Code Of Conduct - CWA Local 2100

Transcription

Code Of Conduct - CWA Local 2100
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INTEGRITY
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RESPECT
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PERFORMANCE EXCELLENCE
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ACCOUNTABILITY
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WE KNOW
W TEAMWORK ENABLES US TO SERVE OUR
CUSTOM
MERS BETTER AND FAS
ASTER. WE EM
MBR
BRAC
ACE
E
DIVE
DI
VERS
RSIT
ITY
Y AN
AND
D PE
PERS
RSON
ONAL
AL DEV
EVEL
ELOP
OPME
M NT NOT
O ONLY
Y
BECA
AUSE
E IT’S
S THE RIGHT THING
G TO DO, BUT ALSO
BECAUSE IT’S SMART BUSINESS.
S
We are driven no
ot by ego but
u by
y ac
acco
comp
mpli
l sh
s me
ment
nts.
s We ke
keep
ep
o r co
ou
c mm
mmittme
ment
ntss to eac
a h ot
othe
her an
nd ou
o r cu
c st
stom
mer
ers.
s Our
word is ou
ur co
conttra
r ct
ct.. We re
r sp
spec
ectt an
a d tr
t us
ustt one
e an
a ot
othe
er,
r
comm
co
mmun
u ic
icatin
ng open
nly
ly, ca
c nd
ndidly and
d directly since any other
way is unffair and a waste of time. We voice our opinion and
wa
ex
xercise constructive dissent, and
n then rally ar
a ound the
agreed-upon action
o with ourr full
l sup
uppo
p rt
r . An
A y on
ne of us ca
an
deliive
de
ver a viiew or id
idea
ea to an
anyo
yone
ne elsse, and lis
iste
ten
n to and val
alue
ue
anot
an
otthe
her’
r’ss vi
view
ew reg
gar
ardl
dles
esss of
o tittle or le
leve
vel.l. Ide
deas
as liv
ive
e an
and
d di
die
e
on the
heir
ir mer
e it
itss ra
r th
ther
er tha
han
n wh
w er
e e th
hey
e wer
ere
e in
inve
vent
nted
ed..
WE HAV
AVE
E WOR
ORK
K BE
BECA
CAUS
USE
E OU
OUR
R CU
C ST
S OM
MER
ERS
S VA
V LU
L E OU
O R
HG
HI
GH
H-Q
QUA
ALI
LITY
TY
Y COM
MMU
MUNI
NICA
CATI
CA
TION
ON
NS SE
S RV
R IC
ICES
ES
ES.
S.
We
e del
e iv
ver sup
uper
e io
er
iorr cu
cust
stom
omer
er exp
xper
erie
ienc
nccess thr
hrou
ough
g
gh
o r pr
ou
prod
od
duc
ucts
ts and our act
ctio
ions
ns.. Ev
Ever
eryt
ythi
hing
ng
g we do we bu
buil
ild
d
on a str
tron
ong
g ne
netw
twor
ork,
k, sys
yste
tems
ms and pro
roce
ess fou
ound
ndat
atio
ion.
n
The
Th
e qu
qual
alit
ity
y an
and
d re
eli
liab
abil
ilitty of the
e pro
oductts we deliv
iver are
r
para
pa
amo
moun
unt.
t. Cussto
tome
m rs pay
y us to
t pro
ovide them
m wi
with
h services
th
hat the
ey ca
an re
ely on.
WE
E FOC
OCUS
US OUT
U WAR
ARD
RD ON
O TH
HE
E CUS
STOM
MER
R, NO
N T IN
NWAR
RD.
WE
E MAK
AKE
E IT
I EASY
Y FOR CUS
U TO
OME
MERS
RS TO DO
O BUSIN
USIN
US
NES
ESS
S
WIT
ITH
H US
US,, BY
BY LIS
STE
ENI
N NG
G, AN
ANTI
TICI
CIPA
PATI
PA
T NG
TI
G AND RES
SPO
OND
DIN
I G
TO THE
HEIR
IR
R NEE
EEDS
D .
DS
We know our produccts
t and
n can exp
xpla
l in the
hem
m to cussto
tome
mers
me
rss.
We focus on fundam
men
e ta
al ex
xeccut
utio
ion.
n. We ar
are
e ac
acccoun
u ta
un
tabl
ble
bl
e
and we follow throug
u h wi
w th a sen
nse
s of ur
urge
genc
ncy.
y. We kn
know
ow
w
that hav
ving the high
hes
e t etthiica
c l st
stan
a da
dard
rdss iss a com
ompe
p ti
pe
titi
tiive
e
advantage.
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WE BEL
ELIE
I VE
IE
V INT
NTEG
EGRI
RITY
T IS AT
TY
A THE COR
ORE
E OF WHO
WE AR
ARE.
E IT ES
STA
ABL
BLIS
IS
SHE
HES
S TH
T E TR
TRUS
US
ST TH
THAT
AT IS
S CR
RIT
TIC
CAL
L
TO THE REL
LAT
TIONS
IO
ONSHI
H PS WE HA
AVE
V .
We are com
ommi
mitt
tted
ed to do
o the rig
ght thi
hing
ng and fol
ollo
low
w so
soun
und
d
busi
bu
sine
si
ness
ne
sss pra
ract
ctic
ct
ices
ic
e in de
es
eal
alin
ing
in
g wiith
h ourr cus
usto
tome
mers
rs,, su
supp
ppli
lier
ers,
s,
owne
ow
ners
rss and
d com
mpe
peti
t to
ti
ors
r . Ou
O r co
comp
mpet
etit
itor
orss ar
are
e no
nott en
enem
emie
ies;
s;
they
th
ey are cha
halllen
enge
gers
ge
rs who dri
rive
ve us to imp
mpro
rove
ve. We are goo
ood
d
c rp
co
porrat
a e ci
citi
tize
zens
ns and sha
hare
re our suc
ucce
cess
ss wit
ith
h th
the
e co
comm
mmun
unit
ity
y
to mak
ake
e th
the
e wo
worl
rld
d in whi
hich
ch we wo
ork
k bet
ette
terr th
than
an it wa
was
yest
ye
ster
erda
d y.
da
y
WE KNO
OW THA
HAT
T BIG
IGNE
NESS
NE
SS IS NO
N T OU
O R ST
STRE
RENG
RE
NGTH
NG
T ,
TH
BEST
BE
S IS OUR
ST
OU
UR ST
TRE
RENG
NG
GTH
T .
Bureaucracy is
i an enemy. We
e fig
fi ht
h eve
v ry day to stay “small”
an
nd keep
ep burea
e uc
u racy
cy out. We are mor
ore
e ag
agil
ile
e th
than
an com
ompa
pani
n es
a fr
f ac
acti
t on
o of ou
o r si
s ze
ze,, be
beca
caus
use
e we act fasst an
and
d ta
take
k ris
ke
isks
k
ks
ever
ev
ery
y da
ay.
y We se
see
e cr
cris
i is
is
i and cha
h ng
n e as
a opp
p or
ortu
tuni
tu
niti
ni
ties
ti
ess, no
nott
th
hre
reat
ats.
s.. We ru
un to a criisi
sis,
s not awa
s,
way.
y. Cha
hang
nge
ng
e en
ener
ergi
er
g ze
gi
zess us
us..
W worrk ha
We
h rd
rd,, ta
take
ke acttio
ion
n an
and
d ta
take
ke per
erso
sona
so
nall ac
na
acco
coun
co
unta
un
tabi
bili
bi
lity
li
ty
forr ge
fo
gett
ttin
tt
in
ng th
thin
in
ngs don
one.
e. Our act
ctio
io
ons pro
odu
duce
ce
e mea
easu
sura
r blle
ra
resu
re
su
ult
lts.
s
s.
EVE
ERY
RYTH
T IN
TH
NG WE DO IS BU
BUIL
ILT
IL
T ON TH
HE ST
STRO
RONG
N
NG
F UN
FO
UNDA
DATI
DA
TION
TI
ON OF OU
OUR
R CO
CORP
R OR
RP
O AT
A E VA
VALU
LU
UES
ES..
We wor
ork
k 24
24x7
x7 bec
ecau
ause
au
se
e our cus
usto
tome
to
mers
me
rs dep
epen
end
en
d on us 24
24x7
x7..
x7
We kno
now
w ou
ourr be
best
st was goo
ood
d fo
or to
t da
d y.
y To
om
mor
o ro
row
w we
we’l’l’lll do
bett
be
tter
tt
er..
er
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Our Commitment:
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Our Core Values:
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t Integrity
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t Accountability
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A Message to all Employees..........................................................................................................i
Introduction ....................................................................................................................................1
1. Maintaining an Inclusive, Fair and Healthy Work Environment ............................................4
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3. Protecting Verizon’s Assets and Reputation ........................................................................12
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Sources of Help..............................................................................................................................30
Quick Reference Chart..................................................................................................................30
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Sustain a Culture of Integrity
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Set the Tone at the Top
Build Trust and Credibility
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t Read the Code
t Understand the Code
t Utilize Available
Resources
NJTDPOEVDU &UIJDBM CFIBWJPS EPFT OPU TJNQMZ IBQQFO JU JT UIF QSPEVDU PG DMFBS BOE EJSFDU
DPNNVOJDBUJPO PG CFIBWJPSBM FYQFDUBUJPOT NPEFMFE GSPN UIF UPQ BOE EFNPOTUSBUFE CZ FYBNQMF
t Comply with the Code
3FQPSU BMM TVTQFDUFE WJPMBUJPOT
PG UIJT $PEF
Speak Up
Do the Right Thing Because It’s the Right Thing To Do
"U 7FSJ[PO XF IBWF BO PQFO EPPS QPMJDZ &WFSZPOF TIPVME GFFM DPNGPSUBCMF TQFBLJOH IJT PS
VZ Ethics and EEO GuideLine
IFS NJOE QBSUJDVMBSMZ XJUI SFTQFDU UP FUIJDBM DPODFSOT :PV NVTU SFQPSU TVTQFDUFE BOE BDUVBM
WJPMBUJPOT PG UIJT $PEF DPNQBOZ QPMJDZ BOE UIF MBX 7FSJ[PO XJMM JOWFTUJHBUF SFQPSUFE JOTUBODFT
64
*OUFSOBUJPOBM
XXXWFSJ[POHVJEFMJOFDPN
PG RVFTUJPOBCMF PS VOFUIJDBM CFIBWJPS
*O EFDJEJOH XIFUIFS B WJPMBUJPO PG UIF $PEF IBT PDDVSSFE PS JT BCPVU UP PDDVS ZPV TIPVME GJSTU
BTL ZPVSTFMG
t $PVME UIJT DPOEVDU CF WJFXFE BT EJTIPOFTU VOFUIJDBM PS VOMBXGVM
t $PVME UIJT DPOEVDU IVSU 7FSJ[PO $PVME JU DBVTF 7FSJ[PO UP MPTF DSFEJCJMJUZ XJUI JUT DVTUPNFST
CVTJOFTT QSPWJEFST PS JOWFTUPST
t $PVME UIJT DPOEVDU IVSU PUIFS QFPQMF TVDI BT PUIFS FNQMPZFFT JOWFTUPST PS DVTUPNFST
*G UIF BOTXFS UP BOZ PG UIFTF RVFTUJPOT JT iZFTw PS FWFO iNBZCFw ZPV IBWF JEFOUJGJFE B QPUFOUJBM
JTTVF UIBU ZPV NVTU SFQPSU
Where to Report
You Are Accountable
"OZPOF NBZ TVCNJU BO BOPOZNPVT PS DPOGJEFOUJBM DPNQMBJOU PS JORVJSZ CZ DBMMJOH UIF VZ Ethics
and EEO GuideLine PS HPJOH POMJOF BU www.verizonguideline.com *G ZPV IBWF RVFTUJPOT
SFHBSEJOH BOZ PG UIF MBXT EJTDVTTFE JO UIJT $PEF ZPV TIPVME DPOUBDU UIF -FHBM %FQBSUNFOU
Imminent Danger or Illegal Conduct
:PV NVTU JNNFEJBUFMZ SFQPSU BOZ JOTUBODF PG WJPMFODF IPTUJMF CFIBWJPS QPTTFTTJPO PG XFBQPOT PS
BOZ DPNQPOFOU PG B XFBQPO PO DPNQBOZ QSPQFSUZ PS SFMBUFE JMMFHBM DPOEVDU UP 4FDVSJUZ BOE B
TVQFSWJTPS *O DBTFT PG JNNJOFOU EBOHFS ZPV TIPVME DPOUBDU PS MPDBM MBX FOGPSDFNFOU GJSTU
BOE UIFO DPOUBDU 4FDVSJUZ BU 800.997.3287 64
PS *OUFSOBUJPOBM
Discrimination or Harassment
*G ZPV CFMJFWF ZPV BSF B WJDUJN PG PS B XJUOFTT UP EJTDSJNJOBUJPO PS IBSBTTNFOU ZPV NVTU SFQPSU JU
)BSBTTNFOU PS EJTDSJNJOBUJPO
UP ZPVS TVQFSWJTPS )VNBO 3FTPVSDFT PS NBLF B DPOGJEFOUJBM DPOUBDU UP UIF 7; &UIJDT BOE &&0
PG BOZ LJOE JT OPU UPMFSBUFE
(VJEF-JOF *G ZPVS DPNQMBJOU JT BCPVU ZPVS TVQFSWJTPS PS ZPV BSF PUIFSXJTF VODPNGPSUBCMF
SFQPSUJOH ZPVS DPNQMBJOU UP IJN PS IFS ZPV TIPVME SFQPSU JU EJSFDUMZ UP )VNBO 3FTPVSDFT PS UIF
7; &UIJDT BOE &&0 (VJEF-JOF :PV NBZ BMTP BEESFTT TVTQFDUFE EJTDSJNJOBUJPO PS IBSBTTNFOU
EJSFDUMZ XJUI UIF QFSTPO FOHBHJOH JO TVDI DPOEVDU JG ZPV BSF DPNGPSUBCMF EPJOH TP BOE ZPV
CFMJFWF UIF DPOEVDU JT VOJOUFOUJPOBM
Accounting, Internal Accounting Controls or Auditing Complaints
:PV NVTU SFQPSU BOZ DPODFSOT PS RVFTUJPOT ZPV IBWF BCPVU UIF BDDVSBDZ PS JOUFHSJUZ PG 7FSJ[POT
GJOBODJBM TUBUFNFOUT SFQPSUJOH BDDPVOUJOH JOUFSOBM BDDPVOUJOH DPOUSPMT PS BVEJUJOH NBUUFST UP
*OUFSOBM "VEJU BU [email protected] PS UP UIF 7; &UIJDT BOE &&0 (VJEF-JOF
Confidential Reporting and No Retaliation
3FQPSUT BOE DPNQMBJOUT XJMM CF LFQU DPOGJEFOUJBM UP UIF FYUFOU QFSNJUUFE CZ MBX BOE CZ UIF
DPNQBOZT OFFE UP JOWFTUJHBUF UIF TJUVBUJPO
7FSJ[PO QSPIJCJUT SFUBMJBUJPO BHBJOTU FNQMPZFFT XIP TVCNJU PS QBSUJDJQBUF JO UIF JOWFTUJHBUJPO PG
BOZ DPNQMBJOUT *G ZPV CFMJFWF ZPV PS PUIFST BSF UIF TVCKFDU PG SFUBMJBUJPO GPS SFQPSUJOH TVTQFDUFE
NJTDPOEVDU PS QBSUJDJQBUJOH JO BO JOWFTUJHBUJPO ZPV NVTU SFQPSU UIF NBUUFS UP UIF 7; &UIJDT BOE
&&0 (VJEF-JOF PS UIF -FHBM %FQBSUNFOU
:PV NVTU BEIFSF UP UIF $PEF
PG $POEVDU BOE GVMMZ DPPQFSBUF
XJUI BMM JOWFTUJHBUJPOT SFMBUJOH
UP 7FSJ[PO
7FSJ[PO XJMM OPU UPMFSBUF
SFUBMJBUJPO BHBJOTU FNQMPZFFT
XIP SFQPSU TVTQFDUFE
Cooperation with Investigations
NJTDPOEVDU PS QSPWJEF
:PV NVTU DPPQFSBUF DPNQMFUFMZ JO BOZ JOWFTUJHBUJPO SFMBUJOH UP 7FSJ[PO :PV NVTU CF IPOFTU BOE
JOGPSNBUJPO BT QBSU PG
GPSUIDPNJOH BU BMM UJNFT EVSJOH BO JOWFTUJHBUJPO BOE ZPV NVTU QSPWJEF BOZ JOWFTUJHBUPS XJUI GVMM
BO JOWFTUJHBUJPO
BDDVSBUF UJNFMZ BOE USVUIGVM JOGPSNBUJPO .JTSFQSFTFOUJOH GBDUT PS GBJMJOH UP EJTDMPTF GBDUT EVSJOH
BO JOWFTUJHBUJPO JT TUSJDUMZ QSPIJCJUFE :PV NBZ OFWFS JOUFSGFSF XJUI PS PCTUSVDU BO JOWFTUJHBUJPO
DPOEVDUFE CZ UIF DPNQBOZ CZ BOZ UIJSE QBSUZ PO UIF DPNQBOZT CFIBMG PS BOZ HPWFSONFOU
BHFODZ *G B QPMJDF PGGJDFS PUIFS MBX FOGPSDFNFOU QFSTPOOFM PS HPWFSONFOU FNQMPZFF GSPN BOZ BHFODZ
FYDFQU GPS FOWJSPONFOUBM IFBMUI BOE TBGFUZ BHFODJFT XIJDI BSF BEESFTTFE JO 4FDUJPO PG UIF
$PEF
SFRVFTUT BDDFTT UP DPNQBOZ QSFNJTFT PS UP DPNQBOZ PS DVTUPNFS JOGPSNBUJPO ZPV NVTU
JNNFEJBUFMZ OPUJGZ UIF -FHBM %FQBSUNFOU GPS BQQSPQSJBUF HVJEBODF "OZ EPDVNFOUT JOGPSNBUJPO
PS UFTUJNPOZ ZPV QSPWJEF JO SFTQPOTF UP B SFRVFTU CZ B HPWFSONFOU BHFODZ NVTU CF GVMM GBJS
BDDVSBUF BOE UJNFMZ BOE SFWJFXFE JO BEWBODF CZ UIF -FHBM %FQBSUNFOU *G ZPV EJTDPWFS PS TVTQFDU
BOZ NJTSFQSFTFOUBUJPO NJTTUBUFNFOU NJTVOEFSTUBOEJOH PNJTTJPO PS PUIFS NJTUBLF CZ ZPVSTFMG
PS BOPUIFS FNQMPZFF ZPV NVTU JNNFEJBUFMZ EJTDMPTF JU UP UIF -FHBM %FQBSUNFOU TP UIBU UIF
DPNQBOZ DBO UBLF QSPNQU TUFQT UP SFNFEZ UIF TJUVBUJPO 5IF SFRVJSFNFOUT PG UIJT TVCTFDUJPO
EP OPU BQQMZ UP QSPWJEJOH JOGPSNBUJPO PS UFTUJNPOZ JO ZPVS JOEJWJEVBM DBQBDJUZ UP B HPWFSONFOUBM
CPEZ PS BHFODZ PO CFIBMG PG ZPVSTFMG PS DPXPSLFST XIFSF QSPUFDUFE CZ BQQMJDBCMF MBX
" 2VJDL 3FGFSFODF $IBSU XJUI BMM UIF JNQPSUBOU DPOUBDU JOGPSNBUJPO BQQFBST BU UIF FOE PG UIJT
$PEF
You are required to comply with this Code as a condition of continued employment. This Code does not give you rights of any
kind, and may be changed by the company at any time without notice. Employment with Verizon is “at will,” which means that
you or Verizon may terminate your employment, at any time, with or without cause, with or without notice, for any reason not
prohibited by law, unless governed by a collective bargaining agreement or specific contract of employment. This at will
employment relationship may not be modified except in a written agreement signed by the employee and an authorized
representative of Verizon. This Code sets forth policies and practices applicable to all Verizon employees, except employees
of Verizon Wireless, which has its own Code which applies to its employees.
