STX® Directory Spring 2012 - London Stock Exchange Group

Transcription

STX® Directory Spring 2012
INCLUDING THE STOCK EXCHANGE CONTACT LIST
STX Contacts
THE STOCK EXCHANGE SAILING ASSOCIATION
A sailing association which promotes friendly competition between member firms of the
London Stock Exchange - from fixed keel day boats to off-shore yachts, from inter-firm
regattas to inter-exchange events.
True to the tradition of the London Stock Exchange, the social side is
not forgotten.
For further details on forthcoming events and how to apply for membership please visit our
website www.stockexchangesailing.com or contact:
Honorary Secretary: Katherine Clotworthy [email protected]
Commodore:
Tony Dorkins [email protected]
Vice Commodore:
Philip Cook
[email protected]
To book the club yacht “surfeit” please contact:
Chris Evans tel: 020 7739 8200
STX Contacts
Advertising
For further information on advertising in the STX directory or STX online,
contact Tracy Redgrave..........................................31073
Directory Entries
Amendments or additions to Directory Entries
should be [email protected]
STX ..................................................................34470
STD ......................................................01666 841319
Directory Sales
To obtain additional copies of this directory please order online via www.londonstockexchange.com/stx
Faults
STX Helpdesk (UK).................................080 8100 1236
STX Helpdesk (International)............+44 80 8100 1236
New Business Enquiries - Provision and Removals
Tracy Redgrave....................................................31073
[email protected]
£$€
CC
© 2012 The London Stock Exchange plc
The London Stock Exchange,
London EC4M 7LS
Tel: 020 7797 1000
www.londonstockexchange.com
Registered in England and Wales No. 2075721
Sponsored by SunGard
The London Stock Exchange Cricket Club play regularly throughout the summer.
If you are interested in playing against us,
please call either
Derek Walsh - STX 31074, or Michael Johnson - STX 33375
THE ESSENTIAL VOICE NETWORK
Spring 2012
STX Directory compiled by
The Complete Product Company Ltd
www.tcpc.co.uk
ProShare is an independent, not for profit organisation which promotes responsible
share based investment, including employee share ownership, through education
and research.
ProShare’s work is primarily in three areas:
Education: ProShare aims to increase young peoples’ ability to manage their finances and to understand investment and the
economy. It provides a teaching resource, the newly named ProShare Student Investor, free of charge to all UK schools and
colleges and this includes the investment competition, the Portfolio Challenge, where school teams manage a fantasy share
portfolio. It is a leading participant in the debate for personal finance and business understanding to be a compulsory element
of the National Curriculum.
DEPARTMENT
FTSE 100 & 250
SmallCap & Fledgling
AIM & PLUS Quoted
European Equities
US & Canadian Equities
ETFs & ETCs
Investment Trusts
Fixed Income & Gilts
Institutional Sales Traders
Retail Sales Traders
Electronic Trading (Winner)
Trade Support
Settlements & Checking
STX
70422
75414, 75415, 75416
75414, 75415, 75416
75400
75430
76755
75410
75411, 75402, 75429
75417
66666
76772
71111
75418
Employee Share Ownership: ProShare helps companies with employee share schemes or those interested in establishing them.
We provide an extensive range of training courses and our Awards recognize and promote best practice. Recent ProShare research
has studied why companies do or do not adopt employee share ownership schemes and the benefits that their employees feel they
derive from them. Understanding these issues is key to improving the take-up of employee share ownership.
Financial Awareness: is another core aspect of ProShare’s work. Each year we disseminate user-friendly, easy to understand
materials to thousands of people, increasingly through our website. These range from basic advice on how to start investing in
shares to providing the tools for successful company analysis. ProShare’s support for the UK’s Investment Club movement has
helped to introduce thousands of people to shares and we now have over 10,000 clubs registered with us.
Further information on the above can be obtained by telephoning: 020-7220 1730 or contacting www.proshare.org
THE STOCK EXCHANGE CLERKS FUND
Registered Charity No. 286055
The Stock Exchange Clerks Fund is Registered Charity whose aims are to help people, and their
dependents, who have been employed in the Securities Industry and who, for various reasons, may
need some financial help. Obviously the help given is limited by the funds available and to the
person’s own financial situation.
If any Member Firm knows of any ex-employee who may need assistance, or if you wish to make a
donation to the fund, then please contact:Alfred Barnard (Secretary)
The Stock Exchange Clerks Fund
No 1 Earl Street, London, EC2A 2AL
The Atrium Building, Cannon Bridge House, 25 Dowgate Hill, London EC4R 2GA
Tel: (0)20 3100 0000
Fax: (0)20 7623 9482
Web: www.winterood.com
Authorised and Regulated by the Financial Services Authority
Tel: 01708 732458 (Deana Ball) - email: [email protected]
Member Firms
Member Firms
ABBEY STOCKBROKERS LIMITED (601)(PSSL)
Kingfisher House, Radford Way, Billericay, Essex CM12 0GZ
Tel: 01277 315150
Dealing Room..................................................................................................76456, 76457, 76458, 76459, 76460
MATRIX CORPOTATE CAPITAL LLP IS AN INDEPENDENT
BOUTIQUE CORPORATE FINANCE AND ADVISORY BUSINESS
WITH THREE DISTINCT SPECIALIST TEAMS: INVESTMENT FUNDS;
ADM INVESTOR SERVICES INTERNATIONAL LIMITED (245)(ADMI)
Fourth Floor, Millennium Bridge House, 2 Lambeth Hill, London EC4V 3TT
Tel: 020 7716 8300
Fax: 020 7294 0224
Equity Dealing....................................................................................................................................... 75628, 75629
Settlement/Checking................................................................................................................... Tel: 020 7716 8125
ENERGY, RENEWABLES & CLEAN TECH; AND REAL ESTATE
FINANCE.
ALL OF THESE TEAMS ARE FULLY INTEGRATED WITHIN MATRIX
GROUP WHICH PROVIDES A STRONG PLATFORM FOR DELIVERY.
AJ BELL SECURITIES LTD (446) (LASL)
(Formerly Lawshare Ltd), Calverley House, 55 Calverley Road
Tunbridge Wells, Kent, TN1 2TU
Tel: 01892 523345
Dealers: Peter Lockyer, Emma Horseman, Roger Mills...............................................................................76343
Checking & Settlements.............................................................................................................................76740
THEIR SERVICES ARE COMPLEMENTED BY ACCESS TO THE
EXPERTISE AND SERVICES OF MATRIX’S PROPERTY AND ASSET
MANAGEMENT DIVISIONS.
INVESTMENT TRUSTS & VCT TRADING
Chris Lloyd
Paul Nolan
ALEXANDER DAVID SECURITIES LTD (842) (ADSL)
STX 71130 / 1
7th Floor, 45 Moorfields, London EC2Y 9AE.
Tel: 020 7448 9800 - Switchboard
Fax: 020 3432 4453
Trading and Sales..............................................................................................................................................77555
Trading: Maria Shields...................................................................................................................Tel: 020 7448 9805
Institutional Sales/Corporate Broking: Bill Sharp.......................................................................... Tel: 020 7448 9812
Private Client Trading: Trevor Coote, Ed MacLaren, Tess Padmore . ............................................. Tel: 020 7448 9800
CFD Trading: Nick Josh, Daniel Gee............................................................................................... Tel: 020 7448 9800
Corporate Finance: David Scott......................................................................................................Tel: 020 7448 9821
020 3206 7176
020 3206 7177
CHECKING
Andrew Harris
020 3206 7361
ARBUTHNOT SECURITIES LIMITED
(See Westhouse Securities Holdings Ltd)
ARDEN PARTNERS LIMITED (729)(ARDA)(601)(ARDN)
125 Old Broad Street London EC2N 1AR
Tel: 0121 423 8931/8933 - Settlement
Tel: 0121 423 8913 / 020 7614 5972 - Market Making
Tel: 0121 423 8903 / 020 7614 5968 - Sales Trading
Market Making
Simon Forster, James McAuslan, Alan Jones, Mark Braddock............................................................................57385
Sales Trading
David Thomas, James Murdoch..........................................................................................................................57380
Matrix Corporate Capital LLP, One Vine Street, London, W1J 0AH
Authorised and Regulated by the FSA Number 465015.
Member of the London Stock Exchange.
WWW.MATRIXGROUP.CO.UK
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Member Firms
Member Firms
ARNOLD, STANSBY & CO. (019)(ASBY)
Alexandra Buildings, Queen Street, Manchester M2 5JJ
Tel: 0161 832 8554
Fax: 0161 834 7710
Switchboard.......................................................................................................................................................56260
BARCLAYS STOCKBROKERS LTD (895)(BYSL)(113)(BACS)
Tay House, 300 Bath Street, Glasgow G2 4LH
Tel: 0141 352 3000
Switchboard.......................................................................................................................................................54308
Dealers...............................................................................................................................................................54291
ASTAIRE SECURITIES PLC (See Northland Capital Partners Ltd)
AX MARKETS LIMITED (HYSU)(284)
Hythe House, 337 City Road, London EC1V 1LJ
Tel: 020 7713 6688 - Administration, Checking & Settlements
Tel: 020 7713 6622 - Dealers
Fax: 020 7713 8383
International Equities, CFDs, FX, Derivatives, Managed Accounts - Johnny M Mehta........................................70408
CFDs, UK Equities - Balbir Judge, Sanjay Ranchhoddas......................................................................................70408
GDRs, Convertibles,Fixed Income - Jeff G Platt..................................................................................................70408
Structured Products, Funds, India/Asia P-notes & EMTN’s - Johnny M Mehta...................................................70408
Operations - Helen Henderson, Steven Hurren..................................................................................................70408
M. D. BARNARD & CO. LTD (070)(BARN)
17 - 21 New Century Road, Laindon, Basildon SS15 6AG
Tel: 01268 493 333
Fax: 01268 546 300
..........................................................................................................................................................................75408
also at:
150 Minories, London EC3N 1LS
Tel: 020 7816 0606
Tel: 020 7264 2122
Fax: 020 7264 2123
Graham Rule, Paul Norris............................................................................................................................... 76425/6
BGC BROKERS L.P. (292)(BGCI)(BGCB)
One Churchill Place, Canary Wharf, London E14 5RD
Tel: 020 7894 7030
Fax: 020 7894 7225
Settlements.......................................................................................................................................................75877
BARRATT & COOKE (037)(BACO)
5 Opie Street, Norwich, Norfolk NR1 3DW
Tel: 01603 624 236
Dealers.................................................................................................................................................. 78197, 78487
BARCLAYS CAPITAL (034)(BPLC)(BSBL)(598)(BARC)(198)(BARS)
5 The North Colonnade, Canary Wharf, London E14 4BB
Tel: 020 7773 9040 - Direct Line for Traders
Tel: 020 7773 8500 - Direct Line for Equity Traders
Tel: 020 7773 6716 - Settlements
(Caroline Grant) Gilts, EuroSterling, Loan Stocks, Index Linked
PIBs, Preference Shares.................................................................................................................. 67631-5, 67950-9
Convertibles (Non Domestic).............................................................................................................................67700
EQUITIES. UK MID CAP TRADING (598)
Consumers, Builders and TMTs: Andy Moon......................................................................................................68220
Industrials, Support Services, Utilities: John Celaschi.........................................................................................68220
Financials, Properties and Oils: Mark Wright.....................................................................................................68220
ETF’s: JC Mas, Guy Thomas.................................................................................................................. 0203 134 8047
Algorithmic: Byron Griffin, Olga Kolesnik, Alastair Richardson..........................................................................67767
Fixed Income and Credit Sales............................................................................................................ 020 7773 9088
Structured Products............................................................................................................................ 020 7773 9909
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www.londonstockexchange.com/stx
BELL LAWRIE WHITE INSTITUTIONAL SALES
(See Brewin Dolphin Investment Banking)
BLANKSTONE SINGTON LIMITED (067)(BLAN)
10th Floor, Walker House, Exchange Flags, Liverpool L2 3YL
Tel: 0151 236 8200
Dealers Only.......................................................................................................................................... 55218, 55273
BLOXHAM (075)(BLOX)
2/3 Exchange Place, International Financial Services Centre, Dublin 1
Tel: 00 3531 6119 200
Dealers...............................................................................................................................................................58271
9
Member Firms
Member Firms
BLUEFIN EUROPE LLP (246) (BLUE)
52 Upper street, London N1 OQE
Tel: 020 7509 7059 - ETF Market Making
Tel: 020 7509 7036 - Options Trading
ETF Equity Market Making: Mark Miller, Jonte Baron................................................................................71777
ETF Commodity Market Making: Lee Williams..........................................................................................71777
Equity Options Trading: David Little, Michael Paterson............................................................................71777
BROOKS MACDONALD ASSET MANAGEMENT LIMITED (004) (BMAA)
111-113 Park Street, London W1K 7JL
Tel: 020 7499 6424
Market Checking/Settlements - tel: 020 7659 3479
Dan Browning, John Kennedy
Lee French..................................................................................................................................................STX 77400
James Hamilton..........................................................................................................................................STX 77401
Chris Wolff..................................................................................................................................................STX 77402
BLUE OAK CAPITAL LIMITED
(See North Square Blue Oak Limited)
BRYAN GARNIER & COMPANY LIMITED (104)(BYGA)(BYGR)
2nd Floor, 14-16 Dowgate Hill, London EC4R 2SU
Tel: 020 7332 4930
Pan European Trading
Martin Hewitt....................................................................................................................................................70688
BMO CAPITAL MARKETS LTD (095)(BMCM)
95 Queen Victoria Street, London EC4V 4HG
Tel: 020 7246 5405
Pan European/Asian Sales Trading: Kelly Carter................................................................................................72406
North American Sales Trading: Ryan Jackson, Julien Mazurek & Andy Bastick..................................................75272
Market Marking/Trading: Olly Dudman, Phil Monk...........................................................................................72405
Settlements................................................................................................................................. Tel: 020 7664 8031
Checking...................................................................................................................................... Tel: 020 7664 8235
BTIG LIMITED (171) (BTIG)
2nd Floor, Princes Court, 7 Princes Street, London EC2R 8AQ
Tel: 020 7663 1700
Fax: 020 7663 1749
Event Driven Trading: 020 7663 1730
Equities Trading: 020 7663 1717
Equity Sales: 020 7663 1718
Outsource Trading: 020 7663 1713
Settlements: 020 7663 1740
STX.....................................................................................................................................................................70440
BNP PARIBAS PRIVATE INVESTMENT MANAGEMENT LTD
(see Williams de Broe Private Investment Management Ltd)
JAMES BREARLEY & SONS LTD (091)(BREJ)
Walpole House, Unit 2, Burton Road, Blackpool FY4 4WX
Tel: 0870 608 8870...........................................................................................................................................55276
Tel: 01253 831 200................................................................ Dealing Desk - Chris Gawne, Dan Salisbury, Phil Hulme
BREWIN DOLPHIN LIMITED (092)(BREW)
12 Smithfield Street, London, EC1A 9BD
Tel: 0845 213 1000 (UK only)
Fax: 0845 213 1001 (UK only)
Fax: 0203 201 3001
Switchboard........................................................................................................................................ 72393 (5 lines)
Dealing Desk......................................................................................................................................... 72216, 72217
....................................................................................................................................72218, 73081, 73082, 75267
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Member Firms
Member Firms
CLSA (UK) (422)(CLSA)
12th Floor, Moor House, 120 London Wall, London EC2Y 5ET
Tel: 020 7614 7260 - Sales Traders
Fax: 020 7614 7071
CLSA (UK)...........................................................................................................................................................74822
EUROPEAN EQUITY SALES TRADING:
William Emus, Steven Downham, Brett Stone, Ruth Reed, Connie Barwick......................................... 76311, 76312
Mid Cap / Smaller Companies Trading:
Grant Miller, Steve Lawday................................................................................................................... 78903, 75877
CARDALE ASSET MANAGEMENT LIMITED (374)(CDSB)
2 Greengate, Cardale Park, Harrogate, North Yorkshire HG3 1GY
Tel: 01423 534100
..........................................................................................................................................................................79777
CANACCORD GENUITY LIMITED (805) (CANA)
88 Wood Street, London EC2V 7QR
Tel: 020 7778 8850 Dealing Room
Tel: 020 7778 8181 Settlements
Tel: 020 7778 8181 Corporate Broking
FTSE/European/North America
Mark Haynes, Chris Gilbert.................................................................................................................................77744
PAN EURO EQUITIES TRADING
Rob Bowman, Neil Sheridan, Bob Holt, Laurence Tredget.................................................................................66122
CAVE & SONS LTD (601)(CAVE)
Lockgates House, Rushmills, Bedford Road, Northampton NN4 7YB
Tel: 01604 621 421
..........................................................................................................................................................................57289
CAZENOVE
(See J.P. Morgan Securities)
CENKOS SECURITIES (678)(CNKS)(601)(CNKB)
6-8 Tokenhouse Yard, London EC2R 7AS
Tel: 020 7397 8900 - Main
Fax: 020 7397 8901
PAN EURO EQUITIES SALES TRADING (805) (CANA)
Jonathan Geering, Sam Bathia, Peter Maynard, Phil Taylor, Julian Playford,
Stephen O’Brien......................................................................................................................... 66100,76437,76438
UK Equity Market Makers (805) (CANA)
Miles Stuart-William, Andrew Ferguson, Richard Clark, Stephen Hendrie, Shane Watters ...................70805,69100
Glenn Woollard, Nick Pennington, Tony Carter, Gavin Cutler, Mark Rands........................................... 77711, 77722
UK Equity Market Makers (805) (CANA) (Edinburgh Office)
Stephen Hendrie................................................................................................................................................78000
STERLING BONDS, AND GILTS
Richard Boast.....................................................................................................................................................63303
PREFERENCE SHARES, PIBS & LLOYDS ECNS
Rik Edwards, Chris Burgoyne......................................................................................................................... 67925/6
INVESTMENT TRUSTS
Market making: Wayne Friary, David Wharton, Ricky Mirams...........................................................................69123
Sales: Gavin Tooke, Dominic Waters, Neil Brierley, William Barnett..................................................................69124
EQUITY DERIVATIVES
Brad Dunstan.....................................................................................................................................................66102
Settlements.......................................................................................................................................................72230
EQUITY TRADING & SALES TRADING
Mark Gibbons, Stuart Allen................................................................................................................................70676
Justin Townsend, John Sharp.............................................................................................................................70677
EQUITY MARKET MAKING
Andy Baker, James Foster, Lee Hibberd, Will Hudson, Ben Carroll.....................................................................70678
INVESTMENT COMPANIES MARKET MAKING
Michael Janes, Craig Nichols..............................................................................................................................60674
INVESTMENT COMPANIES SALES
Charlie Ricketts, Juzzie Haire, Phil Higgs, Chris Lunn, Tom Scrivens...................................................................60675
also at:
Cenkos Channel Islands Limited (876)(CCIL)
PO Box 222, Level 5, The Market Buildings, Fountain Street, St Peter Port, Guernsey GY1 4JG
Tel: 01481 729100
Fax: 01481 729700
Chris Brock, Dale Acton, Jake Le Marchant
PO Box 419, 13 Broad Street, St Helier, Jersey JE4 5QH
Tel: 01534 722051
Fax: 01534 722052
John Bacon
CANTOR FITZGERALD EUROPE (635)(CFEP)(663)(CFER)
17 Crosswall, London EC3N 2LB
Tel: 020 7894 7355 / 7571 - Sales / Trading
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Member Firms
Member Firms
CHARLES STANLEY & CO. LTD (698)(STAN)
25 Luke Street, London EC2A 4AR
Tel: 020 7739 8200
Fax: 020 7739 7798
Switchboard.......................................................................................................................................... 73535, 72583
CHARLES STANLEY & CO. LTD
2nd Floor, Sunlight House, Quay Street, Manchester
M3 3JZ
Tel: 016 1828 0200
Fax: 016 1828 0201/2/3
