united states district court southern district of new

Case 1:09-cv-08757-TPG Document 587 Filed 06/08/15 Page 1 of 3
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
---------------------------------------------------------- x
NML CAPITAL, LTD.,
:
:
Plaintiff,
:
:
v.
:
:
THE REPUBLIC OF ARGENTINA,
:
:
Defendant.
:
---------------------------------------------------------- x
:
:
AURELIUS CAPITAL MASTER, LTD. and
:
ACP MASTER, LTD.,
:
:
Plaintiffs,
:
:
v.
:
:
THE REPUBLIC OF ARGENTINA,
:
:
Defendant.
:
---------------------------------------------------------- x
:
AURELIUS OPPORTUNITIES FUND II, LLC :
and AURELIUS CAPITAL MASTER, LTD., :
:
:
Plaintiffs,
:
:
v.
:
:
THE REPUBLIC OF ARGENTINA,
:
:
Defendant.
:
---------------------------------------------------------- x
08 Civ. 6978 (TPG)
09 Civ. 1707 (TPG)
09 Civ. 1708 (TPG)
14 Civ. 8988 (TPG)
09 Civ. 8757 (TPG)
09 Civ. 10620 (TPG)
10 Civ. 1602 (TPG)
10 Civ. 3507 (TPG)
(captions continued on next page)
DECLARATION OF MARC G. FARRIS IN SUPPORT OF
PLAINTIFFS’ MOTIONS FOR LEAVE TO
AMEND AND SUPPLEMENT COMPLAINTS
3076926.1
Case 1:09-cv-08757-TPG Document 587 Filed 06/08/15 Page 2 of 3
----------------------------------------------------------- x
:
AURELIUS CAPITAL MASTER, LTD. and
AURELIUS OPPORTUNITIES FUND II, LLC, :
:
:
Plaintiffs,
:
:
v.
:
:
THE REPUBLIC OF ARGENTINA,
:
:
Defendant.
----------------------------------------------------------- x
:
BLUE ANGEL CAPITAL I LLC,
:
:
Plaintiff,
:
:
v.
:
:
THE REPUBLIC OF ARGENTINA,
:
:
Defendant.
----------------------------------------------------------- x
:
OLIFANT FUND, LTD.,
:
:
Plaintiff,
:
:
v.
:
:
THE REPUBLIC OF ARGENTINA,
:
:
Defendant.
----------------------------------------------------------- x
10 Civ. 3970 (TPG)
10 Civ. 8339 (TPG)
10 Civ. 4101 (TPG)
10 Civ. 4782 (TPG)
10 Civ. 9587 (TPG)
I, Marc G. Farris, declare as follows:
1.
I am an associate at the law firm of Friedman Kaplan Seiler & Adelman
LLP, counsel to Plaintiffs Aurelius Capital Master, Ltd., ACP Master, Ltd., Aurelius
Opportunities Fund II LLC, and Blue Angel Capital I LLC (along with NML Capital, Ltd. and
Olifant Fund, Ltd., “Plaintiffs”) in the above-captioned actions.
-23076926.1
Case 1:09-cv-08757-TPG Document 587 Filed 06/08/15 Page 3 of 3
Case 1:09-cv-08757-TPG Document 587-1 Filed 06/08/15 Page 1 of 3
Exhibit 1
Case 1:09-cv-08757-TPG Document 587-1 Filed 06/08/15 Page 2 of 3
Page 1
9 of 21 DOCUMENTS
Copyright 2013 Factiva ®, from Dow Jones
All Rights Reserved
(c) 2013 Dow Jones & Company, Inc.
Dow Jones Global News Select
June 27, 2013 Thursday 2:05 AM GMT
LENGTH: 413 words
HEADLINE: Repsol Rejects YPF Compensation Offer
BODY:
MADRID--The board of Spanish oil firm Repsol SA (REP.MC) unanimously rejected Wednesday a $5 billion
proposal from Argentina to compensate it for last year's expropriation of most of Repsol's stake in YPF SA (YPF,
YPFD.BA), saying the offer was "unsatisfactory."
The proposal would have given Repsol 47% ownership in a new company with drilling rights to 6.4% of
Argentina's giant shale-gas field Vaca Muerta and $1.5 billion in cash and bonds that can only be invested in the project.
The Argentine government valued this offer at $5 billion, said Repsol. However, the company added that this valuation
"is constructed on overvalued assets far from market values seen in recent transactions."