1
.BJOUBJOJOH BO *ODMVTJWF 'BJS BOE )FBMUIZ
8PSL &OWJSPONFOU
4FDUJPO
7FSJ[PO FNQMPZFFT NVTU BDU XJUI GVOEBNFOUBM IPOFTUZ BOE JOUFHSJUZ JO BMM DPNQBOZ EFBMJOHT
DPNQMZ XJUI BMM MBXT UIBU HPWFSO PVS CVTJOFTT NBJOUBJO BO FUIJDBM BOE QSPGFTTJPOBM XPSL
FOWJSPONFOU BOE DPNQMZ XJUI BMM DPNQBOZ QPMJDJFT 7FSJ[PO FNQMPZFFT BSF SFRVJSFE UP USFBU
DVTUPNFST GFMMPX FNQMPZFFT BOE WFOEPST XJUI SFTQFDU EJHOJUZ IPOFTUZ GBJSOFTT BOE JOUFHSJUZ
1.1
:PV NVTU USFBU BMM DVTUPNFST
GFMMPX FNQMPZFFT BOE WFOEPST
XJUI SFTQFDU EJHOJUZ IPOFTUZ
Diversity and Equal Opportunity Commitment
"U 7FSJ[PO EJWFSTJUZ NFBOT FNCSBDJOH EJGGFSFODFT BOE QSPNPUJOH BO JODMVTJWF PSHBOJ[BUJPO UIBU
WBMVFT UIF EJWFSTJUZ PG FNQMPZFFT DVTUPNFST TVQQMJFST BOE DPNNVOJUZ QBSUOFST CFDBVTF JUT UIF
SJHIU UIJOH UP EP BOE ESJWFT CVTJOFTT TVDDFTT
GBJSOFTT BOE JOUFHSJUZ
7FSJ[PO JT DPNNJUUFE UP BUUSBDUJOH EFWFMPQJOH BOE SFUBJOJOH B IJHIMZ RVBMJGJFE EJWFSTF BOE
%JWFSTF NJOET FYQFSJFODFT
DVMUVSFT BOE QFSTQFDUJWFT IFMQ
VT CFUUFS TFSWF PVS DVTUPNFST
EFEJDBUFE XPSL GPSDF *U JT 7FSJ[POT QPMJDZ UP DPNQMZ GVMMZ XJUI BMM MBXT QSPWJEJOH FRVBM
PQQPSUVOJUZ UP BMM QFSTPOT XJUIPVU SFHBSE UP SBDF DPMPS SFMJHJPOBHF HFOEFS TFYVBM PSJFOUBUJPO
HFOEFSJEFOUJUZBOEFYQSFTTJPOOBUJPOBM PSJHJO EJTBCJMJUZ NBSJUBM TUBUVTDJUJ[FOTIJQ TUBUVTWFUFSBO
TUBUVTNJMJUBSZTUBUVT PS BOZPUIFS QSPUFDUFE DBUFHPSZ VOEFS BQQMJDBCMF MBX 'PS DPNQBOZ CVTJOFTT
7FSJ[PO XJMM VTFGBDJMJUJFTTQPOTPS FWFOUT PS NBJOUBJO NFNCFSTIJQT POMZ BU CVTJOFTTFT PS PSHBOJ[BUJPOT
UIBU EP OPU IBWFFYDMVTJPOBSZ NFNCFSTIJQ QSBDUJDFT
1.2
Discrimination and Harassment
:PV NBZ OFWFS WJFX PS EJTQMBZ
7FSJ[PO IBT B QPMJDZ PG [FSP UPMFSBODF GPS EJTDSJNJOBUJPO TFYVBM IBSBTTNFOU PS PUIFS IBSBTTNFOU
BOZ QPSOPHSBQIJD PCTDFOF PS
CBTFE POSBDFDPMPSSFMJHJPOBHFHFOEFSTFYVBMPSJFOUBUJPOHFOEFSJEFOUJUZBOEFYQSFTTJPO
PGGFOTJWF NBUFSJBM UISPVHI
OBUJPOBMPSJHJOEJTBCJMJUZNBSJUBMTUBUVTDJUJ[FOTIJQTUBUVTWFUFSBOTUBUVTNJMJUBSZTUBUVTPSBOZ
DPNQBOZ TZTUFNT PO DPNQBOZ
PUIFSQSPUFDUFEDBUFHPSZVOEFSBQQMJDBCMFMBX )BSBTTNFOU JODMVEFT CVU JT OPU MJNJUFE UP SBDJTUTFYJTU
PS DVTUPNFS QSFNJTFT PS JO
PS FUIOJDDPNNFOUT KPLFT PS HFTUVSFT PS BOZ DPOEVDU PS TUBUFNFOU DSFBUJOH BO JOUJNJEBUJOHIPTUJMF PS
DPNQBOZ WFIJDMFT
PGGFOTJWF XPSLFOWJSPONFOU
"OZ VOMBXGVM EJTDSJNJOBUJPO PS IBSBTTNFOU NVTU CF CSPVHIU UP UIF BUUFOUJPO PG ZPVS TVQFSWJTPS
2
)VNBO 3FTPVSDFT PS UIF 7; &UIJDT BOE &&0 (VJEF-JOF *G ZPVS DPNQMBJOU JT BCPVU ZPVS TVQFSWJTPS PS
.Z TVQFSWJTPS SFRVJSFT
ZPV BSF PUIFSXJTF VODPNGPSUBCMF SFQPSUJOH ZPVS DPNQMBJOU UP IJN PS IFS ZPV TIPVME SFQPSU JU EJSFDUMZ
UIF UFBN UP NFFU BUUFOEBODF
UBSHFUT BOE RVBMJUZ HPBMT &WFSZ
NPOUI UIFSF JT BOPUIFS
EJTDSJNJOBUJPO PS IBSBTTNFOU EJSFDUMZ XJUI UIF QFSTPO FOHBHJOH JO TVDI DPOEVDU JG ZPV BSF
DPNGPSUBCMF EPJOH TP BOE ZPV CFMJFWF UIF DPOEVDU JT VOJOUFOUJPOBM
SFRVJSFNFOU *TOU UIJT
IBSBTTNFOU
"
UP )VNBO 3FTPVSDFT PS UIF 7; &UIJDT BOE &&0 (VJEF-JOF :PV NBZ BMTP BEESFTT TVTQFDUFE
1.3
Workplace Violence
7FSJ[PO XJMM OPU UPMFSBUF BOZ UISFBUFOJOH IPTUJMF PS BCVTJWF CFIBWJPS JO UIF XPSLQMBDF XIJMF
*U JT OPU DPOTJEFSFE
IBSBTTNFOU GPS NBOBHFNFOU
PQFSBUJOH DPNQBOZ WFIJDMFT PS PO DPNQBOZ CVTJOFTT PS CZ BOZ QFSTPOT PO DPNQBOZ QSPQFSUZ
UP FOGPSDF KPC QFSGPSNBODF
BOE XJMM UBLF JNNFEJBUF BOE BQQSPQSJBUF BDUJPO BHBJOTU PGGFOEFST VQ UP BOE JODMVEJOH
SFRVJSFNFOUT JO B GBJS BOE
UFSNJOBUJPO PG FNQMPZNFOU BOE SFGFSSBM GPS DSJNJOBM QSPTFDVUJPO /PS XJMM 7FSJ[PO UPMFSBUF
DPOTJTUFOU NBOOFS
UISFBUFOJOH IPTUJMF PS BCVTJWF DPOEVDU EJSFDUFE BU FNQMPZFFT PS DVTUPNFST CZ 7FSJ[PO
QFSTPOOFM BU BOZ UJNF PS QMBDF %BNBHF UP QSPQFSUZ JT BMTP QSPIJCJUFE
6OMFTT MPDBM MBX FYQSFTTMZ QFSNJUT QPTTFTTJPO PG B XFBQPO JO B MPDLFE QFSTPOBM WFIJDMF PO
DPNQBOZ QSPQFSUZ ZPV NBZ OPU QPTTFTT PS VTF BOZ XFBQPO PS BOZ DPNQPOFOU PG B XFBQPO FH
BNNVOJUJPO
PO DPNQBOZ QSPQFSUZ :PV NVTU SFQPSU BOZ JOTUBODF PG WJPMFODF IPTUJMF CFIBWJPS PS
QPTTFTTJPO PG XFBQPOT PO DPNQBOZ QSPQFSUZ UP 4FDVSJUZ BOE B TVQFSWJTPS JNNFEJBUFMZ *O DBTFT PG
JNNJOFOU EBOHFS ZPV TIPVME DPOUBDU PS MPDBM MBX FOGPSDFNFOU GJSTU BOE UIFO DPOUBDU 4FDVSJUZ
%PNFTUJD WJPMFODF DBO BMTP BEWFSTFMZ BGGFDU XPSLQMBDF TBGFUZ *G ZPV BSF UIF WJDUJN PG TVDI
WJPMFODF ZPV TIPVME OPUJGZ UIF QPMJDF BOE 4FDVSJUZ PG BOZ QFSTPO XIP NBZ BGGFDU ZPVS TBGFUZ PS
UIF TBGFUZ PG ZPVS GFMMPX FNQMPZFFT :PV DBO BMTP DPOUBDU UIF &NQMPZFF "TTJTUBODF 1SPHSBN GPS
GVSUIFS BTTJTUBODF TFF 2VJDL 3FGFSFODF $IBSU GPS DPOUBDU JOGPSNBUJPO PO QBHFT 1.4
Workplace Safety and Environment
7FSJ[PO JT DPNNJUUFE UP QSPWJEJOH B TBGF XPSLQMBDF GPS BMM FNQMPZFFT BOE NFFUJOH JUT
FOWJSPONFOUBM SFTQPOTJCJMJUJFT :PV NVTU QFSGPSN ZPVS KPC JO B TBGF BOE FOWJSPONFOUBMMZ
SFTQPOTJCMF NBOOFS JO DPNQMJBODF XJUI BQQMJDBCMF 7FSJ[PO QPMJDJFT BOE QSBDUJDFT BOE UIF MBX
1FSGPSN ZPVS KPC JO B TBGF BOE
FOWJSPONFOUBMMZ SFTQPOTJCMF
NBOOFS
*G ZPV CFMJFWF UIBU B TBGFUZ IFBMUI PS FOWJSPONFOUBM IB[BSE FYJTUT UIBU UIFSF IBT CFFO B SFMFBTF
PG BOZ IB[BSEPVT TVCTUBODF PS UIBU TBGFUZ IFBMUI PS FOWJSPONFOUBM HVJEFMJOFT BSF OPU CFJOH
GPMMPXFE ZPV NVTU JNNFEJBUFMZ SFQPSU UIF TJUVBUJPO UP ZPVS TVQFSWJTPS BOE UIF TBGFUZ BOE
FOWJSPONFOUBM NBOBHFNFOU PSHBOJ[BUJPO BU 800.386.9639
*G ZPV BSF B TVQFSWJTPS ZPV NVTU BMTP FOTVSF UIBU ZPVS EJSFDU SFQPSUT BSF USBJOFE PO UIF TBGFUZ BOE
FOWJSPONFOUBM QSBDUJDFT BQQMJDBCMF UP FBDI PG UIFJS KPCT BOE JNQMFNFOU BOE FOGPSDF BMM BQQMJDBCMF
SFHVMBUJPOT BOE QPMJDJFT :PV NVTU JOWFTUJHBUF BMM TBGFUZ IFBMUI BOE FOWJSPONFOUBM JTTVFT UIBU
DPNF UP ZPVS BUUFOUJPO BOE SFGFS BOZ JTTVFT PG QPUFOUJBM OPODPNQMJBODF UP ZPVS TVQFSWJTPS BOE
UIF TBGFUZ BOE FOWJSPONFOUBM NBOBHFNFOU PSHBOJ[BUJPO
*G ZPV CFMJFWF UIBU ZPVS TVQFSWJTPS IBT GBJMFE UP UBLF BQQSPQSJBUF BDUJPO UP SFNFEZ B DPOEJUJPO
XIJDI JT VOTBGF PS JO WJPMBUJPO PG BOZ MBX PS TBGFUZ IFBMUI BOE FOWJSPONFOUBM QSBDUJDF ZPV NVTU
DPOUBDU B SFQSFTFOUBUJWF PG UIF TBGFUZ BOE FOWJSPONFOUBM NBOBHFNFOU PSHBOJ[BUJPO
7FSJ[PO JT SFRVJSFE UP SFDPSE BOE SFQPSU XPSLSFMBUFE BDDJEFOUT *G ZPV BSF JOWPMWFE JO B XPSL
SFMBUFE BDDJEFOU ZPV NVTU JNNFEJBUFMZ SFQPSU JU UP B TVQFSWJTPS BOE GPMMPX UIF DPNQBOZT
QPMJDJFT GPS SFQPSUJOH BDDJEFOUT BOE JOKVSJFT
(PWFSONFOU BHFODJFT NBZ DPOEVDU QFSJPEJD JOTQFDUJPOT GPS DPNQMJBODF XJUI TBGFUZ IFBMUI
BOE FOWJSPONFOUBM SFRVJSFNFOUT *G PGGJDJBMT PG BOZ HPWFSONFOUBM BHFODZ TFFL UP DPOEVDU BO
JOTQFDUJPO ZPV NVTU JNNFEJBUFMZ DPOUBDU BOE DPOTVMU XJUI B DPNQBOZ SFQSFTFOUBUJWF JO UIF
TBGFUZ BOE FOWJSPONFOUBM NBOBHFNFOU PSHBOJ[BUJPO
1.5
Substance Abuse - Illegal Drugs and Controlled Substances
7FSJ[PO JT DPNNJUUFE UP NBJOUBJOJOH B TBGF BOE ESVHGSFF FOWJSPONFOU GPS BMM JUT FNQMPZFFT 8IJMF
PO DPNQBOZ UJNF DPNQBOZ QSFNJTFT PS XIJMF PQFSBUJOH DPNQBOZ FRVJQNFOU PS WFIJDMFT ZPV
NBZ OFWFS VTF USBOTGFS TFMM NBOVGBDUVSF PS QPTTFTT JMMFHBM ESVHT XIJDI JODMVEF BOZ DPOUSPMMFE
TVCTUBODFT UIBU IBWF OPU CFFO QSFTDSJCFE GPS ZPV CZ ZPVS EPDUPS
PS ESVH QBSBQIFSOBMJB :PV NBZ
OPU SFQPSU UP XPSL VOEFS UIF JOGMVFODF PG BOZ JMMFHBM ESVH PS JG UFTUJOH XPVME EFNPOTUSBUF UIBU ZPV
IBWF VTFE PS DPOTVNFE BO JMMFHBM ESVH
*G ZPV BSF UBLJOH BOZ NFEJDBUJPO UIBU DSFBUFT B TBGFUZ SJTL ZPV NVTU SFQPSU UIJT UP ZPVS TVQFSWJTPS
BOE ZPV NVTU OPU PQFSBUF BOZ 7FSJ[PO NBDIJOFSZ PS WFIJDMF JG UIF NFEJDBUJPO BGGFDUT ZPVS
QFSDFQUJPO PS SFTQPOTJWFOFTT
:PV NVTU JNNFEJBUFMZ SFQPSU BOZ BSSFTU QFOEJOH GJOBM SFTPMVUJPO PS DPOWJDUJPO GPS B ESVHSFMBUFE
PGGFOTF UP UIF 7; &UIJDT BOE &&0 (VJEF-JOF TP UIBU UIF DPNQBOZ NBZ EFUFSNJOF XIFUIFS UIJT NBZ
BGGFDU ZPVS BCJMJUZ UP QFSGPSN ZPVS KPC PS PUIFSXJTF BGGFDU UIF DPNQBOZT CVTJOFTT JOUFSFTUT
1.5.1
2
Alcohol
:PV NBZ OPU QPTTFTT TFSWF CF VOEFS UIF JOGMVFODF PG PS ESJOL BMDPIPM XIJMF PO DPNQBOZ QSPQFSUZ
* BN BUUFOEJOH B XPSL
SFMBUFE DPOGFSFODF %VSJOH UIF
XIJMF JO B DPNQBOZ WFIJDMF PS XIJMF DPOEVDUJOH CVTJOFTT GPS 7FSJ[PO 5IF POMZ FYDFQUJPOT BSF GPS
FWFOJOH XFMDPNJOH SFDFQUJPO
7FSJ[PO GVODUJPOT XIFSF BMDPIPM NBZ CF TFSWFE POMZ XJUI QSJPS BQQSPWBM GSPN B WJDF QSFTJEFOU MFWFM
BMDPIPM JT TFSWFE $BO * ESJOL
PS BCPWF TVQFSWJTPS PS FYUFSOBM FWFOUT BU XIJDI ZPV BSF SFQSFTFOUJOH 7FSJ[PO "MUIPVHI BMDPIPM
BMDPIPMJD CFWFSBHFT BU UIJT
NBZ CF TFSWFE BU TVDI FWFOUT DPOTVNQUJPO JT DPNQMFUFMZ WPMVOUBSZ TIPVME BMXBZT CF JO
FWFOU
NPEFSBUJPO BOE OFWFS JO B NBOOFS UIBU XPVME FNCBSSBTT PS IBSN UIF DPNQBOZ
"
:PV NVTU JNNFEJBUFMZ SFQPSU UP UIF 7; &UIJDT BOE &&0 (VJEF-JOF BOZ BSSFTU QFOEJOH GJOBM
:FT CVU DPOTVNQUJPO
NVTU CF JO NPEFSBUJPO UP
SFTPMVUJPO PS DPOWJDUJPO GPS BO BMDPIPMSFMBUFE PGGFOTF SFMBUJOH UP DPOEVDU XIJMF PO DPNQBOZ
BWPJE JOUPYJDBUJPO BT ZPV BSF
QSPQFSUZ PS CVTJOFTT PS UIBU NBZ PUIFSXJTF BGGFDU ZPVS BCJMJUZ UP QFSGPSN ZPVS KPC PS PUIFSXJTF
SFQSFTFOUJOH 7FSJ[PO BOE
BGGFDU UIF DPNQBOZT CVTJOFTT JOUFSFTUT
NVTU CFIBWF QSPGFTTJPOBMMZ
)PXFWFS FNQMPZFFT ESJWJOH
1.6
DPNQBOZ WFIJDMFT BSF
4PMJDJUBUJPO BOE GVOESBJTJOH EJTUSBDU GSPN XPSL UJNF QSPEVDUJWJUZ NBZ CF QFSDFJWFE BT DPFSDJWF
QSPIJCJUFE GSPN DPOTVNJOH
BOE NBZ CF VOMBXGVM
BOZ BMDPIPM :PV TIPVME
Solicitation and Fundraising
4PMJDJUBUJPO EVSJOH XPSL UJNF EFGJOFE BT UIF XPSL UJNF PG FJUIFS UIF FNQMPZFF NBLJOH PS SFDFJWJOH UIF
OFWFS ESJOL BOE ESJWF
TPMJDJUBUJPO
UIF EJTUSJCVUJPO PG OPOCVTJOFTT MJUFSBUVSF JO XPSL BSFBT BU BOZ UJNF PS UIF VTF PG DPNQBOZ
SFTPVSDFT BU BOZ UJNF FNBJMT GBY NBDIJOFT DPNQVUFST UFMFQIPOFT FUD
UP TPMJDJU PS EJTUSJCVUF JT
QSPIJCJUFE /POFNQMPZFFT NBZ OPU FOHBHF JO TPMJDJUBUJPO PS EJTUSJCVUJPO PG MJUFSBUVSF PO DPNQBOZ
QSFNJTFT 5IF POMZ FYDFQUJPO UP UIJT QPMJDZ JT XIFSF UIF DPNQBOZ IBT BVUIPSJ[FE DPNNVOJDBUJPOT
SFMBUJOH UP CFOFGJUT PS TFSWJDFT NBEF BWBJMBCMF UP FNQMPZFFT CZ UIF DPNQBOZ DPNQBOZTQPOTPSFE
DIBSJUBCMF PSHBOJ[BUJPOT PS PUIFS DPNQBOZTQPOTPSFE FWFOUT PS BDUJWJUJFT 5P EFUFSNJOF XIFUIFS B
QBSUJDVMBS BDUJWJUZ JT BVUIPSJ[FE CZ UIF DPNQBOZ DPOUBDU UIF 7; &UIJDT BOE &&0 (VJEF-JOF
*OUFSOBM ESBXJOHT QSPNPUJOH
'VOESBJTJOH BOE QIJMBOUISPQJD JOJUJBUJWFT UIBU SFGFS UP PS VTF UIF 7FSJ[PO OBNF PS UIBU BSF PSHBOJ[FE
DPNQBOZ QSPEVDUT BOE
CZ PS EJSFDUFE UP 7FSJ[PO FNQMPZFFT JO UIF XPSLQMBDF NVTU CF DPOEVDUFE CZ UIF 7FSJ[PO
TFSWJDFT PS UFBN CVJMEJOH BSF
'PVOEBUJPO BOE NVTU DPOGPSN UP BMM DPNQBOZ TUBOEBSET JODMVEJOH UIJT $PEF
BMMPXFE XIFO WPMVOUBSZ BOE
5IJT TFDUJPO EPFT OPU BQQMZ UP QPMJUJDBM BDUJWJUJFT BEESFTTFE TFQBSBUFMZ JO TFDUJPO PG UIJT $PEF
JOWPMWF OP NPOFUBSZ
USBOTBDUJPOT
VOEFSUBLFO PO 7FSJ[POT CFIBMG JO DPPSEJOBUJPO XJUI UIF 1VCMJD "GGBJST 1PMJDZ $PNNVOJDBUJPOT
%FQBSUNFOU PS BDUJWJUJFT DPOEVDUFE QVSTVBOU UP UIF &NQMPZFF 3FTPVSDF (SPVQ (VJEFMJOFT
1.7
Gambling
:PV NBZ OPU HBNCMF PS QBSUJDJQBUF JO BOZ HBNFT PG DIBODF JODMVEJOH SBGGMFT TQPSUT QPPMT PS
MPUUFSJFT
PO DPNQBOZ QSFNJTFT PO DPNQBOZ TZTUFNT PS XIJMF DPOEVDUJOH DPNQBOZ CVTJOFTT
1.8
Employee Privacy
7FSJ[PO BDRVJSFT BOE SFUBJOT QFSTPOBM JOGPSNBUJPO BCPVU JUT FNQMPZFFT JO UIF OPSNBM DPVSTF PG
PQFSBUJPOT TVDI BT GPS FNQMPZFF JEFOUJGJDBUJPO QVSQPTFT BOE QSPWJTJPO PG FNQMPZFF CFOFGJUT :PV
NVTU UBLF BQQSPQSJBUF TUFQT UP QSPUFDU BMM QFSTPOBM FNQMPZFF JOGPSNBUJPO JODMVEJOH TPDJBM TFDVSJUZ
OVNCFST JEFOUJGJDBUJPO OVNCFST QBTTXPSET GJOBODJBM JOGPSNBUJPO BOE SFTJEFOUJBM UFMFQIPOF
OVNCFST BOE BEESFTTFT
:PV TIPVME OFWFS BDDFTT PCUBJO PS EJTDMPTF BOPUIFS FNQMPZFFT QFSTPOBM JOGPSNBUJPO UP QFSTPOT
JOTJEF PS PVUTJEF PG 7FSJ[PO VOMFTT ZPV BSF BDUJOH GPS MFHJUJNBUF CVTJOFTT QVSQPTFT BOE JO
BDDPSEBODF XJUI BQQMJDBCMF MBXT MFHBM QSPDFTT BOE DPNQBOZ QPMJDJFT JODMVEJOH PCUBJOJOH BOZ
BQQSPWBMT OFDFTTBSZ VOEFS UIPTF QPMJDJFT
1.8.1
Monitoring On the Job
*O PSEFS UP QSPUFDU DPNQBOZ BTTFUT QSPWJEF FYDFMMFOU TFSWJDF FOTVSF B TBGF XPSLQMBDF BOE UP
JOWFTUJHBUF JNQSPQFS VTF PS BDDFTT 7FSJ[PO NPOJUPST FNQMPZFFTVTF PG 7FSJ[POT DPNNVOJDBUJPOT
EFWJDFT DPNQVUFS TZTUFNT BOE OFUXPSLT JODMVEJOH UIF VTF PG UIF *OUFSOFU BOE DPSQPSBUF BOE QFSTPOBM
XFCCBTFE FNBJM BDDFTTFE GSPN 7FSJ[PO EFWJDFT PS TZTUFNT
