The Baroque Text

Transcription

The Baroque Text
chapter 3
The Baroque Text
Scholars who have chosen to adopt the term baroque text approach
the idea of the baroque as a mode of poetic discourse rather than
as a literary period. Nevertheless Sørensen and Storstein (1999)
emphasize that the baroque text is the product of a specific society
at a particular time and that its social context is of fundamental
importance: the text’s social, political, and textual environment
“tegner dens særegne fysiognomi” [creates its distinctive physiognomy] (Storstein and Sørensen 1999, 16). They argue that
renaissance and baroque are so intricately and inseparably linked
that it is impossible to identify one as the precursor of the other.
Storstein and Sørensen also show that modernism is not the same
as baroque and that post-modernism does not correspond to the
so-called “neo-baroque;” though the two have much in common
there is a fundamental difference, as will be discussed in this chapter.
We should note at the outset that by baroque text they mean a
particularly complex form of composition rather than particular
works (Storstein and Sørensen 1999, 32). It may be said that by
referring to texts rather than a period scholars are avoiding the
problem of having to demarcate that period, though clearly the
seventeenth century lies at its core, with some debate as to how far
beyond the century at either end its influence extends. The present
discussion takes no view as to the merits of viewing the baroque as a
discursive mode or an historical period, but seeks rather to examine
the various ways in which the baroque text has been characterized,
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Icelandic Baroque
in order to refine our understanding of seventeenth-century Icelandic
poetry.
The baroque poet rejects medieval tradition, preferring to make
use of rhetorical models from classical antiquity, notably from Latin
poetry. The baroque text emerges after a struggle with the vernacular, whose rough edges and want of elegance required attention
before its poetry could stand comparison with the great works of the
past. A new sense of the literary potential of vernaculars developed
during the sixteenth century and soon spread throughout Europe.
It finds expression in Bishop Guðbrandur Þorláksson’s Prologue to
his Sálmabók [Hymn book] (1589), in which we read that though
the new poetic works are to serve primarily as a vehicle for spiritual
nourishment they should “so og eirnen modurmale voru til sæmdar
og fegurdar” [also be to the honor and enrichment of our native
language] (Sálmabók 1589, 6). Guðbrandur claims that in terms of
its poetic eloquence and resources Icelandic surpasses “morg onnur
tungumaal, þad vier af vitum” [many other languages known to us]
(Sálmabók 1589, 6). Yet such was the long tradition of literary
creativity in Iceland that the primary task for baroque writers was
not so much to develop their language as a tool of literary expression
but to preserve and promote their early literary-cultural inheritance.
When baroque poets in Denmark and farther afield composed poetry
in their own vernaculars to win honor and respect they looked to
the traditions of classical antiquity and keenly embraced its metrical
and rhetorical inheritance (Storstein and Sørensen 1999, 27). The
same may be said of Icelandic poets, except that their own classical
inheritance was already to hand in the form of medieval Norse
poetic traditions.
The baroque text was associated with the main institutions of
social authority—schools, universities, and the church. The attempts
of these cultural centers to liberate themselves from medieval
conceptual systems were closely associated with artistic experimentation and poetic innovation. Poets were often officials within these
institutions. Censorship was common and very few compositions
of the period appeared in print. The church’s influence was wideranging and its literature more extensive, influential, and respected
than any other. Luther’s belief in the importance of hymn writing
represented an aspirational agenda not only during the Reformation
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but also for the adherents of post-Reformation orthodoxy and for
baroque writers. Storstein and Sørensen indicate that nearly all
baroque texts were in some sense occasional pieces; they were not
“poems for the poet’s personal use, as Goethe was later to put it,
but for social occasions.”1
In recent years Sørensen and Storstein (1999), Sejersted (1995),
and other literary scholars have drawn attention to the importance
of traditional biblical exegesis in the interpretation of baroque texts.
