A pseudo-skeletonization algorithm for static handwritten scripts
Transcription
A pseudo-skeletonization algorithm for static handwritten scripts
IJDAR DOI 10.1007/s10032-009-0082-z ORIGINAL PAPER A pseudo-skeletonization algorithm for static handwritten scripts Emli-Mari Nel · J. A. du Preez · B. M. Herbst Received: 16 March 2008 / Revised: 16 November 2008 / Accepted: 11 February 2009 © Springer-Verlag 2009 Abstract This paper describes a skeletonization approach that has desirable characteristics for the analysis of static handwritten scripts. We concentrate on the situation where one is interested in recovering the parametric curve that produces the script. Using Delaunay tessellation techniques where static images are partitioned into sub-shapes, typical skeletonization artifacts are removed, and regions with a high density of line intersections are identified. An evaluation protocol, measuring the efficacy of our approach is described. Although this approach is particularly useful as a pre-processing step for algorithms that estimate the pen trajectories of static signatures, it can also be applied to other static handwriting recognition techniques. Keywords Skeletonization · Thinning · Pseudo skeleton · Document and text processing · Document analysis E.-M. Nel · J. A. du Preez Department of Electrical and Electronic Engineering, University of Stellenbosch, Private Bag X1, Matieland 7602, South Africa J. A. du Preez e-mail: [email protected] B. M. Herbst Department of Applied Mathematics, University of Stellenbosch, Private Bag X1, Matieland 7602, South Africa e-mail: [email protected] E.-M. Nel (B) Oxford Metrics Group (OMG), 14 Minss Business Park, Botley, Oxford OX20JB, UK e-mail: [email protected] 1 Introduction Producing a handwritten signature, or any other handwriting, is a dynamic process where the pen’s position, pressure, tilt and angle are functions of time. With digitizing tablets, it is possible to capture this dynamic information. For some applications, dynamic information is invaluable, e.g. during signature verification dynamic information contains significant additional biometric information which may not be readily available to the potential forger. It is therefore not surprising that efficient and reliable signature verification systems based on dynamic information exist. There are, however, important applications where the dynamic information is absent, such as handwritten signatures on documents, or postal addresses on envelopes. In these applications, one has access to only the static images of the handwritten scripts. The absence of dynamic information in these applications generally causes a deterioration in performance compared to systems where the dynamic information is available. A key pre-processing step in the processing of static scripts is thinning or skeletonization where the script is reduced to a collection of lines. A number of algorithms that specialize in character/word recognition [1–6], or the vectorization of line drawings [7–10] have been developed. (Note that skeletonization algorithms compute the centerlines (skeletons) from image boundaries, whereas thinning algorithms remove outer layers of an image while simultaneously preserving the image connectivity. In this paper, we describe a pseudoskeletonization approach where we approximate the centerline of the script). Given the advantages of systems based on dynamic information it is natural to consider the possibility of recovering dynamic information from static scripts. We are particularly interested in extracting the temporal sequence of the curve (or curves) of the script from its static image, 123 E.-M. Nel et al. given different dynamic representatives of the script [11–13]. The pen trajectory of a static script is typically constructed by assembling the collection of lines that constitute a static skeleton (essentially the curves between intersections). Most existing techniques rely on some local smoothness criterion to compute the connectivity of lines at intersections; see, e.g. [14–19]. Finding the necessary connections is generally based on local line directions, and so preserving local line directions becomes an important attribute of a desirable skeletonization process. Local smoothness heuristics that are used to unravel static scripts are typically based on the continuity criterion of motor-controlled pen motions which assumes that muscular movements constrain an individual’s hand (holding the pen) to move continuously, thus constraining the pen to maintain its direction of traversal [20]. To apply heuristics based on local line directions (or more generally on the continuity criterion of motor-controlled pen motions) becomes challenging in areas with a dense concentration of line crossings. This problem is compounded by skeletonization artifacts; since artifacts are not image features, they introduce more ambiguities. It is therefore not surprising that skeletonization artifacts have a negative impact on the performance of off-line handwriting recognition systems, as observed by [4,11,15,17,21–23]. In the absence of a good skeletonization algorithm, it might be appropriate to follow a different approach by analyzing handwriting directly from the grey-scale images and therefore circumventing the skeletonization step [24–26]. The most obvious artifacts for line drawings are peripheral artifacts, such as spurs attached to the skeleton of an image, and intersection artifacts, where two or more lines that should intersect fail to cross each other in a single point. Figure 1a contains a static signature with its skeleton depicted in Fig. 1b. The skeleton follows the centerline of the original image, and was obtained through a standard thinning algorithm [27–30]. Note that the skeleton retains the topology of the original image, where topology refers to the connectivity of the original image. This skeleton contains many intersection artifacts (some of them are enclosed in dotted circles). Figure 2a focusses on an intersection artifact (line 2) produced by a typical skeletonization procedure. This artifact causes a discontinuity in the transition from line 1 to line 3 (indicated by the arrows), i.e., the transition is not smooth. By removing the intersection artifact (line 2) and connecting the lines that enter the indicated region in Fig. 2b, a smooth skeleton can be constructed, as indicated in Fig. 2c. Fixing intersection artifacts by following local line directions (as illustrated in Fig. 2) becomes problematic in regions with multiple intersections. Note, e.g., the ambiguous line directions in the left-hand side of Fig. 1a, which can lead to the loss of the correct connections between incoming and outgoing curves, this can be problematic for applications that recover 123 Fig. 1 a A binarized static signature. b Examples of intersection artifacts (dotted circles) in the skeleton that strictly follows the centerline of a 1 2 (a) 3 (b) (c) Fig. 2 a Identifying an artifact (contained in the dashed box) by following the shown line directions (arr ows). b Removing the artifact in a and c the final skeleton the temporal information of static handwritten scripts from their unordered skeleton curves. One can think of our skeletonization algorithm as a preprocessing step to exploit the continuity