BT QFSNJUUFE CZ MBX *O BEEJUJPO BOE BT
7FSJ[PO SFTFSWFT UIF SJHIU UP
JOTQFDU NPOJUPS BOE SFDPSE
UIF VTF PG BMM DPNQBOZ
QSPQFSUZ BOE TZTUFNT
QFSNJUUFE CZ MBX 7FSJ[PO SFTFSWFT UIF SJHIU UP JOTQFDU NPOJUPS BOE SFDPSE UIF VTF PG BMM DPNQBOZ
QSPQFSUZ DPNQBOZ QSPWJEFE DPNNVOJDBUJPOT EFWJDFT WFIJDMFT TZTUFNT BOE GBDJMJUJFT XJUI PS XJUIPVU
OPUJDF BOE UP TFBSDI PS NPOJUPS BU BOZ UJNF BOZ BOE BMM DPNQBOZ QSPQFSUZ BOE BOZ PUIFS QFSTPOBM
QSPQFSUZ JODMVEJOH WFIJDMFT
PO DPNQBOZ QSFNJTFT
1.8.2
Use of Recording Devices
*O NBOZ KVSJTEJDUJPOT VTF PG SFDPSEJOH EFWJDFT XJUIPVU UIF DPOTFOU PG CPUI QBSUJFT JT VOMBXGVM 6OMFTT
ZPV BSF QBSUJDJQBUJOH JO BO BQQSPWFE PCTFSWBUJPO QSPHSBN PS ZPV IBWF PCUBJOFE QSJPS BQQSPWBM GSPN
4FDVSJUZ PS UIF -FHBM %FQBSUNFOU ZPV NBZ OPU SFDPSE QIPUPHSBQI PS WJEFPUBQF BOPUIFS FNQMPZFF PS
BDDFTT BOPUIFS FNQMPZFFT TZTUFNT SFDPSET PS FRVJQNFOU XJUIPVU UIBU FNQMPZFFT LOPXMFEHF BOE
BQQSPWBM *O BEEJUJPO VOMFTT ZPV SFDFJWF QSJPS BQQSPWBM GSPN UIF -FHBM %FQBSUNFOU ZPV NBZ OFWFS
SFDPSE QIPUPHSBQI PS WJEFPUBQF BOZ DVTUPNFS CVTJOFTT QSPWJEFS PS DPNQFUJUPS XJUIPVU UIBU QFSTPOT
LOPXMFEHF BOE BQQSPWBM
1.9
Misconduct Off the Job
&NQMPZFFT NVTU BWPJE DPOEVDU PGG UIF KPC UIBU DPVME JNQBJS XPSL QFSGPSNBODF PS BGGFDU UIF DPNQBOZhT
SFQVUBUJPO PS CVTJOFTT JOUFSFTUT *O PSEFS GPS UIF DPNQBOZ UP EFUFSNJOF XIFUIFS PGG UIF KPC DPOEVDU
DPVME JNQBJS XPSL QFSGPSNBODF PS BGGFDU UIF DPNQBOZT SFQVUBUJPO PS CVTJOFTT JOUFSFTUT ZPV NVTU
QSPNQUMZ SFQPSU UP UIF 7; &UIJDT BOE &&0 (VJEF-JOF BOZ BSSFTU QFOEJOH GJOBM SFTPMVUJPO PS
DPOWJDUJPO GPS BOZ GFMPOZ PS TUBUF PS MPDBM MBX GFMPOZ FRVJWBMFOU
BOZ BSSFTU QFOEJOH GJOBM SFTPMVUJPO
PS DPOWJDUJPO GPS B DSJNF JOWPMWJOH EJTIPOFTUZ BTTBVMU PS CBUUFSZ PS BOZ PUIFS BSSFTU QFOEJOH GJOBM
SFTPMVUJPO PS DPOWJDUJPO XIJDI NBZ BGGFDU ZPVS BCJMJUZ UP QFSGPSN ZPVS KPC PS PUIFSXJTF BGGFDU UIF
DPNQBOZT CVTJOFTT JOUFSFTUT
2
.BJOUBJOJOH *OUFHSJUZ BOE 'BJSOFTT JO UIF 8PSLQMBDF
7FSJ[POT SFQVUBUJPO EFQFOET IFBWJMZ PO UIF BDUJPOT BOE JOUFHSJUZ PG JUT FNQMPZFFT *U JT JNQFSBUJWF
4FDUJPO
UIBU ZPV BWPJE BOZ SFMBUJPOTIJQT PS BDUJWJUZ UIBU NJHIU JNQBJS PS FWFO BQQFBS UP JNQBJS ZPVS
BCJMJUZ UP NBLF PCKFDUJWF BOE GBJS EFDJTJPOT XIFO QFSGPSNJOH ZPVS KPC :PV PXF B EVUZ UP 7FSJ[PO
UP BEWBODF JUT MFHJUJNBUF JOUFSFTUT XIFO UIF PQQPSUVOJUZ UP EP TP BSJTFT :PV NVTU OFWFS VTF
7FSJ[PO QSPQFSUZ PS JOGPSNBUJPO GPS QFSTPOBM HBJO PS UBLF QFSTPOBM BEWBOUBHF PG BOZ PQQPSUVOJUZ
UIBU BSJTFT JO UIF DPVSTF PG ZPVS XPSL GPS 7FSJ[PO
2
2.1
* BN EBUJOH B DPXPSLFS
Avoiding Conflicts of Interest
:PV NVTU EJTDMPTF BOZ QPUFOUJBM PS BDUVBM DPOGMJDU UP UIF 7; &UIJDT BOE &&0 (VJEF-JOF 5IJT DIBQUFS
XIP JT CFJOH QSPNPUFE UP
BEESFTTFT TPNF PG UIF NPTU DPNNPO DPOGMJDUT
TVQFSWJTPS PG PVS UFBN %P
XF IBWF UP CSJOH UIJT UP UIF
2.1.1
BUUFOUJPO PG PVS NBOBHFS
:PV NBZ OPU TVQFSWJTF TPNFPOF XJUI XIPN ZPV TIBSF B DMPTF QFSTPOBM SFMBUJPOTIJQ TVDI BT
"
BOZPOF JO ZPVS GBNJMZ PS IPVTFIPME TPNFPOF XJUI XIPN ZPV IBWF PS IBE B SPNBOUJD
:FT 5IJT TJUVBUJPO XPVME
Personal Conflicts of Interest
DSFBUF B DPOGMJDU PG JOUFSFTU JO
SFMBUJPOTIJQ PS PUIFS DMPTF QFSTPOBM SFMBUJPOTIJQ /PS NBZ ZPV QBSUJDJQBUF JO UIF TFMFDUJPO QSPDFTT
ZPVS HSPVQ &WFO JG ZPV BOE
GPS PS TVQFSWJTF 7FSJ[POT SFMBUJPOTIJQ XJUI B DPNQBOZ UIBU EPFT CVTJOFTT XJUI 7FSJ[PO JG JU
ZPVS DPMMFBHVF BSF DVSSFOUMZ
FNQMPZT TPNFPOF XJUI XIPN ZPV IBWF TVDI B DMPTF QFSTPOBM SFMBUJPOTIJQ
FRVBMT JO UIF TBNF HSPVQ ZPV
*G ZPV TVQFSWJTF TPNFPOF FWFO JOEJSFDUMZ XJUI XIPN ZPV IBWF POF PG UIF SFMBUJPOTIJQT EFTDSJCFE
TIPVME BEWJTF ZPVS NBOBHFS PG
BCPWF PS JG ZPV IBWF TVDI B SFMBUJPOTIJQ XJUI BO FNQMPZFF PG B DPNQBOZ UIBU EPFT CVTJOFTT XJUI
UIF SFMBUJPOTIJQ UP QSFWFOU BO
7FSJ[PO ZPV NVTU EJTDMPTF UIF SFMBUJPOTIJQ QSPNQUMZ *O BEEJUJPO ZPV TIPVME OPU VTF ZPVS
JOBQQSPQSJBUF SFQPSUJOH
QPTJUJPO BU UIF DPNQBOZ UP BEWBODF ZPVS QFSTPOBM JOUFSFTUT PS UIPTF PG B GSJFOE PS SFMBUJWF BU UIF
SFMBUJPOTIJQ
FYQFOTF PG UIF DPNQBOZT JOUFSFTUT
2.1.2
2
Employment Outside Verizon
:PV NBZ OPU XJUI PS XJUIPVU DPNQFOTBUJPO CF TFMGFNQMPZFE PS FNQMPZFE CZ DPOTVMU XJUI
* OFFE UP NBLF FYUSB
NPOFZ BOE * XBOU UP HFU B
PXO QFSGPSN TFSWJDFT GPS PS BJE B DPNQBOZ PS PSHBOJ[BUJPO JODMVEJOH B DIBSJUBCMF PSHBOJ[BUJPO
TFDPOE KPC *T UIJT B QSPCMFN
UIBU JT B WFOEPS TVQQMJFS DPOUSBDUPS TVCDPOUSBDUPS PS DPNQFUJUPS PG 7FSJ[PO PS UIBU QSPWJEFT
"
TFSWJDFT UIBU BSF QSPWJEFE CZ 7FSJ[PO PS UIBU 7FSJ[PO JT TFFLJOH UP QSPWJEF FYBNQMFT PG TVDI
5IJT NBZ DSFBUF B DPOGMJDU
PG JOUFSFTU JG ZPVS TFDPOE KPC
TFSWJDFT NBZ JODMVEF DPNNVOJDBUJPOT DBCMF WJEFP FOUFSUBJONFOU PS JOGPSNBUJPO NBOBHFNFOU
MPOHEJTUBODF *OUFSOFU OFUXPSL TFDVSJUZ TPGUXBSF PS SFQBJS PS TFSWJDF PG DPNQVUFST UFMFQIPOFT
QSPWJEFT BOZ PG UIF TBNF UZQFT
PG TFSWJDFT PS QSPEVDUT BT
PS UFMFWJTJPOT
0VUTJEF XPSL TIPVME OPU JOUFSGFSF XJUI ZPVS XPSL GPS 7FSJ[PO 5IJT MJNJUBUJPO BMTP
BQQMJFT UP TJNVMUBOFPVT FNQMPZNFOU CZ 7FSJ[PO BOE JUT TVCTJEJBSJFT BOE BGGJMJBUFT
7FSJ[PO DPNQSPNJTFT 7FSJ[POT
JOUFSFTUT PS BEWFSTFMZ BGGFDUT
&YDFQUJPOT UP UIF SFRVJSFNFOUT PG UIF QSFWJPVT QBSBHSBQI NBZ CF HSBOUFE POMZ VQPO XSJUUFO
ZPVS KPC QFSGPSNBODF
BQQSPWBM CZ UIF 0GGJDF PG &UIJDT BOE #VTJOFTT $POEVDU
6OMFTT ZPV SFDFJWF UIF QSJPS XSJUUFO BQQSPWBM PG ZPVS TVQFSWJTPS BOE )VNBO 3FTPVSDFT ZPV NBZ
OPU FOHBHF JO BOZ PVUTJEF FNQMPZNFOU PS TFMGFNQMPZNFOU PS QFSGPSN BOZ DPNNFSDJBMMZSFMBUFE
TFSWJDFT o XJUI PS XJUIPVU DPNQFOTBUJPO o XIJMF BCTFOU GSPN XPSL PO BOZ DPNQBOZBQQSPWFE
MFBWF PG BCTFODF BCTFODF EVF UP TJDLOFTT PS EJTBCJMJUZ 'BNJMZ .FEJDBM -FBWF PS DPNQBSBCMF MFBWF
QSPWJEFE GPS CZ BQQMJDBCMF MBX
2.1.3
Activities Outside of Verizon
.BOZ FNQMPZFFT QBSUJDJQBUF JO BO JOEJWJEVBM DBQBDJUZ JO PVUTJEF PSHBOJ[BUJPOT TVDI BT UIFJS MPDBM
TDIPPM CPBSE PS IPNFPXOFST BTTPDJBUJPO
.FNCFSTIJQT JO UIFTF BTTPDJBUJPOT DBO DBVTF DPOGMJDUT
JG UIFZ SFRVJSF EFDJTJPOT SFHBSEJOH 7FSJ[PO PS JUT QSPEVDUT *G ZPV BSF B NFNCFS PG BO PVUTJEF
PSHBOJ[BUJPO ZPV NVTU SFNPWF ZPVSTFMG GSPN EJTDVTTJOH PS WPUJOH PO BOZ NBUUFS UIBU JOWPMWFT
UIF JOUFSFTUT PG 7FSJ[PO PS JUT DPNQFUJUPST :PV NVTU BMTP EJTDMPTF UIJT DPOGMJDU UP ZPVS PVUTJEF
PSHBOJ[BUJPO XJUIPVU EJTDMPTJOH OPOQVCMJD DPNQBOZ JOGPSNBUJPO BOE ZPV NVTU EJTDMPTF BOZ TVDI
QPUFOUJBM DPOGMJDU UP UIF 7; &UIJDT BOE &&0 (VJEF-JOF 1BSUJDJQBUJPO JO BOZ PVUTJEF PSHBOJ[BUJPO
"DUJOH BT B SFQSFTFOUBUJWF PG
7FSJ[PO NFBOT UIBU ZPV BSF
BVUIPSJ[FE UP TQFBL PO
7FSJ[POT CFIBMG 0UIFSXJTF
ZPV BSF BDUJOH JOEFQFOEFOUMZ
BOE 7FSJ[POT OBNF TIPVME OPU
CF VTFE JO DPOOFDUJPO XJUI
ZPVS QBSUJDJQBUJPO
TIPVME OPU JOUFSGFSF XJUI ZPVS XPSL GPS 7FSJ[PO 5P UIF FYUFOU UIBU ZPVS QBSUJDJQBUJPO JOGSJOHFT PO
DPNQBOZ UJNF PS JOWPMWFT UIF VTF PG 7FSJ[PO SFTPVSDFT ZPVS TVQFSWJTPST BQQSPWBM JT SFRVJSFE
*G ZPV TFSWF PS BSF TFFLJOH UP TFSWF BT B SFQSFTFOUBUJWF PG 7FSJ[PO PO B CPBSE PS DPNNJUUFF PG BOZ
PVUTJEF PSHBOJ[BUJPO ZPV NVTU PCUBJO UIF QSJPS BQQSPWBM PG ZPVS WJDF QSFTJEFOU MFWFM PS BCPWF
TVQFSWJTPS BOE UIF 0GGJDF PG &UIJDT BOE #VTJOFTT $POEVDU
*G ZPV TFSWF PO B #PBSE PG %JSFDUPST PG B QVCMJD DPSQPSBUJPO ZPV NVTU PCUBJO QSJPS BQQSPWBM GSPN
CPUI ZPVS WJDF QSFTJEFOU MFWFM PS BCPWF TVQFSWJTPS BOE ZPVS PSHBOJ[BUJPOT QSFTJEFOU PS FYFDVUJWF
WJDF QSFTJEFOU BOE UIF 0GGJDF PG &UIJDT BOE #VTJOFTT $POEVDU 4FSWJDF PO UIF #PBSE PG %JSFDUPST PG
B OPOQVCMJD DPSQPSBUJPO NVTU CF BQQSPWFE CZ UIF 0GGJDF PG &UIJDT BOE #VTJOFTT $POEVDU
2.2
Political Conflicts of Interest
7FSJ[PO FODPVSBHFT JUT FNQMPZFFT UP QBSUJDJQBUF JO UIF QPMJUJDBM QSPDFTT *U JT UIF SFTQPOTJCJMJUZ PG
2
FWFSZ 7FSJ[PO FNQMPZFF UP DPNQMZ GVMMZ XJUI BMM MBXT BOE SFHVMBUJPOT SFMBUJOH UP JOUFSBDUJPOT XJUI
BEWJTJOH NF IPX * NBZ DPOUBDU
HPWFSONFOU PGGJDJBMT JODMVEJOH MBXT HPWFSOJOH DBNQBJHO GJOBODF HPWFSONFOU FUIJDT BOE
NZ $POHSFTTQFSTPO BCPVU
MPCCZJOH *O BEEJUJPO BMM MPCCZJOH BDUJWJUJFT PO CFIBMG PG UIF DPNQBOZ NVTU CF BVUIPSJ[FE CZ UIF
DFSUBJO UFMFDPNNVOJDBUJPOT
1VCMJD "GGBJST 1PMJDZ $PNNVOJDBUJPOT PS -FHBM %FQBSUNFOUT
MBXT BN * SFRVJSFE UP EP TP
2.2.1
Personal Political Interests
:PVS QFSTPOBM QPMJUJDBM DPOUSJCVUJPOT BOE BDUJWJUJFT NVTU CF LFQU TFQBSBUF GSPN UIF DPNQBOZ *G
ZPV NBLF QPMJUJDBM DPOUSJCVUJPOT ZPV NBZ OPU SFGFS JO BOZ XBZ UP ZPVS FNQMPZNFOU PS VTF UIF
"
WPMVOUBSZ
EP TP CZ MBX
*G ZPV BSF BQQFBSJOH CFGPSF B HPWFSONFOU CPEZ PS FOHBHJOH JO DPOUBDU XJUI B QVCMJD PGGJDJBM
PVUTJEF PG ZPVS PSEJOBSZ XPSL EVUJFT SFHBSEJOH B CVTJOFTT JO XIJDI 7FSJ[PO JT FOHBHFE PS B
CVTJOFTT JTTVF JO XIJDI 7FSJ[PO IBT BO JOUFSFTU ZPV TIPVME NBLF JU DMFBS UIBU ZPV BSF OPU
SFQSFTFOUJOH 7FSJ[PO BOE ZPV TIPVME BEWJTF ZPVS TVQFSWJTPS JO BEWBODF
Contributions of Corporate Assets
:PV NBZ OPU NBLF QBZNFOUT PG DPSQPSBUF DPOUSJCVUJPOT XIFUIFS NPOFUBSZ PS OPONPOFUBSZ
BTTFUT UP BOZ EPNFTUJD PS GPSFJHO QPMJUJDBM QBSUZ DBOEJEBUF DBNQBJHO PS QVCMJD PGGJDJBM VOMFTT
UIBU DPOUSJCVUJPO JT QFSNJUUFE VOEFS BQQMJDBCMF MBXT JOTJEF BOE PVUTJEF UIF 64 BOE BQQSPWFE JO
BEWBODF CZ UIF -FHBM BOE 1VCMJD "GGBJST 1PMJDZ $PNNVOJDBUJPOT %FQBSUNFOUT *O BEEJUJPO ZPV
NBZ OFWFS SFJNCVSTF BOZPOF GPS BOZ QPMJUJDBM DPOUSJCVUJPO
:PVS JOWPMWFNFOU JO UIF
QPMJUJDBM QSPDFTT JT QVSFMZ
DPNQBOZT BTTFUT JODMVEJOH JUT OBNF JO DPOOFDUJPO XJUI ZPVS DPOUSJCVUJPOT VOMFTT SFRVJSFE UP
2.2.2
8IFO * SFDFJWF FNBJMT
7FSJ[PO BOE JUT TVCTJEJBSJFT BENJOJTUFS 1PMJUJDBM "DUJPO $PNNJUUFFT 1"$T
UIBU BDDFQU
DPOUSJCVUJPOT GSPN FNQMPZFFT XIP XJTI UP TVQQPSU UIF QPMJUJDBM QSPDFTT JO B XBZ UIBU JEFOUJGJFT
7FSJ[PO BT QFSNJUUFE CZ MBX :PVS QFSTPOBM DPOUSJCVUJPOT UP UIFTF 1"$T BSF FOUJSFMZ WPMVOUBSZ
2.2.3
Seeking Public Office
#FGPSF ZPV TFFL BOZ FMFDUFE PS BQQPJOUFE QVCMJD PGGJDF JODMVEJOH B MPDBM QPTJUJPO TVDI BT TDIPPM
CPBSE QSFTJEFOU ZPV NVTU PCUBJO UIF BQQSPWBM PG ZPVS EJSFDUPS MFWFM PS BCPWF TVQFSWJTPS BOE UIF
-FHBM %FQBSUNFOU
:PV TIPVME OFWFS USBEF PS IFMQ
2.3
Insider Trading and Financial Interests
*OTJEFS USBEJOH PDDVST XIFO B QFSTPO USBEFT JO B DPNQBOZT TFDVSJUJFT VTJOH NBUFSJBM JOTJEF
PUIFST USBEF PO JOGPSNBUJPO
JOGPSNBUJPO o UIBU JT JOGPSNBUJPO UIBU JT OPU QVCMJDMZ BWBJMBCMF BOE UIBU DPVME SFBTPOBCMZ BGGFDU B
UIBU NBZ CF WJFXFE BT
QFSTPOT EFDJTJPO BCPVU XIFUIFS UP CVZ PS TFMM UIF TFDVSJUJFT *U BMTP PDDVST XIFO B QFSTPO HJWFT
NBUFSJBM JOTJEF JOGPSNBUJPO
NBUFSJBM JOTJEF JOGPSNBUJPO UP TPNFPOF FMTF XIP USBEFT PO JU *OTJEFS USBEJOH JT B TFSJPVT WJPMBUJPO
PG UIF MBX BOE DBO SFTVMU JO TFWFSF DJWJM PS DSJNJOBM QFOBMUJFT JODMVEJOH JNQSJTPONFOU
"T B 7FSJ[PO FNQMPZFF ZPV NBZ CFDPNF BXBSF PG NBUFSJBM JOTJEF JOGPSNBUJPO BCPVU 7FSJ[PO PS
PUIFS DPNQBOJFT XJUI XIJDI 7FSJ[PO EPFT CVTJOFTT :PV NVTU OFWFS VTF NBUFSJBM JOTJEF
JOGPSNBUJPO FWFO JG ZPV BDRVJSFE JU BT B iUJQw GSPN PUIFST
UP USBEF JO 7FSJ[POT PS BOZ PUIFS
DPNQBOZT TFDVSJUJFT 5IJT QSPIJCJUJPO BMTP JODMVEFT USBEJOH JO EFSJWBUJWF TFDVSJUJFT TVDI BT DBMMT
BOE QVUT BOE FOHBHJOH JO TIPSU TFMMJOH PS PUIFS IFEHJOH USBOTBDUJPOT *O BEEJUJPO ZPV NBZ OPU
QSPWJEF NBUFSJBM JOTJEF JOGPSNBUJPO UP any PUIFS QFSTPO JODMVEJOH NFNCFST PG ZPVS GBNJMZ PS ZPVS
GSJFOET PS BTTJTU BOZ PUIFS QFSTPO JO CVZJOH TFMMJOH PS FOUFSJOH JOUP BOZ PUIFS USBOTBDUJPO VTJOH
NBUFSJBM JOTJEF JOGPSNBUJPO
5IF SVMFT UIBU SFMBUF UP JOTJEFS USBEJOH BSF DPNQMFY *G ZPV BSF OPU TVSF XIFUIFS UIFTF SFTUSJDUJPOT
BQQMZ UP ZPV ZPV TIPVME DPOTVMU UIF -FHBM %FQBSUNFOU CFGPSF NBLJOH BOZ EFDJTJPO UP CVZ TFMM PS
USBEF JO B TFDVSJUZ PS CFGPSF ZPV EJTDMPTF BOZ JOGPSNBUJPO UP BOPUIFS QFSTPO "T B HFOFSBM SVMF
OPOQVCMJD JOGPSNBUJPO DPODFSOJOH B DPNQBOZT CVTJOFTT GJOBODJBM QSPTQFDUT SFHVMBUPSZ PS MFHBM
NBUUFST PS NBOBHFNFOU JTTVFT JT PGUFO DPOTJEFSFE iNBUFSJBMw
2.3.1
Investments in Companies with Which You Conduct Business
on Verizon’s Behalf
*G ZPV DPOEVDU PS TVQFSWJTF CVTJOFTT PO 7FSJ[POT CFIBMG XJUI B DPNQBOZ ZPV NVTU OPU USBOTBDU
BOZ CVTJOFTT JO UIBU DPNQBOZT TFDVSJUJFT PS EFSJWBUJWFT PG UIPTF TFDVSJUJFT *G ZPV BMSFBEZ PXO
