This Application Guide details how to apply for the grant... # 12-002. It has 4 sections:
Transcription
This Application Guide details how to apply for the grant... # 12-002. It has 4 sections:
RFA # 12-001 and RFA # 12-002 GUIDELINES FOR PREPARATION OF FULL PROJECT PROPOSALS This Application Guide details how to apply for the grant under RFA # 12-001 and RFA # 12-002. It has 4 sections: I II III IV I Application Instructions Proposal Review Technical Proposal Guide Cost Proposal Guide Application Instructions Applications must be submitted no later than 4pm Wednesday 28th November 2012. Applications submitted after this deadline will NOT be accepted. Organizations should obtain a signed receipt for delivery of their application. Three hard copies of each and every document and soft copies (CD) of the entire application should be submitted to the following address: Senior Grants Manager Civil Society Fund Financial Management Agent (Deloitte & Touche) 1st Floor Rwenzori House 1 Lumumba Avenue Applications sent by email will NOT be accepted. All the Applicants are expected to provide electronic copies of their proposal, budget and budget notes on a CD, along with their paper submission. Electronic copies are requested in Microsoft Office compatible formats (Word and Excel). The Full project proposal body should not exceed 35 pages, excluding the cover sheet, budget, budget narrative and appendices. All applicants should use Arial font in 12 point for the text of the proposal and use size A4 paper with one inch margins on all sides of the paper. Questions related to these guidelines must be sent via email to [email protected], and copied to: [email protected] and [email protected], with the subject Re: 1 Attention RFA # 12-001/002 in the subject line of the email, by 5pm Monday 19th November 2012. Questions should be written in the body of the email message and not submitted as attachments. Responses to received questions will be shared with all applicants by email. Responses will also be posted on the CSF website at www.csf.or.ug The CSF will accept and review proposals from applicants that propose to cover the district that was mentioned in the reviewed proposal submitted to CSF only. The applicant should propose to work in one of the thirty focus districts listed in the RFA scope of work. Only CSOs that responded to these RFAs as consortiums at concept paper and subsequent proposal stage are expected to develop their proposals as consortiums, but the proposals must provide evidence of clear benefits to the target population and any cost efficiencies from the partnerships. Applicants should note that all awards given will be for a period of 3 years. However, funding for each subsequent year will depend on availability of funds and satisfactory performance. The total number of organizations to be funded in each of the focus districts will depend on factors that include but not limited to the following: population size, presence of other service providers and the total number of sub counties in each district. NB: Applicants are advised that funding under this round from CSF is not expected to be used to procure HIV test kits, Condoms, ARV drugs and related commodities. Proposals that are incomplete, or do not follow instructions provided in the proposal and budget guidelines, will be regarded as non-responsive to the solicitation and will not be considered. Proposals submitted in response to the RFAs shall remain the property of the CSF and will not be returned. Issuance of these RFA guidelines in no way obligates the CSF to issue any awards. The CSF will not be liable for any costs incurred in an applicant’s preparation of its response to the RFAs. Furthermore, the CSF may issue written amendments/addendums to this solicitation at any time before the proposal submission due date. These amendments/addendums will be communicated by e-mail to ALL applicants and will also be posted on the CSF website. II PROPOSAL REVIEW Proposals submitted will be forwarded to a Technical Review Committee (TRC) for review. The TRC will review the technical, institutional capacity, M&E and budget for compliance with these guidelines and financial viability of the proposed project before final approval. Applicants that are not compliant with these guidelines will be notified individually. 2 The TRC will review the proposals according to the provisions in RFA 12-001 and 002 scopes of work (SOW) and the following technical guide: Note: Applicants are expected to address ALL the recommendations provided in the proposal feedback notifications when developing their full revised proposals for a fruitful pre-award workshop exercise. In addition, the guidelines below must be adhered to. III TECHNICAL PROPOSAL GUIDE Project proposals should be submitted with ALL sections of the following cover sheet completed Name of organization: Address: Organization’s Email: If in Consortium, Full names of partners Project title: Name the District: Names of Sub counties to be covered Number of parishes to be covered per sub county mentioned Project time frame: Total amount requested: Start date: UGX: End date: Targeted direct project beneficiaries by Age (stipulate number and denominator for each group) Female Male Total Age Target Denominator Target Denominator Target Denominator category 10-14 15-24 25+ years Total 1 3 Target population by Category e.g. Fisher folk, CSWs, etc (only indicate numbers and denominators for each targeted population) Female Male Total Category of Target Target Denominat Target Denominator Target Denominator population or 1. Fisher folk 2. CSWs 3.Youth out of school 4. Boda boda ridders 5. PLHIV 6. Couples 7. Pregnant women 6. Others (Specify) Total 2 Note: Total 1 is expected to be the same as Total 2 Service providers to be trained eg Peer Educators Category Number Intervention Areas