the practice of international litigation
Transcription
the practice of international litigation
THE PRACTICE OF INTERNATIONAL LITIGATION Second Edition Lawrence W. Newman and Michael Burrows JURIS Questions About This Publication For assistance with shipments, billing or other customer service matters, please call our Customer Services Department at: 1-631-350-2100 To obtain a copy of this book, call our Sales Department: 1-631-351-5430 Fax: 1-631-351-5712 Toll Free Order Line: 1-800-887-4064 (United States & Canada) See our web page about this book: www.arbitrationlaw.com COPYRIGHT 2013 by JurisNet, LLC All rights reserved. No part of this publication may be reproduced in any form or by any electronic or mechanical means including information storage and retrieval systems without permission in writing from the publisher. Printed in the United States of America. ISBN 978-1-929446-34-6 JurisNet, LLC 71 New Street Huntington, New York 11743 USA www.arbitrationlaw.com Table of Contents Preface Foreword Introduction to the Second Edition ix xi xiii Part I—Jurisdiction Chapter 1. Chapter 2. Chapter 3. Chapter 4. Chapter 5. Chapter 6. Chapter 7. Chapter 8. Chapter 9. Chapter 10. Chapter 11. Chapter 12. Chapter 13. Chapter 14. Chapter 15. Chapter 16. Chapter 17. Chapter 18. Chapter 19. Chapter 20. Chapter 21. The Verlinden Case — Access to Federal Courts State Responsibility in Transnational Actions Expropriation of Investments Abroad Proposed Amendments to Foreign Sovereign Immunities Act of 1976 Enforcing Sovereign Debt: Is Comity New Back Door? Enforcing International Obligations: Frolova v. U.S.S.R. Legal Remedies Available to Hijack Victims of TWA Flight 847 Mailed Service Outside the U.S. in Federal Cases Jurisdiction under the Foreign Sovereign Immunities Act International Insolvency and Section 304 of the Bankruptcy Code Private Claims under the Foreign Corrupt Practices Act Extraterritorial Jurisdiction of Federal Statutes “Tag” Jurisdiction Bank Account as Basis for Personal Jurisdiction over Foreign Defendant Antisuit Injunctions and the Race to Judgment Comity as Basis for Dismissal Extraterritorial Securities Jurisdiction: Searching for the Right Ingredients Alter Ego Jurisdiction over Foreign Corporations Defenses to Payment of Foreign Debt The Alien Tort Claims Act Dismissal under the Doctrine of Forum Non Conveniens iii I-1 I-11 I-21 I-31 I-43 I-51 I-59 I-69 I-83 I-89 I-97 I-105 I-115 I-123 I-133 I-141 I-149 I-157 I-165 I-173 I-183 (Rel. 13-2013) iv The Practice of International Litigation Chapter 22. Federal Question Jurisdiction in International Disputes Chapter 23. Does the ADEA Cover Foreign Employers Operating in the United States? Chapter 24. The Extraterritorial Application of RICO in the Second Circuit Chapter 25. Latin American and Forum non Conveniens Dismissals Chapter 26. Disputes with Foreign States Chapter 27. Forum Non Conveniens—Conditional Dismissals Chapter 28. Jurisdiction to Enforce Arbitral Awards Chapter 29. The Alien Tort Claims Act: How Far Will It Go? Chapter 30. Jurisdiction through the Internet Chapter 31. U S Supreme Court Narrows the Coverage of the Foreign Sovereign Immunities Act Chapter 32. Supreme Court’s Alien Tort Statute Compromise Chapter 33. The Race to the Courthouse: Article 27 of the Brussels Regulation Chapter 34. Jurisdiction to Challenge International Arbitral Awards Chapter 35. The Clash between the New York Convention and the U.S. Constitution I-193 I-199 I-205 I-213 I-221 I-227 I-233 I-239 I-247 I-253 I-259 I-265 I-271 I-277 Part II —Attachments Chapter 1. Chapter 2. Chapter 3. Chapter 4. Chapter 5. Chapter 6. Chapter 7. Chapter 8. Chapter 9. Chapter 10. Chapter 11. Chapter 12. Prejudgment Attachments: Sovereign Immunity Attachments Abroad I Attachments Abroad II Attachments in Aid of Arbitration Prejudgment Attachments: Treaty Waivers of Immunity Central Bank Property: Protection from Attachment Attaching Proceeds of Letters