Nassau Lawyer May 2016 - Nassau County Bar Association
Transcription
Nassau Lawyer May 2016 - Nassau County Bar Association
The Journal of the Nassau County Bar Association May 2016 Vol. 65, No. 9 www.nassaubar.org Follow us on Facebook LAW DAY 2016 AWARDEES OF NOTE NCBA Member Benefit - I.D. Card Photo Obtain your photo for Secure Pass Court ID cards at NCBA Tech Center Only For New Applicants Cost $10 • June 7, 8 & 9 9 a.m. – 4 p.m. PLEASE NOTE: Existing Secure Pass holders do not need new photos and can now renew online at the OCA website www.nycourts.gov/attorneys/registration/ securepass.shtml NCBA COMMITTEE MEETING CALENDAR Page 22 PETER T. AFFATATO COURT EMPLOYEE OF THE YEAR LISA PORTEUS (Left to right) Hon. Denise Sher, Nassau County Supreme Court; Court Employee of the Year Lisa Porteus, Principal Court Reporter, Nassau County Courts; and Hon. Thomas A. Adams, Administrative Judge, Courts of Nassau County. EVENTS ANNUAL BLOOD DRIVE Wednesday, June 1, 2016 12:30-6:30 p.m. at Domus Details pg. 21 NCBA AND NAL INSTALLATION OF OFFICERS Tuesday, June 7, 2016 • 6 p.m. at Domus Details on page 6 ANNUAL COMMITTEE CHAIR MEETING Thursday, June 9, 2016 5:30 p.m. at Domus All 2016-2017 Committee Chairs and Vice Chairs are asked to attend NCBA BOARD OF DIRECTOR ORIENTATION Thursday, June 23, 2016 12:30 p.m. at Domus All 2016-2017 Board members are invited to attend THOMAS MALIGNO PRO BONO ATTORNEY OF THE YEAR JONATHAN PRESS (Left to right) NCBA Board Member Gregory Lisi and NCBA Vice President Stephen Leventhal, NCBA Co-Chairs, Access to Justice Committee; Thomas Maligno, Executive Director of the William Randolph Hearst Public Advocacy Center and Director of Pro Bono and Public Service, Touro College Jacob D. Fuchsberg Law Center (for whom the award is named); Pro Bono Attorney of the Year Jonathan Press, and NCBA Director of Pro Bono Attorney Activities Gale D. Berg. LIBERTY BELL AWARDEE ROBERT BERNSTEIN Lois Schwaeber, The Safe Center LI and member of the Law Day Subcommittee, with Liberty Bell Awardee Robert Bernstein, The Wheatley School Team Coach for the NYS Mock Trial Tournament in Nassau County, and volunteer for The Safe Center LI. (Photo at right) NCBA DOMUS OPEN GOLF OUTING Monday, June 20, 2016 Eisenhower “The Red” Registration 12pm • Shotgun Start 1pm Golf and BBQ - $195pp BBQ Only - $75pp 5:30 p.m. at the Carltun Call Jody Ratner for Details (516)747-4070 x226 See Insert to Register More than 380 Attorneys, Leading Law Firms Honored at Second Annual Access to Justice Recognition Reception WHAT’S INSIDE By Valerie Zurblis MATRIMONIAL/FAMILY LAW The Preliminary Conference Order in Matrimonial Actions: Something’s Got to Give Page 3 The Closed Courtroom: Familial Privacy vs. Public Interest Page 5 Charging Liens: Stipulate and So Order Page 6 A Family Court “Rescue” Page 7 The Clear and Unequivocal Elements of Civil Contempt Page 8 Upholding a Prenuptial Agreement: Husband’s Conduct May Be Callous, But Not Overreaching Page 9 GENERAL Diminished Chance of Survival or Cure as Proximate Cause in Medical Malpractice Page 13 Creditor’s Rights Against Estates and Estate Beneficiaries Page 16 BOOK REVIEW The Ex, by Alafair Burke Page 26 UPCOMING PUBLICATIONS COMMITTEE MEETINGS Thursday, May 12, 2016 12:45 at Domus Thursday, June 9, 2016 12:45 at Domus Photos by Henry Guerra The Nassau County Bar Association, The Safe Center LI and Nassau Suffolk Law Services recognized 380 volunteer attorneys and 27 top law firms for their dedication to provide Access to Justice to low income Nassau residents. All together, 6,900 hours of pro bono legal services and consultations were provided to 7,000 families, an economic impact of $1.7M. From left are Steven Leventhal, NCBA Vice President and Access to Justice Committee Co-Chair; Alan Rutkin, Partner at Top Large Law Firm Rivkin Radler; Veronica Renta Irwin, Top Small Law Firm/Solo; Heath Berger, Partner, Top Medium Law Firm Berger Fischoff & Shumer LLP; NCBA President Martha Krisel; and Gregory Lisi, NCBA Board Member and Co-Chair, Access to Justice Committee. (Photo by Hector Herrera) Each year, hundreds of attorneys volunteer pro bono legal services, consultations, guidance and referrals to address crucial legal needs of thousands of lower income Nassau residents in crisis, providing security and relief for some of the most basic necessities of life. On April 6, more than 380 lawyers who volunteered at programs offered by the Nassau County Bar Association (NCBA), The Safe Center LI (TSCLI) and Nassau Suffolk Law Services (NSLS), as well as 27 top law firms most dedicated to pro bono, were acknowl- CONFIDENTIAL HELP IS AVAILABLE TO LAWYERS AND JUDGES alcohol or drug use, depression or other mental health problems Call Lawyer Assistance Program 1-888-408-6222 edged and honored at the Second Annual Access to Justice Pro Bono Recognition Reception. “I am incredibly proud of the volunteer attorneys who work with NCBA and its sister not-for-profit legal service partners to ensure access to the civil justice system,” remarked NCBA President Martha Krisel. The idea for the recognition reception came from the Access to Justice Committee, a joint effort of the NCBA, TSCLI and NSLS and other legal service providers, working together to coordinate assistance, strengthen the core of volunSee RECEPTION, Page 24 2 n May 2016 n Nassau Lawyer NAM IS PROUD TO ANNOUNCE THAT THE HONORABLE EDWARD W. MCCARTY III HAS JOINED OUR PANEL OF NEUTRALS FORMER JUSTICE OF THE SURROGATE’S COURT, NASSAU COUNTY Judge McCarty is known for his high level of integrity, well-reasoned decisions and superior settlement skills. His legal acumen and attention to detail along with an even-handed demeanor make him a highly-effective neutral for resolving even the most complex of matters. Specialties Include: Commercial, Trusts and Estates, International, Art Valuation and Ownership, Professional Liability, Insurance and Government ® The Better Solution 990 Stewart Avenue, First Floor, Garden City, NY 11530 Additional Locations: Manhattan, Brooklyn, Staten Island, Westchester and Buffalo (800) 358-2550 | www.namadr.com Matrimonial/Family Law Nassau Lawyer n May 2016 n 3 The Preliminary Conference Order in Matrimonial Actions: Something’s Got to Give Often, divorce clients’ first experience with the Court is at the Preliminary Conference, which they are required to attend. At the Conference, they curiously observe their respective attorneys filling out pages of a document and, sometimes, arguing over the various provisions. Ultimately, asked to sign the document, the clients query counsel, “What is this again?” As it turns out, what this is and what this was designed to be—this preliminary conference document that emerges into the Preliminary Conference Order—are not the same. The Jane K. Cristal discrepancy between the theoretical purpose of the Preliminary Conference Order and the actual, practical consequences of the Order needs to be investigated. A Preliminary Conference Order contains basic information about the matrimonial case, including, in part, representations relating to income, work, assets and insurances in play; statuses of motions; requests for the appointment of appraisers or experts of one kind or another; and, most importantly, the financial discovery schedule. The purpose of the Preliminary Conference and Order is to make Court appearances more meaningful and the progression of the case itself more streamlined. After all, the Preliminary Conference Order is entitled to the same weight and dignity as any other Order of the Court. In fact, the Order itself provides (with some variations in language) that: The parties and counsel are reminded that this document is a Court Order requiring compliance and that sanctions shall be imposed, when warranted, in the event of noncompliance. Counsel are directed to supply their respective clients with a copy of this order. In practice, however, the Preliminary Conference Order is essentially treated as a mere information-gathering form that both sides may disregard, paying no heed to the ordered discovery deadlines. Even more problematic is the circumstance where one side’s good-faith efforts at compliance are frustrated by the adversary’s strategic non-compliance with the Order, defiance of which appears to yield no significant consequences. As a result, the Preliminary Conference Order is not as effective as it was designed to be. Agitated clients, forced to take precious time off from work or juggle child care arrangements and pay for hours of their attorneys’ time for numerous court appearances, demand an explanation why dates, ordered by the Court, are simply disregarded. The culture of leniency regarding the enforcement of the discovery deadlines on the Preliminary Conference Order results not only in confused litigants but also in necessitated motion practice which further taxes the already strained resources of both the Court and the parties. In Kihl v. Pfeffer, writing for a unanimous Court, former Chief Judge Judith Kaye declared that that “[i]f the credibility of court orders and the integrity of our judicial system are to be maintained, a litigant cannot ignore court orders with impunity.”1 Although these principles have since been repeated by the Court of Appeals in several significant decisions that, read together, con- stitute a campaign against a practice that disregards deadlines,2 New York litigants still disregard court-ordered discovery deadlines and courts still frequently forgive a party’s repeated and contumacious failure to comply with ordered compliance. Indeed, despite the issue being called out and addressed by former Chief Judge Kaye in 1999, and repeatedly reiterated by the Court of Appeals in the years following, the problem nevertheless persists. In 2010, the Court of Appeals again confronted the issue of litigants ignor- ing discovery orders with impunity in Gibbs v. St. Barnabas Hospital.3 In Gibbs, the Court of Appeals ultimately reversed a supreme court decision that refused to strike a pleading upon violation of the terms of a conditional order of preclusion. The result in Gibbs is hardly unusual; yet, Gibbs is significant for the Court’s recognition of the frustration that all members of the bar, litigants and the public encounter in response to “chronic” non-compliance with court-ordered discovery. See MATRIMONIAL, Page 11 n Nassau Lawyer Nassau Lawyer This Time, It Is About the Bricks and the Mortar During a Board of Directors meeting at which the agenda included a vote to move forward with securing a construction loan to preserve our beautiful home, Board Member Beth Pessala opened the meeting with the traditional toast to Domus. In doing so, Beth referred to our long-standing NCBA mantra that Domus is “more than just bricks and mortar.” In this case, however, Beth aptly noted that the prospective vote was, in fact, very much about the bricks and mortar of Domus. President John McEntee, in keeping with the professional and fair manner in which he presided over each and every meeting during his presidency, structured the agenda item to allow each and every member of the board an opportunity to comment, question or discuss the structure of Martha Krisel the loan, its terms and conditions and its necessity, in advance of the vote. Passion danced with practicality and the combination resulted in a board vote to move forward with the obligation and undertaking. With the assistance of our construction management team, we selected GreenBuild Construction Group Inc. and Domus is well under construction. This major project is replete with decisions and dilemmas, and in gratitude to Board Member Kevin McDonough taking the lead at the weekly construction meetings, I have selected Kevin as this year’s recipient of the President’s Award. The President’s Award is presented to an NCBA member who I have identified as an individual upon whom I could rely with an easy heart, and Kevin more than meets this criteria. Construction is generally complex and unpredictable and this project is no exception. Standard and acceptable wood treatment in the 1980’s, during which the Domus kitchen extension was erected, is now understood to destroy the structural integrity of wood, and Domus has been severely impacted by this flaw. In addressing the infrastructure, additional expensive work had to be performed and it ultimately eliminated in the grandfathering of existing structural work; this resulted in change orders. All work is in full compliance with the New York State Building Code and all approvals from Garden City and municipal officials have been obtained. Mindful both at the time of the board vote, and, as we continue with this construction project of the future From the President The Official Publication of the Nassau County Bar Association Mindful both at the time of the board vote, and, as we continue with this construction project of the future repairs necessary for Domus and not covered by the original construction loan, we have established the Steven J. Eisman Memorial Building Fund. repairs necessary for Domus and not covered by the original construction loan, we have established the Steven J. Eisman Memorial Building Fund. The effort is well underway with law firms, businesses and individuals generously contributing to the fund. All contributions will be made to the Nassau Bar Foundation, and as such are tax deductible. All contributions will be fully acknowledged in the Nassau Lawyer, on the website and through specific recognition at Domus. The committee has set up a structure for donors and donations, which follows: President Martha Krisel, Esq. Vice President Steven G. Leventhal, Esq. Treasurer Elena Karabatos, Esq. Secretary Richard D. Collins, Esq. Executive Director Keith J. Soressi, Esq. Editor-in-Chief Christopher J. DelliCarpini, Esq. Associate Editors Rhoda Y. Andors, Esq. Anthony J. Fasano, Jr., Esq. Proofreader Allison C. Shields, Esq. Editor/Production Manager Sheryl Palley-Engel Assistant Editor Valerie Zurblis Photographer Hector Herrera May Editorial Staff Matrimonial/Family Law AMOUNT TERMS Benefactor $25,000 or more Up to five years Titanium $15,000 or more Up to three years Platinum Plus $12,500 or more Up to three years Platinum $10,000 or more Up to three years Gold $ 7,500 or more Up to three years Silver $ 5,000 or more Up to two years Bronze $ 2,500 or more Up to two years Upcoming Focus Issues June 2016 Patron $ 1000 or more Up to two years July/August 2016 Nancy E. Gianakos, Esq. Focus Editor Rhoda Y. Andors, Esq. Ellin Regis Cowie, Esq. Christopher J. DelliCarpini, Esq. Stephen Donaldson, Esq. Anthony J. Fasano, Jr., Esq. Kenneth J. Landau, Esq. Thomas McKevitt, Esq. Jeff H. Morgenstern, Esq. David Torreblanca, Esq Health Care Education/Constitutional Law We welcome your donations and assure you that every penny will be put to good use exclusively for the future of our Domus. I hope to see you at our Annual Dinner Dance on May 14, at which we will honor NCBA Past President John R. Dunne, a leader in our field and a wonderful friend to the NCBA and to Long Island. As always, questions, comments, complaints are welcome and encouraged at [email protected]. Monday, June 20, 2016 NCBA Domus Open Monday, June 20, 2016June 20, 2016 Monday, June 20, 2016 Monday, Monday, June 20, 2016 Eisenhower “The Red” Eisenhower “The Red” “The Red” Eisenhower “The Red” “The Red” Eisenhower “The Red” Monday,Eisenhower June 20, 2016 Eisenhower “The Red” Eisenhower GolfGolf - $195 pp pp - $195 Eisenhower GolfGolf - $195 pp“The Golf $195 pp Red” -- -$195 $195 pp Golf pp September 2016 Real Estate/Municipal