109812-JPM WM+ JPM SIPP Employer Contribution Form GB

J.P. Morgan SIPP Employer Contribution Form
(Part One)
Valid from April 2015
Please complete this form in BLOCK CAPITALS and black ink. You should read the declaration at the end of this form before completing this application. If investing in a
sub fund(s) you must also receive and read the Key Investor Information Document (KIID) before completing this form.
There are two parts to this form:
Part One – is to be completed by the employee.
Part Two – should be passed onto your employer to complete and then return both parts to us together with the Direct Debit
instruction to:Freepost RTJH-BXTT-RHCJ, J.P. Morgan Asset Management, 60 Victoria Embankment, London
EC4Y 0JP.
If you have any questions regarding this form or the Key Investor Information Document, please call our UK-based Investor Services team on 0800 20 40 20.
Our telephone lines are open Monday to Friday, 9am to 5.30pm.
We will be unable to process your application if this form has not been fully completed. If the form has not been completed, we will need to return this to you for
completion.
1. About you
2. Tax residency
Tax RegulationsA require us to collect information about each investor’s tax
residency. In certain circumstances we may be obliged to share information on
your account with HMRC. If you have any questions about your tax residency,
please contact your tax advisor. Should any information provided change in the
future, please ensure you advise us of the changes promptly.
Your existing account number (if you have one)
Your title (e.g. Mr/Mrs/Miss/Ms/Other) Surname
First name(s) in full
Account holder:
Are you a UK tax resident?
Your permanent residential address
Yes
No
Please note, if you are not a UK tax resident, you cannot open a J.P. Morgan SIPP.
Do you have a National Insurance Number?
Postcode
Yes
No
If yes, please enter your National Insurance Number here
Country
Daytime telephone number
Please indicate if there is any other country in which you are resident for tax
purposes and the associated Tax Identification Number below. If you are a US
citizen or tax resident, you are not eligible to open this account.
Country code
Additional Country of tax residence
Telephone numbers (please provide country code if outside the UK)
Tax identification number
+
Evening telephone number
A
The term “tax regulations” refers to regulations created to enable automatic exchange of
information and include FATCAB, various agreements to improve international tax
compliance entered into between the UK and its Crown Dependencies and its Overseas
Territories and the OECD Common Reporting Standard for Automatic Exchange of Financial
Account Information
B
The term “FATCA” refers to The Foreign Account Tax Compliance provisions contained in
the US HIRE Act 2010 and other relevant legislation implementing FATCA under local law.
Country code
+
Your date of birth (Day/Month/Year)
1
City/town of birth
9
Country of birth
3. Employer contributions
Are you a UK citizen?
YES
NO
Please confirm the type of contribution being made into the SIPP
If you are a citizen of any other country, please provide country name below:
Lump sum
Regular Savings Plan
Online access
To allow you to access your account online please provide an email address that
is unique to you as an individual. You will receive your username and password
separately by post.
Email address
Please enter the gross amount your employer will pay each month
(minimum £100).
£
gross
Employer contributions are paid gross. Your employer may be able to claim tax
relief in respect of this contribution.
‘Please note if you have Enhanced or Fixed Protection and a contribution is made
into your SIPP, you will lose the protection status.’
4. Existing withdrawals
If you are already taking benefits from other registered pension schemes, you are
subject to an alternative annual allowance where flexibility has been accessed.
These flexibilities include taking withdrawals/benefits from the following:
G
G
G
A payment from a flexi-access drawdown fund (this covers payments from a
short term annuity), including a payment from a capped drawdown fund that
would breach the cap
A payment from a pre-6 April 2015 capped drawdown fund that has been
converted to a flexi-access drawdown fund
An uncrystallised funds pension lump sum (UFPLS)
J.P. Morgan SIPP Employer Contribution Form
(Part One)
4. Existing withdrawals continued
G
G
G
G
G
A payment under a flexible annuity contract
A payment of a money purchase scheme pension where the scheme has fewer
than 11 other pensioner members and they became entitled to the scheme
pension on or after 6 April 2015
A stand-alone lump sum from a money purchase arrangement where the
individual was entitled to primary protection (and therefore has a right to take
a lump sum in excess of £375,000) but not enhanced protection
A payment of any of the above benefits from an overseas pension scheme that
has benefited from UK tax relief
In addition any person who had a valid notification for flexible drawdown
before 6 April 2015, will be deemed to have flexibly accessed their rights at the
start of 6 April 2015.
