS
FORWARD LARGE CAP EQUITY FUND INVESTOR CLASS
FORWARD LONG/SHORT CREDIT ANALYSIS FUND CLASS C
FORWARD LONG/SHORT CREDIT ANALYSIS FUND INSTL CLASS
FORWARD LONG/SHORT CREDIT ANALYSIS FUND INVESTOR CLASS
FORWARD PROGRESSIVE REAL ESTATE FUND
FORWARD REAL ESTATE FUND CLASS C
FORWARD REAL ESTATE FUND INSTITUTIONAL CLASS
FORWARD REAL ESTATE LONG/SHORT INVESTOR CLASS
FORWARD SELECT EM DIVIDEND FUND CLASS C
FORWARD SELECT EM DIVIDEND FUND INVESTOR CLASS
Page 68 of 185
CUSIP
34986P796
34986P630
34986P812
349913467
349913459
349913814
349913798
349913343
349913376
349913368
349913780
34987A624
34987A574
34987A566
34987A236
34987A129
34987A137
34987A822
34987A814
34987A848
34987A830
34987A863
34987A855
34987A889
34987A871
29089R202
349913483
34986P622
34987A400
34987A103
34987A202
34987A756
34987A731
34987A723
34987A749
34987A681
34987A673
34987A715
34987A699
349913301
349913335
349913327
349913657
34987A194
34986P101
34987A186
349913764
349913665
349913822
349913830
349913285
349913277
349913731
349913699
349913533
349913475
349913707
34987A491
349913525
34987A152
34986P713
34986P739
Symbol
FCMLX
FFCCX
FCOMX
AGROX
AGRIX
PTEMX
PGERX
ACSMX
ASMCX
ACSIX
FFLMX
FLFRX
FRNMX
FRONX
KGICX
KGIYX
N/A
AOIAX
AGIGX
AGWAX
AGIIX
AOGAX
AGGGX
ACGAX
AGALX
HSPCX
FGROX
N/A
AHYIX
AHBAX
AHBIX
AIGAX
AOLAX
AIGMX
ACIGX
AILAX
AIACX
AIAAX
AIAIX
FFINX
ACIEX
AIINX
FFXRX
KIRCX
KIRYX
N/A
FFIAX
FFXCX
PTSCX
PISRX
AIFIX
AITIX
N/A
FLSFX
FLSIX
FLSRX
FFREX
KRECX
FPREX
FFSRX
FSLDX
FSLRX
Fund Type
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FORWARD FUNDS
FOXHALL FUNDS
FPA FUNDS
FPA FUNDS
FPA FUNDS
FPA FUNDS
FRANK FUNDS
FRANK FUNDS
FRANK FUNDS
FRANK FUNDS
FRANKLIN TEMPLETON FUNDS
Fund Description
FORWARD SELECT INCOME FUND CLASS C
FORWARD SELECT INCOME FUND INSTITUTIONAL CLASS
FORWARD SMALL CAP EQUITY FUND CLASS A
FORWARD SMALL-CAP EQUITY FD INSTITUTIONAL SHARES
FORWARD SMALL-CAP EQUITY FUND
FORWARD STRATEGIC ALTERNATIVES FUND INSTITUTIONAL CLASS
FORWARD STRATEGIC ALTERNATIVES FUND INVESTOR CLASS
FORWARD STRATEGIC REALTY FUND CLASS C
FORWARD STRATEGIC REALTY FUND INSTITUTIONAL CLASS
FORWARD TACTICAL ENCHANCED FUND CLASS A
FORWARD TACTICAL ENCHANCED FUND CLASS C
FORWARD TACTICAL ENCHANCED FUND INSTITUTIONAL FUND
FORWARD TACTICAL ENCHANCED FUND INVESTOR CLASS
FORWARD TACTICAL GROWTH FUND CLASS A
FORWARD TACTICAL GROWTH FUND CLASS C
FORWARD TACTICAL GROWTH FUND CLASS M
FORWARD TACTICAL GROWTH FUND INSTITUTIONAL CLASS
FORWARD TACTICAL GROWTH FUND INVESTOR CLASS
FOWARD INTERNATIONAL DIVIDEND FD INST CL
FOXHALL GLOBAL TRENDS FUND
FPA CRESCENT PORTFOLIO
FPA NEW INCOME INC COM
FPA PARAMOUNT FUND INC
FPA PERENNIAL FUND COM
FRANK VALUE FUND
FRANK VALUE FUND CLASS C
FRANK VALUE FUND INSTITUTIONAL CLASS
LEIGH BALDWIN TOTAL RETURN FUND CLASS C
FRANKLIN ADJUSTABLE U.S.GOVT SECURITIES FUND CLASS C
FRANKLIN ALABAMA TAX FREE CLASS C
FRANKLIN ALL CAP VALUE FUND CLASS C
FRANKLIN ALL CAP VALUE FUND CLASS R
FRANKLIN ARIZONA TAX FREE CLASS C
FRANKLIN BALANCE SHEET FUND CLASS C
FRANKLIN BALANCE SHEET INVESTMENT FUND CLASS R
FRANKLIN BALANCED FUND CLASS C
FRANKLIN BALANCED FUND CLASS R
FRANKLIN BIOTECH DISCOVERY FUND ADVISOR CLASS
FRANKLIN CA INTERM TERM TAX-FREE INCOME FUND CLASS C
FRANKLIN CALIF INSD TAX FR CLASS C
FRANKLIN CALIFORNIA HIGH YLD MUNI CL C
FRANKLIN CALIFORNIA TAX-FREE FUND CLASS C
FRANKLIN COLORADO TAX FREE CLASS C
FRANKLIN COLORADO TAX-FREE INCOME FUND ADVISOR CLASS
FRANKLIN CONN TAX FREE CLASS C
FRANKLIN CONN TAX-FREE INCOME FUND ADVISOR CLASS
FRANKLIN CONVERTIBLE SECS CLASS C
FRANKLIN DOUBLE TAX FREE INCOME FUND CLASS C
FRANKLIN DOUBLE TAX-FREE INCOME FUND ADVISOR CLASS
FRANKLIN DYNATECH CLASS C
FRANKLIN DYNATECH FUND CLASS R
FRANKLIN EQUITY INCOME CLASS C
FRANKLIN EQUITY INCOME FUND CLASS R
FRANKLIN FEDERAL INTERMEDIATE TERM TAX FREE INCOME FUND CLASS C
FRANKLIN FEDERAL LIMITED-TERM TAX FREE INC FD ADVISOR CLASS
FRANKLIN FEDERAL TAX FREE CLASS C
FRANKLIN FLEX CAP GROWTH FUND CLASS C
FRANKLIN FLEX CAP GROWTH FUND CLASS R
FRANKLIN FLOATING RATE DAILY ACCESS FUND CLASS C
FRANKLIN FLORIDA TAX FREE CLASS C
FRANKLIN FOCUSED CORE EQUITY FUND CLASS C
FRANKLIN FOCUSED CORE EQUITY FUND CLASS R
Page 69 of 185
CUSIP
34987A293
34987A160
349913772
349913889
349913608
34987A632
34987A541
34987A269
34987A145
34986P762
34986P754
34986P770
34986P788
34986P846
34986P200
34986P705
34986P408
34986P309
349913681
257368100
30254T759
302544101
302546106
302548102
352005102
352005300
352005409
352005201
353612732
354723454
355148735
355148727
354723462
355148867
355148842
353612674
353612666
354713398
352519607
352519409
354025603
352518203
354723439
354724205
354723579
354724304
353612880
354723611
354724106
353496870
353496672
353612807
353612740
354723298
354723132
353519200
35251D202
354713562
353612799
354723470
354713430
354713422
Symbol
KIFCX
KIFYX
FFHAX
FFHIX
FFSCX
ASAFX
FSAFX
KSRCX
KSRYX
FTEAX
FTEGX
FTETX
FTEEX
FTAGX
FTGOX
FTGMX
FTGWX
FFTGX
FFIEX
DOIGX
FPACX
FPNIX
FPRAX
FPPFX
FRNKX
FNKCX
FNKIX
LEBOX
FCSCX
FALEX
N/A
N/A
FAZIX
FCBSX
FBSRX
FBMCX
N/A
N/A
FCCIX
FRCAX
FCAHX
FRCTX
FCOIX
FCOZX
FCTIX
FCNZX
FROTX
FPRIX
N/A
FDYNX
N/A
FRETX
FREIX
FCITX
N/A
FRFTX
FCIIX
FRCGX
FCFRX
FRFIX
N/A
N/A
Fund Type
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
Fund Description
FRANKLIN GEORGIA TAX FREE CLASS C
FRANKLIN GLOBAL REAL ESTATE FUND CLASS C
FRANKLIN GOLD AND PRECIOUS METALS FUND CLASS C
FRANKLIN GROWTH FUND CLASS C
FRANKLIN GROWTH FUND CLASS R
FRANKLIN GROWTH OPPORTUNITIES FUND CLASS C
FRANKLIN GROWTH OPPORTUNITIES FUND CLASS R
FRANKLIN HIGH INCOME FUND CLASS C
FRANKLIN HIGH INCOME FUND CLASS R
FRANKLIN HIGH-YIELD TAX-FREE FUND CLASS C
FRANKLIN INCOME FUND CLASS C
FRANKLIN INCOME FUND CLASS R
FRANKLIN INDIA GROWTH FUND CLASS C
FRANKLIN INSURED TAX FREE CLASS C
FRANKLIN INTERNATIONAL GROWTH FUND CLASS C
FRANKLIN INTERNATIONAL GROWTH FUND CLASS R
FRANKLIN INTERNATIONAL SMALL CAP GROWTH FD CL R
FRANKLIN INTERNATIONAL SMALL CAP GROWTH FUND CL C
FRANKLIN LARGE CAP EQUITY FUND CLASS C
FRANKLIN LARGE CAP EQUITY FUND CLASS R
FRANKLIN LARGE CAP VALUE FUND CLASS C
FRANKLIN LOUISIANA TAX FREE CLASS C
FRANKLIN MARYLAND TAX-FREE FUND CLASS C
FRANKLIN MASS TAX-FREE INCOME FUND CLASS C
FRANKLIN MICHIGAN TAX-FREE INCOME FUND CLASS C
FRANKLIN MID CAP VALUE FUND CLASS R
FRANKLIN MID-CAP VALUE FUND CLASS C
FRANKLIN MINNESOTA TAX-FREE INCOME FUND ADVISOR CLASS
FRANKLIN MINNESOTA TAX-FREE INCOME FUND CLASS C
FRANKLIN MISSOURI TAX FREE CLASS C
FRANKLIN MISSOURI TAX FREE INCOME FUND ADVISOR CLASS
FRANKLIN MUTUAL FINANCIAL SERVICES FUND CLASS C
FRANKLIN MUTUAL INTERNATIONAL FUND CLASS C
FRANKLIN MUTUAL INTERNATIONAL FUND CLASS R
FRANKLIN MUTUAL RECOVERY FUND CLASS C
FRANKLIN N.C. TAX-FREE INCOME FUND ADVISOR CLASS
FRANKLIN NATURAL RESOURCES FUND CLASS C
FRANKLIN NEW JERSEY TAX FREE CLASS C
FRANKLIN NEW YORK FEDERAL INTER TERM TAX-FEE INCOME FUND CLASS C
FRANKLIN NEW YORK TAX FREE CLASS C
FRANKLIN NORTH CAROLINA TAX FREE CLASS C
FRANKLIN OHIO TAX-FREE INCOME FUND CLASS C
FRANKLIN OREGON TAX FREE CLASS C
FRANKLIN PENNSYLVANIA TAX FR CLASS C
FRANKLIN REAL ESTATE SECS CLASS C
FRANKLIN REAL RETURN FUND CLASS C
FRANKLIN RISING DIVIDENDS CLASS C
FRANKLIN RISING DIVIDENDS FUND CLASS R
FRANKLIN SMALL CAP GROWTH FUND CLASS C
FRANKLIN SMALL CAP VALUE FUND CLASS R
FRANKLIN SMALL-CAP GROWTH FUND CLASS R
FRANKLIN SMALL-CAP VALUE FUND CLASS C
FRANKLIN SMALL-MID CAP GROWTH FUND CLASS C
FRANKLIN SMALL-MID CAP GROWTH FUND CLASS R
FRANKLIN STRATEGIC INCOME FUND CLASS R
FRANKLIN TEMPLETON 2015 RETIREMENT TARGET FUND CL C
FRANKLIN TEMPLETON 2015 RETIREMENT TARGET FUND CLASS R
Page 70 of 185
CUSIP
354723488
353533789
353535206
353496888
353496730
354713711
354713513
353538200
353538507
354723595
353496805
353496722
35361F840
354723652
353533722
353533714
353533748
353533755
353533672
353533664
355148883
354723512
354723421
354723678
354723645
355148784
355148792
354723181
354723637
354723520
354723165
354026205
354026809
354026882
35402P401
354723173
354713455
354723561
354128506
354130205
354723538
354723629
354723660
354723447
354602203
353612591
353825409
353825706
354713646
355148826
354713539
355148404
354713802
354713547
354713554
35472P646
35472P638
35472P596
35472P588
35472P554
35472P547
35472P513
Symbol
FGAIX
N/A
FRGOX
FRGSX
FGSRX
FKACX
FKARX
FCHIX
FHIRX
FHYIX
FCISX
FISRX
FINDX
FRITX
N/A
N/A
N/A
FCSMX
N/A
N/A
FLCVX
FLAIX
FMDIX
FMAIX
FRMTX
N/A
FMVCX
N/A
FMNIX
FMOIX
FRMZX
TMFSX
FCMIX
FRMIX
FCMRX
FNCZX
FNCRX
FNIIX
FKNCX
FNYIX
FNCIX
FOITX
FORIX
FRPTX
FRRSX
FRRCX
FRDTX
FRDRX
FCSGX
FVFRX
FSSRX
FRVFX
FRSIX
FSMRX
FKSRX
FRTCX
N/A
FTTCX
N/A
N/A
N/A
N/A
Fund Type
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
Fund Description
FRANKLIN TEMPLETON CHINA WORLD FUND CLASS C
FRANKLIN TEMPLETON CONSERVATIVE ALLOCTION FD CL C
FRANKLIN TEMPLETON CONSERVATIVE ALLOCTION FD CL R
FRANKLIN TEMPLETON COREFOLIO ALLOCATION FUND CL R
FRANKLIN TEMPLETON COREFOLIO ALLOCATION FUND CLASS C
FRANKLIN TEMPLETON EMERGING MARKET DEBT OPPORTUNITIES FUND
FRANKLIN TEMPLETON FOREIGN SMALLER COMPANIES FUND CL C
FRANKLIN TEMPLETON FOUNDING ALLOCATION FUND CLASS R
FRANKLIN TEMPLETON FOUNDING FUND ALLOCATION CLASS C
FRANKLIN TEMPLETON GLOBAL ALLOCATION FUND CLASS A
FRANKLIN TEMPLETON GLOBAL ALLOCATION FUND CLASS C
FRANKLIN TEMPLETON GROWTH ALLOCATION FUND CLASS C
FRANKLIN TEMPLETON GROWTH ALLOCATION FUND CLASS R
FRANKLIN TEMPLETON MODERATE ALLOCAITON FUND CLASS R
FRANKLIN TEMPLETON MODERATE ALLOCATION FUND CLASS C
FRANKLIN TEMPLETON STRATEGIC INCOME FUND CLASS C
FRANKLIN TOTAL RETURN FUND CLASS C
FRANKLIN TOTAL RETURN FUND CLASS R
FRANKLIN U.S. GOVERNMENT SECURITIES FUND CLASS C
FRANKLIN U.S. GOVERNMENT SECURITIES FUND CLASS R
FRANKLIN UTILITIES FUND CLASS C
FRANKLIN UTILITIES FUND CLASS R
FRANKLIN VIRGINIA TAX FREE CLASS C
FRANKLIN WORLD PERSPECTIVES FUND ADVISOR CLASS
FRANKLIN WORLD PERSPECTIVES FUND CLASS A
FRANKLIN WORLD PERSPECTIVES FUND CLASS C
MUTUAL GLOBAL DISCOVERY CLASS C
MUTUAL GLOBAL DISCOVERY FUND CLASS R
MUTUAL QUEST FUND CLASS C
MUTUAL SERIES BEACON CLASS C
MUTUAL SERIES EUROPEAN CLASS C
MUTUAL SERIES SHARES CLASS C
MUTUAL SERIES SHARES FUND CLASS R
TEMPLETON ASIAN GROWTH FUND ADVISOR CLASS
TEMPLETON ASIAN GROWTH FUND CLASS A
TEMPLETON ASIAN GROWTH FUND CLASS C
TEMPLETON BRIC FUND CLASS C
TEMPLETON DEVELOPING MARKETS CLASS C
TEMPLETON DEVELOPING MARKETS TRUST CLASS R
TEMPLETON EMERGING MARKETS SMALL CAP FUND CLASS C
TEMPLETON EMERGING MARKETS SMALL CAP FUND CLASS R
TEMPLETON FOREIGN FUND CLASS C
TEMPLETON FOREIGN FUND CLASS R
TEMPLETON FRONTIER MARKETS FUND CLASS C
TEMPLETON FRONTIER MARKETS FUND CLASS R
TEMPLETON GLOBAL BALANCED FUND CLASS C
TEMPLETON GLOBAL BALANCED FUND CLASS C
TEMPLETON GLOBAL BALANCED FUND CLASS R
TEMPLETON GLOBAL BOND FUND CLASS C
TEMPLETON GLOBAL BOND FUND CLASS R
TEMPLETON GLOBAL OPPTIES CLASS C
TEMPLETON GLOBAL SMALLER COMPANIES GROWTH CLASS C
TEMPLETON GLOBAL TOTAL RETURN FUND CLASS C
TEMPLETON GLOBAL TOTAL RETURN FUND CLASS R
TEMPLETON GROWTH CLASS C
TEMPLETON GROWTH FUND CLASS R
TEMPLETON INSTL FUND FOREIGN SMALLER COMPANIES
TEMPLETON INTERNATIONAL BOND FUND CLASS C
TEMPLETON INTERNATIONAL BOND FUND CLASS R
TEMPLETON WORLD CLASS C
TIF EMERGING MARKETS SERIES FUND
CUSIP
35472P497
88018X409
35472P208
35472P703
35472P752
35472P760
353533813
35361F709
35472P810
35472P828
35361F774
35361F766
35472P604
35472P802
35472P885
35472P406
354713836
353612757
353612773
353496862
353496714
353496706
353496698
354723553
35361F782
35361F824
35361F816
628380842
354026601
628380883
628380867
628380826
628380701
354026502
88019R617
88019R633
88019R625
88019R740
88018W203
88018W500
88019R724
88019R716
880196407
880196803
88019R666
88019R658
88019R591
88019R781
88019R773
880208301
880208848
88020E209
88022L201
880208871
880208863
880199203
880199500
880210877
880208608
880208707
880196308
880210208
Page 71 of 185
Symbol
N/A
TCWCX
FTCCX
FTCRX
N/A
FTCLX
FEMDX
FCFSX
FFARX
FFACX
N/A
N/A
FTGTX
FGTRX
FTMRX
FTMTX
FSGCX
FCTLX
FTRRX
FRUGX
FUSRX
FRUSX
FRURX
FVAIX
FWPZX
FWPAX
N/A
TEDSX
TEDRX
TEMQX
TEMEX
TEURX
TEMTX
TESRX
N/A
N/A
N/A
TPBRX
TDMTX
TDMRX
TCEMX
N/A
TEFTX
TEFRX
FFRMX
N/A
N/A
TCINX
N/A
TEGBX
FGBRX
TEGPX
TESGX
TTRCX
N/A
TEGTX
TEGRX
TFSCX
FCNBX
N/A
TEWTX
TEEMX
Fund Type
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
FRONTEGRA FUNDS
FRONTEGRA FUNDS
FRONTEGRA FUNDS
FUND*X FUNDS
FUND*X FUNDS
FUND*X FUNDS
FUND*X FUNDS
FUND*X FUNDS
FUND*X FUNDS
FUND*X FUNDS
FUND*X FUNDS
FUNDVANTAGE TRUST FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
Fund Description
TIF GLOBAL EQUITY SERIES INSTITUTIONAL CLASS
FRONTEGRA MASTHOLM INTERNATIONAL EQUITY FD INST CL
FRONTEGRA NETOLS SMALL CAP VALUE FD INSTITUTIONAL CLASS
FRONTEGRA NETOLS SMALL CAP VALUE FUND CLASS Y
FUND X UPGRADER FUND
FUNDX AGGRESSIVE UPGRADER FUND
FUNDX CONSERVATIVE UPGRADER FUND
FUNDX ETF AGGRESSIVE UPGRADER FUND
FUNDX ETF UPGRADER FUND
FUNDX FLEXIBLE INCOME FUND
FUNDX TACTICAL TOTAL RETURN FUND
FUNDX TACTICAL UPGRADER FUND
EIC VALUE FUND CLASS C
EIC VALUE FUND CLASS I
LATEEF FUND CLASS A
LATEEF FUND CLASS C
LATEEF FUND CLASS I
PACIFIC CAPITAL TAX-FREE SECURITIES FUND CLASS Y
PACIFIC CAPITAL TAX-FREE SHORT INTERMIDIATE SEC FD CLASS Y
POLEN GROWTH FUND INSTITUTIONAL CLASS
POLEN GROWTH FUND RETAIL CLASS
PRIVATE CAPITAL MANAGEMENT VALUE FUND CLASS I
PRIVATE CAPTIAL MANAGEMENT VALUE FUND CLASS A
SNW OREGON SHORT- TERM TAX EXEMPT BOND FD INSTL CLASS
WHV INTERNATIONAL EQUITY FUND CLASS A
WHV INTERNATIONAL EQUITY FUND CLASS I
COMSTOCK PARTNERS CAPITAL VALUE FUND CLASS A
COMSTOCK PARTNERS CAPITAL VALUE FUND CLASS C
GABELLI ABC FUND ADVISOR CLASS
GABELLI ASSET FUND CLASS AAA
GABELLI ASSET FUND CLASS I
GABELLI BLUE CHIP VALUE FUND CLASS AAA
GABELLI BLUE CHIP VALUE FUND CLASS C
GABELLI BLUE CHIP VALUE FUND CLASS I
GABELLI ENTERPRISE MERG & ACQUISITIONS FUND CLASS AAA
GABELLI ENTERPRISE MERGERS AND ACQUISITIONS FD CL A
GABELLI ENTERPRISE MERGERS AND ACQUISITIONS FD CL C
GABELLI ENTERPRISE MERGERS AND ACQUISITIONS FD CL Y
GABELLI EQUITY INCOME FUND CLASS AAA
GABELLI EQUITY INCOME FUND CLASS I
GABELLI GLOBAL GROWTH FUND CLASS A
GABELLI SMALL CAP GROWTH FUND CLASS I
GABELLI SMALL-CAP GROWTH FUND
GABELLI SRI GREEN FUND CLASS A
GABELLI SRI GREEN FUND CLASS C
GABELLI SRI GREEN FUND CLASS I
GABELLI UTILITIES FUND CLASS I
GABELLI UTILITY FUND CLASS AAA
GABELLI VALUE FUND CLASS A
GABELLI VALUE FUND CLASS C
GABELLI VALUE FUND CLASS I
GABELLI WOOD SMALL CAP VALUE FUND CLASS A
GABELLI WOODLAND SMALL-CAP VALUE FUND CLASS AAA
GAMCO GLOBAL CONVERTIBLE SECURITIES FD CL AAA
GAMCO GLOBAL CONVERTIBLE SECURITIES FD CL C
GAMCO GLOBAL CONVERTIBLE SECURITIES FUND CL A
GAMCO GLOBAL GROWTH FUND CLASS AAA
GAMCO GLOBAL GROWTH FUND CLASS C
GAMCO GLOBAL GROWTH FUND CLASS I
GAMCO GLOBAL OPPORTUNITY FUND
GAMCO GLOBAL OPPORTUNITY FUND CLASS I
GAMCO GLOBAL TELECOMMUNICATION CLASS I
CUSIP
880210851
359033701
359033883
359033842
742935547
742935521
742935513
742935349
742935331
742935497
742935190
742935281
360873285
360873277
360873103
360873202
360873301
694048877
694048869
360873657
360873665
360873822
360873848
360873319
360873871
360873863
205763402
205763600
36239V207
362395105
362395501
36240D105
36240D402
36240D501
362402109
29372K625
29372K591
29372K583
36239T202
36239T848
36464T836
36239T830
36239T103
362401200
362401309
362401408
36240E806
36240E103
36240H106
36240H304
36240H403
36239T400
36239T301
36464T885
36464T851
36464T877
36464T844
36464T810
36464T786
36464T505
36464T778
36464T794
Page 72 of 185
Symbol
TGESX
FMHIX
FNSVX
FNSYX
FUNDX
HOTFX
RELAX
UNBOX
REMIX
INCMX
TOTLX
TACTX
EICCX
EICIX
LIMAX
LIMCX
LIMIX
PTXFX
PTFSX
POLIX
POLRX
VFPIX
VFPAX
ORFIX
WHVAX
WHVIX
DRCVX
CPCCX
GADVX
GABAX
GABIX
GABBX
GBCCX
GBCIX
EAAAX
EMAAX
EMACX
EMAYX
GABEX
GCIEX
GGGAX
GACIX
GABSX
SRIAX
SRICX
SRIDX
GAUIX
GABUX
GABVX
GVCCX
GVCIX
GWSAX
GWSVX
GAGCX
GACCX
GAGAX
GICPX
GGGCX
GGGIX
GABOX
GLOIX
GTTIX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GABELLI FUNDS
GE FUNDS
GEIER FUNDS
GENERATIONS MULTI STRAT FD
GENEVA ADVISORS FUNDS
GERSTEIN FISHER FUNDS
GIANT 5 FUNDS
GIANT 5 FUNDS
GLENMEDE FUNDS
GLENMEDE FUNDS
GLENMEDE FUNDS
GLENMEDE FUNDS
GLENMEDE FUNDS
GLENMEDE FUNDS
GLENMEDE FUNDS
Fund Description
GAMCO GLOBAL TELECOMMUNICATIONS FUND CLASS A
GAMCO GLOBAL TELECOMMUNICATIONS FUND CLASS AAA
GAMCO GLOBAL TELECOMMUNICATIONS FUND CLASS C
GAMCO GOLD FUND
GAMCO GOLD FUND CLASS A
GAMCO GOLD FUND CLASS C
GAMCO GOLD FUND CLASS I
GAMCO GROWTH FUND CLASS A
GAMCO GROWTH FUND CLASS AAA
GAMCO GROWTH FUND CLASS C
GAMCO GROWTH FUND CLASS I
GAMCO INTERNATIONAL GROWTH FUND CLASS AAA
GAMCO INTERNATIONAL GROWTH FUND CLASS C
GAMCO INTL GROWTH FUND INC CLASS A
GAMCO MATHERS FUND CLASS AAA
GAMCO WESTWOOD BALANCED FUND CL A
GAMCO WESTWOOD BALANCED FUND CL A
GAMCO WESTWOOD BALANCED FUND CL C
GAMCO WESTWOOD BALANCED FUND CLASS AAA
GAMCO WESTWOOD EQUITY FUND CL AAA
GAMCO WESTWOOD EQUITY FUND CLASS A
GAMCO WESTWOOD INCOME FUND CLASS AAA
GAMCO WESTWOOD INCOME FUND CLASS C
GAMCO WESTWOOD INTERMEDIATE BOND FUND CLASS A
GAMCO WESTWOOD INTERMEDIATE BOND FUND CLASS AAA
GAMCO WESTWOOD INTERMEDIATE BOND FUND CLASS C
GAMCO WESTWOOD MIGHTY MITES FD CL
GAMCO WESTWOOD MIGHTY MITES FD CL AAA
GAMCO WESTWOOD MIGHTY MITES FD CL C
GAMCO WESTWOOD MIGHTY MITES FUND CLASS I
GAMCO WESTWOOD SMALL CAP EQUITY FUND CLASS A
GAMCO WESTWOOD SMALL CAP EQUITY FUND CLASS C
GAMCO WESTWOOD SMALLCAP EQUITY FD CL AAA
THE GABELLI ASSET FUND CLASS A
THE GABELLI ASSET FUND CLASS C
THE GABELLI BLUE CHIP VALUE FUND CLASS A
THE GABELLI EQUITY INCOME FUND CLASS A
THE GABELLI EQUITY INCOME FUND CLASS C
THE GABELLI SMALL CAP GROWTH FUND CLASS A
THE GABELLI SMALL CAP GROWTH FUND CLASS C
THE GABELLI SRI GREEN FUND CLASS AAA
THE GABELLI UTILITIES FUND CLASS A
THE GABELLI UTILITIES FUND CLASS C
THE GAMCO GLOBAL OPPORTUNITY FUND CL A
THE GAMCO GLOBAL OPPORTUNITY FUND CL C
GE INTERNATIONAL EQUITY FUND SERVICE CLASS
GEIER STRATEGIC TOTAL RETURN FUND
GENERATIONS MULTI- STRATEGY FUND
GENEVA ADVISORS ALL CAP GROWTH FUND CLASS I
GENEVA ADVISORS ALL CAP GROWTH FUND CLASS R
GENEVA ADVISORS EQUITY INCOME FUND CLASS I
GENEVA ADVISORS EQUITY INCOME FUND CLASS R
GERSTEIN FISHER MULTI-FACTOR GROWTH EQUITY FUND
GIANT 5 TOTAL INDEX SYSTEM FUND INDEPENDENCE CLASS
GIANT 5 TOTAL INVEST SYSTEM FUND INDEPENDENCE CLASS
GLENMEDE CORE-FIXED INCOME PORTFOLIO
GLENMEDE LARGE CAP GROWTH PORTFOLIO
GLENMEDE LARGE CAP VALUE PORTFOLIO
GLENMEDE SECURED OPTIONS FUND
GLENMEDE SMALL CAP EQUITY FUND INSTITUTIONAL CLASS
GLENMEDE SMALL CAP EQUITY PORTFOLIO
GLENMEDE U.S. EMERGING GROWTH PORTFOLIO
CUSIP
36464T208
36464T109
36464T406
36464R103
36464R202
36464R400
36464R509
36464V203
36464V104
36464V401
36464V500
364645101
364645408
364645200
36464W102
361439706
361439607
361439805
361439508
361439102
361439201
361439755
361439722
361439789
361439797
361439763
361439870
361439888
361439854
361439680
361439839
361439813
361439847
362395204
362395402
36240D204
36239T707
36239T889
36239T871
36239T855
362401101
36240E202
36240E400
36464T604
36464T802
36158T308
92046L700
66537T281
89834E880
89834E807
89833W485
89833W493
89834E856
374469104
374469203
378690309
378690770
378690887
378690747
378690820
378690606
378690812
Page 73 of 185
Symbol
GTCAX
GABTX
GTCCX
GOLDX
GLDAX
GLDCX
GLDIX
GGCAX
GABGX
GGCCX
GGCIX
GIGRX
GCIGX
GAIGX
MATRX
WBCBX
WEBCX
WBCCX
WEBAX
WESWX
WEECX
WESRX
WEICX
WEAIX
WEIBX
WECIX
WMMAX
WEMMX
WMMCX
WEIMX
WWSAX
WWSCX
WESCX
GATAX
GATCX
GBCAX
GCAEX
GCCEX
GCASX
GCCSX
SRIGX
GAUAX
GAUCX
GOCAX
GGLCX
GIESX
GAMTX
GMSFX
GNVIX
GNVRX
GNEIX
GNERX
GFMGX
INDEX
FIVEX
GTCGX
GTLLX
GTMEX
GTSOX
GTSCX
GTCSX
GTGSX
Fund Type
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
GLG INVESTMENT SERIES TR
GLOBAL FUSION FUNDS
GLOBAL FUSION FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
Fund Description
GLG INTERNATIONAL SMALL CAP FUND SERVICES INC. INSTITUTIONAL CLASS
GLOBAL FUSION LONG/ SHORT FUND
GLOBAL FUSION TACTICAL EQUITY FUND
GOLDMAN SACHS ABSOLUTE RETURN TRACKER FD INST'L CL
GOLDMAN SACHS ABSOLUTE RETURN TRACKER FUND CLASS C
GOLDMAN SACHS ASIA EQUITY FUND CLASS C
GOLDMAN SACHS ASSET ALLOCATION BALANCED STRATEGIC FD CLASS C
GOLDMAN SACHS BALANCED FUND CLASS C
GOLDMAN SACHS BALANCED FUND INSTITUTIONAL CLASS
GOLDMAN SACHS BALANCED STRATEGY FUND CLASS I
GOLDMAN SACHS BRIC FUND CLASS C
GOLDMAN SACHS BRIC FUND INSTITUTIONAL CLASS
GOLDMAN SACHS CAPITAL GROWTH CLASS C
GOLDMAN SACHS CAPITAL GROWTH FUND SERVICE SHARES
GOLDMAN SACHS COMMODITY STRATEGY FUND CLASS C
GOLDMAN SACHS COMMODITY STRATEGY FUND INSTL CLASS
GOLDMAN SACHS CONCENTRATED GROWTH FUND INST'L CLASS
GOLDMAN SACHS CONCENTRATED INTL EQUITY CL C
GOLDMAN SACHS CORE FIXED INCOME CLASS C
GOLDMAN SACHS CORE FIXED INCOME FUND CLASS IS
GOLDMAN SACHS CORE PLUS FIXED INCOME FUND CLASS C
GOLDMAN SACHS CORE PLUS FIXED INCOME FUND CLASS I
GOLDMAN SACHS CREDIT STRATEGIES FUND COMMON SHARES
GOLDMAN SACHS DYNAMIC ALLOCATION FUND CLASS C
GOLDMAN SACHS DYNAMIC ALLOCATION FUND INSTITUTIONAL CLASS
GOLDMAN SACHS EMERGING MARKETS DEBT FUND CLASS C
GOLDMAN SACHS EMERGING MARKETS DEBT FUND INST'L CL
GOLDMAN SACHS EMERGING MARKETS EQUITY FUND INSTL CL
GOLDMAN SACHS EMERGING MARKETS FUND CLASS C
GOLDMAN SACHS ENHANCED DIVIDEND GLBL EQUITY INST CL
GOLDMAN SACHS ENHANCED INCOME (ADMIN CLASS)
GOLDMAN SACHS ENHANCED INCOME FD INSTITUTIONAL CLASS
GOLDMAN SACHS EQUITY DIVIDEND AND PREMIUM FUND CLASS I
GOLDMAN SACHS EQUITY GROWTH STRATEGY FUND CL I
GOLDMAN SACHS EQUITY GROWTH STRATEGY PORTFOLIO FUND CLASS C
GOLDMAN SACHS FLEX CAP GROWTH FUND INSTITUTIONAL CLASS
GOLDMAN SACHS FLEXIBLE CAP GROWTH FUND CLASS C
GOLDMAN SACHS GLOBAL INCOME CLASS C
GOLDMAN SACHS GLOBAL INCOME FUND INSTITUTIONAL CLASS
GOLDMAN SACHS GLOBAL INCOME SERVICE SHARES CL I
GOLDMAN SACHS GOVERNMENT INCOME CLASS C
GOLDMAN SACHS GOVERNMENT INCOME FUND CLASS I
GOLDMAN SACHS GOVERNMENT INCOME FUND SERVICE CLASS
GOLDMAN SACHS GROWTH & INCOME CLASS C
GOLDMAN SACHS GROWTH & INCOME FUND SERVICE SHARES
GOLDMAN SACHS GROWTH & INCOME STRAT FD INST'L CL
GOLDMAN SACHS GROWTH & INCOME STRATEGY PORTFOLIO CLASS C
GOLDMAN SACHS GROWTH AND INCOME FUND CLASS I
GOLDMAN SACHS GROWTH OPPORT FD CLASS C
GOLDMAN SACHS GROWTH OPPORTUNITIES FUND SERVICE SHARES
GOLDMAN SACHS GROWTH OPPORTUNITY FUND CLASS I
GOLDMAN SACHS GROWTH STRATEGY FUND CLASS I
GOLDMAN SACHS GROWTH STRATEGY PORTFOLIO CLASS C
GOLDMAN SACHS HIGH YIELD BOND FUND CLASS C
GOLDMAN SACHS HIGH YIELD FLOATING RATE FUND CLASS C
GOLDMAN SACHS HIGH YIELD FUND INSTL SHARES
GOLDMAN SACHS HIGH YIELD MUNICIPAL FD CLASS C
GOLDMAN SACHS HIGH YIELD MUNICIPAL FUND INST SHARES
GOLDMAN SACHS INCOME STRATEGIES PORTFOLIO FUND CL C
GOLDMAN SACHS INFLATION PROTECTED SECURITIES FD CL C
GOLDMAN SACHS INFLATION PROTECTED SECURITIES FD INSTL CLASS
GOLDMAN SACHS INTERNATIONAL REAL ESTATE SECS FD CL C
Page 74 of 185
CUSIP
36179P202
66537X415
66537Y801
38145N220
38145N238
38142B294
38142V662
38142B286
38142B161
38142V548
38143H548
38143H530
38142B344
38142B138
38143H365
38143H381
38142Y153
38142B328
38142B229
38141W810
38143H423
38143H415
38146L108
38145L604
38145L885
38143H456
38143H886
38142B369
38142B252
38143H175
38142Y526
38142Y518
38143H720
38142V472
38142V555
38145C307
38145C208
38142B187
38141W737
38141W729
38142B211
38142V761
38142V753
38142B310
38141W422
38142V522
38142V639
38141W414
38142Y302
38142Y500
38142Y401
38142V498
38142V597
38142B179
38145C463
38141W679
38142Y591
38142Y583
38143H316
38144N858
38144N841
38143H571
Symbol
GLGSX
GFLSX
GFTEX
GJRTX
GCRTX
GSACX
GIPCX
GSBCX
GSBIX
GIPIX
GBRCX
GBRIX
GSPCX
GSPSX
GSCCX
GCCIX
GCRIX
GSICX
GCFCX
GSFIX
GSFCX
GSNIX
XGCRX
GDCFX
GDIFX
GSCDX
GSDIX
GEMIX
GEMCX
N/A
GEADX
GEIIX
GSPKX
GAPIX
GAXCX
GILLX
GCLLX
GSLCX
GSGLX
GGISX
GSOCX
GSOIX
GSOSX
GSGCX
GSGSX
GOIIX
GOICX
GSIIX
GGOCX
GGOSX
GGOIX
GGSIX
GGSCX
GSHCX
GFRCX
GSHIX
GHYCX
GHYIX
GXICX
GSCFX
GSIPX
GIRCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
Fund Description
GOLDMAN SACHS INTERNATIONAL SMALL CAP FUND CLASS C
GOLDMAN SACHS INTERNATIONAL SMALL CAP FUND CLASS I
GOLDMAN SACHS INTL EQUITY DIVIDEND AND PREMIUM FD INSTL CL
GOLDMAN SACHS INT'L EQUITY DIVIDEND AND PREMIUM FUND CL C
GOLDMAN SACHS INTL REAL ESTATE SEC. FUND INSTL CL
GOLDMAN SACHS LARGE CAP VALUE FD CLASS C
GOLDMAN SACHS LARGE CAP VALUE FUND CLASS IS
GOLDMAN SACHS LOCAL EMERGING MARKETS DEBT INSTITUTIONAL CLASS
GOLDMAN SACHS LOCAL EMERGING MARKETS FUND CLASS C
GOLDMAN SACHS MID - CAP VALUE FUND INSTITUTIONAL CLASS
GOLDMAN SACHS MID CAP EQUITY FUND SERVICE CLASS
GOLDMAN SACHS MID- CAP VALUE FD CLASS C
GOLDMAN SACHS MUNICIPAL INCOME CLASS C
GOLDMAN SACHS MUNICIPAL INCOME FUND CLASS I
GOLDMAN SACHS N-11 EQUITY FUND CLASS A
GOLDMAN SACHS N-11 EQUITY FUND CLASS C
GOLDMAN SACHS REAL ESTATE SECS FD INST'L CLASS
GOLDMAN SACHS REAL ESTATE SECURITIES FUND CLASS C
GOLDMAN SACHS REAL ESTATE SECURITIES FUND SERVICE CLASS
GOLDMAN SACHS SATELLITE STRAT FUND SERVICE CLASS
GOLDMAN SACHS SATELLITE STRATEGIES PORTFOLIO FUND CLASS C
GOLDMAN SACHS SATELLITE STRATEGY PORTFOLIO INST CLASS
GOLDMAN SACHS SHORT DURATION GOVERNMENT CLASS C
GOLDMAN SACHS SHORT DURATION GOVERNMENT FUND INSTL SHARES
GOLDMAN SACHS SHORT DURATION GOVERNMENT FUND SERVICE CLASS
GOLDMAN SACHS SHORT DURATION TAX FREE CLASS C
GOLDMAN SACHS SHORT DURATION TAX FREE FUND INST'L SHARES
GOLDMAN SACHS SMALL MID-CAP GROWTH FUND CLASS C
GOLDMAN SACHS SMALL/ MID-CAP GROWTH FUND CLASS I
GOLDMAN SACHS STRATEGIC GROWTH FD CLASS C
GOLDMAN SACHS STRATEGIC GROWTH FUND CLASS IS
GOLDMAN SACHS STRATEGIC INCOME FUND CLASS C
GOLDMAN SACHS STRATEGIC INCOME FUND CLASS I
GOLDMAN SACHS STRATEGIC INT'L EQUITY FUND CLASS C
GOLDMAN SACHS STRATEGIC INT'L EQUITY FUND CLASS I
GOLDMAN SACHS STRUCTURE SMALL CAP EQUITY SERVICE CL
GOLDMAN SACHS STRUCTURED EMERGING MKTS EQUITY FD CL C
GOLDMAN SACHS STRUCTURED INTERNATIONAL SM CAP FD CL C
GOLDMAN SACHS STRUCTURED INTERNATIONAL SM CAP FD INST CL
GOLDMAN SACHS STRUCTURED INT'L EQTY FD SERVICE CL
GOLDMAN SACHS STRUCTURED INT'L EQUITY FD INSTL CL
GOLDMAN SACHS STRUCTURED INT'L EQUITY FUND CLASS C
GOLDMAN SACHS STRUCTURED INT'L TAX MAN EQUITY CL C
GOLDMAN SACHS STRUCTURED LARGE CAP GROWTH FD CL C
GOLDMAN SACHS STRUCTURED LARGE CAP VALUE FD CL C
GOLDMAN SACHS STRUCTURED LARGE CAP VALUE FD CL I
GOLDMAN SACHS STRUCTURED LARGE CAP VALUE FD INST CL
GOLDMAN SACHS STRUCTURED SMALL CAP EQUITY FD CL C
GOLDMAN SACHS STRUCTURED SMALL CAP EQUITY FUND CL I
GOLDMAN SACHS STRUCTURED SMALL CAP GROWTH FUND CL C
GOLDMAN SACHS STRUCTURED SMALL CAP GROWTH FUND CL I
GOLDMAN SACHS STRUCTURED SMALL CAP VALUE FUND CL C
GOLDMAN SACHS STRUCTURED SMALL CAP VALUE FUND CL I
GOLDMAN SACHS STRUCTURED TAX MANAGED EQUITY CL C
GOLDMAN SACHS STRUCTURED TAX MANAGED EQUITY FD INST
GOLDMAN SACHS STRUCTURED U.S. EQUITY FD SERVICE CL
GOLDMAN SACHS STRUCTURED U.S. EQUITY FUND CLASS C
GOLDMAN SACHS STRUCTURED U.S. EQUITY FUND CLASS I
GOLDMAN SACHS TAX ADVANTAGE GLOBAL EQUITY PORT FD CL A
GOLDMAN SACHS TECHNOLOGY TOLLKEEPER FUND CL C
GOLDMAN SACHS TECHNOLOGY TOLLKEEPER FUND INST CLASS
GOLDMAN SACHS TRUST CAP GROWTH FUND INSTITUTIONAL CLASS
CUSIP
38142V282
38142V332
38144N494
38144N478
38143H563
38142Y781
38142Y773
38145N303
38145N204
38141W398
38141W380
38142V696
38142B195
38142V746
38145L869
38145L851
38142V787
38142V795
38142V779
38145L406
38143H340
38143H332
38142B237
38141W307
38141W869
38142B245
38141W406
38143H753
38143H746
38142Y807
38142Y880
38145C653
38145C646
38144N700
38144N809
38142V886
38144N577
38144N619
38144N593
38142V837
38142V845
38142V852
38144N510
38142B260
38142V191
38142V183
38142B385
38142V704
38142V803
38143H191
38143H183
38143H266
38143H241
38142Y658
38142Y641
38141W463
38142B278
38141W372
38142B120
38142Y849
38142Y856
38142B146
Page 75 of 185
Symbol
GISCX
GISIX
GIDHX
GIDCX
GIRIX
GSVCX
GSLIX
GIMDX
GCMDX
GSMCX
GSMSX
GCMCX
GSMUX
GSMTX
GSYAX
GSYCX
GREIX
GRECX
GRESX
GXSSX
GXSCX
GXSIX
GSDCX
GSTGX
GSDSX
GSTCX
GSDUX
GSMGX
GSMYX
GGRCX
GSTIX
GSZCX
GSZIX
GSCKX
GSIKX
GCSSX
GERCX
GICCX
GICIX
GCISX
GCIIX
GCICX
GCTMX
GLCCX
GCVCX
GCVIX
GCGIX
GCSCX
GCSIX
GSCOX
GSIOX
GSCTX
GSITX
GCTCX
GCTIX
GSESX
GSUSX
GSELX
TAGGX
GITCX
GITIX
GSPIX
Fund Type
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOLDMAN SACHS FUNDS
GOODHAVEN FUNDS
GPS I FUNDS
GPS I FUNDS
GPS I FUNDS
GPS I FUNDS
GPS I FUNDS
GPS I FUNDS
GPS I FUNDS
GPS II FUNDS
GPS II FUNDS
GPS II FUNDS
GPS II FUNDS
GPS II FUNDS
GPS II FUNDS
GPS MULTIPLE STRATEGY FDS
GPS MULTIPLE STRATEGY FDS
GRANT PARK FUNDS
GRANT PARK FUNDS
GRANT PARK FUNDS
GRANT PARK FUNDS
GREEN CENTURY FUNDS
GREEN CENTURY FUNDS
GREENSPRING FUNDS
GUINNESS ATKINSON FUNDS
HANCOCK HORIZON FUNDS
HANSBERGER FUNDS
HANSBERGER FUNDS
HANSBERGER FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
Fund Description
GOLDMAN SACHS TRUST U.S. MORTGAGES FUND INSTL CLASS
GOLDMAN SACHS U.S. EQUITY DIVIDEND AND PREMIUM FUND CLASS C
GOLDMAN SACHS U.S. EQUITY FUND CLASS C
GOLDMAN SACHS ULTRA- SHORT DURATION GOVT FD SERVICE SHARES
GOLDMAN SACHS ULTRA SHORT DURATION GOVT FUND INST
GOLMAN SACHS INVESTMENT GRADE CREDIT FUND CLASS I
GOODHAVEN CAPITAL MANAGEMENT FUND
GUIDEMARK CORE FIXED INCOME FUND
GUIDEMARK LARGE CAP GROWTH FUND
GUIDEMARK LARGE CAP VALUE FUND
GUIDEMARK OPPORTUNISTIC EQUITY FUND
GUIDEMARK SMALL/MID CAP CORE FUND
GUIDEMARK TAX-EXEMPT FIXED INCOME FUND
GUIDEMARK WORLD EX-U.S. FUND
GUIDEMARK GLOBAL REAL RETURN FUND SERVICE CLASS
GUIDEMARK OPPORTUNISTIC FIXED INCOME FUND SERVICE CLASS
GUIDEPATH ABSOLUTE RETURN ASSET ALLOCATION FUND SERVICE CLASS
GUIDEPATH STRATEGIC ASSET ALLOCATION FUND SERVICE CLASS
GUIDEPATH TACTICAL CONSTRAINED ASSET ALLOCATION FUND SERVICE CLASS
GUIDEPATH TATICAL UNCONSTRAINED ASSET ALLOCATION FUND SERVICE CLASS
GPS MULTIPLE STRATEGY FUND CLASS A
GPS MULTIPLE STRATEGY FUND IMVESTOR CLASS
GRANT PARK MANAGED FUTURES STRATEGY FUND CLASS C
GRANT PARK MANAGED FUTURES STRATEGY FUND CLASS I
GRANT PARK MANAGED FUTURES STRATEGY FUND CLASS N
GRANT PARK MANAGED FUTURES STRATEGY FUND CLASS W
GREEN CENTURY BALANCED FUND
GREEN CENTURY EQUITY FUND
GREENSPRING FUND
GUINNESS ATKINSON ALTERNATIVE ENERGY FUND
GUINNESS ATKINSON ASIA FOCUS FUND
GUINNESS ATKINSON ASIA PACIFIC DIVIDEND FUND
GUINNESS ATKINSON CHINA AND HONG KONG
GUINNESS ATKINSON GLOBAL ENERGY FUND
GUINNESS ATKINSON GLOBAL INNOVATORS FUND
GUINNESS ATKINSON RENMINBI YUAN & BOND FUND
HANCOCK HORIZON DIVERSIFIED INTL FUND CLASS C
HANCOCK HORIZON DIVERSIFIED INTL FUND TRUST CLASS
HANCOCK HORIZON FAMILY BURKENROAD FUND CLASS D
HANCOCK HORIZON FAMILY VALUE FUND CLASS C
HANCOCK HORIZON GROWTH FUND CLASS C
HANCOCK HORIZON GROWTH FUND TRUST CLASS
HANCOCK HORIZON LOUSIANA TAX-FREE INCOME FUND TRUST CL
HANCOCK HORIZON MISSISSIPPI TAX-FREE INC FD TRST CLASS
HANCOCK HORIZON QUANTITATIVE LONG/SHORT FD CL C
HANCOCK HORIZON QUANTITATIVE LONG/SHORT FD TUST
HANCOCK HORIZON STRAT INCOME BOND FUND CLASS C
HANCOCK HORIZON STRAT INCOME BOND FUND TRUST CLASS
HANCOCK HORIZON VALUE FUND TRUST CLASS
HANSBERGER EMERGING MARKETS FUND ADVISOR CLASS
HANSBERGER INT'L GROWTH FUND ADVISOR CLASS
HANSBERGER INT'L VALUE FUND ADVISOR CLASS
HARBOR BOND FUND ADMINISTRATIVE CLASS
HARBOR BOND FUND INSTITUTIONAL CLASS
HARBOR CAPITAL APPRECIATION FUND
HARBOR CAPITAL APPRECIATION FUND ADMINSTRATIVE CLASS
HARBOR CAPITAL APPRECIATION FUND INVESTOR CLASS
HARBOR COMMODITY REAL RETURN STRAT FUND INSTL CLASS
HARBOR CONVERTIBLE SECURITIES ADMIN CLASS
HARBOR CONVERTIBLE SECURITIES FUND INSTITUTIONAL CLASS
HARBOR CONVERTIBLE SECURITIES FUND INVESTOR CLASS
HARBOR FLEXIBLE CAPITAL FUND INVESTOR CLASS
Page 76 of 185
CUSIP
38143H860
38143H696
38144N270
38141W877
38141W208
38143H845
74316J763
36191K868
36191K108
36191K306
36191K884
36191K504
36191K843
36191K702
36191E888
36191E862
36191E706
36191E102
36191E300
36191E508
66537X688
66537X670
66537X738
66537X720
66537X712
66537X696
392768107
392768305
395724107
402031504
402031108
402031603
402031207
402031405
402031306
402031702
41012R761
41012R787
41012R811
41012R860
41012R837
41012R852
41012R720
41012R696
41012R738
41012R753
41012R803
41012R605
41012R886
411301807
411301609
411301500
411511686
411511108
411511504
411511827
411511819
411511397
411512726
411512734
411512718
411512767
Symbol
GSUIX
GSPQX
GCGVX
GSASX
GSARX
GSGDX
GOODX
GMCOX
GMLGX
GMLVX
GMOPX
GMSMX
GMTEX
GMWEX
GMGLX
GMIFX
GPARX
GPSTX
GPTCX
GPTUX
GPSAX
N/A
GPFCX
GPFIX
GPFNX
GPFWX
GCBLX
GCEQX
GRSPX
GAAEX
IASMX
GAADX
ICHKX
GAGEX
IWIRX
GARBX
HHDCX
HHDTX
HYBUX
HHGCX
HHRCX
HHRTX
HHLTX
HHMTX
HHQCX
HHQTX
HHBCX
HHBTX
HHGTX
HEMMX
HIGGX
HIVVX
HRBDX
HABDX
HACAX
HRCAX
HCAIX
HACMX
HRCSX
HACSX
HICSX
HIFLX
Fund Type
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARBOR FUNDS
HARDING LOEVNER FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
Fund Description
HARBOR GLOBAL GROWTH FUND ADMINISTRATIVE CLASS
HARBOR GLOBAL GROWTH FUND INSTITUTIONAL CLASS
HARBOR GLOBAL GROWTH FUND INVESTOR CLASS
HARBOR GLOBAL VALUE FUND ADMINISTRATIVE CLASS
HARBOR GLOBAL VALUE FUND INSTITUTIONAL CLASS
HARBOR GLOBAL VALUE FUND INVESTOR CLASS
HARBOR HIGH YIELD BOND FUND ADMIN CLASS
HARBOR HIGH YIELD BOND FUND INSTL CLASS
HARBOR HIGH YIELD BOND FUND INVESTOR CLASS
HARBOR INTERNATIONAL FUND ADMINISTRATIVE CLASS
HARBOR INTERNATIONAL FUND INSTITUTIONAL CLASS
HARBOR INTERNATIONAL FUND INVESTOR CLASS
HARBOR INTERNATIONAL GROWTH FUND INST CL
HARBOR INTERNATIONAL GROWTH FUND INVESTOR CLASS
HARBOR INT'L GROWTH FUND ADMINISTRATIVE CLASS
HARBOR LARGE CAP VALUE FUND INSTITUTIONAL CLASS
HARBOR LARGE-CAP VALUE FUND INVESTOR CLASS
HARBOR MID CAP GROWTH FUND ADMINISTRATIVE CLASS
HARBOR MID-CAP GROWTH FUND INSTITUTIONAL CLASS
HARBOR MID-CAP GROWTH FUND INVESTOR CLASS
HARBOR MID-CAP VALUE FUND INVESTOR CLASS
HARBOR REAL RETURN FUND ADMINISTRATIVE CLASS
HARBOR REAL RETURN FUND INSTITUTIONAL CLASS
HARBOR SMALL CAP VALUE FUND INSTITUTIONAL CLASS
HARBOR SMALL COMPANY VALUE FUND ADMIN CLASS
HARBOR SMALL COMPANY VALUE FUND INST CLASS
HARBOR SMALL COMPANY VALUE FUND INVESTOR CLASS
HARBOR SMALL-CAP VALUE FUND INVESTOR CLASS
HARBOR UNCONSTRAINED BOND FUND ADMINISTRATIVE CLASS
HARBOR UNCONSTRAINED BOND FUND INSTITUTIONAL CLASS
HARDING LOEVNER EMERGING MARKETS PORTFOLIO
HARDING LOEVNER FRONTIER EMERGING MARKETS PORTFOLIO INSTITUTIONAL CLASS
HARDING LOEVNER FRONTIER EMERGING MARKETS PORTFOLIO INVESTOR CLASS
HARDING LOEVNER GLOBAL EQUITY PORTFOLIO
HARDING LOEVNER GLOBAL EQUITY PORTFOLIO INST CLASS
HARDING LOEVNER INSTITUTIONAL EMERGING MARKETS
HARDING LOEVNER INTERNATIONAL EQUITY FD INVEST CL
HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO
HARDING LOEVNER INTERNATIONAL SMALL COMPANIES PORTFOLIO INSTITUTIONAL CLASS
HARDING LOEVNER INTL SMALL COMPANY PORTFOLIO INVESTOR CLASS
HARTFORD ADVISERS FUND CLASS A
HARTFORD ADVISERS FUND CLASS C
HARTFORD ADVISERS FUND CLASS R3
HARTFORD BALANCED ALLOCATION FUND CLASS C
HARTFORD CAPITAL APPRECIATION FUND CLASS C
HARTFORD CONSERVATIVE ALLOCATION FD CL C
HARTFORD CONSERVATIVE ALLOCATION FD CL R3
HARTFORD DIVIDEND & GROWTH FUND CLASS C
HARTFORD DIVIDEND & GROWTH FUND CLASS Y
HARTFORD DIVIDEND AND GROWTH FUND CLASS R3
HARTFORD DIVIDEND AND GROWTH FUND CLASS R4
HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS C
HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS I
HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS R3
HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS Y
HARTFORD EMERGING MARKETS RESEARCH FUND CLASS C
Page 77 of 185
CUSIP
411512866
411512874
411512858
411511454
411511447
411511462
411511546
411511553
411511538
411511652
411511306
411511645
411511801
411511629
411511637
411511603
411511744
411511793
411511876
411511785
411511736
411511512
411511520
411511843
411511439
411511421
411511413
411511694
411512791
411512817
412295305
412295867
412295859
412295206
412295602
412295701
412295503
412295107
412295875
412295883
416645810
416645588
416649630
416649333
41664L708
416648723
416645638
416648681
416649739
416649432
416649135
416645596
416645828
416649580
416649283
41664M326
41664M318
41664M292
41664M284
41664M276
41664M268
41664M391
Symbol
HRGAX
HGGAX
HGGIX
HRGVX
HAGVX
HIGVX
HYFRX
HYFAX
HYFIX
HRINX
HAINX
HIINX
HAIGX
HIIGX
HRIGX
HAVLX
HILVX
HRMGX
HAMGX
HIMGX
HIMVX
HRRRX
HARRX
HASCX
HRSMX
HASMX
HISMX
HISVX
HRUBX
HAUBX
HLEMX
HLFMX
HLMOX
HLMGX
HLMVX
HLMEX
HLMNX
HLMIX
HLMRX
HLMSX
ITTAX
HAFCX
ITTRX
ITTSX
ITTTX
HBACX
HCACX
HCVCX
HCVRX
HCVSX
HCVTX
HDGCX
HDGYX
HDGRX
HDGSX
HLDCX
HLDIX
HLDRX
HLDSX
HLDTX
HLDYX
HERCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
Fund Description
HARTFORD EMERGING MARKETS RESEARCH FUND CLASS I
HARTFORD EMERGING MARKETS RESEARCH FUND CLASS R3
HARTFORD EMERGING MARKETS RESEARCH FUND CLASS Y
HARTFORD EQUITY INCOME FUND CLASS C
HARTFORD FLOATING RATE FUND CLASS R3
HARTFORD GLOBAL GRWOTH FUND CLASS C
HARTFORD GLOBAL LEADERS FUND CLASS R3
HARTFORD GROWTH ALLOCATION FUND CLASS C
HARTFORD GROWTH FUND CLASS C
HARTFORD GROWTH FUND CLASS Y
HARTFORD GROWTH OPPORTUNITIES FUND CLASS C
HARTFORD GROWTH OPPORTUNITIES FUND CLASS Y
HARTFORD HIGH YIELD FUND CLASS R3
HARTFORD HIGH-YIELD FUND CLASS C
HARTFORD INCOME FUND CLASS C
HARTFORD INFLATION PLUS FUND CLASS Y
HARTFORD INTERNATIONAL GROWTH FUND CLASS C
HARTFORD INTERNATIONAL GROWTH FUND CLASS I
HARTFORD INTERNATIONAL SMALL COMPANY FUND CLASS Y
HARTFORD INTL CAPITAL APPRECIATION FD R3
HARTFORD INTL OPPORTUNITIES FUND CLASS C
HARTFORD INT'L OPPORTUNITIES FUND CLASS Y
HARTFORD MID-CAP FUND CLASS C
HARTFORD MID-CAP VALUE FUND CLASS Y
HARTFORD MUNICIPAL REAL RETURN FUND CLASS C
HARTFORD MUNICIPAL REAL RETURN FUND CLASS I
HARTFORD MUNICIPAL REAL RETURN FUND CLASS Y
HARTFORD SHORT DURATION FUND CL C CLASS C
HARTFORD SHORT DURATION FUND CLASS Y
HARTFORD SMALL CAP GROWTH FUND CLASS Y
HARTFORD SMALL/MID CAP EQUITY FUND CLASS C
HARTFORD SMALL-CAP GROWTH FUND CLASS C
HARTFORD SMALL-COMPANY FUND CLASS C
HARTFORD TOTAL RETURN BOND FUND CLASS C
HARTFORD VALUE FUND CLASS C
HARTFORD VALUE OPPORTUNITIES FUND CLASS C
HARTFORD VALUE OPPORTUNITIES FUND CLASS Y
HARTFORD WORLD BOND FUND CLASS C
HARTFORD WORLD BOND FUND CLASS I
HARTFORD WORLD BOND FUND CLASS R3
HARTFORD WORLD BOND FUND CLASS Y
THE HARTFORD ADVISERS FUND CLASS Y
THE HARTFORD BALANCED ALLOCATION FUND CL I
THE HARTFORD BALANCED ALLOCATION FUND CLASS R3
THE HARTFORD BALANCED INCOME FUND CLASS C
THE HARTFORD BALANCED INCOME FUND CLASS I
THE HARTFORD BALANCED INCOME FUND CLASS R3
CUSIP
41664M383
41664M375
41664M367
41664M359
41664M342
416648863
416649531
416649234
41664L815
416645513
416649614
416649317
41664L880
416648756
416529675
416529626
416529865
416529816
416649648
416649341
41664L609
416645463
416646222
416648830
416645166
416649846
416646883
416649689
416649382
41664L203
416645620
416645885
416645554
416646875
416529485
416641793
416529428
416646172
416648822
416529808
416648624
416529303
416645646
416645570
416646602
416529766
416529717
41664M243
41664M235
41664M227
41664M219
41664M193
41664M185
416645786
416649200
416649747
416649440
416649143
416648228
41664M821
41664M797
41664M789
Page 78 of 185
Symbol
HERIX
HERRX
HERSX
HERTX
HERYX
HQICX
HFLRX
HFLSX
HFLTX
HGLCX
HALRX
HALSX
HALTX
HRACX
HGWCX
HGWYX
HGOCX
HGOYX
HAHRX
HAHSX
HAHTX
HAHCX
HTICX
HIPYX
HNCCX
HNCJX
HNSYX
HNCRX
HNCSX
HNCTX
HIOCX
HAOYX
HMDCX
HMVYX
HTNCX
HTNIX
HTNYX
HSDCX
HSDYX
HSLYX
HTSCX
HSLCX
HSMCX
HABCX
HVFCX
HVOCX
HVOYX
HWDCX
HWDIX
HWDRX
HWDSX
HDWTX
HWDYX
IHAYX
HBAIX
HBARX
HBASX
HBATX
HBLCX
HBLIX
HBLRX
HBLSX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
Fund Description
THE HARTFORD CAP APPRECIATION FUND CLASS R3
THE HARTFORD CAP APPRECIATION FUND CLASS Y
THE HARTFORD CAP APPRECIATION FUND II CLASS C
THE HARTFORD CAP APPRECIATION II FUND CLASS R3
THE HARTFORD CAPITAL APPRECIATION FD CL I
THE HARTFORD CAPITAL APPRECIATION II FD CL I
THE HARTFORD CHECKS AND BALANCES FUND CLASS C
THE HARTFORD CHECKS AND BALANCES FUND CLASS I
THE HARTFORD CHECKS AND BALANCES FUND CLASS R3
THE HARTFORD CONSERVATIVE ALLOCATION FD CL I
THE HARTFORD DISCIPLINED EQUITY FUND CLASS C
THE HARTFORD DISCIPLINED EQUITY FUND CLASS R3
THE HARTFORD DIVERSIFIED INTL FUND CLASS C
THE HARTFORD DIVERSIFIED INTL FUND CLASS I
THE HARTFORD DIVERSIFIED INTL FUND CLASS R3
THE HARTFORD DIVERSIFIED INTL FUND CLASS Y
THE HARTFORD DIVIDEND & GROWTH FD CL I
THE HARTFORD DIVIDEND AND GROWTH FUND CLASS R5
THE HARTFORD EQUITY GROWTH ALLOCATION FD CL I
THE HARTFORD EQUITY GROWTH ALLOCATION FD CL R3
THE HARTFORD EQUITY GROWTH ALLOCATION FUND CLASS C
THE HARTFORD EQUITY INCOME FD CLASS I
THE HARTFORD EQUITY INCOME FUND CLASS R3
THE HARTFORD FLOATING RATE FD CLASS I
THE HARTFORD FLOATING RATE FUND CLASS C
THE HARTFORD FLOATING RATE FUND CLASS Y
THE HARTFORD FUNDAMENTAL GROWTH FUND CLASS C
THE HARTFORD FUNDAMENTAL GROWTH FUND CLASS I
THE HARTFORD FUNDAMENTAL GROWTH FUND CLASS R3
THE HARTFORD GLOBAL ALL-ASSET FUND CLASS C
THE HARTFORD GLOBAL ALL-ASSET FUND CLASS I
THE HARTFORD GLOBAL ALL-ASSET FUND CLASS R3
THE HARTFORD GLOBAL ALL-ASSET FUND CLASS Y
THE HARTFORD GLOBAL HEALTH FUND CLASS C
THE HARTFORD GLOBAL HEALTH FUND CLASS I
THE HARTFORD GLOBAL HEALTH FUND CLASS R3
THE HARTFORD GLOBAL REAL ASSET FUND CLASS C
THE HARTFORD GLOBAL REAL ASSET FUND CLASS I
THE HARTFORD GLOBAL REAL ASSET FUND CLASS R3
CUSIP
41664M771
416649655
416649358
41664L500
416645604
416648574
416649473
416649176
41664L757
416649309
416649408
41664L724
41664L393
41664L278
41664L260
41664L252
416649507
416645547
416649564
416649267
41664L849
41664L369
41664L351
41664L336
41664L328
41664L310
41664L344
416649606
41664L864
416649101
416649762
416649465
416649168
416648780
416649705
416649663
416649366
41664L401
416649804
416648533
416648525
416645190
41664M524
41664M763
41664M755
41664M748
41664M482
41664M474
41664M458
41664M441
41664M433
41664M466
416645372
416649887
416649671
416649374
41664L302
41664M573
41664M565
41664M540
41664M532
41664M516
Page 79 of 185
Symbol
HBLTX
ITHRX
ITHSX
ITHTX
HCAYX
HFCCX
HCTRX
HCTSX
HCTTX
ITHIX
HCTIX
HCKCX
HCKIX
HCKRX
HCKSX
HCKTX
HCVIX
HGICX
HGIRX
HGISX
HGITX
HDVCX
HDVIX
HDVRX
HDVSX
HDVTX
HDVYX
HDGIX
HDGTX
HAAIX
HAARX
HAASX
HAATX
HAACX
HQIIX
HQIRX
HQISX
HQITX
HFLIX
HFLCX
HFLYX
HFFCX
HFFIX
HFFRX
HFFSX
HFFTX
HLACX
HLAIX
HLARX
HLASX
HLATX
HLAYX
HGHCX
HGHIX
HGHRX
HGHSX
HGHTX
HRLCX
HRLIX
HRLRX
HRLSX
HRLTX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
Fund Description
THE HARTFORD GLOBAL REAL ASSET FUND CLASS Y
THE HARTFORD GLOBAL RESEARCH FUND CLASS C
THE HARTFORD GLOBAL RESEARCH FUND CLASS I
THE HARTFORD GLOBAL RESEARCH FUND CLASS R3
THE HARTFORD GLOBAL RESEARCH FUND CLASS Y
THE HARTFORD GROWTH ALLOCATION FUND CL I
THE HARTFORD GROWTH ALLOCATION FUND CLASS R3
THE HARTFORD GROWTH FUND CLASS I
THE HARTFORD GROWTH FUND CLASS R3
THE HARTFORD GROWTH OPPORTUNITIES FUND CLASS I
THE HARTFORD GROWTH OPPORTUNITIES FUND CLASS R3
THE HARTFORD HIGH YIELD FUND CLASS I
THE HARTFORD HIGH YIELD MUNICIPAL BOND FUND CLASS C
THE HARTFORD HIGH YIELD MUNICIPAL BOND FUND CLASS I
THE HARTFORD INFLATION PLUS FD CLASS I
THE HARTFORD INFLATION PLUS FUND CLASS C
THE HARTFORD INFLATION PLUS FUND CLASS R3
THE HARTFORD INTERNATIONAL SMALL COMPANY FUND CL R3
THE HARTFORD INTERNATIONAL SMALL COMPANY FUND CLASS I
THE HARTFORD INTERNATIONAL VALUE FUND CLASS C
THE HARTFORD INTERNATIONAL VALUE FUND CLASS I
THE HARTFORD INTERNATIONAL VALUE FUND CLASS R3
THE HARTFORD INTERNATIONAL VALUE FUND CLASS Y
THE HARTFORD INTL OPPORTUNITIES FUND CLASS I
THE HARTFORD INTL OPPORTUNITIES FUND CLASS R3
THE HARTFORD INTL SMALL-COMPANY FUND CLASS C
THE HARTFORD MIDCAP FUND CLASS I
THE HARTFORD MIDCAP FUND CLASS R5
THE HARTFORD MIDCAP FUND CLASS Y
THE HARTFORD MID-CAP VALUE FUND CLASS C
THE HARTFORD MIDCAP VALUE FUND CLASS I
THE HARTFORD MIDCAP VALUE FUND CLASS R3
THE HARTFORD SHORT DURATION FUND CLASS I
THE HARTFORD SMALL CAP FUND CLASS Y
THE HARTFORD SMALL CAP GROWTH FD CL I
THE HARTFORD SMALL CAP GROWTH FUND CL R4
THE HARTFORD SMALL CAP GROWTH FUND CLASS R3
THE HARTFORD SMALL CAP GROWTH FUND CLASS R5
THE HARTFORD SMALL COMPANY FUND CLASS I
THE HARTFORD SMALL COMPANY FUND CLASS R3
THE HARTFORD STRATEGIC INCOME FUND CLASS C
THE HARTFORD STRATEGIC INCOME FUND CLASS I
CUSIP
41664M557
41664L468
41664L450
41664L443
41664L435
41664L427
41664L419
416649879
416649754
416649457
416649150
416641108
416641504
416641884
416641843
416641207
416641603
416641876
416641835
41664L625
41664L682
41664L674
416649853
416646131
416649598
416649291
41664L872
41664M730
41664M722
41664M714
41664L617
41664M656
41664M631
41664M623
41664M615
41664M599
41664M649
41664L294
416649549
416649242
41664L823
416645133
41664M870
41664M847
416645687
416646305
41664M425
41664M698
41664M680
41664M672
41664M813
416645307
416641306
416641868
416641702
416641827
416649838
416649697
416649390
41664L104
41664L641
41664L633
Page 80 of 185
Symbol
HRLYX
HLECX
HLEJX
HLERX
HLESX
HLETX
HLEYX
HRAIX
HRARX
HRASX
HRATX
HGWJX
HGWRX
HGWSX
HGWUX
HGOIX
HGORX
HGOSX
HGOTX
HAHIX
HHMCX
HHMIX
HIPIX
HIPCX
HIPRX
HIPSX
HIPTX
HNSRX
HNSSX
HNSTX
HNSJX
HILCX
HILIX
HILRX
HILSX
HILTX
HILYX
IHOIX
IHORX
IHOSX
IHOTX
HNSCX
HFMIX
HFMTX
HMDYX
HMVCX
HMVJX
HMVRX
HMVSX
HMVTX
HSDIX
HSCYX
HSLIX
HSLSX
HSLRX
HSLTX
IHSIX
IHSRX
IHSSX
IHSUX
HSNCX
HSNIX
Fund Type
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HARTFORD FUNDS
HATTERAS ALTERNATIVE FUNDS
HEARTLAND FUNDS
HEARTLAND FUNDS
HEARTLAND FUNDS
HEARTLAND FUNDS
HEARTLAND INTL FUND
HENDERSON GLOBAL FUNDS
Fund Description
THE HARTFORD TARGET RETIREMENT 2010 FD CLASS R3
THE HARTFORD TARGET RETIREMENT 2010 FUND CLASS A
THE HARTFORD TARGET RETIREMENT 2015 FUND CLASS R3
THE HARTFORD TOTAL RETURN BOND FUND CLASS I
THE HARTFORD TOTAL RETURN BOND FUND CLASS R3
THE HARTFORD VALUE FUND CLASS I
THE HARTFORD VALUE FUND CLASS R3
THE HARTFORD VALUE OPPORTUNITIES FD CLASS I
THE HARTFORD VALUE OPPORTUNITIES FUND CLASS R3
HATTERAS ALPHA HEDGED STRATEGIES FUND
HATTERAS ALPHA HEDGED STRATEGIES FUND CLASS A
HATTERAS ALPHA HEDGED STRATEGIES FUND CLASS C
HATTERAS LONG/SHORT DEBT FUND CLASS A
HATTERAS LONG/SHORT DEBT FUND INSTITUTIONAL CLASS
HATTERAS LONG/SHORT EQUITY FUND CLASS A
HATTERAS LONG/SHORT EQUITY FUND INSTITUTIONAL CLASS
HEARTLAND SELECT VALUE FUND
HEARTLAND SELECT VALUE FUND INSTITUTIONAL CLASS
HEARTLAND VALUE FUND
HEARTLAND VALUE FUND INSTITUTIONAL CLASS
HEARTLAND INTERNATIONAL SMALL CAP FUND
HENDERSON EMERGING MARKETS OPPORTUNIY FUND CLASS C
HENDERSON EMERGING MKTS OPPORTUNITIES CLASS A
HENDERSON EMERGING MKTS OPPORTUNITIES FUND CLASS I
HENDERSON EUROPEAN FOCUS FUND CLASS A
HENDERSON EUROPEAN FOCUS FUND CLASS C
HENDERSON EUROPEAN FOCUS FUND CLASS I
HENDERSON GLOBAL EQUITY INCOME FUND CLASS A
HENDERSON GLOBAL EQUITY INCOME FUND CLASS C
CUSIP
416649515
416649218
41664L781
416648392
41664L245
41664L237
41664L229
416649499
416649192
41664L773
416648350
41664L211
41664L195
41664L187
416649481
416649184
41664L765
416648319
41664L179
41664L161
41664L153
41664M102
41664M201
41664M300
41664M409
41664M508
41664M607
41664M706
41664M805
41664M888
416649820
416649556
416649259
41664L831
41664L591
416649572
416649275
41664L856
416641405
416641801
416641850
416641819
41902V401
41902V112
41902V104
41902V500
41902V609
41902V708
41902V807
422352807
422352856
422359109
422352831
89833W410
425067535
425067543
425067527
425067709
425067881
425067642
425067717
425067691
Page 81 of 185
Symbol
HTTRX
HTTSX
HTTTX
HTTAX
HTJRX
HTJSX
HTJTX
HTWRX
HTWSX
HTWTX
HTWAX
HTKRX
HTKSX
HTKTX
HTHRX
HTHSX
HTHTX
HTHAX
HTLRX
HTLSX
HTLTX
HTMRX
HTMSX
HTMTX
HTNRX
HTNSX
HTNTX
HTPRX
HTPSX
HTPTX
ITBIX
ITBRX
ITBUX
ITBTX
HVFIX
HVFRX
HVFSX
HVFTX
HVOIX
HVORX
HVOSX
HVOTX
ALPHX
APHAX
APHCX
HFIAX
HFINX
HLSAX
HLSIX
HRSVX
HNSVX
HRTVX
HNTVX
HINVX
HEMCX
HEMAX
HEMIX
HFEAX
HFECX
HFEIX
HFQAX
HFQCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENNESSY FUNDS
HENSSLER FUND
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHLAND FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
Fund Description
HENDERSON GLOBAL EQUITY INCOME FUND CLASS I
HENDERSON GLOBAL LEADERS FUND CLASS A
HENDERSON GLOBAL LEADERS FUND CLASS C
HENDERSON GLOBAL TECHNOLOGY FUND CLASS A
HENDERSON GLOBAL TECHNOLOGY FUND CLASS C
HENDERSON GLOBAL TECHNOLOGY FUND CLASS I
HENDERSON INTL ALL CAP EQUITY FD CL A
HENDERSON INTL ALL CAP EQUITY FD CLASS I
HENDERSON INTL ALL CAP EQUITY FUND CLASS C
HENDERSON INTL OPPORTUNITIES FUND CLASS A
HENDERSON INTL OPPORTUNITIES FUND CLASS C
HENDERSON INTL. OPPORTUNITIES FUND CLASS I
HENDERSON JAPAN- FOCUS FUND CLASS A
HENDERSON JAPAN- FOCUS FUND CLASS C
HENDERSON STRATEGIC INCOME FUND CLASS A
HENDERSON STRATEGIC INCOME FUND CLASS C
HENNESSY BALANCED FUND
HENNESSY CORNERSTONE GROWTH FD SERIES II INST'L
HENNESSY CORNERSTONE GROWTH FUND
HENNESSY CORNERSTONE GROWTH FUND INST'L CLASS
HENNESSY CORNERSTONE GROWTH FUND SERIES II
HENNESSY CORNERSTONE LARGE GRWTH FD ORIGINAL CL
HENNESSY CORNERSTONE VALUE FUND
HENNESSY CORNERSTONE VALUE FUND INST'L CLASS
HENNESSY FOCUS 30 FUND
HENNESSY FOCUS 30 FUND INSTITUTIONAL CLASS
HENNESSY SELECT LARGE VALUE FUND ORIGINAL CLASS
HENNESSY SELECT SPARX JAPAN FUND INSTITUTIONAL CLASS
HENNESSY SELECT SPARX JAPAN FUND ORIGINAL CLASS
HENNESSY SELECT SPARX JAPAN SMALLER CO. FUND ORIGINAL CL
HENNESSY TOTAL RETURN FUND
HENSSLER EQUITY FUND
HIGHLAND CORE VALUE EQUITY FUND CLASS C
HIGHLAND CORE VALUE EQUITY FUND CLASS Y
HIGHLAND FIXED INCOME FUND CLASS C
HIGHLAND FIXED INCOME FUND CLASS Y
HIGHLAND FLOATING RATE OPPORTUNITIES FUND CLASS A
HIGHLAND FLOATING RATE OPPORTUNITIES FUND CLASS C
HIGHLAND GLOBAL EQUITY FUND CLASS C
HIGHLAND GLOBAL EQUITY FUND CLASS Y
HIGHLAND GOVERNMENT SECURITIES FUND CLASS C
HIGHLAND HEALTHCARE FUND CLASS A
HIGHLAND HEALTHCARE FUND CLASS C
HIGHLAND INTERNATIONAL EQUITY FUND CLASS C
HIGHLAND INTERNATIONAL EQUITY FUND CLASS Y
HIGHLAND LONG/ SHORT EQUITY FUND CLASS A
HIGHLAND LONG/ SHORT EQUITY FUND CLASS C
HIGHLAND PREMIER GROWTH EQUITY FUND CLASS C
HIGHLAND PREMIER GROWTH EQUITY FUND CLASS Y
HIGHLAND SHORT-TERM GOVERNMENT FUND CLASS A
HIGHLAND SHORT-TERM GOVERNMENT FUND CLASS C
HIGHLAND SHORT-TERM GOVERNMENT FUND CLASS Y
HIGHLAND SMALL-CAP EQUITY FUND CLASS C
HIGHLAND TAX-EXEMPT FUND CLASS C
HIGHLAND TAX-EXEMPT FUND CLASS Y
HIGHLAND TOTAL RETURN FUND CLASS C
HIGHLAND TOTAL RETURN FUND CLASS Y
HIGHLAND U.S. EQUITY FUND CLASS C
HIGHLAND U.S. EQUITY FUND CLASS Y
HIGHMARK BALANCED FUND CLASS C
HIGHMARK BALANCED FUND FIDUCIARY CLASS
HIGHMARK BOND FUND CLASS C
CUSIP
425067634
425067733
425067725
425067105
425067303
425067626
425067519
425067683
425067493
425067840
425067824
425067592
425073103
425073202
425067816
425067782
425887106
42588P304
425888104
425888500
42588P106
42588P205
425888203
425888401
425888302
425888609
42588P502
425894201
425894102
425894300
425887205
426894101
43090E803
43090E878
43090E621
43090E597
430101824
430101790
43090E738
43090E712
43090E563
430101808
430101881
43090E670
43090E654
430070201
430070300
43090E845
43090E829
43090E555
43090E530
43090E514
43090E787
43090E472
43090E464
43090E431
43090E415
43090E308
43090E506
431112887
431114792
431112648
Page 82 of 185
Symbol
HFQIX
HFPAX
HFPCX
HFGAX
HFGCX
HFGIX
HFNAX
HIEIX
HFNCX
HFOAX
HFOCX
HFOIX
HFJAX
HFJCX
HFAAX
HFACX
HBFBX
HINLX
HFCGX
HICGX
HENLX
HFLGX
HFCVX
HICVX
HFTFX
HIFTX
HSVFX
SPARX
SPXJX
SPJSX
HDOGX
HEQFX
HCOCX
HCOYX
HFBCX
HFBYX
HFRAX
HFRCX
HGMCX
HGMYX
HGPCX
HHCAX
HHCCX
HIQCX
HIQYX
HEOAX
HEOCX
HPECX
HPEYX
HSJAX
HSJCX
HSJYX
HSZCX
HTXCX
HTXYX
HTACX
HTATX
HUECX
HUEYX
HMBCX
HMBAX
HBDCX
Fund Type
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HIGHMARK FUNDS
HODGES FUNDS
HODGES FUNDS
HODGES FUNDS
HODGES FUNDS
HODGES FUNDS
HODGES FUNDS
HODGES FUNDS
HOLLAND FUNDS
HOMESTEAD FUNDS
HOMESTEAD FUNDS
HOMESTEAD FUNDS
Fund Description
HIGHMARK BOND FUND FIDUCIARY CLASS
HIGHMARK CALIFORNIA INTERM TAX FREE BOND FD FIDUCIARY CL
HIGHMARK CALIFORNIA INTERMEDIATE TAX FREE BOND FUND CL C
HIGHMARK CAPITAL GROWTH ALLOCATION FD FIDUCIARY CLASS
HIGHMARK CAPITAL GROWTH ALLOCATION FUND CLASS C
HIGHMARK COGNITIVE VALUE FUND CLASS C
HIGHMARK COGNITIVE VALUE FUND CLASS M
HIGHMARK COGNITIVE VALUE FUND FIDUCIARY SHARES
HIGHMARK CORE EQUITY FUND FIDUCIARY CLASS
HIGHMARK CORE EQUITY FUND RETAIL CLASS C
HIGHMARK DIVERSIFIED EQUITY ALLOC FD FIDUCIARY CLASS
HIGHMARK DIVERSIFIED EQUITY ALLOCATION FD CL C
HIGHMARK ENHANCED GROWTH FUND C SHARES
HIGHMARK ENHANCED GROWTH FUND CLASS M
HIGHMARK ENHANCED GROWTH FUND FIDUCIARY SHARES
HIGHMARK EQUITY INCOME FUND CLASS A
HIGHMARK EQUITY INCOME FUND CLASS C
HIGHMARK EQUITY INCOME FUND FIDUCIARY CLASS
HIGHMARK FUNDAMENTAL EQUITY FUND CLASS A
HIGHMARK FUNDAMENTAL EQUITY FUND FIDUCIARY CLASS
HIGHMARK FUNDAMENTAL EQUITY FUNDS CLASS C
HIGHMARK GENEVA GROWTH FUND CLASS C
HIGHMARK GENEVA GROWTH FUND FIDUCIARY CLASS
HIGHMARK GENEVA SMALL CAP GROWTH FUND CLASS A
HIGHMARK GENEVA SMALL CAP GROWTH FUND CLASS C
HIGHMARK GENEVA SMALL CAP GROWTH FUND FIDUCIARY CLASS
HIGHMARK GROWTH & INCOME ALLOCATION FD FIDUCIARY CLASS
HIGHMARK GROWTH & INCOME ALLOCATION FUND CLASS C
HIGHMARK INCOME PLUS ALLOCATION FD FIDUCIARY CLASS
HIGHMARK INCOME PLUS ALLOCATION FUND CLASS C
HIGHMARK INT'L OPPORTUNITIES FUND CLASS C
HIGHMARK INT'L OPPORTUNITIES FUND CLASS M
HIGHMARK INTL OPPORTUNITIES FUND FIDUCIARY SHARES
HIGHMARK LARGE CAP GROWTH FUND FIDUCIARY CLASS
HIGHMARK LARGE CAP VALUE FD FIDUCIARY CLASS
HIGHMARK LARGE-CAP GROWTH FUND CLASS C RETAIL
HIGHMARK LARGE-CAP VALUE FUND CLASS C
HIGHMARK NATIONAL INTERM TAX-FREE BOND FD FIDUCIARY CL
HIGHMARK NATIONAL INTERMEDIATE TAX FREE BOND FUND CL C
HIGHMARK NYSE ARCA TECH 100 INDEX FUND CLASS C
HIGHMARK NYSE ARCA TECH 100 INDEX FUND FIDUCIARY CLASS
HIGHMARK SHORT TERM BOND FUND CLASS C
HIGHMARK SHORT TERM BOND FUND CLASS FIDUCIARY CLASS
HIGHMARK SMALL CAP ADVANTAGE FUND CLASS C
HIGHMARK SMALL CAP ADVANTAGE FUND FIDUCIARY CLASS
HIGHMARK SMALL CAP VALUE FUND CLASS C RETAIL
HIGHMARK SMALL CAP VALUE FUND FIDUCIARY CLASS
HIGHMARK VALUE MOMENTUM FUND CLASS C RETAIL
HIGHMARK VALUE MOMENTUM FUND FIDUCIARY CLASS
HIGHMARK WISCONSIN TAX-EXEMPT FUND CLASS C
HIGHMARK WISCONSIN TAX-EXEMPT FUND FIDUCIARY CLASS
HODGES BLUE CHIP 25 FUND
HODGES EQUITY INCOME FUND
HODGES FUND
HODGES FUND CLASS I
HODGES PURE CONTRARIAN FUND
HODGES SMALL CAP FUND
HODGES SMALL CAP FUND CLASS I
HOLLAND BALANCED FUND
HOMESTEAD GROWTH FUND
HOMESTEAD INTERNATIONAL VALUE FUND
HOMESTEAD SHORT-TERM BOND FUND
CUSIP
431114305
431114644
431112630
431112283
431112556
431112424
431112416
431112390
431112788
431112754
431112317
431112291
431112374
431112366
431112358
431113208
431113406
431113109
431112259
431112267
431112242
431113802
431113505
431113877
431113851
431113885
431112325
431112572
431112333
431112598
431112473
431112499
431112341
431114818
431114206
431112879
431112861
431112655
431112622
431113810
431113844
431112515
431112549
431112440
431112465
431112820
431112101
431112812
431114677
431113760
431113794
742935174
742935166
742935109
742935232
742935158
742935299
742935224
435299102
437769706
437769805
437769300
Page 83 of 185
Symbol
HMBDX
HMITX
HCTCX
HGAFX
HMACX
HCLCX
HCLMX
HCLFX
HMCFX
HCECX
HEAFX
HEACX
HEGCX
HEGMX
HEGFX
NJPAX
NJPCX
NJPFX
HMFAX
HMFFX
HMFCX
MGPCX
PNMFX
HGASX
HGCSX
HGFSX
HGIFX
HMRCX
HPAFX
HMPCX
HITCX
HIOMX
HIOFX
HMGRX
HMIEX
HGRCX
HIECX
HMNTX
HNTCX
PTICX
PTSFX
HMTCX
HMSFX
HSCAX
HSAFX
HSVCX
HMSCX
HVMCX
HMVMX
WTECX
WTEFX
HDPBX
HDPEX
HDPMX
HDPIX
HDPCX
HDPSX
HDSIX
HOLBX
HNASX
HISIX
HOSBX
Fund Type
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
HOMESTEAD FUNDS
HOMESTEAD FUNDS
HOMESTEAD FUNDS
HOMESTEAD FUNDS
HOTCHKIS & WILEY FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HSBC INVESTOR FUNDS
HUBER CAPITAL FUNDS
HUBER CAPITAL FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
Fund Description
HOMESTEAD SHORT-TERM GOVT SECURITIES FUND
HOMESTEAD SMALL-COMPANY STOCK FUND
HOMESTEAD STOCK INDEX FUND
HOMESTEAD VALUE FUND
HOTCHKIS & WILEY DIVERSIFIED VALUE FUND CLASS I
HOTCHKIS & WILEY LARGE CAP VALUE FUND CLASS C
HOTCHKIS & WILEY SMALL CAP VALUE FUND CLASS C
HOTCHKIS & WILEY VALUE OPPORTUNITIES FUND CLASS C
HOTCHKIS AND WILEY DIVERSIFIED VALUE FUND CLASS C
HOTCHKIS AND WILEY HIGH YIELD FUND CLASS I
HOTCHKIS AND WILEY LARGE-CAP VALUE FUND CLASS I
HOTCHKIS AND WILEY MID-CAP VALUE FUND CLASS C
HOTCHKIS AND WILEY MID-CAP VALUE FUND CLASS I
HOTCHKIS AND WILEY SMALL-CAP VALUE FUND CLASS I
HSBC EMERGING MARKETS DEBT FUND CLASS A
HSBC EMERGING MARKETS DEBT FUND CLASS I
HSBC EMERGING MARKETS LOCAL DEBT FUND CLASS A
HSBC EMERGING MARKETS LOCAL DEBT FUND CLASS I
HSBC INVESTOR GROWTH FUND CLASS A
HSBC INVESTOR GROWTH FUND CLASS B
HSBC INVESTOR GROWTH FUND CLASS C
HSBC INVESTOR GROWTH FUND CLASS I
HSBC INVESTOR INTERNATIONAL EQUITY FUND CLASS I
HSBC INVESTOR OPPORTUNITY FUND CLASS A
HSBC INVESTOR OPPORTUNITY FUND CLASS B
HSBC INVESTOR OPPORTUNITY FUND CLASS C
HSBC INVESTOR OPPORTUNITY FUND CLASS I
HSBC INVESTOR OVERSEAS EQUITY FUND CLASS A
HSBC INVESTOR OVERSEAS EQUITY FUND CLASS B
HSBC INVESTOR OVERSEAS EQUITY FUND CLASS C
HSBC INVESTOR VALUE FUND CLASS A
HSBC INVESTOR VALUE FUND CLASS B
HSBC INVESTOR VALUE FUND CLASS C
HSBC INVESTOR VALUE FUND CLASS I
HSBC WORLD SELECT AGGRESSIVE STRATEGY FUND CL A
HSBC WORLD SELECT AGGRESSIVE STRATEGY FUND CLASS B
HSBC WORLD SELECT AGGRESSIVE STRATEGY FUND CLASS C
HSBC WORLD SELECT BALANCED STRATEGY FUND CLASS A
HSBC WORLD SELECT BALANCED STRATEGY FUND CLASS B
HSBC WORLD SELECT BALANCED STRATEGY FUND CLASS C
HSBC WORLD SELECT CONSERVATIVE STRATEGY FUND C
HSBC WORLD SELECT CONSERVATIVE STRATEGY FUND CL A
HSBC WORLD SELECT CONSERVATIVE STRATEGY FUND CL B
HSBC WORLD SELECT MODERATE STRATEGY FUND CLASS A
HSBC WORLD SELECT MODERATE STRATEGY FUND CLASS B
HSBC WORLD SELECT MODERATE STRATEGY FUND CLASS C
HUBER CAPITAL EQUITY INCOME FUND INSTL CLASS
HUBER CAPITAL SMALL CAP VALUE FUND INSTL CLASS
HUNTINGTON DISCIPLINED EQUITY FUND TRUST CLASS
HUNTINGTON DIVIDEND CAPTURE FUND TRUST SHARES
HUNTINGTON FIXED INCOME SECURITIES FUND TRUST SHARES
HUNTINGTON GLOBAL SELECT MARKETS FUND CLASS A
HUNTINGTON GLOBAL SELECT MARKETS FUND TRUST SHARES
HUNTINGTON GROWTH FUND TRUST SHARES
HUNTINGTON INCOME EQUITY FUND TRUST SHARES
HUNTINGTON INTERMEDIATE GOVT INCOME FD TRUST SHRS
