pakistan stock exchange limited

PAKISTAN STOCK EXCHANGE LIMITED
(Formerly: Karachi Stock Exchange Limited)
Stock Exchange Building, Stock Exchange Road, Karachi-74000
Phones: 111-001-1 22, Fax (021) 32462640
PSX/N- 571
February 01, 2016
NOTICE FOR ALL TREC HOLDERS/BROKERS
CAPITAL ADEQUACY REQUIREMENT - CERTIFICATE OF NET CAPITAL BALANCE
All TREC Holders/Brokers are requested to ensure that the certificate of Net Capital Balance as on
December 31, 2015 is required to be submitted by March 15, 2016, failing which the penalty shall be
imposed as provided in Schedule VI of Risk Management Regulations of the Exchange.
It may be noted that Securities & Exchange Commission of Pakistan vide its notification No. SMD/MSRD-C&IW/4-1(246)2013 dated December 20, 2013 issued clarification/guidelines in respect of
Third Schedule of Securities & Exchange Rules, 1971 for calculation of Net Capita! Balance
Certificate, copy of which is also available on our website (www.psx.com.pk) for information.
Furthermore, the list of approved panel of auditors prescribed by the Exchange under System Audit
(Regulatory Compliance) Regulations of the Brokers of the Exchange is enclosed herewith as
Annexure "A" for verification/certification of Net Capital Balance Certificate. The NCB certificate must
be duly audited /verified by the last Statutory Auditor of respective Brokerage House as per the
Third Schedule of Securities & exchange Rules, 1971 and in line with the aforesaid
clarification/guidelines issued by the Commission within time period allowed by the Exchange.
Moreover, please also mention allocation of your NCB to National Clearing Company of Pakistan
Limited for Debt Market.
(HAROON ASKARI
Deputy Managing Director
Copy to:
1. The Director (SROD), SMD, SECP, Fax 051-9218595, E-mail: smd.noticessecp.qov.pk
2. The Managing Director, Pakistan Stock Exchange Limited
3. Chief Regulatory Officer, Pakistan Stock Exchange Limited
4. The Chief Executive Officer, National Clearing Company of Pakistan Limited
5. The Chief Executive Officer, Central Depository Company of Pakistan Limited
6. All Head of Departments-PSX
7. Notice Board
8. PSX Website
End:
Annexure A" List of Approved Panel of Auditors
Continued on Page- 2
ANNEXURE A
PSX'S PANEL OF AUDITORS FOR SYSTEM AUDIT
(AS AMENDED ON JANUARY 26, 2016)
NAME OF AUDIT FItS'S!
SR. NO.
I
KARACHI OFFICE
LAHORE OFFICE
ISLAMABAD OFFICE
CATEGORY "A"
Slate Life Building No. I-C,
OIl. LI, Cholslrigar Rood, P0 Boo 4716, Koorclo.
Ti), 021 - 12426711-5, 011 - 12420602.5
Firs: (Ill .12415001,021 - 32427930
A.F. Ferguson & Co.
Al
jOoroterlyr M. YonsssI Adri Saloo,n
& Col
23-C. A,lcAvonOc. Cirrus! Book.
Grilborg.V, P.0, Boo 39. (.olwto
Off. 35713064.11 Fox 35719812
load: affco.abstlicvbor.ocl pk
Cio'ish Court, A-55, Block 7 & 0.
KCHSU, Main SJ,ahsah-o-Fsinot. Karachi
Tel: ((21 .34346494.7, 111.33.2026
Fan' 021 - 34541314
00usd: loVad,FddelOalo,00ln
1,1& Sod Floors, Modem Motors Flooxo,
-
A4
AS
'Saud: k.raholanf5khiaanr.conwpk
Bosioons E0000livo Cootro
Ff17/S. Block It, CIif(oo, Karachi,
Tel: (121 -33575123.28
Fox: ((21 .358211323
E-ouril: ad'oiootrco com.pk
& Co.
