The Client Audit Package - Advanced Waste Services

A Covanta Company TheClient
AuditPackage
Milwaukee, WI
Fox Valley, WI
Rockford, IL
Portage, IN
Cedar Rapids, IA
New Castle, PA
Last Update: April 2016
Committed to Eliminating Wastes & Risks of All Kinds™
A Covanta Company . Table of Contents
Welcome .......................................................................................... 1 AWS Client Testimonials .................................................................. 2 Executive Summary  Introduction ......................................................................... 3  History……….. ........................................................................ 3  Business Description ............................................................. 4  Service Solutions & Highlights .............................................. 5  Facility Locations ................................................................... 9  Management ...................................................................... 17  Insurance Coverages Summary .......................................... 20  General Waste Treatment Process Description ................. 22  Environmental/Regulatory Permits Summary .................... 24  AWS Awards / Press ............................................................ 26  Professional Affiliations ...................................................... 28  Community Involvement .................................................... 29 Waste Processing Permits ............................................... Appendix A Transportation Permits ................................................... Appendix B Certificates of Insurance ................................................. Appendix C Committed to Eliminating Wastes and Risks of All Kinds™
A Covanta Company Welcome!
Thank you for requesting a copy of our audit package. The information included in this package provides an overview of our operations, our processes and our management team. It also contains important verifications of our insurance coverage and our licenses to provide waste transportation and disposal services to our clients. What this package doesn’t give you is a real‐life picture of who we are and what we can do to help you. To get that picture, we invite you to tour one of our facilities – in Milwaukee, Winneconne, Ripon or Kimberly, Wisconsin; in Portage, Indiana; in Cedar Rapids, IA; or in New Castle, Pennsylvania. You’ll be glad you did. Everyone at AWS focuses on creating memorable experiences for our clients. Chances are we may not be what you’re used to. Instead, you should expect more from us and, I promise, we will deliver. Yours truly, Advanced Waste Services, Inc. Michael T. Malatesta Founder, Vice President & General Manager Committed to Eliminating Wastes and Risks of All Kinds™
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Client Testimonials
"AWS began cleaning our air system and cut the time to complete that project from
eight hours to less than two. Even with short notice, the employees of AWS have
always been able to deliver excellent work."
Darren
Project Engineer
Recycling Company
"As you know, we were under extreme pressure as our line was producing rejects and so we had
to move up the scheduled project date. Your drivers and crew were here exactly when we asked
them to be and were courteous and helpful. When we all realized that we had much more work to
be done than was expected, it didn't faze your people at all. Your crew worked together with my
men to get the job done in less than the scheduled amount of time."
Paul
Plating Supervisor
Automotive Client
"Over the years, the services provided by AWS have expanded to the majority of our facilities
nationwide. The main reasons for this growth include excellent client service, a wide range of site
specific service needs, flexible scheduling, competitive pricing and constant professionalism from
project management and invoicing to hauling activities and waste treatment."
Geoff
Environmental Coordinator
Manufacturing Client
"I am pleased to say that AWS played a large role in our journey to ISO 14001 certification. From
early on in our journey you were there for us giving us great ideas for continuous improvement. You
allowed and encouraged us to observe how our waste is properly handled at your facility, which
made it easy for me to answer any disposal questions that arose during our certification audit. We
look forward to continuing our great working relationship with you and the whole AWS team in the
future and I would highly recommend AWS to anyone looking for a liquid waste hauler."
Mary
ISO 14001 Coordinator
Industrial Manufacturing Client
Our Mission is to Ensure No Waste is Ever Wasted Page |3
A Covanta Company Executive Summary
Introduction
Advanced Waste Services, Inc. is an environmental services firm specializing in non‐hazardous and hazardous waste collection, transportation, disposal and on‐site cleaning services to commercial and manufacturing clients located throughout the Midwest states of Illinois, Indiana, Wisconsin, Iowa, Ohio and Pennsylvania. The company is headquartered in West Allis, Wisconsin, a western suburb of Milwaukee, and operates full‐service waste collection and non‐hazardous waste processing facilities in Milwaukee, Ripon, Kimberly and Winneconne, Wisconsin; Portage, Indiana; Cedar Rapids, Iowa; and New Castle, Pennsylvania. Each facility maintains full‐service laboratories where lab technicians are able to analyze incoming wastes. Hazardous wastes are delivered to third party TSDFs for proper disposal. Company History
The company was started as a non‐hazardous waste transportation company on January 1, 1993 by Mike Malatesta. The company finished the year 1993 with gross sales of $673,000, a small net profit and four employees. Since then, the company has grown through a combination of internal sales and marketing efforts, targeted acquisitions and the internal development of processing plants. The company has experienced strong and steady growth, consistently growing sales and cash flow while maintaining a consecutive history of positive net income. Now in its 24th year in business, the company has about 175 employees and serves in excess of 1,000 commercial and industrial clients, generating over $50 million in annual revenue. In May 2015, Advanced Waste Services was acquired by Covanta Holding Company, the leading energy‐from‐waste company in the US. AWS became the anchor for Covanta Environmental Solutions, a wholly owned subsidiary focused on expanding Covanta’s portfolio of services in the profiled waste, environmental and industrial materials management and waste solutions arenas. Becoming a Covanta Company allows us to improve and broaden our services, our geography and our financial resources. AWS founder Mike Malatesta remains at the helm, as the Vice President & General Manager of Covanta Environmental Solutions’ West Region. Our Mission is to Ensure No Waste is Ever Wasted Page |4
Business Description
Advanced Waste Services, Inc. provides non‐hazardous and hazardous waste collection, transportation and disposal services as well as on‐site cleaning and waste‐related maintenance services to commercial and manufacturing clients in all industries. The Company operates a fleet of specialized waste collection equipment including vacuum tanker, Hi Vac, SuperSucker, Roll Off, and Van Trucks. In addition, the Company maintains specialized cleaning equipment for on‐site services that includes its patented VacSimizers, water blasters, pressure washers, confined space entry equipment, roll off boxes, vacuum boxes, drum loaders, etc. Additionally, each location maintains a full‐service, on‐site laboratory with personnel to provide analytical and testing services. The Company employs ten Solutions Sales Managers located in Wisconsin, Illinois, Indiana, Iowa, Ohio and Pennsylvania, who are in the field day‐to‐day meeting with new and potential clients to promote the Company and create opportunities. The majority of the Company’s sales practices center around face‐to‐face personal meetings with clients. The Company’s goal with prospective clients is to earn the opportunity to solve a particular problem for the client and then earn additional opportunities over time through performance. “I appreciate the fantastic level of service and attention that your company has given to us which has
kept us up and running so we could deliver to our clients. In today’s fast paced economy it is very
important to have companies like Advanced Waste on your team.”
Robert M.
Environmental and Safety Director
Chemical Company
Our Mission is to Ensure No Waste is Ever Wasted Page |5
Service Solutions
Advanced Waste Services, Inc. Advanced Waste Services, Inc. provides efficient, effective hazardous and non‐hazardous waste collection, transportation, treatment, recycling, disposal and cleaning solutions for manufacturing and commercial clients in all industries. The company’s services include those summarized below. Several are highlighted on the following pages. o
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Bulk Liquid Waste Collection and Transportation via Vacuum Tankers Drummed and Containerized Waste Collection and Disposal Waste by Rail Sludge Collection and Transportation Via “Hi Vac” and SuperSucker™ Trucks On Site Cleaning and Confined Space Services Non‐Hazardous Centralized Waste Treatment (CWT) Services Marcellus Shale Services Laboratory and Chemical Packaging and Disposal Services Oil & Gas Pipeline Maintenance Used Oil Services Rail Car Cleaning Services Food Waste Services E‐ and U‐Waste Services RCRA & DOT Training Safety and Regulatory Training On‐Site Laboratory and Analytical Compliance & Testing Services at Each Location On‐Site Lab Pack Service (GRIP Program) State‐of‐the‐Art Trailer Wash located at Milwaukee, WI Treatment Facility Emergency Spill Response Services Advanced Waste Carriers, Inc. Advanced Waste Carriers, Inc., a wholly owned subsidiary of Advanced Waste Services, Inc. operates exclusively as a contract carrier for AWS. All of the physical trucks and collection assets are owned or leased by Advanced Waste Carriers, Inc. Our Mission is to Ensure No Waste is Ever Wasted Waste by Rail & Rail Car Cleaning Services AWS is able to receive, unload and treat wastewater delivered by the railroad to its locations in Milwaukee, WI; New Castle, PA; and Cedar Rapids, IA. In addition, AWS can remove sludge from rail cars, clean them for inspection and perform other similar services, enabling the company to receive and process wastes from all over the United States. All AWS permitted waste processing facilities and fleet operations are strategically located to quickly access railroad spurs. Page |6
RCRA and DOT Training Annually, AWS invests over $250,000 into employee training. Our instructors are our employees. The instructor‐led course we design for our clients will be led by the same team that trains our experts. We designed our RCRA and DOT training to establish and/or improve our clients’ regulatory compliance, produce best practices for a safe work environment and reduce their insurance costs and compensation claims. Emergency Spill Response AWS’ Spill Response and Spill Contingency Planning protect the reputations of our clients. By providing our clients with 24/7 365 Spill Response for diesel fuel and regulated materials, they know exactly what to do and who to call when a spill occurs. Our Mission is to Ensure No Waste is Ever Wasted Used Oil Processing Page |7
Advanced Waste Services recently invested $1MM into its Milwaukee wastewater treatment plant to process used oil and oily wastewater. It’s another way we help clients eliminate wastes and risks. This process helps clients get more value for their oil and helps them comply with the EPA regulations of used oil and the rebuttable presumption. All AWS facilities have the capacity for processing used oil. By testing the used oil and confirming it is non‐hazardous, our clients greatly reduce the cost to process the used oil. More importantly, it greatly reduces the risk of fines, superfund fingerprinting and criminal penalties for not complying with environmental regulations Lab Pack Services (Get Rid of It Program – GRIP) Advanced Waste Services created an environmentally friendly lab pack program called G.R.I.P, also called the Get Rid of It Program. Whatever “It” is ‐‐ any amount, any size ‐‐ Advanced Waste Services can dispose and recycle hazardous, non‐
hazardous and universal wastes properly and quickly. The turnkey lab pack G.R.I.P program includes onsite inventory, labeling, packing, transportation and options for disposal and/or recycling. Laboratory & Analytical Services Advanced Waste Services maintains a full‐service, on‐site laboratory at each of its wastewater treatment facilities that is staffed with technicians to provide analytical and testing services. At right, a senior chemist analyzes an industrial wastewater sample to confirm it matches the Waste Certification Statement (profile) prior to the treatment process. Our Mission is to Ensure No Waste is Ever Wasted Page |8
