Multi-Market Securities Guide
Transcription
Multi-Market Securities Guide
Multi-Market Securities Guide 17 October 2016 Clearstream Banking Multi-Market Securities Guide Document number: 6201 17 October 2016 The Clearstream Banking Multi-Market Securities Guide (the “Guide”) aims to provide customers and professionally interested third parties with a convenient up-to-date reference for all Clearstream Banking’s crossborder transfer procedures. The Guide contains especially all connectivity information to provide an overview and verification of the operational details of a market link, such as the types of securities accepted and any instruction requirements. The Guide creates no right to claim damages against Clearstream Banking other than as explicitly provided for in Clearstream Banking’s General Terms and Conditions. In the event of false information being given in the Guide, Clearstream Banking’s liability is limited to proven cases of wilful misconduct and gross negligence. This version of the Guide prevails and supersedes all previous editions of the Guide and shall be valid with immediate effect upon its issuance. This Guide remains valid until either a fully revised version is published or individual new or replacement pages are provided without notification period. The Guide is intended for use in connection with other Clearstream Banking publications, such as the Clearstream Banking Market Guide and the various connectivity service user manuals, which give further specific details about Clearstream Banking’s services. The use of the Guide for purposes other than as described above requires the prior written consent of Clearstream International société anonyme. © Copyright Clearstream International société anonyme (2011). All rights reserved. Clearstream Banking, CBF, CBL, CreationOnline and CreationDirect are registered trademarks of Clearstream International société anonyme and any abuse of these may be made the subject of legal proceedings. S.W.I.F.T. is a registered trademark of the Society for Worldwide Interbank Financial Telecommunication. Clearstream International société anonyme, CBF and CBL are Deutsche Börse Group companies. Foreword This Multi-Market Securities Guide provides general and detailed information about the realignment required between CBL depositories in order to enable effective cross-border trades in securities in remote as well as home domestic markets. The Guide is arranged in the following sections: • Introduction on page 1, providing an overview and detailed information about the service; • Domestic markets (7), providing instruction format specifications from the perspective of each home market. A Microsoft ® Excel spreadsheet of eligible multi-market securities is available on Clearstream Banking’s website, www.clearstream.com, under Key Documents/ ICSD / Multi-Market Securities Guide. Disclaimer Clearstream Banking does not represent that the information provided through and contained in this document is comprehensive, complete or accurate and expressly disclaims liability for errors or omissions therein. Clearstream Banking does not accept any responsibility for any cross-border settlement delays. The instruction specifications contained in this document are correct at the time of its publication for currently eligible securities. Clearstream Banking does not accept any responsibility for the completeness and correctness of fees mentioned in this guide. Please note that additional fees may be charged for receipt instructions according to the official CBL fee schedule and to local market practice in the form of out-of-pocket expenses passed on to the customers. Please note that Clearstream Banking is not always advised of changes affecting these specifications. However, Clearstream Banking will update this Guide on the website (www.clearstream.com) as soon as it is made aware of any amendment. Clearstream Banking Multi-Market Securities Guide 17 October 2016 i Foreword This page has intentionally been left blank. 17 October 2016 ii Clearstream Banking Multi-Market Securities Guide Multi-market Securities Guide Contents The following table lists the markets for which Clearstream Banking provides cross-border settlement procedures. This list will be updated as additional relationships are established. Disclaimer . . . . . . . . . . . . . . . . . . . . . . . i Background . . . . . . . . . . . . . . . . . . . . . . 1 The service . . . . . . . . . . . . . . . . . . . . . . 1 ISIN plus place of safekeeping . . . . . . 1 Domestic markets Argentina Spain . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Australia Canada . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Hong Kong . . . . . . . . . . . . . . . . . . . . . . 10 New Zealand . . . . . . . . . . . . . . . . . . . . 12 Norway. . . . . . . . . . . . . . . . . . . . . . . . . 13 South Africa. . . . . . . . . . . . . . . . . . . . . 14 UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Austria Czech Republic . . . . . . . . . . . . . . . . . . 20 France . . . . . . . . . . . . . . . . . . . . . . . . . 21 Germany . . . . . . . . . . . . . . . . . . . . . . . 22 Italy . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 Netherlands . . . . . . . . . . . . . . . . . . . . 25 Poland . . . . . . . . . . . . . . . . . . . . . . . . . 26 Switzerland . . . . . . . . . . . . . . . . . . . . . 27 Belgium CBF Vault. . . . . . . . . . . . . . . . . . . . . . . 28 Czech Republic . . . . . . . . . . . . . . . . . . 29 Germany . . . . . . . . . . . . . . . . . . . . . . . 30 Greece . . . . . . . . . . . . . . . . . . . . . . . . . 32 HSBC Bank Plc London . . . . . . . . . . . 33 Luxembourg . . . . . . . . . . . . . . . . . . . . 34 UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 36 Canada Australia . . . . . . . . . . . . . . . . . . . . . . . 37 France . . . . . . . . . . . . . . . . . . . . . . . . . 39 Germany . . . . . . . . . . . . . . . . . . . . . . . 40 Hong Kong . . . . . . . . . . . . . . . . . . . . . . 41 Ireland . . . . . . . . . . . . . . . . . . . . . . . . . 43 Netherlands . . . . . . . . . . . . . . . . . . . . 44 New Zealand . . . . . . . . . . . . . . . . . . . . 45 Norway. . . . . . . . . . . . . . . . . . . . . . . . . 46 Poland . . . . . . . . . . . . . . . . . . . . . . . . . 47 South Africa. . . . . . . . . . . . . . . . . . . . . 48 Sweden . . . . . . . . . . . . . . . . . . . . . . . . 50 Switzerland . . . . . . . . . . . . . . . . . . . . . 51 UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 55 Czech Republic Austria . . . . . . . . . . . . . . . . . . . . . . . . . 56 Belgium . . . . . . . . . . . . . . . . . . . . . . . . 57 BNP Paribas, Luxembourg . . . . . . . . 58 France . . . . . . . . . . . . . . . . . . . . . . . . . 59 Netherlands . . . . . . . . . . . . . . . . . . . . 60 Poland . . . . . . . . . . . . . . . . . . . . . . . . . 61 United Kingdom . . . . . . . . . . . . . . . . . 62 U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 63 Clearstream Banking, Luxembourg Multi-Market Securities Guide Germany . . . . . . . . . . . . . . . . . . . . . . . 64 Sweden . . . . . . . . . . . . . . . . . . . . . . . . 65 UK . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 Finland France . . . . . . . . . . . . . . . . . . . . . . . . Italy . . . . . . . . . . . . . . . . . . . . . . . . . . . Netherlands . . . . . . . . . . . . . . . . . . . . Sweden . . . . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68 69 70 71 73 France Austria . . . . . . . . . . . . . . . . . . . . . . . . 76 BNP Paribas, Luxembourg. . . . . . . . 78 BNY London . . . . . . . . . . . . . . . . . . . . 79 Canada . . . . . . . . . . . . . . . . . . . . . . . . 80 Czech Republic . . . . . . . . . . . . . . . . . 81 Finland . . . . . . . . . . . . . . . . . . . . . . . . 82 Germany . . . . . . . . . . . . . . . . . . . . . . . 83 Hong Kong . . . . . . . . . . . . . . . . . . . . . 86 Ireland . . . . . . . . . . . . . . . . . . . . . . . . 87 Japan . . . . . . . . . . . . . . . . . . . . . . . . . 88 Luxembourg. . . . . . . . . . . . . . . . . . . . 89 Norway . . . . . . . . . . . . . . . . . . . . . . . . 90 Poland . . . . . . . . . . . . . . . . . . . . . . . . 91 South Africa . . . . . . . . . . . . . . . . . . . . 92 Spain. . . . . . . . . . . . . . . . . . . . . . . . . . 93 Switzerland . . . . . . . . . . . . . . . . . . . . 96 UK . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . 103 Germany Austria . . . . . . . . . . . . . . . . . . . . . . . Belgium . . . . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . Denmark . . . . . . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . Ireland . . . . . . . . . . . . . . . . . . . . . . . Italy . . . . . . . . . . . . . . . . . . . . . . . . . . Netherlands . . . . . . . . . . . . . . . . . . . Poland . . . . . . . . . . . . . . . . . . . . . . . Singapore . . . . . . . . . . . . . . . . . . . . . Spain. . . . . . . . . . . . . . . . . . . . . . . . . Switzerland . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . 105 107 109 110 111 114 117 119 121 122 123 125 126 133 Greece Belgium . . . . . . . . . . . . . . . . . . . . . . 135 Switzerland . . . . . . . . . . . . . . . . . . . 136 Hong Kong Australia. . . . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . Singapore . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . USA . . . . . . . . . . . . . . . . . . . . . . . . . . 137 138 142 143 150 153 Ireland Italy . . . . . . . . . . . . . . . . . . . . . . . . . . Netherlands . . . . . . . . . . . . . . . . . . . South Africa . . . . . . . . . . . . . . . . . . . Sweden . . . . . . . . . . . . . . . . . . . . . . . Switzerland. . . . . . . . . . . . . . . . . . . . 159 160 161 162 163 Israel U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 164 Italy Austria. . . . . . . . . . . . . . . . . . . . . . . . BNP Paribas Luxembourg. . . . . . . . CBF Vault . . . . . . . . . . . . . . . . . . . . . Citibank London . . . . . . . . . . . . . . . . Finland . . . . . . . . . . . . . . . . . . . . . . . Germany . . . . . . . . . . . . . . . . . . . . . . Ireland. . . . . . . . . . . . . . . . . . . . . . . . Poland . . . . . . . . . . . . . . . . . . . . . . . . Spain . . . . . . . . . . . . . . . . . . . . . . . . . Switzerland. . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 165 166 167 168 169 170 172 173 174 177 178 180 Japan France . . . . . . . . . . . . . . . . . . . . . . . . 181 Luxembourg France . . . . . . . . . . . . . . . . . . . . . . . . 182 Netherlands . . . . . . . . . . . . . . . . . . . 184 Mexico Spain . . . . . . . . . . . . . . . . . . . . . . . . . 185 U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 188 Netherlands Austria. . . . . . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . Czech Republic. . . . . . . . . . . . . . . . . Finland . . . . . . . . . . . . . . . . . . . . . . . Germany . . . . . . . . . . . . . . . . . . . . . . Ireland. . . . . . . . . . . . . . . . . . . . . . . . Norway . . . . . . . . . . . . . . . . . . . . . . . Spain . . . . . . . . . . . . . . . . . . . . . . . . . Sweden . . . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 189 190 191 192 193 195 196 197 198 199 201 New Zealand Australia . . . . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . Singapore . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 202 203 204 205 Norway Australia . . . . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . . Netherlands . . . . . . . . . . . . . . . . . . . Sweden . . . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 207 208 209 210 211 213 219 Canada . . . . . . . . . . . . . . . . . . . . . . . 154 France . . . . . . . . . . . . . . . . . . . . . . . 155 Germany . . . . . . . . . . . . . . . . . . . . . . 156 17 October 2016 iii Multi-Market Securities Guide Poland Austria . . . . . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . Czech Republic . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . Germany . . . . . . . . . . . . . . . . . . . . . . Italy . . . . . . . . . . . . . . . . . . . . . . . . . . Sweden . . . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . 224 225 226 227 228 229 230 231 232 Portugal Spain . . . . . . . . . . . . . . . . . . . . . . . . . 233 Singapore BNY London . . . . . . . . . . . . . . . . . . . Germany . . . . . . . . . . . . . . . . . . . . . . Hong Kong . . . . . . . . . . . . . . . . . . . . New Zealand . . . . . . . . . . . . . . . . . . South Korea . . . . . . . . . . . . . . . . . . . Thailand . . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . 234 235 236 241 242 244 245 246 South Africa Australia . . . . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . Ireland . . . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 248 249 251 252 253 South Korea Singapore . . . . . . . . . . . . . . . . . . . . . 258 Spain Fees . . . . . . . . . . . . . . . . . . . . . . . . . Argentina . . . . . . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . Germany . . . . . . . . . . . . . . . . . . . . . . Italy . . . . . . . . . . . . . . . . . . . . . . . . . . Mexico. . . . . . . . . . . . . . . . . . . . . . . . NASDAQ . . . . . . . . . . . . . . . . . . . . . . Netherlands . . . . . . . . . . . . . . . . . . . Portugal . . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 260 261 262 265 267 270 274 275 276 277 Sweden Canada . . . . . . . . . . . . . . . . . . . . . . . Denmark. . . . . . . . . . . . . . . . . . . . . . Finland . . . . . . . . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . Ireland . . . . . . . . . . . . . . . . . . . . . . . Netherlands . . . . . . . . . . . . . . . . . . . Norway . . . . . . . . . . . . . . . . . . . . . . . Poland. . . . . . . . . . . . . . . . . . . . . . . . Switzerland . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . 279 281 282 284 285 286 287 289 290 291 294 Greece . . . . . . . . . . . . . . . . . . . . . . . . Ireland . . . . . . . . . . . . . . . . . . . . . . . . Italy . . . . . . . . . . . . . . . . . . . . . . . . . . Sweden . . . . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 299 300 301 302 303 306 Thailand Singapore . . . . . . . . . . . . . . . . . . . . . 307 UK Australia . . . . . . . . . . . . . . . . . . . . . . Belgium. . . . . . . . . . . . . . . . . . . . . . . BNP Paribas Luxembourg. . . . . . . . BNY London . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . Citibank, London . . . . . . . . . . . . . . . Czech Republic. . . . . . . . . . . . . . . . . Denmark . . . . . . . . . . . . . . . . . . . . . . Deutsche Bank London . . . . . . . . . . Finland . . . . . . . . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . . Germany . . . . . . . . . . . . . . . . . . . . . . Hong Kong . . . . . . . . . . . . . . . . . . . . HSBC Bank Plc London . . . . . . . . . . Italy . . . . . . . . . . . . . . . . . . . . . . . . . . Netherlands . . . . . . . . . . . . . . . . . . . New Zealand. . . . . . . . . . . . . . . . . . . Norway . . . . . . . . . . . . . . . . . . . . . . . Poland . . . . . . . . . . . . . . . . . . . . . . . . Singapore . . . . . . . . . . . . . . . . . . . . . South Africa . . . . . . . . . . . . . . . . . . . Spain . . . . . . . . . . . . . . . . . . . . . . . . . Sweden . . . . . . . . . . . . . . . . . . . . . . . Switzerland . . . . . . . . . . . . . . . . . . . . U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 308 311 312 314 316 319 321 322 324 325 328 333 339 342 346 348 351 353 358 359 361 363 367 370 373 Common and Specialised depositories BNP Paribas, Luxembourg Czech Republic . . . . . . . . . . . . . . . . . 408 France . . . . . . . . . . . . . . . . . . . . . . . . 409 Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 410 UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 411 BNY London France . . . . . . . . . . . . . . . . . . . . . . . . 413 Singapore . . . . . . . . . . . . . . . . . . . . . 414 UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 415 CBF Vault Belgium . . . . . . . . . . . . . . . . . . . . . . . 417 Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 418 Citbank London Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 419 UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 420 Deutsche Bank London UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 423 HSBC Bank Plc London Belgium . . . . . . . . . . . . . . . . . . . . . . . 424 UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 425 NASDAQ Spain . . . . . . . . . . . . . . . . . . . . . . . . . 429 U.S.A. Australia . . . . . . . . . . . . . . . . . . . . . . Belgium. . . . . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . Czech Republic. . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . . Germany . . . . . . . . . . . . . . . . . . . . . . Hong Kong . . . . . . . . . . . . . . . . . . . . Israel . . . . . . . . . . . . . . . . . . . . . . . . . Italy . . . . . . . . . . . . . . . . . . . . . . . . . . Mexico . . . . . . . . . . . . . . . . . . . . . . . . Netherlands . . . . . . . . . . . . . . . . . . . Norway . . . . . . . . . . . . . . . . . . . . . . . Poland . . . . . . . . . . . . . . . . . . . . . . . . Singapore . . . . . . . . . . . . . . . . . . . . . Sweden . . . . . . . . . . . . . . . . . . . . . . . Switzerland . . . . . . . . . . . . . . . . . . . . UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 378 379 380 381 382 384 386 387 388 389 390 391 397 398 400 401 402 Switzerland Austria . . . . . . . . . . . . . . . . . . . . . . . Canada . . . . . . . . . . . . . . . . . . . . . . . France . . . . . . . . . . . . . . . . . . . . . . . Germany . . . . . . . . . . . . . . . . . . . . . . 295 296 297 298 Notation used in the specifications C Indicates an instruction field that is conditional. M Indicates an instruction field that is mandatory. O Indicates an instruction field that is optional. xxxxx Represents the Clearstream Banking customer’s 5-digit account number. 17 October 2016 iv Clearstream Banking, Luxembourg Multi-Market Securities Guide Introduction This Guide provides an overview and details of the services offered by Clearstream Banking1 for multimarket securities (that is, securities on foreign exchanges). Subsequent updates to this document will be published as and when Clearstream Banking market coverage and service offerings expand. Background Domestic securities may also be listed on foreign exchanges. These multi-market securities are traded on more than one stock exchange and are eligible for deposit and settlement in more than one Central Securities Depository (CSD). Customers can trade and settle such securities in the home market (that is, in general, the market of the issuer), in a remote market (that is, a foreign market) and in crossborder transactions (that is, between the home market and a remote market). The service The Multi-Market Securities Service enables: • Settlement of internal and domestic transactions in multi-market securities, on home or remote markets, free of and against payment, using Clearstream Banking as the unique interface. Note: Settlement of domestic transactions in multi-market securities against payment depends on whether against payment processing is allowed via the underlying cross-border link. In general, Bridge instructions will not be allowed for securities listed on remote markets. • Cross-border settlement. Holdings in multi-market securities can be transferred by means of free of payment instructions in favour of a third party or realigned when a customer moves a position from one market to another between markets without a change of beneficiary. ISIN plus place of safekeeping The ISIN combined with the place of safekeeping can be used in instructions input using Creation via SWIFT and CreationDirect. Reporting of such instructions via these media includes the ISIN plus place of safekeeping (shown as the BIC of Clearstream Banking’s depository). Customers that want to settle multi-market securities in remote and cross-border trades can include the place of safekeeping in their instructions in the following format: Sequence C • :94F::SAFE//NCSD/ followed by the BIC address; or • :94F::SAFE//CUST/ followed by the BIC address 1. Clearstream Banking in this document refers collectively to Clearstream Banking Frankfurt (CBF) and Clearstream Banking Luxembourg (CBL). CBF and CBL are Deutsche Börse Group companies. Clearstream Banking Multi-Market Securities Guide 17 October 2016 1 Introduction Detailed information Market coverage: acceptance of multi-market securities The Multi-Market Securities Service is available for a wide range of combinations of home and remote markets. Detailed instruction specifications for each combination are given in this Guide. Upon customer request, multi-market securities can be submitted to Clearstream Banking Customer Service for acceptance at an additional place of safekeeping, usually a remote market. Acceptance of such requests is subject to the following criteria: • Clearstream Banking has a link to the remote market; and • The security is listed and traded on the remote market’s stock exchange; and • The security can settle in the remote market’s local CSD; and • The standard eligibility checks have been carried out by Clearstream Banking to ensure that the security can be serviced according to Clearstream Banking’s standards in the remote market. For example, different tax treatments may mean that a security is eligible in the home market but not eligible in a remote market. Note: Before trading in a particular security on a remote market, customers are recommended to verify its eligibility in Clearstream Banking. Settlement Clearstream Banking customers can settle trades in multi-market securities as follows: • Internal transactions, with home or remote codes, free of and against payment, • Domestic transactions, on home and remote markets, free of and against payment, • Cross-border transfers and realignments, between the various places of listing, free of payment. Note: Instruction specifications for cross-border transfers and realignments are provided in Domestic markets on page 7. Customer input The following specifications apply to internal, domestic and cross-border instructions: • Home market: - ISIN; or - Home common code; or - ISIN plus home place of safekeeping; or - Home common code plus home place of safekeeping. • Remote market: - ISIN plus remote place of safekeeping; or - Remote common code; or - Remote common code plus remote place of safekeeping. Note: In Creation via SWIFT and CreationDirect, instructions containing an ISIN but no place of safekeeping will be associated, by default, with the home market. 17 October 2016 2 Clearstream Banking Multi-Market Securities Guide Introduction Validation of instructions containing the ISIN plus place of safekeeping: Customer internal, domestic and cross-border instructions are validated as follows: • If an instruction contains a valid ISIN and a valid place of safekeeping but this combination does not exist in Clearstream Banking, the instruction will fail in repair. If the instructed security is accepted in the instructed place of safekeeping before the end of daytime processing, the instruction will be processed; if not, it will be rejected. • If an instruction contains “:94F::SAFE//ICSD/CEDELULL”, it will be accepted and the place of safekeeping will be ignored (that is, it will default to the “home” market). • If an instruction contains a valid ISIN but an invalid place of safekeeping, the instruction will be rejected immediately. All other instruction specifications, input deadlines and cancellation rules for settlement within a single domestic market that is either the home market or a remote market for the security concerned remain as described in the appropriate section of the Creation Market Guide. Cross-border settlement Cross-border settlement is a free of payment transfer of multi-market securities from a home market to a remote market or between remote markets. Cross-border settlements consist of the following: • A cross-border transfer: a transfer in favour of a third party (cross-border transfer); or • A cross-border realignment: an own-account transfer, when a customer moves his position from one market to another with no change of beneficial owner. Instruction specifications for cross-border transfers and realignments are detailed in Domestic markets, page 7. Disclaimer In view of the additional number of intermediaries in the settlement chain, cross-border transfers and realignments may take several days to settle. Consequently, Clearstream Banking cannot guarantee timely settlement of cross-border instructions. Customers are therefore strongly recommended to send their cross-border settlement instructions to Clearstream Banking as early as possible. Note: Customers may also gain time by indicating the “immediate release” flag in their cross-border instructions where available for the depositories concerned in the transaction. This will allow instructions, where this is available, to be pre-matched and released earlier. For details of the pre-matching service, see the Creation Market Guide (Introduction). Cross-border fees Cross-border transfers and realignments may be subject to additional settlement fees charged by the various additional intermediaries in the cross-border settlement process. Any cross-border charges incurred by Clearstream Banking will be passed on to the customer (in addition to the standard domestic settlement fees charged by Clearstream Banking, as published in the Clearstream Banking Fee Schedule). Clearstream Banking Multi-Market Securities Guide 17 October 2016 3 Introduction Example of a cross-border realignment or transfer Delivery of Japanese securities from Switzerland (remote market) to Japan (home market): HSBCJPJT JJSDJPJT INSECHZZ MT540 JP3435000009 :94F::SAFE//NCSD/JJSDJPJT UBSWCHZH80A MT542 CEDELULL CEDELULL JP3435000009 :94F::SAFE//NCSD/INSECHZZ Customer reporting The following reports via CreationOnline, Creation via SWIFT and CreationDirect include the place of safekeeping (in those message types where SWIFT supports the field): • MT535 Statement of Holdings; • MT536 Statement of Transactions; • MT537 Statement of Pending Transactions; • MT544/5/6/7 Settlement Confirmations. Reporting on the home market will include the ISIN or common code (depending on the customer’s profile) and reporting on the remote market will include the remote common code. Services provided for multi-market securities Clearstream Banking offers a limited range of custody services for securities that are held on remote markets, following local market rules. Clearstream Banking customers with remote multi-market holdings who want to benefit from the full range of Clearstream Banking’s custody and tax services should realign the securities from the remote market to the home market as early as possible in advance of the entitlement calculation date. Note: Deviations from the following general rules may occur on a market-by-market or issue-by-issue basis, and will be included in the appropriate event notifications. Income and corporate events Customers holding securities in remote markets will be informed of income and corporate events upon receipt of information from the remote market. Instruction deadlines for corporate actions will generally be less attractive for instructions on securities held in remote markets. In certain cases, it will not be possible for Clearstream Banking to process corporate events on holdings in remote markets due to the restricted services available in such remote markets. 17 October 2016 4 Clearstream Banking Multi-Market Securities Guide Introduction Cash or securities credits resulting from corporate events and dividends in remote markets will be applied upon receipt of funds and so may appear delayed in comparison with such credits on a home market. Cash proceeds on securities deposited in remote markets will be credited in the currency mentioned in the pre-advice sent by Clearstream Banking to the customer. Entitlement compensation Clearstream Banking follows the rules of the market in which the securities are deposited. Notification of meetings and proxy voting services Clearstream Banking will notify customers of EGMs upon receipt of the information from the remote market. No proxy service will be offered for securities held on remote markets. Withholding Tax information The following general rules apply in relation to multi-market securities: • Dividends are subject to the maximum rate of withholding tax. This may lead in certain cases to double taxation where the customers must pay withholding tax in both the remote market and the home market. • There is no exemption at source on securities held in remote markets. • Customers cannot apply for refunds of withholding tax withheld in the home market on securities held in a remote market. • Customers can apply for partial or total refunds of withholding tax withheld in a remote market if this is the practice in the remote market. The following additional information relates to tax services in certain markets: • Exemption at source and a full refund of Belgian “précompte mobilier” is available for nonresidents of Belgium on dividend payments on foreign securities held in Belgium. Note: No procedures exist for exemptions or refunds of the foreign withholding tax (that is, the tax withheld in the country of the issuer) and so Belgian residents that hold foreign securities in Belgium via Clearstream Banking are subject to double taxation. • Cross-border settlement of UK and Irish equities may be subject to stamp duty, depending on the status of the receiving or delivering CREST account in each case. For specific information about stamp duty, please refer to relevant sections of the Creation Market Guide. Clearstream Banking Multi-Market Securities Guide 17 October 2016 5 Introduction This page has intentionally been left blank. 17 October 2016 6 Clearstream Banking Multi-Market Securities Guide Domestic markets Argentina - Spain ISIN ARP125991090 - BBVA BANCO FRANCES SA only, settling via CDV-Iberclear link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M CAVLARBA trade date and time BIC CAVLARBA Caja de Valores 4000 BIC BBVAESMM 0004 REGI Clearstream Banking S.A. M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative IBRCESMM trade date and time BIC IBRCESMMMXXX BIC CAVLARBA Name and Address 8500 0004 INCLUSION Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //REGI Clearstream Banking S.A. //NCSD/CAVLARBA //CAVLARBA /CAVL/4000 //BBVAESMM //SAFE//0004 Seq MT540 Receive Free B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //INCLUSION //NCSD/IBRCESMM //IBRCESMMMXXX //CAVLARBA //8500 //0004 Fees: Standard transaction fee for Argentina, as published in the CBL Fee Schedule, plus EUR 5.00 per transaction charged by the Argentine CSD. For securities received in Spain, the fees on page 260 apply. Clearstream Banking Multi-Market Securities Guide 17 October 2016 7 Australia - Canada ISIN AU000000ALD4 - Allied Gold Ltd ISIN AU000000AND0 - Andean Resources Ltd ISIN AU000000AOK3 - SHS Austex Oil Ltd Ord Reg ISIN AU000000AZM5 - Azumah Resources Limited ISIN AU000000BMN9 - Bannerman Resources Ltd ISIN AU000000CGX8 - CGA Mining Ltd ISIN AU000000CHN7 - Chalice Gold Mines LTD ISIN AU000000CIA2 - Champion Iron Ltd Ord Reg ISIN AU000000CPL4 - Coalspur Mines Ltd Ord ISIN AU000000EAU3 - Eldorado Gold Ord ISIN AU000000GXY2 - Galaxy Resources Ltd ISIN AU000000IAU4 - Intrepid Mines Ord-SHS ISIN AU000000MAK7 - Minemakers Ltd ISIN AU000000MBN9 - Mirabela Nickel Ltd ISIN AU000000MDL9 - Mineral Deposits Ord Reg ISIN AU000000MMW7 - Megma Metals Ltd ISIN AU000000MRU0 - Mantra Resources Ltd ISIN AU000000NCM7 - Newcrest Mining Ltd ISIN AU000000PDN8 - Paladin Resources Ltd ISIN AU000000PRU3 - Perseus Mining ISINAU000000ORE0 - SHS OROCOBRE Ltd ORD REG ISIN AU000000TRY7 - Troy Resources N.L. ISIN AU000000WAF6 - SHS WEST AFRICAN RESOURCES LIMITED ORD REG ISIN AU000000WSA9 - Western Areas N.L ISIN PG0008974597 - Lihir Gold Ltd only ISIN AU000000IVA2 - Ivanhoe Australia Limited ISIN AU000000KMN0 - Kings Minerals N.L settling via removal between local registrars CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry BIC ROYCCAT2 RBCT/080000630001/xxxxx a Removal from Australia to Canada Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address registered in N/O Roytor and Co Settlement Processing Narrative Australia/CHESS to Canada a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from Australia to Canada Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada M :94F: :SAFE //NCSD/CAETAU21 M M M M :95P: :95Q: :95P: :97A: :PSET :REAG :BUYR :SAFE //CAETAU21 //Share Registry //ROYCCAT2 //RBCT/080000630001/xxxxx a Seq MT540 Receive Free B M :98a: :TRAD //trade date and time M :70E: :SPRO // Australia/CHESS to Canada C E E1 M M M M M :94F: :22F: :95P: :95R: :95Q: :SAFE :SETR :PSET :DEAG :SELL //NCSD/CDSLCATT //TRAD //CDSLCATT /CDSL/OTCB //registered in N/O Roytor and Co a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. 17 October 2016 8 Clearstream Banking Multi-Market Securities Guide ISIN AU000000AUT1 - Aurora Oil & Gas only, settling via removal between local registrars CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry BIC ROYCCAT2 RBCT/080000630001/xxxxx a Removal from Australia to Canada Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada The undersigned confirms that the shares were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.b M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CDSLCATT trade date and time BIC CSDLCATT CDS-CA OTCO Name and Address registered in N/O Roytor and Co Settlement Processing Narrative Australia/CHESS to Canada a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Please refer to “Appendix 1. Computershare Canada declaration”. The customer does not need to complete and submit the form as the depository will do so on their behalf. Instead, the customer will need to read and understand the document and declare “The undersigned confirms that the shares were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.” in field 70E or narrative. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from Australia to Canada Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada The undersigned confirms that the shares were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.a M :94F: :SAFE //NCSD/CAETAU21 M :95P: :PSET //CAETAU21 M :95Q: :REAG //Share Registry M :95P: :BUYR //ROYCCAT2 M :97A: :SAFE //RBCT/080000630001/xxxxx b Seq MT540 Receive Free B M :98a: :TRAD //trade date and time M :70E: :SPRO // Australia/CHESS to Canada C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CDSLCATT //CDSLCATT /CDSL/OTCO //registered in N/O Roytor and Co a. Please refer to “Appendix 1. Computershare Canada declaration”. The customer does not need to complete and submit the form as the depository will do so on their behalf. Instead, the customer will need to read and understand the document and declare “The undersigned confirms that the shares were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.” in field 70E or narrative. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 9 Australia - Hong Kong ISIN BMG9419B1046 SHS Brockman Mining Ltd (formerly Wah Nam International Holdings) (Only withdrawal from Australia to Hong Kong is available) CreationOnline Deliver Free M M M M M M Receive Free M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry BIC CITIHKHX Settlement Processing Narrative Citi (Nominees) Limited, Registered address GPO box 14, Hong Kong. Contact: Ms. Connie Chang (+852 2306 7331) M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 Name and Address J.P.Morgan Nominees Australia 2312-0001-11-06 J.P.Morgan Nominees Australia Limited Contact: Poppy Gabrielidis Tel: +61 3 9633 4311 Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Citi (Nominees) Limited, Registered address GPO box 14, Hong Kong. Contact: Ms. Connie Chang (+852 2306 7331) M :94F: :SAFE //NCSD/CAETAU21 M :95P: :PSET //CAETAU21 M :95Q: :REAG //Share Registry M :95P: :BUYR //CITIHKHX Seq MT540 Receive Free B M :98a: :TRAD //trade date and time M :70E: :SPRO //J.P.Morgan Nominees Australia Limited Contact: Poppy Gabrielidis. Tel: +61 3 9633 4311 C E E1 M M M M M M :94F: :22F: :95P: :95Q: :95Q: :97A: :SAFE :BENE :PSET :DEAG :SELL :SAFE //NCSD/XHKCHKH1 //YBEN or NBEN //XHKCHKH1 //900031 //J.P.Morgan Nominees Australia //2312-0001-11-06 Fees: Handling charge and Script fees: HKD 350 plus HKD 2.50 for each Brockman Mining Ltd share certificate to be issued on the Hong Kong register (payment by cheque or bank draft in HKD made payable to ''Tricor Secretaries Limited'' upon receipt of Brockman Mining Ltd share certificate(s)). Time required: Brockman Mining Ltd share certificate is issued in 4 business days upon receipt of confirmation from Brockman Mining Ltd /Computershare as well as the requisite documents. 17 October 2016 10 Clearstream Banking Multi-Market Securities Guide ISIN BMG1739E1084 SHS Brockman Mining Ltd (formerly Wah Nam International Holdings) CreationOnline Deliver Free M M M M M M Receive Free M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CAETAU21XXX trade date and time BIC CAETAU21XXX Name and Address Share Registry BIC CITIHKHXXXX Settlement Processing Narrative Citi (Nominees) Limited, Registered address GPO box 14, Hong Kong. Contact: Ms. Connie Chang (852 - 2306 7331) M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative Beneficial Ownership Indicator XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 Name and Address J.P.Morgan Nominees Australia 2312-0001-11-06 J.P.Morgan Nominees Australia Limited Contact: Poppy Gabrielidis Tel: +61 3 9633 4311 Change of Beneficial Owner or No Change of Beneficial Owner Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Citi (Nominees) Limited, Registered address GPO box 14, Hong Kong. Contact: Ms. Connie Chang (852 - 2306 7331) M :94F: :SAFE //NCSD/CAETAU21 M :95P: :PSET //CAETAU21 M :95Q: :REAG //Share Registry M :95P: :BUYR //CITIHKHX Seq MT540 Receive Free B M :98a: :TRAD //trade date and time M :70E: :SPRO //J.P.Morgan Nominees Australia Limited Contact: Poppy Gabrielidis. Tel: +61 3 9633 4311 C E E1 M M M M M M :94F: :22F: :95P: :95Q: :95Q: :97A: :SAFE :BENE :PSET :DEAG :SELL :SAFE //NCSD/XHKCHKH1 //YBEN or NBEN //XHKCHKH1 //900031 //J.P.Morgan Nominees Australia //2312-0001-11-06 Fees: Handling charge and Script fees: HKD 350 plus HKD 2.50 for each Brockman Mining Ltd share certificate to be issued on the Hong Kong register (payment by cheque or bank draft in HKD made payable to ''Tricor Secretaries Limited'' upon receipt of Brockman Mining Ltd share certificate(s)). Time required: Brockman Mining Ltd share certificate is issued in 4 business days upon receipt of confirmation from Brockman Mining Ltd /Computershare as well as the requisite documents. Clearstream Banking Multi-Market Securities Guide 17 October 2016 11 Australia - New Zealand Australian and New Zealand equities settling via CHESS - AUSTRACLEAR link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Stamp Duty Status Receive Free M M M CAETAU21 trade date and time BIC CAETAU21 BIC CHASNZ2ACCS BIC CEDELULL 1783-0001-11-05 AU No change of beneficial Ownership M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account RBNZNZ22 trade date and time BIC RBNZNZ22 BIC CHASAU2XDCC BIC CEDELULL 2312-0001-11-06 Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :STAM :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/CAETAU21 //XASX/XNCB/ //CAETAU21 //CHASNZ2ACCS //CEDELULL //1783-0001-11-05 Seq MT540 Receive Free B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/RBNZNZ22 M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //RBNZNZ22 //CHASAU2XDCC //CEDELULL //2312-0001-11-06 Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. 17 October 2016 12 Clearstream Banking Multi-Market Securities Guide Australia - Norway ISIN AU000000AOQ0 - African Petroleum Ord Reg via CHESS - CITI - VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M CAETAU21 trade date and time BIC CAETAU21 BIC CITIAU3X BIC CITIGB2L 2099000369 M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKK BIC CHASAU2XDCC 2312-0001-11-06 Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CAETAU21 M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //CAETAU21 //CITIAU3X //CITIGB2L //2099000369 Seq MT540 Receive Free B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKK //CHASAU2XDCC //2312-0001-11-06 Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 13 Australia - South Africa ISIN AU000000CZA6 - Coal of Africa Ltd ISIN AU000000FSE6 - Firestone Energy Ord Reg ISIN AU000000GDO5 - Gold One Intl. Ltd ISIN AU000000S320 - SHS SOUTH32 LTD ORD REG ISIN AU000000TAW7 - Tawana Resources Ord Reg ISIN AU000000WCC9 SHS SHS THE WATERBERG COAL COMPANY LTD ORD REGISIN BMG0440M1284 - Aquarius Platinum Ltd only, settling via removal between local registrars ISIN AU000000FCR2SHS - FERRUM CRESCENT LTD(FORMERLY KNOWN AS WASHINGTON RESOURCES LTD) ORD BR CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry BIC SCBLZAJJSSU ZA0000323394 REMOVAL TO STANDARD CHARTERED NOMINEES SOUTH AFRICA (PTY) LTD, 5TH FLOOR, 4 SANDOWN VALLEY CRESCENT, SANDTON 2196, SOUTH AFRICA. THE REGISTERED HOLDER BEING STANDARD CHARTERED NOMINEES SOUTH AFRICA (PTY) LTD WILL RECEIVE FROM THE AUSTRALIAN REGISTRY THEIR SHARE CERTIFICATE VIA NORMAL MAIL M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party STRAZAJJ trade date and time BIC STRAZAJJ BIC SCBLZAJ2 Name and Address J.P. Morgan Nominees Australia Limited Settlement Processing Narrative Removal from Australia to South Africa Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //REMOVAL TO STANDARD CHARTERED NOMINEES SOUTH AFRICA (PTY) LTD, 5TH FLOOR, 4 SANDOWN VALLEY CRESCENT, SANDTON 2196, SOUTH AFRICA. THE REGISTERED HOLDER BEING STANDARD CHARTERED NOMINEES SOUTH AFRICA (PTY) LTD WILL RECEIVE FROM THE AUSTRALIAN REGISTRY THEIR SHARE CERTIFICATE VIA NORMAL MAIL M :94F: :SAFE //NCSD/CAETAU21 M :95P: :PSET //CAETAU21 M :95Q: :REAG //Share Registry M :95P: :BUYR //SCBLZAJJSSU M :97A: :SAFE //ZA0000323394 Seq MT540 Receive Free B M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from Australia to South Africa C E1 M M M M :94F: :95P: :95P: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/STRAZAJJ //STRAZAJJ //SCBLZAJ2 //J.P. Morgan Nominees Australia Limited Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. 17 October 2016 14 Clearstream Banking Multi-Market Securities Guide Australia - UK 0.5% and 1.5% SDRT ISIN AU000000MUR0 Murchison United Ltd. transfer not possible Transfer of this security is not possible from Australia to the UK. Clearstream Banking Multi-Market Securities Guide 17 October 2016 15 ISIN AU000000ALB8 - Albidon Ltd ISIN AU000000ALD4 - Allied Gold Ltd ISIN AU000000BAB9 - Bullabulling Gold Ltd Ord Reg ISIN AU000000MNC7 - Metminco Ltd ISIN AU000000NYO7 - Nyota Minerals Ltd Ord Reg ISIN AU000000OEX8 - Oilex Ltd ISIN AU000000POH7 - Phosphagenics Ltd ISIN AU000000BKY0 - Berkeley Resources ISIN AU000000PRU3 - SHS PERSEUS MINING ISIN AU000000RIA0 - Rialto Energy Ltd ISIN AU000000BTR5 - Blackthorn ISIN AU000000RML9 - Rusina Mining ISIN AU000000CCC1 - Continental Coal Ltd ISIN AU000000RMP0 - SHS Red Emperor (Formerly known as Continental Capital Limited) Resources NL ORD REG Ord Reg ISIN AU000000ROC4 - ROC Oil Company Ltd ISIN AU000000CCD9 - Caledon Resources Ord Reg ISIN AU000000RRS3 - Range Resources Ltd ISIN AU000000CFU6 - Ceramic Fuel Cells Ltd ISIN AU000000SGZ9 - Scotgold Resources Ltd ISIN AU000000CSM6 - Consolidated Minerals Ltd ISIN AU000000SLV8 - Sylvania Resources Ltd ISIN AU000000CZA6 - Coal of Africa Ltd ISIN AU000000S320 SHS SOUTH32 LTD ORD REG ISIN AU000000DML9 - Discovery Metals Ord Reg ISIN AU000000TPT1 -Tangiers Petroleum Limited ISIN AU000000DWY1 - Dwyka Diamonds Ltd ISIN AU000000FND9 - Finders Resources Ord Reg ISIN AU000000VMT4 - Vmoto Ltd ISIN AU000000GBP6 - Global Petroleum Ltd ISIN AU000000WAS9 - Wasabi Energy Limited (Formerly known as Insurance My Way Ltd) ORD ISIN AU000000GIP1 - Gippsland Ltd REG ISIN AU000000JPR6 - SHS Jupiter Energy Ltd ISIN AU000000WLF3 - Wolf Minerals Ltd ISIN AU000000LRL1 - Leyshon Resources Ltd ISIN AU000000YAJ4 - New Millennium Resources ISIN AU000000LRS6 - Latin Resources Ltd Ord ISIN AU0000XINAK8 - International Ferro Metals Reg ISIN AU0000XINAS1 - CAP-XX Ltd ISIN AU000000MML0 - Medusa Mining Ltd ISIN BMG0440M1284 - Aquarius Platinum Ltd only, settling via removal between local registrarsISIN BMG864081044 - Sylvania Platinum Ltd ISIN AU000000SO44 SHS SALT LAKE POTASH LTD ORD REG CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free M M M CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry BIC CITIGB2L Removal from Australia to UK CREST Account 00XJJ VIDACOS NOMINEES LIMITED CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 Crestco R009 Stamp Duty Status UK No change of beneficial ownership (if customer is the same; otherwise, blank) Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free Seq MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from Australia to UK CREST Account 00XJJ VIDACOS NOMINEES LIMITED CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M :94F: :SAFE //NCSD/CAETAU21 B M :98a: :TRAD //trade date and time C E M :95P: :PSET //CAETAU21 M :95Q: :REAG //Share Registry M :95P: :BUYR //CITIGB2L E1 M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM //CRST/GBOX (if customer is the same; otherwise, blank) M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R009 Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 16 Clearstream Banking Multi-Market Securities Guide Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free M M M CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry BIC CITIGB2L Removal from Australia to UK CREST Account 14XKL VIDACOS NOMINEES LIMITED CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 Crestco R009 Creation via SWIFT 1.5% SDRT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from Australia to UK CREST Account 14XKL VIDACOS NOMINEES LIMITED CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M :94F: :SAFE //NCSD/CAETAU21 M :95P: :PSET //CAETAU21 M :95Q: :REAG //Share Registry M :95P: :BUYR //CITIGB2L Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E1 M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R009 Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. Note: The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. Customers must send a free-format message providing the instruction reference and details of the delivery to the OAA Settlement team. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 17 ISIN AU000000IBA4 - IBA Health Group Limited only, settling via CHESS-SIS-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M CAETAU21 trade date and time BIC CAETAU21 BIC CHASAU2XDCC BIC INSECHZZ 248300021109 CLRLUX2 00XJJ Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party M M Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CHESS/CHASAU2XDCC.231200011106/ CEDELULL/xxxxx a UK No change of beneficial ownership (if customer is the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer's 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CAETAU21 M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //CAETAU21 //CHASAU2XDCC //INSECHZZ //248300021109 CLRLUX2 00XJJ Seq MT540 Receive Free B C E E1 M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRST/GBOX (if customer is the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer's 5-digit account number. Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M CAETAU21 trade date and time BIC CAETAU21 BIC CHASAU2XDCC BIC INSECHZZ 248300021109 CLRLUX 14XKL M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CHESS/CHASAU2XDCC.231200011106/ CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer's 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/CAETAU21 //CAETAU21 //CHASAU2XDCC //INSECHZZ //248300021109 CLRLUX 14XKL Seq MT540 Receive Free B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer's 5-digit account number. Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 18 Clearstream Banking Multi-Market Securities Guide Australia - U.S.A. ISIN AU000000PGL5 - Progen Pharmaceuticals only, settling via removal between local registrars CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M CAETAU21 trade date and time BIC CAETAU21 Name and Address Computershare Australia BIC CITIUS33 DTC908 ifo 089154 CSCxxxxx a Removal from Australia to USA M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2415 BIC CHASAU2XDCC UKCPM01/CBL 2312-0001-1106 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95Q: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //Removal from Australia to USA //NCSD/CAETAU21 //CAETAU21 //Computershare Australia //CITIUS33 //DTC908 ifo 089154 CSCxxxxx a Seq MT540 Receive Free B C E1 M :98a: :TRAD //trade date and time M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2415 //CHASAU2XDCC //UKCPM01/CBL 2312-0001-1106 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 19 Austria - Czech Republic ISIN AT0000652011 shs Erste Group Bank AG ISIN AT000B054721 units Oest. Volksbank AG (PX Index) only, settling via CDCP - CBL link CreationOnline Deliver Free M M M M a M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M OCSDATWW trade date and time BIC CLEARSTREAM Clearstream Banking Luxembourg 84473 BICb beneficiary’s BIC M Ma M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/OCSDATWW //CEDELULL /CEDE/84473 //Beneficiary’s BIC, if different from REAGb Seq MT540 Receive Free B C E1 M M M M Ma M :98a: :94F: :95P: :95Q: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are via CDCP's account (84473) with CBL; internal transaction fees are charged. 17 October 2016 20 Clearstream Banking Multi-Market Securities Guide Austria - France French securities settling via EF-OeKB CSD link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Partyycx Account Receive Free M M M OCSDATWW trade date and time BIC OCSDATWW BIC PARBFRPP 641 BIC CEDELULLXXX xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 618 Seller Party Account BIC CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //NCSD/OCSDATWW //OCSDATWW //PARBFRPP //641 //CEDELULLXXX //xxxxxa Seq MT540 Receive Free B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/618 M :95P: :SELL //CEDELULL M :97A: :SAFE //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Austria, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of Austria providing the instruction reference and details. Clearstream Banking Multi-Market Securities Guide 17 October 2016 21 Austria - Germany Austrian equities and bonds settling via OeKB CSD-CBF link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M OCSDATWW trade date and time BIC OCSDATWW BIC DAKVDEFF 7201 BIC CEDELULL xxxxx a M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 72200000 Seller Party Account Other Settlement Parties: Type Format Party Account BIC CEDELULL xxxxx a Delivering Custodian Name and Address Clearstream Banking S.A. 243900 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE //trade date and time //NCSD/OCSDATWW //OCSDATWW //DAKVDEFF //7201 M :95P: :BUYR //CEDELULL M :97A: :SAFE //xxxxx a Seq MT540 Receive Free B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/72200000 M M M M :95Q: :97A: :95P: :97A: :DECU :SAFE :SELL :SAFE //Clearstream Banking S.A. //243900 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Austria, as published in the CBL Fee Schedule. 17 October 2016 22 Clearstream Banking Multi-Market Securities Guide German equities settling via OeKB CSD-CBF link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M OCSDATWW trade date and time BIC OCSDATWW BIC DAKVDEFF 7201 BIC CEDELULL xxxxx a M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 72170000 Seller Party Account Other Settlement Parties: Type Format Party Account BIC CEDELULL xxxxx a Delivering Custodian Name and Address Clearstream Banking S.A. 243900 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE //trade date and time //NCSD/OCSDATWW //OCSDATWW //DAKVDEFF //7201 M :95P: :BUYR //CEDELULL M :97A: :SAFE //xxxxx a Seq MT540 Receive Free B C E1 M M M M :98a: :94F: :95P: :95P: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/72170000 M M M M :95R: :97A: :95P: :97A: :DECU :SAFE :SELL :SAFE //Clearstream Banking S.A. //243900 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Austria, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 23 Austria - Italy Austrian securities only, settling via Monte Titoli - OeKB link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M OCSDATWW trade date and time BIC OCSDATWW BIC MOTIITMMXXX 244200 BIC CEDELULL xxxxxa M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMM trade date and time BIC OCSDATWW BIC CEDELULLXXX 243900 BIC CEDELULLXX xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :95P: :95P: :97A: :95Q: :97A: :TRAD :SAFE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //NCSD/OCSDATWW //OCSDATWW //MOTIITMMXXX //244200 //CEDELULL //xxxxx a Seq MT540 Receive Free B C E1 M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/MOTIITMM //OCSDATWW //CEDELULLXXX //243900 //CEDELULLXXX xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Austria, as published in the CBL Fee Schedule. 17 October 2016 24 Clearstream Banking Multi-Market Securities Guide Austria - Netherlands Non-Austrian securities settling via OeKB CSD-ENL link CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M OCSDATWWXXX trade date and time BIC OCSDATWWXXX BIC CEDELULLXXX BIC xxxxxxxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2AXXX trade date and time BIC NECINL2AXXX BIC OCSDATWWXXX BIC CEDELULLXXX 243900 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95P: :95P: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/OCSDATWWXXX //OCSDATWWXXX //CEDELULLXXX //xxxxxxxxxxx a Seq MT540 Receive Free B C E1 M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/NECINL2AXXX //NECINL2AXXX //OCSDATWWXXX //CEDELULLXXX //243900 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Austria, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 25 Austria - Poland ISIN AT0000995006 only, settling via OeKB CSD-KDBW link ISIN AT0000827209 CreationOnline Deliver Free Receive Free M M M M Place of Safekeeping Trade Date/Time Place of Settlement Receiving Agent OCSDATWW trade date and time OCSDATWW KDPWPLPW M M M M M Buyer Party Beneficial Ownership Indicator CITIPLPX CEDELULL/xxxxx a //NBEN M M M M Place of Safekeeping Trade Date/Time Place of Settlement Delivering Agent Party Seller Party Account KDPWPLPW trade date and time KDPWPLPW NDS 000 BIC CEDELULL xxxxxa Settlement Processing Narrative CROSSBORDER a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free Seq MT540 Receive Free M :98a: :TRAD //trade date and time B M M M M M M C :94F: :22F: :95P: :95P: :95P: :97A: :SAFE :BENE :PSET :REAG :BUYR :SAFE //NCSD/OCSDATWW //NBEN //OCSDATWW //KDPWPLPW //CITIPLPX //CEDELULL/xxxxx a E1 M :98a: :TRAD //trade date and time M :70E: :SPRO //CROSSBORDER M :94F: :SAFE //NCSD/KDPWPLPW M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //KDPWPLPW /KDPW/000 //CEDELULL //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Austria, as published in the CBL Fee Schedule. 17 October 2016 26 Clearstream Banking Multi-Market Securities Guide Austria - Switzerland Swiss equities settling via OeKB CSD-SIS link CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M OCSDATWW trade date and time BIC OCSDATWW BIC INSECHZZ Name and address CH100025/CEDELULL.xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH AT100042 Name and address CEDELULL.xxxxx a 2439 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95P: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/OCSDATWW //OCSDATWW //INSECHZZ //CH100025/CEDELULL.xxxxx a Seq MT540 Receive Free B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/INSECHZZ //INSECHZZ /SCOM/AT100042 //CEDELULL.xxxxx a //2439 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Austria, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 27 Belgium - CBF Vault ISIN LU0006067663 - ARCELORMITTAL ISIN LU0061462528 - RTL Group securities ISIN LU0092846210 - LUX AIRPORT (CERT IMMOB) SA ISIN LU0111311071 - ARTEMIS FINE ARTS ISIN LU0112960504 - FOYER SA Transfer of these securities is not possible from Belgium to the CBF Vault. 17 October 2016 28 Clearstream Banking Multi-Market Securities Guide Belgium - Czech Republic ISIN BE0003878957 - shs VGP only, settling via CBL-CDCP link CreationOnline Deliver Free M M M M Ma Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CIKBBEBB trade date and time BIC CEDELULL Clearstream Banking Luxembourg 84473 BICb beneficiary’s BIC M Ma M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CIKBBEBB //CEDELULL /CEDE/84473 //Beneficiary’s BIC, if different from REAGb MT540 Receive Free Seq B C E1 M M M M Ma M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are via CDCP's account (84473) with CBL; internal transaction fees are charged. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 29 Belgium - Germany Belgian equities settling via Euroclear Belgium-CBF link CreationOnline Deliver Free Oa M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Yes M M M CIKBBEBBXXX trade date and time BIC CIKBBEBBXXX BIC DAKVDEFFBE1 BIC CEDELULLXXX 7201 xxxxx b M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Other Settlement Parties: Type Format Party Account DAKVDEFFXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 44980000 BIC CEDELULL bbbbbbbbbbb c Delivering Custodian BIC CEDELULLXXX CIKBCEDELULLXXX000L10 a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. c. bbbbbbbbbbb=BIC11 of CBL customer. Creation via SWIFT MT542 Deliver Free M M Oa M M :98a: :94F: :22F: :95P: :95R: :TRAD :SAFE :STCO :PSET :REAG //trade date and time //NCSD/CIKBBEBBXXX //DLWM //CIKBBEBBXXX //DAKVDEFFBE1 M :95P: :BUYR //CEDELULLXXX M :97A: :SAFE //7201 xxxxx b MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DAKVDEFFXXX M M M M M M :95P: :95R: :95P: :97A: :95P: :97A: :PSET :DEAG :DECU :SAFE :SELL :SAFE //DAKVDEFFXXX /DAKV/44980000 //CEDELULLXXX //CIKBCEDELULLXXX000L10 //CEDELULL //bbbbbbbbbbb c a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. c. bbbbbbbbbbb=BIC11 of CBL customer. Fees: Standard transaction fee for Belgium, as published in the CBL Fee Schedule. 17 October 2016 30 Clearstream Banking Multi-Market Securities Guide Eligible German equities only settling via Euroclear Belgium-EOC link CreationOnline Deliver Free M M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Yes C C C CIKBBEBB trade date and time BIC CIKBBEBB Euronext - BE,FR,NL 9914 Name and Address EOC 22152 CEDELxxxxxa -With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DAKVDEFF trade date and time BIC MGTCBEBEECL Euroclear 22152 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M M C E E1 :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STCO :PSET :REAG :BUYR :SAFE //NCSD/CIKBBEBB //DLWM //CIKBBEBB //EGSP/9914 //EOC 22152 //CEDELxxxxxa -With Matchingb MT540 Receive Free C :98a: :TRAD //trade date and time C :70E: :SPRO ///SICV/00000641/CEDE xxxxx a C :94F: :SAFE //NCSD/DAKVDEFF C :95P: :PSET //MGTCBEBEECL C :95R: :DEAG /ECLR/22152 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for Belgium, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 31 Belgium - Greece ISIN BE0974271034 VIOHALCO S.A. settling via HELEX - Euroclear Belgium link CreationOnline Deliver Free Receive Free M Place of Safekeeping CIKBBEBB M M M M Trade Date/Time Place of Settlement Party Receiving Agent Party trade date and time BIC CIKBBEBB Euronext - BE,FR,NL 186 M M M M M Buyer Party Account M M M BIC CITTGB2L 0006018619 M Place of Safekeeping Place of trade Narrative Trade Date/Time Place of Settlement Party Delivering Agent Party Other Settlement Parties: Type Format Party Seller Party Account HCSDGRAA OTC Trade OTC trade date and time BIC CIKBBEBB Name and Address ESES DEPO Euronext - BE,FR,NL 641 BIC CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CIKBBEBB B C M :95P: :PSET //CIKBBEBB M :95R: :REAG //EGSP/186 E1 M :95P: :BUYR //CITTGB2L M :97A: :SAFE //0006018619 MT540 Receive Free :98a: :94F: :94B: :95P: :95Q: :95R: :95P: :97A: :TRAD :SAFE :TRAD :PSET :DEAG :DECU :SELL :SAFE //trade date and time //NCSD/HCSDGRAA //OTCO/OTC //CIKBBEBB //ESES DEPO /EGSP/641 //CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Belgium, as published in the CBL Fee Schedule, plus EUR 8. A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Greece. Note: On the Greek market, the settlement date cannot be in the past. Customer must send an MT599 ATTN: PSG with text: We have instructed cross-border BE-GR under ref.: xxxxxxxx with SD dd.mm.yyyy. 17 October 2016 32 Clearstream Banking Multi-Market Securities Guide Belgium - HSBC Bank Plc London CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free C C C CIKBBEBBXXX trade date and time BIC CIKBBEBBXXX Euronext - BE,FR,NL 9914 Name and Address EOC 22152 CEDELULL xxxxx a -With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party MIDLGB22XXX trade date and time BIC MGTCBEBEECL Euroclear 22152 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M M M M M :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/CIKBBEBBXXX //CIKBBEBBXXX /EGSP/9914 //EOC 22152 //CEDELULL xxxxx a -With Matchingb MT540 Receive Free Seq B C E1 C C C C C :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time ///SICV/00000641/CEDE xxxxx a //CUST/MIDLGB22XXX //MGTCBEBEECL /ECLR/22152 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 33 Belgium - Luxembourg Luxembourgish equities only, settling physically CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free CIKBBEBB trade date and time Country Code BE - Belgium Physical Name and Address Banque Generale du Luxembourg S.A., 50 ave J.F. Kennedy, L-2951 Luxembourg BIC CEDELULL ACCT xxxxxa and name of benficiary Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M //trade date and time //NCSD/CIKBBEBB //BE //Banque Generale du Luxembourg S.A., 50 ave J.F. Kennedy, L-2951 Luxembourg M :95P: :BUYR //CEDELULL M :97A: :SAFE //ACCT xxxxx and name of benficiary a :98a: :94F: :95C: :95Q: :TRAD :SAFE :PSET :REAG Seq B C E1 MT540 Receive Free Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Belgium, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 17 October 2016 34 Clearstream Banking Multi-Market Securities Guide Belgium - UK ISIN BE0003818359 Galapagos Genomics NV securities only, settling via EBE-SIS-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free 1 M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M CIKBBEBB trade date and time BIC CIKBBEBB BIC INSECHZZ 29910 Name and Address GB100554 CREST 00XJJ/CEDELULL/xxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR M Seller Party Name and Address EGSP/PARBFRPP/CEDELULL/xxxxx a M Stamp Duty Status UK No change of Beneficial Ownership (if customer is the same; otherwise, blank) M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CIKBBEBB M M M M M :95P: :95P: :97A: :95Q: :97A: :PSET :REAG :SAFE :BUYR :SAFE //CIKBBEBB //INSECHZZ //29910 //GB100554 //CREST 00XJJ/CEDELULL/xxxxx a MT540 Receive Free Seq B C E E1 M M M M M :98a: :94F: :22F: :95P: :95R: :TRAD :SAFE :STAM :PSET :DEAG //trade date and time //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR M :95Q: :SELL //EGSP/PARBFRPP/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Belgium, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M CIKBBEBB trade date and time BIC CIKBBEBB BIC INSECHZZ 29910 Name and Address GB100554 CREST 14XKL/CEDELULL/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Seller Party Name and Address EGSP/PARBFRPP/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :94F: :95P: :95P: :97A: :95Q: :97A: :TRAD :SAFE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //NCSD/CIKBBEBB //CIKBBEBB //INSECHZZ //29910 //GB100554 //CREST 14XKL/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR M :95Q: :SELL //EGSP/PARBFRPP/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Belgium, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 35 Belgium - U.S.A. ISIN BE0003816338 - EURONAV SA, settling via local Agents CreationOnline Deliver Free Receive Against Payment M M Place of Safekeeping Trade Date/Time CIKBBEBB trade date and time M M M Place of Settlement Party Receiving Agent Party BIC CIKBBEBB Euronext - BE,FR,NL 12 M M M Place of Safekeeping Trade Date/Time Settlement Amount Place of Settlement Party Delivering Agent Party DTCYUS33 trade date and time cccc,cc USD a BIC DTCYUS33 DTC 2415 a. Cccc,cc = Amount of the fees to be paid in relation to the transferred quantity according to Computershare Fee Table. Creation via SWIFT MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/CIKBBEBB //CIKBBEBB //EGSP/12 Seq MT541 Receive Against Payment B C E1 M M M M M :98a: :94F: :95P: :95R: :19A: :TRAD :SAFE :PSET :DEAG :SETT //trade date and time //NCSD/DTCYUS33 //DTCYUS33 //DTCYID/2415 //USDcccc,cc a a. Cccc,cc = Amount of the fees to be paid in relation to the transferred quantity according to Computershare Fee Table. Note: Customers must send a free-format message to the Belgium and U.S.A. settlement team, providing the instruction reference and stating that it is a transfer between the Belgium and U.S.A. Fees: Standard transaction fees for U.S.A., as published in the CBL Fee Schedule plus applicable transfer fees as per the agents fee table. 17 October 2016 36 Clearstream Banking Multi-Market Securities Guide Canada - Australia ISIN AU000000ALD4 - Allied Gold Ltd ISIN AU000000AND0 - Andean Resources Ltd ISIN AU000000AOK3 - SHS Austex Oil Ltd Ord Reg ISIN AU000000AZM5 - Azumah Resources Limited ISIN AU000000BMN9 - Bannerman Resources Ltd ISIN AU000000CGX8 - CGA Mining Ltd ISIN AU000000CHN7 - Chalice Gold Mines LTD ISIN AU000000CIA2 - Champion Iron Ltd Ord Reg ISIN AU000000CPL4 - Coalspur Mines Ltd Ord ISIN AU000000GXY2 - Galaxy Resources Ltd ISIN AU000000IAU4 - Intrepid Mines Ord-SHS ISIN AU000000IVA2 - Ivanhoe Australia Limited ISIN AU000000KMN0 - Kings Minerals N.L ISIN AU000000MAK7 - Minemakers Ltd ISIN AU000000MBN9 - Mirabela Nickel Ltd ISIN AU000000MDL9 - Mineral Deposits Ord Reg ISIN AU000000MMW7 - Megma Metals Ltd ISIN AU000000MRU0 - Mantra Resources Ltd ISIN AU000000NCM7 - Newcrest Mining Ltd ISIN AU000000PDN8 - Paladin Resources Ltd ISIN AU000000PRU3 - Perseus Mining ISIN AU000000ORE0 - SHS OROCOBRE Ltd ORD REG ISIN AU000000TRY7 - Troy Resources N.L. ISIN AU000000WAF6 - SHS WEST AFRICAN RESOURCES LIMITED ORD REG ISIN AU000000WSA9 - Western Areas N.L only, settling via removal between local registrars CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address J.P. Morgan Nominees Australia Ltd Locked Bag 20049, Melbourne VIC 3001 PID: 20104 Ifo CBL 2312-0001-11-06/xxxxx a CANADA TO AUSTRALIA/CHESS M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry BIC ROYCCAT2 Account Settlement Processing Narrative RBCT/080000630001/xxxxx a Removal from Canada to Australia a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free Seq MT540 Receive Free //trade date and time B // CANADA TO AUSTRALIA/CHESS //NCSD/CDSLCATT C //TRAD E //CDSLCATT E1 /CDSL/OTCB //J.P. Morgan Nominees Australia Ltd Locked Bag 20049, Melbourne VIC 3001 PID: 20104 M :97A: :SAFE //Ifo CBL 2312-0001-11-06/xxxxx a M M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :SETR :PSET :REAG :BUYR M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from Canada to Australia M :94F: :SAFE //NCSD/CAETAU21 M :95P: :PSET //CAETAU21 M :95Q: :DEAG //Share Registry M :95P: :SELL //ROYCCAT2 M :97A: :SAFE //RBCT/080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 37 ISIN AU000000EAU3 - Eldorado Gold Ord ISIN PG0008974597 - Lihir Gold Ltd only only, settling via removal between local registrars CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCO BIC MGTCBEBEECL Ifo CBL 2312-0001-11-06/xxxxx a CANADA TO AUSTRALIA/CHESS M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry BIC ROYCCAT2 RBCT/080000630001/xxxxx a Removal from Canada to Australia a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time // CANADA TO AUSTRALIA/CHESS //NCSD/CDSLCATT //CDSLCATT /CDSL/EURO //MGTCBEBEECL //Ifo CBL 2312-0001-11-06/xxxxx a Seq MT540 Receive Free B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95Q: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //Removal from Canada to Australia //NCSD/CAETAU21 //CAETAU21 //Share Registry //ROYCCAT2 //RBCT/080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. 17 October 2016 38 Clearstream Banking Multi-Market Securities Guide Canada - France ISIN FR0000054678 - Euro Ressources S.A. ISIN FR0000120529 - Suez only, settling via CDS-EF link CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA EOCF BIC CEDELULL EGSP/641/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 610 Name and Address EOC 22429 CEDELULLxxxxxa - With Matchingb a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/CDSLCATT //CDSLCATT /CDSL/EOCF //CEDELULL //EGSP/641/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/610 //EOC 22429 //CEDELULLxxxxxa - With Matchingb a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. Eligible Canada equities only, settling via EOC-Euroclear France CreationOnline Deliver Free M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free YES M M M CDSLCATT trade date and time BIC MGTCBEBEECL Euroclear 22429 M M M /SICV/00000641/CED xxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULLxxxxxa - With Matchingb a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time ///SICV/00000641/CEDxxxxx a //NCSD/CDSLCATT //DLWM //MGTCBEBEECL /CDSL/ECLR/22429 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/9913 //EOC 22429 CEDELULLxxxxxa - With Matchingb a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for the Bridge, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 39 Canada - Germany Canadian equities settling via DTC-CBF link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free CDSLCATT trade date and time BIC CDSLCATT CDS-CA DTCC DTC 00002000 7201/xxxxx a DAKVDEFF Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95R: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //DAKVDEFF //NCSD/CDSLCATT //CDSLCATT /CDSL/DTCC //00002000 //7201/xxxxx a Seq B MT540 Receive Free Not required C E1 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. 