IN THE INDIANA COURT OF APPEALS Cause No. 16-C01

IN THE
INDIANA COURT OF APPEALS
Cause No. 16-C01-0612-PC-225
KRISTINE BUNCH
Appellant (Petitioner Below),
v.
THE STATE OF INDIANA
Appellee (Respondent Below).
)
)
)
)
)
)
)
Appeal from the Decatur County
Circuit Court
Cause No. 16-C01-0612-PC-225
Hon. John A. Westhafer, Judge.
BRIEF OF THE AMICUS CURIAE
Mark A. White*
Texas Bar No. 00788657
Grayson D. Stratton*
D.C. Bar No. 976910 (TX pending)
DLA Piper LLP (US)
1000 Louisiana, Suite 2800
Houston, Texas 77002
Telephone: (713) 425-8400
Facsimile: (713) 425-8401
[email protected]
[email protected]
Frances Lee Watson
Indiana Bar No. 8532-49A
Indiana University School of Law – Indianapolis
Lawrence W. Inlow Hall, Room 111J
530 W. New York Street
Indiana, IN 46202-3225
Telephone: (317) 274-5551
Facsimile: (317) 274-8901
[email protected]
ATTORNEYS FOR AMICUS CURIAE
THE INNOCENCE NETWORK
*Petition for temporary admission pending as of December 1, 2010.
EAST\43829927.6
TABLE OF CONTENTS
Page
TABLE OF CONTENTS ................................................................................................................ i
TABLE OF AUTHORITIES ......................................................................................................... ii
INTEREST OF THE AMICUS CURIAE ..................................................................................... 1
SUMMARY OF ARGUMENT ..................................................................................................... 3
ARGUMENT ................................................................................................................................. 4
A.
The Science of Fire Investigation Has Undergone a Transformative
Change Since Kristine Bunch’s Trial .................................................................... 4
1.
The Evolution of Fire Investigation Science ............................................. 4
2.
Old Myths and Misconceptions ................................................................. 7
3.
The New Science ....................................................................................... 8
B.
As a Result of the Transformative Change in Fire Science, New
Exculpatory Scientific Evidence Can be Offered in Defense of Kristine
Bunch ..................................................................................................................... 9
C.
Three States Have Acted on These Transformative Advancements in Fire
Science and Passed Resolutions Urging Judicial Review of Convictions ........... 12
D.
Nationwide, Convictions Based on Outdated “Expert” Testimony Are
Being Reversed and Prosecutions Dropped Based on the New Emphasis
on Science in Fire Investigations ......................................................................... 14
CONCLUSION ............................................................................................................................ 15
WORD COUNT CERTIFICATION ........................................................................................... 16
CERTIFICATE OF SERVICE .................................................................................................... 16
-i-
EAST\43829927.6
TABLE OF AUTHORITIES
Page(s)
CASES
Abon, Ltd. v. Transcontinental Ins.,
No. 2004-CA-0029, 2005 WL 1414486 (Ohio App. June 16, 2005) ........................................7
Am. Family Ins. Grp. v. JVC Am. Corp.,
No. 00-27 DSD/JMM, 2001 WL 1618454 (D. Minn. Apr. 30, 2001) .....................................15
Babick v. Berghuis,
No. 1:03-cv-20, 2008 WL 282166 (W.D. Mich. Jan. 29, 2008) ..............................................12
Bryte ex rel. Bryte v. Am. Household, Inc.,
429 F.3d 469 (4th Cir. 2005) ...................................................................................................15
Chester Valley Coach Works v. Fisher-Price, Inc.,
No. 99 CV 4197, 2001 WL 1160012 (E.D. Pa. Aug. 29, 2001) ..........................................7, 15
Daubert v. Merrel Dow Pharmaceuticals, Inc.,
509 U.S. 579 (1993) ......................................................................................................... passim
Fireman's Fund Ins. Co. v. Canon U.S.A., Inc.,
394 F.3d 1054 (8th Cir. 2005) .................................................................................................14
Ind. Ins. Co. v. Gen. Elec. Co.,
326 F. Supp. 2d 844 (D. Ohio 2004)....................................................................................7, 14
Jefferson County Com. Attorney's Office v. Kaplan,
65 S.W.3d 916 (Ky. 2001) .......................................................................................................12
Kumho Tire v. Carmichael,
526 U.S. 137 (1999) ...................................................................................................................6
Malek v. Federal Ins. Co.,
994 F.2d 49 (2d Cir. 1993).......................................................................................................12
McCoy v. Whirlpool Corp.,
214 F.R.D. 646 (D. Kan. 2003)..................................................................................................7
Michigan Millers Mut. Ins. Corp. v. Benfield,
140 F.3d 915 (11th Cir. 1998) .............................................................................................6, 14
Pekark v. Sunbeam Prods. Inc.,
672 F. Supp. 2d 1161 (D. Kan. 2008) (excluding opinion that cause of fire was
electrical blanket where expert failed to follow reliable methodology) ..................................15
EAST\43829927.6
ii
People v. Chase,
No. I-040-95, 2005 N.Y. slip op. 51125(U) (N.Y. Co. Ct. May 19, 2005) .......................10, 11
People v. Rossbach,
No. 245262, 2004 WL 1178424 (Mich. Ct. App. May 27, 2004) ...........................................12
Royal Ins. Co. of Am. v. Joseph Daniel Const., Inc.,
208 F. Supp. 2d 423 (S.D.N.Y. 2002)........................................................................................7
Sears Roebuck and Co. v. Manuilov,
715 N.E.2d 968 (Ind. Ct. App. 1999).......................................................................................10
Sewell v. State,
592 N.E.2d 705 (Ind. Ct. App. 1992).........................................................................................4
State v. Johnson,
667 A.2d 523 (R.I. 1995) .........................................................................................................12
Travelers Prop. & Cas. Corp. v. Gen. Elec. Co.,
