securities commission of the bahamas licensees under the

securities commission of the bahamas licensees under the

SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Accuvest Limited
362-6900
362-6901
[email protected];
[email protected]
Alliance Investment Management Ltd.
326-7333
326-7336
Andbanc (Bahamas) Limited
322-4081
322-4071
Address
P. O. Box
Registered Personnel
Offices at Old Fort Bay
Buidling #4
Western Road
SP-63771
Robert P. Jensen, D. Sean Nottage
[email protected];
[email protected]
Ground Floor,
British Colonial Hilton Centre of Commerce
1 Bay Street
SS-19051
Julian Brown; Avril Elcock-Major; Nolan
Asquith Johnson; Tashia Diantha Edwards;
Nolan Asquith Johnson; Tashia Edwards
[email protected]
Suite 304,
British Colonial Hilton Centre of Commerce
1 Bay Street
AP-59223
Manuel Martinez Campos; Claudine
Farquharson
Dealing in securities
Ansbacher (Bahamas) Limited
322-1161
326-5020
[email protected]
Arbitral Securities Ltd.
(305)
374-8111
(305)
372-9933
[email protected]
Arner Bank & Trust (Bahamas) Ltd.
327-6594
327-6584
[email protected]
Banca del Sempione (Overseas) Ltd.
322-8015
356-2030
[email protected]
Bank of the Bahamas Limited
326-2560
325-7162
[email protected]
Ansbacher House,
Bank Lane
Fort Nassau Centre
Marlborough Street
Nassau, Bahamas
Suite 2,
Building 2,
Caves Village
3rd Floor,
George House,
George Street
Claughton House,
Shirley & Charlotte Streets
Updated as at March 7, 2012
N-7768
Kendrick G. Albury, Sandra Brice,
Catherine L. Fadely, Lisa GibsonWoodside, Ricardo Rolle, Ansel A.
Watson, Mary Rodland, Carlton Newton
Mortier; Ginarenae Chuno, Lashelle White;
Katherine Rolle
N-4875
Andre Mendes Senra Souza; Fernando
Mauricio Da Rocha Pereira Leite
N-3917
David G. Thain; David Rounce
N-8159
Beat Viktor Meier; Neil DeCordova Baker
N-7118
Paul McWeeney,Renee Davis, Hubert
Edwards,Yvette Johnson,Laura Williams,
Dario Lundy- Mortimer; Michael Basden;
Philice Albury
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
SP-63948
Roberto Genovese, Christine Malard, Gian
Pinosch, Celina Thompson, Duhiza Smith;
Michelle Reckley; Brendan Davis; MarieClaude Tremblay
Dealing in securities
Banque Privee Edmond de Rothschild Ltd.
702-8000
702-8008
[email protected]
Berkeley (Bahamas) Limited
393-8395
394-6841
[email protected]
Binnacle Advisors Limited
502-8822
502-8840
[email protected]
Lyford Financial Centre
Lyford Cay #2
West Bay Street
2nd Floor,
One Montague Place
Bayside House,
Bayside Executive Park,
West Bay Street & Blake Road
N-3927
AP-59213
BSI Overseas (Bahamas) Ltd.
502-2200
502-2300
[email protected]
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
N-7130
BSI Trust Corporation (Bahamas) Limited
702-1201
702-1250
[email protected]
3rd Floor
Goodman’s Bay Corporate Center
Nassau, Bahamas
N- 10976
CBH (Bahamas) Ltd.
394-6161
394-6262
[email protected]
Alliance House,
East Bay Street
Updated as at March 7, 2012
N-1724
Warren T. Roberts, Christopher I.
Thompson
Monique L. Major; Matthew Gibbons;
Shanika Rochelle Pearson
Jennifer Wells; Alain Torchon-Newry;
Giordano Giuxe; Matteo Raimondo;
Fabrizio Alberta Tuletta; Vasilia Victoria
Mavros; Domenico Tomaselli; Gino
Ragazzini; Saverio Balice; Alec Rolle;
Brenda Ferguson- Jones; Denise Campbell;
Tonya Sweeting; Julian Adderley; Eliano
Tamburini; Andrea Fronzoni; Pierluigi
Pecorini; Joseph Lella
Gilbert Schur
Herman-Josef Hermanns, Pauline
Lightbourne, Steven I. Miller, Ursula Rolle,
Frank Negri
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Dealing in securities
CFAL Securities Ltd.
502-7010
356-3677
[email protected]
CIBC Trust Company (Bahamas) Limited
356-1800
322-3692
[email protected]
Citco Bank & Trust Company (Bahamas) Ltd.
502-5300
394-0701
[email protected]
Clariden Leu Limited (formerly Bank Leu
Limited-Nassau Branch)
326-5054
328-8388
[email protected]
Colonial Pension Services (Bahamas) Limited
502-7526
502-7501
[email protected]
Credit Agricole Suisse (Bahamas) Ltd.
502-8100
502-8166
[email protected]
4th Floor,
308 East Bay Street Bldg.,
Bay Street
CB-12407
Anthony Ferguson; Shafegah Duncanson,
Kerah Farquharson, Pamela Quise
Musgrove, Sophia Patrice Thurston,
Tiffany Angelique Smith; Dwayne Swann;
Jamaal Stubbs; Jeanelle Christal Francis;
Anna Zervos
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
N-3933
Sean R. Harrington; Kim L. Storr; Carlis
Chisolm; Norma Major
One Montaque Place,
East Bay Street
N-4906
Natasha M. Dean; Tamar M. ArmbristerDelancey; Lyla A. Hepburn
The Bahamas Financial Centre
Shirley & Charlotte Streets
N-3926
Terri Bellot, Andrew S. Strachan, Peter
Wirth, Davide Sergio Bonetti; Peter
Langmeier; Marc Rutishauser;Rina Paz
Moger
2nd Floor,
Atlantic House,
Collins Avenue
SS-6246
Larry Gibson; Desiree L. Parker
N-3015
Victoria Babin; Anjamarie Charles; Daniel
Nicolier; Ivanhoe Sands; Jacques
Latendresse, Paul-Martin Seguin, Claude
Lussier, Fontella Chipman, Jennifer RolleCox, Felicia Mott; Antoine Candiotti
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
N-4928
Locksley Virgil Knowles II; Mark Barratt;
Arthur Strommer; Muriel Mackey; Melissa
Munnings; Andre Comery; Delric Beneby;
Gustavo Adrunhosa, Michael Ranson,
Eduardo Manchon, Shardon Hanna,
Bernadette Heastie, Aisha Johnson, Sandra
Heastie-Wells; Sheena Deveaux; Alexandre
Sampedro, Marco Fuoco Junior, Tonice
Hamilton, Doreen Pratt, Guilnerme Netto,
Joao Gabriel de Oliveira Neto, Renato de
Matos, David Pryor-Bennett, Gavin Lewis,
Brennette Ferguson, Valentino Brown,
Latoya Gibson, Ian Michael Black, Marcelo
Gut, Marcio Claudino Macedo; Glauco
Gagliardi; Sergios dos Santos, Philippe
Szymanowski; Leonardo Brayner; Carlo
Azzi; Daniel Marc Brunner; Jeunesse
Osadebay Bullard
N-3241
Doreen A. Pratt; Tonice Hamilton; Marco
Fuocco; Eduardo Manchon, Guilnerme
Netto, Renato de Matos, Joao Gabriel de
Oliveira Neto; Marcio Claudino Macedo;
Glauco Gagliardi
N-3229
Terrance Girling; David McNaughtan;
James Moss; Sherene Saunders; Timothy
Frazier-Smith; Philipa Skandaliaris; Lianne
Johnson; Damian Eustan Forbes; Gia
Aniskah Singh
SS-6289
Karen Pinder,Edward Cooper,Rosalyn
D'Aleyn,Robert Morrison,Christopher
Southgate,Miles Evans,Jaspreet Dhaliwal,
James Francisco Stewart; Brent Patrick
Haines; Vivienne Watts; Theresa HavenAdderley; Luciana Silvera Perdoma, Jorge
Zeballos, Andrew Raenden; Ludovic Jaques
Chechin-Laurens
Dealing in securities
Credit Suisse AG ( Nassau Branch) Ltd.
Credit Suisse Brazil (Bahamas) Ltd.
Deltec Bank & Trust Ltd.
EFG Bank & Trust (Bahamas) Ltd.
356-8100
302-4000
302-4100
502-5400
326-6589
302-4049
362-4623
502-5428
[email protected]
4th Floor,
The Bahamas Financial Centre,
Shirley & Charlotte Streets
[email protected]
The Bahamas Financial Centre,
Shirley & Charlotte Streets
[email protected]
[email protected]
Deltec House,
Lyford Cay
2nd Floor,
Centre of Commerce,
1 Bay Street
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Address
P. O. Box
Registered Personnel
Elco Securities Limited
367-2558
367-2568
[email protected]
Loyalist Plaza,
Don Mackey Boulevard,
Marsh Harbour, Abaco
AB-20377
John D. Benjamin; Ellison Collie; Lawrence
Collie
Euro-Dutch Trust Company (Bahamas)
Limited
325-1033
323-7918
[email protected]
Templeton Building,
Lyford Cay
N-9204
Dawn E. Goodwin-Davies; Antonius L.
Inder-Rienden
Eurobanco Bank Limited
327-4157
327-4159
[email protected]
Suite 12,
Caves Professional Center,
West Bay Street & Blake Road
N-1114
Natividad Esther Benitez
FG Capital Markets Limited
396-4000
393-1100
[email protected]
Family Guardian Corporate Centre,
East Bay & Shirley Streets
SS-6232
Patricia Hermanns; Lyrone Burrows; John
Percentie Jr.; Cardinal McCardy; Stuart
Ambrose Kelly
N-3937
Beverley Ann Rahming; Neketa Smith;
Jorge Perez Moreno; Roger Hans Duerig;
N'Keba Williams; Luca Carlo Pasquale
Lanciano; Aruna Persad-Rodgers
Dealing in securities
Finter Bank & Trust (Bahamas) Limited
First Overseas Bank Limited
356-6451
328-4775
356-5818
328-4776
[email protected]
[email protected]
FirstCarribbean International Bank (Bahamas)
LImited
325-7384
323-1087
[email protected]
Gibraltar Global Securities Inc.
327-4474
327-8775
[email protected]
2nd Floor,
Norfolk House,
Frederick Street
E&F
SG Hambros Building
West Bay Street
Nassau, Bahamas
Charlotte House,
Shirley & Charlotte Streets
214 Lagoon Court,
Olde Town Mall,
Sandyport
Updated as at March 7, 2012
CB-11903
N-3221
SP-63886
Jorge Horacio Shedden; Carlos Patricio
Walton
Sean Blyden, Ianthe Moxey, Paul Major,
Sharon Deveaux, Bernadette Cartwright,
Ingrid Carey, Teresa Williams, Randy
Taylor, Marie Rodland-Allen, Richard
Phillips, Catherine Gibson, Gina
MacKenzie
Warren A. Davis; Christopher E. Lunn;
Jason Alexander Smith; Shavonne
Mounts; Von Andre Wilson; Deeiann Pratt;
Jacqueline Gibson; Janis Henfield
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
362-5406
362-5405
[email protected]
Address
P. O. Box
Registered Personnel
Dealing in securities
Gonet Bank & Trust Limited
Heath Bank & Trust Limited
Hottinger Bank & Trust Limited
322-3533
362-7000
322-3537
362-7007
[email protected]
[email protected]
Itau Bank & Trust Bahamas Ltd.
502-3100
328-2750
[email protected]
Julius Baer Bank & Trust (Bahamas) Limited
394-9100
394-9140
[email protected]
LOM Securities (Bahamas) Limited
323-0032
323-0084
[email protected]
Lombard Odier Darier Hentsch Private Bank
& Trust Ltd.
302-2100
302-2101
[email protected]
Macro Bank Limited
323-6418/9 323-6427
Magellan Securities Limited
326-2700
Maritime Securities Limited
327-4463
326-2710
328-0892
[email protected]
[email protected]
[email protected]
Offices at Old Fort Bay
West Bay St.
Nassau, Bahamas
SP-61302
2nd Floor
Cumberland House
27 Cumberland Street
SP-63137
Pascal Hammerer ; Penelope Angela
Thompson; Reniskha Missick; Raquel
Jacqueline Duncombe
Michael Morris; Bonnielyn Adderley;
CB-13012
Francis Thompson; Portia Yvette Smith;
Ingrid Indeira Taylor; Sharene Anita Gaitor;
Bernard Young, Alfred Schaller; Devaughn
Edgecombe
Charlotte House,
Charlotte & Shirley Streets
N-3930
Marsha G. Ferguson, Shereece L. Saunders
Ocean Centre,
Montague Foreshore
N-4890
Maria Tsavousis-Darville;Rochelle Rolle;
Jean-Marc Alphonse Fellay; Nicolaus
Martin Good; Remo Caderas; Patrick Feuz
CB-12762
Craig Lines; Jeremy James Dyck; Elizabeth
Denise Garcia; Semoy Scully; Anita Datt;
Nigel Bell
N-4938
Niekia Horton; Christian Coquoz ; William
Jardim
N-4444
Carlos Calvo Lopez; Alejandro Maciel;
CB-12762
Robert Davidowski; Endric Deleveaux
CB-10969
Herman R.T. Moss
Lyford Manor,
West Bay Street
Suite 309,
British Colonial Hilton Centre of Commerce
1 Bay Street
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
Suite C,
SG Hambros Building,
West Bay Street
Goodman's Bay Corporate Centre,
2nd Floor
Nassau, Bahamas
Suite 200
Priderock Corporate Centre
Bay & East Streets
Nassau, Bahamas
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
CR-56766
Jacqueline Bain; Brenda McAlpine;
Indrawati Gibson; John Lawrence
N-4889
Ernestine D. Moss; Heather Bellot
AP-59241
Noelle Scott; Gilles Arnold Schanen
Dealing in securities
Metropolitan Bank (Bahamas) Limited
677-1925
394-2142
[email protected]
MMG Bank & Trust Ltd.
