AFFIDAVIT IN SUPPORT OF APPLICATIONS FOR SEARCH AND
Transcription
AFFIDAVIT IN SUPPORT OF APPLICATIONS FOR SEARCH AND
AFFIDAVIT IN SUPPORT O F APPLICATIONS FO R SEARCH AND ARREST WARRANTS I. INTRODUCTION TO THE INVESTIGATIO N This affidavit is made in support of applications for searc h warrants for one apartment and one vehicle, and in support of a n application for an arrest warrant for one individual, in the Roanoke, Virginia, vicinity . Your affiant is David Frey, Specia l Agent of the Federal Bureau of Investigation . Special Agent Fre y has, for the past two weeks, been participating in a multi-agenc y investigation of unauthorized radio transmissions directed t o aircraft in the Roanoke area . Other agencies contributing to thi s investigation include the Federal Communications Commission (FCC ) and the Federal Aviation Administration (FAA) . In this investigation, the affiant has worked with and relie d upon numerous other federal agents cooperating in thi s investigation . Any reference in this affidavit to informatio n collected by any agent other than the affiant is based upon report s and oral briefings prepared by the law enforcement agent receivin g the information, which reports and briefings were communicated t o the affiant . II. INTRODUCTION OF THE AFFIANT David Frey is a Special Agent of the Federal Bureau of Investigation, having served in that capacity for approximately tw o years . He has received specialized training in the investigatio n of violations of federal laws and has participated in numerou s training programs conducted by the Department of Justice . Specia l Agent Frey has participated in many investigations of federal la w violations in every capacity, including interviewing participant s and defendants, operating physical surveillance, analyzin g telephone and bank records, and executing search warrants . III . STATUTES REFERENCED Your affiant believes that the information in this affidavi t demonstrates violations of Title 18, Sections 32 and 1464, both of which are felony statutes . Section 32 provides, in pertinent part : (a) Whoever wilfully (6) communicates information, knowing the information to b e false, and under circumstances in which such information ma y reasonably be believed, thereby endangering the safety of an y aircraft in flight ; . . . shall be fined not more than $100,000 or imprisoned not mor e than twenty years, or both . Section 1464 provides : Whoever utters any obscene, indecent, or profane language b y means of radio communications shall be fined not more tha n $10,000 or imprisoned not more than two years, or both . 2 IV. SUMMARY OF INVESTIGATIVE FINDING S According to the sources to which reference is made in thi s affidavit, RODNEY BOCOOK has transmitted unauthorized radi o messages to numerous aircraft in and over the Roanoke area fo r approximately the past eight weeks . These messages have bee n detected by aircraft in the air, by FAA facilities on the ground , and by FCC engineers/technicians in a variety of fixed and mobil e sites . The FAA and FCC have recorded the transmissions they coul d hear, and have prepared partial transcriptions of those messages . The messages include false and misleading communications t o aircraft in the airport traffic pattern, during which pretended to be an authorized air Roanoke airport . traffic BOCOOK controller Posing as this "phantom controller", ha s for the BOCOOK has given misleading instructions to aircraft, countermanded the ai r traffic instructions of the legitimate controllers, and ha s generally imperiled the flow of air traffic and, consequently, th e safety of that traffic, by means of these communications . BOCOOK has also repeatedly transmitted obscene, vulgar, an d indecent language over the same frequencies during the same span o f time . V. FACTS ESTABLISHING THE VIOLATIONS A. Section 32(a) : On August 1, 1993, at approximately 4 :00 PM, the crew of a ComAir flight reported to the FAA tower staff at Roanoke Regiona l 3 Airport that some person had transmitted a radio message to the m when flying just south of the airport, inviting that aircraft' s crew to join him to smoke marijuana after landing . This series o f transmissions occurred at a critical phase of the flight, when th e aircraft was approaching the runway to land, on frequency 118 . 3 megahertz, (Roanoke Tower ) On August 22, 1993, at approximately 10 :02 PM, the captain o f a commercial aircraft landing at Roanoke reported that a male voic e instructed him to "break off" (discontinue) his landing approach . The aircrew questioned the tower about the instruction, havin g noticed the difference in the voices, and the unidentified mal e repeated the instruction to break off the approach . The next day, at approximately 1 :50 PM, a Cessna bearing registration number N18200 was cleared by the tower to land . Almost immediately, the same unknown voice transmitted three time s on the tower frequency (118 .3 MHz) that N18200 was not clear t o land . The tower instructed the aircraft to land, but the voice repeated twice more that it was not clear to land . On September 2, 1993, at approximately 7 :00 AM ,Bechraft N20HR was on approach to land on runway 33 at Roanoke . The same voice came on the tower frequency (118 .3 MHz) and said : Aircraft on final to three three you're no longer clear t o land runway three three . Climb and maintain five thousand , execute missed approach . According to the FAA, a missed approach is a procedure pilot s must use when a decision is made to discontinue an approach t o landing, either because of weather, traffic, or runway conditions . 