The Basic Course

Transcription

The Basic Course
The Basic Course
A Clinical Approach to Accurate and Ethical
E/M Coding and Documentation
Peter R. Jensen, MD, CPC
www.EMuniversity.com
The Basic Course
A Clinical Approach to Accurate and Ethical
E/M Coding and Documentation
Peter R. Jensen, MD, CPC
Goals
ƒ Understand the key components of
documentation
ƒ Improve documentation compliance
ƒ Save time by streamlining the
documentation
ƒ Learn to select the correct level of
care
ƒ Keep the focus on patient care
1
A “Routine” Office Patient
ƒ You see an established office patient with stable HTN,
DM2 and dyslipidemia.
ƒ There is also a history of CAD, which is well controlled.
12
12
139 101 124
36
4.6 23
0.8
MA/Cr = 28, LDL 77, HgbA1c 6.8
ƒ You make no changes in medications and schedule
return visit in four months.
ƒ Time spent is 15 minutes
ƒ What is this encounter worth?
E/M Coding
ƒ E/M = Evaluation and Management
ƒ How patient encounters are translated into 5
digit numbers to facilitate billing
ƒ Within each type of encounter there are
various levels of care
99211
99212
99213
99214
99215
$20.60
$36.82
$51.63
$80.53
$117.21
50%
©2005 Peter R. Jensen, MD, CPC
2
E/M = Cognitive Labor
The E/M
Guidelines
=
The E/M Guidelines
ƒ
ƒ
ƒ
ƒ
Developed by the AMA and CMS
First set released in 1995
Second set released in 1997
Based on three “Key Components”
– History
– Physical Exam
– Medical Decision-Making
3
History
CC
HPI
ROS
PFSH
ƒ Problem Focused
ƒ Expanded Problem
Focused
ƒ Detailed
ƒ Comprehensive
Levels of History
History
PF
EPF
Detailed
Comp
HPI
Brief
Brief
Extended
Extended
ROS
None
1
2–9
10
PFSH
None
None
1 out of 3
3 out of 3
There are four levels of history based on the documentation of the
HPI, ROS and elements of past medical, family and social history.
4
HPI
ƒ A narrative of the patient’s symptoms or
illnesses since onset or since the previous
encounter
ƒ Every level of history requires and HPI, which
may be referred to as an “interval history” for
follow-up encounters
ƒ The HPI is the only component of history
which MUST be personally obtained and
documented by the provider
Elements of HPI
•
•
•
•
Location
Duration
Timing
Quality
•
•
•
•
Severity
Context
Modifying factors
Associated signs or symptoms
If there are no somatic complaints, the 1997 E/M guidelines state that an
extended HPI may be completed by commenting on the status of three or
more chronic or inactive problems.
5
Levels of HPI
Brief HPI
ƒ Requires only one to
three HPI elements
Extended HPI
ƒ Requires four HPI
elements or the
status of three
chronic or inactive
problems
HPI Elements
Duration
Location
Quality
Timing
ƒ Location
ƒ Quality
Patient complains of stabbing intermittent
ƒ Severity
chest pain which began 8 hours ago
Modifying
while watching TV. The pain is rated as
ƒ Duration
Factors
8/10 in severity, is worse with exertion
and is associated with SOB and nausea.
ƒ Timing
ƒ Context
Context
Associated
ƒ Modifying Factors
Signs or
ƒ Associated Signs/Symptoms
Symptoms
Severity
Example of an extended HPI using all eight of the HPI elements.
6
Status of Three Chronic Problems
Hypertension
Dyslipidemia
The patient’s HTN and dyslipidemia
remain stable on current medications.
DM has been somewhat difficult to control
lately with occasional sugars in the high
200’s.
Diabetes
If there are no somatic complaints, an Extended HPI may be
completed by commenting on the status of three or more chronic
or inactive problems.
ROS
ƒ Constitutional
ƒ Eyes
ƒ Ears, nose, mouth,
throat
ƒ Cardiovascular
ƒ Respiratory
ƒ GI
ƒ GU
ƒ
ƒ
ƒ
ƒ
ƒ
ƒ
ƒ
Musculoskeletal
Skin
Neurological
Psychiatric
Endocrine
Hem/Lymphatic
Allergic/Immunologic
The ROS may be completed by the physician, ancillary staff or by
having the patient fill out a questionnaire.
7
PFSH
ƒ Past Medical History
– Previously existing illnesses, prior operations,
current medications, allergies, immunizations
ƒ Family History
– Health status of parents/siblings/children including
relevant or hereditary diseases
ƒ Social History
– Marital status, employment, DOA, education,
sexual history
The PFSH may be completed by the physician, ancillary staff or by
having the patient fill out a questionnaire.
Levels of History
History
PF
EPF
Detailed
Comp
HPI
Brief
Brief
Extended
Extended
ROS
None
1
2–9
10
PFSH
None
None
1 out of 3
3 out of 3
The history should be recorded in a purpose-driven manner to ensure
compliance while avoiding time-wasting over-documentation.
8
Problem Focused History
CC: Chest pain
Interval History: The patient states his chest pain has improved.
HPI elements
Location, Quality, Severity,
Duration, Timing, Context,
Modifying Factors, and Associated
Signs or Symptoms
One HPI Element
Location
Requires one to
three HPI Elements
History
HPI
PFSH
ROS
PF
Brief
None
None
A problem focused history requires only a brief HPI. No ROS or
PFSH elements are required. If the patient does not have a somatic
complaint (meaning it would be difficult to use the HPI elements), a
brief HPI may be completed by commenting on the status of one or
two chronic or inactive problems.
Clinical Correlation: Problem Focused History
Level 1 hospital progress notes (99231)
Level 2 established office visits (99212)
Level 1 new office patients (99201)
Level 1 inpatient and outpatient consults (99251, 99241)
9
Expanded Problem Focused History
CC: Chest pain
Interval History: The patient states his chest pain has improved.
ROS
CV: Negative for orthopnea/PND/palpitations
One ROS
One HPI Element
Cardiovascular
Location
History
HPI
PFSH
ROS
EPF
Brief
None
1
An expanded problem focused history requires a brief HPI and one
ROS. No elements of PFSH are required. This means that the only
difference between a problem focused history and an expanded problem focused history is a single element of ROS.
Clinical Correlation: Expanded Problem Focused History
Level 2 hospital progress notes (99232)
Level 3 established office visits (99213)
Level 2 new office patients (99202)
Level 2 inpatient and outpatient consults (99252, 99242)
10
Detailed History
Four HPI Elements
CC: Chest pain
Timing, Modifying Factors, Location, Associated
Signs/Sx
Interval History: The patient continues to have intermittent,
exertional chest pain associated with SOB.
PMH: Remarkable for dyslipidemia
ROS
CV: Negative for orthopnea/PND/palpitations
Respiratory: Negative for cough/hemoptysis
1/3 PFSH
At least ONE item
from either the
PMH, SH or FH
History
Detailed
HPI or the
4 HPI Elements
status of 3 chronic or
Extended
inactive
problems
Two ROS
Cardiovascular
Respiratory
PFSH
ROS
1 out of 3
2-9
A detailed history requires an extended HPI (If the patient does not have a somatic
complaint, you can still qualify for an extended HPI by commenting on the status
of three or more chronic or inactive problems.), at least one element from either
the past medical, family or social history, and the review of at least two systems.
Clinical Correlation: Detailed History
Level 3 hospital progress notes (99233)*
Level 4 established office visits (99214)
Level 3 new office patients (99203)
Level 3 inpatient and outpatient consults (99253, 99243)
*A detailed history for a hospital progress note does NOT require any elements of PFSH.
11
Comprehensive History
4 HPI Elements
CC: Chest pain
Interval History: The patient complains of intermittent,
exertional chest pain associated with SOB.