TUPDL JO B DPNQBOZ BOE ZPVS QPTJUJPO BU 7FSJ[PO SFRVJSFT ZPV UP DPOEVDU PS TVQFSWJTF CVTJOFTT
XJUI UIJT DPNQBOZ ZPV NVTU EJTDMPTF ZPVS PXOFSTIJQ JOUFSFTU UP B WJDF QSFTJEFOU MFWFM PS BCPWF
TVQFSWJTPS BOE TFFL BQQSPWBM GSPN UIF -FHBM %FQBSUNFOU QSJPS UP USBEJOH JO UIBU DPNQBOZT
TFDVSJUJFT
2.3.2
Significant Financial Interests in Companies
:PV NBZ OPU UBLF B TJHOJGJDBOU GJOBODJBM JOUFSFTU JO B DPNQBOZ UIBU JT B CVTJOFTT QSPWJEFS PS UIBU
DPNQFUFT XJUI PS JT JO POF PG UIF TBNF MJOFT PG CVTJOFTT BT 7FSJ[PO " TJHOJGJDBOU GJOBODJBM JOUFSFTU
JT BOZ GJOBODJBM JOUFSFTU UIBU B
JT NPSF UIBO PG POF QFSDFOU PG B DPNQBOZT QVCMJDMZ USBEFE
TFDVSJUJFT PS PUIFS GJOBODJBM JOTUSVNFOUT BOE C
FYDFFET QFSDFOU PG BO FNQMPZFFT 7FSJ[PO
BOOVBM CBTF TBMBSZ BOE CPOVTFT
2.3.3
Transactions in Securities
:PV NVTU OPU FOHBHF JO BOZ GJOBODJBM USBOTBDUJPO UIBU QFSNJUT ZPV UP CFOFGJU GSPN UIF EFWBMVBUJPO
PG 7FSJ[POT TUPDLT CPOET PS PUIFS TFDVSJUJFT JODMVEJOH CVU OPU MJNJUFE UP TIPSU TFMMJOH PS CVZJOH
iQVUw PQUJPOT PO 7FSJ[PO TUPDL
*O BEEJUJPO ZPV NBZ OPU QBSUJDJQBUF JO GJOBODJBM USBOTBDUJPOT JO UIF TUPDL PS PUIFS TFDVSJUJFT PG
CVTJOFTT QSPWJEFST PS QSPTQFDUJWF CVTJOFTT QSPWJEFST JODMVEJOH iGSJFOET BOE GBNJMZw EFBMT PS JOJUJBM
QVCMJD PGGFSJOHT *10T
JG UIFTF PQQPSUVOJUJFT NBZ JOGMVFODF PS BQQFBS UP JOGMVFODF ZPVS CVTJOFTT
KVEHNFOU PO CFIBMG PG 7FSJ[PO
2.3.4
Loans
1FSTPOBM MPBOT GSPN UIF DPNQBOZ UP BOZ FYFDVUJWF PGGJDFS BT EFGJOFE CZ TFDVSJUJFT MBX
BSF
2
VOMBXGVM BOE TUSJDUMZ QSPIJCJUFE 1FSTPOBM MPBOT GSPN UIF DPNQBOZ UP BOZ PUIFS FNQMPZFF NVTU CF
FYQFSJFODJOH B QFSTPOBM
BQQSPWFE JO XSJUJOH JO BEWBODF CZ UIF -FHBM %FQBSUNFOU PS JO BDDPSEBODF XJUI BO BQQSPWFE
FNFSHFODZ BOE * PGGFSFE B
7FSJ[PO QSPHSBN -PBOT HSFBUFS UIBO CFUXFFO FNQMPZFFT XIP BSF JO B EJSFDU PS JOEJSFDU
MPBO PG VOUJM UIF OFYU
SFQPSUJOH SFMBUJPOTIJQ BSF QSPIJCJUFE
QBZ QFSJPE *T UIJT B DPODFSO
"
.Z TVQFSWJTPS JT
:FT MPBOT HSFBUFS UIBO
CFUXFFO FNQMPZFFT XIP
BSF JO B EJSFDU PS JOEJSFDU
SFQPSUJOH SFMBUJPOTIJQ BSF
QSPIJCJUFE
3
1SPUFDUJOH 7FSJ[POT "TTFUT BOE 3FQVUBUJPO
4FDUJPO
3.1
Preparing, Disclosing and Maintaining Accurate Records
7FSJ[PO JT DPNNJUUFE UP NBJOUBJOJOH BOE QSPWJEJOH USVUIGVM JOGPSNBUJPO UIBU GVMMZ TBUJTGJFT
BQQMJDBCMF MFHBM SFRVJSFNFOUT JODMVEJOH UIF 4BSCBOFT0YMFZ "DU PG 3.1.1
/P CVTJOFTT HPBM PG BOZ
Creating Accurate Records
:PV NVTU DSFBUF BDDVSBUF SFDPSET UIBU SFGMFDU UIF USVF OBUVSF PG UIF USBOTBDUJPOT BOE BDUJWJUJFT UIBU
LJOE JT FWFS BO FYDVTF GPS
UIFZ SFDPSE JODMVEJOH CVU OPU MJNJUFE UP SFQPSUJOH PG UJNF EPDVNFOUJOH BUUFOEBODF BOE
NJTSFQSFTFOUJOH GBDUT PS
BCTFODF QSPEVDUJWJUZ DPNNJTTJPOT BOE RVBMJUZ BTTVSBODF
:PV NVTU SFTPMWF EJTDSFQBODJFT JO BOZ
GBMTJGZJOH SFDPSET
SFDPSET BOE NBLF BQQSPQSJBUF DPSSFDUJPOT *G ZPV TVTQFDU PS MFBSO UIBU SFDPSET BSF NJTMFBEJOH PS
"MXBZT SFQPSU JOGPSNBUJPO
DPOUBJO FSSPST ZPV NVTU QSPNQUMZ JOGPSN FJUIFS ZPVS TVQFSWJTPS PS UIF 7; &UIJDT BOE &&0
BDDVSBUFMZ BOE QSPNQUMZ
(VJEF-JOF BOE JG BQQMJDBCMF DVTUPNFST BOE CVTJOFTT QSPWJEFST #FDBVTF FWFO B NJOPS FSSPS DBO
SFTPMWF EJTDSFQBODJFT JO
BGGFDU UIF USVUIGVMOFTT PG B SFDPSE ZPV NVTU SFQPSU BMM FSSPST SFHBSEMFTT PG UIFJS TJ[F PS IPX MPOH
DPNQBOZ SFDPSET 7FSJ[POT
BHP UIFZ NBZ IBWF PDDVSSFE *G ZPVS TVQFSWJTPS GBJMT UP BEESFTT B SFQPSU BCPVU B SFDPSET BDDVSBDZ
SFQVUBUJPO JT B LFZ BTTFU UIBU
ZPV NVTU SFQPSU ZPVS DPODFSO UP *OUFSOBM "VEJU PS UIF 7; &UIJDT BOE &&0 (VJEF-JOF
BMM FNQMPZFFT NVTU QSPUFDU
7FSJ[PO EPFT OPU UPMFSBUF GBMTJGJDBUJPO PS JNQSPQFS BMUFSBUJPO PG SFDPSET *U JT OFWFS BQQSPQSJBUF UP
EJSFDU TPNFPOF FMTF UP QSFQBSF PS BQQSPWF B GBMTF PS NJTMFBEJOH SFDPSE BOE JU JT OP EFGFOTF UP TBZ
UIBU TPNFPOF FMTF EJSFDUFE ZPV UP NBLF B SFDPSE UIBU ZPV LOFX PS IBE SFBTPO UP TVTQFDU XBT GBMTF
PS NJTMFBEJOH *U JT BMTP JNQSPQFS UP JOUFOUJPOBMMZ UBLF BOZ BDUJPO UIBU MFBET UP UIF DSFBUJPO PG GBMTF PS
NJTMFBEJOH SFDPSET TVDI BT XJUIIPMEJOH JOGPSNBUJPO GSPN PS QSPWJEJOH JODPNQMFUF JOGPSNBUJPO UP
TPNFPOF XIP JT QSFQBSJOH B SFDPSE *G ZPV CFMJFWF UIBU B SFDPSE XBT JOUFOUJPOBMMZ GBMTJGJFE PS DSFBUFE
UP CF NJTMFBEJOH ZPV NVTU DPOUBDU *OUFSOBM "VEJU PS UIF 7; &UIJDT BOE &&0 (VJEF-JOF
3.1.2
Promoting Transparent and Complete Disclosure
7FSJ[PO JT DPNNJUUFE UP USBOTQBSFODZ JO GJOBODJBM SFQPSUJOH UP FOIBODF JOWFTUPST VOEFSTUBOEJOH
PG UIF DPNQBOZT CVTJOFTT BOE UP GBDJMJUBUF JOGPSNFE JOWFTUNFOU EFDJTJPOT "MM EJTDMPTVSFT NBEF JO
GJOBODJBM SFQPSUT BOE QVCMJD EPDVNFOUT GJMFE XJUI UIF 4FDVSJUJFT BOE &YDIBOHF $PNNJTTJPO BOE
PUIFS QVCMJD DPNNVOJDBUJPOT NVTU CF GVMM GBJS UJNFMZ BDDVSBUF BOE VOEFSTUBOEBCMF
:PV NVTU OPU TFMFDUJWFMZ EJTDMPTF XIFUIFS JO POFPOPOF PS TNBMM EJTDVTTJPOT PS NFFUJOHT
BOZ
NBUFSJBM JOGPSNBUJPO SFHBSEJOH 7FSJ[PO JUT TFDVSJUJFT CVTJOFTT PQFSBUJPOT QMBOT GJOBODJBM
DPOEJUJPO SFTVMUT PS BOZ EFWFMPQNFOU PS QMBO :PV TIPVME CF QBSUJDVMBSMZ DBSFGVM OPU UP EJTDMPTF
TVDI JOGPSNBUJPO JG ZPV NBLF QSFTFOUBUJPOT PS QSPQPTBMT UP DVTUPNFST CVTJOFTT QSPWJEFST
JOWFTUPST PS UP BOZ PUIFS UIJSE QBSUZ
5P FOTVSF BDDVSBUF SFQPSUJOH 7FSJ[PO FNQMPZT CPUI JOUFSOBM BOE PVUTJEF BVEJUPST :PV NVTU
DPPQFSBUF XJUI BOE QSPWJEF BOZ BVEJUPS PS JOWFTUJHBUPS BDDVSBUF UJNFMZ BOE USVUIGVM JOGPSNBUJPO
:PV NVTU OPU JNQSPQFSMZ JOGMVFODF NBOJQVMBUF PS NJTMFBE BOZ BVEJUPS PS JOWFTUJHBUPS 'BJMVSF UP
DPPQFSBUF XJUI BOZ BVEJU PS SFMBUFE JOWFTUJHBUJPO XJMM SFTVMU JO EJTDJQMJOF VQ UP BOE JODMVEJOH
UFSNJOBUJPO PG FNQMPZNFOU
3.1.3
Retaining Company Records
$PNQBOZ SFDPSET NVTU CF SFUBJOFE BDDPSEJOH UP BQQMJDBCMF MBXT 7FSJ[POT 3FDPSET .BOBHFNFOU
1PMJDZ BOE UIF 7FSJ[PO 3FDPSET 3FUFOUJPO 4DIFEVMF http://eweb.verizon.com/bpage/cps/
retention_schedule.pdf
XIJDI BSF BDDFTTJCMF UP FNQMPZFFT PO UIF $PSQPSBUF 1PMJDZ TFDUJPO PG
UIF 7FSJ[PO F8FC :PV NBZ OFWFS EFTUSPZ BMUFS NVUJMBUF PS DPODFBM BOZ SFDPSE JG ZPV IBWF CFFO
EJSFDUFE UP SFUBJO JU PS JG ZPV LOPX PS SFBTPOBCMZ CFMJFWF UIFSF JT B QPTTJCJMJUZ PG BOZ MJUJHBUJPO
PS BOZ JOUFSOBM PS FYUFSOBM JOWFTUJHBUJPO DPODFSOJOH UIBU SFDPSE *G BOZ QFSTPO EJSFDUT ZPV UP
WJPMBUF UIJT QPMJDZ ZPV NVTU JNNFEJBUFMZ DPOUBDU UIF -FHBM %FQBSUNFOU PS 4FDVSJUZ BOE VTF
BMM SFBTPOBCMF NFBTVSFT UP QSPUFDU UIF SFDPSE
3.2
Safeguarding Company Information
:PV NVTU QSPUFDU DPNQBOZ JOGPSNBUJPO CPUI OPOQVCMJD JOGPSNBUJPO UIBU JODMVEFT iJOTJEF
JOGPSNBUJPOw JOGPSNBUJPO UIBU DPVME SFBTPOBCMZ MFBE B QFSTPO UP CVZ TFMM PS IPME 7FSJ[POT PS
BOPUIFS DPNQBOZT TFDVSJUJFT
BOE OPOQVCMJD JOGPSNBUJPO FOUSVTUFE UP 7FSJ[PO TVDI BT BO
VOMJTUFE UFMFQIPOF OVNCFS NBSLFUJOH QSFTFOUBUJPOT PS DPSSFTQPOEFODF
BT XFMM BT QVCMJDMZ
BWBJMBCMF JOGPSNBUJPO JO XIJDI 7FSJ[PO PS PUIFST IBWF JOUFMMFDUVBM QSPQFSUZ SJHIUT TVDI BT
DPQZSJHIUFE NBUFSJBMT
3.2.1
Protecting Non-public Company Information
:PV NVTU DPNQMZ XJUI BMM
DPNQBOZ QPMJDJFT SFMBUJOH UP
UIF FODSZQUJPO PG TFOTJUJWF
JOGPSNBUJPO 'PS FYBNQMF BMM
DPNQBOZ MBQUPQT NVTU CF
FODSZQUFE BOE ZPV NVTU
FODSZQU GJMFT DPOUBJOJOH
TFOTJUJWF JOGPSNBUJPO QSJPS UP
TFOEJOH UIFN WJB FNBJM
:PV NVTU TBGFHVBSE OPOQVCMJD DPNQBOZ JOGPSNBUJPO CZ GPMMPXJOH DPNQBOZ QPMJDJFT BOE
QSPDFEVSFT BOE DPOUSBDUVBM BHSFFNFOUT GPS JEFOUJGZJOH VTJOH SFUBJOJOH QSPUFDUJOH BOE
EJTDMPTJOH UIJT JOGPSNBUJPO
:PV NBZ OPU SFMFBTF OPOQVCMJD DPNQBOZ GJOBODJBM JOGPSNBUJPO UP UIF QVCMJD PS UIJSE QBSUJFT
VOMFTT TQFDJGJDBMMZ BVUIPSJ[FE CZ 7FSJ[POT $POUSPMMFS
2
%VSJOH NZ DPNNVUF
UP UIF PGGJDF PO UIF USBJO*
:PV NBZ OPU SFMFBTF PUIFS OPOQVCMJD DPNQBOZ JOGPSNBUJPO UP UIF QVCMJD UIJSE QBSUJFT PS *OUFSOFU
TPNFUJNFT NBLF XPSLSFMBUFE
GPSVNT JODMVEJOH CMPHT PS DIBU SPPNT
VOMFTT ZPV BSF TQFDJGJDBMMZ BVUIPSJ[FE UP EP TP CZ B WJDF
DBMMT *T UIJT B QSPCMFN
QSFTJEFOU MFWFM PS BCPWF TVQFSWJTPS BOE UIF 1VCMJD "GGBJST 1PMJDZ $PNNVOJDBUJPOT %FQBSUNFOU
"
:PV NBZ POMZ EJTDMPTF OPOQVCMJD DPNQBOZ JOGPSNBUJPO UP FNQMPZFFT XIP IBWF EFNPOTUSBUFE B
UP EJTDVTT OPOQVCMJD DPNQBOZ
MFHJUJNBUF CVTJOFTTSFMBUFE OFFE GPS UIF JOGPSNBUJPO
JOGPSNBUJPO JO QVCMJD QMBDFT
*G ZPV SFDFJWF B TVCQPFOB PS DPVSU PSEFS UIBU SFRVJSFT UIF EJTDMPTVSF PG OPOQVCMJD JOGPSNBUJPO
ZPV NVTU DPPSEJOBUF ZPVS SFTQPOTF XJUI 4FDVSJUZ BOE UIF -FHBM %FQBSUNFOU
:PV NVTU CF DBSFGVM OPU
TVDI BT JO UBYJT USBJOT FMFWBUPST
PS BU DPOGFSFODFT BOE USBEF
TIPXT 8IFO JU JT OFDFTTBSZ UP
&WFO BGUFS UIF DPNQBOZ SFMFBTFT JOGPSNBUJPO ZPV TIPVME CF NJOEGVM UIBU SFMBUFE JOGPSNBUJPO
DPOEVDU B UFMFQIPOF DBMM JO B
NBZ TUJMM CF OPOQVCMJD BOE NVTU CF QSPUFDUFE
QVCMJD QMBDF CF NJOEGVM PG
:PVS PCMJHBUJPO UP TBGFHVBSE OPOQVCMJD JOGPSNBUJPO DPOUJOVFT BGUFS ZPVS FNQMPZNFOU XJUI UIF
ZPVS TVSSPVOEJOHT
DPNQBOZ UFSNJOBUFT 8JUIPVU 7FSJ[POT TQFDJGJD XSJUUFO QSJPS BVUIPSJ[BUJPO ZPV NBZ OFWFS
EJTDMPTF PS VTF OPOQVCMJD DPNQBOZ JOGPSNBUJPO
*G ZPV TVTQFDU PS BSF BXBSF PG BOZ JNQSPQFS EJTDMPTVSF PG OPOQVCMJD DPNQBOZ JOGPSNBUJPO ZPV
NVTU JNNFEJBUFMZ SFQPSU JU UP 4FDVSJUZ PS UIF 7; &UIJDT BOE &&0 (VJEF-JOF
2
3.2.2
" DPNQFUJUPShT QSJDJOH
Acquiring Non-public Company Information of Others
:PV DBOOPU BDDFQU OPOQVCMJD JOGPSNBUJPO CFMPOHJOH UP B UIJSE QBSUZ JODMVEJOH JOGPSNBUJPO GSPN B
JOGPSNBUJPO XBT QPTUFE PO BO
GPSNFS FNQMPZFS
VOMFTT UIF QFSTPO EJTDMPTJOH UIF JOGPSNBUJPO JT BVUIPSJ[FE UP EP TP 7FSJ[PO IBT
*OUFSOFU CMPH 5IF JOGPSNBUJPO
UIF PXOFST XSJUUFO QFSNJTTJPO UP SFDFJWF JU BOE UIF JOGPSNBUJPO JT QSPWJEFE BDDPSEJOH UP B XSJUUFO
JT NBSLFE iDPOGJEFOUJBMw $BO
BHSFFNFOU UIBU IBT CFFO BQQSPWFE JO BEWBODF CZ ZPVS TVQFSWJTPS BOE UIF -FHBM %FQBSUNFOU
* VTF UIJT JOGPSNBUJPO JO
QSFQBSJOH B DVTUPNFS CJE
3.3
"
:PV NVTU BMXBZT QSPUFDU 7FSJ[POT UBOHJCMF BOE JOUBOHJCMF QSPQFSUZ BOE BOZ QSPQFSUZ FOUSVTUFE UP
*G ZPV IBWF SFBTPO UP
Proper Use of Verizon’s Property and Property Owned by Others
ZPVS DBSF CZ DVTUPNFST PS CVTJOFTT QSPWJEFST $PNQBOZ QSPQFSUZ BOE UIF QSPQFSUZ PG DPXPSLFST
CFMJFWF UIBU UIF CMPHHFS XBT
DVTUPNFST BOE CVTJOFTT QSPWJEFST NBZ OPU CF UBLFO TPME MPBOFE HJWFO BXBZ PS PUIFSXJTF
OPU BVUIPSJ[FE UP QPTU UIF
EJTQPTFE PG SFHBSEMFTT PG JUT DPOEJUJPO PS WBMVF XJUIPVU TQFDJGJD BVUIPSJ[BUJPO 1SPQFSUZ JODMVEFT
JOGPSNBUJPO BOE UIBU JU JT
OPOQVCMJD ZPV TIPVME DPOUBDU
CVU JT OPU MJNJUFE UP UBOHJCMF QSPQFSUZ EBUB SFDPSET BOE BMM DPNNVOJDBUJPOT
ZPVS TVQFSWJTPS BOE -FHBM UP
6OMFTT QFSNJUUFE CZ XSJUUFO DPNQBOZ QPMJDZ JU JT OFWFS BQQSPQSJBUF UP VTF 7FSJ[PO NBDIJOFSZ
SFDFJWF HVJEBODF CFGPSF VTJOH
TXJUDIJOH FRVJQNFOU PS WFIJDMFT GPS QFSTPOBM QVSQPTFT PS BOZ EFWJDF PS TZTUFN UP PCUBJO
UIF JOGPSNBUJPO
VOBVUIPSJ[FE GSFF PS EJTDPVOU TFSWJDF
%P OPU BDRVJSF PS EJTDMPTF
3.3.1
OPOQVCMJD JOGPSNBUJPO
7FSJ[POT CFOFGJUT QMBOT BOE QSPHSBNT BSF QSPWJEFE BT DPNQFOTBUJPO BOE NVTU CF VTFE IPOFTUMZ
Company Benefits
:PV NVTU OPU NJTSFQSFTFOU ZPVS IFBMUI TUBUVT ZPVS DPWFSFE NFNCFST ZPVS CFOFGJDJBSJFT PS BOZ
PUIFS GBDUT JODMVEJOH SFBTPOT GPS BCTFODF JO PSEFS UP DMBJN CFOFGJUT UP XIJDI ZPV PS PUIFST BSF
OPU FOUJUMFE
3.3.2
$PSQPSBUF DSFEJU DBSET BSF UP
Company Property and Funds
$PNQBOZ QSPQFSUZ BOE GVOET XIJDI JODMVEF BOZUIJOH UIBU IBT PS SFQSFTFOUT GJOBODJBM WBMVF CF VTFE POMZ GPS BQQSPWFE
NVTU CF IBOEMFE SFTQPOTJCMZ IPOFTUMZ BOE JO BDDPSEBODF XJUI BQQMJDBCMF DPNQBOZ QPMJDJFT
CVTJOFTT QVSQPTFT
1FSTPOBM PS VOBVUIPSJ[FE VTF PG DPNQBOZ GVOET JT TUSJDUMZ QSPIJCJUFE $PSQPSBUF DSFEJU DBSET NVTU
CF VTFE TPMFMZ GPS BVUIPSJ[FE CVTJOFTT QVSQPTFT BOE NBZ OPU CF VTFE GPS QFSTPOBM DIBSHFT
3.3.3
Work Time
:PV NVTU LFFQ BDDVSBUF SFDPSET SFHBSEJOH ZPVS XPSL UJNF :PV NBZ OPU JOTUSVDU BOPUIFS
FNQMPZFF UP NJTSFQPSU PS GBJM UP SFQPSU BOZ UJNF XPSLFE 0WFSUJNF FMJHJCMF FNQMPZFFT NVTU SFQPSU
BMM UJNF XPSLFE #Z TVCNJUUJOH ZPVS UJNF ZPV BSF SFQSFTFOUJOH UIBU ZPV IBWF BDDVSBUFMZ SFQPSUFE
ZPVS UJNF BOE UIBU ZPV IBWF OPU QFSGPSNFE BOZ XPSL OPU SFQPSUFE :PV NBZ SFQPSU BOZ RVFTUJPOT
BCPVU UJNF SFQPSUJOH PS BOZ DPODFSOT ZPV IBWF BCPVU UIF BDDVSBDZ PG ZPVS XBHFT JODMVEJOH BOZ
