Paid Advisor Directory

SPECIAL ADVERTISING SECTION
TOP
ADVISOR
DIRECTORY
As of April 27, 2015
BARRON’S
S2
•
SPECIAL
SECTION B A R RADVERTISING
ON’S
April 27, 2015
LETTER FROM THE EDITOR
What It Takes To Be A “Barron’s Advisor”
B
arron’s began ranking financial advisors 12 years ago with the goal of shining a spotlight on the best people in the business.
Many stories had been written in the press over the years about bad financial advisors and the trouble they caused investors. But those
stories held little benefit for our readers. What our readers wanted to know is this: Who are the truly great financial advisors and what
are they telling their clients?
That’s the question we’ve tried to answer with our advisor rankings over the past dozen years.
From the outset, the rankings have been a remarkable success. It is now accepted in the industry that the advisors ranked by Barron’s represent the
top 1% of their profession. In fact, it’s become a badge of honor to be called a “Barron’s advisor,” a phrase that’s cropped up informally to describe the
folks who make our lists. We began in 2004 with our first ranking of the nation’s top 100 advisors, working with a small firm called the Winner’s Circle,
which we acquired in 2008. We published our first list of the Top 100 Women Advisors in 2006. A year after that, we published a list of the Top 100 Independent Advisors, meaning the best advisors not affiliated with the big full-service firms like Merrill Lynch, Morgan Stanley, Wells Fargo, or UBS.
One problem with all of these lists: They were dominated by advisors in New York, California, Florida, and a few other places where America’s wealth
is concentrated. We knew that we were missing great advisors in South Carolina, Alaska, Wyoming, and other states
with smaller amounts of wealth.
Advisors pay a fee
Our solution: the Top 1000 state-by-state ranking, which we first published in 2009 and expanded to 1200 spots last
to be listed in this
year. This list grants each state a minimum of six spots and allows proportionately more spots for states with greater
section, but their
assets.
participation has no
All of our advisor rankings are based on hard numbers: an advisor’s assets under management and annual revenue
bearing on their place generated, as well as length of time in the business, client retention, and philanthropic work. Critically important, we
in our rankings, nor
carefully check the regulatory record of each advisor we rank.
does it guarantee that
Every year, readers ask us how to get in touch with specific advisors who are ranked in Barron’s. This special advertisthey will be ranked
ing section, published 10 times a year, is an effort to make that easier. This section allows Barron’s-ranked advisors—and
in future years.
only Barron’s-ranked advisors—to publish their phone numbers, email addresses, and Website addresses. A link to this
special advertising section can be found at the top of any page on our Website: Barrons.com. Advisors pay a fee to be
listed in this section, but their participation has no bearing on their place in our rankings, nor does it guarantee that they will be ranked in future years.
In our advisor rankings, as in all Barron’s journalism, the readers’ interests must come first and not be subordinated to any commercial considerations.
We want to thank all Barron’s-ranked advisors and their firms for helping us make our rankings successful. We also want to thank these advisors for
setting the highest standards for their profession and for sharing their investing insights on a regular basis with Barron’s readers.
EDITOR AND PRESIDENT
Edwin A. Finn Jr.
As of April 27, 2015
SPECIAL ADVERTISING SECTION •
•
$857$1.75 $35
Michael Mullis
(205) 733-8006 / [email protected]•
www.kmwealthmanagement.com
•
•
•
395 0.95 2.5
ALABAMA
Securities America
Vestavia Hills
Merrill Lynch WM
(205) 759-9534 / [email protected]
Jordan Plaster
Tuscaloosa
www.fa.ml.com/james_plasterjr
tio
titu
ow
m
End
i on
dat
Fou
n
• •
3061.5 5
Merrill Lynch WM
(334) 409-5810 / [email protected]
Robert Runkle
Montgomery
fa.ml.com/robert_runkle
•
Merrill Lynch WM
(334) 677-0516 / [email protected]
Todd Thornell Sr.
Dothan
fa.ml.com/thornell_group
• • • 3721.5 4
•
•
•
•
1183 2.53.75
Morgan Stanley PWM
(480) 624-5714 / [email protected]•
Robert Bancroft
Scottsdale
www.morganstanleypwa.com/bbg/
•
RBC WM
(602) 381-5388 / [email protected]
Allan Flader
Phoenix
www.fladergroup.com
•
• •
6062.5 5
•
• •
6204.5 12
Merrill Lynch WM
Brian Friedman
Phoenix
ARIZONA
•
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
•
nal
I ns
•
ent
s
(256) 650-2441 / [email protected]
s
Hig
($1 h Ne
-10 t W
mil orth
)
Merrill Lynch WM
Mark Mantooth
Huntsville
Firm / City
Phone, E-Mail & Website
Name
il)
Re
(Up tail
to $
1m
Directory of Barron’s-Ranked
Financial Advisors
h
•
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
BARRON’S
(602) 954-5008 / [email protected]
•
692
15
20
Merrill Lynch WM
(602) 954-5016 / [email protected]
James Marten
Phoenix
fa.ml.com/martengroup
• ••••1,146 35
Merrill Lynch WM
(480) 898-6612 / [email protected]
David Stahle
Mesa
fa.ml.com/sbgroupaz
• ••••1,417 25
Wells Fargo Advisors
(520) 529-5932 / [email protected]
Ruth Transue
Tucson
www.ruthtransue.wfadv.com
• •• 650 24
Wilde WM Group
(480) 361-6203 / [email protected]
Trevor Wilde
Scottsdale
www.wildewealth.com
•
Merrill Lynch WM
(520) 747-6198 / [email protected]
James Wood
Tucson
www.fa.ml.com/woodgroup
• •• 424 13
•
328 0.651.25
Morgan Stanley WM
(925) 253-5322 / [email protected] • •• 955 35
Emily Bach
Orinda
www.morganstanleyfa.com/thebachgroup/
CALIFORNIA
Anouchka Balog
Morgan Stanley WM
Laguna Niguel
(949) 365-5306 / [email protected]•
www.morganstanleyfa.com/balog/
•
•
551
4
10
UBS Financial Services
(916) 648-7266 / [email protected]
Cameron Beck
Sacramento
www.ubs.com/team/beckgroup
• •• 430 23
Laura Belo
UBS Financial Svcs
San Francisco
(415) 576-3832 / [email protected]
www.ubs.com/team/baywm
• •• 742 36
Jim Berliner
Westmount Asset Mgmt
Los Angeles
(310) 556-2502 / [email protected]
www.westmount.com
•
Garrett Bland
J.P. Morgan Securities
Los Angeles
(310) 201-2771 / [email protected]
www.jpmorgansecurities.com/theblandgroup
• • • • 1,877 2040
Robert Daly Jr.
