Program - Mihaylo College of Business and Economics

Program - Mihaylo College of Business and Economics

14
th Annual
SEC Financial Reporting Conference
Center for Corporate Reporting and Governance
TOP TR E N DS S HAPI NG
C A P I TA L M A R K E T S , G O V E R N A N C E
& FI NAN C IAL R E PO RTI N G
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FR I DAY 9.18.15
IRVINE MARRIOTT
14
th Annual
SEC Financial Reporting Conference
A BOU T T HE PROGR A M
The 14th Annual SEC Financial Reporting Conference will
provide updates directly from regulators at the SEC, FASB and
PCAOB. It also features theme panels on top trends in capital
markets, governance and financial reporting for business to
monitor in 2015 and beyond. Topics include audit committee
challenges, executive compensation issues, shareholder
activism, M&A activity and revenue recognition. The conference
is intended for audit committee members, CFOs, auditors,
accountants, lawyers, academics, financial professionals and
those involved in the financial reporting process.
C ONF E R E NC E T OP IC S
Regulatory Updates from the
SEC, FASB and PCAOB
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Top Trends Shaping Capital Markets,
Governance and Financial Reporting
What’s new at the SEC’s Division of Corporation Finance
Updates from the SEC’s Office of the Chief Accountant
SEC Enforcement Initiatives
Current Developments at the FASB
Updates on Recent Standard Setting Activity
at the PCAOB
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Private Company Liquidity
IPOs, M&A and other Capital Market Trends
Shareholder Activism
Audit Committee Challenges
Executive Compensation Issues
CEO Pay Ratio/Pay vs. Performance Disclosures
ISS/Glass Lewis Voting Policies
Revenue Recognition
Financial Reporting and Legal “Hot Topics”
SPEAKERS
Mark Borges
Douglas S. Ingram
Kevin Stout
Principal
Compensia, Inc.
Board Member, Pacific Mutual Holding Company
Nemus Bioscience, Inc.
Senior Associate Chief Accountant
Office of the Chief Accountant, SEC
Catherine Bromilow
Jason Lee
Jeff Thomas
Partner, Center for Board Governance
PwC
Member, Financial Reporting and Audit Task
Force, Division of Enforcement, SEC
President, Liquidity Solutions
NASDAQ Private Market
John Campbell III
Olivier C. Leonetti
Lynne Triplett
Member of Congress
2005 - 2015
Executive Vice President and CFO
Western Digital Corporation
Partner, Accounting Principles Group
Grant Thornton
George Chin
Dr. Tom Linsmeier
Lisa Troe
North America Managing Director
Transaction Services, RGP
Board Member
FASB
Audit Committee Chair
Rubicon Project, Inc.
Rani Doyle
Craig Olinger
Glenn Tyranski
Partner
Morgan, Lewis & Bockius
Deputy Chief Accountant
Division of Corporation Finance, SEC
Executive Director
Ernst & Young
Marc Fagel
David Rosenblum
George Wilfert
Partner
Gibson, Dunn & Crutcher
Board of Directors
Hanmi Financial Corporation
Deputy Director, Office of
Research and Analysis, PCAOB
Mike Gould
Timothy Rupp
Thomas Zaccaro
Partner
PwC
Partner
Morgan, Lewis & Bockius
Founding Partner
Zaccaro Morgan LLP
Center for Corporate Reporting and Governance
C ONF E R E NC E A GE ND A
T IME T OP IC
7:30 - 8:00 a.m.
Registration and Continental Breakfast
8:00 - 8:50 a.m.
Welcome Remarks
SPEAKERS
Dr. Anil Puri, Dean
Mihaylo College of Business and Economics
Keynote Address: Regulations, Taxes and the
Economy – What will come out of Washington?
John Campbell III, Member of Congress, 2005 - 2015
8:50 - 9:40 a.m.
FASB Update
Dr. Tom Linsmeier, FASB
9:40 - 9:50 a.m.
Coffee Break
9:50 - 11:05 a.m.