DMBJN UIBU ZPV IBWF OPU CFFO QBJE GPS BMM IPVST XPSLFE PS UIBU BOZ EFEVDUJPOT GSPN ZPVS XBHFT
BSF JNQSPQFS PS JO FSSPS UP )VNBO 3FTPVSDFT UIF 7FSJ[PO 4FSWJDFT 1BZSPMM %FQBSUNFOU PS UP UIF
7; &UIJDT BOE &&0 (VJEF-JOF
3.4
Protecting Company Communication and Information Systems
$PNNVOJDBUJPO BOE JOGPSNBUJPO TZTUFNT JODMVEJOH DPNQBOZ DPNQVUFST BOE NPCJMF EFWJDFT
2
BSF QSPWJEFE UP FNQMPZFFT UP DPOEVDU 7FSJ[PO CVTJOFTT BOE BSF WBMVBCMF BTTFUT UIBU NVTU CF
PO UIF *OUFSOFU XJUI NZDPNQVUFS
QSPUFDUFE CZ BMM FNQMPZFFT :PV NVTU QSPUFDU DPNQBOZ JOGPSNBUJPO BOE EBUB GSPN BDDJEFOUBM
"
PS VOBVUIPSJ[FE EJTDMPTVSF NJTVTF JNQSPQFS BMUFSBUJPO PS EFTUSVDUJPO -JNJUFE QFSTPOBM VTF PG
DPNNVOJDBUJPOT FRVJQNFOU JT QFSNJTTJCMF TP MPOH BT JU EPFT OPU JOUFSGFSF XJUI XPSL
SFTQPOTJCJMJUJFT PS CVTJOFTT PQFSBUJPOT JODVS JOBQQSPQSJBUF DPTUT WJPMBUF UIF MBX UIJT $PEF PS
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7FSJ[PO QPMJDZ
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BT TPGUXBSF EJTLFUUFT $%30.T BOE GJMFT XIFO BDRVJSFE UISPVHI QVCMJD OFUXPSLT FH UIF
*OUFSOFU
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BQQSPWFE BOE QSPQFSMZ MJDFOTFE TPGUXBSF JT UP CF VTFE PO DPNQBOZ TZTUFNT BOE JUT VTF JT TVCKFDU
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3.4.1
Prohibited Activities
:PV NBZ OFWFS VTF DPNQBOZ TZTUFNT TVDI BT FNBJM JOTUBOU NFTTBHJOH UIF *OUSBOFU PS *OUFSOFU
2
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* GPSXBSE UP UFO PUIFST UP
t 1PSOPHSBQIJD PCTDFOF PGGFOTJWF IBSBTTJOH PS EJTDSJNJOBUPSZ DPOUFOU
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t $IBJO MFUUFST QZSBNJE TDIFNFT PS VOBVUIPSJ[FE NBTT EJTUSJCVUJPOT
" GSJFOE TFOU NF B DIBJO
*T UIJT 0,
t $PNNVOJDBUJPOT PO CFIBMG PG DPNNFSDJBM WFOUVSFT
"
t $PNNVOJDBUJPOT QSJNBSJMZ EJSFDUFE UP B HSPVQ PG FNQMPZFFT JOTJEF UIF DPNQBOZ PO CFIBMG
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PG BO PVUTJEF PSHBOJ[BUJPO
/P $JSDVMBUJOH DIBJO
TZTUFNT PS NBJM JT QSPIJCJUFE
t (BNCMJOH BVDUJPOSFMBUFE NBUFSJBMT PS HBNFT
t -BSHF QFSTPOBM GJMFT DPOUBJOJOH HSBQIJD PS BVEJP NBUFSJBM
t 7JPMBUJPO PG PUIFST JOUFMMFDUVBM QSPQFSUZ SJHIUT BOE
t .BMJDJPVT TPGUXBSF PS JOTUSVDUJPOT GPS DPNQSPNJTJOH UIF DPNQBOZT TFDVSJUZ
"MTP ZPV NBZ OPU TFOE FNBJM DPOUBJOJOH OPOQVCMJD DPNQBOZ JOGPSNBUJPO UP BOZ QFSTPOBM FNBJM
PS NFTTBHJOH TFSWJDF VOMFTT BVUIPSJ[FE UP EP TP CZ ZPVS TVQFSWJTPS BOE ZPV DPNQMZ XJUI
DPNQBOZ SFRVJSFNFOUT SFMBUJOH UP UIF FODSZQUJPO PG JOGPSNBUJPO
3.5
"MXBZT XFBSEJTQMBZ ZPVS
Security of Facilities
7FSJ[POT PQFSBUJPOT NVTU CF BQQSPQSJBUFMZ TFDVSFE UP QSPUFDU PVS DVTUPNFST BOE FBDI PUIFS
JEFOUJGJDBUJPO CBEHF BU XPSL
5IJT JODMVEFT DVTUPNFS BOE FNQMPZFF QFSTPOBM JOGPSNBUJPO OFUXPSL PQFSBUJPOT BOE GBDJMJUJFT
"MXBZT QSPUFDU 7FSJ[POT
DPNQVUFS TZTUFNT BOE QBTTXPSET TFDVSJUZ QSPDFEVSFT DPNQBOZ GBDJMJUJFT BOE UIFJS MPDBUJPOT
QSPQFSUZ
UFDIOJDBM BOE NBSLFUJOH SFTFBSDI EBUB QSPEVDU EFWFMPQNFOU JOGPSNBUJPO BOE CVTJOFTT QMBOT
/FWFS DPNQSPNJTF JOUFHSJUZ GPS
B RVJDL TPMVUJPO
BOE TUSBUFHJFT
:PV NVTU UBLF BMM BQQSPQSJBUF QSFDBVUJPOT UP QSPUFDU 7FSJ[POT TZTUFNT BOE QSFNJTFT %P OPU MFBWF
WJTJUPST VOFTDPSUFE PS TFOTJUJWF BSFBT VOBUUFOEFE PS VOMPDLFE 8IFO PO DPNQBOZ QSPQFSUZ PS JG
BQQSPQSJBUF XIJMF PO DPNQBOZ CVTJOFTT
XFBS ZPVS JEFOUJGJDBUJPO CBEHF BOE SFRVFTU JEFOUJGJDBUJPO
GSPN PUIFST XIPN ZPV EP OPU SFDPHOJ[F .PTU JNQPSUBOUMZ ZPV NVTU JNNFEJBUFMZ SFQPSU BMM
TVTQJDJPVT BDUJWJUZ UP 7FSJ[PO 4FDVSJUZ
3.6
*OUFMMFDUVBM QSPQFSUZ DBO CF
NBOZ UIJOHT TVDI BT NBSLFUJOH
TUSBUFHJFT CVTJOFTT QMBOT BOE
PUIFS JUFNT *G ZPV BSF OPU
Intellectual Property
*OUFMMFDUVBM QSPQFSUZ JODMVEFT JOGPSNBUJPO QSPUFDUFE CZ 7FSJ[POT USBEFNBSLT PS DPQZSJHIUT
UIF VTF PG XIJDI JT SFTUSJDUFE CZ BQQMJDBCMF JOUFMMFDUVBM QSPQFSUZ MBXT 5P TBGFHVBSE 7FSJ[POT
JOUFMMFDUVBM QSPQFSUZ GSPN JMMFHBM DPQZJOH PS PUIFS NJTVTF FNQMPZFFT NVTU FOTVSF JU JT BGGJYFE
XJUI PS JEFOUJGJFE CZ USBEFNBSL TFSWJDF NBSL PS DPQZSJHIU TZNCPMT
DFSUBJO DPOUBDU UIF -FHBM
%FQBSUNFOU
*G ZPVSF VOTVSF XIFUIFS PS XIBU QSPUFDUJPO JT OFDFTTBSZ PS BQQSPQSJBUF PS JG ZPV CFMJFWF
EJTDMPTVSF PS VTF CZ B UIJSE QBSUZ JT JNQSPQFS DPOUBDU UIF -FHBM %FQBSUNFOU
3.6.1
Proper Use of Others’ Intellectual Property
:PV NVTU SFTQFDU UIF QSPQSJFUBSZ SJHIUT PG PUIFST CZ DPNQMZJOH XJUI BMM BQQMJDBCMF MBXT BOE
BHSFFNFOUT UIBU QSPUFDU UIF JOUFMMFDUVBM QSPQFSUZ SJHIUT PG PUIFST JODMVEJOH BMM CVTJOFTT QSPWJEFST
DPNQFUJUPST PS DVTUPNFST 6OMFTT ZPV PCUBJO UIF JOUFMMFDUVBM QSPQFSUZ PXOFST TQFDJGJD QSJPS
DPOTFOU ZPV NBZ OPU DPQZ EJTUSJCVUF EJTQMBZ QFSGPSN PS NPEJGZ UIJSEQBSUZ DPQZSJHIUFE
NBUFSJBMT PS DPOEVDU QFFSUPQFFS PS PUIFS GJMF TIBSJOH PG DPQZSJHIUFE NBUFSJBMT " XPSL NBZ
CF QSPUFDUFE CZ B DPQZSJHIU FWFO JG UIFSF JT OP OPUJDF PO UIF XPSL
3.6.2
Information of Former Employers
'PSNFS FNQMPZFST NBZ IBWF SFRVJSFE ZPV UP TJHO OPOEJTDMPTVSF PS PUIFS BHSFFNFOUT UIBU NBZ
BGGFDU ZPVS XPSL BU 7FSJ[PO *G ZPV IBWF OPU EJTDMPTFE UIFTF UP ZPVS TVQFSWJTPS CZ UIF UJNF PG IJSF
ZPV NVTU EP TP JNNFEJBUFMZ
3.7
Handling External Communications
6OMFTT ZPV SFDFJWF QSJPS BQQSPWBM ZPV NBZ OFWFS TVHHFTU UIBU ZPV BSF TQFBLJOH PO CFIBMG PG
7FSJ[PO XIFO QSFTFOUJOH ZPVS QFSTPOBM WJFXT BU DPNNVOJUZ QSPGFTTJPOBM PS DVMUVSBM GVODUJPOT PS
PO UIF *OUFSOFU
Public Affairs, Policy &
Communications:
IUUQQBWFSJ[PODPNQB
Media Relations:
6TF PG UIF DPNQBOZ CSBOE BOE MPHP NVTU BEIFSF UP BQQSPWFE DPSQPSBUF JEFOUJUZ TQFDJGJDBUJPOT
5PTFFL HVJEBODF PS SFQPSU NJTVTF WJTJU UIF #SBOE .BOBHFNFOU JOUSBOFU TJUF
IUUQOFXTDFOUFSWFSJ[PODPN
corporate/NFEJBDPOUBDUT/
www.verizon.com/brandcentral
Investor Relations:
7FSJ[PO XJMM HFOFSBMMZ EFOZ SFRVFTUT GPS DPNQBOZTQPOTPSFE FOEPSTFNFOUT PS UFTUJNPOJBMT
"MM SFRVFTUT JODMVEJOH UIF VTF PG 7FSJ[POT OBNF PS BO FNQMPZFF FOEPSTFNFOU JO BOZ CVTJOFTT
XXXWFSJ[PODPNJOWFTUPS
QSPWJEFST BEWFSUJTJOH PS MJUFSBUVSF NVTU CF DPPSEJOBUFE BOE BQQSPWFE CZ UIF 1VCMJD "GGBJST
Human Resources:
1PMJDZ $PNNVOJDBUJPOT %FQBSUNFOU BOE UIF $PSQPSBUF #SBOE .BOBHFNFOU PSHBOJ[BUJPO
IUUQW[XFCWFSJ[PODPN
3FRVFTUT BOE JORVJSJFT NVTU CF SFGFSSFE UP UIF BVUIPSJ[FE HSPVQT EFTDSJCFE CFMPX
t Media Relations JT SFTQPOTJCMF GPS DPOUBDUT XJUI UIF OFXT NFEJB BOE JORVJSJFT BCPVU
DPNNVOJUZ SFMBUJPOT
t Investor Relations IBOEMFT DPNNVOJDBUJPOT SFMBUFE UP 7FSJ[POT GJOBODJBM QFSGPSNBODF BOE BMM
DPOUBDUT XJUI UIF GJOBODJBM DPNNVOJUZ
t Legal and Public Affairs, Policy & Communications Departments IBOEMF DPOUBDUT GSPN
PVUTJEF BUUPSOFZT MFHJTMBUJWF CPEJFT BOE SFHVMBUPSZ BHFODJFT
JOUSBOFUXJSFMJOF"CPVU:PV
)3F4PVSDF64
PS
IUUQW[XFCWFSJ[PODPN
JOUSBOFUXJSFMJOF"CPVU:PV
$POUBDU)3 *OUFSOBUJPOBM
Verizon Security:
64
*OUFSOBUJPOBM
t Human Resources IBOEMFT JORVJSJFT SFHBSEJOH DVSSFOU BOE GPSNFS FNQMPZFFT JODMVEJOH
FNQMPZNFOU WFSJGJDBUJPO
t Security and the Legal Department SFTQPOE UP TVCQPFOBT DPVSU PSEFST BOE DSJNJOBM
JORVJSJFT BOE JOUFSGBDF XJUI MBX FOGPSDFNFOU PO TFDVSJUZ NBUUFST JODMVEJOH FNFSHFODZ
SFTQPOTF
For approval to speak externally
on behalf of Verizon, please
contact Public Affairs, Policy &
Communications:
http://newscenter.verizon.com/
corporate/media-contacts/
For legal assistance, please
contact your business unit’s
assigned attorney. Please check
within your department to
identify your contact.
4
.BJOUBJOJOH *OUFHSJUZ BOE 'BJSOFTT JO UIF
.BSLFUQMBDF
4FDUJPO
7FSJ[POT JOUFHSJUZ JO UIF NBSLFUQMBDF JT B LFZ DPNQPOFOU PG PVS SFQVUBUJPO GPS USVTUXPSUIJOFTT
BOE TFSWJDF
4.1
5SFBU DVTUPNFST GBJSMZ JO BMM
Customer Relationships
7FSJ[POT DVTUPNFST FYQFDU BOE EFTFSWF GBJS IPOFTU BOE SFTQFDUGVM TFSWJDF :PV BSF BDDPVOUBCMF
BTQFDUT PG USBOTBDUJPOT
JODMVEJOH QSJDJOH BEWFSUJTJOH
NBSLFUJOH BOE TFSWJDF
GPS ZPVS SPMF JO UIF EFMJWFSZ PG UIBU TUBOEBSE PG TFSWJDF
4.1.1
TPMVUJPOT
Customer Privacy and Communications
7FSJ[POT QSJWBDZ QPMJDJFT JOGPSN DVTUPNFST BCPVU XIBU JOGPSNBUJPO JT DPMMFDUFE BCPVU UIFN
1SPUFDU DVTUPNFS DPOGJEFOUJBM
BOE IPX JU JT VTFE $VTUPNFST BSF BMTP HJWFO UIF BCJMJUZ UP MJNJU DFSUBJO VTFT PG UIFJS JOGPSNBUJPO
JOGPSNBUJPO BOE SFTQFDU
:PV NVTU SFTQFDU UIFTF DIPJDFT 7FSJ[POT QSJWBDZ QPMJDJFT NBZ CF GPVOE BU
DVTUPNFS QSJWBDZ CZ GPMMPXJOH
http://myvzweb.verizon.com/intranet/site/vzweb/privacyoffice 7FSJ[POT 1SJWBDZ 0GGJDF
UIF 7FSJ[PO 1SJWBDZ 1SJODJQMFT
DBO BMTP BTTJTU XJUI TQFDJGJD RVFTUJPOT PS DPODFSOT
&YDFQU BT PUIFSXJTF SFRVJSFE CZ UIF EVUJFT PG ZPVS QPTJUJPO ZPV NVTU OPU BOE NVTU OPU
QFSNJU PUIFST UP BDDFTT MJTUFO UP NPOJUPS SFDPSE UBNQFS XJUI EJTDMPTF PS JOUSVEF VQPO BOZ
DVTUPNFS DPOWFSTBUJPO PS DPNNVOJDBUJPO FYDFQU UP DPNQMZ XJUI B WBMJE TFSWJDF
PS JOTUBMMBUJPO PSEFS B WBMJE MFHBM PSEFS PS BQQMJDBCMF MBX PS GPS UIF MJNJUFE QVSQPTFT PG RVBMJUZ
NPOJUPSJOH BOE USBJOJOH BT BQQSPWFE CZ UIF -FHBM %FQBSUNFOU
*O BEEJUJPO UP QSPUFDUJOH DVTUPNFS DPNNVOJDBUJPOT ZPV NVTU BMTP QSPUFDU DVTUPNFS JOGPSNBUJPO
5IBU NFBOT ZPV NBZ OPU BDDFTT WJFX VTF NPEJGZ TIBSF PS EJTUSJCVUF DVTUPNFS JOGPSNBUJPO
XJUIPVU B QSPQFS CVTJOFTT SFBTPO :PV BMTP NBZ OPU BDDFTT BDDPVOU JOGPSNBUJPO DPODFSOJOH
ZPVSTFMG ZPVS GSJFOET BDRVBJOUBODFT GBNJMZ PS DPXPSLFST XJUIPVU QSJPS BQQSPWBM CZ ZPVS
TVQFSWJTPS
7FSJ[PO DPOUSBDUPST BOE WFOEPST NVTU BMTP QSPUFDU DVTUPNFS JOGPSNBUJPO :PV TIPVME XPSL XJUI
UIF -FHBM %FQBSUNFOU UP FOTVSF UIBU DPOUSBDUT XJUI UIFTF UIJSE QBSUJFT QSPUFDU DVTUPNFS
JOGPSNBUJPO *G ZPV BSF BXBSF PG PS TVTQFDU VOBVUIPSJ[FE BDDFTT UP EJTDMPTVSF PS MPTT PG DVTUPNFS
JOGPSNBUJPO ZPV NVTU JNNFEJBUFMZ OPUJGZ UIF -FHBM %FQBSUNFOU 4FDVSJUZ PS UIF 7; &UIJDT BOE
&&0 (VJEF-JOF
4.1.2
Customer Marketing
#FGPSF VTJOH BOZ DVTUPNFS JOGPSNBUJPO UP NBSLFU BEEJUJPOBM QSPEVDUT PS TFSWJDFT PS EJTDMPTJOH
DVTUPNFS JOGPSNBUJPO UP PUIFS DPNQBOJFT GPS NBSLFUJOH QVSQPTFT ZPV NVTU GPMMPX BMM DPNQBOZ
QPMJDJFT BOE BQQMJDBCMF MBXT BOE SFHVMBUJPOT SFHBSEJOH UIF VTF BOE EJTDMPTVSF PG UIJT JOGPSNBUJPO
8IFO DVTUPNFST BSF BMTP UFMFDPNNVOJDBUJPOT DBSSJFST PS SFTFMMFST PG UFMFDPNNVOJDBUJPOT ZPV
TIPVME OPU VTF UIFJS TVCTDSJCFS JOGPSNBUJPO PSEFST PS QSPDFTTFTTFSWJDFT UP BJE JO 7FSJ[POT SFUBJM
NBSLFUJOH PS TBMFT FGGPSUT
4.1.3
Selling with Integrity
7FSJ[PO QPMJDZ SFRVJSFT UIBU XF GVMMZ DMFBSMZ BOE EJSFDUMZ JOGPSN PVS DVTUPNFST PG UIF UFSNT BOE
1SPWJEF BDDVSBUF BOE DMFBS
JOGPSNBUJPO
DPOEJUJPOT PG PVS TFSWJDFT "OZ BUUFNQU UP EFDFJWF B DVTUPNFS XJMM OPU CF UPMFSBUFE BOE NBZ SFTVMU
JO EJTDJQMJOBSZ BDUJPO VQ UP BOE JODMVEJOH UFSNJOBUJPO PG FNQMPZNFOU 5IF GPMMPXJOH HVJEFMJOFT
NVTU CF GPMMPXFE BU BMM UJNFT
t "MM BEWFSUJTJOH BOE TBMFT NBUFSJBMT NVTU CF USVUIGVM BOE BDDVSBUF .BUFSJBMT NVTU OPU CF GBMTF
NJTMFBEJOH PS IBWF B UFOEFODZ UP EFDFJWF "MM DMBJNT NVTU CF TVCTUBOUJBUFE JO BEWBODF XJUI B
GBDUVBM CBTJT BOE CBDL VQ /P BEWFSUJTJOH PS TBMFT NBUFSJBMT XJMM CF SFMFBTFE XJUIPVU -FHBM
%FQBSUNFOU BQQSPWBM
t 8IFO BEWFSUJTJOH UIF QSJDF PG 7FSJ[POT QSPEVDUT BOE TFSWJDFT UIF DVTUPNFS NVTU CF DMFBSMZ
JOGPSNFE PG BMM NPOUIMZ BOE QFSVTF GFFT BOE BOZ PUIFS NBUFSJBM UFSNT BOE SFTUSJDUJPOT GPS
PCUBJOJOH UIF BEWFSUJTFE SBUF JO NBSLFUJOH BOE QSPNPUJPOBM NBUFSJBMT 5IFSF XJMM CF OP
iIJEEFOw DIBSHFT
t $PNQBSJTPOT UP DPNQFUJUPST NVTU CF BDDVSBUF BOE TVCTUBOUJBUFE BU UIF UJNF UIFZ BSF NBEF
%P OPU EJTQBSBHF DPNQFUJUPST :PV TIPVME QSPNPUF 7FSJ[POT QSPEVDUT BOE TFSWJDFT UISPVHI
GBJS BOE BDDVSBUF DPNQBSJTPOT XJUI JUT DPNQFUJUPST BOE TFMM PO UIF TUSFOHUI PG 7FSJ[POT
QSPEVDUT TFSWJDFT BOE SFQVUBUJPO %P OPU NBLF NJTMFBEJOH PS JOBDDVSBUF DPNQBSJTPOT XJUI
DPNQFUJUPST QSPEVDUT BOE TFSWJDFT DPNNFOU PO DPNQFUJUPST DIBSBDUFS GJOBODJBM DPOEJUJPO
PS QPUFOUJBM MFHBM PS SFHVMBUPSZ QSPCMFNT PS NBLF OFHBUJWF SFNBSLT BCPVU FOUJSF HSPVQT PG
DPNQFUJUPST BOE UIFJS QSPEVDUT BOE TFSWJDFT
t 5IFSF BSF TUSJDU SVMFT SFHBSEJOH TBMFT BOE QSPNPUJPOT 5IFZ NVTU CF GPMMPXFE XJUIPVU
FYDFQUJPO 'PS FYBNQMF ZPV DBOOPU VTF UIF XPSE iGSFFw XJUIPVU GVMM EJTDMPTVSF PG BMM NBUFSJBM