150 F. Supp. 2d 360 (D. Conn. 2001) ........................................................................................7
Tunnell v. Ford Motor Co.,
330 F. Supp. 2d 707 (W.D. Va. 2004) .......................................................................................7
United States v. Hebshie,
No. 02-cr-10185 (NG), Slip Op. (Nov. 15, 2010)..............................................................13, 15
United States v. Hebshie,
No. 02-cr-10185, Slip Op. (D. Mass. Nov. 15, 2010) ..................................................10, 12, 14
Workman v. AB Electrolux Corp.,
No. 03-4195-JAR, 2005 WL 1896246 (D. Kan. Aug. 8, 2005).................................................7
STATUTES
Ind. Code § 34-24.5-1-1 .................................................................................................................13
Ind. Code § 35-38-7-1, et seq.........................................................................................................13
OTHER AUTHORITIES
101st Legislature (Neb. 2010)........................................................................................................13
49th Legislature (Ariz. 2010) .........................................................................................................13
EAST\43829927.6
iii
Angelo L Pisani, Jr., Historical Perspective on Arson Evidence.....................................................7
Brandon L. Garrett & Peter J. Neufeld, Invalid Forensic Science Testimony and Wrongful
Convictions, 95 VA. L. REV. 1, 14 (2009) ..................................................................................2
BRANDON L. GARRETT, JUDGING INNOCENCE, 108 COLUM. L. REV. 55, 106
(2008) .........................................................................................................................................2
fire. John J. Lentini et al., Indicators of Trouble .............................................................................7
http://www.innocenceproject.org (last visited Nov. 30, 2010) ........................................................2
Indiana Rules of Evidence 702, 703 ..............................................................................................14
John F. Boudreau et al., ARSON AND ARSON INVESTIGATION: SURVEY AND ASSESSMENT
87 (1977) ....................................................................................................................................5
Justice, Fire and Arson Scene Evidence: A Guide for Public Safety Personnel (2000) .................6
Marc Price Wolf, Habeas Relief from Bad Science: Does Federal Habeas Corpus
Provide Relief for Prisoners Possibly Convicted on Misunderstood Fire Science? 10
MINN. J. L. SCI. & TECH. 213, 213-17 (2009) ............................................................................4
N.Y. CRIM. PRO. § 440.10(1)(g)(2006) ...........................................................................................11
NFPA 921, Guide for Fire and Explosion Investigations (“NFPA 921”) ............................. passim
No. 99, 52nd Leg. (2010) ...............................................................................................................13
Rule 1 .........................................................................................................................................9, 11
EAST\43829927.6
iv
INTEREST OF THE AMICUS CURIAE
The Innocence Network has a substantial interest in this case. The Innocence Network is
a world-wide association of organizations1 dedicated to providing pro bono legal and
investigative services to individuals whose actual innocence of the crimes of which they have
been convicted may be established in post-conviction proceedings. The Innocence Network also
works to redress the causes of wrongful convictions. The network of organizations consists of
tax-exempt nonprofit organizations, projects based at educational institutions, units of attorneys
or investigators within a governmental agency devoted to the representation of indigent persons,
The Member Organizations include the Alaska Innocence Project, Arizona Justice Project,
Association in the Defense of the Wrongly Convicted (Canada), California & Hawai'i Innocence
Project, Center on Wrongful Convictions, Connecticut Innocence Project, Cooley Innocence
Project (Michigan), Delaware Office of the Public Defender, Downstate Illinois Innocence
Project, Georgia Innocence Project, Idaho Innocence Project (Idaho, Montana, Eastern
Washington), The Griffith University Innocence Project (Australia), Indiana University School
of Law Wrongful Convictions Component, Innocence Institute of Point Park University,
Innocence Network UK, The Innocence Project, Innocence Project Arkansas, Innocence Project
New Orleans (Louisiana and Mississippi), Innocence Project New Zealand, Innocence Project
Northwest Clinic (Washington), Innocence Project of Florida, Innocence Project of Iowa,
Innocence Project of Minnesota, Innocence Project of South Dakota, Innocence Project of Texas,
Innocence Project at UVA School of Law, Kentucky Innocence Project, Maryland Office of the
Public Defender, Medill Innocence Project (all states), Michigan Innocence Clinic, Mid-Atlantic
Innocence Project (Washington, D.C., Maryland, Virginia), Midwestern Innocence Project
(Missouri, Kansas, Iowa), Mississippi Innocence Project, Montana Innocence Project, Nebraska
Innocence Project, New England Innocence Project (Connecticut, Maine, Massachusetts, New
Hampshire, Rhode Island, Vermont), North Carolina Center on Actual Innocence, Northern
Arizona Justice Project, Northern California Innocence Project, Ohio Innocence Project,
Osgoode Hall Innocence Project (Canada), Pace Post Conviction Project (New York), Palmetto
Innocence Project, Pennsylvania Innocence Project, The Reinvestigation Project of the NY
Office of the Appellate Defender, Rocky Mountain Innocence Project, Schuster Institute for
Investigative Journalism at Brandeis University - Justice Brandeis Innocence Project
(Massachusetts), The Sellenger Centre (Australia), Texas Center for Actual Innocence, Texas
Innocence Network, University of British Columbia Law Innocence Project (Canada), University
of Leeds Innocence Project (Great Britain), Wesleyan Innocence Project, and the Wisconsin
Innocence Project. The Center on Wrongful Convictions at Northwestern University School of
Law is a member of the Innocence Network, but took no part in the decision to file this brief.
