2014—2015 Annual Report - The Institute of Internal Auditors

2014—2015 Annual Report
MISSION
The Houston Chapter of The
Institute of Internal
Auditors is a professional
association of internal
auditors involved in
promoting professional
growth and progress for the
practice of internal auditing.
PURPOSE AND OBJECTIVES:
To provide value and service to our members in
Houston, Texas, principally through effec�ve
educa�on, training and cer�ca�on programs.
To build the profession of internal audi�ng locally
through enhanced training and programs to target
groups, including suppor�ng targeted universi�es.
To promote the global internal audit profession through
contribu�ons of resources (human and nancial) to
research and professional programs, primarily
through The IIA.
To establish and maintain an adequate and sustainable
governance and organiza�onal infrastructure to
manage the Chapter ac�vi�es, and to develop
leadership con�nuity and effec�ve succession
planning.
To ensure adequate nancial resources through the
exercise of appropriate nancial stewardship to
support the mission of the Chapter.
A MESSAGE FROM THE PRESIDENT
The 2,750-member Houston Chapter of the IIA is the second largest chapter in the United
States and one of the oldest chapters in the world. We have a long history of serving our
members and promo�ng our profession. When I was elected President, it was my hope to
con�nue that tradi�on. I considered my role a privilege and worked diligently with the
officers and board to achieve our objec�ves. I hope you were as pleased as I was with our
collec�ve accomplishments to maintain our stature as a premier chapter.
We understand not all of our members are able to a�end our events and may not be aware of
the ac�vi�es of the Chapter. The purpose of this annual report is to highlight our achievements during the year so our
members see how the Chapter is serving its mission. The most important ingredient for our ac�vi�es is our
volunteers, and the second most is the funds needed to execute the ini�a�ves. To that effect, this year the Chapter
established an investment policy so funds can grow to sustain our ac�vi�es in the coming years. This was a major
accomplishment for the Chapter to ensure our future success. On the same note, we also revamped our Chapter
governance, approved a new set of bylaws, and led a new cer�cate of forma�on. We hope these building blocks
will serve as a solid founda�on to build upon in the years to come.
I’d like to thank the officers, board of governors, and numerous volunteers for their support and dedica�on during my
tenure; I could not have done it without them. The incoming officer group is just as dedicated, and I look forward to
watching them from my new posi�on on the board of governors as they take our Chapter to even greater heights.
- Rumy Jaleel-Khan, Houston Chapter President (2014-2015)
Membership
The 2014 – 2015 fiscal year was a very successful year for the Houston Chapter of the IIA. Throughout
the course of the year, the Chapter offered its members:
• CPE Hours through monthly luncheons, full day seminars, and the Annual Conference
• Networking Events
• Golf Tournament
• CIA Review Courses
The two graphs below below highlight results from our Annual Member Survey.
How would you rate your overall satisfaction
with the Houston IIA Chapter?
Fair
How would you rate the training and education
opportunities provided by the Houston chapter
last year?