Targets by Intervention Areas 1. Behavior change communication (BCC) 2. HIV Counseling & Testing (HCT) 3. Prevention of mother to child transmission of HIV (PMTCT) 4. Safe Male Circumcision 5. Condoms 6. Other (specify) Key Contact Person: Signature: Name: Position: Telephone: Male Female Total Target Key signatory authority: Signature: Position: Email address: Telephone: The following section of the guide describes each component of project proposals to be submitted and the type of content requested. Please provide adequate information in your proposal based on the SOW and these guidelines. This will be the basis of Technical Review Committee’s review. Ensure that the body of the project proposal does not exceed 35 pages of A4 paper using Arial size 12 font, single line spacing and 1 inch margins. These pages exclude the cover sheet, budget, budget notes and appendices. Ensure that all appendices are attached to the proposal. 4 III. A Organization History and Past Performance (10 points) Organizational Background and Qualifications (Maximum 1 page) In this section provide background information on your organization, including the following: Description of the type of organization (faith based organization, community based organization, NGO etc). The organization’s mission statement and any relevant vision or values statements. A brief overview of the organization’s history (when and why it was established, key aspects of its growth and development) and their key achievements. A brief description of the organization’s current size (both personnel and finances), and sources of support. At least three major community based HIV prevention interventions OR other community health related programs OR socioeconomic empowerment programs. implemented by the organization within the last five years. III.B Technical Approach and M&E Plan The Technical Approach and M&E plan consists of the Project description; Approaches and strategies; Objectives, activities, geographical coverage and target groups; the Implementation Plan and the Monitoring and Evaluation Narrative and Plan III.B.1 Project Description (15 points) This section is in three parts, including a problem statement, a proposed solution, and the project description (Maximum 3 pages) III.B.1.1: Problem Statement Please provide a brief description of the problem that you are addressing in the coverage area of the proposed project. Summarize how your proposed project is addressing or mitigating this problem. Include the following information: Description of the extent, scope, or severity of the problem in the proposed coverage area. Using district or regional specific evidence to back up the discussion and provide source of information Analysis of the causes of the problem Results of the previous efforts to solve the problem(s), by districts, or other organizations State the current gaps that you intend to address during the 36 months of implementation period in the district. 5 The CSF strongly encourages Applicants to confine their problem statement to the coverage area of the proposed project and to the problems their proposed project will specifically address. Provision of general overviews of the HIV/AIDS situation in Uganda is not necessary and neither is it a requirement for this application. Only regional1, district or area specific and evidence based information may be used. (Approximately 1 page) III.B.1.2: Proposed Solution Briefly provide an overview of the proposed project. Describe the general approach (es) you will use to address the problem identified above. Describe why the proposed strategy or approach was chosen, and provide evidence of the impact the approach has so far had on the problem. Briefly describe how the general strategies and approaches to be used will be different from what others have done if there will be any differences, giving reasons for the new strategy/approach. Describe the steps that will be taken to ensure district, community, beneficiary and PLHIV involvement in program design and implementation. Describe how the approaches will be coordinated and complement the activities of government, other projects and donors in addressing this problem, and how the project will address gaps in district coverage and district service delivery priorities, strategic plans, goals and objectives. (1½ pages) III.B.1.3 – Project Objectives and Activities This section of the proposal should describe the proposed project objectives. These should be aligned to the RFA 12-001 and RFA12-002 SOW. It should include the overall goal of the project, detail its beneficiaries and coverage area including the district, subcounty and parish, detail the specific quantifiable objectives of the project (these could be a modification or realignment of the objectives in the previous proposal), and for each objective, describe the activities that this project will support and/or implement. Please note that applicants should endeavor to work with already existing systems and are not expected to start setting up completely new systems in the districts. Project Goal: Describe in one or two sentences the overall long term goal the project hopes to contribute to. The goal should be broader than the individual specific objectives (see below). Description of geographical coverage area and characteristics of the proposed beneficiaries. Coverage and Target population (beneficiaries): State the district, the sub counties and parishes that the project will cover. Also describe the intended beneficiaries and target populations. Provide strategies and tools that will be used to select the target population and relevant stakeholders. Applicants are expected to provide quantified estimates of 1 Consider Uganda AIDS Indicator Survey (2011) regions 6 the target population to be reached as direct beneficiaries of project activities using the