Dealing Desk: Dave Cummings, Jon Goldstone,
Peter Grogan, Steve Knowles, Don Godwin, Chris Fleet, Richard Beech ...................... 56302, 56303, 56304, 56305
CHECKING
Tel: 020 7149 6210
Fax: 020 7739 7798
Colin Row, Gary Bowey, Stephen French, David Cook, Graham Robinson..........................................................73535
CHARLES STANLEY SECURITIES
131 Finsbury Pavement, London EC2A 1NT
Tel: 015 6477 7201
Tel: 020 7149 6000
Fax: 020 7149 6755
Marc Downes, Chris Rylands, Paul Norman,
Paul Brotherhood...............................................................................................................................................72581
DEALING ROOM
Tel: 020 7667 2266
Fax: 020 7953 2811
Phil Nathan
SETS DESK: Simon Tarrel, John Surridge, Steve Wilkinson (Noddy),
INVESTMENT TRUST DESK: Denis Lefort, Edward Dickson, Steve Northfield, Richard Bradwell,
James Francis...................................................................................................................................... 79375 (8 lines)
CHEVIOT ASSET MANAGEMENT (077)(CHEV)
90 Long Acre, London WC2E 9RA
Tel: 020 7438 5708/5709 - Checking
Fax: 020 7845 6155
Dealing - Peter Writer, Andy Barham, Paul Davison, Andy Stevens, Paul Harness
..........................................................................................................................................................................77077
CFD & SPREAD BETTING DESK
Tel: 020 7667 2277
Fax: 020 7953 2811
Neil King, Paul Williams...................................................................................................................... 79375 (2 lines)
INTERNATIONAL DESK
Tel: 020 7959 9676
Fax: 020 7953 2811
Jim Mitchell, Adam Cook, Richard Earthrowl (Titch)........................................................................... 75141 (2 lines)
DERIVATIVES DESK
Tel: 020 7667 2288
Fax: 020 7953 2811
Nigel Bunce, Colin Bramble, Manish Chudasama, Pat Whelan........................................................... 72388 (2 lines)
EXECUTION ONLY DESK
Tel: 020 7739 5151
Fax: 020 7953 2811
Richard Lock, Peter Thomas, Jack Nichols........................................................................................... 79375 (8 lines)
UNIT TRUST DESK
Tel: 020 7739 5151
Fax: 020 7953 2811
Hannah Witkowski, Leigh Jones, Abbie Davy...................................................................................... 79375 (8 lines)
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Member Firms
Member Firms
CITIGROUP GLOBAL MARKETS UK EQUITY LIMITED (636) (CITI)
Citigroup Centre, 33 Canada Square, Canary Wharf, London E14 5LB
Tel: 020 7986 4000
COLLINS STEWART WEALTH MANAGEMENT (614)(CSCI)
Collins Stewart House, PO Box 45, The Grange, St Peter Port, Guernsey, GY1 2QA
Tel: 01481 726511
Dealers: Philip Le Pelley, Steve Le Marchant, Matt Atkinson, David Chapman, Jeremy Stubbs............. 70404, 70411
UK & EUROPEAN EQUITIES
Oils, Utilities and Support Services.....................................................................................................................79838
Pharmaceuticals................................................................................................................................................79838
Consumers.........................................................................................................................................................79843
Transport...........................................................................................................................................................79841
Financials...........................................................................................................................................................79821
Builders / Mining / Properties............................................................................................................................79192
Telcos / Media / Techs........................................................................................................................................79848
38 The Esplanade, PO Box 3, St Helier, Jersey JE4 0XQ
Tel: 01534 280068
Dealers: Ben Bavin, Harry Vernon, Michael Ross-Osborne, Justin Jouan, Richard Mason, Zoe Smart,
Ross Garrard, Mark Clubb ..................................................................................................................... 70415, 70416
Anglo International House, Bank Hill, Douglas, Isle of Man IM1 4LN
Tel: 01624 619000
Dealers: Graham Neale, Chris Wilson, Steve Sharples........................................................................................55299
UK & EUROPEAN MID CAP
Engineers / Support Services / Irish - John Celaschi.............................................................................. 79826, 79836
Builders / Consumers - Chris Farrand.................................................................................................... 79826, 79836
Financials / Properties / Transports - Mark Wright............................................................................... 79826, 79836
TMTs / Chemicals / Mining / Energy - Ben Davy.................................................................................... 79826, 79836
European MidCaps................................................................................................................................ 79841, 79842
COMMERZBANK (30X71) (KLWT)
30 Gresham Street, London EC2P 2XY
Tel: 020 7623 8000
CFDs...................................................................................................................................................................62081
International Program Trading..........................................................................................................................79850
UK Sales Traders.................................................................................................................................................77277
European Sales Traders......................................................................................................................................76623
Agency Trading..................................................................................................................................................79830
CITI QUILTER
(See Quilter & Co Ltd)
CODE SECURITIES LIMITED
(See Nomura Code Securities Limited)
COLLINS STEWART EUROPE
(See Canaccord Genuity Limited)
88 Wood Street, London,
EC2V 7QR
Tel: 020 7523 4564
Dealers: Matthew Ellis, Asim Bajwa, Allan Thomas, Vince Ferguson..................................................................66138
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Member Firms
Member Firms
CREDIT AGRICOLE CHEUVREUX (175)(INCH)
CREDIT AGRICOLE CHEUVREUX INT’L LTD (124) (CHGB)
12th Floor, Moor House, 120 London Wall, London EC2Y 5ET
Tel: 020 7621 5100
Fax: 020 7621 5101
Switchboard.......................................................................................................................................................76170
Pharmaceuticals/Chemicals...............................................................................................................................67149
Tech...................................................................................................................................................................67148
Telecom/Media..................................................................................................................................................67124
Pan European/UK Small Cap..............................................................................................................................67056
Emerging Europe...............................................................................................................................................60427
Middle East........................................................................................................................................................60428
EUROPEAN SALES TRADING
Pan European.....................................................................................................................................................76173
Pan European Execution Desk............................................................................................................................60426
UK Equity Sales Traders......................................................................................................................................67007
European Equity Sales Traders...........................................................................................................................60414
COUNTRY SALES TRADING
EMEA..................................................................................................................................................................76177
Germany............................................................................................................................................................76172
Nordic................................................................................................................................................................76185
Swiss..................................................................................................................................................................76178
UK......................................................................................................................................................................76176
UK MARKET MAKING
Convertibles.......................................................................................................................................................60418
CREDO CAPITAL PLC (957)(CRED)
83 Pall Mall, London SW17 5ES
Tel: 020 7968 8300
Fax: 020 7968 8301
Settlements: 0207 968 8422/8423
Gary Harvey, Rupert Silver, Nelius Kriel, Lee Hales.............................................................................................75111
PAN EURO SECTOR TRADING
Financials...........................................................................................................................................................76180
TMT....................................................................................................................................................................76180
Energy................................................................................................................................................................76181
Utilities..............................................................................................................................................................76181
Pharmaceuticals................................................................................................................................................76181
Consumer...........................................................................................................................................................76182
Industrials..........................................................................................................................................................76183
Small Mid Caps..................................................................................................................................................76175
CROOKALL (RAMSEY) & CO. LTD (173)(CROK)
Securities House, 38-42 Athol Street, Douglas, Isle of Man IM1 1QH
Tel: 01624 673 171- Office
Tel: 01624 623 884 - Dealers
Fax: 01624 677 258
........................................................................................................................................................... 55297 (2 lines)
AES
Program Trading................................................................................................................................................77124
DMA...................................................................................................................................................................76174
Algo Trading......................................................................................................................................................76179
CREDIT SUISSE SECURITIES (EUROPE) LTD (249)(CSFB)
(CREST ID: 249)
1 Cabot Square, London E14 4QJ
Tel: 020 7888 8888
Switchboard.......................................................................................................................................................60433
DANIEL STEWART & CO PLC (409)(DANS)
Becket House, 36 Old Jewry, London EC2R 8DD
Tel: 020 7776 6939 - Private Clients
Tel: 020 7776 6577 - Corporate Finance
Tel: 020 7776 6557 - CFD Trading
Fax: 020 7796 4648
Trading: Michael Shea & Sales Trading: Geoff Oakley........................................................................... 70501, 70502
Global Online CFD trading service......................................................................... www.danielstewartonline.co.uk
PAN EUROPEAN MARKET MAKERS
SETS
Financials...........................................................................................................................................................67431
Capital Goods.....................................................................................................................................................67047
Consumer Goods................................................................................................................................................67000
Oils/Utilities ......................................................................................................................................................67911
J & E DAVY (189)(DAVY)(989)(DAVJ)
49 Dawson Street, Dublin 2
Tel: 00 3531 679 7788
Switchboard.......................................................................................................................................................58264
Equity Dealers....................................................................................................................................... 58261, 58263
Gilt Dealers........................................................................................................................................................58263
SETTLEMENTS.....................................................................................................................................................76171
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Member Firms
Member Firms
DEUTSCHE BANK A G (201)(DEUT)
Winchester House, 1 Great Winchester Street, London EC2N 2DB
Tel: 020 754 54104 - EUROBONDS / Retail Sales
Convertibles.......................................................................................................................................................66710
Derivatives.........................................................................................................................................................66712
Gilt Trading........................................................................................................................................................76226
Retail Desk - Eurobonds Fixed Income...............................................................................................................76227
Korea.................................................................................................................................................................66702
Taiwan...............................................................................................................................................................66703
General..............................................................................................................................................................66704
PAN EURO TRADING
SETS General Line..............................................................................................................................................66789
Pan Euro TMT.....................................................................................................................................................66789
Pan Euro Oils......................................................................................................................................................66789
Pan Euro Fig.......................................................................................................................................................66789
Pan Euro Pharmaceuticals . ...............................................................................................................................66789
Pan Euro Consumers..........................................................................................................................................66789
Cyclical...............................................................................................................................................................66789
Market Making
Sales Trading
Sales
Investment Funds
Research
Corporate Finance
Settlements
Switchboard
020
020
020
020
020
020
020
020
3205
3205
3205
3205
3205
3205
3205
3205
EUROPEAN COUNTRY TRADING
France................................................................................................................................................................75489
Benelux..............................................................................................................................................................75489
Scandinavia........................................................................................................................................................75489
Iberia.................................................................................................................................................................75489
Rest of Europe....................................................................................................................................................75489
Italy....................................................................................................................................................................75489
NON FTSE
UK Mid and Small Cap........................................................................................................................................66786
EMERGING MARKETS
Eastern Europe...................................................................................................................................................66711
Middle East - Egypt/Israel..................................................................................................................................66711
Mediterranean - Turkey/Greece.........................................................................................................................66711
Pan European Sales Trading...............................................................................................................................66711
South African Equities Trading...........................................................................................................................66711
7505 STX 76046
7504 STX 75046
7503
7528
7643
7500
7516
7500
DEUTSCHE BANK PRIVATE WEALTH MANAGEMENT (097)(TILN)
Royal Liver Building, Pier Head, Liverpool L3 1NY
Tel: 0151 255 3000
Switchboard.......................................................................................................................................55231/2, 55275
Liverpool Dealers...............................................................................................................55281/6, 55236/7, 55295
also at:
Winchester House, 1 Great Winchester Street, London EC2N 2DB
Tel: 0207 545 8000
20
21
Member Firms
Member Firms
DEXION CAPITAL PLC (229) DEXC)
1 Tudor Street, London EC4Y 0AH
Tel: 020 7832 0900
General Dealing: 020 7832 0999
Market Making: Richard Crawford, Roy Martin, Justin York.......................................................... 79411/79412
Trade Support: Tim Diggines.....................................................................................................................79420
ETX CAPITAL (127) (MONE)
Beaufort House, 15 St Botolph Street, London EC3A 7DT
Tel: 020 7392 1444
Fax: 020 7392 1416
UK and European Execution/CFDs: Joe Rundle, Simon Clark, Richard Appleton,
Jackie Alexander, Joe Russo, Richard Nathan, Matthew Brown................................. 72401 (6 lines), 020 7392 1477
Trade Management:............................................................................................................................020 7392 1465
DOLMEN STOCKBROKERS (114)(829)(B&BE)(DSLD)(DSTS)(DLMS)
75 St Stephens Green, Dublin 2
Tel: 00 3531 633 3800
Fax: 00 3531 633 3856
Dealers...............................................................................................................................................................58251
............................................................................................................................................................. 58250, 58252
EXECUTION NOBLE LTD (879 ESIB)(879 BESI)
10 Paternoster Square, London, EC4M 7AL
Tel: +44 20 7456 9191
Fax: +44 20 7375 2007
MARKET MAKING (879) (ESIB):
STX Lines..........................................................................................................................70040, 70041, 70042
Simon McEvoy (Trading).......................................................................................................+44 20 7456 1651
James Quinn (Trading)..........................................................................................................+44 20 7456 1170
Operations & Settlement team.............................................................................................+44 20 7456 9140
AGENCY (879) (BESI):
STX Lines - Sales Trading.................................................................................................79123, 79335, 79336
Operations & Settlement team..................................................................................................... +44 20 7456 9140
DOWGATE CAPITAL STOCKBROKERS LIMITED (586)(ELIS)(601)(PSSL)
Talisman House, Jubilee Walk, Three Bridges, Crawley, West Sussex RH10 1LQ
Tel: 01293 517 744
Fax: 01293 521 093
Dealers................................................................................................................................................ 73337 (3 lines)
EDEN FINANCIAL LIMITED (174)(601)(EDEN) (184) (601)(EGRP)
Moorgate Hall, 155 Moorgate, London, EC2M 6XB
Tel: 020 7509 7447 / 020 7138 1866 / 020 7509 7404 – Checking and Settlements
Fax: 020 7509 7010
Dealers.................................................................................................................................................. 76913, 76914
FAIRFAX I.S. PLC (325)(FFAX) Crest ID (GBMAY)
46 Berkeley Square, London W1J 5AT
Tel: 020 7460 4360 - Dealing
Tel: 020 7460 4388 or 020 7460 4350 - Settlements
Fax: 020 7460 4369
Investment Trusts................................................................................................................................. 75240, 75241
Trading: Craig Lynch
Sales: Paul Harrington
Small Caps & Resources
Market Making: Richard McCulloch . .................................................................................................................75242
Sales Trading: Suzi Skinner................................................................................................................................75242
FIMAT INTERNATIONAL BANQUE S.A.