RSM Avarn Ilydrr Lraqoat Nsamsn
,'r6
All
Rica Ahrnad & Co.
BOO Ebraltim
& Co.
AS
AlIt
KI°MG Tanner Plod! At
Co.
Sauced Zalar Aohlaq Jaffery
& Co.
Ernst & Young Ford Rhodes Sidst Flyder
973)4(23
81 Floor, 2.66 PIoza, I-B,
J000rh Avenca, Bloc Area, Isloorabod
0ff. 2271-A16,2274665,22731183
F 2273(474
03/44. Std hoar, Sadq'Pkroa.
Slut, h-a.Qoiod-e.A000, Ld000
Off. 36363299,90363663 Fax. 36363619
Bawd: ,.jaroldin birbdSr;owco.coowpk
Plot No. III. Sogloa Tower,
F-I I/I, l,laorobad
Off. 2104448
EnrolL lasiq.srsltarsilstzoo.cooupk
Sod #497, Poogoexoivo Plaza.
Botottoor Road, Karachi. 75530.
'Fol. 021 -330559796, P9w: 021.55655977
9-mail: oll'co.kkiF/oklo,corn ph. 1.-cm uk/u no) oel.pk
109. 109, 1(1 Floor, Park Avooao,
Block 6, P E,C.H.S., Sloihnrh-o-Foioal, Kotmiclll.
Tel: 1121- 34310826,1121 -343)3952.
Fax 021-34313951
Fuoul: oacoklli'o"racopk.com
Aoois Clolodloox, IIC.5, Sikoodo, 6101111 Rood,
Cooal Park. Golborg-Il. Lalow
'
Off. 35872731.3 Fax, 35972734
Ilouno No. 216A, Sl000t No 33, F-IS/I, Icloawibod
Off. 2194444-49 Fax. 2214893
Etniol, 6ulod fadddI'Inzco coin.pk
1)0010 6 116-B, SI,00l 643,
P.10/4, lnkooirbad
Off. 21140
Fox. 2296608
91,014. Lds0003/aklo.com.pk
10-B, Soatl Mary Pork, Mob Boelcvo,xl.
Golboog IlL Lahiro
Off. 35710157-39 Fax. 35714941),39718136
loud: tao5llacopk eorn.rneallo36racopk.woot
Foul!: Islaoolbad3i'oh)n.cono.pk
2-A. ATS Cootor, 311 Wott Fa.wxl.ol4toq Rood,
BIoo 3600, loloo,ob,ld
00' 2274121,2274122 Fax. 2278035
Enroll: rocorrd9Sr.reopk.com
2oiI Floor. Black "C" KoksooSqaaon
60114100 No. I, SosxvarShokood Rood, Kontcki.
Tol: (01- 35603)13)1
Fox: 911 -35684239
P.2, Grace Cuoloo, First Floor, C000) Book Rood,
I-B, Caoal tOok. Gollrerg II. Lirhow
Off. 95875105 Fox. 15117331
Email: lofo4ibdo cam pk
3rd Fl000, Soeed P1004.22 Sos! Bloc Arco.
211110111 Aveorre. lslaorabad
0. 7604401-4 Fax. 2664468
F,00bd: arfo'Sibdo.00m.pk
-
Eo,atl: bnfo4r'bdo.coro.pk
lot Floor, ShoAl) Sultan Toil) 91111db8 No 2,
00
Clioluro Mansion, 'lot No 18.8/I,
0.8 Mo,ka,, Iolaoorbad
061', 0330601, 0350662 Fax, 8550602
F,doa Craoor.
43-loll Road. Lolarre
0ff. 3752(1214 10373(54)111 F
m
Mortal! 'Liaoddio
134.A, Abobirkor Block,
Now Gooloo Town, L,hom
Off. 35913395.7.39064020 Fox, 35004(121
1.10(00 Floor,
Boaortwrl Road, Katruihi.