In exchange for such a deal, Repsol would have had to drop a $10.5 billion legal claim against the Argentine
government.
Repsol said it would welcome engaging in further negotiations with Argentina. It said the board hopes that the
Argentine government maintains "an open attitude to dialogue.. negotiated through the appropriate corporate channels,
with the necessary serenity and balance and which represents a fair compensation and the end of the claims surrounding
the expropriation."
The rejected proposal was brokered by one of Repsol's largest shareholders, Petroleos Mexicanos, or Pemex, in lieu
of direct talks between Repsol and Argentina. The Mexican state-owned oil giant holds a 9.37% stake in Repsol.
YPF denied that Argentina's government made an official offer to Repsol. Rather, it said there were talks between
Case 1:09-cv-08757-TPG Document 587-1 Filed 06/08/15 Page 3 of 3
Page 2
Repsol Rejects YPF Compensation Offer Dow Jones Global News Select June 27, 2013 Thursday 2:05 AM GMT
YPF representatives and Repsol shareholders aimed at finding a solution to the dispute.
"YPF highlights Repsol's attitude of indicating its openness to dialogue to reach a negotiated settlement satisfactory
to the interests of both companies," YPF said in a statement.
Repsol has long said that it wants a negotiated settlement to the dispute but that Argentina has rejected several
attempts to start discussions.
Argentina's presidential spokesman Alfredo Scoccimarro didn't respond to requests for comment. A Pemex
spokesman declined to comment.
Pemex became involved following a failed attempt by Repsol's largest shareholder, Caixabank SA (CABK.MC), to
reach a compensation deal with Argentina.
Argentina last year passed a law which expropriated of 51% of YPF, the country's leading oil-and-gas company,
leaving Repsol with 6.4%.
-Ken Parks and Laurence Iliff contributed to this article.
Write to Christopher Bjork at [email protected] [ 06-26-13 2205ET ]
NOTES:
PUBLISHER: Dow Jones & Company, Inc.
LOAD-DATE: June 27, 2013
Case 1:09-cv-08757-TPG Document 587-2 Filed 06/08/15 Page 1 of 2
Exhibit 2
Case 1:09-cv-08757-TPG Document 587-2 Filed 06/08/15 Page 2 of 2
Communication Executive Managing
Division
Tel.: +34 91 753 87 87
www.repsol.com
[email protected]
PRESS RELEASE
Madrid, 25th November 2013
1 page
In relation to the press release issued by the Government of Argentina, Repsol will
submit the outlined heads of agreement to the consideration of its Board of Directors,
which will evaluate the terms and conditions.
To this end, the Board of Directors of Repsol, at its meeting to be held on Wednesday
27 November, will analyze and resolve as it deems appropriate in the sole interest of
the company and its shareholders.
An official notice will be published at the end of the Board meeting.
1
Case 1:09-cv-08757-TPG Document 587-3 Filed 06/08/15 Page 1 of 5
Exhibit 3
Case 1:09-cv-08757-TPG Document
587-3 Filed 06/08/15 Page 2 of 5
Official Notice
Repsol International
Finance, B.V.
Koninginnegracht 19
The Hague
NL-2514-AB
The Netherlands
Tel. 31 703141611
www.repsolinternationalfinancebv.com
The Hague, February 26, 2014
In accordance with Article 14 of Law of 9 May 2006, on market abuse, Repsol International Finance,
B.V. is filing the attached English translation of the official notice published on February 25, 2014 by
Repsol, S.A. (Guarantor of the Euro 10,000,000,000 Guaranteed Euro Medium Term Note Programme
of the Company), related to the approval by the Board of Director of Repsol, S.A. of the execution of
an agreement over the expropriation of YPF for US$ 5.0 billion, subject to ratification of the General
Shareholders’ Meeting.
The Spanish version of the press release has been also filed today by Repsol, S.A. with the Spanish
Securities Market Commission (Comisión Nacional del Mercado de Valores).
Case 1:09-cv-08757-TPG Document
587-3 Filed 06/08/15 Page 3 of 5
Official Notice
c/ M éndez Álvaro 44
28045 M adrid
España
Tel. 34 917 538 100
34 917 538 000
Fax 34 913 489 494
www.repsol.com
ARGENTINA AND REPSOL REACH A COMPENSATION AGREEMENT OVER THE EXPROPIATION OF YPF
The agreement approved today by Repsol’s Board of Directors must be ratified by the Annual General
Shareholders’ Meeting and by the Argentinean Parliament
The agreement reached between the Republic of Argentina and Repsol (“Convenio de Solución
Amigable y Avenimiento de Expropiación”) recognises the company’s right to receive US$5 billion as
compensation for the expropriation of 51% of the shares of YPF and stipulates guarantees for effective
payment as well as the termination of all judicial and arbitration proceedings and the reciprocal waiver
of future claims.