(See Newedge Group)
EFG HARRIS ALLDAY (052)(EFGB)
33 Great Charles Street, Birmingham B3 3JN
Tel: 0121 233 1222
Switchboard.......................................................................................................................................................57259
Institutional Sales - Patrick Austen....................................................................................................................57322
Private Client Dealers:
Ian Eaton............................................................................................................................................................57251
Scott Yarnell......................................................................................................................................................57252
Nick Donnelly.....................................................................................................................................................57232
Edward Medina..................................................................................................................................................57349
FINNCAP LIMITED (098)(JMFC)
60, New Broad Street, London EC2M 1JJ
Tel: 020 7600 1658
Mick McNamara, Mike Nally, Jeremy Smith, Ben Tonnison, Daniel Smith.........................................................73240
ELLIS STOCKBROKERS LIMITED
(See Dowgate Capital Stockbrokers Limited)
22
23
Member Firms
Member Firms
J. M. FINN & CO. (252)(FINN)
4 Coleman Street, London EC2R 5TA
Tel: 020 7600 1660
Dealers: Simon Buckingham, Carl Billings, Debbie Connor, Peter Reason, Richard Symes.................................74601
FXCM SECURITIES LTD (558)(OPDT)
8th Floor, The Northern and Shell Building, 10 Lower Thames Street, London EC3R 6AD
Fax: 020 7903 6222
FIRST EQUITY LTD (JAIM)(842) (LCSB)(877)
Salisbury House, London Wall, London EC2M 5QQ
Tel: 020 7374 2212
Fax: 020 7374 2336
Dealers...............................................................................................................................................................74444
Tel: 020 7903 6150 - Dealers
Tel: 020 7903 6350 - myBroker
Tel: 020 7903 6320 - CFD Desk
FISKE PLC (256)(FISK)
Salisbury House, London Wall
London EC2M 5QS
Tel: 020 7448 4700
Switchboard..............................................................................................................................73360, 77395, 77761
Dealers: Alan Meech, Phillip Heather, Richard Gray..................................................................77741, 77742, 73394
Institutional Sales Trading: John Shiers ...................................................................................77741, 77742, 73394
GFI SECURITIES LIMITED (732)(GFIS)
Phase ll Broadgate West, 1 Snowden Street, London EC2A 2DQ
CSC Cash Equities: David Quinn
CSC Fixed Income: Iain Baillie
Dealers...............................................................................................................................................................76693
Tel: 020 7877 8131- Direct
Fax: 020 7877 8064
Settlements
Tel: 020 7422 1176
Fax: 020 7422 1134
Equity Dealers....................................................................................................................................................76627
Options and Futures Trading..............................................................................................................................76628
FOX-DAVIES CAPITAL LTD (680)(FOXY)(FOXD)
1 Tudor Street, London EC4Y 0AH
Tel: 020 3463 5092 - Market Making
Tel: 020 3463 5058 - Sales Trading
Tel: 020 3463 5088 - Checking/Settlements
UK Equity Market Making (FOXY) : Russell Jackson, Steve King and Chris Hart..................................................77766
Sales Trading (FOXD): Steve Asfour....................................................................................................................77767
Bloomberg: Russell Jackson, Steve King, Alan Paterson, and Steve Asfour
GARBAN EQUITIES
(See ICAP Securities Limited)
GERRARD LIMITED (312)(GERD)
Tay House, 300 Bath Street, Glasgow G2 4LH
Tel: 0141 352 3000
Switchboard.......................................................................................................................................................54308
Dealers...............................................................................................................................................................54291
FYSHE HORTON FINNEY LTD (846)(FHFL)
Charles House, 148/9 Great Charles Street, Birmingham B3 3HT
Tel: 0121 236 3111
Dealers...............................................................................................................................................................57253
Brokers...............................................................................................................................................................57261
also at:
28 Park Square West, Leeds LS1 2PQ
Tel: 0113 244 3911
Dealing Desk - Emma Beanland.........................................................................................................................56700
Dealing Desk - Mike Ramsden...............................................................................................................56701/56702
also at:
5 St John’s Lane, London EC1M 4BH
Tel: 020 7549 2888
Dealers, Institutional..........................................................................................................................................74748
24
GHC CAPITAL MARKETS LIMITED (872)(GHCL)
22-30 Horsefair Street, Leicester LE1 5BD
Tel: 0116 204 5500
Fax: 0116 254 3621
..........................................................................................................................................................................57307
GMP SECURITIES EUROPE LLP (116) (GMPS)
1st Floor, Stratton House, 5 Stratton Street, London W1J 8LA
Switchboard: 020 7647 2800
Mark Head, David Dunne, Michelle Lozano........................................................................................................70211
25
Member Firms
Member Firms
GOLDMAN SACHS INTERNATIONAL (303)(GSCO)
Peterborough Court, 133 Fleet Street, London EC4A 2BB
Tel: 020 7774 1000
UK UK Mid Caps/Small Caps:...................................................................................................................................76344
FTSE 100
T and T...............................................................................................................................................................76414
Financials...........................................................................................................................................................75926
Retail and Consumers........................................................................................................................................79744
Pharmaceuticals and Biotech.............................................................................................................................75928
OTHER Hong Kong Shares..............................................................................................................................................76827
All GDRs.............................................................................................................................................................76826
HARRIS ALLDAY
(See EFG Harris Allday)
HARTMANN CAPITAL LIMITED (877) (SFSI)
44 Worship Street, London EC2A 2EA
Tel: 020 7456 9100 - General
Tel: 020 7456 9495 - Dealing
Tel: 020 7456 9102 - Compliance
Fax: 020 7456 9106
Dealing:
Basil Petrides.....................................................................................................................................................75510
Adam Tash.........................................................................................................................................................75511
Andrew Moreno.................................................................................................................................................75513
Equities, Derivatives: Basil Petrides............................................................................................... +44 20 7456 9111
Equities, Futures & Options: Andrew Moreno, Sally Thompson.................................................... +44 20 7456 9495
GOODBODY (432)(GBOD)(432)(GOOD)(432)(GBDY)(309)(GBTK)
Ballsbridge Park, Dublin 4
Tel: 00 3531 667 0222 - Equity Desk
Tel: 00 3531 641 9165 - Crest Checking
Tel: 00 3531 667 0400 - Switchboard
HAVELOCK HUNTER STOCKBROKERS LIMITED (800)(HHEX)
1 Mount Ephraim Road, Tunbridge Wells, Kent TN1 1ET
Tel: 01892 522311
Fax: 01892 533995
Dealers...............................................................................................................................................................78564
AGENCY DEALERS (432)(GBOD)
Martin Tormey, Kevin McQuillan, Enda Carroll, Aidan O’Looney, Conor Vavasseur........................................... 58284
MARKET MAKERS (432)(GOOD)......................................................................................................................... 58296
PRIVATE CLIENTS DEALERS
Nina Corrigan, Mary Taaffe............................................................................................................................... 58219
HAYWOOD SECURITIES (UK) LIMITED (062)(HSUK)
2nd Floor, Malta House, 36 - 38 Piccadilly, London W1J 0DP
Tel: 020 7534 5830
Fax: 020 7534 5831
Institutional Trading: Martin Aubrey, Jon Boggild.............................................................................................70650
HARGREAVE HALE LTD (336)(HARV)
9-11 Neptune Court, Hallam Way, Blackpool FY4 5LZ
Tel: 01253 621 575
Fax: 01253 293 511
Head Office - Blackpool......................................................................................................................................55243
Bangor Office.....................................................................................................................................................74307
HB MARKETS PLC (375 HOBP) (373 HOOD) (371 HOOB)
131, Finsbury Pavement, London, EC2A 1NT
Switchboard.......................................................................................................................................................70759
+44 (0) 7382 8300
Fax +44 (0) 7382 8400
AGENCY DEALERS (HOBP) (375)
Scott Saunders, James Lyons....................................................................................... 70450, 70451, 70756, 70757
+44 (0) 7382 8410, 8413, 8411 - Agency Dealers
Checking............................................................................................................................................................70758
Tel: +44 (0) 7382 8427
also at:
Accurist House, 44 Baker Street, London W1U 7AL
Tel: 020 7009 4900
Fax: 020 7009 4999
Dealers.............................................................................................................70449, 76706, 76779, 55254, 55311
also at:
25 Brock Street, Lancaster LA1 1UR
Tel: 01524 541560
Fax: 01524 541569
..........................................................................................................................................................................56350
26
27
Member Firms
Member Firms
HOBART CAPITAL MARKETS LIMITED (707)(DDT.)(LIQAQ)
8-10 Grosvenor Gardens, London SW1W 0DH
Tel: 020 7070 5656
Fax: 020 7070 5657
............................................................................................................................................................. 70123, 70124
EMEA..................................................................................................................................................................73543
South East Asia Sales Traders.............................................................................................................................79338
Eastern European...............................................................................................................................................73543
EUROPEAN MARKET MAKING
France................................................................................................................................................................75585
European Principal Trading................................................................................................................................76620
EMERGING MARKETS
East European / Russia / Middle East / South Africa...........................................................................................73543
India...................................................................................................................................................................79635
Taiwan...............................................................................................................................................................79636
Hong Kong and other South East Asia................................................................................................................74327
Korea.................................................................................................................................................................72102
HSBC BANK PLC (307)(GMGE)(333)(MIDS)(353)(HSBI)
GILT EDGE MARKET MAKER DIVISION (307)(GMGE)
8 Canada Square, London E14 5HQ
Tel: 020 7991 8888
Gilt Dealing Room..............................................................................................................................................74701
Small Orders......................................................................................................................................................74707
Gilt Settlements.................................................................................................................................................72424
HSBC INVESTMENT MANAGEMENT (225)(HBJC)
78 St. James Street, London SW1A 1HL
Tel: 020 7991 8888
PBGB-Execution Desk.........................................................................................................................................79637
HSBC BANK PLC (118)(HSBC)
8 Canada Square, London E14 5HQ
Tel: 020 7991 8888
Switchboard (Main Office).................................................................................................................................77201
UK EQUITY MARKET MAKING
PAN EURO LARGE CAPS......................................................................................................................................76655
Investment Trusts - Market Making...................................................................................................................76428
DMA & Execution Trading..................................................................................................................... 77417, 74186
Utilities..............................................................................................................................................................76653
PAN-EURO MIDCAP SMALLCAP
............................................................................................................................................................. 76765, 76452
SALES TRADING
UK Sales Traders.................................................................................................................................... 77410, 77411
Retail Desk.........................................................................................................................................................76411
Investment Trust Sales.......................................................................................................................................75391
Global Equity Derivatives...................................................................................................................... 75369, 75360
Program Trading................................................................................................................................................76742
Soft Commission and Directed Business.............................................................................................................70101
European Sales Traders.............................................................................................................75586, 75891, 75892
South African, International Mining Sales Traders.............................................................................................76659
Indian Subcontinent..........................................................................................................................................79635
Asia....................................................................................................................................................................72102
Hong Kong and other South East Asia................................................................................................................74327
Metals and Mining.............................................................................................................................................73269
Asia....................................................................................................................................................................79636
28
HYTHE SECURITIES LIMITED
(See AX Markets Limited)
ICAP SECURITIES LIMITED (269)(GELL)
2 Broadgate, London EC2M 7UR
Tel: 020 7532 4329 - Trade Support
Fax: 020 7000 5937
Pan European Sales Trading
David Kingham, Conor Cooling, Sean Cavanagh................................................................................................79020
ADR’s
David Kingham, Alex Dromard, Marc Cohen......................................................................................................79020
IG MARKETS LTD (GNMAY)(IGIM)
Cannon Bridge House, 25 Dowgate Hill, London EC4R 2YA
Tel: 020 7896 0011
Tel: 020 7633 5550 - Dealing
Tel: 020 7633 5555 - CFD Sales
Fax: 020 7896 0010
UK Dealers: Hannah Sisson, Daniel Herriotts, Jess Poon, Abbas Ramdewar..............................74825, 74826, 74827
CFD Dealers: Ashraf Elgarf, Ben Critchley, Simon Hodges, Daniel Porton...........................................................74828
Premier Desk: Damion Hardy, Lee Osborn, Kelly Flick........................................................................................74829
29
Member Firms
Member Firms
ING BANK N.V. LONDON BRANCH (994 & 995)(INGL)
60 London Wall, London EC2M 5TQ
Tel: 020 7767 1000
Switchboard.......................................................................................................................................................75142
International Execution and Connectivity..........................................................................................................76285
EMEA Trading:....................................................................................................................................................76785
EMEA Sales Trading............................................................................................................................................75631
ITG (INVESTMENT TECHNOLOGY GROUP LIMITED) (227)(ITGL)
Ground Floor, Georges Court, 54-62 Townsend Street, Dublin 2, Ireland
Tel: 00 3531 633 8000
Fax: 00 3531 633 8010
INVESTMENT TECHNOLOGY GROUP EUROPE LIMITED (ITGEL)
London Branch: River Plate House, 7-11 Finsbury Circus, London EC2M 7EB
Tel: 020 7670 4150
Fax: 020 7670 4151
Pan European Sales Trading Desk:
Robert Blyth Currie, Gary Cunningham, Tom Mason (US) .................................................................................77005
EMSX Desk: Sales and Client Site Support:
TRITON, CHANNEL, POSIT...................................................................................................................................77006
INSTINET EUROPE LTD (382)(INST)
26th Floor, 25 Canada Square, Canary Wharf, London E14 5LB
Tel: 020 7154 8400 - Main Reception
Tel: 020 7154 8844 - Sales
Tel: 020 7154 7555 - UK Sales Trading
Tel: 020 7154 7155 - Europe Sales Trading
Tel: 020 7154 7474 - US Sales Trading
Tel: 020 7154 7354 - Global Portfolio Trading
Tel: 020 7154 7333 - Asian Sales Trading
Tel: 020 7154 7444 - DMA Desk
UK Sales Trading Peter Howard, Nick Maxwell, Vinesh Chhaya, Geoff Bowman and David Green................................................76322
Europe Sales Trading Richard Parsons, Lee Humphreys, Simone Giudici.............................................................................................65090
US Sales Trading Mark Thacker, Greg Finke and Rory O’Malley.....................................................................................................65082
Global Portfolio Trading Jeremy Baxter, Andrew Alder and Stuart Lawrence...........................................................................................65091
Asian Sales Trading George Smith, Sean Boswell and Calogero Sanfilippo.......................................................................................65087
DMA Desk Karl Testka, Scott Lesser, James Absolom and Andy Doyle................................................................................65090
UK Dealer Daniel Smith, Nigel Bowman, Jonathan Davies, Glen Pattison and Paul Smith.................................................65085
INVESTEC BANK (UK) LIMITED
2 Gresham Street, London EC2V 7QP
INVESTEC INVESTMENT BANK (331)(INV.)
(A Division of Investec Bank (UK) Limited)
Fax: 020 7597 5090
UK EQUITY MARKET MAKING.............................................................................................................. .020 7597 5085
Retail Desk – FTSE 100 / FTSE 250 / Selected Small Cap.