Excellent
Good
Excellent
Good
Fair
Recognition
newly certified
Recognitionofofour
our5151newly
certifiedmembers:
members:
Andrew Foulkes (CIA)
Angela Kroep (CIA)
Anna Leigh Newton (CIA)
Anneke DamayanƟ (CIA)
Anni Zhang (CIA)
Ashley M. Pergande (CIA)
Candice Paige Sanders (CIA)
Catheryne R. Hasley (CIA)
Dan Gilliam (CIA)
Danielle N Okland (CIA)
David L Kirtland (CIA)
Donna S. Driver (CIA)
Erin Pastor Mire (CIA)
Faizan Momin (CIA)
Heather L. Miller (CIA)
Cecelia R. Allen (CCSA)
Abu Aziz (CIA)
Adrian Jenkins (CIA)
Alvaro Cervantes Luna (CIA)
Jake Bradley O'Brien (CIA)
Jamie Knape (CIA)
Jennifer Elizabeth Hendl (CIA)
Jennifer Gardner (CIA)
Jessica Su (CIA)
Jonathan Erick Bayhi (CIA)
Joshua Alexander Wood (CIA)
JusƟn M Anderson (CIA)
Kelli Indyn Hyland (CIA)
Kenneth C. BraƩon (CIA)
Kristen Joy Woolley (CIA)
Laci LoŌin (CIA)
Laura Wolken Smith (CIA)
Lauren Gibbs (CIA)
Lauren Kimberly Gil (CIA)
Melissa A. Frazier (CRMA)
Kellie Yarter (CGAP)
Kristy Hail (CGAP)
Nicole Domain (CGAP)
Lisa J Befort (CIA)
Maria Julia Porta-Principe (CIA)
Mark J. McNabb (CIA)
Mary H. Loep (CIA)
Melissa Leigh Porter (CIA)
Morgan Page (CIA)
Paola Navarro Lever (CIA)
Randall Jason Wong (CIA)
Rebecca Anne Forsyth (CIA)
Sherri Mannina (CIA)
Stephanie Howington (CIA)
Stephen Daniel Armstrong (CIA)
Tina Ellen Campos (CIA)
Traci J. Wright (CIA)
Ivanna Nazar KafaƟ (CIA)
Aboul Qasim (CGAP)
MaƩhew Kozlowski (CRMA)
Cathy Ziemba (CFSA)
Christopher W. Cirrito (CGAP)
Jessica Funk (CIA)
KrisƟn Bulanek (CIA)
MysƟ Smith (CIA)
Qiushuang Zhang (CIA)
Rowen Eriza Surges (CIA)
Shana C. McGee (CIA)
Timothy Davis (CIA)
William J. Prime (CIA)
Christopher Guara (CIA)
Constance Robinson (CCSA)
Daniel Ramsier (CIA)
Frank Pocock (CIA)
Jack Ehrig (CIA)
Jamie L. Dugas (CIA)
AusƟn Wood (CIA)
ChrisƟne Lally (CIA)
Amber Pierce (CIA)
Anh Du (CIA)
Melissa Abel (CCSA)
Professional Development
Luncheon Topics
♦
Prac cal Crea vity
♦
Opera onal Audi ng
♦
Fraud - Brain Games for Auditors
♦
Human Resources - How to Play
the Game at the Top
♦
Next Generation of Internal
Auditors
Our members received more than
15,000 CPE hours through a wide
variety of learning opportunities
and topics!
Seminars & Events
♦
Lean Six Sigma
♦
Analyzing Processes Tools for
Opera onal Audi ng
♦
The Psychology of Fraud
♦
Report Wri ng
♦
IT Skills for Business Auditors
♦
Con nuous Audi ng
♦
Root Cause Analysis
♦
♦
The Power of Analytic
Interviewing
Detec ng Decep on in the Blink of
an Eye
♦
Economic Trends that will Shape the
Future
♦
FCPA Compliance
♦
Ready for Anything
♦
Economic Forecas ng
♦
The Auditor’s Role in Fraud Risk
Management
Satellite Networking Events
♦
Ethics - When Good Leaders Lose
Their Way
♦
Rudy - Mo va onal Speech
Building Our Future—Success with Junior Achievement
On February 9, 2015, the Junior Achievement Event at the Berry Center was a great success! There were over 8 Middle Schools
represented. In total, approximately 3500 students participated by choosing a track based on their interest. Chevron presented on the
“Business” track. Jamie DuBray, Client manager - IT Audit, spoke for 20 minutes and took 5 minutes of questions, then turned it over
to her counterpart (CEO of a Credit Union) who also spoke for 20 minutes and had 5 minutes of questions. The two presenters rotated
every hour and gave the same presentation 4 different times. Each session there were somewhere between 75-100+ students.
We appreciate our volunteers!
The Houston Chapter relies on its commi�ed volunteers to
help the Chapter achieve its mission. If you are interested
in volunteering, please contact Randy Fernandez,
Volunteer Chair at [email protected].
More than 50 members served the Chapter in a volunteer
capacity over the past year. Addi�onally, students assisted
the IIA Houston Chapter, primarily from the University of
Houston’s Internal Audit Student Associa�on. Of the ten
largest professional associa�ons organiza�ons in Houston,
the IIA is the only one with no paid staff. Thanks to our
volunteers for their service and passion!