Law Committee Members Christopher J. DelliCarpini, Esq., Chair Rhoda Y. Andors, Esq., Co-Vice Chair Anthony J. Fasano, Jr., Esq., Co-Vice Chair Deborah S. Barcham, Esq. Gale D. Berg, Esq. Sean E. Campbell, Esq. Deanne Marie Caputo, Esq. Ellin Regis Cowie, Esq. Marc G. DeSantis, Esq. Stephen Donaldson, Esq. David J. Friedman, Esq. Nancy E. Gianakos, Esq. Michael R. Gionesi, Esq. Robert S. Grossman, Esq. Sharon Kovacs Gruer, Esq. Adrienne Flipse Hausch, Esq. Charles E. Holster III, Esq. Arielle S. Howe, Esq. Anthony F. Iovino, Esq. George M. Kaplan, Esq. Kenneth J. Landau, Esq. Michael J. Langer, Esq. Douglas M. Lieberman, Esq. Dennis M. Lyons, Esq. Cheryl Y. Mallis, Esq. Angelica Marie McKessy, Esq. Thomas McKevitt, Esq. Daniel McLane, Esq. Jeff H. Morgenstern, Esq. Marian C. Rice, Esq. Daniel W. Russo, Esq. Rayne M. Sassower, Esq. Michael A.H. Schoenberg, Esq. Meryl D. Serotta, Esq. Thomas G. Sherwood, Esq Allison C. Shields, Esq. Christina H. Singh, Esq. Andrij V.R. Szul, Esq. David Torreblanca, Esq. Eric Anthony Zeni, Esq. GOLF GOLF GOLF GOLF GOLF GOLF GOLF INCLUDES: INCLUDES: driving driving range, green gift, open bar & BBQ range,fees, green fees, gift, open bar & BBQ “PLUS”“PLUS” INCLUDES: INCLUDES: INCLUDES: Hot Dog, Soft Drink & Bag of Chips INCLUDES: driving range, green fees, gift, open bar & BBQ Hot Dog,driving Soft Drink & Bag of Chips range, green fees, gift, open bar & BBQ INCLUDES: driving range, green fees, gift, open bar BBQ @ 9th Hole Snack Bar driving range, green gift, open bar && BBQ “PLUS” @ 9th Hole Snack Bar “PLUS” fees, drivingSCHEDULE range, green fees, gift, open bar & BBQ “PLUS” “PLUS” SCHEDULE Hot Dog, Soft Drink & Bag of Chips Hot Dog, Soft Drink &Drink Bag of Chips “PLUS” Hot Soft &Bag Bagof ofChips Chips HotDog, Dog,@ Soft & 12:00 12:00 p.m. - p.m. Registration 9thDrink Hole Snack Bar Snack Bar Hot Dog, Soft- Registration Drink & Bag of Chips INCLUDES: @ 9th Hole @ SnackBar Bar @ 9th 9th Hole Hole Snack SCHEDULE 1:00 p.m. - Shotgun Start Golf - $195 pp SCHEDULE Open Bar & BBQ only - bar $75 @ 9th Hole Snack Bar driving range, green fees, gift, open &-BBQ 1:00 p.m. - Shotgun Start SCHEDULE SCHEDULE Open Bar & BBQ only $75 12:00 p.m. - Registration 5:30 p.m. Open- Bar & BBQ “PLUS” 12:00 p.m. - p.m. Registration 5:30- p.m. Open Bar & BBQ 12:00 p.m. -- Registration 12:00 - Registration 1:00 p.m. Shotgun Start Hot Dog, Soft Drink & Bag of Chips C Open Bar & BBQ only $75 O AUp.m. 1:001:00 p.m. -U p.m. Shotgun Start U C OS1:00 Start Start U Shotgun OpenOpen Bar &Bar BBQ onlyonly - $75 (at the Carltun) & BBQ - $75(at the Carltun) S A- Shotgun S NA NT Y NA R S R N IO IO N Y BA Founded 1899 our membership. Views expressed in published articles or letters are those of the authors alone and are not to be attributed to the Nassau Lawyer, its editors, or NCBA, unless expressly so stated. Article/letter authors Ratner are responsible for the correctnessx226 of all information, citations and quotations. For more information contact Jody 516-747-4070 N S ONN IO N IO I R NT 2150 Smithtown Ave., Suite 7, Ronkonkoma, Founded 1899 NY 11779-7348, under the auspices of the T AS A S O C IBar Association. Periodicals Nassau County postage paid at Mineola, NY 11501 and at additional entries. Contents copyright ©2015. Postmaster: Send address changes to the Nassau County Bar Association, 15th and West Streets, Mineola, NY 11501. Daniel W. Russocontact , Chair Jody Ratner 516-747-4070 x226 For more information For Robert more information contact Jodyinformation Ratner 516-747-4070 x226 For more contact Jody Ratner 516-747-4070 x226 F. 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Schalk,AVice Formore moreinformation informationcontact contactJody JodyRatner Ratner516-747-4070 516-747-4070x226 x226 S O C I A For NT NA N IO R NT N Founded 1899 Y NT Y N TT Y N Y R BA Founded 1899 IO S NT SCHEDULE Published by Long Island Business News 12:00 p.m. - Registration (631) 737-1700; Fax: (631) 737-1890 @ 9th Hole Snack Bar Bar & BBQ only - $75 Open 5:30 p.m. - Open Bar & BBQ 1:00 p.m. - Shotgun Start Publisher Graphic Artist Open Bar & BBQ only $75 5:305:30 p.m. - p.m. Open Bar & &BBQ p.m. - -Open Bar BBQ SCHEDULE 5:30 Open Bar & BBQ U COU DanielDaniel W. Russo , Chair, Chair (at the Carltun) Scott Schoen Ryan O’Shea SCAC 5:30 p.m. Open Bar & BBQ W. Russo O O U U 12:00 p.m. - Registration(at the UU U C O U (at the Carltun) Carltun) S AS A (at the Carltun) RobertRobert F. Schalk , Vice ,Chair SA Nassau Lawyer O U No. 007-505) is published U C(USPS T AS F. Schalk Vice Chair A (at the Carltun) A T A I S 1:00 p.m. Shotgun Start S Daniel W. Russo, Chair O C S S O C I A Bar & BBQ only - $75 monthly, except combined issue of July and Daniel W.W. Russo , Chair Daniel W. Russo ,Open Chair 5:30 p.m. - Russo Bar & BBQ Daniel , Chair August, by Long Island Commercial Review, Robert F. Schalk , Vice Chair T A BA Open NCBA Officers CATEGORY NCBA Domus Open NCBA Domus Open NCBA Domus Open NCBA Domus Open NCBA Domus Open NCBA Domus Open NCBA Domus Open Monday, June 20,20, 2016 Monday, June 2016 Golf - $195 pp 15th & West Streets, Mineola, N.Y. 11501 Phone (516) 747-4070 • Fax (516) 747-4147 www.nassaubar.org E-mail: [email protected] S May 2016 NA n NA 4 Nassau Lawyer n May 2016 n 5 Matrimonial/Family Law The Closed Courtroom: Familial Privacy vs. Public Interest The policy of the State of New York is that courtrooms be open to the public. Transparency in the application of the law is promoted to foster confidence in the judicial process and thereby dispel public perception of “special” treatment for the celebrity, high profile and financially advantaged. However, “equal justice for all,” in custody proceedings, is not without consequences. The media seizes upon this policy argument bolstered by the First Amendment to maintain unfettered access to trials, criminal and civil, as well as court filings and transcripts. News travels at the speed of the internet where unsavory websites abound, feeding the insatiable global hunger Nancy E. Gianakos for gossip. The free press with a willing ally who leaks information “selectively” to gain advantage in litigation encounters no obstacle, the courts hamstrung by “prior” restraint considerations. Once “news” is dispensed via the worldwide web, there is virtually no effective retraction. Even were the parents to enter into a contract of confidentiality and nondisclosure, there is no guarantee that proceedings involving them and their children would be closed to nonparties under the current law. Privacy in personal affairs is not presumed under the existing law. Nowhere are unintended consequences of New York’s open door policy more apparent than in custody proceedings. It is counterintuitive that the intimate details of a child’s familial relationship would not be protected from public scrutiny, yet in many cases that is the upshot of the current statutory scheme under New York law. The burden is put upon a parent or attorney for the child to convince a court to close the courtroom door. Authority of a court to close proceedings to nonparties, including the media, is set forth in the Domestic Relations Law, DRL § 235(2) and the Uniform Rules for the Family Court, Rule 205.4(b). DRL § 235(2): If the evidence on the trial of such an action or proceeding be such that public interest requires that the examination of the witnesses should not be public, the court or referee may exclude all persons from the room except the parties to the action and their counsel, and in such case may order the evidence, when filed with the clerk, sealed up, to be exhibited only to the parties to the action or proceeding or someone interested, on order of the court. Rule 205.4(b): The general public or any person may be excluded from a courtroom only if the judge presiding in the courtroom determines, on a case-by-case basis based upon supporting evidence, that such exclusion is warranted in that case. In exercising this See CLOSED, Page 10 n May 2016 n Nassau Lawyer The Bar Association of Nassau County and the Nassau Academy of Law Cordially Invite Members and Their Guests to Attend the 2016 Installation of NCBA and NAL Officers and Directors Tuesday, June 7, 2016 at 6 p.m. at the Home of the Association. At that time it will be our pleasure to welcome Hon. Thomas A. Adams, Administrative Judge, Nassau County and Hon. Peter B. Skelos, Partner, Forchelli, Curto, Deegan, Schwartz, Mineo & Terrana, LLP who will administer the oaths of office. Please join us for a Reception following the Installation. The proposed slate of officers include: OFFICERS Martha Krisel - President Steven G. Leventhal - President-Elect Elena Karabatos - Vice President Richard D. Collins - Treasurer Dorian R. Glover - Secretary DIRECTORS Andrea M. Brodie Lisa A. Cairo Christopher J. DelliCarpini Maureen Dougherty Mark E. Goidell Martha V. Haesloop Kevin P. Mulry Daniel W. Russo Thomas B. Wassel NASSAU ACADEMY OF LAW Mili Makhijani - Dean Thomas J. Foley - Associate Dean Daniel W. Russo - Assistant Dean There is no charge for this event; Jaime D. Ezratty - Assistant Dean however, reservations are required. RSVP by Anthony Michael Sabino- Assistant Dean June 1, 2016 Mary P. Giordano - Secretary (516)747-4070 x226 or Terrence L. Tarver - Treasurer [email protected] Christine T. Quigley - Counsel SA U COU NT S VOLUNTEER ATTORNEYS NEEDED R IO BA Founded 1899 AS N Y NA 6 SOCIA T OPEN HOUSE Monday, June 27, 2016 3:00 - 7:00 p.m. The Nassau County Bar Association, Nassau/Suffolk Law Services and The Safe Center invite all attorneys to volunteer for an OPEN HOUSE. Any Nassau resident can come to the Bar Association’s headquarters located at the corner of 15th & West Streets in Mineola with questions and meet with an attorney. Attorneys knowledgeable in any of the areas of law enumerated below are needed to meet with these residents to provide information. Attorneys DO NOT provide legal representation. Attorneys are needed between the hours of 3 -5 and 5-7p.m. to answer questions in the following specialties: Ÿ Bankruptcy Ÿ Divorce & Family Issues Ÿ Employment Ÿ Mortgage Foreclosure & Housing Ÿ Senior Citizen Issues Ÿ Superstorm Sandy Supported by First National Bank of Long Island Volunteers please contact Gale D. Berg at (516)747-4070 or [email protected] Matrimonial/Family Law Charging Liens: Stipulate and So Order The Second Department recently handed down a decision in the case of Charnow v. Charnow involving the law surrounding charging liens.1 While a summary of this decision could give an attorney the impression that there is a new legal principle on the enforcement of charging liens, the decision itself actually just reiterates an existing legal principle on the enforcement of charging liens. What remains after this decision is a need to clariJohn P. fy that very legal Whiteman III principle on the enforcement of charging liens depending upon the form which the charging liens take. Historically, a charging lien was a special lien, originally a common law right, against monies recovered for a client by the attorney’s efforts in litigation.2 A charging lien was regarded as an equitable assignment to the attorney of the funds produced by his or her efforts that constituted a “first lien” enjoying “paramount priority” over other claims.3 The underlying purpose of the law governing charging liens was to protect the attorney against the knavery of a client, including but not limited to fraud and collusion.4 The Legislature has codified and extended the common law charging lien.5 Judiciary Law §475 provides that, from the commencement of an action or a special proceeding in any Court, or the service of an answer containing a counterclaim, the attorney who appears for a party has a lien upon the client’s cause of action, claim or counterclaim.6 In other words, a charging lien automatically comes into existence upon such commencement or service, without the need for further filing or notice.7 An attorney’s participation in a matter at any point as counsel of record is a sufficient predicate for invoking the statute’s protection.8 Judiciary Law §475 goes on to provide that the lien attaches to any judgment, final order or determination in a client’s favor and the proceeds thereof in whatever hands they may come and that the lien cannot be affected by any settlement between the parties before or after that judgment, final order or determination.9 The justification for the charging lien is that the attorney created the proceeds out of which he or she is being paid, and those proceeds are ultimately under the control of the Court, which will see that no injustice is done to its own officers.10 The charging lien attaches to distributive awards as well as to counsel fee awards to the client or the client’s subsequent counsel, but it does not attach to an award of child support or to an award of alimony or maintenance.11 If the outgoing attorney has a charging lien upon the proceeds of a client’s case, that outgoing attorney may trace those proceeds into the hands of a third person and can even hold incoming counsel responsible for distributing payment to the client and frustrating the outgoing attorney’s collection of fees.12 Above all else, Judiciary Law §475 is remedial in character and should be construed liberally in aid of the object sought by the Legislature, which was to furnish security to attorneys by giving them a lien upon the subject of the action.13 But Judiciary Law §475 is not the only source from which a charging lien may take shape. A charging lien may also arise by stipulation between the attorney and a client, with a stipulated charging lien being distinct from a statutory charging lien such that they have dramatically different consequences. The first distinction involves the determination of the charging lien. On one hand, a statutory charging lien is fixed by the court on a quantum meruit basis using the reasonable value of the attorney’s services in the action.14 Among the factors for a court to consider in determining the amount of such a charging lien are the difficulty of the matter, the nature and extent of the services rendered, the time reasonably expended on those services, the quality of the performance by counsel, the It is hoped that any matrimonial attorney reading this article will come away with a clearer and fuller understanding of the law surrounding all charging liens qualifications of counsel, the amount at issue and the results obtained (to the extent known).15 A stipulated charging lien, on the other hand, is fixed by the attorney and a client at an amount that is mutually agreed upon between them.16 Where the amount of a charging lien has been fixed by agreement, execution is appropriate on the judgment for the agreed upon amount.17 The rationale is that, if a stipulated charging lien is to have meaning and effect, it could only have been executed for the purpose of fixing the amount of the lien, and a client’s challenge to the reasonableness of the attorney’s fee would be a belated, unconvincing attempt to circumvent the clear language and manifest purpose of their stipulation.18 The second distinction, and the impetus for this article, involves the enforcement of the charging lien. Generally, a charging lien will be available to the extent that an equitable distribution award reflects the creation of a new fund by the attorney greater than the value of the interests already held by a client.19 Where the attorney’s services do not create any proceeds, but consist solely of defending a title or interest See LIENS, Page 7 Nassau Lawyer Matrimonial/Family Law n May 2016 n 7 A