PMH: Remarkable for dyslipidemia
Timing, Modifying
Factors, Location,
Associated
Signs/Sx
FH: Positive for premature CV disease in two first-degree relatives
SH: Significant for ongoing tobacco abuse
ROS
CV: Negative for orthopnea/PND/palpitations
3/3 PFSH
Respiratory: Negative for cough/hemoptysis
At least ONE item
GI: Negative for N/V, diarrhea, indigestion
from EACH
All other systems reviewed and are negative.
component of
PFSH
Ten ROS
(using accepted ROS shortcut)
History
Comp
HPI or the
4 HPI Elements
status of 3 chronic or
Extended
inactive
problems
PFSH
ROS
3 out of 3
10
A comprehensive history requires an extended HPI, at least one element from the
past medical, family and social history, and the review of at least 10 systems.
Clinical Correlation: Comprehensive History
Level 2 and level 3 H&Ps (99222, 99223)
Level 5 established office visits (99215)*
Level 3 new office patients (99203)
Level 3 inpatient and outpatient consults (99253, 99243)
Level 5 ER visits (99285)*
*A comprehensive history for established office patients and ER visits requires only two out of three components of PFSH.
12
History Tips and Shortcuts
1. You need a chief complaint for each and every encounter. It may be a symptom or it may be a statement such as “follow-up HTN.”
2. The physician must always complete the HPI. However, it is acceptable to have the patient or a
member of your staff fill out a questionnaire for the past medical, family, and social history (PFSH).
However, in order for this information to be counted in your history, you must initial the document
and include any pertinent positive and negative information in the body of your note. You should
also mention that you reviewed the form in its entirety. Finally, you must keep the questionnaire as
a permanent part of the medical record.
3. You don’t have to list out the ROS; it is acceptable to have the patient fill out a form and then initial
it, but that form must remain in the chart and you must refer to it in the body of your note. For example, “Complete 10 system ROS performed and documented, with pertinent findings included in
the interval history.”
4. A Complete ROS requires that at least 10 systems be documented. Those systems with positive or
pertinent negative responses must be individually documented. For the remaining systems, a notation indicating “all other systems are negative” is permissible. In the absence of such a notation, at
least 10 systems must be individually documented. (This shortcut is NOT accepted by ALL Medicare carriers, so check before you use it.)
5. When doing a comprehensive history on a follow-up patient in the office, you do not need to redictate a previous PMFSH if it is already in the chart. It is acceptable to refer to the earlier PMFSH
and make any additions as needed. For example: “The comprehensive past medical, family, and
social history obtained during our initial encounter was re-examined and reviewed with the patient.
For details, please refer to my dictated note in this chart, dated September 23, 2003. Nothing more
to add at this time.”
6. If the patient is too ill or confused to give a reliable history or ROS , you do not need to include this
information in the documentation, but you must explain why the data is missing, e.g., “Unable to
obtain ROS or past medical, family and social history due to patient’s mental status”
7. At least one element from EACH of family, medical, and social history (PFSH) are required for a
complete PFSH for the following categories: Office New Patient, Hospital Observation Care, Initial
inpatient services, Consults, Comprehensive Nursing Facility Assessments (new patient), domiciliary care (new patient), and home care (new patient).
8. Only 2 out of 3 elements of PFSH are required to qualify for Comprehensive History for established
office patients, ER visits, and established domiciliary or home patients.
9. PFSH Exemption: hospital progress notes require only an interval history. These encounters are
officially exempt from the requirement for any elements of PFSH. Therefore a level 3 hospital progress note (99233)--which requires a Detailed History--does not require documentation of any elements of PFSH.
10. When using time as a determining factor, you must see the patient face to face for the entire time
allotted for that particular level of care (for instance 25 minutes for a level 4 office follow-up visit.)
You MUST document in the time spent AND the fact that OVER half of that time was devoted to
counseling and/or coordination of care.
11. Prolonged services may be billed separately when a physician provides extended service involving
direct (face-to-face) patient contact that is beyond the usual time allotted to a given encounter in
either the inpatient or outpatient setting. This service is reported in addition to other physician services, including E/M services at any level. Report the total duration of face-to-face time spent by a
physician on a given date, even if the time spent is not continuous. Prolonged services of less than
30 minutes are not reported separately. Code 99354 for the first 30 minutes to one hour of additional face-to-face service in the outpatient setting. This code is used in addition to the outpatient E/
M visit codes. Code 99355 for each additional 30 minutes beyond the first hour. Code 99356 for
the first 30 minutes to one hour of prolonged services in the inpatient setting. Code 99357 for each
additional 30 minutes beyond the first hour of prolonged services in the inpatient setting. These
codes are used in addition to the inpatient E/M codes.
13
Physical Exam
ƒ 1997 Physical Exam
ƒ 15 Organ Systems and 59 bullets
Exam
PF
EPF
Detailed
Comp
Bullets
1-5
6 - 11
12
18
1997 Physical Exam Organ Systems
•
•
•
•
•
•
•
•
•
•
•
•
•
•
Constitutional
Eyes
Ears, nose, mouth and throat
Neck
Respiratory
Cardiovascular
Chest (breasts)
Gastrointestinal
GU (male, female)
Musculoskeletal
Lymphatic
Skin
Neurologic
Psychiatric
See individual bullets
on next page.
14
The 1997 Multi-System Exam Bullets
Constitutional
•
•
Three vital signs
General appearance
Eyes
•
•
•
Inspection of conjunctiva and lids
Examination of pupils and irises
(PERRLA)
Ophthalmoscopic discs and posterior
segments
Ears, Nose, Mouth, and Throat
•
•
•
•
•
•
External appearance of the ears and
nose
Otoscopic examination of the external auditory
canals and tympanic membranes
Assessment of hearing
Inspection of nasal mucosa, septum
and turbinates
Inspection of lips, teeth and gums
Examination of oropharynx: oral
mucosa, salivary glands, hard and
soft palates, tongue, tonsils and posterior pharynx
Neck
•
•
Examination of neck (e.g., masses,
overall appearance, symmetry, tracheal position, crepitus)
Examination of thyroid
Respiratory
•
•
•
•
Assessment of respiratory effort
(e.g., intercostal retractions, use of
accessory muscles, diaphragmatic
excursions)
Percussion of chest
Palpation of chest (e.g., tactile fremitus)
Auscultation of the lungs
Cardiovascular
•
•
•
•
•
•
•
Palpation of the heart (PMI)
Auscultation of the heart
Assessment of lower extremity
edema
Examination of the carotid arteries
Examination of abdominal aorta
Examination of the femoral pulses
Examination of the pedal pulses
Chest (Breasts)
•
•
Inspection of the breasts
Palpation of the breasts and axillae
Gastrointestinal (Abdomen)
•
•
•
•
•
Examination of the abdomen with
notation of presence of masses or tenderness
Examination of the liver and spleen
Examination for the presence or absence of hernias
Examination of anus, perineum, and
rectum, including sphincter tone, presence of hemorrhoids, rectal masses
Obtain stool for occult blood testing
Genitourinary (Male)
•
•
•
Examination of the scrotal contents (e.g.,
tenderness of cord)
Examination of the penis
DRE of the prostate
Genitourinary (Female)
•
•
•
•
•
•
Examination of the external genitalia
Examination of the urethra
Examination of the bladder (e.g., fullness, masses, tenderness)
Examination of the cervix
Examination of the uterus (e.g., size,
contour, position, mobility)
Examination of the adnexa (e.g., masses,
tenderness, nodularity)
Musculoskeletal
•
•
Examination of gait and station
Inspection and/or palpation of digits and
nails (e.g., clubbing, cyanosis, ischemia)
Examination of the joints, bones, and muscles
of one or more of the following six areas:
1.