of Credit Enforcement of Foreign Provisional Remedies Provisional Remedies in Aid of International Arbitration Prejudgment Attachments in Aid of Foreign Proceedings Lessons from English “Mareva” Injunctions Is There Finally a Backlash against Rule B Attachments? II-1 II-13 II-21 II-27 II-39 II-47 II-55 II-67 II-77 II-87 II-97 II-105 (Rel. 13-2013) Table of Contents v Part III—Service and Discovery Chapter 1. Chapter 2. Chapter 3. Chapter 4. Chapter 5. Chapter 6. Chapter 7. Chapter 8. Chapter 9. Chapter 10. Chapter 11. Chapter 12. Chapter 13. Chapter 14. Chapter 15. Chapter 16. Chapter 17. Chapter 18. Chapter 19. Chapter 20. Chapter 21. Chapter 22. Obtaining Evidence Abroad Discovery Abroad: The Hague Convention The Hague Convention on Taking Evidence Abroad Depositions and Other Discovery in Arbitration Production of Evidence for Use in Foreign Tribunals Service of Process in Switzerland Extraterritorial Reach of Rule 45 Subpoena Obtaining Evidence in the United States for Foreign Tribunals Subpoenas Under the Federal Arbitration Act Obtaining Evidence from U.S. Nationals Abroad Changes to the Federal Rules of Civil Procedure Affecting International Litigation U.S. Discovery for Foreign Litigants Automatic Disclosure of Documents: The English Experience Injunctions against Transfer of Assets Service through the Internet A Tale of Two Cities: Compulsory Testimony Abroad Service of Process in Latin America: Potential Pitfalls Discovery in Aid of International Arbitration International Arbitration: Witness Statements – Good or Bad? Use of Section 1782 in Aid of International Arbitration Manifest Disregard: Challenging Arbitral Awards and Discovery in Arbitration N.Y. State versus Federal Arbitration Procedure III-1 III-15 III-27 III-39 III-49 III-59 III-67 III-75 III-83 III-91 III-99 III-111 III-117 III-125 III-131 III-139 III-145 III-151 III-157 III-163 III-167 III-173 Part IV—Judgments Chapter 1. Enforcement of Foreign Judgments: Iran Chapter 2. Enforcement of Money Judgments Abroad Chapter 3. Jurisdiction to Enforce Foreign-Country Money Judgments Chapter 4. Enforcing Judgments and Awards against Foreign States Chapter 5. Foreign Currency Judgments Chapter 6. “Loser Pays”: Attorneys’ Fees in England and Germany Chapter 7. Recognition of Foreign Judicial Systems in U.S. Courts IV-1 IV-9 IV-19 IV-27 IV-35 IV-43 IV-51 (Rel. 13-2013) vi The Practice of International Litigation Chapter 8. Due Process Consideration in the Recognition of Foreign Judgments Chapter 9. The Proposed Hague Convention on Judgments Chapter 10. Jurisdiction to Enforce Foreign Judgments Chapter 11. Passing Judgment on Other Countries’ Courts Chapter 12. International Judgment Enforcement— Thinking Outside the Box Chapter 13. Orders in Support of Foreign Proceedings Chapter 14. Enforcing Multiple-Damage Judgments in Europe Chapter 15. A Challenge by any Other Name: The Gulf Petro Case Chapter 16. A Blow against Libel Tourism IV-61 IV-71 IV-79 IV-87 IV-95 IV-101 IV-109 IV-115 IV-121 Part V—International Arbitration Chapter 1. Judicial Intervention in Arbitrability of International Claims Chapter 2. Will RICO Move Abroad through International Arbitration? Chapter 3. Consequences of International Arbitration of Antitrust and RICO Cases Chapter 4. International Arbitration Provisional Remedies Chapter 5. Arbitrating with Foreign States Chapter 6. Remedies in Aid of International Arbitration Chapter 7. Training for International Arbitrators Chapter 8. Enforcement of Arbitration Provisions in Bankruptcy Chapter 9. Arbitration in Transnational Pricing Disputes Chapter 10. Punitive Damages Awards in International Arbitration Chapter 11. Consolidation of Arbitrations Chapter 12. Arbitration and Disputes Involving Multiple Parties Chapter 13. “Fast-Track” Arbitration Chapter 14. The Preclusive Effect of Arbitral Awards: Who Decides? Chapter 15. ‘Non-domestic’ Arbitral Awards and the New York Convention Chapter 16. Alternatives