In its industry-wide petition
Transcription
In its industry-wide petition
Section 505(d) of the Act requires “substantial evidence” of effectiveness before a drug can be placed on the market and sold to consumers. In most instances, the Agency has interpreted this to mean that a drug manufacturer must provide adequate and well-controlled clinical studies distinguishing a drug’s effectiveness “from other influences, such as spontaneous change in the course of the disease, placebo effect, or biased observation.” 21 C.F.R. § 314.126. The Act’s language makes clear that homeopathic drugs fall under the definition of the term “drug” as used broadly in the Act. Section 201(g)(1) of the Act defines the term “drug” as used in the Act to include “articles recognized in the official United States Pharmacopeia [“USP”], the official Homeopathic Pharmacopeia of the United States [“HPUS”], or official National Formulary [“NF”], or any supplement to them; and articles intended for use in the diagnosis, cure, mitigation, treatment, or the prevention of disease in man or other animals; articles (other than food) intended to affect the structure or any function of the body of man or other animals; and articles intended for use as a component of any articles” so specified. Whether or not they are official homeopathic remedies, those products offered for the cure, mitigation, prevention, or treatment of disease conditions are regarded as drugs within the meaning of Section 201(g)(l) of the Act. Section 400.400 of the FDA Compliance Policy Guidelines, “Conditions Under Which Homeopathic Drugs May be Marketed,” states that a product’s “compliance with requirements of the HPUS, USP, or NF does not establish that it has been shown by appropriate means to be safe, effective, and not misbranded for its intended use.” The plain meaning of the Act therefore permits the Agency to subject OTC homeopathic drugs to the same effectiveness standards that apply to other OTC drugs. The Agency has broad authority over the labeling of drugs. See Section 502 of the Act and 21 C.F.R. Part 201. Through its rulemaking authority, the Agency has required both testing for effectiveness and appropriate labeling of certain classes of drugs. E.g., Labeling and Effectiveness Testing; Sunscreen Drug Products for Over-the-Counter Human Use, 76 Fed. Reg. 35620 (June 17, 2011). 2. The collective weight of the scientific evidence establishes that homeopathic drugs are no more effective than placebos. Homeopathic drugs are ineffective for at least two independent reasons, either of which is sufficient to establish homeopathic drugs’ inefficacy in light of basic, well-established principles of biochemistry and pharmacology. First, there is no reliable scientific evidence that the alleged active ingredients in homeopathic drugs cure the diseases and conditions for which they are indicated. Indeed, as discussed further below, homeopathic “theory” is premised on the magical notion that very small doses of substances that cause disease symptoms can alleviate those same symptoms. Second, producers of homeopathic drugs typically dilute the drugs’ alleged active ingredients in solution to the point that the solution contains, on average, not a single molecule of the alleged 2 active ingredient.1 In other words, what the producers and retailers of homeopathic drugs market as “medications” are nothing more than solutions that are devoid of active ingredients (often the solutions are simply water), which then have been combined with various inactive ingredients, such as balls of ordinary sugar. Homeopathy, which was developed and popularized in the late 18th century by the German physician Samuel Hahnemann, purports to stimulate the body’s ability to heal itself by administering vanishingly small doses of highly diluted substances.2 Homeopathy is based on two principles, both of which contradict basic, well-established laws of modern chemistry and pharmacology: the “principle of similars,” which holds that a disease can be cured by a substance that produces similar symptoms in healthy people; and the “principle of dilutions,” which holds that the lower the dose of the medication, the greater its effectiveness.3 Pursuant to Hahnemann’s teachings, most homeopathic remedies sold today have been diluted repeatedly to the extent that not a single molecule of the alleged healing substance remains.4 As one would expect, the scientific evidence establishes that any apparent benefits from homeopathic drugs are mere placebo effects. The medical journal The Lancet published a comprehensive review of homeopathic treatments in 2005.5 The authors analyzed every clinical investigation then published on the effects of homeopathy. Their analysis identified 110 well-designed investigations into its effects. The results of those trials were then compared to 110 well-designed investigations of conventional medical therapies for the same ailments. The authors concluded: Biases are present in placebo-controlled trials of both homoeopathy and conventional medicine. When account was taken for these biases in the analysis, there was weak 1 Homeopaths denote a 1-to-100 dilution by the letter “C,” and a 1-to-10 dilution by the letter “X.” For example, a “6X” homeopathic preparation is a 1-to-10 dilution repeated six times, leaving the alleged active ingredient as one part per million. Homeopathic drugs designated as 24X, 12C or higher contain, on average, no molecules of the original substance from which they were prepared. See generally Stehlin, Isadora. “Homeopathy: real medicine or empty promises?” FDA Consumer, Dec. 1996. Available online at http://findarticles.com/p/articles/mi_m1370/is_n10_v30/ai_18979004/. 2 National Institutes of Health (“NIH”) National Center for Complimentary and Alternative Medicine Backgrounder: Homeopathy, An Introduction (July 2009). Available online at http://nccam.nih.gov/health/homeopathy/. 3 Id. 4 Id. 5 Shang A, Huwiler-Müntener K, Nartey L, et al. “Are the clinical effects of homoeopathy placebo effects? Comparative study of placebo-controlled trials of homoeopathy and allopathy.” Lancet 2005; 366: 726-732. Available online at http://www.thelancet.com/journals/lancet/article/PIIS0140-6736(05)67177-2/fulltext. (Attached hereto as Exhibit A.) 3 evidence for a specific effect of homoeopathic remedies, but strong evidence for specific effects of conventional interventions. This finding is compatible with the notion that the clinical effects of homoeopathy are placebo effects.6 The highly esteemed Cochrane Collaboration has published reviews of homeopathic treatments for the treatment of a number of diseases and medical conditions, including, among others, dementia, chronic asthma, attention deficit hyperactivity disorder (ADHD), and influenza. In each instance the reviews concluded that evidence for homeopathic drugs’ efficacy is nonexistent, unreliable, or too scarce to warrant recommendations regarding homeopathic treatment.7 Although most analyses have concluded that there is little evidence to support homeopathy as an effective treatment for any specific condition, some studies have reported positive findings.8 Studies reporting positive findings, however, are generally poorly controlled and/or have not been replicated.9 6 Id. 7 See, e.g., McCarney, R.W., et al., “Homeopathy for chronic asthma,” Cochrane Database of Systematic Reviews 1999, Issue 1. Art. No.: CD000353. DOI: 10.1002/14651858.CD000353.pub2 (available online at http://www2.cochrane.org/reviews/en/ab000353.html); Heirs, M. and Dean, M.E., “Homeopathy for attention deficit/hyperactivity disorder or hyperkinetic disorder,” Cochrane Database of Systematic Reviews 2007, Issue 4. Art. No.: CD005648. DOI: 10.1002/14651858.CD005648.pub2 (available online at http://www2.cochrane.org/reviews/en/ab005648.html); McCarney, R.W., et al., “Homeopathy for dementia,” Cochrane Database of Systematic Reviews 2003, Issue 1. Art. No.: CD003803. DOI: 10.1002/14651858.CD003803 (available online at http://www2.cochrane.org/reviews/en/ab003803.html); Vickers, A. and Smith, C., “Homoeopathic Oscillococcinum for preventing and treating influenza and influenza-like syndromes,” Cochrane Database of Systematic Reviews 2009, Issue 3. Art. No.: CD001957. DOI: 10.1002/14651858.CD001957.pub4 (available online at http://www2.cochrane.org/reviews/en/ab001957.html). 8 NIH National Center for Complimentary and Alternative Medicine Backgrounder: Homeopathy, An Introduction (July 2009). Available online at http://nccam.nih.gov/health/homeopathy/. 9 For example, a 1997 meta-analysis of placebo-controlled trials of homeopathic drugs concluded that patients receiving homeopathic drugs were more likely than patients receiving placebos to show signs of improvement. Linde, K., et al., “Are the clinical effects of homeopathy placebo effects? A meta-analysis of placebo-controlled trials.” Lancet, 1997; 350 (9081): 834-43. Available online at http://www.ncbi.nlm.nih.gov/pubmed/9310601. The authors of the report later re-examined their meta-analysis. In a follow-up paper that accounted for new, high-quality trials showing negative results, the authors concluded that “in the study set investigated, there was clear evidence that studies with better methodological quality tended to yield less positive results . . . It seems likely, therefore, that our [1997] meta-analysis at least over-estimated the 4 The collective weight of scientific evidence demonstrates that homeopathic drugs yield no benefit beyond the placebo effect. In addition, the premise upon which the effectiveness of “homeopathic medicine” is founded—that highly diluted preparations of substances that cause symptoms in healthy individuals will reduce similar symptoms in patients—has no basis in reality and has been disproved repeatedly.10 Accordingly, major health and medical organizations, including the American Medical Association, have concluded that there is no convincing scientific evidence to support the use of homeopathic treatments in medicine.11 3. The Agency’s failure to regulate homeopathic products has enabled a multimillion dollar industry to market ineffective products to unsuspecting, ill consumers. Although the Agency has the authority to require homeopathic products to undergo the effectiveness testing that applies to prescription and new OTC drugs, it has to date declined to exercise that authority. The Agency’s permissive regulatory policy has enabled the growth of a multi-million dollar market for products for which there is no credible scientific evidence of effectiveness beyond what is expected from the placebo effect. Consumer sales of homeopathic treatments in the U.S. reached $870 million in 2009.12 According to a 2007 study conducted by the Center for Disease Control and Prevention (“CDC”), an estimated 3.9 million U.S. adults and approximately 900,000 children used homeopathic products in the previous year.13 Ill consumers who desire effective medical treatment turn, unwittingly, to homeopathic drugs, using them for a broad range of health concerns, including the treatment of diseases and conditions such as allergies, asthma, chronic fatigue syndrome, depression, digestive disorders, ear infections, headaches, and skin rashes.14 effects of homeopathic treatments.” Linde, K., et al. “Impact of Study Quality on Outcome in Placebo-Controlled Trials of Homeopathy,” Journal of Clinical Epidemiology 1999:52 (7): 631– 6. Available online at http://www.ncbi.nlm.nih.gov/pubmed/10391656 (Attached hereto as Exhibit B.) 10 See, e.g., Ernst, E. “A systematic review of systematic reviews of homeopathy,” Br. J. Clin. Pharmacol. V.54(6): 577-582 (Dec. 2002). Available online at http://www.ncbi.nlm.nih.gov/pubmed/12492603. (Attached hereto as Exhibit C.) 11 AMA Council on Scientific Affairs. “Alternative Medicine: Report 12 of the Council on Scientific Affairs (A–97)” page 8. American Medical Association (1997). 12 “Homeopathy prospers even as controversy rages.” J. Deardorff, Chicago Tribune, March 6, 2011. Available online at http://articles.chicagotribune.com/2011-03-06/news/ct-met-0306homeopathy-20110306_1_homeopathy-oscillococcinum-products. 