2.
3.
4.
5.
6.
Head and neck
Spine, ribs, and pelvis
Right upper extremity
Left upper extremity
Right lower extremity
Left lower extremity
Lymphatic
Palpation of lymph nodes two or more
areas
•
•
•
•
Neck
Axillae
Groin
Other
Skin
•
•
Inspection of skin and subcutaneous tissue (e.g., rashes, lesions,
ulcers)
Palpation of the skin and subcutaneous tissue (e.g., induration,
subcutaneous nodules, tightening)
Neurologic
•
•
•
Test cranial nerves with notation
of any deficits
Examination of DTRs with notation of any pathologic reflexes
(e.g., Babinksi)
Examination of sensation (e.g.,
by touch, pin, vibration, proprioception)
Psychiatric
•
Description of patient’s judgment
and insight
Brief assessment of mental status,
which may include:
• Orientation to time,
place, and person
• Recent and remote
memory
• Mood and affect
The examination of a given area includes:
• Inspection and/or palpation with
notation of presence of any misalignment, asymmetry, crepitation, defects, tenderness, masses
or effusions
• Assessment of range of motion
with notation of any pain, crepitation or contracture
• Assessment of stability with
notation of any dislocation, subluxation, or laxity
• Assessment of muscle strength
and tone with notation of any
atrophy or abnormal movements
15
Problem Focused Exam
Constitutional
Eyes
ENMT
Neck
Lungs
CV
Problem Focused Exam
1
GI
GU
2
Chest/Breasts
Exam
PF
EPF
Detailed
Comp
Bullets
1-5
6 - 11
Requires only 1 - 5 12
bullets from ANY organ
systems
18
Vitals: 125/75, 18, 82, 98.6
General: NAD, conversant WM looks stated age
Skin
Musculoskeletal
Neurologic
Psychiatric
Physical Exam
Bullets
PF
Requires 1 – 5 bullets from any organ systems
A problem focused exam requires only one to five bullets from any organ
systems. It is difficult (but not impossible) to not qualify for this exam. Here,
you get one bullet for recording three vital signs and one bullet for a brief
description of the general appearance of the patient.
Clinical Correlation: Problem Focused Exam
Level 1 hospital progress notes (99231)
Level 2 established office visits (99212)
Level 1 new office patients (99201)
Level 1 inpatient and outpatient consults (99251, 99241)
16
Expanded Problem Focused Exam
Constitutional
1
Eyes
ENMT
Neck
Lungs
EPF
Exam
3
2
GI
CV
4
5
GU
6
Chest/Breasts
Vitals: 125/75, 18, 82, 98.6
General: NAD, conversant, well nourished WM looks stated age
Lungs: Clear to auscultation
CV: RRR, no MRG
Abd: Soft, non-tender
Ext: No peripheral edema
Skin
Musculoskeletal
Neurologic
Requires AT LEAST 6
bullets from ANY organ
systems
Psychiatric
Physical Exam
Bullets
EPF
Requires 6 - 11 bullets from any organ systems
An expanded problem focused exam requires six to eleven bullets from any organ
systems. Here, you get one bullet for recording three vital signs, one bullet for a
brief description of the general appearance of the patient, one bullet each for
listening to the heart and lungs, one bullet for a brief abdominal exam and one
bullet for assessing the lower extremities for edema.
Clinical Correlation: Expanded Problem Focused Exam
Level 2 hospital progress notes (99232)
Level 3 established office visits (99213)
Level 2 new office patients (99202)
Level 2 inpatient and outpatient consults (99252, 99242)
17
Detailed Exam
Constitutional
1
2
ENMT
Neck
Lungs
Detailed
Exam
Eyes
3
4
5
6
GI
CV
7
9
8
GU
11
10 Chest/Breasts
Vitals: 148/90, 18, 82, 98.6
General: NAD, conversant, well nourished WM looks stated age
Neck: FROM, supple; no thyromegaly; no carotid bruits
Lungs: Clear to auscultation and percussion
CV: RRR, no MRGs; normal PMI in the MCL
Abd: Soft, non-tender
No peripheral
peripheral edema
edema or
or digital
digital cyanosis;
cyanosis all MCPs on the right have
Ext: No
significant swelling, crepitus and severely limited ROM
Requires AT LEAST 12
bullets from ANY organ
systems
Skin
Musculoskeletal
12
Neurologic
Psychiatric
Physical Exam
Bullets
Detailed
Requires 12 bullets from any organ systems
A detailed exam requires at least 12 bullets from any organ systems. Here, you
get one bullet for recording three vital signs, one bullet for a brief description of
the general appearance of the patient, one bullet for examining the neck, one for
examining the thyroid, one bullet examination of the carotid arteries, one bullet
each for listening to the heart and lungs, one bullet for percussion of the lungs,
one bullet for palpating the PMI, one bullet for a brief abdominal exam, one
bullet for assessing the lower extremities for edema and one bullet for examination of the digits.
Clinical Correlation: Detailed Exam
Level 3 hospital progress notes (99233)
Level 4 established office visits (99214)
Level 3 new office patients (99203)
Level 3 inpatient and outpatient consults (99253, 99243)
18
Comprehensive Exam
Eyes
ENMT
Neck
Lungs
CV
Comprehensive
Exam
Constitutional
1
3
2
4
5
6
7
8
9
10
Skin
Musculoskeletal
19
Neurologic
Psychiatric
17
Bullets
Comprehensive
2 bullets from EACH of 9 organ systems
18
Cardiovascular
Three vital signs
General appearance
Eyes
Inspection of conjunctiva and lids
Examination of pupils and irises
Ears, Nose, Mouth, and Throat
•
•
External appearance of the ears/nose
Examination of oropharynx:
Palpation of the heart (PMI)
Auscultation of the heart
Assessment of lower extremity edema
Gastrointestinal (Abdomen)
•
•
•
Examination of the abdomen
Examination of the liver and spleen
Musculoskeletal
•
•
•
Inspection and/or palpation of digits/nails
Neck
Skin
Examination of neck
Examination of thyroid
Respiratory
Inspection of skin
Palpation of the skin
Psychiatric
• A&OX3
• Assessment of mood
•
•
•
•
16
15
Physical Exam
Constitutional
•
•
GU
11 12 13 14
20
Chest/Breasts
Vitals: 140/75,
98.6
125/75, 24,
22, 108,
82, 98.6
General: Pleasant and conversant; looks younger than stated age
Eyes: anicteric sclerae, moist conjunctiva with no lid-lag; PERRLA
HENT: AT/NC; oropharynx clear; MMM; normal hard/soft palate
Neck: Trachea midline; FROM, supple; no thyromegaly
Lungs: Clear to auscultation; normal respiratory effort
CV: RRR, no MRGs; old midline sternotomy; normal PMI in the MCL
Abd: Soft, non-tender; no masses or HSM
Ext: No digital cyanosis or clubbing; trace bipedal edema
Skin: Normal temperature/turgor; no rash/ulcers/nodules
Psych: Appropriate affect; A&O X 3
: Appropriate affect; A&O X 3
Requires AT LEAST 2
bullets from EACH of
NINE organ systems
•
•
GI
Assessment of respiratory effort
Auscultation of the lungs
•
•
Clinical Correlation: Comprehensive Exam
Level 2 and 3 Admission H&Ps (99222, 99223)
Level 5 established office visits (99215)
Level 4 and 5 new office patients (99204, 99205)
Level 4 and 5 inpatient and outpatient consults (99254, 99255, 99244, 99245)
19
1995 Exam Rules
Body Areas
Organ Systems
♦Head/face
♦Constitutional
♦Neck
♦Eyes
♦Chest/breast/axillae
♦ENMT
♦Abdomen
♦Cardiovascular
♦Genitalia/groin/buttocks
♦Respiratory
♦Back/spine
♦GI
♦Each
♦GU
extremity
♦Musculoskeletal
♦Skin
♦Neuro
♦Psychiatric
♦Hematologic-lymphatic
Problem Focused: a limited exam of affected body area or organ system
Expanded Problem Focused: a limited exam of the affected body area or
organ system and other symptomatic or related organ systems
Detailed: an extended exam of the affected body area or organ system and
other symptomatic or related organ systems
Comprehensive: a general multi-system exam or complete exam of a single
organ system
The 1995 exam rules are included here for the sake of completeness.