criterion of motorcontrolled pen motions: we identify regions of multiple crossings where this criterion can not be applied reliably, and remove intersection artifacts so that one can apply the continuity criterion locally at simple intersections. Although our skeletonization approach is primarily motivated by the temporal recovery problem, it is expected that other handwriting recognition applications that rely on the continuity criterion, can also benefit from our skeletonization approach. Our skeletonization approach modifies the work of Zou and Yan [7] to better preserve local line directions, and to identify complicated intersections. In Fig. 3a the first of two modifications is illustrated: The algorithm is optimized to retain the topology of the original image, while removing many of the artifacts. Note however, that intersection artifacts A pseudo-skeletonization algorithm for static handwritten scripts (a) (b) (c) Fig. 3 a Our final conventional and b pseudo skeletons for Fig. 1a. c Examples of smooth trajectories that can be extracted from b much smoother than similar trajectories that one can extract from Fig. 3a. Finally note that these modifications are not computationally expensive, the complexity of our algorithm is similar to that of Zou and Yan. Another problem arises when one has to evaluate the efficacy of a skeletonization algorithm. A suitable protocol is one that can quantitatively and accurately distinguish between different algorithms. Existing comparisons concentrate mainly on quantitative aspects such as computation time and their ability to preserve the topology and geometric properties of the original image [31,32]. Subjective tests are also used, where a few skeletons are depicted and evaluated according to their visual appearance [7–9,33,34]. Plamondon et al. [35] however, compare different algorithms indirectly through their performance as part of an optical character recognition system. Lam [32] compares the skeletons with a ground truth in order to determine to what extent the topology of the original image is preserved. Our approach uses the same principle. For each static image in our test set, the dynamic equivalent, referred to as the dynamic counterpart of the image is also recorded and serves as a ground truth for the skeletonization. The details of the comparison between the static skeleton and its dynamic equivalent are nontrivial and is treated in detail in Sect. 3.1. The result of the evaluation procedure is a local correspondence between the static skeleton and its dynamic equivalent. This correspondence allows one to determine local skeleton distortions and leads to a quantitative measure of the efficacy of the skeletonization procedure. The rest of this paper is organized as follows: Sect. 2 describes our algorithm in detail, and results are presented in Sect. 3. Section 4 draws some conclusions. 2 Our pseudo-skeletonization algorithm are not removed in complicated regions (e.g. the left-hand side of the signature) as local line directions (used to identify and fix artifacts) become too unreliable. The resulting skeleton is referred to as a conventional skeleton, as it retains the topology of the original image. For applications that are concerned with the temporal recovery of static handwritten scripts, there is the danger that the local directions are not always smooth enough in regions of multiple crossings in the conventional skeletons in order to trace the curves through these regions. It is therefore also important to provide a second option where the visual appearance is sacrificed for smoother connections. This is achieved by a second modification to the Zou and Yan algorithm which introduces the web-like structures visible in Fig. 3b. Since this skeleton does not preserve the topology of the original skeleton, it is more accurate to refer to it as a pseudo skeleton. Smoother trajectories can improve the chances of a global optimizer (see [11]) to find the correct connections, as shown in Fig. 3c. Note that the indicated trajectories are This section describes our algorithm in detail. As mentioned in Sect. 1, our skeletonization scheme is based on the algorithm by Zou and Yan [7] henceforth referred to as the Zou–Yan algorithm. Section 2.1 presents a brief overview of the extensions we made to the Zou–Yan algorithm. Section 2.2 describes how the original images are tessellated and how to use the computed sub-shape information to derive the centerlines of the images. Section 2.3 shows how to remove skeleton artifacts, and Sect. 2.4 summarizes our algorithm. 2.1 A brief overview of the modifications to the Zou–Yan algorithm The key idea of the Zou–Yan approach is to tessellate an image into smaller regions so that regional information can be exploited to identify artifacts. The tessellation is derived from the Delaunay triangulation of the image. The Delaunay 123 E.-M. Nel et al. triangulation is a triangulation that maximizes the minimum angle over all the constructed triangles [36]. The Zou–Yan algorithm first identifies the edges that represent the boundaries of the original image, where edges refer to lines connecting successive boundary points. These boundary points form the control points for the Delaunay triangulation of the original image. This triangulation enables one to compute a skeleton that follows the centerline of the image [7]. Regions that comprise artifacts can also be identified through sets of connected triangles and removed. End regions are defined as regions that contain skeleton lines connecting endpoints with other endpoints or crosspoints. An endpoint is a skeleton point connected to only one adjacent skeleton point, whereas a crosspoint is a skeleton point connected to more than two adjacent skeleton points. Typically, end regions are likely to constitute peripheral artifacts if they are short in length in comparison with their width. Spurious end regions are simply removed. Intersection regions contain crosspoints. Multiple crosspoints are joined in a single point by uniting their corresponding intersection regions, thereby removing intersection artifacts. The term merging is used to describe the process that unites two or more intersection regions. Typically, the directions of skeleton lines that enter intersection regions are used as basis for calculating whether nearby intersection regions should be merged. A part of a binary signature is shown in Fig. 4a. In our algorithm we smooth the image boundaries and compute the corresponding Delaunay triangles from the smoothed boundaries as indicated in Fig. 4b. It is shown in Sect. 2.2 that such smoothing greatly reduces artifacts (the Zou–Yan approach does not apply any smoothing). The skeleton (black line) follows the centerline of the boundaries. Figure 4b also depicts an intersection region (largest triangle in figure) with its corresponding crosspoint indicated by a grey circle. A typical endpoint is also indicated by the second black circle, where its corresponding end region consists of the connected set of triangles from the triangle containing the crosspoint circle to the triangle containing the endpoint circle. (a) (b) Fig. 4 a A static image. b The image boundary from a is smoothed and the boundary points are then used as control points to tessellate the