J.P. Morgan Securities
Los Angeles
(310) 201-7744 / [email protected]
jpmorgansecurities.com
• • • • 950 1520
Fred Fern
Churchill Mgmt Group
Los Angeles
(323) 937-7110 / [email protected]•
www.churchillmanagement.com
Gary Fournier
J.P. Morgan Securities
Los Angeles
(213) 553-7410 / [email protected]
• • • 1,013 1025
Robert Gallo
Merrill Lynch WM
Walnut Creek
(925) 945-4823 / [email protected]
fa.ml.com/gallo_group
•
Eric Gray
Merrill Lynch PBIG
Los Angeles
(310) 407-3979 / [email protected]••7,356
50
80
pwa.ml.com/grayteam
Philippe Hartl
Merrill Lynch PBIG
Century City
(310) 407-3984 / [email protected]
www.pwa.ml.com/hartl_team
• • • 2,005 3080
Dana Jackson
Graystone Consulting
Menlo Park
(650) 234-5902 / [email protected]
www.morganstanleyfa.com/peninsulagroupsb
• • •14,212 25 45
Steve Levine
UBS PWM
Los Angeles
(310) 734-3919 / [email protected]
www.ubs.com/team/lw
• • • •4,666 1540
• • 1,9532.5 7
•
•
•
3,478 0.75
1.5
• 1,3920.75 2.5
As of April 27, 2015
SPECIAL ADVERTISING SECTION John C. McNamee
Merrill Lynch PBIG
Los Angeles
(310) 407-4824 / [email protected]
www.pwa.ml.com/mcnameewhite
•
• •
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
s
i on
ow
m
End
Firm / City
Phone, E-Mail & Website
Name
dat
Re
(Up tail
to $
1m
il)
Hig
($1 h Ne
-10 t W
mil orth
)
h
Directory of Barron’s-Ranked
Financial Advisors
Fou
n
•
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
BARRON’S
•$5,635 $40$75
CA LI F O R NI A
Morton Capital Mgmt
(818) 591-6200 / [email protected] • •1,433 4 8
Lon Morton
Calabasas
www.mortoncapital.com
Dan Murphy
Morgan Stanley WM
Menlo Park
(650) 926-7643 / [email protected] •
www.morganstanleyfa.com/danmurphy
Laila Pence
Pence WM
Newport Beach
(800) 731-3623 / [email protected]
www.pencewealthmanagement.com
Spuds Powell
Kayne Anderson Rudnick
Los Angeles
(310) 282-7945 / [email protected] •••••9,133 510
www.kayne.com
Joseph Schirripa
UBS Financial Services
Beverly Hills
(310) 281-3810 / [email protected]
www.ubs.com/team/schirripagroup
• • • •1,503 2 10
Paul TaghibagiSEIA
Los Angeles
(310) 712-2334 / [email protected]
www.seia.com
• • • • •4,213 310
Emily Van Hoorickx
(408) 286-5500 / [email protected]
www.ubs.com/team/svig
UBS Financial Services
San Jose
• • • 3,822 75150
• • •1,253 2 5
• • •4,766 510
COLORADO
Morgan Stanley WM
(626) 405-9313 / [email protected]• • •2,440 515
Alan Whitman
Pasadena
www.morganstanleyfa.com/wr
Dale Yahnke
Dowling & Yahnke, LLC
San Diego
(858) 509-9500 / [email protected]
www.dywealth.com
Cheryl Young
Morgan Stanley WM
Los Gatos
(408) 358-0976 / [email protected] • • • 846 510
www.morganstanleyfa.com/youngandassociates
•
•
• 2,6902.88 15
LPL Financial Svcs
(303) 863-7231 / [email protected]
Mark R. Brown
Denver
www.brown-tedstrom.com
•
(303) 446-5617 / [email protected]
Melissa Corrado-HarrisonMerrill Lynch PBIG
Denver
pwa.ml.com/corradoharrison
• • 1,805 2550
•
Morgan Stanley PWM
Shawn Fowler
Denver
(303) 446-3306 / [email protected]
•
Joseph Janiczek
(303) 721-7000 / [email protected]
www.janiczek.com
• •
Janiczek WM
Greenwood Village
•
•
•
888 7.513.3
2,630
29
59
4352.5 7
The Milestone Group
(303) 539-0100 / [email protected]
Eric Koeplin
Denver
www.themilestonegroup.com
• • 1,785 1020
Obermeyer Asset Mgmt
(970) 925-8747 / [email protected]
Wally Obermeyer
Aspen
www.obermeyerwood.com
•
• •
9272.5 5
•
769 1.62.1
Mark J. Smith
M.J. Smith & Associates Greenwood Village
(303) 768-0007 / [email protected] •
www.mj-smith.com
Harrison “Cal” Buxton
UBS PWM
New London
(800) 504-6020 / [email protected]
www.ubs.com/team/humphreygroup
• • •2,146 2 3
Morgan Stanley WM
(203) 625-4897 / [email protected] • • • • •1,202 5 15
Peter Chieco
Greenwich
www.morganstanleyfa.com/thesoundshoregroup
CONNECTICUT
Merrill Lynch PBIG
(203) 861-5902 / [email protected] ••••5,6332545
Jeff Erdmann
Greenwich
pwa.ml.com/erdmanngroup
Greenwich WM
(203) 618-0103 / [email protected]
Michael Freeburg
Greenwich
www.greenwichwealth.com
• • 1,697 1025
Merrill Lynch WM
(860) 728-3622 / [email protected]
David E. Goodwin
Hartford
www.fa.ml.com/goodwin_group
• • • •
UBS Financial Services
(860) 727-1515 / [email protected]
William Greco
Hartford
financialservicesinc.ubs.com/team/grecogroup
• • • 4,519 712
Relyea Zuckerberg Hanson (203) 355-0884 / [email protected]
Dana Hanson
Stamford
www.rzhadvisors.com
Charles J. Noble III
Janney Montgomery Scott (203) 784-7401 / [email protected]
New Haven
noblewealthadvisory.com
•
512 610
• • 630 619
• • • 7083.57.5
Essex Financial Svcs
(860) 767-4300 / [email protected]
John W. Rafal
• •••••
3,846 615
Essex
www.essexfinancialservices.com
As of April 27, 2015
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Fou
n
Firm/City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
Morgan Stanley WM
(203) 625-4824 / [email protected]
Harold Trischman
• ••••
$1,500$4$9
Greenwich
www.morganstanleyfa.com/trischmangroup
Westport Resources
(203) 226-0222 / [email protected]•
John Adams Vaccaro
Westport
www.westportresources.com
•
Relyea Zuckerberg Hanson (203) 355-0888 / [email protected]
Carl Zuckerberg
Stamford
www.rzhadvisors.com
• • 620 616
UBS Financial Services
(202) 585-5358 / [email protected]
Keith Apton
Washington
financialservicesinc.ubs.com/team/capitalesopgroup
• • 808 510
•
•
1,281 3.97
10
DISTRICT OF CO LU M B I A
Morgan Stanley WM
(202) 778-1382 / [email protected]
Michael Freiman
• •• 964
0.87
2.5
Washington
www.teamfreiman.com
UBS Financial Services
(202) 585-5440 / [email protected] •• 636 57
Barry Haffner
Washington
ubs.com/fa/barryhaffner
