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The Kolodotschko Collection of Netsuke III 5 June 2015 Cologne Lempertz Auction 1053 The Kolodotschko Collection of Netsuke III 5 June 2015 Cologne Lempertz Auction 1053 lot 1070 Preview Cologne Saturday 30 May 2015, 10 am – 4 pm Sunday 31 May, 11 am – 4 pm Monday 1 – Tuesday 2 June, 10 am – 5.30 pm Wednesday 3 June, 10 am – 5.30 pm (only for foreigners) Thursday 4 June, 1 pm – 5 pm (only for foreigners) Sale Cologne Friday 5 June 2 pm The Kolodotschko Collection of Netsuke III Lot 1000 – 1263 The auction will be streamed live at www.lempertz.com. Neumarkt 3 D-50667 Cologne T +49.221.925729-0 F +49.221.925729-6 [email protected] www.lempertz.com NETSUKE COLLECTING IN GERMANY Philipp Franz von Siebold, the famous physician, botanist and traveller was probably the first German who collected netsuke during his second stay in Japan from 1859 to 1863. They were shown to the public in 1865 in the Hofarkaden in Munich and nine years later the Museum für Völkerkunde bought these 170 pieces. Never on display and hardly ever handled, the ivory, staining and pigments are in mint condition. Later, in 1897, Justus Brinkmann acquired netsuke at the Goncourt sale in Paris for his Museum für Kunst und Gewerbe in Hamburg. The Japan craze came belatedly to Germany but companies such as R. Wagner and Rex & Co. in Berlin offered netsuke along with Japanese prints, sword fittings and the usual Japanalia. Netsuke, albeit only ranging from 50 to 100 pieces, could be found in every famous collection of Japanese art of the day, (Gustav Jacoby, Georg Oeder, Alexander Mosle, Toni Straus-Negbauer, just to name the most famous ones). The only large-scale netsuke collector in Germany was Albert Brockhaus, owner of the eponymous publishing house, famous for its monumental encyclopaedia. His collection of about 1780 pieces was formed in the years 1896 to 1908, and mainly purchased in England and France. It is as if his professional encyclopaedic interest manifested itself also in his collection, which he published in his 482-page book “Netsuke. Versuch einer Geschichte der japanischen Schnitzkunst”. It is the first publication of netsuke dealing with the historical development, artists and especially netsuke subjects. Up till then only auction catalogues and articles had been published. The thematic approach to netsuke remains one of the main traits of German collectors. Many art collections were dissolved after World War I and in the decades between the World Wars Lempertz in Cologne sold a number of collections which included netsuke, such as the collection of Landgerichtsrats Carl Merlo in 1921, Geheimer Sanitätsrat Dr. I. Chr. Dormagen (1845-1922) in November 1921, and an important Rhenish collection of 900 netsuke in March 1922. However from 1910 onwards European interests turned from Japanese to Chinese art. Only Felix Tikotin, active as a dealer in Berlin until 1933 and specialized in Japanese prints, never neglected the field of netsuke, fully aware of its commercial potential. In the late 1950s Germans again began to collect netsuke. Several auction houses, Rittershofer in Berlin, Hauswedell in Hamburg and Weinmüller in München offered netsuke which had survived the turmoils of war. But it was Kunsthaus Lempertz in Cologne where netsuke were offered continuously until the present day. New material came directly from Japan through Sammy Yukuan Lee of Tokyo and was shown in six yearly exhibitions at Lempertz from 1959 to 1964. The interest in netsuke was so great, that the number of netsuke offered increased with each exhibition. The 1960s were a highpoint of German netsuke collecting. It was a time when netsuke at auction were offered in lots and collectors went off with shoeboxes full. Leading this group of new aficionado were Christian Trumpf and Robert Jordan. Christian Trumpf, owner of a mechanical workshop which developed one of the world‘s lot 1064 leading companies for machine tools, lasers and electronics for industrial applications began collecting in 1929. After World War II, at the time of the Wirtschaftswunder in the 1960s, he started buying netsuke with great enthusiasm. At Lempertz in 1963 he bought a Kokusai style netsuke for DM 4800 — at a time when the average price for netsuke was DM 50 to 300. The Trumpf collection was later bequeathed to the Lindenmuseum in Stuttgart. Another collector was Robert Jordan whose collection of around 800 netsuke started with his first purchase in 1916, and was divided up among his children and dispersed through Lempertz in 1986 and 1991, and possibly through other venues. His passion for netsuke was reported on by Jacobus van Daalen. At the second Lee exhibition at Lempertz in 1960 for instance, a pre-opening sale was organized for the most eager netsuke collectors. Trumpf, Jordan (with watch in his hands) and others stood in front of the showcase. When the case was opened at 12 o’clock sharp, a scrabble broke out with many hands reaching at the coveted piece, Jordan being the happy winner. At the sixth exhibition — obviously to avoid brawls and discontent — the pieces desired by more that two collectors were auctioned. After the sale of the Hindson collection in 1967/1968 in London and the subsequent publication of Hindson netsuke in a single volume by Neil Davey, international netsuke mania broke out in the Anglo-Saxon world, and prices jumped to new heights. Still there were and are many collectors in Germany, some specializing in subject matter such as sumo, shishi, snails or porcelain, some collecting only the highest quality or falling for the peculiarities of Japanese humour, some interested in the huge spectrum of legend and tales, others again collecting for pleasure and as their financial means allow. One of the biggest collections put together in the late 20th century is that of Bruno Werdelmann, a collector since 1971. The donation of more than 950 Netsuke to the Kunstpalastmuseum was finalized by 2004 and celebrated by the third catalogue of his collection. Throughout the last decades in Germany private collections were built up and then dispersed. The Teddy Hahn collection was sold in parts through Barry Davies in London and the Hanns Jatzlau collection of over 300 netsuke was offered at Lempertz in 2005 along with Jatzlau’s charming netsuke drawings. At least seven Jatzlau netsuke were sold in the first two parts of the Kolodotschko sale. Lempertz now presents the third part of the Juri Kolodotschko collection, which in many ways sums up German netsuke preferences as well as taste, and testifies to the passion of collecting. 1000 A Chinese ivory toggle of a stylized bird, possibly an eagle. 17th/18th century Of elongated shape, the wings pressed close to the body, the head with a short beak slightly raised. Length 5.8 cm € 300 – 500 1000 1001 An ivory netsuke of a monkey. 18th century Seated with hind feet closely placed against each other, wearing a court hat (eboshi) and holding a large peach. Height 3.8 cm € 300 – 400 1001 8 1002 An ivory netsuke of a shishi. Late 18th century Reclining with head turned backwards, scratching itself on the head with the raised left hind leg, the long hair strands of the tail slung over the hind leg. A moveable ball in the open mouth. Height 3.1 cm; length 6.1 cm € 900 – 1 200 1002 1003 A large ivory netsuke of two shishi. Late 18th century The reclining parent animal, with a curly mane and tail and an open mouth with a moveable ball inside, raises its left forepaw, a small shishi on its back and looking in the opposite direction. The eye pupils of both animals of black horn. Height 2.8 cm; length 6 cm € 1 000 – 1 500 1003 9 1004 A bold Kyoto school ivory netsuke of a shishi with a ball, by Tomoharu. Late 18th century The seated animal with a fierce expression and a loose black ball in the open mouth turns its head back while the right forepaw secures a ball, the undulating hair strands rolling up into spirals of different sizes. The eye pupils of black horn. Signed Tomoharu. Height 5.1 cm Provenance Evelyn Barron Mark T. Hindson (1883–1968)(sold at Sotheby’s, London, 20.10.1969, Lot 30) Literature Davey 1982, p. 73, no. 188 € 3 500 – 4 500 1004 1005 A large Kyoto school ivory netsuke of a shishi with a ball. Late 18th century The seated animal with a coral ball between its teeth turns its head to the side while it clutches a large ball with all its paws. The eye pupils of light brown horn. Height 5.1 cm € 1 600 – 1 900 1005 1006 A large ivory netsuke of a shishi. Late 18th/early 19th century Seated upright on its hind legs and turning its head backwards, a moveable ball in its open mouth, all paws clutching a large smooth ball. The eye pupils of black horn. Height 4.9 cm Provenance Lempertz, Cologne, 12./13.11.2008, lot 960 € 1 000 – 1 200 1006 11 1007 An ivory netsuke of a laughing sennin with a flywhisk. Late 18th century Standing with a short curly beard, holding a large flywhisk and lifting his belt. Height 8.2 cm € 500 – 700 1008 An ivory netsuke of a laughing sennin with a peach. Late 18th century Standing with long hair, the fist raised to his ear, holding the branch of a peach with a small seated figure inside. Height 8.7 cm € 700 – 900 1007 1008 1009 An ivory netsuke of a bearded Gama Sennin. 18th century Seated with a staff and raising his head, behind him a huge toad, of triangular cross section. Height 4.4 cm € 600 – 800 1009 12 1010 An ivory netsuke of a laughing Gama Sennin. 18th century Seated with a three-legged toad underneath an old pine on a rocky base, of semi-circular cross section and with an amber-coloured age patina. Height 3.6 cm € 600 – 800 1010 1011 A Kyoto school ivory netsuke of a smiling Gama Sennin, by Masamori. Late 18th century Seated pot-bellied in a patterned robe and propped up on his right arm, with a three-legged toad climbing over his back, the netsuke of triangular cross section. The eye pupils of the toad of black horn. Signed Masamori in an oval reserve. Height 3.8 cm, width 5.6 cm Provenance Bonhams, London, 12.11.2008, lot 431 € 800 – 1 200 1011 1012 A Kyoto school ivory netsuke of Gama Sennin. Around 1800 Seated pot-bellied and propped up on his left arm, with a three-legged toad climbing over his back, the netsuke of triangular cross section. The eye pupils of the toad of black horn. Height 3.8 cm, width 5.3 cm € 600 – 800 1012 13 1013 A good Kyoto school ivory netsuke of a laughing Fukurokuju. Late 18th century Seated with his hand placed on the right knee, a cloth placed over his enormous pate, and with a long and full beard covering his belly. Height 6.1 cm € 700 – 900 1013 1014 A good Kyoto school ivory netsuke of Fukurokuju and a karako, by Masayoshi. Late 18th century Fukurokuju is seated and holds a tray while a karako stands on his back in order to shave his high pate, the robes of the god and the child engraved all over with patterns. The god’s eye pupils of dark brown horn. Signed Masayoshi in an oval reserve. Height 5.9 cm Provenance Klaus Riess, Munich € 2 000 – 2 400 1014 14 1015 A fine boxwood netsuke of Fukurokuju playing with a kemari, by Yoshikata. Late 18th century Striding forward whilst lifting his robe above his raised leg and kicking the small kemari (football) which has landed on his head, a stiff fan in his left hand. Signed Yoshitaka saku. Height 6.4 cm Provenance Francois Storno, Geneva (sold at Christie’s London, 16.5.2007, lot 203) Lempertz, Cologne, 11./12.6.2010, lot 941 Literature Lazarnick 1982, p. 1232 MCI, p. 983 € 3 500 – 4 000 1015 1016 An ivory netsuke of two karako with Hotei’s bag. 18th century To both sides of Hotei’s bag stands a karako, one holding a large Chinese-style fan while the other child supports it from the back. Dark amber-coloured patina. Height 4.2 cm € 500 – 700 1016 1017 A small Edo school wood netsuke of a yawning Hotei. Late 18th century Seated yawning and stretching his arms, the hands clasped above his head, his bundle placed behind him. On the flat base the smaller cord hole lined with ivory. Inscribed Miwa. Height 3.3 cm; width 3.6 cm € 600 – 900 1017 16 1018 A large boxwood netsuke of Hotei shouldering a karako. Late 18th century Standing in balance on one leg and lifting his robe as if to wade through water, a karako sits on Hotei’s shoulder and places his hand on his head in a gesture of surprise, while Hotei supports him by holding his feet. Height 8.2 cm € 1 200 – 1 400 1018 1019 A large ivory of a laughing Hotei. Late 18th century Standing pot-bellied with his bag atop his head and supporting it with his left hand, as he lifts the seam of his robe in order to wade through a stream. Hotei wading through water is a theme in Edo period zenga and Kano school painting. Height 8.2 cm € 400 – 600 1019 17 1020 A Kyoto school ivory netsuke of Hotei and two karako. Late 18th century Wearing elaborately engraved robes and seated pot-bellied with thick earlobes, Hotei places his right hand on the shoulders of a karako crouching next to him, while another karako with a stiff fan climbs over Hotei’s shoulder. The eye pupils of black horn. Inscribed Tomotada in a rectangular reserve. Height 3.5 cm; width 5.7 cm Provenance Klaus Riess, Munich € 2 000 – 2 400 1020 1021 1021 A large Kyoto school ivory netsuke of a laughing Hotei. Late 18th/early 19th century Seated hirsute and pot-bellied with his right hand on his knee, and with very large feet, his robe covered with flowers and scrolls in engraving. Height 4.2 cm € 1 400 – 1 700 1022 1022 A large Kyoto school ivory netsuke of a laughing Hotei, by Masakazu. Late 18th/early 19th century Seated hirsute and pot-bellied with his left hand on his knee, with very large feet, his robe covered with cloud roundels in engraving. Signed Masakazu in an oval reserve. Height 3.5 cm; width 5.3 cm € 1 000 – 1 300 1023 1023 A Kyoto school ivory netsuke of Hotei and a karako. Around 1800 Seated pot-bellied and hirsute, laughing out loud with both rows of teeth visible, the right hand resting on his knee while a karako climbs bare-footed over his shoulder. Height 3.9 cm; width 4.8 cm 1024 1024 An amusing ivory netsuke of Fûten. Late 18th century Seated in a relaxed pose with a broad grin on his face, resting his head on his propped up arm and holding on to the windbag. Height 3.6 cm € 900 – 1 200 € 1 200 – 1 400 19 1025 1025 An ivory netsuke of an oni on a skull. Late 18th/early 19th century 1026 1027 1026 An ivory netsuke of a tengu and Ushiwakamaru. Late 18th/ early 19th century 1027 An ivory netsuke of a tengu no tamago. Late 18th/early 19th century Seated hirsute on top of a skull with a tobacco pouch with netsuke in his left hand and a now missing pipe in his right. The characters on the pouch read hi yô shin (beware of fire). The eye pupils and the button at the belt of black horn. A long-haired karasu tengu stands with one foot raised, his wings spread out, holding a long sword, while young Yoshitsune, as a boy called Ushiwakamaru, stands to his side with a drawn sword, trying to topple the tengu. A karasu tengu steps out from an egg by pushing aside the shell, one foot on the ground, the tip of the wing giving stability to the netsuke. The eye pupils of black horn. Height 4.7 cm Height 5.1 cm € 500 – 700 € 700 – 900 20 Height 3.5 cm € 600 – 800 1028 1028 An ivory netsuke of Taira no Koremochi and a hannya. Late 18th century After partying Koremochi has fallen asleep, while a hannya hovers above him, holding a maple branch in reference to the maple viewing (momijigari) on Mount Takao. 1029 1029 An ivory netsuke of a dancing Fukusuke. Late 18th/early 19th century With a huge head, standing on one leg in loosely worn garments, the outer robe with a showy shokko hanabishi pattern. Height 5.2 cm Height 5.7 cm Provenance € 600 – 900 Old collector’s number 435 in black ink underneath the foot 1030 1030 An ivory netsuke of a dancing shôjô. Early 19th century Standing with long hair falling down the back and holding a fan, the left foot slightly raised, the arms held over the head. Height 5.7 cm € 500 – 700 € 500 – 700 21 1031 A large ivory netsuke of a sleeping shôjô. 