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Transcription

Asset Allocation Valuation at a Glance Purchasing Power Summary Customer Service Information Portfolio Holdings Transactions
Accrued Interest Summary Money Market Fund Detail Schedule of Realized Gains and Losses Year-to-Date Open Orders Securities
Cash Not Yet Received Fixed Income Bond Maturity Schedule Bond Quality Annuities Financing Holdings Retirement Account
with the features and benefits your statement has to offer. Your
tool that enables you to make informed investment
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ACCOUNT INFORMATION
VALUATION AT A GLANCE
ASSET ALLOCATION
FOR YOUR INFORMATION
CUSTOMER SERVICE INFORMATION
PORTFOLIO HOLDINGS
TRANSACTIONS
INCOME SUMMARY
ACCRUED INTEREST SUMMARY
MONEY MARKET FUND DETAIL
CONTENTS
at tax time.
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12
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ASSET MANAGEMENT ACCOUNT SECTIONS
PORTFOLIO EVALUATION SERVICE (PES ®) SECTIONS
CONSOLIDATED ACCOUNT SECTIONS
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ANNUITY SECTIONS
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FIXED INCOME SECTIONS
RETIREMENT ACCOUNT SECTION
7
SECURITIES NOT YET RECEIVED
please contact your investment professional or financial organization.
annual Form 1099 that summarizes your taxable financial activity
7
securities or asset allocation. If you have any questions or comments,
that occur in your account value. In addition, you will receive an
CASH NOT YET RECEIVED
potential situations. It is not intended to recommend any specific
account activity, evaluate your asset allocation, and view any changes
7
brokerage statement are designed to reflect a large number of
At a glance, you can easily track your investments, monitor your
OPEN ORDERS
sections described in this brochure. The contents of this sample
you with a concise, comprehensive picture of your financial status.
for the year, making it simple to accurately report your investments
your account; therefore, your statement may not include all of the
reporting needs—including only the sections that are relevant to
easy-to-review sections, your brokerage account statement provides
maintain a balanced portfolio. Presenting information in
personal statement is customized to meet your specific financial
Please take a moment and review this brochure to familiarize yourself
Your brokerage account statement is a powerful
decisions and helps you to effectively manage and
INTRODUCTION
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Value
Last Period
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Value
This Period
Account Number: 999–999999
John Q. Public
Call your investment professional for additional information about other interested
parties not listed above.
As you requested, copies of this statement have been sent to:
Interested Party Information
E-Mail Address:
Fax Number: (999) 999-9999
Telephone Number: (999) 999-9999
Investment Professional:
Identification Number: 999
Investment Professional Name
Address
Address
Address
Address
Address
Customer Service Information
This message area would be reserved for your financial organization. This message area would be
reserved for your financial organization. This message area would be reserved for your financial
organization. This message area would be reserved for your financial organization. This message area
would be reserved for your financial organization. This message area would be reserved for your
financial organization. This message area would be reserved for your financial organization. This
message area would be reserved for your financial organization. This message area would be reserved
for your financial organization. This message area would be reserved for your financial organization.
For Your Information
Account Total
Cash and Cash Equivalents
Fixed Income
Equities
Mutual Funds
Annuities
Other
Global Account Cash Balance
Global Account Securities
Asset Allocation
Your Investment Professional:
Investment Professional Name
(999) 999-9999
JOHN Q. PUBLIC
1234 TOWNLINE STREET
APT. #1234
SOMEWHERE, MA 00000-0000
Pie chart allocation excludes all
asset classes which net to a liability.
Asset allocation percentages are
rounded to the nearest whole
percentage.
Prior Year-End Fair Market Value: -$99,999,999,999.99
NOTE: Please verify the accuracy of your personal information. If incorrect, notify your financial
organization.
Date of Birth: 99/99/9999
To report a lost or stolen MasterCard® or check call (800) 888-8888, 24 hours a day, 7 days a week.