HUNTINGTON INTERNATIONAL EQUITY FD TRUST SHRS
HUNTINGTON MACRO 100 FUND TRUST SHARES
HUNTINGTON MICHIGAN TAX-FREE FUND CLASS A
HUNTINGTON MID CORP AMERICA FUND TRUST SHARES
HUNTINGTON MORTGAGE SECURITIES FUND TRUST SHARES
HUNTINGTON NEW ECONOMY FUND TRUST SHARES
CUSIP
437769409
437769508
437769607
437769201
44134R768
44134R701
44134R842
44134R826
44134R743
44134R735
44134R503
44134R875
44134R800
44134R867
40428X388
40428X370
44330V829
44330V811
40428X701
40428X800
40428X883
40428X875
404281529
404281586
404281669
404281768
404281214
404281578
404281651
404281750
40428X867
40428X859
40428X842
40428X834
40428X750
40428X743
40428X735
40428X719
40428X693
40428X685
40428X594
40428X628
40428X610
40428X669
40428X651
40428X644
007989387
007989379
44632P405
446327645
446327769
446327124
446327116
446327876
446327850
446327728
446327611
446327314
446327793
446327546
446327835
446327579
Page 84 of 185
Symbol
HOSGX
HSCSX
HSTIX
HOVLX
HWCIX
HWLCX
HWSCX
HWACX
HWCCX
HWHIX
HWLIX
HWMCX
HWMIX
HWSIX
HCGAX
HCGIX
HBMAX
HBMIX
HOTAX
HOTBX
HOTCX
HOTYX
RINEX
HSOAX
HOPBX
HOPCX
RESCX
HOEAX
HOEBX
HOECX
HIVAX
HIVBX
HIVCX
HIVYX
HAAGX
HBAGX
HCAGX
HAGRX
HSBGX
HCGRX
HCCGX
HACGX
HBCGX
HSAMX
HSBMX
HSCMX
HULIX
HUSIX
HDETX
HDCTX
HFISX
HGSAX
HGSIX
HGWTX
HIEFX
HMGIX
HIETX
HMTPX
HMICX
HMATX
HMTGX
HNETX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUNTINGTON FUNDS
HUSSMAN FUNDS
HUSSMAN FUNDS
HUSSMAN FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
ICON FUNDS
IMAN FUND
IMS CAPITAL FUNDS
IMS CAPITAL FUNDS
IMS CAPITAL FUNDS
INCLINE CAPITAL FUND
INDEX IQ FUNDS
INDEX IQ FUNDS
INDUSTRY LEADERS FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
Fund Description
HUNTINGTON OHIO TAX-FREE FUND TRUST SHARES
HUNTINGTON REAL STRATEGIES FUND TRUST SHARES
HUNTINGTON ROTATING MARKETS FUND TRUST SHARES
HUNTINGTON SHORT / INTERM FIXED INCOME SECS FUND TRUST SHRS
HUNTINGTON SITUS FUND TRUST SHARES
HUNTINGTON TECHNICAL OPPT FUND TRUST SHARES
HUNTINGTON WORLD INCOME FUND CLASS A
HUNTINGTON WORLD INCOME FUND TRUST CLASS
HUSSMAN STRATEGIC GROWTH FUND
HUSSMAN STRATEGIC INTERNATIONAL EQUITY FUND
HUSSMAN STRATEGIC TOTAL RETURN FUND
ICON ASIA-PACIFIC FUND CLASS C
ICON ASIA-PACIFIC REGION FUND CLASS S
ICON BOND FUND CLASS C
ICON BOND FUND CLASS I
ICON CONSUMER DISCRETIONARY FUND CLASS C
ICON CONSUMER DISCRETIONARY FUND CLASS S
ICON CORE EQUITY FUND CLASS C
ICON CORE EQUITY FUND CLASS I
ICON ENERGY FUND CLASS C
ICON ENERGY FUND CLASS S
ICON EQUITY INCOME FUND CLASS C
ICON EQUITY INCOME FUND CLASS I
ICON EUROPE FUND CLASS C
ICON EUROPE FUND CLASS S
ICON FINANCIAL FUND CLASS C
ICON FINANCIAL FUND CLASS S
ICON HEALTHCARE FD CLASS S
ICON HEALTHCARE FUND CLASS C
ICON INDUSTRIALS FUND CLASS C
ICON INDUSTRIALS FUND CLASS S
ICON INFORMATION TECHNOLOGY FUND CLASS C
ICON INFORMATION TECHNOLOGY FUND CLASS S
ICON INTERNATIONAL EQUITY FUND CLASS C
ICON INTERNATIONAL EQUITY FUND CLASS I
ICON INTERNATIONAL EQUITY FUND CLASS S
ICON LEISURE AND CONSUMER STAPLES FUND CLASS C
ICON LEISURE AND CONSUMER STAPLES FUND CLASS S
ICON LONG SHORT FUND CLASS C
ICON LONG/SHORT FUND CLASS I
ICON MATERIALS FUND CLASS C
ICON MATERIALS FUND CLASS S
ICON RISK-MANAGED EQUITY FUND CLASS C
ICON RISK-MANAGED EQUITY FUND CLASS I
ICON TELECOM AND UTILITIES FUND CLASS C
ICON TELECOMMUNICATION & UTILITIES FUND CL S
THE IMAN FUND
IMS CAPITAL VALUE FUND
IMS STRATEGIC ALLOCATION FUND
IMS STRATEGIC INCOME FUND
INCLINE CAPITAL TREND FOLLOWING FUND CLASS A
IQ ALPHA HEDGE STRATEGY FUND INSTITUTIONAL CLASS
IQ ALPHA HEDGE STRATEGY FUND INVESTOR CLASS
INDUSTRY LEADERS FUND CLASS I
ING ALTERNATIVE BETA FUND CLASS C
ING ALTERNATIVE BETA FUND CLASS I
ING CORE EQUITY RESEARCH FUND CLASS C
ING CORE EQUITY RESEARCH FUND CLASS I
ING CORPORATE LEADERS 100 FUND CLASS C
ING CORPORATE LEADERS 100 FUND INSTITUTIONAL CLASS
ING CORPORATE LEADERS TRUST FUND
ING DIVERSIFIED INTERNATIONAL FUND CLASS C
CUSIP
446327819
446327272
446327538
446327744
446327462
446327173
44632P108
44632P207
448108100
448108308
448108209
44929K523
44929K853
44929K754
44929K762
44929K424
44929K309
44929K788
44929K770
44929K390
44929K507
44929K713
44929K721
44929K481
44929K820
44929K374
44929K606
44929K705
44929K358
44929K333
44929K861
44929K317
44929K887
44929K614
44929K622
44929K457
44929K283
44929K804
44929K689
44929K697
44929K267
44929K101
44929K739
44929K747
44929K242
44929K879
018866103
90470K792
90470K784
90470K776
66537V302
454076209
454076100
456598200
44981N662
44981N654
44981M730
44981M722
44981N738
44981N720
44978J104
44980Q617
Page 85 of 185
Symbol
HOHTX
HRSTX
HRITX
HSIFX
HSUTX
HTOTX
HWAFX
HWITX
HSGFX
HSIEX
HSTRX
ICPCX
ICARX
IOBCX
IOBIX
ICCEX
ICCCX
ICNCX
ICNIX
ICEEX
ICENX
IOECX
IOEIX
ICUCX
ICSEX
ICOCX
ICFSX
ICHCX
ICHEX
ICICX
ICTRX
ICTFX
ICTEX
IIQCX
IIQIX
ICESX
ICLCX
ICLEX
IOLCX
IOLIX
ICBCX
ICBMX
IOCCX
IOCIX
ICTZX
ICTUX
IMANX
IMSCX
IMSAX
IMSIX
ICTAX
IQHIX
IQHOX
ILFIX
IABCX
IIABX
AEICX
AEGIX
ICCLX
IICLX
LEXCX
IFFCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
ING FUNDS
Fund Description
ING DIVERSIFIED INTERNATIONAL FUND CLASS I
ING EMERGING COUNTRIES FUND CLASS C
ING EMERGING COUNTRIES FUND CLASS I
ING EQUITY DIVIDEND FUND CLASS C
ING EQUITY DIVIDEND FUND CLASS I
ING FLOATING RATE FUND CLASS C
ING FLOATING RATE FUND CLASS I
ING FLOATING RATE FUND CLASS W
ING GLOBAL BOND FD CL C
ING GLOBAL BOND FUND CLASS I
ING GLOBAL EQUITY DIVIDEND FUND CLASS C
ING GLOBAL EQUITY DIVIDEND FUND CLASS I
ING GLOBAL NATURAL RESOURCES FUND CLASS I
ING GLOBAL OPPORTUNITIES FUND CLASS C
ING GLOBAL OPPORTUNITIES FUND CLASS I
ING GLOBAL REAL ESTATE FUND CLASS C
ING GLOBAL REAL ESTATE FUND CLASS I
ING GLOBAL TARGET PAYMENT FUND CLASS C
ING GLOBAL TARGET PAYMENT FUND CLASS I
ING GNMA INCOME FUND CLASS C
ING GNMA INCOME FUND CLASS I
ING GREATER CHINA FUND CLASS C
ING GREATER CHINA FUND CLASS I
ING GROWTH OPPORTUNITIES FUND CLASS C
ING GROWTH OPPORTUNITIES FUND CLASS I
ING HIGH YIELD BOND FUND CLASS C
ING HIGH YIELD BOND FUND CLASS I
ING INDEX PLUS INTERNATIONAL EQUITY FUND CLASS C
ING INDEX PLUS INTERNATIONAL EQUITY FUND CLASS I
ING INDEX PLUS LARGE-CAP FUND CLASS C
ING INDEX PLUS LARGE-CAP FUND CLASS I
ING INDEX PLUS MID- CAP FUND CLASS C
ING INDEX PLUS MID- CAP FUND CLASS I
ING INDEX PLUS SMALL-CAP FUND CLASS C
ING INDEX PLUS SMALL-CAP FUND CLASS I
ING INTERMEDIATE BOND FUND CLASS C
ING INTERMEDIATE BOND FUND CLASS I
ING INTERNATIONAL CAPITAL APPRECIATION FD CL C
ING INTERNATIONAL CAPITAL APPRECIATION FD CL I
ING INTERNATIONAL REAL ESTATE FUND CLASS C
ING INTERNATIONAL REAL ESTATE FUND CLASS I
ING INTERNATIONAL SMALL CAP MULTI- MANAGER FUND CL C
ING INTERNATIONAL SMALL CAP MULTI- MANAGER FUND CL I
ING INTERNATIONAL VALUE CHOICE FUND CLASS C
ING INTERNATIONAL VALUE CHOICE FUND CLASS I
ING INTERNATIONAL VALUE FUND CLASS C
ING INTERNATIONAL VALUE FUND CLASS I
ING MID-CAP OPPORTUNITIES FUND CLASS C
ING MID-CAP OPPORTUNITIES FUND CLASS I
ING REAL ESTATE FUND CLASS C
ING REAL ESTATE FUND CLASS I
ING RUSSIA FUND CLASS I
ING SENIOR INCOME FUND CLASS A
ING SENIOR INCOME FUND CLASS B
ING SENIOR INCOME FUND CLASS C
ING SENIOR INCOME FUND CLASS I
ING SENIOR INCOME FUND CLASS W
ING SMALL CAP OPPORTUNITIES FUND CLASS C
ING SMALL CAP OPPORTUNITIES FUND CLASS I
ING SMALL COMPANY FUND CLASS C
ING SMALL COMPANY FUND CLASS I
ING STRATEGIC ALLOCATION CONSERV FUND CLASS C
CUSIP
44980Q591
44980R854
44980Q575
44981V383
44981V375
44977C274
44977C266
44977C258
44980Q476
44980Q468
44980R110
44980Q104
44980Q310
44980R169
44980R151
44980R292
44980Q302
44981N787
44981N779
44977C423
44977C415
44980Q781
44980Q773
44978A178
44978A160
44977C795
44977C290
44980Q740
44980Q732
44981M649
44981M631
44981M599
44981M581
44981M557
44981M540
44977C761
44977C753
44980Q690
44980Q682
44980Q526
44980Q518
44980R714
44980Q567
44980Q609
44980Q559
44980J704
44980J803
44978A707
44978A806
44981V607
44981V706
44984B806
44980V103
44980V202
44980V301
44980V509
44980V608
44978A129
44978A111
44981M268
44981M250
44981M441
Page 86 of 185
Symbol
IFFIX
NAEMX
NECIX
IEDCX
IEDIX
IFRCX
IFRIX
IFRWX
IGBCX
IGBIX
ICGEX
IGEIX
IRGNX
ICFCX
IAFIX
IGCAX
IGLIX
IGPCX
IGPIX
LEGNX
LEINX
IFCCX
IFCIX
NLCCX
PLCIX
IMYCX
IHYIX
IFICX
IFIIX
AELCX
AELIX
APMCX
AIMIX
APSCX
AISIX
IICCX
IICIX
ICACX
ICAIX
IIRCX
IIRIX
NARCX
NAPIX
IVCCX
IVCIX
NIVCX
NIIVX
NMCCX
NMCIX
CRCRX
CRARX
IIRFX
XSIAX
XSIBX
XSICX
XSIIX
XSIWX
NSPCX
NSPIX
ASCCX
AESGX
ACLGX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ING FUNDS
ING FUNDS
ING FUNDS
INTERNET / KINETICS FUNDS
INTREPID FUNDS
INTREPID FUNDS
INTREPID FUNDS
INTREPID FUNDS
INTREPID FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
Fund Description
ING STRATEGIC ALLOCATION CONSERV FUND CLASS I
ING VALUE CHOICE FUND CLASS C
ING VALUE CHOICE FUND CLASS I
KINETICS GLOBAL FUND ADVISOR CLASS A
KINETICS GLOBAL FUND INVESTOR CLASS
KINETICS INTERNET FUND INVESTOR CLASS
KINETICS MARKETS OPPORTUNITIES FUND
KINETICS MULTI DISCIPLINARY FUND ADVISOR CLASS C
KINETICS MULTI-DISCIPLINARY ADVISOR FUND CLASS A
KINETICS OPPORTUNITIES FUND CLASS A
KINETICS PARADIGM FUND INST CLASS
KINETICS SMALL CAP OPPORTUNITIES FUND ADVISOR CLASS A
KINETICS SMALL-CAP OPPORTUNITIES FUND
THE INTERNET FUND ADVISOR CLASS A
THE INTERNET FUND ADVISOR CLASS C
THE MARKET OPPORTUNITIES FUND ADVISOR CLASS C
THE MEDICAL FUND ADVISOR CLASS A
THE MEDICAL FUND ADVISOR CLASS C
THE MEDICAL FUND INVESTOR CLASS
THE MULTI- DISCIPLINARY FUND
THE PARADIGM FUND ADVISOR CLASS A
THE PARADIGM FUND ADVISOR CLASS C
THE PARADIGM FUND INVESTOR CLASS
THE SMALL CAP OPPORTUNITIES FUND ADVISOR CLASS C
THE WATER INFRASTRUCTURE FUND ADVISOR CLASS C
THE WATER INFRASTRUCTURE FUND INSTITUTIONAL CLASS
THE WATER INFRASTRUCTURE FUND INVESTOR CLASS
THE WATER INFRASTUCTURE FUND ADVISOR CLASS A
INTREPID ALL CAP FUND
INTREPID CAPITAL FUND
INTREPID INCOME FUND
INTREPID SMALL CAP FUND
INTREPID SMALL CAP FUND INSTITUTIONAL
AIM INCOME ALLOCATION FUND CLASS C
AIM STRUCTURED CORE FUND CLASS Y
INVESCO ASIA PACIFIC GROWTH FUND CLASS C
INVESCO ASIA PACIFIC GROWTH FUND CLASS Y
INVESCO BALANCED- RISK COMMODITY STRATEGY FUND CL C
INVESCO BALANCED- RISK COMMODITY STRATEGY FUND CL Y
INVESCO BALANCED-RISK ALLOCATION FD CL C
INVESCO BALANCED-RISK ALLOCATION FD CL R
INVESCO BALANCED-RISK ALLOCATION FD CL Y
INVESCO BALANCED-RISK ALLOCATION FD INSTL CLASS
INVESCO BALANCED-RISK RETIREMENT 2020 FUND CLASS C
INVESCO BALANCED-RISK RETIREMENT 2020 FUND CLASS R
INVESCO BALANCED-RISK RETIREMENT 2020 FUND CLASS Y
INVESCO BALANCED-RISK RETIREMENT 2020 FUND INSTL CLASS
INVESCO BALANCED-RISK RETIREMENT 2030 FUND CLASS INSTL CL
INVESCO BALANCED-RISK RETIREMENT NOW FUND CLASS C
INVESCO BALANCED-RISK RETIREMENT NOW FUND CLASS R
INVESCO BALANCED-RISK RETIREMENT NOW FUND CLASS Y
CUSIP
44981M433
44980Q872
44981V524
494613631
494613805
460953102
494613789
494613656
494613664
494613771
494613797
494613839
494613706
494613862
494613763
494613730
494613847
494613755
494613102
494613672
494613854
494613821
494613607
494613748
494613698
494613680
494613722
494613714
461195406
461195208
461195307
461195109
461195505
00141M226
00141A537
008882862
008882581
00888Y300
00888Y508
00141V721
00141V713
00141V697
00141V689
00888U845
00888U837
00888U563
00888U829
00888U787
00888U761
00888U779
00888U555
00888U738
00888U720
00888U548
00888U712
00888U670
00888U662
00888U530
00888U654
00888U308
00888U407
00888U589
Page 87 of 185
Symbol
ALEGX
PAVCX
PAVIX
KGLAX
WWWEX
WWWFX
KMKNX
KMDCX
KMDAX
KMKAX
KNPYX
KSOAX
KSCOX
KINAX
KINCX
KMKCX
KRXAX
KRXCX
MEDRX
KMDNX
KNPAX
KNPCX
WWNPX
KSOCX
KWICX
KWIIX
KWINX
KWIAX
ICMCX
ICMBX
ICMYX
ICMAX
ICMZX
CLIAX
SCAYX
ASICX
ASIYX
BRCCX
BRCYX
ABRCX
ABRRX
ABRYX
ABRIX
AFTCX
ATFRX
AFTYX
AFTSX
TNACX
TNAIX
TNARX
TNAYX
TNDCX
TNDRX
TNDYX
TNDIX
TNECX
TNERX
TNEYX
TNEIX
IANCX
IANRX
IANYX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
Fund Description
INVESCO BALANCED-RISK RETIREMENT NOW FUND INSTITUTIONAL CLASS
INVESCO CALIFORNIA TAX-FREE INCOME FUND CLASS C
INVESCO CALIFORNIA TAX-FREE INCOME FUND CLASS Y
INVESCO CAPITAL DEVELOPMENT FUND CLASS C
INVESCO CAPITAL DEVELOPMENT FUND CLASS R
INVESCO CAPITAL DEVELOPMENT FUND CLASS Y
INVESCO CAPITAL DEVELOPMENT FUND INSTITUTIONAL CLASS
INVESCO CAPITAL DEVELOPMENT FUND INVESTOR CLASS
INVESCO CHARTER FUND CLASS C
INVESCO CHARTER FUND CLASS R
INVESCO CHARTER FUND CLASS Y
INVESCO CHARTER FUND INSTITUTIONAL CLASS
INVESCO CHINA FUND CLASS C
INVESCO CHINA FUND CLASS Y
INVESCO CHINA FUND INSTITUTIONAL CLASS
INVESCO CONSTELLATION FUND CLASS C
INVESCO CONSTELLATION FUND CLASS R
INVESCO CONSTELLATION FUND CLASS Y
INVESCO CONSTELLATION FUND INSTITUTIONAL CLASS
INVESCO CONVERTIBLE SECURITIES FUND CLASS C
INVESCO CONVERTIBLE SECURITIES FUND CLASS Y
INVESCO CORE PLUS BOND FUND CLASS C
INVESCO CORE PLUS BOND FUND CLASS R
INVESCO CORE PLUS BOND FUND CLASS Y
INVESCO CORE PLUS BOND FUND INSTITUTIONAL CLASS
INVESCO DISCIPLINED EQUITY FUND CLASS Y
INVESCO DIVERSIFIED DIVIDEND FUND CLASS C
INVESCO DIVERSIFIED DIVIDEND FUND CLASS R
INVESCO DIVERSIFIED DIVIDEND FUND CLASS Y
INVESCO DIVERSIFIED DIVIDEND FUND INSTITUTIONAL CLASS
INVESCO DIVERSIFIED DIVIDEND FUND INVESTOR CLASS
INVESCO DYNAMICS FUND CLASS C
INVESCO DYNAMICS FUND CLASS R
INVESCO DYNAMICS FUND CLASS Y
INVESCO DYNAMICS FUND INSTITUTIONAL CLASS
INVESCO DYNAMICS FUND INVESTOR CLASS
INVESCO EMERGING MARKET LOCAL CURRENCY DEBT FUND CLASS C
INVESCO EMERGING MARKET LOCAL CURRENCY DEBT FUND CLASS R
INVESCO EMERGING MARKET LOCAL CURRENCY DEBT FUND CLASS Y
INVESCO EMERGING MARKET LOCAL CURRENCY DEBT FUND INSTITUTIONAL CLASS
INVESCO EMERGING MARKETS EQUITY FUND CLASS C
INVESCO EMERGING MARKETS EQUITY FUND CLASS R
INVESCO ENDEAVOR FUND CLASS C
INVESCO ENDEAVOR FUND CLASS R
INVESCO ENDEAVOR FUND CLASS Y
INVESCO ENDEAVOR FUND INSTITUTIONAL CLASS
INVESCO ENERGY FUND CLASS C
INVESCO ENERGY FUND CLASS Y
INVESCO ENERGY FUND INSTITUTIONAL CLASS
INVESCO EQUALLY WEIGHTED S&P 500 FUND CLASS A
INVESCO EQUALLY WEIGHTED S&P 500 FUND CLASS C
INVESCO EQUALLY WEIGHTED S&P 500 FUND CLASS Y
INVESCO EUROPEAN GROWTH FUND CLASS C
INVESCO EUROPEAN GROWTH FUND CLASS R
INVESCO EUROPEAN GROWTH FUND CLASS Y
INVESCO EUROPEAN GROWTH FUND INVESTOR CLASS
INVESCO EUROPEAN SMALL COMPANY FUND CLASS C
INVESCO EUROPEAN SMALL COMPANY FUND CLASS Y
INVESCO FLOATING RATE FUND CLASS C
INVESCO FLOATING RATE FUND CLASS R
INVESCO FLOATING RATE FUND CLASS Y
INVESCO FLOATING RATE FUND INSTITUTIONAL CLASS
Page 88 of 185
CUSIP
00888U506
00142J875
00142J867
001413822
001413459
00141B105
001413483
001413210
001413814
001413442
00141B303
001413400
00141T130
00141V846
00141T122
001413798
001413434
00141B501
001413509
00888W601
00888W700
00141A495
00141A487
00141A479
00141A461
00141B881
001413525
001413186
00141B204
001413178
001413194
00142C268
00142C250
00142C227
00142C292
00142C243
00142R687
00142R679
00142R661
00142R653
00142R638
00142R620
00141T270
00141T262
00141V770
00141T213
00142F402
00142F469
00142F477
00142J818
00142J784
00142J776
008882839
008882763
008882573
008882748
008879579
00141L814
00141A842
00141A834
00141A586
00141A826
Symbol
IANIX
CLFCX
CLFDX
ACDCX
ACDRX
ACDYX
ACDVX
ACDIX
CHTCX
CHRRX
CHTYX
CHTVX
CACFX
AMCYX
IACFX
CSTCX
CSTRX
CSTYX
CSITX
CNSCX
CNSDX
CPCFX
CPBRX
CPBYX
CPIIX
AWEIX
LCEVX
DDFRX
LCEYX
DDFIX
LCEIX
IFDCX
IDYRX
IDYYX
IDICX
FIDYX
ICEMX
IREMX
IYEMX
IIEMX
IEMCX
IEMRX
ATDCX
ATDRX
ATDYX
ATDIX
IEFCX
IENYX
IENIX
VADAX
VADCX
VADDX
AEDCX
AEDRX
AEDYX
EGINX
ESMCX
ESMYX
AFRCX
AFRRX
AFRYX
AFRIX
Fund Type
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
Fund Description
INVESCO GLOBAL CORE EQUITY FUND CLASS C
INVESCO GLOBAL CORE EQUITY FUND CLASS Y
INVESCO GLOBAL CORE EQUITY FUND INSTITUTIONAL CLASS
INVESCO GLOBAL EQUITY FUND CLASS C
INVESCO GLOBAL EQUITY FUND CLASS R
INVESCO GLOBAL EQUITY FUND CLASS Y
INVESCO GLOBAL EQUITY FUND INSTITUTIONAL CLASS
INVESCO GLOBAL GROWTH FUND CLASS C
INVESCO GLOBAL GROWTH FUND CLASS Y
INVESCO GLOBAL GROWTH FUND INSTITUTIONAL CLASS
INVESCO GLOBAL HEALTH CARE FUND CLASS C
INVESCO GLOBAL HEALTH CARE FUND CLASS Y
INVESCO GLOBAL HEALTH CARE FUND INVESTOR CLASS
INVESCO GLOBAL REAL ESTATE FUND CLASS C
INVESCO GLOBAL REAL ESTATE FUND CLASS R
INVESCO GLOBAL REAL ESTATE FUND CLASS Y
INVESCO GLOBAL REAL ESTATE FUND INSTITUTIONAL CLASS
INVESCO GLOBAL REAL ESTATE INCOME FUND CLASS C
INVESCO GLOBAL REAL ESTATE INCOME FUND CLASS Y
INVESCO GLOBAL REAL ESTATE INCOME INSTITUTIONAL CLASS
INVESCO GLOBAL SMALL & MID CAP GROWTH FD INSTL CL
INVESCO GLOBAL SMALL & MID CAP GROWTH FUND CLASS C
INVESCO GLOBAL SMALL & MID CAP GROWTH FUND CLASS Y
INVESCO GOLD AND PRECIOUS METALS FUND CLASS C
INVESCO GOLD AND PRECIOUS METALS FUND CLASS Y
INVESCO GROWTH ALLOCATION FUND CLASS C
INVESCO GROWTH ALLOCATION FUND CLASS R
INVESCO GROWTH ALLOCATION FUND CLASS Y
INVESCO HIGH YIELD FUND CLASS C
INVESCO HIGH YIELD FUND CLASS Y
INVESCO HIGH YIELD SECURITIES FUND CLASS C
INVESCO HIGH YIELD SECURITIES FUND CLASS Y
INVESCO HIGH-INCOME MUNICIPAL FUND CLASS C
INVESCO HIGH-INCOME MUNICIPAL FUND CLASS Y
INVESCO HIGH-INCOME MUNICIPAL FUND INSTITUTIONAL CLASS
INVESCO INCOME ALLOCATION FUND CLASS R
INVESCO INCOME ALLOCATION FUND CLASS Y
INVESCO INCOME ALLOCATION INSTITUTIONAL FUND
INVESCO INTERNATIONAL ALLOCATION FUND CLASS C
INVESCO INTERNATIONAL ALLOCATION FUND CLASS R
INVESCO INTERNATIONAL ALLOCATION FUND CLASS Y
INVESCO INTERNATIONAL ALLOCATION FUND INSTITUTIONAL CLASS
INVESCO INTERNATIONAL CORE EQUITY FUND CLASS C
INVESCO INTERNATIONAL CORE EQUITY FUND CLASS R
INVESCO INTERNATIONAL CORE EQUITY FUND CLASS Y
INVESCO INTERNATIONAL GROWTH FUND CLASS C
INVESCO INTERNATIONAL GROWTH FUND CLASS R
INVESCO INTERNATIONAL GROWTH FUND CLASS Y
INVESCO INTERNATIONAL GROWTH FUND INSTITUTIONAL CLASS
INVESCO INTERNATIONAL TOTAL RETURN FUND CLASS C
INVESCO INTERNATIONAL TOTAL RETURN FUND CLASS Y
INVESCO INTERNATIONAL TOTAL RETURN INSTITUTIONAL CLASS
INVESCO LEISURE FD CLASS C
INVESCO LEISURE FD CLASS R
INVESCO LEISURE FD CLASS Y
INVESCO LIMITED MATURITY TREASURY FUND CLASS Y
INVESCO LIMITED MATURITY TREASURY FUND INSTITUTIONAL CLASS
INVESCO MID CAP CORE EQUITY FUND CLASS C
INVESCO MID CAP CORE EQUITY FUND CLASS R
INVESCO MID CAP CORE EQUITY FUND CLASS Y
INVESCO MID CAP CORE EQUITY FUND INSTITUTIONAL CLASS
INVESCO MODERATE ALLOCATION FUND CLASS C
CUSIP
00141L301
00141L798
00141L848
00141M556
00141M259
00888U621
00141M374
008882813
008882565
008882615
00141T478
00141V820
00141T171
00142C342
00142C334
00142C219
00142C326
00141A644
00141A545
00141A610
008882599
008882821
008882557
00142F832
00142F444
00141M523
00141M515
00888U613
00142C888
00142C193
001421601
001421700
001419704
001419852
001419860
00141M218
00888U597
00141M143
00141M176
00141M168
00888U522
00141M150
008882649
008882631
008882540
008882789
008882755
008882532
008882771
00141V705
00141V812
00141V804
00142F733
00142F485
00142F436
00142C177
00142C201
00141M671
00141M598
00888U514
00141M630
00141M416
Page 89 of 185
Symbol
AWSCX
AWSYX
AWSIX
GNDCX
GTNRX
GTNYX
GNDIX
AGGCX
AGGYX
GGAIX
GTHCX
GGHYX
GTHIX
CGREX
RGREX
ARGYX
IGREX
ASRCX
ASRYX
ASRIX
GAIIX
AGACX
AGAYX
IGDCX
IGDYX
AADCX
AADRX
AADYX
AHYCX
AHHYX
HYLCX
HYLDX
AHMCX
AHMYX
AHMIX
RLIAX
ALAYX
ILAAX
INACX
RINAX
AINYX
INAIX
IBVCX
IIBRX
IBVYX
AIECX
AIERX
AIIYX
AIEVX
AUBCX
AUBYX
AUBIX
IVLCX
ILSRX
ILSYX
LMTYX
ALMIX
GTACX
GTARX
GTAYX
GTAVX
AMKCX
Fund Type
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
Fund Description
INVESCO MODERATE ALLOCATION FUND CLASS R
INVESCO MODERATE ALLOCATION FUND CLASS Y
INVESCO MODERATELY CONSERVATIVE ALLOC. FUND CLASS Y
INVESCO MODERATELY CONSERVATIVE ALLOCATION FD CL C
INVESCO MODERATELY CONSERVATIVE ALLOCATION FD CL I
INVESCO MODERATELY CONSERVATIVE ALLOCATION FD CL R
INVESCO MUNICIPAL BOND FUND CLASS C
INVESCO MUNICIPAL BOND FUND CLASS Y
INVESCO MUNICIPAL BOND FUND INVESTOR CLASS
INVESCO PACIFIC GROWTH FUND CLASS C
INVESCO PACIFIC GROWTH FUND CLASS Y
INVESCO S&P 500 INDEX FUND CLASS A
INVESCO S&P 500 INDEX FUND CLASS C
INVESCO S&P 500 INDEX FUND CLASS Y
INVESCO SHORT TERM BOND FUND CLASS C
INVESCO SHORT TERM BOND FUND CLASS R
INVESCO SHORT TERM BOND FUND CLASS Y
INVESCO SMALL CAP EQUITY FUND CLASS C
INVESCO SMALL CAP EQUITY FUND CLASS R
INVESCO SMALL CAP EQUITY FUND CLASS Y
INVESCO SMALL CAP EQUITY FUND INSTITUTIONAL CLASS
INVESCO SMALL COMPANIES FUND CLASS C
INVESCO SMALL COMPANIES FUND CLASS R
INVESCO SMALL COMPANIES FUND CLASS Y
INVESCO SMALL COMPANIES FUND INSTITUTIONAL CLASS
INVESCO STRUCTURED CORE FUND CLASS C
INVESCO STRUCTURED CORE FUND CLASS R
INVESCO STRUCTURED CORE FUND INSTL CLASS
INVESCO STRUCTURED CORE FUND INVESTOR CLASS
INVESCO SUMMIT FUND CLASS C
INVESCO SUMMIT FUND CLASS Y
INVESCO TAX-FREE INTERMEDIATE FUND CLASS Y
INVESCO TAX-FREE INTERMEDIATE FUND INSTITUTIONAL CLASS
INVESCO TECHNOLOGY FUND CLASS C
INVESCO TECHNOLOGY FUND CLASS Y
INVESCO U.S. GOVERNMENT FUND CLASS C
INVESCO U.S. GOVERNMENT FUND CLASS R
INVESCO U.S. GOVERNMENT FUND CLASS Y
INVESCO U.S. GOVERNMENT FUND INSTITUTIONAL CLASS
INVESCO U.S. GOVERNMENT FUND INVESTOR CLASS
INVESCO UTILITIES FUND CLASS C
INVESCO UTILITIES FUND CLASS Y
INVESCO UTILITIES FUND INSTITUTIONAL CLASS
INVESCO VAN KAMPEN AMERICAN FRANCHISE FUND CLASS C
INVESCO VAN KAMPEN AMERICAN FRANCHISE FUND CLASS Y
INVESCO VAN KAMPEN AMERICAN VALUE FUND CLASS C
INVESCO VAN KAMPEN AMERICAN VALUE FUND CLASS R
INVESCO VAN KAMPEN AMERICAN VALUE FUND CLASS Y
INVESCO VAN KAMPEN COMSTOCK FUND CLASS C
INVESCO VAN KAMPEN COMSTOCK FUND CLASS R
INVESCO VAN KAMPEN COMSTOCK FUND CLASS Y
INVESCO VAN KAMPEN CORPORATE BOND FUND CLASS C
INVESCO VAN KAMPEN CORPORATE BOND FUND CLASS Y
INVESCO VAN KAMPEN EQUITY AND INCOME FUND CLASS C
INVESCO VAN KAMPEN EQUITY AND INCOME FUND CLASS R
INVESCO VAN KAMPEN EQUITY AND INCOME FUND CLASS Y
INVESCO VAN KAMPEN GLOBAL TACTICAL ASSET ALLOCATION FUND CLASS C
INVESCO VAN KAMPEN GLOBAL TACTICAL ASSET ALLOCATION FUND CLASS Y
INVESCO VAN KAMPEN GROWTH AND INCOME FUND CLASS C
INVESCO VAN KAMPEN GROWTH AND INCOME FUND CLASS R
INVESCO VAN KAMPEN GROWTH AND INCOME FUND CLASS Y
INVESCO VAN KAMPEN HIGH YIELD MUNICIPAL FUND CL C
Page 90 of 185
CUSIP
00141M390
00888U498
00888U472
00141M283
00141M267
00141M275
00142C748
00142C151
00142C581
00141V242
00141V226
00142J628
00142J594
00142J586
00142C672
00142C425
00142C136
008879470
00141L509
00141L756
00141L855
00141T239
00141T221
00141V754
00141T189
00141A784
00141A776
00141A768
00141A594
001413145
00141B709
001419837
001419878
00142F626
00142F428
00142C821
00142C698
00142C128
00142C375
00142C615
00142F519
00142F410
00142F493
00142J552
00142J545
00143M828
00143M810
00143M794
00143M687
00143M679
00143M661
001421833
001421825
00142J453
00142J420
00142J446
00142R869
00142R844
00142J347
00142J313
00142J339
001419662
Symbol
AMKRX
ABKYX
CAAYX
CACMX
CMAIX
CMARX
AMBCX
AMBYX
AMBIX
TGRCX
TGRDX
SPIAX
SPICX
SPIDX
STBCX
STBRX
STBYX
SMECX
SMERX
SMEYX
SMEIX
ATICX
ATIRX
ATIYX
ATIIX
SCCUX
SCRUX
SCIUX
SCNUX
CSMMX
ASMYX
ATFYX
ATFIX
ITHCX
ITYYX
AGVCX
AGVRX
AGVYX
AGOIX
AGIVX
IUTCX
IAUYX
FSIUX
VAFCX
VAFIX
MSVCX
MSARX
MSAIX
ACSYX
ACSRX
ACSDX
ACCEX
ACCHX
ACERX
ACESX
ACETX
VGTCX
VGTIX
ACGKX
ACGLX
ACGMX
ACTFX
Fund Type
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESCO AIM FUNDS
INVESTMENT MANAGERS SERIES
INVESTMENT PARTNERS FUND
IPO PLUS FUND
IRON HORSE FUND
IRON STRATEGIC FUND
IRON STRATEGIC FUND
IRONBRIDGE FUNDS
IRONBRIDGE FUNDS
ISI FUNDS
ISI FUNDS
Fund Description
INVESCO VAN KAMPEN HIGH YIELD MUNICIPAL FUND CL Y
INVESCO VAN KAMPEN INTERMEDIATE TERM MUNICIPAL INCOME FUND CLASS C
INVESCO VAN KAMPEN INTERMEDIATE TERM MUNICIPAL INCOME FUND CLASS Y
INVESCO VAN KAMPEN LEADERS FUND CLASS C
INVESCO VAN KAMPEN LEADERS FUND CLASS Y
INVESCO VAN KAMPEN MID CAP GROWTH FUND CLASS C
INVESCO VAN KAMPEN MID CAP GROWTH FUND CLASS R
INVESCO VAN KAMPEN MID CAP GROWTH FUND CLASS Y
INVESCO VAN KAMPEN MUNICIPAL INCOME FUND CLASS C
INVESCO VAN KAMPEN MUNICIPAL INCOME FUND CLASS Y
INVESCO VAN KAMPEN NEW YORK TAX FEE INCOME FD CLASS Y
INVESCO VAN KAMPEN NEW YORK TAX FREE INCOME FD CLASS C
INVESCO VAN KAMPEN PENN TAX FREE INCOME FD CLASS C
INVESCO VAN KAMPEN PENN TAX FREE INCOME FD CLASS Y
INVESCO VAN KAMPEN SENIOR LOAN FUND CLASS B
INVESCO VAN KAMPEN SENIOR LOAN FUND CLASS C
INVESCO VAN KAMPEN SMALL CAP GROWTH FUND CLASS C
INVESCO VAN KAMPEN SMALL CAP GROWTH FUND CLASS Y
INVESCO VAN KAMPEN U.S. MORTGAGE FUND CLASS C
INVESCO VAN KAMPEN U.S. MORTGAGE FUND CLASS Y
INVESCO VAN KAMPEN VALUE OPPORTUNITIES FUND CLASS C
INVESCO VAN KAMPEN VALUE OPPORTUNITIES FUND CLASS Y
361 ABSOLUTE ALPHA FUND CLASS A
361 ABSOLUTE ALPHA FUND CLASS I
ADVISORY RESEARCH ALL CAP VALUE FUND
ADVISORY RESEARCH GLOBAL VALUE FUND
ADVISORY RESEARCH INTERNATIONAL ALL CAP VALUE FUND
ADVISORY RESEARCH INTERNATIONAL SMALL CAP VALUE FUND
ALPHA CAPITAL BEARLY BULLISH FUND INVESTOR CLASS
EP CHINA FUND CLASS A
EUROPAC HARD ASSET FUND CLASS A
EUROPAC INTERNATIONAL VALUE FUND CLASS A
FAMCO MLP & ENERGY INCOME FUND CLASS A
FAMCO MLP & ENERGY INCOME FUND CLASS I
IRONCLAD MANAGED RISK FUND
JUBAK GLOBAL EQUITY FUND
MILLER TABAK HEALTHCARE TRANSFORMATION FUND
PALMER SQUARE ABSOLUTE RETURN FUND CLASS A
PALMER SQUARE ABSOLUTE RETURN FUND CLASS I
RAMIUS DYNAMIC REPLICATION FUND CLASS A
RAMIUS DYNAMIC REPLICATION FUND CLASS I
RNC GENTER DIVIDEND INCOME FUND
SGA GLOBAL GROWTH FUND
STRATEGIC LATIN AMERICA FUND CLASS A
VICTORIA 1522 FUND ADVISORY CLASS
VICTORIA 1522 FUND INSTITUTIONAL CLASS
WCM FOCUSED INTERNATIONAL GROWTH FUND
WP STEWART GROWTH FUND
ZACKS ALL-CAP CORE FUND CLASS A
ZACKS ALL-CAP CORE FUND CLASS C
ZACKS MARKET NEUTRAL FUND CLASS A
ZACKS MARKET NEUTRAL FUND CLASS C
ZACKS SMALL-CAP CORE FUND CLASS A
INVESTMENT PARTNERS OPPORTUNITIES FUND CLASS A
GLOBAL IPO PLUS AFTERMARKET FUND
IRON HORSE FUND CLASS A
IRON STRATEGIC INCOME FUND INSTITUTIONAL CLASS
IRON STRATEGIC INCOME FUND INVESTOR CLASS
IRONBRIDGE FRONTEGRA SMALL CAP FUND
IRONBRIDGE FRONTEGRA SMID FUND
ISI MANAGED MUNI FUND CLASS A
ISI MANAGED MUNICIPAL FUND CLASS I
Page 91 of 185
CUSIP
001419654
001419571
001419563
00888W684
00888W676
00143M570
00143M562
00143M554
001419530
001419522
001419472
001419480
00142J230
00142J222
46131G208
46131G307
00142J180
00142J172
00888W585
00888W577
00143M372
00143M364
461418527
461418519
461418816
461418683
461418477
461418741
461418493
461418857
461418436
461418766
461418543
461418535
461418642
461418691
461418675
461418469
461418451
461418725
461418717
461418865
461418592
461418733
461418881
461418873
461418444
461418790
461418204
461418105
461418709
461418808
461418428
66537V666
759937105
66537Y108
90470K446
90470K180
46301Q200
46301Q309
561661109
561661406
Symbol
ACTDX
VKLCX
VKLIX
VLFCX
VLFIX
VGRCX
VGRRX
VGRDX
VMICX
VMIIX
VNYYX
VNYCX
VKPCX
VKPYX
VSLBX
VSLCX
VCSCX
VISCX
VUSCX
VUSIX
VVOCX
VVOIX
AAFAX
AAFIX
ADVGX
ADVWX
ADVEX
ADVIX
BRBLX
EPHCX
EPHAX
EPIVX
INFRX
INFIX
IRONX
JUBAX
MTHFX
PSQAX
PSQIX
RDRAX
RDRIX
GDIIX
SGAGX
SLATX
VMDAX
VMDIX
WCMIX
WPSGX
CZOAX
CZOCX
ZMNAX
ZMNCX
ZSCCX
IPOFX
IPOSX
IRHAX
IFUNX
IRNIX
IBSCX
IBSMX
MUNIX
MMFIX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ISI FUNDS
ISI FUNDS
ISI FUNDS
ISI FUNDS
ISI FUNDS
JACOB FUNDS
JACOB FUNDS
JACOB FUNDS
JAMES FUNDS
JAMES FUNDS
JAMES FUNDS
JAMES FUNDS
JAMESTOWN FUNDS
JAMESTOWN FUNDS
JAMESTOWN FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
Fund Description
ISI NORTH AMERICAN GOVERNMENT BOND FUND CLASS C
ISI NORTH AMERICAN GOVERNMENT BOND FUND CLASS I
ISI NORTH AMERICAN GOVT BOND FUND CLASS A
ISI STRATEGY FUND
ISI TOTAL RETURN U.S. TREASURY FUND SHARES
JACOB INTERNET FUND
JACOB SMALL CAP GROWTH FUND INVESTOR CLASS
JACOB WISDOM FUND
JAMES BALANCED GOLDEN RAINBOW FUND INSTITUTIONAL CLASS
JAMES BALANCED: GOLDEN RAINBOW FUND
JAMES MID CAP FUND
JAMES SMALL CAP FUND
JAMESTOWN BALANCED FUND
JAMESTOWN EQUITY FUND
JAMESTOWN TAX EXEMPT VIRGINIA FUND
INTECH RISK-MANAGED CORE FUND CLASS C
INTECH RISK-MANAGED CORE FUND CLASS I
INTECH RISK-MANAGED CORE FUND CLASS S
INTECH RISK-MANAGED CORE FUND CLASS T
INTECH RISK-MANAGED GROWTH FUND CLASS C
INTECH RISK-MANAGED GROWTH FUND CLASS I
INTECH RISK-MANAGED GROWTH FUND CLASS S
INTECH RISK-MANAGED GROWTH FUND CLASS T
INTECH RISK-MANAGED INTERNATIONAL FUND CLASS C
INTECH RISK-MANAGED INTERNATIONAL FUND CLASS I
INTECH RISK-MANAGED INTERNATIONAL FUND CLASS S
INTECH RISK-MANAGED INTERNATIONAL FUND CLASS T
INTECH RISK-MANAGED VALUE FUND CLASS C
INTECH RISK-MANAGED VALUE FUND CLASS I
INTECH RISK-MANAGED VALUE FUND CLASS S
INTECH RISK-MANAGED VALUE FUND CLASS T
JANUS ASIA EQUITY FUND CLASS C
JANUS ASIA EQUITY FUND CLASS I
JANUS ASIA EQUITY FUND CLASS S
JANUS ASIA EQUITY FUND CLASS T
JANUS BALANCED FUND CLASS C
JANUS BALANCED FUND CLASS I
JANUS BALANCED FUND CLASS S
JANUS BALANCED FUND CLASS T
JANUS CONSERVATIVE ALLOCATION FUND CLASS C
JANUS CONSERVATIVE ALLOCATION FUND CLASS I
JANUS CONSERVATIVE ALLOCATION FUND CLASS S
JANUS CONSERVATIVE ALLOCATION FUND CLASS T
JANUS CONTRARIAN FUND CLASS C
JANUS CONTRARIAN FUND CLASS I
JANUS CONTRARIAN FUND CLASS S
JANUS CONTRARIAN FUND CLASS T
JANUS DYNAMIC ALLOCATION FUND CLASS C
JANUS DYNAMIC ALLOCATION FUND CLASS I
JANUS DYNAMIC ALLOCATION FUND CLASS S
JANUS DYNAMIC ALLOCATION FUND CLASS T
JANUS EMERGING MARKETS FUND CLASS C
JANUS EMERGING MARKETS FUND CLASS I
JANUS EMERGING MARKETS FUND CLASS S
JANUS EMERGING MARKETS FUND CLASS T
JANUS ENTERPRISE FUND CLASS C
JANUS ENTERPRISE FUND CLASS I
JANUS ENTERPRISE FUND CLASS S
JANUS ENTERPRISE FUND CLASS T
JANUS FLEXIBLE BOND FUND CLASS C
JANUS FLEXIBLE BOND FUND CLASS I
JANUS FLEXIBLE BOND FUND CLASS S
CUSIP
45023T104
45023T203
656866100
45023F104
89151D200
469787105
469785109
469785208
470259821
470259102
470259839
470259508
969557503
969557602
969557883
47103C209
47103C308
47103C407
471023556
47103A831
47103A823
47103A815
47103A799
47103A773
47103A765
47103A757
47103A740
47103A724
47103A716
47103A690
47103A682
47103E361
47103E346
47103E338
47103E320
47103C605
47103C704
47103C886
471023879
47103A203
47103A302
47103A401
471023499
47103C860
47103C852
47103C837
471023655
47103A351
47103A344
47103A336
47103A328
47103E544
47103E528
47103E510
47103E494
47103C811
47103C795
47103C779
471023804
47103C753
47103C746
47103C720
Page 92 of 185
Symbol
NORCX
NORIX
NOAMX
STRTX
TRUSX
JAMFX
JSCGX
JWSFX
GLRIX
GLRBX
JAMDX
JASCX
JAMBX
JAMEX
JTEVX
JLCCX
JRMCX
JLCIX
JRMSX
JCGCX
JRMGX
JCGIX
JDRTX
JMICX
JMIIX
JMISX
JRMTX
JRSCX
JRSIX
JRSSX
JRSTX
JAQCX
JAQIX
JAQSX
JAQTX
JABCX
JBALX
JABRX
JABAX
JCACX
JCAIX
JCASX
JSPCX
JCNCX
JCONX
JCNIX
JSVAX
JCMPX
JIMPX
JSMPX
JAMTX
JMFCX
JMFIX
JMFSX
JMFTX
JGRCX
JMGRX
JGRTX
JAENX
JFICX
JFLEX
JADFX
Fund Type
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
Fund Description
JANUS FLEXIBLE BOND FUND CLASS T
JANUS FORTY FUND CLASS C
JANUS FORTY FUND CLASS I
JANUS FORTY FUND CLASS S
JANUS FORTY FUND CLASS T
JANUS FUND CLASS C
JANUS FUND CLASS I
JANUS FUND CLASS S
JANUS FUND CLASS T
JANUS GLOBAL BOND FUND CLASS C
JANUS GLOBAL BOND FUND CLASS I
JANUS GLOBAL BOND FUND CLASS S
JANUS GLOBAL BOND FUND CLASS T
JANUS GLOBAL LIFE SCIENCE FUND CLASS I
JANUS GLOBAL LIFE SCIENCES FUND CLASS C
JANUS GLOBAL LIFE SCIENCES FUND CLASS S
JANUS GLOBAL LIFE SCIENCES FUND CLASS T
JANUS GLOBAL REAL ESTATE FUND CLASS C
JANUS GLOBAL REAL ESTATE FUND CLASS I
JANUS GLOBAL REAL ESTATE FUND CLASS S
JANUS GLOBAL REAL ESTATE FUND CLASS T
JANUS GLOBAL RESEARCH FUND CLASS C
JANUS GLOBAL RESEARCH FUND CLASS I
JANUS GLOBAL RESEARCH FUND CLASS S
JANUS GLOBAL RESEARCH FUND CLASS T
JANUS GLOBAL SELECT FUND CLASS C
JANUS GLOBAL SELECT FUND CLASS I
JANUS GLOBAL SELECT FUND CLASS S
JANUS GLOBAL SELECT FUND CLASS T
JANUS GLOBAL TECHNOLOGY FUND CLASS C
JANUS GLOBAL TECHNOLOGY FUND CLASS I
JANUS GLOBAL TECHNOLOGY FUND CLASS S
JANUS GLOBAL TECHNOLOGY FUND CLASS T
JANUS GROWTH & INCOME FUND CLASS T
JANUS GROWTH ALLOCATION FUND CLASS C
JANUS GROWTH ALLOCATION FUND CLASS I
JANUS GROWTH ALLOCATION FUND CLASS S
JANUS GROWTH ALLOCATION FUND CLASS T
JANUS GROWTH AND INCOME FUND CLASS C
JANUS GROWTH AND INCOME FUND CLASS I
JANUS GROWTH AND INCOME FUND CLASS S
JANUS HIGH-YIELD FUND CLASS C
JANUS HIGH-YIELD FUND CLASS I
JANUS HIGH-YIELD FUND CLASS S
JANUS HIGH-YIELD FUND CLASS T
JANUS INTERNATIONAL EQUITY FUND CLASS C
JANUS INTERNATIONAL EQUITY FUND CLASS I
JANUS INTERNATIONAL EQUITY FUND CLASS S
JANUS INTERNATIONAL EQUITY FUND CLASS T
JANUS LONG/SHORT FUND CLASS C
JANUS LONG/SHORT FUND CLASS I
JANUS LONG/SHORT FUND CLASS S
JANUS LONG/SHORT FUND CLASS T
JANUS MODERATE ALLOCATION FUND CLASS C
JANUS MODERATE ALLOCATION FUND CLASS I
JANUS MODERATE ALLOCATION FUND CLASS S
JANUS MODERATE ALLOCATION FUND CLASS T
JANUS OVERSEAS FUND CLASS C
JANUS OVERSEAS FUND CLASS I
JANUS OVERSEAS FUND CLASS S
JANUS OVERSEAS FUND CLASS T
JANUS PROTECTED SERIES GROWTH FUND CLASS C SHARES
CUSIP
471023606
47103A666
47103A658
47103A633
47103A625
47103C696
47103C688
47103C662
471023101
47103E478
47103E452
47103E445
47103E437
471023465
471023473
471023457
471023671
47103A591
47103A583
47103A575
47103A567
471023382
471023374
471023366
471023531
47103C530
47103C522
47103C498
471023648
471023341
471023333
471023325
471023663
471023200
47103A609
47103A708
47103A807
471023523
47103C647
47103C639
47103C613
47103C589
47103C571
47103C555
471023762
47103A542
47103A534
47103A518
47103A492
47103A427
47103A419
47103A385
47103A377
47103A872
47103A864
47103A856
471023515
47103C472
47103C464
47103C449
471023846
47103A179
Page 93 of 185
Symbol
JAFIX
JACCX
JCAPX
JARTX
JACTX
JGOCX
JGROX
JGORX
JANSX
JGBCX
JGBIX
JGBSX
JHBTX
JFNIX
JFNCX
JFNSX
JAGLX
JERCX
JERIX
JERSX
JERTX
JRGCX
JRGIX
JRGSX
JARFX
JORCX
JORFX
JORIX
JORNX
JAGCX
JATIX
JATSX
JAGTX
JAGIX
JGCCX
JGCIX
JGCSX
JSPGX
JGICX
JGINX
JADGX
JDHCX
JHYFX
JDHYX
JAHYX
JCIEX
JIIEX
JSIEX
JAITX
JCLSX
JLSIX
JSLSX
JLSTX
JMOCX
JMOIX
JMOSX
JSPMX
JIGCX
JIGFX
JIGRX
JAOSX
JPTCX
Fund Type
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JANUS FUNDS
JENSEN PORTFOLIO
JENSEN PORTFOLIO
JENSEN PORTFOLIO
JENSEN PORTFOLIO
JENSEN PORTFOLIO
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
Fund Description
JANUS PROTECTED SERIES GROWTH FUND CLASS I SHARES
JANUS PROTECTED SERIES GROWTH FUND CLASS S SHARES
JANUS PROTECTED SERIES GROWTH FUND CLASS T SHARES
JANUS REAL RETURN ALLOCATION FUND CLASS C SHARES
JANUS REAL RETURN ALLOCATION FUND CLASS I SHARES
JANUS REAL RETURN ALLOCATION FUND CLASS S SHARES
JANUS RESEARCH FUND CLASS C
JANUS RESEARCH FUND CLASS I
JANUS RESEARCH FUND CLASS S
JANUS RESEARCH FUND CLASS T
JANUS SHORT-TERM BOND FUND CLASS C
JANUS SHORT-TERM BOND FUND CLASS I
JANUS SHORT-TERM BOND FUND CLASS S
JANUS SHORT-TERM BOND FUND CLASS T
JANUS TRITON FUND CLASS C
JANUS TRITON FUND CLASS I
JANUS TRITON FUND CLASS S
JANUS TRITON FUND CLASS T
JANUS VENTURE FUND CLASS C
JANUS VENTURE FUND CLASS I
JANUS VENTURE FUND CLASS S
JANUS VENTURE FUND CLASS T
JANUS WORLDWIDE FUND CLASS C
JANUS WORLDWIDE FUND CLASS I
JANUS WORLDWIDE FUND CLASS S
JANUS WORLDWIDE FUND CLASS T
PERKINS GLOBAL VALUE FUND CLASS C
PERKINS GLOBAL VALUE FUND CLASS I
PERKINS GLOBAL VALUE FUND CLASS S
PERKINS GLOBAL VALUE FUND CLASS T
PERKINS LARGE CAP VALUE FUND CLASS C
PERKINS LARGE CAP VALUE FUND CLASS I
PERKINS LARGE CAP VALUE FUND CLASS S
PERKINS LARGE CAP VALUE FUND CLASS T
PERKINS MID CAP VALUE FUND CLASS C
PERKINS MID CAP VALUE FUND CLASS I
PERKINS MID CAP VALUE FUND CLASS S
PERKINS MID CAP VALUE FUND CLASS T
PERKINS VALUE PLUS INCOME FUND CLASS C
PERKINS VALUE PLUS INCOME FUND CLASS I
PERKINS VALUE PLUS INCOME FUND CLASS S
PERKINS VALUE PLUS INCOME FUND CLASS T
JENSEN PORTFOLIO CLASS I
JENSEN PORTFOLIO CLASS J
JENSEN PORTFOLIO FUND CLASS R
JENSEN VALUE FUND CLASS I
JENSEN VALUE FUND CLASS J
JOHN HANCOCK ALTERNATIVE ALLOCATION PORT FD CLASS I
JOHN HANCOCK ALTERNATIVE ASSET ALLOCATION FD CL C
JOHN HANCOCK BALANCED FD CLASS B
JOHN HANCOCK BALANCED FUND CLASS C
JOHN HANCOCK BALANCED FUND CLASS I
JOHN HANCOCK BALANCED FUND CLASS R4
JOHN HANCOCK BOND FUND CLASS B
JOHN HANCOCK BOND FUND CLASS C
JOHN HANCOCK BOND FUND CLASS I
JOHN HANCOCK CA TAX FREE INCOME FD CL C
JOHN HANCOCK CALIFORNIA TAX FREE INCOME FD CLASS B
JOHN HANCOCK CALIFORNIA TAX-FREE INCOME FD CL A
JOHN HANCOCK CLASSIC VALUE FUND CLASS B
JOHN HANCOCK CLASSIC VALUE FUND CLASS C
JOHN HANCOCK CLASSIC VALUE FUND CLASS I
CUSIP
47103A153
47103A146
47103A138
47103A245
47103A229
47103A237
471023291
471023283
471023275
471023853
471023259
471023242
471023234
471023887
47103C365
47103C357
47103C332
471023549
47103E411
47103E395
47103E387
471023507
47103C316
47103C290
47103C274
471023309
471023432
471023424
471023416
471023622
47103A294
47103A286
47103A278
47103A260
47103C258
47103C241
47103C225
471023598
47103E619
47103E585
47103E577
47103E569
476313309
476313101
476313200
89833W519
89833W527
47804A122
47804B187
47803P203
47803P708
47803P807
47803P781
410223309
410223200
410223408
41014R306
41014R207
41014R108
409902772
409902764
409902756
Page 94 of 185
Symbol
JPGIX
JPTSX
JPGTX
JURCX
JURIX
JURSX
JRACX
JRAIX
JRASX
JAMRX
JSHCX
JSHIX
JSHSX
JASBX
JGMCX
JSMGX
JGMIX
JATTX
JVTCX
JVTIX
JVTSX
JAVTX
JWWCX
JWWFX
JWGRX
JAWWX
JPPCX
JPPIX
JPPSX
JGVAX
JAPCX
JAPIX
JAPSX
JPLTX
JMVCX
JMVAX
JMVIX
JMCVX
JPVCX
JPVIX
JPVSX
JPVTX
JENIX
JENSX
JENRX
JNVIX
JNVSX
JAAIX
JAACX
SVBBX
SVBCX
SVBIX
JBAFX
JHBBX
JHCBX
JHBIX
TCCAX
TSCAX
TACAX
JCVBX
JCVCX
JCVIX
Fund Type
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
Fund Description
JOHN HANCOCK CLASSIC VALUE FUND CLASS R
JOHN HANCOCK CURRENCY STRATEGIES FUND CLASS I
JOHN HANCOCK DISCIPLINED VALUE FUND CLASS B
JOHN HANCOCK DISCIPLINED VALUE FUND CLASS C
JOHN HANCOCK DISCIPLINED VALUE FUND CLASS I
JOHN HANCOCK DISCIPLINED VALUE FUND CLASS R
JOHN HANCOCK DISCIPLINED VALUE MID CAP FUND ADVISOR CLASS
JOHN HANCOCK DISCIPLINED VALUE MID CAP FUND CLASS C
JOHN HANCOCK DISCIPLINED VALUE MID CAP FUND CLASS I
JOHN HANCOCK EMERGING MARKETS FUND CLASS I
JOHN HANCOCK FDS II LIFESTYLE BALANCED FUND CLASS R3
JOHN HANCOCK FDS LIFESTYLE AGGRESSIVE FD CL R1
JOHN HANCOCK FDS STRATEGIC INCOME OPPORTUNITIES FD CL C
JOHN HANCOCK FINANCIAL INDUSTRIES CLASS B
JOHN HANCOCK FINANCIAL INDUSTRIES FD CL C
JOHN HANCOCK FLOATING RATE INCOME FUND CLASS C
JOHN HANCOCK FLOATING RATE INCOME FUND CLASS I
JOHN HANCOCK FUNDAMENTAL ALL CAP CORE FUND CLASS I
JOHN HANCOCK FUNDAMENTAL LARGE CAP CORE FUND CL I
JOHN HANCOCK FUNDAMENTAL LARGE CAP VALUE FUND CL I
JOHN HANCOCK GLOBAL OPPORTUNITIES FUND CLASS B
JOHN HANCOCK GLOBAL OPPORTUNITIES FUND CLASS C
JOHN HANCOCK GLOBAL OPPORTUNITIES FUND CLASS I
JOHN HANCOCK GLOBAL SHAREHOLDER YIELD FUND CLASS B
JOHN HANCOCK GLOBAL SHAREHOLDER YIELD FUND CLASS C
JOHN HANCOCK GLOBAL SHAREHOLDER YIELD FUND CLASS I
JOHN HANCOCK GOVT INCOME CLASS A
JOHN HANCOCK GOVT INCOME CLASS B
JOHN HANCOCK GOV'T INCOME FD CL C
JOHN HANCOCK GREATER CHINA OPPORTUNITIES FD CL B
JOHN HANCOCK GREATER CHINA OPPORTUNITIES FD CL C
JOHN HANCOCK GREATER CHINA OPPORTUNITIES FD CL I
JOHN HANCOCK HIGH YIELD CLASS B
JOHN HANCOCK HIGH YIELD FUND CL C
JOHN HANCOCK HIGH YIELD FUND CLASS I
JOHN HANCOCK HIGH YIELD MUNICIPAL BOND FUND CLASS A
JOHN HANCOCK HIGH YIELD MUNICIPAL BOND FUND CLASS B
JOHN HANCOCK HIGH YIELD MUNICIPAL BOND FUND CLASS C
JOHN HANCOCK INTERNATIONAL CORE FUND CLASS B
JOHN HANCOCK INTERNATIONAL CORE FUND CLASS C
JOHN HANCOCK INTERNATIONAL CORE FUND CLASS I
JOHN HANCOCK INTERNATIONAL CORE FUND CLASS R
JOHN HANCOCK INTERNATIONAL GROWTH FUND CLASS B
JOHN HANCOCK INTERNATIONAL GROWTH FUND CLASS C
JOHN HANCOCK INTERNATIONAL GROWTH FUND CLASS I
JOHN HANCOCK INTERNATIONAL VALUE EQUITY FUND CLASS I
JOHN HANCOCK INTL ALLOCATION FD CLASS A
JOHN HANCOCK INTL ALLOCATION FD CLASS B
JOHN HANCOCK INTL ALLOCATION FD CLASS I
JOHN HANCOCK INTL ALLOCATION FUND CLASS C
JOHN HANCOCK INVESTMENT GRADE BOND FUND CLASS A
JOHN HANCOCK INVESTMENT GRADE BOND FUND CLASS B
JOHN HANCOCK INVESTMENT GRADE BOND FUND CLASS C
JOHN HANCOCK INVESTMENT GRADE BOND FUND CLASS I
JOHN HANCOCK LARGE- CAP EQUITY FUND CLASS B
JOHN HANCOCK LARGE- CAP EQUITY FUND CLASS C
JOHN HANCOCK LARGE CAP EQUITY FUND CLASS I
JOHN HANCOCK LIFESTYLE AGGR PORTFOLIO CLASS B
JOHN HANCOCK LIFESTYLE AGGR PORTFOLIO CLASS C
JOHN HANCOCK LIFESTYLE BALANCED PORTFOLIO CLASS B
JOHN HANCOCK LIFESTYLE BALANCED PORTFOLIO CLASS C
JOHN HANCOCK LIFESTYLE BALANCED PORTFOLIO CLASS R1
CUSIP
409902699
47803M168
47803U665
47803U657
47803U640
47803U541
47803W604
47803U392
47803W406
47804B195
47803V457
47803M200
47804A148
409905601
409905874
47804A718
47804A692
41015K748
41015K763
41015K789
41013P780
41013P772
41013P764
47803U202
47803U301
47803U509
41014P854
41014P847
41014P797
409902616
409902590
409902582
41014P821
41014P813
41014P763
41013Y302
41013Y401
41013Y500
47803T478
47803T460
47803T494
47803T452
47803T593
47803T585
47803T627
47803U434
47803T247
47803T239
47803T213
47803T221
41014P102
41014P201
41014P789
41014P771
41013P202
41013P301
41013P608
47803V564
47803V556
47803V473
47803V465
47803M804
Page 95 of 185
Symbol
JCVRX
JCUIX
JVLBX
JVLCX
JVLIX
JDVOX
JVMVX
JVMCX
JVMIX
JEVIX
JRLBX
JPLAX
JIPCX
FIDBX
FIDCX
JFIGX
JFIIX
JFCIX
JFLIX
JFVIX
JGPBX
JGPCX
JGPIX
JGYBX
JGYCX
JGYIX
JHGIX
TSGIX
TCGIX
JCOBX
JCOCX
JCOIX
TSHYX
JHYCX
JYHIX
JHTFX
TSHTX
JCTFX
GOCBX
GOCCX
GOCIX
GOCRX
GONBX
GONCX
GOGIX
JIEEX
JAIAX
JAIBX
JAIIX
JAICX
TAUSX
TSUSX
TCUSX
TIUSX
TSGWX
JHLVX
JLVIX
JBLAX
JCLAX
JBLBX
JCLBX
JPLBX
Fund Type
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JOHN HANCOCK FUNDS
JONES VILLALTA FUND
JORDAN OPPORTUNITY FUND
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
Fund Description
JOHN HANCOCK LIFESTYLE CONSERV PORTFOLIO CLASS R1
JOHN HANCOCK LIFESTYLE CONSERVATIVE CL B
JOHN HANCOCK LIFESTYLE CONSERVATIVE CL C
JOHN HANCOCK LIFESTYLE GROWTH PORTFOLIO CLASS B
JOHN HANCOCK LIFESTYLE GROWTH PORTFOLIO CLASS C
JOHN HANCOCK LIFESTYLE GROWTH PORTFOLIO CLASS R1
JOHN HANCOCK LIFESTYLE MODERATE PORTFOLIO CLASS B
JOHN HANCOCK LIFESTYLE MODERATE PORTFOLIO CLASS C
JOHN HANCOCK LIFESTYLE MODERATE PORTFOLIO CLASS R1
JOHN HANCOCK MA TAX FREE INCOME FD CL C
JOHN HANCOCK MASS TAX FREE INCOME CL A
JOHN HANCOCK MASSACHUSETTS TAX FREE INCOME CLASS B
JOHN HANCOCK MID CAP EQUITY FUND CLASS B
JOHN HANCOCK MID CAP EQUITY FUND CLASS C
JOHN HANCOCK MID CAP EQUITY FUND CLASS I
JOHN HANCOCK NATURAL RESOURCES FUND CLASS I
JOHN HANCOCK NEW YORK TAX FREE CLASS B
JOHN HANCOCK NEW YORK TAX FREE INCOME CLASS A
JOHN HANCOCK NY TAX FREE INCOME FUND CLASS C
JOHN HANCOCK RAINIER GROWTH FUND ADVISOR CLASS
JOHN HANCOCK RAINIER GROWTH FUND CLASS B
JOHN HANCOCK RAINIER GROWTH FUND CLASS C
JOHN HANCOCK RAINIER GROWTH FUND CLASS I
JOHN HANCOCK RAINIER GROWTH FUND CLASS R1
JOHN HANCOCK RATE INCOME FUND CLASS B
JOHN HANCOCK REGIONAL BANK CLASS B
JOHN HANCOCK REGIONAL BANK FUND CLASS C
JOHN HANCOCK SMALL- CAP EQUITY FUND CLASS B
JOHN HANCOCK SMALL- CAP EQUITY FUND CLASS C
JOHN HANCOCK SMALL CAP EQUITY FUND CLASS I
JOHN HANCOCK SMALL CAP INTRINSIC VALUE FUND CLASS B
JOHN HANCOCK SMALL CAP INTRINSIC VALUE FUND CLASS C
JOHN HANCOCK SMALL CAP INTRINSIC VALUE FUND CLASS I
JOHN HANCOCK SMALL COMPANY FUND CLASS I
JOHN HANCOCK SOVEREIGN INVESTORS CLASS B
JOHN HANCOCK SOVEREIGN INVESTORS FUND CLASS C
JOHN HANCOCK SOVEREIGN INVESTORS FUND CLASS I
JOHN HANCOCK STRATEGIC INCOME FUND CLASS B
JOHN HANCOCK STRATEGIC INCOME FUND CLASS C
JOHN HANCOCK STRATEGIC INCOME FUND CLASS I
JOHN HANCOCK STRATEGIC INCOME FUND CLASS R
JOHN HANCOCK STRATEGIES INCOME OPPORTUNITIES FUND CLASS I
JOHN HANCOCK TAX FREE BOND FUND CL A
JOHN HANCOCK TAX FREE BOND FUND CL B
JOHN HANCOCK TAX FREE BOND FUND CL C
JOHN HANCOCK TECH OPPORTUNITIES FUND CLASS I
JOHN HANCOCK U S GLOBAL LEADERS FUND CLASS B
JOHN HANCOCK U S GLOBAL LEADERS FUND CLASS C
JOHN HANCOCK U S GLOBAL LEADERS FUND CLASS I
JOHN HANCOCK U.S. CORE FUND CLASS B
JOHN HANCOCK U.S. CORE FUND CLASS C
JOHN HANCOCK U.S. CORE FUND CLASS I
JOHN HANCOCK U.S. CORE FUND CLASS R
JONES VILLALTA OPPORTUNITY FUND
JORDAN OPPORTUNITY FUND
HIGHBRIDGE STATISTICAL MARKET NEUTRAL FD SELECT CL
HIGHBRIDGE STATISTICAL MARKET NEUTRAL FUND CLASS C
JP MORGAN ARIZONA MUNICIPAL BOND FUND CLASS C
JP MORGAN ARIZONA MUNICIPAL BOND FUND SELECT CLASS
CUSIP
47803M820
47803V390
47803V382
47803V325
47803V317
47803M507
47803V242
47803V234
47803M853
410229603
410229207
410229405
478032733
478032725
478032717
47804A163
410229504
410229306
410229702
47803U814
47803U707
47803U806
47803U699
47803U863
47803U848
47803U830
47803U822
47804A726
409905205
409905866
409905809
409905882
409905841
41013P830
41013P822
41013P814
47803W208
47803P401
47803P609
47803P880
410227300
410227888
410227839
410227821
47804A130
41013Y104
41013Y203
41013Y609
41015K847
409902822
409902814
409902798
47803T304
47803T403
47803T106
47803T502
90470K214
742935182
4812A2439
4812A2447
4812C0753
4812C0761
Page 96 of 185
Symbol
JPLCX
JBLCX
JCLCX
JBLGX
JCLGX
JPLGX
JBLMX
JCLMX
JPLMX
JMACX
JHMAX
JHMBX
JCEBX
JCECX
JCEIX
JNRIX
JNTRX
JHNYX
JNYCX
RGRDX
RGRBX
RGRCX
RLGIX
RGRWX
RGRHX
RGRFX
RGRVX
JFIBX
FRBFX
FRBCX
SPVBX
SPVCX
SPVIX
JCIBX
JSICX
JHIIX
JCSIX
SOVBX
SOVCX
SOIIX
STIBX
JSTCX
JSTIX
JSTRX
JIPIX
TAMBX
TSMBX
TBMBX
JTCIX
USLBX
USLCX
USLIX
GOTBX
GOTCX
GOTIX
GOTRX
JVOFX
JORDX
HSKSX
HSKCX
JCAMX
OGAFX
Fund Type
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
Fund Description
JP MORGAN ASIA EQUITY FUND INSTITUTIONAL SHARES
JP MORGAN ASIA EQUITY FUND SELECT CLASS
JP MORGAN CA TAX FREE BOND FUND SELECT CLASS
JP MORGAN CALIFORNIA TAX-FREE BOND FUND CLASS C
JP MORGAN CALIFORNIA TAX-FREE BOND FUND INST CLASS
JP MORGAN CHINA REGION FUND CLASS C
JP MORGAN CHINA REGION FUND SELECT CLASS
JP MORGAN CORE BOND FUND CLASS C
JP MORGAN CORE BOND FUND SELECT CLASS
JP MORGAN CORE PLUS BOND FUND CLASS C
JP MORGAN CORE PLUS BOND FUND INSTITUTIONAL CLASS
JP MORGAN CORE PLUS BOND FUND SELECT CLASS
JP MORGAN CREDIT OPPORTUNITY FUND CLASS C
JP MORGAN CREDIT OPPORTUNITY FUND SELECT SHARES
JP MORGAN DISCIPLINED EQUITY FUND INSTL SHARES
JP MORGAN DISCIPLINED EQUITY FUND SELECT CLASS
JP MORGAN DIVERSIFIED FUND CLASS C
JP MORGAN DIVERSIFIED FUND INST CLASS
JP MORGAN DIVERSIFIED FUND SELECT CLASS
JP MORGAN DIVERSIFIED MID CAP GROWTH FUND CLASS C
JP MORGAN DIVERSIFIED MID-CAP GROWTH FD SELECT CL
JP MORGAN DIVERSIFIED REAL RETURN FD SELECT SHARES
JP MORGAN DIVERSIFIED REAL RETURN FUND CLASS A
JP MORGAN DIVERSIFIED REAL RETURN FUND CLASS C
JP MORGAN DYNAMIC SMALL CAP GROWTH FUND CLASS C
JP MORGAN DYNAMIC SMALL-CAP GROWTH FUND SELECT CLASS
JP MORGAN EMERGING ECONOMIES FUND CLASS A
JP MORGAN EMERGING MARKETS DEBT FUND CLASS C
JP MORGAN EMERGING MARKETS DEBT FUND SELECT SHARES
JP MORGAN EMERGING MARKETS EQUITY FUND INSTL SHARES
JP MORGAN EMERGING MARKETS EQUITY FUND SELECT CLASS
JP MORGAN EMERGING MARKETS FUND CLASS C
JP MORGAN EQUITY INCOME FUND CLASS C
JP MORGAN EQUITY INCOME FUND SELECT CLASS
JP MORGAN EQUITY INDEX FUND CLASS C
JP MORGAN EQUITY INDEX FUND SELECT CLASS
JP MORGAN FLOATING RATE INCOME FUND CLASS C
JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES
JP MORGAN GLOBAL FOCUS FUND CLASS A
JP MORGAN GLOBAL FOCUS FUND CLASS C
JP MORGAN GLOBAL FOCUS FUND SELECT CLASS
JP MORGAN GLOBAL NATURAL RESOURCES FUND CLASS A
JP MORGAN GLOBAL NATURAL RESOURCES FUND CLASS C
JP MORGAN GLOBAL NATURAL RESOURCES FUND SELECT SHARES
JP MORGAN GOVERNMENT BOND FUND CLASS C
JP MORGAN GOVERNMENT BOND FUND SELECT CLASS
JP MORGAN GROWTH ADVANTAGE FUND CLASS C
JP MORGAN GROWTH ADVANTAGE FUNDTH SELECT CLASS
JP MORGAN GROWTH AND INCOME FUND CLASS C
JP MORGAN GROWTH AND INCOME FUND SELECT CLASS
JP MORGAN HIGH YIELD FUND CLASS C
JP MORGAN HIGH YIELD FUND SELECT CLASS
JP MORGAN INCOME BUILDER FUND CLASS C
JP MORGAN INCOME BUILDER FUND SELECT CLASS
JP MORGAN INDIA FUND CLASS C
JP MORGAN INDIA FUND SELECT CLASS
JP MORGAN INFLATION MANAGED BOND FUND CLASS A
JP MORGAN INFLATION MANAGED BOND FUND CLASS C
JP MORGAN INFLATION MANAGED BOND FUND SELECT CLASS
JP MORGAN INTERMEDIATE TAX FREE BOND FD SELECT CLASS
JP MORGAN INTERMEDIATE TAX- FREE BOND FUND CL C
JP MORGAN INTERMEDIATE TAX- FREE BOND FUND INST
CUSIP
4812A0714
4812A0706
4812A0862
4812A0151
4812A0870
4812A3544
4812A3528
4812C0373
4812C0381
4812C0837
4812C2387
4812C0845
48121A357
48121A191
4812A1852
4812A1860
4812A1779
4812A1811
4812A1829
4812C1702
4812C1710
48121L635
48121L650
48121L643
4812A1472
4812A1514
4812A4559
4812A3676
4812A0748
4812A0631
4812A0623
4812A2256
4812C0480
4812C0498
4812C1546
4812C1553
48121L528
48121L510
4812A3247
4812A3239
4812A3213
48121A266
48121A258
48121A241
4812C0415
4812C0423
4812A3692
4812A3718
4812A1431
4812A1464
4812C0795
4812C0803
4812A3270
4812A3254
4812A3585
4812A3569
48121A589
48121A571
48121A563
4812A0441
4812A0433
4812A0458
Page 97 of 185
Symbol
JPAIX
JPASX
JPCBX
JCBCX
JPICX
JCHCX
JCHSX
OBOCX
WOBDX
OBDCX
JCBIX
HLIPX
JOCCX
JOCSX
JPIEX
JDESX
JDVCX
JPDVX
JDVSX
OMGCX
HLGEX
JRNSX
JRNAX
JRNCX
VSCCX
JDSCX
JEEAX
JEDCX
JEMDX
JMIEX
JEMSX
JEMCX
OINCX
HLIEX
OEICX
HLEIX
JPHCX
JPHSX
JGFAX
JGFCX
JGFSX
JGNAX
JGNCX
JGNSX
OGVCX
HLGAX
JGACX
JGASX
VGICX
VGIIX
OGHCX
OHYFX
JNBCX
JNBSX
JIDCX
JIDSX
JIMAX
JIMCX
JRBSX
VSITX
JITCX
JITIX
Fund Type
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
Fund Description
JP MORGAN INTERNATIONAL CURRENCY INCOME FUND CLASS C
JP MORGAN INTERNATIONAL CURRENCY INCOME FUND SELECT CLASS
JP MORGAN INTERNATIONAL EQUITY FUND CLASS C
JP MORGAN INTERNATIONAL OPPORTUNITIES FUND C
JP MORGAN INTERNATIONAL REALTY FD SELECT CL
JP MORGAN INTERNATIONAL REALTY FUND CLASS C
JP MORGAN INTERNATIONAL VALUE FUND CLASS C
JP MORGAN INT'L EQUITY FUND SELECT CLASS
JP MORGAN INTL EQUITY INDEX FUND CLASS C
JP MORGAN INTL EQUITY INDEX FUND SELECT SHARES
JP MORGAN INT'L OPPORTUNITIES FUND INST CLASS
JP MORGAN INT'L OPPORTUNITIES FUND SELECT CLASS
JP MORGAN INTL VALUE FUND INST CLASS
JP MORGAN INT'L VALUE FUND SELECT SHARES
JP MORGAN INTREPID AMERICA FUND CLASS C
JP MORGAN INTREPID AMERICA FUND SELECT CLASS
JP MORGAN INTREPID EUROPEAN FUND CLASS C
JP MORGAN INTREPID EUROPEAN FUND INSTL SHARES
JP MORGAN INTREPID EUROPEAN FUND SELECT SHARES
JP MORGAN INTREPID GROWTH FUND CLASS C
JP MORGAN INTREPID GROWTH FUND SELECT CLASS
JP MORGAN INTREPID INTERNATIONAL FUND CLASS C
JP MORGAN INTREPID INTERNATIONAL FUND INSTL SHARES
JP MORGAN INTREPID INTERNATIONAL FUND SELECT CLASS
JP MORGAN INTREPID MID CAP FUND CLASS C
JP MORGAN INTREPID MID CAP FUND SELECT CLASS
JP MORGAN INTREPID MULTI CAP FUND CLASS C
JP MORGAN INTREPID MULTI CAP FUND SELECT CLASS
JP MORGAN INTREPID VALUE FUND CLASS C
JP MORGAN INTREPID VALUE FUND SELECT CLASS
JP MORGAN INVESTOR BALANCED FUND CLASS C
JP MORGAN INVESTOR BALANCED FUND SELECT CLASS
JP MORGAN INVESTOR CONSERVATIVE GROWTH FUND CLASS C
JP MORGAN INVESTOR CONSERVATIVE GROWTH FUND SELECT CLASS
JP MORGAN INVESTOR GROWTH & INCOME FUND CLASS C
JP MORGAN INVESTOR GROWTH & INCOME FUND SELECT CLASS
JP MORGAN INVESTOR GROWTH FUND CLASS C
JP MORGAN INVESTORS GROWTH FUND SELECT CLASS
JP MORGAN LARGE CAP VALUE FUND CLASS C
JP MORGAN LARGE-CAP GROWTH FUND CLASS C
JP MORGAN LARGE-CAP GROWTH FUND SELECT CLASS
JP MORGAN LARGE-CAP VALUE FUND SELECT CLASS
JP MORGAN LATIN AMERICA FUND CLASS C
JP MORGAN LATIN AMERICA FUND SELECT CLASS
JP MORGAN LIMITED DURATION BOND FUND CLASS C
JP MORGAN LIMITED DURATION BOND FUND SELECT CLASS
JP MORGAN MARKET EXPANSION INDEX FUND CLASS C
JP MORGAN MARKET EXPANSION INDEX FUND SELECT CLASS
JP MORGAN MICHIGAN MUNICIPAL BOND FUND CLASS C
JP MORGAN MICHIGAN MUNICIPAL BOND FUND SELECT CLASS
JP MORGAN MID CAP CORE FUND CLASS A
JP MORGAN MID CAP CORE FUND CLASS C
JP MORGAN MID CAP CORE FUND SELECT SHARES
JP MORGAN MID CAP EQUITY FUND CLASS C
JP MORGAN MID CAP VALUE FUND CLASS C
JP MORGAN MID-CAP EQUITY FUND SELECT SHARES
JP MORGAN MID-CAP VALUE FUND INST SHARES
JP MORGAN MID-CAP VALUE FUND SELECT CLASS
JP MORGAN MULTI CAP MARKET NEUTRAL FUND CLASS C
JP MORGAN MULTI SECTOR INCOME FUND CLASS A
JP MORGAN MULTI SECTOR INCOME FUND CLASS C
JP MORGAN MULTI SECTOR INCOME FUND SELECT SHARES
CUSIP
4812A3320
4812A3296
4812A0524
4812A4823
4812A3650
4812A3635
4812A3668
4812A0532
4812C1868
4812C1876
4812A0490
4812A0482
4812A0573
4812A0565
4812A0219
4812A2108
4812A0664
4812A0680
4812A0672
4812A0243
4812A2207
4812A2223
4812A0847
4812A2215
4812C1504
4812C1512
4812A0276
4812A1308
4812A0300
4812A2306
4812C2205
4812C2304
4812C2601
4812C2700
4812C2833
4812C2825
4812C2874
4812C2866
4812C1587
4812C0522
4812C0530
4812C1595
4812A3494
4812A3478
4812C1439
4812C1447
4812C1629
4812C1637
4812C1181
4812C1199
48121L775
48121L767
48121L759
48121A738
339128506
4812A1266
339128100
339183105
4812C1660
48121A324
48121A316
48121A290
Page 98 of 185
Symbol
JNCCX
JCISX
JIECX
JIOCX
JIRSX
JIRCX
JIUCX
VSIEX
OIICX
OIEAX
JPIOX
JIOSX
JNUSX
JIESX
JIACX
JPIAX
VEUCX
JFEIX
JFESX
JCICX
JPGSX
JIICX
JFTIX
JISIX
ODMCX
WOOPX
JICCX
JIISX
JIVCX
JPIVX
OGBCX
OIBFX
OCGCX
ONCFX
ONECX
ONGFX
OGGCX
ONIFX
OLVCX
OLGCX
SEEGX
HLQVX
JLTCX
JLTSX
OGUCX
HLGFX
OMECX
PGMIX
JMMCX
WOMBX
JMRAX
JMRCX
JMRSX
JMCCX
JCMVX
VSNGX
FLMVX
JMVSX
OGNCX
JSIAX
JINCX
JSISX
Fund Type
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
Fund Description
JP MORGAN MULTI-CAP MARKET NEUTRAL FUND SELECT CLASS
JP MORGAN MUNICIPAL INCOME FUND CLASS C
JP MORGAN MUNICIPAL INCOME FUND SELECT CLASS
JP MORGAN NEW YORK TAX FREE BOND FUND CLASS C
JP MORGAN NEW YORK TAX FREE BOND FUND INSTL SHARES
JP MORGAN NEW YORK TAX FREE BOND FUND SELECT SHARES
JP MORGAN OHIO MUNICIPAL BOND FUND CLASS C
JP MORGAN OHIO MUNICIPAL BOND FUND SELECT CLASS
JP MORGAN REAL RETURN FUND CLASS C
JP MORGAN REAL RETURN FUND INSTITUTIONAL CLASS
JP MORGAN REAL RETURN FUND SELECT CLASS
JP MORGAN REALTY INCOME FUND CLASS C
JP MORGAN REALTY INCOME FUND INSTITUTIONAL CLASS
JP MORGAN RESEARCH EQUITY LONG SHORT FUND CLASS A
JP MORGAN RESEARCH EQUITY LONG SHORT FUND CLASS C
JP MORGAN RESEARCH EQUITY LONG SHORT FUND CLASS R5
JP MORGAN RESEARCH EQUITY LONG SHORT FUND SELECT CLASS
JP MORGAN RESEARCH MARKET NEUTRAL FUND CLASS C
JP MORGAN RESEARCH MARKET NEUTRAL FUND INSTL SHARES
JP MORGAN RESEARCH MARKET NEUTRAL FUND SELECT CLASS
JP MORGAN RUSSIA FUND CLASS C
JP MORGAN RUSSIA FUND SELECT CLASS
JP MORGAN SHORT DURATION BOND FUND CLASS C
JP MORGAN SHORT DURATION BOND FUND SELECT CLASS
JP MORGAN SHORT- INTERMEDIATE MUNI BOND FUND CLASS C
JP MORGAN SHORT- INTERMEDIATE MUNI BOND FUND INSTL CL
JP MORGAN SHORT INTERMEDIATE MUNI BOND FUND SELECT CL
JP MORGAN SHORT TERM BOND II FUND SELECT CLASS
JP MORGAN SMALL CAP VALUE FUND CLASS C
JP MORGAN SMALL CAP VALUE FUND SELECT CLASS
JP MORGAN SMALL-CAP CORE FUND SELECT SHARES
JP MORGAN SMALL-CAP GROWTH FUND CLASS C
JP MORGAN SMALL-CAP GROWTH FUND INST CLASS
JP MORGAN SMALL-CAP GROWTH FUND SELECT CLASS
JP MORGAN SMART RETIREMENT 2010 FUND CLASS C
JP MORGAN SMART RETIREMENT 2010 FUND INST CLASS
JP MORGAN SMART RETIREMENT 2010 FUND SELECT CLASS
JP MORGAN SMART RETIREMENT 2040 FUNS SELECT CLASS
JP MORGAN SMART RETIREMENT INCOME FUND CLASS C
JP MORGAN SMART RETIREMENT INCOME FUND INST CLASS
JP MORGAN SMART RETIREMENT INCOME FUND SELECT CLASS
JP MORGAN STRATEGIC INCOME OPPORTUNITY FUND CLASS C
JP MORGAN STRATEGIC INCOME OPPORTUNITY FUND SELECT CLASS
JP MORGAN STRATEGIC PRESERVATION FUND CLASS C
JP MORGAN TAX AWARE EQUITY FUND CLASS C
JP MORGAN TAX AWARE EQUITY FUND INSTITUTIONAL SHARES
JP MORGAN TAX AWARE EQUITY FUND SELECT CLASS
JP MORGAN TAX AWARE HIGH INCOME FUND CLASS C
JP MORGAN TAX AWARE HIGH INCOME FUND SELECT CLASS
CUSIP
4812C1678
4812C1249
4812C1256
4812A0771
4812A0797
4812A0789
4812C1280
4812C1298
4812A2462
4812A2488
4812A2496
904504776
904504503
48121A514
48121A498
48121A480
48121A472
48121A720
4812A1688
48121A712
4812A3452
4812A3437
4812C1322
4812C1330
4812C1363
4812C2395
4812C1371
628263105
4812C1785
4812C1793
4812A1233
4812C0563
4812C0290
4812C0571
4812A2140
4812A2124
4812A2132
4812A3205
4812A3403
4812A3304
4812A3601
4812A3809
4812A3700
4812A3189
4812A3874
4812A3858
4812A3866
4812A3833
4812A3817
4812A3825
4812A4609
4812A2181
4812A2165
4812A2173
4812A4377
4812A4351
4812A3361
48121L585
4812A1654
48121L577
4812A4781
4812A4815
Page 99 of 185
Symbol
OGNIX
OMICX
HLTAX
JCNTX
JNYIX
VINTX
JOMCX
HLOMX
RRNCX
RRNNX
RRNSX
URTCX
URTLX
JLSAX
JLSCX
JLSRX
JLSSX
JMNCX
JPMNX
JMNSX
JRUCX
JRUSX
OSTCX
HLLVX
STMCX
JIMIX
PGUIX
TRSBX
OSVCX
PSOPX
VSSCX
OSGCX
JISGX
OGGFX
JSWCX
JSWIX
JSWSX
JSFCX
JSFIX
JSFSX
JTTCX
JTTIX
JTTSX
JNSCX
JSMCX
JSMIX
JSMSX
SMTCX
SMTIX
SMTSX
JTSCX
JSRCX
JSIIX
JSRSX
JSOCX
JSOSX
JATCX
JPECX
JPDEX
JPESX
JTICX
JTISX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
JP MORGAN FUNDS
KALMAR FUND
KCM FUNDS
KCM FUNDS
KEYSTONE FUNDS
KEYSTONE FUNDS
LAUDUS ROSENBERG FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
Fund Description
JP MORGAN TAX AWARE INCOME OPP FUND CLASS C
JP MORGAN TAX AWARE INCOME OPP FUND SELECT CLASS
JP MORGAN TAX AWARE REAL RETURN FUND CLASS C
JP MORGAN TAX AWARE REAL RETURN FUND INSTITUTIONAL CLASS
JP MORGAN TAX AWARE REAL RETURN FUND SELECT CLASS
JP MORGAN TAX FREE BOND FUND CLASS C
JP MORGAN TAX-FREE BOND FUND SELECT CLASS
JP MORGAN TOTAL RETURN FUND CLASS A
JP MORGAN TOTAL RETURN FUND CLASS C
JP MORGAN TOTAL RETURN FUND SELECT CLASS
JP MORGAN TREASURY & AGENCY FUND SELECT CLASS
JP MORGAN U.S. DYNAMIC PLUS FUND CLASS C
JP MORGAN U.S. DYNAMIC PLUS FUND SELECT CLASS
JP MORGAN U.S. EQUITY FUND INST CLASS
JP MORGAN U.S. EQUITY FUND SELECT CLASS
JP MORGAN U.S. EQUITY INCOME FUND CLASS C
JP MORGAN U.S. LARGE CAP CORE PLUS FUND SELECT CLASS
JP MORGAN U.S. LARGE CAP VALUE PLUS FUND CLASS C
JP MORGAN U.S. LARGE CAP VALUE PLUS FUND SELECT CLASS
JP MORGAN U.S. REAL ESTATE FUND CLASS C
JP MORGAN U.S. REAL ESTATE FUND SELECT CLASS
JP MORGAN U.S. RESEARCH EQUITY FUND CLASS C
JP MORGAN U.S. RESEARCH EQUITY FUND SELECT CLASS
JP MORGAN U.S. SMALL COMPANY FUND CLASS C
JP MORGAN U.S. SMALL COMPANY FUND INSTL SHARES
JP MORGAN U.S. SMALL COMPANY FUND SELECT CLASS
JP MORGAN VALUE ADVANTAGE FUND CLASS C
JP MORGAN VALUE ADVANTAGE FUND INSTITUTIONAL CLASS
JP MORGAN VALUE ADVANTAGE FUND SELECT CLASS
JP MORGAN VALUE OPPORTUNITIES FUND CLASS C
JP MORGAN VALUE OPPORTUNITIES FUND INSTITUTIONAL CLASS
JP MORGAN-BACKED SECURITIES FUND SELECT CLASS
UNDISCOVERED MANAGERS BEHAVIORAL GROWTH FUND CLASS C
UNDISCOVERED MANAGERS BEHAVIORAL GROWTH FUND INST.