326-2400
322-5567
[email protected]
Pasche Bank & Trust Limited
327-1512
327-1514
[email protected]
Pictet Bank & Trust Limited
302-2222
327-6610
[email protected]
Private Investment Bank Limited
302-5950
302-5970
[email protected]
Suite 700
2nd Floor
New Providence Financial Centre
East Bay St.
Nassau, Bahamas
Suite 102,
Saffrey Square,
Bay Street & Bank Lane
Unit 1
Western Commercial Centre
Mt. Pleasant Village
Western Road
Nassau, Bahamas
Bayside Executive Park,
West Bay Street & Blake Road
Devonshire House,
Queen Street
3rd Floor,
Goodman's Bay Corporate Centre
N-4837
N-3918
Yves V. Lourdin; Erich W. Messmer; Jan FC. Mezulanik
Carla Roach; Torres Loren Storr; Jacqueline
Bain; Vanessa Coleby; Torres Storr; Glenice
Thompson; Jaqueline Bain; Carla Roach;
Valerio Zanchi
Carrol E. Burrows; Monique N. Cooper;
Bradley S. Cunningham; Olive C. Gaitor;
AP-59223-409 Kenwood N. Kerr; Agatha G. Moncur;
Florabelle Rodgers; Claudette Loretta
Estwick; Darcell Christa Bain
Providence Advisors Limited
328-7115
328-7129
[email protected]
RBC Dominion Securities (Global) Limited
362-6740
362-6744
[email protected]
Lyford Manor,
Lyford Cay
N-3234
John R. Bond; Andrew R. McCartney;
Sophia E. McKenzie; Carol D. Newbold
RIG Investment Advisors Limited
362-7200
362-7210
[email protected]
Winterbotham Place,
Marlborough & Queen Sts.
N-3026
Michael A. Ingrey; Roberto A. Roberts;
Robert Ingrey
Royal Fidelity Capital Markets Limited
356-7764
326-3000
[email protected]
CB-12337
Michael A. Anderson; Phillipa FergusonWilson; Sherell Woodside; Paulette
Lozaique; Belinda Payne
Fidelity Financial Centre,
51 Frederick Street
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Santander Bank & Trust Ltd.
502-7900
326-8287
[email protected]
Scotiabank (Bahamas) Ltd.
356-1433
356-1618
[email protected]
Address
P. O. Box
Registered Personnel
3rd Floor,
Goodman's Bay Corporate Centre
N-1682
Jose M. Gonzalez de Castejon Aritio; Pablo
Muller; Maria de las Nieves Taylor
Rawson Square,
Bay Street
N-7518
Deno Moss; Marcia Laramore; Barry
Jospeh Malcom; Robin Scavella; Kevin
Teslyk
N-7785
Darren Bailey; Dimitrios Chouzouris;
William Bostwick Godet; John H. Jephson;
Janice Anita Johnson; Gilles J. G. Laterrade;
Dominique J. Lefevre; Christina Rose Rolle;
Frank Leon Saunders; Renaud Oliver
Christophe Vielfaure; Sonia Bastian; Linda
Mackey; Theresse Hudson; Katra
Armstrong
Dealing in securities
SG Private Banking (Bahamas) Ltd.
302-5000
302-6709
[email protected]
SG Hambros Building,
West Bay Street
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Dealing in securities
Swiss America Securities, Ltd.
468-6173
324-6963
[email protected]
327-6633
327-6629
[email protected]
The Bank of Nova Scotia Trust Company (Bah)
502-5700
Ltd.
326-0991
[email protected]
The Private Trust Corporation Limited
326-8388
[email protected]
Syz & Co. Bank & Trust Limited
323-8574
2nd Floor
202A BAF House
Marlborough Street & Navy Lion Road
EE-17971
Phillip Dorsett, Guy Gentile
Bayside Executive Park,
West Bay Street & Blake Road
N-1089
Miguel Gonzalez; Alfred Schaller; Venetia
Ruth Dekle-Maura; Jacqueline Townend;
Zakiya Dominique Butler; Bruno Duenki
Scotiabank House,
404 East Bay Street
N-3016
Sonia Beneby; Robert James Stooke; Yves
Martel; John Ravindra Jesubatham;
Gerrine McDonald; Lisa Wilcox
Charlotte House,
Shirley & Charlotte Streets
Updated as at March 7, 2012
N-65
Adrian Crosbie-Jones; Bruno Roberts;
Charlene Y. Storr; Lana Taylor; Jennifer
Lydia Rahming
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
The Winterbotham Trust Company Ltd.
356-5454
356-9432
[email protected]
Tillerman Securities Ltd.
356-3244
356-3245
[email protected]
Address
P. O. Box
Registered Personnel
Dealing in securities
UBS (Bahamas) Ltd.
394-9300
396-3312
[email protected]
Winterbotham Place,
Marlborough & Queen Streets
1 George Street
UBS House
East Bay Street
Updated as at March 7, 2012
N-3026
SS-19820
N-7757
Alan Davidson; Ivan G. Hooper; David
Rounce; Chrisopher Hooper; Jessica
Thornley; Junior Dios
Hans C. Saunders; Cherisse Forbes;
Morelisa Nesbitt; Vichell Roberts
Marcia V. Adderley; Jose A.M. Aguilar
Millan; Cherise Nottage; Kevin Price;
Lucethy Smith; Karen A. Turnquest; Gayle
M. Whyms; Ian Atkin; Goselle Thomas;
George Mallis; Andres Escheverry Gomez;
Peter Ceuleers; Andrea Singleton; Marcel
Ott; Jamaal Wright; Ghianetta Patrice
Stewart; Erick Bruno; Alexandre Berger;
Beat Roman Paoletto; Felicia Candacy
Boyle- Bazard; Juliana De Campos Oliveira
Passos ; Thibaud Raymond Francois Raoul
Rene Marie Joseph Halewyck; Fabian Felix
Jenny; Ramzi Zuraikat; Aldo Mazzella,
Carlos D'Alessandro; Marc Mueller; Rene'
Baumgartner; Brian Jones, Emmanuel
Fiaux, Andreas Ito, Joel Oreiller, Ivan
Narandja, Gustavo Baeni
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
N-7529
Eric M. Dyer; Vandyke Saunders; Alicia
Weatherford; Peter Butler; Brenda Powell;
Davawn Turner; Paul Russell; Jennifer
McPhee; Coffi McPhee; Peter Butler
Dealing in securities
Union Bancaire Privee (Bahamas) Limited
325-6755
325-6765
[email protected]
5th Floor
Lyford Cay House
West Bay Street
Union Bancaire Privee, UBP SA
325-6755
325-6765
[email protected]
5th Floor
Lyford Cay House
West Bay Street
N-7529
Eric M. Dyer; Brenda Powell; Davawn
Turner; Alicia Weatherford; Van-dyke
Saunders; Paul Russell; Jennifer McPhee;
Coffi McPhee, Peter Butler
Votorantim Bank Limited
328-0981
328-0983
[email protected]
Suite 204,
Saffrey Square Building,
Bay Street & Bank Lane
N-951
Mario R.K. Pavan; Samuel J.H. Wilkinson
Weiser Asset Management Ltd.
325-0922
325-0911
de la Plaine
Nassau, Bahamas
Updated as at March 7, 2012
N-10697
Dillon Dean; Ivylyn Cassar
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Accuvest Limited
362-6900
362-6901
[email protected];
[email protected]
Alliance Investment Management Ltd.
326-7333
326-7336
Andbanc (Bahamas) Limited
322-4081
322-4071
Address
P. O. Box
Registered Personnel
Offices at Old Fort Bay
Buidling #4
Western Road
SP-63771
Robert P. Jensen, D. Sean Nottage
[email protected];
[email protected]
Ground Floor,
British Colonial Hilton Centre of Commerce
1 Bay Street
SS-19051
Julian Brown; Avril Elcock-Major; Nolan
Asquith Johnson; Tashia Diantha Edwards;
Nolan Asquith Johnson; Tashia Edwards
[email protected]
Suite 304,
British Colonial Hilton Centre of Commerce
1 Bay Street
AP-59223
Manuel Martinez Campos; Claudine
Farquharson
Arranging deals in securities
Ansbacher (Bahamas) Limited
322-1161
326-5020
[email protected]
Arbitral Securities Ltd.
(305)
374-8111
(305)
372-9933
[email protected]
Arner Bank & Trust (Bahamas) Ltd.
327-6594
327-6584
[email protected]
Banca del Sempione (Overseas) Ltd.
322-8015
356-2030
[email protected]
Bank of the Bahamas Limited
326-2560
325-7162
[email protected]
Ansbacher House,
Bank Lane
N-7768
Kendrick G. Albury, Sandra Brice,
Catherine L. Fadely, Lisa Gibson-Woodside,
Ricardo Rolle, Ansel A. Watson, Mary
Rodland, Carlton Newton Mortier;
Ginarenae Chuno, Lashelle White;
Katherine Rolle
Fort Nassau Centre
Marlborough Street
Nassau, Bahamas
Suite 2,
Building 2,
Caves Village
3rd Floor,
George House,
George Street
N-4875
Andre Mendes Senra Souza; Fernando
Mauricio Da Rocha Pereira Leite
N-3917
David G. Thain; David Rounce
N-8159
Beat Viktor Meier; Neil DeCordova Baker
Claughton House,
Shirley & Charlotte Streets
N-7118
Paul McWeeney,Renee Davis, Hubert
Edwards,Yvette Johnson,Laura Williams,
Dario Lundy- Mortimer; Michael Basden;
Philice Albury
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
SP-63948
Roberto Genovese, Christine Malard, Gian
Pinosch, Celina Thompson, Duhiza Smith;
Michelle Reckley; Brendan Davis; MarieClaude Tremblay
Arranging deals in securities
Banque Privee Edmond de Rothschild Ltd.
702-8000
702-8008
[email protected]
Berkeley (Bahamas) Limited
393-8395
394-6841
[email protected]
Itau Bank & Trust Bahamas Ltd.
502-3100
328-2750
[email protected]
Binnacle Advisors Limited
502-8822
502-8840
[email protected]
Lyford Financial Centre
Lyford Cay #2
West Bay Street
2nd Floor,
One Montague Place
N-3927
Warren T. Roberts, Christopher I.
Thompson
Charlotte House,
Charlotte & Shirley Streets
N-3930
Marsha G. Ferguson, Shereece L. Saunders
Bayside House,
Bayside Executive Park,
West Bay Street & Blake Road
AP-59213
BSI Overseas (Bahamas) Ltd.
502-2200
502-2300
[email protected]
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
N-7130
BSI Trust Corporation (Bahamas) Limited
702-1201
702-1250
[email protected]
3rd Floor
Goodman’s Bay Corporate Center
Nassau, Bahamas
N- 10976
CBH (Bahamas) Ltd.
394-6161
394-6262
[email protected]
Alliance House,
East Bay Street
Updated as at March 7, 2012
N-1724
Monique L. Major; Matthew Gibbons;
Shanika Rochelle Pearson
Jennifer Wells; Alain Torchon-Newry;
Giordano Giuxe; Matteo Raimondo;
Fabrizio Alberta Tuletta; Vasilia Victoria
Mavros; Domenico Tomaselli; Gino
Ragazzini; Saverio Balice; Alec Rolle;
Brenda Ferguson- Jones; Denise Campbell;
Tonya Sweeting; Julian Adderley; Eliano
Tamburini; Andrea Fronzoni; Pierluigi
Pecorini; Joseph Lella
Gilbert Schur
Herman-Josef Hermanns, Pauline
Lightbourne, Steven I. Miller, Ursula Rolle,
Frank Negri
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
CIBC Trust Company (Bahamas) Limited
356-1800
322-3692
[email protected]
Citco Bank & Trust Company (Bahamas) Ltd.
502-5300
394-0701
[email protected]
Address
P. O. Box
Registered Personnel
Arranging deals in securities
CFAL Securities Ltd.
502-7010
356-3677
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
N-3933
Sean R. Harrington; Kim L. Storr; Carlis
Chisolm; Norma Major
One Montaque Place,
East Bay Street
N-4906
Natasha M. Dean; Tamar M. ArmbristerDelancey; Lyla A. Hepburn
CB-12407
Anthony Ferguson; Shafegah Duncanson,
Kerah Farquharson, Pamela Quise
Musgrove, Sophia Patrice Thurston,
Tiffany Angelique Smith; Dwayne Swann;
Jamaal Stubbs; Jeanelle Christal Francis;
Anna Zervos
[email protected]
4th Floor,
308 East Bay Street Bldg.,
Bay Street
The Bahamas Financial Centre
Shirley & Charlotte Streets
N-3926
Terri Bellot, Andrew S. Strachan, Peter
Wirth, Davide Sergio Bonetti; Peter
Langmeier; Marc Rutishauser;Rina Paz
Moger
2nd Floor,
Atlantic House,
Collins Avenue
SS-6246
Larry Gibson; Desiree L. Parker
Clariden Leu Limited (formerly Bank Leu
Limited-Nassau Branch)
326-5054
328-8388
[email protected]
Colonial Pension Services (Bahamas) Limited
502-7526
502-7501
[email protected]
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Arranging deals in securities
Credit Agricole Suisse (Bahamas) Ltd.
Credit Suisse AG ( Nassau Branch) Ltd.
Credit Suisse Brazil (Bahamas) Ltd.