The agreement does not enter into force until a number of conditions precedent are met, including its
approval by Repsol’s Annual General Meeting followed by approval of a law especially sanctioned by the
Parliament of the Republic of Argentina.
Makeup of Public Debt
The agreement stipulates that the Government of Argentina will transfer to Repsol dollar-denominated
public debt, as follows:
1) A fixed package with a nominal value of $5 billion, made up of:
-
Bonar X: US$500 million.
-
Discount 33: US$1.250 billion.
-
Bonar 2024: US$3.250 billion.
2) A complementary package, with a maximum nominal value of $1 billion, made up of:
-
Boden 2015: US$400 million.
-
Bonar X: US$300 million.
-
Bonar 2024: US$300 million.
The transferal of the complementary package will be adjusted so that the market value of all the
Argentinean bonds delivered to Repsol is no less than $4.670 billion and up to a maximum nominal
value of $6 billion. The market value will be calculated through quotations from international financial
institutions. The complementary bonds will be delivered to Repsol by earliest maturity first up to the
limits indicated in each bond.
Case 1:09-cv-08757-TPG Document
Official 587-3
Notice Filed 06/08/15 Page 4 of 5
The closing of the transaction will be completed with the delivery of the bonds in Repsol’s favor with full
guarantees in their deposit through an international financial clearing institution. Repsol is free to sell
these bonds. If the sale proceeds were to exceed US$5 billion (excluding costs and interest), the excess
would revert to the Republic of Argentina.
Guarantees
The Republic of Argentina’s debt will be transferred to Repsol “pro solvendo,” that is that the debt due
to Repsol will not be considered to be extinguished until full payment, be it through the sale of bonds or
through ordinary payment through the bonds’ maturity.
As an additional guarantee, the Republic of Argentina recognises that if the debt were restructured or
there were a failure to pay, Repsol has the right to accelerate debt payment and seek payment of the
outstanding amount up to $5 billion through UNCITRAL (United Nations Commission on International
Trade Law.)
The compensation agreement is protected by the Bilateral Treaty between Spain and Argentina for the
Protection of Investments (Acuerdo de Promoción y Protección de Inversiones entre España y
Argentina.)
Agreement with YPF
Simultaneously with the execution of the agreement, Repsol will enter into an agreement with YPF and
YPF Gas by which – mainly - all parties will agree to desist from all legal action initiated by them as well
as certain waivers and indemnities.
Case 1:09-cv-08757-TPG Document
Official 587-3
Notice Filed 06/08/15 Page 5 of 5
ANNEX 1
INITIAL PACKAGE
Bond
Nominal (US$)
ISIN
Coupon
Maturity
Bonar X
500,000,000
ARARGE03F441
7.00%
17/04/2017
Bonar 2024
3,250,000,000
To be confirmed
8.75%
Discount 33 (*)
1,250,000,000
ARARGE03E113
8.28%
Total initial
package
5,000,000,000
10 years from the issue date. Yearly
payment at 16.66% of the face
value between years 5 y 9 and
16.7% in year 10.
31/12/2033. From June 2024 paid
in 20 half-yearly payments. Each of
the 20 payments includes the
proportional part
of the capitalized interest accrued
until the first payment (7.01%)
ADDITIONAL CONTINGENT PACKAGE
Bond
Boden 2015
Bonar X
Bonar 2024
Nominal (US$)
Up to 400,000,000
Up to 300,000,000
Up to 300,000,000
Up to 1,000,000,000
ISIN
ARARGE03F144
ARARGE03F441
To be confirmed
(*) This bond includes capitalized interest worth $500 million.
Coupon
7.00%
7.00%
8.75%
Maturity
03/10/2015
Described in initial package
Described in initial package
Case 1:09-cv-08757-TPG Document 587-4 Filed 06/08/15 Page 1 of 5
Exhibit 4
Case 1:09-cv-08757-TPG Document 587-4 Filed 06/08/15 Page 2 of 5
Bekanntmachung Freiverkehr (Open Market, Quotation Board)
Einbeziehung
Folgende Wertpapiere werden in den Freiverkehr (Open Market, Quotation Board) der Frankfurter Wertpapierbörse einbezogen:
Aktien
Nr. ISIN
Name
Land
Notierungsart Kleinste
MIC
handelbare Code
Einheit
Flat
CBF
Nr.