Chapter
Achievement
Program
– 8 of
Years
of Excellence
Chapter
Achievement
Program—8
years
Excellence
The Houston Chapter acƟvely parƟcipates in the IIA’s
Chapter Achievement Program (CAP) where we
document all of the services that have been provided
to our members, to the profession by our members
and our Chapter, and our ability to administer the
Chapter by tracking CAP points. This year we earned
2,298 CAP points which means we reached our goal of
achieving the IIA’s PlaƟnum status. This marks the
eighth year to receive this disƟnguished status. 22 of
our members contributed 260.5 points to our total
this year. To everyone who submiƩed, thank you for
providing CAP points for our Chapter and giving back
to the profession!
You are helping us stay a
top-notch Chapter.
If you perform any of the applicable service to
profession acƟviƟes during our new chapter year
(June 1, 2015 – May 31, 2016), we would love to hear
from you. Please submit your acƟviƟes to [email protected]. For more informaƟon, see the
CAP secƟon of our website.
A special thanks
and recogniƟon goes to those
members who contributed to the profession and reported
their contribuƟon to the Chapter to help us earn CAP
points. Below are the top 5 members by points and
acƟviƟes:
Points by Members
Member
Total Points
Liz Meyers
147
Jay Qatato
26
Lisa Berry
22
Constance Lehmann
10
Keith Kahl
10
AcƟviƟes by Members
Member
# of AcƟviƟes
Liz Meyers
14
Jay Qatato
4
Lyn Beaty
3
Jamie DuBray
2
Todd Freeman
2
Academic
– Continued
for our
our Future
Future
AcademicRelations
Relations—
Continued Support for
Academic RelaƟons plays an important role in our Chapter Success! The goals of the Academic RelaƟons CommiƩee
are to promote the profession and enhance Internal Audit educaƟon. The Houston Chapter of the IIA supports all the
universiƟes in our local region with an emphasis on schools with Internal Audit specic coursework including:
University of Houston (Main), University of Houston Downtown (UHD), University of Houston Clear Lake (UHCL) and
Rice University. In addiƟon, we support and parƟcipate in the Student AssociaƟons which include: Beta Alpha Psi,
ISACA Student Chapters and the Internal Audit Student AssociaƟon (IASA).
Thank you to our Conference Committee Chairs!
®
Houston
6th Annual Conference
April 13th, 2015 • NRG Center
2015 was another record breaking year for our Annual Conference, rated by
attendees as our best conference to date. Thank you to all who made the
conference such a success. From the sponsors and chief audit executives, to the
speakers and proctors, to the conference committee and volunteers, everyone
worked tirelessly to exceed expectations for this our fifth annual event.
The chairs of this year’s Conference Committee aspired to make the conference
an event that would educate, entertain and motivate attendees to strive for
innovation and improvement in their internal audit roles. Congratulations for
achieving that goal and delivering a premier event.
– Deanna Sullivan, Conference Chair
Platinum Plus Sponsors
Platinum Sponsors
Gold Sponsors
The Houston Audit Challenge
The 18th annual Houston Audit Challenge Golf Tournament was held
on Thursday, May 21, 2015 at the presƟgious Black Horse Golf Club.
This year’s event included a record 140 golfers. The weather was
absolutely ideal for the event. The schedule of events included:
•
Closest to the Pin
•
Beat the Pro
•
Longest Drive
•
Bloody Mary and Mimosa Booth
•
On the Course Pictures
1st Place Gross: Aaron Stewart, Drew Burgoyne,
Kurt Defenbaugh, and Todd Amy
Thank you to the Tournament
Committee and Volunteers!
CommiƩee:
Tournament Chair: Jim McAnelly, DeloiƩe
Sponsorship Coordinator: Jim Tomlinson, Morgan Garris
Volunteer Coordinator: Jamie Dugas, DeloiƩe
Advisor: Eric Murray, DeloiƩe
1st Place Net: Tyler Swenson, Patrick Flanigin,
Steven Faucher, and Jeff Sharp
Thank you to all of our Sponsors!