UnWrapp – Using New Ways to Recycle All Packaged Products UnWrapp is a de‐packaging program to help clients achieve zero landfill product destruction or beneficial reuse of package products that are recalled, expired, off‐
spec, damaged – really anything deemed non‐performing inventory or “not to be sold.” Products are separated from the packaging inside our UnWrapp machine. Packaging is shredded and baled for recycling. The product can be sorted and reused as raw material ingredients or recovered for commercial reuse. It can also be beneficially reused in compost programs, anaerobic digestion facilities, our energy‐from‐waste operations or recycled back into our wastewater treatment operations. With a fleet of semi‐trailer trucks to help coordinate transportation, we can “UnWrapp” any amount and any size personal care products, cleaning products and food and beverages. Our Mission is to Ensure No Waste is Ever Wasted Page |9
AWS Headquarters Office 1126 South 70th Street, Suite N408B West Allis, WI 53214 414‐847‐7100 ▪ 800‐842‐9792 Directions to AWS Headquarters Office From I‐94: From downtown Milwaukee, follow I‐94 West to the 68th‐70th Street Exit. At the light at the end of the exit ramp (68th Street), go straight through the intersection to the next stop light (70th Street). Turn left on 70th Street, pass underneath I‐94 and proceed south on 70th Street approximately 1 mile to Washington Street. Turn left on Washington Street and turn into first entrance to the parking lot on your right. Enter the building through the main entrance, proceed to Elevator D and the 4th floor, Suite N408B. Our Mission is to Ensure No Waste is Ever Wasted AWS/Milwaukee Plant (ChemWorks) 3801 West McKinley Avenue Milwaukee, WI 53208 414‐342‐1852 P a g e | 10
Directions to AWS/Milwaukee Plant Follow I‐94 to the 35th Street Exit. Proceed north on 35th Street approximately 2 miles to Vliet Street. Turn left onto Vliet Street and proceed west to 38th Street. Turn left onto 38th Street and proceed one block to McKinley Street, which is the end of 38th Street. Cross over McKinley and turn right into driveway. Follow signs to destination. Our Mission is to Ensure No Waste is Ever Wasted AWS of Indiana 5625 Old Porter Road Portage, IN 46368 219‐763‐7600 P a g e | 11
Directions to AWS of Indiana From Chicago: Follow I‐94 East into Indiana. Exit I‐94 at Highway 249 (mile marker 19, Port of Indiana Exit). Turn right (south) off the exit ramp onto Highway 249 and proceed to the first stoplight (Melton Road/Highway 20). Turn right (west) onto Melton Road and proceed through one stoplight (Coca Cola Road) to Old Porter Road North (Old Porter Road also goes south). Turn right and proceed north onto Old Porter Road (there is a Yogi Bear Camping sign on the south side of this intersection). Old Porter Road will make a sharp right turn – do not turn right, continue straight and proceed to the AWS sign with the arrow pointing towards a gravel road. Proceed on the gravel road to facility. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 12
Rockford Transportation Terminal 304 18th Avenue Rockford, IL 61109 Advanced Waste maintains a Transportation Terminal on the south side of Rockford, IL for its Illinois truck fleet, its Illinois Industrial Services and Get Rid of It (GRIP) teams and other equipment, such as roll off containers and trailers. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 13
Advanced Waste Services of Iowa 640 63rd Avenue SW Cedar Rapids, IA 52404 (319) 730‐7467 Directions to AWS of Iowa From Downtown Cedar Rapids: Follow I‐380 South approximately 3 ½ miles to Exit 16 and merge onto US 151 South (US 30 West). Almost immediately, take Exit 242 and merge onto 6th Street SW. Proceed south on 6th Street SW for approximately 1 mile to facility on right. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 14
Advanced Waste Services of Pennsylvania 1001 Sampson Street New Castle, PA 16101 (724) 657‐8777 Our treatment facility in New Castle is located approximately 16 miles Southwest of Slippery Rock PA and 2 miles off Interstate 376. Besides easy truck access, the facility is also accessible by rail. Within 50 miles of our treatment facility and the proposed storage tank impoundment, all of Beaver, Butler, Lawrence, and Mercer Counties, and portions of Alleghany, Armstrong, Clarion, Crawford, and Venango, in Pennsylvania rests. Additionally, all of the Ohio Counties of Ashtabula, Columbiana, Mahoning, and Trumble as well as portions of Carroll, Portage, and Stark are encompassed. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 15
Advanced Waste Services of Fox Valley 210 Tower Road Winneconne, WI 54986 (920) 582‐7596 Advanced Waste Services of Fox Valley in Winneconne is conveniently located on the southwest side of Winneconne, easily accessible from Highway 116. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 16
Advanced Waste Services of Fox Valley 625 Douglas Street Ripon, WI 54971 (920) 582‐7596 Advanced Waste Services‐Fox Valley in Ripon is conveniently located in a rural, industrial area on the far east side of Ripon. The facility is easily accessible from Highway 23 (East Fond Du Lac Street). Our Mission is to Ensure No Waste is Ever Wasted P a g e | 17
Management
Michael T. Malatesta ‐ Vice President & General Manager, West Region A co‐founder of the Company, Mr. Malatesta has been involved in all areas of company management. Mr. Malatesta is a graduate of Dickinson College, Carlisle, Pennsylvania, with a BA in English. Mr. Malatesta began his career at Browning‐Ferris Industries gaining exposure to a variety of solid waste operations and gaining experience in routing, residential collection and transfer station operations. In 1989, Mr. Malatesta moved into the company’s “Special Services” division that concentrated on a wide variety of non‐solid waste activities that included the collection, transportation and disposal of liquid industrial wastes. In 1990, Mr. Malatesta was one of the youngest employees in BFI history to be promoted to the position of District Manager and Vice President for Midwest Special Services. Following the May 2015 acquisition by Covanta, Mr. Malatesta became the Vice President & General Manager of Covanta Environmental Services, West Region, which stretches from Western Pennsylvania to California. Karen Bleach ‐‐ General Manager‐‐ Wisconsin & Iowa Business Units Ms. Bleach serves as the General Manager for the Wisconsin business units located in Milwaukee & Fox Valley, as well as the business unit located in Cedar Rapids, IA; she is a CPA and graduated Magna Cum Laude from the University Wisconsin‐Oshkosh with a BBA in Accounting. Ms. Bleach has been with the Company since 1998, served as the Chief Financial Officer for numerous years before becoming General Manager, and is a valued member of AWS’ Executive Committee. Bill Dwyer – General Manager – Indiana Business Unit Mr. Dwyer joined the Company earlier in 2015 and is responsible for the overall operation of the Indiana business unit. Bill is a very accomplished and experienced industrial waste professional, with more than 20 years of field and management experience. He is a results‐ oriented, Global Supply Chain/Logistics/Transportation professional with a track record of reducing costs and facilitating new multi‐industry business revenue and profitability. Throughout his career, Bill has worn many hats, including lab pack tech, lab pack / de‐pack plant manager, Regional Services Manager, Hazardous Waste Specialist, General Manager and more. He’s worked for big and small, private and public companies. Mr. Dwyer has a broad knowledge of customer service, regulatory requirement, vendor selection and negotiation skills that support breakthrough achievements in target areas such as rail transportation, warehousing and waste management. His versatile career is complimented by a BS in Chemistry from the University of Illinois in Chicago. Mr. Dwyer serves on AWS’ Executive Committee. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 18
Tom Wendler – General Manager – Pennsylvania Business Unit Mr. Wendler has served AWS for more than 20 years in varied positions and been headquartered in Rockford, Milwaukee and now New Castle, PA. Prior to being named General Manager of the Pennsylvania Business Unit, he led the Industrial Services Division, responsible for all Company industrial cleaning operations in Wisconsin, Illinois, Indiana, Iowa and Pennsylvania. Under Mr. Wendler’s management, the Industrial Services Division grew from next to nothing to an integral and profitable part of AWS’ business, generating nearly 1/3 of overall revenue. As General Manager, Mr. Wendler is responsible for the overall operation of the Pennsylvania Business Unit and serves on AWS’ Executive Committee. He has been with the Company since 1993. William B. Christel ‐ Vice President, Environmental Health & Safety / Human Resources Mr. Christel joined the Company in August 2005. He is responsible for the oversight of employee and environmental safety protocol as well as Human Resources at the all AWS facilities. Previously, Mr. Christel held the position of Environmental, Health and Safety Manager and Human Resources Manager for ITT, a global manufacturer of precision products. He graduated from the University of Wisconsin‐Whitewater with a Bachelor of Science degree in Education/Occupational Health and Safety. He received his MBA from the University of Wisconsin‐Parkside. He is a Value Based Six Sigma change agent ‐‐ Green Belt and Black Belt certified. Mr. Christel serves on AWS’ Executive Committee. Joseph Pawlak – Vice President, Sales Mr. Pawlak joined the Company in 2010. He is responsible for the development of significant new client relationships throughout AWS’ operating region; improving and integrating existing and new hazardous waste opportunities and operations in all locations. Mr. Pawlak has a lengthy history of sales management strategies and developing territories into record‐breaking teams with Waste Management and other national companies. He received a BS degree from Murray State University in Murray, Kentucky. Mr. Pawlak also serves on AWS’ Executive Committee. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 19
KC Wulf – Director of Operations As the Director of Operations, Mr. Wulf is responsible for collaborating with General Managers on their operational directives and Business Unit plans to maximize their accomplishments. Additionally, he is responsible for leading special and business‐targeted growth projects to revenue‐producing status, as well as ensuring that elite standards, SOPs, etc. are in place. Mr. Wulf has been with the Company since 2007 when he was hired to direct AWS’ GRIP operations at our Rockford facility. Mr. Wulf graduated from Western Illinois University with a Master’s Degree in City Planning where he wrote his thesis on Recycling and Waste Management. His undergraduate work was in the fields of Earth and Environmental Sciences. The majority of his career has been spent in the hazardous waste industry including lab packing, routing waste streams for disposal, and operating a TSDF (Transfer, Storage and Disposal Facility). Other professional experiences include, managing a drilling operation, leading an emergency response HAZMAT division, overseeing a pump and treat location, health, safety and environmental director, and developing sales and fostering business with environmental brokers. Mr. Wulf is a member of AWS’ Executive Committee. Ann Marie Trapp – Controller Ms. Trapp serves as the Controller for AWS and is the conduit to the finance arm of Covanta Environmental Services. She is responsible for managing all of the AWS’s financial and accounting functions. Her duties include preparing monthly financial statements, working with lenders to secure corporate financing, working with auditors to prepare year‐end audited financial statements and corporate tax return and implementing new systems to streamline workflow. Ms. Trapp received a BA in Accounting from the University of Wisconsin‐Milwaukee and earned her CPA from the State of Wisconsin. She is a member of WICPA. William Fowler, CHMM – Waste Treatment Laboratory Manager Mr. Fowler is responsible for managing the laboratory operations not only in Milwaukee at the Company’s largest managed centralized waste treatment facility, but he also oversees laboratory operations in Indiana, Iowa and Pennsylvania. Mr. Fowler’s duties include maintaining the facility’s State of Wisconsin Laboratory Certification, monitoring incoming and treated wastewaters to ensure compliance with permit requirements and preparing required reports for various AWS operates a state‐of‐