TI 1121 3567295157
Formerlyr Anjnnr Anton Shahtd Rahmasnl
Fax' 021 .33080834
5 1
Eoud. f0000r(obnsls.r,ol.pk
PIA bOoIthog, 361 Floor. 49 8kw Awn,
Fooral-Hoq Rood, P0 Boo 501, lul000Ibad
0ff 2273457.66 Fan 2277324
1)10011: foogoso,oriisb pakool cooupk
Boaoat000l Road, KarachI,
To!: 1121 .35605047
Fox: 021 -15085095
Eowol: pk-flrdlaotclo3lkplog.com
1st Float Modem 610(055 House
Boouoouor Road, Karachi
Tel: 021-13671909
Eour,l' klo'rtrriraj.coos; kkbo shi.nco corn
Web: www (009.0001 pk
204 Floor, Servo 000so, 2-Main Golborg. Jail Road. Lahore
011. 3370)9(11-6 Fox. 3579(19)17
Entail: Ialrorc61lcprttgeoro
6(11 Floor, State Life Broldiog No 5, Joioolt Avenue,
Bloc Awls, P.0.Box 1323. loliaoabad
Off. 2825956
Eowul: inloosrbod(o.kplog.corn
'
fIll-Rogeocy Flora M. M. Alan, Rood.
Gulbcrg II, Lal000
Off. 35876091-4
6,1,111: Iltooslvoco cot,,
3-B, ATS Cocoa, 30-Wool, Fmrzol.rd-Hoq Road.
Blue Aloil, lslauorbod
Off. 2022705.29195311.32
Enuorl si o slrz,rca.conr
Raoot No.6111-1413,6° Floor, Progressive Flora.
36-B/I, Pace Mall Bolldbeg. SIlt Floor,
Eagle Plaza, 75-Wout Bloc Arxa,
Boassoot Rood, P.O Box 15541. IGouclo.
To)' 1121 .356511)6(7-I1
Fax: 021 -39681569, Web: 10mw ov.eorn
M. M. MinIs Road. Golbcog-tl, P.O. Boo 104.
Lmrloro
0..557704)12-I I Fox. 35379412-13
Fazl-o-l'taq Road, P.O. Box 2308, Islatoirbad
011. 2070296-2 Fax. 287)1293,2829)148
0110111: oyflxlcisb'cipk.oy.com
'S-marl: ovl,xlr ktir a pk.-corn
Boon) as frxlillrr'o'pk.ov.coin
ANNEXLJRE A
PSX'S PANEL OF AUDITORS FOR SYSTEM AUDIT
(AS AMENDED ON JANUARY 26, 2016)
SR. NO.
NAME OF AUDIT FIRM
I
KARACHI OFFICE
LAHORE OFFICE
ISLAMABAD OFFICE
CATEGORY "A"
All
Krnnton Ilyder Ilhrmjr& Co.
Formerlyt Ilydrr UI.rotjt
& Co.!
9,1,10 No 11,1)1, K,,nIoI ('cohn,
Main Shahrah'o.Fnoal, Karachi.
o5- lie M;tll, Aoiin Building, Laloro
Off. 17121041.37151192
Pht,,' 021 - 15640051-53
'Id No-A.IBO. Block A.
SoslhiMoolimCop. W-44 Soc/ely, KaracIn,
Tel: 1)11 14549335-9
Fax. 021 - 34348210
.
6112
Rnhnx,n Sxrfaroa Rohi,,x Iqbxl RaIIq
Entail: ifo'rir,nr.corn
613
614
-
I lotlh flu—i. trnodhory
&
Co.
P.1/2, MenialS Avenue, Behind I/ic Fonon,
Block - I, Cl/Son, Kaat/r
Tel 021 55877006411/, 1/2) 16111,9010,
-
E,rttal. •illrnnn.'rlikatgroiril coinjcbair,nf:oiurctl,kS,ralioo cots,
A-I Sea Smote 1-loirnas, Slier Shah Block.