Web Site: www.yourwebsite.com
Customer Service Telephone Number: (999) 999-9999
Service Hours: Monday - Friday 8:00 a.m. - 5:00 p.m.(ET)
Saturday 12:00 p.m. - 4:00 p.m.(ET)
This message area would be reserved for your financial organization. This message area would be
reserved for your financial organization. This message area would be reserved for your financial
organization. This message area would be reserved for your financial organization. This message area
would be reserved for your financial organization. This message area would be reserved for your
financial organization. This message area would be reserved for your financial organization. This
message area would be reserved for your financial organization. This message area would be reserved
for your financial organization. This message area would be reserved for your financial organization.
100%
999%
999%
999%
999%
999%
999%
999%
999%
Percent
Allocation
$99,999,999,999.99
Ending Account Value
This Period
$99,999,999,999.99
99,999,999,999.99
-99,999,999,999.99
99,999,999,999.99
-99,999,999,999.99
99,999,999,999.99
Beginning Account Value
Cash Deposits
Cash Withdrawals
Dividends/Interest
Fees
Change in Account Value
Valuation at a Glance
Account Number: 999-999999
Statement Period: 02/28/200X– 03/31/200X
Customer Service Information
This section provides specific contact information regarding your financial organization, as
well as account-related details. Your investment professional’s name and address, interested
party information, service hours, your financial organization’s web site address, and other
information may appear here. For retirement products, your prior year-end fair market value
is displayed at the end of this section.
For Your Information
Here you will find important messages and notices from your financial organization regarding
your account. These messages may include industry related topics and regulatory announcements.
In addition, you may find information regarding new products and services available to you.
At least two asset classes must be equal to 2.5 percent or greater of the total account value for a pie chart to appear.
1
Asset Allocation
This section provides a summary of your portfolio holdings, segregated by asset class. This
information can be used to determine the approximate value of the various asset types held in
your account as of the statement date. These asset classes are consolidated Portfolio Holdings
summarized in one, easy-to-read section. For each asset class that you hold, the market value
(based on prices as of the last day of the statement period) is displayed along with the percentage
of the account that the asset class represents. These totals are added together to give you the net
value of your portfolio. If two or more asset classes are held in your account, you may find a pie
chart illustrating the allocations of each asset class by percentage.1
Valuation at a Glance
This section provides you with an explanation of the changes in the value of your account.
It offers a high-level overview of account activity, including cash deposits, cash withdrawals,
dividends and interest, fees, and change in account value, to help you identify the inflow and
outflow of assets in your account. Beginning and ending account values for the current
statement period are also provided.
Account Information
At the top of the first page of your statement, you will find information identifying your
account. Your account number and the period covered by your statement appear on the top
right. Your name and address, as well as your investment professional’s information, appear
on the top left.