Richard Pert, Jack Wilkey...................................................................................................................................74410
Smaller Company & Corporate
Chris Blackman, Chris Hazell, Ed Malone...................................................................................78570, 78571, 78572
Building and Property, Construction
Andrew Stancliffe..............................................................................................................................................74470
Oil & Gas, Miners, Utilities, Pharm/Chems
Lee Barford, Neil Jenner
INTERACTIVE INVESTOR TRADING LTD (315)(IITL)
2 West Regent Street, Glasgow G2 1RW
Tel: 020 7680 3600
Dealers............................................................................................................................................................... 77500
Consumers, Leisure & Gaming, Retailers
Roger Pennington
Banks & Insurance, General Financials
Jim Chapman
TMT, Support Services
Steve Lloyd
30
31
Member Firms
Member Firms
W. H. IRELAND LIMITED (384)(IRES)
11 St James’s Square, Manchester M2 6WH
Tel: 0161 832 6644
Tel: 0161 832 2174
Dealers................................................................................................................................................ 56230 (3 lines)
Institutional Sales..............................................................................................................................................56286
Settlement/Checking.......................................................................................................................... 56330 (2 lines)
INVESTEC INVESTMENT BANK (331)(INV.) (continued)
Industrials, Transport, Special Situations
Richard Kenny
SALES TRADERS
John Bennett, Mark Small, Dan Celentano, Damien Sparke, Matthew Gracey, Graham McKee, Matthew Turner,
Nick Fowler, Simon Cuthbert
also at:
24 Martin Lane, London EC4R 0DR
Tel: 020 7220 1666
Centralised Dealing Desk - Les Ames, Tim Bowling, Stephen Frohlich. Beverley Gibbons, John Gill
and Gary Woolmer....................................................................................................... 76149, 76150, 76801, 76802
Steven Astaire....................................................................................................................................................76140
Australian Dealing Desk - John Molyneux, James Hughes.................................................................... 76151, 76152
Luke Harris.........................................................................................................................................................76153
Market Making Team (WIRE)(384)
Simon Doyle, Marcus Lawson............................................................................................................................79000
Tel: 020 220 1651
INVESTMENT TRUST MARKET MAKING
Peter Brown.......................................................................................................................................................73233
INVESTMENT TRUST SALES
Mark Barnes, Katie Romero, Jamie Lowe...........................................................................................................73234
FIXED INCOME
Retail Market Making, Gilts, Corporate Bonds, Wimbledon Debentures
Matthew Bennie, Michael Dyson............................................................................................77481, 020 7597 5759
Debentures, Illiquid £, Corporate Index Linked
Michael Dyson....................................................................................................................................................77481
also at:
5th Floor, 85-89 Colmore Row, Birmingham B3 2BB
Tel: 0121 265 6300
Dealers.............................................................................................................79930, 79931, 79932, 79933, 79934
Sterling & Euro Financials, Corporate & Government Bond Dealing
James Martin, William Newman.............................................................................................77481, 020 7597 5762
OPERATIONS AND CHECKING
Fixed Income........................................................................................................................................020 7597 5320
also at:
St. Andrew’s House, 24 St. Andrew’s Crescent, Cardiff CF10 3DD
Tel: 02920 729001
Dealers.................................................................................................................................................. 57351, 57352
Equities.................................................................................................................................................020 7597 5774
INVESTEC WEALTH & INVESTMENT LIMITED (762)(CARR)
(Formerly Rensburg Sheppards Investment Management)
2 Gresham Street, London, EC2V 7QN
Tel: 020 7597 1234
Fax: 020 7597 1000
Switchboard.......................................................................................................................................................72755
DEALERS: Paul Austin, Nick Burchett, Les Davis, James Howes
Chris Pask, Robert Staggs, Crispian Goody.................................................................................................... .78407/8
32
also at:
Royal House, 28 Sovereign Street, Leeds LS1 4BJ
Tel: 0113 394 6600
Fax: 0113 394 6630
Nick Beardsmore............................................................................................. 56359, 56360, 56361, 56362, 56363
also at:
Underwood House, Craigie, By Kilmarnock, Ayrshire KA1 5NG
Tel: 01563 830760
Dealers...............................................................................................................................................................54359
33
Member Firms
Member Firms
JARVIS INVESTMENT MANAGEMENT PLC (842)(JAIM)
78 Mount Ephraim, Tunbridge Wells, Kent TN4 8BS
Tel: 01892 510515
Fax: 01892 518977
CFDs: 01892 700835
Model B Settlement Services: 01892 700814
Head of Trading: Kerry-Ann Belcher...................................................................................................................76839
Senior Dealers: Mark Townsley, Kraig Noble......................................................................................................76839
Dealers: Alex Clark, Shane Boyle, Will Wood, Katie Playford.............................................................................76839
J.P. MORGAN SECURITIES LTD (784)(JPMS)
10 Aldermanbury, London EC2V 7RF
JEFFERIES INTERNATIONAL LTD (393)(JEFF)
Vintners Place, 68 Upper Thames St, London, EC4V 3BJ
Tel: 020 7898 7070 - Execution & Market Making
Tel: 020 7898 7112 - Convertibles
Tel: 020 7898 7106 - Investment Companies & Country Funds.
Tel: 020 7029 8576 - Checking
SALES TRADING..................................................................................................................................................79595
MARKET MAKING
Pan European Market Makers............................................................................................................................79590
UK Mid Cap Market Makers................................................................................................................................75610
Investment Companies & Country Funds...........................................................................................................76900
UK MARKET MAKERS
Paul Varnavides - Food & Beverages, TMT, Retailers, Travel & Leisure, Oil & Gas
and Pharmaceuticals..........................................................................................................................................66095
Stuart Williams - Aerospace and Defence, Electronics, Electrical Equipment, Mining,
Support Services and Transport.........................................................................................................................66098
Lee Willis - Real Estate, Builders and Financials.................................................................................................66096
UK/EUROPEAN EQUITY TRADING
Tel: 020 7779 3299 - Sales Trading (General)
Tel: 020 7779 3200 - Trading (Pan European)
Institutional Sales Trading.................................................................................................................................76701
European Trading.....................................................................................................................76373, 76224, 66009
UK Trading............................................................................................................................................ 77666, 66000
INVESTMENT TRUST MARKET MAKERS
David Kininmonth, Sinclair Bilton, Shayne Barge, Steve Cheshire, Sean McPherson............................ 66014, 66015
INVESTMENT TRUST SALES/SALES TRADING
Angus Wilton, Shamus Henderson, Charlie Stagg, Andrew Worne....................................................... 66001, 66011
SPECIAL SITUATIONS
Sales Trading - Richard Hammond, Peter King, Nick Oliver................................................................................66000
Trading - Jonathan Coates.................................................................................................................................66000
ASIA TRADING
Tel: 020 7742 4281 - Japan Sales Trading - Gaelle Lebray
Tel: 020 7742 8805 - Asia Pac ex-Japan Sales Trading - Nick FitzGerald, Eddie Macqueen
Tel: 020 7742 8463 - Asia Pac Trading
Asia Pac Trading.................................................................................................................................... 79615, 79610
JOHN EAST & PARTNERS LIMITED
(See MERCHANT SECURITIES LTD)
JP Jenkins
(See Rivington Street Corporate Finance)
KBC PEEL HUNT LTD
(See Peel Hunt LLP( 871)(KBC)
KEEFE, BRUYETTE & WOODS LTD (006)(KBWL)(KBWM)
7th Floor, One Broadgate, London EC2M 2QS
Sales Trading: Tel: 020 7663 5410
Brian Kavanagh, Steve Hemmings, Justin Palmer, Dan Tully, Holly Warren......................................................74665
Market Making: Tel: 020 7663 5448
Andrew McKendrick...........................................................................................................................................74665
34
35
Member Firms
Member Firms
KING & SHAXSON CAPITAL LIMITED
KING & SHAXSON
7th Floor, Candlewick House, 120 Cannon Street London EC4N 6AS
Fax: 020 7426 5997
Corporate Finance and Emerging Markets.........................................................................................................70693
KILLIK & CO. (416)(KILK)(420)(KKLK)
46 Grosvenor Street, London W1K 3HN
Tel: 020 7337 0400
Fax: 020 7337 0499
....................................................................................................................................76481, 76757, 76758, 75700
also at:
45 Cadogan Street, Chelsea, London SW3 2QJ
Tel: 020 7225 5210
....................................................................................................................................76481, 76757, 76758, 75700
also at:
Crown House, Crown Street, Ipswich IP1 3HS
Tel: 01473 287 268
....................................................................................................................................76481, 76757, 76758, 75700
also at:
2A Downshire Hill, Hampstead, London NW3 1NR
Tel: 020 7794 3006
....................................................................................................................................76481, 76757, 76758, 75700
also at:
9 Esher High Street, Esher, Surrey KT10 9RL
Tel: 01372 464 877
....................................................................................................................................76481, 76757, 76758, 75700
also at:
281 Kensington High Street, London W8 6NA
Tel: 020 7337 0781, 020 7603 3618
....................................................................................................................................76481, 76757, 76758, 75700
also at:
20 King Street, London EC2V 8EG
Tel: 020 7600 9990
....................................................................................................................................76481, 76757, 76758, 75700
also at:
2 Paradise Road, Richmond, Surrey TW9 1SE
Tel: 020 8948 7337
....................................................................................................................................76481, 76757, 76758, 75700
also at:
Dubai (Middle East and Asia),
Dubai International Financial Centre, The Gate Precinct Building 5, Unit 55, Level 2, P.O. Box 506606, Dubai, U.A.E.
Tel: +971 (0)4 425 0354 Tel: +971 50 450 7261 (Mobile) Tel: +971 50 876 6050 (Mobile)
36
KING & SHAXSON INSTITUTIONAL EQUITY BROKING (082)(KSEQ)
KING & SHAXSON
7th Floor, Candlewick House, 120 Cannon Street, London EC4N 6AS
Tel: 020 7929 8493/8494
Bob Hytner, Steve Lott, Haydn McLaren, David Gill..................................................................70692, 70697, 70698
KLEINWORT BENSON BANK (316)(KBPB)
14 St.George Street, Mayfair, London W1S 1FE
Tel: 020 3207 7000
Dealers: Jon Chamberlain, Don Paterson, Scott Bembrick-Taylor.......................................................... 76986, 76987
KNIGHT CAPITAL EUROPE LTD (555)(NITE)
City Place House, 55 Basinghall Street,
London EC2V 5DU
Tel: 020 7997 2200
Fax: 020 7997 2201
Institutional Equities..........................................................................................................................................76543
Market Making..................................................................................................................................................76544
ETF’s...................................................................................................................................................................76545
LAWSHARE LIMITED
(See AJ Bell Securities)
LCF EDMOND DE ROTHSCHILD SECURITIES LTD (434) (LEDR)
Orion House, 5 Upper St Martins Lane, London WC2H 9EA
Tel: 020 7845 5960
Fax: 020 7845 5961
..........................................................................................................................................................................76126
LEWIS CHARLES SECURITIES LTD
(See Hartmann Capital)
37
Member Firms
Member Firms
LIBERUM CAPITAL LTD (087)(LBRM)(LIBC)
Ropemaker Place, Level 12, 25 Ropemaker Street, London EC2Y 9LY
Tel: 020 3100 2000 - Reception
Tel: 020 3100 2200 - UK Market Making
Tel: 020 3100 2100 - Sales Trading/Execution
Tel: 020 3100 2222 - Corporate Finance
Tel: 020 3100 2022 - Settlements/Checking
Fax: 020 3100 2299
MATRIX CORPORATE CAPITAL LLP (231) (MATX) CREST ID: LPMAY
One Vine Street, London W1J 0AH
Tel: 0203 206 7177 - Investment Trusts
Tel: 0203 206 7361 - Checking
Investment Trust and VCT Trading:
Chris Lloyd, Paul Nolan..........................................................................................................................71130/71131
McCALL AITKEN McKENZIE (241)(MAML)
LONDON
One Royal Exchange Avenue, London, EC3V 3LT
STX............................................................................................................................................................70100
Philip Birch.......................................................................................................................+44 (0)20 7464 4067
Tom Hall..........................................................................................................................+44 (0)20 7464 4069
Keith Hughes...................................................................................................................+44 (0)20 7464 4068
Gary MacMaster...............................................................................................................+44 (0)20 7464 4066
Andy Darke......................................................................................................................+44 (0)20 7464 5067
UK Market Making (087) (LIBC)
David O’Gram, Ray Stevenson, Tom Cooling,
Marc Wilkinson, Damion Carruel, James Cass, Edward Rush..............................................................................77440
Settlements/Checking........................................................................................................................................77447
Sales Trading (087) (LBRM)...............................................................................................................................77444
LOUIS CAPITAL MARKETS UK LLP (303) (LOCM)
4th Floor, 130 Wood Street, London EC2V 6DL
Tel: 020 7583 8972
Fax: 020 7583 8971
Trading: David Cannon, Jeff Antonik, Michael Richter, Ben Lee ........................................................................70335
Pan - European Cash Sales:................................................................................................................. 0207 583 8972
Settlement: Jason Rendell................................................................................................................... 0207 9361725
GLASGOW
176 St. Vincent Street, Glasgow, G2 5SG
Rico Eusebi.........................................................................................................................+44 (141) 249 6452
Gurdesh Gill.......................................................................................................................+44 (141) 249 6450
Michael J Quigley...............................................................................................................+44 (141) 249 6451
MACQUARIE CAPITAL (EUROPE) LIMITED (468)(MACQ)
Ropemaker Place, 28 Ropemaker Street, London EC2Y 9HD
Tel: 020 3037 2000
UK Equity Market Making : Colin Reed...............................................................................................................74121
Sales Trading....................................................................................................................................................74124
EDINBURGH
19a Alva Street, Edinburgh, EH2 4PH
James Carmichael..............................................................................................................+44 (131) 629 0059
Bill McCall..........................................................................................................................+44 (131) 629 0059
Sid Noble...........................................................................................................................+44 (131) 629 0059
MAREX FINANCIAL LTD (365)(MARX) (378)(MRXA) (383) (MRXF)
Level 1, 155 Bishopsgate, London EC2M 3TQ
Tel: 020 7655 6000 Fax: 020 7655 6024
Equities Desk - Tel: 020 7650 4493
Event Driven - Tel: 020 7650 4477
...................................................................................................................................................................STX 70455
...................................................................................................................................................................STX 70456
MERCHANT SECURITIES LTD (096)(MERC)
51-55 Gresham Street, London EC2V 7HQ
Tel: 020 7628 2200
Fax: 020 7375 9011
INSTITUTIONAL SALES AND TRADING
Chris Coleman, Mark Ward.................................................................................................................................77333
CORPORATE BROKING
Tel: 020 7628 2200
Graeme Cull.......................................................................................................................................................79705
MARSHALL SECURITIES LIMITED (491)(MACB)
145-157 St. John Street, London EC1V 4RE
Tel: 020 7490 3788
Office/Dealers....................................................................................................................................................74077
38
Manchester Office:
Tel: 0161 233 0004
James Peters......................................................................................................................................................54330
39
Member Firms
Member Firms
MERRILL LYNCH INTERNATIONAL (686)(MLSB)
2 King Edward Street, London EC1A 1HQ
Tel: 020 7996 1000
Switchboard......................................................................................................................................73877 (30 lines)
AGENCY BROKING
Sales Traders....................................................................................................................................... 72161 (3 lines)
..........................................................................................................................................................................79547
..........................................................................................................................................................................79548
..........................................................................................................................................................................79549
..........................................................................................................................................................................74146
..........................................................................................................................................................................77580
Institutional Sales............................................................................................................................... 79642 (4 lines)
........................................................................................................................................................... 79643 (2 lines)
..........................................................................................................................................................................79644
........................................................................................................................................................... 72527 (2 lines)
..........................................................................................................................................................................72539
Investment Trust Sales........................................................................................................................ 79641 (5 lines)
Options Broking.................................................................................................................................. 79645 (6 lines)
Agency Trading..................................................................................................................................................76580
UK MARKET MAKERS
EUROTOP 300
...............................................................................................................................................77657, 77823 (2 lines)
ENERGY
Oils...................................................................................................................................................... 73431 (4 lines)
Utilities............................................................................................................................................... 73431 (3 lines)
FINANCIALS
Banks.................................................................................................................................................. 77525 (4 lines)
Insurances........................................................................................................................................... 79525 (4 lines)
INDUSTRIALS
Technology......................................................................................................................................... 79544 (3 lines)
........................................................................................................................................................... 79774 (4 lines)
Media.................................................................................................................................................. 79544 (2 lines)
Transport...........................................................................................................................................................79539
Pharmaceuticals................................................................................................................................. 79539 (3 lines)
Retail and Tobacco.............................................................................................................................. 79539 (3 lines)
LEADERS
Chemicals and Pharmaceuticals.......................................................................................................... 77421 (4 lines)
Industrials........................................................................................................................................... 79544 (3 lines)
RETAIL
Breweries, Leisure and Builders.......................................................................................................... 79539 (3 lines)
Foods.................................................................................................................................................. 76088 (2 lines)
Stores.................................................................................................................................................. 76087 (2 lines)
40
MISA (Mid Cap, Irish, Small Cap & AIM)
Retail, Breweries, Leisure, Media & Tech Mark Stafford...................................................................................................................................... 76006 (4 lines)
Chemicals, Pharmaceuticals, Builders, Transports, Support Services, Utilities Kevin Byrne and Paul Jamieson..............................................................................................77841, 79531 (4 lines)
Financials, Irish & Properties Ben Floyd, Giles Warner...................................................................................................................... 79527 (8 lines)
Aerospace, Engineers, Oils & Support Services Chris Few, Anna Ellis........................................................................................................................... 77321 (3 lines)
Convertibles........................................................................................................................................ 76435 (2 lines)
Global Portfolio Trading...................................................................................................................... 79772 (5 lines)
UK Equity Derivatives.......................................................................................................................... 76632 (2 lines)
Global Convertible Sales..................................................................................................................... 76488 (3 lines)
EUROPEAN TRADING................................................................................................75904 (2 lines), 76365 (2 lines)
..........................................................................79545 (2 lines), 75905 (2 lines), 76420 (2 lines), 75902 (2 lines)
European Sales Traders...........................................................................................................79547, 79233 (8 lines)
INTERNATIONAL MARKET MAKERS
Emerging Markets
Middle East/Mediterranean...............................................................................................................................76948
Russia/Central and Eastern Europe....................................................................................................................72611
Latin America...................................................................................................................................... 72991 (2 lines)
Hong Kong/Singapore/Thailand/Malaysia.......................................................................................... 77125 (4 lines)
H K Bank U.K. Regs.............................................................................................................................. 77725 (2 lines)
India.................................................................................................................................................... 75900 (2 lines)
Korea.................................................................................................................................................. 76918 (2 lines)
Taiwan................................................................................................................................................ 76919 (2 lines)
South African Gold Mines/Industrials............................................77121 (4 lines), 77721 (4 lines), 73378 (4 lines)
Japanese Equities................................................................................................................................ 76135 (4 lines)
Australian Sales Traders..........................................................................................................73600, 72566 (2 lines)
All Settlement Departments
2 King Edward Street, London EC1A 1HQ
Tel: 020 7996 1000
MERRION STOCKBROKERS LIMITED (130)(MESB)
Block C, The Sweepstakes Centre, Ballsbridge, Dublin 4, Ireland
Tel: 00 3531 240 4100
Sales/Trading: 00 3531 240 4200
Fax: 00 3531 240 4101
Traders - Simon Tuthill, Jimmy Swaine, Martin Harte........................................................................... 58385, 58386
Sales Traders - Hannah Meyer, Aidan Cronin.....................................................................................................58387
MONECOR (LONDON) LTD
(See ETX Capital)
41
Member Firms
Member Firms
MONUMENT SECURITIES LTD (503)(MOND)(504)(MDLO)
1st Floor, The Economist Building, 25 St James’s Street, London SW1A 1HA
Tel: 020 7190 7222
Fax: 020 7190 7220
Equity Margined Products..................................................................................................................................76901
LIFFE Execution Connect....................................................................................................................................79752
MATRIX CORPOTATE CAPITAL LLP IS AN INDEPENDENT
BOUTIQUE CORPORATE FINANCE AND ADVISORY
BUSINESS WITH THREE DISTINCT SPECIALIST TEAMS:
INVESTMENT FUNDS; ENERGY, RENEWABLES & CLEAN
TECH; AND REAL ESTATE FINANCE.