('rate ('either (llarh'al Market), Now Gardeol no to Loltem
OIT. 15061852.35868049 Fax. 51036145
Final) urtihiis-uhnuin.tsel ph
25-F Main M,iikei. Gulberg-2, La/tom
0ff, 111-111.442 Ft 95759226
-
Food' crorr'rhont.trIt iicwoelernc-nrlt.cpk
021-35834118-9. EnrenI. k/tilt crnrvoleirnsollnpk
A IS
Baker Tilly Mnkmood Idrre, Qamar
Ill
113
Ilansend Chandl,ri
&
B5
86
1110 0-I Model (coo. L.rlorc
Off. 35042451.59861l110,//1)0)-0424355 Fax, 15044/134
Flood: q:nrormnlrid'ri 11011104 COtit
0111cc 1126, Ind Floor, Rose Plaza.
I'S Markaz, lslaoctbad
Off. 4102626
7iri,iil: iilv;rs'r/ltoflrctil coro,urnilsrd mum.—d— 01)111
0/rice 11 II, Fiat Floor, Atoned Centre,
l's. Markaz saoasba
Off 4444509 Fax. 4444228
Ennead: ixblo/xronelwrnvallupk
llonsc 447, SImm II, P.10/2, lxl,nrxibad
Off. 21011160
Tariq Abdul (',hassi Maqbool
&
Co.
NTs
&
Ilaroon Zakarin
&
175.W, Block-2. FEC
C.H.S. Kar.nclni.
Tel: 021 341225)12.1' 021 .345226/16.7
/4522492
Fax: 021
E'ni.iiI ufoa tagglob.ilservices ccitt
Wcb'owo i:igglob.tleen iceicetir
IN/S B, Eden loores. IS Moist Gn1ber8.
Adjacent to MCB House. l:tjl Road, Lelore
00' 35774602-3 F,cx 39714676
Einanlitttlo'n Iaggloholsen'ices,cons
2, Surer 011,0.6/4. lnlarrrabad
OIl, 201/122.23 Fan 209/124
Eunnsil: iiilodtragglobalncin'ncen.vom
702.F4eti lleigltsn. Main Cinlberg, Jail Rood, La/arc
Off 35704/24,55706029 Fax 55796570/
Eniad'atl'allirt1e.ilcdotrttIco.conr
001cc No. 1201. 25k Floor,
Green 'tool Tower, Blue Area, Inlanrabod
11. 1I442273,0343.5344164
l/nrd: isd'oieb:irnilidjasnilco con.
- oazlctrlPaaladjailolco corn
131, ForouoperRead, Lalarn
12. Block 0, School Road, SoperMarhnl, lslarsiabad
011 2825771, 2273473 Fox. 2277174
Entail: islasnabadlelhxnlx.pk
'
-
.
.
.
6-I1, 'N' lane, Coensscrcial An'cnno,
P/tare IV. D.N.A. Karachi.
Tel: 1121 -35311175:1121 .333/1275
F. 1121 -35113276
E-mail: kawcln o'Innsta.ph
'Veb'.eww (croIx pk
Co.
Rio. Ahmnd Soqib Cohor
I lM 'leone, 7-Bank Square, 011 'lIe Mall, l.alicrc
OIl, 372351184.7 Fax 172351185
Entoil: llairllwcpk.corr,
3/2, Abid Clcnribcrx. )Forshorly: AL.YonnolClasnnknrs).
Slcilaah-e'Lcelcal, Now CIcilk, Karachi,
Tel: 1121 92639065. 1121 '32610511
Fax: 021 .3262 1234
Etnoil: ioIekIIiQi',ailod),rrlIIlco,eooe ,akaria475S)valnneeoas
Znhjd Jam/[ .6 Co.
01 A
ohIr floor, 0/eric/ri Clurinbern,
lhasral Molnini Read, Kannclu.
Tel: 1121 12411474. 011 .37412754
Fan: 1/21 .32424011
7itnid; k/nil Itccph corps
-
Co.
84
Oil, Floor. Ccotr.d Hotel Boildiog. C/nil Laws.