17 October 2016 40 Clearstream Banking Multi-Market Securities Guide Canada - Hong Kong ISIN CA16890P1036 - China Gold Intl ISIN CA56501R1064 - Manulife Financial Corp ISIN CA8443751059 – Southgobi Resources ORD REG only, settling physically CreationOnline M M M M Deliver Free M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Buyer Party CDSLCATT trade date and time Yes Country Code CA CDS-CA OTCO Name and Address Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong M Settlement Processing Narrative M Beneficial Ownership Indicator Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331) (plus beneficial ownership information if required) Change of Beneficial Owner or No Change of Beneficial Owner M M Receive Free Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time Place of Settlement Party Delivering Agent Party Seller Party BIC XHKCHKH1 Name and Address 900031 Name and Address RBC M M Account Settlement Processing Narrative 080000630001/xxxxxa RBC Investor Services, Securities Cage, Attn: Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada M Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner M M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331) (plus beneficial ownership information if required) M :94F: :SAFE //NCSD/CDSLCATT M :22F: :BENE //YBEN or //NBEN M :22F: :STCO //PHYS M :95C: :PSET //CA M :95R: :REAG /CDSL/OTCO M :95Q: :BUYR //Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //RBC Investor Services, Securities Cage, Attn: Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or NBEN M :95P: :PSET //XHKCHKH1 M :95Q: :DEAG //900031 M :95Q: :SELL //RBC M :97A: :SAFE //080000630001/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus the following additional fee in Hong Kong: After the depository in Hong Kong has received the instruction in good order, the physical certificate along with the related signed transfer form (completed and signed by "transferor" only) must be sent to Citibank Hong Kong for processing. After receiving the shares in good order, the depository will deposit them into CCASS on the next business day. Stamp duty for the deposit is HKD5.00 per transfer transfer / certificate. CCASS will take 10 business days for shares re-registration as completion. Clearstream Banking Multi-Market Securities Guide 17 October 2016 41 ISIN CA8678421063 – SUNSHINE OILSANDS LTD ORD REG only, settling removal between local registrars CreationOnline M M M Deliver Free M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong M Settlement Processing Narrative Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact is: Ms. Connie Chang (852 2306 7331) (plus beneficial ownership information if required) M Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 Name and Address RBC M M Account Settlement Processing Narrative M Beneficial Ownership Indicator 080000630001/xxxxxa ROYTOR & CO RBC INVESTOR SERVICES TRUST, SECURITIES CAGE 155 WELLINGTON STREET WEST, 2ND FLOOR TORONTO, ON M5V 3L3 ATTN: Rogerio Serpa T 416 955 5603 F 416 974 8841 Change of Beneficial Owner or No Change of Beneficial Owner M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact is: Ms. Connie Chang (852 2306 7331) (plus beneficial ownership information if required) M M M M M M :94F: :22F: :22F: :95P: :95R: :95Q: :SAFE :BENE :SETR :PSET :REAG :BUYR //NCSD/CDSLCATT //YBEN or //NBEN //TRAD //CDSLCATT /CDSL/OTCB //Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //ROYTOR & CO RBC INVESTOR SERVICES TRUST, SECURITIES CAGE 155 WELLINGTON STREET WEST, 2ND FLOOR TORONTO, ON M5V 3L3 ATTN: Rogerio Serpa T 416 955 5603 F 416 974 8841 M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or NBEN M :95P: :PSET //XHKCHKH1 M :95Q: :DEAG //900031 M :95Q: :SELL //RBC M :97A: :SAFE //080000630001/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus the following additional fee in Hong Kong: Normal removal : (6 business days) Removal fee: HKD 202.50 Rush removal (2 business days) Removal fee: 0.05% on market value (subject to a minimum of HKD 5,000.00) CCASS will take 10 business days for shares re-registration as completion. Note: A standard transfer takes approximately one month. Customer may ask for an “express request” which takes approximatly 2 weeks 17 October 2016 42 Clearstream Banking Multi-Market Securities Guide Canada - Ireland ISIN AU000000CNT2 CENTAMIN EGYPT LTD. only and settling via removal between local registrars CreationOnline M M M M M M Deliver Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address Citibank Nominees (Ireland) Limited, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Canada to CREST Member ID CLRLUX 08XMV/ NCBO (if no change of beneficial ownership) M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R009 Name and Address RBC Investor Services Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Canada to CREST Member ID CLRLUX 08XMV/ NCBO (if no change of beneficial ownership) M :94F: :SAFE //NCSD/CDSLCATT M :22F: :SETR //TRAD M :95P: :PSET //CDSLCATT M :95R: :REAG /CDSL/OTCB M :95Q: :BUYR //Citibank Nominees (Ireland) Limited, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R009 M :95Q: :SELL //RBC Investor Services Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. Clearstream Banking Multi-Market Securities Guide 17 October 2016 43 Canada - Netherlands Eligible Canadian equities only, settling via ENL-EOC link CreationOnline Deliver Free M M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receive Free Yes CDSLCATTXXX trade date and time BIC MGTCBEBEECL M M M Place of Safekeeping Trade Date/Time Place of Settlement Party NECINL2AXXX trade date and time BIC NECINL2AXXX Receiving Agent Party Buyer Party Euroclear 24180 M Euronext - BE,FR, NL 9919 Name and Address EOC 24180 CEDELULLxxxxx a Settlement Processing Narrative /SICV/00000641/CEDxxxxx a Delivering Agent Party Seller Party Account M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time ///SICV/00000641/CEDE xxxxx a //NCSD/CDSLCATTXXX //DLWM //MGTCBEBEECL /ECLR/24180 MT540 Receive Free Seq B C :98a: :TRAD //trade date and time C E E1 C :94F: :SAFE //NCSD/NECINL2AXXX C C M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //NECINL2AXXX /EGSP/9919 //EOC 24180 //CEDELxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 17 October 2016 44 Clearstream Banking Multi-Market Securities Guide Canada - New Zealand ISIN CA37713P2035 Glass Earth Gold Limited Ord Reg ISIN CA6752221037 OceanaGold Corporation only and settling via removal T/A to T/A CreationOnline M M M M M M Deliver Free Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative M M trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address JP Morgan Chase Bank NA PO Box 5652 Wellington 6145 New Zealand IFO 1783-0001-11-05/xxxxxa CANADA TO New Zealand M M M M Receive Free Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party trade date and time BIC RBNZNZ22XXX Name and Address The Share Registry BIC ROYCCAT2 Account Settlement Processing Narrative 080000630001/xxxxx a Removal from Canada to New Zealand Roytor and Co., RBC Dexia Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CANADA TO New Zealand M M M M //TRAD //CDSLCATT /CDSL/OTCB //JP Morgan Chase Bank NA PO Box 5652 Wellington 6145 New Zealand M :94F: :SAFE //IFO 1783-0001-11-05/xxxxxa :22F: :95P: :95R: :95Q: :SETR :PSET :REAG :BUYR Seq B E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from Canada to New Zealand Roytor and Co., RBC Dexia Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada M :95P: :PSET //RBNZNZ22XXX M :95Q: :DEAG //The Share Registry M :95P: :SELL //ROYCCAT2 M :94F: :SAFE //080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 45 Canada - Norway ISIN CA74836K1003 - Questerre Energycorp. ISIN CA8936516043 - Transeuro Energy Corp. only, settling via CDS-VPS link. CreationOnline Deliver Free Receive Free M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA CITC BIC DNBANOKC 6211986060 DNBANOKC/05005 0032346/CBL xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC ROYCCAT2 RBCT/080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //DNBANOKC/05005 0032346/CBL xxxxx a M :94F: :SAFE //NCSD/CDSLCATT M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //CDSLCATT /CDSL/CITC //DNBANOKC //6211986060 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M M :94F: :22F: :95P: :95P: :95P: :97A: :SAFE :SETR :PSET :DEAG :SELL :SAFE //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //ROYCCAT2 //RBCT/080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus NOK 900 per transaction. ISIN LU0488722801 - Northland Resources ORD REG only, settling via CDS - VPS link CreationOnline Deliver Free Receive Free M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA COMO BIC NDEANOKK NONF1002002 DNBANOKC/050050032346/CBLxxxxx a M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK BIC ROYCCAT2 RBCT/080000630001/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //DNBANOKC/050050032346/CBLxxxxx a M :94F: :SAFE //NCSD/CDSLCATT M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //CDSLCATT /CDSL/COMO //NDEANOKK //NONF1002002 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M M :94F: :22F: :95P: :95P: :95P: :97A: :SAFE :SETR :PSET :DEAG :SELL :SAFE //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //ROYCCAT2 //RBCT/080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus NOK 900 per transaction. 17 October 2016 46 Clearstream Banking Multi-Market Securities Guide Canada - Poland ISIN CA5012401058 - Kulczyk Oil Ven Ord Br only, settling via CBL-KDPW link CreationOnline Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CDSLCATT trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxx a M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CROSSBORDER a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time ///9240000/CBL/xxxxx a //NCSD/CDSLCATT //CEDELULL //CEDE/72457 MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CROSSBORDER //NCSD/KDPWPLPW //KDPWPLPW //KDPW/000 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged. Clearstream Banking Multi-Market Securities Guide 17 October 2016 47 Canada - South Africa ISIN CA0494771029 - Atlatsa Resources ISIN CA2768551038 - Eastern Platinum Ltd ISIN CA2768555096 - Eastern Platinum ORD REG ISIN CA3901241057 - Great Basin Gold Ltd. ISIN CA91701P1053 - Uranium One Inc. only, settling via removal between local registrars CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196 Canada to South Africa - Strate CSDP Participant ID - 20005199 Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196 M M M M C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account STRAZAJJ trade date and time (SD-1 is possible) BIC STRAZAJJ BIC SCBLZAJ2 Name and Address RBC Investor Services 080000630001/xxxxx a Settlement Processing Narrative Beneficial Ownership Indicator Stamp Duty Status Physical shares/Removal from Canada to South Africa No change of beneficial owner (if no change of beneficial owner); otherwise, blank ZA Exempt (if no change of beneficial owner); otherwise, blank. a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Canada to South Africa - Strate CSDP Participant ID - 20005199 Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196 M :94F: :SAFE //NCSD/CDSLCATT M M M M :22F: :95P: :95R: :95Q: :SETR :PSET :REAG :BUYR //TRAD /CDSLCATT /CDSL/OTCB //Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time (SD-1 is possible) M :70E: :SPRO //Physical shares/Removal from Canada to South Africa C E C C :22F: :BENE //NBEN (if no change of beneficial owner); otherwise, omit :22F: :STAM /STRA/USTN (if no change of beneficial owner); otherwise, omit E1 M M M M :95P: :95P: :95Q: :97A: :PSET :DEAG :SELL :SAFE //STRAZAJJ //SCBLZAJ2 //RBC Investor Services //080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. 17 October 2016 48 Clearstream Banking Multi-Market Securities Guide ISIN ZAE000079703 - Witwatersrand Con Gold Ltd. only, settling via removal between local registrars / TA CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free M M M CDSLCATT trade date and time Country Code CA - Canada Physical CDS-CA OTCO Name and Address Standard Chartered Nominees (TVL) (PTY) Limited, PO Box 2453 Johannesburg 2000 Canada to South Africa - Strate CSDP Participant ID - 20005199 Removal to Standard Bk, PO Box 2453 Johannesburg 2000 M M M M C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative Beneficial Ownership Indicator Stamp Duty Status STRAZAJJ trade date and time (SD-1 is possible) BIC STRAZAJJ BIC SCBLZAJ2 Name and Address RBC Investor Services 080000630001/xxxxx a Physical shares/Removal from Canada to South Africa No change of beneficial owner (if no change of beneficial owner); otherwise, blank ZA Exempt (if no change of beneficial owner); otherwise, blank. a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Canada to South Africa - Strate CSDP Participant ID - 20005199 Removal to Standard Bk, PO Box 2453 Johannesburg 2000 M :94F: :SAFE //NCSD/CDSLCATT M M M M M :22F: :22F: :95C: :95R: :95Q: :STCO :SETR :PSET :REAG :BUYR //PHYS //TRAD //CA /CDSL/OTCO //Standard Chartered Nominees (TVL) (PTY) Limited, PO Box 2453 Johannesburg 2000 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time (SD-1 is possible) M :70E: :SPRO //Physical shares/Removal from Canada to South Africa C E C C :22F: :BENE //NBEN (if no change of beneficial owner); otherwise, omit :22F: :STAM /STRA/USTN (if no change of beneficial owner); otherwise, omit E1 M M M M :95P: :95P: :95Q: :97A: :PSET :DEAG :SELL :SAFE //STRAZAJJ //SCBLZAJ2 //RBC Investor Services //080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Clearstream Banking Multi-Market Securities Guide 17 October 2016 49 Canada - Sweden ISIN CA5503711080 - Lundin Gold Inc Ord Reg ISIN CA00829Q1019 - Africa Oil Corp. Ord Reg ISIN CA19044R1082 - Coastal Contacts Inc. ISIN CA29786T1057 - Etrion Corp Ord Reg ISIN CA54928Q1081 - Lucara Diamond Corp ISIN CA8169221089 - Semafo Inc ISIN CA8193201024 - Shamaran Petroleum securities only, settling via CDS-VPC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA COMO BIC MELNUS3PGSS BBRF6288002 M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC BBHCUS33 RBCT/080000630001/CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CDSLCATT M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //CDSLCATT /CDSL/COMO //MELNUS3PGSS //BBRF6288002 MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :70E: :95P: :95P: :95P: :97A: :TRAD :SAFE :SPRO :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPCSSESS //CONVERSION //VPCSSESS //ESSESESS //BBHCUS33 //RBCT/080000630001/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. ISIN GB00B635TG28 - Enquest plc ISIN SE0000825820 - Lundin Petroleum AB only, settling via CDS-VPC link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA SEBS BIC ESSESESS 01001604997/CBLxxxxx a Set up with SEBZ on Intl System M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC CDSLCATT Settlement Processing Narrative Conversion a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //Set up with SEBZ on Intl System //NCSD/CDSLCATT //CDSLCATT /CDSL/SEBS //ESSESESS //01001604997/CBLxxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :TRAD :SPRO :SAFE :PSET :DEAG :SELL //trade date and time //Conversion //NCSD/VPCSSESS //VPCSSESS //ESSESESS //CDSLCATT a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus SEK 3000. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction in Sweden. 17 October 2016 50 Clearstream Banking Multi-Market Securities Guide Canada - Switzerland ISIN CH0024899483 UBS AG settling via SECOM-DTC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA DTCC DTC 0010 4945317/CH100025/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INSECHZZ trade date and time BIC DTCYUS33XXX DTC - US 06000 BIC ROYCCAT2XXX RBCT 080000630001/xxxxx a a.xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95R: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/CDSLCATT //CDSLCATT /CDSL/DTCC /DTCYID/0010 //4945317/CH100025/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/INSECHZZ //DTCYUS33XXX //DTCYID/06000 //ROYCCAT2XXX //RBCT 080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 51 Canada - UK Limited Canadian equities only, settling via DTC-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA DTCC DTC 00002012 00XJJ CLRLUX2 CRSTGB22 M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address DTC5099/RBCT 080000630001/xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CRSTGB22 M :94F: :SAFE //NCSD/CDSLCATT M M M M :95P: :95R: :95R: :97A: :PSET :REAG :BUYR :SAFE //CDSLCATT /CDSL/DTCC /DTCYID/00002012 //00XJJ CLRLUX2 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M M :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STAM :PSET :DEAG :SELL :SAFE //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //DTC5099/RBCT //080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA DTCC DTC 00002012 14XKL CLRLUX M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address DTC5099/RBCT 080000630001/xxxxx a UK Transfer between CSP or ADR accounts a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CRSTGB22 M :94F: :SAFE //NCSD/CDSLCATT M M M M :95P: :95R: :95R: :97A: :PSET :REAG :BUYR :SAFE //CDSLCATT /CDSL/DTCC /DTCYID/00002012 //14XKL CLRLUX MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M M :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STAM :PSET :DEAG :SELL :SAFE //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/XBDR //DTC5099/RBCT //080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 52 Clearstream Banking Multi-Market Securities Guide ISIN BM4834061049 - Kalimantan Gold Corp., ISIN CA0080H1082 - African Aura Corp ISIN CA0515471070 - Aureus Mining Inc Ord Reg ISIN CA36315W1032 - Galantas Gold Corp ISIN CA4656761042 - Ithaca Energy Inc. ISIN CA5640071026 - Mano River Resources ISIN CA61534J1057 Mood Media Corp Ord Reg ISIN CA61981U1084 - Moto Goldmines Ltd. ISIN CA6390971043 - Nautilus Minerals Inc ISIN CA6871961059 - Orosur Mining Inc Ord Reg ISIN CA6779091033 - Oilexco Inc. ISIN CA77277R2037 - Rock Well Petroleum Inc. ISIN CA8629281087 - Stratic Energy Corp. ISIN CA8849031056 - Thomson Reuters Corp. ISIN CA8999101030 - Turbo Power Sys. Inc ISIN CA9169091043 - Uruguay Mineral Explorationa ISIN CA9170171057 - Uranium Particip Ord ISIN CA95801T1075 - Western Coal Corporation ISIN CA9842381050 - YM Biosciences Inc. ISIN GB0034246743 – Oriel Resources plc ISIN GB00B03TH577 - African Copper plc ISIN GB00B06K1665 - Alexander Mining Ltd ISIN GB00B0CY5V57 - Serica Energy plc ISIN GB00B44QDS07 Allied Gold Mining ORD ISIN GG00B1W7FC20 - Crytologic Ltd Ord Reg ISIN GG00B779P585 - Platmin Ltd Ord Reg ISIN JE00B1HNYF12 - Minera Irl Ltd ISIN JE00B2QY9G86 - Arawak Energy Limited ISIN KYG224041189 - Coastal Energy Co Ord Reg ISIN KYG876361091 - Tethys Petroleum Ltd ISIN VGG0472G1147 – Arian Silver Corp. ISIN VGG9828A1194 - Xcite Energy Ltd only and settling via removal between local registrars a. Cross border transfers in ISIN CA9169091043 from UK to U.S.A. and visa versa must be executed via Canada. Please use this link to transfer the holdings from UK to Canada. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address VIDACOS NOMINEES Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Canada to UK CREST Member ID CLRLUX2 00XJJ/NCBO (if no change of beneficial ownership) M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R009 Name and Address RBC Investor Services Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) Creation via SWIFT 0.5% SDRT2 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Canada to UK CREST Member ID CLRLUX2 00XJJ/NCBO (if no change of beneficial ownership) M :94F: :SAFE //NCSD/CDSLCATT M M M M :22F: :95P: :95R: :95Q: :SETR :PSET :REAG :BUYR //TRAD //CDSLCATT /CDSL/OTCB //VIDACOS NOMINEES Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) E1 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R009 M :95Q: :SELL //RBC Investor Services Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. Note: Customers are strongly recommended to send their instructions on SD-1. The customer must send a freeformat message to the Settlement team in charge of Canada, providing the instruction reference and the information that it is a transfer between Canada and the UK. In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 53 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free M M M CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address VIDACOS NOMINEES Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Canada to UK CREST Member ID CLRLUX 14XKL/NCBO (if no change of beneficial ownership) M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R009 Name and Address RBC Investor Services Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Canada to UK CREST Member ID CLRLUX 14XKL/NCBO (if no change of beneficial ownership) M :94F: :SAFE //NCSD/CDSLCATT M :95P: :PSET //CDSLCATT M :95R: :REAG /CDSL/OTCB M :95Q: :BUYR //VIDACOS NOMINEES Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/R009 //RBC Investor Services Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule. Note: Customers are strongly recommended to send their instructions on SD-1. The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. The customer must send a free-format message to the Settlement team in charge of Canada, providing the instruction reference and the information that it is a transfer between Canada and the UK. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 54 Clearstream Banking Multi-Market Securities Guide Canada - U.S.A. Canadian and U.S. equities settling via CDS-DTCC link CreationOnline Deliver Free M M O M M M M Place of Safekeeping Trade Date/Time Deal Price Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M O M CDSLCATT trade date and time BIC CDSLCATT CDS - CA DTCC DTC 00000908 089154/CSCxxxxx a M M O Place of Safekeeping Trade Date/Time Deal Price Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 6000 BIC ROYCCAT2 080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M O M M M M :98a: :94F: :90a: :95P: :95R: :95R: :97A: :TRAD :SAFE :DEAL :PSET :REAG :BUYR :SAFE //Trade date/time //NCSD/CDSLCATT //Deal price //CDSLCATT /CDSL/DTCC /DTCYID/00000908 //089154/CSCxxxxx a MT540 Receive Free Seq B C E1 M M O M M M O :98a: :94F: :90a: :95P: :95R: :95P: :97A: :TRAD :SAFE :DEAL :PSET :DEAG :SELL :SAFE //Trade date/time //NCSD/DTCYUS33 //Deal price //DTCYUS33 /DTCYID/6000 //ROYCCAT2 //080000630001/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Canada, plus an additional charge for RVP/DVP settlements, as published in the CBL Fee Schedule. Note: Cross border transfers in ISIN CA9169091043 from UK to U.S.A. and visa versa must be executed via Canada. Please use this link to transfer the holdings from Canada to U.S.A. Clearstream Banking Multi-Market Securities Guide 17 October 2016 55 Czech Republic - Austria ISIN AT0000652011 shs Erste Group Bank AG ISIN AT000B054721 units Oest. Volksbank AG (PX Index) only, settling via CDCP - CBL link CreationOnline Deliver Free M M M M Ma M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c M Ma Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party OCSDATWW trade date and time BIC CEDELULL Clearstream Banking Luxexmbourg 84473 BICb ordering party’s BIC a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma M :98a: :94F: :95P: :95Q: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULL b //xxxxx c MT540 Receive Free Seq B C E1 M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/OCSDATWW //CEDELULL /CEDE/84473 //Ordering party’s BIC, if different from DEAGb a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Czech Republic, as published in the CBL Fee Schedule. 17 October 2016 56 Clearstream Banking Multi-Market Securities Guide Czech Republic - Belgium ISIN BE0003878957 - shs VGP only, settling via CDCP-Clearstream link CreationOnline Deliver Free M M M M M a M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c M Ma Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CIKBBEBB trade date and time BIC CEDELULL Clearstream Banking S.A. 84473 BICb ordering party’s BIC a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxx c MT540 Receive Free Seq B C E1 M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CIKBBEBB //CEDELULL /CEDE/84473 //Ordering party’s BIC, if different from DEAGb a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Czech Republic, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 57 Czech Republic - BNP Paribas, Luxembourg ISIN LU0275164910 - Pegas Nonwovens S.A. ORD. shs only, settling via CDCP-CBL link CreationOnline Deliver Free M M M M Ma M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxxc M Ma Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party PARBLULL trade date and time BIC CEDELULL Clearstream Banking SA 84473 BICb ordering party’s BIC a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULL b //xxxxxc MT540 Receive Free Seq B C E1 M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //CUST/PARBLULL //CEDELULL /CEDE/84473 //Ordering party’s BIC, if different from DEAGb a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. Note: Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 58 Clearstream Banking Multi-Market Securities Guide Czech Republic - France ISIN LU0122624777 - Orco Property Group SA only, settling via CDCP link CreationOnline Deliver Free M M M M M a M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c M Ma Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party SICVFRPP trade date and time BIC CEDELULL Clearstream Banking Luxembourg 84473 BICb ordering party’s BIC a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma M :98a: :94F: :95P: :95Q: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxx c MT540 Receive Free Seq B C E1 M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/SICVFRPP //CEDELULL /CEDE/84473 //Ordering party’s BIC, if different from DEAGb a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Czech Republic, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 59 Czech Republic - Netherlands ISIN NL0000405173 - Zentiva ISIN NL0006033375 - AAA Auto Group NV only, settling via CDCP link CreationOnline Deliver Free M M M M Ma M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c M Ma Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party NECINL2A trade date and time BIC CEDELULL Clearstream Banking Luxembourg 84473 BICb ordering party’s BIC a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxx c MT540 Receive Free Seq B C E1 M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/NECINL2A //CEDELULL /CEDE/84473 //Ordering party’s BIC, if different from DEAGb a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Czech Republic, as published in the CBL Fee Schedule. 17 October 2016 60 Clearstream Banking Multi-Market Securities Guide Czech Republic - Poland ISIN CZ0005112300 shs CEZ II only, settling via CBL - KDPW link CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party UNIYCZPP trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Account Settlement Processing Narrative 9240000/CBL/xxxxx a M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CROSSBORDER a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //9240000/CBL/xxxxx a //NCSD/UNIYCZPP //CEDELULL /CEDE/72457 Seq MT540 Receive Free B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CROSSBORDER //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged. Clearstream Banking Multi-Market Securities Guide 17 October 2016 61 Czech Republic - United Kingdom ISIN GB00B42CTW68 - New World Resources ISIN GB00BF5SDZ96 - Stock Spirits Group only, settling via CDCP link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Beneficial Ownership Indicator Receive Free M M M UNIYCZPP trade date and time BIC UNIYCZPP BIC CRSTGB22 BIC CEDELULL xxxxxa Cross-border CZ to UK M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CRST/14XKL BIC CEDELULL 84473 M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) M M Change of Beneficial Owner or No Change of Beneficial Owner a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free MT540 Receive Free Seq M M M M :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :BENE //trade date and time //Cross-border CZ to UK //NCSD/UNIYCZPP //YBEN or NBEN B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/CRSTGB22 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //UNIYCZPP //CRSTGB22 //CEDELULL //xxxxxa E1 M M M M M :22F: :95P: :95R: :95P: :97A: :STAM :PSET :DEAG :SELL :SAFE /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/14XKL //CEDELULL //84473 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BIC CEDELULL xxxxxa Cross-border CZ to UK M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CRSTGB22 trade date and time BIC CEDELULL Clearstream Banking Luxembourg 84473 BIC Ordering party’s BIC xxxxxa Cross-border CZ to UK a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //Cross-border CZ to UK //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULL //xxxxxa MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //Cross-border CZ to UK //NCSD/CRSTGB22 //CEDELULL //CEDE/84473 //Ordering party’s BIC //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers must send a free-format message to the Settlement team in charge of Czech domestic settlement providing the details of the instructed cross-border trade. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 62 Clearstream Banking Multi-Market Securities Guide Czech Republic - U.S.A. ISIN BMG200452024 - Central Europe Media shs only, settling via CDCP-CBL link CreationOnline Deliver Free M M M M M a M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c M Ma Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party DTCYUS33 trade date and time BIC CEDELULL Clearstream Banking SA 84473 BICb ordering party’s BIC a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxx c Seq MT540 Receive Free B C E1 M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/DTCYUS33 //CEDELULL /CEDE/84473 //Ordering party’s BIC, if different from DEAGb a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. Note: Customers are strongly recommended to send their instructions on SD-1. Clearstream Banking Multi-Market Securities Guide 17 October 2016 63 Denmark - Germany Eligible Danish equities only, settling via VP-CBF link CreationOnline Deliver Free O M M M M M M M M M Deal price Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Other Settlement Parties: Type Format Party Account Buyer Party Account Receive Free O M M M deal price VPDKDKKK trade date and time BIC VPDKDKKK VPDK - DK 17100 (CBF´s omnibus account for Danish securities at VP) Receiving Custodian M M Name and Address Clearstream Banking S.A. 72010000 BIC CEDELULL xxxxxa M M M M Deal price Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Other Settlement Parties: Type Format Party Account Seller Party Account deal price DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 44900000 (VP´s account in CBF for Danish securities) Delivering Custodian Name and Address Clearstream Banking S.A. 11900 (CBL´s omnibus account in VP) BIC CEDELULL xxxxx ª a. xxxxx= The Clearstream Banking customer´s 5-digit account number Creation via SWIFT MT542 Deliver Free O M M M M :90a: :98a: :94F: :95P: :95R: :DEAL :TRAD :SAFE :PSET :REAG M M M M :95Q: :97A: :95P: :97A: :RECU :SAFE :BUYR :SAFE MT540 Receive Free Seq //DEAL price //trade date and time //NCSD/VPDKDKKK //VPDKDKKK //VPDK/17100 (CBF´somnibus account for Danish securities at VP) //Clearstream Banking S.A. //72010000 //CEDELULL //xxxxxa B C E1 O M M M M :90a: :98a: :94F: :95P: :95R: :DEAL :TRAD :SAFE :PSET :DEAG M M M M :95Q: :97A: :95P: :97A: :DECU :SAFE :SELL :SAFE //DEAL price //trade date and time //NCSD/DAKVDEFF //DAKVDEFF //DAKV/44900000 (VP´s account in CBF for Danish securities) //Clearstream Banking S.A. //11900 (CBL´s omnibus account in VP) //CEDELULL //xxxxxª a. xxxxx= The Clearstream Banking customer´s 5-digit account number 17 October 2016 64 Clearstream Banking Multi-Market Securities Guide Denmark - Sweden ISIN DK0060083566 Trigon Agri AS / DK ISIN SE0000427361 - NORDEA ISIN SE0003366871 - SAS only, settling via VP-VPC link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free VPDKDKKK trade date and time BIC VPDKDKKK BIC NDEADKKK BIC NDEASESS ESSESESS/01001406997/CEDELULL/xxxxx a CONVERSION M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC NDEADKKK BIC NDEADKKK 3069292909/CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION //NCSD/VPDKDKKK //VPDKDKKK //NDEADKKK //NDEASESS //ESSESESS/01001406997/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //NDEADKKK //NDEADKKK //3069292909//CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Denmark, as published in the CBL Fee Schedule, plus DKK 500 per transaction and plus DKK 300 (only for transactions in SE0000427361 and SE0003366871) or plus SEK 1500 (only for transactions in DK0060083566). A cancellation fee of SEK 1000 applies to each cancelled crossborder transaction with Sweden. Clearstream Banking Multi-Market Securities Guide 17 October 2016 65 Denmark - UK GB00B01FLG62 - GROUP SECURICOR only, settling via VP-Euroclear UK & Ireland link Fees: Standard transaction fee for Denmark, as published in the CBL Fee Schedule, plus DKK 500 per transaction. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account VPDKDKKK trade date and time BIC VPDKDKKK BIC DABADKKK Name and Address CONVERSION to CREST 00XJJ CEDELULL/6008985995 Settlement Processing Narrative NCBO M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo BH014 Stamp Duty Status UK No Change of Beneficial Ownership (if customer the same; otherwise, blank) Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //NCBO M :94F: :SAFE //NCSD/VPDKDKKK M M M M :95P: :95P: :95Q: :97A: :PSET :REAG :BUYR :SAFE //VPDKDKKK //DABADKKK //CONVERSION to CREST 00XJJ //CEDELULL/6008985995 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M :94F: :22F: :95P: :95R: :SAFE :STAM :PSET :DEAG //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/BH014 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPDKDKKK trade date and time BIC VPDKDKKK BIC DABADKKK Name and Address CONVERSION to CREST 14XKL CEDELULL/6008888248 NCBO M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo BH014 Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCBO //NCSD/VPDKDKKK //VPDKDKKK //DABADKKK //CONVERSION to CREST 14XKL //CEDELULL/6008888248 Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E1 M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/BH014 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 66 Clearstream Banking Multi-Market Securities Guide ISIN DK0060005684- Eurotrust A/S securities only, settling via removal between local registrars Fees: Standard transaction fee for Denmark, as published in the CBL Fee Schedule, plus DKK 500 per transaction. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPDKDKKK trade date and time BIC VPDKDKKK BIC NDEADKKK BIC CITIGB2L 020001003195097 Computershare acc. 6011405748 lfo CREST 00XJJ acc. CLRLUX2 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and address DABADKKK/CEDELULL.3069292909 Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO //Computershare acc. 6011405748 lfo CREST 00XJJ acc. CLRLUX2 M :94F: :SAFE //NCSD/VPDKDKKK M :95P: :PSET //VPDKDKKK M :95P: :REAG //NDEADKKK M :95P: :BUYR //CITIGB2L M :97A: :SAFE //020001003195097 B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/CREST //DABADKKK/CEDELULL.3069292909 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPDKDKKK trade date and time BIC VPDKDKKK BIC NDEADKKK BIC CITIGB2L 020001003195097 Computershare acc. 6011405748 lfo CREST 14XKL acc. CLRLUX M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and address DABADKKK/CEDELULL.3069292909 Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Computershare acc. 6011405748 lfo CREST 14XKL acc. CLRLUX M :94F: :SAFE //NCSD/VPDKDKKK M :95P: :PSET //VPDKDKKK M :95P: :REAG //NDEADKKK M :95Q: :BUYR //CITIGB2L M :97A: :SAFE //020001003195097 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/CREST //DABADKKK/CEDELULL.3069292909 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 67 Finland - France Finnish equities settling via EOC-EFR link CreationOnline Deliver Free M M M M M M Receive Free Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party YES APKEFIHH trade date and time BIC of Country Code MGTCBEBEECL Euroclear 22429 M M M Settlement /SICV/00000641/CEDxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPPXXX trade date and time BIC SICVFRPPXXX Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :SETR :PSET :REAG //trade date and time //SICV/00000641/CEDxxxxxa //NCSD/APKEFIHH //DLWM //MGTCBEBEECL /ECLR/22429 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/SICVFRPPXXX M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPPXXX /EGSP/9913 //EOC 22429 //CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule. Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 68 Clearstream Banking Multi-Market Securities Guide Finland - Italy Finnish securities only, settling via CBL-MT link CreationOnline Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party APKEFIHHXXX trade date and time BIC MGTCBEBEXXX Euroclear 21891 Settlement Processing Narrative CEDELULL xxxxx a M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller MOTIITMMXXX trade date and time BIC MOTIITMMXXX BIC CEDELULLXXX xxxxxa NDEAFIHHXXX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95P: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //CEDELULL xxxxx a //NCSD/APKEFIHH //MGTCBEBEXXX /ECLR/21891 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95P: :97A: :95P: :SAFE :PSET :DEAG :SAFE :SELL //NCSD/MOTIITMMXXX //MOTIITMMXXX //CEDELULLXXX //xxxxxa //NDEAFIHHXXX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to OEU Unit providing the instruction details. Clearstream Banking Multi-Market Securities Guide 17 October 2016 69 Finland - Netherlands Eligible Finnish equities only settling via EOC-ENL link CreationOnline Deliver Free M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free Yes M M M APKEFIHH trade date and time BIC MGTCBEBEECL Euroclear 24180 M M M /SICV/00000641/CEDxxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2A trade date and time BIC NECINL2A Euronext - BE, FR, NL 9919 Name and Address EOC 24180 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time ///SICV/00000641/CEDxxxxx a //NCSD/APKEFIHH //DLWM //MGTCBEBEECL /ECLR/24180 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/NECINL2A M M M M :95P: :95R: :95Q: :94F: :PSET :DEAG :SELL :SAFE //NECINL2A /EGSP/9919 //EOC 24180 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the Bridge, as published in the CBL Fee Schedule. 17 October 2016 70 Clearstream Banking Multi-Market Securities Guide Finland - Sweden ISIN SE0000667925 - TELIASONERA AB ORD. ISIN SE0000108656 - ERICSSON TEL. SERIES B (FREE) ISIN SE0000120669 - SSAB AB-B-Ord Reg ISIN SE0001803131 - ENDOMINES AB ORD REG CreationOnline Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party APKEFIHH trade date and time BIC APKEFIHH BIC APKEFIHH BIC ESSESESS Account Settlement Processing Narrative 01001604997/CBL/xxxxxa CONVERSION M M M M M or M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC CEDELULL BIC Ordering party’s BIC BIC CEDELULL (if the customer has an unpublished BIC) 4410001000089/CBL/xxxxxa CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :TRAD :SPRO :SAFE :PSET :REAG :BUYR //trade date and time //CONVERSION //NCSD/APKEFIHH //APKEFIHH //APKEFIHH //ESSESESS M :97A: :SAFE //01001604997/CBL/xxxxxa MT540 Receive Free Seq B C E1 M M M M M M or M :98a: :70E: :94F: :95P: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //CEDELULL //Ordering party’s BIC //CEDELULL (if the customer has an unpublished BIC) 4410001000089/CBL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule plus fee SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Clearstream Banking Multi-Market Securities Guide 17 October 2016 71 ISIN FI0009000277 - TIETOENATOR Corporation ISIN FI0009000681 - Nokia ISIN FI4000123096 - SAVO-SOLAR LTD ORD REG CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party APKEFIHH trade date and time BIC APKEFIHH BIC NDEAFIHH BIC VPCSSESS Settlement Processing Narrative CONVERSION M M M M M or M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC CEDELULL BIC Ordering party’s BIC BIC CEDELULL (if the customer has an unpublished BIC) 4410001000089.xxxxxa CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :TRAD :SPRO :SAFE :PSET :REAG :BUYR //trade date and time //CONVERSION //NCSD/APKEFIHH //APKEFIHH //NDEAFIHH //VPCSSESS MT540 Receive Free Seq B C E1 M M M M M M or M :98a: :70E: :94F: :95P: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //CEDELULL //Ordering party’s BIC //CEDELULL (if the customer has an unpublished BIC) 4410001000089.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule plus fee SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 72 Clearstream Banking Multi-Market Securities Guide Finland - UK ISIN FI0009000681 - Nokia ISIN FI0009014716 - Talv Mining Co NPV only, settling via Euroclear UK&Ireland-SIS-APK link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M APKEFIHH trade date and time BIC APKEFIHH BIC NDEAFIHH BIC INSECHZZ GB151521 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. XBDR Name and Address SCOM/APKE/CEDELULL.4410001000089 Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/APKEFIHH //APKEFIHH //NDEAFIHH //INSECHZZ //GB151521 MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //SCOM/APKE/CEDELULL.4410001000089 Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule. Note: Due to restrictions on the Swiss market, we recommend to instruct on SD-1 at the latest. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M APKEFIHH trade date and time BIC APKEFIHH BIC NDEAFIHH BIC INSECHZZ GB153558 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. XBDR Name and Address SCOM/APKE/CEDELULL.4410001000089 Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/APKEFIHH //APKEFIHH //NDEAFIHH //INSECHZZ //GB153558 MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //SCOM/APKE/CEDELULL.4410001000089 Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule. Note: Due to restrictions on the Swiss market, we recommend to instruct on SD-1 at the latest. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 73 ISIN FI0009015291 - Powerflute OYJ securities only, settling via removal by local registrar Note: Customers must send a free-format message to the OUI Unit providing the instruction reference. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M APKEFIHH trade date and time BIC APKEFIHH BIC ESSEFIHX BIC IRVTBEBB 02200015494010 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. R033 Stamp Duty Status UK no change in Beneficial Owner (if customer is the same; otherwise blank) Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B C E M M M M E1 :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //APKEFIHH //ESSEFIHX //IRVTBEBB //02200015494010 MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/APKEFIHH M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM //CRST/GBOX (if customer is the same; otherwise blank) M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R033 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M APKEFIHH trade date and time BIC APKEFIHH BIC ESSEFIHX BIC IRVTBEBB 02200015494010 M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. R033 Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/APKEFIHH //APKEFIHH //ESSEFIHX //IRVTBEBB //02200015494010 MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/R033 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 74 Clearstream Banking Multi-Market Securities Guide ISIN FI0009800098 - Ruukki Group OYJ securities only, settling via removal by local registrar Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule Note: Customers must send a free-format message to the OAA Unit with the instruction reference and beneficiary details (name, account, BIC, contact person and telephone number). CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M APKEFIHH trade date and time BIC APKEFIHH BIC ESSEFIHX BIC IRVTBEBB 10-100 033 386 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. R033 Stamp Duty Status UK no change in Beneficial Owner (if customer is the same; otherwise blank) Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B C E M M M M E1 :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //APKEFIHH //ESSEFIHX //IRVTBEBB //10-100 033 386 MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/APKEFIHH M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM //CRST/GBOX (if customer is the same; otherwise blank) M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R033 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M APKEFIHH trade date and time BIC APKEFIHH BIC ESSEFIHX BIC IRVTBEBB 02200015494010 M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. R033 Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/APKEFIHH //APKEFIHH //ESSEFIHX //IRVTBEBB //02200015494010 MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/R033 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 75 France - Austria French securities settling via EF-OeKB CSD link CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 618 Buyer Party Account BIC CEDELULLXXX xxxxx a M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account OCSDATWW trade date and time BIC OCSDATWW BIC PARBFRPP 641 BIC CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/618 M :95P: :BUYR //CEDELULLXXX M :97A: :SAFE //xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/OCSDATWW //OCSDATWW //PARBFRPP //641 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: The customer must send a free-format message to the Settlement team in charge of France providing the instruction reference and details. 17 October 2016 76 Clearstream Banking Multi-Market Securities Guide Non-French securities settling via EF-OeKB CSD link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 BIC GIBAATWG CED243900/CEDELULL xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account OCSDATWW trade date and time BIC OCSDATWW BIC SICVFRPP BIC CEDELULL 49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //GIBAATWG //CED243900/CEDELULL xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/OCSDATWW //OCSDATWW //SICVFRPP //CEDELULL //49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request or standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 77 France - BNP Paribas, Luxembourg ISIN CY0105562116 AROUNDTOWN PROPER. ORD BR, settling via Euroclear France - EOC link CreationOnline Deliver Free M M M M M M M Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free YES C C C SICVFRPPXXX trade date and time BIC SICVFRPPXXX Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULL xxxxx a-With Matching b C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party PARBLULL trade date and time BIC MGTCBEBEECL Euroclear 22429 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording "-With Matching" and Receipt instruction must be used if customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M M C :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STCO :PSET :REAG :BUYR :SAFE //NCSD/SICVFRPPXXX //DLWM //SICVFRPPXXX /EGSP/9913 //EOC 22429 //CEDELULL xxxxx aWith Matchingb E1 MT540 Receive Free C :98a: :TRAD //trade date and time C :70E: :SPRO ////SICV/00000641/CEDE xxxxx a C :94F: :SAFE //CUST/PARBLULLXXX C :95P: :PSET //MGTCBEBEECL C :95R: :DEAG /ECLR/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording "-With Matching" and Receipt instruction must be used if customer does not accept dumps (31EC). Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 78 Clearstream Banking Multi-Market Securities Guide France - BNY London ISIN US9098832093 United Company Rusual PLC only, settling via Euroclear France - EOC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free C C C SICVFRPPXXX trade date and time BIC SICVFRPPXXX Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULLxxxxxa-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IRVTGB2XGPT trade date and time BIC MGTCBEBEECL Euroclear 22429 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/SICVFRPPXXX //SICVFRPPXXX //EGSP/9913 //EOC 22429 //CEDELULLxxxxxa-With Matchingb MT540 Receive Free Seq M :98a: :TRAD //trade date and time C C C C C :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time ///SICV/00000641/CEDE xxxxx a //CUST/IRVTGB2XGPT //MGTCBEBEECL /ECLR/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 79 France - Canada ISINs FR0000054678 - Euro Ressources S.A. (ord B) and FR0000120529 - Suez only, settling via EFCDS link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 610 BIC ROYCCAT2 RBCT CEDELULL acc. 080000630001/xxxxx a M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CDSLCATT trade date and time BIC CDSLCATT CDS-CA EOCF BIC SICVFRPP EGSP/641 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/610 //ROYCCAT2 //RBCT CEDELULL acc. 080000630001/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/CDSLCATT //CDSLCATT /CDSL/EOCF //SICVFRPP //EGSP/641 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Eligible Canadian equities only, settling via Euroclear France-EOC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free C C C SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULLxxxxx a-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CDSLCATT trade date and time BIC MGTCBEBEECL Euroclear 22429 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //EOC 22429 //CEDELULLxxxxx a-With Matchingb MT540 Receive Free Seq M :98a: :TRAD //trade date and time C C C C C :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time ///SICV/00000641/CEDE xxxxx a //NCSD/CDSLCATT //MGTCBEBEECL /ECLR/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 17 October 2016 80 Clearstream Banking Multi-Market Securities Guide France - Czech Republic ISIN LU0122624777 - Orco Property Group SA only, settling via CDCP link CreationOnline Deliver Free M M M M a M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M SICVFRPP trade date and time BIC CEDELULL Clearstream Banking Luxembourg 84473 BICb beneficiary’s BIC M Ma M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/SICVFRPP //CEDELULL /CEDE/84473 //Beneficiary’s BIC, if different from REAGb MT540 Receive Free Seq B C E1 M M M M Ma M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are via UNYVIC's account (84473) with CBL; internal transaction fees are charged. For late sameday transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 81 France - Finland Finnish equities settling via EOC - EFR link CreationOnline Receive Freeb Deliver Free M M M M M M M Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account YES C C C SICVFRPPXXX trade date and time BIC SICVFRPPXXX Euronext - BE,FR,NL 9913 Name and Address EOC 22429 C C CEDELULL xxxxx a- With Matchingb Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party APKEFIHH trade date and time BIC MGTCBEBEECL Euroclear 22429 Settlement Processing /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording "-With Matching" and Receipt instruction must be used if customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M M C :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STCO :PSET :REAG :BUYR :SAFE //NCSD/SICVFRPPXXX //DLWM //SICVFRPPXXX //EGSP/9913 //EOC 22429 //CEDELULL xxxxx a - With Matching b E1 MT540 Receive Freeb C :98a: :TRAD //trade date and time C :70E: :SPRO ///SICV/00000641/CEDE xxxxxa C :94F: :SAFE //NCSD/APKEFIHH C :95P: :PSET //MGTCBEBEECL C :95R: :DEAG /ECLR/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording "-With Matching" and Receipt instruction must be used if customer does not accept dumps (31EC). Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 82 Clearstream Banking Multi-Market Securities Guide France - Germany German equities and funds and German bonds (home market Germany), receipt confirmed via Bridge, settling via EF-CBF link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free C C C SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELxxxxx a-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DAKVDEFF trade date and time BIC MGTCBEBEECL Euroclear 22429 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //EOC 22429 //CEDELxxxxx a-With Matchingb MT540 Receive Free Seq M :98a: :TRAD //trade date and time C C C C C :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time ///SICV/00000641/CEDE xxxxx a //NCSD/DAKVDEFF //MGTCBEBEECL /ECLR/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 83 German government bonds only, settling via EF-CBF link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9907 Name and Address CEDELULL/xxxxx a 7201 M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Seller Party Account Other Settlement Parties: Type Format Party Account DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 72250000 BIC CEDELULL xxxxxa Delivering Custodian Name and Address Clearstream Banking S.A. 00641 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9907 M :95Q: :BUYR //CEDELULL/xxxxx a M :97A: :SAFE //7201 MT540 Receive Free Seq B C E1 M M M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :DECU :SAFE :SELL :SAFE //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/72250000 //Clearstream Banking S.A. //00641 //CEDELULL //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 17 October 2016 84 Clearstream Banking Multi-Market Securities Guide French securities only, settling via EF-CBF link CreationOnline Deliver Free Oa M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Yes M M M SICVFRPPXXX trade date and time BIC SICVFRPPXXX BIC DAKVDEFFFR1 BIC CEDELULLXXX 7201 xxxxx c M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party DAKVDEFFXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 45000000 BIC bbbbbbbbbbb b Other Settlement Parties: Type Format Party Account Delivering Custodian BIC CEDELULLXXX SICVCEDELULLXXX000L10 a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb=BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M Oa M M :98a: :94F: :22F: :95P: :95R: :TRAD :SAFE :STCO :PSET :REAG //trade date and time //NCSD/SICVFRPPXXX /DLWM //SICVFRPPXXX //DAKVDEFFFR1 M :95P: :BUYR //CEDELULLXXX M :97A: :SAFE //7201 xxxxx c MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DAKVDEFFXXX M M M M M :95P: :95R: :95Q: :97A: :95P: :PSET :DEAG :DECU :SAFE :SELL //DAKVDEFFXXX /DAKV/45000000 //CEDELULLXXX //SICVCEDELULLXXX000L10 //bbbbbbbbbbb b a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb=BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 85 France - Hong Kong ISIN GB0005405286 - HSBC HOLD PLC Note: Direct transfers between France and Hong Kong cannot be processed. Transfers for ISIN GB0005405286 HSBC HOLD PLC should be made from France to UK and upon successful settlement from UK to Hong Kong as stated in this document. 17 October 2016 86 Clearstream Banking Multi-Market Securities Guide France - Ireland Limited Irish and French securities, settling via EF-Euroclear UK & Ireland link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address 53079 CEDELULLxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CrestCo - GB, IE 56XKK Name and Address EGSP/641/49584W/xxxxx a Stamp Duty Status IE Exempt a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95Q: :97A: :PSET :REAG :BUYR :SAFE //SICVFRPP /EGSP/9913 //53079 //CEDELULLxxxxx a MT540 Receive Free Seq B C E E1 M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 /CRST/IEYX //CRSTGB22 /CRST/56XKK //EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: Customers are strongly recommended to send their instructions on SD-1. Clearstream Banking Multi-Market Securities Guide 17 October 2016 87 France - Japan ISIN JP3973400009 - RICOH CO.LTD securities only, settling via Euroclear France - EOC link Bridge CreationOnline Deliver Free M M M M M M M Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free YES C C C SICVFRPPXXX trade date and time BIC SICVFRPPXXX Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULLxxxxx a-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party JJSDJPJTXXX trade date and time BIC MGTCBEBEECL Euroclear 22429 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/SICVFRPPXXX //SICVFRPPXXX /EGSP/9913 //EOC 22429 //CEDELULLxxxxx a-With Matchingb MT540 Receive Free Seq M :98a: :TRAD //trade date and time C C C C C :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time ///SICV/00000641/CEDE xxxxx a //NCSD/JJSDJPJTXXX //MGTCBEBEECL /ECLR/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). 17 October 2016 88 Clearstream Banking Multi-Market Securities Guide France - Luxembourg ISIN LU0088087324 Europeenne des Satellites Global securities only, settling via Euroclear France CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free C C C SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULL xxxxx a-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party PARBLULL trade date and time BIC MGTCBEBEECL Euroclear 22429 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE MT540 Receive Free Seq M :98a: :TRAD //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //EOC 22429 //CEDELULL xxxxx a-With Matchingb C C C C C :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time ///SICV/00000641/CEDE xxxxx a //CUST/PARBLULL //MGTCBEBEECL /ECLR/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and “with matching”. ISIN LU0012113584 Plantations Terres Rouges securities only, settling physically CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free SICVFRPP trade date and time Country Code FR - France Physical Name and Address Banque Generale du Luxembourg S.A. 50 ave J.F.Kennedy L-2951 Luxembourg BIC CEDELULL ACCT xxxxx a and name of beneficiary not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M //trade date and time //NCSD/SICVFRPP //FR //Banque Generale du Luxembourg S.A. 50 ave J.F.Kennedy L-2951 Luxembourg M :95P: :BUYR //CEDELULL M :97A: :SAFE //ACCT xxxxx a and name of beneficiary :98a: :94F: :95C: :95Q: :TRAD :SAFE :PSET :REAG Seq B C E1 MT540 Receive Free not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Clearstream Banking Multi-Market Securities Guide 17 October 2016 89 France - Norway ISIN NO0005052605 - NORSK HYDRO A/S only, settling via EF-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 BIC NDEANOKK EOC91365/DNBANOKC/CEDELULL/xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK BIC MGTCBEBEECL 22429/641/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //SICVFRPP /EGSP/9913 //NDEANOKK //EOC91365/DNBANOKC/CEDELULL/xxxxx a Seq MT540 Receive Free B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //MGTCBEBEECL //22429/641/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. ISIN FR0000120164 - CIE.DE Geophysique ORD BR only, settling via EF-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL EGSP/0030 BIC DNBANOKC 49673V M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC MGTCBEBEECL 22429/EGSP641/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //SICVFRPP /EGSP/0030 //DNBANOKC //49673V Seq MT540 Receive Free B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //MGTCBEBEECL //22429/EGSP641/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 17 October 2016 90 Clearstream Banking Multi-Market Securities Guide France - Poland ISIN LU0122624777 - Orco Property Group SA only, settling via CBL - KDPW link CreationOnline Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party SICVFRPP trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxxa M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a Crossborder a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //9240000/CBL/xxxxx a //NCSD/SICVFRPP //CEDELULL /CEDE/72457 Seq MT540 Receive Free B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //Crossborder //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged. For late sameday transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 91 France - South Africa ISIN BMG988431240 - SHS ZAMBIA COPPER INV ISIN BMG9887P1068 - ZCI LIMITED ORD ISIN ZAE000015228 - HARMONY GOLD MINING COMPANY LTD ISIN ZAE000018123 - GOLD FIELDS ISIN ZAE000043485 - ANGLOGOLD ASHANTI LTD ISIN ZAE000058723 - DRD Gold Mines Limited only, settling via EF - STRATE-link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9930 BIC SCBLZAJJSSU ZA0000323394 NCBO/account transfer M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative Beneficial Ownership Indicator STRAZAJJ trade date and time BIC STRAZAJJ BIC SBZAZAJJ Name and Address SICVFRPP/641/CEDELULL/xxxxx a ZA0400636492 ACCOUNT TRANSFER No change of beneficial owner a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///NCBO/ACCOUNT TRANSFER M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //SICVFRPP /EGSP/9930 //SCBLZAJJSSU //ZA0000323394 MT540 Receive Free Seq B C E E1 M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :BENE :PSET :DEAG :SELL :SAFE //trade date and time //ACCOUNT TRANSFER //NCSD/STRAZAJJ //NBEN //STRAZAJJ //SBZAZAJJ //SICVFRPP/641/CEDELULL/xxxxx a //ZA0400636492 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: The customer must send a free-format message. 17 October 2016 92 Clearstream Banking Multi-Market Securities Guide France - Spain ISIN NL0000235190 - EADS only, settling via EF-Iberclear link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 609 BIC BBVAESMM 0182/CEDELULL/xxxxx a CLEARSTREAM BANKING S.A. M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative IBRCESMM trade date and time BIC IBRCESMMSCL BIC ESESFRPPINT Name and Address EGSP 641 CEDELULL CEDELULL/xxxxx a /O/INCLUSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CLEARSTREAM BANKING S.A. //NCSD/SICVFRPP //SICVFRPP /EGSP/609 //BBVAESMM //0182/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time ///O/INCLUSION //NCSD/IBRCESMM //IBRCESMMSCL //ESESFRPPINT //EGSP 641 CEDELULL //CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. For securities received in Spain, the fees on page 260 apply. Note: Customers are strongly recommended to send their instructions on SD-1 before 18:00 and must send a free format message to settlement team in charge of Spain. Clearstream Banking Multi-Market Securities Guide 17 October 2016 93 Eligible Spanish equities only, settling via Euroclear France-EOC link CreationOnline Deliver Free M M M M M M M Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free YES C C C SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULLxxxxx a-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IBRCESMM trade date and time BIC MGTCBEBEECL Euroclear 22429 Settlement Processing Narrative /SICV/00000641/CEDExxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M M C :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STCO :PSET :REAG :BUYR :SAFE //NCSD/SICVFRPP //DLWM //SICVFRPP /EGSP/9913 //EOC 22429 //CEDELULLxxxxx a-With Matchingb E1 MT540 Receive Free C :98a: :TRAD //trade date and time C :70E: :SPRO ///SICV/00000641/CEDExxxxx a C :94F: :SAFE //NCSD/IBRCESMM C :95P: :PSET //MGTCBEBEECL C :95R: :DEAG /ECLR/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. For securities received in Spain, the fees on page 260 apply. Note: Customers are strongly recommended to send their instructions on SD-1 before 18:00 and must send a free format message to settlement team in charge of Spain. 17 October 2016 94 Clearstream Banking Multi-Market Securities Guide ISIN FR0010251744 - LYXOR ETF IBEX 35 ORD BR ISIN FR0010429068 - LYXOR ETF MSCI EMERG.MKTS A ISIN FR0010762492 - LYXOR ETF IBEX 35 INVERSO (FCP) securities only, settling via EF-Iberclear link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 042 BIC SOGEESMMAGM 0108 Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party IBRCESMM trade date and time BIC IBRCESMMXXX BIC SOGEESMMAGM BIC SOGEFRPPXXX M Settlement Processing Narrative M Beneficial Ownership Indicator REGI SOGEFRPPXXX INCLUSION FROM EGSP 641 CEDELULL account xxxxx a Change of Beneficial Owner M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M :94F: :SAFE //NCSD/SICVFRPP C E E1 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //SICVFRPP /EGSP/042 //SOGEESMMAGM //0108 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //REGI SOGEFRPPXXX INCLUSION FROM EGSP 641 CEDELULL account xxxxx a M :94F: :SAFE //NCSD/IBRCESMM M :22F: :BENE //YBEN M :95P: :PSET //IBRCESMMXXX M :95P: :DEAG //SOGEESMMAGM M :95P: :SELL //SOGEFRPPXXX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: Please send a free-format message authorising CBL to debit an additional service fee charged by transfer agent Société Générale. Minimum fee is EUR 100 plus EUR 0.05 per share Clearstream Banking Multi-Market Securities Guide 17 October 2016 95 France - Switzerland Eligible Swiss equities, settling via EF-Intersettle link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULLxxxxx a-With Matchingb C C C C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party INSECHZZ trade date and time BIC MGTCBEBEECL Euroclear 22429 C Settlement Processing Narrative /SICV/00000641/CEDE xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //EOC 22429 //CEDELULLxxxxx a-With Matchingb MT540 Receive Free Seq C C C C C :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time ///SICV/00000641/CEDE xxxxxa //NCSD/INSECHZZ //MGTCBEBEECL /ECLR/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 15.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 17 October 2016 96 Clearstream Banking Multi-Market Securities Guide I France - UK UK equities settling via EF-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free Receive Free Not applicable Not applicable Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free MT540 Receive Free Seq Not applicable Not applicable CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and address 91632 CEDELULL xxxxxb M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo nnnnna Name and Address EGSP/641/49584W/xxxxx b Stamp Duty Status UK Transfer Between CSP or ADR Accounts a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95Q: :97A: :PSET :REAG :BUYR :SAFE //SICVFRPP /EGSP/9913 //91632 //CEDELULL xxxxx b MT540 Receive Free Seq B C E E1 M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/nnnnna //EGSP/641/49584W/xxxxx b a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 97 Limited French securities only, settling via EF-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 29910 Name and address GB100554 CREST 00XJJ/CEDELULL xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address EGSP/641/49584W/xxxxx a Stamp Duty Status UK No Change of Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95Q: :97A: :PSET :REAG :BUYR :SAFE //SICVFRPP /EGSP/29910 //GB100554 //CREST 00XJJ/CEDELULL xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 29910 Name and address GB100554 CREST 14XKL/CEDELULL xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/29910 //GB100554 //CREST 14XKL/CEDELULL xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 98 Clearstream Banking Multi-Market Securities Guide ISIN ZM0000000037 - ZZCM, settling physically CreationOnline 0.5% SDRT1 Deliver Free M M M M Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party M Buyer Party M Settlement Processing Narrative Receive Free trade date and time Yes Country Code FR - Physical Name and Address Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland Name and address Vidacos Nominees acc: CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Certificats Représentatifs M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M Place of Settlement Party Delivering Agent Party BIC CRSTGB22 CRESTCo Physical M Seller Party Name and Address BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France M Stamp Duty Status UK No Change of Beneficial Ownership (if customer the same; otherwise, blank) M Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Certificats Représentatifs M :22F: :STCO //PHYS M :95P: :PSET //FR M :95Q: :REAG //Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland M :95Q: :BUYR //Vidacos Nominees acc: CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) E1 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/Physical M :95Q: :SELL //BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and details of the delivery. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 99 CreationOnline 1.5% SDRT1 Deliver Free M M M M Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party M Buyer Party M Settlement Processing Narrative Receive Free trade date and time Yes Country Code FR - Physical Name and Address Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland Name and address Vidacos Nominees acc: CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Certificats Représentatifs M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M Place of Settlement Party Delivering Agent Party BIC CRSTGB22 CRESTCo Physical Seller Party Name and Address BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France M M Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Certificats Représentatifs M :22F: :STCO //PHYS M :95P: :PSET //FR M :95Q: :REAG //Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland M :95Q: :BUYR //Vidacos Nominees acc: CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/Physical M :95Q: :SELL //BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and details of:the delivery. Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. 17 October 2016 100 Clearstream Banking Multi-Market Securities Guide ISIN GB00B00FHZ82 - Gold Bullion Sec. only, settling via EF-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and address CREST 00XJJ/CEDELULL xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo EOC Name and Address EGSP/641/49584W/ xxxxx a UK No Change of Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPP M :95P: :PSET //SICVFRPP M :95R: :REAG /EGSP/9913 M :95Q: :BUYR //CREST 00XJJ/CEDELULL xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/EOC //EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL fee schedule, plus EUR 10 per delivery instruction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and address CREST 14XKL/CEDELULL xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo EOC Name and Address EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //CREST 14XKL/CEDELULL xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/EOC //EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL fee schedule, plus EUR 10 per delivery instruction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 101 UK stamp exempt ETFS securities only, settling via EF-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and address 52023 CEDELULL xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 56XKK Name and Address EGSP/641/49584W/ xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //52023 //CEDELULL xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/56XKK //EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL fee schedule, plus EUR 10 per delivery instruction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and address 91632 CEDELULL xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 56XKK Name and Address EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //91632 //CEDELULL xxxxx a MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/56XKK M :95Q: :SELL //EGSP/641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL fee schedule, plus EUR 10 per delivery instruction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 102 Clearstream Banking Multi-Market Securities Guide France - U.S.A. Eligible U.S. equities only, settling via EOC EFR link CreationOnline Deliver Free M M M M M M M Deliver without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free YES M M M SICVFRPP trade date and time BIC SICVFRPPXXX Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULL xxxxx a - With Matchingb M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DTCYUS33XXX trade date and time BIC MGTCBEBEECL Euroclear 22429 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free B M M M M M M C E E1 :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STCO :PSET :REAG :BUYR :SAFE //NCSD/SICVFRPP //DLWM //SICVFRPPXXX /EGSP/9913 //EOC 22429 //CEDELULL xxxxx a - With Matchingb MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :98a: :TRAD //trade date and time M :70E: :SPRO ///SICV/00000641/CEDE xxxxx a M :94F: :SAFE //NCSD/DTCYUS33XXX M :95P: :PSET //MGTCBEBEECL M :95R: :DEAG /ECLT/22429 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. ISIN NL0000233427 - COMPLETEL EUROPE NV only, settling via EF-DTC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 for non-French securities BIC CITIUS33 DTC 923/089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 923 BIC MGTCJES1 EGSP641/49584W/CBLxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 for non-French securities //CITIUS33 //DTC 923/089154 CSCxxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/0923 //MGTCJES1 //EGSP641/49584W/CBLxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 103 ISIN NL0010489522 - CONSTELLIUM N.V. ORD only, settling via EF-DTC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M SICVFRPP trade date and time BIC SICVFRPP EGSP 9913 BIC CITIUS33 DTC908/089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC 902 BIC CHASUS33 G54115EURO22429/EGSP641/CBLxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //CITIUS33 //DTC908/089154 CSCxxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/902 //CHASUS33 //G54115EURO22429/EGSP641/CBLxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fees for U.S.A., as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and details of the delivery. 