13 NIH National Center for Complimentary and Alternative Medicine Backgrounder: Homeopathy, An Introduction (July 2009). Available online at http://nccam.nih.gov/health/homeopathy/. 14 Id. 5 Homeopathic drugs are typically marketed in ways that lead consumers to believe that they are effective for preventing and treating illnesses and symptoms, some of which can lead to severe complications, hospitalization, or death if improperly treated. By way of example, the retail giant Wal-Mart Stores, Inc. (“Wal-Mart”) promotes the sale of the homeopathic drug Boiron Oscillococcinum, a homeopathic drug produced by Boiron USA (“Boiron”), through Wal-Mart’s website, www.walmart.com. The website indicates that Boiron Oscillococcinum is indicated for the treatment of “flu-like symptoms.”15 The website16 also features an image of the product’s package, which indicates that the product “Reduces [the] Duration and Severity of Flu Symptoms,” including “Fever, Chills, Body Aches and Pains.” Boiron itself is even bolder, engaging in advertising that is highly misleading as it seeks to suggest this Agency has approved its product. Borion’s website for Oscillococcinum, http://www.oscillo.com/about/facts-about-oscillo , maintains that four clinical studies show the effectiveness of its product, and this claim is then immediately followed by the assertion that “Oscillo complies with a well-established framework of guidelines, regulations, and quality standards established by the FDA.” Consumers undoubtedly purchase the product based on Wal-Mart’s and Boiron’s assurances that Boiron Oscillococcinum is, in fact, effective for preventing and treating the flu—especially as Boiron implies its product has been tested by this Agency. Yet there is no credible scientific evidence to support the effectiveness of Boiron Oscillococcinum beyond what is expected from the placebo effect.17 This is hardly surprising, as Boiron Oscillococcinum’s alleged ingredient—liquefied duck liver and heart—was mistakenly identified in the early 20th century as a possible homeopathic agent on the basis of the false 15 See http://www.walmart.com/ip/Boiron-Oscillococcinum-Homeopathic-Flu-Medicine6ct/10316942#ProductDetail. 16 Wal-Mart’s misleading promotion of this homeopathic drug as a treatment for flu is not limited to the webpage on which the product is displayed. Consumers will reach this page only after visiting Wal-Mart’s “Medicine Cabinet” page, http://www.walmart.com/cp/MedicineCabinet/976798, which assures customers that the products Wal-Mart carries will “fight colds and the flu.” From there, website visitors will navigate to the “Cough, Colds & Flu Wellness Shop” page, http://health.walmart.com/health-tips/cough-cold-flu/20, which promises to help the customer “Stay on top of cold and flu season by learning about products that can help you and your family stay well, relieve symptoms and recover fast.” In its “Cough, Cold, and Flu Buying Guide,” http://health.walmart.com/health-advice/cough-cold-flu-buying-guide/689/, Wal-Mart asserts that its products will provide the customer “with everything you and your family need for battling a cold or the flu.” 17 Guo, R., et al., “Complementary Medicine for Treating or Preventing Influenza or Influenzalike Illness,” Am. J. Med., Vol. 120 Issue 11, 923-929 (2007). Available online at http://www.amjmed.com/article/S0002-9343%2807%2900876-5/abstract. 6 belief that it contained “oscillococci,” microscopic bacteria that proved to be imaginary.18 Moreover, like most producers of homeopathic drugs, Boiron dilutes its alleged active ingredient to the point that the likelihood that even a single molecule of the substance remains is vanishingly small.19 The homeopathic industry’s marketing of homeopathic drugs, aided by major retailers such as Wal-Mart, is a profound disservice to the public. Beyond leading consumers to squander hundreds of millions of dollars annually on ineffective remedies, homeopathic drug producers and retailers place the public health at risk by displacing proven, effective medical treatments. Influenza, for example, is a serious illness that can lead to complications resulting in hospitalization or even death, especially among the elderly, the very young, and individuals with certain health conditions.20 Yet U.S. sales of the wholly ineffective homeopathic flu remedy Oscillococcinum reached $15 million in 2008 alone.21 The Agency should act to ensure that consumers are not led to believe that effective preventive and therapeutic measures can be ignored in favor of products that amount to mere placebos, at best. 4. As the Agency recognizes, accurate labeling is critical if consumers are to make an informed choice. As demonstrated by the Agency’s recently issued rule on labeling of sunscreen products, Labeling and Effectiveness Testing; Sunscreen Drug Products for Over-the-Counter Human Use, 76 Fed. Reg. 35620 (June 17, 2011), this Agency recognizes its responsibility to ensure that consumers are provided with all material information regarding a product so they can make an informed choice. The choice of a sunscreen can be very important. At least equally important, however, are choices relating to the treatment of serious diseases such as influenza. Homeopathic drug producers and retailers are misleading consumers into believing that their products are effective. As indicated by Boiron’s promotion of Oscillococcinum, manufacturers of homeopathic products are not averse to implying that this Agency has approved their product. 18 Nienhuys, J. “The True Story of Oscillococcinum” (2003). Available online at http://www.homeowatch.org/history/oscillo.html. 19 Boiron Oscillococcinum uses a “200C” homeopathic preparation, indicating a 1-to-100 dilution repeated two hundred times. By way of comparison, a mere “30C” preparation is so dilute that a single molecule of the original substance dissolved would occupy a volume of solution that is more than 30 billion times the size of the earth. See Barret, S. “Homeopathy: The Ultimate Fake.” Available online at http://www.quackwatch.org/01QuackeryRelatedTopics/homeo.html. 20 See, e.g., Centers for Disease Control and Prevention, “Seasonal Influenza: The Disease.” Available online at http://www.cdc.gov/flu/about/disease/. 21 Park, Robert L. “Superstition: Belief in the Age of Science,” Princeton University Press. ed., pp. 146 (2008). 7 - EXHIBIT A - I on,o* \ Are the clinical effects of homoeopathy placebo effects? Comparative study of placebo-controlled trials of homoeopathy and allopathy AijingShong,KorinHu\Niter-Minte et, LindaNoftey,Petet)ini,StephanDotig,Jonotfion A a stcrte, DonicJPevJrner, Motthios Egqer 5ummary Ld^.et 2oo5; f66: 726-j2 5e€comnrertPage69l Departm en t of social and Preventive Medi.in€, Univebity of B€rne, B€.ne. switu €rl.nd (A5han9MD, K HuwileFMiintend MD, LNarteyM0, PJlniMD,5Doig, D PsnerMD, PrcfMEggerMD); Medical Re5ea,(h Coun.il H.alth S€ruicsResear.h Background Homoeopathy is widely used, but specific effects ofhomoeopathic remedies seem implausible. Bias in the conduct and reporting of trials is a possible explanation for positive findings oftrials ofboih homoeopathy and conventional medicine. We analysed trials of homoeopathy and conventional medicine and estimated treatment elTects in trials least likely to be affected by bias. Methods placebo.controlled trials of homoeopathy were identified by a comprehensive litenture seatch, which covered 19 electronic databases, reference lists ofrelevant papers, and contacts with experts. Trials in conventional medicine matched to homoeopathy trials for disorder and gpe of outcome were randomly selected from the Cochrane Controlled Trials Register (issue 1, 2003). Data were extracted in duplicate and outcomes coded so that odds ratios below 1 indicated benefit. Trials described as double.blind, with adequate nndomisation, were assumed to lre ofhigher methodological quality, Bias effects were examined in funnel plots and meta'regrcssion models. Collabo.,tion, D€partdenl of i.l Medicine, U n ive6 itY of B itol, Brirtol, uK(PJ!ni, J A C sten€ PhD, PotM E9ga4; D€p:nment of Pharm:<olo9y, UniveEity of Zitich, Zijtnh, switu€ and(5 Dodg);and Pr:di.e B ickfeld. Medix G€n€lal Practi.€ Netwolk, B.rn.,switzedand (D Pesner) so. Corspondence to Prof Manhes E99er, D€partnent .f s..ial and Prekntlv€ Medicine, UniBityof Be..e, 8erne, switzedand eqqer@ispm,unibe.ch Findjngs 110 homoeopathy trials and 110 matched conventional-medicine trials were analysed. The median study size wls 65 participants (range ten to 1573). 21 homoeopathy trials (19%) and nine (8%) conventional'medicine trials were ofhigher quility. In both groups, smaller trials and those oflower quality showed more benefrcial treatment effects thai larger and hlgh"r-qn"lity ttiul". When the analysis was restricted to large trials ofhigher quality, the odds ratio was 0.8E (95% CI 0.65-i.19) for homoeopathy (eight trials) and 0 . 58 (0 39-4 .85) for conventional medicine (six trials). lnterpretation Biases are present in placebo-controlled tlials ofboth homoeopathy and conventional medicine. \Xrhen account was taken for thise biases in the analysis, there was weak evidence for a specific e{fect ofhomoeopathic remedies, but strong evidence for specific effecrs ofconventional interventions. This finding is compatible with the notion that the clinical effects ofhomoeopathy are placebo effects. to affect small than large studies;the smaller a study, the lntroduction the treatment eflect necessary for the results to be larger controversial used but Homoeopathy is a widely complementary or aliernative therapy.'' The basic statistically signifrcant, whereas lalge studies are more premi." is that like is cured by like (sinilia simi,Iibus likely curenfur)--iiseases can be treated by substances that produce the same signs and symptoms in a healthy individual.., The preplration ofremedies involves serial dilution, commo;ly io the extent that no molecules of the original substance temain, and vigorous shaking between dilutions (potentisation). During this process informaiion is thought to be transferred from the diluted substance to the soivent,' which in the light of current knowledge seems implausible. Many people theiefore ih"t any effecis of homoeopathy must be non- """,r-" specific placebo effects.' 'Bias to be ofhigh methodological <luality and published if their results are negative We examined the effects of homoeopathy and conventional .medicine observed in matched Pails of Placebo-conholled t als, even trial quality and the probability of publication and lelated biases, and estimated results oflarge trials assessed least affected by such biases Methods Literature search and data sources we updated a prenous comprehensive search for placebo'controlled tlials ofhomoeopathy, which covered possible Publications up to August' 1995 " We searched of placebo'controlled 19 electronic databases, including specialised irithe conduct and rePorting oftrials is a explanation for positive 6"il"g. trials of both homoeopathy and allopithy (conventional homoeopathic and comPlementary-medicine registries, medicine).'" Publication bias is defined as the covering the Period from 1995 to |anuary' 2003: preferential and more rapid publication of trials with MEDLINE, PIe-MEDLINE' EMBASE' DARE' CCTR' statisticaliy significant and bineficial results than of CDSR, CINAHL, AMED, MANTIS, Toxline' PASCAL' trials -itf,oit significant results.,o The low BIoL, science Citation Index, clscoM, British methodological quality of many trials is another Homeopathic Library, the HomeoPathy A!:tracJ Pagel important s'ource of bias." These biases are more likely Homlnform Homoeopathic library' NCCAM' and 726 vol365 Auqu5t27,2005 Arai.b, SIGLE. The search terms in MEDLINE were (homeop'k OR homoeop* OR llomeopathy (MeSH)) AND (placebo* OR placebos {MeSH) OR placebo effect (MeSH) OR sham). Search terms for the other databases were much the same. We also checled the reference lists ofrelevant papers, including teviews and meta-analyses of homoeopathic interventions, and contacted experts in pu blicatio.5 ld.n tilied the specialty. There were no language