UNDISCOVERED MANAGERS BEHAVIORAL VALUE FD INST'L CL
UNDISCOVERED MANAGERS BEHAVIORAL VALUE FUND CLASS C
KALMAR SMALL-CAP FUND
KCM MACRO TRENDS FUND CLASS R-2
KCM MARCO TRENDS FUND CLASS R-1
KEYSTONE LARGE CAP GROWTH FUND CLASS A
KEYSTONE LARGE CAP GROWTH FUND CLASS I
LAUDUS GROWTH INVESTORS U.S. LARGE CAP GROWTH FD
LAUDUS MONDDRIAN INTL EQUITY FUND SELECT CLASS
LAUDUS MONDRIAN EMERGING MARKETS FUND INST'L CLASS
LAUDUS MONDRIAN EMERGING MARKETS FUND INVESTOR CLASS
LAUDUS MONDRIAN EMERGING MARKETS FUND SELECT CLASS
LAUDUS MONDRIAN GLOBAL EQUITY FUND INSTITUTIONAL CLASS
LAUDUS MONDRIAN GLOBAL EQUITY FUND INVESTOR CLASS
LAUDUS MONDRIAN GLOBAL EQUITY FUND SELECT CLASS
LAUDUS MONDRIAN INTL EQUITY FUND INSTITUTIONAL CLASS
LAUDUS MONDRIAN INTL EQUITY FUND INVESTOR CLASS
LAZARD CAP ALLOC OPPORTUNISTIC STRAT INST'L SHARES
LAZARD CAP ALLOC. OPPORTUNISTIC STRAT. PORT OPEN SHARES
LAZARD DEVELOPING MARKETS EQUITY PORTFOLIO INSTL SHRS
LAZARD DEVELOPING MARKETS EQUITY PORTFOLIO OPEN SHRS
LAZARD EMERGING MARKETS EQUITY BLEND PORTFOLIO INSTITUTIONAL SHARES
LAZARD EMERGING MARKETS EQUITY BLEND PORTFOLIO OPEN SHARES
LAZARD EMERGING MARKETS MULTI-STRAT PORT FD INST CLASS
LAZARD EMERGING MARKETS MULTI-STRAT PORTFOLIO FUND OPEN SHARES
LAZARD GLOBAL LISTED INFRASTRUCTURE PORT INST SHARES
LAZARD GLOBAL LISTED INFRASTRUCTURE PORT OPEN SHARES
LAZARD HIGH YIELD FUND INSTL SHARES
Page 100 of 185
CUSIP
48121L676
48121L668
4812A2512
4812A2538
4812A2546
4812C2569
4812C0456
4812A4427
4812A4419
4812A4435
4812C1405
4812A2298
4812A2280
4812A1142
4812A1159
4812A1167
4812A2389
4812A4674
4812A4658
4812C0605
4812C0613
48121A639
48121A621
4812A4625
4812A1696
4812A1712
4812A2611
4812A2587
4812A2595
4812A2645
46626B300
4812C1215
904504594
904504206
904504842
904504578
483438206
66537T422
66537T430
493522205
493522106
51855Q549
51855Q564
51855Q622
51855Q648
51855Q630
51855Q572
51855Q598
51855Q556
51855Q580
51855Q614
52106N491
52106N483
52106N475
52106N467
52106N392
52106N418
52106N137
52106N145
52106N459
52106N442
52106N699
Symbol
JTACX
JTASX
TXRCX
TXRIX
TXRSX
JTFCX
PRBIX
JMTAX
JMTCX
JMTSX
OGTFX
JPSCX
JILSX
JMUEX
JUESX
JUECX
JLPSX
JTVCX
JTVSX
JPRCX
SUIEX
JEPCX
JEPSX
JTUCX
JUSSX
JSCSX
JVACX
JVAIX
JVASX
JVOCX
JVOIX
OMBIX
UBGCX
UBRLX
UBVLX
UBVCX
KGSCX
KCMBX
KCMTX
KLGAX
KLGIX
LGILX
LIEFX
LEMNX
LEMIX
LEMSX
LGEVX
LGEQX
LGESX
LIEIX
LIEQX
LCAIX
LCAOX
LDMIX
LDMOX
EMBIX
EMBOX
EMMIX
EMMOX
GLIFX
GLFOX
LZHYX
Fund Type
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LAZARD FUNDS
LEADERS FUNDS
LEADERS FUNDS
LEEB FOCUS FUND
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
Fund Description
LAZARD HIGH YIELD FUND OPEN SHARES
LAZARD INTERNATIONAL STRATEGIC EQUITY FD
LAZARD INTERNATIONAL STRATEGIC EQUITY PORTFOLIO FUND
LAZARD INTL EQUITY PORTFOLIO (INSTITUTIONAL CLASS)
LAZARD INTL EQUITY PORTFOLIO (RETAIL CLASS)
LAZARD INT'L EQUITY SELECT FUND OPEN SHARES
LAZARD INT'L EQUITY SELECT INSTITUTIONAL SHARES
LAZARD INTL SMALL-CAP PORTFOLIO (INSTITUTIONAL CLASS)
LAZARD INTL SMALL-CAP PORTFOLIO (RETAIL CLASS)
LAZARD MID-CAP PORTFOLIO (INSTITUTIONAL CLASS)
LAZARD MID-CAP PORTFOLIO (RETAIL CLASS)
LAZARD SMALL-CAP PORTFOLIO (INSTITUTIONAL CLASS)
LAZARD SMALL-CAP PORTFOLIO (RETAIL CLASS)
LAZARD U.S. EQUITY VALUE PORTFOLIO OPEN SHARES
LAZARD U.S. MUNICIPALS PORTFOLIO FD CL OPEN SHARES
LAZARD U.S. MUNICIPALS PORTFOLIO FD INST SHARES
LAZARD U.S. STRATEGIC EQUITY FUND (OPEN CLASS)
LAZARD U.S. STRATEGIC EQUITY FUND INST CLASS
LEADER SHORT TERM BOND FUND INSTITUTIONAL FUND
LEADER TOTAL RETURN FUND INSTITUTIONAL CLASS
LEEB FOCUS FUND
LEGG MASON BARRETT FINANCIAL SERVICES FUND CLASS C
LEGG MASON BARRETT FINANCIAL SERVICES FUND CLASS I
LEGG MASON BATTERY MARCH EMERGING MARKETS TRUST CL C
LEGG MASON BATTERY- MARCH EMERGING MARKETS TRUST CL I
LEGG MASON BATTERYMARCH GLOBAL EQUITY FUND CLASS C
LEGG MASON BATTERYMARCH GLOBAL EQUITY FUND CLASS I
LEGG MASON BATTERYMARCH INTL EQUITY TRUST CLASS C
LEGG MASON BATTERYMARCH INTL EQUITY TRUST CLASS R
LEGG MASON BATTERYMARCH INTL EQUITY TRUST FUND CLASS I
LEGG MASON BATTERYMARCH S&P 500 INDEX FUND CL A
LEGG MASON BATTERYMARCH U.S. SMALL CAP EQTY CL C
LEGG MASON BATTERYMARCH U.S. SMALL CAP EQTY CL I
LEGG MASON BW ABSOLUTE RETURN OPP FUND CLASS I
LEGG MASON BW DIVERSIFIED LARGE CAP VALUE FUND CL C
LEGG MASON BW DIVERSIFIED LARGE CAP VALUE FUND CL I
LEGG MASON BW DIVERSIFIED LARGE CAP VALUE FUND CL IS
LEGG MASON CAPITAL MANAGEMENT ALL CAP FUND CLASS C
LEGG MASON CAPITAL MANAGEMENT ALL CAP FUND CLASS I
LEGG MASON CAPITAL MANAGEMENT GROWTH TRUST, INC. CLASS C
LEGG MASON CAPITAL MANAGEMENT GROWTH TRUST, INC. CLASS I
LEGG MASON CAPITAL MANAGEMENT GROWTH TRUST, INC. CLASS R
LEGG MASON CAPITAL MANAGEMENT SPECIAL INVESTMENT TRST CL C
LEGG MASON CAPITAL MANAGEMENT SPECIAL INVESTMENT TRST CL I
LEGG MASON CAPITAL MANAGEMENT SPECIAL INVESTMENT TRST CL R
LEGG MASON CAPITAL MANAGEMENT VALUE TRUST, INC. CLASS C
LEGG MASON CAPITAL MANAGEMENT VALUE TRUST, INC. CLASS I
LEGG MASON CAPITAL MANAGEMENT VALUE TRUST, INC. CLASS R
LEGG MASON CAPITAL MGMT OPPORTUNITY TRUST CLASS C
LEGG MASON CAPITAL MGMT OPPORTUNITY TRUST CLASS I
LEGG MASON CAPITAL MGMT OPPORTUNITY TRUST CLASS R
LEGG MASON CB FUNDAMENTAL ALL CAP VALUE FUND CL C
LEGG MASON CB FUNDAMENTAL ALL CAP VALUE FUND CL I
LEGG MASON CLEARBRIDGE AGGRESSIVE GROWTH FD CL C
LEGG MASON CLEARBRIDGE AGGRESSIVE GROWTH FD CL I
LEGG MASON CLEARBRIDGE AGGRESSIVE GROWTH FD CL R
LEGG MASON CLEARBRIDGE APPRECIATION FD CL C
LEGG MASON CLEARBRIDGE APPRECIATION FD CL I
LEGG MASON CLEARBRIDGE APPRECIATION FD CL R
LEGG MASON CLEARBRIDGE CAPITAL AND INCOME FD CL C
LEGG MASON CLEARBRIDGE CAPITAL AND INCOME FD CL I
LEGG MASON CLEARBRIDGE DIVERSIFIED LARGE CAP GROWTH FD CL C
CUSIP
52106N681
52106N582
52106N590
52106N400
52106N830
52106N657
52106N665
52106N806
52106N772
52106N723
52106N715
52106N509
52106N780
52106N574
52106N376
52106N384
52106N632
52106N624
66537T224
66537V310
90470K420
52469R303
52469R402
52465U508
52465U607
52469H461
52469H453
52465U201
52465U870
52465U409
52469H727
524673209
502082811
524686672
524686771
524686755
524686730
52469G760
52469G752
52465Y104
52465Y203
52465Y401
524904109
524904208
524904406
524659109
524659208
524659406
52465G103
52465G202
52467D207
52469C306
52469C405
52468C307
52468C406
52468C505
52468E303
52468E402
52468E501
52469H610
52469H594
52469H529
Page 101 of 185
Symbol
LZHOX
LISOX
LISIX
LZIEX
LZIOX
LZESX
LZSIX
LZISX
LZSMX
LZMIX
LZMOX
LZSCX
LZCOX
LEVOX
UMNOX
UMNIX
LZUOX
LZUSX
LCCIX
LCTIX
LCMFX
SFSLX
LMRIX
LMEMX
LGEMX
SILLX
SMYIX
LMGEX
LMIRX
LGIEX
SBSPX
LMBCX
LMSIX
LROIX
LBWCX
LBWIX
LBISX
SPBLX
LACIX
LMGTX
LMGNX
LMGRX
LMASX
LMNSX
LMARX
LMVTX
LMNVX
LMVRX
LMOPX
LMNOX
LMORX
SFVCX
SFVYX
SAGCX
SAGYX
LMPRX
SAPCX
SAPYX
LMPPX
SBPLX
SOPYX
SMDLX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
Fund Description
LEGG MASON CLEARBRIDGE DIVERSIFIED LARGE CAP GROWTH FD CL I
LEGG MASON CLEARBRIDGE EQUITY FUND CLASS C
LEGG MASON CLEARBRIDGE EQUITY FUND CLASS O
LEGG MASON CLEARBRIDGE EQUITY INCOME BUILDER FUND CLASS 1
LEGG MASON CLEARBRIDGE LARGE CAP GROWTH FD CL C
LEGG MASON CLEARBRIDGE LARGE CAP GROWTH FD CL I
LEGG MASON CLEARBRIDGE LARGE CAP GROWTH FD CL R
LEGG MASON CLEARBRIDGE LARGE CAP VALUE FUND CL C
LEGG MASON CLEARBRIDGE LARGE CAP VALUE FUND CL I
LEGG MASON CLEARBRIDGE MID CAP CORE FUND CLASS C
LEGG MASON CLEARBRIDGE MID CAP CORE FUND CLASS I
LEGG MASON CLEARBRIDGE MID CAP CORE FUND CLASS R
LEGG MASON CLEARBRIDGE MID CAP GROWTH FUND CLASS C
LEGG MASON CLEARBRIDGE MID CAP GROWTH FUND CLASS I
LEGG MASON CLEARBRIDGE SMALL CAP GROWTH FD CL I
LEGG MASON CLEARBRIDGE SMALL CAP GROWTH FUND CL 1
LEGG MASON CLEARBRIDGE SMALL CAP GROWTH FUND CL C
LEGG MASON CLEARBRIDGE SMALL CAP GROWTH FUND CL R
LEGG MASON CLEARBRIDGE SMALL CAP VALUE FUND CL C
LEGG MASON CLEARBRIDGE SMALL CAP VALUE FUND CL I
LEGG MASON ESEMPLIA EMERGING MARKETS EQUITY FUND CLASS C
LEGG MASON ESEMPLIA EMERGING MARKETS EQUITY FUND CLASS I
LEGG MASON GLOBAL CURRENTS INTL ALL CAP OPP FUND CLASS C
LEGG MASON GLOBAL CURRENTS INTL ALL CAP OPP FUND CLASS I
LEGG MASON GLOBAL OPPORTUNITIES BOND FUND CLASS I
LEGG MASON GLOBAL OPPORTUNITY FUND CLASS C
LEGG MASON INVESTMENT COUNSEL MARYLAND TAX-FREE FUND CLASS I
LEGG MASON INVSTMT COUNSEL MD TAX-FREE INCOME TRUST CL C
LEGG MASON INVSTMT COUNSEL SOCIAL AWARENESS FUND CL C
LEGG MASON INVSTMT COUNSEL SOCIAL AWARENESS FUND CL I
LEGG MASON LIFESTYLE ALLOC 30% CLASS C
LEGG MASON LIFESTYLE ALLOC 70% CLASS I
LEGG MASON LIFESTYLE ALLOC 85% CLASS I
LEGG MASON PERMAL TACTICAL ALLOCATION FUND CLASS C
LEGG MASON PERMAL TACTICAL ALLOCATION FUND CLASS I
LEGG MASON SMASH SERIES C FUND
LEGG MASON SMASH SERIES EC FUND
LEGG MASON SMASH SERIES M FUND
LEGG MASON STRATEGIC REAL RETURN FUND CLASS C
LEGG MASON STRATEGIC REAL RETURN FUND CLASS I
LEGG MASON TARGET RETIREMENT 2015 FUND CLASS C
LEGG MASON TARGET RETIREMENT 2015 FUND CLASS R
LEGG MASON TARGET RETIREMENT FUND CLASS C
LEGG MASON TARGET RETIREMENT FUND CLASS R
LEGG MASON WESTERN ASSET ADJUSTABLE RATE INCOME FD CL C
CUSIP
52469H511
524695400
524695103
52469H115
52469H792
52469H784
52469H693
52470J308
52470J407
52469H743
52469H735
52469H172
52467P556
52467P531
52470H765
52470H674
52470H781
52470H690
52469G489
52469G471
52469H651
52469H644
52469X805
52469X888
37947Q308
524673506
524907409
52465W207
52469A300
52469A409
52467P838
52467P879
52467P788
52467P770
52467P747
52467P739
52470J290
52470J274
52470G742
52470G734
52470G759
524686706
524686888
52470J803
52470J878
52470J837
52470J811
52470J761
52470J746
52470J696
52470J670
52470J639
52470J613
52470J563
52470J548
52470J498
52470J472
52470J431
52470J415
52470J365
52470J340
52468A806
Page 102 of 185
Symbol
LADIX
LMQCX
SABRX
LCBOX
SLCCX
SBLYX
LMPLX
SINOX
SAIFX
SBMLX
SMBYX
LMREX
LBGCX
LBGIX
SBPYX
LMPMX
SCSMX
LMPOX
SBVLX
SMCYX
SBKCX
SBEYX
SBICX
SBIYX
GOBIX
GOBCX
LMMIX
LMMCX
SESLX
LMRNX
SBCLX
SCBCX
SCGCX
LLAIX
SCHCX
LANIX
LPTCX
LPTIX
LMLCX
LMECX
LMSMX
LRRCX
LRRIX
LMFCX
LMFRX
LMWCX
LMWRX
LMXCX
LMXRX
LMVCX
LMQRX
LMTCX
LMRRX
LMHCX
LMYRX
LMKCX
LMKRX
LMJCX
LMJRX
LMRCX
LMERX
ARMGX
Fund Type
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEGG MASON FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
Fund Description
LEGG MASON WESTERN ASSET ADJUSTABLE RATE INCOME FD CL I
LEGG MASON WESTERN ASSET CALIFORNIA MUNICIPALS FD CL C
LEGG MASON WESTERN ASSET CALIFORNIA MUNICIPALS FUND CL I
LEGG MASON WESTERN ASSET CORE BOND FUND CLASS C
LEGG MASON WESTERN ASSET CORE BOND FUND CLASS R
LEGG MASON WESTERN ASSET CORE PLUS BOND FUND CLASS C
LEGG MASON WESTERN ASSET CORE PLUS BOND FUND CLASS R
LEGG MASON WESTERN ASSET CORPORATE BOND FUND CLASS C
LEGG MASON WESTERN ASSET CORPORATE BOND FUND CLASS I
LEGG MASON WESTERN ASSET CORPORATE BOND FUND CLASS P
LEGG MASON WESTERN ASSET GLOBAL HIGH YIELD BOND FD CL C
LEGG MASON WESTERN ASSET GLOBAL HIGH YIELD BOND FD CL I
LEGG MASON WESTERN ASSET GOVERNEMNT SECURITIES FD CL C
LEGG MASON WESTERN ASSET GOVERNMENT SECURITIES FUND CL I
LEGG MASON WESTERN ASSET HIGH INCOME FUND CLASS C
LEGG MASON WESTERN ASSET INTERM MAT CA MUNI FUND CLASS C
LEGG MASON WESTERN ASSET INTERM MAT CA MUNI FUND CLASS I
LEGG MASON WESTERN ASSET INTERM MAT NY MUNI FUND CLASS C
LEGG MASON WESTERN ASSET INTERM MAT NY MUNI FUND CLASS I
LEGG MASON WESTERN ASSET INTERMEDIATE- TERM MUNI FD CL C
LEGG MASON WESTERN ASSET INTERMEDIATE- TERM MUNI FUND CL I
LEGG MASON WESTERN ASSET MA MUNICIPALS FUND CLASS C
LEGG MASON WESTERN ASSET MANAGED MUNI FD CL I
LEGG MASON WESTERN ASSET MANAGED MUNIS FUND CLASS C
LEGG MASON WESTERN ASSET MASSACHUSETTS MUNICIPAL FUND CL I
LEGG MASON WESTERN ASSET MUNICIPAL HIGH INCOME FD CL C
LEGG MASON WESTERN ASSET MUNICIPAL HIGH INCOME FD CL I
LEGG MASON WESTERN ASSET NEW JERSEY MUNICIPALS FUND CL I
LEGG MASON WESTERN ASSET NEW YORK MUNICIPALS FUND CL I
LEGG MASON WESTERN ASSET NJ MUNIS FUND CLASS C
LEGG MASON WESTERN ASSET NY MUNIS FUND CLASS C
LEGG MASON WESTERN ASSET OREGON MUNIS FUND CLASS C
LEGG MASON WESTERN ASSET PA MUNICIPALS FUND CLASS C
LEGG MASON WESTERN ASSET PA MUNICIPALS FUND CLASS I
LEGG MASON WESTERN ASSET SHORT DURATION MUNI INC FD CL I
LEGG MASON WESTERN ASSET SHORT-TERM BOND FUND CLASS C
LEGG MASON WESTERN ASSET SHRT DURATION MUNI INCOME FD CL C
LEGG MASON WESTERN ASSET STRATEGIC INCOME FUND CLASS C
LEGG MASON WESTERN ASSET STRATEGIC INCOME FUND CLASS I
LEGG MASON WESTERN OREGON MUNI FUND CLASS I
LEGG MASON WST ASST GLOBAL INFLATION MANAGEMENT FUND CL C
WESTERN ASSET ABSOLUTE RETURN PORTFOLIO FD CL I
WESTERN ASSET CORE BOND PORTFOLIO CLASS I
WESTERN ASSET CORE PLUS BOND PORTFOLIO CLASS I
WESTERN ASSET EMERGING MARKETS DEBT PORTFOLIO CL I
WESTERN ASSET GLOBAL MULTI-SECTOR PORTFOLIO FD CL I
WESTERN ASSET HIGH YIELD BOND FUND CLASS I
WESTERN ASSET INFLATION INDEX PLUS BOND FD CL FI
WESTERN ASSET INFLATION INDEXED PLUS BOND PORT CL I
WESTERN ASSET INTERMEDIATE BOND PORTFOLIO CLASS I
WESTERN ASSET LIMITED DURATION BOND PORTFOLIO CL I
WESTERN ASSET NON U.S. OPPORTUNITY FUND CLASS I
LEUTHOLD ASSET ALLOCATION FD INSTITUTIONAL CLASS
LEUTHOLD ASSET ALLOCATION FUND
LEUTHOLD CORE INVESTMENT FUND
LEUTHOLD CORE INVESTMENT FUND (INST CLASS)
LEUTHOLD GLOBAL CLEAN TECHNOLOGY FUND
LEUTHOLD GLOBAL CLEAN TECHNOLOGY FUND INSTL CLASS
LEUTHOLD GLOBAL FUND INSTITUTIONAL CLASS
LEUTHOLD GLOBAL FUND RETAIL CLASS
LEUTHOLD GLOBAL INDUSTRIES FUND INSTITUTIONAL CLASS
LEUTHOLD GLOBAL INDUSTRIES FUND RETAIL CLASS
CUSIP
52468A889
52468T300
52468T409
52469F523
52469F499
52468W303
52468W501
52469F283
52469F275
52469L660
52469F440
52469F432
52469F341
52469F333
52469F614
52469F259
52469F242
52469F226
52469F218
52469L868
52469L843
52469K308
52469J509
52469J400
52469K407
52469F564
52469F556
52469M403
52469L751
52469M304
52469L769
52469N302
52469L728
52469L710
52469F176
52469E708
52469F184
52469F739
52469F721
52469N401
52469F150
957663719
957663305
957663503
52469F481
957663735
957663842
957663875
957663883
957663701
957663107
957663867
527289805
527289508
527289102
527289409
527289862
527289854
527289870
527289888
527289821
527289813
Page 103 of 185
Symbol
SBAYX
SCACX
LMCUX
SBTLX
LMPTX
SMGLX
LMPCX
SBILX
SIGYX
LCBPX
SHYCX
SHYOX
SGSLX
SGSYX
SHICX
SIMLX
SICYX
SINLX
LMIIX
SMLLX
SBTYX
SMALX
SMMYX
SMMCX
LHMIX
SMHLX
LMHIX
LNJIX
SNPYX
SNJLX
SBYLX
SORLX
SPALX
LPPIX
SMDYX
SSTLX
SHDLX
SDSIX
SDSYX
LMOOX
SBUFX
WAARX
WATFX
WACPX
SEMDX
WGMIX
WAHYX
WATPX
WAIIX
WATIX
WALDX
WAFIX
LAAIX
LAALX
LCORX
LCRIX
LGCTX
LGCIX
GLBIX
GLBLX
LGIIX
LGINX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LEUTHOLD FUNDS
LIBERTY STREET HORIZON FDS
LKCM FUNDS
LKCM FUNDS
LKCM FUNDS
LKCM FUNDS
LKCM FUNDS
LKCM FUNDS
LKCM FUNDS
LKCM FUNDS
LOCORR FUNDS
LONGLEAF PARTNERS FUNDS
LONGLEAF PARTNERS FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LOOMIS SAYLES FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
Fund Description
LEUTHOLD GRIZZLY SHORT FUND
LEUTHOLD HEDGED EQUITY FUND
LEUTHOLD HEDGED EQUITY FUND INSTITUTIONAL CLASS
LEUTHOLD SELECT INDUSTRIES FUND
CENTER COAST MLP FOCUS FUND CLASS C
CENTER COAST MLP FOCUS FUND CLASS I
LIBERTY STREET HORIZON FUND CLASS C
LIBERTY STREET HORIZON FUND INSTITUTIONAL CLASS
LKCM AQUINAS GROWTH FUND
LKCM AQUINAS SMALL CAP FUND
LKCM AQUINAS VALUE FUND
LKCM BALANCED FUND
LKCM EQUITY FUND
LKCM FIXED-INCOME FUND
LKCM INTERNATIONAL FUND
LKCM SMALL-CAP EQUITY FUND
LOCORR MANAGED FUTURES STRATEGY FUND CLASS C
LONGLEAF PARTNERS FUND
LONGLEAF PARTNERS INTERNATIONAL FUND
LOOMIS SAYLES BOND FUND INSTL CLASS
LOOMIS SAYLES BOND FUND RETAIL CLASS
LOOMIS SAYLES FIXED INCOME FUND
LOOMIS SAYLES GLOBAL BOND FUND INST CLASS
LOOMIS SAYLES GLOBAL BOND FUND RETAIL CLASS
LOOMIS SAYLES INFLATION PROTECTED SECURITIES FUND INST
LOOMIS SAYLES INFLATION PROTECTED SECURITIES FUND RETAIL CLASS
LOOMIS SAYLES INTERMEDIATE DURATION BOND FUND INSTITUTIONAL CLASS
LOOMIS SAYLES INTERMEDIATE DURATION BOND FUND RETAIL CLASS
LOOMIS SAYLES SMALL CAP GROWTH FUND INSTITUTIONAL
LOOMIS SAYLES SMALL CAP GROWTH RETAIL
LORD ABBET CORE FIXED-INCOME FUND CLASS C
LORD ABBETT AFFILIATED FUND CLASS C
LORD ABBETT AFFILIATED FUND CLASS F
LORD ABBETT ALPHA STRATEGY FUND CLASS C
LORD ABBETT ALPHA STRATEGY FUND CLASS F
LORD ABBETT AMT FREE MUNICIPAL BOND FUND CLASS C
LORD ABBETT AMT FREE MUNICIPAL BOND FUND CLASS F
LORD ABBETT BALANCED STRATEGY FUND CLASS C
LORD ABBETT BALANCED STRATEGY FUND CLASS F
LORD ABBETT BOND DEBENTURE FUND CLASS F
LORD ABBETT BOND-DEBENTURE FUND CLASS C
LORD ABBETT CALIFORNIA TAX FREE FUND CLASS F
LORD ABBETT CALIFORNIA TAX-FREE FUND CLASS C
LORD ABBETT CAPITAL STRUCTURE FUND CLASS C
LORD ABBETT CAPITAL STRUCTURE FUND CLASS F
LORD ABBETT CLASSIC STOCK FUND CLASS C
LORD ABBETT CLASSIC STOCK FUND CLASS F
LORD ABBETT CONVERTIBLE FUND CLASS C
LORD ABBETT CONVERTIBLE FUND CLASS F
LORD ABBETT CORE FIXED INCOME FUND CLASS F
LORD ABBETT CORE FIXED-INCOME FUND CLASS I
LORD ABBETT DIVERSIFIED EQUITY STRATEGY FD CLASS C
LORD ABBETT DIVERSIFIED EQUITY STRATEGY FUND CL F
LORD ABBETT DIVERSIFIED INCOME STRATEGY FUND CL C
LORD ABBETT DIVERSIFIED INCOME STRATEGY FUND CL F
LORD ABBETT EMERGING MARKETS CURRENCY FUND CL C
LORD ABBETT EMERGING MARKETS CURRENCY FUND CL F
LORD ABBETT FLOATING RATE FUND CLASS C
LORD ABBETT FLOATING RATE FUND CLASS F
LORD ABBETT FUNDAMENTAL EQUITY FUND CLASS C
LORD ABBETT FUNDAMENTAL EQUITY FUND CLASS F
LORD ABBETT GLOBAL ALLOCATION FUND CLASS C
Page 104 of 185
CUSIP
527289300
527289847
527289839
527289201
461418576
461418568
461418832
461418824
501885875
501885800
501885883
501885305
501885206
501885404
501885503
501885107
540132206
543069108
543069405
543495840
543495832
543495501
543495782
543495774
543495766
543495733
543495709
543495725
543487854
543487680
543916852
544001308
544001605
543915748
543915532
543902712
543902696
543916605
543916332
544004609
544004302
543902811
543902845
543913834
543913792
543913602
543913768
543916738
543916498
543916431
543916803
543916530
543916233
543916647
543916290
543908842
543908776
543916175
543916167
543915607
543915565
543908404
Symbol
GRZZX
LHEQX
LHEIX
LSLTX
CCCCX
CCCNX
LSHCX
LSHUX
AQEGX
AQBLX
AQEIX
LKBAX
LKEQX
LKFIX
LKINX
LKSCX
LFMCX
LLPFX
LLINX
LSBDX
LSBRX
LSFIX
LSGBX
LSGLX
LSGSX
LIPRX
LSDIX
LSDRX
LSSIX
LCGRX
LCRCX
LAFCX
LAAFX
ALFCX
ALFFX
LATCX
LATFX
BFLAX
BLAFX
LBDFX
BDLAX
LCFFX
CALAX
LAMCX
LAMFX
LLRCX
LRLFX
LACCX
LBFFX
LCRFX
LCRYX
LDSCX
LDSFX
ISFCX
LIGFX
LDMCX
LDMFX
LARCX
LFRFX
GILAX
LAVFX
LAGCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LORD ABBETT FUNDS
LOTSOFF MICRO CAP FUNDS
LS FUNDS
MADISON MOSAIC FUNDS
MAINGATE MLP FUNDS
MAINGATE MLP FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
Fund Description
LORD ABBETT GLOBAL ALLOCATION FUND CLASS F
LORD ABBETT GROWTH & INCOME STRATEGY FUND CLASS F
LORD ABBETT GROWTH AND INCOME STRATEGY FUND CLASS C
LORD ABBETT GROWTH LEADERS FUND CLASS A
LORD ABBETT GROWTH LEADERS FUND CLASS C
LORD ABBETT GROWTH LEADERS FUND CLASS F
LORD ABBETT GROWTH OPPORTUNITIES FUND CLASS C
LORD ABBETT GROWTH OPPORTUNITIES FUND CLASS F
LORD ABBETT HIGH YIELD FUND CLASS F
LORD ABBETT HIGH YIELD MUNI BOND FUND CLASS F
LORD ABBETT HIGH YIELD MUNICIPAL BOND FUND CLASS C
LORD ABBETT HIGH-YIELD FUND CLASS C
LORD ABBETT INCOME FUND CLASS C
LORD ABBETT INFLATION FOCUSED FUND CLASS A
LORD ABBETT INFLATION FOCUSED FUND CLASS C
LORD ABBETT INFLATION FOCUSED FUND CLASS F
LORD ABBETT INTERMEDIATE TAX- FREE FUND CLASS C
LORD ABBETT INTERMEDIATE TAX FREE FUND CLASS F
LORD ABBETT INTERNATIONAL CORE EQUITY FUND CLASS C
LORD ABBETT INTERNATIONAL CORE EQUITY FUND CLASS F
LORD ABBETT INT'L DIVIDEND INCOME FUND CLASS C
LORD ABBETT INT'L OPPORTUNITIES FUND CLASS C
LORD ABBETT INTL OPPORTUNITIES FUND CLASS F
LORD ABBETT INVESTMENT TRUST INCOME FUND CLASS F
LORD ABBETT LARGE CAP VALUE FUND CLASS C
LORD ABBETT LARGE CAP VALUE FUND CLASS F
LORD ABBETT MID CAP VALUE FUND CLASS F
LORD ABBETT MID-CAP VALUE FUND CLASS C
LORD ABBETT NATIONAL TAX FREE FUND CLASS F
LORD ABBETT NATIONAL TAX-FREE FUND CLASS C
LORD ABBETT NEW JERSEY TAX FREE FUND CLASS F
LORD ABBETT NEW YORK TAX FREE FUND CLASS F
LORD ABBETT NEW YORK TAX-FREE FUND CLASS C
LORD ABBETT SHORT DURATION INCOME FD CLASS F
LORD ABBETT SHORT DURATION INCOME FUND CLASS C
LORD ABBETT SHORT DURATION TAX FREE FUND CLASS C
LORD ABBETT SHORT DURATION TAX FREE FUND CLASS F
LORD ABBETT STOCK APPRECIATION FUND CLASS C
LORD ABBETT STOCK APPRECIATION FUND CLASS F
LORD ABBETT TOTAL RETURN FUND CLASS C
LORD ABBETT TOTAL RETURN FUND CLASS F
LORD ABBETT VALUE OPPORTUNITIES FUND CLASS C
LORD ABBETT VALUE OPPORTUNITIES FUND CLASS F
LORD ABBOTT INTERNATIONAL DIVIDEND INCOME FUND CLASS F
LOTSOFF MICRO CAP FUNDS
LS OPPORTUNITY FUND
MADISON INSTITUTIONAL EQUITY OPTION FUND
MADISON MOSAIC BALANCED FUND
MADISON MOSAIC CORE BOND FUND
MADISON MOSAIC DISCIPLINED EQUITY FUND
MADISON MOSAIC GOVERNMENT FUND
MADISON MOSAIC INSTITUTIONAL BOND FUND
MADISON MOSAIC INVESTORS FUND
MADISON MOSAIC MID CAP FUND
MADISON MOSAIC TAX FREE VIRGINIA FUND
MADISON MOSAIC TAX-FREE NATIONAL FUND
MAINGATE MLP FUND CLASS A
MAINGATE MLP FUND INSTITUTIONAL CLASS
MAINSTAY 130/30 CORE FUND CLASS C
MAINSTAY 130/30 CORE FUND CLASS I
MAINSTAY 130/30 GROWTH FUND CLASS C
MAINSTAY 130/30 GROWTH FUND CLASS I
CUSIP
543908818
543916266
543916589
543915326
543915318
543915292
54400R301
54400R608
54400N508
543912810
543912851
54400N300
543916506
54400U205
54400U304
54400U403
543912802
543912794
543915623
543915490
543915375
543915839
543915466
543916365
543915672
543915433
543919609
543919302
543902761
543902860
543902753
543902746
543902837
543916464
543916704
543912752
543912745
54400Y306
54400Y603
543916829
543916399
54400A308
54400A605
543915367
54567P106
92046L601
557876505
557876307
557878501
557876406
557878303
557878105
557876208
557876109
557879103
557879202
560599102
560599201
56063U737
56063U729
56063U687
56063U679
Page 105 of 185
Symbol
LAGFX
LGXFX
LWSCX
LGLAX
LGLCX
LGLFX
LMGCX
LGOFX
LHYFX
HYMFX
HYMCX
LHYCX
LAUSX
LIFAX
LIFCX
LIFFX
LISCX
LISFX
LICCX
LICFX
LIDCX
LINCX
LINFX
LAUFX
LLCCX
LCVFX
LMCFX
LMCCX
LANFX
LTNSX
LNJFX
LNYFX
NYLAX
LDLFX
LDLAX
LSDCX
LSDFX
LACGX
LALFX
LTRCX
LTRFX
LVOCX
LVOFX
LIDFX
LCMMX
LSOFX
MADOX
BHBFX
MADBX
MADEX
MADTX
MIIBX
MINVX
GTSGX
GTVAX
GTFHX
N/A
N/A
MYCCX
MYCIX
MYGCX
MYGIX
Fund Type
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
Fund Description
MAINSTAY 130/30 INTERNATIONAL FUND CLASS C
MAINSTAY 130/30 INTERNATIONAL FUND CLASS I
MAINSTAY BALANCED FUND CLASS B
MAINSTAY BALANCED FUND CLASS C
MAINSTAY BALANCED FUND CLASS I
MAINSTAY COMMON STOCK FUND CLASS B
MAINSTAY COMMON STOCK FUND CLASS C
MAINSTAY COMMON STOCK FUND CLASS I
MAINSTAY CONSERVATIVE ALLOCATION FUND CL B
MAINSTAY CONSERVATIVE ALLOCATION FUND CL C
MAINSTAY CONSERVATIVE ALLOCATION FUND CL I
MAINSTAY CONVERTIBLE FUND CLASS B
MAINSTAY CONVERTIBLE FUND CLASS C
MAINSTAY CONVERTIBLE FUND CLASS I
MAINSTAY DIVERSIFIED INCOME FUND CLAAS I
MAINSTAY DIVERSIFIED INCOME FUND CLASS B
MAINSTAY DIVERSIFIED INCOME FUND CLASS C
MAINSTAY EPOCH GLOBAL CHOICE FUND CLASS I
MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS C
MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I
MAINSTAY EPOCH INTERNATIONAL SMALL CAP FUND CLASS I
MAINSTAY EPOCH U.S. ALL CAP FUND CLASS
MAINSTAY EPOCH U.S. ALL CAP FUND CLASS C
MAINSTAY EPOCH U.S. ALL CAP FUND CLASS I
MAINSTAY EPOCH U.S. EQUITY FUND CLASS I
MAINSTAY FLOATING RATE FUND CLASS B
MAINSTAY FLOATING RATE FUND CLASS C
MAINSTAY FLOATING RATE FUND CLASS I
MAINSTAY GLOBAL HIGH INCOME FUND CLASS B
MAINSTAY GLOBAL HIGH INCOME FUND CLASS C
MAINSTAY GLOBAL HIGH INCOME FUND CLASS I
MAINSTAY GOVERNMENT FUND CLASS B
MAINSTAY GOVERNMENT FUND CLASS C
MAINSTAY GOVERNMENT FUND CLASS I
MAINSTAY GROWTH ALLOCATION FUND CLASS B
MAINSTAY GROWTH ALLOCATION FUND CLASS I
MAINSTAY GROWTH EQUITY FUND CLASS A
MAINSTAY GROWTH EQUITY FUND CLASS B
MAINSTAY GROWTH EQUITY FUND CLASS C
MAINSTAY GRPWTH ALLOCATION FUND CLASS C
MAINSTAY HIGH YIELD CORP. BOND CLASS C
MAINSTAY HIGH YIELD CORPORATE BOND FUND CLASS I
MAINSTAY HIGH YIELD CORPORATE BOND FUND CLASS R2
MAINSTAY HIGH YIELD MUNICIPAL BOND FUND CLASS I
MAINSTAY HIGH YIELD MUNICIPAL FUND CLASS C
MAINSTAY HIGH YIELD OPPORTUNITIES FUND CLASS C
MAINSTAY HIGH YIELD OPPORTUNITIES FUND CLASS I
MAINSTAY HIGH-YIELD CORPORATE BOND FUND CLASS B
MAINSTAY ICAP EQUITY FUND CLASS C
MAINSTAY ICAP EQUITY FUND CLASS I
MAINSTAY ICAP EQUITY FUND CLASS R1
MAINSTAY ICAP GLOBAL FUND CLASS C
MAINSTAY ICAP GLOBAL FUND CLASS I
MAINSTAY ICAP INTERNATIONAL FUND CLASS C
MAINSTAY ICAP INTERNATIONAL FUND CLASS I
MAINSTAY ICAP INTERNATIONAL FUND CLASS R1
MAINSTAY ICAP SELECT EQUITY FUND CLASS B
MAINSTAY ICAP SELECT EQUITY FUND CLASS C
CUSIP
56063U646
56063U638
278846423
278846555
278846209
56062F533
56062F269
56062X716
56063U307
56063U406
56063U505
56062F301
56062F434
56063N600
56062X500
56062F640
56062F350
56063J708
56063J872
56063J864
56063J823
56063J419
56063J393
56063J120
56063J302
56063J369
56063J351
56063J344
56062F467
56062F244
56062X559
56062F509
56062F384
56062X609
56063U802
56063U877
56063J328
56063J310
56063J294
56063U885
56062F376
56062X708
56063N501
56063U521
56063U539
27885C437
27885C429
56062F400
56063J518
56063J492
56063J484
56063J476
56063J468
56063J641
56063J633
56063J724
56063J716
56063J690
56063J682
56063J674
56063J591
56063J583
Page 106 of 185
Symbol
MYICX
MYIIX
MBNBX
MBACX
MBAIX
MOPBX
MGOCX
MSOIX
MCKBX
MCKCX
MCKIX
MCSVX
MCCVX
MCNVX
MSDIX
MASBX
MSICX
EPACX
EPSKX
EPSYX
EPIEX
MAWBX
MAWCX
MATIX
EPLCX
MXFBX
MXFCX
MXFIX
MGHBX
MHYCX
MGHIX
MCSGX
MGVCX
MGOIX
MGXBX
MGXIX
MREAX
MREBX
MRECX
MGXCX
MYHCX
MHYIX
MHYRX
MMHIX
MMHDX
MYHYX
MYHIX
MKHCX
ICAVX
ICAEX
ICAWX
ICAYX
ICAZX
ICGCX
ICGRX
ICEWX
ICEUX
ICETX
ICEYX
ICEZX
ICSQX
ICSVX
Fund Type
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAINSTAY FUNDS
MAIRS & POWERS FUNDS
MAIRS & POWERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
Fund Description
MAINSTAY ICAP SELECT EQUITY FUND CLASS I
MAINSTAY ICAP SELECT EQUITY FUND CLASS R1
MAINSTAY INCOME BUILDER FD CL B
MAINSTAY INCOME BUILDER FD CL C
MAINSTAY INCOME BUILDER FUND CLASS I
MAINSTAY INDEXED BOND FUND CLASS I
MAINSTAY INTERMEDIATE TERM BOND FUND CLASS B
MAINSTAY INTERMEDIATE TERM BOND FUND CLASS C
MAINSTAY INTERMEDIATE TERM BOND FUND CLASS I
MAINSTAY INTERNATIONAL EQUITY FUND CLASS C
MAINSTAY INTERNATIONAL EQUITY FUND CLASS I
MAINSTAY INTERNATL EQUITY FUND CLASS B
MAINSTAY LARGE-CAP GROWTH FUND CLASS B
MAINSTAY LARGE-CAP GROWTH FUND CLASS C
MAINSTAY LARGE-CAP GROWTH FUND CLASS I
MAINSTAY LARGE-CAP GROWTH FUND CLASS R1
MAINSTAY LARGE-CAP GROWTH FUND CLASS R2
MAINSTAY MAP FUND CLASS B
MAINSTAY MAP FUND CLASS C
MAINSTAY MODERATE ALLOCATION FUND CLASS B
MAINSTAY MODERATE ALLOCATION FUND CLASS C
MAINSTAY MODERATE ALLOCATION FUND CLASS I
MAINSTAY MODERATE GROWTH ALLOCATION FUND CLASS B
MAINSTAY MODERATE GROWTH ALLOCATION FUND CLASS C
MAINSTAY MODERATE GROWTH ALLOCATION FUND CLASS I
MAINSTAY RETIREMENT 2020 FUND CLASS A
MAINSTAY S&P 500 INDEX FUND CLASS I
MAINSTAY SHORT TERM BOND FUND CLASS I
MAINSTAY TAX FREE BOND FUND CLASS C
MAINSTAY TAX-FREE BOND FUND CLASS B
MAINSTAY U.S SMALL CAP FUND CLASS I
MAINSTAY U.S. SMALL CAP FUND CLASS B
MAIRS & POWER BALANCED FUND
MAIRS & POWER GROWTH FUND
GW & K MUNICIPAL ENHANCED YIELD FUND INSTITUTIONAL CLASS
MANAGERS AMG CHICAGO EQUITY PARTNERS BALANCED FD INST CLASS
MANAGERS AMG CHICAGO EQUITY PARTNERS BALANCED FUND CLASS C
MANAGERS AMG CHICAGO EQUITY PARTNERS MID-CAP FUND CLASS C
MANAGERS AMG CHICAGO EQUITY PARTNERS MID-CAP FUND INST CLASS
MANAGERS AMG ESSEX SMALL CAP FUND CLASS C
MANAGERS AMG FDS TIMES SQUARE MID CAP GROWTH FD CL P
MANAGERS AMG FQ GLOBAL ALTERNATIVES FUND CLASS C
MANAGERS AMG FQ GLOBAL ALTERNATIVES FUND SERVICE CLASS
MANAGERS AMG FQ GLOBAL ALTERNATIVES INSTITUTIONAL CLASS
MANAGERS AMG FQ GLOBAL ESSENTIALS FUND INSTL CLASS
MANAGERS AMG FQ GLOBAL ESSENTIALS FUND INVESTOR CLASS
MANAGERS AMG FQ TAX MANAGED U.S. EQUITY FUND CLASS C
MANAGERS AMG FQ U.S. EQUITY FUND CLASS C
MANAGERS AMG FQ U.S. EQUITY FUND INSTITUTIONAL CLASS
MANAGERS AMG GW&K SMALL CAP EQUITY FUND INSTITUTIONAL CLASS
MANAGERS AMG RENAISSANCE LARGE CAP GROWTH FUND INSTITUTIONAL CLASS
MANAGERS AMG SYSTEMATIC MID CAP VALUE FD CL A
MANAGERS AMG SYSTEMATIC MID CAP VALUE FUND INST CL
MANAGERS AMG SYSTEMATIC VALUE FUND CLASS C
MANAGERS AMG TSCM GROWTH EQUITY FUND INSTITUTIONAL CLASS
MANAGERS AMG TSCM GROWTH EQUITY FUND INVESTOR CLASS
MANAGERS BOND FUND
MANAGERS CADENCE CAP APPRECIATION FUND ADMINISTRATIVE
MANAGERS CADENCE CAP APPRECIATION FUND CLASS A
MANAGERS CADENCE CAP APPRECIATION FUND CLASS C
Page 107 of 185
CUSIP
56063J575
56063J567
56063J559
56063J542
56062F889
56062F426
56062X849
56063J252
56063J229
56063J211
56063J195
56062F442
56062X807
56062F830
56062X666
56062X658
56062X641
56062X633
56062X625
56062F194
56062F186
56063U844
56063U836
56063U828
56063U786
56063U778
56063U760
56063U497
56063J161
56063J138
56062F327
56062F806
278846100
278846241
560653107
560636102
561709726
56171P810
56171P828
56171P869
56171P851
561709775
561709833
56171L207
56171L702
56171L801
561717711
56171L876
56171L603
56171L405
561717687
561709593
561709643
561709767
561709742
561709783
56171L868
56171L850
561717505
561717562
561717554
561717539
Symbol
ICSLX
ICSWX
ICSYX
ICSZX
MKTRX
MCTRX
MTOIX
MIXIX
MTMBX
MTMCX
MTMIX
MIECX
MSIIX
MINEX
MLABX
MLACX
MLAIX
MLRRX
MLRTX
MAPBX
MMPCX
MMRBX
MMRCX
MMRIX
MGDBX
MGDCX
MGDIX
MYROX
MSPIX
MSTIX
MTFCX
MKTBX
MOPIX
MOTBX
MAPOX
MPGFX
GWMEX
MBEYX
MBECX
MKPCX
MKPYX
MBRCX
TMDPX
MGACX
MGASX
MGAIX
MMAFX
MMAVX
MFQCX
FQUCX
MEQFX
GWEIX
MRLIX
SYAMX
SYIMX
MSYCX
MTGIX
MTGVX
MGFIX
MCFYX
MPAFX
MPCFX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANAGERS FUNDS
MANNING & NAPIER FUNDS
Fund Description
MANAGERS CADENCE CAP APPRECIATION FUND CLASS D
MANAGERS CADENCE CAP APPRECIATION FUND CLASS P
MANAGERS CADENCE CAP APPRECIATION FUND CLASS R
MANAGERS CADENCE CAP APPRECIATION FUND INSTITUTIONAL
MANAGERS CADENCE EMERGING COMPANIES FUND ADMINISTRATIVE CLASS
MANAGERS CADENCE EMERGING COMPANIES FUND INSTITUTIONAL
MANAGERS CADENCE FOCUSED GROWTH FUND CLASS A
MANAGERS CADENCE FOCUSED GROWTH FUND CLASS C
MANAGERS CADENCE FOCUSED GROWTH FUND CLASS D
MANAGERS CADENCE FOCUSED GROWTH FUND CLASS P
MANAGERS CADENCE FOCUSED GROWTH FUND INSTITUTIONAL CLASS
MANAGERS CADENCE MID- CAP FUND ADMINISTRATIVE CLASS
MANAGERS CADENCE MID-CAP FUND CLASS A
MANAGERS CADENCE MID-CAP FUND CLASS C
MANAGERS CADENCE MID-CAP FUND CLASS D
MANAGERS CADENCE MID-CAP FUND CLASS P
MANAGERS CADENCE MID-CAP FUND CLASS R
MANAGERS CADENCE MID-CAP FUND INSTITUTIONAL
MANAGERS CALIFORNIA INTERMEDIATE TAX- FREE FUND
MANAGERS EMERGING MARKETS EQUITY FUND
MANAGERS FIXED INCOME FUND CLASS C
MANAGERS FIXED INCOME FUND INSTITUTIONAL CLASS
MANAGERS FQ TAX- MANAGED U.S. EQUITY FUND INSTL CLASS
MANAGERS FREMONT INST MICRO-CAP FUND
MANAGERS FREMONT MICRO-CAP FUND
MANAGERS GLOBAL BOND FUND
MANAGERS GW&K MUNI ENHANCED YIELD FUND INVESTOR CLASS
MANAGERS GW&K MUNICIPAL BOND FUND INVESTOR CLASS
MANAGERS GW&K SMALL-CAP EQUITY FUND INVESTOR CLASS
MANAGERS HIGH YIELD FUND CLASS C
MANAGERS HIGH YIELD FUND INSTITUTIONAL CLASS
MANAGERS INTERMED. DURATION GOVERNMENT FUND
MANAGERS INTERNATL EQUITY
MANAGERS PIMCO BOND FUND
MANAGERS REAL ESTATE SECURITIES FUND
MANAGERS RENAISSANCE LARGE CAP GROWTH FUND SERVICE CLASS
MANAGERS SHORT DURATION GOVERNMENT FUND
MANAGERS SPECIAL EQUITY
MANAGERS SPECIAL EQUITY FUND INSTITUTIONAL CLASS
MANAGERS TIMES SQUARE MID CAP GROWTH FUND CLASS I
MANAGERS TRILOGY EMERGING MARKETS EQUITY FUND SERVICE CLASS
MANAGERS TRILOGY GLOBAL EQUITY FUND SERVICE CLASS
MANAGERS TRILOGY INTERNATIONAL SMALL CAP EQTY FD SERVICE CLASS
RENAISSANCE LARGE CAP GROWTH FUND INVESTOR CLASS
SKYLINE SPECIAL EQUITIES FUND
MANNING & NAPIER FD INC EQUITY SRS FUND
MANNING & NAPIER FD INC, INTERNATIONAL SERIES
MANNING & NAPIER FD INC. PRO-BLEND EXTENDED TERM SERIES
MANNING & NAPIER FD INC. PRO-BLEND MAXIMUM TERM SERIES
MANNING & NAPIER FD INC. PRO-BLEND MODERATE TERM SERIES
MANNING & NAPIER FD INC. SMALL CAP SERIES
MANNING & NAPIER FD INC. WORLD OPPORTUNITIES SERIES
MANNING & NAPIER FD TARGET 2010 SERIES CLASS C
MANNING & NAPIER FD TARGET 2010 SERIES CLASS I
MANNING & NAPIER FD TARGET 2010 SERIES CLASS K
Page 108 of 185
CUSIP
561717521
561717513
561717497
561717570
561717380
561717398
561717356
561717349
561717331
561717323
561717372
561717471
561717463
561717448
561717430
561717422
561717414
561717489
561717620
561717828
56171P646
56171P638
561709304
561717653
561717661
561717836
561709627
561709692
561709718
56171P687
56171P679
561717786
561717406
561717638
561717646
561709650
561717794
561717208
561717752
561709841
561709544
561709577
561709510
561709668
561709734
563821602
563821529
563821768
563821594
563821776
563821107
563821545
56382P757
56382P302
56382P880
56382P740
56382P401
56382P872
56382P732
56382P500
56382P864
56382P724
Symbol
MCFDX
MCFPX
MPRFX
MPCIX
MECAX
MECIX
MFAGX
MGCFX
MFDGX
MFPGX
MFIGX
MCMYX
MCMAX
MCMCX
MCMDX
MCMPX
MCMRX
MCMFX
MCATX
MEMEX
MFDCX
MFDYX
MFQTX
MIMFX
MMCFX
MGGBX
GWMNX
GWMTX
GWETX
MHHCX
MHHYX
MGIDX
MGITX
MBDFX
MRESX
MRLSX
MGSDX
MGSEX
MSEIX
TMDIX
TLESX
TLGSX
TLSSX
MRLTX
SKSEX
EXEYX
EXITX
MNBAX
EXHAX
EXBAX
MNSMX
EXWAX
MTHCX
MTHIX
MTHKX
MTNCX
MTNIX
MTNKX
MTPCX
MTPIX
MTPKX
MTTCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MANOR FUNDS
MARATHON VALUE FUND
MARINER FUNDS
MARINER FUNDS
MARKETFIELD FUND
MARKETOCRACY FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSHALL FUNDS
MARSICO FUNDS
MARSICO FUNDS
MARSICO FUNDS
MARSICO FUNDS
MARSICO FUNDS
MARSICO FUNDS
MASTERS SELECT FUNDS
Fund Description
MANNING & NAPIER FD TARGET INCOME SERIES CLASS C
MANNING & NAPIER FD TARGET INCOME SERIES CLASS I
MANNING & NAPIER FD TARGET INCOME SERIES CLASS K
MANNING & NAPIER FD TARGET SERIES 2040 CLASS K
MANNING & NAPIER FUND INC. PRO-BLEND CONSERVATIVE TERM SERIES
MANNING & NAPIER FUND TAX MANAGED SERIES CLASS A
MANNING & NAPIER FUND, INC. OVERSEAS SERIES
MANNING & NAPIER HIGH YIELD BOND FUND CLASS N
MANNING & NAPIER PRO-BLEND CONSERV TERM SERIES FD CL I
MANNING & NAPIER PRO-BLEND EXTENDED TERM SERIES FD CL C
MANNING & NAPIER PRO-BLEND EXTENDED TERM SERIES FD CL I
MANNING & NAPIER PRO-BLEND MAXIMUM TERM SERIES FD CL C
MANNING & NAPIER PRO-BLEND MAXIMUM TERM SERIES FD CL I
MANNING & NAPIER PRO-BLEND MODERATE TERM SERIES FD CL C
MANNING & NAPIER REAL ESTATE SERIES FUND CLASS N
MANNING AND NAPIER CORE PLUS BOND SERIES
MANNING AND NAPIER INFLATION FOCUS EQUITY SERIES FUND
MANNING AND NAPIER PRO-BLEND CONSERV TERM SERIES FD CL C
MANNING AND NAPIER PRO-BLEND MODERATE TERM SERIES FD CL I
MANOR INVESTMENTS FUNDS, INC GROWTH FUND
MARATHON VALUE PORTFOLIO FUND
MARINER 130/30 FUND INSTITUTIONAL CLASS
MARINER 130/30 FUND INVESTOR CLASS
MARKETFIELD FUND
MARKETOCRACY MASTERS 100 FUND
MARSHALL AGGREGATE BOND FUND CL Y
MARSHALL CORE PLUS BOND CLASS Y
MARSHALL CORPORATE INCOME FUND CLASS Y
MARSHALL EMERGING MARKETS EQUITY FUND CLASS Y
MARSHALL GOVERNMENT INCOME FUND CLASS Y
MARSHALL INTERMED TAX FREE FUND CLASS Y
MARSHALL INTL STOCK FUND CLASS Y
MARSHALL LARGE CAP VALUE FUND CLASS Y
MARSHALL LARGE-CAP FOCUS FUND CLASS Y
MARSHALL LARGE-CAP GROWTH FUND CLASS I
MARSHALL LARGE-CAP GROWTH FUND CLASS Y
MARSHALL LARGE-CAP VALUE FUND CLASS I
MARSHALL MID CAP VALUE FUND CLASS I
MARSHALL MID-CAP GROWTH FUND CLASS I
MARSHALL MID-CAP GROWTH FUND CLASS Y
MARSHALL MID-CAP VALUE FUND CLASS Y
MARSHALL SHORT-INTERMEDIATE BOND FUND CLASS Y
MARSHALL SHORT-TERM INCOME FUND CLASS Y
MARSHALL SMALL CAP GROWTH FUND CLASS Y
MARSHALL SMALL-CAP GROWTH FUND CLASS I
MARSHALL SMALL-CAP VALUE FUND CLASS Y
MARSHALL ULTRA SHORT TAX-FREE FUND CLASS Y
MARSICO 21ST CENTURY FUND
MARSICO FLEXIBLE CAPITAL FUND
MARSICO FOCUS FUND
MARSICO GLOBAL FUND
MARSICO GROWTH FUND
MARSICO INTERNATIONAL OPPORTUNITIES FUND
LITMAN GREGORY MASTERS FOCUSED OPP FUND INST CLASS
LITMAN GREGORY MASTERS INT'L FUND INSTITUTIONAL CLASS
LITMAN GREGORY MASTERS SMALLER COMPANIES FD INST CL
LITMAN GREGORY MASTERS VALUE FUND INSTITUTIONAL CLASS
LITMIN GREGORY MASTERS EQUITY FUND INSTITUTIONAL CLASS
CUSIP
56382P609
56382P716
56382P708
56382P849
56382P765
56382P203
56382P807
56382P856
563821651
563821669
563821503
56382P583
56382P690
56382P617
56382P674
56382P591
56382P666
56382P625
56382P641
563821206
56382P575
56382P633
56382P682
564057206
90470K602
89833W535
89833W543
89833W865
57062A409
572353621
572353456
572353423
572353480
572353605
572353845
572353837
572353886
572353381
572353555
572353704
572353563
572353548
572353530
572353878
572353860
572353506
572353407
572353829
572353522
572353340
572353399
573012309
573012507
573012101
573012606
573012200
573012408
53700T702
53700T207
53700T306
53700T405
53700T108
Page 109 of 185
Symbol
MTTIX
MTYCX
MTYIX
MTYKX
MTDCX
MTDIX
MTDKX
MTTKX
EXDAX
EXTAX
EXOSX
MNHYX
MNCIX
MNECX
MNBIX
MNHCX
MNHIX
MNMCX
MNREX
EXCPX
MNIFX
MNCCX
MNMIX
MNRGX
MVPFX
MARNX
MARVX
MFLDX
MOFQX
MABYX
MCYBX
MCIYX
MEMYX
MRGIX
MITFX
MRISX
MREIX
MLYFX
MLCIX
MASTX
MLVIX
MRVIX
MRMIX
MRMSX
MRVEX
MAIBX
MSINX
MRSCX
MSGIX
MRSYX
MUYSX
MXXIX
MFCFX
MFOCX
MGLBX
MGRIX
MIOFX
MSFOX
MSILX
MSSFX
MSVFX
MSEFX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MATRIX ADVISORS FUND
MATTHEWS FUNDS
MATTHEWS FUNDS
MATTHEWS FUNDS
MATTHEWS FUNDS
MATTHEWS FUNDS
MATTHEWS FUNDS
MATTHEWS FUNDS
MATTHEWS FUNDS
MATTHEWS FUNDS
MATTHEWS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MEMBERS FUNDS
MERGER FUND
MERIDIAN FUNDS
MERIDIAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
METROPOLITAN FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
Fund Description
MATRIX ADVISOR'S VALUE FUND
MATTHEWS ASIA DIVIDEND FUND
MATTHEWS ASIA GROWTH FUND
MATTHEWS ASIAN SCIENCE AND TECHNOLOGY FUND
MATTHEWS CHINA DIVIDEND FUND
MATTHEWS CHINA FUND
MATTHEWS CHINA SMALL COMPANIES FUND INVESTOR CLASS
MATTHEWS INDIA FUND
MATTHEWS JAPAN FUND
MATTHEWS KOREA FUND
MATTHEWS PACIFIC TIGER FUND
MEMBERS AGGRESSIVE ALLOCATION FUND CLASS A
MEMBERS AGGRESSIVE ALLOCATION FUND CLASS B
MEMBERS AGGRESSIVE ALLOCATION FUND CLASS C
MEMBERS BOND FUND CLASS A
MEMBERS BOND FUND CLASS B
MEMBERS CONSERVATIVE ALLOCATION FD CL A
MEMBERS CONSERVATIVE ALLOCATION FD CL B
MEMBERS CONSERVATIVE ALLOCATION FUND CL C
MEMBERS DIVERSIFIED INCOME FUND CLASS A
MEMBERS DIVERSIFIED INCOME FUND CLASS B
MEMBERS EQUITY INCOME FUND CLASS A
MEMBERS HIGH INCOME FUND CLASS A
MEMBERS HIGH INCOME FUND CLASS B
MEMBERS INTERNATIONAL STOCK FUND CLASS B
MEMBERS INTERNATONAL STOCK FUND CLASS A
MEMBERS LARGE CAP GROWTH FUND CLASS A
MEMBERS LARGE CAP GROWTH FUND CLASS B
MEMBERS LARGE CAP VALUE FUND CLASS A
MEMBERS LARGE CAP VALUE FUND CLASS B
MEMBERS MID CAP FUND CLASS A
MEMBERS MID CAP FUND CLASS B
MEMBERS MODERATE ALLOCATION FUND CLASS A
MEMBERS MODERATE ALLOCATION FUND CLASS B
MEMBERS MODERATE ALLOCATION FUND CLASS C
MEMBERS SMALL CAP FUND CLASS A
MEMBERS SMALL CAP FUND CLASS B
MERGER FUND
MERIDIAN GROWTH FUND
MERIDIAN VALUE FUND
METROPOLITAN WEST ALPHA TRAK 500 FUND
METROPOLITAN WEST HIGH YIELD BOND FUND CLASS M
METROPOLITAN WEST HIGH YIELD FUND CLASS I
METROPOLITAN WEST INTERMEDIATE BOND FUND CLASS I
METROPOLITAN WEST INTERMEDIATE BOND FUND CLASS M
METROPOLITAN WEST LOW DURATION BOND FUND CLASS I
METROPOLITAN WEST LOW DURATION BOND FUND CLASS M
METROPOLITAN WEST STRATEGIC INCOME FUND CLASS I
METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I
METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS M
METROPOLITAN WEST ULTRA SHORT BOND FD CLASS I
METROPOLITAN WEST ULTRA SHORT BOND FUND CLASS M
MFS ABSOLUTE RETURN FUND CLASS B
MFS ABSOLUTE RETURN FUND CLASS C
MFS ABSOLUTE RETURN FUND CLASS I
MFS AGGRESSIVE GROWTH ALLOCATION CLASS B
MFS AGGRESSIVE GROWTH ALLOCATION FUND CLASS C
MFS AGGRESSIVE GROWTH ALLOCATION FUND CLASS I
MFS ALABAMA MUNICIPAL BOND FUND CLASS B
MFS ARKANSAS MUNICIPAL BOND FUND CLASS B
MFS ASIA PACIFIC EX-JAPAN EQUITY FUND CLASS C
MFS ASIA PACIFIC EX-JAPAN FUND CLASS B
CUSIP
57681T102
577125107
577130867
577130883
577125305
577130701
577125404
577130859
577130800
577130305
577130107
585897739
585897721
585897523
585897309
585897408
585897770
585897762
585897549
585897507
585897606
585897515
585897705
585897804
585897838
585897846
585897861
585897853
585897887
585897879
585897812
585897820
585897754
585897747
585897531
585897572
585897564
589509108
589619105
589619204
592905400
592905871
592905848
592905855
592905863
592905608
592905202
592905822
592905509
592905103
592905798
592905814
552746539
552746521
552746513
55273G678
55273G660
55273G652
55273N780
55273N772
552988743
552988750
Page 110 of 185
Symbol
MAVFX
MAPIX
MPACX
MATFX
MCDFX
MCHFX
MCSMX
MINDX
MJFOX
MAKOX
MAPTX
MAGSX
MAGBX
MAACX
MBOAX
MBOBX
MCNAX
MCNBX
MCOCX
MBLAX
MBLNX
MENAX
MHNAX
MHNBX
MINBX
MINAX
MCAAX
MCPBX
MGWAX
MGWBX
MERAX
MERBX
MMDAX
MMDRX
MMDCX
MASVX
MBSVX
MERFX
MERDX
MVALX
MWATX
MWHYX
MWHIX
MWIIX
MWIMX
MWLIX
MWLDX
MWSIX
MWTIX
MWTRX
MWUIX
MWUSX
MRNBX
MRNCX
MRNIX
MBAGX
MCAGX
MIAGX
MBABX
MBARX
MPXCX
MPXBX
Fund Type
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
Fund Description
MFS ASIA PACIFIC EX-JAPAN FUND CLASS I
MFS BLENDED RESEARCH CORE EQUITY FUND CLASS C
MFS BOND FUND CLASS B
MFS BOND FUND CLASS C
MFS BOND FUND CLASS I
MFS CALIFORNIA MUNICIPAL BOND FUND CLASS B
MFS CALIFORNIA MUNICIPAL BOND FUND CLASS C
MFS CONSERVATIVE ALLOCATION FUND CLASS C
MFS CONSERVATIVE ALLOCATION FUND CLASS I
MFS CONSERVATIVE ASSET ALLOCATION FUND CLASS B
MFS CORE EQUITY FUND CLASS B
MFS CORE EQUITY FUND CLASS C
MFS CORE EQUITY FUND CLASS I
MFS DIVERSIFIED INCOME FUND CLASS C
MFS DIVERSIFIED INCOME FUND CLASS I
MFS DIVERSIFIED TARGET RETURN FUND CLASS B
MFS DIVERSIFIED TARGET RETURN FUND CLASS C
MFS DIVERSIFIED TARGET RETURN FUND CLASS W
MFS EMERGING GROWTH FUND CLASS I
MFS EMERGING MARKET DEBT FUND CLASS I
MFS EMERGING MARKETS DEBT FUND CLASS B
MFS EMERGING MARKETS DEBT FUND CLASS C
MFS EMERGING MARKETS DEBT FUND CLASS W
MFS EMERGING MARKETS EQUITY FUND CLASS B
MFS EMERGING MARKETS EQUITY FUND CLASS C
MFS EMERGING MARKETS EQUITY FUND CLASS I
MFS EQUITY OPPORTUNITIES FUND CLASS B
MFS EQUITY OPPORTUNITIES FUND CLASS C
MFS EQUITY OPPORTUNITIES FUND CLASS I
MFS EQUITY OPPORTUNITIES FUND CLASS W
MFS EUROPEAN EQUITY FUND CLASS B
MFS EUROPEAN EQUITY FUND CLASS C
MFS EUROPEAN EQUITY FUND CLASS I
MFS FLORIDA MUNICIPAL BOND FUND CLASS B
MFS GEORGIA MUNICIPAL BOND FUND CLASS B
MFS GLOBAL BOND FUND CLASS B
MFS GLOBAL BOND FUND CLASS C
MFS GLOBAL BOND FUND CLASS I
MFS GLOBAL EQUITY FUND CLASS B
MFS GLOBAL EQUITY FUND CLASS C
MFS GLOBAL EQUITY FUND CLASS I
MFS GLOBAL GROWTH FUND CLASS B
MFS GLOBAL GROWTH FUND CLASS C
MFS GLOBAL GROWTH FUND CLASS I
MFS GLOBAL MULTI- ASSET FUND CLASS B
MFS GLOBAL MULTI- ASSET FUND CLASS C
MFS GLOBAL MULTI- ASSET FUND CLASS I
MFS GLOBAL TOTAL RETURN FUND CLASS B
MFS GLOBAL TOTAL RETURN FUND CLASS C
MFS GLOBAL TOTAL RETURN FUND CLASS I
MFS GOVERNMENT SECURITIES FUND CLASS B
MFS GOVERNMENT SECURITIES FUND CLASS C
MFS GOVERNMENT SECURITIES FUND CLASS I
MFS GROWTH ALLOCATION FUND CLASS B
MFS GROWTH ALLOCATION FUND CLASS C
MFS GROWTH ALLOCATION FUND CLASS I
MFS GROWTH FUND CLASS B
MFS GROWTH FUND CLASS C
MFS GROWTH FUND CLASS W
MFS HIGH YIELD OPPORTUNITIES FUND CLASS W
MFS HIGH-INCOME FUND CLASS B
MFS HIGH-INCOME FUND CLASS C
CUSIP
552988735
55273W608
55272P307
55272P703
55272P877
55273N582
55273N558
55273G793
55273G785
55273G819
552983827
552983819
552983686
552982829
552982811
55276T206
55276T305
55276T503
552985863
55273E640
55273E665
55273E657
552743304
55273E608
55273E889
55273E855
55275E465
55275E457
55275E291
55275E440
552988719
552988693
552988685
55273N764
55273N756
552746620
552746612
552746596
552986606
552986887
552986861
552989402
552989501
552989808
55278K203
55278K302
55278K401
552986200
552986804
552986853
552982209
552982308
552982407
55273G728
55273G710
55273G694
552985202
552985889
552985681
552984718
552984205
552984502
Page 111 of 185
Symbol
MPXIX
MUECX
MFBBX
MFBCX
MBDIX
MBCAX
MCCAX
MACVX
MACIX
MACBX
MRGBX
MRGCX
MRGRX
DIFCX
DIFIX
DVRBX
DVRCX
DVRWX
MFEIX
MEDIX
MEDBX
MEDCX
MEDWX
MEMBX
MEMCX
MEMIX
SRFBX
SRFCX
SRFIX
SRFWX
MEEBX
MEECX
MEEIX
MBFLX
MBGAX
MGBBX
MGBDX
MGBJX
MWEBX
MWECX
MWEIX
MWOBX
MWOCX
MWOIX
GLMBX
GLMCX
GLMIX
MFWBX
MFWCX
MFWIX
MFGBX
MFGDX
MGSIX
MBGWX
MCGWX
MGWIX
MEGBX
MFECX
MFEWX
MHOWX
MHIBX
MHICX
Fund Type
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
Fund Description
MFS HIGH-INCOME FUND CLASS I
MFS HIGH-YIELD OPPORTUNITIES FUND CLASS B
MFS HIGH-YIELD OPPORTUNITIES FUND CLASS C
MFS HIGH-YIELD OPPORTUNITIES FUND CLASS I
MFS INFLATION ADJUSTED BOND FUND CLASS B
MFS INFLATION ADJUSTED BOND FUND CLASS C
MFS INFLATION- ADJUSTED BOND FUND CLASS I
MFS INTERNATIONAL DIVERSIFICATION FUND CLASS B
MFS INTERNATIONAL DIVERSIFICATION FUND CLASS C
MFS INTERNATIONAL DIVERSIFICATION FUND CLASS I
MFS INTERNATIONAL GROWTH FUND CLASS B
MFS INTERNATIONAL GROWTH FUND CLASS C
MFS INTERNATIONAL GROWTH FUND CLASS I
MFS INTERNATIONAL GROWTH FUND CLASS W
MFS INTERNATIONAL NEW DISCOVERY FUND CLASS B
MFS INTERNATIONAL NEW DISCOVERY FUND CLASS C
MFS INTERNATIONAL VALUE FUND CLASS B
MFS INTERNATIONAL VALUE FUND CLASS C
MFS INTERNATIONAL VALUE FUND CLASS I
MFS INTERNATIONAL VALUE FUND CLASS W
MFS LATIN AMERICAN EQUITY FUND CLASS B
MFS LATIN AMERICAN EQUITY FUND CLASS C
MFS LATIN AMERICAN EQUITY FUND CLASS I
MFS LIFETIME 2010 FUND CLASS B
MFS LIFETIME 2010 FUND CLASS C
MFS LIFETIME 2010 FUND CLASS I
MFS LIFETIME RETIREMENT INCOME FUND CLASS B
MFS LIFETIME RETIREMENT INCOME FUND CLASS C
MFS LIFETIME RETIREMENT INCOME FUND CLASS I
MFS LIMITED MATURITY FUND CLASS I
MFS LIMITED-MATURITY FUND CLASS C
MFS MARYLAND MUNICIPAL BOND FUND CLASS B
MFS MASSACHUSETTS INVESTORS GROWTH STOCK FUND CLASS B
MFS MASSACHUSETTS INVESTORS GROWTH STOCK FUND CLASS C
MFS MASSACHUSETTS INVESTORS GROWTH STOCK FUND CLASS I
MFS MASSACHUSETTS INVESTORS TRUST CLASS B
MFS MASSACHUSETTS INVESTORS TRUST CLASS C
MFS MASSACHUSETTS INVESTORS TRUST CLASS I
MFS MASSACHUSETTS MUNICIPAL BOND FUND CLASS B
MFS MID CAP VALUE FUND CLASS I
MFS MID-CAP GROWTH FUND CLASS B
MFS MID-CAP GROWTH FUND CLASS C
MFS MID-CAP GROWTH FUND CLASS I
MFS MID-CAP VALUE FUND CLASS B
MFS MID-CAP VALUE FUND CLASS C
MFS MISSISSIPPI MUNICIPAL BOND FUND CLASS B
MFS MODERATE ALLOCATION FUND CLASS B
MFS MODERATE ALLOCATION FUND CLASS C
MFS MODERATE ALLOCATION FUND CLASS I
MFS MUNICIPAL HIGH INCOME FUND CLASS I
CUSIP
552984601
552984809
552984882
552984874
55272P349
55272P331
55272P398
55273G322
55273G314
55273G298
55273E202
55273E863
55273E848
552743205
552981870
552981862
55273E400
55273E871
55273E822
552743106
552988669
552988651
552988644
55275E861
55275E853
55275E846
55275E762
55275E754
55275E747
55275E663
55275E655
55275E648
55275E564
55275E556
55275E549
55275E374
55275E366
55275E358
55275E200
55275E309
55275E408
55272P869
55272P802
55273N723
575719208
575719307
575719406
575736202
575736301
575736400
55273N731
55272P596
552987802
552987885
552987877
55272P620
55272P612
55273N715
55273G769
55273G751
55273G744
552984692
Page 112 of 185
Symbol
MHIIX
MHOBX
MHOCX
MHOIX
MIABX
MIACX
MIAIX
MDIFX
MDIGX
MDIJX
MGRBX
MGRCX
MQGIX
MGRWX
MIDBX
MIDCX
MGIBX
MGICX
MINIX
MINWX
MLEBX
MLECX
MLEIX
MFSBX
MFSDX
MFSIX
MFLBX
MFLCX
MFLIX
MLTBX
MLTCX
MLTIX
MLFBX
MLFCX
MLFIX
MFFRX
MFFDX
MFFIX
MLLBX
MLLCX
MLLIX
MQLIX
MQLCX
MBMDX
MIGBX
MIGDX
MGTIX
MITBX
MITCX
MITIX
MBMAX
MCVIX
OTCBX
OTCCX
OTCIX
MCBVX
MVCCX
MBMSX
MMABX
MMACX
MMAIX
MMIIX
Fund Type
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MFS FUNDS
MIDAS FUNDS
MIDAS FUNDS
MIDAS FUNDS
MILLER CONVERTIBLE FUNDS
MIRAE FUNDS
MIRAE FUNDS
MIRAE FUNDS
MIRAE FUNDS
MIRAE FUNDS
Fund Description
MFS MUNICIPAL HIGH-INCOME FUND CLASS B
MFS MUNICIPAL HIGH-INCOME FUND CLASS C
MFS MUNICIPAL INCOME FUND CLASS B
MFS MUNICIPAL INCOME FUND CLASS C
MFS MUNICIPAL INCOME FUND CLASS I
MFS MUNICIPAL LIMITED MATURITY FUND CLASS I
MFS MUNICIPAL LIMITED-MATURITY FUND CLASS C
MFS NEW DISCOVERY FUND CLASS B
MFS NEW DISCOVERY FUND CLASS C
MFS NEW DISCOVERY VALUE FUND CLASS A
MFS NEW DISCOVERY VALUE FUND CLASS R2
MFS NEW YORK MUNICIPAL BOND FUND CLASS B
MFS NEW YORK MUNICIPAL BOND FUND CLASS C
MFS NORTH CAROLINA MUNICIPAL BOND FUND CLASS B
MFS NORTH CAROLINA MUNICIPAL BOND FUND CLASS C
MFS PENNSYLVANIA MUNICIPAL BOND FUND CLASS B
MFS RESEARCH BOND FUND CLASS B
MFS RESEARCH BOND FUND CLASS C
MFS RESEARCH BOND FUND CLASS I
MFS RESEARCH BOND FUND CLASS W
MFS RESEARCH FUND CLASS B
MFS RESEARCH FUND CLASS C
MFS RESEARCH FUND CLASS I
MFS RESEARCH FUND CLASS W
MFS RESEARCH INTERNATIONAL FUND CLASS B
MFS RESEARCH INTERNATIONAL FUND CLASS C
MFS RESEARCH INTERNATIONAL FUND CLASS I
MFS RESEARCH INTERNATIONAL FUND CLASS W
MFS SOUTH CAROLINA MUNICIPAL BOND FUND CLASS B
MFS STRATEGIC INCOME FUND CLASS B
MFS STRATEGIC INCOME FUND CLASS C
MFS STRATEGIC INCOME FUND CLASS I
MFS TECHNOLOGY FUND CLASS B
MFS TECHNOLOGY FUND CLASS C
MFS TECHNOLOGY FUND CLASS I
MFS TENNESSEE MUNICIPAL BOND FUND CLASS B
MFS TOTAL RETURN FUND CLASS B
MFS TOTAL RETURN FUND CLASS C
MFS TOTAL RETURN FUND CLASS I
MFS UNION STANDARD EQUITY FUND CLASS B
MFS UNION STANDARD EQUITY FUND CLASS I
MFS UTILITIES FUND CLASS B
MFS UTILITIES FUND CLASS C
MFS UTILITIES FUND CLASS I
MFS VALUE FUND CLASS B
MFS VALUE FUND CLASS C
MFS VALUE FUND CLASS I
MFS VALUE FUND CLASS W
MFS VIRGINIA MUNICIPAL BOND FUND CLASS B
MFS VIRGINIA MUNICIPAL BOND FUND CLASS C
MFS WEST VIRGINIA MUNICIPAL BOND FUND CLASS B
MIDAS FUND
MIDAS PERPETUAL PORTFOLIO FUND
MIDAS SPECIAL FUND INC.