Merrill Lynch WM
(202) 659-7349 / [email protected]
Michael Kirvan
Washington
fa.ml.com/thekirvangroup
•
• •
6371.67.5
Morgan Stanley PWM
(202) 778-1381 / [email protected]
Marvin McIntyre
• •••••3747 525
Washington
www.morganstanleyfa.com/cwmg/
Credit Suisse Securities
(202) 626-3377 / [email protected] •••• 7101020
James New
Washington
www.credit-suisse.com
(202) 872-6570 / [email protected]•
Christopher S. Sargent Wells Fargo Advisors
Washington
www.thesargentinvestmentgroup.wfadv.com
•
Merrill Lynch PBIG
(202) 659-7387 / [email protected]
William Slater III
Washington
www.pwa.ml.com/skfm
• • 1,2028.5 15
Morgan Stanley WM
(202) 861-5028 / [email protected]
David Stuart
Washington
www.morganstanleyfa.com/stuart
•
•
•
•
•
875
3
6511.75
5
3
DE LAWARE
Morgan Stanley PWM
(202) 862-2876 / [email protected] ••••3,7002035
John M. Williams
Washington
www.morganstanleypwa.com/williams_group
Wells Fargo Advisors
(800) 832-6669 / [email protected]
Donald DeWees Sr
Greenville
www.deweesicg.com
•
• • • • 1,126 1.53.5
Merrill Lynch WM
(302) 571-5524 / [email protected]
Cynthia Hewitt
Wilmington
fa.ml.com/hart_group
•
•
Merrill Lynch WM
(888) 766-4680 / [email protected] • •••• 531
Michael Koppenhaver
1.5
4.5
Dover
www.fa.ml.com/koppenhaver_hawkins_associates
Ameriprise Financial
(302) 475-5105 / [email protected]
Kimberlee Orth
Wilmington
kimberleeorth.com
•
•
Merrill Lynch WM
(302) 571-5244 / [email protected]
Thomas Weisenfels
Wilmington
fa.ml.com/weisenfels
•
•
•
• 1,168 3.479.79
365 1.32.3
Richard Altieri
Morgan Stanley WM
Boca Raton
(561) 393-1836 / [email protected]•
morganstanleyfa.com/thealtierigroup.com
Louise Armour
J.P. Morgan Securities
West Palm Beach
(212) 272-6604 / [email protected] • • •1,556 1317
www.jpmorgansecurities.com/louisearmour
Morgan Stanley WM
(305) 937-7175 / [email protected]
Stephen Bloch
Aventura
www.morganstanleyfa.com/thefaroblochgroup
Merrill Lynch WM
(407) 333-8313 / [email protected]
Ken Burke
Heathrow
fa.ml.com/bcg
•
• 1,291
5 20
• • • •4,725 3 5
UBS Financial Services
(305) 682-4649 / [email protected]
Hank Boyce
Aventura
ubs.com/team/constellation
FLORIDA
• 1,221 4.510.5
• • 1,615 2430
• • • 9781014
William S. Calabretta
Morgan Stanley WM
Boca Raton
(561) 393-1812 / [email protected]•
morganstanleyfa.com/thealtierigroup.com
•
•
1,291
5
20
Adam Carlin
Morgan Stanley PWM
Coral Gables
(305) 476-3302 / [email protected]
www.morganstanleyfa.com/carlin/
•
•
1,978
14
20
Louis Chiavacci
Merrill Lynch PBIG
Coral Gables
(305) 774-0500 / [email protected]••
2,945
35
75
pwa.ml.com/chiavacciteam
UBS Financial Services
(407) 803-4670 / [email protected]
Thomas Cleary
Orlando
www.ubs.com/fa/tomcleary
• • • • •1,100 3 5
As of April 27, 2015
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Fou
n
Firm / City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
(941) 363- 8514 / [email protected] ••••$690
Aimee DeMariano Cogan Morgan Stanley WM
$10
$25
Sarasota
www.morganstanleyfa.com/bellwethergroup
Don d’Adesky
Morgan Stanley WM
Boca Raton
(561) 393-2027 / [email protected] • • • 3,116 310
www.morganstanleyfa.com/theamericasgroup/
Merrill Lynch PBIG
(305) 577-6929 / [email protected] • 2,489 2550
Patrick Dwyer
Miami
www.pwa.ml.com/dwyerassociates
Wells Fargo Advisors
(239) 254-2200 / [email protected] • • • • •2,875 520
Bob Edwards
Naples
www.moranedwards.com
FLORIDA
Morgan Stanley WM
(305) 937-7138 / [email protected]
Nelson Faro
Aventura
www.morganstanleyfa.com/thefaroblochgroup
• • • •4,725 3 5
Neil A. Fox
Morgan Stanley WM
Boca Raton
(800) 327-0146 / [email protected]
www.morganstanleyfa.com/foxteamsb/groupdetail.htm
• • • •2,600 4 10
David Fox
Morgan Stanley WM
Boca Raton
(800) 327-0146 / [email protected]
www.morganstanleyfa.com/foxteamsb/groupdetail.htm
• • • •2,600 4 10
Janet Franco Gordon
Morgan Stanley WM
Coral Gables
(305) 476-3304 / [email protected]
www.morganstanleyfa.com/thegordongroup
• • • 700 510
Eric Glasband
Merrill Lynch WM
Boca Raton
(561) 361-3437 / [email protected]
www.fa.ml.com/gs
• ••••• 822
3.5310
William King
Merrill Lynch WM
Vero Beach
(772) 231-9037 / [email protected] •••••
1,583 710
fa.ml.com/kinggroup
Clarke Lemons
WaterOak Advisors
Winter Park
(407) 567-2956 / [email protected]
www.wateroak.com
•
Wells Fargo Advisors
(239) 254-2206 / [email protected] • • • 1,129 510
Michael A. McCain
Naples
home.wellsfargoadvisors.com/michael.mccain
Merrill Lynch WM
(904) 218-5931 / [email protected]
William Merriam
Jacksonville
www.fa.ml.com/bill_merriam
Mark Miller
Merrill Lynch WM
Boca Raton
(561) 416-4629 / [email protected]
fa.ml.com/millerbroichassociates.com
Wells Fargo Advisors
(239) 254-2200 / [email protected]
Thomas Moran
Naples
www.moranedwards.com
• ••••• 742
1.75
• •• 709 25
• • • • •2,875 520
Graystone Consulting
(813) 227-2061 / [email protected]•
Charles Mulfinger II
Tampa
www.morganstanleygc.com/gctampa/
Michael Nickler
Morgan Stanley WM
West Palm Beach
(561) 822-4955 / [email protected]•
www.morganstanley.com/fa/thenicklergroup
Merrill Lynch WM
(305) 577-6903 / [email protected]
Adam Rosenfeld
Miami
www.fa.ml.com/rosenfeldgroup
GEORGIA
• • • • 1,3512.5 5
•
•
•
•
• 1,058
• •
4,846
5.4
8
5 10
651 15100
Andrew Schultz
Morgan Stanley WM
Miami Beach
(605) 695-6116 / [email protected]
www.morganstanleyfa.com/theschultzgroup
• • 1,050 7.5 10
Mickey Silverman
Raymond James
Boca Raton
(561) 997-9100 / [email protected]•
raymondjames.com/silvermangroup
•
Kurt Sylvia
UBS PWM
Palm Beach
(561) 659-9526 / [email protected]
ubs.com/team/pwmpalmbeach