1
EAST\43829927.6
1
and law firms that commit substantial pro bono resources to individuals seeking to prove their
innocence.
The Network and its members are dedicated to improving the accuracy and reliability of
the criminal justice system in future cases. Drawing on the lessons from cases in which innocent
persons were convicted, the Network advocates study and reform designed to enhance the truthseeking functions of the criminal justice system to ensure that future wrongful convictions are
prevented. The Innocence Network has represented dozens of individuals wrongfully convicted
and imprisoned for crimes that they did not commit.2 Experience in these cases demonstrates
that proof of innocence is often untidy, untimely, and defies bright-line procedural strictures.
See Brandon L. Garrett, Judging Innocence, 108 COLUM. L. REV. 55, 106 (2008) (noting that
86% of the individuals exonerated by DNA evidence had previously had their claims denied by
appellate courts).
In half of the DNA exonerations by the Innocence Network, the misapplication of
forensic disciplines—such as blood type testing, hair analysis, fingerprint analysis, bite mark
analysis, and more—has played a role in convicting the innocent. See, e.g., Innocence Project,
Facts on Post-Conviction DNA Exonerations, at http://www.innocenceproject.org (last visited
November 30, 2010); Brandon L. Garrett & Peter J. Neufeld, Invalid Forensic Science Testimony
and Wrongful Convictions, 95 VA. L. REV. 1, 14 (2009).
The Network, therefore, has a
particularly strong interest in ensuring that criminal convictions are premised upon accurate
forensic work. In this case, the Innocence Network seeks to present a broad perspective on the
2
To date, 261 individuals have been exonerated based on DNA evidence through the efforts of
the Innocence Network and other organizations. See The Innocence Project Home Page, at
http://www.innocenceproject.org (last visited Nov. 30, 2010) (providing count of U.S.
postconviction DNA exonerations). This figure does not include additional exonerations in cases
without DNA evidence.
EAST\43829927.6
2
issues in the hope that the risk of future wrongful convictions will be minimized.
SUMMARY OF ARGUMENT
Appellant, Kristine Bunch, was convicted in 1996 of intentionally setting a fire in which
her young son perished. She was convicted based, in no small part, on expert testimony from
fire investigators appearing for the State. At the time of trial, this expert testimony, and the
assumptions supporting it, may have conformed to what was then considered to be accepted
practice.
However, since Ms. Bunch was convicted, advances in fire science and, more
importantly, acceptance and adoption of these scientific methods by the fire investigation
community and courts around the country clearly demonstrate that the practices and standards
employed by the State’s witnesses are no longer professionally or legally acceptable. Indeed,
much like advances in criminal science have fundamentally changed the analysis of fingerprints,
blood, hair, body fluids, and other physical evidence, recent advances in fire science and the
acceptance and reliance on the scientific method by fire investigators have completely dispelled
the myths and misconceptions previously relied upon by fire investigators, including the
investigators who testified in Ms. Bunch’s trial.
Since Ms. Bunch was convicted, the new science and the body of evidence and test
results this science has produced have been extensively peer-reviewed and accepted by the fire
investigation community, the United States Department of Justice, and numerous courts as the de
facto standard to be applied to fire investigations. If Ms. Bunch were tried today, the testimony
by the State’s experts would easily be shown to be unreliable, unsupportable and, therefore,
inadmissible. Given that, the State would have no scientific or other evidence of arson and thus
no evidentiary support for a conviction.
The courts and legislature of Indiana have recognized in DNA cases that advances in
science and technology may yield potential for exculpation where none previously existed. See,
EAST\43829927.6
3
e.g., Sewell v. State, 592 N.E.2d 705, 708 (Ind. Ct. App. 1992). As with DNA evidence, the field
of forensic fire investigation has evolved to the point that prior investigative methods, often
based on observations alone, are no longer valid or acceptable in our system of justice. Under
Daubert and its progeny, the testimony offered by the State’s experts at trial would be
inadmissible today, resulting in an acquittal for Ms. Bunch, if not a dismissal of the charges
brought against her.
ARGUMENT
A.
The Science of Fire Investigation Has Undergone a Transformative Change
Since Kristine Bunch’s Trial
1.