Family Court “Rescue” I was elected to the Nassau County Court in 2003, after serving as an Assistant District Attorney and then as a principal court attorney for ten years prior. I eagerly began my judicial career in January 2004 with an assignment in the Nassau County Family Court. That court, like most family courts, was and still is a hectic and overburdened place where people come looking for solutions to real and often complex problems. Of all of the courts that I ultimately Hon. David found myself in, J. Ayres it was the rawest, realest of them all. My calendars were regularly bursting at the seams and it was often a chore just to get through the day without regard to what tomorrow held. The nearly impossible challenge was to spend the needed time on a particular case or problem, given the sheer volume of matters that would come across my bench on a day-to-day basis. I left the bench in 2014 and have been in private practice ever since. It is in that context that I recount the story of my encounter with what appeared to be a troubled 13 year-old-girl, Naila Amin. There I was, watching my younger kids jump around in a hotel pool in Boston on a recent trip to visit my oldest at school, when I received the email from my secretary: Good afternoon: A lady named Naila Amin called to speak with you. She said that she was the person you “rescued from Pakistan years ago.” She said she is now a political activist and works in Washington DC, and wanted to thank you and to speak to you. I read it, tried to process it, thought about all of those odd emails I have received over the years about long lost relatives wanting to leave me millions, but found myself distracted by the pool hijinks going on in front of me and forgot about it. Upon my return to the office, I re-read the email and became curious. With the help of Google, I quickly learned about Naila Amin and realized that she was real, her plight was real, her call was real and I would soon learn that her gratitude was real. Using the timeline that was recounted in the various news stories that I found, it became clear to me that I had encountered this young lady very early on in my judicial career, sometime in 2004. I called the number that she left, introduced myself to the young lady that answered and was immediately met with, “Judge Ayres, it’s you; I found you! Thank you, thank you, and thank you for saving my life!” I could hear the emotion and sincerity in her voice as I immediately tried to slow her down and assure her that she was giving me far too much credit than I deserved for the brief interaction that we had shared more than 10 years earlier. She was having none of it. She carefully explained to me how the fact that I had signed a temporary order of supervision removing her from her parents and placing her in a group home in the custody of the Nassau County Department of Social Services had saved her life. I asked her why she thought this was so, and she then told me about the harrowing journey she was enduring at that time and about her life since our encounter. When she was 8 years old and on a family visit to her native Pakistan, her parents allowed her to become engaged to her 21-year-old first cousin. When she was 11, she was married to that same cousin on another trip to Pakistan and was left to live her life married to a man that she did not know, did not love and was far too young to be married to even if she did. She returned to the United States with her parents in 2004 for a brief visit, during which time she ran away from them in order to avoid being brought back to the forced marriage and constant rape at the hands of her cousin and with the blessing of her parents who were simply following a century’s old cultural norm. It was during this period that the case was brought to the Family Court by DSS and they presented Naila to me as a young and uncontrollable runaway. They asked me to sign a temporary order of supervision because they believed her to be just another troubled 13-year-old, and not someone who was trying to save herself. Ignorant to the real reasons behind her runaway behavior, I signed the order and placed Naila in a group home. It was the right action for the wrong reason. It was the one and only time that she appeared in front of me. For me, it was a forgotten moment in time in an otherwise forgettable day. To hear her tell it, she remembers every second of it. She remembered the Beanie Baby bear that was given to her by court staff that she still has today. And she remembers her encounter with a young judge who was just passing through family court, and who treated her with respect and was, according to her, the first person who was ever nice to her in America. Imagine that. I just ripped you away from your parents and put you in a place that you thought was a mental institution and you were thanking me for being so nice. Predictably, she ran away from that home and others, leading to the issuance of warrants for both her and her parents. It was the order of supervision and the warrants that followed that ultimately saved her. They popped up when her parents tried to visit the country again after taking her back to Pakistan and led to them being detained at JFK airport and charged with kidnapping her. It was the beginning of the end of her forced marriage. Fast forward to March 17, 2016. There I was, an invited guest standing on the steps to the entrance of the United Nations in New York City and being greeted by a now 27-year-old woman as she jumped from a cab on First Avenue. We entered the United LIENS ... be heard to complain that the attorney’s efforts did not create a new fund greater than the value of the interests already held by the client.22 In other words, a stipulated charging lien would attach where the parties already own their marital residence jointly as tenants by the entirety and the attorney’s representation of either party results in the client retaining his or her existing one-half interest in that property, with the sale of the property having converted it from realty into dollars. It is hoped that any matrimonial attorney reading this article will come away with a clearer and fuller understanding of the law surrounding all charging liens, particularly the principles which distinguish the stipulated charging lien. One, a stipulated charging lien provides an attorney with a “first lien” of “paramount priority” upon the subject of the matter for the amount agreed to by the client without a quantum meruit analysis. Two, a stipulated charging lien permits an attorney to enforce against a client’s marital residence, even if the attorney’s services only resulted in the sale of the property and the client retaining one-half of the proceeds. Three, an attorney with a stipulated charging lien should still submit it to the court to be “so ordered” such that it has the force and effect of any other order of the court and preserves the possibility of contempt as a punishment for its violation.23 It is now incumbent upon the matrimonial attorney reading this article to incorporate those principles into his or her practice by arranging for clients to stipulate to charging liens, thereby providing enhanced security for the collection of his or her fees. Continued From Page 6 already held by a client, there would be no charging lien on that title or interest.20 The Second Department just reaffirmed those legal principles in the case of Charnow v. Charnow, which held that there is no equitable distribution fund to which a charging lien can attach where the parties already owned their marital residence jointly as tenants by the entirety and the attorney’s representation of the wife resulted in the client retaining her existing one-half interest in that property, even though the sale of the property converted it from realty into dollars.21 However, Charnow v. Charnow and the supporting cases cited therein involved statutory charging liens under Judiciary Law §475. The law is equally clear that, where the attorney’s charging lien comes about by a stipulation, not by Judiciary Law §475, a client will not John P. Whiteman III is an associate at Joseph Law Group, P.C. and practices Matrimonial and Family Law exclusively. He can be reached at 516-542-2000 or [email protected]. 1. Charnow v. Charnow, 134 A.D.3d 875 (2d Dept. 2015). 2. Levitas v. Levitas, 96 Misc.2d 929 (Sup. Ct., N.Y. Co. 1978). 3. Goldenstein v. Goldenstein, 28 A.D.2d 962 (1st Dept. 1967); Spinello v. Spinello, 70 Misc.2d 521 Nations together where I sat in awe for the next several hours listening to Naila, as well as other brave young women, speak to a room of thousands at the 60th Session of the Commission on the Status of Women. The program, entitled “Women and Girls: From Adversity to Hope” featured Naila Amin, college student, child bride survivor and activist telling her story to the world. This is not a story about me or Naila Amin or this one case. She has a wonderful story to tell and I encourage you all to hear it. But it is her story to tell. The takeaway of this story, to me, is this: There are hundreds of courts throughout this country where the sheer volume of cases can overwhelm even the most conscientious and well-meaning judges, court staff and attorneys. This story should serve as a reminder to those hard working and mostly well-meaning public servants of the importance of what they do every day on every case, even the most insignificant cases and moments that scatter the landscape of every court calendar. This seemingly meaningless blip on the chronology of a judicial career, this one tiny case buried amidst the tens of thousands of other cases and issues and disputes that came across my bench, was anything but meaningless to that young girl. For her, it was a defining moment in her life. For me, even though I did not know it at the time, it was one of the defining moments for my career in public service. And for those who toil in those courts throughout all of those hectic days when the crush of cases seem like too much to bear, I hope this story will serve as a poignant reminder that it’s not what you think you did that defines your work, it is what the people who come before you think you did that matters most. Hon. David J. Ayres (Ret. JCC) was a Nassau County Court Judge from 2004-2014. During his term he also served by designation as an Acting Family Court Judge and Acting Supreme Court Justice. He is now Managing Partner at Barket Marion Epstein & Kearon, LLP in Garden City. (Sup. Ct., Nassau Co. 1972). 4. Freihofner v. Freihofner, 8 Misc.3d 1020(A) (Sup. Ct., Westchester Co. 2005). 5. Rodriguez v. City of New York, 66 N.Y.2d 825 (1985). 6. Judiciary Law §475. 7. Resnick v. Resnick, 24 A.D.3d 238 (1st Dept. 2005). 8. Rodriguez, supra. 9. Judiciary Law §475. 10. Matter of Desmond v. Socha, 38 A.D.2d 22 (3rd Dept. 1971); Tunick v. Shaw, 45 A.D.3d 145 (1st Dept. 2007). 11. Cohen v. Cohen, 160 A.D.2d 571 (1st Dept. 1990); Haser v. Haser, 271 A.D.2d 253 (1st Dept. 2000); Rosen v. Rosen, 97 A.D.2d 837 (2d Dept. 1983). 12. Drezin v. Delisser, 17 Misc.3d 706 (Sup. Ct., Bronx Co. 2007). 13. Tunick, supra n.10. 14. Resnick, supra n.7; Antonmarchi v. Consolidated Edison Co. of New York, 678 F.Supp.2d 235 (S.D.N.Y. 2010). 15. Antonmarchiu, supra n.14 16. Resnick, supra n.7. 17. Antonmarchiu, supra n.14 18. Resnick, supra n.7. 19. Moody v. Sorokina, 50 A.D.3d 1522 (4th Dept. 2008). 20. Theroux v. Theroux, 145 A.D.2d 625 (4th Dept. 1988). 21. Charnow, supra n.1. 22. Memmo v. Perez, 63 A.D.3d 472 (1st Dept. 2009). 23. Freihofner, supra n.4. 8 n May 2016 n Nassau Lawyer Matrimonial/Family Law The Clear and Unequivocal Elements of Civil Contempt In El-Dehdan v. El-Dehdan1 the Court of Appeals, in affirming the Appellate Division, Second Department,2 explicitly clarified the elements of civil and criminal contempt. In doing so, the Court of Appeals resolved some inconsistencies in case law, and held that “wilfulness” is not an element of civil contempt. Pursuant to Judiciary Law § 753(A), “[a] court of record has power to punish, by fine and imprisonment, or either, a neglect of violation of duty, or other misconduct, by which a right or remedy of a party Marie F. to a civil action McCormack or special proceeding, pending in the court may be defected impaired, impeded or prejudiced.”3 “A motion to punish a party for civil contempt is addressed to the sound discretion of the court.”4 El-Dehdan reiterates that in order to prevail on a motion for civil contempt, the moving party must establish by clear and convincing evidence the following elements: “[f]irst it must be determined that a lawful order of the court, clearly expressing an unequivocal mandate was in effect. Second [it] must appear, with reasonable certainty, that the order has been disobeyed. Third, the party to be held in contempt must have had knowledge of the court’s order, although it is not necessary that the order actually have been served upon the party. Fourth, prejudice to the right of a party to the litigation must be demonstrated.5 The underlying Appellate decision in El-Dehdan reminds us that “Once the movant establishes a knowing failure contempt where a person is guilty of ‘[w]ilful disobedience to [the court’s] lawful mandate’ or ‘[r]esistence wilfully offered to [the court’s] lawful mandate.’”9 In contrast to civil contempt, the movant does not have to establish that his or her rights have been prejudiced.10 The burden of proof in criminal contempt is beyond a reasonable doubt.11 The uncertainty as to the element of wilfulness may have arisen as a result of certain language in prior case law. For example, in Matter of McCormick v. Axelrod, the Court of Appeals stated that “the element which serves to elevate a contempt from civil to criminal is the level of willfulness with which the conduct is carried out”12 In El-Dehdan, the Court of Appeals clarified the meaning of this language, stating that “the contemnor must have a consciousness that reflects an awareness of the act that is other than unwitting conduct.”13 Part of the confusion regarding the element of willfulness also may be attributed to the language in Family Court Act § 454 which permits the Court to impose a jail term “where the court finds that the party ‘has willfully failed to obey any lawful order of support.’”14 Matters which fall under the purview of Family Court Act § 454 thus require proof of wilfulness. In any event, the Court of Appeals now has eliminated the uncertainty and has made it clear that “[w] ilfulness is Not a Required Element of Civil Contempt.”15 As to the particular elements of civil contempt, the movant must first establish that the order in effect was clear and unequivocal. In Rienzi v. Rienzi, the movant did not meet this burden as the judgment of divorce “relating to the defendant’s obligation to pay her the sum of $60,000, pertaining to a prior tax refund did not provide any time for payment and therefore, did not constitute a clear and unequivocal mandate”16 Similarly, in Wolfe v. Wolfe, the judgment “did not set forth any time An order can be deemed clear and unequivocal even if the amount the party failed to pay is not a sum certain, as a party can be adjudged in contempt for failure to pay child support, even if credits for payments made must be calculated. to comply with a clear and unequivocal mandate, the burden shifts to the alleged contemnor to refute the movant’s showing, or to offer evidence of a defense, such as inability to comply with the order.”6 Contempt In Matrimonial Actions Additionally, in matrimonial actions, DRL § 245 requires that