european research policy for german university horizon 2020

EUROPEAN RESEARCH POLICY FOR GERMAN
UNIV ERSIT Y
HORIZ ON 2 0 2 0
( 2 0 1 4 -2 0 2 0 )
Maria da Graça C arv al h o
17 J a n u a r y 2 0 12
Content of P r es enta ti on
T h e Pl a c e o f t h e EU i n a Mu l t i p
Ho r i z o n 2 0 2 0 : Fi n a n c i n g In s t r u
t h e “In n o v a t i o n Un i o n ”
Sy n e r g i e s b e t w e e n t h e FP a n d
Fu n d s
Si m p l i f i c a t i o n
Eu r o p e a n Re s e a r c h Ar e a
Ne x t s t e p s
Co n c l u s i o n s
o l a r W o r l d o f S& T
m e n t im p le m e n tin g
t h e St r u c t u r a l
THE PLACE OF THE EU
I N A M ULTI POLAR W OR LD
OF S & T
THE PLACE OF EU IN A MULTI
POLAR W OR LD OF S & T
According to the STC key figures report 2008/2009:
80%
of resea rchers w ork outside the E U
7 5 %
of G E R D is ex ecuted in other pa rts of the w orl d
6 9%
of pa tent a ppl ica tions a re m a de outside the E U
E U ` s w orl d sha re in G E R D ha s dim inished b y 7 . 6 %
ov er the prev ious 6 yea rs
E U ` s w orl d sha re of pa tent a ppl ica tion ha s decl ined 1 4 . 2%
yea rs
ov er the prev ious 6
W hil e the ra tio of the w orl d sha re of pa tent a ppl ica tions/w orl d sha re of G E R D
decl ined in the E U b y 7 % , it increa sed in the em erging econom ies of Asia
b y5 3 %
Concl usion: Asia n econom ies ha v e increa sed their pa tents ev en m ore ra pidl y
tha n their inv estm ents in resea rch w hen com pa red w ith the E U
THE IMPORTANCE OF THE EUROPEAN
RES EARCH PROG RAMMES
T h e c u r r e n t Eu r o p
re s e a rc h a n d d e v e
o f fu n d in g , h a s a n
im p o r ta n c e fo r th e
c o m p e titiv e n e s s a
Eu r o p e a n a r e a .
e a n Fr a m e
lo p m e n t, w
e n o rm o u s
d e v e lo p m
n d th e re fo
w o r k Pr o g r a m m e o f
i t h 5 2 Mi l l i o n Eu r o s
s tr a te g ic
e n t o f in n o v a tio n ,
r e e m p lo y m e n t o f th e
THE PARTICIPATION OF THE D IFFERENT
M. S . IN THE EUROPEAN RES EARCH PROG RAMMES
EC contribution (€M)
Applicants
UK
UK
D E
D E
F R
F R
IT
I T
E S
N L
N L
E S
B E
S E
S E
B E
E L
A
F I
T
D K
F I
A
T
D K
E L
P L
P T
P T
P L
H U
C
H U
Z
C
I E
R O
R O
B G
B G
S I
S I
S K
E E
E E
C
LT
Y
LT
C
Y
S K
LV
M
Z
IE
LV
T
M
LU
T
LU
0
1 . 000
2 . 000
2 0 0 8
3 . 000
2 0 0 7
4 . 000
5 . 000
0,0
5 00,0
1 . 000,0
2 0 0 8
2 0 0 7
1 . 5 00,0
2 . 000,0
T h e i m p or ta nc e of
p r es ent m om ent
E u ro p e an B u dg e t an d E u ro p e an F in an c in g P ro g ram m e s – 7
y e ars c y c l e s . N e x t c y c l e : 2 0 1 4 -2 0 2 0
E u ro
n e g o
p ro g
E u ro p e is f ac in g g re at c h al l e n g e s : c l im at e c h an g e s , ag e in g ,
f o o d s e c u rit y , s e c u rit y o f e n e rg y s u p p l y , e t c
R e s e arc h an d in n o v at io n are in t h e h e art o f t h e S t rat e g y
E u ro p e 2 0 2 0
p e an
t iat in
ram m
C o m
g th
e : H
m is s io n , C o u n c il an d P arl iam e n t are
e B u dg e t p o s t 2 0 1 3 an d t h e f u t u re F ram e w o rk
o riz o n 2 0 2 0
HOR I Z ON 2 0 2 0
T h e E U F r a m ew or k P r og r a m m e f or
R es ea r c h a nd I nnov a ti on
( 2 0 1 4 -2 0 2 0 )
Horizon 2020
P rinc ip l e s
5 k e y p rin c ip l e s :
1 .