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3
Description
Description
Income
This Year
Activity type
Description
99/99/99
Closing Balance
John Q. Public
ABC Money Market Fund
Account Number: 999999999999999 Current Yield: 99.99% Activity Ending: 99/99/99
99/99/99
Opening Balance
99/99/99
Deposit
SHARES PURCHASED BY WIRE
99/99/99
Withdrawal
SAME DAY WIRE REDEMPTION
99/99/99
Deposit
INCOME REINVEST
Sweep Money Market Fund
Date
Money Market Fund Detail
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Total Accrued Interest Received
99,999,999,999.99
Accrued Interest Received
Corporate Bond
Municipal Bond
U.S. Treasury Bond
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Taxable
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Taxable
Total Accrued Interest Paid
Accrued Interest Paid
Corporate Bond
Municipal Bond
U.S. Treasury Bond
Accrued Interest Summary
Total Distributions
Distributions
Principal Distributions
Short Term Capital Gain Distributions - Current Year
Other Distributions
Total Dividends and Interest
Dividends and Interest
Corporate Bond Interest
Municipal Bond Interest
Cash Dividends on Equities
Money Fund Income
Other Dividends and Interest
Income Summary
DIVIDENDS
REINVESTMENT OF DIVIDEND PAID
CANADIAN DOLLAR
US DOLLAR
ARGENTINIAN PESO
US DOLLAR
John Q. Public
99/99/99 Funds Received Into Your Account
99/99/99 Foreign Currency Exchange
Commission: 99,999,999,999.99 USD
99/99/99 Money Market Fund Income Received
99/99/99 Money Market Fund Income Reinvested
99/99/99 Funds Received Into Your Account
99/99/99 Foreign Currency Exchange
Commission: 99,999,999,999.99 USD
Total Transactions in United States Dollar
99/99/99
99/99/99
99/99/99
99/99/99
99/99/99
99/99/99
United States (Dollar)
Process/ Trade/
Settlement Transaction
Date
Date
Activity Type
Transactions in Date Sequence
Non Taxable
Non Taxable
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Current Period
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
Amount
99,999,999,999.99
-99,999,999,999.99
99,999,999,999.99
-99,999,999,999.99
99,999,999,999.99
-99,999,999,999.99
Taxable
99,999,999,999.99
-99,999,999,999.99
99,999,999,999.99
Amount
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Taxable
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
Non Taxable
Non Taxable
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Share Balance
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Year-to-Date
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Year-to-Date
$99,999,999,999.99-$99,999,999,999.99
Accrued Interest
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99 9,999,999.9999
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Current Period
Price
-99,999,999,999.99 9,999,999.9999
Quantity
30-day
Yield
-99,999,999,999.99 -99,999,999,999.99 999.99%
Accrued
Income
-$99,999,999,999.99 -$99,999,999,999.99-$99,999,999,999.99-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Closing
Balance
-$99,999,999,999.99 -$99,999,999,999.99-$99,999,999,999.99-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Opening
Balance
Total Cash and Cash Equivalents
999.99%
Current
Yield
Total Money Market Funds
Cash Balance
Margin Balance
Short Account Balance
Money Market Funds
-99,999,999,999.99
Cash and Cash Equivalents – 99.99% of Portfolio
Quantity
United States (Dollar)
Portfolio Holdings
Money Market Fund Detail
This section provides information about balances and daily money market fund transactions
in date sequence. Opening and closing balances and all purchases and redemptions of your
money market funds appear here. If you hold more than one money market fund, each fund’s
activity is listed separately.
Accrued Interest Summary
This section provides the sum of the accrued interest paid or received when you purchased
or sold fixed income securities during the current statement period and year-to-date.
Income Summary
A summary of dividend, interest, or distribution income posted during the current statement
period, and the year-to-date total for each type of income appears in this section. For your
convenience, the income is categorized as taxable or nontaxable and summarized by the type
of income. For retirement accounts, the income is tax deferred.
Transactions
This section provides a detailed list of transactions that were posted to your account since
the last statement period. Transactions can be displayed in any one of three ways: by date, by
security identification, or by transaction type. The process/settlement date is the date on
which a transaction was posted to your account. The date that you initiated either the sale or
the purchase of a security also appears in this section.
Portfolio Holdings
This section provides comprehensive details regarding your portfolio’s holdings. Organized
into subsections and by investment type, this section indicates the quantity, description, market
price (if available), market value, dividend and capital gain options, and other information on
each security position as of the close of business on the last day of the statement period. In
addition, the subsections display the opening and closing cash, margin, short, and money
market fund balances.
