Agenda reports pack PDF 11 MB
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Agenda reports pack PDF 11 MB
Resources Legal and Democratic Services The Lonsdale Building The Courts Carlisle Cumbria CA3 8NA Fax 01228 226372 Tel 01228 606060 Email [email protected] To: The Council Leader and Members of Cabinet Agenda CABINET A meeting of the Cabinet will be held as follows: Date: Time: Place: Wednesday 30 January 2013 10.00 am The Courts, Carlisle Angela Harwood Assistant Director – Legal and Democratic Services Enquiries and requests for supporting papers to: Nick Evans Direct Line: 01228 226367 Email: [email protected] This agenda is available on request in alternative formats Serving the People of Cumbria 1 MEMBERSHIP Mr E Martin (Leader) Mr SF Young (Deputy Leader) Mr J Airey Mrs A Burns Mr DS Fairbairn Mr TJ Knowles Mrs EA Mallinson Mr AJ Markley Mr OH Pearson Mr GB Strong ACCESS TO INFORMATION Agenda and Reports Copies of the agenda and Part I reports are available for members of the public to inspect prior to the meeting. Copies will also be available at the meeting. The agenda and Part I reports are also available on the County Council’s website – www.cumbria.gov.uk Background Papers Requests for the background papers to the Part I reports, excluding those papers that contain exempt information, can be made to Legal and Democratic Services at the address overleaf between the hours of 9.00 am and 4.30 pm, Monday to Friday. 2 AGENDA PART 1: 1 ITEMS LIKELY TO BE CONSIDERED IN THE PRESENCE OF THE PRESS AND PUBLIC APOLOGIES FOR ABSENCE To receive any apologies for absence. 2 DISCLOSURES OF INTEREST Members are invited to disclose any disclosable pecuniary interest they have in any item on the agenda which comprises 1 Details of any employment, office, trade, profession or vocation carried on for profit or gain. 2 Details of any payment or provision of any other financial benefit (other than from the authority) made or provided within the relevant period in respect of any expenses incurred by you in carrying out duties as a member, or towards your election expenses. (This includes any payment or financial benefit from a trade union within the meaning of the Trade Union and Labour Relations (Consolidation) Act 1992. 3 Details of any contract which is made between you (or a body in which you have a beneficial interest) and the authority (a) Under which goods or services are to be provided or works are to be executed; and (b) Which has not been fully discharged. 4 Details of any beneficial interest in land which is within the area of the authority. 5 Details of any licence (alone or jointly with others) to occupy land in the area of the authority for a month or longer. 6 Details of any tenancy where (to your knowledge) (a) The landlord is the authority; and (b) The tenant is a body in which you have a beneficial interest. 7 Details of any beneficial interest in securities of a body where (a) That body (to your knowledge) has a place of business or land in the area of the authority; and 3 (b) Either – (i) The total nominal value of the securities exceeds £25,000 or one hundredth of the total issued share capital of that body; or (ii) If that share capital of that body is of more than one class, the total nominal value of the shares of any one class in which the relevant person has a beneficial interest exceeds one hundredth of the total issued share capital of that class. In addition, you must also disclose other non-pecuniary interests set out in the Code of Conduct where these have not already been registered. Note A “disclosable pecuniary interest” is an interest of a councillor or their partner (which means spouse or civil partner, a person with whom they are living as husband or wife, or a person with whom they are living as if they are civil partners). 3 MINUTES To receive the minutes of the Cabinet meeting held on 10 January 2013 (copy enclosed) (Pages 1 - 8) 4 EXCLUSION OF PRESS AND PUBLIC To consider whether the press and public should be excluded from the meeting during consideration of any item on the agenda. 5 STATEMENTS BY THE LEADER OF THE COUNCIL AND CABINET MEMBERS To receive statements by the Leader of the Council and Cabinet Members. 6 PUBLIC PARTICIPATION a Mr R Stirzaker to present a petition Mr Stirzaker to present a petition from Radiation Free Lakeland re: MRWS b Ms M Birkby Ms Birkby would like to ask cabinet the following question:Would you agree that Cumbria County Council should not make a decision on whether Cumbria should consider hosting a disposal facility for radioactive waste until the fundamental research needs identified by the Government’s Advisory Committee, ‘CoRWM’ have been met? (supporting information for this question will be provided for members on the day) 4 c Mr Phill Roberts, Mr Roberts would like to ask cabinet the following question:"Given the conflicting geological and technical information available from eminent academics and professionals in the field of geology and safe storage of Nuclear Waste we call upon the executive of Cumbria County Council not to move to stage 4 of the Nuclear Waste Consultation Process and to reject the proposal for Deep Disposal of Nuclear Waste in Cumbria" d Mrs Irene Sanderson Mrs Sanderson would like to ask cabinet the following question:"Why is the county willing to buy a pig in a poke? The NDA have not proposed a specific project in a specific location and have only given vague assurances. The only concrete project hitherto (NIREX) was rigorously examined and comprehensively rejected. You are being offered a pig in a poke. Why would you buy it?" e Mr H Hutchinson, Kirkbride Mr Hutchinson would like to ask cabinet the following question:What has happened to Democracy? (supporting information for this question will be provided for members on the day) f Mr R Parker Petition re: MRWS Mr Parker would like to present a petition on behalf of residents of West Cumbria. You have volunteered the Lake District as a potential site for a nuclear waste dump. Your constituents don’t want this - and scientific evidence has already concluded the area is unsuitable. We are calling on you to withdraw us from the process immediately g Ms M Lawley, Keswick Mary Lawley would like to ask the following question of Cabinet:‘The most suitable geology for a GDF is in Eastern England. Why has Cumbria Council volunteered our area and hampered the process of siting it in the safest area of the UK?’ 5 h Mr Ron Williams from Bothel, Wigton Mr Williams wishes to ask cabinet the following question:We live in possibly the most beautiful area of the country which thus attracts millions of tourists, both British and foreigners, generating the greatest form of revenue we have in Cumbria. Therefore would the cabinet agree with me that the very presence of a repository for nuclear waste in this county would greatly affect this tourism and hence seriously reduce the income from that source even taking into account financial sweeteners (also known as bribes) which would no doubt result from this development? I therefore urge the cabinet to to make a decision which truly represents the opinion of Cumbrians and visitors. i Mr David Penney David Penney would like to ask Cabinet the following question:“Would Cabinet agree that due to the unresolved problems of the Management of Radioactive Waste in the light of the findings of Nirex Planning Inquiry, 19956 and the conclusions of the European Report: "Rock Solid?" (September 2010), commissioned by Greenpeace International for GeneWatch UK, it would be foolish and dangerous in the extreme to consider a Radioactive Waste Management deep storage facility in the Lake District as well as to add to the growing waste mountain by building any more nuclear plants in Cumbria and elsewhere in the UK?" j Mr S Nicholson on behalf of Sellafield Workers Campaign Mr Steve Nicholson, Sellafield Workers Campaign wants to ask cabinet the following question:Do Cumbria County councillors have any reasons to doubt the British Government's pledge that CCC can withdraw from the search for a GDF site at the end of Stage 4, at the end of Stage 5 and before construction? k Mr Colin Wales Mr Wales would like to ask a question of cabinet – details of the question to follow l Ms Fiona Goldie - Representing the campaign group "3 weeks to save The Lakes" Ms Goldie would like to ask a question of cabinet in relation to the concerns of the ‘3 weeks to save the Lakes’ group, (details of question still awaited) 6 m Mr A Ellis - Nuclear Decommissioning Agency Mr Alan Ellis has indicated he would like to ask a question of cabinet - details still awaited n Mr John Wilson Mr Wilson wishes to ask a question of cabinet in relation to legal and planning issues relating to MRWS (details awaited) o Mr Harry Marsden Mr Marsden wishes to ask cabinet a question in relation to branding issues relating to a nuclear waste repository for Cumbria (details awaited) p Ms M Davidson Mary Anne Davidson would like to ask a question of cabinet – details still awaited q Ms C Murray Cate Murray has indicated she would like to ask a question of cabinet - details still awaited r Ms R Balogh Ruth Balogh has indicated she would like to ask a question of cabinet - details still awaited A world class environment 7 MANAGING RADIOACTIVE PARTICIPATION IN STAGE 4 WASTE SAFELY: DECISION ABOUT To consider a report from the Cabinet Member for Transport and Environment and the Corporate Director – Environment (copy enclosed) (Pages 9 - 478) 7 PART II - ITEMS CONSIDERED NOT IN THE PRESENCE OF THE PUBLIC AND PRESS 8 PROPOSED IMPLEMENTATION PLAN FOR CONNECTING CUMBRIA To consider a report from the Cabinet Member for Organisational and the Deputy Leader Development and the Corporate Director – Environment and Corporate Director – Resources (copy enclosed) Not for publication by virtue of Paragraph(s) 3 of Part I of Schedule 12A of the Local Government Act 1972, as this report contains exempt information relating to financial or business affairs of any particular person (including the authority holding that information). (Pages 479 - 488) 8 Agenda Item 3 CUMBRIA COUNTY COUNCIL Minutes of a Meeting of the Cabinet held on Thursday, 10 January 2013 at 10.00 am at The Courts, Carlisle PRESENT: Mr E Martin (Leader) Mr SF Young (Deputy Leader) Mr J Airey Mrs A Burns Mr DS Fairbairn Mrs EA Mallinson Mr AJ Markley Mr OH Pearson Mr GB Strong In Attendance: Mrs T Macur Officers in attendance: Chief Executive, Corporate Director - Resources, Corporate Director Adult and Local Services, Corporate Director - Environment, Corporate Director - Children's Services, Assistant Director Policy and Performance, Assistant Director - Finance, Assistant Director - Public Protection, Senior Manager - Legal Practice, Senior Manager - Democratic Services and Strategic Communications Adviser. The Leadership Support Officers for the Conservative, Labour and Liberal Democrat Groups were also in attendance. PART 1 ITEMS CONSIDERED IN THE PRESENCE OF THE PUBLIC AND PRESS 139 APOLOGIES FOR ABSENCE Apologies for absence were received on behalf of Mr Knowles. 140 DISCLOSURES OF INTEREST None for this meeting. 1 Page 1 141 MINUTES RESOLVED, that the minutes of the meeting held on 6 December 2012 be agreed as a correct record and signed by the Chair. 142 EXCLUSION OF PRESS AND PUBLIC RESOLVED, that the press and public be excluded from the meeting during consideration of agenda items 11 (Procurement of Carers Assessment Services and Support for Carers), 12 (Connecting Cumbria – ERDF Business Support Programme), 13 (Award of Contract – Services for Vulnerable Children) and 14 (Money Advice Service – Award of Contract) by virtue of paragraph 3 of Part 1 of Schedule 12A of the Local Government Act 1972, as these reports contain exempt information relating to financial or business affairs of any particular persons (including the authority holding that information). 143 STATEMENTS BY THE CABINET MEMBERS LEADER OF THE COUNCIL AND The Leader and Deputy Leader both made statements in relation to the Cumbria Electoral Changes Order 2012 published on 20 December 2012 derived from the final proposals of the Local Government Boundary Commission for England. Cabinet noted that the County Council had made representations to the Commission regarding the process undertaken and the refusal of the Commission to review District Ward Boundaries at the same time given the confusion that not doing so would cause. The Deputy Leader was disappointed that changes in County electoral divisions would not be replicated at District ward level for 2 – 3 years pending the review of the six district councils. Members also noted the poor quality of mapping that had been made available which exacerbated the problem and welcomed the news from the Corporate Director – Resources that the matter was being addressed and would be discussed with District colleagues in the coming days. The Deputy Leader confirmed that the local government settlement was received shortly before Christmas with further information being received regularly since. Despite national headlines about the relatively generous settlements work by officers had calculated that the County Council budget had reduced by 7.1%. The conservative estimate of the likely level of savings required in 2013-14, before consideration of the Council Tax Freeze Grant, which was being consulted on at £18m was now confirmed at £22.5m which required an additional £4.5m of savings to be identified. The median estimate by officers at £22m had proved to be extremely accurate and congratulations were offered for the accuracy of 2 Page 2 their forecasts. At its next meeting Cabinet would consider the budget to be proposed to County Council. 144 PUBLIC PARTICIPATION None for this meeting. 145 SCRUTINY REVIEW - CUSTOMER SERVICES STRATEGY (1) Scrutiny Review Mrs T Macur presented a report from the Customer Services Task and Finish Group on the Customer Services Review. The review examined customer service delivery by the County Council sought to identify good practice, opportunities for improvement and how they could be implemented. RESOLVED, that the report be noted. (2) Cabinet Member Response The Cabinet Member for Stronger Communities welcomed the report and thanked the scrutiny panel for their work. All recommendations with the exception of 1 and 5 were accepted with recommendation 6 being a matter for Scrutiny Management Board (SMB). Recommendation 1 which suggested a single customer services function under a single Corporate Director was not accepted as it was felt that the current strategy whereby customer services was mainstreamed across directorates with the pursuit of better customer service being integral to the day to day operation was better suited to driving improvement. Oversight of the implementation of the Customer Services Strategy was entrusted to the Customer Services Executive Board under the sponsorship of the Corporate Director – Adult & Local Services. Recommendation 5 which suggested the use of mobile customer services units was not supported due to the financial investment required and the lack of a business case or evidence of public demand. As the Council had a large dispersed workforce all staff had a role in engaging with the public and delivering the best services. RESOLVED, that with the exception of recommendations 1 & 5 the recommendations be supported. 146 REVIEW OF REGULATION OF INVESTIGATING POWERS ACT (RIPA) POLICY The Cabinet Member for Community Safety and Local Services presented a report which sought approval of the Regulation of Investigatory Powers 3 Page 3 Act 2000 (RIPA) policy which had been reviewed and updated to reflect legislative changes under the Protection of Freedoms Act 2012. RESOLVED, that the current legal position with regard to the Protection of Freedoms Act 2012 and the revised Policy be approved. 147 SCHOOL FUNDING REFORM: SPECIAL EDUCATIONAL NEEDS AND EARLY YEARS PROVISION The Cabinet Members for Children’s Services presented a report on the School Funding Reform: Special Educational Needs and Early Years Provision. In March 2012 the Department for Education (DfE) released a national consultation document “Next Steps Towards a Fairer System” which outlined proposals to change the way in which schools were funded across the country. This was followed in June by “Schools Funding Reform: Arrangements for 2013-14”, which detailed the way in which schools were to be funded from April 2013 following the outcomes of the national consultation. School funding would continue to be allocated through the Dedicated Schools Grant, however from April 2013, this would be allocated to Local Authorities in three notional blocks: • • • Schools Block High Needs Block Early Years Block In November 2012, Cabinet consulted with the Schools Forum determined how the Schools Block would be allocated. recommendations from the Schools Forum and the views from consultation with schools and Academies in Cumbria were taken account by Cabinet in the decision making process. and The the into The High Needs Block funds support for pupils with high level SEN. The DfE had defined high needs pupils as those who required provision costing more than £10,000 per year in total. This threshold would distinguish between the needs that the DfE expect to be met through mainstream funding and the point at which additional high needs funding was provided. The allocation of the High Needs Block did not require consultation. There was Operational Guidance from the Department for Education that Authorities should allocate the funding for high needs pupils across all schools. This guidance was non-statutory and Cabinet were recommended that the Council should not implement the guidance but continue to fund high needs places based on the individual pupils with 4 Page 4 high needs within each school as this would ensure that the funding for high needs pupils was targeted on schools with pupils with high needs. Allocation across all schools would result in a lower level of funding for schools with high needs pupils. The Early Years Block provided funding for the provision of free nursery entitlement for three and four year olds. It also included the new entitlement for free nursery provision for 2 year olds who were either looked after children or from low income families. The regulations required local authorities to consult on how funding within the Early Years Block will be allocated. RESOLVED, for the reason outlined above that 148 (1) DfE guidance to allocate High Need funding notionally across all schools should not be implemented but instead the Council continue to fund schools based on the statement costs of individual pupils with high needs; (2) consultation take place with the School Forum to determine how funding for three and four year olds should be allocated; (3) consultation take place with the School Forum to determine how funding for two year olds should be allocated. FUNDING OF THE MAIN IMPROVEMENT PROJECT STREET COCKERMOUTH Members considered a report by the Cabinet Member for Economy and Highways which sought approval to allocate £700,000 of the Flooding (betterment) capital budget towards the Main Street, Cockermouth Highway Improvement Project. The total project was estimated to cost £1.6m with the balance of funding coming from the DFT flood recovery fund (£820,000), Allerdale Local Committee (£61,000) and other partner funding sources (£34,000). The project would repair the flood damage to Main Street, Cockermouth to at least the standard it was prior to the flooding in 2009 and enhance the drainage to safeguard against future flooding. RESOLVED, that £700,000 of the Flooding (betterment) capital budget be allocated towards the Main Street, Cockermouth Highway Improvement Project as detailed in Option 2 of the report. 5 Page 5 PART 2: ITEMS LIKELY TO BE CONSIDERED IN THE ABSENCE OF THE PRESS AND PUBLIC 149 PROCUREMENT OF CARERS ASSESSMENT SERVICES AND SUPPORT FOR CARERS The Cabinet Member for Adult Social Care and Deputy Leader presented a report which set out the timetable and method of procurement of Carers Assessment and Support for Carers in the county. This built upon the development of the Carers Strategy and the carers consultation on services required to support them. RESOLVED, that the following be approved:- 150 (1) commencement of a procurement exercise for a contract to provide a Carers Assessment Service to the Council as a means of meeting the statutory duties under the Carers Recognition and Services Act (1995), Carers and Disabled Children’s Act 2000 and the Carers Recognition Act (2004) to assess the needs of carers; (2) the principle that provision of ongoing support to carers is through an approach that develops and uses community capacity, use of volunteers and partnerships between organisations and grant funding to support carers in local communities; (3) extension of the current carers contracts listed in appendix 1 of the report by nine months until 30 June 2014 to facilitate the full evaluation of the effectiveness of the MSP model and to report to Cabinet on the preferred procurement method. CONNECTING PROGRAMME CUMBRIA - ERDF BUSINESS SUPPORT The Cabinet Members for Organisational Development, Economy and Highways and Deputy Leader presented a report on Connecting Cumbria – ERDF Business Support Programme. The report summarised the outcome of the tender process to appoint a supplier to deliver a Business Support Programme for eligible Small and Medium Sixed Employees (SMEs) to complement the roll out of the Connecting Cumbria superfast broadband network. The procurement had been carried out in line with EU tender procedures. 6 Page 6 RESOLVED, That Cabinet gives approval for the successful bidder identified in paragraph 4.7 of the report to be appointed as the preferred supplier to deliver the Connecting Cumbria Business Support programme, subject to agreement of contract and all funding being approved. 151 AWARD OF CHILDREN CONTRACT - SERVICES FOR VULNERABLE The Cabinet Members for Children’s Services and Deputy Leader presented a report on the Award of Contract – Services for Vulnerable Children. It was outlined that in July 2012, Cabinet gave ‘permission to tender’ for a number of services for vulnerable children and this tender exercise had now reached its conclusion. The paper sought approval to award three higher value contracts, in line with the Constitution. The results of each evaluation panel were set out in the report for Member’s information. The paper also updated Members on the award of the smaller value contracts in this round of re-commissioning RESOLVED, that 152 (1) the contracts as detailed in appendix 1 of the report be awarded; (2) the award of other smaller contracts, approved by the Corporate Director Children’s Services in consultation with the Cabinet Members for Children’s Services detailed in appendix 2 of the report be noted. MONEY ADVICE SERVICE - AWARD OF CONTRACT The Cabinet Member for Stronger Communities and Deputy Leader presented a report which sought the approval of Cabinet to award the contract for the delivery of a Money Advice Service. The contract would run from 1 April 2013 to 31 March 2015. RESOLVED, that the Money Advice contract be awarded to the successful bidder highlighted at 4.10 in the report for a period of 2 years from 1 April 2013–31 March 2015 at a value of £317,000 per annum. The meeting ended at 11.40a.m. 7 Page 7 This page is intentionally left blank Page 8 Agenda Item 7 CABINET Meeting date: 30 January 2013 From: Cabinet Member for Transport & Environment Corporate Director – Environment MANAGING RADIOACTIVE WASTE SAFELY: DECISION ABOUT PARTICIPATION IN STAGE 4 PART A - RECOMMENDATION OF CABINET MEMBER 1.0 EXECUTIVE SUMMARY 1.1. After more than three years of work, the West Cumbria Managing Radioactive Waste Safely (MRWS) Partnership’s Final Report was published in August 2012. The Executive Summary is attached at Appendix 1 and the full Report is annexed at Appendix 2. The Report has been submitted to the three local authorities (Allerdale Borough Council, Copeland Borough Council and Cumbria County Council) as a key piece of evidence to support their consideration of whether or not to participate in the next Stage of the MRWS process. 1.2. The Managing Radioactive Waste Safely White Paper Cm7386 (“the White Paper”) is appended to this Report as Appendix 3. The White Paper makes it clear (page 51) that community engagement may raise issues requiring further discussion with Government prior to a Decision about Participation. In October, the three local authorities wrote to DECC requesting a three month pause in the process to allow for further discussion around a number of key issues, including the right of withdrawal and the process for agreeing community benefits. This letter, and DECC’s reply (which provides a number of assurances on the concerns raised by the local authorities), a further letter from the County Council and a final letter from Ed Davey (Secretary of State at DECC) are attached at Appendix 4. 1.3. The decision the Cabinet now needs to take is whether or not to participate in the next Stage of the MRWS process (Stage 4), which involves desk-based studies in participating areas. Participation in this Stage would not constitute a binding commitment to host a deep geological disposal facility. 1.4. The three local authorities have committed to work together on this decision (the “decision about participation” or DaP) and have agreed to take into account the final Report of the Partnership and the views of Page 9 the general public and stakeholders, including whether there is ‘net support’ for entering the next Stage of the process. 2.0 STRATEGIC PLANNING AND EQUALITY IMPLICATIONS 2.1. County Council policy supports deep geological disposal of higher activity radioactive wastes, subject to monitoring and retrievability of wastes should circumstances require it. 2.2. Cabinet, on behalf of the County Council, has made an Expression of Interest for the Copeland and Allerdale areas in the Government’s Managing Radioactive Waste Safely (MRWS) process. 2.3. County Council policy supports engagement with districts about the Government’s implementation framework to site a geological disposal facility. 2.4. This issue relates to the 2011-14 Council’s ‘high quality and sustainable environment’ objective. 2.5. Cabinet must consider how its decisions impact on equality. The potential equality impact of a decision to participate in Stage 4 has been assessed and the assessment is appended as Appendix 5. 3.0 RECOMMENDATION 3.1. Cabinet is recommended to consider the options set out in this report and to decide whether or not the County Council wishes to participate in the next stage of the MRWS process (Stage 4 of the stages in the White Paper) in the respect of the areas of Allerdale, Copeland or both. Tim Knowles, Cabinet Member for Transport & Environment PART B – ADVICE OF CORPORATE DIRECTOR - ENVIRONMENT 4.0 BACKGROUND 4.1. The West Cumbria MRWS Partnership was set up to make recommendations to Allerdale BC, Copeland BC and Cumbria CC on whether or not they should participate in the geological disposal facility siting process, without commitment to eventually host a facility”. The three Councils are the Decision Making Bodies defined in the White Paper. The White Paper sets out the UK Government’s framework for managing higher activity radioactive waste in the long term through geological disposal coupled with safe and secure interim storage and on-going research and development to support an optimal programme of implementation. As a result of the White Paper the West Cumbria communities, through their Councils, expressed an interest in opening up, without commitment, discussions with Government on the possibility of hosting a geological disposal facility at some point in the future. Page 10 4.2. The White Paper sets out Government’s expectation that the Decision Making Bodies take the lead role in initiating the discussions with potential local partners and organising community engagement. In establishing the MRWS Partnership the Decision Making Bodies assumed this role. The White Paper also states Government’s requirement to be satisfied that a Decision to Participate is credible. The word ‘credible’ in its use here and by the Partnership refers specifically to paragraph 6.22 of the MRWS White paper, which states: “Credibility might be demonstrated on the basis of a local consultation process applying established local good practice. Credible local support would be expected amongst organisations likely to form a Community Siting Partnership (i.e. during Stage 4) should a decision to participate be taken, as well as among the local community.” 4.3. The MRWS Partnership was Cumbria’s collective response to the requirements of the MRWS White Paper. The Partnership met on a six weekly cycle for three years to gather information about safety and design of a geological disposal facility for higher activity wastes and how that might impact on a host community and wider community. It has consulted the public in West Cumbria, and the rest of Cumbria three times, including an 18 week public consultation on its draft final Report, and surveyed opinion in West Cumbria by telephone on four occasions. 4.4. The MRWS White Paper explains that the Decision to Participate should be accompanied by a report setting out the approach taken to engagement, the outcomes of that engagement and making clear the basis of the decision. It also notes, “Not every resident in a potential Host Community will favour a Decision to Participate in the siting process. Government is not expecting, or seeking, a particular threshold of support but is keen to see evidence of appropriate community engagement and meaningful feedback on any concerns of those affected”. The MRWS Partnership Final Report details the work it has done over its three year existence on public and stakeholder engagement, carrying out three rounds of engagement in order to inform people, seek their input, and give feedback on how that engagement changed its work and opinions. Appendix 1 contains the MRWS Partnership Report’s Executive Summary. This explains how the MRWS Partnership undertook its three extensive rounds of engagement and that it commissioned a statistically significant opinion survey (undertaken by IPSO/MORI) the findings of which were presented to the May 2012 meeting of the Partnership. 4.5. The MRWS Partnership’s engagement aimed to understand concerns so they could be addressed to ensure its opinions and advice were credible. The Partnership used three indicators of credibility, (explained in more detail in Chapter 14 of the Final Report): § Broad support for the Partnership’s initial opinions § Understanding and addressing concerns § Net support for continuing with the process Page 11 4.6. The key points from the Partnership’s Report are set out in an Executive Summary (Appendix 1) and relate to: Overarching Issues (Trust & Confidence); Design and Engineering; Inventory; Geology; Safety, Security, Environment & Planning; Impacts; Community Benefits; Siting Process (Stages 4 & 5). 4.7. The MRWS Partnership considered that, overall, most Partnership members were satisfied that the opinions and advice contained in its Final Report reflected the public and stakeholder views that it received. 4.8. There were three aspects where members of the Partnership’s views differed (timing of strategic environmental assessments and geological surveys as well as how a community siting partnership should be constituted and operate). More details about these differences are set out in the appropriate chapters of the document, Chapter 8 (Geology) and Chapter 13 (Stages 4 and 5 of the MRWS Process). These differences are not ones of principle and are more to do with the fact that uncertainty is a key characteristic of the early stages MRWS process, which will reduce in later stages if a decision to participate is taken. Members will recall that Stage 4 would involve the NDA’s delivery organisation undertaking more detailed assessments focusing on the suitability of a specific site or sites within each potential host community. These assessments would be mainly through desk-based studies, and would involve gathering information about the candidate communities and sites and evaluating them against the site selection criteria (paragraph 7.16 of the White Paper). 4.9. Concerns about the Right of Withdrawal (RoW) and how and when it may be exercised were a feature of many responses to the Partnership’s consultation. These concerns were highlighted in the 1 October letter to DECC that triggered the deferral period. The White Paper (Page 5) describes the RoW as “an important part of the voluntarism approach intended to contribute to the development and maintenance of community confidence. Up until a late stage, when underground operations and construction are due to begin, if a community wished to withdraw then its involvement in the process would stop.” Baroness Verma’s letter of 19 December committed to making the RoW legally binding and to do this through primary legislation, subject to parliamentary time being available. LOCAL SUPPORT 4.10. Summary results from the first three opinion surveys are set out below. Favour Survey 1: All of Cumbria Survey 2: All of Cumbria Survey 3: All of Cumbria Survey 3: Net Support 50% No Oppose opinion or D/K 25% 25% 43% 27% 30% 13% 48% 25% 28% 20% 52% 23% 25% 27% Page 12 25% Allerdale Survey 3: Copeland Survey 3: Rest Cumbria 62% 20% 19% 43% 44% 26% 30% 14% of 4.11. The results of a fourth and final statistically significant survey by IPSOS/MORI of 3000 households across Cumbria were published in May 2012. The results from this final survey of opinion of West Cumbria households are one of three key Partnership indicators for determining how to advise the decision making councils. Overall net support (the number of “yeses” minus the number of “nos” - see below) remains strong though weakened in Allerdale: Favour No Oppose opinion or D/K Net Support All of Cumbria 53% 14% 33% 20% Allerdale 51% 12% 37% 14% Copeland 68% 9% 22% 45% 15% 35% 16% Rest Cumbria of 50% Figures may not always total 100% due to rounding ADDITIONAL INPUTS FOR CONSIDERATION 4.12. The County Council discussed the MRWS Partnership Report at its meeting on 5 September. The minutes of this meeting are attached at Appendix 6. 4.13. The Cumbria Association of Councils (CALC) was a member of the MRWS Partnership and as such its views were discussed and are reflected in the Partnership’s Final Report. On 20 August, CALC wrote to the Leader of the Council and to all Members to outline its own specific position regarding a potential decision about participation and have formally requested that the Cabinet consider the views of CALC as part of their consideration of a decision about participation. Subsequently, CALC wrote to DECC (22 October) and DECC responded (19 November). All of these letters are attached at Appendix 7 to this report. 