J.P. MORGAN SECURITIES LTD (784)(JPMS)
10 Aldermanbury, London EC2V 7RF
ALL OF THESE TEAMS ARE FULLY INTEGRATED WITHIN
MATRIX GROUP WHICH PROVIDES A STRONG PLATFORM
UK/EUROPEAN EQUITY TRADING
Tel: 020 7779 3299 - Sales Trading (General)
Tel: 020 7779 3200 - Trading (Pan European)
Institutional Sales Trading.................................................................................................................................76701
European Trading.....................................................................................................................76373, 76224, 66009
UK Trading............................................................................................................................................ 77666, 66000
FOR DELIVERY. THEIR SERVICES ARE COMPLEMENTED BY
ACCESS TO THE EXPERTISE AND SERVICES OF MATRIX’S
PROPERTY AND ASSET MANAGEMENT DIVISIONS.
UK MARKET MAKERS
Paul Varnavides - Food & Beverages, TMT, Retailers, Travel & Leisure, Oil & Gas
and Pharmaceuticals..........................................................................................................................................66095
Stuart Williams - Aerospace and Defence, Electronics, Electrical Equipment, Mining,
Support Services and Transport.........................................................................................................................66098
Lee Willis - Real Estate, Builders and Financials.................................................................................................66096
INVESTMENT TRUSTS & VCT TRADING
Chris Lloyd
Paul Nolan
STX 71130 / 1
020 3206 7176
020 3206 7177
CHECKING
INVESTMENT TRUST MARKET MAKERS
David Kininmonth, Sinclair Bilton, Shayne Barge, Steve Cheshire, Sean McPherson............................ 66014, 66015
INVESTMENT TRUST SALES/SALES TRADING
Angus Wilton, Shamus Henderson, Charlie Stagg, Andrew Worne....................................................... 66001, 66011
Andrew Harris
020 3206 7361
SPECIAL SITUATIONS
Sales Trading - Richard Hammond, Peter King, Nick Oliver................................................................................66000
Trading - Jonathan Coates.................................................................................................................................66000
ASIA TRADING
Tel: 020 7742 4281 - Japan Sales Trading - Gaelle Lebray
Tel: 020 7742 8805 - Asia Pac ex-Japan Sales Trading - Nick FitzGerald, Eddie Macqueen
Tel: 020 7742 8463 - Asia Pac Trading
Asia Pac Trading.................................................................................................................................... 79615, 79610
Matrix Corporate Capital LLP, One Vine Street, London, W1J 0AH
Authorised and Regulated by the FSA Number 465015.
Member of the London Stock Exchange.
42
WWW.MATRIXGROUP.CO.UK
43
Member Firms
Member Firms
N+1 Brewin LLP (011)(NPLS)(NPLU)
12 Smithfield Street , London , EC1A 9LA
Tel: 0203 201 3710
also at:
Time Central , Gallowgate , Newcastle, NE1 4SR.
Tel: 0191 279 7291
Tel : 0191 279 7300
Jeremy Ainsley , Gary Welford ,Steve Wilson.......................................................................56403 , 56315 & 56400
NOMURA CODE SECURITIES LIMITED (444)(CODE)
1 Carey Lane, London EC2V 8AE
Tel: 020 7776 1200
Fax: 020 7776 1229
Sales Trading
Phil Gardner.......................................................................................................................................................79992
Market Making
Steven Dalby, Nigel Wood.................................................................................................................................79994
also at:
7 Drumsheugh Gargens , Edinburgh , EH3 7QH.
Tel : 0131 529 0385
David Loudon.....................................................................................................................................54433 & 54439
NORTHLAND CAPITAL PARTNERS LIMITED (601)(NCPL)
60 Gresham Street, London EC2V 7BB
Tel: 020 7796 8800
Fax: 020 7796 8801
Sales Traders: Zeg Choudhry, Sumayya (“Sam”) Seth...................................................................................72222
also at:
34 Lisbon Street , Leeds , LS1 4LX.
Tel: 0113 241 0181
NORTHLAND CAPITAL PARTNERS LIMITED (599)(NORM)
Market Making: Ian Jones, Lee Fox, Sumayya (“Sam”) Seth.........................................................................55000
Tel: 020 7796 8855
also at:
48 St.Vincent Street , Glasgow , G2 5TS
Tel: 0141 314 8282
NORTH SQUARE BLUE OAK LIMITED (601)(BLOC)
Dorland House, 20 Regent Street, London SW1Y 4PH
Switchboard........................................................................................................................................ 020 7024 4601
Trading:.............................................................................................................................................. 020 7024 4600
Settlements........................................................................................................................................ 020 7024 4622
Fax...................................................................................................................................................... 020 7024 4699
..........................................................................................................................................................................76125
NEWEDGE GROUP (UK BRANCH) (248)(FIMA)
10 Bishops Square, London E1 6EG
Tel: 020 7650 6100
Fax: 020 7676 8888
Advanced Trading Services:
Dealers: Odon de Bellissen, Oscar Sumpter, Donald Sutherland, Mark Ralph, Darren King, Theo Craig, Ben Sturge,
James Rowe, Sarah Conlon, Alex Head
Sales & Analytics: Simon Lunn, David Foster, Richard Salisbury-Jones, Tom Powell
Securities Finance: Berenice Caramalli, Clement Precheur, Raphael Smila
..........................................................................................................................................................................70473
Pan European Equity Trading:
Tel: 020 7665 9900 or 020 7650 6302
Dealers: Engy, Andy Sanders, Paul Francis.........................................................................................................76114
NOVUM SECURITIES LIMITED (128)(NOVM)(128)(NOVA)
47 Park Lane, London, W1K 1PR
Tel: 020 7399 9400
Fax: 020 7399 9429
Hugh McAlister.................................................................................................................................................. 72399
Sales (General Number) Tel: 020 7399 9420
Steve Metcalfe, Martin Luke, David Sheehan, John McGoldrick......................................................................... 72396
Sales Traders (General Number) Tel: 020 7399 9430
Spencer Binks, John Boulton, Rob Goodall......................................................................................................... 72398
Market Making (General Number) Tel: 020 7399 9410
Steven Floydd, Simon Garner............................................................................................................................. 72397
Derivatives/CFD’s (General Number) Tel: 0207 399 9402
Charlie Brook-Partridge..................................................................................................................................... 82282
Operations and Checking (General Number) Tel: 020 7399 9400
Edward Liversidge . ........................................................................................................................................... 82283
NOBLE AND CO. LIMITED
(See Execution Noble Ltd)
44
45
Member Firms
Member Firms
OCM
OCM CAPITAL MARKETS LTD (565) (OCML)
13 Hanover Square, London W1S 1HL
CA P I TA L M A R K E T S
Tel: 020 3100 3100
Dealers................................................................................................................................................ 77477 (3 lines)
NOVUS CAPITAL MARKETS
29/30 Cornhill, London EC3V 3NF
Tel: 020 7107 1850
Tel: 020 7107 1888 – Trading Desk
Tel: 020 7107 1881 – Corporate Finance
Tel: 020 7107 1893 – Sales Traders
Tel: 020 7107 1869/74/77 – Checking/Settlements
Dealers.............................................................................................................................................71887/8 (5 lines)
ODL SECURITIES LTD (See FXCM Securities Ltd)
OLD PARK LANE CAPITAL PLC (842) (JAIM) / (124) (CHGB)
49 Berkeley Square, London, W1J 5AZ
Tel: 020 7518 2603 - Corporate Broking
Tel: 020 7518 2604 - Institutional Sales
Tel: 020 7518 2602 - High Net Worth Clients
Fax: 020 7493 3576
Equity Dealers:................................................................................................................................. 77700 (4 Lines)
NUMIS SECURITIES LIMITED (600)(NUMS)
10 Paternoster Square, London EC4M 7LT
Tel: 020 7260 1000 - General
Tel: 020 7260 1231 - Corporate Broking
Tel: 020 7260 1268 - Execution & Market Making
Tel: 020 7260 1251 - Trade Support
SALES TRADING
Robert Patchett, Pierre Adams, Rob Crookall, Luke Hedley, Adam Howson,
Mark Murphy, Steve Smith, Tom Wilson, Paul Lewis ........................................................................................73415
RETAIL & WEALTH MANAGEMENT SALES TRADING
Mark Fidgen ...............................................................................................................................................73415/6/7
ORIEL SECURITIES LTD (892)(OREL)(CREST CODE: IFQAQ)
150 Cheapside, London, EC2V 6ET
Tel: 0207 710 7713 - Corporate
Tel: 0207 710 7728 - Sales
Tel: 0207 710 7693 - Market Making
Tel: 0207 710 7474 - RSP Desk
Tel: 0207 710 7701 - Mark Hodds - Head of Execution
Fax: 0207 710 7609
Sales Traders:
Steve Butler, Jason Cockburn, Shamus Henderson, Louise Jones, Justin Law, Richard Mee, Ollie Monk, Nick Stirling
.................................................................................................................................................79110, 79111, 79112
Market Makers (892)(OREL)(IFQAQ):
Dan Arnold, Shayne Barge, Liam Fincham, Roy Gerrett, Adrian Horn, Alannah Paul, Simon Richards, James Turner,
Alex Smith, Jonathan Way........................................................................................... 79113, 79114, 79115, 79116
RSP Trading:
Richard Stevens, Joe Everitt...............................................................................................................................79117
RSP Sales Trading:
Billy Jones, Carla Leonard..................................................................................................................................79117
EXECUTION & MARKET MAKING
Building, Property, Support Services & Retail
Andrew Finkelstein, Tim Hide............................................................................................................................76959
Capital Goods, Media, Insurance, Travel & Leisure, Gaming & FMCG
Simon Gandon, Gray Aim & Ruaidhri Carmody..................................................................................................76961
Financials, Technology & Telecoms
Tim Webb & Paul Martin....................................................................................................................................76529
Metals & Mining, Oil & Gas, New Energy & Emissions, & Life Science
Ivor Gibson, Matt Suet & Eddie O’Flynn.............................................................................................................76529
Fixed Income & Convertibles
Tim Webb & Andrew Finkelstein.......................................................................................................................76529
INTERNATIONAL EQUITIES
Tim Webb & Andrew Finkelstein.......................................................................................................................76961
INVESTMENT TRUSTS & OTC FUNDS
David Cumming, Mark Reynolds & Gary Lockyer................................................................................................73418
46
47
Member Firms
Member Firms
Advert Page in Here?