This methodology identifies in each text a literal (sensus historicus)
and a transferred meaning (sensus spiritualis). The latter has three
elements: the allegorical (sensus allegoricus), the tropological or
moral (sensus tropologicus), and the anagogical or prophetic (sensus
anagogicus) that relates to the afterlife (see Þorleifur Hauksson
and Þórir Óskarsson 1994, 206–208; Gunnar Kristjánsson 1995,
xci).2 Einar Sigurbjörnsson (1994) and Ingeborg Huus (1996) have
shown that this exegetical model lies at the heart of Hallgrímur
Pétursson’s Passíusálmar. Sørensen and Storstein argue that baroque
period historians viewed the world as a manifestation of the divine
plan for mankind. God had revealed his thoughts in the Bible and
thus biblical interpretation was not only a fundamental theological
methodology but also the key to understanding nature, society, and
history. However, God’s message in nature was often difficult to
understand and required interpretation, and therefore “baroque
allegory should be interpreted just like biblical parables—there is
no alternative.”3 Thus the Bible serves to legitimize and confirm all
other textual interpretation. Baroque texts are often based on other
texts, which may be called “prætekster” [pre-texts], especially the
Bible, and this ought to ensure that their interpretations are correct.
The baroque text is thus in a sense tautologous, restating that which
is already known, unlike romantic symbolism, which seeks to create
new contexts and perceptions.
Storstein and Sørensen emphasize that both the poet and the
1. digtning til digterens egen personlige lejlighed, som Goethe senere formulerede det,
men til sociale begivenheder (Storstein and Sørensen 1999, 60).
2. This method has been called the “interpretatio allegorica,” “allegorese,” or simply
“allegory” (see Storstein and Sørensen 1999, 258–259).
3. den barokke allegori udlægges efter de bibelske lignelser—der er ingen anden vej
(Storstein and Sørensen 1999, 82).
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theologian believed the whole world to be meaningful; it was the
role of scholars to decode and articulate that meaning. This process
demanded both a learned individual and a theoretical system that
could help to identify the meaning of things, and analogies are
frequently used to facilitate this process. An analogy is the dynamic
force between the literal and spiritual senses, and links between the
two are established through the church’s exegetical system. Storstein
and Sørensen emphasize the importance of analogy as a structuring
element in literary works (Storstein and Sørensen 1999, 77); it is
perhaps the most characteristic feature of the baroque text.
Storstein and Sørensen point out that in and of itself nature has
no importance in the baroque text—it is useful only if it helps to
promote understanding of that which is intangible and therefore
needs to be presented metaphorically. Thus, for example, in the
poetry of Bjarni Gissurarson (1621–1712) and others the sun always
has a secondary and more spiritual meaning. The poet, of course,
praises all creation including the sun but reminds us that the same
sun also has a hidden meaning: it represents Jesus Christ, the Savior.
In another of Bjarni’s poems the sun is an affectionate wife. In order
to decode a particular symbol readers must distance themselves
from that symbol as it appears in nature. The phenomena of reality
are thus both important and yet worthless when read allegorically.
Through metaphor and allegory, the cornerstones of the orthodox
baroque text, the world is explored with a theologian’s eye. The
baroque text does not try to create the kind of imaginative intimacy
to be found in romantic works, in which the symbol unites the
special and the mundane. On the contrary, intimacy is a deception;
intellectuals during the baroque period viewed the world not as a
whole but as a fragment, a part of a different and larger reality.
In his compositions the baroque poet strives for that which
is complex, colorful, and exaggerated, but also for formality,
symmetry, and wholeness. In the conceptual world of the baroque
the self (the subject) is of no importance; what matters is an ordered
world in which everything obeys the Creator’s laws. The baroque
text is also a contradictory space in which innovatory impulses
interact with profound respect for tradition. In such texts reasoning
and imagery do not develop in any natural context but rather form
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themselves into a meaningful sequence, often with the help of metaphors. Imagery needs to be vivid and arresting, a source of wonder
and surprise for reader and listener alike. Therefore the action can
often be dramatic, marked by exclamations and imperative verbs.
Readers or listeners need to visualize the event for themselves: the
text is a theater of the imagination.