restrictions. We searched the Cochrane Controlled Trials Registet to identify placebo-controlled trials of conventional medicine. This bibliographic database of controlled trials is maintained by the Cochrane Collaboration. As part of an international effort to search systematically health- 17 inj0fficient inlomation 14 inellgible study design care journals worldwide and other sources of information, the collaboration has combined results of electronic searches and searches by hand io create a 2 rc homoeoprthlc inleNent on comprehensive database oftrials.'r We searched issue 1, 2003, ofthe Cochrane Controlled Triais Register, which included 353 809 billiographic references. studyseledion We defined inclusion and exclusion criteria a priori and applied the same criteria to trials ofhomoeopathy and of conventional medicine. lnclusion c te a were: that the trial was controiled and of treatments o. preventive measures with clinical outcomes; that it had a parallel- group design with placebo control; that there was nndom o! quasirandom assignment to treatment and placebo groups; and t}lat a wyitten report (eg, journal publication, abstract, thesis, conference proceeding, unpublished repolt, book chapter, monograph) was available with sufficient data to aliow the calculation of odds ratios. Ve excluded trials of homoeopathic "provings" in which remedies are given to healthy individuals to assess thef effects, cross'over trials, and figure 1j ldentifcation of 110 eligibl€ placebo<ontrolledtdakof homoeopathyth.t.ould b€ makhed to an equal number of pla(ebocontrolled tdak of conventional medicine population, intenertion, outcome measures, and trial quality. Data wele ertracted independently by two obsewers, and discrepancies were resolved by consensus, Homoeopathic interventions were defined compiex homoeopathy, or isopathy. Classical homoeopathy was defined classical, clinical, or as as as comprehensive homoeopathic history-taking, followed by the prescription of a single individualised remedy, possibly with subsequent change ofremedy in response N-of-1trials. to changing Procedures homoeopathic history was taken and all patienis received a single. identical remedy, inreraenlions were Ve used prespecified criteria to identify outcomes for inclusion in the analyses. The first choice was the main outcome measure, defined as the outcome used for sample-size calculations. If no main outcome was specified, we selected other outcomes, in the order: patients' overall assessment of improvement; symptoms. If no comprehensive classified as clinical homoeopathy. Complex homoeopathy was defined as the prescription of a mixture of several different remedies. Interventions were classified as isopathy if the agent that was judged to be the cause of the disorder was used (for example, pollen in pollinosis). hldications fo! tleatment were physicians' overali assessment of improvement; and the classified as acute or chronic or primary prevention or clinically most relevant other outcome measule {for example, the occurrence or duration of an illness). prophylaxis {interventions with the intention if several were ludged equally relevant. For each homoeopathy trial, we identified matching trials of conventional medicine that Respnatory-tn.t infe.tions 21(19%) enrolled patients with similar disorders and assessed 6ynae(olog, and obneti6 14(13%) Outcomes were selected iandomly simijar outcomes. We used computer-generated random numbers to select one from several eligible 16(15%) 5urqeryand ana€sthet.s 12(11%) 72177%) M!sculdkeletaldnode6 11(10%) trials ofconventional medicine. Outcomes were selected and triais matched without knowiedge oftrial results. We used a piloted data-ertraction sheet, which covered descriptive information on the trial and study wthelancet.com Vol356 AugUst27, 2oo5 10 (9*) 14{11%) rbl" t: Dlrtrlbrtb*I p""-f plac of I - I o*,o* Homoeopathytrials {n=11o) (10-1573) (111) 55.5 777 1992(1966-2003) Median ye& of publicaiion (.ange) 58{53%) 94(85%) 45 &1%) lnEnglish MEDLINE-indered jounal 54149%1 76124%) 77179%) 6(sv.) ovedll a$e$ment of rerponse o..urcn.e ordu.aiion of d sodet A$e$m€ntofsrmptomt Mearurcment of function or nate ratios below 1.0 indicated a beneficial effect oftreatment in ali cases. We used descriptive analyses to compare characteristics of homoeopathy and conventionalmedicine trials. We examined heterogeneity between trials with standard 1' tests and calculated I': statistics, which measure the proportion ofvadation in treatment effect estimates due to between'strldy heterogeneity.r6 We investigated the association between study size and trial results in funnel plots, by plotting odds ratios on the horizontal aJds (on a logarithmic scale) against thei. SE on the vertical axis.'7 The extent to which studylevel variables were associated wit}l log odds ratios was examined by itting of univariable and multivariable meta-regression models." The following variables were considered: SE oflog odds ratio, Ianguage ofpublication, indexing of the publication in MEDLINE, trial quality Conventional-m.dicin.triak (n-110) 65 02 1t67) 131(216) 1994(1974-2002) 94(8s%) 110{1oo%) 95 (85%) 49145t4 (24. ) 26 26 Q4%) 6{5%) A$e$nent of dini(al 5i9n, D6dibed ar double'blind Etiof of allo.ation seq! en ce Adequate co..ealm6t of alloGtion Adeq u ate gene Analysi, by intention to Hiqherquality' 'fiah de{ibed 6 101{92%) 27 (25%) t@at 96187%) to t)7%) 49 (45%) 21(19%) 33 (30%) 40 (36%) 21(19%) doubh-blind, with ad€qste e 9eh!6ton ofall@tion 5eqwne T06r. 2: chah<teri5ticr ofiola<abo-controlled t preventing (8'") and adequate rcn.ealment ot all(ation. alr othom@opathy and conventional medicine the occurrence of a disorder or complication). The dwation of followup was measured in weeks from the start of the treatment to the assessment of outcomes. Assessment of study quality focused on three key domains of internal vaiidiry:'r'' randomisation (generation of allocation sequence and concealment of allocation), masking (of patients, therapists, and outcome assessors), and data analysis (by intention to treat or other). Random-number tables, computergenerated random numbers, minimisalion. coin- {orwebappendi(es .r r' 1 and 2 benefit of the inteflention. Funnel-plot asymmetry was measured by the asymmetry coemcient: the ratio ofodds in assignment envelopes, central Role ofthe funding source The funding sources had no role in the study design; collection, analysis, or interpretation of data; or the writing of the report. The corresponding author had fuli access to all the data in the study and had final responsibility for the decision to submit the paper lbr randomisatron, computerised randomisation systems were classifled as adequate methods of allocation concealment. Analysis by intention to treat was assumed ifthe reported number of r'.i . than 1 0 corespond to a smaller odds ratio for trials with the chalacteristic and hence a larger apparent ratios per unit increase identical appearance, and on-site r odds ratios, raiios of odds ratios, or asymmetry coefficients with 95% CL Ratios of odds ratios of less tossing, caid'shuffling, and lot-drawing were classified as adequale methods for the generation ofthe allocation sequence. Sealed, opaque, secluentially numbered independendy prepared and coded drug packs of See {masking, generation of allocation se<1uence, concealment of allocation, intention-tolreat analysis), duration offollow-up, and clinical topic. For homoeopathy trials, we also examined whether effects varied between t,?es ofhomoeopathy and tlpes ofindications {acute, chronic, primary prevention, or prophylaxis). We combined treatment effects from larger trials of higher quality by use of standard random'effects metaanalysis and used meta-regression analysis to predict treatment effects in trials as large as the largest trials included in the study. Trials with SE in the lowest quartile were defined as largertrials. Results are given as analyses were done in SE of log odds ratio.'' All Stata version 8.2. palticipants randomised and the number analysed were identical. Descriptions of other methods wele coded either as inadecluate or unclear, depending on the amount of detail provided. Trials described as doubleblind, with adequate methods for the generation of allocation sequence and adequate concealment of allocation, were classified as of higher methodological 60 reports. The commonesl reasons for exdusion were insumcient information (precluding the calculation of quality. odds ratios), ineligible study design, G raphical an d statistical a n alysis We expressed results on the odds ratio scale and used the method descdbed by Hasselblad and Hedges" to convert difTerences in continuous outcomes to odds ratios. We lecoded outcomes if necessary, so that odds publication. Results We identified 165 potentially eiigible reports ofplacebo- controlled trials of homoeopathy and excluded multiple publication, and inability to identify a matching trial of conventional medicine (figure 1). We induded 105 publications that repor(ed on a total of 110 independent trials ofhomoeopathy (webappendix 1) and 110 publications of 110 matched trials of conventional medrcine {webappendix 2). {wwrhelancet.com vol355 Alqust27,2oo5 7 O,ai.l", in MEDLINE {mo!e The clinical topics shrdied in paits oftdals ranged from respiGtory infections to surgery and anaesthesiology {table 1). The outcomes studied were closely matched; overall assessments ofresponse were analysed in 49% of homoeopathy trials and 45% of trials of conventional other than English), indexing medicine (table 2). More detailed information on but did not reach statistical significance (table 3). There was little evidence that treatment effects varied outcomes is given in the webtable. The average sh-rdy size was similar for the two groups, with a median of around 65 paticipants. Overall, str.rdy size ranged from ten to 1573 padicipants. Among homoeopathy tlials 48 (44%) concemed dinical homoeopathy, 35 (32%) complex homoeopathy, 18 (16%)dassical homoeopathy, and eight al, the nature of the \7%J isopathy. For the remaining homoeopathic intervention was unclear. 101' 192%) ofrhe t conventional-medicine trials investigated drugs, eight (7oZ) immunotherapy, and one a vaccine. The drugs most frequently tested were non-steroidal anti"inflammatory agents (11 trials), anti-allergy drugs (11 tiials), virostatic drugs (11 trials), and antibiotics (seven trials). 53% of homoeopathy trials were published in English compared with 85% of trials in conventional medicine. 50 homoeopathy trials were published in German or French. The two groups of trials aiso differed in the proponion published in MEDLINE indexed journals. The two groups had similar methodological quality in terms ofmasking, generation ofallocation sequence, and analysis according to intention to treat, but a highe! proportion of homoeopathy trials reported adequate concealment of patients' allocation. 