DPOEJUJPOT EJTDMPTFE JO DMPTF QSPYJNJUZ UP UIF XPSE
4.2
The Government as a Customer
8IFO EFBMJOH XJUI HPWFSONFOU BHFODJFT UIBU BSF DVTUPNFST ZPV TIPVME DPOTVMU XJUI UIF -FHBM
%FQBSUNFOU UP JEFOUJGZ BEEJUJPOBM MBXT SFHVMBUJPOT BOE QSPDFEVSFT UIBU ZPV NVTU GPMMPX
JODMVEJOH UIPTF SFMBUFE UP HJGUT FOUFSUBJONFOU BDDVSBDZ JO CJMMJOH BOE MJNJUBUJPOT PO DPOUBDUT XJUI
HPWFSONFOU PGGJDJBMT EVSJOH BDUJWF HPWFSONFOU QSPDVSFNFOUT
-FBSO BOE GPMMPX BMM BEEJUJPOBM
SFRVJSFNFOUT XIFO EFBMJOH
XJUI UIF HPWFSONFOU BT B
DVTUPNFS
&UIJDBM CFIBWJPS JT QSPNPUFE
4.2.1
Court Orders and Other Legal Documents
CZ GVMM BOE PQFO EJTDMPTVSF
7FSJ[PO NBZ SFDFJWF DPVSU PSEFST TFFLJOH JOGPSNBUJPO BCPVU JUT DVTUPNFST :PV NBZ OFJUIFS
DPOGJSN OPS EFOZ UP BOZ VOBVUIPSJ[FE QFSTPO UIF FYJTUFODF PG PS BOZ JOGPSNBUJPO DPODFSOJOH B
TVCQPFOB XBSSBOU PS DPVSU PSEFS :PV TIPVME JNNFEJBUFMZ SFGFS UP 4FDVSJUZ BOZ JORVJSJFT PS
SFRVFTUT PG UIJT LJOE
*G ZPV SFDFJWF BOZ MFHBM EPDVNFOUT JO UIF XPSLQMBDF JODMVEJOH DPVSU PSEFST BOE TVCQPFOBT
XBSSBOUT TVNNPOT BOE DPSSFTQPOEFODF GSPN BOZ HPWFSONFOU PS MBX FOGPSDFNFOU BHFODZ PS
BOZ BUUPSOFZ ZPV NVTU GPSXBSE UIFN JNNFEJBUFMZ UP UIF -FHBM %FQBSUNFOU
4.2.2
Classified and National Security Information
:PV NVTU UBLF BMM OFDFTTBSZ TUFQT UP QSPUFDU DMBTTJGJFE BOE OBUJPOBM TFDVSJUZ JOGPSNBUJPO BOE ZPV
NVTU DPPSEJOBUF BMM BDUJWJUJFT SFMBUFE UP UIJT JOGPSNBUJPO XJUI 4FDVSJUZ BOE -FHBM %FQBSUNFOU
QFSTPOOFM XIP IBWF BQQSPQSJBUF DMFBSBODF *U JT OFWFS BQQSPQSJBUF UP EJTDMPTF UIJT JOGPSNBUJPO UP
BOPUIFS QFSTPO XJUIPVU FYQMJDJU BQQSPWBM GSPN UIF -FHBM %FQBSUNFOU
2
4.3
.Z XJGF NBOBHFT B
Selecting and Maintaining Relationships with Business Providers
:PV NVTU VTF DBSF BOE HPPE KVEHNFOU JO TFMFDUJOH BOE NBJOUBJOJOH SFMBUJPOTIJQT XJUI BMM PG
USBJOJOH DPOTVMUJOH GJSN $BO
7FSJ[POT CVTJOFTT QSPWJEFST &NQMPZFFT XIP QBSUJDJQBUF JO UIF TFMFDUJPO PG BOZ CVTJOFTT
TIF TVCNJU B QSPQPTBM UP
QSPWJEFS NVTU
CFDPNF B 7FSJ[PO WFOEPS
t 6TF B TFMFDUJPO QSPDFTT UIBU JT GBJS MBXGVM EPFT OPU JNQSPQFSMZ EJTDSJNJOBUF BOE DPNQMJFT XJUI
"
BMM DPNQBOZ QPMJDJFT BOE QSPDFEVSFT
:PV TIPVME SFQPSU UIJT
SFMBUJPOTIJQ UP ZPVS TVQFSWJTPS
SFGFS UIF NBUUFS UP $PSQPSBUF
CVTJOFTT DPOEVDU BOE UIF 7FSJ[PO 4VQQMJFS $PEF PG $POEVDU
4PVSDJOH BOE SFGSBJO GSPN
t 1VU BMM BHSFFNFOUT JO XSJUJOH BOE PCUBJO BMM SFRVJSFE BQQSPWBMT CFGPSF TJHOJOH BOE
QBSUJDJQBUJOH JO 7FSJ[POT
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UIJT NBUUFS
2
t &OTVSF CVTJOFTT QSPWJEFST BSF BQQSJTFE PG UIFJS PCMJHBUJPO UP BCJEF CZ 7FSJ[POT TUBOEBSET PG
t /FWFS SFWFBM DPOGJEFOUJBM JOGPSNBUJPO BCPVU POF WFOEPS UP BOPUIFS WFOEPS PS UP BOZPOF
PVUTJEF PG 7FSJ[PO %JTDMPTVSFT PG TVDI JOGPSNBUJPO FWFO XJUIJO 7FSJ[PO TIPVME CF MJNJUFE UP
UIPTF XJUI B OFFE UP LOPX UIF JOGPSNBUJPO
4.4
Gifts and Entertainment
" WFOEPS IBT PGGFSFE NF
5IF FYDIBOHF PG HJGUT BOE FOUFSUBJONFOU DBO QSPNPUF TVDDFTTGVM XPSLJOH SFMBUJPOTIJQT BOE HPPE
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XJMM )PXFWFS GBJMVSF UP GPMMPX BQQMJDBCMF MBXT BT XFMM BT DPNQBOZ SVMFT BOE QSPDFEVSFT DBO IBSN
* BDDFQU UIFN
7FSJ[POT SFQVUBUJPO PS SFTVMU JO DJWJM PS DSJNJOBM QFOBMUJFT
"
3FHBSEMFTT PG WBMVF UIF BQQFBSBODF PG JOGMVFODF NVTU BMXBZT CF DPOTJEFSFE CFGPSF BDDFQUJOH BOZ
1PTTJCMZ *G UIF WFOEPS
JT JOWJUJOH ZPV UP BUUFOE UIF
HJGU FOUFSUBJONFOU PS PUIFS CVTJOFTT DPVSUFTZ :PV NBZ OPU VTF ZPVS PXO NPOFZ PS SFTPVSDFT UP
HBNF XJUI IJNIFS UIJT
PGGFS HJGUT PS FOUFSUBJONFOU UP B DVTUPNFS PS WFOEPS JG UIFTF BDUJWJUJFT PUIFSXJTF XPVME CF
NBZ DPOTUJUVUF CVTJOFTT
QSPIJCJUFE VTJOH 7FSJ[POT SFTPVSDFT *O BEEJUJPO XIFO ZPV PGGFS HJGUT PS QSPWJEF FOUFSUBJONFOU UP
FOUFSUBJONFOU BOE NVTU
PUIFST DPOTJTUFOU XJUI UIJT $PEF ZPV NVTU BMTP FOTVSF UIBU UIFTF DPVSUFTJFT BSF QSPQFSMZ SFGMFDUFE
DPNQMZ XJUI UIF $PEFT
PO 7FSJ[POT CPPLT BOE SFDPSET
TUBOEBSET GPS CVTJOFTT
FOUFSUBJONFOU *G UIF WFOEPS JT
4.4.1
OPU BUUFOEJOH UIFO UIF UJDLFUT
" iHJGUw JT BOZUIJOH PG WBMVF JODMVEJOH QSPNPUJPOBM USJOLFUT GPPE CFWFSBHFT BOE UJDLFUT UP DVMUVSBM
XPVME CF DPOTJEFSFE B HJGU BOE
PS TQPSUJOH FWFOUT UIBU ZPV PS TPNFPOF JO ZPVS GBNJMZ PS IPVTFIPME PS B QFSTPO XJUI XIPN ZPV
NVTU DPNQMZ XJUI UIF $PEFT
IBWF B DMPTF QFSTPOBM SFMBUJPOTIJQ FJUIFS HJWF PS SFDFJWF
When Gifts are Appropriate
TUBOEBSET GPS BDDFQUJOH HJGUT
5P CF BQQSPQSJBUF B HJGU XIFUIFS JU JT HJWFO PS SFDFJWFE
NVTU CF JO DPNQMJBODF XJUI BQQMJDBCMF
MBXT BOE
t 6OTPMJDJUFE
t /PU DBTI PS VTBCMF BT DBTI JODMVEJOH HJGU DBSET BOE HJGU DFSUJGJDBUFT VOMFTT UIFZ IBWF CFFO
BQQSPWFE BT QBSU PG B 7FSJ[PO NBSLFUJOH QSPNPUJPO PS PUIFS BVUIPSJ[FE 7FSJ[PO QSPHSBN BOE
BQQSPWFE CZ UIF -FHBM %FQBSUNFOU
BOE
t /P NPSF UIBO JO GBDF WBMVF JO B DBMFOEBS ZFBS UP PS GSPN UIF TBNF PSHBOJ[BUJPO VOMFTT
BQQSPWFE CZ B EJSFDUPS MFWFM PS BCPWF TVQFSWJTPS BOE UIF 0GGJDF PG &UIJDT BOE #VTJOFTT $POEVDU
4.4.2
When Entertainment is Appropriate
&OUFSUBJONFOU JODMVEFT NFBMT BOE DVMUVSBM PS TQPSUJOH FWFOUT UIBU ZPV BUUFOE XJUI B DVTUPNFS PS
CVTJOFTT QSPWJEFS *G ZPV EP OPU BUUFOE UIF FWFOU XJUI UIF DVTUPNFS PS CVTJOFTT QSPWJEFS UIF
UJDLFUT UP TVDI BO FWFOU BSF OPU FOUFSUBJONFOU CVU SBUIFS iHJGUTw XIJDI BSF TVCKFDU UP UIF HJGU
SFTUSJDUJPOT JO UIJT $PEF
5P CF BQQSPQSJBUF FOUFSUBJONFOU NVTU CF JO DPNQMJBODF XJUI BQQMJDBCMF MBXT BOE
t 0GGFSFE PS BDDFQUFE JO UIF OPSNBM DPVSTF PG CVTJOFTT
t "UUFOEFE CZ CPUI B 7FSJ[PO FNQMPZFF BOE B CVTJOFTT QSPWJEFST FNQMPZFF BOE CF BO PDDBTJPO
XIFSF CVTJOFTT JT EJTDVTTFE
t /P NPSF UIBO JO WBMVF QFS PDDBTJPO QFS QFSTPO VOMFTT BQQSPWFE CZ B EJSFDUPS MFWFM PS
BCPWF TVQFSWJTPS BOE UIF 0GGJDF PG &UIJDT BOE #VTJOFTT $POEVDU BOE
t "U B WFOVF BOE DPOEVDUFE JO B NBOOFS UIBU EPFT OPU WJPMBUF PUIFS QSPWJTJPOT PG UIJT $PEF PS
IBSN UIF DPNQBOZT SFQVUBUJPO FH BO FWFOU BU BO BEVMU FOUFSUBJONFOU WFOVF JT OPU
BDDFQUBCMF
4.4.3
:PV TIPVME OFWFS VTF HJGUT BOE
FOUFSUBJONFOU UP QMBDF VOEVF
JOGMVFODF PO 7FSJ[POT CVTJOFTT
QSPWJEFST
Prohibited Exchanges
&WFO JG UIF HJGU PS FOUFSUBJONFOU NFFUT UIF BCPWF TUBOEBSET ZPV NVTU OPU FYDIBOHF JU JG B
JU JT
2
JOUFOEFE UP JNQSPQFSMZ JOGMVFODF BOPUIFS QFSTPOT CVTJOFTT KVEHNFOU C
JU NJHIU DSFBUF UIF
PO 7FSJ[POT CJE SFTQPOTF UP B
BQQFBSBODF PG VOEVF JOGMVFODF VOGBJSOFTT PS JNQSPQSJFUZ PS D
ZPV BSF QBSUJDJQBUJOH JO
OPOHPWFSONFOU DVTUPNFST
DPOEVDUJOH PS EJSFDUMZ TVQFSWJTJOH B GPSNBM 7FSJ[PO QSPDVSFNFOU QSPDFTT TVDI BT B SFRVFTU
3FRVFTU GPS 1SPQPTBM * XPVME
GPS CJET
MJLF UP UBLF UIF DVTUPNFS UP
&NQMPZFFT BSF OPU QFSNJUUFE UP SFDFJWF UJQT BOE ZPV TIPVME QPMJUFMZ EFDMJOF BOZ UIBU BSF
PGGFSFE UP ZPV
4.4.4
Gifts Involving Travel or Lodging
.Z TBMFT UFBN JT XPSLJOH
EJOOFS UP EJTDVTT PVS QSPQPTBM
$BO * QBZ GPS UIF DVTUPNFST
NFBM
"
:FT JU JT QFSNJTTJCMF UP
:PV BSF QSPIJCJUFE GSPN SFDFJWJOH HJGUT PG USBWFM PS MPEHJOH VOMFTT ZPV SFDFJWF UIF QSJPS BQQSPWBM
QBZ GPS UIF NFBM BT MPOH BT JU
PG UIF 0GGJDF PG &UIJDT BOE #VTJOFTT $POEVDU
DPOGPSNT XJUI UIF $PEFT
TUBOEBSET GPS CVTJOFTT
4.4.5
Returning Gifts
FOUFSUBJONFOU BQQMJDBCMF
*G B HJGU FYDFFET UIF TUBOEBSET TFU GPSUI JO UIJT $PEF ZPV TIPVME SFUVSO UIF HJGU XJUI BO
QPMJDJFT BOE MFHBM TUBOEBSET
FYQMBOBUJPO UIBU DPNQBOZ TUBOEBSET EP OPU QFSNJU ZPV UP BDDFQU TVDI HJGUT *G SFUVSOJOH B
)PXFWFS UIF FYDIBOHF PG HJGUT
QFSJTIBCMF JUFN JT OPU GFBTJCMF JU TIPVME CF BOPOZNPVTMZ EPOBUFE UP DIBSJUZ PS BDDFQUFE PO
EVSJOH B QSPDVSFNFOU QSPDFTT
CFIBMG PG 7FSJ[PO BOE TIBSFE BNPOH BMM FNQMPZFFT JO UIF PGGJDF *G TIBSFE UIF HJGUT WBMVF QFS
JT JNQSPQFS CFDBVTF TVDI HJGUT
QFSTPO TIPVME OPU FYDFFE UIF DBMFOEBS ZFBS MJNJU
DBO DSFBUF UIF BQQFBSBODF PG
*G ZPV SFDFJWF B HJGU UIBU GBMMT PVUTJEF PG UIF 7FSJ[PO TUBOEBSET BOE ZPV BSF VOBCMF UP SFUVSO JU ZPV
VOEVF JOGMVFODF
NVTU DPOUBDU UIF 7; &UIJDT BOE &&0 (VJEF-JOF GPS BQQSPQSJBUF EPDVNFOUBUJPO TBGFHVBSEJOH BOE
EJTQPTJUJPO PG UIF HJGU
4.4.6
Gifts Outside the Workplace
&NQMPZFFT XIP BSF QFSTPOBM GSJFOET PG DVTUPNFST PS CVTJOFTT QSPWJEFST NJHIU XJTI UP FYDIBOHF HJGUT
PVUTJEF PG UIF XPSLQMBDF GPS BQQSPQSJBUF FWFOUT TVDI BT B XFEEJOH PS CBCZ TIPXFS
5IFTF FYDIBOHFT
TIPVME CF JOGSFRVFOU EJTDPOOFDUFE GSPN BOZ XPSL BDUJWJUJFT BOE EJTDMPTFE UP B TVQFSWJTPS CFGPSFIBOE
UP FOTVSF UIBU UIFZ EP OPU JNQSPQFSMZ JOGMVFODF PS BQQFBS UP JOGMVFODF CVTJOFTT EFDJTJPOT
"OZ HJGUT NFBMT SFGSFTINFOUT
PS FOUFSUBJONFOU UP
4.4.7
Gifts and Entertainment Involving Government Officials
4QFDJBM SVMFT BQQMZ UP JOUFSBDUJPOT XJUI HPWFSONFOU PGGJDJBMT -BXT SVMFT BOE SFHVMBUJPOT
DPODFSOJOH BQQSPQSJBUF HJGUT BOE FOUFSUBJONFOU GPS HPWFSONFOU FNQMPZFFT BSF DPNQMFY BOE DBO
HPWFSONFOU PGGJDJBMT BOE
WBSZ EFQFOEJOH PO HPWFSONFOU CSBODI TUBUF PS PUIFS KVSJTEJDUJPO "EEJUJPOBMMZ UIF 'PSFJHO
FNQMPZFFT NVTU BMTP DPNQMZ
XJUI UIF SVMFT PG UIF QBSUJDVMBS
BHFODZ XJUI XIJDI ZPV BSF
$PSSVQU 1SBDUJDFT "DU EJTDVTTFE GVSUIFS JO TFDUJPO SFTUSJDUT UIF FYDIBOHF PG HJGUT BOE
FOUFSUBJONFOU XJUI GPSFJHO OPO64
PGGJDJBMT "MM 7FSJ[PO FNQMPZFFT XIP PO 7FSJ[POT CFIBMG
JOUFSBDU XJUI HPWFSONFOU PGGJDJBMT PG BOZ DPVOUSZ BSF SFTQPOTJCMF GPS DPNQMZJOH XJUI BQQMJDBCMF
EFBMJOH BOE BOZ PUIFS
MBXT BOE SFHVMBUJPOT :PV TIPVME DPOTVMU XJUI UIF -FHBM %FQBSUNFOU JG ZPV IBWF BOZ RVFTUJPOT
BQQMJDBCMF MBXT
BCPVU UIF BQQMJDBCMF MFHBM TUBOEBSET
4.5
Bribes, Kickbacks and Loans
*U JT OFWFS BQQSPQSJBUF UP PGGFS QBZ PS SFDFJWF CSJCFT PS LJDLCBDLT JODMVEJOH UP PS GSPN BOZ
HPWFSONFOU PGGJDJBM PS FNQMPZFF
XIJDI DBO TVCKFDU ZPV UP DJWJM PS DSJNJOBM QFOBMUJFT :PV TIPVME
JNNFEJBUFMZ OPUJGZ UIF -FHBM %FQBSUNFOU BCPVU BOZ QBZNFOU PS HJGU UIBU JT PGGFSFE UP ZPV PS
SFRVFTUFE GSPN ZPV UIBU ZPV CFMJFWF NBZ CF B CSJCF LJDLCBDL TPMJDJUBUJPO PG B CSJCF PS LJDLCBDL
PS PUIFSXJTF JNQSPQFS
*U JT OFWFS BQQSPQSJBUF UP PGGFS PS BDDFQU QFSTPOBM MPBOT PS HVBSBOUFFT FH QSFGFSFODFT PS
EJTDPVOUT OPU PGGFSFE XJEFMZ
UP PS GSPN DVTUPNFST CVTJOFTT QSPWJEFST PS DPNQFUJUPST PG 7FSJ[PO
:PV NBZ OPU SFIJSF PS DPOUSBDU
XJUI B GPSNFS FNQMPZFF VOMFTT
4.6
Relationships with and Obligations of Departing and
Former Employees
UIBU QFSTPO IBT CFFO TFQBSBUFE
:PVS PCMJHBUJPO UP BCJEF CZ DPNQBOZ TUBOEBSET FYJTUT FWFO BGUFS ZPVS FNQMPZNFOU XJUI 7FSJ[PO
GSPN UIF DPNQBOZ GPS B
FOET 5IF GPMMPXJOH SFRVJSFNFOUT BQQMZ UP BMM DVSSFOU EFQBSUJOH BOE GPSNFS 7FSJ[PO FNQMPZFFT
NJOJNVN UJNF QFSJPE PG
t 8IFO MFBWJOH PS SFUJSJOH ZPV NVTU FOTVSF UIBU ZPV SFUVSO BMM 7FSJ[PO QSPQFSUZ JO ZPVS
TJY NPOUIT "OZ FYDFQUJPOT
QPTTFTTJPO JODMVEJOH BMM SFDPSET BOE FRVJQNFOU
NVTU DPNQMZ XJUI UIJT $PEF
t :PV NBZ OPU CSFBDI BOZ FNQMPZNFOU DPOEJUJPO PS BHSFFNFOU ZPV IBWF XJUI 7FSJ[PO :PV NBZ
BOE BQQMJDBCMF QPMJDZ
OPU VTF PS EJTDMPTF 7FSJ[PO OPOQVCMJD JOGPSNBUJPO JO BOZ TVCTFRVFOU FNQMPZNFOU VOMFTT ZPV
SFDFJWF XSJUUFO QFSNJTTJPO JO BEWBODF GSPN B 7FSJ[PO WJDF QSFTJEFOU MFWFM PS BCPWF TVQFSWJTPS
BOE UIF -FHBM %FQBSUNFOU
t :PV NBZ OPU QSPWJEF BOZ 7FSJ[PO OPOQVCMJD DPNQBOZ JOGPSNBUJPO UP GPSNFS FNQMPZFFT
VOMFTT BVUIPSJ[FE *G B GPSNFS FNQMPZFF TPMJDJUT OPOQVCMJD JOGPSNBUJPO GSPN ZPV ZPV NVTU
JNNFEJBUFMZ OPUJGZ 4FDVSJUZ PS UIF -FHBM %FQBSUNFOU
t &YDFQU BT BVUIPSJ[FE CFMPX ZPV NBZ OPU SFIJSF B GPSNFS FNQMPZFF FOHBHF B GPSNFS FNQMPZFF
BT BO JOEFQFOEFOU DPOUSBDUPS PS DPOUJOHFOU XPSLFS PS QVSDIBTF QSPEVDUT PS TFSWJDFT PO
7FSJ[POT CFIBMG GSPN B GPSNFS FNQMPZFF VOMFTT UIBU GPSNFS FNQMPZFF IBT CFFO TFQBSBUFE
GSPN UIF DPNQBOZ GPS BU MFBTU TJY NPOUIT
t *O FYUSFNFMZ MJNJUFE DJSDVNTUBODFT UIF &YFDVUJWF 7JDF 1SFTJEFOU o )VNBO 3FTPVSDFT NBZ JO
XSJUJOH QSJPS UP UIF FOHBHFNFOU BOE VQPO GJOEJOH B DPNQFMMJOH SFBTPO BQQSPWF UIF SFIJSF PG
B GPSNFS FNQMPZFF PS UIF FOHBHFNFOU PG B GPSNFS FNQMPZFF BT BO JOEFQFOEFOU DPOUSBDUPS PS
DPOUJOHFOU XPSLFS XJUIJO TJY NPOUIT PG UIBU QFSTPOT TFQBSBUJPO
t " WJDF QSFTJEFOU MFWFM PS BCPWF TVQFSWJTPS NBZ JO XSJUJOH QSJPS UP UIF QVSDIBTF BOE VQPO
GJOEJOH B DPNQFMMJOH SFBTPO BQQSPWF UIF QVSDIBTF PG QSPEVDUT PS TFSWJDFT PO 7FSJ[POT CFIBMG
