Representative Public Offering Transactions

Ellenoff Grossman & Schole LLP
Representative Public Offering Transactions
Areas of Practice Include:
CORPORATE AND
SECURITIES
Vantage Energy Services, Inc.
Energy Infrastructure Acquisition Corp.
HD Partners Acquisition Corporation
(AMEX:VTG)
(AMEX:EII.U)
(AMEX:HDP-U)
$240,000,000
$202,500,000
$150,000,000
Deutsche Bank Securities Inc.
Maxim Group LLC, as sole bookrunner, and
Ferris, Baker Watts
Morgan Joseph & Co., Inc.
acted as the representative of the underwriters
in an initial public underwritten offering
consisting of 30,000,000 units
acted as the managing underwriters
in a public underwritten offering
consisting of 20,250,000 units
acted as the representative of the underwriters
in a public underwritten offering
consisting of 18,750,000 units
May 30, 2007
July 17, 2006
June 1, 2006
EG&S acted as counsel to the SPAC Issuer
EG&S acted as counsel to the Underwriters
EG&S acted as counsel to the Issuer
Boulder Specialty Brands, Inc.
Dekania Corporation
Healthcare Acquisition Corp.
(OTCBB:BDSBU)
(AMEX:DEK)
(AMEX:HAQ)
$102,086,720
$97,000,000
$75,000,000
Citigroup, as sole bookrunner and
Roth Capital Partners
Merrill Lynch & Co., and
Maxim Group LLC
Maxim Group LLC
acted as the managing underwriters in a public
underwritten offering consisting of 12,760,840 Units
acted as the representatives of the underwriters
in an underwritten initial public offering
consisting of 9,700,000 units
acted as the managing underwriters in a public
underwritten offering by Healthcare Acquisition Corp.
consisting of 9,000,000 units
December 21, 2005
February 7, 2007
July 28, 2005
EG&S acted as counsel to the underwriters
EG&S acted as counsel to the Underwriters
EG&S acted as counsel to Healthcare Acquisition Corp.
PUBLIC OFFERING
P R I VA T E E Q U I T Y /
VENTURE CAPITAL
MERGERS AND
ACQUISITIONS
P R I VA T E
INVESTMENT FUNDS
REAL ESTATE
DEVELOPMENT &
FINANCE
COMMERCIAL LEASING
BROKER-DEALER
REGULATION
INTERNATIONAL AND
DOMESTIC TAX
370 Lexington Avenue New York, NY 10017-6503
phone (212) 370-1300 fax (212) 370-7889
www.egsllp.com
Ellenoff Grossman & Schole LLP
Representative Public Offering Transactions
Areas of Practice Include:
CORPORATE AND
SECURITIES
Alpha Security Group Corp.
Echo Healthcare Acquisition Corp.
Key Hospitality Acquisition Corporation
$60,000,000
$50,000,000
$48,000,000
Maxim Group LLC
Morgan Joseph & Co., Inc.
and Roth Capital Partners
Maxim Group LLC and
Wedbush Morgan Securities
acted as the representative of the underwriters
in an underwritten initial public offering
consisting of 6,000,000 units
acted as the representatives of the underwriters
in a public underwritten offering
consisting of 6,250,000 units
acted as the managing underwriters
in a public underwritten offering
consisting of 6,000,000 units
March 28, 2007
March 17, 2006
October 28, 2005
EG&S acted as counsel to the Underwriters
EG&S acted as counsel to the Underwriters
EG&S acted as counsel to the underwriters
TransTech Services Partners Inc.
ChinaGrowth North
Acquisition Corp.
ChinaGrowth South
Acquisition Corp.
$36,000,000
$36,000,000
$36,000,000
Cowen & Company, LLC and
Maxim Group LLC
Morgan Joseph & Co., Inc.
Morgan Joseph & Co., Inc.
acted as the representatives of the underwriters
in an underwritten initial public offering
consisting of 4,500,000 units
acted as the representative of the underwriters
in an underwritten initial public offering
consisting of 4,500,000 units
acted as the representative of the underwriters
in an underwritten initial public offering
consisting of 4,500,000 units
May 30, 2007
January 29, 2007
January 29, 2007
EG&S acted as counsel to the Underwriters
EG&S acted as counsel to the Underwriters
EG&S acted as counsel to the Underwriters
(AMEX:HDS)
( OTCBB:EHHAU)
PUBLIC OFFERING
P R I VA T E E Q U I T Y /
VENTURE CAPITAL
(OTCBB:KHPAU)
MERGERS AND
ACQUISITIONS
P R I VA T E
INVESTMENT FUNDS
(OTCBB:TTSP)
(OTCBB:CGNYF)
REAL ESTATE
DEVELOPMENT &
FINANCE
COMMERCIAL LEASING
BROKER-DEALER
REGULATION
INTERNATIONAL AND
DOMESTIC TAX
370 Lexington Avenue New York, NY 10017-6503
phone (212) 370-1300 fax (212) 370-7889
www.egsllp.com
(OTCBB:CGSXF)
Ellenoff Grossman & Schole LLP
Representative Public Offering Transactions
Areas of Practice Include:
CORPORATE AND
SECURITIES
PUBLIC OFFERING
P R I VA T E E Q U I T Y /
VENTURE CAPITAL
SORL Auto Parts, Inc.