A
T ru s t b as e d f u n din g s y s t e m
2.
A c h ain f ro m f ro n t ie r re s e arc h , t o t e c h n o l o g ic al
de v e l o p m e n t , de m o n s t rat io n , v al o ris at io n o f re s u l t s an d
in n o v at io n
3 .
S im p l if ic at io n
4 .
E x c e l l e n c e b as e d c rit e ria f o r t h e F P in c o -o rdin at io n w it h
t h e s t ru c t u ral f u n ds f o r re s e arc h c ap ac it y b u il din g :
“S t airw ay t o E x c e l l e n c e ”
5 .
E m p l o y m e n t o f y o u n g re s e arc h e rs
Horizon 2020
F ina nc ing
E u r op ea n P a r l i a m ent a d op ted a n
a m end m ent to d ou b l i ng of th e B u d g et f or
th e nex t E u r op ea n P r og r a m m e f or
R es ea r c h a nd I nnov a ti on ( i nc r ea s e f r om
€5 0 b i l l i on to €1 0 0 b i l l i on )
E u r op ea n Com m i s s i on p r op os ed €8 7 . 7 4 0
b i l l i on
N eg oti a ti ons ta k i ng p l a c e b etw een
P a r l i a m ent, Cou nc i l a nd Com m i s s i on
Horizon 2020
T h re e p riorit ie s
E x c e l l e nt s c ie nc e
I nd u s t ria l l e a d e rs h ip
S oc ie t a l c h a l l e ng e s
Horizon 2020
E x c e l l e nt s c ie nc e
E x c el l ent s c i enc e p r op os ed f u nd i ng
( m i l l i on eu r o, 2 0 1 4 -2 0 ):
E u r op ea n R es ea r c h Cou nc i l
1 3 .2 6 8
F u tu r e a nd E m er g i ng T ec h nol og i es
3 .1 0 0
M a r i e Cu r i e a c ti ons
R es ea r c h i nf r a s tr u c tu r es
5 .5 7 2
2 .4 7 8
Horizon 2020
I nd u s t ria l l e a d e rs h ip
I nd u s tr i a l l ea d er s h i p p r op os ed f u nd i ng
( m i l l i on eu r o, 2 0 1 4 -2 0 ):
L ea d er s h i p i n ena b l i ng a nd i nd u s tr i a l
tec h nol og i es (I C T , n an o t e c h n o l o g ie s , m at e rial s
b io t e c h n o l o g y , m an u f ac t u rin g , s p ac e )
,
1 3 .7 8 1
A c c es s to r i s k f i na nc e
3 .5 3 8
I nnov a ti on i n S M E s
6 1 9
Ho r i z o n 2 0 2 0
S oc ie t a l c h a l l e ng e s
S oc i eta l c h a l l eng es p r op os ed f u nd i ng
( m i l l i on eu r o, 2 0 1 4 -2 0 ):
He a l t h , d e m o g r a p h i c c h a n g e a n d w e l l b e i n g
8 .0 3 3
Fo o d s e c u r i t y , s u s t a i n a b l e a g r i c u l t u r e , m a r i n e a n d
m a r itim e r e s e a r c h & th e b io e c o n o m y
4 .1 5 2
S e c u r e , c le a n a n d e ffic ie n t e n e r g y
5 .7 8 2
S m a r t, g r e e n a n d in te g r a te d tr a n s p o r ts
6 .8 0 2
Cl i m a t e a c t i o n , r e s o u r c e e f f i c i e n c y a n d r a w
In c l u s i v e , i n n o v a t i v e a n d s e c u r e s o c i e t i e s
m a te r ia ls
3 .1 6 0
3 .8 1 9
Ho r i z o n 2 0 2 0
R ol e of E I T a nd J R C
T h r ee p r i or i ti es to b e s u p p or ted b y :
E u r o p e a n In s titu te o f In n o v a tio n a n d
T e c h n o lo g y ( E IT )
1.3 60
J o in t R e s e a r c h C e n tr e ( J R C )
1.962
S y n e r
Fr a m e w
th e
g ie s
o rk
S tru
b e tw
Pr o g
c tu ra
e e n
ra m
l Fu
th e
m e a n d
n d s
S y ner g i es b etw een
th e F P a nd th e S F
Gr e a t e r s y n e r g y b e t w e e n Re s e a r c h Fr a m e w o r k
Pr o g r a m m e a n d St r u c t u r a l Fu n d s
(4 7 r e c o m m e n d a tio n s in th e fo llo w r in g a r e a s ):
A.
