TRANSGENIC HERBICIDE RESISTANT PLANTS
Transcription
TRANSGENIC HERBICIDE RESISTANT PLANTS
II MODIFICATION RELATED CONCERNS TRANSGENIC HERBICIDE RESISTANT PLANTS G. SCHÜTTE FSP BIOGUM University of Hamburg Research Center for Biotechnology, Society and the Environment Ohnhorststr. 18 22609 Hamburg [email protected] February 2000 1 2 HERBICIDE RESISTANT PLANTS About FSP BIOGUM Our research center for Biotechnology, Society and the Environment (head of FSP BIOGUM: Prof. Dr. Beusmann) was established at the University of Hamburg in 1993 parallel to the research centers for applied molecular biology at the Institute for Botany and molecular neurobiology at the Medical University Clinic. The task of FSP BIOGUM is research, teaching and communication in technology assessment of modern biotechnologies. Risks to society and the environment in comparison to technical and institutional alternatives shall be discussed. II MODIFICATION RELATED CONCERNS 3 GENERAL AND MODIFICATION RELATED ECOLOGICAL RISKS OF TRANSGENIC PLANTS AND REGULATION CRITERIA Years of field experience with transgenic plants have shown that they are able to deliver ecological and economic benefits. To keep risks of transgenic cultivars below acceptable limits is the challenge for science and regulation. A comprehensive and thorough assessment is a prerequisite for the responsible development of the potentials of green biotechnology. The reports are based on a broad review by SCHÜTTE et al. (1998) for the German Federal Environmental Agency (Umweltbundesamt) and on experiences gained by conducting biosafety workshops for African countries in South-Africa and Zimbabwe (1997 & 1998). Dr. K.-H. Wolpers, GTZ (Gesellschaft für Technische Zusammenarbeit) encouraged us to publish summaries of the main risk themes in English for use in developing countries. It turned out that risk discussion and regulation developed so fast that a substantial update was necessary. In order to make the material available as soon as possible, it was decided to publish the chapters step by step as contributions to a series. Meanwhile, at GTZ Dr. W. Kasten took over the work of Dr. Wolpers, who retired. We thank both of them for their cooperation and the GTZ for financial support. The different reports will focus on several general and modification-related scopes of the risk discussion. A coherent description and interpretation of the risk research and discussion, tables with summarized facts, recommendations and a list of selected literature on special subtopics are and will be presented. I General concerns Unexpected effects Gene transfer and invasiveness of transgenic plants or their hybrid progeny II Modification related concerns Herbicide resistant plants (this issue) Varieties resistant against invertebrate pests (published) Virus resistant plants Disease resistant plants Plants tolerant against abiotic stress (published) Plants with changed compounds Plant varieties producing pharmaceuticals Antibiotic resistance and horizontal gene transfer (published) 4 HERBICIDE RESISTANT PLANTS CONTENT INTRODUCTION................................................................................................................... 5 SYNOPSIS ............................................................................................................................ 6 MAMMALIAN TOXICITY OF HERBICIDES ....................................................................... 6 ECOTOXICITY OF HERBICIDES ...................................................................................... 8 Effects on microorganisms ............................................................................................. 8 Effects on agricultural flora ............................................................................................12 Direct effects on agricultural fauna ................................................................................14 EROSION EFFECTS OF THE USE OF BROAD SPECTRUM HERBICIDES ...................... AND TRANSGENIC RESISTANT PLANTS ......................................................................15 RISING NEW WEED PROBLEMS ...................................................................................16 Resistance to herbicides in weeds ................................................................................16 Herbicide resistant volunteers, interfertile weeds and weedy crops ...............................19 CONCLUSIONS ...................................................................................................................20 STATE OF KNOWLEDGE ................................................................................................23 CRITERIA FOR RISK ASSESSMENT ..............................................................................24 RECOMMENDATIONS FOR RISK ASSESSMENT AND MONITORING..........................25 RECOMMENDATIONS FOR THE APPROVAL AND USE OF HERBICIDE ........................ RESISTANT VARIETIES ..................................................................................................26 LITERATURE .......................................................................................................................27 II MODIFICATION RELATED CONCERNS INTRODUCTION Herbicide resistance is the most often field tested transgenic trait category worldwide (USDA-APHIS 1999, JAMES 1999). Worldwide 71% of the acreage of GM (genetically modified) plants were herbicide resistant in 1998 (BARBER 1999). Over 50 different transgenic plant species resistant to one of at least nine different herbicides have been field tested so far. The herbicides used most often are the two non selective herbicides glyphosate and glufosinate (over 75% of field tests worldwide). In the USA, herbicide resistant corn, oilseed rape, soybean and cotton have been commercialized for 3-5 years now. Transgenic herbicide resistant varieties are already planted on 20-40% of the soybean acreage (glyphosate resistance) in the USA and the canola acreage (glufosinate resistance) in Canada (ANONYMOUS 1998). Many other plants like wheat, barley, rice and poplar have been commercialized since 1996 (USDA-APHIS 1999, JAMES & KRATTIGER 1996). Glyphosate and glufosinate resistant soybean, corn, sugar beet and canola varieties are available in the USA or Canada. Cotton and oilseed rape varieties resistant to three different herbicides (glyphosate, sulfonylurea and bromoxynil respectively imidazolinones) are on the USA market as well (DOWNEY 1999). Thus, it is possible to spray non-selective herbicides in rotation with or without crop rotation for several years on one field. In Europe, two or three applications of glufosinate per season in sugar beet and corn, and sometimes in oilseed rape when problem weeds occur or when glyphosate is used (AMMAN 1998), may become reality (PETERSON & HURLE 1998, CREMER 1996). In Europe, oilseed rape, corn and sugar beet are the main herbicide resistant crops tested. In Latin America the most often field tested herbicide resistant species are oilseed rape, corn and cotton, soybean and sugar beet. A high percentage of the soybean acreage is planted with transgenic varieties in Argentina (ANONYMOUS 1998). In Africa in addition to corn, cotton and oilseed rape also forage grasses, alfalfa and strawberry lines have been tested (JAMES & KRATTIGER 1996). In Germany and other European countries herbicides are used on a very high percentage of crops and fields, and feral land is rare compared to the USA (OSTEEN 1993, PIMENTEL et al. 1993, PALLUTT & BURTH 1994). This might be one of the reasons for the different perspectives in these countries. Also, the percentage of fields on which post ermergence herbicides are used in combination with economic threshold determinations are small, although post emergence herbicides are already available in most cases in Germany (different sources in SCHÜTTE 1998b, p.385). 