19th century Reclining, the left leg placed over the other, the head propped up on its right arm, the robes engraved with flowers. In addition, an ivory netsuke of a shôjô with a large sake bottle, signed Masanori. (2) Height 2.5 cm; width 5 cm; height 2.7 cm Provenance Edward and Marilyn Flower, New York (sold at Christie’s, South Kensington, 12.5.2010, lot 58) € 500 – 700 part of lot 1031 1032 An ivory netsuke of an oni in a portable heater. Early 19th century Fleeing from the ritual bean throwing (oni harai) at the spring equinox (setsubun) the muscular oni hides in an anka, his face visible in the left hole of the box. Height 2.3 cm; length 3.7 cm Provenance Lempertz, Cologne, 9./10.6.2011, lot 275 € 500 – 700 1032 22 1033 A dark wood netsuke of I no Hayata slaying the nue, by Mokusui. Early 19th century Sitting on the nue and plunging his dagger into the monster-tiger’s flanks. The nue’s eye pupils of horn, one cord hole lined with ivory. Height 3.6 cm; width 4.2 cm Provenance T. E. Beddard, Esq. (sold at Christie’s London 14.4.1969, lot 141) John D. McDonald (1916–1986) (sold at Sotheby Parke Bernet, Honolulu, 16.1.1979, lot 39) Bonhams, New York, 25.3.2010, lot 2038 Literature 1033 Lazarnick 1982, p. 796 MCI, p. 575 (seen by Meinertzhagen at Mrs. Beddard’s 9.10.1927) € 900 – 1 200 1034 A boxwood netsuke of rakan Handaka Sonja with a dragon. Early 19th century Identifiable as a rakan by his earrings, shaven head and sandals, Handaka Sonja grabs the single horn of a huge dragon, that winds itself around the figure. Height 3.8 cm € 500 – 700 1034 1035 A dark wood netsuke of a rat on a rice bale. First half 19th century The rat sits with legs spread wide apart on a large rice bale gnawing on the ropes. Height 3.4 cm; width 5 cm € 300 – 500 1035 23 1036 1036 A walrus tusk netsuke of a shishi, by Tomomasa. Early 19th century 1037 1037 A Kyoto school ivory netsuke of a shishi with a ball. Around 1800 Seated on its hind legs and placing the forepaws on a young shishi reclining in front of the parent, both on a flat perforated rock base. Signed Tomomasa in a rectangular reserve. Seated on its hind legs and leaning over a large smooth ball which he clutches with its forepaws, the face with a fierce expression and an open mouth. The eye pupils of black horn. Inscribed Masa. Height 3.7 cm Height 3.4 cm Provenance Provenance Lempertz, Cologne, 12./13.6.2009, lot 799 Bonhams, New York, 19.3.2009, lot 438 € 900 – 1 200 € 700 – 900 1038 1038 A large Kyoto school ivory netsuke of a roaring shishi. Early 19th century Standing with head turned back, one forepaw placed over a large smooth ball, a small moveable ball in the open mouth. The eye pupils of black horn. Height 3.9 cm € 1 000 – 1 200 24 1039 1039 A Kyoto school ivory netsuke of a shishi and young, by Hakuryû. First half 19th century Seated with forepaws placed together and a movable ball in its open mouth, on its back a young shishi with a ribbon in its mouth, a smooth ball placed to the side. The eye pupils of metal. Signed Hakuryû in a gourd-shaped reserve. Height 2.8 cm; length 3.2 cm € 600 – 800 1040 An unusual ivory netsuke of a dragon, by Sekishun. First half 19th century Resting on a cloud, the long scaly body stretched out, one forepaw placed on a large tama. The eye pupils of black horn. Signed Sekishun. Length 6.2 cm € 600 – 800 1040 1041 A large ivory netsuke of a coiled dragon. Early 19th century Of flat, slightly curved, squarish shape, the head with two forked horns and open mouth lightly resting on the scaly body. The eye pupils of black horn. Height 4.6 cm; length 5.4 cm € 1 500 – 2 000 1041 25 1042 A stained ivory netsuke of a Pekinese dog. Early 19th century The chin-type dog reclines on a stiff fan and wears a collar around its neck with fine chrysanthemums and scrolls in engraving, on the reverse a bat in flight with outspread wings in low relief. The dog’s eyes of light horn, the pupils of black horn. Height 2 cm; length 4.6 cm € 600 – 900 1042 1043 An ivory netsuke of a sleeping spotted cat. Early 19th century Reclining on a stiff fan (uchiwa), the head placed on the forepaws and a collar band around its neck. The ribs of the uchiwa rendered realistically, the long bamboo handle curved to the side. Height 1.9 cm; length 3.9 cm € 600 – 900 1043 26 1044 An ivory netsuke of two monkeys. Early 19th century Both seated, the parent with a branch with a peach surrounded by leaves, the young monkey with a sleeveless jacket and a peach in both paws. Height 3.5 cm € 400 – 600 1044 1045 An ivory netsuke of Hotei and karako, by Hidemasa. Early 19th century Seated with head resting in his propped up left arm, the karako in front of him grabbing Hotei by one earlobe and pulling out nose hairs with tweezers. Signed Hidemasa in an oval reserve. Height 2.7 cm; width 4.3 cm Provenance Lempertz, Cologne, 11./12.12.2009, lot 819 € 600 – 900 1045 1046 A good ivory netsuke of Hotei in oni harai at setsubun, by Hidemasa. Early 19th century Standing with a laughing expression and wearing an Okame mask like an eboshi, the raised right hand holding beans, the left hand holds a box (masu) with beans. Brows of the Okame mask of brown horn. Signed Hidemasa in an irregular reserve. Height 4.3 cm Provenance Sotheby’s, London, 8.4.1998, lot 642 € 900 – 1 200 1046 27 1047 A fine Edo school boxwood netsuke of Fukurokuju with a minogame, by Ryûkei. Early/mid-19th century Standing with mouth open, and wearing flowing robes, ornate shoes and a long cloth draped on his high pate, he carries a minogame that holds on to the god’s robes. Signed Ryûkei. Compare an almost identical netsuke sold by F. Meinertzhagen to Alfred Baur in 1935 (ill. in: MCI, p. 674 and Coullery and Newstead 1977, C 83) Height 5.6 cm € 3 500 – 4 000 1047 1048 A large ivory netsuke of Fukurokuju on a tortoise. Early 19th century Laughing heartily and crouching bare-footed on the back of large tortoise, with legs placed close to its body. Height 3.6 cm; width 5.1 cm € 900 – 1 200 1048 1049 A wood netsuke of Fukurokuju as a minogame. 19th century Lying on his stomach, Fukurokuju mimics a tortoise by pulling a cloth with a shokko pattern over his back to look like a carapace, the opposite end tied into a knot resembling the kames’s tail. The pate engraved with the kame’s eyes and mouth. Inlaid mother-of-pearl tablet with an illegible signature. Height 1.8 cm; length 4.8 cm € 400 – 600 1049 29 1050 1050 A boxwood netsuke of Kan’u. Early 19th century Standing stroking his beard and holding his halberd with blade pointing downwards. Height 7.9 cm € 400 – 500 1051 1052 1051 A large stag antler netsuke of Kan’u. Early 19th century 1052 An ivory netsuke of Shôki and oni. Early 19th century Standing slightly bent to the right, stroking his beard and holding his halberd with blade pointing downwards. Plugged at the top and base. Standing with a drawn sword, the empty scabbard at the back, pulling at his windswept beard, while a muscular oni hides on top of his large hat and looks over the rim. Height 10.6 cm € 300 – 400 Height 7.5 cm Provenance Robert Sandfort, France (by repute) € 700 – 900 30 1053 An ivory netsuke of Shôki with a wind-swept beard. Early 19th century Standing in full armour, holding a sword hidden by his long sleeve and grabbing an oni by its hair, of triangular section. Height 9.1 cm € 400 – 500 1053 1054 Three netsuke. 19th century a) A small ivory Shôki, b) a stag antler Gama Sennin, seated, the large toad’s eye pupils of black horn, and c) an ivory Jurôjin with a fan and a large bag, on an oval base. (3) Height 4.1 cm; 4.1 cm and 3.9 cm € 400 – 500 1054 1055 Four stag antler netsuke. 19th century a) A small cubic chagama engraved with dragon, scrolls and seal characters, b) Shôki with a drawn sword and a captured oni, c) a large fierce-looking Shôki with a drawn sword and a captured oni, eye pupils of horn, plugged at the base, d) Hotei standing with a small bag. (4) Height 2.1 cm; 5.3 cm; 6.9 cm; and 6.3 cm € 500 – 600 1055 31 1056 An ivory seal netsuke of a hakutaku. Late 18th/19th century Seated on a flat base, the shishi-like animal with two forked horns of a dragon, raised head and open mouth and paws placed close together; on the base a seal character, possibly tomi (riches). Height 3.1 cm € 300 – 500 1057 An ivory seal netsuke of a shishi and a black wood manjû. 18th/19th century a) Seated on a lobed base and placing its forepaw onto a ball, four characters at the base; b) of rounded rectangular shape carved with a seated shishi looking up at a butterfly and peony. (2) a) Height 3.3 cm; b) length 4 cm € 400 – 500 1056 1057 32 1058 Three netsuke of shishi. 18th/19th century a) An ivory Chinese-type shishi seated on a flat fan-shaped base, b) an ivory shishi with a raised back, c) a stag antler shishi on a stepped base with takaramono (shippô, chôji, coral branch and kakure-mino?) carved underneath. (3) Height a) 3.5 cm; b) 2.7 cm and c) 3.6 cm € 500 – 800 part of lot 1058 1059 A boxwood seal netsuke of a caparisoned elephant. Early 19th century The animal stands on a large round base carved with a seal character, possibly yume (dream), carrying a staff with its tusks. The cord hole added later. Height 2.8 cm € 500 – 600 1059 1060 A stained ivory seal netsuke of a dragon. 19th century Standing on four straight legs on a flat base, the head without horns turned backwards, the tail slung to the side with the tip rolled into a spiral, the base carved with two seal characters. Height 2.5 cm; length 3.4 cm € 400 – 600 1060 33 1061 An ivory seal-type netsuke of a suisai. 19th century Standing on an oval base, the head with one single long horn lowered and turned to the side, the carapace of a turtle on the back. The eye pupils of black horn. Inscribed Shôkyûsai. Height 2.9 cm Provenance Dr. Karl M. Schwarz (1926–2007), Vienna (sold at Klefisch, Cologne, 26.1.2008, lot 102) € 500 – 700 1061 1062 Two bronze seal-type netsuke. 17th/18th century a) A Chinese-style Hotei with a tama in one hand, the other resting on his knee, seated on a rectangular base, and b) Daikoku with a shouldered bag, legs set wide apart on a flat base with a single character (possibly takara) at the base. (2) Height 3.7 cm; and 2.8 cm € 200 – 300 part of lot 1062 1063 An ivory netsuke of a group of seals. Late 19th century Five seals are arranged next to a tiered box, the knobs carved as a shishi, reishi group and rock, one seal with a loose ring, one seal is placed on top of the seal box, all seals engraved with red-stained seal characters. Height 1.9 cm; width 3.4 cm € 200 – 300 1063 34 1064 A very fine Nagoya school cherrywood netsuke of a sleeping shôjô, by Tadatoshi. First half 19th century Lying asleep with head resting on its right hand, the knees drawn up to its body, dressed in brocade garments, the robe with finely incised hanabishi, the hakama with wave patterns in relief, the long hair falling over its back. Signed Tadatoshi in ukibori in a rectangular reserve. Height 3.2 cm; length 4.6 cm Provenance Museum of Fine Arts, Boston (by repute) € 2 500 – 3 000 1064 1065 A very fine Nagoya school cherrywood netsuke of a sleeping shôjô, by Tadatoshi. First half 19th century Lying asleep with head resting on its right hand, the knees drawn up to its body, dressed in brocade garments, the robe with finely incised hanabishi, the hakama with wave patterns in relief, the long hair falling over its back. Signed Tadatoshi in ukibori in a rectangular reserve. Height 2.7 cm; length 4.4 cm € 2 000 – 2 500 1065 1066 A Nagoya school cherrywood netsuke of a sleeping shôjô. Mid-19th century Seated with head propped on its right hand, the left hand on the leg, dressed in brocade robes with hanabishi and shokkô patterns, the long hair falling over its back. Height 3.5 cm € 1 500 – 1 800 1066 1067 A Nagoya school cherrywood netsuke of a sleeping shôjô, by Tadatoshi. First half 19th century Seated leaning forward, the left hand on the knee, dressed in brocade robes with shokkô patterns filled with manji and a pattern of swirling waves, the long hair falling over its back. Signed Tadatoshi in engraving in a rectangular reserve. Height 3.3 cm € 2 000 – 2 500 1067 36 1068 An ivory netsuke of Idaten and two oni, by Masatoshi. Mid-19th century The Buddhist guardian god in full armour and helmet plunges his sword into an oni crouching on the ground, while another oni stands with the stolen pagoda-shaped reliquary behind them. Signed Masatoshi. Height 3.4 cm € 1 200 – 1 400 1068 1069 A very large bone netsuke of a sennin with a shishi. 19th century Standing with long hair and a long beard, supporting a large shishi on his shoulders by its left forepaw. The eye pupils of black horn. Inscribed Ikko. Height 10.9 cm € 600 – 800 1069 37 1070 1070 An ivory netsuke of a Chinnan Sennin with a dragon. 19th century Standing with a tri-parted beard, the head turned to the right and holding a small alms bowl, out of which rises a large dragon which curls around the back of the sennin. Height 8.3 cm € 1 800 – 2 200 38 1071 1071 A boxwood netsuke of a laughing Gama Sennin. 19th century Standing in balance on one leg, holding a toad and a gnarled staff, and wearing thick foliage around his shoulders and hips. Height 7.4 cm € 900 – 1 200 1072 1072 A large boxwood netsuke of an emaciated Gama Sennin. 19th century Standing on one leg, holding a long gnarled staff, a toad sitting on his shoulder and a double gourd at his hip. Remnants of green pigment on the skin of the toad. Height 10.3 cm € 500 – 800 1073 1073 An ivory netsuke of Gama Sennin. 19th century Standing in balance with feet placed close together and carrying a huge toad on his back, his long sleeves with large holes. The toad’s eye pupils of brown horn. Height 5.6 cm 1074 1074 A stag antler netsuke of the Chinese poet Rinnasei. 19th century Standing and stroking his long beard, in front of him a crane raising his leg. Height 7.6 cm € 300 – 400 Provenance Private collection, Italy, purchased in the 1960s-1980s (sold at Bonhams, London, 11.5.2010, lot 178) € 600 – 800 39 1075 A stag antler netsuke of Kôshohei. 19th century The Daoist sennin Kôshohei transforming a rock into a goat by the touch of his staff. Height 5.4 cm € 400 – 500 1075 1076 An okimono-type wood netsuke of Daikoku, by Ittokusai. 19th century Standing and placing one leg on a single rice bale, Daikoku shoulders his bag and holds his mallet with a rat on top. Remnants of lacquer and thin makie. Signed Ittokusai. Height 6.2 cm Provenance Printed paper label: Hömberg 189, with ink markings Private collection, Germany, collected between 1920 and 1940 (sold at Nagel, Stuttgart, 12.5.2007, lot 2730) € 300 – 400 1076 1077 A Hidemasa-style ivory netsuke of a happily dancing Hotei. 19th century The pot-bellied and hirsute god stands with one raised foot, holding a drum with mitsu-tomoe design by the handle and a striker in his raised right hand, the robe covered with scrolls in Hidemasa-style. Height 4.6 cm € 700 – 900 1077 40 1078 1078 A boxwood netsuke of Hotei in a boat surrounded by waves. 19th century 1079 1079 A box wood netsuke of Hotei in a bundle, by Sekizan. 19th century Seated pot-bellied and leaning onto his bag, a fan in his hand, while a karako hovers on the boat’s side, pushing off the boat with an oar. Hotei’s eye pupils inlaid. A smiling Hotei looks out from a tied up furoshiki (wrapping cloth) displaying the stitches of various fabrics sewn together. Height 2.2 cm; width 5.2 cm Height 3.4 cm; width 3.5 cm Provenance Provenance Van der Heijden (sold at Klefisch, Cologne, 27.9.2008, lot 90) Philip Schneider (1908–1983), New York/Florida (sold at Sotheby’s, New York, 21.3.1997, lot 367) € 500 – 700 € 700 – 900 1080 1081 1080 A large kaki wood netsuke of a laughing Hotei, by Minzan. 