The Evolution of Fire Investigation Science
Although fire investigation today is generally accepted as a scientific pursuit, this was not
always the case. See Affidavit of John J. Lentini at ¶ 6 (“Lentini Aff.”), a copy of which is
attached as an exhibit to Appellant’s Amended Post-Conviction Petition, filed June 10, 2009, and
contained in Appellant’s App. pp. 474-536. This was certainly not the case in 1996 when Ms.
Bunch was tried.
Id. The industry handbook that is today the “gold standard” in fire
investigation methodology and interpretation, NFPA 921, Guide for Fire and Explosion
Investigations (“NFPA 921”), was largely ignored by the vast majority of fire investigators in
1996. Id. at ¶ 7.3
Before and even during the time of Ms. Bunch’s trial in 1996, fire investigation was
much more art than science, with techniques and beliefs passed down and honed through
apprenticeship rather than through scientific or even academic study. See Marc Price Wolf,
Habeas Relief from Bad Science: Does Federal Habeas Corpus Provide Relief for Prisoners
Possibly Convicted on Misunderstood Fire Science? 10 MINN. J. L. SCI. & TECH. 213, 213-17
NFPA 921 has been revised since it was first introduced. Unless otherwise noted, all cites
herein to NFPA 921 are to the current 2008 edition.
3
EAST\43829927.6
4
(2009); Lentini Aff. Ex. 2 (The Mythology of Arson Investigation) at 1-3. Conclusions were
based solely on observation and comparison, rather than in accordance with scientific method.
Id. For example, a 1977 Department of Justice publication extolled the utility of “burn
indicators” in fire investigations, referring to these often difficult-to-interpret visual clues as “the
most common method of establishing arson.” John F. Boudreau et al., ARSON
INVESTIGATION: SURVEY
AND
AND
ARSON
ASSESSMENT 87 (1977).The publication ominously noted,
however, that burn indicators had “received little or no scientific testing” and there was “no
published material in the scientific literature to substantiate their validity.” Id. at 88.
In 1992, the National Fire Protection Association (NFPA) published the first edition of
NFPA 921 after incorporating over 280 comments from the fire protection and fire investigation
communities. Wolf, supra, at 218; Lentini Aff. at ¶ 3. This seminal handbook was developed by
the NFPA’s Technical Committee on Fire Investigations “to assist in improving the fire
investigation process and the quality of information on fires resulting from the investigative
process.” NFPA 921 at 921-1. More specifically, NFPA 921 provided to the fire investigation
community – which still relied on unscientific methods and untested conclusions – some of the
earliest and most authoritative guidance regarding accepted scientific principles and scientific
research. Lentini Aff. at ¶ 3.
Initially, NFPA 921 was largely ignored by the fire investigation community. Id. at ¶ 7.
At the time of Ms. Bunch’s trial in 1996, and even much later, many fire investigators still
employed “traditional” methods of investigation and conclusions that were inconsistent with
NFPA 921. Id. at ¶ 6; Wolf, supra, at 218-19. In a testament to the adherence to the traditional,
non-scientific methods, the largest organization of professional fire investigators in the world,
the International Association of Arson Investigators (“IAAI”), filed amicus briefs in pending
EAST\43829927.6
5
arson cases4 arguing that fire investigation should not be held to a scientific standard. Lentini
Aff. at ¶¶ 12, 13, Ex. 3.
In 1999, the Supreme Court firmly rejected the position of the IAII, holding in Kumho
Tire v. Carmichael, that all expert testimony (including fire investigators’) is subject to a
reliability challenge under Daubert. 526 U.S. 137, 147 (1999). Then in 2000, NFPA 921
received a watershed endorsement: that of the U.S. government. The U.S. Department of Justice
issued a report noting that NFPA 921 “has become a benchmark for the training and expertise of
everyone who purports to be an expert in the origin and cause determination of fires.” National
Institute of Justice, U.S. Dept. of Justice, Fire and Arson Scene Evidence: A Guide for Public
Safety Personnel, 6 (2000). In November 2000, the IAAI followed the DOJ’s lead and finally
endorsed NFPA 921. Lentini Aff. at ¶ 15.
The gradual adoption of NFPA 921 as the standard for fire investigation represented a sea
change in fire investigations for two reasons: (1) it espoused the scientific method; and (2) it
provided new guidance on the interpretation of post-fire artifacts based on empirical testing,
which disproved many traditional interpretations of these artifacts. Lentini Aff. at ¶ 8. As a
result, many of the traditional methods employed by fire investigators during the time of Ms.
Bunch’s trial – and indeed, by the fire investigators who testified at her trial – have been entirely
discredited or seriously questioned. See generally id.; NFPA 921 §§ 6.2.4.3, 6.13.1.4.
Today, NFPA 921 is the standard of care in fire investigation. Lentini Aff. at ¶ 4. It is
published by the National Fire Protection Association, the largest professional fire protection
organization in the world and has been formally adopted by the National Association of Fire
Investigators and the International Association of Arson Investigators. Id. NFPA 921 is now
Michigan Millers Mut. Ins. Corp. v. Benfield, 140 F.3d 915 (11th Cir. 1998); Kumho Tire v.
Carmichael, 526 U.S. 137 (1999).
4
EAST\43829927.6
6
recognized in courts around the country as the national standard of care for fire investigations.5
2.