We recommend using the 1997 physical exam rules because they are
less open to individual interpretation and therefore more likely to
stand up against an audit.
20
Medical Decision-Making
ƒ Straightforward
ƒ Low Complexity
ƒ Moderate
Complexity
ƒ High Complexity
Cognitive Labor
+
Medical Necessity
Problems
“Medical necessity of a service
is the overarching criterion for
payment in addition to the
individual requirements of a
CPT code. It would not be
medically necessary or
appropriate to bill a higher
level of E/M service when a
lower level of service is
warranted. The volume of
documentation should not be
the primary influence upon
which a specific level of
service is billed.”
Data
Risk
Determining the MDM
Number of
Diagnoses
Data
Reviewed
Risk
Level of
MDM
Minimal
Minimal
Minimal
StraightForward
Limited
Limited
Low
Low
Complexity
Multiple
Moderate
Moderate
Moderate
Complexity
Extensive
Extensive
High
High
Complexity
Need 2 out of 3 to qualify for given level of MDM
21
MDM Points
MDM
Problems
Complexity
Data
Risk
Straight
Forward
1
1
Minimal
Low
2
2
Low
Moderate
3
3
High
4
4
Moderate
High
Need 2 out of 3 to qualify for given level of MDM
An alternative approach to quantifying your MDM is to use the so-called MDM
point system. These rules were developed by CMS and distributed to carriers to
be used on a “voluntary basis”. In point of fact, these MDM rules are used by the
compliance programs of all major academic centers and have become the de facto
standard for auditing physician cognitive labor.
Problem Points
Problems/DDx
Points
Self limited or minor (Max 2)
1
Established problem, stable
1
Established problem, worsening
2
New problem, no additional work-up
planned
3
New problem, additional work-up
planned
4
“Problem points” are tallied based on the number and nature of the diagnoses.
22
Points for Data Reviewed
Data Reviewed
Points
Review/order clinical lab tests
Review/order X-rays
Review/order tests in the medicine section (echo, EKG,
LHC, PFTs)
Discussion of test results with performing MD
1
1
1
Independent review of image, tracing, or specimen
1
2
Decision to obtain old records
1
Review and summation of old records
2
“Data points” are tabulated based on the amount and complexity of the data
reviewed during the encounter.
Risk
ƒ Minimal
ƒ Low
ƒ Moderate
ƒ High
– Presenting
problems
– Diagnostic
procedures
– Management
options
Risk is stratified based on the presenting problems, diagnostic procedures ordered
and/or management options selected. The level of risk is determined by referring
to the table on the next page. The E/M guidelines explicitly state that the highest
element of risk present determines the overall risk of the encounter.
23
Table of Risk
Risk
Minimal
Low
Moderate
Presenting Problem(s)
• One self-limited or minor prob-
lem, e.g., cold, insect bite, tinea
corporis
• Two or more self-limited or
minor problems
• One stable chronic illness, e.g.,
well controlled HTN, DM2,
cataract
• Acute uncomplicated injury or
illness, e.g., cystitis, allergic
rhinitis, sprain
• One or more chronic illness,
•
•
•
•
High
with mild exacerbation, progression, or side effects of treatment
Two or more stable chronic illnesses
Undiagnosed new problem, with
uncertain prognosis, e.g., lump
in breast
Acute illness, with systemic
symptoms, e.g., pyelonephritis,
pleuritis, colitis
Acute complicated injury, e.g.,
head injury, with brief loss of
consciousness
Diagnostic Procedures
•
•
•
•
•
Management Options
Selected
Laboratory tests
Chest X-rays
EKG/EEG
Urinalysis
Ultrasound/
Echocardiogram
• KOH prep
•
•
•
•
• Physiologic tests not under
• Over the counter drugs
• Minor surgery, with no identi-
•
•
•
•
stress, e.g., PFTs
Non-cardiovascular imaging studies with contrast,
e.g., barium enema
Superficial needle biopsy
ABG
Skin biopsies
• Physiologic tests under
stress, e.g., cardiac stress
test, fetal contraction stress
test
• Diagnostic endoscopies,
with no identified risk
factors
• Deep needle, or incisional
biopsies
• Cardiovascular imaging
studies, with contrast, with
no identified risk factors,
e.g., arteriogram, cardiac
catheterization
• Obtain fluid from body
cavity, (e.g., LP or thoracentesis)
• One or more chronic illness,
• Cardiovascular imaging,
with severe exacerbation, progression, or side effects of treatment
• Acute or chronic illness or injury, which poses a threat to life
or bodily function, e.g., acute
MI, pulmonary embolism, severe
respiratory distress, progressive
severe rheumatoid arthritis, psychiatric illness, with potential
threat to self or others, peritonitis, ARF
• An abrupt change in neurological status, e.g., seizure, TIA,
weakness, sensory loss
with contrast, with identified risk factors
• Cardiac EP studies
• Diagnostic endoscopies,
with identified risk factors
• Discography
Rest
Gargles
Elastic bandages
Superficial dressings
fied risk factors
• Physical therapy
• Occupational therapy
• IV fluids, without additives
• Minor surgery, with identified
risk factors
• Elective major surgery (open,
•
•
•
•
percutaneous, or endoscopic),
with no identified risk factors
Prescription drug management
Therapeutic nuclear medicine
IV fluids, with additives
Closed treatment of fracture
or dislocation, without manipulation
• Elective major surgery (open,
•
•
•
•
percutaneous, endoscopic),
with identified risk factors
Emergency major surgery
(open, percutaneous, endoscopic)
Parenteral controlled substances
Drug therapy requiring intensive monitoring for toxicity
Decision not to resuscitate, or
to de-escalate care because of
poor prognosis
It only takes one element in any of the categories above to qualify for any given
level of risk. Use highest level of risk present to qualify the overall level of risk
for any encounter.
24
Calculating the Overall MDM
MDM
Complexity
Problems
Data
Risk
Straight
Forward
1
1
Minimal
Low
2
2
Low
Moderate
3
3
High
4
4
Moderate
High
Need 2 out of 3 to qualify for given level of MDM
The overall level of MDM is determined by referring to the table above. Only
two out of three elements are needed to qualify for any given level of MDM.
This example above would qualify as being of moderate complexity MDM based
on the presence of three or more problem points and three or more data points,
even though the level of risk is only low.
Levels of MDM
MDM
SF
Low
Moderate
High
Problems
1
2
3
4
Data
1
2
3
4
Risk
Minimal
Low
Moderate
High
25
SF Complexity MDM
Clinical Correlation
MDM
Problems
Risk
You see an otherwise
healthy patient withData
a cold and recommend
increased fluid intake and plenty of rest.
SF Problems/DDx
1Pts
1
Minimal
MDM Prob Pts Data Pts
Risk
Self limited or minor (Max 2)
1
SF
1
0
1
Min
Low
2
2
Low
Need
2 out
ofstable
3 to qu1 flMDM Low
Established
problem,
2
2
Low
Established problem, worsening 3 2
Mod 3
3
3Moderate
Mod
Moderate
New problem, no w/u planned
3
High
≥4
4
High
New
problem,
w/u
is
planned
4
High
4
4 2 out ofHigh
Need
3
SF Complexity MDM
Presenting Problems
Risk
•One self-limited or minor
problem, e.g., cold, insect bite,
tinea corporis.