21 (19%) homoeopathy trials and nine (8olo) conventional-medicine trials were ofhigher quality (table 2). Most odds ratios indicated a beneficial effect of the intervention {frgure 2). SE ranged from 0 12 to 1 65 for homoeopathy trials and 0.11 to 1.52 for conventionalmedicine h'ials. Heterogeneity of trial results was less plonounced for homoeopathy (heterogeneity x'=309, df i09, p<0.0001) than for beneficial effects and indicators I in trials not indexed in MEDLINE), oftriai quality (more beneficial effects in trials of lower quality). The effects of these valiables were generally similar fot conventional-medicine trials according to duration of follow'up (p:0.862 fot homoeopathy, p=0 594 for conventional medicine) or clinical topic {p=0 660 for homoeopathy, p=0'360 for conventional medicine) or that effects differed between different lypes of homoeopathy (p=0.636) or type of indication (p=0 487). In multivariable analyses, the SE of the log odds raiio (asymmetry coefEcient) was the dominant variable in both groups. Coefficients ofother l :o 03 06 g 09 7) 15 conventional medicine (heterogeneity x'=481, df 109, p<0 0001) This difference is unlikely to be due to chance {p:0 011 by F test). The proportion oftotal variation in the estlmates of treatment effects due to between-study heterogeneity (I?) '" was 6 5 % for hom oeoparhy aad 77/o for conventional 06 medicine. Funnel plots were asymmetrical, with smailer trials (largo SE) in the lower part of the plot showing more benefrcial treatment effects than iarger ttials (smaller SE, figure 2). In meta-regression models, the association between SE and treatment effects was similal for trials of homoeopathy and conventional medicinel the respective asymmetry coefficients were 0 17 l95Yo Cl 0 10-0 12) and 0 21 {0 11-0 40). Therefore, with each unit increase in the SE, the odds ratio decreased by a factor of0 17 for homoeopathy and 0.21 for conventional medicine g a 09 \2 15 rO' a'a 18 {table 3). Other sources of heterogeneity between homoeopathy trials included the language of publication (more beneficial effects in trials published in languages [email protected] vol365 August27,2oos t ak Funn.lplotof 11o homo.oP.thytials and 110 matched convehtionalmedkin€ solid lines indicate predktedt,eatmenteffectsfrom metajeg.ession, with dotted lines rcPr€senting the95% cl Figurc 2: I o*,0* conventional medicine, are unspecific placebo or R.tl" (9516 Arymmetry .o€f6. .ntt (D 0.17(0.10-0.32) 073 (o 53-1oo) 0.69(0.50 0.94) o 44 Con..alment of allo.arion "f (95%Ct) (o.11-o.81) "dd-"ii.* <0.0001 0.21{0.11-0.40) 005 oo19 0 67 io 40-1 14) 103 (061-1.75) 0017 061(0.36-1.11) o?4 098(065 146) 0.107 either type of medicine were oflow or uncertain quality. In both groups, smaller trials and those ofiower quality showed more beneficial treatmeni effects than larger trials and those of higher quality. Between-trial heterogeneity was less pronounced among homoe- o91l 067(028-0.95) o 0.78(0.57-1.07) 0117 076(o,E-116) 0193 1.25(0.87-1.80) 0.225 1.14(0.78-1.56) o 506 0.62 0.011 0.61(0.34-1.09) 0.095 {043-0.90) conterl effects. In 1991, Kleilnen and colleagues')o argued that there is no reason to believe that compared with homoeopathy "the influence of publication bias, data massage, bad methodology, and so on is much less in conventionai medicine". Indeed, we fourd that trials ofhomoeopathy tended to be of higher methodological quality than conventional-medicine tlials, altlough most t als of p opathy trials. This finding might be expected if heterogeneity between homoeopathy trials is essentially due to biased repoding and conduct oftdals, whereas in belw 1.o @respondto a 5mall€r odris 6tio sti. dividrd by od& Elio witho'rt {haad.'i3tk. ^atiorT'ials pubkh.d in lanluaqB other than E.qlish lrirlr with .haadennk and hen(e a larqer apparenr h€n.fit ofihraNeniions. show-r moft 6ei.n.ial trcatment elt .t th:n th6e publish ed in Ens li$, lor erample. rRario of odds htio p( lnit in.rca* in st 'od6atiowilhchac.te for the conventional-medicine sample treatment effects represented an additional relevant source of heterogeneity. When we discussed resuits with practitioners of homoeopathy, they contended that classicai homoeopathy and homoeopathic tteatment I"bt" homoeopathy rnd 110 matchid trials otronventioftl medicine of chronic yield specific effects. We addressed these points in additional analyses but found no strong evidence in support of disorders, in tials with longer follow-up, would these hypotheses. variables, including srudy quality, were attenuated and became non-signi6cant. When the analysis was rest cted to the larger trials of highe! repoded methodological quality, the odds ratio from random-effects meta-analysis was 0 88 (0.65-1.19) based on eight trials of homoeopathy and 0 58 (0 19-0.85) based on six trials of conventional medicine. Similarly, for prediction of treatment effects in trials as large as the largest trials, the odds ratio was 0 96 {0.73-1 25) for homoeopathy and 0.67 (0 48-4.91) for conventional medicine. This study directly compared the presence of biases in homoeopathy and conventional-medicine trials. Identical definitions and their influence on effect estimates were used, and data were abstracted independently by two obseflers. The search ofhomoeopathic publications was comprehensive, and we are confident that we identified a near-complete set of published placebocontrolled trials of homoeopathy. The identification of unpublished studies is notoriously difhcrit, and we probably missed some of these t als. Conventionalmedicine t als were randomly selected from the largest existing database of clinical triais (the Cochnne compared the effects of homoeopathy and conventional medicine that are seen in placebo' controlled tials, examined the presence of bias resulting from inadequate methods and selective Controlled Trials Register) and were carefully matched to homoeopathy triais fo! clinical subject and type of outcome. Diffelent sources of bias are difficult to disentangle. The methodological quality of randomised rtials cannot publication, and estimated results in trials least affected be reiiably Discussion we by these biases. We assumed that the effects observed in of homoeopathy could be combination of methodological deficiencies and biased reporting. Conve6ely, we placebo-controlled trials explained by a postulated that the same biases could not explain the effects observed in comparable placebo.controlled t als of conventional medicine. Our results confirm these hypotheses: when analyses were restricted to large trials ofhigher quality there was no convincing evidence that homoeopathy was superior to placebo, whereas for conventionai medicine an important effect remained. Our results thus provide support for the hypothesis that the clinical effects of homoeopathy, but not those of assessed from published articles because reporting on impofiant features of the methods is incomplete in many cases." Indeed, deficiencies in methods of smaller trtals that were either not reported or not assessed by us could also have conhibuted to the asymmetrical shape of the funnel plot. We have argued elsewhere that the funnel plot should be seen not oniy as a means of detecting publication bias, but also as a generic tool for examination of small-study effects*the tendency for the smailer studies to show larger treatment effects.l'] Ifreporting is inadequate, study size can be a more plecise measure of t al quality than formal assessments of trial quality. Ve addressed this possibility by modelling the effects expected in t als as ww.thelancet.(om Vol366 August27,20os O,ai.b, large as the largest trial included in our study; again, we found litde evidence for an effect of homoeopathy but stlonger evidence for conventional medicine. Another limitation of our study is the exclusive focus on the beneficial effects of homoeopathy and conventional medicine, nther than on both benefits and risks. However, the trials included in the study were smali and lacked the powe! to reveal infrequent but important adve$e effects. Futhermore, leporting on adverse effects is inadequate even in larger trials.,' A comprehensive and vaiid assessment of adverse effects wouid probably not have been possible within the framework of this study. A previous review, which did not include a metaanalysis, also found that many trials of homoeopathy show beneficiai effects but are of low methodological quality.'o A meta-analysis by Linde and co-workets', was based on an extensive literahrre search, which we updated for ou! study, but it did not include trials of conventiooal medicine. These lesearchers concluded that theii results were "not compatible with the hypothesis that the clinical effects of homoeopathy are completeiy due to placebo". However, in a subsequent, more detailed analysis of the same data,,, they observed that mole ligorous trials yielded smaller effect sizes and tlat thefu meta-analysis" ptobably "at least overestimated the ellects of homoeopathic treatmenls". ln a separate study, the same group obse ed that many trials in complementary medicine have important methodological weaknesses.'zt Finally, a study of23 trials of homoeopathy that were considered to be of high methodological quality found that the few trials thar used objective endpoints were all negative.To Our study has implications beyond the question of whether homoeopatlic remedies have specific effects. First, an important point to keep in mind is that most systematic reviews and meta-analyses ale based on relativ+ few tdals. Simulation studies have shown that detecdon of bias is difhcult when meta,analyses are based on a small number oftrials." For example, for the eight t als ofhomoeopathic remedies in acute infections of the upper lespiratory tract that were included in our sample, the pooled effect indicated a beneficial effect (odds ratio 0.36 195% CI substantial 0.2 .500 and there was neither convincing evidence offunnel-plot asymmetry nor evidence that ttre effect di{fered between the trial classified as of higher leporled quality and the remaining trials. Such sensitivity analyses might suggest that there is robust evidence that the treatment under investigation works. However, the biases that are prevalent in these publications, as shown by our study, might plomote the conclusion that the results cannot be trusted. We submit that similar studies shouid be done in other 9?es of both complementary and conventional medicine. Such shrdies would "borow strength" from a large number oftrials and provide empirical information to assist reviewers and reade$ in the interyretatio4 of wwwthelancet.com Vol 355 August27, 2oo5 findings from small meta-analyses that focus on a specifrc intervention and disorder. Second, although impotant progress has been made lately,'r,7 further research is needed to identify the dimensions of methodological quality that aie important in different clinical contexis, diflerent outcomes, and different types ol trials. Finally, the relation between the probability of publication of a study and its methodological <luality should be examined in more detail. We emphasise that our study, and the trials we examined, exclusively addressed the narrow question of whether homoeopathic remedies have specific effects. Conte* effects can influence the effects ofinterventions, and the relationship between patient and cater might be a$ important ?athway mediating such effects.!*,, Practitionels of homoeopathy can form powelful alliances with their patients, because patients and carers commonly shale strong beliefs about the treatment's e{fectiveness, and other cultural beliefs, which might be both empowering and restorative.b For some people, therefore, homoeopathy could be another tool that complements conventional medicine, whereas othen might see it as pwposeful and antiscientific deception of patients, which has no place in modern health care. Clearly, rather than doing further placebo-controlled trials of homoeopathy,' futr-rre research efforts should focus on the nafure ofcontext effects and on the place of homoeopathy in health-cale systems. Our study powerfully illustates the interplay and cumulative effect of different sources of bias. We acknowledge that to prove a negative is impossible,', l:ut we have shown that the effects seen in placebocontrolled tdals ofhomoeopathy are compatible with the placebo hypothesis. By contnst, with identical methods, we found that the beneits ofconventional medicine afe unlikely to be explained by unspeciEc effects. M Eggerconceived the studyand wrote the 6rst draft oftherelort. All the authors contributed to the final draft. A ShanB K HuwilerMiintener, L Naltey, S Dijrig, and P riini did the literature searches, ideniified eligibie studies, and ext.acteddata. P jiini advised on data enraction and quality assessnent. D Pewsner helped with daia efiraction and classifcarion ofhomoeopathy irials. A Shang, I A C Sterne, P Jiini, and M Egger did the siatistjcal analyses and conlributed to daia inierpretation. We dedare thatwehave no conflict ofinterest. We thank lritz Grossenbacher iorvaluable helpwith literature searches. This studywas funded by the Conrplementary Medicine Evaluation Progiam (Programm €valuation der Komplementrrmedizin IPEKI) of the Swiss Federal office ror Public Heahh. we thank Maiianne Amiet and Florian Mitscherlich from the PIK coordinating oltrceand Felir Curtne! froft the Fede.al Oifice ofPublic Health for lheir suppon. Peter r0ni was supported by sranis from the Swiss NationalScience Foundalion (grants no. 3231066177 and 1200066178). 