local state and federal governmental agencies. Mr. Fowler is a the‐art Tank Wash at its graduate of the University of Wisconsin‐Stevens Point, with a BS in wastewater treatment both Biology and Wildlife Management. facility in Milwaukee, WI. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 20
Insurance Coverage Summary The following is a summary of insurance coverage and limits for Advanced Waste Services, Inc. Current certificates of insurance are included in this Audit Page in Appendix C. Named Insured: Covanta Environmental Solutions, LLC and its operating entities Policy Date: April 1, 2016 to April 1, 2017 Insurer: The Hartford Automobile Liability: For bodily injury and property damage to other vehicles arising out of owned, leased, non‐owned vehicles of CE. Limits: Combined Single Limit $2,000,000 Personal Injury Protection Statutory Each Accident Medical Expense $5,000 Uninsured Motorist Statutory Underinsured Motorist Statutory Workers Compensation/ Employers Liability For bodily injury and occupational disease to employees during course of employment: Limits: Workers Compensation Statutory Employers Liability $1,000,000 Policy/Accident/Disease. Our Mission is to Ensure No Waste is Ever Wasted Named Insured: Policy Date: P a g e | 21
Covanta Environmental Solutions, LLC and its operating entities Insurer: General Liability Ironshore Insurance Services, LLC April 1, 2016 to April 1, 2017 Limits: Umbrella For bodily injury and property damage to others arising out of CES’s operations. General liability Product Liability Personal & Advertising Injury Employee Benefits Liability Contractor Pollution Liability Site Environmental Liability Professional Liability (E&O) General Aggregate $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $1,000,000 $2,000,000 Excess coverage sit above primary general liability policy, auto liability and workers compensation; Limits: Excess Liability Per Occ. $5,000,000 General Aggregate $5,000,000 In addition, CES umbrella policy is scheduled under Covanta Holding Corporation’s excess liability policy of $25,000,000; Contractor Pollution and Site Pollution are scheduled under Covanta Holding Corporation’s Environmental Liability policy of $25,000,000. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 22
General Waste Treatment Process Description for AWS Facilities
Bulk Waste Processing 1) Bulk Receiving – Tank trucks hauling pre‐
approved loads back into the unloading area. The contents of the truck are sampled, and the sample is taken to the on‐site laboratory maintained at each location. The lab tests the sample for pollutants and for treatability (how well the waste will treat in our system or what mixture of chemicals will need to be added to the waste to treat it successfully). When approved by the lab for receipt, the contents of the truck are dumped via gravity into the underground unloading pit where it is screened (to remove debris) and then pumped to primary treatment tanks. Free oil is pumped into oil treatment tanks. 2) Primary Treatment – Primary treatment tanks are all equipped with mixers and automated chemical dispensing systems. To treat the waste, the mixers turn the waste and blend in the chemicals, which are required for treatment. The operator adds the chemicals in the proper ratio to generate a flocculation in the tank. The goal is to generate a flocculation (floc) that does two things. First, precipitate the pollutants present in the waste (mostly inorganic metal contamination. Second, create a floc that we can dewater easily. Once the floc is generated, the sludge in the tank settles by gravity so that we are left with a distinct water phase and a distinct sludge phase in the tank. 3) Oil Treatment – Free oil is treated by introducing acid, chemicals and compressed air into the tank. This combination helps split the oil from the water. Once the split is complete, the water is drained from the bottom of the tank and transferred into the primary treatment tanks, where it is treated as described in #2 above. The oil phase from these tanks is then pumped through a filter and into a holding tank, where it is stored and subsequently hauled away for reuse as a supplemental fuel. Every used oil shipment we receive is analytically tested before processing into recycled oil. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 23
4) Secondary Treatment – After primary treatment, the distinct water phase is removed (decanted) from the tank and pumped to the secondary treatment tanks. Here the water is tested in the lab to determine the level of pollutants that are still present. If the levels exceed the maximum levels prescribed in our sewer discharge permit, the water must be re‐treated. When this is the case, a chemical formula is worked up that will achieve the desired result. To treat this water, the mixers turn the water and blend in the chemicals, which are required for treatment. The operator adds the chemicals in the proper ratio to generate a flocculation in the tank. Once the water is re‐treated, it is again tested in the full‐service, on‐site laboratory AWS maintains at each location for permit compliance. If the water meets the discharge parameters, it is then discharged to the sewer. The sludge from the secondary treatment tanks is then pumped to sludge treatment. 5) Sludge Dewatering – Flocculated sludge from the primary and secondary treatment tanks is pumped to the sludge holding tanks. Depending on the AWS facility, rotary vacuums or plate and frame filter presses dewater the sludge. The dried sludge is conveyed away. The water from dewatering is then pumped to the secondary treatment tanks, where it is combined with the decanted water from the primary treatment tanks. Non‐Bulk Waste Receipt and Processing  Non‐Bulk Receiving – Pre‐approved non‐bulk containers, which include 55‐gallon drums, 275‐gallon totes, 5‐gallon pails, etc. are unloaded on the west side of the plant by fork truck. All non‐bulk containers are labeled non‐hazardous and include the name and address of the generator, the name of the waste and the approval profile number.  Liquid Removal and Treatment – Non‐bulk containers containing wastewaters and waste oils that can be treated are pumped via a unique vacuum system at the plant. These liquids are then screened and pumped into the treatment plant for processing. Empty containers are crushed and landfilled.  Solids Removal and Processing – Non‐bulk containers containing sludges, solids and non‐treatable liquid products are transitioned to the solidification unloading station. At this station, the drums are conveyed into a 17,000‐gallon solidification pit. Here, a 60,000‐pound excavator opens the drums. Solidification media is conveyed into the solidification pit. The excavator operator then solidifies all the waste from the non‐bulk containers. The solidification sludge is then loaded into dump trailers for transport to the landfill. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 24
Environmental / Regulatory Permits Summary
The company maintains a long list of waste processing permits required for its operations. Copies of current Waste Processing permits are included in this Audit Package in Appendix A. WasteProcessingPermits
State of Wisconsin o WDNR Solid Waste Processing Facility Permit – Milwaukee Facility o Milwaukee Metropolitan Sewerage District Waste Water Discharge Permit – Milwaukee Facility o WDNR Environmental Sample Analysis Laboratory License – Milwaukee Facility o WDNR Wastewater Pretreatment Industrial Permit – Winneconne Facility o City of Ripon Industrial Wastewater discharge Permit – Ripon Facility o Heart of the Valley Metropolitan Sewerage district Wastewater Discharge Permit – Kimberly Facility State of Indiana o Indiana Department of Environmental Management Industrial Pretreatment Permit o Indiana Department of Environmental Management Solid Waste Permit o Portage Wastewater Reclamation Discharge Permit State of Iowa o Cedar Rapids, Iowa Industrial Waste Discharge Permit State of Pennsylvania o New Castle, Pennsylvania Industrial User Wastewater Permit o PA DEP Solid Waste Disposal/Processing Facility Permit o PA DEP Municipal Waste Permit Modification Our Mission is to Ensure No Waste is Ever Wasted P a g e | 25
WasteTransportationPermits
Advanced Waste Carriers, Inc., a wholly owned subsidiary of Advanced Waste Services, Inc. operates exclusively as a contract carrier for AWS. All of the physical trucks and collection assets are owned or leased by Advanced Waste Carriers, Inc. The company maintains a long list of transportation permits required for its operations, many indicated below. Copies of all current waste transportation permits are included in this Audit Package in Appendix B. o USEPA Identification Number – WI000815381 o US DOT Number – 508337 o Federal Motor Carrier Contract Carrier Authority – MC260292 o United States Hazardous Materials Permit o Uniform Hazardous Waste Credential ‐ Provides authority to transport hazardous waste in the states of Minnesota, Illinois, Nevada, Ohio, West Virginia, Michigan o State of Wisconsin Hazardous Waste Transportation Permit o State of Wisconsin Solid Waste Transportation Permit o State of Wisconsin Infectious Waste Transportation Permit o State of Wisconsin Used Oil Transportation Permit o State of Arkansas Hazardous Waste Transportation Permit o State of California Hazardous Waste Transportation Permit o State of Colorado Hazardous Materials Permit o State of Florida Hazardous Waste Transportation Permit o Illinois EPA Used Tire Hauling Permit o Indiana Department of Environmental Management Septage Transportation Permit o State of Kansas Hazardous Waste Transportation Permit o State of Kentucky Hazardous Waste Transportation Permit o State of Michigan Department of Environmental Quality Transportation Permit o State of Missouri Hazardous Waste Transportation Permit o State of North Dakota Hazardous Waste Transportation Permit o State of Pennsylvania Hazardous Waste Transporter Permit o State of South Carolina Hazardous Waste Transportation Permit o State of Tennessee Hazardous Waste Transportation Permit o State of Texas Hazardous Waste Transportation Permit o NMFTA Alpha Code Credentials Our Mission is to Ensure No Waste is Ever Wasted P a g e | 26
Resourceful. Determined. Professional. ™ AWS Awards / Press
 Received the 2012 Gold Award for regulatory compliance excellence as one of the best industrial wastewater pretreatment facilities in the Rock River Water Reclamation District in Rockford, IL.  Named every year from 2007 to 2012 to the Inc. 5000 List of Fastest Growing Private Companies.  Consistently ranked in upper half of the Waste Age 100 Largest Solid Waste Firms in the United States and Canada.  Consistently ranked in top 50 of the North America’s Largest Waste Hauling & Disposal Companies by Waste & Recycling News.  Ranked #35 By Inc Magazine to the Top Environmental Companies on the 2012 Inc. 5000 List.  Received Gold Safety Achievement Award from Raffles Insurance Ltd. for 2010 through 2012 for receiving the highest total point score in the Heavy Duty Specialty Category.  Received Fleet Safety Award from Raffles Insurance Ltd. For 2010 through 2011 in recognition of driving between 4 million and 9 million miles with zero DOT‐Reportable Accidents.  Received the Leadership Award from Keep Greater Milwaukee Beautiful in 2012 for outstanding efforts in environmental advocacy and commitment to the preservation and protection of land, water and air. Our Mission is to Ensure No Waste is Ever Wasted 
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Received the Bravo! Entrepreneur Award from Wisconsin BizTimes in 2012, honored as one of the region’s most creative and innovative entrepreneurial company. Recognized in 2009 and 2010 by the Milwaukee Business Journal as a Fastest Growing Firm in Southeastern Wisconsin, exhibiting commitment, determination and vision. Received the IQ Award (Innovation Quotient) in 2010 from the Milwaukee Business Journal for the design and development of the VacSimiler®, our patented vehicle. Recognized by CHWMEG, Inc. in September 2005 and 2012 for completing their Facility Review Program.  Selected as a winner of the 2005, 2006 and 2007 Mid‐Market Growth Awards by the Milwaukee Business Journal for outstanding achievements in increasing revenue growth over the prior three years.  Profiled in the April 2007 issue of Fleet Maintenance, Best Practices for Maintenance Management.  Named to the Metropolitan Milwaukee Association of Commerce Future 50 List in 2006, 2002 and 1999, an annual list to honor the fastest growing companies in the Metropolitan Milwaukee area. Further honored by receiving the Master Mettle Award in 2006 for being included on the Future 50 List for the third time. Our Mission is to Ensure No Waste is Ever Wasted P a g e | 28
Professional Affiliations:
AWS is honored to be a member of and participate in the following professional affiliations. 