Minimal
Diagnostic Procedures
•Laboratory tests
•Chest X-rays
•EKG/EEG, Echocardiogram
Management
Options
•Rest
•Gargles
•Superficial dressings
SF Complexity MDM
Acuity of care is extremely low
Problem points qualify with one selflimited or minor problem
It is impossible not to qualify
MDM
Prob Pts
Data Pts
SF
1
0-1
Risk
Min
Low
2
2
Low
Mod
3
3
Mod
High
≥4
4
High
™ Level 1 Progress Notes
™ Level 2 Established Office
Visits
™ Level 1 and 2 New Office
Patients
™ Level 1 and 2 Consults
Need 2 out of 3
Risk
Minimal
Presenting Problems
•One self-limited or minor
problem, e.g., cold, insect bite,
tinea corporis.
Diagnostic Procedures
•Laboratory tests
•Chest X-rays
•EKG/EEG, Echocardiogram
Management
Options
•Rest
•Gargles
•Superficial dressings
26
Low Complexity MDM
Clinical Correlation
You see a patient with OA which is no longer controlled on Tylenol. You
recommend Motrin 800 mg PO TID, prn.
Problems/DDx
Pts
MDM
Prob Pts
Data Pts
Risk
Self limited or minor (Max 2)
1
SF
1
0-1
Min
Established problem, stable
1
Low
2
2
Low
2Established
out of
3 to
qu
problem,
worsening
2
Mod
3
3
Mod
New problem, no w/u planned
3
High
≥4
4
High
New problem, w/u is planned
4
Need 2 out of 3
Low Complexity MDM
Presenting Problems
Risk
Diagnostic Procedures
•Two or more self-limited or
minor problems
•One stable chronic illness
•Acute uncomplicated injury or
illness, e.g., cystitis, allergic
rhinitis, sprain
Low
•Physiologic tests not under
stress, e.g., PFTs
•Non-cardiovascular imaging
studies with contrast
•ABG
•Skin biopsies
Management
Options
•Over the counter drugs
•Minor surgery, with no
risk factors
•PT/OT
•IV fluids, without
additives
Low Complexity MDM
Acuity of care is low
Risk corresponds to one stable
chronic illness or use of OTC meds
Problem points would qualify with
two self limited problems or one suboptimally controlled chronic problem
MDM
Prob Pts
Data Pts
SF
1
0-1
Min
Low
2
2
Low
Mod
3
3
Mod
High
≥4
4
High
Risk
Low
Risk
Presenting Problems
•Two or more self-limited or
minor problems
•One stable chronic illness
•Acute uncomplicated injury or
illness, e.g., cystitis, allergic
rhinitis, sprain
™ Level 3 Established Office
Visits
™ Level 1 Progress Notes
™ Level 3 New Office Patients
™ Level 3 Consults
™ Level 1 H&P’s
Need 2 out of 3
Diagnostic Procedures
•Physiologic tests not under
stress, e.g., PFTs
•Non-cardiovascular imaging
studies with contrast
•ABG
•Skin biopsies
Management
Options
•Over the counter drugs
•Minor surgery, with no
risk factors
•PT/OT
•IV fluids, without
additives
27
Moderate Complexity MDM
Clinical Correlation
You see a patient with stable HTN who also has dyslipidemia which is not controlled
on current medications. You increase simvastatin from 20 to 40 mg PO QD.
Problems/DDx
Pts
Self limited or minor (Max 2)
1
Established problem, stable
1
Established problem, worsening
2
New problem, no w/u planned
3
New problem, w/u is planned
4
eed 2 out of 3 to qua
MDM
Prob Pts
Data Pts
Risk
SF
1
0-1
Min
Low
2
2
Low
Mod
3
3
Mod
High
≥4
4
High
Need 2 out of 3
Moderate Complexity MDM
Risk
Presenting Problems
Diagnostic Procedures
•One chronic illness, with mild
Moderate exacerbation
•Two stable chronic illnesses
•Undiagnosed new problem, with
uncertain prognosis
•Cardiac stress test
•Cardiovascular imaging
studies, with contrast, with no
identified risk factors
Management
Options
•Prescription drug
management
•IV fluids, with
additives
Moderate Complexity MDM
Represents the cognitive labor “sweet spot”
Risk corresponds to two stable chronic
illnesses or prescription drug management
Problem points would qualify with three stable
problems or one stable and one sub-optimally
controlled chronic problem
MDM
Prob Pts
Data Pts
Risk
SF
1
0-1
Min
Low
2
2
Low
Mod
3
3
Mod
High
≥4
4
High
Risk
Low
™ Level 2 Progress Notes
™ Level 4 Established Office
Visits
™ Level 4 New Office Patients
™ Level 4 Consults
™ Level 2 H&P’s
Need 2 out of 3
Presenting Problems
•Two or more self-limited or
minor problems
•One stable chronic illness
•Acute uncomplicated injury or
illness, e.g., cystitis, allergic
rhinitis, sprain
Diagnostic Procedures
•Physiologic tests not under
stress, e.g., PFTs
•Non-cardiovascular imaging
studies with contrast
•ABG
•Skin biopsies
Management
Options
•Over the counter drugs
•Minor surgery, with no
risk factors
•PT/OT
•IV fluids, without
additives
28
High Complexity MDM
Clinical Correlation
You admit a patient with CAD and DM to the hospital with CHF exacerbation
requiring IV diuretics.
Pts
MDM
Prob Pts
Data Pts
Risk
Self limited or minor (Max 2)
1
SF
1
0-1
Min
Established problem, stable
1
Low
2
2
Low
Established problem, worsening
2
Mod
3
3
Mod
3
High
≥4
4
High
Problems/DDx
edNew2problem,
out no
ofw/u3planned
to qu
New problem, w/u is planned
Need 2 out of 3
4
High Complexity MDM
Risk
Presenting Problems
•One or more chronic illness, with
severe exacerbation
•Acute or chronic illness or injury,
which poses a threat to life or
bodily function
•An abrupt change in neurological
status
High
Diagnostic Procedures
Mgmt Options
•Cardiovascular imaging,
with contrast, with identified
risk factors
•Cardiac EP studies
•Diagnostic endoscopies,
with identified risk factors
•Parenteral controlled
substances
•Drug therapy requiring
intensive monitoring for
toxicity
•Obtain DNR or deescalate care
High Complexity MDM
Acuity of care is high
Risk corresponds to severe acute or chronic
illness; may also qualify based on new DNR
status or IV controlled substances
Data points often add up if you review primary
sources of data (CXR, EKGs, etc.)
Risk
High
MDM
Prob Pts
Data Pts
SF
1
0-1
Risk
Min
Low
2
2
Low
Mod
3
3
Mod
High
≥4
4
High
™ Level 3 Progress Notes
™ Level 5 Established Office
Visits
™ Level 5 New Office Patients
™ Level 5 Consults
™ Level 3 H&P’s
Need 2 out of 3
Presenting Problems
•One or more chronic illness, with
severe exacerbation
•Acute or chronic illness or injury,
which poses a threat to life or
bodily function
•An abrupt change in neurological
status
Diagnostic Procedures
Mgmt Options
•Cardiovascular imaging,
with contrast, with identified
risk factors
•Cardiac EP studies
•Diagnostic endoscopies,
with identified risk factors
•Parenteral controlled
substances
•Drug therapy
requiring intensive
monitoring for toxicity
•Obtain DNR or deescalate care
29
Putting it All Together
Hx
HPI
ROS
PFSH
Exam
Bullets
MDM
Dx
Data
Risk
PF
Brief
None
None
PF
1-5
SF
1
1
Min
EPF
Brief
1
None
EPF
6 - 11
Low
2
2
Low
Det
Ext
2–9
1/3
Det
12
Mod
3
3
Mod
Comp
Ext
10
3/3
Comp
18
High
4
4
High
Outpatient Consult Services
E/M Code
99241
99242
History
PF
EPF
Exam
PF
EPF
MDM
SF
SF
Time*
15
30
99243
Det
Det
Low
40
99244
99245
Comp
Comp
Comp
Comp
Comp
Comp
Mod
High
High
55
80
Once you understand the individual building blocks of the key components, the
next step is to learn how to apply the E/M guidelines in daily practice. In order
to ensure compliance, the history, physical exam and MDM must fit together
perfectly for each and every encounter.