Erster
Instrument
Handelstag Typ
Handels Einzelau Spezielle Quote
Quote
Handels Abrechnungs CCP ab
modell
ktion
Auktion Provider Provider
währung währung
ID
Subgroup
CCP bis
Endfälligkeit Letzter
Handelstag
1
DE000A1YDAZ7
SendR SE
Deutschland
Stücknotiz
1
XFRA
7814 23.01.2015 EQU
093
nein
nein
WSTFR QP1
EUR
EUR
2
CA2692811011
EXO U Inc.
Kanada
Stücknotiz
1
XFRA
7881 23.01.2015 EQU
093
nein
nein
BALFR
QPA
EUR
EUR
3
CA87163U1030
Synodon Inc.
Kanada
Stücknotiz
1
XFRA
7881 23.01.2015 EQU
093
nein
nein
BALFR
QPA
EUR
EUR
Nr. ISIN
Name
Land
Notierungsart Kleinste
MIC
handelbare Code
Einheit
CBF
Nr.
Handels Einzelau Spezielle Quote
Quote
Handels Abrechnungs CCP ab
modell
ktion
Auktion Provider Provider
währung währung
ID
Subgroup
CCP bis
Endfälligkeit Letzter
Handelstag
1
XS1106574129
361 Degrees International Limited Kaiman-Inseln
Prozentnotiz
1000000
XFRA
7633 23.01.2015 BON
093
nein
nein
WALFR
QP1
CNY
EUR
12.09.2017
2
XS0834486796
Intu [Jersey] Ltd.
Grossbritannien
Prozentnotiz
100000
XFRA
7637 23.01.2015 BON
093
nein
nein
MJAFR
QPS
GBP
EUR
04.10.2018
3
US38148LAA44
The Goldman Sachs Group Inc.
USA
Prozentnotiz
2000
XFRA
7637 23.01.2015 BON
093
nein
nein
MJAFR
QPS
USD
EUR
23.04.2020
4
US38148LAC00
The Goldman Sachs Group Inc.
USA
Prozentnotiz
2000
XFRA
7811 23.01.2015 BON
093
nein
nein
UHEFR
QP2
USD
EUR
23.01.2025
5
US00724FAC59
Adobe Systems Inc.
USA
Prozentnotiz
2000
XFRA
7812 23.01.2015 BON
093
nein
nein
ICFFR
QPC
USD
EUR
01.02.2025
6
DE000HSH4WJ9
HSH Nordbank AG
Deutschland
Prozentnotiz
1000
XFRA
7812 23.01.2015 BON
093
nein
nein
ICFFR
QPC
EUR
EUR
23.01.2030
7
DE000HSH4WH3
HSH Nordbank AG
Deutschland
Prozentnotiz
1000
XFRA
7812 23.01.2015 BON
093
nein
nein
ICFFR
QPC
EUR
EUR
23.01.2025
8
XS1174472511
JPMorgan Chase & Co.
USA
Prozentnotiz
100000
XFRA
7812 23.01.2015 BON
093
nein
nein
ICFFR
QPC
EUR
EUR
27.01.2020
9
DE000NLB8FQ5
Norddeutsche Landesbank
Girozentrale
Deutschland
Prozentnotiz
500
XFRA
7812 23.01.2015 BON
093
nein
nein
ICFFR
QPC
EUR
EUR
23.01.2025
10 US912828WU04
United States of America
USA
Prozentnotiz
100
XFRA
7825 23.01.2015 BON
093
nein
nein
UHEFR
QP3
USD
EUR
15.07.2024
11 XS1175865028
Canadian Imperial Bank of
Commerce
Kanada
Prozentnotiz
100000
XFRA
7864 23.01.2015 BON
093
nein
nein
BALFR
QPF
EUR
EUR
28.01.2020
12 XS1173792059
Citigroup Inc.
USA
Prozentnotiz
100000
XFRA
7864 23.01.2015 BON
093
nein
nein
BALFR
QPF
EUR
EUR
28.01.2025
13 XS1133920618
Commerzbank AG
Deutschland
Prozentnotiz
100000
XFRA
7864 23.01.2015 BON
093
ja
nein
BALFR
QPF
EUR
EUR
05.11.2024
14 US46625HKB59
JPMorgan Chase & Co.