Morowoallier Road, Karachi.
Tel, tIll .31644072.7
Fax: 021 - 35694573
E.ocel, ttttrd/rtrirrra,tdco,cotit
'
CATEGORY "U"
Ill
Ilorac 0 40, Shrrol $13. ClillonTowtcsliip,
Adyala Road, Rawolpindi
Off, 5572667,113335631449
Ernad: wrnisdodlwlorail.conr
72-A, Faisal Town, Lalom
0ff, 15160411-2 Fu. 33100431
4l0, Press Cooler, SI,ulrralac.K,rnoal Alahurk, Karachi
ic)' /2) 17635475.5
llynn Soord A Co.
N/A
54-P. Gullnerg H. L.alore
01C3557556540 Fan. 357511621
Encol: tnnrlhrebraoctcl.pk,rxor po.11rr'trgosehcom
&
Co.
Co.
5 NanimC.l-l.S.. Major Naain BIas/B Road.
OIl Slrahond"c.Millal Rn,ol, Karachi
Tel: tIll -.14945427. 34946112
Fron: 1121 3493 2620
-
Room No 21)1 '211. 2tnl Floor,
Frogsrssnve Plato, P105 No. 5-CL-10. Cix II Lice, Quarter.
Boannoso Road, Karachi
Tel: tIll. 3567474144
Fax: 021 .51674740. li-noel. bIos men eonvpk
Off. 37503381-82
Entail. Ialoatxl/.Ictets pk
Bnddiog No. 33-DIE. Ali Block, Now Garde. Tnnsn, La/tone
Off, 1534)1246.7
Ito/el r'.tngllaiet-r.ingocorpi
II Happy Hotter. 50/A, Muir Golhng,
Salneut Minted Road. L,dtow
Off. 3517660,35776695 Fax 30776615
NI'S
-
96.W, Flat No 3, Ins Fluor, Khyber Plaza,
Fat/nI-Ne0 Road, Bloc Aeon, Inlannibod
Off. 260424546
N/A
ANNEXURE A
PSX'S PANEL OF AUDITORS FOR SYSTEM AUDIT
(AS AMENDED ON JANUARY 26, 2016)
NAME OF AUDIT FIRM
SR. NO.
I
KARACHI OFFICE
LAHORE OFFICE
ISLAMABAD OFFICE
CATEGORY "B"
07
2i01 floor, Above [Fe Motor Point,
26-A, Qoonns Road, Lalom
Off, 36317511.12 Fax, 36317513
Email: oasirg9/wol net pk
& Co.
407 Conanorre Caioro.
M:rolaoa yIas -nl Motor,) Road, Kaniclii
Tot: 021 - .32630321-4
Fax (/21 - 321,39843
901.0. 5th Floor. City Towers, Main Boulovanl, Latiorr
0/I' 35709637-8 For, 35798626
Email. otunlnaqcl'/wol frI pk
Parker Randall - A
Sill, QM IN,oao,
EIIeialor Road, Kaoiclo
Tot: 021- 326217034)4,0331-2111222
Fax /121 -326217111
0-acid, kli)N'parkorfiodaltajo ph
Wob rvwm parkroaodait.ajs.pk
33/I-A, Qoccio Road, 001,1101 Qn000s Cooler, Lalorr
Off, 36299251/, 363117941,1/321-9413497 F,rn 36360032
Emal IoRpircraodailaio.pk
300, Progressive Crntm,
30-A. Block 6, RE C l4.S
Shalsnsh-e-Fairol, Karachi
Tel 021 543)14)102 Web' mvww,aliv-hioo coin
Email' iafoSinhy-Iinco.com
193-A, Sic,t, boat, Lahore
Off, 354(/335)).35403551.35403588 Fax, 35403399
208, 2" Floor, Park Aveone
416 Floor, IEP Building, 97- 0/0-1,
Main Bonlooaol, Gothery Ill, Lahore
Off, 35717261.62 Fox 33717263
Eomd: oioothrl9I'braie.mot.pk
Nasir Javoid Nlaqsood linran
180
Moahlaq
19
1110
UHY Hassan Noerm
BlI
Amos Modaasar&
012
.-
& Co.