19th century 1081 A small boxwood netsuke of Hotei, by Tomochika. Mid-19th century Looking out from a knotted furoshiki (wrapping cloth), a stiff fan is slipped into the knot. Signed Minzan. The god sits in a relaxed pose on a large Chinese-style stool with curved legs above a footed flat base. Signed Tomochika. Height 3.1 cm; width 4.6 cm Height 3.6 cm € 300 – 500 € 300 – 400 41 1082 Three small ivory netsuke of Hotei. 18th/19th century a) Seated with a jewel on a square pedestal, b) seated pot-bellied with his furoshiki behind him, and c) seated in his furoshiki tied above his head and grabbing part of the fabric with hands and teeth. (3) 1082 Height 2.8 cm; 2.7 cm; 2.7 cm € 300 – 500 1083 Three ivory netsuke of Hotei. 19th century a) Laughing and leaning on his bag, b) leaning backwards with a pot belly, and c) laughing and seated with a jewel in his hand, his big furoshiki engraved with takaramono. (3) Height 2.7 cm; 3.2. cm; 2.6 cm 1083 € 300 – 500 1084 Three wood netsuke of Hotei and karako. 19th century a) Seated with a stiff fan, signed Shôgyôku, b) standing and opening his furoshiki with a karako inside, with negoro lacquer, and c) a karako with a jewel in Hotei’s furoshiki. (3) Height 2.9 cm; 3.3 cm; 3 cm 1084 42 € 200 – 400 1085 Two wood netsuke of Hotei. 19th century a) Seated with a stiff fan and looking out from a bundle, engraved with a blossom and scrolls, and b) standing pot-bellied and laughing happily, the left hand raised to his head. (2) Height 3.5 cm; and 5 cm € 200 – 400 part of lot 1085 1086 Four corozo nut netsuke of the heads of Hotei and Fukusuke. 19th century Heads of a) Fukusuke with dimples, signed Masaharu, b) a smiling Hotei, signed Mitsugyoku, c) a small friendly Hotei, the skin of the nut removed, and d) a large laughing Hotei, signed Gyoku…. All signatures in a sunken reserve. (4) Height 4.6 cm; 3.2 cm; 2.8 cm and 3.3 cm 1086 € 200 – 400 43 1087 A Tanba school boxwood netsuke of Raiden. Mid-19th century With a single horn on his head and lips firmly pressed together as a sign of his intense effort, Raiden sits on a cloud shaped by the wisp of wind he pulls out from a bag, and with a large drum and drumsticks tied around his back. The eyes of bone and black horn. Height 3.4 cm; length 3.5 cm € 2 000 – 2 400 1087 1088 1088 A boxwood netsuke of Raiden. 19th century 1089 1089 An Edo school wood netsuke of Hankai, by Gyokkô. Mid-19th century The muscular figure of Raiden sits on a cloud and peeps down to earth through a hole, while grabbing the ring of a large drum and holding two drum sticks in his right hand. Inscribed Kokei in an oval reserve. In full armour and helmet with feet wide apart and a forceful expression, a board decorated with an oni’s head under his arm, with which he will break open the door to the emperor’s palace. The tiny eye pupils of black horn. Signed Gyokkô in a reserve. Height 2.3 cm; width 3.4 cm Height 3.8 cm € 700 – 900 Provenance Lempertz, Cologne, 8./9.6.2012, lot 994 € 700 – 1 000 1090 1090 A boxwood netsuke of Benkei and the bell of Miidera. 19th century 1091 1091 An ivory netsuke of Kiyohime atop the Dôjôji bell. 19th century A labourer’s hachimaki tied around his head, Benkei takes a rest and smokes a large pipe sitting on the bell of Miidera, that he has carried up Mount Hiei. The eye pupils of black horn. With long hair and the face of a hannya, Kiyohime leans over the dragon handle of the Dôjôji bell while coiling her snake body around it, holding a long striker and pulling a strand of hair. Height 4.3 cm Height 3.7 cm € 400 – 600 € 600 – 800 45 1092 An animal tooth netsuke of an octopus as Kiyohime. 19th century The octopus in a long robe with engraved flowery scrolls and a striker in its raised tentacles hovers on the top of an abstract bell, which could also be interpreted as an octopus trap. The eyes of black horn. Height 4.5 cm € 400 – 500 1092 1093 An ivory netsuke of Kiyohime atop the Dôjôji bell. 19th century With long hair and the face of a hannya, Kiyohime coils her snake body around the tall bell of Dôjôji while holding a long striker and lifting a strand of hair. Height 5.9 cm € 1 200 – 1 400 1093 1094 An ivory netsuke of a cowherd sitting on an ox, by Tsunemasa. 19th century The flute-playing cowherd boy sits on the back of a reclining ox with a raised head. The ox’s eye pupils of black horn. Signed Tsunemasa in a rectangular reserve. Height 3.3 cm; width 5.1 cm € 400 – 500 1094 46 1095 1095 A small animal tooth netsuke of Daruma crossing the Yangzi. 19th century Standing on a blossoming reed, his arms crossed and hidden in the wide sleeves of his billowing robe, the ears with large rings. According to legend, Daruma left the state of Liang after his unproductive meeting with the Emperor Wu and crossed the Yangzi into the state of Wei and proceeded to the Shaolin temple. 1096 1096 A Tokyo school ivory netsuke of Fukusuke. Late 19th century 1097 1097 A boxwood netsuke of Fukusuke. 19th century Standing in formal attire (kamishimo) with an open folding fan, and carrying a large Okame mask on his back. Standing in formal attire (kamishimo) with a short sword at his left hip, holding an object in his hands. Height 4.1 cm Height 4.5 cm € 300 – 500 Provenance Old collector’s number in white ink 169 € 300 – 400 Height 4.5 cm € 400 – 500 47 1098 A wood netsuke of a shishi dancer. Early 19th century Seated wearing a shishi-mask, his body covered by the mask cloth, a drum stick in his hand and a drum placed between his feet. Inscribed Minkô with kaô. Height 3.3 cm € 300 – 500 1098 1099 A good, partly stained ivory netsuke of a seated shishi dancer. Early 19th century Seated and wearing trousers and a jacket with a star pattern, the boy is about to lift a large shishi mask above his head, the mask cloth with an attached bushy tail and engraved with hair tufts. One eye pupil of the mask of black horn. Height 4.1 cm Provenance Joseph (Joe) Kurstin, Miami, FL (sold at Nagel, Stuttgart, 13.11.2007, lot 2664) € 1 800 – 2 400 1099 1100 A wood netsuke of a Chinese boy. 19th century Son Shukugo (chin. Sun Shuao) as a boy about to kill a two-headed snake with a club, the left hand forming a fist. The stern facial expression anticipates the boy becoming the Minister of Chu. Both hair tufts of black horn. Signed Sankô in an oval reserve. Height 5.1 cm Provenance Henri T. Reiss, Holmes Chapel (probably sold at Glendining’s, 25./26.2.1918) Frederick Meinertzhagen (1881–1962), London Literature MCI, illustration p. 694 1100 48 € 500 – 700 1101 An ivory netsuke of a spirited kirin. 19th century Sitting on its haunches and raising its left foreleg, the head turned backwards, as it bays with jaws open, the tips of the beard and the raised tail touching. The eye pupils of black horn. Inscribed Mitsuharu. Height 5.3 cm € 1 800 – 2 200 1101 49 1102 An ivory netsuke of a shishi by a rock. Mid-19th century Seated on its hind legs, the head turned to the right, excitedly hovering above a perforated rock with a moveable ball inside. Height 3.1 cm € 900 – 1 200 1102 1103 An amusing ivory netsuke of a shishi with a huge ball. 19th century The seated chubby animal balances a ball on its back, supporting it with one forepaw, with long hair strands of the tail surrounding the sphere, a small moveable ball is visible in the open mouth. The eye pupils of reddish brown horn. Height 4.6 cm Provenance Christies’s, Amsterdam, 20.11.2007, lot 694 € 400 – 600 1103 50 1104 An Osaka school stained ivory netsuke of a shishi, by Mitsushige. Mid-19th century Seated on its hind legs on a Chinese style table with curved legs, raising one forepaw, and looking back. Signed Mitsushige. Height 3.5 cm € 500 – 700 1104 1105 Two ivory netsuke of a shishi. Late 18th/early 19th century Both seated on their hind legs, placing their forepaws onto a large smooth ball, and looking straight ahead, b) with a large moveable ball in its open mouth and a shishi cub looking out from the ball, signed Hidemasa. In addition a hornbill netsuke of a shishi, inscribed Fukuda. (3) Height 3.1 cm, 3.1 cm; 2.1 cm € 500 – 800 part of lot 1105 51 1106 A boxwood netsuke of a shishi and young, by Tomokazu. Mid-19th century 1107 A large wood netsuke of a shishi and a cub, by Hataka. 19th century Seated on its hind legs, head turned to the side and clutching a brocade ball carved in openwork with a movable ball inside, in front of him a very small shishi cub. Signed Tomokazu. Seated on its hind legs, placing his forepaw protectively on the head of the shishi cub seated in front, the head with a curly mane turned left, in the open mouth a moveable ball. Signed Hataka. Height 2.8 cm The reading of this rare signature consisting of the the characters for wing (U or ha) and eagle (Yô or taka) is not clear. € 1 000 – 1 400 Height 4.9 cm € 800 – 1 000 1108 A Tsu school wood netsuke of two shishi, by Kokei. 19th century A chubby shishi with a straight mane without locks, his raised tail giving support to a young shishi who is standing on his parent’s back. Signed Kokei. Height 3.3 cm 1109 A wood netsuke of a shishi, by Rikyu. Probably 19th century Standing with paws placed close to each other turning the head to the right, the mouth open to howl, the hair locks of the tail curling into huge stylized spirals. Signed Rikyu. Provenance Height 3.9 cm Mrs Lydia S. Hays Provenance Museum of Fine Arts Boston, bequest of Lydia S. Hays, acc. no 17.15 (written in red lacquer) (sold at Christie’s, London, 12./13.7.2006, lot 462) Malcolm J. Hammond, Greenwich, CT (by repute) € 600 – 900 € 600 – 900 1110 A large dark brown wood netsuke of a coiled dragon. 19th century With long horns and mouth firmly pressed together, the head rests on the ground while the scaly body is twisted into a circle and the tip of the tail coils into a spiral. Signed Toshi jûshichi Bei? ... Height 3.8 cm; width 4.1 cm € 900 – 1 400 52 1111 A large wood netsuke of a one-horned dragon in a tama. 19th century Winding through a tama, the dragon, with a long beard and firmly pressed together mouth, places its head on top of the flattened jewel. Inscribed Shûgetsu. Height 3.2 cm; length 4.4 cm € 400 – 600 1106 1107 1108 1109 1110 1111 53 1112 An interesting Nagoya-school wood netsuke of a coiled dragon, by Mitsutame. Mid-19th century The large head with two short horns rests on the thick scaly body, the long whiskers spread out onto the body. The eye pupils lacquered black. Signed Mitsutame in ukibori in a rectangular reserve. The rare artist Mitsutame is only known by a single netsuke of a sleeping shôjo, formerly in the collection of Martha Reiter, published in NKSJ, Vol. 8, No. 4 (Winter 1988), p. 12, fig. 3 and Lazarnick 1982, p. 788. Height 2.8 cm; width 3.4 cm € 1 700 – 2 000 1112 1113 A wood netsuke of a coiled dragon. Mid-19th century The head with two horns slightly raised above a coiled scaly body, the threeclawed paws clutching the body. The eye pupils of glass. Height 3 cm; width 4.1 cm € 1 200 – 1 800 1113 54 1114 A very good and large Tanba-style boxwood netsuke of a dragon in a mikan, by Masakazu. 19th century Winding through a mandarin with a stem and a large leaf curled over to reveal veins rendered in ukibori, in the dragon’s open mouth a tama. The single eye pupil of black horn. Signed Masakazu in a rounded rectangular reserve. Height 2.4 cm; width 4.1 cm Provenance W. G. Bossard, Nevis, W.I. (by repute) € 2 000 – 2 500 1114 1115 An Edo school black shitan wood netsuke of a dragon and a tabakobon, by Hô (Toki) Minchô. Mid-19th century Rising from the tube, which serves for the pipe’s ashes, the dragon coils its body around the square handle of a tobacco tray. The eyes of gold. Signed Hô (Toki) Minchô. The representation refers to the saying “haifuki kara ryû” (the dragon rising from the ash pot) which means “an unexpected thing may happen any time”. Height 3.2 cm; width 3.4 cm Provenance 1115 His Royal Highness The Prince Henry, Duke of Gloucester, KG., KT., KP. (1900– 1974) (by repute) € 500 – 800 1116 A stag antler netsuke of a dragon. Late 19th century The hollowed antler carved with a large single-horned dragon amidst waves, holding a jewel in his claw. 1116 Length 8.7 cm € 400 – 600 1117 A very large kaki wood manjû-type netsuke of a dragon and a tiger, by Nobuhiko. 19th century The dragon hovers above a seated tiger amidst swirling clouds. The eye pupils of brass. Signed Nobuhiko saku. Width 5.1 cm € 300 – 400 1117 56 1118 A large and impressive stained ivory netsuke of a coiled dragon. Mid-19th century The head with two horns and open mouth is slightly raised above a scaly body, with a moveable tama in the cavity formed by the coiled body. The eye pupils of black horn. Height 3.3 cm; length 5.8 cm € 1 500 – 2 000 1118 1119 An ivory seal netsuke of a phoenix. 19th century Standing on a flat base, the head turned backwards, the long tail feathers slung around the base; the bottom carved with two seals with two characters in engraving above twelve very delicately carved characters in sunken relief. Remains of red seal ink. Height 3.3 cm; length 3.6 cm Provenance Albert Brockhaus (1855–1921) (by repute) Walter Lionel Behrens, Manchester, UK (publ. in: Joly 1912/1966, no. 2556) Dr. Karl M. Schwarz (1926–2007), Vienna (sold at Christie’s, Amsterdam, 20./21.5.2008, lot 499) Literature Schwarz 1992, no. 118, p. 56-57 € 1 200 – 1 700 1119 57 1120 A very good Edo school boxwood netsuke of a karasu tengu hatching from an egg, by Shûmin. Mid-19th century A karasu tengu hatching from its cracked egg, the bottom carved with a maple leaf, an oak leaf, and pine needles in fine line engraving, one cord hole in the shape of a ginkgo leaf. The tengu’s cap of black wood. One cord hole lined with greenstained bone. Signed Shûmin with kaô. Height 3.1 cm; length 3.8 cm Literature Sagemonoya 2008, cat. no. 59 € 1 500 – 1 800 1120 1121 A boxwood netsuke of a tengu no tamago. Early 19th century A long-haired karasu tengu hatches from an egg, one claw pulling out his right wing while the other claw presses on the egg shell. The eye pupils of metal. Height 3.3 cm; length 4.5 cm € 500 – 700 1121 1122 An Edo school boxwood netsuke of a tengu no tamago, by Jobun. Early 19th century The gnome-like, long-haired karasu tengu breaks out from an egg, one wing visible, one hand resting on the egg shell. The eye pupils of black horn. Signed Jobun. Height 3.7 cm; length 3.4 cm € 300 – 500 1122 1123 A boxwood netsuke of a tengu no tamago. Early 19th century A long-haired karasu tengu steps out from an almost spherical egg, one foot on the ground, the egg shell with y-shaped cracks. Height 3.7 cm € 300 – 400 1123 59 1124 A stained ivory netsuke of a tengu no tamago. 19th century A grim-looking and long-haired karasu tengu breaks out from the shell, one hand pulling out his right wing from the egg while the other arm rests on the egg shell. Inscribed Okakoto. Height 3.5 cm; length 3.8 cm € 1 000 – 1 300 1124 1125 A large wood netsuke of a tengu no tamago. 19th century The long-haired karasu tengu with large eyes and a prominent beak breaks out from an egg, one wing and three claws visible, one of them resting on the egg shell. The tengu with a darker stain than the egg shell. Height 3.2 cm; length 5.7 cm Provenance Lempertz, Cologne, 12./13.6.2009, lot 771 € 1 000 – 1 200 1125 60 1126 An Edo school wood netsuke of a kappa on a hamaguri. 19th century The water sprite crawls over a clam, the two valves of which have closed over his foot, on his back a tortoise’s carapace, the pimply skin rendered in ukibori (worn), the fluid in the depression on top of his head of horn, the eyes of metal-rimmed bone, the umbo of each shell of white glazed ceramic, the flesh of the clam of horn. In the style of Gyokumin. Height 2.9 cm; width 3.1 cm € 700 – 900 1126 1127 An Edo school light wood netsuke of a kappa in an eel trap, by Teiji. Second half 19th century The water sprite looks out from a hole of a discarded eel trap, the trap bound together with copper wire, the kappa of stoneware, the elixir glazed blue, the tongue glazed red, the cord holes lined with lead-like material. Signed Teiji on a green-glazed tablet. Height 1.9 cm; length 4.6 cm Provenance Lempertz, Cologne, 11./12.12.2009, lot 869 € 700 – 900 1127 1128 A boxwood netsuke of a minogame on a clam, by Masakata. 