4.14. The Lake District National Park Authority also participated in the Partnership and wrote to DECC. This letter (26 November) and DECC’s response (11 December) are attached at Appendix 8. Page 13 4.15. Since the close of the MRWS Partnership the Leader and some Members have received a large number of additional representations. The issues raised in this correspondence echo the views submitted to the Partnership during its formal consultation and are therefore reflected in the Final Report at Appendix 2. Members will have seen this correspondence as copies have been made available in the Group Offices and many of the letters were copied around the Cabinet as they arrived. A full set will also be available for Members of the Cabinet to reference on 30 January. The main issues raised in this correspondence include: § The impact that constructing and operating a GDF would have on Cumbria, including increased traffic, a huge amount of spoil to manage and the perceived negative impact on tourism (Chapter 11 of the MRWS Partnership Report); § Concerns that the Right of Withdrawal would never be honoured by Government and so this is the last opportunity for Cumbria to pull out of the process (Page 60 of the MRWS Partnership Report); § A belief that all of West Cumbria can already be ruled out due to a lack of suitable geology and that there are more appropriate/better sites elsewhere in the UK (Chapter 8 of the MRWS Partnership Report); § A belief that the NIREX enquiry had already ruled out all of West Cumbria (Chapter 8 of the MRWS Partnership Report); § A general lack of trust in Government (Page 53 of the MRWS Partnership Report); § Concerns that there is no willing host community and that any community benefits that may ultimately be offered are merely a bribe (Chapters 12 and 13 of the MRWS Partnership Report); and § Concern that the decision is being taken by the County Council’s Cabinet and not the whole Council (Page 222 of the MRWS Partnership Report). THE DEFERRAL PERIOD 4.16. On 1st October, the three DMBs sent a joint letter to Baroness Verma (see Appendix 4), Parliamentary Under Secretary of State at DECC requesting a three month pause and setting out a number of issues on which further discussion and clarification was required. The issues were: § The need to strengthen the Right of Withdrawal, to make it legally binding; § Further discussion around the process for negotiation of community benefits; § Due to uncertainties over the suitability of geology, there was a need to consider alternative radioactive waste management solutions; Page 14 § The need for adequate engagement funding and Cumbria brand protection; and § The economic future of West Cumbria. 4.17. On 19th December, Baroness Verma responded to the three local authorities. The full letter is at Appendix 4, but the key points are: 5.0 § DECC has agreed that primary legislation should be the preferred mechanism for strengthening the RoW and will bring forward proposals, which reflect input from the DMBs, within 18 months of a decision to participate. This compares to the commitment DECC gave to the MRWS Partnership which was to agree the mechanisms to be used to put aspects of the MRWS process on a firmer legal footing by the end of Stage 4 (i.e. 5 years). In addition, DECC has agreed to roll forward the decision-making arrangements set out in the November 2011 letter from Charles Hendry (also at Appendix 4). § On community benefits, DECC has committed to establishing a Community Fund and agreed to make specific funding proposals covering the nature, scope, scale, timing, and governance of a fund within 18 months of any Decision to Participate and to involve the DMBs in the development of those proposals. This is again an acceleration of the commitment given to the Partnership which was to start the negotiations in Stage 4. § On geology, DECC has recognised that this is a key uncertainty for the community and asked NDA to look at how the geological work that would be carried out in Stage 4 could be accelerated. DECC has also committed to involving the DMBs in any work to “re-design” Stage 4. § DECC has also recognised that it is important to look at alternatives and committed to conducting a thorough review of the potential alternative radioactive waste management solutions, including extended interim storage. Such a review would be conducted in parallel with the MRWS process, resulting in a twin-track process that looks at taking forward the MRWS process while also considering alternative storage options. OPTIONS The Cabinet has the following options: 5.1. Decide to participate in Stage 4 in respect of both Allerdale and Copeland; § Cabinet could take a Decision to Participate in stage 4 of the process for identifying a site for a geological disposal facility described in the White Paper in respect of Allerdale and Copeland, having considered and relied upon the contents of the letter to the Leader dated 19 December 2012 from the Parliamentary Under-Secretary of State, including (i) the Government’s express and unequivocal commitment Page 15 that if the County Council exercises the Right of Withdrawal (as described in the White Paper) the process will not continue in those areas even if Allerdale Borough Council or Copeland Borough Council or the Secretary of State wishes it to; (ii) the statements made by the Government in the Appendices to that letter. 5.2. 5.3 § The Partnership’s Final Report acknowledges that some uncertainties remain, primarily because they relate to issues that can only be considered in detail at a later date. § The Partnership advises then that, should a decision to participate be taken, “Ja community siting partnership uses the indicative schedule provided in the Stage 4 and 5 chapter (Chapter 13) to build its work programme and, in doing so, help reduce the range of uncertainties that exist”. § Cabinet therefore need to consider whether they are confident that the work to be done in the next Stage will be sufficient to address any ongoing uncertainties, and that sufficient evidence of support from the local community or the organisations likely to form a community siting partnership has been demonstrated. If so, then Cabinet could decide to participate. Decide to participate in Copeland, but not Allerdale: § Cabinet could take a Decision to Participate in stage 4 of the process for identifying a site for a geological disposal facility described in the White Paper in respect of Copeland only, having considered and relied upon the contents of the letter to the Leader dated 19 December 2012 from the Parliamentary Under-Secretary of State, including (i) the Government’s express and unequivocal commitment that if the County Council exercises the Right of Withdrawal (as described in the White Paper) the process will not continue in Copeland even if Copeland Borough Council or the Secretary of State wishes it to; (ii) the statements made by the Government in the Appendices to that letter. § Cabinet therefore need to consider whether they are confident that the work to be done in the next Stage will be sufficient to address any ongoing uncertainties, and that sufficient evidence of support from the local community or the organisations likely to form a community siting partnership has been demonstrated in Copeland. If so, then Cabinet could decide to participate in Copeland only. Decide to participate in Allerdale, but not Copeland: § Cabinet could take a Decision to Participate in stage 4 of the process for identifying a site for a geological disposal facility described in the White Paper in respect of Allerdale only, having considered and relied upon the contents of the letter to the Leader dated 19 December 2012 from the Parliamentary Under-Secretary of State, including (i) the Government’s express and unequivocal commitment that if the County Council exercises the Right of Withdrawal (as described in the White Paper) the process will not continue in Allerdale even if Allerdale Page 16 Borough Council or the Secretary of State wishes it to; (ii) the statements made by the Government in the Appendices to that letter. § 5.3. Cabinet therefore need to consider whether they are confident that the work to be done in the next Stage will be sufficient to address any ongoing uncertainties, and that sufficient evidence of support from the local community or the organisations likely to form a community siting partnership has been demonstrated in Allerdale. If so, then Cabinet could decide to participate in Allerdale only. Decide not to participate; § Cabinet could decide not to participate in Stage 4, particularly if it considered that there was insufficient evidence of support from the local community or the organisations likely to form a community siting partnership in relation to both Allerdale and Copeland. 6.0 RESOURCE AND VALUE FOR MONEY IMPLICATIONS 6.1 In relation to Cabinet's consideration of the Decision to Participate there are no direct financial implications. Costs to date incurred by the Council in relation to officer time and costs of engagement have been met in accordance with the requirements of an Annual Engagement Package agreed with Department of Energy and Climate Change. 7.0 LEGAL IMPLICATIONS 7.1. The national Government framework for long term management of higher activity radioactive waste through geological disposal is set out in the White Paper. 7.2. Cumbria County Council is a decision making body in respect of Cumbria participation in the MRWS process and is responsible for decisions including continuing participation at key stages and exercising a right of withdrawal (once it has taken a decision to participate). The Council (along with Allerdale and Copeland District Councils) has completed Stage 3 of the process (Community consideration leading to Decision to Participate). 7.3. Under the Local Government Act 2000 and regulations made thereunder the decision whether to participate in Stage 4 is an executive decision that must be taken by Cabinet. 7.4. In order to proceed to Stage 4, the Cabinet should be satisfied that it has a clear basis for making the decision. Government’s requirement in the White Paper is that the decision is “credible” and expects credible local support amongst organisations that would be likely to form a Community Siting Partnership should a decision to participate be taken as well as amongst the local community. Government has not set a threshold for support but would expect to see evidence of appropriate community engagement and meaningful feedback of any concerns of those affected. Page 17 7.5. A Decision to Participate in Stage 4 does not irrevocably commit the Council to hosting a geological disposal facility. In particular a Decision to Participate does not extinguish the Right of Withdrawal under the voluntarism process set out in the White Paper. The Right of Withdrawal can be exercised during Stage 4. 7.6. The Government’s letter of 19 December 2012 stated that the MRWS process in West Cumbria can only continue if the relevant district council, the County Council and Government all agreed. This statement does not create a legally enforceable contract between the County Council and the Government. However, it does create a legitimate expectation, which the Secretary of State could not lawfully renege on unless there were sufficient reasons to justify his doing so, that if one of the Councils exercised the Right of Withdrawal the process set out in the White Paper would stop. 7.7. It is difficult to see at this stage how the Secretary of State could justify proceeding with a site in Cumbria in the face of opposition from the County Council. However the Government reserved the right in the White Paper to explore other approaches if it considered that voluntarism was not working. If the Government determines that Cumbria is the most appropriate location for a geological disposal facility it may be able to justify proceeding without the agreement of the County Council. 7.8. To ensure the integrity of their decision, Members must ensure that they approach the decision to participate with an open mind and do not make any decision in advance of hearing and weighing up all relevant considerations and evidence. They must ensure that they have regard to all relevant issues and do not take any irrelevant matters into account. 7.9. In making its decision, Cabinet must comply with the public sector equality duties. These are set out in more detail in the attached Equality Impact Assessment. It is open to Cabinet to conclude that there are no equality implications of a decision whether or not to participate in Stage 4. If Cabinet considers that its decision would have adverse effects on equality then it should consider how those effects should be mitigated. 8.0 CONCLUSION 8.1. The Report sets out the process to date so that Members may now decide how they wish to proceed. Jim Savege Corporate Director - Environment January 2013 APPENDICES Appendix 1 - Executive Summary of MRWS Partnership Report Appendix 2 – The Final Report of the MRWS Partnership Appendix 3 – The White Paper (Cm7386) Appendix 4 - Correspondence between CCC and DECC Appendix 5 – Equality Impact Assessment Page 18 Appendix 6 – Record of the County Council discussion (5 September) Appendix 7 - Correspondence from CALC Appendix 8 – Correspondence between LDNPA and DECC Electoral Division(s): All * Please remove whichever option is not applicable Executive Decision Yes Key Decision Yes* If a Key Decision, is the proposal published in the current Forward Plan? Yes Is the decision exempt from call-in on grounds of urgency? No If exempt from call-in, has the agreement of the Chair of the relevant Overview and Scrutiny Committee been sought or obtained? N/A* Has this matter been considered by Overview and Scrutiny? If so, give details below. No Has an environmental or sustainability impact assessment been undertaken? No Has an equality impact assessment been undertaken? N.B. Yes If an executive decision is made, then a decision cannot be implemented until the expiry of the eighth working day after the date of the meeting – unless the decision is urgent and exempt from call-in and the Corporate Director has obtained the necessary approvals. PREVIOUS RELEVANT COUNCIL OR EXECUTIVE DECISIONS County Council policy as reflected in its agreed submission to the Consultation on Managing Radioactive Waste Safely by letter to DEFRA, 1 November 2007 County Council policy as determined by decision of the full County Council meeting on 26 June 2008 County Council policy as determined by decision of the County Cabinet meeting on 9 December 2008 County Council policy as expressed in the Minerals and Waste Development Framework, Core Strategy, adopted April 2009 County Council policy as expressed by decision of the County Cabinet meeting on 15 September 2011 CONSIDERATION BY OVERVIEW AND SCRUTINY Not considered by Overview and Scrutiny Page 19 BACKGROUND PAPERS None RESPONSIBLE CABINET MEMBER Tim Knowles, Cabinet Member for Transport & Environment REPORT AUTHOR Contact: Richard Griffin, Strategic Nuclear Policy Development Manager Page 20 westcumbria:mrws West Cumbria Managing Radioactive Waste Safely Partnership !"#$%&'()$*#+,-.$,/ $."# 0#1.$2345-&($6('(7&'7 *(8&,(9.&:#$0(1.#$;(/#)< =(-.'#-1"&+ HI#93.&:#$;344(-< !"#$#%&!'()' !"#$%&"'(>>>?>#1.9345-&(4->1?,-7?3@ )*+%,'(9,'.(9.A>#1.9345-&(4->1?,-7?3@ -.""/012"'(BCBB$BDC$CEFG Page 21 HJH2K!LMH$;K66N*O *+,%!,%!&+-!./-0#&,1-!2#33456!78!&+-!8#99!:,;49!<-=75&!78!&+-!>-%&!?#3@5,4! 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Q>@+,&4)!:L<W<!O>.!7&)/#6(!>O!)%&!(+.V&=!f+&()#>4(W` B<4=,&%$+MNWA+!?.#&X49!4>)&!>4!)%&!3/.)4&.(%#5^(!>5#4#>4!(+.V&=[!l/4+/.=!:;<: B<4=,&%$+MSY9YA+!1&(5>4(&!)>!5+-6#@!@>,,&4)(!>4!)%&!>5#4#>4!(+.V&=!/47!@>5=! >O!)%&!(+.V&=!f+&()#>4([!0/.@%!:;<: B<4=,&%$+MZYA+!a5#4#>4!(+.V&=!.&5>.)[!0/=!:;<: B<4=,&%$+MZY9YA+!Q/)/!O.>,!)%&!>5#4#>4!(+.V&=[!0/=!:;<: :<Y!!!"!!!westcumbria:mrws Page 257 !"#$%&'()*'+ #D)?=#&+YN9MA++PZ)./@)!O.>,!F5(>(!0a1F^(!.&5>.)!>4!)%&!>5#4#>4!(+.V&= L<%$)%=&+<#+'$<*+$(&+'&"#4(l DYW!U.>,!N%/)!=>+!T4>N!/)!)%&!,>,&4)[!7>!=>+!)%#4T!)%/)!|||YI!@>+4@#6!/47!|||! @>+4@#6!(%>+67!>.!(%>+67!4>)!)/T&!5/.)!#4!)%&!(&/.@%!O>.!/!(+#)/-6&!(#)&!#4!|||!O>.!/! 7&&5!+47&.9.>+47!7#(5>(/6!O/@#6#)=!O>.!%#9%&.!/@)#V#)=!./7#>/@)#V&!N/()&o Should take part in the search Neutral Should not take part in the search Don’t know Net Overall (4,262) Allerdale (1,452) 53% 51% Copeland (1,412) Rest of Cumbria (1,398) 5% 4% 68% 50% 9% 37% 8% +14 23% 4% 5% +20 33% 35% 5% +45 10% +16 ?/(&!\!866!.&(5>47&4)(!_(&&!/->V&`W!!2>+.@&\!F5(>(!0a1F !F4!*>5&6/47[!MJg!)%>+9%)!)%&!(&/.@%!(%>+67!@>4)#4+&[!/47!)%#(!N/(!(#94#X@/4)6=!%#9%&.! ! )%/4!->)%!866&.7/6&!_L<g`!/47!)%&!.&()!>O!*+,-.#/!_L;g`W!!*>4V&.(&6=[!)%&!5.>5>.)#>4!#4! *>5&6/47!N%>!)%>+9%)!)%/)!)%&!(&/.@%!(%>+67!4>)!9>!/%&/7!N/(!6>N&.!)%/4!#4!)%&!>)%&.! /.&/(!_:Bg!V(!BIg!#4!866&.7/6&!/47!BLg!#4!)%&!.&()!>O!*+,-.#/`W ! ! !(#,56&!N/=!)>!(+,,/.#(&!)%&!>V&./66!(5.&/7!>O!>5#4#>4!#(!)>!@/6@+6/)&!)%&!7#OO&.&4@&! 8 -&)N&&4!)%&!5.>5>.)#>4(!N%>!)%#4T!)%/)!)%&!@>+4@#6_(`!(%>+67!)/T&!5/.)!#4!)%&!(&/.@%!! /47!)%>(&!N%>!)%#4T!)%&=!(%>+67!4>)!c!)%&!4&)!(+55>.)!O>.!@>4)#4+#49!N#)%!)%&!(&/.@%!c! 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N%/)!)%&!&)%#@/6!#((+&(! /.&[!/47!.&/((+./4@&! )%/)!)%&=!@/4!-&! /77.&((&7!#4!)%&!O+)+.&! _/(!/55.>5.#/)&`W $/(T!I@!c!2+,,/.#(&!/47!-.#&k=! .&V#&N!)%&!&)%#@(!N>.T!@>,56&)&7!-=! *>1'0!/47!#7&4)#O=!#,56#@/)#>4(!O>.! )%&!01'2!5.>@&((!#4!'&()!*+,-.#/W Page 317 !"#$%&"'(!!!"!#$%&'()*+,(*!$"-*."'/ )*+%,'(&-0%,&%1!#$%&'()*+,(*!$"-*."'/ -.""/012"'(2322425343678 Page 318 3456(789:;:7<8=8;7:;:> Managing Radioactive Waste Safely A Framework for Implementing Geological Disposal June 2008 A White Paper by Defra, BERR and the devolved administrations for Wales and Northern Ireland Page 319 Managing Radioactive Waste Safely A Framework for Implementing Geological Disposal Presented to Parliament by the Secretary of State for Environment, Food and Rural Affairs by Command of Her Majesty June 2008 Cm 7386 £18.55 Page 320 © Crown Copyright 2008 The text in this document (excluding the Royal Arms and other departmental or agency logos) may be reproduced free of charge in any format or medium providing it is reproduced accurately and not used in a misleading context.The material must be acknowledged as Crown copyright and the title of the document specified. Where we have identified any third party copyright material you will need to obtain permission from the copyright holders concerned. For any other use of this material please write to Office of Public Sector Information, Information Policy Team, Kew, Richmond, Surrey TW9 4DU or e-mail: licensing@ opsi.gov.u Page 321 Contents Executive Summary 1 Chapter 1. Introduction 9 Chapter 2. Summary of the way forward 13 Chapter 3. The waste to be managed 15 Chapter 4. Preparation and planning for geological disposal 23 Chapter 5. Protecting people and the environment: regulation, planning and independent scrutiny 35 Chapter 6. Site selection using a voluntarism and partnership approach 47 Chapter 7. The site assessment process 61 Chapter 8. Next steps 69 Annex A Features of a geological disposal facility 71 Annex B Initial sub-surface screening criteria 73 Annex C Guidance on Community Siting Partnerships 76 References 81 Glossary 86 Page 322 iii Managing Radioactive Waste Safely iv Page 323 Executive Summary The purpose of this White Paper 1 Published as part of the Managing Radioactive Waste Safely (MRWS) programme, this White Paper sets out the UK Government’s framework for managing higher activity radioactive waste in the long-term through geological disposal, coupled with safe and secure interim storage and ongoing research and development to support its optimised implementation. It also invites communities to express an interest in opening up without commitment discussions with Government on the possibility of hosting a geological disposal facility at some point in the future. Background 2 3 On 25 June 2007, UK Government, in conjunction with the devolved administrations for Wales and Northern Ireland, published a MRWS consultation document covering: t the technical programme and aspects of design and delivery of a geological disposal facility for the long-term management of higher activity radioactive waste t the process and criteria to be used to decide the siting of that facility, including: – development of a voluntarism/partnership approach; and – the assessment and evaluation of potential disposal sites including the initial screening-out of areas unlikely to be suitable for geological disposal. The consultation closed on 2 November 2007. One hundred and eighty-one responses were received. These responses were analysed, reported in a Summary and Analysis of Responses that was published on 10 January 2008, and have been taken into consideration in the development of the way forward set out in this White Paper. Page 324 1 Managing Radioactive Waste Safely Coverage of White Paper 4 This White Paper sets out the framework for the future implementation of geological disposal, including: t the approach to compiling and updating the UK Radioactive Waste Inventory (UKRWI) and using it as a basis for discussion with potential host communities t the Nuclear Decommissioning Authority’s (NDA’s) technical approach for developing a geological disposal facility, including the use of a staged implementation approach and ongoing research and development to support delivery t the arrangements to ensure sound regulation, scrutiny and control of the geological disposal facility development t how relevant planning processes might be addressed as the programme proceeds t the definition of ‘community’ for the purposes of the site selection process. t the process for issuing invitations and providing information to communities t how a partnership arrangement can be used to support a voluntarism approach t the use of affordable and value for money Engagement and Community Benefits Packages as part of the voluntarism and partnership approach t the initial sub-surface screening criteria and the way in which Government will apply these criteria t a refined set of criteria for assessing and evaluating candidate sites and details of further consultation on the way in which these criteria should be applied. The amount of waste for disposal 5 The United Kingdom Radioactive Waste Inventory (UKRWI) provides regular updates of the amounts of existing and expected holdings of radioactive waste in the United Kingdom. The 2007 UKRWI, for the first time, contains radioactive materials not currently classified as waste. This change in the scope of the UKRWI will allow it to be used to track the latest estimates in waste and materials that will potentially need to be treated as waste at some future point. This will allow a Baseline Inventory estimate of the higher activity wastes requiring geological disposal to be produced and regularly updated. 6 The amount of radioactive waste that would arise as a result of a new nuclear build programme would depend on such issues as the number and type of reactors. Updates of the Baseline Inventory using the UKRWI would also take into account any additional arisings from future new nuclear build. 2 Page 325 Executive Summary: The purpose of this White Paper Preparation and planning for geological disposal 7 Interim Storage – A robust programme of interim storage will play an integral part in implementing geological disposal. The Nuclear Decommissioning Authority (NDA) is reviewing UK waste storage arrangements. The regulators and Government are closely involved in this work. The review will be completed in 2008 and the results will be reflected in the next NDA Strategy. 8 Facility design – The detailed layout and design of the geological disposal facility, both above and below ground, will be tailored to the Baseline Inventory and the characteristics at the site in question. 9 The issue of retrievability of the waste has been a subject of discussion. Government’s view is that the decision about whether or not to keep a geological disposal facility (or vaults within it) open for an extended period of time can be made at a later date in consultation with the independent regulators and local communities. In the meantime the planning, design and construction can be carried out in such a way that the option of extended retrievability is not excluded. 10 In principle the UK Government sees no case for having more than one geological disposal facility if one facility can be developed to provide suitable, safe containment for the Baseline Inventory. 11 Research – The NDA has statutory responsibility under the Energy Act 2004 for carrying out research to support the activities for which it is responsible. The NDA will undertake further research during the geological disposal facility development process to, for example: refine facility design and construction; improve understanding of the chemical and physical properties and interactions of emplaced waste; address specific issues raised by regulators; and support the development of site-specific safety cases. 12 NDA as implementing body – The NDA has established a new Radioactive Waste Management Directorate (RWMD), incorporating resources from United Kingdom Nirex Ltd, which it will develop into an effective delivery organisation to implement geological disposal. It is envisaged that the RWMD will evolve under the NDA into the organisation responsible for the delivery of the geological disposal facility. In due course, management of the organisation can then be opened up to competition in line with other NDA sites. Protecting people and the environment: regulation, planning and independent scrutiny 13 Regulation – The geological disposal facility will comply fully with the standards required by the independent regulators. The environment agencies (the Environment Agency, and the Environment and Heritage Service of the Department of the Environment, Northern Ireland) will be providing updated guidance on the requirements for authorisation of geological disposal facilities. Page 326 3 Managing Radioactive Waste Safely 14 Planning arrangements – In May 2007, the UK Government published the Planning White Paper, “Planning for a Sustainable Future”. This proposed the introduction of a new single consent regime and an independent commission to determine applications for nationally significant infrastructure projects in England. Whilst not having yet taken a final decision, Government is currently inclined to look towards applying the new planning system if the location of geological disposal facility is in England. 15 Environmental impacts – European legislation requires that certain plans and programmes likely to have significant effects on the environment are subject to a process of ‘strategic environmental assessment’ (SEA). It is good practice to integrate SEA within a wider sustainability appraisal (SA) which also considers social and economic factors. European legislation also requires ‘environmental impact assessment’ (EIA) of certain individual projects. 16 Following the publication of this White Paper, NDA, working closely with Government, will prepare and publish for consultation proposals on the scope and nature of its environmental assessment and sustainability appraisal. 17 Public engagement – Public consultation is a requirement both of the planning permission process, where the public will be consulted on the planning application and the accompanying environmental statement, and as part of the environmental regulator’s decision on whether to grant an authorisation to dispose of radioactive waste. The SEA, SA and EIA processes will also provide opportunities for public engagement. 18 Committee on Radioactive Waste Management – Government is committed to ensuring strong independent scrutiny of the proposals, plans and programmes to deliver geological disposal. Accordingly, the Committee on Radioactive Waste Management (CoRWM) has been reconstituted, with modified terms of reference and expertise. The Committee will provide independent scrutiny and advice to UK Government and devolved administration Ministers on the long-term radioactive waste management programme, including storage and disposal. CoRWM will undertake its work in an open and consultative manner. Site selection using a voluntarism and partnership approach 19 4 Voluntarism and Partnership – Following the MRWS consultation, Government remains of the view that geological disposal and an approach based on voluntarism and partnership as a means of siting of a geological disposal facility is the right way forward (see Chapter 6). Government does not wish to be over-prescriptive about the way that the voluntarism and partnership arrangements should work at the outset as individual local circumstances differ and, to a degree, a tailored approach to any discussions will need to be taken. This flexibility does not apply to the way in which technical issues, such as geology, are assessed, where there will be objective and consistent assessment. Page 327 Executive Summary: The purpose of this White Paper 20 In carrying forward a voluntarism/partnership approach, the White Paper identifies three types of community; t Host Community – the community in which any facility will be built. This will be a small geographically defined area and include the population of that area and the owners of the land. For example, it could be a town or village. t Decision Making Body – the Local Government decision-making authority for the host community. t Wider Local Interests – other communities that have an interest in whether or not a facility should be built in the Host Community. Such as the next village, a neighbouring district or a community on the local transport routes to the Host Community. All three levels of community, will need to liaise closely with one another as the process is taken forward. Both Government and the NDA will engage with all three ‘communities’. 21 Early Process – During the early stages of the process there will be two key local decision points: t Expression of Interest – the decision point at which local communities register their without commitment interest in discussions with Government about potential involvement in the siting process. t Decision to Participate – the decision point at which a Decision Making Body/ ies makes a formal commitment to participate in the geological disposal facility siting process, but without commitment to host the facility. Chapter 6 explains the steps that will be involved in arriving at these two decision points. 22 Community Siting Partnerships – Following a Decision to Participate, the site selection process and in particular the development of the facility, will require considerable engagement with communities. Government favours a partnership approach to this, as followed in other countries. 23 Government expects a Community Siting Partnership to be a partnership of local community interests. The NDA’s delivery organisation would be a member but would not be directly involved in decisions on community-related issues. Government could participate in the work of the Community Siting Partnership as and when required. Further details are given in Chapter 6. 24 Right of Withdrawal – The Right of Withdrawal (RoW) is an important part of the voluntarism approach intended to contribute to the development and maintenance of community confidence. Up until a late stage, when underground operations and construction are due to begin (see paragraph 7.20), if a community wished to withdraw then its involvement in the process would stop. As with other key local decisions in the siting process, the Decision Making Body will be responsible for exercising the RoW, based on advice and recommendations from the local Community Siting Partnership. All parties in a Partnership would be expected to work positively to seek to avoid the need to exercise the RoW. Proposed arrangements for this are explained in Chapter 6. Page 328 5 Managing Radioactive Waste Safely 25 Engagement Packages – Communities that have taken a decision to declare an Expression of Interest and subsequently a Decision to Participate will incur costs in considering the issues and in setting up and operating a Community Siting Partnership. Government will assist communities in either partly or wholly meeting these costs through the provision of an Engagement Package. The level, coverage and the point at which funding is available, will be considered as part of the initial discussions between the community and Government. 26 Benefits Packages – Construction and operation of a geological disposal facility will be a multi-billion pound project that will provide skilled employment for hundreds of people over many decades. It will contribute greatly to the local economy and wider socio-economic framework. There could be spin-off industry benefits, infrastructure benefits, benefits to local educational or academic resources, and positive impacts on local service industries that support the facility and its workforce. It is also likely to involve major investments in local transport facilities and other infrastructure, which would remain after the facility had been closed. In addition there may be other benefits which may be commensurate with developing the social and economic wellbeing of a community that has decided to fulfil such an essential service to the nation. 27 The Government acknowledges that siting of the facility raises other issues, some of them intergenerational, and an approach needs to be identified that recognises and addresses the potential impact on a community over the long timescales involved. Accepting that delivery mechanisms to achieve this will be developed as discussions progress, the following could be some of the overarching objectives for the investment that a community might benefit from as a result of hosting a geological disposal facility: 28 6 t Improved local training/skills development/education investment t Increased business for local service industries t Improved public services/infrastructure/housing/ recreational facilities t Improved transport infrastructure t Better local healthcare to meet the increased needs of the community t Local environmental improvement This list is illustrative rather than exhaustive as short and long term local needs may vary depending on the community that hosts the facility. As potential host communities and Community Siting Partnerships work with the NDA’s delivery organisation and Government they will begin a dialogue about the local needs arising from hosting a geological disposal facility. Ultimately the community and Government will need to agree between them on the final arrangement. Page 329 Executive Summary: The purpose of this White Paper The site assessment process 29 The site assessment process will be conducted in parallel to discussions between Government, the NDA and a local community from the point at which a community has made an Expression of Interest in opening up discussions with Government. 30 It will be a staged process, allowing all those involved to take stock before deciding whether or not to move to the next stage at a particular site. It may be represented diagrammatically as follows and is explained further in Chapter 7. Figure 1: Stages in the site selection process Stage 1: Invitation issued and Expressions of Interest from communities Advise community not suitable Unsuitable Stage 2: Consistently applied ‘sub-surface unsuitability’ test Potentially suitable Stage 3: Community consideration leading to Decision to Participate Stage 4: Desk-based studies in participating areas Stage 5: Surface investigations on remaining candidates Stage 6: Underground operations Page 330 7 Managing Radioactive Waste Safely Timing The programme for developing a facility needs to be flexible and able to incorporate both robust technical site investigations and ongoing interactions between the project and the Host Community. This may mean accommodating longer discussion periods and more research to address stakeholders’ concerns. There is nevertheless, the need to maintain momentum in taking forward this important programme to ensure the safe and secure long-term management of higher activity radioactive waste in the UK. Next steps With publication of this White Paper, Government invites communities to express an interest in opening up without commitment discussions on the possibility of hosting a geological disposal facility at some point in the future. To support consideration of this invitation, a dedicated website has been set up with several layers of background information on radioactive waste and its long-term management. This website provides, or links to, detailed information which is intended to be accessible and helpful to people with all levels of background knowledge from nontechnical readers to experts. Further details are given in Chapter 8. 