Scholars studying baroque texts often refer not only to the links
between the baroque and modernism, but also to the differences
between the baroque and romanticism. As Storstein and Sørensen
note, interpreting the baroque text requires readers to abandon
romantic preconceptions, especially those promoting the twin
notions of the writer or artist as a uniquely gifted and sensitized
individual and the work of art or literature as an independent
organic entity. In 1928 Walter Benjamin proposed the idea that
the key to understanding baroque poetry was allegory, whose
function was similar to that of the symbol in romantic poetry (see
Benjamin 1978). Storstein and Sørensen claim that the link between
the baroque and modernism lies partly in the fact that modernism
derived many of its ideas from the baroque period, after the influence of romantic symbolism declined during the twentieth century.
They cite the ideas of Theodor W. Adorno (1984) who argued that
the symbol as an aesthetic priority had run its course during the
twentieth century. This opened the way for (or people felt the need
for) allegory, as adopted by modernism, and for baroque rhetoric
(Storstein and Sørensen 1999, 12; Adorno 1984, 431). An allegorical-rhetorical poetic tradition was needed, and in fact it already
existed: indeed, it was older than romantic symbolism.
The interest in the baroque that developed during the period of
German impressionism arose in part because the generation that
had endured the horrors and humiliations of the First World War
identified with baroque poetry; in a world in which everything was
in flux they responded to its despair and nihilism. Poets marveled at
and imitated the rich and violent baroque imagery. The difference
between the poetry of these two periods is nevertheless profound.
Despite everything the baroque world is immutable, suffering was
the lot of mankind, and the only hope lay in God’s mercy, whereas
the expressionists engaged with and criticized society and sought
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fundamental change. Attitudes to tradition were also very different.
The baroque poet revered it, adhering to its rhetorical rules, and
seeking merely to revitalize its individual elements, whereas the
modernists had a much more radical agenda. Baroque poets refer
frequently to the past, to the Bible, and to their folkloric inheritance, which they treated as a living reality rather than part of some
sclerotic and obsolete past. The two periods differed not least in
attitudes to “authority,” in every sense of the word. The baroque
poet would write first about what was generally acknowledged and
accepted and then about his own experience of reality, and always in
an accessible manner: subjectivity has no place in the baroque text
(Storstein and Sørensen 1999, 232). The baroque poet’s theological
understanding of the world meant that faith and hope would always
provide the answer to transience, destruction, and death, because
ultimate reality lay not in death but in resurrection and eternal
life. The unhesitating acceptance of this doctrine is far removed
from the modernist mindset, especially in those texts that have been
associated with “neo-baroque,” a term often used as a synonym for
postmodernism (Storstein and Sørensen 1999, 220).
T.S. Eliot (1921) and Hugo Friedrich (1956) played an important
part in reviving interest in the baroque text in their own countries,
partly by associating baroque with modernism. The two movements share a strong awareness that the link between language
and meaning is neither natural nor straightforward. Modernism
saw both the world and the self as unraveling or fractured, and in
such circumstances language cannot express wholeness or harmony.
In the 1960s literature became increasingly about language itself,
giving rise to the question as to whether (or to what extent) a
self-reflexive text can bear meaning. Sejersted (1995) argues that
seventeenth-century Norwegian literature is characterized by experimentation, mainly involving poets who place a high priority on style
and form, which in turn directs attention onto the text itself. The
baroque poet has no interest in discursive simplicity and transparency, striving rather for repetition, variation, paradox, and contrast:
far from being the most important factor, clear and unambiguous
meaning was secondary to fascination with the text as text. The
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truly baroque text leads readers away from meaning and clarity by
seducing them with rhetoric and sending them off into mazes of
repetition and periphrasis.4
However, the fundamental difference between baroque and
modernism involves their respective worldviews: seventeenth-century baroque perceives God as the undisputed foundation and center
of everything, whereas for modernists, the existence of God or any
all-embracing truth is undermined by their nihilism and skepticism.