19th century A minogame with a long tail and a dragon’s head crawls on top of a large clam (hamaguri), while a crab sits inside. The crab’s eyes of brown horn. Signed Masakata in an oval reserve. Height 2.3 cm; width 4.5 cm € 300 – 400 1128 61 1129 1129 An ivory netsuke of a tanuki. 19th century Standing upright with a large lotus leaf on his head which is supported by his upright tail, a small sake gourd hanging from his left paw while holding a small lotus leaf he will use as a drinking cup in the other paw. The eyes of black horn. 1130 1130 A large and amusing ivory netsuke of a tanuki. Early 19th century Standing upright and lifting his enormous scrotum, the kimono slipped off to reveal his bare body and muscular arms, a tenugui wound around his head in the manner of a labourer. Height 5.2 cm Height 7.2 cm Literature Provenance Sagemonoya 2008, cat. no. 48 Bonhams, New York, 19.3.2008, lot 5076 € 1 800 – 2 200 € 1 300 – 1 500 62 1131 1131 A Tsu school wood netsuke of a tanuki hara tsutsumi. 19th century Seated and raising his right paw in order to beat his belly or distended scrotum as if it were a drum. Eyes of brass. Inscribed Minkô with kaô. Height 4 cm 1132 1132 A boxwood netsuke of a tanuki, by Juzan. 19th century Seated wearing a kimono, a striker in his right paw, about to beat his hairy distended scrotum resting on a cushion as if it were a mokugyo. The cord holes lined with ivory. Signed Juzan in a reserve. Height 3.3 cm; length 3.7 cm € 300 – 500 € 300 – 400 1133 1133 A coral netsuke of a smiling Daikoku. Second half 19th century Seated and holding a large bale with both hands. Height 4.6 cm € 400 – 600 1134 1134 A nut and umimatsu netsuke of a kaki. Mid-19th century Carved with Chôryô, Kôsekikô and a dragon to one side, and two fighting samurai to the other side, clouds, sayagata and asa-no-ha patterns between the two reserves. The stem and sepals appliquéd to the nut. Height 3.2 cm € 200 – 300 63 1135 1135 An ivory netsuke of the foxpriest Hakusôzu. Late 18th/ early 19th century 1136 1136 A small ivory netsuke of a dancing Hakusôzu. 19th century Carved from a very thin piece of ivory, standing in a typical pose with head lowered and a sly expression, wearing a hood, the paws held as if resting on a staff. The fox, with a sly expression and wearing a hood and a robe, stands in balance on its left foot, the body and head turned to the right, the paws placed on top of each other as if resting on an imaginary staff. Height 8 cm Height 4.9 cm € 700 – 900 € 600 – 800 1137 1137 A stag antler netsuke illustrating the kyôgen play “Tsurikitsune”. 19th century The slender antler is carved in low relief with a fox disguised as a priest, its paws resting on a staff while the foxhunter kneels with a comic expression beneath a fox trap with a rat. The netsuke probably doubled as a rice tester. Such pointed sticks were used by rice merchants to pick into the bales in order to test if the rice is dry and not sticky or moist. Height 11.8 cm € 300 – 400 64 part of lot 1138 1138 Two manjû. Mid-19th century a) A shibuichi menuki in the shape of a standing Hotei with a shouldered bag and a karako, set into the flattened side of an animal’s tooth and b) a large silver menuki in shape of a dragon facing a shishi on a rock by a waterfall, both surrounded by clouds, set onto an oblong silver plate with himotôshi. (2) a) Height 3.4 cm; b) length 6.6 cm Provenance b) Marc Blanc, Brussels (by repute) € 200 – 300 part of lot 1139 1139 Two metal ashtray netsuke. 19th century a) A sentoku dome-shaped netsuke with two rain dragons and a tama in relief to the outside, and b) a russet iron netsuke of flat bowl shape with a running rain dragon in gold nunome to the outside and a geometric pattern to the rim. Both with a loose ring cord attachment. (2) Diameter 5.3 and 3.9 cm Provenance Lempertz, Cologne, 11./12.6.2010, lot 984 € 200 – 300 part of lot 1140 1140 Two metal ashtray netsuke. 19th century a) A shibuichi netsuke of a temple bell with a dragon head handle and four engraved characters to each of the four panels, and b) a small bronze dome-shaped netsuke with a rain dragon and stylized clouds in relief to the outside. (2) part of lot 1141 1141 Three metal mask netsuke. 19th century Provenance a) Sentoku mask of a karasu tengu, b) a black resin and sheet copper mask of Buaku, impressed mark, and c) an iron head of Daikoku. (3) Lempertz, Cologne, 12./13.12.2008, lot 1101 Height 4.4 cm, 5.3 cm and 4.2 cm € 300 – 500 € 200 – 300 a) Height 4.5 cm; b) diameter 3.6 cm 65 1142 An ivory group of seven masks, by Hakuunsai. Mid-19th century Of squarish flat shape, one side carved with Okame, Buaku, Kikujidô and Usobuki masks, the reverse with Oni, Usobuki, and Shôjô masks. Signed Hakuunsai. Width 4.3 cm € 200 – 300 1142 1143 An ivory netsuke of three masks. Second half 19th century Behind a large and fierce looking mask of a hannya with large eyes and a pointed nose a smaller Shishiguchi and a mask of a young woman. Height 3.8 cm € 200 – 300 1143 1144 An unusual Edo school netsuke of various toys, signed Gyokuyôsai. Mid-19th century The group consists of a carp on wheels, a temari ball, a flat drum, a Daruma roly-poly doll, a jar?, a monkey mask and a Fukusuke doll on top. Signed Gyokuyôsai. Height 2.4 cm; width 3.9 cm € 400 – 600 1144 66 1145 A large boxwood netsuke of six masks. 19th century Carved to one side with five masks, a Hannya in the centre, surrounded by Usobuki, Okame and two other Usobukitype masks, on the other side a large shishi mask. Width 4.6 cm Provenance Edward and Marilyn Flower, New York (sold at Christie’s, South Kensingtin, 12.5.2010, lot 183) € 400 – 600 1145 1146 A large Edo/Tokyo school walrus tusk group of seven masks, by Tadachika. Mid-19th century One side carved with Okina, Okame, Hannya and Shôjô masks, the reverse with Oni, Chûjo and Usobuki masks. Signed Tadachika. Width 4.4 cm € 800 – 1 000 1146 67 1147 A large Osaka school ivory manjû of Hotei, by Dôshôsai. Mid-19th century Of rounded square shape carved with a friendly Hotei with a Chinese-style stiff fan and leaning back on his bag. Signed Dôshôsai. Width 4.7 cm € 400 – 500 1148 An ivory two-part manjû of Hotei, by Sôrin. Mid-19th century Carved in sunken relief with a laughing Hotei holding a tama and a vivacious karako seated beside him reaching for the jewel, to the reverse Hotei’s bundle in katakiri engraving. Signed Sôrin with kaô. Diameter 4.8 cm € 400 – 600 1149 A fine Edo school two-part ivory manjû of Hotei, by Chôunsai. Mid-19th century Carved in sunken relief with Hotei seated in a furoshiki tied above his head and pulling his mouth into a big smile to amuse the karako in front of him, the reverse showing Hotei’s hirsute back. Signed Chôunsai and seal Hidechika. 1150 An Edo school ivory rounded square manjû of Hotei, by Minkoku. Mid-19th century Carved in sunken relief with Hotei holding a stiff fan, his large bundle dangling from his head, while a seated karako points at Hotei who is sticking out his tongue. Signed Minkoku. Diameter 4.6 cm Width 4.6 cm € 600 – 800 € 400 – 600 1151 A Tokyo school lightly stained ivory two-part manjû of a karako. Second half 19th century 1152 An Edo school ivory two-part manjû of Hotei, by Kômin. Mid-19th century Carved in shishiai-bori with a seated karako making the bekkanko gesture and holding a Chinese-style stiff fan, on the reverse a Korean-style hat, a rock and fukujusô. The top part can be screwed into the bottom part. Carved in sunken relief with Hotei with a very large flywhisk and a stiff fan sitting next to a huge bag, while a karako behind the bag is raising his hands to his ears and waving them to frighten Hotei, on the reverse a wind wheel. Signed Ichieisai Kômin with kaô. Diameter 4.4 cm Diameter 4.9 cm € 500 – 700 € 400 – 600 68 1147 1148 1149 1150 1151 1152 69 1153 An ivory two-part manjû of Ebisu, by Kôsai. Second half 19th century Carved in sunken relief with a seated Ebisu wearing Shintô ceremonial robes and rejoicing at having caught a large blow fish, on the reverse a fish basket. Signed Jujuki (=Susuki) Kôsai with kaô. Diameter 4.9 cm € 400 – 600 1154 An Edo school two-part ivory shunga manjû of Daikoku, by Kômin. Mid-19th century Carved in sunken relief with Daikoku kneeling next to a futamata daikon with foliage and elegantly propped up on Daikoku’s mallet, lifting a piece of fabric and pointing at the part resembling the lower body of a woman. On the reverse Daikoku’s bag with a rat on top. Signed Kômin with kaô. Diameter 4.6 cm € 400 – 500 1155 An Edo/Tokyo school ivory two-part manjû of a dancer, by Jitsumin. Second half 19th century 1156 An Edo school ivory manjû of Daikoku and Ebisu dancing. Mid-19th century Carved in sunken relief with a dancer holding a fan and wearing a tengu mask on his head, in front of him a boy looking up at the hand gesture of the dancer. Signed Ippôsai Jitsumin with kaô. Carved in sunken relief with Daikoku holding his mallet, and Ebisu standing with a fan and a basket filled with fish, the pine saplings to the side indicate New Year, on the reverse a treasure bag, scroll and a single stylized pine sapling. Diameter 4.7 cm Diameter 5.2 cm € 400 – 600 Provenance Lempertz, Cologne, 29.11.2004, lot 826 € 300 – 400 1157 A two-part ivory manjû of a shôjô, by Shôju. Late 19th century Carved in sunken relief with a red-haired shôjô seated in full robes with wave patters, holding an object, on the reverse a footed bowl with offerings. Signed Shôju and a pine needles logo. 1158 An ivory two-part manjû of Shôki at New Year, by Gekkô. Second half 19th century Lempertz, Cologne, 27.11.1988, lot 749 Displaying the figure of Shôki, carved in stag antler and appliquéd, standing watchfully at the entrance of a house with shôji underneath a shimenawa; on the reverse a kneeling oni in engraving. Shimenawa and ground rendered in gold and silver makie, the sword hilt stained green. Signed Gekkô with kaô. € 300 – 400 Diameter 4.4 cm Diameter 4.4 cm Provenance Provenance Lempertz, Cologne, 12./13.6.2009, lot 777 € 300 – 400 70 1153 1154 1155 1156 1157 1158 71 1159 A very large ivory manjû. Late 19th century Carved in sunken relief with a bearded Chinese, a goddess, an oni with a club, an oni supporting a large vessel, a dragon and a flying crane, all amidst dense clouds, on the reverse a karako with a fan underneath a pine. Diameter 7.2 cm Provenance 1160 An unusual and large ivory manjû of a dragon. Mid-19th century The flat top carved in sunken relief with a winding dragon in swirling clouds suggesting a storm, the central knob carved with a chrysanthemum and leaves. Diameter 5.3 cm € 300 – 400 Private collection, Italy, purchased in the 1960s-1980s (sold at Bonhams, London, 11.5.2010, lot 182) € 700 – 900 1161 A large ivory manjû of a dragon. Mid-19th century Finely carved in low relief with a large coiled dragon amidst clouds, the reverse with a chrysanthemum blossom on waves and leaves. The eyes of mother-ofpearl. Diameter 5.7 cm € 400 – 600 1163 A Shibayama ivory manjû with takaramono. Late 19th century The round shape inlaid on top with a treasure bag of tortoise shell or horn backed with gold foil, chôji, Daikoku’s mallet, a key (kagi), a scroll (makimono), jewels (tama) and weights (fundô) in mother-of-pearl, lead, brass and stained bone. On the reverse two cord holes, one lined with mother-of-pearl. Diameter 4.5 cm € 400 – 600 1162 A large ivory two-part manjû of a dragon, by Hidetomo. Mid-19th century The top carved in relief with a winding dragon en face, the five-clawed paws spreading into all direction on a ground of stylized waves (seigaiha) with two tama of coral, on the reverse a panel with the seal characters Daimin Manreki nensei (Made in the Wanli era of the Great Ming) surrounded by two rain dragons on a ground of patterned stripes. Eye pupils of the dragon of black horn. Signed Hidetomo on the inside border. This unusual design displays an imperial dragon in Chinese style on a patterned ground as depicted on porcelains and in textile arts. Diameter 5.8 cm € 600 – 900 1164 A Tokyo school ivory manjû of a tennin, by Banryûsai. Late 19th century The large round shape is carved in shishiai-bori with a flying tennin holding a lotus flower, the necklace and crown embellished with small beads of different colours. Signed Banryûsai. Diameter 4.8 cm € 500 – 700 72 1159 1160 1161 1162 1163 1164 73 1165 A kagamibuta of Hotei riding an ox, by Minjô. Late 19th century The disc of shibuichi displaying Hotei with a Chinese-style fan and a huge bag seated on an ox, in katakiri-bori. The bowl of ivory. Signed Itchô hitsu (referring to the design) Minjô with kaô. Diameter 4.3 cm € 300 – 400 1166 A kagamibuta with a dancing spotted cat. Mid-19th century The disc of shibuichi displaying a dancing cat in iroe-takazôgan and engraving, the head covered coquettishly with a towel, standing on one foot in a harvested field with chrysanthemums and bellflowers, underneath a new moon in flat inlay. The bowl of ivory. Diameter 4.4 cm € 300 – 500 1167 An unusual oval kagamibuta with two shishi. Mid-19th century 1168 A small oval-shaped kagamibuta of Jurôjin. Second half 19th century The oval disc of rôgin consisting of a menuki of gilt copper in the shape of two jumping shishi applied to a rôgin plate engraved with rocks and grasses. The bowl of ivory. The oval disc of shibuichi with Jurôjin and a karako holding the god’s staff with a fan and a scroll tied to it, in relief with small inlays gold and shakudô. The bowl of ivory. Width 5 cm Width 3.8 cm € 300 – 500 € 200 – 300 1169 A kagamibuta of two shishi. Mid-19th century The disc of shibuichi displaying a powerful prancing shishi and a young shishi standing on its hind legs, in iroe takazogan. The bowl of ivory. Diameter 4 cm € 500 – 700 74 1170 A russet iron kagamibuta. 19th century The disc carved with Shôki holding his large travelling hat and a sword tied to his back, the face of copper and details in gold nunome, the bowl with clematis and leafy scrolls in openwork, the flower details in nunome. Diameter 4.1 cm € 300 – 400 1165 1166 1167 1168 1169 1170 75 1171 A fine shibuichi two-part manjû of Hotei, by Motozane. Mid-19th century In iroe-takazôgan and engraving a laughing Hotei seated behind his patched bag underneath a pine branch and with a karako seated on his shoulders. Signed Motozane with kaô. Probably by Taizan Motozane III (ca. 1794–1865) of Mito in Hitachi Province Diameter 4.1 cm € 600 – 800 1171 1172 A shibuichi two-part manjû, by Mitsunobu. Second half 19th century In iroe-takazôgan and nunome a tanuki in a rain storm with a gourd underneath a tattered umbrella, the clouds in openwork, on the reverse a procession of tanuki under a full moon in engraving. Signed Kin…sai Mitsunobu with kaô. The reverse with a loose ring cord attachment. Diameter 4 cm Provenance Private collection, Southern Germany (sold at Lempertz, Cologne, 12./13.12.2008, lot 1001) € 400 – 600 1172 76 1173 A fine russet iron two-part manjû of a winged dragon. 19th century Carved in relief with a winged dragon (tobitatsu) hovering above billowing waves with outspread wings. The eye and the water droplets of gold. The peg inside with an eyelet of brass. Diameter 4.1 cm Provenance Charles A. Greenfield (1903–1997), New York (sold at Sotheby’s, New York, 18.9.1998, lot 159) Bluette H. Kirchhoff (1924–2008) (sold at Bonhams, New York, 16.9.2009, lot 2114) € 500 – 700 1173 1174 A silver ryûsa manjû with two shishi. 