• • • •1,485 2045
Sal Tiano
J.P. Morgan Securities
Palm Beach Gardens
(561) 694-5600 / [email protected]
www.jpmorgansecurities.com/tianogroup
• • 1,100 1025
•
•
1,150
5
30
Morgan Stanley WM
(813) 227-2034 / [email protected] •
Marc Walters
Tampa
www.morganstanleyfa.com/thewaltersgroup
• •
(404) 537-4800 / [email protected]
Robert BalentineBalentine
Atlanta
www.balentine.com
• • • •1,884 925
679 1.72.3
Homrich Berg
(404) 264-1400 / [email protected]
Andy Berg
Atlanta
www.homrichberg.com
• • •3,858 3 7
Cetera Advisors
(800) 275-3101 / [email protected]
Roger S. Green
Duluth
www.rogersgreen.com
•
Morgan Stanley WM
(404) 266-4269 / [email protected]•
James Hansberger
Atlanta
www.morganstanleyfa.com/hansberger&merlin/
•
•
•
3870.35 0.6
2,450
1.5
As of April 27, 2015
40
Merrill Lynch PBIG
(404) 264-2066 / [email protected]
Rod Westmoreland
Atlanta
pwa.ml.com/westmorelandgroup
•
Typ
Wo ical
rth Net
($m
il)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
Tea
As m To
set ta
s ($ l
mi l
)
I ns
End
titu
ow
m
tio
nal
ent
s
s
i on
dat
Fou
n
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Firm/City
Phone, E-Mail & Website
Name
Hig
($1 h Ne
-10 t W
mil orth
)
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
•
Re
(Up tail
to $
1m
BARRON’S
• $3,573 $30$45
Merrill Lynch PBIG
(312) 325-2676 / [email protected] ••••1,3001525
Raj Bhatia
Chicago
www.pwa.ml.com/bhatiagroup
Savant Capital Mgmt
(815) 227-0300 / [email protected]
Brent Brodeski
Rockford
www.savantcapital.com
Kyle Chudom
Morgan Stanley WM
Oak Brook
(630) 573-9680 / [email protected]
chudomhayes.com
•
•
•
• •
690 12.5
•
525
Morgan Stanley WM
(312) 648-3401 / [email protected]
Patricia Cutilletta
Chicago
www.morganstanleyfa.com/cutillettagroup
Ted Davis
UBS Financial Services
Oakbrook Terrace
(630) 572-4060 / [email protected]
www.ubs.com/team/daviswmg
•
•
• 4,0351.25
•
•
7
3
10
6551.4 2
Morgan Stanley PWM
(312) 706-4517 / [email protected] •••••
Brad DeHond
2,2003050
Chicago
www.morganstanleypwa.com/mspwmchicago-mdm
Wells Fargo Advisors
(847) 405-7300 / [email protected]
Steven Hefter
Deerfield
www.hlmcapital.com
•
•
4,700
10
30
Morgan Stanley PWM
(312) 419-3337 / [email protected]
Joseph Kartheiser
Chicago
www.morganstanleypwa.com/thekartheisergroup
•
•
1,220
5
15
•
•
2,402
1
ILLINOIS
Scott Magnesen
Morgan Stanley WM
Oak Brook
(630) 573-9694 / [email protected]•
www.morganstanleyfa.com/thempwgroup/
3
Morgan Stanley PWM
(312) 706-4572 / [email protected] •••••
James M. Moriarity
2,2003050
Chicago
www.morganstanleypwa.com/mspwmchicago-mdm
Morgan Stanley PWM
(312) 443-6090 / [email protected]
James Oberheide
Chicago
www.morganstanleyfa.com/theoberheidegroup
•
•
•
1,824
35
75
Merrill Lynch WM
(312) 696-7620 / [email protected] • •1,053 512
Sharon Oberlander
Chicago
www.fa.ml.com/oberlandergroup
Merrill Lynch PBIG
(312) 325-2635 / [email protected] Maureen Raihle
Chicago
pwa.ml.com/vrgroup
• • 5,659 3260
Morgan Stanley WM
(312) 443-6500 / [email protected] • •• • 803 6 8
Kathleen Roeser
Chicago
www.morganstanleyfa.com/theroesergroup/
David Sheppard
Merrill Lynch WM
Deer Park
(847) 550-7878 / [email protected]
fa.ml.com/sheppardgroup
• •
5584.1 6
Morgan Stanley WM
Joseph Silich
Chicago
(312) 443-6200 / [email protected] • • 846 712
Ronald Stenger
(630) 573-9676 / [email protected]
Morgan Stanley WM
Oak Brook
Merrill Lynch WM
(312) 696-7645 / [email protected]
Mark Thorndyke
Chicago
www.fa.ml.com/thorndyke_group
•
•
5121.1 3
•
• •
9773.5 7
Merrill Lynch PBIG
(312) 325-2634 / [email protected]
John Ver Bockel
Chicago
pwa.ml.com/vrgroup
• • 5,659 3260
LA. KY.
IOWA
IND.
Merrill Lynch PBIG
(312) 325-2620 / [email protected] ••••2,0362535
David Wright
Chicago
www.pwa.ml.com/wrighthudakzabel
Merrill Lynch WM
(317) 706-3160 / [email protected]
Eric Payne
Indianapolis
www.fa.ml.com/payne_mencias
• ••••1,718
3.5
7.5
Timothy Finucan
Edward Jones
Webster City
(515) 832-4155 / [email protected] •
Matthew Fryar
Wells Fargo Advisors
Des Moines
(515) 245-3120 / [email protected] • •• 603 4 5
Keith Swanson
Morgan Stanley PWM
West Des Moines
(515) 224-5501 / [email protected]
www.morganstanleypwa.com/swanson
Merrill Lynch WM
(502) 329-5097 / [email protected]
Barry Barlow
Louisville
www.fa.ml.com/b_barlow
James Spiro
Morgan Stanley WM
New Orleans
•
(504) 585-3973 / [email protected]•
www.morganstanleyfa.com/spirogroup
•
•
•
•
• • •
429 11.5
655
7
15
617 37.5
• • 1,702 1 4
As of April 27, 2015
SPECIAL ADVERTISING SECTION M E.
Morgan Stanley WM
(207) 871-7373 / [email protected]•
Jeremiah Burns
Portland
morganstanley.com/fa/jeremiah.burns
•
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
s
i on
•
End
Firm / City
Phone, E-Mail & Website
Name
dat
Re
(Up tail
to $
1m
il)
Hig
($1 h Ne
-10 t W
mil orth
)
h
Directory of Barron’s-Ranked
Financial Advisors
Fou
n
•
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
BARRON’S
• • $475$7.5$10
Wells Fargo Advisors
(301) 724-2660 / [email protected]
Larry Boggs
Cumberland
www.home.wellsfargoadvisors.com/larry.d.boggs
• • •1,144 3 5
Collins Inv Grp (Wells FiNet) (301) 915-9630 / [email protected]
Robert Collins
Bethesda
collinsinvestmentgroup.com
• •• 750 36
M A R YLA ND
Deutsche Asset & WM
(410) 895-3971 / [email protected] •••••
Barry Garber
2,3001525
Baltimore
www.deutscheawm.com/wealth-us
Wells Fargo Advisors
(844) 894-5706 / [email protected] •
Jim Holzapfel
Hagerstown
www.holzapfelinvestmentgroup.com
Leo KellyHighTower (410) 472-5381 / [email protected]
Hunt Valley
www.kellywealthmgmt.com
Brian Kroneberger Jr.