signature. The final skeleton is shown (black centerline) with two cir cles indicating a typical crosspoint (gr ey) and an endpoint (black) 123 p (a) (b) (d) (c) (e) Fig. 5 Removal of skeleton artifacts. a–c Removing intersection artifacts by uniting the appropriate intersection regions (dashed boxes). The directions (arr ows) of the lines that enter the new intersection region are computed to calculate the crosspoint p where the lines should join. d–e Peripheral artifacts are removed by removing spurious end regions (dashed boxes) Two simple examples are also shown in Fig. 5 to illustrate the basic steps for artifact removal. Figure 5a depicts the skeleton of an image containing spurious intersection regions (dashed boxes.) Line directions (arrows) are used as basis for merging the two intersection regions. Thus, the two regions in Fig. 5a are merged into a single intersection region, as shown in Fig. 5b, removing the artifact between them. The lines that enter this intersection region are interpolated to cross each other in a single crosspoint p, as shown in Fig. 5c. Figure 5d shows spurious end regions (dashed boxes) which are removed to obtain the skeleton in Fig. 5e. Problems are typically encountered in areas where many intersection regions are located within close proximity. Such regions would typically result from the left-hand side of Fig. 1a. The Zou–Yan algorithm assumes that lines do not change their orientation after entering an intersection. Due to the nature of human handwriting, especially signatures, this is not always the case. When an image becomes indistinct due to multiple crossings in a small region, the lines that enter the intersection regions are too short to make accurate estimates of local line directions. In such cases it is not always clear which curves should be connected—if the skeletonization algorithm follows a dominant curve along its direction, the wrong curves may be connected, with the result that important trajectories become irretrievably lost. It is therefore important to maintain all possible connections, while smoothing lines as much as possible. In short, one has to avoid merging unrelated intersection regions. This necessitates further refinements to the basic Zou–Yan algorithm. Accordingly, we impose additional constraints, based mainly on local line width, introducing the web-like structures mentioned in Sect. 1. Figure 6 illustrates how our pseudo skeletonization algorithm deals with complicated regions. Figure 6a shows A pseudo-skeletonization algorithm for static handwritten scripts Fig. 6 a A binary image extracted from Fig. 1a of an intersection region where multiple lines cross each other. b Losing directional information due to merging, and c introducing web-like structures and less merging to maintain more possible line directions in complicated regions 2 1 3 4 (a) a complicated intersection extracted from Fig. 1a. Figure 1b illustrates what can happen if merging is not carefully controlled in such regions (a typical problematic region for the Zou–Yan algorithm). The dashed arrows 1 and 2 indicate line directions that have been enhanced through the merging process. However, close inspection of all the line directions in Fig. 1a reveals that the directions of the straight lines indicated by the arrows 3 and 4 are damaged, complicating the extraction of the correct lines in a stroke recovery algorithm. The difficulties of using heuristics in these regions should be clear. The result from our skeletonization algorithm is shown in Fig. 6c, where merging is controlled by introducing web-like structures to allow more choices of possible line directions. The correct connections can now be extracted by a more comprehensive stroke-recovery algorithm that takes global line directions into account. Since there is a direct relationship between the noise in the boundaries of an image and the number of artifacts in the image skeleton, we apply a smoothing procedure to the original boundaries as well as the final skeletons. The details of the algorithm are described in the following two sections. 2.2 Shape partitioning Image boundaries are extracted in the first step to tessellate static handwritten scripts, as illustrated by Fig. 4. The discrete points that constitute the image boundaries become the control points of a polygon that represents the static script. We refer to the boundary polygon as the approximating polygon of the script. Since these boundaries are noisy (see Fig. 4a), smoothing is necessary: 1. Various techniques exist to smooth parametric curves. First we use the approach in [29], producing a simplified parameterized representation of a line image. Note that we reduce the number of polygon control points in regions where the curvature is low in order to reduce the number of points to process. A low-pass filter is then applied to the resulting boundaries for further smoothing [28]. Excessive smoothing, however, will remove regions of high curvature. This can be problematic for thinner signatures as excessive smoothing allows outer boundaries to cross inner boundaries, as illustrated in (b) (c) Fig. 7. The signature has one outer boundary (solid lines) and a few inner boundaries (dashed lines). In order to ensure that the inner boundaries do not cross the outer boundaries, smoothing is applied iteratively. After each iteration it is verify that no boundaries overlap. Figure 7c depicts the smoothed boundary derived from Fig. 7b. 2. Image boundaries that enclose three or less connected pixels are considered insignificant and removed. 3. For the sake of simplicity, all boundary points are interpolated to fit on a regular image grid. The effect of boundary smoothing is illustrated in Fig. 7d–e, where (d) depicts a static signature. The skeleton computed directly from its boundary is shown in (e), and the skeleton computed from its smoothed boundary in (f). Note the significant reduction of spurs as a result of a smoother boundary. The few remaining spurs are simply removed from the skeleton. In the next step, we use the boundary points of the static image as control points for a Delaunay triangulation that can be used to compute the centerline (skeleton) of the static image. The Delaunay triangulation of a set of points P is the straight-line dual of the Voronoi diagram of P. The Voronoi diagram V of P is a uniquely defined decomposition or tessellation of a plane into a set of N polygonal cells, referred to as Voronoi polygons [29]. The polygon cell Vi contains one point pi ∈ P and all points in the plane that are closer to pi than any other point in P, i.e., ∀p j ∈ P, j = i, q ∈ Vi if dist(q, pi ) < dist(q, p j ). The edges defining a Voronoi polygon are generated from the intersections of perpendicular bisectors of the line segments connecting any one point to all its nearest neighbors in P [29]. A typical Voronoi diagram V of a set of points (black dots) is shown in Fig. 8a. The Delaunay triangulation can now be computed from V by connecting all pairs of points that share the same edge [37], as illustrated in Fig. 8b. In order to proceed we need to recall some concepts from [7,8,34]: • External triangles occur because the Delaunay triangles are generated inside the convex hull of the object. This 123 E.