19th century Carved and pierced to each side with two shishi frolicking among peonies and leafy branches, the reverse with a loose ring cord attachment. Diameter 4.7 cm Provenance Edward A. Wrangham O.B.E. (1928–2009), Northumberland, Great Britain (sold at Bonhams, London, 15.12.2012, lot 128) € 500 – 800 1174 77 1175 1175 A fine silvered copper portable compass and sundial. Mid-19th century Carved to the outside in relief with a dragon amidst billowing clouds, the inside gilded and silvered, and with a compass protected by glass and a sun dial, both surrounded by the zodiacal characters in engraving, the reverse with a loose ring cord attachment. Diameter 4.8 cm € 500 – 700 1176 Three kagamibuta. Second half 19th century All discs of shibuichi/rôgin with iroe takazôgan. a) Rakan Handaka Sonja with a staff and a dragon, bowl of wood (modern), b) Fukurokuju with jewel and staff, bowl of ivory, c) samurai with a straw hat, bowl of ivory carved in openwork with a dragon in waves and clouds on the reverse. (3) Diameter 3.8 cm; 4.7 cm and 3.9 cm Provenance c) Private collection, Southern Germany (sold at Lempertz, Cologne, 12./13.12.2008, lot 1103) part of lot 1176 78 € 600 – 800 1177 1177 A lacquer netsuke of Hotei. Late 19th century Standing with a smiling expression and holding up a karako with a drum, the robe slipped off the left shoulder. Inscribed Kajikawa saku. Height 7.6 cm € 300 – 500 1178 1178 A gold lacquer netsuke of Ebisu. Late 19th century Standing carrying a sea bream under his arm, wearing an eboshi, trousers and a garment, whose long sleeves are held up with a tasuki band, the pattern on his robe inlaid with gold and silver foil, aogai, and hirame and displaying two different mon. Height 4.6 cm € 400 – 600 1179 1179 A kinji lacquer manjû with Daikoku’s attributes. 19th century In the shape of a flattened treasure bag (takarabukuro) with a mallet and gold coins (koban) on top, the fabric of the bag with a pattern of peonies and karakusa in hiramakie. The reverse with a flower-shaped cord attachment and a loose ring of silver. Width 4.8 cm € 400 – 600 1180 1180 An Edo/Tokyo school ivory netsuke of Daikoku and Ebisu, by Tomochika. Late 19th century Daikoku stands in front of a large mortar, pounding mochi, while Ebisu stands beside him with a piece of mochi, in front of him a small water bucket, in which Ebisu can wet and cool his hands. Signed Tomochika. Height 4 cm € 600 – 800 79 1181 Three painted wood netsuke, by Shûzan. Second half 19th century 1183 Three ivory netsuke of Hotei and a karako. Late 18th/19th century a) Seated and leaning onto his bag, b) seated with a stiff fan and leaning onto his bag, two karako and two inserted tama, and c) seated. (3) a) Fushimi ningyo in shape of a Hotei standing with a Chinese-style stiff fan and holding the cord of his bag placed beside him, b) Hotei seated on a high Chinese-style table; c) Chinnan Sennin with a dragon rising from an alms bowl. All pieces painted with thin scrolls in gold and large cloud-like patterns consisting of raised red circles filled with various matt colours. All signed Shûzan in a reserve. (3) Height 2.9 cm; 3.4 cm; 3 cm € 400 – 500 Height 4.2 cm; 5.4 cm; 5.4 cm € 600 – 900 1182 Three ivory and walrus tusk netsuke of Daikoku. Late 19th century 1184 Three ivory netsuke of the Gods of Good Luck. Second half 19th century a) Daikoku next to a futamata daikon, revealing its erotic appearance by lifting a cloth and a karako, signed, b) manjû carved with Daikoku seated on a bag, and c) Daikoku seated, playing a flute. (3) a) The shichi fukujin sitting in a boat, signed Shôunsai in an oval reserve, b) Fukurokuju, Hotei and Daikoku sitting around a table stacked with takaramono, signed Masachika, and c) Ebisu and Daikoku pounding mochi, signed. (3) Height 4.3 cm; diameter 4.9 cm; height 4.3 cm Height 1.9 cm; 2.3 cm; and 3.2 cm € 300 – 500 € 400 – 600 1181 80 1182 1183 1184 81 1185 Three ivory/stag antler netsuke of Fukurokuju. Second half 19th century a) Fukurokuju with a stiff fan and two karako, signed …zan, b) Fukurokuju with a high pate, and c) Fukurokuju and Daikoku wrestling, a karako with a fan as a judge, a stiff fan as a base, signed Gyokufû. (3) Height 4.2 cm; 7.4 cm; and 3 cm € 300 – 400 1185 1186 Two boxwood netsuke. 19th century a) Hotei sitting in a furoshiki and two karako, both with tama, b) Fukurokuju or Jurôjin, standing, hands hidden in the sleeves. (2) Height 2.9 cm; and 5.2 cm € 300 – 400 1186 1187 Two lacquer netsuke. 19th century a) A negoro lacquer netsuke of a dancing Fukurokju, b) a carved red lacquer type netsuke of a mokugyo with plum blossom branch and pine. (2) Height 4.2 cm; width 3.4 cm € 200 – 300 1187 82 1188 A large wood netsuke of Hotei in a boat, by Masatami. Late 19th century The god rests in a boat, his body almost filling the whole length of the vessel, his head placed on his right hand, while the left hand rests on his belly. The eye pupils of horn. Signed Masatami tô in a rounded rectangular reserve. Height 3.1 cm; length 6.9 cm € 1 000 – 1 400 1188 1189 An ivory netsuke of Hotei and two karako. 19th century Holding a stiff fan Hotei sits on his bag that is pulled by two karako, the design of flowers and scrolls of the robes is in the style of Hidemasa. Length 4.6 cm € 600 – 900 1189 83 1190 A large ivory netsuke of Hotei, by Seishi (Kiyoyuki). Late 19th century The god stands upright and craddles a tiny Benten on his left hand while the other tiny five Gods of Good Luck sit on top of his shouldered bag. Signed Seishi (Kiyoyuki). Height 6.1 cm Provenance Rudolf and Johanna Pohl, acquired in the late Meiji period in Japan (sold at Nagel, Stuttgart, 16.11.2005, lot 3768) € 400 – 500 1190 1191 A marine ivory netsuke of a yawning Hotei. Late 19th century The pot-bellied god sits cross-legged yawning and raising his fists, behind him his bundle. Height 3.2 cm € 300 – 400 1191 84 1192 A large and interesting wood netsuke of a kappa on a tortoise, by Masakazu. Late 19th century The large kappa with bumpy skin and huge feet, the head turned back, sits on top of a tortoise with head drawn in and turned to the left. The kappa’s eyes of light brown horn, the tortoise’s eye of black horn. Signed Masakazu. Height 4.2 cm; width 5.3 cm € 1 000 – 1 300 1192 1193 An unusual bamboo root netsuke of a tanuki. Late 19th century In accordance with the natural curve of the bamboo root the tanuki stands with head raised, wearing a robe with wide sleeves and a bundle around his shoulders. With a thin coating of transparent lacquer. Height 5 cm Provenance Rudolf and Johanna Pohl, acquired in the late Meiji period in Japan (sold at Nagel, Stuttgart, 11.11.2008, lot 2252) € 200 – 300 1193 85 1194 A fine wood netsuke of a tanuki, by Ryôkô. Late 19th /20th century Seated on his tail with the tip visible between his hind paws, his forepaws placed on his belly as if drumming on it, while his distended scrotum lies behind him like a half empty bag, the fine veins rendered in ukibori. One eye pupil of gold. Signed Ryôkô. Height 3.2 cm € 500 – 700 1194 1195 A large wood netsuke of a shôjô, by Hideharu. Late 19th century Seated with a ladle and supporting the huge sake cup balanced on its head, the hakama with deeply engraved wave patterns. Signed Hideharu in a sunken reserve. Height 4.6 cm € 400 – 500 1195 86 1196 A Hida school okimono-type wood netsuke of Idaten and an oni, by Shôko. Late 19th century The Buddhist guardian god in full armour and helmet has caught an oni and presses him to the flat cloud base, while holding the retrieved pagodashaped reliquary. Signed Shôko. Height 4.3 cm Provenance Lempertz, Cologne, 12./13.11.2008, lot 937 € 1 200 – 1 500 1196 1197 A Tokyo school wood netsuke referring to the kitsune-ken game, by Zemin. Late 19th century A hunter with his typical headdress squats to hold together the legs of a captured fox lying on its back, while an honourable man with a fan assists by holding a rope. Signed Zemin. The traditional and popular game called kitsune-ken (fox-fist) is similar to rock, paper, scissors, but in Japan the three hand positions signify a fox, a hunter, and a village headman. The headman beats the hunter, whom he outranks; the hunter beats the fox, which he shoots; the fox beats the headman, whom he bewitches. Height 3.3 cm € 500 – 700 1197 87 1198 An ivory? netsuke of a slender kirin. Late 19th century Seated on its haunches, the scaly neck raised in the typical stance with mouth open, the three-parted tail rising over the back to meet the single short horn. The eye pupils of brown horn. Inscribed Gyokuseki. Height 6.2 cm € 300 – 400 1198 1199 A large ivory netsuke of a coiled dragon. Late 19th century The fierce head with two short forked horns and open mouth rests on the twisted body, the scales of which decrease in size towards the neck and the tip of the tail. The eye pupils of black horn. Height 4.2 cm € 1 400 – 1 800 1199 88 1200 An ivory netsuke of a pouch. Mid-19th century Attached to the pouch by a cord are a small bell, a netsuke in shape of an Okame mask with Usobuki’s mouth and another smaller pouch, the pouches with mokugyo-type slits and with a loose ball inside. Very good patina. Height 3.8 cm; width 4.4 cm € 700 – 900 1200 1201 A walrus tusk netsuke of a shishi next to a mokugyo. Second half 19th century The shishi lies next to a gong, his long tail shaping the handle of the mokugyo, on the body of the gong a large Sanskrit character (bonji). Height 1.8 cm; width 3.9 cm € 400 – 600 1201 89 1202 1202 An interesting ivory netsuke of a mokugyo, by Kokusai. Mid-19th century The top half of a broken and worm-eaten mokugyo with handles in shape of dragons holding a tama with their mouths, the body carved with a stylized lotus and a simulated crack repaired with a dovetail joint, the reverse with a lotus leaf and a bud. Signed Kokusai in a raised oval reserve. In addition an ivory netsuke of a mokugyo with dragon-shaped handles. (2) Height 3.9 cm; and 4.1 cm Provenance Emiel Veranneman (1924-2003), Belgium (sold at Eskenazi, London, 1998) Lempertz, Cologne, 10./11.6.2008, lot 1248 Literature Eskenazi 1998, p. 164-165, no. 203 € 1 400 – 1 600 90 reverse side 1202 1203 A good ivory netsuke of a mokugyo. Mid-19th century The handle in the shape of two dragon heads facing each other, their mouths open, each with a long mane and a single horn. Height 3.6 cm; width 3.9 cm Provenance Ann Swedlow Meselson (1905-2007), USA; sister of inrô collector Dave Swedlow (sold at Bonhams, New York, 19.9.2008, lot 5054) € 600 – 800 1203 1204 An unusual Kokusai-style kagamibuta-type manjû of a mokugyo. Second half 19th century The plate of iron with gold onlay shaped as a mokugyo, the handle in shape of dragon heads holding a tama, the bowl carved in openwork with two rain dragons, small tama and scrolls. Signed with a seal, probably Sai. Width 4.2 cm € 400 – 600 1204 1205 A stained walrus tusk manjû with takaramono. Late 19th century The rounded rectangular shape carved on top with a treasure bag, Daikoku’s mallet and the hat of invisibility (kakuregasa), the sides and the reverse with shippô patterns in openwork. Width 4.1 cm Provenance Rudolf and Johanna Pohl, acquired in the late Muji period in Japan (sold at Nagel, Stuttgart, 12.5.2007, lot 2783 1205 € 300 – 400 1206 A large walrus tusk manjû of a shishi with a ball. 19th century The flat, square shape carved in low relief with a seated shishi placing its forepaws over a brocade ball, on a hanabishi ground. Width 4.7 cm € 300 – 500 1206 91 1207 An ivory manjû of a baku. 2nd half 19th century The flat oval shape with a lobed flowershaped rim carved in sunken relief with a reclining baku, the head with the slender trunk turned to the side, on a hanabishi ground. Width 4.3 cm € 500 – 700 1208 An interesting, slightly stained ivory manjû of a winged figure, by Gyokuyôsai. 2nd half 19th century The flat, rounded rectangular shape with indented corners carved in sunken relief with a winged figure holding a fruiting branch, on a ground of stylized waves. The design is taken from an illustration of European leather designs reproduced in volume 6 of the woodblock-printed book “Sôken kishô” by Inaba Tsuryû, first published in Osaka in 1781. Width 4.2 cm Provenance Edward and Marilyn Flower, New York (sold at Christies, South Kensington, 12.5.2010, lot 139) € 500 – 700 1209 A small ivory ryûsa manjû of a helmet and plum blossom branches. 19th century 1210 An unusual Tokyo school stained stag antler ryûsa-type manjû of various objects. Late 19th century Of squarish domed shape carved in openwork with a helmet surrounded by plum blossom branches, on the reverse a tanzaku hanging from one of the branches with an engraved poem. Carved in openwork with a roof tile with a mitsu-tomoe, a mokugyo, a lizard and a rain dragon, at the sides a flywhisk, a jui sceptre and an alms bowl. Inscribed Rensai. 3.2 x 3.2 cm Diameter 4.1 cm Provenance Provenance Lempertz, Cologne, 12./13.12.2008, lot 1103 Charles A. Greenfield, New York (1903– 1997) (sold at Sotheby’s, New York, 18.9.1998, lot 162) € 200 – 300 Edward and Marilyn Flower, New York (sold at Christie’s, South Kensington, 12.5.2010, lot 206) € 400 – 600 1211 A Tokyo school walrus tusk ryûsa manjû of an amaryû. Late 19th century The round shape carved in openwork with an amaryû emerging from an incense burner placed on a Chinese-style table and surrounded by clouds and scrolls, on the reverse rockwork, lotus leaves, flower and a bud. 1212 A Tokyo school stained ivory ryûsa manjû of an amaryû. Late 19th century The flat round shape carved in openwork with an amaryû grabbing its tail and coiled in a lotus leaf with four mokugyoshaped ornaments to the rim; small pin with an eyelet as a cord runner. Diameter 4 cm Diameter 4 cm € 300 – 500 € 300 – 500 92 1207 1208 1209 1210 1211 1212 93 1213 Three ivory manjû with dragons. Mid-19th century a) In shape of a mokugyo with a dragon handle, signed, b) in shape of a large bowl with a dragon in takamakie inside, at the base a ring of metal; c) of oblong shape with an amaryû in a lobed reserve, stained. (3) a) Height 3.2 cm; b) diameter 5.8 cm; c) width 5.7 cm Exhibitions c) Paper label: Ostasiatische Ausstellung Wien 1928 € 300 – 400 part of lot 1213 1214 An Edo/Tokyo school boxwood netsuke of the skeleton of the Buddhist priest Danka, by Tomoyuki. Second half 19th century Seated in front of a large mokugyo on a cushion, and holding a drumstick. Signed Tomoyuki in an irregular reserve. Height 3.2 cm € 400 – 600 1214 94 1215 A boxwood netsuke of an oni and a skeleton. Late 19th century Both kneeling on a lotus leaf, playing the neck-pulling game (kubihiki), the oni grabbing the rope. Height 4.1 cm € 300 – 400 1215 1216 A Tokyo school ivory netsuke of three drunk oni, by Tomomasa. Late 19th century Fighting, while one lies on the ground, the standing oni pulls the horn of the kneeling one, two oni hold a sake bottle. The eye pupils of black glass. Signed Tomomasa tô in a small oval reserve. Height 4.7 cm € 400 – 600 1216 1217 A Tokyo school dark wood netsuke of an oni with Shôki’s cap, by Minkoku. Late 19th century Crouching under the weight of Shôki’s large scholar-official’s cap and holding on to the side flaps. Signed Minkoku. Height 3.1 cm € 400 – 600 1217 95 1218 A Tokyo school okimono-type ivory netsuke of the Three Monkeys, by Ikkôsai. Late 19th century The Three Monkeys (sanbiki saru) are seated back to back and forming a circle, each one covering its eyes, ears and mouth respectively. The eye pupils of dark brown glass. Signed Ikkôsai in an oval reserve. The sanbiki saru embody the principle of “see no evil, hear no evil, speak no evil”. Height 3.2 cm € 600 – 800 1218 1219 An ivory netsuke of two monkeys. Late 19th century The seated parent monkey wearing a sleeveless jacket is picking flees from the neck of the young monkey, which bends over and holds a fruit. Height 2.8 cm Provenance Betty Jahss, New York (by repute) € 900 – 1 200 1219 96 1220 A large wood netsuke of a cockerel on a flat drum, by Masatami. Late 19th century Seated with head turned to the right and raised right wing, the tail feathers of various lengths arranged neatly, on a flat drum carved in low relief with a dragon in clouds. Signed Masatami. Height 3.3 cm € 1 000 – 1 400 1220 1221 An ivory netsuke of five frogs in a mokugyo. Late 19th century In the cavity of a discarded and damaged mokukyo five large and small frogs are crawling over each other. The eye pupils of brass. Inlaid signature tablet of mother-of-pearl with illegible characters. Height 2.4 