8 Page 331 Chapter 1: Introduction This White Paper 1.1 Published as part of the Managing Radioactive Waste Safely (MRWS) programme, this White Paper sets out the UK Government’s framework for managing higher activity radioactive waste in the long-term through geological disposal, coupled with safe and secure interim storage and ongoing research and development to support its optimised implementation. It also invites communities to express an interest in opening up without commitment discussions on the possibility of hosting a geological disposal facility at some point in the future. 1.2 The position of the Welsh Assembly Government (WAG), the Department of the Environment in Northern Ireland (DoENI) and the Scottish Executive (SE) is explained in paragraphs 1.9 – 1.14. 1.3 In this White Paper the term “Government” refers to the UK Government unless the context indicates otherwise. Background 1.4 In 2001 the UK Government and devolved administrations initiated the Managing Radioactive Waste Safely (MRWS) programme with the aim of finding a practicable solution for the UK’s higher activity wastes that: t achieved long-term protection of people and the environment t did this in an open and transparent way that inspired public confidence t was based on sound science t ensured the effective use of public monies. Page 332 9 Managing Radioactive Waste Safely 1.5 In October 2006, following recommendations made by the independent Committee on Radioactive Waste Management (CoRWM) (Ref. 1), the UK Government and the devolved administrations published a response (Ref. 2) accepting CoRWM’s recommendations that geological disposal, preceded by safe and secure interim storage, was the best available approach for the long-term management of higher activity radioactive wastes. The response committed to consulting on a framework for implementing geological disposal as the next stage of the MRWS programme. Box 1 Key points of Government policy in its response to CoRWM 10 t Geological disposal is the way higher activity radioactive waste will be managed in the long-term t this will be preceded by safe and secure interim storage until a geological disposal facility can receive waste. This period will include contingency planning to cover any uncertainties associated with implementation. Storage is a proven, safe and secure technology for the interim management of higher activity radioactive waste t there will be ongoing research and development to support optimised delivery of the geological disposal programme, and the safe and secure storage of the radioactive waste in the interim t Government will pursue an approach to geological disposal site selection based on voluntarism and partnership t the Nuclear Decommissioning Authority (NDA) is the body responsible for planning and implementing geological disposal. The NDA has statutory responsibility under the Energy Act 2004, for the disposal and safe and secure interim storage of its waste in designated circumstances, and this is being provided for in its Strategy (Ref. 3) and Business Plan (Ref. 4) t the arrangements will be subject to strong independent regulation by the statutory regulators t scrutiny and advice to Government on the implementation programme will be provided by the independent CoRWM t an open and transparent approach which enables the public and stakeholders to be involved throughout the implementation process t implementation will be undertaken on a staged basis, with clear decision points allowing progress to be reviewed and costs, affordability, and value for money, safety, and environmental and sustainability impacts to be assessed before decisions are taken on how to move to the next stage. Page 333 Chapter 1: Introduction 1.6 On 25 June 2007, UK Government, in conjunction with the devolved administrations for Wales and Northern Ireland, published a MRWS consultation document (Ref. 5). This covered: t the technical programme and aspects of design and delivery of a geological disposal facility; and t the process and criteria to be used to decide the siting of that facility, including: – development of a voluntarism/partnership approach; and – the assessment and evaluation of potential disposal sites; including the initial screening-out of areas unlikely to be suitable for geological disposal. The consultation closed on 2 November 2007. 1.7 One hundred and eighty-one responses to the Government’s consultation document proposals were received. These responses have been analysed and the Summary and Analysis of Responses was published on 10 January 2008 (Ref. 6), and taken into consideration in the development of the way forward set out in this White Paper. 1.8 This White Paper covers the management of any higher activity waste arising in the UK, which is not covered by the SE’s policy for higher activity waste, currently interim near-surface, near-site storage as announced on 25 June 2007 (Ref. 7). With this exception the framework set out in this White Paper complements UK Government and devolved administration policy for the Long Term Management of Solid Low Level Radioactive Waste in the United Kingdom published in March 2007 (Ref. 8). Devolved administration positions 1.9 Devolved administration positions in respect of this White Paper, at the time of its publication, are as follows. Welsh Assembly Government (WAG) 1.10 Following the MRWS consultation with the people of Wales on proposals for taking forward geological disposal of higher level radioactive wastes, WAG has noted the proposals and has decided to reserve its position (Ref. 9). 1.11 The Assembly Government recognises the work by CoRWM leading to the Committee’s recommendations supporting geological disposal and the use of a voluntarist approach to seeking potential host communities. The Assembly Government also attaches particular importance to ensuring the safe and secure interim storage of waste, maintaining the security of such storage against terrorist attack, and the need for research and development to support the optimised management and disposal of waste, as recommended by CoRWM. For Wales, the Assembly Government does not accept that any decision on legacy waste should necessarily set a precedent for the disposal of waste from any new nuclear power stations, and considers that it would be unproductive at this stage to ask Welsh communities to consider accepting waste from new nuclear power stations at this time. The Assembly Government supports the proposal by the UK Government that the full costs of waste disposal from any new nuclear power stations should be met in full by the operators. Page 334 11 Managing Radioactive Waste Safely 1.12 The Assembly Government will continue to play a full part in the Managing Radioactive Waste Safely programme in order to secure the long term safety of radioactive wastes, to ensure the implementation of a framework appropriate to the needs of Wales and to ensure that the interests of Wales are taken into account in the development of policies in this area. Northern Ireland 1.13 The Department of the Environment in Northern Ireland (DoENI) supports the Managing Radioactive Waste Safely programme, in recognition that it is in the best interests of Northern Ireland that the UK’s higher activity radioactive waste is managed in the safest and most appropriate manner. Scottish Executive (SE) 1.14 The SE was not a sponsor of the 2007 MRWS consultation on the framework for geological disposal. It continues to support long term interim storage and an ongoing programme of research and development. It continues to endorse the low level waste policy (LLW) published in March 2007 (Ref. 8). 12 Page 335 Chapter 2: Summary of the way forward The framework 2.1 In light of the Managing Radioactive Waste Safely (MRWS) consultation (Ref. 5), the Summary and Analysis of Responses to it (Ref. 6) and careful consideration of the points raised, this White Paper sets out the framework for implementing geological disposal, including: t the approach to compiling and updating the UK Radioactive Waste Inventory (UKRWI) and using it as a basis for discussion with potential host communities (see Chapter 3, in response to Question 1 of the MRWS consultation document) t the Nuclear Decommissioning Authority (NDA’s) technical approach for implementing geological disposal, including the use of a staged implementation approach and ongoing research and development to support delivery (White Paper paragraphs 4.1 – 4.35, in response to Question 2 of the MRWS consultation document) t the approach to public and stakeholder engagement (White Paper paragraphs 4.36 – 4.40, see Question 3 of the MRWS consultation document) t the arrangements to ensure sound regulation, scrutiny and control of the geological disposal facility development (White Paper paragraphs 5.1 – 5.21, see Question 4 of the MRWS consultation document) t how relevant planning processes might be addressed as the programme proceeds (White Paper paragraphs 5.23 – 5.37, see Question 5 of the MRWS consultation document) t the definition of ‘community’ for the purposes of the site selection process (White Paper paragraphs 6.6 – 6.9, see Question 6 of the MRWS consultation document) t the process for issuing invitations and providing information to communities (paragraphs 6.10 – 6.11, see Question 7 of the MRWS consultation document) t how a Partnership arrangement can be used to support a voluntarism approach (paragraphs 6.27 – 6.37, see Question 10 of the MRWS consultation document) Page 336 13 Managing Radioactive Waste Safely 2.2 t the availability of an Engagement Package and a Community Benefits Package which addresses intergenerational needs, as part of the voluntarism and partnership approach, subject to being affordable and offering good value for money (paragraphs 6.46 – 6.61, see Questions 11 and 12 of the MRWS consultation document) t the initial sub-surface screening criteria and the way in which Government will apply these criteria (paragraphs 7.4 – 7.12, see Question 8 of the MRWS consultation document) t a refined set of criteria for assessing and evaluating candidate sites and details of further consultation on the way in which these criteria should be applied (paragraphs 7.23 – 7.31, see Question 9 of the MRWS consultation document). In carrying forward the policy of geological disposal preceded by safe and secure interim storage, Government recognises the need to take account of developments in disposal and storage options, as well as possible new technologies and solutions. Roles and responsibilities 2.3 The key roles and responsibilities for implementing geological disposal are: Box 2 Roles and responsibilities for implementing geological disposal 14 t Government is responsible for the policy, will take final decisions and engage with stakeholders to ensure that the objectives of the MRWS programme are met t The NDA is the implementing organisation, responsible for planning and delivering the geological disposal facility and, as part of this process, will engage with communities and other stakeholders. NDA already provides interim storage of waste on its sites and will continue to do so for as long as it takes to site and construct a geological disposal facility. The NDA will also undertake a programme of research and development to support optimised delivery of geological disposal and interim storage. The role of the NDA as implementing organisation is discussed in Chapter 4 t Communities with a potential interest in hosting a geological disposal facility will have the opportunity to work with the NDA and others in a partnership approach during the process. The role of communities is discussed further in Chapter 6 t Local government will be fully engaged in a partnership approach and will play a part in local decision-making during the site selection process. The role of local government is discussed in Chapter 6 t Independent regulators will ensure robust, independent regulation in relation to statutory responsibilities for ensuring that national, EU and international safety, security and environmental legislation and standards are met. The role and responsibilities of the regulators is discussed in Chapter 5 t Committee on Radioactive Waste Management (CoRWM) will provide independent scrutiny and advice to Government on the plans and programmes for delivering geological disposal including interim storage. The role of CoRWM is discussed further in Chapter 5. Page 337 Chapter 3: The waste to be managed Introduction 3.1 Responses to the Managing Radioactive Waste Safely (MRWS) consultation on this issue raised points such as coverage of the UK Radioactive Waste Inventory, factors that affected the magnitude of the Inventory, whether spent nuclear fuel, plutonium and uranium would be included for disposal, how changes to the Inventory would be dealt with in facility planning and development and how the issue of new build wastes might be addressed. This chapter explains what is meant by higher activity radioactive waste that needs to be managed in the long-term through geological disposal and also addresses the above points. The Government will use the UK Radioactive Waste Inventory (UKRWI) to provide a record of UK radioactive wastes and materials to be managed in the long-term through geological disposal. The waste to be managed 3.2 The higher activity radioactive waste to be managed in the long-term through geological disposal are those that: t cannot be managed under the “Policy for the Long-term Management of Solid Low Level Radioactive Waste in the United Kingdom” published in March 2007 (Ref. 8) t are not managed under the Scottish Executive’s (SE’s) policy for higher activity waste, currently interim near-surface, near-site storage as announced on 25 June 2007 (Ref. 7). Page 338 15 Managing Radioactive Waste Safely 3.3 Higher activity waste is composed of all radioactive material that has no further use. It includes the following categories of radioactive waste: High level waste (HLW): Defined in the UK as waste “in which the temperature may rise significantly as a result of their radioactivity, so that this factor has to be taken into account in designing storage or disposal facilities” (Ref. 10). HLW arises in the UK initially as a highly radioactive liquid, which is a by-product from the reprocessing of spent nuclear fuel. By 2015, the majority of HLW will have been made ‘passively safe’ by converting the liquid HLW into solid form using a treatment process called ‘vitrification’. This involves adding treated HLW to glass forming materials and pouring the mixture into 150 litre capacity stainless steel containers and allowing the waste to solidify. Current plans are that vitrified HLW be stored for at least 50 years, to allow a significant proportion of the radioactivity to undergo a natural decay process, for the waste to become cooler, and so make it easier to transport and dispose of. Intermediate level waste (ILW): Defined in the UK as waste “with radioactivity levels exceeding the upper boundaries for low-level wastes, but which do not require heating to be taken into account in the design of storage or disposal facilities” (Ref. 10). ILW arises mainly from the reprocessing of spent fuel and from general operations and maintenance at nuclear sites, and can include metal items such as fuel cladding and reactor components, and sludges from the treatment of radioactive liquid effluents. As decommissioning and clean up of nuclear sites proceeds, more ILW will arise. Like other radioactive waste, ILW needs to be contained to protect workers and the public from radiation. Typically, ILW is packaged for disposal by encapsulation in cement in highly-engineered 500 litre stainless steel drums or in higher capacity steel or concrete boxes. 3.4 Cutaway showing simulated vitrified HLW in a stainless steel container (courtesy BNFL) Cutaway showing simulated conditioned ILW in a stainless steel container (courtesy BNFL) Higher activity waste also includes a small fraction of the following type of waste – Low level waste (LLW): LLW is the lowest activity category of radioactive waste, and was defined in the recently updated Government LLW policy statement (Ref. 8) as: “Radioactive waste having a radioactive content not exceeding four gigabecquerels per tonne (GBq/te) of alpha or 12 GBq/te of beta/ gamma activity” LLW currently being generated consists largely of paper, plastics and scrap metal items that have been used in hospitals, research establishments and the nuclear industry. 16 Page 339 Although LLW makes up more than 90 per cent of the UK’s waste legacy by volume, it contains less than 0.1 per cent of the total radioactivity (Ref. 11). Most operational LLW is super-compacted to reduce its volume and sent for disposal at the LLW repository (LLWR) near the village of Drigg in West Cumbria, where it is encapsulated in cement and packaged in large steel containers. These are then placed Drum of raw LLW of miscellaneous in an engineered vault a few metres below the materials (courtesy BNFL) surface. A small fraction of the total volume of LLW cannot be disposed of in this way, due principally to the concentration of specific radionuclides1 and so will need to be disposed of in a geological disposal facility. Other materials 3.5 In addition to existing wastes, there are some radioactive materials that are not currently classified as waste but that may, if it were decided at some point that they had no further use, need to be managed through geological disposal. These include: Spent fuel: Fuel that has been used to power nuclear reactors is not currently classified as waste, because it still contains large amounts of uranium (and some plutonium) which can potentially be separated out through reprocessing and used to make new fuel. Most of the UK’s spent fuel from civil reactors has been reprocessed in this way, producing separated plutonium and uranium and HLW, ILW and LLW as waste by-products. Spent fuel need not be reprocessed, however, and could instead be packaged and disposed of directly in a geological disposal facility, as is planned in Finland and Sweden. Some spent fuel from existing UK Advanced Gas-cooled Reactor (AGR) power stations and all the spent fuel from Sizewell B Pressurised Water Reactor (PWR) is not currently destined for reprocessing and may ultimately need to be managed in this way. The recent Government White Paper ‘Meeting the Energy Challenge: The Future of Nuclear Power’, (Ref. 12) explained that in the absence of any proposals from industry, the Government has concluded that any new nuclear power stations that might be built in the UK should proceed on the basis that spent fuel will not be reprocessed and that plans for, and financing of, waste management should proceed on this basis. We are not currently expecting any proposals to reprocess spent fuel from new nuclear power stations. Should such proposals come forward in the future, they would need to be considered on their merits at the time and the Government would consult on them. Plutonium: Plutonium is created in nuclear reactors as a result of irradiating the uranium in nuclear fuel. Like uranium it can be extracted from the spent fuel after it leaves the reactor by means of reprocessing (see above). The majority of it, like spent fuel, is not currently classified as waste, because it can still have a use, for example in the manufacture of some reactor fuels (Ref. 13). 1 For example those with very long half-lives. Page 340 17 Managing Radioactive Waste Safely Uranium: Uranium is found naturally in many parts of the world. UK stocks of uranium, which are not classified as waste, come mainly from refining uranium ore (to make fuel), and from reprocessing spent fuel. The UK stocks include small quantities of ‘enriched’ uranium (which like plutonium is suitable for making fuel for modern nuclear reactors), but the vast majority of the UK’s uranium stocks (around 70 per cent) consist of ‘depleted’ uranium, which is less radioactive and has more commonplace uses, such as counterweights in aircraft. 3.6 Currently waste owners place a zero asset value on these radioactive materials meaning that they are neither classed as waste nor a commercial asset. 3.7 Government asked the Nuclear Decommissioning Authority (NDA) to undertake a macro-economic study of its civil nuclear materials and its findings were submitted to Government in March 2007. A public version of the results was published in June 2007 (Ref. 13) and further work is now being carried out as a follow-up to this. 3.8 Government will decide, in conjunction with the radioactive material owners, whether or not any of these holdings should be declared as waste. In the meantime the NDA will factor possible inclusion of all these materials into the design and development of the geological disposal facility. Waste ownership 3.9 The management of higher activity radioactive waste in the long-term through geological disposal will apply to all wastes owned by: (i) the NDA (ii) private companies which produce higher activity waste, including both the nuclear and non-nuclear sectors (iii) Ministry of Defence (MoD). 3.10 It will be for operators in categories (ii) and (iii) above to negotiate appropriate commercial contracts with the NDA for emplacement of their waste in the geological disposal facility. In the case of operators of new nuclear power stations the Government would expect to set a fixed unit price for geological disposal of the operator’s waste based on the operator’s projected full share of waste disposal costs at the time when the approvals for the station are given, prior to construction of the station. The price will be set at a level over and above expected costs and will include a significant risk premium. Government is undertaking further work to establish the costs in the context of ensuring that new operators make sufficient and secure financial provision to cover their full costs of decommissioning and their full share of costs of waste management (see paragraph 4.30). Further information can be found in the Government’s consultation on Funded Decommissioning Programme Guidance for New Nuclear Power Stations (Ref. 23). 18 Page 341 Chapter 3: The waste to be managed Indicative amounts of waste The UK Radioactive Waste Inventory (UKRWI) 3.11 Since 1984, the UK has published 12 ‘snapshots’ of the current UKRWI, which includes both existing and expected waste volumes from ongoing nuclear operations. The last published Inventory has a stock date of 1 April 2007 (Ref. 11). The UKRWI is currently updated every three years. 3.12 Following careful consideration of responses, Government considers that the approach proposed in the MRWS consultation to compiling and updating the UKRWI and using it as a basis for continued open and transparent discussions with potential host communities for a geological disposal facility, is the right approach. 3.13 The 2007 UKRWI (Ref. 11), for the first time, contains radioactive materials not currently classified as waste. This change in the scope of the UKRWI will allow it to be used to track the latest estimates in waste and materials that will potentially need to be treated as waste at some future point. Baseline Inventory 3.14 As part of its work the Committee on Radioactive Waste Management (CoRWM) put together a “Baseline Inventory” (Ref. 14) of higher activity wastes for geological disposal using data from the 2004 UK Radioactive Waste Inventory (Ref. 15). CoRWM took a prudent approach including the total amounts of radioactive wastes and other materials that could, possibly come to be regarded as waste in the future. 3.15 Using information from the 2007 UKRWI (Ref. 11) the Baseline Inventory has been updated in Table 1. Page 342 19 Managing Radioactive Waste Safely Table 1 : 2007 Radioactive Waste and Materials Inventory (Ref. 11) Materials Packaged volume Radioactivity (At 1 April 2040) Notes Cubic Metres % Terabequerels % HLW 1, 2, 3, 5 1,400 0.3% 36,000,000 41.3% ILW 1, 2, 5 364,000 76.3% 2,200,000 2.5% LLW (not for LLWR) 1, 2, 5 17,000 3.6% <100 0.0% Spent nuclear fuel 1, 4, 5 11,200 2.3% 45,000,000 51.6% Plutonium 1, 4, 5 3,300 0.7% 4,000,000 4.6% Uranium 1, 4, 5 80,000 16.8% 3,000 0.0% 476,900 100 87,200,000 100 Total Notes 1. Quantities of radioactive materials and wastes are consistent with the 2007 UK Radioactive Waste Inventory (Ref. 11). 2. Packaging assumptions for HLW, ILW and LLW not suitable for disposal at the existing national LLWR are taken from the 2007 UKRWI. Note that they may change in the future. 3. The HLW packaged volume may increase when the facility for disposing the canisters, in which the vitrified HLW is currently stored, has been implemented. 4. Packaging assumptions for plutonium, uranium and spent nuclear fuels are taken from the 2005 CoRWM Baseline Inventory [Ref. 14]. Note that they may change in the future. 5. Radioactivity data for wastes and materials was derived using the 2007 UK Radioactive Waste Inventory. 2040 is the assumed start date for the geological disposal facility. 6. It should be noted that at present the Baseline Inventory is based on UK Inventory figures, and as such, currently contains waste expected to be managed under the Scottish Executive’s policy of interim near-surface, near-site storage as announced on 25 June 2007 (Ref. 7) 3.16 These figures are calculated on a number of detailed assumptions and can only be taken as indicative because legacy waste amounts will change over time due, for example, to changes in planned operations and ability to reduce the amounts of waste for disposal through application of the waste hierarchy2. In practice, there may also be some types of waste – for example, the graphite cores from Magnox nuclear reactors – where alternative management options could alter the inventory of waste destined for geological disposal. NDA competitions will introduce international expertise in decommissioning and waste management that could lead to other options being proposed and implemented in due course. 3.17 Changes in the UKRWI, and hence the Baseline Inventory, will occur. The estimated quantity and the types of waste to be consigned to a disposal facility needs to be visible and regular UKRWI updates will ensure transparency and indicate the nature of these changes. Any final agreement with a community on a preferred site for the geological disposal facility will need to address possible changes to the Inventory in future years. 2 Use of a hierarchical approach to minimise the amounts of waste requiring disposal. The hierarchy consist of; non-creation where practicable; minimisations of arisings where the creation of waste is unavoidable; recycling and reuse; and, only then disposal. 20 Page 343 Chapter 3: The waste to be managed Waste from new nuclear reactors 3.18 CoRWM’s recommendations to UK Government were about existing and committed waste arisings (Ref. 1). CoRWM considered that “should a new build programme be introduced… it would require a quite separate process to test and validate proposals for the management of wastes arising”. The nuclear consultation (Ref. 16) document set out the Government’s views on the feasibility and desirability of disposing of new build waste in a geological disposal facility including the balance of ethical considerations in relation to any decision to create new waste. 3.19 Following that consultation, the UK Government issued a White Paper on Nuclear Power (Ref. 12). In this, the UK Government set out the following conclusion: “Having reviewed the arguments and evidence put forward, the Government believes that it is technically possible to dispose of new higher-activity radioactive waste in a geological disposal facility and that this would be a viable solution and the right approach for managing waste from any new nuclear power stations. The Government considers that it would be technically possible and desirable to dispose of both new and legacy waste in the same geological disposal facilities and that this should be explored through the Managing Radioactive Waste Safely programme. The Government considers that waste can and should be stored in safe and secure interim storage facilities until a geological facility becomes available. Our policy is that before development consents for new nuclear power stations are granted, the Government will need to be satisfied that effective arrangements exist or will exist to manage and dispose of the waste they will produce. The Government also believes that the balance of ethical considerations does not rule out the option of new nuclear power stations.” 3.20 Through the Generic Design Assessment process (Ref. 17) the nuclear regulators – Health and Safety Executive (HSE), Environment Agency and the Office for Civil Nuclear Safety (OCNS) – will assess the safety, security and environmental impact of power station designs, including the quantities and types of waste (gaseous, liquid and solid) that are likely to arise, their suitability for storage and their disposability (Ref. 18). The NDA will be involved in this work specifically to consider disposability of wastes being proposed at an early stage. The nuclear power station designs that are currently available have simpler structures (Ref. 19) than most existing facilities, use fewer materials and produce less waste than earlier generations of nuclear reactors. Page 344 21 Managing Radioactive Waste Safely 3.21 It is not possible to provide at this time a definitive inventory of radioactive waste that would arise as a result of a new nuclear build programme. This is because it will depend on aspects such as the reactor type, how many new reactors there are and how long they operate. The size of any programme of new nuclear power stations might impact on whether all of the new waste could be accommodated in the same geological disposal facility as legacy waste. It is the government’s policy that the owners and operators of new nuclear power stations must set aside funds over the operating life of the power station to cover the full costs of decommissioning and their full share of waste management and disposal costs. 3.22 Through agreed mechanisms for updating the Baseline Inventory, inclusion of new waste will be taken forward in discussion with host communities as the programme proceeds. Geological disposal facility design activities will consider the necessary features to safely accommodate particular waste types if that proves necessary. 22 Page 345 Chapter 4: Preparation and planning for geological disposal Introduction 4.1 Geological disposal involves isolating radioactive waste deep inside a suitable rock formation to ensure that no harmful quantities of radioactivity ever reach the surface environment. It is a multi-barrier approach, based on placing wastes deep underground, protected from disruption by man-made or natural events. Geological disposal is internationally recognised as the preferred approach for the long-term management of higher activity radioactive waste. 4.2 Many of the responses to the Managing Radioactive Waste Safely (MRWS) consultation made specific comment on the proposed technical approach for developing a geological disposal facility. These are summarised in the Summary and Analysis of MRWS responses (Ref. 6) and covered the design of a facility, the additional research and development necessary to support its delivery, the feasibility of co-location of wastes, the issue of retrievability and the need for planning and costing of the implementation programme. There were also comments on the need for greater clarity on how interim storage would be dealt with. 4.3 This chapter addresses these responses to the MRWS consultation document. It sets out how geological disposal of higher activity radioactive waste will be implemented, including safe and secure interim storage up until disposal. It also acknowledges the need for ongoing research and development to support safety case development and explains the generic design features that a disposal facility would need to include, outlining the Nuclear Decommissioning Authority’s (NDA’s) role in implementing the programme and how the NDA will engage with stakeholders and the public, throughout. Some of the more detailed aspects of facility design will have to be addressed in more detail over future years and could depend to a degree on discussions with potential host communities. Page 346 23 Managing Radioactive Waste Safely Box 3 Geological disposal internationally (Ref. 20) t As of 2006 at least 39 countries (including the UK) had significant arisings of radioactive waste. t Of those countries, 25 have taken final decisions on a long-term policy and all had opted for geological disposal. These include Belgium, Canada, Finland, France, Germany, USA and Sweden. t A further six have expressed a preference for geological disposal with the remainder yet to decide. t The USA has an operational facility which is disposing of transuranic wastes (broadly equivalent to Low Level Waste (LLW) – Intermediate Level Waste (ILW)) and Germany is planning to have its geological facility for non-heat generating wastes operational by 2013. t A number of countries (including Finland and Sweden) are already investigating their preferred sites for a geological disposal facility for spent fuel. Finland and Sweden already have shallow geological facilities for disposal of ILW and LLW. Sweden has been operating the deep geological research facility, testing techniques for disposal of spent fuel, for a number of years. t France is investigating a site at Bure with a view to it becoming the final disposal facility and Canada is developing a deep repository for LLW and ILW at Kincardine. t All countries also have some form of interim storage. But no country has indicated that it has chosen, or is considering, indefinite storage as its longterm waste management policy. Interim storage 4.4 It will be many years before a geological disposal facility could be completed. Government accepted CoRWM’s recommendation that a robust programme of interim storage must play an integral part in the long-term management strategy and believes this will provide an extendable, safe and secure means to hold waste for as long as it takes to identify a site and to construct a geological disposal facility. 4.5 Interim stores provide safe and secure protection for waste packages, although for a period much shorter than the half-life of the radioactive materials which require management. In terms of preventing hazardous releases to the outside environment, a number of engineered barriers are provided to complement safety management arrangements, for example: 24 t the waste form t the container t shielding (either of the package or of the store structure) t the external store structure. Page 347 Chapter 4: Preparation and planning for geological disposal Figure 2: Interim Storage – physical and environmental layers of protection (courtesy NDA) 1 The passivity of the wasteform is the primary barrier. 2 The waste container is the secondary barrier. 4 3 2 3 Control of the store environment is the tertiary barrier and is important in maintaining integrity of the wasteform and waste container. 1 4 The store structure is the final layer of protection. 4.6 Shielding of the waste packages reduces the radiation emitted. To assure passive safety the focus of these engineered barriers is on the waste form first, then the container and finally, the store. The store building itself represents the final barrier of a series of barriers between the waste and the wider environment. 