-M. Nel et al. Fig. 7 a A static signature with b its outer boundaries (solid lines) and its inner boundaries (dashed lines). c Smoothing the boundaries in b. d A static signature with e its skeleton computed directly from its boundary. f A skeleton computed from the smoothed boundary of d (a) (b) (c) (d) (e) (f) E-T N-T E-T (a) (b) N-T J-T E-T I-T (c) (d) Fig. 8 a The Voronoi diagram and b the Delaunay triangulation (straight-line dual of a) of some control points (dots). c Vertices/controlled points ( f illed dots), external edges (solid lines) and internal edges (dashed lines) are used to label internal triangles. d The primary skeleton (centerline) of c • • • • can produce triangles outside the approximating polygon. These are simply removed. Internal triangles are the Delaunay triangles inside the approximating polygon of a static image. Internal triangles are identified by constructing a ray (half-line) from the centroid of a particular triangle in any direction, so that the ray does not pass through any vertices of the approximating polygon. The ray originates inside an internal triangle if the ray intersects the edges of the approximating polygon an odd number of times [38]. External edges are the sides of internal triangles that coincide with the image boundaries. Internal edges are triangle edges inside the approximating polygon of the image. Note that two adjacent internal triangles have a common internal edge. Internal triangles having zero, one, two, or three internal edges are labelled isolated-triangles (I-Ts), end-triangles (E-Ts), normal-triangles (N-Ts) and junction-triangles (J-Ts), respectively. Figure 8c shows examples of each triangle type, where the black dots indicate 123 the boundary points of the original image. The control points/dots form the vertices of the Delaunay triangles. External edges are rendered as solid lines, whereas internal edges are rendered as dashed lines. A primary skeleton, coinciding mostly with the centerline of the original image, is obtained as follows: for N-Ts, the skeleton connects the midpoints of their internal edges. For E-Ts and J-Ts, the skeletons are straight lines connecting their centroids to the midpoints of their internal edges, whereas the skeletons for I-Ts are their centroids. The skeleton derived from internal triangles of Fig. 8c are shown in Fig. 8d. 2.3 Removing artifacts Parts of handwritten static scripts that are difficult to unravel, as well as intersection and peripheral artifacts, are identified by means of a parameter α, which is the ratio between the width w and length of a ribbon, i.e., α = w , where a ribbon is a set of connected N-Ts between two J-Ts, or between a J-T A pseudo-skeletonization algorithm for static handwritten scripts J-T b d h a c f i E-T (a) g e (b) Fig. 9 Removing peripheral artifacts. a An illustration of the parameters involved to determine if the ribbon between the J-T and E-T is spurious. Vertices that are used to compute the width of the ribbon are labelled from a to g, whereas the length of the ribbon is the path length and an E-T. A long ribbon is identified when α ≤ α0 , whereas a short ribbon is identified when α ≥ α0 . Our skeletonization algorithm consists of seven steps. Different thresholds α0 are used during each of these steps, as empirically optimized using the signatures from the Dolfing database [39,40] and the Stellenbosch dataset developed by Coetzer [41]. These signatures form our training set and vary significantly in line thickness. A different test set is used for quantitative measurements; see Sect. 3.3. The width w of a ribbon is taken as the trimean length over all internal edges that constitute the ribbon. The trimean, also known as Tukey’s trimean or best easy systematic (BES) estimate, is a statistically resistant measure of a distribution’s central tendency [42], and is computed as the weighted average of the 25th percentile, twice the 50th percentile and the 75th percentile. The length is the path length of the skeleton associated with the ribbon. Figure 9a shows a typical ribbon between an E-T and a J-T. The length of the ribbon is computed as the path length of the skeleton line that connects the midpoints of the internal edges from h to i. The width w of the ribbon is given by the trimean of {ab, bc, cd, ce, ef, fg}, where xy = y − x and x, y are both 2D boundary coordinates. The algorithm proceeds in several steps: Step 1: Removing spurs. The first step in the skeletonization is to remove all peripheral artifacts remaining after boundary smoothing. Following [8], short spurs belong to sets of connected triangles that are short in comparison with their width; they are removed. Recall that a short ribbon is identified where α ≥ α0 . In this case, α0 = 2 to identify a short ribbon. From this, the J-T in Fig. 9b becomes an N-T. The threshold α0 depends on the boundary noise–less boundary noise results in shorter spur lengths. Thus, α0 increases as the boundary noise decreases. Figure 9c and d show the result after Step 1 is applied to Fig. 7e and f with α0 = 2. Note that most of the important image features from Fig. 7d are preserved in Fig. 9d, whereas it becomes difficult to calculate α0 for Fig. 7c to simultaneously remove spurs without removing important image features. Clearly, boundary smoothing significantly improves spur removal as spurs are shortened in a natural way, making it easier to compute a robust value for α0 . (c) (d) of the skeleton line between h and i. b Result after removing the spurious end region from a. c, d Results after removing spurs from Fig. 7e, f, respectively J-T J-T 4,3 1,2 J-T J-T J-T J-T 2,1 3,2 6,1 J-T 5,2 7,2 (a) (b) (c) (d) Fig. 10 Identifying complicated intersections. a Cluttered J-Ts extracted from a complicated part of a signature. b Illustration of Step 2, where J-Ts are numbered, followed by the number of long ribbons that are connected to them. c Conventional and d pseudo skeletons for b superimposed on the internal Delaunay triangles Step 2: Identifying complicated intersections. Figure 10a indicates the typical locations of J-Ts, as derived from a complicated part in a signature. If many lines cross in a small area, it is difficult, if not impossible, to maintain the integrity of lines, i.e., it is difficult to follow individual ribbons through intersections. The Delaunay triangles enable us to identify region where many J-Ts are within close proximity, as shown in Fig. 10a. Instead of forcing poor decisions in such complicated parts, the primary skeletons are retained in these parts for conventional skeletons. For pseudo skeletons, web-like structures are introduced, resulting in additional intersections to model multiple crossings. Recall that during the primary skeletonization, the centroids of all J-Ts become skeleton points. As mentioned above, it is important to avoid forcing decisions in complicated parts of a static script. Hence, for complicated intersections in conventional skeletons, the centroids of J-Ts are 123 E.