Do you have any pensions where you are receiving the payments discussed above?
YES
NO
Please note monthly income paying share classes are not intended for a regular
savings plan.
Funds
Share Class A Sub-Fund name
Inc Acc
JPM America Equity
JPM Asia
JPM Cautious Managed
JPM Diversified Real Return
JPM Emerging Markets
JPM Emerging Markets Income
JPM Europe
JPM Europe Dynamic (ex-UK)
JPM Europe Dynamic (ex-UK) (GBP Hgd)
JPM Fusion Balanced
Is ‘yes’ please provide further details below.
JPM Fusion Conservative
Pension provider
JPM Fusion Growth
Type of payment received Date payment was taken
JPM Fusion Growth Plus
JPM Global Allocation
JPM Global Bond Opportunities
JPM Global Equity
JPM Global Equity Income
5. Choosing your investment
JPM Global Equity Income (GBP Hgd)
You can use this application form to invest in J.P. Morgan funds or investment
trusts. You can also use this form to put cash into your J.P. Morgan SIPP pending
investment.
JPM Global (ex-UK) Bond
The full range of J.P. Morgan WealthManager⁺ investments is available online.
JPM Global High Yield Bond Monthly A B
Please indicate below the funds and/or investment trusts you want to invest in
and/or cash you want to pay into your SIPP. Please state the net amount you are
contributing. Unless you have indicated otherwise, we will claim basic tax relief
on your behalf and invest the gross amount in line with your contributions. For
example, if you contribute a net amount of £800, we will invest a gross amount
of £1,000 into your J.P. Morgan SIPP.
JPM Global Property Securities
B) J.P. Morgan funds
Important
Before investing in a J.P. Morgan fund you must receive and read our Key
Features and Terms and Conditions and the applicable Key Investor
Information Document (KIID). They contain important information about us and
the fund(s) you are intending to buy and you should read them before making
your investment decision. You can get the KIID you require by going to
www.jpmorgan.co.uk/investor or by calling our UK-based Investor Services
team on 0800 20 40 20, or from your financial adviser.
JPM Global Financials
JPM Global High Yield Bond
JPM Income A B
JPM Japan
JPM Multi-Asset Income
JPM Multi-Asset Income Monthly A B
JPM Multi-Asset Macro
JPM Multi-Manager Growth
JPM Natural Resources
JPM New Europe
JPM Sterling Corporate Bond
JPM Sterling Liquidity B (acc.) (SICAV)
JPM Strategic Bond
JPM UK Active Index Plus
JPM UK Dynamic
Please state the fund(s) in which you wish to invest, whether you wish to invest in
Income (Inc) or Accumulation (Acc) shares (explained below), the amount and the
method of investment, i.e. lump sum and/or RSP.
Income Shares: Your share of the net income of the fund is paid into your SIPP.
Accumulation Shares: Your share of the net income of the fund is automatically
reinvested within the fund and is reflected in the price of each accumulation
share.
If you have not marked either the Income or Accumulation box, we will
automatically buy Accumulation shares.
JPM UK Equity & Bond Income
JPM UK Higher Income
JPM UK Managed Equity
JPM UK Strategic Equity Income
JPM UK Strategic Growth
JPM US
JPM US Equity Income
JPM US Equity Income (GBP Hgd)
C
Your subscription will be invested into the ‘A’ share class of your chosen fund(s),
except JPM UK Active Index Plus Fund which will be the ‘E’ share class.