5 6 HERBICIDE RESISTANT PLANTS Using the above background, the risk discussion in Germany on transgenic herbicide resistance focussed on following issues: • mammalian toxicity • ecotoxicity (side effects on soil microorganisms and agricultural flora or fauna) • erosion effects, • raising herbicide resistant weeds and volunteers Hazards of the new herbicide resistance technology have sometimes been compared to hazards of other currently used herbicides or alternative weed control measures. It has to be mentioned that application rates (active compounds per hectare and year) and eceological side effects are different for each herbicide. Thus, comparisons solely based on quantities are of no relevance for an assessment (WALTER 1998). An extreme example are sulfonylurea herbicides of which only a few gram are needed on one hectare compared to 0,5 to 3 kg for other herbicides. But in assessing the toxicological effects, side effects on organisms and effects on soil degradation in agricultural practice, it is of importance, whether one or more applications per season are necessary, when and how the herbicide is applied (pre- or postemergence, only on rows, patchy weed control, in combination with cover crops). The possible misuse by application of higher dosages than necessary without negative effects to the resistant crop plant was another aspect of concern (WALTER 1998). SYNOPSIS MAMMALIAN TOXICITY OF HERBICIDES The accessible information on toxicological behavior of many herbicides is very limited. The US National Research Council (GOLDBURG 1992) estimated that herbicides account for 31% of the oncogenic risks of pesticides on fresh food. The following table reflects the state of public knowledge on toxicological data of some herbicides used in herbicide resistant plants. II MODIFICATION RELATED CONCERNS 7 Table 1: Published knowledge on toxicity of active compounds and metabolites Glyphosate Glufosinate Bromoxynil Atrazine Sulfonylurea Metabolic Pathway partly known, missing data quite well known partly known quite well known quite well known Persistence + Solubility low persist.. except in 3 plants , soluble, but persistent quite persistent in soil very low risk of water contamination low risk of water contamination high risk of water contamination high risk of water contamination Persistence + Solubility major metabolite low persistence + insoluble four metabolites stable, one 4 soluble insoluble metabolite insoluble and soluble metabolites Bioavailability some data known no data in animals known, in plants not known Bioavailability open questions partly known no data in animals known, in plants not not known Mammalian toxicity/ mutagenicity effects, oncogenicity in 1 one case , commercial formulation: teragenicity effects – possibly 3 carcinogenous “harmful”, other data ? ? ? stimulation of hormone prod. 2 in beans Mammalian Toxicity only partly known no dangerous effects so long but missing data for two 4 metabolites ? ? ? Regulation of residues yes yes regulation not practical yes too high maximum accepted Regulation of residues no yes no no no Compiled from reviews of SANDERMANN (1994), OHNESORGE (1994), BÖGER (1994), KLEIN 2 1, 3 (1994), SANDERMANN & WELLMANN (1988) , HARDELL & ERIKSON (1999) GOLDBURG (1992) , 4 4, METZ et al. 1998 EBERT et al.1990 cited in METZ et al. 1998 Information about herbicides are written in white background and about herbicide metabolites in grey background. The question mark signifies that it is not published, whether and which findings are known but confident. Missing data means that data are not “only” unpublished but really missing. The category “Mammalian Toxicity” includes mutagenicity, teragenicity and oncogenicity. Obviously, some data is missing on the question of synergistic effects of two or more pesticides used together in a crop have not been adressed too. Glyphosate deserves further epidemiological studies according to HARDELL and ERIKSON (1999). When assessing 8 HERBICIDE RESISTANT PLANTS mammalian toxicity, one is faced with the problem of missing information. According to SANDERMANN (1994) and OHNESORGE (1994) the knowledge is not sufficient for a scientifically based comparison or judgement. Nevertheless, the common opinion based on the few pieces of information published is that the toxicity of both broad spectrum herbicides (glyphosate, glufosinate) for mammalians is seemingly lower compared with other herbicides. The LD50 for glufosinate is higher than for alachlor and metribuzin and only a tenth of the LD50 for bromoxynil. The LD50 for glyphosate is even higher than for glufosinate (SANDERMANN 1994, OHNESORGE 1994). Scientists still recommend further pre-market testing and state that the toxicological impact of actually sprayed plants is not sufficiently clear (for Glufosinate see METZ et al. 1998). The authors also stated that crop or speciesspecific metabolites could occur (METZ et al. 1998). ECOTOXICITY OF HERBICIDES Effects on microorganisms The effects on microorganisms can be indirectly measured by biomass indicators like dehydrogenase activity (also indicating soil fertility) and short term respiration (12 hours) or organic carbon content. On the other hand, turnover indicators such as long term respiration, nitrogen mineralization, oxygen uptake (GERBER et al. 1989), straw degradation and substrate utilization (AUGUSTIN et al. 1998) can also be used. The influence on microbial populations is also tested through germination of culturable microorganisms. The comparison of germination rates is limited by the estimated portion of 0,1 to 12,5% culturable microorganisms (PICKUP 1991 cited in BENDE & LOPEZ-PILA 1993). Other measures to compare masses of culturable and non-culturable microorganisms are the use of fluorescent markers and direct counting, the T-RFLP approach and the determination of fatty acid patterns (LUKOW & LIESACK 1999, ERNST et al. 1998) Species or special taxa can be detected and counted using PCR and marker techniques and „enzyme-linked immunosorbent assay“ (ELISA) (BENDE & LOPEZ-PILA 1993, PICKUP 1991 in BENDE & LOPEZ-PILA 1993), no matter if they are culturable or not. But the absorption of microorganisms to soil particles makes detection difficult (depending on soil type), and humic acids or salt are