-M. Nel et al. their final skeleton points. For pseudo skeletons, the primary skeleton points of the J-Ts are removed, and the lines that enter the J-Ts are directly connected. The resulting web-like structures contribute to smoother connections than the original primary skeleton points. We proceed to discuss the heuristic measures employed to identify J-Ts that belong to such complicated regions. Firstly, J-Ts that are connected to two or three short ribbons, are labelled complicated J-Ts. In this case, α0 = 2.5 is used to identify short ribbons. The primary skeleton points of complicated J-Ts are replaced by lines connecting the midpoints of the J-T internal edges. The same is done for other J-Ts that are connected to complicated J-Ts through short ribbons. This is illustrated in Fig. 10b, where the J-Ts from Fig. 10a are numbered, followed by the number of long ribbons connected to the J-Ts. Note that J-Ts 1 and 7 are also labeled as complicated J-Ts although they are both connected to two long ribbons, as they are connected to complicated J-Ts through short ribbons. For conventional skeletons the primary skeleton points of all complicate J-Ts are retained, as shown in Fig. 10c. For pseudo skeletons the primary skeleton points are replaced with web-like structures, as shown in Fig. 10d. Note that the skeletonization algorithm differs only in Step 2 for our conventional and pseudo skeletons. Step 3: Labeling of skeleton points. The remaining simple J-Ts are either connected to two or three long ribbons. The skeleton points of such simple J-Ts (recall that the primary skeleton selected the centroid) are recalculated following a similar approach to [7] as briefly described below. Recalculating the skeleton points of simple J-Ts. Recall from Sect. 2.1 that a crosspoint is a skeleton point that is connected to two or more adjacent skeleton points and is associated with an intersection region. Thus, in our case, the crosspoint pi is the skeleton point associated with J-Ti . At this point pi is initialized to be the centroid of J-Ti . The midpoints of internal edges belonging to the first few triangles (we use 13) in all three ribbons connected to a J-T are connected, as shown in Fig. 11a. The average directions of these curves are calculated. Straight lines are then computed passing through the midpoints of the J-T in the calculated directions, as illustrated by the dashed lines in Fig. 11b. All the points where the straight lines intersect are calculated and averaged. The crosspoint pi is then replaced by this average intersection point pi , as indicated by the circle in Fig. 11b. Recalculation of skeleton points that are out of bounds. In some cases pi falls outside the J-Ti and all the ribbons connected to J-Ti i.e., in the image background. To preserve local line directions, pi is relocated to an appropriate triangle closest to it. Specifically, for each ribbon j connected to J-Ti , the nearest triangle Ti j to pi is computed. Thus, Ti j can be any triangle that forms part of the jth ribbon connected to J-Ti for j ∈ {1, 2, 3}. For each Ti j , the angle θi j is computed, where 123 J-Ti J-Ti x (a) pi (b) Fig. 11 Calculating crosspoints for simple intersections. a Internal edge midpoints are connected to estimate the local directions of the ribbons that enter J-Ti . b The local ribbon directions (arr ows) are extended (dashed lines) to compute the skeleton point pi of J-Ti in a θi j = cos−1 pi − pi j · pi − pi , pi − pi j · pi − p (1) i where pi j is the centroid of Ti j . The triangle T(i j)min corresponding to the minimum θi j is chosen as the triangle that should contain pi . If T(i j)min is an E-T, pi , the replacement of pi , is the centroid of the E-T. If T(i j)min is an N-T, pi is the centroid of the midpoints of the N-T’s two internal edges. In summary, the skeleton point pi for each simple J-Ti is recalculated as pi = pi , or pi = pi (if pi is out of bounds). Associating a ribbon with each crosspoint. Now that the skeleton point of J-Ti is known (again denoted by pi ), one of the three ribbons attached to J-Ti is associated with pi for future use. The distances between pi and the midpoints of J-Ti ’s internal edges are calculated. The ribbon with the nearest terminating internal edge j is associated with pi . For example, the ribbon connected to edge x in Fig. 12a is associated with pi . Step 4: Removing intersection artifacts (criterion 1). This step identifies which of the simple J-Ts contribute to intersection artifacts, by adapting some of the criteria used by [7]. A J-Ti is labelled unstable, i.e., contributing to an artifact, if its skeleton point pi lies outside it. In this case, the sequence of connected triangles from J-Ti up to the triangle in which pi falls, are removed, thereby merging them into a single polygon. Figure 12a illustrates that J-Ti is unstable since its skeleton point pi falls outside it. The intersection region resulting from the removal of all the triangles up to pi is shown in Fig. 12b. Note that pi is now associated with a pentagon (five-sided polygon rendered as dotted lines). The skeleton is now updated by connecting the midpoints of the two remaining internal edges of the original J-Ti to pi . The directions of the lines that enter the intersection region (polygon) are more similar to the directions of the skeleton lines connecting them to pi than in Fig. 12a. Thus, in this case, the transitions to crosspoints are smoothed. The ribbon associated with pi is also shorter than in Fig. 12a as its length is reduced by the number of triangles that were removed. A pseudo-skeletonization algorithm for static handwritten scripts 1 p1 pi pi p x p2 J-Ti 2 (a) (b) Fig. 12 a The skeleton point pi (cir cle) of J-Ti falls outside it. b All the triangles from J-Ti to pi are removed from a to calculate a new intersection region (dotted polygon) containing the crosspoint pi J-T2 (a) Fig. 14 a Skeleton points p1 and p2 of intersection regions 1 and 2 (numbered dotted polygons) are associated with the same short ribbon. b The short ribbon and intersection regions from a are united into a new intersection region (dotted polygon with skeleton point p), thereby removing the intersection artifact p J-T1 (a) (b) (b) Fig. 13 Removing an intersection artifact by extending Step 4. a An intersection artifact (solid line between J-T1 and J-T2 ) and b removal thereof by uniting J-T1 and J-T2 into a new intersection region (dotted polygon) with skeleton point p An extension of Step 4 is illustrated in Fig. 13. The primary skeletons of J-T1 and J-T2 in Fig. 13a must be joined to remove the intersection artifact (solid line between J-T1 and J-T2 ). In this case, the skeleton point p2 of J-T2 falls inside J-T1 , or similarly, p1 falls inside J-T2 . We therefore unite the two J-Ts into a four-sided polygon (dotted r ectangle) with skeleton point p (cir cle), as shown in Fig. 13b, where p = (p1 + p2 )/2. Note that the primary functions of Step 4 are to improve y-shaped patterns and to fix simple x-shaped patterns that contain artifacts. More intersection artifacts are identified and removed during the next step. Step 5: Removing intersection artifacts (criterion 2). We now make use of the information about the location of skeleton points and their associated ribbons obtained in Step 3. After the application of Step 4, it often happens that the same short ribbon (α0 = 2) is associated with two crosspoints p1 and p2 , as shown in Fig. 14a. In this case, the two intersection regions and the ribbon between them are united into a new intersection region, as shown in Fig. 14b. Note that, after the application of Step 4, a ribbon