cm; width 4.5 cm € 500 – 700 1221 97 1222 A Tokyo school ivory netsuke of rakan Handaka Sonja, by Keimin. Late 19th century 1223 An ivory netsuke of Chôryô and Kôsekikô, by Ryûsa. Second half 19th century Sitting on a rock and holding an alms bowl from which emerges a wisp of cloud, which changes into a large dragon that coils around the figure. Signed Keimin in a rectangular reserve. Possibly hippopotamus tooth. Chôryô kneels with a shoe in his hands, while a dragon rises from waves and Kôsekikô rides over a bridge underneath the spreading branches of a pine. Signed Gyokugasai Ryûsa nanajûsan ô (the 73year old man). Height 4 cm Height 3.7 cm € 400 – 600 € 500 – 700 1224 An ivory netsuke of Ryûjin, his daughter and an attendant. Late 19th century Ryûjin, the Dragon King of the Seas, stands holding a small table with the jewel regulating the tide, to his right Otohime seated on a rock and to his left a kneeling attendant with a fish on his head, the group surrounded by billowing waves. Height 3.8 cm € 400 – 600 1225 An ivory netsuke of Tamamo no mae. Late 19th century Standing bare-footed in elegant robes and with a fan in her hand, behind her the nine-tailed fox, whom she is supposed to be an incarnation of. Inscribed Kaigyoku. Height 4.6 cm Provenance Dr. Karl M. Schwarz (1926–2007), Vienna (sold at Christie’s, Amsterdam, 20./21.5.2008, lot 453) Literature Schwarz 1992, Nr. 174 € 800 – 1 000 1226 A marine ivory netsuke of a shôjô with a sake cup. Late 19th century Seated on a rock with a cup in both its hands, at his side a large sake jar. Signed Tomomasa in an oval reserve. Height 3.6 cm € 400 – 600 1227 An ivory netsuke of a young man and a kappa, by Tomochika. Late 19th century The kneeling young man with a topknot and wearing a kimono and hakama raises his long sleeve to hide from a kappa at this side. Signed Tomochika in an irregular reserve. Height 3.6 cm € 500 – 600 98 1222 1223 1224 1225 1226 1227 99 1228 1229 1228 A Tokyo school ivory netsuke of Fukurokuju and a young woman, by Hômin. Late 19th century 1229 An ivory netsuke of Seiôbo with a peach branch, by Chikuunsai. Second half 19th century Lying on his stomach, his head propped up on both his hands, he is enjoying the head massage given by a young woman, the towel on his head, the stack of towels and his beard reserved white from the light staining of the ivory. Signed Hômin with kaô. Standing in elaborate robes and with a long shawl next to a high Chinese-style table, in her hands a branch with two peaches and a stiff fan. Signed Chikuunsai in an irregular reserve. Height 3.8 cm Height 5.2 cm € 900 – 1 200 Provenance Bonhams, London, 11.11.2009, lot 94 € 500 – 700 1230 A Tokyo school Shibayama ivory netsuke of Hotei in his bag. Late 19th century 1231 A wood and ivory netsuke of takaramono and a rat. Late 19th century The treasure bag (takarabukuro) firmly tied together with a tasseled cord opens to reveal Hotei with a stiff fan and a karako inside, the outside embellished with takaramono in various inlays. Daikoku’s mallet, a chôji and a small tama lie on top of a hat (kakure-gasa), while a rat is about to stand up. The eye pupils of reddish brown horn. Height 2.7 cm; width 3.8 cm € 600 – 800 1230 100 Height 2.6 cm; length 5.7 cm € 400 – 600 1231 1232 1232 An ivory netsuke of Ikkyû with a skull. Late 19th century Standing and chanting, carrying a skull by a rope. According to legend, the Zen priest Ikkyû (1394– 1481) went around on New Year’s Day with a skull to remind people of the ephemeral nature of existence and the significance of the Buddhist way. Height 6,1 cm 1233 1233 An ivory netsuke of a Shintô priest at setsubun. Second half 19th century Wearing an eboshi and long hakama, the outer robe slipped from his shoulder, throwing beans while he holds a sanbô with a masu filled with beans; behind him a small fleeing oni. Height 5.1 cm € 300 – 400 € 400 – 600 101 1234 An Edo/Tokyo school ivory netsuke of a boy with a tortoise, by Hôjitsu. Second half 19th century Clad in a bib the boy kneels down and grasps the carapace of a tortoise. Signed Hôjitsu. Height 3.3 cm Provenance Charles A. Greenfield (1903–1997), New York (sold at Sotheby’s, New York, Part III, 24.3.1999, lot 102) Edward and Marilyn Flower, New York (sold at Christie’s, South Kensington, 12.5.2010, lot 20) € 700 – 1 000 1234 1235 An Edo/Tokyo school ivory netsuke of two playing karako, by Ono Ryômin. Second half 19th century One of the karako plays a trumpet, the other straddles a hobbyhorse, while a shishi mask with mask cloth and a stiff fan lie between them. Signed Ono Ryômin with kaô. Height 3 cm € 600 – 900 1235 102 1236 An ivory okimono-type netsuke of Yorimasa and I no Hayata slaying the nue. Late 19th century Both standing above the large monstertiger with the tail of a snake, Yorimasa drawing a long sword, while I no Hayata is about to strike the nue with a dagger. Height 3.4 cm; width 4.8 cm € 500 – 800 1236 1237 A large okimono-type wood netsuke of five rats and a treasure bag, by Ikkô. Late 19th century The five rats are crawling on top, out of and into a large treasure bag (takarabukuro), firmly tied together with a tasseled cord. The eye pupils of black horn. Signed Ikkô. Height 4 cm; width 5.3 cm € 600 – 900 1237 103 1238 A large okimono-type wood netsuke of two shishi. 19th century The mighty animal sits on a flat base with a bushy mane and tail, the head is turned to the right and the forepaw placed protectively on the head of a young shishi. Height 4.4 cm; length 6.1 cm € 1 200 – 1 400 1238 1239 A large sandalwood okimono-type netsuke of five frolicking shishi. Late 19th century One shishi bites into the back of a larger shishi, while three young animals surround the parent animals, one of them holding up a brocade ball with very long ribbons. All eye pupils of black glass. Inscribed Getchû in a raised reserve. Height 3.8 cm; width 5.5 cm € 500 – 700 1239 104 1240 A large okimono-type walrus tusk netsuke of three shishi. Late 19th century The fiercely howling parent animal places its right forepaw protectively on the back of a small shishi while another young animal plays with a ball, all animals with long tails, on an oval base with an engraved wave pattern concealing the crystalline structure of the tusk. Height 4.2 cm; length 6.1 cm € 400 – 500 1240 1241 An ivory okimono-type netsuke of Benten, Ebisu and Fukurokuju, by Hôichi. Late 19th century Sitting together merrily, Benten with a sake gourd, Ebisu with a cup and Fukurokuju pulling at Benten’s shawl. Signed Hôichi. Height 4.2 cm; width 6.4 cm € 300 – 500 1241 1242 An ivory okimono-type netsuke of Hotei. Late 19th century Seated with a stiff fan and three Japanese boys climbing over the bag behind his back. Height 4.4 cm € 200 – 300 1242 105 1243 A very fine Tokyo school wood netsuke of Daikoku, by Sôko. Early 20th century Seated on three stacked gold koban coins with head propped up on his left arm, he watches a rat seated on the mallet in front of him, on the bottom two kiri-mon and coin markings in a cartouche. Cord holes lined with green-stained bone. Signed Sôko on an inlaid tortoise tablet with red lacquer seal Ki (=Morita Sôko, 1879–1942). Height 2.6 cm; width 3.8 cm € 2 800 – 3 200 1243 1244 A large boxwood netsuke of a running oni. Late 19th/20th century With a fierce expression the oni is shown fleeing from a bean shower at the oni harai, protecting himself with a large straw hat. The eye pupils of black horn. Height 6.6 cm € 1 200 – 1 800 1244 1245 A Tokyo school wood netsuke of Daruma as a courtesan, by Gyokkô. Late 19th century Standing grim-faced, his wide obi tied into a huge bow in front, as was the custom for courtesans, holding a sceptre (jui) while a tobacco pouch with ojime hangs at his hip. Head, hands, feet and tobacco pouch of ivory, the sceptre of mother-of-pearl with glass beads. Signed Gyokkô on a red lacquer tablet. Height 5.4 cm € 400 – 500 1245 107 1246 An ivory netsuke of Fukusuke returning from the tori no ichi fair, by Masatsugu. Late 19th century Standing in haori and a striped robe, he shoulders a willow branch with auspicious objects and toys such as an Okame mask, a ledger with the characters “daifukuchô” and an inscription with the date Meiji sannen (1870) ichigatsu kichinichi, a dice, a takarabune, a bag with takaramono, an arrow, koban-coins and small pearls of metal. Signed Masatsugu in an irregular reserve. Height 4.5 cm Provenance Sotheby’s Olympia, London, 12.6.2003, lot 235 € 700 – 900 1246 1247 A Tokyo school stained and inlaid ivory netsuke of Ebisu, by Yasutaka. Late 19th century. Climbing over a large sea bream (tai) and wearing trousers (kukuri hakama) and a garment whose long sleeves are bound together with a tasuki band displaying prominent stitches. The kosode stained green with inlaid patterns, the eye of the fish of mother-of-pearl and wood. Signed Yasutaka on an inlaid light brown tablet. Height 2.9 cm € 1 200 – 1 500 1247 108 1248 A large partly stained ivory netsuke of Hotei, by Jukô. Around 1900 The god shoulders a staff with a reishishaped end, from which hang a large bag and a stiff Chinese-style fan with rims stained brown and embellished with silver beads. Height 4.5 cm € 300 – 400 1248 1249 An ivory netsuke of Daikoku, by Ryûgetsu. Around 1900 Seated with a friendly expression and holding a lobed mirror. Signed Ryûgetsu in a square cartouche. Height 3.8 cm Provenance Barry Davies (1948–2005), London Literature München 2004, p. 51, no. 159 € 600 – 800 1249 1250 A silver netsuke of Daikoku’s mallet. Around 1900 The body engraved with a wood grain pattern and panels with kodai moyô, the handle and top with chased stylized scrolls. A mon-shaped opening serving as himotôshi. Marked Ginsei (made of silver). Length 6 cm Literature Compare very similar netsuke in: Bushell 1975, no. 360 € 200 – 300 1250 109 1251 An ivory netsuke of the twelve zodiac animals. Probably around 1960/1970 The standing horse in the centre with a rat crawling over its back is surrounded by a rooster, a hare, an ox with a ram reclining underneath, a tiger, a monkey, topped by a dragon, a crouching puppy and a reclining boar with a coiled snake at its flank. The eye pupils of the larger animals inlaid with various materials. Inscribed Toshitsugu in a small rectangular reserve. This netsuke was most probably carved by Hiraga Meigyokusai who made many models of this jûnishi group with different signatures. Height 2.2 cm; width 4.2 cm € 500 – 700 1251 1252 A boxwood netsuke of a hero on a shishi Sitting on a large shishi and about to strike it with his fist, the representation reminiscent of Bushô killing the tiger. Inscribed Nagasada (Eitei). Height 4 cm € 300 – 500 1252 110 1253 Five wood ojime. 19th century In shape of a) a sphere, inlaid in Shibayama style with takaramono, wood, signed Tôkoku on an inlaid mother-ofpearl tablet, b) of Daikoku standing on rice bales, synthetic material, c) a sphere carved with a shôjô, tsugaru nuri, d) a monk with a scroll, fruit kernel, and e) a bamboo stalk carved with Fukurokuju. (5) Height from 2.1 cm to 4.1 cm € 600 – 800 1253 1254 Three stag antler ojime. Late 19th century In shape of a) a mokugyo, b) a shishi with an open mouth, and c) a mokugyo with a single shishi head. (3) Height 1.8 cm; 1.7 cm and 1.9 cm € 300 – 400 1254 1255 Four ivory ojime. Late 18th/19th century In shape of a) Hotei and a karako on a Chinese table, b) Daikoku lifting a rice bale, c) Hotei with a stiff fan looking out from a furoshiki, and d) an oni crouching under Shôki’s hat (in two joined parts). (4) Height 1.8 cm; 1.9 cm; 2 cm and 1.7 cm € 400 – 500 1255 111 1256 1256 Seven spherical, carved ivory ojime. 19th century In shape of a) Daikoku, koban coins and a rat, b) the heads of the Seven Gods of Good Fortune, signed Tamakazu, c) Hotei with his bag, d) Benten with biwa, e) Daikoku and rats coming out of his bag, signed Shôzan, f) Hotei and two karako making music, and g) a dragon in waves, signed Gyokuzan. (7) Height from 1.6 cm to 1.9 cm € 700 – 900 1257 1257 Two ojime. Late 19th century In shape of a) possibly Daikoku with a bag, coral, and b) a squat sphere carved with a dragon in clouds, ivory. (2) Height 2.6 cm; and 2 cm € 300 – 500 1258 An unusual gold ojime, by Toshimitsu. Late 19th century In shape of a seated Chinese dignitary with a stiff fan, seated in a chair. Signed Toshimitsu. Weight 28 grams of 18-carat gold. Height 2.3 cm 1258 112 € 400 – 600 1259 1259 A very fine solid silver ojime. Late 19th century In shape of the Three Monkeys seated back to back in a circle and covering their eyes, mouths and ears with their paws. Illegible signature in an oval reserve. The subject of the sanpiki saru, the monkeys of seeing, hearing and saying no evil, originated in the decoration of the horses’ stable of Nikkô. 1260 1260 A very fine shakudô ojime. Mid-19th century Of compressed cylindrical shape. In relief two phoenixes chasing each other, details in gold. Height 1.1 cm € 200 – 300 Height 1.6 cm € 300 – 500 1262 1261 1261 A very fine shakudô ojime, by Hidenaga. Mid-19th century 1262 Two iron ojime. 19th century Of spherical shape. In openwork relief a phoenix above blossoming kiri with details in gold. Signed Hidenaga in a raised and gilded reserve. In shape of a) a sphere with two dragons and small clouds in gold nunome, and b) a cylinder with takaramono (scrolls, shippô, chôji and flower) in gold nunome. (2) Height 1.8 cm Height 2.3 cm; and 2.6 cm € 500 – 600 € 500 – 700 113 1263 1263 Seven metal ojime. 19th century In shape of a) Fukurokuju with tama, copper, b) Hotei with a shouldered bag, signed Tenmin, silvered, c) the heads of Daikoku and Ebisu, copper, d) Hotei, signed Shunmei horu, silvered and gilded, e) an elephant, signed Tenmin, thinly gilded, f) Daikoku’s mallet, gilded, restored, and g) Hotei looking out from his furoshiki, gilded. (7) Height from 1.3 cm; to 1.9 cm € 700 – 800 114 List of netsuke books refered to Brockhaus 1925 Brockhaus, Albert, Netsuke, Versuch einer Geschichte der japanischen Schnitzkunst, Third edition, Leipzig 1925 Eskenazi 1998 Japanese Netsuke, Ojime and Inro from a Private European Collection, Eskenazi, London 1998 Bushell 1961 Bushell, Raymond, The Netsuke Handbook of Ueda Reikichi, Tokyo 1961 Jirka-Schmitz 2005 Jirka-Schmitz, Patrizia, The World of Netsuke, The Werdelmann Collection at the museum kunst palast Düsseldorf, Stuttgart 2005 Bushell 1971 Bushell, Raymond, Collectors’ Netsuke, New York/Tokyo 1971 Joly 1908/1967 Joly, Henry L., Legends in Japanese Art (London 1908), Rutland, VT/Tokyo 1967 (reprint) Bushell 1975 Bushell, Raymond, Netsuke, Familiar and Unfamiliar, New York/Tokyo 1975 Bandini 1999 Bandini, Rosemary, Shishi and Other Netsuke. The collection of Harriet Szechenyi, London 1999 Barry Davies 1984 Barry Davies Oriental Art, An Exhibition of Netsuke, Inro, Ojime, Kiseruzutsu & Okimono, London from 23 October 1984 onward Barry Davies 1994 Barry Davies Oriental Art, The Netsuke Collection of W.G. Bossard, Part I, London 1994 Barry Davies 1996 Barry Davies Oriental Art, An Exhibition of Netsuke from the Teddy Hahn Collection, London 9-22 November 1996 Barry Davies 1999 Barry Davies Oriental Art, Selected Netsuke & Inro, to be exhibited and sold at the International Netsuke Society Chicago Convention, 6.