tabular format provided below. Applicants should indicate the denominator for each of the targets. Proposed interventions should ensure coverage of the entire sub county unless there is evidence that the other parishes are already adequately covered by other partners. Use the tabular format below to summarize the geographical coverage proposed. Sub County Target (by sub county) Female Male Total Denominator county) Female Male (by sub Total Specific Objectives: The proposed project specific objectives should cover all the RFA objectives. Applicants are encouraged to have no more than five specific objectives. Objectives should be Specific, Measurable, Achievable, Realistic and Time specific. For each objective, succinctly describe the strategies the activities, and partnerships to be used according to the arrangement below: Objectives: Objectives are specific quantifiable results that the project will directly achieve. The activities that the project will support are expected to directly result in the objectives presented. Objective statements should include an indication of the timeframe and number of beneficiaries. Specific strategies: The proposal should identify promising strategies that will be used in achieving each stated objective (stated per objective) including identifying and adapting good program practice, partnership with communities, participation of target population leveraging existing programs or resources, etc. Key Activities: Under each objective, provide a brief narrative of the activities that will be supported in order to achieve the objective. Activities should be numbered in a logical manner. The numbering should match with what is used in the M&E sections and budget. For each activity, mention the work that will be conducted (should include an action verb, who will conduct it, materials to be used, and frequency. In addition, for each 7 activity succinctly, include the target group, and expected output(s) resulting from each these). Target groups: Refers to the age group, sex and category of the target population such as youth (out of-school), PLHIV, married couples or persons in long-term sexual relationships, fishing communities, CSWs, boda boda riders, pregnant women, etc.) that the activity will target. Partnership: (Stated per objective) Describe other organizations with which the project will partner, network and/or collaborate in order to achieve this project objective and their roles. Describe the nature of the relationship between the institutions involved, the roles of the other organizations and anticipated benefits to the project in achieving this objective. (This whole section III.B.1.3 should not be more than 4 pages) III.B.2 Monitoring and Evaluation Section (15 points) III.B.2.1 The Logical Framework Matrix (5 points) Log frame: At this point, it is important to summarize your project into a logical framework which should be able to provide logical relationship between the activities with the outputs, objectives and the project goal. In addition the proposal must present concrete indicators that will be able to measure the achievement of your project outputs and expected results. State the assumption as expected conditions, or factors that are likely to support or affect attainment of the results. Use the template of the log frame below. 8 Hierarchy of results Objectively Verifiable Indicators Means of Verification Assumptions/ Envisaged Risks Goal: Project objective:1 Outputs 1.1 Output 1.2 Activities (per objective) Inputs 9 III.B.2.2 Project Monitoring and Evaluation a) M&E Framework (5 points) In a narrative and matrix format, describe the framework for tracking progress of activities and outputs, including the plan for collecting relevant information for monitoring, learning and reporting. The format provided below is meant to serve as an example. Example of an M&E Framework & Plan Indicator in the M&E plan should relate to the work plan above. Hierarchy Objectively Baseline Target iii Means of Frequenc Responsibl ii of Results Verifiable Verification y of data e person Indicators (MOV) collection /entity vi v (OVI)/Performan Data i iv ce indicators source Overall Objective ix Outcome 1 Frequency of data analysis vii Responsibl e person /entity viii Resources required ix e.g. staff time, consultant Output 1.1 Output 1.2 Outcome 2 Output 2.1 10 Hierarchy of Results Objectively Baseline ii Verifiable Indicators (OVI)/Performan ce indicators i Target iii Means of Frequenc Responsibl Verification y of data e person (MOV) collection /entity vi v Data source iv Frequency of data analysis vii Responsibl e person /entity viii Resources required ix Output 2.2 11 See notes in the box below to help you understand the key variables in the M&E framework above Notes for the M&E Framework & Plan Table i. Objectively Verifiable Indicators (OVI) /Performance indicator; for each results (outcome/output), list the relevant indicators and ensure that they are SMART (specific, measurable, achievable, realistic and time bound). ii. Baseline; for each indicator, state the baseline value (starting point) from which you will be measuring change. iii. Target; for each indicator, state the anticipated achievement level for the project life span. This must be determined with respect to the baseline value taking into account available resources, performance trends, and other factors. iv. Means of verification (data source); for each indicator, clearly state how you will obtain data to track it e.g. quarterly report, activity report, UDHS report, etc v. Frequency of data collection; for each indicator, suggest how often you will collect data to track progress. vi. Responsible person /entity; for each indicator, state the person who will take the lead on collecting data vii. Frequency of data analysis and use; for each indicator, suggest how often you will analyse and utilize data to inform your program viii. Responsible person /entity; for each indicator, state the person who will take the lead on aggregating, analyzing and presenting data ix Overall Objective; precisely describe what your project intends to contribute to. Outcome; identify and state the desired change/ result that your project aims to achieve. Iinvolves changes in attitudes, practises, behaviour, and use. Please refer to national OVC M&E framework. x xi Outputs; state the immediate results of project activities e.g. OVC caregivers trained, OVC supported with scholastic materials, etc. Please note that all activities proposed in the work plan should be contributing towards achieving these outputs. 