for the movant to prevail on a civil contempt motion for “default in paying any sum of money as required by the judgment or order,”7 the movant must establish that “resort to other, less drastic enforcement mechanisms had been exhausted or would be ineffectual.”8 As to criminal contempt, “a court may impose punishment for criminal frame for the reimbursement of transportation costs” and thus the delay in reimbursement “did not constitute the violation of a clear and unequivocal mandate.”17 An order can be deemed clear and unequivocal even if the amount the party failed to pay is not a sum certain, as a party can be adjudged in contempt for failure to pay child support, even if credits for payments made must be calculated. For instance, in Farkas v. Farkas,18 the Trial Court held that the husband was in civil contempt for failure to pay maintenance and child support arrears, less a credit for sums paid pursuant to a pendente lite order. The Appellate Court in Farkas implicitly found that such an order was clear and unequivocal (the Trial Court was reversed on other grounds: there was no specific finding by the Trial Court with regard to defeating, impairing, impeding or prejudicing the rights or remedies of a party).19 In Ashmore v. Ashmore,20 the Appellate Court reached a similar result and stated, “[t]he plaintiff demonstrated that the defendant violated a clear and unequivocal court order as required by the judgment [The Appellate Court determined that there was an error in calculating the amount of arrears, modified the amount of the money judgment, but upheld the contempt finding].21 Prejudice With regard to the element of prejudice, it must be established by the movant. Failure to pay an amount owed for child support and maintenance can constitute prejudice. In Ashmore, the Court stated, “the defendant had violated a clear and unequivocal court order by failing to pay child support and maintenance as required by the judgment of divorce, thereby prejudicing the plaintiff’s rights.”22 Other violations can also constitute prejudice. In Hinkson v. DaughtryHinkson, the Court stated, “the evidence indicated that due to the plaintiff’s contemptuous conduct [in failing to transfer his interest in the former marital residence to the defendant], the defendant’s loan commitment expired and she was forced to negotiate a new loan at a higher interest rate, thereby sustaining actual loss.”23 The moving party must specifically allege and prove that the contemptuous conduct resulted in prejudice to the movant, and the Court must expressly make such a finding in order for a party to be held in civil contempt.24 Enforcement and Compliance As to alternative enforcement measures, it is not necessary that a movant establish that he or she attempted to implement all alternative enforcement measures prior to filing a motion for contempt. The movant is not required to exhaust all enforcement remedies before seeking to hold a party in contempt; “[t]he ineffectual nature of alternatives to contempt need not be determined with a high degree of certainty, Domestic Relations Law § 245 requires only that ‘it appears presumptively’ that payment cannot be otherwise enforced.”25 Once the elements of contempt have been established, “the burden shifts to the alleged contemnor” to establish “an inability to comply with the order.”26 “[V]ague and conclusory allegations... of inability to pay or perform” will not suffice to meet this burden.27 The “courts have required a more specific showing of the contemnor’s economic status.”28 Moreover, the contemnor will not be able to demonstrate an inability to pay where it was created by the contemnor’s own conduct, such as self-imposed loss of employment.29 Therefore, in demonstrating an inability to pay, it is important to present specific and detailed evidence of the contemnor’ current economic circum- stances. Evidence should be presented that any loss of employment or reduction in income was not self-imposed. Furthermore, if loss of employment created the inability to comply with the order, evidence of a diligent job search should be presented.30 Willfulness Not Required In El-Dehdan, the Court of Appeals provided much needed clarity with regard to the elements of civil contempt, and has put to rest the confusion that arose with regard to the concept of “wilfulness.” As the Appellate Division, Second Department pointed out “[c]ourts do not even agree on how many ‘l’s’ are in the word.”31 The Court of Appeals has set forth, clearly and unequivocally, the elements of civil contempt and has made it clear that “wilfulness,” no matter how it is spelled, is no longer an element of civil contempt. Marie F. McCormack is a Court Attorney Referee in the Supreme Court, Matrimonial Center, and previously served as a Court Attorney in Family Court. Prior to joining the Court System, she was engaged in private practice. 1. El-Dehdan v. El-Dehdan, 26 N.Y.3d 19 (2015). 2. El-Dehdan v. El-Dehdan, 114 A.D.3d 4 (2d Dept. 2013). 3. Judiciary Law § 753(A); El-Dehdan, 26 N.Y.3d at 28-29 (citations omitted). 4. El-Dehdan, 114 A.D.3d at 10. 5. El-Dehdan, 26 N.Y.3d at 29 (internal quotation marks and citations omitted). 6. El-Dehdan, 114 A.D.3d at 17 (citations omitted). 7. Dom. Rel. Law §245. 8. El-Dehdan, 114 A.D.3d at 23 (quoting Capurso v. Capurso, 61 A.D.3d 913, 914 (2d Dept. 2009)). 9. Id. at 11 (quoting Judiciary Law §750(A)(3), (4)). 10. Id. at 11 (citations omitted). 11. Matter of Rolon v. Torres, 121 A.D.3d 684, 685 (2d Dept. 2014)(citation omitted). 12. Matter of McCormick v. Axelrod, 59 N.Y.2d 574, 583 (1983)(citations omitted); McCain v. Dinkins, 84 N.Y.2d 216, 226 (1994). 13. El-Dehdan,, 26 N.Y.3d at 35 (internal quotation marks and citations omitted). 14. El-Dehdan, 114 A.D.3d at 24 n.3 (quoting Fam. Ct. Act § 454(3) (citation omitted)). 15. El-Dehdan, 26 N.Y.3d at 33. (emphasis in original). 16. Rienzi v. Rienzi, 23 A.D.3d 447, 449 (2d Dept. 2005). 17. Wolfe v. Wolfe, 71 A.D.3d 878 (2d Dept. 2010). 18. 209 A.D.2d 316, 319 (1st Dept. 1994). 19. Id. at 319. 20. Ashmore v. Ashmore, 114 A.D.3d 712, 713 (2d Dept. 2014). 21. Id. at 714. 22. Id. at 713-714 (citations omitted). 23. Hinkson v. Daughtry-Hinkson, 31 A.D.3d 608, 609 (2d Dept. 2006). 24. Judiciary Law § 753[A]; El-Dehdan, 26 N.Y.3d at 28-29; Farkas, 209 A.D.2d at 319. 25. Farkas, 209 A.D.2d at 318 (quoting Dom. Rel. Law § 245). 26. El-Dehdan, 114 A.D.3d at17; El-Dehdan, 26 N.Y.3d at 35. 27. El-Dehdan, 26 N.Y.3d at 36 (quoting Matter of Storm, 28 A.D.2d 290, 294 (1st Dept. 1967). 28. Id. (citing Yeager v. Yeager, 38 A.D.3d 534, 534-535 (2d Dept. 2007)). 29. Cf. Matter of Kainth v. Kainth, 36 A.D.3d 915, 916 (2d Dept. 2007); El-Dehdan, 26 N.Y.3d at 36. 30. Kainth, 36 A.D.3d at 916; El-Dehdan, 26 N.Y.3d at 36. 31. El-Dehdan, 114 A.D.3d at 24 n.1 (quoting Lawrence N. Gray, Criminal and Civil Contempt, 2d Ed. § 1.21 at 96 (2012)). Nassau Lawyer n May 2016 n 9 Matrimonial/Family Law Upholding a Prenuptial Agreement: Husband’s Conduct May Be Callous, But Not Overreaching In Gottlieb v. Gottlieb1 a panel from the First Department upheld the provisions of a prenuptial agreement described by the majority as “callous” but nevertheless enforceable as the wife failed to show that the agreement was the result of overreaching and that the terms were manifestly unfair. Clearly grappling with the underlying issues and standards to be applied, the Court split 3-1-1. Justice Richter wrote for the majority. Justice Saxe wrote a concurring opinion that presents a Michael DiFalco novel conceptual approach to determining challenges to prenuptial agreements. And Justice Feinman dissented because the Supreme Court’s decision resulted from summary judgment motions and, in the dissent’s view, issues of fact existed as to whether overreaching occurred. A Pre-Nuptial Agreement Post-Children At issue was a prenuptial agreement that resulted from on-and-off negotiations that spanned over a year-and-ahalf, during which the parties had their first child and conceived their second. The husband, a hedge fund manager worth over $100 million at the time the prenuptial agreement was executed—which he had nearly doubled in the years since—reduced his offer 12 times during the negotiations. The wife accepted these reductions and ultimately signed the agreement against the explicit advice of counsel. Essentially, the agreement provided for the parties to retain any assets not owned jointly as separate property, the husband was required to pay the wife $300,000 for each year of the marriage, with interest, which resulted in the wife receiving approximately $1.5 million as a distributive award. The husband was required to procure an apartment meeting certain explicit conditions on the Upper East Side of Manhattan in which the wife could live with all expenses paid with the children until they reached majority. Also, the husband would have been required to pay $12,500 of monthly maintenance if either of the children had been under the age of 4, but otherwise the wife waived maintenance. The agreement also ensured that the husband left a specified percentage of his estate to the children, in trust. The wife moved for summary judgment seeking, inter alia, to set aside the entire prenuptial agreement, arguing that it was the “product of overreaching by the husband that resulted in manifestly unfair terms.” Notably, the wife explicitly disclaimed that she was not seeking to “invalidate the agreement based on unconscionability, coercion, duress or fraud.” Judge Gesmer dismissed the wife’s counterclaim to set aside the entire prenuptial agreement. However, on the wife’s challenge to the maintenance provisions, the the general rule that most prenuptial agreements will be upheld. An Unconscionability Standard? Supreme Court denied dismissal and reserved that issue for trial. Both parties appealed these summary judgment determinations. With respect to the equitable distribution provisions, the wife relied exclusively on the Christian2 standard, in which the Court of Appeals held that “an agreement between prospective spouses can be set aside where it is shown to be the product of fraud, duress, overreaching resulting in manifest unfairness, or other inequitable conduct.” Christian presents a two-pronged test, which is specifically concerned with matrimonial agreements. First, the party challenging the agreement must show that there was overreaching in the execution and, if that is established, they must show that the terms of the agreement are “manifestly unfair.” To demonstrate overreaching in the execution, “the challenging party must show overreaching in the execution, such as the concealment of facts, misrepresentation, cunning, cheating, sharp practice, or some other form of deception.” Given the special relationship of trust and confidence between spouses and prospective spouses, courts have deemed there is a fiduciary relationship and accordingly “courts have thrown their cloak of protection” over prenuptial and post-nuptial agreements and have been more willing to set them aside compared to an ordinary contract.3 The Christian Standard For its part, the majority focused on the circumstances surrounding the execution of the agreement which resulted from over a year-and-a-half of negotiations, noting that the wife was “an active participant in the negotiations”, and that she “ignored the advice of her own independent counsel and signed it.”4 Although the court noted that the husband’s refusal to marry the wife, who was pregnant twice during the negotiations, “might be viewed as some as callous,” they found no issue of fact existed as to whether the husband had engaged in overreaching. The wife’s argument that she was in the “precarious position of negotiating as an unmarried mother” did not find any purchase with the court even though the wife signed the agreement just a few weeks after learning that she was pregnant for the second time during the ongoing prenuptial negotiations. Moreover, although her condition was confirmed in affidavits submitted by two medical professionals, the majority determined that the wife’s claims regarding her depression and anxiety failed to establish that she “was incapable of understanding the agreement or the consequences of executing it.” Even though the court held that there was a lack of overreaching which would require further inquiry, in light of the dissenting opinion, the majority ana- The husband, a hedge fund manager worth over $100 million at the time the prenuptial agreement was executed—which he had nearly doubled in the years since—reduced his offer 12 times during the negotiations. lyzed the second prong of the Christian standard and determined that the wife failed to show that the property distribution provisions of the agreement were manifestly unfair. The majority also dispensed with the wife’s two claims of fraud even though she disclaimed those counterclaims in her summary judgment motion. The sanctity surrounding prenuptial agreements appeared unsettled in the past few years, particularly following the Second Department’s decisions in Petracca and then Petrakis.5 At the time, commentators raised concerns about what appeared to be a nascent trend and how practitioners could guard against challenges in drafting and negotiating prenuptial agreements.6 By thoroughly refuting and responding to the counterpoints made in the concurring and dissenting opinions, the majority opinion clearly underlines In his concurring opinion, Justice Saxe argues that the majority and dissent should not have applied the Christian standard, which is “not the correct analytical framework”7 in which to analyze the property division provisions of prenuptial agreements. Rather than applying Christian, he argues that equitable distribution provisions of prenuptial agreements should be judged by the statutory standard contained in DRL 236(B)(3) which establishes that agreements should be upheld as long as they are “in writing, subscribed by the parties, and acknowledged or proven in the manner required to entitle a deed to be recorded.”8 He concludes that Christian “was concerned only with separation agreements between spouses, and its reasoning applied only to married couples who enter into separation agreements.”9 Notably Christian was decided in 1977, three years before the legislature imposed the statutory scheme of equitable distribution. Building upon his concurring opinion in Anonymous from December 2014, Justice Saxe begins with the clear statement of fact that the standards of review enunciated in DRL 236(B)(3) contain a “heightened standard” for maintenance and child support in prenuptial agreements, but not with respect property division.10 The concurring justice concludes that the Christian analysis would apply a heightened standard to property division agreements with Christian’s “‘manifest unfairness’ component approximating the ‘fair and reasonable’ component of the statute’s maintenance standard, while Christian’s ‘overreaching’ component approximates the (procedural) ‘unconscionability prong of the statutes’ standards for judging maintenance provisions.”11 Justice Saxe offers an analytical approach that would sharply steer the enforcement of prenuptial agreements in the opposite direction from historical precedent. As one of the cornerstones of his argument that Christian does not apply to affianced couples, but only to married couples, Justice Saxe cites to Obergefell, for the proposition that “marriage fundamentally alters the legal status of the couple, creating new legal rights and obligations that are not present for a