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WEFTEC (Water Environment Federation) M7 Water Council (Milwaukee 7) Keep Greater Milwaukee Beautiful (KGMB) MMAC (Milwaukee Metropolitan Association of Commerce) ACG (Association for Corporate Growth) CHWMEG NAWT (National Association of Wastewater Transporters) NORA (Association of Responsible Recyclers) Wisconsin Manufacturers & Commerce Wisconsin/National Safety Council Indiana Manufacturers’ Association Pennsylvania Manufacturers’ Association PIOGA – Pennsylvania Independent Oil & Gas Association WaterJet Technology Association Industrial & Municipal Cleaning Association Federation of Environmental Technologists ISN NetWorld American Society for Safety Engineers 30th Street Industrial Corridor (Milwaukee) Cedar Rapids Chamber of Commerce FaB‐Milwaukee (Food and Beverage Industry Network) Winneconne Chamber of Commerce Wisconsin Wastewater Operators’ association WATERisLIFE.com Our Mission is to Ensure No Waste is Ever Wasted P a g e | 29
Community Involvement:
AWS is proud to support many local, regional and national organizations, among them: 
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The Cystic Fibrosis Foundation St. Jude’s Children’s Hospital United Way Keep Greater Milwaukee Beautiful United Performing Arts Fund Milwaukee Art Museum Milwaukee Public Museum Milwaukee Zoological Association Keep Northern Illinois Beautiful Children’s Hospital Foundation St. Mary’s Burn Center Foundation The Leukemia & Lymphoma Association Susan G. Komen Race for the Cure WATERisLIFE.com City of West Allis Christmas Parade Milwaukee Public Library Foundation Case Girls Volleyball Team City of Portage Annual Fireworks Fund Our Mission is to Ensure No Waste is Ever Wasted Appendix
A
Waste Processing Permits AWS Audit Package
April 2016 Committed to Eliminating Wastes and Risks of All Kinds™
STATE OF WISCONSIN
DEPARTMENT OF NATURAL RESOURCES
SOLID WASTE FACILITY OPERATION LICENSE
AUTHORIZED CONTACT:
KAREN BLEACH, GM
ADVANCED WASTE SERVICES - CHEMWORKS
3801L W MCKINLEY AVE
MILWAUKEE, WI 53208
LICENSE NO:
TYPE OF FACILITY:
4389
SW Proc Waste Solidification
EFFECTIVE DATE:
DATE OF EXPIRATION:
October 1, 2015
September 30, 2016
U.S. EPA I.D. NUMBER:
WIR000136572
LICENSEE:
ADVANCED WASTE SERVICES - CHEMWORKS
NAME OF OPERATION:
ADVANCED WASTE SERVICES INC
LOCATION OF OPERATION:
3801L W MCKINLEY AVE MILWAUKEE
MILWAUKEE COUNTY , STATE OF WISCONSIN
This license authorizes the licensee to operate the solid waste facility described above during the term hereof except as modified by the Department. This
license is subject to and conditioned upon compliance with the provisions of chapter 289, Wis. Stats., and chapters NR 500-590, Wis. Adm. Code, any plan
approval and modifications thereof, and any special order and modifications thereof issued by the Department. Any exemptions from the requirements of
chapters NR 500-590, Wis. Adm. Code, issued for the facility are listed above.
FORM 4400-8 REV. 12-2013
SE 41 FID: 341179300
Permit Number: 1-16-,{
INDUSTRIAL USER PERMIT
In accordancewith the provisions of New CastleCity Ordinance Section 933:
Advanced Waste Servicesof Pennsylvana"LLC.
101 River ParkDrive
New Castle,PA 16101
Is hereby authorized to discharge industrial wastewater from the above-identified facility and
throt'gh the outfall(s) identified herein into the City of New Castie sewer system in accordance
with the conditions set forth in this permit. Compliance with this permit does not relieve the
permittee of its obligation to comply with any or all applicable pretreatment regulations,
standardsor requirements under local, State, and Federal laws, including any such regulations,
standards,requirements or laws that may become effective during the term of this permit.
Noncompliance with any term or condition of this permit shall constitute a violation of the City
of New Castle SewerUse Ordinance.
This permit shall expire at midnight on December31, 2016.
If the perrnittee wishes to continue to discharge after the expiration date of this permit, an
application must be filed for a renewal permit in accordance with the requirements of New
Castle's City Ordinance Section 933.17,a minimum of 180 days prior to the expiration date.
NEW CASTLE SANITATION AUTHOzuTY
By:
Pretreatment Notification No. WI-0002232-01-0
WISCONSIN
DEPT. OF NATURAL RESOURCES
WASTEWATER PRETREATMENT INDUSTRIAL
NOTIFICATION
STATE OF WISCONSIN
DEPARTMENT OF NATURAL RESOURCES
Chief Waste Treatment Corp
is permitted, under the authority of Chapter 283, Wisconsin Statutes, to discharge from a facility
located at
210 Tower Road, Winneconne, WI 54986
to
Winneconne Wastewater Treatment Facility
in accordance with the effluent limitations, monitoring requirements and other conditions set forth in this notification
and the applicable administrative codes.
State of Wisconsin Department of Natural Resources
For the Secretary
By
cd2-L~~
Charles Schuler
Wastewater Specialist
,\ - 07 -"2Do9
Date Notification SignedlIssued
EFFECTIVE DATE - November 01, 2008
CITY OF RIPON
OFFICE OF THE WASTEWATER FACILITY DIRECTOR
April 27, 1998
Mr. Joe Roerick
Chief Liquid Waste
608 Memorial Drive
WUruneconne, VVl 54986
Dear Joe:
Re: Industrial Wastewater Discharge Permit
I have reviewed your February 8, 1998 letter of application and related
information for discharging pretreated industrial wastewater to the City of Ripon sanitary
sewerage system. It is my understanding that your new company called Chief Waste
Treatment Corporation will be located at 625 South Douglas Street and is co-owned by
Mr. Pat Wittlinger, who will be the licensed operator of the treatment processes.
Based on the specific information submitted in your application and subsequent
meeting and verbal communications with you and Mr. Wittlinger, I believe your plan for
discharge to the Ripon sanitary sewers will be in compliance with the City's sewer usage
code. However, to clarify issues raised, discussed and tentatively agreed upon; I will
briefly highlight those issues as follows:
(1)
(2)
An appropriate and accurate flow proportional automated monitoring
system of your wastewater discharge to the City will be planned, installed,
and approved under the authority and guidance of a registered Professional
Engineer. It is my understanding that you have retained Mr. Joe Kraemer,
P.E., of Badger Labs and Engineering for this service. As agreed, please
provide me a copy of the monitoring system drawings and specifications
as soon as they are available.
Sampling and testing frequency of your wastewater discharge will be on a
24-hour basis until an adequate history of volume and pollutants, as
determined by me, is established. 48-hour testing frequency will be
allowed after adequate history is determined.
100 Jackson
Street
Ripon, Wisconsin 54971-1396
(414) 748·4912
(3)
(4)
(5)
(6)
(7)
(8)
(9)
In addition to daily flow volume chart recordings, a daily printed or typed
log of volume totals will be maintained by your company and submitted to
my office on a monthly basis.
Testing will be performed for Biochemical Oxygen Demand (BOD), Total
Suspended Solids (TSS), Phosphorous (P), and Nitrogen Ammonia NHJ).
A log of these test results will be submitted to my office at the same
frequency and time as the flow volume reports. Your company will be
responsible for testing requirements to be performed by a laboratory
registered and certified by the Wisconsin Department ofNatural
Resources (WDNR).
Metals will be tested in accordance with WDNR regulations for metal
platers and finishers. Metal discharge limits will be the same as those
required by WDNR unless total metal discharge loadings to the City
become a problem as determined by the City.
The Hydrogen Ion concentration (PH) will be tested on each equalization
tank «batch" discharged by your operator and logged for reference. A pH
neutralization feed line will be installed for adjusting the pH as needed.
Flow equalization tanks used for discharge to the City will include two
each at 5,000 gallons capacity each. Predicted average discharge volume
is4,Oee gallons per.day. IO,OrJO
The automated discharge sampler and refrigerated sample bottle
compartment will be of the locking variety to provide discreet sampling by
the City whenever desired.
Biochemical Oxygen Demand (BOD) loadings discharged to the City will
be limited to 200 po~s per day. Pre-treatment of BOD by your
company to maintain this level will be required if any exceedences of 200
pounds per day is experienced.
In addition to the above specific issues addressed, your company will also be subject to
City of Ripon sewer use codes Chapter 17.04 and Chapter 17.16. While you have already
requested, received, and reviewed a copy of these two Chapters, a copy of each is
enclosed with this letter for your use as an extra copy.
With the understanding that your company will be in compliance with the requirements
stated in this letter and the Ripon sewer usage codes, permission is hereby granted to
begin discharge ofyoUI company's wastewater to the Ripon sewers as soon as all
requirements are in place for discharge compliance. However, no discharge may occur
until I have an opportunity to physically visit your facility to help determine the
probability for discharge compliance. Please contact me 10 days or more prior to your
planned start up of the facility.
It has been a pleasure working with you and Mr. Wittlinger on this project. I hope your
new business venture here in Ripon is profitable and that the relationship with the City
remains positive.
Ifyou or Pat has any questions or need additional infonnation, please feel free to contact
me.
Sincerely,
~th
HOOP~
'PbjIip W.