that is connected to an intersection region (triangle/polygon) must terminate in either an intersection region or an E-T. The skeleton point for the new intersection region (dotted polygon) is p = (p1 + p2 )/2. p1 J-T1 J-T2 p2 p3 p J-T3 (a) (b) Fig. 15 Merging three J-Ts, where a J-T2 must merge with J-T3 and JT1 according to the locations of the J-T skeleton points p1 , p2 and p3 and the criteria imposed by Steps 4 and 5. b A new intersection region (solid lines) with skeleton point p and skeleton lines (thin dashed lines) connecting the midpoints of its internal edges results after merging the J-Ts from a In addition, three J-Ts must sometimes be merged, as illustrated in Fig. 15. Figure 15a depicts three J-Ts and their skeleton points p1 , p2 and p3 . Conditions for such a merge occur if, according to Step 4, J-T2 and J-T3 must be united, whereas according to Step 5, J-T1 and J-T2 must be united. In such cases, a new intersection region is created with a single skeleton point p = (p1 + p2 + p3 )/3, as shown in Fig. 15b. Step 6: Removing spurs by reapplying Step 1. The removal of intersection artifacts may shorten some of the ribbons since triangles are typically removed to relocate crosspoints. The occurrence of peripheral artifacts can consequently be reevaluated. If a crosspoint p is associated with a new short ribbon (α0 = 2.5) and the short ribbon is connected to an intersection region and an E-T, the short ribbon is removed. Step 7: Final skeletons are smoothed using Chaikin’s cornercutting subdivision method [43,44]. This smoothing scheme treats the points that constitute a parametric curve as control points of a polygon and iteratively “cuts” the corners of the polygon while doubling the numbers of points that constitute the curve. It is shown by Lane and Riesenfeld [44] that Chaikin’s algorithm converges to a quadratic B-spline curve. 123 E.-M. Nel et al. Due to Chaikin’s geometric approach to smooth curves, a wide variety of shapes can be handled easily and efficiently, e.g., straight lines and closed curves are treated in the same manner. Skeletons are represented as sets of curves that are connected to endpoints and/or crosspoints, as well as closed curves (e.g., the character “o” which contains no crosspoints or endpoints.) Chaikin’s corner-cutting subdivision method is then applied to each curve. 2.4 Algorithm summary Our skeletonization algorithm is briefly summarized as follows: taneously. The problem is to compare the skeleton, derived from the static image, with its dynamic counterpart. Since the skeleton and its dynamic counterpart are obtained through different processes, at different resolutions, a direct, pointwise comparison is not possible. In addition, the skeleton is derived from a static image that typically contains various artifacts and/or other defects in the image such as broken lines caused by dry ink or too little pressure. A technique to compare a skeleton with its dynamic counterpart is described in Sect. 3.2, allowing us to quantify the performance of our algorithm, as described in Sect. 3.3. Examples of typical skeletons extracted with our algorithm are presented in Sect. 3.4. 3.1 The US-SIGBASE database 1. The boundaries of static handwritten images are extracted, smoothed and resampled. Small polygons are removed, while the rest of the polygons are subdivided into non-overlapping Delaunay triangles. These triangles are used to calculate the primary skeletons of static images. 2. Peripheral artifacts are removed by removing short ribbons (α0 = 2) connected between J-Ts and E-Ts. 3. Parts of the signature that are difficult to unravel are identified. Here α0 = 2.5. Either the primary skeletons are retained or web-like structures are introduced in these parts, depending on the application. 4. Unstable J-Ts and other intersection regions that contribute to intersection artifacts are identified. Intersection artifacts are corrected using two criteria. The first criterion merges a J-T with a connected set of triangles up to its estimated skeleton point. The second criterion unites two intersection regions if their skeleton points are associated with the same short ribbon (α0 = 2.) 5. The last peripheral artifacts are identified after the recalculation of crosspoints in the steps above. Here α0 = 2.5. 6. Skeletons are smoothed using a corner-cutting subdivision scheme. 3 Results As mentioned in Sect. 1, a specific application of our skeletonization algorithm is to serve as a preprocessing step for extracting dynamic information from static handwritten scripts. To assess the efficacy of our skeletonization algorithm we therefore measure the correspondence between a skeleton and its dynamic counterpart. For testing purposes we collected a signature database, US-SIGBASE [11]. More details are given in Sect. 3.1, see also [13]. These signatures are available at [45]. All signatures in the US-SIGBASE were obtained by signing on paper placed on a digitizing tablet. A paper signature and its dynamic counterpart were therefore recorded simul- 123 The US-SIGBASE database is used to test our algorithm. This database consists of 51 static signatures and their dynamic counterparts. All signatures were recorded on paper placed on a Wacom UD-0608-R digitizing tablet. Each individual was instructed to sign within a 50 mm × 20 mm bounding box using a medium-size ball-point pen compatible with the digitizing tablet. The paper signatures were scanned as gray-scale images at 600 dpi and then binarized. To reduce spurious disconnections (broken lines), the scanner was set to a very sensitive setting which introduced significant background noise. The noise was reduced by applying a median filter [29] followed by a low-pass filter [28]. After filtering, the document was binarized with a global threshold set by the entropy method described in [29]. The line widths of the resulting static signatures vary between eight and twelve pixels in parts where the lines do not intersect. Figure 16a depicts a typical grey-scale grid extracted from a page in US-SIGBASE. The document’s binarized version, after filtering, is shown in Fig. 16b. Note that the signatures in Fig. 16b appear thicker than in Fig. 16a. This is due to the binarization and has the advantage of reducing the number of broken lines, but makes dense intersections harder to unravel. One expects the dynamic counterparts to be perfect skeletonizations of the static images. After the recording procedure we therefore aligned all the images with their dynamic counterparts, see [46]. The alignment presents a few difficulties. Firstly, some individuals seem to be unable to sign within a grid’s constraints, writing not only over the grid lines, but also over neighboring signatures. In these cases, it is impossible to extract the individual signatures without corrupting them. Secondly, the recording devices introduce several different types of noise, corrupting the data [47–49]. (We use a Hewlett–Packard (HP) scanjet 5470C.) Thirdly, digitizing tablets fails to capture signatures if insufficient pressure is applied, leading to spurious broken lines. Finally, differences in orientations between the tablet, the paper on the tablet, and the paper on the scanner’s surface need to be considered. If the paper shifts on the tablet while the signature is recorded, A pseudo-skeletonization algorithm for static handwritten scripts Fig. 16 An example of a typical scanned document in the US-SIGBASE database. a Two static signatures on a grey-scale document and b their binarized representations discrepancies between the static signature and dynamic counterpart occur that is difficult to correct afterwards. The alignment was obtained by a brute-force, exhaustive search over various similarity transforms between the static signatures and their dynamic counterparts. If no satisfactory alignment was obtained the signature was discarded. We emphasize that this is for evaluation purposes only where we need a groundtruth in order to obtain a quantitative comparison. 