4 The pilot in this instance began the missed approach procedure, bu t also contacted the tower, who reissued his clearance to land . On the same day, at approximately 4 :00 PM, the following transmission was received and recorded on the departure frequenc y (126 .9 MHz) . Analysis of the recording confirms that the voice wa s the same as mentioned above : Mayday, Mayday, Mayday, Mayday . Ultralight goin' down on e zero miles south of Roanoke . Ultralight goin' down one zer o miles south of Roanoke . Can't stay on the radio . On September 3, 1993, on the same departure frequency (126 . 9 MHz) at approximately 6 :20 PM, the same voice identified itself a s the pilot of a Cessna number 139BB, and called out a mayday thre e times . According to the FAA, "Mayday" is an internationally recognized distress signal, authorized for use only in the mos t dire emergencies . Upon receipt of a "Mayday" signal, the FA A officials are required to follow through as though an aircraft were in distress . On September 4, 1993, at approximately 4 :51 PM, a voice calle d Roanoke Approach (126 .9 MHz) and identified itself as the pilot o f "Lifeguard two lima golf" . When Roanoke Approach responded to thi s call, the voice replied "April Fool! April Fool!" Based upon my own investigation and upon information supplied by the FAA, I ca n assert that "Lifeguard Two Lima Gulf" is a medivac helicopter based at Roanoke Memorial Hospital . The same voice transmitted "Lifeguard two Lima Golf" again at 6 :22 PM that same day . Later on the evening of September 4, at approximately 8 :10 PM , the unidentified voice interfered with communications betwee n 5 Roanoke Approach and a TWA flight departing Roanoke . After Roanok e cleared the TWA flight to "one zero thousand" feet, the voic e transmitted "one two thousand" approximately four times, apparentl y trying to direct the TWA flight to a higher altitude . On September 5, 1993, at approximately 2 :07 PM, the same voic e called Roanoke Approach (126 .9 MHz) and identified itself as th e pilot of "Lifeguard two lima golf" . When Roanoke Approac h responded to this call, the voice replied "April Fools! Apri l Fools ! On September 7, 1993, at approximately 8 :53 PM, the crew o f Chautaugua 407, a commercial airliner, reported to the tower tha t some unidentified person had just called them on the towe r frequency and advised that runway 33, upon which they wer e preparing to land, was closed . At approximately 10 :38 PM that same evening, the same unidentified voice contacted another commercial airliner, callsig n Mesaba 3414, and directed that crew to execute a missed approach , falsely claiming that there was a disabled aircraft on the runway . The voice argued with the tower when the tower instructed him to get off the air . Nine minutes later, the same voice tried to contact "Blu e Ridge 47", an aircraft which had just departed Roanoke, gave a n incorrect altitude clearance, and instructed that crew to chang e frequencies . The real departure controller was able to countermand that instruction . Beginning at about 11 :30 PM on September 7, the same voic e 6 began an extended colloquy with the FAA staff . Posing first as the pilot of a UPS cargo jet, then as Cessna 319MB, then as ultraligh t 554Z, then as Roanoke Departure control, and finally as the Roanok e tower, the same voice attempted to disrupt the movement of aircraf t on the ground and in the air . At approximately ten minutes pas t midnight, the same voice transmitted " Hello everybody . This is th e Roanoke phantom" . When the tower closed for the night, the sam e voice said "Attention all aircraft, the phantom is off the air fo r probably another week " The next afternoon, however, the same voice was heard on thre e occasions trying to instruct departing aircraft to change frequencies, and once, at approximately 4 :33 PM, the same voice cleared Cessna N13496 to land on runway 15 at Roanoke . On the evening of September 8, .beginning at 9 :21 PM, an unauthorized voice contacted eight arriving or departing aircraft , attempting to change their altitude assignments or get them t o change radio frequencies . None of these transmissions were hear d or recorded by the tower staff, and consequently I cannot stat e whether the voice was the same as mentioned in all the previou s instances described above . On September 11, 1993, at approximately 10 :28 PM, the same voice returned and reported, approximately ten times, that he wa s drunk . Shortly thereafter, the same voice instructed a landin g commercial airliner to "hold short" of an intersecting runway . According to the FAA, belatedly instructing a landing aircraft o f that size to "hold short" creates a 7 stressful and hazardou s condition for the crew of the aircraft . Additional transmissions of this character continue on an irregular pattern up to the date of this affidavit . B. section 1464 : On August 15, 1993, at approximately 7 :15 PM, the same voice transmitted the following on frequency 118 .3 MHz (Roanoke Tower) : Nobody