17 October 2016 104 Clearstream Banking Multi-Market Securities Guide Germany - Austria German equities settling via CBF-OeKB CSD link CreationOnline Deliver Free M M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 72170000 Buyer Party Account Other Settlement Parties: Type Format Party Account BIC CEDELULL xxxxx a Receiving Custodian M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account OCSDATWW trade date and time BIC OCSDATWW BIC DAKVDEFF 7201 BIC CEDELULL xxxxx a Name and Address Clearstream Banking S.A: 243900 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/72170000 M M M M :95Q: :97A: :95P: :97A: :RECU :SAFE :BUYR :SAFE //Clearstream Banking S.A. //243900 //CEDELULL //xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE //trade date and time //NCSD/OCSDATWW //OCSDATWW //DAKVDEFF //7201 M :95P: :SELL //CEDELULL M :97A: :SAFE //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 105 Austrian equities and bonds settling via CBF-OeKB CSD link CreationOnline Deliver Free M M M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Processing Indicator Place of Settlement Party Receiving Agent Party DAKVDEFF trade date and time Optional BIC DAKVDEFF Clearstream Banking Frankfurt 72200000 Buyer Party Account Other Settlement Parties: Type Format Party Account BIC CEDELULL xxxxx a Receiving Custodian M M Place of Safekeeping Trade Date/Time OCSDATWW trade date and time M Place of Settlement Party Delivering Agent Party Account Seller Party Account BIC OCSDATWW BIC DAKVDEFF 7201 BIC CEDELULL xxxxx a M M M M Name and Address Clearstream Banking S.A: 243900 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :22F: :95P: :95R: :TRAD :SAFE :RTGS :PSET :REAG //trade date and time //NCSD/DAKVDEFF //YRTG //DAKVDEFF /DAKV/72200000 M M M M :95Q: :97A: :95P: :97A: :RECU :SAFE :BUYR :SAFE //Clearstream Banking S.A. //243900 //CEDELULL //xxxxx a Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/OCSDATWW M :95P: :PSET //OCSDATWW M :95P: :DEAG //DAKVDEFF M :97A: :SAFE //7201 M :95P: :SELL //CEDELULL M :97A: :SAFE //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of Germany, providing the instruction reference. 17 October 2016 106 Clearstream Banking Multi-Market Securities Guide Germany - Belgium German equities and bonds settling via CBF-EBE link CreationOnline Deliver Free Oa M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Receive Free Yes M M M DAKVDEFF trade date and time BIC MGTCBEBEECL Euroclear 22152 M M M Settlement Processing Narrative Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CIKBBEBB trade date and time BIC CIKBBEBB Euronext - BE, FR, NL 9914 Name and Address EOC 22152 CEDELULL/xxxxx b /SICV/00000641 a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M Oa M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time //SICV/00000641 //NCSD/MGTCBEBEECL /DLWM //DAKVDEFF //ECLR/22152 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/CIKBBEBB M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //CIKBBEBB /EGSP/9914 //EOC 22152 //CEDELULL/xxxxx b a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 107 Belgian equities settling via CBF-EBE link CreationOnline Deliver Free Oa M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Other Settlement Parties Type Format Party Account Receive Free Yes M M M DAKVDEFFXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 44980000 BIC bbbbbbbbbbb b M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CIKBBEBBXXX trade date and time BIC CIKBBEBBXXX BIC DAKVDEFFBE1 BIC CEDELULLXXX CEDELULL/xxxxx c Receiving Custodian BIC CEDELULLXXX CIKBCEDELULLXXX000L10 a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb=BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M Oa M M M :98a: :94F: :22F: :95P: :95R: :95P: :TRAD :SAFE :STCO :PSET :REAG :BUYR //trade date and time //NCSD/DAKVDEFFXXX /DLWM //DAKVDEFFXXX //DAKV/44980000 //bbbbbbbbbbb b M :95P: :RECU //CEDELULLXXX M :97A: :SAFE //CIKBCEDELULLXXX000L10 MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CIKBBEBBXXX M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //CIKBBEBBXXX //DAKVDEFFBE1 //CEDELULLXXX //CEDELULL/xxxxx c a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb=BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. 17 October 2016 108 Clearstream Banking Multi-Market Securities Guide Germany - Canada Canadian equities settling via CBF-DTC link CreationOnline Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 79110000 Name and Address RBCT/080000630001/xxxxx a Other Settlement Parties: Type Format Party Account Receiving Custodian M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CDSLCATT trade date and time BIC CDSLCATT CDS-CA ACSI DTC 00002000 7201/xxxxx a Name and Address RBC 05099 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :95Q: :TRAD :SAFE :PSET :REAG :RECU :SAFE :BUYR //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/79110000 //RBC //05099 //RBCT/080000630001/xxxxx a MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/CDSLCATT //CDSLCATT /CDSL/ACSI M :95R: :SELL /DTCYID/00002000 M :97A: :SAFE //7201/xxxxxb a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message for the delivery instruction to the Settlement team in charge of Germany, providing the trade details. Clearstream Banking Multi-Market Securities Guide 17 October 2016 109 Germany - Denmark Eligible Danish equities only, settling via VP-CBF link CreationOnline Deliver Free O M M M M M M M M M Deal price Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Other Settlement Parties: Type Format Party Account Receive Free O M M M deal price DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 44900000 (VP´s account in CBF for Danish securities) BIC CEDELULL xxxxx ª Receiving Custodian M M M M Name and Address Clearstream Banking S.A. 11900 (CBL´s omnibus account in VP) M M Deal price Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Other Settlement Parties: Type Format Party Account deal price VPDKDKKK trade date and time BIC VPDKDKKK VPDK - DK 17100 (CBF´s omnibus account for Danish securities at VP) BIC CEDELULL xxxxxa Delivering Custodian Name and Address Clearstream Banking S.A. 72010000 a. xxxxx= The Clearstream Banking customer´s 5-digit account number Creation via SWIFT MT542 Deliver Free O M M M M :90a: :98a: :94F: :95P: :95R: :DEAL :TRAD :SAFE :PSET :REAG M M M M :95Q: :97A: :95P: :97A: :RECU :SAFE :BUYR :SAFE MT540 Receive Free Seq //DEAL price //trade date and time //NCSD/DAKVDEFF //DAKVDEFF //DAKV/44900000 (VP´s account in CBF for Danish securities) //Clearstream Banking S.A. //11900 (CBL´s omnibus account in VP) //CEDELULL //xxxxxª B C E1 O M M M M :90a: :98a: :94F: :95P: :95R: :DEAL :TRAD :SAFE :PSET :DEAG M M M M :95Q: :97A: :95P: :97A: :DECU :SAFE :SELL :SAFE //DEAL price //trade date and time //NCSD/VPDKDKKK //VPDKDKKK //VPDK/17100 (CBF´somnibus account for Danish securities at VP) //Clearstream Banking S.A. //72010000 //CEDELULL //xxxxxa a. xxxxx= The Clearstream Banking customer´s 5-digit account number 17 October 2016 110 Clearstream Banking Multi-Market Securities Guide Germany - France German government debt securities only, settling via CBF-EF link CreationOnline Deliver Free M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Other Settlement Parties: Type Format Party Account Receive Free M M M DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 72250000 BIC CEDELULL xxxxx a Receiving Custodian M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9907 Name and Address 7201/CBF CEDELULL xxxxx a Name and Address Clearstream Banking S.A. 00641 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free Seq MT540 Receive Free M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time M M M M M M M C E1 M :94F: :SAFE //NCSD/SICVFRPP M :95P: :PSET //SICVFRPP M :95R: :DEAG /EGSP/9907 :94F: :95P: :95R: :95Q: :97A: :95P: :97A: :SAFE :PSET :REAG :RECU :SAFE :BUYR :SAFE //NCSD/DAKVDEFF //DAKVDEFF /DAKV/72250000 //Clearstream Banking S.A. //00641 //CEDELULL //xxxxx a M :95Q: :SELL //7201/CBF M :97A: :SAFE //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Clearstream Banking Multi-Market Securities Guide 17 October 2016 111 French securities only, settling via CBF-EF link CreationOnline Deliver Free Oa M M M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Other Settlement Parties: Type Format Party Account Receive Free Yes DAKVDEFFXXX trade date and time M M Place of Safekeeping Trade Date/Time SICVFRPPXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 45000000 BIC bbbbbbbbbbb b M Place of Settlement Party Delivering Agent Party Seller Party Account BIC SICVFRPPXXX BIC DAKVDEFFFR1 BIC CEDELULLXXX 7201 xxxxx c M M M Receiving Custodian BIC CEDELULLXXX SICVCEDELULLXXX000L10 a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb=BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M Oa M M M :98a: :94F: :22F: :95P: :95R: :95P: :TRAD :SAFE :STCO :PSET :REAG :BUYR //trade date and time //NCSD/DAKVDEFFXXX //DLWM //DAKVDEFFXXX /DAKV/45000000 //bbbbbbbbbbbb M :95P: :RECU //CEDELULLXXX M :97A: :SAFE //SICVCEDELULLXXX000L10 MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPPXXX M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPPXXX //DAKVDEFFFR1 //CEDELULLXXX //7201 xxxxxc a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb = BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. 17 October 2016 112 Clearstream Banking Multi-Market Securities Guide Eligible German securities only, settling via CBF-EF link CreationOnline Deliver Free M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Receive Free Yes M M M DAKVDEFF trade date and time BIC MGTCBEBEECL Euroclear 22429 M M M Settlement Processing Narrative Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULL xxxxx a /SICV/00000641 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time //SICV/00000641 //NCSD/DAKVDEFF //DLWM //MGTCBEBEECL /ECLR/22429 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/9913 //EOC 22429 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of Germany, providing the instruction reference. Clearstream Banking Multi-Market Securities Guide 17 October 2016 113 Germany - Ireland ISIN IE00B3X0KQ36 - UBS ETFs plc - FTSE 100 SF UCITS ETF (GBP) A-acc ISIN IE00B454X613 - SPDR MSCI EM LATIN AMERICA ETF ISIN IE00B4613386 - SSGA SPDR ETFS EUR.I-B.CAP.EM.M.L.BD ETF ISIN IE00B466KX20 - SPDR MSCI EM ASIA ETF ISIN IE00B469F816 - SPDR MSCI EMERGING MARKETS ETF ISIN IE00B48X4842 - SPDR MSCI EMER.MKTS SM.CAP ETF ISIN IE00B4YBJ215 - SSGA SPDR ETFS EUR.I-S+P US MID.400 ETF ISIN IE00B5M1WJ87 - SSGA SPDR E.E.I PLC S.S+P E.D.A.UCIT.ETF ISIN IE00B5TZCY80 - UBS ETFs plc - MSCI Canada SF UCITS ETF (CAD) A-acc ISIN IE00B6S2Z822 - SSGA SPDR ETFS EUR-S+P UK DIVID.ARISTOC. ISIN IE00B6YX5B26 -SPDR S&P Emerging Markets Dividend UCITS ETF ISIN IE00B6YX5D40 - SPDR S+P US DIVIDEND ARISTOCRATS ETF ISIN IE00B6YX5M31 - SSGA SPDR ETFS EUR.I-B.CAP.EUR.H.Y.BD ETF ISIN IE00B7452L46 - SSGA SPDR ETFS EUR-FTSE UK All Shares EUR ISIN IE00B7GBL799 - SSGA SPDR ETFS EUR.I-CITI AS.L.GOV.BD ETF ISIN IE00B7LFXY77 - SSGA SPDR ETFS EUR.I-SP.BO.M.L.E.M.BD ETF ISIN IE00B7MXFZ59 - SPDR Barclays EM Inflation Linked Local Bond UCITS ETF ISIN IE00B802KR88 - SSGA SPDR ETFS EUR.I-S+P 500 LOW VOL.ETF ISIN IE00B9KNR336 - SPDR S&P Pan Asia Dividend Aristocrats UCITS ETF ISIN IE00BCBJFC69 - SSGA SPDR ETFS EU.II-MSCI EM BE.BR.UC.ETF ISIN IE00BJ0KDR00 - db x-trackers MSCI USA Index UCITS ETF ISIN IE00BNH72088 - SSGA SPDR ETFS EU.II-SPDR TH.R.G.C.BD ETF CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 70150000 Name and Address State Street Transfer Agency Settlement processing Narrative CEDELULL in fav. xxxxx a M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 08XHX Name and Address State Street Transfer Agency IE Exempt a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 114 Clearstream Banking Multi-Market Securities Guide Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CEDELULL in fav. xxxxx a M :94F: :SAFE //NCSD/DAKVDEFF M :95P: :PSET //DAKVDEFF M :95R: :REAG /DAKV/70150000 M :95Q: :BUYR //State Street Transfer Agency MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :DEAG :SELL //NCSD/CRSTGB22 /CRST/IEYX //CRSTGB22 /CRST/08XHX //State Street Transfer Agency a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the OAA unit on SD-1, with transaction details (for example: CBL account xxxxx; CRESTxxxxxifoxxx; CASCADE account; CASCADE reference; booking date) and a free-format message to the OEU unit, providing the instruction reference. Clearstream Banking Multi-Market Securities Guide 17 October 2016 115 ISIN IE00B5MTWD60 - SOURCE MARKETS PLC-DJ ST.600 OP.BK.S.ETF ISIN IE00B60SX170 - SOURCE MARKETS PLC-MSCI USA SOURCE ETF-A . ISIN IE00B60SX287 - SOURCE MARKETS PLC-MSCI JAPAN A ISIN IE00B60SX402 - SOURCE MKT.SOURCE RUSS.2000 UCITS ETF A securities ISIN IE00B60SX394 - SOURCE MARKETS PLC MSCI WORLD SOURCE ETF only, settling via local agents CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free M M M DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 70150000 Name and Address Northern TrustTransfer Agency CEDELULL in fav. xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CrestCo - GB, IE MMKAV Name and Address Northern Trust Transfer Agency Stamp Duty Status IE Exempt a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :REAG :BUYR //trade date and time //CEDELULL in fav. xxxxxa //NCSD/NCSD/DAKVDEFF //DAKVDEFF /DAKV/70150000 //Northern TrustTransfer Agency MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB”” //CRSTGB22 /CRST/MMKAV /REDEEM a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the OAA unit on SD-1, with transaction details (for example: CBL account xxxxx; CRESTxxxxxifoxxx; CASCADE account; CASCADE reference; booking date) and a free-format message to the OEU unit, providing the instruction reference. 17 October 2016 116 Clearstream Banking Multi-Market Securities Guide Germany - Italy German equities and bonds settling via CBF-MT link CreationOnline Deliver Free M M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DAKVDEFFXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 75810000 Buyer Party Account Other Settlement Parties: Type Format Party Account BIC CEDELULLXXX xxxxx a Receiving Custodian M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMMXXX trade date and time BIC DAKVDEFFXXX BIC DAKVDEFFXXX 7201 BIC CEDELULLXXX xxxxx a Name and Address Clearstream Banking S.A. 0000012932 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG M M M M :95Q: :97A: :95P: :97A: :RECU :SAFE :BUYR :SAFE //trade date and time //NCSD/DAKVDEFFXXX //DAKVDEFFXXX /DAKV/75810000 //Clearstream Banking S.A. //0000012932 //CEDELULLXXX //xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE //trade date and time //NCSD/MOTIITMMXXX //DAKVDEFFXXX //DAKVDEFFXXX //7201 M :95P: :SELL //CEDELULLXXX M :97A: :SAFE //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to OEU Unit providing the instruction details. Clearstream Banking Multi-Market Securities Guide 17 October 2016 117 Italian equities and bonds settling via CBF-MT link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Receiving Custodian Party Account Buyer Party Receive Free M M M DAKVDEFFXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 48510000 BIC CEDELULLXXX 1293200 BIC xxxxxxxxxxx b M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMMXXX trade date and time BIC MOTIITMMXXX BIC DAKVDEFFXXX 7201 BIC CEDELULLXXX xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. xxxxxxxxxxx=BIC11 of receiving Clearstream Banking customer. Creation via SWIFT MT542 Deliver Free M M M M :97A: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/DAKVDEFFXXX //DAKVDEFFXXX /DAKV/48510000 M :95P: :RECU //CEDELULLXXX M :97A: :SAFE //1293200 M :95P: :BUYR //xxxxxxxxxxx a a. MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95P: :94A: :TRAD :SAFE :PSET :DEAG :SAFE //trade date and time //NCSD/MOTIITMM //MOTIITMM //DAKVDEFFXXX //7201 M :95P: :SELL //CEDELULLXXX M :97A: :SAFE xxxxx a xxxxxxxxxxx=BIC11 of receiving Clearstream Banking customer. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of Germany, providing the instruction reference. 17 October 2016 118 Clearstream Banking Multi-Market Securities Guide Germany - Netherlands Dutch equities, bonds and ISIN GB00B03MLX29 - Royal Dutch Shell -A- settling via CBF-ENL link CreationOnline Deliver Free Oa M M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Other Settlement Parties: Type Format Party Account Receive Free Yes M M M DAKVDEFF trade date and time BIC DAKVDEFFXX Clearstream Banking Frankfurt 44990000 BIC bbbbbbbbbbbb M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2A trade date and time BIC NECINL2AXXX BIC DAKVDEFFNL1 BIC CEDELULLXXX 7201 xxxxxc Receiving Custodian BIC CEDELULLXXX NECICEDELULLXXX000L10 a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb = BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M Oa M M M :98a: :94F: :22F: :95P: :95R: :95P: :TRAD :SAFE :STCO :PSET :REAG :BUYR //trade date and time //NCSD/DAKVDEFFXXX /DLWM //DAKVDEFFXXX /DAKV/72140000 //bbbbbbbbbbbb MT540 Receive Free Seq B C E E1 M :95P: :RECU //CEDELULLXXX M :97A: :SAFE //NECICEDELULLXXX000L10 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/NECINL2AXXX M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //NECINL2AXXX //DAKVDEFFNL1 /CEDELULLXXX //7201 xxxxx c a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb = BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Eligible German equities only settling via CBF-ENL link CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Delivery Without Matching Place of Settlement Party Receiving Agent Party Receive Free DAKVDEFF trade date and time Yes M M Place of Safekeeping Trade Date/Time NECINL2A trade date and time BIC MGTCBEBEECL Euroclear 24180 M Place of Settlement Party Delivering Agent Party Seller Party Account BIC NECINL2A Euronext - BE,FR,NL 9919 Name and Address EOC 24180 CEDELULL xxxxx a M Settlement Processing /SICV/00000641/CED xxxxxa Narrative a. xxxxx=The Clearstream Banking customer’s 5-digit account number. M Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time //SICV/00000641/CED xxxxxa //NCSD/DAKVDEFF //DLWM //MGTCBEBEECL /ECLR/24180 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/NECINL2A M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //NECINL2A /EGSP/9919 //EOC 24180 //CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Clearstream Banking Multi-Market Securities Guide 17 October 2016 119 Fees: On request or standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of Germany providing the instruction reference. 17 October 2016 120 Clearstream Banking Multi-Market Securities Guide Germany - Poland ISIN DE0003304200 - BMP AG only, settling via CBL-KDPW link CreationOnline Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DAKVDEFF trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxx a M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CROSSBORDER a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //9240000/CBL/xxxxx a //NCSD/DAKVDEFF //CEDELULL /CEDE/72457 MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CROSSBORDER //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged. Clearstream Banking Multi-Market Securities Guide 17 October 2016 121 Germany - Singapore LU0494592974 SHS DB X-TR.II-AUS.SSA BDS UCITS ETF 1C, transfer not possible Transfer of this security is not possible from Germany to Singapore. 17 October 2016 122 Clearstream Banking Multi-Market Securities Guide Germany - Spain Spanish bonds settling via CBF-Iberclear (CADE) link CreationOnline Deliver Free Receive Free M M M M In place of a Deliver Free instruction, please send a free-format message with the following details: Attn: OSG Settlement Frankfurt 1 Quantity: ISIN: Security Name: CBL Account: Trade Date: Value Date: SETTL-PARTY - Empfaenger P1: 0182T P2: BIC CEDELULLXXX P3: KTO xxxxx a M M M Place of Safekeeping Trade Date/Time Deal Price Place of Settlement Party Delivering Agent Party Seller Party Account IBRCESMMCDE trade date and time acquisition price BIC IBRCESMMCDE ESPB - ES 1870 BIC CEDELULLXXX 7201 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free In place of a MT542 instruction, please send a free-format message with the following details: Attn: OSG Settlement Frankfurt 1 Quantity: ISIN: Security Name: CBL Account: Trade Date: Value Date: SETTL-PARTY - Empfaenger P1: 0182T P2: BIC CEDELULLXXX P3: KTO xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :90A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE :DEAL //trade date and time //NCSD/IBRCESMMCDE //IBRCESMMCDE /ESPB/1870 //CEDELULLXXX //7201 //acquisition price a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 123 DB X-TRACKERS, ISIN DE000BAY0017 - BAYER AG settling via ARCO - Deutsche Bank - DAKV link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M DAKVDEFF trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 81290000 BIC DEUTGB22EEQ 100925815302 M M M M M EXCLUSION FROM SPANISH DOMESTIC MARKET VIA ARCO 0019 TO ARCO 182 M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Other Settlement Parties: Type Format Party Settlement Processing Narrative Beneficial Ownership Indicator IBRCESMMXXX trade date and time BIC IBRCESMMXXX BIC DEUTESBBXXX BIC DEUTGB22EEQ 7201 CEDELULL xxxxx a Delivering Custodian BIC DEUTGB22EEQ REGI DEUTGB22EEQ INCLUSION INTO THE SPANISH DOMESTIC MARKET Change of Beneficial Owner a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //EXCLUSION FROM SPANISH DOMESTIC MARKET VIA ARCO 0019 TO ARCO 182 M :94F: :SAFE //NCSD/DAKVDEFFXXX M :95P: :PSET //DAKVDEFFXXX M :95R: :REAG /DAKV/81290000 M :95P: :BUYR //DEUTGB22EEQ M :97A: :SAFE //100925815302 Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //REGI DEUTGB22EEQ INCLUSION INTO THE SPANISH DOMESTIC MARKET M :94F: :SAFE //NCSD/IBRCESMMXXX M :22F: :BENE //YBEN M :95P: :PSET //IBRCESMMXXX M :95P: :DEAG //DEUTESBBXXX M :95p: :DECU //DEUTGB22EEQ M :95Q: :SELL //DEUTGB22EEQ M :97A: :SAFE //7201 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of Spain, providing the instruction reference and authorising debit of additional fees by the agent. 17 October 2016 124 Clearstream Banking Multi-Market Securities Guide Germany - Switzerland German and Swiss securities only, settling via CBF-SIS link CreationOnline Deliver Free M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Other Settlement Parties: Type Format Party Account Receive Free M M M DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 71210000 BIC CEDELULL xxxxx a Receiving Custodian M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INSECHZZ trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 72010000 BIC CEDELULL xxxxx a Name and Address UBS AG CH100025 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :95P: :97A: :TRAD :SAFE :PSET :REAG :RECU :SAFE :BUYR :SAFE //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/71210000 //UBS AG //CH100025 //CEDELULL //xxxxx a MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/INSECHZZ //DAKVDEFF /DAKV/72010000 M :95P: :SELL //CEDELULL M :97A: :SAFE //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 125 Germany - UK Limited German securities only, settling via CBL-SIS-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Other Settlement Parties: Type Format Party Account Receive Free DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 71210000 BIC CEDELULL 00XJJ M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSECHZZ for DAKV.7201000 ifo xxxxx a Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) Receiving Custodian Name and Address CREST INTERNATIONAL GB100554 a. xxxxx=The CBL customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DAKVDEFF M M M M M M :95P: :95R: :95Q: :97A: :95P: :97A: :PSET :REAG :RECU :SAFE :BUYR :SAFE //DAKVDEFF /DAKV/71210000 //CREST INTERNATIONAL //GB100554 //CEDELULL //00XJJ MT540 Receive Free Seq B C E E1 M M M M M :98a: :94F: :22F: :95P: :95R: :TRAD :SAFE :STAM :PSET :DEAG //trade date and time //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR M :95Q: :SELL //INSECHZZ for DAKV.7201000 ifo xxxxx a a. xxxxx=The CBL customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of United Kingdom, providing the instruction reference. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 126 Clearstream Banking Multi-Market Securities Guide CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M M Place of Safekeeping Trade Date/Time Process Indicator Place of Settlement Party Receiving Agent Party Buyer Party Account Other Settlement Parties: Type Format Party Account Receive Free DAKVDEFF trade date and time Optional BIC DAKVDEFF Clearstream Banking Frankfurt 71210000 BIC CEDELULL 14XKL Receiving Custodian M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M Place of Settlement Party Delivering Agent Party Seller Party BIC CRSTGB22 CRESTCo XBDR Name and Address INSECHZZ for DAKV.7201000 ifo xxxxx a M M Name and Address Crest International GB100554 a. xxxxx=The CBL customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :97A: :95P: :97A: :TRAD :SAFE :RTGS :PSET :REAG :RECU :SAFE :BUYR :SAFE //trade date and time //NCSD/DAKVDEFF //YRTG //DAKVDEFF /DAKV/71210000 //Crest International //GB100554 //CEDELULL //14XKL Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/XBDR M :95Q: :SELL //INSECHZZ for DAKV.7201000 ifo xxxxx a a. xxxxx=The CBL customer’s 5-digit account number . Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of United Kingdom, providing the instruction reference. Clearstream Banking Multi-Market Securities Guide 17 October 2016 127 ISIN GB00B03MLX29 - ROYAL DUTCH SHELL A only, settling via CBF-ENL-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Receive Free M M M In place of a Deliver Free instruction, please send a free-format message with the following details: Attn: OEU Europe Continental Settlement Department Quantity: ISIN: Security Name: CBL Account: Trade Date: Value Date: Credit Account: 7214 Crest Account: 74332 Buyer: 52023 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 56XKJ UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) Creation via SWIFT 0.5% SDRT1 MT540 Receive Free Seq In place of an MT542, please send an MT599 with the following details: Attn: OEU Europe Continental Settlement Department Quantity: ISIN: Security Name: CBL Account: Trade Date: Value Date: Credit Account: 7214 Crest Account: 74332 Buyer: 52023 B C E E1 M M M M M :98a: :94F: :22F: :95P: :95R: :TRAD :SAFE :STAM :PSET :DEAG //trade date and time //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/56XKJ Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. CreationOnline 1.5% SDRT1 Receive Free M M M In place of a Deliver Free instruction, please send a free-format message with the following details: Attn: OEU Europe Continental Settlement Department Quantity: ISIN: Security Name: CBL Account: Trade Date: Value Date: Credit Account: 7214 Crest Account: 74332 Buyer: 91632 M C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 56XKJ UK Transfer Between CSP or ADR Accounts Creation via SWIFT 1.5% SDRT1 MT540 Receive Free Seq In place of an MT542, please send an MT599 with the following details: Attn: OEU Europe Continental Settlement Department Quantity: ISIN: Security Name: CBL Account: Trade Date: Value Date: Credit Account: 7214 Crest Account: 74332 Buyer: 91632 B C E E1 M M M M M :98a: :94F: :22F: :95P: :95R: :TRAD :SAFE :STAM :PSET :DEAG //trade date and time //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/56XKJ Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: Due to restrictions in the Dutch market, 1.5% SDRT will be charged but is reclaimable. Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 128 Clearstream Banking Multi-Market Securities Guide ISIN DE000A1C9YW6 - Ecommerce Alliance Ord Br ISIN LU0274209237 - DB X-Tracker Eur. ETF ISIN LU0274208692 - DB X-Trackers MSCI World TRN Index RTF 1C ISIN LU0274209740 - DB X-Trackers MSCI Japan ISIN LU0274210672 - DB X-Trackers MSCI USA TRN Index ETF 1C ISIN LU0292096186 - DB X-Trackers DJ St.Gl.Sel.Div.100 ETF 1D ISIN LU0292097234 - DB X-Trackers FTSE 100 ISIN LU0292101796 - DB X-Trackers DJ STOXX 600 Oil & Gas ISIN LU0292103651 - DB X-Trackers DJ STOXX 600 Banks ISIN LU0292106241 - DB X-Trackers SHORTDAX ETF 1C ISIN LU0292106753 - DB X-Trackers DJ ETF ISIN LU0292107645 - DB X-Trackers MSCI Emerging Market ISIN LU0292108619 - DB X-Trackers LATAM ETF ISIN LU0292109005 - DB X-Trackers MSCI EM EMEA ISIN LU0292109344 - DB X-Trackers MSCI Brazil ISIN LU0292109690 - DB X-Trackers S+P CNX NIFTY ETF 1C ISIN LU0292109856 - DB X-Trackers FTSE/XINHUA CHINA 25 ETF 1C ISIN LU0322251520 - DB X-Trackers S&P 500 Short ETF ISIN LU0322252924 - DB X-Trackers FTSE Vietnam ETF securities ISIN LU0328473581 - DB X-Trackers FTSE 100 ISIN LU0328476410 - DB X-Trackers S+P Select Frontier ETF 1C ISIN LU0356591882 - DB X-Trackers USD Money Mkt ETF 1C ISIN LU0476289623 - DB X-Trackers MSCI INfo. Trn In. ETF 1C only, settling via EB - Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DAKVDEFF trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ M Place of Safekeeping CRSTGB22 M Place of Settlement Party Delivering Agent Party Seller Party BIC CRSTGB22 CRESTCo UK, IE XBDR Name and Address CEDE/xxxxxa M M a. xxxxx=The CBL customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //00XJJ //NCSD/DAKVDEFF //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxxa a. xxxxx=The CBL customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 129 CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DAKVDEFF trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL M Place of Safekeeping CRSTGB22 M Place of Settlement Party Delivering Agent Party Seller Party BIC CRSTGB22 CRESTCo UK, IE XBDR Name and Address CEDE/xxxxxa M M a. xxxxx=The CBL customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //14XKL //NCSD/DAKVDEFF //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxxa a. xxxxx=The CBL customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 130 Clearstream Banking Multi-Market Securities Guide ISIN DE000A0B65S3 - Paion AG, settling via removal by local registrar CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 7015000 Name and Address Capita IRG 100961636800 CEDELULL ifo CBL acc. xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R033 Name and Address Capita IRG a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CEDELULL ifo CBL acc. xxxxx a //NCSD/DAKVDEFF //DAKVDEFF /DAKV/7015000 //Capita IRG //100961636800 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/R033 //Capita IRG a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: Customers must send a free-format message to the OUI Unit with the following details: Instruction reference and beneficiary details (name, account, BIC, contact person and telephone number) Clearstream Banking Multi-Market Securities Guide 17 October 2016 131 ISIN DE000TUAG000 - TUI AG only, settling via local agents CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free DAKVDEFF trade date and time BIC CEDELULLXXX Clearstream 20813 Transfer to CREST 00XJJ M Place of Safekeeping CRSTGB22 M Place of Settlement Party Delivering Agent Party BIC CRSTGB22 CRESTCo R033 M Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //00XJJ //NCSD/DAKVDEFF //CEDELULLXXX /CEDE/20813 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R033 Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: Customers must instruct on SD-1 and send a free-format message to the OEU and OAA unit on SD-1 providing the instruction reference in CBL. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free DAKVDEFF trade date and time BIC CEDELULLXXX Clearstream 20813 Transfer to CREST 14XKL M Place of Safekeeping CRSTGB22 M Place of Settlement Party Delivering Agent Party BIC CRSTGB22 CRESTCo R033 M Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //14XKL //NCSD/DAKVDEFF //CEDELULLXXX /CEDE/20813 Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E1 M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R033 Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: Customers must instruct on SD-1 and send a free-format message to the OEU and OAA unit on SD-1 providing the instruction reference in CBL. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 132 Clearstream Banking Multi-Market Securities Guide Germany - U.S.A. German equities settling via CBF-DTCC link CreationOnline Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 72110000 BIC CEDELULLXXX Other Settlement Parties: Type Format Party Account Settlement Processing Narrative Receiving Custodian M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 6200 BIC DAKVDEFF 7201/xxxxx a Name and Address CITIBANK N.A. 00908 089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :97A: :95P: :TRAD :SPRO :SAFE :PSET :REAG :RECU SAFE :BUYR //trade date and time //089154 CSCxxxxx a //NCSD/DAKVDEFF //DAKVDEFF /DAKV/72110000 //CITIBANK N.A. //00908 //CEDELULLXXX Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E1 M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //DTCYUS33 M :95R: :DEAG /DTCYID/6200 M :95P: :SELL //DAKVDEFF M :97A: :SAFE //7201/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 133 U.S. equities and bonds ISIN IL0010834682 - SHS OTI On Track ISIN NL0000240000 - SHS Qiagen only, settling via CBF-DTCC link CreationOnline Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 79110000 BIC CEDELULLXXX Other Settlement Parties: Type Format Party Account Settlement Processing Narrative Receiving Custodian M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2000 BIC DAKVDEFF 7201/xxxxx a Name and Address CITIBANK N.A. 00908 089154 CSCxxxxx a Creation via SWIFT MT542 Deliver Free M M M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :97A: :95P: :TRAD :SPRO :SAFE :PSET :REAG :RECU :SAFE :BUYR //trade date and time //089154 CSCxxxxx a //NCSD/DAKVDEFF //DAKVDEFF /DAKV/79110000 //CITIBANK N.A. //00908 //CEDELULLXXX Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E1 M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //DTCYUS33 M :95R: :DEAG /DTCYID/2000 M :95P: :SELL //DAKVDEFF M :97A: :SAFE //7201/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of Germany, providing the instruction reference. ISIN NL0000268456 - IFCO Systems NV only, settling via CBF-DTCC link Transfer of this security is not possible from Germany to the U.S.A. 17 October 2016 134 Clearstream Banking Multi-Market Securities Guide Greece - Belgium ISIN BE0974271034 VIOHALCO S.A. settling via HELEX - Euroclear Belgium link CreationOnline Deliver Free M M M M M M M M Place of Safekeeping Place of trade Narrative Trade Date/Time Place of Settlement Party Receiving Agent Party Other Settlement Parties: Type Format Party Buyer Party Account Receive Free HCSDGRAA OTC Trade OTC trade date and time BIC CIKBBEBB Name and Address ESES DEPO Receiving Custodian M Place of Safekeeping CIKBBEBB M M Trade Date/Time Place of Settlement Party Delivering Agent Party trade date and time BIC CIKBBEBB Euronext - BE, FR, NL 186 Seller Party Account BIC CITTGB2L 0006018619 M Euronext - BE, FR, NL 641 BIC CEDELULLXXX xxxxxa M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M M :98a: :94F: :94B: :95P: :95Q: :95R: :95P: :97A: :TRAD :SAFE :TRAD :PSET :REAG :RECU :BUYR :SAFE //trade date and time //NCSD/HCSDGRAA //OTCO/OTC //CIKBBEBB //ESES DEPO /EGSP/641 //CEDELULL //xxxxxa Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CIKBBEBB M :95P: :PSET //CIKBBEBB M :95R: :DEAG /EGSP/186 M :95P: :SELL //CITTGB2L M :97A: :SAFE //0006018619 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Greece, as published in the CBL Fee Schedule, plus EUR 8. A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Belgium. Notes: On the Greek market, the settlement date cannot be in the past. Customer must send an MT599 ATTN: PSG with text: We have instructed cross-border GR-BE under ref.: xxxxxxxx with SD dd.mm.yyyy. Deliveries against and free of payment of dual listed securities from Greece to a foreign depository or custodian are permitted only where the transfer is for the purposes of settling an on-exchange or OTC trade. Evidence of the linked on-exchange or OTC trade needs to be provided by means of an electronic copy of the respective trade. via email to Clearstream Banking at the following address: [email protected]. The deliveries will not be processed by Citibank Athens (CBL's custodian in Greece) without such evidence. The documents must be in English. Clearstream Banking Multi-Market Securities Guide 17 October 2016 135 Greece - Switzerland ISIN CH0198251305 - COCA-COLA HBC AG ORD REG securities only, settling via HELEX-SIS link CreationOnline Deliver Free M M M M M M M M Place of Safekeeping Place of trade Narrative Trade Date/Time Place of Settlement Party Receiving Agent Party Other Settlement Parties: Type Format Party Buyer Party Account Receive Free HCSDGRAAXXX OTC Trades OTC trade date and time BIC INSECHZZXXX Name and Address SIX SIS DEPO Receiving Custodian M Place of Safekeeping INSECHZZXXX M M Trade Date/Time Place of Settlement Party Delivering Agent Party trade date and time BIC INSECHZZXXX Sega/Intersettle - CH GB103098 Seller Party Account BIC CEDELULLXXX xxxxxa M SEGA/INTERSETTLE-CH CH100025 BIC CEDELULLXXX xxxxxa M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M M :98a: :94F: :94B: :95P: :95Q: :95R: :95P: :97A: :TRAD :SAFE :TRAD :PSET :REAG :RECU :BUYR :SAFE //trade date and time //NCSD/HCSDGRAAXXX //OTCO/OTC //INSECHZZXXX //SIX SIS DEPO /SCOM/CH100025 //CEDELULLXXX //xxxxxa Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/INSECHZZXXX M :95P: :PSET //INSECHZZXXX M :95R: :DEAG /SCOM/GB103098 M :95P: :SELL //CEDELULLXXX M :97A: :SAFE //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Greece, as published in the CBL Fee Schedule, plus EUR 8. A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Switzerland. Notes: On the Greek market, the settlement date cannot be in the past. Deliveries against and free of payment of dual listed securities from Greece to a foreign depository or custodian are permitted only where the transfer is for the purposes of settling an on-exchange or OTC trade. Evidence of the linked on-exchange or OTC trade needs to be provided by means of an electronic copy of the respective trade via email to Clearstream Banking at the following address: [email protected]. The deliveries will not be processed by Citibank Athens (CBL's custodian in Greece) without such evidence. The documents must be in English. 17 October 2016 136 Clearstream Banking Multi-Market Securities Guide Hong Kong - Australia ISIN BMG1739E1084 SHS Brockman Mining Ltd (formerly Wah Nam International Holdings) CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative M Receive Free M M M XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 Name and Address J.P.Morgan Nominees Australia 2312-0001-11-06 J.P.Morgan Nominees Australia Limited Contact: Poppy Gabrielidis Tel: +61 3 9633 4311 Change of Beneficial Owner or No Change of Beneficial Owner M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CAETAU21XXX trade date and time BIC CAETAU21XXX Name and Address Share Registry BIC CITIHKHXXXX Citi (Nominees) Limited, Registered address GPO box 14, Hong Kong. Contact: Ms. Connie Chang (852 - 2306 7331) Creation via SWIFT MT542 Deliver Free Seq MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //J.P.Morgan Nominees Australia Limited Contact: Poppy Gabrielidis. Tel: +61 3 9633 4311 B M M M M M M C E E1 :94F: :22F: :95P: :95Q: :95P: :97A: :SAFE :BENE :PSET :REAG :BUYR :SAFE //NCSD/XHKCHKH1 //YBEN or NBEN //XHKCHKH1 //900031 //J.P.Morgan Nominees Australia //2312-0001-11-06 M :98a: :TRAD //trade date and time M :70E: :SPRO //Citi (Nominees) Limited, Registered address GPO box 14, Hong Kong. Contact: Ms. Connie Chang (852 - 2306 7331) M :94F: :SAFE //NCSD/CAETAU21 M :95P: :PSET //CAETAU21XXX M :95Q: :DEAG //Share Registry M :95Q: :SELL //CITIHKHXXXX Fees: Handling charge and Script fees: HKD 350 plus HKD 2.50 for each Brockman Mining Ltd share certificate to be issued on the Hong Kong register (payment by cheque or bank draft in HKD made payable to ''Tricor Secretaries Limited'' upon receipt of Brockman Mining Ltd share certificate(s)). Time required: Brockman Mining Ltd share certificate is issued in 4 business days upon receipt of confirmation from Brockman Mining Ltd /Computershare as well as the requisite documents. Clearstream Banking Multi-Market Securities Guide 17 October 2016 137 Hong Kong - Canada ISIN CA16890P1036 - China Gold Intl ISIN CA56501R1064 - Manulife Financial Corp ISIN CA8443751059 – Southgobi Resources ORD REG only, settling physically CreationOnline M M M M M M M Deliver Free Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative BIC XHKCHKH1 Name and Address 900031 Name and Address RBC 080000630001/xxxxxa RBC Investor Services, Securities Cage, Attn: Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada ROYTOR + CO RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada Change of Beneficial Owner or No Change of Beneficial Owner M Registration Details M Beneficial Ownership Indicator M M M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CDSLCATT trade date and time Yes Country Code CA - Canada Physical CDS-CA OTCO Name and Address Registered in N/O ROYTOR & CO 8457910000 Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331) (plus beneficial ownership information if required) Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //RBC Investor Services, Securities Cage, Attn: Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or //NBEN M :95P: :PSET //XHKCHKH1 M :95Q: :REAG //900031 M :95Q: :BUYR //RBC//Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong M :97A: :SAFE //080000630001/xxxxxa M :70D: :REGI //ROYTOR + CO RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331) (plus beneficial ownership information if required) M :94F: :SAFE //NCSD/CDSLCATT M :22F: :BENE //YBEN or NBEN M :22F: :STCO //PHYS M :95C: :PSET //CA M :95R: :DEAG /CDSL/OTCO M :95Q: :SELL //Registered in N/O ROYTOR & CO M :97A: :SAFE //8457910000 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees Standard transaction fee for Hong Kong, as published in the CBL Fee Schedule, plus a withdrawal fee from CCASS calculated as HKD 3.50 per board lot. For re-registration into the end client’s name, please provide the following original documents: • Registration from HKSCC Nominees Ltd to Citi (Nominees) Ltd (HKD5.00 stamp duty is NOT required when transferring from CCASS) 10 business days 6 business days 3 business days = HKD 2.50 per certificate = HKD 3.00 per certificate = HKD 20.00 per certificate • Registration from Citi (Nominees) Ltd to Other Names (HKD 5.00 stamp duty is payable before registration) 10 business days 6 business days 3 business days = HKD 2.50 per certificate = HKD 3.00 per certificate. = not available for transferor name other than CCASS name. Registration under 10 business days is considered as express services and subject to the Registrar's discretion. Note: The transferee will have to sign the transfer form in the position of "transferee(s)" and complete details for all parts related to the transferee(s). 17 October 2016 138 Clearstream Banking Multi-Market Securities Guide In addition, if we are instructed to send back the physical certificate to the end client via courier, please indicate an acknowledgement on the instruction that you are aware of the potential risk of loss in transit. If it is a CBO transfer, both seller and buyer should pay an Ad Valorem duty before registration taking place. You may send us MT599 to instruct us to make the payment on your behalf. In Hong Kong, an Ad Valorem stamp duty is levied on each transaction at a ratio of HKD 1.00 for every HKD 1,000 or part thereof on the value of the transaction, on both the buyer and the seller, and also applied to any change of beneficial ownership. The amount is payable within two days after the transaction (assuming that transfer documents are executed in Hong Kong); in any other cases, within 30 days. As for late stamping, the following shall apply: • Double if not later than one month; • 4 times if not later than two months; and • 10 times in any other case. A standard transfer takes approximately one month. The customer may ask for an “express request”, which takes approximately two weeks. Clearstream Banking Multi-Market Securities Guide 17 October 2016 139 ISIN CA8678421063 – Sunshine Oilsands Ltd Ord Reg only, settling removal between local registrars CreationOnline M M M M M M M Deliver Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative M Registration Details M Beneficial Ownership Indicator XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 Name and Address RBC 080000630001/xxxxxa RBC Investor Services, Securities Cage, Attn: Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada ROYTOR + CO RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada Change of Beneficial Owner or No Change of Beneficial Owner M M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address Registered in N/O ROYTOR & CO 8457910000 Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331) (plus beneficial ownership information if required) Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //RBC Investor Services, Securities Cage, Attn: Mr. Inway, phone 001-416-955-5111 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or //NBEN M M M M M :95P: :95Q: :95Q: :97A: :70D: :PSET :REAG :BUYR :SAFE :REGI //XHKCHKH1 //900031 //RBC //080000630001/xxxxxa //ROYTOR + CO RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3,Canada Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Citibank 9/F, Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong Contact: Ms. Connie Chang (+852 2306 7331) (plus beneficial ownership information if required M :94F: :SAFE //NCSD/CDSLCATT M :22F: :BENE //YBEN or NBEN M :22F: :SETR //TRAD M :95P: :PSET //CDSLCATT M :95R: :DEAG /CDSL/OTCB M :95Q: :SELL //Registered in N/O ROYTOR & CO M :97A: :SAFE //8457910000 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees Standard transaction fee for Hong Kong, as published in the CBL Fee Schedule, plus a withdrawal fee from CCASS calculated as HKD 3.50 per board lot. For re-registration into the end client’s name, please provide the following original documents: • Registration from HKSCC Nominees Ltd to Citi (Nominees) Ltd (HKD5.00 stamp duty is NOT required when transferring from CCASS) 10 business days 6 business days 3 business days = HKD 2.50 per certificate = HKD 3.00 per certificate = HKD 20.00 per certificate • Registration from Citi (Nominees) Ltd to Other Names (HKD 5.00 stamp duty is payable before registration) 10 business days 6 business days 3 business days = HKD 2.50 per certificate = HKD 3.00 per certificate. = not available for transferor name other than CCASS name. Registration under 10 business days is considered as express services and subject to the Registrar's discretion. Note: The transferee will have to sign the transfer form in the position of "transferee(s)" and complete details for all parts related to the transferee(s). In addition, if we are instructed to send back the physical certificate to the end client via courier, please indicate an acknowledgement on the instruction that you are aware of the potential risk of loss in transit. If it is a CBO transfer, both seller and buyer should pay an Ad Valorem duty before registration taking place. You may send us MT599 to instruct us to make the payment on your behalf. 17 October 2016 140 Clearstream Banking Multi-Market Securities Guide In Hong Kong, an Ad Valorem stamp duty is levied on each transaction at a ratio of HKD 1.00 for every HKD 1,000 or part thereof on the value of the transaction, on both the buyer and the seller, and also applied to any change of beneficial ownership. The amount is payable within two days after the transaction (assuming that transfer documents are executed in Hong Kong); in any other cases, within 30 days. As for late stamping, the following shall apply: • Double if not later than one month; • 4 times if not later than two months; and • 10 times in any other case. A standard transfer takes approximately one month. The customer may ask for an “express request”, which takes approximately two weeks. Rush removal (2 business days) Removal fee: 0.05% on market value (subject to a minimum of HKD5,000.00) Clearstream Banking Multi-Market Securities Guide 17 October 2016 141 Hong Kong - France ISIN GB0005405286 - HSBC HOLD PLC Note: Direct transfers between Hong Kong and France cannot be processed. Transfers for ISIN GB0005405286 HSBC HOLD PLC should be made from Hong Kong to UK and upon successful settlement from UK to France as stated in this document. 17 October 2016 142 Clearstream Banking Multi-Market Securities Guide Hong Kong - Singapore BMG8063F1068 SHS SHANGRI-LA ASIA LTD settling via CDP-CCASS link Deliver Free Receive Free M Additional Places M M Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party BIC XHKCHKH1 BIC CITIHKHXXXX Name and Address Citibank NA Singapore s/a The Central Depository Pte Ltd 9497060000 (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 M Place of Settlement Party Delivering Agent Party Seller Party M M Account Settlement Processing Narrative Change of Beneficial Owner or No Change of Beneficial Owner M Beneficial Ownership Indicator M M M M Account Settlement Processing Narrative M Beneficial Ownership Indicator MT542 Deliver Free M M Seq M :98a: :TRAD //trade date and time M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 B M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or //NBEN C E M :95P: :PSET //XHKCHKH1 M :95P: :REAG //CITIHKHXXXX M :95Q: :BUYR //Citibank NA Singapore s/a The Central Depository Pte Ltd M :97A: :SAFE //9497060000 E1 Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CDPLSGSG BIC CITIHKHXXXX 8457910000 (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. Name: CITI (NOMINEES) LIMITED Address: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED. Change of Beneficial Owner or No Change of Beneficial Owner MT540 Receive Free M :94B: :TRAD //Place of trade M :98a: :TRAD //trade date and time :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. Name: CITI (NOMINEES) LIMITED Address: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //CDPLSGSG M :95P: :SELL //CITIHKHXXXX M :97A: :SAFE //8457910000 Note: A standard transfer takes approximately 10 business days. Fees: The fees payable are as follows: CDP fees Transfer fee of SGD 53.50 (inclusive of 7% GST) per request. Hong Kong stamp duty 0.1% of the value of the securities being transferred, based on the last closing price of securities, if the investor has notified that the transfer involves a change in beneficial ownership of the securities. Clearstream Banking Multi-Market Securities Guide 17 October 2016 143 ISIN BMG8984D1074 SHS TPV TECHNOLOGY LTD only - settling removal between local registrars Deliver Free Receive Free M Additional Places M M Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party BIC XHKCHKH1 Name and Address or Other 900031 BIC DBSSSGSGIBD 5611-1813-7519 (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. M Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative Change of Beneficial Owner or No Change of Beneficial Owner M M M M Settlement Processing Narrative M Beneficial Ownership Indicator MT542 Deliver Free M M M M Seq M :98a: :TRAD //trade date and time M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. B M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or //NBEN C E M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //XHKCHKH1 //900031 //DBSSSGSGIBD //5611-1813-7519 E1 Beneficial Ownership Indicator Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC DBSSSGSGIBD BIC CEDELULL (IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. Name: CITI (NOMINEES) LIMITED Address: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED. Change of Beneficial Owner or No Change of Beneficial Owner MT540 Receive Free M :94B: :TRAD //Place of trade M :98a: :TRAD //trade date and time :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. Name: CITI (NOMINEES) LIMITED Address: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95Q: :DEAG //DBSSSGSGIBD M :95P: :SELL //CEDELULL Note: A standard transfer takes approximately 20 market days. Fees: The fees payable are as follows: - Hong Kong Removal fees of HKD 150.00 - Hong Kong scrip fee of HKD 2.50 SGD 33.54 being the registration fee of the Removed shares, transfer fee, stamping fee and stamp duty 17 October 2016 144 Clearstream Banking Multi-Market Securities Guide BMG135981188 - SHS BLUE SKY POWER HOLDINGS LTD ORD REG BMG2110F1023 - CHINA KANGDA FOOD CO LTD ORD REG BMG2535T1099 - COURAGE MARINE GROUP LTD ORD REG KYG3932J1572 - GLOBAL TECH HLDGS LTD SG1O33912138 - FORTUNE REAL ESTATE INVESTMENT TRUST ORD REG CreationOnline Deliver Free Receive Free M Additional Places M M Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative BIC XHKCHKH1 Name and Address 900031 BIC DBSSSGSGIBD 5611-1813-7519 (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 M Place of Settlement Party Delivering Agent Party Seller Party M Settlement Processing Narrative Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner M Beneficial Ownership Indicator M M M M M M Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC DBSSSGSGIBD BIC CEDELULL (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. Name: CITI (NOMINEES) LIMITED Address: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED. Change of Beneficial Owner or No Change of Beneficial Owner Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO // (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 B M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or //NBEN C E M M M M :95P: :95Q: :95P: :97A: :PSET :REAG :BUYR :SAFE //XHKCHKH1 //900031 //DBSSSGSGIBD //5611-1813-7519 E1 MT540 Receive Free M :94B: :TRAD //Place of trade M :98a: :TRAD //trade date and time :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. Name: CITI (NOMINEES) LIMITED Address: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //DBSSSGSGIBD M :95P: :SELL //CEDELULL Note: For SG1O33912138 and KYG3932J1572 a standard transfer takes approximately 20 business days. For BMG135981188, BMG2110F1023 and BMG2535T1099 a standard transfer takes approximately 30 business days. Fees: The fees payable are as follows: For SG1O33912138 Singapore CDP fees - SGD 10.70 for CDP deposit fee,; - SGD 10.70 for transfer request fee. All these charges are inclusive of 7% GST. Singapore stamp duty charges - For NCBO no charges; - For CBO 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST. Hong Kong normal registration (10 business days) Clearstream Banking Multi-Market Securities Guide 17 October 2016 145 - Withdrawal fees (number of shares/board lot) x HKD 3.50 - Registration fee (from CCASS's name to Citi's name): HKD 2.50 per certificate withdrawn from CCASS1; - Scrip fee: number of certificates withdrawn x HKD 2.50. Hong Kong rush registration (3 business days) - Withdrawal fees (number of shares/board lot) x HKD 3.50; - Registration fee (from CCASS's name to Citi's name): HKD 20 per certificate withdrawn from CCASS1; - Scrip fee: number of certificates withdrawn x HKD 2.50. Hong Kong Normal removal registrar fees HKD 27.50 (6 business days). Hong Kong Rush removal registrar fees 0.05% on market value or HKD 20.00 for each share certificate cancelled (whichever the higher) (3 business days). For KYG3932J1572 • CDP Withdrawal fees (inclusive of GST): SGD 10.70 per request for a quantity of less than 1,000 or SGD 26.75 per request for a quantity of more than1000. • Singapore Share Registrar (inclusive of 7% GST) removal fees of SGD 32.10 plus SGD 2.14 for each share certificate issued • For NCBO - stamp duty of (inclusive of 7% GST) SGD 10.70 per transfer form plus SGD 3.00 as handling fees • For CBO - stamp duty 0.02% of the market value of the shares X quantity of shares plus 7% GST plus SGD 3.00 as handling charges • Removal fee: HKD 78.00 payable to RBC Corporate Services Hong Kong Limited • HKD 2.50 for each share certificate to be issued by the Hong Kong branch registrar plus HKD 20.00 for postage within Hong Kong For BMG2110F1023 Singapore CDP fees - SGD 10.70 for CDP deposit fee,; All these charges are inclusive of 7% GST. Singapore stamp duty charges - For NCBO no charges; - For CBO 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST. Hong Kong normal registration (10 business days) - Registration fee (from CCASS's name to Citi's name): HKD 2.50 per certificate withdrawn from CCASS1; Hong Kong express registration (3 business days) - Registration fee (from CCASS's name to Citi's name): HKD 20 per certificate withdrawn from CCASS1; Hong Kong normal re-registration (10 business days) Registration fee (from Citi's name into SG's name): HKD 2.50 per certificate2. Hong Kong express re-registration (6 business days) Registration fee (from Citi's name into SG's name): HKD 3 per certificate2. Hong Kong normal removal (15 business days) HKD 150.00 for removal fees HKD 2.50 for each share certificate rendered for cancellation on the Hong Kong Branch Register HKD 39.00 for each new share certificate to be issued 1. Number of certificates and denomination withdrawn subject to CCASS's inventory and discretion 2. Registration less than 10 business days is considered as express services and subject to the Company's and the Registrar’s discretion. 17 October 2016 146 Clearstream Banking Multi-Market Securities Guide HKD 156.00 for each removal and transfer to be effected on the Register For BMG135981188 and BMG2535T1099 Registration from HKSCC Nominees Ltd to Citi (Nominees) Ltd - HKD5.00 stamp duty is NOT required when transferring from CCASS - Standard / Normal service: 10 business days = HKD 2.50 per certificate1 - Express service: 3 business days = HKD 20.00 per certificate1 Registration from Citi (Nominees) Ltd to Other Names - HKD5.00 stamp duty per transfer form is payable before registration - Standard / Normal service: 10 business days = HKD 2.50 per certificate1 - Express service: 6 business days = HKD 3.00 per certificate1 • Note: 3 business days is not available for transferor name other than CCASS name Registrations of less than 10 business days are considered as express services and subject to the Company's and the Registrar's discretion. (A) TRICOR INVESTOR SERVICES LIMITED Removal Fee: HKD 300.00 plus HKD 2.50 for each share certificate rendered for cancellation Postage (Registered mail if required): HKD20.00 (B) BOARDROOM CORPORATE & ADVISORY SERVICES PTE. LTD. Removal and Transfer Fee: SGD 32.10 plus SGD 2.14 for each share certificate issued (inclusive of the prevailing 7% Goods and Services Tax) (C) The Central Depository (Pte) Limited Deposit Fee: SGD10.70 (inclusive of the prevailing 7% Goods and Services Tax) or the amount as prescribed by CDP from time to time. 1. Number of certificate and denomination withdrawn from CCASS subject to CCASS's inventory & discretion. Clearstream Banking Multi-Market Securities Guide 17 October 2016 147 VGG2156N1006 SHS CHINA NEW TOWN DEVELOPMENT COMPORATION LIMITED ORD REG CreationOnline Deliver Free Receive Free M Additional Places M M Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative BIC XHKCHKH1 Name and Address 900031 BIC DBSSSGSGIBD 5611-1813-7519 (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 M Place of Settlement Party Delivering Agent Party Seller Party M Settlement Processing Narrative Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner M Beneficial Ownership Indicator M M M M M M Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC DBSSSGSGIBD BIC CEDELULL (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. Name: CITI (NOMINEES) LIMITED Address: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED. Change of Beneficial Owner or No Change of Beneficial Owner Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO // (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 B M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or //NBEN C E M M M M :95P: :95Q: :95P: :97A: :PSET :REAG :BUYR :SAFE //XHKCHKH1 //900031 //DBSSSGSGIBD //5611-1813-7519 E1 MT540 Receive Free M :94B: :TRAD //Place of trade M :98a: :TRAD //trade date and time :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM HONG KONG TO SINGAPORE DBS BANK LTD. Name: CITI (NOMINEES) LIMITED Address: G.P.O. BOX 14 HONG KONG. PLEASE ARRANGE FOR REGISTRATION AND SCRIPTLESS DEPOSITION INTO CDP. ALL ASSOCIATED CHARGES TO BE ACCEPTED AND DEBITED. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //DBSSSGSGIBD M :95P: :SELL //CEDELULL Note: A standard transfer takes approximately 30 business days. Fees: The fees payable are as follows: Singapore Registrar - SGD 26.75 handling and removal fees; - SGD 2.14 scrip fee for every transfer form submitted. All these charges are inclusive of 7% GST. CDP would charge SGD 10.70 for withdrawal of shares This is inclusive of 7% GST. Singapore stamp duty charges - For NCBO no charges; - For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees plus 7% GST. 17 October 2016 148 Clearstream Banking Multi-Market Securities Guide Hong Kong normal registration ( 10 business days ) - Withdrawal fees (number of shares/board lot) x HKD 3.50; - Registration fee (from CCASS's name to Citi's name): HKD 2.50 per certificate withdrawn from CCASS1; - Scrip fee: number of certificates withdrawn x HKD 2.50. Hong Kong rush registration (3 business days) - Withdrawal fees (number of shares/board lot) x HKD 3.50; - Registration fee (from CCASS's name to Citi's name): HKD 20 per certificate withdrawn from CCASS1; - Scrip fee: number of certificates withdrawn x HKD 2.50. Hong Kong normal removal fees HKD 302.50 (15 business days, rush removal not applicable). 1. Number of certificates and denomination withdrawn subject to CCASS's inventory and discretion Clearstream Banking Multi-Market Securities Guide 17 October 2016 149 Hong Kong - UK ISIN BMG0620W2019 - Asian Citrius Hldg Ord Reg ISIN GB0004082847 - Standard Chartered plc ISIN GB0005405286 - HSBC HOLD PLC (CCASS 5) only, settling physically ISIN GB00B0HZPV38 - SHS Kazakhmys plc Ord Reg ISIN JE00B4T3BW64 - SHS Glencore Xstrata plc (formerly known as Glencore International plc) Ord Reg Fees: Standard transaction fee for Hong Kong, as published in the CBL Fee Schedule, plus the following additional fees: - Normal Removal from CCASS: Re-registration 3 days: HKD 20.00 per certificate Re-registration 6 days: HKD 3.00 per certificate Re-registration 10 days: HKD 2.50 per certificate If the customer chooses 10-day re-registration, the scrip fee = Number of certificates (depending on how many certificates CCASS will issue) x HKD 2.50. Customers must send a separate free-format message for re-registration type including instruction reference to the OAA Settlement team. - Express Removal from CCASS: Withdrawal charges = Number of Board lots x HKD 3.50. Express Removal fee = (Number of shares x Closing price of share x 0.05%) plus Number of certificates (depending on how many certificates CCASS will issue) x HKD 20.00. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Beneficial Ownership Indicator Receive Free M M M XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 BIC CITIGB2L 00XJJ CLRLUX2 CITIBANK LDN b Citigroup Residuals Citigroup Centre 1/F 1 North Wall Quay Dublin 1 Ireland Attn : Citigroup Residuals (00 353 16225882) No change of beneficial ownership; or Change of beneficial ownership Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CrestCo CREST Name and Address Citibank Nominees HK, ifo acc. xxxxx a M Settlement Processing Narrative /STCO/PHYS C Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise; blank) M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CITIBANK LDN a Citigroup Residuals Citigroup Centre 1/F 1 North Wall Quay Dublin 1 Ireland Attn : Citigroup Residuals (00 353 16225882) M :94F: :SAFE //XHKCHKH1 M :22F: :BENE //NBEN (if no change of beneficial ownership); or //CBO (if change of beneficial ownership) M :95P: :PSET //XHKCHKH1 M :95Q: :REAG //900031 M :95P: :BUYR //CITIGB2L M :97A: :SAFE //00XJJ CLRLUX2 Seq MT540 Receive Free B M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS C E M :94F: :SAFE //NCSD/CRSTGB22 C :22F: :STAM /CRST/GBOX (if customer the same; otherwise; blank) E1 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/CREST M :95Q: :SELL //Citibank Nominees HK, ifo acc. xxxxx b a. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 150 Clearstream Banking Multi-Market Securities Guide Note: A standard transfer takes approximately one month. Customers may ask for an “express request” which takes approximately 2 weeks. Customers must send an MT599 indicating their instruction reference to Settlement Singapore whenever they instruct a HK to UK cross-border. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Beneficial Ownership Indicator Receive Free M M M XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 BIC CITIGB2L 14XKL CLRLUX CITIBANK LDN b Citigroup Residuals Citigroup Centre 1/F 1 North Wall Quay Dublin 1 Ireland Attn : Citigroup Residuals (00 353 16225882) No change of beneficial ownership; or Change of beneficial ownership M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CrestCo CREST Name and Address Citibank Nominees HK, ifo acc. xxxxx a Settlement Processing Narrative /STCO/PHYS a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M M :98a: :TRAD //trade date and time :70E: :SPRO //CITIBANK LDN a Citigroup Residuals Citigroup Centre 1/F 1 North Wall Quay Dublin 1 Ireland Attn : Citigroup Residuals (00 353 16225882) :94F: :SAFE //XHKCHKH1 :22F: :BENE //NBEN (if no change of beneficial ownership); or //CBO (if change of beneficial ownership) :95P: :PSET //XHKCHKH1 :95Q: :REAG //900031 :95P: :BUYR //CITIGB2L :97A: :SAFE //14XKL CLRLUX Seq MT540 Receive Free B M :98a: M :70E: :TRAD :SPRO //trade date and time ///STCO/PHYS C E M :94F: :SAFE //NCSD/CRSTGB22 E1 M :95P: M :95R: M :95Q: :PSET :DEAG :SELL //CRSTGB22 /CRST/CREST //Citibank Nominees HK, ifo acc. xxxxx b a. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: A standard transfer takes approximately one month. Customers may ask for an “express-request” which takes approximately 2 weeks. Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. Customers must send an MT599 indicating their instruction reference to Settlement Singapore whenever they instruct a HK to UK cross-border. Fees: The fees payable are as follows: For BMG0620W2019 Normal Service - 6 business days (removal only) - HKD25.00 base fee plus - HKD2.50 per certificate cancelled Rush Service - 2 business days - 0.05% on market value or - HKD20.00 per certificate cancelled whichever is higher (subject to a minimum of HKD200.00) For GB0004082847 Normal Service 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 17 October 2016 151 - 6 business days (re-reg + removal) - HKD25.00 base fee plus - HKD2.50 per certificate cancelled Rush Service - 2 business days - 0.05% on market value or - HKD20.00 per certificate cancelled whichever is higher (subject to a minimum of HKD200.00) For GB0005405286 Normal Service - 6 business days (re-reg + removal) - Removal fee: HKD2.50 per certificate cancelled - Re-registration fee: HKD2.50 per certificate cancelled Rush Service - 2 business days (removal only) - 3 business days (re-reg. + removal) - Removal fee: 0.05% on market value with minimum of HKD500.00 per transaction - Re-registration fee: - HKD2.50 per certificate cancelled For GB00B0HZPV38 and JE00B4T3BW64 Normal Service - 6 business days (removal only) - 10 business days (re-reg · removal) - Removal fee: HKD200.00 base fee plus HKD2.50 per certificate cancelled - Re-registration fee: HKD20.00 per certificate cancelled Rush Service - 2 business days (removal only) - 3 business days (re-reg. + removal) - Removal fee: 0.05% on market value (subject to a minimum of HKD5,000.00) - Re-registration fee: - HKD20.00 per certificate cancelled 17 October 2016 152 Clearstream Banking Multi-Market Securities Guide Hong Kong - USA US0311621009 SHS AMGEN INC. ORD REG US0382221051 SHS APPLIED MATERIALS INC. ORD REG US17275R1023 SHS CISCO SYSTEMS INC ORD REG US24702R1014 SHS DELL INC ORD REG US4581401001 SHS INTEL CORPORATION ORD REG US4642867729 SHS ISHARES MSCI SOUTH KOREA CAPPED IN.FD US4642867315 SHS ISHARES INC MSCI TAIWAN IDEX FUND US5949181045 SHS MICROSOFT CORP ORD REG US78463V1070 SHS SPDR GOLD TRUST US8552441094 SHS STARBUCKS CORP ORD REG CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Beneficial Ownership Indicator Receive Free XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 BIC CITIUS33 DTC 0908 ACC.089154/CSCxxxxxa CROSS BORDER TRANSFER FROM HONG KONG TO USA. VALUE: YY/MM/DD NEW YORK TIME NAME OF DTC PARTICIPANT: CITIBANK New York, DTC ID 908 DTC ACCOUNT NUMBER: 0809154 (Clearstream) CUSIP: XXX Change of Beneficial Owner or No Change of Beneficial Owner M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC 2338 BIC CITIHKHX CBL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CROSS BORDER TRANSFER FROM HONG KONG TO USA. VALUE: YY/MM/DD NEW YORK TIME NAME OF DTC PARTICIPANT: CITIBANK New York, DTC ID 908 DTC ACCOUNT NUMBER: 0809154 (Clearstream) CUSIP: XXX M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or //NBEN M :95P: :PSET //XHKCHKH1 M :95Q: :REAG //900031 M :95P: :BUYR //CITIUS33 M :97A: :SAFE //DTC 0908 ACC.089154/CSCxxxxxa Seq B MT540 Receive Free M :98a: :TRAD //trade date and time C M :94F: :SAFE //NCSD/DTCYUS33 E E1 M :95P: :PSET //DTCYUS33 M :95R: :DEAG /DTCYID/2338 M :95P: :SELL //CITIHKHX M :97A: :SAFE //CBL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: A standard transfer takes approximately 5 business days. Fees: The fees payable are as follows: Charge per transfer is HKD 200 (no matter failed or succeeded) Clearstream Banking Multi-Market Securities Guide 17 October 2016 153 Ireland - Canada ISIN AU000000CNT2 CENTAMIN EGYPT LTD. only and settling via removal between local registrars CreationOnline M M M M M M M Deliver Free Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Buyer Party M M CRSTGB22 trade date and time Yes BIC CRSTGB22 CRESTCo CREST Name and Address Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada M M M Settlement Processing /STCO/PHYS/080000630001/xxxxxa Narrative a. xxxxx=The Clearstream Banking customer’s 5-digit account number. M M Receive Free Place of Safekeeping Trade Date/Time CDSLCATT trade date and time Place of Settlement Party Delivering Agent Party Seller Party BIC CDSLCATT CDS-CA OTCB Name and Address registered in N/O Roytor & Co. Account Settlement Processing Narrative 080000630001 UK CREST to Canada/NCBO (if no change of beneficial ownership) Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/080000630001/xxxxxa M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STCO //PHYS M :95C: :PSET //CRSTGB22 M :95Q: :REAG /CRST/CREST M :95Q: :BUYR //Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //UK CREST to Canada/NCBO (if no change of beneficial ownership) M :94F: :SAFE //NCSD/CDSLCATT M M M M :22F: :95P: :95R: :95Q: :SETR :PSET :DEAG :SELL //TRAD //CDSLCATT /CDSL/OTCB //registered in N/O Roytor & Co. M :97A: :SAFE //080000630001 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee as published in the CBL Fee Schedule plus a fixed fee of EUR 55.00 when these securities are physical. 