3.2 Comparing a skeleton with its dynamic counterpart To establish a local correspondence between a skeleton and its dynamic counterpart, a similar approach to Nel et al. [11–13] is followed. That is, a hidden Markov Model (HMM) (see [50,51], for example) is constructed from the skeleton. Matching the dynamic counterpart to the HMM of the static signature, using the Viterbi algorithm, provides the optimal pointwise correspondence between the static skeleton and its dynamic counterpart. The dynamic counterpart consists of a single parametric curve as well as the pen pressure, used to identify pen-up events. Thus, each coordinate xt of the dynamic counterpart X = [x1 , x2 , . . . , xT ] consists of three components—two pen position components (xt , yt ) written as xt1,2 , and one pen pressure component xt3 , where xt3 = 0 at pen-up events, and xt3 = 1 otherwise, and t = [1, . . . , T ]. The Viterbi algorithm yields a state sequence s = [s1 , . . . , sT ] representing the optimal match between the HMM of the static skeleton and its dynamic counterpart X. Following [11–13], each state in the HMM is associated with a unique skeleton point pi for i ∈ {1, . . . , N }, where N is the number of skeleton points. Thus, the final state sequence s = [s1 , . . . , sT ] from the Viterbi algorithm yields the pointwise correspondence between the skeleton points P = [ps(1) , ps(2) , . . . , ps(T ) ] and the skele- ton’s dynamic counterpart X = [x1 , x2 , . . . , xT ], where ps(t) is the skeleton point associated with state s(t). The local correspondence computed by the Viterbi algorithm can now be used to accurately determine the positions of local distortions in the skeleton, as shown in the next section. 3.3 Quantitative results To generate quantitative results, the skeletons of the static scripts are computed, as described in Sects. 2.2, 2.3. Optimal pointwise correspondences are then established between the skeletons and their dynamic counterparts using the procedure described in Sect. 3.2. For each corresponding point, the difference in pen positions is computed as et = xt1,2 − ps(t) , (2) where xt1,2 indicates the first two components (x and y coordinates) of the tth coordinate of the dynamic counterpart xt , and ps(t) is the corresponding 2D coordinate of the skeleton coordinate as computed by the Viterbi algorithm for t = [1, . . . , T ]. Note that et is measured in pixels. Similarly, the difference in pen direction (normalized velocity) is computed as 1,2 x − x1,2 ps(t) − ps(t−1) t t−1 (3) − vt = , xt1,2 − x1,2 ps(t) − ps(t−1) t−1 for all values of t = [2, . . . , T ] where the pressure is non3 . Note that the maximum diszero, i.e., xt3 = 1 = xt−1 √ 2 pixels. Thus, tance between two successive coordinates is √ √ 1,2 ∈ {1, 2} and pi − p j ∈ {1, 2} so that xt1,2 − xt−1 vt ∈ {0, 2}. To obtain a global comparison, the median dP of all the values for et from (2) is calculated. The value of dP is an 123 E.-M. Nel et al. Table 1 A comparison between a standard thinning algorithm and our conventional skeleton: average position and direction errors (as defined by (2) and (3)) together with their standard deviations σ Position (dP ) σ (dP ) Direction (dD ) σ (dD ) Baseline 1.88 0.39 0.2 0.03 Pseudo 1.94 0.42 0.08 0.03 Table 2 A comparison between a standard thinning algorithm and our conventional skeleton: the average number of crosspoints, expressed as a percentage of the actual number (occurring in the dynamic counterpart), and the standard deviation thereof Crossings (n C ) indication of how closely the position coordinates of the skeleton and its dynamic counterpart are aligned. Similarly, the median dD of all the values for vt from (3) is calculated. This provides an indication of how well the local line directions of the skeleton and its dynamic counterpart are aligned. To obtain an indication of the number of intersection artifacts in the skeleton, the number of crosspoints n C in the conventional skeleton is computed and expressed as a percentage of the number of crosspoints in the dynamic counterpart. This is then compared with the number of crosspoints that occur in a skeleton obtained from the standard thinning algorithm described in [28]. Although by no means state-of-the-art, it is readily available and similar algorithms are used by many existing temporal recovery techniques. It should therefore provide a reasonable base line for comparison. In addition, being a thinning as opposed to a skeletonization algorithm, it should produce less peripheral artifacts than standard skeletonization algorithms. Final results are computed by taking the averages and standard deviations of dP , dD and n C over the 51 users. We choose the thinning algorithm described in [28] as our baseline, which is compared with our pseudo skeleton as shown in Table 1. From the values of dP and σ (dP ) it is clear that, on average, there is little to choose between the two methods as far as pen position is concerned. Note however, the difference in the line directions, as measured by dD . Recalling that the maximum value of dD is 2.0. Thus, the pseudo skeleton represents a 6% absolute improvement and a relative improvement of 60%. The average number of crosspoints n C in the baseline skeletons are compared to that of our conventional skeletons in Table 2, where n C is expressed as a percentage of the number of crosspoints in the dynamic counterpart. There are considerably less crosspoints in our conventional skeletons as compared with the baseline skeletons, and the standard deviation is also considerably less. This indicates that our Table 3 Experimental results for different average pen widths (measured in pixels): positional and directional errors (as defined by (2) and (3)), and the number of crosspoints with their standard deviations 123 Width Baseline 5 σ (n C ) Baseline 481.1% 191.1% Conventional 158.5 % 83.9% conventional skeletons contain significantly less intersection artifacts compared to the baseline skeletons. An experiment to determine the sensitivity to pen width was conducted with synthetic data. The dynamic counterparts of all 51 users were artificially thickened using a discshaped structuring element in a simple dilation operation. Using such a synthetic set ensures that the line widths of the signatures are similar for each dilation iteration, while also preserving the exact dynamic counterparts. The results for two significantly different pen widths are shown in Table 3. The average number of crosspoints in our conventional skeletons is closer to that of the dynamic counterparts as compared with the baseline skeletons for all the experiments. Note that the standard deviations σ (dP ), σ (dD ) and σ (n C ) increase for our pseudo skeletons for the thicker signatures. Thicker signatures in general have more complicated regions with the result that fewer artifacts are removed. In [11] the same baseline and pseudo-skeletonization algorithms were used for experimental evaluation as in this paper. In that paper, the skeletonization algorithms were used as preprocessing steps before unraveling static signatures and we specifically exploited the continuity criterion of motorcontrolled pen motions at relatively simple crossings by unravelling them prior to introducing a global optimizer to unravel the rest. Those results confirm the findings in the present paper, i.e., the present algorithm provides smoother skeletons with less intersection artifacts compared to the baseline method. Animations illustrating the local correspondences between the skeletons and their dynamic counterparts can be found on our website [45]. 