-10.7.1999 Barry Davies 2002 Barry Davies Oriental Art, Selected Netsuke, London 2002 (in-house netsuke brochure) Cohen 1974 George Cohen, In Search of Netsuke & Inro, Birmingham 1974 Coullery and Newstead 1977 Coullery, Marie-Thérèse and Martin Newstead, The Baur Collection Geneva, Netsuke, Genève 1977 Joly 1912/1966 Joly, H.L., W.L. Behrens Collection, Part I, Netsuke (London 1912), New York 1966 (reprint) Lazarnick 1982 Lazarnick, George, Netsuke & Inro Artists. How to read their signature, Honolulu 1982 München 2004 Exhibition of Fine Netsuke and Inro, Exhibition catalogue Galerie Gemini & Ichimonji Art, München 15-29 May 2004 Sagemonoya 2000 Netsuke. The French Connection, Sagemonoya, Tokyo 2000 Sagemonoya 2008 Netsuke and Sagemono, Omnibus, Sagemonoya, Tokyo 2008 Scholten Japanese Art 2001 Scholten Japanese Art, Expressions of Style: Netsuke as Art, New York 2001 Schwarz 1992 Schwarz, Karl M., Netsuke Subjects, Wien/Köln/Weimar 1992 Schwarz 2001 Schwarz, Karl M., Netsuke Subjects Addendum, Graz 2001 Stockholm 1999 Netsuke. Welcome to the Wonderful World of Netsuke, Stockholm 1999 Filialen Branches Repräsentanten Representatives Berlin Kilian Jay von Seldeneck Christine Goerlipp M.A. Irmgard Canty M.A. Melanie Jaworski Poststraße 22 d-10178 Berlin T +49.30.27876080 F +49.30.27876086 [email protected] Schweiz Switzerland Nicola Gräfin zu Stolberg T +41.44.4221911 F +41.44.4221910 [email protected] Brüssel Brussels Christine de Schaetzen Drs. Hans November Victor Teodoréscu M.A. Drs. Hélène Mund (Alte Meister) Lempertz, 1798, SA Grote Hertstraat 6 rue du Grand Cerf b-1000 Brussels T +32.2.5140586 F +32.2.5114824 [email protected] New York Drs. 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Gebote über das Internet: Sie werden von Lempertz nur angenommen, wenn der Bieter sich zuvor über das Internetportal registriert hat. Die Gebote werden von Lempertz wie schriftlich abgegebene Gebote behandelt. 7. Durchführung der Auktion. Der Zuschlag wird erteilt, wenn nach dreimaligem Aufruf eines Gebotes kein höheres Gebot abgegeben wird. Der Versteigerer kann sich den Zuschlag vorbehalten oder verweigern, wenn ein besonderer Grund vorliegt. Wenn mehrere Personen zugleich dasselbe Gebot abgeben und nach dreimaligem Aufruf kein höheres Gebot erfolgt, entscheidet das Los. Der Versteigerer kann den erteilten Zuschlag zurücknehmen und die Sache erneut ausbieten, wenn irrtümlich ein rechtzeitig abgegebenes höheres Gebot übersehen und dies vom Bieter sofort beanstandet worden ist oder sonst Zweifel über den Zuschlag bestehen. Gebote werden von Lempertz nur in dem Umfang ausgeschöpft, der erforderlich ist, um ein anderes Gebot zu überbieten. Der Versteigerer kann für den Einlieferer bis zum vereinbarten Limit bieten, ohne dies anzuzeigen und unabhängig davon, ob andere Gebote abgegeben werden. Wenn trotz abgegebenen Gebots kein Zuschlag erteilt worden ist, haftet der Versteigerer dem Bieter nur bei Vorsatz oder grober Fahrlässigkeit. 8. Der Zuschlag verpflichtet zur Abnahme. Sofern ein Zuschlag unter Vorbehalt erteilt wurde, ist der Bieter an sein Gebot bis vier Wochen nach der Auktion gebunden, wenn er nicht unverzüglich nach Erteilung des Zuschlages von dem Vorbehaltszuschlag zurücktritt. Mit der Erteilung des Zuschlages gehen Besitz und Gefahr an der versteigerten Sache unmittelbar auf den Ersteher über, das Eigentum erst bei vollständigem Zahlungseingang. 9. Auf den Zuschlagspreis wird ein Aufgeld von 24 zuzüglich 19 Umsatzsteuer nur auf das Aufgeld erhoben, auf den über 400.000 € hinausgehenden Betrag reduziert sich das Aufgeld auf 20 (Differenzbesteuerung). Bei differenzbesteuerten Objekten, die mit N gekennzeichnet sind, wird zusätzlich die Einfuhrumsatzsteuer in Höhe von 7 berechnet. Für die Katalogpositionen, die mit R gekennzeichnet sind, wird ein Aufgeld von 24 , auf den über 400.000 € hinausgehenden Betrag von 20 erhoben; auf diesen Nettorechnungspreis (Zuschlagpreis + Aufgeld) wird die gesetzliche Umsatzsteuer von 19 hinzugerechnet (Regelbesteuerung). Von der Umsatzsteuer befreit sind Ausfuhrlieferungen in Drittländer (d.h. außerhalb der EU) und - bei Angabe der Umsatzsteueridentifikationsnummer - auch an Unternehmen in EU-Mitgliedstaaten. Für Originalkunstwerke, deren Urheber nach dem 31.12.1944 verstorben sind, wird zur Abgeltung des gemäß § 26 UrhG zu entrichtenden Folgerechts eine Gebühr in Höhe von 1,9 auf den Hammerpreis erhoben. Die Gebühr beträgt maximal € 12.500.-. Nehmen Auktionsteilnehmer ersteigerte Gegenstände selber in Drittländer mit, wird ihnen die Umsatzsteuer erstattet, sobald Lempertz der Ausfuhr- und Abnehmernachweis vorliegen. Während oder unmittelbar nach der Auktion ausgestellte Rechnungen bedürfen der Nachprüfung; Irrtum vorbehalten. 10. Persönlich an der Auktion teilnehmende Ersteigerer haben den Endpreis (Zuschlagspreis zuzüglich Aufgeld + MwSt.) im unmittelbaren Anschluss an die Auktion an Lempertz zu zahlen; Die Zahlung auswärtiger Ersteher, die schriftlich geboten haben oder vertreten worden sind, gilt unbeschadet sofortiger Fälligkeit bei Eingang binnen 10 Tagen nach Rechnungsdatum noch nicht als verspätet. Überweisungen sind in Euro zu tätigen. Der Antrag auf Umschreibung einer Rechnung auf einen anderen Kunden als den Bieter muss unmittelbar im Anschluss an die Auktion abgegeben werden. Lempertz behält sich die Durchführung der Umschreibung vor. 11. Bei Zahlungsverzug werden Zinsen in Höhe von 1 auf den Bruttopreis je angebrochenem Monat berechnet. Lempertz kann bei Zahlungsverzug wahlweise Erfüllung des Kaufvertrages oder nach Fristsetzung Schadenersatz wegen Nichterfüllung verlangen. Der Schadenersatz kann in diesem Falle auch so berechnet werden, dass die Sache nochmals versteigert wird und der säumige Käufer für einen Mindererlös gegenüber der vorangegangenen Versteigerung und für die Kosten der wiederholten Versteigerung einschließlich des Aufgeldes einzustehen hat. 12. Die Ersteher sind verpflichtet, ihre Erwerbung sofort nach der Auktion in Empfang zu nehmen. Lempertz haftet für verkaufte Gegenstände nur für Vorsatz oder grobe Fahrlässigkeit. Ersteigerte Objekte werden erst nach vollständigem Zahlungseingang ausgeliefert. Eine Versendung erfolgt ausnahmslos auf Kosten und Gefahr des Ersteigerers. Lempertz ist berechtigt, nicht abgeholte Objekte vier Wochen nach der Auktion im Namen und auf Rechnung des Ersteigerers bei einem Spediteur einlagern und versichern zu lassen. Bei einer Selbsteinlagerung durch Lempertz werden 1 des Zuschlagspreises für Versicherungs- und Lagerkosten p.a. berechnet. 13. Erfüllungsort und Gerichtsstand, sofern er vereinbart werden kann, ist Köln. Es gilt deutsches Recht; Das UN-Übereinkommen über Verträge des internationalen Warenkaufs (CISG) findet keine Anwendung. Sollte eine der Bestimmungen ganz oder teilweise unwirksam sein, so bleibt die Gültigkeit der übrigen davon unberührt. Henrik Hanstein, öffentlich bestellter und vereidigter Auktionator. Conditions of sale 1. The art auction house, Kunsthaus Lempertz (henceforth referred to as Lempertz), conducts public auctions in terms of § 383 paragraph 3 sentence 1 of the Civil Code as commissioning agent on behalf of the accounts of submitters, who remain anonymous. With regard to its auctioneering terms and conditions drawn up in other languages, the German version remains the official one. 2. The auctioneer reserves the right to divide or combine any catalogue lots or, if it has special reason to do so, to offer any lot for sale in an order different from that given in the catalogue or to withdraw any lot from the sale. 3. All lots put up for sale may be viewed and inspected prior to the auction. The catalogue specifications and related specifications appearing on the internet, which have both been compiled in good conscience, do not form part of the contractually agreed to conditions. These specifications have been derived from the status of the information available at the time of compiling the catalogue. They do not serve as a guarantee in legal terms and their purpose is purely in the information they provide. The same applies to any reports on an item’s condition or any other information, either in oral or written form. Certificates or certifications from artists, their estates or experts relevant to each case only form a contractual part of the agreement if they are specifically mentioned in the catalogue text. The state of the item is generally not mentioned in the catalogue. Likewise missing specifications do not constitute an agreement on quality. All items are used goods. 4. Warranty claims are excluded. In the event of variances from the catalogue descriptions, which result in negation or substantial diminution of value or suitability, and which are reported with due justification within one year after handover, Lempertz nevertheless undertakes to pursue its rights against the seller through the courts; in the event of a successful claim against the seller, Lempertz will reimburse the buyer only the total purchase price paid. Over and above this, Lempertz undertakes to reimburse its commission within a given period of two years after the date of the sale if the object in question proves not to be authentic. 5. Claims for compensation as the result of a fault or defect in the object auctioned or damage to it or its loss, regardless of the legal grounds, or as the result of variances from the catalogue description or statements made elsewhere are excluded unless Lempertz acted with wilful intent or gross negligence; the liability for bodily injury or damages caused to health or life remains unaffected. In other regards, point 4 applies. bidder, or if any doubts regarding its acceptance arise. Bids are only played to an absolute maximum by Lempertz if this is deemed necessary to outbid another bid. The auctioneer can bid on behalf of the submitter up to the agreed limit, without revealing this and irrespective of whether other bids are submitted. Even if bids have been placed and the hammer has not come down, the auctioneer is only liable to the bidder in the event of premeditation or gross negligence. 8. Once a lot has been knocked down, the successful bidder is obliged to buy it. If a bid is accepted conditionally, the bidder is bound by his bid until four weeks after the auction unless he immediately withdraws from the conditionally accepted bid. From the fall of the hammer, possession and risk pass directly to the buyer, while ownership passes to the buyer only after full payment has been received. 9. Up to a hammer price of € 400.000.- a premium of 24 calculated on the hammer price plus 19 value added tax calculated (VAT) on the surcharge only is levied. The premium will be reduced to 20 (plus VAT) on any amount surpassing € 400.000 (margin scheme). On lots which are characterized by N an additional 7 for import tax will be added. On lots which are characterized by an R, the buyer shall pay a premium of 24 on a hammer price up to € 400.000 and 20 on the surpassing amount; onto this (hammer price and premium) the statutory VAT of 19 will be added (regular scheme). Exports to third (i.e. non-EU) countries will be exempt from VAT, and so will be exports made by companies from other EU member states if they state their VAT identification number. For original works of art, whose author died after 31.12.1944, a charge of 1,9 % on the hammer price will be levied for the droit de suite. The maximum charge is € 12.500.-. If a buyer exports an object to a third country personally, the VAT will be refunded, as soon as Lempertz receives the export and import papers. All invoices issued on the day of auction or soon after remain under provision. 10. Successful bidders attending the auction in person shall forthwith upon the purchase pay to Lempertz the final price (hammer price plus premium and VAT) in Euro. Payments by foreign buyers who have bid in writing or by proxy shall also be due forthwith upon the purchase, but will not be deemed to have been delayed if received within ten days of the invoice date. Bank transfers are to be exclusively in Euros. The request for an alteration of an auction invoice to a person other than the bidder has to be made immediately after the auction. Lempertz however also reserves the right to refuse such a request if it is deemed appropriate. 6. Submission of bids. Bids in attendance: The floor bidder receives a bidding number on presentation of a photo ID. Lempertz reserves the right to grant entry to the auction. If the bidder is not known to Lempertz, registration must take place 24 hours before the auction is due to begin in writing on presentation of a current bank reference. Bids in absentia: Bids can also be submitted either in writing, telephonically or via the internet. The placing of bids in absentia must reach Lempertz 24 hours before the auction to ensure the proper processing thereof. The item must be mentioned in the bid placed, together with ticket number and item description. In the event of ambiguities, the listed ticket number -becomes applicable. The placement of a bid must be signed by the applicant. The regulations regarding revocations and the right to return the goods in the case of long distance agreements (§ 312b – d of the Civil Code) do not -apply. Telephonic bids: Establishing and maintaining a connection cannot be vouched for. In submitting a bid placement, the bidder declares that he agrees to the recording of the bidding process. Bids via the internet: They will only be accepted by Lempertz if the bidder registered himself on the internet website beforehand. Lempertz will treat such bids in the same way as bids in writing. 11. In the case of payment default, Lempertz will charge interest on the outstanding amount at a rate of 1 of the gross price per month or part month. If the buyer defaults in payment, Lempertz may at its discretion insist on performance of the purchase contract or, after allowing a period of grace, claim damages for non-performance. In the latter case, Lempertz may determine the amount of the damages by putting the lot or lots up for auction again, in which case the defaulting buyer will bear the amount of any reduction in the proceeds compared with the earlier auction, plus the cost of resale, including the premium. 7. Carrying out the auction. The hammer will come down when no higher bids are submitted after three calls for a bid. In extenuating circumstances, the auctioneer reserves the right to bring down the hammer or he can refuse to accept a bid. If several individuals make the same bid at the same time, and after the third call, no higher bid ensues, then the ticket becomes the deciding factor. The auctioneer can retract his acceptance of the bid and auction the item once more if a higher bid that was submitted on time, was erroneously overlooked and immediately queried by the 13. As far as this can be agreed, the place of performance and jurisdiction is Cologne. German law applies; the provisions of the United Nations Convention on Contracts for the International Sale of Goods, CISG are not applicable. Should any provision herein be wholly or partially ineffective, this will not affect the validity of the remaining provisions. 12. Buyers must take charge of their purchases immediately after the auction. Once a lot has been sold, the auctioneer is liable only for wilful intent or gross negligence. Lots will not, however, be surrendered to buyers until full payment has been received. Without exception, shipment will be at the expense and risk of the buyer. Purchases which are not collected within four weeks after the auction may be stored and insured by Lempertz on behalf of the buyer and at its expense in the premises of a freight agent. If Lempertz stores such items itself, it will charge 1 of the hammer price for insurance and storage costs. Henrik Hanstein, sworn public auctioneer. Conditions de vente aux encheres 1. Kunsthaus Lempertz (appelée Lempertz dans la suite du texte) organise des ventes aux enchères publiques d’après le paragraphe 383, alinéa 3, phrase 1 du code civil allemand en tant que commissionnaire pour le compte de dépositaires, dont les noms ne seront pas cités. Les conditions des ventes aux enchères ont été rédigées dans plusieurs langues, la version allemande étant la version de référence. 2. Le commissaire-priseur se réserve le droit de réunir les numéros du catalogue, de les séparer, et s‘il existe une raison particulière, de les offrir ou de les retirer en-dehors de leur ordre. 