Wastewater Facility Director
PWH:ak
Enclosures
cc: Pat Wittlinger, CWTC
Steve Barg, City Administrator
Richard Fenner, Public Works Operations Superintendent
Travis Drake, City Engineer
P a g e | 32
Appendix
B
Transportation Permits AWS Audit Package
April 2016 Our Mission is to Ensure No Waste is Ever Wasted UNITED STATES OF AMERICA
DEPARTMENT OF TRANSPORTATION
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION
HAZARDOUS MATERIALS
CERTIFICATE OF REGISTRATION
FOR REGISTRATION YEAR(S) 2015-2018
Registrant:
ADVANCED WASTE CARRIERS INC.
Attn: PAUL MEAHL
1126 S 70TH ST SUITE N408B
WEST ALLIS, WI 53214
This certifies that the registrant is registered with the U.S. Department of Transportation as required by
49 CFR Part 107, Subpart G.
This certificate is issued under the authority of 49 U.S.C. 5108. It is unlawful to alter or falsify this
document.
Reg. No: 062415 550 078XZ
Issued: 06/24/2015
Expires: 06/30/2018
HM Company ID: 039961
Record Keeping Requirements for the Registration Program
The following must be maintained at the principal place of business for a period of three years from the
date of issuance of this Certificate of Registration:
(1) A copy of the registration statement filed with PHMSA; and
(2) This Certificate of Registration
Each person subject to the registration requirement must furnish that person’s Certificate of Registration
(or a copy) and all other records and information pertaining to the information contained in the registration
statement to an authorized representative or special agent of the U. S. Department of Transportation upon
request.
Each motor carrier (private or for-hire) and each vessel operator subject to the registration requirement
must keep a copy of the current Certificate of Registration or another document bearing the registration
number identified as the "U.S. DOT Hazmat Reg. No." in each truck and truck tractor or vessel (trailers
and semi-trailers not included) used to transport hazardous materials subject to the registration
requirement. The Certificate of Registration or document bearing the registration number must be made
available, upon request, to enforcement personnel.
For information, contact the Hazardous Materials Registration Manager, PHH-52, Pipeline and Hazardous
Materials Safety Administration, U.S. Department of Transportation, 1200 New Jersey Avenue, SE,
Washington, DC 20590, telephone (202) 366-4109.
State of Wisconsin
DEPARTMENT
OF NATURAL
RESOURC
101S. WebsterSt.
Box792'l
Madison,Wl53707-7921
ScottWalker,Governor
CathyStepp,Secretary
(608)266-2621
Telephone
FAX(608)267-0560
TTYAccessviarelay -711
March 3,2016
Facility Identification#: 341206910
PAUL MEAHL
ADVANCED WASTE CARRIERS INC
1126S TOTHST SUITE N4O8B
WESTALLIS. WI53214
RECEIPT OF SAFETRANSPORTCERTIFICATION
Provided under Chapter NR 488,Wis. Adm. Code
This receipt acknowledgesthat the above facility has certified that regulated refrigerants will not be
knowingly or negligently releasedfrom refrigeration equipment during its transport for the purposes of
salvaging or dismantling, as required by Section 285.59,Wisconsin Statues.
This receipt is valid until March 31,2017. As long as it is valid, this receipt must be retained at the above
facility. Additionally, a copy must be kept in each vehicle used for safe transport and shall be made
available to the Department upon request. A renewal form will be sent approximately one month before this
date.
The Department has received $350 from this facility as fees for this certification, authorizing the following
vehicles for safe transport:
# Vehicles
Tvne
I
CHEVY PICKI]P #IIO2
I
FORD PICKUP #II4I
3
PETERBUILT BOX TRUCKS (106,109,110)
PETERBUILT SE1\{I TRAC TOR (3| 4, 3 47,383,39
6,7| tt3 4\
dnr.wi.gov
wisconsin.gov
QualityNaturalResourcesManagement
ThroughExcellentCustomerService
v=ry
"dy"lfr,"'J
Paper
Please provide written notification of any changes to the Bureau of Air Management Refrigerant
Program at the above address. Send $25 for each vehicle to be added to this list.
Thank you for compliance in this environmental program. Pleasecall (608) 266-2879with any questions,
or visit our web site at http://dnr.wi.gov/topic/airquality/refrigerants.html
Sincerely,
Jeff Myers
Refrigerant Program Coordinator
Bureau of Air Manaqement
dnr.wi.gov
wisconsin.gov
Quality Natural ResourcesManagement
ThroughExcellentCustomerService
I -
'd*f$s
Paper
PUBLICUTILITIES
COI\,IMISSION
OFTHESTATEOFCOLORADO
PERMIT
NO.HMP-20324
# Vehictes
10
ADVANCED
WASTE
CARRIERS,
INC.
1126 South70thStreetSuiteN408B
WestAltis,Wl 53214
ln compliance
with the provisions
of Section42-70-202(b),
C.R.S.,the commission
doesgrantauthorityto
transporthazardous
materiatssubjectto the limitationsandprovisions
mentionedbetow.
1 . A c o p y o ft h e s h i p p i n g p a p e r s a s r e q u i r e d b y 4 9ICT.ZF..ZR0. 0 m u s t b e c a r r i e d i n t h e t r a n s p o r t i n g m o t o r
vehicle.
7. Thispermitmustbe carriedin the transporting
motorvehicle.
3. Theabovenamedcarrierhaspaidthe requiredamountandis authorized
to makecopiesfor the numberof
vehicleslistedhereinon the permit.
Thispermitdoesnot authorizefor-hiretransportation
requiringspecificauthorityunderTitte 40, Artictes13 &
1 6 ,C . R . S .
Fut[comptiance
with the lawsof the Stateof Colorado
of the Department
andwith the Rutesand Regutations
of PublicSafetyis requiredunderthispermit.
Thispermitis vatidfromFebruary
12,2016throughFebruary
12,2017.
Datedat Denver,Colorado,
January
4,2016.
WITNESSMY HAND AND THE SEAL OF
THE PUBLICUTILITIESCOMMISSION
OF THE STATE OF COLORADO
n
,r1
W*r*'Wc*-
{
DOUGDEAN
DIRECTOR
***********************************************************
HAZARDOUS WASTE TRANSPORTER
CERTIFICATE OF APPROVAL
***********************************************************
This is to certify that the carrier specified below has been approved as a hazardous waste transporter in Florida.
The terms and conditions of this certificate require that the holder comply with all applicable portions of Chapter
62-730, Florida Administrative Code. This certificate shall be rendered null and void if any information contained
within becomes obsolete. The certificate shall remain valid through the expiration date specified below.
TRANSPORTER:
Advanced Waste Carriers Inc
FACILITY ID NO:
WI0000815381
FACILITY ADDRESS:
3801K West McKinley Ave
Milwaukee, WI 53208
EXPIRATION DATE:
November 30, 2016
APPROVED TRANSFER FACILITY: NO
APPROVAL ISSUED BY:
________________________ DATE: November 30, 2015
Susan Horlick
Environmental Specialist III
Hazardous Waste Regulation Section
850/245-8778
Stateof Kansas
KansasDepartmentof HealthandEnvironment
2016HazardousWasteTransporter
RegistrationCertifi cate
(A hazardouswastetransportermay also transportused oil)
This certificateacknowledges
thatthe companynamedbelowis registeredwith the KansasDepartment
of HealthandEnvironment,Bureauof WasteManagement,
asa hazardous
wastetransporter.
ADVANCEDWASTECARRIERSINC
38OIKW MCKINLEYAVE
MILWAUKEE.WI 53208
EPA ID Number:WI0000815381
A copyof this certificatemustbe carriedin eachcompanyvehiclethattransportshazardous
wastein the
Stateof Kansasandmustbe madeavailablefor reviewuponrequest.
Thisregistration
is valid from January 1,2016throughDecember31,2016.
,alLt*-
Issued: December29. 2015
CandyWilliamson
Bureauof WasteManagement
KansasDepartmentof HealthandEnvironment
,:,
-L -5
ge
MichiganDepartmentof EnvironmentalQuality
Uniform Program
for Liquid Industrial Waste
TransportationCredentials
PAUL MEAHL MIKE MALATESTA
ADVANCED WASTE CARzuERSINC
1 1 2 6S . 7 O T H
ST
SUITEN5O8B
W. ALLIS, WI 53214
Telephone
Numberin caseof accidentor emergency:(800)842-9792
NationalUniformProsramCredential
Number:UPW05083
37OH
MichiganLIW Uniform ProgramIdentificationNumber: LIW0508337MI
certified
ay:/cMt2fl,
?lntH
Registration
Issued:311112016
Registration
Expiration:3llll20l7
IssuingAgency: Departmentof EnvironmentalQuality
AgencyTelephone
Number: (586)-753-3850
or (586)-494-5091
EQP5124(REV3/11)
Missouri Department of Transportation
Motor Carrier Services
830 MoDOT Drive, P.O. Box 270
Jefferson City, MO 65102-0270
(866)831-6277 or (573)751-7100
HAZARDOUS WASTE TRANSPORTER LICENSE CERTIFICATE
File No:
Name:
D/B/A:
City:
State:
USDOT 508337
License No:
15J25002000
Expiration Date:
Effective Date:
September 25, 2016
ADVANCED WASTE CARRIERS INC
MILWAUKEE
WI
September 26, 2015
In accordance with Section 260.395 of the "Missouri Hazardous Waste Management Law", the
Missouri Department of Transportation approves the application of the above-named transporter.
Beginnning on the effective date shown above, until the expiration date, this transporter may transport
hazardous waste within this state. This permit is not transferable, and does not apply to other
environmentally regulated areas.
All equipment used for the transport of hazardous waste shall meet and be operated in accordance with
the provisions of the Missouri Hazardous Waste Management Law (Section 260.350 to 260.430,
RSMo) and rules made under its authority. The Department does not inspect each vehicle to be used for
hauling waste, and the issuance of this permit does not imply approval of that equipment.
The Department may suspend, revoke, or modify this permit if it finds that the hauler is in violation of
the chapter, rules, or any terms or conditions thereof, or has created a public nuisance, or posed a threat
to the health of humans or other living organisms.
This license must be carried in the vehicle at all times when transporting hazardous waste. The license
must be shown torepresentatives of the Department, Officers of Missouri Highway Patrol and other law
enforcement officials on demand.
Issued at 830 MoDOT Drive
Post Office Box 270
Jefferson City, MO 65102-0270
On September 25, 2015
Director of Motor Carrier Services
MISSOURI DEPARTMENT OF TRANSPORTATION LICENSE NUMBER 1003488
nl
I
J
i.!tr_!o$( | Depar$n€ntot
. iifihl{,rm ltnvlronmental
\rr
I ConserYation
ENTOF EI.IVIRON
MENTALCONSERVATION
NEWYORKSTATEDEPARTM
MANAGEMENT
DIVISION
OF MATERIALS
PART364
WASTETRANSPORTER
PERMITNO.WI.O23
Pursuantto Article27 .Tites 3 and 15 of the EnvironmentalConservationLaw and 6 NYCRR3e
PERMITWPE:
PERMITISSUEDTO:
INC.