It remains the case that neither the baroque nor the modernist text
strives for uniqueness and clarity as the highest priority (Sejersted
1995, 120). Sejersted suggests that Jacques Derrida’s theory about
“the metaphor of the trace” (Derrida 1970, 147ff.) can help us to
understand the nature of the baroque text. Derrida argues that each
sign contains a clue to another sign that is unlike itself. However, the
clue/trace is to be found not in the word/sign but somewhere else,
and meaning is created by its absence. Such “traces” are frequent
in modern texts. They signal or indicate something else, and this in
turn leads to a new indication, and in this sense of movement lies the
notion of unstable meaning, while the trace metaphor suggests that
something not present has left a trace of itself, whose meaning is
thus always absent. Similarly, Sejersted suggests that in the baroque
text the various allegorical elements refer to each other in a mode
of unresolved tension: the overall meaning always eludes the reader.
Derrida discusses how attitudes to written and spoken language
have changed over time. Speech involves the idea that the person
speaking or delivering an address is in direct contact with the truth.
Written discourse, on the other hand, is by its very nature metaphoric and is therefore regarded by a rationalist culture as detached
from any individual, imperfect and liable to yield a misleading sense
of the original utterance. However, Derrida believes that written
language shows best the paradoxical nature of language. This
contrast between spoken and written language reflects the contrast
4. Den entydige, klare meningen var ikke det vigtigste, den var sekundær i forhold til
fascinasjonen ved teksten som tekst. Den virkelig barokke tekst leder oppmerksomheten
bort fra mening og klarhet ved å forføre leseren med retorikk og sende ham ut i
labyrinter av gjentagelser og omskrivninger (Sejersted 1995, 118).
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Icelandic Baroque
between rationality and baroque ambiguity: the game of meaning.
Derrida includes the seventeenth century in his historical overview,
though, unlike Walter Benjamin, he does not specifically deal with
the baroque period and the baroque text. Benjamin theorized that
the difference between a symbol and allegory was the difference
between the romantic and the baroque. A symbol is not paradoxical
but embraces wholeness and harmony, whereas allegory—at least as
it appears in the baroque text—always involves paradox. Whereas
in the romantic text the symbol is something desirable, allegory
produces semantic ambiguity that was once regarded as a flaw but
now seems natural and lends the text additional depth (Benjamin
1978, 139ff.; Sejersted 1995, 122).
Stanley E. Fish (born 1938) is well known for his work on
stylistics and interpretation, and in his Self-Consuming Artifacts
(1972) he argues that some works of art and literature deliberately
attempt to deflect attention from themselves and to subvert the
reader’s confidence in the text, preferring instead to draw attention
to extra-textual reality. In this way, the text explains itself but at the
same time creates space for experience that is always new because
it is unique to each reader. In his readings of seventeenth-century
English poets, especially George Herbert and John Donne (Fish
1972, 43–77 and 156–223), Fish argues that with the religious texts
the reader gradually senses that no text can ever verbalize reality,
the one true reality that is God, because everything else, including
the text, is nothing other than imagination and sound (Fish 1972,
156ff.). In this way the reader can access a religious experience that
is beyond language. It may be said therefore that the baroque text
differs from the modernist text (which breaks down meaning) in
that the baroque religious text moves steadily closer to zero, which,
however, proves ultimately not to be zero because of the existence of
a God, an almighty Creator who bears responsibility for the whole
world. The destructive (in terms of meaning) baroque text leads in
fact not to nihilism but to the presence of God: “by highlighting
itself as ornament, the text signals not so much emptiness, as a
comprehensive, impregnable fullness of meaning.”5
5. Gjennom å fremheve seg selv som ornamentikk, viser teksten ikke til tomheten, men
til en altomfattende, uangripelig meningsfylde (Sejersted 1995, 142–143).
Decoration in a 1722 manuscript written by Pétur Jónsson of Sviðnur
on Breiðafjörður (Þjms 11072, before the first numbered page).
Þjóðminjasafn Íslands [National Museum of Iceland]. Photograph:
Jóhanna Ólafsdóttir.