12 b) M&E Narrative (5 points) (i) Data Collection Under this section, the applicants should describe what data is envisaged to be collected as a recording of the activities proposed in section III.B.1.3 above as well as outputs the applicant intends to track. Applicants should suggest the tools to be used use internally to collect data from the primary sources and further describe how these tools will be used and whether they already exist or if they need to be developed. Applicants should note that they may require more data to guide their operations beyond meeting CSF’s reporting requirements. Applicants should, therefore, plan to collect more data internally and this may require additional data collection tools. Additionally, the applicant should state whether the tools stated are MoH or internally developed tools and who will be responsible for collecting data using the same. CSF highly recommends the adoption of national data collection tools for program areas where they exist. And it should further be noted that CSF has developed standardized data collection tools for people reached with Social and Behavioral Change Communication interventions, Safe Male Circumcision, Condom programming and capacity building interventions for community resource persons. (ii) Data Entry and Storage Applicants should describe how they plan to store the data/records gathered under (i) above. Whether they envisage using an electronic filing system, manual filing system or both. Applicants should give an account of how this will be done and what computer programs they will use in case they are using the electronic system. State who will be responsible for managing and updating this data. Applicants should also note that they will be required to enter data collected in part (i) above in the CSF web-based database. (iii) Data Analysis, Reporting and Utilization Applicants should describe how they plan to analyze data (aggregate, generate frequencies, make relevant calculations, compare, etc). How often will this be done? What reports will be produced and who they will share them with? Describe how they intend to disseminate/ share processed or analyzed data with stakeholders and how often. Describe the plan to ensure utilization of program generated data by the organization and other stakeholders? State who is involved and responsible for data analysis, reporting and dissemination. (iv) Monitoring Process Applicants are required to give an account of how the activity monitoring function will be managed, specifying roles, reporting lines and feedback mechanisms. What field monitoring activities will be conducted? Are the monitoring tools in place or are they to be developed/ adapted? Any plans for quarterly review meetings as a platform for reviewing progress for the previous quarter and developing a work plan for the next quarter? State who will be involved. (v) Quality Assurance The Applicant should describe mechanisms/ strategies they envisage to put in place to ensure quality of data in terms of Validity, Integrity, Reliability and Timeliness. Furthermore, the applicant should describe how they will ensure quality of services to be provided by the project, in reference to key National quality standards. 13 (vi) M&E Capacity Building Is there need for M&E skills building for the community structures charged with M&E responsibility? This could be training in data collection and reporting tools, data analysis, data utilization, data quality assurance, etc. If so, then the applicant should explicitly illustrate how this will be done and which entity/individual will be responsible for the same. (vii) M&E Budget Depending on the size of the proposed project, M&E budget MUST be about 10% of the total project budget. Applicants should allocate sufficient funds for data collection, entry and analysis; routine field visits, M&E training/orientation on tools, computer hardware and software, internet connection, reproduction of monitoring tools such as registers, submission of reports to Kampala among others. (viii) Monitoring External, Uncontrollable Factors In tandem with the logical framework, the applicant should identify possible factors that might affect the achievement of intended project results in the event that they occurred and suggest ways of how the applicant will monitor their possible impact on some activities of the project. III. C Cross cutting Issues III. C 1. Coordination and District Participation All organizations are expected to indicate how they will collaborate with and involve the districts and sub counties during project implementation. This should include establishing a framework for collaboration through MOUs, district involvement in supervision, training, sharing of work plans and budgets, review meetings and participation in coordination events. III.C.2. Gender Applicants are expected to demonstrate in their problem description an understanding of the gender related factors that influence the epidemic in their target populations. The formulated approaches and activities should show how the applicant intends to strategically address these gender imbalances in