1 risenberg DM, Davis RB, Ettner SL. etal. Trends in aLtemative medicine use in the United States,1990-1997:results ofa follo* up national suney. _IAMA 1998t 260: 1561-75. I 7 I o*n,* 2 Emsl E. The role ofcomplementary and altemative medicine. BM.l 2000:321: l1l3-ls Vandenbroucke ,P. Homoeoparhy t.ials:going nowhere. tara! 3 1997:350:824 Viclers A. Zouman C ABC of(omptemFnrary medkine: homo€opafiy. 8Ml 1999: ll9. l1l5-18. lonas w, jdcobs l. Heal.ns wifi horreopath]. New york. w"rrer 4 5 Bo.k( 6 190a. Schulte J. tfie.ts of porenrizarion in aqueous sotufions. tu Honeopath I 1999. EE: t5540. 7 Skrabanek P.Is homoeopathya placebo responsel 1107. 8 9 Gotzsche PC. T.ials ofhomeopathy. tana, 1991; t4t: 1513. Rennie D. Fan conduct and fair repolting of dinicat trials. JAMA I'bc.tt9g6tz. 17664a. Egger M, Davey Smiti c. Meta-analysis: bias in locationand sel€ction of studies. BMJ 1998j 116: 61-{6. Schulz KI, Chalme6 I, Hayes Rl. Altman D. Empirical evidence of t9 101-05. 20 Kleijrcn l, Knipschild p, ter BMI 1991,t 302:31613. 2l Schulz KF. Randomised trials, human narure, and reponinS guidelines. lare, 1996; 3.1E: 596-98. StemeJAC. Cavaghan Dt. Egger M. publ'cation and retated bias in mela{nalysis. po$e! ol sr!-rsdcel lesrs dnd prevrten(e rn rhe lle?turc J Clin Epd.tuial 2000: 53: Ilt !2i JoaDnidis tP, ku t. completeness of safery.eporting in randomized trials:an €valuation of7 medical areas. JAMA 20011 22 23 11 bias: dimensions of helhodological qualiry a$ociated with estimates of treatment effects in conbolled trials..IAMA 1995;273: 408-1,2. 12 ll 14 Linde K, clausius N, Ram;ez c, et al. Are the clinicalellects of honoeopathy placebo effectsi A meta-anelysjs ofplacebo, controlled trials. tan rr l997i 350: 834-41. Di&ersin K, Manheimer E. Wieland 5. Robinson KA. Lefebqe C. McDonald S. Development ofthe Cochnne Collaboration's CENTRAL Register of contolled clinicaltrials. E al H.atrt p/ot ZOO2: 25. 1844. Jijnr P. Alrman DC. Egger M. Assesrng the qualiry oj .onrrothd clnical trials. 8Ml 2001:lZl: a2-a6. 15 16 17 l8 732 Hasselblad v, Hedges Lv. Meta-analysis ofscreening and diagnostic tests. Prydrrol ErlL t995; t77: t67-78. HiggiDs lPT, Thompson SG. Quantjrying hererogeneityin a metaanalylis. Sr4t Mrl 2002; 21: l519-58. Steme tAC. Egger M. Funnelplots for deteding bias in metaanalysis: guid€iines on cho\.e of aas. I clin Epidemiol 2oot: S4l Rier c. CliDicaltrials ofhomoeopathy. zES:4J743. 24 1999: 242: 10 StemerAC, EggerM. Davey-Smjth C. lnvesligating add dealing with publication andotherbiases in meta-anatysis. BMJ2001; t3: 25 16 27 28 Linde K. Scholz M. R2mire c, Clausius N, Melchalt D,lonasWB. lmpa.r ofstudy quahry on ourome in Dlrcebo-conLrolted lnats of homeopathy.I Clin Eyid,hol 1999, 52: 6tl-36. Linde K, ronas wB. Melchan D, wiilich S. The nethodological quality of randomized controlled trials of homeopathy, her6al medicines and acupuncture . Itt J Epid.hinl lWL 30: 526-31. Morison B. trlfold R,. Imsi E. Mehodologka nsour end rpsutrs of clinical lrials of homoeoparh'c remedies. p.tlstoa,,000j ll. 132-38. Moher D. Pham B. lones A. fl al. Does queliry or relons of !Jndomised rruls affed estrmales ofintFtuenl'on efficacy leported in meta-analysesf lrrrr, 1998; 3 52: 609-13. Di Blasi z, Harkness €, Ernst E, ceorsiou A, Kteiinen J. jnfluence ofcontext effecis on health oulcomes: a systematic review. l4rrrt 20011 357, 29 75742. KleiinenJ, de Craen Al. van Everdingen l, KJol L. placebo effecr in doubl€-blind clinical bials: a rwiN of inleractio,s wirh medications. l0 31 bnet 1994: !4L rJ4749. KaplLhukTJ. Fiserberg DM. Thp pF (uanvF ppea ofahernarve " ntedicne Ann t^km M.d1998. l29 t0bl-65 Allrnan DC, Bland JM- Absence of evidence is nor evidence of absence. BMl 1995; 311 a85. 1046_55. Thompson SC. Sharp sJ Er?leining helerogenFiry in mera.nalysis:a comp!rison o[merhods. Srar M.d tr9q; lE: 2693-708. M.thelancet.coh vol366 Auqun27,zoos EXHIBIT B ffi I Clin EpidemiolVol. 52, No. ?, pp. 631-616, 1999 Copyright @ 1999 Eisevier Science Inc. All righb reserved. 0895-4356i99/$-see 6ont marter P1l 50895.4356(99)00048-? ET.sEVIER Impact of Study Quality on Outcome in Placebo-Controlled Trials of Homeopathy Klnus Linde,l '* Michnel SchoLT,z Gilbert Ramirez,3 Nicola Clausius,l Dieter Mebhart,l andWayne B. lonasa Mrorcrns Rrsranca, Depanrr.asxr or lNrgRNaL MrotcrNr Il, TecuNrscuo 2lls,rt].urr ron Msorcer Srerrsrlcs awo ErtoevloLocv, Trcnr.rIscH! IJNIVERSITiT MuNcasN, Muwrcn, Genuerqv; lDeeexturur or PugI-rc HeeLtH aNo PnrvrNrve Meotcrvs, l-lvlvensl,tv or Nonrntnr Trxas Hsarrg ScrrNcr Cruren, Fo*r Woern, Trxes; ar.ro 4Onrtce oe Arrsrwarrvp Meotctle, NartouaL Insrlrures or HeaLttt, IMUNcHENER MooELL CeNrR-E eon CoN{prsrlrNrany UNlvEFsrrAT MiNcHeN, MuNrcn, GeRMeNy; Be.Iursoe, M.rnvu+r.ro indicarors of methodological quality on study outcome in a set in rhree dif{erenr ways: (l ) The results ofstudies meeting placebo-controlled trials of homoeopathy clinical of 89 single crireria (explicit statement of random allocation, allocation concealment, double,blinding, compieteness of follow-up) of methodological quality were compared with those of studies not meeting the criteria in univariate and multivariate analyses; (2) The results ofstudies scoring above and below predefined scores in two quality assessment scales were compared; (3) Primary studies were consecutively entercd into a cumulative metaanalysis according to the summary scores derived from the quaiity assessment scales. All analyses were performed lsing meta-regression methods. Studies that were explicitly €ndomized and were doubie-blind as well as studies scoring above the cut-points yielded significantly less positive resuks than studies not meeting the criteria. ln rhe cumulative meta-analyses, there was a rrend for increasing effect sizes when more studies wich lower-qualiry scores were added. However, there was no linear relationship between quaLity scores and study outcome. !0e conclude that in the study ser investigared, rhere was clear evrdence that studies with better methodological ABSTRACT. !7e investigated the influence of quality cended to yield less positive resuits. Because summarizing disparate study features into a singl€ score is problemaric, meta-regression methods simultaneously invesrigating the influence of single study features seem rhe best method {or investigating the impact of study quality on outcome. J cLrN EprDEMloL 52:7:631-636, 1999. @ 1999 Elsevier Science Inc. KEYWORDS. Study quality, meta,analysis, homeopathy, randomized controlled INTRODUCTION There is increasing evidence that more rigorous trials tend ro yield less optimistic results than trials with less precau' tions against bias [1-J]. ln a controversial area like complementary and alternative medicine, in which many trials are performed by proponents with little research experience and published in non-peer-reviewed journals, one might expect that this problem could be even more pronounced. Quality assessment, therefore, should be a mandatory element ot !yslematic revrews ofsuch rherapies However, the assessment of clinical trial quality is problematic. Although a number of instruments designed for this purpose have been used (see [4] for an overview), there *Addres conespondence to: Dr. K. Linde, Centre for Complementarv Medicine Research, Depanment o( Internat Medicine ll, Technische Univesiriir Miinchen, Kaiserstt. 9. 80801 Munich, Gerrnanv. Accepted for publicarion on B March 1999. crials, bias is no widely accepted single method. There is not even a uniform definition of quality. Most assessment methods focus on criteria dealing with the likelihood of bias such as randomization, blinding, completeness of follow-up, and intent-to-treat analysis. The "dimension" assessed with such criteria is that of "methodological quality" or "internal validity." There is also substantial controversy over whether qualiry can be assessed with scoring systems that combine, weight, and sum a catalogue of critetia, or whether the in' fluence of single-quality components should be investigated separately [5,6]. We compared three different approaches to investigate rhe impact of quality aspects on outcome in a published meta,analysis of placebo-controlled trials of homeopathy [7]: ( I ) investigating the influence of single-quality components on the outcome, (2) using cut-off points in quality scores as inclusion criterion, and (3) entering trials into meta-analysis consecutively according (cumulative meta-analysis). to quality scores 632 K. Linde METHODS The general methods of our review have been described in detail elsewhere [7] and are reported here only in a cursory manner. In this article, we focus on the specific methods regarding study quality and outcome. Selection Ctitetia ond Literatute Seatch \fle included all available double'blind and/or randomized clinical trials in which a homeopathic intervention and a placebo had been compared for preventive or therapeutic purposes. Eligible trials were identified *tough multiple sources inciuding MEDLINE, Embase, complementary medicine databases, contacts with researchers, and checking bibliographies of identified articles. A rotal of 1 19 studies meeting the inclusion criteria were identified, and 89 presented suf- er al. been used in a slightly modified version in other rcviews on complementary medicine also [9,10], has seven items scor- ing 0,0.5, or 1 point each. ltem I is a statement ofrandom allocation; item 2 assesses the adequacy of randomization concealment; item 3, baseline comparability; irem 4, blinding of patients; item 5, blinding of evaluators; item 6, the likelihood of selection bias after allocation; and item 7, the adequacy of the statistical analysis. Both scales were operationalized with detailed instructions (available from the authors). Al1 trials were assessed by at least two independent reviewers. Each reviewer used both quality scales. Stctisticol Anafses Odds ratios (OR) and their respective 95olo confidence intervals (957o CI) were calculated for each trial, with values ) ficient data to be included in the quantitative meta-analy- I sis. Study characteristics and results were extracted by two independent reviewers using a pretested form. effective than placebo. For this analysis, the data from the original meta-analysis l7l were reanallzed by using metaregression methods allowing arnong-trial heterogeneity. As s es sment of Methodotogical First, ORs were naturai log-transformed before analysis. Qtality For assessing the methodological quality, the scale by Jadad tailed description submitted for publication), which has l. treatment effect y, : ln(OR') ofstudy i, i = 1,...,n. \7e assumed the meta-rcgression model [11,12] This results in et ai. [8] and a system developed by one of us (KL) were used. The Jadad scale is a scoring system that has three items adding up to a maximum score offive points. Zero, 1, or 2 points can be given for randomization (explicit statement that allocation was randomized and description of an adequate generation of the random sequence), 0, 1, or 2 points for double-blinding (explicit statement that patients and evaluators were blinded and thar treatments were indistinguishable), 0 or 1 point for the description of dropouts and withdrawals (numbers and reasons in all compared groups given separately). The second scale (lnternal Validity Scale = IVS; de- TABLE indicaring rhar the homeopathic rnterventron was more a Y= x;F + bi+ ei, (1) where x, denotes a vector of known covariates for study i, - N(0,r2) is a study-specific random effect reflecting the residual among-trial heterogeneity and e, - N(0,o'z) with the individual within-trial variance o,2. The variance o,z was estimated by the known sample variance sj of the ith trial. For b,, e, independent var(y,) equals .r2 * s'2. Under this model assumption, the estimated linear predictor r,p rcpresents the mean effect ofall triaLs having covariate vector x,, and b, is the ith rrial's deviation from this mean. Parameter estimares were obtained via a likelihood-based method (resrricted maximum likelihood, REML [13]) imb, Component and minimum 6core analysis Not met n Component analysis (univariate) Explicirly randomized Adcquate concealment Double-blinding Complete follow-up Component analysis (multivariate) 64 34 81 78 (1.81-2.75) 25 2.60) (2.124.33) z.tt (t.62-2.74) Adequate concealment 2.08 (t.7 5-1.47 ) 1.70 (t.97-3.72) Double-blinding Complete follow-up Minimrlm score analysis (univariate) Both z.z3 2.00 (1.50-2.65) 55 2.18 (1.83 8 6l 3.03 2.rs (t.78-1.59) Explicitly randomized Jadad score > 2 lV scale > 4.5 OR (95olocl) 40 r.81 34 z6 1.95 t.'tz (1.4r-2.32) (1.50,2.59) (1.28-2.3t\ 49 55 63 oR (95ol.Cr) ROR(95ol.CI) Heterogeneity 3.4A (2.324.97) 2.83 (1.23-3-58) 9.14 (4.81-17.4) 2.29 (1_84-2.86) 0.66 (0.43-1.0r) 0.71 (0.49-1.02) 0.24 (a.t74.46) 0.41 (0.21-0.8?) 