non-married couple. Among those rights and obligations is the obligation to give, and the right to receive, the utmost good faith, fairness and loyalty that is the essence of a fiduciary duty.”12 Noting that although a fiduciary relationship may arise between nonmarried parties, the concurrence found that no such relationship existed between these parties, focusing on the husband’s tactics during the negotiation, “his treatment of her demonstrated the converse, the complete absence of a relationship of trust and confidence.”13 Justice Saxe suggests that absent a “bright-line rule” that the engagement manifests a fiduciary relationship, courts cannot ascertain at what precise point such a See PRENUPTIAL, Page 10 10 n May 2016 n Nassau Lawyer Matrimonial/Family Law CLOSED ... Continued From Page 5 inherent and statutory discretion, the judge may consider, among other factors, whether: (1) the person is causing or likely to cause a disruption in the proceedings; (2) the presence of the person is objected to by one of the parties, including the law guardian, for a compelling reason; (3) the orderly and sound administration of justice, including the nature of the proceeding, the privacy interests of individuals before the court, and the need for protection of the litigants, in particular the children, from harm, requires that some or all observers be excluded from the courtroom; (4) less restrictive alternatives to exclusion are unavailable or inappropriate to the circumstances of the particular case.1 Coupled with this statutory authority, a court sits as the preeminent par- interested therein, except jurors, witnesses, and officers of the court. The presumption set forth by this Rule is not irrefutable; public access is not an absolute.4 Specific exceptions in addition to those enumerated exceptions in the Judiciary Law §4 have been recognized. Most importantly, DRL §235(2) which pertains to custody proceedings is one of several statutory recognized exceptions. Notably, other statutory exceptions for “closed” proceedings include child support proceedings, Family Court Act §433(a), and paternity proceedings, Family Court Act §531, issues that could arise in the context of a custody proceeding, further supporting judicial discretion to permissibly close proceedings.5 Exceptional circumstances warranting closure notwithstanding the rebuttal presumption of open courtrooms pursuant to Judiciary Law §4 may exist where more than embarrassment of the children is indicated, such as to protect minor children from trial testimony regarding paternity.6 In exercising its discretionary power to close courtrooms to nonparties , the years expressed the harm that may result to these children if exposed to intense media scrutiny, the Court had presented an evidentiary basis to close proceedings. The Appellate Division in P.B. v C.C., reversing the trial court, noted that detailed affidavits had been submitted revealing allegations of alcohol and drug abuse as well as domestic violence and that the trial would involve questions of the care and supervision of the children. Both parties in P.B. v C.C. sought the closed courtroom. It is not always the case that both parents seek privacy for their family. Public humiliation of a celebrity-parent is an unfortunate tactic utilized to gain advantage in custody litigation. Proceedings involving a celebrity or nationally known figure virtually assure media attention. One only need recall the publicity generated surrounding Brinkley – Cook. In that instance, despite the efforts of the father and attorney for the child to close proceedings to nonparties, the courtroom doors remained open. Imagine the impact upon their children reading daily news reports The negative impact of divorce upon a family and especially the children, is indisputable; let alone, a divorce played out in the media. There is hardly a conceivable instance where a battle waged over a child’s custody justifies public scrutiny. ent to do what is best for the interest of the child.2 Historically, courts have exercised the parens patriae power to uphold custodial rights of non- parents against biological parents and resolving conflicted familial relations all in the “best interests of the child”.3 However, in exercising its statutory power under DRL §235(2) and Rule 205.4(b) and its parens patriae power, a court must also be cognizant of the presumption of an “open trial” set forth in New York State Judiciary Law §4 : The sittings of every court within this state shall be public, and every citizen may freely attend the same, except that in all proceedings and trials in cases for divorce, seduction, abortion, … criminal sexual act …. or filiation, the court may, in its discretion, exclude therefrom all persons who are not directly PRENUPTIAL ... Continued From Page 9 relationship forms. However, that is precisely what the majority did in its analysis of the circumstances of this particular couple. Responding to the argument, but declining to speculate on all affianced couples, the majority determined that the parties were in fact fiduciaries, having a child together, expecting another and having lived together for three years. If, as suggested in the concurring opinion, equitable distribution provisions were to be determined by the common law standard of “unconscionability,” then the party challenging the agreement must demonstrate both “procedural unconscionability” and “substantive unconscionability.” Here, the concurring justice determined that the wife failed to show an “’absence of meaningful choice’ that constitutes overreaching or procedural unconscio- Court is charged with balancing public interests, on the one hand “…the right of access of the public and the press to judicial proceedings, [and on the other ] the …interest in protecting children from the possible harmful effects of disclosing [harmful information] to the public.”7 Similar to child protective proceedings, the controlling consideration here is the best interest of the children.8 In the Matter of P.B. v. C.C.,9 closure was warranted to avoid further damage to the children in a custody dispute where media scrutiny was involved. The harm to the children must be more than speculative to defeat the open door policy. Relying upon the nonparty affidavits of the children’s school principal, private tutor, school psychologist, an independent psychologist and an attorney, all of whom had involvement with the children for about the details of the salacious affair of their father (a well-known architect) with a toy store employee in their Hamptons’ community, the whispered gossip in restaurants and shops they frequented and the level of hostility between their parents exacerbated by a press ready to capitalize upon a woman scorned. A court may be reluctant to grant closure where alternative protective measures are available which the court deems sufficient to provide privacy, such as an “anonymous” caption, as in Anonymous v. Anonymous10 There, Court denied closure. This alternative of an “anonymous” captions is not automatic nor is it readily granted and its efficacy is not assured. Where there is a “compelling public interest” concerning a family other than a parent’s notoriety, closure may also be more difficult to attain. In nability.”14 Further, he notes that the wife failed to establish substantive unconscionability because the “substantial disparities of wealth” between the parties was disclosed when the agreement was made and the wife was “not being left destitute.” limitations and scrutiny beyond that afforded contracts in general.”15 The dissent diverges from the majority primarily because of the procedural posture and accordingly would remand for a trial. In closing, Justice Feinman responds vigorously to a comment in the concurrence in which Justice Saxe wonders “whether prenuptial agreements should now be relegated to the dust bin”16 by reiterating that there are simply facts in dispute in the existing record as to whether there was overreaching and whether the agreement was manifestly unfair. A Factual Issue? From its perspective, the dissent finds a “sufficiently compelling alternative reading of the record” which should not be resolved on summary judgment, but should rather be determined at a trial by a factfinder, noting that there were “several instances of highly questionable conduct” on the husband’s part that may support a finding of overreaching. As in the majority’s opinion, Justice Feinman applies the Christian standard, agrees with the majority that there is a fiduciary relationship and in fact cites to Petrakis to support the proposition that “agreements addressing matrimonial issues have been subjected to Going Forward It is clear from the majority’s opinion—in combination with the lively counterpoints made in the concurrence and the dissent—that prenuptial agreements are not yet to be relegated to the dustbin. Once its findings and holdings are unpacked, Gottlieb’s detailed analysis is a veritable treatise of the standards to be applied and the Sprecher v. Sprecher,11 the Court determined that the public interest in the cult membership of the parents and the impact of the membership upon the children was a matter of public interest warranting that the courtroom remain “open.” Precedent dictates that the closing of judicial proceedings must be consistent with the “public interest” and not the special interests of the litigants. And so, in each instance, the court as gatekeeper must determine if the public’s right to know supersedes the privacy rights of parents and their children. The negative impact of divorce upon a family and especially the children, is indisputable; let alone, a divorce played out in the media. There is hardly a conceivable instance where a battle waged over a child’s custody justifies public scrutiny. In effectuating this state’s policy of open courtrooms as it pertains to custodial proceedings, public curiosity about the familial lives of the rich and famous must be distinguished from a legitimate public interest. Nancy E. Gianakos is a Partner at Albanese & Albanese in Garden City, practicing exclusively in matrimonial and family law in the New York metropolitan area; admitted in CT (1981), NY (1993) and NJ (1992); and is a member of the NYSBA, Nassau County Matrimonial and Family Law Committees, the American Family Law Inns of Court, the International Association of Collaborative Professionals, and is former chair of the NCBA Publications Committee and co-editor of the Nassau Lawyer. 1. The Uniform Rules for Family Courts § 205.4(b) has been applied to custody disputes in Supreme Court. See e.g., Anonymous v Anonymous, 263 A.D.2d 341, 343 (1st Dept. 2000). 2. Finlay v Finlay, 240 N.Y. 429 (N.Y. 1925). 3. Matter of Waldron, 13 Johns 418, Supreme Court of Judicature of New York (1816). 4. Kent v Kent, 810 N.Y.S.2d 160 (1st Dept. 2006). 5. Adoption of John Doe, 16 Misc.3d 714 (Surr. Ct., N.Y. Co. 2007). 6. See McKinney’s CPLR § 235 Commentary C235:2 at p.529. 7. Matter of Katherine B., 189 A.D.2d 443, 450 (2d Dept. 1993). 8. See DRL § 240(1)(custody); Matter of Suffolk Co. DSS v. James M., 83 N.Y.2d 178 (1992) (dispositional hearing in a child protective proceeding). 9. 223 A.D.2d 294, 647 N.Y.S.2d 732 (1st Dept. 1996). 10. See, Anonymous v. Anonymous, 158 A.D.2d 296 (1st Dept. 1990). 11. N.Y.L.J., June 21, 1988, p. 2 col.6 (Sup. Ct., N.Y. Co.) arguments to be made on either side in litigating the enforceability of prenuptial and postnuptial agreements. Michael DiFalco is a matrimonial attorney with the law firm of Mary Ann Aiello, P.C. and is also a Co-Chair of the New Lawyer’s Committee at the NCBA. 1. Gottlieb v. Gottlieb, 25 N.Y.S.3d 90 (1st Dept. 2016). 2. Christian v. Christian, 42 N.Y.2d 63 (1977). 3. Id. at 72. See Petracca v. Petracca, 101 A.D.3d 695 (2d Dept. 2012). 4. Gottlieb, 25 N.Y.S.3d at 97. 5. Petracca, supra; see Cioffi–Petrakis v. Petrakis, 103 A.D.3d 766 (2d Dept. 2013). 6. See Alton L. Abramowitz, Live by the Prenup, Die by the Prenup!, N.Y.L.J., Aug. 29, 2013 at 3, col. 1 7. Gottlieb at 105. 8. NY Dom. Rel. Law § 236. 9. Gottlieb at 107. 10. Anonymous v. Anonymous, 123 A.D.3d 581 (1st Dept. 2014). 11. Gottlieb at 107. 12. Obergefell v. Hodges, 135 S.Ct. 2584 (2015); Gottlieb, 25 N.Y.S.3d at 109. 13. Gottlieb at 110. 14. Id. at 111. 15. Petrakis, 103 A.D.3d at 767. 16. Gottlieb, 25 N.Y.S.3d at 113. Nassau Lawyer n May 2016 n 11 Matrimonial/Family Law MATRIMONIAL ... Continued From Page 3 The failure to comply with deadlines not only impairs the efficient functioning of the courts and the adjudication of claims, but it places jurists unnecessarily in the position of having to order enforcement remedies to respond to the delinquent conduct of members of the bar, often to the detriment of the litigants they represent. Chronic noncompliance with deadlines breeds disrespect for the dictates of the Civil Practice Law and Rules and a culture in which cases can linger for years without resolution. Furthermore, those lawyers who engage their best efforts to comply with practice rules are also effectively penalized because they must somehow explain to their clients why they cannot secure timely responses from recalcitrant adversaries, which leads to the erosion of their attorney-client relationships as well. For these reasons, it is important to adhere to the position we declared a decade ago that “[i]f the credibility of court orders and the integrity of our judicial system are to be maintained, a litigant cannot ignore court orders with impunity.”4 The Court of Appeals concluded its lengthy decision in Gibbs by declaring: “In reaching this conclusion, we reiterate that ‘[l]itigation cannot be conducted efficiently if deadlines are not taken seriously, and we make clear again, as we have several times before, that disregard of deadlines should not and will not be tolerated.’”5 It is clear that a Preliminary Conference Order may form the basis for relief under CPLR § 3126.6 In 2011, Justice Robert A. Bruno, citing to Gibbs, denied a litigant’s application to, inter alia, vacate the Note of Issue, schedule the depositions of the parties and allow for additional document discovery.7 Justice Bruno reasoned: Defendant’s failure to avail itself of the appropriate procedural remedies and sleep on its rights is no excuse for failing to comply with court orders. To allow this type of lackadaisical conduct will only encourage and add to more delays and expenses to litigants anxious to conclude their matrimonial action and add additional work to a judicial system that is already over taxed.8 A number of factors contribute to the Court’s ostensibly tolerant treatment of discovery schedule violations, among them: the sheer volume of cases pending before the Court; the budgetary constraints and security concerns that no longer permit working through lunch or past 5:00 p.m.; the overlap of legal issues, psychological overlays and judicial responsibility to provide legal protection to its wards, the children of the marriage; and the long-standing philosophy that adversarial counsel on soft discovery deadlines, the Court may, in its discretion, give a particular case some breathing room. When one side is compliant with deadlines, however, then the other must likewise be, unless a reasonable basis for seeking extensions is offered. The Court’s flexing its muscle in the latter instance would greatly benefit the court system by lessening both its burdens as well as those of the Bar. It seems axiomatic that instilling certainty of the consequences that will result from a failure to adhere to the ordered discovery deadlines will lead to a reduction in litigation delays, including fewer, but more meaningful, Court appearances. work out discovery issues without the need for court intervention. This discussion is not to suggest that the Court’s compassion for attorneys and litigants be abandoned. On the contrary, effective judicial management on a case-by-case basis is invaluable to effective litigation practices. Instead of a sharp change in custom, the Court’s sage judicial guidance could be directed to fostering a concerted effort between the Bench and Bar to change the expectation of unjustified delays in discovery. For example, certainly, where opposing counsel agree Jane K. Cristal is the founder of Jane K. Cristal, PC in Mineola (jcristal@cristallaw. com) and has devoted herself to the practice of matrimonial and family law for more than 29 years. She is a member of the NCBA Matrimonial and Family Law Committee and is appointed to the NYSBA Family Law Section Legislation Committee. 