PinPoint Advance Corp.
Newtek Business Services, Inc.
$32,142,855
$25,000,000
$24,840,000
Maxim Group LLC, as sole bookrunner, and
Chardan Capital Markets, LLC
Maxim Group LLC
Roth Capital Partners and
Maxim Group LLC
acted as the managing underwriters
in a public underwritten offering
consisting of 4,285,714 units
acted as the representative of the underwriters
in an underwritten initial public offering
consisting of 2,500,000 units
acted as underwriters in a public,
underwritten offering by Newtek consisting of
6,900,000 shares of common stock
November 30, 2006
April 25, 2007
July 2, 2004
EG&S acted as counsel to the Underwriters
EG&S acted as counsel to the SPAC Issuer
EG&S acted as counsel to the underwriters
Response Genetics, Inc.
Incredimail Ltd.
Affinity Media International Corp.
$21,000,000
$18,750,000
$16,500,000
Maxim Group LLC
Maxim Group LLC
Maxim Group LLC, as sole bookrunner, and
Legend Merchant Group, Inc.
acted as the representative of the underwriters
in an underwritten initial public offering
consisting of 3,000,000 shares of common stock
acted as the underwriter in a public
underwritten offering consisting
of 2,500,000 ordinary shares
acted as the managing underwriters
in a public underwritten offering
consisting of 2,750,000 units
June 8, 2007
January 30, 2006
June 5, 2006
EG&S acted as counsel to the Underwriters
EG&S acted as counsel to the Underwriter
EG&S acted as counsel to the Issuer
(NASDAQ:SORL)
(OTCBB:PPAC)
(NASDAQ:NKBS)
MERGERS AND
ACQUISITIONS
P R I VA T E
INVESTMENT FUNDS
REAL ESTATE
DEVELOPMENT &
(NASDAQ:RGDX)
(NASDAQ:MAIL)
FINANCE
COMMERCIAL LEASING
(OTCBB:AFMIU)
BROKER-DEALER
REGULATION
INTERNATIONAL AND
DOMESTIC TAX
370 Lexington Avenue New York, NY 10017-6503
phone (212) 370-1300 fax (212) 370-7889
www.egsllp.com
Ellenoff Grossman & Schole LLP
Representative Public Offering Transactions
Areas of Practice Include:
CORPORATE AND
Ivivi Technologies, Inc.
Velocity Asset Management, Inc.
Debt Resolve, Inc.
$15,000,000
$13,800,000
$12,500,000
Maxim Group LLC
Anderson & Strudwick, Incorporated
EKN Financial Services, Inc.
acted as the representative of the underwriters
in a public underwritten offering
consisting of 2,500,000 shares of common stock
acted as the underwriter in a public underwritten
offering consisting of 1,380,000 shares of Series A
Convertible Preferred Stock
acted as the representative of the underwriters
in a public underwritten offering
consisting of 2,500,000 units
October 24, 2006
May 15, 2006
November 6, 2006
EG&S acted as counsel to the Underwriters
EG&S acted as counsel to the Issuer
EG&S acted as counsel to the Underwriters
(AMEX:II)
(OTCBB:VCYA)
(AMEX:DRV)
SECURITIES
PUBLIC OFFERING
P R I VA T E E Q U I T Y /
VENTURE CAPITAL
MERGERS AND
ACQUISITIONS
P R I VA T E
INVESTMENT FUNDS
REAL ESTATE
DEVELOPMENT &
FINANCE
COMMERCIAL LEASING
GuruNet Corporation
Hyperspace Communications, Inc.
BioDelivery Sciences International, Inc.
$11,750,000
$9,900,000
$8,800,000
Maxim Group LLC and
Early Bird Capital, Inc.
Capital Growth Financial, LLC and
Pail Capital, Inc.
Ferris, Baker Watts Incorporated
Maxim Group LLC and GunnAllen Financial, Inc.
acted as underwriters in an initial
public offering of 2,350,000 shares
of common stock
acted as underwriters in an initial
public offering of 1,800,000 units consisting
of common stock and warrants
acted as the lead underwriters in a public
underwritten offering consisting
of 4,400,000 shares of common stock
October 13, 2004
October 4, 2004
October 5, 2005
EG&S acted as counsel to Maxim Group
EG&S acted as counsel to the underwriters
EG&S acted as counsel to the issuer
(AMEX:GRU)
(AMEX:HCO)
(NASDAQ:BDSI)
BROKER-DEALER
REGULATION
INTERNATIONAL AND
DOMESTIC TAX
370 Lexington Avenue New York, NY 10017-6503
phone (212) 370-1300 fax (212) 370-7889
www.egsllp.com