Securities are by licensed individuals offered through Investacorp

Securities are by licensed individuals offered through Investacorp, Inc., a Registered Broker/Dealer, Member FINRA and SIPC.
Advisory services offered through Investacorp Advisory Services, Inc., a SEC Registered Investment Advisory Firm.
Retirement Plan Solution
Building a stronger retirement plan for your company.
Compliance Simple organized process to evaluate, review and monitor your re7rement plan. Fortune’s process allows you to focus on your core business needs Benchmarking Invest Care Monitor Fortune 360 Group works with Fortune 360 Group benchmarks Fiduciary Analy7cs and The Firm plans which evaluates fees, returns, employee and employer Reports to assist in the review and monitoring of investments contribu7ons compared to peers in your specific industry Fiduciary Protector Educa<on Having an advisor with the Employee educa7on is essen7al in capabili7es to be a Fiduciary on the success of a re7rement plan your plan is paramount with new through seminars and one on one regula7ons mee7ng Fortune helps employees appreciate their plan Best Practices
Approach
Investment Due
Diligence
RFP Vendor Analysis &
Benchmarking
Investment Review - enhanced investment
opportunities
Plan Diagnostics and Benchmarking exceptional service provider
!
Employee Education High-touch education - prepared participants
Fiduciary Guidance
Fiduciary Plan Review - protect fiduciaries
Investment Policy Statement
Investment Universe
(20,000+ Investments)
Investment Policy
Statement
An Institutional Approach
Comprehensive and independent, utilizing a
well-documented process and methodology.
FI-360 System provides a proven process to monitor
and evaluate fund managers and investment strategies.
Quantitative
Metrics
Investment
Menu
Qualitative
Metrics Meeting Summaries
Provider Analysis Meeting Summary
After meeting with your committee, we
prepare a customized Executive Summary
detailing results and action-items, providing
valuable documentation required during plan
audits and inquiries.
Fiduciary Review
All-encompassing deliverable of the Fiduciary Review provides education, documentation
and plan metrics to meet fiduciary responsibilities and improve operational efficiency.
Plan Design
Evaluates plan design and
compliance issues
Plan
Performance
Charts participation,
deferral rates and plan
performance
Benchmarking
404(c) Notice
Benchmarking of Total
Plan Cost
404(c) Notice and
Statement
Fiduciary Review
All-encompassing deliverable of the Fiduciary Review provides education, documentation
and plan metrics to meet fiduciary responsibilities and improve operational efficiency.
Checklist
Fiduciary File
Compliance Checklist
Fiduciary File Checklist
Committee
CharterCommittee
Investment
Charter
Best Practices
Ongoing Best Practices
and Investment Review
Service Calendar - 401k Plan
First Quarter
Second Quarter
Third Quarter
Fourth Quarter
Plan Design
Review as plan design issues such
as highly comp, roth, auto
enrollment, etc.
Investment Committee
Meeting
Review investment committee by
laws
Review benchmark of your plan
FI360 fiduciary analytics investment
snap shot review & investment
committee review
Investment Review
Employee Education
Compliance
Meet with all general managers or HR
Provide investment committee with
staff to coordinate the employee
report on success of employee
meetings
participation and contribution level
Update Service Plan Schedule
Update Service Plan Schedule
FI360 fiduciary analytics investment
snap shot review
FI360 fiduciary analytics investment
snap shot review & create new
investment plan lineup
Develop plan with investment
committee for group employee
meetings and one on one meeting
dates and rollout of meetings
Review fiduciary scorecard
Employee Education
Key components of the Fortune 360 Group 401k communication strategy include:
Pre-­‐enrollment Communica<on All on-­‐site mee7ngs conducted by securi7es licensed representa7ves Mul7-­‐lingual enrollment materials Professional 401k/403b Educators Customized Presenta<ons Proven record of increasing par7cipa7on Neutral and unbiased investment educa7on Video teleconferencing "Meet Me” mee7ngs for remote loca7ons Fortune 360 Advantage Wellness Financial Wellness Portal •  Over 30 tailored seminars/webinars. •  Telephonic and confiden7al financial coaching. •  Monthly repor7ng to employer. •Decreased Stress at Work •Decreased Substance Abuse •Decreased Absenteeism •Decreased TheS by Employees •Increased Produc7vity •Enhanced Company Culture •Lower Overall Healthcare Cost •Less Distracted Employees •Reduced Turnover and HR Administra7on Cost Benchmark Your Plan
Compare Benchmark your plan and compare 5 year average
returns which compares to peer group and industry.
Contributions Benchmark employer contribution rates to peer group and
industry. Opportunities Check opportunities for diversification. Expenses Benchmark fund expense, service provider fees and
advisor fees.
Advisory Fee Comparison
Standard
Fortune 360
Assets millions
Bases Point
Financial
Advisory Fee
Assets millions
Bases Point
Financial
Advisory Fee
0 to 2.5
0.61%
$15,250
0 to 2
0.50%
$10,000
2.5 to 5
0.45%
$11,250
2 to 5
0.30%
$9,000
5 to 8
0.25%
$7,500
5 to 10
0.25%
$12,500
8 to 10
0.20%
$4,000
10 to 25
0.15%
$0.00
25 plus
0.10%
$0.00
0.32%
$31,500
Total
0.38%
#33,000,000
Benchmark Your Plan
TPA Comparison
Standard
Fortune 360
TPA
Cost
Breakdown2
Annual Cost
Assets millions
Cost
Breakdown
Annual Cost2
Base Plan Charge
Annual
$2,000
Base Plan
Charge
Annual
$3,400
$20 per quarter
Per Participant Fee
Additional Fees
(based on 175
employees)
$14,000
Per Participant Fee
Annual
$750
Additional Fees
Total
$17.50 per quarter
(based on 175
employees)
$12,250
Annual
$0.00
$16,750
$15,650
Record Keeping Comparison
Standard
Fortune 360
Record
Keeping
Cost
Breakdown
Financial
Advisory Fee
Assets millions
Bases Point
Employee Web Access
0.40%
$40,000
Employee Web Access
N/A
Custodial
Asset Charge
Custodial and web
access fee
N/A
Custodial
Asset Charge
Based on
$10 mil at .09%
$9,000
Annual
$40,000
Annual
$9,000
Total
Financial
Advisory Fee
Total Fix Cost
Standard
Revenue
Sharing
No Sharing
Fortune 360
N/A
Revenue sharing goes to Plan Sponsor
-$11,592
*Revenue sharing is based on mutual funds allocated in the plan. See Investment Linup Comparison
Total Fixed Cost - Invest
$94,750
Annual
$44,5590
Plan Administration Savings
Fortune 360
1 Year
5 Year
$50,191
$250,995
Fortune 360 believes in
transparency, that will make it
simple and easy to explain all
fees.