a hindrance for PCR and the inadequate specificity of primers sometimes impedes an interpretation. Of the herbicides listed above in table 1, glufosinate and glyphosate are known to exhibit antibiotic activities (OHNESORGE 1994). Experimental results on glyphosate and glufosinate effects are summarized here: II MODIFICATION RELATED CONCERNS Biomass indicators Short time respiration and dehydrogenase activity were either not affected by herbicides or slightly increased during the first week but decreased from the second week to at least 16 weeks after application of both herbicides. The results from pure soils and soils amended by lucerne-meal did not differ much (MALKOMES 1988). An increase of microorganism biomass was also detected by AUGUSTIN et al. (1998) for the first weeks after glufosinate application when compared to the two control soils (1: transgenic variety without herbicide application, 2: conventional variety with application of the herbicide butisan). Turnover indicators Long term respiration and nitrogen mineralization slightly increased for at least 16 weeks after application of both herbicides in pure soils and soils amended by lucerne-meal. Only direct contamination of higher dosages inhibited straw degradation (MALKOMES 1988). Similar results were published by AUGUSTIN et al. (1998) who also showed differing substrate utilization depending on the application of herbicides and on the herbicide choice (butisan, gufosinate). Populations The results summarized in table 2 show a reduction of bacteria and fungi populations after one application of the two herbicides (glyphosate & glufosinate), which can be reversed after one week or not reversed even after two months depending on the temperature. The absence (almost) of herbicide sensitive bacteria after a few seasons of application (see BARTSCH & TEBBE 1989 and ERNST et al. 1998) seems to be due to the elimination of sensitive bacteria and to resistance developments (AHMAD & MALLOCH 1995, ERNST et al. 1998). ERNST et al. (1998) did not present their data, and therefore they are not mentioned in the table 2. They found „no essential differences“ for glufosinate and controls without herbicide use. The effects on microorganisms other than bacteria and fungi are almost not investigated, contrasting the fact that especially cyanobacteria and algae are sensitive indicators (MALKOMES 1994). The suppression of algae by glufosinate was investigated by DORN (1992), who found an effect on algae at a dosage of 2,5 mg active compound per liter. A maximum of 4 mg active compound per kg soil is expected by DORN et al. (1992) to be found after glufosinate application. The level of no observed effect (NOEL) of glyphosate on algae is 0,23 mg per liter according to OHNESORGE (1994). Thus soil algae can be harmed by a normal application of glufosinate. 9 10 HERBICIDE RESISTANT PLANTS Table 2: Germination of culturable microorganisms after one application: Herbicide Conditions Glyphosate Glufosinate always typical dosages used decrease to 53% and 69% of control (bacteria) decrease to 58% and 82% of control (bacteria) 20°C, 2 different soils, decrease to 52% and 68% of control (fungi) decrease to 71% and 8% of control (fungi) 20°C, 2 different soils, MALKOMES 1988 results after 8 weeks far under 20°C, significant decrease of fungi far under 20°C, results after 2 months results after 2 months decrease to 80% of control (fungi) MALKOMES 1988 results after 8 weeks significant decrease of bacteria decrease to 60% of control (bacteria) Author 20°C, 12 different soils results after 2 weeks 20°C, 15 different soils results after 2 weeks CHAKRAVARTY & CHATARPAUL 1990 CHAKRAVARTY & CHATARPAUL 1990 AHMAD & MALLOCH 1995 AHMAD & MALLOCH 1995 significant reduction of microorganisms, reversed after 7 days 27°C, 2 different soils, results after one week ISMAIL et al. 1995 5% of 300 bacteria isolates tested were sensitive soil after 3 years of glufosinate application BARTSCH & TEBBE 1989 Special taxa AHMAD and MALLOCH (1995) investigated the effect of different dosages on various fungal species. They found a strong negative effect on some beneficial mycoparasitic Trichoderma species and a high tolerance of Verticillium species, a genus representing some serious plant pathogens. These findings indicate a negative effect on the antagonistic potential of soils (AHMAD & MALLOCH 1995). A decrease in pathogen populations of the Gaeumannomyces-Philapora complex after glufosinate application compared to controls and an increase after 40 days were also measured. Also affected by the herbicide were some saprophytic molds (Aspergillus spec.), which could lead to a disruption of the microbial nutrient cycle. Rhizobia were also decreased by glufosinate (BROER 1995). The herbicide led to a decrease in population of Rhizobium leguminosarium in approximately 10 days as compared to the control (Butisan and conventional variety). The population structure also changed (AUGUSTIN at al. 1998). Some mycorrhiza species were sensitive, but only to multiple dosages (CHAKRAVARTY & CHATARPAUL 1990). II MODIFICATION RELATED CONCERNS Ecological significance of results The question of whether an impact exists and to what degree of it is of importance from the ecological point of view is open. GERBER et al. (1989) published recommendations for laboratory tests and a statement regarding the critical time span for a recovery of microbial populations. A recovery after 31 to 60 days was considered „maybe critical“, after taking into account that short time reductions of up to 50% do also occur in nature. Furthermore they underlined the necessity of testing effects on: plant pathogens, beneficial (e.g. entomophagous) microorganisms, nodulation of legumes, and on mycorrhizal associations. In assessing side effects, the interactions between microflora and microfauna should also be investigated (GERBER et al. 1989). Especially species with low population densities are possibly reduced. Other possible useful indicators are the diversity of soil enzymes and typical functional organic groups of molecules (FRIELINGHAUS pers. Communication) that might be used in future. We know from test results that the two main herbicides have an impact and supress soil microorganisms and that the suppression can last at least 60 days at temperatures below 20°C. A reduction of bacteria and fungi of approximately 40% or greater (sometimes less, see Table 2) for more than 8 weeks cannot be without impact on the microfauna feeding on it and on the whole food chain (invertebrate fauna and vertebrate fauna) because the relevant (growing) season for many invertebrates does not last more than 18 to 25 weeks in northern Europe. This has to be evaluated with the fact that mostly two and sometimes three herbicide applications will be needed (CREMER 1996, HARMS et al. 1998). Also some beneficial microorganisms are negatively affected by one application unlike some plant pathogens (AHMAD and MALLOCH 1995). According to AHMAD and MALLOCH (1995), the dominance identity of the soil biocoenosis and proportions of species in