3.36 (2.374.78) 2.s0 (2.00-l.l l ) 7.85 (4.10-15.0) 2.21 (1.81-2.69) 0.64 0.84 0.26 1.73 3.23 (2.534.13) 2.92 (2.29-3.73) 2.95 (2.37-3.67) 0.56 (0.40-0.79) 0.6? (0.474.97) 0.58 (0.40-0.79) 0.r9 (0.22-0.87) r.r I (0.88-2.00) 0.31 (0.18-0.71) 0.44 (0.26-0.91) (0.43 {.94) 0.28 (0.15-0.69) (0.60-r.18) (0.14-O.51) (0.85-1.77) 0.34 (0.19-0.78) o.4o (0.23-o.86) 0.36 (0.20-{.82) Impact of Study Quality on Outcomes in Placebo.Controlled Trials ofHomeoparhy 633 TABLE 2. Pooled odds ratios of shrdies with the same quality scores and cumulative meta.analysis according to quality IV Score (n studies) 7.0 (5) 6.5 (2) IV (n studies 1.55 (0.?7-3.10) :7.0 (5) 5.5 (13) 4.6r (0.9\-23.4) t -35 (0-74-Z.4sl l.?4 (1.38-2.19) 5.0 (10) 2.95 4.s (e) 4.0 (13) 3.5 (9) 4.33 (1.86-r0.1) 3.0 (B) 1.97 2.5 (5) 3.91 (0.97-15.8) 2.0 (9) 2.47 (r.rt-5.52) >3.0 (73) >25 (78\ >2.0 (87) 1.0 (2) 6.92 (t.53-3t.41 all (89) 6.0 (4) (2.404.34) (2.00+.98) 2.82 (t.57-5.05) 3.16 (l.r+3.40) Jadad Cumulative score oR (9solocr) (7 ) =6.5 >6.0 (11) >5.5 (24) >5.0 (34) -_4.5 (43) >4.0 (56) =t.5 (65) oR (95%Cr) ) 1.55 (0.77-J.r0) 2.AZ (r .06-3 .85\ 1.67 1.7 (1.tL254t | (1.36-2.15) 1.89 (1.s3-2.35) 2.09 (r.69 2.59) 2.29 (1.88-2.80) 2.35 (1.9+233) 2.29 (1.92_2.'t 4) 2.4212.00-2.9r) 2-44 (Z .02-2.93) 2.47 Q.a6-2.97\ Jadad 7.00 (1.3?-2.91) t .42 (t .02-t .99) 5 (10) 4 (ll) 3 (1e) 1(r5) t .83 (t A+2 .34) 3.24 (2.274.63) 3.58 (2.11-6.08) 0 (2t 6.92 (r.53,31.4) z (32) =5 (10) >4 (Zt) >3 (40) z.0o (t.37,2.9t) 1.68 (r.29-2.r8) >z (72) 2.26 (1.87,2.',l3) > I (8?) all (89) 2.44 (Z.OZ-2.93) r.7311.44-2.08) 2.47 (2.06-2.9?) plemented in PROC MIXED of the SAS stem release 6.12 (SAS Institute, Cary, NC). A likelihood ratio test was used to examine the null hypothesis of no residual among trial heterogeneity (r2 : 0) 2. Minimum score analysis: Comparison of pooled effect sizes of studies scoring above or below predefined cutoff-points (>3 in the Jadad score, >5 in the IVS score, by comparing the likelihood of this restricted model with that of a model where rz is estimated. lf the restriction holds, model (1) reduces to the fixed-effects model. The results are given either on the original OR-scale or in terms of ratios of odds ratios (ROR). A ROR of 1.0 for a dichotomous quality criterion indicares no difference between the two ORs. ln our coding lcheme, a ROR < 1,0 always reflecs that trials meeting the quality criterion had a smaller OR compared with the trial not fulfilling this quality standard. 3. Cumulative meta-analysis: Primary studies were entered consecutively into meta-analysis according to the quality scores received (Jadad and IV scale). Approaches to Test the I'7'pact of Q1/,d,LitJ on Outcome The relationship between study quality indicators and outcome was tested by three different approaches: 1. Cornponent analysis: Comparison of pooled effect sizes of studies meeting a criterion and of studies not meeting a criterion (explicit statement that allocation to groups was randomized, adequate concealment of randomization, double-blinding, complete follow-up, or intent-totreat analysis). Both univariate and multivariate analyses were performed. separately and combined). RESULTS The mean quality score of the 89 trials was 2.58 (SD 1.29) from a maximum offive on the Jadad scale and 4.20 (1.46) from a maximum of seven on the IV scale. Forty (45%) of the trials scored over the predefined quality cut-off (three or higher) on the Jadad scale, and 34 (38%, five or higher) on the IV scale. Twenty,six (29o/o\ vials scored above the cut-off in both scales. Sixty-four (72%) trials explicitly stated that allocation to groups was randomized; 21 (24olo) made no ctear statement (only double-blinding mentioned); and 4 (4ok) trials had used quasi-random methods. For 34 (38%) trials, an adequate method of allocation concealment (mostly consecutively numbered drug containers) was reported; 50 (56010) did not describe the method; and in 5 (6%) concealment was inadequate. Eighty-ooe (917o) studies were double-blind;3 (3o ), single-blind; and in 5 (6Eo) there was no statement about blinding. Twenty-eight K. Linde 634 (37olo) trials either appeared to have included all patients randomized into the analysis or did an intent-to-treat analysis; in 20 studies (22%), major bias seemed unlikely; in 19 (210,6) trials major bias seemed possible or likely; and in 22 (25olo), the item could not be rated owing to insufficient in- formation. The pooled mean random effects OR all 89 studies included was 2.45 (95Vo CI 2.05-2.93\. Because there was strong heterogeneity Gt : 0.43;95okCI4.254.90; P = 2.4 x l0-rl), only random effects analyses are reported here. [f the analysis was restricted to trials that were explicitly randomized, adequately concealed, or double-blinded, the resulting mean ORs were 2.23 (a decrease of 9olo compared with when all 89 trials were pooled), 2.00 ( 18% decrease), and 2.18 (11"/" decrease) respectively (see Table 1). The 117o reduction of the overall OR by excluding eight nondouble-blind trials indicates that these studies had yielded greatly inflated effect sizes and their removal considerably decreased heterogeneity (see Table 1, last column). Trials with complete follow-up yielded a slightly larger mean OR rhan did rrials not meering rhis criterion. Double.blinding had the strongest impact on outcome in both the univariate and the multivariate analysis. The ratio of odds ratios (ROR) were 0.24 (g5yocl 0.12-0.46; P < 0.0001) and 0.26 (95%CI 0.14-0.51; P = 0.0002), respectively. ln the mulitvariate analysis also the explicit statement of randomization reached significance (ROR 0.64; 95'kCl 0.434.94; P = 0.03). The influence of allocation er al. concealment and complete follow-up was not statistically significant. If the analysis was restricted to trials that scored three or higher on the Jadad scale, five or higher on the lV scale, or both, the mean OR was decreased ro I.8I (1.41-2.32,28Vo decrease), 1.97 (1.50-2.59,229o decrease), and 1.72 (1.28231, 3AVo decrease), respectively. The heterogeneity was reduced most (350/o) in the multivariate component analysis. \X4ren the primary studies were entered into the cumulative meta-analysis in descending order of IVS scores, there was a trend for increasing effect sizes when studies with lower quality were added (see Table 2, upper part). If only the five studies scoring highest (seven points) were pooled, the resulting OR was 1.55 (0.79-3.01), and for the studies scoring more than two thirds of the iterns (>5 points) 1.89 (I.53-2.35\. When using the Jadad scale, the mean OR of the highesr scoring trials was more positivc (2.00; 1.3?2.91) than if trials scoring four or three of the possible five points were added (see Table 2, lower part). When the OR of primary studies are plotted against quality scores, it becomes obvious that there is no clear linear relationship between these two panmeters (Fig. I and 2). DISCUSSION Our analyses provide clear evidence that in the study set investigated more rigorous trials tended to yield smaller effect sizes. The most plausible explanation ofthis finding is bias. OR 100.0 e I 10.0 B 6 H 6 A fo, 2345 Jadad score l. Scatterplot of odds ratios of 89 trials of homeopathy plotted against Jadad score (circle areas are scaled propordonal to the variance of the trials odds ratio). FIGURE 635 lmpact ofStudy Qualrry on Outcomes in Placebo-Controlled Trials of Homeopathy have less,promising results. lt seems, therefore, likely that out meta-analysis [7] at least overestimated the effects of The results are comparable to those from similar analyses in conventional medicine. However, the influence of dif{erent quality factors depends on the context. Schulz et al. [1] found in their analysis covering 250 trials from 33 meta' analyses from the Cochrane Pregnancy and Childbirth database that aLlocation concealment was the most relevant qualiry factor. Double-blinded trials also yielded significantly smaller effect sizes; however, the method ofsequence generation for the allocation had no influence, and trials with complete follow-up had slightly more positive out, comes. In an analysis of 127 trials from I I meta-analyses on a variety ofconditions by Moher et al. [3], the findings were similar to those of Schulz et aI. for allocation concealment and sequence genemtion, whereas double-blinding had no effect. ln the homeopathy studies evaluated here, doubleblinding proved to be the most relevant influence factor. A possible explanation is that bias from this factor might be particularly important, as in these trials homeopathy was mainly used for mild and chronic conditions for which there are few objective outcome measures. The evidence ofbias weakens the findings ofour original meta-analysis [7]. Since we completed our literature search in 1995, a considerable number of new homeopathy trials have been published. The fact that a number of the new high-quality trials (e.c. [14,15]) have negative results, and a tecent update of our review for the most "original" subtype of homeopathy (classical or individualized homeopathy 116]), seem to confirm ahe finding that more rigorous trials homeopathic treatments. The use of the predefined cut-off points to separate higher- and lower-quality trials of homeopathy produced mo.e conservative effect estimates than the use of single components in the univariate analysis. Also, in the cumula' tive meta-analyses, pooled effect sizes tended to increase when studies with lower scores were entered. However, the scatterplots reveal that a convincing linear relationship does not exist. There are several possible explanations for this result. ( 1 ) lf the overall hypothesis that all homeopathy is placebo is inco[ect, our study set is clinically extremely heterogeneous and the "true" effect sizes might vary strongly between treatment and conditions. This heterogeneity might obscure the slight correlation suggested by the cumulative meta analysis. Other explanations are (2) that the relationship between quality and outcome is rather weak or (l) that the scores used ale not suitable to detect an existing relationship. ln a set of seven (clinically more homoge. neous) meta.analyses applying the widely used scale by Chalmers er al, [17], Emerson and coworkers [18] also failed to find a clear relationship between quality and outcome. This would support the explanations (2) and (3). Quality scores have been criticized for mixing disparate \rudy features rnto a nontranqparent quantitative e5timate and inrroducing an arbitrary element into the analysis {191. Empirical research providing sound evidence on the valid- OR 100.0 10.0 o o €.-,e o6 1.0 .o, to_) o (o) i:t a o oc o^ o (.J -id(i, g c\r'H /-'j UO 0.1 internal validity score FIGURE 2. Scatterplot of odds ratios of 89 trials of homeopathy plotted against intemal validity (IV) score (crfcle areas are ofthe trials odds ratio). scaled proportional to the variance 636 ity and comparability of the various instruments is almost nonexistent [20]. Our results indicate that quality scores might be useful and can lead to similar results as component analysis. Nevertheless, if feasible, meta-regression with multivariate modeling of the influence of single components seems to us the first choice to test the influence of quality on outcome, as this approach is transparent and has a straighdotward rationale. The smal number of primary studies in most meta-analyses strongly limits the power of meta-regression. lt seems reason. able to use minimum scores in such situations to investigate whether high-quality studies yield resuls that are different fiom lower-quality srudies. This approach has been used in the literature (e.g. [2,21]). A look on our scatter plot and the results by Emerson et ai. [18] suggest *ut in small study sets dris might be haz.ardous. Also, using quality scores to weight primary studies [3] in meta-analysis seems problernatic based on such results. 