3. Tous les objets mis à la vente aux enchères peuvent être examinés et contrôlés avant celle-ci. Les indications présentes dans le catalogue ainsi que dans la présentation Internet correspondante, établies en conscience et sous réserve d’erreurs ou omissions de notre part, ne constituent pas des éléments des conditions stipulées dans le contrat. Ces indications dépendent des avancées de la science au moment de l’élaboration de ce catalogue. Elles ne constituent en aucun cas des garanties juridiques et sont fournies exclusivement à titre informatif. Il en va de même pour les descriptions de l’état des objets et autres renseignements fournis de façon orale ou par écrit. Les certificats ou déclarations des artistes, de leur succession ou de tout expert compétent ne sont considérés comme des objets du contrat que s’ils sont mentionnés expressément dans le texte du catalogue. L’état de conservation d’un objet n’est pas mentionné dans son ensemble dans le catalogue, de telle sorte que des indications manquantes ne peuvent constituer une caractéristique en tant que telle. Les objets sont d‘occasion. Tous les objets étant vendus dans l‘état où ils se trouvent au moment de leur adjudication. 4. Revendications pour cause de garantie sont exclus. Dans le cas de dérogations par rapport aux descriptions contenues dans les catalogues susceptibles d‘anéantir ou de réduire d‘une manière non négligeable la valeur ou la validité d‘un objet et qui sont exposées d‘une manière fondée en l‘espace d‘un an suivant la remise de l‘objet, Lempertz s‘engage toutefois à faire valoir ses droits par voie judiciaire à l‘encontre du déposant. Le texte du catalogue en langue allemande fait foi. Dans le cas d‘une mise à contribution du déposant couronnée de succès, Lempertz ne remboursera à l‘acquéreur que la totalité du prix d‘achat payé. En outre, Lempertz s‘engage pendant une durée de deux ans au remboursement de la provision en cas d‘inauthenticité établie. 5. Toutes prétentions à dommages-intérêts résultant d‘un vice, d‘une perte ou d‘un endommagement de l‘objet vendu aux enchères, pour quelque raison juridique que ce soit ou pour cause de dérogations par rapport aux indications contenues dans le catalogue ou de renseignements fournis d‘une autre manière sont exclues dans la mesure où Lempertz n‘ait ni agi avec préméditation ou par négligence grossière ni enfreint à des obligations essentielles du contrat. La responsabilité pour dommages de la violation de la vie, du corps ou de la santé ne sont pas affectées. Pour le reste, l‘alinéa 4 est applicable. 6. Placement des enchères. Enchères en présence de l’enchérisseur : l’enchérisseur en salle se voit attribuer un numéro d’enchérisseur sur présentation de sa carte d’identé. Lempertz décide seul d’autoriser ou non l’enchère. Si l’enchérisseur n’est pas encore connu de Lempertz, son inscription doit se faire dans les 24 heures précédant la vente aux enchères, par écrit et sur présentation de ses informations bancaires actuelles. Enchères en l’absence de l’enchérisseur : des enchères peuvent également être placées par écrit, par téléphone ou par le biais d’Internet. Ces procurations doivent être présentées conformément à la réglementation 24 heures avant la vente aux enchères. L’objet doit y être nommé, ainsi que son numéro de lot et sa description. En cas d’ambiguïté, seul le numéro de lot indiqué sera pris en compte. Le donneur d’ordre doit signer lui-même la procuration. Les dispositions concernant le droit de rétraction et celui de retour de l’objet dans le cadre de ventes par correspondance (§ 312b-d du code civil allemand) ne s’appliquent pas ici. Enchères par téléphone: l’établissement de la ligne téléphonique ainsi que son maintien ne peuvent être garantis. Lors de la remise de son ordre, l’enchérisseur accepte que le déroulement de l’enchère puisse être enregistré. Placement d’une enchère par le biais d’Internet : ces enchères ne seront prises en compte par Lempertz que si l’enchérisseur s’est au préalable inscrit sur le portail Internet. Ces enchères seront traitées par Lempertz de la même façon que des enchères placées par écrit. 7. Déroulement de la vente aux enchères. L’adjudication a lieu lorsque trois appels sont restés sans réponse après la dernière offre. Le commissaire-priseur peut réserver l’adjudication ou la refuser s’il indique une raison valable. Si plusieurs personnes placent simultanément une enchère identique et que personne d’autre ne place d’enchère plus haute après trois appels successifs, le hasard décidera de la personne qui remportera l’enchère. Le commissaire-priseur peut reprendre l’objet adjugé et le remettre en vente si une enchère supérieure placée à temps lui a échappé par erreur et que l’enchérisseur a fait une réclamation immédiate ou que des doutes existent au sujet de l’adjudication (§ 2, alinéa 4 du règlement allemand sur les ventes aux enchères). Des enchères ne seront placées par Lempertz que dans la mesure nécessaire pour dépasser une autre enchère. Le commissaire-priseur ne peut enchérir pour le dépositaire que dans la limite convenue, sans afficher cette limite et indépendamment du placement ou non d’autres enchères. Si, malgré le placement d’enchères, aucune adjudication n’a lieu, le commissaire-priseur ne pourra être tenu responsable qu’en cas de faute intentionnelle ou de négligence grave. 8. L’adjudication engage l’enchérisseur. Dans la mesure où une adjudication sous réserve a été prononcée, l’enchérisseur est lié à son enchère jusqu’à quatre semaines après la fin de la vente aux enchères, s’il ne se désiste pas immédiatement après la fin de la vente. 9. Dans le cadre de la vente aux enchères un agio de 24 s’ajout au prix d’adjudication, ainsi qu’une TVA de 19 calculée sur le agio si ce prix est inférieur à € 400.000; pour tout montant supérieur à € 400.000 la commission sera diminuée à 20 (régime de la marge bénéficiaire). Dans le cas des objets soumis au régime de la marge bénéficiaire et marqués par N des frais supplémentaires de 7 pour l‘importation seront calculés. Pour les position de catalogue caracterisee par R, un agio de 24 est preleve sur le prix d‘adjudication ce prix facture net (prix d‘adjudication + agio) est majore de la T.V.A. legale de 7 pour les tableaux, graphiques originaux, sculptures et pieces de collection, et de 19 pour les arts decoratifs appliques (imposition reguliere). Sont exemptées de la T.V.A., les livraisons d‘exportation dans des pays tiers (en dehors de l‘UE) et – en indiquant le numéro de T.V.A. intracommunautaire – aussi à destination d‘entreprises dans d‘autres pays membres de l‘UE. Si les participants à une vente aux enchères emmènent eux-mêmes les objets achetés aux enchères dans des pays tiers, la T.V.A: leur est remboursée dès que Lempertz se trouve en possession du certificat d‘exportation et d‘acheteur. Pour des oeuvres originales dont l‘auteur est decede apres le 31.12.1944, conformement a § 26 UrhG concernant l‘indemnisation a percevoir sur le droit de suite s‘eleve a 1,9 du prix adjuge. L‘indemnisation ne dépassera pas un montant maximale de € 12.500. Les factures établies pendant ou directement après la vente aux enchères d‘oeuvres d‘art doivent faire l‘objet d‘une vérification, sous réserve d‘erreur. 10. Les adjudicataires participant personnellement à la vente aux enchères sont tenus de payer le prix final (prix d‘adjudication plus agio + T.V.A.) directement après l‘adjudication à Lempertz. Le paiement par des adjudicateurs externes, qui ont enchéri par écrit ou ont été représentés, est, nonobstant son exigibilité immédiate, considéré comme n‘étant pas en retard à sa réception dans les 10 jours suivant la date de la facture. Les virements bancaires se font uniquement en euro. Nous n‘acceptons pas les chèques. Dans le cas d‘un paiement en liquide s‘élevant à un montant égal à € 15.000 ou supérieur à cela, Lempertz est obligé par le § 3 de la loi concernant le blanchiment d‘argent de faire une copie de la carte d‘identité de l‘acheteur. Ceci est valable aussi dans le cas où plusieurs factures de l‘acheteur s‘élèvent à un montant total de €15.000 ou plus. Tout demande de réécriture d’une facture à un autre nom de client que celui de l’enchérisseur doit se faire directement après la fin de la vente aux enchères. Lempertz effectue la réalisation de cette nouvelle facture. 11. Pour tout retard de paiement, des intérêts à hauteur de 1 du prix brut seront calculés chaque moins nouvellement entamé. En cas de retard de paiement, Lempertz peut à son choix exiger l‘exécution du contrat d‘achat ou, après fixation d‘un délai, exiger des dommages-intérêts pour non exécution. Les dommages-intérêts pourront dans ce cas aussi être calculés de la sorte que la chose soit vendue une nouvelle fois aux enchères et que l‘acheteur défaillant réponde du revenu moindre par rapport à la vente aux enchères précédentes et des frais pour une vente aux enchères répétée, y compris l‘agio. 12. Les adjudicataires sont obligés de recevoir leur acquisition directement après la vente aux enchères. Le commissaire-priseur n‘est responsable des objets vendus qu‘en cas de préméditation ou de négligence grossière. Les objets achetés aux enchères ne seront toutefois livrés qu‘après réception du paiement intégral. L‘expédition a lieu exclusivement aux frais et aux risques de l‘adjudicataire. Lempertz a le droit de mettre des objets non enlevés en entrepôt et de les assurer au nom et pour le compte de l‘adjudicataire chez un commissionnaire de transport quatre semaines après la vente aux enchères. En cas de mise en entrepôt par Lempertz même, 1 du prix d‘adjudication sera facturé par an pour les frais d‘assurance et d‘entreposage. 13. Le lieu d‘exécution et le domicile de compétence - s‘il peut être convenu - est Cologne. Le droit allemand est applicable. Les prescriptions du CISG ne sont pas applicables. Au cas où l’une des clauses serait entièrement ou partiellement inefficace, la validité des dispositions restantes en demeure inaffectée. Henrik Hanstein, commissaire-priseur désigné et assermenté. 拍卖条件 1. 伦佩茨艺术品拍卖公司(以下简称伦佩茨)作为行纪人遵照民法第383条第3段第1款的规定,替不公开 身份的委托人举行公开拍卖。用其他语言拟定有关拍卖条件时,应以德文版为准。 2. 拍卖人为自己保留下述权利:统一或分开目录册中物品的号码、在特殊情况下不按顺序抽出(某些物 品)陈列出售或取消(某些物品)的出售。 3. 可在拍卖之前参观并检查所有准备拍卖标的物。目录册和网页的说明均为诚实陈述,然而不提供法律意 义上的保证,仅用作参考资料。这些说明基于目录册制成时间 的知识水平。它们不构成合同协定特性 的组成部分。本条文同样适用于所有口头和书面的咨询答复。艺术家,他们的遗产,或是起重要作用专 家的证明或是证书,只 有在目录册中明确提及时,才能构成合同的组成部分。目录册通常不述及保养状 态。对此,缺乏说明不足以成为对(物品)特性进行协议的理由。拍卖标的物均为用 过物品。所有标的 物均以其在拍定期间的保养状态进行转让。 4. 不包括保證索赔。如果目录册说明与事实出现偏离,致使其价值或合适性丧失,或使价值或合适性产生 并非微不足道的减低,并在转让之后一年内有根据地予以说 明,伦佩茨则有义务通过法律途径向交付者 提出其权利要求。目录册以德文版本为准。如对交付者的给予请求获得成功,伦佩茨将向购买者退还所 有已支付价金。此 外,伦佩茨承诺在两年内对经证实并且没有改变其状态下退回的赝品退还其佣金。 5. 由于已拍卖物品的瑕疵、遗失或损坏或者由于目录册说明或其它答复偏离事实所提出的损害赔偿,无论 基于何种法律根据,在伦佩茨并非蓄意或严重失职所造成或违 反合同重要义务的情况下,伦佩茨一概不 负责任。身体伤害或健康或生命造成的损害赔偿责任仍然不受影响。其余则以第4条为准。 6. 提出报价。出席报价:出席拍卖会的现场出价人经出示带照片的身份证得到一个出价人号码。伦佩茨保 留批准其参与拍卖会的权利。如果出价人在伦佩茨还未注册, 则必须在拍卖开始24小时之前出示当前的 银行证明,以书面签署的形式报名登记。缺席报价:可采用书面形式、通过电话或因特网提出报价。必 须在拍卖开始24 小时之前向伦佩茨提交缺席报价委托书,以办理手续。在委托书中,拍卖品以物品编号 和物品标记命名。如有歧义或含混不清,则以物品编号为准。委托书须由委托 人签署。在远程销售合同 中有关撤回权和退还权的规定(民法第312b - d条)在此并不适用。电话报价:不能确保电话线路的接通 与信号的保持。出价人提交委托书即表示同意记录出价的经过。在因特网上报价:只有当出价人之前在 互 联网门户网站上已经登记过,伦佩茨才能接受因特网上的报价。伦佩茨将此种报价当作书面提交的报 价处理。 7. 拍卖的实施程式:对一个拍卖报价进行三次叫价后,如无人提出更高报价,则拍定。如有特殊原因,拍 卖人有权保留或拒绝拍定。如果几个人同时提出同样报价,而 三次叫价后无人提出更高报价,则通过抽 签决定。如果出于错误忽略了某个及时提出的更高报价,而该出价人立即对其提出抗议,或对拍定存在 其它疑问(拍卖程序 法VerstVO第2条,第4款),拍卖人可撤回所作拍定,并重新出售。伦佩茨的报价 限定在旨在超过其它报价的范围内。拍卖人可为委托人在商定的价格限制 内出价,无需通告,而且与是 否有人提出其它报价无关。如果有人提出报价而没有作出拍定,拍卖人仅在蓄意或严重失职的情况下才 向拍卖出价人承担责任。 8. 拍定者有受领义务。只要拍定是有保留地作出的,如果出价人没有立即退出保留拍定,则在拍卖之后的 四周内受其出价的约束。拍定时,拍卖标的物的占有与风险立即转至拍卖取得人,而在全部收回账款时 拍卖取得人方拥有所有权。 9. 对于成交价不到400.000欧元(含400.000欧元)的拍品,将以此成交价为基础收取24%的升水,并以此升 水额为基础加上19%的增值税;超过 400.000欧元时,以此成交价为基础收取20%的升水(差别税收), 并以此升水额为基础加收19%的增值税。对于用 N 号标出的进行差别税收的拍品,将额外收取7%的进 并以此升水额为基础加收19%的增值税。 口环节增值税。标有 R 符号的录项,成交价不到400.000欧元(含400.000欧元)时,将收取24%的升水; 若成交价高于400.000欧元,则对于400.000欧元 部分收取24%,超出部分收取20%的升水。以成交价加上 升水作为净价格,在此基础上再收取19%的增值税(规定税收)。对于原作者在1943年12月 31日后去世 的原始作品,根据著作权法第26条,将加上成交价格的1,9%作为补偿费用。此费用最高不超过12.500欧 元。出口至第三国(即欧盟以外的 国家)的物品则免征增值税。对其它欧盟成员国提交增值税识别号码 的企业也免征增值税。如果拍卖参与者自行将已拍卖物品带往第三国,一旦向伦佩茨提交出口和 用户证 明,则向其退还增值税。对在艺术品拍卖过程中以及结束之后马上开具的帐单应进行检查;有误当查。 10. 亲自参加艺术品拍卖的拍卖取得人在成功拍卖后必须立刻向伦佩茨交付最后合计价金(拍卖价金加上升 水与增值税)。对于通过书面叫价或派代表参加的外地拍卖取 得人,尽管帐单送达时立即生效,在送达 之日算起的10天内付款仍不算晚。只能用欧元进行转账。如果要将账单转寄给非出价人的第三者,须要 在拍卖会结束后立 即提交申请。 对于支付现金15000欧元或者以上的客户,伦佩茨根据反洗钱法的第三条有权利得到顾客的证件照的复 印件。这一条对于总共支付15000欧元及以上的多张发票的顾客同样有效。 11. 如付款迟延,将对每个已开始的月份加收1%的利息。如发生付款迟延,伦佩茨可因该债务未履行而选 择提出履行买卖合同的要求,或在指定期限之后提出损害赔偿 要求。在这种情况下,损害赔偿也可这样 计算:再次拍卖物品,迟延缴纳的购买人承担与上一次拍卖的卖得价金之差价,并承担包括升水在内的 再次拍卖费用。 12. 拍卖取得人有义务在拍卖完成后立即受领其获得物品。拍卖人仅在蓄意或严重失职的情况下方对已出售 标的物负责。然而,拍卖获得的物品仅在款项完全收回之后方 可移交。如需发运,其费用与风险则一律 由拍卖取得人承担。伦佩茨有权在拍卖四周之后将未提取的物品以拍卖取得人的名义交一位运输商存放 并为其保险,其费用 由拍卖取得人负责。如由伦佩茨自行存放,则收取拍定价金的1%,用作保险费和 存放费等。 13. 如双方协定,(债法)履行地和审判籍为科隆。以德国法律为准则。规定国际货物买卖合同的国际货物 买卖统一法(CISG)的条文不适用。如某个条款全部或部分无效,其余条款的有效性不受其影响。 亨里克・汉施泰因:公开选任和宣誓的拍卖人 Absentee Bid Form auction 1053 The Kolodotschko Coll. of Netsuke, 5. 6. 2015 Katalog Nr. Lot Aufträge für die Auktion 1053 The Kolodotschko Coll. of Netsuke, 5. 6. 2015 Titel (Stichwort) Title The above listed bids will be utilized to the extent necessary to overbid other bids. The bids are binding, the listed catalogue numbers are valid. The commission and value added tax (VAT) are not included. The bidder accepts the conditions of sale. Written bids should be received by at latest the day before the auction. Telephone bidding is only possible for lots worth more than € 1.000,–. Gebot bis zu € Bid price € Die oben eingetragenen Gebote werden wir nur soweit in Anspruch nehmen, als andere Gebote überboten werden müssen. Die Aufträge sind bindend, es gelten die eingetragenen Katalognummern. Das Aufgeld und die Mehrwertsteuer sind nicht enthalten. Der Auftraggeber erkennt die im Katalog abgedruckten Versteigerungsbedingungen an. Schriftliche Gebote sollen einen Tag vor der Auktion vorliegen. Aufträge für Telefongebote können erst ab einer Taxe von € 1.000,– erteilt werden. Name Name Adresse Address Telefon Telephone Fax E-Mail Evtl. Referenzen und Identifikation bei Neukunden References and identification may be required for new clients Datum Date Unterschrift Signature Kunsthaus Lempertz KG Neumarkt 3 D-50667 Köln T +49.221.925729-0 F +49.221.925729-6 [email protected] www.lempertz.com Versandanweisung Shipping Instructions Der Versand der ersteigerten Objekte wird auf Ihre Kosten und Gefahr nach Zahlungseingang auf Ihre Anweisung vorgenommen. Kunsthaus Lempertz is prepared to instruct Packers and Shippers on your behalf and at your risk and expense upon receipt of payment and instructions. Wir weisen darauf hin, dass Objekte aus Porzellan, Glas und anderen fragilen Materialien mit einem Rechnungswert von mehr als € 5.000,- ausschließlich über eine Spedition versandt werden können. Please note that objects made of porcelain, glass and other fragile materials, with an invoice value of over € 5.000,– can only be sent by a professional transport company. Bilder unter Glas können nicht mit der Post versandt werden. Pictures framed under glass cannot be sent by mail. Bitte beachten Sie die Ausfuhrbestimmungen für Elfenbein. Please be aware of export licence for ivory. Bei Rückfragen: Linda Kieven Tel +49.221.925729-19 [email protected] For information: Linda Kieven Tel +49.221.925729-19 [email protected] Post o.a. Luftpost Luft/Seefracht Spedition Abholung persönlich Versicherung (nur zum vollen Rechnungsbetrag) Surface Mail Airmail Air Freight Sea Freight Shippers/Carriers I will arrange collection Insurance Versand an: Lots to be packed and shipped to: Telefon Telephone Rechnungsempfänger (wenn abweichend von Versandadresse) Charges to be forwarded to: Datum und Unterschrift Date and signature: Contemporary Art Auction 30 May 2015 in Cologne Previews: Berlin 13/14 May, Cologne 23 – 28 May Nam June Paik. Temple Guards. 1993 2 gold-plated wooden sculptures on wooden plinth, acrylic paint, 2 monitors, camera on tripod, video on DVD, DVD player. Estimate: € 300.000 – 400.000,– Asian Art Auction 3/5 June 2015 in Cologne Preview: Cologne 30 May – 2 June / 4 June A large gilt-lacquered wall panel. 18th/19th century China. 110.5 x 185 cm. Estimate: € 60.000 – 80.000,– African and Oceanic Art Auction 12 June 2015 in Brussels Preview: Brussels 8 – 12 June A Fon Female Figure Benin. Wood, H 65.5 cm. Estimate: 12.000 – 15.000,–