Eagle Sponsors
Ace Sponsors
PromoƟonal Sponsors
Berkeley Research Group
Experis
Academy
Calpine
AudimaƟon
DeloiƩe
In Kind Sponsors
Blackhorse Golf Club
Sirius SoluƟons
BKD
DeloiƩe
Spectra Energy
IIA
Donovan & Watkis
Vanek Consultancy Group
Woodforest NaƟonal Bank
Luby’s / Fuddruckers
Tee Sponsors
Half Moon SoluƟons
Niche Assurance
ProƟviƟ
Chapter
Houston
Astros Officers
Networking Event
The Houston Chapter hosted a networking event
at the Houston Astros game on June 4, 2014,
where over 40 members were able to mingle
with their fellow IIA members and enjoy an
evening of baseball.
Chapter Officers
RUMY JALEEL-KHAN
Deloitte
President
GREG BONE
Anadarko
Vice President Seminars
SUSAN WILLRODT
Halliburton
Vice President Administration
Chapter Officers
ED TUCKER
JAMIE DUBRAY
BlueLine Rental
Chevron
Vice President Finance
Vice President Academic Relations
RYAN O’DAY
MARY HALL,
PricewaterhouseCoopers
Texas Children’s Hospital
Vice President Membership
Vice President Technology
ERIC MURRAY
TRACY HEBERT
Deloitte
Plains All American
Vice President Communications
Secretary
Board of Governors
LARRY
ABSTON
LARRY
LARRY
ABSTON
ABSTON
KEVIN
KEVIN
CANTRELL
KEVIN
CANTRELL
CANTRELL
CATHERYNE
CATHERYNE
HASLEY
HASLEY
CATHERYNE
HASLEY
Anadarko
Anadarko
Anadarko
Plains
Plains
AllPlains
American
All American
All American
Waste
Management
Waste
Management
Waste
Management
Nominating
Committee
Chair
Nominating
Nominating
Committee
Committee
Chair
Chair
Audit
Audit
Committee
Audit
Committee
Committee
Finance
Finance
Finance
Committee
Committee
Committee
Chair
Chair
Chair
LYNLYN
BEATY
LYN
BEATY
BEATY
RANDY
FERNANDEZ
RANDY
RANDY
FERNANDEZ
FERNANDEZ
BOBBOB
HERRIN
BOB
HERRIN
HERRIN
Halliburton
Halliburton
Halliburton
Pinnacle
Management
Resources
Pinnacle
Pinnacle
Management
Management
Resources
Resources
Transocean
Transocean
Transocean
Chapter
Chapter
Chapter
Governance
Governance
Governance
TaskTask
Force
Task
Force
Force
Volunteer
Coordinator
Volunteer
Volunteer
Coordinator
Coordinator
Audit
Committee
Audit
Committee
Audit
Committee
Nominating
Nominating
Nominating
Committee
Committee
Committee
MARIO
MARIO
BOFFA
MARIO
BOFFA
BOFFA
MELISSA
MELISSA
MELISSA
FRAZIER
FRAZIER
FRAZIER
Chevron
Chevron
Chevron
Comfort
Comfort
Comfort
Systems
Systems
Systems
USAUSAUSA
Finance
Finance
Finance
Committee
Committee
Committee
Chapter
Governance
TaskTask
Force
Chair
Chapter
Chapter
Governance
Governance
Task
Force
Force
Chair
Chair
DAVID
BRAY
DAVID
DAVID
BRAY
BRAY
JIM GARCIA
JIM GARCIA
JIM GARCIA
Freeport
McMoRan
Oil &Oil
Gas
Freeport
Freeport
McMoRan
McMoRan
&Oil
Gas
& Gas
JG International
Audit
Services
JG International
JG International
Audit
Audit
Services
Services
Finance
Committee
Finance
Finance
Committee
Committee
Board of Governors
KEITH KAHL
LEE PRILLAMAN
Lyondell Chemical Company
Ernst & Young
SHAWN KILCHRIST
LYNNE RENSHAW
Deloitte
Bristow Group, Inc.
Audit Committee Chair
Chapter Governance Task Force
PAUL PETTIT
JOHN SORRELLS
Protiviti
Bridgepoint Consulting
Regional Representative
PAUL VANEK
The Vanek Consultancy Group
Chapter Governance Task Force
Houston Chapter
Annual Report Committee:
Jamie Dugas, Annual Report Chair
Eric Murray, VP Communications