RBC WM
Hunt Valley
• • • •
738 1.53.5
• • • • •1,326 5 10
(410) 316-5454 / [email protected]
www.rbcwmfa.com/dkgroup/
Raymond James
(888) 465-8424 / [email protected]•
John Lynch
Fulton
www.lynchretirementgroup.com
• • •1,2002.5 4
•
524
1.5
5
Graystone Consulting
(410) 736-5367 / [email protected] •••••
James Meek
1,348
12.518
Baltimore
www.morganstanleygc.com/jkmeekgroup
Merrill Lynch PBIG
(800) 595-4197 / [email protected]
William F. Orr
Frederick
pwa.ml.com/theorrgroup
• • • • 590 1015
SPC Financial, Inc
(301) 770-6800 / [email protected]
E. Geoffrey Sella
Rockville
www.spcfinancial.com
•
6400.68
1
Merrill Lynch PBIG
(800) 765-6194 / [email protected]
James Atwood
Boston
pwa.ml.com/theatwoodgroup
• • 4,361 4575
D.K. Brede Inv Mgmt
(781) 444-9367 / [email protected]
Debra Brede
Needham
www.bredeinvestment.com
• • •
•
753 23.5
(617) 654-2253 / [email protected]
• • •2,700 5 10
(508) 366-3883 / [email protected]
Timothy GrimesGrimes
Westborough
www.grimesco.com
• • 2,0083.5 7
Kaplan Financial Svcs
(617) 527-1557 / [email protected]
Susan Kaplan
Newton
www.kaplan-financial.com
•
J.P. Morgan Securities
Ross Dolgoff
Boston
MASSACHUSETTS
•
•
• 1,6003.75 10
Morgan Stanley WM
(877) 535-4437 / [email protected]
Stephen Kelliher
• •••••
2,700
5.510
Norwell
www.kellihercorbettgroup.com
Morgan Stanley PWM
(617) 478-6500 / [email protected]
Victor Livingstone
Boston
www.morganstanley.com
•
Ameriprise Financial
(617) 607-3366 / [email protected]
Richard Miller
Wellesley
www.richardmiller.com
•
•
•
J.P. Morgan Securities
(617) 654-2318 / [email protected]
Peter Noonan
Boston
www.jpmorgansecurities.com/peternoonan
•
• • 1,432 16100
(617) 654-2252 / [email protected]
• • •2,700 5 10
J.P. Morgan Securities
James Odorczuk
Boston
•
•
•
3,604
25
100
7030.59 1.3
Morgan Stanley WM
(617) 589-3373 / [email protected] • • • •1,317 815
Raju Pathak
Boston
www.morganstanleyfa.com/pathakgroup
Graystone Consulting
(617) 589-3229 / [email protected] •••••
Peter Princi
3,570
7.515
Boston
www.morganstanleyfa.com/theprincigroup
Merrill Lynch PBIG
(800) 926-5579 / Raj Sharma
Boston
www.pwa.ml.com/sharma_group
• • • •7,169 1015
MICHIGAN
Morgan Stanley PWM
(617) 570-9240 / [email protected]
Brian Strachan
Boston
www.morganstanleypwa.com/thestrachangroupsb
•
•
•
2,495
10
20
Merrill Lynch PBIG
(866) 260-6235 / [email protected] •••• 674 520
Douglas Iles
Saginaw
pwa.ml.com/the_iles_group
David Kudla
Mainstay Capital Mgmt
Grand Blanc
(866) 444-6246 / [email protected]
www.mainstaycapital.com
•
• • 1,8530.5 4
As of April 27, 2015
NEW JERSEY
N.H.
NV.
MO.
M S.
M I NNESOTA
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
ow
m
End
I ns
ent
s
s
i on
dat
Fou
n
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION
il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
Name
Firm / City
Phone, E-Mail & Website
John Kulhavi
Merrill Lynch WM
Farmington Hills
(888) 273-1093 / [email protected]
www.fa.ml.com/kulhavi
Leon LaBrecque
LJPR
Troy
(248) 641-7400 / [email protected]
ljpr.com
Sherri Stephens
Stephens WM Group
Flint
(810) 732-7411 / [email protected]•
www.stephenswmg.com
•
Aaron M. Howe
RBC WM
Wayzata
(952) 476-0555 / [email protected]
www.bigwatergroup.com
• •
4792.5 8
Ross Levin
Accredited Investors
Edina
(952) 841-2222 / [email protected]
accredited.com
• •
1,4313.6 5
Bennett Marks
Marks Group WM
(952) 582-6100 / [email protected]
Minnetonka
www.marksgroup.com
•
•
•
Mark Rethlake
UBS Financial Services
(612) 303-5851 / [email protected]
Minneapolis
financialservicesinc.ubs.com/fa/markwrethlake/
•
•
•
Michael Dowell
Morgan Stanley WM
Jackson
(800) 321-6426 / [email protected]
www.morganstanleyfa.com/dowellgroupsb/
•
•
•
Robert L. Millner
Morgan Stanley WM
St. Louis
(314) 889-9868 / [email protected]•
www.morganstanleyfa.com/themillnergroup
•
•
Michael Moeller
Wells Fargo Advisors
(800) 866-2801 / [email protected]
Chesterfield
www.themoellergroup.net
•
•
Deborah Danielson
Danielson Financial Group (702) 734-7000 / [email protected]•
Las Vegas
www.danielsonfinancialgroup.com
•
•
Randy A. Garcia
The Investment Counsel Co (702) 871-8510 / [email protected]
Las Vegas
www.iccnv.com
•
•
Robert Bonfiglio
Ameriprise Financial
Bedford
John Habig
(603) 606-4255 / [email protected]
www.bobbonfiglio.com
•
•
•
•
•
• •
•
•$1,191 $5$20
•
•
•
683
0.8
1.5
447 1.2
•
•
•
•
655
2
5
471
2
10
1198
2
5
680
2
5
•1,125
2
3
510
2
5
907
5
•
•
3
•
11
•
3430.75 2.5
Morgan Stanley WM
(603) 422-8901 / [email protected] •
Portsmouth
www.morganstanleyfa.com/habig
• • •
364 12.5
P. Kevin O’Brien
Wells Fargo Advisors
(603) 334-4032 / [email protected]•
Portsmouth
www.obrienwmg.com
•
•
281
Jim Barry
Merrill Lynch WM
Princeton
(609) 243-7976 / [email protected]
fa.ml.com/barry_team
•
•
•
Bruce G. Barth
Merrill Lynch WM
Newark
800-245-9819 / [email protected]
www.fa.ml.com/barthgroup
•
•
•
Jack Burke
Merrill Lynch Wealth Mgmt (973) 410-2309 / [email protected]
Florham Park
www.fa.ml.com/the_harbor_group
•
•
•
Mark Cortazzo
MACRO Consulting
Parsippany
(973) 451-9400 / [email protected]
www.macroconsultinggroup.com
•
• •
Mary Deatherage
Morgan Stanley PWM
Little Falls
(973) 890-3015 / [email protected]•
www.morganstanleyfa.com/mary_deatherage
•
•
2,350
10
15
Mark Fendrick
UBS Financial Services
Mt. Laurel
(856) 985-2070 / [email protected]
www.ubs.com/team/fendrickgroup
•
•
•
622
3
5
Bruce Gsell
Merrill Lynch WM
Edison
(800) 677-9405 / [email protected]
fa.ml.com/gsellgroup
•
•
•
6,676
2
5
John Hudspeth
Merrill Lynch WM
Mount Laurel
(800) 521-9399 / [email protected]
fa.ml.com/brownehudspeth
•
•
•
702
2
4
Elliott Kugel
Merrill Lynch WM
(908) 685-3252 / [email protected]
Bridgewater
www.fa.ml.com/kugelbriegs
•
• •
Joseph Lauricella
Merrill Lynch WM
Montvale
(800) 694-5340 / [email protected]
www.fa.ml.com/joseph_lauricella
Mark Lichtenfeld
UBS PWM
Florham Park
(973) 360-4369 / [email protected]
www.ubs.com/team/thesomersethillsgroup
Gregory Makowski
CFS Investment Adv Svcs (973) 826-8800 / [email protected]
Totowa
www.cfsias.com
•
•
•
•
•
3,342
0.5 0.5
2
7
784
1.5
4
2,176
6
15
985 2.56.5
•
1,0951.7 3
•
•
•
•
8331030
•
•
•
• 1,710
510.5
•
•
•
•
2
810
As of April 27, 2015
5
Merrill Lynch WM
(800) 288-3249 / [email protected]
James Maltese
Edison
www.fa.ml.com/maltesegroup
•
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
ent
s
ow
m
s
i on
dat
titu
I ns
Phone, E-Mail & Website
End
Firm / City
Fou
n
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
• •$1,462 $3 $5
N.M.