GSPN B GPSNFS FNQMPZFF XJUIJO TJY NPOUIT PG UIBU QFSTPOT TFQBSBUJPO 8IFSF B GPSNFS
FNQMPZFF IBT CFFO TFQBSBUFE GSPN 7FSJ[PO GPS NPSF UIBO TJY NPOUIT BVUIPSJ[BUJPO GSPN
ZPVS TVQFSWJTPS NVTU CF PCUBJOFE CFGPSF QSPEVDUT PS TFSWJDFT BSF QVSDIBTFE GSPN UIBU
GPSNFS FNQMPZFF
*G ZPV BSF DPODFSOFE UIBU B GPSNFS 7FSJ[PO FNQMPZFF JT CFOFGJUJOH VOGBJSMZ GSPN JOGPSNBUJPO
PCUBJOFE XIJMF FNQMPZFE BU 7FSJ[PO PS NBZ CF JOBQQSPQSJBUFMZ SFDFJWJOH 7FSJ[PO OPOQVCMJD
JOGPSNBUJPO ZPV TIPVME DPOUBDU UIF 7; &UIJDT BOE &&0 (VJEF-JOF GPS HVJEBODF
4.7
Interaction with Competitors
7FSJ[PO JT EFEJDBUFE UP FUIJDBM GBJS BOE WJHPSPVT DPNQFUJUJPO 8F XJMM TFMM PVS QSPEVDUT BOE
TFSWJDFT PO UIF CBTJT PG UIFJS NFSJU TVQFSJPS RVBMJUZ BOE DPNQFUJUJWF QSJDJOH "OZ RVFTUJPOT
DPODFSOJOH DPNQFUJUJPO MBXT TIPVME CF SFWJFXFE XJUI UIF -FHBM %FQBSUNFOU
4.7.1
8F TFMM PVS QSPEVDUT BOE
TFSWJDFT PO UIF CBTJT PG UIFJS
NFSJU TVQFSJPS RVBMJUZ BOE
DPNQFUJUJWF QSJDJOH
Avoiding Violations of the Antitrust Laws
5IF 64 BOUJUSVTU MBXT QSPIJCJU UXP LJOET PG BDUJWJUJFT *G ZPV IBWF BOZ RVFTUJPOT BCPVU XIFUIFS
BOZ BDUJWJUZ GBMMT JOUP UIF GPMMPXJOH DBUFHPSJFT PS JG ZPV IBWF BOZ JOGPSNBUJPO BCPVU TPNFPOF JO
UIF DPNQBOZ FOHBHJOH JO UIF GPMMPXJOH UZQFT PG DPOEVDU ZPV NVTU DPOUBDU UIF -FHBM
%FQBSUNFOU
:PV TIPVME BMTP DPOUBDU UIF -FHBM %FQBSUNFOU UP EFUFSNJOF UIF BQQMJDBCJMJUZ PG BOUJUSVTU PS
DPNQFUJUJPO MBXT PG BOZ PUIFS DPVOUSZ JO XIJDI ZPV DPOEVDU CVTJOFTT
'JSTU UIF BOUJUSVTU MBXT QSPIJCJU BHSFFNFOUT XJUI DPNQFUJUPST GJYJOH QSJDFT EJWJEJOH NBSLFUT
SJHHJOH CJET PS PUIFSXJTF MJNJUJOH DPNQFUJUJPO #PUI FYQMJDJU BHSFFNFOUT BOE JOGPSNBM
iHFOUMFNFOT BHSFFNFOUTw BSF BHBJOTU UIF MBX 7JPMBUJPO PG UIFTF QSPIJCJUJPOT NBZ SFTVMU JO
TFSJPVT DPOTFRVFODFT GPS ZPV PS UIF DPNQBOZ JODMVEJOH DSJNJOBM QFOBMUJFT BOE JNQSJTPONFOU
5IF GPMMPXJOH BDUJWJUJFT BSF QSPIJCJUFE
t Price Fixing: :PV NVTU OPU BHSFF XJUI B DPNQFUJUPS PO QSJDFT PS TFU QSJDFT JO DPODFSU XJUI B
DPNQFUJUPS
t Market Allocation: :PV NVTU OPU BHSFF XJUI B DPNQFUJUPS UP EJWJEF NBSLFUT PS FOHBHF JO BOZ
DPNNVOJDBUJPOT XJUI DPNQFUJUPST BCPVU UIF QMBDFT PS DVTUPNFST GPS XIJDI UIFZ PS 7FSJ[PO BSF
DPNQFUJOH
t Bid Rigging: :PV NVTU OPU BHSFF XJUI B DPNQFUJUPS UP TFU UIF UFSNT PS EJSFDU UIF PVUDPNF
PG B CJEEJOH QSPDFTT :PV BMTP NVTU OPU FOHBHF JO BOZ DPNNVOJDBUJPOT XJUI DPNQFUJUPST
BCPVU CJET
t Group Boycotts: :PV NVTU OPU CPZDPUU B TVQQMJFS PS DVTUPNFS BT B XBZ UP NBLF UIF TVQQMJFS
2
* IBWF FTUBCMJTIFE HPPE
PS DVTUPNFS TUPQ EFBMJOH XJUI B SJWBM " HSPVQ CPZDPUU BO BHSFFNFOU XJUI PUIFST OPU UP EFBM
SFMBUJPOT XJUI UIF BDDPVOU
XJUI BOPUIFS QFSTPO PS CVTJOFTT NBZ WJPMBUF UIF BOUJUSVTU MBXT JG JU JT VTFE UP GPSDF DVTUPNFST
FYFDVUJWFT PG TPNF PG PVS
UP QBZ IJHIFS QSJDFT PS UP IJOEFS B SJWBM GSPN FOUFSJOH UIF NBSLFU
DPNQFUJUPST "U USBEF TIPXT
*O BEEJUJPO ZPV TIPVME CF DBSFGVM PG UIF GPMMPXJOH
BOE DPOGFSFODFT XF PGUFO
t Joint Ventures, Teaming Arrangements and Non-Competition Agreements: 5IF BOUJUSVTU
DBUDI VQ PO JOEVTUSZ USFOET
DVTUPNFS EFBMT FUD *T UIJT
MBXT EP OPU QSPIJCJU BMM KPJOU WFOUVSFT PS UFBNJOH BSSBOHFNFOUT 4PNFUJNFT BHSFFNFOUT OPU
BQQSPQSJBUF
UP DPNQFUF BSF QFSNJTTJCMF BT QBSU PG PUIFSXJTF WBMJE CVTJOFTT BSSBOHFNFOUT #VU UIPTF
"
PDDBTJPOT BSF MJNJUFE BOE NVTU CF BQQSPWFE CZ UIF -FHBM %FQBSUNFOU :PV NBZ OPU TVCNJU B
6TF DBVUJPO JO UIFTF
KPJOU CJE FOUFS JOUP B KPJOU WFOUVSF PS UFBNJOH BSSBOHFNFOU PS OFHPUJBUF B OPODPNQFUF
TJUVBUJPOT BOE EP OPU EJTDVTT
BHSFFNFOU XJUIPVU UIF BQQSPWBM BOE JOWPMWFNFOU PG UIF -FHBM %FQBSUNFOU
UIF QSJDF PS UFSNT PG BOZ
7FSJ[PO DPOUSBDUT PS HBJO
4FDPOE UIF BOUJUSVTU MBXT QSPIJCJU DFSUBJO UZQFT PG VOJMBUFSBM DPOEVDU UIBU JT DPOEVDU VOEFSUBLFO
DPNQFUJUJWF JOGPSNBUJPO
CZ 7FSJ[PO BMPOF 7JPMBUJPO PG UIJT QSPIJCJUJPO NBZ SFTVMU JO MBSHF GJOFT BOE KVEHNFOUT BHBJOTU UIF
EJSFDUMZ GSPN B DPNQFUJUPS :PV
DPNQBOZ
TIPVME OPU FWFO KPLF BCPVU
:PV NVTU OPU FOHBHF JO UIF GPMMPXJOH DPOEVDU
XPSL SFMBUFE UPQJDT TJODF UIJT
DPVME CF NJTJOUFSQSFUFE :PV
t Sabotage: %P OPU UBNQFS XJUI DPNQFUJUPST QSPEVDUT TBMFT NBUFSJBMT PS PUIFS QSPQFSUZ
t False Statements: 8IFO NBLJOH DPNQBSJTPOT UP B DPNQFUJUPS TUJDL UP UIF GBDUT %P OPU
TIPVME SFGVTF UP EJTDVTT BOZ
FNCFMMJTI FYBHHFSBUF PS NJTMFBE
BOUJDPNQFUJUJWF JTTVFT BOE
MFBWF TVDI DPOWFSTBUJPOT
5IF BOUJUSVTU MBXT MJNJU UIF DJSDVNTUBODFT JO XIJDI DFSUBJO CVTJOFTT PS NBSLFUJOH EFDJTJPOT BSF
JNNFEJBUFMZ
QFSNJTTJCMF #FGPSF FOHBHJOH JO BOZ PG UIF DPOEVDU EFTDSJCFE CFMPX DPOTVMU UIF -FHBM
%FQBSUNFOU GPS HVJEBODF
t Exclusive Dealing: &YDMVTJWF EFBMJOH PDDVST XIFO B DPNQBOZ SFRVJSFT BT B DPOEJUJPO PG EPJOH
CVTJOFTT UIBU B DVTUPNFS GPSFHP EFBMJOH XJUI DPNQFUJUPST
t Resale Prices: 3FTBMF QSJDF TFUUJOH PDDVST XIFO B DPNQBOZ FTUBCMJTIFT UIF QSJDF UIBU SFTFMMFST
PS EJTUSJCVUPST DIBSHF GPS 7FSJ[POT QSPEVDUT
:PV NVTU NBLF JOEFQFOEFOU
QSJDJOH BOE NBSLFUJOH
t Refusals To Deal: 3FGVTBMT UP EFBM PDDVS XIFO B DPNQBOZ EFDMJOFT UP PGGFS UP POF DVTUPNFS B
TFSWJDF UIBU JU NBLFT BWBJMBCMF UP PUIFS DVTUPNFST PS XIFO B DPNQBOZ PGGFST B TFSWJDF UP POF
DVTUPNFS PO NPSF CVSEFOTPNF UFSNT UIBO JU NBLFT BWBJMBCMF UP PUIFS TJNJMBSMZ TJUVBUFE
EFDJTJPOT BOE DBOOPU
DVTUPNFST
DPPSEJOBUF ZPVS BDUJPOT XJUI
t Tying: 5ZJOH PDDVST XIFO B DPNQBOZ GPSDFT B DVTUPNFS XIP XBOUT POF QSPEVDU UP CVZ B
7FSJ[POhT DPNQFUJUPST
TFDPOE QSPEVDU BMTP BT B DPOEJUJPO PG CVZJOH UIF EFTJSFE QSPEVDU
%FBM GBJSMZ BOE IPOFTUMZ JO BMM
t Reciprocal Dealing: 3FDJQSPDBM EFBMJOH PDDVST XIFO B DPNQBOZ GPSDFT B TVQQMJFS UP CVZ
BDUJWJUJFT JODMVEJOH QSJDJOH
TPNFUIJOH GSPN UIF DPNQBOZ BT B DPOEJUJPO GPS UIF DPNQBOZ DPOUJOVJOH JUT CVTJOFTT
MJDFOTJOH BOE SJHIUT UP TFMM
SFMBUJPOTIJQ XJUI UIF TVQQMJFS
t Bundling: #VOEMJOH PDDVST XIFO B DPNQBOZ PGGFST B EJTDPVOU PO POF QSPEVDU JG JU JT
QVSDIBTFE UPHFUIFS XJUI BOPUIFS
t Below-cost Pricing: 1SJDJOH CFMPX DPTU PDDVST XIFO B DPNQBOZ EPFT OPU SFDPWFS JUT DPTUT GPS
B QBSUJDVMBS QSPEVDU PS CVOEMF PG QSPEVDUT
4.7.2
Gathering Information About Competitors
8IJMF JU JT FOUJSFMZ QSPQFS GPS FNQMPZFFT UP HBUIFS JOGPSNBUJPO BCPVU DPNQFUJUPST ZPV NVTU BWPJE
FWFO UIF BQQFBSBODF PG JNQSPQFSMZ BDRVJSJOH UIJT JOGPSNBUJPO :PV NVTU BDDVSBUFMZ SFQSFTFOU
ZPVSTFMG BOE OFWFS NJTSFQSFTFOU ZPVS JEFOUJUZ XIFO HBUIFSJOH DPNQFUJUJWF JOGPSNBUJPO :PV NVTU
"DDVSBUFMZ JEFOUJGZ ZPVSTFMG
XIFO ZPV HBUIFS QVCMJD
JOGPSNBUJPO BCPVU DPNQFUJUPST
BMTP FOTVSF UIBU BOZ BHFOUT PS DPOTVMUBOUT FNQMPZFE UP PCUBJO DPNQFUJUJWF JOGPSNBUJPO PO
7FSJ[POT CFIBMG BMTP SFQSFTFOU UIFNTFMWFT BDDVSBUFMZ BOE GPMMPX UIFTF QSJODJQMFT
(FOFSBMMZ JU JT BQQSPQSJBUF UP HBUIFS DPNQFUJUJWF JOGPSNBUJPO GSPN QVCMJD TPVSDFT JOEVTUSZ
HBUIFSJOHT BOE TVSWFZT BOE CFODINBSLJOHDPNQFUJUJWF SFTFBSDI *U JT OFWFS BQQSPQSJBUF UP SFRVFTU
PS PCUBJO OPOQVCMJD DPNQFUJUPS JOGPSNBUJPO GSPN HPWFSONFOU PS BHFODZ SFQPSUT UIBU BSF OPU
BWBJMBCMF UP UIF QVCMJD GSPN PUIFS DPNQFUJUPST PS GPSNFS FNQMPZFFT PG DPNQFUJUPST XIP NVTU
BCJEF CZ BOZ OPOEJTDMPTVSF PS DPOGJEFOUJBMJUZ BHSFFNFOUT XJUI UIFJS GPSNFS FNQMPZFST VOMFTT ZPV
BSF XFMM CSJFGFE CFGPSFIBOE CZ UIF -FHBM %FQBSUNFOU SFHBSEJOH XIBU ZPV DBO BOE DBOOPU EJTDVTT
*U JT BMTP OFWFS BQQSPQSJBUF UP DPNNJU UIFGU FTQJPOBHF PS CSFBDI PG B DPNQFUJUPST OPOEJTDMPTVSF
BHSFFNFOU 5P UIF FYUFOU UIBU JOGPSNBUJPO JT DMFBSMZ QSJWBUF PS NBSLFE JO TVDI B XBZ BT UP JOEJDBUF
JU JT QSJWBUF ZPV TIPVME OPU VTF JU BOE TIPVME DPOUBDU UIF -FHBM %FQBSUNFOU GPS HVJEBODF
*G ZPV IBWF SFBTPO UP CFMJFWF UIBU DPNQFUJUJWF JOGPSNBUJPO GSPN DVTUPNFST PS PUIFST NBZ OPU CF
QVCMJD ZPV TIPVME DPOTVMU XJUI UIF -FHBM %FQBSUNFOU CFGPSF BDDFQUJOH PS VTJOH UIJT JOGPSNBUJPO
4.8
Relationships With Affiliates
*O PSEFS UP FOTVSF UIBU UIF DPNQBOZT PSHBOJ[BUJPOBM TUSVDUVSF JT OPU VTFE VOGBJSMZ BMM USBOTBDUJPOT
CFUXFFO BOE BNPOH UIF 7FSJ[PO DPNQBOJFT BMTP DBMMFE iBGGJMJBUFTw
NVTU DPNQMZ XJUI DPNQBOZ
QPMJDZ BOE BMM BQQMJDBCMF MBXT BOE SFHVMBUJPOT JODMVEJOH BGGJMJBUF QSJDJOH BOE $VTUPNFS 1SPQSJFUBSZ
/FUXPSL *OGPSNBUJPO $1/*
SFRVJSFNFOUT
4.9
International Relationships
7FSJ[PO NVTU BCJEF CZ UIF MBXT SVMFT BOE SFHVMBUJPOT PG DPVOUSJFT XIFSF XF EP CVTJOFTT *G ZPVS
KPC PS UIF KPCT PG BOZPOF ZPV TVQFSWJTF JOWPMWFT CVTJOFTT XJUI DVTUPNFST PS WFOEPST JO BOPUIFS
DPVOUSZ ZPV NVTU CF GBNJMJBS XJUI BMM MBXT UIBU JNQBDU ZPVS XPSL #FDBVTF DVMUVSBM EJGGFSFODFT BOE
8IFO XPSLJOH BCSPBE ZPV
NVTU BEIFSF UP UIJT $PEF PG
$POEVDU BT DPOTJTUFOU XJUI
BQQMJDBCMF MBXT
MPDBM DVTUPNT PS MBXT NBZ SBJTF JTTVFT QSJPS UP FOHBHJOH JO BOZ JOUFSOBUJPOBM CVTJOFTT ZPV TIPVME
SFWJFX UIJT TFDUJPO BOE EJTDVTT UIFTF JTTVFT XJUI ZPVS TVQFSWJTPS BOE ZPVS CVTJOFTT VOJU -FHBM
%FQBSUNFOU PS $PSQPSBUF $PNQMJBODF $PVOTFM
4.9.1
Locating Offices or Receiving Services Outside of the
United States
*G ZPV BSF DPOTJEFSJOH MPDBUJOH PS NPWJOH B QSPKFDU VOJU HSPVQ PS BOZ 7FSJ[PO BDUJWJUZ PVUTJEF UIF
6OJUFE 4UBUFT PS PCUBJOJOH TFSWJDFT GSPN FNQMPZFFT PS FYUFSOBM QSPWJEFST MPDBUFE PVUTJEF UIF
6OJUFE 4UBUFT JODMVEJOH BOZ DBMM DFOUFS PS *5 TFSWJDFT GSPN JOEJWJEVBMT MPDBUFE PVUTJEF PG UIF
6OJUFE 4UBUFT
ZPV NVTU DPOUBDU UIF -FHBM %FQBSUNFOU UP EFUFSNJOF UIF SVMFT QPMJDJFT BOE MBXT
UIBU NBZ BQQMZ
4.9.2
Compliance with Screening Requirements of the Office of
Foreign Asset Control (OFAC)
5IF SFHVMBUJPOT QSPNVMHBUFE CZ UIF 0GGJDF PG 'PSFJHO "TTFU $POUSPM 0'"$
PG UIF 64 %FQBSUNFOU
PG UIF 5SFBTVSZ QSPIJCJU BOZ 64 QFSTPO JODMVEJOH FNQMPZFFT PG 64 DPNQBOJFT MPDBUFE PVUTJEF
UIF 64 GSPN USBOTGFSSJOH QBZJOH SFDFJWJOH PS PUIFSXJTF EFBMJOH JO QSPQFSUZ PS BO JOUFSFTU JO
QSPQFSUZ CFMPOHJOH UP PS VOEFS UIF DPOUSPM PG B MBSHF OVNCFS PG TQFDJBMMZ EFTJHOBUFE JOEJWJEVBMT
BOE FOUJUJFT UIF 0'"$ -JTU
7JPMBUJPOT PG UIFTF SFHVMBUJPOT DBO SFTVMU JO TVCTUBOUJBM GJOFT BOE
JNQSJTPONFOU
5P DPNQMZ XJUI UIF 0'"$ SFHVMBUJPOT UIPTF FOUJUJFT XJUI XIJDI XF USBOTBDU EJSFDUMZ NVTU CF
TDSFFOFE BHBJOTU UIF 0'"$ -JTU *O BEEJUJPO XF NVTU OPU USBOTBDU JOEJSFDUMZ UISPVHI PVS
DPOUSBDUPST UFOBOUT MBOEMPSET PS WFOEPST XJUI JOEJWJEVBMT BOE FOUJUJFT PO UIF 0'"$ -JTU 5P UIJT
FOE DPNQMJBODF XJUI UIF 0'"$ SFHVMBUJPOT JT BMTP BO JOUFHSBM PCMJHBUJPO PG PVS BHFOUT WFOEPST
TVQQMJFST BOE PUIFS UIJSE QBSUJFT BT SFGMFDUFE JO PVS 4VQQMJFS $PEF PG $POEVDU BOE PVS 0'"$
&YQPSU $POUSPM (VJEBODF GPS 7FOEPST 4VQQMJFST 7FSJ[POT 0'"$ QSPHSBN JT EFTDSJCFE BU
http://myedms.verizon.com/corporate/legal/lg/export_controls/
:PV TIPVME DPOUBDU ZPVS CVTJOFTT VOJU -FHBM %FQBSUNFOU PS $PSQPSBUF $PNQMJBODF $PVOTFM UP
DPOGJSN DPNQMJBODF XJUI 0'"$ TDSFFOJOH SFRVJSFNFOUT
4.9.3
*U JT JNQPSUBOU UP SFNFNCFS
Import/Export Control
*U JT 7FSJ[POT QPMJDZ UP DPNQMZ XJUI BMM JNQPSU BOE FYQPSU MBXT BOE SFHVMBUJPOT JODMVEJOH UIF
UIBU FYQPSU SFHVMBUJPOT MJLFMZ
&YQPSU "ENJOJTUSBUJPO "DU BOE UIF *OUFSOBUJPOBM 5SBGGJD JO "SNT 3FHVMBUJPOT *5"3
BT XFMM BT UIF
FYJTU BOE XJMM OFFE UP CF
JNQPSU BOE FYQPSU MBXT BOE SFHVMBUJPOT PG BMM DPVOUSJFT BQQMJDBCMF UP PVS HMPCBM CVTJOFTT 'BJMVSF
BEIFSFE UP SFHBSEMFTT PG UIF
DPVOUSZ GSPN XIJDI BO FYQPSU
PSJHJOBUFT .PTU DPVOUSJFT IBWF
JNQMFNFOUFE DPNQSFIFOTJWF
FYQPSU DPOUSPM SFHJNFT
UP EP TP DPVME SFTVMU JO DJWJM BOE DSJNJOBM QFOBMUJFT JNQSJTPONFOU BOE UIF MPTT PG 7FSJ[POT BCJMJUZ
UP JNQPSU PS FYQPSU QSPEVDUT BOE TFSWJDFT BOE SFUBJO HPWFSONFOU DPOUSBDUJOH QSJWJMFHFT 7FSJ[POT
&YQPSU $POUSPM $PNQMJBODF QSPHSBN JT EFTDSJCFE BU http://myedms.verizon.com/corporate/
legal/lg/export_controls/
$POUBDU ZPVS $PSQPSBUF
#FDBVTF TQFDJGJD BVUIPSJ[BUJPOT PS MJDFOTJOH NBZ CF SFRVJSFE GPS QBSUJDVMBS USBOTBDUJPOT ZPV
$PNQMJBODF $PVOTFM PS
TIPVME DPOUBDU ZPVS CVTJOFTT VOJU &YQPSU $POUSPM $PPSEJOBUPS ZPVS CVTJOFTT VOJU -FHBM
CVTJOFTT VOJU -FHBM %FQBSUNFOU
%FQBSUNFOU PS $PSQPSBUF $PNQMJBODF $PVOTFM CFGPSF
QSJPS UP TIJQQJOH BDSPTT
t &YQPSUJOH WJB QIZTJDBM TIJQNFOU FMFDUSPOJD NFBOT PS BOZ PUIFS NFBOT PG USBOTGFS BOZ QSPEVDU
CPSEFST