ADVANCED
WASTECARRIERS,
1126SOUTHTOTHSTREET
SUITEN4O8B
WESTALLIS.W 53214
CONTACTNAME
COUNTY:
TELEPHONE
NO:
tr NEW
tr RENEWAL
r MODIFICAT]ON
1112212015
EFFECTIVE
DATE:
EXPIMTIONDATE:
02i12t2016
USEPAlD NUMBER: W10000815381
PAULMEAHL
OUTOF STATE
(414)47.F3100
WASTETYPESBY DESTINATION
FACILITY:
AUTHORIZED
WasteType(s)to the Destination
Feciftylisted:
ThePermiftee
is Authorized
to Transportthe Foltowing
DestinationFacility
Location
Waste Typ€(s)
ADVANCEDWASTESERVICES
MILWAUKEE.W
Non-HazardouslndustriauComnercial
ADVANCEDWASTESERVICESOF
INDIANA
PORTAGE,IN
Non-Hazardous
IndustriaUComnercial
ADVANCEDWASTESERVICESOFPA
NEW CASTLE. PA
Non-Hazardous
Industriaucomnercial
CovantaNiagara,L.P.
NiagaraFalls , NY
Non-Hazardous
IndustriaUComnErcial
HylandLandfill
Angelica,NY
Non-Hazardcius
lndustriaUComnercial
TRADEBETREATMENT& RECYCLING.
LLC
EASTCHICAGO, lN
HazardousIndustrhl/Commercial
INC.
US ECOLOGYIDAHO,
GRANDVIEU/.ID
Hazardouslndustrbl/Commercial
with
NOTE:By acceptance
uponstrictcompliance
of thispermit,the permitteeagreesthatthe permitis contingent
printedon the backof
regulations,
the Environmental
Conservation
Law,all applicable
andthe GeneralConditions
thispage.
ADDRESS:
NewYorkStateDepartment
of Environmental
Conservation
- WasteTransporter
Program
Divisionof MaterialsManagement
Floor
625Broadway,9th
.NY 12233-.7251
AUTHORIZED
SIGNATURE:
Date: ll I JCI
t(
PAGE1 OF 2
Ohio
PublicUtilities
Commission
AND NECESSITY
CERTIFICATE
OF PUBLICCONVENIENCE
NUMBER00601331
ls herebyissuedto:
ADVANCEDWASTECARRIERSINC
1126SOUTHTOTHSTREETSUITEN4O8B
WestAllisWl 53214
This Certificate
of PublicConvenience
as Necessityrecognizes
motor transportation
companyas
the above-named
motorcarrierfor hire,transporting
an interstate,
underthe jurisdiction
of the PublicUtilitiesCommission
of Ohio and
authorizesthis entity to operateas an intrastatemotortransportation
companyin accordancewith all effectiveorders,
of thePublicUtilities
Commission
of Ohioprescribing
therightsof saidcarrier,
whichaffecttheStateof Ohio.
This certificateis conditioned
in that local subdivisions
may make reasonable,
local policeregulations
within their
respective
boundaries
notinconsistent
withtheprovisions
of Chapters
4921and4923,Revised
Codeof Ohio.
Dated:January15,2015
By Orderof
THEPUBLIC
UTILITIES
COMMISSION
OFOHIO
Administrative
Systems
Division
Transportation
Department
||ilililililtilililtil
00102545
180 EastBroadSt
Columbus,
OH43215
urlvrrv.
PUCO.ohio.gov
A.
I
L
tf-
,/- Ontario
Ministry
of
Transportation
Official Receipt
Reguofficiel
Ministdre
des
Transports
ATTENTIOT,I
OF MICHAELMALATESTA
ADVAIICED
WASTECARRIERSII.IC.
1126 S TOTHST SIJITEN4O8B
U'ESTALLIS WI 53214
USA
Date
Tlme
/ Heure
zo'rs/ 12/ zz
-*#
(IUVU)
N'd'immatriculation
d'utilisateur
de v6hiculeutilitaire
17 : 55 : 35
1 37-666-029
CVOR Applicatron# / N. de la demande d'IUVU
00646352
Transactbn Details / D€tails de I'oodration
Amount / Montant
$
RENEV'AL
OF CVORCERTIFICATE
Payment
Received
/ Paiement
regu $
5O.OO
50. 00
Paymentby CrediUDebitCard
Paiementpar cartede cr6diVddbit
t4/C 5567*********680
001001942/ 151222/175535/ M
670243
Card # and ExpiryDate / Node carte et date d'expiration
Reference# / N" de r6f6rence
Authorization # / N' d'autorisation
NOTTCE/AV|S
YCX.R
CERTIFICATE,CVffi # 137-666-029, EXPIRESCht2017/O1/1A.
Please note that the renewalor replacementof a CVOR
certificatedoes not afiect the suspensionof a CVOR certificate,
proposedor imposedby the Registrarof MotorVehicles,under
the authority of Section 47 of the Ontario Highway TrafficAcL
Veuillezprendrenotequele renouvellement
ou le remplacement
d'uncertificate
d'IUVUn'aaucumeffetsurla suspension
d'un
certificatd'lUVU,propos6eou impos6epar le registrateur
des
vdhicules
automobiles,
en vertude l'article
47 du Codede la
routede l'Ontario.
THANKYOUFORYOURPAYMENT
MERCIDEVOTREPAIEMENT
SR-LH-124 2009/11(p)
@ Queen's Printerfor Ontario,2010 / O lmprimeurde ta Reine pour I'Ontar[, 2010
Alliancefor UniformHazMat
TransportationProced
ures
UniformProgram
Credentials
ALLIANCE
FOR
UNIFORM
HAZMAT
ADVANCED
WASTECARRIERSINC
1126SOUTHTOTHSTREETSUITEN4O8B
WestAllis,Wl 53214
USDOTCensus#
00508337
MC Docket#
00260292
lD #
EPATransporter
W10000815381
lntrastateMotorCarrier#:
N/A
TRANSPORTATION
PROCEDURES
102545
137639
800'842-9792
PhoneNumberto call in caseof a accidentor emergency:
UniformProgramlD:
uPWos083370H
CertifiedBy:
Gales,Katherine
lssuance
Date:
03-Dec-2015
lssuingAgency:
PUBLICUTILITIES
COMMISSION
OF OHIO
AgencyTelephone:
(614)466-3392
Expiration
Date:
q6tP
01-Jan-2017
SEE REVEf,SEFORADDITIONAL
CONDITIONS
PROITOl'E
PR()r't.(;-l
P ROS P t: R
CiuherineE. Heigel.Direcror
l)rotnrttittg,tnd
protectittg tl.,e /tenlrh o.f t/.tt puhlic and ty'tcun'iruu;uru!
SOUTHCAROLINA DEPARTMENTOF HEALTHAND ENVIROMENTALCONTROL
BUREAU OF LAND AND WASTEMANAGEMENT
Hazardous
WasteTransporterPermit
Dateof Issue:April 16.2016
Expirationdate: April 16.2019
Permit:wI0000815381
Permission
is herebygrantedto:
Nameof transporter:
Address:
ADVANCEDWASTE CARRIERS.INC.
1126S. 7O'" STREET.SUITE N4O8B
WEST ALLIS. WI 53214
Supervisor:
Phone:
PAUL MEAHL
414-847-7100
For the operationasa transporterof hazardous
wastelocatedin WestAllis. WI.
This permit is issuedpursuantto Section 44-56-10et Scq.of the 1976 South Carolina Code of
Laws, as amended,and South Carolina Rule(s) and Regulation(s)6l-79. The authority granted
hereunder is subjected to the requirements of the aforementionedlaws and regulations and the
following conditions:
(Seeattached
list of conditions)
SallieW. Williams
HazardousWasteComplianceSection
Complianceand EnforcementDivision
Bureau of Land & WasteManagement
This permit is non-transferableand is the property of the Bureau of Land and WasteManagement
and must be surrenderedon demand. Keep posted at all times in a conspicuousplace on the
premises.
SOL.r'l'It (l ;\ROLINA
DL,l'AR'i'MliN'l'Of
lll:lAl-'liI
r\ND llNVlR()NMliN't'Al,
. n'rvt'scdhec.gov
2600lirrll Sreet . Clolurubia. SCI29201. Phorre (803)8911-3.132
(iON'f I{OL
t0
0
STATEOF TENNESSEE
DEPARTMENT
AND CONSERVATION
OF ENVIRONMENT
DIVISIONOF SOLIDWASTEMANAGEMENT
HAZARDOUSWASTE MANAGEMENTPROGRAM
HMARDOUSWASTETRANSPORTER
PERMIT
A HMARDOUSWASTETRANSPORTER
PERMITIS REQUIREDIN THE STATEOF TENNESSEEBY THE
DEPARTMENT
FORTHETRANSPORTATION
OF ENVIRONMENTAND
CONSERVATION
OF
HMARDOUSWASTES
THATORIGINATE
INTHESTATEOFTENNESSEE
AND/ OR HAVEA
TENNESSEE
DESTINATION
THIS PERMIT IS NOT TRANSFERABLE
T H I SP E R M I TI S S U E DT O :
AdvancedWasteGarriers,Inc.
3801K WEST MCKINLEYAVENUE
MILWAUKEE.
WI53208
PERMITNUMBER
wr0000815381
EFFECTIVE
DATE
EXPIRATIONDATE
2016
31,2017
PERMITEFFECTIVEUNTILTHEABOVEEXPIRATION
DATEUNLESS
RESCINDED
SUSPENDED.REVOKED.OR VOLUNTARILY
SPECIALINSTRUGTIONS:
1 . AN ORIGINALOR PHOTOCOPYOF THIS PERMITMUST BE KEPT IN EACH TRANSPORTVEHICLE
GENERATORSOF HATARDOUSWASTE IN THE STATEOF TENNESSEEARE REOUIREDBEFORE SIGNING
HAZARDOUSWASTE MANIFESTS,TO VERIFYTHATTHE TMNSPORIERS TO WHOM THEY GIVE THEIR
WASTE POSSESS A VALID TENNESSEE HATARDOUS WASTE TRANSPORTER PERMIT. THE
GENERATORS' VERIFICATION PROCESS ENSURES THAT:
(a} THE TRANSPORTERBUSINESSNAME ON THE PERMIT IS THE SAME AS THE MANIFESTS
ITEM 6, TRANSPORTER1 COMPANYNAME;
(b) THE ASSIGNED PERMITNUMBER IS THE SAME AS THE MANIFESTSITEM 6, U.S. EPA ID NUMBER;
(c) THE MANIFEST'SITEM '15,GENERATOR'SCERTIFICATION,
lS SIGNED BY THE GENEMTOR ON OR
AFTER THE EFFECTIVEDATE BUT NO LATERTHAN THE EXPIRATIONDATE.