the soil are changed by the herbicide. They conclude from their study that changes in composition of soil microflora may be an inevitable consequence of using glufosinate for weed control. MALKOMES (1994) added in his discussion that effects of herbicides on microorganisms are stronger on sandy soils than on other types of soil. 11 12 HERBICIDE RESISTANT PLANTS Effects on the agricultural flora The abundance of associated flora in agriculture is important for: integrated plant production (plants supporting beneficial fauna), the prevention of soil erosion and in regions with high input agriculture for the conservation of species. Conservation of species In Germany for example, where fallow land makes up much less than 10% of the national area, 30-50% of the floral species (HANF 1985 cited in KÖRNER 1990) and 45-85% of the associated arthropod fauna species (HEYDEMANN 1983 cited in RASKIN et al. 1992) have been forced back by intensified agriculture since the fifties. Density reductions of the individuals of arthropods - which depend on the flora - have even been higher (up to 99% according to KOCH & KUNISCH 1998). Also, the reduction of the density of individuals of soil invertebrates was estimated to reach 99%. About a quarter of the floral species of Germany is endangered (KORNECK & SUKOPP 1988), and of these, 10% belong to the associated agricultural flora (EGGERS & ZWERGER 1998). According to HEYDEMANN (1983 cited in RASKIN et al. 1992) each plant species is essential for an average of 10-12 insect species in northern Europe. About 68% of the reduction of individual abundance of the flora (CALLAUCH 1981) and the decrease of 3,515% of the endangered floral species was estimated to be due to herbicide use (4 different estimations reviewed in SCHÜTTE 1998b). Drainage, cultivation of special natural habitats and the reduction of crop rotation also contributed to the loss of diversity and abundance of the agricultural flora (KÖRNER 1990, HAUG 1990). Another effect of clean weeding and herbicide use are alterations of the dominance order of the associated flora and the development of problem weeds (see below). Mechanical weeding does not reduce the density of the weed flora and associated flora as compared to herbicides (BÖHRNSEN & BRÄUTIGAM 1990, KORR et al. 1996, ALBRECHT & MATTHEIS 1998). The more difficult task in this context is to find a way to increase not only the abundance of the associated flora, but also their diversity and to support the non-target and endangered species. ALBRECHT and MATHEIS (1996) for example, found an increased species diversity after changing the farming system to biological (no herbicides used) but not to integrated (economic threshold models applied) control. But, endangered species did not reappear. When discussed, this result was found to be due to the use of herbicides for decades on the investigated area in the past. We know from the studies of FRIEBEN (1990)*, CALLAUCH (1981)*, PLAKOLM (1989)*, WOLF-STRAUB (1989)*, van ELSEN (1994)*, JÜTTERSÖNKE and ARLT (1998), BECKER and HURLE (1998, eight years of II MODIFICATION RELATED CONCERNS monitoring) and of WITTMANN and HINTZSCHE (1998) that extensification or organic farming can lead to an increase in endangered species but it sometimes takes many years and also depends on the soil (history of pesticide use, nutrition, soil type). DUBOIS et al. (1998, five years of monitoring) could only find a significant increase of seeds in the soil when crop rotation was mainly based on cereals (60%) in integrated and biological farming. MAYER and ALBRECHT (1998) came to the conclusion that the kind of organic fertilizer and especially the combination and diversity of seeds in manure, is a more important factor than the actual farming system. Therefore it is important to manage the seed bank in soil. Sowing and conserving special flora species, increasing crop rotation, increasing the use of strips without herbicide spraying and setting land aside for periods of about three years (when special plants are sown to prevent weed infestation) can help to increase the diversity of the associated flora (OESAU 1998, RASKIN et al. 1992, ALTIERI & WITHCOMB 1979, BOSCH 1987, ALBRECHT et al. 1998).* Non-target plants and integrated plant production Over 95% weed control is achieved by non selective herbicides like glyphosate and glufosinate (WESTWOOD 1997). But a 95% control of weeds is not necessary for the exclusion of competitive effects of weeds and associated flora to crops (PALLUT et al. 1997, KORR et al. 1996, WERNER & GARBE 1998). WERNER and GARBE (1998) for example, showed that 23-74% of the area of monitored oilseed rape fields in Germany were not infested enough by weeds to reach the economic injury level. These and many other authors therefore plead for patchy weed control for the future (PLUSHKELL & PALLUTT 1996, WERNER & GARBE 1998, HÄUSLER et al. 1998, SCHWARZ et al 1998) A degree of coverage of associated flora of about 15% of weeds between rows of sugar beet did not influence yields (SCHÄUFELE 1991) and can even lead to a 7% higher productivity (HÄNI et al. 1990). The experiments of KORR et al. (1996) with potato and wheat (three years of investigation), showed that mechanical weeding led to 38-60% higher associated species diversity as compared to herbicide use without significant yield reduction in potato and – except under high infestation - in wheat too. All these findings are of agricultural relevance because many of the pest antagonists such as predators (Coccinellidae, Syrphidae) and parasitic wasps (Ichneumoidea), depend on pollen feeding on early flowering plants - parasitic wasps especially on umbellifers (Apiaceae=Compositae) (ALTIERI & WITHCOMB 1979). A coverage of 15-20% of associated flora led to a doubled or multiple * cited in ALBRECHT & MATHEIS 1996 13 14 HERBICIDE RESISTANT PLANTS density activities of ground beetles and increased abundance of many other arthropods in sugar beet (BOSCH 1987). We also know (from newest assessments), that predators were able to control aphids below the economic threshold in nine of twelve cereal fields in Germany (FREIER et al. 1999). Assessments Assessments of the effect of herbicide resistance in combination with non selective herbicides on species diversity have been carried out in Europe. The conclusion of these ex ante assessments were that the herbicide resistance in connection with non-selective herbicides might reduce species diversity and abundance further when it is applied more often than every third year (HEITEFUSS et al. 1994, HURLE 1994). According to MAHN (1994) the planting of oilseed rape resistant to non selective herbicides will generally endanger special groups of floral species. Important winter-adapted floral species will be reduced due to late applications in autumn and plants emerging in warmer periods will be shadowed and forced back by faster growing oilseed rape plants. The use of glyphosate will further reduce the range of perennial species according to HURLE (1994). Currently different practical investigations addressing these