17 October 2016 154 Clearstream Banking Multi-Market Securities Guide Ireland - France Limited Irish and French securities, settling via EF-Euroclear UK & Ireland link CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CrestCo - GB, IE 56XKK Name and Address EGSP/641 M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Beneficial Ownership Indicator SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address 53079 CEDELULLxxxxx a No change of beneficial owner (if no change of beneficial owner); otherwise, blank Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/56XKK M :95Q: :BUYR //EGSP/641 MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :BENE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //NBEN //SICVFRPP /EGSP/9913 //53079 //CEDELULLxxxxx a Fees: Standard transaction fee as published in the CBL Fee Schedule plus a fixed fee of EUR 55.00 when these securities are physical. Note: Customers are strongly recommended to send their instructions on SD-1. Clearstream Banking Multi-Market Securities Guide 17 October 2016 155 Ireland - Germany ISIN IE00B3X0KQ36 - UBS ETFs plc - FTSE 100 SF UCITS ETF (GBP) A-acc ISIN IE00B454X613 - SPDR MSCI EM LATIN AMERICA ETF ISIN IE00B4613386 - SSGA SPDR ETFS EUR.I-B.CAP.EM.M.L.BD ETF ISIN IE00B466KX20 - SPDR MSCI EM ASIA ETF ISIN IE00B469F816 - SPDR MSCI EMERGING MARKETS ETF ISIN IE00B48X4842 - SPDR MSCI EMER.MKTS SM.CAP ETF ISIN IE00B4YBJ215 - SSGA SPDR ETFS EUR.I-S+P US MID.400 ETF ISIN IE00B5M1WJ87 - SSGA SPDR E.E.I PLC S.S+P E.D.A.UCIT.ETF ISIN IE00B5TZCY80 - UBS ETFs plc - MSCI Canada SF UCITS ETF (CAD) A-acc IISIN IE00B6S2Z822 - SSGA SPDR ETFS EUR-S+P UK DIVID.ARISTOC. ISIN IE00B6YX5B26 -SPDR S&P Emerging Markets Dividend UCITS ETF ISIN IE00B6YX5D40 - SPDR S+P US DIVIDEND ARISTOCRATS ETF ISIN IE00B6YX5M31 - SSGA SPDR ETFS EUR.I-B.CAP.EUR.H.Y.BD ETF ISIN IE00B7452L46 - SSGA SPDR ETFS EUR-FTSE UK All Shares EUR ISIN IE00B7GBL799 - SSGA SPDR ETFS EUR.I-CITI AS.L.GOV.BD ETF ISIN IE00B7LFXY77 - SSGA SPDR ETFS EUR.I-SP.BO.M.L.E.M.BD ETF ISIN IE00B7MXFZ59 - SPDR Barclays EM Inflation Linked Local Bond UCITS ETF ISIN IE00B802KR88 - SSGA SPDR ETFS EUR.I-S+P 500 LOW VOL.ETF ISIN IE00B9KNR336 - SPDR S&P Pan Asia Dividend Aristocrats UCITS ETF ISIN IE00BCBJFC69 - SSGA SPDR ETFS EU.II-MSCI EM BE.BR.UC.ETF ISIN IE00BJ0KDR00 - db x-trackers MSCI USA Index UCITS ETF ISIN IE00BNH72088 - SSGA SPDR ETFS EU.II-SPDR TH.R.G.C.BD ETF CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Stamp Duty Status Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CrestCo - GB, IE 08XHX Name and Address State Street Transfer Agency xxxxxa IE Exempt M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 70150000 Name and Address State Street Transfer Agency Settlement Processing Narrative CEDELULL in fav. xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 156 Clearstream Banking Multi-Market Securities Guide Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M M C E E1 :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STAM :PSET :REAG :BUYR :SAFE //NCSD/CRSTGB22 /CRST/IEYX //CRSTGB22 /CRST/08XHX //State Street Transfer Agency //xxxxxa MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CEDELULL in fav. xxxxxa M :94F: :SAFE //NCSD/DAKDEFF M :95P: :PSET //DAKVDEFF M :95R: :DEAG /DAKV/70150000 M :95Q: :SELL //State Street Transfer Agency a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical. Note: The customer must send a free-format message to the OAA unit providing the instruction reference and the beneficiary account in CBL. Clearstream Banking Multi-Market Securities Guide 17 October 2016 157 ISIN IE00B5MTWD60 - SOURCE MARKETS PLC-DJ ST.600 OP.BK.S.ETF ISIN IE00B60SX170 - SOURCE MARKETS PLC-MSCI USA SOURCE ETF-A . ISIN IE00B60SX287 - SOURCE MARKETS PLC-MSCI JAPAN A ISIN IE00B60SX402 - SOURCE MKT.SOURCE RUSS.2000 UCITS ETF A securities ISIN IE00B60SX394 - SOURCE MARKETS PLC MSCI WORLD SOURCE ETF only, settling via local agents CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CrestCo - GB, IE MMKAV Name and Address REDEEM M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Settlement Processing Narrative DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 70150000 Name and Address Northern TrustTransfer Agency CEDELULL in fav. xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/MMKAV //REDEEM MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :DEAG :SELL //trade date and time //CEDELULL in fav. xxxxxa //NCSD/DAKDEFF //DAKVDEFF /DAKV/70150000 //Northern Trust Transfer Agency a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical. Note: The customer must send a free-format message to the OAA unit providing the instruction reference and the beneficiary account in CBL. 17 October 2016 158 Clearstream Banking Multi-Market Securities Guide Ireland - Italy Limited ETFs only, settling via MT - EuroClear & Ireland link CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CrestCo FIQAQ Buyer Party Account BIC MOTIITMMXXX 21891 M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMMXXX trade date and time BIC CRSTGB22 BIC CRSTGB22XXX 08XMV BIC CEDELULLXXX xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/FIQAQ M :95P: :BUYR //MOTIITMMXXX M :97A: :SAFE //21891 MT540 Receive Free Seq B C E1 M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/MOTIITMMXXX //CRSTGB22 //CRSTGB22XXX //08XMV //CEDELULLXXX //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical. Note: Customers are strongly recommended to send their instructions on SD-1. Clearstream Banking Multi-Market Securities Guide 17 October 2016 159 Ireland - Netherlands Non-Dutch securities only, settling via Euroclear UK & Ireland-ENL link CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 56XKK Name and Address EGSP/641/67449M/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2A trade date and time BIC NECINL2A Euronext - BR,FR,NL 9919 Name and Address 53079 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/56XKK EGSP/641/67449M/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/NECINL2A //NECINL2A /EGSP/9919 //53079 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical. Note: Customer must pay 1.0% stamp duty on securities to which stamp duty is applicable. Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 160 Clearstream Banking Multi-Market Securities Guide Ireland - South Africa ISIN IE00B97C0C31 - Kilbo Mining plc Ord Reg CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party M Stamp Duty Status M Settlement Processing Narrative Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and Address Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxx a, SCB ZA0000323394 IE No Change In Beneficial Ownership (if customer is the same; otherwise, blank) /STCO/PHYS/ M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party STRAZAJJ trade date and time BIC STRAZAJJ BIC SCBLZAJJSSU Name and Address CREST 08XMV M Stamp Duty Status ZA. Exempt M Settlement Processing Narrative Beneficial Ownership Indicator Removal from IE M No change of beneficial owner a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :STAM //trade date and time ///STCO/PHYS //NCSD/CRSTGB22 /CRST/IEYX M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/CREST M :95Q: :BUYR Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxx a, SCB ZA0000323394 MT540 Receive Free Seq B C E E1 M M M M M M M M :98a: :70E: :94F: :22F: :22F: :95P: :95P: :95Q: :TRAD :SPRO :SAFE :BENE :STAM :PSET :DEAG :SELL //trade date and time //Removal from IE //NCSD/STRAZAJJ //NBEN /STRA/USTN //STRAZAJJ //SCBLZAJJSSU //CREST 08XMV a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee as published in the CBL Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical. Clearstream Banking Multi-Market Securities Guide 17 October 2016 161 Ireland - Sweden ISIN JE00B1YBMP41 - International Marketing & Sales Group PLC securities only, settling via Euroclear UK & Ireland - VPC link CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 75XUJ Name and Address ESSESESS for CEDELULL AC xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPCSSES trade date and time BIC VPCSSES BIC ESSESESS Name and Address CONVERSION FROM CREST 08XMV CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIF MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/75XUJ //IESSESESS for CEDELULL AC xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //ESSESESS //CONVERSION FROM CREST 08XMV //CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule, plus SEK 1500 and plus a fixed fee of EUR 55.00 when these securities are physical. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 162 Clearstream Banking Multi-Market Securities Guide Ireland - Switzerland Limited Irish securities only, settling via Euroclear UK & Ireland-SIS link CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH IE110192 BIC CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/INSECHZZ //INSECHZZ /SCOM/IE110192 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule, plus a fixed fee of EUR 55.00 when these securities are physical. Note: All instructions must be received at CBL by 14:00 on SD-1. Clearstream Banking Multi-Market Securities Guide 17 October 2016 163 Israel - U.S.A. Israel securities only, settling via TASECH - DTCC link CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free (optional) M M M XTAEILIT trade date and time BIC XTAEILIT XTAE 2015 Name and Address 0908 089154CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC-US 2015 BIC CITIILIT 2550 CBL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/XTAEILIT //XTAEILIT /XTAE/2015 /DTCYID/0908 089154CSCxxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2015 //CITIILIT //2550 CBL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Israel, as published in the CBL Fee Schedule. 17 October 2016 164 Clearstream Banking Multi-Market Securities Guide Italy - Austria Austrian Securities only, settling via Monte Titoli - OeKB link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M MOTIITMM trade date and time BIC OCSDATWW BIC CEDELULLXXX 243900 BIC CEDELULLXXX xxxxxa M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account OCSDATWW trade date and time BIC OCSDATWW BIC MOTIITMMXXX 244200 BIC CEDELULLXXX xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //NCSD/MOTIITMM //OCSDATWW //CEDELULLXXX //243900 //CEDELULLXXX //xxxxxa MT540 Receive Free Seq B C E1 M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/OCSDATWW //OCSDATWW //MOTIITMMXXX //244200 //CEDELULLXXX //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 165 Italy - BNP Paribas Luxembourg ISIN LU0156801721 Tenaris shares only, settling via CBL-MT link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M MOTIITMM trade date and time BIC MOTIITMM BIC MGTCBEBE 12934 BIC CEDELULXXX CEDELULL xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party PARBLULL trade date and time BIC MGTCBEBEECL Euroclear 21891 Settlement Processing Narrative CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time B M M M M M M C E1 :94F: :95P: :95P: :97A: :95P: :97A: :SAFE :PSET :REAG :SAFE :BUYR :SAFE //NCSD/MOTIITMM //MOTIITMM //MGTCBEBE //12934 //CEDELULXXX //CEDELULL xxxxx a MT540 Receive Free Seq M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //CEDELULL xxxxxa //CUST/PARBLULL //MGTCBEBEECL /ECLR/21891 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: The customer must send a free-format message to OEU Unit providing the instruction details. 17 October 2016 166 Clearstream Banking Multi-Market Securities Guide Italy - CBF Vault ISIN LU0556041001 - IVS Group S.A. Ord Reg securities only, settling via MT - CBL - CBF Vault link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M MOTIITMMXXX trade date and time BIC MOTIITMMXX BIC CEDELULLXXX BIC bbbbbbbbbbba xxxxxb M M M M M XBDR Clearstream acc. xxxxx b Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Other Settlement Parties: Type Format Party Account DAKVDEFFDOM trade date and time BIC CEDELULLXXX Clearstream 85077 BIC CEDELULLXXX xxxxx b Delivering Custodian Name and Address Clearstream 12932 a. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code) b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95P: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //XBDR Clearstream acc. xxxxxa //NCSD/MOTIITMMXXX //MOTIITMMXXX //CEDELULLXXX M :95P: :BUYR //bbbbbbbbbbbb M :97A: :SAFE // xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M M M :94F: :95P: :95P: :95Q: :97A: :95P: :97A: :SAFE :PSET :DEAG :DECU :SAFE :SELL :SAFE //NCSD/DAKVDEFFDOM //CEDELULLXXX /CEDE/85077 //Clearstream Banking S.A. //12932 //CEDELULLXXXX // xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code) Note: The customer must send a free-format message to the Settlement Frankfurt team providing the instruction reference and details. Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 167 Italy - Citibank London Securities held at Citibank London as Common Depository only, settling via CBL MT link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M MOTIITMM trade date and time BIC MOTIITMM BIC MGTCBEBE 12934 BIC CEDELULLXXX CEDELULLXXX xxxxxa M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CITIGB2LMAG trade date and time BIC MGTCBEBEECL Euroclear 21891 Settlement Processing Narrative CEDELULLXXX xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time B M M M M M M C E1 :94F: :95P: :95P: :97A: :95P: :97A: :SAFE :PSET :REAG :SAFE :BUYR :SAFE //NCSD/MOTIITMM //MOTIITMMXXX //MGTCBEBE //12934 //CEDELULLXXX //CEDELULLXXX xxxxx a MT540 Receive Free Seq M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //CEDELULLXXX xxxxxa //CUST/CITIGB2LMAG //MGTCBEBEECL /ECLR/21891 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: The customer must send a free-format message to the Settlement team in charge of Italy providing the instruction reference. 17 October 2016 168 Clearstream Banking Multi-Market Securities Guide Italy - Finland Finnish securities only, settling via CBL-MT link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Receive Free M M M MOTIITMMXXX trade date and time BIC MOTIITMMXXX BIC CEDELULLXXX xxxxxa NDEAFIHHXXX M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party APKEFIHHXXX trade date and time BIC MGTCBEBEXXX Euroclear 21891 Settlement Processing Narrative CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95P: :95P: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/MOTIITMMXXX //MOTIITMMXXX //CEDELULLXXX //NDEAFIHHXXX //xxxxxa MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //CEDELULL xxxxx a //NCSD/APKEFIHH //MGTCBEBEXXX /ECLR/21891 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to OEU Unit providing the instruction details. Clearstream Banking Multi-Market Securities Guide 17 October 2016 169 Italy - Germany Italian equities settling via MT-CBF link CreationOnline Deliver Free M M M Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Delivering Custodian Party DAKVDEFFXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 48510000 BIC CEDELULLXXX BIC M Account 1293200 CEDELULLXXX xxxxx a M Seller Party BIC xxxxxxxxxxxb Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party MOTIITMMXXX trade date and time BIC MOTIITMMXXX BIC DAKVDEFF M Account 7201 M Buyer M Party Account M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. xxxxxxxxxxx=BIC11 of delivering Clearstream Banking customer. Creation via SWIFT MT542 Deliver Free M M M M M :97A: :94F: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE //trade date and time //NCSD/MOTIITMMXXX //MOTIITMMXXX //DAKVDEFFXXX //7201 M :95P: :BUYR CEDELULLXXX M :97A: :SAFE xxxxx a MT540 Receive Free Seq B C E1 M M M M :97A: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/DAKVDEFFXXX //DAKVDEFFXXX /DAKV/48510000 M :95P: :DECU //CEDELULLXXX M :95A: :SAFE //1293200 M :95P: :SELL //xxxxxxxxxxx b a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. xxxxxxxxxxx=BIC11 of delivering Clearstream Banking customer. Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. 17 October 2016 170 Clearstream Banking Multi-Market Securities Guide German equities and bonds settling via MT-CBF link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M MOTIITMMXXX trade date and time BIC DAKVDEFFXXX BIC DAKVDEFFXXX 7201 BIC CEDELULLXXX xxxxx a M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DAKVDEFFXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Franfurt 75810000 Seller Party Account Other Settlement Parties: Type Format Party Account BIC CEDELULLXXX xxxxxa Delivering Custodian Name and Address Clearstream Banking S.A: 0000012932 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE //trade date and time //NCSD/MOTIITMMXXX //DAKVDEFFXXX //DAKVDEFFXXX //7201 M :95P: :BUYR //CEDELULLXXX M :97A: :SAFE //xxxxx a MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/DAKVDEFFXXX //DAKVDEFFXXX /DAKV/75810000 M M M M :95Q: :97A: :95P: :97A: :DECU :SAFE :SELL :SAFE //Clearstream Banking S.A. //0000012932 //CEDELULLXXX //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to OEU Unit providing the instruction details. Clearstream Banking Multi-Market Securities Guide 17 October 2016 171 Italy - Ireland Limited ETFs only, settling via MT - EuroClear & Ireland link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M MOTIITMMXXX trade date and time BIC CRSTGB22XXX BIC CRSTGB22 08XMV BIC CEDELULLXXX xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CrestCo FIQAQ Seller Party Account BIC MOTIITMMXXX 21891 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //NCSD/MOTIITMMXXX //CRSTGB22XXX //CRSTGB22 //08XMV //CEDELULLXXX //xxxxxa MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/FIQAQ M :95P: :SELL //MOTIITMMXXX M :97A: :SAFE //21891 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule. Note: Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 172 Clearstream Banking Multi-Market Securities Guide Italy - Poland ISIN IT0004781412 - shs Unicredito Italiano SPA only, settling via CBL - KDPW link CreationOnline Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party MOTIITMM trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxxa M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //9240000/CBL/xxxxx a //NCSD/MOTIITMM //CEDELULL /CEDE/72457 Seq MT540 Receive Free B C E1 M :98a: :TRAD //trade date and time M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged. Clearstream Banking Multi-Market Securities Guide 17 October 2016 173 Italy - Spain Spanish equities settling via MT-Iberclear (SCL) link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free MOTIITMM trade date and time BIC IBRCESMMSCL BIC BBVAESMMXXX IBRCBBVAESMMXXX000000007T0EX0000004 BIC CEDELULLXXX CLEARSTREAM BANKING S.A M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IBRCESMMXXX trade date and time BIC IBRCESMMXXX BIC MOTIITMMXXX Seller Party Account BIC CEDELULL 12932.CEDELULL.xxxxx a Settlement Processing Narrative Beneficial Ownership Indicator INCLUSION No change of beneficial owner Creation via SWIFT MT542 Deliver Free B M :94F: :SAFE //NCSD/MOTIITMM C E E1 M M M M M :95P: :95P: :97A: :97A: :95P: :PSET :REAG :SAFE :SAFE :BUYR //IBRCESMMSCL //BBVAESMMXXX //IBRCBBVAESMMXXX000000007T0EX0000004 //CLEARSTREAM BANKING S.A //CEDELULLXXX MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :TRAD :SPRO :SAFE :BENE :PSET :DEAG //trade date and time //INCLUSION //NCSD/IBRCESMMXXX //NBEN //IBRCESMMXXX //MOTIITMMXXX M :95P: :SELL //CEDELULL M :97A: :SAFE //12932.CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. For securities received in Spain, the fees on page 260 apply. Note: Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the Italian market. 17 October 2016 174 Clearstream Banking Multi-Market Securities Guide Italian equities settling via MT-T2S link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M MOTIITMM trade date and time BIC MOTIITMM BIC IBRCESMMXXX 0182 BIC BBVAESMMXXX Clearstream Banking S.A M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account IBRCESMMSCL trade date and time BIC IBRCESMMXXX BIC MOTIITMMXXX BIC CEDELULLXXX 12932 CEDELULLXXXxxxxx a Settlement Processing Narrative Beneficial Ownership Indicator INCLUSION no change of beneficial owner a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M M C E1 :94F: :95P: :95P: :97A: :95P: :97A: :SAFE :PSET :REAG :SAFE :BUYR :SAFE //NCSD/MOTIITMM //MOTIITMM //IBRCESMMXXX //0182 //BBVAESMMXXX //Clearstream Banking S.A MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :BENE :PSET :DEAG :SELL :SAFE //trade date and time //INCLUSION ////CUST/IBRCESMMSCL //NBEN //IBRCESMMXXX //MOTIITMMXXX //CEDELULLXXX //12932.CEDELULLXXX.xxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of Italy providing the instruction references. Clearstream Banking Multi-Market Securities Guide 17 October 2016 175 ISIN IT0001178299 Reno Di Medici only, settling via Monte Titoli - Iberclear link CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party MOTIITMMXXX trade date and time BIC MOTIITMMXXX BIC BCITITMMXXX M M M Buyer Party Settlement Processing Narrative BIC BSCHESMMXXX EXCLUSION M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IBRCESMMXXX trade date and time BIC IBRCESMMXXX BIC BSCHESMMXXX Seller Party Settlement Processing Narrative BIC BCITITMMXXX INCLUSION Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95P: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //EXCLUSION //NCSD/MOTIITMMXXX //MOTIITMMXXX //BCITITMMXXX M :95P: :BUYR //BSCHESMMXXX Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //INCLUSION M :94F: :SAFE //NCSD/IBRCESMMXXX M :95P: :PSET //IBRCESMMXXX M :95P: :DEAG //BSCHESMMXXX M :95P: :SELL //BCITITMMXXX Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule, plus additional fees by the agent which are unknown at forehand. Note: The customer must send a free-format message to the Settlement team in charge of Italy providing the instruction references and authorising debit of additional fees by the agent. 17 October 2016 176 Clearstream Banking Multi-Market Securities Guide Italy - Switzerland Swiss Equities only, settling via MT-SIS link CreationOnline Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account MOTIITMM trade date and time BIC INSECHZZXXX BIC UBSWCHZH80A CH100025 M M M Buyer Party Account BIC CEDELULL xxxxxb M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Settlement Processing Seller Party Account INSECHZZXXX trade date and time BIC MOTIITMMXXX BIC CEDELULLXXX SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA T2S BIC bbbbbbbbbbba xxxxxb a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11 b. xxxxx=The Clearstream Banking customer’s 5-digit account number Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE //trade date and time //NCSD/MOTIITMM //INSECHZZXXX //UBSWCHZH80A //CH100025 M :95P: :BUYR //CEDELULL M :97A: :SAFE //xxxxxb MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95P: :70E: :TRAD :SAFE :PSET :DEAG :SPRO //trade date and time //NCSD/INSECHZZXXX //MOTIITMMXXX //CEDELULLXXX //SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA T2S M :95P: :SELL //bbbbbbbbbbba M :97A: :SAFE //xxxxxb a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11 b. xxxxx=The Clearstream Banking customer’s 5-digit account number Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. Note: Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the Swiss market. Clearstream Banking Multi-Market Securities Guide 17 October 2016 177 Italy - UK Italian and UK equities, settling via Euroclear UK & Ireland-SIS-MT link Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. Note: It is recommended to instruct all instructions by using the “Immediate Release Flag” latest until 14:00 CET on SD-1. ISIN IT0001976403 - Fiat, IT0000072618- BANCA INTESA SANPAOLO SPA, ISIN IT0003128367 - Enel, ISIN IT0003132476 - ENI and ISIN IT0003497168 - Telecom Italia are SDRT-exempt. For all other securities, the customer must indicate no change in beneficial ownership in the free-format message to CBL as appropriate. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M MOTIITMM trade date and time BIC MOTIITMM BIC PARBITMM080 BIC INSECHZZ 891500/CREST 00XJJ M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address MOTI/CEDELULLXXX acc.12932/xxxxxa a. The Clearstream Banking 5-digit account number of the delivering party. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/MOTIITMM //MOTIITMM //PARBITMM080 //INSECHZZ //891500/CREST 00XJJ MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //MOTI/CEDELULLXXX acc.12932/xxxxxa a. The Clearstream Banking 5-digit account number of the delivering party. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M MOTIITMM trade date and time BIC MOTIITMM BIC PARBITMM080 BIC INSECHZZ 891500/CREST 14XKL M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address MOTI/CEDELULLXXX acc.12932/xxxxxa a. The Clearstream Banking 5-digit account number of the delivering party. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/MOTIITMM //MOTIITMM //PARBITMM080 //INSECHZZ //891500/CREST 14XKL MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //MOTI/CEDELULLXXX acc.12932/xxxxxa a. The Clearstream Banking 5-digit account number of the delivering party. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 178 Clearstream Banking Multi-Market Securities Guide UK ETFS Securities only, settling via MT-Euroclear UK & Ireland Link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M MOTIITMMXXX trade date and time BIC CRSTGB22XXX BIC CRSTGB22XXX 00XJJ BIC CRSTGB22XXX CREST 00XJJ / CBL xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo FIQAQ Seller Party Account BIC MOTIITMMXXX 21891 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //NCSD/MOTIITMMXXX //CRSTGB22XXX //CRSTGB22XXX //00XJJ //CRSTGB22XXX //CREST 00XJJ / CBL xxxxxa MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/FIQAQ M :95P: :SELL //MOTIITMMXXX M :97A: :SAFE //21891 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M MOTIITMMXXX trade date and time BIC CRSTGB22XXX BIC CRSTGB22XXX 14XKL BIC CRSTGB22XXX CREST 14XKL / CBL xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo FIQAQ Seller Party Account BIC MOTIITMMXXX 21891 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :94F: :95P: :95P: :97P: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //NCSD/MOTIITMMXXX //CRSTGB22XXX //CRSTGB22XXX //14XKL //CRSTGB22XXX //CREST 14XKL / CBL xxxxxa MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/FIQAQ M :95P: :SELL //MOTIITMMXXX M :97A: :SAFE //21891 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 179 Italy - U.S.A. Italian and U.S. equities only, settling via MT-DTC link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M MOTIITMM trade date and time BIC DTCCUS33XXX BIC DTCCUS33XXX 908 BIC CITIUS33XXX 089154 CSCxxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2008 Seller Party BIC MOTIITMM a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //NCSD/MOTIITMM //DTCCUS33XXX //DTCCUS33XXX //908 //CITIUS33XXX //089154 CSCxxxxx a MT540 Receive Free Seq B C E1 M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :DEAG //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2008 M :95P: :SELL //MOTIITMM a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule. 17 October 2016 180 Clearstream Banking Multi-Market Securities Guide Japan - France ISIN JP3973400009 - RICOH CO.LTD securities only, settling via Euroclear France - EOC link Bridge CreationOnline Deliver Free M M M M M M Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free YES M M M JJSDJPJTXXX trade date and time BIC MGTCBEBEECL Euroclear 22429 M M M /SICV/00000641/CEDE xxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPPXXX trade date and time BIC SICVFRPPXXX Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULLxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time ///SICV/00000641/CEDE xxxxx a //NCSD/JJSDJPJTXXX //MGTCBEBEECL /ECLR/22429 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/SICVFRPPXXX //SICVFRPPXXX /EGSP/9913 //EOC 22429 //CEDELULLxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Japan, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 181 Luxembourg - France ISIN LU0088087324 Europeenne des Satellites Global securities only, settling via Euroclear France CreationOnline Deliver Free M M M M M Trade Date/Time Delivery Without Matching Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free trade date and time Yes BIC MGTCBEBEECL Euroclear 22429 M M Place of Safekeeping Trade Date/Time SICVFRPP trade date and time M Place of Settlement Party Delivering Agent Party Seller Party Account BIC SICVFRPP Euronext-BE, FR, NL 9913 Name and Address EOC 22429 CEDELULL xxxxx a M M M SICV/00000641/49584W/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //SICV/00000641/49584W/xxxxx a M :22F: :STCO //DLWM M :95P: :PSET //MGTCBEBEECL M :95R: :REAG /ECLR/22429 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/9913 //EOC 22429 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and “with matching”. 17 October 2016 182 Clearstream Banking Multi-Market Securities Guide ISIN LU0012113584 Plantations Terres Rouges securities only, settling physically CreationOnline Deliver Free Receive Free M M Place of Safekeeping Trade Date/Time SICVFRPP trade date and time M M M Place of Settlement Party Receiving Agent Party Country Code FR - France Physical Name and Address BNP Paribas Securities Services Attn:Anne Bruck/Stock Department Ref. 254C, Grands Moulins de Pantin 9 rue du Debarcadere,93500 Pantin M M M or M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Delivering Agent Party Delivering Agent Party Account Seller Party SICVFRPP trade date and time Country Code FR - France Physical BIC BGLLULL Name and Address BNP Paribas, Luxembourg CEDELULL/ xxxxx a BIC BGLLLULL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free MT540 Receive Free Seq M :98a: :TRAD //trade date and time B M :94F: :SAFE //NCSD/SICVFRPP M :95C: :PSET //FR M :95Q: :REAG //BNP Paribas Securities Services Attn:Anne Bruck/Stock Department Ref. 254C, Grands Moulins de Pantin 9 rue du Debarcadere,93500 Pantin C E1 M M M M M or M M :98a: :22F: :94F: :95C: :95P: :95Q: :97A: :95P :TRAD :STCO :SAFE :PSET :DEAG :DEAG :SAFE :SELL //trade date and time //PHYS //NCSD/SICVFRPP //FR //BGLLLULL //BNP Paribas, Luxembourg //CEDELULL/ xxxxx a //BGLLULL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Clearstream Banking Multi-Market Securities Guide 17 October 2016 183 Luxembourg - Netherlands Luxembourgish equities only, settling via NIEC link CreationOnline Deliver Free M M M M M M Delivery Without Matching Place of sfekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free Yes M M M MGTCBEBEECL trade date and time BIC MGTCBEBEECL Euroclear 24180 M M M SICV/00000641/CEDxxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2A trade date and time BIC NECINL2A Euronext - BE, FR, NL 9919 Name and Address EOC 24180 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time //SICV/00000641/CEDxxxxx a //NCSD/MGTCBEBEECL //DLWM //MGTCBEBEECL /ECLR/24180 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/NECINL2A M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //NECINL2A /EGSP/9919 //EOC 24180 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. 17 October 2016 184 Clearstream Banking Multi-Market Securities Guide Mexico - Spain ISIN MXP001691213 - AMERICA MOVIL SA DE CV(AMXL) CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INDEMXMM trade date and time BIC INDEMXMM Indeval 5057 BIC BBVAESMM CEDELULL xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative IBRCESMM trade date and time BIC IBRCESMMMVL BIC BSCHESMMXXX BIC INBUMXMM CITIUS33MER INCLUSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/INDEMXMM //INDEMXMM /INDE/5057 //BBVAESMM //CEDELULL xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //INCLUSION //NCSD/IBRCESMM //IBRCESMMMVL //BSCHESMMXXX //INBUMXMM //CITIUS33MER a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Mexico, as published in the CBL Fee Schedule. For securities received in Spain, the fees on page 260 apply. ISIN MX01EL000003 - Grupo Elektra SA DE CV ISIN MXP740471117 - TV AZTECA SA only, settling via Indeval-Iberclear link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INDEMXMM trade date and time BIC INDEMXMM Indeval 5008 BIC BBVAESMM CEDELULL xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative IBRCESMM trade date and time BIC IBRCESMMMVL BIC BVALESMM BIC GBMSMXM1 CITIUS33MER INCLUSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/INDEMXMM //INDEMXMM /INDE/5008 //BBVAESMM //CEDELULL xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //INCLUSION //NCSD/IBRCESMM //IBRCESMMMVL //BVALESMM //GBMSMXM1 //CITIUS33MER a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Mexico, as published in the CBL Fee Schedule. For securities received in Spain, the fees on page 260 apply. Clearstream Banking Multi-Market Securities Guide 17 October 2016 185 ISIN MXP4833F1044 - Grupo Modelo only, settling via Indeval-Iberclear link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INDEMXMM trade date and time BIC INDEMXMM Indeval 5110 BIC BSCHESMMXXX ffc BBVA Spain acc. 1842889/xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative IBRCESMM trade date and time BIC IBRCESMMMVL BIC BSCHESMMXXX BIC BMSXMXMMSSSX CITIUS33MER INCLUSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/INDEMXMM //INDEMXMM /INDE/5110 //BSCHESMMXXX //ffc BBVA Spain acc. 1842889/xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //INCLUSION //NCSD/IBRCESMM //IBRCESMMMVL //BSCHESMMXXX //BMSXMXMMSSSX //CITIUS33MER a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Standard transaction fee for Mexico, as published in the CBL Fee Schedule. For securities received in Spain, the fees on page 260 apply. 17 October 2016 186 Clearstream Banking Multi-Market Securities Guide ISIN ES0113900J37 Banco Santander settling via Indeval-Iberclear link CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party INDEMXMM trade date and time BIC INDEMXMM BIC BBVAESMMXXX Buyer Party Account BIC CEDELULLXXX xxxxx a M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party IBRCESMMXXX trade date and time BIC IBRCESMMMXXX BIC BSSSESM2XXX 0038 BIC INDEMXMMXXX Settlement Processing Narrative Beneficial Ownership Indicator REGI INDEMXMMXXX Change of Beneficial Owner a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time B M :94F: :SAFE //NCSD/INDEMXMM C M M M M :95P: :95P: :97A: :95P: :PSET :REAG :SAFE :BUYR //INDEMXMM //BBVAESMMXXX xxxxx a //CEDELULLXXX MT540 Receive Free Seq E1 M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :97A: :95P: :TRAD :SPRO :SAFE :BENE :PSET :DEAG :SAFE :SELL //trade date and time //REGI INDEMXMXXX //NCSD/IBRCESMMXXX //YBEN //IBRCESMMXXX //BSSSESM2XXX //0038 //INDEMXMMXXX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Mexico, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to OSG Settlement Frankfurt 4 providing the instruction details. Clearstream Banking Multi-Market Securities Guide 17 October 2016 187 Mexico - U.S.A. ISIN US1729671016 - CITIGROUP INC only, settling via Indeval-DTC link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M INDEMXMM trade date and time BIC INDEMXMM Indeval 5200 BIC IRVTUS3N DTC0908/089154/CSCxxxxx a Cross-border Transfer M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 901 BIC IRVTUS3N 230600FFC8409/CBL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //Cross-border Transfer //NCSD/INDEMXMM //INDEMXMM /INDE/5200 //IRVTUS3N //DTC0908/089154/CSCxxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/0901 //IRVTUS3N //230600FFC8409/CBL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Mexico, as published in the CBL Fee Schedule. ISIN US5178341070 - Las Vegas Sands Corp. only, settling via Indeval-DTC link ISIN US4642874576 ISIN ISHARES 1-3Y TREASURY BOND ETF CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party INDEMXMM trade date and time BIC INDEMXMM Indeval 5200 Name and Address DTC908 acc. 089154 CSCxxxxx a Settlement Processing Narrative CONVERSION M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2690 DTC - US 2690 1530219813 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :REAG :BUYR //trade date and time //CONVERSION //NCSD/INDEMXMM //INDEMXMM /INDE/5200 //DTC908 acc. 089154 CSCxxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95R: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2690 /DTCYID/2690 //1530219813 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Mexico, as published in the CBL Fee Schedule. 17 October 2016 188 Clearstream Banking Multi-Market Securities Guide Netherlands - Austria Non-Austrian securities only, settling via ENL-OeKB CSD link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M NECINL2AXXX trade date and time BIC NECINL2AXXX BIC OCSDATWWXXX BIC CEDELULLXXX 243900 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party OCSDATWWXXX trade date and time BIC OCSDATWWXXX BIC CEDELULLXXX BIC xxxxxxxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/NECINL2A //NECINL2AXXX //CEDELULLXXX //CEDELULLXXX //243900 MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95P: :95P: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/OCSDATWWXXX //OCSDATWWXXX //CEDELULLXXX //xxxxxxxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 189 Netherlands - Canada Eligible Canadian equities only, settling via ENL-EOC link CreationOnline Deliver Free M M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Yes C C C NECINL2AXXX trade date and time BIC NECINL2AXXX Euronext - BE,FR, NL 9919 Name and Address EOC 24180 CEDELULLxxxxx a-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CDSLCATTXXX trade date and time BIC MGTCBEBEECL Euroclear 24180 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M M C E E1 :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STCO :PSET :REAG :BUYR :SAFE //NCSD/NECINL2AXXX //DLWM //NECINL2AXXX /EGSP/9919 //EOC 24180 //CEDELxxxxx a-With Matchingb MT540 Receive Free C :98a: :TRAD //trade date and time C :70E: :SPRO ///SICV/00000641/CEDE xxxxx a C :94F: :SAFE //NCSD/CDSLCATTXXX C :95P: :PSET //MGTCBEBEECL C :95R: :DEAG /ECLR/24180 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 17 October 2016 190 Clearstream Banking Multi-Market Securities Guide Netherlands - Czech Republic ISIN NL0000405173 - Zentiva NV ISIN NL0006033375 - AAA Auto Group NV only, settling via CDCP link CreationOnline Deliver Free M M M M Ma Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M NECINL2A trade date and time BIC CEDELULL Clearstream Banking Luxembourg 84473 BICb beneficiary’s BIC M Ma M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/NECINL2A //CEDELULL /CEDE/84473 //Beneficiary’s BIC, if different from REAGb MT540 Receive Free Seq B C E1 M M M M Ma M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are via UNIYVIC's account (84473) with CBL; internal transaction fees are charged. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 191 Netherlands - Finland Finnish equities only settling via ENL-EOC link CreationOnline Deliver Free M M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Yes C Place of Safekeeping APKEFIHH NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR, NL 9919 Name and Address EOC 24180 CEDELxxxxx a-With Matchingb C C Trade Date/Time Place of Settlement Party Delivering Agent Party trade date and time BIC MGTCBEBEECL Euroclear 24180 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a C C a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M M C E E1 :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STCO :PSET :REAG :BUYR :SAFE //NCSD/NECINL2A //DLWM //NECINL2A /EGSP/9919 //EOC 24180 //CEDELxxxxx a-With Matchingb MT540 Receive Free C :98a: :TRAD //trade date and time :70E: :SPRO ///SICV/00000641/CEDE xxxxx a C :94F: :SAFE //NCSD/APKEFIHH C :95P: :PSET //MGTCBEBEECL C :95R: :DEAG /ECLR/24180 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 17 October 2016 192 Clearstream Banking Multi-Market Securities Guide Netherlands - Germany Dutch equities, bonds and ISIN GB00B03MLX29 Royal Dutch Shell -A-settling via ENL-CBF link CreationOnline Deliver Free Oa M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Yes NECINL2AXXX trade date and time BIC NECINL2AXXX BIC DAKVDEFFNL1 BIC CEDELULLXXX 7201 xxxxxc M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party DAKVDEFFXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 44990000 BIC bbbbbbbbbbbb Other Settlement Parties Type: Format Party Account Delivering Custodian BIC CEDELULLXXX NECICEDELULLXXX000L10 a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb = BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M Oa M M :98a: :94F: :22F: :95P: :95P: :TRAD :SAFE :STCO :PSET :REAG //trade date and time //NCSD/NECINL2AXXX //DLWM //NECINL2AXXX //DAKVDEFFNL1 M :95P: :BUYR //CEDELULLXXX M :97A: :SAFE //7201 xxxxx c MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DAKVDEFFXXX M M M M M :95P: :95R: :95P: :97A: :95P: :PSET :DEAG :DECU :SAFE :SELL //DAKVDEFFXXX /DAKV/44990000 //CEDELULLXXX //NECICEDELULLXXX000L10 //bbbbbbbbbbbb a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory. b. bbbbbbbbbbb = BIC11 of CBL customer. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 193 Eligible German equities only, settling via ENL-EOC link CreationOnline Deliver Free M M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Yes C C C NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 9919 Name and Address EOC 24180 CEDELxxxxx a-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DAKVDEFF trade date and time BIC MGTCBEBEECL Euroclear 24180 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M M C :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STCO :PSET :REAG :BUYR :SAFE //NCSD/NECINL2A //DLWM //NECINL2A /EGSP/9919 //EOC 24180 //CEDELxxxxx a-With Matchingb E1 MT540 Receive Free C :98a: :TRAD //trade date and time C :70E: :SPRO ///SICV/00000641/CEDE xxxxx a C :94F: :SAFE //NCSD/DAKVDEFF C :95P: :PSET //MGTCBEBEECL C :95R: :DEAG /ECLR/24180 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 17 October 2016 194 17 October Clearstream Banking Multi-Market Securities Guide Netherlands - Ireland Irish securities only, settling via ENL-Euroclear UK & Ireland link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 9919 Name and Address 53079 CEDELULLxxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 56XKK Name and Address EGSP/641/67449M/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/NECINL2A //NECINL2A /EGSP/9919 //53079 //CEDELULLxxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/56XKK //EGSP/641/67449M/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Note: Customers are strongly recommended to send their instructions on SD-1. Clearstream Banking Multi-Market Securities Guide 17 October 2016 195 Netherlands - Norway ISIN NL0000389096 - UNIT 4, settling via ENL-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 186 BIC DNBANOKC 050050032346/CEDELULL/xxxxxa M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC NECINL2A xxxxxa/CEDELULL/EGSP/641 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/NECINL2A B C M M M M E1 :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //NECINL2A /EGSP/186 //DNBANOKC //050050032346/CEDELULL/xxxxxa MT540 Receive Free Seq M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //NECINL2A xxxxxa/CEDELULL/EGSP/641 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule plus NOK 900 per transaction. 17 October 2016 196 Clearstream Banking Multi-Market Securities Guide Netherlands - Spain ISIN LU0323134006 - Arcelor Ord only, settling via ENL-Iberclear link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 627 BIC BBVAESMM 0182 /BNF/CLEARSTREAM BANKING S.A. M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative IBRCESMM trade date and time BIC IBRCESMMXXX BIC ESESNL2A BIC PARBFRPP 641 CED xxxxx a INCLUSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time ///BNF/CLEARSTREAM BANKING S.A. //NCSD/NECINL2A //NECINL2A /EGSP/627 //BBVAESMM //0182 MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //INCLUSION //NCSD/IBRCESMM //IBRCESMMXXX //ESESNL2A //PARBFRPP //641 CED xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For securities received in Spain, the fees on page 260 apply. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Eligible Spanish equities only, settling via EOC-ENL link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account C C C NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 9919 Name and Address EOC 24180 CEDEL xxxxx a-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IBRCESMM trade date and time BIC MGTCBEBEECL Euroclear 24180 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/NECINL2A //NECINL2A /EGSP/9919 //EOC 24180 //CEDEL xxxxx a-With Matchingb MT540 Receive Free C :98a: :TRAD //trade date and time C :70E: :SPRO ///SICV/00000641/CEDE xxxxx a C :94F: :SAFE //NCSD/IBRCESMM C :95P: :PSET //MGTCBEBEECL C :95R: :DEAG /ECLR/24180 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For securities received in Spain, the fees on page 260 apply. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 197 Netherlands - Sweden ISIN NL0009508720 - LBI INTERNATIONAL ORD, transfer not possible Transfer of this security is not possible from the Netherlands to Sweden. 17 October 2016 198 Clearstream Banking Multi-Market Securities Guide Netherlands - UK Dutch and UK equities settling via ENL-Euroclear UK & Ireland link Note: Transfer of ISIN NL0000687465 is not possible between the two countries. Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M NECINL2A trade date and time BIC NECINL2A Euronext - BR,FR,NL 9919 Name and address 52023 CEDELULL xxxxxb M M C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo nnnnna Name and Address EGSP/641/67449M/ xxxxx b Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/NECINL2A M M M M :95P: :95R: :95Q: :97A: :PSET :REAG :BUYR :SAFE //NECINL2A //EGSP/9919 //52023 //CEDELULL xxxxxb Seq B C E E1 M M C M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/nnnnna //EGSP/641/67449M/ xxxxx b a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Stamp Duty Status Settlement Processing Narrative Receive Free M M M NECINL2A trade date and time BIC NECINL2A Euronext - BR,FR,NL 9919 Name and address 91632 CEDELULL xxxxxb UK Transfer Between CSP or ADR Accounts NL1/SSTA/T M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo nnnnna Name and Address EGSP/641/67449M/ xxxxx b Stamp Duty Status UK Transfer Between CSP or ADR Accounts a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :95Q: :97A: :TRAD :SPRO :SAFE :STAM :PSET :REAG :BUYR :SAFE //trade date and time //NL1/SSTA/T //NCSD/NECINL2A /CRST/GBTX //NECINL2A //EGSP/9919 //91632 //CEDELULL xxxxxb MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :DEAG :SELL //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/nnnnna //EGSP/641/67449M/ xxxxx b a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. Fees: For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 199 ISIN LU0323134006 - Arcelormital Ord Reg securities only, settling via Euroclear Netherlands - SIS Euroclear UK & Ireland link ISIN NL0009739424 - TNT EXPRESS N.V. ORD BR CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M NECINL2AXXX trade date and time BIC NECINL2A Euronext - BR,FR,NL 29910 Name and address GB10054 CREST OOXJJ/CEDELULL xxxxxb M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22XXX trade date and time BIC CRSTGB22XXX CRESTCo XBDR Name and Address NECI/000000000641/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/NECINL2AXXX //NECINL2AXXX //EGSP/29910 //GB10054 Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22XXX //CRSTGB22XXX /CRST/XBDR //NECI/000000000641/xxxxx a M :97A: :SAFE //CREST OOXJJ/CEDELULL xxxxxb a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M NECINL2AXXX trade date and time BIC NECINL2A Euronext - BR,FR,NL 29910 Name and address GB10054 CREST 14XKL/CEDELULL xxxxxb M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22XXX trade date and time BIC CRSTGB22XXX CRESTCo XBDR Name and Address NECI/000000000641/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/NECINL2AXXX //NECINL2AXXX //EGSP/29910 //GB10054 Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22XXX //CRSTGB22XXX /CRST/XBDR //NECI/000000000641/xxxxx a M :97A: :SAFE //CREST 14XKL/CEDELULL xxxxxb a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. Fees: For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 200 Clearstream Banking Multi-Market Securities Guide Netherlands - U.S.A. ISIN NL0000334118 - ASM INTERNATIONAL NV only, settling via ENL-DTCC link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free M M M NECINL2A trade date and time BIC NECINL2A BIC ABNANL2A 28009 Name and Address Conversion into DTC 908 ifo acc. 089154/CSCxxxxx a 616092830 Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DTCYUS33 trade date and time BIC DTCYUS33XXX DTC - US 3122 Seller Party BIC PARBFRPP M Account M Settlement Processing Narrative EOC part No 641 acc 67449M/xxxxx a /DWAC deposit/Citibank NA ADR DTC953 Attn.: Z.Thornton/ PH. 212 657 7476 M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/NECINL2A //NECINL2A /EGSP/28009 //DTC 908 for acc 089154/CSCxxxxx a //616092830 MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :98a: :TRAD //trade date and time M :70E: :SPRO ///DWAC deposit/Citibank NA ADR DTC953 Attn.: Z.Thornton/Ph. 212 657 7476 M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //DTCYUS33[XXX] M :95R: :DEAG /DTCYID/3122 M :95P: :SELL //PARBFRPP M :97A: :SAFE //EOC part No 641 acc 67449M/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Eligible U.S. equities only, settling via ENL-EOC link CreationOnline Deliver Free M M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Yes C C C NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 9919 Name and Address EOC 24180 CEDELxxxxx a-With Matchingb C C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DTCYUS33 trade date and time BIC MGTCBEBEECL Euroclear 24180 Settlement Processing Narrative /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M M M M M M C E E1 :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STCO :PSET :REAG :BUYR :SAFE //NCSD/NECINL2A //DLWM //NECINL2A /EGSP/9919 //EOC 24180 //CEDELxxxxx a-With Matchingb MT540 Receive Free C :98a: :TRAD //trade date and time C :70E: :SPRO ///SICV/00000641/CEDE xxxxx a C :94F: :SAFE //NCSD/DTCYUS33 C :95P: :PSET //MGTCBEBEECL C :95R: :DEAG /ECLR/24180 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC). Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Clearstream Banking Multi-Market Securities Guide 17 October 2016 201 New Zealand - Australia New Zealand and Australian equities settling via AUSTRACLEAR - CHESS link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M RBNZNZ22 trade date and time BIC RBNZNZ22 BIC CHASAU2XDCC BIC CEDELULL 2312-0001-11-06 M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Stamp Duty Status CAETAU21 trade date and time BIC CAETAU21 BIC CHASNZ2ACCS BIC CEDELULL 1783-0001-11-05 AU No Change In Beneficial Ownership Creation via SWIFT MT542 Deliver Free M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/RBNZNZ22 //RBNZNZ22 //CHASAU2XDCC //CEDELULL //2312-0001-11-06 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :STAM :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/CAETAU21 /XASX/XNCB/ //CAETAU21 //CHASNZ2ACCS //CEDELULL //1783-0001-11-05 Fees: Standard transaction fee for New Zealand, as published in the CBL Fee Schedule. Cross-border transfers for delivery trades out of New Zealand will incur an additional fee. Please see the table below, documenting the new fees and applicable securities. Fees will be calculated on the day of processing and authority to debit fees from customer accounts will be required prior to the processing of the transfer. Market Value of Securities (NZD) Fee (NZD) Up to $60,000 $60,001 to $600,000 $600,001 to $3,000,000 $3,000,001 to $6,000,000 $6,000,000 plus $58 $115 $288 $575 $805 17 October 2016 202 Clearstream Banking Multi-Market Securities Guide New Zealand - Canada ISIN CA37713P2035 Glass Earth Gold Limited Ord Reg ISIN CA6752221037 OceanaGold Corporation CreationOnline M M M M M M Deliver Free Trade Date/Time Place of Settlement Party Delivering Agent Party Buyer Party Account Settlement Processing Narrative M M trade date and time BIC RBNZNZ22XXX Name and Address The Share Registry BIC ROYCCAT2 080000630001/xxxxx a Removal from New Zealand to Canada Roytor and Co., RBC Dexia Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada M M M Receive Free Trade Date/Time Place of Settlement Party Receiving Agent Party Seller Party trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address REGISTERED IN N/O ROYTOR & CO Settlement Processing Narrative New Zealand to CANADA a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from New Zealand to Canada Roytor and Co., RBC Dexia Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada M M M M :95P: :95Q: :95P: :94F: :PSET :DEAG :BUYR :SAFE //RBNZNZ22XXX //The Share Registry //ROYCCAT2 //080000630001/xxxxx a Seq B E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //New Zealand to CANADA M M M M :22F: :95P: :95R: :95Q: :SETR :PSET :REAG :SELL //TRAD //CDSLCATT /CDSL/OTCB //REGISTERED IN N/O ROYTOR & CO a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for New Zealand, as published in the CBL Fee Schedule. Cross-border transfers for delivery trades out of New Zealand will incur an additional fee. Please see the table below, documenting the new fees and applicable securities. Fees will be calculated on the day of processing and authority to debit fees from customer accounts will be required prior to the processing of the transfer. Market value of securities (NZD) Fee (NZD) Up to $60,000 $60,001 to $600,000 $600,001 to $3,000,000 $3,000,001 to $6,000,000 $6,000,000 plus Clearstream Banking Multi-Market Securities Guide $58 $115 $288 $575 $805 17 October 2016 203 New Zealand - Singapore BMG4210D1020 SHS GUOCOLEISURE LTD ORD REG CreationOnline Deliver Free M Receive Free Additional Places M M Place of Safekeeping Trade Date/Time RBNZNZ22 trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party BIC RBNZNZ22 Name and Address The Share Registry BIC DBSSSGSGIBD M M Settlement Processing Narrative M Beneficial Ownership Indicator Removal from New Zealand to Singapore Kindly assist to execute the transfer form. Charges accepted and to be debited. CDP account name: DBS Nominees Pte Ltd Clearstream Banking CDP account number: 5611-1813-7519 Change of Beneficial Owner or No Change of Beneficial Owner Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative M M M M M M M Beneficial Ownership Indicator Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CDPLSGSG BIC CHASNZ2ACCS 1783-0001-11-05 Removal from New Zealand to Singapore Kindly assist to execute the transfer form. Charges accepted and to be debited. Change of Beneficial Owner or No Change of Beneficial Owner Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from New Zealand to Singapore Kindly assist to execute the transfer form. Charges accepted and to be debited. CDP account name: DBS Nominees Pte Ltd Clearstream Banking CDP account number: 5611-1813-7519 M :94F: :SAFE //NCSD/RBNZNZ22 M :22F: :PSET //YBEN or //NBEN B C E E1 M :95P: :PSET //RBNZNZ22 M :95Q: :REAG //The Share Registry M :95P: :BUYR //DBSSSGSGIBD MT540 Receive Free M :94B: :TRAD //Place of trade M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from New Zealand to Singapore Kindly assist to execute the transfer form. Charges accepted and to be debited. M :95F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //CDPLSGSG M :95P: :SELL //CHASNZ2ACCS M :97A: :SAFE //1783-0001-11-05 Note: A standard transfer takes approximately 20 business days. Fees: The fees are payable are as follows: Singapore CDP transfer fees - CDP transfer fees of $10.70 per request for quantity < 1000 (exclusive of GST); - CDP transfer fees of $25.00 per request for quantity > 1000 (exclusive of GST). CDP fees of SGD 10.70 for withdrawal/deposit of shares This is inclusive of 7% GST. Cross border transfers for delivery trades out of New Zealand will incur below ad-hock fee. Market value of securities (NZD) Fee (NZD) Up to $60,000 $60,001 to $600,000 $600,001 to $3,000,000 $3,000,001 to $6,000,000 $6,000,000 plus 17 October 2016 204 $58 $115 $288 $575 $805 Clearstream Banking Multi-Market Securities Guide New Zealand - UK GB0003466074 SHS FOREIGN AND COLONIAL INVESTMENT TRUST ORD REG GB0008710799 SHS HENDERSON ASIA GROWTH TRUST PLC CreationOnline 0.5% SDRT1 M M M M M M Deliver Free M M M M Place of Safekeeping Trade Date/Time RBNZNZ22 trade date and time Place of Settlement Party Receiving Agent Party Buyer Party BIC RBNZNZ22 Name and Address The Share Registry BIC CITIGB2L Settlement Processing Narrative Removal from New Zealand to UK CREST Account 00XJJ VIDACOS NOMINEES LIMITED CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M M Receive Free Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Delivering Agent Party Seller Party M Account C Stamp Duty Status CRSTGB22 trade date and time YES BIC CRSTGB22 Name and Address CRST/PHYSICAL Name and Address JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011 1783-0001-11-05 UK No change of Beneficial Ownership (if customer is the same; otherwise, blank) Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from New Zealand to UK CREST Account 00XJJ VIDACOS NOMINEES LIMITED CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M :94F: :SAFE //NCSD/RBNZNZ22 M :95P: :PSET //RBNZNZ22 M :94Q: :REAG //The Share Registry M :94P: :BUYR //CITIGB2L Seq B C E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :95F: :SAFE //NCSD/CRSTGB22 C :22F: :STAM /CRST/GBOX /(if the customer is the same; otherwise, blank) M :22F: :STCO //PHYS :95P: :PSET //CRSTGB22 :95Q: :DEAG //CRST/PHYSICAL :95Q: :SELL //JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower 2 Hunter Street, Wellington, New Zealand 6011 :97A: :SAFE //1783-0001-11-05 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 205 CreationOnline 1.5% SDRT1 M M M M M M Deliver Free M M M M Place of Safekeeping Trade Date/Time RBNZNZ22 trade date and time Place of Settlement Party Receiving Agent Party Buyer Party BIC RBNZNZ22 Name and Address The Share Registry BIC CITIGB2L Settlement Processing Narrative Removal from New Zealand to UK CREST Account 14XKL VIDACOS NOMINEES LIMITED CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M M M Receive Free Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time YES BIC CRSTGB22 Name and Address CRST/PHYSICAL Name and Address JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011 Account J1783-0001-11-05 Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from New Zealand to UK CREST Account 14XKL VIDACOS NOMINEES LIMITED CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M :94F: :SAFE //NCSD/RBNZNZ22 M :95P: :PSET //RBNZNZ22 M :94Q: :REAG //The Share Registry M :94P: :BUYR //CITIGB2L Seq B C E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :95F: :SAFE //NCSD/CRSTGB22 C :22F: :STAM /CRST/GBOX /(if the customer is the same; otherwise, blank) M :22F: :STCO //PHYS :95P: :PSET //CRSTGB22 :95Q: :DEAG //CRST/PHYSICAL :95Q: :SELL //JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower 2 Hunter Street, Wellington, New Zealand 6011 Note: A standard transfer takes approximately 20 business days. Receiving account is 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. Fees: The fees payable are as follows: Cross border transfers for delivery trades out of New Zealand will incur below ad-hock fee. Market value of securities (NZD) Fee (NZD) Up to $60,000 $60,001 to $600,000 $600,001 to $3,000,000 $3,000,001 to $6,000,000 $6,000,000 plus $58 $115 $288 $575 $805 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 206 Clearstream Banking Multi-Market Securities Guide Norway - Australia ISIN AU000000AOQ0 - African Petroleum Ord Reg via VPS - CITI - CHESS link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKK BIC CHASAU2XDCC 2312-0001-11-06 M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CAETAU21 trade date and time BIC CAETAU21 BIC CITIAU3X BIC CITIGB2L 2099000369 Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKK //CHASAU2XDCC //2312-0001-11-06 Seq MT540 Receive Free B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CAETAU21 M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //CAETAU21 //CITIAU3X //CITIGB2L //2099000369 Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule, plus NOK 900 per transaction. Clearstream Banking Multi-Market Securities Guide 17 October 2016 207 Norway - Canada ISIN CA74836K1003 - Questerre Energycorp. ISIN CA8936516043 - Transeuro Energy Corp. only, settling via VPS - CDS link. CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC ROYCCAT2 RBCT/080000630001/xxxxx a M M M O Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CDSLCATT trade date and time BIC CDSLCATT CDS-CA CITC BIC DNBANOKC 6211986060 CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M M C E E1 :94F: :22F: :95P: :95P: :95P: :97A: :SAFE :SETR :PSET :REAG :BUYR :SAFE //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //ROYCCAT2 //RBCT/080000630001/xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :98a: :TRAD //trade date and time O :70E: :SPRO //CONVERSION M :94F: :SAFE //NCSD/CDSLCATT M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //CDSLCATT /CDSL/CITC //DNBANOKC //6211986060 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. ISIN LU0488722801 - Northland Resources ORD REG only, settling via VPS - CDS link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK BIC ROYCCAT2 RBCT/080000630001/xxxxx a M M O Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CDSLCATT trade date and time BIC CDSLCATT CDS-CA COMO BIC NDEANOKK NONF1002002 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //ROYCCAT2 //RBCT/080000630001/xxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CDSLCATT M M M O :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //CDSLCATT /CDSL/COMO //NDEANOKK //NONF1002002 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. 17 October 2016 208 Clearstream Banking Multi-Market Securities Guide Norway - France ISIN NO0005052605 - NORSK HYDRO A/S only, settling via VPS-EF link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK BIC MGTCBEBEECL 22429/641/CEDELULL/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 BIC NDEANOKK EOC22429/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //MGTCBEBEECL //22429/00000641/CEDELULL/xxxxx a Seq MT540 Receive Free B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/9913 //NDEANOKK //EOC22429/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. ISIN FR0000120164 - CIE.DE Geophysique ORD BR only, settling via VPS-EF link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC MGTCBEBEECL 22429/EGSP641/CEDELULL/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL EGSP/0030 BIC DNBANOKC 49673V a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //MGTCBEBEECL //22429/EGSP641/CEDELULL/xxxxx a Seq MT540 Receive Free B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/0030 //DNBANOKC //49673V a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Clearstream Banking Multi-Market Securities Guide 17 October 2016 209 Norway - Netherlands ISIN NL0000389096 - UNIT 4, settling via ENL-VPS link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC NECINL2A xxxxxa/CEDELULL/EGSP/641 M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 186 BIC DNBANOKC 050050032346/CEDELULL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95R: :95P: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //NECINL2A xxxxxa/CEDELULL/EGSP/641 MT540 Receive Free Seq B C M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/NECINL2A E1 M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //NECINL2A /EGSP/186 //DNBANOKC //050050032346/CEDELULL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule plus NOK 900 per transaction. 17 October 2016 210 Clearstream Banking Multi-Market Securities Guide Norway - Sweden ISIN SE0005569100 - IGE Resources AB ISIN SE0000673907 - SKANDINAVIA ONLINE AB ISIN SE0000818569 - PA RESOURCES AB only, settling via VPS-VPC link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC DNBASESX ESSESESS/01001604997/CEDELULL/xxxxx a M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account VPCSSESS trade date and time BIC VPCSSESS BIC DNBASESX BIC DNBANOKC 125484.1/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //DNBASESX //ESSESESS/01001604997/CEDELULL/xxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/VPCSSESS M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //VPCSSESS //DNBASESX //DNBANOKC //125484.1/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Clearstream Banking Multi-Market Securities Guide 17 October 2016 211 ISIN SE0000805574 - SAS AB only, settling via VPC-VPS link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKKXXX BIC ARSCSES1 ESSESESS/01001604997/CBL/xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC NDEASESSXXX BIC NDEANOKK 125484.1/CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M M C E E1 :94F: :22F: :95P: :95P: :95P: :97A: :SAFE :SETR :PSET :REAG :BUYR :SAFE //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKKXXX //ARSCSES1 //ESSESESS/01001604997/CBL/xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :98a: :TRAD //trade date and time M :70E: :SPRO //CONVERSION M :94F: :SAFE /NCSD/VPCSSESS M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //VPCSSESS //NDEASESSXXX //NDEANOKK //125484.1/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. ISIN NO0010098247 - PSI Group ASA only, settling via VPS-VPC link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKKXXX BIC DNBANOKCXXX BIC INSECHZZXXX xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account VPCSSESSXXX trade date and time BIC VPCSSESSXXX BIC ARSCSES1XXX BIC DNBANOKCXXX xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M M C E E1 :94F: :22F: :95P: :95P: :95P: :97A: :SAFE :SETR :PSET :REAG :BUYR :SAFE //NCSD/VPSNNOKKXXX //CONV //VPSNNOKKXXX //DNBANOKCXXX //INSECHZZXXX //xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :98a: :TRAD //trade date and time M :70E: :SPRO //CONVERSION M :94F: :SAFE //NCSD/VPCSSESSXXX M M M M :95P: :95P: :95P: :97A: :PSET :DEAG :SELL :SAFE //VPCSSESSXXX //ARSCSES1XXX //DNBANOKCXXX //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction, plus SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 212 Clearstream Banking Multi-Market Securities Guide Norway - UK ISIN NO0010096985 - Statoil Asa ORD REG ISIN SE0000378119 - IGE Resources only, settling via Euroclear UK & Ireland - SIS - VPS link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC INSECHZZ 50050057004 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address VPSN.DNBANOKC.CEDELULL.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //INSECHZZ //50050057004 Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/XBDR M :95Q: :SELL //VPSN.DNBANOKC.CEDELULL.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Note: Customers must send an MT599 as follows (with cross-border details): ATTN: PSG Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 213 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC INSECHZZ 50050057004 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address VPSN.DNBANOKC.CEDELULL.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //INSECHZZ //50050057004 Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/XBDR M :95Q: :SELL //VPSN.DNBANOKC.CEDELULL.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Note: Customers must send an MT599 as follows (with cross-border details): ATTN: PSG Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. 17 October 2016 214 Clearstream Banking Multi-Market Securities Guide ISIN CA9506771042 - Wentworth Resources only, settling via VPS - Euroclear UK link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK BIC CITIGB2L 00XJJ M M C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCO 1MKAV Name and Address VPSN.DNBANOKC.CEDELULL.xxxxxa Stamp Duty Status UK No Change in Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/VPSNNOKK M :22F: :SETR //CONV B C E M M M M E1 :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //VPSNNOKK //NDEANOKK //CITIGB2L //00XJJ MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 C :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/1MKAV M :95Q: :SELL //VPSN.DNBANOKC.CEDELULL.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Note: Customers must send an MT599 as follows (with cross-border details): ATTN: PSG Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 215 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK BIC CITIGB2L 14XKL M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCO 1MKAV Name and Address VPSN.DNBANOKC.CEDELULL.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //CITIGB2L //14XKL Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/1MKAV M :95Q: :SELL //VPSN.DNBANOKC.CEDELULL.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Note: Customers must send an MT599 as follows (with cross-border details): ATTN: PSG Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. 17 October 2016 216 Clearstream Banking Multi-Market Securities Guide ISIN GB0000663038 - Avocet Mining plc CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKK BIC CITIGB2L 00XJJ M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Repetitive Amount C Stamp Duty Status M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCO BA01F BIC DNBANOKK 6432139723 Type: Trade Amount Amount: 15d Currency: GBP - Pound Sterling UK Delivering party accountable Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B C E M M M M E1 :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //VPSNNOKK //DNBANOKK //CITIGB2L //00XJJ MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/VPSNNOKK M :22F: :SETR //CONV E3 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 C M M M M M :22F: :95P: :95R: :95P: :97A: :19A: :STAM :PSET :DEAG :SELL :SAFE :DEAL /CRST/GBPX //CRSTGB22 /CRST/BA01F //DNBANOKC //6432139723 //GBP15d Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Note: Customers must send MT599 as follows (with cross-border details): ATTN: PSG Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 217 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKK BIC CITIGB2L 14XKL M M C Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CRSTGB22 trade date and time BIC CRSTGB22 CRESTCO BA01F BIC DNBANOKK 6432139723 Stamp Duty Status UK transfer between CSP or ADR accounts accountable Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/VPSNNOKK M :22F: :SETR //CONV B C E M M M M E1 :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //VPSNNOKK //DNBANOKK //CITIGB2L //14XKL MT540 Receive Free Seq E3 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 C M M M M M :22F: :95P: :95R: :95P: :97A: :19A: :STAM :PSET :DEAG :SELL :SAFE :DEAL /CRST/GBTX //CRSTGB22 /CRST/BA01F //DNBANOKC //6432139723 //GBP15d Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Note: Customers must send MT599 as follows (with cross-border details): ATTN: PSG Crossb-order Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. 17 October 2016 218 Clearstream Banking Multi-Market Securities Guide Norway - U.S.A. BMG3682E1921 - FRONTLINE LIMITED ORD REG. only, settling via VPS-DTC link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address DTC0010/CONV TO DTC0908 F/O 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510014/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //DTC0010/CONV TO DTC0908 //F/O 089154 CSCxxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //2510014/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. ISIN BMG810751062 - SHIP FIN. INTL. LTD only, settling via VPS-DTC link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address DTC0010/CONV TO DTC0908 F/O 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510154/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //DTC0010/CONV TO DTC0908 //F/O 089154 CSCxxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //2510154/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Clearstream Banking Multi-Market Securities Guide 17 October 2016 219 ISIN BMG9108L1081 - TSAKOS ENERGY NAVIGATION only, settling via VPS-DTC link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC Name and Address DTC0010/CONV TO DTC0908 F/O 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 3291564/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC /DTC0010/CONV TO DTC0908 //F/O 089154 CSCxxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //3291564/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. ISIN LR0008862868 - ROYAL CARIBBEAN CRUISES LTD only, settling via VPS-DTClink CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address DTC0010/CONV TO DTC0908 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510006/050050032346/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //DTC0010/CONV TO DTC0908 //089154 CSCxxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //DTCYUS33 //DTCYID/0010 //BBHCUS33 //2510006/050050032346/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. 