NEW JER SE Y
Massey, Quick & Co., LLC (973) 525-1000 / [email protected] ••••2,788
Stewart Massey
8.725
Morristown
www.masseyquick.com
Wells Fargo Advisors
(800) 527-4960 / [email protected]
Neil McPeak
Linwood
www.mcpeakgroup.wfadv.com
• ••• 886 15
Murphy Capital Mgmt
(908) 719-6430 / [email protected]
John J. Murphy
Gladstone
www.murphycapital.com
• ••••• 769
1.33
CFS Investment Adv Svcs (973) 826-8800 / [email protected]
Harris Nydick
Totowa
www.cfsias.com
• ••• 810 25
(973) 428-3400 / [email protected]
Nicholas A. Pascarella Cetera Advisors
Parsippany
www.npcofinancial.com
•
•
873 13.4
Todd Sherman
Morgan Stanley WM
Mt. Laurel
(888) 651-0085 / [email protected]•
www.morganstanleyfa.com/shermansobin
•
500 3 3
Mark Tobias
Morgan Stanley WM
New Brunswick
(732) 435-2225 / [email protected]•
www.morganstanleyfa.com/mark_tobias
• •
850 3 8
• •
447 1.83.5
Raymond James
(505) 881-5100 / [email protected]
John Moore
Albuquerque
www.johnmoore.com
•
Lewis Altfest
Altfest Personal WM
New York
(212) 406-0850 / [email protected]
www.altfest.com
• • •1,187 2 4
Jay Canell
Morgan Stanley WM
New York
(212) 551-7232 / [email protected]
www.morganstanleyfa.com/canell/
• • • •3,400 1525
Neil Canell
Morgan Stanley WM
New York
(212) 551-7242 / [email protected]
www.morganstanleyfa.com/canell/
• • • •3,400 1525
Roger Coleman
Morgan Stanley WM
Garden City
(516) 227-5600 / [email protected]
www.morganstanleyfa.com/colemangroup
•
Steve Condos
Morgan Stanley PWM
New York
(212) 492-6335 / [email protected]
www.morganstanleypwa.com/apollogroup
•
•
Nancy Cooley
Morgan Stanley PWM
New York
(212) 315-6228 / [email protected]•
www.morganstanleypwa.com/thecmfgroup
•
•
Mark Donohue
Morgan Stanley WM
New York
(888) 270-0542 / [email protected]
www.morganstanleyfa.com/donohue/
• • •27,638 25 50
•
•
3,160
10
25
1,445
25
30
• • • • •1,856 2040
NEW YORK
Graystone Consulting
(585) 389-2271 / [email protected]• •••••
Marc R. Fischer
4,3003535
Rochester
www.morganstanleyic.com/ftc
Gregg Fisher
Gerstein Fisher
New York
(212) 968-0707 / [email protected]
www.gersteinfisher.com
Martin Halbfinger
UBS Financial Services
New York
(212) 821-2010 / [email protected]
www.ubs.com/team/halbfingergroup
• • • •3,637 2035
Harvey Kadden
Morgan Stanley PWM
New York
(212) 883-7777 / [email protected]•
www.morganstanleyfa.com/kpkgroup
•
Jonathan Kass
Merrill Lynch WM
New York
(800) 800-2280 / [email protected]
www.fa.ml.com/kf_group
• • 4,414 825
Jason Katz
UBS Financial Services
New York
(212) 713-9201 / [email protected]
www.ubs.com/team/katz
Gerard Klingman
Klingman & Associates, LLC(212) 867-7647 / [email protected]
New York
www.klingmanria.com
• •1,499 1015
M. Robin Krasny
Morgan Stanley WM
New York
(888) 243-5316 / [email protected]
www.morganstanleyfa.com/klwealthmanagementgroup/
• • 1,120 715
Ameriprise Financial
(631) 770-0335 / [email protected]
Jonathan Kuttin
Melville
kuttin-metiswealthmanagement.com
• •••••
3,251
1.55
3.9
•
•
2,175
5
25
• • • •1,550 7 17
•
Christopher Mahoney
Merrill Lynch WM
West Nyack
(845) 348-6903 / [email protected]
fa.ml.com/mahoney_group
Terence Markey
Morgan Stanley PWM
New York
(212) 296-6088 / [email protected]
www.morganstanleypwa.com/fmmsgroup
•
• 1,9950.95 3.9
• • • •2,736 3 5
•
•
•
•
6,400
30
As of April 27, 2015
60
NEW YORK
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Fou
n
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
Name
Firm / City
Phone, E-Mail & Website
W. Corby May
Merrill Lynch WM
Garden City
(516) 877-8290 / [email protected]
www.fa.ml.com/mayparksmalfettone
John Mirsepahi
Morgan Stanley WM
New York
(212) 492-6967 / [email protected]
• •••••
2,9001020
www.morganstanleyfa.com/thejmgroup
Deborah Montaperto
Morgan Stanley PWM
New York
(212) 893-6465 / [email protected] ••••6,3092550
morganstanleypwa.com/polkwealthmanagementgroup/
Daniel O’Connell
Merrill Lynch WM
Garden City
(516) 877-8316 / daniel_o’[email protected] ••••2,436 915
fa.ml.com/daniel_o_connell
Craig Pastolove
Morgan Stanley WM
New York
(212) 296-1026 / [email protected]
www.morganstanleyfa.com/excelsiorwealthmanagement/
Lyon Polk
Morgan Stanley PWM
New York
(212) 893-6400 / [email protected] ••••8,8712550
www.morganstanleypwa.com/polkwealthmanagementgroup
Michael Poppo
UBS Financial Services
New York
(212) 626-8721 / [email protected] ••••1,210 812
Shawn Rubin
Morgan Stanley WM
New York
(212) 893-6322 / [email protected]
www.morganstanleyfa.com/theabacusgroup
• •1,500 510
Stephen Ruvituso
Merrill Lynch PBIG
White Plains
(914) 241-6409 / [email protected]
www.pwa.ml.com/rkms
• • • 1,343 1225
Frank J. Sabia
UBS Financial Services
White Plains
(914) 287-6010 / [email protected]
www.ubs.com/fa/franksabia
Richard Saperstein
Treasury Partners/HighTower(917) 286-2777 / [email protected]
New York
www.treasurypartners.com
David Schwartz
FCE Group
Great Neck
(516) 487-8220 / [email protected]
www.fcequities.com
• • • • •1,125 3 3
Theodore Serure
J.P. Morgan Securities
New York
(212) 272-6448 / [email protected]
• • • •1,500 1025
Michael Siden
Morgan Stanley WM
New York
(212) 296-1044 / [email protected]• • • • •1,165 1745
www.morganstanleyfa.com/sidengroup
Evan Steinberg
Morgan Stanley PWM
New York
(212) 893-7501 / [email protected]
•
•
•
•$1,326 $7 $17
• • • 1,411 4.5 10