502-8100
356-8100
302-4000
502-8166
326-6589
302-4049
[email protected]
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
[email protected]
4th Floor,
The Bahamas Financial Centre,
Shirley & Charlotte Streets
[email protected]
The Bahamas Financial Centre,
Shirley & Charlotte Streets
Updated as at March 7, 2012
N-3015
Victoria Babin; Anjamarie Charles; Daniel
Nicolier; Ivanhoe Sands; Jacques
Latendresse, Paul-Martin Seguin, Claude
Lussier, Fontella Chipman, Jennifer RolleCox, Felicia Mott; Antoine Candiotti
N-4928
Locksley Virgil Knowles II; Mark Barratt;
Arthur Strommer; Muriel Mackey; Melissa
Munnings; Andre Comery; Delric Beneby;
Gustavo Adrunhosa, Michael Ranson,
Eduardo Manchon, Shardon Hanna,
Bernadette Heastie, Aisha Johnson, Sandra
Heastie-Wells; Sheena Deveaux; Alexandre
Sampedro, Marco Fuoco Junior, Tonice
Hamilton, Doreen Pratt, Guilnerme Netto,
Joao Gabriel de Oliveira Neto, Renato de
Matos, David Pryor-Bennett, Gavin Lewis,
Brennette Ferguson, Valentino Brown,
Latoya Gibson, Ian Michael Black, Marcelo
Gut, Marcio Claudino Macedo; Glauco
Gagliardi; Sergios dos Santos, Philippe
Szymanowski; Leonardo Brayner; Carlo
Azzi; Daniel Marc Brunner; Jeunesse
Osadebay Bullard
N-3241
Doreen A. Pratt; Tonice Hamilton; Marco
Fuocco; Eduardo Manchon, Guilnerme
Netto, Renato de Matos, Joao Gabriel de
Oliveira Neto; Marcio Claudino Macedo;
Glauco Gagliardi
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Arranging deals in securities
Deltec Bank & Trust Ltd.
302-4100
362-4623
[email protected]
EFG Bank & Trust (Bahamas) Ltd.
502-5400
502-5428
[email protected]
Elco Securities Limited
367-2558
367-2568
[email protected]
Eurobanco Bank Limited
327-4157
327-4159
[email protected]
Euro-Dutch Trust Company (Bahamas)
Limited
325-1033
323-7918
[email protected]
FG Capital Markets Limited
396-4000
393-1100
[email protected]
Deltec House,
Lyford Cay
2nd Floor,
Centre of Commerce,
1 Bay Street
Loyalist Plaza,
Don Mackey Boulevard,
Marsh Harbour, Abaco
N-3229
Terrance Girling; David McNaughtan;
James Moss; Sherene Saunders; Timothy
Frazier-Smith; Philipa Skandaliaris; Lianne
Johnson; Damian Eustan Forbes; Gia
Aniskah Singh
SS-6289
Karen Pinder,Edward Cooper,Rosalyn
D'Aleyn,Robert Morrison,Christopher
Southgate,Miles Evans,Jaspreet Dhaliwal,
James Francisco Stewart; Brent Patrick
Haines; Vivienne Watts; Theresa HavenAdderley; Luciana Silvera Perdoma, Jorge
Zeballos, Andrew Raenden; Ludovic Jaques
Chechin-Laurens
AB-20377
John D. Benjamin; Ellison Collie; Lawrence
Collie
Suite 12,
Caves Professional Center,
West Bay Street & Blake Road
N-1114
Natividad Esther Benitez
Templeton Building,
Lyford Cay
N-9204
Dawn E. Goodwin-Davies; Antonius L.
Inder-Rienden
Family Guardian Corporate Centre,
East Bay & Shirley Streets
SS-6232
Patricia Hermanns; Lyrone Burrows; John
Percentie Jr.; Cardinal McCardy; Stuart
Ambrose Kelly
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
356-6451
356-5818
[email protected]
Address
P. O. Box
Registered Personnel
Arranging deals in securities
Finter Bank & Trust (Bahamas) Limited
FirstCarribbean International Bank (Bahamas)
LImited
First Overseas Bank Limited
325-7384
328-4775
323-1087
328-4776
[email protected]
2nd Floor,
Norfolk House,
Frederick Street
Charlotte House,
Shirley & Charlotte Streets
[email protected]
E&F
SG Hambros Building
West Bay Street
Nassau, Bahamas
Gibraltar Global Securities Inc.
327-4474
327-8775
[email protected]
Gonet Bank & Trust Limited
362-5406
362-5405
[email protected]
N-3937
Beverley Ann Rahming; Neketa Smith;
Jorge Perez Moreno; Roger Hans Duerig;
N'Keba Williams; Luca Carlo Pasquale
Lanciano; Aruna Persad-Rodgers
N-3221
Sean Blyden, Ianthe Moxey, Paul Major,
Sharon Deveaux, Bernadette Cartwright,
Ingrid Carey, Teresa Williams, Randy
Taylor, Marie Rodland-Allen, Richard
Phillips, Catherine Gibson, Gina
MacKenzie
CB-11903
Jorge Horacio Shedden; Carlos Patricio
Walton
214 Lagoon Court,
Olde Town Mall,
Sandyport
SP-63886
Warren A. Davis; Christopher E. Lunn;
Jason Alexander Smith; Shavonne
Mounts; Von Andre Wilson; Deeiann Pratt;
Jacqueline Gibson; Janis Henfield
Offices at Old Fort Bay
West Bay St.
Nassau, Bahamas
SP-61302
Pascal Hammerer ; Penelope Angela
Thompson; Reniskha Missick; Raquel
Jacqueline Duncombe
2nd Floor
Cumberland House
27 Cumberland Street
SP-63137
CB-13012
Francis Thompson; Portia Yvette Smith;
Ingrid Indeira Taylor; Sharene Anita Gaitor;
Bernard Young, Alfred Schaller; Devaughn
Edgecombe
Heath Bank & Trust Limited
322-3533
322-3537
[email protected]
Hottinger Bank & Trust Limited
362-7000
362-7007
[email protected]
Lyford Manor,
West Bay Street
Ocean Centre,
Montague Foreshore
N-4890
Maria Tsavousis-Darville;Rochelle Rolle;
Jean-Marc Alphonse Fellay; Nicolaus
Martin Good; Remo Caderas; Patrick Feuz
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
N-4938
Niekia Horton; Christian Coquoz ; William
Jardim
Julius Baer Bank & Trust (Bahamas) Limited
394-9100
394-9140
[email protected]
Lombard Odier Darier Hentsch Private Bank
& Trust Ltd.
302-2100
302-2101
[email protected]
Updated as at March 7, 2012
Michael Morris; Bonnielyn Adderley;
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
323-0032
323-0084
[email protected]
Address
P. O. Box
Registered Personnel
Arranging deals in securities
LOM Securities (Bahamas) Limited
Macro Bank Limited
323-6418/9 323-6427
Magellan Securities Limited
326-2700
Maritime Securities Limited
327-4463
326-2710
328-0892
[email protected]
[email protected]
[email protected]
Metropolitan Bank (Bahamas) Limited
677-1925
394-2142
[email protected]
MMG Bank & Trust Ltd.
326-2400
322-5567
[email protected]
Pasche Bank & Trust Limited
327-1512
327-1514
[email protected]
Pictet Bank & Trust Limited
302-2222
327-6610
[email protected]
Suite 309,
British Colonial Hilton Centre of Commerce
1 Bay Street
Suite C,
SG Hambros Building,
West Bay Street
Goodman's Bay Corporate Centre,
2nd Floor
Nassau, Bahamas
Suite 200
Priderock Corporate Centre
Bay & East Streets
Nassau, Bahamas
Suite 700
2nd Floor
New Providence Financial Centre
East Bay St.
Nassau, Bahamas
Suite 102,
Saffrey Square,
Bay Street & Bank Lane
Unit 1
Western Commercial Centre
Mt. Pleasant Village
Western Road
Nassau, Bahamas
Bayside Executive Park,
West Bay Street & Blake Road
Updated as at March 7, 2012
CB-12762
Craig Lines; Jeremy James Dyck; Elizabeth
Denise Garcia; Semoy Scully; Anita Datt;
Nigel Bell
N-4444
Carlos Calvo Lopez; Alejandro Maciel;
CB-12762
Robert Davidowski; Endric Deleveaux
CB-10969
Herman R.T. Moss
CR-56766
Jacqueline Bain; Brenda McAlpine;
Indrawati Gibson; John Lawrence
N-4889
Ernestine D. Moss; Heather Bellot
AP-59241
Noelle Scott; Gilles Arnold Schanen
N-4837
Yves V. Lourdin; Erich W. Messmer; Jan FC. Mezulanik
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Arranging deals in securities
Private Investment Bank Limited
302-5950
302-5970
[email protected]
Devonshire House,
Queen Street
3rd Floor,
Goodman's Bay Corporate Centre
N-3918
Carla Roach; Torres Loren Storr; Jacqueline
Bain; Vanessa Coleby; Torres Storr; Glenice
Thompson; Jaqueline Bain; Carla Roach;
Valerio Zanchi
Carrol E. Burrows; Monique N. Cooper;
Bradley S. Cunningham; Olive C. Gaitor;
AP-59223-409 Kenwood N. Kerr; Agatha G. Moncur;
Florabelle Rodgers; Claudette Loretta
Estwick; Darcell Christa Bain
Providence Advisors Limited
328-7115
328-7129
[email protected]
RBC Dominion Securities (Global) Limited
362-6740
362-6744
[email protected]
Lyford Manor,
Lyford Cay
N-3234
John R. Bond; Andrew R. McCartney;
Sophia E. McKenzie; Carol D. Newbold
RIG Investment Advisors Limited
362-7200
362-7210
[email protected]
Winterbotham Place,
Marlborough & Queen Sts.
N-3026
Michael A. Ingrey; Roberto A. Roberts;
Robert Ingrey
Royal Fidelity Capital Markets Limited
356-7764
326-3000
[email protected]
CB-12337
Michael A. Anderson; Phillipa FergusonWilson; Sherell Woodside; Paulette
Lozaique; Belinda Payne
Fidelity Financial Centre,
51 Frederick Street
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Santander Bank & Trust Ltd.
502-7900
326-8287
[email protected]
Scotiabank (Bahamas) Ltd.
356-1433
356-1618
[email protected]
Address
P. O. Box
Registered Personnel
3rd Floor,
Goodman's Bay Corporate Centre
N-1682
Jose M. Gonzalez de Castejon Aritio; Pablo
Muller; Maria de las Nieves Taylor
Rawson Square,
Bay Street
N-7518
Deno Moss; Marcia Laramore; Barry
Jospeh Malcom; Robin Scavella; Kevin
Teslyk
N-7785
Darren Bailey; Dimitrios Chouzouris;
William Bostwick Godet; John H. Jephson;
Janice Anita Johnson; Gilles J. G. Laterrade;
Dominique J. Lefevre; Christina Rose Rolle;
Frank Leon Saunders; Renaud Oliver
Christophe Vielfaure; Sonia Bastian; Linda
Mackey; Theresse Hudson; Katra
Armstrong
Arranging deals in securities
SG Private Banking (Bahamas) Ltd.
302-5000
302-6709
[email protected]
SG Hambros Building,
West Bay Street
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Arranging deals in securities
Swiss America Securities, Ltd.
468-6173
324-6963
[email protected]
327-6633
327-6629
[email protected]
The Bank of Nova Scotia Trust Company (Bah)
502-5700
Ltd.
326-0991
[email protected]
Syz & Co. Bank & Trust Limited
2nd Floor
202A BAF House
Marlborough Street & Navy Lion Road
EE-17971
Phillip Dorsett, Guy Gentile
Bayside Executive Park,
West Bay Street & Blake Road
N-1089
Miguel Gonzalez; Alfred Schaller; Venetia
Ruth Dekle-Maura; Jacqueline Townend;
Zakiya Dominique Butler; Bruno Duenki
Scotiabank House,
404 East Bay Street
N-3016
Sonia Beneby; Robert James Stooke; Yves
Martel; John Ravindra Jesubatham;
Gerrine McDonald; Lisa Wilcox
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
The Private Trust Corporation Limited
323-8574
326-8388
[email protected]
The Winterbotham Trust Company Ltd.
356-5454
356-9432
[email protected]
Address
P. O. Box
Registered Personnel
Arranging deals in securities
UBS (Bahamas) Ltd.
394-9300
396-3312
[email protected]
Charlotte House,
Shirley & Charlotte Streets
Winterbotham Place,
Marlborough & Queen Streets
UBS House
East Bay Street
Updated as at March 7, 2012
N-65
Adrian Crosbie-Jones; Bruno Roberts;
Charlene Y. Storr; Lana Taylor; Jennifer
Lydia Rahming
N-3026
Alan Davidson; Ivan G. Hooper; David
Rounce; Chrisopher Hooper; Jessica
Thornley; Junior Dios
N-7757
Marcia V. Adderley; Jose A.M. Aguilar
Millan; Cherise Nottage; Kevin Price;
Lucethy Smith; Karen A. Turnquest; Gayle
M. Whyms; Ian Atkin; Goselle Thomas;
George Mallis; Andres Escheverry Gomez;
Peter Ceuleers; Andrea Singleton; Marcel
Ott; Jamaal Wright; Ghianetta Patrice
Stewart; Erick Bruno; Alexandre Berger;
Beat Roman Paoletto; Felicia Candacy
Boyle- Bazard; Juliana De Campos Oliveira
Passos ; Thibaud Raymond Francois Raoul
Rene Marie Joseph Halewyck; Fabian Felix
Jenny; Ramzi Zuraikat; Aldo Mazzella,
Carlos D'Alessandro; Marc Mueller; Rene'
Baumgartner; Brian Jones, Emmanuel
Fiaux, Andreas Ito, Joel Oreiller, Ivan
Narandja, Gustavo Baeni
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Union Bancaire Privee (Bahamas) Limited
325-6755
325-6765
[email protected]
Union Bancaire Privee, UBP SA
325-6755
325-6765
[email protected]
Votorantim Bank Limited
328-0981
328-0983
[email protected]
Weiser Asset Management Ltd.
