85898 NUMS Journal - Robert H. Lurie Comprehensive Cancer
Transcription
85898 NUMS Journal - Robert H. Lurie Comprehensive Cancer
85898 NUMS Journal 5/14/04 2:26 PM Page 1 CONTENTS Spring-Summer 2004 Volume IX, Number 2 2 Letter from the Editor 4 Notable Cancer Center Member Leo I. Gordon, MD 6 Notable Cancer Center Member Leonidas C. Platanias, MD, PhD 9 Investigating the Possible Effects of Tomatoes or Lycopene in Preventing Prostate Cancer Peter H. Gann, MD, ScD, Susie Lee, MPH, Misop Han, MD, Ryan Deaton and Vijayalakshmi Ananthanarayanan, MD 15 Four-Dimensional Elastic Light-Scattering Fingerprinting for Early Detection of Colon Carcinoginesis Vadim Backman, PhD, Michael J. Goldberg, MD, Young L. Kim, Yang Liu, Hemant K. Roy, MD and Ramesh K. Wali, PhD 21 The Mechanism by which EBNA1 Supports the Replication and Partitioning of Latent EBV Genomes Ashok Aiyar, PhD and John M. Sears 28 Filopodia Formation and Cancer Metastasis Gary Borisy, PhD and Danijela Vignjevic 35 Controlled Release Systems for Non-Viral Vectors EDITOR EDITORIAL BOARD Steven T. Rosen, MD, FACP Director Thomas Adrian, PhD Hamid Band, MD, PhD Richard Bell, MD Charles L. Bennett, MD, PhD Raymond Bergan, MD William Catalona, MD David Cella, PhD Susan Gapstur, PhD Ronald Gartenhaus, MD V. Craig Jordan, OBE, PhD, DSc Chung Lee, PhD Richard Longnecker, PhD Andreas Matouschek, PhD Thomas V. O’Halloran, PhD Elizabeth Perlman, MD Gustavo Rodriguez, MD M. Sharon Stack, PhD Martin S. Tallman, MD ASSOCIATE EDITOR Leonidas Platanias, MD, PhD Deputy Director ASSOCIATE EDITOR Leo I. Gordon, MD Associate Director for Clinical Sciences ASSOCIATE EDITOR Philip Greenland, MD Associate Director for Cancer Prevention and Control ASSOCIATE EDITOR Kathleen Rundell, PhD Associate Director for Education ASSISTANT EDITOR ASSOCIATE EDITOR Tim Volpe Associate Director for Administration Sharon Markman Lonnie D. Shea, PhD and Angela K. Pannier 40 Quality of Life Impact of Early Radiation Treatment for Breast Cancer Deborah Dobrez, PhD, William Small, Jr., MD, Matthew Callahan, BS, Krystyna Kiel, MD and Emily Welshman, MSW 46 Shared Research Core Facilities 48 Selected Member Abstracts June 2003 - December 2003 56 Selected Bibliography of Publications by Cancer Center Members 70 Cancer Center Advisory Boards 72 Members Who Contributed to this Issue MANAGING EDITOR Ann Klimek ASSOCIATE EDITOR PHOTOGRAPHY Teresa Woodruff, PhD Associate Director for Basic Sciences Jim Ziv 73 Cancer Center Education Programs and Community Events 75 Cancer Center Affiliated Research Facilities and Teaching Hospitals ©Northwestern University 2004 ISSN 1049-6025 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 1 85898 NUMS Journal 5/14/04 2:26 PM Page 2 Letter from the Editor Steven T. Rosen, MD, FACP T he recruitment of established senior investigators can have a profound impact on an institution. Over the course of the last three years, the Robert H. Lurie Comprehensive Cancer Center of Northwestern University has been fortunate to welcome a number of highly regarded clinicians and scientists to our Cancer Center. These individuals are listed by year with their previous institution, Cancer Center program affiliation and research area. 2001 Thomas Adrian, PhD – Creighton Cancer Center, Creighton School of Medicine; Gastrointestinal Oncology Program; Growth factors and intracellular signaling in pancreatic cancer. Martha Bohn, PhD – University of Rochester Medical Center; Cancer Genes and Molecular Regulation Program; Neurotrophic factors and gene therapy for neurodegenerative diseases. Richard Carthew, PhD – University of Pittsburgh; Hormone Action and Signal Transduction in Cancer Program; Molecular mechanisms that receptor tyrosine kinases use to regulate cell behavior. 2 Jayesh Mehta, MD – South Carolina Cancer Center and Palmetto Richland Memorial Hospital, University of South Carolina; Hematologic Malignancies Program; Bone marrow and stem cell transplantation. Seema Singhal, MD – South Carolina Cancer Center and Palmetto Richland Memorial Hospital, University of South Carolina; Hematologic Malignancies Program; Plasma cell dyscrasias. 2002 Thomas Meade, PhD – California Institute of Technology; Cancer Genes and Molecular Regulation Program; Inorganic coordination chemistry for the study of molecular imaging in vivo gene expression. Leonidas Platanias, MD, PhD – University of Illinois at Chicago; Hematologic Malignancies Program; Mechanisms of signal transduction of interferons and other cytokines in malignant cells. Gustavo Rodriguez, MD – Duke University Medical Center; Gynecologic Oncology and Hormone Action and Signal Transduction Programs; Effective pharmacologic approach for the prevention of ovarian cancer. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 3 Hemant Roy, MD – University of Nebraska Medical Center; Gastrointestinal Oncology and Hormone Action and Signal Transduction Programs; Understanding the mechanisms by which nonsteroidal anti-inflammatory drugs prevent colorectal cancer. Alexis Thompson, MD – UCLA Medical School; Pediatric Oncology Program; Bone marrow and stem cell transplantation in pediatric patients. 2003 Hamid Band, MD, PhD – Harvard Medical School; Hormone Action and Signal Transduction Program; Define the role of Cbl-family proteins. Vimla Band, PhD – Tufts, New England Medical Center; Breast Cancer and Viral Oncogenesis Programs; Delineate the molecular basis of early steps in human breast cancer. Irina Budunova, MD, PhD – AMC Cancer Research Center; Hormone Action and Signal Transduction in Cancer Program; Mechanisms of skin and prostate tumor genesis. Serdar Bulun, MD – University of Illinois at Chicago; Breast Cancer and Hormone Action and Signal Transduction in Cancer Programs; Mechanisms of estrogen biosynthesis and regulation of steroidogenic genes in human disease. William Catalona, MD – Washington University School of Medicine; Prostate Cancer Program; PSA-based screening for prostate cancer and the genetics of prostate cancer. Richard Miller, PhD – University of Chicago; Hormone Action and Signal Transduction Program; Molecular neuroscience and receptor signaling mechanisms. Elizabeth Perlman, MD – John Hopkins University School of Medicine; Pediatric Oncology Program; Genetic expression analysis of pediatric germ cell tumors. Gayle Woloschak, PhD – Argonne National Laboratory; Cancer Genes and Molecular Program; Understanding molecular basis of radiation responses in mammalian cells and in radiosensitive mice. 2004 Edward Grendys, Jr., MD – University of South Florida, School of Medicine; Gynecologic Oncology Program; Clinical research protocols involving ovarian, uterine and cervical cancer. Mary Hendrix, PhD – University of Iowa; Pediatric Oncology Program; Plasticity of aggressive tumor cells and the epigenetic influence of the microenvironment. Olke Uhlenbeck, PhD – University of Colorado; Cancer Genes and Molecular Regulation Program; RNA biochemistry. These individuals are already making important contributions to our research programs. Their presence elevates the image of our Cancer Center and brings us great pride. They serve as mentors to trainees, as role models for junior faculty and as seasoned leaders advancing our scientific agenda. Paul Lindholm, MD – Medical College of Wisconsin; Prostate Cancer Program; Signaling and gene expression of cancer cells that regulate their mobility, invasion and metastasis. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 3 85898 NUMS Journal 5/14/04 2:26 PM Page 4 Notable Cancer Center Member Leo I. Gordon, MD W hen asked how he first became interested in medicine, Leo I. Gordon, MD, credits his family. The son of a physician and a nurse, Dr. Gordon and his twin sister were steeped in all things medical during their Chicago childhoods, so not surprisingly, both grew up to be successful physicians themselves. Indeed, for Dr. Gordon, the Abby and John Friend Professor of Cancer Research and Professor of Medicine at the Feinberg School of Medicine at Northwestern University; Chief, Division of Hematology/Oncology and Associate Director for Clinical Sciences at the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, medicine and the study of blood diseases and cancer have been a central focus. After receiving his MD from the University of Cincinnati and completing his internship and residency at the University of Chicago, Dr. Gordon continued studying through fellowships at the University of Minnesota and University of Chicago where, under the guidance of his mentor, the late John Ultmann, MD, he began to concentrate on research, particularly related to lymphomas. “I had a strong attraction to this specialty, because the 4 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 5 science is fascinating and it is readily translated from the laboratory to the patient,” Dr. Gordon says. Now he is a premier clinician-scientist, nationally distinguished for his work in nonHodgkin’s lymphomas. He joined the faculty of Northwestern in 1979 and became chief of hematology/oncology in 1996. His current interests lie in radioimmunotherapy of lymphoma and free radical biology. Radioimunotherapy is a revolutionary treatment using antibodies to deliver radiation to the tumors via I.V. injection, therefore targeting the cancer sites more effectively and sparing the patient the worst side effects linked with traditional radiation and chemotherapy. Free radical biology involves the study of oxygen radicals or reactive oxygen species, which are ubiquitous because they are produced as a consequence of our oxygen-rich environment. It appears that these substances are important not only as possible causes of certain cancers (an observation made by Dr. Sigmund Wietzman, also a member of the Division of Hematology/ Oncology and former Division Chief), but paradoxically may be necessary in order to treat certain cancers. The study of our adapation to oxidant stress is a fundamental theme in Dr. Gordon’s research. Dr. Gordon, along with his colleagues Ron Gartenhaus, MD, Andrew Evens, MD and Sheila Prachand, have been examining cell lines in lymphoma and myeloma in order to study the role of free radicals in cell death pathways. Soon clinical studies of agents which target cell components which generate free radicals and promote death pathways in cancer cells will be started. “We hope that this approach will provide an effective, targeted treatment for lymphoma and other cancers,” says Dr. Gordon. Dr. Gordon claims time is his greatest foe – and who can argue given the extent of his commitments? In addition to his extensive clinical and laboratory work, journal peer-review and a position on a National Cancer Institute (NCI) study section, Dr. Gordon also has responsibilities as the Chief of the Division of Hematology/ Oncology – responsibilities that include managing all faculty matters such as appointments, promotions and salaries, overseeing Northwestern Memorial Hospital’s hematology/oncology inpatient unit, and heading up the hematology/ oncology practice in the faculty medical practice group, Northwestern Medical Faculty Foundation. He is as committed to teaching as he is to research: he is responsible for the three-year fellowship training program, which currently has 20 fellows in various levels of training, lectures to sophomore medical school students and trains the hematology/oncology residents. He has more than doubled the size of the hematology/oncology division in the past six years and has built up the program so that it comfortably rests in the top 10 of cancer programs in the country. Dr. Gordon believes that people in leadership positions should strive to create an environment where talented people can succeed. Dr. Gordon has clear designs on the future of cancer. “Successful treatment of cancer lies in the study of molecular biology and physiology and the abilily and foresight to translate that knowledge so that it can be applied to patients. It’s figuring out what makes cells work and what makes them get out of control, and how to reverse that process.” With a wealth of knowledge, skills and acumen, Dr. Gordon is well on his way to achieving his goal. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 5 85898 NUMS Journal 5/14/04 2:26 PM Page 6 Notable Cancer Center Member Leonidas C. Platanias, MD, PhD A native of Greece, Leonidas C. Platanias, MD, PhD, initially became interested in medicine as a child, perhaps the first glimpse of his inventive spirit since no one in his family had a medical background. He was first introduced to oncology early in his studies at the University of Patras Medical School in Patras, Greece, where he earned his MD and PhD. “I learned that so many were affected by cancer, and the idea of helping such a significant number of people made me realize the far-reaching implications of work in this field,” says Dr. Platanias, and with this realization began his focused medical aspirations. At the University of Patras Medical School – a new academic prototype based on the American medical school model – the faculty were medical professionals recently returned from teaching and working in the United States. Dr. Platanias’ professors inspired and encouraged him to continue his career in the U.S. upon graduation, and in 1984 he landed a Fogarty Fellow position at the prestigious National Institute of Health in Bethesda, Maryland. Researching aplastic anemia, he began the immunology studies that would subsequently play a role in his career direction. 6 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 7 After completing his research training at the National Institute of Health, Dr. Platanias began his internal medicine residency in 1986 at State University of New York in Brooklyn, New York. Working in an extremely underprivileged urban area at the beginning of the AIDS epidemic, he “saw a staggering number of AIDS cases” which motivated him to also conduct research on the hematology of the disease, an unusual accomplishment for a resident. Upon completing his residency and becoming Board Certified in Internal Medicine – the first doctor in his family – Dr. Platanias moved to the Midwest in 1989 to become a fellow in Hematology/Oncology at the University of Chicago. It was during his fellowship that he officially became a clinical oncologist and began to research in the field that would become his career specialty – molecular biology and signal transduction. Dr. Platanias’ first faculty appointment was in 1992 as Assistant Professor of Medicine at Loyola University in Maywood, Illinois, and here he established his own lab and conducted independent research. Securing a five-year grant from the National Cancer Institute (NCI) to study the role of IRS-proteins in Type IFN signaling and a two-year grant from the Department of Veterans Affairs to study signal transduction of the interferon alfa receptor in neoplastic calls, Dr. Platanias’ research notoriety was on the rise. In 1993, he won the highly recognized American Society of Clinical Oncology, Young Investigator Award and was honored with the prestigious American Cancer Society Career Development Award from 1993 to 1996. Joining the University of Illinois at Chicago faculty as Associate Professor in 1996, Dr. Platanias was promoted to Professor of Medicine in 2001. He served as Chief of Hematology/Oncology from 2000-2001 and was the Director of the Cellular Signaling Program at the University of Illinois Cancer Center from 2001-2002. It was at the University of Illinois that Dr. Platanias’ expanded research endeavors achieved increased national status and gained significant funding support: a three-year grant (2001-2003) from the American Cancer Society to study signaling pathways mediating hematopoietic stem cell suppression; a five-year grant (2002-2007) from the National Cancer Institute to study signal transduction of Type I interferons in malignant cells; and a four-year grant (2002-2006) from the National Cancer Institute to study the mechanism of action of interferon in chronic myelogenous leukemia. In May of 2002, Dr. Platanias became the Deputy Director of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University. As an endowed Chair of the Lurie family, Dr. Platanias is a Jesse, Sara, Andrew, Abigail, Benjamin and Elizabeth Lurie Professor of Oncology as well as a Professor of Medicine at the Feinberg School of Medicine, Northwestern University. About his decision to come to Northwestern University, Dr. Platanias shares, “Northwestern is a great university, and the Robert H. Lurie Comprehensive Cancer Center of Northwestern University has become the premier facility of this type in the region, a place of rapid growth and expansion where I can realize both my academic and professional aspirations.” Dr. Platanias continues his grant-based molecular biology and biochemistry research in signal transduction for cytokines in order to understand the mechanisms within the cancer cells by which various substances affect functionality. As Deputy Director, Dr. Platanias has many oversight responsibilities in addition to his research and teaching. He oversees the Shared Resource Core Facilities, a network of 18 facilities that provide various support services for investigators of the Cancer Center. He also directs the development of the Cancer Center’s efforts to procure new, significant research The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 7 85898 NUMS Journal 5/14/04 2:26 PM Page 8 grants, especially funding from the National Cancer Institute. Additionally, Dr. Platanias chairs several search committees and supervises the recruitment of new oncology faculty and researchers for the Robert H. Lurie Comprehensive Cancer Center of Northwestern University. Committed to involvement on a national scale, Dr. Platanias currently participates on several grant review committees: the National Institute of Health CAMP Study Section; the Department of Veterans Affairs Hematology Merit Review Grants Subcommittee, where he now serves as Chairman; and the Leukemia Research Foundation Medical Advisory Board. When asked about his professional goals, Dr. Platanias emphasizes, “I want to contribute to the Robert H. Lurie Comprehensive Cancer Center of Northwestern University’s continued expansion and success.” A key to that growth, he believes, is the new Robert H. Lurie Medical Research Center of Northwestern University, a $200 million high-tech medical research facility to be completed in early 2005 on the Chicago campus. “The new Medical Research Center will help us recruit high-caliber researchers, build a stronger research structure and facilitate the translation of clinical studies – taking research from the bench to the bedside – which is our ultimate goal.” 8 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 9 Investigating the Possible Effects of Tomatoes or Lycopene in Preventing Prostate Cancer Peter H. Gann, Susie Lee, Misop Han, Ryan Deaton and Vijayalakshmi Ananthanarayanan Peter Gann, MD, ScD is an Associate Professor of Preventive Medicine at Northwestern University’s Feinberg School of Medicine, and a member of the Cancer Center’s Cancer Epidemiology and Prevention Program. Susie Lee, MPH is a Project Coordinator in the Department of Preventive Medicine at Northwestern University’s Feinberg School of Medicine. Vijayalakshmi Ananthanarayanan, MD, is a Post Doctoral Fellow in the Department of Preventive Medicine at Northwestern University’s Feinberg School of Medicine. Misop Han, MD, is an Assistant Professor in the Department of Urology at Northwestern University’s Feinberg School of Medicine. Ryan Deaton is a Project Coordinator in the Department of Preventive Medicine at Northwestern University’s Feinberg School of Medicine. B y now, marketing from the food industry has made many Americans aware of research suggesting that lycopene – a compound found in tomatoes – could have protective effects against heart disease and cancer. Prostate cancer is the disease most often implicated in this The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 9 85898 NUMS Journal 5/14/04 2:26 PM Page 10 research, and as the most commonly diagnosed cancer among men in the U.S., it amounts to an expected 230,110 new cases and 29,900 deaths in 20041. Our group is engaged in conducting a unique randomized clinical trial at Northwestern that is aimed at clarifying the direct effects of tomato on the prostate gland. The first evidence suggesting a link between tomatoes and prostate cancer risk arose from epidemiological studies reported 8-12 years ago. The most significant was based on the Health Professionals Follow-up Study, a cohort established at Harvard of over 44,000 male health professionals who have regularly recorded their dietary intake, other lifestyle factors and specific health events since 19862. The investigators computed the risk of developing prostate cancer in this cohort as a function of the amount of dietary antioxidants, including lycopene, consumed by the men. The results were essentially negative for all antioxidants (including β-carotene and vitamin E) except lycopene. Risk of developing prostate cancer was 21% lower among men in the highest quintile for lycopene consumption compared to those in the lowest quintile. Further analysis showed that this risk reduction was primarily attributable to men who ate more cooked tomato products, such as tomato sauce. It had been shown previously that cooking tomatoes and eating them with oil substantially increases the bioavailability of lycopene3. The hypothesis was pursued by one of the authors using blood samples available for another Harvard-based cohort: the Physicians’ Health Study. Gann, et al analyzed plasma samples collected and frozen in 1982 from 578 men in this cohort who subsequently developed prostate cancer, and similar plasma samples from 1294 control men who were matched on age and remained free of prostate cancer4. This study design, referred to as a nested case-control study, is a powerful way to estimate the association between a biomarker and cancer risk using 10 archived samples collected long before, and hence unaffected by, the disease of interest. The results were strikingly similar to the findings from the analysis of dietary intake – lycopene was the only dietary antioxidant measured in plasma that showed an inverse association with prostate cancer risk. The results were stronger for aggressive (advanced or high-grade) cancer than for all cancers, suggesting a possible late effect on progression. Figure 1 below shows the relative risks for aggressive prostate cancer by quintiles of plasma lycopene concentrations. Figure 1. Relative risk (expressed as the odds ratio) of aggressive prostate cancer by level of plasma lycopene, β-carotene and placebo groups, The Physicians’ Health Study4. Because the Physicians’ Health Study was a randomized trial of β-carotene supplements, the results were stratified to look at the β-carotene and placebo groups separately. The group not receiving β-carotene (placebo group) showed a strong, linear inverse association between lycopene level and risk (P for trend = 0.006). Interestingly, there was no trend for lower risk as lycopene increased in the β-carotene group; however, compared to men in the group with the lowest lycopene level and no antioxidant supplement, the risk for prostate cancer was significantly lower among all men taking β-carotene. One interpretation is that an equivalent antioxidant benefit can be achieved either The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 11 through eating a diet rich in lycopene or taking β-carotene supplements. Tomatoes are the predominant source of lycopene in most diets, although significant amounts can also be found in watermelon, papaya, guava and pink grapefruit5. The chemical structures of lycopene and β-carotene are shown in Figure 2. Lycopene is a 40-carbon carotenoid with 13 double bonds. β-carotene is formed from lycopene by cyclization of its two end groups. Because it lacks β-ionone rings, lycopene cannot be cleaved to form vitamin A, which means more remains available for antioxidant activity. In addition, lycopene’s extra double bonds and unusual stereochemical properties contribute to its potent antioxidant effects. The singlet oxygen quenching ability of lycopene in vitro is at least twice as high as that of β-carotene, and is higher than any other dietary carotenoid studied6. These facts, combined with the observation that, in most American populations, lycopene concentrations in serum are higher than any other carotenoid, suggest that the biological importance of lycopene was previously underestimated. Lycopene concentrations in the prostate are particularly high, and are correlated with serum levels7, 8. Figure 2. The chemical structures of two related carotenoids: Lycopene and β-carotene. There is a danger in assuming that pure lycopene supplements are the best type of agent to study, however. Researchers learned from a painful experience with β-carotene, that focusing on a single chemical in foods can sometimes produce unexpected results. Despite decades of research suggesting that men who ate diets rich in β-carotene or had high blood levels experienced a reduced risk for lung cancer, two very expensive Phase 3 randomized trials among male smokers found that supplements actually significantly increased the risk of lung cancer (by about 20%) compared to placebo9. More recently, an interesting animal study prompted the same concerns about lycopene. Boileau et al reported, in a well-controlled study using the N-methyl-N-nitrosourea (NMU)-androgen rat carcinogenesis model, that whole tomato powder inhibited the development of prostate cancer compared to a control diet, while a pure synthetic lycopene supplement did not10. In the tomato powder group, risk of developing lethal prostate cancer was reduced by 26% compared to controls, versus a non-significant reduction of 9% in the group receiving pure lycopene. In addition to lycopene, other known carotenoids in tomatoes and tomato-based products include β-carotene, γ-carotene, ζ-carotene, phytofluene, and phytoene, all of which are among the 10 major carotenoids that are found to accumulate in human prostate tissue11. There are also numerous non-carotenoid compounds in tomatoes that have potentially relevant activity and a large number of unknown phytochemicals as well. Carotenoids generally occur in the plant for a purpose, for example, to protect seeds in fruit from photodegradation and oxidative damage. From an evolutionary perspective, it makes sense that plants would develop sets of interacting compounds to accomplish these functions rather than rely on single compounds12. With all this in mind, we have designed our current trial to evaluate the effects of a tomato extract, which can be delivered in a capsule with a consistent concentration of lycopene. To produce the capsule, specially-bred (nongenetically modified) tomatoes are grown at a facility in Israel (LycoRed Natural Products Industries Ltd.), and water is removed, leaving the complete lipid fraction from the tomatoes, The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 11 85898 NUMS Journal 5/14/04 2:26 PM Page 12 literally tomato oil. Placebos using a red dye in a lipid vehicle will also be used. Eligible participants will be men with high-grade prostatic intraepithelial neoplasia (HGPIN), a lesion believed to be a precursor to prostate cancer. These men, who will be enrolled from the Urology Clinic at NMH, normally undergo repeated blind biopsy of the prostate. We will obtain prostate biopsy samples before and six months after random assignment to either two capsules per day of tomato extract or placebo. The daily dose, in terms of lycopene, will be 30 mg, which is the approximate level consumed in food by the top decile of U.S. men. The recruitment goal, over 18 months, is a total of 80 patients. The primary endpoints are specific molecular, histological and nuclear changes in the posttreatment compared to pre-treatment biopsy tissue. We have carefully selected a panel of immunohistochemical markers including proteins that have demonstrated differential expression in the earliest phases of prostate carcinogenesis; in particular during progression from normal to preneoplastic phases. These markers reflect disturbances in proliferation (Ki67, mcm2), differentiation (PSA, chromogranin A), growth factor regulation (EGF receptor, IGF-1), apoptosis (bcl-2, caspase 3) and angiogenesis (CD34 for microvessel density). In addition to standard IHC technique, an important aspect of this project will be the application of computer-based image analysis to provide more accurate, higher throughput quantification of protein expression in prostatic tissue. We will also investigate differential expression of some of the chosen markers in basal versus luminal epithelial cells, because it appears that these cells behave differently during early prostate carcinogenesis. AMACR – α-methylacyl-coenzyme A racemase – has been shown to be strongly upregulated in prostate cancer; expression in HGPIN is variable. We have found some staining for AMACR in normal biopsy tissue, as demonstrated in 12 Figure 3, which shows a section containing both normal glands and cancer. Highly variable staining within the normal areas can be seen within this single section. Recently, we have found that patients who subsequently go on to be diagnosed with prostate cancer have more AMACR staining in their earlier normal biopsies than patients who remain free of prostate cancer. These results will be presented at the Annual Meeting of the American Association for Cancer Research in April, 2004. Figure 3. Prostate section immunostained for AMACR. The field displays normal glands with a wide range of AMACR expression, including none (N1), light (N2), and heavy (N3), as well as an area of cancer (Ca) showing heavy staining. [magnified at 100x]. We are also working to develop a nuclear morphometry index for the prostate that combines information on nuclear size, shape, DNA content and chromatin texture. To accomplish this, we have collaborated with Bacus Laboratories (Lombard, IL), which has developed a computer-based image analysis system for objective quantification of nuclear grade in other chemoprevention settings13. Briefly, this system takes a digital scan of the tissue under the microscope and using special software extracts nuclei from the image and places them into orderly galleries. Once in galleries, these nuclei are subjected to a large array of measurements involving size, shape, DNA content or texture parameters. Figure 4A shows an example of such a gallery displaying The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 13 normal prostate epithelial nuclei with perimeter measurements from a single patient we have studied. Figure 4B shows a graph of the distribution of nuclear grade scores (reflecting the sum of several individual morphometric features) from a patient with high-grade cancer compared to a population of normal nuclei. The mean nuclear grade score is 13.2 standard deviations above the mean for normal nuclei. One can see from the lack of overlap in the curves that this approach provides a powerful way to detect subtle changes in nuclear structure such as those accompanying early neoplastic change. investigational tools we are developing, will give us a sound basis for designing the long-term Phase 3 trials that will be needed to arrive at definitive answers. Acknowledgements We wish to acknowledge the important contributions of several other individuals to this work, including Irene Helenowski, MS, Erin Anderson, Ximing Yang, MD, PhD, Robert Meyer, Michael Pins, MD, James W. Bacus, PhD, and Val Kagan, PhD. Funding Effort on this project is supported by R01 CA 90759-01A1 and P50 CA90386-02 grants from the National Institute of Health and the National Cancer Institute. Figure 4. Figure 4A shows a gallery of normal prostatic nuclei digitally-extracted from a Feulgen-stained slide with perimeter measurements displayed. Figure 4B shows the distribution of multi-feature nuclear grade scores for a high-grade prostate cancer from the same patient compared to nuclear grade scores from a pool of normal nuclei. Note that the mean nuclear grade score in the cancer is 13.2 times above the mean for normal nuclei. In conclusion, it is too early to tell whether tomatoes or lycopene have something to tell us about how to prevent prostate cancer. It is our hope, however, that trials like ours, and the new REFERENCES 1. American Cancer Society. Cancer Facts and Figures 2004: Estimated new cancer cases and deaths by sex for all sites, US, 2004. http://www.cancer.org. 2. Giovannucci E, Ascherio A, Rimm EB, Stampfer MJ, Colditz GA,Willett WC. Intake of carotenoids and retinol in relation to risk of prostate cancer. J Natl Cancer Inst. 1995;87(23):1767-76. 3. Stahl W,Sies H. Uptake of lycopene and its geometrical isomers is greater from heat-processed than from unprocessed tomato juice in humans. J Nutr. 1992;122(11):2161-6. 4. Gann PH, Ma J, Giovannucci E, Willett W, Sacks FM, Hennekens CH,Stampfer MJ. Lower prostate cancer risk in men with elevated plasma lycopene levels: results of a prospective analysis. Cancer Res. 1999;59(6):1225-30. 5. Clinton SK. Lycopene: chemistry, biology, and implications for human health and disease. Nutr Rev. 1998;56 (2 Pt 1):35-51. 6. Di Mascio P, Kaiser S,Sies H. Lycopene as the most efficient biological carotenoid singlet oxygen quencher. Arch Biochem Biophys. 1989;274:532-8. 7. Clinton SK, Emenhiser C, Schwartz SJ, Bostwick DG, Williams AW, Moore BJ,Erdman JW. cis-trans Lycopene isomers, carotenoids, and retinol in the human prostate. Cancer Epidemiol Biomarkers Prev. 1996;5:823-33. 8. Freeman VL, Meydani M, Yong S, Pyle J, Wan Y, Arvizu-Durazo R,Liao Y. Prostatic levels of tocopherols, carotenoids, and retinol in relation to plasma levels and self-reported usual dietary intake. Am J Epidemiol. 2000;151(2):109-18. 9. The effect of vitamin E and beta carotene on the incidence of lung cancer and other cancers in male smokers. The Alpha-Tocopherol, Beta Carotene Cancer Prevention Study Group. N Engl J Med. 1994;330(15):1029-35. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 13 85898 NUMS Journal 5/14/04 2:26 PM Page 14 10. Boileau TW, Liao Z, Kim S, Lemeshow S, Erdman JW, Jr.,Clinton SK. Prostate carcinogenesis in N-methyl-Nnitrosourea (NMU)-testosterone-treated rats fed tomato powder, lycopene, or energy-restricted diets. J Natl Cancer Inst. 2003;95(21):1578-86. 11. Paetau I, Khachik F, Brown ED, Beecher GR, Kramer TR, Chittams J,Clevidence BA. Chronic ingestion of lycopene-rich tomato juice or lycopene supplements significantly increases plasma concentrations of lycopene and related tomato carotenoids in humans. Am J Clin Nutr. 1998;68(6):1187-95. 12. Gann PH,Khachik F. Tomatoes or lycopene versus prostate cancer: is evolution anti-reductionist? J Natl Cancer Inst. 2003;95(21):1563-5. 13. Bacus JW, Boone CW, Bacus JV, Follen M, Kelloff GJ, Kagan V,Lippman SM. Image morphometric nuclear grading of intraepithelial neoplastic lesions with applications to cancer chemoprevention trials. Cancer Epidemiol Biomarkers Prev. 1999;8(12):1087-94. 14 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 15 Four-Dimensional Elastic LightScattering Fingerprinting for Early Detection of Colon Carcinogenesis Hemant K. Roy, Ramesh K. Wali, Yang Liu, Young L. Kim, Michael J. Goldberg and Vadim Backman Vadim Backman, PhD, is an Assistant Professor of Biomedical Engineering at Northwestern University’s McCormick School of Engineering and a Staff Member at the Department of Medicine, Evanston Northwestern Healthcare. Dr. Backman is a member of the Cancer Center’s Gynecologic Oncology and Cancer Genes and Molecular Regulation Programs. Hemant K. Roy, MD, is an Associate Professor in the Department of Medicine at Evanston Northwestern Healthcare/Northwestern University, and a member of the Cancer Center’s Cancer Cell Biology and Gastrointestinal Oncology Programs. Michael J. Goldberg, MD, is the head of the Division of Gastroenterology, Evanston Northwestern Healthcare. He is also an Associate Professor at the Feinberg School of Medicine, Northwestern University. Ramesh K. Wali, PhD, is a Research Associate Professor in the Department of Medicine at Evanston Northwestern Healthcare/Northwestern University, and a member of the Cancer Center’s Cancer Cell Biology and Gastrointestinal Oncology Programs. Young L. Kim is currently pursuing his PhD in biomedical engineering from Northwestern University. His research interests include early cancer diagnosis and chemoprevention using light scattering. Yang Liu is currently pursuing her PhD in biomedical engineering at Northwestern University. Her research focus has been working on the development of light-scattering for the early cancer diagnosis. C olorectal neoplasms are the second leading cause of cancer deaths in the United States, underscoring the public health imperative for developing novel strategies to combat this malignancy1. Screening has been shown to decrease colorectal cancer (CRC) mortality by both identifying lesions at an early, potentially curable stage and also through prevention of The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 15 85898 NUMS Journal 5/14/04 2:26 PM Page 16 CRC development by targeting the precursor lesions, the adenomatous polyps2. However, there are many barriers to widespread implementation of these strategies including patient non-compliance, discomfort, economic constraints, resource availability, and complication risk3. Indeed, most eligible subjects do not receive any type of CRC screening. Therefore, it is clear that improved screening methodologies are essential to decrease the number of CRC fatalities. Many screening techniques are designed to exploit the “field effect” of colon carcinogenesis, the proposition that the genetic/environmental milieu that results in neoplasia in one region should be detectable throughout the mucosa4. While several histologic (e.g. rectal aberrant crypt foci (ACF), cellular (e.g. apoptosis in the uninvolved mucosa), molecular (e.g. colonic protein kinase C activity) markers have shown a statistically significant correlation between rectal assays and colonic neoplasia, their performance characteristics are suboptimal for clinical practice. Novel techniques to detect the field effect are, therefore, urgently needed. There are several lines of evidence that subtle perturbations in colonic micro-architecture may be a manifestation of the “field effect”5-7. While micro-architectural alterations may serve as an excellent marker of the “field effect” of colon carcinogenesis, current technology does not allow its practical and accurate detection. Advances in biomedical optics have the potential of enabling real-time in vivo assessment of intracellular structure. Light scattering signals are extremely rich and complicated, thus having the potential of yielding unprecedented insights into the micro-architectural organization of the cell. Light scattering signals from intracellular structures depend not only on size, shape, and internal organization, but also on its position as part of a cell itself or a larger organelle (the immediate surrounding milieu of solid particles such as proteins). 16 In order to realize the full promise of light scattering, we developed four-dimensional elastic light-scattering fingerprinting (4D-ELF), a new generation of optical technology8,9. This technology allows us to obtain quantitative information about biological structures without the need for tissue biopsy, fixation, staining, or other processing. 4D-ELF enables probing tissue organization at scales from tens of nanometers to microns, thus encompassing a spectrum of structures ranging from macromolecular complexes to whole cells. Indeed, this provides information about objects 20-50 times smaller than can be detected by conventional microscopy. Thus, the light scattering fingerprints provide a heretofore unattainable insight into the architecture of living tissue at the nanoscale organizational level. The data obtained from light scattering fingerprinting should not be considered as a mere substitution for the morphological tissue analysis using light microscopy. The four-dimensional information extracted from ELF provides much greater biological insights than the previously utilized technologies. The critical advantages are related to the quantitative information regarding nanoscale architecture on living tissues. 4D-ELF gives information at the level of electron microscopy and yet keeps the levels of cellular organization that may be lost with staining/ fixation allowing hereto undiscovered insights regarding micro-architectural changes that occurs early in neoplastic transformation. Our objective of this study was to assess whether 4D-ELF would be able to detect the field effect of colon carcinogenesis. In the present studies, we tested 4D-ELF in the azoxymethane (AOM)-treated rat, a well-validated model of colorectal carcinogenesis that recapitulates many of the important morphological, genetic and cellular alterations seen in human colon cancer10. We demonstrate that 4D-ELF is able to accurately identify alterations in the colonic mucosa at a far earlier stage than any previously described markers. Furthermore, The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 17 these changes correlated well with the carcinogenic progression in this model. Methods Light Scattering Fingerprinting. We developed a specialized light scattering instrument to measure comprehensive light scattering data from living tissues. Briefly, a series of points on a sample surface were illuminated by a collimated linearly polarized light from a Xe-lamp. A Fourier lens positioned in the collection arm of the instrument projected the angular distribution of the backscattered light onto the slit of a spectrometer, which further diverted this light now in the direction perpendicular to the slit according to its spectral composition. The resulting 2D image, wavelength λ (400-700 nm) vs. scattering angle θ (0°-7°), was projected onto a CCD (Roper Scientific) for a given azimuth of scattering ϕ, which was varied by rotating a polarizer in the delivery arm of the system. The instrument also measures two independent polarization components p of the scattered light: one polarized along, I||, and orthogonally, I⊥, to the incident polarization. Such 4D data (λ,θ,ϕ,p) provide comprehensive information about the light scattering and can serve as extremely sensitive “fingerprints” of the specimen micro-architecture. Furthermore, the differential polarization signal ∆I(λ) = I||(λ) – I⊥ (λ) is particularly sensitive to the superficial tissue (<50µm), e.g. epithelium. This is critical for early detection of pancreatic precancer as it is of epithelial origin. Signals I||, I||+I⊥, and I⊥ contain information about progressively deeper tissues. In order to analyze the light scattering signatures, we assayed a variety of parameters that span the spectrum of micro-architectural abnormalities. The spectral slope analysis evaluates size distribution of particles ranging from macromolecules to organelles. Fractal dimension, on the other hand, reflects alterations of the tissue organization at much larger scales, ranging from large organelle to groups of cells. Principle component analysis (PCA) is a standard data procedure for assessing underlying structure in a data set. In order to infer relationship to colon carcinogenesis, we correlated the 4D-ELF signatures with the subsequent occurrence of ACF. Specifically, neoplastic signatures should progress over time and be predominantly in the distal colon especially early during carcinogenesis (mirroring our ACF data). All data from AOM-related signatures were compared with an age matched salinetreated rat. Animals. All animal studies were performed in accordance with the institutional animal care and use committee of Evanston-Northwestern Healthcare Forty-eight (48) male Fisher 344 rats (150-200 g) were randomized equally to groups that received either two weekly i.p. injections of AOM (15 mg/kg) (Sigma, St Louis Mo) or saline. Rats were fed standard chow and were sacrificed at various time points after second injection (2,4,5,6,8,12 and 20 weeks). Colons were removed, flushed with phosphate buffered saline and divided into equal proximal and distal segments. 4D-ELF analysis was performed on fresh tissue. ACF quantitation was performed on a subset of animals using methods previously described11. Results The AOM-treated rat model is one of the most robust and widely used models of colon cancer. As in human carcinogenesis, in this animal model, neoplasia progresses through a well defined sequence of events. In AOM-treated rats, the earliest detectable markers of carcinogenesis, ACF, develop in 5-12 weeks after the AOM injection; adenomas are observed in 20-30 weeks, and carcinomas develop after more than 40 weeks. No histologic, molecular or genetic markers have been shown to be able to detect earlier stages (<4-12 weeks) of colon carcinogenesis. Here we report that light scattering fingerprints change profoundly as early as 2 weeks after AOM-injection. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 17 85898 NUMS Journal 5/14/04 2:26 PM Page 18 We recorded ELF data from AOM-treated and control rats at 2, 4, 5, 6, 8, 12, and 20 weeks after AOM or saline injection. In order to correlate ELF with a well-validated biomarker of colon carcinogenesis, we analyzed ACF number on a subset of animals in this study. ACF were detectable at week 4 and progressively increased in both number and complexity over the course of the experiment (data not shown). There was a marked distal predominance in ACF. While proximal ACF did occur, these required longer to develop and were less numerous than distal ACF. There were no ACF detected in the saline-treated animals. Figure 1 shows representative light scattering fingerprints recorded from rat colons 2 weeks post-AOM treatment or age-matched control animals. As evident from Fig. 1(a) and (b), in the proximal colon, where the carcinogenic effect of AOM is minimal, AOM-treatment induces only modest changes in ELF. For comparison, in the distal colon, the alterations of the fingerprints are dramatic (Figs. 1(d) and (c)), paralleling the carcinogenic efficacy of AOM in the distal colon. We note that the time point, for which the alteration of light scattering fingerprints was detected (i.e. 2 weeks after AOM-treatment), preceded the formation of ACF or any other currently known markers of colon carcinogenesis. As outlined in the Methods, we identified several light scattering markers that can be obtained from the ELF data and are highly significant for the earliest precancerous changes in the colons of AOM-treated rats. These alterations in light scattering fingerprints indicate that the nano/micro-architecture of tissue changes even in the earliest stages of colon carcinogenesis. Importantly, the changes in light scattering markers follow both the spatial and temporal progression of colon carcinogenesis (Table 1 and Fig. 2). Moreover, the performance characteristics of light scattering markers Table 1 Light Scattering Marker P-value (2-20 weeks post AOM-treatment) Spectral slope <10–14 PC 1 <10–42 Df <10–9 Table 1. Significance of light scattering markers of early colon carcinogenesis measured using ANOVA. Spectral slope was measured as the absolute value of the linear coefficient of the linear fit to ∆I( λ) and characterizes the size distribution of microscale tissue structures. PC – the first principal component obtained using the principal component analysis of ∆I( λ). PC1 accounted for >90% of the data variance. Df – fractal dimension of tissue microarchitectjre measured as the linear slope of two-point mass density correlation function C(r) in the linear regions of log-log scale. (C(r)=<ρ(r)ρ(r’+r)>, where ρ(r) is a local mass density at point r with 1 µm<r<50 µm.) Table 2 2 weeks post 12 weeks post AOM-treatment AOM-treatment Figure 1. Representative 4D-elastic light scattering fingerprints from rats sacrificed at 2 weeks after the AOM or saline injection. The color represents intensity of backscattering light. The horizontal axis is the wavelength of the backscattering light. The vertical axis is the backscattering angle. (a): Saline-treated rat, proximal colon, (b): AOM-treated rat, proximal colon, (c): saline-treated rat, distal colon, and (d): AOM-treated rat, distal colon. As demonstrated, even at this very early time point, AOM-treatment had a dramatic effect on 4D-ELF signatures in the distal colon. However, in the proximal colon the changes attributable to AOM treatment were quite subtle. 18 Sensitivity 92% 100% Specificity 100% 100% Positive Predictive Value 94% 100% Negative Predictive Value 100% 100% Table 2. Performance characteristics of light scattering-based diagnosis using the markers listed in Table 1. 2 weeks post AOMtreatment: neoplastic changes cannot be detected using histologic or molecular means; 12 weeks post AOMS-treatment: the earliest time point when neoplastic changes can be detected histologically, although with low sensitivity and specificity. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 19 dramatically exceeded all other conventional and experimental markers for all time points (Table 2). Figure 2. Analysis of 4D-ELF information. (a): Changes in the spectral slope at 2, 4, 5, 6, 12 and 20 weeks after the AOM treatment in the distal colons of control and AOM-treated rats obtained by means of the analysis of the spectral dimension in ELF. (b): Changes in the fractal dimension of the superficial mucosa obtained by means of the analysis of the angular dimension in ELF. (c): Principal component analysis (PCA) of light scattering fingerprints: score of Principal Component 1 (PC1). The changes in all three ELF markers are significant even for the pre-ACF time point (2 weeks post AOM treatment). Moreover, in agreement with the ACF data, the change in the ELF markers was even more dramatic at the later time points. Discussion Exploitation of the “field effect” in colon carcinogenesis is a common theme in colon cancer screening. As previously discussed, present strategies lack sufficient sensitivity and specificity for optimal population screening. Thus, the finding of an accurate marker for the field effect would be of major clinical importance. Application of the newly developed 4D-ELF technology has great promise for colon cancer screening because of the remarkable sensitivity to the earliest changes in carcinogenesis. Utilizing quantitative analysis of tissue micro-architecture, we were able to detect the earliest alterations in neoplastic transformation (at 2 weeks after carcinogen treatment) which may reflect the “field effect”. The relevance of these 4D-ELF changes to carcinogenesis is supported by both the temporal and spatial correlation. Temporally, the marked alterations detected at week 2 progressively increased in magnitude over time consonant with the neoplastic effects of AOM in this model. Spatially, the early signature alterations were predominantly in the distal colon, the region of the colon most susceptible to ACF and tumor development. Moreover, the changes noted with 4D-ELF occurred at 2 weeks after AOMtreatment, a time-point far earlier than seen with other conventional biomarkers. This timepoint was of particular importance in that the nonspecific genetic and cellular changes associated with acute effects of carcinogen have dissipated12. Therefore, alterations at this time reflect the earliest changes related to the field effect of carcinogenesis. The biological mechanisms of this phenomenon are currently under investigation. We believe that our data provide compelling evidence that the micro-architectural perturbations in the histologically normal mucosa identified by 4D-ELF represent a reliable marker of the “field effect” of colon carcinogenesis. Moreover, it is important to note that despite the extensive “data-mining” performed on 4D-ELF signatures, this represents less than 5% of total information available. Therefore, it is conceivable that our findings of early changes in carcinogenesis may be eclipsed by future ELF analyses. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 19 85898 NUMS Journal 5/14/04 2:26 PM Page 20 In summary, this report demonstrates that the newly developed technology, 4D-ELF was able to detect heretofore unrecognized subtle microarchitectural perturbations from the field effect of colon carcinogenesis. This technology has promise of allowing accurate risk-stratification and identifying patients who would benefit from colonoscopic screening. One can envision the rapid “bench-to-bedside” transition of this technology through the development of an endoscopically compatible probe with real-time signature determination. Moreover, 4D-ELF can give unparalleled insights into biological changes early in carcinogenesis. Further studies are being conducted to translate this technology into clinical practice and to determine the biological determinants of these micro-architectural alterations. This study was supported in part by research grants from the National Institutes of Health (1R21CA102750-01), National Science Foundation (BES-0238903), General Motors Cancer Research Foundation, and American Cancer Society-Illinois Division. Literature Cited 1. 2. 20 Jemal A, Murray T, Samuels A, Ghafoor A, Ward E, Thun MJ. Cancer statistics, 2003. CA Cancer J Clin 2003;53:5-26. Winawer S, Fletcher R, Rex D, Bond J, Burt R, Ferrucci J, Ganiats T, Levin T, Woolf S, Johnson D, Kirk L, Litin S, Simmang C. Colorectal cancer screening and surveillance: Clinical guidelines and rationale - Update based on new evidence. Gastroenterology 2003;124:544-560. 3. Zack DL, DiBaise JK, Quigley EMM, Roy HK. Colorectal cancer screening compliance by medicine residents: Perceived and actual. Am J Gastroenterol 2001;96:3004-3008. 4. Braakhuis B, Tabor M, Kummer J, Leemans C, Brakenhoff R. A genetic explanation of Slaughter’s concept of field cancerization: evidence and clinical implications. Cancer Res. 2003;63:1727-1730. 5. Yoshikawa R, Utsunomiya J. Cell proliferation kinetics are abnormal in transitional mucosa adjacent to colorectal carcinoma. Br J Surg 1996;83:36-39. 6. Weyn B, Jacob W, da Silva VD, Montironi R, Hamilton PW, Thompson D, Bartels HG, Van Daele A, Dillon K, Bartels PH. Data representation and reduction for chromatin texture in nuclei from premalignant prostatic, esophageal, and colonic lesions. Cytometry 2000; 41:133-138. 7. Montag AG, Bartels PH, Dytch HE, Lermapuertas E, Michelassi F, Bibbo M. Karyometric Features in Nuclei near Colonic Adenocarcinoma - Statistical-Analysis. Anal Quant Cytol Histol 1991;13:159-167. 8. Kim Y, Liu Y, Wali RK, Roy HK, Goldberg MJ, Kromine AK, Chen K, Backman V. Simultaneous Measurement of Angular and Spectral Properties of Light Scattering for Characterization of Tissue Microarchitecture and Its Alteration in Early Precancer. IEEE J Sel Top Quantum Electron 2003;9(2)243-257. 9. Roy H, Wali R, Kim Y, Liu Y, Goldberg M, Backman V. Four-Dimensional Elastic Light-Scattering Fingerprints as Preneoplasic Markers in the Rat Model of Colon Carcinogenesis. Gastroenterology, 2004;126,1071-1081. 10. Banerjee A, Quirke P. Experimental models of colorectal cancer. Dis Colon Rectum 1998;41:490-505. 11. Roy HK, Karolski WJ, Ratashak A. Distal bowel selectivity in the chemoprevention of experimental colon carcinogenesis by the non-steroidal anti-inflammatory drug nabumetone. Int J Cancer 2001;92:609-615. 12. Jackson PE, O’Connor PJ, Cooper DP, Margison GP, Povey AC. Associations between tissue-specific DNA alkylation, DNA repair and cell proliferation in the colon and colon tumour yield in mice treated with 1,2-dimethylhydrazine. Carcinogenesis 2003;24:527-533. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 21 The Mechanism by which EBNA1 Supports the Replication and Partitioning of Latent EBV Genomes Ashok Aiyar and John M. Sears Ashok Aiyar, PhD, is an Assistant Professor of MicrobiologyImmunology at Northwestern University’s Feinberg School of Medicine. Dr. Aiyar is a member of the Cancer Center’s Viral Oncogenesis Program. John Sears is a 5th year graduate student in the Integrated Graduate Program with an academic focus in tumor cell biology. He joined the Ashok Aiyar’s laboratory in April, 2001 as part of the Microbiology-Immunology Department and was partially funded through a carcinogenesis training grant. E pstein-Barr virus (EBV) is a gammaherpesvirus that infects B-cells and epithelial cells. Epidemiological studies indicate that a latent EBV infection is associated with proliferative disorders of lymphoid and epithelial cells including infectious mononucleosis1, endemic Burkitt’s lymphoma2, and nasopharyngeal carcinoma3. EBV is latent is these proliferating cells, so that very few viral genes are expressed, and no infectious virus is released4,5. EBV’s genome is present as a nuclear plasmid within latently infected cells. This plasmid is replicated once per cell-cycle in synchrony with cellular chromosomes6. Further, in approximately 97% of mitotic events, newly replicated viral genomes are partitioned equally into daughter nuclei7. This efficiency equals the efficiency observed for the partitioning of plasmids containing chromosomal centromeres in yeast, indicating that the partitioning of EBV genomes is an equally efficient process8,9. Once per cell-cycle replication of viral genomes, and their subsequent equal partitioning require a single viral protein, the Epstein-Barr nuclear antigen 1 (EBNA1)10. EBNA1 binds a region of the viral genome termed the origin of plasmid replication (oriP). Consistent with this central role for EBNA1 in a latent EBV infection, it is the only EBV protein The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 21 85898 NUMS Journal 5/14/04 2:26 PM Page 22 that is expressed in all malignancies associated with EBV. OriP has two clusters of binding sites for EBNA1, termed the dyad symmetry element (DS), and the family of repeats (FR)11. EBNA1 bound to DS recruits the cellular origin recognition complex (ORC), and the cell-cycle dependent MCM complex to DS, to initiate DNA synthesis from oriP 12,13. EBNA1 bound to FR is required to maintain EBV’s genome in proliferating cells, and to partition genomes into daughter cells14. Consistent with this, deletion of FR from EBV eliminates the ability of the virus to immortalize cells and establish latency 15. Domains of EBNA1 We study how EBNA1 bound to FR mediates the maintenance and partitioning of viral genomes in proliferating cells. For this, we make use of small plasmids that contain oriP introduced into human cell-lines that express wild-type EBNA1, or derivatives thereof. These small oriP-plasmids are more readily manipulated than the large viral genome, but retain the properties of being replicated once per cell-cycle and then partitioned equally 14,16,17. EBNA1 is schematically represented in Figure 1. The C-terminal one-third of the protein (a.a. 451641) dimerizes and then specifically associates with EBNA1-binding sites within the DS and FR regions of oriP. The central one-third of the ‘A’ EBNA1 GLY GLY ALA REPEATS +++ 33 89 aa 41 GRGRGRGRGRGGGRP 54 (EBNA1) GRGRGRGRGRGRGRP (MBD2a) GRGRP (HMGA1a) protein (a.a. 90-327) contains a repeat of glycine-glycine-alanine. Most of this region can be deleted without affecting EBNA1’s functions in replication, maintenance or partitioning in the context of human cell-lines in vitro 10,18. The gly-gly-ala repeats are flanked on either side by positively regions that we refer to as “A” (a.a 33-89) and “B” (a.a 328-378). Previous work had demonstrated that chimeras of either of these regions fused to GFP associated with metaphase chromosomes 19. Region B also associates with a nucleolar protein, termed EBP2, and it has been hypothesized that this interaction mediates EBNA1’s ability to partition EBV genomes20,21. EBNA1 is an AT-hook protein In addition to being positively charged, both region A and region B share a second characteristic. They contain alternating glycine and arginine residues, as indicated in Figure 1. Such repeats are found in cellular proteins that bind metaphase chromosomes through a DNA binding motif termed the “AT-hook”. In an AT-hook, the alternating glycine and arginine residues form a flexible interface that can closely approach the minor groove of DNA. Within the minor groove, there is a specific interaction between the guanadino group of arginine and O6 atom of thymidine22. This renders an AThook specific for AT-rich DNA. Because EBNA1 had NLS (379386) sequences resembling cellu‘B’ lar AT-hooks, we tested the oriP BINDING / DIMERIZATION 328 378 641 451 hypothesis that domains A and B of EBNA1 interacted aa 329 GRGRGGSGGRGRGGSGGRGRGGS 350 (EBNA1) with cellular chromosomes GRGRP GRGRP (HMGA1a) GRGRP by functioning as AT-hooks. +++ Figure 1. A schematic diagram of the functional domains of EBNA1, which also compares the sequences of the presumptive AT-hooks within domains A and B to the known AT-hooks of HMGA1a (Genbank accession number NM_145899) and MBD2a (Genbank accession number NP_003918). The oriP-binding and dimerization domain are localized at the carboxy-terminus of EBNA, comprised of amino acids 451-641 and is termed the ‘DBD’. Upstream of the DBD is a nuclear localization sequence (aa 379-386). The amino-terminus of EBNA1 is comprised of two functional, positively-charged domains, termed ‘A’ (aa 33-89) and ‘B’ (aa 328-378) separated by a stretch of gly-gly-ala repeats (aa 90-327) not known to be functional in the latent replication of EBV. Domain A of EBNA1 possesses a long stretch of GR repeats that is almost identical to the AT-hook sequence found within of hMBD2a. The B domain of EBNA1 also contains a stretch of GR repeats that possesses strong similarity with a repeat of the classic AT-hook sequence GRGRP found within the HMGA1a protein. 22 For this, we examined whether baculovirusexpressed EBNA1 would specifically associate with AT-rich DNA through the use of a nitrocellulose filterbinding assay. Our assays indicated that the binding The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX Page 23 full-length EBNA1 100 100 poly (dA.dT) poly (dA.dT) poly(dG.dC) 10 poly(dG.dC) 10 Phage Lambda Phage Lambda oriP 1 1 0 250 500 750 1000 1250 1500 0 Competitor (ng) 250 500 750 1000 1250 1500 Competitor (ng) % poly(dA.dT) bound % poly(dA.dT) bound 100 HMGA1a B. 7 days 2A-DBD + Hoecsht33342 DNA Standards (pg) 100 300 1000 21 days 3A -DBD A. B. HMGA1a 2A -DBD A. necessary for EBNA1 to function, we constructed three derivatives of EBNA1 that lacked domain B. In the first two, we deleted domain B, and replaced it with either one additional copy of domain A or two additional copies of domain A. These derivatives are called 2A-DBD and 3A-DBD. In the third derivative, we deleted the entire amino-terminus of EBNA1, and replaced it with the cellular AThook protein, HMGA1a. This derivative is called HMGA1a-DBD. We tested whether 2A-DBD and 3A-DBD, that lacked the ability EBNA1 of EBNA1, or the cellular AT-hook protein, HMGA1a, to a labeled poly(dA.dT) probe was readily competed by cold poly(dA.dT), but not by other nucleic acids such as phage lambda DNA, poly(dG.dC) or even oriP (Figure 2A). Additional assays performed with purified peptides corresponding to domains A and B confirmed that the AT-hook activity resided in each of these domains. To confirm that the binding was in the minor groove, we tested whether association of domains A and B with the labeled poly(dA.dT) probe could be 3A -DBD 2:26 PM EBNA1 5/14/04 2A -DBD 85898 NUMS Journal Domain A 75 Domain B 50 A B 25 0 0.01 C 0.1 1 10 100 1000 Distamycin A (µM) Figure 2. EBNA1 supports specific affinity for AT-rich DNA in vitro. Purified peptides domain A or domain B of EBNA1 and full-length EBNA1were analyzed for their ability to bind AT-rich, labeled oligonucleotides compared to full-length HMGA1a in filter binding assays. (A) The association of baculovirus-expressed EBNA1 and HMGA1a with a poly(dA.dT) probe is specific, and competed effectively by cold poly(dA.dT). In contrast, non-specific competitors such as poly(dG.dC) and a HindIII-digest of phage lambda DNA do not compete for the binding of these proteins with poly(dA.dT). (B) The AT-hook synthetic analog, distamycin A, specifically competes with the ability of domain A, domain B, and HMGA1a to bind poly(dA.dT) probe. All binding assays were performed using protocols described by the groups of Hurwitz and Kelly. competed by the minor groove binding drug distamycin A (Figure 2B), as it is known to compete the binding of HMGA1a from such a probe23. These studies indicated that distamycin A competed domains A and B from binding the labeled poly(dA.dT) probe, providing evidence that domain A and domain B bind poly(dA.dT) in the minor groove, just as HMGA1a does22. AT-hooks are required for the licensed replication of EBV Although both domains A & B are AT-hooks, EBNA1’s ability to stably replicate and partition oriP-plasmids has been postulated to occur through the interactions of domain B with EBP2. To test whether this interaction was Figure 3. Versions of EBNA1 that bind DNA directly and lack EBP2 binding function like wtEBNA1. (A) 2A-DBD binds metaphase chromosomes. Metaphase chromosomes were isolated from 293 cells stably expressing 2A-DBD stalled with colcemid. Indirect immunofluorescence was performed using the K67.3 rabbit polyclonal antibody against the DBD of EBNA1. Individual layer images (Z-sections of 100 nm) were captured at 100X and deconvolved. 2A-DBD, as well as 3A-DBD (not shown) were observed to localize to metaphase chromosomes in discrete punctate spots that resemble those observed with wild-type EBNA1 or HMGA1a-DBD. (B) 2A-DBD and 3A-DBD support the episomal replication of oriP-plasmids. 10 mg of AGP74 replication reporter in 293/EBNA1 and 293 derivatives and propagated with puromycin selection for 7 or 21 days. At these times, DNA was extracted, digested with DpnI and linearized with XbaI and analyzed by Southern blot, using probes made from plasmid pPUR-DS (AGP83). The cell line used for each transfection is indicated above each set of lanes, and the days post-transfection is indicated above each sets of lanes. The amounts of standards loaded are indicated above each lane, and their electrophoretic mobilities are indicated by “A”. “B” indicates the electrophoretic mobility of the linearized episomal plasmids. 2A-DBD and 3A-DBD supported stable replication of this plasmid at similar levels to wild-type EBNA1. to associate with EBP2 could still bind metaphase chromosomes. A representative analysis with 2A-DBD is shown in Figure 3A, where the EBNA1 derivative can be observed as bright speckles on Hoechst-stained chromosomes. Thus an interaction with EBP2 is not required for EBNA1 to bind chromosomes. We also tested whether these proteins would support the stable replication of oriP-plasmids. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 23 85898 NUMS Journal 5/14/04 2:26 PM Page 24 This analysis is shown in Figure 3B. For this, an oriP-plasmid was transfected into cells expressing wild-type EBNA1, 2A-DBD or 3A-DBD. Plasmids were recovered either seven days or twenty-one days post-transfection, and the amount of replicated (DpnI-resistant) DNA was quantified by Southern blot. As shown in the Figure, both 2A-DBD and 3A-DBD permitted the replication of an oriP-plasmid at levels comparable to wild-type EBNA1. These studies indicate that versions of EBNA1 that contain an AT-hook are sufficient to mediate licensed oriP replication. In previous studies we have demonstrated that oriP-plasmids have to be tethered to metaphase chromosomes for them to be replicated in the ensuing S-phase24. Others have shown that the oriP-binding domain of EBNA1 is not sufficient by itself to support the replication of oriP-plasmids25,26. One model that reconciles these varied observations relies on recent observations that like EBNA1, the ORC complex also associates with AT-rich DNA27,28. Thus we believe it likely that an interaction between EBNA1 and ORC is first mediated by their common localization to AT-rich DNA, on metaphase chromosomes, permitting the subsequent replication of oriPplasmids in S-phase. This model explains why the entire aminoterminus (a.a. 1-450) of EBNA1 can be replaced by any protein that binds AT-rich DNA (see below), and yet leave EBNA1 competent to support oriP-replication. On the other hand, deletion of this region creates a derivative of EBNA1 that lacks AT-hooks and is incapable of supporting oriP-replication. AT-hooks are required for the partitioning of EBV genomes What about the third derivative of EBNA1, HMGA1a-DBD? Experiments performed with multiple oriP-plasmids and this derivative of EBNA1 indicated that it supported the replication of oriP-plasmids at levels that were quantitatively very similar to that supported by 24 wild-type EBNA124. This result suggested to us that it was likely that HMGA1a and EBNA1 bound cellular chromosomes through similar mechanisms, i.e. EBNA1 tethered to chromosomes through AT-hooks just as HMGA1a did. Plasmids are missegregated and lost when there is a failure in the tethering mechanism. If both these proteins functioned similarly, we would expect that just as EBNA1 partitions plasmids equally in approximately 97% of all mitoses, so should HMGA1a-DBD. To test this, we transfected an oriP-plasmid into cells expressing either EBNA1 or HMGA1a-DBD, and followed the loss of this plasmid as a function of the number of cell divisions. This analysis is shown in Table 1. The calculated rate of loss for EBNA1 was 3.6% per cell-generation, and HMGA1a-DBD was 3.5% per cell-generation. Therefore we believe it is likely both proteins bind chromosomes through similar mechanisms. Cell line 8 Avg copy no.a (% of total) on day posttransfection: 12 16 21 293/EBNA1 100 85.4 ± 7.6 74.8 ± 11 60.9 ± 14 293/HMGA1a- 100 90 ± 23 .985 ± 21 .71.8 ± 7.2 DBD % Plasmid loss per cell generation 3.6 3.5 a Average copy number of DpnI-resistant, replicated plasmids maintained in the absence of selection, represented as a percentage the number of plasmid copies after 8 days. Table 1. Rate of loss of replicated oriP-BamHI-C-luciferase over time in the absence of selection in 293/EBNA1 and 293/HMGA1a-DBD cells A model for how EBNA1 might partition EBV genomes Studies from a number of groups have shown that eukaryotic chromosomes are not uniformly condensed. They contain highly condensed Qbands interspersed with less condensed R-bands that are AT-rich. These AT-rich R-bands have been termed as scaffold attached regions (SARs)29-35. HMGA1a, and other AT-hook proteins have been localized to these regions32,3638 , and when visualized on metaphase chromosomes appear as a series of punctate dots on a chromosome (Figure 4A). While we have no direct evidence that EBNA1 associates with SARs on metaphase chromosomes as HMGA1a The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:26 PM Page 25 does, the distribution of EBNA1 and HMGA1a-DBD on metaphase chromosomes cannot be distinguished, and the maintenance of oriP-plasmids by these two proteins is mathematically identical. If EBNA1 were to localize to a SAR on an interphase chromosome, it is possible that after S-phase, EBNA1 along with the replicated daughter oriP-plasmid is distributed to the sister SAR on the sister chromatid. The indirect immunofluorescence analysis of some of our metaphase spreads indicates that the distribution of EBNA1 “dots” on some sister chromatids is approximately equal, an observation that is also true for HMGA1a-DBD (See Figure 4A). In this model that is presented schematically in Figure 4B, the per-replicon partitioning event is simply the distribution of EBNA1 to the sister SAR on the newlyreplicated sister chromatid. Replication of A. 293/HMGA1a-DBD 293/EBNA1 Figure 4 B. oriP plasmid Q band S PHASE: Replication of cellular chromatin and oriP plasmids; R band (SARs) Partitioning of oriP plasmids onto sister SARs on sister chromatids EBNA1 Transcription modulation of cellular genes via AT-hooks (and aa 65-89) Figure 4: A proposed model for the partitioning of oriP-plasmids on a per-replicon basis. (A) High resolution indirect immunofluorescence comparing the localization of wild-type EBNA1 and HMGA1a-DBD on metaphase chromosomes using an antibody against the DBD of EBNA1. The localization of both proteins were similar; many pairs of sister chromatids contained an equal number of dots for both proteins. In several instances, the dots were symmetrically positioned on both sister chromatids. (B) A model of a portion of a chromosome based on the models constructed by Laemmli and co-workers. For convenience we have depicted a metaphase chromosome with Q-bands and R-bands containing AT-rich SARs. Laemmli and co-workers have demonstrated that sequences present as SARs on interphase chromosomes are present in R-bands in metaphase chromosomes. EBNA1 or HMGA1a-DBD tethers oriP-plasmids to SARs that are present relatively infrequently compared to other sequences on chromosomes. Upon S-phase, when there is replication of chromosomes, we propose that there is a partitioning event of the replicated oriP plasmids to the sister SARs on sister chromatids, by a distribution of EBNA1 or HMGA1a-DBD to each sister SAR. Key to this model is that the actual partitioning event is concomitant with replication, and occurs during S-phase. The plasmid remain tethered to sister chromatids and piggy-back on the sisters during mitosis. chromosomal DNA may be sufficient to very transiently displace EBNA1 bound to a SAR and permit reassociation with SARs on both sister chromatids. AT-hooks are not sufficient for EBNA1 to activate transcription In addition to mediating the replication and partitioning of EBV genomes, EBNA1 activates transcription from at least three EBV promoters39-41. The mechanism by which EBNA1 activates transcription is not clear. It has been reported that EBNA1 activates transcription from episomal reporter plasmids by facilitating their retention within transfected nuclei42. If this were the only mechanism by which EBNA1 activates transcription, we would expect that HMGA1a-DBD and wild-type EBNA1 would activate transcription to equivalent degrees as both proteins support plasmid maintenance to similar levels. However, another region of EBNA1 (a.a. 65-89) has been mapped recently outside of the AT-hook regions as a possible transcription activation domain43. To determine whether the sole mechanism by which EBNA1 activated transcription was via plasmid retention, we tested the ability of EBNA1, HMGA1a-DBD, or just the DBD to activate transcription from an integrated EBNA1-dependent transcription reporter in BJAB cells. Our results indicate that EBNA1 can transcription from this reporter, while HMGA1a-DBD does not activate transcription to any level above the DBD alone (Figure 5). Thus while the AT-hooks of HMGA1a can substitute for the amino-terminus of EBNA1 to support the replication and partitioning of EBV plasmids, they are insufficient to support transcription activation to the same level as EBNA1. Cellular AT-hook proteins function in number of processes including replication, chromatin remodeling, recombination, and enhanceosome formation. Some of them are oncogenic. Our future studies will investigate whether EBNA1’s AT-hooks allow it to substitute for a cellular AT-hook protein in any of these processes. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 25 85898 NUMS Journal 5/14/04 2:27 PM Page 26 16 Relative Luciferase Activity 14 12 10 8 6 4 2 0 H M G A 3. 