PANMURE GORDON (UK) LIMITED (PMUR)(300)
155 Moorgate, London EC2M 6XB
Tel: 020 7459 3600
MARKET MAKERS
AIM/Small Cap: Simon Lewis, Nick Linington, Helen Brown,
Adam Tundervary (Milky), Jamie Hutchins........................................................................................... 76886, 76966
Mid/Large Cap: Andy Thwaites, Adam Crickmay................................................................................... 76952, 76955
SALES TRADERS
Andy Sullivan, Steve Philebrown, Chris Daniels, Stephen Brooker........................................................ 73891, 73822
PENSON FINANCIAL SERVICES LTD (904)(PWSL)
1 Oliver’s Yard, City Road, London EC1Y 1HQ
Tel: 020 7336 0636 - Trading
Fax: 020 7336 8157
Global Equity Finance: David Kennett, Dan Mulligan, Tom Batty, James Thelwall
Execution & FX: Adam Saward
STX...................................................................................................................................................... 71717 (5 lines)
PERSHING SECURITIES LIMITED (601)(PSSL)
Capstan House, One Clove Crescent, East India Dock, London E14 2BH
Tel: 020 7864 8000
STX No...............................................................................................................................................................75405
Global Equity Trading: 020 7031 1000
Matt Short, Peter Stratton, Stephen Critchley
PEEL HUNT LLP
Moor House, 120 London Wall, London, EC2Y 5ET
Market Making: (871)(PEEL) 020 7847 4600.....................................................................................................70871
FTSE 100
Dean Eynon, Toma Arpino.....................................................................................................................75461/75462
FTSE 250 – Iain Morgan Dominic Gauld.............................................................................................................70871
Small Cap - Mining and Oil, Retail, Technology and Software, Travel, Pharmaceuticals Media: Rob Terry,
Sam Croft...........................................................................................................................................................70871
Small Cap - Financials, Real Estate, Support Services companies and Engineering: David Mansfield,
Daniel Dove........................................................................................................................................................70871
AIM - A-B: Simon Langman, Michael Foster......................................................................................................70871
AIM - C-F: Matt Mason, Emma Hunter...............................................................................................................70871
AIM - G-L: David Wickenden (Scissors), David Wragg (Wraggy)........................................................................70871
AIM - M-Po: Adam Peacock, Ben Hammond......................................................................................................70871
AIM - Pp-S: Ian Dunton, Rory Meecham............................................................................................................70871
AIM - T-Z: Will Taylor.........................................................................................................................................70871
ETF’s
Bruce Gunn, Jothan Webb.................................................................................................................................75643
ETF Sales Trader: Frank Spiteri...........................................................................................................................75643
Special Sits: Rob Terry........................................................................................................................................70871
Fixed Income: Tim Waters, William Beausire, David Varney, Paul Vickers.........................................................75639
Corporate Stocks: Iain Morgan, Dominic Gauld..................................................................................................75461
Overseas Sales Traders 0207 418 8840: Jose Martinez, Mike Hall, Jamie Eddery ..............................................76972
Client Services: Michael Edwards, Jamie Eddery................................................................................................79929
Execution Services: David Curran........................................................................................................ 0207 418 8920
Sales: Tel: 020 7283 9666
UK Sales Trading (546)(PEEH): 020 7418 8868
Kurt Mayer, Dan Willett, Paul Elliott, Jeremy Clement, Mark McGuinness
Alexandra Hendy, Angus Boath, Christian Dench and Duncan Manning............................................................75638
Settlements.............................................................................................................................. 020 7418 8982/8848
Amendments...................................................................................................................................... 020 7418 8923
48
PILLING & CO. (591)(PLLC)
Henry Pilling House, 29 Booth Street, Manchester M2 4AF
Tel: 0161 832 6581
Dealers......................................................................................................................................56279, 56287, 56333
PRITCHARD STOCKBROKERS LTD (582)(PIAS)
Roddis House, Old Christchurch Road, Bournemouth BH1 1LG
Tel: 01202 297 035
Fax: 01202 555 177
Dealers: Tom Dyke, Tom ‘Scouse’ Williams ......................................................................................................78101
QUILTER (592) (QGOD)
St Helen’s, 1 Undershaft, London EC3A 8BB
Tel: 020 7662 6262
Fax: 020 7726 8826
Switchboard.......................................................................................................................................................74833
Dealers.................................................................................................................................................. 75582, 79130
Stockbroking/Traded Options Desk....................................................................................................................75821
RATHBONE STOCKBROKERS LIMITED
(See Rathbone Investment Management in the Non-Member Firm Section)
RAYMOND JAMES INVESTMENT SERVICES LIMITED (601)(RJIS)
77 Cornhill, London EC3V 3QQ
Fax: 020 7096 0739
Dealers - Phillip Rodrigues, Simon Mackenzie, Gavin Boyce................................................................. 73198, 73199
49
Member Firms
Member Firms
REDBURN PARTNERS LLP (913)(RDBN)(HMMAY)
75 King William Street, London EC4N 7BE
Tel: 020 7000 2020
STX...............................................................................................................................70506, 70507, 70508, 70509
THE ROYAL BANK OF SCOTLAND N.V (521)(RBSM)
(CREST id: 521)
250 Bishopsgate, London EC2M 4AA
Tel: 020 7678 8000
Switchboard.......................................................................................................................................... 73291, 74296
Euro Top 300: Basic Industries / Utilities...........................................................................................................76548
Euro Top 300: Cyclicals (incl Airlines).................................................................................................................79379
Euro Top 300: Financials / Irish Equities.............................................................................................................79398
Euro Top 300: TMT (incl INWS)...........................................................................................................................79380
Euro Top Non Cyclicals.......................................................................................................................................76228
UK Sales Trading................................................................................................................................... 74161, 79394
REDMAYNE BENTLEY (612)(REDM)
Finsbury House, 23 Finsbury Circus, London EC2M 7UH
Tel: 020 7614 4800
Fax: 020 7614 4831
...............................................................................................76163, 76354, 75049, 74408, 73353, 75197, 75198
RENAISSANCE CAPITAL LIMITED (559) (RENA) (RENC)
11th Floor, 1 Angel Court, Copthall Avenue, London EC2R 7HJ
Tel: 020 7367 7777
UK Equity Market Makers
Rob Towers, Chris Brown...................................................................................................................................70059
Large Cap Oil & Gas
Darren Swabel...................................................................................................................................................70060
Large Cap Metals & Mining
Stuart McSporran...............................................................................................................................................70661
RENSBURG SHEPPARDS INVESTMENT MANAGEMENT LIMITED (762)(CARR)
(See Investec Wealth & Investment)
UK MID Cap / Small Cap Equity Trading:
Autos / Aerospace, Engineering, Financials, Media, Real Estate, Support Services,
Transport, Utilities.............................................................................................................................................79392
Biotech / Pharmaceuticals, Electricals / Electronics, Food Producers / Services,
Food Retails, Leisure, Oils, Retails, Software, Technology..................................................................................79397
Building and Construction, Contractors, Retail, Transport.................................................................................75610
Convertibles and Warrant..................................................................................................................................78395
Euro Top Non.....................................................................................................................................................76228
Investment Trust Market...................................................................................................................................76900
Investment Trust Sales.......................................................................................................................................76797
European Equity Sales Trading..................................................................................................75795, 75797, 75798
Portfolio Trading................................................................................................................................................78235
ASIAN / AUSTRALIAN EQUITIES
RIVINGTON STREET CORPORATE FINANCE (223) (RSCB) (CREST ID 842)
(JP JENKINS LIMITED)
3rd Floor, 3 London Wall Buildings, London Wall, London EC2M 5SY
Tel: 020 7562 3388
Barry Jenkins, Paul Brown.................................................................................................................................76086
THE ROYAL BANK OF SCOTLAND (772)(RBOS)
135 Bishopsgate, London EC2M 3TP
Tel: 020 7085 9298 Dealers
Tel: 020 3361 4774 Settlements
Gilts, Sterling Bonds, PIBS
Patrick Power, Gary Burt....................................................................................................................................76990
ROWAN DARTINGTON & CO. LTD (221)(DART)
Colston Tower, Colston Street, Bristol, BS1 4RD
Tel: 0207 796 8861 – Dealing
Tel: 0117 933 0045 – Settlement
Fax: 0117 933 0005
Dealers – Deborah Finnegan.............................................................................................................................57328
Settlement/Checking.........................................................................................................................................57342
SANFORD C. BERNSTEIN LIMITED (899)(SCBL)
Devonshire House, 1 Mayfair Place, London W1J 8SB
Tel: 020 7170 5000
Tel: 020 7170 5100 - Pan European Sales Trading and Trading
Tel: 020 7170 0555 - Algorithmic and Portfolio Trading
Fax: 020 7106 9287
STX.....................................................................................................................................................................73067
ROYAL BANK OF CANADA EUROPE LTD (388)(RBCE)(RBCG)
RBC Capital Markets
Thames Court, 1 Queenhithe, London EC4V 4DE
Tel: 020 7653 4000
UK Sales Trading: Michael Ripsher, Nick Brown.................................................................................. 79731 (3 lines)
UK Market Makers: Mark Naughton, Chris Cole................................................................................... 79731 (3 lines)
50
51
Member Firms
Member Firms
SHORE CAPITAL STOCKBROKERS LTD (589)(SCAP)
Bond Street House, 14 Clifford Street, London, W1S 4JU
Tel: 020 7408 4080 – Switchboard
Tel: 020 7647 8135 – Market Making
Tel: 020 7079 1699 – Checking
SAVOY INVESTMENT MANAGEMENT (601)(TTSL)(SAVO)
60 Queen Victoria Street, London EC4N 4TR
Tel: 020 7871 7303
Fax: 020 7871 7339
Dealer: Andrew Mansfield..................................................................................................................................78527
Andrew Mansfield, David de Winton.................................................................................................................78529
Edward Baring...................................................................................................................................................78520
UK & European Equity and Index Options, Futures and CFDs
Nick Duffy, Stefano Bertolini..............................................................................................................................78527
Market Making..................................................................................................................................................78438
Stocks A-E: Nick Conyerd, Andy Farrell
Stocks F-L: Nick Ede, Mark McFadyen
Stocks M-R: Ian Cheary, James Lidlow
Stocks S-Z: Richard Burns, Paul Dunleavy
Large and Mid Caps: Daniel Basinger
Corporate Stocks and Retail Bonds: Simon Schaffer
Sales Trading.....................................................................................................................................................76891
Rupert Armitage, Will Porter, Simon Thomas, Russell Brody, Barrie Ashton
also at:
The Atlantic Suite, Ground Floor, The Corn Exchange, Fenwick Street, Liverpool L2 7TP
Tel: 0151 600 3700
also at:
3-5 Melville Street, Edinburgh, EH3 7PE
Tel: 020 7079 1670
PAUL E. SCHWEDER MILLER & CO. (648)(SCHW)
46-50 Tabernacle Street, London EC2A 4SJ
Tel: 020 7490 5000
Switchboard.......................................................................................................................................... 72279, 72888
Mr S Somers, Mr S Hass......................................................................................................................................75265
Mr G G Needleman, Mr A Petter, Ms Karen Gardner...........................................................................................75075
Mr D Power........................................................................................................................................................75079
Mr G Ralph, Mr K Newmarch..............................................................................................................................75741
Mr I Kushin, Mr A Olivestone..............................................................................................................................75742
Mr R Hart...........................................................................................................................................................72280
SELFTRADE (A TRADING NAME OF TALOS SECURITIES LTD) (160) (SQGN)
Boatmans House, 2 Selsdon Way, London E14 9LA
Tel: 020 7517 4400
Fax: 020 7513 2750
UK and International Dealers - Barry Lambert, Gary Clark,
David Goymer & Mark Welch....................................................................................... 73093, 73094, 73095, 73096
SINGER CAPITAL MARKETS LTD (046)(SING)
One Hanover Street, London, W1S 1YZ
Tel: 020 3205 7500
UK MARKET MAKERS..........................................................................................................................................76046
Tel: 020 3205 7505
SEYMOUR PIERCE LIMITED (712)(SEYP)(668)(SEYM)(GAQAQ)(SPIA)
20 Old Bailey, London EC4M 7EN
Tel: 020 7107 8000
Market Makers (AIM / Small Cap)
Howard Carter, Shai Prendergast, Darren Broomfield, John Warren..................................................... 73334, 73338
Sales Traders
Steve Larkins, Robin Du Boulay, John Foster, John Gad, Lisa Letham.......................................73331, 73038, 73037
Private Client Dealer
Terry Green........................................................................................................................................... 73335, 73336
Checking/Settlements........................................................................................................................................73332
UK SALES TRADERS............................................................................................................................................75046
Tel: 020 3205 7504
SETTLEMENTS
Tel: 020 3205 7516 / 020 3205 7514
SMITH & WILLIAMSON SECURITIES (531)(NIVC)
25 Moorgate, London EC2R 6AY
Tel: 020 7131 4000
Switchboard.......................................................................................................................................... 77366, 74401
Equity Dealers....................................................................................................................................... 72946, 79458
Fixed Interest Dealers........................................................................................................................... 73611, 73612
JAMES SHARP & CO. (671)(SHAP)
Exchange House, 39 Knowsley Street, Bury, Lancashire BL9 0ST
Tel: 0161 764 4043
Switchboard.......................................................................................................................................................56280
52
53
Member Firms
Member Firms
SOCIÉTÉ GÉNÉRALE LONDON BRANCH (716 & 725)(SGSE & SGSL)
Exchange House, Primrose Street, London EC2A 2HT
Tel: 020 7676 6000
Fax: 020 7762 5212
TRADING
SETS and Non-SETS Stocks.................................................................................................................................67800
Sales Traders......................................................................................................................................................76321
UK Equity Sales..................................................................................................................................................67870
Execution Desk...................................................................................................................................................67823
Hedge Fund Sales..............................................................................................................................................67871
Checking............................................................................................................................................................74229
SUSQUEHANNA INTERNATIONAL SECURITIES LTD (916)(SISS)
4th Floor, George’s Dock House, International Financial Services Centre,
Dublin 1Tel: 00 3531 802 8000
Fax: 00 3531 802 8100
Tel: 00 3531 802 8018 - Exchange Traded Fund (ETF) Market Making - all US & European ETFs
Tel: 00 3531 802 8118 - Universal Stock Future Market Making and Execution
Dealers...............................................................................................................................................................58266
SVS SECURITIES PLC
(010) (SVSL) (BIC-SVSCGB2L)
(PID-010A)
(311) (SVSO) (BIC-SVSCGB21ONL) (PID-8HQAQ)
(347) (SVSI) (BIC-SVSCGB21ISA) (PID-6JQAQ)
21 Wilson Street, London, EC2M 2SN
www.svssecurities.com
[email protected]
Main Tel: 020 7638 5600
Main Fax: 020 7638 5601
Carbon / Emissions desk: 020 7382 4149
Settlements: 0207 382 2861
Dealing..............................................................................................................................................................72525
SPEIRS & JEFFREY LTD (695)(SPEJ)
36 Renfield Street, Glasgow G2 1NA
Tel: 0141 248 4311
Fax: 0141 221 4764
Dealers................................................................................................................................................ 54331 (3 lines)
STATE STREET GLOBAL MARKETS INTERNATIONAL LIMITED (310) (LATT)
20 Churchill Place, Canary Wharf, London E14 5HU
Tel: 020 3395 7500 - Sales Traders
- Stuart Glenister, Mark Walker, Ian Smith, Philippa Whatley..........................................................................76923
Tel: 020 3395 7540 - Traders
- Sharon Cheung, Ian Cannacott, Iain Vaughan.................................................................................................76925
TD DIRECT INVESTING (EUROPE) LIMITED (277)(GLIS)
Exchange Court, Duncombe Street, Leeds LS1 4AX
Tel: 0845 607 6001
Retail Dealers.............................................................................................................. 56354, 56355, 56356, 56357
Corporate Dealers................................................................................................................................. 56352, 56353
STIFEL NICOLAUS EUROPE LTD (751) (TWUK)
Berkeley Square House, 5th Floor, Berkeley Square, London W1J 6BR, UK
Tel: 44-203-205-3602
Sales Trading – Anne Dempsey.........................................................................................................................55555
also at:
201 Deansgate, Manchester M3 3TD
Tel: 0161 819 6000
Fax: 0161 819 6398
Dealers...............................................................................................................................................................56271
STOCKTRADE (092)(BREW)
(The execution only division of Brewin Dolphin Ltd)
81 George Street, Edinburgh EH2 3ES
Tel: 0131 240 0101
Fax: 0131 240 0423
Checking: 020 7248 4400
Head of Dealing – Malcolm Whyte....................................................................................................................54421
Shada Walthew, Stuart Beck, Nicholas Pearson, Alan Brown, Sarah Shanks, John White..................................54413
Malcolm Whyte, Craig Dick, Geoff Keen, Joan Ross, Wayne Tuff, Steven McMillan............................................54421
Intermediaries Manager – Chris Chalmers.........................................................................................................54413
TD SECURITIES
TORONTO-DOMINION BANK (894) (TDOB)
60 Threadneedle Street, London, EC2R 8HP
Tel: 020 7256 8057
Gilts & Fixed Income: Tim Simmonds, Jodi Riches............................................................................................ 77733
THOMAS GRANT & COMPANY LIMITED (789)(TGCL)
40a Friar Lane, Leicester LE1 5RA
Tel: 0116 225 5500
Fax: 0116 225 8800
..........................................................................................................................................................................57201
SUCDEN FINANCIAL LIMITED (206) (SUCN)
Plantation Place South, 60 Great Tower Street, London EC3R 5AZ
Tel: 020 3207 5000
Dealers......................................................................................................................................................75005
54
55
Member Firms
Member Firms
TROIKA DIALOG (UK) LTD (123)(TROI)
85 Fleet Street, London EC4Y 4AE
Tel: 020 7583 3257
Fax: 020 7822 0779
............................................................................................................................................................. 75225, 75226
General Retailers................................................................................................................................................60038
Real Estate.........................................................................................................................................................60038
Support Services................................................................................................................................................60038
Tel: 020 7568 8009
Automobiles......................................................................................................................................................60110
Beverages..........................................................................................................................................................60110
Insurance...........................................................................................................................................................60110
Leisure, Entertainment and Hotels....................................................................................................................60110
Life Assurance....................................................................................................................................................60110
Media and Photography....................................................................................................................................60110
Speciality and Other Financial............................................................................................................................60110
Transport...........................................................................................................................................................60110
Tel: 020 7568 4516
Aerospace and Defence......................................................................................................................................60040
Chemicals...........................................................................................................................................................60040
Diversified Industries.........................................................................................................................................60040
Electricity...........................................................................................................................................................60040
Electronic and Electrical Equipment...................................................................................................................60040
Equipment.........................................................................................................................................................60040
Engineering and Machinery...............................................................................................................................60040
Forestry and Paper.............................................................................................................................................60040
Health................................................................................................................................................................60040
Household Goods and Textiles...........................................................................................................................60040
Information Technology Hardware....................................................................................................................60040
Mining...............................................................................................................................................................60040
Oil, Gas and Mining............................................................................................................................................60040
Personal Care and Household Products..............................................................................................................60040
Pharmaceuticals and Biotechnology..................................................................................................................60040
Software and Computer Services.......................................................................................................................60040
Telecommunications..........................................................................................................................................60040
Utilities, Other....................................................................................................................................................60040