325-0922
325-0911
Address
P. O. Box
Registered Personnel
5th Floor
Lyford Cay House
West Bay Street
N-7529
Eric M. Dyer; Vandyke Saunders; Alicia
Weatherford; Peter Butler; Brenda Powell;
Davawn Turner; Paul Russell; Jennifer
McPhee; Coffi McPhee; Peter Butler
5th Floor
Lyford Cay House
West Bay Street
N-7529
Eric M. Dyer; Brenda Powell; Davawn
Turner; Alicia Weatherford; Van-dyke
Saunders; Paul Russell; Jennifer McPhee;
Coffi McPhee, Peter Butler
Suite 204,
Saffrey Square Building,
Bay Street & Bank Lane
N-951
Mario R.K. Pavan; Samuel J.H. Wilkinson
Arranging deals in securities
de la Plaine
Nassau, Bahamas
Updated as at March 7, 2012
N-10697
Dillon Dean; Ivylyn Cassar
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Address
P. O. Box
Registered Personnel
Accuvest Limited
362-6900
362-6901
[email protected];
[email protected]
SP-63771
Robert P. Jensen, D. Sean Nottage
Akelius Invest Ltd.
367-2030
367-5788
[email protected]
AB-20415
Demetrius Georgiou Syllouris
Alliance Investment Management Ltd.
326-7333
326-7336
[email protected];
[email protected]
Ground Floor,
British Colonial Hilton Centre of Commerce
1 Bay Street
SS-19051
Julian Brown; Avril Elcock-Major; Nolan
Asquith Johnson; Tashia Diantha Edwards;
Nolan Asquith Johnson; Tashia Edwards
AlphaCove Advisors Limited
676-3796
676-3725
[email protected]
7 Caves Professional Centre
West Bay Street
Nassau, Bahamas
SP-63866
Reto Wiget, Michael Del Bianco
Alternative Asset Advisors S.A.
702-1400
327-6629
[email protected]
Bayside Executive Park,
West Bay Street & Blake Road
Analytical Research Advisors, LLC
322-5448
325-8445
[email protected]
205A
Saffrey Square
Bank Lane and Bay Street
Nassau, Bahamas
Andbanc (Bahamas) Limited
322-4081
322-4071
[email protected]
Managing securities
Ansbacher (Bahamas) Limited
322-1161
326-5020
[email protected]
Arbitral Securities Ltd.
(305)
374-8111
(305)
372-9933
[email protected]
Offices at Old Fort Bay
Buidling #4
Western Road
700 Don Mackay Boulevard
Abaco, Bahamas
Suite 304,
British Colonial Hilton Centre of Commerce
1 Bay Street
Ansbacher House,
Bank Lane
Fort Nassau Centre
Marlborough Street
Nassau, Bahamas
Updated as at March 7, 2012
N-1089
Miguel Gonzalez; Zakiya Dominique Butler;
Bruno Duenki
Jean-Stephane Marie Lods
AP-59223
Manuel Martinez Campos; Claudine
Farquharson
N-7768
Kendrick G. Albury, Sandra Brice,
Catherine L. Fadely, Lisa GibsonWoodside, Ricardo Rolle, Ansel A.
Watson, Mary Rodland, Carlton Newton
Mortier; Ginarenae Chuno, Lashelle White;
Katherine Rolle
N-4875
Andre Mendes Senra Souza; Fernando
Mauricio Da Rocha Pereira Leite
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Arner Bank & Trust (Bahamas) Ltd.
327-6594
327-6584
[email protected]
Autana Capital Management (formerly
Crescendo Capital Management Limited)
327-3947
327-3958
[email protected]
Axxets Management Inc.
502-7010
394-3253
[email protected]
Bahamas Securities (1987) Limited
325-6591
325-6592
Banca del Sempione (Overseas) Ltd.
322-8015
Bank of the Bahamas Limited
Address
P. O. Box
Registered Personnel
Managing securities
Suite 2,
Building 2,
Caves Village
N-3917
David G. Thain; David Rounce
Caves Village
West Bay Street
N-7776
Jean-Marc Emden
3rd Floor
308 East Bay Street
Nassau, Bahamas
CB-12407
Guiora Esrubilsky
[email protected]
3rd Floor,
Ansbacher House,
Bank Lane
F-42498
George C. Culmer; Myles J. Culmer
356-2030
[email protected]
3rd Floor,
George House,
George Street
N-8159
Beat Viktor Meier; Neil DeCordova Baker
326-2560
325-7162
[email protected]
Claughton House,
Shirley & Charlotte Streets
N-7118
Paul McWeeney,Renee Davis, Hubert
Edwards,Yvette Johnson,Laura Williams,
Dario Lundy- Mortimer; Michael Basden;
Philice Albury
Banque Privee Edmond de Rothschild Ltd.
702-8000
702-8008
[email protected]
Lyford Financial Centre
Lyford Cay #2
West Bay Street
SP-63948
Roberto Genovese, Christine Malard, Gian
Pinosch, Celina Thompson, Duhiza Smith;
Michelle Reckley; Brendan Davis; MarieClaude Tremblay
Baywest Advisors Limited
327-5443
327-5444
[email protected]
1st Floor
Charlotte House
Shirley & Charlotte Streets
CB-11120
David Fawkes
Bearbull Degroof International Limited
(formerly Bearbull International Ltd.)
362-5959
362-5973
[email protected]
Behring International Asset Management
Limited
356-0107
322-1612
[email protected]
Benchmark Advisors (Bahamas) Limited
325-6591
325-6592
[email protected]
Berkeley (Bahamas) Limited
393-8395
394-6841
[email protected]
Unit 2,
Old Fort Bay,
Lyford Cay
Suite 5, 2nd Floor,
Plaza-on-the-Way,
West Bay Street
N-4287
Nicole M. Dupuy; Yves V. Kempf; Linda L.
Lowe;
N-747
Arthur Chase
Ansbacher House,
East Street
N-10144
Julian Brown
2nd Floor,
One Montague Place
N-3927
Warren T. Roberts, Christopher I.
Thompson
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Address
P. O. Box
Registered Personnel
Binnacle Advisors Limited
502-8822
502-8840
[email protected]
Bayside House,
Bayside Executive Park,
West Bay Street & Blake Road
AP-59213
Monique L. Major; Matthew Gibbons;
Shanika Rochelle Pearson
Binnacle Investment Group Ltd.
502-8822
502-8840
[email protected]
Bayside House,
Bayside Executive Park,
West Bay Street & Blake Road
AP-59213
Matthew Gibbons
2nd Floor
Centre of Commerce
#1 Bay Street
Nassau, Bahamas
SS-19501
Ian Black; Chamika Arnita Gibson
Ansbacher House,
East Street
N-10144
Julian Brown
Jennifer Wells; Alain Torchon-Newry;
Giordano Giuxe; Matteo Raimondo;
Fabrizio Alberta Tuletta; Vasilia Victoria
Mavros; Domenico Tomaselli; Gino
Ragazzini; Saverio Balice; Alec Rolle;
Brenda Ferguson- Jones; Denise Campbell;
Tonya Sweeting; Julian Adderley; Eliano
Tamburini; Andrea Fronzoni; Pierluigi
Pecorini; Joseph Lella
Managing securities
Black Isle Management Services Ltd
427-0606
Braun & CIE Ltd.
325-6591
[email protected]
325-6592
[email protected]
BSI Overseas (Bahamas) Ltd.
502-2200
502-2300
[email protected]
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
N-7130
BSI Trust Corporation (Bahamas) Limited
702-1201
702-1250
[email protected]
3rd Floor
Goodman’s Bay Corporate Center
Nassau, Bahamas
N- 10976
Butterfield Bank (Bahamas) Limited
393-8200
393-3772
[email protected]
CBH (Bahamas) Ltd.
394-6161
394-6262
[email protected]
CFAL
502-7010
356-3677
[email protected]
Gilbert Schur
Montague Sterling Centre,
East Bay Street
N-3242
Robert Lotmore; Julien Martel; Osborne
Travelyan Lockhart
Alliance House,
East Bay Street
N-1724
Herman-Josef Hermanns, Pauline
Lightbourne, Steven I. Miller, Ursula Rolle,
Frank Negri
308 East Bay Street
Updated as at March 7, 2012
CB-12407
Anthony Ferguson; Pamela Musgrove
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Managing securities
CFAL Securities Ltd.
502-7010
356-3677
[email protected]
CIBC Trust Company (Bahamas) Limited
356-1800
322-3692
[email protected]
Citco Bank & Trust Company (Bahamas) Ltd.
502-5300
394-0701
[email protected]
Clariden Leu Limited (formerly Bank Leu
Limited-Nassau Branch)
326-5054
328-8388
[email protected]
Colonial Pension Services (Bahamas) Limited
502-7526
502-7501
[email protected]
Corner Bank (Overseas) Limited
394-4977
394-5264
[email protected]
4th Floor,
308 East Bay Street Bldg.,
Bay Street
CB-12407
Anthony Ferguson; Shafegah Duncanson,
Kerah Farquharson, Pamela Quise
Musgrove, Sophia Patrice Thurston,
Tiffany Angelique Smith; Dwayne Swann;
Jamaal Stubbs; Jeanelle Christal Francis;
Anna Zervos
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
N-3933
Sean R. Harrington; Kim L. Storr; Carlis
Chisolm; Norma Major
One Montaque Place,
East Bay Street
N-4906
Natasha M. Dean; Tamar M. ArmbristerDelancey; Lyla A. Hepburn
The Bahamas Financial Centre
Shirley & Charlotte Streets
N-3926
Terri Bellot, Andrew S. Strachan, Peter
Wirth, Davide Sergio Bonetti; Peter
Langmeier; Marc Rutishauser;Rina Paz
Moger
2nd Floor,
Atlantic House,
Collins Avenue
SS-6246
Larry Gibson; Desiree L. Parker
1st Floor
308 East Bay Street
Nassau, Bahamas
N-7134
Colyn Roberts, Michelle Clivio
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Managing securities
Credit Agricole Suisse (Bahamas) Ltd.
Credit Suisse AG ( Nassau Branch) Ltd.
502-8100
356-8100
502-8166
326-6589
[email protected]
[email protected]
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
4th Floor,
The Bahamas Financial Centre,
Shirley & Charlotte Streets
Credit Suisse Brazil (Bahamas) Ltd.
302-4000
302-4049
[email protected]
The Bahamas Financial Centre,
Shirley & Charlotte Streets
de la Fontaine & Associates Ltd.
394-0128
394-4183
[email protected]
Halsbury Commercial Centre
Village Road
Nassau, Bahamas
Updated as at March 7, 2012
N-3015
Victoria Babin; Anjamarie Charles; Daniel
Nicolier; Ivanhoe Sands; Jacques
Latendresse, Paul-Martin Seguin, Claude
Lussier, Fontella Chipman, Jennifer RolleCox, Felicia Mott; Antoine Candiotti
N-4928
Locksley Virgil Knowles II; Mark Barratt;
Arthur Strommer; Muriel Mackey; Melissa
Munnings; Andre Comery; Delric Beneby;
Gustavo Adrunhosa, Michael Ranson,
Eduardo Manchon, Shardon Hanna,
Bernadette Heastie, Aisha Johnson, Sandra
Heastie-Wells; Sheena Deveaux; Alexandre
Sampedro, Marco Fuoco Junior, Tonice
Hamilton, Doreen Pratt, Guilnerme Netto,
Joao Gabriel de Oliveira Neto, Renato de
Matos, David Pryor-Bennett, Gavin Lewis,
Brennette Ferguson, Valentino Brown,
Latoya Gibson, Ian Michael Black, Marcelo
Gut, Marcio Claudino Macedo; Glauco
Gagliardi; Sergios dos Santos, Philippe
Szymanowski; Leonardo Brayner; Carlo
Azzi; Daniel Marc Brunner; Jeunesse
Osadebay Bullard
N-3241
Doreen A. Pratt; Tonice Hamilton; Marco
Fuocco; Eduardo Manchon, Guilnerme
Netto, Renato de Matos, Joao Gabriel de
Oliveira Neto; Marcio Claudino Macedo;
Glauco Gagliardi
SS-19689
Ralf Huber, Pierre Monnard; Karl Hoerkens
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Managing securities
Deltec Bank & Trust Ltd.
302-4100
362-4623
[email protected]
Deltec House,
Lyford Cay
2nd Floor,
Centre of Commerce,
1 Bay Street
N-3229
Terrance Girling; David McNaughtan;
James Moss; Sherene Saunders; Timothy
Frazier-Smith; Philipa Skandaliaris; Lianne
Johnson; Damian Eustan Forbes; Gia
Aniskah Singh
SS-6289
Karen Pinder,Edward Cooper,Rosalyn
D'Aleyn,Robert Morrison,Christopher
Southgate,Miles Evans,Jaspreet Dhaliwal,
James Francisco Stewart; Brent Patrick
Haines; Vivienne Watts; Theresa HavenAdderley; Luciana Silvera Perdoma, Jorge
Zeballos, Andrew Raenden; Ludovic Jaques
Chechin-Laurens
AB-20377
John D. Benjamin; Ellison Collie; Lawrence
Collie
EFG Bank & Trust (Bahamas) Ltd.