3.4 Examples In this section, we present a number of typical examples. Position (dP ) σ (dP ) Direction (dD ) σ (dD ) Crossings (n C , %) σ (n C , %) 0.5 0.04 0.19 0.04 717 320 Pseudo 5 0.5 0.05 0.02 0.01 139.5 37.6 Baseline 16 1.0 0.6 0.22 0.04 653.3 346.4 Pseudo 16 1.3 0.5 0.09 0.05 150.4 75.8 A pseudo-skeletonization algorithm for static handwritten scripts Fig. 17 Example signatures that were used to determine the optimal value of α with a the original signatures, b their pseudo skeletons and c their conventional skeletons 1 2 3 4 5 6 7 8 9 10 11 (a) The value of α was empirically determined through visual inspection where we looked for visual attractiveness (smooth skeletons with few artifacts) while preserving all the possible trajectories. Two datasets were used: the first database was collected by Dolfing and consists of dynamic signatures, where static images were obtained by dilating the dynamic signatures with a 3×1 structuring element of ones. The resulting static images were therefore free from any contamination such as smears on the paper and scanner noise. The second dataset consists of scanned static signatures captured (b) (c) with regular pens, as collected by Coetzer [41]. Although the signatures vary considerably as far as line width and boundary noise levels are concerned, the same threshold value for α, as presented in Sect. 2.3, is used in all cases. One might consider computing α more robustly through an automatic optimization algorithm. The algorithm in [13] can, e.g. be used to determine the accuracy of a pen trajectory that is reconstructed from a static skeleton, given a specific value of α. Examples of the original signatures and their skeletons from the test signature set are shown in Fig. 17. 123 E.-M. Nel et al. Fig. 18 a A complicated static image to unravel, with b its dynamic counterpart, c its static skeleton and d the skeleton lines that match the dynamic counterpart in b Signatures 1, 10 and 11 are examples of signatures that do not have complicated intersections and are free from any web-like structures in their pseudo skeletons. The pseudo and conventional skeletons for these signatures are therefore the same. Recall that the first smoothing stages of our algorithm reduces artifacts, as shown in Fig. 9. Note, however, how local line directions are improved in the skeleton of signature 1 after the application of Steps 2–6 as compared with Fig. 9d. Furthermore, web-like structures preserve all possible connections while smoothing local directions in regions of multiple intersections (regions that are difficult to unravel). The pseudo skeletons of signatures 5 and 8 illustrate that our algorithm is able to identify these difficult parts (evident from the webs on the left-hand parts), whereas intersection and peripheral artifacts are corrected in parts that are relatively straightforward to unravel (right-hand parts.) Note that the conventional skeletons retain the topology of the original images, whereas the pseudo skeletons have web-like structures, i.e. more “holes”, but smoother intersections in complicated regions. Unravelling algorithms can make use of the smoother paths and the additional local transitions. Unused web-like structures can be discarded after global optimization. The thicker the pen width, the more difficult it becomes to unravel a static signature. A complicated thick signature from US-SIGBASE is depicted in Fig. 18a, with its dynamic counterpart (shown in white) superimposed on it in Fig. 18b. Note that the dynamic counterpart is well aligned with the 123 (a) (b) (c) (d) static image, using the technique described in Sect. 3.1. The pseudo skeleton (with the web-like structures), is shown in Fig. 18c. Our quantitative evaluation protocol described in Sect. 3.2 is used to compute a pointwise correspondence between the dynamic signature in Fig. 18b and the skeleton in Fig. 18c. The resulting skeleton lines that match the dynamic counterpart according to this protocol are shown in Fig. 18d. Note that some web-like structures are discarded compared to Fig. 18c as part of the unravelling process. 4 Conclusions The main purpose of our modifications to the skeletonization algorithm of Zou, Yan and Rocha [7,34], is to produce a skeletonization that is close, ideally identical, to the pen trajectory that produced the handwritten script. Three main contributions of these modifications are: 1. It is shown that smoothing of image boundaries prior to skeletonization reduces the number of artifacts and enhances local line directions, this simple operation can be applied to any skeletonization algorithm. We automatically identify complicated regions with a large number of intersections where heuristics that rely on local smoothness constraints can become unreliable. In such regions, artifact removal can be detrimental. For this reason, a conventional skeleton was developed that retains A pseudo-skeletonization algorithm for static handwritten scripts the topology of the original image, where the topology refers to the connectivity of the original image. This skeleton is computed from a smooth image boundary where artifacts are removed only where line directions are reliable (i.e., not in complicated parts of the image). This skeleton is useful for applications that can benefit from visually attractive skeletons (smooth skeletons with few artifacts), such as line drawings of static images, where it is also important to maintain the topology of the original image. 2. It is shown how one can modify the conventional skeletons to benefit techniques that recover dynamic information from static handwriting. Specifically, we introduce web-like structures in complicated regions that introduce additional local transition options, which would otherwise have been destroyed by conventional skeletonization algorithms. A global temporal recovery algorithm can then use the additional information and discard unused options. The resulting skeletons are referred to pseudo skeletons as they do not strictly preserve the topology of the original image. 3. An evaluation protocol is introduced that allows a detailed comparison of the skeleton with a dynamic ground truth sequence in the form of a parametric curve. 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