4.7 The emphasis is on early immobilisation of operational and legacy waste materials to reduce their hazard. Such packaged wastes need to be placed into appropriate interim storage until they can be disposed of in the geological disposal facility. Packaging requirements are kept under review by the NDA’s Radioactive Waste Management Directorate (RWMD), under arrangements scrutinised by the regulators so as to minimise the possibility that waste will have to be repackaged prior to receipt in the repository whilst in storage. Wastes will be made passively safe as soon as practicable, consistent with the objective of avoiding future repackaging and the attendant double handling of wastes. 4.8 Existing stores for waste packages are typically designed to provide a service life of 50 to 100 years. These stores will have their service lives extended as required, in order to provide sufficient safe and secure interim storage throughout the geological disposal facility development programme. The replacement of stores will be avoided wherever possible, but the NDA will ensure that its strategy allows for the safe and secure storage of the waste contained within them for a period of at least 100 years. Page 348 25 Managing Radioactive Waste Safely 4.9 The security of all stores is of paramount importance. NDA sites are operated under contract by site licensee companies (SLC)3. These SLCs, and other operators of interim waste stores such as British Energy, are regulated and advised by the Office for Civil Nuclear Security (OCNS). Account is taken of matters including the design and engineering of new stores and the refurbishment of existing stores, in light of the risks to the security of their contents, now and into the future. 4.10 Following the Committee on Radioactive Waste Management’s (CoRWM’s) recommendation (Ref. 1) that a robust programme of interim storage must play an integral part in implementing geological disposal, the NDA is reviewing UK waste storage arrangements. The review covers legacy facilities containing unpackaged waste as well as more modern stores for packaged waste. The review also extends to consideration of British Energy and MoD wastes not managed by the NDA. The regulators and Government are closely involved in this work and the results will be reflected in the next NDA Strategy. The NDA review focuses on the ongoing provision of storage for packaged wastes pending the availability of a geological disposal facility and also considers the storage of unconditioned wastes currently held in legacy facilities. The review will be completed in 2008. Encapsulated product store, Sellafield (courtesy NDA) 4.11 Similar arrangements to those above apply to the safe and secure storage of other radioactive materials such as spent fuel, uranium and plutonium. 4.12 Radioactive wastes owned by the Ministry of Defence (MoD) and held at MoD owned or related facilities are stored safely and securely in accordance with MoD regulations. MoD Intermediate level waste (ILW) is currently stored at AWE Aldermaston until a geological disposal facility becomes available. The MoD has no high level waste (HLW). 3 An SLC is a corporate body to whom a nuclear site licence to install or operate a nuclear reactor or other prescribed nuclear installation (such as a geological disposal facility) has been granted. An SLC has legal responsibility for the safe operation of the installation, and liability for injury to persons or damage to property resulting from occurrences involving nuclear matter or emissions of ionising radiations. It is the SLC and not the NDA who will be subject to regulatory control. 26 Page 349 Chapter 4: Preparation and planning for geological disposal Disposal facility design and delivery 4.13 Some of the waste to be placed in a geological disposal facility will remain radioactive and thus potentially hazardous for hundreds of thousands of years. The principle of geological disposal is to isolate the waste deep inside a suitable rock formation to ensure that no harmful quantities of radioactivity reach the surface environment. Meanwhile the process of radioactive decay will continue reducing the hazard of the waste until it eventually presents no further danger. 4.14 To achieve this, the waste will be placed in an engineered underground containment facility – the ‘geological disposal facility’. The facility will be designed so that natural and man-made barriers work together to minimise the escape of radioactivity. It is inevitable that some radioactivity from the facility will eventually reach the surface. But the disposal facility will be designed to ensure that risks arising from such release would be insignificant compared to the levels of radioactivity all around us in the environment from natural background sources. The natural process of radioactive decay over time will assist this aim. 4.15 As noted earlier, the UK Government policy is aligned with countries such as Finland, France, Sweden and the USA who have already made good progress towards implementing geological disposal. The UK is therefore well-placed to benefit from international experience in this field, while using and maintaining Underground facilities at the Waste Isolation Pilot Plant (WIPP) in New Mexico USA (courtesy WIPP information centre) domestic capabilities. Close scrutiny of international best practice and exchanging experience with other countries will be a key part of a geological disposal facility development process over the coming decades. 4.16 The detailed layout and design of the basic geological disposal facility, both above and below ground, will be tailored to the Baseline Inventory and the geography and specific geological characteristics at the site in question. An illustrative co-located facility structure is shown in Figure 3 (it should be noted that the underground areas need not necessarily be constructed on a single level but can be layered to take account of the most advantageous local geology). 4.17 During the course of 2008-9, the NDA will undertake early planning for the implementation of a geological disposal facility. This will include provision for a staged implementation approach, with clear decision points, that allows design and development, cost, affordability and value for money, safety, and environmental and sustainability impacts to be reviewed at the end of each stage before a decision to move on to the next stage is agreed with Government. This planning will be progressively refined and costed as the implementation programme proceeds. Page 350 27 Managing Radioactive Waste Safely Figure 3: Generic co-located geological disposal facility 4.18 Some of the more detailed aspects of the design of a geological disposal facility are discussed in Annex A. 4.19 Construction and operation of a geological disposal facility will be a long-lived, multi-billion pound engineering project. It will draw on the skills of both the underground construction and nuclear industries, and will provide skilled employment for hundreds of people over many decades. As such, it will have significant positive economic and social impacts on the surrounding area. How these can be managed are discussed in Chapter 6. Retrievability of waste 4.20 Government acknowledges that there is a divergence of views on the issue of waste retrievability, but on balance considers that CoRWM’s conclusion was correct, i.e. that “leaving a facility open, for centuries after waste has been emplaced, increases the risks disproportionately to any gains” (Ref. 1). Closure at the earliest opportunity once facility waste operations cease provides greater safety, greater security from terrorist attack, and minimises the burdens of cost, effort and worker radiation dose transferred to future generations. 4.21 CoRWM noted that it is likely to be at least a century from publication of their recommendations in July 2006 until final closure of an entire facility is possible Ref. 1). In practice it could be longer. This timescale provides sufficient flexibility for further research to be undertaken. 4.22 Hence Government’s view is that the decision about whether or not to keep a geological disposal facility (or vaults within it) open once facility waste operations cease can be made at a later date in discussion with the independent regulators and local communities. In the meantime the planning, design and construction can be carried out in such a way that the option of retrievability is not excluded. Any implications for the packaging of wastes will be kept under review. 28 Page 351 Chapter 4: Preparation and planning for geological disposal Co-location of wastes in a geological disposal facility 4.23 It would be possible to build more than one geological disposal facility, for example one for ILW and LLW and one for HLW and spent fuel (or indeed two facilities that each took some of each waste type). This could be necessary if the geology at potential sites was not suitable for a ‘co-located’ (i.e. combined) geological disposal facility. Waste being stacked in a disposal vault at the Waste Isolation Plant (WIPP) in New Mexico USA (courtesy WIPP information centre) 4.24 Some respondents to the MRWS consultation questioned whether different types of waste could be safely colocated in a disposal facility. Research will be required to support the detailed design and safety assessment for the disposal facility for each type of waste, and in relation to any potentially detrimental interactions between the different disposal systems. Previous studies and evaluations (Ref. 21) have identified the most important interactions and these will be kept under review in light of any new research findings. This includes the exchange of information with a number of international waste management programmes. 4.25 In principle the UK Government sees no case for having separate facilities if one facility can be developed to provide suitable, safe containment for the Baseline Inventory. This is because the sharing of surface facilities, access tunnels, construction support and security provision could lead to significant benefits, including major cost savings and lower environmental impacts. There is no reason why this should not be technically possible, in theory, although the final decision would be made in the light of the latest technical and scientific information, international best practice and site specific environmental, safety and security assessments. Design implications of including waste from any new nuclear power stations 4.26 Government considers that it would be technically possible, and desirable, to dispose of any new waste in the same geological disposal facility as legacy waste and has committed to exploring this through the MRWS process (Ref. 12, paragraphs 3.18 – 3.22). 4.27 The fact that construction of a geological disposal facility has not begun will allow any necessary engineering features to be built into the design to accommodate particular types of waste if necessary. The size and timing of any programme of new nuclear power stations may have an impact on the amount of any new waste that could be disposed of in the same facility as the legacy waste. If new build waste were to be accommodated in the same facility as legacy waste, additional capacity would have to be provided and the design would need to be modified. The facility may also have to stay open longer, as new power stations could be decommissioned later than existing plants. Page 352 29 Managing Radioactive Waste Safely 4.28 The issue of the disposability of waste will be specifically considered as any applications for new nuclear build come forward. Through the Generic Design Assessment process (Ref. 17) the nuclear regulators will assess the safety and security, and the environmental impact, of power station designs, including the quantities and types of waste (gaseous, liquid and solid) that are likely to arise, and the ability to store and dispose of solid wastes (Ref. 18). The NDA will be involved in this work specifically to consider disposability of wastes being proposed at an early stage. Costs of geological disposal facility development 4.29 The exact cost of a geological disposal facility development will be influenced by many different factors, including the Baseline Inventory of waste, the geology at the site in question and the design of a geological disposal facility. The NDA is currently developing a parametric cost model which will allow the implications and costs of different scenarios to be assessed. Indicative figures will be published in the NDA’s Annual Report and Accounts. 4.30 The UK Government is undertaking further work to establish the costs of managing waste from new nuclear power stations. This work is in the context of ensuring that the operator of any new power station makes sufficient and secure financial provision to cover their full decommissioning costs and their full share waste management costs. Further information can be found in the Government’s consultation on Funded Decommissioning Programme Guidance for New Nuclear Power Stations published on 22 February 2008 (Ref. 23). Research and development (R&D) to support implementation 4.31 The need for more research and development was raised in a number of MRWS consultation responses. The NDA has statutory responsibility under the Energy Act 2004 for carrying out research to support the activities for which it is responsible. The UK Government believes, in the light of Part of a Geological disposal facility under construction in Finland (courtesy Posiva) CoRWM’s work and wider international experience, that there is already sufficient research work available to be confident that geological disposal is technically achievable. In line with CoRWM’s recommendation 4 (Ref. 1) and responses to the MRWS consultation, the NDA will undertake further research during the geological disposal facility development process in order to refine concepts, improve understanding of chemical and physical interactions in a disposal facility, address specific issues raised by regulators, support development of site-specific safety cases (see Chapter 5) and to optimise facility design and delivery. 30 Page 353 Chapter 4: Preparation and planning for geological disposal 4.32 Whilst Government policy is to pursue the geological disposal of higher activity radioactive waste, Government recognises the need to take account of developments in storage and disposal options, as well as possible new technologies and solutions. Future research and development may identify Copper cylinder for spent fuel disposal in Finland (courtesy Posiva) new options for dealing with some wastes, which under application of the waste hierarchy (see footnote 2, pg 20), could reduce the amounts of waste requiring disposal. The NDA will also keep options such as Borehole Disposal of certain types of waste under review. The cost implications of the various options explored will be estimated by the NDA as part of its work programme and Government will look to CoRWM (Ref. 24) to provide independent scrutiny and advice on the NDA research programme. 4.33 The NDA’s Radioactive Waste Management Directorate already has a focused research and development programme in support of geological disposal and a document setting out these proposals has been issued for wide-ranging review (Ref. 25). This sets out the key drivers, a proposed programme and potential arrangements for carrying out the work. 4.34 Furthermore, to ensure a world class scientific programme, combined with cost effectiveness and value for money, the NDA has a number of partnerships and strategic alliances. These include: t strategic relationships with universities t bi-lateral agreements with overseas waste management organisations for joint research work and information exchange t participation in European Commission funded research projects alongside overseas waste management organisations t involvement in research projects with the Nuclear Energy Agency of the Organisation for Economic Co-operation and Development (OECD) t links with learned societies and professional bodies. 4.35 Review and scrutiny of NDA’s research and development programme supporting geological disposal will be undertaken by the NDA’s Research Board and Research Forum, the independent regulators and CoRWM. Page 354 31 Managing Radioative Waste Safely Public and stakeholder engagement 4.36 MRWS consultation responses (Ref. 6) were broadly in favour of proposals set out in the consultation document for public and stakeholder engagement. There were comments on the overall approach that would be adopted, which bodies should be viewed as stakeholders and the means by which they would be engaged. These points have been carefully considered and reflected in the approach below. A key element will be the NDA framework for public and stakeholder engagement and communication which will be subject to further stakeholder consultation. This will include all those who responded to this aspect of the MRWS consultation. 4.37 In light of responses, the UK Government’s proposal is that the NDA and its delivery organisation should work in partnership with potential host communities throughout the process of geological disposal facility siting, development and operation. This will enable engagement with those stakeholders and members of the public who would be most affected by development of a geological disposal facility. It is also likely that some high level engagement with Host Communities and their Decision Making Body/ies will need to be led by central Government. 4.38 The NDA already engages widely with the public and with its current stakeholders, consulting on the work covered by its Strategy (Ref. 3) and Business Plans (Ref. 4), using various mechanisms including a National Stakeholder Group and Site Stakeholder Groups at its sites. 4.39 During the development of the geological disposal facility, the NDA will seek views from CoRWM and stakeholder forums established by various interest groups as well as using a range of engagement mechanisms to involve stakeholders. This will include a range of activities at national, regional and local level in order to increase transparency, raise awareness of the issues and enable interested parties to provide input to proposed arrangements for delivery of a geological disposal facility. These are likely to include workshops and seminars on specific aspects of geological disposal in response to demand; posting information on the NDA website and distributing it to interested parties; providing briefings and presentations; and working with the media. At a local and regional level much of this engagement will be through the NDA’s involvement in the Community Siting Partnership (see paragraph 6.29). 4.40 Following publication of this White Paper, the NDA will set out its framework for public and stakeholder engagement and communication during development of the geological disposal facility. Stakeholders will be invited to comment on the framework to allow an engagement and communications strategy to be developed. Views will be sought on what stakeholders want from engagement with the NDA, the timing of that involvement and their preferred means of engagement. The 32 Page 355 Chapter 4: Preparation and planning for geological disposal resulting strategy, which must be agreed by Government, is likely to include the following three elements: t formal consultations required under statutory or regulatory requirements t engagement as part of the NDA’s wider community engagement activities, including Site and National Stakeholder Groups t meeting the specific requirements of local communities which are participating in the site selection process (see Chapter 6). Revised governance of the NDA 4.41 Revised governance arrangements for the NDA have been set in place to recognise the existing joint statutory responsibilities of the Secretary of State for Business, Enterprise and Regulatory Reform and the Scottish Ministers, but also acknowledge the radioactive waste management policy interests of Defra, the Welsh Assembly Government (WAG) and the Department of the Environment in Northern Ireland (DoENI). 4.42 The Waste Management Steering Group (WMSG) has been established to augment existing governance arrangements. The Group is made up of officials from: t Defra, BERR, WAG and DoENI (as sponsors of the MRWS programme) t HM Treasury t SE t NDA It monitors all of the NDA’s long-term waste management planning and development programmes to ensure a coherent approach to the management of all radioactive wastes, including both higher activity and low level waste. The development of a geological disposal facility for higher activity waste will be the main focus of the Steering Group’s work. 4.43 As part of its work, the WMSG will consider CoRWM’s advice to Ministers on the NDA’s long-term waste management planning and implementation programmes. The Steering Group may make proposals to Ministers on how Government, in conjunction with the NDA should respond to such advice. It also provides advice to UK Government and devolved administration Ministers on progress with implementation of geological disposal, and on the decisions that will need to be taken as the staged implementation programme proceeds. The Chair and appropriate members of CoRWM will be invited to attend Steering Group meetings, as necessary. Page 356 33 Managing Radioative Waste Safely The NDA as the implementing body 4.44 The Government’s response to CoRWM in October 2006 (Ref. 2) gave responsibility for planning and implementing geological disposal to the NDA, so as to enable the NDA to take an integrated view across the waste management chain, with both long and short term issues addressed in planning and strategy development. Since then the NDA has established a new Radioactive Waste Management Directorate (RWMD), incorporating resources from the former United Kingdom Nirex Ltd, which it will develop into an effective delivery organisation to implement geological disposal. 4.45 It is envisaged that RWMD will evolve under the NDA into the ‘NDA’s delivery organisation’. This organisation will be responsible for the delivery of the geological disposal facility and in due course its ownership can be opened up to competition in line with other NDA sites. Further dialogue with Government, the regulators and the supply chain will be required before this step is taken to determine whether this is the appropriate implementation approach. 4.46 Key objectives for the RWMD are set out in the NDA Business Plan, which has recently been revised and published following public consultation (Ref.4). 34 Page 357 Chapter 5: Protecting people and the environment: regulation, planning and independent scrutiny Summary 5.1 Managing Radioactive Waste Safely (MRWS) consultation responses generally regarded existing regulation as satisfactory. Responses stressed the need for clarity of responsibilities, the need for regulators to work together in an integrated manner, the need for staged regulation and also the possible need for new, or an update to current, legislation to support regulatory delivery. These points have been addressed in this chapter. 5.2 The Government’s arrangements to ensure sound regulation, scrutiny and control of the Nuclear Decommissioning Authority’s (NDA’s) geological disposal facility development programme are summarised in the box overleaf. Page 358 35 Managing Radioactive Waste Safely Box 4 Regulation, scrutiny and control Government is committed to strong and effective control and regulation of the geological disposal facility development process, and this will be enforced in the following way: t The NDA and its delivery organisation will comply with the appropriate regulatory and planning processes t Government will look to early and continued involvement of the safety, environmental, security, transport and nuclear safeguard regulators throughout the MRWS implementation programme t The regulators will make clear their regulatory requirements to the NDA’s delivery organisation at an early stage t Government will expect the NDA’s delivery organisation, in discussion with relevant planning authorities and the regulators, to develop a coordinated strategy for seeking the necessary planning permission and regulatory approvals, with roles, responsibilities and any ‘hold-points’ clearly identified t Environmental impact and sustainability issues will be assessed through application of the Strategic Environmental Assessment (SEA), Sustainability Appraisal (SA) and Environmental Impact Assessment (EIA) processes t Regulatory processes for granting any necessary licences or authorisations will provide opportunity for input and assessment of public and stakeholder views t Regulatory reviews will be published, and regulatory decision-making processes will be open and transparent while taking account of necessary issues such as national security and commercial confidentiality. Regulation 5.3 Robust, effective and independent regulation is vital for public confidence in a geological disposal facility programme which meets high safety, security and environmental standards based on comprehensive risk assessment and management. 5.4 The UK has a strong and effective regulatory regime for the management of radioactive waste, including storage. This is delivered principally through the following bodies in Box 5. 36 Page 359 Chapter 5: Protecting people and the environment: regulation, planning and independent scrutiny Box 5 Regulatory bodies Health and Safety Executive (HSE) The statutory body responsible for the enforcement of health and safety law on nuclear sites in Great Britain. HSE is the licensing authority for nuclear installations in Great Britain and, through its Nuclear Installations Inspectorate (NII), regulates the nuclear, radiological and industrial safety of nuclear installations. Office for Civil Nuclear Security (OCNS) This Division within HSE’s Nuclear Directorate regulates security arrangements in the civil nuclear industry, including security of nuclear material in transit, exercising statutory powers on behalf of the Secretary of State for Business, Enterprise and Regulatory Reform (BERR). 5.5 Environment agencies The Environment Agency is responsible in England and Wales for the enforcement of environmental protection legislation in the context of sustainable development. It authorises and regulates radioactive and nonradioactive discharges and disposals to air, water (both surface water and groundwater) and land. The equivalent body in Scotland is the Scottish Environment Protection Agency (SEPA) and in Northern Ireland this function is carried out by the Environment and Heritage Service within the Department of the Environment (DoENI) Department for Transport (DfT) Regulation of the safety of radioactive material transport by road, rail and sea in Great Britain is carried out by DfT, HSE, the Office of Rail Regulation (ORR) and the Maritime and Coastguard Agency (MCA). The DfT exercises its statutory powers of enforcement on behalf of the Secretary of State for Transport. In Northern Ireland, regulation of the carriage of radioactive material by road is the responsibility of the Department of the Environment. Responsibility for regulating the carriage of radioactive material by rail is the responsibility of the Department of Enterprise, Trade and Investment. A number of Managing Radioactive Waste Safely (MRWS) consultation responses highlighted the need for clarity of responsibilities between the regulatory bodies in regulating the delivery of the geological disposal facility programme. Regulatory bodies will work closely together to ensure the regime as a whole is coherent, effective and efficient. Individual aspects of regulation will be carried out in accordance with the statutory responsibilities of each regulatory body and will be clearly delineated. Implementation of the geological disposal facility programme by the NDA will comply fully with relevant UK and international legislation and conventions, including: t all relevant Euratom Treaty requirements as transposed into UK law, including Council Directive 96/29/Euratom laying down basic safety standards for the protection of the health of workers and the general public against the dangers of ionising radiation (Ref. 26, the Basic Safety Standards Directive) Page 360 37 Managing Radioactive Waste Safely t all relevant legislation, including the Radioactive Substances Act 1993 (RSA93) (Ref. 27), the Health and Safety at Work etc. Act 1974 (HSWA74) (Ref. 28), the Nuclear Installations Act 1965 (NIA65) (Ref. 29), the Carriage of Dangerous Goods and Use of Transportable Pressure Equipment Regulations 2007 and the Nuclear Industries Security Regulations 2003 t the Joint Convention on the Safety of Spent Fuel Management and on the Safety of Radioactive Waste Management, and the Convention on Physical Protection of Nuclear Material t the principles of radiological protection established by the International Commission on Radiological Protection (ICRP) as reflected in European Union and UK legislation and standards, the latter based on independent advice from bodies such as the Health Protection Agency (HPA) and the Committee on Medical Aspects of Radiation in the Environment (COMARE). 5.6 Some comments from MRWS consultation responses included the suggestion that Government should enact bespoke legislation for these purposes, rather than relying on existing legislation. Government does not consider that bespoke legislation is required for implementation of geological disposal but it will keep this under review. 5.7 The NDA’s delivery organisation will meet all relevant regulatory requirements in its delivery of the geological disposal facility. It will be the responsibility of the delivery organisation to ensure that its programme is appropriately coordinated as part of a staged application and approval process to Transport cask in the reception area of Swedish central interim ensure that permissions storage facility for spent nuclear fuel (courtesy SKB) are obtained in the right order. The geological disposal facility will comply fully with the requirements of the independent regulators, who will work closely together. The environment agencies will be providing updated guidance on the requirements for authorisation of geological disposal facilities. 5.8 Early and ongoing engagement between the regulators, the NDA and its delivery organisation will inform and assist the subsequent formal regulatory stages. Regulatory scrutiny of early work will assist the process of site selection; provide information to stakeholders; build confidence in the safety, security and environmental performance of the proposed geological disposal facility; inform the work required during future stages; and help to avoid unnecessary and costly delays during the formal regulatory stages. 5.9 The paragraphs below are not intended as a detailed description of the regulatory requirements, but summarise the key requirements that will apply to the development of a geological disposal facility in the UK. 38 Page 361 Chapter 5: Protecting people and the environment: regulation, planning and independent scrutiny Nuclear site licensing – safety regulation 5.10 A geological disposal facility will require a Nuclear Site Licence under the Nuclear Installations Act 1965 (NIA65) (Ref. 29). Granting a licence is dependent on satisfactory assessment of a safety case for the facility by the Health and Safety Executive. Licence conditions cover all aspects of nuclear safety relating to the development of the facility and provide for a series of construction and operational hold points e.g. consent to start construction or excavation, consent to start commissioning, etc. Before work can proceed beyond a hold point, the Health and Safety Executive will need to be satisfied that the proposed activity following the hold point is backed by a satisfactory safety case submission4. 5.11 After completion of operational and decommissioning activities on a nuclear licensed site, the site remains under the nuclear site licensing regime until the licence holder is able to demonstrate to the safety regulator that it is appropriate to end the ‘period of responsibility’. As the criteria for ending this institutional control have only ever been applied to nuclear facilities operating at the surface these may have to be reviewed to ensure that there is appropriate consideration of the distinction between traditional surface facilities and a geological waste disposal facility. 5.12 In light of MRWS consultation responses and discussions with the Health and Safety Executive (HSE), Government will keep under review the legislative and regulatory provisions available to the safety regulator to ensure they are sufficient to enable it to undertake the necessary staged licensing of the NDA’s geological disposal facility development. Authorisation of waste disposal – environmental regulation 5.13 The disposal of radioactive waste is subject to authorisation under the RSA 935 (Ref. 27) by the appropriate environmental regulator6. The NDA’s delivery organisation will be required to apply to the environmental regulator for authorisation. Before the environmental regulator grants any authorisation, the European Commission (EC) will also need to be satisfied that other countries will not be adversely affected by the proposed disposal facility. Within an authorisation for radioactive waste disposal, the environmental regulator has the right to impose additional controls on the NDA’s delivery organisation to ensure protection of the environment from a non-radiological perspective. 5.14 The development of a geological disposal facility will be subject to staged authorisation by the environmental regulator. Following careful consideration of responses to the MRWS consultation, Government is looking to amend the legislative powers available to the Environment Agency to enable it to undertake a staged authorisation process more effectively. 4 Safety case submissions are documents required to be produced by applicants for nuclear site licenses and by existing licensees under their nuclear site licensing conditions to allow the safety regulator to assess, and thus ensure, the safety of their proposed operation practices and arrangements. 5 Under the Better Regulation initiative, the Environmental Permitting Programme (EPP) is a joint Defra, Welsh Assembly Government and Environment Agency initiative to streamline waste management licensing and pollution prevention control regimes. UK Government is currently investigating whether RSA93 could be updated or any sections clarified under the EPP programme. 6 See Box 6 : Regulatory bodies Page 362 39 Managing Radioactive Waste Safely 5.15 Staged authorisation will bring in a series of important hold points each requiring decisions as the development programme progresses. At each hold point the NDA’s delivery organisation will submit an updated environmental safety case to provide continuing assurance that the site will meet regulatory requirements. If satisfied with the updated safety case, the environmental regulator will grant approval, by means of an authorisation or amended authorisation. This will be subject to conditions and limitations considered appropriate at that time, for development of the facility to proceed beyond the hold point. As well as covering aspects such as management controls, disposal limits, monitoring and reporting, the authorisation conditions could also specify key actions such as specific research and development work that the environmental regulator requires the NDA’s delivery organisation to undertake before the next hold-point. 5.16 Staged authorisation will support open and constructive engagement between the delivery organisation, the environmental regulator, stakeholders and the public throughout the facility development. This engagement will involve stakeholders and the public under the principles set out in Box 4 and will be underpinned by formal regulatory consultations at appropriate hold points to help provide assurances that an acceptable development path is being followed. 