TFSWJDF PS UFDIOJDBM JOGPSNBUJPO GSPN UIF 64 PS NPWJOH JU CFUXFFO PS BNPOH DPVOUSJFT
5FDIOJDBM JOGPSNBUJPO DBO DPOTJTU PG NBOVGBDUVSJOH QSPDFTTFT QSPEVDU VTF PS DPNNFSDJBM BOE
UFDIOJDBM FYQFSUJTF EBUB PS TPGUXBSF
t &YQPSUJOH QSPEVDUT PS TFSWJDFT JEFOUJGJFE PO UIF 64 .VOJUJPOT -JTU DPOUBJOFE JO UIF *5"3
t 5BLJOH BOZ QSPEVDU TFSWJDF PS UFDIOJDBM JOGPSNBUJPO XJUI ZPV XIFO ZPV USBWFM UP BOPUIFS
DPVOUSZ PO QFSTPOBM PS DPNQBOZ TQPOTPSFE CVTJOFTT
t 1SPWJEJOH BOZ QSPEVDU TFSWJDF PS UFDIOJDBM JOGPSNBUJPO UP QBSUJFT UIBU QSFWJPVTMZ IBWF CFFO
EFOJFE BO FYQPSU MJDFOTF PS
t %JTDVTTJOH XJUI PS EJTQMBZJOH UP GPSFJHO OBUJPOBMT JODMVEJOH 7FSJ[PO FNQMPZFFT
XIFUIFS
JOTJEF PS PVUTJEF UIF 64 BOZ 7FSJ[PO UFDIOJDBM EBUB FRVJQNFOU PS OPOQVCMJD JOGPSNBUJPO PS
JUT BQQMJDBUJPO XIFUIFS JO UIF 64 PS BCSPBE FJUIFS PO DPNQBOZ PS QFSTPOBM CVTJOFTT
:PV TIPVME DPOTVMU ZPVS CVTJOFTT VOJU &YQPSU $POUSPM $PPSEJOBUPS PS $PSQPSBUF $PNQMJBODF
$PVOTFM UP JEFOUJGZ TJUVBUJPOT UIBU NBZ SFRVJSF XSJUUFO BTTVSBODF CZ OPO64 SFDJQJFOUT UIBU UIFZ
XJMM BCJEF CZ 64 FYQPSU DPOUSPM SFHVMBUJPOT
4.9.4
Payments, Lobbying, Expenses and Recordkeeping
Requirements Internationally
5IF QBZNFOUT XF NBLF MPCCZJOH XF DPOEVDU BOE FYQFOTFT XF JODVS JO UIF DPVSTF PG EPJOH
CVTJOFTT JOUFSOBUJPOBMMZ NVTU SFGMFDU UIF WBMVF PG UIF TFSWJDFT BDUVBMMZ QSPWJEFE CF EJSFDUFE UP
QSPQFS CVTJOFTT QVSQPTFT CF NBEF UP MFHJUJNBUF CVTJOFTT TFSWJDF QSPWJEFST BOE NFFU UIF
SFRVJSFNFOUT PG UIF MBXT PG UIF 64 BOE PG PUIFS DPVOUSJFT XIFSF XF EP CVTJOFTT
2
*O DPOKVODUJPO XJUI B
EFBM * BN XPSLJOH PO B
HPWFSONFOU PGGJDJBM IBT BTLFE
7FSJ[PO UP QBZ B iQSPDFTTJOH
GFFw UP FYQFEJUF DMFBSJOH
0OF LFZ MBX HPWFSOJOH PVS DPOEVDU PG CVTJOFTT JO PUIFS DPVOUSJFT JT UIF 'PSFJHO $PSSVQU 1SBDUJDFT
DVTUPNT 8IBU TIPVME * EP
"DU '$1"
XIJDI BQQMJFT UP 7FSJ[PO JUT TVCTJEJBSJFT PGGJDFST EJSFDUPST FNQMPZFFT BOE BHFOUT BOE
"i&YQFEJUJOHwPSiGBDJMJUBUJOHw
BOZ TUPDLIPMEFST BDUJOH PO CFIBMG PG 7FSJ[PO PS JUT TVCTJEJBSJFT (FOFSBMMZ JU JT B WJPMBUJPO PG UIF
'$1" UP NBLF QBZNFOUT PS SFMBUFE PGGFST PS UP QSPWJEF BOZ PUIFS CFOFGJU UP PS GPS UIF CFOFGJU PG B
GPSFJHO OPO64
PGGJDJBM #FGPSF PGGFSJOH NFBMT HJGUT HSBUVJUJFT FOUFSUBJONFOU PS BOZUIJOH PG
WBMVF UP BOZ GPSFJHO OPO64
PGGJDJBM QFSTPOOFM QPMJUJDBM QBSUZ QBSUZ PGGJDJBM PS DBOEJEBUF ZPV
NVTU DPOTVMU XJUI ZPVS CVTJOFTT VOJU -FHBM %FQBSUNFOU PS $PSQPSBUF $PNQMJBODF $PVOTFM
SFHBSEJOH DPNQMJBODF XJUI UIF '$1" PUIFS BQQMJDBCMF MBX BOE 7FSJ[PO TUBOEBSET 7FSJ[POT '$1"
$PNQMJBODF QSPHSBN JT EFTDSJCFE BU http://myedms.verizon.com/corporate/legal/lg/
export_controls/
QBZNFOUTBSFVOMBXGVMJONBOZ
DJSDVNTUBODFTBOEBSFHFOFSBMMZ
QSPIJCJUFEBU7FSJ[PO:PVNVTU
JNNFEJBUFMZOPUJGZ$PSQPSBUF
$PNQMJBODF$PVOTFMPSZPVSCVTJOFTT
VOJU-FHBM%FQBSUNFOU7JDF1SFTJEFOU
BCPVUBOZSFRVFTUTUPQBZXIBUZPV
"EEJUJPOBMMZ ZPV NVTU OFWFS NBLF QBZNFOUT UP B UIJSE QBSUZ UIBU ZPV TVTQFDU NBZ CF QBTTFE UP
CFMJFWFNBZCFBOFYQFEJUJOHPS
GBDJMJUBUJOHQBZNFOU
PGGJDJBMT PVUTJEF UIF 64 PS PUIFS QFSTPOT UP JNQSPQFSMZ JOGMVFODF BOZ QFSTPOT EFDJTJPONBLJOH
UP TFDVSF SFUBJO PS EJSFDU CVTJOFTT GPS 7FSJ[PO :PV NVTU OPU VTF BO BHFOU UP NBLF BOZ QBZNFOU
UIBU 7FSJ[PO JUTFMG DBOOPU NBLF 8IFOFWFS ZPV SFUBJO BOZ BHFOU JO DPOOFDUJPO XJUI PVS HMPCBM
CVTJOFTT ZPV NVTU NBLF TVSF UIBU ZPV DBO QSPQFSMZ USBDF BOZ GVOET QSPWJEFE UP UIF BHFOU UP
FOTVSF UIBU UIFZ BSF OPU VTFE UP NBLF JNQSPQFS QBZNFOUT UP HPWFSONFOU PGGJDJBMT PS UIFJS
SFQSFTFOUBUJWFT
3FHBSEMFTT PG UIF DVTUPNT PG B QBSUJDVMBS DPVOUSZ ZPV NVTU CF DBSFGVM UP GPMMPX DPNQBOZ
TUBOEBSET MPDBM MBXT BOE 64 MBXT SFHBSEJOH EPJOH CVTJOFTT XJUI OPO64 PGGJDJBMT PS UIFJS
GBNJMZ NFNCFST
:PV TIPVME DPOTVMU XJUI ZPVS CVTJOFTT VOJU -FHBM %FQBSUNFOU PS $PSQPSBUF $PNQMJBODF $PVOTFM JG
ZPV IBWF BOZ RVFTUJPOT BCPVU UIF '$1" PS JUT BQQMJDBUJPO %FUBJMFE HVJEBODF PO ZPVS DPNQMJBODF
SFRVJSFNFOUT VOEFS UIF '$1" JT BWBJMBCMF JO UIF '$1" )BOECPPL GPS (FOFSBM 6TFST MPDBUFE PO UIF
7FSJ[PO &YQPSU $POUSPM *OUSBOFU TJUF
7FSJ[PO JT SFRVJSFE UP BDDVSBUFMZ SFDPSE JOGPSNBUJPO SFHBSEJOH QBZNFOUT JODMVEJOH UIF BNPVOU
BOE SFDJQJFOU 5IFTF SFDPSELFFQJOH SFRVJSFNFOUT BQQMZ UP BOZ BHFOUT PS DPOTVMUBOUT XIP
SFQSFTFOU 7FSJ[PO 5IJT NFBOT UIBU ZPV NVTU FOTVSF UIBU 7FSJ[PO PS BOZ BHFOU PS DPOTVMUBOU
XIP BDUT PO 7FSJ[POT CFIBMG QSPQFSMZ EPDVNFOUT BMM USBOTBDUJPOT BOE NBJOUBJOT BDDVSBUF
JOGPSNBUJPO XJUI SFTQFDU UP UIF BNPVOU BOE VMUJNBUF SFDJQJFOU PG DPOUSBDU QBZNFOUT
DPNNJTTJPOT BOE PUIFS QBZNFOUT
4.9.5
2
.Z CVTJOFTT HSPVQ XBT
Economic Sanctions and Embargoes
*U JT JMMFHBM VOEFS 64 MBX GPS BOZ 64 DPNQBOZ PS QFSTPO JODMVEJOH FNQMPZFFT PG 64 DPNQBOJFT
SFDFOUMZ DPOUBDUFE CZ B GPSFJHO
MPDBUFE PVUTJEF UIF 64
UP FOHBHF JO USBOTBDUJPOT XJUI B OVNCFS PG EFTJHOBUFE DPVOUSJFT PS XJUI
PSHBOJ[BUJPO UIBU XBOUT UP
DFSUBJO EFTJHOBUFE QBSUJFT BOZXIFSF JO UIF XPSME GPS FYBNQMF HSPVQT UIBU TVQQPSU UFSSPSJTN
BSSBOHF GPS UIF QVSDIBTF PG
:PV TIPVME DIFDL XJUI UIF -FHBM %FQBSUNFOU SFHBSEJOH TBODUJPOT BOE FNCBSHPFT CZ UIF 64 BOE
DFSUBJO TFSWJDFT BOE QSPEVDUT
PUIFS DPVOUSJFT UIBU QSPIJCJU DPOEVDUJOH CVTJOFTT JO TQFDJGJD DPVOUSJFT PS XJUI TQFDJGJDBMMZ
GSPN 7FSJ[PO 5IF PSHBOJ[BUJPO
JEFOUJGJFE QBSUJFT
JT IFBERVBSUFSFE JO B DPVOUSZ
JO XIJDI XF IBWF OFWFS EPOF
CVTJOFTT 8IBU TIPVME * EP
"
*O BEEJUJPO CFDBVTF UIF 6OJUFE 4UBUFT BOE PUIFS DPVOUSJFT IBWF SFTUSJDUFE USBWFM UP DFSUBJO
DPVOUSJFT FNQMPZFFT XIP USBWFM JOUFSOBUJPOBMMZ NVTU GBNJMJBSJ[F UIFNTFMWFT XJUI BOZ QSPIJCJUJPOT
PO USBWFM EVF UP TBODUJPOT PS FNCBSHPFT SFTUSJDUJPOT PO UBLJOH DPNQBOZ BTTFUT JOUP DFSUBJO
DPVOUSJFT BOE UIF SVMFT BOE QSPDFEVSFT GPS PCUBJOJOH BOE VTJOH CVTJOFTT USBWFM EPDVNFOUT
#FGPSF EJTDVTTJOH
CVTJOFTT XJUI UIJT PSHBOJ[BUJPO
JODMVEJOH QBTTQPSUT WJTBT BQQSPWBMT BOE TQFDJBM EPDVNFOUBUJPO
ZPV NVTU GJSTU DIFDL XJUI UIF
-FHBM %FQBSUNFOU UP EFUFSNJOF
4.9.6
Illegal Boycotts
JG ZPV XJMM CF EPJOH CVTJOFTT
7FSJ[PO XJMM OPU QBSUJDJQBUF JO CPZDPUUT PG DPVOUSJFT UIFJS OBUJPOBMT PS CMBDLMJTUFE DPNQBOJFT
JO B DPVOUSZ PS XJUI BO
VOMFTT UIFTF CPZDPUUT BSF TBODUJPOFE CZ UIF 64 HPWFSONFOU BOE QBSUJDJQBUJPO CZ 7FSJ[PO JT
PSHBOJ[BUJPO UIBU JT UIF TVCKFDU
BQQSPWFE CZ ZPVS CVTJOFTT VOJU -FHBM %FQBSUNFOU PS $PSQPSBUF $PNQMJBODF $PVOTFM /PS XJMM
PG BOZ MFHBMMZ JNQPTFE
7FSJ[PO EJTDMPTF JOGPSNBUJPO BCPVU QSFTFOU PS QSPTQFDUJWF CVTJOFTT SFMBUJPOTIJQT JO DPVOUSJFT
FDPOPNJD TBODUJPOT
UIBU BSF UIF TVCKFDU PG JMMFHBM PS JNQSPQFS CPZDPUUT
6OMFTT BQQSPWFE CZ ZPVS CVTJOFTT VOJU -FHBM %FQBSUNFOU PS $PSQPSBUF $PNQMJBODF $PVOTFM ZPV
NVTU OPU GVSOJTI JOGPSNBUJPO BCPVU
t 7FSJ[POT QBTU QSFTFOU PS QSPTQFDUJWF CVTJOFTT SFMBUJPOTIJQT XJUI JMMFHBMMZ CPZDPUUFE DPVOUSJFT
PS CMBDLMJTUFE DPNQBOJFT PS
t "OZ QFSTPOT B
SBDF SFMJHJPO HFOEFS OBUJPOBM PSJHJO PS OBUJPOBMJUZ C
NFNCFSTIJQ JO PS
TVQQPSU PG B DIBSJUBCMF PS GSBUFSOBM PSHBOJ[BUJPO TVQQPSUJOH CPZDPUUFE DPVOUSJFT D
SFMBUJPOTIJQ
XJUI OBUJPOBMT PG CPZDPUUFE DPVOUSJFT PS E
SFMBUJPOTIJQ XJUI B CPZDPUUFE DPVOUSZ PS
CMBDLMJTUFE DPNQBOZ PS
t "OZ QFSTPO CFMJFWFE UP CF SFTUSJDUFE GSPN EPJOH CVTJOFTT XJUI B CPZDPUUFE DPVOUSZ
"OZ SFRVFTU GPS JOGPSNBUJPO SFHBSEJOH CPZDPUUFE DPVOUSJFT PS PSHBOJ[BUJPOT NVTU CF JNNFEJBUFMZ
SFGFSSFE UP $PSQPSBUF $PNQMJBODF $PVOTFM
$0/$-64*0/
*U JT OPU QPTTJCMF UP EFTDSJCF BMM VOFUIJDBM PS JMMFHBM CVTJOFTT QSBDUJDFT JO EFUBJM 5IF CFTU HVJEFMJOFT
BSF JOEJWJEVBM DPOTDJFODF DPNNPO TFOTF BOE VOXBWFSJOH DPNQMJBODF XJUI BMM DPNQBOZ QPMJDJFT
BQQMJDBCMF MBXT SFHVMBUJPOT BOE DPOUSBDUVBM PCMJHBUJPOT 4FFL HVJEBODF JG ZPV BSF VOTVSF PG XIBU
UP EP BTL RVFTUJPOT BOE SFQPSU XSPOHEPJOH $PNQBOZ QPMJDZ TUSJDUMZ GPSCJET BOZ SFUBMJBUJPO
BHBJOTU BO FNQMPZFF XIP SFQPSUT TVTQFDUFE XSPOHEPJOH
7JPMBUJPOT PG UIF MBX UIF $PEF BOE PUIFS DPNQBOZ QPMJDJFT QSPDFEVSFT JOTUSVDUJPOT QSBDUJDFT
BOE UIF MJLF DBO MFBE UP EJTDJQMJOBSZ BDUJPO VQ UP BOE JODMVEJOH UFSNJOBUJPO PG FNQMPZNFOU 4VDI
EJTDJQMJOBSZ BDUJPO NBZ BMTP CF UBLFO BHBJOTU TVQFSWJTPST PS FYFDVUJWFT XIP DPOEPOF QFSNJU PS
IBWF LOPXMFEHF PG JNQSPQFS DPOEVDU PS GBJM UP UBLF BDUJPO UP QSFWFOU BOE EFUFDU WJPMBUJPOT TVDI
BT GBJMVSF UP QSPWJEF USBJOJOH BOE GBJMVSF UP TVQFSWJTF TVCPSEJOBUFT XPSL /P POF NBZ KVTUJGZ BO
JMMFHBM PS JNQSPQFS BDU CZ DMBJNJOH JU XBT PSEFSFE CZ TPNFPOF JO IJHIFS NBOBHFNFOU 5IF
GPMMPXJOH BSF FYBNQMFT PG BDUJPOT DPOTJEFSFE JMMFHBM PS VOBDDFQUBCMF
t 5IFGU PS VOBVUIPSJ[FE BDDFTT VTF PS EJTDMPTVSF PG DPNQBOZ DVTUPNFS PS FNQMPZFF SFDPSET
EBUB GVOET QSPQFSUZ PS JOGPSNBUJPO XIFUIFS PS OPU JU JT QSPQSJFUBSZ
t 8PSLJOH VOEFS UIF JOGMVFODF PG BMDPIPM PS JMMFHBM TVCTUBODFT PS BCVTJOH MFHBM TVCTUBODFT
t *NQSPQFSMZ PQFSBUJOH B WFIJDMF GPS DPNQBOZ CVTJOFTT PS ESJWJOH XIJMF PO DPNQBOZ CVTJOFTT
XJUI B TVTQFOEFE PS SFWPLFE MJDFOTF PS XIJMF VOEFS UIF JOGMVFODF PG ESVHT PS BMDPIPM
t 6TJOH BOZ QSPHSBN PS QSPNPUJPO JO BO VOBVUIPSJ[FE NBOOFS
t &OHBHJOH JO BOZ GPSN PG XPSLQMBDF WJPMFODF JODMVEJOH CVU OPU MJNJUFE UP BOZ BDU PG QIZTJDBM
JOUJNJEBUJPO PS BTTBVMU JODMVEJOH UISFBUT PG WJPMFODF
t 4PMJDJUJOH PS HJWJOH UIF JNQSFTTJPO UIBU ZPV XPVME FYQFDU HJGUT PS HSBUVJUJFT GSPN TVQQMJFST PS
DVTUPNFST
t %JTQBSBHJOH PS NJTSFQSFTFOUJOH UIF DPNQBOZT QSPEVDUT PS TFSWJDFT PS JUT FNQMPZFFT
t 'BMTJGZJOH B DPNQBOZ SFDPSE TVDI BT B UJNF SFQPSU BOE
t .JTSFQSFTFOUJOH ZPVS IFBMUI TUBUVT PS PUIFS SFBTPOT GPS BCTFODF TVDI BT NJTSFQSFTFOUJOH
ZPVSTFMG BT EJTBCMFE BOE SFDFJWJOH EJTBCJMJUZ CFOFGJUT
Sources of Help
Verizon provides many resources to help you make ethical decisions. In addition to your
supervisor, you may consult with Human Resources, the Legal Department or call the VZ Ethics
and EEO GuideLine.
Verizon’s eWeb (Intranet) - http://myvzweb.verizon.com - contains expansive helpful contact
and subject matter information. In addition, please reference the chart below for some
important resources
Quick Reference Chart
30
Resource
Phone Number
Website
VZ Ethics and EEO GuideLine
800.856.1885 (U.S.)
www.verizonguideline.com
Office of Ethics and
Business Conduct (OEBC)
(+)800.0.624.0007
(International)
Human Resources (U.S.)
Consult website
http://vzweb.verizon.com/intranet/
wireline/AboutYou/HReSource
Human Resources (International)
(+)800.0.932.7947
Vnet 932.7947
http://vzweb.verizon.com/intranet/
wireline/AboutYou/ContactHR
Security (U.S.)
800.997.3287
http://security.verizon.com
Security (International)
972.615.4343
http://security.verizon.com,
Click “International Security”
Legal Department
Consult website
http://myedms.verizon.com/
corporate/legal/lg/index.shtml
Corporate Compliance Counsel
Consult website
http://eweb.verizon.com/bpage/
compliance/legal_group.shtml
Internal Audit
800.856.1885 (U.S.)
(+)800.0.624.0007
(International)
http://myedms.verizon.com/
corporate/finance/ia/index.html
Privacy Office
Consult website
http://myvzweb.verizon.com/intranet/
site/vzweb/privacyoffice
Environmental, Health & Safety (U.S.)
800.386.9639
https://vzweb.verizon.com/intranet/
wireline/AboutYou/HRGuidelines/
VzCulture/SafetyAndEnvironmental
Compliance
Environmental, Health & Safety
(International)
(+)800.386.9639
https://vzweb.verizon.com/intranet/
wireline/AboutYou/HRGuidelines/
VzCulture/SafetyAndEnvironmental
Compliance
Resource
Phone Number
Website
Labor Relations
Consult website
http://vzweb.verizon.com/intranet/
wireline/AboutYou/YourToolkit/
ManageLaborRelations
Public Affairs, Policy &
Communications
Consult website
http://pa.verizon.com/pa
Public Affairs, Policy &
Communications - Media Relations
Consult website
http://newscenter.verizon.com/
corporate/media-contacts/
Corporate Responsibility
Consult website
http://responsibility.verizon.com
Verizon Foundation
Consult website
www.verizon.com/foundation
Employee Assistance Program (U.S.)
888.441.8674
www.anthem.com/eap/verizon
Employee Assistance Program
(International)
Consult website
www.anthem.com/eap/global
Notes
31
Notes
Notes