'Whether using summary scores or components, readers should be aware that all quality assessments based on pub' Lished reports are very crude. For example, a single phrase (which even mighr have been inch.rded by the authors but deleted after editorial review because of lack of space) might be used to decide whether a trial is assessed as adequately concealed or not. Even if we assume that allocation concealment is a relevant indicator, the presence or lack of a statement on it does not necessary mean that a trial is high or low quality. Guidelines such as the CONSORT statement [22] should improve the reporting of key meth. odological issues in future years. There is a clear need to investigate the influence ofstudy design factors and aspects of methodological quaLity on study outcomes in more detail. The available tools for quality assessment are far from being perfect. In our opinion, there is no reason why single-quality criteria and summary scores should not be used in parallel. However, in the present situation we recommend that investigators should not rely on quality scoring methods alone when perforrning sensitivity analyses. Such analyses should be interpreted with great caution, as their accuracy and relevance may be greatly influenced by context and reporting factors. This studl was partiall:1 suppoftea bJ the Karl and Yetonica CartensSrrfr*ng and the NIAMS {ant 5 U24 -AR43346-a2. The Centre fm Compbmenttrl Medicire Research is fundzd 11 *e Bavarian Parlanmt. K. Linde of intervention efficacy reported in er dl meta-analysesl l,ancet 1998t 352: 649-613. 4. Moher D, Jadad AR, Nichol G, Penman M, Tugwell P, Walsh S. Assessing rhe quality of randomized controlled trials: An annotated bibliography ofscales and checklisrs. Conrrol Clio Trials 1995: 16:62-73. 5. Greenland S. Quality scores ate useless and polentially mis- leading. Am J Epidemiol 1994; 140: 100-301. 6. Olkin l. lnvited commentary: Re: "A crirical look at some popular meta-analytic methods." Am J Epidemiol 1994; 140: 297 -299. 7. Linde K, Clausius N, Ramirez G, Melchart D, Eitel F, Hedges LV, et al. Are rhe clinical effects of homoeopathy placebo effects? A meta-analysis of placebo-controlled nials. l,ancet 1997;350, 83+843. 8. Jadad AR, Moore RA, Carrol D, Jenkinson C, Reynolds DJM, Lavaghan DJ, et al. Assessing the qLrality ofreports ofrandomized clinical rrials: is blinding necessaryl Control Clin Trials 1996: 17: 1 12. F, Srdr \f, lyiesner-Zechweister M, Pothenceuu R, Veinschitz T. Randomized clinical trials of acupunc- 9. Linde K, Worku ture for asthma-a systematic revie\r. Fortschr Komplementiirmed 1996; 3: 148-155. 10. Linde K, Ramirez G, Mulrow CD, Pauls A, Weidenhammer V, Melchart D. Sc John's wort for depression-an overview and mera-analysis of randomised clinical ftials. BMJ 1996; 313:253 Z5B. 11. DerSimonian R, Laird N. Meta-analysis in clinical trials. Control Clia Trials 1986;7: 177-188. 12. Berkey CS, Hoaglin DC, Mosteller F, Coldicz GA. A randomeffecrs regression model for mera-analysis. Stat Med 1995; 14: 39541r. 13. Laird NM, Ware JR. Random.effects models of longitudinal data. Biometrics 1982; 38 963-97 4. 14. \0alach H, Haeusler W, Lowes T, Mussbach D, Schawell U, Springer \0. Classical homeopathic trealment of chronic headache. Cephalalgia 1997; 17: 119-126. 15. Whrrmarsh TE, Colescon-Shields DM, Sreiner TJ. Doubleblind randomized placebo-controlled study of homoeopathic prophylaxis of migraine. Cephalalgia 1997; 1?: 600-604. 16. Linde K. Melcharr D. Randomized controlled trials of individualized homeopathy-a state-of,the-art review. J Alt Complement Med 1998; 4: 171-388. 17. Chalmers TC, Smith H, Blackbum B, Silverman B, Schroeder B, Reirman D. A method for assessing the quality of a randomized control crial. Control Clin Trials 19811 2: I1-J9. 18. Emerson jD, Burdick E, Hoaglin DC, Mosteller F, Chalmers TC. An empirical study of the possible relation of trearmenr differences to quality scores in controlled randomized clinical trials. Conttol Clin Trials 1990; I l, 339-352. 19. Greenland S. Mera,analysis. In: Rothman K, Greenland S. Modern Epidemiology. Philadelphia, PA: Lippincott Raven; 199& 643473. 20. Moher D, Jadad AR, Tugwell P. Assessing the quality of ran- References 1. Schulz KF, Chalmers l, Hayes RJ, Altman DG. Empirical evidence of bias. JAMA 1995 ; 27 3 : 40B4lZ. 2. Khan KS, Daya S, Jadad AR. The importance of quality of primary studies in producing unbiased sysremalic reviews. Arch lntern Med 1996;156 661 666. Moher D, Pham B, Jones A, Cook DJ, Jadad AR, Moher M, et al. Does quality of reports ofrandomised trials affect estimates l. domized controlled crials. Current issues and future directions. J Technol Assessment Health Care 1996; 12:195-208. Int 21. Nurmohamed MT, Rosendaal FR, Bueller HR, Dekker E, Howmes DV, Vandenbroucke JP. Low.molecular weight heparin versus standard heparin in general and orthopedic sur. gery: A meta-anaLysis. Laacet 1997;340, 152-156. 17.. Begg C, Cho M, Eastwood S, Horton R, Moher D, Olkin J. Improving rhe quality of reporting of randomized trials: The CONSORT statement. JAMA 1996; 27 6: 637 439. EXHIBIT C A systematic review of systematic reviews of homeopathy E. Ernst I lomcopachy renrains onc' of tht' urost controversial subjcccs in therapcutics. l"his article is an irttenlpt lo clarifi its efkctiveness basecl on recent systemille revlcws. Illectrouic dltabase's rvere searched l?cr syscenatic rt'views/rletn analysis on thc subjcct. Seventecn ar:ticles frrlfllled the irclusion/exclusion criceria. Six of thern related to re-analyses of one lardnrark meta-analysis. Collectively they implied that the overall positive result of tbis rreta-analysis is not supporred by a critical analysis of the data. Eleven indcperdent systematic reviews rvere located. Collectively they failcd to provide strong evidcrcc in favour of ho:ncopatirv In particular, tllcrc \4?J no conclition which rt'sponds convincingly bctter to horlcopathic treatnrent thao to pilcebo or other cortrcl interventions. Similarl_v, chcle rv.rs no honeopathic: remcclv that w?s detrrolrstntecl ro vield clinical effects that are couvilcingly differelt fronr piacebo. lt is corcluded thrt rhc best clinical evidence for honrcopathy available to date does not warrant positivc r€conrmendations tbr its use in clinical practice. Keytr,ords: akernative rnedicine, clinic:rl trials, horneopathy, nteta lnalysr'. Intloduction Honeopathy is a therapeutic mcthod using prepantior.s of substalces whose effects when administered to healthv subjects corresponcl to the marifestatiorx of the disorder (symptoms, clinical signs, pathological states) il rhe individual patient. The method r'vas developed by Sanrnel Hahncrnann (1755 1843) and is norv practised throughour the werld f 1]. Homeoparhy is based orr trvo nain principals [1-3]. According to thr' 'Like cures like' principle, parients with particular sillDs xnd s),mptoms can be helped by a homeopathic remedy that produces these signs and syinpto*rs iu healthy individuals. Accorcling to the second principle, homeopathic renreclies retain bioJogical activitl, after repeacecl cliltrtion lrrd sLrcussion even rvhen cliluted beyoncl Avogaclrols nLrnrber. Few therapies have atuacteci nrorc debate and contlo-i"hrougbout lts 200-year history, vctsy thau homc'opathy. critics have pointed out that its vely grriociplcs fly in tJ:e face of science, while proponents have nairtained that it is nar row minded to reject;ur overtly he$ful approach to healing only because ooe canrrot explair how it rnigJrt work [2|. Similarly, proponcnts bave quoted seemitrglv Coresponden.er Professor E. Ernst, Deparrmenr of Complementary l4edicine, Schooj ot Spon and Health scien.es, Universiry of Exeter, 25 Victoria Park Road, Exeter EX2 4NI UK. E-mail: [email protected] Re.etued - 20U, accepred " 2002. @ 2002 Bhckwell Science Ltd W J Ah Phomo.ot.54.571-582 sy\tcnrtic rigorous trials that snggest eflicacy, while critics had linle trouble citing equally rigorous studies that implied the opposite. "fhc existence of contraclicring eviclence is not unusual in therapeutics. Oue soltrtion to resoh.e srrch contradiction-\ is to c:onduct s),slcmatic levie\vs rnc{ nreta-analvses of rrgorous studies. ln I997, Lindc et oi. [-jl dicl just thar. fhe conclusions of this techr.rically superb neta-aoalysis the notion that homeopathic nrcclicines are more than mere placebos. The authors also stated that no expressed indication was identified in u,hich horncoprthy is clearly supcrior to piaccbo. Despite this ard other caveatr, homcopaths wor-lelrvidc celcbntcd thrs publicarion as the ultirnate proof of their oeatnent. Silcc- thcn, a ilurry of inceresl ilr honreopathy has errrerged, anti ser,'eral flrtlrcr svstr:nrntic rsviews havc bren pLrblishcd.This article is an atempt to criticalJy eraluatc' all such pepers published since 1997 rvith a vic'w to defining the clinical effecriveness of hou-reopatbic rnedicines. Methods l-iterarun sealchers weLe carricd out iLr the lbllor'virrg databases: Metllirc (via Pubmc'cl), L.mbase, Amed, CTSCOM (tiorr inception to October 2001). lhe serrch terms used rvere hon-reopath..., homoeopath ..., clinical trial, meta-analysis, s)/stenatic rcview, etlicacy, cllectiveness. Io addition, other experts ir thc field E. Ernsr (t = 5) lvere consulted and my owtt, extensive files wcre studied. The bibliographies of all articles thus iocared were scamed for firther relevant teferences. No larrguage restr ic!ions rvere applied. Onl), systentatic reviervs (including rneta-anal1'ses) of controlled clinical tlials of homcopachy r"r,ith hunuu patienls or voluntee$ were includecl. Non-sysrematic reviews, overvielvs, clinical trials and reviervs of nonclinical investigations were excluded. All arricles rverc evaluated by the present author. The folLowine information rvas extracted fiom the original artidesi il)chrsion/ exclusioo criteria, cotal sanple size, assessnrcuc of rneth odoiogical qualiry results of mcta-analyses. ovcrall corr, clusicln of the arrrhors. Results Six re-analyses of Linde ef a/.t or:iginal me'ta-analysis [3] u,'ere located [4-9]. Tlble 1 suturarizes kev dare froln these prrblications. Tire results of these rc-anaiyses tlenr, onstnte thar the more rigQrous trials arc associatcd rvith srnaller effect sizes which. in turn, render the o\-emll cllect insignificant 15, 6, 81. One re*analysis sussests rhar rbe initial positive meta aralytic result [3'] was largely clue to publication bias [9], a notion that had been considercd by the original authors brlt rvas rejected by theli. Mosr notably, pr:rhaps, the authors of thc originrl nrera,arulysis l3l conclrrded that their rc' analysis 'weakent'cl the findings of cheir original meta-analvsis' [6]. Coliectivel,v these reanalyses imply tl.ur the initial conclusions of L-irrde cl al. u'as not sr.rpportc'd by critical evaluation of rheir data. lrr additrou. ll irrdepcndenr sysrenr.rtic r'(\r,.