1 -D 1a 1 A A N N D EB BD D pc BD Figure 5. Transactivation of an integrated FR-HSV1-TKluciferase reporter in BJAB cells by EBNA1 and HMGA1a-DBD. BJAB cells containing an integrated FR-HSV1-TK-luciferase reporter were electroporated with the control plasmid pcDNA3.1, or expression plasmids for the EBNA1 DBD (DBD), wild-type EBNA1 (EBNA1), or HMGA1a-DBD. along with an EGFP expression plasmid. Two days after transfection cells were FACS profiled for EGFP expression to normalize for transfection efficiency, following which cytoplasmic extracts were prepared and examined for luciferase activity. The bars indicate the relative luciferase activity observed over electroporation of the control plasmid pcDNA3.1. The results indicate that while EBNA1 can clearly transactivate an integrated transcription reporter with EBNA1 binding sites, HMGA1a-DBD does not transactivate this reporter over and above any effect of the DBD alone. REFERENCES 1. Niederman, J.C., et al., Infectious mononucleosis. Clinical manifestations in relation to EB virus antibodies. 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Sugden, The plasmid replicon of EBV consists of multiple cis-acting elements that facilitate DNA synthesis by the cell and a viral maintenance element. EMBO J, 1998. 17(21): p. 6394-403. 15. Lee, M.A., M.E. Diamond, and J.L. Yates, Genetic evidence that EBNA-1 is needed for efficient, stable latent infection by Epstein-Barr virus. J Virol, 1999. 73(4): p. 2974-82. 16. Yates, J.L. and N. Guan, Epstein-Barr virus-derived plasmids replicate only once per cell cycle and are not amplified after entry into cells. J Virol, 1991. 65(1): p. 483-8. 17. Kirchmaier, A.L. and B. Sugden, Plasmid maintenance of derivatives of oriP of Epstein-Barr virus. J Virol, 1995. 69(2): p. 1280-1283. 18. Aiyar, A. and B. Sugden, Fusions between Epstein-Barr viral nuclear antigen-1 of Epstein-Barr virus and the large T-antigen of simian virus 40 replicate their cognate origins. J Biol Chem, 1998. 273(49): p. 33073-81. 19. Marechal, V., et al., Mapping EBNA-1 domains involved in binding to metaphase chromosomes. J Virol, 1999. 73(5): p. 4385-92. 20. Shire, K., et al., EBP2, a human protein that interacts with sequences of the Epstein-Barr virus nuclear antigen 1 important for plasmid maintenance. J Virol, 1999. 73(4): p. 2587-95. 21. Kapoor, P., K. Shire, and L. Frappier, Reconstitution of Epstein-Barr virus-based plasmid partitioning in budding yeast. Embo J, 2001. 20(1-2): p. 222-30. 22. Huth, J.R., et al., The solution structure of an HMG-I(Y)DNA complex defines a new architectural minor groove binding motif. Nat Struct Biol, 1997. 4(8): p. 657-65. 23. Radic, M.Z., et al., Hoechst 33258, distamycin A, and high mobility group protein I (HMG-I) compete for binding to mouse satellite DNA. Chromosoma, 1992. 101(10): p. 602-8. 24. Sears, J., et al., Metaphase chromosome tethering is necessary for the DNA synthesis and maintenance of oriP plasmids but is insufficient for transcription activation by Epstein-Barr nuclear antigen 1. J Virol, 2003. 77(21): p. (in press). 25. Kanda, T., M. Otter, and G.M. Wahl, Coupling of mitotic chromosome tethering and replication competence in epsteinbarr virus-based plasmids. Mol Cell Biol, 2001. 21(10): p. 3576-88. 26. Kirchmaier, A.L. and B. Sugden, Dominant-negative inhibitors of EBNA-1 of Epstein-Barr virus. J Virol, 1997. 71(3): p. 1766-75. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 27 27. Lee, J.K., et al., The Schizosaccharomyces pombe origin recognition complex interacts with multiple AT-rich regions of the replication origin DNA by means of the AT-hook domains of the spOrc4 protein. Proc Natl Acad Sci U S A, 2001. 98(24): p. 13589-94. 28. Vashee, S., et al., Sequence-independent DNA binding and replication initiation by the human origin recognition complex. Genes Dev, 2003. 17(15): p. 1894-908. 29. Earnshaw, W.C. and U.K. Laemmli, Architecture of metaphase chromosomes and chromosome scaffolds. 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Zhao, K., et al., SAR-dependent mobilization of histone H1 by HMG-I/Y in vitro: HMG-I/Y is enriched in H1depleted chromatin. Embo J, 1993. 12(8): p. 3237-47. 37. Izaurralde, E., E. Kas, and U.K. Laemmli, Highly preferential nucleation of histone H1 assembly on scaffoldassociated regions. J Mol Biol, 1989. 210(3): p. 573-85. 38. Adachi, Y., E. Kas, and U.K. Laemmli, Preferential, cooperative binding of DNA topoisomerase II to scaffoldassociated regions. Embo J, 1989. 8(13): p. 3997-4006. 39. Gahn, T.A. and B. Sugden, An EBNA-1-dependent enhancer acts from a distance of 10 kilobase pairs to increase expression of the Epstein-Barr virus LMP gene. J Virol, 1995. 69(4): p. 2633-6. 40. Reisman, D. and B. Sugden, Trans activation of an Epstein-Barr viral transcriptional enhancer by the EpsteinBarr viral nuclear antigen 1. Mol Cell Biol, 1986. 6(11): p. 3838-46. 41. Puglielli, M.T., M. Woisetschlaeger, and S.H. Speck, oriP is essential for EBNA gene promoter activity in EpsteinBarr virus- immortalized lymphoblastoid cell lines. J Virol, 1996. 70(9): p. 5758-68. 42. Langle-Rouault, F., et al., Up to 100-fold increase of apparent gene expression in the presence of Epstein-Barr virus oriP sequences and EBNA1: implications of the nuclear import of plasmids. J Virol, 1998. 72(7): p. 6181-5. 43. Kennedy, G. and B. Sugden, EBNA-1, a bifunctional transcriptional activator. Mol Cell Biol, 2003. 23(19): p. 6901-8. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 27 85898 NUMS Journal 5/14/04 2:27 PM Page 28 Filopodia Formation and Cancer Metastasis Gary Borisy and Danijela Vignjevic Danijela Vignjevic was a graduate student in the Integrated Graduate Program and was supported by the Cancer Center’s DOD Breast Cancer Training Grant. She recently began a postdoctoral position at the Institut Curie in Paris, France where she is continuing her studies of metastasis. Gary Borisy, PhD, is the Leslie B. Arey Professor of Cell and Molecular Biology at Northwestern University’s Feinberg School of Medicine and Associate Vice President for Biomedical Research. Dr. Borisy is a member of the Cancer Center’s Tumor Invasion, Metastasis and Angiogenesis Program. 28 M ost anticancer therapeutic drugs target aspects of cell proliferation and have deleterious side effects on rapidly renewing cell populations such as those of the hematopoietic lineage or intestinal lining. In comparison to antiproliferatives, little success has yet been attained in developing therapeutics effective against metastasis. Yet, secondary metastases in vital organs are often the cause of mortality. Metastatic cancer cells have the capacity to escape from a primary tumor, invade the surrounding tissue, cross the endothelial wall of capillaries, become carried through the circulatory system to distant locations, re-cross the endothelial wall and establish secondary tumors in previously unaffected tissues. Identifying the triggers for metastasis and understanding the individual steps of the process have been difficult due to its complex and multifaceted nature. One hallmark of many cancer cells that is thought to be critical for their acquisition of an invasive phenotype is the abundant expression of exploratory, sensory organelles known as filopodia. An understanding of the mechanism of filopodia formation holds the promise of identifying molecular targets for the development of novel anti-cancer therapeutic drugs. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 29 Filopodial function Filopodia are thin, spike-like protrusions of the cell surface that have at their structural core a bundle of 15-20 actin filaments cross-linked into a stiff array. The tip of a filopodium contains a complex of molecules specialized for signaling and adhesion as well as for organizing the bundle of actin filaments. The actin filaments themselves are all oriented in parallel with their so-called barbed (fast growing) ends toward the filopodial tip1. The main cross-linker of the actin filaments is a protein known as fascin. Most cell types use filopodia as sensing organs to explore the extracellular matrix (ECM) and surface of other cells. In the growth cones of migrating axons, filopodia sample the local environment and efficiently scan a wide terrain as sensory antennae, searching for guidance cues that allow the growing axon to navigate over long distances and find its appropriate target2. Filopodia have a role in cell adhesion and cell spreading3. Many morphogenetic events in embryonic development require two free epithelial edges to fuse together and create a continuous epithelium. This fusion process is accomplished by filopodia extending from adjacent epithelial cells and interdigitating with each other4. Filopodia also appear to serve as locomotory organelles; e.g. in fibroblasts grown in a three-dimensional matrix of collagen fibers and cells that wander through fluid filled spaces in the body, such as neutrophils5. Cancer cells become metastatic by acquiring a motile and invasive phenotype. Recent evidence suggests that this step requires the remodeling of the actin cytoskeleton and the expression of abundant filopodia6. How are filopodia built? We studied the mechanism of filopodia formation in two model systems: in vitro using cytoplasmic extracts7, and in vivo using B16F1 melanoma cells8 (Fig. 1). In the vitro system, filopodial-like bundles of actin filaments are induced to form on plastic beads. The beads are coated with activators of the Arp2/3 Figure 1. Filopodial filaments originate from the surrounding dendritic network. Platinum replica EM. (A) Structural organization of stars. Actin filaments form a dendritic network around the bead and filament bundles away from the bead. Bar, 0.5 µm. (B) Filopodium contains a tight bundle of actin filaments, which splays at its root and becomes an integral part of the surrounding network. Bar, 0.2 µm. complex which initially nucleates the formation of a branched or dendritic network of actin filaments. Under suitable conditions in vitro, the ultimate result is what we have called “stars”: actin bundles radiating from the bead. Actin filaments in these bundles, like those in filopodia, are long, unbranched, aligned, uniformly polar, grow at the barbed end and have a dendritic network at their roots. Our kinetic and structural investigation of filopodial initiation demonstrated that these filopodial bundles were formed by gradual reorganization of the dendritic network in a process that we have termed the convergent elongation mechanism and that involves elongation of a subset of dendritic filaments, self-segregation of these filaments into filopodial precursors, and initiation of bundling at the tips of the precursors (Fig. 2). This mechanism recognizes three necessary processes for filopodia formation: nucleation, elongation and bundling. Nucleation The Arp2/3 complex is thought to play a role in filopodia formation because one of its activators, N-WASP, induces filopodia in cells9. However, since Arp2/3 is absent from established filopodia8,10, one may infer that it likely participates in initiation, not in steady state elongation of filopodia. In our in vitro system, formation of filopodia-like bundles indeed depended on the presence and activity of the Arp2/3 complex7. Our data suggested that The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 29 85898 NUMS Journal 5/14/04 2:27 PM Page 30 actin filament nucleation mediated by Arp2/3 complex could provide a source of filaments to be rearranged into a bundle by gradual fusion. Figure 2. Convergent elongation model for filopodia formation. Based on our findings we propose a convergent elongation model for filopodial initiation, which stipulates that filopodia are formed by reorganization of the dendritic network formed in an Arp2/3-dependent manner. The key assumption of this model is that some filaments within the lamellipodial dendritic network acquire privileged status by binding a set of molecules to their barbed ends, which protect them from capping and mediate association of barbed ends with each other upon collision. Ena/VASP proteins are likely candidates for the role of protection from capping. Multiple collisions of privileged filaments during elongation lead to gradual clustering of their barbed ends and multimerization of associated barbed end complexes. The filopodial tip complex initiates filament cross-linking by recruiting and activating fascin, which allows the bundling process to keep pace with elongation and guarantee efficient pushing. Elongation Filopodia elongate by addition of subunits at their tip. Normally, in cells, elongation of actin filaments is terminated by capping protein11. Thus, for filopodia to elongate continuously, actin filaments need to be protected from capping. A mechanism for protection is likely to involve proteins of the Ena/VASP family based on several findings: these proteins are enriched at filopodial tips12,13, they antagonize the terminating activity of capping protein in vitro, and their depletion from or targeting to the membrane leads to shorter or longer filaments, respectively14. It is attractive to speculate that the presence of Ena/VASP at filopodial tips in the cell prevents filament termination and allows filopodial elongation. In vitro, filopodial-like bundles were reconstituted in a pure protein system in which filament nucleation, elongation and bundling were allowed, but barbed end capping proteins were lacking7, thus avoiding termination and obviating the need for protection against termination. This result has been confirmed in vivo. Specifically, recent data from our laboratory 30 (Mejillano et al., unpublished data) showed that filopodial formation could be induced in melanoma cells by depletion of capping protein (CP) using an siRNA approach. The overall conclusion is that depletion of CP favors filopodia formation. Protection of actin filaments from capping by association of Ena/VASP at the actin filament barbed constitutes a “privileged” status. However, the persistent elongation of actin filaments by itself would not result in their local accumulation unless they were able to associate with each other. Consistent with this idea, we found a structural interaction between filament barbed ends which was mediated by a filopodial tip complex8. The molecular composition of the filopodial tip complex remains to be established. Nevertheless, we may conclude that the combination of continuous elongation and self-association properties of privileged barbed ends allows one to explain how the privileged filaments in the dendritic network become gradually self-segregated during filopodial initiation. Bundling Actin filaments are not individually very stiff. Consequently, to enable filopodia to efficiently push, they must be cross-linked into a bundle during the course of actin polymerization. Fascin is one good candidate for the major bundling protein of filopodia, but a number of other proteins are also able to cross-link actin filaments and are thought to be responsible for formation of parallel actin bundles in vivo15,16. Consequently, we evaluated which of the known actin cross-linkers were present in the native filopodia of melanoma cells. Fascin was enriched in filopodia whereas other possible cross-linkers, α-actinin and espin were not. Microarray expression analysis (A. Biyasheva, unpublished data) revealed that espin, villin and L-fimbrin were not expressed in B16F1 cells, which is understandable since these proteins are known to have limited tissue distribution. Thus, none of the investigated actin-bundling proteins, The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 31 besides fascin, localized significantly to filopodia. Although the contribution of an as yet unidentified cross-linker cannot be excluded, the results of the molecular marker analysis are consistent with the conclusion that fascin is the major bundling protein in filopodia of melanoma cells. Fascin – major bundler in filopodia Fascin was discovered by Kane et al. in the 1970s as a 55 kDa protein17. It was named fascin because of its ability to form tight and stable unipolar bundles with F-actin (from Latin, fasiculus, a bundle). Since fascin is a monomeric globular protein18 it must have two actin binding sites. One putative actin binding site is identified with residues 29-42, a highly conserved region in all fascins19. Another site has been deduced to lie at the C-terminus of the molecule20. The first cloned human fascin (fascin 1) is highly similar in vertebrates and invertebrates19. It is expressed in many vertebrate tissues with particularly high expression in brain. Fascin 1 is not uniformly expressed in all cell types. It appears to be low or absent in epithelial cell lines, but is expressed at high levels by neurons, glial cells, dendritic cells and many epithelial tumor cells19. Transformed cells express 5-12 times more fascin than the level observed in normal cells21. Dramatic increases in fascin expression have been noted in many cancers, lymphocytic disorders and hyperplasias. Correlation between fascin expression and tumor stage has been reported in many cancers; e.g. pancreatic ductal adenocarcinomas22, largecell neuroendocrine carcinomas and small-cell lung carcinomas23, follicular dendritic cell tumor24, skin neoplasia25, ovarian cancer26 and breast cancers27. Specifically, loss of hormone receptor status in breast carcinomas is associated with increased tumor cell motility and invasiveness. In an immunohistological study of breast cancers estrogen receptor level was inversely correlated with the expression of fascin. Thus, the up-regulation of fascin in hormone receptor-negative breast cancers may contribute to their more aggressive behavior27. Further, the over-expression of c-erbB-2/ HER-2, a receptor tyrosine kinase, correlates with poor prognosis in patients with breast and ovarian cancer. It has been determined that overexpression of c-erbB-2 is associated with dramatic increases in mRNA and protein levels of fascin27,28. Finally, fascin expression is used as a diagnostic marker for particular forms of cancer27,28. Examples are: Reed-Sternberg cells as a long-recognized hallmark of Hodgkin’s lymphoma, interdigitating dendritic cell sarcomas and Epstein Bar virus-transformed B cells. Although, fascin is localized in filopodia, no functional test had been performed as to whether it is required for their formation. We used targeted depletion by RNA interference as a direct way to investigate the role of fascin in filopodia formation. We prepared a hairpin siRNA expression vector with a GFP marker, pG-Super29 which is based on the pSuper vector30 and modified to express EGFP under a separate promoter for the added advantage of easier detection and sorting of expressing cells. The selected sequences did not have significant similarity to any other known genes in the mouse database as determined by BLAST search (NCBI). Thus, these hairpin siRNA constructs were designed to silence fascin without affecting other targets. Two approaches were used to control for the specificity of silencing: expression of siRNAs with mismatching nucleotides and rescue of the knockdown phenotype by expressing a fascin gene that was refractory to silencing. Fascin silencing in mouse B16F1 melanoma cells at the protein level was assayed by immunoblotting and immunostaining. The phenotype of fascindepleted cells was analyzed by light and electron microscopy. Fluorescence microscopy after phalloidin staining (Fig. 3A) showed that 4 days of expression of fascin siRNA caused significant decrease in the number of filopodia in cells, The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 31 85898 NUMS Journal 5/14/04 2:27 PM Page 32 dorsal surface. The total length of filopodial bundles including their internal and protruding parts was also increased after expression of the S39A mutant, and this increase was entirely due to their protruding parts. In contrast, expression of the S39E mutant, which mimics the inactive state, resulted in an approximately 2.5-fold reduction in the number of filopodia. In addition to opposite effects on Figure 3. Effect of fascin depletion and fascin mutant expression on filopodia number in mouse melanoma cells. (A) Distribution of actin revealed by phalloidin filopodia formation, we found staining. Asterisk labeled filopodia is enlarged below. (B) Number of filopodia per 20 striking differences in the distriµm of cell perimeter. (C) GFP-fascin distribution in filopodia. (D) Relative fluorescent intensity vs distance from the tip of filopodia. Grey is actin and black is fascin. bution of two fascin mutants in filopodial bundles (Fig. 3C). whereas their lamellipodia looked unaffected. Fluorescence intensity profiles of GFP-fascin To quantify the extent of filopodia inhibition, and phalloidin-stained actin in filopodia showed we determined the number of filopodia per unit that distributions of wild type fascin and active length of the cell leading edge and found a 4-5 S39A mutant paralleled that of actin, although fold decrease in filopodia in fascin-depleted there were some differences in the detailed compared to control cells (Fig. 3B). The few shape of the profiles (Fig. 3D). Such distriburemaining filopodia were wavy and loosely tion is consistent with an idea that these fascins bundled as determined by electron microscopy. are targeted to filopodia primarily through their interaction with actin. In contrast, inactive Specific recruitment of fascin to filopodia S39E mutant was highly enriched at filopodial suggests a regulatory mechanism for fascin tips and its fluorescence intensity rapidly targeting. Previous works have shown that declined proximally away from the tip, which PKCα-driven phosphorylation of fascin at serine sharply contrasted the more flat distribution 39, inhibits fascin binding to F-actin in vitro20,31. of actin. Therefore it is plausible to assume To examine the relationship between the serine a second mode of inactive fascin binding in 39 phosphorylation and the filopodia formafilopodia that is not directly dependent on actin. tion, we introduced point mutations into the In conclusion, by several complementary funcfascin sequence to mimic the dephosphorylated tional approaches we demonstrated that fascin (S39A) or phosphorylated states (S39E). We is the major cross-linking protein in filopodia, expressed these mutants as GFP-tagged proteins which plays a critical role in their formation in melanoma cells and analyzed the efficiency of and protrusion by bundling filopodial actin filopodia formation, structural organization of filaments and providing them with stiffness filopodia and kinetics of different fascin mutants necessary for pushing. in expressing cells. Expression of S39A or S39E fascin mutants produced differing phenotypes in The role of fascin in cell migration has been terms of length and frequency of filopodia. The investigated by direct perturbation of the actinS39A mutant, which mimics the active state, fascin interaction using antibodies reactive with induced overabundant filopodia extending the actin-binding sites of fascin, which inhibit laterally from cell edges as well as from the binding of fascin to actin. Introduction of these 32 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 33 antibodies into cells completely prevented cell spreading and migration on TSP-1 and also partially blocked cell migration on fibronectin32. However, in a different study, it was reported that although fascin-overexpression correlated with the formation of dynamic cell protrusions, the presence of these finger-like protrusions did not show a clear correlation with increased locomotion for cell colonies on planar substrata33. On the contrary, overexpression of fascin was reported to significantly increase the migration activity of epithelial cells in three-dimensional, trans-filter assays21,33. Similarly, melanoma cells transfected with fascin exhibited increased migration compared with untransfected cells, an effect that was augmented by addition of NGF. Furthermore, the directed migration of melanoma cells towards NGF was inhibited by expression of mutated fascin S39D34. Thus, fascin by participating in the formation of cell protrusions may promote cell migration in vivo in three-dimensional matrices. We propose that fascin may promote metastasis of cancer cells by participating in the formation of filopodia. However, overexpression of other molecules involved in filopodia formation could also facilitate metastasis. An example could be ezrin, a cytoskeletal linker between the plasma membrane and actin filaments which has been found to be associated with metastasis of certain cancers35. Conclusion Cancer metastasis is a significant problem and a tremendous challenge to drug discovery relative to identifying key therapeutic targets as well as developing breakthrough medicines. We propose that key molecules involved in filopodia formation such as fascin and its regulatory elements could serve as potential novel targets for the treatment of metastatic cancers. The authors gratefully acknowledge support from NIH grant GM62431 (GGB) and the DOD Breast Cancer Training Grant (DV). REFERENCES 1. Lewis, A.K. & Bridgman, P.C. Nerve growth cone lamellipodia contain two populations of actin filaments that differ in organization and polarity. J Cell Biol 119, 121943 (1992). 2. Koleske, A.J. Do filopodia enable the growth cone to find its way? Sci STKE 2003, pe20 (2003). 3. Albrecht-Buehler, G. Filopodia of spreading 3T3 cells. Do they have a substrate-exploring function? J Cell Biol 69, 275-86 (1976). 