MILLER CONVERTIBLE FUND CLASS A
MILLER CONVERTIBLE FUND CLASS C
MILLER CONVERTIBLE FUND CLASS I
MIRAE ASSET ASIA GREAT CONSUMER FUND CLASS C
MIRAE ASSET ASIA SECTOR LEADER FUND CLASS C
MIRAE ASSET BRAZIL SECTOR LEADER FUND CLASS C
MIRAE ASSET CHINA SECTOR LEADER FUND CLASS C
MIRAE ASSET GLOBAL EMERGING MARKETS GREAT CONSUMER FD CL C
CUSIP
552984403
552984866
55273N566
55273N525
55273N434
55274K504
55272P885
552983546
552983538
55278M100
55278M605
55273N681
55273N467
55273N699
55273N541
55273N673
55272P794
55272P786
55272P778
55274K306
552981201
552981508
552981706
552981417
552983496
552983488
552983470
55273H437
55273N665
552989204
552989600
552989709
552983454
552983447
552983439
55273N657
552981409
552981607
552981805
55273W509
55273W103
552986408
552986705
552986879
552983843
552983835
552983694
55273H445
55273N632
55273N533
55273N616
59562C109
59563J103
59563P109
60055P102
60055P300
60055P201
60462F796
60462F507
60462F861
60462F804
60462F838
Page 113 of 185
Symbol
MMHBX
MMHCX
MMIBX
MMICX
MIMIX
MTLIX
MTLCX
MNDBX
MNDCX
NDVAX
NDVSX
MBNYX
MCNYX
MBNCX
MCNCX
MBPAX
MRBBX
MRBCX
MRBIX
MRBWX
MFRBX
MFRCX
MRFIX
MFRWX
MRIBX
MRICX
MRSIX
MRIWX
MBSCX
MIOBX
MIOCX
MFIIX
MTCBX
MTCCX
MTCIX
MBTNX
MTRBX
MTRCX
MTRIX
MUSBX
MUSEX
MMUBX
MMUCX
MMUIX
MFEBX
MEICX
MEIIX
MEIWX
MBVAX
MVACX
MBWVX
MIDSX
MPERX
MISEX
MCFAX
MCFCX
MCIFX
MGCCX
MCLAX
MCLBX
MCLCX
MCCGX
Fund Type
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MIRAE FUNDS
MIRZAM CAPITAL FUND
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MMA PRAXIS FUNDS
MONETTA FUNDS
MONETTA FUNDS
MONETTA FUNDS
MONETTA FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MONTEAGLE FUNDS
MORGAN DEMPSEY FUNDS
MORGAN STANLEY DEAN WITTER
Fund Description
MIRAE ASSET GLOBAL EMERGING MARKETS SECTOR LEADER FD CL C
MIRZAM CAPITAL APPRECIATION FUND
MMA PRAXIS BALANCED ALLOCATION PORTFOLIO CLASS A
MMA PRAXIS CONSERVATIVE ALLOCATION PORTFOLIO CLASS A
MMA PRAXIS CORE STOCK FUND CLASS A
MMA PRAXIS GROWTH ALLOCATION PORTFOLIO CLASS A
MMA PRAXIS GROWTH INDEX FUND CLASS A
MMA PRAXIS GROWTH INDEX FUND CLASS I
MMA PRAXIS INTERMEDIATE INCOME FUND CLASS A
MMA PRAXIS INTERMEDIATE INCOME FUND CLASS I
MMA PRAXIS INTERNATIONAL INDEX FUND CLASS A
MMA PRAXIS INT'L FUND CLASS A
MMA PRAXIS SMALL CAP FUND CLASS A
MMA PRAXIS SMALL CAP FUND CLASS I
MMA PRAXIS VALUE INDEX FUND CLASS A
MONETTA FUND
MONETTA MID-CAP EQUITY FUND
MONETTA YOUNG INVESTOR FUND
ORION/ MONETTA INTERMEDIATE BOND FUND
MONTEAGLE FIXED INCOME FUND
MONTEAGLE FIXED INCOME FUND CLASS C
MONTEAGLE INFORMED INVESTOR GROWTH FUND
MONTEAGLE INFORMED INVESTOR GROWTH FUND CLASS C
MONTEAGLE LARGE CAP GROWTH FUND
MONTEAGLE QUALITY GROWTH FUND
MONTEAGLE QUALITY GROWTH FUND CLASS C
MONTEAGLE SELECT VALUE FUND
MONTEAGLE SELECT VALUE FUND CLASS C
MONTEAGLE VALUE FUND
MONTEAGLE VALUE FUND CLASS C
MORGAN DEMPSEY SMALL/MICRO CAP VALUE FUND
MORGAN STANLEY EUROPEAN EQUITY FUND CLASS A
MORGAN STANLEY EUROPEAN EQUITY FUND CLASS B
MORGAN STANLEY EUROPEAN EQUITY FUND CLASS C
MORGAN STANLEY FLEXIBLE INCOME FUND CLASS A
MORGAN STANLEY FLEXIBLE INCOME FUND CLASS B
MORGAN STANLEY FLEXIBLE INCOME FUND CLASS C
MORGAN STANLEY FLEXIBLE INCOME FUND CLASS I
MORGAN STANLEY FOCUS GROWTH FUND CLASS A
MORGAN STANLEY FOCUS GROWTH FUND CLASS B
MORGAN STANLEY FOCUS GROWTH FUND CLASS C
MORGAN STANLEY FOCUS GROWTH FUND CLASS I
MORGAN STANLEY GLOBAL STRATEGIST FUND CLASS A
MORGAN STANLEY GLOBAL STRATEGIST FUND CLASS B
MORGAN STANLEY GLOBAL STRATEGIST FUND CLASS C
MORGAN STANLEY GLOBAL STRATEGIST FUND CLASS I
MORGAN STANLEY INTERNATIONAL FUND CLASS A
MORGAN STANLEY INTERNATIONAL FUND CLASS B
MORGAN STANLEY INTERNATIONAL FUND CLASS C
MORGAN STANLEY INTERNATIONAL FUND CLASS I
MORGAN STANLEY INTERNATIONAL VALUE EQUITY FUND CLASS A
MORGAN STANLEY INTERNATIONAL VALUE EQUITY FUND CLASS B
MORGAN STANLEY INTERNATIONAL VALUE EQUITY FUND CLASS C
MORGAN STANLEY LIMITED DURATION U.S. GOVT TRUST
MORGAN STANLEY MORTGAGE SECURITIES TRUST CLASS A
MORGAN STANLEY MORTGAGE SECURITIES TRUST CLASS B
MORGAN STANLEY MORTGAGE SECURITIES TRUST CLASS C
MORGAN STANLEY MULTI CAP GROWTH TRUST FUND CLASS A
MORGAN STANLEY MULTI CAP GROWTH TRUST FUND CLASS B
MORGAN STANLEY MULTI CAP GROWTH TRUST FUND CLASS C
MORGAN STANLEY MULTI CAP GROWTH TRUST FUND CLASS I
MORGAN STANLEY U.S. GOVT SECURITIES TRUST CLASS A
CUSIP
60462F200
90470K289
553078767
553078759
553078403
553078882
553078791
553078775
553078601
553078874
553078742
553078502
553078833
553078817
553078700
608901104
60934G109
60934G703
60934G208
612263301
612263806
612263608
612263871
612263103
612263400
612263830
612263509
612263814
612263202
612263780
89833W477
616939104
616939203
616939302
616961108
616961207
616961306
616961405
616933107
616933206
616933305
616933404
616955100
616955209
616955308
616955407
61746F107
61746F206
61746F305
61746F404
616985107
616985206
616985305
616967105
616962106
616962205
616962304
61747T106
61747T205
61747T304
61747T403
616969101
Page 114 of 185
Symbol
MCLGX
MIRZX
MBAPX
MCONX
MMPAX
MGAFX
MGNDX
MMDEX
MIIAX
MIIIX
MPLAX
MPIAX
MMSCX
MMSIX
MVIAX
MONTX
MMCEX
MYIFX
MIBFX
MFHRX
MFICX
MIIFX
MIICX
MEHRX
MFGIX
MFGCX
MVEIX
MVECX
MVRGX
MVRCX
MITYX
EUGAX
EUGBX
EUGCX
DINAX
DINBX
DINCX
DINDX
AMOAX
AMOBX
AMOCX
AMODX
SRTAX
SRTBX
SRTCX
SRTDX
INLAX
INLBX
INLCX
INLDX
IVQAX
IVQBX
IVQCX
LDTRX
MTGAX
MTGBX
MTGCX
CPOAX
CPOBX
CPOCX
CPODX
USGAX
Fund Type
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MORGAN STANLEY FUNDS
MOSAIC MANAGED FUNDS
MOTLEY FOOL FUNDS
MOTLEY FOOL FUNDS
MTB FUNDS
MTB FUNDS
MTB FUNDS
MTB FUNDS
MTB FUNDS
MTB FUNDS
MTB FUNDS
MUHLENKAMP FUND
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
Fund Description
MORGAN STANLEY U.S. GOVT SECURITIES TRUST CLASS B
MORGAN STANLEY U.S. GOVT SECURITIES TRUST CLASS C
MORGAN STANLEY U.S. GOVT SECURITIES TRUST CLASS I
MORGAN STANLEY ACTIVE INTL ALLOCATION PORTFOLIO FUND CL P
MORGAN STANLEY INSTITUTIONAL GLOBAL DISCOVERY FUND CLASS I
MSIF ADVANTAGE PORTFOLIO FUND CLASS H
MSIF ADVANTAGE PORTFOLIO FUND CLASS I
MSIF ADVANTAGE PORTFOLIO FUND CLASS L
MSIF CORE FIXED INCOME FUND INST CLASS
MSIF EMERGING MARKETS FUND CLASS P
MSIF GLOBAL FRANCHISE PORTFOLIO CLASS I
MSIF GLOBAL FRANCHISE PORTFOLIO CLASS P
MSIF GLOBAL GROWTH OPPORTUNITY PORTFOLIO FUND CL H
MSIF GLOBAL GROWTH OPPORTUNITY PORTFOLIO FUND CL I
MSIF GLOBAL GROWTH OPPORTUNITY PORTFOLIO FUND CL L
MSIF GLOBAL REAL ESTATE FUND CLASS I
MSIF GLOBAL REAL ESTATE FUND CLASS P
MSIF INC ACTIVE INT'L ALLOCATION FUND CLASS I
MSIF INC EMERGING MARKETS DEBT FUND CLASS I
MSIF INC EMERGING MARKETS FUND CLASS I
MSIF INC FOCUS EQUITY FUND CLASS I
MSIF INC INTERNATIONAL EQUITY FUND CLASS I
MSIF INC INTERNATIONAL EQUITY FUND CLASS P
MSIF INC INTERNATIONAL SMALL CAP FUND CLASS I
MSIF INC U.S. REAL ESTATE FUND CLASS I
MSIF INC. GROWTH PORTFOLIO FUND CLASS I
MSIF INC. GROWTH PORTFOLIO FUND CLASS P
MSIF INTERNATIONAL REAL ESTATE FUND CLASS I
MSIF OPPORTUNITY PORTFOLIO FUND CLASS H
MSIF OPPORTUNITY PORTFOLIO FUND CLASS I
MSIF OPPORTUNITY PORTFOLIO FUND CLASS L
MSIF TRUST BALANCED FUND ADVISOR CLASS
MSIF TRUST BALANCED FUND INSTITUTIONAL CLASS
MSIF TRUST CORE PLUS FIXED INCOME FUND CLASS P
MSIF TRUST CORE PLUS FIXED INCOME FUND INST CLASS
MSIF TRUST EMERGING MARKETS DEBT FUND CLASS L
MSIF TRUST GLOBAL REAL ESTATE FUND CLASS L
MSIF TRUST INTERM DURATION FUND INSTITUTIONAL CLASS
MSIF TRUST INVEST GRADE FIXED INCOME FUND INST CLASS
MSIF TRUST INVESTMENT GRADE FIXED INCOME FD CL L
MSIF TRUST LIMITED DURATION FUND INSTITUTIONAL CLASS
MSIF U.S. REAL ESTATE FUND CLASS P
MOSAIC MANAGED FUTURES STRATEGY FUND CLASS A
MOTLEY FOOL GREAT AMERICA FUND
MOTLEY FOOL INDEPENDENCE FUND
MTB INTERMEDIATE TERM BOND FUND CLASS C
MTB INTERNATIONAL EQUITY FUND CLASS I
MTB LARGE-CAP VALUE FUND CLASS I
MTB SHORT DURATION GOVERNMENT BOND FUND CLASS C
MTB SHORT TERM CORPORATE BOND FUND CLASS C
MTB SMALL-CAP GROWTH FUND CLASS C
MTB STRATEGIC ALLOCATION FUND CLASS I
MUHLENKAMP FUND
MULTI-SELECT SECS PR FD INTERNATIONAL PORTFOLIO I CLASS A
MULTI-SELECT SECS PR FD INTERNATIONAL PORTFOLIO I CLASS C
MULTI-SELECT SECS PR FD INTERNATIONAL PORTFOLIO II CLASS C
MULTI-SELECT SECS PR FD INTERNATIONAL PORTFOLIO II CLASS L
MULTI-SELECT SECS PR FD LARGE CAP CORE PORT I CL A
MULTI-SELECT SECS PR FD LARGE CAP CORE PORT I CLASS C
MULTI-SELECT SECS PR FD LARGE CAP CORE PORT I CLASS L
MULTI-SELECT SECS PR FD LARGE CAP CORE PORT II CLASS A
MULTI-SELECT SECS PR FD MID CAP CORE PORTFOLIO I CLASS C
CUSIP
616969200
616969309
616969408
61744J655
61756E552
61756E768
61756E784
61756E750
617440607
61744J580
61744J283
61744J275
61756E677
61756E693
61756E669
61744J143
61744J135
61744J846
61744J747
61744J820
61744J689
61744J408
61744J499
61744J838
61744J671
61744J861
61744J564
61744J317
61756E727
61756E743
61756E719
617440557
617440839
617440581
617440300
61756E800
61756E875
617440813
617440805
617440276
617440862
61744J457
66537X472
619815202
619815103
55376V788
55376T775
55376T668
55376V762
55376V770
55376T155
55376T304
962096103
62544R699
62544R681
62544R657
62544R640
62544R707
62544R806
62544R871
62544R863
62544R756
Page 115 of 185
Symbol
USGBX
USGCX
USGDX
MSIBX
MLDIX
MAPHX
MPAIX
MAPLX
MPSFX
MMKBX
MSFAX
MSFBX
MGGHX
MGGIX
MGGLX
MRLAX
MRLBX
MSACX
MSIEX
MGEMX
MSAGX
MSIQX
MIQBX
MSISX
MSUSX
MSEQX
MSEGX
MSUAX
MEGHX
MGEIX
MGELX
MBAAX
MPBAX
MFXAX
MPFIX
MEDLX
MGRLX
MAIDX
MPFDX
MGILX
MPLDX
MUSDX
MMFAX
TMFGX
FOOLX
MIBCX
MVIEX
MLCVX
MGBCX
MSBCX
ARPCX
ARGIX
MUHLX
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Fund Type
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MULTI SELECT FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUNDER FUNDS
MUTUALHEDGE FUNDS
MUTUALHEDGE FUNDS
Fund Description
MULTI-SELECT SECS PR FD SMALL CAP CORE PORT I CLASS C
MULTI-SELECT SECS PR FD SMALL CAP CORE PORT I CLASS L
MULTI-SELECT SECS. PR FD INTERNATIONAL PORTFOLIO I CLASS L
MULTI-SELECT SECS. PR FD INTERNATIONAL PORTFOLIO II CLASS A
MULTI-SELECT SECS. PR FD LARGE CAP CORE PORT II CLASS L
MULTI-SELECT SECS. PR FD LARGE CAP CORE PORT. II CL C
MULTI-SELECT SECS. PR FD LARGE CAP GROWTH PORT I CL A
MULTI-SELECT SECS. PR FD LARGE CAP GROWTH PORT I CL L
MULTI-SELECT SECS. PR FD LARGE CAP GROWTH PORT II CL A
MULTI-SELECT SECS. PR FD LARGE CAP GROWTH PORT II CL C
MULTI-SELECT SECS. PR FD LARGE CAP GROWTH PORT II CL L
MULTI-SELECT SECS. PR FD LARGE CAP VALUE PORT I CL A
MULTI-SELECT SECS. PR FD LARGE CAP VALUE PORT I CL C
MULTI-SELECT SECS. PR FD LARGE CAP VALUE PORT I CL L
MULTI-SELECT SECS. PR FD LARGE CAP VALUE PORT II CL A
MULTI-SELECT SECS. PR FD LARGE CAP VALUE PORT II CL C
MULTI-SELECT SECS. PR FD LARGE CAP VALUE PORT II CL L
MULTI-SELECT SECS. PR FD LARGE-CAP GROWTH PORT I CL C
MULTI-SELECT SECS. PR FD MID CAP CORE PORTFOLIO I CLASS L
MULTI-SELECT SECS. PR FD MID-CAP CORE PORTFOLIO I CLASS A
MULTI-SELECT SECS. PR FD SMALL CAP CORE PORT. I CLASS A
MUNDER BALANCED CLASS A
MUNDER BALANCED CLASS C
MUNDER BOND FUND CLASS A
MUNDER BOND FUND CLASS C
MUNDER BOND FUND CLASS K
MUNDER BOND FUND CLASS Y
MUNDER GROWTH OPPORTUNITIES CLASS A
MUNDER GROWTH OPPORTUNITIES CLASS C
MUNDER INDEX 500 CLASS A
MUNDER INDEX 500 FUND CLASS K
MUNDER INTEGRITY MID-CAP VALUE FUND CLASS A
MUNDER INTEGRITY MID-CAP VALUE FUND CLASS Y
MUNDER INTEGRITY SMALL/MID-CAP VALUE FUND CLASS A
MUNDER INTEGRITY SMALL/MID-CAP VALUE FUND CLASS Y
MUNDER INTERNATIONAL CORE EQUITY FUND CLASS A
MUNDER INTERNATIONAL CORE EQUITY FUND CLASS C
MUNDER INTERNATIONAL CORE EQUITY FUND CLASS Y
MUNDER INTERNATIONAL EQUITY CLASS A
MUNDER INTERNATIONAL EQUITY CLASS C
MUNDER INTERNATIONAL SMALL MID CAP FUND CLASS A
MUNDER INTERNATIONAL SMALL MID CAP FUND CLASS C
MUNDER INTERNATIONAL SMALL MID CAP FUND CLASS Y
MUNDER LARGE-CAP GROWTH FUND CLASS A
MUNDER LARGE-CAP GROWTH FUND CLASS C
MUNDER LARGE-CAP GROWTH FUND CLASS Y
MUNDER LARGE-CAP VALUE FUND CLASS A
MUNDER LARGE-CAP VALUE FUND CLASS C
MUNDER LARGE-CAP VALUE FUND CLASS Y
MUNDER MICROCAP EQUITY CLASS A
MUNDER MICROCAP EQUITY CLASS C
MUNDER MID CAP CORE FUND CLASS R
MUNDER MID CAP CORE GROWTH FUND CLASS Y
MUNDER MID-CAP CORE GROWTH FUND CLASS A
MUNDER MID-CAP CORE GROWTH FUND CLASS C
MUNDER MID-CAP CORE GROWTH FUND CLASS K
MUNDER VERACITY SMALL-CAP VALUE FUND CLASS A
MUNDER VERACITY SMALL-CAP VALUE FUND CLASS C
MUNDER VERACITY SMALL-CAP VALUE FUND CLASS R
MUNDER VERACITY SMALL-CAP VALUE FUND CLASS Y
EQUINOX MARKET NEUTRAL COMMODITY STRATEGY FUND CL A
EQUINOX MARKET NEUTRAL COMMODITY STRATEGY FUND CL C
CUSIP
62544R723
62544R715
62544R673
62544R665
62544R848
62544R855
62544R830
62544R814
62544R798
62544R780
62544R772
62544R103
62544R202
62544R301
62544R400
62544R509
62544R608
62544R822
62544R749
62544R764
62544R731
626129647
626129282
626129423
626129233
626129431
626129449
626124648
626124234
626129761
626129779
626120752
626120745
626120737
626120729
626127740
626127732
626127724
626129738
626129316
626127690
626127682
626127674
626124200
626124408
626124309
626129688
626129290
626129712
626124572
626124556
626127302
626124242
626124283
626124267
626124259
626127484
626127534
626127518
626127492
29446A108
29446A207
Page 116 of 185
Symbol
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
MUBAX
MUBCX
MUCAX
MUCCX
MUCKX
MUCYX
MNNAX
MNNCX
MUXAX
MUXKX
MAIMX
MYIMX
MAISX
MYISX
MAICX
MICCX
MICYX
MUIAX
MUICX
MISAX
MCISX
MYSIX
MUSAX
MUSCX
MUSYX
MUGAX
MUGCX
MUGYX
MMEAX
MMECX
MMSRX
MGOYX
MGOAX
MGOTX
MGOKX
VSCVX
N/A
N/A
VSVIX
EQCAX
EQCCX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
MUTUALHEDGE FUNDS
MUTUALHEDGE FUNDS
MUTUALHEDGE FUNDS
NAKOMA FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
Fund Description
EQUINOX MARKET NEUTRAL COMMODITY STRATEGY FUND CL I
MUTUALHEDGE FRONTIER LEGENDS FUND CLASS C
MUTUALHEDGE FRONTIER LEGENDS FUND CLASS I
NAKOMA ABSOLUTE RETURN FUND INSTITUTIONAL CLASS
NATIONWIDE ALTERNATIVE ALLOCATIONS FUND CLASS C
NATIONWIDE ALTERNATIVE ALLOCATIONS FUND INSTITUTIONAL CLASS
NATIONWIDE BOND FUND CLASS C
NATIONWIDE BOND FUND CLASS D
NATIONWIDE BOND INDEX CLASS C
NATIONWIDE BOND INDEX FUND INSTITUTIONAL CLASS
NATIONWIDE DESTINATION 2010 FUND CLASS C
NATIONWIDE ENHANCED INCOME FUND INSTITUTIONAL CLASS
NATIONWIDE FUND CLASS C
NATIONWIDE FUND CLASS D
NATIONWIDE FUND INSTITUTIONAL CLASS
NATIONWIDE GOVERNMENT BOND FUND CLASS B
NATIONWIDE GOVERNMENT BOND FUND INSTITUTIONAL CLASS
NATIONWIDE GOVT BOND FUND CLASS C
NATIONWIDE GROWTH FUND CLASS C
NATIONWIDE GROWTH FUND CLASS D
NATIONWIDE GROWTH FUND INSTITUTIONAL CLASS
NATIONWIDE INTERNATIONAL INXEX FUND INSTITUTIONAL CLASS
NATIONWIDE INTERNATIONAL VALUE FUND CLASS C
NATIONWIDE INTERNATIONAL VALUE FUND INSTITUTIONAL CLASS
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FD CL C
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE FD SEV CL
NATIONWIDE INVESTOR DESTINATIONS AGGRESSIVE INSTL CL
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FD CL C
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE FD SERV CLASS
NATIONWIDE INVESTOR DESTINATIONS CONSERVATIVE INSTL CLASS
NATIONWIDE INVESTOR DESTINATIONS MODER AGGRESSIVE FD SERV CLASS
NATIONWIDE INVESTOR DESTINATIONS MODERATE FD CLASS C
NATIONWIDE INVESTOR DESTINATIONS MODERATE FD SERVICE CLASS
NATIONWIDE INVESTOR DESTINATIONS MODERATE FUND INSTL CLASS
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGR FD CL C
NATIONWIDE INVESTOR DESTINATIONS MODERATELY AGGRESIVE FUND INST CLASS
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSERV FUND INST CLASS
NATIONWIDE INVESTOR DESTINATIONS MODERATELY CONSEV FD CL C
NATIONWIDE MID CAP MARKET INDEX FUND CLASS C
NATIONWIDE MID CAP MARKET INDEX FUND INSTITUTIONAL CLASS
NATIONWIDE RETIREMENT INCOME FUND CLASS C
NATIONWIDE S&P 500 INDEX FUND CLASS C
NATIONWIDE S&P 500 INDEX FUND INSTITUTIONAL CLASS
NATIONWIDE SHORT DURATION BOND FUND CLASS C
NATIONWIDE SHORT DURATION BOND FUND INSTITUTIONAL CLASS
NATIONWIDE SHORT DURATION BOND FUND SERVICE CLASS
NATIONWIDE SMALL CAP INDEX FUND CLASS C
NATIONWIDE SMALL CAP INDEX FUND INSTITUTIONAL CLASS
NATIONWIDE TARGET DESTINATION FUND 2010 INSTITUTIONAL CLASS
Page 117 of 185
CUSIP
29446A306
66537V674
66537X555
629842105
63867V259
63867V234
63867R308
63867R407
63867R860
63867R845
63867N208
63867N802
63867N836
63867N760
63867N695
63867N638
63867N562
63867N497
63867N430
63867R670
63867R639
63867R621
63867R597
63867R365
63867R290
63867R357
63867R266
63867R258
63867R233
63867T866
63867N299
63867N273
63867T833
63867T791
63867T817
63867T767
63867T734
63867T742
63867T593
63867T692
63867T668
63867T676
63867T635
63867T619
63867T544
63867T569
63867U814
63867U780
63867N364
63867U350
63867U335
63867U277
63867U269
63867U244
63867V887
63867V861
63867N604
63867N851
63867N786
63867N729
63867N653
63867N588
Symbol
EQCIX
MHFCX
MHFIX
NARFX
NWACX
NAAIX
GBDCX
MUIBX
GBICX
GBXIX
NWDCX
NWECX
NWFCX
NWHCX
NWICX
NWLCX
NWMCX
NWNCX
NWOCX
NMEIX
GTRCX
MUIFX
GNWIX
GGBBX
GGBIX
GGBCX
GCGRX
MUIGX
GGFIX
GIXIX
NWVCX
NWVIX
NDACX
NDASX
GAIDX
NDCCX
NDCSX
GIMCX
NDMSX
NCDMX
NSDMX
GMDIX
NDMCX
GMIAX
GMIMX
NCDCX
GMCCX
GMXIX
NWRCX
GRMCX
GRMIX
GGMCX
MCAIX
MCAFX
GMRCX
GMRIX
NWDIX
NWEIX
NWFIX
NWHIX
NWIIX
NWLIX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIONWIDE FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NATIXIS FUNDS
NAVIGATOR FUNDS
NAVIGATOR FUNDS
NC SHAREHOLDER SERVICES
Fund Description
NATIONWIDE TARGET DESTINATION FUND 2050 INSTITUTIONAL
NATIONWIDE TARGET DESTINATION RETIRE INCOME FD INST CL
NATIONWIDE U.S. SMALL CAP VALUE FUND CLASS C
NATIONWIDE U.S. SMALL CAP VALUE FUND INSTITUTIONAL CLASS
ABSOLUTE ASIA DYNAMIC EQUITY FUND CLASS C
ABSOLUTE ASIA DYNAMIC EQUITY FUND CLASS Y
AEW REAL ESTATE FUND CLASS C
AEW REAL ESTATE FUND CLASS Y
ASG DIVERSIFYING STRATEGIES FUND CLASS C
ASG DIVERSIFYING STRATEGIES FUND CLASS Y
ASG GLOBAL ALTERNATIVES FUND CLASS C
ASG GLOBAL ALTERNATIVES FUND CLASS Y
ASG MANAGED FUTURES STRATEGY FUND CLASS C
ASG MANAGED FUTURES STRATEGY FUND CLASS Y
CGM ADVISOR TARGETED EQUITY FUND CLASS A
CGM ADVISOR TARGETED EQUITY FUND CLASS C
CGM ADVISORS TARGETED EQUITY FUND CLASS Y
GATEWAY FUND CLASS C
GATEWAY FUND CLASS Y
HANSBERGER INTERNATIONAL FUND CLASS C
HARRIS ASSOCIATES LARGE-CAP VALUE FUND CLASS C
HARRIS ASSOCIATES LARGE-CAP VALUE FUND CLASS Y
LOOMIS SALYES LIMITED TERM GOVT AND AGENCY FUND CL Y
LOOMIS SAYLES ABSOLUTE STRATEGIES FUND CLASS C
LOOMIS SAYLES ABSOLUTE STRATEGIES FUND CLASS Y
LOOMIS SAYLES CORE PLUS BOND FUND CLASS C
LOOMIS SAYLES CORE PLUS BOND FUND CLASS Y
LOOMIS SAYLES GLOBAL EQUITY AND INCOME FD CLASS C
LOOMIS SAYLES GLOBAL EQUITY AND INCOME FUND CLASS Y
LOOMIS SAYLES GROWTH FUND CLASS C
LOOMIS SAYLES GROWTH FUND CLASS Y
LOOMIS SAYLES HIGH INCOME FUND CLASS C
LOOMIS SAYLES HIGH INCOME FUND CLASS Y
LOOMIS SAYLES INTERNATIONAL BOND FUND CLASS C
LOOMIS SAYLES INTERNATIONAL BOND FUND CLASS Y
LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS C
LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS Y
LOOMIS SAYLES LIMITED TERM GOVT AND AGENCY FD CL C
LOOMIS SAYLES MID CAP GROWTH FUND CLASS C
LOOMIS SAYLES MID CAP GROWTH FUND CLASS Y
LOOMIS SAYLES MULTI-ASSET REAL RETURN FUND CLASS C
LOOMIS SAYLES MULTI-ASSET REAL RETURN FUND CLASS Y
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS Y
LOOMIS SAYLES VALUE FUND CLASS C
LOOMIS SAYLES VALUE FUND CLASS Y
NATIXIS DIVERSIFIED INCOME FUND CLASS C
NATIXIS OAKMARK GLOBAL FUND CLASS C
NATIXIS OAKMARK INTERNATIONAL FUND CLASS C
NATIXIS U.S. MULTI- CAP EQUITY FUND CLASS C
NATIXIS U.S. MULTI- CAP EQUITY FUND CLASS Y
VAUGHAN NELSON VALUE OPPORTUNITY FUND CLASS C
VAUGHAN NELSON VALUE OPPORTUNITY FUND CLASS Y
WESTPEAK ACTIVEBETA EQUITY FUND CLASS A
WESTPEAK ACTIVEBETA EQUITY FUND CLASS C
WESTPEAK ACTIVEBETA EQUITY FUND CLASS Y
NAVIGATOR EQUITY HEDGED FUND CLASS C
NAVIGATOR EQUITY HEDGED FUND CLASS I
BROWN CAPITAL BALANCED INST.
BROWN CAPITAL EQUITY FUND INST CLASS
CUSIP
63867N521
63867N455
63867N380
63867N323
63867N257
63867N232
63872R665
63872R657
63872W300
63872W409
63872T794
63872T786
63872T802
63872T885
63872T737
63872T729
63872R103
63872R301
63872R400
367829702
367829884
63872R707
63872T307
63872T406
543487326
63872T638
63872T620
63872R772
63872R764
46602Q206
543487870
543487219
543487110
543487367
543488803
54350P305
54350P404
543487235
543487136
543487334
543488886
543487797
63872T661
63872T653
543487268
543487250
543488704
543487201
63872R889
63872R632
63872R616
63872R855
63872R848
63872T836
63872T828
63872T711
63872T695
63872T687
66537X886
66537X878
66976M201
66976M300
Page 118 of 185
Symbol
NWMHX
NWNIX
NWOIX
NWRIX
NWUCX
NWUIX
DEFCX
DEFYX
NRCFX
NRFYX
DSFCX
DSFYX
GAFCX
GAFYX
ASFCX
ASFYX
NEFGX
NEGCX
NEGYX
GTECX
GTEYX
NEDCX
NECOX
NEOYX
NELYX
LABCX
LASYX
NECRX
NERYX
LGMCX
LSWWX
LGRCX
LSGRX
NEHCX
NEHYX
LSICX
LSIYX
LGBCX
LSIIX
NECLX
LSACX
LSAIX
MARCX
MARYX
NECZX
NEZYX
LSCVX
LSGIX
CIDPX
NOGCX
NOICX
NECCX
NESYX
VNVCX
VNVYX
WABAX
WABCX
WABYX
NAVCX
NAVIX
BCBIX
BCEIX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
NCM FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
ND HOLDINGS FUNDS
NEEDHAM FUNDS
NEEDHAM FUNDS
NEEDHAM FUNDS
NEIMAN FUNDS
NEIMAN FUNDS
NEIMAN FUNDS
NEUBERGER & BERMAN FUNDS
Fund Description
CARITAS ALL-CAP GROWTH FUND
FMX GROWTH ALLOCATION FUND
FMX GROWTH ALLOCATION FUND ADVISOR CLASS
FMX TOTAL RETURN FUND
FMX TOTAL RETURN FUND ADVISOR CLASS
HILLMAN ADVANTAGE EQUITY FUND CLASS A
HILLMAN ADVANTAGE EQUITY FUND CLASS B
HILLMAN ADVANTAGE EQUTIY FUND CL C
HILLMAN FOCUSED ADVANTAGE FUND CL A
HILLMAN FOCUSED ADVANTAGE FUND CL B
PRESIDIO MULTI-STRATEGY FUND
ROUMELL OPPORTUNISTIC VALUE FUND CLASS A
ROUMELL OPPORTUNISTIC VALUE FUND INSTITUTIONAL SHARES
THE HILLMAN ADVANTAGE EQUITY FUND
THE HILLMAN FOCUSED ADVANTAGE FUND
THE HILLMAN FOCUSED ADVANTAGE FUND CLASS C
TILSON DIVIDEND FUND
TILSON FOCUS FUND
NCM CAPITAL MID-CAP GROWTH FUND
INTEGRITY FUND OF FUNDS
INTEGRITY HIGH INCOME FUND CLASS C
INTEGRITY MAINE MUNICIPAL FUND CLASS A
INTEGRITY NEW HAMPSHIRE MUNICIPAL FUND
KANSAS INSURED INTERMEDIATE FUND
KANSAS MUNICIPAL FUND
NEBRASKA MUNICIPAL FUND
OKLAHOMA MUNICIPAL FUND
VIKING MONTANA TAX- FREE FUND CLASS A
VIKING NORTH DAKOTA TAX-FREE FUND CLASS A
VIKING SMALL-CAP VALUE FUND CLASS A
WILLISTON BASIN/MID- NORTH AMERICA STOCK FUND CLASS A
NEEDHAM AGGRESSIVE GROWTH FUND
NEEDHAM GROWTH FUND
NEEDHAM SMALL CAP GROWTH FUND
NEIMAN BALANCED ALLOCATION FUND CLASS A
NEIMAN BALANCED ALLOCATION FUND CLASS C
NEIMAN LARGE CAP VALUE FUND
NEUBERGER & BERMAN CENTURY FUND INVESTOR CLASS
NEUBERGER & BERMAN GENESIS FUND INSTL SHARES
NEUBERGER & BERMAN GENESIS FUND INVESTOR CLASS
NEUBERGER & BERMAN GENESIS TRUST CLASS
NEUBERGER & BERMAN INTERNATIONAL FUND INVESTOR CLASS
NEUBERGER & BERMAN INTERNATIONAL FUND TRUST CLASS
NEUBERGER BERMAN CORE BOND FUND CLASS C
NEUBERGER BERMAN CORE BOND FUND INSTITUTIONAL CLASS
NEUBERGER BERMAN EMERGING MARKETS EQUITY FD INSTL CL
NEUBERGER BERMAN EMERGING MARKETS EQUITY FUND CLASS A
NEUBERGER BERMAN EMERGING MARKETS EQUITY FUND CLASS C
NEUBERGER BERMAN EQUITY INCOME FUND CLASS C
NEUBERGER BERMAN EQUITY INCOME FUND CLASS I
NEUBERGER BERMAN EQUITY REGENCY FUND CLASS A
NEUBERGER BERMAN EQUITY REGENCY FUND CLASS C
NEUBERGER BERMAN FLOATING RATE INCOME FUND CLASS A
NEUBERGER BERMAN FLOATING RATE INCOME FUND CLASS C
NEUBERGER BERMAN FOCUS FUND CLASS A
NEUBERGER BERMAN FOCUS FUND CLASS C
NEUBERGER BERMAN GENESIS FUND ADVISOR CLASS
NEUBERGER BERMAN GUARDIAN CLASS C
NEUBERGER BERMAN HIGH INCOME BOND FD INSTITUTIONAL CLASS
NEUBERGER BERMAN HIGH INCOME BOND FUND CLASS C
NEUBERGER BERMAN INTERNATIONAL FUND CLASS A
NEUBERGER BERMAN INTERNATIONAL LARGE CAP FUND CLASS C
CUSIP
85520V301
85520V103
85520V756
85520V202
85520V749
43162P603
43162P702
43162P801
43162P306
43162P405
85520V400
85520V772
85520V764
43162P207
43162P108
43162P504
886888205
886888106
62886R307
458127107
45890C879
45821C501
45821C600
45821C204
45821C105
45821C303
45821C402
926826108
926826207
926826405
45890C606
63983V209
63983V100
63983V308
640193405
640193504
640193108
641224878
641233200
641224100
640917100
641224704
640917704
64128K306
64128K405
641224415
641224431
641224423
641224514
641224498
64122Q739
64122Q721
64128K728
64128K710
64122Q879
64122Q861
64122M605
641224332
64128K868
64128K801
64122Q846
641224613
Page 119 of 185
Symbol
CTSAX
FMGRX
FMGCX
FMTRX
FMTCX
HAEAX
HAEBX
HAECX
HCFAX
HCFBX
PMSFX
RAMVX
RAMSX
HCMTX
HCMAX
HCFCX
TILDX
TILFX
NCMMX
IFOFX
IHFCX
MEMUX
NHMUX
KSIMX
KSMUX
NEMUX
OKMUX
VMTTX
VNDFX
VSVAX
ICPAX
NEAGX
NEEGX
NESGX
NBAFX
NBCFX
NEIMX
NBCIX
NBGIX
NBGNX
NBGEX
NBISX
NBITX
NCRCX
NCRLX
NEMIX
NEMAX
NEMCX
NBHCX
NBHIX
NBRAX
NBRCX
NFIAX
NFICX
NFAAX
NFACX
NBGAX
NGDCX
NHILX
NHICX
NIRAX
NBNCX
Fund Type
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
NEW CENTURY PORTFOLIO
NEW FRONTIERS FUND
NEW YORK STATE FUND
NEWGATE FUNDS
NEWGATE FUNDS
NICHOLAS FUNDS
NICHOLAS FUNDS
NICHOLAS FUNDS
NICHOLAS FUNDS
NICHOLAS FUNDS
NICHOLAS FUNDS
NICHOLAS FUNDS
NICHOLAS FUNDS
NIEMANN FUNDS
NILE FUNDS
NILE FUNDS
NOMURA PARTNERS FUNDS
Fund Description
NEUBERGER BERMAN INTERNATIONAL LARGE CAP FUND INSTL CLASS
NEUBERGER BERMAN INTRINSIC VALUE FUND CLASS A
NEUBERGER BERMAN INTRINSIC VALUE FUND CLASS C
NEUBERGER BERMAN INTRINSIC VALUE FUND INSTITUTIONAL CLASS
NEUBERGER BERMAN LARGECAP DISCIPLINE GROWTH FD INSTL CL
NEUBERGER BERMAN LARGECAP DISCIPLINE GROWTH FUND CLASS C
NEUBERGER BERMAN MID CAP GROWTH CLASS C
NEUBERGER BERMAN MID CAP GROWTH FUND INSTITUTIONAL CLASS
NEUBERGER BERMAN MULTI-CAP OPPORTUNITIES CLASS A
NEUBERGER BERMAN MULTI-CAP OPPORTUNITIES CLASS C
NEUBERGER BERMAN MUNI INTERMEDIATE BOND FUND CLASS A
NEUBERGER BERMAN MUNI INTERMEDIATE BOND FUND CLASS C
NEUBERGER BERMAN PARTNERS FUND CLASS A
NEUBERGER BERMAN PARTNERS FUND CLASS C
NEUBERGER BERMAN PARTNERS FUND INSTITUTIONAL CLASS
NEUBERGER BERMAN REAL ESTATE FUND CLASS A
NEUBERGER BERMAN REAL ESTATE FUND CLASS C
NEUBERGER BERMAN REAL ESTATE FUND INSTITUTIONAL CLASS
NEUBERGER BERMAN REGENCY FUND INSTITUTIONAL CLASS
NEUBERGER BERMAN SELECT EQUITIES FUND CLASS C
NEUBERGER BERMAN SELECT EQUITIES FUND INSTL CLASS
NEUBERGER BERMAN SHORT DURATION BOND FUND CLASS A
NEUBERGER BERMAN SHORT DURATION BOND FUND CLASS C
NEUBERGER BERMAN SMALL CAP GROWTH CLASS C
NEUBERGER BERMAN SMALL CAP GROWTH FD INSTITUTIONAL CL
NEUBERGER BERMAN SOCIALLY RESPONSIVE FUND CLASS C
NEUBERGER BERMAN SOCIALLY RESPONSIVE FUND INSTL CLASS
NEUBERGER BERMAN STRATEGIC INCOME FD INSTITUTIONAL CLASS
NEUBERGER BERMAN STRATEGIC INCOME FUND CLASS C
NEUBERGER BERMAN STRATEGIC INCOME FUND TRUST CLASS
NEW CENTURY ALTERNATIVE STRATEGIES PORTFOLIO FUND
NEW CENTURY BALANCED PORTFOLIO FUND
NEW CENTURY CAPITAL PORTFOLIO FUND
NEW CENTURY INTERNATIONAL PORTFOLIO FUND
NEW CENTURY OPPORTUNISTIC PORTFOLIO FUND
NEW FRONTIERS KC INDIA FUND CLASS A
NYSA FUND
NEWGATE GLOBAL RESOURCES FUND CLASS A
NEWGATE GLOBAL RESOURCES FUND CLASS I
NICHOLAS EQUITY INCOME FUND CLASS I
NICHOLAS FUND
NICHOLAS HIGH INCOME FUND CLASS N
NICHOLAS HIGH INCOME FUND, INC CLASS I
NICHOLAS II FUND CLASS I
NICHOLAS II FUND CLASS N
NICHOLAS LIMITED EDITION FUND CLASS I
NICHOLAS LIMITED EDITION INC CLASS N
NIEMANN TACTICAL RETURN FUND CLASS C
NILE PAN AFRICA FUND CLASS C
NILE PAN AFRICA FUND CLASS I
ASIA PACIFIC EX JAPAN FUND CLASS C
ASIA PACIFIC EX JAPAN FUND CLASS I
GLOBAL ALPHA EQUITY FUND CLASS C
GLOBAL ALPHA EQUITY FUND CLASS I
GLOBAL EMERGING MARKETS FUND CLASS C
GLOBAL EMERGING MARKETS FUND CLASS I
GLOBAL EQUITY INCOME FUND CLASS C
GLOBAL EQUITY INCOME FUND CLASS I
GREATER CHINA FUND CLASS C
GREATER CHINA FUND CLASS I
INDIA FUND CLASS C
INDIA FUND CLASS I
CUSIP
641224761
64122Q507
64122Q606
64122Q705
641224373
641224381
641224258
641224662
64122Q101
64122Q200
64128K686
64128K678
64122Q796
64122Q788
641224787
64122Q762
64122Q754
641224795
641224779
641224555
641224548
64128K652
64128K645
641224217
641224530
641224167
641224654
64128K751
64128K769
64128K744
64353H309
961194206
961194107
64353H200
64353H101
644406100
67077T103
89833W659
89833W642
653734103
653735100
653741207
653741108
653740100
653740209
653738104
653738203
007989171
654124205
654124304
655362507
655362606
655362762
655362754
655362796
655362788
655362838
655362820
655362861
655362853
655362804
655362887
Page 120 of 185
Symbol
NILIX
NINAX
NINCX
NINLX
NLDLX
NLDCX
NMGCX
NBMLX
NMUAX
NMUCX
NMNAX
NMNCX
NPNAX
NPNCX
NBPIX
NREAX
NRECX
NBRIX
NBRTX
NBECX
NBEIX
NSHAX
NSHCX
NSNCX
NBSMX
NRACX
NBSLX
NSTLX
NSTCX
NSTTX
NCHPX
NCIPX
NCCPX
NCFPX
NCAPX
N/A
NYSAX
NGGLX
NGIRX
NSEIX
NICSX
NNHIX
NCINX
NCTWX
NNTWX
NCLEX
NNLEX
NCMCX
NAFCX
NAFIX
NPACX
NPAIX
NPGCX
NPGIX
NPECX
NPEIX
NPWCX
NPWIX
NPCCX
NPCIX
NPICX
NPIIX
Fund Type
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
NORTH COUNTRY FUNDS
NORTH COUNTRY FUNDS
NORTHEAST INVESTORS FUNDS
NORTHEAST INVESTORS FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NORTHERN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
Fund Description
INTERNATIONAL EQUITY FUND CLASS I
INTERNATIONAL EQUTIY FUND CLASS C
INTERNATIONAL GROWTH EQUITY FUND CLASS C
INTERNATIONAL GROWTH EQUITY FUND CLASS I
THE JAPAN FUND CLASS C
THE JAPAN FUND CLASS I
NORTH COUNTRY EQUITY GROWTH FUND
NORTH COUNTRY INTERMEDIATE BOND FUND
NORTHEAST INVESTORS GROWTH FUND
NORTHEAST INVESTORS TRUST
NORTHERN ARIZONA TAX EXEMPT BOND FUND
NORTHERN CALIFORNIA INTERMEDIATE TAX EXEMPT FUND
NORTHERN CALIFORNIA TAX EXEMPT BOND FUND
NORTHERN EMERGING MARKETS EQUITY INDEX FUND
NORTHERN EQUITY INCOME FUND
NORTHERN FIXED INCOME FUND
NORTHERN GLOBAL FIXED INCOME FUND
NORTHERN GLOBAL REAL ESTATE INDEX FUND
NORTHERN HIGH YIELD FIXED INCOME FUND
NORTHERN HIGH YIELD MUNICIPAL FUND
NORTHERN INTERMED- IATE TAX EXEMPT BOND FUND
NORTHERN INTL EQUITY INDEX FD
NORTHERN LARGE CAP EQUITY FUND
NORTHERN LARGE CAP GROWTH FUND
NORTHERN LARGE CAP VALUE FUND
NORTHERN MID-CAP INDEX PORTFOLIO
NORTHERN MULTI- MANAGER EMERGING MARKETS EQUITY FUND
NORTHERN MULTI- MANAGER GLOBAL REAL ESTATE FUND
NORTHERN MULTI MANAGER HIGH YIELD OPPORTUNITY FUND
NORTHERN MULTI- MANAGER INT'L EQUTIY FUND
NORTHERN MULTI- MANAGER LARGE CAP FUND
NORTHERN MULTI MANAGER MID CAP FUND
NORTHERN MULTI MANAGER SMALL CAP FUND
NORTHERN SHORT INTERMEDIATE TAX EXEMPT FUND
NORTHERN SHORT INTERMEDIATE U.S. GOV'T FUND
NORTHERN SMALL CAP GROWTH FUND
NORTHERN SMALL CAP INDEX FUND
NORTHERN SMALL CAP VALUE FUND
NORTHERN STOCK INDEX FUND
NORTHERN TAX- ADVANTAGED U.S. FIXED INCOME FUND
NORTHERN TAX EXEMPT BOND FUND
NORTHERN TECHNOLOGY FUND
NORTHERN U.S. GOVERN MENT FUND
NUVEEN ALL AMERICAN MUNICIPAL BOND CLASS C
NUVEEN ALL AMERICAN MUNICIPAL BOND FUND CLASS I
NUVEEN ARIZONA MUNICIPAL BOND FUND CLASS C
NUVEEN ARIZONA MUNICIPAL BOND FUND CLASS I
NUVEEN CALIFORNIA HIGH YIELD MUNI BOND FUND CLASS C
NUVEEN CALIFORNIA HIGH YIELD MUNI BOND FUND CLASS I
NUVEEN CALIFORNIA MUNICIPAL BD CLASS C
NUVEEN CALIFORNIA MUNICIPAL BOND FUND CLASS I
NUVEEN CALIFORNIA TAX-FREE FUND CLASS C1
NUVEEN CALIFORNIA TAX-FREE FUND CLASS I
NUVEEN COLORADO MUNICIPAL BOND FUND CLASS C
NUVEEN COLORADO MUNICIPAL BOND FUND CLASS I
NUVEEN COLORADO TAX-FREE FUND CLASS I
NUVEEN CONNECTICUT MUNI BOND CLASS C
NUVEEN CONSERVATIVE ALLOCATION FUND CLASS C
NUVEEN CONSERVATIVE ALLOCATION FUND CLASS I
NUVEEN CORE BOND FUND CLASS C
NUVEEN CORE BOND FUND CLASS I
NUVEEN CORE BOND FUND CLASS R3
CUSIP
655362689
655362697
655362739
655362721
655362200
655362309
65878P106
65878P205
664199106
664210101
665162764
665162749
665162731
665162582
665162202
665162806
665162707
665162541
665162699
665162681
665162871
665130209
665162103
665162301
665162632
665130100
665162483
665162475
665162442
665162558
665162517
665162574
665162566
665162525
665162756
665162665
665162723
665162400
665162772
665162459
665162863
665162798
665162889
67065Q863
67065Q855
67065L302
67065L401
67065N563
67065N555
67065N308
67065N407
670678424
670678432
67065L807
67065L880
670678465
67065N860
67064Y867
67064Y859
670678259
670678622
670678580
Page 121 of 185
Symbol
NPQIX
NPQCX
NPLCX
NPLIX
NPJCX
NPJIX
NCEGX
NCBDX
NTHFX
NTHEX
NOAZX
NCITX
NCATX
NOEMX
NOIEX
NOFIX
NOIFX
NGREX
NHFIX
NHYMX
NOITX
NOINX
NOGEX
NOEQX
NOLVX
NOMIX
NMMEX
NMMGX
NMHYX
NMIEX
NMMLX
NMMCX
NMMSX
NSITX
NSIUX
NSGRX
NSIDX
NOSGX
NOSIX
NTAUX
NOTEX
NTCHX
NOUGX
FAACX
FAARX
FAZCX
NMARX
NCHCX
NCHRX
NCACX
NCSPX
FCCAX
FCAYX
FCOCX
FCORX
FCOYX
FCTCX
NBMCX
NMNRX
FFAIX
FFIIX
FFISX
Fund Type
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
Fund Description
NUVEEN EQUITY INCOME FUND CLASS C
NUVEEN EQUITY INCOME FUND CLASS I
NUVEEN EQUITY INCOME FUND CLASS R3
NUVEEN EQUITY INDEX FUND CLASS C
NUVEEN EQUITY INDEX FUND CLASS I
NUVEEN EQUITY INDEX FUND CLASS R3
NUVEEN FLAGSHIP CONNECTICUT MUNICIPAL BOND FUND CLASS R
NUVEEN GEORGIA MUNICIPAL BOND FUND CLASS C
NUVEEN GEORGIA MUNICIPAL BOND FUND CLASS I
NUVEEN GLOBAL INFRASTRUCTURE FUND CLASS C
NUVEEN GLOBAL INFRASTRUCTURE FUND CLASS I
NUVEEN GROWTH ALLOCATION FUND CLASS C
NUVEEN GROWTH ALLOCATION FUND CLASS I
NUVEEN HIGH INCOME BIND FUND CLASS R3
NUVEEN HIGH INCOME BOND FUND CLASS C
NUVEEN HIGH INCOME BOND FUND CLASS I
NUVEEN HIGH YIELD BOND FUND CLASS C
NUVEEN HIGH YIELD BOND FUND CLASS I
NUVEEN HIGH YIELD MUNICIPAL BOND FUND CLASS C
NUVEEN HIGH YIELD MUNICIPAL BOND FUND CLASS I
NUVEEN INFLATION PROTECTED MUNICIPAL BOND CLASS C
NUVEEN INFLATION PROTECTED MUNICIPAL BOND CLASS I
NUVEEN INFLATION PROTECTED MUNICIPAL BOND FUND CLASS A
NUVEEN INFLATION- PROTECTED SECURITIES FD CL I
NUVEEN INFLATION PROTECTED SECURITIES FD CL R3
NUVEEN INFLATION PROTECTED SECURITIES FUND CL C
NUVEEN INTERMED GOVERNMENT BOND FUND CLASS C1
NUVEEN INTERMEDIATE DURATION MUNI BOND FUND CLASS C
NUVEEN INTERMEDIATE DURATION MUNICIPAL BOND FUND CLASS I
NUVEEN INTERMEDIATE GOVERNMENT COND FUND CLASS I
NUVEEN INTERMEDIATE MUNICIPAL BOND FUND CLASS C
NUVEEN INTERMEDIATE TAX FREE FUND CLASS Y
NUVEEN INTERMEDIATE TERM BOND FUND CLASS C
NUVEEN INTERMEDIATE TERM BOND FUND CLASS I
NUVEEN INTERNATIONAL FUND CLASS C
NUVEEN INTERNATIONAL FUND CLASS I
NUVEEN INTERNATIONAL FUND CLASS R3
NUVEEN INTERNATIONAL SELECT FUND CLASS C
NUVEEN INTERNATIONAL SELECT FUND CLASS I
NUVEEN INTERNATIONAL SELECT FUND CLASS R3
NUVEEN INVESTMENT SMALL- CAP VALUE FUND CL I
NUVEEN KANSAS MUNICIPAL BOND FUND CLASS C
NUVEEN KANSAS MUNICIPAL BOND FUND CLASS I
NUVEEN KENTUCKY MUNICIPAL BOND FUND CLASS C
NUVEEN KENTUCKY MUNICIPAL BOND FUND CLASS I
NUVEEN LARGE CAP GROWTH OPPORTUNITIES FUND CLASS C
NUVEEN LARGE -CAP GROWTH OPPORTUNITY FD CL I
NUVEEN LARGE CAP SELECT FUND CLASS I
NUVEEN LARGE CAP VALUE FUND CLASS C
NUVEEN LARGE-CAP GROWTH OPPORTUNITIES CL R3
NUVEEN LARGE-CAP SELECT FUND CLASS C
NUVEEN LARGE-CAP SELECT FUND CLASS R3
NUVEEN LARGE-CAP VALUE FUND CLASS I
NUVEEN LARGE-CAP VALUE FUND CLASS R3
NUVEEN LIMITED TERM MUNI BOND CLASS C
NUVEEN LIMITED-TERM MUNICIPAL BOND FUND CLASS I
NUVEEN LOUISIANA MUNICIPAL BOND FUND CLASS C
NUVEEN LOUISIANA MUNICIPAL BOND FUND CLASS I
NUVEEN MARYLAND MUNICIPAL BD CLASS C
NUVEEN MARYLAND MUNICIPAL BOND FUND CLASS I
NUVEEN MASSACHUSETTS MUNICIPAL BD CLASS C
NUVEEN MASSACHUSETTS MUNICIPAL BOND FUND CLASS I
CUSIP
670678317
670678879
670678531
670678291
670678671
670678564
67065N852
67065P709
67065P808
670690528
670690510
67064Y685
67064Y677
670690643
670678267
670678234
67066D861
67066D853
67065Q764
67065Q772
67065Q723
67065Q715
67065Q731
670690387
670690361
670690353
670690544
67065Q301
67065Q400
670690379
670690239
670678614
670690270
670678630
670678358
670678747
670678556
670690411
670690437
670690429
670678200
67065R309
67065R408
67065R705
67065R804
670690676
670690692
670690338
670678325
670690684
670690312
670690320
670678655
670678127
67065Q830
67065Q822
67065P865
67065P857
67065L815
67065L799
67065N829
67065N811
Page 122 of 185
Symbol
FFECX
FAQIX
FEISX
FCEIX
FEIIX
FADSX
FCTRX
FGACX
FGARX
FGNCX
FGIYX
NGVCX
NGVRX
FANSX
FCSIX
FJSYX
NHYCX
NHYRX
NHMCX
NHMRX
NIPCX
NIPIX
NITAX
FYIPX
FRIPX
FCIPX
FYGCX
NNSCX
NUVBX
FYGYX
NIMOX
FMBIX
NTIBX
FINIX
FIACX
FAICX
ARQIX
ICCSX
ISYCX
ISRCX
FSCCX
FCKSX
FRKSX
FKYCX
FKYRX
FAWCX
FIGWX
FLRYX
FALVX
FLCYX
FLYCX
FLSSX
FSKIX
FAVSX
FLTCX
FLTRX
FTLCX
FTLRX
NMDCX
NMMDX
NMACX
NBMAX
Fund Type
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
Fund Description
NUVEEN MICHIGAN MUNICIPAL BOND FUND CLASS C
NUVEEN MICHIGAN MUNICIPAL BOND FUND CLASS I
NUVEEN MID CAP GROWTH OPPORTUNI TIES FUND CLASS I
NUVEEN MID CAP GROWTH OPPORTUNITIES CL R3
NUVEEN MID CAP INDEX FUND CLASS C
NUVEEN MID CAP INDEX FUND CLASS I
NUVEEN MID CAP INDEX FUND CLASS R2
NUVEEN MID CAP OPPORTUNITIES FUND CLASS C
NUVEEN MID CAP SELECT FUND CLASS C
NUVEEN MID CAP SELECT FUND CLASS I
NUVEEN MID CAP VALUE FUND CLASS C
NUVEEN MID CAP VALUE FUND CLASS R3
NUVEEN MID-CAP VALUE FUND CLASS I
NUVEEN MINNESOTA INTER TAX FREE FUND CLASS I
NUVEEN MINNESOTA INTERMEDIATE MUNICIPAL BD FD CL C
NUVEEN MINNESOTA MUNICIPAL BOND FUND CLASS C
NUVEEN MINNESOTA TAX FREE FUND CLASS I
NUVEEN MISSOURI MUNICIPAL BOND FUND CLASS C
NUVEEN MISSOURI MUNICIPAL BOND FUND CLASS I
NUVEEN MISSOURI TAX-FREE FUND CLASS I
NUVEEN MODERATE ALLOCATION FUND CLASS C
NUVEEN MODERATE ALLOCATION FUND CLASS I
NUVEEN MULTI- MANAGER LARGE-CAP VALUE FUND CLASS C
NUVEEN MULTI- MANAGER LARGE-CAP VALUE FUND CLASS I
NUVEEN MULTI- STRATEGY CORE BOND FUND CLASS C
NUVEEN MULTI- STRATEGY CORE BOND FUND CLASS I
NUVEEN NEBRASKA MUNICIPAL BOND FUND CLASS C
NUVEEN NEBRASKA TAX-FREE FUND CLASS I
NUVEEN NEW JERSEY MUNICIPAL BOND CLASS C
NUVEEN NEW JERSEY MUNICIPAL BOND FUND CLASS I
NUVEEN NEW MEXICO MUNICIPAL BOND FUND CLASS C
NUVEEN NEW MEXICO MUNICIPAL BOND FUND CLASS I
NUVEEN NEW YORK MUNICIPAL BOND CLASS C
NUVEEN NEW YORK MUNICIPAL BOND FUND CLASS I
NUVEEN NORTH CAROLINA MUNICIPAL BOND FUND CLASS C
NUVEEN NORTH CAROLINA MUNICIPAL BOND FUND CLASS I
NUVEEN NWQ LARGE CAP VALUE FUND CLASS I
NUVEEN NWQ LARGECAP VALUE FUND CLASS C
NUVEEN NWQ MULTI-CAP VALUE FUND CLASS C
NUVEEN NWQ MULTI-CAP VALUE FUND CLASS I
NUVEEN NWQ SMALL CAP VALUE FUND CLASS C
NUVEEN NWQ SMALL CAP VALUE FUND CLASS I
NUVEEN NWQ SMALL/ MIDCAP VALUE FUND CLASS C
NUVEEN NWQ SMALL/ MIDCAP VALUE FUND CLASS I
NUVEEN OHIO MUNICIPAL BOND FUND CLASS C
NUVEEN OHIO MUNICIPAL BOND FUND CLASS I
NUVEEN OHIO TAX-FREE BOND FUND CLASS I
NUVEEN OREGON INTERMEDIATE TAX FREE FUND CL I
NUVEEN PENNSYLVANIA MUNICIPAL BOND FUND CLASS C
NUVEEN PENNSYLVANIA MUNICIPAL BOND FUND CLASS I
NUVEEN PREFERRED SECURITIES FUND CL R
NUVEEN PREFERRED SECURITIES FUND CLASS C
NUVEEN QUANTITATIVE ENHANCED CORE EQUITY FUND CLASS C
NUVEEN QUANTITATIVE ENHANCED CORE EQUITY FUND CLASS I
NUVEEN REAL ESTATE SECURITIES FUND CLASS R3
NUVEEN SANTA BARBARA DIVIDEND GROWTH FUND CLASS C
NUVEEN SANTA BARBARA DIVIDEND GROWTH FUND CLASS I
NUVEEN SANTA BARBARA GROWTH FUND CLASS C
NUVEEN SANTA BARBARA GROWTH FUND CLASS I
NUVEEN SANTA BARBARA INT'L GROWTH FUND CLASS A
NUVEEN SANTA BARBARA INT'L GROWTH FUND CLASS C
NUVEEN SANTA BARBARA INT'L GROWTH FUND CLASS I
CUSIP
67065R838
67065R820
670690759
670690742
670690700
670690502
670690601
670690734
670678481
670678721
670678333
670690882
670678663
670678689
670690262
670690254
670678192
67065R788
67065R770
670678150
67064Y305
67064Y404
67064Y701
67064Y800
67066D705
67066D804
670690247
670678523
67065N738
67065N720
67065L765
67065L757
67065N654
67065N647
67065P824
67065P816
67064Y586
67064Y594
67064Y776
67064Y768
67064Y735
67064Y727
67064Y552
67064Y545
67065R747
67065R739
670690619
670678408
67065L724
67065L716
670700400
670700301
670690452
670690478
670678549
67065W647
67065W639
67065W738
67065W720
670725738
670725720
670725712
Page 123 of 185
Symbol
FLMCX
NMMIX
FISGX
FMEYX
FDXCX
FIMEX
FMCYX
FMECX
FTACX
FATCX
FACSX
FMVSX
FSEIX
FAMTX
NIBMX
NMBCX
FYMNX
FMOCX
FMMRX
ARMIX
NUVCX
NNSRX
NNGCX
NNGRX
NCBCX
NCBRX
NCNBX
FNTYX
NNJCX
NMNJX
FNMCX
FNMRX
NNYCX
NTNYX
FCNCX
FCNRX
NQCRX
NQCCX
NQVCX
NQVRX
NSCCX
NSCRX
NSMCX
NSMRX
FOHCX
NXOHX
FOTYX
FORCX
FPMBX
NBPAX
NPSRX
NPSCX
FQCCX
FQCYX
FRSSX
NSBCX
NSBRX
NSRCX
NSRGX
NBQAX
NBQCX
NBQIX
Fund Type
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
Fund Description
NUVEEN SHORT DURATION BOND FUND CLASS C
NUVEEN SHORT DURATION BOND FUND CLASS I
NUVEEN SHORT TAX FREE FD CL I
NUVEEN SHORT TERM BOND FUND CLASS C
NUVEEN SHORT TERM BOND FUND CLASS I
NUVEEN SMALL -CAP GROWTH OPPS FUND CLASS I
NUVEEN SMALL CAP INDEX FUND CLASS I
NUVEEN SMALL CAP SELECT FUND CLASS C
NUVEEN SMALL CAP SELECT FUND CLASS I
NUVEEN SMALL CAP VALUE FUND CLASS C
NUVEEN SMALL-CAP GROWTH OPPORTUNITIES FD CL C
NUVEEN SMALL-CAP GROWTH OPPORTUNITIES FD CL R3
NUVEEN SMALL-CAP INDEX FUND CLASS C
NUVEEN SMALL-CAP INDEX FUND CLASS R3
NUVEEN SMALL-CAP SELECT FUND CLASS R3
NUVEEN SMALL-CAP VALUE FUND CLASS R3
NUVEEN STRAT CONSERVATIVE ALLOCATION FD CL I
NUVEEN STRAT CONSERVATIVE ALLOCATION FD CL R3
NUVEEN STRAT CONSERVATIVE ALLOCATION FUND CL C
NUVEEN STRATEGY AGGRESSIVE ALOCATION FD CLASS I
NUVEEN STRATEGY AGGRESSIVE GROWTH ALLOCATION FD CL C
NUVEEN STRATEGY AGGRESSIVE GROWTH ALLOCATION FD CL R3
NUVEEN STRATEGY BALANCED ALLOCATION FUND CLASS C
NUVEEN STRATEGY BALANCED ALLOCATION FUND CLASS I
NUVEEN STRATEGY BALANCED ALLOCATION FUND CLASS R3
NUVEEN STRATEGY GROWTH & ALLOCATION FUND CL I
NUVEEN STRATEGY GROWTH ALLOCATION FUND CLASS C
NUVEEN STRATEGY GROWTH ALLOCATION FUND CLASS R3
NUVEEN SYMPHONY CREDIT OPPORTUNITIES FUND CLASS A
NUVEEN SYMPHONY CREDIT OPPORTUNITIES FUND CLASS C
NUVEEN SYMPHONY CREDIT OPPORTUNITIES FUND CLASS I
NUVEEN SYMPHONY FLOATING RATE INCOME FUND CL R3
NUVEEN SYMPHONY FLOATING RATE INCOME FUND CLASS A
NUVEEN SYMPHONY FLOATING RATE INCOME FUND CLASS C
NUVEEN SYMPHONY FLOATING RATE INCOME FUND CLASS I
NUVEEN SYMPHONY LARGE-CAP GROWTH FUND CLASS A
NUVEEN SYMPHONY LARGE-CAP GROWTH FUND CLASS C
NUVEEN SYMPHONY LARGE-CAP GROWTH FUND CLASS I
NUVEEN SYMPHONY MID-CAP CORE FUND CLASS A
NUVEEN SYMPHONY MID-CAP CORE FUND CLASS C
NUVEEN SYMPHONY MID-CAP CORE FUND CLASS I
NUVEEN SYMPHONY OPTIMIZED ALPHA FUND CLASS C
NUVEEN SYMPHONY OPTIMIZED ALPHA FUND CLASS I
NUVEEN SYMPHONY SMALL-MID CAP CORE FUND CLASS A
NUVEEN SYMPHONY SMALL-MID CAP CORE FUND CLASS C
NUVEEN SYMPHONY SMALL-MID CAP CORE FUND CLASS I
NUVEEN TACTICAL MRKT OPPORTUNITIES FUND CLASS A
NUVEEN TACTICAL MRKT OPPORTUNITIES FUND CLASS C
NUVEEN TACTICAL MRKT OPPORTUNITIES FUND CLASS I
NUVEEN TAX FREE FUND CLASS I
NUVEEN TENNESSEE MUNICIPAL BOND FUND CLASS C
NUVEEN TENNESSEEE MUNICIPAL BOND FUND CLASS I
NUVEEN TOTAL RETURN BOND FUND CLASS C
NUVEEN TOTAL RETURN BOND FUND CLASS I
NUVEEN TOTAL RETURN BOND FUND CLASS R3
NUVEEN TRADE WINDS GLOBAL RESOURCES FUND CLASS C
NUVEEN TRADEWINDS EMERGING MARKETS FUND CLASS C
NUVEEN TRADEWINDS EMERGING MARKETS FUND CLASS I
NUVEEN TRADEWINDS GLOBAL ALL-CAP PLUS FUND CLASS C
NUVEEN TRADEWINDS GLOBAL ALL-CAP PLUS FUND CLASS I
NUVEEN TRADEWINDS GLOBAL FLEXIBLE ALLOCATION FD CL A
NUVEEN TRADEWINDS GLOBAL FLEXIBLE ALLOCATION FD CL C
CUSIP
67066D820
67066D812
670690486
670690585
670678648
670690817
670690106
670690858
670690874
670678341
670690783
670690791
670690304
670690205
670690866
670690825
67074V200
67074V507
67074V309
67074V820
67074V838
67074V853
67074V804
67074V705
67074V879
67074V796
67074V788
67074V762
67066D754
67066D747
67066D739
67066D671
67066D713
67066D697
67066D689
67065W449
67065W423
67065W415
67065W571
67065W555
67065W548
67065W134
67065W142
67065W530
67065W514
67065W498
670690221
670690213
670690288
670678176
67065P733
67065P725
670678382
670678390
670678572
67065W373
670725506
670725605
670725209
670725308
670725571
670725563
Page 124 of 185
Symbol
NSCDX
NSDRX
FSHYX
FBSCX
FLTIX
FIMPX
ASETX
FHMCX
ARSTX
FSCVX
FMPCX
FMPYX
FPXCX
ARSCX
ASEIX
FSVSX
FSFYX
FSJSX
FSJCX
FSAYX
FSACX
FSASX
FSKCX
FSKYX
FSKSX
FSGYX
FSNCX
FSNSX
NCOAX
NCFCX
NCOIX
NFRRX
NFRAX
NFFCX
NFRIX
NCGAX
NCGCX
NSGIX
NCCAX
NCCCX
NCCIX
NOPCX
NOPRX
NSSAX
NSSCX
NSSIX
NTMAX
NTMCX
FGTYX
FYNTX
FTNCX
FTNRX
FCBCX
FCBYX
FABSX
NTGCX
NTECX
NTEIX
NPTCX
NPTIX
NGEAX
NGFCX
Fund Type
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
NUVEEN FUNDS
OAK FUNDS
OAK FUNDS
OAK FUNDS
OAK FUNDS
OAK FUNDS
OAK FUNDS
OAK FUNDS
OAKMARK FUNDS
OAKMARK FUNDS
OAKMARK FUNDS
OAKMARK FUNDS
OAKMARK FUNDS
OAKMARK FUNDS
OBERWEIS FUNDS
OBERWEIS FUNDS
OBERWEIS FUNDS
OBERWEIS FUNDS
OBERWEIS FUNDS
OBERWEIS FUNDS
OCM GOLD FUNDS
OCM GOLD FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
Fund Description
NUVEEN TRADEWINDS GLOBAL FLEXIBLE ALLOCATION FD CL I
NUVEEN TRADEWINDS GLOBAL RESOURCES FUND CLASS I
NUVEEN TRADEWINDS INTERNATIONAL VALUE FUND CLASS C
NUVEEN TRADEWINDS INTERNATIONAL VALUE FUND CLASS I
NUVEEN TRADEWINDS JAPAN FUND CLASS A
NUVEEN TRADEWINDS JAPAN FUND CLASS C
NUVEEN TRADEWINDS JAPAN FUND CLASS I
NUVEEN VIRGINIA MUNICIPAL BOND FUND CLASS C
NUVEEN VIRGINIA MUNICIPAL BOND FUND CLASS I
NUVEEN WISCONSIN MUNICIPAL BOND FUND CLASS C
NUVEEN WISCONSIN MUNICIPAL BOND FUND CLASS I
BLACK OAK EMERGING TECHNOLOGY FUND
LIVE OAK HEALTH SCIENCES FUND
PIN OAK AGGRESSIVE STOCK FUND
RED OAK TECHNOLOGY SELECT PORTFOLIO
RIVER OAK DISCOVERY FUND
ROCK OAK CORE GROWTH FUND
WHITE OAK GROWTH STOCK FUND
OAKMARK GLOBAL SELECT FUND CLASS I
THE OAKMARK FUND CLASS I
THE OAKMARK GLOBAL FUND CLASS I
THE OAKMARK INTERNATIONAL FUND CLASS I
THE OAKMARK INTERNATIONAL SMALL-CAP FUND
THE OAKMARK SELECT FUND CLASS I
OBERWEIS ASIA OPPORTUNITIES FUND
OBERWEIS CHINA OPPORTUNITIES FUND
OBERWEIS EMERGING GROWTH FUND
OBERWEIS INTERNATIONAL OPPORTUNITIES FUND
OBERWEIS MICRO-CAP FUND
OBERWEIS SMALL-CAP OPPORTUNITIES FUND
OCM GOLD FUND ADVISOR CLASS
OCM GOLD FUND INVESTOR CLASS
OLD MUTUAL ANALYTIC DEFENSIVE EQUITY FUND INST CL
OLD MUTUAL ANALYTIC FUND CLASS A
OLD MUTUAL ANALYTIC FUND CLASS C
OLD MUTUAL ANALYTIC FUND CLASS Z
OLD MUTUAL ANALYTIC U.S. LONG/SHORT FUND CLASS Z
OLD MUTUAL ANALYTIC U.S. LONG/SHORT FUND INSTL CLASS
OLD MUTUAL ASSET ALLOCATION BALANCED PORTFOLIO CLASS C
OLD MUTUAL ASSET ALLOCATION BALANCED PORTFOLIO CLASS Z
OLD MUTUAL ASSET ALLOCATION BALANCED PORTFOLIO FD CLASS A
OLD MUTUAL ASSET ALLOCATION BALANCED PORTFOLIO INST CLASS
OLD MUTUAL ASSET ALLOCATION CONSERV PORTFOLIO CLASS Z
OLD MUTUAL ASSET ALLOCATION CONSERV PORTFOLIO FUND CL A
OLD MUTUAL ASSET ALLOCATION CONSERV PORTFOLIO FUND CL C
OLD MUTUAL ASSET ALLOCATION CONSERV PORTFOLIO INST CLASS
OLD MUTUAL ASSET ALLOCATION GROWTH PORT FUND CLASS C
OLD MUTUAL ASSET ALLOCATION GROWTH PORTFOLIO FD CLASS A
OLD MUTUAL ASSET ALLOCATION GROWTH PORTFOLIO INST CLASS
OLD MUTUAL ASSET ALLOCATION MOD GROWTH PORT FD CL A
OLD MUTUAL ASSET ALLOCATION MODERATE GROWTH PORT CL Z
OLD MUTUAL ASSET ALLOCATION MODERATE GROWTH PORT INST CL
OLD MUTUAL ASSET ALLOCATION MODERATE PORTFOLIO FD CLASS C
OLD MUTUAL BARROW HANLEY VALUE FUND CLASS Z
OLD MUTUAL BARROW HANLEY VALUE FUND INSTITUTIONAL CLASS
OLD MUTUAL COPPER ROCK EMERGING GROWHT FD INST CLASS
OLD MUTUAL COPPER ROCK EMERGING GROWTH FUND CLASS A
OLD MUTUAL COPPER ROCK EMERGING MARKETS FUND CLASS Z
OLD MUTUAL COPPER ROCK INT'L SMALL CAP FUND CLASS Z
OLD MUTUAL COPPER ROCK INT'L SMALL CAP FUND INST CL
OLD MUTUAL DWIGHT HIGH YIELD FUND INSTITUTIONAL CLASS
OLD MUTUAL DWIGHT INTERMEDIATE FIXED INCOME FUND CLASS C
CUSIP
670725555
67065W365
67065W704
67065W803
670725704
670725803
670725886
67065L674
67065L666
67065R697
67065R689
671081404
671081503
671081206
671081305
671081701
671081602
671081107
413838822
413838103
413838830
413838202
413838509
413838608
674375605
674375407
674375100
674375506
674375209
674375308
67087F200
67087F101
680029774
680029816
680029790
680029782
68002Q347
68002T101
680029402
680029659
680029303
680029881
680029667
680029105
680029204
680029857
680029808
680029709
680029865
680029501
680029642
680029873
680029600
68002Q313
68002T408
680029824
680029840
680029626
68002Q396
68002T655
68002Q214
68002Q719
Page 125 of 185
Symbol
NGGIX
NTRGX
NCIGX
NGRRX
NTJAX
NTJCX
NTJIX
FVACX
NMVAX
FWICX
FWIRX
BOGSX
LOGSX
POGSX
ROGSX
RIVSX
RCKSX
WOGSX
OAKWX
OAKMX
OAKGX
OAKIX
OAKEX
OAKLX
OBAOX
OBCHX
OBEGX
OBIOX
OBMCX
OBSOX
OCMAX
OCMGX
ANIEX
ANAEX
ANCEX
ANDEX
OBDEX
OISLX
OMBCX
OMBZX
OMABX
OMBLX
OMCZX
OMCAX
OMCCX
OMCIX
OMCGX
OMGAX
OMGIX
OMMAX
OMMZX
OMMIX
OMMCX
OBFOX
OIBHX
OMIRX
OMARX
OMZRX
OSSCX
OISSX
ODHYX
OCIRX
Fund Type
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLD MUTUAL FUNDS
OLSTEIN FUNDS
OLSTEIN FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
Fund Description
OLD MUTUAL DWIGHT INTERMEDIATE FIXED INCOME FUND CLASS Z
OLD MUTUAL DWIGHT INTERMEDIATE FIXED INCOME FUND INSTL CL
OLD MUTUAL DWIGHT SHORT TERM FIXED INCOME FUND CLASS A
OLD MUTUAL DWIGHT SHORT TERM FIXED INCOME FUND CLASS C
OLD MUTUAL DWIGHT SHORT TERM FIXED INCOME FUND CLASS Z
OLD MUTUAL DWIGHT SHORT TERM FIXED INCOME FUND INSTL CL
OLD MUTUAL FOCUSED FUND CLASS Z
OLD MUTUAL FOCUSED FUND INSTITUTIONAL CLASS
OLD MUTUAL HEITMAN REIT FUND CLASS Z
OLD MUTUAL HEITMAN REIT FUND INSTITUTIONAL CLASS
OLD MUTUAL INTERNATIONAL EQUITY FUND CLASS A
OLD MUTUAL INTERNATIONAL EQUITY FUND CLASS Z
OLD MUTUAL INTERNATIONAL EQUITY FUND INST CL
OLD MUTUAL LARGE CAP GROWTH CONCENTRATED FD CL Z
OLD MUTUAL LARGE CAP GROWTH CONCENTRATED FD INST
OLD MUTUAL TS&W MID CAP VALUE FUND CLASS Z
OLD MUTUAL TS&W MID-CAP VALUE FUND CLASS A
OLD MUTUAL TS&W MID-CAP VALUE FUND INSTITUTIONAL CLASS
OLD MUTUAL TS&W SMALL CAP VALUE FUND CLASS I
OLD MUTUAL TS&W SMALL CAP VALUE FUND CLASS Z
OLSTEIN ALL CAP VALUE FUND CLASS C
OLSTEIN STRATEGIC OPPORTUNITIES FUND CLASS C
OFI STABLE VALUE TRUST TIER 2
OPENHEIMER NEW JERSEY MUNICIPAL FUND CLASS Y
OPPENHEIMER ACTIVE ALLOCATION FUND CLASS B
OPPENHEIMER ACTIVE ALLOCATION FUND CLASS C
OPPENHEIMER ACTIVE ALLOCATION FUND CLASS N
OPPENHEIMER AMT FREE MUNICIPALS FUND CLASS B
OPPENHEIMER AMT FREE MUNICIPALS FUND CLASS C
OPPENHEIMER AMT-FREE MUNICIPALS FUND CLASS Y
OPPENHEIMER AMT-FREE MUNICIPALS FUND CLASS Y
OPPENHEIMER AMT-FREE NEW YORK MUNI FUND CLASS B
OPPENHEIMER ATM-FREE NEW YORK MUNI FUND CLASS C
OPPENHEIMER CALIFORNIA MUNICIPAL CLASS B
OPPENHEIMER CALIFORNIA MUNICIPAL CLASS C
OPPENHEIMER CALIFORNIA MUNICIPAL FUND CL Y
OPPENHEIMER CAPITAL APPRECIATION CLASS B
OPPENHEIMER CAPITAL APPRECIATION CLASS C
OPPENHEIMER CAPITAL APPRECIATION FUND CLASS N
OPPENHEIMER CAPITAL INCOME CLASS B
OPPENHEIMER CAPITAL INCOME CLASS C
OPPENHEIMER CAPITAL INCOME FUND CLASS N
OPPENHEIMER CAPITAL INCOME FUND CLASS Y
OPPENHEIMER CHAMPION INCOME CLASS B
OPPENHEIMER CHAMPION INCOME CLASS C
OPPENHEIMER CHAMPION INCOME FUND CLASS N
OPPENHEIMER COMMODITY STRATEGY TOTAL RETURN FD CL B
OPPENHEIMER COMMODITY STRATEGY TOTAL RETURN FD CL C
OPPENHEIMER COMMODITY STRATEGY TOTAL RETURN FD CL N
OPPENHEIMER CONSERVATIVE INVESTOR FD CLASS C
OPPENHEIMER CONSERVATIVE INVESTOR FD CLASS N
OPPENHEIMER CONSERVATIVE INVESTOR FUND CL B
OPPENHEIMER CORE BOND FUND CLASS B
OPPENHEIMER CORE BOND FUND CLASS C
OPPENHEIMER CORE BOND FUND CLASS N
OPPENHEIMER CURRENCY OPPORTUNITIES FUND CLASS C
OPPENHEIMER DEVELOPING MARKETS CLASS B
OPPENHEIMER DEVELOPING MARKETS CLASS C
OPPENHEIMER DEVELOPING MARKETS FUND CLASS N
OPPENHEIMER DISCOVERY CLASS B
OPPENHEIMER DISCOVERY CLASS C
OPPENHEIMER DISCOVERY FUND CLASS N
CUSIP
68002Q271
68002T580
68002Q107
68002Q784
68002Q321
68002T630
68002Q354
68002T879
68002Q297
68002T820
680029725
680029691
680029683
68002Q412
68002T754
68002T499
68002Q263
68002Q248
68002T515
68002Q289
681383105
681383402
67085L100
683940878
68382P877
68382P869
68382P851
683977201
683977300
683977508
683913404
683913206
683913305
683912208
683912307
683912406
68379A206
68379A305
68379A503
683793202
683793301
683793400
683793509
683944300
683944201
683944409
68380Y201
68380Y300
68380Y508
68382P307
68382P406
68382P208
683969208
683969307
683969703
68382G208
683974208
683974307
683974406
683921209
683921407
683921506
Page 126 of 185
Symbol
OBFJX
OIDIX
OIRAX
OIRCX
OBCPX
OIDSX
OBFVX
OIFCX
OBRTX
OIHRX
OMXAX
OMXZX
OMXIX
OLCPX
OILLX
OTMZX
OTMAX
OTMIX
OICVX
OSMVX
OFALX
OFSCX
N/A
ONJYX
OAABX
OAACX
OAANX
OTFBX
OMFCX
OMFYX
ONYYX
ONYBX
ONYCX
OCABX
OCACX
OCAYX
OTGBX
OTFCX
OTCNX
OPEBX
OPECX
OCINX
OCIYX
OCHBX
OCHCX
OCHNX
QRABX
QRACX
QRANX
OCCIX
ONCIX
OBCIX
OIGBX
OPBCX
OPBNX
OCOCX
ODVBX
ODVCX
ODVNX
ODIBX
ODICX
ODINX
Fund Type
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
Fund Description
OPPENHEIMER EMERGING MARKETS DEBT FUND CLASS C
OPPENHEIMER EMERGING MARKETS DEBT FUND CLASS N
OPPENHEIMER EQUITY FUND CLASS B
OPPENHEIMER EQUITY FUND CLASS C
OPPENHEIMER EQUITY FUND CLASS N
OPPENHEIMER EQUITY INCOME FUND CLASS Y
OPPENHEIMER EQUITY INCOME FUND, INC. CLASS B
OPPENHEIMER EQUITY INCOME FUND, INC. CLASS C
OPPENHEIMER EQUITY INCOME FUND, INC. CLASS N
OPPENHEIMER EQUITY INVESTOR FD CL B
OPPENHEIMER EQUITY INVESTOR FD CL C
OPPENHEIMER EQUITY INVESTOR FD CL N
OPPENHEIMER FIXED INCOME ACTIVE ALLOCATION FUND CL B
OPPENHEIMER FIXED INCOME ACTIVE ALLOCATION FUND CL C
OPPENHEIMER FIXED INCOME ACTIVE ALLOCATION FUND CL N
OPPENHEIMER FUND CORPORATE BOND CLASS N
OPPENHEIMER FUNDS CORPORATE BOND CL C
OPPENHEIMER FUNDS STABLE VALUE TRUST TIER 1
OPPENHEIMER FUNDS STABLE VALUE TRUST TIER 3
OPPENHEIMER GLOBAL ALLOCATION FUND CLASS B
OPPENHEIMER GLOBAL ALLOCATION FUND CLASS C
OPPENHEIMER GLOBAL ALLOCATION FUND CLASS N
OPPENHEIMER GLOBAL CLASS C
OPPENHEIMER GLOBAL FUND CLASS B
OPPENHEIMER GLOBAL FUND CLASS N
OPPENHEIMER GLOBAL OPPORTUNITIES FUND CLASS B
OPPENHEIMER GLOBAL OPPORTUNITIES FUND CLASS C
OPPENHEIMER GLOBAL OPPORTUNITIES FUND CLASS N
OPPENHEIMER GLOBAL STRATEGIC INCOME FUND CLASS B
OPPENHEIMER GLOBAL STRATEGIC INCOME FUND CLASS C
OPPENHEIMER GLOBAL STRATEGIC INCOME FUND CLASS N
OPPENHEIMER GLOBAL VALUE FUND CLASS C
OPPENHEIMER GLOBAL VALUE FUND CLASS N
OPPENHEIMER GOLD & SPECIAL MINERALS CLASS B
OPPENHEIMER GOLD & SPECIAL MINERALS CLASS C
OPPENHEIMER GOLD & SPECIAL MINERALS FUND CLASS N
OPPENHEIMER GOLD & SPECIAL MINERALS FUND CLASS Y
OPPENHEIMER INTERNATIONAL BOND FUND CLASS N
OPPENHEIMER INTERNATIONAL DIVERSIFIED FD CL B
OPPENHEIMER INTERNATIONAL DIVERSIFIED FD CL C
OPPENHEIMER INTERNATIONAL DIVERSIFIED FD CL N
OPPENHEIMER INTERNATIONAL GROWTH FUND CLASS N
OPPENHEIMER INTL BOND CLASS B
OPPENHEIMER INTL BOND CLASS C
OPPENHEIMER INTL GROWTH CLASS B
OPPENHEIMER INTL GROWTH CLASS C
OPPENHEIMER LIMITED GOVERNMENT CLASS C
OPPENHEIMER LIMITED TERM CA MUNICIPAL FUND CLASS B
OPPENHEIMER LIMITED TERM CA MUNICIPAL FUND CLASS C
OPPENHEIMER LIMITED TERM CALIFORNIA MUNICIPAL FUND CL Y
OPPENHEIMER LIMITED TERM GOVERMENT FUND CLASS N
OPPENHEIMER LIMITED TERM GOVT FUND CLASS B
OPPENHEIMER LIMITED TERM MUNI FUND CLASS Y
OPPENHEIMER LIMITED TERM MUNICIPAL CLASS B
OPPENHEIMER LIMITED TERM MUNICIPAL CLASS C
OPPENHEIMER LIMITED TERM NEW YORK MUNI CLASS C
OPPENHEIMER LIMITED TERM NEW YORK MUNICIPAL FUND CL Y
OPPENHEIMER MAIN ST FUND CLASS B
OPPENHEIMER MAIN ST FUND CLASS C
OPPENHEIMER MAIN STREET FUND CLASS N
OPPENHEIMER MAIN STREET SELECT FUND CLASS B
OPPENHEIMER MAIN STREET SELECT FUND CLASS C
CUSIP
68381C208
68381C307
683808208
683808406
683808505
68381A509
68381A202
68381A301
68381A400
68382P836
68382P828
68382P810
68382P745
68382P737
68382P729
68381B309
68381B200
67085L209
67085L308
68380E502
68380E601
68380E825
683924302
683924203
683924500
683943302
683943203
683943500
68380K201
68380K409
68380K607
68380Q307
68380Q406
683910202
683910301
683910400
683910509
68380T400
68383C206
68383C305
68383C404
68380L506
68380T202
68380T301
68380L209
68380L308
68380F301
68382L207
68382L306
68382L405