Old Myths and Misconceptions
In 1996, fire investigators still relied heavily on burn patterns to determine whether a fire
was arson, see generally Lentini Aff., and this was certainly true of the investigators who
testified in Ms. Bunch’s trial. Common misconceptions or “myths” within the fire investigation
community in 1996 included the following:
a. The misconception that pool-shaped or irregular burn patterns on floors were
the result of the presence of a flammable liquid. Wolf, supra, at 224; Angelo
L Pisani, Jr., Historical Perspective on Arson Evidence, PROCEEDINGS OF THE
INTERNATIONAL SYMPOSIUM ON THE FORENSIC ASPECTS OF ARSON
INVESTIGATION, 8-9 (1995); NFPA 921 § 6.3.7.8.
b. The misconception that rapidly developing fire is indicative of arson and,
specifically, the use of an accelerant. Wolf, supra, at 221.
c. The misconception that accelerants burn at higher temperatures than ordinary
combustibles and, consequently, melted metals are a sign of an incendiary
fire.
John
J.
Lentini
et
al.,
Indicators
of
Trouble,
http://www.firescientist.com/Documents/IndicatorsOfTrouble.pdf. (last visited
Nov. 30, 2010).
See e.g., Workman v. AB Electrolux Corp., No. 03-4195-JAR, 2005 WL 1896246, at *10 (D.
Kan. Aug. 8, 2005) (referring to NFPA 921 as the “national standard with regard to appropriate
methodology for investigation by fire science experts”); Ind. Ins. Co. v. Gen. Elec. Co., 326 F.
Supp. 2d 844, 849-50 (D. Ohio 2004) (“NFPA-921 is a recognized guide for assessing the
reliability of expert testimony in fire investigations.”); Tunnell v. Ford Motor Co., 330 F. Supp.
2d 707, 725 (W.D. Va. 2004) (“Many courts have recognized NFPA 921 as a peer reviewed and
generally accepted standard in the fire investigation community.”); McCoy v. Whirlpool Corp.,
214 F.R.D. 646, 653 (D. Kan. 2003) (“The ‘gold standard’ for fire investigations is codified in
NFPA 921, and its testing methodologies are well known in the fire investigation community and
familiar to the courts.”); Royal Ins. Co. of Am. v. Joseph Daniel Const., Inc., 208 F. Supp. 2d
423, 426 (S.D.N.Y. 2002) (“The NFPA 921 sets forth professional standards for fire and
explosion investigations.”); Chester Valley Coach Works v. Fisher-Price, Inc., No. 99 CV 4197,
2001 WL 1160012, at *3 (E.D. Pa. Aug. 29, 2001) (“[The expert] acknowledges that NFPA 921
is the authoritative comprehensive guide to accepted procedures and techniques for fire
investigations.”); Travelers Prop. & Cas. Corp. v. Gen. Elec. Co., 150 F. Supp. 2d 360, 366 (D.
Conn. 2001) (describing NFPA 921 as “a peer reviewed and generally accepted standard in the
fire investigation community”); Abon, Ltd. v. Transcontinental Ins., No. 2004-CA-0029, 2005
WL 1414486, at *10 (Ohio App. June 16, 2005) (“[NFPA 921] is a peer reviewed and generally
accepted standard in the fire investigation community.”).
5
EAST\43829927.6
7
d. The misconception that “multiple origins” or two separate burn areas without
a connecting burn line between them is a reliable indicator of arson. Wolf,
supra, at 225-26.
As the record in this case demonstrates, these myths and misconceptions formed a central
part of the testimony of the State’s expert witnesses who testified at trial. For example, Bryan
Frank referred repeatedly to “burn patterns” in his testimony for the prosecution, simply
assuming the patterns resulted from a liquid accelerant. R. 822-825. Paul Hildebrand similarly
concluded that the burn patterns on the floor “were characteristic of some type of flammable
liquid being poured on the floor . . . .” R. 1331. Mr. Frank testified that a melted aluminum
carpet strip found near the entryway of Ms. Bunch’s trailer could have only resulted from the
presence of high heat caused by an accelerant. R. 1348-51.
The testimony of Frank and Hildebrand reveal how unfamiliar they were with the new
developments in fire science, relying instead on the highly unscientific traditional methods of
investigation and analysis. Indeed, Frank testified that he was aware of NPFA 921, but had
never read it. R. 841. He also testified that the State of Indiana did not require him to follow any
particular protocol or procedure in conducting fire investigations, including the practices and
procedures required by NFPA 921. R. 866-67, 885.
3.
The New Science
Despite widespread reliance among traditional fire investigators on irregular burn
patterns as indicators of the use of an accelerant (and typically, of arson), advanced fire testing
has proven that these patterns are not reliable indicators of either. NFPA 921 states: “Irregular,
curved, or pool-shaped” patterns on floors and floor coverings should not be identified as
resulting from ignitable liquids on the basis of observation of the shape alone.” NFPA 921
§ 6.3.7.8. When full room involvement occurs, “patterns similar in appearance to ignitable
liquid burn patterns can be produced when no ignitable liquid is present.” Id.
EAST\43829927.6
8
When a fire starts in a “compartment,” such as a mobile home, smoke and gases emitted
by the fire and burning fuel rise to the ceiling above the fire and spread outward, forming a layer.