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5
Buy
Buy
Sell
Sell
99/99/99
99/99/99
99/99/99
99/99/99
Security
Market Value
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
100%
999%
999%
999%
999%
999%
999%
SEARIVER MARITIME FINL HLDGS INC GTD DEFB INT DEB 0.000%
09/01/12 REG DTD 09/01/82 CALLABLE
MOODY RATING AAA
MOODY RATING AAA99/99/9999
MOODY RATING AAA
99/99/9999
99/99/9999
99/99/9999
John Q. Public
Security Description
100%
999%
999%
999%
999%
999%
999%
Percentage of Bond
Market Value
Call Date
Called Bonds
Quantity
Eligible
Quantity
9,999,999,999.999
9,999,999,999.999
Limit Price
Called
Quantity
9,999,999,999.999
9,999,999,999.999
Current Price
Special Instructions
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Market Value
To be reinvested
To be reinvested
To be reinvested
To be reinvested
Dividend Option
Price discretion
XWXWXWXWXWXWX
Next day settlement
# days for settlement
Call
Price
9,999,999.9999
9,999,999.9999
Partial
Partial
Full
Type
of Call
99,999,999.999.99
99,999,999.999.99
99,999,999.999.99
Redemption
Proceeds
Percentages of bond market values
are rounded to the nearest whole
percentage.
Percentages of bond market values
are rounded to the nearest whole
percentage.
9,999,999.9999
9,999,999.9999
9,999,999.9999
Current Price
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Amount of Payment
9,999,999.9999
9,999,999.9999
9,999,999.9999
9,999,999.9999
9,999,999.9999
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Quantity of Payment
999.999999
999.999999
999.999999
999.999999
Rate
9,999,999.9999
9,999,999.9999
9,999,999.9999
9,999,999.9999
9,999,999,999.999
999.999999
999.999999
999.999999
Rate
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Quantity Held
-99,999,999,999.99
-99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
9,999,999,999.999
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Quantity Held
Percentage of Bond
Market Value
Bonds that are in default are not included. Please refer to your Portfolio Holdings section.
Total
AAA
AA
A
BAA
BA/Lower
Not Rated
Bond Quality
Bond Quality
$99,999,999,999.99
Market Value
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Within 1 month
1 to 6 months
7 to 12 months
1 to 5 years
6 to 10 years
Over 10 years
Total
99/99/99
99/99/99
99/99/99
Distribution Date
99/99/99
99/99/99
99/99/99
99/99/99
Payable Date
John Q. Public
99/99/99
99/99/99
99/99/99
Ex-Dividend Date
Bond Maturity
Bond Maturity Schedule
Total Value of Securities Not Yet Received
CIRCUS CIRCUS ENTERPRISES INC
AMERICAN INTL GROUP
ABC COMPANY
Security Dividends and Stock Splits
Security
99/99/99
99/99/99
99/99/99
99/99/99
Record Date
WXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWX
SCUDDER NEW ASIA FD
ORACLE CORP FORMERLY ORACLE SYSTEMS CORP.
Securities Not Yet Received
Total Cash Not Yet Received
INSURED MUNICIPALS INCOME TR UNIT
SER 168 MONTHLY
Distribution
PHILADELPHIA ELEC CO 1ST & REF MTG
7.750% 01/01/23 REG
Interest
DISNEY WALT CO.
FEDERAL NATL MTG ASSN
Dividends
Security
Cash Not Yet Received
Stop Limit
Type of Order
Limit
Contingency
Type Order
Stop
Date Entered Buy/Sell
Open Orders
2
This section is available to account holders who have a minimum of five fixed income securities.
Called Bonds
This section provides a list of bonds that have already been called—on a full or partial basis.
Bond Quality (With Pie Chart)
This section provides a breakdown of your fixed income securities as rated by Moody’s
Investor Service.2
Bond Maturity Schedule (With Pie Chart)
This section provides numeric and graphic detail of the maturity schedule of your bond
investments. Negative values are not included in the pie chart.2
FIXED INCOME SECTIONS
Securities Not Yet Received
This section details pending stock distributions that are not yet posted to your account.
For instance, an entry displayed here could represent a stock split or stock dividend of
record during the current statement period that is not payable until a future statement
period. The ex-dividend date, distribution date, rate per share, price, and market value
for each stock distribution also appear here.