4. Jacinto, A., Martinez-Arias, A. & Martin, P. Mechanisms of epithelial fusion and repair. Nat Cell Biol 3, E117-23 (2001). 5. McClay, D.R. The role of thin filopodia in motility and morphogenesis. Exp Cell Res 253, 296-301 (1999). 6. Rajah, T.T. & Pento, J.T. Influence of antiestrogens on the invasiveness and laminin attachment of breast cancer cells. Cancer Invest 17, 10-8 (1999). 7. Vignjevic, D. et al. Formation of filopodia-like bundles in vitro from a dendritic network. J Cell Biol 160, 951-62 (2003). 8. Svitkina, T.M. et al. Mechanism of filopodia initiation by reorganization of a dendritic network. J Cell Biol 160, 409-21 (2003). 9. Miki, H., Sasaki, T., Takai, Y. & Takenawa, T. Induction of filopodium formation by a WASP-related actin- depolymerizing protein N-WASP. Nature 391, 93-6. (1998). 10. Svitkina, T.M. & Borisy, G.G. Arp2/3 complex and actin depolymerizing factor/cofilin in dendritic organization and treadmilling of actin filament array in lamellipodia. J Cell Biol 145, 1009-26 (1999). 11. Huang, M. et al. Cdc42-induced actin filaments are protected from capping protein. Curr Biol 9, 979-82. (1999). 12. Lanier, L.M. et al. Mena is required for neurulation and commissure formation. Neuron 22, 313-25 (1999). 13. Rottner, K., Behrendt, B., Small, J.V. & Wehland, J. VASP dynamics during lamellipodia protrusion. Nat Cell Biol 1, 321-2 (1999). 14. Bear, J.E. et al. Antagonism between Ena/VASP proteins and actin filament capping regulates fibroblast motility. Cell 109, 509-21. (2002). 15. DeRosier, D.J. & Tilney, L.G. F-actin bundles are derivatives of microvilli: What does this tell us about how bundles might form? J Cell Biol 148, 1-6. (2000). 16. Bartles, J.R. Parallel actin bundles and their multiple actin-bundling proteins. Curr Opin Cell Biol 12, 72-8 (2000). 17. Bryan, J. & Kane, R.E. Separation and interaction of the major components of sea urchin actin gel. J Mol Biol 125, 207-24 (1978). 18. Yamashiro-Matsumura, S. & Matsumura, F. Purification and characterization of an F-actin-bundling 55-kilodalton protein from HeLa cells. J Biol Chem 260, 5087-97. (1985). 19. Kureishy, N., Sapountzi, V., Prag, S., Anilkumar, N. & Adams, J.C. Fascins, and their roles in cell structure and function. Bioessays 24, 350-61. (2002). 20. Ono, S. et al. Identification of an actin binding region and a protein kinase C phosphorylation site on human fascin. J Biol Chem 272, 2527-33 (1997). The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 33 85898 NUMS Journal 5/14/04 2:27 PM Page 34 21. Yamashiro, S., Yamakita, Y., Ono, S. & Matsumura, F. Fascin, an actin-bundling protein, induces membrane protrusions and increases cell motility of epithelial cells. Mol Biol Cell 9, 993-1006 (1998). 22. Iacobuzio-Donahue, C.A. et al. Highly expressed genes in pancreatic ductal adenocarcinomas: a comprehensive characterization and comparison of the transcription profiles obtained from three major technologies. Cancer Res 63, 8614-22 (2003). 23. Pelosi, G. et al. Independent value of fascin immunoreactivity for predicting lymph node metastases in typical and atypical pulmonary carcinoids. Lung Cancer 42, 203-13 (2003). 24. Satoh, K. et al. Follicular dendritic cell tumor in the oro-pharyngeal region: report of a case and a review of the literature. Oral Oncol 39, 415-9 (2003). 25. Goncharuk, V.N., Ross, J.S. & Carlson, J.A. Actinbinding protein fascin expression in skin neoplasia. J Cutan Pathol 29, 430-8 (2002). 26. Hu, W. et al. Increased expression of fascin, motility associated protein, in cell cultures derived from ovarian cancer and in borderline and carcinomatous ovarian tumors. Clin Exp Metastasis 18, 83-8 (2000). 27. Grothey, A., Hashizume, R., Sahin, A.A. & McCrea, P.D. Fascin, an actin-bundling protein associated with cell motility, is upregulated in hormone receptor negative breast cancer. Br J Cancer 83, 870-3 (2000). 34 28. Grothey, A. et al. C-erbB-2/ HER-2 upregulates fascin, an actin-bundling protein associated with cell motility, in human breast cancer cell lines. Oncogene 19, 4864-75 (2000). 29. Kojima, S., Vignjevic, D. & Borisy, G.G. Improved silencing vector co-expressing GFP and small hairpin RNA. Biotechniques 36, 74-9 (2004). 30. Brummelkamp, T.R., Bernards, R. & Agami, R. A system for stable expression of short interfering RNAs in mammalian cells. Science 296, 550-3 (2002). 31. Yamakita, Y., Ono, S., Matsumura, F. & Yamashiro, S. Phosphorylation of human fascin inhibits its actin binding and bundling activities. J Biol Chem 271, 12632-8 (1996). 32. Adams, J.C. & Schwartz, M.A. Stimulation of fascin spikes by thrombospondin-1 is mediated by the GTPases Rac and Cdc42. J Cell Biol 150, 807-22. (2000). 33. Jawhari, A.U. et al. Fascin, an actin-bundling protein, modulates colonic epithelial cell invasiveness and differentiation in vitro. Am J Pathol 162, 69-80 (2003). 34. Shonukan, O., Bagayogo, I., McCrea, P., Chao, M. & Hempstead, B. Neurotrophin-induced melanoma cell migration is mediated through the actin-bundling protein fascin. Oncogene 22, 3616-23 (2003). 35. Khanna, C. et al. The membrane-cytoskeleton linker ezrin is necessary for osteosarcoma metastasis. Nat Med 10, 182-6 (2004). The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 35 Controlled Release Systems for Non-Viral Vectors Lonnie D. Shea and Angela K. Pannier Lonnie Shea, PhD, is an Assistant Professor of Chemical and Biological Engineering at Northwestern University’s McCormick School of Engineering and Applied Science. Professor Shea is a member of the Cancer Center’s Tumor Invasion, Metastasis and Angiogenesis Program. Angela K. Pannier is a graduate student in the Interdepartmental Biological Sciences Program at Northwestern University. A dapting controlled release technologies to the delivery of non-viral vectors has the potential to overcome barriers that limit gene therapy. Controlled release systems can enhance gene delivery and increase the extent and duration of transgene expression relative to more traditional delivery methods. Delivery vehicles for controlled release are fabricated from natural and synthetic polymers, which function either by releasing the vector into the local tissue environment or by maintaining the vector at the polymer surface. Vector release or binding is regulated by the effective affinity of the vector for the polymer, which depends upon the strength of molecular interactions. These interactions occur through non-specific binding based on vector and polymer composition or through the incorporation of complementary binding sites (e.g., biotin-avidin). This review examines the delivery of non-viral vectors from natural and synthetic polymers, and presents opportunities for continuing developments to increase their applicability. Introduction Controlled release systems for low molecular weight drugs and proteins have become a multibillion dollar industry, with products such as The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 35 85898 NUMS Journal 5/14/04 2:27 PM Page 36 Nutropin® Depot, Gliadel® wafer, Norplant, and CYPHER™ Stent. These systems illustrate the potential advantages of controlled release, which include: (1) maintained drug levels within a desirable range, (2) localized delivery to a target tissue or cell type to avoid adverse side effects, (3) decreased dose or number of dosages, and (4) facilitated delivery for fragile compounds (i.e., short half-lives). The adaptation of controlled release technologies to the delivery of non-viral vectors has the potential to overcome barriers that limit gene therapy. Controlled release can maintain elevated DNA concentrations in the cellular microenvironment, which improves gene delivery1. Additionally, non-viral vectors may have a relatively short half-life2, and delivery vehicles can either prevent their degradation or provide a sustained release. This review examines gene delivery from biomaterials and discusses how continuing advances will increase their applicability. Delivery mechanisms Controlled release systems typically employ polymeric biomaterials that deliver vectors according to two general mechanisms: i) polymeric release in which the DNA is released from the polymer or ii) substrate-mediated in which DNA is retained at the surface. For polymeric release, DNA is entrapped within the material and released into the environment, with release typically occurring through a combination of diffusion and polymer degradation. Polymeric delivery may enhance gene transfer by first protecting DNA from degradation, and then maintaining the vector at effective concentrations, extending the opportunity for internalization. DNA release into the tissue can occur rapidly, as in bolus delivery, or extend over days to months3-5. Conversely, substratemediated delivery, also termed solid phase delivery, describes the immobilization of DNA to a biomaterial or extracellular matrix, which functions to support cell adhesion and places DNA directly in the cellular microenvironment. Cells cultured on the substrate can internalize 36 the DNA either directly from the surface, or by degrading the linkage between the vector and the material6. Vehicle formulations Vehicles for gene delivery can be fabricated from both natural and synthetic polymers and processed into a variety of forms, including nanospheres, microspheres, or scaffolds. Nanospheres are particles with diameters ranging from approximately 50 nm to 700 nm7, consistent with the size of non-viral vectors. Nanoparticles are internalized and release DNA intracellularly. In contrast, microspheres with diameters ranging from 2 µm to 100 µm, are not readily internalized, but retained within the tissue to release DNA8,9. Released DNA can transfect cells at the delivery site, with the protein product acting locally or distributed systemically9,10. Alternatively, polymeric scaffolds function to define a three-dimensional space and can either be implanted or designed to solidify upon injection. These scaffolds can deliver DNA to cells within the surrounding tissue, or can target those infiltrating the scaffold5,10. A variety of natural and synthetic materials have been employed for DNA delivery, which can be categorized as either hydrophobic (e.g., poly(lactide-co-glycolide) (PLG), polyanhydrides) or hydrophilic polymers (e.g., hyaluronic acid (HA), collagen, poly(ethylene glycol) (PEG)). Synthetic polymers such as PLG and polyanhydrides have been widely used in drug delivery applications, as they are biocompatible and available in a range of copolymer ratios to control their degradation. Drug release from these polymers typically occurs through a combination of surface desorption, drug diffusion, and polymer degradation11. Alternatively, hydrogels, which are often more than 98% water and maintain the activity of encapsulated vectors, released DNA by diffusion from the polymer network4, which can be controlled by crosslinking the polymer12. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 37 Naked DNA SHUFHQWRILQFRUSRUDWHG &XPXODWLYH'1$UHOHDVH Naked DNA delivery by traditional mechanisms generally results in low but sustained expression in vivo, which is limited by poor uptake due to factors such as degradation and clearance. Physical (e.g., ultrasound, hydrodynamic injection) and chemical (e.g., cationic lipids/ polymers) methods are continually being improved to enhance cellular uptake of naked DNA by altering cell permeability or enhancing cellular interactions13. Nevertheless, polymeric delivery represents an alternative approach that can increase residence time within the tissue and protect against degradation. 7LPHGD\V Figure 1. Range of release rates of DNA from PLG scaffolds achieved through variations in the fabrication process. Reprinted from the Journal of Controlled Release, Vol. 93 (1), Jang and Shea, “Controlled Release Systems for….”, 2 Figures only, pp. 69-84. Copyright (2003), with permission from Elsevier. Naked DNA interacts weakly with many polymers, leading to release from the vehicle with rates modulated by the polymer properties. Collagen based materials released naked DNA in vitro for times ranging from hours to days4,14, yet intramuscular implantation of collagen pellets maintained the DNA locally for 60 days15. HA-based hydrogels also release the DNA; however, the rate of release can be controlled by the extent of crosslinking12,16. For synthetic polymers such as PLG, the integrity of the DNA can be affected by degradation of the polymer to lactic acid and glycolic acid5. PLG polymers can provide release rates ranging from a few days to more than 60 days (Figure 1), with the fabrication method and the polymer composition regulating release15,17,18. Ethylene vinyl-co-acetate (EVAc) polymers can similarly provide a sustained release of DNA on the time scale of weeks19. DNA releasing polymers administered to multiple sites in vivo have demonstrated the capacity to transfect cells locally and promote sustained protein production. An injectable PLG formulation delivered subcutaneously led to 28 days of expression with 50 µg of DNA17. An implantable PLG scaffold delivering 500 µg of DNA was able to transfect cells within and adjacent to the scaffold, and promote physiological responses5. Collagen minipellets containing 50 µg of DNA administered intramuscularly elicited systemic effects for at least 60 days, which was significantly longer than direct DNA injection9. DNA Complexes Although naked DNA provides transfection in vivo, packaging DNA with cationic lipids or polymers can enhance in vivo transfection. Complexes of naked DNA with cationic polymers or lipids facilitate cellular internalization, by creating a less negative surface charge and providing stability against degradation20. The presence of complexation agents can also maintain the stability of DNA complexes during polymer processing21, and in some cases increase encapsulation efficiency22. Porous PLG or collagen scaffolds with encapsulated polyplexes or lipoplexes achieved substantial transfection in vitro4,23 and in vivo4, but with significantly altered release profiles compared to naked DNA, due to interactions of the complexation reagents with the biomaterial or with adsorbed serum components24. Interactions between complexation agents and the polymer have been adapted to specifically immobilize DNA complexes to a substrate. Poly(L-lysine) (PLL) and PEI were modified with biotin residues for subsequent complexation with DNA and binding to a neutravidin substrate6,25. Complexes were formed with The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 37 85898 NUMS Journal 5/14/04 2:27 PM Page 38 mixtures of biotinylated and non-biotinylated cationic polymer at a constant N/P ratio. For complexes formed with PLL, the number of biotin groups and their distribution among the cationic polymer were critical determinants of both binding and transfection (Figure 2). Increasing the number of biotin groups per complex led to increased binding6. However, transfection was maximal when complexes 2 DNA Density (µg/cm .% 2 ) DNA Density ( µg/cm ) A .% No Tethers Applications . . RLU/mg protein B 7 10 6 6 10 6 5 10 6 K214-B(12.9) 4 10 6 No Tethers 3 10 6 K214-B(3.8) 2 10 6 1 10 6 0 10 0 (1276) (4022) 100:0 (64) (201) 5:95 Ratio of Biotinylated (0) 0:100 K214 (NA) (0) (0) 0:100 K19 (NA) 0:100 K19 (TCP) to Non-Biotinylated Polylysine Figure 2. Density and transfection of substrate associated DNA/polylysine complexes formed with varying biotin distribution. (A) DNA density and (B) transgene expression for complexes formed at a charge ratio of 5.5:1. The notation K214-B indicates that polylysine (K) has 214 monomers on average and is biotinylated (B), with the number of biotin residues per polylysine following. The numbers in parentheses below each bar represent the average moles of biotin per mole of DNA. The data is presented as the average ± the standard deviation and the symbol * indicates statistical significance at a level of p <0.05 for the comparisons indicated. p values were obtained using the student t test with the single comparisons. The label NA and TCP indicates the substrate was neutravidin and tissue culture polystyrene respectively. Reprinted from the Journal of Controlled Release, Vol. 93 (1), Jang and Shea, “Controlled Release Systems for….”, 2 Figures only, pp. 69-84. Copyright (2003), with permission from Elsevier. contained biotin residues attached to a small fraction of the cationic polymers25. At this condition, less than 100 ng of immobilized DNA mediated transfection, which was increased 100 fold relative to bolus delivery 38 of similar complexes6. For complexes formed with PEI, substantial transfection was observed, but was independent of the number of biotin groups present on the complex, which suggests that complex binding occurred by non-specific interactions with the substrate25. Other systems have used non-specific binding to mediate delivery. PLGA and collagen membranes were coated with phosphatidyl glycerol (1-5%) to support binding of complexes formed with polyamidoamine (PAMAM) dendrimers26. In vivo studies demonstrated a six to eight-fold enhancement in transfection relative to naked DNA delivery. Gene Therapy: Numerous clinical trials have been completed or are pending for a multitude of pathologies including malignancy (e.g., colorectal, bladder, and brain). Most trials have not shown significant therapeutic efficacy or clinically useful responses, likely due in part to inefficient gene transfer27,28. Polymeric-based gene delivery systems may enhance delivery of the vector and extend the duration of transgene expression to achieve sufficient protein quantities that act locally or systemically. For example, IL-2, IL-12, and TNF-α expression induced by a DNA releasing gelatin sponge inhibited tumor growth in heterotopic nodules of tumor bearing mice29. Functional Genomics: Transfected cell arrays represent a high throughput approach to correlate gene expression with functional cell responses, based on gene delivery from a surface30. In principle, this system can be employed for numerous studies, such as screening large collections of cDNAs30 or targets for therapeutic intervention. Transfected cell arrays were formed using a substrate-mediated approach in which plasmids or adenoviruses were mixed with collagen and spotted onto glass slides or into wells30,31. Plated cells were transfected and could be analyzed for cellular responses using a variety of imaging or biochemical techniques. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 39 Conclusions In comparison to traditional gene delivery systems, controlled release can enhance gene delivery by increasing the extent and duration of transgene expression, while reducing the need for multiple interventions. These polymerbased gene delivery systems capitalize on both specific and non-specific interactions between the biomaterial and vector, to achieve either release into the extracellular space or immobilization at the surface. While the potential to use these polymeric systems has been established, the design parameters by which to optimize or control gene transfer are not well understood. Vector and biomaterial development, combined with studies that correlate system properties (e.g., dose, release rate) with the extent of transgene expression (i.e., quantity and duration of protein produced, location of transgene expression) will lead to molecular scale design of delivery systems. The development of these systems may increase the efficacy within current gene therapy trials, and may also extend the applicability of gene delivery to other areas such as functional genomics. Acknowledgments We would like to thank Tatiana Segura, Zain Bengali, and Tiffany Houchin for their critical evaluation of the manuscript. Support was provided by the Specialized Program of Research Excellence (SPORE) in Breast Cancer P50-CA89018) and NSF (BES0092701 (LDS), Graduate Fellowship (AKP)). REFERENCES: 1. D. Luo, W. M. Saltzman, Nat Biotechnol 18, 893-5. (2000). 2. M. Ogris, S. Brunner, S. Schuller, R. Kircheis, E. Wagner, Gene Ther 6, 595-605 (Apr, 1999). 3. T. Ochiya, S. Nagahara, A. Sano, H. Itoh, M. Terada, Curr Gene Ther 1, 31-52 (May, 2001). 4. F. Scherer, U. Schillinger, U. Putz, A. Stemberger, C. Plank, J Gene Med 4, 634-43 (Nov-Dec, 2002). 5. L. D. Shea, E. Smiley, J. Bonadio, D. J. Mooney, Nat Biotechnol 17, 551-4 (Jun, 1999). 6. T. Segura, L. D. Shea, Bioconjug Chem 13, 621-9 (May-Jun, 2002). 7. J. Panyam, V. Labhasetwar, Adv Drug Deliv Rev 55, 329-47 (Feb 24, 2003). 8. E. Mathiowitz et al., Nature 386, 410-4 (Mar 27, 1997). 9. T. Ochiya et al., Nat Med 5, 707-10 (Jun, 1999). 10. J. Bonadio, E. Smiley, P. Patil, S. Goldstein, Nat Med 5, 753-9 (Jul, 1999). 11. R. P. Batycky, J. Hanes, R. Langer, D. A. Edwards, J Pharm Sci 86, 1464-77 (Dec, 1997). 12. Y. H. Yun, D. J. Goetz, P. Yellen, W. Chen, Biomaterials 25, 147-57 (Jan, 2004). 13. T. Niidome, L. Huang, Gene Ther 9, 1647-52 (Dec, 2002). 14. R. E. Samuel et al., Hum Gene Ther 13, 791-802 (May 1, 2002). 15. B. Bajaj, P. Lei, S. T. Andreadis, Biotechnol Prog 17, 587-96 (Jul-Aug, 2001). 16. A. Kim, D. M. Checkla, P. Dehazya, W. L. Chen, Journal of Controlled Release 90, 81-95 (JUN 5, 2003). 17. R. E. Eliaz, F. C. Szoka, Jr., Gene Ther 9, 1230-7 (Sep, 2002). 18. J. H. Jang, L. D. Shea, Journal of Controlled Release 86, 157-168 (JAN 9, 2003). 19. H. Shen, E. Goldberg, W. M. Saltzman, J Control Release 86, 339-48 (Jan 17, 2003). 20. F. D. Ledley, Pharm Res 13, 1595-614 (1996). 21. Y. Capan, B. H. Woo, S. Gebrekidan, S. Ahmed, P. P. DeLuca, Pharm Dev Technol 4, 491-8 (1999). 22. G. De Rosa et al., J Pharm Sci 91, 790-9 (Mar, 2002). 23. Y. C. Huang, M. Connell, Y. Park, D. J. Mooney, K. G. Rice, J Biomed Mater Res 67A, 1384-92 (Dec 15, 2003). 24. I. Moret et al., J Control Release 76, 169-81 (Sep 11, 2001). 25. T. Segura, M. J. Volk, L. D. Shea, J Control Release 93, 69-84 (Nov 18, 2003). 26. A. U. Bielinska et al., Biomaterials 21, 877-87. (2000). 27. D. Kerr, Nat Rev Cancer 3, 615-22 (Aug, 2003). 28. N. G. Rainovy, H. Ren, Cancer J 9, 180-188 (2003). 29. D. R. Siemens, J. C. Austin, S. P. Hedican, J. Tartaglia, T. L. Ratliff, J Natl Cancer Inst 92, 403-12 (Mar 1, 2000). 30. J. Ziauddin, D. M. Sabatini, Nature 411, 107-10 (May 3, 2001). 31. K. Honma et al., Biochem Biophys Res Commun 289, 1075-81 (Dec 21, 2001). The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 39 85898 NUMS Journal 5/14/04 2:27 PM Page 40 Quality of Life Impact of Early Radiation Treatment for Breast Cancer Deborah Dobrez, William Small, Jr., Matthew Callahan, Krystyna Kiel and Emily Welshman This study was funded by a grant from the Drug Information Association Deborah Dobrez, PhD, is a Research Scientist at Evanston Northwestern Healthcare, and a Research Assistant Professor at Northwestern University’s Feinberg School of Medicine. Dr. Dobrez is a member of the Cancer Center’s Cancer Control Program. William Small Jr., MD, is an Associate Professor of Clinical Radiology, Division of Radiation Oncology. Dr. Small is a member of the Cancer Center’s Cancer Control Program. Matthew Callahan, BS, is a Project Coordinator at the Institute for Health Services Research and Policy Studies at Northwestern University’s Feinberg School of Medicine. Emily Welshman, MSW, is a research Project Manager at Northwestern University’s Feinberg School of Medicine. Krystyna Kiel, MD, is an Assistant Professor of Radiology at Northwestern University. She is on the board of the Illinois and Chicago Divisions of the American Cancer Society and a medical advisor to the Y-Me Organization for Cancer Information and Resources. (Not pictured) 40 I mprovements in oncology treatment are increasingly focused on reducing patient burden in terms of side effects, convenience, and personal cost, in addition to traditional concerns of tumor response and survival. Evaluation of the importance of such advances requires measurement of patient preference and tolerance for side effects of treatment. Partial breast radiotherapy may be a treatment modality that offers tumor control similar to traditional breast radiotherapy while reducing the burden of therapy. In our study, we evaluated patient-reported quality of life for women early in their radiation treatment for breast cancer. Our study demonstrates the varied sensitivity to change of multiple quality of life measures, and identifies the early quality of life impact of radiation treatment. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 41 Background In early stage breast cancer, the use of lumpectomy combined with radiotherapy is a standard form of therapy1. Traditional breast radiotherapy includes 5-7 weeks of daily radiation. The target of the radiotherapy traditionally includes the entire breast. It has been known for some time that the majority of recurrences after lumpectomy occur in the region of the lumpectomy cavity2. There is increasing data that radiotherapy delivered only to the lumpectomy cavity may offer similar control rates as traditional radiotherapy3. The more limited radiotherapy can be delivered in only 10 treatments over one week. Therefore, partial breast radiotherapy may offer reduced toxicity related to the smaller radiotherapy field and possibly improved quality of life (QoL). Patients report a wide range of toxicities related to radiation treatment. Potential physical side effects, both acute and persisting, commonly include irritation of the skin of the breast, breast pain, lymphedema, radiation dermatitis, pneumonitis, cardiac damage and fatigue. Patients reported varied emotional responses during radiation therapy, including tension, loneliness, nervousness, anxiety, and/or depression4-12. A wide range of instruments are used to measure quality of life. Some measures focus on specific factors such as pain (Modified Post-operative Pain Questionnaire, Pain Disability Index, McGill Pain Questionnaire) and mental health (Mental Health Inventory), while others capture multi-dimensional aspects of patient well-being (Functional Assessment of Cancer Therapy and the European Organization for Research and Treatment of Cancer Quality of Life Questionnaire). Comparative studies have further demonstrated the adverse impact of radiation therapy on quality of life. Quality of life declines over the course of radiation therapy5,13 (measured by the Quality of Life Index, a 5-item questionnaire, Dow & Lafferty; and a modified version of the Breast Cancer Chemotherapy Questionnaire, Whelan et al.) even as it improves in women with lumpectomy alone5. Each of the published studies has relied on quality of life measures that query patients about the presence and severity of specific side effects or aspects of patient well-being. Still broader measures of quality of life allow patients to consider all aspects of their health and wellbeing, and to weight these factors in accordance with their own preferences. One approach to measuring quality of life is to assess a subject’s utility, or “satisfaction” for their current health. Utilities are preference-based measures of quality of life that range from 0 (current health is equivalent in value to death) to 1 (current health is equivalent in value to perfect health). These measures are commonly used to weight survival in cost-effectiveness studies. For example, 10 years spent in perfect health is equal to 10 quality-adjusted life years, but only 5 quality-adjusted life years if the utility of that time was equal to 0.5. Many methods exist and are commonly used for assessing utilities, including a standard gamble instrument14, and a time trade-off instrument14,15. The standard gamble has a sound basis in expected utility theory, the accepted normative theory of choice14-16. The standard gamble (SG) includes a feature of risk-taking, which is inherent in all medical decision-making. Participants consider a choice between staying in their current health for the rest of their lives (or staying in some described hypothetical health state), or undergoing an imaginary treatment with no side effects that would restore them to perfect health, but carries with it a stated risk of immediate death. The time trade-off (TTO) method of assessing utility scores was developed by Torrance and his colleagues specifically for utility assessment in health care15. Rather than asking respondents to consider choices with immediate outcomes, participants are asked whether they would be willing to trade time to attain perfect health. For example, in a typical The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 41 85898 NUMS Journal 5/14/04 2:27 PM Page 42 TTO interview, participants may be asked what proportion of a year spent in perfect health is equivalent to a year spent in the described hypothetical health state. The length of time may be constant across all respondents, or may be life expectancy-adjusted. Many alternatives exist to the standard gamble and time trade-off instruments. A visual analog scale is often used, which simply asks respondents to rate their overall quality of health on a linear scale. Also, significant effort has gone into preference-rated (or weighted) instruments for assessing current health utility scores, such as the Quality of Well-Being index17, Euroqol18 and Health Utilities Index19. Each asks a series of health status questions, and then converts the health status score to a utility score, based on scoring systems derived from community evaluations of hypothetical health states. Taking quality of life into account, past studies have evaluated the relative cost-effectiveness of radiation therapy when compared with other medical interventions. Using a Markov model, Hayman et al.12, compared the strategy conservative surgery (CS) with or without radiation therapy (RT). Using the standard gamble utility measure, both breast cancer patients treated with lumpectomy followed by RT, and medical oncology nurses rated five different health states related to breast cancer treatment, on a scale that ranged from 0 (equivalent to death) to 1 (perfect health). Utility scores ranged from 0.81 (CS alone with an isolated local recurrence salvaged with mastectomy and reconstructive surgery) to 0.92 (CS and RT without local or distant recurrence). They found that the addition of RT resulted in a $9,800 per patient cost increase, and an increase of 0.35 quality adjusted life years (QALYs), an incremental cost effectiveness ratio of $28,000/QALY, which was cost effective compared with other accepted medical interventions. In an earlier study, using the same utility scores elicited of breast cancer patients and medical oncology nurses cited above, Hayman et al. found that both fear of 42 local future recurrence and actual recurrence leading to mastectomy have such a detrimental impact on QoL that patients are willing to accept the risks and inconvenience of RT to avoid them20. The investigators concluded that early-stage breast cancer patients who valued breast preservation rated the benefits of RT after breast- conserving surgery to outweigh both the risks of RT and its potential negative impact on quality of life. While one of these studies modeled the cost effectiveness of radiation therapy and the other demonstrated patient preference for treatment, a full understanding of the overall QoL impact of radiation therapy is required using a preference-based measure for the calculation of its cost-effectiveness relative to alternative therapies. Methods Breast cancer patients undergoing radiation treatment at Northwestern Memorial Hospital were recruited for participation in the study. All patients receiving radiation treatment for breast cancer were considered eligible. After obtaining informed consent, a baseline interview was conducted with each patient following either her 3rd, 4th or 5th radiation treatment (week 1), with a follow up interview after either her 8th, 9th or 10th radiation treatment (week 2). During both interviews, participants completed the patient-rated Eastern Cooperative Oncology Group (ECOG) performance status rating. Participants were then randomized to one of two groups, which determined the order in which quality of life surveys were given, which included the Functional Assessment of Cancer Therapy – Breast (FACT-B). The FACT-B is a well-established multidimensional QOL instrument21,22. Patients also completed standard gamble and time trade-off utility questionnaires at both assessments. Multiple outcome measures were used to describe different aspects of patient quality of life. The TTO and SG questionnaires provide preference-based measures of patient utility. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 43 The FACT-B was summarized in to 5 measures: physical, functional, emotional and social/family well-being, plus the breast cancer subscale, which assesses specific symptoms and concerns of women diagnosed and treated for breast cancer. The ECOG performance score was used as a primary measure of patient function. Descriptive analyses were conducted to characterize quality of life during the first 2 weeks of radiation treatment. Changes in quality of life were modeled using a linear regression model, to determine whether patient characteristics (baseline function, age and living arrangements) could predict improvement or worsening of quality of life, early in radiation treatment. All statistical analyses were conducted at the α = 0.10 level. Figure 1. ECOG Performance Status Scores at Weeks 1 and 2 No change in QOL was detected by the four domains of the FACT-B (physical, functional, emotional, and social/family well-being; p > 0.10). However, improvement was documented by the breast cancer subscale (from 25.31 to 26.39, p < 0.01) and both utility measures (p < 0.01; Figure 2). Results A total of sixty-nine patients completed both the baseline and follow-up interviews. The patients ranged in age from 26 to 83 years (mean = 54 years), and were primarily insured privately (fee for service or preferred provider organization). Quality of life at baseline varied considerably across all study measures. Table 1 summarizes baseline measures of function and quality of life. Mean (Median) Std Dev Min/Max ECOG Perf Status 0.362 (0) 0.615 0/2 Standard Gamble 0.937 (0.988) 0.098 0.45/1.00 Time Trade-Off .934 (0.988) 0.082 0.65/1.00 Physical WB 24.920 (26) 3.666 11/28 Functional WB 22.362 (24) 5.228 1/28 Emotional WB 19.739 (20) 3.599 10/24 Social/Family WB 23.829 (25) 5.663 0/28 25.265 (25.875) 6.648 1.125/36 Breast Cancer Concerns Table 1: Week 1 QOL Measures Patient function declined between week 1 and 2, as measured by the patient-reported ECOG performance status (Figure 1; p < 0.001). Figure 2. Mean Utility Scores at Weeks 1 and 2 Multiple regression models were conducted to determine predictors of improvement in QOL between weeks 1 and 2. Statistically significant predictors of change differed across the 3 models. Improvement in standard gamble scores was weakly related to higher baseline ECOG performance status (no symptoms relative to some bed rest) while improvement in breast cancer subscale scores was more substantially related to lower baseline ECOG performance status (some symptoms relative to none). Improvement in time trade-off scores was related to the presence of other adults in the home (a measure of social support). The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 43 85898 NUMS Journal 5/14/04 2:27 PM Page 44 Change in Standard Gamble Score Change in Time Trade-Off Score Change in Breast Cancer Subscale Score Coefficient p-value Coefficient p-value Coefficient p-value Age (in years) 0.001 0.132 -0.000 0.773 0.041 0.177 Living with other adults vs. Alone 0.017 0.268 0.035 0.064 .267 0.750 ECOG: Some symptoms vs. Normal -0.007 0.679 0.019 0.363 2.516 0.009 ECOG: Some bedrest vs. Normal -0.072 0.010 -0.006 0.858 0.268 0.855 R2 0.133 0.064 0.121 *Constant not reported Table 2. Prediction of Change in QOL Discussion Our QOL instruments measure QOL in very different ways. The FACT-B poses specific questions to the patients about aspects of their well-being. Four of the subscales are designed to generalize to all cancer patients, and the fifth addresses specific concerns for women with breast cancer. The utility questionnaires ask patients to think broadly about their overall quality of life, without delineation of specific factors of their well-being that might be affected by cancer or its treatment. The present study was originally planned as a small pilot to test the use of multiple quality of life instruments in a sample of women early in radiation treatment. Because no medical chart review data was collected, it is not possible to characterize the clinical status of the patients in our study. Clinical indicators including stage of disease, prior treatment, and comorbidities would be expected to increase the explanatory power of our models. Although the study patients represent a diverse group with respect to age, living arrangements and insurance payor, they each received care at a single institution. Our study findings may not be generalizable to the population of breast cancer patients receiving radiation treatment. Our study demonstrated considerable variation in the quality of life of women early in radiation treatment for breast cancer. Using multiple QOL instruments, we found seemingly contradictory results – worsening in ECOG performance 44 status with either no change or improvement in quality of life – between the first two weeks of treatment. Both measures of utility, the standard gamble and time trade-off, documented small (less than one third of a standard deviation) improvements in overall quality of life. Although these improvements were statistically significant, they are unlikely to be judged clinically important. The improvements in quality of life were generally not well-predicted by baseline characteristics of the patients. Breast cancer subscale scores also improved, though again by a small amount. However, the finding that patient-reported quality of life did not worsen early in radiation treatment, even as ECOG performance status did, suggests that there may be little or no adverse affect of radiation treatment on patients’ quality of life. Statistically significant improvements in symptoms identified by the breast cancer subscale included swollen arms, bother from hair loss, and bother from change in weight. It is likely (though not tested in this study) that improvements in quality of life indicate an adjustment in expectations of treatment effects by the patients, rather than a true reduction in symptoms. Currently there is significant interest in accelerated partial breast radiotherapy (PBRT). PBRT can be delivered with brachytherapy or external beam radiotherapy. Brachytherapy involves an invasive procedure to place needles or a balloon catheter into the area of the lumpectomy. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 45 Radiotherapy in PBRT is generally delivered two times per day for one week. It has been thought that treatment delivered rapidly over one week would be convenient and therefore have the potential to improve overall QoL. This current study found a small improvement in QoL during the second week of standard breast radiotherapy. In addition, when brachytherapy is utilized for PBRT there may be a further decrement in QoL given the invasiveness of the procedure. As we move forward in the use of PBRT it is important to prospectively measure QoL in addition to standard toxicity and efficacy. REFERENCES 1. Markiewicz, D.A., et al., The effects of sequence and type of chemotherapy and radiation therapy on cosmesis and complications after breast conservation therapy. International Journal of Radiation Oncology, Biology, Physics, 1996. 35(4): p. 661-8. 2. Gage, I., et al., Long-term outcome following breastconserving surgery and radiation therapy.[see comment]. International Journal of Radiation Oncology, Biology, Physics, 1995. 33(2): p. 245-51. 3. Baglan, K.L., et al., The use of high-dose-rate brachytherapy alone after lumpectomy in patients with early-stage breast cancer treated with breast-conserving therapy. International Journal of Radiation Oncology, Biology, Physics, 2001. 50(4): p. 1003-11. 4. Beaulac, S.M., et al., Lymphedema and quality of life in survivors of early-stage breast cancer. Arch Surg, 2002. 137(11): p. 1253-7. 5. Whelan, T.J., et al., The effects of radiation therapy on quality of life of women with breast carcinoma: results of a randomized trial. Ontario Clinical Oncology Group. Cancer, 2000. 88(10): p. 2260-6. 6. Schmuth, M., et al., Topical corticosteroid therapy for acute radiation dermatitis: a prospective, randomized, doubleblind study. British Journal of Dermatology, 2002. 146(6): p. 983-91. 7. Mock, V., et al., Fatigue and quality of life outcomes of exercise during cancer treatment.[see comment]. Cancer Practice, 2001. 9(3): p. 119-27. 8. Carl, U.M., et al., Hyperbaric oxygen therapy for late sequelae in women receiving radiation after breast-conserving surgery. International Journal of Radiation Oncology, Biology, Physics, 2001. 49(4): p. 1029-31. 9. Erickson, V.S., et al., Arm edema in breast cancer patients. Journal of the National Cancer Institute, 2001. 93(2): p. 96-111. 10. Hack, T.F., et al., Physical and psychological morbidity after axillary lymph node dissection for breast cancer. Journal of Clinical Oncology, 1999. 17(1): p. 143-9. 11. Macquart-Moulin, G., et al., Concomitant chemoradiotherapy for patients with nonmetastatic breast carcinoma: side effects, quality of life, and organization. Cancer, 1999. 85(10): p. 2190-9. 12. Hayman, J.A., et al., Cost-effectiveness of routine radiation therapy following conservative surgery for early-stage breast cancer. Journal of Clinical Oncology, 1998. 16(3): p. 1022-9. 13. Dow, K.H. and P. Lafferty, Quality of life, survivorship, and psychosocial adjustment of young women with breast cancer after breast-conserving surgery and radiation therapy. Oncology Nursing Forum, 2000. 27(10): p. 1555-64. 14. Bennett, K.J. and G.W. Torrance, Measuring health state preferences and utilities: Rating scale, time trade-off, and standard gamble techniques, in Quality of Life and Pharmacoeconomics in Clinical Trials, B. Spilker, Editor. 1996, Lippincott-Raven Publishers: Philadelphia. p. 253-265. 15. Torrance, G.W., W.H. Thomas, and D.L. Sackett, A utility maximization model for evaluation of health care programs. Health Services Research, 1972. 7(2): p. 118-33. 16. Von Neumann, J. and O. Morgenstern, Theory of games and economic behavior. 3d ed. 1953, Princeton,: Princeton University Press. 641. 17. Kaplan, R.M. and J.P. Anderson, A general health policy model: update and applications. Health Services Research, 1988. 23(2): p. 203-35. 18. Kind, P., The EuroQoL Instrument: An Index of health related quality of life, in Quality of Life and Pharmacoeconomics in Clinical Trials, B. Spilker, Editor. 1996, Lippincott-Raven: Philadelphia. p. 191-202. 19. Feeny, D., G.W. Torrance, and W. Furlong, Health Utilities Index, in Quality of Life and Pharmacoeconomics in Clinical Trials, B. Spilker, Editor. 1996, LippincottRaven Publishers: Philadelphia. p. 239-252. 20. Hayman, J.A., et al., Patient preferences concerning the trade-off between the risks and benefits of routine radiation therapy after conservative surgery for early-stage breast cancer. Journal of Clinical Oncology, 1997. 15(3): p. 1252-60. 21. Cella, D.F., et al., The Functional Assessment of Cancer Therapy scale: development and validation of the general measure. Journal of Clinical Oncology, 1993. 11(3): p. 570-9. 22. Brady, M.J., et al., Reliability and validity of the Functional Assessment of Cancer Therapy-Breast qualityof-life instrument. Journal of Clinical Oncology, 1997. 15(3): p. 974-86. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 45 85898 NUMS Journal 5/14/04 2:27 PM Page 46 Shared Research Core Facilities T he Robert H. Lurie Comprehensive Cancer Center of Northwestern University funds 18 shared facilities and resources that provide services, equipment and expertise that are fundamental to understanding the basic biology and clinical manifestations of cancer. These facilities and resources are accessible to all of the members of the Cancer Center and support the Cancer Center’s mission to foster basic and translational research in the mechanisms and treatment of cancer. To find out more information about the Shared Research Core Facilities, visit the Cancer Center’s Web site at http://www.cancer.northwestern.edu/ research.cfm. Two of the 18 Shared Research Core Facilities are highlighted below. Pathology Core Facility The Pathology Core Facility of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University has three main components: research histology, specimen procurement and oversight of clinical trials. The research histology component provides all of the tissue processing and histology services typically performed in a clinical laboratory but it is specifically dedicated to the needs of the 46 Northwestern University research community in general and the Cancer Center research community in particular. The Pathology Core Facility is unique in that it has the capability and flexibility to address specific research protocol needs. The tissue procurement component of the Pathology Core Facility has two main functions – human tissue and fluid procurement, storage and distribution and quality assurance and protection of research subjects. The facility is directed by Michael R. Pins, MD. You can reach him via phone (312) 908-9595 or via email [email protected]. Flow Cytometry Core Facility The Flow Cytometry Core Facility of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University provides comprehensive flow cytometry and cell sorting services for investigators of the Cancer Center, Northwestern University’s Feinberg School of Medicine, Northwestern University and other affiliated institutions. In addition to providing access to routine flow cytometry assays such as immunophenotyping and DNA analysis, the facility provides the guidance, technical The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 47 assistance, and equipment for investigators to utilize more complex multi-parametric, multilaser measurements as well as cell sorting in their research. Thus, the Flow Cytometry Core Facility serves as a focus for individuals interested in cellular based measurements and cellular heterogeneity in disease. Services provided by the facility personnel extend from consultation on experimental design, sample preparation and data analysis to instrument operation and set-up for cellsorting and multi-laser operation. The facility is directed by Charles Goolsby, PhD. You can reach him via phone (312) 908-1294 or via email [email protected]. In addition, you may contact Jeff Nelson, technologist at [email protected] or Mary Paniagua, manager at [email protected]. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 47 85898 NUMS Journal 5/14/04 2:27 PM Page 48 Selected Member Abstracts June 2003 - December 2003 Bernard DJ, Burns KH, Haupt B, Matzuk MM and Woodruff TK Normal Reproductive Function in InhBP/ p120-Deficient Mice. Molecular and Cellular Biology, Vol. 23, No. 14: pp.4882-4891, July 2003 (reprinted with permission from the American Society for Microbiology). The inhibins are gonadal transforming growth factor β superfamily protein hormones that suppress pituitary follicle-stimulating hormone (FSH) synthesis. Recently, betaglycan and inhibin binding protein (InhBP/p120, also known as the product of immunoglobulin superfamily gene 1 [IGSF1]) were identified as candidate inhibin coreceptors, shedding light on the molecular basis of how inhibins may affect target cells. Activins, which are structurally related to the inhibins, act within the pituitary to stimulate FSH production. Betaglycan increases the affinity of inhibins for the activin type IIA (ACVR2) receptor, thereby blocking activin binding and signaling through this receptor. InhBP/p120 may not directly bind inhibins but may interact with the activin type IB receptor, ALK4, and participate in inhibin B’s antagonism of activin signaling. To better understand the in vivo functions of InhBP/p120, 48 we characterized the InhBP/p120 mRNAs and gene in mice and generated InhBP/p120 mutant mice by gene targeting in embryonic stem cells. InhBP/p120 mutant male and female mice were viable and fertile. Moreover, they showed no alterations in FSH synthesis or secretion or in ovarian or testicular function. These data contribute to a growing body of evidence indicating that InhB/p120 does not play an essential role in inhibin biology. Bhattacharyya RS and Stern PH IGF-1 and MAP Kinase Involvement in the Stimulatory Effects of LNCaP Prostate Cancer Cell Conditioned Media on Cell Proliferation and Protein Synthesis in MC3T3-E1 Osteoblastic Cells. Journal of Cellular Biochemistry, Vol. 90: pp.925-937, October 2003 (this material is used by permission of Wiley-Liss, Inc., a subsidiary of John Wiley & Sons, Inc.). Bone metastases form prostate cancer cause abnormal new bone formation, however, the factors involved and the pathways leading to the response are incompletely defined. We investigated the mechanisms of osteoblast stimulatory The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 49 effects of LNCaP prostate carcinoma cell conditioned media (CM). MC3T3-E1 osteoblastic cells were cultured with CM from confluent LNCaP cells. LNCaP CM stimulated MAP kinase, cell proliferation (3H-thymidine incorporation), and protein synthesis (14C-proline incorporation) in the MC3T3-E1 cells. The increases in cell proliferation and protein synthesis were prevented by inhibition of the MAP kinase pathway. IGF-I mimicked the effects of the CM on the MC3T3-E1 cells and inhibition of IGF-I action decreased the LNCaP CM stimulation of 3H-thymidine and 14C-proline incorporation and MAP kinase activity. The findings indicate that IGF-I is an important factor for the stimulatory effects of LNCaP cell CM on cell proliferation and protein synthesis in osteoblastic cells, and that MAP kinase is a component of the signaling pathway for these effects. Boyapati A, Wilson M, Yu J and Rundell K SV40 17KT Antigen Complements dnaJ Mutations in Large T Antigen to Restore Transformation of Primary Human Fibroblasts. Virology, Vol. 315 (1): pp.148-158 (2003) (reprinted from Virology – Copyright 2003, with permission from Elsevier). Tranformation of human cells requires both SV40 large T and small t antigens. Plasmids that contained mutations in the amino-terminal dnaJ domain of the early region fail to transform human diploid fibroblasts. However, large T dnaJ mutants can be rescued by plasmids that express early region products other than large T antigen. The protein found to be responsible for such complementation was the third early region product, 17KT. Similar to large T, this protein reduces levels of the retinoblastomarelated protein, p130, and stimulates cell-cycle progression of quiescent fibroblasts, two activities of large T that are disrupted by dnaJ mutations. Chatterton RT, Geiger AS, Gann PH and Khan SA Formation of Estrone and Estradiol From Estrone Sulfate by Normal Breast Parenchymal Tissue. Journal of Steroid Biochemistry and Molecular Biology, Vol. 86 (2): pp.159-166 (2003) (reprinted from the Journal of Steroid Biochemistry and Molecular Biology – Copyright 2003, with permission from Elsevier). The study was designed to determine the process and limitations by which estrone sulfate may be a precursor of estradiol in the parenchymal cells of the normal breast. The concentration of estrone sulfate in breast nipple aspirate fluid was 1000-fold greater than that of estradiol. Concentrations of 3H-estrone sulfate in parenchymal ells were only 0.20-0.33 times that of the 1.0nM concentration in the medium, while 3H-estrone achieved concentrations up to 24 times that in the medium at 37ºC. Nevertheless, estrone sulfate added to the medium was linearly converted within a 1000fold concentration range to estrone in intact cells with a mean half-time of conversion of 628 min per 106 cells. Homogenized cells had a half-time of 246 min per 106 cells. This, the time for entry of estrone sulfate into cells reduced the rate by approximately 55%. In split samples, the vmax values (±S.D.) for intact and homogenized cells were 12.6 ± 1.4 and 18.3 nmol/h mg DNA, respectively (P<o.o3). The corresponding km values for intact and homogenized cells were 6.0 ± 1.1 and 4.7 ± 1.0 µM. Conversion of estrone sulfate to estradiol was more efficient in intact cells than in homogenates with mean half-times of 2173 and 7485 min per 106 cells, respectively. Conversion of estrone to estrone sulfate did not occur in these cells despite sulfonation of estrone by MCF-7 breast cancer cells under identical conditions. It is concluded that estrone sulfate can serve as a The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 49 85898 NUMS Journal 5/14/04 2:27 PM Page 50 precursor for estradiol in normal breast tissue. Conversion of estrone to estradiol is a limiting step in the process. Frater JL, Yaseen NR, Peterson LC, Tallman MS and Goolsby CL Biphenotypic Acute Leukemia with Coexpression of DF79a and Markers of Myeloid Lineage. Archives of Pathology and Laboratory Medicine, Vol. 27, No.3: pp.356359 (2003) (reprinted with permission from the College of American Pathologists). Acute leukemias demonstrating immunophenotypic features of more than 1 cell lineage are referred to as acute leukemias of ambiguous lineage in the new World Health Organization classification system. A subtype of leukemia of ambiguous lineage is biphenotypic acute leukemia in which the malignant cell population expresses markers of 2 different lineages, most commonly myeloid and either B- or T-lymphoid lineages. This entity has been defined by a scoring system proposed by the European Group for the Immunological Characterization of Acute Leukemias (EGIL), with various markers assigned a score of 2, 1, or 0.5 depending on their specificity for myeloid or lymphoid lineage. Those cases having a score grater than 2 for the myeloid and either the B- or T-lymphoid lineages are biphenotypic acute leukemia in this system. One marker, CD79a, has been so clearly associated with acute lymphoblastic leukemia (ALL) by some researchers that its expression in the presence of blast markers is considered indicative of B-ALL. We describe an unusual case of acute leukemia meeting the criteria for biphenotypic acute leukemia in which CD79a expression was observed in the blast population. 