Expanded
Problem
Focused History
History
Expanded
Problem
Focused Exam
Physical
MDM
MDM of Low
Complexity
30
Physical
Problem Focused
Expanded Problem Focused
Detailed
History
Comprehensive
History
Physical
MDM
MDM
Straightforward
Low Complexity
We think
of the key components as being random, but they’re really not……
Moderate
Complexity
High Complexity
Rational E/M Coding
Target
2
M
DM
E/M Code
Physical
History
31
Rational Physician Coding
1. What level of care is
supported by the MDM?
2. What documentation is
required?
3. Is it reasonable to do
what the documentation
asks?
A “Routine” Office Patient
ƒ You see an established office patient with stable HTN,
DM2 and dyslipidemia.
ƒ There is also a history of CAD, which is well controlled.
12
12
139 101 124
36
4.6 23
0.8
MA/Cr = 28, LDL 77, HgbA1c 6.8
ƒ You make no changes in medications and schedule
return visit in four months.
ƒ Time spent is 15 minutes
ƒ What is this encounter worth?
32
Step 1
MDM
Step 2
Target
E/M Code
Step 3
The E/M
Documentation
Guidelines
Physical
Exam
History
Problem Points
Problems/DDx
Points
Self limited or minor (Max 2)
1
Established problem, stable
1
Established problem, worsening
2
New problem, no additional work-up
planned
3
New problem, additional work-up
planned
4
Total Points = 3
In this example, you would three problem points for the three stable or improving
problems of HTN, DM2 and dyslipidemia.
33
Data Reviewed Points
Data Reviewed
Points
Review/order clinical lab tests
Review/order X-rays
Review/order tests in the medicine section (echo, EKG,
LHC, PFTs)
Discussion of test results with performing MD
1
1
1
Independent review of image, tracing, or specimen
1
2
Decision to obtain old records
1
Review and summation of old records
2
Total Points = 1
In this case, you would only get one data point for reviewing and/or ordering labs.
Risk
Presenting Problems
Diagnostic Procedures
Management
Options
Minimal
•One self-limited or minor
problem, e.g., cold, insect bite,
tinea corporis.
•Laboratory tests
•Chest X-rays
•EKG/EEG, Echocardiogram
•Rest
•Gargles
•Superficial dressings
Low
•Two or more self-limited or
minor problems
•One stable chronic illness
•Acute uncomplicated injury or
illness, e.g., cystitis, allergic
rhinitis, sprain
•Physiologic tests not under
stress, e.g., PFTs
•Non-cardiovascular imaging
studies with contrast
•ABG
•Skin biopsies
•Over the counter drugs
•Minor surgery, with no
risk factors
•PT/OT
•IV fluids, without
additives
•Cardiac stress test
•Cardiovascular imaging
studies, with contrast, with no
identified risk factors
•Prescription drug
management
•IV fluids, with
additives
•Cardiovascular imaging, with
contrast, with identified risk
factors
•Cardiac EP studies
•Diagnostic endoscopies, with
identified risk factors
•Parenteral controlled
substances
•Drug therapy requiring
intensive monitoring for
toxicity
•Obtain DNR or deescalate care
•One chronic illness, with mild
Moderate exacerbation,
•Two stable chronic illnesses
•Undiagnosed new problem, with
uncertain prognosis
High
•One or more chronic illness,
with severe exacerbation,
•Acute or chronic illness or
injury, which poses a threat to life
or bodily function
•An abrupt change in
neurological status
This encounter qualifies as being of moderate risk based on the presence of two
stable chronic illnesses.
34
Calculating the Overall MDM
MDM
Complexity
Problems
Data
Risk
Straight
Forward
1
0-1
Minimal
Low
2
2
Low
Moderate
3
3
High
4
4
Moderate
High
Need 2 out of 3 to qualify for given level of MDM
Here, we have three problem points, one data point and moderate risk.
Since only two out of three dimensions are required, this adds up to
moderate complexity MDM.
Coding Based on Time
E/M Code
99211
99212
99213
99214
99215
Must
spend the Exam
entire allotted time
with
History
MDM
the patient AND at least half of that time
mustNo
have been devoted
MD to counseling
Presence
and coordination of care
PF
PF
SF
Must document the time spent and the
nature of the counseling and/or
EPF
EPF
Low
coordination
of care
Detailed
Detailed
Moderate
When coding based on time, there are
no specific documentation requirements
forComp
History, Physical
and MDM High
Comp
Time
Required
10
15
25
40
In this case, we only spent 15 minutes with the patient, so if we coded based
solely on time, the highest possible level of care would be a 99213.
35
Selecting the Target Code
Established Office Patients
E/M Code
History
Exam
MDM
Time
99211
No
MD
Presence
Required
99212
PF
PF
SF
10
99213
EPF
EPF
Low
15
99214
Detailed
Detailed
Mod
25
99215
Comp
Comp
High
40
2 out of 3 key components must qualify
In this case, moderate complexity MDM points us toward a target code
of a 99214 or a level four office visit.
99214
E/M Code
History
Exam
MDM
Time
99214
Det
Det
Mod
25
2 out of 3 key components must qualify
Time required would be 25 minutes
ƒ Second most
frequently used
code for these
encounters
ƒ Reimbursement is
about $88.00
99211
99212
99213
99214
99215
5.2%
6.7%
57.7%
27.3%
4.0%
36
99214
E/M Code
History
Exam
MDM
Time
99214
Det
Det
Mod
25
2 out of 3 key components must qualify
Hx
HPI
ROS
PFSH
Exam
Bullets
PF
1 – 5 from any systems
EPF
6 – 11 from any systems
Det
12 from any systems
Comp
2 from EACH of NINE systems
PF
Brief
None
None
EPF
Brief
1
None
Det
Ext
2–9
1/3
Comp
Ext
10
3/3
OR
How do you choose which one to do?
Target Code
History
Exam
MDM
Detailed OR Detailed
Moderate
99214
2 out of 3 key components must qualify
Detailed History
Which is more reasonable
and medically necessary?
Detailed Exam
Detailed History: Four HPI
elements (or status of three
chronic problems), plus 2 – 9
ROS and ONE area of PFSH
A Detailed Exam requires at
LEAST 12 bullets from ANY
organ systems
Ethical Documentation
37
Purpose-Driven Documentation
99214
Detailed History
Detailed Exam
Moderate MDM
2 out of 3 key components must qualify
Target Code
History
Exam
MDM
99214
Detailed
Detailed
Moderate
In this example, we know we only need to document two out of three qualifying
key components. We have decided in advance that we are going to go for the
qualifying history and MDM and we’re not going to worry about the exam. This
allows you to streamline the documentation process by performing and documenting the minimal exam required to take good medical care of the patient, without
having to worry about recording specific bullets.
Rational Documentation Tips
ƒ Know the documentation required for the
target code
ƒ Plan out the key components ahead of
time
ƒ Document in a purpose-driven manner
ƒ Avoid time-wasting over-documentation
38
99214
Status of Three Chronic Problems
HTN, DM2, Dyslipidemia
CC: F/U HTN and DM2
Interval History: The patient’s HTN remains well controlled on current medications. Diabetes
is stable as well, with no symptomatic hypoglycemia or severe hyperglycemia. Dyslipidemia
remains stable on statin therapy.