5.17 The environmental regulators are consulting on revised guidance on the regulatory requirements for authorisation of both deep geological disposal and near surface disposal facilities (Ref. 30 and 31). This will update the document “Disposal Facilities on Land for Low and Intermediate Level Radioactive Wastes: Guidance on the Requirements for Authorisation” published in 1997 (Ref. 32). The revised guidance will be finalised for publication later this year. It will cover environmental safety in the operational phase and long-term environmental safety after closure of the facility, and will have regard to the need for staged regulation. Security 5.18 Civil nuclear installations must have a site-specific security plan approved by the OCNS, and any proposed changes to security plans must also be approved in advance by OCNS. The security plan must provide details on site security management, policing and guarding, and to describe in detail the site security measures and arrangements for managing and reporting incidents. OCNS approval of carriers and transport plans will also be required where movement of nuclear material to the facility is involved. 5.19 It is intended that the OCNS will ensure that security measures are included in plans for the construction of any new facility from the outset. Doing so will avoid the need to retrofit security measures once construction is under way. This will also enable regulators to make an early judgement on the most appropriate measures for any construction site (Ref. 33) and help ensure that security is ingrained into practices at a site from day one. 40 Page 363 Chapter 5: Protecting people and the environment: regulation, planning and independent scrutiny Non-proliferation of nuclear materials (nuclear safeguards) 5.20 Nuclear safeguards are international measures that assure individual states comply with their international obligations not to use civil nuclear materials (plutonium, uranium and thorium) for nuclear explosives purposes. The International Atomic Energy Agency (IAEA) can choose which civil nuclear material in UK facilities it verifies, but the EC must apply safeguards to all such material according to the requirements of Chapter 7 of the Euratom Treaty (Ref. 34) and Euratom Safeguards Regulation 302/2005 (Ref. 35). These requirements mean that preliminary information on the basic design and operation of a new geological disposal facility must be provided to the Safeguards Inspectorate of the European Commission at least 200 days before construction begins (Ref. 35). In practice, information would be available well in advance of this deadline. The information, and its subsequent updating, then provides a basis for agreement with the Safeguards Inspectorate on safeguard arrangements to be applied to the facility – both to fulfil the relevant reporting requirements of Commission Regulation (Euratom) 302/2005 (Ref. 35) and to enable the inspection activities necessary to Underground transport facilities at a disposal facility in Sweden verify these reports. (courtesy SKB) Transport package approval 5.21 Waste will need to be transported safely from interim stores to the site of the geological disposal facility. The requirements for the safe transport of radioactive material by road, rail and sea stem from international agreements and European Directives. These requirements have been implemented in UK legislation setting out what types of transport package are allowed, how much radioactivity they are allowed to contain, and how they should perform against specified tests. Approval from the transport safety regulator is required for certain package designs and shipments (see Ref. 36 for a list of the provisions that apply). The transport safety regulator responsible for granting approvals is the DfT, and enforcement powers are allocated between DfT, HSE, DoENI and the Maritime and Coastguard Agency (MCA). These transport package approval requirements will apply to movements of waste required under the geological disposal facility development and operation programme. Page 364 41 Managing Radioactive Waste Safely Justification 5.22 European legislation (Ref. 26) requires that any new practice involving ionising radiation initiated on or after 13 May 2000 needs a justification decision from the Member State that the benefits of the practice outweigh any detriment to health that might be caused by exposure to radiation. However, guidance from the International Commission on Radiological Protection (ICRP) (Ref. 37) and Defra (Ref. 38) on behalf of the Justifying Authorities, states that waste management and disposal operations are an integral part of the practice that generates the waste and it is inappropriate to regard them as free-standing practices that require their own justification. Planning arrangements 5.23 The NDA’s delivery organisation will require planning permission for the development of a geological disposal facility. Under the current planning system, development is ‘plan led’; that is, governed by the Development Plan. In England the Development Plan for any given area outside London comprises the Regional Spatial Strategy and any Development Plan Documents which have been adopted. A similar situation exists in Wales, with each local planning authority having regard to the Wales Spatial Plan and its adopted Development Plan. Different arrangements apply in other parts of the UK. 5.24 Under the current arrangements, applications would be determined by the relevant local planning authority, or by Ministers under powers to call in some planning applications. Planning reform in England 5.25 By the time any application for a geological disposal facility is made, a new system is likely to be in place, implementing proposals in the May 2007 Planning White Paper, “Planning for a Sustainable Future” (Ref. 39). This proposed the introduction of a new single consent regime and an independent commission to determine applications for nationally significant infrastructure projects. This is intended to allow decisions to be taken in a way that is timely, efficient and predictable, to improve the accountability and transparency of the system, and to improve the ability of the public and communities to participate effectively in the process. 5.26 Under the proposed reforms, the UK Government would produce national policy statements for different categories of nationally significant infrastructure setting out the national need. Decisions on individual applications for development consent for nationally significant infrastructure would then be taken by an Infrastructure Planning Commission (IPC) composed of experts drawn from a range of fields. 5.27 In November 2007, the Government introduced a Planning Bill to implement the reforms set out in the Planning White Paper. Responding to concerns raised during consultation on the Planning White Paper, the Bill places public consultation and participation at the heart of all three key stages in the regime: t 42 by creating a clear duty to ensure effective public consultation on national policy statement. This consultation should include positive and proactive means of engaging citizens and communities. Where national policy statements identify locations or potential locations for development, there will be a duty to consult in those locations Page 365 Chapter 5: Protecting people and the environment: regulation, planning and independent scrutiny t by placing clear legal obligations on developers to consult local communities before they submit a planning application, and ensure that this consultation is of high quality t by making planning inquiries accessible and ensuring peoples’ rights to be heard are protected. In particular the Bill will make it clear that any person who registers an interest can give oral evidence at relevant stages of the inquiry. 5.28 Ministers will have a duty to contribute to sustainable development in preparing national policy statements. The IPC must take account of all information specific to the case before it which it considers relevant and important to its decision, including local impacts. 5.29 In the MRWS consultation (Ref. 5), views were invited on whether the proposed planning reforms in England should apply to the development of a geological disposal facility. Responses to the consultation indicated that there was a clear majority in favour of the new arrangements applying, although some local authorities and their representative organisations suggested that this might be inconsistent with a voluntarism and partnership approach. 5.30 Whilst not having yet taken a final decision, Government is currently inclined to look towards applying the new planning system. Government considers that a geological disposal facility is likely to be regarded as a nationally significant infrastructure project and believes that the new arrangements could assist the delivery of agreements with local communities. 5.31 If it is decided in future that radioactive waste should be dealt with by the IPC, the Government will bring forward a statutory instrument to have it included. That would be subject to the affirmative resolution procedure, thus ensuring parliamentary debate and a decision from both Houses. Planning in Wales 5.32 In Wales, the Wales Spatial Plan and Unitary and Local Development Plans have regard to various regional and topic-based strategies. In Wales, all local authorities as well as the three National Park Authorities are local planning authorities. Almost all planning functions in Wales are devolved and amendments to the Planning Bill will enable the Assembly to pass Measures (the equivalent to Acts of Parliament) in relation to development plans and the Wales Spatial Plan. The White Paper and Planning Bill are neutral in their approach to the devolution settlement. Whilst extension of the IPC’s role to geological disposal facilities in Wales would therefore not be appropriate, the Welsh Assembly Government will continue to consider the issues raised by disposal facilities in the context of the existing statutory consenting regime in Wales. Planning in Northern Ireland 5.33 The Planning Service in Northern Ireland intends to consider the implications of the English planning reforms in the context of any changes envisaged as a result of the Review of Public Administration in Northern Ireland. Page 366 43 Managing Radioactive Waste Safely Staging of planning permissions 5.34 Over the duration of a geological disposal facility development programme, it is envisaged that more than one planning permission will be needed. For example, in the earlier stages permission will be needed for some surface-based site investigations. Following completion of surface-based site investigations, a further permission will be required before work on underground-based investigations and facility construction can begin. 5.35 Underground-based investigations would only be undertaken if surface-based investigations generate sufficient information to provide confidence that the location is likely to be appropriate for facility construction. Advances in surfacebased characterisation techniques over the past decade, supported by experience from overseas programmes, are expected to ensure the level of information that could give this confidence. 5.36 Past experience has indicated that, even for a planning application solely for underground-based investigations, it would be necessary to demonstrate that the location was likely to be appropriate for facility construction. NDA, as the implementing organisation, is therefore exploring whether a single planning application covering underground-based investigations and the construction of the disposal facility could be possible. NDA is considering the merits of a ‘parameterbased’ approach where the characteristics of the facility would be defined in such a way to allow the environmental and other impacts of the proposal to be described, and any appropriate mitigation measures to be identified. 5.37 Whether sufficient information can be obtained from surface-based investigations to enable this ‘parameter-based’ approach to be followed will not be known until site data is available. If sufficient information cannot be obtained from surface-based investigations, then it may be necessary to consider separate planning applications for underground-based investigations and facility construction. Assessment of environmental effects and sustainability 5.38 European legislation requires that certain plans and programmes likely to have significant effects on the environment are subject to assessment during their preparation to ensure that these effects are fully taken into account before the plan or programme is adopted. This process is known as ‘strategic environmental assessment’ or ‘SEA’ (Refs. 40 and 41). It is good practice to integrate SEA within a wider sustainability appraisal (SA) which also considers social and economic factors and tests the effects of plans and programmes against sustainability criteria (Ref. 42). 5.39 European legislation (Refs. 43 – 45) also requires ‘environmental impact assessment’ (EIA) of certain individual projects. For proposals requiring EIA, the developer is required to prepare an environmental statement on the impacts of the project, which must be considered when deciding whether to grant planning permission. 44 Page 367 Chapter 5: Protecting people and the environment: regulation, planning and independent scrutiny 5.40 Government is committed to ensuring that the NDA’s geological disposal facility programme fully assesses and accounts for environmental impact and sustainability issues through the application of SEA, SA and EIA. The Government expects the NDA to undertake sustainability appraisal, meeting the requirements of the SEA Directive. The Government and the NDA will undertake work on the scope of that sustainability appraisal following publication of the White Paper. There will be close co-ordination and integration of this work and it will continue after candidate communities have been identified to enable local issues and views to be integrated into the sustainability appraisal. 5.41 Following the publication of this White Paper, NDA will prepare and publish for consultation its proposals for sustainability appraisal and environmental assessment. Opportunities for public engagement 5.42 Public consultation is a requirement both of the planning permission process, where the public will be consulted on the planning application and the accompanying environmental statement, and as part of the environmental regulator’s decision on whether to grant an authorisation to dispose of radioactive waste. Many of the required regulatory and SEA, SA and EIA processes also provide opportunities for public engagement. Copies of application documents will be made publicly available, and comments made by members of the public will be taken into account during the decision-making processes. Over and above this, Government has asked the NDA to prepare and consult on its proposals for public and stakeholder engagement in the context of its geological disposal development programme. Committee on Radioactive Waste Management’s (CoRWM’s) role – independent scrutiny and advice 5.43 The UK Government and the devolved administrations’ statement of October 2006 (Ref. 2) made clear that Government will ensure strong independent scrutiny of the proposals, plans and programmes to deliver geological disposal. 5.44 Accordingly, CoRWM has been reconstituted with modified terms of reference (Ref. 24) and expertise. The role of the Committee is to provide independent scrutiny and advice to UK Government and devolved administration Ministers on the longterm radioactive waste management programme, including storage and disposal. CoRWM’s primary task will be to provide independent scrutiny of the Government’s and NDA’s proposals, plans and programmes to deliver geological disposal, together with robust interim storage, as the long-term management for the UK’s higher activity wastes. 5.45 CoRWM will undertake its work in an open and consultative manner. It will engage with stakeholders and it will publish advice (and the underpinning evidence) in a way that is meaningful to the non-expert. CoRWM will undertake ongoing dialogue with UK Government and the devolved administrations, the NDA, local authorities and stakeholders, and will liaise with appropriate advisory and regulatory bodies to provide annual reports of its work. Page 368 45 Managing Radioactive Waste Safely 5.46 Governance and monitoring arrangements of the NDA have been reviewed and amended to reflect the NDA’s new role. Government will engage with the NDA regarding CoRWM’s advice, including Government’s response to it and any actions that are necessary and will take account of NDA views through the forum of the Waste Management Steering Group (see Chapter 4). CoRWM’s advice, and the response of UK Government and relevant devolved administrations, will be made available to Parliament and Assemblies. Parliamentary and Assembly committees will also have the opportunity to engage directly with CoRWM and may propose work for inclusion in the Committee’s work programme to sponsoring Ministers. 5.47 These arrangements reflect the fact that, to maintain its independent position, CoRWM cannot be part of the implementation machinery itself. Neither should it assume any of the constitutional roles of Government or the statutory roles of the NDA or the independent regulators. 46 Page 369 Chapter 6: Site selection using a voluntarism and partnership approach How a voluntarism and partnership approach would work 6.1 Government believes that nothing has emerged from the MRWS consultation that alters its view that an approach based on voluntarism and partnership is the best means of siting of a geological disposal facility. Responses to the Managing Radioactive Waste Safely (MRWS) consultation on this issue were mainly about the details of delivering such an approach. This chapter addresses how a voluntarism and partnership approach would work. 6.2 Government does not wish to be over-prescriptive about the way that the voluntarism and partnership arrangements should work at the outset as individual local circumstances differ and, to a degree, a tailored approach to any discussions will need to be taken. This does not apply to the way in which technical issues, such as geology, are assessed, where there will be objective and consistent assessment. 6.3 For the purposes of this White Paper ‘an approach based on voluntarism’ means one in which communities voluntarily express an interest in taking part in the process that will ultimately provide a site for a geological disposal facility. Initially communities will be invited to express an interest in finding out more about what hosting a geological disposal facility would mean for the community in the longterm. 6.4 Participation up until late in the process, when underground operations and construction are due to begin (see paragraph 7.20), will be without commitment to further stages, whether on the part of the community or Government. If at any stage a community or Government wished to withdraw then its involvement in the process would stop. In practice, development could also be halted by the independent regulators at any point in the process through a refusal to grant authorisations for the next stage of work. 6.5 In the event that at some point in the future, voluntarism and partnership does not look likely to work Government reserves the right to explore other approaches. Page 370 47 Managing Radioactive Waste Safely What are communities in this context? 6.6 There will always be differences of opinion on what constitutes a ‘community’. Government acknowledges the important role that existing local democratic decision-making structures are likely to play in a successful process as they are the elected representatives with a mandate to speak for communities. 6.7 Following careful consideration of responses to the MRWS consultation, the Government will define three types of community for the purposes of the site selection process. These definitions are below in Box 6. They are not rigid; the intention is to retain flexibility to account for local circumstances and allow communities to have a degree of self-definition. 6.8 The concept of ‘community’ is considered under three headings: the Host Community, the Decision Making Body and Wider Local Interests. Box 6 Community definitions Host Community – The community in which any facility will be built can be termed the ‘Host Community’. The ‘Host Community’ will be a small geographically defined area, and include the population of that area and the owners of the land. For example, it could be a town or village. Decision Making Body – Local Government will have decision-making authority for their host community. There are different local authority structures in different parts of the UK. For example, in England local authorities include district councils, county councils, metropolitan district councils and London Boroughs whereas in Wales, local authorities are unitary. Such a body will be termed ‘Decision Making Body’. Wider Local Interests – Outside the Host Community, there are likely to be other communities that have an interest in the development of a facility in the Host Community, and there needs to be a mechanism that allows them to become involved in the process. Such a community might be the next village, a neighbouring district or a community on the local transport routes to the Host Community. Such communities will be termed ‘Wider Local Interests’. 6.9 48 All three levels of community will need to liaise closely with one another as the process is taken forward. Both Government and the Nuclear Decommissioning Authority (NDA) will need to engage with all three ‘communities’. Page 371 Chapter 6: Site selection using a voluntarism and partnership approach Issuing Invitations 6.10 In the MRWS consultation document Government invited views on providing information to communities and the manner in which it should issue invitations. Taking into account comments received on potential publicity campaigns, Government has decided to issue a public invitation for communities to express an interest in taking part in the siting process at the same time as the publication of this White Paper. This will publicise the invitation widely at the outset. Government has worked with the Welsh and Norther Ireland devolved administrations and with the Nuclear Legacy Advisory Forum7 (NuLeAF) and, given the process is based on voluntarism, does not propose holding events or targeting media in specific regions or areas of the country. Initially the aim will be to raise awareness within particular stakeholder groups, in particular local government. 6.11 A number of responses to the MRWS consultation commented on the provision of information. Taking these into consideration and working with the Welsh and Northern Ireland devolved administrations and NuLeAF, a dedicated website (www.defra.gov.uk/mrws) has been set up to provide several layers of information on radioactive waste and its long-term management. This website provides, or links to, detailed information which is intended to be accessible and helpful to people with all levels of background knowledge from non-technical readers to experts. The factual information contained on the website has been commented on, in a personal capacity, by a number of members of the learned societies and academies including the Royal Society of Chemistry, the Royal Academy of Engineering and the Geological Society. All the information on the website will also be available in hard copy for those without internet access. The early process 6.12 A number of responses to the MRWS consultation commented that there needed to be further interim step in the initial stages. In particular, it was suggested that a formal local decision was required that would follow an initial Expression of Interest. The Expression of Interest would be to facilitate initial discussion in the process. In light of these comments, there will be two key local decision points during the course of the early process: tan Expression of Interest – this is the decision point at which local communities register their ‘without commitment’ interest in discussions about potential involvement in the siting process. ta Decision to Participate – this is the point at which a Decision Making Body/ies makes a formal commitment to participate in the geological disposal facility siting process, but ‘without commitment’ to eventually host the facility. 7 The special interest group of the Local Government Association Page 372 49 Managing Radioactive Waste Safely 6.13 An indication of the potential steps for the early stages is set out in Table 2. Government would expect communities to make steady progress towards a Decision to Participate following an initial approach, but acknowledges that in practice, the precise nature of the steps could be subject to change as the process advances.8 Table 2: Indicative Steps to Decision to Participate Stage8 Indicative Step Comment 1. Publication of White Paper and invitation for Expression of Interest Internet based information pack launched – www.defra.gov.uk/mrws 2. Preliminary discussion between potential local partners Preliminary soundings taken. For example, through existing Local Strategic Partnerships or specifically convened meetings. Potential local partners might include, County/District Councils, Parish/Town Councils, local Community, Business and Environmental stakeholder groups, and neighbouring local authorities. Stage 1 3. Opportunity for initial discussions between potential local partners and Government/NDA Preliminary discussions between potential local partners may raise issues that require clarification from Government/NDA prior to making an Expression of Interest 4. Further soundings from potential local partners The outcome of any discussions with Government/NDA may require further soundings to be taken from potential partners 5. Decision about Expression of Interest This decision will only be a trigger point to initiate high level geological screening and development of a programme of community engagement 8 Note Stages relate to Figure 1, pg 62 50 Page 373 Chapter 6: Site selection using a voluntarism and partnership approach Table 2: Indicative Steps to Decision to Participate (continued) Stage8 Stages 2&3 Indicative Step Comment 6. Communicate Expression of Interest to local stakeholders and communities It is important that the limited nature of the decision is widely understood. It is without commitment. 7. Undertake high level geological screening The screening will inform community engagement (see below). The screening process (see paragraphs 7.4 – 7.12) will enable potential local partners to review preliminary findings. 8. Develop programme for community engagement The objective of community engagement would be to inform a Decision to Participate. Planning for the programme of engagement might run in parallel to the high level geological screening. 9. Seek agreement with Government on an Engagement Package A Community may incur costs from taking part in the process and Government will contribute to these costs 10. Undertake community engagement A mixture of engagement methods could be used to ensure feedback from stakeholders and disinterested members of the public. This might include citizens panels, workshops, discussion in local groups or organisations, information provision to local communities, groups or individuals, quantitative feedback from opinion polls etc. Engagement should seek to identify the extent of support for participation; any issues of concern about participation; and the reasons for any opposition to participation. 11. Opportunity for discussion with Government/NDA about the outcome of community engagement Community engagement may raise issues requiring further discussion with Government/ NDA prior to a local Decision to Participate. 12. Local review of pros and cons of participation Local authority decision-makers will wish to review the outcome of community engagement and discussions with Government/NDA prior to reaching a Decision to Participate 13. Local Decision to Participate Decision Making Body/ies make a formal Decision to Participate (probably through a full meeting of the council/s) Page 374 51 Managing Radioactive Waste Safely 6.14 With publication of this White Paper, Government invites communities to express an interest in opening up without commitment discussions on the possibility of hosting a geological disposal facility at some point in the future (See Chapter 8 – The next steps). 6.15 The Government wishes to allow sufficient time for any community to consider expressing an interest. At this early stage, it is expected that some communities may be better informed of the issues than others, for example those who already have local nuclear facilities, however, the option to express an interest will be left open for the foreseeable future. Any expressions of interest further into the process, when Government or the NDA’s delivery organisation are already engaged with Communities who have taken a Decision to Participate, will be considered on a case by case basis. Who can express an interest? 6.16 Government does not want to be prescriptive about who could initiate local discussions about an Expression of Interest, but expects the local Decision Making Body (or bodies) to be involved in an approach to Government. There may be initial interest from a local authority, a Parish Council or from organisations or landowners within an area. A community might make an initial approach to Government before identifying a specific site. Government would expect any Parish Council, organisation or landowner that wanted to be considered in the siting process to contact its local authority in the first instance to discuss putting forward an Expression of Interest to Government. If discussions stall at this stage, Government may be interested in entering into discussions with relevant parties to provide further information and to focus on any questions or areas of concern about the siting process and geological disposal. 6.17 Should a community within Wales wish to put forward an Expression of Interest it should do so to the Welsh Assembly Government (WAG). If this were to happen the WAG would at that point consider its position in respect of the geological disposal programme and the specific Expression of Interest. Should a community in Northern Ireland want to respond to the invitation, it should contact the Department of the Environment in Northern Ireland. Should a community in Scotland want to respond, UK Government would refer it to the Scottish Executive through the appropriate devolution mechanisms. 6.18 Before making an Expression of Interest, Government suggests that the local authority should have canvassed opinion, for example, through existing Local Strategic Partnerships or specifically convened meetings with potential local partners. These partners might include Parish/Town Councils, local Community, Business and Environmental stakeholder groups, and neighbouring local authorities. An Expression of Interest must be made in writing and Government would expect it to outline the actions taken to gather opinion and arrive at the Expression. 6.19 There is no reason why two or more local authorities should not submit a combined Expression of Interest as, in practice, the initial area of investigation could cross local authority boundaries or involve two tiers of local government. 52 Page 375 Chapter 6: Site selection using a voluntarism and partnership approach 6.20 A local authority, or authorities, that make an Expression of Interest should have a clear commitment to organising community engagement to inform a Decision to Participate. Costs of such engagement will be funded, either partly or wholly, through Government to assist communities in considering these issues (paragraph 6.47 – 6.52). Moving to a Decision to Participate 6.21 An Expression of Interest will enable without commitment discussion between local communities and Government to begin. The scope of initial discussions will be for mutual agreement between the local community/ies and Government. It could include discussion of what support might be available to assist continuing community engagement up until the next stage and of the point at which the NDA (and others) might become involved in discussions. At the same time the British Geological Survey (BGS) will be asked to apply sub-surface screening criteria in order to eliminate from the process any area that is obviously geologically unsuitable (see paragraph 7.4 – 7.12). 6.22 Government expects that the Decision Making Body will take the lead role in initiating further discussions with potential local partners and organising community engagement. Government will want to be satisfied that a Decision to Participate is credible. Credibility might be demonstrated on the basis of a local consultation process applying established local good practice. Credible local support would be expected amongst organisations likely to form a Community Siting Partnership (see paragraph 6.27 – 6.37), should a decision to participate be taken, as well as among the local community. 6.23 It is anticipated that Government and NDA involvement in early local engagement would come at the invitation of local authority decision-makers working in consultation with potential local partners. It is not anticipated that Government or NDA would organise local community engagement at their own initiative. 6.24 Engagement should seek to identify the extent of local support for participation; any issues of concern about participation; and the reasons for any opposition to participation. Engagement methods might include: t citizens’ panels t workshops t discussion in local groups or organisations t information provision to local communities, groups or individuals t quantitative feedback from opinion polls 6.25 The Decision to Participate should be accompanied by a report setting out the approach taken to engagement, the outcomes of that engagement and making clear the basis of the decision. Page 376 53 Managing Radioactive Waste Safely 6.26 Not every resident in a potential Host Community will favour a Decision to Participate in the siting process. Government is not expecting, or seeking, a particular threshold of support but is keen to see evidence of appropriate community engagement and meaningful feedback on any concerns of those affected. Community Siting Partnerships 6.27 Following a Decision to Participate, Government recognises that the site selection process and in particular the development of the facility, will require considerable engagement with communities. Whilst it does not propose to be prescriptive about how this engagement is undertaken, Government favours a partnership approach. This is an approach that also has a strong degree of support from many others, including the Committee on Radioactive Waste Management (CoRWM) and the Nuclear Legacy Advisory Forum (NuLeAF) (Refs. 46 and 47). 6.28 By a partnership approach Government means the setting up of a formal Community Siting Partnership such that the Host Community, Decision Making Bodies and Wider Local Interests will work with the NDA’s delivery organisation and with other relevant interested parties to achieve a successful outcome. This could be by ensuring that questions and concerns about the geological disposal facility siting, construction, operation, closure and post-closure are addressed and resolved as far as reasonably practicable and that the project contributes to a community’s further development and well-being. 