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Icelandic Baroque
A fundamental difference between the baroque and modernism is
that the baroque poets were not nihilistic but believed in meaning
on the other side of reality. That meaning could be found in Christianity and also in numerology and the occult. Symbols do not
dissolve into nothing but rather find their meaning in God, in the
laws of Kabbala or mathematics, and in ancient script and runes:
the baroque sought to find meaning in apparently incomprehensible
texts of former times (Sejersted 1995, 119). Such ideas certainly
had a lengthy history. They were well known in the Middle
Ages (see Hopper 1938) and remained just as valid in the seventeenth century. Magnús Ólafsson of Laufás’s elegy on Bishop
Guðbrandur Þorláksson reveals an interest in numbers and it is clear
that behind them lies a hidden message which men can interpret and
from which they can derive wisdom. Magnús and other scholars
were very interested in runes and not just for scholarly reasons.
We find runes used in poetry, as in Magnús’s eulogy for the Danish
scholar Ole Worm.
It has been suggested that one characteristic of the baroque period
is the care taken to distinguish between public and private poetry.
Poetry with a public role ought not to be personal or private. The
personality of the poet will, of course, always influence a work’s
subject matter and effect. It is more the sense that in expressing
personal feelings or experiences a writer ought to follow specific
rules, as for example when verbalizing deep sorrow or joy in his
faith. Icelandic circumstances differed from those elsewhere in Scandinavia in that relatively little literature was printed while much
was preserved in manuscripts. Nevertheless the same distinction
applied in Iceland as in other countries concerning what could be
made public, what could be printed, and what was thought to be
worth copying in manuscripts. It was thus natural to distinguish
between printed, unprinted, and unprintable texts (Storstein and
Sørensen 1999, 52).
Baroque texts were both secular and sacred. They not only
praised God but also people, places, and phenomena, yet they could
also be full of fun and play, obscenity and insults. Sørensen and
Storstein argue that in comic works all the elements that religious
poems take seriously are subverted; high-flown praise becomes irony
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and mockery, “unmentionable” bodily parts and functions are duly
mentioned, the sins of the flesh extolled, and matters of faith made
light of. Yet these secular and sacred texts are creations of the
same world view. Reality is not always what it seems. What we see
or sense can on closer inspection have a quite different meaning,
while life itself is transient and full of contradictions. Hallgrímur
Pétursson’s Leirkarlsvísur [Clay man’s verses] is a fine example of
an Icelandic baroque work (Ljóðmæli 2, 152–153) that is allegorical
from start to finish. The poet is both himself (or some other human
being) but also a drinking vessel known as a “skeggkarl” [a bearded
man]. The first interpretative level refers to tangible phenomena
from reality (sensus litteralis): man and vessel have a beard and
are made of clay. By stating that man is made of clay, the poem
recalls a biblical verse (Jeremiah 18) and reminds us of earthly
decay: that all flesh is grass or dust. Man and vessel are fragile
and easily damaged. This image is developed further in the next
stanza, in which both are described as unstable on their feet and in
danger of falling over. Here the meaning moves from the literal to
the symbolic level (sensus spiritualis). The vessel can topple over
and many are the afflictions of man. In baroque texts the link
between literal, moral, and spiritual falls is always made, and this
points ultimately to the Fall of Man. Yet it is still possible to continue
to interpret the image literally, as a reference to the stumbling fall
of someone who has drunk to excess. The two bearded men can
both be wine containers in need of a helping hand to ensure that
each does not self-destruct. Man can allow wine to get the better
of him and needs to tread carefully; drunkenness can lead to
vomiting. This is the warning for the reader. At the anagogical
level man is a vessel of the faith, of the Holy Spirit, of that treasure
preserved in the vessel. Both require assistance: the vessel needs
man’s hand and man needs God’s hand to uphold the true faith.
In the last verse we arrive at the tropological level of meaning,
relating to the soul and eternity. We are reminded that there
is a vast difference between the vessel and the man, for even if all
goes wrong the man can still hope to be saved, unlike the vessel. In
other words, in faith man may look to the forgiveness of sins and
life everlasting. Yet the literal meaning remains valid: the drunken
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man can always expect to sober up. Thus, by reading this text
according to the church’s traditional four-level exegetical template
its rich range of meaning can be appreciated. And we should note
how in the baroque text the boundaries between sacred and secular
are far from clear; indeed, they are closely intertwined.