Co,
B14
Suriya Nauman Rohan & Co.
Modsasar Ehlisharn
& Co.
N/A
I-ILB ljos.Toboororn &
Co.
9:9
'
I 1-Hippy Hooro. 18/A. Main Oolbrrg,
Salinas Alamod Rood, Lahom
Off. 3577669144 Fax, 35776694
0,oit: anl,arvfca'c/goaid.coin
,
Sail No 302. 3" Floor 66-C
315
Eorad:aifol9atiy-Ioro coin
FEC H S., Block-S,
Shalioah-e-FaivaI Karachi.
Tel 021 - 94711138-9 For: 021 -3431114)1
Email' amocS,ri ',/bvon nolpk
21" Cooioomiat Street
DNA P1mm 2 Extension. Kanichi,
Tel [[21-3425576(1
Email: rahininonya(c/Iiolnmit coin
Web: menlo [moo pk
.
'
N/A
Office #4, Third Floor, [[N.E. And Placa,
Fo,aI-ol-Flaq Rood. Blue Area, Islamabad
OlE, 20/6236,0333-6686696
Email: iob37:pnrkprnii01allaj4.pk
Salle No, 209, P,oxa Tower, P101 No 31-I-A,
IEC0oI S.K.S.S.S
Block 6, FECHS, Main Slcnea Faisal. Kcrroclil
Forinrrlym Mancoor AsIans Sehgal Solemn Tel [[21 -341311811-2 Fax 021 - 34131/811
Email: in001i/,iccoct coin pk
Shahid]
'Nob' wcvrc,iecmol coil, pk
1113
016cc 0 12 & 13, 3rd floor,
Focal Arcado, F-I I Moilsoz, Islamabad
Off. 2228130 For. 2228139
Email: ajniiconsuttantaoygerail corn.njou.iroraiYatgrnait corn
007. 111h floor, Q. M Noose
Plot No. 11 /2. Elloostor Rood,
Opp Shoh000Coloploa.
OFT. II Cl000lrigar Road. Kar.iclo
Tot: 021.12211516,32212382113
Fox 021 - 322115 15 Web: wmrv ojira act
E-ircol: coiniitl i',cthor ml pk
i-toioo 8211, (1/A, Street Ill, Sector F-80, Islamabad
Off. 2853471-2 1000. 2261791
Email' oifoinbiijuhy-linco corn
Office No 3, First floor, MB Coy Malt Flora,
Near NIB Bank, 1-8, Marka. lalarnabod
Off. 4864533
204, Dorsal Arcade, Iionah Avenue,
Blue Area, lntoiiobod
01/. 2342249.50 Faa, 2342251
Email, ooj,on.slaid'c6gioait corn
Roars No. 7. 3rd floor,
l'twmsc No. 2, Street 2, F.7i3, Islamabad
Aralcidploaa. 83-A, Tcloplr Road, Lalom
Off. 2,610931.2 Fo, 26111954
Ertc,d' naoioan 730i'.yohoo corn
50/2 L,mmcmirco Road, Lalmore
Off. 3750[[503,375))1(0[14 Fax. 37900506
E,rmail onomoom'mocdansarol,osliar,coomn
000012, 2,01 Floor Frcittu Centre, P-N,
Mamkoz, lslon,ibad
01/ 2263635
Eirmd, vauir4inccova.coin
0.0 Alaood Arcade, II, 1-Forozopar Road. L,diom
Off 37503257-6 6c.x 37903256
E,i,.i,l laiorc'nI):[,C.:hmmrsuom coil)
303, Sao of Rood, 0-10/I, lsiaio'.,bad
Off. 2354001.3 Fox, 23545011
E,,i:md ,oa,i,m,[,,h,asom coin ac(i,min'riiiIhilc coin