questions are performed (MAHN 1996, PALLUT & HOMMEL 1998, AUGUSTIN et al. 1998 p. 30, TURNER in press). Direct effects on the agricultural fauna The indirect effects of herbicide use on the fauna due to the loss of microorganism and floral abundance were discussed above. Information published on direct toxic impacts of herbicides to animals is very rare. Mostly, the original reports are considered confidential. Furthermore, officially requested toxicity tests in Germany and in other countries include only a few (mostly epigeal) predators as indicator species. Therefore, the effect on other aphid predators (Coccinellidae, Syrphidae), parasitic wasps (Ichneumoidea), or other non target pests is not known (FORSTER 1995). An alternative for testing the side effects to a broader range of invertebrates was described and recommended by BODE (1988). The study of VOLKMAR et al. (1998) which was partly financed by AgrEvo should be mentioned in this context although their results cannot be interpreted in the way they did. They compared the density activity of quite mobile arthropods (Staphilinidae, Carabidae, Aranae) on small test plots (total test site was „a few hectares“) with standard herbicide application, with glufosinate in combination with resistant varieties, and without herbicide use over a period of three years. A significant difference of activity density was not found. These results are typical for test areas small enough to let species move from one plot to the other II MODIFICATION RELATED CONCERNS and stand in contradiction to many other studies (e.g. KULA 1994, BOSCH 1987, for a compilation and profound discussion see SCHÜTTE 1998b, p. 425-430). SCHÜTTE (1990) found an up to 260% higher arthropod biomass in integrated farming systems (less herbicides used) compared to conventional farming (5 years, plots of more than 100 hectares compared, use of pitfall traps like VOLKMAR et al. 1998). Knowledge on ecotoxicity of glufosinate available to the public Glufosinate is known to be slightly toxic to fish (LC50 for formulation: 14-56mg/l, to species tested, DORN et al. 1992) and aquatic invertebrates (EC50 for formulation: 0,5-42mg/l, OHNESORGE 1994, or 15-78mg/l, DORN et al. 1992). The pure phosphinotricin (without formulation) is not toxic to aquatic organisms (LC50:710-1000mg/l depending on the species) (DORN et al. 1992, METZ et al. 1998). The highest concentration expected after applications in agriculture is 0,25mg/l in small lakes (formulation). Glufosinate was classified as toxic for the aquatic fauna and for fish (OHNESORGE 1994). BOCK (1991 unpublished in DORN et al. 1992) detected harmful effects of glufosinate to arachnids (Arachnidae), but not to some other (unknown) tested species. No mortality could be observed in earthworms and honey bees (METZ et al. 1998). The maximum tolerable intake for birds is 13mg/kg/d according to LEIST and EBERT (1988a in DORN et al. 1992). The toxicity of the metabolite acetyl-phosphinotricin (which remains stable in plants) to nonmammalians has not yet been tested (METZ et al. 1998). Knowledge on ecotoxicity of glyphosate available to the public Glyphosate was classified as toxic to fish and aquatic invertebrates (OHNESORGE 1994). It also is known to harm ground beetles (genus Bembidion) (DIERCKS & HEITEFUSS 1990). Glyphosate reduced the growth rate of the earthworm Aporrectodea caliginosa at all rates of application (SPRINGETT & GRAY 1992). EROSION EFFECTS OF THE USE OF BROAD SPECTRUM HERBICIDES AND TRANSGENIC RESISTANT PLANTS Non-selective herbicides often lead to a percentage of weed control greater than 95% (WESTWOOD 1997) and a low degree of soil coverage. When the herbicides are applied within periods of high rainfall, the level of erosion can increase (AUERSWALD 1994). A postemergance application in sugar beet will coincide with high rainfall in Germany. A reduced frequency of pesticide application per season and thereby lowered ground pressure could be favorable. In North America, most researchers recommended two herbicide applications at the 1997 meeting of the Weed Science Society of America (WESTWOOD 1997). 15 16 HERBICIDE RESISTANT PLANTS Presentations for European regions showed, that sometimes three applications will be necessary, depending on the crop and on the amount of precipitation (CREMER 1996, HARMS et al. 1998). Ground pressure will therefore not decrease. In Europe, ground pressure might be increased in corn and decreased in sugar beet. Cover crops and no-till agriculture are known to prevent soil erosion, and it is often argued, that herbicide resistant crops make it easier to control weeds in such systems (WESTWOOD 1997). Other authors state that no-till agriculture does not necessarily depend on herbicide resistance, and cover crops with a high competitive ability like rye can suppress weeds (HEITEFUSS et al. 1994, KEES 1990). RISING NEW WEED PROBLEMS Resistance to herbicides in weeds The number of herbicide resistant weeds has dramatically increased since the end of the 1980´s when only about 12 resistant species were known. Currently about 216 resistant species (53 to ALS inhibitors, 26 to sulfonylurea and imidazolinone classes, 19 to ACC inhibitors) have become a problem on more than 6 million hectares of arable land (BARBER 1999). More or less, half of the resistant biotypes are multiple-resistant to different herbicides (WESTWOOD 1997, GRESSEL 1996, GOLDBURG 1992, LeBARON 1991). One can find resistances due to target site mutations or to detoxification and degradation of the active compounds (e.g. by cytochrome P450). Recent findings also demonstrate, that herbicide resistance does not always decline in absence of the herbicide. This was shown for a triazine resistant weed under low stress and cold, moist situations (PLOWMANN et al. 1999). It was also shown that glufosinate resistance in Brassica rapa after introgression from oilseed rape did not decrease fitness after backcrossing (SNOW et al. 1999 cited in J∅RGENSON 1999). Most resistances are found in regions with high input agriculture such as in the middle of Europe, Canada and parts of the USA and Australia. Different classes of herbicides have been used for a long time until resistances developed on weeds. 2,4 D (auxinic herbicide) or paraquat and dinitroanilines were quite safe because of, either low selection pressure or multiple target sites and the lack of cross resistance. It took two decades until triazine resistances were found, but resistances to newer classes like the ALS (acetolactate synthase) inhibitors, AHAS (acetohydroxy acid synthase) inhibitors (sulfonylurea, imidazolinones...), ACC (acetic coenzyme A carboxylase) inhibitors and to carbamates or amides have evolved faster and are steadily increasing in number (RUBIN 1996). II MODIFICATION RELATED CONCERNS Although glyphosate is a herbicide which acts against different enzymes, one resistant biotype (Lolium rigidum) has developed and been recorded (ANONYMOUS 1996). PETERSON and HURLE (1998) estimated, that the use of glufosinate or glyphosate could make up 25-30% of the total amount of herbicide use in German agriculture when 50% of oilseed rape, corn and sugar beet fields are controlled by one of the herbicides. Such a concentration on special herbicides would be higher than ever reached by atrazine or the current main herbicide in Germany. This leads to a very high selection pressure. Herbicide resistance is therefore discussed to further decrease weed diversity and enhance problems with difficult weeds, a problem which exists in high input agriculture. 