One Component of PFSH
PMH of CAD
PFSH is remarkable for CAD, s/p CABG in 2001.
ROS
Two Clinically Relevant ROS
Cardiovascular, Neurological
CV: Negative for Chest pain/orthopnea/PND
Neuro: Negative for parasthesias
MA/Cr = 28
Vitals: 120/80, 18, 82, 98.6
12
General: NAD, conversant,
36
Lungs: Clear to auscultation
CV: RRR, no MRG
Abd: Soft, non-tender
Ext: No peripheral edema
139
101
4.6
23
12
124
0.8
•
•
•
•
•
•
Only Six Bullets Used
Three vital signs
General appearance
Auscultation of lungs
Auscultation of heart
Brief abdominal exam
Assessment of extremity edema
(Does NOT qualify as a detailed exam)
LDL = 77
Assessment
HGBA1c = 6.8
1. Well controlled DM2
MDM
2. Well Controlled HTN
3. Stable dyslipidemia
4. Underlying CAD
Prob Pts Data Pts
Risk
SF
≤1
≤1
Min
Low
2
2
Low
Mod
3
3
Mod
High
≥4
≥4
High
Plan
1. Continue lisinopril unchanged for HTN
2. Renal profile, Urine microalbumin, CBC on return
3. Also check LFTs due to ongoing statin therapy
4. Return visit in four months
This example qualifies as moderate complexity
MDM due to three problem points and the
presence of moderate risk. Since only two out
of three dimension are needed, it does not matter that you only have one data point.
Requires two out of three qualifying key components
Target Code
History
Exam
MDM
99214
Detailed
Detailed
Moderate
39
Hospital Progress Note
ƒ
You see a patient with CHF exacerbation which had been improving on oral
diuretics. CAD has been stable on oral nitrates with no active chest pain.
ƒ
You notice an empty bag of potato chips on the tray table.
10
138 101 124
3.1 23
0.8
BNP is 1450
ƒ
ƒ
ƒ
ƒ
12
36
BP is 160/90, edema has worsened and patient c/o orthopnea requiring 2
liters NC O2 at rest.
Echo report from yesterday shows an EF of 25%.
You review the CXR, replete K+, change the patient to a 2 gram sodium diet,
and order labs and repeat CXR for the a.m. You also change pt to IV Bumex.
What’s the correct code and documentation if total time spent is 18 minutes?
Problem Points
Problems/DDx
Points
Self limited or minor (Max 2)
1
Established problem, stable
1
Established problem, worsening
2
New problem, no additional work-up
planned
3
New problem, additional work-up
planned
4
Total Points = 6
40
Data Reviewed Points
Data Reviewed
Points
Review/order clinical lab tests
Review/order X-rays
Review/order tests in the medicine section (echo, EKG,
LHC, PFTs)
Discussion of test results with performing MD
1
1
1
Independent review of image, tracing, or specimen
1
2
Decision to obtain old records
1
Review and summation of old records
2
Total Points = 5
Risk
Presenting Problems
Diagnostic Procedures
Management
Options
Minimal
•One self-limited or minor
problem, e.g., cold, insect bite,
tinea corporis.
•Laboratory tests
•Chest X-rays
•EKG/EEG, Echocardiogram
•Rest
•Gargles
•Superficial dressings
Low
•Two or more self-limited or
minor problems
•One stable chronic illness
•Acute uncomplicated injury or
illness, e.g., cystitis, allergic
rhinitis, sprain
•Physiologic tests not under
stress, e.g., PFTs
•Non-cardiovascular imaging
studies with contrast
•ABG
•Skin biopsies
•Over the counter drugs
•Minor surgery, with no
risk factors
•PT/OT
•IV fluids, without
additives
•Cardiac stress test
•Cardiovascular imaging
studies, with contrast, with no
identified risk factors
•Prescription drug
management
•IV fluids, with
additives
•Cardiovascular imaging, with
contrast, with identified risk
factors
•Cardiac EP studies
•Diagnostic endoscopies, with
identified risk factors
•Parenteral controlled
substances
•Drug therapy requiring
intensive monitoring for
toxicity
•Obtain DNR or deescalate care
•One chronic illness, with mild
Moderate exacerbation,
•Two stable chronic illnesses
•Undiagnosed new problem, with
uncertain prognosis
High
•One or more chronic illness,
with severe exacerbation,
•Acute or chronic illness or
injury, which poses a threat to life
or bodily function
•An abrupt change in
neurological status
41
Calculating the Overall MDM
MDM
Complexity
Problems
Data
Risk
Straight
Forward
1
0-1
Minimal
Low
2
2
Low
Moderate
3
3
High
4
4
Mod
High
Need 2 out of 3 to qualify for given level of MDM
Selecting the Target Code
Hospital Progress Notes
E/M Code
99231
99232
99233
History
PF
EPF
Det
Exam
PF
EPF
Det
MDM
SF/Low
Mod
High
Time
15
25
35
2 out of 3 key components must qualify
42
99233
E/M Code
History
Exam
MDM
Time
99233
Det
Det
High
35
2 out of 3 key components must qualify
Time required would be 35 minutes
ƒ Least frequently
used code for these
encounters
ƒ Reimbursement is
about $78.00
99231
99232
99233
23.4%
58.5%
18.1%
99233
E/M Code
History
Exam
MDM
Time
99233
Det
Det
High
35
2 out of 3 key components must qualify
Hx
HPI
ROS
PFSH
Exam
Bullets
PF
Brief
None
None
PF
1 – 5 from any systems
EPF
Brief
1
None
EPF
6 – 11 from any systems
Det
Ext
2–9
1/3
Comp
Ext
10
3/3
OR
Det
12 from any systems
Comp
2 from EACH of NINE systems
In this case, we know that only two out of three key components are needed AND
that we already have the qualifying MDM. This means we have to perform and
document EITHER a detailed history OR a detailed exam in order to ensure E/M
compliance. This time, let’s see what the documentation would look like if we
decided to go for the exam instead of the history.
43
99233
CC: F/U HTN and DM2
Interval History: The patient states he feels generally “lousy.”
This statement contains no elements of HPI,
ROS or PFSH and therefore does not qualify
for Any level of history.
Vitals: 160/90, 18, 82, 98.6
General: NAD, conversant,
Neck: FROM, supple; no JVD
Lungs: Bibasilar crackles; clear to percussion
CV: RRR, no MRG; normal PMI
Abd: Soft, non-tender; no HSM
Ext: 2+ edema; no digital cyanosis
•
•
•
•
•
•
•
•
•
•
•
•
This exam includes 12 bullets:
Three vital signs
General appearance
Exam of neck
Auscultation of lungs
Percussion of lungs
Auscultation of heart
Palpation of PMI
Exam of the abdomen
Exam of liver and spleen
Assessment of lower extremity edema
Examination of digits
Palpation of skin
Skin: Ward and dry; well perfused
(Qualifies as a detailed exam)
Assessment
1. Decompensated CHF
139
101
3.1
28
2. Poorly controlled HTN
10
12
124
0.8
36
CXR was reviewed and showed worsening
pulmonary vascular congestion
3. Mild hypokalemia
4. Stable CAD
MDM
Prob Pts Data Pts
Risk
SF
≤1
≤1
Min
Plan
Low
2
2
Low
1. D/C PO Lasix
Mod
3
3
Mod
2. Start IV Bumex 2 mg Q 6H
High
≥4
≥4
High
3. Strict low Na+ diet
Requires 2/3 dimensions
4. Replete K+ per protocol
5. Repeat renal profile and BNP in a.m.
6. Repeat CXR in a.m.
MDM qualifies as being of high complexity based
on the presence of four or more problem points
and four or more data points, even though risk is
only moderate.