design, implementation and evaluation of the projects in a manner that promotes the project objectives. III.C.3. Community engagement Applicants are expected to demonstrate clear approaches of community engagement and involvement during planning, implementation and monitoring stages of the project as indicated in the detailed scope of work. III.C.4. Meaningful and Greater Involvement of Persons Living with HIV (MIPA/GIPA) Applicants are expected to demonstrate clear approaches for MIPA/GIPA during planning, implementation and monitoring stages of the project as indicated in the detailed scope of work. 14 III. C.5. Sustainability and Project Closeout plans Planning for sustainability and project closeout should be part of the project cycle. In this section, the organization should lay out short and long-term sustainability priorities by determining the most important project interventions, outputs and outcomes that the project team would like to outlast the current project and how this will be achieved. Also describe any strategies that will be adopted to ensure continuation of the identified sustainability priorities after completion of the funding cycle. This should include how the project will; develop broad-based relationships/partnerships that foster collaboration (Involving all stakeholders: parents, students, business, politicians, community leaders, school administrations, funders, etc.). How to ensure community involvement/participation and develop a core of supporters. Link evaluation to project success and to marketing. Flexibility in project implementation as well as focusing on those interventions most likely to have long term impact should be paramount. To avoid confusion at project closeout, all organizations are expected to develop a project close out plan including how they will deal with issues of final reports to CSF, the exit from community, dealing with staff, assets etc. Closeout plan should be in the appendices (max 2 pages). III. D Management Systems and Human Resources (10 points) This section should include your organization’s readiness to handle the project’s management and technical requirements. Should highlight how the organization will staff the project and support the project’s management, technical and administrative support requirements. Specifically include the following (2 pages): A description of the organization’s governance structure (board of directors, volunteers etc) and the organization’s management structure (Use an organizational chart). A brief description of the key management personnel to be supported by the project, including their qualifications and experience. A description of the key technical personnel (programme, finance & M&E) to be supported by the project, including their qualifications and experience. A level of effort table showing each position supported by the project and the level of effort each position will dedicate to the project in terms of percentage of time. III.E. Implementation plan with clear activities, outputs and responsible person (5 points) This section consists of a tabular presentation of 1) objectives, 2) the activities to be conducted under each objective, 3) the month(s) in which the activities will occur, 4) the resulting outputs of each activity, and 5) the responsible person or centre for each activity (approximately 1-2 pages). Use the template of the Work plan table on the following page. 15 16 Feb Jan Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb Jan Dec Year 2: 2014/15 Nov Oct Sep Aug Jul Jun May Year 1 2013/14 Apr Mar THE WORK PLAN TABLE (Please insert year 3:2015/1 6 as well) OBJECTIVE 1: Activitie s: Expected Outputs (quantify the targets) Responsi ble person OBJECTIVE 2: Activitie s: 17 Feb Jan Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb Jan Dec Year 2: 2014/15 Nov Oct Sep Aug Jul Jun May Year 1 2013/14 Apr Mar THE WORK PLAN TABLE (Please insert year 3:2015/1 6 as well) OBJECTIVE 1: Activitie s: Expected Outputs (quantify the targets) Responsi ble person 18 IV COST PROPOSAL GUIDE IV.A Overview and Guidance Once grant applicants have developed their proposed project’s program description and activities, a budget based on objectives, activities and out puts must be developed. Each objective will contain activities that contribute towards achieving the final target in the objective. Each activity must be linked to tangible and verifiable outcomes or outputs. All costs directly associated with implementing the various activities under the objective other than general procurements and office management should be included in the objective budget. Staff time should be allocated under respective objectives e.g. M&E staff time should be included under the M&E objective. Only staff time related to project management/administration should be covered under program management e.g. accountants, drivers, administrators and other such crosscutting staff. General procurements and office management should be budgeted under Program Management. Note once again that procurements that are directly related to an activity e.g. stationery, T-shirts, Bicycles etc. should be budgeted under it; but all other procurements should be put in program management. . Each applicant is then expected to budget for monitoring and evaluation as a separate and comprehensive objective after the main program objectives. This M&E budget should cater for all planned M&E activities as described in the M&E section 111.B.2 above. Budget submissions must include: Table 1 – Detailed Budget by Objective and by Activity Broken Down by Quarter Table 2 – Summary of CSF and Matching Funding. You are required to complete all three budget tables. Alongside the above Tables, a budget narrative, within which applicants are expected to provide narrative support and explanations for the proposed costs, should be included. Please