THIS PERMITSUPERCEDESALL PREVIOUSLYISSUEDSTATEOF TENNESSEEHAZARDOUSWASTE
TRANSPORTERPERMITS INCLUDINGORIGINALS,FACSIMILESANDPHOTOCOPIES.
DESTROYALL PREVIOUSLYISSUED PERMITSTO PREVENTILLEGALACTIVITIES.
REPORT SPILLSWITHIN THE STATEOF TENNESSEEIMMEOIATELY
TO 1-800-262-3300(THE TENNESSEE
EMERGENCYMANAGEMENTAGENCY- T.E.M.A.).
)
,/;zZz.:-r^
. ,a;'
-- , /
111212016
Patrick'J.
Flood,PE,Director
Division
of SolidWasteManagement
FORMOREINFORMATION
CONTACT:
STATEOF TENNESSEE
DEPARTMENTOF ENVIRONMENTAND CONSERVATION
DIVISIONOF SOLID WASTE MANAGEMENT
WASTEACTIVITYAUDIT SECTION.. ATTENTIONCONNIE JONES
William R. Snodgrass Tennessse Tower
312 Rosa L. Parks Blvd, 14th Floor
Nashville,TN 37243
PHONE:6 15-532{815 FAX: 615-532-0938eMail:[email protected]
w 5 1 4 11 5 1
5 15 16 1 , 1 6 - 2 5 4 5
w r 0 0 0 0185 3 8-14/ 1
0
8
1
I
l-
7
I
2
I
U.S. Department
of Transportation
East Building, PHH – 30
1200 New Jersey Avenue, Southeast
Washington, D.C. 20590
Pipeline and Hazardous
Materials Safety Administration
SPECIAL PERMIT AUTHORIZATION
DOT-SP 13552
EXPIRATION DATE: December 31, 2016
GRANTEE:
Advanced Waste Carriers, Inc.
West Allis, WI
In response to your November 21, 2012 application for renewal of
DOT-SP 13552, the grantee status to DOT-SP 13552 for Advanced
Waste Carriers, Inc. is hereby renewed in accordance with 49 CFR
§ 107.109.
Copies of this special permit may be obtained by accessing the
Office of Hazardous Materials Safety Homepage at
http://hazmat.dot.gov/sp_app/special_permits/spec_perm_index.htm.
The most recent revision of the special permit supersedes all
previous revisions of the special permit. Photo reproductions
and legible reductions of this special permit are permitted. Any
alteration of this special permit is prohibited.
If you have questions regarding this action please call the
Office of Hazardous Materials Special Permits and Approvals at
(202)366-4535.
Issued in Washington D.C. on January 18, 2013.
_________________________
for Dr. Magdy El-Sibaie
Dr. Magdy El-Sibaie
May 5, 2009
U.S. Department
of Transportation
East Building, PHH – 30
1200 New Jersey Avenue, Southeast
Washington, D.C. 20590
Pipeline and Hazardous
Materials Safety Administration
DOT-SP 13552
(FIFTH REVISION)
(FOR RENEWAL, SEE 49 CFR ' 107.109)
1.
GRANTEE:
2.
PURPOSE AND LIMITATION:
(See individual authorization letter)
a. This special permit authorizes the transportation in
commerce of Phosphorus, white dry or Phosphorus, white,
under water or Phosphorus white, in solution, or Phosphorus,
yellow dry or Phosphorus, yellow, under water or Phosphorus,
yellow, in solution in alternate packaging. This special
permit provides no relief from the Hazardous Materials
Regulations (HMR) other than as specifically stated herein.
The most recent revision supersedes all previous revisions.
b. The safety analyses performed in development of this
special permit only considered the hazards and risks
associated with transportation in commerce.
c. Unless otherwise stated herein, this special permit
consists of the special permit authorization letter issued
to the grantee together with this document.
3.
REGULATORY SYSTEM AFFECTED:
180.
4.
REGULATIONS FROM WHICH EXEMPTED: 49 CFR ' 173.188 in that
alternative packaging is authorized as provided herein.
5.
BASIS: This special permit is based on the Pipeline and
Hazardous Materials Safety Administration’s (PHMSA)
editorial review under § 107.121 initiated on December 4,
2008.
49 CFR Parts 106, 107 and 171-
Continuation of DOT-SP 13552 (5th Rev.)
6.
Page 2
May 5, 2009
HAZARDOUS MATERIALS (49 CFR ' 172.101):
Hazardous Materials Description
Proper Shipping Name
Hazard
Class/
Division
Identification
Number
Packing
Group
Phosphorus, white dry or
Phosphorus, white, under water
or Phosphorus white, in
solution, or Phosphorus, yellow
dry or Phosphorus, yellow, under
water or Phosphorus, yellow, in
solution
4.2
UN1381
I
7.
SAFETY CONTROL MEASURES:
a. PACKAGING - Prescribed packaging is:
(1) A 55-gallon UN 1A2 steel drum certified to the PG I
performance level for solids and the PG II performance level
for liquids and dual marked to a minimum of UN1A2 X/400/S
and UN1A2 Y/1.2/150; or
(2) A 30-gallon UN 1A2 steel drum certified to the PG I
performance level for solids and the PG II performance level
for liquids and dual marked to a minimum of UN1A2 X/235/S
and UN1A2 Y/1.2/150.
b.
OPERATIONAL CONTROLS:
(1) Transportation is authorized by private or
contract carrier only.
(2) Transportation is authorized one-time, one-way,
only from the generator of the waste material to the
hazardous waste treatment facility where it must be
unloaded by the consignee for disposal.
(3) Sufficient water must be present in each drum to
ensure that the waste phosphorous is covered during
transportation, in any orientation of the drum.
(4) Drums must be held and observed for a minimum of
24-hours before transportation. Any leaking or
Continuation of DOT-SP 13552 (5th Rev.)
Page 3
May 5, 2009
otherwise unsuitable drums must be replaced prior to
transportation.
(5) Packages must be destroyed at the disposal site
and may not be reused.
(6) The net mass of the waste material and water, in
kilograms, must not exceed the mass that would be
permitted by calculating the volume of the packaging in
liters multiplied by the specific gravity indicated on
the package certification.
8.
SPECIAL PROVISIONS:
(1) A current copy of this special permit must be
maintained at each facility where the package is offered or
reoffered for transportation.
(2) A person who is not a holder of this special permit who
receives a package covered by this special permit may
reoffer it for transportation provided no modification or
change is made to the package and it is reoffered for
transportation in conformance with this special permit and
the HMR.
9.
MODES OF TRANSPORTATION AUTHORIZED: Motor vehicle.
10.
MODAL REQUIREMENTS: A current copy of this special permit
must be carried aboard each motor vehicle used to transport
packages covered by this special permit.
11.
COMPLIANCE: Failure by a person to comply with any of the
following may result in suspension or revocation of this
special permit and penalties prescribed by the Federal
hazardous materials transportation law, 49 U.S.C. 5101 et
seq:
o
All terms and conditions prescribed in this special
permit and the Hazardous Materials Regulations, 49 CFR
Parts 171-180.
o
Persons operating under the terms of this special
permit must comply with the security plan requirement
in Subpart I of Part 172 of the HMR, when applicable.
o
Registration required by § 107.601 et seq., when
applicable.
Continuation of DOT-SP 13552 (5th Rev.)
Each "Hazmat employee", as defined in § 171.8,
a function subject to this special permit must
training on the requirements and conditions of
permit in addition to the training required by
through 172.704.
Page 4
May 5, 2009
who performs
receive
this special
§§ 172.700
No person may use or apply this special permit, including
display of its number, when this special permit has expired
or is otherwise no longer in effect.
Under Title VII of the Safe, Accountable, Flexible,
Efficient Transportation Equity Act: A Legacy for Users
(SAFETEA-LU)- 'The Hazardous Materials Safety and Security
Reauthorization Act of 2005' (Pub. L. 109-59), 119 Stat.
1144 (August 10, 2005), amended the Federal hazardous
materials transportation law by changing the term
“exemption” to “special permit” and authorizes a special
permit to be granted up to two years for new special permits
and up to four years for renewals.
12.
REPORTING REQUIREMENTS: Shipments or operations conducted
under this exemption are subject to the Hazardous Materials
Incident Reporting requirements specified in 49 CFR
171.15 B Immediate notice of certain hazardous materials
incidents, and 171.16 B Detailed hazardous materials
incident reports. In addition, the grantee(s) of this
exemption must notify the Associate Administrator for
Hazardous Materials Safety, in writing, of any incident
involving a package, shipment or operation conducted under
terms of this exemption.
Issued in Washington, D.C.:
for Theodore L. Willke
Associate Administrator for Hazardous Materials Safety
Address all inquiries to: Associate Administrator for Hazardous
Materials Safety, Pipeline and Hazardous Materials Safety
Administration, Department of Transportation, Washington, D.C.
20590. Attention: PHH-31.
Continuation of DOT-SP 13552 (5th Rev.)
Page 5
May 5, 2009
Copies of this special permit may be obtained by accessing the
Hazardous Materials Safety Homepage at
http://hazmat.dot.gov/sp_app/special_permits/spec_perm_index.htm
Photo reproductions and legible reductions of this special permit
are permitted. Any alteration of this special permit is
prohibited.
PO: DL/AM
U.S. Department
of Transportation
East Building, PHH – 30
1200 New Jersey Avenue, Southeast
Washington, D.C. 20590
Pipeline and Hazardous
Materials Safety Administration
SPECIAL PERMIT AUTHORIZATION
DOT-SP 13548
EXPIRATION DATE: December 31, 2016
GRANTEE:
Advanced Waste Carriers, Inc.
West Allis, WI
In response to your November 21, 2012 application for renewal of
DOT-SP 13548, the grantee status to DOT-SP 13548 for Advanced
Waste Carriers, Inc. is hereby renewed in accordance with 49 CFR
§ 107.109.
Copies of this special permit may be obtained by accessing the
Office of Hazardous Materials Safety Homepage at
http://hazmat.dot.gov/sp_app/special_permits/spec_perm_index.htm.
The most recent revision of the special permit supersedes all
previous revisions of the special permit. Photo reproductions
and legible reductions of this special permit are permitted. Any
alteration of this special permit is prohibited.
If you have questions regarding this action please call the
Office of Hazardous Materials Special Permits and Approvals at
(202)366-4535.
Issued in Washington D.C. on January 18, 2013.
_________________________
for Dr. Magdy El-Sibaie
Associate Administrator for Hazardous Materials Safety
June 25, 2010
U.S. Department
of Transportation
East Building, PHH – 30
1200 New Jersey Avenue, Southeast
Washington, D.C. 20590
Pipeline and Hazardous
Materials Safety Administration
DOT-SP 13548
(FIFTH REVISION)
(FOR RENEWAL, SEE 49 CFR § 107.109)
1.