NFPA 921 § 5.10.2.1. As the fire continues to burn, the layer of smoke and gas grows thicker
and the temperature in the compartment skyrockets. Id. at §§ 5.10.2.4, 5.10.2.6. If the layer
reaches a temperature of roughly 1100° F, the fire reaches a “flashover” point, where any item
near the layer of smoke could combust. Id. at § 5.10.2.6. In a compartment fire, an open flame
can progress to flashover in as little as 3 to 5 minutes. Id. at § 5.10.4.6. In flashover fires,
burning floors, irregular floor-burn patterns and low-wall burning are all common. Id. at §§
5.10.2.8, 6.3.7.8. Yet, each of these characteristics has been used by fire investigators in the past
to conclude that a fire was incendiary in origin. Wolf, supra, at 221. “Given the facts of the
flashover phenomenon, fire investigators should no longer use these burn patterns alone to
conclude that an accelerant was used in setting a fire.” Id.
With respect to evidence of burned or melted metal objects found at a fire scene, such as
the aluminum carpet strip found in Ms. Bunch’s trailer, “[a] specific melting temperature or rante
is characteristic for each material,” and, “when metals or their residues are found in fire debris,
some inferences concerning temperatures in the fire can be drawn.” NFPA 921 § 6.2.8.3.
Because wood and gasoline burn at essentially the same flame temperature, however, flame
temperature and burned metals are not an indication of arson. See id.; NFPA 921 § 6.8.2.2.
B.
As a Result of the Transformative Change in Fire Science, New Exculpatory
Scientific Evidence Can be Offered in Defense of Kristine Bunch
Indiana PCR Rule 1 sets out the framework for post-conviction relief and the requirement
that post-conviction relief be based on “evidence of material facts, not previously presented and
heard.” The transformative change in fire science and the concomitant shift in mainstream expert
opinion regarding fire science since the trial constitutes a “material fact” not previously
EAST\43829927.6
9
presented or heard in this case. As understood today, the State’s expert testimony was utterly
unreliable and unsupportable.
It was based on unscientific observations and misguided
assumptions. Under current standards, that testimony would, at a minimum, be subject to a
serious Daubert challenge and, if admitted, to a rigorous cross-examination on currently
accepted scientific principles. See Sears Roebuck and Co. v. Manuilov, 715 N.E.2d 968,
986 (Ind. Ct. App. 1999); United States v. Hebshie, No. 02-cr-10185, Slip Op. at 61, (D. Mass.
Nov. 15, 2010); Daubert v. Merrel Dow Pharmaceuticals, Inc., 509 U.S. 579, 590 (1993). 6
Under NFPA 921’s scientific standards for conducting a reliable fire scene investigation,
much of the State’s expert witness testimony would likely have been excluded or severely
limited at trial, thereby undermining the verdict. See, e.g., Hebshie at 56-59 (finding that
government expert testimony that failed to meet the standards of NFPA 921 should have been
excluded or limited, undermining confidence in the verdict). Absent clear standards in the fire
investigation community in 1996, however, Ms. Bunch was limited in her defense and left with
scientifically inadequate cross-examination as her only option to discredit the State’s experts.
“Cross-examination suffices only when experts have reached different conclusions, but the
underlying approach is sound.” Hebshie at 40. “Where it is not, exclusion, or in some situations,
limitation, is the only option.” Id.
Other courts have recognized that the advances in fire science severely undermine prior
convictions, and that the new scientific evidence should be heard by a jury in a new trial. For
example, in People v. Chase, No. I-040-95, 2005 N.Y. slip op. 51125(U) (N.Y. Co. Ct. May 19,
2005), the defendant was accused of removing a gas hose from a propane tank and intentionally
setting fire to the gas. Under New York’s post-conviction statute, the defendant was required to
6
See generally, cases cited in note 4, supra.
EAST\43829927.6
10
show that “[n]ew evidence had been discovered since the entry of a judgment based upon a
verdict of guilty after trial, which could not have been produced by the defendant at the trial even
with due diligence on his part.” N.Y. CRIM. PRO. § 440.10(1)(g)(2006).
The defendant
introduced expert testimony that the propane hose could not have caused the fire based on new
scientific understandings of the chemical properties of propane. The State argued that “the
properties of propane have not changed since [the] discovery” of the gas. Chase at 6. The court
rejected that argument, however, stating that “it is clear that scientists now have a better
understanding of those properties and how they work. The new knowledge better explains the
cause of the fire.” Id.
In Albrecht v. Horn, the convicted defendant had previously been granted an evidentiary
hearing to present new fire science evidence. 314 F. Supp. 2d 451, 464 (E.D. Pa. 2004).
Rejecting the Commonwealth’s arguments to the contrary, the court held that expert testimony
that discredited the old science upon which the conviction rested was “new evidence.” Id. at 465
n. 9.7
In State v. Edmunds, the court held a “shift in mainstream medical opinion” or “the
emergence of a legitimate and significant dispute within the medical community as to the cause”
of injuries to a baby in a shaken baby syndrome case constituted newly discovered evidence
warranting a new trial. 746 N.W.2d 590, 599 (Wis. Ct. App. 2008). The court reasoned:
Now, a jury would be faced with competing credible medical opinions in
determining whether there is a reasonable doubt as to Edmunds's guilt. Thus, we
In Albrecht case, the new evidence was not enough to earn the defendant his freedom. Unlike
the case at bar, under the applicable standard for habeas relief, the defendant was required to
actually prove that he “did not commit the crime.” Id. at 465. The court concluded that
Albrecht’s new evidence proved only that the fire could have been accidental but did not
conclusively prove his innocence. Id. The standard in the instant case is different. Kristine
Bunch need not prove her innocence. Rather, under PCR Rule 1, Ms. Bunch must show only
that retrial with the new evidence “will probably produce a different result.”