68380F509
68380F202
683957708
683957609
683957401
771740305
771740602
68380D801
68380D207
68380D827
68380D868
68380D850
Page 127 of 185
Symbol
OEMCX
OEMNX
OEQBX
OEQCX
OEQNX
OYEIX
OBEIX
OCEIX
ONEIX
OBAIX
OCAIX
ONAIX
OBFAX
OCFAX
ONFAX
OFINX
OFICX
N/A
N/A
QGRBX
QGRCX
QGRNX
OGLCX
OGLBX
OGLNX
OGGIX
OGICX
OGINX
OPSGX
OSICX
OSINX
GLVCX
GLVNX
OGMBX
OGMCX
OGMNX
OGMYX
OIBNX
OIDBX
OIDCX
OIDNX
OIGNX
OIBBX
OIBCX
IGRWX
OIGCX
OLTCX
OLCBX
OLCCX
OLCYX
OLTNX
OGSBX
OPIYX
OIMBX
OITCX
LTNCX
LTBYX
OMSBX
MIGCX
OMGNX
OMOBX
OMSCX
Fund Type
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
Fund Description
OPPENHEIMER MAIN STREET SELECT FUND CLASS N
OPPENHEIMER MAIN STREET SMALL & MID CAP FUND CLASS B
OPPENHEIMER MAIN STREET SMALL & MID CAP FUND CLASS C
OPPENHEIMER MAIN STREET SMALL & MID CAP FUND CLASS N
OPPENHEIMER MODERATE INVESTOR FUND CLASS B
OPPENHEIMER MODERATE INVESTOR FUND CLASS C
OPPENHEIMER MODERATE INVESTORS FUND CLASS N
OPPENHEIMER NEW JERSEY MUNICIPAL CLASS B
OPPENHEIMER NEW JERSEY MUNICIPAL FUND CLASS C
OPPENHEIMER PENNSYLVANIA MUNI CLASS B
OPPENHEIMER PENNSYLVANIA MUNI CLASS C
OPPENHEIMER PENNSYLVANIA MUNICIPAL FUND CL Y
OPPENHEIMER PRINCIPAL PROTECTED MAIN STREET III CL N
OPPENHEIMER QUEST INTERNATIONAL VALUE FUND CLASS B
OPPENHEIMER QUEST INTERNATIONAL VALUE FUND CLASS C
OPPENHEIMER QUEST INTERNATIONAL VALUE FUND CLASS N
OPPENHEIMER QUEST OPPORTUNITY VALUE FUND CLASS B
OPPENHEIMER QUEST OPPORTUNITY VALUE FUND CLASS C
OPPENHEIMER QUEST OPPORTUNITY VALUE FUND CLASS N
OPPENHEIMER REAL ESTATE FUND CLASS B
OPPENHEIMER REAL ESTATE FUND CLASS C
OPPENHEIMER REAL ESTATE FUND CLASS N
OPPENHEIMER RISING DIVIDENDS FUND CLASS B
OPPENHEIMER RISING DIVIDENDS FUND CLASS C
OPPENHEIMER RISING DIVIDENDS FUND CLASS N
OPPENHEIMER ROCHESTER ARIZONA MUNICIPAL FUND CL B
OPPENHEIMER ROCHESTER ARIZONA MUNICIPAL FUND CL C
OPPENHEIMER ROCHESTER INTERMEDIATE TERM MUNICIPAL FD CLASS C
OPPENHEIMER ROCHESTER INTERMEDIATE TERM MUNICIPAL FD CLASS Y
OPPENHEIMER ROCHESTER INTERMEDIATE TERM MUNICIPAL FUND CL A
OPPENHEIMER ROCHESTER MA MUNICIPAL FD CLASS B
OPPENHEIMER ROCHESTER MA MUNICIPAL FD CLASS C
OPPENHEIMER ROCHESTER MARYLAND MUNICIPAL FUND CL B
OPPENHEIMER ROCHESTER MARYLAND MUNICIPAL FUND CL C
OPPENHEIMER ROCHESTER MICHIGAN MUNICIPAL FD CLASS B
OPPENHEIMER ROCHESTER MICHIGAN MUNICIPAL FD CLASS C
OPPENHEIMER ROCHESTER MN MUNI FUND CLASS B
OPPENHEIMER ROCHESTER MN MUNI FUND CLASS C
OPPENHEIMER ROCHESTER MUNI NATIONAL FD CLASS B
OPPENHEIMER ROCHESTER MUNI NATIONAL FD CLASS C
OPPENHEIMER ROCHESTER NATIONAL MUNICIPAL FUND CL Y
OPPENHEIMER ROCHESTER NC MUNICIPAL FUND CL C
OPPENHEIMER ROCHESTER NC MUNICIPALS FD CL B
OPPENHEIMER ROCHESTER OHIO MUNICIPAL FD CLASS B
OPPENHEIMER ROCHESTER OHIO MUNICIPAL FD CLASS C
OPPENHEIMER ROCHESTER SHORT TERM MUNI FUND CL A
OPPENHEIMER ROCHESTER SHORT TERM MUNI FUND CL C
OPPENHEIMER ROCHESTER SHORT TERM MUNI FUND CL Y
OPPENHEIMER ROCHESTER VA MUNICIPAL FD CLASS B
OPPENHEIMER ROCHESTER VA MUNICIPAL FD CLASS C
OPPENHEIMER SELECT VALUE FUND CLASS B
OPPENHEIMER SELECT VALUE FUND CLASS C
OPPENHEIMER SELECT VALUE FUND CLASS N
OPPENHEIMER SENIOR FLOATING RATE FUND CLASS B
OPPENHEIMER SENIOR FLOATING RATE FUND CLASS C
OPPENHEIMER SMALL & MID CAP VALUE FUND CLASS B
OPPENHEIMER SMALL & MID CAP VALUE FUND CLASS C
OPPENHEIMER SMALL & MID-CAP GROWTH FUND CLASS B
OPPENHEIMER SMALL & MID-CAP GROWTH FUND CLASS C
OPPENHEIMER SMALL & MID-CAP GROWTH FUND CLASS N
OPPENHEIMER SMALL & MID-CAP VALUE FUND CLASS N
OPPENHEIMER TRANSITION 2010 FUND CLASS B
CUSIP
68380D835
68381F201
68381F300
68381F508
68382P604
68382P703
68382P802
683940605
683940803
683940209
683940704
683940860
68382U405
68380G200
68380G309
68380G408
68380E205
68380E304
68380E791
68382F200
68382F309
68382F408
68380H208
68380H307
68380H505
683821201
683821300
68385T207
68385T306
68385T108
683822209
683822308
68384F208
68384F307
683826200
683826309
683833206
683833305
683940407
683940886
683940852
683837306
683837207
68383E202
68383E301
68385Y107
68385Y206
68385Y305
68384J200
68384J309
68382H206
68382H305
68382H404
68381K200
68381K309
68380E809
68380E882
68379Y204
68379Y303
68379Y402
68380E817
68383H205
Page 128 of 185
Symbol
OMSNX
OPMBX
OPMCX
OPMNX
OBMIX
OCMIX
ONMIX
ONJBX
ONJCX
OPABX
OPACX
OPAYX
ONPRX
QIVBX
QIVCX
QIVNX
QOPBX
QOPCX
QOPNX
OREBX
ORECX
ORENX
OBRDX
OCRDX
ONRDX
ORBZX
ORCZX
ORRCX
ORRYX
ORRWX
ORBAX
ORCAX
ORYBX
ORYCX
ORMBX
ORMCX
OPBMX
OPCMX
ORNBX
ORNCX
ORNYX
OPCCX
OPCBX
OROBX
OROCX
ORSTX
ORSCX
ORSYX
ORVBX
ORVCX
OSVBX
OSCVX
OSVNX
OOSBX
OOSCX
QSCBX
QSCCX
OEGBX
OEGCX
OEGNX
QSCNX
OTTBX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
OPPENHEIMER FUNDS
ORINDA FUNDS
ORINDA FUNDS
O'SHAUGHNESSY FUND
O'SHAUGHNESSY FUND
O'SHAUGHNESSY FUND
O'SHAUGHNESSY FUND
O'SHAUGHNESSY FUND
O'SHAUGHNESSY FUND
O'SHAUGHNESSY FUND
O'SHAUGHNESSY FUND
OSTERWEIS FUNDS
OSTERWEIS FUNDS
OSTERWEIS FUNDS
OXFORD FUNDS
OXFORD FUNDS
PACIFIC ADVISORS FUNDS
PACIFIC FINANCIAL FUNDS
Fund Description
OPPENHEIMER TRANSITION 2010 FUND CLASS C
OPPENHEIMER TRANSITION 2010 FUND CLASS N
OPPENHEIMER U.S. GOVERNMENT TRUST CLASS N
OPPENHEIMER U.S. GOVT TR CLASS B
OPPENHEIMER U.S. GOVT TRUST CLASS C
OPPENHEIMER VALUE CLASS B
OPPENHEIMER VALUE FUND CLASS C
OPPENHEIMER VALUE FUND CLASS N
ROCHESTER LIMITED TERM NEW YORK MUNI CLASS B
ROCHESTER MUNICIPAL FUND CLASS B
ROCHESTER MUNICIPAL FUND CLASS C
ORINDA MULTI-MANAGER HEDGED EQUITY FD CL C
ORINDA MULTI-MANAGER HEDGED EQUITY FD CL I
O'SHAUGHNESSY ALL CAP CORE FUND CLASS A
O'SHAUGHNESSY ALL CAP CORE FUND CLASS I
O'SHAUGHNESSY ALL CAP CORR FUND CLASS C
O'SHAUGHNESSY ENHANCED DIVIDEND FUND CLASS A
O'SHAUGHNESSY ENHANCED DIVIDEND FUND CLASS C
O'SHAUGHNESSY ENHANCED DIVIDEND FUND CLASS I
O'SHAUGHNESSY SMALL/ MID CAP GROWTH FUND CLASS A
O'SHAUGHNESSY SMALL/ MID CAP GROWTH FUND CLASS I
THE OSTERWEIS FUND
THE OSTERWEIS STRATEGIC INCOME FUND
THE OSTERWEIS STRATEGIC INVESTMENT FUND RETAIL CLASS
OXFORD GLOBAL TOTAL RETURN FUND CLASS C
OXFORD GLOBAL TOTAL RETURN FUND CLASS I
PACIFIC ADVISORS BALANCED FUND CLASS A
PACIFIC ADVISORS BALANCED FUND CLASS C
PACIFIC ADVISORS GOVERNMENT SECURITIES FUND CLASS A
PACIFIC ADVISORS GOVT SECURITIES FUND CLASS C
PACIFIC ADVISORS GROWTH FUND CLASS A
PACIFIC ADVISORS GROWTH FUND CLASS C
PACIFIC ADVISORS INCOME AND EQUITY FUND CLASS C
PACIFIC ADVISORS INCOME FUND CLASS A
PACIFIC ADVISORS MULTICAP VALUE FUND CLASS A
PACIFIC ADVISORS MULTICAP VALUE FUND CLASS C
PACIFIC ADVISORS SMALL-CAP FUND CLASS A
PACIFIC ADVISORS SMALL-CAP FUND CLASS C
PACIFIC FINANCIAL CORE EQUITY FUND INSTITUTIONAL CLASS
PACIFIC FINANCIAL CORE EQUITY FUND INVESTOR CLASS
PACIFIC FINANCIAL EXPLORER FUND INSTITUTIONAL CLASS
PACIFIC FINANCIAL EXPLORER FUND INVESTOR CLASS
PACIFIC FINANCIAL INTERNATIONAL FUND INSTITUTIONAL CLASS
PACIFIC FINANCIAL INTERNATIONAL FUND INVESTOR CLASS
PACIFIC FINANCIAL STRAT CONSERVATIVE FD INSTITUTIONAL CL
PACIFIC FINANCIAL STRATEGIC CONSERV FUND INVESTOR CLASS
CUSIP
68383H304
68383H403
68383J201
68383J300
68383J409
68383L206
68383L305
68383L404
68384M203
68384M401
68384E201
68384E300
68384E409
68384M708
68384M807
68384M880
68384M856
68384M831
683810501
683810303
683810204
68380J402
68380J857
68380J790
771740404
771362209
771362308
00768D574
00768D566
007989130
007989114
007989122
00768D780
00768D772
00768D764
00768D756
00768D749
742935406
742935489
74316J771
66537T265
66537T299
694336306
694336702
694336108
694336504
694336884
694336876
694336603
694336207
694336868
694336850
694336405
694336801
66537T786
66537T794
66537T760
66537T778
66537T745
66537T752
66537T729
66537T737
Page 129 of 185
Symbol
OTTCX
OTTNX
OTBFX
OTFFX
OTFNX
OTWBX
OTWCX
OTWNX
OTDBX
OTDNX
OTHBX
OTHCX
OTHNX
OTIBX
OTICX
OTINX
OTKBX
OTKNX
OUSNX
UGTBX
OUSCX
CGRBX
CGRCX
CGRNX
LTBBX
RMUBX
RMUCX
OHECX
OHEIX
OFAAX
OFAIX
OFACX
OFDAX
OFDCX
OFDIX
OFMAX
OFMIX
OSTFX
OSTIX
OSTVX
OXGCX
OXGIX
PAABX
PGBCX
PADGX
PGGCX
PAGTX
PGCCX
PIECX
PADIX
PAMVX
PMVCX
PASMX
PGSCX
PFGQX
PFLQX
PFGPX
PFLPX
PFGIX
PFLIX
PFGSX
PFLSX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PACIFIC LIFE FUNDS
PARADIGM FUNDS
PARADIGM FUNDS
PARADIGM FUNDS
PARADIGM FUNDS
PARNASSUS FUNDS
PARNASSUS FUNDS
PARNASSUS FUNDS
PARNASSUS FUNDS
PARNASSUS FUNDS
PARNASSUS FUNDS
PARNASSUS FUNDS
PARR FUNDS
PARR FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAX WORLD FUNDS
PAYDEN & RYGEL FUNDS
Fund Description
PACIFIC FINANCIAL TACTICAL FUND INSTITUTIONAL CLASS
PACIFIC FINANCIAL TACTICAL FUND INVESTOR CLASS
PL INCOME FUND CLASS A
PL INCOME FUND CLASS C
PL INCOME FUND INSTITUTIONAL CLASS
PL PORTFOLIO OPTIMIZATION AGGRESSIVE FD CL B
PL PORTFOLIO OPTIMIZATION AGGRESSIVE FD CL C
PL PORTFOLIO OPTIMIZATION CONSERVATIVE FD CL B
PL PORTFOLIO OPTIMIZATION CONSERVATIVE FD CL C
PL PORTFOLIO OPTIMIZATION MOD AGGRESSIVE CL C
PL PORTFOLIO OPTIMIZATION MOD AGGRESSIVE FD CL B
PL PORTFOLIO OPTIMIZATION MOD CONSERVATIVE FD CL B
PL PORTFOLIO OPTIMIZATION MOD CONSERVATIVE FD CL C
PL PORTFOLIO OPTIMIZATION MODEL A CLASS R
PL PORTFOLIO OPTIMIZATION MODEL B CLASS R
PL PORTFOLIO OPTIMIZATION MODEL C CLASS R
PL PORTFOLIO OPTIMIZATION MODEL D CLASS R
PL PORTFOLIO OPTIMIZATION MODEL E CLASS R
PL PORTFOLIO OPTIMIZATION MODERATE FD CL B
PL PORTFOLIO OPTIMIZATION MODERATE FD CL C
PARADIGM INTRINSIC VALUE FUND
PARADIGM OPPORTUNITY FUND
PARADIGM SELECT FUND
PARADIGM VALUE FUND
PARNASSUS EQUITY INCOME FUND
PARNASSUS EQUITY INCOME FUND INSTITUTIONAL CLASS
PARNASSUS FIXED INCOME FUND
PARNASSUS FUND
PARNASSUS MID-CAP FUND
PARNASSUS SMALL-CAP FUND
PARNASSUS WORKPLACE FUND
THE USX CHINA FUND CLASS A
THE USX CHINA FUND CLASS C
PAX WORLD BALANCED FUND INDIVIDUAL INVESTOR CLASS
PAX WORLD BALANCED FUND INSTITUTIONAL CLASS
PAX WORLD ESG MANAGERS AGGRESSIVE GROWTH CLASS A
PAX WORLD ESG MANAGERS AGGRESSIVE GROWTH CLASS C
PAX WORLD ESG MANAGERS AGGRESSIVE GROWTH INSTITUTIONAL CLASS
PAX WORLD ESG MANAGERS CONSERVATIVE CLASS A
PAX WORLD ESG MANAGERS CONSERVATIVE CLASS C
PAX WORLD ESG MANAGERS CONSERVATIVE INSTITUTIONAL CLASS
PAX WORLD ESG MANAGERS GROWTH CLASS A
PAX WORLD ESG MANAGERS GROWTH CLASS C
PAX WORLD ESG MANAGERS GROWTH INSTITUTIONAL CLASS
PAX WORLD ESG MANAGERS MODERATE CLASS A
PAX WORLD ESG MANAGERS MODERATE CLASS C
PAX WORLD ESG MANAGERS MODERATE INSTITUTIONAL CLASS
PAX WORLD GLOBAL GREEN FD INDIVIDUAL INVESTOR CLASS
PAX WORLD GLOBAL GREEN FUND CLASS R
PAX WORLD GLOBAL GREEN FUND INSTITUTIONAL CLASS
PAX WORLD GLOBAL WOMEN'S EQUALITY FD INDIVIDUAL INV CLASS
PAX WORLD GLOBAL WOMEN'S EQUALITY FD INSTITUTIONAL CLASS
PAX WORLD GROWTH FUND INDIVIDUAL INVESTOR CLASS
PAX WORLD GROWTH FUND INSTITUTIONAL CLASS
PAX WORLD HIGH YIELD BOND FUND INDIVIDUAL INVST CL
PAX WORLD HIGH YIELD BOND FUND INSTITUTIONAL CLASS
PAX WORLD INTERNATIONAL FUND CLASS R
PAX WORLD INTERNATIONAL FUND INSTITUTIONAL CLASS
PAX WORLD INTL FUND INDIVIDUAL INVESTOR CLASS
PAX WORLD SMALL CAP FUND INDIVIDUAL INVESTOR CLASS
PAX WORLD SMALL CAP FUND INSTITUTIONAL CLASS
METZLER/PAYDEN EUROPEAN EMERGING MARKETS FUNDS
Page 130 of 185
CUSIP
66537T695
66537T711
69447T813
69447T789
69447T797
694289331
694289323
694289463
694289455
694289356
694289364
694289430
694289422
694289182
694289174
694289166
694289158
694289141
694289398
694289380
69901E500
69901E203
69901E302
69901E104
701769101
701769408
701769200
701765109
701765885
701765877
701765869
701787103
701787202
704223106
704223205
704223726
704223593
704223619
704223684
704223676
704223668
704223718
704223635
704223627
704223692
704223650
704223643
704223783
704223767
704223775
704223841
704223833
704223403
704223502
704223700
704223809
704223734
704223742
704223759
704223825
704223817
704329283
Symbol
PFGTX
PFTLX
PLIAX
PLNCX
PLIIX
POEBX
POCEX
POABX
POACX
PODCX
PODBX
POBBX
POBCX
POARX
POBRX
POCRX
PODRX
POERX
POMBX
POMCX
PVIVX
PFOPX
PFSLX
PVFAX
PRBLX
PRILX
PRFIX
PARNX
PARMX
PARSX
PARWX
HPCHX
HPPCX
PAXWX
PAXIX
PAGAX
PAGCX
PAGIX
PWMAX
PWMCX
PWMIX
PGPAX
PWCCX
PMIIX
PMPAX
PWPCX
PWPIX
PGRNX
PGRGX
PGINX
PXWEX
PXWIX
PXWGX
PWGIX
PAXHX
PXHIX
PXIRX
PXNIX
PXINX
PXSCX
PXSIX
MPYMX
Fund Type
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERFORMANCE FUNDS
PERIMETER FUNDS
PERIMETER FUNDS
PERKINS FUNDS
PERMANENT FUNDS
PERMANENT FUNDS
PERMANENT FUNDS
PERMANENT FUNDS
PERRITT FUNDS
PERRITT FUNDS
PFS FUNDS
PFS FUNDS
PFS FUNDS
PFS FUNDS
PFS FUNDS
PFS FUNDS
PIA FUNDS
PIA FUNDS
PIA FUNDS
PIA FUNDS
PIMCO ALLIANZ FISH FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
Fund Description
PAYDEN & RYGEL CORE BOND FUND CLASS R
PAYDEN & RYGEL EMERGING MARKETS BOND FUND
PAYDEN & RYGEL GLOBAL SHORT BOND CLASS R
PAYDEN & RYGEL GNMA FUND
PAYDEN & RYGEL HIGH INCOME FUND
PAYDEN & RYGEL LIMITED MATURITY FUND
PAYDEN & RYGEL SHORT BOND FUND CL R
PAYDEN & RYGEL TAX EXEMPT BOND FD CLASS R
PAYDEN & RYGEL U.S GOVERNMENT FUND CLASS R
PAYDEN & RYGEL U.S. GROWTH LEADERS FUND CLASS R
PAYDEN & RYGEL VALUE LEADERS FUND CLASS R
PAYDEN CALIFORNIA MUNICIPAL INCOME FUND
PAYDEN EMERGING MARKETS BOND FUND ADVISOR CLASS
PAYDEN GLOBAL FIXED INCOME FUND CLASS R
PAYDEN/ KRAVITZ CASH BALANCE PLAN FUND INSTL CLASS
PAYDEN/ KRAVITZ CASH BALANCE PLAN FUND RETIREMENT CL
PAYDEN/KRAVITZ CASH BALANCE PLAN FUND ADVISOR CLASS
PERFORMANCE EQUITY INSTITUTIONAL
PERFORMANCE INTERM TERM INCOME FUND CLASS A
PERFORMANCE INTERMEDIATE GOVT INCOME FUND INSTL CLASS
PERFORMANCE LARGE CAP EQUITY FUND
PERFORMANCE LARGE CAP FUND CLASS B
PERFORMANCE LEADERS EQUITY FUND CLASS A
PERFORMANCE LEADERS EQUITY FUND CLASS B
PERFORMANCE LEADERS EQUITY FUND INSTIT. CLASS
PERFORMANCE MID CAP FUND CLASS B
PERFORMANCE MID CAP GROWTH FUND
PERFORMANCE MID CAP GROWTH INSTITUTIONAL
PERFORMANCE SHORT TERM GOVERNMENT INCOME FUND CLASS A
PERFORMANCE SHORT TERM GOVERNMENT INCOME INSTITUTIONAL
PERFORMANCE STRATEGIC DIVIDEND FUND CLASS A
PERFORMANCE STRATEGIC DIVIDEND FUND CLASS I
PERIMETER SMALL CAP GROWTH FUND CLASS I
PERIMETER SMALL CAP GROWTH FUND INSTITUTIONAL CLASS
PERKINS DISCOVERY FUND
PERMANENT PORTFOLIO AGGRESSIVE GROWTH FUND
PERMANENT PORTFOLIO FUND
PERMANENT PORTFOLIO TREASURY BILL FUND
PERMANENT PORTFOLIO VERSATILE BOND FUND
PERRITT EMERGING OPPORTUNITIES FUND
PERRITT MICRO-CAP OPPORTUNITIES FUND
BRETTON FUND
CASTLE FOCUS FUND CLASS C
CASTLE FOCUS FUND INVESTOR CLASS
HNP GROWTH AND PRESERVATION FUND
THE WIRELESS FUND
TURQUOISE SELECT OPPORTUNITIES FUND
PIA HIGH YIELD FUND INVESTOR CLASS
PIA MBS BOND FUND MANAGED ACCOUNT COMPLETION SHARES
PIA SHORT-TERM SECURITIES FUND
PIA TOTAL RETURN BOND FUND
ALLIANZ GLOBAL INVESTORS FIXED INCOME SHARES SERIES C
ALLIANZ GLOBAL INVESTORS FIXED INCOME SHARES SERIES M
ALLIANZ GLOBAL INVESTORS FIXED INCOME SHARES SERIES R
PIMCO ALL ASSET ALL AUTHORITY FUND CLASS A
PIMCO ALL ASSET ALL AUTHORITY FUND CLASS C
PIMCO ALL ASSET ALL AUTHORITY FUND CLASS D
PIMCO ALL ASSET FUND CLASS A
PIMCO ALL ASSET FUND CLASS C
PIMCO ALL ASSET FUND CLASS D
PIMCO CA INTERM MUNICIPAL BOND FUND CLASS A
PIMCO CA SHORT DURATION MUNI FUND CLASS A
CUSIP
704329408
704329531
704329697
704329473
704329572
704329606
704329200
704329507
704329796
704329481
704329739
704329515
704329325
704329101
70432R200
704329358
70432R101
713756807
713756500
713756609
713756708
713756799
713756773
713756765
713756757
713756815
713756880
713756872
713756302
713756401
713756674
713756666
00764Q751
00764Q843
742935711
714199304
714199106
714199205
714199403
714402104
714401106
71709W500
71709W401
71709W302
71709W708
71709W203
71709W609
007989163
007989494
007989551
007989544
01882B205
01882B304
01882B403
72200Q232
72200Q216
72200Q190
72200Q711
72200Q687
72200Q679
693389785
72201F649
Page 131 of 185
Symbol
PYCBX
PYEMX
PYGSX
PYGNX
PYHRX
PYLMX
PYSBX
PYTEX
PYUSX
PUGLX
PYVLX
PYCRX
PYEWX
PYGFX
PKBIX
PKCRX
PKCBX
PFEQX
PFFCX
PFFIX
PFECX
PFEBX
PILZX
PILGX
PILEX
PCGBX
PCGCX
PCGIX
PFSFX
PFSIX
PSDHX
PSDFX
PSIGX
PSCGX
PDFDX
PAGRX
PRPFX
PRTBX
PRVBX
PREOX
PRCGX
BRTNX
CASTX
MOATX
HNPKX
WIREX
TURQX
PHYSX
PMTGX
PIASX
PIATX
FXICX
FXIMX
FXIRX
PAUAX
PAUCX
PAUDX
PASAX
PASCX
PASDX
PCMBX
PCDAX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
Fund Description
PIMCO CALIFORNIA INTERMEDIATE MUNI BOND FUND CLASS C
PIMCO CALIFORNIA INTERMEDIATE MUNI BOND FUND CLASS D
PIMCO CALIFORNIA SHORT DURATION MUNI INCOME FUND CL C
PIMCO CALIFORNIA SHRT DURATION MUNI FUND CLASS D
PIMCO COMMODITIES PLUS SHORT STRATEGY CLASS D
PIMCO COMMODITIES PLUS SHORT STRATEGY FUND CLASS A
PIMCO COMMODITIES PLUS STRATEGY FUND CLASS A
PIMCO COMMODITIES PLUS STRATEGY FUND CLASS C
PIMCO COMMODITIES PLUS STRATEGY FUND CLASS D
PIMCO COMMODITY REAL RETURN STRATEGY FUND A
PIMCO COMMODITY REAL RETURN STRATEGY FUND C
PIMCO COMMODITY REAL RETURN STRATEGY FUND CL D
PIMCO CONVERTIBLE FUND CLASS A
PIMCO CONVERTIBLE FUND CLASS C
PIMCO CONVERTIBLE FUND CLASS D
PIMCO CREDIT ABSOLUTE RETURN FUND CLASS A
PIMCO CREDIT ABSOLUTE RETURN FUND CLASS C
PIMCO CREDIT ABSOLUTE RETURN FUND CLASS D
PIMCO DIVERSIFIED INCOME FUND CLASS A
PIMCO DIVERSIFIED INCOME FUND CLASS C
PIMCO DIVERSIFIED INCOME FUND CLASS D
PIMCO EMERGING LOCAL BOND FUND CLASS A
PIMCO EMERGING LOCAL BOND FUND CLASS C
PIMCO EMERGING LOCAL BOND FUND CLASS D
PIMCO EMERGING MARKETS BOND FUND CLASS A
PIMCO EMERGING MARKETS BOND FUND CLASS C
PIMCO EMERGING MARKETS BOND FUND CLASS D
PIMCO EMERGING MARKETS CURRENCY FUND CLASS A
PIMCO EMERGING MARKETS CURRENCY FUND CLASS C
PIMCO EMERGING MARKETS CURRENCY FUND CLASS D
PIMCO EMERGING MULTI-ASSET FUND CLASS A
PIMCO EMERGING MULTI-ASSET FUND CLASS C
PIMCO EMERGING MULTI-ASSET FUND CLASS D
PIMCO EQS EMERGING MARKETS FUND CLASS A
PIMCO EQS EMERGING MARKETS FUND CLASS C
PIMCO EQS EMERGING MARKETS FUND CLASS D
PIMCO EQS PATHFINDER FUND CLASS A
PIMCO EQS PATHFINDER FUND CLASS C
PIMCO EQS PATHFINDER FUND CLASS D
PIMCO FLOATING INCOME FUND CLASS A
PIMCO FLOATING INCOME FUND CLASS D
PIMCO FLOATING RATE INCOME FUND CLASS C
PIMCO FOREIGN BOND (UNHEDGED) FUND CLASS A
PIMCO FOREIGN BOND (UNHEDGED) FUND CLASS C
PIMCO FOREIGN BOND CLASS A (U.S. DOLLAR-HEDGED)
PIMCO FOREIGN BOND CLASS C (U.S. DOLLAR-HEDGED)
PIMCO FOREIGN BOND FUND CLASS D (U.S. DOLLAR-HEDGED)
PIMCO FOREIGN BOND FUND CLASS D (UNHEDGED)
PIMCO FUNDAMENTAL ADVANTAGE TOTAL RTR STRATEGY FUND CL A
PIMCO FUNDAMENTAL ADVANTAGE TOTAL RTR STRATEGY FUND CL C
PIMCO FUNDAMENTAL ADVANTAGE TOTAL RTR STRATEGY FUND CL D
PIMCO FUNDAMENTAL INDEX PLUS TR FUND CLASS A
PIMCO FUNDAMENTAL INDEX PLUS TR FUND CLASS C
PIMCO FUNDAMENTAL INDEXPLUS TR FUND CLASS D
PIMCO GLOBAL ADVANTAGE STRATEGY BOND FUDN CLASS A
PIMCO GLOBAL ADVANTAGE STRATEGY BOND FUND CLASS D
PIMCO GLOBAL ADVANTAGE STRATEGY BONF FUND CLASS C
PIMCO GLOBAL BOND FUND (UNHEDGED) CLASS D
PIMCO GLOBAL BOND FUND CLASS A (U.S. DOLLAR-HEDGED)
PIMCO GLOBAL BOND FUND CLASS C (U.S. DOLLAR-HEDGED)
PIMCO GLOBAL MULTI ASSET FUND CLASS A
PIMCO GLOBAL MULTI ASSET FUND CLASS C
CUSIP
72201P332
722005303
72201P381
72201F631
72201P183
72201W881
72201P159
72201P142
72201P134
722005584
722005568
722005550
693391849
693391864
693391872
72201W451
72201W444
72201W436
72200Q661
72200Q646
72200Q638
72201F425
72201F391
72201F383
693391575
693391591
722005790
72201F102
72201F201
72201F300
72201T862
72201T854
72201T870
72201T797
72201T789
72201T813
72201T300
72201T409
72201T508
722005162
722008604
722005154
722005196
722005188
693391245
693391260
693391666
722005212
72201M164
72201M255
72201M149
72201F888
72201F870
72201F862
72201M321
72201M313
72201M271
722005253
693390346
693390320
72201P407
72201P506
Page 132 of 185
Symbol
PCFCX
PCIDX
PCSCX
PCDDX
PCSDX
PCCAX
PCLAX
PCPCX
PCLDX
PCRAX
PCRCX
PCRDX
PACNX
PCCNX
PCVDX
PZCRX
PCCRX
PDCRX
PDVAX
PDICX
PDVDX
PELAX
PELCX
PLBDX
PAEMX
PEBCX
PEMDX
PLMAX
PLMCX
PLMDX
PEAAX
PEACX
PEAEX
PEQAX
PEQEX
PEQDX
PATHX
PTHCX
PTHDX
PFIAX
PFIDX
PFNCX
PFUAX
PFRCX
PFOAX
PFOCX
PFODX
PFBDX
PTFAX
PTRCX
PFSDX
PIXAX
PIXCX
PIXDX
PGSAX
PGSDX
PAFCX
PGBDX
PAIIX
PCIIX
PGMAX
PGMCX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
Fund Description
PIMCO GLOBAL MULTI ASSET FUND CLASS D
PIMCO GNMA FUND CLASS A
PIMCO GNMA FUND CLASS C
PIMCO GNMA FUND CLASS D
PIMCO HIGH YIELD CLASS A
PIMCO HIGH YIELD CLASS C
PIMCO HIGH YIELD FUND CLASS D
PIMCO HIGH YIELD MUNI BOND FD CLASS C
PIMCO HIGH YIELD MUNICIPAL BOND FUND CLASS A
PIMCO HIGH YIELD MUNICIPAL BOND FUND CLASS D
PIMCO HIGH YIELD SPECTRUM FUND CLASS A
PIMCO HIGH YIELD SPECTRUM FUND CLASS C
PIMCO HIGH YIELD SPECTRUM FUND CLASS D
PIMCO INCOME FUND CLASS A
PIMCO INCOME FUND CLASS C
PIMCO INCOME FUND CLASS D
PIMCO INTL STOCK PLUS TR STRAT FUND CLASS D
PIMCO INTL STOCK PLUS TR STRATEGY FD (UNHEDGED) CLASS A
PIMCO INTL STOCK PLUS TR STRATEGY FD (UNHEDGED) CLASS C
PIMCO INTL STOCK PLUS TR STRATEGY FUND CLASS A
PIMCO INTL STOCK PLUS TR STRATEGY FUND CLASS C
PIMCO INVESTMENT GRADE CORPORATE BOND FUND CLASS A
PIMCO INVESTMENT GRADE CORPORATE BOND FUND CLASS C
PIMCO INVESTMENT GRADE CORPORATE BOND FUND CLASS D
PIMCO LONG TERM U.S. GOVT CLASS A
PIMCO LONG TERM U.S. GOVT CLASS C
PIMCO LOW DURATION CLASS A
PIMCO LOW DURATION CLASS C
PIMCO LOW DURATION FUND CLASS D
PIMCO MORTGAGE-BACKED SECURITIES FD CL A
PIMCO MORTGAGE-BACKED SECURITIES FD CL D
PIMCO MUNICIPAL BOND FUND CLASS A
PIMCO MUNICIPAL BOND FUND CLASS C
PIMCO MUNICIPAL BOND FUND CLASS D
PIMCO NEW YORK MUNI BOND FUND CLASS C
PIMCO NY INTERM MUNICIPAL BOND FUND CLASS A
PIMCO NY MUNICIPAL BOND FUND CLASS D
PIMCO REAL ESTATE REAL RETURN STRATEGY FUND CLASS A
PIMCO REAL ESTATE REAL RETURN STRATEGY FUND CLASS C
PIMCO REAL ESTATE REAL RETURN STRATEGY FUND CLASS D
PIMCO REAL INCOME 2019 FUND CLASS A
PIMCO REAL INCOME 2019 FUND CLASS C
PIMCO REAL INCOME 2019 FUND CLASS D
PIMCO REAL INCOME 2029 FUND CLASS A
PIMCO REAL INCOME 2029 FUND CLASS C
PIMCO REAL INCOME 2029 FUND CLASS D
PIMCO REAL RETIREMENT 2010 CLASS A
PIMCO REAL RETIREMENT 2010 FUND CLASS C
PIMCO REAL RETIREMENT 2020 FUND CLASS A
PIMCO REAL RETURN FUND CLASS A
PIMCO REAL RETURN FUND CLASS C
PIMCO REAL RETURN FUND CLASS D
PIMCO REALRETIREMENT 2010 FUND CLASS D
CUSIP
72201P308
693391476
693391492
72200Q307
693390379
693390353
693391716
72201F524
72201F730
72201F748
72201W600
72201W709
72201W501
72201F474
72201F466
72201F458
72201F532
72201F557
72201F540
72200Q430
72200Q414
722008307
722008406
722008505
693391187
693391203
693390411
693390387
693391732
693391526
693391724
693391617
693391633
693391740
72201P340
693389736
722005105
72200Q299
72200Q273
72200Q265
72201P456
72201P431
72201P415
72201P449
72201P423
72201P399
72201F243
72201F185
72201F235
72201F177
72201F227
72201F169
72201F219
693391120
693391146
693391682
72201M602
72201W634
72201M701
72201M800
72201M883
72201M875
Page 133 of 185
Symbol
PGMDX
PAGNX
PCGNX
PGNDX
PHDAX
PHDCX
PHYDX
PYMCX
PYMAX
PYMDX
PHSAX
PHSCX
PHSDX
PONAX
PONCX
PONDX
PPUDX
PPUAX
PPUCX
PIPAX
PIPCX
PBDAX
PBDCX
PBDDX
PFGAX
PFGCX
PTLAX
PTLCX
PLDDX
PMRAX
PTMDX
PMLAX
PMLCX
PMBDX
PBFCX
PNYAX
PNYDX
PETAX
PETCX
PETDX
PCIAX
PRLCX
PRLDX
POIAX
PORCX
PORDX
PTNAX
PTNCX
PTYAX
PTYCX
PEHAX
PEHCX
POFAX
PRTNX
PRTCX
PRRDX
PTNDX
PTNUX
PTYDX
PEHDX
POFDX
PFYDX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS
PIMCO FUNDS ADMIN/INST
Fund Description
PIMCO SENIOR FLOATING RATE FUND CLASS A
PIMCO SENIOR FLOATING RATE FUND CLASS C
PIMCO SENIOR RATE FUND CLASS D
PIMCO SHORT DURATION MUNI INCOME FUND CLASS A
PIMCO SHORT DURATION MUNI INCOME FUND CLASS C
PIMCO SHORT DURATION MUNICIPAL INCOME FUND CLASS D
PIMCO SHORT TERM CLASS A
PIMCO SHORT TERM CLASS C
PIMCO SHORT-TERM FUND CLASS D
PIMCO SMALL CAP STOCKS PLUS TR FUND CLASS A
PIMCO SMALL CAP STOCKS PLUS TR FUND CLASS C
PIMCO SMALL CAP STOCKS PLUS TR FUND CLASS D
PIMCO STOCK PLUS TR SHORT STRATEGY FUND CLASS A
PIMCO STOCK PLUS TR SHORT STRATEGY FUND CLASS C
PIMCO STOCK PLUS TR SHORT STRATEGY FUND CLASS D
PIMCO STOCKPLUS TOTAL RETURN FUND CLASS A
PIMCO STOCKPLUS TOTAL RETURN FUND CLASS C
PIMCO STOCKSPLUS CLASS A
PIMCO STOCKSPLUS CLASS C
PIMCO STOCKSPLUS FUND CLASS D
PIMCO STOCKSPLUS TOTAL RETURN FUND CLASS D
PIMCO TAX MANAGED REAL RETURN FUND CLASS A
PIMCO TAX MANAGED REAL RETURN FUND CLASS C
PIMCO TAX MANAGED REAL RETURN FUND CLASS D
PIMCO TOTAL RETURN CLASS A
PIMCO TOTAL RETURN CLASS C
PIMCO TOTAL RETURN FUND CLASS D
PIMCO TOTAL RETURN IV FUND CLASS A
PIMCO TOTAL RETURN MORTGAGE FD CLASS C
PIMCO UNCONSTRAINED BOND FUND CLASS A
PIMCO UNCONSTRAINED BOND FUND CLASS C
PIMCO UNCONSTRAINED BOND FUND CLASS D
PIMCO UNCONSTRAINED TAX MANAGED BOND FUND CLASS A
PIMCO UNCONSTRAINED TAX MANAGED BOND FUND CLASS C
PIMCO UNCONSTRAINED TAX MANAGED BOND FUND CLASS D
PIMCO ALL ASSET ALL AUTHORITY FUND INSTITUTIONAL SHARES
PIMCO ALL ASSET FUND ADMIN CLASS
PIMCO ALL ASSET FUND INSTITUTIONAL CLASS
PIMCO CALIFORNIA INTERMEDIATE MUNICIPAL BOND FUND
PIMCO CALIFORNIA SHORT DURATION MUNI INCOME FUND INSTL CL
PIMCO COMMODITIES PLUS SHORT STRATEGY FUND INSTL CLASS
PIMCO COMMODITIES PLUS STRATEGY FUND INSTITUTIONAL CLASS
PIMCO COMMODITY REAL RETURN FUND ADMIN CLASS
PIMCO COMMODITY REAL RETURN STRATEGY FUND
PIMCO CONVERTIBLE FUND ADMINISTRATIVE CLASS
PIMCO CONVERTIBLE FUND INSTITUTIONAL CLASS
PIMCO CREDIT ABSOLUTE RETURN FUND INSTITUTIONAL CLASS
PIMCO DIVERSIFIED INCOME FUND INSTITUTIONAL CLASS
PIMCO EMERGING FUNDMNTL INDEXPLUS TOTAL RETURN INST CL
PIMCO EMERGING LOCAL BOND FUND ADMINISTRATIVE CLASS
PIMCO EMERGING LOCAL BOND FUND INSTITUTIONAL CLASS
PIMCO EMERGING MARKETS BOND FUND (ADMIN SHARES)
PIMCO EMERGING MARKETS BOND FUND INSTL CL
PIMCO EMERGING MARKETS CORPORATE BOND FUND INSTL CL
PIMCO EMERGING MARKETS CURRENCY FD ADMIN CLASS
PIMCO EMERGING MARKETS CURRENCY FD INSTITUTIONAL CLASS
PIMCO EMERGING MULTI-ASSET FUND ADMIN CLASS
PIMCO EMERGING MULTI-ASSET FUND INSTL CLASS
PIMCO EQS EMERGING MARKETS FUND ADMIN CLASS
PIMCO EQS EMERGING MARKETS FUND INSTL CLASS
PIMCO EQS PATHFINDER FUND INSTITUTIONAL CLASS
PIMCO FLOATING INCOME FUND ADMIN SHARES
CUSIP
72201W758
72201W741
72201W774
693389843
693389868
722005204
693391211
693391237
693391690
72201F698
72201F680
72201F722
72201F763
72201F755
72201F714
72200Q620
72200Q596
693391393
693391419
693391708
72200Q588
72201P324
72201P316
72201P290
693390445
693390429
693391674
72201W691
693391542
72201M479
72201M297
72201M461
72201P738
72201P720
72201P712
72200Q182
722005618
722005626
693389769
72201F656
72201P217
72201P175
722005659
722005667
693391823
693391831
72201W394
693391880
72201M131
72201F375
72201F516
693391567
693391559
72201P522
72201F821
72201F409
72201T763
72201T805
72201T755
72201T839
72201T102
72201F813
Page 134 of 185
Symbol
PSRZX
PSRWX
PSRDX
PSDAX
PSDCX
PSDDX
PSHAX
PFTCX
PSHDX
PCKAX
PCKCX
PCKDX
PSSAX
PSSCX
PSSDX
PTOAX
PSOCX
PSPAX
PSPCX
PSPDX
PSTDX
PTXAX
PXMCX
PXMDX
PTTAX
PTTCX
PTTDX
PTUZX
PMRCX
PUBAX
PUBCX
PUBDX
ATMAX
ATMCX
ATMDX
PAUIX
PAALX
PAAIX
PCIMX
PCDIX
PCPIX
PCLIX
PCRRX
PCRIX
PFCAX
PFCIX
N/A
PDIIX
PEFIX
PEBLX
PELBX
PEBAX
PEBIX
PEMIX
PDEVX
PLMIX
PEAMX
PEAWX
PEQTX
PEQWX
PTHWX
PFTAX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
Fund Description
PIMCO FLOATING INCOME FUND INSTITUTIONAL CLASS
PIMCO FOREIGN BOND (UNHEDGED) FUND INSTITUTIONAL SHARES
PIMCO FOREIGN BOND FUND (U.S. DOLLAR HEDGED)
PIMCO FOREIGN BOND FUND (UNHEDGED) ADMIN CLASS
PIMCO FOREIGN BOND FUND U.S.$ (ADMIN SHARES)
PIMCO FUNDAMENTAL ADVANTAGE TOTAL RETURN FUND INST CL
PIMCO FUNDAMENTAL INDEX PLUS TR FUND INSTITUTIONAL CLASS
PIMCO GLOBAL ADVANTAGE STRATEGY BOND FD INSTL CLASS
PIMCO GLOBAL BOND (U.S. DOLLAR-HEDGED) INSTITUTIONAL CLASS
PIMCO GLOBAL BOND (UNHEDGED) FUND
PIMCO GLOBAL BOND FUND (UNHEDGED) (ADMIN SHARES)
PIMCO GLOBAL MULTI ASSET FUND INSTL
PIMCO GNMA FUND INSTITUTIONAL CLASS
PIMCO HIGH YIELD FUND
PIMCO HIGH YIELD MUNICIPAL FUND INST CLASS
PIMCO HIGH YIELD SPECTRUM FUND INSTITUTIONAL CLASS
PIMCO HIGH-YIELD FUND (ADMIN SHARES)
PIMCO INCOME ADMIN INSTITUTIONAL CLASS
PIMCO INCOME FUND INSTITUTIONAL CLASS
PIMCO INT'L STOCK PLUS TOTAL RETURN STRAT FUND INST CL
PIMCO INVESTMENT GRADE CORPORATE BOND ADMIN INST CL
PIMCO INVESTMENT GRADE CORPORATE BOND FUND INST CLASS
PIMCO LONG DUARTION TOTAL RETURN FD INSTL CL
PIMCO LONG-TERM U.S. GOVERNMENT FUND (ADMIN SHARES)
PIMCO LONG-TERM U.S. GOVERNMENT FUND INSTITUTIONAL CLASS
PIMCO LOW DURATION FUND (ADMIN SHARES)
PIMCO LOW DURATION FUND INSTITUTIONAL CLASS
PIMCO LOW DURATION II FUND
PIMCO LOW DURATION II FUND (ADMIN SHARES)
PIMCO LOW DURATION III FUND
PIMCO MODERATE DURATION FUND INSTITUTIONAL CLASS
PIMCO MORTGAGE-BACKED SECURITIES FUND ADM CLASS
PIMCO MORTGAGE-BACKED SECURITIES FUND INST CLASS
PIMCO MUNICIPAL BOND FUND
PIMCO MUNICIPAL BOND FUND ADMINISTRATIVE CLASS
PIMCO NEW YORK MUNICIPAL BOND FUND INSTITUTIONAL CLASS
PIMCO REAL ESTATE REAL RETURN FUND INSTITUTIONAL SHARES
PIMCO REAL INCOME 2019 FUND INSTITUTIONAL CLASS
PIMCO REAL INCOME 2029 FUND INSTL
PIMCO REAL RETURN ASSET FUND
PIMCO REAL RETURN FUND (ADMIN SHARES)
PIMCO REAL RETURN FUND INSTITUTIONAL CLASS
PIMCO SHORT DURATION MUNI INCOME FUND
PIMCO SHORT-DURATION MUNI INCOME FUND ADMIN CL
PIMCO SHORT-TERM FUND (ADMIN SHARES)
PIMCO SHORT-TERM FUND INSTITUTIONAL CLASS
PIMCO SMALL CAP STOCKS PLUS FUND INSTITUTIONAL CLASS
PIMCO STOCK PLUS TOTAL RETURN FUND INSTITUTIONAL CLASS
PIMCO STOCKPLUS LONG DURATION FUND INSTITUTIONAL CLASS
PIMCO STOCKPLUS TOTAL RETURN SHORT STRATEGY FD INSTL CL
PIMCO STOCKS PLUS FUND (ADMIN SHARES)
PIMCO STOCKS PLUS FUND INSTITUTIONAL CLASS
PIMCO TAX MANAGED REAL RETURN INSTL
PIMCO TOTAL RETURN FUND (ADMIN SHARES)
PIMCO TOTAL RETURN FUND INSTITUTIONAL CLASS
PIMCO TOTAL RETURN FUND INSTITUTIONAL CLASS
PIMCO TOTAL RETURN II FUND (ADMIN SHARES)
PIMCO TOTAL RETURN II FUND INSTITUTIONAL CLASS
PIMCO TOTAL RETURN III FUND
PIMCO TOTAL RETURN III FUND (ADMIN SHARES)
PIMCO UNCONSTRAINED BOND FUND INSTL CLASS
PIMCO UNCONSTRAINED TAX MAN BOND FD INSTL CL
CUSIP
722005170
722005220
693390882
72201F771
693390692
72201F110
72201F854
72201M446
693390130
693390874
693390684
72201P100
693391450
693390841
72201F672
72201W204
693390650
72201F482
72201F490
72200Q380
722005592
722005816
72201F623
693390775
693390205
693390767
693390304
693390791
693390668
693390858
693390593
693391518
693391500
693391658
693391641
693389710
72200Q257
72201P498
72201P480
72200Q505
693391112
693391104
693389827
693389835
693390734
693390601
72201F797
722005642
72201F433
693390486
693390759
693390403
72201P266
693390726
693390700
72201W717
693390544
693390551
693390866
693390627
72201M487
72201P746
Page 135 of 185
Symbol
PFIIX
PFUIX
PFORX
PFUUX
PFRAX
PFATX
PXTIX
PSAIX
PGBIX
PIGLX
PADMX
PGAIX
PDMIX
PHIYX
PHMIX
PHSIX
PHYAX
PIINX
PIMIX
PISIX
PGCAX
PIGIX
PLRIX
PLGBX
PGOVX
PLDAX
PTLDX
PLDTX
PDFAX
PLDIX
PMDRX
PMTAX
PTRIX
PFMIX
PMNAX
PNYIX
PRRSX
PRIFX
PRIIX
PRAIX
PARRX
PRRIX
PSDIX
PSDMX
PSFAX
PTSHX
PSCSX
PSPTX
PSLDX
PSTIX
PPLAX
PSTKX
PTMIX
PTRAX
PTTRX
PTUIX
PRADX
PMBIX
PTSAX
PRFAX
PFIUX
PUTIX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PIMCO FUNDS CLASS P
PINEBRIDGE FUNDS
PINEBRIDGE FUNDS
PINEBRIDGE FUNDS
PINEBRIDGE FUNDS
PINEBRIDGE FUNDS
PINEBRIDGE FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
Fund Description
PIMCO ALL ASSET ALL AUTHORITY FUND CLASS P
PIMCO ALL ASSET FUND CLASS P
PIMCO CALIFORNIA INTERMEDIATE MUNI BOND FUND CLASS P
PIMCO CALIFORNIA SHORT DURATION MUNICIPAL INCOME FUND CLASS P
PIMCO COMMODITIES PLUS SHORT STRATEGY FUND CLASS P
PIMCO COMMODITIES PLUS STRATEGY FUND CLASS P
PIMCO COMMODITY REAL RETURN STRATEGY FUND CL P
PIMCO CREDIT ABSOLUTE RETURN FUND CLASS P
PIMCO DIVERSIFIED INCOME FUND CLASS P
PIMCO EMERGING LOCAL BOND FUND CLASS P
PIMCO EMERGING MARKETS BOND FUND CLASS P
PIMCO EMERGING MARKETS CORPORATE BOND FUND CLASS P
PIMCO EMERGING MARKETS CURRENCY FUND CLASS P
PIMCO EMERGING MULTI-ASSET FUND CLASS P
PIMCO EQS EMERGING MARKETS FUND CLASS P
PIMCO EQS PATHFINDER FUND CLASS P
PIMCO EXTENDED DURATION FUND CLASS P
PIMCO FLOATING INCOME FUND CLASS P
PIMCO FOREIGN BOND FUND (UNHEDGED) CLASS P
PIMCO FOREIGN BOND FUND (USD-HEDGED) CLASS P
PIMCO FUNDAMENTAL ADVANTAGE TOTAL RETURN STRATEGY FUND CLASS P
PIMCO FUNDAMENTAL INDEX PLUS TR CLASS P
PIMCO GLOBAL ADVANTAGE STRATEGY BOND FUND CLASS P
PIMCO GLOBAL BOND FUND (UNHEDGED) CLASS P
PIMCO GLOBAL BOND FUND (USD-HEDGED) CLASS P
PIMCO GLOBAL MULTI-ASSET FUND CLASS P
PIMCO GNMA FUND CLASS P
PIMCO HIGH YIELD FUND CLASS P
PIMCO HIGH YIELD MUNICIPAL BOND FUND CLASS P
PIMCO HIGH YIELD SPECTRUM FUND CLASS P
PIMCO INCOME FUND CLASS P
PIMCO INTERN'L STOCK PLUS TR STRAT (UNHEDGED) FUND CL P
PIMCO INVESTMENT GRADE CORPORATE BOND FUND CLASS P
PIMCO LONG DURATION TOTAL RETURN FUND CLASS P
PIMCO LONG-TERM U.S. GOVERNMENT FUND CLASS P
PIMCO LOW DURATION FUND CLASS P
PIMCO MORTGAGE-BACKED SECURITIES FUND CL P
PIMCO MUNICIPAL BOND FUND CLASS P
PIMCO NY MUNICIPAL BOND FUND CLASS P
PIMCO REAL ESTATE REAL RETURN STATEGY FUND CLASS P
PIMCO REAL INCOME 2019 FUND CLASS P
PIMCO REAL INCOME 2029 FUND CLASS P
PIMCO REAL RETURN FUND CLASS P
PIMCO SHORT TERM FUND CLASS P
PIMCO SHORT-DURATION MUNI INCOME FUND CLASS P
PIMCO STOCKS PLUS TOTAL RETURN FUND CLASS P
PIMCO STOCKSPLUS FUND CLASS P
PIMCO TAX MANAGED REAL RETURN FUND CLASS P
PIMCO TOTAL RETURN FUND CLASS P
PIMCO TOTAL RETURN III FUND CLASS P
PIMCO TOTAL RETURN IV FUND CLASS P
PIMCO UNCONSTRAINED BOND FUND CLASS P
PIMCO UNCONSTRAINED TAX MANAGED BOND FD CL P
PINEBRIDGE U.S. FOCUS EQUITY FUND CLASS I
PINEBRIDGE U.S. FOCUS EQUITY FUND CLASS R
PINEBRIDGE U.S. MICRO CAP GROWTH FUND CLASS I
PINEBRIDGE U.S. MICRO CAP GROWTH FUND CLASS R
PINEBRIDGE U.S. SMALL CAP GROWTH FUND CLASS I
PINEBRIDGE U.S. SMALL CAP GROWTH FUND CLASS R
PIONEER ABSOLUTE RETURN CREDIT FUND CLASS C
PIONEER AMT-FREE MUNICIPAL FUND CLASS C
PIONEER BOND FUND CLASS C
Page 136 of 185
CUSIP
72201M438
72201M867
72201M859
72201M420
72201P191
72201P167
72201M842
72201W428
72201M826
72201M396
72201M818
72201W857
72201M834
72201T888
72201T821
72201T607
72201M388
72201M792
72201M776
72201M784
72201W105
72201M768
72201P886
72201W832
72201M750
72201P605
72201M743
72201M735
72201M727
72201W303
72201M719
72201M693
72201M685
72201M362
72201M677
72201M669
72201M651
72201M644
72201M347
72201M628
72201P373
72201P365
72201M636
72201M594
72201M610
72201M560
72201M578
72201P282
72201M552
72201P597
72201W683
72201M453
72201P753
72302A705
72302A804
72302A309
72302A408
72302A200
72302A101
72388E209
72387W887
723622304
Symbol
PAUPX
PALPX
PCIPX
PCDPX
PCSPX
PCLPX
PCRPX
N/A
PDVPX
PELPX
PEMPX
PMIPX
PLMPX
PEAQX
PEQQX
PTHPX
PEDPX
PFTPX
PFUPX
PFBPX
PFAPX
PIXPX
PGBPX
PGOPX
PGNPX
PGAPX
PPGNX
PHLPX
PYMPX
PHSPX
PONPX
PPLPX
PBDPX
PLRPX
PLTPX
PLDPX
PMRPX
PMUPX
PNYPX
PETPX
PICPX
PRQCX
PRLPX
PTSPX
PSDPX
PTOPX
PSKPX
PTMPX
PTTPX
PRAPX
PTUPX
PUCPX
PUTPX
N/A
PBFEX
PBMBX
PBMRX
PBSBX
PBSRX
RCRCX
MNBCX
PCYBX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIONEER FUNDS
PIP NEW GENERATION FUND
PLUMB FUNDS
PLUMB FUNDS
PMC FUNDS
PMC FUNDS
Fund Description
PIONEER CLASSIC BALANCED FUND CLASS C
PIONEER CULLEN VALUE FUND CLASS C
PIONEER CULLEN VALUE FUND CLASS R
PIONEER CULLEN VALUE FUND CLASS Z
PIONEER DISCIPLINED GROWTH FUND CLASS A
PIONEER DISCIPLINED GROWTH FUND CLASS C
PIONEER DISCIPLINED GROWTH FUND CLASS Y
PIONEER DISCIPLINED VALUE FUND CLASS A
PIONEER DISCIPLINED VALUE FUND CLASS C
PIONEER DISCIPLINED VALUE FUND CLASS Y
PIONEER EMERGING MARKETS CLASS C
PIONEER EMERGING MARKETS FUND CLASS R
PIONEER EQUITY INCOME FUND CLASS C
PIONEER EQUITY INCOME FUND CLASS R
PIONEER EQUITY OPPORTUNITY FUND CLASS C
PIONEER FLOATING RATE FUND CLASS C
PIONEER FUND CLASS C
PIONEER FUNDAMENTAL GROWTH FUND CLASS C
PIONEER GLOBAL AGGREGATE BOND FUND CLASS A
PIONEER GLOBAL AGGREGATE BOND FUND CLASS C
PIONEER GLOBAL AGGREGATE BOND FUND CLASS Y
PIONEER GLOBAL EQUITY FUND CLASS C
PIONEER GLOBAL HIGH FUND CLASS C
PIONEER GLOBAL HIGH YIELD FUND CLASS Z
PIONEER GOVERNMENT INCOME FUND CLASS C
PIONEER GROWTH OPPORTUNITIES FUND CLASS C
PIONEER HIGH INCOME MUNICIPAL FUND CLASS C
PIONEER HIGH YIELD FUND CLASS C
PIONEER HIGH YIELD FUND CLASS Z
PIONEER IBBOTSON AGGRESSIVE ALLOCATION FD CL A
PIONEER IBBOTSON AGGRESSIVE ALLOCATION FD CL C
PIONEER IBBOTSON AGGRESSIVE ALLOCATION FD CL Y
PIONEER IBBOTSON CONSERVATIVE ALLOCATION FD CL Y
PIONEER IBBOTSON CONSERVATIVE ALLOCATION FUND CL A
PIONEER IBBOTSON CONSERVATIVE ALLOCATION FUND CL C
PIONEER IBBOTSON GROWTH ALLOCATION FUND CLASS A
PIONEER IBBOTSON GROWTH ALLOCATION FUND CLASS C
PIONEER IBBOTSON GROWTH ALLOCATION FUND CLASS Y
PIONEER IBBOTSON MODERATE ALLOCATION FUND CLASS A
PIONEER IBBOTSON MODERATE ALLOCATION FUND CLASS C
PIONEER IBBOTSON MODERATE ALLOCATION FUND CLASS Y
PIONEER INDEPENDENCE FUND CLASS C
PIONEER INTL VALUE FUND CLASS C
PIONEER MID CAP VALUE FUND CLASS R
PIONEER MID-CAP VALUE FUND CLASS C
PIONEER MULTI-ASSET FLOATING RATE FUND CLASS C
PIONEER MULTI-ASSET REAL RETURN FUND CLASS C
PIONEER OAK RIDGE LARGE CAP GROWTH FUND CLASS C
PIONEER OAK RIDGE SMALL CAP GROWTH FUND CLASS C
PIONEER REAL ESTATE SHARES CLASS C
PIONEER RESEARCH FUND CLASS C
PIONEER SELECT MID CAP GROWTH FUND CLASS C
PIONEER SHORT-TERM INCOME FUND CLASS C
PIONEER STRATEGIC INCOME FUND CLASS C
PIONEER STRATEGIC INCOME FUND CLASS R
PIONEER STRATEGIC INCOME FUND CLASS Z
PIONEER VALUE FUND CLASS C
PIP NEW GENERATION FUND
PLUMB BALANCED FUND
PLUMB EQUITY FUND
PMC CORE FIXED INCOME FUND SINGLE CLASS
PMC DIVERSIFIED EQUITY FUND RETAIL CLASS
CUSIP
72387P304
72387X307
72387X505
72387X604
72387N408
72387N606
72387N796
72387N101
72387N309
72387N812
723661302
723661500
72366V306
72366V504
72366W304
72387S209
723682308
723695300
72388C104
72388C203
72388C302
72387N887
72369G306
72369G504
72387P692
72387W606
72387N838
72369B307
72369B703
723556700
723556882
723556841
723556817
723556874
723556858
723556403
723556601
723556833
723556106
723556304
723556825
723922308
723709309
72375Q504
72375Q306
72388E506
72387S506
72387T603
72387T306
723848305
723865309
72387T819
72387U303
723884300
723884508
723884607
724010301
717653109
976586107
976586206
89833W816
89833W618
Page 137 of 185
Symbol
PCBCX
CVCFX
CVRFX
CVFZX
SRSGX
PRGCX
PRGYX
SERSX
PRVCX
PRUYX
PCEFX
PEMRX
PCEQX
PQIRX
PEOCX
FLRCX
PCODX
FUNCX
PGABX
PGCBX
PGYBX
GCSLX
PGYCX
PGHZX
GOVCX
GOFCX
HICMX
PYICX
TAHZX
PIAAX
IALCX
IBAYX
IBBCX
PIAVX
PICVX
GRAAX
GRACX
IBGYX
PIALX
PIDCX
IMOYX
INDCX
PCITX
PCMRX
PCCGX
MCFRX
PRRCX
ORLCX
ORICX
PCREX
PCTMX
PMTCX
PSHCX
PSRCX
STIRX
STIZX
PCOTX
N/A
PLBBX
PLBEX
PMFIX
PMDEX
Fund Type
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
PNC FUNDS
Fund Description
PNC BALANCED ALLOCATION FUND CLASS C
PNC BALANCED ALLOCATION FUND CLASS I
PNC BOND FUND CLASS A
PNC BOND FUND CLASS C
PNC BOND FUND CLASS I
PNC GOVERNMENT MORTGAGE FUND CLASS A
PNC GOVERNMENT MORTGAGE FUND CLASS C
PNC GOVERNMENT MORTGAGE FUND CLASS I
PNC HIGH YIELD BOND FUND CLASS A
PNC HIGH YIELD BOND FUND CLASS I
PNC INTERMEDIATE BOND FUND CLASS A
PNC INTERMEDIATE TAX EXEMPT BOND FUND CLASS A
PNC INTERMEDIATE TAX EXEMPT BOND FUND CLASS C
PNC INTERMEDIATE TAX EXEMPT BOND FUND CLASS I
PNC INTERMIDIATE BOND FUND CLASS C
PNC INTERMIDIATE BOND FUND CLASS I
PNC INTERNATIONAL EQUITY FUND CLASS C
PNC INTERNATIONAL EQUITY FUND CLASS I
PNC LARGE CAP CORE EQUITY FUND CLASS C
PNC LARGE CAP CORE EQUITY FUND CLASS I
PNC LARGE CAP GROWTH FUND CLASS C
PNC LARGE CAP GROWTH FUND CLASS I
PNC LARGE CAP VALUE FUND CLASS C
PNC LARGE CAP VALUE FUND CLASS I
PNC LIMITED MATURITY BOND FUND CLASS A
PNC LIMITED MATURITY BOND FUND CLASS C
PNC LIMITED MATURITY BOND FUND CLASS I
PNC MARYLAND TAX-EXEMPT BOND FD INSTITUTIONAL CLASS
PNC MARYLAND TAX-EXEMPT BOND FUND CLASS A
PNC MARYLAND TAX-EXEMPT BOND FUND CLASS C
PNC MICHIGAN INTERMEDIATE MUNI BOND FUND CLASS A
PNC MICHIGAN INTERMEDIATE MUNI BOND FUND CLASS C
PNC MICHIGAN INTERMEDIATE MUNI BOND FUND CLASS I
PNC MID CAP VALUE FUND CLASS C
PNC MID CAP VALUE FUND CLASS I
PNC MULTI-FACTOR SMALL CAP CORE FUND CLASS A
PNC MULTI-FACTOR SMALL CAP CORE FUND CLASS C
PNC MULTI-FACTOR SMALL CAP CORE FUND CLASS I
PNC MULTI-FACTOR SMALL CAP GROWTH FUND CLASS A
PNC MULTI-FACTOR SMALL CAP GROWTH FUND CLASS C
PNC MULTI-FACTOR SMALL CAP GROWTH FUND CLASS I
PNC MULTI-FACTOR SMALL CAP VALUE FUND CLASS C
PNC MULTI-FACTOR SMALL CAP VALUE FUND CLASS I
PNC OHIO INTERMEDIATE TAX EXEMPT BOND FD CL A
PNC OHIO INTERMEDIATE TAX EXEMPT BOND FD CL C
PNC OHIO INTERMEDIATE TAX EXEMPT BOND FD CL I
PNC PENNSYLVANIA INTERMEDIATE MUNICIPAL BOND FUND CLASS A
PNC PENNSYLVANIA INTERMEDIATE MUNICIPAL BOND FUND CLASS C
PNC PENNSYLVANIA INTERMEDIATE MUNICIPAL BOND FUND CLASS I
PNC S&P 500 INDEX FUND CLASS A
PNC S&P 500 INDEX FUND CLASS C
PNC S&P 500 INDEX FUND CLASS I
PNC SMALL CAP FUND CLASS C
PNC SMALL CAP FUND CLASS I
PNC TAX-EXEMPT LIMITED MATURITY BOND CLASS C
PNC TAX-EXEMPT LIMITED MATURITY BOND CLASS I
PNC TAX-EXEMPT LIMITED MATURITY BOND FUND CLASS A
PNC TOTAL RETURN ADVANTAGE FUND CLASS A
PNC TOTAL RETURN ADVANTAGE FUND CLASS C
PNC TOTAL RETURN ADVANTAGE FUND CLASS I
PNC ULTRA SHORT BOND CLASS A
PNC ULTRA SHORT BOND FUND CLASS I
CUSIP
69351J728
69351J736
69351J371
69351J231
69351J223
69351J819
69351J827
69351J835
69351J330
69351J348
69351J512
69351J678
69351J686
69351J694
69351J496
69351J454
69351J207
69351J108
69351J504
69351J405
69351J116
69351J256
69351K204
69351K303
69351J744
69351J751
69351J769
69351K600
69351K402
69351K501
69351J645
69351J652
69351J660
69351J553
69351J561
69351J389
69351J397
69351J413
69351J421
69351J439
69351J447
69351J272
69351J280
69351J579
69351J587
69351J595
69351J611
69351J629
69351J637
69351J884
69351J801
69351J702
69351J314
69351J322
69351K808
69351K881
69351K709
69351J777
69351J785
69351J793
69351J520
69351J538
Page 138 of 185
Symbol
PBCCX
PBLIX
PAAAX
PFDCX
PFDIX
POMAX
PGTCX
PTGIX
PAHBX
PIHBX
PBFAX
PTBIX
PITCX
PTIIX
PIBCX
PIKIX
PIUCX
PIUIX
PLECX
PLEIX
PEWCX
PEWIX
PALVX
PLIVX
PLFAX
PFLCX
PMYIX
PDITX
PDATX
PDACX
PMMAX
PMICX
PBFIX
PMFCX
PMVIX
PLOAX
PLOCX
PLOIX
PLWAX
PLWCX
PLTIX
PSVCX
PMUIX
POXAX
POXCX
POXIX
PPMAX
PPMCX
PIBIX
PIIAX
PPICX
PSXIX
PPCCX
PPCIX
PDCLX
PDLIX
PDLAX
PTVAX
PTVCX
PTVIX
PSBAX
PNCIX
Fund Type
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
POPLAR FOREST FUNDS
POPLAR FOREST FUNDS
PORTFOLIO 21 FUNDS
PORTFOLIO 21 FUNDS
POWER INCOME FUND
POWER INCOME FUND
PRIMECAP ODYSSEY FUNDS
PRINCETON FUNDS
PRINCETON FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
Fund Description
POPLAR FOREST PARTNERS FUND CLASS A
POPLAR FOREST PARTNERS FUND INSTITUTIONAL CLASS
PORTFOLIO 21 FUND
PORTFOLIO 21 INSTITUTIONAL CLASS
POWER INCOME FUND CLASS A
POWER INCOME FUND CLASS I
PRIMECAP ODYSSEY AGGRESSIVE GROWTH FUND
PRIMECAP ODYSSEY GROWTH FUND
PRIMECAP ODYSSEY STOCK FUND
PRINCETON FUTURES STRATEGY FUND CLASS A
PRINCETON FUTURES STRATEGY FUND CLASS I
PRINCIPAL BOND & MORTGAGE SECURITIES FUND CLASS C
PRINCIPAL BOND & MORTGAGE SECURITIES FUND CLASS J
PRINCIPAL BOND MARKET INDEX FUND CLASS J
PRINCIPAL BOND MARKET INDEX FUND INSTITUTIONAL CLASS
PRINCIPAL CALIFORNIA MUNICIPAL FD CLASS C
PRINCIPAL CAPITAL APPRECIATION FUND CLASS C
PRINCIPAL CAPITAL APPRECIATION FUND CLASS P
PRINCIPAL DISCIPLINED LARGE CAP BLEND FUND CL C
PRINCIPAL DIVERSIFIED INTERNATIONAL FD J
PRINCIPAL DIVERSIFIED INTL FD CLASS C
PRINCIPAL DIVERSIFIED INTL FUND CLASS P
PRINCIPAL DIVERSIFIED REAL ASSET FUND CLASS C
PRINCIPAL DIVERSIFIED REAL ASSET FUND CLASS P
PRINCIPAL EQUITY INCOME FUND CLASS C
PRINCIPAL EQUITY INCOME FUND CLASS P
PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND CLASS C
PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND CLASS P
PRINCIPAL GLOBAL REAL ESTATE SECURITIES FUND CL A
PRINCIPAL GLOBAL REAL ESTATE SECURITIES FUND CL C
PRINCIPAL GLOBAL REAL ESTATE SECURITIES FUND CL P
PRINCIPAL GOVERNMENT & HIGH QUALITY BOND FD CL C
PRINCIPAL GOVERNMENT & HIGH QUALITY BOND FD CL J
PRINCIPAL GOVERNMENT AND HIGH QUALITY BOND FUND CLASS P
PRINCIPAL HIGH YIELD FUND CLASS C
PRINCIPAL HIGH YIELD FUND CLASS P
PRINCIPAL INCOME FUND CLASS C
PRINCIPAL INCOME FUND CLASS J
PRINCIPAL INCOME FUND CLASS P
PRINCIPAL INFLATION PROTECTION FUND CLASS C
PRINCIPAL INFLATION PROTECTION FUND CLASS J
PRINCIPAL INTERNATIONAL EMERGING MKTS FD J
PRINCIPAL INTERNATIONAL GROWTH FUND CLASS A
PRINCIPAL INTERNATIONAL GROWTH FUND CLASS C
PRINCIPAL INTERNATIONAL GROWTH FUND CLASS J
PRINCIPAL INTL EMERGING MARKET FUND CLASS C
PRINCIPAL INT'L EMERGING MARKETS FUND CLASS P
PRINCIPAL LARGECAP BLEND FUND II CLASS J
PRINCIPAL LARGECAP GROWTH FUND CLASS C
PRINCIPAL LARGECAP GROWTH FUND CLASS J
PRINCIPAL LARGECAP GROWTH FUND CLASS P
PRINCIPAL LARGECAP GROWTH FUND I CLASS J
PRINCIPAL LARGECAP GROWTH FUND II CLASS J
PRINCIPAL LARGECAP S&P 500 INDEX FUND CLASS C
PRINCIPAL LARGECAP S&P 500 INDEX FUND CLASS J
PRINCIPAL LARGECAP VALUE FUND CLASS C
PRINCIPAL LARGECAP VALUE FUND CLASS J
PRINCIPAL LARGECAP VALUE FUND III CLASS J
PRINCIPAL LIFETIME 2010 FUND CLASS J
CUSIP
00768D814
00768D798
742935588
742935356
66537V294
66537V278
74160Q202
74160Q103
74160Q301
66537V450
66537V443
74254U788
74253M167
742553134
742553316
74254V679
74254V323
74255L704
74254V828
74253Q887
74254V810
74255L803
74254V174
74255L886
74254V844
74255L878
74254V216
74255L860
74254V299
74254V281
74254V158
74254V356
742553514
74255L852
74254V646
74255L845
74254V612
742553449
74255L837
74254U762
74254T823
74253Q705
74254V265
74254V257
74253M662
74254U754
74255L829
74253M712
74254V836
74253Q820
74255L811
74253Q481
74253M753
74254U747
74253Q796
74254U739
74253Q770
74253M738
74253M530
74253M472
74253M415
74253M340
Page 139 of 185
Symbol
PFPFX
IPFPX
PORTX
PORIX
PWRAX
PWRIX
POAGX
POGRX
POSKX
PFFAX
PFFNX
PBMCX
PBMJX
PBIJX
PNIIX
SRCCX
CMNCX
PCFPX
PDCCX
PIIJX
PDNCX
PDIPX
PRDCX
PRDPX
PEUCX
PEQPX
PGDCX
PGDPX
POSAX
POSCX
POSPX
CCUGX
PMRJX
PGSPX
CCHIX
PYHPX
CNMCX
PIOJX
PIMPX
PPOCX
PIPJX
PIEJX
PIRAX
PIRCX
PITJX
PMKCX
PIEPX
PLBJX
PLGCX
PGLJX
PGLPX
PLGJX
PPLJX
PLICX
PSPJX
PLUCX
PVLJX
PLVJX
PTAJX
PLFJX
PLTJX
PTDJX
Fund Type
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PRINCIPAL FUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
Fund Description
PRINCIPAL LIFETIME STRATEGIC INCOME CLASS J
PRINCIPAL MID CAP VALUE FUND III CLASS J
PRINCIPAL MID CAP VALUE III FUND INSTITUTIONAL CLASS
PRINCIPAL MIDCAP BLEND CLASS C CLASS C
PRINCIPAL MIDCAP BLEND FUND CLASS J
PRINCIPAL MIDCAP BLEND FUND CLASS P
PRINCIPAL MIDCAP GROWTH FUND CLASS J
PRINCIPAL MIDCAP GROWTH FUND III CLASS J
PRINCIPAL MIDCAP S&P 400 INDEX FUND CLASS J
PRINCIPAL MIDCAP VALUE I FUND CLASS J
PRINCIPAL PREFERRED SECURITIES FUND CLASS C
PRINCIPAL PREFERRED SECURITIES FUND CLASS J
PRINCIPAL PREFERRED SECURITIES FUND CLASS P
PRINCIPAL REAL ESTATE SECURITIES FUND CLASS C
PRINCIPAL REAL ESTATE SECURITIES FUND CLASS J
PRINCIPAL REAL ESTATE SECURITIES FUND CLASS P
PRINCIPAL SAM BALANCED PORTFOLIO FUND CLASS C
PRINCIPAL SAM BALANCED PORTFOLIO FUND CLASS J
PRINCIPAL SAM CONS BALANCED PORTFOLIO FUND CL C
PRINCIPAL SAM CONS BALANCED PORTFOLIO FUND CL J
PRINCIPAL SAM CONSERVATIVE GROWTH PORTFOLIO FUND CL C
PRINCIPAL SAM CONSERVATIVE GROWTH PORTFOLIO FUND CL J
PRINCIPAL SAM FLEXIBLE INCOME PORTFOLIO CLASS C
PRINCIPAL SAM FLEXIBLE INCOME PORTFOLIO FUND CL J
PRINCIPAL SAM STRATEGIC GROWTH PORTFOLIO FUND CL C
PRINCIPAL SAM STRATEGIC GROWTH PORTFOLIO FUND CL J
PRINCIPAL SHORT TERM INCOME FUND CLASS C
PRINCIPAL SHORT TERM INCOME FUND CLASS J
PRINCIPAL SHORT-TERM INCOME FUND CLASS P
PRINCIPAL SMALL CAP BLEND CLASS C
PRINCIPAL SMALL CAP GROWTH FUND CLASS J
PRINCIPAL SMALL CAP VALUE FUND CLASS J
PRINCIPAL SMALL MID CAP DIVIDEND INCOME FUND CLASS P
PRINCIPAL SMALLCAP BLEND FUND CLASS J
PRINCIPAL SMALLCAP GROWTH CLASS C
PRINCIPAL SMALLCAP GROWTH FUND I CLASS J
PRINCIPAL SMALLCAP GROWTH FUND II CLASS J
PRINCIPAL SMALLCAP S&P 600 INDEX FUND CLASS J
PRINCIPAL SMALLCAP VALUE FUND CLASS C
PRINCIPAL SMALLCAP VALUE II FUND CLASS J
PRINCIPAL TAX-EXEMPT BOND FUND CLASS C
ACCESS FLEX BEAR HIGH YIELD FUND (SERVICE CLASS)
ACCESS FLEX BEAR HIGH YIELD FUND INVESTOR CLASS
ACCESS FLEX HIGH YIELD FUND (INVESTOR CLASS)
ACCESS FLEX HIGH YIELD FUND (SERVICE CLASS)
BANKS ULTRASECTOR PROFUND (INVESTOR SHARES)
BANKS ULTRASECTOR PROFUND (SERVICE SHARES)
BASIC MATERIALS ULTRASECTOR PROFUND (SERVICE SHARES)
BASIC-MATERIALS ULTRASECTOR PROFUND (INVESTOR SHARES)
BEAR PROFUND (INVESTOR SHARES)
BEAR PROFUND (SERVICE SHARES)
BIOTECHNOLOGY ULTRASECTOR PROFUND (INVESTOR SHARES)
BIOTECHNOLOGY ULTRASECTOR PROFUND (SERVICE SHARES)
BULL PROFUND (INVESTOR SHARES)
BULL PROFUND (SERVICE SHARES)
CONSUMER GOODS ULTRASECTOR PROFUND (INVESTOR SHARES)
CONSUMER GOODS ULTRASECTOR PROFUND (SERVICE SHARES)
CONSUMER SERVICES ULTRASECTOR PROFUND (INVESTOR SHARES)
CONSUMER SERVICES ULTRASECTOR PROFUND (SERVICE SHARES)
EUROPE 30 PROFUND (INVESTOR SHARES)
EUROPE 30 PROFUND (SERVICE SHARES)
CUSIP
74253M274
74253M217
74253Q689
74253Q671
74254U721
74253Q754
74255L795
74253Q739
74253Q622
74253Q713
742553464
74254U614
74253Q184
74255L787
74254V786
74253Q598
74255L779
74254V521
74254U416
74254V489
74254U333
74254V455
74254U267
74254V422
74254U184
74254V380
74254V208
74254V554
74255L605
74255L761
74254U523
74253Q556
74253Q515
74255L746
74253Q572
74254V752
74253M837
74253M811
74253Q531
74254V745
742553456
74254V877
00433W874
00433W882
00433W106
00433W205
74318Q302
74318Q401
743185498
743185514
743185886
743185308
743185480
743185472
743185704
743185100
743185464
743185456
743185332
743185324
743185811
743185829
Page 140 of 185
Symbol
PFLJX
PLSJX
PMCJX
PVUIX
PMBCX
PMBJX
PMCPX
PMGJX
PPQJX
PMFJX
PVEJX
PRFCX
PPSJX
PPSPX
PRCEX
PREJX
PIRPX
SCBPX
PSAJX
SCIPX
PCBJX
SCGPX
PCGJX
SCUPX
PFIJX
SWHCX
PSWJX
STCCX
PSJIX
PSTPX
PSMCX
PSGJX
PSVJX
PMDPX
PSBJX
PSOWX
PSIJX
PPMIX
PSSJX
PSUCX
PSMJX
PTBCX
AFBSX
AFBIX
FYAIX
FYASX
BKPIX
BKPSX
BMPSX
BMPIX
BRPIX
BRPSX
BIPIX
BIPSX
BLPIX
BLPSX
CNPIX
CNPSX
CYPIX
CYPSX
UEPIX
UEPSX
Fund Type
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
Fund Description
FALLING U.S. DOLLAR PROFUND (INVESTOR SHARES)
FALLING U.S. DOLLAR PROFUND (SERVICE SHARES)
FINANCIAL ULTRASECTOR PROFUND (INVESTOR SHARES)
FINANCIAL ULTRASECTOR PROFUND (SERVICE SHARES)
HEALTHCARE ULTRASECTOR PROFUND (INVESTOR SHARES)
HEALTHCARE ULTRASECTOR PROFUND (SERVICE SHARES)
INDUSTRIALS ULTRASECTOR PROFUND (INVESTOR SHARES)
INDUSTRIALS ULTRASECTOR PROFUND (SERVICE SHARES)
INTERNET ULTRASECTOR PROFUND (INVESTOR SHARES)
INTERNET ULTRASECTOR PROFUND (SERVICE SHARES)
LARGE-CAP GROWTH PROFUND (INVESTOR SHARES)
LARGE-CAP GROWTH PROFUND (SERVICE SHARES)
LARGE-CAP VALUE PROFUND (INVESTOR SHARES)
LARGE-CAP VALUE PROFUND (SERVICE SHARES)
MID-CAP GROWTH PROFUND (INVESTOR SHARES)
MID-CAP GROWTH PROFUND (SERVICE SHARES)
MID-CAP PROFUND (INVESTOR SHARES)
MID-CAP PROFUND (SERVICE SHARES)
MID-CAP VALUE PROFUND (INVESTOR SHARES)
MID-CAP VALUE PROFUND (SERVICE SHARES)
MOBILE TELECOMM ULTRASECTOR PROFUND (INVESTOR SHARES)
MOBILE TELECOMM ULTRASECTOR PROFUND (SERVICE SHARES)
NASDAQ-100 PROFUND (INVESTOR SHARES)
NASDAQ-100 PROFUND (SERVICE SHARES)
OIL & GAS ULTRASECTOR PROFUND (INVESTOR CLASS)
OIL & GAS ULTRASECTOR PROFUND (SERVICE CLASS)
OIL EQUIPMENT, SERVICES & DISTRIB. ULTRASECTOR PROFUND (INVESTOR SHARES)
OIL EQUIPMENT, SERVICES & DISTRIB. ULTRASECTOR PROFUND (SERVICE SHARES)
PHARMACEUTICALS ULTRASECTOR PROFUND (INVESTOR SHARES)
PHARMACEUTICALS ULTRASECTOR PROFUND (SERVICE SHARES)
PRECIOUS METALS ULTRASECTOR PROFUND (INVESTOR SHARES)
PRECIOUS METALS ULTRASECTOR PROFUND (SERVICE SHARES)
REAL ESTATE ULTRASECTOR PROFUND (INVESTOR SHARES)
REAL ESTATE ULTRASECTOR PROFUND (SERVICE SHARES)
RISING RATES OPPORTUNITY 10 PROFUND (INVESTOR SHARES)
RISING RATES OPPORTUNITY 10 PROFUND (SERVICE SHARES)
RISING RATES OPPORTUNITY PROFUND (INVESTOR SHARES)
RISING RATES OPPORTUNITY PROFUND (SERVICE SHARES)
RISING U.S. DOLLAR PROFUND (INVESTOR SHARES)
RISING U.S. DOLLAR PROFUND (SERVICE SHARES)
SEMICONDUCTOR ULTRASECTOR PROFUND (INVESTOR SHARES)
SEMICONDUCTOR ULTRASECTOR PROFUND (SERVICE SHARES)
SHORT NASDAQ-100 PROFUND (INVESTOR SHARES)
SHORT NASDAQ-100 PROFUND (SERVICE SHARES)
SHORT OIL & GAS PROFUND (INVESTOR SHARES)
SHORT OIL & GAS PROFUND (SERVICE SHARES)
SHORT PRECIOUS METALS PROFUND INVESTOR SHARES
SHORT PRECIOUS METALS PROFUND SERVICE SHARES
SHORT REAL ESTATE PROFUND (INVESTOR SHARES)
SHORT REAL ESTATE PROFUND (SERVICE SHARES)
SHORT SMALL-CAP PROFUND (INVESTOR SHARES)
SHORT SMALL-CAP PROFUND (SERVICE SHARES)
SMALL-CAP GROWTH PROFUND (INVESTOR SHARES)
SMALL-CAP GROWTH PROFUND (SERVICE SHARES)
SMALL-CAP PROFUND (INVESTOR SHARES)
SMALL-CAP PROFUND (SERVICE SHARES)
SMALL-CAP VALUE PROFUND (INVESTOR SHARES)
SMALL-CAP VALUE PROFUND (SERVICE SHARES)
TECHNOLOGY ULTRASECTOR PROFUND (INVESTOR SHARES)
TECHNOLOGY ULTRASECTOR PROFUND (SERVICE SHARES)
TELECOMMUNICATIONS ULTRASECTOR PROFUND (INVESTOR SHARES)
TELECOMMUNICATIONS ULTRASECTOR PROFUND (SERVICE SHARES)
Page 141 of 185
CUSIP
74318A190
74318A182
743185399
743185381
743185373
743185365
743185225
743185217
743185357
743185340
74318A489
74318A471
74318A513
74318A497
74318Q831
74318Q765
74318Q856
74318Q781
74318Q849
74318Q773
743185282
743185274
743185159
743185142
743185175
743185167
74318Q708
74318Q807
743185423
743185415
743185316
743185290
743185530
743185522
74318A265
74318A257
74318A596
74318A588
74318A224
74318A216
743185449
743185431
74318A570
74318A562
74318W655
74318W663
74318W671
74318W689
74318W697
74318W705
74318A554
74318A547
74318Q864
74318Q799
74318Q880
74318Q823
74318Q872
74318Q815
743185266
743185258
743185241
743185233
Symbol
FDPIX
FDPSX
FNPIX
FNPSX
HCPIX
HCPSX
IDPIX
IDPSX
INPIX
INPSX
LGPIX
LGPSX
LVPIX
LVPSX
MGPIX
MGPSX
MDPIX
MDPSX
MLPIX
MLPSX
WCPIX
WCPSX
OTPIX
OTPSX
ENPIX
ENPSX
OEPIX
OEPSX
PHPIX
PHPSX
PMPIX
PMPSX
REPIX
REPSX
RTPIX
RTPSX
RRPIX
RRPSX
RDPIX
RDPSX
SMPIX
SMPSX
SOPIX
SOPSX
SNPIX
SNPSX
SPPIX
SPPSX
SRPIX
SRPSX
SHPIX
SHPSX
SGPIX
SGPSX
SLPIX
SLPSX
SVPIX
SVPSX
TEPIX
TEPSX
TCPIX
TCPSX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROFUNDS
PROSPECTOR FUNDS
PROSPECTOR FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
Fund Description
U.S. GOVERNMENT PLUS FUND PROFUND (INVESTOR SHARES)
U.S. GOVERNMENT PLUS FUND PROFUND (SERVICE SHARES)
ULTRABEAR PROFUND (INVESTOR SHARES)
ULTRABEAR PROFUND (SERVICE SHARES)
ULTRABULL PROFUND (INVESTOR SHARES)
ULTRABULL PROFUND (SERVICE SHARES)
ULTRACHINA PROFUND (INVESTOR SHARES)
ULTRACHINA PROFUND (SERVICE SHARES)
ULTRADOW 30 PROFUND (INVESTOR SHARES)
ULTRADOW 30 PROFUND (SERVICE SHARES)
ULTRAEMERGING MARKETS PROFUND (INVESTOR SHARES)
ULTRAEMERGING MARKETS PROFUND (SERVICE SHARES)
ULTRAINTERNATIONAL PROFUND (INVESTOR SHARES)
ULTRAINTERNATIONAL PROFUND (SERVICE SHARES)
ULTRAJAPAN PROFUND (INVESTOR SHARES)
ULTRAJAPAN PROFUND (SERVICE SHARES)
ULTRALATIN AMERICA FUND (INVESTOR SHARES)
ULTRALATIN AMERICA FUND (SERVICE SHARES)
ULTRAMID-CAP PROFUND (INVESTOR SHARES)
ULTRAMID-CAP PROFUND (SERVICE SHARES)
ULTRANASDAQ-100 PROFUND (INVESTOR SHARES)
ULTRANASDAQ-100 PROFUND (SERVICE SHARES)
ULTRASHORT CHINA PROFUND (INVESTOR SHARES)
ULTRASHORT CHINA PROFUND (SERVICE SHARES)
ULTRASHORT DOW 30 PROFUND (INVESTOR SHARES)
ULTRASHORT DOW 30 PROFUND (SERVICE SHARES)
ULTRASHORT EMERGING MARKETS PROFUND (INVESTOR SHARES)
ULTRASHORT EMERGING MARKETS PROFUND (SERVICE SHARES)
ULTRASHORT INTERNATIONAL PROFUND (INVESTOR SHARES)
ULTRASHORT INTERNATIONAL PROFUND (SERVICE SHARES)
ULTRASHORT JAPAN PROFUND (INVESTOR SHARES)
ULTRASHORT JAPAN PROFUND (SERVICE SHARES)
ULTRASHORT LATIN AMERICA FUND (INVESTOR SHARES)
ULTRASHORT LATIN AMERICA FUND (SERVICE SHARES)
ULTRASHORT MID-CAP PROFUND (INVESTOR SHARES)