D ev el op stra tegies a nd strengthen gov erna nce in the a rea of
" R esea rch, Technol ogica l D ev el opm ent a nd I nnov a tion" ( R TD I )
B .
Strengthen a nd dev el op R TD I I nfra structure a nd H um a n R esources
C .
D ev el op R TD I E x cel l ence
D .
D ev el op R & D coopera tion a t E uropea n a nd interna tiona l l ev el s
E .
F .
Strengthen the ex pl oita tion a nd econom ic a nd socia l v a l orisa tion of
R & D resul ts
I m prov e com m unica tion a nd inform a tion
S I M PLI FI CATI ON
S i m p l i f i c a ti on
R u l es f or P a r ti c i p a ti on
1.
As in g le s e t o f r u le s
2 .
A dap
C o v e
A l ig n
n e w
te dfo rth e
rin g al l re s
e dto th e F
E U P ro g ram
w h o
e arc
in an
m e
s
l e re s e arc h an d in n o v at io n c y c l e
h p ro g ram m e s an d f u n din g b o die s
c ial R e g u l at io n , c o h e re n t w it h o t h e r
On e p r o j e c t – o n e f u n d i n g r a t e
Max im u m o f 1 0 0 % o f dire c t c o s t s (e x c e p t f o r ac t io n s
c l o s e t o m ark e t (7 0 % m ax im u m )
I n dire c t e l ig ib l e c o s t s : a f l at rat e o f 2 0 % o f dire c t e l ig ib l e
c o s ts
S i m p l i f i c a ti on
R u l es f or P a r ti c i p a ti on
3 .
4 .
5 .
Si m p l e e v a l u a t i o n c r i t e r i a
E x c e l l e n c e – I m p ac t – I m p l e m e n t at io n (E x c e l l e n c e o n l y ,
fo rth e E R C )
Ne w
fo r m s o f fu n d in g
A im e d at in n o v at io n : p re -c o m m e rc ial p ro c u re m e n t ,
in du c e m e n t p riz e s , de dic at e d l o an an d e q u it y
in s t ru m e n t s
In t e r n a t i o n a l p a r t i c i p a t i o n
F ac il it at e d b y b e t t e r p ro t e c t in g E U
in t e re s t s
S i m p l i f i c a ti on
R u l es f or P a r ti c i p a ti on
6 .
7 .
8 .
S im p l e r ru l e s f o r g ran t s
B ro a d
d ir e c t
p e rs o
b a s e d
e r a
c o s
n n e
g ra
L o w e
a u d it
m a n a
A u d it
s ts
c e r
g e m
s tr
B a la n c e b e tw e e n le g a l s e c u r ity a n d fle x ib ility
T a i l o r -m a d e I P R p r o v i s i o n s f o r n e w f o r m s o f f u n d i n g
A n e w e m p h a s is o n o p e n a c c e s s to r e s e a r c h p u b lic a tio n s
c c e p ta n c e o f p a r tic ip a n ts a c c o u n tin g p r a c tic e s fo r
t s , f l a t r a t e f o r i n d i r e c t c o s t s , n o t i m e -s h e e t s f o r
l w o r k in g fu ll tim e o n a p r o je c t, p o s s ib ility o f o u tp u tn ts
F e w e r, b e t t e r t arg e t e d c o n t ro l s an d au dit s
p o s s ib le le v e l o f r e q u ir e m e n ts fo r s u b m is s io n o f
tific a te s w ith o u t u n d e r m in in g s o u n d fin a n c ia l
e n t
a te g y fo c u s e d o n r is k a n d fr a u d p r e v e n tio n
I m p ro v e d ru l e s o n in t e l l e c t u al p ro p e rt y
S i m p l i f i c a ti on
S u m m a ry
S in g l e s e t o f s im p l e r an d m o re c o h e re n t p art ic ip at io n ru l e s
N e w b al an c e b e t w e e n t ru s t an d c o n t ro l
Mo v in g f ro m s e v e ral f u n din g rat e s f o r dif f e re n t