Requires two out of three qualifying key components
Target Code
History
Exam
MDM
99233
Detailed
Detailed
High
44
Admission H&P
ƒ You are on ER backup and asked to admit a
68 year old diabetic male with HTN and
dyslipidemia who presents with chest pain.
ƒ After reviewing the EKG, CXR and labs, you
decide to admit the patient to a monitored
bed in the CCU and consult cardiology.
ƒ The chest pain improves with IV MSO4. You
also order ASA, NTP and sliding scale insulin.
ƒ Total time spent is 50 minutes
ƒ What is the correct code and documentation?
Problem Points
Problems/DDx
Points
Self limited or minor (Max 2)
1
Established problem, stable
1
Established problem, worsening
2
New problem, no additional work-up
planned
3
New problem, additional work-up
planned
4
Total Points = 7
In this case, you can probably come up with several additional problem points, but
who cares? As soon as you get four points, you’ve hit the ceiling in terms of
problem points in the MDM table.
45
Data Reviewed Points
Data Reviewed
Points
Review/order clinical lab tests
Review/order X-rays
Review/order tests in the medicine section (echo, EKG,
LHC, PFTs)
Discussion of test results with performing MD
1
1
1
Independent review of image, tracing, or specimen
1
2
Decision to obtain old records
1
Review and summation of old records
2
Total Points = 6
Risk
Presenting Problems
Diagnostic Procedures
Management
Options
Minimal
•One self-limited or minor
problem, e.g., cold, insect bite,
tinea corporis.
•Laboratory tests
•Chest X-rays
•EKG/EEG, Echocardiogram
•Rest
•Gargles
•Superficial dressings
Low
•Two or more self-limited or
minor problems
•One stable chronic illness
•Acute uncomplicated injury or
illness, e.g., cystitis, allergic
rhinitis, sprain
•Physiologic tests not under
stress, e.g., PFTs
•Non-cardiovascular imaging
studies with contrast
•ABG
•Skin biopsies
•Over the counter drugs
•Minor surgery, with no
risk factors
•PT/OT
•IV fluids, without
additives
•One chronic illness, with mild
•Cardiac stress test
•Cardiovascular imaging
studies, with contrast, with no
identified risk factors
•Prescription drug
management
•IV fluids, with
additives
•Cardiovascular imaging, with
contrast, with identified risk
factors
•Cardiac EP studies
•Diagnostic endoscopies, with
identified risk factors
•Parenteral controlled
substances
•Drug therapy requiring
intensive monitoring for
toxicity
•Obtain DNR or deescalate care
Moderate exacerbation,
•Two stable chronic illnesses
•Undiagnosed new problem, with
uncertain prognosis
High
•One or more chronic illness,
with severe exacerbation,
•Acute or chronic illness or
injury, which poses a threat to life
or bodily function
•An abrupt change in
neurological status
46
Calculating the Overall MDM
MDM
Complexity
Problems
Data
Risk
Straight
Forward
1
0-1
Minimal
Low
2
2
Low
Moderate
3
3
High
4
4
Mod
High
Need 2 out of 3 to qualify for given level of MDM
Selecting the Target Code
Admission H&Ps
E/M Code
99221
99222
99223
History
Det
Comp
Comp
Exam
Det
Comp
Comp
MDM
SF/Low
Mod
High
Time
30
50
70
3 out of 3 key components must qualify
47
99223
E/M Code
History
Exam
MDM
Time
99223
Comp
Comp
High
70
3 out of 3 key components must qualify
Time required would be 70 minutes
ƒ Most frequently
used code for these
encounters
ƒ Reimbursement is
about $155.00
99221
99222
99223
4.1%
35.5%
60.4%
99223
E/M Code
History
Exam
MDM
Time
99233
Comp
Comp
High
70
3 out of 3 key components must qualify
Hx
HPI
ROS
PFSH
Exam
Bullets
PF
Brief
None
None
PF
1 – 5 from any systems
EPF
Brief
1
None
EPF
6 – 11 from any systems
Det
Ext
2–9
1/3
Comp
Ext
10
3/3
&
Det
12 from any systems
Comp
2 from EACH of NINE systems
48
99223
Seven HPI Elements
Location, Duration, Quality, Severity, Timing,
Associated Symptoms, Modifying Factors
CC: Chest pain
HPI: The patient presents with chest pain which began about two hours ago. Pain described as
“crushing” and 8 out of 10 in severity. The pain has been constant since onset and is sometimes
associated with nausea and SOB. The pain improved with
Complete PFSH
IV MOS4 in the ER.
At least one element from all three components of
past medical, family and social history
PMH: HTN, IRDM, dyslipidemia and gout
SH: Quit smoking in 1978, social ETOH; married 35 years
Complete ROS
Using the accepted shortcut, “All other
systems reviewed and are negative.”
FH: Father died at 48 of AMI, mother is alive in her 90’s and has
Alzheimer’s; one grown son IGH
ROS:
Constitutional: + fatigue, - fevers/chills/anorexia
CV: + intermittent lower extremity edema; - PND
Pulmonary: - cough/hemoptysis/pleuritic chest pain
All other systems reviewed and are negative.
Bullets Used
Vitals: 148/75, 24, 108, 98.6
Gen: Agitated, well-nourished WM; looks stated age
Eyes: Anicteric sclerae, no lid-lag; PERRLA
HENT: AT/NC, oropharynx clear; normal hard/soft palate
Neck: Trachea midline; FROM, supple, no thyromegaly
Lungs: CTA; normal respiratory effort
CV: RRR, no MRGs, normal PMI in the MCL
Abd: Soft, non-tender, NABS, no masses or HSM
Skin: Normal temperature/turgor, no rash, ulcers or nodules
Psych: Appropriate affect; A&OX3
EKG shows LVH by voltage; no diagnostic ST changes
CXR was reviewed and showed no infiltrate or effusion
Assessment
1. Unstable Angina
2. Stable HTN
3. Stable DM2
136
101
3.8
24
Plan
1. F/U enzymes ASAP
2. Admit to monitored bed in the CCU
3. ASA, PPI, NTP, sq heparin, PRN MSO4
4. Sliding scale insulin
5. Consult cardiology
14
88
0.8
12
36
Constitutional
• three vital signs
• general appearance
Eyes
• Exam of sclerae/lids
• Exam of pupils/irises
ENT
• External appearance of ears/nose
• Exam of oropharynx
Neck
• Exam of neck
• Exam of thyroid
Lungs
• Auscultation of lungs
• Assess respiratory effort
CV
• Auscultation of heart
• Palpation of heart
Abd
• Abdominal Exam
• Exam of liver/spleen
Skin
• Inspection of skin
• Palpation of skin
Psyche
• Assessment of affect
• Assessment of orientation
(Qualifies as a comprehensive exam)
Qualifies as high complexity
based on all three dimensions
of medical decision-making
MDM
Prob Pts Data Pts
Risk
SF
≤1
≤1
Min
Low
2
2
Low
Mod
3
3
Mod
High
≥4
≥4
High
Requires three out of three qualifying key components
Target Code
History
Exam
MDM
99223
Comp
Comp
High
49
Rational Physician Coding
ƒ
ƒ
ƒ
ƒ
ƒ
ƒ
Determines the highest ethical level of care
Driven by medical necessity
Ensures 100% E/M compliance
Saves time by avoiding over-documentation
Increases revenue by preventing undercoding
Focuses on patient care
Peter R. Jensen, MD, CPC
Online and On-site
Physician-to-Physician E/M
Coding Education
1-888-U-EM-CODE
[email protected]
Practical E/M Coding Education
www.EMuniversity.com
50