Cash Not Yet Received
This section details pending payments for dividends, interest, and other cash distributions
not yet posted to your account. For instance, an entry displayed here could represent a
dividend of record during the current statement period that is not payable until a future
statement period. The record date, payable date, rate per share, and dividend option for
each distribution also appear here.
Open Orders
This section details open equity and option orders. These are orders that were not fully executed
as of the close of business on the last day of the statement period. Limit and current price, as
well as additional information for each security, are shown as of the statement date.
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7
Description
Activity Type
Description
$99,999,999,999.99
Total Contributions
John Q. Public
-$99,999,999,999.99
-$99,999,999,999.99
Total Tax Withheld on Distributions
-99,999,999,999.99
-$99,999,999,999.99
Total State Tax Withheld
State Tax Withheld
State Tax Withheld on Distributions
Total Federal Tax Withheld
Early
Normal
Disability
Death
Roth IRA
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
Total Distributions
Federal Tax Withheld on Distributions
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Early
Normal
Disability
Excess Contribution
Education IRA
Roth IRA
Direct Rollover to IRA
Direct Rollover to QRP
Distributions
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
-$99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Tax Year - 2002
This Period
Year-to-Date
Participant
Employer
Employer - Prior Year
Rollover
Roth Conversion
Recharacterization
Contributions
Retirement Account Transactions
XWXWXWXWX
Identification
100.00%
99.99%
99.99%
99.99%
% Allocation
-$99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
-$99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Tax Year - 2001
This Period
Year-to-Date
$9,999,999.9999
$9,999,999.9999
John Q. Public
Purchase Price
9,999,999.9999
9,999,999.9999
9,999,999.9999
Total of All Pending Annuities
XWXWXWXWXWXWXWXWXWXW
XWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXW
Total ABC VARIABLE ANNUITY PRODUCT
ABC VARIABLE ANNUITY PRODUCT
99/99/99
99/99/99
99/99/99
Transaction Date
Pending Annuities
$99,999,999,999.99
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Market Value
Total of All Variable Annuity
9,999,999.9999
9,999,999.9999
9,999,999.9999
Market Price
Total ABC VARIABLE ANNUITY PRODUCT Account Valuation as of 99/99/99
ABC INSURANCE COMPANY
ABC VARIABLE ANNUITY PRODUCT
Contract Number: A009733008XXXXX Security Identification: PRO0000001
99,999,999,999.99
GROWTH
99,999,999,999.99
MONEY FUND II
99,999,999,999.99
OTHER SUBACCOUNT
Variable Annuities
Quantity
Annuities
Retirement Account Transactions
If you have a retirement account for which Pershing LLC serves as the Custodian or servicing
agent, this section provides information for this period and year-to-date. Specific contribution
and distribution transactions are displayed by type. Total contributions and distributions, as
well as federal and state taxes withheld, are displayed for the various retirement account types.
For tax reporting requirements, the year-to-date totals are also featured along with the previous
tax year’s activity.
RETIREMENT ACCOUNT SECTION
Pending Annuities
This section lists annuities purchased through your brokerage account that are awaiting
acknowledgement by the appropriate annuity providers. The transaction date, annuity
description, and purchase price appear in this section.
Annuities
This section details all of the fixed and variable annuities held in your account. A product
description, contract number, valuation date, and the account value of each annuity are
displayed here. Your subaccount investments are also displayed for variable annuities,
including: quantity, description, market price, market value, and allocation percentage.