6.29 Experience here and in other countries (Refs. 48 and 49) indicates that a partnership approach is often an effective method to provide opportunities for all parts of a community (i.e. Host Community, Decision Making Bodies and Wider Local Interests) to work together. These are often underpinned by formal agreements between the parties. In this proposed siting process a Partnership would provide a forum for the Host Community and the NDA’s delivery organisation to exchange information and views and for the Community Siting Partnership to advise Decision Making Bodies in an open and constructive manner. 6.30 The MRWS consultation invited comments on whether and how partnership arrangements could be used to support a voluntarism approach. The partnership approach itself was not generally questioned, rather the responses suggested the need for more detail on the proposed arrangements. The following section sets out more detail on a partnership approach including the establishment of a partnership, its suggested role, objectives and decision-making responsibilities. The operation of a Partnership 6.31 The role of the Community Siting Partnership in this context might be: 54 t Developing advice and recommendations for Decision Making Bodies t Consideration of, and contribution to the work the implementing organisation and delivery organisation are undertaking to design, construct and operate a facility t Obtaining specialist advice or commissioning research to inform its advisory role, address community concerns or identify ways of developing community well-being Page 377 Chapter 6: Site selection using a voluntarism and partnership approach t Ensuring that the siting process for a facility within a potential Host Community is effective and focussed on making progress t Provision of public information about the activities, views and recommendations of the Community Siting Partnership t Engagement or consultation with potential Host Communities and Wider Local Interests t Identifying and addressing divergent views within those communities t Liaison and discussion with local bodies with remits related to the mission of the Community Siting Partnership (e.g. Local Strategic Partnerships9 or NDA Site Stakeholder Groups10) t Building the capacity of its membership to enable it to effectively carry out these roles 6.32 Government expects a Community Siting Partnership to be a partnership of local community interests, with members identified and recruited locally to enable its mission to be fulfilled. The NDA’s delivery organisation would be a member of the Community Siting Partnership but would not be directly involved in decisions on community-related issues. There will need to be ongoing interaction between the NDA’s delivery organisation and other members of the Community Siting Partnership. The NDA’s delivery organisation will remain responsible throughout for ensuring compliance with technical and regulatory requirements. 6.33 The leadership role and democratic accountability of local government means that it should be responsible for major local decisions within the siting process. Local Government will be termed the ‘Decision Making Body’ and will take decisions relating to: t continued participation at key stages, or exercising a Right of Withdrawal t the local acceptability of proposals for Community Benefits Packages t the local acceptability of the sites within an area that are proposed for field surface-based investigations t whether potential retrievability of wastes has been adequately considered In each case, the Decision Making Body would take careful account of advice and recommendations from the Community Siting Partnership. 6.34 The relevant local authority/ies are likely to have a lead role in setting up the Community Siting Partnership. In some overseas examples this has been done with the assistance of independent support and advice. Members of the Community Siting Partnership might include representatives of: t local authorities (elected members and non-elected officers) t the local Member of Parliament t local public services (fire, police, health trust etc) t local residents or resident groups 9 Local Strategic Partnerships – www.neighbourhood.gov.uk/page.asp?id=531 10 NDA Site Stakeholder Groups – www.nda.gov.uk/stakeholders/ Page 378 55 Managing Radioactive Waste Safely t established local organisations (for example, local non-governmental organisations) t Wider Local Interests t NDA’s delivery organisation 6.35 Although not a member of a Partnership, Government could participate in the work of the Community Siting Partnership as and when required. This might be as an associate member, or on an ad hoc basis depending on the requirements of a particular stage in the process. Regulatory bodies will also be involved, for example by providing advice to the Community Siting Partnership, although regulators will need to have a strictly defined role and remit that does not compromise their independence. 6.36 Government recognises that the nature and extent of a Community Siting Partnership, including its membership, may vary at different stages in the process. Government also anticipates that, because of the scale and importance of the issue, such a Partnership would be specific to this issue alone and not be a component part of another Partnership. 6.37 Government does not want to be prescriptive about the form of a Community Siting Partnership although guidance, providing example objectives, roles and responsibilities, should be taken into account by interested parties. This guidance is at Annex C. Right of Withdrawal 6.38 The Right of Withdrawal (RoW) is an important part of the voluntarism approach intended to contribute to the development and maintenance of community confidence. Up until a late stage, when underground operations and construction are due to begin (see paragraph 7.20), if a community wished to withdraw then its involvement in the process would stop. As with other key local decisions in the siting process, the Decision Making Body will be responsible for exercising the RoW, based on advice and recommendations from the Community Siting Partnership. 6.39 All parties in a Community Siting Partnership should work positively to seek to avoid the need to exercise the RoW. This will be particularly important following a surfacebased investigation programme, when considerable investment will have already been made. 6.40 To help avoid the need to exercise the RoW late in the process, it is proposed that the stated objectives of a Community Siting Partnership include seeking to develop partner and local community confidence that: 56 – there is a good prospect for developing an acceptable environmental safety case – the potential development is likely to be able to address the planning requirements of the planning authority. – a Community Benefits Package will be agreed such that the overall balance of benefits and any perceived detriments will reflect the needs of local communities and their future generations – the question of potential retrievability of wastes has been adequately considered taking account of regulatory constraints Page 379 Chapter 6: Site selection using a voluntarism and partnership approach 6.41 These objectives should be seen in the context of the proposed mission of a Community Siting Partnership (see Annex C). It is recognised that a Partnership may wish to adopt additional objectives that are related to this mission. Different elements of a Partnership’s objectives will be achieved at different stages of the siting process. For example, it may be desirable for relevant parties to reach agreement about a Benefits Package in advance of the start of a borehole programme as part of surface-based investigations. In which case, this agreement could be ‘banked’ and would not be re-opened when considering whether to exercise a post-borehole RoW. 6.42 It is envisaged that a Community Siting Partnership will regularly review progress towards fulfilling its mission and objectives and address and resolve difficulties as they are identified. 6.43 Information from site investigations and in particular from a surface-based investigation programme will be needed to assess the prospects for an acceptable environmental safety case, facility design and planning decision. A post borehole RoW could be exercised only in circumstances where, despite the best efforts of all parties, one or more of the Community Siting Partnership’s objectives identified above is not going to be achieved. 6.44 In order to minimise financial risk and uncertainty, before the NDA’s delivery organisation embarks on a borehole survey programme the circumstances in which a post borehole RoW might be exercised should be identified and agreed with Government through discussion and negotiation within a Community Siting Partnership and with Decision Making Bodies. The Government will expect the formal agreement that establishes the Community Siting Partnership to set out a commitment to undertake this work. 6.45 The requirement to define these circumstances before a borehole programme is likely to be both challenging and beneficial: challenging because it will involve matters of judgement; and beneficial because the definition will focus discussion, enhance understanding and make criteria for a RoW decision explicit before extensive work has been undertaken. Engagement Packages and Community Benefits Packages 6.46 In light of the responses to the MRWS consultation, Government has decided that an Engagement Package and a Community Benefits Package will form part of its voluntarism and partnership approach, subject to them being affordable and offering good value for money. This would recognise that a community which expressed an interest in hosting a facility should be enabled to participate in the selection process; and that a community which hosts a geological disposal facility for higher activity radioactive wastes will be volunteering an essential service to the nation. A community will want to ensure that the impact of a geological disposal facility on their long term social and economic prospects is understood and that the needs of future generations are addressed appropriately. Page 380 57 Managing Radioactive Waste Safely Engagement Packages 6.47 Question 11 of the MRWS consultation document invited views on the use of community Engagement Packages and the activities that this might cover. Responses were supportive of the use of such packages and suggested a need for greater clarity of their coverage and the way they might operate. 6.48 In line with broad support from the responses, costs of local community engagement in the process will be funded, either partly or wholly, through Government to assist communities in considering the issues. What support, and the point at which it is available, will be something to be considered in the scope of initial discussions following an Expression of Interest. 6.49 Communities that have taken a Decision to Participate will incur costs in setting up and operating a Community Siting Partnership and so the work of a Partnership will also be supported through the Engagement Package. 6.50 Subject to overall budget and programme approval, and audit arrangements agreed with Government, it will be for a Community Siting Partnership to decide exactly how it spends its funding in seeking to fulfil its mission. 6.51 Government expects that a local authority will be the employing organisation for the Community Siting Partnership and a local authority member of the Community Siting Partnership will be the budget holder. Therefore the Partnership will be accountable to the local authority for the management of the budget and will be subject to local authority budget management rules as well as the agreed audits referred to above. 6.52 Based on the proposed role of a Community Siting Partnership and taking into account responses to the MRWS consultation, Government anticipates that such funding might cover: 58 t public information t liaison, consultation and engagement t salaries and associated costs of Community Siting Partnership staff t office costs and overheads t organisational costs of running the Community Siting Partnership and any working groups it might establish t commissioning specialist advice t reimbursement for out of pocket expenses of Community Siting Partnership members t process evaluation Page 381 Chapter 6: Site selection using a voluntarism and partnership approach Community Benefits Packages 6.53 Question 12 of the MRWS consultation invited comments on how the development of a geological disposal facility could deliver lasting benefits to the host community and whether this should involve the use of benefits packages taking into account the best use of public funds. Comments were diverse including the need for clear funding criteria and for sound financial management. There was also the suggestion that the benefits package should be proportionate to the amount of waste or to the proximity of a community to a facility. 6.54 Construction and operation of a geological disposal facility will be a multi-billion pound project that will provide skilled employment for hundreds of people over many decades. It will contribute greatly to the local economy and wider socioeconomic framework. There could be spin-off industry benefits, infrastructure benefits, benefits to local educational or academic resources, and positive impacts on local service industries that support the facility and its workforce. It is also likely to involve major investments in local transport facilities and other infrastructure, which would remain after the facility had been closed. 6.55 As such, hosting a geological disposal facility is likely to bring significant economic benefits to a community in terms of employment and infrastructure, maintained over a long period. 6.56 Any community that ultimately hosts a geological disposal facility will be keen to understand and agree the nature of these benefits, and will expect Government and the NDA to ensure that the project contributes to its development and well-being. 6.57 In addition there may be other benefits which may be commensurate with developing the social and economic wellbeing of a community that has decided to fulfil such an essential service to the nation. Government acknowledges that it could be at least a century until final closure of an entire facility is possible and so the development and operation of a geological disposal facility is an intergenerational issue. The local needs arising from the development are also likely to have an intergenerational element. This point was raised by a number of consultation responses and an approach needs to be identified that recognises and addresses the potential impact on a community over the long timescales involved. 6.58 Accepting that delivery mechanisms to achieve this will be developed as discussions progress, and without wishing to pre-judge what these might be, the following could be some of the overarching objectives for the investment that a community might benefit from as a result of hosting a geological disposal facility: t Improved local training/skills development/education investment t Increased business for local service industries t Improved public services/infrastructure/housing/ recreational facilities t Improved transport infrastructure t Better local healthcare to meet the increased needs of the community t Local environmental improvement Page 382 59 Managing Radioactive Waste Safely 6.59 This list is illustrative rather than exhaustive, as short and long term local needs may vary depending on the community that hosts the facility. 6.60 Government does not believe it sensible to specify at this stage what specific mechanisms could be used, or to define the level or nature of benefits. Government remains open-minded, believing that any Benefits Packages should be developed between communities, the Government and NDA as discussions progress, taking into account local needs, affordability and value for money considerations. 6.61 As potential host communities and Community Siting Partnerships work with the NDA and Government they should begin a dialogue about the local needs arising from hosting a geological disposal facility. Final agreement on a package that delivers appropriate investment in the Host Community may take time, and possibly some years, as the precise nature and means of delivery of the geological disposal facility becomes clearer. 60 Page 383 Chapter 7: The site assessment process A staged approach 7.1 The site assessment process will start from the point at which a community has made an Expression of Interest in opening up discussions with Government. It will be conducted in parallel to discussions between Government, the Nuclear Decommissioning Authority (NDA) and a local community. 7.2 It will be a staged process, allowing all those involved to take stock before deciding whether or not to move to the next stage at a particular site. Figure 1 overleaf indicates the main stages in the process. Page 384 61 Managing Radioactive Waste Safely Figure 1: Stages in the site selection process Stage 1: Invitation issued and Expressions of Interest from communities Advise community not suitable Unsuitable Stage 2: Consistently applied ‘sub-surface unsuitability’ test Potentially suitable Stage 3: Community consideration leading to Decision to Participate Stage 4: Desk-based studies in participating areas Stage 5: Surface investigations on remaining candidates Stage 6: Underground operations Further explanation of this site assessment process is as follows. Stage 1: Expression of Interest 7.3 Stage 1 corresponds to the period, discussed previously (see paragraph 6.12), up to the point where a community decides to open up without commitment discussions with Government. Stage 2: Initial screening out of unsuitable areas 7.4 62 Question 8 of the Managing Radioactive Waste Safely (MRWS) consultation invited views on the initial sub-surface screening criteria and their application. Following the consultation the Chairs of the two expert groups who developed the sub-surface screening criteria (the Criteria Proposal Group, CPG and the Criteria Review Panel, CRP) were asked to consider their findings in light of the consultation responses received. Page 385 Chapter 7: The site assessment process 7.5 The Chairs did not consider that any significant new sub-surface screening criteria were identified by respondents. Some responses identified possible site selection criteria that may need to be applied at some point later in the process although many were not sub-surface characteristics – i.e. population density or the nature conservation status of some potential sites. 7.6 Some responses expressed surprise that earthquakes and faults and “geological movements” were not exclusion criteria. Following careful consideration, the Chairs continue to consider that any potential impact as a result of geological instability should be considered as part of the site specific risk assessments that will be needed later in the site selection process. This is based on their initial advice that the potential for seismic effects to occur in the UK is low by global standards. 7.7 Overall, the Chairs concluded that the criteria recommended in the MRWS consultation should stand and that further criteria are unnecessary at this initial stage. 7.8 They did, however, take the opportunity to make clearer the wording of a few parts of their summary advice and also to provide a definition of what they mean by “shallow permeable formations”, that is, formations of this kind that occur at less than 500 metres. 7.9 The updated sub-surface screening criteria and further information on how they were derived are available at Annex B. 7.10 On the application of the criteria the Chairs believed that there was nothing in the response material that seemed to challenge the proposal of inviting the British Geological Survey (BGS) to apply the criteria consistently to all areas that made an Expression of Interest. Some responses suggested that the criteria should be applied before inviting communities to express an interest although Government continues to believe that applying the criteria after initial Expressions of Interest is the right approach. Applying the criteria to every part of the UK would be prohibitively expensive, time-consuming and unnecessary in a voluntarist process. 7.11 Once communities have expressed an interest in opening up discussions with Government, the BGS will be asked to apply sub-surface screening criteria to an area. This will eliminate areas that are obviously unsuitable and avoid further unnecessary work. 7.12 For each area that expresses an interest, the BGS will make a draft report available for discussion and peer review to the Host Community, the Decision Making Body, the NDA, the regulators and the Committee on Radioactive Waste Management (CoRWM) before completion and publication in its final form. Government will fund this initial screening work and the BGS report will help inform a decision about whether to participate. Stage 3: Community consideration leading to Decision to Participate 7.13 Stage 3 corresponds to the period during which a Decision Making Body makes a formal commitment to participate in the siting process, but ‘without commitment’ to host the geological disposal facility (see paragraph 6.12 – 6.26). Stage 3 will run in parallel to Stage 2 although a Decision to Participate will only be able to be made if Stage 2 does not lead to the whole area associated with the community being ‘screened out’. Page 386 63 Managing Radioactive Waste Safely 7.14 Following this Decision to Participate, Government expects that a formal Community Siting Partnership will be set up such that the Host Community, Decision Making Bodies and Wider Local Interests work with the NDA and other relevant interested parties for the remaining stages. Stage 4: Desk-based studies in participating areas 7.15 Participating communities whose areas have not been screened out by sub-surface criteria and who wish to continue their involvement will be carried forward to the desk-based studies at stage 4. 7.16 Stage 4 will involve the NDA’s delivery organisation undertaking more detailed assessments focusing on the suitability of a specific site or sites within each potential Host Community. These assessments will be mainly through desk-based studies, and will involve gathering information about the candidate communities and sites and evaluating them against the site selection criteria. The NDA’s delivery organisation will work with Community Siting Partnerships to ensure that local issues are addressed in the assessments. In parallel, Government anticipates that Partnerships will be discussing the package of measures that they would like to see implemented alongside a disposal facility to develop the community’s social and economic wellbeing (see Chapter 6). 7.17 The stage 4 assessment will be reviewed by the independent regulators and subject to independent scrutiny by CoRWM. On the basis of these assessments and reviews: t The Community Siting Partnership would make recommendations to local Decision Making Bodies about whether to proceed to the next stage of the site selection process t The Decision Making Bodies would decide whether to proceed to the next stage of the site selection process t The Government would then decide on one or more candidate sites to take forward to Stage 5. Stage 5: Surface-based investigations of remaining candidates to identify a preferred site 7.18 This stage will involve the NDA’s delivery organisation obtaining planning permission to undertake surface-based investigations at the remaining candidate site or sites, which would include non-intrusive seismic surveys and then later the drilling of boreholes to various depths to investigate local geology in more detail. Assuming planning permission were granted, the NDA’s delivery organisation would undertake the surface-based investigations, which could last a number of years, and carry out more detailed assessments of the sites in question. The NDA’s delivery organisation will work with Community Siting Partnerships to ensure that local issues are addressed in the assessments, and will evaluate sites against the criteria discussed below. As part of a staged 64 Borehole drilling during surface investigations in Sweden (courtesy SKB) Page 387 Chapter 7: The site assessment process authorisation process, it is envisaged that the NDA’s delivery organisation would require an authorisation from the environmental regulator before proceeding with the Stage 5 investigations. 7.19 Government proposes that once these more detailed assessments have been completed they be reviewed, as at the previous stage, and that then: t The Community Siting Partnership would make recommendations to its local Decision Making Bodies about whether to proceed to the next stage of the site selection process t The Decision Making Bodies would decide whether they wish to proceed to the next stage of the site selection process t Government would make an informed decision on a preferred site. 7.20 Because subsequent stages of the process are specific to one site and involve very significant expenditure, Government proposes that the decision to proceed in the bullets in paragraph 7.19 above would be the final opportunity for a community to withdraw. This would also be the point at which any final agreement should be reached on the scope of any Benefits Package (see Chapter 6). Although the community would have given its final consent for development to proceed, the continuing process of disposal facility development would still be subject to regulatory approval with appropriate hold-points, as described earlier, and would be discontinued if the necessary regulatory approvals could not be obtained. Provision is contained within the relevant regulatory processes for public body notification and opportunity for Community Siting Partnerships to influence development proposals. Stage 6: Underground operations 7.21 Part of this work will involve the NDA’s delivery organisation undertaking long-term underground investigations. The aim of this work will be to confirm a site’s suitability to host a geological disposal facility that complies with safety and environmental regulatory requirements. This process will be subject to regulatory scrutiny and the NDA’s delivery organisation will have to submit specific assessments for review at agreed hold-points. If the site meets the regulatory requirements, the regulators will permit construction of a geological disposal facility to proceed at the preferred site. Planning permission will be required for underground investigative work and construction of the geological disposal facility (see Chapter 5). Measurements of drill cores from test drilling in Sweden (courtesy SKB) Page 388 65 Managing Radioactive Waste Safely Timing 7.22 The programme for developing a facility needs to be flexible and able to incorporate both robust technical site investigations and ongoing interactions between the project and the Host Community. This may mean accommodating longer discussion periods and more research to address stakeholders’ concerns. There is nevertheless, the need to maintain momentum in taking forward this important programme to ensure the safe and secure long-term management of higher activity radioactive waste in the UK. Criteria for assessing and evaluating candidate sites 7.23 Question 9 of the MRWS consultation invited views on whether Government had identified the relevant assessment criteria and asked for comments on how the criteria should be applied at different stages. Responses included comments on the weighting of the criteria, the need for more detail on the proposed process and the need for criteria to reflect the views of potential host communities. 7.24 Analysis of the responses showed broad support for the criteria proposed in the MRWS consultation document as a basis for evaluation of sites. Responses did not identify any new broad criteria, but provided proposals of further factors that should be included within those already outlined. 7.25 In light of responses, the proposed criterion ‘level of community support’ has been removed. It is already a central feature of the process and a key determinant in a community Right of Withdrawal. Government considers that the voluntarism process is based on community support and as such it would apply to all communities and sites. 7.26 The proposed criteria that should be taken into account in carrying out the assessments are: t geological setting t potential impact on people t potential impact on the natural environment and landscape t effect on local socio-economic conditions t transport and infrastructure provision t cost, timing and ease of implementation. 7.27 Not all of these criteria may be relevant at every stage and they may have a different weight in different assessments. As explained in the Government consultation document (Ref. 5) the criteria have been derived from various sources, including from requirements under Strategic Environmental Assessment (SEA), Sustainability Appraisal (SA) and Environmental Impact Assessment (EIA) (see paragraphs 5.38 and 5.39). 7.28 At each stage of the process increasingly detailed assessments will be made of potential sites, with resources focussed on investigating those that are most likely to be suitable. 66 Page 389 Chapter 7: The site assessment process 7.29 In light of MRWS consultation responses, particularly those suggesting a need for criteria to reflect the views of potential host communities, Government has decided not to publish a firm methodology or relative weighting at this stage. Instead, Government has asked the NDA to develop proposals for a site assessment methodology. A document setting out those proposals is available on the NDA website at www.nda.gov.uk/strategy/waste/geological-disposal.cfm. The proposals take account of MRWS consultation responses, comments from CoRWM, inputs from the London School of Economics on decision theory and from SKB – the Swedish Waste Management Organisation – who have successfully developed and implemented a siting process for a geological disposal facility in Sweden. 7.30 The publication of the proposals for a site assessment methodology allows stakeholders, including communities who express an interest in participating, to consider and comment on the proposals during the development of the methodology. This will be done as part of the strategic environmental assessment framework. 7.31 The methodology will need to be finalised and agreed by Government prior to final publication and will include proposals for a process to review and establish criteria, a scoring system, their relative weightings and their means of application. The methodology will not produce a decision as its output but rather be a decision aiding process. Page 390 67 Managing Radioactive Waste Safely 68 Page 391 Chapter 8: Next steps 8.1 With publication of this White Paper, Government invites communities to express an interest in opening up without commitment discussions on the possibility of hosting a geological disposal facility at some point in the future. 8.2 To support consideration of this invitation, a dedicated website – www.defra. gov.uk/mrws – has been set up with several layers of background information on radioactive waste and its long-term management. This website provides, or links to, detailed information which is intended to be accessible and helpful to people with all levels of background knowledge from non-technical readers to experts. It also provides information on how a community can make an Expression of Interest. 8.3 Government wishes to allow sufficient time for any community to consider expressing an interest. At this early stage, it is expected that some communities may be better informed of the issues than others, for example, those who already have local nuclear facilities. However, the option to express an interest will be left open for the foreseeable future. Any expressions if interest further into the process, when Government or the Nuclear Decommissioning Authority’s (NDA’s) delivery organisation are already engaged with Communities who have taken a Decision to Participate, will be considered on a case by case basis. 8.4 Expressions of Interest in opening up such discussions or securing further information should be sent or emailed to: Senior Responsible Officer Managing Radioactive Waste Safely Programme 4 C, Ergon House Horseferry Road London SW1P 2AL Phone: 020 7238 1728 Email: [email protected] Fax: 020 7238 6471 Page 392 69 Managing Radioactive Waste Safely 8.5 Should a community within Wales wish to put forward an Expression of Interest it should do so to the Welsh Assembly Government (WAG). If this were to happen the WAG would at that point consider its position in respect of the geological disposal programme and the specific Expression of Interest. Managing Radioactive Waste Safely Radioactivity and Pollution Prevention Branch Welsh Assembly Government Cathays Park Cardiff CF10 3NQ Email: r&[email protected] 8.6 Should a community in Northern Ireland want to respond to the invitation, it should contact the Department of the Environment in Northern Ireland. Should a community in Scotland want to respond, UK Government would refer it to the Scottish Executive through the appropriate devolution mechanisms. 8.7 UK Government and devolved administrations will notify other Managing Radioactive Waste Safely (MRWS) sponsors following receipt of Expressions of Interest. 