ULTRASHORT MID-CAP PROFUND (SERVICE SHARES)
ULTRASHORT NASDAQ- 100 PROFUND (INVESTOR SHARES)
ULTRASHORT NASDAQ- 100 PROFUNDS (SERVICE SHARES)
ULTRASHORT SMALL- CAP PROFUND (INVESTOR SHARES)
ULTRASHORT SMALL- CAP PROFUND (SERVICE SHARES)
ULTRASMALL-CAP PROFUND (INVESTOR SHARES)
ULTRASMALL-CAP PROFUND (SERVICE SHARES)
UTILITIES ULTRASECTOR PROFUND (INVESTOR SHARES)
UTILITIES ULTRASECTOR PROFUND (SERVICE SHARES)
PROSPECTOR CAPITAL APPRECIATION FUND
PROSPECTOR OPPORTUNITY FUND
PRUDENTIAL ABSOLUTE RETURN BOND FUND CLASS C
PRUDENTIAL ABSOLUTE RETURN BOND FUND CLASS Z
PRUDENTIAL ASSET ALLOCATION FUND CLASS B
PRUDENTIAL ASSET ALLOCATION FUND CLASS C
PRUDENTIAL CALIFORNIA MUNI INCOME FUND CLASS B
PRUDENTIAL CALIFORNIA MUNI INCOME FUND CLASS C
PRUDENTIAL CALIFORNIA MUNI INCOME FUND CLASS Z
PRUDENTIAL CONSERVATIVE ALLOCATION FUND CL B
PRUDENTIAL CONSERVATIVE ALLOCATION FUND CL C
PRUDENTIAL CONSERVATIVE ALLOCATION FUND CL Z
PRUDENTIAL EMERGING MARKETS DEBT LOCAL CURRENCY FUND CL C
PRUDENTIAL EMERGING MARKETS DEBT LOCAL CURRENCY FUND CL Z
PRUDENTIAL FINANCIAL SERVICES FUND CLASS B
PRUDENTIAL FINANCIAL SERVICES FUND CLASS C
PRUDENTIAL FINANCIAL SERVICES FUND CLASS Z
PRUDENTIAL FLOATING RATE INCOME FUND CLASS C
CUSIP
74318A620
74318A612
743185878
743185407
743185803
743185209
74318W846
74318X745
74318A539
74318A521
74318X869
74318X851
74318X703
74318X802
743185696
743185639
74318X752
74318X786
743185720
743185654
743185860
743185506
74318X737
74318X729
74318A372
74318A364
74318X844
74318X836
74318X885
74318X877
74318X109
74318X208
74318X760
74318X778
74318A356
74318A349
743185845
743185837
74318A331
74318A323
743185746
743185670
743185191
743185183
743588105
743588204
74441J845
74441J829
74437E875
74437E867
74440X209
74440X308
74440X407
74437E743
74437E735
74437E784
743969743
743969727
74441P205
74441P304
74441P403
74439V701
Page 142 of 185
Symbol
GVPIX
GVPSX
URPIX
URPSX
ULPIX
ULPSX
UGPIX
UGPSX
UDPIX
UDPSX
UUPIX
UUPSX
UNPIX
UNPSX
UJPIX
UJPSX
UBPIX
UBPSX
UMPIX
UMPSX
UOPIX
UOPSX
UHPIX
UHPSX
UWPIX
UWPSX
UVPIX
UVPSX
UXPIX
UXPSX
UKPIX
UKPSX
UFPIX
UFPSX
UIPIX
UIPSX
USPIX
USPSX
UCPIX
UCPSX
UAPIX
UAPSX
UTPIX
UTPSX
PCAFX
POPFX
PADCX
PADZX
PBFBX
PABCX
PCAIX
PCICX
PCIZX
JDABX
JDACX
JDAZX
EMDCX
EMDZX
PUFBX
PUFCX
PFSZX
FRFCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
Fund Description
PRUDENTIAL FLOATING RATE INCOME FUND CLASS Z
PRUDENTIAL GLOBAL ESTATE FUND CLASS B
PRUDENTIAL GLOBAL ESTATE FUND CLASS C
PRUDENTIAL GLOBAL REAL ESTATE FUND CLASS Z
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC CLASS B
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC CLASS C
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC CLASS Z
PRUDENTIAL GOVERNMENT INCOME FUND CLASS B
PRUDENTIAL GOVERNMENT INCOME FUND CLASS C
PRUDENTIAL GOVERNMENT INCOME FUND CLASS Z
PRUDENTIAL GROWTH ALLOCATION FUND CLASS B
PRUDENTIAL GROWTH ALLOCATION FUND CLASS C
PRUDENTIAL GROWTH ALLOCATION FUND CLASS Z
PRUDENTIAL HIGH YIELD FUND CLASS R
PRUDENTIAL HIGH YIELD FUND, INC CLASS B
PRUDENTIAL HIGH YIELD FUND, INC CLASS C
PRUDENTIAL HIGH YIELD FUND, INC CLASS Z
PRUDENTIAL INTERNATIONAL EQUITY FUND CLASS B
PRUDENTIAL INTERNATIONAL EQUITY FUND CLASS C
PRUDENTIAL INTERNATIONAL EQUITY FUND CLASS F
PRUDENTIAL INTERNATIONAL REAL ESTATE FUND CLASS B
PRUDENTIAL INTERNATIONAL REAL ESTATE FUND CLASS C
PRUDENTIAL INTERNATIONAL REAL ESTATE FUND CLASS Z
PRUDENTIAL INTERNATIONAL VALUE FUND CLASS B
PRUDENTIAL INTERNATIONAL VALUE FUND CLASS C
PRUDENTIAL JENNISON 20/20 FOCUS FUND CLASS B
PRUDENTIAL JENNISON 20/20 FOCUS FUND CLASS C
PRUDENTIAL JENNISON 20/20 FOCUS FUND CLASS R
PRUDENTIAL JENNISON 20/20 FOCUS FUND CLASS Z
PRUDENTIAL JENNISON BLEND FUND, INC. CLASS B
PRUDENTIAL JENNISON BLEND FUND, INC. CLASS C
PRUDENTIAL JENNISON BLEND FUND, INC. CLASS Z
PRUDENTIAL JENNISON CONSERVATIVE GROWTH FUND CLASS B
PRUDENTIAL JENNISON CONSERVATIVE GROWTH FUND CLASS C
PRUDENTIAL JENNISON EQUITY INCOME FUND CLASS B
PRUDENTIAL JENNISON EQUITY INCOME FUND CLASS C
PRUDENTIAL JENNISON EQUITY INCOME FUND CLASS Z
PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND CLASS B
PRUDENTIAL JENNISON EQUITY OPPORTUNITY FUND CLASS C
PRUDENTIAL JENNISON GROWTH FUND CLASS B
PRUDENTIAL JENNISON GROWTH FUND CLASS C
PRUDENTIAL JENNISON GROWTH FUND CLASS Z
PRUDENTIAL JENNISON HEALTH SCIENCES FUND CLASS B
PRUDENTIAL JENNISON HEALTH SCIENCES FUND CLASS C
PRUDENTIAL JENNISON HEALTH SCIENCES FUND CLASS Z
PRUDENTIAL JENNISON MARKET NEUTRAL FUND CLASS B
PRUDENTIAL JENNISON MARKET NEUTRAL FUND CLASS C
PRUDENTIAL JENNISON MARKET NEUTRAL FUND CLASS Z
PRUDENTIAL JENNISON MID CAP GROWTH FUND CLASS R
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. CLASS B
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. CLASS C
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. CLASS Z
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC CLASS B
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC CLASS C
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC CLASS R
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC CLASS Z
PRUDENTIAL JENNISON SELECT GROWTH FUND CLASS B
PRUDENTIAL JENNISON SELECT GROWTH FUND CLASS C
PRUDENTIAL JENNISON SELECT GROWTH FUND CLASS Z
PRUDENTIAL JENNISON SMALL COMPANY FUND, INC. CLASS B
PRUDENTIAL JENNISON SMALL COMPANY FUND, INC. CLASS C
PRUDENTIAL JENNISON SMALL COMPANY FUND, INC. CLASS R
CUSIP
74439V800
744336207
744336306
744336504
74439A202
74439A301
74439A400
74439V206
74439V305
74439V404
74437E677
74437E669
74437E768
74440Y603
74440Y207
74440Y306
74440Y801
743969867
743969875
743969842
74441J886
74441J878
74441J860
743969602
743969701
74440G206
74440G305
74440G503
74440G404
74441T207
74441T306
74441T405
74440V203
74440V302
74441L881
74441L873
74441L832
74437E602
74437E701
74437E206
74437E305
74437E404
74441P601
74441P700
74441P866
74440K843
74440K835
74440K827
74441C600
74441C204
74441C303
74441C808
74441K206
74441K305
74441K404
74441K503
74440K603
74440K702
74440K868
74441N200
74441N309
74441N507
Page 143 of 185
Symbol
FRFZX
PURBX
PURCX
PURZX
PBTRX
PCTRX
PZTRX
PBGPX
PRICX
PGVZX
JDGBX
JDGCX
JDGZX
JDYRX
PBHYX
PRHCX
PHYZX
PJRBX
PJRCX
N/A
PUEBX
PUECX
PUEZX
PISBX
PCISX
PTWBX
PTWCX
JTWRX
PTWZX
PBQFX
PRECX
PEQZX
TBDBX
TBDCX
JEIBX
AGOCX
JDEZX
PJIBX
PJGCX
PJFBX
PJFCX
PJFZX
PHLBX
PHLCX
PHSZX
PJNBX
PJNCX
PJNZX
JDERX
PEEBX
PEGCX
PEGZX
PRGNX
PNRCX
JNRRX
PNRZX
SPFBX
SPFCX
SPFZX
CHNDX
PSCCX
JSCRX
Fund Type
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PRUDENTIAL FUNDS
PSI FUNDS
PSI FUNDS
PSI FUNDS
PSI FUNDS
PUERTO RICO DGI FUNDS
PUERTO RICO DGI FUNDS
PURISIMA FUNDS
PURISIMA FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
Fund Description
PRUDENTIAL JENNISON SMALL COMPANY FUND, INC. CLASS Z
PRUDENTIAL JENNISON UTILITY FUND CLASS B
PRUDENTIAL JENNISON UTILITY FUND CLASS C
PRUDENTIAL JENNISON UTILITY FUND CLASS R
PRUDENTIAL JENNISON UTILITY FUND CLASS Z
PRUDENTIAL JENNISON VALUE FUND CLASS B
PRUDENTIAL JENNISON VALUE FUND CLASS C
PRUDENTIAL JENNISON VALUE FUND CLASS R
PRUDENTIAL JENNISON VALUE FUND CLASS Z
PRUDENTIAL LARGE-CAP CORE EQUITY FUND CLASS B
PRUDENTIAL LARGE-CAP CORE EQUITY FUND CLASS C
PRUDENTIAL LARGE-CAP CORE EQUITY FUND CLASS Z
PRUDENTIAL MID-CAP VALUE FUND CLASS B
PRUDENTIAL MID-CAP VALUE FUND CLASS C
PRUDENTIAL MID-CAP VALUE FUND CLASS Z
PRUDENTIAL MODERATE ALLOCATION FUND CLASS B
PRUDENTIAL MODERATE ALLOCATION FUND CLASS C
PRUDENTIAL MODERATE ALLOCATION FUND CLASS Z
PRUDENTIAL MUNI HIGH INCOME FUND CLASS B
PRUDENTIAL MUNI HIGH INCOME FUND CLASS C
PRUDENTIAL MUNI HIGH INCOME FUND CLASS Z
PRUDENTIAL NATIONAL MUNI FUND, INC CLASS B
PRUDENTIAL NATIONAL MUNI FUND, INC CLASS C
PRUDENTIAL NATIONAL MUNI FUND, INC CLASS Z
PRUDENTIAL REAL ASSETS FUND CLASS B
PRUDENTIAL REAL ASSETS FUND CLASS C
PRUDENTIAL REAL ASSETS FUND CLASS Z
PRUDENTIAL SHORT- TERM CORPORATE BOND FUND CLASS R
PRUDENTIAL SHORT- TERM CORPORATE BOND FUND, INC CLASS B
PRUDENTIAL SHORT- TERM CORPORATE BOND FUND, INC CLASS C
PRUDENTIAL SHORT- TERM CORPORATE BOND FUND, INC CLASS Z
PRUDENTIAL SMALL- CAP VALUE FUND CLASS B
PRUDENTIAL SMALL SMALL-CAP VALUE FUND CLASS C
PRUDENTIAL SMALL-CAP VALUE FUND CLASS Z
PRUDENTIAL STOCK INDEX FUND CLASS C
PRUDENTIAL STOCK INDEX FUND CLASS Z
PRUDENTIAL STRATEGIC VALUE FUND CLASS B
PRUDENTIAL STRATEGIC VALUE FUND CLASS C
PRUDENTIAL TOTAL RETURN BOND FUND, INC CLASS B
PRUDENTIAL TOTAL RETURN BOND FUND, INC CLASS C
PRUDENTIAL TOTAL RETURN BOND FUND, INC CLASS Z
PRUDENTIAL U.S. REAL ESTATE FUND CLASS B
PRUDENTIAL U.S. REAL ESTATE FUND CLASS C
PRUDENTIAL U.S. REAL ESTATE FUND CLASS Z
STRATEGIC PARTNERS HIGH YIELD BOND FD CL A *MER* 262438104 EFF 3/23/07
TARGET CONSERVATIVE ALLOCATION CLASS B
TARGET CONSERVATIVE ALLOCATION CLASS C
TARGET GROWTH ALLOCATION CLASS B
TARGET GROWTH ALLOCATION CLASS C
TARGET MODERATE ALLOCATION CLASS B
TARGET MODERATE ALLOCATION CLASS C
PSI MARKET NEUTRAL FUND CLASS A
PSI STRATEGIC GROWTH FUND CLASS A
PSI TACTICAL GROWTH FUND CLASS A
PSI TOTAL RETURN FUND CLASS A
PUERTO RICO DIVERSIFIED TAX-MGD TOTAL RETURN IRA PRINCIPAL FUND COLLECTIVE INVT FUND NOT A MUTUAL F
PUERTO RICO GROWTH FUND INC CLASS A
PURISIMA ALL PURPOSE FUND
PURISIMA TOTAL RETURN FUND
GEORGE PUTNAM BALANCED FUND CLASS A
GEORGE PUTNAM BALANCED FUND CLASS B
GEORGE PUTNAM BALANCED FUND CLASS C
Page 144 of 185
CUSIP
74441N408
74441P841
74441P833
74441P825
74441P817
74440N201
74440N300
74440N607
74440N805
74441J209
74441J308
74441J407
74441L204
74441L303
74441L709
74437E719
74437E693
74437E776
74440M203
74440M302
74440M401
74441U204
74441U303
74441U402
74440K793
74440K785
74440K777
74441R409
74441R201
74441R300
74441R508
74440V807
74440V880
74440V831
74441F306
74441F504
74440K207
74440K306
74440B207
74440B306
74440B405
744336702
744336801
744336884
86277C710
87612A203
87612A302
87612A815
87612A799
87612A880
87612A872
66537V211
66537V187
66537V179
66537V195
745267104
74526M101
746277409
746277102
37252M108
37252M207
37252M306
Symbol
PSCZX
PRUTX
PCUFX
JDURX
PRUZX
PBQIX
PEICX
JDVRX
PEIZX
PTMBX
PTMCX
PTEZX
SVUBX
NCBVX
SPVZX
JDMBX
JDMCX
JDMZX
PMHYX
PHICX
PHIZX
PBHMX
PNMCX
DNMZX
PUDBX
PUDCX
PUDZX
JDTRX
PSMBX
PIFCX
PIFZX
PZVBX
PZVCX
PSVZX
PSICX
PSIFX
SUVBX
SUVCX
PRDBX
PDBCX
PDBZX
PJEBX
PJECX
PJEZX
SPYAX
PBCFX
PCCFX
PIHGX
PHGCX
DMGBX
PIMGX
FXMAX
FXSAX
FXTAX
FXBAX
QCEQQ
QPRGQ
PURLX
PURIX
PGEOX
PGEBX
PGPCX
Fund Type
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
Fund Description
GEORGE PUTNAM BALANCED FUND CLASS M
PUTNAM ABSOLUTE RETURN 100 FUND CLASS B
PUTNAM ABSOLUTE RETURN 100 FUND CLASS C
PUTNAM ABSOLUTE RETURN 100 FUND CLASS M
PUTNAM ABSOLUTE RETURN 100 FUND CLASS R
PUTNAM AMERICAN GOV'T INCOME FD CL C
PUTNAM AMERICAN GOVT INCOME FD CLASS B
PUTNAM AMERN GOVT INCOME FD CLASS M
PUTNAM AMT-FREE IMUNICIPAL FUND CLASS B
PUTNAM AMT-FREE MUNICIPAL FUND CLASS C
PUTNAM AMT-FREE MUNICIPAL FUND CLASS M
PUTNAM ARIZONA TAX EX INCOME CLASS M
PUTNAM ARIZONA TAX EXEMPT INCOME FUND CLASS B
PUTNAM ARIZONA TAX EXEMPT INCOME FUND CLASS C
PUTNAM ASIA PACIFIC EQUITY FUND CLASS B
PUTNAM ASIA PACIFIC EQUITY FUND CLASS C
PUTNAM ASIA PACIFIC EQUITY FUND CLASS M
PUTNAM ASIA PACIFIC EQUITY FUND CLASS R
PUTNAM ASSET ALLOC GROWTH PORT CLASS C
PUTNAM ASSET ALLOCATION BALANCED CLASS C
PUTNAM ASSET ALLOCATION BALANCED FUND CLASS R
PUTNAM ASSET ALLOCATION BALANCED PORTFOLIO CLASS B
PUTNAM ASSET ALLOCATION BALANCED PORTFOLIO CLASS M
PUTNAM ASSET ALLOCATION CONSERVATIVE PORTFOLIO CLASS B
PUTNAM ASSET ALLOCATION CONSERVATIVE PORTFOLIO CLASS C
PUTNAM ASSET ALLOCATION CONSERVATIVE PORTFOLO CLASS M
PUTNAM ASSET ALLOCATION FUND CLASS R
PUTNAM ASSET ALLOCATION GROWTH FUND CLASS B
PUTNAM ASSET ALLOCATION GROWTH FUND CLASS R
PUTNAM ASSET ALLOCATION GROWTH PORTFOLIO CLASS M
PUTNAM CALIFORNIA TAX-EXEMPT INCOME FD CLASS C
PUTNAM CALIFORNIA TAX-EXEMPT INCOME FUND CLASS B
PUTNAM CALIFORNIA TAX-EXEMPT INCOME FUND CLASS M
PUTNAM CAPITAL OPPORT FUND CLASS C
PUTNAM CAPITAL OPPORTUNITIES FUND CLASS B
PUTNAM CAPITAL OPPORTUNITIES FUND CLASS M
PUTNAM CAPITAL SPECTRUM FUND CLASS B
PUTNAM CAPITAL SPECTRUM FUND CLASS C
PUTNAM CAPITAL SPECTRUM FUND CLASS M
PUTNAM CAPITAL SPECTRUM FUND CLASS R
PUTNAM CONVERTIBLE SECURITIES FUND CLASS B
PUTNAM CONVERTIBLE SECURITIES FUND CLASS C
PUTNAM CONVERTIBLE SECURITIES FUND CLASS M
PUTNAM DIVERSIFIED INCOME TRUST CLASS B
PUTNAM DIVERSIFIED INCOME TRUST CLASS C
PUTNAM DIVERSIFIED INCOME TRUST FUND CLASS M
PUTNAM EMERGING MARKETS EQUITY FUND CLASS B
PUTNAM EMERGING MARKETS EQUITY FUND CLASS C
PUTNAM EMERGING MARKETS EQUITY FUND CLASS M
PUTNAM EMERGING MARKETS EQUITY FUND CLASS R
CUSIP
37252M405
746764430
746764422
746764414
746764398
746764364
746764356
746764349
746764331
746764802
746764885
746764877
746764869
746764299
746764281
746764273
746764265
74644B409
74644B201
74644B300
746872100
746872803
746872605
746441302
746441203
746441401
74676P409
74676P508
74676P607
74676P706
746444850
746444876
746444819
746444405
746444835
746444603
746444868
746444827
746444785
746444207
746444793
746444843
74645A871
74645A400
74645A509
746802578
746802669
746802651
74676P110
74676P128
74676P136
74676P144
746476209
746476506
746476308
746704204
746704303
746704402
746764208
746764307
746764406
746764505
Page 145 of 185
Symbol
PGEMX
PARPX
PARQX
PARZX
PRARX
PTRBX
PTRGX
PZARX
PTRKX
PJMBX
PJMCX
PJMMX
PJMRX
PDMBX
PDMCX
PDMMX
PDMRX
N/A
PAMBX
PAMMX
PTFIX
PAMTX
N/A
N/A
PAZBX
PAZCX
PAPBX
PAPCX
PAPMX
PAPLX
PAECX
AABCX
PAARX
PABBX
PABMX
PACBX
PACCX
PACMX
PACRX
PAEBX
PASRX
PAGMX
PCTCX
PCTBX
PCLMX
PCOCX
POPBX
POPMX
PVSBX
PVSCX
PVSMX
PVSRX
PCNBX
PRCCX
PCNMX
PSIBX
PDVCX
PDVMX
PEMBX
PEMZX
PEMAX
PEMLX
Fund Type
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
Fund Description
PUTNAM EQUITY INCOME FD CLASS M
PUTNAM EQUITY INCOME FUND CLASS B
PUTNAM EQUITY INCOME FUND CLASS C
PUTNAM EQUITY SPECTRUM FUND CLASS B
PUTNAM EQUITY SPECTRUM FUND CLASS C
PUTNAM EQUITY SPECTRUM FUND CLASS M
PUTNAM EQUITY SPECTRUM FUND CLASS R
PUTNAM EUROPE EQUITY FUND CLASS B
PUTNAM EUROPE EQUITY FUND CLASS C
PUTNAM EUROPE EQUITY FUND CLASS M
PUTNAM FLOATING RATE INCOME FUND CLASS B
PUTNAM FLOATING RATE INCOME FUND CLASS C
PUTNAM FLOATING RATE INCOME FUND CLASS M
PUTNAM FLOATING RATE INCOME FUND CLASS R
PUTNAM FUND FOR GROWTH & INCOME CLASS B
PUTNAM FUND FOR GROWTH & INCOME CLASS C
PUTNAM FUND FOR GROWTH AND INCOME CLASS M
PUTNAM GLOBAL CUSTOMER FUND CLASS B
PUTNAM GLOBAL CUSTOMER FUND CLASS C
PUTNAM GLOBAL CUSTOMER FUND CLASS M
PUTNAM GLOBAL CUSTOMER FUND CLASS R
PUTNAM GLOBAL ENERGY FUND CLASS B
PUTNAM GLOBAL ENERGY FUND CLASS C
PUTNAM GLOBAL ENERGY FUND CLASS M
PUTNAM GLOBAL ENERGY FUND CLASS R
PUTNAM GLOBAL EQUITY FUND CLASS B
PUTNAM GLOBAL EQUITY FUND CLASS C
PUTNAM GLOBAL EQUITY FUND CLASS M
PUTNAM GLOBAL FINANCIALS FUND CLASS B
PUTNAM GLOBAL FINANCIALS FUND CLASS C
PUTNAM GLOBAL FINANCIALS FUND CLASS M
PUTNAM GLOBAL FINANCIALS FUND CLASS R
PUTNAM GLOBAL HEALTH CARE FUND CLASS B
PUTNAM GLOBAL HEALTH CARE FUND CLASS C
PUTNAM GLOBAL HEALTH CARE FUND CLASS M
PUTNAM GLOBAL INCOME TRUST FUND CLASS B
PUTNAM GLOBAL INCOME TRUST FUND CLASS C
PUTNAM GLOBAL INCOME TRUST FUND CLASS M
PUTNAM GLOBAL INDUSTRIALS FUND CLASS B
PUTNAM GLOBAL INDUSTRIALS FUND CLASS C
PUTNAM GLOBAL INDUSTRIALS FUND CLASS M
PUTNAM GLOBAL INDUSTRIALS FUND CLASS R
PUTNAM GLOBAL NATURAL RESOURCES FUND CLASS B
PUTNAM GLOBAL NATURAL RESOURCES FUND CLASS C
PUTNAM GLOBAL NATURAL RESOURCES FUND CLASS M
PUTNAM GLOBAL NATURAL RESOURCES FUND CLASS R
PUTNAM GLOBAL SECTOR FUND CLASS B
PUTNAM GLOBAL SECTOR FUND CLASS C
PUTNAM GLOBAL SECTOR FUND CLASS M
PUTNAM GLOBAL SECTOR FUND CLASS R
PUTNAM GLOBAL TECHNOLOGY FUND CLASS B
PUTNAM GLOBAL TECHNOLOGY FUND CLASS C
PUTNAM GLOBAL TECHNOLOGY FUND CLASS M
PUTNAM GLOBAL TECHNOLOGY FUND CLASS R
PUTNAM GLOBAL TELECOMMUNICATIONS FUND CLASS B
PUTNAM GLOBAL TELECOMMUNICATIONS FUND CLASS C
PUTNAM GLOBAL TELECOMMUNICATIONS FUND CLASS M
PUTNAM GLOBAL TELECOMMUNICATIONS FUND CLASS R
PUTNAM GLOBAL UTILITIES FUND CLASS B
PUTNAM GLOBAL UTILITIES FUND CLASS C
PUTNAM GLOBAL UTILITIES FUND CLASS M
PUTNAM GROWTH AND INCOME FUND CLASS R
CUSIP
746745306
746745207
746745504
74676P177
74676P185
74676P193
74676P201
746747203
746747401
746747302
746763473
746763465
746763457
746763440
746761204
746761303
746761501
746764836
746764828
746764810
746764794
746764760
746764752
746764745
746764737
746772201
746772300
746772508
746764695
746764687
746764679
746764661
746778208
746778307
746778406
74677Q208
74677Q307
74677Q406
746764638
746764620
746764612
746764596
746933209
746933407
746933308
746933506
74677R206
74677R305
74677R404
74677R503
746764562
746764554
746764547
746764539
746764497
746764489
746764471
746764463
746888205
746888304
746888403
746761600
Page 146 of 185
Symbol
PEIMX
PEQNX
PEQCX
PYSOX
PYSCX
PYSMX
PYSRX
PEUBX
N/A
PEUMX
PFRBX
PFICX
N/A
N/A
PGIBX
PGRIX
PGRMX
PGCKX
PGCNX
PGCMX
PGCIX
PGEDX
PGECX
PGENX
PGETX
PEQBX
PUGCX
PEQMX
PGFOX
PGFDX
PGFMX
PGFRX
PHSBX
PCHSX
PHLMX
PGLBX
PGGLX
PGGMX
PGIVX
PGIEX
PGIHX
PGIOX
PNRBX
PGLCX
PGLMX
PGNRX
PPGBX
PPGCX
PPGMX
PPGSX
PGTPX
PGTDX
PGTMX
PGTRX
PGBBX
PGBNX
PGBMX
PGBTX
PUTBX
N/A
PUTMX
PGCRX
Fund Type
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
Fund Description
PUTNAM GROWTH OPPORTUNITIES FUND CLASS B
PUTNAM GROWTH OPPORTUNITIES FUND CLASS C
PUTNAM GROWTH OPPORTUNITIES FUND CLASS M
PUTNAM HIGH YEILD ADVANTAGE FUND CLASS C
PUTNAM HIGH YIELD ADVANTAGE FUND CLASS R
PUTNAM HIGH YIELD TRUST FUND CLASS C
PUTNAM HIGH-YIELD ADVANTAGE FUND CLASS M
PUTNAM HIGH-YIELD ADVANTAGE TRUST CLASS B
PUTNAM HIGH-YIELD TRUST FUND CLASS B
PUTNAM HIGH-YIELD TRUST FUND CLASS M
PUTNAM INCOME FUND CLASS B
PUTNAM INCOME FUND CLASS C
PUTNAM INCOME FUND CLASS M
PUTNAM INTERNATIONAL EQUITY FUND CLASS B
PUTNAM INTERNATIONAL EQUITY FUND CLASS C
PUTNAM INTERNATIONAL EQUITY FUND CLASS M
PUTNAM INTERNATIONAL GROWTH FUND CLASS B
PUTNAM INTERNATIONAL GROWTH FUND CLASS C
PUTNAM INTERNATIONAL GROWTH FUND CLASS M
PUTNAM INTERNATIONAL VALUE FUND CLASS B
PUTNAM INTERNATIONAL VALUE FUND CLASS C
PUTNAM INTERNATIONAL VALUE FUND CLASS M
PUTNAM INTL CAPITAL OPPORTUNITIES FUND CLASS B
PUTNAM INTL CAPITAL OPPORTUNITIES FUND CLASS C
PUTNAM INTL CAPITAL OPPORTUNITIES FUND CLASS M
PUTNAM INTL CAPITAL OPPORTUNITIES FUND CLASS R
PUTNAM INVESTORS FUND CLASS B
PUTNAM INVESTORS FUND CLASS C
PUTNAM INVESTORS FUND CLASS M
PUTNAM MASSACHUSETTS TAX- EXEMPT INCOME FUND CLASS B
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND CLASS C
PUTNAM MASSACHUSETTS TAX- EXEMPT INCOME FUND CLASS M
PUTNAM MICHIGAN TAX EXEMPT INCOME FUND CLASS B
PUTNAM MICHIGAN TAX EXEMPT INCOME FUND CLASS C
PUTNAM MICHIGAN TAX-EXEMPT INCOME FUND CLASS M
PUTNAM MINNESOTA TAX-EXEMPT INCOME FUND CLASS B
PUTNAM MINNESOTA TAX-EXEMPT INCOME FUND CLASS C
PUTNAM MINNESOTA TAX-EXEMPT INCOME FUND CLASS M
PUTNAM MULTI-CAP GROWTH FUND CLASS B
PUTNAM MULTI-CAP GROWTH FUND CLASS C
PUTNAM MULTI-CAP GROWTH FUND CLASS M
PUTNAM MULTI-CAP GROWTH FUND CLASS R CLASS R
PUTNAM MULTI-CAP VALUE FUND CLASS B
PUTNAM MULTI-CAP VALUE FUND CLASS B
PUTNAM MULTI-CAP VALUE FUND CLASS C
PUTNAM MULTI-CAP VALUE FUND CLASS M
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND CLASS M
PUTNAM NEW JERSEY TAX-EXEMPT INCOME FUND CLASS B
PUTNAM NEW JERSEY TAX-EXEMPT INCOME FUND CLASS C
PUTNAM NEW YORK TAX- EXEMPT INCOME FUND CLASS B
PUTNAM NEW YORK TAX EXEMPT INCOME FUND CLASS C
PUTNAM NEW YORK TAX-EXEMPT INCOME FUND CLASS M
PUTNAM OHIO TAX- EXEMPT FUND CLASS M
PUTNAM OHIO TAX- EXEMPT INCOME FUND CLASS B
PUTNAM OHIO TAX EXEMPT INCOME FUND CLASS C
PUTNAM PENNSYLVANIA TAX EX INC CLASS M
PUTNAM PENNSYLVANIA TAX-EXEMPT INCOME FUND CLASS B
PUTNAM PENNSYLVANIA TAX-EXEMPT INCOME FUND CLASS C
PUTNAM RESEARCH FUND CLASS B
PUTNAM RESEARCH FUND CLASS C
PUTNAM RESEARCH FUND CLASS M
PUTNAM RETIREMENT INCOME FUND LIFESTYLE 1 CLASS A
CUSIP
746802750
746802644
746802743
74678J500
74678J609
746782309
74678J302
74678J203
746782200
746782408
746792209
746792308
746792506
74680E200
74680E309
74680E408
746802602
746802636
746802701
746763309
746763754
746763408
746802792
746802537
746802784
746802149
746809201
746809300
746809409
74683H101
74683H408
74683H200
74683L102
74683L409
74683L201
74683M100
74683M407
74683M209
746916204
746916303
746916501
746916600
746802271
74676P870
746802263
746802255
746915305
746915206
746915404
74683Q408
74683Q606
74683Q507
746849207
746849108
746849405
746852300
746852201
746852409
746802685
746802628
746802677
746859537
Page 147 of 185
Symbol
POGBX
POGCX
PGOMX
PHYLX
PFJAX
PCHYX
PHYMX
PHYBX
PHBBX
PHIMX
PNCBX
PUICX
PNCMX
POVBX
PIGCX
POVMX
PINWX
PIOCX
PINMX
PGNBX
PIGRX
PIGMX
PVNBX
PUVCX
PIVMX
PICRX
PNVBX
PCINX
PNVMX
PMABX
PMMCX
N/A
PMEBX
PMGCX
N/A
PMTBX
PMOCX
N/A
PNOBX
PNOCX
PNOMX
PNORX
PMVBX
PMYBX
PMPCX
PMCVX
N/A
PNJBX
PNJCX
PEIBX
PNNCX
N/A
N/A
POXBX
POOCX
N/A
PPNBX
PPNCX
PRFBX
PRACX
PRFMX
PRMAX
Fund Type
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
Fund Description
PUTNAM RETIREMENT INCOME FUND LIFESTYLE 1 CLASS C
PUTNAM RETIREMENT INCOME FUND LIFESTYLE 2 CLASS A
PUTNAM RETIREMENT INCOME FUND LIFESTYLE 2 CLASS B
PUTNAM RETIREMENT INCOME FUND LIFESTYLE 2 CLASS M
PUTNAM RETIREMENT INCOME FUND LIFESTYLE 3 CLASS B
PUTNAM RETIREMENT INCOME FUND LIFESTYLE 3 CLASS M
PUTNAM RETIREMENT INCOME FUND LIFESTYLE 3 CLASS R
PUTNAM RETIREMENT INCOME FUND LIFESTYLES 2 CLASS R
PUTNAM RETIREMENT INCOME FUND LIFESTYLES 2 CLASS Y
PUTNAM RETIREMENT READY 2015 FUND CLASS A
PUTNAM RETIREMENT READY 2015 FUND CLASS B
PUTNAM RETIREMENT READY 2015 FUND CLASS C
PUTNAM RETIREMENT READY 2015 FUND CLASS M
PUTNAM RETIREMENT READY MATURITY FUND CLASS Y
PUTNAM RETIREMENTREADY 2015 FUND CLASS Y
PUTNAM RETIRMENT INCOME FUND LIFESTYLE 1 CLASS B
PUTNAM RETIRMENT INCOME FUND LIFESTYLE 1 CLASS M
PUTNAM SMALL CAP GROWTH FUND CLASS B
PUTNAM SMALL CAP GROWTH FUND CLASS C
PUTNAM SMALL CAP GROWTH FUND CLASS M
PUTNAM SMALL CAP GROWTH FUND CLASS R
PUTNAM SMALL CAP VALUE FUND CLASS B
PUTNAM SMALL CAP VALUE FUND CLASS C
PUTNAM SMALL CAP VALUE FUND CLASS M
PUTNAM SMALL CAP VALUE FUND CLASS R
CUSIP
746859511
74676P821
74676P813
74676P797
74676P789
746763275
746763267
746763259
746763242
74676P771
74676P763
746859644
746859636
746859628
746859610
746859693
746859685
746859677
746859669
746859750
746859743
746859735
746859727
746859818
746859792
746859784
746859776
746859867
746859859
746859842
746859834
746859602
746859701
746859800
746859883
746859107
746859206
746859305
746859404
746859370
746859362
746859354
746859347
746859388
746859412
746859420
746859438
746859446
746859453
746859461
746859479
746859321
746859529
746859495
746763531
746763523
746763515
746763366
746802594
746802560
746802420
74680L402
Page 148 of 185
Symbol
N/A
PRYAX
PRLBX
PRYCX
PRLMX
PBIOX
PCIOX
N/A
N/A
PRLRX
PRLYX
PRRHX
N/A
N/A
N/A
PRRMX
N/A
N/A
N/A
PRROX
N/A
N/A
N/A
PRRQX
N/A
N/A
N/A
PRRWX
N/A
N/A
N/A
PRRZX
N/A
N/A
N/A
PRVLX
N/A
N/A
N/A
N/A
N/A
N/A
N/A
PRMYX
PRRLX
PRRNX
PRRPX
PRRTX
PRRYX
PRZZX
PRVYX
N/A
N/A
N/A
PNSBX
N/A
PSGMX
PSGRX
PSLBX
PSLCX
PSLMX
PSCRX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
PUTNAM FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUAKER FUNDS
QUANTITATIVE FUNDS
QUANTITATIVE FUNDS
QUANTITATIVE FUNDS
QUANTITATIVE FUNDS
QUANTITATIVE FUNDS
QUANTITATIVE FUNDS
QUANTITATIVE FUNDS
QUANTITATIVE FUNDS
QUANTITATIVE FUNDS
QUANTITATIVE FUNDS
QUEENS ROAD FUNDS
RADY FUNDS
RADY FUNDS
RADY FUNDS
RADY FUNDS
RADY FUNDS
RADY FUNDS
RAINIER FUNDS
RAINIER FUNDS
RAINIER FUNDS
RAINIER FUNDS
RAINIER FUNDS
RAINIER FUNDS
RAINIER FUNDS
RBB FUNDS
RBC FUNDS
RBC FUNDS
RBC FUNDS
RBC FUNDS
RBC FUNDS
RBC FUNDS
RBC FUNDS
Fund Description
PUTNAM TAX EXEMPT INCOME FD CLASS C
PUTNAM TAX-EXEMPT INCOME FUND CLASS B
PUTNAM TAX-EXEMPT INCOME FUND CLASS M
PUTNAM TAX-FREE HIGH YIELD FUND CLASS B
PUTNAM TAX-FREE HIGH YIELD FUND CLASS C
PUTNAM TAX-FREE HIGH YIELD FUND CLASS M
PUTNAM U.S. GOVERNMENT INCOME TRUST CLASS B
PUTNAM U.S. GOVERNMENT INCOME TRUST CLASS C
PUTNAM U.S. GOVERNMENT INCOME TRUST CLASS M
PUTNAM VOYAGER FD CLASS C
PUTNAM VOYAGER FUND CLASS B
PUTNAM VOYAGER FUND CLASS M
QUAKER AKROS ABSOLUTE STRATEGIES FUND CLASS C
QUAKER AKROS ABSOLUTE STRATEGIES FUND CLASS I
QUAKER CAPITAL OPPORTUNITIES FUND CLASS C
QUAKER CAPITAL OPPORTUNITIES FUND CLASS I
QUAKER EVENT ARBITRAGE FUND CLASS C
QUAKER EVENT ARBITRAGE FUND CLASS I
QUAKER GLOBAL TACTICAL ALLOCATION FUND CLASS C
QUAKER GLOBAL TACTICAL ALLOCATION FUND CLASS I
QUAKER LONG/ SHORT TACTICAL ALLOCATION FUND CLASS C
QUAKER LONG/ SHORT TACTICAL ALLOCATION FUND CLASS I
QUAKER MID CAP VALUE FUND INSTITUTIONAL CLASS
QUAKER MID-CAP FUND CLASS C
QUAKER SMALL CAP GROWTH TACTICAL ALLOCATION FD CL C
QUAKER SMALL CAP GROWTH TACTICAL ALLOCATION FD CL I
QUAKER SMALL-CAP FUND CLASS C
QUAKER SMALL-CAP VALUE FUND CLASS I
QUAKER STRATEGIC GROWTH FUND CLASS C
QUAKER STRATEGIC GROWTH FUND CLASS I
PEAR TREE COLUMBIA SMALL CAP FUND INSITUTIONAL SHARES
PEAR TREE COLUMBIA SMALL CAP FUND ORDINARY SHARES
PEAR TREE EMERGING MARKETS FUND INSTITUTIONAL FUNDS
PEAR TREE EMERGING MARKETS FUND ORDINARY SHARES
PEAR TREE POLARIS FOREIGN VALUE FUND INSTITUTIONAL SHARES
PEAR TREE POLARIS FOREIGN VALUE FUND ORDINARY SHARES
PEAR TREE POLARIS FOREIGN VALUE SMALL CAP FUND INSTITUTIONAL SHARES
PEAR TREE POLARIS FOREIGN VALUE SMALL CAP FUND ORDINARY CLASS
PEAR TREE QUALITY FUND INSTITUTIONAL FUND
PEAR TREE QUALITY FUND ORDINARY SHARES
QUEENS ROAD SMALL CAP VALUE FUND
RADY CONTRARIAN LONG/SHORT FUND CLASS A
RADY CONTRARIAN LONG/SHORT FUND CLASS C
RADY CONTRARIAN LONG/SHORT FUND CLASS I
RADY OPPORTUNISTIC VALUE FUND CLASS A
RADY OPPORTUNISTIC VALUE FUND CLASS C
RADY OPPORTUNISTIC VALUE FUND CLASS I
RAINER INVESTMENT MANAGEMENT MID CAP EQUITY PORTFOLIO FD
RAINER INVESTMENT MANAGEMENT MID CAP EQUITY PORTFOLIO INSTITUTIONAL CL
RAINIER BALANCED FUND
RAINIER BALANCED FUND INSTITUTIONAL CLASS
RAINIER INTERMEDIATE FIXED-INCOME FUND
RAINIER LARGE CAP EQUITY PORTFOLIO
RAINIER LARGE CAP PORTFOLIO INSTITUTIONAL CLASS
MARVIN & PALMER LARGE CAP GROWTH FUND
RBC ENTERPRISE FUND CLASS A
RBC ENTERPRISE FUND CLASS C
RBC ENTERPRISE FUND CLASS S
RBC MICROCAP VALUE FUND CLASS A
RBC MICROCAP VALUE FUND CLASS C
RBC MICROCAP VALUE FUND CLASS S
RBC MID CAP GROWTH FUND CLASS A
Page 149 of 185
CUSIP
746870401
746870203
746870302
746872209
746872704
746872506
746885201
746885300
746885508
747012300
747012201
747012508
746935154
746935147
746935451
746935246
746935188
746935170
746935311
746935329
746935212
746935220
746935543
746935774
746935261
746935253
746935741
746935568
746935840
746935584
70472Q302
70472Q401
70472Q872
70472Q880
70472Q807
70472Q708
70472Q500
70472Q609
70472Q104
70472Q203
104826201
66537V799
66537V781
66537V773
66537V765
66537V757
66537V740
750869885
750869877
750869406
750869802
750869307
750869109
750869703
74925K847
74926P605
74926P704
74926P878
74926P829
74926P811
74926P787
74926P100
Symbol
PTECX
PTBEX
PTXMX
PTHYX
PTCCX
PTYMX
PGSBX
PGVCX
PGSMX
PVFCX
PVOBX
PVOMX
QASDX
QASIX
QCOCX
QCOIX
QEACX
QEAIX
QTRCX
QTRIX
QLSCX
QLSIX
QMVIX
QMCCX
QGCSX
QGISX
QSVCX
QSVIX
QAGCX
QAGIX
N/A
N/A
N/A
QFFOX
QFVIX
QFVOX
N/A
N/A
N/A
USBOX
QRSVX
RADYX
RADCX
RADIX
ROVYX
ROVCX
ROVIX
RIMMX
RAIMX
RIMBX
RAIBX
RIMFX
RIMEX
RAIEX
MPAUX
TETAX
TETCX
TETSX
TMVAX
TMVCX
TMVSX
TMCAX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
RBC FUNDS
RBC FUNDS
RBC FUNDS
RBC FUNDS
RBC FUNDS
REYNOLDS FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
Fund Description
RBC MID CAP GROWTH FUND CLASS C
RBC MID CAP GROWTH FUND CLASS I
RBC MID CAP GROWTH FUND CLASS S
RBC SMALL CAP CORE FUND CLASS A
RBC SMALL CAP CORE FUND CLASS S
REYNOLDS BLUE CHIP GROWTH FUND
RIDGEWORTH AGGRESS GROWTH ALLOCATION STRATEGY FD CL A
RIDGEWORTH AGGRESS GROWTH ALLOCATION STRATEGY FD CL C
RIDGEWORTH AGGRESSIVE GROWTH ALLOCATION STRATEGY FUND CLASS I
RIDGEWORTH AGGRESSIVE GROWTH STOCK FUND CLASS A
RIDGEWORTH AGGRESSIVE GROWTH STOCK FUND CLASS I
RIDGEWORTH CAPITAL APPRECIATION FUND CLASS C
RIDGEWORTH CONSERV ALLOCATION STRATEGY FUND CLASS A
RIDGEWORTH CONSERV ALLOCATION STRATEGY FUND CLASS C
RIDGEWORTH CORPORATE BOND FUND CLASS A
RIDGEWORTH CORPORATE BOND FUND CLASS C
RIDGEWORTH EMERGING GROWTH STOCK FUND CLASS A
RIDGEWORTH EMERGING GROWTH STOCK FUND CLASS I
RIDGEWORTH FDS VIRGINIA MUNICIPAL BOND FUND CLASS I
RIDGEWORTH FLORIDA TAX EXEMPT BOND CLASS A
RIDGEWORTH GEORGIA TAX EXEMPT BOND FUND CLASS A
RIDGEWORTH GEORGIA TAX-EXEMPT BOND FUND CLASS I
RIDGEWORTH GROWTH ALLOCATION STRATEGY FUND CLASS A
RIDGEWORTH GROWTH ALLOCATION STRATEGY FUND CLASS C
RIDGEWORTH GROWTH ALLOCATION STRATEGY FUND CLASS I
RIDGEWORTH HIGH GRADE MUNICIPAL BOND FUND CLASS I
RIDGEWORTH HIGH INCOME FUND CLASS A
RIDGEWORTH HIGH INCOME FUND CLASS R
RIDGEWORTH INTERMEDIATE BOND FUND CLASS A
RIDGEWORTH INTERMEDIATE BOND FUND CLASS R
RIDGEWORTH INTERNATIONAL EQUITY FUND CLASS A
RIDGEWORTH INTERNATIONAL EQUITY FUND CLASS I
RIDGEWORTH INTERNATIONAL EQUITY INDEX FD CL A
RIDGEWORTH INVESTMENT GRADE BOND FUND CLASS A
RIDGEWORTH INVESTMENT GRADE BOND FUND CLASS R
RIDGEWORTH INVST GRADE TAX-EXEMPT BOND FUND CLASS A
RIDGEWORTH LARGE CAP CORE GROWTH STOCK FUND CLASS A
RIDGEWORTH LARGE CAP CORE GROWTH STOCK FUND CLASS C
RIDGEWORTH LARGE CAP VALUE EQUITY FUND CLASS A
RIDGEWORTH LARGE CAP VALUE EQUITY FUND CLASS C
RIDGEWORTH LARGE GROWTH STOCK FUND CLASS A
RIDGEWORTH LIMITED - TERM FEDERAL MORTGAGE SEC FD CL I
RIDGEWORTH LIMITED TERM FEDERAL MORTGAGE SECS. CL A
RIDGEWORTH LIMITED TERM FEDERAL MORTGAGE SECS. CL C
RIDGEWORTH MARYLAND MUNICIPAL BOND FUND CLASS A
RIDGEWORTH MID CAP VALUE EQUITY FUND CLASS C
RIDGEWORTH MID-CAP VALUE EQUITY FUND CLASS A
RIDGEWORTH MODERATE ALLOCATION STRATEGY FUND CLASS A
RIDGEWORTH MODERATE ALLOCATION STRATEGY FUND CLASS C
RIDGEWORTH MODERATE ALLOCATION STRATEGY FUND CLASS I
RIDGEWORTH NC TAX- EXEMPT BOND FUND CLASS I
RIDGEWORTH NORTH CAROLINA TAX EXEMPT BOND CLASS A
RIDGEWORTH QUALITY GROWTH STOCK FUND CLASS A
RIDGEWORTH QUALITY GROWTH STOCK FUND CLASS C
RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND CLASS A
RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND CLASS C
RIDGEWORTH SEIX HIGH YIELD FUND CLASS A
RIDGEWORTH SEIX HIGH YIELD FUND CLASS R
RIDGEWORTH SHORT TERM BOND FUND CLASS A
RIDGEWORTH SHORT TERM BOND FUND CLASS C
RIDGEWORTH SHORT TERM U.S. TREASURY SECS. FUND CLASS A
RIDGEWORTH SHORT TERM U.S. TREASURY SECS. FUND CLASS C
Page 150 of 185
CUSIP
74926P209
74926P308
74926P506
74926P860
74926P837
761724103
76628R391
76628R375
76628R417
76628R201
76628R102
76628R722
76628R359
76628R334
76628T538
76628T520
76628R805
76628R706
76628T421
76628T207
76628R128
76628R136
76628R318
76628R284
76628R326
76628T108
76628T504
76628T603
76628T801
76628T884
76628R839
76628R847
76628R797
76628T868
76628T850
76628T835
76628R763
76628R755
76628R664
76628R656
76628R730
76628T777
76628T769
76628T751
76628T736
76628R581
76628R599
76628R268
76628R243
76628R276
76628T710
76628T694
76628R532
76628R524
76628T660
76628T652
76628T637
76628T629
76628T595
76628T587
76628T561
76628T553
Symbol
TMCCX
TMCIX
TMCSX
TEEAX
TEESX
RBCGX
SLAAX
CLVLX
CVMGX
SAGAX
SCATX
STCFX
SVCAX
SCCLX
SAINX
STIFX
SCEAX
SEGTX
CRVTX
SFLTX
SGTEX
SGATX
SGIAX
SGILX
CLVGX
SCFTX
SAHIX
STHIX
IBASX
IBLSX
SCIIX
STITX
SIIIX
STGIX
SCIGX
SISIX
CFVIX
CVIBX
SVIIX
SVIFX
STCIX
SLMTX
SLTMX
SCLFX
SMMAX
SMVFX
SAMVX
SVMAX
SVGLX
CLVBX
CNCFX
SNCIX
SXSAX
STTFX
SFRAX
SFRCX
HYPSX
HYLSX
STSBX
SCBSX
STSFX
SSUSX
Fund Type
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RIDGEWORTH FUNDS
RISING DIVIDEND FUNDS
RISING DIVIDEND FUNDS
RIVERNORTH FUNDS
RIVERNORTH FUNDS
RIVERPARK FUNDS
RIVERPARK FUNDS
RIVERPARK FUNDS
RIVERPARK FUNDS
RIVERPARK FUNDS
RIVERPARK FUNDS
RIVERPARK FUNDS
RIVERPARK FUNDS
RIVERPARK FUNDS
RIVERPARK FUNDS
ROBECO INVESTMENT FUNDS
ROCHDALE FUNDS
ROCHDALE FUNDS
ROCHDALE FUNDS
ROCHDALE FUNDS
ROCHDALE FUNDS
ROCHDALE FUNDS
ROCHDALE FUNDS
ROCHDALE FUNDS
ROGE FUNDS
ROGE FUNDS
ROOSEVELT FUND
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
Fund Description
RIDGEWORTH SMALL CAP GROWTH STOCK FUND CLASS A
RIDGEWORTH SMALL CAP GROWTH STOCK FUND CLASS C
RIDGEWORTH SMALL CAP VALUE EQUITY FUND CLASS A
RIDGEWORTH SMALL CAP VALUE EQUITY FUND CLASS C
RIDGEWORTH TOTAL RETURN BOND FUND CLASS A
RIDGEWORTH TOTAL RETURN BOND FUND CLASS R
RIDGEWORTH U.S. GOVERNMENT SECURITIES FD CL A
RIDGEWORTH U.S. GOVERNMENT SECURITIES FD CL C
RIDGEWORTH VA INTERMEDIATE MUNI BOND FUND CLASS A
RISING DIVIDEND GROWTH FUND CLASS C
RISING DIVIDEND GROWTH FUND CLASS I
RIVERNORTH DOUBLE LINE STRATEGIC INCOME FUND CL R
RIVERNORTH DOUBLE LINE STRATEGIC INCOME FUND CLASS I
RIVERPARK LARGE GROWTH FUND INSTITUTIONAL CLASS
RIVERPARK LARGE GROWTH FUND RETAIL CLASS
RIVERPARK SHORT TERM HIGH YIELD FUND INSTITUTIONAL CLASS
RIVERPARK SHORT TERM HIGH YIELD FUND RETAIL CLASS
RIVERPARK SMALL CAP GROWTH FUND INSTITUTIONAL CLASS
RIVERPARK SMALL CAP GROWTH FUND RETAIL CLASS
RIVERPARK/GRAVITY LONG BIASED FUND RETAIL CLASS
RIVERPARK/GRAVITY LONG-BIASED FUND INSTITUTIONAL CLASS
RIVERPARK/WEDGEWOOD FUND INSTITUTIONAL CLASS
RIVERPARK/WEDGEWOOD FUND RETAIL CLASS
BOSTON PARTNERS ALL CAP VALUE FUND INSTITUTIONAL CLASS
ROBECO BOSTON PARTNERS ALL CAP VALUE FD INVESTOR CL
ROBECO BOSTON PARTNERS L/S RESEARCH FD INV CL
ROBECO BOSTON PARTNERS LONG/SHORT RESEARCH FUND INST CLASS
ROBECO BP SMALL CAP VALUE II FUND INVESTOR CLASS
ROCHDALE DIVIDEND & INCOME PORTFOLIO CLASS A
ROCHDALE EMERGING MARKETS PORTFOLIO FUND CLASS A
ROCHDALE FIXED INCOME OPPORTUNITY PORTFOLIO CLASS A
ROCHDALE INTERMEDIATE FIXED INCOME PORT CLASS A
ROCHDALE LARGE CAP GROWTH PORTFOLIO CLASS A
ROCHDALE LARGE-CAP VALUE PORTFOLIO CLASS A
ROCHDALE MID/SMALL CAP GROWTH PORTFOLIO CLASS A
ROCHDALE MID/SMALL CAP VALUE PORTFOLIO CLASS A
ROGE PARTNERS FUND
ROGE SELECT OPPORTUNITY FUND
ROOSEVELT MULTI-CAP FUND
ROYCE 100 FUND INVESTMENT CLASS
ROYCE 100 FUND SERVICE CLASS
ROYCE DISCOVERY FUND SERVICE CLASS
ROYCE DIVIDEND VALUE FUND INVESTMENT CLASS
ROYCE DIVIDEND VALUE FUND SERVICE CLASS
ROYCE EUROPEAN SMALLER-COMPANIES FUND SERVICE CLASS
ROYCE FINANCIAL SERVICES FUND SERVICE CLASS
ROYCE FOCUS VALUE FUND SERVICE CLASS
ROYCE GLOBAL DIVIDEND VALUE FUND SERVICE CLASS
ROYCE GLOBAL VALUE FUND CONSULTANT CLASS
ROYCE GLOBAL VALUE FUND INVESTMENT CLASS
ROYCE GLOBAL VALUE FUND SERVICE CLASS
ROYCE HERITAGE FUND CONSULTANT CLASS
ROYCE HERITAGE FUND INVESTMENT CLASS
ROYCE HERITAGE FUND SERVICE CLASS
ROYCE INTERNATIONAL MICRO-CAP FUND SERVICE CLASS
ROYCE INTERNATIONAL PREMIER FUND SERVICE CLASS
ROYCE INTERNATIONAL SMALLER-COMPANIES FUND SERVICE CLASS
ROYCE MID-CAP FUND SERVICE CLASS
ROYCE OPPORTUNITY FUND CONSULTANT CLASS
ROYCE OPPORTUNITY FUND INVESTMENT CLASS
ROYCE OPPORTUNITY FUND SERVICE CLASS
ROYCE PARTNERS FUND SERVICE CLASS
CUSIP
76628R490
76628R482
76628R466
76628R458
76628T496
76628T488
76628T454
76628T447
76628T413
255378200
255378507
76881N301
76881N202
76882K108
76882K207
76882K702
76882K801
76882K504
76882K603
76882K884
76882K876
76882K306
76882K405
749255139
749255121
74925K573
74925K581
749255337
771193307
771193869
771193877
771193703
771193802
771193406
771193505
771193604
775047103
775047202
90470K651
780905196
780905519
780905477
780905188
780905436
780905311
780905469
780811857
780811816
780811766
780811824
780905329
780905618
780905238
780905857
780811782
780811790
780905139
78081A204
780905378
780905832
780905758
780811840
Page 151 of 185
Symbol
SCGIX
SSCFX
SASVX
STCEX
CBPSX
SCBLX
SCUSX
SGUSX
CVIAX
ICRGX
ICRIX
RNDLX
RNSIX
RPXIX
RPXFX
RPHIX
RPHYX
RPSZX
RPSFX
RGLBX
RGLZX
RWGIX
RWGFX
BPAIX
BPAVX
BPRRX
BPIRX
BPSCX
RIMHX
RIMIX
RIMOX
RIMCX
RIMGX
RIMVX
RIMQX
RIMKX
ROGEX
RSOFX
BULLX
ROHHX
RYOHX
RYDFX
RDVIX
RYDVX
RISCX
RYFSX
RYFVX
RGVDX
RGVHX
RGVIX
RIVFX
RYGCX
RHFHX
RGFAX
ROIMX
RYIPX
RYGSX
RMIDX
ROFCX
RYPNX
RYOFX
RPTRX
Fund Type
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
ROYCE FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
RS FUNDS
Fund Description
ROYCE PENNSYLVANIA MUTUAL FUND CONSULANT CLASS
ROYCE PENNSYLVANIA MUTUAL FUND INVESTMENT CLASS
ROYCE PENNSYLVANIA MUTUAL FUND SERVICE CLASS
ROYCE SMID-CAP VALUE FUND SERVICE CLASS
ROYCE SPECIAL EQUITY FUND CONSULTANT CLASS
ROYCE SPECIAL EQUITY FUND INVESTMENT CLASS
ROYCE SPECIAL EQUITY FUND SERVICE CLASS
ROYCE SPECIAL EQUITY MULTI-CAP FUND SERVICE CLASS
ROYCE TOTAL RETURN FUND CONSULTANT CLASS
ROYCE TOTAL RETURN FUND INVESTMENT CLASS
ROYCE TOTAL RETURN FUND SERVICE CLASS
ROYCE VALUE FUND CLASS R
ROYCE VALUE FUND CONSULTANT CLASS
ROYCE VALUE FUND INVESTMENT CLASS
ROYCE VALUE FUND SERVICE CLASS
ROYCE VALUE PLUS FUND CLASS R
ROYCE VALUE PLUS FUND CONSULTANT CLASS
ROYCE VALUE PLUS FUND INVESTMENT CLASS
ROYCE VALUE PLUS FUND SERVICE CLASS
RS CAPITAL APPRECIATION FUND CLASS C
RS CAPITAL APPRECIATION FUND CLASS K
RS FLOATING RATE FUND CLASS C
RS FLOATING RATE FUND CLASS K
RS GLOBAL GROWTH FUND CLASS C
RS GLOBAL GROWTH FUND CLASS K
RS GLOBAL NATURAL RESOURCES FUND CLASS C
RS GLOBAL NATURAL RESOURCES FUND CLASS K
RS GREATER CHINA FUND CLASS C
RS GREATER CHINA FUND CLASS K
RS GROWTH FUND CLASS C
RS GROWTH FUND CLASS K
RS HIGH YIELD FUND CLASS B
RS HIGH YIELD FUND CLASS C
RS HIGH YIELD FUND CLASS K
RS HIGH YIELD MUNICIPAL BOND CLASS C
RS INTERNATIONAL GROWTH FUND CLASS B
RS INTERNATIONAL GROWTH FUND CLASS C
RS INTERNATIONAL GROWTH FUND CLASS K
RS INVESTMENT QUALITY BOND FUND CLASS B
RS INVESTMENT QUALITY BOND FUND CLASS C
RS INVESTMENT QUALITY BOND FUND CLASS K
RS INVESTORS FUND CLASS C
RS INVESTORS FUND CLASS K
RS LARGE CAP ALPHA FUND CLASS B
RS LARGE CAP ALPHA FUND CLASS C
RS LARGE CAP ALPHA FUND CLASS K
RS LOW DURATION BOND FUND CLASS B
RS LOW DURATION BOND FUND CLASS C
RS LOW DURATION BOND FUND CLASS K
RS MID CAP OPPORTUNITIES FUND CLASS K
RS MIDCAP OPPORTUNITIES FUND CLASS C
RS S&P 500 INDEX FUND CLASS B
RS S&P 500 INDEX FUND CLASS C
RS S&P 500 INDEX FUND CLASS K
RS SELECT GROWTH FUND CLASS C
RS SELECT GROWTH FUND CLASS K
RS SMALL CAP GROWTH FUND CLASS C
RS SMALL CAP GROWTH FUND CLASS K
RS STRATEGIC INCOME FUND CLASS C
RS STRATEGIC INCOME FUND CLASS K
RS TAX EXEMPT FUND CLASS C
RS TECHNOL0GY FUND CLASS C
CUSIP
780905816
780905840
780905386
780905154
780905543
780905782
780905527
780811774
780905592
780905881
780905642
780905170
780905360
780905220
780905733
780905162
780905345
780905212
780905741
74972H192
74972H184
74972H317
74972H291
74972H150
74972H143
74972H481
74972H747
74972K203
74972K302
74972H564
74972H796
74972K617
74972K591
74972K583
74972H333
74972K781
74972K773
74972K765
74972K690
74972K682
74972K674
74972H499
74972H739
74972K872
74972K864
74972K856
74972K658
74972K641
74972K633
74972H762
74972H549
74972K831
74972K823
74972K815
74972H473
74972H820
74972H572
74972H812
74972H267
74972H259
74972K567
74972H556
Page 152 of 185
Symbol
RYPCX
PENNX
RYPFX
RMVSX
RSQCX
RYSEX
RSEFX
RSEMX
RYTCX
RYTRX
RYTFX
RVVRX
RVFCX
RVVHX
RYVFX
RVPRX
RVPCX
RVPHX
RYVPX
RCACX
RCAKX
RSFCX
RSFKX
RGGCX
RGGKX
RGNCX
RSNKX
RCHCX
RCHKX
RGWCX
RSGKX
RHYBX
RHYCX
RHYKX
RSHCX
GBGBX
RIGCX
RIGKX
RIQBX
RIQCX
RIQKX
RIVCX
RSIKX
GUPBX
RCOCX
RCEKX
RLDBX
RLDCX
RLDKX
RSMKX
RMOCX
RSPBX
RSAPX
RSPIX
RSGFX
RSDKX
REGWX
RSEKX
RSICX
RINKX
RETCX
RINCX
Fund Type
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
RS FUNDS
RS FUNDS
RS FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
Fund Description
RS TECHNOLOGY FUND CLASS K
RS VALUE FUND CLASS C
RS VALUE FUND CLASS K
RUSSELL 2017 ACCELERATED DISTRIBUTION FD CL A
RUSSELL 2020 STRATEGY FUND CLASS E
RUSSELL BALANCED STRATEGY FUND CL A
RUSSELL COMMODITY STRATEGIES FUND CLASS A
RUSSELL COMMODITY STRATEGIES FUND CLASS C
RUSSELL COMMODITY STRATEGIES FUND CLASS E
RUSSELL EMERGING MARKETES FUND CL C
RUSSELL EMERGING MARKETS FUND CLASS A
RUSSELL EMERGING MARKETS FUND CLASS E
RUSSELL EQUITY GROWTH STRATEGY FD CLASS A
RUSSELL EQUITY GROWTH STRATEGY FUND CLASS C
RUSSELL EQUITY GROWTH STRATEGY FUND CLASS E
RUSSELL EQUITY GROWTH STRATEGY FUND CLASS R2
RUSSELL EQUITY GROWTH STRATEGY FUND CLASS R3
RUSSELL EXTENDED DISTRIBUTION FUND CLASS A
RUSSELL GLOBAL CREDIT STRATEGIES FUND CLASS A
RUSSELL GLOBAL EQUITY FUND CLASS A
RUSSELL GLOBAL EQUITY FUND CLASS C
RUSSELL GLOBAL EQUITY FUND CLASS E
RUSSELL GLOBAL INFRASTRUCTURE FUND CLASS A
RUSSELL GLOBAL INFRASTRUCTURE FUND CLASS C
RUSSELL GLOBAL INFRASTRUCTURE FUND CLASS E
RUSSELL GLOBAL OPPORTUNISTIC CREDIT FUND CLASS C
RUSSELL GLOBAL OPPORTUNISTIC CREDIT FUND CLASS E
RUSSELL GLOBAL REAL ESTATE SECURITIES FUND CLASS A
RUSSELL GLOBAL REAL ESTATE SECURITIES FUND CLASS C
RUSSELL GLOBAL REAL ESTATE SECURITIES FUND CLASS E
RUSSELL GROWTH STRATEGY FUND CLASS A
RUSSELL GROWTH STRATEGY FUND CLASS E
RUSSELL GROWTH STRATEGY FUND CLASS R2
RUSSELL GROWTH STRATEGY FUND CLASS R3
RUSSELL GROWTH STRATEGY FUND FUND CLASS C
RUSSELL INT'L DEVELOPED MARKETS FUND CLASS A
RUSSELL INT'L DEVELOPED MARKETS FUND CLASS C
RUSSELL INT'L DEVELOPED MARKETS FUND CLASS E
RUSSELL INVESTMENT COMPANY SELECT CL E
RUSSELL INVESTMENT GRADE BOND FUND CLASS A
RUSSELL INVESTMENT GRADE BOND FUND CLASS C
RUSSELL INVESTMENT GRADE BOND FUND CLASS E
RUSSELL LIFEPOINT BALANCED STRATEGY FUND CL C
RUSSELL LIFEPOINT BALANCED STRATEGY FUND CLASS E
RUSSELL LIFEPOINT MODERATE STRATEGY FUND CLASS E
RUSSELL LIFEPOINTS 2010 STRATEGY FD CLASS R2
RUSSELL LIFEPOINTS 2015 STRATEGY FUND CLASS R2
RUSSELL LIFEPOINTS 2030 STRATEGY FD CL R2
RUSSELL LIFEPOINTS 2030 STRATEGY FD CL R3
CUSIP
74972H788
74972H523
74972H713
782478184
782478549
782478515
782478473
782478622
782494397
782494389
782494371
782493431
782494603
782493654
782478598
782493399
782493498
782478390
782493555
782478168
782494231
782478143
782478135
782478127
782494280
782494272
782494264
782494223
782494215
782494405
782493423
782493647
782478614
782493548
782478374
782493597
782493381
782494512
782494496
782493217
782478838
782494322
782494827
782493183
782493373
782493530
782493522
782478226
782494793
782494785
782478267
782478556
782494769
782494751
782478242
782478523
782494736
782494728
782478481
782494694
782494686
782494660
Page 153 of 185
Symbol
RIFKX
RVACX
RSVKX
RADAX
RLLEX
RRLEX
RXLEX
RBLAX
RCSAX
RCSCX
RCSEX
REMCX
REMAX
REMEX
REAAX
RELCX
RELEX
RELTX
RELDX
REIAX
RGCAX
RGEAX
RGECX
RGEEX
RGIAX
RGCIX
RGIEX
RGCCX
RCCEX
RREAX
RRSCX
RREEX
RALAX
RALEX
RALTX
RALDX
RALCX
RLNAX
RLNCX
RIFEX
RSGEX
RFAAX
RFACX
RFAEX
RBLCX
RBLEX
RMLEX
RXLTX
RKLTX
RKLDX
RLLTX
RLLDX
RPLTX
RPLDX
RRLTX
RRLDX
RVLTX
RVLDX
RXLDX
RWLTX
RWLDX
RYLTX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RUSSELL FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
Fund Description
RUSSELL LIFEPOINTS BALANCED STRATEGY FUND CLASS R2
RUSSELL LIFEPOINTS BALANCED STRATEGY FUND CLASS R3
RUSSELL LIFEPOINTS CONSERVATIVE STRATEGY FD CLASS A
RUSSELL LIFEPOINTS CONSERVATIVE STRATEGY FD CLASS R2
RUSSELL LIFEPOINTS CONSERVATIVE STRATEGY FUND CL C
RUSSELL LIFEPOINTS CONSERVATIVE STRATEGY FUND CL E
RUSSELL LIFEPOINTS CONSERVATIVE STRATEGY FUND CL R3
RUSSELL LIFEPOINTS IN RETIREMENT FUND CLASS R2
RUSSELL LIFEPOINTS IN RETIREMENT FUND CLASS R3
RUSSELL LIFEPOINTS MODERATE STRATEGY FUND CLASS R2
RUSSELL LIFEPOINTS MODERATE STRATEGY FUND CLASS R3
RUSSELL MODERATE STRATEGY FD CL A
RUSSELL MODERATE STRATEGY FUND CL C
RUSSELL RETIREMENT DISTRIBUTION FUNDS CLASS A
RUSSELL SHORT DURATION BOND FUND CLASS A
RUSSELL SHORT DURATION BOND FUND CLASS C
RUSSELL SHORT DURATION BOND FUND CLASS E
RUSSELL SMALL & MID CAP FUND CLASS E
RUSSELL STRATEGIC BOND FUND CLASS A
RUSSELL STRATEGIC BOND FUND CLASS C
RUSSELL STRATEGIC BOND FUND CLASS E
RUSSELL TAX EXEMPT BOND FUND CLASS A
RUSSELL TAX EXEMPT BOND FUND CLASS C
RUSSELL TAX EXEMPT BOND FUND CLASS E
RUSSELL TAX-MANAGED U.S. LARGE CAP FUND CLASS A
RUSSELL TAX-MANAGED U.S. LARGE CAP FUND CLASS C
RUSSELL TAX-MANAGED U.S. LARGE CAP FUND CLASS E
RUSSELL TAX-MANAGED U.S. MID & SMALL CAP FUND CLASS A
RUSSELL TAX-MANAGED U.S. MID & SMALL CAP FUND CLASS C
RUSSELL TAX-MANAGED U.S. MID & SMALL CAP FUND CLASS E
RUSSELL U.S CORE EQUITY FUND CLASS E
RUSSELL U.S GROWTH FUND CL C
RUSSELL U.S QUANTITATIVE EQUITY FUND CLASS E
RUSSELL U.S. CORE EQUITY FUND CLASS A
RUSSELL U.S. CORE EQUITY FUND CLASS C
RUSSELL U.S. QUANTITATIVE EQUITY FUND CLASS A
RUSSELL U.S. QUANTITATIVE EQUITY FUND CLASS C
RUSSELL U.S. SMALL & MID CAP FUND CLASS C
RUSSELL U.S. SMALL AND MID CAP FUND CLASS A
RUSSELL U.S. VALUE FUND CL C
RUSSELL U.S. VALUE FUND CL E
RYDEX BANKING FUND CLASS A
RYDEX BANKING FUND CLASS C
RYDEX BASIC MATERIALS FUND CLASS A
RYDEX BASIC MATERIALS FUND CLASS C
RYDEX BIOTECHNOLOGY FUND CLASS A
RYDEX BIOTECHNOLOGY FUND CLASS C
RYDEX COMMODITIES STRATEGY FUND CLASS A
RYDEX CONSUMER PRODUCTS FUND CLASS A
RYDEX CONSUMER PRODUCTS FUND CLASS C
RYDEX DYNAMCI S&P 500 2X STRATEGY FUND CLASS A
RYDEX DYNAMIC DOW 2X STRATEGY FUND CLASS A
RYDEX DYNAMIC DOW 2X STRATEGY FUND CLASS C
RYDEX DYNAMIC RUSSELL 2000 2X STRAT FUND CLASS A
RYDEX DYNAMIC RUSSELL 2000 2X STRAT FUND CLASS C
RYDEX DYNAMIC S&P 500 2X STRATEGY FUND CLASS C
RYDEX DYNAMIC STRENGTH DOLLAR 2X STRATEGY FUND CL A
RYDEX DYNAMIC STRENGTH DOLLAR 2X STRATEGY FUND CL C
RYDEX DYNAMIC WEAKENING DOLLAR 2X STRATEGY FUND CL A
RYDEX DYNAMIC WEAKENING DOLLAR 2X STRATEGY FUND CL C
RYDEX ELECTRONICS FUND CLASS A
CUSIP
782494652
782478358
782493589
782478648
782478317
782493357
782493514
782493563
782494637
782494629
782478333
782493571
782478630
782493365
782478218
782494801
782493340
782493332
782493274
782494470
782494462
782493167
782494314
782493324
782493316
782494348
782478309
782478879
782494330
782478507
782478887
782493290
782478846
782493233
782494611
782494595
782494579
782494561
782494538
782494546
782478796
782478788
78355E379
783554314
78355E361
783554298
78355E353
783554280
78356A301
78355E346
783554272
78355Y508
78355Y888
78355Y102
78356A756
78356A749
78355E205
78356A608
78356A707
78356A889
78356A871
78355E338
Page 154 of 185
Symbol
RYLYX
RBLTX
RBLDX
RCLAX
RCLTX
RCLCX
RCLEX
RCLDX
RZLTX
RZLDX
RMLTX
RMLDX
RMLAX
RMLCX
RRDAX
RSBTX
RSBCX
RSBEX
REBEX
RFDAX
RFCCX
RFCEX
RTEAX
RTECX
RTBEX
RTLAX
RTLCX
RTLEX
RTSAX
RTSCX
RTSEX
REAEX
RSGCX
REQEX
RSQAX
REQSX
REQAX
REQCX
RLECX
RLACX
RSVCX
RSVEX
RYBKX
RYKCX
RYBMX
RYBCX
RYBOX
RYCFX
RYMEX
RYPDX
RYCPX
RYTTX
RYLDX
RYCYX
RYRUX
RYRLX
RYCTX
RYSDX
RYSJX
RYWDX
RYWJX
RYELX
Fund Type
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
Fund Description
RYDEX ELECTRONICS FUND CLASS C
RYDEX ENERGY FUND CLASS A
RYDEX ENERGY FUND CLASS C
RYDEX ENERGY SERVICES FUND CLASS A
RYDEX ENERGY SERVICES FUND CLASS C
RYDEX EUROPE 1.25X STRATEGY FUND CLASS A
RYDEX EUROPE 1.25X STRATEGY FUND CLASS C
RYDEX FINANCIAL SERVICES FUND CLASS C
RYDEX FINANICAL SERVICES FUND CLASS A
RYDEX GOVERNMENT LONG BOND 1.2X STRATEGY FUND CL A
RYDEX GOVERNMENT LONG BOND 1.2X STRATEGY FUND CL C
RYDEX HEALTH CARE FUND CLASS A
RYDEX HEALTH CARE FUND CLASS C
RYDEX HIGH YIELD STRATEGY FUND CLASS A
RYDEX HIGH YIELD STRATEGY FUND CLASS C
RYDEX INDEX NOVA FUND CLASS C
RYDEX INTERNET FUND CLASS A
RYDEX INTERNET FUND CLASS C
RYDEX INVERSE DOW 2X STRATEGY FUND CLASS A
RYDEX INVERSE DOW 2X STRATEGY FUND CLASS C
RYDEX INVERSE GOVERN LONG BOND STRATEGY FD CL A
RYDEX INVERSE GOVERN LONG BOND STRATEGY FD CLASS C
RYDEX INVERSE HIGH YIELD STRATEGY FUND CLASS A
RYDEX INVERSE HIGH YIELD STRATEGY FUND CLASS C
RYDEX INVERSE MID CAP FUND STRATEGY FUND CLASS C
RYDEX INVERSE MID CAP STRATEGY FUND CLASS A
RYDEX INVERSE NASDAQ 2X STRATEGY FUND CLASS A
RYDEX INVERSE NASDAQ 2X STRATEGY FUND CLASS C
RYDEX INVERSE NASDAQ-100 STRATEGY FUND CLASS A
RYDEX INVERSE NASDAQ-100 STRATEGY FUND CLASS C
RYDEX INVERSE RUSSELL 2000 2X STRATEGY FUND CL A
RYDEX INVERSE RUSSELL 2000 2X STRATEGY FUND CL C
RYDEX INVERSE RUSSELL 2000 STRATEGY FUND CL A
RYDEX INVERSE RUSSELL 2000 STRATEGY FUND CL C
RYDEX INVERSE S&P 500 2X STRATEGY FUND CL C
RYDEX INVERSE S&P 500 2X STRATEGY FUND CLASS A
RYDEX INVERSE S&P 500 STRATEGY FUND CLASS A
RYDEX INVERSE S&P 500 STRATEGY FUND CLASS C
RYDEX LEISURE FUND CLASS A
RYDEX LEISURE FUND CLASS C
RYDEX LONG/ SHORT COMMODITIES STRAT FUND CLASS A
RYDEX LONG/ SHORT COMMODITIES STRAT FUND CLASS C
RYDEX MID CAP 1.5X STRATEGY FUND CLASS A
RYDEX MID CAP 1.5X STRATEGY FUND CLASS C
RYDEX NASDAQ-100 2X STRATEGY FUND CLASS A
RYDEX NASDAQ-100 2X STRATEGY FUND CLASS C
RYDEX NASDAQ-100 FUND CLASS A
RYDEX NASDAQ-100 FUND CLASS C
RYDEX NOVA FUND CLASS A
RYDEX PRECIOUS METALS FUND CLASS A
RYDEX PRECIOUS METALS FUND CLASS C
RYDEX REAL ESTATE FUND CLASS A
RYDEX REAL ESTATE FUND CLASS C
RYDEX RETAILING FUND CLASS A
RYDEX RETAILING FUND CLASS C
RYDEX RUSSELL 2000 1.5X STRATEGY FUND CLASS A
RYDEX RUSSELL 2000 1.5X STRATEGY FUND CLASS C
RYDEX S&P 500 PURE GROWTH FUND CLASS A
RYDEX S&P 500 PURE GROWTH FUND CLASS C
RYDEX S&P 500 PURE VALUE FUND CLASS A
RYDEX S&P 500 PURE VALUE FUND CLASS C
RYDEX S&P MIDCAP 400 PURE GROWTH FUND CLASS A
CUSIP
783554264
78355E320
783554256
78355E130
783554249
78355E692
783554116
783554231
78355E312
78355E460
783554330
78355E296
783554223
78356A483
78356A467
783554371
78355E288
783554215
78355Y870
78355Y300
78355E429
783554322
78356A475
78356A459
78355E619
78355E627
78355Y805
78355E502
78355E437
783554348
78356A723
78356A715
78355E544
78355E536
78355E304
78355Y607
78355E718
783554363
78355E270
783554199
78356A244
78356A236
78355E486
78355E700
78355Y706
78355E403
78355E445
783554355
78355E452
78355E262
783554181
78355E254
78355E809
78355E247
783554173
78355E478
78355E601
78355E189
78355E668
78355E171
78355E684
78355E742
Page 155 of 185
Symbol
RYSCX
RYENX
RYECX
RYESX
RYVCX
RYAEX
RYCEX
RYFCX
RYFNX
RYABX
RYCGX
RYHEX
RYHCX
RYHDX
RYHHX
RYNCX
RYINX
RYICX
RYIDX
RYCZX
RYAQX
RYJCX
RYILX
RYIYX
RYCLX
RYAGX
RYVTX
RYCDX
RYAPX
RYACX
RYIUX
RYIZX
RYAFX
RYCQX
RYCBX
RYTMX
RYARX
RYUCX
RYLSX
RYLCX
RYLBX
RYLEX
RYAHX
RYDCX
RYVLX
RYCCX
RYATX
RYCOX
RYANX
RYMNX
RYZCX
RYREX
RYCRX
RYRTX
RYRCX
RYAKX
RYCMX
RYLGX
RYGRX
RYLVX
RYVVX
RYMGX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
Fund Description
RYDEX S&P MIDCAP 400 PURE GROWTH FUND CLASS C
RYDEX S&P MIDCAP 400 PURE VALUE FUND CLASS A
RYDEX S&P MIDCAP 400 PURE VALUE FUND CLASS C
RYDEX S&P SMALLCAP 600 PURE GROWTH FUND CLASS A
RYDEX S&P SMALLCAP 600 PURE GROWTH FUND CLASS C
RYDEX S&P SMALLCAP 600 PURE VALUE FUND CLASS A
RYDEX S&P SMALLCAP 600 PURE VALUE FUND CLASS C
RYDEX SERIES COMMODITIES STRAT FUND CLASS C
RYDEX SERIES FUNDS RUSSELL 2000 FUND CLASS A
RYDEX SERIES FUNDS RUSSELL 2000 FUND CLASS C
RYDEX SERIES FUNDS S&P 500 FUND CL C
RYDEX SERIES FUNDS S&P 500 FUND CLASS A
RYDEX SGI ALL CAP VALUE FUND CLASS A
RYDEX SGI ALL CAP VALUE FUND CLASS C
RYDEX SGI ALL CAP VALUE FUND INSTITUTIONAL CLASS
RYDEX SGI ALTERNATIVE STRAT ALLOCATION FUND CL A
RYDEX SGI ALTERNATIVE STRAT ALLOCATION FUND CL C
RYDEX SGI ALTERNATIVE STRATEGIES FUND CL A
RYDEX SGI ALTERNATIVE STRATEGIES FUND CL C
RYDEX SGI ALTERNATIVE STRATEGIES FUND INSTITUTIONAL CLASS
RYDEX SGI EMERGING MARKETS 2X STRATEGY FUND CLASS A
RYDEX SGI EMERGING MARKETS 2X STRATEGY FUND CLASS C
RYDEX SGI ESSENTIAL PORTFOLIO AGGRESSIVE FUND CL A
RYDEX SGI ESSENTIAL PORTFOLIO AGGRESSIVE FUND CL C
RYDEX SGI ESSENTIAL PORTFOLIO CONSERV FUND CLASS C
RYDEX SGI ESSENTIAL PORTFOLIO CONSERVATIVE FD CL A
RYDEX SGI ESSENTIAL PORTFOLIO MODERATE FUND CLASS A
RYDEX SGI ESSENTIAL PORTFOLIO MODERATE FUND CLASS C
RYDEX SGI EVENT DRIVEN & DISTRESSED STRATEGIES FUND CL A
RYDEX SGI EVENT DRIVEN & DISTRESSED STRATEGIES FUND CL C
RYDEX SGI EVENT DRIVEN & DISTRESSED STRATEGIES FUND INSTITUTIONAL CLASS
RYDEX SGI GLOBAL FUND CLASS A
RYDEX SGI GLOBAL FUND CLASS C
RYDEX SGI HIGH YIELD FUND CLASS A
RYDEX SGI HIGH YIELD FUND CLASS C
RYDEX SGI INVERSE EMERGING MARKETS 2X STRATEGY FUND CL A
RYDEX SGI INVERSE EMERGING MARKETS 2X STRATEGY FUND CL C
RYDEX SGI LARGE CAP CONCENTRATED GROWTH FUND CLASS A
RYDEX SGI LARGE CAP CONCENTRATED GROWTH FUND CLASS C
RYDEX SGI LARGE CAP CORE FUND CLASS A
RYDEX SGI LARGE CAP CORE FUND CLASS C
RYDEX SGI LARGE CAP VALUE FUND CLASS A
RYDEX SGI LARGE CAP VALUE FUND CLASS C
RYDEX SGI LONG SHORT EQUITY STRATEGY FUND CL A
RYDEX SGI LONG SHORT EQUITY STRATEGY FUND CL C
RYDEX SGI LONG SHORT EQUITY STRATEGY FUND INSTITUTIONAL CLASS
RYDEX SGI LONG SHORT TREASURY FUND CLASS A
RYDEX SGI LONG SHORT TREASURY FUND CLASS C
RYDEX SGI LONG SHORT TREASURY FUND INSTITUTIONAL CLASS
RYDEX SGI LONG/SHORT COMMODITIES STRATEGY FUND INST
RYDEX SGI MANAGED FUTURES STRATEGY FD INSTITUTIONAL CLASS
RYDEX SGI MANAGED FUTURES STRATEGY FUND CLASS A
RYDEX SGI MANAGED FUTURES STRATEGY FUND CLASS C
RYDEX SGI MID CAP GROWTH FUND CLASS A
RYDEX SGI MID CAP GROWTH FUND CLASS C
RYDEX SGI MID CAP VALUE FUND CLASS A
RYDEX SGI MID CAP VALUE FUND CLASS C
RYDEX SGI MULTI-HEDGE STRAT FUND CLASS A
RYDEX SGI MULTI-HEDGE STRAT FUND CLASS C
RYDEX SGI MULTI-HEDGE STRATEGIES FD INSTL CLASS
RYDEX SGI SMALL CAP GROWTH FUND CLASS A
RYDEX SGI SMALL CAP GROWTH FUND CLASS C
Page 156 of 185
CUSIP
78355E734
78355E163
78355E643
78355E148
78355E569
78355E155
78355E585
78356A400
78356A681
78356A673
78356A640
78356A657
814219382
814219374
814219366
78356A285
78356A277
78356C844
78356C836
78356C810
78356C760
78356C778
78356A590
78356A566
78356A582
78356A624
78356A616
78356A574
78356C802
78356C703
78356C109
814219309
814219838
814291878
814291761
78356C745
78356C752
814219739
814219713
814219101
814219846
814289104
814289302
78356C208
78356C307
78356C505
78356C885
78356C877
78356C869
78356A152
78356A145
78356A517
78356A525
815174107
815174305
814219887
814219820
78356A855
78356A848
78356A137
814219861
814219812
Symbol
RYCKX
RYMVX
RYMMX
RYSGX
RYWCX
RYSVX
RYYCX
RYMJX
RYRRX
RYROX
RYSYX
RYSOX
SESAX
SEVCX
SVSIX
RYFDX
RYFFX
RYEMX
RYERX
RYEWX
RYWTX
RYWUX
RYGGX
RYGEX
RYEEX
RYEOX
RYMOX
RYMYX
RYDOX
RYDQX
RYDTX
SEQAX
SFGCX
SIHAX
SIHSX
RYWWX
RYWZX
SEFAX
SSSCX
SECEX
SFECX
SECIX
SEGIX
RYJJX
RYJKX
RYJMX
RYBSX
RYBTX
RYBVX
RYITX
RYIFX
RYMTX
RYMZX
SECUX
SUFCX
SEVAX
SEVSX
RYMQX
RYMRX
RYIMX
SSCAX
SESCX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
RYDEX FUNDS
S1 FUNDS
SA FUNDS
SA FUNDS
SA FUNDS
SA FUNDS
SA FUNDS
SA FUNDS
SA FUNDS
SA FUNDS
SA FUNDS
SANTA BARBARA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SARATOGA FUNDS
SATUIT FUNDS
Fund Description
RYDEX SGI SMALL CAP VALUE FUND CLASS A
RYDEX SGI SMALL CAP VALUE FUND CLASS C
RYDEX SGI U.S. INTERMEDIATE BOND FUND CLASS A
RYDEX SGI U.S. INTERMEDIATE BOND FUND CLASS C
RYDEX SGI U.S. LONG SHORT MOMENTUM FUND CLASS A
RYDEX SGI U.S. LONG SHORT MOMENTUM FUND CLASS C
RYDEX SRS TR. JAPAN 2X STRATEGY FUND CLASS A
RYDEX SRS TR. JAPAN 2X STRATEGY FUND CLASS C
RYDEX TECHNOLOGY FUND CLASS A
RYDEX TECHNOLOGY FUND CLASS C
RYDEX TELECOMMUNICATIONS FUND CLASS A
RYDEX TELECOMMUNICATIONS FUND CLASS C
RYDEX TRANSPORTATION FUND CLASS A
RYDEX TRANSPORTATION FUND CLASS C
RYDEX UTILITIES FUND CLASS A
RYDEX UTILITIES FUND CLASS C
SECURITY EQUITY FD MID CAP VALUE INSTITUTIONAL SHARES
S1 FUND INSTITUTIONAL SHARES
SA EMERGING MARKETS FUND CLASS I
SA FIXED-INCOME FUND CLASS I
SA INTERNATIONAL HIGH BOOK TO MARKET FUND CLASS I
SA INTERNATIONAL SMALL-COMPANY FUND CLASS I
SA REAL ESTATE SECURITIES FUND CLASS I
SA U.S. FIXED INCOME FUND CLASS I
SA U.S. HIGH BOOK TO MARKET FUND CLASS I
SA U.S. MARKET FUND CLASS I
SA U.S. SMALL FUND CLASS I
PFW WATER FUND CLASS C
JAMES ALPHA GLOBAL ENHANCED REAL RETURN PORT FD CL A