Total £
Lump sum
minimum
£500
Regular savings
plan minimum
£50
J.P. Morgan SIPP Employer Contribution Form
(Part One)
5. Choosing your investment continued
6. Declaration and signature
B) J.P. Morgan Investment Trusts
Please state the trust(s) in which you wish to invest.
Lump sum
minimum
£500
Investment trusts
Regular
savings plan
minimum
£50
American
Asian
To the best of my knowledge the details provided in this form are correct and
complete and the declarations I made when establishing my SIPP are still valid,
except for any changes specifically advised to you (J.P. Morgan Trustee &
Administration Services Limited) acting as trustee and scheme administrator of
my J.P. Morgan SIPP.
I confirm I have received and read the relevant Key Investor Information
Document (KIID) for the fund(s) I have invested in.
I confirm that I am not a US citizen or resident.
Brazil
Chinese
Your signature
Claverhouse
Elect – Managed Growth
Elect – Managed Income
Date (Day/Month/Year)
Emerging Markets
European – Growth
European – Income
European Smaller Companies
Global Convertibles Income
Global Emerging Markets Income
Income & Capital
ORDINARY
Income & Capital
UNITS
Income & Capital
ZEROS
Income & Growth
CAPITAL
Income & Growth
INCOME
Income & Growth
UNITS
Indian
Japanese
Japan Smaller Companies
Mercantile
Mid Cap
Overseas
Russian Securities
Senior Secured Loan
Smaller Companies
US Smaller Companies
C
C
Total net amount £
A
Please note these share classes/funds are not intended for a regular savings
plan.
B
Minimum lump sum investment £3,000.
C
If the fund/trust you wish to invest in is not shown in the list above please enter
the trust name in the space provided.
C) Amount to remain as cash
Lump sum
minimum £500
Cash within your
J.P. Morgan SIPP
Regular savings plan
minimum £50
J.P. Morgan SIPP Employer Contribution Form
(Part Two)
To be completed by the employer.
Your employer should retain a copy of this form and details of any subsequent amendments for their records
1. Employee details
3. Employer’s declaration
Your existing account number (if you have one)
Title
We understand that contributions paid to the J.P. Morgan SIPP cannot be
refunded unless the SIPP member cancels their SIPP within their
cancellation period.
Surname
We agree to pay the contributions above, until further notice and will notify
J.P. Morgan Asset Management immediately of any changes to the amounts due.
First name(s)
We agree to advise J.P. Morgan Asset Management immediately if any member is
to leave our employment.
Your permanent residential address
Postcode
We understand that in accordance with UK legislation, J.P. Morgan Asset
Management may need to verify the identity of the company. This may include
the use of a credit reference agency or we may need to request further
information from you.
For and on behalf of
Country
Date of birth (Day/Month/Year)
1
Address
9
2. SIPP contribution details
Postcode
Please confirm the type of contribution being made into the SIPP
Country
Lump sum
Telephone number
Regular Savings Plan
Lump sums
Please make the cheque payable to ‘J.P. Morgan Asset Management’. Cheques
must be drawn on a bank/building society in the Employer’s name.
G
Company registration number
Full name of signatory
Regular Savings
You can set up a regular savings plan (RSP) for the 1st or the 16th of the month,
by completing the enclosed direct debit mandate.
Employer’s signature
You should enter the total amount of any employer contribution. Employer
contributions are paid gross.
Date (Day/Month/Year)
G
£
gross
Please complete the direct debit instruction form enclosed to take effect
on or about:
0
1
2
0
2
0
and/or
1
6
Please note all correspondence should be sent to the address shown at the top of the application and not to the registered address. Telephone calls may be recorded and monitored
for security and training purposes.
J.P. Morgan Trustee & Administration Services Limited is authorised and regulated by the Financial Conduct Authority. Registered Office: 25 Bank Street, Canary Wharf, London E14 5JP.
Registered in England No. 1823867.
GB H1008 03/15