502-5400
502-5428
[email protected]
Elco Securities Limited
367-2558
367-2568
[email protected]
Loyalist Plaza,
Don Mackey Boulevard,
Marsh Harbour, Abaco
Euro-Dutch Trust Company (Bahamas)
Limited
325-1033
323-7918
[email protected]
Templeton Building,
Lyford Cay
N-9204
Dawn E. Goodwin-Davies; Antonius L.
Inder-Rienden
Eurobanco Bank Limited
327-4157
327-4159
[email protected]
Suite 12,
Caves Professional Center,
West Bay Street & Blake Road
N-1114
Natividad Esther Benitez
F.I. Management Ltd.
502-7020
393-5002
308 East Bay Street
Nassau, Bahamas
N-9058
Nicola Silvestri
N-9934
Alan Edward Cole, Fabrizio Zanaboni
FAB Portfolio Management (Bahamas) Ltd.
322-5444
325-8445
[email protected]
FC Capital Investments Ltd.
677-9661
356-5875
[email protected]
Suite 205A
Saffrey Square Building
Bay Street
Nassau, The Bahamas
Dominion House
Montrose Ave
Nassau, Bahamas
Updated as at March 7, 2012
SS-100927
Mr. Leo Betschart
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
396-4000
393-1100
[email protected]
Address
P. O. Box
Registered Personnel
Managing securities
FG Capital Markets Limited
Finter Bank & Trust (Bahamas) Limited
First Overseas Bank Limited
356-6451
328-4775
356-5818
328-4776
[email protected]
[email protected]
FirstCarribbean International Bank (Bahamas)
LImited
325-7384
323-1087
[email protected]
GEM Global Equities Management S.A.
677-5270
362-5257
[email protected]
Gems Management Limited
326-1905
326-3839
[email protected]
Gestfinanz (Bahamas) Limited
356-4114
356-4125
[email protected]
Gibraltar Global Securities Inc.
327-4474
327-8775
[email protected]
Global Advisors Partners Ltd.
362-6006
362-5788
[email protected]
Family Guardian Corporate Centre,
East Bay & Shirley Streets
2nd Floor,
Norfolk House,
Frederick Street
E&F
SG Hambros Building
West Bay Street
Nassau, Bahamas
SS-6232
Patricia Hermanns; Lyrone Burrows; John
Percentie Jr.; Cardinal McCardy; Stuart
Ambrose Kelly
N-3937
Beverley Ann Rahming; Neketa Smith;
Jorge Perez Moreno; Roger Hans Duerig;
N'Keba Williams; Luca Carlo Pasquale
Lanciano; Aruna Persad-Rodgers
CB-11903
Jorge Horacio Shedden; Carlos Patricio
Walton
Charlotte House,
Shirley & Charlotte Streets
N-3221
Sean Blyden, Ianthe Moxey, Paul Major,
Sharon Deveaux, Bernadette Cartwright,
Ingrid Carey, Teresa Williams, Randy
Taylor, Marie Rodland-Allen, Richard
Phillips, Catherine Gibson, Gina
MacKenzie
Templeton Building
West Bay Street
Nassau, Bahamas
N-9204
Anthony L-M. Inder-Rieden
Norfolk House,
Frederick Street
The Deanery,
28 Cumberland Street
214 Lagoon Court,
Olde Town Mall,
Sandyport
Lyford Financial Centre
Nassau, Bahamas
Updated as at March 7, 2012
CB-12809
N-1991
SP-63886
N-7776
Cedric Carroll; Sheldon Cartwright; Tinessa
Sweeting-Diallo; Denine Nathalie Rochelle
Cambridge; David Elkrief
Oliver Camponovo; Franco Rossini;
Michael Halkitis
Warren A. Davis; Christopher E. Lunn;
Jason Alexander Smith; Shavonne
Mounts; Von Andre Wilson; Deeiann Pratt;
Jacqueline Gibson; Janis Henfield
Pamela Klonaris; Ivano Alliata
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Address
P. O. Box
Global Private Portflio Management Limited
327-1097
327-1070
[email protected]
Suite 232, 2nd Floor,
Island Lane Building,
Olde Towne, Sandyport
N-4487
Gonet Bank & Trust Limited
362-5406
362-5405
[email protected]
Offices at Old Fort Bay
West Bay St.
Nassau, Bahamas
SP-61302
Green Cay Private Client Ltd.
362-6400
362-6402
Registered Personnel
Managing securities
Lyford Cay Drive
Lyford Cay
Nassau, Bahamas
Heath Bank & Trust Limited
322-3533
322-3537
[email protected]
Habere Financial Limited
325-3539
322-6784
[email protected]
2nd Floor
Cumberland House
27 Cumberland Street
N-7776
SP-63137
Henry A. Podlewski; Micheal I. Slack; Mr.
Elsworth Moss
Pascal Hammerer ; Penelope Angela
Thompson; Reniskha Missick; Raquel
Jacqueline Duncombe
Jane Marie Siebels
Michael Morris; Bonnielyn Adderley;
Marlborough & Cumberland Street
Marlborough House
Nassau, Bahamas
N-7117
Todd Lawrence
4th Floor
308 East Bay Street
P.O. Box N-9058
Nassau, Bahamas
N-9058
Bernd Michael Hasenbichler
Paul de Pourtales Schickler
Hasenbichler Asset Management Inc.
502-7020
393-5002
[email protected]
Hottinger Bank & Trust Limited
362-6333
362-5549
[email protected]
Lyford Manor,
West Bay Street
CB-13012
Shipston House
West Bay Street,
Lyford Cay
Nassau, Bahamas
N-7776
Richard Farrington; Mark Holowesko
N-529
Bernard Huber
Holowesko Advisors Ltd.
362-7800
362-6733
[email protected]
Huber Management Limited
325-4885
323-7284
[email protected];
[email protected]
3rd Floor,
Atlantic House
Independent Advisory Services Limited
327-6057
327-6058
[email protected]
Lagoon Court Suite 215,
Olde Town Mall,
Sandyport
SP63924
Adolfo F. Miranda; Beat Wernli; Charlotte
Marjorie Evans
Itau Bank & Trust Bahamas Ltd.
502-3100
328-2750
[email protected]
Charlotte House,
Charlotte & Shirley Streets
N-3930
Marsha G. Ferguson, Shereece L. Saunders
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Address
P. O. Box
Registered Personnel
J. Safra Asset Management Limited
677-6555
677-6550
[email protected]
Building III,
Bayside Executive Park,
West Bay Street & Blake Road
CB-10988
Israel Borba
K.P. Investment Advisors Ltd.
394-4182
394-4183
[email protected]
Halsbury Commercial Centre,
Village Road
SS-19689
Karl Hoerkens; Pierre M. Monnard;
Moreira Barrow, Jorge Isaac
Key Group Holdings Ltd.
(646)
509-3989
327-0879
[email protected]
15 Nebruck House Office
Nassau, Bahamas
SP-63948
Sunil Jagwani
N-4875
Fabio Allocco
N-7535
Sean Longley
Managing securities
Lambda Asset Management
3631528
3631528
[email protected]
Leno Corporate Services Limited
364-2806
364-5880
[email protected]
Libeco Asset Management Ltd.
394-4182
394-4183
[email protected]
LOM Securities (Bahamas) Limited
323-0032
323-0084
[email protected]
Lombard Odier Darier Hentsch Private Bank
& Trust Ltd.
302-2100
302-2101
[email protected]
Macro Bank Limited
323-6418/9 323-6427
Magellan Securities Limited
326-2700
Maritime Securities Limited
327-4463
326-2710
328-0892
[email protected]
[email protected]
[email protected]
7 Venetian Lane
Old Fort Bay
P.O. Box CR-56766 #218
Nassau, Bahamas
2nd Floor
Pineapple Place
Nassau, Bahamas
Suite No. 2
Halsbury Commercial Center
Village Road
Nassau, Bahamas
SS-19689
Pierre Biraben, Pierre Monnard, Karl
Hoerkens
Suite 309,
British Colonial Hilton Centre of Commerce
1 Bay Street
CB-12762
Craig Lines; Jeremy James Dyck; Elizabeth
Denise Garcia; Semoy Scully; Anita Datt;
Nigel Bell
N-4938
Niekia Horton; Christian Coquoz ; William
Jardim
N-4444
Carlos Calvo Lopez; Alejandro Maciel;
CB-12762
Robert Davidowski; Endric Deleveaux
CB-10969
Herman R.T. Moss
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
Suite C,
SG Hambros Building,
West Bay Street
Goodman's Bay Corporate Centre,
2nd Floor
Nassau, Bahamas
Suite 200
Priderock Corporate Centre
Bay & East Streets
Nassau, Bahamas
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
CR-56766
Jacqueline Bain; Brenda McAlpine;
Indrawati Gibson; John Lawrence
N-4889
Ernestine D. Moss; Heather Bellot
Managing securities
Metropolitan Bank (Bahamas) Limited
677-1925
394-2142
[email protected]
MMG Bank & Trust Ltd.
326-2400
322-5567
[email protected]
Suite 700
2nd Floor
New Providence Financial Centre
East Bay St.
Nassau, Bahamas
Suite 102,
Saffrey Square,
Bay Street & Bank Lane
[email protected]
Mignon (Nassau) Limited
327-6618
327-6806
327-6617
Millennium Investment Advisors Ltd.
394-4182
394-4183
[email protected]
New Providence Asset Management Limited
393-9113
393-9114
[email protected]
AP-59223
Dorothea Thompson
Halsbury Commercial Centre,
Village Road
SS-19689
Karl Hoerkens; Pierre M. Monnard
Suite 1000,
7 Moseley Street
CR-567661000
Kimberly Pierce; Jillian Dorsett; Perpetua
Monique Roberts
N-10222
Daniel Hedkrok; Anna Hedkrok, Ulf Robert
Hallebo
SP-63157
R. Clive Moore
N-9934
Maxim Lyutikov
Caves Village,
West Bay Street & Blake Road
Nordica Investment Management Limited
327-2600
325-8445
[email protected]
Octogone Fund Management Limited
362-4995
3624996
[email protected]
Oracle Capital Advisors Ltd.
322-5448
325-5448
[email protected]
Pasche Bank & Trust Limited
327-1512
327-1514
[email protected]
Pasche Fund Management Ltd
702-2900
362-6186
[email protected]
Pictet Bank & Trust Limited
302-2222
327-6610
[email protected]
Suite 205A
Saffrey Square
Bay Street & Bank Lane
No. 3 Offices
Old Fort Bay
Saffrey Square
Bank Lane and Bay Street
Nassau, Bahamas
Unit 1
Western Commercial Centre
Mt. Pleasant Village
Western Road
Nassau, Bahamas
Unit 1
Western Commercial Centre
Mt. Pleasant Village
Western Road
Nassau, Bahamas
Bayside Executive Park,
West Bay Street & Blake Road
Updated as at March 7, 2012
AP-59241
Noelle Scott; Gilles Arnold Schanen
AP-59241
Toby Smith
N-4837
Yves V. Lourdin; Erich W. Messmer; Jan FC. Mezulanik
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Managing securities
PNC Asset Management Ltd.
322-4579
325-8445
[email protected]
PriFund Counseil (Bahamas) S.A.
362-6317
362-5788
[email protected]
PrivaCapital Management S.A.
362-4995
362-4996
[email protected]
Private Investment Bank Limited
302-5950
302-5970
[email protected]
2nd Floor
Suite 205A
Saffrey Square Building
Nassau, Bahamas
N-9934
Alan Cole, Elena Prandoni
Suite 2
Lyford Financial Centre
Lyford Cay
West Bay Street
SP-63948
Eric Eichmann
No.3 Offices at Old Fort Bay
Nassau, Bahamas
SP-63157
Lana Taylor
Devonshire House,
Queen Street
3rd Floor,
Goodman's Bay Corporate Centre
N-3918
Carla Roach; Torres Loren Storr; Jacqueline
Bain; Vanessa Coleby; Torres Storr; Glenice
Thompson; Jaqueline Bain; Carla Roach;
Valerio Zanchi
Carrol E. Burrows; Monique N. Cooper;
Bradley S. Cunningham; Olive C. Gaitor;
AP-59223-409 Kenwood N. Kerr; Agatha G. Moncur;
Florabelle Rodgers; Claudette Loretta
Estwick; Darcell Christa Bain
Providence Advisors Limited
328-7115
328-7129
[email protected]
RBC Dominion Securities (Global) Limited
362-6740
362-6744
[email protected]
Lyford Manor,
Lyford Cay
N-3234
John R. Bond; Andrew R. McCartney;
Sophia E. McKenzie; Carol D. Newbold
RIG Investment Advisors Limited
362-7200
362-7210
[email protected]
Winterbotham Place,
Marlborough & Queen Sts.
N-3026
Michael A. Ingrey; Roberto A. Roberts;
Robert Ingrey
Royal Fidelity Capital Markets Limited
356-7764
326-3000
[email protected]
CB-12337
Michael A. Anderson; Phillipa FergusonWilson; Sherell Woodside; Paulette
Lozaique; Belinda Payne
Fidelity Financial Centre,
51 Frederick Street
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Royal Fidelity Merchant Bank & Trust Limited
356-7764
326-3000
[email protected]
RQSI Limited
502-7020
393-5002
[email protected]
Safra Asset Management (Bahamas) Limited
677-6555
677-6550
[email protected]
Santander Bank & Trust Ltd.
502-7900
326-8287
[email protected]
SciVest Capital Management Inc.
351-7335
351-7336
[email protected]
Scotiabank (Bahamas) Ltd.
356-1433
356-1618
Scotiabank Caribbean Treasury Limited
302-2960
328-7432
Address
P. O. Box
Registered Personnel
Managing securities
Serficom Family Office Inc.