1. Kihl v. Pfeffer, 94 N.Y.2d 118, 123 (1999). 2. Wilson v. Galicia Contracting & Restoration Corp., 10 N.Y.3d 827 (2008); Andrea v. Arnone, Hedin, Casker, Kennedy & Drake, Architects & Landscape Architects, P.C., 5 N.Y.3d 514 (2005); Miceli v. State Farm Mut. Auto. Ins. Co., 3 N.Y.3d 725 (2004); Brill v. City of New York, 2 N.Y.3d 648 (2004). 3. Gibbs v. St. Barnabas Hosp., 16 N.Y.3d 74 (2010). 4. Id. at 81 (quoting Kihl, 94 N.Y.2d at 123). 5. Id. at 83 (quoting Andrea, 5 N.Y.3d at 521). 6. John R. Souto Co. v. Coratolo, 293 A.D.2d 288 (1st Dept. 2002). 7. Fahrbach v. Fahrbach, 31 Misc. 3d 1238(A) (Sup. Ct. Nassau Co. 2011). 8. Id. 12 n May 2016 n Nassau Lawyer Matrimonial/Family Law Nassau Lawyer n May 2016 n 13 Diminished Chance of Survival or Cure as Proximate Cause in Medical Malpractice The issue of whether a doctor’s negligence is more likely than not a proximate cause of a plaintiff’s injury is usually for the jury to decide. In medical malpractice cases involving a delayed diagnosis of cancer, it will suffice to present competent evidence that the negligent delay caused the plaintiff additional pain and suffering, further treatment, or a diminished chance of survival or cure due to progression of the cancer.1 In Polanco v. Reed the plaintiff, Alan W. Clark who was previously treated for breast cancer, alleged the defendant committed malpractice in failing to timely notify her of positive lymph node findings on a PET Scan suspicious for metastatic disease.2 A second PET Scan six months later showed progressive findings. The plaintiff alleged the six-month delay in learning the results of the PET scan and diagnosis of metastatic breast cancer recurrence caused increased breast pain, progression of the disease as manifested by the increased size of the lymph nodes, lung surgery, a reduced chance of recovery and 10% diminution in her life expectancy. The First Department held that the Motion Court erroneously decided issues of fact. Where oncology experts present competing opinions on causation, particularly about the progression of the disease, there is an issue of fact for the jury to decide.3 Whether a diagnostic delay affected a patient’s prognosis is typically an issue of fact that should be presented to the jury. In Hughes v. New York HospitalCornell Medical Center, medical expert testimony that a two-week delay in testing or referring the patient who was coughing up blood to a lung specialist was responsible for additional suffering and a diminished chance of survival or death, which was earlier than it might have been (Mr. Hughes died from advanced lung cancer a mere six weeks after his initial hospital discharge) was sufficient to reverse dismissal of the complaint as a matter of law and grant a new trial.4 The Second Department noted that the jury may have reasonably inferred that the cancer was spreading rapidly, and there was no evidence that starting treatment two weeks earlier would of had no effect. It is possible to conclude that a few more weeks or months of life were possible but for the omission. Further, the court states that it cannot be said with absolute certainty that Mr. Hughes would not have had a chance to survive even longer given his age and active life style. In Calvin v. New York Medical Group, P.C. the Second Department affirmed a jury verdict for the plaintiff (ultimately sustaining $667,775) based on expert testimony that malpractice resulting in a two-week delay in the diagnosis of high grade non-Hodgkins lymphoma was a cause of death several days after the diagnosis. The court found that the plaintiff’s expert witnesses established that the defendant doctor’s departures from good and accepted standards of medical care were a substantial factor in causing the decedent’s death, “The plaintiff simply had to show that “it was probable that some diminution in the chance of survival had occurred.”5 Here, the jury’s choice to give more credence to the plaintiff’s expert witness was a fair interpretation of the evidence. In Scanga v. Family Practice Associates of Rockland, P.C. the Second Department affirmed the denial of summary judgment to the doctors where there was no showing that a three- to four-month delay in the diagnosis of decedent’s colon cancer was not a substantial factor in shortening the length of the decedent’s life. Although defendants’ medical expert opined that the cancer was “unresectable” regardless of when diagnosed and that “beginning chemotherapy 3 or 4 months earlier would have had an insubstantial effect on how long plaintiff would live or on the quality of his remaining days,” it failed to establish that the delay was not a substantial factor in shortening the length of Scanga’s life. The Second Department in Jump v. Facelle reversed the lower court’s setting aside of the verdict in favor of the plaintiff and reinstated the verdict finding the plaintiff’s expert’s testimony tends to establish that the negligent 11- or 12-hour delay in performing surgery increased the harm to the decedent by infection and decreased his chances of survival. There is also evidence that the decedent became septic over the 1-hour period of delay. The court held there was legally sufficient evidence of causation stating that in cases like these, the plaintiff’s expert need not quantify the exact extent to which a particular act or omission decreased a patient’s chances of survival or cure, as long as the jury can infer that it was probable that some diminution in the chance of survival had occurred.6 More recently, in Goldberg v. Horowitz, the Second Department, in reversing dismissal of the action by the court below pursuant to CPLR 4401, held that: “A plaintiff’s evidence of proximate cause may be found legally sufficient even if his or her expert is unable to quantify the extent to which the defendant’s act or omission decreased the plaintiff’s chance of a better outcome or increased the injury, “as long as See MALPRACTICE, Page 26 Hon. JosepH CoVeLLo Mediator, arbitrator, and speCiaL Master Justice Covello brings 30 years of experience, divided almost evenly between the private practice of law and service as a judge, to his mediation and arbitration practice. Prior to his appointment to the Appellate Division, Justice Covello served as a trial judge in the Supreme Court, Nassau County; on the Appellate Term for the Ninth and Tenth Judicial Districts; and as a trial judge in the District Court, Nassau County. He was known as a very successful settlement judge in the trial courts. His diverse career background as a trial lawyer and insight as trial and appellate judge serves well to help litigants resolve a wide array of civil disputes. Since leaving the bench in 2011, Covello has become one of the most popular and successful neutrals in New York. He was voted a "Best Individual Arbitrator" by lawyers in the New York Law Journal 2013-15 survey. Justice Covello concentrates his ADR practice on the resolution of substantial personal injury, wrongful death, labor law, insurance coverage, professional malpractice, construction and commercial matters. His broad experience handling complex litigation, personal injury, trial and appellate matters instills confidence during the mediation process, as Justice Covello helps the lawyers and their clients craft settlements. Resolute Systems, LLC MEdIAtIoN, ARbItRAtIoN & AdR CoNSuLtINg Long Island: 1-516-222-0688 90 Merrick Avenue, Suite 200, East Meadow, NY 11554 Manhattan: 1-212-967-6799 370 Lexington Avenue, Suite 702, New York, NY 10017 www.CovelloMediation.com LIBN—CLE centerfold Master Page —MARCH 2016 n May 2016 n Nassau Lawyer Paper size 23” x 15”; image size 21.25 x 13.875 14 May 2016 NASSAU ACADEMY OF LAW MAY 12 Dean’s Hour: Taking Care of Business: Entity v. Individual Representation With the NCBA Ethics Committee Sign-in 12:30: Program 1:00-2:00PM 1 credit ethics Chris G. McDonough, Esq., McDonough & McDonough, Garden City; Omid Zareh, Esq., Chair, NCBA Ethics Committee MAY 12 After I Do: A Primer on Handling Matrimonial Cases In Collaboration with The Safe Center LI, and Nassau Suffolk Law Services Sign-in 2:30 p.m.; Program 3– 8PM Light Supper included 5 credits professional practice Carolyn D. Kersch, Esq., Alisa J. Geffner, Esq., Samuelson Hause Samuelson Geffner & Kersch LLP, Garden City; Elena Karabatos, Esq., Schlissel Ostrow Karabatos, PLLC, Garden City; Robert C. Mangi, Esq., Mangi & Graham LLP, Westbury; Kieth I. Rieger, Esq., Rieger & Fried LLP, Garden City; Moderator: Mary Ann Aiello, Esq., Dean, Nassau Academy of Law; Mary Ann Aiello PC, Garden City This program is designed to take attorneys through the key steps of handling a matrimonial case from retainer to trial. NAL is waiving tuition for those that commit to taking a pro-bono case through The Safe Center LI or Nassau Suffolk Law Services before Nov 30, 2016. Attendees will be billed the applicable registration fee if there is no commitment to taking a case before deadline. If you prefer not to commit to a case, registration fees for program will be $150 Member/ $200 NonMember. Domus Scholar not applicable. MAY 13 Advanced Mediation: Moving Towards Mastery With the NCBA Alternative Dispute Resolution Committee and the NCBA Mediation and Arbitration Advisory Council 8:30 a.m. - 4:30PM 5 credits professional practice; 1 credit ethics Domus Scholar not applicable. Daniel Weitz, Esq., Deputy Director of the Division of Professional and Court Services / State ADR Coordinator, New York State Unified Court System; Program Coordinators: Nassau Academy of Law, Mary Ann Aiello, Esq., Dean; Erica B. Garay, Esq., Co-Chair, NCBA ADR Committee; Meyer, Suozzi, English & Klein, P.C., Garden City ; Loretta M. Gastwirth, Esq., Co-Chair, NCBA ADR Committee; Meltzer, Lippe, Goldstein & Breitstone, LLP, Mineola. Marilyn K. Genoa, Esq., Chair, NCBA Mediation and Arbitration Advisory Council; Genoa & Associates, P.C., Old Brookville MAY 16 Rise ‘n’ Shine (Out to Lunch) The Valuation Process: All Things Considered When Valuing a Business Lunch 12:30-1:00; Discussion 1-2PM Optional CLE credit available @ $30. Program is free to attend. Must pre-register. Harold L. Deiters III, CPA/ABV/CFF/ MAFF, Partner, Baker Tilly LLP, Melville; Moderator: Joseph A. DeMarco, Esq., Schlissel Ostrow Karabatos, PLLC, Garden City MAY 16 Obergfell: The Supreme Court Pronounces the Right for All to Marry 5:30-7:30PM 2 credits professional practice Carolyn D. Kersch, Esq., Alisa J. Geffner, Esq., Samuelson Hause Samuelson Geffner & Kersch LLP, Garden City; Cory H. Morris, Esq., Huntington MAY 17 Dean’s Hour: Stop in the Name of the Law! Lawful Approach or Stop of Vehicles With the NCBA Criminal Court Law & Procedure Committee Sign-in 12:30: Program 1:00-2:00PM 1 credit professional practice or skills Hon. Andrew M. Engel, Nassau County District Court MAY 17 Openings and Summations With the NCBA Plaintiff’s Roundtable Committee 5:30-7:30PM 2 credits professional practice or skills David J. Dean, Esq., Sullivan Papain Block McGrath & Cannavo, P.C., Garden City; Ben B. Rubinowitz, Esq., Gair Gair et al., New York; Moderator: Terrence Tarver, Esq., Chair, NCBA Plaintiff’s Roundtable Committee MAY 18 Nassau Academy of Law and the American Heart Association Annual Trusts & Estate Conference Continental Breakfast 8:00-8:30a.m.; Program 9:00-11:00 a.m. Panelists: Nassau County Surrogate Hon. Margaret C. Reilly; Paul S. Lee, JD, LLM, Northern Trust Company, New York Optional 2 credit CLE/CPE credit available at additional fee. Must pre-register. For registration or more information, please call 212.878.5923 or to register online, www.heart.org/longislandestateconference JUNE 2 JUNE 22 Dean’s Hour: Dewey & LeBoeuf Trial: Lessons to be Learned for Complex Trials and Law Firm Ethics Sign-in 12:30: Program 1:00-2:00PM 1 credit ethics Michael A. Scotto, Esq., Garden City; Anthony Michael Sabino, Esq., Sabino & Sabino, P.C., Mineola Dean’s Hour: Limited L Recent Developments in Drafting With the NCBA Commerc Sign-in 12:30: Program 1:00 1 credit professional pr Professor Ronald J. Co Deane School of Law, Pr Associate Dean for Dista University; Thomas J. M Chair, NCBA Commerci Anthony Michael Sabin Sabino, Mineola JUNE 8 Dean’s Hour: Show Me the Money: How to Enforce Child Support Obligations Sign-in 12:30: Program 1:00-2:00PM 1 credit professional practice or skills Diane M. Dwyer, Esq., Tabat, Cohen, Blum & Yovino, P.C., Garden City JUNE 9 Dean’s Hour: Conflicts of Interest With the NCBA Ethics Committee Sign-in 12:30: Program 1:00-2:00PM 1 credit ethics Chris G. McDonough, Esq., McDonough & McDonough, Garden City; Omid Zareh, Esq., Chair, NCBA Ethics Committee JUNE 15 Dean’s Hour: Insider Trading: Not A TV Show, But the Real Law Sign-in 12:30: Program 1:00-2:00PM 1 credit professional practice or skills Professor Ronald J. Colombo, Maurice A. Deane School of Law, Professor of Law and Associate Dean for Distance Learning, Hofstra University; Anthony Michael Sabino, Esq., Sabino & Sabino, P.C, Mineola JUNE 15 TECHing Your Solo/Small Firm Practice to the Next Level: A Comprehensive Guide to Starting, Growing and Maintaining Your Own Firm With the NCBA General/Solo/Small Firm Practice and the Technology and Practice Management Committees 5:30-8:30PM 2 credits professional practice or skills; 1 credit ethics Gary Port, Esq., Chair, General/Solo/Small Firm Practice Committee; Deborah E. Kaminetzky, Esq., Chair, NCBA Technology & Practice Committee; Adam Zalta, President, Atlaz Computers and Consulting, Lawrence; Additional speakers TBA PA TRA A SUP Included in t paperwork To purchas Pr Nassau Lawyer Liability Companies: n the Law and cial Litigation Committee 00-2:00PM ractice or skills olombo, Maurice A. rofessor of Law and ance Learning, Hofstra McNamara, Esq., ial Litigation Committee; no, Esq., Sabino & -John M. Zenir, Westbury Spring into CLE at the Nassau Academy of Law! ARTICLE 81 GUARDIANSHIP COURT EVALUATOR RECEIVER GUARDIANS AD LITEM PPLEMENTAL NEEDS TRUSTEE •By Check: Make checks payable to NAL and mail with form to NAL, 15th and West Streets, Mineola, NY 11501 •By Credit Card: FAX completed form with credit card information to 516-747-4147 •Seminar Reservations Online: www.nassaubar.org >MCLE>Calendar, Reservations Seminar Reservation Form Date Seminar Name May 12 DH: Taking Care of Business May 12 After I Do: A Primer on Handling Matrimonial May 13 May 16 P Please contact the Academy at 516.747.4464 to purchase Domus Scholar TOTAL NonE Credits Member Member Circle 1 $30 $40 $0 18B ~ 5.0 5 $150 $200 N/A ~ Advanced Mediation : Moving Towards Mastery 5.0 1.0 6 $200 $250 $200 ~ Obergefell: Supreme