17 October 2016 220 Clearstream Banking Multi-Market Securities Guide ISIN US1372251082 - CANARGO ENERGY CORP. ISIN US45665B1061 - INFOCUS CORP. only, settling via VPS-DTC link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC Name and Address DTC0010/CONV TO DTC0908 F/O 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 3291564/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC /DTC0010/CONV TO DTC0908 //F/O 089154 CSCxxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //3291564/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. ISIN BMG396371061 GOLDEN OCEAN GROUP LIMITED ISIN BMG9456A1009 - GOLAR LNG Ltd only, settling via VPS-DTC link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address DTC0010/CONV TO DTC0908 F/O 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510105/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //DTC0010/CONV TO DTC0908 //F/O 089154 CSCxxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //2510105/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Clearstream Banking Multi-Market Securities Guide 17 October 2016 221 ISIN BMG7945E1057 - Seadrill Ltd only, settling via VPS-DTC link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free Conversion M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address DTC0010/CONV TO DTC0908 F/O 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510204/050050032346/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //DTC0010/CONV TO DTC0908 //F/O 089154 CSCxxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //2510204/050050032346/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. ISIN BMG6613P2022 - NORTH ATLANTIC ORD REG only, settling via VPS-DTC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address DTC0010/CONV TO DTC0908 F/O 089154 CSCxxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party DTCYUS33 trade date and time BIC DTCYUS33XXX - DTC DTC 0908 BIC 0908 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //VPSNNOKK //NDEANOKK //DTC0010/CONV TO DTC0908 //F/O 089154 CSCxxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/0908 ///DTCYID/0908 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. 17 October 2016 222 Clearstream Banking Multi-Market Securities Guide ISIN MHY2106R1100 - Dorian LPG ORD REG only, settling via VPS-DTC link CreationOnline Deliver Free M M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Receive Free CONVERSION M M M VPSNNOKK trade date and time BIC VPSNNOKK BIC CITIUS33 215982 Name and Address DTC0908 F/O 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DTCYUS33 trade date and time BIC DTCYUS33 DTC 908 Seller Party Account DTC 908 215982 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M M :98a: :94F: :22F: :95P: :95P: :97A: :95Q: :97A: :TRAD :SAFE :SETR :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //CITIUS33 //215982 //DTC0908 //F/O 089154 CSCxxxxx a MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //DTCYUS33 M :95R: :DEAG /DTCYID/908 M :95Q: :SELL ///DTCYID/908 M :97A: :SAFE //215982 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. ISIN US8293552050 - SINO AGR FOODS INC ORD REG, settling via VPC-DTC link CreationOnline Deliver Free M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free CONVERSION M M M VPSNNOKKXXX trade date and time BIC VPSNNOKKXXX BIC NDEANOKKXXX Name and Address CONVERSION FROM DTC0010/DTC0908 089154/CEDELULL/xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33XXX trade date and time BIC DTCYUS33XXX DTC 10 BIC BBHCUS33XXX 2510246/050050032346/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :TRAD :SAFE :SETR :PSET :REAG :BUYR //trade date and time //NCSD/VPSNNOKKXXX //CONV //VPSNNOKKXXX //NDEANOKKXXX //CONVERSION FROM DTC0010/DTC0908 M :97A: :SAFE //089154/CEDELULL/xxxxx a Seq MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33XXX M :95P: :PSET //DTCYUS33XXX M :95R: :DEAG //DTCYID/0010 M :95P: :SELL //BBHCUS33XXX M :97A: :SAFE //2510246/050050032346/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction. Clearstream Banking Multi-Market Securities Guide 17 October 2016 223 Poland - Austria ISIN AT0000995006 only, settling via KDPW-OeKB CSD link ISIN AT0000827209 CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CROSSBORDER M M M Place of Safekeeping Trade Date/Time Place of Settlement OCSDATWW trade date and time OCSDATWW M M M Delivering Agent Account Seller KDPWPLPW CEDELULL/xxxxx a CITIPLPX M M Account Beneficial Ownership Indicator 924 0000 //NBEN a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CROSSBORDER M :94F: :SAFE //NCSD/KDPWPLPW M :95P: :PSET //KDPWPLPW M :97R: :REAG /KDPW/000 M :95P: :BUYR //CEDELULL M :97A: :SAFE //xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M M M :94F: :22F: :95P: :95P: :97A: :95P: :97A: :SAFE :BENE :PSET :DEAG :SAFE :SELL :SAFE //NCSD/OCSDATWW //NBEN //OCSDATWW //KDPWPLPW //CEDELULL/xxxxx a //CITIPLPX //924 0000 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Poland, as published in the CBL Fee Schedule. 17 October 2016 224 Clearstream Banking Multi-Market Securities Guide Poland - Canada ISIN CA5012401058 - Kulczyk Oil Ven Ord Br only, settling via KDPW-CBL link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CROSSBORDER M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CDSLCATT trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CROSSBORDER //NCSD/KDPWPLPW //KDPWPLPW //KDPW/000 //CEDELULL //xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time ///9240000/CBL/xxxxx a //NCSD/CDSLCATT //CEDELULL //CEDE/72457 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged. Clearstream Banking Multi-Market Securities Guide 17 October 2016 225 Poland - Czech Republic ISIN CZ0005112300 - CEZ II only, settling via KDPW-Clearstream link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CROSSBORDER M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party UNIYCZPP trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CROSSBORDER //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a Seq MT540 Receive Free B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //9240000/CBL/xxxxxa //NCSD/UNIYCZPP //CEDELULL //CEDE/72457 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged. 17 October 2016 226 Clearstream Banking Multi-Market Securities Guide Poland - France ISIN LU0122624777 - Orco Property Group SA only, settling via KDPW-CBL link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CONVCRED M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party SICVFRPP trade date and time BIC CEDELULL Cleasrstream Banking Luxembourg 72457 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVCRED //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E1 M :94F: :SAFE //NCSD/SICVFRPP M :95P: :PSET //CEDELULL M :95R: :DEAG /CEDE/72457 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged. Clearstream Banking Multi-Market Securities Guide 17 October 2016 227 Poland - Germany ISIN DE0003304200 - BMP AG only, settling via KDPW-CBL link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CROSSBORDER M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DAKVDEFF trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CROSSBORDER //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //9240000/CBL/xxxxx a //NCSD/DAKVDEFF //CEDELULL /CEDE/72457 a. xxxxx =The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged. 17 October 2016 228 Clearstream Banking Multi-Market Securities Guide Poland - Italy ISIN IT0004781412 - shs Unicredito Italiano SPA only, settling via KDPW-CBL link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party ReceivingAgent Party Buyer Party Account Settlement Processing Narrative Receive Freeyment M M M KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxxa CONVCRED M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party MOTIITMM trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxxF a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVCRED //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxxa MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //9240000/CBL/xxxxxF //NCSD/MOTIITMM //CEDELULL /CEDE/72457 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are via KDPW account (72457) with CBL: internal transaction fees are charged. Clearstream Banking Multi-Market Securities Guide 17 October 2016 229 Poland - Sweden ISIN PLARTPR00012 - ARCTIC PAPER KOSTR, settling via Euroclear Sweden CreationOnline Deliver Free M M M M M M M Receive Freeyment Place of Safekeeping Trade Date/Time Place of Settlement Party Beneficial Ownership Indicator ReceivingAgent Party KDPWPLPW trade date and time BIC KDPWPLPW No Change of Beneficial Owner M M M BIC CITIPLPX M Buyer Party Account BIC MGTCBEBE 0071588001 M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Beneficial Ownership Indicator Delivering Agent Party Account Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC KDPWPLPW No Change of Beneficial Owner BIC CITIPLPX 0502343001 BIC BIC of customer xxxxxa CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time B M M M M C E E1 :94F: :22F: :95P: :95P: :SAFE :BENE :PSET :REAG //NCSD/KDPWPLPW //NBEN //KDPWPLPW //CITIPLPX M :95P: :BUYR //MGTCBEBE M :97A: :SAFE //0071588001 MT540 Receive Free Seq M M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :97A: :95P: :97A: :TRAD :SPRO :SAFE :BENE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //NBEN //KDPWPLPW //CITIPLPX //0502343001 //BIC of customer //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Poland, as published in the CBL Fee Schedule plus fee SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 230 Clearstream Banking Multi-Market Securities Guide Poland - UK ISIN GB00B42CTW68 - New World only, settling via NDS-CBL link CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CROSSBORDER M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CROSSBORDER //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q :TRAD :SPRO :SAFE :PSET :DEAG :SELL //trade date and time //9240000/CBL/xxxxxa //NCSD/CRSTGB22 //CRSTGB22 /CRST/56XKK NDS acc. 11358 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Transfers are done via KDPW account 72457 with CBL. Internal transaction fees are charged. Clearstream Banking Multi-Market Securities Guide 17 October 2016 231 Poland - U.S.A. ISIN US1534351028 - shs Central Euro. Distr ORD BR only, settling via KDPW-CBL link CreationOnline Deliver Free M M M M M M M a. Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DTCYUS33 trade date and time BIC CEDELULL Clearstream 72457 xxxxx a CONVCRED xxxxx=The Clearstream Banking customer’s 5-digit account number Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVCRED //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a Seq MT540 Receive Free B C E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //CEDELULL M :95R: :DEAG /CEDE/72457 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Poland, as published in the CBL Fee Schedule. 17 October 2016 232 Clearstream Banking Multi-Market Securities Guide Portugal - Spain ISIN ES0113900J37 - Banco Santander securities only, settling via Interbolsa - Iberclear link CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party IBLSPTPPXXX trade date and time BIC IBLSPTPPXXX BIC TOTAPTPLXXX Buyer Party BIC TOTAPTPLXXX Settlement Processing Narrative BBVAESMMXXX/CEDELULLXXX xxxxx a M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account Beneficial Ownership Indicator Settlement Processing Narrative IBRCESMMXXX trade date and time BIC IBRCESMMXXX BIC BSSSESM2XXX 0038 BIC TOTAPTPLXXX CEDELULLXXX xxxxx a Change of Beneficial Owner REGI TOTAPTPLXXX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //BBVAESMMXXX/CEDELULLXXX xxxxx a M :94F: :SAFE //NCSD/IBLSPTPPXXX M :95P: :PSET //IBLSPTPPXXX M :97P: :REAG //TOTAPTPLXXX M :95P: :BUYR //TOTAPTPLXXX MT540 Receive Free Seq B C E E1 M M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :97A: :97P: :97A: :TRAD :SPRO :SAFE :BENE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //REGI TOTAPTPLXXX //NCSD/IBRCESMMXXX //YBEN //IBRCESMMXXX //BSSSESM2XXX //0038 //TOTAPTPLXXX //CEDELULLXXX xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Clearstream Banking Multi-Market Securities Guide 17 October 2016 233 Singapore - BNY London ISIN BMG2624N1535 CC6033300 RC10588324 - Dairy Farm Intl. Holdings Ltd. ISIN BMG4587L1090 CC6033423 RC2767589 - Hongkong Land Holdings Ltd. ISIN BMG507361001 CC5963508 RC2019566 - Jardine Matheson Holdings Ltd. ISIN BMG507641022 CC6033431 RC2774119 - Jardine Strategic Holdings Ltd. ISIN BMG578481068 CC6033261 RC 2767783 - Mandarin Oriental Intl. Ltd. only, settling via removal between local registrars CreationOnline Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Beneficial Owner Indicator Receiving Agent Party Settlement Processing Narrative M M M Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG No change of beneficial owner (if applicable, otherwise change of beneficial owner) BIC DBSSSGSGIBD Cross-border transfer from SG to UK. Transferee: The Bank of New York Depository Nominees Limited, One Canada Square, London E14 5AL, UK Charges accepted and to be debited Not required Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //CROSS-BORDER TRANSFER FROM SG TO UK. Transferee: The Bank of New York Depository Nominees Limited, One Canada Square, London E14 5AL, UK Charges accepted and to be debited. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //NBEN (if applicable, otherwise CBO) C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :REAG //DBSSSGSGIBD B MT540 Receive Free Not required C E E1 Fees: Standard transaction fee for Singapore, as published in the CBL Fee Schedule - CDP withdrawal fee: Number of securities 1,000 shares or less Above 1,000 shares - Registration fee: S$2.00 - Stamp Duty: Transfer type NCBO transfer Above 1,000 shares Amount S$10.00 S$25.00 Amount S$10.00 0.2% of market value Note: The cross-border transfer takes 4-6 weeks to be completed. 17 October 2016 234 Clearstream Banking Multi-Market Securities Guide Singapore - Germany LU0494592974 SHS DB X-TR.II-AUS.SSA BDS UCITS ETF 1C, transfer not possible Transfer of this security is not possible from Singapore to Germany. Clearstream Banking Multi-Market Securities Guide 17 October 2016 235 Singapore - Hong Kong BMG8063F1068 SHS SHANGRI-LA ASIA LTD settling via CDP-CCASS link CreationOnline Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party M M M M Account Settlement Processing Narrative Beneficial Ownership Indicator Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG Trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CDPLSGSG BIC CITIHKHXXXX M M Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time M Place of Settlement Party Delivering Agent Party Seller Party BIC XHKCHKH1 BIC CITIHKHXXXX Name and Address Citibank NA Singapore s/a The Central Depository Pte Ltd 9497060000 (IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 M M 8457910000 (IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED. Change of Beneficial Owner or No Change of Beneficial Owner M M Account Settlement Processing Narrative Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONGKONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :REAG //CDPLSGSG M :95P: :BUYR //CITIHKHXXXX M :97A: :SAFE //8457910000 Seq B MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 C E E1 M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or NBEN M :95P: :PSET //XHKCHKH1 M :95P: :DEAG //CITIHKHXXXX M :95Q: :SELL //Citibank NA Singapore s/a The Central Depository Pte Ltd M :97A: :SAFE //9497060000 Note: A standard transfer takes approximately 10 business days. Fees: The fees payable are as follows: CDP fees Transfer fee of SGD 53.50 (inclusive of 7% GST) per request. Hong Kong stamp duty 0.1% of the value of the securities being transferred, based on the last closing price of securities, if the investor has notified that the transfer involves a change in beneficial ownership of the securities. 17 October 2016 236 Clearstream Banking Multi-Market Securities Guide BMG135981188 - SHS BLUE SKY POWER HOLDINGS LTD ORD REG BMG2110F1023 - CHINA KANGDA FOOD CO LTD ORD REG BMG2535T1099 - COURAGE MARINE GROUP LTD ORD REG KYG3932J1572 - GLOBAL TECH HLDGS LTD SG1O33912138 - FORTUNE REAL ESTATE INVESTMENT TRUST ORD REG CreationOnline Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party M M M Settlement Processing Narrative M Beneficial Ownership Indicator Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CITIHKHXXXX BIC CEDELULL M M Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time M Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative BIC XHKCHKH1 Name and Address 900031 BIC DBSSSGSGIBD 5611-1813-7519 (IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner M M M (IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED. Change of Beneficial Owner or No Change of Beneficial Owner M Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONGKONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :REAG //CITIHKHXXXX M :95P: :BUYR //CEDELULL MT540 Receive Free Seq B M :98a: :TRAD //trade date and time M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 C E E1 M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or NBEN M M M M :95P: :95Q: :95P: :97A: :PSET :DEAG :SELL :SAFE //XHKCHKH1 //900031 //DBSSSGSGIBD //5611-1813-7519 Note: A standard transfer takes approximately 20 business days for SG1O33912138 and KYG3932J1572; 30 days for BMG135981188, BMG2110F1023 and BMG2535T1099. Fees: The fees payable are as follows: For SG1O33912138 Singapore CDP fees SGD 10.70 for CDP deposit fee. All these charges are inclusive of 7% GST. Singapore stamp duty charges - For NCBO No charges; - For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST. Hong Kong normal registration (13 business days) - HKD 25 for removal fees; - HKD 2.50 for each unit certificate issued on the Hong Kong Unit Register. Clearstream Banking Multi-Market Securities Guide 17 October 2016 237 Hong Kong express service registration (9 business days)1 0.05% on market value or HKD 20.00 for each share cert issued (whichever the higher). For KYG3932J1572 • CDP Withdrawal fees (inclusive of GST): SGD 10.70 per request for a quantity of less than 1,000 or SGD 26.75 per request for a quantity of more than1000. • Singapore Share Registrar (inclusive of 7% GST) removal fees of SGD 32.10 plus SGD 2.14 for each share certificate issued • For NCBO - stamp duty of (inclusive of 7% GST) SGD 10.70 per transfer form plus SGD 3.00 as handling fees • For CBO - stamp duty 0.02% of the market value of the shares X quantity of shares plus 7% GST plus SGD 3.00 as handling charges • Removal fee: HKD 78.00 payable to RBC Corporate Services Hong Kong Limited • HKD 2.50 for each share certificate to be issued by the Hong Kong branch registrar plus HKD 20.00 for postage within Hong Kong For BMG2110F1023 Singapore stamp duty charges - For NCBO No charges; - For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST. Registrar charges - HKD 78.00 for removal fees; - HKD 39.00 for each share certificate rendered for cancellation; - HKD 172.50 for each share certificate to be issued by the Hong Kong branch registrar. For BMG135981188 and BMG2535T1099 (A) TRICOR INVESTOR SERVICES LIMITED Removal Fee: HKD 300.00 plus HKD 2.50 for each share certificate rendered for cancellation Postage (Registered mail if required): HKD20.00 (B) BOARDROOM CORPORATE & ADVISORY SERVICES PTE. LTD. Removal and Transfer Fee: SGD 32.10 plus SGD 2.14 for each share certificate issued (inclusive of the prevailing 7% Goods and Services Tax) 1. The availability of the Express Service is subject to the discretion of the Hong Kong Unit Registrar and is not available during peak operation seasons of the Hong Kong Unit Registrar. 17 October 2016 238 Clearstream Banking Multi-Market Securities Guide ISIN BMG8984D1074 - SHS TPV TECHNOLOGY LTD only - settling removal between local registrars Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party M M M Settlement Processing Narrative M Beneficial Ownership Indicator Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CITIHKHXXXX BIC CEDELULL MT542 Deliver Free Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time M Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative BIC XHKCHKH1 Name and Address or Other 900031 BIC DBSSSGSGIBD 5611-1813-7519 (IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner M M M M (IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED. Change of Beneficial Owner or No Change of Beneficial Owner M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :REAG //CITIHKHXXXX M :95P: :BUYR //CEDELULL M M M Seq B MT540 Receive Free M :98a: :TRAD //trade date and time :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG C E M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or //NBEN E1 M :95P: :PSET //XHKCHKH1 M :95Q: :DEAG //900031 M :95P: :SELL //DBSSSGSGIBD M :97A: :SAFE //5611-1813-7519 Note: A standard transfer takes approximately 20 market days. Fees: The fees payable are as follows: - CDP Withdrawal fees (inclusive of GST): SGD 10.70 per request for quantity < 1,000 or SGD 26.75 per request for quantity > 1000. - Singapore Share Registrar removal fees of SGD 12.84 per certificate (inclusive of 7% GST) - A nominal stamp duty of SGD 10.00 per transfer form for NCBO - Removal fee and postage of HKD 172.50 payable to Tricor (HK Registrar) - CBO Stamp duty: Market Value of Shares X Quantity of shares X 0.2% (HKD) - Hong Kong Stamp Duty for deposit of certificate: HKD 5.00 - Hong Kong Scrip Fee: HKD 2.50 Clearstream Banking Multi-Market Securities Guide 17 October 2016 239 VGG2156N1006 SHS CHINA NEW TOWN DEVELOPMENT COMPORATION LIMITED ORD REG CreationOnline Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party M M M Settlement Processing Narrative M Beneficial Ownership Indicator Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CITIHKHXXXX BIC CEDELULL M M Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time M Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative BIC XHKCHKH1 Name and Address 900031 BIC DBSSSGSGIBD 5611-1813-7519 (IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 Beneficial Ownership Indicator Change of Beneficial Owner or No Change of Beneficial Owner M M M (IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONG KONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED. Change of Beneficial Owner or No Change of Beneficial Owner M Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) PLEASE ARRANGE TO CARRY OUT CROSS BORDER TRANSFER FROM SINGAPORE TO HONGKONG BY WITHDRAWING THE SHARES. KINDLY ARRANGE TO EXECUTE THE TRANSFER FORM AND SUBMIT ALL REQUIRED DOCUMENTS TO THE CDP AND REGISTRARS FOR THIS REQUEST. CHARGES ACCEPTED AND TO BE DEBITED. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :REAG //CITIHKHXXXX M :95P: :BUYR //CEDELULL MT540 Receive Free Seq B M :98a: :TRAD //trade date and time M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED) CROSS BORFER TRANSFER FROM SINGAPORE TO HONG KONG CDP ACCOUNT NAME: DBS NOMINEES PTE LTD CLEARSTREAM BANKING CDP ACCOUNT NUMBER: 5611-1813-7519 C E E1 M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or NBEN M M M M :95P: :95Q: :95P: :97A: :PSET :DEAG :SELL :SAFE //XHKCHKH1 //900031 //DBSSSGSGIBD //5611-1813-7519 Note: A standard transfer takes approximately 30 business days. Fees: The fees payable are as follows: Singapore Registrar - SGD 26.75 handling and removal fees; - SGD 2.14 Scrip fee for every transfer form submitted. All these charges are inclusive of 7% GST. CDP would charge SGD 10.70 for withdrawal of shares This is inclusive of 7% GST. Singapore stamp duty charges - For NCBO no charges; - For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST. HK registrars charges - HKD 300 for removal fees; - HKD 20 for postage; - HKD 2.50 per certificate issued by Hong Kong Branch registrar. 17 October 2016 240 Clearstream Banking Multi-Market Securities Guide . Singapore - New Zealand BMG4210D1020 SHS GUOCOLEISURE LTD ORD REG CreationOnline Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative M M M M M Beneficial Ownership Indicator Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CDPLSGSG BIC CHASNZ2ACCS 1783-0001-11-05 Removal from Singapore to New Zealand. Kindly assist to execute the transfer form. Charges accepted and to be debited. M M Place of Safekeeping Trade Date/Time RBNZNZ22 trade date and time M Place of Settlement Party Delivering Agent Party Seller Party BIC RBNZNZ22 Name and Address The Share Registry BIC DBSSSGSGIBD M Settlement Processing Narrative M Beneficial Ownership Indicator Removal from Singapore to New Zealand. Kindly assist to execute the transfer form. Charges accepted and to be debited. CDP account name: DBS Nominees Pte Ltd Clearstream Banking CDP account number: 5611-1813-7519 Change of Beneficial Owner or No Change of Beneficial Owner M M Change of Beneficial Owner or No Change of Beneficial Owner Creation via SWIFT MT542 Deliver Free Seq MT540 Receive Free M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //Removal from Singapore to New Zealand. Kindly assist to execute the transfer form. Charges accepted and to be debited. B M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :REAG //CDPLSGSG M :95P: :BUYR //CHASNZ2ACCS M :97A: :SAFE //1783-0001-11-05 C E M :70E: :SPRO //Removal from Singapore to New Zealand. Kindly assist to execute the transfer form. Charges accepted and to be debited. CDP account name: DBS Nominees Pte Ltd Clearstream Banking CDP account number: 5611-1813-7519 M :94F: :SAFE //NCSD/RBNZNZ22 M :22F: :BENE //YBEN or NBEN E1 M :95P: :PSET //RBNZNZ22 M :95Q: :DEAG //The Share Registry M :95P: :SELL //DBSSSGSGIBD Note: A standard transfer takes approximately 20 business days. Fees: The fees payable are as follows: Singapore CDP Transfer Fees - CDP Transfer Fees of S$10.70 per request for quantity > 1000 (exclusive of GST); - CDP Transfer Fees of S$25.00 per request for quantity > 1000 (exclusive of GST). CDP fees of SGD 10.70 for withdrawal/deposit of shares This is inclusive of 7% GST. Clearstream Banking Multi-Market Securities Guide 17 October 2016 241 Singapore South Korea KR7028670008 SHS STX PAN OCEAN CO LTD ORD REG CreationOnline Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative M M M M M Beneficial Ownership Indicator Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CDPLSGSG BIC HSBCKRSEXXX (INVESTOR IRC ACCOUNT) BO NAME (IF NCBO) This is a migration of shares from Singapore to South Korea. Kindly assist to execute the transfer form. Change of Beneficial Owner or No Change of Beneficial Owner M M Place of Safekeeping Trade Date/Time KSDCKRSEXXX trade date and time M Place of Settlement Party Delivering Agent Party Seller Party BIC KSDCKRSEXXX BIC KSDCKRSEXXX BIC DBSSSGSGIBD Settlement Processing Narrative aa This is a migration of shares from South Korea to Singapore. Charges accepted and to be debited. M M M a. The first line must include the beneficiary's (on receipts) or ordering party's (on deliveries) account number at CBL's depository, preceded by /SAFE/. The account number format is 002-nnnnnn-421 (where nnnnnn is 6 digits). Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //BO NAME (IF NCBO) This is a migration of shares from Singapore to South Korea. Kindly assist to execute the transfer form. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :REAG //CDPLSGSG M :95P: :BUYR //HSBCKRSEXXX M :97A: :SAFE //(INVESTOR IRC ACCOUNT) MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E M :70E: :SPRO // aa This is a migration of shares from Singapore to South Korea. Charges accepted and to be debited. M :94F: :SAFE //NCSD/KSDCKRSEXXX M :22F: :BENE //YBEN or NBEN E1 M :95P: :PSET //KSDCKRSEXXX M :95P: :DEAG //KSDCKRSEXXX M :95P: :SELL //DBSSSGSGIBD a. The first line must include the beneficiary's (on receipts) or ordering party's (on deliveries) account number at CBL's depository, preceded by /SAFE/. The account number format is 002-nnnnnn-421 (where nnnnnn is 6 digits). Note: A standard transfer takes approximately 21 business days. Please contact the Settlement Department in Singapore for guidelines for completing the appendices. Fees: The fees payable are as follows: CDP fees Certificate fee of SGD 10.00 +7% (prevailing GST fees). Withdrawal fees - SGD 10.00 + 7% GST for 1000 shares and below; - SGD 25.00 + 7% GST for more than 1000 shares. Registration fees SGD 2.00 + 7% GST per certificate issued. Singapore stamp duty charges - For NCBO SGD 10.00 + 7% (prevailing GST fees); - For CBO market value of shares x quantity of shares x 0.2% plus 7% GST. South Korea charges USD 100 per transaction 17 October 2016 242 Clearstream Banking Multi-Market Securities Guide Appendices Appendix 2. Application Form for Share Migration from Singapore to Korea Section 2 to be completed by end client; Section 3, under name of Receiver (custodian) please put: HSBC Korea Tel: 82 2 2004 0966 (Jessica Shim); - End client to sign off this appendix form. Appendix 3. Transfer Form Singapore to South Korea - CBO or Appendix 4. Transfer Form Singapore to South Korea - NCBO: end client to complete this form (depending NCBO or CBO, to complete the correct transfer form) All documents to be sent to: Attn: Jolene Ho / Norrul Address: 60 Alexandra Terrace The Comtech, Lobby C #05-27 Singapore 118502 Clearstream Banking Multi-Market Securities Guide 17 October 2016 243 . Singapore - Thailand ISIN TH0554010Z14 - Total Comm PCL only, settling via CDP - TSD link CreationOnline Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Beneficial Owner Indicator Receiving Agent Party Account Buyer Party Account Settlement Processing Narrative M M M M M M Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG No change of beneficial owner M M Place of Safekeeping Trade Date/Time TSDCTHBK trade date and time M Place of Settlement Party Beneficial Owner Indicator Delivering Agent Party Account Seller Party BIC TSDCTHBK No change of beneficial owner M M BIC HSBCTHBK 304-0000000-159 Name and Address Clearstream Nominees Ltd UK (NRBS) 001-245042-390 Crossbdr SG-TH/SDC No. 304/BO Clearstream Nominees Ltd M M M Settlement Processing Narrative BIC CITITHBX 8005450002 Name and Address CROSS BORDER Cross border from SG to TH Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //Crossbdr SG-TH/SDC No. 304/BO Clearstream Nominees Ltd M :94F: :SAFE //NCSD/CDPLSGSG M :22F: BENE //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :REAG //HSBCTHBK M :97A: :SAFE //304-0000000-159 M :95Q: :BUYR //Clearstream Nominees Ltd UK (NRBS) M :97A: :SAFE //001-245042-390 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time M :70E: :SPRO //Cross border from SG to TH C E E1 M :94F: :SAFE //NCSD/TSDCTHBK M :22F: BENE //NBEN M M M M :95P: :95P: :97A: :95Q: :PSET :DEAG :SAFE :SELL //TSDCTHBK //CITITHBX //8005450002 //CROSS BORDER Fees: On request or standard transaction fee for Singapore, as published in the CBL Fee Schedule. 17 October 2016 244 Clearstream Banking Multi-Market Securities Guide Singapore - UK ISIN SG2E91982768 - Global Invacom Group Ltd Ord Reg Transfer of this security is not possible from Singapore to the United Kingdom. Clearstream Banking Multi-Market Securities Guide 17 October 2016 245 Singapore - U.S.A. Singapore equities only, settling via CDP - DTC link CreationOnline Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative M M M M Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG Trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC DBSSSGSGIBD BIC CITIUS33 DTC 908 acc.089154/CSCxxxxx a Cross border transfer M M Place of Safekeeping Trade Date/Time DTCYUS33 trade date and time M Place of Settlement Party Delivering Agent Party Seller Party Account BIC DTCYUS33 DTC-US 5700 BIC DBSSSGSGIBD CBL xxxxx a M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M C :98a: :94B: :70E: :94F: :22F: :TRAD :TRAD :SPRO :SAFE :SETR M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //trade date and time //Place of trade //CROSS BORDER TRANSFER //NCSD/CDPLSGSG //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) //CDPLSGSG //DBSSSGSGIBD //CITIUS33 //DTC 908 acc. 089154/CSCxxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C M :94F: :SAFE //NCSD/DTCYUS33 E1 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //DTCYUS33 //DTCYID/5700 //DBSSSGSGIBD //CBL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Singapore, as published in the CBL Fee Schedule. 17 October 2016 246 Clearstream Banking Multi-Market Securities Guide ISIN US16937R1041 - China Eastern Airlines ADR ISIN US1694091091 - China Soutern Airlines ADR ISIN US16945R1041 - ADR China Unicom Limited Reg ISIN US22943F1003 - ADR Ctrip.com International LTD Reg ISIN US64110W1027 - ADR Netease Incorporation Reg ISIN US78463V1070 - SHS SPDR GOLD TRUST ISIN US86800C1045 - ADR Suntech Power Hldgs Co Reg (1ADR/1SHS) ISIN US89628E1047 - ADR Trina Solar Ltd Reg (1ADR/50SHS) CreationOnline Deliver Free M Additional Places M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative M M M M Receive Free Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CITIUS33XXX BIC CITIUS33 DTC 0908 ACC.089154/CSCxxxxxa CROSS BORDER TRANSFER DTC 5700 PLEASE SEND FORM 57B TO CDP BY 10AM ON SETTLEMENT DATE M M Place of Safekeeping Trade Date/Time DTCYUS33 trade date and time M Place of Settlement Party Delivering Agent Party Seller Party Account BIC DTCYUS33 DTC-US 5700 BIC DBSSSGSGIBD xxxxx a M M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //CROSS BORDER TRANSFER DTC 5700 PLEASE SEND FORM 57A TO CDP BY 10AM ON SETTLEMENT DATE M :94F: :SAFE //NCSD/CDPLSGSG C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :REAG //CITIUS33XXX M :95P: :BUYR //CITIUS33 M :97A: :SAFE //DTC 0908 ACC.089154/CSCxxxxxa MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C M :94F: :SAFE //NCSD/DTCYUS33 E1 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //DTCYUS33 //DTCYID/5700 //DBSSSGSGIBD //CBL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the Singapore, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 247 South Africa - Australia ISIN AU000000CZA6 - Coal of Africa Ltd ISIN AU000000FSE6 - Firestone Energy Ord Reg ISIN AU000000GDO5 - Gold One Intl Ltd ISIN AU000000S320 - SHS SOUTH32 LTD ORD REG ISIN AU000000TAW7 - Tawana Resources Ord Reg ISIN AU000000WCC9 - The Waterberg Coal Company Ltd Ord Reg ISIN BMG0440M1284 - Aquarius Platinum Ltd only, settling via removal between local registrars ISIN AU000000FCR2SHS - FERRUM CRESCENT LTD(FORMERLY KNOWN AS WASHINGTON RESOURCES LTD) ORD BR CreationOnline Deliver Free Receive Free M Place of Safekeeping STRAZAJJ M M M M M M M Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party trade date and time BIC STRAZAJJ BIC SCBLZAJ2 BIC CHASAU2XDCC M Account CBL 2312-0001-11-06 /xxxxx a M Settlement Processing Narrative Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party M M M Settlement Processing Narrative Removal from South Africa to Australia, J.P. Morgan Nominees Australia Ltd Locked Bag 20049, Melbourne VIC 3001 Australia PID: 20104 a. xxxxx = The Clearstream Banking customer’s 5-digit account number. CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry Name and Address STANDARD CHARTERED NOMINEES SOUTH AFRICA (PTY) LTD, 5TH FLOOR, 4 SANDOWN VALLEY CRESCENT, SANDTON 2196, SOUTH AFRICA Removal from South Africa to Australia Creation via SWIFT MT542 Deliver Free M :98a: :TRAD M :70E: :SPRO M M M M M :94F: :95P: :95P: :95P: :97A: :SAFE :PSET :REAG :BUYR :SAFE MT540 Receive Free Seq //trade date and time //Removal from South Africa to Australia, J.P. Morgan Nominees Australia Ltd Locked Bag 20049, Melbourne VIC 3001 Australia PID: 20104 //NCSD/STRAZAJJ //STRAZAJJ //SCBLZAJ2 //CHASAU2XDCC //CBL 2312-0001-11-06/xxxxx a B M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from South Africa to Australia C E1 M M M M :94F: :95P: :95Q: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CAETAU21 //CAETAU21 //Share Registry //STANDARD CHARTERED NOMINEES SOUTH AFRICA (PTY) LTD, 5TH FLOOR, 4 SANDOWN VALLEY CRESCENT, SANDTON 2196, SOUTH AFRICA a. xxxxx = The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule. Standard transaction fee for South Africa, as published in the CBL Fee Schedule, plus ZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor Services as follows: Removal fee Value of securities (ZAR) Standard process (ZAR) 1 - 50,000 50,001 - 2,000,000 Over 2,000,000 435.00 870.00 1,740.00 Fast track process (urgent) (ZAR) 870.00 1,740.00 3,480.00 Dematerialisation fees Urgent dematerialisation fees ZAR 362.80 Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannot guarantee response times on behalf of the other Registrars. Rematerialisation fees ZAR 500.00 Note: The customer can instruct the trade as a T+1 trade. 17 October 2016 248 Clearstream Banking Multi-Market Securities Guide South Africa - Canada ISIN CA0494771029 - Atlatsa Resources ISIN CA2768551038 - Eastern Platinum Ltd ISIN CA2768555096 - Eastern Platinum ORD REG ISIN CA3901241057 - Great Basin Gold Ltd. ISIN CA91701P1053 - Uranium One Inc. only, settling via removal between local registrars CreationOnline Deliver Free Receive Free M M Place of Safekeeping Trade Date/Time STRAZAJJ trade date and time (Note SD-1 is possible) M Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative b BIC STRAZAJJ BIC M SCBLZAJ2 Name and address M RBC 080000630001/xxxxx a Removal from SA to Canada RBC Investor M Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada No change of beneficial owner (if no change of beneficial owner; otherwise blank) ZA. Exempt (if no change of beneficial owner; otherwise blank) M M M M M C C Beneficial Ownership Indicator Stamp Duty Status M M O M Place of Safekeeping Trade Date Deal Price Place of Settlement Party Delivering Agent Party Seller Party CDSLCATT Settlement Processing Narrative South Africa - STRATE to Canada (plus beneficial ownership information if required) BIC CDSLCATT CDS-CA OTCB Name and Address registered in N/O ROYTOR & CO a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. If required “URGENT REMOVAL” also needs to be mentioned. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD M :70E: :SPRO M :94F: :SAFE C :22F: :BENE C :22F: :STAM M M M M :95P: :95P: :95Q: :97A: :PSET :REAG :BUYR :SAFE a MT540 Receive Free Seq //trade date and time (Note SD-1 is possible) //Removal from SA to Canada RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada //NCSD/STRAZAJJ //NBEN (if no change of beneficial owner; otherwise omit) /STRA/USTN (if no change of beneficial owner; otherwise omit) B M :98a: :TRAD //trade date and time M :70E: :SPRO //South Africa - STRATE to Canada (plus beneficial ownership information if required) C E M :94F: :SAFE //NCSD/CDSLCATT //STRAZAJJ //SCBLZAJ2 //RBC //080000630001/xxxxx b E1 M M M M :22F: :95P: :95R: :95Q: :SETR :PSET :DEAG :SELL //TRAD //CDSLCATT /CDSL/OTCB //registered in N/O ROYTOR & CO a. If required “URGENT REMOVAL” also needs to be mentioned. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Clearstream Banking Multi-Market Securities Guide 17 October 2016 249 ISIN ZAE000079703 - Witwatersrand Con Gold Ltd. only, settling via removal between local registrars CreationOnline Deliver Free Receive Free M M Place of Safekeeping Trade Date/Time STRAZAJJ trade date and time (Note SD-1 is possible) M Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative b BIC STRAZAJJ BIC M SCBLZAJJSSU Name and address M RBC 080000630001/xxxxx a Removal from SA to Canada RBC Investor M Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada No change of beneficial owner (if no change of beneficial owner; otherwise blank) ZA. Exempt (if no change of beneficial owner; otherwise blank) M M M M M C C Beneficial Ownership Indicator Stamp Duty Status M M O M Place of Safekeeping Trade Date Deal Price Place of Settlement Party Delivering Agent Party Seller Party CDSLCATT Settlement Processing Narrative South Africa - STRATE to Canada (plus beneficial ownership information if required) Country Code CA CDS-CA OTCO Name and Address registered in N/O ROYTOR & CO a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. If required “URGENT REMOVAL” also needs to be mentioned. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD M :70E: :SPRO a M :94F: :SAFE C :22F: :BENE C :22F: :STAM M M M M :95P: :95P: :95Q: :97A: :PSET :REAG :BUYR :SAFE MT540 Receive Free Seq //trade date and time (Note SD-1 is possible) //Removal from SA to Canada RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada //NCSD/STRAZAJJ //NBEN (if no change of beneficial owner; otherwise omit) /STRA/USTN (if no change of beneficial owner; otherwise omit) B M :98a: :TRAD //trade date and time M :70E: :SPRO //South Africa - STRATE to Canada (plus beneficial ownership information if required) C E M :94F: :SAFE //NCSD/CDSLCATT E1 //STRAZAJJ //SCBLZAJJSSU //RBC //080000630001/xxxxx b M M M M M :22F: :22F: :95C: :95R: :95Q: :STCO :SETR :PSET :DEAG :SELL //PHYS //TRAD //CA /CDSL/OTCO //registered in N/O ROYTOR & CO a. If required “URGENT REMOVAL” also needs to be mentioned. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule, plus ZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor Services as follows: Removal fee Value of securities (ZAR) Standard process (ZAR) 1 - 50,000 50,001 - 2,000,000 Over 2,000,000 435.00 870.00 1,740.00 Fast track process (urgent) (ZAR) 870.00 1,740.00 3,480.00 Dematerialisation fees Urgent dematerialisation fees ZAR 362.80 Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannot guarantee response times on behalf of the other Registrars. Rematerialisation fees ZAR 500.00 Note: The customer can instruct the trade as a T+1 trade. 17 October 2016 250 Clearstream Banking Multi-Market Securities Guide South Africa - France ISIN BMG988431240 - SHS ZAMBIA COPPER INV ISIN BMG9887P1068 - ZCI LIMITED ORD ISIN ZAE000015228 - HARMONY GOLD MINING COMPANY LTD ISIN ZAE000018123 - GOLD FIELDS ISIN ZAE000043485 - ANGLOGOLD ASHANTI LTD ISIN ZAE000058723 - DRD Gold Mines Limited only, settling via EF - STRATE-link CreationOnline Deliver Free M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Benificial Ownership Indicator Receive Free M M M STRAZAJJ trade date and time BIC STRAZAJJ BIC SBZAZAJJ Name and Address SICVFRPP/641/CEDELULL/xxxxx a ZA0400636492 NCBO/ACCOUNT TRANSFER M M M M No change of beneficial owner Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9930 BIC SCBLZAJJSSU ZA0000323394 CEDELULL xxxxx a NCBO/ACCOUNT TRANSFER a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :BENE :PSET :REAG :BUYR :SAFE //trade date and time ///NCBO/ACCOUNT TRANSFER //STRAZAJJ //NBEN //STRAZAJJ //SBZAZAJJ //SICVFRPP/641/CEDELULL/xxxxx a //ZA0400636492 MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :70E: :SPRO ///NCBO/ACCOUNT TRANSFER M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/9930 //SCBLZAJJSSU //ZA0000323394 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to OEU. Clearstream Banking Multi-Market Securities Guide 17 October 2016 251 South Africa - Ireland ISIN IE00B97C0C31 - Kibo Mining PLC ORD REG only CreationOnline Deliver Free M M M M M M Receive Free M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party STRAZAJJ trade date and time BIC STRAZAJJ BIC SBZAZAJJSSU Name and Address Citibank Nominees (Ireland) Limited A/C CLRLUX 08XMV Settlement Processing Narrative NCBO/Removal/Citibank NA Attn: Residual Centre, Mail Drop CGC B301,Citigroup Centre, Canada Square, London E14 5LB M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R009 Stamp Duty Status IE No Change In Beneficial Ownership (if customer is the same; otherwise, blank) Creation via SWIFT MT542 Deliver Free Seq MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //NCBO/Removal/Citibank NA Attn: Residual Centre, Mail Drop CGC B301,Citigroup Centre, Canada Square, London E14 5LB M :94F: :SAFE //NCSD/STRAZAJJ B M :98a: :TRAD //trade date and time C E M :95P: :PSET //STRAZAJJSSU M :95P: :REAG //SBZAZAJJ M :95Q: :BUYR //Citibank Nominees (Ireland) Limited A/C CLRLUX 08XMV E1 M :94F: :SAFE //NCSD/SICVFRPP M :22F: :STAM //CRST/IEYX if customer the same; otherwise, blank) M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R009 Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule, plus ZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor Services as follows: Removal fee Value of securities (ZAR) Standard process (ZAR) 1 - 50,000 50,001 - 2,000,000 Over 2,000,000 435.00 870.00 1,740.00 Fast track process (urgent) (ZAR) 870.00 1,740.00 3,480.00 Dematerialisation fees Urgent dematerialisation fees ZAR 362.80 Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannot guarantee response times on behalf of the other Registrars. Rematerialisation fees ZAR 500.00 Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. 17 October 2016 252 Clearstream Banking Multi-Market Securities Guide South Africa - UK Limited UK equities ISIN GB0000566504 - BHP Billiton plc ISIN GB0003394813 - African Eagle Resources plc ISIN GB00B1CRLC47 - Mondi plc ISIN GB00B1XZS820 - Anglo American plc ISIN GG00B24HM601 - CTL Gold Rand Org Reg ISIN ZAE000017745 - Datatec ISIN ZAE000043485 - Anglogold Ashanti Ltd ISIN ZAE000076014 - Petmin Ltd. ISIN ZAE000127460 -Sacoil Holdings Ord Reg only, settling via removal between local registrars CreationOnline 0.5% SDRT1 Deliver Free Receive Free M M Place of Safekeeping Trade Date/Time STRAZAJJ trade date and time M Place of Settlement Party Receiving Agent Party Buyer Party BIC M STRAZAJJ BIC M SCBLZAJ2 Name and Address VIDACOS NOMINEES LIMITED A/C CLRLUX2 00XJJa NCBO/Removalb/Citibank NA Attn: Residual Centre, Mail Drop CGC B3-01, Citigroup Centre, Canada Square, London E14 5LB M M M M Settlement Processing Narrative M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time Place of Settlement Party Delivering Agent Party BIC CRSTGB22 CRESTCo R009 Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. A/C CLRLUX2 00XJJ must be in the second line of the Buyer field. b. If required “URGENT REMOVAL” also needs to be mentioned. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD M :70E: :SPRO M :94F: :SAFE M :95P: :PSET M :95P: :REAG M :95Q: :BUYR Seq //trade date and time B //NCBO/Removal a/Citibank NA Attn: Residual Centre, Mail Drop CGC B3-01, Citigroup Centre, Canada Square, London E14 5LB //NCSD/STRAZAJJ C E E1 //STRAZAJJ //SCBLZAJ2 //VIDACOS NOMINEES LIMITED A/C CLRLUX2 00XJJ b MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R009 a. If required “URGENT REMOVAL” also needs to be mentioned. b. A/C CLRLUX2 00XJJ must be in the second line of the Buyer field. Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule, plus ZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor Services as follows: Removal fee Value of securities (ZAR) Standard process (ZAR) 1 - 50,000 50,001 - 2,000,000 Over 2,000,000 435.00 870.00 1,740.00 Fast track process (urgent) (ZAR) 870.00 1,740.00 3,480.00 Dematerialisation fees Urgent dematerialisation fees ZAR 362.80 Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannot guarantee response times on behalf of the other Registrars. Rematerialisation fees ZAR 500.00 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 253 Note: The customer can instruct the trade as a T+1 trade. Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the UK market. In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. 17 October 2016 254 Clearstream Banking Multi-Market Securities Guide CreationOnline 1.5% SDRT1 Deliver Free Receive Free M M Place of Safekeeping Trade Date/Time STRAZAJJ trade date and time M Place of Settlement Party Receiving Agent Party Buyer Party BIC M STRAZAJJ BIC M SCBLZAJ2 Name and Address VIDACOS NOMINEES LIMITED A/C CLRLUX 14XKL a NCBO/Removal b/Citibank NA Attn: Residual Centre, Mail Drop CGC B3-01, Citigroup Centre, Canada Square, London E14 5LB M M M Settlement Processing Narrative M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time Place of Settlement Party Delivering Agent Party BIC CRSTGB22 CRESTCo R009 a. A/C CLRLUX 14XKL must be in the second line of the Buyer field. b. If required “URGENT REMOVAL” also needs to be mentioned. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD M :70E: :SPRO M M M M :94F: :95P: :95P: :95Q: :SAFE :PSET :REAG :BUYR Seq //trade date and time B //NCBO/Removal a/Citibank NA Attn: Residual Centre, Mail Drop CGC B3-01, Citigroup Centre, Canada Square, London E14 5LB //NCSD/STRAZAJJ C //STRAZAJJ E1 //SCBLZAJ2 //VIDACOS NOMINEES LIMITED A/C CLRLUX 14XKL b MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R009 a. If required “URGENT REMOVAL” also needs to be mentioned. b. A/C CLRLUX 14XKL must be in the second line of the Buyer field. Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule, plus ZAR 250.00 charged by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor Services as follows: Removal fee Value of securities (ZAR) Standard process (ZAR) 1 - 50,000 50,001 - 2,000,000 Over 2,000,000 435.00 870.00 1,740.00 Fast track process (urgent) (ZAR) 870.00 1,740.00 3,480.00 Dematerialisation fees Urgent dematerialisation fees ZAR 362.80 Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannot guarantee response times on behalf of the other Registrars. Rematerialisation fees ZAR 500.00 Note: The customer can instruct the trade as a T+1 trade. The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the UK market. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 255 Limited South African equities only, settling physically CreationOnline 0.5% SDRT1 Deliver Free Receive Free M M Place of Safekeeping Trade Date/Time STRAZAJJ trade date and time M Place of Settlement Party Receiving Agent Party BIC STRAZAJJ Name and Address Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland M C C Beneficial Ownership Indicator Stamp Duty Status M Registration Details M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address Physical M Seller Party Name and Address Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196 M Stamp Duty Status UK No change of beneficial Ownership (if customer the same; otherwise, blank) M No change of beneficial owner (if no change of beneficial owner); otherwise, blank ZA. Exempt (if no change of beneficial owner); otherwise blank Vidacos Nominees Limited a/c CLRLUX2 Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free Seq MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Vidacos Nominees Limited a/c CLRLUX2 Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M :94F: :SAFE //NCSD/STRAZAJJ M :22F: :BENE //NBEN/(if no change of beneficial owner); otherwise omit M :22F: :STAM /STRA/USTN (if no change of beneficial owner); otherwise omit B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //STRAZAJJ M :95Q: :REAG //Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland E1 M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) M :22F: :STCO //PHYS M :95C: :PSET //GB M :95Q: :DEAG //Physical M :95Q: :SELL //Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196 Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule, plus ZAR 120.00 charged by the local CSD (STRATE) and ZAR 250.00 depending on the package weight and shipment distance. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 256 Clearstream Banking Multi-Market Securities Guide CreationOnline 1.5% SDRT1 Deliver Free Receive Free M M Place of Safekeeping Trade Date/Time STRAZAJJ trade date and time M Place of Settlement Party Receiving Agent Party BIC STRAZAJJ Name and Address Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland M M M M M M M C C Beneficial Ownership Indicator Stamp Duty Status M Registration Details Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address Physical Seller Name and Address Party Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196 No change of beneficial owner (if no change of beneficial owner); otherwise, blank ZA. Exempt (if no change of beneficial owner); otherwise, blank Vidacos Nominees Limited a/c CLRLUX Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/STRAZAJJ M :22F: :BENE //NBEN/(if no change of beneficial owner); otherwise omit M :22F: :STAM /STRA/USTN (if no change of beneficial owner); otherwise, omit M :95P: :PSET //STRAZAJJ M :95Q: :REAG // Citibank N.A., Attn. Citigroup residuals, 1st Floor, 1 North Wall Quay, Dublin 1, Ireland MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STCO //PHYS M :95C: :PSET //GB M :95Q: :DEAG //Physical M :95Q: :SELL //Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton 2196 M :70D: :REGI //Vidacos Nominees Limited a/c CLRLUX Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule, plus ZAR 120.00 charged by the local CSD (STRATE) and ZAR 250.00 depending on the package weight and shipment distance. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 257 South Korea Singapore KR7028670008 SHS STX PAN OCEAN CO LTD ORD REG CreationOnline Deliver Free Receive Free M Additional Places M M Place of Safekeeping Trade Date/Time KSDCKRSEXXX trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative BIC KSDCKRSEXXX BIC KSDCKRSEXXX BIC DBSSSGSGIBD aa This is a migration of shares from South Korea to Singapore. Charges accepted and to be debited. M Place of Settlement Party Delivering Agent Party Seller Party Settlement Processing Narrative M M M M M M M Beneficial Ownership Indicator Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CDPLSGSG BIC HSBCKRSEXXX BO NAME (IF NCBO) This is a migration of shares from South Korea to Singapore. Kindly assist to execute the transfer form. Charges accepted and to be debited. Change of Beneficial Owner or No Change of Beneficial Owner a. The first line must include the beneficiary's (on receipts) or ordering party's (on deliveries) account number at CBL's depository, preceded by /SAFE/. The account number format is 002-nnnnnn-421 (where nnnnnn is 6 digits). Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO // aa This is a migration of shares from South Korea to Singapore. Charges accepted and to be debited. B M :94F: :SAFE //NCSD/KSDCKRSEXXX M :22F: :BENE //YBEN or //NBEN C E M :95P: :PSET //KSDCKRSEXXX M :95P: :REAG //KSDCKRSEXXX M :95P: :BUYR //DBSSSGSGIBD E1 MT540 Receive Free M :94B: :TRAD //Place of trade M :98a: :TRAD //trade date and time M :70E: :SPRO //BO NAME (IF NCBO) This is a migration of shares from South Korea to Singapore. Kindly assist to execute the transfer form. Charges accepted and to be debited. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //YBEN or NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //CDPLSGSG M :95P: :SELL //HSBCKRSEXXX M :97A: :SAFE //(INVESTOR IRC ACCOUNT) a. The first line must include the beneficiary's (on receipts) or ordering party's (on deliveries) account number at CBL's depository, preceded by /SAFE/. The account number format is 002-nnnnnn-421 (where nnnnnn is 6 digits). Note: A standard transfer takes approximately 21 business days. Please contact the Settlement Department in Singapore for guidelines for completing the appendices. Fees: The fees payable are as follows: CDP fees Certificate fee of SGD 10.00 +7% (prevailing GST fees). Registration fees SGD 2.00 + 7% GST per certificate issued. CDP deposit fees SGD 10.00 + 7% GST . Singapore stamp duty charges - For NCBO SGD 10.00 + 7% (prevailing GST fees); - For CBO market value of shares x quantity of shares x 0.2% plus 7% GST. South Korea charges USD 100 per transaction 17 October 2016 258 Clearstream Banking Multi-Market Securities Guide Appendices Appendix 5. Application Form for Share Migration from Korea to Singapore - Part A to be completed by end client - End client to sign off this appendix form Appendix 6. Transfer Form South Korea to Singapore - CBO or Appendix 7. Transfer Form South Korea to Singapore - NCBO: end client to complete this form (depending NCBO or CBO, to complete the correct transfer form) All documents to be sent to: Attn: Jolene Ho / Norrul Address: 60 Alexandra Terrace The Comtech, Lobby C #05-27 Singapore 118502 Clearstream Banking Multi-Market Securities Guide 17 October 2016 259 Spain Fees Foreign securities Foreign securities listed in the Spanish Stock Market may be subject to inclusion/exclusion orders between the Spanish and the other Market. Agent banks handling the inclusion/exclusion of Exchange Traded Funds (ETFs) may charge additional fees, independently from the below local CSD fees. Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD: Number of securities Fee (not including VAT) Number of securities Fee (not including VAT) Up to 1,000 1,001 to 10,000 10,001 to 100,000 EUR 30.00 per transactionq EUR 0.02 per share EUR 0.01 per share 100,001 to 500,000 above 500,000 EUR 0.005 per share EUR 2,500.00 per transaction As a general rule, the securities subject to the above charges are those with an ISIN that does not start with ES. Foreign securities listed in several markets Whenever a securities transfer with a foreign Central Depository (that SCLV maintains a direct connection with) takes place, a standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fee of EUR 6 for delivery and EUR 3 for receipt and an additional charge for the number of securities transferred, charged as follows by the local CSD: Number of securities Fee (not including VAT) Number of securities Fee (not including VAT) Up to 1,000 1,001 to 10,000 10,001 to 100,000 EUR 30.00 per transactionq EUR 0.02 per share EUR 0.01 per share 100,001 to 500,000 above 500,000 EUR 0.005 per share EUR 2,500.00 per transaction Spanish registered securities listed in several markets Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fee of EUR 6 for delivery and EUR 3 for receipt whenever a securities transfer with a foreign Central Depository (that SCLV maintains a direct connection with) takes place. Note: All additional fees mentioned above will be charged as an out-of-pocket expense. 17 October 2016 260 Clearstream Banking Multi-Market Securities Guide Spain - Argentina ISIN ARP125991090 - BBVA BANCO FRANCES SA only, settling via Iberclear-CDV link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M IBRCESMM trade date and time BIC IBRCESMMMXXX BIC CAVLARBA Name and Address 8500 0004 EXCLUSION M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CAVLARBA trade date and time BIC CAVLARBA Caja de Valores 4000 BIC BBVAESMM 0004 Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //EXCLUSION //IBRCESMM //IBRCESMMMXXX //CAVLARBA //8500 //0004 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/CAVLARBA //CAVLARBA /CALV/4000 //BBVAESMM //0004 Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD: Number of securities Fee (not including VAT) Number of securities Fee (not including VAT) Up to 1,000 1,001 to 10,000 10,001 to 100,000 EUR 30.00 per transactionq EUR 0.02 per share EUR 0.01 per share 100,001 to 500,000 above 500,000 EUR 0.005 per share EUR 2,500.00 per transaction Clearstream Banking Multi-Market Securities Guide 17 October 2016 261 Spain - France ISIN NL0000235190 - EADS only, settling via Iberclear-EF link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M IBRCESMM trade date and time BIC IBRCESMMSCL BIC ESESFRPPINT Name and Address EGSP 641 CEDELULL CEDELULL xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 609 BIC BBVAESMM CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE MT540 Receive Free Seq B C E1 //trade date and time //NCSD/IBRCESMM //IBRCESMMSCL //ESESFRPPINT //EGSP 641 CEDELULL //CEDELULL xxxxx a M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/609 //BBVAESMM //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD: Number of securities Fee (not including VAT) Number of securities Fee (not including VAT) Up to 1,000 1,001 to 10,000 10,001 to 100,000 EUR 30.00 per transactionq EUR 0.02 per share EUR 0.01 per share 100,001 to 500,000 above 500,000 EUR 0.005 per share EUR 2,500.00 per transaction Note: Customers are strongly recommended to send their instructions on SD-1 before 18:00 and must send a free format message to settlement team in charge of Spain. 17 October 2016 262 Clearstream Banking Multi-Market Securities Guide Eligible Spanish equities only, settling via Euroclear France-EOC link CreationOnline Deliver Free M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free YES M M M IBRCESMM trade date and time BIC MGTCBEBEECL Euroclear 22429 M M M /SICV/00000641/CED xxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 BIC MGTCBEBEECL Euroclear codification code of CBL account a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time ///SICV/00000641/CED xxxxx a //NCSD/IBRCESMM //DLWM //MGTCBEBEECL /ECLR/22429 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/9913 //MGTCBEBEECL //Euroclear codification code of CBL account a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the Bridge, as published in the CBL Fee Schedule. Note: Customers are strongly recommended to send their instructions on SD-1 before 18:00 and must send a free format message to settlement team in charge of Spain. Clearstream Banking Multi-Market Securities Guide 17 October 2016 263 ISIN FR0010251744 - LYXOR ETF IBEX 35 ORD BR ISIN FR0010429068 - LYXOR ETF MSCI EMERG.MKTS A ISIN FR0010762492 - LYXOR ETF IBEX 35 INVERSO (FCP) securities only, settling via EF-Iberclear link CreationOnline Deliver Free M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party IBRCESMM trade date and time BIC IBRCESMMXXX BIC SOGEESMMAGM BIC SOGEFRPPXXX M Settlement Processing Narrative M Beneficial Ownership Indicator REGI SOGEFRPPXXX EXCLUSION TO EGSP 641 CEDELULL account xxxxx a Change of Beneficial Owner M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 042 BIC SOGEESMMAGM 0108 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //REGI SOGEFRPPXXX EXCLUSION TO EGSP 641 CEDELULL account xxxxx a M :94F: :SAFE //NCSD/IBRCESMM M :22F: :BENE //YBEN M :95P: :PSET //IBRCESMMXXX M :95P: :REAG //SOGEESMMAGM M :95P: :BUYR //SOGEFRPPXXX MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/042 //SOGEESMMAGM //0108 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. Note: Please send a free-format message authorising CBL to debit an additional service fee charged by transfer agent Société Générale. Minimum fee is EUR 100 plus EUR 0.05 per share. 17 October 2016 264 Clearstream Banking Multi-Market Securities Guide Spain - Germany Spanish bonds settling via Iberclear (CADE)-CBF link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Deal Price Receive Free IBRCESMM trade date and time BIC IBRCESMMCDE ESPB - ES 1870 BIC CEDELULLXXX 7201 acquisition price In place of a Deliver Free instruction, please send a free-format message with the following details: Attn: OSG Settlement Frankfurt 1 Quantity: ISIN: Security Name: CBL Account: Trade Date: Value Date: SETTL-PARTY - Lieferer P1: 0182T P2: BIC CEDELULLXXX P3: KTO xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :90A: :94F: :95P: :95R: :95P: :97A: :TRAD :DEAL :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //acquisition price //NCSD/IBRCESMM //IBRCESMMCDE /ESPB/1870 //CEDELULLXXX //7201 Seq B C E1 MT540 Receive Free In place of a MT542 instruction, please send a free-format message with the following details: Attn: OSG Settlement Frankfurt 1 Quantity: ISIN: Security Name: CBL Account: Trade Date: Value Date: SETTL-PARTY - Lieferer P1: 0182T P2: BIC CEDELULLXXX P3: KTO xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 265 DB X-TRACKERS, ISIN DE000BAY0017 - BAYER AG settling via ARCO - Deutsche Bank - DAKV link CreationOnline Deliver Free M M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Other Settlement Parties: Type Format Party Settlement Processing Narrative Beneficial Ownership Indicator Receive Free M M M IBRCESMMXXX trade date and time BIC IBRCESMMXXX BIC DEUTESBBXXX BIC DEUTGB22EEQ 7201 CEDELULL xxxxx a Receiving Custodian M M M BIC DEUTGB22EEQ REGI DEUTGB22EEQ EXCLUSION FROMTHE SPANISH DOMESTIC MARKET Change of Beneficial Owner M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DAKVDEFFXXX trade date and time BIC DAKVDEFFXXX Clearstream Banking Frankfurt 81290000 BIC DEUTGB22EEQ 100925815302 Settlement Processing Narrative INCLUSION FROM SPANISH DOMESTIC MARKET VIA ARCO 0019 a. xxxxx = The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO //REGI DEUTGB22EEQ EXCLUSION FROMTHE SPANISH DOMESTIC MARKET M :94F: :SAFE //NCSD/IBRCESMMXXX M :22F: :BENE //YBEN M :95P: :PSET //IBRCESMMXXX M :95P: :REAG //DEUTESBBXXX M :95P: :RECU //DEUTGB22EEQ M :95Q: :BUYR //DEUTGB22EEQ M :97A: :SAFE //7201 CEDELULL xxxxx a B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //INCLUSION FROM SPANISH DOMESTIC MARKET VIA ARCO 0019 M :94F: :SAFE //NCSD/DAKVDEFFXXX M :95P: :PSET //DAKVDEFFXXX M :95R: :DEAG /DAKV/81290000 M :95P: :SELL //DEUTGB22EEQ M :97A: :SAFE //100925815302 a. xxxxx = The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule, plus additional fees from the agent, that are unknown beforehand. Note: The customer must send a free-format message to the Settlement team in charge of Spain, providing the instruction reference and authorising debit of additional fees by the agent. 17 October 2016 266 Clearstream Banking Multi-Market Securities Guide Spain - Italy Spanish equities settling via Iberclear-MT link CreationOnline Deliver Free M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party IBRCESMM trade date and time BIC IBRCESMMXXX BIC MOTIITMMXXX M Buyer Party BIC CEDELULL M M Account Settlement Processing Narrative 12932.CEDELULL.xxxxx a EXCLUSION M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMM trade date and time BIC IBRCESMMSCL BIC BBVAESMMXXX IBRCBBVAESMMXXX000000007T0EX0000004 BIC CEDELULLXXX CLEARSTREAM BANKING S.A a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //EXCLUSION //NCSD/IBRCESMM //IBRCESMMXXX //MOTIITMMXXX M :95P: :BUYR //CEDELULL M :97A: :SAFE //12932.CEDELULL.xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M M :94F: :95P: :95P: :97A: :95P: :97A: :SAFE :PSET :REAG :SAFE :BUYR :SAFE //NCSD/MOTIITMM //IBRCESMMSCL //BBVAESMMXXX //IBRCBBVAESMMXXX000000007T0EX0000004 //CEDELULLXXX //CLEARSTREAM BANKING S.A a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. Note: Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the Italian market Clearstream Banking Multi-Market Securities Guide 17 October 2016 267 Italian equities settling via MT-T2S link CreationOnline Deliver Free M M M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account IBRCESMMSCL trade date and time BIC IBRCESMMXXX BIC MOTIITMMXXX BIC CEDELULLXXX 12932.CEDELULLXXXxxxxa Settlement Processing Narrative Beneficial Ownership Indicator no change of beneficial owner M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMM trade date and time BIC MOTIITMM BIC IBRCESMMXXX 0182 BIC BBVAESMMXXX Clearstream Banking S.A INCLUSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :BENE :PSET :REAG :BUYR :SAFE //trade date and time //INCLUSION //CUST/IBRCESMM //NBEN //IBRCESMMXXX //MOTIITMMXXX //CEDELULLXXX //12932.CEDELULLXXX.xxxxa MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M M :94F: :95P: :95P: :97A: :95P: :97A: :SAFE :PSET :DEAG :SAFE :SELL :SAFE //NCSD/MOTIITMM //MOTIITMM //IBRCESMMXXX //0182 //BBVAESMMXXX //Clearstream Banking S.A a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of Italy providing the instruction references. 17 October 2016 268 Clearstream Banking Multi-Market Securities Guide ISIN IT0001178299 Reno Di Medici only, settling via Iberclear-Monte Titoli link CreationOnline Deliver Free M M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party IBRCESMMXXX trade date and time BIC IBRCESMMXXX BIC BSCHESMMXXX BIC BCITITMMXXX M M M Settlement Processing Narrative Beneficial Ownership Indicator ENCLUSION M M M M No change of beneficial owner Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party MOTIITMMXXX trade date and time BIC MOTIITMMXXX BIC BCITITMMXXX BIC BSCHESMMXXX Settlement Processing Narrative INCLUSION FROM SPAIN Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95P: :TRAD :SPRO :SAFE :BENE :PSET :REAG :BUYR //trade date and time //ENCLUSION //NCSD/IBRCESMMXXX //NBEN //IBRCESMMXXX //BSCHESMMXXX //BCITITMMXXX Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //INCLUSION FROM SPAIN M :94F: :SAFE //NCSD/MOTIITMMXXX M :95P: :PSET //MOTIITMMXXX M :95P: :DEAG //BCITITMMXXX M :95P: :SELL //BSCHESMMXXX Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus additional fees by the agent which are unknown at forehand. Note: The customer must send a free-format message to the Settlement team in charge of Spain providing the instruction references and authorising debit of additional fees by the agent. Clearstream Banking Multi-Market Securities Guide 17 October 2016 269 Spain - Mexico ISIN MX01EL000003 - Grupo Elektra SA DE CV ISIN MXP740471117 - TV AZTECA SA only, settling via Iberclear-Indeval link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M IBRCESMM trade date and time BIC IBRCESMMMVL BIC BVALESMM BIC GBMSMXM1 CITIUS33MER /O/NCBO/EXCLUSION M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INDEMXMM trade date and time BIC INDEMXMM Indeval 5008 BIC BVALESMM CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE MT540 Receive Free Seq //trade date and time ///O/NCBO/EXCLUSION //NCSD/IBRCESMM //IBRCESMMMVL //BVALESMM //GBMSMXM1 //CITIUS33MER B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/INDEMXMM //INDEMXMM /INDE/5008 //BVALESMM //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD: Number of securities Fee (not including VAT) Number of securities Fee (not including VAT) Up to 1,000 1,001 to 10,000 10,001 to 100,000 EUR 30.00 per transactionq EUR 0.02 per share EUR 0.01 per share 100,001 to 500,000 above 500,000 EUR 0.005 per share EUR 2,500.00 per transaction 17 October 2016 270 Clearstream Banking Multi-Market Securities Guide ISIN MXP001691213 - AMERICA MOVIL SA DE CV (AMXL) CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M IBRCESMM trade date and time BIC IBRCESMMMVL BIC BSCHESMMXXX BIC INBUMXMM CITIUS33MER EXCLUSION M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INDEMXMM trade date and time BIC INDEMXMM Indeval 5057 BIC BBVAESMM CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE MT540 Receive Free Seq //trade date and time //EXCLUSION //NCSD/IBRCESMM //IBRCESMMMVL //BSCHESMMXXX //INBUMXMM //CITIUS33MER B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/INDEMXMM //INDEMXMM /INDE/5057 //BBVAESMM //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD: Number of securities Fee (not including VAT) Number of securities Fee (not including VAT) Up to 1,000 1,001 to 10,000 10,001 to 100,000 EUR 30.00 per transactionq EUR 0.02 per share EUR 0.01 per share 100,001 to 500,000 above 500,000 EUR 0.005 per share EUR 2,500.00 per transaction Clearstream Banking Multi-Market Securities Guide 17 October 2016 271 ISIN MXP4833F1044 - Grupo Modelo only, settling via Indeval-Iberclear link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M IBRCESMM trade date and time BIC IBRCESMMMVL BIC BSCHESMMXXX BIC BMSXMXMMSSSX CITIUS33MER ffc 000054/xxxxx a EXCLUSION M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INDEMXMM trade date and time BIC INDEMXMM Indeval 5110 BIC BSCHESMMXXX CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE MT540 Receive Free Seq //trade date and time //EXCLUSION //NCSD/IBRCESMM //IBRCESMMMVL //BSCHESMMXXX //BMSXMXMMSSSX //CITIUS33MER ffc 000054/xxxxx a B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/INDEMXMM //INDEMXMM /INDE/5110 //BSCHESMMXXX //CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fixed fee of EUR 1.20 and an additional charge for the number of securities transferred, charged as follows by the local CSD: Number of securities Fee (not including VAT) Number of securities Fee (not including VAT) Up to 1,000 1,001 to 10,000 10,001 to 100,000 EUR 30.00 per transactionq EUR 0.02 per share EUR 0.01 per share 100,001 to 500,000 above 500,000 EUR 0.005 per share EUR 2,500.00 per transaction 17 October 2016 272 Clearstream Banking Multi-Market Securities Guide ISIN ES0113900J37 Banco Santander settling via Iberclear-Indeval link CreationOnline Deliver Free M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Settlement Processing Narrative Beneficial Ownership Indicator Receive Free M M M IBRCESMMXXX trade date and time BIC IBRCESMMXXX BIC BSSSESM2XXX 0038 BIC INDEMXMMXXX REGI INDEMXMMXXX M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party INDEMXMM trade date and time BIC INDEMXMM BIC BBVAESMMXXX Seller Party Account BIC CEDELULLXXX xxxxxa Change of Beneficial Owner Creation via SWIFT MT542 Deliver Free M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :97A: 95P :TRAD :SPRO :SAFE :BENE :PSET :REAG :SAFE :BUYR //trade date and time //REGI INDEMXMXXX //NCSD/IBRCESMMXXX //YBEN //IBRCESMMXXX //BSSSESM2XXX //038 //INDEMXMMXXX MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95P: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/INDEMXMM //INDEMXMM //BBVAESMMXXX //CEDELULLXXX xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to OSG Settlement Frankfurt 1 providing the instruction details. Clearstream Banking Multi-Market Securities Guide 17 October 2016 273 Spain - NASDAQ Jazztel shares settling via Santander-EB link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M IBRCESMM trade date and time BIC IBRCESMMXXX BIC BSCHESMMXXX BIC MGTCBEBE 22781 EXCLUSION M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DEUTGB22 trade date and time BIC MGTCBEBE Euroclear 22781 Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //EXCLUSION //NCSD/IBRCESMM //IBRCESMMXXX //BSCHESMMXXX //MGTCBEBE //22781 Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E1 M :94F: :SAFE //NCSD/DEUTGB22 M :95P: :PSET //MGTCBEBE M :95R: :DEAG /ECLR/22781 Fees: On request. Note: NASDAQ indicates Germany (NASDAQ Europe). 