Welcome to BMO InvestorLine BMO In ves to rL in e P e rs onal A

Investment Account Number:
Welcome to BMO InvestorLine
A
Please note it will take us longer to process your paper requests. For a quicker turnaround, we recommend completing online forms. You
can access online account applications at bmoinvestorline.com
Preferred Language:
please complete all relevant sections
FOR QUICKER AND MORE EFFICIENT SERVICE
If you are applying for:
An investment account
A self-directed registered plan account
An investment account and a self-directed registered plan account
English
Please complete:
All sections except K
All sections except H, I, J
All sections
All sections
French
Account Characteristic(s):
Pro*
BMO Staff
Individual
Choose an investment account:
Cash
Margin
Margin with Options
LIRA/LRSP
LIRA/LRSP
with Options
LRIF
LRIF
with Options
Choose a self-directed
account: Spousal RSP
RSP*
RSP
with Options
RIF
RIF
with Options
Joint
Sole Proprietorship
Margin with Short Selling
RLSP
LIF
RLIF
RLSP
LIF
RLIF
with Options with Options with Options
*You can apply for both a RSP and LIRA
B
Country of
Residence
if this is a joint investment account, you are the primary contact; if this is a self-directed registered
plan account, you are the Planholder and this account cannot be opened as a joint account
TELL US ABOUT YOURSELF
B M O I n ve s to r L i n e Pe r s o n a l A cco u n t A p p l i c a t i o n
Order Execution Only Account
Last
Name
First
Name
Please enter your name exactly as it appears on your government-issued photo ID.
,
for this form or download from our website
Home Address
Suite
City or
Postal
Code
Primary Phone
Secondary Phone
Email
Mailing Address
Suite
City or
Employment
Status
Postal
Marital
If you are using a SIN starting with a 9,
please submit a photocopy of your social
insurance card showing a valid expiry date
Employed
Retired
Employer
Name
Self employed
Homemaker
Unemployed
Student
Occupation
Industry
Employer’s Address
City or
Member – Canadian Investor Protection Fund and Member of the Investment Industry Regulatory Organization of Canada.
Suite
Postal
Code
B
CONTINUED
Are you or a member of your immediate family employed or were previously employed in any of the following roles:
Yes
No
SPOUSE
or common-law partner
information
C
Last
Name
First
Name
Employer
Name
Occupation
Industry
WITH
your security
in mind
D
your Account:
E
Annual Income
from all sources
Number
Number
Address Continued
FINANCIAL
information
,
Source of
Annual Income
,
Employment income
Student loans/bursaries or RESP
Retirement income
Inheritance
Unemployment benefits
Real estate investment
Social assistance
Investment in securities
Funding Your
Account
Saving of employment income
Investment in securities
Gifts
Intended use
of the Account
Short Term Investment
Long Term Investment
Income Generation
Savings
Retirement Savings
Education Savings
Estate Planning
Other
Alimony (spousal support)
Other
Real estate investment
Other
F
No
Yes
No
Company Name:
PLEASE PROVIDE DETAILS
if you answer YES to the
No
Will any other person have authority over, in your account(s)? If another person will have authority over your
account(s), please complete the enclosed “Authorized Trading Agent or Power of Attorney” form
Yes
No
Name:
6. Will anyone other than yourself use or direct transactions in this account? This excludes those authorized to give
instructions about the account, i.e., Joint Account Holder, Trading Agent, Power of Attorney and Trustee.
Yes If yes, please complete the Third Party Information form. Please contact BMO InvestorLine for this form.
FOR YOURFOR OPTIONS
account
applications
investment
account
E
Spreads
account applications
FOR OPTIONS
G
Applicant’s
Spreads
H
F
SIGNATURE
FORSIGNATURE
YOUR
SIGNATURE
SIGNATURE
SIGNATUREFOR
FOR
account
for all investment
for Margin Accounts investment
self-directed
self-directedregistered
registeredplan
planaccount
accountfor investment
or margin
accounts
only account
I
J
G
K
H
®
1
please provide us with the following information:
Card #
Applicant’s
and connect the accounts as:
Primary
1
®
Primary
Other3
If connected as an Other ac-
3
®
1
By requesting the opening of either a cash investment account, or an account granted margin facility, I/we certify that the information in this
please
us with the
followingininformation:
application is true and complete and I have received and agree to the
termsprovide
and conditions
as outlined
the Customer
Agreement(http://www.bmoinvestorline.com/ApplyNow/forms/Cust_Agr.pdf ) booklet. I/We also agree to advise you immediately in writing of
and connect the accounts as:
Primary
any material
change in information.
Card
#
Primary
Other3
Applicant’s
1
®
If connected as an Other ac-
3
I/We hereby apply to be granted a margin facility with respect to the account(s) selected in this application as being a “Margin Account”. I/We
securities; and (ii) I/We understand and agree to the terms and conditions governing the use of Margin.
tion in this application is true and complete and I have received and agree to the terms and conditions as outlined in the Client
Applicant’s
Applicant’s
Reminder: you still need to complete section I
apply for
for aa BMO
BMO InvestorLine
InvestorLine self-directed
self-directed registered
registered plan,
plan, to
to be
be governed
governed by
by the
the declaration
declaration of
of trust
trust set
set out
out in
in the
the Client
Client Agreements
Agreements
II apply
certify that
that the
the information
information in
in this
this application
application is
is true
true and
and complete
complete and
and II agree
agree to
to the
the terms
terms and
and conditions
conditions as
as outlined
outlined in
in the
the Client
Client
II certify
Agreements
Agreements
Applicant’s
Applicant’s
Reminder: you still need to complete section I
Last Name
Name
Last
First Name
Name
First
Home Address
Address
Home
City or
or
City
Caution:
Caution:
Suite
Suite
SIN
SIN
Postal
Postal
Code
Code
L
SIGNATURE FOR ALL ACCOUNTS
concerning the various matters below relating to your holding of
accounting and regulatory purposes, I am considered a client of
for trade execution and settlement, custody of securities and the
You may disclose my name, address, email, securities holdings and
of securities I hold with you and to other persons or companies in
Yes
No
Montreal, and client cash balances in registered accounts are held
We are committed to protecting all of the personal information you
we gather is used to verify your identity and protect you and BMO
InvestorLine against fraud, to set up and manage products and
You agree that, at the time you begin a relationship with us and
during the course of our relationship, we may collect, use and
disclose your information for the purpose of, but not limited to, the
types of materials, I understand that a reporting issuer or other
person or company is entitled to send these materials to me at its
addition, in some circumstances, the instructions you give in this apthat my SIN may be used for administrative and tax reporting
Part 3 - Preferred Language of Communication
I understand that the materials I receive will be in my preferred
language of communication if the materials are available in that
I may change my preferences stated above at any time by
this agreement is in no way conditional or dependent on my preferoffered jointly by BMO InvestorLine and another member of BMO
Securities law permits us to deliver some documents by electronic
certain other members of BMO Financial Group a referral fee
and that a schedule of these fees and related terms is available
this application, I have read and understand the explanation that you
Signature
Signature
tions to me and does not accept any responsibility to advise me on
remove any order which I may enter or to cancel any trade resulting
from an order which I entered which is not in compliance with the
Signature
PERSONAL AND CREDIT INFORMATION AUTHORIZATION
I/We authorize BMO InvestorLine to obtain personal and credit information
from a credit reporting company and within BMO Financial Group to verify
my identity and prevent theft or fraud.
Signature
(01/2015)