50 Hahn EA, Cella D, Dobrez D, Shiomoto G, Marcus E, Taylor SG, Vohra M, Chang CH, Wright BD, Linacre JM, Weiss BD, Valenzuela V, Chiang HL and Webster K The Talking Touchscreen: A New Approach to Outcomes Assessment in Low Literacy. Psycho-Oncology (2003) (reprinted with permission from Psycho-Oncology, Copyright 2003, John Wiley & Sons Limited). Purpose: Cancer patients who are deficient in literacy skills are particularly vulnerable to experiencing different outcomes due to disparities in care or barriers to care. Outcomes measurement in low literacy patients may provide new insight into problems previously undetected due to the challenges of completing paper and pencil forms. Description of study: A multimedia program was developed to provide a quality of life assessment platform that would be acceptable to patients with varying literacy skills and computer experience. One item at a time is presented on the computer touchscreen, accompanied by a recorded reading of the question. Various colors, fonts and graphic images are used to enhance visibility, and a small picture icon appears near each text element allowing patients to replay the sound as many times as they wish. Evaluation questions are presented to assess patient burden and preferences. Results: A ethnically diverse group of 126 cancer patients with a range of literacy skills and computer experience reported that the “talking touchscreen” (TT) was easy to use, and commented on the usefulness of the multimedia approach. Clinical implications: The TT is a practical, user-friendly data acquisition method that provides greater opportunities to measure self-reported outcomes in patients with a range of literacy skills. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 51 Haynes SA, Huang X, Kambhampati S, Platanias LC and Bergan RC p38 MAP Kinase Modulated Smaddependent Changes in Human Prostate Cell Adhesion. Oncogene, Vol. 22: pp.4841-4850 (2003) (reprinted with permission from Nature, copyright 2003, Macmillan Publishers Ltd.). Transforming growth factor beta (TGFβ) regulates cell adhesion, proliferation, and differentiation in a variety of cells. Smad proteins are receptor-activated transcription factors that translocate to the nucleus in response to TGFβ. We demonstrate here that TGFβ increases cell adhesion in metastatic PC3-M prostate cancer cells. TGFβ treatment of PC3-M cells leads to nuclear translocation of R-Smad proteins. We show that Smad proteins are necessary, but not sufficient, for TGFβ-mediated cell adhesion. After showing that TGFβ upregulated p38 MAP kinase activity in PC3-M cells, we show that inhibition of p38 MAP kinase partially blocked TGFβ-mediated increase in cell adhesion, as well as nuclear translocation of Smad3. Finally, we show that Smad3 is phosphorylated by p38 MAP kinase in vitro. These findings implicate crosstalk between the MAP kinase and Smad signaling pathways in TGFβ’s regulation of cell adhesion in human prostate cells. This represents a mechanism by which the pleiotropic effects of TGFβ may be channeled to modulate cell adhesion. Jeruss JS, Sturgis CD, Rademaker AW and Woodruff TK Down-Regulation of activin, Activin Receptors and Smads in High-Grade Breast Cancer. Cancer Research, Vol. 63: pp.3783-3790, July 1, 2003 (reprinted with permission from the American Association for Cancer Research). Activin and transforming growth factor (TGF)-β, members of the TGF-β superfamily of growth factors, have been implicated in both mammary gland development and breast carcinogenesis. TFG-β is thought to be involved in the maintenance of mammary gland ductal architecture and postlactational involution. TGF-β acts as both a tumor suppressor and has oncogenic capacities in breast cancer tissue. Activin is associated with the growth modulation in glandular organs, and its receptors and signaling proteins are present and regulated during postnatal mammary gland development, primarily during the lactational phase. The presence of the major components of the activin signal transduction pathway in different pathologic grades of breast cancer tissue has not been described thoroughly, despite evidence from in vitro studies suggesting that activin can inhibit proliferation in breast cancer-derived cells. On the basis of the growth regulatory capacity of activin, we hypothesized that the components of this signal transduction system would be deregulated as breast cancer becomes more aggressive. To test this hypothesis, breast cancer samples were substratified by pathologic grade, a known prognostic marker for breast cancer, and then examined for the presence and cellular localization of activin ligand subunits (βA- and βB), receptors (Act RIIA, Act RIIB, and Act RIB), and signaling proteins, Smads 2, 3, and 4, by immunohistochemistry and immunofluorescent analysis. Breast tissue from healthy patients undergoing reduction mammoplasty was also studied. The activin βA-subunit was present in all of the tissues examined, whereas the βBsubunit, activin type II receptors, and Smads were less evident in high-grade cancers. Significant correlations were made in breast cancer specimens between a decrease in nuclear Smad 3 abundance and high tumor grade, high architectural grade, larger tumor size and hormone receptor negativity. Thus, activin signal transduction components are present in normal tissue and grade 1 cancer but down-regulated in high-grade cancer. The deregulation of this signal transduction system may be relevant to advancing oncogenic progression. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 51 85898 NUMS Journal 5/14/04 2:27 PM Page 52 Perry K and Mondragón A Structure of a Complex Between E. coli DNA Topoisomerase I and Single-Stranded DNA. Structure, Vol. 11: pp.1349-1358 (2003) (reprinted from Structure – Copyright 2003, with permission from Elsevier). In order to gain insights into the mechanism of ssDNA binding and recognition by Escherichia coli DNA topoisomerase I, the structure of 67 kDa N-terminal fragment of topoisomerase I was solved in complex with ssDNA. The structure reveals a new conformational stage in the multistep catalytic cycle of type IA topoisomerases. In the structure, the ssDNA binding groove leading to the active site is occupied, but the active site is not fully formed. Large conformational changes are not seen; instead, a single helix parallel to the ssDNA binding groove shifts to clamp the ssDNA. The structure helps clarify the temporal sequence of conformational events, starting from an initial empty enzyme and proceeding to a ssDNA-occupied and catalytically competent active site. study we have analyzed gene transcription in primary B cells from LMP2A transgenic mice, LMP2A-expressing human B-cell lines, and LMP2A-positive and –negative EBV-infected lumphoblastoid cell lines (LCLs). We demonstrate that LMP2A increases the expression of genes associated with cell cycle induction and inhibition of apoptosis, alters the expression of genes involved in DNA and RNA metabolism, and decreases the expression of B-cell-specific factors and genes associated with immunity. Furthermore, many alterations in gene expression induced by LMP2A are similar to those recently described in HRS cells of Hodgkin lymphoma and activated, proliferating germinal center centroblasts/centrocytes. These correlations suggest that LMP2A expression in EBV-infected B cells may lead to the induction and maintenance of an activated, proliferative state that could ultimately result in the development of Hodgkin lymphoma. Staradub VL, Rademaker AW and Morrow M Factors Influencing Outcomes for Breast Conservation Therapy of Mammographically Portis T, Dyck P and Longnecker R Epstein-Barr Virus (EBV) LMP2A Induces Alterations in Gene Transcription Similar to Those Observed in Reed-Sternberg Cells of Hodgkin Lymphoma. Blood, Vol. 102 (12): pp. 4166-4178, December 1, 2003 (reprinted with permission from Blood). Epstein-Barr virus (EBV) is associated with the development of a variety of malignancies, including Hodgkin lymphoma. One of the few viral transcripts expressed in EBV-positive Hodgkin/Reed-Sternberg (HRS) cells of Hodgkin lymphoma is latent membrane protein 2A (LMP2A). This viral protein blocks B-cell receptor (BCR)-signaling in vitro. Furthermore, expression of LMP2A in developing B-cells in vivo induces a global down-regulation of genes necessary for proper B-cell development. In this 52 Detected Malignancies. Journal of the American College of Surgeons, Vol. 196(4): pp.518-524 (2003) (reprinted with permission from the American College of Surgeons). Objective: To evaluate the importance of surgeon caseload, lesion type and biopsy type on outcomes in breast conservation therapy (BCT). Background: Breast conservation therapy has low rates of morbidity and mortality and is being performed with increasing frequency. Its primary advantage is cosmetic, and the amount of breast tissue resected is the main determinant of cosmetic outcomes. Study Design: Two hundred seventeen consecutive patients undergoing breast conservation therapy at Northwestern Memorial Hospital for mammographically detected breast cancer were evaluated. The volume of tissue excised was The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 53 compared with the volume of the tumor as a ratio. Univariate and multivariate analyses of the relationships between the specimen-to-tumorvolume ratio (STVR) and histologic diagnosis, biopsy type, surgeon caseload and lesion type were examined. Results: The mean (log scale) SVTR was significantly lower when the mammographic lesion was identified as a mass or architectural distortion versus calcifications (p<0.001 in multivariate analysis). Mean log (STVR) was also decreased for higher-caseload surgeons (p=0.02). Core biopsy before lumpectomy was associated with significantly increased mean log (STVR) (83 versus 50, p=0.05) without significantly increasing the rate of negative margins. Conclusions: Mammographic lesion type and biopsy method were associated with the amount of tissue excised relative to tumor size as measured by STVR. In addition, surgeons with higher caseloads were better able to perform needle localization lumpectomy to negative margins while limiting the volume of normal breast tissue excised. Swanson KA, Kang RS, Stamenova SD, Hicke L and Radhakrishnan I Solution Structure of Vps27 UIM-ubiquitin Complex Important for Endosomal Sorting and Receptor Downregulation. EMBO Journal, Vol. 22, No. 18: pp. 4597-4606 (2003) (reprinted with the permission from the EMBO Journal). Monoubiquitylation is a well-characterized signal for the internalization and sorting of integral membrane proteins to distinct cellular organelles. Recognition and transmission of monoubiquitin signals is mediated by a variety of ubiquitin-binding motifs such as UIM, UBA, UEV, VHS and CUE in endocytic proteins. The yeast Vps27 protein requires two UIMs for efficient interactions with ubiquitin and for sorting cargo into multivesicular bodies. Here we show that the individual UIMs of Vps27 exist autonomously folded α-helices that bind ubiquitin independently, noncoorperatively and with modest affinity. The Vps-27 N-terminal UIM engages the Leu8-Ile44-Val70 hydrophobic patch of ubiquitin through a helical surface conserved in UIMs of diverse proteins, including that of the S5a proteasomal regulatory subunit. The Leu8-Ile44-Val70 ubiquitin surface is also the site of interaction for CUE and UBA domains in endocytic proteins, consistent with the view that ubiquitin-binding endocytic proteins act serially on the same monoubiquitylated cargo during transport from cell surface to the lysosome. Tsuruta D, Hopkinson SB, Lane KD, Werner MC, Cryns VL and Jones JCR Crucial Role of the Specificity-Determining Loop of the Integrin β4 Subunit in the Binding of Cells to Laminin-5 and Outside-In Signal Transduction. Journal of Biological Chemistry, Vol. 278, No. 40: pp.38707-38714 (2003) (reprinted with permission from the American Society for Biochemistry & Molecular Biology). Within each hemidesmosome, α6β4 integrin plays a crucial role in hemidesmosome assembly by binding to laminin-5 in the basement membrane zone of epithelial tissue. Recent analyses have implicated “specificitydetermining loops” (SDLs) in the I-like domain of β integrin in regulating ligand binding. Here, we investigated the function of an SDL-like motif within the extracellular I-like domain of β4 integrin. We generated pint mutations within the SDL of β4 integrin tagged with green fluorescent protein (GFP-β4K150A and GFPβ4155L). We also generated a mutation within the I-like domain of the β4 integrin, lying outside the SDL region (GFP-β4V284E). We transfected constructs encoding the mutated β4 integrins and a GFP-conjugated wild type β4 integrin (GFP-β4WT) into 604G cells, which The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 53 85898 NUMS Journal 5/14/04 2:27 PM Page 54 assemble hemidesmosomes, and human endothelial cells, which express little endogenous β4 integrin. In transfected 804G cells, GFP-β4WT and GFP-β4V284E colocalize with hemidesmosome proteins, whereas hemidesmosomal components in cells expressing GFP-β4K150A and GFP-β4Q155L are aberrantly localized. In endothelial cells, GFP-β4WT and mutant proteins are co-expressed at the cell surface with α6 integrin. When transfected endothelial cells are plated onto laminin-5 matrix, GFP-β4K150A and GFP-β4Q155L do not. GFP-β4WT and GFP-β4V284E expressed in endothelial cells associate with the adaptor protein Shc when the cells are stimulated with laminin-5. However, GFP-β4K150A and GFPβ4Q155L fail to associate with Shc even when laminin-5 is present, thus impacting downstream signaling. These results provide evidence that the SDL segment of the β4 integrin subunit is required for ligand binding and is involved in outside-in signaling. Winchester DJ, Bernstein JR, Jeske JM, Nicholson MH, Hahn EA, Goldschmidt RA, Watkin WG, Sener SF, Bilimoria MB, Barrera E and Winchester DP Updating of Atypical Ductal Hyperplasia After Vacuum-Assisted 11-Gauge Stereotactic Core Needle Biopsy. Archives of Surgery, Vol. 138: pp.619-623 (2003) (reprinted with permission from the American Medical Association – Copyright 2003, American Medical Association. All rights reserved). Background: Nonpalpable mammographic abnormalities are frequently evaluated by means of a stereotactic core needle biopsy. This technique is a very sensitive indicator of invasive cancer, but is less reliable to discriminate between ductal carcinoma in situ and atypical ductal hyperplasia (ADH). The objective of this study was to determine the correlation of the 11-gauge vacuum-assisted core needle biopsy to open biopsy when a diagnosis of ADH is obtained. 54 Hypothesis: The use of 11-gauge vacuumassisted stereotactic core needle biopsy does not conclusively diagnose ADH. Design: Retrospective analysis. Setting: University-affiliated teaching hospital. Patients: Mammographic findings were evaluated with an 11-gauge vacuum-assisted stereotactic core biopsy in 1750 patients. Seventy-seven patients were diagnosed as having ADH; of these, 65 underwent excisional biopsy. Main Outcome Measures: Pathological upstaging rate. Results: Of the 65 patients who underwent excisional breast biopsy, 11 (17%) had their condition upstaged to a breast cancer diagnosis. These patients had presented at a later age than those who retained a benign diagnosis after excisional biopsy. The number of core taken did not correlated with diagnostic accuracy. Conclusions: Of the 65 patients who underwent open biopsy for ADH in this series, only 83% had an accurate diagnosis. A diagnosis of ADH by stereotactic core needle biopsy should be followed by an open excisional biopsy. Xiao W, Zhang Q, Jiang F, Pins M, Kozlowski JM and Wang Z Suppression of Prostate Tumor Growth by U19, a Novel Testosterone-Regulated Apoptosis Inducer. Cancer Research, Vol. 63: pp.4698-4704, August 1, 2003 (reprinted with permission from the American Association for Cancer Research). Androgens control prostate homeostasis and regulated androgen response genes. Here, we report the identification and characterization of U19, a novel testosterone-regulated apoptosis inducer with tumor suppressive activity. U19 is an evolutionarily conserved protein expressed in many human tissues, with the most abundant expression in the prostate, bone marrow, kidney The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 55 and lymph nodes. Overexpression of U19 in 12 surveyed cell lines induced apoptosis, and a new protein synthesis is required for apoptosis induction. Expression of U19 in xenograft prostate tumors markedly induced apoptosis and inhibited tumor growth in vivo. Consistent with its tumor-suppressive role, U19 downregulation was observed in all of the surveyed prostate cancer cell lines and in 19 of 23 clinical human prostate tumor specimens. Loss of heterozygosity analysis revealed U19 allelic loss in 19 of the 23 specimens. Furthermore, two of the specimens had homozygous U19 deletions, and one specimen had hypermethylated U19 promoters, indicating that U19 can be inactivated genetically or epigenetically. These observations suggest that U19 is growth inhibitory and tumor suppressive and that the disruption of androgen-dependent growth inhibition via U19 down-regulation is commonly associated with prostate cancer progression. Yang Q, Liu S, Tian Y, Salwen HR, Chlenski A, Weinstein J and Cohn SL Methylation-Associated Silencing of the Thrombospondin-1 Gene in Human Neuroblastoma. Cancer Research, Vol. 63: pp.6299-6310, October 1, 2003 (reprinted with permission from the American Association for Cancer Research). Tumor angiogenesis, a major requirement for tumor outgrowth and metastasis, is regulated by pro- and antiangiogenic factors. Methylationassociated inactivation of the angiogenesis inhibitor thrombospondin- (TSP-1) has been observed recently in some adult tumors. To investigate the role of TSP-1 in pediatric cancer, we examined its pattern of expression and mechanism of regulation in neuroblastoma (NB). TSP-1 was silenced in a subset of undifferentiated, advanced-stage tumors and NB cell lines. In contrast, most localized tumors expressed this angiogenesis inhibitor, and a significant correlation between morphological evidence of neuroblast differentiation and TSP-1 expression was observed. Luciferase assays demonstrated the presence of nuclear factors required for TSP-1 transcription in both TSP-1 positive and-negative cell lines, but no correlation between TSP-1 prompter activity and the level of TSP-1 mRNA expression was seen. Our studies indicate that the transcriptional silencing of TSP-1 was caused by methylation. TSP-1 promoter methylation was detected in all of the NB cell lines lacking TSP-1 mRNA and in 37% of the NB clinical tumors analyzed. Furthermore, treatment with the demethylating agent, 5-Aza2’-deoxycytidine (5-Aza-dC), restored TSP-1 expression in NB cell lines. Disrupting methylation with 5-Aza-dC also led to significant inhibition of NB in vivo and re-expression of TSP-1 in a subset of NB xenografts. These results suggest that 5-Aza-dC inhibits NB growth by augmenting the expression of TSP-1 along with other genes that suppress tumor growth. Demethylating agents may prove to be effective candidates for the treatment of children with NB. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 55 85898 NUMS Journal 5/14/04 2:27 PM Page 56 Selected Bibliography of Publications by Cancer Center Members 1. Alam M, Caldwell JB and Eliezri YD, Human papillomavirus-associated digital squamous cell carcinoma: literature review and report of 21 new cases. Journal Am Acad Dermatol 48:385-393, 2003. 2. Ali MY, Oyama Y, Monreal J, Winter JN, Tallman MS, Williams SF, Singhal S, Gordon LI and Mehta J, Ideal or actual body weight to calculate CD34+ cell doses for autologous hematopoietic stem cell transplantation? Bone Marrow Transplantation, 31(10):861-4, 2003. 3. Altman KW, Haines GK, Vakkalanka SK, Keni SP, Kopp PA and Radosevich JA, Identification of Thyroid Hormone Receptors in the Human Larynx. Laryngoscope, Vol 113, pp 1931-1934, 2003. 4. Altman KW, Haines GK, Hammer ND and Radosevich JA, The H+/K+-ATPase (proton) pump is expressed in human laryngeal submucosal glands. Laryngoscope, 113(11): 1927-30, 2003. 5. Ang AL, Folsch H, Koivisto UM, Pypaert M and Mellman I, The Rab8 GTPase selectively regulates AP-1Bdependent basolateral transport in polarized Madin-Darby canine kidney cells. Journ of Cell Biology, Vol 163, No 2, pp 339-350, 2003. 6. Angelos P, Lafreniere R, Murphy TF and Rosen W, Ethical issues in surgical treatment and research. Current Problems in Surgery, 40(7):353-448, 2003. 7. Angtuaco TL, Oprescu FG, Lal SK, Pennington JH, Russell BD, Co JM and Howden CW, Universal precautions guideline: self-reported compliance by gastroenterologists and gastrointestinal endoscopy nurses—a decade’s lack of progress. American Journal of Gastroenterology, 98(11):2420-3, 2003. 8. Argiris A, Dutra J, Paraskevi T and Haines K, Esthesioneuroblastoma: The Northwestern University Experience, The Laryngoscope, Rhinological and Otological Society, Inc, 113: 155-160, 2003. 9. Argiris A, Haraf DJ, Kies MS and Vokes EE, Intensive concurrent chemoradiotherapy for head and neck cancer with 5-Fluorouracil- and hydroxyurea-based regimens: reversing a pattern of failure. Oncologist 8(4): 350-60, 2003. 56 10. Argiris A, Mellott A and Spies S, PET scan assessment of chemotherapy response in metastatic patients. Am Journal Clinical Oncology, 26(6): 563-6, 2003. 