17 October 2016 274 Clearstream Banking Multi-Market Securities Guide Spain - Netherlands ISIN LU0323134006 - Arcelor Ord only, settling via Iberclear-ENL link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M IBRCESMM trade date and time BIC IBRCESMMXXX BIC ESESNL2A BIC PARBFRPP 641 CED xxxxx a EXCLUSION M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 627 BIC BBVAESMM 0182 /BNF/Clearstream Banking S.A. a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //EXCLUSION /NCSD/IBRCESMM //IBRCESMMXXX //ESESNL2A //PARBFRPP //641 CED xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time ///BNF/Clearstream Banking S.A. //NCSD/NECINL2A //NECINL2A /EGSP/627 //BBVAESMM //0182 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. Eligible Spanish equities only, settling via EOC-ENL link CreationOnline Deliver Free M M M M M M Delivery Without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free Yes M M M IBRCESMM trade date and time BIC MGTCBEBEECL Euroclear 24180 M M M /SICV/00000641/CEDxxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 9919 Name and Address EOC 24180 CEDELULL.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time ///SICV/00000641/CEDxxxxx a /NCSD/IBRCESMM //DLWM //MGTCBEBEECL /ECLR/24180 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/NECINL2A //NECINL2A /EGSP/9919 //EOC 24180 //CEDELULL.xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the Bridge as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 275 Spain - Portugal ISIN ES0113900J37 - Banco Santander S.A. only, settling via Iberclear-Interbolsa link CreationOnline Deliver Free M M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Account Buyer Party Account Settlement Processing Narrative Beneficial Ownership Indicator Receive Free M M M IBRCESMMXXX trade date and time BIC IBRCESMMXXX BIC BSSSESM2XXX 0038 BIC TOTAPTPLXXX CEDELULLXXX xxxxxa REGI TOTAPTPLXXX M M M M Change of Beneficial Owner Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IBLSPTPPXXX trade date and time BIC IBLSPTPPXXX BIC TOTAPTPLXXX Seller Party Account Settlement Processing Narrative BIC BBVAESMMXXX CEDELULLXXX xxxxx a Crossborder from Spain a. xxxxx=The Clearstream Banking customer’s 5-digit account number. M M M M M M M M M MT542 Deliver Free :98a: :70E: :94F: :22F: :95P: :95P: :97A: :97P: :97A: :TRAD :SPRO :SAFE :BENE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //REGI TOTAPTPLXXX //NCSD/IBRCESMMXXX //YBEN //IBRCESMMXXX //BSSSESM2XXX //0038 //TOTAPTPLXXX //CEDELULLXXX xxxxxa Seq B C E E1 M M M M M M MT540 Receive Free :98a: :70E: :94F: :22F: :95P: :95P: :TRAD :SPRO :SAFE :BENE :PSET :DEAG //trade date and time //Crossborder from Spain //NCSD/IBLSPTPPXXX //YBEN //IBLSPTPPXXX //TOTAPTPLXXX M :95Q: :SELL //BBVAESMMXXX M :97A: :SAFE //CEDELULLXXX xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. Note: The customer must send a free-format message to OSG Settlement Frankfurt 1 providing the instruction details. 17 October 2016 276 Clearstream Banking Multi-Market Securities Guide Spain - UK Limited Spanish securities only, settling via BBVA-SIS-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party IBRCESMM trade date and time BIC IBRCESMMXXX BIC BSSSESM2XXX Beneficial Ownership Indicator Change of beneficial owner Settlement Processing Narrative REGI/INSECHZZXXX EXCLUSION M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :BENE //trade date and time //REGI/INSECHZZXXX EXCLUSION /NCSD/IBRCESMM //YBEN M :95P: :PSET //IBRCESMMXXX M :95P: :REAG //BSSSESM2XXX MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/CRSTGB22 E1 M M M M :22F: :95P: :95R: :95Q: :STAM :PSET :DEAG :SELL /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party IBRCESMM trade date and time BIC IBRCESMMXXX BIC BSSSESM2XXX Beneficial Ownership Indicator Settlement Processing Narrative Change of beneficial owner M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a REGI/INSECHZZXXX EXCLUSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :70E: M :94F: M :22F: M :95P: M :95P: :TRAD :SPRO :SAFE :BENE :PSET :REAG //trade date and time //REGI/INSECHZZXXX EXCLUSION /NCSD/IBRCESMM //YBEN //IBRCESMMXXX //BSSSESM2XXX Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/XBDR M :95Q: :SELL //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 277 ISIN ES0113900J37 - Banco Santander Central Hispano ISIN ES0144580Y14 - Iberdrola SA ISIN ES0177542018 - Intl Cons Airline Ord ISIN ES0613900945 - Banco Santander Right 11/08 only, settling via BBVA-ECLR-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party IBRCESMM trade date and time BIC MGTCBEBEECL Euroclear 22111 M M M Settlement Processing Narrative CREST 00XJJ M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CREST 00XJJ M :94F: :SAFE /NCSD/IBRCESMM M :95P: :PSET //MGTCBEBEECL M :95R: :REAG /ECLR/22111 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M M :94F: :22F: :95P: :95R: :95Q: :97A: :SAFE :STAM :PSET :DEAG :SELL :SAFE //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //CEDE //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party IBRCESMM trade date and time BIC MGTCBEBEECL Euroclear 22111 M M M Settlement Processing Narrative CREST 14XKL M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //CREST 14XKL /NCSD/IBRCESMM //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 278 Clearstream Banking Multi-Market Securities Guide Sweden - Canada ISIN CA5503711080 - Lundin Gold Inc Ord Reg ISIN CA00829Q1019 - Africa Oil Corp. Ord Reg ISIN CA19044R1082 - COASTAL CONTACTS INC. ISIN CA29786T1057 - Etrion Corp Ord Reg ISIN CA54928Q1081 - Lucara Diamond Corp ISIN CA8169221089 - Semafo Inc ISIN CA8193201024 - Shamaran Petroleum securities only, settling via VPC-CDS link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC BBHCUS33 RBCT/080000630001/CEDELULL/xxxxx a CONVERSION M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CDSLCATT trade date and time BIC CDSLCATT CDS-CA COMO BIC MELNUS3PGSS BBRF6288002 CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //ESSESESS //BBHCUS33 //RBCT/080000630001/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION //NCSD/CDSLCATT //CDSLCATT /CDSL/COMO //MELNUS3PGSS //BBRF6288002 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 279 ISIN GB00B635TG28 - Enquest PLC ISIN SE0000825820 - Lundin Petroleum AB only, settling via VPC-CDS link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC CDSLCATT RBCT/080000630001/CEDELULL/xxxxx a CONVERSION M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CDSLCATT trade date and time BIC CDSLCATT CDS-CA SEBS BIC ESSESESS 01001604997/CBL/xxxxxa Conversion a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //ESSESESS //CDSLCATT //RBCT/080000630001/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //Conversion //NCSD/CDSLCATT //CDSLCATT /CDSL/SEBS //ESSESESS //01001604997/CBL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 280 Clearstream Banking Multi-Market Securities Guide Sweden - Denmark ISIN DK0060083566 Trigon Agri AS / DK ORD BR ISIN SE0003366871 - SAS ISIN SE0000427361 - NORDEA only, settling via VPC-VP link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC NDEADKKK BIC NDEADKKK 3069292909/CEDELULL/xxxxx a CONVERSION M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPDKDKKK trade date and time BIC VPDKDKKK BIC NDEADKKK BIC NDEASESS ESSESESS/01001604997/CBL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION /NCSD/VPCSSESS //VPCSSESS //NDEADKKK //NDEADKKK //3069292909/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPDKDKKK //VPDKDKKK //NDEADKKK //NDEASESS //ESSESESS/01001604997/CBL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00 per Skandia shares transaction. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Clearstream Banking Multi-Market Securities Guide 17 October 2016 281 Sweden - Finland ISIN SE0000667925 - TELIASONERA AB ORD. ISIN SE0000108656 - ERICSSON TEL. SERIES B (FREE) ISIN SE0000120669 - SSAB AB-B-Ord Reg ISIN SE0001803131 - ENDOMINES AB ORD REG CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Buyer Party Account Settlement Processing Narrative Receive Free VPCSSESS trade date and time BIC VPCSSESS BIC CEDELULL BIC Ordering party’s BIC BIC CEDELULL (if the customer has an unpublished BIC) 4410001000089/CBL/xxxxxa CONVERSION M M M M M or M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Buyer Party APKEFIHH trade date and time BIC APKEFIHH BIC APKEFIHH BIC ESSESESS Account Settlement Processing Narrative 01001604997/CBL/xxxxxa CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M or //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //CEDELULL //Ordering party’s BIC //CEDELULL (if the customer has an unpublished BIC) M :97A: :SAFE 4410001000089/CBL/xxxxxa :98a: :70E: :94F: :95P: :95P: :95P: :95P: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :BUYR MT540 Receive Free Seq B C E1 M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :TRAD :SPRO :SAFE :PSET :DEAG :SELL //trade date and time //CONVERSION //NCSD/APKEFIHH //APKEFIHH //APKEFIHH //ESSESESS M :97A: :SAFE //01001604997/CBL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule plus fee SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 282 Clearstream Banking Multi-Market Securities Guide ISIN FI0009000277 - TIETOENATOR Corporation ISIN FI0009000681 - Nokia ISIN FI4000123096 - SAVO-SOLAR LTD ORD REG CreationOnline Deliver Free M M M M M or M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Buyer Party Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC CEDELULL BIC Ordering party’s BIC BIC CEDELULL (if the customer has an unpublished BIC) 4410001000089.xxxxxa CONVERSION M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party APKEFIHH trade date and time BIC APKEFIHH BIC NDEAFIHH BIC VPCSSESS Account Settlement Processing Narrative CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M or //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //CEDELULL //Ordering party’s BIC //CEDELULL (if the customer has an unpublished BIC) M :97A: :SAFE 4410001000089.xxxxxa :98a: :70E: :94F: :95P: :95P: :95P: :95P: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :BUYR MT540 Receive Free Seq B C E1 M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :TRAD :SPRO :SAFE :PSET :DEAG :SELL //trade date and time //CONVERSION //NCSD/APKEFIHH //APKEFIHH //NDEAFIHH //VPCSSESS a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule plus SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Clearstream Banking Multi-Market Securities Guide 17 October 2016 283 Sweden - France Swedish and French equities settling via VPC -EF link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC MGTCBEBEECL 22429/EGSP/00000641/CBL/xxxxx a CONVERSION M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 for non-French securities BIC ESSESESS AC 01001604997/CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION /NCSD/VPCSSESS //VPCSSESS //ESSESESS //MGTCBEBEECL //22429/EGSP/00000641/CBL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 for non-French securities //ESSESESS //AC 01001604997/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 284 Clearstream Banking Multi-Market Securities Guide Sweden - Ireland ISIN JE00B1YBMP41 - International Marketing & Sales Group PLC securities only, settling via VPC Euroclear UK & Ireland link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSES trade date and time BIC VPCSSES BIC ESSESESS Name and Address CONVERSION FROM CREST 08XMV CEDELULL/xxxxx a CONVERSION M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 75XUJ Name and Address ESSESESS for CEDELULL AC xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //ESSESESS //CONVERSION FROM CREST 08XMV //CEDELULL/xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/75XUJ //IESSESESS for CEDELULL AC xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers must send a free-format message containing the instruction reference to the Irish market settlement team. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Clearstream Banking Multi-Market Securities Guide 17 October 2016 285 Sweden - Netherlands ISIN NL0009508720 - LBI INTERNATIONAL ORD via VPC-ENL link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSES trade date and time BIC NECINL2A Euronext - BE, FR, NL 641 BIC CEDELULL xxxxx a CONVERSION M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2A trade date and time BIC NECINL2A Euronext - BE, FR, NL 611 BIC MGTCBEBEECL 15862 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //NECINL2A /EGSP/641 //CEDELULL ///xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/NECINL2A //NECINL2A /EGSP/611 //MGTCBEBEECL //15862 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 286 Clearstream Banking Multi-Market Securities Guide Sweden - Norway ISIN SE0000805574 - SAS AB only, settling via VPC-VPS link CreationOnline Deliver Free Receive Free M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative M M M VPCSSESS trade date and time BIC VPCSSESS BIC NDEASESSXXX BIC NDEANOKK 125484.1/CEDELULL/xxxxx a CONVERSION M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKKXXX BIC ARSCSES1 ESSESESS/01001604997/CBL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE /NCSD/VPCSSESS M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //VPCSSESS //NDEASESSXXX //NDEANOKK //125484.1/CEDELULL/xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKKXXX //ARSCSES1 //ESSESESS/01001604997/CBL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500 and NOK 900 per transaction. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Clearstream Banking Multi-Market Securities Guide 17 October 2016 287 ISIN SE0005569100 - IGE Resources AB ISIN SE0000673907 - Skandinavia Online AG ISIN SE0000818569 - PA Resources AB only, settling via VPC-VPS link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC DNBASESX BIC DNBANOKC 125484.1/CEDELULL/xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Type of Settlement Transaction VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC ESSESESS 01001604997/CEDELULL/xxxxx a Conversion a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free MT540 Receive Free Seq M :98a: :TRAD //trade date and time B M :98a: :TRAD //trade date and time M :94F: :SAFE /NCSD/VPCSSESS C E E1 M M M M M M M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //VPCSSESS //DNBASESX //DNBANOKC //125484.1/CEDELULL/xxxxx a :94F: :22F: :95P: :95P: :95P: :97A: :SAFE :SETR :PSET :DEAG :SELL :SAFE //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //ESSESESS //01001604997/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500 and NOK 900 per transaction. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. NO0010098247 - PSI Group ASA only, settling via VPS-VPC link CreationOnline Deliver Free Receive Free XXX M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M VPCSSESSXXX trade date and time BIC VPCSSESSXXX BIC ARSCSES1XXX BIC DNBANOKCXXX xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKKXXX trade date and time BIC VPSNNOKKXXX BIC DNBANOKCXXX BIC INSECHZZXXX xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CONVERSION M :94F: :SAFE /NCSD/VPCSSESSXXX M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //VPCSSESSXXX //ARSCSES1XXX //DNBANOKCXXX //xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M M :94F: :22F: :95P: :95P: :95P: :97A: :SAFE :SETR :PSET :DEAG :SELL :SAFE //NCSD/VPSNNOKKXXX //CONV //VPSNNOKKXXX //DNBANOKCXXX //INSECHZZXXX //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500 and NOK 900 per transaction.. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 288 Clearstream Banking Multi-Market Securities Guide Sweden - Poland ISIN PLARTPR00012 - ARCTIC PAPER KOSTR, settling via Euroclear Sweden CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Beneficial Ownership Indicator Receiving Agent Party Buyer Party Account Receive Freeyment VPCSSESS trade date and time BIC KDPWPLPW No Change of Beneficial Owner M M M BIC CITIPLPX 0502343001 BIC BIC of customer xxxxxa CONVERSION M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Beneficial Ownership Indicator Delivering Agent Party Account Seller Party Account Settlement Processing Narrative KDPWPLPW trade date and time BIC KDPWPLPW No Change of Beneficial Owner BIC CITIPLPX BIC MGTCBEBE 0071588001 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :97A: :95P: :97A: :TRAD :SPRO :SAFE :BENE :PSET :REAG :SAFE :BUYR :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //NBEN //KDPWPLPW //CITIPLPX //0502343001 //BIC of customer //xxxxxa MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M :94F: :22F: :95P: :95P: :SAFE :BENE :PSET :DEAG //NCSD/KDPWPLPW //NBEN //KDPWPLPW //CITIPLPX M :95P: :SELL //MGTCBEBE M :97A: :SAFE //0071588001 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule plus fee SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Clearstream Banking Multi-Market Securities Guide 17 October 2016 289 Sweden - Switzerland Swiss equities only, settling via VPC-SIX SIS link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC INSECHZZ CH100025/CEDELULL/xxxxx a CONVERSION M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH SE100041 BIC ESSESESS CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION /NCSD/VPCSSESS //VPCSSESS //ESSESESS //INSECHZZ //CH100025/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION - cross-border /NCSD/INSECHZZ //INSECHZZ /SCOM/SE100041 //ESSESESS //CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 290 Clearstream Banking Multi-Market Securities Guide Sweden - UK ISIN GB0007389926 - Old Mutual PLC ISIN GB00B635TG28 - Enquest PLC only, settling via VPC-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS Name and Address CONVERSION TO CREST 00XJJ CEDELULL/xxxxx a CONVERSION M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 75XUJ Name and Address ESSESESS for CEDELULL AC xxxxx a Stamp Duty Status UK No Change of Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CONVERSION M :94F: :SAFE /NCSD/VPCSSESS M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE //VPCSSESS //ESSESESS //CONVERSION TO CREST 00XJJ //CEDELULL/xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :DEAG :SELL /NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/75XUJ //ESSESESS for CEDELULL AC xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS Name and Address CONVERSION TO CREST 14XKL CEDELULL/xxxxx a CONVERSION M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 75XUJ Name and Address ESSESESS for CEDELULL AC xxxxx a UK Transfer between CSP or ADR accounts a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO //CONVERSION M :94F: :SAFE /NCSD/VPCSSESS B M :98a: :TRAD //trade date and time C M M M M E1 M M M M M :95P: :95P: :95Q: :97A: :PSET :REAG :BUYR :SAFE //VPCSSESS //ESSESESS //CONVERSION TO CREST 14XKL //CEDELULL/xxxxx a :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :DEAG :SELL /NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/75XUJ //ESSESESS for CEDELULL AC xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 291 ISIN GB0009895292 - ASTRAZENECA PLC only, settling via VPC-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS Name and Address CONVERSION TO CREST 00XJJ CEDELULL/xxxxx a CONVERSION M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 69XYS Name and Address ESSESESS for CEDELULL AC xxxxx a Stamp Duty Status UK No Change of Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //CONVERSION M :94F: :SAFE /NCSD/VPCSSESS M M M M :95P: :95P: :95Q: :97A: :PSET :REAG :BUYR :SAFE //VPCSSESS //ESSESESS //CONVERSION TO CREST 00XJJ //CEDELULL/xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :DEAG :SELL /NCSD/CRSTGB22 //CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/69XYS //ESSESESS for CEDELULL AC xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS Name and Address CONVERSION TO CREST 14XKL CEDELULL/xxxxx a CONVERSION M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 69XYS Name and Address ESSESESS for CEDELULL AC xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION /NCSD/VPCSSESS //VPCSSESS //ESSESESS //CONVERSION TO CREST 14XKL //CEDELULL/xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL /NCSD/CRSTGB22 //CRSTGB22 /CRST/69XYS //ESSESESS for CEDELULL AC xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 292 Clearstream Banking Multi-Market Securities Guide Limited Swedish securities only, settling via VPC-SIS-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC INSECHZZ 01002862159/CEDELULL/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a Stamp Duty Status UK No Change of Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M :95P: :95P: :95P: :97A: :PSET :REAG :BUYR :SAFE MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE /NCSD/VPCSSESS //VPCSSESS //ESSESESS //INSECHZZ //01002862159/CEDELULL/xxxxx a M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :DEAG :SELL //trade date and time /NCSD/CRSTGB22 //CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC INSECHZZ 01002862159/CEDELULL/xxxxx a M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time /NCSD/VPCSSESS //VPCSSESS //ESSESESS //INSECHZZ //01002862159/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time /NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 293 Sweden - U.S.A. ISIN US2942643048 - Epicept Corp. ISIN US52078P1021- Lawson Software Inc ISIN US57772M1071 - Maxim Pharmaceuticals ISIN US6918281071 - Oxigene ISIN US7170811035 - Pfizer Inc ISIN US7393631095 - Powerwave Technologies Inc. ISIN US7393633075 - Powerwave Tech ORD REG only, settling via VPC-DTC link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS Name and Address BBH NY DTC010 CONVERSION/DTC908 089154/CSCxxxxx a CONVERSION M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 CONV SEB/CBL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION /NCSD/VPCSSESS //VPCSSESS //ESSESESS //BBH NY DTC010 CONVERSION/DTC908 //089154/CSCxxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :DEAG :SELL :SAFE /NCSD/DTCYUS33 //DTCYUS33 /DTCYID/0010 //BBHCUS33 //CONV SEB/CBL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 294 Clearstream Banking Multi-Market Securities Guide Switzerland - Austria Swiss equities settling via SIS-OeKB CSD link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH AT100042 Name and Address CEDELULL.xxxxx a 243900 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party OCSDATWW trade date and time BIC OCSDATWW BIC INSECHZZ Name and Address CH100025/CEDELULL.xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/INSECHZZ //INSECHZZ /SCOM/AT100042 //CEDELULL.xxxxx a //243900 MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95P: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/OCSDATWW //OCSDATWW //INSECHZZ //CH100025/CEDELULL.xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0,02 per share is charged Clearstream Banking Multi-Market Securities Guide 17 October 2016 295 Switzerland - Canada ISIN CH0024899483 UBS AG settling via SECOM-DTC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INSECHZZ trade date and time BIC DTCYUS33XXX DTC - US 06000 BIC ROYCCAT2XXX RBCT 080000630001/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CDSLCATT trade date and time BIC CDSLCATT CDS-CA DTCC DTC 0010 4945317/CH100025/xxxxx a a.xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/INSECHZZ //DTCYUS33XXX //DTCYID/06000 //ROYCCAT2XXX //RBCT 080000630001/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95R: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/CDSLCATT //CDSLCATT /CDSL/DTCC /DTCYID/0010 //4945317/CH100025/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. 17 October 2016 296 Clearstream Banking Multi-Market Securities Guide L Switzerland - France Eligible Swiss equities, settling via SIS-EF link CreationOnline Deliver Free M M M M M M Delivery without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free Yes M M M INSECHZZ trade date and time BIC MGTCBEBEECL Euroclear 22429 M M M /SICV/00000641/49584W/xxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time //SICV/00000641/49584W/xxxxx a //NCSD/INSECHZZ //DLWM //MGTCBEBEECL /ECLR/22429 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/9913 //EOC 22429 //CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 297 Switzerland - Germany German and Swiss equities only, settling via SIS-CBF link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INSECHZZ trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 72010000 BIC CEDELULL xxxxx a M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Other Settlement Parties: Type Format Party Account DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 71210000 BIC CEDELULL xxxxxa Delivering Custodian Name and Address UBS AG CH100025 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/INSECHZZ //DAKVDEFF /DAKV/72010000 M :95P: :BUYR //CEDELULL M :97A: :SAFE //xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :DECU :SAFE :SELL :SAFE //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/71210000 //UBS AG //CH100025 //CEDELULL //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. Note: The customer must send a free-format message to the Settlement team in charge of Switzerland, providing the instruction reference. For transfers in Powershare Funds additional third party fees might be charged. 17 October 2016 298 Clearstream Banking Multi-Market Securities Guide Switzerland - Greece ISIN CH0198251305 - COCA-COLA HBC AG ORD REG securities only, settling via SIS-Helex link CreationOnline Deliver Free Receive Free M Place of Safekeeping INSECHZZXXX M M M M Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account trade date and time BIC INSECHZZXXX Sega/Intersettle - CH GB103098 BIC CEDELULLXXX xxxxxa M M M M M M M M M Place of Safekeeping Place of trade Narrative Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Other Settlement Parties: Type Format Party HCSDGRAAXXX OTC Trades OTC trade date and time BIC INSECHZZXXX Name and Address SIX SIS DEPO BIC CEDELULLXXX xxxxxa Delivering Custodian SEGA/INTERSETTLE-CH CH100025 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/INSECHZZXXX M :95P: :PSET //INSECHZZXXX M :95R: :REAG /SCOM/GB103098 M :95P: :BUYR //CEDELULLXXX M :97A: :SAFE //xxxxxa MT540 Receive Free Seq B C E E1 M M M M M M M M :98a: :94F: :94B: :95P: :95Q: :95R: :95P: :97A: :TRAD :SAFE :TRAD :PSET :DEAG :DECU :SELL :SAFE //trade date and time //NCSD/HCSDGRAAXXX //OTCO/OTC //INSECHZZXXX //SIX SIS DEPO /SCOM/CH100025 //CEDELULLXXX //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Greece, as published in the CBL Fee Schedule, plus EUR 8. A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Switzerland. Note: On the Greek market, the settlement date cannot be in the past. Clearstream Banking Multi-Market Securities Guide 17 October 2016 299 Switzerland - Ireland Limited Irish securities only, settling via Euroclear UK & Ireland-SIS link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH IE110192 BIC CEDELULL xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a IE Exempt (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/INSECHZZ M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //INSECHZZ /SCOM/IE110192 //CEDELULL //xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 /CRST/IEYX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule.For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. Note: All instructions must be received at CBL by 14:00 on SD-1. For transfers in Powershare Funds additional third party fees might be charged. 17 October 2016 300 Clearstream Banking Multi-Market Securities Guide Switzerland - Italy Swiss Equites only, settling via SIS-MT link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Buyer Party Account Receive Free INSECHZZXXX trade date and time BIC MOTIITMMXXX Agent BIC CEDELULLXXX SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA T2S BIC bbbbbbbbbbba xxxxxb M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account MOTIITMM trade date and time BIC INSECHZZ BIC UBSWCHZH80A CH100025 Seller Party Account BIC CEDELULL xxxxxb a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11 b. xxxxx=The Clearstream Banking customer’s 5-digit account number Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95P: :70E: :TRAD :SAFE :PSET :REAG :SPRO //trade date and time //NCSD/INSECHZZXXX //MOTIITMMXXX //CEDELULLXXX //SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA T2S M :95P: :BUYR //bbbbbbbbbbba M :97A: :SAFE //xxxxxb MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE //trade date and time //NCSD/MOTIITMM //INSECHZZ //IUBSWCHZH80A //CH100025 M :95P: :SELL //CEDELULLXXX M :97A: :SAFE //xxxxxb a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11 b. xxxxx=The Clearstream Banking customer’s 5-digit account number Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. Note: The customer must send a free-format message to the Settlement team in charge of Switzerland, providing the instruction reference and details. Clearstream Banking Multi-Market Securities Guide 17 October 2016 301 Switzerland - Sweden Swiss equities only, settling via SIX SIS-VPC link CreationOnline Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH SE100041 ESSESESS CEDELULL/xxxxx CONVERSION M M a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC INSECHZZ CH100025/CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //CONVERSION //NCSD/INSECHZZ //INSECHZZ /SCOM/SE100041 //ESSESESS //CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //ESSESESS //INSECHZZ //CH100025/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule, plus SEK 1500. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 302 Clearstream Banking Multi-Market Securities Guide Switzerland - UK Limited Swiss securities only, settling via SIS-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH GB151521 BIC CEDELULL xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/INSECHZZ M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //INSECHZZ /SCOM/GB151521 //CEDELULL //xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH GB153558 BIC CEDELULL xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/INSECHZZ //INSECHZZ /SCOM/GB153558 //CEDELULL //xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 303 ISIN JE00B2NFTP34 - ETFS Leveraged Live Cattle (LLCT), settling via SIS-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Narrative Stamp Duty Status Receive Free M M M INSECHZZ trade date and time BIC CRSTGB22 CRESTCo 00XJJ BIC CEDELULLXXX xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 0PMAY Name and Address CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/INSECHZZ M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/00XJJ M :95P: :BUYR //CEDELULL M :97A: :SAFE //xxxxx a MT540 Receive Free Seq B C E M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) E1 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/0PMAY M :95Q: :SELL //CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INSECHZZ trade date and time BIC CRSTGB22 CRESTTCO 14XKL BIC CEDELULL xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 0PMAY Name and Address INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/INSECHZZ //CRSTGB22 /CRST/14XKL //CEDELULL //xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/0PMAY //INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 304 Clearstream Banking Multi-Market Securities Guide UK Guilts only, settling via INSE - Euroclear UK & Ireland link CreationOnline Deliver Free M M M M M M a. b. c. Receive Free M M M Place of Safekeeping INSECHZZ Trade Date/Time trade date and time Place of Settlement BIC Party INSECHZZ Receiving Agent Sega/Intersettle - CH Party LU110032 Buyer BIC Party CEDELULL Account xxxxxc bbbbbbbb = BIC of SIS Participant iiiiiiii = Business Partner ID of SIS Participant xxxxx=The Clearstream Banking customer’s 5-digit account number. M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSE/bbbbbbbba.iiiiiiiib Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/INSECHZZ //INSECHZZ /SCOM/LU110032 //CEDELULL //xxxxxc MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //INSE/bbbbbbbba.iiiiiiiib a. bbbbbbbb = BIC of SIS Participant b. iiiiiiii = Business Partner ID of SIS Participant c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set. Clearstream Banking Multi-Market Securities Guide 17 October 2016 305 Switzerland - U.S.A. ISIN CH0024899483 - UBS AG ISIN CH0025751329 - Logitech only, settling via SIS-DTC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH US150253 BIC CEDELULLXXX 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 6950 Name and Address CSCxxxxxa CH100025 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/INSECHZZ //INSECHZZ /SCOM/US150253 //CEDELULLXXX //089154 CSCxxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/6950 //CSCxxxxxa //CH100025 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0,02 per share is charged. Note: The deadline for all instructions is 14:00 SD with Trade Date and Settlement Date = SD. Swiss and U.S. securities only settling via SIS-DTC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M INSECHZZ trade date and time BIC DTCYUS33 DTC - US 0908 BIC CITIUS33XXX 089154 CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 0908 BIC CITIUS33XXX 217217/CH100025/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/INSECHZZ //DTCYUS33 /DTCYID/0908 //CITIUS33XXX //089154 CSCxxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/00908 //CITIUS33XXX //217217/CH100025/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. 17 October 2016 306 Clearstream Banking Multi-Market Securities Guide Thailand - Singapore ISIN TH0554010Z14 - Total Comm PCL only, settling via TSD - CDP link CreationOnline Deliver Free Receive Free M Additional Places M Place of Safekeeping TSDCTHBK M C Place of Safekeeping Type of Settlement Transaction M M Trade Date/Time Place of Settlement Party Beneficial Owner Indicator Receiving Agent Party Account Buyer Party trade date and time BIC TSDCTHBK No change of beneficial owner M M BIC CITITHBX 8005450002 Name and Address CROSS BORDER M cross border from TH to SG M Trade Date/Time Place of Settlement Party Beneficial Owner Indicator Delivering Agent Party Account Seller Party Account Settlement Processing Narrative M M M M M Settlement Processing Narrative M M M Type: Place of Trade Code: OTC Trades CDPLSGSG Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) trade date and time BIC CDPLSGSG No change of beneficial owner BIC TSDCTHBK 304-0000000-159 BIC HSBCTHBK 001-245042-390 Crossbdr SG-TH/SDC No. 304 BO Clearstream Nominees Ltd Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time Seq B M :70E: :SPRO //Cross border from TH to SG M :94F: :SAFE //NCSD/TSDCTHBK M :22F: BENE //NBEN M M M M :95P: :95P: :97A: :95Q: :PSET :REAG :SAFE :BUYR //TSDCTHBK //CITITHBX //8005450002 //CROSS BORDER C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //Crossbdr SG-TH/SDC No. 304 BO Clearstream Nominees Ltd M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //TSDCTHBK M :97A: :SAFE //304-0000000-159 M :95P: :SELL //HSBCTHBK M :97A: :SAFE //001-245042-390 Fees: On request or standard transaction fee for Thailand, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 307 UK - Australia Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks. ISIN AU000000ALB8 - Albidon Ltd ISIN AU000000ALD4 - Allied Gold Ltd ISIN AU000000BAB9 - Bullabulling Gold Ltd Ord Reg ISIN AU000000MNC7 - Metminco Ltd ISIN AU000000NYO7 - Nyota Minerals Ltd Ord Reg ISIN AU000000OEX8 - Oilex Ltd ISIN AU000000POH7 - Phosphagenics Ltd ISIN AU000000BKY0 - Berkeley Resources ISIN AU000000PRU3 - SHS PERSEUS MINING ISIN AU000000BTR5 - Blackthorn ISIN AU000000RIA0 - Rialto Energy Ltd ISIN AU000000CCC1 - Continental Coal Ltd ISIN AU000000RML9 - Rusina Mining (Formerly known as Continental Capital Limited) ISIN AU000000RMP0 - SHS Red Emperor Ord Reg Resources NL ORD REG ISIN AU000000CCD9 - Caledon Resources Ord Reg ISIN AU000000ROC4 - ROC Oil Company Ltd ISIN AU000000CFU6 - Ceramic Fuel Cells Ltd ISIN AU000000RRS3 - Range Resources Ltd ISIN AU000000CSM6 - Consolidated Minerals Ltd ISIN AU000000SGZ9 - Scotgold Resources Ltd ISIN AU000000CZA6 - Coal of Africa Ltd ISIN AU000000SLV8 - Sylvania Resources Ltd ISIN AU000000DML9 - Discovery Metals Ord Reg ISIN AU000000S320 SHS SOUTH32 LTD ORD REG ISIN AU000000DWY1 - Dwyka Diamonds Ltd ISIN AU000000TPT1 -Tangiers Petroleum ISIN AU000000FND9 - Finders Resources Ord Reg Limited ISIN AU000000GBP6 - Global Petroleum Ltd ISIN AU000000GIP1 - Gippsland Ltd ISIN AU000000JPR6 - SHS Jupiter Energy Ltd ISIN AU000000VMT4 - Vmoto Ltd ISIN AU000000WAS9 - Wasabi Energy Limited (Formerly known as Insurance My Way Ltd) ORD REG ISIN AU000000LRL1 - Leyshon Resources Ltd ISIN AU000000WLF3 - Wolf Minerals Ltd ISIN AU000000LRS6 - Latin Resources Ltd Ord ISIN AU000000YAJ4 - New Millennium Resources Reg ISIN AU0000XINAK8 - International Ferro Metals ISIN AU000000MML0 - Medusa Mining Ltd ISIN AU0000XINAS1 - CAP-XX Ltd only, settling via removal between local registrars ISIN BMG0440M1284 - Aquarius Platinum Ltd ISIN AU000000SO44 SHS SALT LAKE POTASH LTD ISIN BMG864081044 - Sylvania Platinum Ltd ORD REG CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Stamp Duty Status Receive Free CRSTGB22 M trade date and time M BIC M CRSTGB22 CRESTCO M CREST Name and Address M Removal to Australia, J.P. Morgan Nominees Australia Ltd Locked Bag 20049, Melbourne VIC 3001 Australia PID: 20104 /STCO/PHYS/ M UK No change of beneficial ownership (if customer is the same; otherwise, blank) Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry Name and Address VIDACOS NOMINEES LIMITED Settlement Processing Narrative Removal from UK to Australia 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 308 Clearstream Banking Multi-Market Securities Guide Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free Seq MT540 Receive Free //trade date and time B ///STCO/PHYS/ //NCSD/CRSTGB22 C //CRST/GBOX (If customer is the same; E otherwise, blank) M :95P: :PSET //CRSTGB22 E1 M :95R: :REAG /CRST/CREST M :95Q: :BUYR //Australia, J.P. Morgan Nominees Australia Ltd Locked Bag 20049, Melbourne VIC 3001 Australia PID: 20104 M M M M :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :STAM M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from UK to Australia M :94F: :SAFE //NCSD/CAETAU21 M :95P: :PSET //CAETAU21 M :95Q: :DEAG //Share Registry M :95Q: :SELL //VIDACOS NOMINEES LIMITED CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Stamp Duty Status Receive Free CRSTGB22 M trade date and time M BIC M CRSTGB22 CRESTCO M CREST Name and Address M Removal to Australia, J.P. Morgan Nominees Australia Ltd Locked Bag 20049, Melbourne VIC 3001 Australia PID: 20104 /STCO/PHYS/ M UK transfer between CSP or ADR accounts Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CAETAU21 trade date and time BIC CAETAU21 Name and Address Share Registry Name and Address VIDACOS NOMINEES LIMITED Settlement Processing Narrative Removal from UK to Australia Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :STAM :PSET :REAG :BUYR Seq MT540 Receive Free //trade date and time B ///STCO/PHYS/ //NCSD/CRSTGB22 C //CRST/GBTX E //CRSTGB22 E1 /CRST/CREST //Removal to Australia, J.P. Morgan Nominees Australia Ltd Locked Bag 20049, Melbourne VIC 3001 Australia PID: 20104 M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from UK to Australia M :94F: :SAFE //NCSD/CAETAU21 M :95P: :PSET //CAETAU21 M :95Q: :DEAG //Share Registry M :95Q: :SELL //VIDACOS NOMINEES LIMITED 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 309 ISIN AU000000IBA4 - IBA Health Group Limited only, settling via Euroclear UK & Ireland-SIS-CHESS link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address M M CHESS/CHASAU2XDCC.231200011106/ CEDELULL/xxxxx a M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CAETAU21 trade date and time BIC CAETAU21 BIC CHASAU2XDCC BIC INSECHZZ 248300021109 a. xxxxx=The Clearstream Banking customer's 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR Seq MT540 Receive Free B C E1 //CHESS/CHASAU2XDCC.231200011106/ CEDELULL/xxxxx a M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/CAETAU21 //CAETAU21 //CHASAU2XDCC //INSECHZZ //248300021109 a. xxxxx=The Clearstream Banking customer's 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address M M CHESS/CHASAU2XDCC.231200011106/ CEDELULL/xxxxx a M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CAETAU21 trade date and time BIC CAETAU21 BIC CHASAU2XDCC BIC INSECHZZ 248300021109 a. xxxxx=The Clearstream Banking customer's 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR Seq MT540 Receive Free B C E1 //CHESS/CHASAU2XDCC.231200011106/ CEDELULL/xxxxx a M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/CAETAU21 //CAETAU21 //CHASAU2XDCC //INSECHZZ //248300021109 a. xxxxx=The Clearstream Banking customer's 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 310 Clearstream Banking Multi-Market Securities Guide S UK - Belgium ISIN BE0003818359 Galapagos Genomics NV securities only, settling via Euroclear UK & Ireland-SISCIK link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Buyer Party Name and Address EGSP/PARBFRPP/CEDELULL/xxxxx a M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account CIKBBEBB trade date and time BIC CIKBBEBB BIC INSECHZZ 29910 Name and Address GB100554 CREST 00XJJ/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR MT540 Receive Free Seq B C E1 M :95Q: :BUYR //EGSP/PARBFRPP/CEDELULL/xxxxx a M M M M M M M :98a: :94F: :95P: :95P: :97A: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/CIKBBEBB //CIKBBEBB //INSECHZZ //29910 //GB100554 //CREST 00XJJ/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Buyer Party Name and Address EGSP/PARBFRPP/CEDELULL/xxxxx a M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account CIKBBEBB trade date and time BIC CIKBBEBB BIC INSECHZZ 29910 Name and Address GB100554 CREST 14XKL/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR M :95Q: :BUYR //EGSP/PARBFRPP/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :94F: :95P: :95P: :97A: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/CIKBBEBB //CIKBBEBB //INSECHZZ //29910 //GB100554 //CREST 14XKL/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 311 UK - BNP Paribas Luxembourg ISIN KYG9361Y1026 - Vinacapital Opportunities ISIN VGG308591053 - Equest Balkans Fd. only, settling via Euroclear UK & Ireland-EB link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CEDELULLXXX trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //00XJJ //CUST/CEDELULLXXX //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CEDELULLXXX trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //14XKL //CUST/CEDELULLXXX //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 312 Clearstream Banking Multi-Market Securities Guide ISIN US45822B2051 - Integra GRP REG (20DR/1SHS) securities only, settling via Euroclear UK & Ireland - EB Link Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party PARBLULL trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //00XJJ //CUST/PARBLULL //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party PARBLULL trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //14XKL //CUST/PARBLULL //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 313 UK - BNY London ISIN GB0004601430 - GBP 10,50 Italy 89-2014 ISIN US0885792061 - Beximco Pharmaceuticals Ltd. ISIN US48667H1059 - Kazakhgold Group Ltd. ISIN US68554N1063 - Orascom Constrution Ind. Reg. ISIN US98387E2054 - X5 Retail Reg ISIN USX607461166 - OTP Bank GDR only, settling via Euroclear UK & Ireland-EB Link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IRVTGB2XGPT trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //00XJJ //CUST/IRVTGB2XGPT //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IRVTGB2XGPT trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //14XKL //CUST/IRVTGB2XGPT //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 314 Clearstream Banking Multi-Market Securities Guide ISIN NL0006282204 - New World Resources only, settling via removal between local registrars Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and Address Removal to BoNY Depository Nominees Limited ifo CBL acc. xxxxx a, register into Vidacos Nominees Limited acc. CLRLUX2 /STCO/PHYS/ Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :REAG :BUYR Seq //trade date and time B ///STCO/PHYS/ //NCSD/CRSTGB22 C //CRSTGB22 E1 /CRST/CREST //Removal to BoNY Depository Nominees Limited iifo CBL acc. xxxxx a Register into Vidacos Nominees Limited acc. CLRLUX2 MT540 Receive Free Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and Address Removal to BoNY Depository Nominees Limited ifo CBL acc. xxxxx a, register into Vidacos Nominees Limited acc. CLRLUX /STCO/PHYS/ Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :REAG :BUYR Seq //trade date and time B ///STCO/PHYS/ //NCSD/CRSTGB22 C //CRSTGB22 E1 /CRST/CREST //Removal to BoNY Depository Nominees Limited ifo CBL acc. xxxxx a, register into Vidacos Nominees Limited acc. CLRLUX MT540 Receive Free Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 315 UK - Canada UK and limited Canadian equities only settling via Euroclear UK & Ireland-DTC link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: As not all Canadian securities can be transferred between UK and Canada because of a chilled status please contact Clearstream Banking Customer Service to ensure transferability before instructing Clearstream Banking. Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address DTC5099/RBCT/080000630001/xxxxx a M M O M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CDSLCATT trade date and time BIC CDSLCATT CDS-CA ACSI DTC 00002012 00XJJ CLRLUX2 UK CREST to Canada a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //DTC5099/RBCT/080000630001/xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M O :98a: :70E: :94F: :95P: :95R: :95R: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //UK CREST to Canada //NCSD/CDSLCATT //CDSLCATT /CDSL/ACSI /DTCYID/00002012 //00XJJ CLRLUX2 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address DTC5099/RBCT/080000630001/xxxxx a M M O Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CDSLCATT trade date and time BIC CDSLCATT CDS-CA ACSI DTC 00002012 14XKL CLRLUX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //DTC5099/RBCT/080000630001/xxxxx a MT540 Receive Free Seq B C E1 M M M M M O :98a: :94F: :95P: :95R: :95R: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/CDSLCATT //CDSLCATT /CDSL/ACSI /DTCYID/00002012 //14XKL CLRLUX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 316 Clearstream Banking Multi-Market Securities Guide ISIN BM4834061049 - Kalimantan Gold Corp., ISIN CA0080H1082 - African Aura Corp ISIN CA0515471070 - Aureus Mining Inc Ord Reg ISIN CA36315W1032 - Galantas Gold Corp ISIN CA4656761042 - Ithaca Energy Inc. ISIN CA5640071026 - Mano River Resources ISIN CA61534J1057 Mood Media Corp Ord Reg ISIN CA61981U1084 - Moto Goldmines Ltd. ISIN CA6390971043 - Nautilus Minerals Inc ISIN CA6871961059 - Orosur Mining Inc Ord Reg ISIN CA6779091033 - Oilexco Inc. ISIN CA77277R2037 - Rock Well Petroleum Inc. ISIN CA8629281087 - Stratic Energy Corp. ISIN CA8849031056 - Thomson Reuters Corp. ISIN CA8999101030 - Turbo Power Sys. Inc ISIN CA9169091043 - Uruguay Mineral Exploration1 ISIN CA9170171057 - Uranium Particip Ord ISIN CA95801T1075 - Western Coal Corporation ISIN CA9842381050 - YM Biosciences Inc. ISIN GB0034246743 – Oriel Resources plc ISIN GB00B03TH577 - African Copper plc ISIN GB00B06K1665 - Alexander Mining Ltd ISIN GB00B0CY5V57 - Serica Energy plc ISIN GB00B44QDS07 Allied Gold Mining ORD ISIN GG00B1W7FC20 - Crytologic Ltd Ord Reg ISIN GG00B779P585 - Platmin Ltd Ord Reg ISIN JE00B1HNYF12 - Minera Irl Ltd ISIN JE00B2QY9G86 - Arawak Energy Limited Shares ISIN KYG224041189 - Coastal Energy Co Ord Reg ISIN KYG876361091 - Tethys Petroleum Ltd ISIN VGG0472G1147 – Arian Silver Corp. ISIN VGG9828A1194 - Xcite Energy Ltd only Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks. The customer must send a free-format message to the Settlement team in charge of UK, providing instruction references and stating that it is a transfer between Canada and the UK. CreationOnline 0.5% SDRT2 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Stamp Duty Status Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCO CREST Name and Address Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada /STCO/PHYS /080000630001/xxxxxa UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address registered in N/O ROYTOR & CO 080000630001 Settlement Processing Narrative STCO/PHYS/UK CREST to Canada/NCBO (if no change of beneficial ownership) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. Cross border transfers in ISIN CA9169091043 from UK to U.S.A. and visa versa must be executed via Canada. Please use this link to transfer the holdings from UK to Canada. 2. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 317 Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS ///080000630001/xxxxxa M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) MT540 Receive Free Seq B C E M :95P: :PSET //CRSTGB22 E1 M :95R: :REAG /CRST/CREST M :95Q: :BUYR //Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada M :98a: :TRAD //trade date and time M :70E: :SPRO //STCO/PHYS/UK CREST to Canada/NCBO (if no change of beneficial ownership) M :94F: :SAFE //NCSD/CDSLCATT M M M M M :22F: :95P: :95R: :95Q: :97A: :SETR :PSET :DEAG :SELL :SAFE //TRAD //CDSLCATT /CDSL/OTCB //registered in N/O ROYTOR & CO //080000630001 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Stamp Duty Status Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCO CREST Name and Address Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada /STCO/PHYS /080000630001/xxxxxa UK transfer between CSP or ADR accounts) M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CDSLCATT trade date and time BIC CDSLCATT CDS-CA OTCB Name and Address registered in N/O ROYTOR & CO 080000630001 Settlement Processing Narrative STCO/PHYS/UK CREST TO CANADA/NCBO (if no change of beneficial ownership) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS ///080000630001/xxxxxa M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM /CRST/GBTX MT540 Receive Free Seq B C E M :95P: :PSET //CRSTGB22 E1 M :95R: :REAG /CRST/CREST M :95Q: :BUYR //Removal to Roytor and Co., RBC Investor Services, Securities Cage, 155 Wellington Street West, 2nd Floor, Toronto, ON M5V 3L3, Canada M :98a: :TRAD //trade date and time M :70E: :SPRO //STCO/PHYS/UK CREST TO CANADA/NCBO (if no change of beneficial ownership) M :94F: :SAFE //NCSD/CDSLCATT M M M M M :22F: :95P: :95R: :95Q: :97A: :SETR :PSET :DEAG :SELL :SAFE //TRAD //CDSLCATT /CDSL/OTCB //registered in N/O ROYTOR & CO //080000630001 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 318 Clearstream Banking Multi-Market Securities Guide UK - Citibank, London ISIN US4380902019 - Hon Hai Precision securities only, settling via Euroclear UK & Ireland - EB link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free CRSTGB22 trade date and time BIC CRSTGB22 Crestco XBDR Name and Address CEDE/xxxxxa M Place of Safekeeping CITIGB2L M Place of Settlement Party Delivering Agent Party BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxxa MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //00XJJ //CUST/CITIGB2L //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free CRSTGB22 trade date and time BIC CRSTGB22 Crestco XBDR Name and Address CEDE/xxxxxa M Place of Safekeeping CITIGB2L M Place of Settlement Party Delivering Agent Party BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxxa MT540 Receive Free Seq M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //14XKL //CUST/CITIGB2L //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 319 UK equities only, settling via removal between local registrars CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 Crestco CREST Name and Address REMOVAL to CBL account xxxxxa, Deliver to Computershare Investor Services (Jersey) Limited, 31 Pier Road, St Helier, Jersey, JE4 8PW /STCO/PHYS UK transfer between CSP or ADR accounts a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :STAM :PSET :REAG :BUYR //trade date and time ///STCO/PHYS/ //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/CREST //REMOVAL to CBL account xxxxxa, Deliver to Computershare Investor Services (Jersey) Limited, 31 Pier Road, St Helier, Jersey, JE4 8PW Seq B C E E1 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 320 Clearstream Banking Multi-Market Securities Guide UK - Czech Republic ISIN GB00B42CTW68 - New World Resources ISIN GB00BF5SDZ96 - Stock Spirits Group only, settling via CDCP link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 14XKL BIC CEDELULL 84473 Cross-border UK to CZ M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative Beneficial Ownership Indicator UNIYCZPP trade date and time BIC UNIYCZPP BIC CRSTGB22 BIC CEDELULL xxxxxa Cross-border UK to CZ Change of Beneficial Owner or No Change of Beneficial Owner a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Cross-border UK to CZ M :94F: :SAFE //NCSD/CRSTGB22 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //CRSTGB22 /CRST/14XKL //CEDELULL //84473 MT540 Receive Free Seq B C E E1 M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :BENE :PSET :DEAG :SELL :SAFE //trade date and time //Cross-border UK to CZ //NCSD/UNIYCZPP //YBEN or NBEN //UNIYCZPP //CRSTGB22 //CEDELULL //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M CRSTGB22 trade date and time BIC CEDELULL Clearstream Banking Luxembourg 84473 BIC Ordering party’s BIC xxxxxa Cross-border UK to CZ M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BIC CEDELULL xxxxxa Cross-border UK to CZ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //Cross-border UK to CZ //NCSD/CRSTGB22 //CEDELULL //CEDE/84473 //Ordering party’s BIC //xxxxxa MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //Cross-border UK to CZ //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULL //xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers must send a free-format message to the Settlement team in charge of Czech domestic settlement providing the details of the instructed cross-border trade. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 321 UK - Denmark ISIN GB00B01FLG62 - GROUP SECURICOR only, settling via Euroclear UK & Ireland-VP link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and address NDEADKKK/04444/CEDELULL/xxxxxa Settlement Processing Narrative /STCO/PHYS/ M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative VPDKDKKK trade date and time BIC VPDKDKKK BIC NDEADKKK BIC CITIGB2L 020001003195097 Computershare acc. 6011405748 CREST 00XJJ acc. CLRLUX2 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/BH014 //NDEADKKK/04444/CEDELULLxxxxxa MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/ M :98a: :TRAD //trade date and time M :70E: :SPRO //Computershare acc. 6011405748 CREST 00XJJ acc. CLRLUX2 M :94F: :SAFE //NCSD/VPDKDKKK M :95P: :PSET //VPDKDKKK M :95P: :DEAG //NDEADKKK M :95P: :SELL //CITIGB2L M :97A: :SAFE //020001003195097 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and address NDEADKKK/04444/CEDELULL/xxxxxa Settlement Processing Narrative /STCO/PHYS/ M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative VPDKDKKK trade date and time BIC VPDKDKKK BIC NDEADKKK BIC CITIGB2L 020001003195097 Computershare acc. 6011405748 CREST 14XKL acc. CLRLUX2 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/ B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/CREST //NDEADKKK/04444/CEDELULLxxxxxa MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Computershare acc. 6011405748 CREST 14XKL acc. CLRLUX2 M :94F: :SAFE //NCSD/VPDKDKKK M :95P: :PSET //VPDKDKKK M :95P: :DEAG //NDEADKKK M :95P: :SELL //CITIGB2L M :97A: :SAFE //020001003195097 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 322 Clearstream Banking Multi-Market Securities Guide ISIN DK0060005684- Eurotrust A/S securities only, settling via removal between local registrars Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. CREST Name and Address NDEADKKK/04444/CEDELULL/xxxxxa Settlement Processing Narrative /STCO/PHYS/ M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPDKDKKK trade date and time BIC VPDKDKKK BIC NDEADKKK BIC CITIGB2L 020001003195097 Computershare acc. 6011405748 CREST 00XJJ acc. CLRLUX2 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/CREST //NDEADKKK/04444/CEDELULL/xxxxxa MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/ M :98a: :TRAD //trade date and time M :70E: :SPRO //Computershare acc. 6011405748 CREST 00XJJ acc. CLRLUX2 M :94F: :SAFE //NCSD/VPDKDKKK M :95P: :PSET //VPDKDKKK M :95P: :DEAG //NDEADKKK M :95P: :SELL //CITIGB2L M :97A: :SAFE //020001003195097 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and Address NDEADKKK/04444/CEDELULL/xxxxxa Settlement Processing Narrative ///STCO/PHYS/ M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPDKDKKK trade date and time BIC VPDKDKKK BIC NDEADKKK BIC CITIGB2L 020001003195097 Computershare acc. 6011405748 CREST 14XKL acc. CLRLUX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO /STCO/PHYS/ B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/CREST //NDEADKKK/04444/CEDELULL/xxxxxa MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Computershare acc. 6011405748 lfo CREST 14XKL acc. CLRLUX M :94F: :SAFE //NCSD/VPDKDKKK M :95P: :PSET //VPDKDKKK M :95P: :DEAG //NDEADKKK M :95P: :SELL //CITIGB2L M :97A: :SAFE //020001003195097 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 323 UK - Deutsche Bank London ISIN US39032T1060 - Great Eastern Energy Ltd ISIN US6698881090 - JOINT STOCK Co. NOVATEK (REGS)(1DR/10SHS) settling via EB-Euroclear UK & Ireland link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DEUTGB22 trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //00XJJ //CUST/DEUTGB22 //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DEUTGB22 trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //14XKL //CUST/DEUTGB22 //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 324 Clearstream Banking Multi-Market Securities Guide UK - Finland ISIN FI0009000681 - Nokia ISIN FI0009014716 - Talv Mining Co NPV only, settling via Euroclear UK&Ireland-SIS-APK link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Due to restrictions on the Swiss market, we recommend to instruct on SD-1 at the latest. Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address SCOM/APKE/CEDELULL.4410001000089/ CEDELULL/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account APKEFIHH trade date and time BIC APKEFIHH BIC NDEAFIHH BIC INSECHZZ GB151521 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //SCOM/APKE/CEDELULL.4410001000089/ CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/APKEFIHH //APKEFIHH //NDEAFIHH //INSECHZZ //GB151521 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address SCOM/APKE/CEDELULL.4410001000089/ CEDELULL/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account APKEFIHH trade date and time BIC APKEFIHH BIC NDEAFIHH BIC INSECHZZ GB153558 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //SCOM/APKE/CEDELULL.4410001000089/ CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/APKEFIHH //APKEFIHH //NDEAFIHH //INSECHZZ //GB153558 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 325 ISIN FI0009015291 - Powerflute OYJ securities only, settling via removal by local registrar Note: Customers must send a free-format message to the OUI Unit providing the instruction reference. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. CREST Name and Address Vidacos Nominees Ltd Citigroup Centre, Canada Square Canary Wharf, London E14 5LB, UK Settlement Processing Narrative Stamp Duty Status /STCO/PHYS M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party APKEFIHH trade date and time BIC APKEFIHH BIC ESSEFIHX BIC IRVTBEBB Account 02200015494010 UK no change in Beneficial Owner (if customer is the same; otherwise blank) Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M MT540 Receive Free Seq //trade date and time ///STCO/PHYS //NCSD/CRSTGB22 //CRST/GBOX (if customer is the same; otherwise blank) M :95P: :PSET //CRSTGB22 M :95P: :REAG /CRST/CREST M :95Q: :BUYR //Vidacos Nominees Ltd Citigroup Centre, Canada Square Canary Wharf, London E14 5LB, UK :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :STAM B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/APKEFIHH E1 M :95P: :PSET //APKEFIHH M :95P: :DEAG //ESSEFIHX M :95P: :SELL //IRVTBEBB M :97A: :SAFE //02200015494010 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. CREST Name and Address Vidacos Nominees Ltd Citigroup Centre, Canada Square Canary Wharf, London E14 5LB, UK Settlement Processing Narrative Stamp Duty Status /STCO/PHYS M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party APKEFIHH trade date and time BIC APKEFIHH BIC ESSEFIHX BIC IRVTBEBB Account 02200015494010 UK transfer between CSP or ADR accounts Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95Q: :TRAD :SPRO :SAFE :STAM :PSET :REAG :BUYR //trade date and time ///STCO/PHYS //NCSD/CRSTGB22 //CRST/GBTX //CRSTGB22 /CRST/CREST //Vidacos Nominees Ltd Citigroup Centre, Canada Square Canary Wharf, London E14 5LB, UK Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/APKEFIHH M :95P: :PSET //APKEFIHH M :95P: :DEAG //ESSEFIHX M :95P: :SELL //IRVTBEBB M :97A: :SAFE //02200015494010 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 326 Clearstream Banking Multi-Market Securities Guide ISIN FI0009800098 - Ruukki Group OYJ securities only, settling via removal by local registrar Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Customers must send a free-format message to the OAA Unit with the instruction reference and beneficiary details (name, account, BIC, contact person and telephone number). CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. CREST Name and Address Vidacos Nominees Ltd Citigroup Centre, Canada Square Canary Wharf, London E14 5LB, UK Settlement Processing Narrative Stamp Duty Status /STCO/PHYS/ M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party APKEFIHH trade date and time BIC APKEFIHH BIC ESSEFIHX BIC IRVTBEBB Account 10-100 033 386 UK no change in Beneficial Owner (if customer is the same; otherwise blank) Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M MT540 Receive Free Seq //trade date and time ///STCO/PHYS //NCSD/CRSTGB22 //CRST/GBOX (if customer is the same; otherwise blank) M :95P: :PSET //CRSTGB22 M :95P: :REAG /CRST/CREST M :95Q: :BUYR //Vidacos Nominees Ltd Citigroup Centre, Canada Square Canary Wharf, London E14 5LB, UK :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :STAM B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/APKEFIHH E1 M :95P: :PSET //APKEFIHH M :95P: :DEAG //ESSEFIHX M :95P: :SELL //IRVTBEBB M :97A: :SAFE //10-100 033 386 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. CREST Name and Address Vidacos Nominees Ltd Citigroup Centre, Canada Square Canary Wharf, London E14 5LB, UK Settlement Processing Narrative Stamp Duty Status /STCO/PHYS M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party APKEFIHH trade date and time BIC APKEFIHH BIC ESSEFIHX BIC IRVTBEBB Account 02200015494010 UK transfer between CSP or ADR accounts Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95Q: :TRAD :SPRO :SAFE :STAM :PSET :REAG :BUYR //trade date and time ///STCO/PHYS //NCSD/CRSTGB22 //CRST/GBTX //CRSTGB22 /CRST/CREST //Vidacos Nominees Ltd Citigroup Centre, Canada Square Canary Wharf, London E14 5LB, UK Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/APKEFIHH M :95P: :PSET //APKEFIHH M :95P: :DEAG //ESSEFIHX M :95P: :SELL //IRVTBEBB M :97A: :SAFE //02200015494010 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 327 UK - France Limited French securities only, settling via Euroclear UK & Ireland-EF link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address SICV/00000641/49584W/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 29910 Name and Address GB100554 CREST 00XJJ/CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //SICV/00000641/49584W/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/29910 //GB100554 //CREST 00XJJ/CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address SICV/00000641/49584W/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 29910 Name and Address GB100554 CREST 14XKL/CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //SICV/00000641/49584W/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/29910 //GB100554 //CREST 14XKL/CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 328 Clearstream Banking Multi-Market Securities Guide UK equities only, settling via Euroclear UK & Ireland-EF link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Due to restrictions in the French market, 1.5% SDRT will be charged but is reclaimable. Not applicable for 0.5% SDRT1. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Receive Free M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo nnnnna Name and Address EGSP/641/49584W/xxxxx b Stamp Duty Status UK Transfer Between CSP or ADR Accounts M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address 91632 CEDELULL xxxxx b a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/nnnnna //EGSP/641/49584W/xxxxx b MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPP M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPP /EGSP/9913 //91632 //CEDELULL xxxxx b a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 329 ISIN ZM0000000037 - ZCCM, settling physically Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and details of the receipt. With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, physical settlement may take several weeks. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party M Buyer Party M Stamp Duty Status Receive Free CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address Reg. To Euroclear France, 115 Rue Reaumur, 75081 Paris Name and Address Del. To BNP Paribas Securities Services, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) Not required Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M :94F: :SAFE //NCSD/CRSTGB22 C M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, E blank) M :22F: :STCO //PHYS M :95C: :PSET //GB E1 M :95Q: :REAG //Reg. To Euroclear France, 115 Rue Reaumur, 75081 Paris M :95Q: :BUYR //BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France MT540 Receive Free Not required CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Buyer Party Receive Free CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address Reg. To Euroclear France, 115 Rue Reaumur, 75081 Paris Name and Address //BNP Paribas Securities Services, 0254C Stock Dénouement, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France Not required Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free Seq //trade date and time B //NCSD/CRSTGB22 C //PHYS E //GB E1 //Reg. To Euroclear France, 115 Rue Reaumur, 75081 Paris M :95Q: :BUYR //Del. To BNP Paribas Securities Services, Les Grands Moulins de Pantin, 9, rue du Débarcadère, 93500 Pantin, France M M M M M :98a: :94F: :22F: :95C: :95Q: :TRAD :SAFE :STCO :PSET :REAG MT540 Receive Free Not required 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 330 Clearstream Banking Multi-Market Securities Guide ISIN GB00B00FHZ82 - Gold Bullion Sec. only, settling via Euroclear UK & Ireland-EF link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo EOC Name and Address EGSP/641/49584W/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address 52023 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/EOC //EGSP/641/49584W/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //52023 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo EOC Name and Address EGSP/641/49584W/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address 91632 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/EOC //EGSP/641/49584W/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //91632 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 331 UK Stamp exempt ETFS securities only, settling via Euroclear UK & Ireland-EF link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 56XKK Name and Address EGSP/641/49584W/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address 52023 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/56XKK //EGSP/641/49584W/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //52023 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 56XKK Name and Address EGSP/641/49584W/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 Name and Address 91632 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/56XKK //EGSP/641/49584W/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //91632 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 332 Clearstream Banking Multi-Market Securities Guide UK - Germany Limited German securities only, settling via Euroclear UK & Ireland-SIS-CBF link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: The customer must send a free-format message to the Settlement team in charge of United Kingdom, providing the instruction reference. Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSECHZZ for DAKV.7201000 ifo xxxxxa M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Other Settlement Parties: Type Format Party Account DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 71210000 BIC CEDELULL 00XJJ Delivering Custodian Name and Address CREST International GB100554 a. xxxxx=The CBL customer’s 5-digit account number Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR M :95Q: :BUYR //INSECHZZ for DAKV.7201000 ifo xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :DECU :SAFE :SELL :SAFE //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/71210000 //CREST International //GB100554 //CEDELULL //00XJJ a. xxxxx=The CBL customer’s 5-digit account number 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 333 CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSECHZZ for DAKV.7201000 ifo xxxxx a M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Seller Party Account Other Settlement Parties: Type Format Party Account DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 71210000 BIC CEDELULL 14XKL Delivering Custodian Name and Address CREST International GB100554 a. xxxxx=The CBL customer’s 5-digit account number Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR M :95Q: :BUYR //INSECHZZ for DAKV.7201000 ifo xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :DECU :SAFE :SELL :SAFE //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/71210000 //CREST International //GB100554 //CEDELULL //14XKL a. xxxxx=The CBL customer’s 5-digit account number 17 October 2016 334 Clearstream Banking Multi-Market Securities Guide ISIN DE000A1C9YW6 - Ecommerce Alliance Ord Br ISIN LU0274209237 - DB X-Tracker Eur. ETF ISIN LU0274208692 - DB X-Trackers MSCI World TRN Index RTF 1C ISIN LU0274209740 - DB X-Trackers MSCI Japan ISIN LU0274210672 - DB X-Trackers MSCI USA TRN Index ETF 1C ISIN LU0292096186 - DB X-Trackers DJ St.Gl.Sel.Div.100 ETF 1D ISIN LU0292097234 - DB X-Trackers FTSE 100 ISIN LU0292101796 - DB X-Trackers DJ STOXX 600 Oil & Gas ISIN LU0292103651 - DB X-Trackers DJ STOXX 600 Banks ISIN LU0292106241 - DB X-Trackers SHORTDAX ETF 1C ISIN LU0292106753 - DB X-Trackers DJ ETF ISIN LU0292107645 - DB X-Trackers MSCI Emerging Market ISIN LU0292108619 - DB X-Trackers LATAM ETF ISIN LU0292109005 - DB X-Trackers MSCI EM EMEA ISIN LU0292109344 - DB X-Trackers MSCI Brazil ISIN LU0292109690 - DB X-Trackers S+P CNX NIFTY ETF 1C ISIN LU0292109856 - DB X-Trackers FTSE/XINHUA CHINA 25 ETF 1C ISIN LU0322251520 - DB X-Trackers S&P 500 Short ETF ISIN LU0322252924 - DB X-Trackers FTSE Vietnam ETF securities ISIN LU0328473581 - DB X-Trackers FTSE 100 ISIN LU0328476410 - DB X-Trackers S+P Select Frontier ETF 1C ISIN LU0356591882 - DB X-Trackers USD Money Mkt ETF 1C ISIN LU0476289623 - DB X-Trackers MSCI INfo. Trn In. ETF 1C only, settling via EB - Euroclear UK & Ireland link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo UK, IE XBDR Name and Address CEDE/xxxxxa M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DAKVDEFF trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ a. xxxxx=The CBL customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxxa MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //00XJJ //NCSD/DAKVDEFF //MGTCBEBEECL /ECLR/22111 a. xxxxx=The CBL customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 335 CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo UK, IE XBDR Name and Address CEDE/xxxxxa M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DAKVDEFF trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL a. xxxxx=The CBL customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 /CRSTGB22 /CRST/XBDR //CEDE/xxxxxa MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //14XKL //NCSD/DAKVDEFF //MGTCBEBEECL /ECLR/22111 a. xxxxx=The CBL customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 336 Clearstream Banking Multi-Market Securities Guide ISIN GB00B03MLX29 - ROYAL DUTCH SHELL A The Euroclear UK & Ireland - ENL - CBF link no longer exists following the implementation of ESES. The transfer of this security from the UK to Germany must be processed in two steps. Please refer to: 1. UK - Netherlands see page 348 2. Netherlands - Germany see page 193 ISIN DE000A0B65S3 - Paion AG, settling via removal by local registrar CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and Address Vidacos Nominees Ltd, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M M M Settlement Processing Narrative /STCO/PHYS/ M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 70150000 Name and Address Capita IRG Account Settlement Processing Narrative 10961636800 CEDELULL ifo CBL acc. xxxxxa a. xxxxx=The CBL customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :REAG :BUYR //trade date and time ///STCO/PHYS/ //NCSD/CRSTGB22 //CRSTGB22 /CRST/CREST //Vidacos Nominees Ltd, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK MT540 Receive Free Seq B C E1 M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :DEAG :SELL //trade date and time //CEDELULL ifo CBL acc. xxxxxa //NCSD/DAKVDEFF //DAKVDEFF /DAKV/70150000 //Capita IRG M :97A: :SAFE //10961636800 a. xxxxx=The CBL customer’s 5-digit account number. Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule. Registrar fees on request. Note: Customers must send a free-format message to the OUI Unit with the following details: Instruction reference and benificiary details (name, account, BIC, contact person and telephone number). Clearstream Banking Multi-Market Securities Guide 17 October 2016 337 ISIN DE000TUAG000 - TUI AG only, settling via local agents CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free CRSTGB22XXX M Place of Safekeeping BIC CRSTGB22 CRESTCo CREST Name and Address Vidacos Nominees Ltd, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK STCO/PHYS M Place of Settlement Party Delivering Agent Party M M Settlement Processing Narrative DAKVDEFF trade date and time BIC CEDELULLXXX Clearstream 20813 Transfer from CREST 00XJJ Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :REAG :BUYR //trade date and time ///STCO/PHYS //NCSD/CRSTGB22 //CRSTGB22XXX /CRST/CREST //Vidacos Nominees Ltd, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //Transfer from CREST 00XJJ //NCSD/DAKVDEFFXXX //CEDELULLXXX /CEDE/20813 Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Customers must instruct on SD-1 and send a free-format message to the OEU and OAA unit on SD-1 providing the instruction reference in CBL. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free CRSTGB22XXX M Place of Safekeeping BIC CRSTGB22 CRESTCo CREST Name and Address Vidacos Nominees Ltd, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK STCO/PHYS M Place of Settlement Party Delivering Agent Party M M Settlement Processing Narrative DAKVDEFFXXX trade date and time BIC CEDELULLXXX Clearstream 20813 Transfer from CREST 14XKL Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :REAG :BUYR //trade date and time ///STCO/PHYS //NCSD/CRSTGB22 //CRSTGB22 /CRST/CREST //Vidacos Nominees Ltd, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK MT540 Receive Free Seq B C E1 M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //Transfer from CREST 14XKL //NCSD/DAKVDEFFXXX //CEDELULLXXX /CEDE/20813 Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule. Note: Customers must instruct on SD-1 and send a free-format message to the OEU and OAA unit on SD-1 providing the instruction reference in CBL. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 338 Clearstream Banking Multi-Market Securities Guide UK - Hong Kong ISIN BMG0620W2019 - Asian Citrius Hldg Ord Reg ISIN GB0004082847 - Standard Chartered Plc ISIN GB0005405286 - HSBC HOLD PLC only, settling physically ISIN GB00B0HZPV38 - SHS Kazakhmys plc Ord Reg ISIN JE00B4T3BW64 - SHS Glencore Xstrata plc (formerly known as Glencore International plc) Ord Reg Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Hong Kong Registrar’s normal fee is HKD 2.50 per certificate for a removal from the UK to Hong Kong. To calculate the express removal fee, please use the formula: Closing price of share X No. of shares X 0.05% (minimum fee is HKD 500) Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M C Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Buyer Party Stamp Duty Status Receive Free CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address CREST Name and Address Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong UK No change of Beneficial Ownership (if customer is the same; otherwise, blank) M M Place of Safekeeping Trade Date/Time XHKCHKH1 trade date and time M Place of Settlement Party Delivering Agent Party Seller Party Account BIC XHKCHKH1 Name and Address 900031 BIC CITIGB2L 00XJJ CLRLUX2 Beneficial Ownership Indicator Settlement Processing Narrative No change of beneficial ownership; or Change of beneficial ownership M M M M a a. Include “Express Services” for transfer via Express Services. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time B M :94F: :SAFE //NCSD/CRSTGB22 C E C :22F: :STAM /CRST/GBOX (if the customer is the same; otherwise, blank) M :22F: :STCO //PHYS M :95C: :PSET //GB M :95Q: :REAG //CREST M :95Q: :BUYR //Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong MT540 Receive Free Seq E1 M M M M :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :BENE //trade date and time // a //XHKCHKH1 //NBEN (if no change of beneficial ownership); or //CBO (if change of beneficial ownership) M M M M :95P: :95Q: :95P: :97A: :PSET :DEAG :SELL :SAFE //XHKCHKH1 //900031 //CITIGB2L //00XJJ CLRLUX2 a. Include “Express Services” for transfer via Express Services. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 339 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M C Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Buyer Party Stamp Duty Status Receive Free M M M CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address CREST Name and Address Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong UK transfer between CSP or ADR accountsa M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 BIC CITIGB2L 14XKL CLRLUX Beneficial Ownership Indicator Settlement Processing Narrative No change of beneficial ownership; or Change of beneficial ownership b a. Any SDRT arising from missing or incorrect codewords cannot be reclaimed. b. Include “Express Services” for transfer via Express Services. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free B M :94F: :SAFE //NCSD/CRSTGB22 C E C :22F: :STAM /CRST/GBTX b M :22F: :STCO //PHYS M :95C: :PSET //GB M :95Q: :REAG //CREST M :95Q: :BUYR //Removal, Issue 1 Cert, Citi (Nominees) Limited GPO Box 14 Hong Kong MT540 Receive Free Seq M :98a: :TRAD //trade date and time E1 M M M M :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :BENE //trade date and time // a //XHKCHKH1 //NBEN (if no change of beneficial ownership); or //CBO (if change of beneficial ownership M M M M :95P: :95Q: :95P: :97A: :PSET :DEAG :SELL :SAFE //XHKCHKH1 //900031 //CITIGB2L //14XKL CLRLUX a. Include “Express Services” for transfer via Express Services. b. Any SDRT arising from missing or incorrect codewords cannot be reclaimed. Fees: The fees payable are as follows: For BMG0620W2019 Normal Service - 6 business days - HKD25.00 base fee plus - HKD2.50 per certificate issued Rush Service - 2 business days - 0.05% on market value or - HKD20.00 per certificate issued whichever is higher (subject to a minimum of HKD200.00) For GB0004082847 Normal Service - 6 business days - HKD2.50 per certificate issued Rush Service - 2 business days - 0.05% on market value or - HKD20.00 per certificate issued whichever is higher 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 340 Clearstream Banking Multi-Market Securities Guide For GB0005405286 Normal Service - 6 business days (re-reg + removal) - HKD2.50 per certificate issued Rush Service - 1 business day (24 hours) by 10:00am on next morning - 0.05% on market value with minimum of HKD500.00 per transaction For GB00B0HZPV38 and JE00B4T3BW64 Normal Service - 6 business days - HKD200.00 base fee plus - HKD2.50 per certificate issued Rush Service - 2 business days - 0.05% on market value (subject to a minimum of HKD5,000.00) Clearstream Banking Multi-Market Securities Guide 17 October 2016 341 UK - HSBC Bank Plc London ISIN GB0055007982 Autonomy Corp. PLC. only, settling via removal between local registrars Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Buyer Party Receive Free CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address CREST Name and Address REMOVAL TO HSBC IN FAVOUR OF CBL ACC xxxxxa REGISTER INTO VIDACOS NOMINEES LIMITED A/C CLRLUX2 Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :22F: :95C: :95Q: :95Q: :TRAD :SAFE :STCO :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //PHYS //GB //CREST //REMOVAL TO HSBC IN FAVOUR OF CBL ACC xxxxxa REGISTER INTO VIDACOS NOMINEES LIMITED A/C CLRLUX2 Seq B C E E1 MT540 Receive Free Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Buyer Party Stamp Duty Status Receive Free CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address CREST Name and Address REMOVAL TO HSBC IN FAVOUR OF CBL ACC xxxxxa REGISTER INTO VIDACOS NOMINEES LIMITED A/C CLRLUX UK Transfer Between CSP or ADR Accounts Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :22F: :95C: :95Q: :95Q: :TRAD :SAFE :STAM :STCO :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 /CRST/GBTX //PHYS //GB //CREST //REMOVAL TO HSBC IN FAVOUR OF CBL ACC xxxxxa REGISTER INTO VIDACOS NOMINEES LIMITED A/C CLRLUX Seq B C E MT540 Receive Free Not required E1 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 342 Clearstream Banking Multi-Market Securities Guide ISIN GB00B063YS85 - Opportunity Investment Management ISIN GB0059337583 - Deltex Medical Group plc only, settling via removal between local registrars Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Stamp Duty Status Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and Address Reg into HSBC Issuer Services Common Depository Nominee (UK) Limited. FFC a/c xxxxxa /STCO/PHYS/ Not required UK no change in beneficial ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M //trade date and time ///STCO/PHYS/ //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/CREST M :95Q: :BUYR //Reg into HSBC Issuer Services Common Depository Nominee (UK) Limited. FFC a/c xxxxxa :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :STAM Seq B MT540 Receive Free Not required C E1 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries. With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 343 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Stamp Duty Status Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and Address Reg into HSBC Issuer Services Common Depository Nominee (UK) Limited. FFC a/c xxxxxa /STCO/PHYS/ Not required UK transfer between CSP or ADR accounts a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :STAM :PSET :REAG :BUYR //trade date and time ///STCO/PHYS/ //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/CREST //Reg into HSBC Issuer Services Common Depository Nominee (UK) Limited. FFC a/c xxxxxa Seq B MT540 Receive Free Not required C E1 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 344 Clearstream Banking Multi-Market Securities Guide GB0004829437 ACORN Income Fund Limited securities only, settling via removal between local registrars Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Physical Place of Settlement Party Receiving Agent Party Buyer Party Receive Free CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address CREST Name and Address Removal to HSBC in favour of CBL ACC xxxxxa Register into Vidacos Nominees Limited A/C CLRLUX2 Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :22F: :95C: :95Q: :95Q: :TRAD :SAFE :STCO :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //PHYS //GB //CREST //Removal to HSBC in favour of CBL ACC xxxxxa Register into Vidacos Nominees Limited A/C CLRLUX2 Seq B C E E1 MT540 Receive Free Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Buyer Party Stamp Duty Status Receive Free CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address CREST Name and Address Removal to HSBC in favour of CBL ACC xxxxxa Register into Vidacos Nominees Limited A/C CLRLUX UK Transfer Between CSP or ADR Accounts Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M M :98a: :94F: :22F: :22F: :95C: :95Q: :95Q: :TRAD :SAFE :STAM :STCO :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 /CRST/GBTX //PHYS //GB //CREST //Removal to HSBC in favour of CBL ACC xxxxxa Register into Vidacos Nominees Limited A/C CLRLUX Seq B C E MT540 Receive Free Not required E1 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 345 UK - Italy Italian and UK equities, settling via Euroclear UK & Ireland-SIS-MT link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: It is recommended to instruct all instructions by using the "Immediate Release Flag" latest until 14:00 CET. ISIN IT0001976403 - Fiat, IT0000072618- BANCA INTESA SANPAOLO SPA, ISIN IT0003128367 - Enel, ISIN IT0003132476 - ENI and ISIN IT0003497168 - Telecom Italia are SDRT-exempt. For all other securities, the customer must indicate no change in beneficial ownership in the free-format message to CBL as appropriate. Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address MOTI/CEDELULLXXX acc.12932/xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account MOTIITMM trade date and time BIC CRSTGB22XXX BIC PARBITMM080 BIC INSECHZZ 891500/CREST 00XJJ a. The Clearstream Banking 5-digit account number of the receiving party. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //MOTI/CEDELULLXXX acc.12932/xxxxxa MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/MOTIITMM //MOTIITMM //PARBITMM080 //INSECHZZ //891500/CREST 00XJJ a. The Clearstream Banking 5-digit account number of the receiving party. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address MOTI/CEDELULLXXX acc.12932/xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account MOTIITMM trade date and time BIC MOTIITMM BIC PARBITMM080 BIC INSECHZZ 891500/CREST 14XKL a. The Clearstream Banking 5-digit account number of the receiving party. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //MOTI/CEDELULLXXX acc.12932/xxxxxa MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/MOTIITMM //MOTIITMM //PARBITMM080 //INSECHZZ //891500/CREST 14XKL a. The Clearstream Banking 5-digit account number of the receiving party. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 346 Clearstream Banking Multi-Market Securities Guide UK ETFS Securities only, settling via MT-Euroclear UK & Ireland Link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo FIQAQ Buyer Party Account BIC MOTIITMMXXX 21891 M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMMXXX trade date and time BIC CRSTGB22XXX BIC CRSTGB22XXX 00XJJ BIC CRSTGB22XXX CREST 00XJJ / CBL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/FIQAQ MT540 Receive Free Seq B C E1 M :95P: :BUYR //MOTIITMMXXX M :97A: :SAFE //21891 M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/MOTIITMMXXX //CRSTGB22XXX //CRSTGB22XXX //00XJJ //CRSTGB22XXX //CREST 00XJJ / CBL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo FIQAQ Buyer Party Account BIC MOTIITMMXXX 21891 M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMMXXX trade date and time BIC //CRSTGB22XXX BIC CRSTGB22XXX 14XKL BIC CRSTGB22XXX CREST 14XKL / CBL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/FIQAQ M :95P: :BUYR //MOTIITMMXXX M :97A: :SAFE //21891 MT540 Receive Free Seq B C E1 M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/MOTIITMMXXX ////CRSTGB22XXX //CRSTGB22XXX //14XKL //CRSTGB22XXX //CREST 14XKL / CBL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 347 R UK - Netherlands UK equities settling via Euroclear UK & Ireland-ENL link Note: Transfer of ISIN NL0000687465 is not possible between the two countries. Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo nnnnna Name and Address EGSP/641/67449M/xxxxxb M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 9919 Name and Address 52023 CEDELULL xxxxxb a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/nnnnna //EGSP/641/67449M/xxxxxb MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/NECINL2A //NECINL2A /EGSP/9919 //52023 //CEDELULL xxxxxb a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Receiving account 56XKJ is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries. Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 348 Clearstream Banking Multi-Market Securities Guide CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Receive Free M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo nnnnna Name and Address EGSP/641/67449M/xxxxxb Stamp Duty Status UK Transfer Between CSP or ADR Accounts M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Stamp Duty Status Settlement Processing Narrative NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 9919 Name and Address 91632 CEDELULL xxxxxb UK Transfer Between CSP or ADR Accounts NL1/SSTA/T a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free B M M M M M C E E1 :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :REAG :BUYR //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/nnnnna //EGSP/641/67449M/xxxxxb MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :95Q: :97A: :TRAD :SPRO :SAFE :STAM :PSET :DEAG :SELL :SAFE //trade date and time //NL1/SSTA/T //NCSD/NECINL2A //GBTX //NECINL2A /EGSP/9919 //91632 //CEDELULL xxxxxb a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty. b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. Clearstream Banking Multi-Market Securities Guide 17 October 2016 349 ISIN LU0323134006 - Arcelormital Ord Reg securities only, settling via Euroclear UK & Ireland- SIS Euroclear Netherlands link ISIN NL0009739424 - TNT EXPRESS N.V. ORD BR Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22XXX trade date and time BIC CRSTGB22XXX CRESTCo XBDR Name and Address NECI/000000000641/xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2AXXX trade date and time BIC NECINL2AXXX Euronext - BE,FR,NL 29910 Name and Address GB100554 CREST 00XJJ/CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22XXX //CRSTGB22XXX /CRST/XBDR //NECI/000000000641/xxxxxa MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/NECINL2AXXX //NECINL2AXXX /EGSP/29910 //GB100554 //CREST 00XJJ/CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22XXX trade date and time BIC CRSTGB22XXX CRESTCo XBDR Name and Address NECI/000000000641/xxxxxa M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2AXXX trade date and time BIC NECINL2AXXX Euronext - BE,FR,NL 29910 Name and Address GB100554 CREST 14XKL/CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22XXX //CRSTGB22XXX /CRST/XBDR //NECI/000000000641/xxxxxa MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/NECINL2AXXX //NECINL2AXXX /EGSP/29910 //GB100554 //CREST 14XKL/CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 350 Clearstream Banking Multi-Market Securities Guide UK - New Zealand Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. GB0003466074 SHS FOREIGN AND COLONIAL INVESTMENT TRUST ORD REG GB0008710799 SHS HENDERSON ASIA GROWTH TRUST PLC CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party M Buyer Party M Account C Stamp Duty Status Receive Free CRSTGB22 trade date and time YES BIC CRSTGB22 Name and Address JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011 Name and Address DEL TO (Postal address of where certificates are to be sent if different from registration details) 1783-0001-11-05 M M Place of Safekeeping Trade Date/Time RBNZNZ22 trade date and time M Place of Settlement Party Delivering Agent Party BIC RBNZNZ22 Name and Address The Share Registry M Seller Party Name and Address Vidacos Nominees Limited M Settlement Processing Narrative Removal from UK to New Zealand M UK No change of Beneficial Ownership (if customer is the same; otherwise, blank) Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M :94F: :SAFE //NCSD/CRSTGB22 C :22F: :STAM /CRST/GBOX /(if the customer is the same; otherwise, blank) M :22F: :STCO //PHYS M :95P: :PSET //CRSTGB22 M :95Q: :REAG //JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011 M :95Q: :BUYR //DEL TO (Postal address of where certificates are to be sent if different from registration details) M :97A: :SAFE //1783-0001-11-05 C E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from UK to New Zealand M :94F: :SAFE //NCSD/RBNZNZ22 M :95P: :PSET //RBNZNZ22 M :95Q: :DEAG //The Share Registry M :95Q: :SELL //Vidacos Nominees Limited 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 351 CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party M Buyer Party M Account C Stamp Duty Status Receive Free CRSTGB22 trade date and time YES BIC CRSTGB22 Name and Address JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011 Name and Address DEL TO (Postal address of where certificates are to be sent if different from registration details) 1783-0001-11-05 M M Place of Safekeeping Trade Date/Time RBNZNZ22 trade date and time M Place of Settlement Party Delivering Agent Party BIC RBNZNZ22 Name and Address The Share Registry M Seller Party Name and Address Vidacos Nominees Limited M Settlement Processing Narrative Removal from UK to New Zealand M UK No change of Beneficial Ownership (if customer is the same; otherwise, blank) Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M C :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :STAM M :22F: :STCO M :95P: :PSET M :95Q: :REAG M :95Q: :BUYR M :97A: :SAFE //trade date and time ///STCO/PHYS/ //NCSD/CRSTGB22 /CRST/GBOX /(if the customer is the same; otherwise, blank) //PHYS //CRSTGB22 //JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower, 2 Hunter Street, Wellington, New Zealand 6011 //DEL TO (Postal address of where certificates are to be sent if different from registration details) //1783-0001-11-05 Seq B C E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Removal from UK to New Zealand M :94F: :SAFE //NCSD/RBNZNZ22 M :95P: :PSET //RBNZNZ22 M :95Q: :DEAG //The Share Registry M :95Q: :SELL //Vidacos Nominees Limited Note: A standard transfer takes approximately 20 business days. 17 October 2016 352 Clearstream Banking Multi-Market Securities Guide UK - Norway ISIN SE0000378119 - IGE Resources only, settling via Euroclear UK & Ireland - SIS - VPS link Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. Note: Customer must send an MT599 as follows (with cross-border details): ATTN: PSG Cross-border UK-NORWAY, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule, plus NOK 900 per delivery transaction and plus GBP50 when these securities are physical. Registrar fees on request. CreationOnline 0.5% SDRT1 Deliver Free Receive Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address VPSN.DNBANOKC.CEDELULL.xxxxxa M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC INSECHZZ 50050057004 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/XBDR M :95Q: :BUYR //VPSN.DNBANOKC.CEDELULL.xxxxxa MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //INSECHZZ //50050057004 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free Receive Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address VPSN.DNBANOKC.CEDELULL.xxxxxa M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC INSECHZZ 50050057004 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/XBDR M :95Q: :BUYR //VPSN.DNBANOKC.CEDELULL.xxxxxa MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //INSECHZZ //50050057004 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 353 ISIN CA9506771042 - Wentworth Resources only, settling via Euroclear UK - VPS link CreationOnline 0.5% SDRT1 Deliver Free Receive Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCO 1MKAV Name and Address VPSN.DNBANOKC.CEDELULL.xxxxxa M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK BIC CITIGB2L 00XJJ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/1MKAV M :95Q: :BUYR //VPSN.DNBANOKC.CEDELULL.xxxxxa MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //CITIGB2L //00XJJ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the UK, as published in the CBL Fee Schedule, plus NOK 900 per delivery transaction and plus GBP50 when these securities are physical. Registrar fees on request. Note: Customer must send an MT599 as follows (with cross-border details): ATTN: PSG Cross-border UK-NORWAY, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 354 Clearstream Banking Multi-Market Securities Guide CreationOnline 1.5% SDRT1 Deliver Free Receive Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCO 1MKAV Name and Address VPSN.DNBANOKC.CEDELULL.xxxxxa M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK BIC CITIGB2L 14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/1MKAV M :95Q: :BUYR //VPSN.DNBANOKC.CEDELULL.xxxxxa MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //CITIGB2L //14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule, plus NOK 900 per transaction and plus GBP50 when these securities are physical. Registrar fees on request. Note: Customer must send MT599 as follows (with cross-border details): ATTN: PSG Cross-border UK-NORWAY, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. Clearstream Banking Multi-Market Securities Guide 17 October 2016 355 ISIN GB0000663038 - Avocet Mining plc CreationOnline 0.5% SDRT1 Deliver Free Receive Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Repetitive Amount M Stamp Duty Status M M M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 75XYH BIC DNBANOKC 6432139723 Type: Trade Amount Amount: 15d Currency: GBP - Pound Sterling UK Delivering party accountable M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC BIC CITIGB2L 00XJJ Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M M M M M :22F: :95P: :95R: :95P: :97A: :STAM :PSET :REAG :BUYR :SAFE /CRST/GBRX //CRSTGB22 /CRST/75XYH //DNBANOKC //6432139723 M :19A: :DEAL //GBP15d Seq MT540 Receive Free B C E M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/VPSNNOKK M :22F: :SETR //CONV E1 M :95P: :PSET //VPSNNOKK M :95P: :DEAG //NDEANOKK E3 M :95P: :SELL //CITIGB2L M :97A: :SAFE //00XJJ Fees: Standard transaction fee for the UK, as published in the CBL Fee Schedule, plus NOK 900 per delivery transaction and plus GBP50 when these securities are physical. Registrar fees on request. Note: Customer must send MT599 as follows (with cross-border details): ATTN: PSG Cross-border UK-NORWAY, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 356 Clearstream Banking Multi-Market Securities Guide CreationOnline 1.5% SDRT1 Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Stamp Duty Status M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCO 1MKAV Name and Address VPSN.DNBANOKC.CEDELULL.xxxxxa UK transfer between CSP or ADR accounts accountable M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK BIC CITIGB2L 14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/1MKAV M :95Q: :BUYR //VPSN.DNBANOKC.CEDELULL.xxxxxa MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //CITIGB2L //14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule, plus NOK 900 per transaction and plus GBP50 when these securities are physical. Registrar fees on request. Note: Customer must send an MT599 as follows (with cross-border details): ATTN: PSG Cross-border UK-NORWAY, ISIN, QUANTITY, SETTLEMENT DATE, CBL account. Clearstream Banking Multi-Market Securities Guide 17 October 2016 357 UK - Poland ISIN GB00B42CTW68 - New World only, settling via NDS-CBL link Fees: Transfers are done via KDPW account 72457 with CBL. Internal transaction fees are charged. Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CRSTGB22 trade date and time BIC CEDELULL Clearstream Banking Luxembourg 72457 Settlement Processing Narrative 9240000/CBL/xxxxxa M Place of Safekeeping KDPWPLPW M Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CROSSBORDER M M M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //9240000/CBL/xxxxxa //NCSD/CRSTGB22 //CEDELULL /CEDE/72457 MT540 Receive Free Seq B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CROSSBORDER //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 358 Clearstream Banking Multi-Market Securities Guide UK - Singapore Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. ISIN SG2E91982768 - Global Invacom Group Ltd Ord Reg settling via removal between local registrars CreationOnline 0.5% SDRT1 Deliver Free Receive Free M Additional Places M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party BIC CRSTGB22 CRESTCo. CREST Name and Address REMOVAL TO DBS NOMINEES PTE LTD#CBL ACC: 5611-1813-7519# FINAL BO NAME TO BE DECLARED /STCO/PHYS/ M Place of Settlement Party Delivering Agent Party Seller Party M M M M Settlement Processing Narrative Stamp Duty Status M M UK No change of beneficial ownership (if customer is the same) Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CDPLSGSG BIC CITIGB2L M Settlement Processing Narrative BO NAME TO BE DECLARED M Beneficial Ownership Indicator No Change of Beneficial Owner Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free Seq MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/Singapore dep. DBS Bank Ltd. DBSSSGSGIBD / PSET CDPLSGSG / Central depository PTE Ltd M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM //CRST/GBOX (if customer is the same) B M :94B: :TRAD //Place of trade M :98a: :TRAD //trade date and time M :70E: :SPRO //BO NAME TO BE DECLARED C M :94F: :SAFE //NCSD/CDPLSGSG M :95P: :PSET //CRSTGB22 E1 M :95R: :REAG /CRST/CREST M :95Q: :BUYR //REMOVAL TO DBS NOMINEES PTE LTD#CBL ACC: 5611-1813-7519#FINAL BO NAME TO BE DECLARED M :22F: :BENE //NBEN M :95P: :PSET //CDPLSGSG C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :DEAG //CITISGSG M :95P: :SELL //CITIGB2L 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 359 CreationOnline 1.5% SDRT1 Deliver Free Receive Free M Additional Places M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party BIC CRSTGB22 CRESTCo. CREST Name and Address REMOVAL TO DBS NOMINEES PTE LTD#CBL ACC: 5611-1813-7519#FINAL BO NAME TO BE DECLARED /STCO/PHYS/Singapore dep. DBS Bank Ltd. DBSSSGSGIBD / PSET CDPLSGSG / Central depository PTE Ltd UK transfer between CSP or ADR acc. M Place of Settlement Party Delivering Agent Party Seller Party M M M Settlement Processing Narrative M Stamp Duty Status Creation via SWIFT 1.5% M M Type: Place of Trade Code: OTC Trades KDPWPLPW trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CITISGSG BIC CITIGB2L M Settlement Processing Narrative BO NAME TO BE DECLARED M Beneficial Owner No Change of Beneficial Owner SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/Singapore dep. DBS Bank Ltd. DBSSSGSGIBD / PSET CDPLSGSG / Central depository PTE Ltd M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM //CRST/GBTX M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/CREST M :95Q: :BUYR //REMOVAL TO DBS NOMINEES PTE LTD#CBL ACC: 5611-1813-7519#FINAL BO NAME TO BE DECLARED Seq MT540 Receive Free B M :98a: :TRAD //trade date and time M :94B: :TRAD //Place of trade M :70E: :SPRO //BO NAME TO BE DECLARED C M :94F: :SAFE //NCSD/CDPLSGSG E M :22F: :BENE //NBEN C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //CITISGSG M :95P: :SELL //CITIGB2L E1 Note: A standard transfer takes approximately 10 business days. Only NCBO cross border is allowed. Transfer of this security from Singapore to the UK is not possible. 17 October 2016 360 Clearstream Banking Multi-Market Securities Guide UK - South Africa Limited UK equities ISIN GB0000566504 - BHP Billiton plc ISIN GB0003394813 - African Eagle Resources plc ISIN GB00B1CRLC47 - Mondi plc ISIN GB00B1XZS820 - Anglo American plc ISIN GG00B24HM601 - CTL Gold Rand Org Reg ISIN ZAE000017745 - Datatec ISIN ZAE000043485 - Anglogold Ashanti Ltd ISIN ZAE000076014 - Petmin Ltd ISIN ZAE000127460 -Sacoil Holdings Ord Reg only, settling via removal between local registrars Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule plus GBP50 when these securities are physical. Registrar fees on request. Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, settlement via removal between local registrars may take several weeks. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party M Stamp Duty Status M Settlement Processing Narrative Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo CREST Name and Address Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxxa, SCB ZA0000323394 UK No Change In Beneficial Ownership (if customer is the same; otherwise, blank) /STCO/PHYS/ M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Beneficial Ownership Indicator Stamp Duty Status Settlement Processing Narrative STRAZAJJ trade date and time BIC STRAZAJJ BIC SCBLZAJ2 Name and Address CREST 00XJJ No change of beneficial owner ZA exempt Removal from UK a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :22F: :95P: :95R: :95Q: :STAM :PSET :REAG :BUYR Seq B M M C M E M /CRST/GBOX M //CRSTGB22 E1 M /CRST/CREST M //Removal to Standard Chartered Nominees South Africa M (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxxa, SCB ZA0000323394 M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/ M :94F: :SAFE //NCSD/CRSTGB22 MT540 Receive Free :98a: :70E: :94F: :22F: :22F: :95P: :95P: :95Q: :TRAD :SPRO :SAFE :BENE :STAM :PSET :DEAG :SELL //trade date and time //Removal from UK //NCSD/STRAZAJJ //NBEN /STRA/USTN //STRAZAJJ //SCBLZAJ2 //CREST 00XJJ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 361 CreationOnline 1.5% SDRT1 Deliver Free Receive Free M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M M Place of Safekeeping Trade Date/Time STRAZAJJ trade date and time M Place of Settlement Party Receiving Agent Party Buyer Party BIC CRSTGB22 CRESTCo CREST Name and Address Removal to Standard Chartered Nominees South Africa (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxxa, SCB ZA0000323394 UK transfer between CSP or ADR accounts /STCO/PHYS/ M Place of Settlement Party Delivering Agent Party Seller Party Beneficial Ownership Indicator BIC STRAZAJJ BIC SCBLZAJ2 Name and Address CREST 14XKL No change of beneficial owner Stamp Duty Status Settlement Processing Narrative ZA exempt Removal from UK M M M M Stamp Duty Status Settlement Processing Narrative M M M M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/ M :94F: :SAFE //NCSD/CRSTGB22 M M M M :22F: :95P: :95R: :95Q: :STAM :PSET :REAG :BUYR Seq B M M C M E M /CRST/GBTX M //CRSTGB22 E1 M /CRST/CREST M //Removal to Standard Chartered Nominees South Africa M (Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton 2196, CSCxxxxxa, SCB ZA0000323394 MT540 Receive Free :98a: :70E: :94F: :22F: :22F: :95P: :95P: :95Q: :TRAD :SPRO :SAFE :BENE :STAM :PSET :DEAG :SELL //trade date and time //Removal from UK //NCSD/STRAZAJJ //NBEN /STRA/USTN //STRAZAJJ //SCBLZAJ2 //CREST 14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 362 Clearstream Banking Multi-Market Securities Guide UK - Spain Limited Spanish securities only, settling via the Euroclear UK & Ireland-SIS-BBVA link Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account IBRCESMM trade date and time BIC IBRCESMMXXX BIC BSSSESM2XXX BIC INSECHZZ DIN-CH100791 Beneficial Ownership Indicator Settlement Processing Narrative Change of Beneficial Owner REGI/INSECHZZXXX INCLUSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B M :94F: :SAFE //NCSD/CRSTGB22 C E E1 M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/XBDR M :95Q: :BUYR //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :BENE :PSET :DEAG :SELL :SAFE //trade date and time REGI/INSECHZZXXX INCLUSION /NCSD/IBRCESMM //YBEN //IBRCESMMXXX //BSSSESM2XXX //INSECHZZ //DIN-CH100791 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 363 CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account IBRCESMM trade date and time BIC IBRCESMMXXX BIC BSSSESM2XXX BIC INSECHZZ DIN-CH100791 Beneficial Ownership Indicator Settlement Processing Narrative Change of Beneficial Owner REGI/INSECHZZXXX INCLUSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time B M :94F: :SAFE //NCSD/CRSTGB22 C E E1 M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/XBDR M :95Q: :BUYR //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a MT540 Receive Free Seq M M M M M M M M :98a: :70E: :94F: :22F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :BENE :PSET :DEAG :SELL :SAFE //trade date and time //REGI/INSECHZZXXX INCLUSION /NCSD/IBRCESMM //YBEN //IBRCESMMXXX //BSSSESM2XXX //INSECHZZ //DIN-CH100791 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 364 Clearstream Banking Multi-Market Securities Guide ISIN ES0113900J37 - Banco Santander Central Hispano ISIN ES0144580Y14 - Iberdrola SA ISIN ES0177542018 - Intl Cons Airline Ord ISIN ES0613900945 - Banco Santander Right 11/08 only, settling via Euroclear UK & Ireland-ECLRBBVA link Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. For securities received in Spain, the fees on page 260 apply. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IBRCESMM trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative CREST 00XJJ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE //xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //CREST 00XJJ /NCSD/IBRCESMM //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party IBRCESMM trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative CREST 14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE //xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //CREST 14XKL /NCSD/IBRCESMM //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 365 Note: Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 366 Clearstream Banking Multi-Market Securities Guide UK - Sweden ISIN SE0000378119 - IGE Resources The transfer of this security from the UK to Sweden must be processed in two steps. Please refer to UK-Sweden and Norway - UK. ISIN GB0007389926 - Old Mutual PLC ISIN GB0009895292 - ASTRAZENECA PLC ISIN GB00B635TG28 - Enquest PLC only, settling via Euroclear UK & Ireland-VPC link Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus SEK 1500 and plus GBP50 when these securities are physical. Registrar fees on request. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 75XUJ Name and Address ESSESESS for CEDELULL AC xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS Name and Address CONVERSION FROM CREST 00XJJ CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/75XUJ //ESSESESS for CEDELULL AC xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //ESSESESS //CONVERSION FROM CREST 00XJJ //CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 367 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Receive Free M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 75XUJ Name and Address ESSESESS for CEDELULL xxxxx a Stamp Duty Status UK Transfer Between CSP or ADR Accounts M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS Name and Address CONVERSION FROM CREST 14XKL CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free B M M M M M C E E1 :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :REAG :BUYR //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/75XUJ //ESSESESS for CEDELULL AC xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :98a: :TRAD //trade date and time M :70E: :SPRO //CONVERSION M :94F: :SAFE //NCSD/VPCSSESS M M M M :95P: :95P: :95Q: :97A: :PSET :DEAG :SELL :SAFE //VPCSSESS //ESSESESS //CONVERSION FROM CREST 14XKL //CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 368 Clearstream Banking Multi-Market Securities Guide Limited Swedish securities only, settling via settling via Euroclear UK & Ireland-SIS-VPC link Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus SEK 1500 and plus GBP50 when these securities are physical. Registrar fees on request. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address VPCS/ESSESESS.01001604997 CEDELULL/xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC INSECHZZ Account Settlement Processing Narrative 01002862159/CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //VPCS/ESSESESS.01001604997 CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95P: :95P: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/VPCSSESS //VPCSSESS //ESSESESS //INSECHZZ M :97A: :SAFE //01002862159/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address VPCS/ESSESESS.01001604997/CEDELULL/ xxxxx a M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS BIC INSECHZZ Account 01002862159/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPCSSESS //VPCSSESS //ESSESESS //INSECHZZ //01002862159/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 369 UK - Switzerland Limited Swiss securities only, settling via Euroclear UK & Ireland-SIS link Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set. Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Stamp Duty Status Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Stamp Duty Status INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH GB151521 BIC CEDELULL xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/XBDR M :95Q: :BUYR //INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a B C E M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/INSECHZZ M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) E1 M M M M :95P: :95R: :95P: :97A: :PSET :DEAG :SELL :SAFE //INSECHZZ /SCOM/GB151521 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Stamp Duty Status Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a UK transfer between CSP or ADR accounts M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Stamp Duty Status INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH GB153558 BIC CEDELULL xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :TRAD :SAFE :STAM :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/XBDR //INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95R: :95P: :97A: :TRAD :SAFE :STAM :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/INSECHZZ /CRST/GBOX //INSECHZZ /SCOM/GB153558 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 370 Clearstream Banking Multi-Market Securities Guide ISIN JE00B2NFTP34 - ETFS Leveraged Live Cattle (LLCT), settling via SIS-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Narrative Stamp Duty Status Receive Free CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo 0PMAY Name and Address CH100025 UBSWCHZH80A FBO CBL xxxxx a M M M UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Stamp Duty Status INSECHZZ trade date and time BIC CRSTGB22 CRESTCo 00XJJ BIC CEDELULLXXX xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) M :95P: :PSET //CRSTGB22 M :95R: :REAG /CRST/0PMAY M :95P: :BUYR //CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a MT540 Receive Free Seq B C E M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/INSECHZZ M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank) E1 M M M M :95P: :95R: :95Q: :70C: :PSET :DEAG :SELL :PACO //CRSTGB22 /CRST/00XJJ //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule Standard, plus GBP50 when these securities are physical. Registrar fees on request. Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTTCO 0PMAY Name and Address INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Narrative INSECHZZ trade date and time BIC CRSTGB22 CRESTTCO 14XKL BIC CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/0PMAY //INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :70C: :TRAD :SAFE :PSET :DEAG :SELL :PACO //trade date and time //NCSD/INSECHZZ //CRSTGB22 /CRST/14XKL //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 371 UK Guilts only, settling via INSE - Euroclear UK & Ireland link Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address INSE/bbbbbbbba.iiiiiiiib M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH LU110032 BIC CEDELULL xxxxxc a. bbbbbbbb = BIC of SIS Participant b. iiiiiiii = Business Partner ID of SIS Participant c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //INSE/bbbbbbbba.iiiiiiiib MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/INSECHZZ //INSECHZZ /SCOM/LU110032 //CEDELULL //xxxxxc a. bbbbbbbb = BIC of SIS Participant b. iiiiiiii = Business Partner ID of SIS Participant c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the Immediate Release flag set. 17 October 2016 372 Clearstream Banking Multi-Market Securities Guide UK - U.S.A. Limited UK and U.S. equities only, settling via Euroclear UK & Ireland-DTC link Note: As not all US securities can be transferred between UK and USA because of a chilled status, please contact Clearstream Banking Customer Service to ensure transferability before instructing Clearstream Banking. Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address DTC0908 089154/CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2012 BIC CRSTGB22 00XJJ CLRLUX2 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //DTC0908 089154/CSCxxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2012 //CRSTGB22 //00XJJ CLRLUX2 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address DTC0908 089154/CSCxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2012 BIC CRSTGB22 14XKL CLRLUX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //DTC0908 089154/CSCxxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2012 //CRSTGB22 //14XKL CLRLUX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 373 ISIN US4491877076 - Hyundai Motor Co. ISIN US50186Q2021 - LG Electron. Invest ISIN US68554W2052 - Orascom Telecom Reg. S ISIN US74762X4079 - Quanta Computer Inc. ISIN US7960502018 - Samsung Electronics Co. ISIN US7960508882 - Samsung Electronics ISIN USY5217N1183 - Larsen Toubro Ltd only, settling via Euroclear UK & Ireland - EB link Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will imply a 1.5% SDRT charge on CBL customer deliveries. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CrestCo. UK, IE XBDR Name and Address CEDE/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DTCYUS33 trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative CREST 00XJJ a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //CREST 00XJJ //NCSD/DTCYUS33 //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M CRSTGB22 trade date and time BIC CRSTGB22 CrestCo. UK, IE XBDR Name and Address CEDE/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DTCYUS33 trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative CREST 14XKL a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time B M M M M C E1 :94F: :95P: :95R: :95Q: :SAFE :PSET :REAG :BUYR //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a MT540 Receive Free Seq M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //CREST 14XKL //NCSD/DTCYUS33 //MGTCBEBEECL /ECLR/22111 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 374 Clearstream Banking Multi-Market Securities Guide ISIN CA9169091043 - Uruguay Mineral Exploration Note: Cross border transfers in ISIN CA9169091043 from UK to U.S.A and visa versa must be executed via Canada. Please see page 317 for transfer from UK to Canada and page 55 for transfer from Canada to U.S.A. ISIN US3590446098 - Frontera Resources Corp. ISIN US6748703088 - Ocean Power Technologies Inc. only, settling physically Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the registrars, physical settlement may take several weeks. Note: Customers must provide the instruction reference via a free-format message or MT599 to the Settlement team in charge of the US market. CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party M Buyer Party M Settlement Processing Narrative Receive Free CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address Reg. to Gerlach and Co., c/o Citibank NA/Custody IC&D Lockbox, PO Box 7247-7057, Philidelphia, PA 19170-7057 Name and Address Del. to Citibank N.A. - Citibank Vault, Att. Mr. Keith Whyte, 399 Park Ave, Level B Vault, New York, NY 10022, USA, DTC 908 Acc. 089154 ifo CSCxxxxx a M M Place of Safekeeping Trade Date/Time DTCYUS33 trade date and time M Place of Settlement Party Delivering Agent Party BIC DTCYUS33XXX DTC - US 7807 Settlement Processing Narrative /DRS deposit DTC 7807 Computershare Investor SVCS, LLC/ r/n/o Gerlach and Co. M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //acc. 089154 ifo CSCxxxxx a Seq B MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///DRS deposit DTC 7807 Computershare Investor SVCS, LLC/ r/n/o Gerlach and Co M :94F: :SAFE //NCSD/DTCYUS33XXX //NCSD/CRSTGB22 C //PHYS E //GB E1 M :95P: :PSET //DTCYUS33XXX //Reg. to Gerlach and Co., c/o Citibank NA/Custody IC&D M :95R: :DEAG /DTCYID/7807 Lockbox, PO Box 7247-7057, Philidelphia, PA 19170-7057 M :95Q: :BUYR //Del. to Citibank N.A. - Citibank Vault, Att. Mr. Keith Whyte, 399 Park Ave, Level B Vault, New York, NY 10022, USA, DTC 908 M M M M :94F: :22F: :95C: :95Q: :SAFE :STCO :PSET :REAG a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 375 CreationOnline 1.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party M Buyer Party M Settlement Processing Narrative Receive Free CRSTGB22 trade date and time Yes Country Code GB - United Kingdom Physical Name and Address Reg. to Gerlach and Co., c/o Citibank NA/Custody IC&D Lockbox, PO Box 7247-7057, Philidelphia, PA 19170-7057 Name and Address Del. to Citibank N.A. - Citibank Vault, Att. Mr. Keith Whyte, 399 Park Ave, Level B Vault, New York, NY 10022, USA, DTC 908 Acc. 089154 ifo CSCxxxxx a M M Place of Safekeeping Trade Date/Time DTCYUS33 trade date and time M Place of Settlement Party Delivering Agent Party BIC DTCYUS33XXX DTC - US 3135 Settlement Processing Narrative /DRS deposit DTC 7807 Computershare Investor SVCS, LLC/ r/n/o Gerlach and Co. M M a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //acc. 089154 ifo CSCxxxxx a Seq B //NCSD/CRSTGB22 C //PHYS E //GB E1 //Reg. to Gerlach and Co., c/o Citibank NA/Custody IC&D Lockbox, PO Box 7247-7057, Philidelphia, PA 19170-7057 M :95Q: :BUYR //Del. to Citibank N.A. - Citibank Vault, Att. Mr. Keith Whyte, 399 Park Ave, Level B Vault, New York, NY 10022, USA, DTC 908 M M M M :94F: :22F: :95C: :95Q: :SAFE :STCO :PSET :REAG MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///DRS deposit DTC 7807 Computershare Investor SVCS, LLC/ r/n/o Gerlach and Co M :94F: :SAFE //NCSD/DTCYUS33XXX M :95P: :PSET //DTCYUS33XXX M :95R: :DEAG /DTCYID/3135 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 376 Clearstream Banking Multi-Market Securities Guide ISIN US0584981064 - BALL CORP ISIN B00BVVBC028 - STERIS PLS ORD REG ISIN GB00BYMT0J19 - Livanova PLC ORD REG ISIN CA8849031056 - Thomson Corp. ISIN IE00B5LRLL25 - XL GROUP PLC ISIN JE00B41PDC45 - VELTI PLC ORD REG ISIN US7434651060 - Prophotonix Ltd Ord Reg securities only, settling via removal between local registrars CreationOnline 0.5% SDRT1 Deliver Free M Place of Safekeeping M Trade Date/Time M Place of Settlement Party M Receiving Agent Party M Buyer Party M Settlement Processing Narrative M Stamp Duty Status Receive Free M Place of Safekeeping M Trade Date/Time M Place of Settlement Party M Delivering Agent Party CRSTGB22XXX trade date and time BIC CRSTGB22XXX CRESTCo. CREST Name and Address Removal DTC0908 Citibank N.A., ifo 089154 CSCxxxxxa, 399 Park Ave., New York NY 10022 /STCO/PHYS/ DTCYUS33 trade date and time BIC DTCYUS33 DTC-US 2415 UK no change in beneficial ownership (if customer the same; otherwhise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M //trade date and time ///STCO/PHYS/ //NCSD/CRSTGB22XXX /CRST/GBOX (if customer the same; otherwhise, blank) M :95P: :PSET //CRSTGB22XXX M :95R: :REAG /CRST/CREST M :95Q: :BUYR //Removal DTC0908 Citibank N.A., ifo 089154 CSCxxxxxa, 399 Park Ave., New York NY 10022 :98a: :70E: :94F: :22F: :TRAD :SPRO :SAFE :STAM MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/DTCYUS33 E1 M :95P: :PSET //DTCYUS33 M :95R: :DEAG /DTCYID/2415 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free CRESTGB22 M trade date and time M BIC M CRESTGB22 CRESTCo. M CREST Name and Address Removal DTC0908 Citibank N.A., ifo 089154 CSCxxxxxa, 399 Park Ave., New York NY 10022 /STCO/PHYS/ Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party DTCYUS33 trade date and time BIC DTCYUS33 DTC-US 2415 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M :98a: :70E: :94F: :95P: :TRAD :SPRO :SAFE :PSET //trade date and time ///STCO/PHYS/ //NCSD/CRSTGB22 //CRSTGB22 M :95R: :REAG /CRST/CREST M :95Q: :BUYR //Removal DTC0908 Citibank N.A., ifo 089154 CSCxxxxxa, 399 Park Ave., New York NY 10022 Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E1 M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //DTCYUS33 M :95R: :DEAG /DTCYID/2415 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: On SD-1 the customer must send a free-format message to the Settlement team in charge of the UK providing the instruction reference and the information that it is a transfer between the UK and the U.S.A. Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when these securities are physical. Registrar fees on request. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 377 U.S.A. - Australia ISIN AU000000PGL5 - Progen Pharmaceuticals only, settling via removal between local registrars Note: On SD-1 the customer must send a free-format message to the Settlement team in charge of the U.S.A., providing the instruction references. Fees: Standard transaction fee for U.S.A., as published in the CBL Fee Schedule. CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2415 BIC CHASAU2XDCC UKCPM01/CBL 2312-0001-1106/xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative CAETAU21 trade date and time BIC CAETAU21 Name and Address Computershare Australia BIC CITIUS33 DTC908 089154/xxxxx a Removal from USA to Australia a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M M M M M :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2415 //CHASAU2XDCC //UKCPM01/CBL 2312-0001-1106/xxxxx a Seq MT540 Receive Free B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95Q: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //Removal from USA to Australia //NCSD/CAETAU21 //CAETAU21 //Computershare Australia //CITIUS33 //DTC908 089154/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 378 Clearstream Banking Multi-Market Securities Guide U.S.A. - Belgium ISIN BE0003816338 - EURONAV SA, settling via local Agents CreationOnline Deliver Free M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC 2415 M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CIKBBEBB trade date and time BIC CIKBBEBB Euronext - BE,FR,NL 12 Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //DTCYUS33 M :95R: :REAG /DTCYID/2415 Seq MT540 Receive Free B C E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CIKBBEBB M :95P: :PSET //CIKBBEBB M :95R: :DEAG //EGSP/12 Note: Customers must send a free-format message to the U.S.A. settlement team, providing the instruction reference, accepting the debit of applicable transfer agent fees via SPO and stating that it is a transfer between the U.S.A. and Belgium. Further to this customers must send a free-format message to the Belgium settlement team, providing the instruction reference, and stating that it is a transfer between the U.S.A. and Belgium. Fees: Standard transaction fees for the U.S.A., as published in the CBL Fee Schedule plus applicable transfer fees as per the agents fee table. Clearstream Banking Multi-Market Securities Guide 17 October 2016 379 U.S.A. - Canada Canadian and U.S. equities settling via DTCC-CDS link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 5099 BIC ROYCCAT2 RBCT/080000630001/xxxxx a M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CDSLCATT trade date and time BIC CDSLCATT CDS - CA ACSI DTC 00000908 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/5099 //ROYCCAT2 //RBCT/080000630001/xxxxx a MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95R: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/CDSLCATT //CDSLCATT /CDSL/ACSI /DTCYID/00000908 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. Note: Cross border transfers in ISIN CA9169091043 from UK to USA and visa versa must be executed via Canada. Please use this link to transfer the holdings from USA to Canada. 17 October 2016 380 Clearstream Banking Multi-Market Securities Guide U.S.A. - Czech Republic ISIN BMG200452024 - Central Europe Media shs only, settling via CDCP-CBL link CreationOnline Deliver Free M M M M a M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M DTCYUS33 trade date and time BIC CEDELULL Clearstream Banking SA 84473 BICb beneficiary’s BIC M Ma M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //NCSD/DTCYUS33 //CEDELULL /CEDE/84473 //Beneficiary’s BIC, if different from REAGb Seq MT540 Receive Free B C E1 M M M M Ma M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxx c a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. Note: Customers are strongly recommended to send their instructions on SD-1. Clearstream Banking Multi-Market Securities Guide 17 October 2016 381 U.S.A. - France Eligible U.S. equities only, settling via EOC EFR link CreationOnline Deliver Free M M M M M M Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free YES M M M DTCYUS33XXX trade date and time BIC or Country Code MGTCBEBEECL Euroclear 22429 M M M /SICV/00000641/CEDxxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPPXXX trade date and time BIC SICVFRPPXXX Euronext - BE,FR,NL 9913 Name and Address EOC 22429 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :SETR :PSET :REAG //trade date and time /SICV/00000641/CEDxxxxx a //NCSD/DTCYUS33XXX //DLWM //DTCYUS33 /DTCYID/0902 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/SICVFRPPXXX M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPPXXX /EGSP/9913 //EOC 22429 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. ISIN NL0000233427 - COMPLETEL EUROPE NV only, settling via DTC-EF link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 923 BIC MGTCJES1 81626/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP Euronext - BE,FR,NL 9913 for non-French securities Name and Address DTC0923/81626 CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/0923 //MGTCJES1 //81626/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 for non-French securities //DTC0923/81626 //CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. 17 October 2016 382 Clearstream Banking Multi-Market Securities Guide ISIN NL0010489522 - CONSTELLIUM N.V. ORD only, settling via DTC-EF link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC 902 BIC CHASUS33 G54115EURO22429/EGSP641/CBLxxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPP trade date and time BIC SICVFRPP EGSP 9913 BIC CITIUS33 DTC 908/089154 CBLxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/902 //CHASUS33 //G54115EURO22429/EGSP641/CLBxxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/SICVFRPP //SICVFRPP /EGSP/9913 //CITIUS33 //DTC 908/089154 CBLxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fees for U.S.A., as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the instruction reference and details of the receipt. Clearstream Banking Multi-Market Securities Guide 17 October 2016 383 U.S.A. - Germany German equities settling via DTC-CBF link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2000 BIC DAKVDEFF 7201/xxxxx a M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Other Settlement Parties: Type Format Party Account DAKVDEFF trade date and time BIC DAKVDEFF Clearstream Banking Frankfurt 72110000 BIC CEDELULL 089154 CSCxxxxxa Delivering Custodian Name and Address CITIBANK N.A: 00908 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2000 MT540 Receive Free Seq B C E1 M :95P: :BUYR //DAKVDEFF M :97A: :SAFE //7201/xxxxx a M M M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :DECU :SAFE :SELL :SAFE //trade date and time //NCSD/DAKVDEFF //DAKVDEFF /DAKV/72110000 //CITIBANK N.A. //00908 //CEDELULL //089154 CSCxxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. U.S. equities and bonds settling via DTC-CBF link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2000 BIC DAKVDEFF 7201/xxxxx a Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2000 //DAKVDEFF //7201/xxxxx a Seq B C E1 MT540 Receive Free Not required a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. 17 October 2016 384 Clearstream Banking Multi-Market Securities Guide ISIN NL0000268456 - IFCO Systems NV only, settling via DTCC-CBF link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Receive Free Not required a DTCYUS33 trade date and time BIC DTCYUS33XXX DTC - US 3122 Name and Address Deutsche Bank FFM ifo acc.xxxx b /DWAC withdrawal/Mellon Trust Attn. Beverly George/Ph. 212 250 1504 a. Customer accounts with an active matching profile in CASCADE must enter a matching instruction (R-FoP) against special clearing account 7310000 either online in CASCADE or send a new MT540 to CBF via the DFÜ interface. b. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///DWAC withdrawal/Mellon Trust Attn. Beverly George/Ph. 212 250 1504 M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //DTCYUS33[XXX] M :95R: :REAG /DTCYID/3122 M :95Q: :BUYR //Deutsche Bank FFM ifo acc. xxxx b Seq B MT540 Receive Free Not required a C E1 a. Customer accounts with an active matching profile in CASCADE must enter a matching instruction (R-FoP) against special clearing account 7310000 either online in CASCADE or send a new MT540 to CBF via the DFÜ interface. b. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the Settlement team in charge of the U.S.A. These transfers are carried out on the German market via Deutsche Bank Frankfurt’s special clearing account 7310000. Clearstream Banking Multi-Market Securities Guide 17 October 2016 385 U.S.A. - Hong Kong US0311621009 SHS AMGEN INC. ORD REG US0382221051 SHS APPLIED MATERIALS INC. ORD REG US17275R1023 SHS CISCO SYSTEMS INC ORD REG US24702R1014 SHS DELL INC ORD REG US4581401001 SHS INTEL CORPORATION ORD REG US4642867729 SHS ISHARES MSCI SOUTH KOREA CAPPED IN.FD US4642867315 SHS ISHARES INC MSCI TAIWAN IDEX FUND US5949181045 SHS MICROSOFT CORP ORD REG US78463V1070 SHS SPDR GOLD TRUST US8552441094 SHS STARBUCKS CORP ORD REG CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC 2338 BIC CITIHKHX CBL xxxxxa M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative Beneficial Ownership Indicator XHKCHKH1 trade date and time BIC XHKCHKH1 Name and Address 900031 BIC CITIUS33 DTC 0908 ACC.089154/CSCxxxxxa CROSS BORDER TRANSFER FROM HONG KONG TO USA. VALUE: YY/MM/DD NEW YORK TIME NAME OF DTC PARTICIPANT: CITIBANK New York, DTC ID 908 DTC ACCOUNT NUMBER: 0809154 (Clearstream) CUSIP: XXX Change of Beneficial Owner or No Change of Beneficial Owner a. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M M C E E1 :94F: :22F: :95P: :95R: :95P: :97A: :SAFE :BENE :PSET :REAG :BUYR :SAFE //NCSD/DTCYUS33 //YBEN or //NBEN //DTCYUS33 /DTCYID/2338 //CITIHKHX //CBL xxxxxa MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :98a: :TRAD //trade date and time M :70E: :SPRO //CROSS BORDER TRANSFER FROM HONG KONG TO USA. VALUE: YY/MM/DD NEW YORK TIME NAME OF DTC PARTICIPANT: CITIBANK New York, DTC ID 908 DTC ACCOUNT NUMBER: 0809154 (Clearstream) CUSIP: XXX M :94F: :SAFE //NCSD/XHKCHKH1 M :22F: :BENE //YBEN or NBEN M :95P: :PSET //XHKCHKH1 M :95Q: :DEAG //900031 M :95P: :SELL //CITIUS33 M :97A: :SAFE //DTC 0908 ACC.089154/CSCxxxxxa a. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number. Note: A standard transfer takes approximately 5 business days. Fees: The fees payable are as follows: Charge per transfer is HKD 200 (no matter failed or succeeded) 17 October 2016 386 Clearstream Banking Multi-Market Securities Guide U.S.A. - Israel Israel securities only, settling via TASECH - DTCC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC-US 2015 BIC CITIILIT 2550 CBL xxxxxa M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party XTAEILIT trade date and time BIC XTAEILIT XTAE 2015 Name and Address 0908 089154CSCxxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2015 //CITIILIT //2550 CBL xxxxxa MT540 Receive Free Seq B C E1 M M M M M :98a: :94F: :95P: :95R: :95Q: :TRAD :SAFE :PSET :DEAG :SELL //trade date and time //NCSD/XTAEILIT //XTAEILIT /XTAE/2015 /DTCYID/0908 089154CSCxxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for U.S.A, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 387 U.S.A. - Italy U.S. and Italian equities securities only, settling via DTCC-MT link CreationOnline Deliver Free M M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2008 Buyer Party Account BIC MOTIITMM 12932/xxxxx a M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMM trade date and time BIC DTCCUS33XXX BIC DTCCUS33 908 BIC CITIUS33XXX 089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M :98a: :94F: :95P: :95R: :TRAD :SAFE :PSET :REAG //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2008 M :95P: :BUYR //MOTIITMM M :97A: :SAFE //12932/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M M :98a: :94F: :95P: :95P: :97A: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/MOTIITMM //DTCCUS33XXX //DTCCUS33 //908 //CITIUS33XXX //089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. 17 October 2016 388 Clearstream Banking Multi-Market Securities Guide U.S.A. - Mexico ISIN US1729671016 - CITIGROUP INC only, settling via DTC-Indeval link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 901 BIC IRVTUS3N 230600FFC8409/CBL M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative INDEMXMM trade date and time BIC INDEMXMM Indeval 5200 BIC BIC of customer 00054 Cross-border Transfer Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/0901 //IRVTUS3N //230600FFC8409/CBL MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //Cross-border Transfer //NCSD/INDEMXMM //INDEMXMM /INDE/5200 //BIC of customer //00054 Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. ISIN US5178341070 - Las Vegas Sands Corp securities only, settling via DTC-Indeval link ISIN US4642874576 ISHARES 1-3Y TREASURY BOND ETF CreationOnline Deliver Free M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2690 BTC - US 2690 1530219813 M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party INDEMXMM trade date and time BIC INDEMXMM Indeval 5200 Name and Address DTC908 acc. 089154 Settlement Processing Narrative CONVERSION Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time B M M M M M C E1 :94F: :95P: :95R: :95R: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2690 /DTCYID/2690 //1530219813 MT540 Receive Free Seq M M M M M M :98a: :70E: :94F: :95P: :95R: :95Q: :TRAD :SPRO :SAFE :PSET :DEAG :SELL //trade date and time //CONVERSION //NCSD/INDEMXMM //INDEMXMM /INDE/5200 //DTC908 acc. 089154 Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 389 U.S.A. - Netherlands ISIN NL0000334118 ASM INTERNATIONAL NV only, settling via DTCC-ENL link CreationOnline Deliver Free M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DTCYUS33 trade date and time BIC DTCYUS33XXX DTC - US 3122 M Buyer Party BIC PARBFRPP M Account M Settlement Processing Narrative EOC part No 641 ac 67449M/xxxxx a /DWAC withdrawal/Citibank NA ADR M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party M M M M Account NECINL2A trade date and time BIC NECINL2A BIC ABNANL2A 28009 Name and Address Conversion from DTC 908 089154/CSCxxxxx a 616092830 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :REAG :BUYR :SAFE ///trade date and time //DWAC withdrawal/Citibank NA ADR //NCSD/DTCYUS33 //DTCYUS33(XXX) /DTCYID/3122 //PARBFRPP //EOC part No 641 ac 67449M/xxxxx a MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/NECINL2A //NECINL2A /EGSP/28009 //Conversion from DTC 908 /089154.cscxxxxx a //616092830 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. Note: The customer must send a free-format message to the OAA Settlement team in charge of the US market providing the instruction reference. Eligible U.S. equities only, settling via EOC-ENL link CreationOnline Deliver Free M M M M M M Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free Yes M M M DTCYUS33 trade date and time BIC MGTCBEBEECL Euroclear 24180 M M M /SICV/0000641/CEDE xxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account NECINL2A trade date and time BIC NECINL2A Euronext - BE,FR,NL 9919 Name and Address EOC 24180 CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time ///SICV/0000641/CEDE xxxxx a //NCSD/DTCYUS33 //DLWM //MGTCBEBEECL /ECLR/24180 Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/NECINL2A M :95R: :DEAG /EGSP/9919 M :95Q: :SELL //EOC 24180 M :97A: :SAFE //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. 