702-2900
362-6186
Fidelity Financial Centre,
51 Frederick Street
4th Floor
308 East Bay Street
Nassau, Bahamas
Ground Floor, Building III,
Bayside Executive Park,
West Bay Street & Blake Road
CB-12337
N-9058
CB-10988
Velma Miller; Philip Anwar Dorsett;
LeSummah Roberts; Cleora Farquharson;
Joseph James Euteneuner
Christopher Wesley Satterfield; Neil
Patrick Ramsey
Daniel Nissim Kamkhaji
3rd Floor,
Goodman's Bay Corporate Centre
N-1682
Jose M. Gonzalez de Castejon Aritio; Pablo
Muller; Maria de las Nieves Taylor
Suite 1,
Millennium House,
East Mall Drive
F-42498
John J. L. Schmitz
[email protected]
Rawson Square,
Bay Street
N-7518
Deno Moss; Marcia Laramore; Barry
Jospeh Malcom; Robin Scavella; Kevin
Teslyk
[email protected]
Suite 300,
British Colonial Hilton Centre of Commerce
1 Bay Street
N-7518
Brodie Townley
AP-59241
Encinar Ramirez
Unit 1
Western Commercial Centre
Mt. Pleasant Village
Western Road
Nassau, Bahamas
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
N-7785
Darren Bailey; Dimitrios Chouzouris;
William Bostwick Godet; John H. Jephson;
Janice Anita Johnson; Gilles J. G. Laterrade;
Dominique J. Lefevre; Christina Rose Rolle;
Frank Leon Saunders; Renaud Oliver
Christophe Vielfaure; Sonia Bastian; Linda
Mackey; Theresse Hudson; Katra
Armstrong
Managing securities
SG Private Banking (Bahamas) Ltd.
Stirling Partners (Bahamas) Limited
Swiss America Securities, Ltd.
302-5000
302-6709
455-4169
468-6173
[email protected]
[email protected]
324-6963
[email protected]
SG Hambros Building,
West Bay Street
Third Floor
Olde Town Marina
Sandyport, West Bay St.
Nassau, Bahamas
SP-63777
Mark Holcombe
2nd Floor
202A BAF House
Marlborough Street & Navy Lion Road
EE-17971
Phillip Dorsett, Guy Gentile
Bayside Executive Park,
West Bay Street & Blake Road
N-1089
Miguel Gonzalez; Alfred Schaller; Venetia
Ruth Dekle-Maura; Jacqueline Townend;
Zakiya Dominique Butler; Bruno Duenki
[email protected]
Templeton House,
Lyford Cay
N-7759
Lisa Myers; James Harper, Cynthia
Sweeting, Edgerton Scott III, Matthew
Nagle
[email protected]
Scotiabank House,
404 East Bay Street
N-3016
Sonia Beneby; Robert James Stooke; Yves
Martel; John Ravindra Jesubatham;
Gerrine McDonald; Lisa Wilcox
Syz & Co. Bank & Trust Limited
327-6633
327-6629
[email protected]
Templeton Global Advisors Limited
362-4600
362-5281
The Bank of Nova Scotia Trust Company (Bah)
502-5700
Ltd.
326-0991
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
The Private Trust Corporation Limited
323-8574
326-8388
[email protected]
The Winterbotham Trust Company Ltd.
356-5454
356-9432
[email protected]
Tillerman Securities Ltd.
356-3244
356-3245
[email protected]
Address
P. O. Box
Registered Personnel
Managing securities
UBS (Bahamas) Ltd.
394-9300
396-3312
[email protected]
Charlotte House,
Shirley & Charlotte Streets
Winterbotham Place,
Marlborough & Queen Streets
1 George Street
UBS House
East Bay Street
Updated as at March 7, 2012
N-65
Adrian Crosbie-Jones; Bruno Roberts;
Charlene Y. Storr; Lana Taylor; Jennifer
Lydia Rahming
N-3026
Alan Davidson; Ivan G. Hooper; David
Rounce; Chrisopher Hooper; Jessica
Thornley; Junior Dios
SS-19820
N-7757
Hans C. Saunders; Cherisse Forbes;
Morelisa Nesbitt; Vichell Roberts
Marcia V. Adderley; Jose A.M. Aguilar
Millan; Cherise Nottage; Kevin Price;
Lucethy Smith; Karen A. Turnquest; Gayle
M. Whyms; Ian Atkin; Goselle Thomas;
George Mallis; Andres Escheverry Gomez;
Peter Ceuleers; Andrea Singleton; Marcel
Ott; Jamaal Wright; Ghianetta Patrice
Stewart; Erick Bruno; Alexandre Berger;
Beat Roman Paoletto; Felicia Candacy
Boyle- Bazard; Juliana De Campos Oliveira
Passos ; Thibaud Raymond Francois Raoul
Rene Marie Joseph Halewyck; Fabian Felix
Jenny; Ramzi Zuraikat; Aldo Mazzella,
Carlos D'Alessandro; Marc Mueller; Rene'
Baumgartner; Brian Jones, Emmanuel
Fiaux, Andreas Ito, Joel Oreiller, Ivan
Narandja, Gustavo Baeni
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
N-7529
Eric M. Dyer; Vandyke Saunders; Alicia
Weatherford; Peter Butler; Brenda Powell;
Davawn Turner; Paul Russell; Jennifer
McPhee; Coffi McPhee; Peter Butler
N-7529
Eric M. Dyer; Brenda Powell; Davawn
Turner; Alicia Weatherford; Van-dyke
Saunders; Paul Russell; Jennifer McPhee;
Coffi McPhee, Peter Butler
N-1417
Alain Kunz
Managing securities
Union Bancaire Privee (Bahamas) Limited
325-6755
325-6765
[email protected]
5th Floor
Lyford Cay House
West Bay Street
5th Floor
Lyford Cay House
West Bay Street
Union Bancaire Privee, UBP SA
325-6755
325-6765
[email protected]
Van Daalen International Ltd.
328-1042
328-1044
[email protected]
Vauban Asset Management Limited
327-4170/
327-4174
327-4176
[email protected]
Venoge Wealth Advisory Ltd.
356-5454
356-9432
[email protected]
Winterbotham Place
Marlborough & Queen Streets
Nassau, Bahamas
N-3026
Joao Carlos Chede
Votorantim Bank Limited
328-0981
328-0983
[email protected]
Suite 204,
Saffrey Square Building,
Bay Street & Bank Lane
N-951
Mario R.K. Pavan; Samuel J.H. Wilkinson
Weiser Asset Management Ltd.
325-0922
325-0911
[email protected]
Windemere Corporate Management Limited
677-1922
394-8326
[email protected]
WMG Management Ltd.
502-7020
393-5002
[email protected]
XL Performance Partners Ltd.
356-4114
323-2154
[email protected]
3rd Floor,
King's Court,
Bay Street
Suite 212
2nd Floor
The Olde Towne
Lagoon Court Building
West Bay Street
Nassau, Bahamas
de la Plaine
Nassau, Bahamas
Suite 1000,
New Providence Financial Centre,
East Bay Street
1st Floor
308 East Bay Street
Nassau, Bahamas
Global House
Cumberland Court
One Cumberland Street
Nassau, Bahamas
Updated as at March 7, 2012
SP-61708
James Burrows
N-10697
Dillon Dean; Ivylyn Cassar
CR-56766
John Lawrence
N-9058
Al Bilgrami
N-1991
Michael Halkitis; Jerome Gomez; Edward
Rolle
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Address
P. O. Box
Registered Personnel
Accuvest Limited
362-6900
362-6901
[email protected];
[email protected]
SP-63771
Robert P. Jensen, D. Sean Nottage
Akelius Invest Ltd.
367-2030
367-5788
[email protected]
AB-20415
Demetrius Georgiou Syllouris
Alliance Investment Management Ltd.
326-7333
326-7336
[email protected];
[email protected]
Ground Floor,
British Colonial Hilton Centre of Commerce
1 Bay Street
SS-19051
Julian Brown; Avril Elcock-Major; Nolan
Asquith Johnson; Tashia Diantha Edwards;
Nolan Asquith Johnson; Tashia Edwards
AlphaCove Advisors Limited
676-3796
676-3725
[email protected]
7 Caves Professional Centre
West Bay Street
Nassau, Bahamas
SP-63866
Reto Wiget, Michael Del Bianco
Alternative Asset Advisors S.A.
702-1400
327-6629
[email protected]
Bayside Executive Park,
West Bay Street & Blake Road
Analytical Research Advisors, LLC
322-5448
325-8445
[email protected]
205A
Saffrey Square
Bank Lane and Bay Street
Nassau, Bahamas
Andbanc (Bahamas) Limited
322-4081
322-4071
[email protected]
Advising on securities
Ansbacher (Bahamas) Limited
322-1161
326-5020
[email protected]
Arbitral Securities Ltd.
(305)
374-8111
(305)
372-9933
[email protected]
Offices at Old Fort Bay
Buidling #4
Western Road
700 Don Mackay Boulevard
Abaco, Bahamas
Suite 304,
British Colonial Hilton Centre of Commerce
1 Bay Street
Ansbacher House,
Bank Lane
Fort Nassau Centre
Marlborough Street
Nassau, Bahamas
Updated as at March 7, 2012
N-1089
Miguel Gonzalez; Zakiya Dominique Butler;
Bruno Duenki
Jean-Stephane Marie Lods
AP-59223
Manuel Martinez Campos; Claudine
Farquharson
N-7768
Kendrick G. Albury, Sandra Brice,
Catherine L. Fadely, Lisa GibsonWoodside, Ricardo Rolle, Ansel A.
Watson, Mary Rodland, Carlton Newton
Mortier; Ginarenae Chuno, Lashelle White;
Katherine Rolle
N-4875
Andre Mendes Senra Souza; Fernando
Mauricio Da Rocha Pereira Leite
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Arner Bank & Trust (Bahamas) Ltd.
327-6594
327-6584
[email protected]
Autana Capital Management (formerly
Crescendo Capital Management Limited)
327-3947
327-3958
[email protected]
Axxets Management Inc.
502-7010
394-3253
[email protected]
Bahamas Securities (1987) Limited
325-6591
325-6592
Banca del Sempione (Overseas) Ltd.
322-8015
Bank of the Bahamas Limited
Address
P. O. Box
Registered Personnel
Advising on securities
Suite 2,
Building 2,
Caves Village
N-3917
David G. Thain; David Rounce
Caves Village
West Bay Street
N-7776
Jean-Marc Emden
3rd Floor
308 East Bay Street
Nassau, Bahamas
CB-12407
Guiora Esrubilsky
[email protected]
3rd Floor,
Ansbacher House,
Bank Lane
F-42498
George C. Culmer; Myles J. Culmer
356-2030
[email protected]
3rd Floor,
George House,
George Street
N-8159
Beat Viktor Meier; Neil DeCordova Baker
326-2560
325-7162
[email protected]
Claughton House,
Shirley & Charlotte Streets
N-7118
Paul McWeeney,Renee Davis, Hubert
Edwards,Yvette Johnson,Laura Williams,
Dario Lundy- Mortimer; Michael Basden;
Philice Albury
Banque Privee Edmond de Rothschild Ltd.
702-8000
702-8008
[email protected]
Lyford Financial Centre
Lyford Cay #2
West Bay Street
SP-63948
Roberto Genovese, Christine Malard, Gian
Pinosch, Celina Thompson, Duhiza Smith;
Michelle Reckley; Brendan Davis; MarieClaude Tremblay
Baywest Advisors Limited
327-5443
327-5444
[email protected]
1st Floor
Charlotte House
Shirley & Charlotte Streets
CB-11120
David Fawkes
Bearbull Degroof International Limited
(formerly Bearbull International Ltd.)
362-5959
362-5973
[email protected]
Behring International Asset Management
Limited
356-0107
322-1612
[email protected]
Benchmark Advisors (Bahamas) Limited
325-6591
325-6592
[email protected]
Berkeley (Bahamas) Limited
393-8395
394-6841
[email protected]
Unit 2,
Old Fort Bay,
Lyford Cay
Suite 5, 2nd Floor,
Plaza-on-the-Way,
West Bay Street
N-4287
Nicole M. Dupuy; Yves V. Kempf; Linda L.
Lowe;
N-747
Arthur Chase
Ansbacher House,
East Street
N-10144
Julian Brown
2nd Floor,
One Montague Place
N-3927
Warren T. Roberts, Christopher I.
Thompson
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Address
P. O. Box
Registered Personnel
Binnacle Advisors Limited
502-8822
502-8840
[email protected]
Bayside House,
Bayside Executive Park,
West Bay Street & Blake Road
AP-59213
Monique L. Major; Matthew Gibbons;
Shanika Rochelle Pearson
Binnacle Investment Group Ltd.
502-8822
502-8840
[email protected]
Bayside House,
Bayside Executive Park,
West Bay Street & Blake Road
AP-59213
Matthew Gibbons
Black Isle Management Services Ltd
427-0606
2nd Floor
Centre of Commerce
#1 Bay Street
Nassau, Bahamas
SS-19501
Ian Black; Chamika Arnita Gibson
Braun & CIE Ltd.
325-6591
Ansbacher House,
East Street
N-10144
Julian Brown
Jennifer Wells; Alain Torchon-Newry;
Giordano Giuxe; Matteo Raimondo;
Fabrizio Alberta Tuletta; Vasilia Victoria
Mavros; Domenico Tomaselli; Gino
Ragazzini; Saverio Balice; Alec Rolle;
Brenda Ferguson- Jones; Denise Campbell;
Tonya Sweeting; Julian Adderley; Eliano
Tamburini; Andrea Fronzoni; Pierluigi
Pecorini; Joseph Lella
Advising on securities
[email protected]
325-6592
[email protected]
BSI Overseas (Bahamas) Ltd.