USA
Prozentnotiz
2000
XFRA
7864 23.01.2015 BON
093
nein
nein
BALFR
QPF
USD
EUR
23.01.2020
15 XS0253013238
Abu Dhabi Commercial Bank
Vereinigte
Arabische
Emirate
Prozentnotiz
100000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
09.05.2016
16 US00101JAH95
ADT Corp.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.06.2023
17 US00101JAF30
ADT Corp.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.07.2022
18 US00101JAK25
ADT Corp.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.10.2021
19 US00101JAM80
ADT Corp.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.03.2020
20 US00101JAG13
ADT Corp.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.07.2042
21 AU3CB0227064
African Development Bank
Südafrika
Prozentnotiz
1000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
AUD
EUR
03.02.2020
22 US36186CBY84
Ally Financial Inc.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
01.11.2031
23 US02005NAV29
Ally Financial Inc.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
30.09.2024
24 CH0244692569
Appenzell Ausserrhoden, Kanton
Schweiz
Prozentnotiz
5000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
CHF
EUR
15.07.2019
25 ARARGE03H413
Argentinien, Republik
Argentinien
Prozentnotiz
1
XFRA flat
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
07.05.2024
23.01.2015
Anleihen
Flat
Erster
Instrument
Handelstag Typ
1 / 4
Case 1:09-cv-08757-TPG Document 587-4 Filed 06/08/15 Page 3 of 5
Anleihen
Nr. ISIN
Name
Land
Notierungsart Kleinste
MIC
handelbare Code
Einheit
Flat
CBF
Nr.
Erster
Instrument
Handelstag Typ
Handels Einzelau Spezielle Quote
Quote
Handels Abrechnungs CCP ab
modell
ktion
Auktion Provider Provider
währung währung
ID
Subgroup
CCP bis
Endfälligkeit Letzter
Handelstag
26 XS1174217320
Bank of Montreal
Kanada
Prozentnotiz
100000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
GBP
EUR
29.01.2018
27 XS0155141830
Barclays Bank PLC
Vereinigtes
Königreich
Prozentnotiz
1000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.01.2098
28 DE000A11QJ08
Bremen, Freie Hansestadt
Deutschland
Prozentnotiz
100000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
EUR
EUR
22.01.2025
29 US212015AQ46
Continental Resources Inc.
[Okla.]
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
01.06.2044
30 US212015AH47
Continental Resources Inc.
[Okla.]
USA
Prozentnotiz
1000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.09.2022
31 CH0242193974
Emissionszentrale für
gemeinnützige Wohnbauträger
EGW
Schweiz
Prozentnotiz
5000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
CHF
EUR
08.05.2029
32 CH0217579777
Emissionszentrale für
gemeinnützige Wohnbauträger
EGW
Schweiz
Prozentnotiz
5000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
CHF
EUR
24.07.2023
33 XS0283714896
Heta Asset Resolution AG
Österreich
Prozentnotiz
50000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
EUR
EUR
24.01.2017
34 US472319AL69
Jefferies Group LLC
USA
Prozentnotiz
5000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
20.01.2023
35 CH0240109600
Julius Baer Gruppe AG
Schweiz
Prozentnotiz
5000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
CHF
EUR
15.01.2098
36 US195325CU73
Kolumbien, Republik
Kolumbien
Prozentnotiz
200000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.06.2045
37 XS0859367194
Libanon, Republik
Libanon
Prozentnotiz
1000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
27.01.2023
38 XS0769530238
Libanon, Republik
Libanon
Prozentnotiz
1000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
12.10.2017
39 XS0859366899
Libanon, Republik
Libanon
Prozentnotiz
1000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
29.11.2027
40 XS0471737444
Libanon, Republik
Libanon
Prozentnotiz
1000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
03.12.2024
41 US637432ND31
National Rural Utilities
Cooperative Finance Corp.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
27.01.2025
42 US637432NC57
National Rural Utilities
Cooperative Finance Corp.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
27.01.2020
43 CH0126325353
New South Wales Treasury Corp. Australien
Prozentnotiz
5000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
CHF
EUR
26.04.2041
44 US655044AE52
Noble Energy Inc.
USA
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
01.03.2041
45 US65504LAJ61
Noble Holding International Ltd.