10 of the 20 most relevant weeds in sugar beet, corn and oilseed rape are relevant in all three crops in Germany, which shows the concentration of a few weeds, which are very difficult to control (PETERSEN & HURLE 1998). Such a concentration provides a high likelihood of emerging resistances but other criteria have to be taken into account as well; such as: Conditions leading to a fast development of resistance high persistence of the herbicide low herbicide and crop rotation high initial frequency of herbicide resistance gene high mutation frequency of the resistance gene high selection pressure of the herbicide single mode of action gene flow from herbicide resistant crops to weedy relatives Conditions under which the portion of resistant biotypes quickly increases short-living seeds, few seeds in soil high amounts of pollen distribution over long distances (sources: BÖGER 1994, THILL 1996, HURLE 1994) Precautionary resistance management necessary? The gene flow in selfing plants was estimated to be as low as mutation rates, but this has turned out to be an underestimation. Especially in selfing plants (cross pollination under 20% according to HERMANUTZ 1991) recessive alleles can be distributed quite quickly. Isolation distances of 100m are too small (JASENIUK et al. 1996). The number of resistant plants in a field can increase from 1 to 100000 during four years (DARMENCY in press). Nevertheless, gene flow is too low to use refuges as for management of insect resistance (JASENIUK et al 1996). 17 18 HERBICIDE RESISTANT PLANTS Recommendations to prevent or manage resistance in weeds are published by RUBIN (1996, different citations there) but practical attempts have failed to date (RUBIN 1996). Herbicide rotation (different modes of action and different crop selectivities), crop rotation, rotation of weed control measures (mechanical weeding, bioherbicides, cover plants, the use of clean seeds and lowering selection pressure, are the main preventative measures recommended. Lowering selection pressure by application of lower amounts of herbicides could facilitate the development of non-target resistance, which is often a multiple resistance in contrast to target-site resistance (GRESSEL 1995). This happened in India with isoproturon in wheat and it was shown for glyphosate in laboratory selections (different sources cited in GRESSEL 1995). GRESSEL (1995) discussed the danger of this sort of “creeping” resistance, with different minor mutations (leading to a polygenic resistances or gene amplifications) especially when the dose is gradually increased. He recommended to use a sequence of low doses followed by a moderate dose. The moderate dose should be sufficient to control individuals with a low resistance. Models show that this approach delays resistance better than a consistant use of high or low doses. Patchy weed control will also be a helpful tool to decrease selection pressure. It is also of importance to recognize the mode of action and resistance in order to be able to choose an adequate management option and also to monitor resistance (SHANER 1995, JUTSUM et al. 1998). According to SHANER (1995) it is partly possible to predict the mode and the time of developing resistance including the genetic attributes by analyzing laboratory-generated resistant biotypes and the mechanism of crop selectivity. The potential of parasitic weeds to develop resistance Parasitic weeds like Striga spp. and Orobanche spp. are more sensitive to the herbicides glyphosate and glufosinate than other weeds and therefore suffer a higher selection pressure from the same dosage (GRESSEL 1996). The high selection pressure and the extremely high reproductive potential (1000 seeds per plant for Orobanche) of the parasitic weeds will favor a quick resistance development. Some resistance management tactics have been discussed in the past and it was recommended to use smaller dosages and to eradicate resistant biotypes by manual hoeing, but the concepts have to be better developed. It is important to assess alternative control methods such as the use of resistant varieties, trap crops which trigger germination of the weed but which are no host plants (like corn, pepper and alfalfa), special mycoherbicides or antagonistic diptera against Orobanche (LINKE et al. 1995, SANDS et al. 1995). Some sorghum, millet, corn and cowpea varieties are resistant or partially resistant to Striga (TRIBE 1994). A new approach to breed for II MODIFICATION RELATED CONCERNS resistance is to delete the plant gene coding for the substance which triggers the weeds´ germination (ANONYMOUS 1997). Herbicide resistant volunteers, interfertile weeds and weedy crops Herbicide resistance can create problem in three groups of crops: volunteers in following crops, high competitive ability and weedy characteristics, and interfertile with weedy species. Volunteers At least for oilseed rape the volunteer/multiple resistance problem and intraspecific crosses between varieties (with different herbicide resistances) might be a bigger problem as compared to introgression of herbicide resistance genes into cross compatible weeds in the short term, just because of the small amount of fertile offspring of the latter or of missing abundance in Europe (J∅RGENSON 1999, CHAMPOLIVIER et al. 1999). Especially the hybrid varieties (Triolo, Synergy) which are easier pollinated by alien pollen because lower pollen competition could lead to a wide spread of transgenes. The dimension of farm to farm cross pollination when emasculated bait plants are used were examined by THOMPSON et al. (1999), SIMPSON et al. (1999) and TIMMONS et al. (1995). Cross pollination occured depending on the distance from the source at 5% (4000m), 18% (2000m), 61% (100m) and 88% (1m) in an area of 70 square kilometers where oilseed rape was common (THOMPSON et al. 1999). The first oilseed rape volunteer monitoring project from the UK was performed on eight different sites with different crop rotation monitored for two years was presented by NORRIS et al. (1999). Different proportions of herbicide resistant volunteers and seeds in the transgenic crop field, the adjacent field and outside the field/area were determined (0-42% resistant volunteers in the GM crop field post harvest [4 sites], 0-40% resistant volunteers in the adjacent (non-transgenic ) fields [2 sites]). ORSON and OLDFIELD (1999) underlined the potential problem of double-resistant volunteers mentioning the relative high costs of potato and sugar beet volunteer control. For the USA, corn volunteers are known to appear in soybean and wheat, wheat in oilseed rape, and oilseed rape in wheat. Oats and oilseed rape can cause problems in corn and sugar beet and wheat in sugar beet in Europe (PETERSEN & HURLE 1998). According to SCHLINK (1998) 4.7% of buried seeds of oilseed rape could still germinate after 10 years. Barley can become a volunteer and is interfertile with feral species too (MAHN 1994). Crops and volunteers resistant to the same herbicide class will cause problems (WESTWOOD 1997). 