• • • •2,429 5 15
• • • 7,111 1540
• • •1,500 710
OHIO
NORTH CAROLINA
LVW Advisors, LLC
(585) 267-4900 / [email protected] •••••4,1875075
Lori Van Dusen
Pittsford
www.lvwadvisors.com
Ron Vinder
UBS Financial Services
New York
(212) 333-8852 / [email protected]
financialservicesinc.ubs.com/fa/ronvinder/
Todd Yannuzzi
Morgan Stanley WM
New York
(212) 296-1051 / [email protected]
www.morganstanleyfa.com/fifthavenuegroup
• 4,272 30125
• ••••2,3261020
Wells Fargo Advisors
(704) 655-7696 / [email protected]
Christopher Davis
Davidson
www.davidsonwealthmgt.com
•
UBS Financial Services
(704) 362-8282 / [email protected]
Sam Rankin
Charlotte
ubs.com/team/rankin
• ••••• 923 15
• 1,489 0.752.75
Janney Montgomery Scott (919) 791-3832 / [email protected] ••••• 355 38
Gary Rooth
Raleigh
www.roothinvestmentpartners.com
Linden Thomas and Co
(704) 554-8150 / [email protected]
Stephen Thomas
Charlotte
www.lindenthomas.com
• •••••1,158 35
Ameriprise Financial
(704) 540-9996 / [email protected]
Mark Walker
Charlotte
www.markwalkeradvisor.com
•
• •
760 11.5
Raymond James
(440) 974-0808 / [email protected] •
Randy Carver
Mentor
www.carverfinancialservices.com
• • •
987 0.81.5
(614) 888-2121 / [email protected]
Joseph A. Chornyak, Sr. Chornyak & Associates
Columbus
www.chornyak.com
•
• • •
840 23.5
UBS Financial Services
(937) 226-6561 / [email protected]
Timothy Cornell
Dayton
ubs.com/team/cnteam/
• • •• 796 2 5
Charles Dankworth
UBS Financial Services
New Albany
(614) 939-2202 / [email protected]
www.ubs.com/team/thedankworthgroup
• • 970 1030
As of April 27, 2015
O HI O
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
ent
s
ow
m
s
i on
dat
Morgan Stanley WM
(614) 473-2401 / [email protected]•
Brian Edwards
Columbus
www.morganstanleyfa.com/theedwardsgroupsb
•
Merrill Lynch PBIG
(513) 579-3888 / [email protected]
Joseph Evelo
Cincinnati
pwa.ml.com/evelosingersullivan
• • 2418 1525
$712 $2 $5
UBS Financial Services
(419) 318-5500 / [email protected]
Craig Findley
Sylvania
www.ubs.com/findleywisewealthmanagement
• • • •1,548 5 10
Sequoia Financial Advisors (330) 375-9480 / [email protected]
Thomas Haught
Akron
www.sequoia-financial.com
•
UBS Financial Services
(513) 792-2139 / [email protected]
Tad Lawrence
Cincinnati
ubs.com/team/lawrenceburchenal
• • • • •5,362 1220
NCA Financial Planners
(440) 473-1115 / [email protected]
Kevin Myeroff
Cleveland
ncafinancial.com
•
Budros Ruhlin & Roe
(614) 481-6900 / [email protected]
Daniel Roe
Columbus
www.b-r-r.com
• • • • •2,025 4 5
Merrill Lynch PBIG
(513) 579-3888 / [email protected]
David Singer
Cincinnati
pwa.ml.com/evelosingersullivan
Steven Stocker
ORE.
I ns
Phone, E-Mail & Website
End
Firm / City
Fou
n
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
Investment Partners, LTD
New Philadelphia
(330) 308-9707 / [email protected]
www.invp.com
•
• 1,544 1.63.75
• • • • 1,238 1.52.5
• • 2,418 1020
• •••• 843
0.48
2.5
UBS Financial Services
(419) 318-5500 / [email protected]
Kenneth Wise
Sylvania
www.ubs.com/findleywisewealthmanagement
• • • •1,548 5 10
Raymond James
(541) 683-2900 / [email protected]
Charlene Carter
Eugene
www.carterandcarter.com
•
• •
3101.5 2
Ameriprise Financial
(503) 439-1880 / [email protected]
Chad Martindale
Portland
www.ameripriseadvisors.com/chad.r.martindale/
•
•
3130.66 1.4
McGee WM
(503) 597-2222 / [email protected]
Judith McGee
Portland
www.mcgeewm.com
•
• • 4281.5 5
RBC WM
(215) 557-1702 / [email protected]
Robert Boland
Philadelphia
www.bolandinvestmentgroup.com
•
• • • 9786.9 20
•
•
Patricia C. Brennan
Key Financial
West Chester
(610) 429-9050 / [email protected]
keyfinancialinc.com
Merrill Lynch WM
(412) 749-7912 / [email protected]
William H. Brown, Jr. Sewickley
www.fa.ml.com/thebrownhurrayplantzgroup
Anthony DiValerio, Jr.
Morgan Stanley PWM
West Conshohocken
•
5841.8 3
• •• 880 25
(610) 260-7049 / [email protected]
www.morganstanleyfa.com/frontstreetgroup
•
•
•
1,200
30
75
PENNSYLVANIA
Mill Creek Capital Advisors (610) 941-7714 / [email protected] •••••
Joshua Gross
3,5751425
Conshohocken
www.millcreekcap.com
Merrill Lynch WM
(267) 757-1409 / [email protected]
Gregory Hayes
Yardley
fa.ml.com/gregory_hayes
•
Hudock Moyer Wealth Res (866) 855-0569 / [email protected]
Barbara Hudock
Williamsport
www.hudockcapital.com
• •••• 547 35
Hefren-Tillotson, Inc.
(412) 633-1574 / [email protected]
James Meredith
Pittsburgh
www.hefren.com
•
• • 1,4541.5 4
Merrill Lynch WM
(610) 687-7925 / [email protected]
J. Douglas Moran
Wayne
fa.ml.com/jdm
•
• •
Merrill Lynch WM
(610) 594-1131 / [email protected]
Robert P. Moran, Jr.
Exton
fa.ml.com/robert_moranjr
•
• • • 3941.5 3
Wells Fargo Advisors
(215) 564-8487 / [email protected]
John Parker
Philadelphia
home.wellsfargoadvisors.com/john.j.parker
• • •1,530 3 5
Morgan Stanley WM
(215) 854-6272 / [email protected]
Eric Salmansohn
Philadelphia
www.morganstanleyfa.com/libertywealthmanagementgroup
• • • •
•
•
•
695 12.5
342 3.54.5
1,431
3 10
Raymond James
(855) 473-4537 / [email protected]• • • • • 625 5 6
Thomas Seiler
Newtown
raymondjames.com/theseilergroup
Wells Fargo Advisors
John Solis-Cohen
Jenkintown
(215) 572-4276 / [email protected]• •• 896 35
As of April 27, 2015
SPECIAL ADVERTISING SECTION TEXAS
TENNESSEE
S.D. S.C.
R.I.
R.I.