502-2200
502-2300
[email protected]
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
N-7130
BSI Trust Corporation (Bahamas) Limited
702-1201
702-1250
[email protected]
3rd Floor
Goodman’s Bay Corporate Center
Nassau, Bahamas
N- 10976
Butterfield Bank (Bahamas) Limited
393-8200
393-3772
[email protected]
CBH (Bahamas) Ltd.
394-6161
394-6262
[email protected]
CFAL
502-7010
356-3677
[email protected]
Gilbert Schur
Montague Sterling Centre,
East Bay Street
N-3242
Robert Lotmore; Julien Martel; Osborne
Travelyan Lockhart
Alliance House,
East Bay Street
N-1724
Herman-Josef Hermanns, Pauline
Lightbourne, Steven I. Miller, Ursula Rolle,
Frank Negri
308 East Bay Street
Updated as at March 7, 2012
CB-12407
Anthony Ferguson; Pamela Musgrove
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Advising on securities
CFAL Securities Ltd.
502-7010
356-3677
[email protected]
CIBC Trust Company (Bahamas) Limited
356-1800
322-3692
[email protected]
Citco Bank & Trust Company (Bahamas) Ltd.
502-5300
394-0701
[email protected]
Clariden Leu Limited (formerly Bank Leu
Limited-Nassau Branch)
326-5054
328-8388
[email protected]
Colonial Pension Services (Bahamas) Limited
502-7526
502-7501
[email protected]
Corner Bank (Overseas) Limited
394-4977
394-5264
[email protected]
4th Floor,
308 East Bay Street Bldg.,
Bay Street
CB-12407
Anthony Ferguson; Shafegah Duncanson,
Kerah Farquharson, Pamela Quise
Musgrove, Sophia Patrice Thurston,
Tiffany Angelique Smith; Dwayne Swann;
Jamaal Stubbs; Jeanelle Christal Francis;
Anna Zervos
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
N-3933
Sean R. Harrington; Kim L. Storr; Carlis
Chisolm; Norma Major
One Montaque Place,
East Bay Street
N-4906
Natasha M. Dean; Tamar M. ArmbristerDelancey; Lyla A. Hepburn
The Bahamas Financial Centre
Shirley & Charlotte Streets
N-3926
Terri Bellot, Andrew S. Strachan, Peter
Wirth, Davide Sergio Bonetti; Peter
Langmeier; Marc Rutishauser;Rina Paz
Moger
2nd Floor,
Atlantic House,
Collins Avenue
SS-6246
Larry Gibson; Desiree L. Parker
1st Floor
308 East Bay Street
Nassau, Bahamas
N-7134
Colyn Roberts, Michelle Clivio
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Advising on securities
Credit Agricole Suisse (Bahamas) Ltd.
Credit Suisse AG ( Nassau Branch) Ltd.
502-8100
356-8100
502-8166
326-6589
[email protected]
[email protected]
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
4th Floor,
The Bahamas Financial Centre,
Shirley & Charlotte Streets
Credit Suisse Brazil (Bahamas) Ltd.
302-4000
302-4049
[email protected]
The Bahamas Financial Centre,
Shirley & Charlotte Streets
de la Fontaine & Associates Ltd.
394-0128
394-4183
[email protected]
Halsbury Commercial Centre
Village Road
Nassau, Bahamas
Updated as at March 7, 2012
N-3015
Victoria Babin; Anjamarie Charles; Daniel
Nicolier; Ivanhoe Sands; Jacques
Latendresse, Paul-Martin Seguin, Claude
Lussier, Fontella Chipman, Jennifer RolleCox, Felicia Mott; Antoine Candiotti
N-4928
Locksley Virgil Knowles II; Mark Barratt;
Arthur Strommer; Muriel Mackey; Melissa
Munnings; Andre Comery; Delric Beneby;
Gustavo Adrunhosa, Michael Ranson,
Eduardo Manchon, Shardon Hanna,
Bernadette Heastie, Aisha Johnson, Sandra
Heastie-Wells; Sheena Deveaux; Alexandre
Sampedro, Marco Fuoco Junior, Tonice
Hamilton, Doreen Pratt, Guilnerme Netto,
Joao Gabriel de Oliveira Neto, Renato de
Matos, David Pryor-Bennett, Gavin Lewis,
Brennette Ferguson, Valentino Brown,
Latoya Gibson, Ian Michael Black, Marcelo
Gut, Marcio Claudino Macedo; Glauco
Gagliardi; Sergios dos Santos, Philippe
Szymanowski; Leonardo Brayner; Carlo
Azzi; Daniel Marc Brunner; Jeunesse
Osadebay Bullard
N-3241
Doreen A. Pratt; Tonice Hamilton; Marco
Fuocco; Eduardo Manchon, Guilnerme
Netto, Renato de Matos, Joao Gabriel de
Oliveira Neto; Marcio Claudino Macedo;
Glauco Gagliardi
SS-19689
Ralf Huber, Pierre Monnard; Karl Hoerkens
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Advising on securities
Deltec Bank & Trust Ltd.
302-4100
362-4623
[email protected]
Deltec House,
Lyford Cay
2nd Floor,
Centre of Commerce,
1 Bay Street
N-3229
Terrance Girling; David McNaughtan;
James Moss; Sherene Saunders; Timothy
Frazier-Smith; Philipa Skandaliaris; Lianne
Johnson; Damian Eustan Forbes; Gia
Aniskah Singh
SS-6289
Karen Pinder,Edward Cooper,Rosalyn
D'Aleyn,Robert Morrison,Christopher
Southgate,Miles Evans,Jaspreet Dhaliwal,
James Francisco Stewart; Brent Patrick
Haines; Vivienne Watts; Theresa HavenAdderley; Luciana Silvera Perdoma, Jorge
Zeballos, Andrew Raenden; Ludovic Jaques
Chechin-Laurens
AB-20377
John D. Benjamin; Ellison Collie; Lawrence
Collie
EFG Bank & Trust (Bahamas) Ltd.
502-5400
502-5428
[email protected]
Elco Securities Limited
367-2558
367-2568
[email protected]
Loyalist Plaza,
Don Mackey Boulevard,
Marsh Harbour, Abaco
Euro-Dutch Trust Company (Bahamas)
Limited
325-1033
323-7918
[email protected]
Templeton Building,
Lyford Cay
N-9204
Dawn E. Goodwin-Davies; Antonius L.
Inder-Rienden
Eurobanco Bank Limited
327-4157
327-4159
[email protected]
Suite 12,
Caves Professional Center,
West Bay Street & Blake Road
N-1114
Natividad Esther Benitez
F.I. Management Ltd.
502-7020
393-5002
308 East Bay Street
Nassau, Bahamas
N-9058
Nicola Silvestri
N-9934
Alan Edward Cole, Fabrizio Zanaboni
FAB Portfolio Management (Bahamas) Ltd.
322-5444
325-8445
[email protected]
FC Capital Investments Ltd.
677-9661
356-5875
[email protected]
Suite 205A
Saffrey Square Building
Bay Street
Nassau, The Bahamas
Dominion House
Montrose Ave
Nassau, Bahamas
Updated as at March 7, 2012
SS-100927
Mr. Leo Betschart
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
396-4000
393-1100
[email protected]
Address
P. O. Box
Registered Personnel
Advising on securities
FG Capital Markets Limited
Finter Bank & Trust (Bahamas) Limited
First Overseas Bank Limited
356-6451
328-4775
356-5818
328-4776
[email protected]
[email protected]
FirstCarribbean International Bank (Bahamas)
LImited
325-7384
323-1087
[email protected]
GEM Global Equities Management S.A.
677-5270
362-5257
[email protected]
Gems Management Limited
326-1905
326-3839
[email protected]
Gestfinanz (Bahamas) Limited
356-4114
356-4125
[email protected]
Gibraltar Global Securities Inc.
327-4474
327-8775
[email protected]
Global Advisors Partners Ltd.
362-6006
362-5788
[email protected]
Family Guardian Corporate Centre,
East Bay & Shirley Streets
2nd Floor,
Norfolk House,
Frederick Street
E&F
SG Hambros Building
West Bay Street
Nassau, Bahamas
SS-6232
Patricia Hermanns; Lyrone Burrows; John
Percentie Jr.; Cardinal McCardy; Stuart
Ambrose Kelly
N-3937
Beverley Ann Rahming; Neketa Smith;
Jorge Perez Moreno; Roger Hans Duerig;
N'Keba Williams; Luca Carlo Pasquale
Lanciano; Aruna Persad-Rodgers
CB-11903
Jorge Horacio Shedden; Carlos Patricio
Walton
Charlotte House,
Shirley & Charlotte Streets
N-3221
Sean Blyden, Ianthe Moxey, Paul Major,
Sharon Deveaux, Bernadette Cartwright,
Ingrid Carey, Teresa Williams, Randy
Taylor, Marie Rodland-Allen, Richard
Phillips, Catherine Gibson, Gina
MacKenzie
Templeton Building
West Bay Street
Nassau, Bahamas
N-9204
Anthony L-M. Inder-Rieden
Norfolk House,
Frederick Street
The Deanery,
28 Cumberland Street
214 Lagoon Court,
Olde Town Mall,
Sandyport
Lyford Financial Centre
Nassau, Bahamas
Updated as at March 7, 2012
CB-12809
N-1991
SP-63886
N-7776
Cedric Carroll; Sheldon Cartwright; Tinessa
Sweeting-Diallo; Denine Nathalie Rochelle
Cambridge; David Elkrief
Oliver Camponovo; Franco Rossini;
Michael Halkitis
Warren A. Davis; Christopher E. Lunn;
Jason Alexander Smith; Shavonne
Mounts; Von Andre Wilson; Deeiann Pratt;
Jacqueline Gibson; Janis Henfield
Pamela Klonaris; Ivano Alliata
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
Address
P. O. Box
Global Private Portflio Management Limited
327-1097
327-1070
[email protected]
Suite 232, 2nd Floor,
Island Lane Building,
Olde Towne, Sandyport
N-4487
Gonet Bank & Trust Limited
362-5406
362-5405
[email protected]
Offices at Old Fort Bay
West Bay St.
Nassau, Bahamas
SP-61302
Green Cay Private Client Ltd.
362-6400
362-6402
Registered Personnel
Advising on securities
Habere Financial Limited
Hasenbichler Asset Management Inc.
Heath Bank & Trust Limited
325-3539
502-7020
322-3533
322-6784
393-5002
322-3537
Lyford Cay Drive
Lyford Cay
Nassau, Bahamas
[email protected]
[email protected]
[email protected]
N-7776
Henry A. Podlewski; Micheal I. Slack; Mr.
Elsworth Moss
Pascal Hammerer ; Penelope Angela
Thompson; Reniskha Missick; Raquel
Jacqueline Duncombe
Jane Marie Siebels
Marlborough & Cumberland Street
Marlborough House
Nassau, Bahamas
N-7117
Todd Lawrence
4th Floor
308 East Bay Street
P.O. Box N-9058
Nassau, Bahamas
N-9058
Bernd Michael Hasenbichler
2nd Floor
Cumberland House
27 Cumberland Street
Shipston House
West Bay Street,
Lyford Cay
Nassau, Bahamas
Lyford Manor,
West Bay Street
SP-63137
Michael Morris; Bonnielyn Adderley;
Holowesko Advisors Ltd.
362-7800
362-6733
[email protected]
Hottinger Bank & Trust Limited
362-6333
362-5549
[email protected]
Huber Management Limited
325-4885
323-7284
[email protected];
[email protected]
3rd Floor,
Atlantic House
Independent Advisory Services Limited
327-6057
327-6058
[email protected]
Lagoon Court Suite 215,
Olde Town Mall,
Sandyport
SP63924
Adolfo F. Miranda; Beat Wernli; Charlotte
Marjorie Evans
Itau Bank & Trust Bahamas Ltd.
502-3100
328-2750
[email protected]
Charlotte House,
Charlotte & Shirley Streets
N-3930
Marsha G. Ferguson, Shereece L. Saunders
Updated as at March 7, 2012
N-7776
CB-13012
N-529
Richard Farrington; Mark Holowesko
Paul de Pourtales Schickler
Bernard Huber
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
J. Safra Asset Management Limited
677-6555
677-6550
[email protected]
Julius Baer Bank & Trust (Bahamas) Limited
394-9100
394-9140
[email protected]
Key Group Holdings Ltd.
(646)
509-3989
327-0879
[email protected]
K.P. Investment Advisors Ltd.
394-4182
394-4183
[email protected]
Address
P. O. Box
Registered Personnel
Advising on securities
Lambda Asset Management
3631528
3631528
[email protected]
Leno Corporate Services Limited
364-2806
364-5880
[email protected]
Libeco Asset Management Ltd.
394-4182
394-4183
[email protected]
LOM Securities (Bahamas) Limited
323-0032
323-0084
[email protected]
Lombard Odier Darier Hentsch Private Bank
& Trust Ltd.