Ct. …Right for All to Marry 2.0 2 $80 $115 $0 ~ May 17 DH: Stop in the Name of the Law 1.0 1 $30 $40 $0 $40 May 17 Openings and Summations 2.0 2 $80 $115 $0 ~ June 2 DH: Dewey and LeBoeuf Trial 1 $30 $40 $0 ~ June 8 DH: Show Me the Money 1 $30 $40 $0 ~ June 9 DH: Conflicts of Interest 1 $30 $40 $0 ~ June 15 DH: Insider Trading 1 $30 $40 $0 ~ June 15 TECHing Your Solo/Small Practice to Next Level 2.0 1.0 3 $115 $155 $0 ~ June 22 DH: Limited Liability Companies 1 $30 $40 $0 ~ 1.0 1.0 1.0 1.0 1.0 1.0 SEMINAR RESERVATION TOTAL: CD and DVD Order Form P Modern Day Slavery: Human Trafficking 3.0 Stop in the Name of the Law 1.0 CD/DVD TOTAL CD/DVD NonE Credits Member Member Seminar Code 3 115/130 150/175 6TRADE0302 1 40/55 75/80 DH051716 3 1 115/130 40/55 150/175 75/80 6CRIME022516 DH040716 Ethics of Prosecuting a Criminal Case 3.0 Ethics E is for Escrow 1.0 Arbitration Deflategate: A New Danger to Arbitration 1.0 1 40/55 75/80 DH050416 Health The Times They Are A-Changing : Marijuana 3.0 3 115/130 150/175 6TIMES0229 Estate Another Evening with the Surrogates 2.0 2 75/95 110/130 6EVENING0419 General CPLR Update 2015 2.5 0.5 3 115/130 150/175 5CPLR0304 3.0 3 115/130 150/175 6BANK050916 1.0 1.0 2 75/95 110/130 6SUCCESS0114 2.0 2 75/95 110/130 6SUCCESS0119 1.0 1 40/55 75/80 DH050516 E-Filing in Nassau County 1.5 1.5 40/55 75/80 DH022916 Get Planning: Business Plans for Attorneys 1.0 1 40/55 75/80 DH030316 Bankruptcy Intersection of Bankruptcy, Article 81..Estate Business Succession : Pt 1 : Ethical/Insurance Law Firm Business Succession : Pt 2 : Financial/Tax Management Collection of Legal Fees Real Property Family & Mat Law Plaintiff Insurance 2.0 2 75/95 110/130 6CLOSURE0127 Avoiding Closings Nightmares 2.5 0.5 3 115/130 150/175 5AVOID1102 Anti-Social Media in Family Court 2.0 2 75/95 110/130 6MEDIA0405 Anatomy of a Mortgage Foreclosure Action Obergefell…Right for All to Marry 2.0 2 75/95 110/130 6MARRY0516 Recent Decisions…Labor Law 2.0 2 75/95 110/130 6LABOR0420 Openings and Summations 2.0 2 75/95 110/130 6OPEN051716 Navigating ERISA 2.0 2 75/95 110/130 6LIENS0204 Insurance Law Update 2015 1.5 0.5 2 75/95 110/130 5INS1026 (Subtotal) CD/DVD Order Total the purchase are the written materials as well as the to be submitted to the court for proof of training se, please call the Academy at 516.747.4464 Prices: CD $105 DVD $120 rices do not include NYS Sales Tax 15 TO REGISTER OR ORDER: Circle your selections in the correct columns and total amount due. 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PLEASE ALLOW 3 WEEKS FOR CD/DVD ORDER PROCESSING Billing zip for credit card: Signature: 16 n May 2016 n Nassau Lawyer Creditor’s Rights Against Estates and Estate Beneficiaries Although this discussion may not be popular at cocktail parties or social events with friends, creditor’s rights exist. As a practitioner in the field of Elder Law and or Trusts and Estates Litigation you will find that opportunities will arise to represent creditors. Creditors are professionals seeking reimbursement for goods and or services. Creditors can be a single mother, struggling midMichael Puma dle class father, brother, sister, successful corporation providing services to the elderly, and or businessperson. Practitioners should strive to focus on what rights these individuals have to payment for his or her time, effort, and expertise. Avoid the stigma, the optics, and dive in. The most important questions a practitioner should ask when taking on a creditors claim against an estate are: When were letters of administration or testamentary issued; and do you want to file the claim in Surrogate’s court or in civil court (i.e., Supreme Court)? First, when meeting with the client, determine whether they have taken any steps to try and collect on and how much time has passed without payment. If the client is a small business, time may be a significant factor. If the debt is large enough, it can have a substantial impact on the lives of the small business owner and his or her family. Furthermore, the estate may have already been distributed. This leaves the client with no remedy against the fiduciary under circumstances described below. If a creditor does not present a claim within seven months from the time that letters have been issued to a fiduciary,1 and the fiduciary has no knowledge of the claim, the fiduciary will not be responsible for assets distributed to legatees (beneficiaries under a will) or distributees (beneficiaries of a decedent dying without a will) prior to the claim being presented.2 This includes letters issued to the Preliminary Executors and or Temporary Administrators. Therefore, practitioners should move very quickly to provide the estate fiduciary with notice of the claim to ensure that the fiduciary will be held responsible for any distributions made prior to paying the creditor.3 Although a creditor and/ or practitioner sitting on their hands may prevent a cause of action against the fiduciary if the distribution is made in good faith, it does not prevent a creditor from tracing the assets to a beneficiary and bringing a cause of action against the beneficiary for payment of the debt.4 After determining when and whether a fiduciary (i.e. Executor and or Administrator of the estate) has been appointed, the practitioner must provide notice to that fiduciary. Providing proper notice to a fiduciary is outlined in detail under The Surrogates Court and Procedure Act.5 Any notice must strictly comply with the statute.6 The notice must be in writing, contain a statement of the facts upon which the claim is based, and the amount of the claim. Although not initially necessary, it is good practice to have the client prepare an affidavit describing the amount owed and whether payments have been made to offset the claim. This will prevent an additional step later in the process whereby a fiduciary demands such an affidavit as of right pursuant to statute.7 After the notice has been prepared the fiduciary must be served personally and or by certified mail (return receipt). If the fiduciary is not served, the notice will not be sufficient. Once proper notice has been given to the fiduciary, the fiduciary can choose to allow the claim or reject the claim. To illustrate this further, it requires a deeper understanding of §1806. This section specifically discusses the allowance and or rejection of claims made by creditors. This article will focus exclusively on deemed rejection. Once a claim has been made, the fiduciary can reject the claim in whole or in part and give the reasons for such rejection to the creditor. More likely, the fiduciary will not respond to the claim at all. In this case, the claim is deemed rejected after the expiration of 90 days from the time that proper notice had been served on the fiduciary.8 After 90 days have elapsed, the claimant (creditor) has sixty days from that time to file a claim in any court with subject matter jurisdiction. The next logical question becomes what happens after the expiration of time. ? Does the expiration of sixty days prevent a creditor from moving forward on the claim? According to SCPA § 1810 “Nothing . . . shall prevent a claimant from commencing an action . . . at law or in equity provided that where a claim has been presented and rejected or deemed rejected pursuant to 1806 in whole or in part the action must be commenced within 60 days after such rejection.” In the very next sentence, the statute reads, “Failure to bring such action within 60 days shall not, however, be deemed a waiver of claimant’s right to a jury trial.” See ESTATES, Page 17 Scully Scott Murphy & preSSer, pc Top noTch services wiThouT sky-high fees For over 40 years some of the most innovative Fortune 100 companies have recognized the value of securing and enforcing their Intellectual Property with the expertise of Scully Scott Murphy & Presser, PC what do they know that you don’t? Prominent, Full-Service Long Island Firm seeks an Associate with a minimum of 3-6 years’ experience for its highly sophisticated Corporate and Banking Department. Applicants should be self-motivated, organized and have strong writing, analytical and interpersonal skills. Please send your cover letter and resumé to: Eugene R. Barnosky, Esq. or Alyson Mathews, Esq. Lamb & Barnosky, LLP 534 Broadhollow Road, Suite 210 P.O. Box 9034, Melville, NY 11747-9034 Garden City NY | ssmp.com | 516-742-4343 Phone: 631-694-2300 • Fax: 631-694-2309 www.lambbarnosky.com Nassau Lawyer n May 2016 n 17 CANVAS & WINE April 2016 ESTATES ... Continued From Page 16 The statute can leave a practitioner scratching his or her head. In fact, when read, the statute appears to bar any claim if it is not filed 60 days after the claim is rejected and or deemed rejected. Then, in the very next sentence, the statute does not forfeit the creditor’s right to a jury trial. Thankfully for the client, nothing could be further from the truth; in fact, the client can still bring an action against the estate’s fiduciary, but only in Surrogate’s Court.9. As alluded to earlier, be aware of the client’s needs. If the client needs the debt satisfied immediately, then the sixty (60) day time frame becomes extremely important. If the claim is not filed in a civil court within sixty days from the deemed rejection (90 days after notice of the claim has been given to the estate fiduciary without affirmative rejection) the client’s right to do so is entirely extinguished. If the time frame passes without initiating a cause of action against the fiduciary in a civil court, the client is left with bringing the action in Surrogates Court. It is important to note that no other unique statute of limitations category exists for creditors’ claims. Beyond what has been referenced, the claims are subject to traditional statute of limitations restrictions and exceptions listed in Article Two of the N.Y. C.P.L.R.10 If the notice of claim is not filed, the statute of limitations does not begin to run under §1806. Therefore, depending on the type of claim and action, the practitioner may never want to serve the notice and simply file the claim in a civil court when they are prepared. In the alternative, the practitioner can wait to serve the notice (within seven months of the fiduciaries appointment) after being prepared to file the action in a civil court. Although the creditor may have given up his or her right to file a civil claim, the prospects of receiving payment quickly are not much rosier in the civil realm. First, the client will have to undergo litigation costs that may end up cutting substantially into the claim. Secondly, even with a judgment the estate fiduciary may not pay the claim and or wait until the judicial settlement of the estate which could take several more months. In that case, if payment still has not been made, the client would have to go through the process of executing the judgment. Again, the client would see additional costs and no immediate relief. If the claim is relegated to the Surrogate’s Court, a creditor waiting for payment may petition the court for a compulsory accounting and or to allow the claim.11 In doing so, the court can compel the fiduciary to procure judicial settlement of the account. If the fiduciary does not provide a final accounting, the creditor may petition the court to suspend and or remove the fiduciary who does not provide the accounting.12 If the fiduciary fails to appear and or fails to comply with the order to account, the court may grant several different remedies.13 One such remedy is to revoke the fiduciary’s letters, then a new fiduciary will be The most important questions a practitioner should ask when taking on a creditors claim against an estate are: When were letters of administration or testamentary issued; and do you want to file the claim in Surrogate’s Court or in Civil Court. appointed and the court can order the newly appointed fiduciary to take and state the account of the disqualified fiduciary. This process will not happen overnight because of the delays in court proceedings and the opportunities the fiduciary may have to purge any contempt for failure to comply with a court order. However, this appears to be one of the best vehicles for obtaining a judicial settlement of the account and obtaining payment from the estate. In short, creditors may experience significant time and cost in collecting a debt from an estate. However, that should not discourage the creditor from seeking payment, unless the cost to acquire the payment would exceed the debt. Practitioners need to make smart decisions based upon client’s needs when deciding where to file a claim. If the practitioner is not pre- pared, he or she can severely hamper their clients’ interests. Finally, practitioners should give the creditor realistic expectations. Prepare the client for a process that will make the debt difficult to collect from fiduciaries that do not wish to pay or simply are not attentive to the estate’s obligations. By staying on top of the claim, employing smart litigation strategies, and being attentive and realistic with the client, the practitioner can take significant steps to ensure a positive outcome and experience for both the client and the practitioner. Michael Puma is an Associate with the Law Office of Sharon Kovacs Gruer, P.C. and formerly served as an Assistant District Attorney for Nassau County. 1. SCPA §103(21). 2. SCPA §1802. 3. SCPA §1811. 4. EPTL § 12-1.1. See In re Swaab, 40 Misc. 2d 767 (Surr. Ct. N.Y. Co. 1963). 5. SCPA § 1803. 6. See U.S. Bank N.A. v. Lax, 26 Misc.3d 1230(A) (Sup. Ct., Kings Co. 2010) (stating, that ‘certainty in the administration of estates’ requires that ‘the statutes on the presentation of claims’ be ‘strictly construed.’) citing Ulster Co. Savings Inst. V. Young, 161 N.Y.2d 23, 33 (1899)). 7. SCPA §1803(1). 8. SCPA §1802. 9. See In re Headlee, 25 Misc3d 1227A (Surr. Ct., Dutchess Co. 2009) citing Homemakers, Inc. v. Williams, 131 A.D.2d 636 (App Div. 2d 1987) and Lazan v. City of New York, 213 A.D.2d 381 (2d Dept. 1995). 10. See In re Friedgood, 524 NYS2d 777 (2d Dept. 1988). 11. SCPA §§ 2205,1809. 12. SCPA §§ 711, 719. 13. SCPA § 2206. 18 n May 2016 n Nassau Lawyer We Care Please join us for The WE CARE Fund 21st Annual Golf and Tennis Classic Monday, July 25, 2016 Tam O’Shanter Golf Club Brookville, NY Format: Shamble The Mill River Club Oyster Bay, NY Format: Play your own ball Honoring: Harold L. Deiters III We Acknowledge, with Thanks, Contributions to the WE CARE Fund Donor In Honor Of Donor In Honor Of Dana Finkelstein Layne Faith, daughter of John & Vanessa DiMascio, Jr. Stephen Gassman Layne Faith, daughter of John & Vanessa DiMascio, Jr. Hon. John G. Marks Alexander & Luca, grandsons of Linda Caliendo Hon. Anthony J. Falanga Margaret M. Kane Hon. John G. Marks, Linda Caliendo & Chris Gomoka Peter Panaro Hon. Andrea Phoenix Patrick J. Purcell Jean M. Roncallo Hon. Denise L. 