7
EAST\43829927.6
11
conclude that the record establishes that there is a reasonable probability that a
jury, looking at both the new medical testimony and the old medical testimony,
would have a reasonable doubt as to Edmunds's guilt. Accordingly, we reverse
and remand for a new trial. Id.
Arson cases often feature a heavy reliance on fire science testimony.
Indeed, the
testimony of the fire science experts is often outcome determinative. See Malek v. Federal Ins.
Co., 994 F.2d 49, 54 (2d Cir. 1993) (noting importance of expert testimony in an arson case);
Babick v. Berghuis, No. 1:03-cv-20, 2008 WL 282166, *60 (W.D. Mich. Jan. 29, 2008) (noting
that the prosecutor's case rested heavily on the opinion testimony of his two arson experts);
People v. Rossbach, No. 245262, 2004 WL 1178424, *6 (Mich. Ct. App. May 27, 2004) (noting
expert testimony aided the jury by supplying information that was not within the knowledge of
the layperson); Jefferson County Com. Attorney's Office v. Kaplan, 65 S.W.3d 916, 919 (Ky.
2001) (noting the prosecution relied heavily “on the fact that expert testimony revealed the
presence of accelerants”); State v. Johnson, 667 A.2d 523, 528 (R.I. 1995) (noting the
importance of arson expert testimony). “[A] certain patina attaches to an expert’s testimony
unlike any other witness; this is ‘science,’ a professional’s judgment, the jury may think, and
give more credence to the testimony than it may deserve.” Hebshie, No. 02-cr-10185, Slip Op.
at 39 (finding that government expert testimony that failed to meet the standards of NFPA 921
should have been excluded or limited, undermining confidence in the verdict).
Given this reliance on experts, new evidence of a shift in accepted fire science methods
and principles and a corresponding shift in mainstream fire expert opinion regarding these
methods and principles is likely to have a significant impact in a new trial of Ms. Bunch,
resulting in an entirely different verdict.
C.
Three States Have Acted on These Transformative Advancements in Fire
Science and Passed Resolutions Urging Judicial Review of Convictions
State legislatures in Oklahoma and Nebraska have recently passed resolutions supporting
EAST\43829927.6
12
“judicial review of any cases in which the attorneys submit that a conviction is questionable due
to faulty science having been used,” and urging “the judicial branch, law enforcement agencies,
and other relevant government entities . . . to employ NFPA 921 when conducting fire
investigations.”
Okla. Senate Res. No. 99, 52nd Leg. (2010); Legislative Res. 411, 101st
Legislature (Neb. 2010). Arizona also recently passed a substantially similar resolution, noting
that “it is possible that some of those persons convicted of arson in Arizona may have been
convicted using antiquated and unreliable techniques in the past.” House Concurrent Res. 2066,
49th Legislature (Ariz. 2010).
In 2001, the Indiana legislature enacted comparable legislation in the context of DNA
testing when it amended the Indiana Code to include a new section entitled “Postconviction
DNA Testing and Analysis.” Ind. Code § 35-38-7-1, et seq. The statute provides courts with the
option of ordering a new trial when DNA testing results would be favorable.8
The same principle of justice is manifest in this appeal.
DNA cases involve a new
analysis of old physical evidence, and courts routinely permit the introduction of new DNA
evidence. New fire science evidence is no different – it also involves a new analysis of old
physical evidence. Courts should treat this new evidence like new DNA evidence, with the
operative question being whether the new science undermines the conviction. “By routinely
allowing into evidence expert testimony that we know should have been excluded, and by
closing courthouse doors to claims for redress after conviction, the courts have contributed to the
problems we face today.” United States v. Hebshie, No. 02-cr-10185 (NG), Slip Op. at 66 (Nov.
15, 2010) (quoting Larry A. Hammond, The Failure of Forensic Science Reform in Arizona, 93
Indiana law has long provided for habeas remedies by constitutional provision (Article 1,
section 27), and as early as 1881, the Indiana legislature codified the constitutional remedies
under what is now Ind. Code § 34-24.5-1-1.
8
EAST\43829927.6
13
Judicature 227, 2 (2010)). Amicus urges this Court to grant Ms. Bunch nothing more than justice
requires in this case: a retrial untainted by science that has been proven unreliable under Indiana
Rules of Evidence 702, 703.
D.
Nationwide, Convictions Based on Outdated “Expert” Testimony Are Being
Reversed and Prosecutions Dropped Based on the New Emphasis on Science
in Fire Investigations
The nationwide trend toward review, retrial, and outright rejection of junk fire science is
unmistakable. For example, in Carr v. State, Weldon Wayne Carr was convicted in 1994 of
arson and murder based in part on expert testimony regarding pour patterns and a dog allegedly
detecting an accelerant at the scene. 482 S.E. 2d 314, 316 (Ga. 1997). The Georgia Supreme
Court overturned the conviction, holding that the evidence of the dog’s alert was unreliable and
should not have been admitted. Id. at 318.