JAMES ALPHA GLOBAL ENHANCED REAL RETURN PORT FD CL I
JAMES ALPHA GLOBAL REAL ESTATE FUND CLASS A
JAMES ALPHA GLOBAL REAL ESTATE INVESTMENTS PTF FUND CLASS I
SARATOGA ADVANTAGE TRST ENERGY & BASIC MATERIAL FUND CL C
SARATOGA ADVANTAGE TRUST INTERNATIONAL EQUITY FUND CLASS C
SARATOGA ADVANTAGE TRUST INTERNATIONAL EQUITY FUND CLASS I
SARATOGA ADVANTAGE TRUST INVESTMENT QUALITY BOND FUND CLASS C
SARATOGA ADVANTAGE TRUST INVESTMENT QUALITY BOND FUND CLASS I
SARATOGA ADVANTAGE TRUST LARGE-CAP GROWTH FUND CLASS C
SARATOGA ADVANTAGE TRUST LARGE-CAP GROWTH FUND CLASS I
SARATOGA ADVANTAGE TRUST LARGE-CAP VALUE FUND CLASS C
SARATOGA ADVANTAGE TRUST LARGE-CAP VALUE FUND CLASS I
SARATOGA ADVANTAGE TRUST MUNI BOND FUND CL I
SARATOGA ADVANTAGE TRUST MUNICIPAL BOND FUND CLASS C
SARATOGA ADVANTAGE TRUST SMALL-CAP FUND CLASS C
SARATOGA ADVANTAGE TRUST SMALL-CAP FUND CLASS I
SARATOGA ENERGY & BASIC MATERIALS FUND CLASS A
SARATOGA ENERGY AND BASIC MATERIAL PORTFOLIO CLASS I
SARATOGA FINANCIAL SERVICES FUND CLASS A
SARATOGA FINANCIAL SERVICES FUND CLASS C
SARATOGA FINANICAL SERVICES PORTFOLIO CLASS I
SARATOGA HEALTH & BIOTECHNOLOGY FUND CLASS A
SARATOGA HEALTH & BIOTECHNOLOGY FUND CLASS C
SARATOGA HEALTH AND BIOTECHNOLOGY PORTFOLIO CLASS I
SARATOGA INTERNATIONAL EQUITY FUND CLASS A
SARATOGA LARGE CAP GROWTH FUND CLASS A
SARATOGA MID CAP FUND CLASS A
SARATOGA MID CAP FUND CLASS C
SARATOGA MID CAPITALIZATION PORTFOLIO CLASS I
SARATOGA TECHNOLOGY & COMM FUND CLASS A
SARATOGA TECHNOLOGY & COMM FUND CLASS C
SARATOGA TECHNOLOGY AND COMMUNICATIONS PORTFOLIO CLASS I
SATUIT CAPITAL MICROCAP FUND CLASS A
Page 157 of 185
CUSIP
814219416
814219390
814291209
814291779
78355E510
78355E825
78356A368
78356A335
78355E239
783554165
78355E221
783554157
78355E213
783554140
78355E197
783554132
814219432
74925K599
78386T775
78386T700
78386T866
78386T858
78386T783
78386T791
78386T882
78386T809
78386T874
801375304
803431444
803431436
803431428
803431410
803431584
803431824
803431709
803431790
803431204
803431865
803431501
803431881
803431402
803431303
803431774
803431840
803431600
803431618
803431576
803431659
803431634
803431626
803431741
803431725
803431717
803431485
803431519
803431568
803431543
803431535
803431691
803431675
803431667
804064103
Symbol
SSUAX
SSVCX
SIUSX
SDICX
RYAMX
RYISX
RYJSX
RYJTX
RYTHX
RYCHX
RYTLX
RYCSX
RYTSX
RYCNX
RYUTX
RYCUX
SVUIX
SONEX
SAEMX
SAXIX
SAHMX
SAISX
SAREX
SAUFX
SABTX
SAMKX
SAUMX
PFWCX
GRRAX
GRRIX
JAREX
JARIX
SEPCX
SIECX
SIEPX
SQBCX
SIBPX
SLGCX
SLCGX
SLVCX
SLCVX
SMBPX
SMBCX
SSCCX
SSCPX
SBMBX
SEPIX
SFPAX
SFPCX
SFPIX
SHPAX
SHPCX
SBHIX
SIEYX
SLGYX
SPMAX
SPMCX
SMIPX
STPAX
STPCX
STPIX
SATMX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
SCHNEIDER FUNDS
SCHNEIDER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHRODER FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SCHWAB FUNDS
SEI FUNDS
SEI FUNDS
Fund Description
SCHNEIDER CAPITAL SMALL CAP VALUE FUND
SCHNEIDER VALUE FUND
SCHRODER EMERGING MARKET EQUITY FUND INVESTOR CLASS
SCHRODER EMERGING MARKETS EQUITY FUND ADVISOR CLASS
SCHRODER INTERNATIONAL ALPHA FUND ADVISOR CLASS
SCHRODER INTERNATIONAL ALPHA FUND INVESTOR CLASS
SCHRODER INTERNAT'L DIVERSIFIED VALUE FUND ADVISOR SHARE
SCHRODER INTL DIVERSIFIED VALUE FUND INVEST. SHARES
SCHRODER MULTI ASSET GROWTH PORT FUND ADVISOR CLASS
SCHRODER MULTI ASSET GROWTH PORT FUND INVESTOR CLASS
SCHRODER NORTH AMERICAN EQUITY FUND ADVISOR CLASS
SCHRODER NORTH AMERICAN EQUITY FUND INVESTOR CLASS
SCHRODER QEP GLOBAL QUALITY FUND INSTITUTIONAL CLASS
SCHRODER TOTAL RETRUN FIXED INCOME FUND ADVISOR CLASS
SCHRODER TOTAL RETURN FIXED INCOME FUND INVESTOR CLASS
LAUDUS INT'L MARKETMASTERS FUND INVESTOR SHARES
LAUDUS INT'L MARKETMASTERS FUND SELECT SHARES
LAUDUS SMALL-CAP MARKETMASTERS FUND INVESTOR SHARES
LAUDUS SMALL-CAP MARKETMASTERS FUND SELECT SHARES
SCHWAB 1000 INDEX FUND
SCHWAB BALANCED FUND
SCHWAB CALIFORNIA LONG-TERM TAX-FREE BOND FUND
SCHWAB CORE EQUITY FUND
SCHWAB DIVIDEND EQUITY FUND
SCHWAB FINANCIAL SERVICES FUND
SCHWAB FUNDAMENTAL EMERGING MARKETS INDEX FUND
SCHWAB FUNDAMENTAL INTERNATIONAL LARGE COMPANY INDEX FUND
SCHWAB FUNDAMENTAL INT'L SMALL-MID COMPANY INDEX FUND
SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX FUND
SCHWAB FUNDAMENTAL U.S. SMALL-MID COMPANY INDEX FUND
SCHWAB GLOBAL REAL ESTATE FUND
SCHWAB GNMA FUND
SCHWAB HEALTH CARE FUND
SCHWAB HEDGED EQUITY FUND
SCHWAB INTERNATIONAL CORE EQUITY FUND
SCHWAB INTERNATIONAL INDEX FUND
SCHWAB INVESTMENTS PREMIER INCOME FUND
SCHWAB LARGE-CAP GROWTH FUND
SCHWAB MARKET TRACK ALL EQUITY PORTFOLIO
SCHWAB MARKET TRACK BALANCE PORTFOLIO
SCHWAB MARKET TRACK CONSERVATIVE PORTFOLIO
SCHWAB MARKET TRACK GROWTH PORTFOLIO
SCHWAB MONTHLY INCOME ENHANCED PAYOUT FUND
SCHWAB MONTHLY INCOME MAXIMUM PAYOUT FUND
SCHWAB MONTHLY INCOME MODERATE PAYOUT FUND
SCHWAB S&P 500 INDEX FUND
SCHWAB SHORT-TERM BOND MARKET FUND
SCHWAB SMALL-CAP EQUITY FUND
SCHWAB SMALL-CAP INDEX FUND
SCHWAB TARGET 2010 FUND
SCHWAB TAX-FREE BOND FUND
SCHWAB TOTAL BOND MARKET FUND
SCHWAB TOTAL STOCK MARKET INDEX FUND
SCHWAB TREASURY INFLATION PROTECTED SECURITIES FUND
SEI AGGRESSIVE STRATEGY FUND CLASS D
SEI ASSET ALLOCA TR TAX MANAGED AGGRESS STRATEGY FUND CL A
CUSIP
749255394
74925K102
808090757
808090740
808088710
808088207
808090690
808090716
808090658
808090674
808089205
808089106
808089403
808090799
808090765
808509889
808509640
808509822
808509632
808517106
808509863
808517304
808509806
808509657
808509749
808509343
808509376
808509319
808509442
808509418
808517759
808517882
808509731
808509699
808509210
808509830
808517734
808509517
808509814
808509400
808509509
808509301
808509285
808509277
808509293
808509855
808517205
808509673
808509848
808509566
808509269
808509558
808509251
808509541
808509244
808509533
808517403
808517502
808509756
808517817
784111460
784111585
Page 158 of 185
Symbol
SCMVX
SCMLX
SEMNX
SEMVX
SCVEX
SCIEX
SIDVX
SIDNX
SALVX
SALIX
SNAVX
SNAEX
SQQIX
SBBVX
SBBIX
SWOIX
SWMIX
SWOSX
SWMSX
SNXFX
SWOBX
SWCAX
SWANX
SWDSX
SWFFX
SFENX
SFNNX
SFILX
SFLNX
SFSNX
SWASX
SWGSX
SWHFX
SWHEX
SICNX
SWISX
SWIIX
SWLSX
SWEGX
SWBGX
SWCGX
SWHGX
SWKRX
SWLRX
SWJRX
SWPPX
SWBDX
SWSCX
SWSSX
SWBRX
SWGRX
SWCRX
SWHRX
SWDRX
SWIRX
SWERX
SWNTX
SWLBX
SWTSX
SWRSX
SASDX
SISAX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SEI FUNDS
SELECTED FUNDS
SELECTED FUNDS
SELECTED FUNDS
SELECTED FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
Fund Description
SEI ASSET ALLOCATION TR AGG STRATEGY FD CLASS A
SEI CONSERVATIVE STRAGETY FUND CLASS D
SEI CONSERVATIVE STRATEGY FUND CLASS A
SEI DAILY INCOME CORPORATE DAILY INCOME FUND
SEI DAILY INCOME GNMA FUND
SEI DAILY INCOME INT-DURATION GOVERNMENT BOND FUND
SEI DAILY INCOME SHORT-DURATION GOVERNMENT BOND FUND
SEI INST MANAGED TRUST TAX MANAGED SMALL CAP FUND
SEI INST MGD TR TAX- MANAGED MANAGED VOLATILITY FD CL A
SEI INST. MANAGED LARGE CAP GROWTH FUND
SEI INST. MANAGED LARGE CAP VALUE FUND
SEI INSTITUTIONAL MANAGED TRUST MULTI-STRATEGY ALTERNATIVE FD CL A
SEI INSTITUTIONAL MANAGED TRUST REAL ESTATE FUND CLASS A
SEI INSTITUTIONAL MANAGED TRUST VOLATILITY FD CL A
SEI INSTITUTIONAL MANAGED TRUST'S S&P 500 INDEX FUND CL A
SEI INSTITUTIONAL MANAGED TRUST'S S&P 500 INDEX FUND CL E
SEI INSTITUTIONALLY MANAGED CORE FIXED INCOME FUND
SEI INSTITUTIONALLY MANAGED HIGH-YIELD BOND FUND
SEI INSTITUTIONALLY MANAGED MID-CAP GROWTH FUND
SEI INSTITUTIONALLY MANAGED SMALL-CAP GROWTH FUND
SEI INSTITUTIONALLY MANAGED SMALL-CAP VALUE FUND
SEI INSTITUTIONALLY MANAGED TAX-MANAGED LARGE-CAP FUND
SEI INSTL MANAGED GLOBAL MANAGED VOLATILITY FUND CL A
SEI INSTL MANAGED TRUST LARGE CAP FUND CLASS A
SEI INSTL MANAGED TRUST REAL RETURN FUND CLASS A
SEI INSTL MANAGED TRUST SMALL CAP FUND CLASS A
SEI INSTL MANAGED U.S. FIXED INCOME FUND CLASS A
SEI INTERNATIONAL EMERGING MARKETS DEBT FUND
SEI INTERNATIONAL EMERGING MARKETS FUND
SEI INTERNATIONAL EQUITY FUND
SEI INTERNATIONAL FIXED-INCOME FUND
SEI MARKET GROWTH STRATEGY FUND CLASS A
SEI MARKET GROWTH STRATEGY FUND CLASS D
SEI MODERATE STRATEGY FUND CLASS A
SEI MODERATE STRATEGY FUND CLASS D
SEI TAX EXEMPT INTERMEDIATE TERM MUNICIPAL BOND FUND
SEI TAX EXEMPT PENNSYLVANIA MUNI BOND FUND CLASS A
SEI TAX EXEMPT PENNSYLVANIA MUNICIPAL BOND FUND
SEI TAX EXEMPT TR SHORT DURATION MUNI FUND CLASS A
SEI TAX EXEMPT TRUST NEW YORK MUNICIPAL BOND FUND
SEI TAX EXEMPT TRUST NJ MUNICIPAL BOND FUND
SEI TAX-EXEMPT TR TAX-ADVANTAGED INCOME FUND CLASS A
SELECTED AMERICAN SHARES CLASS D
SELECTED AMERICAN SHARES CLASS S
SELECTED INTERNATIONAL FUND CLASS D
SELECTED INTERNATIONAL FUND CLASS S
SENTINEL BALANCED FUND CLASS C
SENTINEL BALANCED FUND CLASS I
SENTINEL CAPITAL GROWTH FUND CLASS C
SENTINEL CAPITAL GROWTH FUND CLASS I
SENTINEL COMMON STOCK FUND CLASS C
SENTINEL COMMON STOCK FUND CLASS I
SENTINEL CONSERVATIVE ALLOCATION FD CL C
SENTINEL CONSERVATIVE STRATEGIES FUND CL I
SENTINEL DAILY INCOME FUND U.S. GOV'T PORTFOLIO CL A
SENTINEL DAILY INCOME FUND U.S. GOV'T PORTFOLIO CL C
SENTINEL GEORGIA MUNICIPAL BOND FUND CLASS I
SENTINEL GOVERNMENT SECURITIES FUND CLASS C
SENTINEL GOVERNMENT SECURITIES FUND CLASS I
SENTINEL GROWTH LEADERS FUND CLASS C
SENTINEL GROWTH LEADERS FUND CLASS I
SENTINEL INTERNATIONAL EQUITY FUND CLASS C
Page 159 of 185
CUSIP
784111619
784111429
784111692
783965866
783965643
783965742
783965858
783925563
783925266
783925662
783925100
783925167
783925472
783925480
783925316
783925282
783925506
783925647
783925795
783925837
783925688
783925571
783925415
783925217
783925233
783925191
783925258
78411R851
78411R703
78411R109
78411R307
784111528
784111445
784111650
784111478
784118408
784118630
784118507
784118564
784118671
784118689
784118556
816221204
816221105
816272207
816272108
817270697
81728B817
81728B205
81728B791
817270713
81728B700
817270549
817270325
817270374
817270366
81728B809
81728B502
81728B874
81728B403
81728B783
817270689
Symbol
SSGAX
SSTDX
SVSAX
SECPX
SEGMX
TCPGX
TCSGX
STMSX
TMMAX
SELCX
TRMVX
SMSAX
SETAX
SVOAX
SSPIX
TRQIX
TRLVX
SHYAX
SEMCX
SSCGX
SESVX
TMLCX
SVTAX
SLGAX
SRAAX
SLLAX
SUFAX
SITEX
SIEMX
SEITX
SEFIX
SRWAX
SMKDX
SMOAX
SMSDX
SEIMX
SEPAX
SEIPX
SUMAX
SENYX
SENJX
SEATX
SLADX
SLASX
SLSDX
SLSSX
SBACX
SIBLX
SECGX
SICGX
SCSCX
SICWX
SMKCX
SCSIX
N/A
N/A
SYGIX
SCGGX
SIBWX
SGLFX
SIGLX
SWFCX
Fund Type
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SENTINEL FUNDS
SEQUOIA FUND
SIERRA FUNDS
SIERRA FUNDS
SIERRA FUNDS
SIERRA FUNDS
SIT FUNDS
SIT FUNDS
SIT FUNDS
SIT FUNDS
SIT FUNDS
SIT FUNDS
SIT FUNDS
SIT FUNDS
SIT FUNDS
SIT FUNDS
SIT FUNDS
SMEAD FUNDS
SMEAD FUNDS
SNOW FUNDS
SNOW FUNDS
SNOW FUNDS
SNOW FUNDS
SNOW FUNDS
SNOW FUNDS
SNOW FUNDS
SNOW FUNDS
SOUND MIND INVESTING FUNDS
SOUND MIND INVESTING FUNDS
SOUNDSHORE FUND
SOUTHERNSUN FUNDS
SPARROW FUNDS
SPARROW FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
SSGA FUNDS
STADION FUNDS
STADION FUNDS
STADION FUNDS
STADION FUNDS
STEELPATH FUNDS
Fund Description
SENTINEL INTERNATIONAL EQUITY FUND CLASS I
SENTINEL MID CAP FUND CLASS C
SENTINEL MID CAP FUND CLASS I
SENTINEL MID CAP VALUE FUND CLASS C
SENTINEL MID CAP VALUE FUND CLASS I
SENTINEL SHORT MATURITY GOVERNMENT FUND CLASS S
SENTINEL SMALL COMPANY FUND CLASS I
SENTINEL SUSTAINABLE CORE OPPORTUNITY FD CL I
SENTINEL SUSTAINABLE GROWTH OPPORTUNITY FD CL I
SENTINEL TOTAL RETURN BOND FUND CLASS C
SENTINEL TOTAL RETURN BOND FUND CLASS I
SEQUOIA FUND
SIERRA CORE RETIREMENT FUND CLASS A
SIERRA CORE RETIREMENT FUND CLASS C
SIERRA CORE RETIREMENT FUND CLASS I
SIERRA CORE RETIREMENT FUND CLASS R
SIT BALANCED FUND
SIT DEVELOPING MARKETS FUND
SIT DIVIDEND GROWTH FUND
SIT DIVIDEND GROWTH FUND CLASS S
SIT INTERNATIONAL GROWTH FUND
SIT LARGE CAP GROWTH FUND
SIT MID CAP GROWTH FUND
SIT MINNESOTA TAX FREE FUND
SIT SMALL CAP GROWTH FUND
SIT TAX FREE INCOME FUND
SIT U.S. GOVERNMENT SECS FUND
SMEAD VALUE FUND
SMEAD VALUE FUND ADVISOR CLASS
SNOW CAPITAL ALL CAP VALUE FUND CLASS A
SNOW CAPITAL ALL CAP VALUE FUND CLASS C
SNOW CAPITAL ALL CAP VALUE FUND CLASS I
SNOW CAPITAL OPPORTUNITY FUND CLASS C
SNOW CAPITAL OPPORTUNITY FUND CLASS I
SNOW CAPITAL SMALL CAP VALUE FUND CLASS A
SNOW CAPITAL SMALL CAP VALUE FUND CLASS C
SNOW CAPITAL SMALL CAP VALUE FUND CLASS I
SOUND MIND INVESTING BALANCED FUND
SOUND MIND INVESTING FUND
SOUNDSHORE FUND
SOUTHERNSUN SMALL CAP FUND
SPARROW GROWTH FUND
SPARROW GROWTH FUND CLASS A
SSGA BOND MARKET INDEX FUND
SSGA DIRECTIONAL CORE EQUITY FUND
SSGA DISCIPLINED EQUITY FUND
SSGA EMERGING MARKETS FUND
SSGA HIGH-YIELD BOND FUND
SSGA IAM SHARES FUND
SSGA INTERMEDIATE FUND
SSGA INTERNATIONAL STOCK SELECTION FUND
SSGA LIFE SOLUTIONS BALANCED FUND
SSGA LIFE SOLUTIONS GROWTH FUND
SSGA LIFE SOLUTIONS INCOME AND GROWTH FUND
SSGA REIT FUND
SSGA S & P 500 INDEX FUND
SSGA SMALL-CAP FUND
STADION CORE ADVANTAGE PORTFOLIO CLASS C
STADION CORE ADVANTAGE PORTFOLIO CLASS I
STADION MANAGED PORTFOLIO CLASS C
STADION MANAGED PORTFOLIO CLASS I
STEELPATH MLP ALPHA FUND CLASS A
CUSIP
81728B775
817270598
81728B767
81728B841
81728B833
817270499
81728B825
81728B692
81728B668
817270341
817270333
817418106
66537T570
66537V625
66537T562
66537T554
82980D202
82980D400
82980D707
82980D806
82980D103
829797109
829796101
82979K100
82980D301
829799105
829800101
89833W774
89833W568
89833W386
89833W378
89833W360
89833W303
89833W402
89833W352
89833W345
89833W337
90470K156
90470K529
836083105
66537T190
846571206
846571107
784924854
784924466
784924607
784924789
784924664
784924649
784924813
784924870
784924714
784924698
784924722
784924755
784924888
784924706
85235B400
85235B608
85235B301
85235B509
858268402
Page 160 of 185
Symbol
SIIEX
SMGCX
SIMGX
SYVCX
SYVIX
SSSGX
SIGWX
CVALX
CEGIX
SCTRX
SITRX
SEQUX
SIRAX
SIRCX
SIRIX
SIRRX
SIBAX
SDMGX
SDVGX
SDVSX
SNGRX
SNIGX
NBNGX
SMTFX
SSMGX
SNTIX
SNGVX
SMVLX
SMVMX
SNVAX
SNVCX
SNVIX
SNOCX
SNOIX
SNWAX
SNWCX
SNWIX
SMILX
SMIFX
SSHFX
SSSFX
SGFCX
SGFFX
SSBMX
SDCQX
SSMTX
SSEMX
SSHYX
SIAMX
SSINX
SSAIX
SSLBX
SSLGX
SSLIX
SSREX
SVSPX
SVSCX
ETFZX
ETFWX
ETFYX
ETFVX
MLPAX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
STEELPATH FUNDS
STEELPATH FUNDS
STEELPATH FUNDS
STEELPATH FUNDS
STEELPATH FUNDS
STEELPATH FUNDS
STEELPATH FUNDS
STEELPATH FUNDS
STEELPATH FUNDS
STEPHENS FUNDS
STEPHENS FUNDS
STERLING CAPITAL FUNDS
STEWARD FUNDS
STEWARD FUNDS
STEWARD FUNDS
STEWARD FUNDS
STEWARD FUNDS
STEWARD FUNDS
STEWARD FUNDS
STEWARD FUNDS
STEWARD FUNDS
STEWARD FUNDS
STONEBRIDGE FUNDS
STRALEM FUNDS
STRALEM FUNDS
STRATEGIC INCOME FUNDS
STRATTON FUNDS
STRATTON FUNDS
STRATTON FUNDS
STRATUS FUNDS
STRATUS FUNDS
STRATUS FUNDS
STRATUS FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
Fund Description
STEELPATH MLP ALPHA FUND CLASS C
STEELPATH MLP ALPHA FUND CLASS I
STEELPATH MLP INCOME FUND CLASS A
STEELPATH MLP INCOME FUND CLASS C
STEELPATH MLP INCOME FUND CLASS I
STEELPATH MLP SELECT 40 FUND CLASS A
STEELPATH MLP SELECT 40 FUND CLASS I
STEELPATH MLP SELECT 40 FUND CLASS Y
STEELPATH SELECT 40 FUND CLASS C
STEPHENS MID CAP GROWTH FUND CLASS I
STEPHENS SMALL CAP GROWTH FUND CLASS I
STELING CAPITAL MID VALUE FUND CLASS C
STERLING CAPITAL EQUITY INCOME FUND CLASS C
STERLING CAPITAL INTERMEDIATE U.S. GOVERNMENT FD CL C
STERLING CAPITAL INTERNATIONAL FUND CLASS C
STERLING CAPITAL SELECT EQUITY FUND CLASS C
STERLING CAPITAL SMALL VALUE FUND CLASS B
STERLING CAPITAL SPECIAL OPP FUND CLASS C
STERLING CAPITAL STRATEGIC ALLOC BALANCED FUND CL C
STERLING CAPITAL STRATEGIC ALLOC CONSERVATIVE FD CL C
STERLING CAPITAL STRATEGIC ALLOC EQUITY FUND CLASS C
STERLING CAPITAL STRATEGIC ALLOC GROWTH FUND CLASS C
STERLING CAPITAL TOTAL RETURN BONDN FUND CLASS C
STEWARD GLOBAL EQUITY INCOME FUND INDIVIDUAL CLASS
STEWARD GLOBAL EQUITY INCOME FUND INSTITUTIONAL CLASS
STEWARD INTERNATIONAL ENHANCED INDEX FUND INDIVIDUAL CLASS
STEWARD INTERNATIONAL ENHANCED INDEX FUND INSTITUTIONAL CLASS
STEWARD LARGE CAP ENHANCED INDEX FUND INDIVIDUAL CLASS
STEWARD LARGE CAP ENHANCED INDEX FUND INSTITUTIONAL CLASS
STEWARD SELECT BOND FUND INDIVIDUAL CLASS
STEWARD SELECT BOND FUND INSTITUTIONAL CLASS
STEWARD SMALL-MID CAP ENHANCED INDEX FUND INDIVIDUAL CL
STEWARD SMALL-MID CAP ENHANCED INDEX FUND INSTITUTIONAL CLASS
STONEBRIDGE INVESTOR SMALL-CAP GROWTH FUND
STRALEM EQUITY FUND ADVISER CLASS
STRALEM EQUITY FUND INSTITUTIONAL CLASS
SIM DYNAMIC ALLOCATION BALANCED INCOME FUND CLASS A
SIM DYNAMIC ALLOCATION BALANCED INCOME FUND CLASS C
SIM DYNAMIC ALLOCATION DIVERSIFIED INCOME FUND CLASS A
SIM DYNAMIC ALLOCATION DIVERSIFIED INCOME FUND CLASS C
SIM DYNAMIC ALLOCATION EQUITY INCOME FUND CLASS A
SIM DYNAMIC ALLOCATION EQUITY INCOME FUND CLASS C
STRATTON MULTI-CAP FUND
STRATTON REAL ESTATE FUND, INC.
STRATTON SMALL-CAP VALUE FUND
STRATUS GOVERNMENT SECURITIES PORTFOLIO INSTITUTIONAL
STRATUS GOVERNMENT SECURITIES PORTFOLIO RETAIL
STRATUS GROWTH PORTFOLIO INSTITUTIONAL
STRATUS GROWTH PORTFOLIO RETAIL
SUNAMERICA 2020 HIGH WATERMARK CLASS A
SUNAMERICA 2020 HIGH WATERMARK CLASS C
SUNAMERICA ALTERNATIVE STRATEGIES FUND CL A
SUNAMERICA ALTERNATIVE STRATEGIES FUND CL C
SUNAMERICA ALTERNATIVE STRATEGIES FUND CL W
SUNAMERICA FEDERAL GNMA FUND CLASS A
SUNAMERICA FEDERAL GNMA FUND CLASS B
SUNAMERICA FEDERAL GNMA FUND CLASS C
SUNAMERICA FOCUSED BALANCED STRATEGY FUND CLASS A
SUNAMERICA FOCUSED BALANCED STRATEGY FUND CLASS B
SUNAMERICA FOCUSED BALANCED STRATEGY FUND CLASS C
SUNAMERICA FOCUSED DIVIDEND STRATEGY FUND CLASS A
SUNAMERICA FOCUSED DIVIDEND STRATEGY FUND CLASS B
CUSIP
858268881
858268501
858268600
858268873
858268709
858268105
858268204
858268303
858268808
742935372
742935380
85917L858
85917L692
85917L627
85917L791
85917L809
85917L205
85917L759
85917L239
85917L270
85917L148
85917L189
85917L577
860324862
860324854
860324805
860324706
860324201
860324102
860324409
860324300
14066Y107
14068H102
861755106
862594405
862594207
00768D517
00768D491
00768D541
00768D533
00768D475
00768D467
863144101
863147104
863137105
863161402
863161865
863161501
863161873
001386309
001386705
001386796
001386788
001386770
866918402
866918865
866918832
86704B103
86704B202
86704B301
86704B822
86704B814
Page 161 of 185
Symbol
N/A
MLPOX
MLPDX
MLPRX
MLPZX
MLPFX
MLPTX
MLPYX
MLPEX
SFMIX
STSIX
OVECX
BCEGX
BIUCX
BIQCX
BCVCX
SPSBX
BOPCX
BCMCX
BCCCX
BCACX
BCGCX
BICCX
SGIDX
SGISX
SNTKX
SNTCX
SEEKX
SEECX
N/A
SEACX
TRDFX
SCECX
SBAGX
STRAX
STEFX
SDBAX
SDBCX
SDDAX
SDDCX
SDEAX
SDECX
STRGX
STMDX
STSCX
STGSX
STGAX
STPGX
STWAX
HWKAX
N/A
SUNAX
SUNCX
SUNWX
GNMAX
GNMBX
GNMTX
FBAAX
FBABX
FBACX
FDSAX
FDSBX
Fund Type
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SUNAMERICA FUNDS
SYMONS FUNDS
SYMONS FUNDS
SYMONS FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
Fund Description
SUNAMERICA FOCUSED DIVIDEND STRATEGY FUND CLASS C
SUNAMERICA FOCUSED GROWTH PORTFOLIO FUND CL C
SUNAMERICA FOCUSED GROWTH PORTFOLIO FUND CLASS A
SUNAMERICA FOCUSED GROWTH PORTFOLIO FUND CLASS B
SUNAMERICA FOCUSED LARGE-CAP GROWTH FUND CLASS A
SUNAMERICA FOCUSED LARGE-CAP GROWTH FUND CLASS B
SUNAMERICA FOCUSED LARGE-CAP GROWTH FUND CLASS C
SUNAMERICA FOCUSED MULTI-ASSET STRATEGY FUND CLASS A
SUNAMERICA FOCUSED MULTI-ASSET STRATEGY FUND CLASS B
SUNAMERICA FOCUSED MULTI-ASSET STRATEGY FUND CLASS C
SUNAMERICA FOCUSED SMALL-CAP GROWTH FD CL C
SUNAMERICA FOCUSED SMALL-CAP GROWTH FD CLASS A
SUNAMERICA FOCUSED SMALL-CAP GROWTH FD CLASS B
SUNAMERICA FOCUSED SMALL-CAP VALUE FUND CLASS A
SUNAMERICA FOCUSED SMALL-CAP VALUE FUND CLASS B
SUNAMERICA FOCUSED SMALL-CAP VALUE FUND CLASS C
SUNAMERICA FOCUSED STAR ALPHA PORTFOLIO FUND CL A
SUNAMERICA FOCUSED STAR ALPHA PORTFOLIO FUND CL C
SUNAMERICA FOCUSED TECHNOLOGY PORT CLASS A
SUNAMERICA FOCUSED TECHNOLOGY PORT CLASS B
SUNAMERICA FOCUSED TECHNOLOGY PORT CLASS C
SUNAMERICA GLOBAL TREND FUND CLASS A
SUNAMERICA GLOBAL TREND FUND CLASS C
SUNAMERICA GLOBAL TREND FUND CLASS W
SUNAMERICA HIGH YIELD BOND FUND CLASS A
SUNAMERICA HIGH YIELD BOND FUND CLASS B
SUNAMERICA HIGH YIELD BOND FUND CLASS C
SUNAMERICA INTERNATIONAL EQUITY FUND CLASS A
SUNAMERICA INTERNATIONAL EQUITY FUND CLASS B
SUNAMERICA INTERNATIONAL EQUITY FUND CLASS C
SUNAMERICA INTERNATIONAL SMALL CAP FUND CLASS A
SUNAMERICA INTERNATIONAL SMALL CAP FUND CLASS B
SUNAMERICA INTERNATIONAL SMALL CAP FUND CLASS C
SUNAMERICA SENIOR FLOATING RATE FUND CLASS A
SUNAMERICA SENIOR FLOATING RATE FUND CLASS C
SUNAMERICA STRATEGIC BOND FUND CLASS A
SUNAMERICA STRATEGIC BOND FUND CLASS B
SUNAMERICA STRATEGIC BOND FUND CLASS C
SUNAMERICA STRATEGIC VALUE PORTFOLIO FD CLASS A
SUNAMERICA STRATEGIC VALUE PORTFOLIO FD CLASS B
SUNAMERICA STRATEGIC VALUE PORTFOLIO FD CLASS C
SUNAMERICA STYLE SELECT FOCUSED GROWTH & INCOME A
SUNAMERICA STYLE SELECT FOCUSED GROWTH & INCOME B
SUNAMERICA STYLE SELECT FOCUSED GROWTH & INCOME C
SUNAMERICA U.S. GOVERNMENT SEC. FUND CLASS C
SUNAMERICA U.S. GOVT SECS FD CLASS B
SUNAMERICA U.S. GOVT SECURITIES FUND CLASS A
SUNAMERICA VALUE FUND CLASS A
SUNAMERICA VALUE FUND CLASS B
SUNAMERICA VALUE FUND CLASS C
SYMONS CAPITAL APPRECIATION INSTITUTIONAL FUND
SYMONS SMALL CAP INSTITUTIONAL FUND
SYMONS VALUE INSTITUTIONAL FUND
T ROWE DIVERSIFIED MID-CAP GROWTH FUND
T ROWE PRICE AFRICA AND MIDDLE EAST FUND
T ROWE PRICE BALANCED
T ROWE PRICE BLUE CHIP GROWTH
T ROWE PRICE CALIFORNIA TAX-FREE BOND
T ROWE PRICE CAPITAL APPRECIATION
T ROWE PRICE CAPITAL OPPORTUNITY FUND, INC
T ROWE PRICE CORPORATE INCOME
T ROWE PRICE DIVERSIFIED SMALL CAP GROWTH
CUSIP
86704B798
86703Y302
86703Y104
86703Y203
86703Y823
86703Y815
86703Y773
86703Y153
86703Y146
86703Y138
86703Y450
86703Y484
86703Y476
86703Y765
86703Y757
86703Y732
86704B699
86704B681
86703Y591
86703Y542
86703Y534
86704E107
86704E206
86704E305
866918733
866918725
866918691
867031726
867031718
867031684
867031486
867031478
867031460
86703X502
86703X304
866918675
866918667
866918642
86703Y856
86703Y849
86703Y831
86703Y625
86703Y617
86703Y583
866918840
866918501
866918204
867031577
867031569
867031551
90470K412
90470K222
90470K396
779585108
77956H740
77954G108
77954Q106
77954J102
77954M105
77954P108
741478101
779917103
Page 162 of 185
Symbol
FDSTX
SSACX
SSAAX
SSABX
SSFAX
SSFBX
SSFTX
FASAX
FMABX
FMATX
NCSCX
NSKAX
NBSCX
SSSAX
SSSBX
SSSTX
FSAPX
N/A
STNAX
STNBX
STNTX
GTFAX
GTFCX
GTFWX
SHNAX
SHNBX
SHNCX
SIEAX
SSIBX
SIETX
SAESX
N/A
N/A
SASFX
NFRCX
SDIAX
SDIBX
NAICX
SFVAX
SFDBX
SFVTX
FOGAX
FOGBX
FOGTX
NASBX
SGTBX
SGTAX
SSVAX
SSVBX
SVPCX
SAGIX
SSMIX
SAVIX
PRDMX
TRAMX
RPBAX
TRBCX
PRXCX
PRWCX
PRCOX
PRPIX
PRDSX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
Fund Description
T ROWE PRICE DIVIDEND GROWTH
T ROWE PRICE EMERGING EUROPE & MEDITERRANEAN
T ROWE PRICE EMERGING MARKETS BOND
T ROWE PRICE EMERGING MARKETS STOCK
T ROWE PRICE EQUITY INCOME
T ROWE PRICE EQUITY INDEX 500
T ROWE PRICE EUROPEAN STOCK
T ROWE PRICE EXTENDED EQUITY MARKET INDEX
T ROWE PRICE FINANCIAL SERVICES
T ROWE PRICE FLOATING RATE FUND ADVISOR CLASS
T ROWE PRICE FLOATING RATE FUND INVESTOR CLASS
T ROWE PRICE GEORGIA TAX-FREE BOND
T ROWE PRICE GLOBAL INFRASTRUCTURE FUND INVESTOR CLASS
T ROWE PRICE GLOBAL LARGE CAP STOCK FUND
T ROWE PRICE GLOBAL REAL ESTATE FUND
T ROWE PRICE GLOBAL STOCK
T ROWE PRICE GLOBAL TECHNOLOGY
T ROWE PRICE GNMA
T ROWE PRICE GROWTH & INCOME
T ROWE PRICE GROWTH STOCK
T ROWE PRICE HEALTH SCIENCES
T ROWE PRICE HIGH YIELD
T ROWE PRICE INFLATION PROTECTED BOND FUND
T ROWE PRICE INSTITUTIONAL CONCENTRATED INTERNATIONAL EQUITY FUND
T ROWE PRICE INSTITUTIONAL CORE PLUS FUND
T ROWE PRICE INSTITUTIONAL EMERGING MKTS BOND FUND
T ROWE PRICE INSTITUTIONAL FLOATING RATE FUND
T ROWE PRICE INSTITUTIONAL FOREIGN EQUITY FUND
T ROWE PRICE INSTITUTIONAL GLOBAL EQUITY FUND
T ROWE PRICE INSTITUTIONAL GLOBAL LARGE-CAP EQUITY FUND
T ROWE PRICE INSTITUTIONAL HIGH YIELD FUND
T ROWE PRICE INSTITUTIONAL INTERNATIONAL BOND FUND
T ROWE PRICE INSTITUTIONAL INTERNATIONAL CORE EQUITY FUND
T ROWE PRICE INSTITUTIONAL LARGE CAP CORE GROWTH FUND
T ROWE PRICE INSTITUTIONAL LARGE CAP GROWTH FUND
T ROWE PRICE INSTITUTIONAL LARGE CAP VALUE
T ROWE PRICE INST'L AFRICA & MIDDLE EAST FUND
T ROWE PRICE INST'L EMERGING MARKETS EQUITY FUND
T ROWE PRICE INST'L U.S. STRUCTURED RESEARCH FUND
T ROWE PRICE INTERNATIONAL BOND
T ROWE PRICE INTERNATIONAL DISCOVERY
T ROWE PRICE INTERNATIONAL EQUITY INDEX
T ROWE PRICE INTERNATIONAL GROWTH & INCOME
T ROWE PRICE INTERNATIONAL STOCK
T ROWE PRICE JAPAN FUND
T ROWE PRICE LATIN AMERICA
T ROWE PRICE MARYLAND TAX-FREE BOND
T ROWE PRICE MD SHORT-TERM TAX-FREE BOND
T ROWE PRICE MEDIA & TELECOMMUNICATIONS
T ROWE PRICE NEW AMERICA GROWTH
T ROWE PRICE NEW ASIA
T ROWE PRICE NEW ERA
T ROWE PRICE NEW HORIZONS
T ROWE PRICE NEW INCOME
T ROWE PRICE NEW JERSEY TAX-FREE BOND
T ROWE PRICE NEW YORK TAX-FREE BOND
T ROWE PRICE OVERSEAS STOCK FUND
T ROWE PRICE PERSONAL STRATEGY BALANCED
T ROWE PRICE PERSONAL STRATEGY GROWTH
T ROWE PRICE PERSONAL STRATEGY INCOME
T ROWE PRICE REAL ESTATE
T ROWE PRICE RETIREMENT 2005 FUND
Page 163 of 185
CUSIP
779546100
77956H815
77956H872
77956H864
779547108
779552108
77956H401
779552207
77954N103
87279B205
87279B106
77957R705
77956H690
77956H732
87279M201
77956H856
741494108
779549104
779551100
741479109
741480107
741481105
77958D101
74144Q807
77958B303
74144Q401
77958B402
74144Q104
74144Q302
74144Q708
77958B204
74144Q500
74144Q880
45775L507
45775L408
45775L200
74144Q609
74144Q203
45775L705
77956H104
77956H302
77958A107
77956H849
77956H203
77956H708
77956H880
77957R101
77957R606
741454102
779557107
77956H500
779559103
779562107
779570100
77957R507
779571108
77956H757
77957L104
77957L203
77957L302
779919109
74149P812
Symbol
PRDGX
TREMX
PREMX
PRMSX
PRFDX
PREIX
PRESX
PEXMX
PRISX
PAFRX
PRFRX
GTFBX
TRGFX
RPGEX
TRGRX
PRGSX
PRGTX
PRGMX
PRGIX
PRGFX
PRHSX
PRHYX
PRIPX
RPICX
TICPX
TREBX
RPIFX
PRFEX
TRGSX
RPIGX
TRHYX
RPIIX
TRCEX
TPLGX
TRLGX
TILCX
TRIAX
IEMFX
TRISX
RPIBX
PRIDX
PIEQX
TRIGX
PRITX
PRJPX
PRLAX
MDXBX
PRMDX
PRMTX
PRWAX
PRASX
PRNEX
PRNHX
PRCIX
NJTFX
PRNYX
TROSX
TRPBX
TRSGX
PRSIX
TRREX
TRRFX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
T ROWE PRICE FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TA IDEX FUNDS
TANAKA GROWTH FUNDS
TATRO CAPITAL FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
Fund Description
T ROWE PRICE RETIREMENT INCOME FD
T ROWE PRICE SCIENCE & TECHNOLOGY
T ROWE PRICE SHORT- TERM BOND
T ROWE PRICE SMALL CAP STOCK
T ROWE PRICE SMALL- CAP VALUE
T ROWE PRICE SPECTRUM GROWTH
T ROWE PRICE SPECTRUM INCOME
T ROWE PRICE SPECTRUM INTERNATIONAL
T ROWE PRICE STRATEGIC INCOME FUND
T ROWE PRICE SUMMIT GNMA
T ROWE PRICE SUMMIT MUNICIPAL INCOME FUND
T ROWE PRICE SUMMIT MUNICIPAL INTERMEDIATE
T ROWE PRICE TAX-EFFICIENT MULTI-CAP GROWTH
T ROWE PRICE TAX-FREE HIGH YIELD
T ROWE PRICE TAX-FREE INCOME
T ROWE PRICE TAX-FREE SHORT INTERMEDIATE
T ROWE PRICE TOTAL EQUITY MARKET INDEX
T ROWE PRICE U.S. BOND INDEX
T ROWE PRICE U.S. LARGE CAP CORE FUND INVESTOR CLASS
T ROWE PRICE U.S. TREASURY INTERMEDIATE
T ROWE PRICE U.S. TREASURY LONG-TERM
T ROWE PRICE VALUE
T ROWE PRICE VIRGINIA TAX-FREE BOND FUND
T. ROWE PRICE 2050 RETIREMENT FUND
T. ROWE PRICE 2055 RETIREMENT FUND
T. ROWE PRICE EMERGING MARKETS LOCAL CURRENCY BOND FD
TRANSAMERICA AEGON FLEXIBLE INCOME FUND CLASS C
TRANSAMERICA AEGON HIGH YIELD BOND FUND CLASS C
TRANSAMERICA AEGON SHORT-TERM BOND FUND CLASS C
TRANSAMERICA ASSET ALLOCATION COSERV. PORT. FUND CLASS C
TRANSAMERICA ASSET ALLOCATION GROWTH PORT. FUND CLASS C
TRANSAMERICA ASSET ALLOCATION MODERATE GROWTH PORT. CL C
TRANSAMERICA ASSET ALLOCATION MODERATE PORT. FUND CL C
TRANSAMERICA DIVERSIFIED EQUITY FUND CLASS I2
TRANSAMERICA LOGAN CIRCLE EMERGING MARKETS DEBT FUND CLASS C
TRANSAMERICA MORGAN STANLEY CAPITAL GROWTH FUND CL C
TRANSAMERICA MORGAN STANLEY CAPITAL GROWTH FUND CL P
TRANSAMERICA MORGAN STANLEY GROWTH OPP FUND CLASS C
TRANSAMERICA MORGAN STANLEY GROWTH OPP FUND CLASS P
TRANSAMERICA MULTI MANAGER INTL PORT. FUND CLASS C
TRANSAMERICA MULTI MGR. ALTERN. STRAT PORTFOLIO FUND CL C
TRANSAMERICA MULTI-MANAGED BLANACED FUND CL C
TRANSAMERICA MULTI-MANAGED BLANACED FUND CL P
TRANSAMERICA SYSTEMATIC SMALL/ MIDCAP VALUE FD CL C
TRANSAMERICA TS&W INTERNATIONAL EQUITY FUND CLASS C
TRANSAMERICA WMC DIVERSIFIED EQUITY FUND CLASS C
TRANSAMERICA WMC DIVERSIFIED EQUITY FUND CLASS P
TRANSAMERICA WMC DIVERSIFIED GROWTH FUND CLASS C
TRANSAMERICA WMC DIVERSIFIED GROWTH FUND CLASS I2
TRANSAMERICA WMC DIVERSIFIED GROWTH FUND CLASS P
TANAKA GROWTH FUND CLASS R
TATRO CAPITAL TACTICAL APPRECIATION FD INVESTOR CLASS
TCW AGGRESSIVE ALLOCATION FUND CLASS I
TCW AGGRESSIVE ALLOCATION FUND CLASS N
CUSIP
74149P101
74149P796
74149P200
74149P788
74149P309
74149P770
74149P408
74149P762
74149P507
77957M102
77957P105
779572106
77957Q103
779906205
779906106
779906304
74149N106
77957K304
77957N308
77957N209
779918309
741486104
779576107
779902105
779552306
741495105
74149R107
77957T107
77957T206
779578103
77957R408
74149P754
74149P747
77956H674
893957225
893961409
893962621
893957779
893957720
893957662
893957613
893962373
893509166
893958439
893962357
893961771
893962332
893962811
893962647
893957274
893962324
893957332
893509232
893962381
893962365
893961839
893961342
893962340
875353302
66537X480
87234N179
87234N161
Page 164 of 185
Symbol
TRRAX
TRRGX
TRRBX
TRRHX
TRRCX
TRRJX
TRRDX
TRRKX
TRRIX
PRSCX
PRWBX
OTCFX
PRSVX
PRSGX
RPSIX
PSILX
PRSNX
PRSUX
PRINX
PRSMX
PREFX
PRFHX
PRTAX
PRFSX
POMIX
PBDIX
TRULX
PRTIX
PRULX
TRVLX
PRVAX
TRRMX
TRRNX
PRELX
IFLLX
INCLX
ITACX
ICLLX
IAALX
IMLLX
IMOLX
N/A
EMTCX
ILLLX
TAFPX
ITSLX
TGOPX
IMNCX
IMUCX
IBLLX
TABPX
IIVLX
N/A
TADCX
TADPX
ITQLX
N/A
TAEPX
TGFRX
TCTNX
TGPBX
TGPLX
Fund Type
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TCW GALILEO FUNDS
TEAM FUNDS
TFS FUNDS
THE ARBITRAGE FUNDS
THE ARBITRAGE FUNDS
THE ARBITRAGE FUNDS
THE ARBITRAGE FUNDS
THE COLLAR FUND
THE CURRENCY FUND
THE FAIRHOLME FUND
THE FAIRHOLME FUND
THE FAIRHOLME FUND
THE FLEX FUNDS
THE FLEX FUNDS
THE FLEX FUNDS
THE FLEX FUNDS
THE FLEX FUNDS
THE FLEX FUNDS
THE FLEX FUNDS
THE FLEX FUNDS
THE FLEX FUNDS
THE FX STRATEGY FUNDS
THE FX STRATEGY FUNDS
THE LACERTE GUARDIAN FUNDS
THE LACERTE GUARDIAN FUNDS
THE NEW ALTERNATIVES FUND
THE PROFIT VALUE FUND
THE RAM FUNDS
THE RAM FUNDS
Fund Description
TCW CONSERVATIVE ALLOCATION FUND CLASS I
TCW CONSERVATIVE ALLOCATION FUND CLASS N
TCW CORE FIXED INCOME FD CL I
TCW CORE FIXED INCOME FD CL N
TCW DIVIDEND FOCUSED FUND CLASS N
TCW EMERGING MARKETS CURRENCY FUND CLASS N
TCW EMERGING MARKETS EQUITIES FUND CLASS I
TCW EMERGING MARKETS EQUITIES FUND CLASS N
TCW EMERGING MARKETS INCOME FD CL I
TCW EMERGING MARKETS INCOME FUND CLASS N
TCW EMERGING MARKETS LOCAL CCY INC FUND CLASS I
TCW FOCUSED EQUITIES FUND CLASS I
TCW FOCUSED EQUITIES FUND CLASS N
TCW FOCUSED FUND CLASS I
TCW GROWTH EQUITIES FD CL N
TCW GROWTH EQUITIES FUND CLASS I
TCW GROWTH FUND CLASS N
TCW HIGH YIELD BOND FD CL I
TCW HIGH YIELD BOND FD CL N
TCW INTERNATIONAL SMALL CAP FUND CLASS I
TCW INTERNATIONAL SMALL CAP FUND CLASS N
TCW MODERATE ALLOCATION FUND CLASS I
TCW MODERATE ALLOCATION FUND CLASS N
TCW RELATIVE VALUE LARGE CAP FUND CLASS I
TCW RELATIVE VALUE LARGE CAP FUND CLASS N
TCW SELECT EQUITIES FD CL N
TCW SELECT EQUITIES FD CLASS I
TCW SHORT TERM BOND FUND CLASS I
TCW SMID CAP GROWTH FUND CLASS I
TCW SMID CAP GROWTH FUND CLASS N
TCW TOTAL RETURN BOND FUND CLASS I
TCW TOTAL RETURN BOND FUND CLASS N
TCW VALUE OPPORTUNITIES FD CLASS I
TCW VALUE OPPORTUNITIES FUND CLASS N
TEAM ASSET STRATEGY FUND
TFS SMALL CAP FUND
THE ARBITRAGE EVENT DRIVEN FUND CLASS I
THE ARBITRAGE EVENT DRIVEN FUND CLASS R
THE ARBITRAGE FUND CLASS I
THE ARBITRAGE FUND CLASS R
THE COLLAR FUND
THE CURRENCY FUND
FAIRHOLME ALLOCATION FUND
FAIRHOLME FOCUSED INCOME FUND
THE FAIRHOLME FUND
FLEX AGGRESSIVE GROWTH FUND
FLEX DEFENSIVE BALANCED FUND
FLEX DYNAMIC GROWTH FUND
FLEX GOVERNMENT BOND FUND
FLEX MUIRFIELD FUND
FLEX PARTNERS TOTAL RETURN UTILITIES
FLEX QUANTEX FUND
FLEX STRATEGIC GROWTH FUND
FLEX TOTAL RETURN BOND FUND
THE FX STRATEGY FUND CLASS A
THE FX STRATEGY FUND CLASS I
LACERTE GUARDIAN FUND CLASS A
THE LACERTE GUARDIAN FUND CLASS I
NEW ALTERNATIVES FUND
THE PROFIT FUND
RAM SMALL CAP FUND CLASS A
RAM SMALL/ MID CAP FUND CLASS A
CUSIP
87234N245
87234N237
87234N401
87234N724
87234N518
872365408
87234N138
87234N120
87234N765
87234N351
872365309
87234N567
87234N575
87234N344
87234N369
87234N377
87234N146
87234N708
87234N716
872365507
872365606
87234N229
87234N211
87234N385
87234N492
87234N732
87234N302
87234N856
872365101
872365200
87234N880
87234N641
87234N799
87234N583
92046L502
872407200
03875R403
03875R304
03875R205
03875R106
66537V401
66537T547
304871403
304871304
304871106
339370868
339370843
339370876
339370405
339370603
339370884
339370207
339370835
339370827
66537X829
66537X795
66537V260
66537V716
641868104
74316N103
75130M601
75130M304
Page 165 of 185
Symbol
TGPCX
TGPNX
TGCFX
TGFNX
TGIGX
TGWNX
TGMIX
TGMMX
TGEIX
TGINX
TGWIX
TGFFX
TGFVX
TGDFX
TGDNX
TGGEX
TGGYX
TGHYX
TGHNX
TGICX
TGNIX
TGPMX
TGPOX
TGDIX
TGDVX
TGCNX
TGCEX
TGSMX
TGSDX
TGMDX
TGLMX
TGMNX
TGVOX
TGVNX
TEAMX
TFSSX
AEDNX
AEDFX
ARBNX
ARBFX
COLLX
FOREX
FAAFX
FOCIX
FAIRX
FLAGX
FLDFX
FLDGX
FLXBX
FLMFX
FLRUX
FLCGX
FLFGX
FLBDX
FXFAX
FXFIX
LGFAX
LGFIX
NALFX
PVALX
SCBOX
SMBOX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
THE RAM FUNDS
THE TEBERG FUNDS
THE TORRAY FUNDS
THE TORRAY FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THE WORLD FUNDS
THIRD AVENUE FUNDS
THIRD AVENUE FUNDS
THIRD AVENUE FUNDS
THIRD AVENUE FUNDS
THIRD AVENUE FUNDS
THIRD AVENUE FUNDS
THIRD AVENUE FUNDS
THIRD AVENUE FUNDS
THIRD AVENUE FUNDS
THIRD AVENUE FUNDS
THOMAS WHITE FUNDS
THOMAS WHITE FUNDS
THOMPSON PLUMB FUNDS
THOMPSON PLUMB FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
Fund Description
RAM SMALL/MID CAP INSTITUTIONAL SHARES
THE TEBERG FUNDS RETAIL CLASS
THE TORRAY FUND
THE TORRAY INSTITUTIONAL FUND
CSI EQUITY FUND INVESTOR CLASS
DGHM ALL CAP VALUE FUND CLASS C
DGHM ALL CAP VALUE FUND INSTITUTIONAL CLASS
DGHM ALL-CAP VALUE FUND INVESTOR CLASS
DGHM SMALL CAP VALUE FUND CLASS C
DGHM SMALL CAP VALUE FUND INSTITUTIONAL CLASS
DGHM SMALL CAP VALUE FUND INVESTOR CLASS
EASTERN EUROPEAN EQUITY FUND CLASS A
EASTERN EUROPEAN EQUITY FUND CLASS C
GVM MANAGED VOLATILITY FUND ADVISOR CLASS
GVM MANAGED VOLATILITY FUND CLASS A
GVM MANAGED VOLATILITY FUND CLASS C
GVM MANAGED VOLATILITY FUND INSTITUTIONAL CLASS
REMS REAL ESTATE VALUE OPPORTUNITY FUND
REMS REAL ESTATE VALUE OPPORTUNITY FUND CLASS P
SHERWOOD FOREST LONG/SHORT FUND CLASS A
SHERWOOD FOREST LONG/SHORT FUND CLASS C
SHERWOOD FOREST LONG/SHORT FUND CLASS P
SHERWOOD FOREST LONG/SHORT FUND INSTITUTIONAL CLASS
THIRD MILLENNIUM RUSSIA FUND CLASS A
THIRD MILLENNIUM RUSSIA FUND CLASS C
THIRD MILLENNIUM RUSSIA FUND INSTITUTIONAL CLASS
UNION STREET PARTNERS VALUE FUND CLASS A
UNION STREET PARTNERS VALUE FUND CLASS C
THIRD AVENUE FOCUS CREDIT FUND INSTITUTIONAL CLASS
THIRD AVENUE FOCUS CREDIT FUND INVESTOR CLASS
THIRD AVENUE INTERNATIONAL VALUE FUND
THIRD AVENUE INTERNATIONAL VALUE FUND INVESTOR CLASS
THIRD AVENUE REAL ESTATE VALUE FUND
THIRD AVENUE REAL ESTATE VALUE FUND INVESTOR CLASS
THIRD AVENUE SMALL CAP VALUE FUND
THIRD AVENUE SMALL CAP VALUE FUND INVESTOR CLASS
THIRD AVENUE VALUE FUND
THIRD AVENUE VALUE FUND INVESTOR CLASS
THOMAS WHITE AMERICAN OPPORTUNITY FUND
THOMAS WHITE INTERNATIONAL FUND
THOMPSON PLUMB BOND FUND
THOMPSON PLUMB GROWTH FUND
THORNBERG NEW MEXICO INTERMEDIATE MUNICIPAL FUND CL D
THORNBURG CA LIMITED TERM MUNICIPAL FD CLASS C
THORNBURG CA LIMITED TERM MUNICIPAL FD CLASS I
THORNBURG CORE GROWTH FUND CLASS C
THORNBURG CORE GROWTH FUND CLASS I
THORNBURG CORE GROWTH FUND CLASS R3
THORNBURG CORE GROWTH FUND CLASS R5
THORNBURG DEVELOPING WORLD FUND CLASS C
THORNBURG DEVELOPING WORLD FUND CLASS I
THORNBURG GLOBAL OPPORTUNITIES FUND CLASS C
THORNBURG GLOBAL OPPORTUNITIES FUND CLASS I
THORNBURG INTERMED MUNICIPAL CLASS C
THORNBURG INTERMED MUNICIPAL NATIONAL INST
THORNBURG INTERNATIONAL GROWTH FD CLASS C
THORNBURG INTERNATIONAL GROWTH FUND CLASS R3
THORNBURG INTERNATIONAL VALUE FUND CLASS I
THORNBURG INTERNATIONAL VALUE FUND CLASS R1
THORNBURG INT'L GROWTH INSTITUTIONAL CLASS
CUSIP
75130M502
007989742
891402109
891402208
981477102
25239T205
25239T304
25239T106
25239T601
25239T502
25239T403
981477615
981477599
98147A667
98147A675
98147A634
98147A659
432787307
981477466
98147A758
98147A741
98147A733
98147A725
981477508
981477664
981477672
98147A691
98147A642
884116708
884116609
884116500
884116864
884116401
884116872
884116203
884116880
884116104
884116807
543917306
543917108
884891201
884891300
885215624
885215418
885215392
885215574
885215475
885215517
885215350
885216507
885216606
885215335
885215327
885215780
885215673
885215293
885215178
885215566
885215525
885215269
885215368
885215244
Page 166 of 185
Symbol
SMBKX
TEBRX
TORYX
TORRX
CSIIX
DGACX
DGAIX
DGHMX
DGSVX
DGIVX
DGSMX
VEEEX
VEECX
GVMVX
GVMAX
GVMDX
GVMIX
HLRRX
HLPPX
SFCEX
SFCDX
SFCPX
SFCMX
TMRFX
TMRCX
TMRIX
USPVX
USPCX
TFCIX
TFCVX
TAVIX
TVIVX
TAREX
TVRVX
TASCX
TVSVX
TAVFX
TVFVX
TWAOX
TWWDX
THOPX
THPGX
THNDX
LTCCX
LTCIX
TCGCX
THIGX
THCRX
THGRX
THDCX
THDIX
THOCX
THOIX
THMCX
THMIX
TIGCX
TIGVX
TGVIX
TGVRX
THVRX
TIVRX
TINGX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
THORNBURG FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TIMOTHY PLAN FUNDS
TOCQUEVILLE FUNDS
TOCQUEVILLE FUNDS
TOCQUEVILLE FUNDS
TOCQUEVILLE FUNDS
TOCQUEVILLE FUNDS
TOCQUEVILLE FUNDS
TOEWS FUNDS
TOEWS FUNDS
TOEWS FUNDS
TOEWS FUNDS
TOEWS FUNDS
TOEWS FUNDS
TOREADOR FUNDS
TOREADOR FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
Fund Description
THORNBURG INTL VALUE FUND CLASS C
THORNBURG INVESTMENT INCOME BUILDER FD CL R3
THORNBURG INVESTMENT INCOME BUILDER FD CLASS R5
THORNBURG INVESTMENT INCOME BUILDER FUND CLASS C
THORNBURG INVESTMENT INCOME BUILDER FUND CLASS I
THORNBURG LIMITED TERM INCOME CLASS C
THORNBURG LIMITED TERM INCOME FUND CLASS R3
THORNBURG LIMITED TERM MUNICIPAL FUND CLASS C
THORNBURG LIMITED TERM MUNICIPAL FUND CLASS I
THORNBURG LIMITED TERM U.S. GOVT CLASS C
THORNBURG LTD TERM INCOME INSTITUTIONAL
THORNBURG LTD TERM U.S. GOVERNMENT INSTUTIONAL
THORNBURG NEW MEXICO INTERMEDIATE MUNICPAL FUND CLASS I
THORNBURG NEW YORK INTERMEDIATE MUNICIPAL FD CL I
THORNBURG STRATEGIC INCOME FUND CLASS C
THORNBURG STRATEGIC INCOME FUND CLASS I
THORNBURG STRATEGIC MUNICIPAL INCOME FUND CLASS C
THORNBURG STRATEGIC MUNICIPAL INCOME FUND CLASS I
THORNBURG VALUE CLASS C
THORNBURG VALUE FUND CLASS R3
THORNBURG VALUE FUND INSTITUTIONAL
THE TIMOTHY PLAN HIGH YIELD BOND FUND CLASS A
THE TIMOTHY PLAN HIGH YIELD BOND FUND CLASS C
THE TIMOTHY PLAN INTERNATIONAL FUND CLASS A
THE TIMOTHY PLAN INTERNATIONAL FUND CLASS C
THE TIMOTHY PLAN SMALL CAP VALUE FUND CLASS C
TIMOTHY PLAN AGGRESSIVE GROWTH FUND CLASS A
TIMOTHY PLAN AGGRESSIVE GROWTH FUND CLASS C
TIMOTHY PLAN CONSERVATIVE GROWTH FUND CLASS A
TIMOTHY PLAN CONSERVATIVE GROWTH FUND CLASS C
TIMOTHY PLAN DEFENSIVE STRATEGY FUND CLASS A
TIMOTHY PLAN DEFENSIVE STRATEGY FUND CLASS C (ONSHORE)
TIMOTHY PLAN FIXED INCOME FUND CLASS C
TIMOTHY PLAN FIXED-INCOME FUND CLASS A
TIMOTHY PLAN LARGE MID CAP VALUE FUND CLASS C
TIMOTHY PLAN LARGE/ MID-CAP GROWTH FUND CLASS C
TIMOTHY PLAN LARGE/MID-CAP GROWTH FUND CLASS A
TIMOTHY PLAN LARGE/MID-CAP VALUE FUND CLASS A
TIMOTHY PLAN SMALL-CAP VALUE FUND CLASS A
TIMOTHY PLAN STRATEGIC GROWTH FUND CLASS A
TIMOTHY PLAN STRATEGIC GROWTH FUND CLASS C
THE DELAFIELD FUND
THE TOCQUEVILLE FUND
THE TOCQUEVILLE SELECT FUND
TOCQUEVILLE GOLD FUND
TOCQUEVILLE INTL VALUE FUND
TOCQUEVILLE OPPORTUNITY FUND
TOEWS HEDGED EMERGING MARKETS FUND
TOEWS HEDGED GROWTH ALLOCATION FUND
TOEWS HEDGED HIGH YIELD BOND FUND
TOEWS HEDGED INTERNATIONAL DEVELOPED MARKETS FUND
TOEWS HEDGED LARGE-CAP FUND
TOEWS HEDGED SMALL & MID-CAP FUND
TOREADOR LARGE CAP FUND
TOREADOR LARGE CAP FUND INSTITUTIONAL CLASS
TOUCHSTONE BOND FUND CLASS C
TOUCHSTONE CAPITAL APPRECIATION FUND CLASS I
TOUCHSTONE CAPITAL APPRECIATION FUND CLASS Y
TOUCHSTONE CPAITAL APPRECIATION FUND CLASS C
TOUCHSTONE DIVERSIFIED SMALL CAP GROWTH FUND CL C
TOUCHSTONE DIVERSIFIED SMALL CAP GROWTH FUND CL Y
TOUCHSTONE EMERGING MARKETS EQUITY FUND II CLASS C
CUSIP
885215640
885215384
885215236
885215541
885215467
885215764
885215483
885215442
885215434
885215830
885215681
885215699
885215285
885216705
885215210
885215194
885216200
885216309
885215715
885215533
885215632
887432615
887432599
887432631
887432623
887432839
887432813
887432698
887432730
887432664
887432581
887432573
887432862
887432888
887432805
887432680
887432789
887432607
887432409
887432763
887432672
888894847
888894102
888894839
888894862
888894300
888894409
66537T125
66537V369
66537V617
66537V591
66537V583
66537V575
90470K461
90470K172
89154W601
89155H439
89155H421
89155H447
89154X567
89154X583
89155T763
Page 167 of 185
Symbol
THGCX
TIBRX
TIBMX
TIBCX
TIBIX
THICX
THIRX
LTMCX
LTMIX
LTUCX
THIIX
LTUIX
THNIX
TNYIX
TSICX
TSIIX
TSSCX
TSSIX
TVCFX
TVRFX
TVIFX
TPHAX
TPHCX
TPIAX
TPICX
TSVCX
TAAGX
TCAGX
TCGAX
TCVCX
TPDAX
TPDCX
TFICX
TFIAX
TLVCX
TLGCX
TLGAX
TLVAX
TPLNX
TSGAX
TSGCX
DEFIX
TOCQX
TSELX
TGLDX
TIVFX
TOPPX
THEMX
THGWX
THHYX
THIDX
THLGX
THSMX
TORLX
TORZX
TODCX
TAFIX
TCAYX
TCACX
TDSCX
TDSIX
TFMCX
Fund Type
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TOUCHSTONE FUNDS
TRANSPARENT VALUE FUND
Fund Description
TOUCHSTONE EMERGING MARKETS EQUITY FUND II CLASS Y
TOUCHSTONE FOCUSED EQUITY FUND CLASS C
TOUCHSTONE FOCUSED EQUITY FUND CLASS Y
TOUCHSTONE FOCUSED EQUITY FUND INSTITUTIONAL CLASS
TOUCHSTONE GLOBAL EQUITY FUND CLASS C
TOUCHSTONE GLOBAL EQUITY FUND CLASS I
TOUCHSTONE GLOBAL EQUITY FUND CLASS Y
TOUCHSTONE GLOBAL REAL ESTATE FUND CLASS I
TOUCHSTONE GLOBAL REAL ESTATE FUND CLASS Y
TOUCHSTONE GLOBAL REAL STATE FUND CLASS C
TOUCHSTONE GROWTH OPPORTUNITIES FUND CLASS C
TOUCHSTONE HIGH YIELD FUND CLASS C
TOUCHSTONE HIGH YIELD FUND CLASS Y
TOUCHSTONE INTERM TERM FIXED INCOME FUND INSTL CLASS
TOUCHSTONE INTERNATIONAL FIXED INCOME FUND CLASS C
TOUCHSTONE INTERNATIONAL FIXED INCOME FUND CLASS I
TOUCHSTONE INTERNATIONAL FIXED INCOME FUND CLASS Y
TOUCHSTONE LARGE CAP GROWTH FUND CLASS C
TOUCHSTONE LARGE CAP GROWTH FUND CLASS I
TOUCHSTONE LARGE CAP RELATIVE VALUE FUND CLASS C
TOUCHSTONE LARGE CAP RELATIVE VALUE FUND CLASS I
TOUCHSTONE LARGE CAP RELATIVE VALUE FUND CLASS Y
TOUCHSTONE MARKET NEUTRAL EQUITY FUND CLASS C
TOUCHSTONE MARKET NEUTRAL EQUITY FUND CLASS Y
TOUCHSTONE MERGER ARBITRAGE FUND CLASS Y
TOUCHSTONE MID CAP FUND CLASS A
TOUCHSTONE MID CAP FUND CLASS Z
TOUCHSTONE MID CAP FUND INSTITUTIONAL CLASS
TOUCHSTONE MID CAP GROWTH FUND CLASS C
TOUCHSTONE MID CAP VALUE FUND CLASS C
TOUCHSTONE MID CAP VALUE FUND CLASS I
TOUCHSTONE MID CAP VALUE FUND CLASS Y
TOUCHSTONE MID-CAP GROWTH FUND CLASS Y
TOUCHSTONE OHIO INSURED TAX-FREE FUND CLASS C
TOUCHSTONE PREMIUM YIELD EQUITY FUND CLASS C
TOUCHSTONE SANDS CAPITAL INST'L GROWTH FUND
TOUCHSTONE SANDS CAPITAL SELECT GROWTH FD CL Z
TOUCHSTONE SANDS CAPITAL SELECT GROWTH FD CLASS Y
TOUCHSTONE SANDS CAPITAL SELECT GROWTH FUND CLASS A
TOUCHSTONE SANDS CAPITAL SELECT GROWTH FUND CLASS C
TOUCHSTONE SHORT DURATION FIXED INCOME FD CL Z
TOUCHSTONE SMALL CAP CORE FUND CLASS C
TOUCHSTONE SMALL CAP CORE FUND CLASS I
TOUCHSTONE SMALL CAP CORE FUND CLASS Y
TOUCHSTONE SMALL CAP VALUE FUND CLASS C
TOUCHSTONE TOTAL RETURN BOND FUND CLASS C
TOUCHSTONE TOTAL RETURN BOND FUND CLASS Y
TOUCHSTONE TOTAL RETURN BOND FUND INSTITUTIONAL CLASS
TOUCHSTONE ULTRA SHORT DURATION FIXED INCOME FD CL Z
TRANSPARENT VALUE DOW JONES RBP U.S. DIVIDEND INDEX FUND CLASS C
TRANSPARENT VALUE DOW JONES RBP U.S. DIVIDEND INDEX FUND CLASS F1
TRANSPARENT VALUE DOW JONES RBP U.S. LARGE-CAP AGG INDEX FD CL F1
TRANSPARENT VALUE DOW JONES RBP U.S. LARGE-CAP DEF INDEX FD CL F1
TRANSPARENT VALUE DOW JONES RBP U.S. LARGE-CAP MKT INDEX FD CL F1
TRANSPARENT VALUE DOW JONES RBP U.S. LRG-CAP AGGRESSIVE INDEX FUND CLASS C
TRANSPARENT VALUE DOW JONES RBP U.S. LRG-CAP CORE INDEX FUND CLASS C
TRANSPARENT VALUE DOW JONES RBP U.S. LRG-CAP CORE INDEX FUND CLASS F1
TRANSPARENT VALUE DOW JONES RBP U.S. LRG-CAP DEFENSIVE INDEX FUND CLASS C
TRANSPARENT VALUE DOW JONES RBP U.S. LRG-CAP GROWTH INDX FUND CLASS C
TRANSPARENT VALUE DOW JONES RBP U.S. LRG-CAP GROWTH INDX FUND CLASS F1
TRANSPARENT VALUE DOW JONES RBP U.S. LRG-CAP MARKET INDX FUND CLASS C
TRANSPARENT VALUE DOW JONES RBP U.S. LRG-CAP VALUE INDEX FUND CLASS C
Page 168 of 185
CUSIP
89155T755
89155T870
89155T862
89155T854
89155H223
89155H215
89155H199
89155H348
89155H330
89155H355
89154X807
89154W882
89154W817
89155H652
89155T607
89155T706
89155T805
89154X401
89154X633
89155H314
89155H298
89155H280
89155H173
89155H157
89155T714
89155H629
89155H785
89155H793
89154X872
89155H397
89155H389
89155H371
89154X534
89154V702
89155H561
89155J104
89155H819
89155H827
89155T847
89155T839
89155H660
89155H264
89155H256
89155H249
89155T813
89155T201
89155T409
89155T300
89155H678
89386C688
89386C670
89386C209
89386C407
89386C605
89386C803
89386C837
89386C829
89386C878
89386C787
89386C779
89386C852
89386C746
Symbol
TFMYX
TFECX
TFEYX
TFEIX
TGECX
TGFIX
TGEYX
TRFIX
TRFYX
TGACX
TGVCX
THYCX
THYYX
TCFIX
TIFCX
TIFIX
TIFYX
TEQCX
TIQIX
TRVCX
TRVIX
TRVYX
TSECX
TSEYX
TMGYX
TMAPX
TMCTX
TMCPX
TOECX
TMFCX
TCVIX
TCVYX
TEGYX
TOHCX
TPYCX
CISGX
PTSGX
CFSIX
TSNAX
TSNCX
TSDGX
TSFCX
TSFIX
TSFYX
TVOCX
TCPCX
TCPYX
TCPNX
TSDOX
TVECX
TVEFX
TVFAX
TVFDX
TVFMX
TVCAX
TVBCX
TVFBX
TVDCX
TVGCX
TVGFX
TVMCX
TVVCX
Fund Type
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
TRIBUTARY FUNDS
TRIBUTARY FUNDS
TRIBUTARY FUNDS
TRIBUTARY FUNDS
TRIBUTARY FUNDS
TRIBUTARY FUNDS
TRIBUTARY FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TURNER FUNDS
TWEEDY BROWNE FUNDS
TWEEDY BROWNE FUNDS
TWEEDY BROWNE FUNDS
TWEEDY BROWNE FUNDS
U.S. GLOBAL INVESTORS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
Fund Description
TRANSPARENT VALUE DOW JONES RBP U.S. LRG-CAP VALUE INDEX FUND CLASS F1
TRIBUTARY BALANCED FUND INSTITUTIONAL CLASS
TRIBUTARY CORE EQUITY FUND INSTITUTIONAL CLASS
TRIBUTARY GROWTH OPPORTUNITIES FUND INST CLASS
TRIBUTARY INCOME FUND INSTITUTIONAL CLASS
TRIBUTARY LARGE CAP GROWTH FUND INSTITUTIONAL CLASS
TRIBUTARY SHORT- INTERMEDIATE BOND FUND INSTITUTIONAL CLASS
TRIBUTARY SMALL COMPANY FUND INSTITUTIONAL CLASS
TURNER ALL CAP GROWTH FUND INVESTOR CLASS
TURNER CONCENTRATED GROWTH FUND INVESTOR CLASS
TURNER EMERGING GROWTH FUND INSTITUTIONAL CLASS
TURNER EMERGING GROWTH FUND INVESTOR CLASS
TURNER GLOBAL OPPORTUNITIES FUND INSTITUTIONAL CLASS
TURNER GLOBAL OPPORTUNITIES FUND INVESTOR CLASS
TURNER INTERNATIONAL GROWTH FUND INSTL CL
TURNER INTERNATIONAL GROWTH FUND INVESTOR CLASS
TURNER LARGE GROWTH FUND INSTITUTIONAL CLASS
TURNER LARGE GROWTH FUND INVESTOR CLASS
TURNER MARKET NEUTRAL FUND CLASS C
TURNER MARKET NEUTRAL FUND INSTITUTIONAL CLASS
TURNER MARKET NEUTRAL FUND INVESTOR CLASS
TURNER MEDICAL SCIENCES LONG/SHORT FD INSTITUTIONAL CL
TURNER MEDICAL SCIENCES LONG/SHORT FUND CLASS C
TURNER MEDICAL SCIENCES LONG/SHORT FUND INVESTOR CLASS
TURNER MIDCAP GROWTH FUND INSTITUTIONAL CLASS
TURNER MIDCAP GROWTH FUND INVESTOR CLASS
TURNER MIDCAP GROWTH FUND RETIREMENT CLASS
TURNER SMALL CAP GROWTH FUND INVESTOR CLASS
TURNER SPECTRUM FUND CLASS C
TURNER SPECTRUM FUND INSTITUTIONAL CLASS
TURNER SPECTRUM FUND INVESTOR CLASS
TURNER TITAN FUND CLASS C
TURNER TITAN FUND INSTITUTIONAL CLASS
TURNER TITAN FUND INVESTOR CLASS
TWEEDY BROWNE GLOBAL VALUE FUND
TWEEDY BROWNE GLOBAL VALUE FUND II
TWEEDY BROWNE VALUE FUND
TWEEDY BROWNE WORLDWIDE HIGH DIVIDEND YIELD VALUE FD
U S GLOBAL ACCOLADE EASTERN EUROPEAN FUND
U S NEAR TERM TAX FREE FUND
U.S. GLOBAL EMERGING MARKETS FUND
US ALL AMERICAN EQUITY FUND
US CHINA REGION OPPORTUNITY FUND
US GLOBAL ACCOLADE GLOBAL MEGATRENDS FUND
US GLOBAL INVESTORS GOLD AND PRECIOUS METALS FUND
US GLOBAL INVESTORS WORLD PRECIOUS MINERALS FUND
US GLOBAL RESOURCES FUND
US HOLMES GROWTH FUND
US TAX FREE FUND
PACE ALTERNATIVE STRATEGIES FUND CLASS A
PACE ALTERNATIVE STRATEGIES FUND CLASS Y
PACE ALTERNATIVE STRATEGIES INVESTMENTS CLASS C
PACE GLOBAL FIXED INCOME FUND CLASS A
PACE GLOBAL REAL ESTATE SECURITIES FUND CLASS A
PACE GLOBAL REAL ESTATE SECURITIES INVESTMENTS FD CL C
PACE GOVERNMENT SECURITIES FIXED INCOME FUND CLASS A
PACE GOVERNMENT SECURITIES FIXED INCOME FUND CLASS C
PACE GOVERNMENT SECURITIES FIXED INCOME FUND CLASS Y
PACE HIGH YIELD FUND CLASS A
PACE HIGH YIELD INVESTMENTS FUND CLASS C
PACE HIGH YIELD INVESTMENTS FUND CLASS Y
PACE INTERMEDIATE FIXED INCOME FUND CLASS C
Page 169 of 185
CUSIP
89386C738
320269814
320269780
320269772
320269798
320269723
320269830
320269764
87252R797
87252R862
900297680
872524301
900297623
900297631
900297771
900297714
900297847
900297839
900297615
900297599
900297581
900297565
900297573
900297557
900297763
900297409
900297706
900297300
900297649
900297664
900297656
900297540
900297532
900297524
901165100
901165407
901165209
901165308
90330L402
911476851
90330L501
911476604
911476828
90330L204
911478105
911476802
911476208
90330L105
911476505
69373W707
69373W400
69373W509
69373W103
69373W855
69373W871
69373W517
69373W418
69373W392
69373W780
69373W814
69373W822
69373W368
Symbol
TVVFX
FOBAX
FOEQX
FOGRX
FOINX
FOLCX
FOSIX
FOSCX
TBTBX
TTOPX
TMCOX
TMCGX
TGLBX
TGLPX
TICGX
TICFX
TTMEX
TCGFX
TMNCX
TMNEX
TMNFX
TMSEX
TMSCX
TMSFX
TMGEX
TMGFX
TMIIX
TSCEX
TSCCX
TSPEX
TSPCX
TTLCX
TTLEX
TTLFX
TBGVX
TBCUX
TWEBX
TBHDX
EUROX
NEARX
GEMFX
GBTFX
USCOX
MEGAX
USERX
UNWPX
PSPFX
ACBGX
USUTX
PASIX
PASYX
PASOX
PWFAX
PREAX
PREEX
PFXAX
PFXCX
PFXYX
PHIAX
PHYCX
PHDYX
PIICX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
Fund Description
PACE INTERMEDIATE FIXED INCOME FUND CLASS Y
PACE INTERNATIONAL EMERGING MARKETS EQUITY FUND CLASS C
PACE INTERNATIONAL EMERGING MARKETS EQUITY FUND CLASS Y
PACE INTERNATIONAL EQUITY FUND CLASS A
PACE INTERNATIONAL EQUITY FUND CLASS C
PACE INTERNATIONAL EQUITY FUND CLASS Y
PACE INTERNATIONAL FIXED INCOME FUND CLASS A
PACE INTERNATIONAL FIXED INCOME FUND CLASS C
PACE INTERNATIONAL FIXED INCOME FUND CLASS Y
PACE INTERNATIONAL MARKETS EQUITY FUND CLASS A
PACE LARGE COMPANY GROWTH EQUITY FUND CLASS A
PACE LARGE COMPANY GROWTH EQUITY FUND CLASS C
PACE LARGE COMPANY GROWTH EQUITY FUND CLASS Y
PACE LARGE COMPANY VALUE EQUITY FUND CLASS A
PACE LARGE COMPANY VALUE EQUITY FUND CLASS C
PACE LARGE COMPANY VALUE EQUITY FUND CLASS Y
PACE MUNICIPAL FIXED INCOME FUND CLASS A
PACE MUNICIPAL FIXED INCOME FUND CLASS C
PACE SMALL/MEDIUM CO GROWTH EQUITY FUND CLASS A
PACE SMALL/MEDIUM CO GROWTH EQUITY FUND CLASS B
PACE SMALL/MEDIUM CO GROWTH EQUITY FUND CLASS C
PACE SMALL/MEDIUM CO GROWTH EQUITY FUND CLASS Y
PACE SMALL/MEDIUM CO VALUE EQUITY FUND CLASS A
PACE SMALL/MEDIUM CO VALUE EQUITY FUND CLASS C
PACE SMALL/MEDIUM CO VALUE EQUITY FUND CLASS Y
PACE STRATEGIC FIXED INCOME FUND CLASS A
PACE STRATEGIC FIXED INCOME FUND CLASS B
PACE STRATEGIC FIXED INCOME FUND CLASS C
PACE STRATEGIC FIXED INCOME FUND CLASS Y
UBS ABSOLUTE RETURN BOND FUND CLASS A
UBS ABSOLUTE RETURN BOND FUND CLASS Y
UBS BOND FUND CLASS B
UBS CORE PLUS BOND FUND CLASS Y
UBS DYNAMIC ALPHA FUND CLASS A
UBS DYNAMIC ALPHA FUND CLASS B
UBS DYNAMIC ALPHA FUND CLASS C
UBS DYNAMIC ALPHA FUND CLASS Y
UBS FIXED INCOME OPPORTUNITIES FUND CLASS A
UBS FIXED INCOME OPPORTUNITIES FUND CLASS Y
UBS GLOBAL ALLOCATION FUND CLASS A
UBS GLOBAL ALLOCATION FUND CLASS C
UBS GLOBAL ALLOCATION FUND CLASS Y
UBS GLOBAL BOND FUND CLASS A
UBS GLOBAL BOND FUND CLASS B
UBS GLOBAL BOND FUND CLASS C
UBS GLOBAL BOND FUND CLASS Y
UBS GLOBAL EQUITY FUND CLASS A
UBS GLOBAL EQUITY FUND CLASS C
UBS GLOBAL EQUITY FUND CLASS Y
UBS GLOBAL FRONTIER FUND CLASS A
UBS GLOBAL FRONTIER FUND CLASS Y
UBS HIGH YIELD FUND CLASS A
UBS HIGH YIELD FUND CLASS C
UBS HIGH YIELD FUND CLASS Y
UBS INTERNATIONAL EQUITY FUND CLASS A
UBS INTERNATIONAL EQUITY FUND CLASS C
UBS INTERNATIONAL EQUITY FUND CLASS Y
UBS LARGE CAP VALUE EQUITY FUND CLASS C
UBS MARKET NEUTRAL MULTI-STRATEGY FUND CLASS A
UBS MARKET NEUTRAL MULTI-STRATEGY FUND CLASS Y
UBS U S LARGE CAP VALUE EQUITY FUND CLASS A
UBS U S SMALL-CAP GROWTH FUND CLASS A
CUSIP
69373W343
69373W152
69373W285
69373W277
69373W251
69373W236
69373W384
69373W848
69373W731
69373W178
69373W228
69373W194
69373W434
69373W459
69373W475
69373W483
69373W525
69373W541
69373W574
69373W582
69373W590
69373W616
69373W640
69373W665
69373W673
69373W699
69373W715
69373W723
69373W749
90262H312
90262H288
90262H205
90262H403
90262H353
90262H346
90262H338
90262H320
90267D407
90267D605
90262H627
90262H593
90262H585
90262H445
90262H437
90262H429
90262H411
90262H577
90262H551
90262H544
90262H114
90262H130
90262H502
90262H700
90262H809
90262H395
90262H379
90262H361
90262H775
90267D100
90267D308
90262H791
90262H668
Page 170 of 185
Symbol
PIFYX
PWECX
PWEYX
PWGAX
PWGCX
PWIYX
PIFAX
PWFCX
PWFYX
PWEAX
PLAAX
PLACX
PLAYX
PCPAX
PLVCX
PLVYX
PMUAX
PMUCX
PQUAX
PUMBX
PUMCX
PUMYX
PEVAX
PEVCX
PVEYX
PBNAX
PBNBX
PBNCX
PSFYX
BNRAX
BNRYX
BNOBX
BPBDX
BNAAX
BNABX
BNACX
BNAYX
FNOAX
FNOYX
BNGLX
BNPCX
BPGLX
BNGBX
BNDBX
BNDCX
BPGBX
BNGEX
BNECX
BPGEX
BGFAX
BGFYX
BNHYX
BNHCX
BIHYX
BNIEX
BNICX
BNUEX
BNVCX
BMNAX
BMNYX
BNVAX
BNSCX
Fund Type
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UBS FUNDS
UMB SCOUT FUNDS
UMB SCOUT FUNDS
UMB SCOUT FUNDS
UMB SCOUT FUNDS
UMB SCOUT FUNDS
UMB SCOUT FUNDS
UMB SCOUT FUNDS
UMB SCOUT FUNDS
USA MUTUALS FUNDS
USA MUTUALS FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
USAA FUNDS
VALLEY FORGE FUND
VALUE LINE FUNDS
VALUE LINE FUNDS
VALUE LINE FUNDS
VALUE LINE FUNDS
VALUE LINE FUNDS
VALUE LINE FUNDS
VALUE LINE FUNDS
VALUE LINE FUNDS
Fund Description
UBS U S SMALL-CAP GROWTH FUND CLASS C
UBS U.S. ALLOCATION FUND CLASS A
UBS U.S. ALLOCATION FUND CLASS C
UBS U.S. ALLOCATION FUND CLASS Y
UBS U.S. BOND FUND CLASS A
UBS U.S. EQUITY ALPHA FUND CLASS A
UBS U.S. EQUITY ALPHA FUND CLASS Y
UBS U.S. LARGE CAP EQUITY FUND CLASS A
UBS U.S. LARGE CAP EQUITY FUND CLASS C
UBS U.S. LARGE CAP EQUITY FUND CLASS Y
UBS U.S. LARGE CAP VALUE EQUITY FUND CLASS Y
UBS U.S. SMALL-CAP GROWTH FUND CLASS Y
SCOUT CORE BOND FUND CLASS I
SCOUT CORE PLUS BOND FUND CLASS I
SCOUT CORE PLUS BOND FUND CLASS Y
SCOUT INTERNATIONAL DISCOVERY FUND
SCOUT INTERNATIONAL FUND
SCOUT MID CAP FUND
SCOUT SMALL CAP FUND
SCOUT STOCK FUND
GENERATION WAVE GROWTH FUND
MUTUALS.COM VICE FUND
USAA AGGRESSIVE GROWTH FUND
USAA BALANCED STRATEGY FUND
USAA CALIFORNIA BOND FUND
USAA CAPITAL GROWTH FUND
USAA CORNERSTONE FUND
USAA EMERGING MARKETS FUND
USAA EXTENDED MARKET INDEX FUND
USAA FIRST START GROWTH FUND
USAA FLORIDA TAX-FREE INCOME FUND
USAA GNMA TRUST FUND
USAA GROWTH & INCOME FUND
USAA GROWTH & TAX-STRATEGY FUND
USAA HIGH YIELD OPPORTUNITIES FUND
USAA INCOME STOCK FUND
USAA INTERMEDIATE-TERM BOND FUND
USAA INTERNATIONAL FUND
USAA MUTUAL GROWTH FUND
USAA MUTUAL INCOME FUND
USAA NASDAQ 100 INDEX FUND
USAA NEW YORK TAX-EXEMPT BOND FUND
USAA PRECIOUS METALS AND MINERAL FUND
USAA S & P 500 INDEX FUND
USAA SCIENCE & TECHNOLOGY FUND
USAA SHORT-TERM BOND FUND
USAA SMALL-CAP STOCK FUND
USAA TAX-EXEMPT INTERMEDIATE-TERM BOND FUND
USAA TAX-EXEMPT LONG-TERM BOND FUND
USAA TAX-EXEMPT SHORT-TERM BOND FUND
USAA VALUE INDEX FUND
USAA VIRGINIA TAX-EXEMPT BOND FUND
USAA WORLD GROWTH FUND
VALLEY FORGE FUND INC.