SEC & PCAOB Updates
Jason Lee, SEC
Craig Olinger, SEC
Kevin Stout, SEC
George Wilfert, PCAOB
Thomas Zaccaro, Zaccaro Morgan LLP
11:05 - 11:30 p.m.
Q&A with the SEC & PCAOB
Moderator: Marc Fagel, Gibson, Dunn & Crutcher
11:30 - 12:30 p.m.
Lunch
12:30 - 1:20 p.m.
Top Trends (Part I): Capital Markets
Mike Gould, PwC
Timothy Rupp, Morgan, Lewis & Bockius
Jeff Thomas, NASDAQ Private Market
Moderator: George Chin, RGP
1:20 - 1:45 p.m.
Keynote Address: Shareholder Activism
Douglas S. Ingram, Pacific Mutual Holding Company,
Nemus Bioscience Inc.
1:45 - 2:35 p.m.
Top Trends (Part II): Governance
Mark Borges, Compensia Inc.
Rani Doyle, Morgan, Lewis & Bockius
David Rosenblum, Hanmi Financial Corporation
Moderator: Catherine Bromilow, PwC
2:35 - 2:45 p.m.
Coffee Break
2:45 - 4:00 p.m.
Top Trends (Part III): Financial Reporting
4:00 p.m. Closing Remarks
4:00 - 5:00 p.m.
Olivier C. Leonetti, Western Digital Corporation
Lisa Troe, Rubicon Project, Inc.
Glenn Tyranski, Ernst & Young
Moderator: Lynne Triplett, Grant Thornton
Dr. Vivek Mande,
CSUF Center for Corporate Reporting and Governance
Networking Reception
hosted by Woodruff-Sawyer & Co.
Conference Program Chairs
James Moloney, Gibson, Dunn & Crutcher
Wayne Pinnell, Haskell & White
Center for Corporate Reporting and Governance
A BOU T T HE CE N T E R
Housed in the Mihaylo College of Business and Economics and the Department of Accounting at
California State University, Fullerton, the Center for Corporate Reporting and Governance (CCRG) was
created in 2003 to address corporate reporting and governance issues facing companies and their
auditors in the changing financial environment. CCRG’s mission is to advance corporate reporting and
governance practices through education, research and collaboration with the business community.
C ONF E R E NC E P L A NNING C OMMI T T E E
Tony Cherbak
Ron Kent ’87
Dennis Parrott
Summer Taylor
CEO & President
RGP
Partner
McGladrey
Managing Partner
KPMG
Director
Deloitte & Touche
Mark Hughes
Vivek Mande
Wayne Pinnell
Roger Weninger
Partner, Audit Services
Grant Thornton
Director
CCRG
Managing Partner
Haskell & White
Managing Partner
Moss Adams
Bala Iyer
Joseph Moderow ’70
Chris Schmidt
Gary Wilson
Audit Committee Member
Conexant, QLogic
General Counsel (Retired)
United Parcel Service
Partner, Chairman & CEO
Moss Adams
Partner
PwC
Joe Johnson
James Moloney
Jon C. Smith
Dean Yoost
Assurance Partner
BDO
Partner
Gibson, Dunn & Crutcher
Partner
Ernst & Young
Audit Committee Member
Emulex, Pacific Life, MUFG Union Bank
C P E & C L E INF OR M AT I O N
Attendees will receive 8 hours of CPE credit for attending the entire program.
MCLE, California: Program is approved for up to 6 general credits in California.
Delivery Method: Group-Live
• Prerequisites for the entire program: A reasonable
prior knowledge of the technical requirements
of US GAAP
• Advance Preparation: Not required
Program Level
• SEC, PCAOB, FASB Updates
Level: Updates
• Other Financial Reporting Topics
Level: Intermediate
National Association of State Board of Accountancy Sponsorship
The Center for Corporate Reporting & Governance at California State University, Fullerton is registered
with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing
professional education on the National Registry of CPE Sponsors. State boards of accountancy have
final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered
sponsors may be addressed to the National Registry of CPE Sponsors,150 Fourth Ave. North, Suite 700,
Nashville, TN 37219-2417. Website: www.nasba.org