19 20 HERBICIDE RESISTANT PLANTS Interfertile weeds The abundance of interfertile weeds might become a problem in oilseed rape because of its many feral interfertile species. In Europe, the weeds Sinapsis arvensis and Raphanus raphanistrum are of presumably less relevance on the short term (see above) than oilseed rape and Brassica rapa, sugar beet and weed beets (Beta maritima which can become a „bridge“ to other Beta forms). Gene flow between Johnsongrass (Sorghum halepense) and Sorghum bicolor, oats and Avena sativa, wheat and Aegilops cylindrica (SEEFELDT et al. 1998, SEEFELDT et al. 1999), many vegetables and their relatives (radish, squash, carrots..) or rice and Oryza sativa will be assessed where herbicide resistant varieties of these plants are planned to grow and the corresponding weeds occur (WILCUT et al. 1996, THILL 1996, SCHÜTTE 1998a). The expression of resistance genes in chloroplasts is one possible way to mitigate outcrossing (DANIELI et al. 1998, ROTINO et al. 1997), although they will not be totally contained (GRAY & RAYBOULD 1998). (see also Chapter 2). SEEFELDT et al. (1999) and PINDER et al. (1999) proposed to locate the resistance gene on the A or B genome in wheat and on the C-genome in oilseed rape to decrease the chance of gene flow into Aegilops cylindrica respectively into Brassica. rapa or B. juncea. Weedy crops Alfalfa, Sorghum and sunflower can create weed problems in the USA, and herbicide resistant varieties of these species should thoroughly be assessed (THILL 1996). CONCLUSIONS A deliberate use of herbicide resistance could help to solve special problems of modern agriculture such as the control of multiple resistant gras weeds (e.g. isoproturon resistance in India or ALS and ACC resistance in the USA, GRESSEL 1996, RUBIN 1996) of troublesome weeds (e.g. in the USA quackgrass in corn, sicklepod in soybean) and perennials (e.g. in oilseed rape; WILCUT et al. 1996). Some toxicologically worse herbicides such as triazine and MCPA in corn and cereals could possibly be exchanged. The new varieties could be used in no-tillage agriculture and even limit the use of plastic in vegetables (WILCUT 1996) Furthermore, it will be easier to control weeds post emergence in some additional crops (e.g. rice, potato, oilseed rape in areas for drinking water conservation) and to use economic threshold models. But for most of the crops in Germany, post emergence herbicides are available and therefore herbicide resistance does not provide a new option. Furthermore, II MODIFICATION RELATED CONCERNS late post-emergence applications are sometimes not feasible due to the application technique (WALTER 1998). Oilseed rape is sensitive to many herbicides and thus sometimes not planted. Herbicide resistance can solve this problem and thereby elevate crop rotation. Sometimes it is argued that fast degrading herbicides like glufosinate and glyphosate also lead to conservation of flora because they only function for a short time, but these herbicides are often sprayed a second or third time depending on the climate (CREMER 1996, LECHNER et al. 1996, WESTWOOD 1997). First management guidelines This year the first detailed managment recommendations or proposals for growing herbicide resistant oilseed rape in Canada and wheat in the USA were published. Both recommendations are developed for current varieties without containment mechanisms (see above) for the resistance genes. Oilseed rape in Canada • It was recommended to avoid planting oilseed rape with resistance to different herbicides in the same or adjacent fields (DOWNEY 1999). • The seed bank could be decreased by tilling with a chisel instead of a moldboard plough (COLBACH et al. 1999). • Delaying sowing and the use of large sowing rates could decrease volunteer abundance by reduction of viable seed bank and by competition (COLBACH et al. 1999). • The spread of transgenes to farms not using herbicide resistant varieties or using different herbicide resistances and to weeds should be prevented by seperate storage, cleaning seed drills and other equipment, avoiding leakage during seed transport, adopting practices for volunteer control in subsequent crops (ORSON & OLDFIELD 1999). • Providing information on all management aspects (ORSON & OLDFIELD 1999). 21 22 HERBICIDE RESISTANT PLANTS Wheat in the USA • Preplant consider a one-time burn on non-highly erosive land when Aegilops cylindrica infestation is heavy - on erosive land use of chisel plow • Crop year Aegilops cylindrica should not be abundant within half a mile of the field, a herbicide resistant variety should be competitive against Aegilops cylindrica, high seeding rates and narrow rows should be used, herbicide should additionally be applicated to the field borders • Harvest remove most seed from the field (wheat and Aegilops cylindrica), use grain trucks hauling seeds to prevent seeds from being blown off the truck, clean machinery • Following years plant a non winter crop in order to use alternative control methods for Aegilops cylindrica, hand-weed and destroy F1 hybrids (easy to detect because of its big size), add another spring crop in the following year, do not use herbicide resistant varieties in the next winter crop (wheat or others), eradicate small Aegilops cylindrica infestations (SEEFELDT et al. 1999) A list of assessment needs for the use of transgenic rice varieties was presented by COHEN et al. (1999). The potential benefits of the new technology can only be achieved when herbicide resistance is one of multiple control measures which are chosen in awareness of potential negative effects. It seems to be necessary to develop and implement weed control decision models which take into account the various large-scale and long-term implications (poorly considered by single farmers) and the aims of sustainable production (prevention of erosion and resistance, conservation of non-target species) mentioned and summarized below. II MODIFICATION RELATED CONCERNS STATE OF KNOWLEDGE • Data on mammalian toxicity metabolic pathways, solubility and ecotoxicity of herbicides and the knowledge on their metabolites are not sufficient for a thorough assessment. • Bromoxynil causes deformities in unborn children. • Application of non-selective herbicides in periods of high rainfall may cause erosion. • Glufosinate and glyphosate have an impact on soil microorganisms and the suppression can last at least 60 days at temperatures lower than 20°C. A reduction of bacteria and fungi of about 40% and more for more than 8 weeks cannot be without impact on the microfauna feeding on them. • Science–based limits and criteria are missing which