\v5 wirl located i10 20]. Table 2 sumrnarizes key data fiom these publications. CoJlectively tlre findings do not pror.ide' strong evidence iu favour of homeopathy'. Wirh the exceptioD of postopc'rative iler.rs [:10] and influer.rza li7] (see bclorv) tl.rerc is no condition for which honeopathy is corvincingiy cfictive [1.0, 11, 13, 18-201. Arnica, thc nlost fJequendy tested lloneopathic retrledy, is not demonstrab)y diferent from pJaccbo f12, 151. Onc hon.reopathic remecly (oscilJococcinun.r) rvas fbund to be superior to placebo as a treahleDt lnd prcr.ention of influcnza but thc eflect size r.vas small and thercfore of debarablc clinical teJcv*lcc 117]. Morcover, rhc \'ololne olthc evidence for osciilococcirrurr-r is srrall ancl rlrert'forc Dot lirily collclurrvc. ()ttr rystclrrati.' r('vr'\\' ot \.,r'!,'u\ bon-reopathic m.:dicines for postoperative ileus prodlrccd f3l an over:all positivc result [10].Yet ser''erai caveats need to be taken into account, most irnpor:tant)y the fict rhat thcr clcfilitive study designed as a Drulticentre trial ro lcp-licatc scveral of snrallcr: studies failed to dcmonstr:ltc a positive: effecr f101. Onc indeperdent revierv of all honreopathic l\C'l's regardlcss of indication or rype of rcrred), ),ieldeil a positive result [16l.Yet the statisticnl appro:rch to gen578 eete this r€sult r,r.'as of debatable va.lidity and the authors are keen to point out that rheir overa.ll result is weak aud not sufficieDt lbr definitivc recontmendations Discrrssion CoLlectivcly rhese data do rrot provide sound cvidencc that homeopathic remedies are clinically diffcrcnt from placebos. Horvcver, the present analysis has scveral limitatior'ls that should be kept in rnind when interprering its concL"rsions. Iiven thorrgh a thoroirgh sealch strategy was adoptcd. tJrer:e is no absolute quaranree that all rclevanr artjclcs wen' locltecl. Mrrry of tlre inclLrded reviews are from thc present author:s team, ahd tbis c<luld havc inrnrduced bias. Finally the validity of conducrlng a sysrernatic review of systetuatic rcviews has its limitations; most imporcantly it does not create any ilrforrnation that was not available before. The clinical cvidence suormarized abovc is not dissir-r'lilar 1ion.r thc prcclirical data.Vickers rccently conducLed a $ysternadc review of preclinical invcsrigations of home, opachy l2l I. Er,en rhough 120 papers could be ilciuded in the evaluation. tbis aurhor found that lack of indepcndent rcplications, sc'rious methodological flaws, and con, tradicrory results precluded any firrn conclusion. This systernatic revierv therefore casts considerirble doubt on onc' of thc main assumprior-rs of honeoparhy, namelv that houreopatiric rernedics tetain biological activity even u,hcn dilurecl bc.vond Avogadro'.s ninber (sec abovc). Pcrhaps tire nlost ri'cent trial cviclcncc, rror vet includecl in systcnlatic reviervs, helps clarify rhe question rvherher horreopathic remedies are more dran placebosSince the publication of the systematic reviervs. both positive, e.g. 122 241. zs well as negative cLinical crials c.g. [25-27] have eurerged. It seems drerefore unlikelv tlut tllesc lew findings lr'ould substantially change rhe results of an1, of the systernatic rsviews rvcrc they ro bc up-dated. The rccent observation of sqhrtc clusrcls in highly diluted water has been inrerprcted by several homeopaths as iDcreasing the plausibiliry oL bomeopathy [28]. This novel finding rcqrires indcpendent replication. Furthcrnrore, this obscrl,atiolr (if confirmed) d(res not lend itself ro explainirig hovu, solute clusters colrld havr' anv eficts ou hun):lr healtb. TlrtLs both the clinical cvidc-nce rnd tlre basic research rrnclcrpinnirg homeofathv rcntlrn unconviocirrg- lfone accepts this conclusion, one mrghr ask what its inlplicitions for future research may be. Tu,o opposiug vieu,s edst. One holds that the dcfinitive trial of hone , opathy should be conductecl to once and for all settle tht: cluesrion [29].'l lle other slales thal 'ne\,v trials . . . are no longer a research priorify' and advocatcs'outcomr' srudies to ev:llunte the individual treatment decisions . . . and @ 2002 Blackwell Science Ltd B( J Clin Pharmo.ol, 54,577-Sa2 A systenatic rcview of systenoti. rcviews of homeopdthy ti !;i 3: iE EEi i=22 .E:;: iii|z !i- ;;;€ tiFld E!* c g r i S;: E t 3= q ii l=nA c ;si=4 = ;i ,j ;: il . €; lzi 3i ; '€ i." 7.. !E ! i o= 1? = a a a = tL-z ",a E -- I .- | . ^ t =. oc -:' =i i'i : x; 7'a! iiE ?:; i<; ;"vi i iii Lie l-: | = = :i€e= s? iiE:= :;: iz, iz.? 5'FZ:i tiZo ::Z !: !=' ,:E =s: lfii ti=t 6.-. E: '^"?Z<i i22==i?2r:et2 i*z*;E ;:Zi ! ! iz i! Zt ::ie . y2 Z "&1,i E:;E rid:- :.i <' i y, j.t Eai" ?7i ?E: F J _ E4i ., 1 i ': = ;ia :iili:E niiti;='.itzzi'tiia ?i1i I II ii1;; j : "n2ta== 3,i: 4 . ' a 9,8t) -, E i!!:i,: !:1.+ E '",: ,"-3 . a i I c ='\).ii-!.3aj a !4.=':? ai.t = a. e t\ i.i f ! = _iL;a 3l= i : . a i a ,, *_ :1,, ,l;.ttj=:ii:::i 7:? i ,1i: i; i;: i ;iB* - E a''c ;ZE i-*{t : =:. !. = 5 2 -= ? F V lt + a g t:: .:':* e I a? ti a ,9 c>. ;! 5 F ! F I g! @ 2002 Bla(kwell Science Ltd |2 l: * I An PhdtnacoL 5 4, 377 -587 579 ii :i: :.i:,-= iria i r,ii:t i:=7 l?zi 4i; ti ii iii .ii! EiE ii i=iil " a=2 'Li:t: az;;€r .;; +'t -"'|=iE tZaE :ii i ii iz liZi i:F izz jr :zz clF:-iez 4.zziz*3 F{:E'i=re ; : d 7 2 E y= i.. 3;g ;: F a F ,r7=-t=i!1 F E ! zs: E e i:;ziZ2illir; ZZ Z i".iilZ J =i Za,;r ,.rr+ ,=''- ,i9i le 4. ; r€ts - * -{ 't ! ; ! c EE Li4E2-E-.. Et:rE?Zi?iEe7 ..E= t22".>i4a g=i; i!{?.+j:;?; at" ,TEttEr=i !iE== i?55i -a;i=- :i2i if :,E:-i?3j'r* ;Sf9;+ iiiL ..;ei:l2z:::ii z 5 u 4 !. ), -! , . -Jl-a!iL = = ?ii1==,i7i.a:.i I': ;l : ! - ji !_ z+Jr-iEi;114 1E;iiE rF-trzz G - ?!. ilil^ 2 E J n. 't:.i2 e:;d:;e.:.ii t;4x :i*z !I_ h3 = 49 Y- it i:= s;i 2? ,7'. i,; =f -!." 4a in vi ::= .:! ' t^ ::. l:: o= :i -; P ! i= :4: "= a- 2 :: i= 2-n c5 - :: ^ >zzzzz i=9 =Tca :: 7 '2 E; I P "; ;E c : =^8. ?."n 2" L==: i*l ?:-c -.;'i. '-t4 r =, !-!+ !:; i ? ,i2 E 4 v 'j z o::: l!^-{ = 7 b ; i L .' -t;:; :r a aZ a - 2 T T;:Ei ; r'l^: r ',! ! --: ?-.r.s t1 l! as a i = t,4. tc P o E ., P. ; ; + z ca I H. tl i ts i! t I z t: € E lt ! i:: d. i E e :s lt c * !1 d 580 1.6 @ 2002 Bla.kwell Science Lvl kI Ain F'lrcrnacol, 54.577-582 A syslemoti. review ofsystematjc .ewews of homeopathy compare outconles to orthodox trcetntelrt' f3l]1. Sr"rch outcome studies exist. They are btrdcned rvitb a :rvriad of methodological w.eaknt'sses, rnost importanrly a pronc, ness to selcction bias, ancl r:suallv rcporr findings r,vhich are convincinglv in fivour of the horneoparhic apprr>ach [31j.Thrs could inrplv rh.rt rhc iudiviclua]izc'd. cnrFarhtic and tinre-intensir,c rpproach nrosr hortreepat]rs rclopr to healthcare viclds eood clinicel resr.rlrs.This onrphasizt's rhe lt 12 13 1:l Progress. 16 In conclusion. the hyporhcsis thlt any givcn homccr pathic rc'Drecly lcads co clinicll t'llects th:rt ale rclcvrrltiv clil-ierent fronr placcbo or superior to ofher ccurtrol ir)terventiom for any Dledicil conilitioD, is not suPported by evidence lion systematic rcvicws. Until nrore cornpcllinEl 11 (irrllrrt of irrtllrrt: Thc rLrtlror ir .r trainccl intcrcrts in this.rrca. horrrc.opirth: ot phccbo-corrnallcd trials. P./ftq.,,r 1993t 1 1 : :1*8. Ernsr l, Pitdcr MrI. [f]icac,v ol-honlcoparhic arnicr. A systematic ,clirjN of plact-bo corrtlollcd clinical trials ,4rd .S,iU 1!)')ili 133: llll7 1190. Lntst E. HoruocoprrhJc plophvlrls ol Icrd.r,-lrt's rLrd nigrainci A lvst!'nuti. rcvrli\\'. I l' h Sy,l1pt i\,Idnaf(n 1t).)t): 18: -353 357 importance ofthe therapcuric elrcouDtcr and is in accordance with a wc'aith of inlbrrnation in this area f321. lr does not, howevcr, ansrver the'placebo qLrestion'. I insisc that this quesLioo cloes re'cluirc an answcr - fbr thc' sake of scielltific honestv arrtl possibly in the namc ofcliuicrl results arc available. honrcopltlly c:lrr)ot be vie,.vcel as an evidcncc basecl lourr oi rhcral.y. Erlst E, l3arncs.f Arc homoeoprrhic rcrrrcc|cs r{lcctile lirr JrLy.'l-orr- nr,rsl. sorcn..- A \\:,.,, ,r, (v,('. l5 Ernst E. Classieal homoeoir.rthv vt'rsus conventror:rl trertnrents: a sy\tenmti. rcvr.w Pcrli:ion 1999; 12:13 15. Liidtke I\, Wilkcns J. I{liriscire Wirksrr[bcitsstudien zu Arnica i:r hornocopathischcn Zubercurrngcn. In (-ir,5lr,?r StiJiunq Oanpanl' Rq,orr. Escn. Gernuny: Cirrstcns Srifrurg, i999. Cuchcrrt M. ll.rugh Nt(]. (;oorh M. tloissel l 1, Eridence of ciinical eflic:rc1 oi:lmnrcop:rthy A rrct.r-,rralyrLs oi clLnrcal irirh. It,r / OIn Iri Phannatol 2o01)i 56: 27 :l.i Vickers AJ. Snrith Cl. lJomcoprthic oscrlloco..rlrLlrn tir prevcnting :rnd rreature inlluc-nza ud inllutnz;r Lkc syndrorrres. Corhntnt' l-ibnt11 2001; 1: 1 10. Linde I{.Jobst KA. Hon!'oprtlw fi)r chronir asthma. Clodrralt l-tlr#l l99ti: l: I 7. (1. l-lornrop:rthv rnd rhcrurr:rtic -kurs Wll, Linde I{, Rrnrirtz drscre. ,lllrcrar .1)ii a,lnr \i,(lr .1n 2t)ltt):26: 111 123 Long L, err\i Ii. Honrroprthrc rcrDedrrs lbr tht rrL,,liurcnr of osr.orrthritrs: .r \ysld1$tL. rcvrr:rv Ilr Harrrr-opatlr i l1)0li 90: he hrs uo Ilnitnci 37 21 References I I turrtia , D,.liutaty ol llowopdthy Erlnbureh: (lhurchll Llvi Stort, ?ll(r0 2 Ernst E. Hor!reop!L,'. Fi\t prcscr:t hrtLrrc. Ilr I Clin Phdrndan 3 ftiur rfid serres b lltd.l )t)|r):721: It'1 416. CrorL!'r ll Homcoprrhi,: rlcatment of.rcr.rte otitjs uredu rn childrcrr: .r prc'lLnrrrrirry randonizeci placebo conlrolled tnll. Pt:JiM lifut Dis J 2li\)1.20 117- 24 irt rc!ic\v../,4, ()bc'rbaurn M, Vrrrii l, tlerr Gal Y, cr a/. A nndonriscd, controlled clinital tli,rl cif thc honrcoprtlric rrcdic,rtion Tl\AUMEEI- Si irr thc trc,rtrlrcrrt oi circr othcrrpl-indLrcect N, Mclch;rlt I). stoDl:rn!is ir) .hiLlrel Lrudcrgoing stcnr ( )|L@ 2l)t )1. 92: 68.1-6'l(l (, indivrdLralired honrcoprtlrv: .r \!arr of:thc 0\nt)le tttlt r\tud 1r)98:4: -l:is. Lrnde K. Scholz M, l\rnlrez (1, (lhLrsrLrs oi stud1, qrrrlitl' on outcomc Ln placebo conuollcd trirls ol homoeoprthv.J Clut Epn!etnd l')99;52: Jona\ WB. lr4);rct 183. t5 631-63(r. Morrison B. Lilfi)rd I\J, Ir.rlst E. Mcrhodoloeic.rl rigour rnd rc-sults of clirucrl lri;rls of h(nrocol):rthic r(xllcdics. Pl'4;/r,r, 3 132 liS. Ernst E, ['littlrr M]i i\c':urJysis of prcvior.rs rncLr rn.Ll]:ris of clinrcal tli.rh ofhomcop.rrhy J C/rr i+i,/,'rnn l 2{)tl{l; 53: 1188 9 Sterne J, Egger (lerer). M. Snrrrh (lD. Invcstrq;rring ancl de:rling with publication end otlrcr brirscs. In .S),-vorlrtir' Rd,t.,r,r i,' Heahhcare: Ment attulj\ii i Ci tt:xt, c'ds Eggcr M, Snith GD, Altmu D(i, pp. 189-20u. l-ordon: ISMJ Publishing ciroup, 2tt ^n on riiluriorr. Chtn OantmLr ?0t)1; l)ct:2221-2223. l'anccstcr T, Vickers A. I-:rger nials r.cdcd. 8r.\4cdJ 2ir00; llitrnc\ J. Rcsrjr KL. E|rrsr [. I Ionrcopirthv tb. Po\topcr;uivr: Jlcus.J Clrr Cnnnc ri/Jl 19r)7; 25: 62ti {r3-1. 321: 4'16 Clin Phomacot, 54.577 5A7 .r honrcop:rthic trernrcnr of .rdcnoicl vrqctanorrs. Iff -,1 (;ca .P,11,r 2al00i 7: 48' 54. Lewith (il-, V,'rtknN AIl. llvl.rrrds ML, rt,r/. Usc ol ultrarnoleculrr potcrri:ies ofaliergen to uret rsthruh. propld ;rll(rqic to housc dust rrritcr do hie blilrd r.rndonrrscd co[trollcd dirucr] trirl. B/ l,/r(/ / 2002t 32: 520 523. \.rr.r.rl S. (;rrlcl, r l{1.I rr. r1'cir"d'ol.r. i& n.$", rr rvater I trLnsl,l.rnr.rnon. Wahch l{,l.orves T, Musl';i(h l), r,1 The long rcrnr c*lc$ of homcop,rrhi. trertnrcrr ol chronrc herd.rchc,i: one ye;rl fo]lor-r-uf and snglc c.rse tirrc sclies analvsir. I3r'IlonreopatlJ 2001. @ 2002 Blackweil Science Ltd Bt li:ll 2()01:90:63-12. Flicsc K-i-I, Fcuchrer U. l,iid*c ll, Morllcr Il. ll-csLrlts of rrrrdoruscrl prcspci'ti!r doublt lnind clinrcal trr:rl or thc 20001 13: 1() wellyn-Joncs ILII, McSharrv C, Jacobs -i, Springcr 1)A, 5 7 L.1t Ai!cl)i\on TC. l{audou)rscd contK)ll.d trial ol homcopath,v versus phc'bo rn percurri.rl rllergic rhinitrs lith orcrlrov of 23 clla'cts of homoeopathy placebo ell'ects7 A urcie ilnel_\,sis of p[crt]o conlrolled lrialr. Inrcr 1')97;350: 8-14 843. Ernst E. Arc lighly dihtc horlocopathic remedies phccbos? PerJ :ion 1<)98; 11 2L)1-292. L;rdc K. Mclclnr! I) lllrdornrzcd controllcd trals of 4 Tirlbt MA. Rcil[l l). Sw:ryn. J. 1991.44 135-43i Linde K, Clrusrus N, R.ur)irez (]. fr d/ Ar. thc cli lc:rl 43. Vickers AJ. hrdcpeldent rcpllc:rtion ofpre clinic;11 rescltrch in homeopathv:,r systen.tii. rer,it'rv. I:orrb Konplc'ktltannd 1999: 6:311-12(). 58r E. Ernsl 3tl 31 Feder G, Katz T. I{xndotriscd co troiled triils for horlcopirthy. Ilr Med J 2Ot)2; 324 4t)8-41)t). f\iley D, Fisher M, Singh 13, l'lridvogl M, I{cgi.r M. llorlcopathy i:nd conveutional nrfdicinc: .rn outcornes strrdv conrparing effectiveness in Cotry emenrar A4cd 582 r prxr.rri,carc 2tJiI;1:149 sertnlit. 32 Di Illasi Z. Halkncss F.. Ernst Ii, Ccorgiorr A, Klerjncn InilLreni:c ofcorrrert effccrs on hcalth ourconrcs: r rcview. l*rcr J. \trr.nrrrir 20011357:731-762. -/.4ll 159. O 2002 Blackwell Science Ltd B.l Ain Phamacal, 54.577-SA1