70 Page 393 Annex A: Features of a geological disposal facility Annex A: Features of a geological disposal facility A.1 The features of a geological disposal facility will include the following: Surface facilities A.2 A variety of different facilities will be needed above ground, for example construction support facilities, management and administration offices, workshops and, possibly, a waste encapsulation plant and a visitor centre. There will also be a need for transport-related infrastructure to manage the arrival of waste at the facility. Transport of waste is subject to strict regulatory control, as discussed in Chapter 5. A.3 Access to the underground vaults and disposal tunnels could be via one or more sloping underground tunnels (‘drifts’) and/or one or more vertical shafts. The number required will be determined by the need to provide separate access routes for personnel and waste to segregate the construction and waste emplacement operations and to provide services such as power and ventilation. The depth at which the underground vaults and disposal tunnels will be located is likely to be somewhere between 200 and 1000 metres, but this will depend on the geology at the site in question. Given the length of time over which a facility will be expected to function, the potential local effects of some future surface change e.g. through ice ages, erosion, etc. will also need to be taken into account in the design. Underground facilities for Intermediate Level Waste/Low Level Waste (ILW/LLW) A.4 ILW/LLW wastes will typically be immobilised in a cement-based grouting material within standardised, highly engineered stainless steel or concrete-lined stainless steel containers. The waste packages will then be placed in horizontal engineered vaults or other suitable structures within the host geological environment. The waste packages can then be stored underground until the decision is taken to close the vaults. Following emplacement of the wastes the vaults would be ‘backfilled’ when technically required, for example with alkaline grout, specially formulated to inhibit dissolution of any radionuclides, and then sealed. Underground facilities for High Level Waste (HLW) and spent fuel A.5 Because they generate heat, HLW and spent fuel (if classified as waste for disposal) require different disposal structures and layouts from ILW, LLW and other non-heat generating radioactive materials. There are a number of ways in which HLW and spent fuel could be packaged and contained, and research in this area is likely to present alternative models over the coming years. For example, one method that is planned to be used in Sweden and Finland, and could potentially be applicable in the UK to stocks of HLW and spent fuel, is based on sealing the waste in copper canisters with a cast iron internal frame for strength. These canisters are placed in individual deposition holes drilled in the floor of deposition tunnels and surrounded by bentonite clay, which expands on contact with water and so seals the space around the canister. Under appropriate conditions copper is extremely resistant to corrosion, and in a suitable geo-chemical environment such as this the canisters Page 394 71 Managing Radioactive Waste Safely can be expected to maintain their integrity for hundreds of thousands of years. Following waste emplacement, the deposition tunnels would be backfilled and sealed. Size of a geological disposal facility A.6 The dimensions of the underground areas of a geological disposal facility will be determined by the exact inventory for disposal, the properties of the host rock and the geometry of features within it. Nevertheless indicative geological disposal facility dimensions have been estimated for an inventory similar to the Committee on Radioactive Waste Management (CoRWM) Baseline Inventory discussed in Chapter 3 and therefore does not cover waste arising from any new nuclear power stations. Those estimates indicate that the underground area of host rock required (i.e. the ‘footprint’) for an ILW/LLW disposal facility would be of the order of 1km², and for a HLW and spent fuel disposal facility (assuming that the latter were treated as a waste) would be of the order of 3km². In practice it may be possible to build a geological disposal facility over a smaller area, by building deposition tunnels or vaults on different levels. This would however depend on the geology of the site. Construction and operations A.7 Construction of a geological disposal facility would employ standard techniques that are used in the underground construction and nuclear industries for other major engineering projects, and have already been used to construct operational underground radioactive waste facilities in other countries. The project will also require ongoing involvement of the scientific (and in particular the geological) community. Underground facilities would be developed in stages to enable waste emplacement operations to begin as soon as practicable once relevant approvals (see Chapter 5) had been received. Main facilities would be developed first, after which additional vaults and deposition tunnels would be constructed, equipped and commissioned as required throughout the life of a geological disposal facility. Construction and waste emplacement activities would be managed to ensure physical segregation of the two activities. Closure A.8 72 Once a geological disposal facility has been filled with waste, a process which could take many decades, the shafts and tunnels can be backfilled and sealed and the surface facilities dismantled or used for something else. There will then follow a period of post-closure institutional control and monitoring in accordance with regulatory requirements. What happens to the site will be a matter for future generations – the site could be farmed, forested, allowed to return to nature, or used for construction or other purposes, with the waste itself isolated within the multi-barrier system in the geological formations hundreds of metres below the ground. Records of the location and general contents of the facility would be held by The National Nuclear Archive. Page 395 Annex B: Initial sub-surface screening criteria Annex B: Initial sub-surface screening criteria B.1 In late 2006, Government asked for scientific advice on the criteria that could be used to rule out areas of the UK put forward for the geological disposal of radioactive waste but which, because of their sub-surface characteristics, would probably not in fact be suitable. Two independent groups of scientists were asked to consider this issue. One group would identify such “screening (or exclusion) criteria” and the other group would review the proposals. The two groups were known as the Criteria Proposals Group (CPG) and the Criteria Review Panel (CRP). B.2 A joint report by CPG and CRP was submitted to Government in April 2007. Wider public and stakeholder comments were sought on the proposed criteria which were set out in a summary of the CPG/CRP advice included as part of the June 2007 consultation document “A framework for implementing geological disposal”. B.3 After the consultation closed, the Chairs of the two groups, Professor Peter Styles and Professor Howard Wheater, were asked to review their advice in light of the responses. It was made clear that they were free, for example, to include new criteria or take out any of their original ones as they thought appropriate. Their views can be read in full at: www.defra.gov.uk/environment/radioactivity/waste/hilw/disposal.htm, but the Summary section is as follows: In light of responses to the Government’s recent consultation on implementing geological disposal, we have reviewed the advice we gave on criteria for screening out areas that, because of their sub-surface characteristics, are probably unsuitable for this form of long-term radioactive waste management. Our conclusions are that the criteria we recommended should stand, that further criteria are unnecessary at this initial stage of site selection, and that we see no need for any fundamental change to the way in which our original recommendations were set out. We are, however, taking the opportunity to make clearer the wording of a few parts of our summary advice. We are also providing a definition of what we mean by “shallow permeable formations”, that is, formations of this kind that occur at less than 500 metres. B.4 The two Chairs also wanted to make clear that it was the full version of their original advice, rather than the summary given in the consultation document, that should be regarded as authoritative. Similarly, members of the public interested in the exclusion criteria should also read the CPG/CRP review document in full. B.5 On the basis of this review, Government is satisfied that the exclusion criteria to be used at this early stage of the site selection process are robust, appropriate and fit for purpose. The CPG/CRP review indicated that some minor changes were necessary to the way in which the recommended criteria were expressed. These points have been incorporated into a revised Table summarising the exclusion criteria recommended by CPG and CRP (as well as some other criteria considered by CPG/ CRP but not, in the event, recommended for use at this stage). The Summary Table B1 of criteria (originally included in the consultation document as Table A1) has therefore been updated and sets out those that will be applied. Page 396 73 Managing Radioactive Waste Safely Table B1: Summary table of initial sub-surface screening criteria To be applied as exclusion criteria? Reasons/explanations and qualifying comments Coal Yes Intrusion risk to depth, only when resource at >100m depth Oil and gas Yes Intrusion risk to depth Oil shales Yes Intrusion risk to depth Industrial minerals (except evaporites) No Low resource value – limiting the potential for economic exploitation at depth Evaporite minerals No Wide distribution – insufficient resource loss and intrusion risk to justify exclusion Metal ores Some ores Intrusion risk only where mined at depth, i.e. >100m Bulk rock resources No Not exploited at depth Disposal of wastes/gas storage Yes Only where already committed or approved at >100m depth Geothermal energy – shallow1 ground source heat No Not exploited at depth Geothermal energy – low grade heat extraction from deep rocks and groundwaters No Not an a priori general exclusion – value for development is currently speculative Aquifers Yes Where all or part of the geological disposal facility host rock is located within the aquifer Shallow1 permeable formations Yes Where all or part of the geological disposal facility host rock would be provided by permeable formations that might reasonably be exploited in the future Deep permeable saline formations No No potential as exploitable groundwater resources Natural resources Groundwater 1. “Shallow”, in this context, means less than 500 metres below the surface. Therefore, “deep” and “at depth” mean more than 500 metres below the surface. 74 Page 397 Annex B: Initial sub-surface screening criteria Table B1: Summary table of initial sub-surface screening criteria (continued) To be applied as exclusion criteria? Reasons/explanations and qualifying comments Formations neighbouring exploitable groundwater No Where the host rock volume provides adequate long-term isolation of the waste Specific complex hydro-geological environments Yes Deep karstic formations and known source rocks for thermal springs Earthquakes & faults No Later assessment of potential impact on sites Uplift and erosion No Influence on geological disposal facility depth and design and later site exclusion in extreme cases Other geohazards No Site specific risk assessment will be required later in the process No Later assessment when detailed site data are available Specific complex geological environments No Need not be excluded at this stage Other geological and hydrogeological characteristics No Only required at in-situ geoscientific investigation stage Geological stability Geotechnical issues Rock stress and engineering issues Other sub-surface criteria Page 398 75 Managing Radioactive Waste Safely Annex C: Community Siting Partnerships: Guidance Introduction C.1 The Government is committed to a partnership approach. This approach is important in two main ways. First, to shape the relationships between national and local bodies. Second, to inform the establishment of a formal Community Siting Partnership of local community interests in those areas where decisions have been taken to participate in the siting process. C.2 Although Government does not wish to be prescriptive about the forms of Community Siting Partnership that are established, the following guidance should be taken into account by interested parties. Mission Statement C.3 A Community Siting Partnership should adopt a formal mission statement, for example: The mission of a Community Siting Partnership is to ensure that: all the questions and concerns of potential Host Communities within its area and its Wider Local Interests about the geological disposal facility siting, construction, operation, closure and post-closure are addressed and resolved as far as reasonably practicable; and that the project contributes to a community’s development and well-being Objectives C.4 A set of objectives should also be identified to help guide the work of the Community Siting Partnership, and enable it to review progress. It is suggested that the objectives might include seeking to develop partner and local community confidence that: t there is a good prospect for developing an acceptable environmental safety case t the potential development is unlikely to lead to significant objections on planning grounds t a Benefits Package will be developed such that the overall balance of benefits and impacts will contribute to the well-being of local communities and their future generations t the question of potential retrievability of wastes has been adequately considered t the Host Community and the Wider Local Interests – have been engaged in the debate. Such objectives will need to be achieved for a successful siting process. 76 Page 399 Annex C: Community Siting Partnerships: Guidance The Role of a Community Siting Partnership C.5 In order to fulfil its mission and objectives, Government envisages that the role of the Partnership will include: t Developing advice and recommendations for Decision Making Bodies t Consideration of, and contribution to the work the implementing organisation and delivery organisation are undertaking to design, construct and operate a facility. t Obtaining specialist advice or commissioning research to inform its advisory role, address community concerns or identify ways of developing community wellbeing t Ensuring that the siting process for a facility within a potential Host Community is effective and focussed on making progress t Provision of public information about the activities, views and recommendations of the Community Siting Partnership t Engagement or consultation with potential Host Communities and Wider Local Interests t Identifying and addressing divergent views within those communities t Liaison and discussion with local bodies with remits related to the mission of the Community Siting Partnership (e.g. Local Strategic Partnerships or Site Stakeholder Groups) t Building the capacity of its membership to enable it to effectively carry out these roles. Participants in a Partnership may wish to adopt additional formulations of their role, as related to the mission of the Partnership. Decision-Making Responsibilities C.6 Although a Community Siting Partnership would be able to take decisions about how it undertakes all elements of its role, it would not have powers to usurp the decision-making responsibilities of other bodies, including the Nuclear Decommissioning Authority (NDA) as implementing organisation, the NDA’s delivery organisation, the regulators, and local and national government. A Partnership is expected to play a crucial part in ensuring that the decisions of those bodies are well-informed and robust, particularly regarding community concerns. C.7 The leadership role and democratic accountability of local government means that it should be responsible for major local decisions within the siting process. It will be the Decision Making Body and will take decisions relating to: t continued participation at key stages, or exercising a Right of Withdrawal t the local acceptability of proposals for Community Benefits Packages t the local acceptability of the sites within an area that are proposed for field surface-based investigations t whether potential retrievability of wastes has been adequately considered Page 400 77 Managing Radioactive Waste Safely In each case, the Decision Making Body would take careful account of advice and recommendations from the Community Siting Partnership. C.8 For participating areas that cross local authority boundaries or have two tier local government, Government will require clarity about which local authorities will take decisions about Partnership recommendations as the siting process progresses. Timescales C.9 It is envisaged that potential partners would begin to work together in the steps leading up to a local Decision to Participate in the siting process. If a Decision to Participate is taken, the formal Community Siting Partnership would then be established. The Partnership must be able to develop, evolve and respond to change over a period of decades to enable it to fulfill its mission and objectives. Membership C.10 Government expects a Community Siting Partnership to be a partnership of local community interests, with members identified and recruited locally to enable its mission to be fulfilled. The NDA’s delivery organisation would be a member of the Partnership but would not be directly involved in decisions by the Partnership on community-related issues. The relevant local authority/ies are likely to have a lead role in setting up the Partnership. Recruitment should be informed by local research to identify all stakeholders that wish to participate. There will be flexibility in the geographic scope and membership of a Partnership to take account of local circumstances. C.11 Government expects the relevant local authority/ies to be effectively represented within the Community Siting Partnership so that its views can be expressed, local political realities are recognised and there are no surprises when proposals are presented for decision. The Role of National Bodies C.12 The NDA’s delivery organisation would not be directly involved in decisions by the Partnership on community-related issues or in finalising Partnership advice to Decision Making Bodies, other than when asked to provide a view or technical input. There will, however, need to be ongoing interaction between the NDA’s delivery organisation and other members of the Partnership, and Government believes this involvement will allow them to be exposed directly to community concerns and allow real-time feedback of information in both directions. It is hoped this will assist in achieving the most efficient and open engagement, allowing unhelpful misunderstandings to be avoided wherever possible. Of course, the NDA’s delivery organisation will remain responsible throughout for ensuring compliance with technical and regulatory requirements. C.13 Although not a member of a Community Siting Partnership, Government could participate in the work of the Partnership as and when required. This might be as an observer, an associate member, or on an ad hoc basis depending on the requirements of a particular stage in the process. Regulatory bodies will also be involved, for example by providing advice to the Partnership, although regulators will need to have a strictly defined role and remit that does not compromise their independence. 78 Page 401 Annex C: Community Siting Partnerships: Guidance C.14 The role of the national bodies could include: t The pro-active provision of timely information and advice, including the presentation of proposals, advice and research findings t Participation in Partnership discussions, working groups and studies t Responding to Partnership requirements for further information and advice t Involvement in wider community engagement and consultation initiatives as organised by the Partnership, hearing community views directly and providing information as required t Assistance with building the capacity of Partnership members to fulfil its mission and objectives Establishing the Community Siting Partnership and Early Steps C.15 UK experience of Local Strategic Partnerships highlights the importance of enabling prospective members of a Partnership to develop a shared vision about its mission, objectives, role and the way they will be delivered. Discussion will need to address organisation and procedures, access to specialist knowledge, external communications and engagement, training and skills, funding and resources, and evaluation of progress. Government expects prospective members of the Partnership to develop recommendations in each of these areas that will form the basis of a formal Partnership Agreement. Government and the NDA’s delivery organisation will need to be able to sign up to the Agreement. C.16 A very early task of a Community Siting Partnership will be to develop a detailed local implementation plan for the Partnership’s work, building on the national implementation framework. This should enable the Partnership to work with the NDA’s delivery organisation to integrate the requirements of the Partnership approach with the technical programme, resulting in a shared understanding of the way forward and a plan that is owned by all key players at national and local levels. Costs and Funding C.17 To achieve its mission and fulfil its roles effectively, a Community Siting Partnership will need adequate funding. Government will make available an agreed level of funding as part of the Engagement Package. C.18 Subject to overall budget approval and audit arrangements agreed with Government, it will be for a Partnership to decide exactly how – in seeking to fulfil its mission – it spends its funding. C.19 Government expects that a local authority member of the Community Siting Partnership will be the budget holder and employing organisation for the Partnership. Therefore the Partnership will be accountable to the local authority for the management of its budget and will be subject to local authority budget management rules as well as the agreed audits. Page 402 79 Managing Radioactive Waste Safely C.20 Based on the role of a Community Siting Partnership, Government anticipates that such funding might cover: t public information t liaison, consultation and engagement t salaries and associated costs of Partnership staff t office costs and overheads t organisational costs of running the Partnership and any Working Groups it might establish t commissioning specialist advice t capacity building of members t reimbursement for out of pocket expenses of Partnership members t process evaluation Agreements C.21 It is envisaged that agreements will be put in place between the members of the Community Siting Partnerships and the Government. These could cover: 80 t A description of the facility being proposed t The mission, aims and objectives of the Partnership t The roles of the parties involved t Requirements for community involvement t Funding arrangements for the Partnership t Who the Partnership is responsible to and how that responsibility is managed t How the Partnership’s work and accounts will be scrutinised t Right of Withdrawal. Page 403 References References 1. Committee on Radioactive Waste Management, “Managing our Radioactive Waste Safely- CoRWM’s Recommendations to Government”, July 2006. CoRWM Document 700. Available at www.corwm.org.uk 2. UK Government and the devolved administrations, “Response to the Report and Recommendations from the Committee on Radioactive Waste Management (CoRWM)”, (PB 12303) October 2006. www.defra.gov.uk/environment/radioactivity/ waste/pdf/corwm-govresponse.pdf 3. The Nuclear Decommissioning Authority, “The NDA Strategy”, March 2006. Further information available by visiting www.nda.gov.uk/strategy/ 4. The Nuclear Decommissioning Authority, “NDA Business Plan 2008-2011”, 1 April 2008. Further information available by visiting www.nda.gov.uk/documents/loader. cfm?url=/commonspot/security/getfile.cfm&pageid=19286 5. Defra, BERR and the Welsh and Northern Ireland devolved administrations, “Managing Radioactive Waste Safely: A Framework for Implementing Geological Disposal”, 25 June 2007. www.defra.gov.uk/corporate/consult/radwaste-framework/ index.htm 6. Defra, BERR and the Welsh and Northern Ireland devolved administrations, “Summary and Analysis of Responses to the Consultation on Managing Radioactive Waste Safely: A Framework for Implementing Geological Disposal”, 10 January 2008. www.defra.gov.uk/corporate/consult/radwaste-framework/index.htm 7. The Scottish Government, “Ministers Decline to Endorse Deep Storage”, 25 June 2007. News release available at www.scotland.gov.uk/News/ Releases/2007/06/25101822 8. Defra, DTI, Scottish Executive, Welsh Assembly Government, Northern Ireland Department of the Environment, “Policy for the Long Term Management of Solid Low Level Radioactive Waste in the United Kingdom”, March 2007. www.defra.gov. uk/environment/radioactivity/waste/pdf/llw-policystatement070326.pdf 9. Welsh Assembly Government Statement published on 18 March 2008 and available on the Welsh Assembly Government website: http://new.wales.gov.uk/publications/ accessinfo/drnewhomepage/environmentdrs2/environmentdrs2008/racdioactivewast edisposalmar08/?lang=en 10. Her Majesty’s Stationery Office, “Review of Radioactive Waste Management Policy: Final Conclusions”, (Cm 2919) July 1995. 11. UK Radioactive Waste Inventory 2007, May 2008. See www.nda.gov.uk/strategy/ waste/geological-disposal.cfm 12 Department for Business, Enterprise and Regulatory Reform, “Meeting the Energy Challenge: A White Paper on Nuclear Power”, January 2008. www.berr.gov.uk/ energy/nuclear-whitepaper/page42765.html 13 The Nuclear Decommissioning Authority, “Uranium and Plutonium: Macro-Economic Study Draft Final Report – Public Version”, June 2007. www.nda.gov.uk/documents/ upload/Uranium-and-Plutonium-Macro-Economic-Study-June-2007.pdf Page 404 81 Managing Radioactive Waste Safely 14. Committee on Radioactive Waste Management, “CoRWM’s Radioactive Waste and Materials Inventory”, July 2005. CoRWM Document 1279. www.corwm.org.uk 15. Department for Environment, Food and Rural Affairs and United Kingdom Nirex Ltd, “The 2004 UK Radioactive Waste Inventory: Main Report”, October 2005. Report DEFRA/RAS/05.002 and Nirex Report N/090. www.nda.gov.uk/documents/upload/ N090-The-2004-UK-Radioactive-Wastes-Inventory-main-report.pdf 16. Department for Business, Enterprise and Regulatory Reform, “The Future of Nuclear Power, The Role of Nuclear Power in a Low Carbon UK Economy”, Consultation Document, URN 07/970, May 2007. www.berr.gov.uk/energy/whitepaper/ consultations/nuclearpower2007/page39554.html 17. The Health and Safety Executive, the Environment Agency, the Scottish Environment Protection Agency and the Office for Civil Nuclear Security, “Guide to Regulatory Processes for Generic Design Assessment of New Nuclear Power Stations”, January 2007. Document available at www.hse.gov.uk/nuclear/reactors/toptier.pdf 18. The Environment Agency, “Process and Information Document for Generic Assessment of Candidate Nuclear Power Plant Designs”, January 2007. Document available at www.hse.gov.uk/newreactors/guidance.htm 19. United Kingdom Nirex Limited, “The Gate Process: Preliminary analysis of radioactive waste implications associated with new build reactors”, Technical Note, February 2007. 20. Nuclear Decommissioning Authority, “National Policies on the Long-term Management of Higher Activity Wastes”, April 2008. See www.nda.gov.uk/strategy/waste/geological-disposal.cfm 21. S. J. King and M. Poole, “Issues associated with the co-disposal of ILW/HLW and HLW/SF in the United Kingdom in WM’02 Conference”, February 24-28 2002, Tucson, AZ. www.wmsym.org/abstracts/2002/Proceedings/49/465.pdf 22. United Kingdom Nirex Limited “Summary Note for CoRWM on Cost Estimates for CoRWM Option 7 (Deep Geological Disposal) and Option 9 (Phased Deep Geological Disposal)”, September 2005. Technical Note 484432. www.nda.gov.uk/documents/ loader.cfm?url=/commonspot/security/getfile.cfm&pageid=11895 23. Department for Business, Enterprise and Regulatory Reform, “The Energy Bill 2008: Consultation on Funded Decommissioning Programme Guidance for New Nuclear Power Stations”, February 2008. www.berr.gov.uk/consultations/page44784.html 24. Defra, BERR and the devolved administrations, “Committee on Radioactive Waste Management Terms of Reference”, October 2007. Document no. 2235. Available at www.corwm.org.uk 25. Nuclear Decommissioning Authority, “NDA Radioactive Waste Management Directorate – Proposed research and development strategy”, May 2008. See www. nda.gov.uk/strategy/waste/geological-disposal.cfm 26. The Commission of the European Communities, “Commission Directive 96/29/ Euratom of 13 May 1996, Laying Down Basic Safety Standards for the Protection of the Health of Workers and the General Public Against the Dangers of Ionising Radiation”, 1996. 27. “Radioactive Substances Act”, 1993 ISBN 0105412937. 82 Page 405 References 28. “Health and Safety at Work etc Act”, 1974 ISBN 0105437743. 29. “The Nuclear Installations Act”, 1965 ISBN 0108502163. 30. The Environment Agency and the Environment and Heritage Service Department of Environment Northern Ireland. “Deep Geological Disposal Facilities on Land for Solid Radioactive Wastes: Guidance on Requirements for Authorisation.” 15 May 2008. www.environment-agency.gov.uk/yourenv/consultations/ 31. The Environment Agency, the Scottish Environment Protection Agency and the Environment and Heritage Service Department of Environment Northern Ireland. “Near-Surface Disposal Facilities on Land for Solid Radioactive Wastes: Guidance on Requirements for Authorisation.” 15 May 2008. www.environment-agency.gov.uk/ yourenv/consultations/ 32. The Environment Agency, Scottish Environment Protection Agency, Department of the Environment for Northern Ireland, “Disposal Facilities on Land for Low and Intermediate Level Radioactive Wastes: Guidance on Requirements for Authorisation”, November 1996. www.environment-agency.gov.uk/business/444304 /945840/1064273/1067644/1738980/?version=1&lang=_e 33. Office for Civil Nuclear Security, “The State of Security in the Civil Nuclear Industry and the Effectiveness of Security Regulation: A Report to the Minister of State for Energy”, April 2006 to March 2007. www.hse.gov.uk/nuclear/ocns/ocns0607.pdf 34. The European Economic Community, “Euratom (European Atomic Energy Community) Treaty”, 1957, Rome. 35. The Commission of the European Communities, “Commission Regulation (Euratom) No. 302/2005 of 8 February 2005 on the Application of Euratom Safeguards”, Official Journal of the European Union, 28 February 2005. http://eur-lex.europa.eu/ LexUriServ/site/en/oj/2005/l_054/l_05420050228en00010070.pdf 36. Various national and international requirements include: – International Atomic Energy Agency (IAEA) TS-R-1 Regulations for the Safe Transport of Radioactive Materials 1996 Edition (Revised) or 1996 Edition (As Amended 2005). – International Maritime Organisation (IMO) International Maritime Dangerous Goods (IMDG) Code (Amdt 32-04). – United Nations Economic Commission for Europe (UNECE) European Agreement concerning the International Carriage of Dangerous Goods by Road (ADR) 2007 Edition. – Intergovernmental Organisation for International Carriage by Rail (OTIF) Convention concerning International Carriage by Rail (COTIF) Appendix B. Uniform Rules concerning the Contract for International Carriage of Goods by Rail (CIM) Annex 1 Regulations concerning the International Carriage of Dangerous Goods by Rail (RID) 2007 Edition. – Council Directive 94/55/EC of 21 November 1994 on the Approximation of the Laws of Member States with regard to the Transport of Dangerous Goods by Road. – Council Directive 96/49/EC of 23 July 1996 on the Approximation of the Laws of Page 406 83 Managing Radioactive Waste Safely Member States with regard to the Transport of Dangerous Goods by Rail – The Carriage of Dangerous Goods and Use of Transportable Pressure Equipment Regulations 2007, SI 2007 No 1573. – For British registered ships and all other ships whilst in United Kingdom territorial waters, The Merchant Shipping (Dangerous Goods and Marine Pollutants) Regulations 1997, SI 1997 No 2367; Merchant Shipping Notice No MSN 1791(M), “The Carriage of Dangerous Goods and Marine Pollutants in Packaged Form – Amendment 32-04 to the International Maritime Dangerous Goods (IMDG) Code”. 37. The International Commission on Radiological Protection, “Radiological Protection Policy for the Disposal of Radioactive Waste”, 1997. ICRP Publication 77. 38. Department for Environment, Food and Rural Affairs, “The Justification of Practices Involving Ionising Radiation Regulations 2004 (SI 2004 No 1769), Guidance on their Application and Administration”, February 2006. Available at www.defra.gov.uk/ environment/radioactivity/government/legislation/pdf/justification-guidance.pdf 39. Department for Communities and Local Government, “Planning for a Sustainable Future: White Paper”, May 2007. www.communities.gov.uk/publications/ planningandbuilding/planningsustainablefuture 40. European Parliament and the Council of the European Union, “Directive 2001/42/EC of the European Parliament and of the Council of 27 June 2001 on the Assessment of the Effects of certain Plans and Programmes on the Environment”, Official Journal of the European Communities, L197, 2001. 41. Office of the Deputy Prime Minister, Scottish Executive, Welsh Assembly Government and Department of Environment in Northern Ireland, “A Practical Guide to the Strategic Environmental Assessment Directive”, 2005. 42. Office of the Deputy Prime Minister, “Sustainability Appraisal of Regional Spatial Strategies and Local Development Documents”, 2005. 43. Council of the European Communities, “Council Directive of 27 June 1985 on the Assessment of the Effects of Certain Public and Private Projects on the Environment (85/337/EEC)”, Official Journal of the European Communities, C175, 1985. 44. European Commission, “Report from the Commission to the European Parliament and the Council On the Application and Effectiveness of the EIA Directive (Directive 85/337/EEC as Amended by Directive 97/11/EC)”, 2003, Brussels. 45. European Parliament and the Council of the European Union, “Directive 2003/35/ EC of the European Parliament and of the Council of 26 May 2003 Providing for Public Participation in Respect of the Drawing up of Certain Plans and Programmes Relating to the Environment and Amending With Regard to Public Participation and Access to Justice Council Directives 85/337/EEC and 96/61/EC”, Official Journal of the European Communities, L156, 2003. 