fucks with the chuc k (inaudible) body fucks with the chuc k Don't fuck with chuck (inaudible) fuck with the chuc k Similar messages were transmitted by the same voice on groun d control (121 .9 MHz) and clearance delivery (119 .7 MHz) frequencie s within the next thirty minutes . On September 4, 1993, beginning at approximately 3 :26 PM, o n the Roanoke departure frequency (126 .9 MHz), there was transmitte d a repeated barrage of vulgar and indecent language . This series o f transmissions was different in that the radio operator eithe r attempted to disguise his voice by some electronic means, or wa s transmitting the sound of some electronic device programmed t o "speak" the following : Fucking jerk, fuckin jerk, eat shit, fuck you, fuck you , you're an asshole, fucking jerk, eat shit . Additional transmissions in this vein continued the rest of tha t evening until 6 :21 PM, at which time the transmission included bot h this electronic " voice" and the same unidentified voice a s mentioned above . Additional transmissions of this character continue on a n 8 irregular pattern up to the date of this affidavit . VI . DESCRIPTION OF EVIDENCE FOR WHICH SEARC H AUTHORIZATION IS SOUGHT, AND JUSTlFICATION A. The radio and accessorie s According to the FCC and FAA experts participating in thi s investigation, the signal transmission quality of this unauthorize d operator is consistent with a comparatively low power transmitte r in the three watt range . The fact that the operator can select an y one of the several aircraft frequencies in use at Roanoke Airpor t strongly indicates that the radio is tunable, probably usin g electronic circuitry (as opposed to crystals) for tuning . I have been made aware that pocket-sized radios of that description ar e commercially available and are commonly used by pilots as an auxiliary radio or in aircraft not having an installed radio . These radios are not commonly sold in the retail market, but ar e available from several mail-order firms . The fact that, on some evenings, transmissions continue ove r the course of several hours suggests that the radio is powered b y some auxiliary power source, because the battery life of suc h radios tends to be short . On this basis, I assert that it i s probable that the operator uses some vehicle adaptor, probabl y connected to the cigar lighter in his vehicle, for lengthy periods of radio use . There should also be a recharging device fo r batteries, either in a vehicle or in the operators' residence . 9 I assert this as a probability because I have discovered tha t batteries commonly supplied with radios of this type can b e recharged if placed in a charger for some hours . If located, the radio must be seized and subjected t o scientific testing to compare the distinctive radio transmissio n characteristics to the recorded characteristics of the unauthorize d radio . B. Asecond radio or recording devic e According to the FAA, in the background of several of th e transmissions, one can hear other radio transmissions bein g received . On September 4, 1993, for instance, the tower recorde d an unauthorized transmission which consisted of a rebroadcast of a prerecorded automated terminal information system (ATIS) broadcast , which broadcast is continually transmitted on a differen t frequency . In this broadcast, the tower warned arriving aircraf t that there was a "phantom" controller reported in the area . Th e unauthorized operator retransmitted that portion of the ATI S information relating to himself . Based on my years of experience with radio communications, an d based upon the combined experience of the FCC and FAA experts i n this investigation, I assert that no radio of the type described i s capable of simultaneously transmitting and receiving . This fac t indicates that the operator had access to another receiver durin g that broadcast, or that he recorded the ATIS broadcast and kept i t near the transmitter . 10 C. The vehicl e FCC engineers/technicians have been operating intensively i n the Roanoke area for the past few weeks, using sensitive radios t o detect, record, and locate the source of these transmissions . These engineers/technicians have received and recorded literall y hundreds of these transmissions, and have attempted to plot thei r source and locate the operator . Despite their skill and experience, they had been unable t o localize this transmission because, according to the FC C engineers/technicians, the transmissions are coming from a movin g source . On several occasions, the FCC engineers/technicians hav e localized the transmission to within a few hundred yards, but have always arrived at the street, highway, or parking lot after the transmission stops and after the operator has moved . On the basis of their experience, I assert that it is probabl e that the operator is transmitting from a vehicle that is eithe r continually moving or which pauses briefly to transmit befor e moving on . If this vehicle is located, it is likely to contai n evidence of these violations, including radio accessories, lists o f radio frequencies, or airline flight schedules . D. The "noise maker " As set out in more detail in Section V (A), above, on certai n occasions the operator has transmitted an electronically produce d or enhanced voice speaking