for the Resolution of Letter of Credit Disputes Chapter 17. International Litigation and Arbitration Arbitration of Antitrust Disputes Chapter 18. Cross-Examination in International Arbitration Chapter 19. International Arbitration—Unfinished Business V-1 V-9 V-19 V-31 V-41 V-51 V-59 V-67 V-77 V-83 V-93 V-103 V-115 V-123 V-131 V-143 V-153 V-161 V-167 (Rel. 13-2013) Table of Contents Chapter 20. Ethics in International Arbitration Chapter 21. Forum Non Conveniens and Enforcement of Foreign Arbitral Awards Chapter 22. Cultural Predictability in International Arbitration Chapter 23. The Standard for Challenging Arbitration Awards Chapter 24. Dispute Resolution Opportunities for Foreign Investors Chapter 25. Arbitration Against Foreign States: Enforcement of Awards Chapter 26. Forum Non Conveniens: Determining the Adequacy of an Alternative Forum Chapter 27. International Arbitration—Unfettered Freedom to Participate? Chapter 28. Enforcement of Arbitration Clauses: A Tale of Two Cases Chapter 29. The “Manifest Disregard” Standard and Vacating Arbitration Awards Chapter 30. International Arbitration—Past, Present and Future Chapter 31. Twenty-Five Years of International Litigation Chapter 32. Cross-Examination in International Arbitration Chapter 33. Disclosures of Conflicts by Arbitrators Chapter 34. Corruption in International Dispute Resolution Chapter 35. Predictability in International Arbitration Chapter 36. Chairperson’s Role in International Arbitration Is Often Misunderstood Chapter 37. In-House Counsel Privilege around the World Chapter 38. Damages in International Arbitration Chapter 39. Prefatory N.Y. Remedies to Aid International Arbitration Chapter 40. The Party-Appointed Arbitrator Dialectic Chapter 41. Arbitrator Efficiency in International Arbitration Chapter 42. Assessing Costs in International Arbitration Chapter 43. The Difference between Commercial and Investment Arbitration Chapter 44. Bribery in Investor-State Arbitration: All or Nothing for Investors? Chapter 45. “Manifest Disregard” and International Arbitration Awards Chapter 46. Soft Law Guides Parties on Procedures in International Arbitration vii V-177 V-185 V-193 V-199 V-205 V-211 V-217 V-223 V-229 V-235 V-241 V-247 V-253 V-259 V-265 V-271 V-277 V-283 V-289 V-295 V-301 V-307 V-313 V-319 V-321 V-327 V-333 (Rel. 13-2013) viii The Practice of International Litigation Chapter 47. The Fourth Arbitrator: Contrasting Guidelines on Use of Law Secretaries Chapter 48. Who Decides Arbitrability? V-339 V-345 Part VI—International Contracts Chapter 1. Chapter 2. Chapter 3. Chapter 4. Chapter 5. Chapter 6. Chapter 7. Chapter 8. U.N. Sales Convention: Traps for Unwary? Excessive Hardship in Long-Term Contracts Termination of Distributors in Middle East Countries Enforceability of Forum-Selection Clauses under New York General Obligations Law Changed Circumstances under the U.N. Sales Convention General Principles of International Commercial Law Letter of Credit Disputes The New OECD Convention on Combating Bribery and its Impact on International Litigation VI-1 VI-9 VI-17 VI-27 VI-39 VI-49 VI-57 VI-67 Part VII—Foreign Tribunals Chapter 1. General Principles of Law in the Iran-U.S. Claims Tribunal Chapter 2. International Disputes: Courts or Arbitration? Chapter 3. Enforceability of Iran-U.S. Claims Tribunal Awards Chapter 4. The Pursuit of Claims against Iraq Chapter 5. Iran-U.S. Claims Tribunal: A Review Chapter 6. Enforceability of The Hague Tribunal Awards Chapter 7. U.S. Evidence for Foreign Tribunals Chapter 8. Gulf War Claims against Iraq Chapter 9. Simultaneous Litigation in the United States and Abroad Chapter 10. Changes in Civil Litigation in England Chapter 11. International Arbitration in Brazil Chapter 12. Criminal Proceedings in Civil Disputes Abroad VII-1 VII-11 VII-17 VII-29 VII-37 VII-45 VII-53 VII-63 VII-73 VII-81 VII-87 VII-93 Table of Cases TC-1 Table of Authorities TA-1 Index Index-1 (Rel. 13-2013)