note that contingency funds are not funded by the CSF and should therefore not be included in the budget. The Excel templates which have been provided should be adapted as appropriate for your project, for example, if you have more than 4 objectives as provided in Tables 1 and 2, please add additional lines in these tables, but ensure that all formulae are correct. Table 1 – Detailed Budget by Objective and Activity Broken Down by Quarter This table provides a breakdown of expenditures by activities broken down by Quarter and should be completed first. Table 1 allows you to plan all the resources you will need to execute the activities. In this table, there is a block for Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 19 of 28 each activity. Insert the name of the objective activity. For each activity, please list the resources needed in the resources column provided. Insert the unit costs and type of measurement for that resource. The total cost of each resource will be calculated automatically. The total direct cost of the activity will also be calculated automatically. Program Management costs, which should include monthly overhead costs (e.g. rent, electricity, water, telephone, maintenance of office equipment) and monthly costs to manage the project (program manager, accountant salaries etc.) should be the last block on your list of activities. Ensure that you detail all anticipated direct costs of program management and coordination. Please add as many activity blocks as you need to this table under each objective, so that you can show all your activities and resources. You may add more lines for an activity if you need them. Example of an activity budget: Activity 1 – Train Counselors Table 1: Detailed Budget by Objective and by Activity Broken Down by Quarter Objective. 1: To increase availability of information and awareness on HIV among the youth Activity1: printing and distributing IEC material Unit Total Q1 Q2 Q3 Typ Uni Cost Cost Resource Unit e t Type (UGX) (UGX) consultant to 300,000 100,000 50,000 develop pers 100,00 brochure 1 on 5 days 0 500,000 broc 1,000,00 500,000 500,000 hure broc 0 print brochure 5,000 s 1 hure 500 2,500,000 fuel to distribute 1,250,000 brochure 500 litres 1 Litre 2,500 1,250,000 Activity 2: Training peer educators among the Youth Q4 50,000 500,000 200,000 Venue 1.00 Meals 50.00 Trainer 3.00 venu e pers ons pers ons 3 days 100,00 0 3 days 10,000 1,500,000 3 days 50,000 450,000 300,000 100,000 250,000 200,000 1,550,00 0 2,250,000 1,000,0 00 500,000 1,550,0 00 1,150,0 00 Total for Objective 1 6,500,000 Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 20 of 28 Objective. 2 Resource Unit Typ e Uni t Type Unit Cost (UGX) Total for Objective 2 Total Cost (UGX) 0.00 0.00 0.00 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 0.00 Objective. 3 Resource Unit Typ e Uni t Type Unit Cost (UGX) Objective 3 Total Cost (UGX) 0.00 0.00 0.00 0.00 Objective. 4 Resource Unit Typ e Uni t Type Unit Cost (UGX) Total for Objective 4 Monitoring & Evaluation Resource Total for Objective 6 Total Cost (UGX) 0.00 Unit Typ e Uni t Type Unit Cost (UGX) Total Cost (UGX) 0.00 0.00 0.00 0.00 Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 21 of 28 PROGRAM MAMAGEMENT Resource Unit Typ e Uni t Type Unit Cost (UGX) Total Total Cost (UGX) 0.00 0.00 0.00 Q1 Q2 Q3 Q4 0.00 TOTAL EXPENDITURE PER TABLE 1(Direct Cost) 0 . 0 0 TOTAL EXPENDITURE PER TABLE 2(Direct Cost) Difference between Table 1 and Table 2 Notes: 1. Please plan specific activities under a major objectives as illustrated in objective 1 above 2. Please note that the entire budget should cover 3 years’ period (12 quarters). 2. Ensure that the activities planned contribute directly to achieving the overall target in the objective 3. Please check each line item product, total objective summation and total budget summation for correctness 4. Table 1 & Table 2 should have similar direct costs and this is the check below the budget. Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 22 of 28 Expenditures Summary by Objective and by Quarter In Table 1, show how expenditures which you have already detailed in Table 1 will be incurred over the four quarters. If your project is shorter than 4 quarters, leave the extra quarters blank. The total direct cost of all activities will be calculated automatically Ensure that the total direct costs as per your activities in Table 2 equal the total budget for activities in Table 1. Table 2 - Summary of CSF Funding and Matching Funds Table 2 shows the funds being requested by your organization from the CSF as well as the funds to be contributed by the lead organization and its partners. The Total Grant requested from CSF (refer A in Table 3) should equal to the Total Project Cost (G in Table 1). Requests and contributions must be broken down by quarters. This table should be filled in last. Key Points to Consider Are the contributions of the members/partners clearly defined in terms of financial, non-financial personal time, support services? Have contributions “in kind” been given a financial value and is it clear what the elements of the projections that are “in kind” are? (Note you do not need to value volunteer services. Only substantial in kind assistance will require disclosure in the budget. Such an amount should be shown in both the funding sheet and the expenditure sheets.) Applicants are strongly encouraged to categorize project costs within the specific objectives noted above. Specific line item costs to be included in each objective are fully detailed below. The summary budget should present the total cost of objective. The detailed budget should present the individual line item costs contributing to the total cost of each objective above. A budget template is provided as an attachment III and can also be downloaded from the CSF website (www.csf.or.ug). The budget notes should provide a thorough explanation for each line item and assist the CSF in understanding the different costs needed to implement the proposed project. In support of these notes, applicants are encouraged to provide copies of relevant human resource, travel, procurement and finance and administration policies of their organizations. The budget notes should also include any assumptions underlying the budget, and describe any grantee financial and administrative policies that affect the budget. All proposed project costs are expected to be incurred and expensed in Uganda. All applicants are encouraged to minimize the management and administrative cost burden on the project which should not exceed 20% the total project budget. The extent of the management and administrative cost burden will figure prominently in the evaluation of the budget. Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 23 of 28 All applicants are encouraged to support project monitoring and evaluation costs as part of the project budget. The CSF encourages applicants to consider allocating 10% - 15% of the total project budget to such activities. The CSF reserves the right to amend, or reject some or all line items presented in the budget proposal. All cost proposals will be subject to investigation and verification. Table 2: Summary of CSF Funding and Matching Funds Summary of Funding year 1 A Qtr 1 UGX Qtr 2 UGX Grant requested from CSF - - Lead Organisation - Partner 1 (Name) Partner 2 (Name) Other Source (e.g. beneficiaries) Qtr 3 UGX Year 2 Qtr Qtr Qtr Qtr Qtr 4 1 2 3 4 UGX UGX UGX UGX UGX Total UGX - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Own Funding B C Sub-total Own Funding Total Funding (=A+B = F) Notes: 1. Section A of this Table shows the total project cost (G)break down per Quarter as in Table 2 2. In the section of own funding, please include the lead organization’s direct contribution or other donor/partner contribution to the lead organization’s achieving the same objectives 3. Section C is a total of the CSF and own funding. It shows the total cost Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 24 of 28 incurred in achieving the set objectives. IV. B Costs considered under this RFA IV.B.1 Personnel – This category includes salaries and wages of personnel supporting the project. The Personnel category includes only staff salaried by the grant recipient, which may support the project on a full time or part time basis. Personnel do not include consultants or fees paid for any other professional service. The detailed budget should include one line for each position funded on a full or part time basis by the project. It should list the position, the basis on which salary costs are prepared (daily, monthly or annual salary rates), the level of effort expected from the position for the project (number of days, number of months or percent of a year) and the total cost for the position on the project. Grants will not support the payment of international salaries. Budgeted salaries must reflect the current salary of existing staff, or proposed salary for new staff. In the budget narrative for Personnel, applicants should provide a brief description of the roles & responsibilities of each position listed. The notes should include a table presenting the level of effort for all staff working on the project, full or part time. In addition, if applicants propose a part time level of effort for certain positions, applicants must also describe the procedures in place to verify the level of effort provided by the position in support of the project, such as time sheets. Applicants should indicate whether the salaries proposed are based on Personnel or Human Resource Policies and whether they are verifiable through payroll records. IV.B.2 Fringe Benefits – Fringe Benefits include pension (NSSF) payments, health insurance, and any other benefits routinely provided by the applicant to their staff. The costs of each benefit must be itemized separately in the detailed budget. The budget narrative for this section should list the benefits provided to staff and the basis on which their costs are calculated (for example, as fixed costs or as a percentage of salary). Applicants that have human resource policies governing their overall compensation packages are encouraged to provide them as evidence of their ability to effectively manage staff compensation for the project. IV.B.3 Consultants – The Consultants category includes fees paid for professional services provided by individuals not directly employed by the applicant. The detailed budget should present the activity for which the consultant is needed, the daily rate to be paid the consultant, the duration of the consultancy (in days), and the total amount, for each consultancy. This category also includes the travel costs the proposed consultants will incur in implementing Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 25 of 28 the consultancy (consultant lodging, meals and transport). See the description of Travel for additional information. The budget narrative for this section should provide a brief description of the work for which consultants are needed, the number of days the consultants will work, and the cost per day. IV.B.4 Travel – This section includes all costs incurred by staff (personnel) traveling within Uganda in support of project activities. No international travel will be supported. Travel costs may include lodging, meals, related incidental expenses, and transport. Applicants are expected to ensure that travel costs charged to the project reflect the actual costs of travel undertaken in support of project activities. Travel is not regarded as supplemental income, and recipients must be prepared to support lodging and transport costs with receipts or as the organization procedures