In United States v. Hebshie, James Hebshie was convicted of arson in 2006 based, in part,
on unreliable expert testimony regarding canine alerts and burn patterns. Slip Op. at 1-2. His
conviction was reversed after the district court found that the government’s arson investigator
failed to meet the standards of NFPA 921 and his testimony should have been excluded or
limited pursuant to a reliability challenge under Daubert. Id. at 56-59, 64-66.
In addition to these cases, which involve courts reversing improper convictions based on
bad fire science, court opinions excluding unreliable arson expert testimony are legion. E.g.,
Fireman's Fund Ins. Co. v. Canon U.S.A., Inc., 394 F.3d 1054, 1058 (8th Cir. 2005) (holding
district court's exclusion of expert arson evidence proper where experts failed to compare
hypothesis to evidence from scene in violation of NFPA 921); Mich. Millers Mutual Ins. Corp. v.
Benfield, 140 F.3d 915, 920 (11th Cir. 1998) (finding no abuse of discretion where trial court
excluded arson expert's testimony because his methodology did not support his conclusion);
Indiana Ins. Co. v. Gen. Elec. Co., 326 F. Supp. 2d 844, 850-51 (N.D. Ohio 2004) (holding that
EAST\43829927.6
14
cause-and-origin expert's failure to properly collect evidence, in violation of NFPA 921, made
his investigation unreliable); Am. Family Ins. Grp. v. JVC Am. Corp., No. 00-27 DSD/JMM,
2001 WL 1618454, at *3-4 (D. Minn. Apr. 30, 2001) (excluding expert testimony where expert
did not apply the scientific methodology recommended by NFPA).9
CONCLUSION
“One would hope that with the announcement of every exoneration, the judges across
whose desks these cases passed would pause to ask, ‘what can we do to make sure that this
doesn’t happen again?’ . . . finality cannot trump fairness or justice.” United States v. Hebshie,
No. 02-cr-10185 (NG), Slip Op. at 66 (Nov. 15, 2010). There has been a transformational shift
in the science of fire investigation since Ms. Bunch was tried in 1996. That shift in science is a
new, material fact compelling the relief sought by Ms. Bunch and Amicus – the outcome
demanded by justice: a retrial untainted by bad scientific evidence. Based on the new scientific
evidence discussed in this brief, it is evident that innocent people are currently incarcerated
based on outmoded and discredited fire investigation evidence. Amicus urges the Court to ensure
that Ms. Bunch is not among them.
See also Pekark v. Sunbeam Prods. Inc., 672 F. Supp. 2d 1161, 1176-77 (D. Kan. 2008)
(excluding opinion that cause of fire was electrical blanket where expert failed to follow reliable
methodology); Chester Valley Coach Works v. Fisher-Price, Inc., No. Civ. A. 99 cv 4197, 2001
WL 1160012 (E.D. Pa. Aug. 29, 2001) (excluding expert testimony under Daubert where the
expert failed to follow the scientific method set out in NFPA 921); Bryte ex rel. Bryte v. Am.
Household, Inc., 429 F.3d 469 (4th Cir. 2005) (holding that where the fire expert failed to
consider and rule out other possible causes, his inspection was property excluded for being
“inconsistent with the NFPA standards, which require investigators to exclude ‘all other
reasonable origins and causes’”).
9
EAST\43829927.6
15
Respectfully submitted,
______________________________
Mark A. White*
Texas Bar No. 00788657
Grayson D. Stratton*
D.C. Bar No. 976910 (TX pending)
DLA Piper LLP (US)
1000 Louisiana, Suite 2800
Houston, Texas 77002
Telephone: (713) 425-8400
Facsimile: (713) 425-8401
[email protected]
[email protected]
Frances Lee Watson
Indiana Bar No. 8532-49A
Indiana University School of Law – Indianapolis
Lawrence W. Inlow Hall, Room 111J
530 W. New York Street
Indiana, IN 46202-3225
Telephone: (317) 274-5551
Facsimile: (317) 274-8901
[email protected]
ATTORNEYS FOR AMICUS CURIAE
THE INNOCENCE NETWORK
*Petition for temporary admission pending as of December 1, 2010.
WORD COUNT CERTIFICTION
I verify that this brief contains no more than 7,000 words.
____________________________________
Frances Lee Watson
EAST\43829927.6
16
CERTIFICATE OF SERVICE
I hereby certify that on December 1, 2010, I caused a copy of the foregoing document to
be served by first class mail, postage prepaid, on the following counsel of record:
Attorney General of Indiana
200 W. Washington Street
219 Statehouse
Indianapolis, Indiana 46204-2770
Hilary Bowe Ricks
Attorney at Law
148 E. Market Street
Suite 700
Indianapolis, IN 46204
Attorney for Appellant
Jane E. Raley
Karen L. Daniel
Center on Wrongful Convictions
Bluhm Legal Clinic
Northwestern University School of Law
357 E. Chicago Avenue
Chicago, IL 60611
Attorneys for Appellant
_______________________________
Frances Lee Watson
EAST\43829927.6
17