b e n e f ic iarie s an d ac t iv it ie s t o j u s t t w o
R e p l ac in g t h e f o u r m e t h o ds t o c al c u l at e o v e rh e ad o r
“in dire c t c o s t s ” w it h a s in g l e f l at rat e
Maj o r s im p l if ic at io n u n de r t h e f o rt h c o m in g f in an c ial
re g u l at io n
S u c c e s s f u l ap p l ic an t s t o g e t w o rk in g m o re q u ic k l y :
re du c t io n o f av e rag e t im e t o g ran t b y 1 0 0 day s (c u rre n t
av e rag e o f aro u n d 3 5 0 day s u n de r F P 7 )
EUR OPEAN R ES EAR CH AR EA
( ER A)
E u r op ea n
R es ea r c h A r ea
ERA c o m p l e m e n t e d b y Ho r i z o n 2 0 2 0
Re m o v e s b a r r i e r s , o p e n t o t h e w o r l d a n d w i t h
c o o p e r a tio n w ith th ir d c o u n tr ie s
Si n g l e m a r k e t f o r k n o w l e d g e , r e s e a r c h a n d
in n o v a tio n
N ex t S tep s
Fr o m
3 0 / 1 1 : Pa r l i a m e n t a n d Co u n c i l n e g o t i a t i o n s o n
t h e b a s i s o f t h e Co m m i s s i o n p r o p o s a l s
On g o i n g : Pa r l i a m e n t a n d Co u n c i l n e g o t i a t i o n s o n EU
b u d g e t 2 0 1 4 -2 0 ( i n c l u d i n g o v e r a l l
b u d g e t f o r Ho r i z o n 2 0 2 0 )
Mi d 2 0 1 2 : Fi n a l c a l l s u n d e r 7 t h Fr a m e w o r k
Pr o g r a m m e f o r Re s e a r c h t o b r i d g e g a p
t o w a r d s Ho r i z o n 2 0 2 0
Mi d 2 0 1 3 : Ad o p t i o n o f l e g i s l a t i v e a c t s b y Pa r l i a m e n t
a n d Co u n c i l o n Ho r i z o n 2 0 2 0
1 / 1 / 2 0 1 4 : Ho r i z o n 2 0 2 0 s t a r t s ; l a u n c h o f f i r s t c a l l s
CON CLUS i ON S
Conc l u s i ons
H or i z on 2 0 2 0
A
Si m p l i f i c a t i o n
Mo r e s y n e r g i e s w i t h
Ne w m e c h a n i s m " s t
As u b s ta n tia l in c r e a
a n d i n n o v a t i o n : €8 0
Ad e d ic a te d fin a n c ia
(fr o m 3 0 0 m illio n to
As u b s ta n tia l in c r e a
Eu r o p e a n Re s e a r c h
b a l a n c e b etw een th e s c i enti f i c , i nd u s tr i a l
a nd s oc i eta l p i l l a r s
s tru c tu ra l fu n
a ir w a y to e x c e
s e o f th e b u d g
b illio n
l c o n tr ib u tio n
3 b i l l i o n Eu r o s
s e 7 7 % o f th e
Co u n c i l
d s
lle n c e “
e t fo r re s e a rc h
)
t o t h e EIT
b u d g e t fo r
Conc l u s i ons
E U r e s e a r c h a n d in n o v a tio n b r in g s u n iq u e r e s p o n s e s to a d d r e s s
E u r o p e 's s o c ie t a l c h a lle n g e s w h ils t s t im u la t in g g r o w t h a n d jo b s
D o u b lin g o f th e fin a n c ia n c in g o f H o r iz o n 2 0 2 0 a n d b e tte r
s y n e r g ie s b e tw e e n th e F P a n d S tr u c tu r a l F u n d s
H o r iz o n 2 0 2 0 –s im p lific a tio n , m o r e tr u s t, fle x ib ility a n d e x c e lle n c e
b a s e d c r ite r ia
P a r lia m e n t a n d C o u n c il n e g o tia tio n s o n th e b a s is o f th e
C o m m i s s i o n p r o p o s a l s t o b e a d o p t e d b y t h e e n d o f 2 0 13
F u r th e r a n a ly s is o f th e d e ta ils , n a m e ly o f th e p a r tic ip a tio n r u le s