classify microbial population decreases as acceptable or harmful. • Some beneficial microorganisms are negatively affected by the two herbicides gluphostae and glufosinate in contrary to some plant pathogens. The dominance identity of the soil biocoenosis and proportions of species are changed by the herbicides. • A 95% control of weeds is not necessary for the exclusion of competitive effects of weeds and associated flora to crops as shown in many studied cases in Europe. A certain ground coverage of flora and density microorganisms supports (through the completion of the food chain) beneficial antagonists lowering the need of pesticide applications. The abundance of associated flora in agriculture is relevant for integrated plant production (plants supporting beneficial fauna), the prevention of soil erosion and in high input agriculture regions also for the conservation of species. • Practical attempts to delay the development of herbicide resistance in weeds have failed to date, but models exist. • It would be helpful to develop additional selective herbicides or bioherbicides against prevailing weeds with low economic threshold levels (Galium aparine e.g.) in order to reduce the need to apply herbicides. • The possibly negative effect of non-selective herbicides on the associated non-target flora is currently investigated in Germany and in Great Britain. 23 24 HERBICIDE RESISTANT PLANTS CRITERIA FOR RISK ASSESSMENT • In general erosion effects, mammalian toxicity, ecotoxicity and the adequacy for integrated plant production are the main criteria for an assessment of herbicide resistant plants. • The presence of weeds cross pollinating with the herbicide resistant crop and the potential of volunteer occurrance are important aspects (high impact plants). • The occurrence of resistant biotypes to any herbicide in a region indicates the possibility of a new resistance development. Weeds with high reproductivity are most problematic ones. II MODIFICATION RELATED CONCERNS RECOMMENDATIONS FOR RISK ASSESSMENT AND MONITORING • The toxicity of herbicides to cyanobacteria, algae, typical plant pathogens, symbiotic microorganisms rare microorganisms as well as to a random selection of soil invertebrates should be tested further. • The influence of glufosinate and glyphosate on soil microorganisms should be assessed in a long term investigation, when these two herbicides, alternative herbicides and weed control measures are used on different test plots for years. The effects on rare and stenoecious species as well as biocoenosis changes should be investigated. • Science–based limits which classify a microbial population decrease as harmful or acceptable through the criteria time-span, quantity and quality (ecological functions of species, diversity) should be established. • Integrated control methods for weeds, soil-borne diseases and insects should not be studied in isolation but using a multidisciplinary approach. • Mammalian toxicity metabolic pathways, solubility and ecotoxicity of herbicides and their metabolites should further be assessed. • Generally the effects of herbicides on insects other than some epigeal arthropods should be tested. • Resistance management strategies should be developed by experts (plant pathology, population dynamics, farming, industry). • Measures for early detection of resistant weeds and genetics of resistance and prediction of mode and development of resistance should be developed. Also models describing changes in the seed bank should be used and validated for better predictions of weed and volunteer problems. • The proposals to prevent resistance in weeds should be validated in experiments (sequence of low doses followed by a moderate dose). • Breeding approaches to prevent outcrossing of herbicide resistance genes should further be developed where necessary. Also, isolation distances for large sources and large sinks of genes (farm to farm pollination) should be established on the basis of seed production experiences and knowledge on gene flow (depending on: crop, pollinator abundance, hybrid variety use). 25 26 HERBICIDE RESISTANT PLANTS RECOMMENDATIONS FOR THE APPROVAL AND USE OF HERBICIDE RESISTANT VARIETIES • Data an toxicity and ecotoxicity of herbicides should be made availiable for the public. • Regulation should support modes of herbicide application which conserve non-target plants. • The implementation of measures like rotating and mixing different weed control methods in order to prevent erosion (mulch, no-till agriculture), to conserve non-target associated flora and to prevent the selection of resistant and difficult weeds (economic threshold determination, row fertilization and application, precision agriculture/patchy weed control, mechanic weeding, selective herbicides and bioherbicides, crop rotation) by farmers should be honored and encouraged or made obligatory. • For high input agriculture in Europe it is recommended to use herbicide resistance (to non-selective herbicides) only once in crop rotation. • It is recommend to plant strips with beneficial flora species, to plant and conserve field margin ecosystems including wooden plants and managed set-aside lands in order to balance side effects in regions of high input agriculture. • When crops are interfertile to weeds or weeds are present which are known to quickly develop resistance, it might be favorable only to use one of the non-selectve herbicides in a region. • It may be useful to establish local advisory centres and boards where independent experts recommend farming measures and develop obligatory guidelines. • A maximum daily intake should be established not only for the pesticides but for their metabolites as well. • An early detection of resistant biotypes and genetics of resistance might be provided and the occurrence of resistant weed biotypes documented. • Herbicides with the same mode of action and crop specificity mechanism should be labeled and not used in rotation. • Parasitic weeds are very sensitive to the herbicides glufosinate and glyphosate. A dosage adequate for other weeds could easily lead to resistance because of the high selection pressure and the enormous reproductive potential. Existing alternative control measures should be taken into account (e.g. prevention of germination). II MODIFICATION RELATED CONCERNS LITERATURE GENERAL CONCERNS AND REVIEWS Anonymous 1998. Kompendium Gentechnologie und Lebensmittel. AgrEvo GmbH, Bund für Lebensmittelrecht und Lebensmittelkunde e.V. (BLL), Monsanto (Deutchland) GmbH, Novartis (Deutschland), überarbeitet von Genius GmbH – Institut für Biochemie. TU Darmstadt Amann A. 1998 Roundup ReadyTM winter oilseed rape – three years field research expierience in Europe. Z.PflKrankh.PflSchutz, Sonderh.XVI:379-389 Augustin C, Becker R, Gottwald R, Hedtke C, Honermeier B, Lentzsch P, Patschke K, Ulrich A, Ulrich K, Wirth S. 1998. Gutachten zu den ökologischen Auswirkungen der Einführung der Herbizidresistenz(HR)-Technik bei Raps und Mais, 161pp. Müncheberg Cremer J. 1996. 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