GRANTEE:
2.
PURPOSE AND LIMITATION:
(See individual authorization letter)
a.
This special permit authorizes the transportation in
commerce of lead acid batteries and packages of battery acid
(with two different UN numbers) on the same vehicle. This
special permit provides no relief from the Hazardous
Materials Regulations (HMR) other than as specifically
stated herein. The most recent revision supersedes all
previous revisions.
b.
The safety analyses performed in development of this
special permit only considered the hazards and risks
associated with transportation in commerce. The safety
analyses did not consider the hazards and risks associated
with consumer use, use as a component of a transport vehicle
or other device, or other uses not associated with
transportation in commerce.
c.
Unless otherwise stated herein, this special permit
consists of the special permit authorization letter issued
to the grantee together with this document
3.
REGULATORY SYSTEM AFFECTED:
180.
4.
REGULATIONS FROM WHICH EXEMPTED: 49 CFR ' 173.159(e)(1) in
that acid batteries and packages of the same acid contained
in battery kits can be on the same motor vehicle.
5.
BASIS: This special permit is based on the Pipeline and
Hazardous Materials Safety Administration’s (PHMSA)
editorial review under § 107.121 initiated on December 4,
2008.
49 CFR Parts 106, 107 and 171-
Continuation of DOT-SP 13548 (5th Rev.)
6.
Page 2
June 25, 2010
HAZARDOUS MATERIALS (49 CFR § 172.101):
Hazardous Materials Description
Hazard
Class/
Division
Identification
Number
Batteries, wet, filled with
acid,electric storage*
8
UN2794
III
Battery fluid, acid*
8
UN2796
II
Consumer commodity
8
N/A
N/A
Proper Shipping Name
*
Packing
Group
Limited to sulfuric acid packagings up to 5 gallon capacity.
7.
SAFETY CONTROL MEASURES:
a. PACKAGING – As required by 49 CFR, Part 173, for the
materials to be shipped.
b. Packages containing the Class 8 materials, as listed in
Paragraph 6, may be transported on the same vehicle.
c. Packages must be secured against movement within the
transport vehicle in accordance with § 177.834.
8.
SPECIAL PROVISIONS:
a. A person who is not a holder of this special permit who
receives a package covered by this special permit may
reoffer it for transportation provided no modification or
change is made to the package and it is reoffered for
transportation in conformance with this special permit and
the HMR.
b. A current copy of this special permit must be maintained
at each facility where the package is offered or reoffered
for transportation.
c. The marking requirements of 49 CFR 172.301(c) are
waived.
9.
MODES OF TRANSPORTATION AUTHORIZED: Motor vehicle.
Continuation of DOT-SP 13548 (5th Rev.)
Page 3
June 25, 2010
10.
MODAL REQUIREMENTS: A current copy of this special permit
must be carried aboard each motor vehicle used to transport
packages covered by this special permit.
11.
COMPLIANCE: Failure by a person to comply with any of the
following may result in suspension or revocation of this
special permit and penalties prescribed by the Federal
hazardous materials transportation law, 49 U.S.C. 5101 et
seq:
o
All terms and conditions prescribed in this special
permit and the Hazardous Materials Regulations, 49 CFR
Parts 171-180.
o
Persons operating under the terms of this special
permit must comply with the security plan requirement
in Subpart I of Part 172 of the HMR, when applicable.
o
Registration required by § 107.601 et seq., when
applicable.
Each "Hazmat employee", as defined in § 171.8,
a function subject to this special permit must
training on the requirements and conditions of
permit in addition to the training required by
through 172.704.
who performs
receive
this special
§§ 172.700
No person may use or apply this special permit, including
display of its number, when this special permit has expired
or is otherwise no longer in effect.
Under Title VII of the Safe, Accountable, Flexible,
Efficient Transportation Equity Act: A Legacy for Users
(SAFETEA-LU)—“The Hazardous Materials Safety and Security
Reauthorization Act of 2005” (Pub. L. 109-59), 119 Stat.
1144 (August 10, 2005), amended the Federal hazardous
materials transportation law by changing the term
“exemption” to “special permit” and authorizes a special
permit to be granted up to two years for new special permits
and up to four years for renewals.
12.
REPORTING REQUIREMENTS: Shipments or operations conducted
under this special permit are subject to the Hazardous
Materials Incident Reporting requirements specified in 49
CFR '' 171.15 B Immediate notice of certain hazardous
materials incidents, and 171.16 B Detailed hazardous
materials incident reports. In addition, the grantee(s) of
Continuation of DOT-SP 13548 (5th Rev.)
Page 4
June 25, 2010
this special permit must notify the Associate Administrator
for Hazardous Materials Safety, in writing, of any incident
involving a package, shipment or operation conducted under
terms of this special permit.
Issued in Washington, D.C.:
for Dr. Magdy El-Sibaie
Associate Administrator for Hazardous Materials Safety
Address all inquiries to: Associate Administrator for Hazardous
Materials Safety, Pipeline and Hazardous Material Safety
Administration, U.S. Department of Transportation, East Building
PHH-30, 1200 New Jersey Avenue, Southeast, Washington, D.C.
20590.
Copies of this special permit may be obtained by accessing the
Hazardous Materials Safety Homepage at
http://hazmat.dot.gov/sp_app/special_permits/spec_perm_index.htm
Photo reproductions and legible reductions of this special permit
are permitted. Any alteration of this special permit is
prohibited.
PO: STH/dl/sln
P a g e | 33
Appendix
C
Certificates of Insurance AWS Audit Package
April 2016 Our Mission is to Ensure No Waste is Ever Wasted DATE (MM/DD/YYYY)
CERTIFICATE OF LIABILITY INSURANCE
3/24/2016
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to
the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the
certificate holder in lieu of such endorsement(s).
CONTACT
Wanda Rivas
NAME:
PHONE
(A/C, No, Ext): 212-994-7100
E-MAIL
ADDRESS: [email protected]
PRODUCER
Arthur J. Gallagher Risk Management Services, Inc.
250 Park Avenue, 3rd Floor
New York NY 10177
FAX
(A/C, No):
212-994-7047
INSURER(S) AFFORDING COVERAGE
NAIC #
INSURER A : Ironshore
Specialty Insurance Co
INSURER B : Hartford Fire Insurance Company
INSURER C : Twin City Fire Insurance Company
INSURER D : Hartford Insurance Company of SE
COVAENV-01
INSURED
Advanced Waste Services, Inc.
1126 S. 70th Street, Ste. N408B
West Allis WI 53214
25445
19682
29459
38261
INSURER E :
INSURER F :
CERTIFICATE NUMBER: 372044160
COVERAGES
REVISION NUMBER:
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
INSR
LTR
A
ADDL SUBR
INSD WVD
TYPE OF INSURANCE
X
COMMERCIAL GENERAL LIABILITY
CLAIMS-MADE
X
POLICY NUMBER
002701300
POLICY EFF
POLICY EXP
(MM/DD/YYYY) (MM/DD/YYYY)
4/1/2016
4/1/2017
OCCUR
$ 1,000,000
$ 300,000
X
Pollution
MED EXP (Any one person)
$ 25,000
X
Professional
PERSONAL & ADV INJURY
$ 1,000,000
GENERAL AGGREGATE
$ 2,000,000
GEN'L AGGREGATE LIMIT APPLIES PER:
PROPOLICY X JECT
LOC
PRODUCTS - COMP/OP AGG
Employee Benefits
OTHER:
B
LIMITS
EACH OCCURRENCE
DAMAGE TO RENTED
PREMISES (Ea occurrence)
AUTOMOBILE LIABILITY
X
10CSES52002
4/1/2016
4/1/2017
ANY AUTO
ALL OWNED
AUTOS
HIRED AUTOS
SCHEDULED
AUTOS
NON-OWNED
AUTOS
$ 2,000,000
$ 1,000,000
COMBINED SINGLE LIMIT
(Ea accident)
BODILY INJURY (Per person)
$ 2,000,000
$
BODILY INJURY (Per accident) $
PROPERTY DAMAGE
(Per accident)
$
$
A
UMBRELLA LIAB
X
C
D
EXCESS LIAB
X
002701400
OCCUR
4/1/2016
4/1/2017
CLAIMS-MADE
DED
RETENTION $
WORKERS COMPENSATION
AND EMPLOYERS' LIABILITY
ANY PROPRIETOR/PARTNER/EXECUTIVE
OFFICER/MEMBER EXCLUDED?
(Mandatory in NH)
If yes, describe under
DESCRIPTION OF OPERATIONS below
EACH OCCURRENCE
$ 5,000,000
AGGREGATE
$ 5,000,000
$
10WBRS52001
10WNS52000
Y/N
4/1/2016
4/1/2016
4/1/2017
4/1/2017
X
PER
STATUTE
OTHER
E.L. EACH ACCIDENT
N/A
$ 1,000,000
E.L. DISEASE - EA EMPLOYEE $ 1,000,000
E.L. DISEASE - POLICY LIMIT
$ 1,000,000
DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)
CERTIFICATE HOLDER
Evidence of Insurance
CANCELLATION
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN
ACCORDANCE WITH THE POLICY PROVISIONS.
AUTHORIZED REPRESENTATIVE
ACORD 25 (2014/01)
© 1988-2014 ACORD CORPORATION. All rights reserved.
The ACORD name and logo are registered marks of ACORD
A Covanta Company
AdvancedWasteServicesofWI
AdvancedWasteServicesofIL
Treatment Facility: 3801K West McKinley Avenue Milwaukee, WI 53208 Rail Car Cleaning Facility: 5300 N. 33rd Street Milwaukee, WI 53209 Trucking Facility: 304 18th Avenue Rockford, IL 61104 AdvancedWasteServicesofPA
AdvancedWasteServices
ofFoxValley 210 Tower Road Winneconne, WI 54986 608 Memorial Drive Ripon, WI 54971 AdvancedWasteServicesofIA
Treatment Facility: 640 63rd Avenue SW Cedar Rapids, IA 52404 Solidification Site: 5605 6th Street SW Cedar Rapids, IA 52404 Office: 1001 Sampson Street New Castle, PA 16101 Treatment Facility: 101 River Park Drive New Castle, PA 16101 CES Facility: 61 River Park Drive New Castle, PA 16101 AdvancedWasteServicesofIN
Treatment Facility: 5625 Old Porter Road Portage, IN 46368 AdvancedWasteServices,Inc.
Corporate Headquarters: 1126 S. 70th Street, Suite N408B West Allis, WI 53214 (800) 842‐9792 www.advancedwasteservices.com www.covanta.com Our Mission is to Ensure No Waste is Ever Wasted