ANNUITY SECTIONS
10
9
Activity Within Your Account
Asset Management Check
MasterCard® Transaction
Combined Closing Balances
99/99/99
99/99/99
99/99/99
99/99/99
99/99/99
99/99/99
99/99/99
99/99/99
Check
Number
9999
9999
99/99/99
99/99/99
99/99/99
99/99/99
Opening Date
Vendor
Account Number
99,999,999,999.99
99,999,999,999.99
Accrued
Income
-$99,999,999,999.99
Total Fixed Income
99,999,999,999.99
Income
This Year
99,999,999,999.99
-99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
656569100
MCIC
CSCO
MCIC
Security ID
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Quantity
Proceeds
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
-$99,999,999,999.99 -$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Cost Basis
999.99%
-99,999,999,999.99
-99,999,999,999.99
$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Realized Gain/Loss
-$99,999,999,999.99 -$99,999,999,999.99 $99,999,999,999.99 $99,999,999,999.99
-$99,999,999,999.99-$99,999,999,999.99 $99,999,999,999.99 $99,999,999,999.99
-99,999,999,999.99
999.99%
-$99,999,999,999.99 -$99,999,999,999.99 -$99,999,999,999.99
John Q. Public
99,999,999,999.99
Estimated
Yield
Total Short Term and Long Term
NORTEL NETWORKS CORP *N/C* EFF 5/1/00
MCI COMMUNICATIONS
-99,999,999,999.99
Accrued
Interest
999.99%
Current
Yield
-$99,999,999,999.99 -$99,999,999,999.99 -$99,999,999,999.99
Sell
Buy
Description
CISCO SYSTEMS INC
MCI COMMUNICATIONS
-99,999,999,999.99
Unrealized
Gain/Loss
999.99%
30-Day
Yield
-$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
Amount
-$99,999,999,999.99
Estimated
Annual Income
Reference Number
Amount
-99,999,999,999.99
-99,999,999,999.99
Total Long Term
Long Term
99/99/99
99/99/99
99/99/99
99/99/99
Total Short Term
Buy
Sell
Acquisition Closing
Date
Transaction
Short Term
99/99/99
99/99/99
99/99/99
99/99/99
Disposition
Date
Schedule of Realized Gains and Losses Year-to-Date
-$99,999,999,999.99
-$99,999,999,999.99
Total U.S. Treasury Securities
XWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXW
99,999,999,999
99/99/99
9,999,999.9999 -99,999,999,999.99
9,999,999.9999
Original Cost Basis: $99,999,999,999.99
U.S. Treasury Securities
Total Municipal Bonds
Market Value
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
-$99,999,999,999.99 -$99,999,999,999.99 $99,999,999,999.99 $99,999,999,999.99
Market Price
XWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXW
99,999,999,999
99/99/99
9,999,999.9999 -99,999,999,999.99
9,999,999.9999
Original Cost Basis: $99,999,999,999.99
Municipal Bonds
Acquisition Date
Adjusted
Cost Basis
99,999,999,999.99
Check Category
$99,999,999,999.99 $99,999,999,999.99 $99,999,999,999.99 $99,999,999,999.99
Quantity
Unit Cost
99/99/9999
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Closing
Balance
Balance
$99,999,999,999.99
$99,999,999,999.99$99,999,999,999.99
-99,999,999,999.99
99,999,999,999.99
Charitable Contributions
Fees/Dues/Subscriptions
-99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Total Cash and Cash Equivalents
99999999999
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Opening
Balance
Location
NEW YORK, NY
NEW YORK, NY
Amount
99,999,999,999.99
$99,999,999,999.99 $99,999,999,999.99 $99,999,999,999.99 $99,999,999,999.99
99/99/99
Activity
Ending
John Q. Public
GREENVILLE HOTEL
ATM WITHDRAWAL
Price
99,999,999,999.99 9,999,999.9999 -99,999,999,999.99
Quantity
Total Money Market Funds
Cash Balance
Margin Balance
Short Account Balance
Money Market Funds
99,999,999,999.99
CHECK NUMBER - 9999
MASTERCARD TRANSACTION
ATM WITHDRAWAL
NEW YORK NY GREENPOINT BANK
AMERICAN EXPRESS COMPANY
MOVED FROM CASH A/C
INTO MARGIN A/C
99,999,999,999 SHARES
RD 99/99 PD 99/99/99
ALLIANCE CAP RESERVE
A DLJ CO MAKES A MKT
IN THIS SEC & ACTED AS PRINCIPAL
SOLD ARS @ 9,999,999.9999
Description
Cash and Cash Equivalents – 99.99% of Portfolio
Quantity
Portfolio Holdings
Total MasterCard Activity
Transaction
Date
Process
Date
MasterCard Activity
®
Total Checking Activity
Date
Written
Process
Date
Payee
Cash Dividend Received
Checking Activity
Money Market Fund Income Received
99/99/99
99/99/99
99/99/99
Foreign Currency Exchange
Purchased
Commission: 99,999,999,999.99 USD
99/99/99
99/99/99
Combined Opening Balances
99/99/99
Settlement/ Transaction
Process Date Date
Activity Type
Daily Transactions Summary
Schedule of Realized Gains and Losses Year-to-Date
In this section, you can review the details of all positions closed out year-to-date. Buy
transactions, sell transactions, instruments that mature, and option expirations are displayed,
among other transaction types. While the Portfolio Holdings section includes all settled
positions, the quarterly Schedule of Realized Gains and Losses includes all closed positions
as of the trade date.
