Prospectus Regulation (EC) No 809/2004 Annexes I to XXX Checklists Prospectus

Transcription

Prospectus Regulation (EC) No 809/2004 Annexes I to XXX Checklists Prospectus
Prospectus Regulation (EC) No 809/2004
Annexes I to XXX Checklists
In the event of any difference or discrepancy between the content of the Checklists and the Prospectus
Regulation (EC) No 809/2004 (as amended) (the “Prospectus Regulation”), the provisions of the
Prospectus Regulation will prevail.
Checklist
1. Annex I
2.
3.
Annex II
Annex III
4.
Annex IV
5.
Annex V
6.
Annex VI
7.
Annex VII
8.
Annex VIII
9.
Annex IX
10. Annex X
11. Annex XI
12. Annex XII
13. Annex XIII
14. Annex XIV
15. Annex XV
16. Annex XVI
17. Annex XVII
18. Annex XVIII
19. Annex XIX
Title
Minimum disclosure requirements for the share registration document
(schedule)
Pro forma financial information building block
Minimum Disclosure Requirements for the share securities note
(schedule)
Minimum disclosure requirements for the debt and derivative securities
registration document (schedule) (Debt and derivative securities with a
denomination per unit of less than EUR 100,000)
Minimum disclosure requirements for the securities note related to debt
securities (schedule) (Debt securities with a denomination per unit of
less than EUR 100 000)
Guarantee Checklist - Minimum disclosure requirements for guarantees
(Additional building block)
Asset Backed Checklist - Minimum disclosure requirements for asset
backed securities registration document (schedule)
Minimum disclosure requirements for the asset backed securities
additional building block
Minimum disclosure requirements for the debt and derivative securities
registration document (schedule)
(Debt and derivative securities with a denomination per unit of at least
EUR 100,000.)
Minimum disclosure requirements for the depository receipts issued over
shares (schedule)
Information about the issuer of the underlying shares
Minimum disclosure requirements for the banks registration document
(schedule)
Minimum disclosure requirements for the securities note for derivative
securities (schedule)
Minimum disclosure requirements for the securities note: For debt
securities with a denomination of at least EUR 100,000 (schedule)
Additional information building block on the underlying share
Minimum disclosure requirements for the registration document for
securities issued by collective investment undertakings of the closed-end
type (schedule)
Minimum disclosure requirements for the registration document for
securities issued by Member States, third countries and their regional
and local authorities (schedule)
Minimum disclosure requirements for the registration document for
securities issued by public international bodies and for debt securities
guaranteed by a Member State of the OECD (schedule)
Tables of combinations
List of specialist issuers
20. Annex XX
21. Annex XXI
22. Annex XXII
23. Annex XXIII
24. Annex XXIV
25. Annex XXV
26. Annex XXVI
27. Annex XXVII
28. Annex XXVIII
29. Annex XXIX
30. Annex XXX
List of securities note schedules and building block(s)
Annex XX - Annex V
Minimum disclosure requirements for the
securities note related to debt securities
(schedule) (Debt securities with a denomination
per unit of less than EUR 100 000)
Annex XX – Annex VI
Minimum disclosure requirements for guarantee
(Additional building block)
Annex XX - Annex
Minimum disclosure requirements for assetVIII
backed securities registration document
(schedule)
Annex XX – Annex XII Minimum Disclosure Requirements for the
securities note for derivative securities
(schedule)
Annex XX – Annex
Minimum disclosure requirements for the
XIII
securities note for debt securities with a
denomination per unit of at least EUR €100,000
(Schedule)
Annex XX – Annex
Additional information building block on
XIV
underlying share for some equity securities
Annex XX – XXX
Information to be provided regarding consent
by the issuer of person responsible for drawing
up the prospectus
List of additional information in final terms
Disclosure requirements in summaries
Guide to using tables
Section A
Introduction and warnings
Section B
Issuer and any guarantor
Section C
Securities
Section D
Risks
Section E
Offer
Proportionate Schedule for Minimum Disclosure Requirements for the
Share Registration Document for Rights Issues
Proportionate Schedule for Minimum Disclosure Requirements for the
Share Securities Note for Rights Issues
Proportionate Schedule for Minimum Disclosure Requirements for the
Share Registration Document for SMEs and companies with reduced
market capitalisation
Proportionate Schedule for Minimum Disclosure Requirements for the
Debt and Derivative Securities <100,000 EUR Registration Document for
SMEs and companies with reduced market capitalisation
Proportionate Schedule for Minimum Disclosure Requirements for the
Debt and Derivative Securities >100,000 EUR Registration Document for
SMEs and companies with reduced market capitalisation (schedule)
Proportionate Schedule for Minimum Disclosure Requirements for the
Depositary Receipts issued over shares for SMEs and companies with
reduced market capitalisation
Proportionate Schedule for Minimum Disclosure Requirements for Issues
by Credit Institutions referred to in Article 1(2)(j) of Directive
2003/71/EC
Additional information regarding consent as referred to in Article 20a
(Additional building block)