46. Committee on Radioactive Waste Management, “Implementing a Partnership Approach to Radioactive Waste Management: Report to Governments”, April 2007. Document 2146. Available on the CoRWM website at www.corwm.org.uk 84 Page 407 References 47. Nuclear Legacy Advisory Forum, “Developing The Implementation Framework: Proposals For Siting Partnerships”, Briefing Paper 3, January 2007. Available on the NuLeAF website at www.nuleaf.org.uk 48. The Nuclear Decommissioning Authority, “Managing Radioactive Waste Safely: Literature Review of UK Experiences of Partnership”, 2007. See www.nda.gov.uk/strategy/waste/geological-disposal.cfm 49. The Nuclear Decommissioning Authority, “Managing Radioactive Waste Safely: Literature Review of International Experiences of Partnership”, 2007. See www.nda.gov.uk/strategy/waste/geological-disposal.cfm Page 408 85 Managing Radioactive Waste Safely Glossary Activity The number of atoms of a radioactive substance which decay (radioactive decay) by nuclear disintegration each second. The unit of activity is the becquerel. Advanced Gas-cooled Reactor (AGR) The reactor type used in the UK’s second generation nuclear power plants. Alpha activity Alpha activity takes the form of particles (helium nuclei) ejected from a decaying (radioactive) atom. Alpha particles cause ionisations in biological tissue which may lead to damage. The particles have a very short range in air (typically about 5 cm) and alpha particles present in materials that are outside of the body are prevented from doing biological damage by the superficial dead skin cells, but become significant if inhaled or swallowed. Baseline Inventory An estimate of the higher activity radioactive waste and other materials that could, possibly, come to be regarded as wastes that might need to be managed in the future through geological disposal drawn from the UK Radioactive Waste Inventory. Becquerel (Bq) The standard international unit of radioactivity equal to one radioactive decay per second. Becquerels are abbreviated to Bq. Multiples of becquerels commonly used to define radioactive waste activity are: kilobecquerels (kBq) equal to 1 thousand Bq; megabecquerels (MBq) equal to 1 million Bq; gigabecquerels (GBq) equal to 1 thousand million Bq. Beta activity Beta activity takes the form of particles (electrons) emitted during radioactive decay from the nucleus of an atom. Beta particles cause ionisations in biological tissue which may lead to damage. Most beta particles can pass through the skin and penetrate the body, but a few millimetres of light materials, such as aluminium, will generally shield against them. Borehole Disposal The concept of disposing of some forms of radioactive waste in extremely deep boreholes, a number of kilometres down in the Earth’s crust. British Geological Survey (BGS) The BGS provides expert services and impartial advice in all areas of geoscience. Clean-up The decontamination and decommissioning of a nuclear licensed site. 86 Page 409 Glossary Committee on Radioactive Waste Management (CoRWM) CoRWM was set up in 2003 to provide independent advice to Government on the long-term management of the UK’s solid higher activity radioactive waste. In October 2007, CoRWM was reconstituted with revised Terms of Reference and new membership. The Committee will provide independent scrutiny and advice to UK Government and devolved administration Ministers on the long-term radioactive waste management programme, including storage and disposal. Further information available at www.corwm.org.uk Community Siting Partnership (or Partnership) A partnership of local community interests that will work with the NDA’s delivery organisation and with other relevant interested parties to ensure questions and concerns of potential Host Communities and its Wider Local Interests are addressed and resolved as far as reasonably practicable and to advise Decision Making Bodies at each stage of the process. Criteria Proposals Group (CPG) An expert group set up to recommend a set of scientific criteria for the initial subsurface exclusion of areas of the UK unsuitable for the location of a geological disposal facility. Criteria Review Panel (CRP) An expert group established to undertake independent peer review and assessment of the CPG’s proposals to ensure that they are sound and workable. Decommissioning The process whereby a nuclear facility, at the end of its economic life, is taken permanently out of service. The term “site clean-up” is sometimes used to describe the work undertaken to make the site available for other purposes. Decontamination Removal or reduction of radioactive contamination. Department for Business, Enterprise and Regulatory Reform (BERR) previously Department of Trade and Industry (DTI). Department for Environment, Food and Rural Affairs (Defra) Department for Transport (DfT) Department of Communities and Local Government (DCLG) Department of Environment Northern Ireland (DoENI) Devolved administrations Collective term for the Scottish Executive, Welsh Assembly Government and in Northern Ireland, the Department of the Environment. Disposability The degree to which conditioned waste meets the standards for final disposal. Page 410 87 Managing Radioactive Waste Safely Disposal In the context of solid waste, disposal is the emplacement of waste in a suitable facility without intent to retrieve it at a later date; retrieval may be possible but, if intended, the appropriate term is storage. Energy Act 2004 (EA04) An Act of Parliament, EA04 which, inter alia, established the NDA and set out its duties and responsibilities for the decommissioning and clean-up of the UK’s public civil nuclear sites. Environment Agency The environmental regulator for England and Wales. The Agency’s role is the enforcement of specified laws and regulations aimed at protecting the environment, in the context of sustainable development, predominantly by authorising and controlling radioactive discharges and waste disposal to air, water (surface water, groundwater) and land. The Environment Agency also regulates nuclear sites under the Environmental Permitting Regulations and issues consents for non-radioactive discharges. Environmental Impact Assessment (EIA) A legal requirement under EU Directive 85/337/EEC (as amended) for certain types of project, including various categories of radioactive waste management project. It requires information on the environmental impacts of a project proposal to be submitted by the developer and evaluated by the relevant competent authority (the planning authority, HSE or other regulators concerned). Euratom Treaty The legislative basis for the activities of European Union countries in the nuclear energy field. European Commission (EC) The executive body of the European Union. Its primary roles are to propose and implement legislation, and to act as guardian of the treaties which provide the legal basis for the European Union. European Union (EU) The European Union of countries of which the United Kingdom is a member. The EU issues its own legislation which the UK, as a member state, is obliged to follow. Expression of Interest (EoI) The decision point at which local communities register their ‘without commitment’ interest in discussions with Government about potential involvement in the geological disposal facility siting process. Gamma activity An electromagnetic radiation similar in some respects to visible light, but with higher energy. Gamma rays cause ionisations in biological tissue which may lead to damage. Gamma rays are very penetrating and are attenuated only by shields of dense metal or concrete, perhaps some metres thick, depending on their energy. Their emission during radioactive decay is usually accompanied by particle emission (beta or alpha activity). 88 Page 411 Glossary Geological disposal A long term management option involving the emplacement of radioactive waste in an engineered underground geological disposal facility or repository, where the geology (rock structure) provides a barrier against the escape of radioactivity and there is no intention to retrieve the waste once the facility is closed. Half-life The time taken for the activity of a given amount of a radioactive substance to decay to half of its initial value. Each radionuclide has a unique half-life. Health and Safety Executive (HSE) A statutory body whose role is the enforcement of work related health and safety law. HSE is the licensing authority for nuclear installations. The Nuclear Safety Directorate of HSE exercises this delegated authority through the Nuclear Installations Inspectorate (NII) who are responsible for regulating the nuclear, radiological and industrial safety of UK nuclear installations under the Nuclear Installations Act 1965. High Level Waste (HLW) Radioactive wastes in which the temperature may rise significantly as a result of their radioactivity, so this factor has to be taken into account in the design of storage or disposal facilities. Higher activity radioactive waste It includes the following categories of radioactive waste: high level waste, intermediate level waste, a small fraction of low level waste with a concentration of specific radionuclides. Infrastructure Planning Commission (IPC) Intermediate level waste (ILW) Radioactive wastes exceeding the upper activity boundaries for LLW but which do not need heat to be taken into account in the design of storage or disposal facilities. International Atomic Energy Agency (IAEA) International Commission on Radiological Protection (ICRP) An international advisory body founded in 1928 providing recommendations and guidance on radiation protection. ICRP recommendations normally form the basis for EU and UK radiation protection standards. Ionisation When radiation (alpha, beta, and gamma activity) interacts with matter, it can cause atoms and molecules to become unstable (creating ions). This process is called ionisation. Ionisation within biological tissue from radiation is the first stage in radiation leading to possible change or damage within the tissue. Page 412 89 Managing Radioactive Waste Safely Legacy Waste Radioactive waste which already exists or whose arising is committed in future by the operation of an existing nuclear power plant. Low Level Waste (LLW) LLW is defined as “radioactive waste having a radioactive content not exceeding 4 gigabecquerels per tonne (GBq/te) of alpha or 12 GBq/te of beta/gamma activity”. Managing Radioactive Waste Safely (MRWS) A phrase covering the whole process of public consultation, work by CoRWM, and subsequent actions by Government, to identify and implement the option, or combination of options, for the long term management of the UK’s higher activity radioactive waste. Maritime and Coastguard Agency (MCA) Body with responsibility for developing, promoting and enforcing high standards of marine safety within British territorial waters and ports. Ministry of Defence (MoD) New build New build of a nuclear power station. Nirex (UK Nirex Ltd) An organisation previously owned jointly by Defra and the DTI. Its objectives were, in support of Government policy, to develop and advise on safe, environmentally sound and publicly acceptable options for the long-term management of radioactive materials in the United Kingdom. The Government’s response to CoRWM in October 2006 initiated the incorporation of Nirex functions into the NDA, a process which was completed in March 2007. Non-Governmental Organisations (NGOs) In its broadest sense, a non-governmental organisation is one that is not directly part of the structure of Government. Nuclear Decommissioning Authority (NDA) The NDA is the implementing organisation, responsible for planning and delivering the geological disposal facility. The NDA was set up on 1 April 2005, under the Energy Act 2004. It is a non-departmental public body with designated responsibility for managing the liabilities at specific sites. These sites are operated under contract by site licensee companies (initially British Nuclear Group Sellafield Limited, Magnox Electric Limited, Springfields Fuels Limited and UK Atomic Energy Authority). The NDA has a statutory requirement under the Energy Act 2004, to publish and consult on its Strategy and Annual Plans, which have to be agreed by the Secretary of State (currently the Secretary of State for Trade and Industry) and Scottish Ministers. Nuclear Installations Act 1965 (NIA65) UK legislation which provides for the operation and regulation of nuclear installations within the UK. 90 Page 413 Glossary Nuclear Installations Inspectorate (NII) see HSE Nuclear Legacy Advisory Forum (NuLeAF) A special interest group, established by the Local Government Association, to provide a mechanism for identifying a common local government viewpoint on nuclear clean-up issues and to act as an interface with Government and the regulatory bodies as they consult on waste management and clean-up policy and practice. Nuclear Safeguards Measures to verify that States comply with their international obligations not to use nuclear materials (plutonium, uranium and thorium) for nuclear explosives purposes. Global recognition of the need for such verification is reflected in the requirements of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) for the application of safeguards by the International Atomic Energy Agency (IAEA). Also, the Treaty Establishing the European Atomic Energy Community (the Euratom Treaty) includes requirements for the application of safeguards by the European Commission. Nuclear technology Technology that involves the reactions of the nuclei of atoms. It forms the basis for nuclear power plants and supporting research and operations. The world’s first commercial nuclear power station, Calder Hall in Sellafield, England was opened in 1956. Nuclear waste A general term for the radioactive waste produced by those industries involved with nuclear energy and nuclear weapons’ production. Office for Civil Nuclear Security (OCNS) The independent security regulator for the UK civil nuclear industry. Partnership (see Community Siting Partnership) Passive Safety The need to provide and maintain a safety function by minimising the need for active safety systems, monitoring or prompt human intervention. Requires radioactive wastes to be immobilised and packaged in a form that is physically and chemically stable. The package should be stored in a manner that is resistant to degradation and hazards, and which minimises the need for control and safety systems, maintenance, monitoring and human intervention. Planning authorities A general term for those regional planning bodies and local authorities throughout the UK who are responsible for the preparation of planning strategies and for determining applications for construction and operation of waste treatment and disposal facilities that may be sited in their area of responsibility. Plutonium A radioactive element occurring in very small quantities in uranium ores but mainly produced artificially, including for use in nuclear fuel, by neutron bombardment of uranium. Page 414 91 Managing Radioactive Waste Safely Pressurised Water Reactor (PWR) Reactor type using ordinary water under high pressure as coolant and neutron moderator. PWRs are widely used throughout the world for electricity generation. The Sizewell B reactor in Suffolk is of this design. Radioactive decay The process by which radioactive material loses activity, e.g. alpha activity naturally. The rate at which atoms disintegrate is measured in becquerels. Radioactive material Material designated in national law or by a regulatory body as being subject to regulatory control because of its radioactivity. Radioactive Substances Act 1993 (RSA 93) UK legislation which provides for regulation of the disposal of radioactive wastes, including liquid and gaseous discharges to the environment. Radioactive waste Any material contaminated by or incorporating radioactivity above certain thresholds defined in legislation, and for which no further use is envisaged, is known as radioactive waste. Radioactive Waste Management Directorate (RWMD) A new NDA Directorate established to design and build an effective delivery organisation to implement a safe, sustainable, publicly acceptable geological disposal programme. It is envisaged that this directorate will become a wholly owned subsidiary company of the NDA. Ultimately, it will evolve under the NDA into the organisation responsible for the delivery of the geological disposal facility. Ownership of this organisation can then be opened up to competition, in due course, in line with other NDA sites. Radioactivity Atoms undergoing spontaneous random disintegration, usually accompanied by the emission of radiation. Radionuclide A term which refers to a radioactive form of an element, for example, carbon-14 and caesium-137. Repository A permanent disposal facility for radioactive wastes. Reprocessing A physical or chemical separation operation, the purpose of which is to extract uranium or plutonium for re-use from spent nuclear fuel. Right of Withdrawal (RoW) This is an important part of the voluntarism approach intended to contribute to the development and maintenance of community confidence. Up until a late stage, when underground operations and construction are due to begin, if a community wished to withdraw then its involvement in the process would stop. 92 Page 415 Glossary Safety cases A ‘safety case’ is the written documentation demonstrating that risks associated with a site, a plant, part of a plant or a plant modification are as low a reasonably practicable and that the relevant standards have been met. Safety cases for licensable activities at nuclear sites are required as license conditions under the NIA65. Scottish Environment Protection Agency (SEPA) The environmental regulator for Scotland. The Agency’s role is the enforcement of specified laws and regulations aimed at protecting the environment, in the context of sustainable development, predominantly by authorising and controlling radioactive discharges and waste disposal to air, water (surface water, groundwater) and land. SEPA also regulates nuclear sites under the Pollution Prevention and Control Regulations and issues consents for non-radioactive discharges. Scottish Executive (SE) Seismic survey A technique for determining the detailed structure of the rocks underlying a particular area by passing acoustic shock waves into the rock strata and detecting and measuring the reflected signals. Sizewell B A PWR nuclear power plant in Suffolk, operated by British Energy. Spent fuel (Spent nuclear fuel) Used fuel assemblies removed from a nuclear power plant reactor after several years use and treated either as radioactive waste or via reprocessing as a source of further fuel. Stakeholders In the context of this document, people or organisations, having a particular knowledge of, interest in, or be affected by, radioactive waste, examples being the waste producers and owners, waste regulators, non-Governmental organisations and local communities and authorities. Storage The emplacement of waste in a suitable facility with the intent to retrieve it at a later date. Strategic Environmental Assessment (SEA) In this document, SEA refers to the type of environmental assessment legally required by EC Directive 2001/42/EC in the preparation of certain plans and programmes. The authority responsible for the plan or programme must prepare an environmental report on its likely significant effects, consult the public on the report and the plan or programme proposals, take the findings into account, and provide information on the plan or programme as finally adopted. Page 416 93 Managing Radioactive Waste Safely Sustainability Appraisal (SA) A form of assessment used in England, particularly in regional and local planning, covering the social, environmental and economic effects of proposed plans and appraising them in relation to the aims of sustainable development. SAs fully incorporating the requirements of the SEA Directive (2001/42/EC) are mandatory for a range of regional and local planning documents under the Planning and Compulsory Purchase Act 2004. Thorium A naturally occurring, weakly radioactive element and an alternative to uranium as a nuclear fuel. UK Radioactive Waste Inventory (UKRWI) A compilation of data on UK radioactive waste holdings, produced about every three years. The latest version, for a holding date of 1 April 2007, was published in June 2008. It is produced by Defra and the NDA. It is the latest public record of information on the sources, quantities and properties of Low Level Waste (LLW), Intermediate Level Waste (ILW) and High Level Waste (HLW) in the UK. It comprises of a number of reports and additional detailed information on the quantities and properties of radioactive wastes in the UK that existed at 1 April 2007 and those that were projected to arise after that date. Unconditioned Waste Radioactive waste in its initially generated state, prior to its preparation and packaging for longer term storage and/or disposal in a solid and stable form. Uranium A heavy, naturally occurring and weakly radioactive element, commercially extracted from uranium ores. By nuclear fission (the nucleus splitting into two or more nuclei and releasing energy) it is used as a fuel in nuclear reactors to generate heat. Voluntarism An approach in which communities “express an interest” in participating in the process that would ultimately provide the site for a geological disposal facility. Initially a community would be expressing an interest in finding out more about what hosting such a facility would involve. In the latter stages there would be more detailed discussion of plans and potential impacts. Waste Hierarchy A hierarchical approach to minimise the amounts of waste requiring disposal. The hierarchy consists of non-creation where practicable; minimisation of arisings where the creation of waste is unavoidable; recycling and reuse; and, only then, disposal. Waste Management Steering group (WMSG) Welsh Assembly Government (WAG) Printed in the UK for The Stationery Office Limited on behalf of the Controller of Her Majesty’s Stationery Office ID5818553 06/08 94 Page 417 Published by TSO (The Stationery Office) and available from: Online www.tsoshop.co.uk Mail, Telephone Fax & E-Mail TSO PO Box 29, Norwich, NR3 1GN Telephone orders/General enquiries 0870 600 5522 Order through the Parliamentary Hotline Lo-Call 0845 7 023474 Fax orders: 0870 600 5533 E-mail: [email protected] Textphone: 0870 240 3701 TSO Shops 16 Arthur Street, Belfast BT1 4GD 028 9023 8451 Fax 028 9023 5401 71 Lothian Road, Edinburgh EH3 9AZ 0870 606 5566 Fax 0870 606 5588 ISBN 978-0-10-173862-0 The Parliamentary Bookshop 12 Bridge Street, Parliament Square, London SW1A 2JX TSO@Blackwell and other Accredited Agents 9 780101 738620 Designed by Bell Design and Communications Ltd. Page 418 Appendix 4 Page 419 Appendix 4 Page 420 Appendix 4 Page 421 Appendix 4 Page 422 Appendix 4 Page 423 Appendix 4 Page 424 Appendix 4 Page 425 Appendix 4 Page 426 Appendix 4 Page 427 Appendix 4 Page 428 Appendix 4 Page 429 Appendix 4 Page 430 Appendix 4 Page 431 This page is intentionally left blank Page 432 Page 433 Jan 2013 In terms of Options 1, 2 and 3, there are no specific reasons to suggest that participation in the next phase will contravene the Public Sector Equality Duty. The EIA will check each of the four options outlined in the report against the Equality Duty. This consists of: • Prevention of discrimination, harassment and unfair treatment • Advancement of equality of opportunity • Fostering of good relations Section 149 Equality Act 2010 imposes a duty on public authorities to have ‘due regard’ to the need to eliminate unlawful discrimination, harassment and victimisation as well as to advance equality of opportunity and foster good relations between people who share a protected characteristic and those who do not. The protected groups covered by the equality duty are: age, disability, gender reassignment, pregnancy and maternity, race, religion or belief, sex and sexual orientation. Cabinet’s duty is not to achieve the objectives set out in the legislation, but to bring those objectives into consideration when making its decision. To assist it to discharge these duties, Cabinet should consider the Equality Impact Assessment below. To evaluate whether Cabinet’s decision to participate in the next stage of the Managing Radioactive Waste Safety process meets the Public Sector Equality Duty. Environment Waste and Sustainability Paul Feehily Cabinet Decision Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper Summary of findings Legal position Aims of the EIA Purpose of the EIA Directorate Unit/Team Assistant Director Responsible for EIA Service EIA or Proposal Equality Impact Assessment – Managing Radioactive Waste Safely: Decision about Participation in Stage 4 1 Page 434 51% 68% 50% Allerdale Copeland Rest of Cumbria 15% 9% 12% 14% No opinion or D/K Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper 53% All of Cumbria Favour 35% 22% 37% 33% Oppose 16% 45% 45% 14% 20% Net Support Jan 2013 List examples of background information that you think are relevant. relevant If carrying out an assessment of a proposal this section should include the data used to establish whether the proposal has an impact. Type of information Findings Public Consultation IPSOS The results of a fourth and final statistically significant survey by IPSOS/MORI of 3000 households Mori across Cumbria were published in May 2012. The results from this final survey of opinion of West Cumbria households are one of three key Partnership indicators for determining how to advise the decision making councils. Overall net support (the number of “yeses” minus the number of “nos” see below) remains strong though weakened in Allerdale: Phase 1: Gathering information Scope of the EIA: The analysis highlights some potential implications for good relations between parties that are in favour and opposed to proceeding to the next phase and beyond. If options 1-3 are adopted this would need to be taken into consideration. Partnership working with Local Authorities 2 Page 435 The Partnership’s Final Report acknowledges that some uncertainties remain, primarily because they relate to issues that can only be considered in detail at a later date. The Partnership advises then that, should a decision to participate be taken, “…a community siting partnership uses the indicative schedule provided in the Stage 4 and 5 chapter (Chapter 13) to build its work programme and, in doing so, help reduce the range of uncertainties that exist”. Cabinet therefore need to consider whether they are confident that the work to be done in the next Stage will be sufficient to address any on-going uncertainties, and that sufficient evidence of support from the local community or the organisations likely to form a community siting partnership has been demonstrated. If so, then Cabinet could § § § Jan 2013 Cabinet could take a Decision to Participate in stage 4 of the process for identifying a site for a geological disposal facility described in the White Paper in respect of Allerdale and Copeland, having considered and relied upon the contents of the letter to the Leader dated 19 December 2012 from the Parliamentary Under-Secretary of State, including (i) the Government’s express and unequivocal commitment that if the County Council exercises the Right of Withdrawal (as described in the White Paper) the process will not continue in those areas even if Allerdale Borough Council or Copeland Borough Council or the Secretary of State wishes it to; (ii) the statements made by the Government in the Appendices to that letter. § Option 1: Decide to participate in Stage 4 in respect of both Allerdale and Copeland; The Cabinet has the following options: Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper Options for Cabinet Figures may not always total 100% due to rounding 3 Page 436 Cabinet therefore need to consider whether they are confident that the work to be done in the next Stage will be sufficient to address any on-going uncertainties, and that sufficient evidence of support from the local community or the organisations likely to form a community siting partnership has been demonstrated in Copeland. If so, then Cabinet could decide to participate in Copeland only. Cabinet could take a Decision to Participate in stage 4 of the process for identifying a site for a geological disposal facility described in the White Paper in respect of Copeland only, having considered and relied upon the contents of the letter to the Leader dated 19 December 2012 from the Parliamentary Under-Secretary of State, including (i) the Government’s express and unequivocal commitment that if the County Council exercises the Right of Withdrawal (as described in the White Paper) the process will not continue in Copeland even if Copeland Borough Council or the Secretary of State wishes it to; (ii) the statements made by the Government in the Appendices to that letter. Jan 2013 Cabinet therefore need to consider whether they are confident that the work to be done in • Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper Cabinet could take a Decision to Participate in stage 4 of the process for identifying a site for a geological disposal facility described in the White Paper in respect of Allerdale only, having considered and relied upon the contents of the letter to the Leader dated 19 December 2012 from the Parliamentary Under-Secretary of State, including (i) the Government’s express and unequivocal commitment that if the County Council exercises the Right of Withdrawal (as described in the White Paper) the process will not continue in Allerdale even if Allerdale Borough Council or the Secretary of State wishes it to; (ii) the statements made by the Government in the Appendices to that letter. • Option 3: Decide to participate in Allerdale, but not Copeland: • • Option 2: Decide to participate in Copeland, but not Allerdale: decide to participate. 4 Page 437 Cabinet could decide not to participate in Stage 4, particularly if it considered that there was insufficient evidence of support from the local community or the organisations likely to form a community siting partnership. Future consultation would need to be broken down more by gender, age, disability, and socio-economic group to ensure that the Council has a better understanding of the views of the public. Same as option 1 Same as option 1 Same as option 1 Same as option 1 This option would have a neutral impact as it would be the status quo. The community benefits linked to the proposals would cut across all protected characteristics as recognised by the Equality Act. Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper Option 2 Option 3 Option 4 Option 1 All/general: All/general: Any issue that cuts across a number of protected characteristics Issue sue Positive Impact or benefits Negative impact or risks Is Jan 2013 None at this stage, though action would be required at the next stage. Action Required From the evidence above use this section to identify the risks and benefits according to the different characteristics protected by the Equality Act. Phase 2 Impacts • Option Option 4: Decide not to participate; the next Stage will be sufficient to address any on-going uncertainties, and that sufficient evidence of support from the local community or the organisations likely to form a community siting partnership has been demonstrated in Allerdale. If so, then Cabinet could decide to participate in Allerdale only. 5 Page 438 There is a potential in the longer term to address issues relating to gender and labour market through additional funding linked to the community offer. The existing nuclear power industry provides jobs disproportionately to males and the Copeland area has one of the highest pay gaps between average female and male pay in the UK – at this stage this is not a critical issue for gender equality, but it would require exploration in detail at a future stage. Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper Option 1 Negative impact or risks Opponents to the process cite issues around growth of long term health conditions related to the nuclear industry. At this stage this is not a reason not to proceed, but a fuller health impact which is linked to disability and numbers of people likely to contract long terms conditions is required at a future stage. Same as option 1 Same as option 1 Same as option 1 Same as option 1 This option would have a neutral impact on disability as it would be the status quo. A fuller analysis of the community benefits could address benefits to people who are disabled in terms of access to a wider range of employment, investment in more accessible infrastructure. Gender, Transgender, Transgender, Maternity and Marital Status Status Issue Positive Impact or benefits Option 2 Option 3 Option 4 Option 1 Jan 2013 None at this stage, though action would be required at the next stage. Action Required Disability and health and wellbeing: All forms of disability recognised under the Disability Discrimination Act including sensory impairment, mental health, learning disabilities, mobility related conditions, conditions such as heart disease, diabetes, asthma. This also covers any impact on health and well being Issue Positive Impact or benefits Negative impact or risks Action Action Required 6 Page 439 Same as option 1 Same as option 1 Same as option 1 Same as option 1 This option would have a neutral impact on disability as it would be the status quo. At a future stage there may be a rise in If at a future stage migrant labour was migrant labour if there is a lack of skills in required there would need to be work the UK workforce to meet the demands with the rest of the local community to of building a facility ensure good relations. Same as option 1 Same as option 1 Same as option 1 Same as option1 There are no anticipated issues relating to ethnicity resulting from this option. Potential to address long term structural labour market issues for young people – potentially contribute to reduction in outward migration of young people from West Cumbria Same as option 1 Same as option1 Potential issues to consider in future stages about whether generations too young to vote may disagree with decisions made by older generations Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper Option 2 Option 1 Age: Where a person is at risk of unfair treatment because of their age group Issue Positive Impact or benefits Negative impact or risks There are no anticipated issues relating to sexual orientation resulting from any of the options. Sexual Orientation: Orientation: including heterosexual, gay, lesbian and bisexual people Issue Positive Impact or benefits Negative impact or risks Option 2 Option 3 Option 4 Option 1 Jan 2013 Ensure that the sound youth engagement started by the MRWS Partnership is continued throughout the lifetime of the Action Required Action Required None at this stage, though action would be required at a future stage. Ethnicity: All ethnic groups including Asian, Black, East Asian and white minority ethnic groups, including Eastern Europeans and Gypsy and Travellers. Issue Positive Impact or benefits Negative impact or risks Action Required Option 2 Option 3 Option 4 7 Page 440 Same as option 1 Same as option 1 project. This option would option would have a neutral impact on age as it would be the status quo. Same as option 1 for Copeland None Option 3 Option 4 Loss of opportunity to regenerate Copeland while Allerdale benefits from increased community investment. Loss of opportunity to regenerate Allerdale while Copeland benefits from increased community investment. Loss of opportunity to regenerate West Cumbria None at this stage in the process. Dependent on whether this option is chosen Consider implications Consider implications None Opportunity to carry out further work Agreement to participate could lead to Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper Option 1 Jan 2013 Continual dialogue and Community Cohesion: This is where a decision or a change to services may risk creating tensions between community groups in a local area. Issue Positive Impact or benefits Negative impact or risks Action Required Option 2 Potential for the community offer to put in place measures to tackle poverty in West Cumbria Same as option 1 for Allerdale Option 1 SocioSocio-Economic Status: Status: This can include people on low incomes, as well as issues around rural and urban deprivation Issue Positive Positive Impact or benefits Negative impact or risks Action Required There are no anticipated issues relating to faith resulting from any of the options. Religion/belief: all faiths including Christianity, Islam, Judaism, Hinduism, Buddhism, Sikhism and non religious beliefs such as Humanism Issue Positive Impact or benefits Negative impact or risks Action Required Option 3 Option 4 8 Page 441 Dependent on decision Dependent on decision When Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper Documents appended appended to the Equality Impact Assessment: Based on actions raised in the action required box above Area for further Actions proposed Lead officer action Revise EIA if options Develop a detailed Paul Feehily 1-3 are chosen action plan relating to the issues raised as questions for further work in this EIA Address community Incorporate community relations engagement and dialogue into future work if options 1-3 are chosen Phase 3: Action Planning Option 4 Option 3 Option 2 To be agreed Resource implications To be agreed increased community divisions between people who are in favour and against. Potential for community division between Allerdale and neighbouring areas Same as option 1 Potential for community division between Copeland and neighbouring areas This would maintain the status quo, and Potential for some groups in West prevent possible community divisions that Cumbria to believe their views have not could arise if the Council proceeded to been taken forward. the next stage. on the community implications of developing the proposal. Same as option 1 Jan 2013 Ensure that if the decision to proceed goes ahead there is sound processes to address different views Each stage of the project meets S.149 of the Equality Act Outcome Dependent on whether this option is chosen engagement 9 Page 442 Cumbria County Council Equality Impact Assessment: MRWS Cabinet Paper Date completed Lead officer EIA taken through Directorate Equality Group/or Group/or DMT Have staff been involved in developing the EIA? Have community organisations been involved? involved? 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