Tel: 020 7568 6700
Investment Trusts..............................................................................................................................................60100
Convertibles.......................................................................................................................................................60185
Euro Sterling Convertibles..................................................................................................................................60043
UBS (002)(007)(UBS.)(003)(WARB)
UBS AG
1-2 Finsbury Avenue, London EC2M 2PP
Tel: 020 7568 1000
Switchboard.......................................................................................................................................................60000
INTERNATIONAL (007)
Australian Desk (UBS Australia).........................................................................................................................60012
Canadian Desk . .................................................................................................................................................60014
Emerging Markets - Hungary/Poland/Russia.....................................................................................................60011
Emerging Markets - Turkey/Greece/Egypt/Israel...............................................................................................60024
Emerging Markets - Croatia/Czech Republic/South Africa.................................................................................60253
Japanese Securities............................................................................................................................................60054
Hong Kong.........................................................................................................................................................60028
Korea.................................................................................................................................................................60207
Taiwan...............................................................................................................................................................60208
India...................................................................................................................................................................60313
Latin America.....................................................................................................................................................60032
European Sales Trading Desk.............................................................................................................................60026
UK BROKERS DEALER (002)
FTSE 100
Banks.................................................................................................................................................................60010
Breweries/Tobaccos...........................................................................................................................................60020
Telecommunications..........................................................................................................................................60050
Engineering/Support Services/Transport...........................................................................................................60041
Food...................................................................................................................................................................60020
Insurance...........................................................................................................................................................60080
Properties/Building............................................................................................................................................60090
Oils.....................................................................................................................................................................60160
Pharmaceuticals/Chemicals...............................................................................................................................60120
Mining...............................................................................................................................................................60130
Stores.................................................................................................................................................................60150
Power................................................................................................................................................................60160
Water.................................................................................................................................................................60160
Media and Technology.......................................................................................................................................60219
OPTIONS:
Listed and OTC Traded Options and Futures (sales)...........................................................................................60262
Listed and OTC Traded Options..........................................................................................................................60057
UK Warrants (Non Investment Trust).................................................................................................................60059
DISTRIBUTION:
Agency Dealers..................................................................................................................................................60182
Sales Distribution...............................................................................................................................................60187
Sales Traders......................................................................................................................................................60189
U.S. Equity Traders.............................................................................................................................................79854
UK MID/SMALL CAP TRADING (SETS, SETSmm and SEAQ)
Construction and Building Materials..................................................................................................................60038
Food and Drug Retailers.....................................................................................................................................60038
Food Producers and Processors..........................................................................................................................60038
56
57
Member Firms
Member Firms
WESTHOUSE SECURITIES LTD (641) (WHSL)
12th Floor, One Angel Court, London EC2R 7HJ
Tel: 0207 601 6611
Fax: 0207 796 2476
UK Sales Traders:
Michael Harrison, David Dennis, Hannah Taylor . ..................................................................................70705/77641
Investment Trusts Sales
Tel: 0207 601 6621/6626
Matthew Kinkead, Paul Harrington, Chris Young...............................................................................................75021
UBS WEALTH MANAGEMENT (169)(UBSW)
1 Finsbury Avenue, London EC2M 2AN
Tel: 0207 567 0236 - Dealers
Dealers: Daniel Southgate, Tony Gray, Andrew Morgan, Dan Stock, Neil Spicer.......................75431, 74303, 72100
UNICREDIT SECURITIES INTERNATIONAL LTD (362) (UCSI)
2 Vasileos Pavlou Street, CY-1096 Nicosia, Cyprus
Tel: 00 357 22 662 567
Fax: 00 357 22 661 138
..........................................................................................................................................................................72334
WESTHOUSE SECURITIES LTD (442) (WEST)
UK Equity Market Makers
Tel: 0207 601 6601
Bob Butler, David Gill, Majid Haq...........................................................................................................70707/75015
Investment Trusts Market Makers
Tel: 0207 601 6631/6632
Calum Summers, Darren Papper........................................................................................................................75515
VANTAGE CAPITAL MARKETS LLP (510) (VCMK)
1st Floor Equitable House, 47 King William Street, London EC4R 9AF
Tel: 0203 107 5006
......................................................................................................................................................... .70751 (2 Lines)
VESTRA WEALTH LLP (166) (VEWL)
3rd Floor, 14 Cornhill, London EC3V 3HR
Tel: 020 3207 8000
Dealers:
Group.................................................................................................................................................................65553
Paul Beard.........................................................................................................................................................65554
Michael Pearman...............................................................................................................................................65555
Contracts:
Claire Price.........................................................................................................................................................65550
Jimi Ryan...........................................................................................................................................................65551
Settlement:
Neil Greenwood.................................................................................................................................................65557
Morgan Tagger..................................................................................................................................................65558
John Jarman......................................................................................................................................................65559
WILLIAMS DE BROE PRIVATE INVESTMENT MANAGEMENT LTD (501)(BACH)(601)
5 Aldermanbury Square, London EC2V 7BP
Tel: 020 7369 4800
Fax: 020 7369 4888
Dealers...............................................................................................................................................................76903
WINTERFLOOD SECURITIES LTD (803)(WING)
The Atrium Building, Cannon Bridge, 25 Dowgate Hill, London EC4R 2GA
Web: www.winterflood.com
Tel: 020 3100 0803
Fax: 020 7623 9482
Gilts and Fixed Income including ETFs......................................................................................75411, 75402, 75429
Gilts, Sterling Bonds, PIBs, Preference Shares
Oliver Brown, Stacey Parsons, Will Boddy & Ben Goodchild
WINTERFLOOD SECURITIES LTD (801)(WINS)
The Atrium Building, Cannon Bridge, 25 Dowgate Hill, London EC4R 2GA
WALKER CRIPS STOCKBROKERS LIMITED (873)(WCPP)
(Incorporating Keith Bayley Rogers Ltd)
Finsbury Tower,103-105 Bunhill Row, London EC1Y 8LZ
............................................................................................................................................................. 74446, 74449
Dealing Box Finsbury Tower..............................................................................................................................74328
58
Web: www.winterflood.com
Tel:........................................................................................................................................................020 3100 0801
Fax:.......................................................................................................................................................020 7623 9482
FTSE 100............................................................................................................................................................70422
Miners & Oils/Services & Utilities: Spencer Crooks & Chris Sibthorpe
Media, Telecom & Pharmaceuticals: Stuart Edwards & Tom Parker
Retailers & Consumers: Russell Oxlade & Joe Roulland
Financials & Insurance: Bradley Dyer & Craig Hales
59
Member Firms
Member Firms
WINTERFLOOD SECURITIES LTD (801)(WINS) (Continued)
WISE SPEKE
(See Brewin Dolphin Institutional Sales / Sales Trading)
FTSE 250............................................................................................................................................................70422
Miners, Oils & Industrials: Dominic Sullivan & Ben Ralph‐Davies
Property & Builders/Financials: Joe Sturge & Warren Todd
Retailers & Travel: Ian Dawson & Daniel Thwaites
Support Services & Technology: Pete McGregor & Sean Butler
SMALL CAP & FLEDGLING........................................................................................................75414, 75415, 75416
A - Fr: Adrian Price & Jon Partington
Fs - O: Gareth Henderson & Joe Fanning
P - Z: Ian Throssell & James Perry
AIM...........................................................................................................................................75414, 75415, 75416
A - Bn: Marc Citron & Greg Foster
Bo - Dd: Phil White & Jon Waddingham
De - He: Matthew Wilkinson & Mark Bumstead
Hf - L: Scott Phillips & Geoff Hone
M - Pd: Stephen Sotiriou & James Purves
Pe- Sp: Richard Meaney, Ryan Carthy & Jack Harper
Sq - Z: Stuart Reeds & James Runciman
PLUS QUOTED..........................................................................................................................75414, 75415, 75416
David Abrahams & Will Fyfe
EUROPEAN EQUITIES.........................................................................................................................................75400
Alexis Johnson, Matthew Lee & Faye Bowen
NORTH AMERICAN & CANADIAN EQUITIES......................................................................................................75430
Simon Fenn, Nick Roberts, David Mitchell & Lewis Wilkinson
EXCHANGE TRADED PRODUCTS (ETFS & ETCS....................................................................................... 76755
Nick Ramsbotham, Anthony Harmer & Andrew Rose
For Fixed Income ETFs, please see WINTERFLOOD SECURITIES LTD (803) (WING)
INVESTMENT TRUSTS – MARKET MAKERS.......................................................................................................75410
Richard Browne & Sean Verschoyle Jason Robins & Mark Carolan Ben Fuller & Michael Franklin
INVESTMENT TRUSTS – SALES (020 3100 0700).............................................................................................75410
James Moseley, Darren Willis, Julian Dixon, Andrew Marshall, Ron Solomon & Matthew Wilson
INSTITUTIONAL SALES TRADERS (020 3100 0650)..........................................................................................75417
Ben Jowett, Robert Gauld, Carl Goossens, Ben McCorkill & Steve Mullett
RETAIL SALES TRADERS (020 3100 0666)........................................................................................................66666
Lindsey Sparling, Ben Fitzjohn, Marc Davies, Clare Banks & Charlotte Monk
TRADE SUPPORT (020 3100 0021)...................................................................................................................71111
Barry Conner, Ray Pratt, Bruce Conway & Ben Cooper
ELECTRONIC TRADING (WINNER) (020 3100 0010).........................................................................................76772
SETTLEMENTS AND CHECKING (020 3100 0460).............................................................................................75418
60
XBZ LIMITED (036)(XBZL) (CREST ID 573)
Ground Floor, 40-42 Scrutton Street, London EC2A 4PP
Equity Trading:
Andy Sanders, Paul Francis, Mark Bradley, Tony Francis, James Twist and Stuart Mackie.................................76662
Tel: 020 7426 2716
European Equity Derivatives:
Joe Phillips.........................................................................................................................................................76662
Tel: 020 7426 2707
European Index Derivatives:
Sean Connor.......................................................................................................................................................76662
Tel: 020 7426 2703
XCAP SECURITIES PLC (345) (XCAP)
24 Cornhill, London EC3V 3ND
Tel: 020 3216 2610
Fax: 020 7101 7072
Market Making
Nick Bowyer, Nick Ely, Todd Row..................................................................................................... 70070 (15 Lines)
XCAP SECURITIES PLC (345) (XCAR) LONDON
24 Cornhill, London EC3V 3ND
Tel: 020 7101 7070
Fax: 020 7101 7072
Fund Management - Alex Millett........................................................................................................ 0203 216 2624
Retail Broking....................................................................................................................................................70075
Sales Trading/Institutional Desk........................................................................................................................70080
CFD/Spread Trading...........................................................................................................................................70090
XCAP SECURITIES PLC (345) (XCAR) MANCHESTER
Crown House Manchester road, Wilmslow, Cheshire, SK9 1BH
Tel 01625 546500
Fax 01625 546400
Retail Broking....................................................................................................................................................70074
Checking Tel: 016 2554 6410.............................................................................................................................70089
61
Member Firms
Member Firms
XCONNECT TRADING LTD (054) (XCTL)(CREST ID 573)
2nd Floor, 8-10 Old Jewry, London EC2R 8DN
Tel: 020 7031 0602
Traders:
Luke Walden, Mark Barnard, Sean Lynch................................................................ 020 7031 0616 / 020 7866 0654
also at:
Suite 4, 1-4 Ingrave Road, Wilson Corner, Brentwood, Essex CM15 8AP
Tel: 020 7866 0632
Traders:
David Diable, Pete Morgan................................................................................................................... 77759, 77760
Equity Market Making
XCAP (345)
Nick Bowyer
Nick Ely
Todd Row
STX 70070
020 3216 2612
Authorised and Regulated by the Financial Services Authority and a
member of the London Stock Exchange
62
63
Non-Member Firms
Non-Member Firms
DBS VICKERS SECURITIES (UK) LTD
4th Floor, Paternoster House, 65 St Paul’s Churchyard, London EC4M 8AB
Tel: 020 7618 1888
Fax: 020 7618 1900
DBS Vickers........................................................................................................................................................76932
AXA INVESTMENT MANAGERS LTD
7 Newgate Street, London EC1A 7NX
Tel: 020 7003 1000
Trading Desk UK............................................................................................................................................. 74273/4
BASTION CAPITAL LONDON LTD
4th Floor, 27 – 32 Old Jewry, London EC2R 8DQ
General Enquiries - Tel: 020 7621 0924
Dealing Desk – Tel: 020 7601 6068
F&C MANAGEMENT LIMITED
Exchange House, Primrose Street, London EC2A 2NY
Tel: 020 7628 8000
UK Equity Dealers................................................................................................................................ 76290 (3 lines)
International Equity Dealers..............................................................................................................................76291
STX..................................................................................................................................................... 88888 (2 Lines)
BLACKROCK ADVISORS (UK) LIMITED
12 Throgmorton Avenue, London EC2N 2DL
Tel: 020 7743 3000
.................................................................................................................................................78221, 78222, 78223
HALBIS CAPITAL MANAGEMENT ( UK ) LIMITED
(see HSBC Global Asset Management (UK) Limited)
HENDERSON GLOBAL INVESTORS
201 Bishopsgate, London EC2M 3AE
Tel: 020 7818 1818
Dealers................................................................................................................................................ 79812 (3 lines)
BLACKROCK INVESTMENT MANAGEMENT
12 Throgmorton Avenue, London EC2N 2DL
Tel: 020 7743 3000
..........................................................................................................................................................................72130
..........................................................................................................................................................................72139
..........................................................................................................................................................................74187
..........................................................................................................................................................................74188
HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
78 St James Street, London SW1A 1EJ
Tel: 020 7991 8888
Dealers.................................................................................................................................................. 73054, 73080
BNP PARIBAS SECURITIES SERVICES UK LTD
55 Moorgate, London EC2R 6PA
Tel: 020 7477 5777
Dealers.................................................................................................................................................. 79827, 79828
Anthony Morris, Robert Deakin, Sara Russell, Paul Brasington
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LTD
160 Queen Victoria Street, London EC4V 4LA
Tel: 020 7321 1865
Steve ‘Audi’ Quantrell, Matt Cooke..................................................................................................... 74058 (2 lines)
CIBC WORLD MARKETS PLC
150 Cheapside, London EC2V 6ET
Tel: 0207 234 6497
Equity Traders.................................................................................................................................... 74051 (2 Lines)
INVESCO PERPETUAL
Perpetual Park, Perpetual Park Drive, Oxfordshire RG9 1HH
Tel: 01491 417000
David Miller, Kate England, Gordon Wood, Adrian Bradshaw............................................................... 72214, 72483
CITY INDEX LTD
Moorgate Hall, 155 Moorgate, London EC2M 6XB
Tel: 020 7550 8500 – Switchboard
Tel: 020 7550 8515 – Dealers
Tel: 020 7890 7224 – Settlement
Sales Traders: Roger Hambury, Scott Sandat, Sam Steele, Bill Ismail................................................................78947
Risk Managers: Giles Watts, Sean Power, Adem Soyak .........................................................................78945/78946
64
INVESTEC ASSET MANAGEMENT LTD
Tel: 020 7597 2000
Central Equity Dealing Desk Mark Denny, Ruchir Patel, Damion Kumara..............................................................................73090, 73441, 78153
65
Non-Member Firms
Non-Member Firms
JP MORGAN ASSET MANAGEMENT (UK)
Finsbury Dials, 20 Finsbury Street, London EC2Y 9AQ
Tel: 020 7742 6000
Central Equity Trading.......................................................................................................................................79484
PANEL ON TAKEOVERS & MERGERS
10 Paternoster Square, London EC4M 7DY
Tel: 020 7382 9026
..........................................................................................................................................................................75051
Market Surveillance Unit - 020 7638 0129
..........................................................................................................................................................................77624
LAZARD ASSET MANAGEMENT LTD
50 Stratton Street, London W1J 8LL
Tel: 020 7588 2721
Central Dealers...................................................................................................................................72468/9, 78161
RATHBONE INVESTMENT MANAGEMENT LTD
159 New Bond Street, London W1S 2UD
Tel: 020 7399 0000
Switchboard.......................................................................................................................................................74631
Dealers: Daniel Goddard, John Umfreville.........................................................................................................74061
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED
1 Coleman Street, London EC2R 5AA
Tel: 020 3124 3000
Central Dealing Desk..........................................................................................................................................79831
Port of Liverpool Building, Pier Head, Liverpool L3 1NW
Tel: 0151 236 6666
Switchboard.......................................................................................................................................................55270
Dealers: Mark Dixon, Roger Bennett, Mark Waring............................................................................................55203
Dealers: Alan Dixon, Helen Standish, Amy See, Tom Perks................................................................................55274
MINT PARTNERS
13th Floor, Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9LY
Tel: 0207 786 3600
Fax: 0207 786 3601
Tel: 0207 786 3725 - Fixed Income
Tel: 0207 786 3723 - Emerging Markets
Tel: 0207 786 3654 - Energy
Tel: 0207 786 3661 - Metals
Tel: 0207 786 3653 - Fixed Income Derivatives
Tel: 0207 786 3676 - Equity Derivatives
Tel: 020 7786 3650 - Cash Equities
James Townsend, James McCarthy, Craig Smith, Andrew Rooney, Nick Milner.....................................71122/71123
Karl Thompson...................................................................................................................................................71124
Tel: 0207 786 3810 - Middle Office
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD
1 King William Street, London EC4N 7AR
Tel: 020 7280 5007/5534
Security Dealers: David Mott and Helen Biebuyck..............................................................................................72338
SMITH & WILLIAMSON INVESTMENT MANAGEMENT LIMITED
25 Moorgate, London EC2R 6AY
Tel: 020 7131 4000
Dealing................................................................................................................................................. 72541, 72542
STANDARD LIFE ASSURANCE LTD
Standard Life House, 30 Lothian Road, Edinburgh EH1 2DH
Tel: 0131 225 2552
....................................................................................................................................54394, 54401, 54402, 54411
M & G GROUP LIMITED
5 Laurence Pountney Hill, London EC4R 0HH
Tel: 020 7220 7655
Central Dealers..........................................................................................................................77636, 75139, 75146
T. ROWE PRICE INTERNATIONAL LTD
60 Queen Victoria Street, London EC4N 4TZ
Tel: 020 7651 8200
............................................................................................................................................................. 79608, 79609
NEWTON INVESTMENT MANAGEMENT LTD
Mellon Financial Centre, 160 Queen Victoria Street, London EC4V 4LA
Tel: 020 7163 9000
Fax: 020 7163 5501
Dealers...............................................................................................................................................................78546
66
THE TIMES NEWSPAPER
3 Thomas More Square, London, E98 1TB
Tel: 020 7782 5000
..........................................................................................................................................................................78383
67
Non-Member Firms
Notes
UBS GLOBAL ASSET MANAGEMENT (UK) LTD
21 Lombard Street, London EC3V 9AH
Tel: 020 7901 5000
UK Equities.........................................................................................................................................................72434
Small Co Equities...............................................................................................................................................74526
European Equities..............................................................................................................................................75130
WOOD GUNDY INC (See CIBC World Markets Plc)
68
69
Contacts List
Entry
Contacts List
Extn. Department
Publication
How to use this contacts list
Publications
Stock Exchange Publications identified in this section are obtainable through our Corporate website.