obscenities . If located in the subject's house or vehicle, it would tend to constitute evidence o f 11 the identity of the person transmitting those obscenities . E. Documentary evidence Because of the number and increasing precision of th e unauthorized air traffic control calls transmitted, I assert tha t it is probable that the violator has some published source o f Roanoke air traffic control frequencies and has some text or othe r instructional material describing proper radio procedures and methods . This is probable because, in just seven weeks, thi s violator has been able to progress from merely chatting with th e aircrews to giving them instructions so authentic that some hav e been followed . I also note that BOCOOK was attempting to purchas e a guidebook to aeronautical communications when he was arrested i n 1987 . I also expect that, if the search requested is authorized, I will locate financial and shipping records relating to the purchas e and delivery of a suitable radio and accessories in the perio d before the calls began . VII. PROOF OF IDENTITY A. Transmitter Signature Analysi s The signals collected have been subjected to elaborat e spectrographic analysis by the FCC experts, who conclude that, i n all the transmissions clear enough for a full analysis, the signals 12 were produced by one single transmitter . which authorization Should the searches fo r is sought be accomplished, any transmitte r located can be compared to the signals recorded, and the identit y of a particular transmitter as the source of these transmission s may be confirmed or ruled out with a very high level of technica l certainty . B . Direction Findin g The FCC agents participating in this investigation are trained and equipped to locate the source of radio transmissions by mean s of a technique called "direction finding" (DF) . Direction finding is accomplished by using sensitive radio receivers connected t o directional antennas which, when operated by the FCC agents , indicate the direction from which a signal originated . The FCC agents have attempted to DF the radio signal s described above, and have discovered that many of the transmission s appear to have been made from a moving vehicle . They reach thi s conclusion by comparing the bearings several stations receive on a single transmission, and by noting that the source of the signa l appears to move . On the evening of September 18, however, the FCC agents wer e able to follow the signal to the Westover Avenue area of Roanoke , arriving at an apartment complex just after the signal ceased . After a few minutes, the signal reappeared . On Monday, September 20, 1993, the FCC technicians/engineer s on the scene were able to narrow the source of the signal to tw o apartment buildings standing adjacent to one another . 13 Th e buildings are in the 2600 block of Westover Avenue, in the Ashwood Manor Apartments . Upon inspection of the outside of those buildings, only one antenna was noted on the buildings . The antenna was a smal l temporary installation, mounted on a magnetic base attached to an air conditioner installed below one window of Apartment 6 . The antenna is of a type commonly used on automobiles for temporar y installations, especially for scanning radios . In the light of my experience with radio communications, and in the experience of th e FCC agents, communicated to me, this antenna is of a size an d construction to receive transmissions on a fairly broad band o f radio frequencies, including the aviation bands noted above . On the late evening of September 21, 1993, FAA Special Agen t Epik and I conducted surveillance of that apartment . Thi s surveillance was aided by the fact that the apartment windows wer e unobstructed by curtains or shades, and by the fact that the light s were on inside the apartment when it was dark outside . Agent Epi c and I had a high vantage point, from which we could see almos t directly into the second story windows . C. BOCOOK'srelationship tothis locatio n Shortly before midnight, Epik and I observed the unidentifie d male subject leave the apartment, and almost immediately saw a ma n having the same appearance walk to a parked automobile in th e parking lot of the apartment complex . The man opened the trunk o f the car with keys, and looked through the trunk with a flashlight . He then looked through the windows of the car, but did not open th e 14 passenger compartment . The license displayed on the car was BOCOOK-2 . According t o the Virginia Department of Motor Vehicles, that vehicle is registered to Edith Arrington Bocook and Rodney Eugene Bocook , although their address is listed as 811 Hunt Avenue NW, Roanoke . The Department of Motor Vehicles files also contain driving license records for the two Bocooks . Rodney Bocook is described a s 5'7", weighing 182 pounds, with brown hair and hazel eyes . You r affiant notes that these descriptions match the individuals see n through the unrestricted windows of the apartment . My inquiry of records from the C & P telephone company revealed that service is connected in the name of Edith Bocook a t Apartment 6, 2632 Westover Avenue, Roanoke . At approximately midnight, the male occupant of the apartmen t seemed to speak into a dark rectangular solid shape, upon which Agent Epik saw what he described as a short antenna . Since ther e were no aircraft-band radio transmissions noted at the time of thi s observation, I conclude that the male subject was speaking into a cellular or cordless telephone . He began to move the rectangula r solid object in a vigorous hammering motion, as though frustrated . One final circumstance tending to demonstrate that BOCOOK i s the person making the unauthorized transmissions is that, on September 13, 1993, at approximately 10 :33 PM, the same voice wa s recorded saying "No, you're drunk . You're drunk, Edith ." Rodne y BOCOOK's wife is named Edith, according to the Department of Moto r Vehicles records . 