302-2100
302-2101
[email protected]
Macro Bank Limited
323-6418/9 323-6427
Magellan Securities Limited
326-2700
326-2710
[email protected]
[email protected]
Building III,
Bayside Executive Park,
West Bay Street & Blake Road
Ocean Centre,
Montague Foreshore
CB-10988
N-4890
Israel Borba
Maria Tsavousis-Darville;Rochelle Rolle;
Jean-Marc Alphonse Fellay; Nicolaus
Martin Good; Remo Caderas; Patrick Feuz
15 Nebruck House Office
Nassau, Bahamas
SP-63948
Sunil Jagwani
Halsbury Commercial Centre,
Village Road
SS-19689
Karl Hoerkens; Pierre M. Monnard;
Moreira Barrow, Jorge Isaac
7 Venetian Lane
Old Fort Bay
P.O. Box CR-56766 #218
Nassau, Bahamas
2nd Floor
Pineapple Place
Nassau, Bahamas
N-4875
Fabio Allocco
N-7535
Sean Longley
Suite No. 2
Halsbury Commercial Center
Village Road
Nassau, Bahamas
SS-19689
Pierre Biraben, Pierre Monnard, Karl
Hoerkens
Suite 309,
British Colonial Hilton Centre of Commerce
1 Bay Street
CB-12762
Craig Lines; Jeremy James Dyck; Elizabeth
Denise Garcia; Semoy Scully; Anita Datt;
Nigel Bell
N-4938
Niekia Horton; Christian Coquoz ; William
Jardim
N-4444
Carlos Calvo Lopez; Alejandro Maciel;
CB-12762
Robert Davidowski; Endric Deleveaux
Goodman's Bay Corporate Centre,
West Bay Street & Seaview Drive
Suite C,
SG Hambros Building,
West Bay Street
Goodman's Bay Corporate Centre,
2nd Floor
Nassau, Bahamas
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Advising on securities
Maritime Securities Limited
Metropolitan Bank (Bahamas) Limited
327-4463
677-1925
328-0892
394-2142
[email protected]
[email protected]
Suite 700
2nd Floor
New Providence Financial Centre
East Bay St.
Nassau, Bahamas
[email protected]
Mignon (Nassau) Limited
327-6618
327-6806
327-6617
Millennium Investment Advisors Ltd.
394-4182
394-4183
[email protected]
MMG Bank & Trust Ltd.
326-2400
322-5567
[email protected]
New Providence Asset Management Limited
393-9113
393-9114
[email protected]
327-2600
325-8445
[email protected]
Octogone Fund Management Limited
362-4995
3624996
[email protected]
Oracle Capital Advisors Ltd.
322-5448
325-5448
[email protected]
327-1512
327-1514
CB-10969
Herman R.T. Moss
CR-56766
Jacqueline Bain; Brenda McAlpine;
Indrawati Gibson; John Lawrence
AP-59223
Dorothea Thompson
SS-19689
Karl Hoerkens; Pierre M. Monnard
N-4889
Ernestine D. Moss; Heather Bellot
Caves Village,
West Bay Street & Blake Road
Nordica Investment Management Limited
Pasche Bank & Trust Limited
Suite 200
Priderock Corporate Centre
Bay & East Streets
Nassau, Bahamas
[email protected]
Halsbury Commercial Centre,
Village Road
Suite 102,
Saffrey Square,
Bay Street & Bank Lane
Suite 1000,
7 Moseley Street
Suite 205A
Saffrey Square
Bay Street & Bank Lane
No. 3 Offices
Old Fort Bay
Saffrey Square
Bank Lane and Bay Street
Nassau, Bahamas
Unit 1
Western Commercial Centre
Mt. Pleasant Village
Western Road
Nassau, Bahamas
Updated as at March 7, 2012
CR-567661000
Kimberly Pierce; Jillian Dorsett; Perpetua
Monique Roberts
N-10222
Daniel Hedkrok; Anna Hedkrok, Ulf Robert
Hallebo
SP-63157
R. Clive Moore
N-9934
Maxim Lyutikov
AP-59241
Noelle Scott; Gilles Arnold Schanen
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
Advising on securities
Pasche Fund Management Ltd
702-2900
362-6186
[email protected]
Pictet Bank & Trust Limited
302-2222
327-6610
[email protected]
PNC Asset Management Ltd.
322-4579
325-8445
[email protected]
PriFund Counseil (Bahamas) S.A.
362-6317
362-5788
[email protected]
PrivaCapital Management S.A.
362-4995
362-4996
[email protected]
Private Investment Bank Limited
302-5950
302-5970
[email protected]
Providence Advisors Limited
328-7115
328-7129
[email protected]
RBC Dominion Securities (Global) Limited
362-6740
362-6744
[email protected]
Unit 1
Western Commercial Centre
Mt. Pleasant Village
Western Road
Nassau, Bahamas
Bayside Executive Park,
West Bay Street & Blake Road
2nd Floor
Suite 205A
Saffrey Square Building
Nassau, Bahamas
AP-59241
N-4837
Toby Smith
Yves V. Lourdin; Erich W. Messmer; Jan FC. Mezulanik
N-9934
Suite 2
Lyford Financial Centre
Lyford Cay
West Bay Street
SP-63948
Eric Eichmann
No.3 Offices at Old Fort Bay
Nassau, Bahamas
SP-63157
Lana Taylor
Devonshire House,
Queen Street
3rd Floor,
Goodman's Bay Corporate Centre
Lyford Manor,
Lyford Cay
Updated as at March 7, 2012
N-3918
Carla Roach; Torres Loren Storr; Jacqueline
Bain; Vanessa Coleby; Torres Storr; Glenice
Thompson; Jaqueline Bain; Carla Roach;
Valerio Zanchi
Carrol E. Burrows; Monique N. Cooper;
Bradley S. Cunningham; Olive C. Gaitor;
AP-59223-409 Kenwood N. Kerr; Agatha G. Moncur;
Florabelle Rodgers; Claudette Loretta
Estwick; Darcell Christa Bain
N-3234
John R. Bond; Andrew R. McCartney;
Sophia E. McKenzie; Carol D. Newbold
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
RIG Investment Advisors Limited
362-7200
362-7210
[email protected]
Royal Fidelity Capital Markets Limited
356-7764
326-3000
[email protected]
Royal Fidelity Merchant Bank & Trust Limited
356-7764
326-3000
[email protected]
RQSI Limited
502-7020
393-5002
[email protected]
Safra Asset Management (Bahamas) Limited
677-6555
677-6550
[email protected]
Santander Bank & Trust Ltd.
502-7900
326-8287
[email protected]
SciVest Capital Management Inc.
351-7335
351-7336
[email protected]
Scotiabank (Bahamas) Ltd.
356-1433
356-1618
Scotiabank Caribbean Treasury Limited
302-2960
328-7432
Address
P. O. Box
Registered Personnel
Advising on securities
Winterbotham Place,
Marlborough & Queen Sts.
N-3026
Michael A. Ingrey; Roberto A. Roberts;
Robert Ingrey
Fidelity Financial Centre,
51 Frederick Street
CB-12337
Michael A. Anderson; Phillipa FergusonWilson; Sherell Woodside; Paulette
Lozaique; Belinda Payne
Fidelity Financial Centre,
51 Frederick Street
CB-12337
Velma Miller; Philip Anwar Dorsett;
LeSummah Roberts; Cleora Farquharson;
Joseph James Euteneuner
4th Floor
308 East Bay Street
Nassau, Bahamas
Ground Floor, Building III,
Bayside Executive Park,
West Bay Street & Blake Road
N-9058
CB-10988
Christopher Wesley Satterfield; Neil
Patrick Ramsey
Daniel Nissim Kamkhaji
3rd Floor,
Goodman's Bay Corporate Centre
N-1682
Jose M. Gonzalez de Castejon Aritio; Pablo
Muller; Maria de las Nieves Taylor
Suite 1,
Millennium House,
East Mall Drive
F-42498
John J. L. Schmitz
[email protected]
Rawson Square,
Bay Street
N-7518
Deno Moss; Marcia Laramore; Barry
Jospeh Malcom; Robin Scavella; Kevin
Teslyk
[email protected]
Suite 300,
British Colonial Hilton Centre of Commerce
1 Bay Street
N-7518
Brodie Townley
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
AP-59241
Encinar Ramirez
N-7785
Darren Bailey; Dimitrios Chouzouris;
William Bostwick Godet; John H. Jephson;
Janice Anita Johnson; Gilles J. G. Laterrade;
Dominique J. Lefevre; Christina Rose Rolle;
Frank Leon Saunders; Renaud Oliver
Christophe Vielfaure; Sonia Bastian; Linda
Mackey; Theresse Hudson; Katra
Armstrong
Advising on securities
Serficom Family Office Inc.
SG Private Banking (Bahamas) Ltd.
Stirling Partners (Bahamas) Limited
Swiss America Securities, Ltd.
702-2900
302-5000
362-6186
302-6709
455-4169
468-6173
Unit 1
Western Commercial Centre
Mt. Pleasant Village
Western Road
Nassau, Bahamas
[email protected]
[email protected]
324-6963
[email protected]
Syz & Co. Bank & Trust Limited
327-6633
327-6629
[email protected]
Templeton Global Advisors Limited
362-4600
362-5281
[email protected]
SG Hambros Building,
West Bay Street
Third Floor
Olde Town Marina
Sandyport, West Bay St.
Nassau, Bahamas
SP-63777
Mark Holcombe
2nd Floor
202A BAF House
Marlborough Street & Navy Lion Road
EE-17971
Phillip Dorsett, Guy Gentile
Bayside Executive Park,
West Bay Street & Blake Road
N-1089
Miguel Gonzalez; Alfred Schaller; Venetia
Ruth Dekle-Maura; Jacqueline Townend;
Zakiya Dominique Butler; Bruno Duenki
Templeton House,
Lyford Cay
N-7759
Lisa Myers; James Harper, Cynthia
Sweeting, Edgerton Scott III, Matthew
Nagle
Updated as at March 7, 2012
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Email
The Bank of Nova Scotia Trust Company (Bah)
502-5700
Ltd.
326-0991
[email protected]
The Private Trust Corporation Limited
323-8574
326-8388
[email protected]
The Winterbotham Trust Company Ltd.
356-5454
356-9432
[email protected]
Tillerman Securities Ltd.
356-3244
356-3245
[email protected]
Address
P. O. Box
Registered Personnel
Advising on securities
UBS (Bahamas) Ltd.
394-9300
396-3312
[email protected]
Scotiabank House,
404 East Bay Street
Charlotte House,
Shirley & Charlotte Streets
Winterbotham Place,
Marlborough & Queen Streets
1 George Street
UBS House
East Bay Street
Updated as at March 7, 2012
N-3016
Sonia Beneby; Robert James Stooke; Yves
Martel; John Ravindra Jesubatham;
Gerrine McDonald; Lisa Wilcox
N-65
Adrian Crosbie-Jones; Bruno Roberts;
Charlene Y. Storr; Lana Taylor; Jennifer
Lydia Rahming
N-3026
Alan Davidson; Ivan G. Hooper; David
Rounce; Chrisopher Hooper; Jessica
Thornley; Junior Dios
SS-19820
N-7757
Hans C. Saunders; Cherisse Forbes;
Morelisa Nesbitt; Vichell Roberts
Marcia V. Adderley; Jose A.M. Aguilar
Millan; Cherise Nottage; Kevin Price;
Lucethy Smith; Karen A. Turnquest; Gayle
M. Whyms; Ian Atkin; Goselle Thomas;
George Mallis; Andres Escheverry Gomez;
Peter Ceuleers; Andrea Singleton; Marcel
Ott; Jamaal Wright; Ghianetta Patrice
Stewart; Erick Bruno; Alexandre Berger;
Beat Roman Paoletto; Felicia Candacy
Boyle- Bazard; Juliana De Campos Oliveira
Passos ; Thibaud Raymond Francois Raoul
Rene Marie Joseph Halewyck; Fabian Felix
Jenny; Ramzi Zuraikat; Aldo Mazzella,
Carlos D'Alessandro; Marc Mueller; Rene'
Baumgartner; Brian Jones, Emmanuel
Fiaux, Andreas Ito, Joel Oreiller, Ivan
Narandja, Gustavo Baeni
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999
Name
Phone
Fax
Address
Email
P. O. Box
Registered Personnel
N-7529
Eric M. Dyer; Vandyke Saunders; Alicia
Weatherford; Peter Butler; Brenda Powell;
Davawn Turner; Paul Russell; Jennifer
McPhee; Coffi McPhee; Peter Butler
N-7529
Eric M. Dyer; Brenda Powell; Davawn
Turner; Alicia Weatherford; Van-dyke
Saunders; Paul Russell; Jennifer McPhee;
Coffi McPhee, Peter Butler
N-1417
Alain Kunz
Advising on securities
Union Bancaire Privee (Bahamas) Limited
325-6755
325-6765
[email protected]
5th Floor
Lyford Cay House
West Bay Street
5th Floor
Lyford Cay House
West Bay Street
Union Bancaire Privee, UBP SA
325-6755
325-6765
[email protected]
Van Daalen International Ltd.
328-1042
328-1044
[email protected]
Vauban Asset Management Limited
327-4170/
327-4174
327-4176
[email protected]
Venoge Wealth Advisory Ltd.
356-5454
356-9432
[email protected]
Winterbotham Place
Marlborough & Queen Streets
Nassau, Bahamas
N-3026
Joao Carlos Chede
Votorantim Bank Limited
328-0981
328-0983
[email protected]
Suite 204,
Saffrey Square Building,
Bay Street & Bank Lane
N-951
Mario R.K. Pavan; Samuel J.H. Wilkinson
Weiser Asset Management Ltd.
325-0922
325-0911
[email protected]
Windemere Corporate Management Limited
677-1922
394-8326
[email protected]
WMG Management Ltd.
502-7020
393-5002
[email protected]
XL Performance Partners Ltd.
356-4114
323-2154
[email protected]
3rd Floor,
King's Court,
Bay Street
Suite 212
2nd Floor
The Olde Towne
Lagoon Court Building
West Bay Street
Nassau, Bahamas
de la Plaine
Nassau, Bahamas
Suite 1000,
New Providence Financial Centre,
East Bay Street
1st Floor
308 East Bay Street
Nassau, Bahamas
Global House
Cumberland Court
One Cumberland Street
Nassau, Bahamas
Updated as at March 7, 2012
SP-61708
James Burrows
N-10697
Dillon Dean; Ivylyn Cassar
CR-56766
John Lawrence
N-9058
Al Bilgrami
N-1991
Michael Halkitis; Jerome Gomez; Edward
Rolle