Entry
Extn. Department
Accounts Enquiries
General Queries
31010 Credit Control
AIM
Admissions
AIM Notices
AIM Policy
AIM Regulation
AIM Website
Dealing Rules (option2)
General Enquiries
Market Operations
Publication
31473
32026
34707
34154 [email protected]
32026
33666 Market Supervision
34404
34310 Board of the London Stock Exchange
Secretary to the Board
33517
Brand and Corporate Identity
31815
Capital Markets (Also see Equity Markets)
Director of Capital Markets
Raffaele Jerusalmi
34201
Equity & Derivatives Markets
Nicolas Bertrand
31446
Fixed Income
Pietro Pollett
34294
Client Implementation
New Requests and Enquires
Client Technology Services
Head of Client Technology Services
Amin Dawuda Client Technology Service UK
Brian Janganant
Technical Account Managers
Philippe Teillet
Paul Kennedy
Steven Fox
Donald Mucha
70
34242
33101
34216
31115
32165
34564
31027
www.londonstockexchange.com/stx 71
Contacts List
Contacts List
Entry
Extn. Department
Publication
Service Desk
Mat Saunders
31198
Committees, London Stock Exchange Board
AIM Advisory Group
32026
AIM Appeals Committee
32026
Appeals Committee
(Disciplinary/Membership)
33517
Audit Committee
33517
Disciplinary Committee
33517
Exchange Markets Group
33517
Management Team
33517 Secretariat
Markets Appeals Committees
33517
Market Regulation Advisory Group
31287 Trading Services
Primary Markets Group
31696
Remuneration Committee
33517
Technology Advisory Group
31696
Wholesale Markets Group
31540
Communications
Brand and Corporate Identity
Corporate Events
Internal Communications
Media and Business Complex
Media Enquiries
Parliamentary/Government Liaison
EU
UK
Press Enquiries (See Media Enquiries)
Companies, General
Stock Situations
Tender Offers
72
Extn. Department
34404
Product Sales
RNS - Company News Service
Announcement Enquiries
RNS Operational Enquiries
Investor Relations websites
Compensation Scheme
Financial Services
Compensation Scheme
31815
31909
33015
31909
31222
34400 Customer Services
Publication
RNS Brochure
RNS Brochure
RNS Brochure
020 7892 7300 FSA
Conditional Bargains, Permission
Option 2
Conferences
Bookings and Enquiries
Anita Mant 34346
Copyright, Owned by
London Stock Exchange
Commercial Use of
31815
Corporate Events Diary
Corporate Website
Sales and General Enquiries
31220 Information Services
Corporate Identity
34017
31425
33015
Covered Warrants (see Main Market)
CREST
31617
34225 / 31579 Stock Situation Analysis
Regulatory Benefits
Continuing Obligations (See UKLA)
DOL (Daily Official List)
Content
31419 / 3145Product Management
DOL (Daily Official List) Sales
and Back Numbers
020 7825 8000 FT Interactive Data
Entry
020 7849 0000 CREST
CRM Database Manager
Dawn Jones 33470
Data Protection
Subject Access Requests
34095
Depositary Receipts (DRs) (See Main Market)
DOL
DOL
Contacts List
Entry
Contacts List
Extn. Department
Dividends / Benefits
Benefits Advice
31617 Stock Situation Analysis Dividend Timetables
31617 Stock Situation Analysis
Document Service
34337
DOL (Daily Official List) (Also see Market and Security Information)
Benefits/Enquiries/Dividends
Daily Official List, Sales and
Back Numbers
Content
31419 / 31457 Product Management
Historic Prices
33343
Publication
Blueforms
Dividend Procedure Letter
74
DOL
31909
32040
DOL
Exchange Traded Funds (ETFs) (see Main Market)
33666
Publication
31608
Events
Corporate Events
Venue Hire (option 2)
Execution Quality
31220
Exhibitions
31909
Extranex
Client Implementation
34242
Sales and General Enquiries - Jamal Farooqi 33866
Testing Services & Solutions - Glen Harding31769
33343
FIX Gateway
Product Enquiries
34135
Fixed Interest Market (See Gilt-Edged and Fixed Interest Markets)
Forward Dealing Permission
(option 2)
FSA
Equity & Derivatives Market
Head of Equity Markets & Derivatives Markets
Nicolas Bertrand
31446
Business Development
Pinar Emirdag 33350
31449
31608
Economic and Market Information Service
Economic & Market Info Service
Content/Editorial/Statistics (See Research and Statistics)
Subscriptions
34355 Accounts Receivable
Entitlement Issue
Ex Action Timetables
European Affairs / EC Directives
European International Analysis
European Trade Reporting Service EDOL (See Daily Official List)
EDS (Electronic Data Services)
Extn. Department
European Quoting Service
Domestic Market (See UK Equity Market)
EUROSETS
Market Supervision (option 2)
Entry
020 7066 1000
FTSE (See Indices)
FTSE International
020 7866 1810 FTSE100,+ Mid250 Publications
Help Desk
Gilt-Edged and Fixed Interest Markets
Admissions
Market Supervision
33666
34310
Contacts List
Entry
Contacts List
Extn. Department
Publication
Entry
International Bulletin Board (ITBB)
Product Enquiries Trading Enquiries contact
Government / Parliamentary Liaison (See:- Parliamentary / Government Liaison)
Help Desks
Exchange Shareholder Helpline
33322
Institutions
33456
Extranex, Infolect and Trading
33939
Technical Information Desk
Market Supervision - order deletions/
quote closures (option 1)
33666
Market Supervision
33666
Member Firms
33456
Property (option 1)
33333
RNS
34400
Service Control Centre
33100
STX
0808 100 1236
Technical Information
33939 Historic Prices
33343
Hosting (Exchange)
Sales & General Enquires
[email protected]
Andrew Bailey
Mark Lardner
Live Service Issues
Information Services
Product Support Helpline
Sales Enquires
Live Service
Product Management
Intermediaries, Registration of
Internal Communications
76
Extn. Department
31608
33666
31941
International Enquiries International Markets
Customer Testing
Enquiries, General (option 2)
Fault Reporting and Help Line Market Development
New Market Makers (option 1)
Quote closure and market
messages (option 1)
Rules, International Equity Market (option 2)
Technical Support
Training, Member Firms
(Option 1 – Orders, Option 2 – Faults)
International Order Book (IOB)
Product Enquiries Settlement Enquiries
DTCC Main Switchboard:
Settlement Enquiries
Euroclear General Helpdesk: Trading Enquiries contact
34114
32109
31888 or 020 7797 1888 (Option 6)
33343
33939
33699
33100
33343
Publication
33100
33666
33100
31608
33666
33666
Market Supervision
33666
Market Supervision
33666
33100 Service Control Centre
Market Supervision
Market Supervision
Market Supervision
31608
+1 (212) 855 1000
+32 (0) 2 224 2810
33666
Investigations (See Market Supervision)
Invoices Payable / Receivable (See Accounts Enquiries)
34156 / 33919
31815
ISIN Codes / SEDOL Codes
09065 543210
LCH (London Clearing House)
020 7426 7000
Contacts List
Contacts List
Entry
Extn. Department
LIFFE
020 7623 0444
Publication
Entry
Market and Security Information
Content
Regulatory Benefits
RNS
SEDOL Codes:
General Enquiries and New
Code Allocations
Tradable Instrument
Mnemonics Weekly Official Intelligence (WOI)
WOI, Content
WOI, Sales and Back Numbers
78
Publication
Market Data (See Infolect or Real Time Data)
London Stock Exchange Paternoster Square
Letting Enquiries
31060
Premises Manager
32145
Property Help Desk
33333
Reception
33451
London Stock Exchange Website
General Enquiries
Main Market
Admissions Marketing
Product Enquiries UK International, DRs
Debt
Covered Warrants, ETFs,
Structured Products ETFs ETCs Trading Enquiries contact
Market Supervision
Extn. Department
Market Hours
Market Makers
Fault Reporting and Help Line
Quote closure and market messages
(option 1)
Registrations (option 1)
Rules (option 2)
Market Manipulation (option 2) 33343
34310
33508
33936
31608
33306
34513
31608
34513
31419 / 31457 Product Management
34400 Customer Services DOL
DOL
RNS Brochure
09065 543210 Enquiries
31304 Issuer Implementation
WOI
WOI
33666
33666
33666
33666
Market Supervision
Market Supervision
Market Supervision
Market Supervision
Market Regulation & Policy
Market Share
32190
+44 (0)20 7797 2190
Market Operations
33666
Media Enquiries
London Stock Exchange
Press Enquiries
Press Office Broadcast
Facilities/Bookings
Studios (option 1)
Venue Hire (option 2)
33666
31220
31222 Press Office
32040 Media and Business Complex
32040
32040
Membership
New
Notifications
Resignations
Subscriptions and Fees
31900
33232
33232
33232
New Issues
Admissions
Ex Action Timetables Issuer Implementation
Stock Situations
When Issued Dealing Applications
32132 Equity Markets
34310
34225 / 31579
34310 Issuer Implementation
Contacts List
Contacts List
Entry
Extn. Department
Publication
Entry
News (See RNS)
Exchange Market Size (option 1)
Notices of the London Stock Exchange
Content Enquiries
32190 Trading ServicesCorporate Website
Parliamentary / Government Liaison
United Kingdom European Union
31425
34017
Participant Trade Data
31220
Russia & CIS
Jon Edwards 31599
Ayuna Nechaeva
34386
Maksim Kondratjuk
34305
Continental Europe and Republic of Ireland
Luca Peyrano
33340
Axel Kalinowski
34108
34152
Asia Pacific
Jane Zhu
Long Ngo
Julia Wang
Yi Xie
Primary Markets
Head of Primary Markets
Tracey Pierce Company Services:
UK Companies
International Companies
Corporate Advisers
Professional Securities Market
Admissions
Product Enquiries
Trading Enquiries/
Market Supervision
Promotion
Enquiries
33429
34208
33403
UK Relationship Management:
North of England, Northern Ireland & Scotland
Mark Fahy
56396
Midlands, East Anglia & Wales
Mark Russon
33004
London & South of England
Lucy Tarleton
34672
80
Proquote
Head of Proquote - David Tibbetts
Sales Helpdesk Helpdesk (external)
Publication
International
South Asia, Middle East, Africa & America
Ibukun Adebayo
31085
Richard Webster-Smith
31058
Press (See Media Enquiries)
Extn. Department
+852 3555 6390
+852 355 6392
+86 10 5833 2201
+852 355 6395
34310
33258
33666
31909
33520
33143
77688
0845 603 2465
Contacts List
Entry
Contacts List
Extn. Department
Publication
Publishing and Publications (London Stock Exchange)
Stock Exchange Publications identified in this section are obtainable through our Corporate website.
Annual Report
34341
Annual Report
Copyright (London Stock Exchange)
Commercial Use of
34006
Notices and Rules
33366 Market Supervision Rules/Notices
Corporate Website
Corporate Identity
34006
Real Time Data
Head of Real Time Data - Jarod Hillman
Real Time Data Business Development
Ross Stuart
Eliza Buica
Paul Cusak
Emmanuelle Nuti
Market Data Audit & Reporting
Derek Walsh
Rebuild Order Book
31424
33068
34570
34238
33110
Registrar
London Stock Exchange & Subsidiaries
33517
82
Research and Statistics
Historic DOL Prices
Published Statistics
Turnover (Individual Securities Market)
33343 Historic Price Service
31435 Market Information and Analysis
33343 Electronic Data Service
RNS - Company News Services
Head of RNS – Rawdon McMaster
31158
RNS Operations
Peter Wilson
Chris Hewitt
Doug Anderson
Helpdesk
Billing Enquiries
Sales
34227
34240
33974
SEAQ
Customer Testing
Quote closure and market messages
(option 1)
Rules (UK Equity Market) (option 2)
Technical Support
Product Enquiries
Regulation (See UK Regulation)
Extn. Department
Rules, Interpretation of
Buying In (option 1)
Dealing and Reporting for all Markets
(option 2)
Dividends
Trading Services Rule Book
Stock Borrowing and Lending
Traditional Options Market (option 2)
31074
Reference Data Service
Content (option1)
Entry
SETSqx
Product Enquiries
Publication
33666
33666
33657
31210
33666
Market Supervision
Market Supervision
Product Management
Market Supervision
Market Supervision
Corporate Website
33936
33936
Contacts List
Contacts List
Entry
SEDOL Masterfile
Sales
SEDOL Masterfile
Extn. Department
Publication
Entry
33009
09065 543210 Enquiries
SEDOL, SEVAL and DVS
Sales & General Enquiries
33009
Market Supervision
Market Supervision
31210
31210 Corporate Website
31210 Trading Services
Stock Exchange Benevolent Fund
Personal Assistant
Secretary
33120
31092
Stock Exchange Clerks Fund
Stock Exchange Clerks Fund
Centralised Pension Fund Claude Lemon Memorial Fund
Secretary
Assistant Secretary
Unit Pension Fund
34369
34369
34369
34369
34370
34370
84
Stock Situation Notices
Content Enquires
34225 / 31579
33211
SSN
Strategy
Enquiries
31740
Corporate Website
STX
Fault Reporting and Help Lines
0808 100 1236 (Option 1 – Orders, Options 2 – Faults)
STX Directory:
Advertising
31073
Distribution
34470
Entries
34470
New Business Enquiries/Client Relationship:
Tracy Redgrave 31073
Service Support, Information and Trading Products
Statistics (See Research and Statistics)
Stock Borrowing
Policy
Stock Lending Agreements, Copies of
Stock Borrowing Rules
Publication
Structured Products (See Main Market)
Service Management, Information and Trading Services (See also:- Infolect)
Customer Testing
Fault Reporting
General Service Queries
SETS (Stock Exchange Electronic Trading Services)
Customer Testing
33100
33100
Order Deletion (option 1)
33666
33666
Technical Support
33100
Product Enquiries
33936
Extn. Department
Systems Problems, Trading Systems (See Service Support, Information and Trading Products)
techMARK and techMARK mediscience
Enquiries
31696
Technical Services
Live Service
Enquiries
33100
33939 Technical Information Desk
Technology and Business Services
for Exchanges
31570 Exchange Services
Tender Offers
Notification and Rules
Testing Services & Solutions
Sales and General Enquiries - Glen Harding 31769
Tick Data
Tradable Instrument Display Mnemonic
(TIDM) (option1)
Contacts List
Contacts List
Entry
Extn. Department
Trade Reporting
Publication
Trading Products (See Main Market and/or AIM )
Traditional Options Market
Training
General Bookings and Enquires
Patsy Ossei 33666 Market Supervision
33585
[email protected]
Tel: 020 7382 7676
[email protected]
Tel: 020 7797 3617
[email protected]
Tel: 020 7382 7699
[email protected]
Tel: 020 7382 7650
UK Equity Market
Market Development
Market Maker Registrations (option 1)
Market Maker System Problems (option 1)
Market Supervision
Exchange Market Size (option 2)
When Issued Dealing Requests
34006
33666
33666
33666
33666
34310
Market Supervision
Market Supervision
Market Supervision
Market Supervision
Issuer Implementation
UKLA
020 7066 8333
86
Extn. Department
UK Regulation
Head of UK Regulation - Denzil Jenkins
Market Regulation and Policy
Market Supervision
AIM Regulation
Buying In (Option 1)
32190 +44 (0) 20 7797 2190
33666
34154
33666
UnaVista
Weekly Official Intelligence (Also see Market and Security Information)
All Enquiries
Turnover (re London Stock Exchange Markets)
Electronic Data Services
33343 Information Services
Published Statistics
31435 Market Information & Analysis
Turquoise
Equities – Market Operations
37676
Derivatives – Market Operations
33617
Technical Account Management
37699
Membership
37650
Entry
www.londonstockexchange.com/stx Publication
WOI
87
Notes
88
Notes
89
Notes
90
Notes
91
Notes
92
Notes
93

STX® Directory Spring 2012 - London Stock Exchange Group

Transcription

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