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
s
•
•
Raymond James
(401) 596-2800 / [email protected]
Malcolm Makin
Westerly
ppgadvisors.com
•
• • • 10551.5 3
•
$802$2.5 $4
Morgan Stanley WM
(855) 899-0509 / [email protected]• • • 452 2 3
David Reiser
Newport
www.morganstanleyfa.com/reiser/index.htm
Richard C. Young & Co., Ltd.(888) 456-5444 / [email protected]
Matthew A. Young
Newport
www.younginvestments.com
•
•
• 1,0221.84
5
Morgan Stanley WM
(843) 727-7771 / [email protected]
Derrick Sullivan
• •••• 936 820
Charleston
www.morganstanleyfa.com/thesullivancrawfordgroup
Gordon Wollman
Raymond James
Sioux Falls
(605) 352-9490 / [email protected]
www.gordonwollman.com
•
Morgan Stanley WM
(615) 298-6554 / [email protected]•
Christi Edwards
Nashville
www.morganstanleyfa.com/christi.edwards
• •
255 0.81.7
•
658
•
3
5
Merrill Lynch PBIG
(615) 747-5625 / [email protected] •••• 8901530
Eric Klindt
Nashville
pwa.ml.com/klindtcole
Merrill Lynch PBIG
(865) 521-8805 / [email protected] ••••• 6741725
Dugan McLaughlin
Knoxville
www.pbig.ml.com
Merrill Lynch WM
(615) 750-1057 / [email protected]
Mitzi Michaelson
Brentwood
www.fa.ml.com/wallace_michaelson
•
•
Corda Investment Mgmt
(713) 439-0665 / [email protected]
Bonner C. Barnes
Houston
www.cordamanagement.com
•
•
Merrill Lynch WM
(713) 658-1386 / [email protected]
James Coffee
Houston
www.fa.ml.com/james_coffeejr
• • •3,939 5 7
J.P. Morgan Securities
(214) 979-7770 / [email protected]
Don Donnally
Dallas
www.jpmorgansecurities.com/donnallygroup
• • • • 3,600 1235
UBS Financial Services
(469) 440-0547 / [email protected]
Ira Kravitz
Plano
financialservicesinc.ubs.com/team/kravitzgroup/
•
• •
5774.5 6
Tanglewood WM
(713) 840-8880 / John Merrill
Houston
www.tanglewoodwealth.com
•
• •
8332.5 5
•
3601.66
3
675 0.51.5
Morgan Stanley WM
(214) 696-7175 / [email protected]
Marie A. Moore
Dallas
www.morganstanleyfa.com/themooregroup/
• • • 360 515
Ameriprise Financial
(713) 332-4422 / [email protected]
Darrell Pennington
Houston
www.penningtonwealth.com
•
Morgan Stanley WM
R. Scot Smith
Dallas
UT.
i on
Merrill Lynch WM
(610) 594-1186 / [email protected]
D. Scott Wisman
Exton
fa.ml.com/wisman_willisgroup
Merrill Lynch WM
(972) 386-1349 / [email protected]
Richard Piatas
Dallas
www.fa.ml.com/richard.piatas
VIRGINIA VT.
End
Phone, E-Mail & Website
dat
il)
Hig
($1 h Ne
-10 t W
mil orth
)
Firm / City
Re
(Up tail
to $
1m
Name
h
Directory of Barron’s-Ranked
Financial Advisors
Fou
n
•
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
BARRON’S
•
742 1.52.5
• • 2,555 1025
(214) 696-7064 / [email protected] • • •• 475 2 3
Morgan Stanley WM
(713) 966-2177 / [email protected]
Murray Snow
Houston
morganstanleyfa.com/thesnowgroup
•
• • •
Ameriprise Financial
(713) 332-4400 / [email protected]
Scott Tiras
Houston
tiraswealth.com
•
• • 1,902 23.5
Hal Anderson
Soltis Investment Adv
St. George
(800) 735-1601 / [email protected]
www.soltisadvisors.com
Wells Fargo Advisors
(802) 864-2667 / [email protected]
Jennifer Kelley
Burlington
www.kelleybrooks.wfadv.com
7002.5 5
• • •1,690 8 15
•
•
•
2771.25 2.5
Morgan Stanley WM
Tim Stotz
Burlington
(802) 863-7709 / [email protected]• ••••• 703
2.54
Garret Alcaraz
(757) 431-6375 / [email protected]
www.alcarazfisherjustiswmg.wfadv.com
Wells Fargo Advisors
Virginia Beach
• •••••
1,454
1.5
3.5
Wells Fargo Advisors
(703) 739-4548 / [email protected] • •••••
Tristan Caudron
1,525
1.5
2.5
Alexandria
www.speckcaudron.com
Glassman Wealth Services (703) 534-4444 / [email protected]
Barry Glassman
McLean
www.glassmanwealth.com
• • • 793 710
As of April 27, 2015
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Fou
n
Firm / City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
JoycePayne Partners
(804) 358-2702 / [email protected]
Michael Joyce
Richmond
www.joycepaynepartners.com
•
•
Ameriprise Financial
(703) 226-2300 / [email protected]
Soo Kim
Vienna
www.ameripriseadvisors.com/soo.m.kim/
•
• 1,0250.75 1.5
Wells FiNet
(703) 760-5717 / [email protected]
Jeff LeClair
McLean
www.leclairlemlihapproach.com
• •••••
1,234 520
•
$640$2.5 $3
WASHINGTON
VI R GI NI A
Wells Fargo Advisors
(888) 465-8422 / [email protected] •••••
Joseph Montgomery
15,205 715
Williamsburg
www.osg.wfadv.com
(703) 468-2700 / [email protected]
Paul PagnatoHighTower
Reston
www.hightoweradvisors.com/pagnatokarp
• • • 2,354 2540
Robert W. Baird
(571) 203-1600 / [email protected]
Gregory S. Smith
Reston
www.thewiseinvestorgroup.com
•
• 2,2301.02
3
Wells Fargo Advisors
(703) 739-1439 / [email protected]
Ryan Sprowls
• •••••
1,000
1.25
2.5
Alexandria
sdkwealth.com
(703) 734-9322 / [email protected]
Greg SullivanSBSB
McLean
www.sbsbinc.com
• • • • •2,854 5 10
Robert W. Baird
(571) 203-1600 / [email protected]
Eric Wightman
Reston
www.thewiseinvestorgroup.com
• • •2,230 1 3
Morgan Stanley WM
(425) 453-5833 / [email protected]•
Michael Ernst
Bellevue
www.morganstanleyfa.com/northwestcapitalgroup
•
Evergreen Gavekal
(425) 467-4600 / [email protected]
David Hay
Bellevue
evergreengavekal.com
•
• • • 1,3681.2 5
Pacific Portfolio
(206) 623-6641 / [email protected]
Lawrence Hood
Seattle
www.pacific-portfolio.com
• • • • •2,884 11 18
AGP Wealth Advisors
(800) 563-1636 / [email protected]
Randall Linde
Renton
www.agpwealthadvisors.com
•
•
UBS Financial Services
(425) 451-2350 / [email protected]
Michael Matthews
Bellevue
www.ubs.com/fa/mmatthews
•
• •
Freestone Capital Mgmt
(206) 707-7310 / [email protected]
Erik Morgan
Seattle
www.freestonecapital.com
• • • 3105 511
Erin Scannell
WI. W. VA.
•
Ameriprise Financial
Mercer Island
(425) 709-2345 / [email protected]
www.heritage-wealth.com
•
•
•
890 0.5
5
• 1,6880.75 1.5
6023.5 6
•
• • •1,5201.5 2
Morgan Stanley WM
(425) 453-6916 / [email protected]
Jason Weese
Bellevue
www.morganstanleyfa.com/jason.weese/
• • • 8757.520
RBC WM
(304) 697-2030 / [email protected]
David Miller
Huntington
themillerinvestmentgroup.com
•
•
Wells Fargo Advisors
(304) 232-2550 / [email protected]
Fred Scheeren
Wheeling
www.wfadvisors.com/fred.scheeren
•
• • • 5581.1 5
UBS Financial Services
(608) 831-4282 / [email protected]
Andrew Burish
Madison
www.ubs.com/team/burishgroup
• •••••3428 23
David Spano
Annex WM
Elm Grove
(262) 786-6363 / [email protected]
www.annexwealth.com
•
•
261 0.250.75
•506.55 0.4 0.8
This directory features advisors whom Barron’s has ranked in one of its
four annual financial advisor rankings. Ranked advisors who wish to appear
in this section should contact Rob Walkley at 609-­520-­7184 or
[email protected]. Advisors who wish to apply for a ranking should
contact Matt Barthel at 212-416-2709 or [email protected].
As of April 27, 2015