require. Proposed travel costs must be supported by the applicant’s travel policies, and if these are not available, must be fully documented in the budget narrative. The budget narrative for Travel should describe the purpose of the travel (with clear reference to specific project activities), the length of travel, and the basis on which costs for transport, lodging, meals and incidental expenses are calculated. In the absence of approved polices, the CSF will provide approved rates for adoption. IV.B.5 Equipment and Supplies – This category includes office equipment, office furniture, and office supplies, as well as the costs of insuring, maintaining and/or repairing office equipment. Grant funding may not be used to purchase vehicles. Motorcycles and bicycles may be proposed, provided that applicants can clearly justify their need for the conduct of project activities. The budget detail should contain one line for each type of equipment budgeted, along with the number of units needed and the budgeted unit price. The budget narrative for equipment and supplies must clearly explain and justify the project’s need for the proposed equipment and supplies. Applicants should describe the equipment to be purchased, and its intended use and purpose. Link the required equipment to specific activities in the proposal and provide an explanation of why the equipment is required. Also indicate the basis on which the costs are presented. IV.B.6 Training –Training includes all workshops, meetings, conferences, seminars, and other events organized and supported for the purposes of disseminating knowledge, skills, or practices from the recipient to the project’s beneficiaries and stakeholders. These costs may include venue fees, participant travel costs (including participant lodging, meals allowances and transport), training materials and facilitator fees. Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 26 of 28 IV.B.7 Sub grants/Subcontracts – This category includes all funds that the applicant anticipates providing to sub grantees, and all funds that the applicant anticipates paying to firms and institutions providing professional services to the applicant in support of the project. In the budget narrative for this section, fully describe the sub grants or subcontracts the applicant intends to award in fulfillment of the program description, including an explanation of the role of each funded partner and the costs associated with their involvement in the project. Where possible, applicants should include detailed budgets and notes for each proposed sub grant. IV.B.8 Other direct costs – This category includes, as the label suggests, those costs the applicant expects to incur in direct support of the project that are not captured under Personnel, Fringe, Consultants, Travel, Equipment and Supplies, Training, and Sub grants/Sub Contracts. Such costs might include communication expenses (telephone, fax, courier, and/or internet charges), office rent, utilities, office repairs and maintenance, bank charges, printing, fuel, insurance, vehicle maintenance and repair, and subproject audit costs. Applicants are expected to ensure that proposed costs in this category consist only of those costs incurred in direct support of the proposed project. No Other Direct Costs for international support will be approved. In the budget narrative for Other Direct Costs, applicants are required to describe how such costs will be allocated to the proposed project in a manner that ensures the project is supporting no more than its “fair share” of such costs. The notes should explain the basis of the unit cost and number of units in the budget, for each type of other direct cost incurred (for example, project related communications, printing, utility expenses, repair and maintenance, rent and bank services). IV.B.9 Indirect Costs – It is understood that applicants may incur costs managing and administering the proposed project that are, in fact, difficult to allocate to the project. Such costs might include rent, utilities, supplies, and financial/administrative personnel, if, for example, the applicant is also implementing other projects with other donor resources. If the applicant can demonstrate how such costs will be attributed to the proposed project, applicants are requested to itemize these costs in Section H (Other Direct Costs). If the applicant cannot directly attribute such costs to the proposed project, these costs may be treated as indirect costs. Costs included in this section must be justified with a statement in the budget narrative regarding how such costs are estimated and supported. Grants will not support the overhead cost or indirect cost rate of international organizations. Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 27 of 28 IV.C Restricted Costs None of the following will be regarded as pertinent to supported grant activities, and therefore none of the following costs will be allowed: Promotion of religious beliefs, including proselytizing /conversion or denying services to individuals who do not practice a specific religion or politics Funding of political parties or campaigns Supporting activities already paid for by other donors The purchase of military, surveillance, or police related commodities, services, or equipment. Required Appendices Names of the applicant’s Board of Directors and qualifications Physical address and map (could be descriptive) of the current physical location of the organizations offices from which the project is to be implemented One page CV of the organization’s Chief Executive Officer and the project’s Project Manager A copy of the Letter of recommendation from the Chief Administrative Officer of the targeted district Project closeout plan (2 pages) Civil Society Fund RFA #12-001 & RFA12-002 Full Proposal Application Guide Page 28 of 28