Portfolio Holdings
For investors who subscribe to PES, tax-lot information is provided for easy tracking of gains
and losses. Monthly statements include an enhanced Portfolio Holdings section indicating
dates acquired, original cost basis, current price, and unrealized gains and losses for all current
holdings. For bonds, the statement reflects both original and adjusted cost basis (adjusted for
principal paydowns and any accretion or amortization on premium or discounted bonds).
Additionally, the average unit cost for mutual funds is available, and annuities appear in their
own subsection.
PORTFOLIO EVALUATION SERVICE SECTIONS
Debit Card Activity
For asset management accounts, investors can use this section to keep track of debit card
usage for the month.
Checking Activity
This section displays checking activity for asset management account holders only, and is
presented in sequential check number order.
Daily Transactions Summary
For asset management accounts, transactions are presented in date order with a running
cash balance for each entry. Checking and debit card activity, deposits and withdrawals,
and brokerage transactions are listed here.
ASSET MANAGEMENT ACCOUNT SECTIONS
12
11
Asset Management Account
Brokerage Account
Value
Last Period
$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
$99,999,999,999.99
Account Total
$99,999,999,999.99
$99,999,999,999.99
-99,999,999,999.99
-99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
Value
This Period
100%
999%
999%
999%
999%
999%
999%
Percent
Allocation
XWXWXWXWXWXWXWXWXWXWXWXWXWXWXWXW
Pie Chart Total
Cash and Cash Equivalents
Equities
Fixed Income
Mutual Funds
Annuities
Other
Global Account Cash Balance
Global Account Securities
Summary of Asset Allocation
Name
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
999-999999
999-999999
Retirement/Trust Account
Total
Account Number
999-999999
Description
Summary of Accounts
JOHN Q. PUBLIC
1234 TOWNLINE STREET
APT. #1234
SOMEWHERE, MA 00000-0000
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
100%
999%
999%
999%
This Period
Value % of Assets
Primary Account Number: 999-999999
Investor Identification: 999999999999
Period Ending: 03/31/200X
100%
999%
999%
Pie chart allocation excludes all
asset classes which net to a liability.
Asset allocation percentages are
rounded to the nearest whole
percentage.
$99,999,999,999.99
99,999,999,999.99
99,999,999,999.99
999%
Last Period
Value % of Assets
99,999,999,999.99
Summary of Asset Allocation
This section summarizes the value of each type of investment held in the linked accounts,
along with the percentage that each asset category represents.
Summary of Accounts
This section lists each of the linked accounts, including the account description, the account
number, and the registration of each account. This section also provides the value of each
account, the percentage of total assets for each account, and the entire market value (or net
worth) of all accounts included in the Consolidated Account Summary.
CONSOLIDATED ACCOUNT SECTIONS
13
BRO HOWSTMT 1-04

ransactions rtfolio Holdings T

Transcription

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