15 D. VoiceIdentification Following identification of the occupants of the apartmen t upon which the antenna is mounted, Special Agents of the FB I contacted Sheriff Thomas D . Warlitner of Allegheny County , Virginia . The criminal history files reflected that BOCOOK ha d been arrested for a misdemeanor in Allegheny County . Sherif f Warlitner reported that he remembered the individual well, havin g supervised him in the jail for about nine months on a daily basis . The Sheriff recalled that his Department had prosecuted BOCOOK fo r fraud in 1988 . During the time BOCOOK was in the Allegheny jail , he somehow managed to call in a bomb threat for the jail building , a feat that required some skill with electronic devices . Th e Sheriff also showed me a copy of an invoice dated December 23 , 1987, which invoice was retained as evidence in Allegheny County' s fraud prosecution . This invoice purchase of a King Model KX99 reflected BOCOOK's attempte d and a book about aeronautica l communications . The FCC technicians informed me that a King KX99 is a low power hand-held transmitter capable of operating on the aviatio n frequencies in question . On September 22, 1993, at approximately 7 :00 PM, Sherif f Warlitner listened to twenty minutes of the recordings collected b y the FAA, and concluded that the voice recorded in the unauthorized transmissions is the voice the Sheriff knows as that of Rodne y Bocook . 16 E. VoiceIdentification - Pretextcal l In another effort to confirm that BOCOOK is the person who' s voice was recorded on all these radio transmissions, a telephon e call was placed to the number listed to Edith Bocook by Specia l Agent Honora Gordon of the United States Forest Service . Thi s call, also recorded at approximately 4 :30 PM on September 22 , resulted in over ten minutes of conversation . Gordon speaks a t length with an individual who identified himself as Rodney Bocook . The tape recording of that call was played for Daniel P . MacLeod, one of the FAA tower personnel collecting and analyzing the unauthorized radio transmissions . Mr . MacLeod, who report s that he has listened many times to a great portion of the unauthorized transmissions, remarked that the voice on th e telephone recording with Special Agent Gordon was "extraordinaril y similar" to that recorded during the unauthorized radi o transmissions . MacLeod noted, particularly, that the voice tone , rhythm, accent, and inflection were the same . He did not identif y any voice qualities that were dissimilar . MacLeod noted that th e telephone recording was of such high quality that more of the voic e was audible . He finally placed his degree of certainty at 90% tha t the unauthorized voice and the voice on the recording with Special Agent Gordon were the same . 17 VIII . DESCRIPTION OF THE PROPERTIE S A. The Apartmen t The apartment is located on the second floor of a three story apartment building . The building is constructed of brick . Acces s to all the apartments is through a central hallway and stairwa y combination . The apartment for which search authorization is sought is Apartment 6, building 2632 . B. The Vehicl e According to the Virginia Department of Motor Vehicles, the car to which BOCOOK went on the night of September 21, 1993, i s registered to BOCOOK and his wife . While there are two othe r vehicles registered to BOCOOK and his wife, the Buick is the onl y vehicle to which BOCOOK seems to have access . The Buick is more particularly described as a light colore d 1984 Buick Coupe, bearing Virginia license BOCOOK 2 . IX . CONCLUSIONS The affiant has probable cause to believe that evidence o f BOCOOK'S activities will be found on his person, in his vehicle , and in his residence, if the Court grant the search authorization sought . The Affiant asserts that there is ample evidence to establis h probable cause that RODNEY BOCOOK is the person responsible for th e 18 described transmissions, and that these transmissions were i n violation of Sections 32 and 1464 of Title 18, United States Code . Your Affiant finally asserts that, since BOCOOK' s transmissions have occurred mostly in the mid to late evening, an d since it will be necessary to execute the warrants for th e apartment and the vehicle simultaneously, it will be both reasonable and necessary for the execution of this warrant to begi n after 10 :00 PM . X . CERTIFICATE AND SIGNATURES I certify that the information contained in this affidavit i s true and accurate to the best of my knowledge and belief . David Fre y Special Agen t Federal Bureau of Investigatio n 1993 . Subscribed to and sworn before me this 24 day of September , United States Magistrate Judge 19