Kaiman-Inseln
Prozentnotiz
2000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.03.2022
46 USY8793YAK83
Pakistan, Islamische Republik
Pakistan
Prozentnotiz
100000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
31.03.2016
47 USY8793YAM40
Pakistan, Islamische Republik
Pakistan
Prozentnotiz
100000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
01.06.2017
48 US706451BR12
Petróleos Mexicanos
Mexiko
Prozentnotiz
10000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.06.2038
49 US71656MAN92
Petróleos Mexicanos
Mexiko
Prozentnotiz
10000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
27.06.2044
50 US71654QBR20
Petróleos Mexicanos
Mexiko
Prozentnotiz
10000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
23.01.2045
51 CH0239840124
Pfandbriefbank schweizerischer
Hypothekarinstitute AG
Schweiz
Prozentnotiz
5000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
CHF
EUR
14.11.2024
52 CH0224397106
Schweizerische
Eidgenossenschaft
Schweiz
Prozentnotiz
1000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
CHF
EUR
22.06.2031
53 XS0287015787
Standard Bank PLC
Vereinigtes
Königreich
Prozentnotiz
85000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
31.12.2018
54 XS0462883603
The Bank of East Asia Ltd.
Hongkong
Prozentnotiz
100000
XFRA
8710 23.01.2015 BON
093
nein
nein
RELFR
QP2
USD
EUR
15.01.2098
2 / 4
Case 1:09-cv-08757-TPG Document 587-4 Filed 06/08/15 Page 4 of 5
Handelsaufnahme
Folgende Wertpapiere werden in den Handel an folgenden Handelsplätzen (MIC Code) in den Freiverkehr (Open Market, Quotation Board) an der Frankfurter Wertpapierbörse (FWB) aufgenommen. Die Notierung an anderen Handelsplätzen im
Freiverkehr (Open Market, Quotation Board) an der FWB bleibt unberührt.
Aktien
Nr. ISIN
Name
Notierungsart
Kleinste
MIC
handelbare Code
Einheit
1
US71654V1017
PETROL.BRAS.PFD ADR/2 O.N
Stücknotiz
1
2
BRPETRACNOR9 PETROLEO BRAS.SA PET.
Stücknotiz
1
3
BRPETRACNPR6
Stücknotiz
1
PETROLEO BRAS.SA PET.PFD
Erster
CCP ab
Handelstag
Instrument
Typ
Handelsmodell Instrument
Gruppe
Handels Abrechnungs
währung währung
XETR 23.01.2015
EQU
030
SAM0
EUR
EUR
XETR 23.01.2015
EQU
030
SAM0
EUR
EUR
XETR 23.01.2015
EQU
030
SAM0
EUR
EUR
Frankfurt am Main, 22.01.2015
Frankfurter Wertpapierbörse
i.A. Linda Guziurová
i.A. Andrea Benczik
Sollten Sie noch Fragen haben, wenden Sie sich bitte an:
If there are any questions, please contact:
Primary Market Listing Services 069 211 13555
Market Supervision 069 211 11400
3 / 4
Case 1:09-cv-08757-TPG Document 587-4 Filed 06/08/15 Page 5 of 5
Bekanntmachung Regulierter Markt (General Standard)
Handelsaufnahme
Folgende Wertpapiere werden in den Handel an folgenden Handelsplätzen (MIC Code) in den Regulierter Markt (General Standard) an der Frankfurter Wertpapierbörse (FWB) aufgenommen. Die Notierung an anderen Handelsplätzen im Regulierter
Markt (General Standard) an der FWB bleibt unberührt.
Aktien
Nr. ISIN
Name
Notierungsart
Kleinste
MIC
handelbare Code
Einheit
1
Catalis SE
Stücknotiz
1
NL0010447306
Erster
CCP ab
Handelstag
XETR 23.01.2015
Instrument
Typ
Handelsmodell Instrument
Gruppe
Handels Abrechnungs
währung währung
EQU
030
EUR
LUX0
EUR
Frankfurt am Main, 22.01.2015
Frankfurter Wertpapierbörse
i.A. Linda Guziurová
i.A. Andrea Benczik
Sollten Sie noch Fragen haben, wenden Sie sich bitte an:
If there are any questions, please contact:
Primary Market Listing Services 069 211 13555
Market Supervision 069 211 11400
4 / 4
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 1 of 17
Exhibit 5
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 2 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 3 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 4 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 5 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 6 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 7 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 8 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 9 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 10 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 11 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 12 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 13 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 14 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 15 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 16 of 17
Case 1:09-cv-08757-TPG Document 587-5 Filed 06/08/15 Page 17 of 17