17 October 2016 390 Clearstream Banking Multi-Market Securities Guide U.S.A. - Norway BMG3682E1921 - FRONTLINE LIMITED ORD REG. only, settling via DTC-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510014/050050032346/xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address CONVERSION FROM DTC0010/DTC0908 089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //2510014/050050032346/xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //CONVERSION FROM DTC0010/DTC0908 //089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. ISIN BMG810751062 - SHIP FIN. INTL. LTD only, settling via DTC-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510154/050050032346/xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address CONVERSION FROM DTC0010/DTC0908 089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //2510154/050050032346/xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //CONVERSION FROM DTC0010/DTC0908 //089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. Clearstream Banking Multi-Market Securities Guide 17 October 2016 391 ISIN BMG9108L1081 - TSAKOS ENERGY NAVIGATION only, settling via DTC-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 3294246/050050032346/xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC Name and Address CONVERSION FROM DTC0010/DTC0908 089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //3294246/050050032346/xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //CONVERSION FROM DTC0010/DTC0908 //089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. ISIN LR0008862868 - ROYAL CARIBBEAN CRUISES LTD only, settling via DTC-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510006/050050032346/xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address CONVERSION FROM DTC0010/DTC0908 089154/CEDELULL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //2510006/050050032346/xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //CONVERSION FROM DTC0010/DTC0908 //089154/CEDELULL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. 17 October 2016 392 Clearstream Banking Multi-Market Securities Guide ISIN US1372251082 - CANARGO ENERGY CORP. ISIN US45665B1061 - INFOCUS CORP. only, settling via DTC-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 0010 BIC BBHCUS33 3291564/050050032346/xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC DNBANOKC Name and Address CONVERSION FROM DTC0010/DTC0908 089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //3291564/050050032346/xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //DNBANOKC //CONVERSION FROM DTC0010/DTC0908 //089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. ISIN BMG396371061 GOLDEN OCEAN GROUP LIMITED ISIN BMG9456A1009 - GOLAR LNG Ltd. only, settling via DTC-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510105/050050032346/xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address CONVERSION FROM DTC0010/DTC0908 089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //2510105/050050032346/xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //CONVERSION FROM DTC0010/DTC0908 //089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. Clearstream Banking Multi-Market Securities Guide 17 October 2016 393 ISIN BMG7945E1057 - Seadrill Ltd. only, settling via DTC-VPS link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 2510204/050050032346/xxxxx a M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Conversion VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address CONVERSION FROM DTC0010/DTC0908 089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 /DTCYID/0010 //BBHCUS33 //2510204/050050032346/xxxxx a MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //NDEANOKK //CONVERSION FROM DTC0010/DTC0908 //089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. ISIN BMG6613P2022 - NORTH ATLANTIC ORD REG only, settling via VPS-DTC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33XXX - DTC DTC 0908 BIC 0908 215036 M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account VPSNNOKK trade date and time BIC VPSNNOKK BIC NDEANOKK Name and Address DTC0010/CONV TO DTC0908 F/O 089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/0908 ///DTCYID/0908 //215036 MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95P: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //VPSNNOKK //NDEANOKK //CONVERSION FROM DTC0010/DTC0908 //F/O 089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. 17 October 2016 394 Clearstream Banking Multi-Market Securities Guide ISIN MHY2106R1100 - Dorian LPG ORD REG only, settling via VPS-DTC link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DTCYUS33 trade date and time BIC DTCYUS33 DTC 908 Buyer Party Account DTC 908 215982 M M M M M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account CONVERSION VPSNNOKK trade date and time BIC VPSNNOKK BIC CITIUS33 215982 Name and Address DTC0908 F/O 089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //DTCYUS33 M :95P: :REAG /DTCYID/908 MT540 Receive Free Seq B C E E1 M :95Q: :BUYR ///DTCYID/908 M :97A: :SAFE //215982 M M M M M M M M :98a: :94F: :22F: :95P: :95R: :97A: :95Q: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SAFE :SELL :SAFE //trade date and time //NCSD/VPSNNOKK //CONV //VPSNNOKK //CITIUS33 //215982 //DTC0908 //F/O 089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. ISIN US8293552050 - SINO AGR FOODS INC ORD REG, settling via VPC-DTC link CreationOnline Deliver Free Receive Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account M M DTCYUS33XXX trade date and time BIC DTCYUS33XXX DTC 10 BIC BBHCUS33XXX 2510246/050050032346/xxxxxa M M M Type of Settlement Transaction Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CONVERSION VPSNNOKKXXX trade date and time BIC VPSNNOKKXXX BIC NDEANOKKXXX Name and Address CONVERSION FROM DTC0010/DTC0908 089154/CEDELULL/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33XXX M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33XXX /DTCYID/0010 //BBHCUS33XXX //2510246/050050032346/xxxxxa MT540 Receive Free Seq M M M M M M M :98a: :94F: :22F: :95P: :95P: :97Q: :97A: :TRAD :SAFE :SETR :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/VPSNNOKKXXX //CONV //VPSNNOKKXXX //NDEANOKKXXX //CONVERSION FROM DTC0010/DTC0908 //089154/CEDELULL/xxxxxa a. xxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per transaction. Clearstream Banking Multi-Market Securities Guide 17 October 2016 395 Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of valid instruction for Norway at the latest. 17 October 2016 396 Clearstream Banking Multi-Market Securities Guide U.S.A. - Poland ISIN US1534351028 shs Central Euro. Distr ORD BR only, settling via KDPW-CBL link CreationOnline Deliver Free M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Receive Free M M M DTCYUS33 trade date and time BIC CEDELULL Clearstream 72457 M M M M a. Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative KDPWPLPW trade date and time BIC KDPWPLPW NDS 000 BIC CEDELULL xxxxx a CONVCRED xxxxx=The Clearstream Banking customer’s 5-digit account number Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //CEDELULL M :95R: :REAG /CEDE/72457 Seq MT540 Receive Free B C E1 M M M M M M M :98a: :70E: :94F: :95P: :95R: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVCRED //NCSD/KDPWPLPW //KDPWPLPW /KDPW/000 //CEDELULL //xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for U.S.A., as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 397 U.S.A. - Singapore Singapore equities only, settling via CDP - DTC link CreationOnline Deliver Free Receive Free M Additional Places M M Place of Safekeeping Trade Date/Time DTCYUS33 trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party BIC DTCYUS33XXX M Receiving Agent Party Buyer Party DTC - US 3122 Name and Address Chase Mellon ifo CBL xxxxx a M Place of Settlement Party Beneficial Owner Indicator Delivering Agent Party Settlement Processing Narrative /DWAC withdrawal/Citibank/Cory tel 201 2964 121 M M M M M Settlement Processing Narrative Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG No change of beneficial owner (if applicable, otherwise change of beneficial owner) BIC CITIUS33 Cross Border transfer from USA a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO ///DWAC withdrawal/Citibank/Cory tel 201 2964 121 M :94F: :SAFE //NCSD/DTCYUS33 B M :95P: :PSET //DTCYUS33[XXX] M :95R: :REAG /DTCYID/3122 M :95Q: :BUYR //Chase Mellon ifo CBL xxxxx a E1 C E MT540 Receive Free M :94B: :TRAD //Place of trade M :98a: :TRAD //trade date and time M :70E: :SPRO //Cross Border transfer from USA M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //NBEN (if applicable, otherwise CBO) C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //CITIUS33 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. Note: Transfer of these securities is not possible from Singapore to U.S.A. 17 October 2016 398 Clearstream Banking Multi-Market Securities Guide ISIN US16937R1041 - China Eastern Airlines ADR ISIN US1694091091 - China Soutern Airlines ADR ISIN US16945R1041 - ADR China Unicom Limited Reg ISIN US22943F1003 - ADR Ctrip.com International LTD Reg ISIN US64110W1027 - ADR Netease Incorporation Reg ISIN US78463V1070 - SHS SPDR GOLD TRUST ISIN US86800C1045 - ADR Suntech Power Hldgs Co Reg (1ADR/1SHS) ISIN US89628E1047 - ADR Trina Solar Ltd Reg (1ADR/50SHS) CreationOnline Deliver Free Receive Free M Additional Places M M Place of Safekeeping Trade Date/Time DTCYUS33 trade date and time M M C Place of Safekeeping Trade Date/Time Type of Settlement Transaction M Place of Settlement Party Receiving Agent Party Buyer Party Account BIC DTCYUS33 DTC-US 5700 BIC DBSSSGSGIBD 000561/5611-1813-7519/xxxxx a M Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative M M M M M M M Type: Place of Trade Code: OTC Trades CDPLSGSG trade date and time Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG BIC CITIUS33XXX BIC CITIUS33 DTC 0908 ACC.089154/CSCxxxxxa CROSS BORDER TRANSFER DTC 5700 PLEASE SEND FORM 57A TO CDP BY 10AM ON SETTLEMENT DATE a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M :94F: :SAFE //NCSD/DTCYUS33 C E M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 //DTCYID/5700 //DBSSSGSGIBD //000561/5611-1813-7519/xxxxx a E1 MT540 Receive Free M :94B: :TRAD //Place of trade M :98a: :TRAD //trade date and time M :70E: :SPRO //CROSS BORDER TRANSFER DTC 5700 PLEASE SEND FORM 57A TO CDP BY 10AM ON SETTLEMENT DATE M :94F: :SAFE //NCSD/CDPLSGSG C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //CITIUS33XXX M :95P: :SELL //CITIUS33 M :97A: :SAFE //DTC 0908 ACC.089154/CSCxxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 399 U.S.A. - Sweden ISIN US2942643048 - Epicept Corp. ISIN US52078P1021- Lawson Software Inc ISIN US57772M1071 - Maxim Pharmaceuticals ISIN US6918281071 - Oxigene ISIN US7393631095 - Powerwave Technologies Inc. ISIN US7393633075 - Powerwave Tech ORD REG only, settling via DTC-VPC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 9000100/SEB/CBL/xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS Name and Address BBH NY DTC0010 CONV FROM DTC 0908 089154/CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time B M M M M M C E1 :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/0010 //BBHCUS33 //9000100/SEB/CBL/xxxxx a MT540 Receive Free Seq M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //ESSESESS //BBH NY DTC0010 CONV FROM DTC 0908 //089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. ISIN US7170811035 - Pfizer Inc only, settling via DTC-VPC link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 10 BIC BBHCUS33 9000282/SEB/CBL/xxxxx a M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative VPCSSESS trade date and time BIC VPCSSESS BIC ESSESESS Name and Address BBH NY DTC0010 CONV FROM DTC 0908 089154/CEDELULL/xxxxx a CONVERSION a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M C E1 :94F: :95P: :95R: :95P: :97A: :SAFE :PSET :REAG :BUYR :SAFE //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/0010 //BBHCUS33 //9000282/SEB/CBL/xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M M M :98a: :70E: :94F: :95P: :95P: :95Q: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //CONVERSION //NCSD/VPCSSESS //VPCSSESS //ESSESESS //BBH NY DTC0010 CONV FROM DTC 0908 //089154/CEDELULL/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden. 17 October 2016 400 Clearstream Banking Multi-Market Securities Guide U.S.A. - Switzerland Swiss and U.S. securities only settling via DTC-SIS link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 0908 BIC CITIUS33XXX 217217/CH100025/ xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INSECHZZ trade date and time BIC DTCYUS33 DTC-US 0908 BIC CITIUS33XXX 089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/00908 //CITIUS33XXX //217217/CH100025/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/INSECHZZ //DTCYUS33 /DTCYID/0908 //CITIUS33XXX //089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. ISIN CH0024899483 - UBS AG ISIN CH0025751329 LOGITECH only, settling via DTC-SIS link CreationOnline Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2050 BIC MTBCUS33XXX 100025/xxxxx a M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account INSECHZZ trade date and time BIC INSECHZZ Sega/Intersettle - CH US150253 BIC CEDELULLXXX 089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2050 //MTBCUS33XXX //100025/xxxxx a MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/INSECHZZ //INSECHZZ /SCOM/US150253 //CEDELULLXXX //089154 CSCxxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. Note: The deadline for all instructions is 14:00 SD with Trade Date and Settlement Date = SD. Clearstream Banking Multi-Market Securities Guide 17 October 2016 401 U.S.A. - UK U.S. and UK equities only, settling via DTC-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2012 BIC CRSTGB22 00XJJ CLRLUX2 M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address DTC0908 089154/xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/DTCYUS33 M M M M :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 /DTCYID/2012 //CRSTGB22 //00XJJ CLRLUX2 MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :STAM :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //DTC0908 //089154/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Receive Free M M M DTCYUS33 trade date and time BIC DTCYUS33 DTC - US 2012 BIC CRSTGB22 14XKL CLRLUX M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address DTC0908 089154/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M M :98a: :94F: :95P: :95R: :95P: :97A: :TRAD :SAFE :PSET :REAG :BUYR :SAFE //trade date and time //NCSD/DTCYUS33 //DTCYUS33 /DTCYID/2012 //CRSTGB22 /14XKL CLRLUX MT540 Receive Free Seq B C E1 M M M M M M :98a: :94F: :95P: :95R: :95Q: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //DTC0908 //089154/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 402 Clearstream Banking Multi-Market Securities Guide ISIN US4491877076 - Hyundai Motor Co. ISIN US50186Q2021 - LG Electron. Invest ISIN US68554W2052 - Orascom Telecom Reg. S ISIN US74762X4079 - Quanta Computer Inc. ISIN US7960502018 - Samsung Electronics Co. ISIN US7960508882 - Samsung Electronics ISIN USY5217N1183 - Larsen Toubro Ltd only, settling via EB - Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DTCYUS33 trade date and time BIC MGTCBEBEECL Euroclear 22111 M M M Settlement Processing Narrative CREST 00XJJ M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Stamp Duty Status CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. UK, IE XBDR Name and Address CEDE/xxxxx a UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO //CREST 00XJJ M :94F: :SAFE //NCSD/DTCYUS33 B M :98a: :TRAD //trade date and time C M :95P: :PSET //MGTCBEBEECL M :95R: :REAG /ECLR/22111 E1 M M M M M :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :DEAG :SELL //NCSD/CRSTGB22 /CRST/GBOX //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DTCYUS33 trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative CREST 14XKL M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo. UK, IE XBDR Name and Address CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //CREST 14XKL //NCSD/DTCYUS33 //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 403 ISIN CA9169091043 - Uruguay Mineral Exploration Note: Cross border transfers in ISIN CA9169091043 from U.S.A to UK and visa versa must be executed via Canada. Please see page 380 for transfer from U.S.A to Canada and page 53 for transfer from Canada to UK. ISIN GB00B1C88S24 - Blackgold Natl. Res. ISIN JE00B41PDC45 - Velti plc ORD REG ISIN US18449C3025 - Clean Diesel Technologies Inc. ISIN US3590446098 - Frontera Resources Corp. ISIN US6748703088 - Ocean Power Technologies Inc. only, settling physically CreationOnline 0.5% SDRT1 Deliver Free M M M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Buyer Party Settlement Processing Narrative Registration Details Receive Free DTCYUS33 trade date and time Yes Country Code US - Physical Name and Address 3199a Name and Address M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M Citibank N.A./Att. Residual Settlements/ Mail Drop CGC B3-01, Citigroup Centre, Canada Square/London E14 5LB/United Kingdom b Vidacos Nom. CLRLUX2/Citigroup Centre, Canada Square, Canary Wharf/London E14 5LB/United Kingdomb M Place of Settlement Party Delivering Agent Party Seller Party Settlement Processing Narrative BIC CRSTGB22 CRESTCo CREST Name and Address Gerlach and Co. /STCO/PHYS/ Stamp Duty Status UK No change of beneficial ownership (if customer the same, otherwise, blank) M M M a. DTC withdrawal. b. The slash "/" must be present between each item, otherwise the instruction will be rejected. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time B M :70E: :SPRO //Citibank N.A./Att. Residual Settlements/ Mail Drop CGC B3-01, Citigroup Centre, Canada Square/London E14 5LB/United Kingdom a M :94F: :SAFE //NCSD/DTCYUS33 C M :22F: :STCO //PHYS E M :95C: :PSET //US E1 M :95Q: :REAG //3199b M :70D: :REGI //Vidacos Nom. CLRLUX2/Citigroup Centre, Canada Square, Canary Wharf/London E14 5LB/United Kingdom a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/ M M M M M :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :DEAG :SELL //NCSD/CRSTGB22 /CRST/GBOX (if customer the same, otherwise, blank) //CRSTGB22 /CRST/CREST //Gerlach and Co a. The slash "/" must be present between each item, otherwise the instruction will be rejected. b. DTC withdrawal. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 404 Clearstream Banking Multi-Market Securities Guide CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party DTCYUS33 trade date and time Yes Country Code US - Physical Name and Address 3199a M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M Settlement Processing Narrative Citibank N.A./Att. Residual Settlements/ Mail Drop CGC B3-01, Citigroup Centre, Canada Square/London E14 LB/United Kingdom b Vidacos Nom. CLRLUX/Citigroup Centre, Canada Square, Canary Wharf/London E14 5LB/United Kingdom b M Place of Settlement Party Delivering Agent Party Seller Party Settlement Processing Narrative BIC CRSTGB22 CRESTCo CREST Name and Address Gerlach and Co. /STCO/PHYS/ Registration Details M M a. DTC withdrawal. b. The slash "/" must be present between each item, otherwise the instruction will be rejected. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M :70E: :SPRO //Citibank N.A./Att. Residual Settlements/ Mail Drop CGC B3-01, Citigroup Centre, Canada Square/London E14 5LB/United Kingdom a M :94F: :SAFE //NCSD/DTCYUS33 C M :22F: :STCO //PHYS E M :95C: :PSET //US E1 b M :95Q: :REAG //3199 M :95Q: :BUYR M :70D: :REGI //Vidacos Nom. CLRLUX/Citigroup Centre, Canada Square, Canary Wharf/London E14 5LB/United Kingdom a MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///STCO/PHYS/ M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/CREST M :95Q: :SELL //Gerlach and Co a. The slash "/" must be present between each item, otherwise the instruction will be rejected. b. DTC withdrawal. Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule. Note: Receiving account is a 1.5% Clearing Service Provider account and so 1.5% SDRT is due on receipts. Customer instruction reference numbers for physical transactions must commence with 'PHY'. Clearstream Banking Multi-Market Securities Guide 17 October 2016 405 ISIN US0584981064 - BALL CORP ISIN GB00BVVBC028 - STERIS PLS ORD REG ISIN GB00BYMT0J19 - Livanova PLC ORD REG ISIN CA8849031056 - Thomson Corp. ISIN IE00B5LRLL25 - XL GROUP PLC ISIN US7434651060 - Prophotonix Ltd Ord Reg securities only, settling via removal between local registrars CreationOnline 0.5% SDRT1 Deliver Free M Place of Safekeeping M Trade Date/Time M Place of Settlement Party M Receiving Agent Party M Buyer Party M Account M Settlement Processing Narrative Receive Free DTCYUS33 trade date and time BIC DTCYUS33 DTC-US 2415 BIC CRSTGB22XXX 00XJJ CLRLUX2 /Vidacos Nominees Ltd./Citibank N.A./Citigroup Centre/Canada Square/Canary Wharf /London E14 5LB/United Kingdom M Place of Safekeeping M Trade Date/Time M Place of Settlement Party M Delivering Agent Party M Seller Party M Account CRSTGB22XXX trade date and time BIC CRSTGB22XXX CRESTCo. R009 Name and Address DTC0908 089154/xxxxxa M Stamp Duty Status UK no change in beneficial ownership (if customer the same; otherwhise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free Seq MT540 Receive Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Vidacos Nominees Ltd./Citibank N.A./Citigroup Centre/Canada Square/Canary Wharf /London E14 5LB/United Kingdom M :94F: :SAFE //NCSD/DTCYUS33 B M :98a: :TRAD //trade date and time C E M M M M E1 M :94F: :SAFE //NCSD/CRSTGB22XXX M :22F: :STAM /CRST/GBOX (if customer the same; otherwhise, blank) M :95P: :PSET //CRSTGB22XXX M :95R: :DEAG /CRST/R009 M :95Q: :SELL //DTC0908 M :97A: :SAFE //089154/xxxxxa :95P: :95R: :95P: :97A: :PSET :REAG :BUYR :SAFE //DTCYUS33 /DTCYID/2415 //CRSTGB22XXX //00XJJ CLRLUX2 a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 406 Clearstream Banking Multi-Market Securities Guide CreationOnline 1.5% SDRT1 Deliver Free M Place of Safekeeping M Trade Date/Time M Place of Settlement Party M Receiving Agent Party M Buyer Party M Account M Settlement Processing Narrative Receive Free M Place of Safekeeping M Trade Date/Time M Place of Settlement Party M Delivering Agent Party M Seller Party M Account DTCYUS33 trade date and time BIC DTCYUS33 DTC-US 2415 BIC CRSTGB22XXX 14XKL CLRLUX /Vidacos Nominees Ltd./Citibank N.A./Citigroup Centre/Canada Square/Canary Wharf /London E14 5LB/United Kingdom CRSTGB22XXX trade date and time BIC CRSTGB22XXX CRESTCo. R009 Name and Address DTC0908 089154/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //Vidacos Nominees Ltd./Citibank N.A./Citigroup Centre/Canada Square/Canary Wharf /London E14 5LB/United Kingdom M :94F: :SAFE //NCSD/DTCYUS33 M :95P: :PSET //DTCYUS33 M :95R: :REAG /DTCYID/2415 M :95P: :BUYR //CRSTGB22XXX M :97A: :SAFE //14XKL CLRLUX MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/CRSTGB22XXX //CRSTGB22XXX /CRST/R009 //DTC0908 //089154/xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: On SD-1 the customer must send a free-format message to the Settlement team in charge of the UK providing the instruction reference and the information that it is a transfer between the UK and the U.S.A. The customer can instruct the trade as a T+1 trade. The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 407 Common and Specialised depositories BNP Paribas, Luxembourg - Czech Republic ISIN LU0275164910 - Pegas Nonwovens S.A. ORD. shs only, settling via CDCP-CBL link CreationOnline Deliver Free M M M M Ma Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Receive Free M M M PARBLULL trade date and time BIC CEDELULL Clearstream Banking SA 84473 BICb beneficiary’s BIC M Ma M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account UNIYCZPP trade date and time BIC UNIYCZPP BIC CEDELULL BICb CEDELULL xxxxxc a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague. b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M Ma :98a: :94F: :95P: :95R: :95P: :TRAD :SAFE :PSET :REAG :BUYR //trade date and time //CUST/PARBLULL //CEDELULL /CEDE/84473 //Beneficiary’s BIC, if different from REAGb MT540 Receive Free Seq B C E1 M M M M Ma M :98a: :94F: :95P: :95P: :95P: :97A: :TRAD :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //NCSD/UNIYCZPP //UNIYCZPP //CEDELULL //CEDELULLb //xxxxxc a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges. c. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. Note: Customers are strongly recommended to send their instructions on SD-1. 17 October 2016 408 Clearstream Banking Multi-Market Securities Guide BNP Paribas, Luxembourg - France ISIN CY0105562116 AROUNDTOWN PROPER. ORD BR, settling via Euroclear France - EOC link CreationOnline Deliver Free M M M M M M Receive Free Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party YES PARBLULL trade date and time BIC or Country Code MGTCBEBEECL Euroclear 22429 Settlement /SICV/00000641/CEDxxxxx a M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPPXXX trade date and time BIC SICVFRPPXXX 9913 Name and Address EOC 22429 CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :SETR :PSET :BUYR //trade date and time ///SICV/00000641/CEDxxxxxa //CUST/PARBLULLXXX //DLWM //MGTCBEBEECL /ECLR/22429 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C M :94F: :SAFE //NCSD/SICVFRPPXXX E E1 M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPPXXX ///EGSP/9913 //EOC 22429 //CEDELULL xxxxxa a. xxxxx = The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for BNP Paribas, Luxembourg, as published in the CBL Fee Schedule. Note: Customers must send a free-format message to the OEU team providing the instruction reference and the details of the cross-border transfer. Customers are strongly recommended to send their instructions on SD-1. Clearstream Banking Multi-Market Securities Guide 17 October 2016 409 BNP Paribas, Luxembourg - Italy ISIN LU0156801721 Tenaris shares only, settling via CBL-MT link CreationOnline Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party PARBLULL trade date and time BIC MGTCBEBEECL Euroclear 21891 Settlement Processing Narrative CEDELULL xxxxxa M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMM trade date and time BIC MOTIITMM BIC MGTCBEBE 12934 BIC CEDELULLXXX CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //CEDELULL xxxxxa //CUST/PARBLULL //MGTCBEBEECL /ECLR/21891 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M M :94F: :95P: :95P: :97A: :95P: :97A: :SAFE :PSET :DEAG :SAFE :SELL :SAFE //NCSD/MOTIITMM //MOTIITMM //MGTCBEBE //12934 //CEDELULLXXX //CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for Luxembourg Market, as published in the CBL International Fee Schedule. Note: The customer must send a free-format message to OEU Unit providing the instruction details. 17 October 2016 410 Clearstream Banking Multi-Market Securities Guide BNP Paribas Luxembourg - UK ISIN KYG9361Y1026 - Vinacapital Opportunities ISIN VGG308591053 - Equest Balkans Fd. only, settling via EB-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CEDELULLXXX trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO //00XJJ M :94F: :SAFE //CUST/CEDELULLXXX B M :98a: :TRAD //trade date and time C E M :95P: :PSET //MGTCBEBEECL M :95R: :REAG /ECLR/22111 E1 M :94F: :SAFE //NCSD/CRSTGB22 M :22F: :STAM //CRST/GBOX (if customer the same; otherwise, blank) M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/XBDR M :95Q: :SELL //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CEDELULLXXX trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //14XKL //CUST/CEDELULLXXX //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 411 ISIN US45822B2051 - Integra GRP REG (20DR/1SHS) securities only, settling via EB - Euroclear UK & Ireland Link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party PARBLULL trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //00XJJ //CUST/PARBLULL //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B C E1 M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party PARBLULL trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //14XKL //CUST/PARBLULL //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B C E1 M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 412 Clearstream Banking Multi-Market Securities Guide BNY London - France ISIN US9098832093 United Company Rusual PLC only, settling via Euroclear France - EOC link CreationOnline Deliver Free M M M M M M Delivery without Matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free Yes M M M IRVTGB2XGPT trade date and time BIC MGTCBEBEECL Euroclear 22429 M M M /SICV/00000641/CEDxxxxx a Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account SICVFRPPXXX trade date and time BIC SICVFRPPXXX Euronext - BE,FR,NL 9913 Name and Address EOC22429 CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :94F: :22F: :95P: :95R: :TRAD :SPRO :SAFE :STCO :PSET :REAG //trade date and time ///SICV/00000641/CEDxxxxx a //CUST/IRVTGB2XGPT //DLWM //MGTCBEBEECL /ECLR/22429 MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/SICVFRPPXXX M M M M :95P: :95R: :95Q: :97A: :PSET :DEAG :SELL :SAFE //SICVFRPPXXX /EGSP/9913 //EOC22429 CEDELULL xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the Bridge, as published in the CBL Fee Schedule. Clearstream Banking Multi-Market Securities Guide 17 October 2016 413 BNY London - Singapore ISIN BMG2624N1535 CC6033300 RC10588324 - Dairy Farm Intl. Holdings Ltd ISIN BMG4587L1090 CC6033423 RC2767589 - Hongkong Land Holdings Ltd ISIN BMG507361001 CC5963508 RC2019566 - Jardine Matheson Holdings Ltd ISIN BMG507641022 CC6033431 RC2774119 - Jardine Strategic Holdings Ltd ISIN BMG578481068 CC6033261 RC 2767783 - Mandarin Oriental Intl. Ltd only, settling via removal between local registrars CreationOnline Deliver Free Receive Free Not required M Additional Places M C Place of Safekeeping Type of Settlement Transaction M Place of Settlement Party Beneficial Owner Indicator Delivering Agent Party Settlement Processing Narrative M M Type: Place of Trade Code: OTC Trades CDPLSGSG Internal Own Account Transfer (if no change in beneficial owner) Trade Settlement (if change in beneficial owner) BIC CDPLSGSG No change of beneficial owner (if applicable, otherwise change of beneficial owner) BIC DBSSSGSGIBD Cross-border transfer from UK to SG. Transferor: The Bank of New York Depository Nominees Limited, One Canada Square, London E14 5AL, UK PLS ARRANGE FOR REGISTRATION AND SCRIPLESS DEPOSITION INTO CDP. Charges accepted and to be debited Creation via SWIFT MT542 Deliver Free Not required Seq B C E E1 MT540 Receive Free M :94B: :TRAD //Place of trade M :70E: :SPRO //CROSS BORDER TRANSFER FROM UK TO SG. Transferee: The Bank of New York Depository Nominees Limited, One Canada Square, London E14 5AL, UK PLS ARRANGE FOR REGISTRATION AND SCRIPLESS DEPOSITION INTO CDP. Charges accepted and to be debited. M :94F: :SAFE //NCSD/CDPLSGSG M :22F: :BENE //NBEN (if applicable, otherwise CBO) C :22F: :SETR //OWNI (if no change in beneficial owner) //TRAD (if change in beneficial owner) M :95P: :PSET //CDPLSGSG M :95P: :DEAG //DBSSSGSGIBD Fees: On request. Note: The customer must send a free-format message to the settlement team in charge of common and specialised depositories providing all details. The cross-border transfer takes 4-6 weeks to be completed. 17 October 2016 414 Clearstream Banking Multi-Market Securities Guide BNY London - UK ISIN GB0004601430 - GBP 10,50 Italy 89-2014 ISIN US0885792061 BEXIMCO PHARMACEUTICALS LTD. ISIN US48667H1059 - KAZAKHGOLD GROUP LTD. ISIN US68554N1063 - Orascom Constrution Ind. Reg. ISIN US98387E2054 - X5 Retail Reg ISIN USX607461166 - OTP Bank GDR only, settling via Euroclear UK & Ireland-EB Link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party IRVTGB2XGPT trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //00XJJ //CUST/IRVTGB2XGPT //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B C E1 M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party IRVTGB2XGPT trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //14XKL //CUST/IRVTGB2XGPT //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B C E1 M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. Note: Customers are strongly recommended to send their instructions on SD-1. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 415 ISIN NL0006282204 - New World Resources only, settling via removal between local registrars CreationOnline 0.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M IRVTGB2XGPT trade date and time Country Code GB - United Kingdom Physical Name and Address Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB Name and Address CREST ID 00XJJ Agent ID CLRLUX2 /MKDW/ (1st line) /NCBO/ (2nd line) M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R002 Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///MKDW/ (1st line) /NCBO/ (2nd line) M :94F: :SAFE //CUST/IRVTGB2XGPT M :95C: :PSET //GB M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB M :95Q: :BUYR //CREST ID 00XJJ M :97A: :SAFE //Agent ID CLRLUX2 MT540 Receive Free Seq B C E1 M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R002 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M IRVTGB2XGPT trade date and time Country Code GB - United Kingdom Physical Name and Address Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Name and Address CREST ID 14XKL Agent ID CLRLUX /MKDW/ (1st line) /NCBO/ (2nd line) M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R002 Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free Seq M :98a: :TRAD //trade date and time B M :70E: :SPRO ///MKDW/ (1st line) /NCBO/ (2nd line) M :94F: :SAFE //CUST/IRVTGB2XGPT C M :95C: :PSET //GB E1 M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK M :95Q: :BUYR //CREST ID 14XKL M :97A: :SAFE //Agent ID CLRLUX MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R002 Fees: On request. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 416 Clearstream Banking Multi-Market Securities Guide CBF Vault - Belgium ISIN LU0006067663 - ARCELORMITTAL ISIN LU0061462528 - RTL Group ISIN LU0092846210 - LUX AIRPORT (CERT IMMOB ) SA ISIN LU0111311071 - ARTEMIS FINE ARTS ISIN LU0112960504 - FOYER SA only, settling physically Transfer of these securities is not possible from Belgium to the CBF Vault CreationOnline Deliver Free M M M M Trade Date/Time Physical Transaction Place of Settlement Party Receiving Agent Party Receive Free M M M M trade date and time Yes BIC DAKVDEFFDOM Name and Address BNP Paribas Securities Services Attn: Jihan El Hajjiti Central Plaza Building, 7th floor Rue de Loxum 25 - 1000 Brussels-Belgium M M M Place of Safekeeping Trade Date/Time Physical Transaction Place of Settlement Party Delivering Agent Party Account Seller Party CIKBBEBBXXX trade date and time Yes Country Code BE BIC DAKVDEFFXXX CEDELULL/xxxxx a BIC DAKVDEFFXXX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M :98a: :TRAD //trade date and time M :22F: :STCO //PHYS M :95P: :PSET //DAKVDEFFDOM M :95Q: :REAG //BNP Paribas Securities Services Attn: Jihan El Hajjiti Central Plaza Building, 7th floor Rue de Loxum 25 - 1000 Brussels-Belgium MT540 Receive Free Seq B C E E1 M M M M M M M :98a: :94F: :22F: :95C: :95P: :97A: :95P: :TRAD :SAFE :STCO :PSET :DEAG :SAFE :SELL //trade date and time //NCSD/CIKBBEBBXXX //PHYS //BE //DAKVDEFFXXX //CEDELULL/xxxxx a //DAKVDEFFXXX a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: On request. Clearstream Banking Multi-Market Securities Guide 17 October 2016 417 CBF Vault - Italy ISIN LU0556041001 - IVS Group S.A. Ord Reg securities only, settling via CBF Vault link - CBL - MT CreationOnline Deliver Free M M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Other Settlement Parties: Type Format Party Account Receive Free M M M DAKVDEFFDOM trade date and time BIC CEDELULLXXX Clearstream 85077 BIC CEDELULLXXX xxxxx b Receiving Custodian M M M Name and Address Clearstream 12932 M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account MOTIITMMXXX trade date and time BIC MOTIITMMXX BIC CEDELULLXXX BIC bbbbbbbbbbba xxxxxb Settlement Processing Narrative XBDR Clearstream acc. xxxxx b a. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code) b. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free B M M M M M M M C E1 :94F: :95P: :95R: :95Q: :97A: :95P: :97A: :SAFE :PSET :REAG :RECU :SAFE :BUYR :SAFE //NCSD/DAKVDEFFDOM //CEDELULLXXX /CEDE/85077 //Clearstream Banking S.A. //12932 //CEDELULLXXXX // xxxxx a MT540 Receive Free Seq M :98a: :TRAD //trade date and time M M M M M :98a: :70E: :94F: :95P: :95P: :TRAD :SPRO :SAFE :PSET :DEAG //trade date and time //XBDR Clearstream acc. xxxxxa //NCSD/MOTIITMMXXX //MOTIITMMXXX //CEDELULLXXX M :95P: :SELL //bbbbbbbbbbbb M :97A: :SAFE // xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. b. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code) Note: The customer must send a free-format message to the Settlement Frankfurt team providing the instruction reference and details. 17 October 2016 418 Clearstream Banking Multi-Market Securities Guide Citbank London - Italy Securities held at Citibank London as Common Depository only, settling via CBL-MT link CreationOnline Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CITIGB2LMAG trade date and time BIC MGTCBEBEECL Euroclear 21891 Settlement Processing Narrative CEDELULLXXX xxxxxa M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Account Seller Party Account MOTIITMM trade date and time BIC MOTIITMM BIC MGTCBEBE 12934 BIC CEDELULLXXX CEDELULLXXX xxxxxa a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95P: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //CEDELULLXXX xxxxxa //CUST/CITIGB2LMAG //MGTCBEBEECL /ECLR/21891 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E1 M M M M M M :94F: :95P: :95R: :97A: :95P: :97A: :SAFE :PSET :DEAG :SAFE :SELL :SAFE //NCSD/MOTIITMM //MOTIITMMXXX //MGTCBEBE //12934 //CEDELULLXXX //CEDELULLXXX xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: The customer must send a free-format message to the Settlement team in charge of Italy providing the instruction reference. Clearstream Banking Multi-Market Securities Guide 17 October 2016 419 Citbank London - UK ISIN US4380902019 - Hon Hai Precision securities only, settling via EB-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CITIGB2L trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //00XJJ //CUST/CITIGB2L //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B C E1 M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/R009 //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party CITIGB2L trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //14XKL //CUST/CITIGB2L //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B C E1 M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Fees: Standard transaction fee for the UK, as published in the CBL Fee Schedule. Note: Customers are strongly recommended to send their instructions on SD-1. In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 420 Clearstream Banking Multi-Market Securities Guide UK equities only, settling via removal between local registrars CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M M Place of Safekeeping Trade Date/Time Physical Transation Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free CITIGB2L trade date and time Yes Country Code GB Name and Address Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Name and Address CREST ID 00XJJ Agent ID CLRLUX2 /MKDW/ (1st line) /NCBO/ (2nd line) M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M Place of Settlement Party Delivering Agent Party BIC CRSTGB22 CRESTCo R009 M Seller Party Name and Address Removal from Citivic Nominees Limited M Stamp Duty Status UK No Change in Beneficial Ownership (if customer the same; otherwise blank) M Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///MKDW/ (1st line) /NCBO/ (2nd line) M :94F: :SAFE //NCSD/CITIGB2L M :22F: :STCO //PHYS M :95C: :PSET //GB M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M :95Q: :BUYR //CREST ID 00XJJ M :97A: :SAFE //Agent ID CLRLUX2 Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/CRSTGB22 E1 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/XBDR M :95Q: :SELL //Removal from Citivic Nominees Limited 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 421 CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M M Place of Safekeeping Trade Date/Time Physical Transation Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free CITIGB2L trade date and time Yes Country Code GB Name and Address Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Name and Address CREST ID 14XKL Agent ID CLRLUX /MKDW/ (1st line) /NCBO/ (2nd line) M M Place of Safekeeping Trade Date/Time CRSTGB22 trade date and time M Place of Settlement Party Delivering Agent Party BIC CRSTGB22 CRESTCo R009 Seller Party Name and Address Removal from Citivic Nominees Limited M M Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///MKDW/ (1st line) /NCBO/ (2nd line) M :94F: :SAFE //NCSD/CITIGB2L M :22F: :STCO //PHYS M :95C: :PSET //GB M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom M :95Q: :BUYR //CREST ID 14XKL M :97A: :SAFE //Agent ID CLRLUX Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E M :94F: :SAFE //NCSD/CRSTGB22 E1 M :22F: :STAM /CRST/GBTX M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R009 M :95Q: :SELL //Removal from Citivic Nominees Limited Fees: Standard transaction fee for the common depository Citibank London, as published in the CBL Fee Schedule. Registrar fees on request. Note: With the increasing number of cross-border transfers and the resulting workload at the registrars, settlement via removal between local registrars may take several weeks. The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. 17 October 2016 422 Clearstream Banking Multi-Market Securities Guide Deutsche Bank London - UK ISIN US39032T1060 - Great Eastern Energy Ltd ISIN US6698881090 - JOINT STOCK Co. NOVATEK (REGS)(1DR/10SHS) settling via EB-Euroclear UK & Ireland link CreationOnline 0.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DEUTGB22 trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 00XJJ M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M M M M M :98a: :70E: :94F: :95P: :95R: :TRAD :SPRO :SAFE :PSET :REAG //trade date and time //00XJJ //CUST/DEUTGB22 //MGTCBEBEECL /ECLR/22111 MT540 Receive Free Seq B C E1 M :98a: :TRAD //trade date and time M M M M :94F: :95P: :95R: :95Q: :SAFE :PSET :DEAG :SELL //NCSD/CRSTGB22 //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. CreationOnline 1.5% SDRT1 Deliver Free M M M M M Receive Free Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party DEUTGB22 trade date and time BIC MGTCBEBEECL Euroclear 22111 Settlement Processing Narrative 14XKL M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo XBDR Name and Address CEDE/xxxxx a Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO //14XKL M :94F: :SAFE //CUST/DEUTGB22 M :95P: :PSET //MGTCBEBEECL M :95R: :REAG /ECLR/22111 MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M M M M M :94F: :22F: :95P: :95R: :95Q: :SAFE :STAM :PSET :DEAG :SELL //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/XBDR //CEDE/xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. Customers are strongly recommended to send their instructions on SD-1. Fees: Standard transaction fee for the UK, as published in the CBL Fee Schedule. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 423 HSBC Bank Plc London - Belgium CreationOnline Deliver Free M M M M M M Delivery without matching Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Settlement Processing Narrative Receive Free YES M M M MIDLGB22XXX trade date and time BIC MGTCBEBEECL Euroclear 22152 M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account CIKBBEBBXXX trade date and time BIC CIKBBEBBXXX Euronext - BE,FR,NL 9914 Name and Address EOC 22152 CEDELULL xxxxx a /SICV/00000641/CEDE xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. Creation via SWIFT MT542 Deliver Free M M M M M M :98a: :70E: :22F: :94F: :95P: :95R: :TRAD :SPRO :STCO :SAFE :PSET :REAG //trade date and time ///SICV/00000641/CEDE xxxxx a //DWLM //CUST/MIDLGB22XXX //MGTCBEBEECL /ECLR/22152 MT540 Receive Free Seq B C E1 M :98a: :TRAD //trade date and time M M M M M :94F: :95P: :95R: :95Q: :97A: :SAFE :PSET :DEAG :SELL :SAFE //NCSD/CIKBBEBBXXX //CIKBBEBBXXX /EGSP/9914 //EOC 22152 //CEDELULL xxxxx a a. xxxxx=The Clearstream Banking customer’s 5-digit account number. 17 October 2016 424 Clearstream Banking Multi-Market Securities Guide HSBC Bank Plc London - UK ISIN GB0055007982 Autonomy Corp. PLC. only, settling via removal between local registrars CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M MIDLGB22 trade date and time Country Code GB - United Kingdom Physical Name and Address Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, Unnited Kingdom Name and Address CREST ID 00XJJ Agent ID CLRLUX2 /MKDW/ (1st line) /NCBO/ (2nd line) Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R045 M Seller Party Name and Address HSBC Issuer Services Common dep. Nominee UK-Ltd M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) M Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///MKDW/ (1st line) /NCBO/ (2nd line) M :94F: :SAFE //CUST/MIDLGB22 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M :95C: :PSET //GB M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK M :95Q: :BUYR //CREST ID 00XJJ M :97A: :SAFE //Agent ID CLRLUX2 :94F: :22F: :95P: :95R: :SAFE :STAM :PSET :DEAG //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/R045 M :95Q: :SELL //HSBC Issuer Services Common dep. Nominee UK-Ltd Fees: On request. Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M MIDLGB22 trade date and time Country Code GB - United Kingdom Physical Name and Address Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, Unnited Kingdom Name and Address CREST ID 14XKL Agent ID CLRLUX /MKDW/ (1st line) /NCBO/ (2nd line) M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R045 Seller Party Name and Address HSBC Issuer Services Common dep. Nominee UK-Ltd Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///MKDW/ (1st line) /NCBO/ (2nd line) M :94F: :SAFE //CUST/MIDLGB22 Seq MT540 Receive Free B M :98a: :TRAD //trade date and time C E E1 M :94F: :SAFE //NCSD/CRSTGB22 M :95C: :PSET //GB M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK M :95Q: :BUYR //CREST ID 14XKL M :97A: :SAFE //Agent ID CLRLUX M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R045 M :95Q: :SELL //HSBC Issuer Services Common dep. Nominee UK-Ltd 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 425 ISIN GB00B063YS85 - Opportunity Investment Management ISIN GB0059337583 - Deltex Medical Group Plc only, settling via removal between local registrars CreationOnline 0.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M MIDLGB22 trade date and time Country Code GB Name and Address Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Name and Address CREST ID 00XJJ Agent ID CLRLUX2 /MKDW/ (1st line) /NCBO/ (2nd line) Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R055 M Seller Party Name and Address HSBC Issuer Services Common depository Nominee UK-Ltd M Stamp Duty Status UK No Change In Beneficial Ownership (if customer the same; otherwise, blank) M Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free MT540 Receive Free Seq M :98a: :TRAD //trade date and time M :70E: :SPRO ///MKDW/ (1st line) /NCBO/ (2nd line) M :94C: :SAFE //NCSD/MIDLGB22 B M :98a: :TRAD //trade date and time C E E1 M M M M M :95C: :PSET //GB M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK M :95Q: :BUYR //CREST ID 00XJJ M :97A: :SAFE //Agent ID CLRLUX2 :94F: :22F: :95P: :95R: :SAFE :STAM :PSET :DEAG //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/R055 M :95Q: :SELL //HSBC Issuer Services Common depository. Nominee UK-Ltd Fees: On request. CreationOnline 1.5% SDRT1 Deliver Free M M M M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Buyer Party Account Settlement Processing Narrative Receive Free M M M MIDLGB22 trade date and time Country Code GB - United Kingdom Physical Name and Address Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, United Kingdom Name and Address CREST ID 14XKL Agent ID CLRLUX /MKDW/ (1st line) /NCBO/ (2nd line) Creation via SWIFT 1.5% MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///MKDW/ (1st line) /NCBO/ (2nd line) M :94C: :SAFE //NCSD/MIDLGB22 Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R055 M Seller Party Name and Address HSBC Issuer Services Common depository Nominee UK-Ltd M Stamp Duty Status UK Transfer Between CSP or ADR Accounts M SDRT1 MT540 Receive Free Seq B M :98a: :TRAD //trade date and time C E E1 M M M M M :95C: :PSET //GB M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK M :95Q: :BUYR //CREST ID 14XKL M :97A: :SAFE //Agent ID CLRLUX :94F: :22F: :95P: :95R: :SAFE :STAM :PSET :DEAG //NCSD/CRSTGB22 /CRST/GBTX //CRSTGB22 /CRST/R055 M :95Q: :SELL //HSBC Issuer Services Common depository Nominee UK-Ltd Fees: On request. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 426 Clearstream Banking Multi-Market Securities Guide GB0004829437 ACORN Income Fund Limited securities only, settling via removal between local registrars Fees: On request. Note: For details of UK stamp duty reserve tax (SDRT), please consult the Creation Link Guide - United Kingdom II. CreationOnline 0.5% SDRT1 Deliver Free M M M Trade Date/Time Place of Settlement Party Receiving Agent Party M Buyer Party M M Account Settlement Processing Narrative Beneficial Ownership Indicator M Receive Free M M M trade date and time Country Code GB - United Kingdom Physical Name and Address Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK Name and Address CREST ID 00XJJ Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R009 M Seller Party Name and Address HSBC Issuer Services Common dep. Nominee UK-Ltd M Stamp Duty Status UK No Change in Beneficial Ownership (if customer the same; otherwise, blank) M Agent ID CLRLUX2 /MKDW/ No Change of Beneficial Owner Creation via SWIFT 0.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///MKDW/ M :22F: :BENE //NBEN M :95C: :PSET //GB M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK M :95Q: :BUYR //CREST ID 00XJJ M :97A: :SAFE //Agent ID CLRLUX2 MT540 Receive Free Seq B C E E1 M :98a: :TRAD //trade date and time M M M M :94F: :22F: :95P: :95R: :SAFE :STAM :PSET :DEAG //NCSD/CRSTGB22 /CRST/GBOX (if customer the same; otherwise, blank) //CRSTGB22 /CRST/R009 M :95Q: :SELL //HSBC Issuer Services Common dep. Nominee UKLtd Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). Clearstream Banking Multi-Market Securities Guide 17 October 2016 427 CreationOnline 1.5% SDRT1 Deliver Free M M M Trade Date/Time Place of Settlement Party Receiving Agent Party M Buyer Party M M Account Settlement Processing Narrative Beneficial Ownership Indicator M Receive Free M M M trade date and time Country Code GB - United Kingdom Physical Name and Address Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK Name and Address CREST ID 14XKL M M Agent ID CLRLUX /MKDW/ Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party CRSTGB22 trade date and time BIC CRSTGB22 CRESTCo R009 Seller Party Name and Address HSBC Issuer Services Common dep. Nominee UK-Ltd No Change of Beneficial Owner Creation via SWIFT 1.5% SDRT1 MT542 Deliver Free M :98a: :TRAD //trade date and time M :70E: :SPRO ///MKDW/ M :22F: :BENE //NBEN M :95C: :PSET //GB M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, UK M :95Q: :BUYR //CREST ID 14XKL M :97A: :SAFE //Agent ID CLRLUX Seq B C E E1 MT540 Receive Free M :98a: :TRAD //trade date and time M :94F: :SAFE //NCSD/CRSTGB22 M :95P: :PSET //CRSTGB22 M :95R: :DEAG /CRST/R009 M :95Q: :SELL //HSBC Issuer Services Common dep. Nominee UKLtd Note: The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST automatically. 1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II). 17 October 2016 428 Clearstream Banking Multi-Market Securities Guide NASDAQ - Spain Jazztel shares settling via EB-Santander link CreationOnline Deliver Free M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Receiving Agent Party Receive Free M M M DEUTGB22 trade date and time BIC MGTCBEBE Euroclear 22781 M M M M Place of Safekeeping Trade Date/Time Place of Settlement Party Delivering Agent Party Seller Party Account Settlement Processing Narrative IBRCESMM trade date and time BIC IBRCESMMXXX BIC BSCHESMMXXX BIC MGTCBEBE 22781 INCLUSION Creation via SWIFT MT542 Deliver Free MT540 Receive Free Seq M :98a: :TRAD //trade date and time B M :94F: :SAFE //CUST/DEUTGB22 M :95P: :PSET //MGTCBEBE M :95R: :REAG /ECLR/22781 C E1 M M M M M M M :98a: :70E: :94F: :95P: :95P: :95P: :97A: :TRAD :SPRO :SAFE :PSET :DEAG :SELL :SAFE //trade date and time //INCLUSION //NCSD/IBRCESMM //IBRCESMMXXX //BSCHESMMXXX //MGTCBEBE //22781 Note: NASDAQ here indicates Germany (NASDAQ Europe). For securities received in Spain, the fees on page 260 apply. Clearstream Banking Multi-Market Securities Guide 17 October 2016 429 This page has intentionally been left blank. 17 October 2016 430 Clearstream Banking Multi-Market Securities Guide Appendices The following appendices are provided in connection with the procedures for instructing in multimarket securities. Australia - Canada Appendix 1.Computershare Canada declaration Clearstream Banking Multi-Market Securities Guide 17 October 2016 1 Appendices Appendix 1. Computershare Canada declaration 17 October 2016 2 Clearstream Banking Multi-Market Securities Guide Appendices Clearstream Banking Multi-Market Securities Guide 17 October 2016 3 Appendices 17 October 2016 4 Clearstream Banking Multi-Market Securities Guide Appendices Appendix 2. Application Form for Share Migration from Singapore to Korea STX Pan Ocean Co., Ltd Application Form for Share Migration from Singapore to Korea Please read notes overleaf before completing this form. 1. Application z Issuer: STX Pan Ocean Co., Ltd. z ISIN: KR7028670008 z Number of shares to be migrated: 2. Information on Shareholder Name: _________________________ (Family Name) ______________________ (First Name) Identification Number Tel.: Mobile phone: E-mail : Address: 3. Receiver of Stock Certificates Relationship with Principal: Principal / agent Name of Receiver (Custodian): Tel: (Available contact number in Korea) I/We hereby confirm that the above information given by me is both true and accurate and we/I accept full responsibility for any loss or damage or problems caused by an error, inaccuracy of such information. I/We hereby request the Migration of share certificate(s) representing the above-mentioned common shares of STX Pan Ocean Co., Ltd. issued in Singapore to share certificates representing the same number of shares issued in Korea. Comprised in share certificate(s) no Signature(s) of Shareholder(s) and Seal of Corporate Shareholder For Official Use Only To: Korea Securities Depository Transfer agent of STX Pan Ocean Co., Ltd. in Korea We have duly received the application for a share migration and the relevant share certificate(s) from the shareholder as set out above, and we hereby confirm and notify you that on the date we agreed upon with you (the “Migration Date”), we will cancel or discard those share certificate(s) and record the change in the shareholder registry in Singapore. Authorised Signatories Boardroom Corporate & Advisory Services Pte. Ltd. Transfer agent of STX Pan Ocean Co., Ltd. in Singapore Date of Notice / dd 'DWHRI0LJUDWLRQ / mm Clearstream Banking Multi-Market Securities Guide yyyy / dd / mm yyyy 17 October 2016 5 Appendices Notes: 1. The Application Form must be completed in English and must be signed by the Shareholder or his/its attorney duly authorised in writing or if the Shareholder is a corporation, executed under its common seal or under the hand of its attorney duly authorised in writing. The power of attorney or other authority appointing the attorney or a notarially/duly certified copy thereof must be attached to this Application Form if it is signed by an attorney. 2. The Application Form must be submitted with the relevant original share certificate(s) to STX Pan Ocean Co., Ltd., c/o Singapore Share Transfer Agent, Boardroom Corporate & Advisory Services Pte. Ltd., 3 Church Street, #08-01 Samsung Hub, Singapore 049483. 3. No receipt will be issued to the person or agent lodging the Application Form. 4. With regard to 2. information on Shareholderଵ, the following Identification Numbers of Shareholders shall be accepted in Korea a. Korean Residents - Individual Shareholder: Resident registration number - Institutional (Company) Shareholder: Business registry number b. Non – Korean Residents -Individual Shareholder: IRC number (Investment Registration Certificate number), Passport number - Institutional (Company) Shareholder: IRC number, Certificate of Incorporation number GENERAL STX Pan Ocean Co., Ltd. shall be entitled to reject an Application Form which is incomplete, improperly completed or illegible. 17 October 2016 6 Clearstream Banking Multi-Market Securities Guide Appendices Appendix 3. Transfer Form Singapore to South Korea - CBO TRANSFER Stock forwarded to the Company's Office by I/WE [client's name] in consideration of the Sum of See Note at foot paid by hereinafter called the said Transferee Do hereby bargain, sell,assign,and transfer to the said Transferee (in numbers) (in words) (certificate number) of and in the undertaking called the Coupon for (name of shares) To hold unto the said Transferee to several conditions on which and Executors, Administrators, and Assign, subject held the same immediately before the execution hereof, the said Transferee, do hereby agree to accept the said subject to the conditions aforesaid. As Witness our Hands this day of in the year of Signed, sealed, and delivered by the above named * Witness's in the presence of : sign here Name Signature* witness sign here Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : sign here Name Signature* witness sign here Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : Name Signature* Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : Name Signature* Address Occupation Note:-The consideration money set forth in a transfer may differ from that the which first seller will receive, owing to sub-sales by the original Buyer: the Stamp Act requires that in such cases the consideration money paid by the Sub-purchaser shall be the one inserted in Deed, as regulating the ad voleram Duty, the following is the Clause in question:- "Where a person, having contracted for the purchase of any Property, but not having obtained a Conveyance thereof, contracts to sell the same to any other person and property is in consequence, conveyed immediately to the Sub-purchaser, the Conveyance is to be charged with ad valorem Duty in respect of the consideration moving from the Sub-purchaser." (54 & 55 Vict. Cap. 39(1891), Section 58, Sub-section 4). *When a Transfer is executed out of Great Britain, it is recommended the Signatures be attested by H.M. Cousul, a Clergyman, Magistrate, Notary Public,or by some other Person holding a public position-as most Companies refuse to recognise Signatures not so attested. * When a Witness is Female she must state whether she is a Spinster, Wife or Widow, and if a Wife she must give her Husband's Name, Address and Quality, Profession or Occupation. Th Date must be inserted in Words and not in Figures. A HUSBAND MUST NOT WITNESS THE SIGNATURE OF HIS WIFE OR VICE-VERSA. PLEASE HAVE THE STOCKS/SHARES TO WHICH THIS TRANSFER RELATES REGISTERED INTO YOUR NAME AS SOON AS POSSIBLE AS WE CANNOT ACCEPT ANY RESPONSIBILITY FOR COLLECTING ANY DIVIDEND, BONUS OR OTHER RIGHTS WHICH MAY ARISE ON THEM. Clearstream Banking Multi-Market Securities Guide 17 October 2016 7 Appendices Appendix 4. Transfer Form Singapore to South Korea - NCBO TRANSFER I/WE (clients name) We hereby certify that no consideration was passed in the transfer of the above shares, it being a transfer from a nominee/beneficial owner(s) Stock forwarded to the Company's Office by to the beneficial owner(s)/nominee in consideration of the Sum of See Note at foot paid by transferee to state name here hereinafter called the said Transferee Do hereby bargain, sell,assign,and transfer to the said Transferee (in numbers) (in words) (certificate number) of and in the undertaking called the Coupon for (name of shares) To hold unto the said Transferee to several conditions on which and Executors, Administrators, and Assign, subject held the same immediately before the execution hereof, the said Transferee, do hereby agree to accept the said subject to the conditions aforesaid. As Witness our Hands this day of in the year of Signed, sealed, and delivered by the above named * Witness's in the presence of : transferor sign here Name Signature* witness sign here Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : transferor sign here Name Signature* witness sign here Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : transferee sign here Name Signature* witness sign here Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : Name Signature* witness sign here transferee sign here Address Occupation Note:-The consideration money set forth in a transfer may differ from that the which first seller will receive, owing to sub-sales by the original Buyer: the Stamp Act requires that in such cases the consideration money paid by the Sub-purchaser shall be the one inserted in Deed, as regulating the ad voleram Duty, the following is the Clause in question:- "Where a person, having contracted for the purchase of any Property, but not having obtained a Conveyance thereof, contracts to sell the same to any other person and property is in consequence, conveyed immediately to the Sub-purchaser, the Conveyance is to be charged with ad valorem Duty in respect of the consideration moving from the Sub-purchaser." (54 & 55 Vict. Cap. 39(1891), Section 58, Sub-section 4). *When a Transfer is executed out of Great Britain, it is recommended the Signatures be attested by H.M. Cousul, a Clergyman, Magistrate, Notary Public,or by some other Person holding a public position-as most Companies refuse to recognise Signatures not so attested. * When a Witness is Female she must state whether she is a Spinster, Wife or Widow, and if a Wife she must give her Husband's Name, Address and Quality, Profession or Occupation. Th Date must be inserted in Words and not in Figures. A HUSBAND MUST NOT WITNESS THE SIGNATURE OF HIS WIFE OR VICE-VERSA. PLEASE HAVE THE STOCKS/SHARES TO WHICH THIS TRANSFER RELATES REGISTERED INTO YOUR NAME AS SOON AS POSSIBLE AS WE CANNOT ACCEPT ANY RESPONSIBILITY FOR COLLECTING ANY DIVIDEND, BONUS OR OTHER RIGHTS WHICH MAY ARISE ON THEM. 17 October 2016 8 Clearstream Banking Multi-Market Securities Guide Appendices Appendix 5. Application Form for Share Migration from Korea to Singapore STX Pan Ocean Co., Ltd Application Form for Share Migration from Korea to SingaporePlease read notes overleaf before completing this form. Part A - Information on Shareholder Classification and code (ISIN) common share KR7028670008 Number of shares to be migrated (Figures) Name of Shareholder National Registration Identification Card/Passport Number (NRIC/PP No.) Address Postal Code Telephone Number Part B – Information of Authorized Person collecting the new share certificate(s). This section is not applicable to individual Shareholder collecting the share certificate in person. Name of Authorized Person National Registration Identification Card/Passport Number (NRIC/PP No.) Telephone Number I/We hereby confirm that the above information given is both true and accurate and we/I accept full responsibility for any loss or damage or problems caused by an error, inaccuracy of such information. I/We hereby request the Migration of share certificate(s) representing the above-mentioned common shares of STX Pan Ocean Co., Ltd. issued in Korea to share certificates representing the same number of shares issued in Singapore. Signature(s) of Shareholder(s) and Seal of Corporate Shareholder For Official Use Only To: Boardroom Corporate & Advisory Services Pte. Ltd. Transfer agent of STX Pan Ocean Co., Ltd. in Singapore We have duly received the application for a share migration and the relevant share certificates from the shareholder as set out above, and we hereby confirm and notify you that on the date we agreed upon with you (the “Migration Date”), we will cancel or discard those stock certificates and record the change in the shareholder registry in Korea. Authorized Signatories Korea Securities Depository Transfer agent of STX Pan Ocean Co., Ltd. in Korea Date of Notice / dd Clearstream Banking Multi-Market Securities Guide Date of Migration / / mm yyyy dd / mm yyyy 17 October 2016 9 Appendices Notes: 1. The Application Form must be completed in English and must be signed by the Shareholder or his/its attorney duly authorised in writing or if the Shareholder is a corporation, executed under its common seal or under the hand of its attorney duly authorised in writing. The power of attorney or other authority appointing the attorney or a notarially/duly certified copy thereof must be attached to this Application Form if it is signed by an attorney. 2. The nominee of the share certificate submitted to KSD for migration from Korea to Singapore shall be the shareholder who applies for migration. 3. Please be noted that KSD does not independently verify the truth or accuracy of any information you give. 4. The share certificate(s) issued in Singapore may ONLY be collected by the individual Shareholder(s) or the person(s) appointed in Section B. GENERAL STX Pan Ocean Co., Ltd. shall be entitled to reject an Application Form that is incomplete, improperly completed or illegible. 17 October 2016 10 Clearstream Banking Multi-Market Securities Guide Appendices Appendix 6. Transfer Form South Korea to Singapore - CBO TRANSFER I/WE (clients name) We hereby certify that no consideration was passed in the transfer of the above shares, it being a transfer from a nominee/beneficial owner(s) Stock forwarded to the Company's Office by to the beneficial owner(s)/nominee in consideration of the Sum of See Note at foot paid by transferee to state name here hereinafter called the said Transferee Do hereby bargain, sell,assign,and transfer to the said Transferee (in numbers) (in words) (certificate number) of and in the undertaking called the Coupon for (name of shares) To hold unto the said Transferee to several conditions on which and Executors, Administrators, and Assign, subject held the same immediately before the execution hereof, the said Transferee, do hereby agree to accept the said subject to the conditions aforesaid. As Witness our Hands this day of in the year of Signed, sealed, and delivered by the above named * Witness's in the presence of : transferor sign here Name Signature* witness sign here Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : transferor sign here Name Signature* witness sign here Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : transferee sign here Name Signature* witness sign here Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : Name Signature* witness sign here transferee sign here Address Occupation Note:-The consideration money set forth in a transfer may differ from that the which first seller will receive, owing to sub-sales by the original Buyer: the Stamp Act requires that in such cases the consideration money paid by the Sub-purchaser shall be the one inserted in Deed, as regulating the ad voleram Duty, the following is the Clause in question:- "Where a person, having contracted for the purchase of any Property, but not having obtained a Conveyance thereof, contracts to sell the same to any other person and property is in consequence, conveyed immediately to the Sub-purchaser, the Conveyance is to be charged with ad valorem Duty in respect of the consideration moving from the Sub-purchaser." (54 & 55 Vict. Cap. 39(1891), Section 58, Sub-section 4). *When a Transfer is executed out of Great Britain, it is recommended the Signatures be attested by H.M. Cousul, a Clergyman, Magistrate, Notary Public,or by some other Person holding a public position-as most Companies refuse to recognise Signatures not so attested. * When a Witness is Female she must state whether she is a Spinster, Wife or Widow, and if a Wife she must give her Husband's Name, Address and Quality, Profession or Occupation. Th Date must be inserted in Words and not in Figures. A HUSBAND MUST NOT WITNESS THE SIGNATURE OF HIS WIFE OR VICE-VERSA. PLEASE HAVE THE STOCKS/SHARES TO WHICH THIS TRANSFER RELATES REGISTERED INTO YOUR NAME AS SOON AS POSSIBLE AS WE CANNOT ACCEPT ANY RESPONSIBILITY FOR COLLECTING ANY DIVIDEND, BONUS OR OTHER RIGHTS WHICH MAY ARISE ON THEM. Clearstream Banking Multi-Market Securities Guide 17 October 2016 11 Appendices Appendix 7. Transfer Form South Korea to Singapore - NCBO TRANSFER I/WE We hereby certify that no consideration was passed in the transfer The Central Depository (Pte) Ltd of the above shares, it being a transfer from a nominee/beneficial owner(s) Stock forwarded to the Company's Office by to the beneficial owner(s)/nominee in consideration of the Sum of See Note at foot [Transferee signs here xx] paid by [transferee insert name here] hereinafter called the said Transferee Do hereby bargain, sell,assign,and transfer to the said Transferee [Quantity in numbers] [Quantity in words], Ordinary Shares, Fully Paid of and in the undertaking called the Coupon for [name of security] To hold unto the said Transferee to several conditions on which and Executors, Administrators, and Assign, subject held the same immediately before the execution hereof, the said Transferee, do hereby agree to accept the said subject to the conditions aforesaid. As Witness our Hands this day of in the year of Signed, sealed, and delivered by the above named * Witness's in the presence of : Name Signature* Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : Name Signature* Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : Name witness to sign transferee signs here Signature* Address Occupation Signed, sealed, and delivered by the above named * Witness's in the presence of : Name transferee signs here witness to sign Signature* Address Occupation Note:-The consideration money set forth in a transfer may differ from that the which first seller will receive, owing to sub-sales by the original Buyer: the Stamp Act requires that in such cases the consideration money paid by the Sub-purchaser shall be the one inserted in Deed, as regulating the ad voleram Duty, the following is the Clause in question:- "Where a person, having contracted for the purchase of any Property, but not having obtained a Conveyance thereof, contracts to sell the same to any other person and property is in consequence, conveyed immediately to the Sub-purchaser, the Conveyance is to be charged with ad valorem Duty in respect of the consideration moving from the Sub-purchaser." (54 & 55 Vict. Cap. 39(1891), Section 58, Sub-section 4). *When a Transfer is executed out of Great Britain, it is recommended the Signatures be attested by H.M. Cousul, a Clergyman, Magistrate, Notary Public,or by some other Person holding a public position-as most Companies refuse to recognise Signatures not so attested. * When a Witness is Female she must state whether she is a Spinster, Wife or Widow, and if a Wife she must give her Husband's Name, Address and Quality, Profession or Occupation. Th Date must be inserted in Words and not in Figures. A HUSBAND MUST NOT WITNESS THE SIGNATURE OF HIS WIFE OR VICE-VERSA. PLEASE HAVE THE STOCKS/SHARES TO WHICH THIS TRANSFER RELATES REGISTERED INTO YOUR NAME AS SOON AS POSSIBLE AS WE CANNOT ACCEPT ANY RESPONSIBILITY FOR COLLECTING ANY DIVIDEND, BONUS OR OTHER RIGHTS WHICH MAY ARISE ON THEM. 17 October 2016 12 Clearstream Banking Multi-Market Securities Guide Address details Contact Published by www.clearstream.com Clearstream Banking Luxembourg Registered address Clearstream Banking SA 42 Avenue JF Kennedy L-1855 Luxembourg Postal address Clearstream Banking L-2967 Luxembourg Document number: 6201
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