11. Argiris A, Smith SM, Stenson K, Mittal B, Pelzer HJ, Kies MS, Haraf DJ and Vokes E, Concurrent chemoradiotherapy for N2 or N3 squamous cell carcinoma of the head and neck from an occult primary. Annals of Oncology 14: 1306-1311, 2003. 12. Ariztia EV, Subbarao V, Solt DB, Rademaker AW, Iyer AP and Oltvai ZN, Osteopontin contributes to hepatocyte growth factor-induced tumor growth and metastasis formation. Experimental Cell Research, Vol 288, pp 257-267, 2003. 13. Arozullah AM, Parada J, Bennett CL, Deloria-Knoll M, Chmiel JS, Phan L and Yarnold PR, A Rapid Staging Sysem for Predicting Mortality From HIVAssociated Community-Acquired Pneumonia. Chest, Vol 123, No 4, pp 1151-1160, 2003. 14. Avram MJ and Krejcie TC, Using Front-end Kinetics to Optimize Target-controlled Drug Infusions. Anesthesiology, Vol 99, No 5, pp 1078-1086, 2003. 15. Bai X, Cerimele F, Ushio-Fukai M, Waqas M, Campbell PM, Govindarajan B, Der CJ, Battle T, Frank DA, Ye K, Murad E, Dubiel W, Soff G, Arbiser J and Honokiol, A small molecular weight natural product, inhibits angiogenesis in vitro and tumor growth in vivo. Journal of Biological Chemistry, 278(37):35501-7, 2003. 16. Bailey RC, Nam JM, Mirkin CA and Hupp JT, Real-time multicolor DNA detection with chemoresponsive diffraction gratings and nanoparticle probes. Journal of the American Chemical Society, 125(44):13541-7, 2003. 17. Baker MS, Chen X, Rotramel AR, Nelson JJ, Lu B, Gerard C, Kanwar Y and Kaufman DB, Genetic deletion of chemokine receptor CXCR3 or antibody blockade of its ligand IP-10 modulates posttransplantation graft-site lymphocytic infiltrates and prolongs functional graft survival in pancreatic islet allograft recipients. Srg 134(2):126-33, 2003. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 57 18. Balazsi G, Kay KA, Barabasi AL and Oltvai Z, Spurious spatial periodicity of co-expression in microarray data due to printing design. Nucleic Acids Research, Vol 31, No 15, pp 4425-4433, 2003. 19. Baliki M, Al-Amin HA, Atweh SF, Jaber M, Hawwa N, Jabbur SJ, Apkarian AV and Saade NE, Attenuation of neuropathic manifestations by local block of the activities of the ventrolateral orbito-frontal area in the rat. Neuroscience, 120(4):1093-104, 2003. 20. Baluchamy S, Rajabi HN, Thimmapaya R, Navaraj A and Thimmapaya B, Repression of c-Myc and inhibition of G1 exit in cells conditionally overexpressing p300 that is not dependent on its histone acetyltransferase activity. Proceedings of the National Academy of Sciences of the United States of America, 100(16):9524-9, 2003. 21. Band V, In vitro models of early neoplastic transformation of human mammary epithelial cells. Methods in Molecular Biology, 223:237-48, 2003. 22. Baronzio G, Freitas I and Kwaan HC, Tumor Microenvironment and Hemorheological Abnormalities. Seminars in Thromosis and Hemostasis, Vol 29, No 5, 2003. 23. Barouch DH, Kunstman J, Glowczwskie J, Kunstman KJ, Egan MA, Peyerl FW, Santra S, Kuroda MJ, Schmitz JE, Beaudry K, Krivulka GR, Lifton MA, Gorgone DA, Wolinsky SM and Letvin NL, Viral escape from dominant simian immunodeficiency virus epitope-specific cytotoxic T lymphocytes in DNA-vaccinated rhesus monkeys. Journal of Virology, 77(13):7367-75, 2003. 24. Barry SM, Zisoulis DG, Neal JW, Clipstone NA and Kansas GS, Induction of FucT-VII by the Ras/MAP kinase cascade in Jurkat T cells. Blood, 102(5):1771-8, 2003. 25. Bartelink H, Benz C, Cleveland D, Dorn R, Gralow J, Gradishar WJ, Grant K, Heimann R, Hellman S, Hudis C, Kerbel R, Lippman M, Lung J, Posner MC, Steeg P, Vestal R, Weichselbaum RR and Zetter B, Expedition Inspiration Fund for Breast Cancer Research Meeting 2003. Breast Cancer Research & Treatment, 80(2):139-44, 2003. 26. Batra PS, Kern RC, Tripathi A, Conley DB, Ditto AM, Haines GK, Yarnold PR and Grammar L, Outcome analysis of endoscopic sinus surgery in patients with nasal polyps and asthma. Laryngoscope, 113(10):1703-6, 2003. 27. Bennett CL and Schumock GT, Cost Analyses Of Adjunct Colony Stimulating Factors For Older Patients With Acute Myeloid Leukaemia: Can They Improve Clinical Decision Making? Drugs Aging, Vol 20, No 7, pp 479-483, 2003. 28. Bennett CL, Somerfield MR, Pfister DG, Tomori C, Yakren S and Bach PB, Perspectives on the Value of American Society of Clinical Oncology Clinical Guidelines as Reported by Oncologists and Health Maintenance Organizations. Journal of Clinical Oncology, Vol 21, No 5, pp 937-941, 2003. 29. Bennett JL, Elhofy A, Dal Canto MC, Tani M, Ransohoff RM and Karpus WJ, CCL2 transgene expression in the central nervous system directs diffuse infiltration of CD45 highCD11b+monocytes and enhanced Theiler’s murine encephalomyelitis virus-induced demyelinating disease. Journal of NeuroVirology, Vol 9, pp 623-636, 2003. 30. Bentrem D, Fox JE, Pearce ST, Liu H, Pappas S, Kupfer D, Zapf JW and Jordan VC, Distinct molecular conformations of the estrogen receptor alpha complex exploited by environmental estrogens. Cancer Research, 63(21):7490-6, 2003. 31. Bernard DJ, Burns KH, Haupt B, Matzuk MM and Woodruff TK, Normal reproductive function in InhBP/ p120-deficient mice. Molecular and Cellular Biology, 23(14): 4882-4891, 2003. 32. Berry RW, Abraha A, Lagalwar S, LaPointe N, Gamblin TC, Cryns VL and Binder LI, Inhibition of tau polymerization by its carboxy-terminal caspase cleavage fragment. Biochemistry, Vol 42, pp 8325-8331, 2003. 33. Bhattacharyya RS and Stern PH, IGF-I and MAP kinase involvement in the stimulatory effects of LNCaP prostate cancer cell conditioned media on cell proliferation and protein synthesis in MC3T3-e1 osteoblastic cells. Journal of Cellular Biochemistry, 90:925-937, 2003. 34. Bian Y, Kaklamani VG, Reich J and Pasche B, TGF-beta signaling alterations in cancer. Cancer Treatment & Research, 115:73-94, 2003. 35. Boehm BO, Lang G, Volpert O, Jehle PM, Kurkhaus A, Rosinger S, Lang GK and Bouck N, Low content of the natural ocular anti-angiogenic agent pigment epithelium-derived factor (PEDF) in aqueous humor predicts progression of diabetic retinopathy. Diabetologia, 46(3): 394-400, 2003. 36. Boyapati A, Wilson M, Yu J and Rundell K, SV40 17KT antigen complements dnaJ mutations in large T antigen to restore transformation of primary human fibroblasts. Virology, doi:10,1016/S0042-6822(03)00524-5, 2003. 37. Breen EC, Boscardin WJ, Detels R, Jacobson LP, Smith MW, O’Brien SJ, Chmiel JS, Rinaldo CR, Lai S and Martinez-Maza O, Non-Hodgkin’s B cell lymphoma in persons with acquired immunodeficiency syndrome is associated with increased serum levels of IL10, or the IL10 promoter -592 C/C genotype. Clinical Immunology, 109(2):119-29, 2003. 38. Breslow NE, Norris R, Norkool PA, Kang T, Beckwith JB, Perlman EJ, Ritchey ML, Green DM and Nichols KE, National Wilms Tumor Study Group, Characteristics and outcomes of children with the Wilms tumor-Aniridia syndrome: a report from the National Wilms Tumor Study Group. Journal of Clinical Oncology, 21(24):4579-85, 2003. 39. Brockstein B, Organ preservation for advanced head and neck cancer concomitant chemoradiation. Cancer Treatment & Research, 114:235-48, 2003. 40. Budunova IV, Kowalczyk D, Perez P, Yao YJ, Jorcano JL and Slaga TJ, Glucocorticoid receptor functions as a potent suppressor of mouse skin carcinogenesis. Oncogene, Vol 22, pp 3279-3287, 2003. 41. Bulun SE, Ovulation induction in women with infertility: a new indication for aromatase inhibitors. Fertility & Sterility, 80(6):1338; discussion 1339, 2003. 42. Bulun SE, Sebastian S, Takayama K, Suzuki T, Sasano H and Shozu M, The human CYP19 (aromatase P450) gene: update on physiologic roles and genomic organization of promoters. Journal of Steroid Biochemistry & Molecular Biology, 86(3-5):219-24, 2003. 43. Burt RK, Drobyski WR, Seregina T, Traynor A, Oyama Y, Keever-Taylor C, Stefka J, Kuzel TM, Brush M, Rodriquez J, Burns W, Tennant L and Link C, Herpes simplex thymidine kinase gene-transduced donor lymphocyte infusions. Experimental Hematology, 31(10):903-10, 2003. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 57 85898 NUMS Journal 5/14/04 2:27 PM Page 58 44. Calhoun EA and Bennett CL, Evaluating the total costs of cancer: the Northwestern University costs of cancer program. Oncology, Vol 17, No 1, pp 109-120, 2003. 45. Calhoun EA, Welshman EE, Chang CH, Lurain JR, Fishman DA and Cella D, Psychometric evaluation of the functional assessment of cancer therapy/gynecologic oncology group-neurotoxicity (FACT/GOG-Ntx) questionnaire for patients receiving systemic chemotherapy. International Journal of Gynecological Cancer, 13(6), 741-748, 2003. 46. Cao YC, Jin R, Nam JM, Thaxton CS and Mirkin CA, Raman dye-labeled nanoparticle probes for proteins. Journal of the American Chemical Society, 125(48):14676-7, 2003. 47. Cardosi RJ, Cardosi RP, Grendys EC, Fiorica JV and Hoffman MS, Infectious urinary tract morbidity with prolonged bladder catheterization after radical hysterectomy. American Journal of Obstetrics & Gynecology, 189(2):380-3; discussion 383-4, 2003. 48. Carthew RW, Making and breaking with nucleases and small RNAs. Nature Structural Biology, 10(10): 776-7, 2003. 49. Catalona WJ, Bartsch G, Rittenhouse HG, Evans CL, Linton HJ, Amirkhan A, Horninger W, Klocker H and Mikolajczyk SD, Serum pro prostate specific antigen improves cancer detection compared to free and complexed prostate specific antigen in men with prostate specific antigen 2 to 4 ng/ml. Journal of Urology, 170(6 Pt 1):2181-5, 2003. 50. Cella D, Paul D, Yount S, Winn R, Chang CH, Banik D and Weeks, J, What are the most important symptom targets when treating advanced cancer? A survey of providers in the National Comprehensive Cancer Network (NCCN). Cancer Investigation, 21(4), 526-535, 2003. 51. Cella D, Peterman A, Hudgens S, Webster K and Socinski MA, Measuring the side effects of taxane therapy in oncology: the functional assesment of cancer therapy-taxane (FACT-taxane). Cancer, 98(4):822-31, 2003. 52. Chang CH and Gehlert S, The Washington Psychosocial Seizure Inventory: Psychometric evaluation and future applications, seizure. European Journal of Epilepsy, 12(5), 261-267, 2003. 53. Chang CH, Item banking and computerized adaptive testing in health outcomes assessment. Abstracts of the International Conference on Health Policy Research, 30-31, 2003. 54. Chang CH and Emanuel LL, Development and initial validation of a family caregiver burden screening and assessment instrument (BURDEN). The Gerontologist, 43(S1), 48, 2003. 55. Chang CH and Yang D, Using mobile patientreported outcomes to enhance patient care. Quality of Life Research, 11(7), 853, 2003. 56. Changela A, Chen K, Xue Y, Holschen J, Outten CE, O’Halloran TV and Mondragon A, Molecular basis of metal-ion selectivity and zeptomolar sensitivity by CueR. Science, Vol 301, pp 1383-1387, 2003. 57. Chapman SC and Woodruff TK, Betaglycan localization in the female rat pituitary: implications for the regulation of follicle-stimulating hormone by inhibin. Endocrinology, 144(12): 5640-5649, 2003. 58 58. Chatterton RT, Geiger AS, Gann PH and Kahn SA, Formation of estrone and estradiol from estrone sulfate by normal breast parenchymal tissue. Journal Steroid Biochem Mol Biol, 86:159-166, 2003. 59. Chatterton, RT, Geiger AS, Gann PH, Kahn SA, Quality of life in patients with newly diagnosed chronic phase chronic myeloid leukemia on imatinib versus results from the IRIS study. Journal of Clinical Oncology, Vol 21, No 11, pp 2138-2146, 2003. 60. Chen D, Walsby C, Hoffman BM and Frey PA, Coordination and mechanism of reversible cleavage of S-adenosylmethionine by the [4Fe-4S] center in lysine 2,3-aminomutase. Journal of the American Chemical Society, 125(39):11788-9, 2003. 61. Chen X, Kojima S-I, Borisy GG and Green KJ, p120 catenin associates with kinesin and facilitates the transport of cadherin-catenin complexes to intercellular junctions. Journal of Cell Biology, 163(3):547-557, 2003. 62. 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Yunes MJ, Neuschatz AC, Bornstein LE, Naber SP, Band V, Wazer DE, Loss of expression of the putative tumor suppressor NES1 gene in biopsy-proven ductal carcinoma in situ predicts for invasive carcinoma at definitive surgery. International J of Radiation Oncology, Biology, Physics, 56(3):653-7, 2003. 348. Zago A and Spear PG, Differences in the N Termini of Herpes Simplex Virus Type 1 and 2 gDs That Influence Functional Interactions with the Human Entry Receptor Nectin-2 and an Entry Receptor Expressed in Chinese Hamster Ovary Cells. J of Virology, 77(17), 9695-9699, 2003. 349. Zhou W, Park I, Pins M, Kozlowski JM, Jovanovic B, Zhang J, Lee C, Ilio K, Dual regulation of proliferation and growth arrest in prostatic stromal cells by transforming growth factor-beta1. Endocrinology, 144(10):4280-4, 2003. The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 69 85898 NUMS Journal 5/14/04 2:27 PM Page 70 The Robert H. Lurie Comprehensive Cancer Center of Northwestern University Advisory Boards Internal Advisory Board Board Chairman Jonathan Leis, PhD Executive Associate Dean for Research Feinberg School of Medicine, Northwestern University Board Members Hamid Band, MD, PhD Professor of Medicine Feinberg School of Medicine, Northwestern University Director, Division of Molecular Oncology Evanston Northwestern Healthcare Richard H. Bell Jr., MD Loyal and Edith Davis Professor and Chairman, Department of Surgery Feinberg School of Medicine, Northwestern University Al B. Benson III, MD Professor of Medicine Feinberg School of Medicine, Northwestern University Associate Director, Clinical Investigations Robert H. Lurie Comprehensive Cancer Center of Northwestern University Raymond Curry, MD Executive Associate Dean for Education Feinberg School of Medicine, Northwestern University Leo I. Gordon, MD Professor and Chief, Division of Hematology/Oncology, Department of Medicine Feinberg School of Medicine, Northwestern University Associate Director, Clinical Sciences Robert H. Lurie Comprehensive Cancer Center of Northwestern University 70 Philip Greenland, MD Harry W. Dingman Professor and Chairman, Department of Preventive Medicine Feinberg School of Medicine, Northwestern University Associate Director, Cancer Prevention and Control Robert H. Lurie Comprehensive Cancer Center of Northwestern University Mary J.C. Hendrix, PhD Professor of Pediatrics Feinberg School of Medicine, Northwestern University President and Director Children’s Memorial Institute for Education and Research J. Larry Jameson, MD, PhD Irving S. Cutter Professor and Chairman, Department of Medicine Feinberg School of Medicine, Northwestern University Janaradan Khandekar, MD Professor of Medicine Feinberg School of Medicine, Northwestern University Louise W. Coon Chairman, Department of Medicine Evanston Northwestern Healthcare Morris Kletzel, MD Professor of Pediatrics Feinberg School of Medicine, Northwestern University Chief, Division of Hematology/Oncology, Department of Pediatrics Children’s Memorial Medical Center Timothy M. Kuzel, MD Associate Professor of Medicine Feinberg School of Medicine, Northwestern University Associate Director, Clinical Cancer Center Robert H. Lurie Comprehensive Cancer Center of Northwestern University Steven T. Rosen, MD Genevieve Teuton Professor of Medicine Feinberg School of Medicine, Northwestern University Director Robert H. Lurie Comprehensive Cancer Center of Northwestern University Lewis Landsberg, MD Dean and Vice President for Medical Affairs Feinberg School of Medicine, Northwestern University Mary Kathleen Rundell, PhD Professor of MicrobiologyImmunology Feinberg School of Medicine, Northwestern University Associate Director, Education Robert H. Lurie Comprehensive Cancer Center of Northwestern University Jeffrey C. Miller Senior Executive Associate Dean, Chief Operating Officer Feinberg School of Medicine, Northwestern University C. Bradley Moore, PhD Vice President for Research Northwestern University Leonidas C. Platanias, MD, PhD Professor of Medicine Jesse, Sara, Andrew, Abigail, Benjamin, and Elizabeth Lurie Professor of Cancer Research Feinberg School of Medicine, Northwestern University Deputy Director Robert H. Lurie Comprehensive Cancer Center of Northwestern University Janardan K. Reddy, MD Magerstadt Professor and Chairman, Department of Pathology Feinberg School of Medicine, Northwestern University Robert Rosa, MD Executive Associate Dean for Clinical Affairs Feinberg School of Medicine, Northwestern University James Schroeder, MD President and CEO Northwestern Medical Faculty Foundation Timothy Volpe Associate Director, Administration Robert H. Lurie Comprehensive Cancer Center of Northwestern University Teresa K. Woodruff, PhD Associate Professor of Neurobiology and Physiology Northwestern University Associate Director, Basic Sciences Robert H. Lurie Comprehensive Cancer Center of Northwestern University James Young, MD Executive Associate Dean, Faculty Affairs Feinberg School of Medicine, Northwestern University The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM External Advisory Board Stephen B. Baylin, M.D. Professor of Oncology and Medicine Sidney Kimmel Comprehensive Cancer Center at Johns Hopkins Baltimore, MD David DeMets, Ph.D. Chairman, Department of Biostatistics University of Wisconsin Medical School Madison, WI Page 71 Robert B. Diasio, M.D. Chairman, Department of Pharmacology and Toxicology University of Alabama, Birmingham Birmingham, AL Richard Payne, M.D. Chief, Pain and Palliative Care Service Memorial Sloan-Kettering Cancer Center New York, NY Margaret A. Tempero, M.D. Deputy Director, UCSF Comprehensive Cancer Center University of California, San Francisco San Francisco, CA Paul F. Engstrom, M.D. Senior Vice President for Population Science Fox Chase Cancer Center Philadelphia, PA Phyllis M. Rideout, Ph.D. Assoc. Director for Administration and Education USC/Norris Comprehensive Cancer Center University of Southern California Los Angeles, CA Max Wicha, M.D. Director, University of Michigan Comprehensive Cancer Center Ann Arbor, MI The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 71 85898 NUMS Journal 5/14/04 2:27 PM Page 72 Members who contributed to this issue Articles: Abstracts: Ashok Aiyar, PhD Assistant Professor of Microbiology and Immunology (312) 503-3167 Raymond Bergan, MD Associate Professor of Medicine (312) 908-5284 Vadim Backman, PhD Assistant Professor of Biomedical Engineering (847) 491-3536 Gary Borisy, PhD Leslie B. Arey Professor of Cell and Molecular Biology (312) 503-2852 Deborah Dobrez, PhD Research Scientist and Research Assistant Professor (312) 503-1543 Peter Gann, MD, ScD Associate Professor of Preventive Medicine (312) 908-8432 Hemant K. Roy, MD Associate Professor of Internal Medicine (847) 657-1900 Lonnie Shea, PhD Assistant Professor of Chemical and Biological Engineering (847) 491-7398 William Small, Jr., MD Associate Professor of Radiology (312) 926-3521 Ramesh Wali, PhD Research Associate Professor of Medicine (847) 570-7684 72 Gary Borisy, PhD Leslie B. Arey Professor of Biomedical Engineering (312) 503-2852 David Cella, PhD Research Professor of Center on Outcomes Research and Education (847) 570-1730 Robert T. Chatterton, Jr, PhD Professor of Obstetrics and Gynecology (312) 908-1569 Susan L. Cohn, MD Associate Professor of Pediatrics (312) 908-9404 Vincent L. Cryns, MD Assistant Professor of Medicine (312) 503-0644 Elizabeth A. Hahn, MA Research Assistant Professor of Center on Outcomes Research and Education (847) 570-1728 Ishwar Radhakrishnan, PhD Assistant Professor of Biochemistry, Molecular Biology and Cellular Biology (847) 467-1173 Linda Hicke, PhD Assistant Professor of BMBCB (847) 467-4490 Mary Kathleen Rundell, PhD Professor of MicrobiologyImmunology (312) 503-5917 Jonathan Jones, PhD Professor of Cell and Molecular Biology (312) 503-1412 Seema A. Khan, MD Associate Professor of Surgery (312) 695-4845 James M. Kozlowski, MD Associate Professor of Urology (312) 908-4974 Alfonso Mondragón, PhD Professor of Biochemistry, Molecular Biology and Cell Biology (847) 491-7726 Monica Morrow, MD Professor of Surgery (312) 908-9039 Deborah Dobrez, PhD Research Scientist and Research Assistant Professor (312) 503-1543 LoAnn C. Peterson, MD Professor of Pathology (312) 908-2687 Peter Gann, MD, ScD Associate Professor of Preventive Medicine (312) 908-8432 Michael R. Pins, MD Assistant Professor of Pathology (312) 908-3211 Charles L. Goolsby, PhD Associate Professor of Pathology (312) 908-2430 Leonidas C. Platanias, MD, PhD Professor of Medicine (312) 908-5250 Kathleen Green, PhD Professor of Pathology (312) 503-5300 Alfred Rademaker, PhD Professor of Preventive Medicine (312) 908-1970 Stephen F. Sener, MD Professor of Surgery (847) 570-1328 Paula H. Stern, PhD Professor of Molecular Pharmacology and Biological Chemistry (312) 503-8290 Martin S. Tallman, MD Associate Professor of Medicine (312) 908-9412 Zhou Wang, PhD Assistant Professor of Urology (312) 908-2264 David J. Winchester, MD Assistant Professor of Surgery (847) 570-2800 David P. Winchester, MD Professor of Clinical Surgery (847) 570-2800 Teresa Woodruff, PhD Associate Professor of Neurobiology and Physiology (847) 491-2666 Nabeel R. Yassen, MD, PhD Assistant Professor of Pathology (312) 503-2093 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 73 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University Index to Volume IX, Number 1 Chuhan Chung, Veronica M. Stellmach and Susan E. Crawford Pigment Epithelium-Derived Factor (PEDF): An Emerging Anti-Angiogenic Agent Morris Kletzel and Reggie Duerst Ten Years of Hematopoietic Stem Cell Transplantation at Children’s Memorial Hospital Rumi S. Bhattacharyya and Paula H. Stern Role of Insulin-Like Growth Factor I and the MAP Kinase Pathway in the Anabolic Effects of LNCaP Prostate Cancer Cells on Skeletal Tissue Robert T. Elder and Yuqi Zhao Effect of HIV-1 Viral Protein R on Cell Cycle G2/M Controls and Its Potential Implication in Anticancer Therapy Victor V. Levenson and Ronald B. Gartenhaus DNA Methylation Biomarkers for Cancer Diagnosis and Prognosis Selected Abstracts of Publications by Robert H. Lurie Comprehensive Cancer Center Members January 2002 to March 2003 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX Selected Bibliography of Publications by Robert H. Lurie Comprehensive Cancer Center Members January 2002 to March 2003 Notable Robert H. Lurie Comprehensive Cancer Center Member Monica Morrow, MD 73 85898 NUMS Journal 5/14/04 2:27 PM Page 74 Cancer Center Events CONTINUING MEDICAL EDUCATION PROGRAMS Throughout the year, the Robert H. Lurie Comprehensive Cancer Center of Northwestern University offers Continuing Medical Education (CME) programs on various cancer specialties. Below is a list of the programs for the remainder 2004. For specific dates or more information about these programs, visit www.cancer.northwestern.edu or call the Cancer Center at (312) 695-1304. NCCN Regional Guidelines Symposium: Colon, Rectal, Anal and Pancreatic Cancers June 25, 2004 American Society of Clinical Oncology 2004 Review July 30, 2004 Chair: William Gradishar, MD 7th Annual Oncology Nursing Conference October 8, 2004 6th Annual Lynn Sage Breast Cancer Symposium Oct. 28-31, 2004 Chairs: William Gradishar, MD, V. Craig Jordan, OBE, PhD, DSc, Monica Morrow, MD COMMUNITY EVENTS/PATIENT PROGRAMS The Cancer Center is committed to educating the public about cancer prevention and treatment. Many community events and patient programs are offered throughout the year. For more information about these programs, please visit www.cancer.northwestern.edu or call the Cancer Center Special Events Hotline at (312) 695-1304. Cancer Survivors’ Celebration and Walk June 6, 2004 (National Cancer Survivor’s Day) Lynn Sage Breast Town Hall Meeting September 12, 2004 74 The Journal of the Robert H. Lurie Comprehensive Cancer Center of Northwestern University, Vol. IX 85898 NUMS Journal 5/14/04 2:27 PM Page 75 Robert H. Lurie Comprehensive Cancer Center of Northwestern University C H I C A G O Affiliated Research Facilities and Teaching Hospitals NORTHWESTERN MEMORIAL HOSPITAL REHABILITATION INSTITUTE OF CHICAGO VA CHICAGO HEALTHCARE SYSTEM FEINBERG SCHOOL OF MEDICINE NORTHWESTERN UNIVERSITY DOMINICK DIMATTEO CANCER RESEARCH LABORATORIES ROBERT H. LURIE MEDICAL RESEARCH CENTER C H I L D R E N ’ S T he Robert H. Lurie Comprehensive Cancer Center of Northwestern University is the focus of cancer research, treatment and education at Northwestern University. The Cancer Center coordinates and integrates the University’s cancer and cancer-related activities and unites scientists, clinicians and educators in the fight against cancer. The Cancer CHILDREN’S MEMORIAL HOSPITAL CHILDREN’S MEMORIAL INSTITUTE FOR EDUCATION AND RESEARCH Center’s administrative offices and many of its basic science research activities are at Northwestern University’s Feinberg School of Medicine on the Chicago campus. Additional offices and basic science research labs are located on the Evanston campus. Clinical research is E V A N S T O N conducted at the Feinberg School of Medicine’s various affiliated teaching hospitals: Northwestern Memorial Hospital, Children’s Memorial Hospital, Evanston Northwestern Healthcare, the Rehabilitation Institute of Chicago and EVANSTON NORTHWESTERN HEALTHCARE ARTHUR AND GLADYS PANCOE EVANSTON NORTHWESTERN HEALTHCARE LIFE SCIENCES PAVILION Veterans Administration Chicago Healthcare System. 85898 NUMS Journal 5/14/04 2:27 PM Page 76