VALUE LINE AGGRESSIVE INCOME FUND
VALUE LINE ASSET ALLOCATION FUND
VALUE LINE CONVERTIBLE FUND
VALUE LINE EMERGING OPPORTUNITIES FUND
VALUE LINE FUND
VALUE LINE INCOME FUND
VALUE LINE LEVERAGED GROWTH FD
VALUE LINE NEW YORK TAX EXEMPT BOND FD
CUSIP
90262H643
90262E103
90262E301
90262E400
90262H106
90262H239
90262H213
90262H841
90262H825
90262H817
90262H767
90262H635
81063U834
81063U818
81063U792
81063U602
81063U503
81063U206
81063U305
81063U404
62845J404
62845J503
903288405
903287886
903289502
903288785
903287209
903287803
903288827
903288868
90328T102
903287506
903288801
903287407
903288843
903288603
903288835
903287308
903288108
903288207
903288819
903289700
903287100
903288884
903288876
903288702
903288850
903289205
903289106
903289304
903288777
903289874
903287704
919642108
920394103
920395100
920404100
920454105
920423100
920440104
920447109
920451101
Page 171 of 185
Symbol
BNMCX
PWTAX
KPAAX
PWTYX
BNBDX
BEAAX
BEAYX
BNEQX
BNQCX
BPEQX
BUSVX
BISCX
SCCIX
SCPZX
SCPYX
UMBDX
UMBWX
UMBMX
UMBHX
UMBSX
GWGFX
VICEX
USAUX
USBSX
USCBX
USCGX
USCRX
USEMX
USMIX
UFSGX
UFLTX
USGNX
USGRX
USBLX
USHYX
USISX
USIBX
USIFX
USAAX
USAIX
USNQX
USNYX
USAGX
USSPX
USSCX
USSBX
USCAX
USATX
USTEX
USSTX
UVALX
USVAX
USAWX
VAFGX
VAGIX
VLAAX
VALCX
VLEOX
VLIFX
VALIX
VALLX
VLNYX
Fund Type
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
VALUE LINE FUNDS
VALUE LINE FUNDS
VALUE LINE FUNDS
VAN ECK FUNDS
VAN ECK FUNDS
VAN ECK FUNDS
VAN ECK FUNDS
VAN ECK FUNDS
VAN ECK FUNDS
VAN ECK FUNDS
VAN ECK FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
Fund Description
VALUE LINE PREMIER GROWTH FUND
VALUE LINE TAX EXEMPT HIGH YIELD
VALUE LINE U.S. GOVT SECURITIES FUND
VAN ECK CONSTANT MATURITY COMMODITY INDEX FUND CL Y
VAN ECK EMERGING MARKETS FUND CLASS C
VAN ECK EMERGING MARKETS FUND CLASS Y
VAN ECK GLOBAL HARD ASSETS CLASS C
VAN ECK GLOBAL HARD ASSETS FUND CLASS Y
VAN ECK INTERNATIONAL INVESTORS GOLD CL C
VAN ECK INT'L INVESTORS GOLD FUND CLASS Y
VAN ECK MULTI-MANAGER ALTERNATIVES FD CL Y
VANGUARD 500 INDEX FUND INVESTOR SHARES
VANGUARD 500 INDEX SIGNAL FUND
VANGUARD ASSET ALLOCATION FUND
VANGUARD BALANCED INDEX FIND INST CLASS
VANGUARD BALANCED INDEX FUND
VANGUARD BALANCED INDEX SIGNAL FUND
VANGUARD CA INTERMEDIATE-TERM TAX EXEMPT FD ADMIRAL SHARES
VANGUARD CA INTERMEDIATE-TERM TAX-EXEMPT FUND
VANGUARD CA LONG TERM TAX EXEMPT FUND INVESTOR SHARES
VANGUARD CA LONG-TERM TAX EXEMPT FUND ADMIRAL SHARES
VANGUARD CALVERT SOCIAL INDEX FUND INSTITUTIONAL SHARES
VANGUARD CAPITAL VALUE FUND
VANGUARD CONSUMER DICRETIONARY INDEX FUND ADMIRAL SHARES
VANGUARD CONSUMER STAPLES INDEX FUND ADMIRAL SHARES
VANGUARD DEVELOPED FOREIGN MARKETS INDEX FUND
VANGUARD DEVELOPED MARKETS INDEX FUND INSTITUTIONAL CLASS
VANGUARD DIVERSIFIED EQUITY FUND INVESTOR SHARES
VANGUARD DIVIDEND APPRECIATION INDEX FUND INVESTOR CLASS
VANGUARD DIVIDEND GROWTH INCOME FUND
VANGUARD EMERGING MARKETS STOCK INDEX FUND
VANGUARD EMERGING MARKETS STOCK INDEX INSTITUTIONAL PLUS
VANGUARD EMERGING MARKETS STOCK INDEX SIGNAL FUND
VANGUARD ENERGY FUND
VANGUARD ENERGY FUND ADMIRAL SHARES
VANGUARD ENERGY INDEX FUND ADMIRAL SHARES
VANGUARD EQUITY INCOME FUND
VANGUARD EQUITY INCOME FUND ADMIRAL SHARES
VANGUARD EUROPE INDEX FUND
VANGUARD EUROPEAN STOCK INDEX FUND INSTITUTIONAL SHARES
VANGUARD EUROPEAN STOCK INDEX SIGNAL FUND
VANGUARD EXPLORER FUND
VANGUARD EXPLORER FUND ADMIRAL SHARES
VANGUARD EXTENDED MARKET
VANGUARD EXTENDED MARKET INDEX SIGNAL FUND
VANGUARD FINANCIALS INDEX FUND ADMIRAL SHARES
VANGUARD FL LONG TERM TAX-EXEMPT FUND ADMIRAL SHARES
VANGUARD FLORIDA LONG-TERM TAX-EXEMPT FUND
VANGUARD FTSE ALL- WORLD EX-U.S. SMALL CAP INDEX FD INVSTOR CLASS
VANGUARD FTSE ALL WORLD FUND
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND INSTL CL
VANGUARD FTSE SOCIAL INDEX FUND INVESTOR SHARES
VANGUARD GLOBAL EQUITY FUND
VANGUARD GLOBAL EX- U.S. REAL ESTATE INDEX FUND INVESTOR CLASS
VANGUARD GLOBAL EX- U.S. REAL ESTATE INDEX SIGNAL FUND
VANGUARD GNMA FUND
VANGUARD GNMA FUND ADMIRAL SHARES
VANGUARD GROWTH & INCOME FUND ADMIRAL SHARES
VANGUARD GROWTH & INCOME FUND INVESTOR SHARES
VANGUARD GROWTH EQUITY FUND
VANGUARD GROWTH INDEX FUND INSTITUTIONAL SHARES
VANGUARD GROWTH INDEX FUND INVESTOR SHARES
Page 172 of 185
CUSIP
920457108
920461209
920466109
921075289
921075453
921075370
921075743
921075362
921075776
921075388
921075354
922908108
922908496
922020102
921931309
921931101
921931408
922021407
922021308
922021100
922021506
921910402
922020409
92204A868
92204A850
921909701
921909826
921939401
921908851
921908604
922042304
922042650
922042817
921908109
921908802
92204A843
921921102
921921300
922042205
922042502
922042833
921926101
921926200
922908207
922908439
92204A835
922033204
922033105
922042734
922042791
922042783
921910303
922038203
922042692
922042668
922031307
922031794
921913208
921913109
921921201
922908868
922908504
Symbol
VALSX
VLHYX
VALBX
CMCYX
EMRCX
EMRYX
GHACX
GHAYX
IIGCX
INIYX
VMAYX
VFINX
VIFSX
VAAPX
VBAIX
VBINX
VBASX
VCADX
VCAIX
VCITX
VCLAX
VFTNX
VCVLX
VCDAX
VCSAX
VDMIX
VIDMX
VDEQX
VDAIX
VDIGX
VEIEX
VEMRX
VERSX
VGENX
VGELX
VENAX
VEIPX
VEIRX
VEURX
VESIX
VESSX
VEXPX
VEXRX
VEXMX
VEMSX
VFAIX
VFLRX
VFLTX
VFSVX
VFWIX
VFWSX
VFTSX
VHGEX
VGXRX
VGRLX
VFIIX
VFIJX
VGIAX
VQNPX
VGEQX
VIGIX
VIGRX
Fund Type
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
Fund Description
VANGUARD GROWTH INDEX SIGNAL FUND
VANGUARD HEALTH CARE FUND
VANGUARD HEALTH CARE FUND ADMIRAL SHARES
VANGUARD HEALTH CARE INDEX FUND ADMIRAL SHARES
VANGUARD HIGH DIVIDEND YIELD INDEX FD INVESTOR CL
VANGUARD HIGH YIELD CORPORATE BOND FUND
VANGUARD HIGH YIELD CORPORATE BOND FUND ADMIRAL SHARES
VANGUARD HIGH YIELD TAX EXEMPT FUND
VANGUARD HIGH YIELD TAX EXEMPT FUND ADMIRAL SHARES
VANGUARD INDEX TRUST TOTAL STOCK MARKET PORTFOLIO
VANGUARD INDUSTRIALS INDEX FUND ADMIRAL SHARES
VANGUARD INFLATION PROTECTED FUND ADMIRAL SHARES
VANGUARD INFLATION PROTECTED SECURITIES FUND
VANGUARD INFORMATION TECH INDEX FUND ADMIRAL
VANGUARD INST TOTAL STOCK MARKET INDEX FD INST PLUS
VANGUARD INST TOTAL STOCK MARKET INDEX FUND INST
VANGUARD INTERM- TERM GOVERNMENT BOND INDEX SIGNAL FUND
VANGUARD INTERMED TERM CORP BOND INDEX SIGNAL FUND
VANGUARD INTERMEDIATE TERM BOND INDEX FD INVEST CLASS
VANGUARD INTERMEDIATE TERM CORP BOND FUND ADMIRAL SHARES
VANGUARD INTERMEDIATE TERM CORP BOND INDEX FUND INSTITUTIONAL
VANGUARD INTERMEDIATE-TERM BOND INDEX SIGNAL FD
VANGUARD INTERMEDIATE-TERM CORPORATE BOND FUND
VANGUARD INTERMEDIATE-TERM TAX-EXEMPT ADMIRAL CLASS
VANGUARD INTERMEDIATE-TERM TAX-EXEMPT FUND INVESTOR CLASS
VANGUARD INTERMEDIATE-TERM U.S. TREASURY FUND
VANGUARD INTERNATIONAL EXPLORER FUND
VANGUARD INTERNATIONAL GROWTH FUND
VANGUARD INTERNATIONAL GROWTH FUND ADMIRAL CLASS
VANGUARD INTERNATIONAL VALUE PORTFOLIO
VANGUARD INT-TERM TREASURY FUND ADMIRAL SHARES
VANGUARD LARGE CAP INDEX FUND INST SHARES
VANGUARD LARGE-CAP INDEX FUND INVESTOR CLASS
VANGUARD LARGE-CAP INDEX SIGNAL FUND
VANGUARD LIFE STRATEGY CONSERVATIVE PORTFOLIO
VANGUARD LIFE STRATEGY GROWTH PORTFOLIO
VANGUARD LIFE STRATEGY INCOME PORTFOLIO
VANGUARD LIFE STRATEGY MODERATE GROWTH PORTFOLIO
VANGUARD LIMITED TAX -EXEMPT FUND ADMIRAL SHARES
VANGUARD LIMITED-TERM TAX-EXEMPT FUND INVESTOR CLASS
VANGUARD LONG TERM TAX EXEMPT FUND ADMIRAL SHARES
VANGUARD LONG-TERM BOND MARKET INDEX FUND
VANGUARD LONG-TERM CORPORATE BOND INDEX SIGNAL FUND
VANGUARD LONG-TERM CORPORATE FUND ADMIRAL SHARES
VANGUARD LONG-TERM GOVERNMENT BOND INDEX SIGNAL FUND
VANGUARD LONG-TERM INVESTMENT GRADE FUND INVESTOR CLASS
VANGUARD LONG-TERM TAX-EXEMPT FUND
VANGUARD LONG-TERM TREASURY FUND ADMIRAL SHARES
VANGUARD LONG-TERM U.S. TREASURY PORTFOLIO
VANGUARD MARKET NEUTRAL FUND INSTITUTIONAL CLASS
VANGUARD MARKET NEUTRAL FUND INVESTOR CLASS
VANGUARD MASSACHUSETTS TAX-FREE MUNICIPAL BOND FUND
VANGUARD MATERIALS INDEX FUND ADMIRAL SHARES
VANGUARD MEGA CAP 300 INDEX FUND INSTITUTIONAL SHARES
VANGUARD MEGA CAP 300 VALUE INDEX FUND INSTITUTIONAL CLASS
VANGUARD MID CAP GROWTH INDEX FUND INVESTOR CLASS
VANGUARD MID CAP INDEX INSTITUTIONAL PLUS FUND
VANGUARD MID-CAP GROWTH FUND
VANGUARD MID-CAP INDEX SIGNAL FUND
VANGUARD MID-CAP STOCK INDEX FUND
VANGUARD MID-CAP VALUE FUND INVESTOR CL
VANGUARD MORGAN GROWTH FUND
CUSIP
922908470
921908307
921908885
92204A827
921946505
922031208
922031760
922907407
922907845
922908306
92204A819
922031737
922031869
92204A793
922040407
922040308
92206C888
92206C854
921937306
922031810
92206C862
921937843
922031885
922907878
922907209
922031802
921946208
921910204
921910501
921939203
922031828
922908561
922908587
922908454
921909305
921909503
921909206
921909404
922907886
922907704
922907860
921937405
92206C789
922031778
92206C821
922031109
922907308
922031786
922031505
92205G203
92205G104
92204X108
92204A785
921910857
921910824
922908546
922908389
921946307
922908447
922908843
922908520
921928107
Page 173 of 185
Symbol
VIGSX
VGHCX
VGHAX
VHCIX
VHDYX
VWEHX
VWEAX
VWAHX
VWALX
VTSMX
VINAX
VAIPX
VIPSX
VITAX
VITPX
VITNX
VSIGX
VICSX
VBIIX
VFIDX
VICBX
VIBSX
VFICX
VWIUX
VWITX
VFITX
VINEX
VWIGX
VWILX
VTRIX
VFIUX
VLISX
VLACX
VLCSX
VSCGX
VASGX
VASIX
VSMGX
VMLUX
VMLTX
VWLUX
VBLTX
VLTCX
VWETX
VLGSX
VWESX
VWLTX
VUSUX
VUSTX
VMNIX
VMNFX
VMATX
VMIAX
VMCTX
VMVLX
VMGIX
VMCPX
VMGRX
VMISX
VIMSX
VMVIX
VMRGX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
Fund Description
VANGUARD MORGAN GROWTH FUND ADMIRAL SHARES
VANGUARD MORTGAGE- BACKED SECURITIES INDEX SIGNAL FUND
VANGUARD N J INSURED LONG TERM TAX EXEMPT FUND ADMIRAL SHARES
VANGUARD NJ LONG-TERM TAX-EXEMPT FUND
VANGUARD NY LONG TERM TAX-EXEMPT FUND INVESTOR CLASS
VANGUARD NY LONG-TERM TAX- EXEMPT FUND ADMIRAL SHARES
VANGUARD OHIO LONG-TERM TAX-FREE FUND
VANGUARD PA LONG-TERM TAX -EXEMPT FUND ADMIRAL SHARES
VANGUARD PA LONG-TERM TAX-EXEMPT FUND
VANGUARD PACIFIC INDEX FUND
VANGUARD PACIFIC STOCK INDEX FUND INSTITUTIONAL SHARES
VANGUARD PACIFIC STOCK INDEX SIGNAL FUND
VANGUARD PRECIOUS METALS AND MINING FUND
VANGUARD REIT INDEX FUND
VANGUARD REIT INDEX FUND INSTITUTIONAL SHARES
VANGUARD REIT INDEX SIGNAL FUND
VANGUARD SELECTED VALUE FUND
VANGUARD SHORT-TERM BOND INDEX SIGNAL FUND
VANGUARD SHORT-TERM BOND PORTFOLIO
VANGUARD SHORT-TERM CORPORATE BOND INDEX SIGNAL FUND
VANGUARD SHORT-TERM FEDERAL BOND PORTFOLIO
VANGUARD SHORT-TERM FEDERAL FUND ADMIRAL SHARES
VANGUARD SHORT-TERM GOVERNMENT BOND INDEX SIGNAL FUND
VANGUARD SHORT-TERM INVESTMENT GRADE FUND INVESTOR SHARES
VANGUARD SHORT-TERM INVESTMENT-GRADE FUND ADMIRAL SHARES
VANGUARD SHORT-TERM TAX-EXEMPT BOND FUND
VANGUARD SHORT-TERM TAX-EXEMPT FUND ADMIRAL SHARES
VANGUARD SHORT-TERM TREASURY FUND ADMIRAL SHARES
VANGUARD SHORT-TERM U.S. TREASURY FUND
VANGUARD SMALL CAP INDEX FUND INST SHARES
VANGUARD SMALL-CAP GROWTH INDEX FUND
VANGUARD SMALL-CAP INDEX FUND
VANGUARD SMALL-CAP INDEX SIGNAL FUND
VANGUARD SMALL-CAP VALUE INDEX FUND
VANGUARD STAR FUND
VANGUARD STRATEGIC EQUITY FUND
VANGUARD STRATEGIC SMALL CAP EQUITY FUND
VANGUARD TARGET RETIREMENT 2005 FUND
VANGUARD TARGET RETIREMENT INCOME FUND
VANGUARD TAX- MANAGED BALANCED FUND
VANGUARD TAX MANAGED CAPITAL APPRECIATION FD INST
VANGUARD TAX MANAGED CAPITAL APPRECIATION FUND ADMIRAL SHARES
VANGUARD TAX MANAGED GROWTH & INCOME FUND INST
VANGUARD TAX MANAGED INT'L FUND INST. SHARES
VANGUARD TAX- MANAGED SMALL-CAP FUND
VANGUARD TAX MANAGED SMALL-CAP FUND INST SHARES
VANGUARD TAX-MANAGED INTERNATIONAL FUND
VANGUARD TELECOM SERVICES INDEX FUND ADMIRAL SHARES
VANGUARD TOTAL BOND MARKET II INDEX FUND INVESTOR CLASS
VANGUARD TOTAL BOND MARKET INDEX FUND
VANGUARD TOTAL BOND MARKET INDEX FUND INST SHARES
VANGUARD TOTAL BOND MARKET INDEX FUND INSTITUTIONAL PLUS SHARES
Page 174 of 185
CUSIP
921928206
92206C755
92204F305
92204F206
92204H103
92204H301
921929204
92204L302
92204L104
922042106
922042403
922042825
921908208
921908703
921908869
921908836
921946109
921937850
921937207
92206C607
922031604
922031844
92206C300
922031406
922031836
922907100
922907803
922031851
922031703
922908876
922908827
922908702
922908421
922908793
921909107
922038104
922038609
92202E201
92202E706
92202E300
92202E805
92202E409
92202E888
92202E508
92202E870
92202E607
92202E862
92202E847
92202E102
921943304
921943601
921943866
921943700
921943882
921943403
921943502
921943809
92204A777
92203C105
921937108
921937504
921937785
Symbol
VMRAX
VMBSX
VNJUX
VNJTX
VNYTX
VNYUX
VOHIX
VPALX
VPAIX
VPACX
VPKIX
VPASX
VGPMX
VGSIX
VGSNX
VGRSX
VASVX
VBSSX
VBISX
VSCSX
VSGBX
VSGDX
VSBSX
VFSTX
VFSUX
VWSTX
VWSUX
VFIRX
VFISX
VSCIX
VISGX
NAESX
VSISX
VISVX
VGSTX
VSEQX
VSTCX
VTOVX
VTENX
VTXVX
VTWNX
VTTVX
VTHRX
VTTHX
VFORX
VTIVX
VFIFX
VFFVX
VTINX
VTMFX
VTCIX
VTCLX
VTMIX
VTMNX
VTMSX
VTSIX
VTMGX
VTCAX
VTBIX
VBMFX
VBTIX
VBMPX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANGUARD FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VANTAGEPOINT FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
Fund Description
VANGUARD TOTAL BOND MARKET INDEX SIGNAL FUND
VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND
VANGUARD TOTAL INTERNATIONAL STOCK INDEX SIGNAL FUND
VANGUARD TOTAL INTL STOCK INDEX FUND INSTITUTIONAL SHARES
VANGUARD TOTAL STOCK MARKET INDEX SIGNAL FUND
VANGUARD TOTAL WORLD STOCK INDEX FUND INVESTOR SHARES
VANGUARD U.S. GROWTH FUND
VANGUARD U.S. GROWTH FUND ADMIRAL SHARES
VANGUARD U.S. VALUE FUND
VANGUARD UTILITIES INDEX FUND ADMIRAL SHARES
VANGUARD VALUE INDEX FUND INST SHARES
VANGUARD VALUE INDEX SIGNAL FUND
VANGUARD VALUE INDEX TRUST FUND
VANGUARD WELLESLEY INCOME FUND
VANGUARD WELLESLEY INCOME FUND ADMIRAL SHARES
VANGUARD WELLINGTON FUND
VANGUARD WELLINGTON FUND ADMIRAL SHARES
VANGUARD WINDSOR FUND
VANGUARD WINDSOR FUND ADMIRAL SHARES
VANGUARD WINDSOR II FUND
VANGUARD WINDSOR II FUND ADMIRAL SHARES
VANTAGEPOINT AGGRESSIVE OPPORTUNITIES FUND
VANTAGEPOINT ALL- EQUITY GROWTH FUND
VANTAGEPOINT BROAD MARKET INDEX FUND CLASS I
VANTAGEPOINT CONSERVATIVE GROWTH FUND
VANTAGEPOINT CORE BOND INDEX FUND CLASS I
VANTAGEPOINT EQUITY INCOME FUND
VANTAGEPOINT GROWTH & INCOME FUND
VANTAGEPOINT GROWTH FUND
VANTAGEPOINT INFLATION PROTECTED SECURITIES FUND
VANTAGEPOINT INTERNATIONAL FUND
VANTAGEPOINT LONG- TERM GROWTH FUND
VANTAGEPOINT MID / SMALL CO. INDEX FUND CLASS I
VANTAGEPOINT MILESTONE 2010 FUND
VANTAGEPOINT MILESTONE RETIREMENT INCOME FD
VANTAGEPOINT OVERSEAS EQUITY INDEX FUND CLASS I
VANTAGEPOINT S&P 500 INDEX FUND CLASS I
VANTAGEPOINT SAVINGS ORIENTED FUND
VANTAGEPOINT TRADITIONAL GROWTH FUND
VICTORY BALANCED FUND CLASS C
VICTORY BALANCED FUND CLASS R
VICTORY DIVERSIFIED STOCK FUND CLASS C
VICTORY DIVERSIFIED STOCK FUND CLASS I
VICTORY DIVERSIFIED STOCK FUND CLASS R
VICTORY ESTABLISHED VALUE FUND CLASS R
VICTORY FOCUSED GROWTH FUND CLASS A
VICTORY FOCUSED GROWTH FUND CLASS R
VICTORY FUND FOR INCOME CLASS R
VICTORY FUND FOR INCOME FUND CLASS C
VICTORY FUND FOR INCOME FUND CLASS I
VICTORY INTERNATIONAL FUND CLASS A
VICTORY INTERNATIONAL FUND CLASS C
VICTORY INVESTMENT GRADE CONVERTIBLE FUND CLASS I
VICTORY LARGE CAP GROWTH FUND CLASS I
VICTORY SMALL COMPANY OPPTY FUND CLASS R
VICTORY SPECIAL VALUE FUND CLASS C
CUSIP
921937868
921909602
921909792
921909784
922908488
922042767
921910105
921910600
922020201
92204A769
922908850
922908462
922908405
921938106
921938205
921935102
921935201
922018106
922018403
922018205
922018304
92208T103
92208T731
92208T830
92208T764
92208T871
92208T509
92208T400
92208T301
92208T707
92208T202
92208T749
92208T814
92208T699
92208T681
92208T673
92208T665
92208T657
92208T640
92208T632
92208T715
92208T772
92208T855
92208T798
92208T756
92646A104
926464272
926464157
92646A856
926464421
926464371
92646A500
92646A609
926464397
926464173
92646A658
92646A765
92646A757
92646A781
92646A666
926464389
926464116
Page 175 of 185
Symbol
VBTSX
VGTSX
VTSGX
VTSNX
VTSSX
VTWSX
VWUSX
VWUAX
VUVLX
VUIAX
VIVIX
VVISX
VIVAX
VWINX
VWIAX
VWELX
VWENX
VWNDX
VWNEX
VWNFX
VWNAX
VPAOX
VPAGX
VPMIX
VPCGX
VPCIX
VPEIX
VPGIX
VPGRX
VPTSX
VPINX
VPLGX
VPSIX
VPRQX
VPRPX
VPROX
VPRNX
VPRMX
VPRLX
VPRKX
VPRRX
VPOIX
VPFIX
VPSOX
VPTGX
VBFCX
VBFGX
VDSCX
VDSIX
GRINX
GETGX
VFGAX
VFGRX
GGIFX
VFFCX
VFFIX
VIAFX
VICFX
VICIX
VFGIX
GOGFX
VSVCX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VICTORY FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
Fund Description
VICTORY SPECIAL VALUE FUND CLASS R
VICTORY STOCK INDEX FUND CLASS R
VICTORY VALUE FUND CLASS C
VICTORY VALUE FUND CLASS R
VIRTUS ALLOCATOR PREM ALPHASECTOR (SM) FUND CLASS A
VIRTUS ALLOCATOR PREM ALPHASECTOR (SM) FUND CLASS C
VIRTUS ALLOCATOR PREM APLHASECTOR (SM) FUND CLASS I
VIRTUS ALPHASECTOR (SM) ROTATION FUND CLASS I
VIRTUS ALPHASECTOR ROTATION FUND CLASS C
VIRTUS ALTERNATIVES DIVERSIFIER CLASS I
VIRTUS ALTERNATIVES DIVERSIFIER FUND CLASS C
VIRTUS BALANCED ALLOCATION FUND CLASS C
VIRTUS BALANCED ALLOCATION FUND CLASS I
VIRTUS BALANCED FUND CLASS C
VIRTUS BOND FUND CLASS C
VIRTUS BOND FUND CLASS I
VIRTUS CA TAX-EXEMPT BOND FUND CLASS I
VIRTUS CORE EQUITY FUND CLASS C
VIRTUS CORE EQUITY FUND CLASS I
VIRTUS EMERGING MKTS OPPORTUNITIES FUND CLASS C
VIRTUS EMERGING MKTS OPPORTUNITIES FUND CLASS I
VIRTUS FOREIGN OPPORTUNITIES FUND CLASS C
VIRTUS FOREIGN OPPORTUNITIES FUND CLASS I
VIRTUS GLOBAL COMMODITIES STOCK FUND CLASS A
VIRTUS GLOBAL COMMODITIES STOCK FUND CLASS C
VIRTUS GLOBAL COMMODITIES STOCK FUND CLASS I
VIRTUS GLOBAL INFRASTRUCTURE FUND CLASS C
VIRTUS GLOBAL INFRASTRUCTURE FUND CLASS I
VIRTUS GLOBAL OPPORTUNITIES FUND CLASS C
VIRTUS GLOBAL PREM ALPHASECTOR (SM) FUND CLASS C
VIRTUS GLOBAL PREM ALPHASECTOR (SM) FUND CLASS I
VIRTUS GLOBAL PREM APLHASECTOR (SM) FUND CLASS A
VIRTUS GLOBAL REAL ESTATE FUND CLASS C
VIRTUS GLOBAL REAL ESTATE SECURITIES FUND CLASS A
VIRTUS GLOBAL REAL ESTATE SECURITIES FUND CLASS I
VIRTUS GREATER ASIA EX JAPAN OPPORTUNITY FD CL A
VIRTUS GREATER ASIA EX JAPAN OPPORTUNITY FD CL C
VIRTUS GREATER ASIA EX JAPAN OPPORTUNITY FD CL I
VIRTUS GREATER EUROPEAN OPPORTUNITY FD CL A
VIRTUS GREATER EUROPEAN OPPORTUNITY FD CL C
VIRTUS GREATER EUROPEAN OPPORTUNITY FD CL I
VIRTUS GROWTH & INCOME FUND CLASS C
VIRTUS GROWTH & INCOME FUND CLASS I
VIRTUS HIGH YIELD FUND CLASS C
VIRTUS HIGH YIELD INCOME FUND CLASS I
VIRTUS INSTITUTIONAL BOND FUND CLASS Y
VIRTUS INTERMEDIATE GOVERNMENT BOND FUND CLASS I
VIRTUS INTERMEDIATE TAX-EXEMPT BOND FUND CLASS C
VIRTUS INTERMEDIATE TAX-EXEMPT BOND FUND CLASS I
VIRTUS INTERNATIONAL REAL ESTATE SECURITIES A
VIRTUS INTERNATIONAL REAL ESTATE SECURITIES C
VIRTUS INTERNATIONAL REAL ESTATE SECURITIES I
VIRTUS MARKET NEUTRAL FUND CLASS C
VIRTUS MARKET NEUTRAL FUND CLASS I
VIRTUS MID CAP CORE FUND CLASS A
VIRTUS MID CAP CORE FUND CLASS I
VIRTUS MID-CAP GROWTH FUND CLASS C
VIRTUS MID-CAP GROWTH FUND CLASS I
VIRTUS MID-CAP VALUE FUND CLASS A
VIRTUS MID-CAP VALUE FUND CLASS C
VIRTUS MID-CAP VALUE FUND CLASS I
VIRTUS MULTI-SECTOR FIXED INCOME FUND CLASS C
CUSIP
926464264
926464355
926464132
926464249
92828R180
92828R172
92828R164
92828R271
92828R479
92828R313
92828R867
92828T202
92828T301
92828N601
92828R305
92828R404
92828R602
92828T509
92828T608
92828T806
92828T889
92828R842
92828R834
92828W106
92828W205
92828W304
92828R818
92828R792
92828R420
92828R149
92828R131
92828R156
92828R396
92828R412
92828R388
92828R370
92828R362
92828R354
92828R347
92828R339
92828R321
92828N858
92828N841
92828R768
92828T855
92828M207
92828T814
92828T780
92828T772
92828R750
92828R743
92828R735
92828R693
92828R297
92828N114
92828N130
92828N742
92828N734
92828N726
92828N718
92828N692
92828R651
Page 176 of 185
Symbol
VSVGX
VINGX
VVFCX
VVFGX
VAAAX
VAACX
VAISX
VARIX
PWBCX
VADIX
PDPCX
PBCIX
HIBLX
PSBCX
SAVCX
SAVYX
CTXEX
PICCX
HGRIX
PICEX
HIEMX
JVICX
JVXIX
VGCAX
VGCCX
VGCIX
PGUCX
PGIUX
WWOCX
VGPCX
VGPIX
VGPAX
VGSCX
VGSAX
VGISX
VGAAX
VGACX
VGAIX
VGEAX
VGECX
VGEIX
PGICX
PXIIX
PGHCX
HHYIX
PYMBX
HIGIX
PCXIX
HIXIX
PXRAX
PXRCX
PXRIX
EMNCX
VIMNX
VMACX
VIMCX
PSKCX
PICMX
FMIVX
FMICX
PIMVX
NCMFX
Fund Type
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VIRTUS FUNDS
VOLUMETRIC FUND
VULCAN VALUE FUNDS
VULCAN VALUE FUNDS
WADDELL & REED FUNDS
Fund Description
VIRTUS MULTI-SECTOR FIXED INCOME FUND CLASS I
VIRTUS MULTI-SECTOR SHORT TERM BOND BOND FUND CLASS T
VIRTUS MULTI-SECTOR SHORT TERM BOND FUND CLASS C
VIRTUS MULTI-SECTOR SHORT TERM BOND FUND CLASS I
VIRTUS PREMIUM ALPHASECTOR FUND CLASS C
VIRTUS PREMIUM ALPHASECTOR FUND CLASS I
VIRTUS QUALITY LARGE-CAP VALUE FUND CLASS C
VIRTUS QUALITY LARGE-CAP VALUE FUND CLASS I
VIRTUS QUALITY SMALL-CAP FUND CLASS C
VIRTUS QUALITY SMALL-CAP FUND CLASS I
VIRTUS REAL ESTATE SECURITIES FUND CLASS C
VIRTUS REAL ESTATE SECURITIES FUND CLASS I
VIRTUS SENIOR FLOATING RATE FUND CLASS A
VIRTUS SENIOR FLOATING RATE FUND CLASS C
VIRTUS SENIOR FLOATING RATE FUND CLASS I
VIRTUS SHORT/INTERMEDIATE BOND FUND CLASS C
VIRTUS SHORT/INTERMEDIATE BOND FUND CLASS I
VIRTUS SMALL-CAP CORE FUND CLASS C
VIRTUS SMALL-CAP CORE FUND CLASS I
VIRTUS SMALL-CAP SUSTAINABLE GROWTH FUND CLASS C
VIRTUS SMALL-CAP SUSTAINABLE GROWTH FUND CLASS I
VIRTUS STRATEGIC GROWTH FUND CLASS C
VIRTUS STRATEGIC GROWTH FUND CLASS I
VIRTUS TACTICAL ALLOCATION FUND CLASS C
VIRTUS TAX-EXEMPT BOND FUND CLASS C
VIRTUS TAX-EXEMPT BOND FUND CLASS I
VIRTUS VALUE EQUITY FUND CLASS C
VIRTUS VALUE EQUITY FUND CLASS I
VOLUMETRIC FUND
VULCAN VALUE PARTNERS FUND
VULCAN VALUE PARTNERS SMALL CAP FUND
IVY ASSET STRATEGY FUND CLASS B
IVY ASSET STRATEGY FUND CLASS C
IVY ASSET STRATEGY FUND CLASS I
IVY ASSET STRATEGY FUND CLASS R
IVY ASSET STRATEGY FUND CLASS Y
IVY ASSET STRATEGY NEW OPPORTUNITIES FUND CLASS B
IVY ASSET STRATEGY NEW OPPORTUNITIES FUND CLASS C
IVY ASSET STRATEGY NEW OPPORTUNITIES FUND CLASS I
IVY ASSET STRATEGY NEW OPPORTUNITIES FUND CLASS R
IVY ASSET STRATEGY NEW OPPORTUNITIES FUND CLASS Y
IVY BALANCED FUND CL B
IVY BALANCED FUND CLASS C
IVY BALANCED FUND CLASS I
IVY BALANCED FUND CLASS Y
IVY BOND FUND CLASS B
IVY BOND FUND CLASS C
IVY BOND FUND CLASS I
IVY BOND FUND CLASS Y
IVY CORE EQUITY FUND CLASS B
IVY CORE EQUITY FUND CLASS C
IVY CORE EQUITY FUND CLASS I
IVY CORE EQUITY FUND CLASS Y
IVY CUNDILL GLOBAL VALUE FUND CLASS B
IVY CUNDILL GLOBAL VALUE FUND CLASS C
IVY CUNDILL GLOBAL VALUE FUND CLASS I
IVY CUNDILL GLOBAL VALUE FUND CLASS Y
IVY DIVIDEND OPPORTUNITIES FUND CLASS B
IVY DIVIDEND OPPORTUNITIES FUND CLASS C
IVY DIVIDEND OPPORTUNITIES FUND CLASS I
IVY DIVIDEND OPPORTUNITIES FUND CLASS Y
IVY ENERGY FUND CLASS B
CUSIP
92828R289
92828R594
92828R628
92828R610
92828R248
92828R230
92828N452
92828N445
92828N676
92828N668
92828R560
92828R552
92828R545
92828R537
92828R529
92828T756
92828T749
92828N536
92828N528
92828N619
92828N593
92828N486
92828N478
92828N775
92828T624
92828T616
92828T582
92828T574
928741107
317609691
317609683
466000742
466000734
466001864
466000114
466000726
466001724
466001716
466001690
466001682
466001674
465898617
465898591
465898146
465898583
465898336
465898328
465897775
465898575
466000205
466000304
466000163
466000403
465898799
465898781
465898112
465897148
465898658
465898641
465899201
465898633
466000387
Page 177 of 185
Symbol
VMFIX
PMSTX
PSTCX
PIMSX
VAPCX
VAPIX
PPTCX
PIPTX
PQSCX
PXQSX
PHRCX
PHRIX
PSFRX
PFSRX
PSFIX
PCMZX
HIBIX
PKSCX
PKSFX
PSGCX
PXSGX
SSTFX
PLXGX
POICX
PXCZX
HXBIX
PIQCX
HEQIX
VOLMX
VVPLX
VVPSX
WASBX
WASCX
IVAEX
IASRX
WASYX
INOBX
INOCX
INOIX
INORX
INOYX
IBNBX
IBNCX
IYBIX
IBNYX
IBOBX
IBOCX
IVBIX
IBOYX
WCEBX
WTRCX
ICIEX
WCEYX
ICDBX
ICDCX
ICVIX
ICDYX
IVDBX
IVDCX
IVDIX
IVDYX
IEYBX
Fund Type
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
Fund Description
IVY ENERGY FUND CLASS C
IVY ENERGY FUND CLASS I
IVY ENERGY FUND CLASS Y
IVY EUROPEAN OPPORT FUND CLASS B
IVY EUROPEAN OPPORT FUND FD CLASS C
IVY EUROPEAN OPPORTUNITIES FUND CLASS I
IVY EUROPEAN OPPORTUNITIES FUND CLASS Y
IVY GLOBAL BOND FUND CLASS B
IVY GLOBAL BOND FUND CLASS C
IVY GLOBAL BOND FUND CLASS I
IVY GLOBAL BOND FUND CLASS Y
IVY GLOBAL NATURAL RESOURCES CLASS B
IVY GLOBAL NATURAL RESOURCES CLASS C
IVY GLOBAL NATURAL RESOURCES FUND CLASS I
IVY GLOBAL NATURAL RESOURCES FUND CLASS R
IVY HIGH INCOME FUND CLASS B
IVY HIGH INCOME FUND CLASS C
IVY HIGH INCOME FUND CLASS I
IVY HIGH INCOME FUND CLASS Y
IVY INTERNATIONAL BALANCED CLASS Y
IVY INTERNATIONAL BALANCED FUND CLASS B
IVY INTERNATIONAL BALANCED FUND CLASS C
IVY INTERNATIONAL BALANCED FUND CLASS I
IVY INTERNATIONAL CORE EQUITY FUND CLASS B
IVY INTERNATIONAL CORE EQUITY FUND CLASS C
IVY INTERNATIONAL CORE EQUITY FUND CLASS I
IVY INTERNATIONAL CORE EQUITY FUND CLASS Y
IVY INTERNATIONAL GROWTH FUND CLASS B
IVY INTERNATIONAL GROWTH FUND CLASS C
IVY INTERNATIONAL GROWTH FUND CLASS I
IVY INTERNATIONAL GROWTH FUND CLASS Y
IVY LARGE CAP GROWTH FUND CLASS I
IVY LARGE CAP GROWTH FUND CLASS R
IVY LARGE CAP GROWTH FUND CLASS Y
IVY LARGE-CAP GROWTH FUND CLASS B
IVY LARGE-CAP GROWTH FUND CLASS C
IVY LIMITED TERM BOND FUND CLASS B
IVY LIMITED TERM BOND FUND CLASS C
IVY LIMITED-TERM BOND FUND CLASS I
IVY LIMITED-TERM BOND FUND CLASS Y
IVY MANAGED EUROPEAN/ PACIFIC FUND CLASS I
IVY MANAGED EUROPEAN/PACIFIC FUND CLASS B
IVY MANAGED EUROPEAN/PACIFIC FUND CLASS C
IVY MANAGED EUROPEAN/PACIFIC FUND CLASS Y
IVY MANAGED INTERNATIONAL OPORTUNITIES FD CL B
IVY MANAGED INTERNATIONAL OPORTUNITIES FD CL C
IVY MANAGED INTERNATIONAL OPORTUNITIES FD CL Y
IVY MANAGED INT'L OPPORTUNITIES FUND CLASS I
IVY MICRO CAP GROWTH FUND CLASS B
IVY MICRO CAP GROWTH FUND CLASS C
IVY MICRO CAP GROWTH FUND CLASS I
IVY MICRO CAP GROWTH FUND CLASS Y
IVY MID CAP GROWTH FUND CLASS B
IVY MID CAP GROWTH FUND CLASS C
IVY MID CAP GROWTH FUND CLASS I
IVY MID CAP GROWTH FUND CLASS R
IVY MID CAP GROWTH FUND CLASS Y
IVY MUNICIPAL BOND FUND CLASS B
IVY MUNICIPAL BOND FUND CLASS C
IVY MUNICIPAL BOND FUND CLASS I
IVY MUNICIPAL BOND FUND CLASS Y
IVY MUNICIPAL HIGH INCOME FUND CLASS B
CUSIP
466000379
466000148
466000361
465898823
465898831
465899755
465897130
465899730
465899722
465899714
465899698
465897411
465897395
465899508
465898310
466000650
466000643
466000122
466000635
465898534
465898559
465898542
465899763
465897346
465897338
465899706
465898682
465897601
465897585
465898724
465897114
466001203
466000429
466000585
466000619
466000593
466000874
466000866
466001401
466000858
465898245
465898278
465898260
465898237
465898211
465898195
465898161
465898179
465899672
465899664
465899656
465899649
466000569
466000551
466001609
466000411
466000544
466000833
466000825
46601B101
466000817
466001773
Page 178 of 185
Symbol
IEYCX
IVEIX
IEYYX
IEOBX
IEOCX
IEOIX
IEOYX
IVSBX
IVSCX
IVSIX
IVSYX
IGNBX
IGNCX
IGNIX
IGNRX
WHIBX
WRHIX
IVHIX
WHIYX
IVBYX
IVBBX
IVBCX
IIBIX
IIFBX
IVIFX
ICEIX
IVVYX
IVIBX
IVNCX
IGIIX
IVIYX
IYGIX
WLGRX
WLGYX
WLGBX
WLGCX
WLTBX
WLBCX
ILTIX
WLTYX
IVMIX
IVMBX
IVMCX
IVMYX
IVTBX
IVTCX
IVTYX
IVTIX
IGWBX
IGWCX
IGWIX
IGWYX
WMGBX
WMGCX
IYMIX
WMGRX
WMGYX
WMBBX
WMBCX
IMBIX
WMBYX
IYIBX
Fund Type
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
Fund Description
IVY MUNICIPAL HIGH INCOME FUND CLASS C
IVY MUNICIPAL HIGH INCOME FUND CLASS I
IVY MUNICIPAL HIGH INCOME FUND CLASS Y
IVY PACIFIC OPPORTUNIITES FUND CLASS C
IVY PACIFIC OPPORTUNITES FUND CLASS I
IVY PACIFIC OPPORTUNITIES FUND CLASS B
IVY PACIFIC OPPORTUNITIES FUND CLASS Y
IVY REAL ESTATE SECURITIES FUND CLASS B
IVY REAL ESTATE SECURITIES FUND CLASS C
IVY REAL ESTATE SECURITIES FUND CLASS I
IVY REAL ESTATE SECURITIES FUND CLASS R
IVY REAL ESTATE SECURITIES FUND CLASS Y
IVY SCIENCE AND TECHNOLOGY FUND CLASS B
IVY SCIENCE AND TECHNOLOGY FUND CLASS C
IVY SCIENCE AND TECHNOLOGY FUND CLASS I
IVY SCIENCE AND TECHNOLOGY FUND CLASS R
IVY SCIENCE AND TECHNOLOGY FUND CLASS Y
IVY SMALL CAP GROWTH CLASS C
IVY SMALL CAP GROWTH CLASS Y
IVY SMALL CAP GROWTH FUND CLASS I
IVY SMALL CAP GROWTH FUND CLASS R
IVY SMALL CAP VALUE FUND CLASS C
IVY SMALL CAP VALUE FUND CLASS I
IVY SMALL-CAP GROWTH FUND CLASS B
IVY SMALL-CAP VALUE FUND CLASS B
IVY SMALL-CAP VALUE FUND CLASS Y
IVY TAX MANAGED EQUITY FUND CLASS B
IVY TAX MANAGED EQUITY FUND CLASS C
IVY TAX MANAGED EQUITY FUND CLASS I
IVY TAX MANAGED EQUITY FUND CLASS Y
IVY VALUE FUND CLASS B
IVY VALUE FUND CLASS C
IVY VALUE FUND CLASS I
IVY VALUE FUND CLASS Y
W&R ADVISORS ACCUMULATIVE FUND CLASS B
W&R ADVISORS ACCUMULATIVE FUND CLASS C
W&R ADVISORS ACCUMULATIVE FUND CLASS Y
W&R ADVISORS ASSET STRATEGY FUND CLASS A
W&R ADVISORS ASSET STRATEGY FUND CLASS B
W&R ADVISORS ASSET STRATEGY FUND CLASS C
W&R ADVISORS ASSET STRATEGY FUND CLASS Y
W&R ADVISORS BOND FUND CLASS B
W&R ADVISORS BOND FUND CLASS C
W&R ADVISORS BOND FUND CLASS Y
W&R ADVISORS CONTINENTAL INCOME FUND CLASS A
W&R ADVISORS CONTINENTAL INCOME FUND CLASS B
W&R ADVISORS CONTINENTAL INCOME FUND CLASS C
W&R ADVISORS CONTINENTAL INCOME FUND CLASS Y
W&R ADVISORS CORE INVESTMENT FUND CLASS A
W&R ADVISORS CORE INVESTMENT FUND CLASS B
W&R ADVISORS CORE INVESTMENT FUND CLASS C
W&R ADVISORS CORE INVESTMENT FUND CLASS Y
W&R ADVISORS DIVIDEND OPPORTUNITIES FUND CLASS A
W&R ADVISORS DIVIDEND OPPORTUNITIES FUND CLASS B
W&R ADVISORS DIVIDEND OPPORTUNITIES FUND CLASS C
W&R ADVISORS DIVIDEND OPPORTUNITIES FUND CLASS Y
W&R ADVISORS ENERGY FUND CLASS A
W&R ADVISORS ENERGY FUND CLASS B
W&R ADVISORS ENERGY FUND CLASS C
W&R ADVISORS ENERGY FUND CLASS Y
W&R ADVISORS GLOBAL BOND FUND CLASS A
W&R ADVISORS GLOBAL BOND FUND CLASS B
CUSIP
466001765
466001757
466001740
465897643
465899854
465897858
465898674
465898468
465898450
465899839
465898294
465898443
466000692
466000684
466001807
466000437
466000676
466000700
466000809
466001872
466000445
465898419
465899813
466000601
465898427
465898393
466001823
466001815
466001799
466001781
465898377
465898369
465899789
465898351
930057872
930057864
930057856
930057237
930057229
930057211
930057195
930057831
930057823
930057815
930057757
930057740
930057732
930057724
930057104
930057203
930057302
930057401
93005P104
93005P203
93005P302
93005P401
93005P880
93005P872
93005P864
93005P856
930057575
930057567
Page 179 of 185
Symbol
IYICX
WYMHX
IYIYX
IPOCX
IPOIX
IPOBX
IPOYX
IRSBX
IRSCX
IREIX
IRSRX
IRSYX
WSTBX
WSTCX
ISTIX
WSTRX
WSTYX
WRGCX
WSCYX
IYSIX
WSGRX
IYSCX
IVVIX
WSGBX
IYSBX
IYSYX
IYEBX
IYECX
WYTMX
IYEYX
IYVBX
IYVCX
IYAIX
IYVYX
WAABX
WAACX
WAAYX
UNASX
WBASX
WCASX
WYASX
WBABX
WCABX
WYABX
UNCIX
WACBX
WACCX
WACYX
UNCMX
UNIBX
WCCIX
UNIYX
WDVAX
WDVBX
WDVCX
WDVYX
WEGAX
WEGBX
WEGCX
WEGYX
UNHHX
WGBBX
Fund Type
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
WALL STREET FUNDS
WALTHAUSEN FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
WASATCH FUNDS
Fund Description
W&R ADVISORS GLOBAL BOND FUND CLASS C
W&R ADVISORS GLOBAL BOND FUND CLASS Y
W&R ADVISORS GOVERNMENT SECURITIES FUND CL A
W&R ADVISORS GOVERNMENT SECURITIES FUND CL B
W&R ADVISORS GOVERNMENT SECURITIES FUND CL C
W&R ADVISORS GOVERNMENT SECURITIES FUND CL Y
W&R ADVISORS HIGH INCOME FUND CLASS A
W&R ADVISORS HIGH INCOME FUND CLASS B
W&R ADVISORS HIGH INCOME FUND CLASS C
W&R ADVISORS HIGH INCOME FUND CLASS Y
W&R ADVISORS INTERNATIONAL GROWTH FUND CLASS A
W&R ADVISORS INTERNATIONAL GROWTH FUND CLASS C
W&R ADVISORS INTERNATIONAL GROWTH FUND CLASS Y
W&R ADVISORS MUNICIPAL BOND FUND CLASS A
W&R ADVISORS MUNICIPAL BOND FUND CLASS B
W&R ADVISORS MUNICIPAL BOND FUND CLASS C
W&R ADVISORS MUNICIPAL BOND FUND CLASS Y
W&R ADVISORS MUNICIPAL HIGH INCOME FUND CLASS A
W&R ADVISORS MUNICIPAL HIGH INCOME FUND CLASS B
W&R ADVISORS MUNICIPAL HIGH INCOME FUND CLASS C
W&R ADVISORS NEW CONCEPTS FUND CLASS A
W&R ADVISORS NEW CONCEPTS FUND CLASS B
W&R ADVISORS NEW CONCEPTS FUND CLASS C
W&R ADVISORS NEW CONCEPTS FUND CLASS Y
W&R ADVISORS SCIENCE AND TECHNOLOGY FUND CL A
W&R ADVISORS SCIENCE AND TECHNOLOGY FUND CL B
W&R ADVISORS SCIENCE AND TECHNOLOGY FUND CL C
W&R ADVISORS SCIENCE AND TECHNOLOGY FUND CL Y
W&R ADVISORS SMALL CAP FUND CLASS A
W&R ADVISORS SMALL CAP FUND CLASS B
W&R ADVISORS SMALL CAP FUND CLASS C
W&R ADVISORS SMALL CAP FUND CLASS Y
W&R ADVISORS TAX-MANAGED EQUITY FUND CLASS A
W&R ADVISORS TAX-MANAGED EQUITY FUND CLASS B
W&R ADVISORS TAX-MANAGED EQUITY FUND CLASS C
W&R ADVISORS VALUE FUND CLASS A
W&R ADVISORS VALUE FUND CLASS B
W&R ADVISORS VALUE FUND CLASS C
W&R ADVISORS VALUE FUND CLASS Y
W&R ADVISORS VANGUARD FUND CLASS A
W&R ADVISORS VANGUARD FUND CLASS B
W&R ADVISORS VANGUARD FUND CLASS C
W&R ADVISORS VANGUARD FUND CLASS Y
W&R INTERNATIONAL GROWTH FUND CLASS B
WALL STREET FUND
WALTHAUSEN SMALL CAP VALUE FUND RETAIL CLASS
WASATCH - 1ST SOURCE INCOME EQUITY FUND
WASATCH - 1ST SOURCE INCOME FUND
WASATCH CORE GROWTH FUND
WASATCH EMERGING INDIA FUND
WASATCH EMERGING MARKETS SMALL CAP FUND RETAIL CLASS
WASATCH GLOBAL OPPORTUNITIES FUND
WASATCH HERITAGE GROWTH FUND
WASATCH HOISINGTON U.S. TREASURY FUND
WASATCH INTERNATIONAL OPPORTUNITIES FUND
WASATCH INTL GROWTH FD
WASATCH LONG/SHORT FUND
WASATCH MICRO CAP FUND
WASATCH SMALL-CAP VALUE FUND
WASATCH STRATEGIC INCOME FUND
WASATCH ULTRA GROWTH FUND
WASATCH WORLD INNOVATORS FUND
CUSIP
930057559
930057542
930055108
930055207
930055306
930055405
930057716
930057690
930057682
930057674
930057799
930057773
930057765
930057450
930057443
930057435
930057427
930057419
930057393
930057385
930057625
930057617
930057591
930057583
930057500
930057609
930057708
930057807
930057328
930057310
930057294
930057286
930057369
930057351
930057344
93005P500
93005P609
93005P708
93005P807
930057666
930057658
930057641
930057633
930057781
932083108
933310104
936793843
936793850
936772201
936793827
936793884
936793868
936793603
936772300
936793702
936793405
936793835
936772508
936793207
936793801
936772409
936793306
Page 180 of 185
Symbol
WGBCX
WGBYX
UNGVX
WGVBX
WGVCX
WGVYX
UNHIX
WBHIX
WCHIX
WYHIX
UNCGX
WAICX
WAIYX
UNMBX
WBMBX
WCMBX
WYMBX
UMUHX
WBMHX
WCMHX
UNECX
UNEBX
WNCCX
UNEYX
UNSCX
USTBX
WCSTX
USTFX
UNSAX
WRSBX
WSCCX
WRSYX
WTEAX
WBTMX
WCTMX
WVAAX
WVABX
WVACX
WVAYX
UNVGX
WRVBX
WAVCX
WAVYX
WAIBX
WALLX
WSCVX
FMIEX
FMEQX
WGROX
WAINX
WAEMX
WAGOX
WAHGX
WHOSX
WAIOX
WAIGX
FMLSX
WMICX
WMCVX
WASIX
WAMCX
WAGTX
Fund Type
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
WBI FUNDS
WBI FUNDS
WBI FUNDS
WBI FUNDS
WEGENER FUNDS
WEITZ FUNDS
WEITZ FUNDS
WEITZ FUNDS
WEITZ FUNDS
WEITZ FUNDS
WEITZ FUNDS
WEITZ FUNDS
WEITZ FUNDS
WEITZ FUNDS
WEITZ FUNDS
WELLS FARGO ADVANTAGE FUND
Fund Description
WBI ABSOLUTE RETURN BALANCED FUND INSTITUTIONAL SHARES
WBI ABSOLUTE RETURN BALANCED FUND NO LOAD SHARES
WBI ABSOLUTE RETURN DIVIDEND GROWTH FUND INSTITUTIONAL SHARES
WBI ABSOLUTE RETURN DIVIDEND GROWTH FUND NO LOAD SHARES
WEGENER ADAPTIVE GROWTH FUND
WEITZ BALANCED FUND
WEITZ HICKORY FUND
WEITZ NEBRASKA TAX FREE INCOME FUND
WEITZ PARTNERS III OPPORTUNITY FUND
WEITZ PARTNERS III OPPORTUNITY FUND INVESTOR CLASS
WEITZ PARTNERS VALUE FUND
WEITZ RESEARCH FUND
WEITZ SHORT- INTERMEDIATE INCOME FUND INVESTOR CLASS
WEITZ SHORT-INTERMEDIATE INCOME FUND INSTITUTIONAL CLASS
WEITZ VALUE FUND
WELLS FARFO ADVTG SHORT-TERM HIGH YIELD BOND FD CL C
WELLS FARGO ADV EQUITY VALUE FUND CLASS R
WELLS FARGO ADV INTERM TAX/AMT-FREE FUND CLASS C
WELLS FARGO ADVANTAGE ASIA PACIFIC FUND CL C
WELLS FARGO ADVANTAGE ASIA PACIFIC FUND INV CL
WELLS FARGO ADVANTAGE ASSET ALLOCATION FUND CL C
WELLS FARGO ADVANTAGE ASSET ALLOCATION FUND CL R
WELLS FARGO ADVANTAGE CA TAX FREE FUND ADMIN
WELLS FARGO ADVANTAGE CAPITAL GROWTH FUND CLASS C
WELLS FARGO ADVANTAGE CAPITAL GROWTH FUND CLASS I
WELLS FARGO ADVANTAGE CAPITAL GROWTH FUND INV CL
WELLS FARGO ADVANTAGE COMMON STOCK FD INVESTOR CL
WELLS FARGO ADVANTAGE COMMON STOCK FUND CLASS C
WELLS FARGO ADVANTAGE DISCOVERY FD INSTITUTIONAL CL
WELLS FARGO ADVANTAGE DISCOVERY FUND CLASS C
WELLS FARGO ADVANTAGE DISCOVERY FUND INVESTOR CLASS
WELLS FARGO ADVANTAGE DIVERSIFIED EQUITY FUND CLASS C
WELLS FARGO ADVANTAGE DOW JONES TARGET 2015 FD INV CLASS
WELLS FARGO ADVANTAGE DOW JONES TARGET 2035 FD INV CL
WELLS FARGO ADVANTAGE DOW JONES TRAGET 2025 FD INV CL
WELLS FARGO ADVANTAGE EMERGING GROWTH FUND CLASS C
WELLS FARGO ADVANTAGE ENDEAVOR SELECT FUND CLASS C
WELLS FARGO ADVANTAGE ENDEAVOR SELECT FUND CLASS I
WELLS FARGO ADVANTAGE ENTERPRISE FD CL C
WELLS FARGO ADVANTAGE ENTERPRISE FD CL I
WELLS FARGO ADVANTAGE ENTERPRISE FD INV CL
WELLS FARGO ADVANTAGE EQUITY VALUE FUND CLASS C
WELLS FARGO ADVANTAGE GLOBAL OPPORTUNITIES FUND CLASS C
WELLS FARGO ADVANTAGE GOVT SECURITIES FD CL C
WELLS FARGO ADVANTAGE GOVT SECURITIES FD CL I
WELLS FARGO ADVANTAGE GOVT SECURITIES FD INV CL
WELLS FARGO ADVANTAGE GROWTH BALANCED FUND CL C
WELLS FARGO ADVANTAGE GROWTH FUND CLASS C
WELLS FARGO ADVANTAGE GROWTH FUND CLASS I
WELLS FARGO ADVANTAGE GROWTH FUND INV CLASS
WELLS FARGO ADVANTAGE HEALTH CARE FUND CLASS C
WELLS FARGO ADVANTAGE HIGH INCOME FUND CLASS C
WELLS FARGO ADVANTAGE HIGH INCOME FUND CLASS I
WELLS FARGO ADVANTAGE HIGH INCOME FUND INV CL
WELLS FARGO ADVANTAGE HIGH YIELD BOND FUND CL C
WELLS FARGO ADVANTAGE INCOME PLUS FD INVESTOR CL
WELLS FARGO ADVANTAGE INCOME PLUS FUND CLASS C
WELLS FARGO ADVANTAGE INDEX FUND CLASS C
WELLS FARGO ADVANTAGE INDEX INVESTOR CLASS
WELLS FARGO ADVANTAGE INT'L EQUITY FUND CLASS C
CUSIP
00768D665
00768D673
00768D640
00768D657
948588108
94904P104
94904P500
94904P807
94904P708
94904P872
94904P609
94904P880
94904P864
94904P302
94904P203
949921621
949921142
949921852
949921878
949915136
94985D426
94985D392
94975H676
949921209
949915615
949915623
949915417
949915425
949917355
949921605
949915342
94975G306
94984B306
94984B884
94984B850
94984B827
94984B603
949921712
949915573
949915565
949921779
949915367
949915383
94975J813
94985D830
949917587
949917579
949917561
94975G371
949915722
949915714
949915680
94985D558
94984B728
949917538
949917520
94985D186
949921522
94975H775
94984B561
949915730
949915151
Page 181 of 185
Symbol
WBBAX
WBADX
WBDGX
WBIDX
WAGFX
WBALX
WEHIX
WNTFX
WPOPX
WPOIX
WPVLX
WRESX
WSHNX
WEFIX
WVALX
WFHYX
WLVRX
WFTFX
WFCAX
SASPX
EACFX
EAXFX
SGCAX
WFCCX
WWCIX
SLGIX
STCSX
STSAX
WFDSX
WDSCX
STDIX
WFDEX
WFQEX
WFQTX
WFQSX
WFQGX
WFGYX
WEMCX
WECCX
WFCIX
WENCX
WFEIX
SENTX
WLVCX
EKGCX
WGSCX
SGVIX
STVSX
WFGWX
WGFCX
SGRNX
SGROX
EHCCX
WFNCX
SHYYX
STHYX
EKHCX
WIPNX
WFIPX
WFINX
WFIRX
WFEFX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
Fund Description
WELLS FARGO ADVANTAGE INTL VALUE FUND CLASS C
WELLS FARGO ADVANTAGE INTRINSIC SMALL CAP VALUE FUND CLASS I
WELLS FARGO ADVANTAGE INTRINSIC SMALL CAP VALUE FUND INVESTOR CLASS
WELLS FARGO ADVANTAGE INTRINSIC VALUE FUND CLASS C
WELLS FARGO ADVANTAGE INTRINSIC VALUE FUND INSTL CL
WELLS FARGO ADVANTAGE INTRINSIC WORLD EQUITY FD CL C
WELLS FARGO ADVANTAGE LARGE CAP CORE FUND CLASS C
WELLS FARGO ADVANTAGE LARGE CAP CORE FUND INSTL CL
WELLS FARGO ADVANTAGE LARGE CAP CORE FUND INVESTOR CLASS
WELLS FARGO ADVANTAGE LARGE COMPANY VALUE CL C
WELLS FARGO ADVANTAGE LARGE COMPANY VALUE FD INVESTOR CLASS
WELLS FARGO ADVANTAGE LARGE-CAP GROWTH FUND INV CL
WELLS FARGO ADVANTAGE MINNESOTA TAX-FREE FD CLASS C
WELLS FARGO ADVANTAGE MUNICIPAL BOND FD INVESTOR CL
WELLS FARGO ADVANTAGE MUNICIPAL BOND FUND CLASS C
WELLS FARGO ADVANTAGE OMEGA GROWTH FUND CLASS C
WELLS FARGO ADVANTAGE OMEGA GROWTH FUND CLASS R
WELLS FARGO ADVANTAGE OPPORTUNITY CLASS C
WELLS FARGO ADVANTAGE OPPORTUNITY FD INV
WELLS FARGO ADVANTAGE PRECIOUS METALS FUND CLASS C
WELLS FARGO ADVANTAGE PRECIOUS METALS FUND INSTL CL
WELLS FARGO ADVANTAGE SHORT TERM BOND FUND CL I
WELLS FARGO ADVANTAGE SHORT TERM BOND FUND INV
WELLS FARGO ADVANTAGE SMALL CAP VALUE FUND INST CL
WELLS FARGO ADVANTAGE SMALL MID CAP VALUE FUND CL C
WELLS FARGO ADVANTAGE SMALL/MID CAP CORE FUND CL C
WELLS FARGO ADVANTAGE SMALL/MID CAP VALUE FD INV CL
WELLS FARGO ADVANTAGE SMALL-CAP VALUE FUND CLASS C
WELLS FARGO ADVANTAGE SMALL-CAP VALUE FUND INVESTOR CLASS
WELLS FARGO ADVANTAGE TOTAL RETURN BOND FUND CLASS C
WELLS FARGO ADVANTAGE WI TAX FREE FD INVESTOR CL
WELLS FARGO ADVANTAGE WI TAX FREE FUND CLASS C
WELLS FARGO ADVTG ADJUSTABLE RATE GOVERNMENT FUND CL C
WELLS FARGO ADVTG ADJUSTABLE RATE GOVERNMENT FUND INSTL CLASS
WELLS FARGO ADVTG C&B LARGE CAP VALUE FUND CLASS C
WELLS FARGO ADVTG C&B LARGE CAP VALUE FUND CLASS I
WELLS FARGO ADVTG C&B LARGE CAP VALUE FUND INVESTOR CLASS
WELLS FARGO ADVTG C&B MID CAP VALUE FUND CLASS C
WELLS FARGO ADVTG C&B MID CAP VALUE FUND INVESTOR CLASS
WELLS FARGO ADVTG C&B MID-CAP VALUE FUND CLASS I
WELLS FARGO ADVTG CA LIMITED TERM TAX FREE FUND CLASS C
WELLS FARGO ADVTG CALIFORNIA TAX-FREE FUND CLASS C
WELLS FARGO ADVTG DISCIPLINED U.S. CORE FUND CLASS C
WELLS FARGO ADVTG DIVERSIFIED CAPITAL BUILDER FD INSTL CL
WELLS FARGO ADVTG DIVERSIFIED CAPITAL BUILDER FUND CLASS C
WELLS FARGO ADVTG DIVERSIFIED INCOME BUILDER FD INSTL CL
WELLS FARGO ADVTG DIVERSIFIED INCOME BUILDER FUND CLASS C
WELLS FARGO ADVTG DIVERSIFIED INTL FD INSTITUTIONAL CL
WELLS FARGO ADVTG DIVERSIFIED INTL FUND CLASS C
WELLS FARGO ADVTG DIVERSIFIED INTL FUND INVESTOR CLASS
WELLS FARGO ADVTG DOW JONES TARGET 2010 FUND
WELLS FARGO ADVTG DOW JONES TARGET TODAY FUND
WELLS FARGO ADVTG EMERGING MARKETS EQUITY FUND CLASS C
WELLS FARGO ADVTG INCOME PLUS FUND INSTITUTIONAL CLASS
WELLS FARGO ADVTG INDEX ASSET ALLOCATION FD CL C
WELLS FARGO ADVTG INDEX FUND ADMIN CL
WELLS FARGO ADVTG INFLATION-PROTECTED BOND FUND CLASS C
WELLS FARGO ADVTG INTERMEDIATE TAX/ AMT-FREE FD INV CL
WELLS FARGO ADVTG INTERNATIONAL BOND FUND CLASS C
Page 182 of 185
CUSIP
949915110
949915235
949915243
94984B199
94984B181
94985D798
94984B546
94984B520
94984B512
949921811
949915847
949915532
949917769
949917819
949917827
94985D301
94985D509
949921787
949915466
94985D517
94985D491
949917652
949917645
949921845
949921803
94985D707
949915268
949915292
949915284
94975J615
949917777
949917785
94985D640
94985D632
94975J292
94975J268
94975J284
94975J235
94975J227
94975J193
94975J755
94975H684
94984B165
94985D350
94985D368
94985D319
94985D327
949917322
94975G652
94984B686
949917231
949917223
949917215
949917199
949917249
94984B363
94984B694
94975H221
94975G686
94975J714
949917850
94985D590
Symbol
WFVCX
WFSSX
SCOVX
EIVCX
EIVIX
EWECX
EGOCX
EGOIX
WFLNX
WFLVX
SDVIX
STRFX
WMTCX
SXFIX
WMFCX
EKOCX
EKORX
WFOPX
SOPFX
EKWCX
EKWYX
SSHIX
SSTBX
WFSVX
WFCVX
ECOCX
SMMVX
SMVCX
SSMVX
MBFCX
SWFRX
WWTCX
ESACX
EKIZX
CBECX
CBLSX
CBEQX
CBMCX
CBMDX
CBMSX
SFCCX
SCTCX
EVSTX
EKBYX
EKBCX
EKSYX
EKSCX
WFISX
WFECX
WIEVX
WFCTX
WFDTX
WFETX
WFFTX
WFBTX
EMGCX
WIPIX
WFALX
WFIOX
IPBCX
SIMBX
ESIVX
Fund Type
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
Load
Load
Load
No/Low Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
Load
Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
Fund Description
WELLS FARGO ADVTG INTERNATIONAL BOND FUND INSTL CLASS
WELLS FARGO ADVTG INTERNATIONAL EQUITY FUND INSTL CL
WELLS FARGO ADVTG MODERATE BALANCED FUND CLASS C
WELLS FARGO ADVTG MUNICIPAL BOND FUND INSTITUTIONAL CLASS
WELLS FARGO ADVTG NORTH CAROLINA TAX- FREE FUND CLASS C
WELLS FARGO ADVTG NORTH CAROLINA TAX- FREE FUND INST CLASS
WELLS FARGO ADVTG PENNSYLVANIA TAX- FREE FUND INSTL CL
WELLS FARGO ADVTG PENNSYLVANIA TAX-FREE FUND CL C
WELLS FARGO ADVTG PREMIER LARGE COMPANY GROWTH FUND CLASS C
WELLS FARGO ADVTG PREMIER LARGE COMPANY GROWTH FUND INSTITUTIONAL CLASS
WELLS FARGO ADVTG SHORT DURATION GOVT BOND FUND CLASS C
WELLS FARGO ADVTG SHORT DURATION GOVT BOND FUND CLASS I
WELLS FARGO ADVTG SHORT TERM MUNI BOND FD INVESTOR CL
WELLS FARGO ADVTG SHORT TERM MUNI BOND FUND CLASS I
WELLS FARGO ADVTG SHORT-TERM BOND FUND CLASS C
WELLS FARGO ADVTG SHORT-TERM HIGH YIELD BOND FD INV CL
WELLS FARGO ADVTG SHORT-TERM MUNI BOND FUND CLASS C
WELLS FARGO ADVTG SHORT-TERM MUNICIPAL BOND FUND CLASS A
WELLS FARGO ADVTG SMALL COMPANY GROWTH FUND CLASS C
WELLS FARGO ADVTG SMALL COMPANY VALUE FUND CLASS C
WELLS FARGO ADVTG SPECIAL MID CAP VALUE FUND CLASS C
WELLS FARGO ADVTG SPECIAL MID CAP VALUE FUND CLASS I
WELLS FARGO ADVTG SPECIAL MID CAP VALUE FUND INVESTOR CLASS
WELLS FARGO ADVTG SPECIAL SMALL CAP VALUE FUND CLASS C
WELLS FARGO ADVTG SPECIALIZED TECH. FUND CLASS C
WELLS FARGO ADVTG STRATEGIC LARGE CAP GROWTH FUND CLASS C
WELLS FARGO ADVTG STRATEGIC LARGE CAP GROWTH FUND CLASS R
WELLS FARGO ADVTG STRATEGIC LARGE CAP GROWTH FUND INSTL CL
WELLS FARGO ADVTG STRATEGIC MUNICIPAL BOND FUND CLASS C
WELLS FARGO ADVTG TOTAL RETURN BOND FUND CLASS I
WELLS FARGO ADVTG TRADITIONAL SMALL CAP GROWTH FD INSTL CLASS
WELLS FARGO ADVTG ULTRA SHORT TERM INCOME FUND INV CL
WELLS FARGO ADVTG ULTRA SHORT TERM MUNI INCOME FD CL I
WELLS FARGO ADVTG ULTRA SHORT TERM MUNI INCOME FD INV
WELLS FARGO ADVTG ULTRA SHORT-TERM INCOME FUND ADMIN CL
WELLS FARGO ADVTG ULTRA SHORT-TERM INCOME FUND CLASS C
WELLS FARGO ADVTG ULTRA SHORT-TERM INCOME FUND CLASS I
WELLS FARGO ADVTG ULTRA SHORT-TERM MUNICIPAL INCOME FUND CLASS C
WELLS FARGO ADVTG UTILITY AND TELECOMM. FD INSTL CLASS
WELLS FARGO ADVTG UTILITY AND TELECOMM. FUND CL C
WELLS FARGO ADVTG WEALTHBUILDER CONSERVATIVE ALLOCATION PORTFOLIO
WELLS FARGO ADVTG WEALTHBUILDER EQUITY PORT FUND
WELLS FARGO ADVTG WEALTHBUILDER GROWTH ALLOCATION PORTFOLIO
WELLS FARGO ADVTG WEALTHBUILDER GROWTH BALANCED PORTFOLIO
WELLS FARGO ADVTG WEALTHBUILDER MODERATE BALANCED PORTFOLIO
WELLS FARGO ADVTG WEALTHBUILDER TACTICAL EQUITY PORTFOLIO FUND
WELLS FARGO OUTLOOK 2010 FUND CLASS C
WELLS FARGO OUTLOOK 2030 FUND CLASS A
WELLS FARGO OUTLOOK TODAY FUND CLASS A
WELLS FARGO OUTLOOK TODAY FUND CLASS C
WESTCORE BLUE CHIP FD
WESTCORE BLUE CHIP FUND INSTITUTIONAL CLASS
WESTCORE COLORADO TAX-EXEMPT FUND
WESTCORE FLEXIBLE INCOME FUND
WESTCORE FLEXIBLE INCOME FUND INSTITUTIONAL CLASS
WESTCORE GROWTH FUND
WESTCORE GROWTH FUND INSTITUTIONAL CLASS
WESTCORE INTERNATIONAL SMALL- CAP FUND
WESTCORE MICRO-CAP OPPORTUNITY FUND
Page 183 of 185
CUSIP
94985D582
94984B348
94975J391
949921670
94985D723
94985D715
94985D673
94985D681
94984B470
94984B454
94975J557
949917595
949917868
949921654
949921639
949917629
949917876
94984B751
94975J334
94975J748
949921407
949915482
949915490
94984B413
94975H122
94985D285
94985D269
94985D277
94985D756
94975J581
94985D244
949917736
949917702
949917801
949917710
94984B710
949917744
949921647
94985D459
94985D467
94975J136
94975G421
94975J128
94975H205
94975J110
94975G439
94975G256
94975G215
94975G181
94975G165
94975G124
94975G322
94975G298
957904881
957904527
957904782
957904709
957904519
957904667
957904634
957904550
957904477
Symbol
ESICX
WFENX
WFBCX
WMBIX
ENCCX
ENCYX
EKVYX
EKVCX
EKJCX
EKJYX
MSDCX
WSGIX
STSMX
WSBIX
WFSHX
STHBX
WSSCX
WSMAX
WSMCX
SCVFX
WFPCX
WFMIX
SMCDX
ESPCX
WFTCX
ESGTX
ESGRX
ESGIX
DHICX
MBFIX
EGRYX
STADX
SMAIX
SMUAX
WUSDX
WUSTX
SADIX
WFUSX
EVUYX
EVUCX
WBCAX
WBGIX
WBGGX
WBGBX
WBBBX
WBGAX
WFOCX
WFLAX
STHRX
WFDMX
WFOFX
STWRX
WFODX
WTMVX
WIMVX
WTCOX
WTLTX
WILTX
WTEIX
WILGX
WTIFX
WTMIX
Fund Type
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
Load
Load
Load
Load
Load
Load
No/Low Load
Load
Load
Load
No/Low Load
No/Low Load
Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTCORE FUNDS
WESTPORT FUNDS
WESTPORT FUNDS
WESTPORT FUNDS
WESTPORT FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILLIAM BLAIR FUNDS
WILMINGTON FUNDS
WILMINGTON FUNDS
WILMINGTON FUNDS
WILMINGTON FUNDS
WILMINGTON FUNDS
WILMINGTON FUNDS
WILMINGTON FUNDS
WILMINGTON FUNDS
WILMINGTON FUNDS
WILMINGTON FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WILSHIRE FUNDS
WINANS LONG/SHORT FUND
WINSLOW GREEN FUNDS
WINSLOW GREEN FUNDS
WINTERGREEN FUNDS
WINTRUST CAPITAL FUNDS
WORLDCOMMODITY FUNDS
WRIGHT FUNDS
WRIGHT FUNDS
WRIGHT FUNDS
WRIGHT FUNDS
WRIGHT FUNDS
YACKTMAN FUNDS
Fund Description
WESTCORE MID CAP OPPORTUNITY FUND
WESTCORE MIDCO GROWTH FUND
WESTCORE MIDCO GROWTH FUND INSTITUTIONAL CLASS
WESTCORE PLUS BOND FUND
WESTCORE PLUS BOND FUND INSTITUTIONAL CLASS
WESTCORE SELECT FUND
WESTCORE SMALL CAP OPPTY FD
WESTCORE SMALL-CAP OPPORTUNITY FUND INSTITUTIONAL CLASS
WESTPORT FUND CLASS I
WESTPORT FUND CLASS R
WESTPORT SELECT CAP FUND CLASS I
WESTPORT SELECT CAP FUND CLASS R
WILLIAM BLAIR BOND FUND CLASS N
WILLIAM BLAIR GLOBAL GROWTH FUND CLASS N
WILLIAM BLAIR GROWTH FUND CLASS N
WILLIAM BLAIR INCOME FUND CLASS N
WILLIAM BLAIR INTERNATIONAL EQUITY FUND CLASS N
WILLIAM BLAIR INTERNATIONAL GROWTH FUND CLASS N
WILLIAM BLAIR INTERNATIONAL SMALL CAP GROWTH FUND CL N
WILLIAM BLAIR LARGE CAP GROWTH FUND CLASS N
WILLIAM BLAIR LOW DURATION FUND CLASS N
WILLIAM BLAIR MID CAP GROWTH FUND CLASS N
WILLIAM BLAIR SMALL CAP GROWTH FUND CLASS N
WILLIAM BLAIR SMALL CAP VALUE FUND CLASS N
WILLIAM BLAIR SMALL MID CAP GROWTH FUND CLASS N
WILMINGTON AGGRESSIVE ASSET ALLOCATION FD INST
WILMINGTON BROAD MARKET BOND FUND INST CLASS
WILMINGTON CONSERVATIVE ASSET ALLOCATION FD INST
WILMINGTON LARGE CAP CORE FUND INST CLASS
WILMINGTON MULTI MANAGER INTL FUND INST CLASS
WILMINGTON MULTI MANAGER LARGE CAP FUND INST CLASS
WILMINGTON MULTI MANAGER REAL ASSET FUND INST CLASS
WILMINGTON MULTI MANAGER SMALL CAP FUND INST CLASS
WILMINGTON MUNICIPAL BOND FUND INST CLASS
WILMINGTON SHORT INTERMEDIATE TERM BOND FD INST CLASS
WILSHIRE 5000 INDEX PORTFOLIO INSTITUTIONAL CLASS
WILSHIRE 5000 INDEX PORTFOLIO INVESTOR CLASS
WILSHIRE LARGE CAP CORE 130/30 FUND INSTITUTIONAL CLASS
WILSHIRE LARGE CAP CORE 130/30 FUND INVESTOR CLASS
WILSHIRE LARGE COMPANY GROWTH FUND INSTITUTIONAL CLASS
WILSHIRE LARGE COMPANY GROWTH FUND INVESTOR CLASS
WILSHIRE LARGE COMPANY VALUE FUND INSTITUTIONAL CLASS
WILSHIRE LARGE COMPANY VALUE FUND INVESTOR CLASS
WILSHIRE SMALL COMPANY GROWTH FUND INSTITUTIONAL CLASS
WILSHIRE SMALL COMPANY GROWTH FUND INVESTOR CLASS
WILSHIRE SMALL COMPANY VALUE FUND INSTITUTIONAL CLASS
WILSHIRE SMALL COMPANY VALUE FUND INVESTOR CLASS
WINANS LONG/ SHORT FUND
WINSLOW GREEN GROWTH FUND INSTITUTIONAL CLASS
WINSLOW GREEN GROWTH FUND INVESTOR CLASS
WINTERGREEN FUND
WINTRUST CAPITAL DISCIPLINED EQUITY FUND CLASS A
WINTRUST CAPITAL DISCIPLINED EQUITY FUND CLASS I
WINTRUST CAPITAL SMALL CAP OPPORTUNITY FD CL A
WINTRUST CAPITAL SMALL CAP OPPORTUNITY FD CL I
WORLDCOMMODITY FUND
WRIGHT CURRENT INCOME FUND
WRIGHT INTERNATIONAL BLUE CHIP EQUITIES FUND
WRIGHT MAJOR BLUE CHIP EQUITIES FUND
WRIGHT SELECTED BLUE CHIP EQUITIES FUND
WRIGHT TOTAL RETURN BOND FUND
THE YACKTMAN FOCUSED FUND
CUSIP
957904584
957904717
957904204
957904675
957904485
957904576
957904618
957904592
961323300
961323102
961323409
961323201
969251206
093001121
093001105
093001204
093001253
093001402
093001170
093001535
969251701
093001147
093001477
093001600
093001345
92934T773
92934R603
92934T757
92934R488
92934R538
92934T203
92934R249
92934R173
92934R801
92934R405
971897863
971897855
971897814
971897822
971897509
971897103
971897608
971897202
971897707
971897301
971897806
971897400
66537T539
742935265
742935273
97607W102
66537T356
66537T315
66537T166
66537T174
981555105
982349607
98235F404
98235F305
98235F107
982349300
984281204
Page 184 of 185
Symbol
WTMCX
WTMGX
WIMGX
WTIBX
WIIBX
WTSLX
WTSCX
WISCX
WPFIX
WPFRX
WPSCX
WPSRX
WBBNX
WGGNX
WBGSX
WBRRX
WIENX
WBIGX
WISNX
LCGNX
WBLNX
WCGNX
WBSNX
WBVDX
WSMNX
WAAIX
WBRIX
WCAIX
WLRIX
WMIIX
WMLIX
WMRIX
WMSIX
WTAIX
WSIIX
WINDX
WFIVX
WLTTX
WLCTX
WLCGX
DTLGX
WLCVX
DTLVX
WSMGX
DTSGX
WSMVX
DTSVX
ETFMX
WGGIX
WGGFX
WGRNX
WHLAX
WHLIX
WHSAX
WHSIX
WCOMX
WCIFX
WIBCX
WQCEX
WSBEX
WTRBX
YAFFX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
Load
No/Low Load
Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TIAA-Cref
Fund Family
YACKTMAN FUNDS
YIELD QUEST FUNDS
YIELD QUEST FUNDS
YIELD QUEST FUNDS
ZEO FUNDS
Fund Description
YACKTMAN FUND
YIELD QUEST CORE EQUITY FUND
YIELD QUEST TAX EXEMPT BOND FUND
YIELD QUEST TOTAL RETURN BOND FUND
ZEO STRATEGIC INCOME FUND
CUSIP
984281105
98584A105
98584A303
98584A204
66537X522
Page 185 of 185
Symbol
YACKX
YQCEX
YQTEX
YQTRX
ZEOIX
Fund Type
No/Low Load
No/Low Load
No/Low Load
No/Low Load
No/Low Load
FundVest Fund
N
N
N
N
N

Retirement Consolidation Self Directed Account Info

Transcription

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