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Checks made payable to Nassau Bar Foundation-WE CARE SAVE THE DATE Tuesday, August 2, 2016 Mets/Yankees Game (tkt. includes a $30 food/merchandise voucher throughout the stadium!) $150 pp Proceeds will fund children’s tickets for the Ducks Game For information contact: Jody Ratner (516)747-4070 ext. 226 or Ken Marten (516)747-5800 Contributions may be made by mail: NCBA Attn: WE CARE 15th & West Streets Mineola, NY 11501 Many thanks to Ellen Birch, Realtime Reporting and Regina Vetere, CBS Coverage for their extraordinary efforts on behalf of Dressed to a Tea and WE CARE Nassau Lawyer LAWYER LIT n May 2016 n 19 The Ex, by Alafair Burke Book Review by Rhoda Yohai Andors “[F]iction may be made to resemble the reality of criminal law practice.”1 This is the closing statement of Professor Alafair Burke’s 2015 article, Got a Warrant?: Breaking Bad and the Fourth Amendment, which explores the benefit of using pop culture in teaching criminal procedure. Professor Burke’s statement applies equally well to her 2016 novel, The Ex, her most recent work of crime fiction, in which the gritty realities of criminal law practice are the framework for her compelling tale.2 Remarkably, Alafair Burke is both a Professor of Law at the Maurice A. Deane School of Law at Hofstra University, where she teaches criminal law and criminal procedure,3 and a New York Times bestselling author, with ten previous crime novels to her credit, including two series with female protagonists: Samantha Kincaid, a Portland Oregon deputy district attorney, and Ellie Hatcher, a New York City detective.4 Alafair’s main character and narrator in The Ex is Olivia Randall, who is, in the author’s words, “one of the best criminal defense attorneys in New York City.” Olivia reluctantly defends her clean-cut ex-fiancé after he is arrested for a triple homicide, because she owes it to him, and she believes him to be innocent. Or is he? The suspense is so powerful that you will not be able to resume the practice of law until you find out. Crime Fiction: Background and Popularity Lawyers have been writing crime fiction for centuries. In fact lawyers invented the genre, according to legal researchers. Crime fiction first appeared in 1650, when “[a]ctual cases presented as stories were first brought together by a German lawyer and poet, Georg Harsdorffer,…in A Gallery of Horrible Tales of Murder.5 In 1735, a French lawyer, Francois Gayot de Pitaval, compiled the “hugely popular” Famous and Interesting Cases,...“22 volumes [of] the more memorable cases from several centuries of French wrong-doing...”6 A later editor of the volumes wrote: “I have taken care to arrange the material in such a way that the reader cannot spot at once how a case will end and what verdict will be pronounced. He remains in a state of uncertainty during the development of the action, and in that way, I believe each case will become more gripping ... The reader will remain curious up to the final page.”7 “Detective fiction” (or the “mystery”), a sub-genre of crime fiction, began with Edgar Allen Poe’s 1841 story, The Murders in the Rue Morgue.8 In Poe’s tale, the keenest powers of observation and extraordinary analytical abilities of Monsieur C. Auguste Dupin are applied to solving two gruesome murders reported in the evening Gazette. Although all of Paris considers the murders an “insoluble mystery,” Dupin observes “clews” that the police and the narrator have overlooked: a voice without words; a broken nail; a ribbon with a sailor’s knot. He thereby deduces that the murderer is an orangutan, as revealed near the story’s end.9 “Throughout the nineteenth century and the early twentieth perspective. One gets the century, England had impression that a crime a dominant position in is committed, the police detective fiction. No American either get their man or detective even came close to they don’t, and then the matching the towering figure defense goes to work trying of Sherlock Holmes.”10 By to prevent a conviction. 1933, however, Americans The story that’s rarely told had their own towering is the prosecutor’s. A bad figure, criminal defense prosecutor can blow a good attorney Perry Mason, with case through incompetence the publication of lawyer Erle or apathy or press a bad Stanley Gardner’s first novel, case out of blind ambition. The Case of the Velvet Claws. The Ex Prosecutors are entrusted In all, Gardner wrote 81 with a tremendous amount Author: Alafair Burke Perry Mason novels, which of power and responsibility. 2016 were recast into movies, a Doing the job well requires Harper television series, a comic strip incredibly hard work and Hardcover and even a board game.11 good judgment.15 List price: $18.10 By 2007, Alafair was Between 1920 and 1976, the living in New York City, and novels of Agatha Christie, the creating new characters for Queen of Crime, featuring the her crime novels who were dapper Hercule Poirot and New Yorkers. the seemingly bewildered Miss Marple, outstripped Perry Mason in popularity. The Ex As of 2010, “[a]ccording to a number As The Ex begins, a triple homicide of sources, her books…[had] sold more has already occurred in lower than two billion copies, making her the Manhattan. The police have detained a most widely read novelist in history.”12 In the article, Illegal Fictions: Mystery suspect, Jack Harris, who turns out to be the ex-fiancé of the narrator, criminal Novels and the Popular Image of defense attorney Olivia Randall. Sweet, Crime, the co-authors comment that detective fiction is currently “read either conventional Jack, as Olivia remembers him, could never commit murder. aggressively or shamefacedly by nearly Yet the police are certain Jack everyone…Mysteries, thrillers, and is guilty of the crime. They believe courtroom dramas are very often at Jack’s motive is revenge. One of the the head of the best-seller lists…[T]he three homicide victims was a wealthy “whodunit” is a cultural phenomenon... father whose son committed a mass And because detective stories naturally shooting several years ago in Penn deal with crimes and criminals (mostly murder of all sorts), this form of popular Station. The first person the son shot was Jack’s wife. The media has been literature must tell us something about portraying Jack’s wife as a heroine and cultural understandings of crime, and Jack as a hero, as he recently led the about attitudes toward crime, criminal survivors of the Penn Station massacre justice, and the law.”13 in a wrongful death suit against the Alafair Burke, A Life Of Crime shooter’s billionaire father. Jack’s According to Alafair Burke’s website, hero status makes his innocence more her immersion in crime began in her credible. On the other hand, Jack’s childhood, in the late 1970’s, when the alibi for the triple murders is flimsy. police in her new hometown, Wichita, He explains in an “interview” with a Kansas, announced that a serial killer, police detective, after he voluntarily who had murdered seven women and goes to the police without counsel, that children, was stalking children in her he was coincidentally in the vicinity of neighborhood. The news was terrifying. the triple homicides for a rendezvous Alafair read everything she could find with a mysterious and beautiful woman on the murders, imagining she could he met on the internet, but he knows figure out the identity of the killer. She practically nothing about her. A realistic found comfort in reading crime fiction, “transcript” of the detective’s interview from Nancy Drew to Agatha Christie, with Jack is the opening text of the where crimes were always solved by the novel, and a “transcript” of a criminal end of the story. court proceeding appears near the end The talent for writing fiction runs in of the book. The incorporation of these Alafair’s family. Her father is the author “legal documents” in the novel makes James Lee Burke, a celebrated crime the criminal law aspects of The Ex all novelist, whose novel, The Lost Get-Back the more authentic. Boogie was nominated for a Pulitzer Olivia thinks and acts like an Prize upon its publication, in 1986.14 authentic defense lawyer. She is a After Alafair graduated from Stanford woman at home in criminal law, who Law School, at the top of her class, speaks the raw language of police she worked for five years as a Deputy detectives as easily as she argues the District Attorney out of a police precinct, law before the court. When she finds in Portland, Oregon. In 2003, Alafair that Jack is not “free to leave” the police wrote her first crime novel, Judgment station and is about to be transported to Calls, based, in part, on her experiences a holding cell, she zealously argues for as a prosecutor. In an interview related his release with the ADA assigned to the to Judgment Calls, Alafair explained case. her uncommon legal perspective in that “You need more than proximity to novel. the scene to charge someone with [T]he role of the prosecutor murder.” is fascinating and relatively “Motive, means and opportunity. unexplored territory. Most accounts Trial summation 101, Olivia.” of the criminal justice system both “Except I don’t hear anything going fictionalized and not tend to tell towards means. Where’s the gun?...” the story of a trial from the defense I pushed once more. “Come on, you know Boyle doesn’t have this thing locked and loaded. You really ready for this to hit the news? Do you even have the GSR [gunshot residue] results?” Later, at Jack’s bail hearing, Olivia spars with the assigned ADA. “This was an especially heinous and dangerous crime,” Chandler droned in a high-pitched monotone. There was a reason Chandler was assigned to arraignments instead of jury trials… “The defendant had a long-standing vendetta against the victim…” “Objection to the word vendetta, Your Honor…” I’d made the objection for the sake of the considerable number of reporters in the courtroom. I did not want to leave the impression that we were accepting the prevailing narrative about the reasons for this shooting. Olivia is an astute observer and investigator. When the DA delivers 17 large boxes of files to her firm in discovery, she notices that many duplicate documents have been included, and realizes that exculpatory Brady material has been buried in the files.. . At the end of The Ex, Olivia, of course, deduces the identity of the murderer. This reviewer could not predict the outcome, and even veteran readers of crime novels may not recognize the clues along the way. In conclusion, the key ingredients of crime fiction, from its origin in 1650 through its development in The Murders in the Rue Morgue, are still being cooked up by modern crime fiction writers: murder offstage before the story begins; the criminal case; press coverage of the crime; an investigator who misses no detail; buried clues; and, the befuddled police, all creating a state of suspense and uncertainty in the reader, until the investigator’s final revelation of the murderer’s identity. The Ex is true to form. Rhoda Yohai Andors, an Associate Editor of Nassau Lawyer and former student of Alafair Burke, practices employment law and is an Associate at Steven J. Moser, P.C. She can be reached at [email protected]. 1. Alafair S. Burke, Got a Warrant?: Breaking Bad and the Fourth Amendment, ___ Ohio St. J. Crim. L. 191, 210 (2015). 2. Alafair Burke, The Ex (2016). 3. http://law.hofstra.edu/directory/faculty/fulltime/ burke/. 4. In this article, unless otherwise cited, the source for the author’s statements about her books and biographical information is her website: http:// www.alafairburke.com. 5. Marlyn Robinson, Collins to Grisham, A Brief History of the Legal Thriller, 22 Legal Studies Forum 21, 21-22 (1998). 6. Id. at 21-22. 7. Id. 8. Lawrence M. Friedman and Issacher Rosen-Zvi, Illegal Fictions: Mystery Novels and the Popular Image of Crime, 48 UCLA L. Rev. 1411, 1415 (2001). 9. Edgar Allen Poe, Murders in the Rue Morgue (1841). 10. Friedman, supra n.9, at 1419. 11. Robinson, supra note 6, at 29-30. 12. Joan Acocella, Queen of Crime, The New Yorker (August 16, 2010). 13. Friedman, supra n.9, at 1411-1412. 14. http://jamesleeburke.com/about-the-author/. 15. https://www.bookbrowse.com/author_ interviews/full/index.cfm/author_number/1181/ alafair-burke. 20 n May 2016 n Nassau Lawyer Pro Bono Attorney of the Month Adele S. Deerson BY GALE D. BERG This month, the Nassau County Bar Association is privileged to recognize Adele S. Deerson as the Pro Bono Attorney of the Month for her dedication to the Nassau County Bar Association (NCBA) Mortgage Foreclosure Project and Senior Clinic. Adele is an accomplished attorney who has been practicing law for over seventy years. She graduated Magna Cum Laude from Brooklyn Law School with a JSD in 1949 and a JD in 1946. She will be honored at the 117th Nassau County Bar Association’s Annual Dinner Dance for her years of practicing law. During her career, she has been a Professor at New York Institute of Technology, since 1968 until her recent retirement in 2014, served as an Arbitrator on Commercial Cases for the American Arbitration Asso- ciation, been appointed by the New York State Department of Insurance to serve as a Permanent No Fault Arbitrator and has managed her own private practice since 1949. As if that were not enough, she also mentors middle school children at the Westbury Middle School and still maintains a small private practice for those clients who refuse to have anyone else represent them. Since retiring from teaching, instead of enjoying her leisure time, she spends numerous hours each month volunteering at both the NCBA Foreclosure Clinic, where she counsels homeowners facing financial crisis and at the NCBA Senior Clinic counseling those who need assistance with their issues involving seniors, whether for themselves or their parents. She is always willing to assist those in need of guidance and to offer reassurance. Ms. Deerson takes the time to address the concerns of our attendees and works with them to determine their needs and objectives. At the Mortgage Foreclosure Clinic, she counsels individuals on foreclosure defense and other loss mitigation options relating to residential foreclosures. In addition to these clinics, which are held twice monthly, she appears at the NCBA table, in the New York State Supreme Court, Foreclosure Part for mandatory conferences to help homeowners who need representation for the day. She has two children, five grandchildren and one great grandchild who is the “apple of her eye.” When told that she was the Pro Bono Attorney of the Month and asked about her reason for doing For Nassau Lawyer pro bono, she stated, “It is flattering, and I am grateful for the honor of being ‘Pro Bono Attorney of the Month’. The obvious and truthful answer is that the practice of law for seventy years and my wonderful family have fulfilled my life, a life which has been very kind to me. I have loved every minute of my career. Therefore, I continue to ‘give back’ by doing Pro Bono work.” She has been included in numerous publications including Who’s Who in American Law and Who’s Who in American Women, as well as many others over her long career. Adele Deerson is a member of the New York State Bar Association, Bar of the Federal District Court for the Eastern District of New York, and the Bar of the United States Supreme Court. She practices in Floral Park, New York and handles cases throughout the New York metropolitan area. Her insight and knowledge continue to give peace of mind to those less fortunate. For her example, we are proud to acknowledge her generosity and service to the community, by designating Adele S. Deerson as the Pro Bono Attorney of the Month. Attorneys interested in working on the Mortgage Foreclosure Project or have any questions can call Gale D. Berg at the Nassau County Bar Association or e-mail her at [email protected]. Interested in working on the Senior Clinic contact Demi Tsiopelas or email her at [email protected]. Thank you to our Corporate Partners 2015-16 Toast to Domus The Toast to Domus is a continuing column that highlights the thoughtful words of NCBA members as they pay tribute to Domus, the home of the Association. Business, Personal, Medical, Life, Professional Liability Insurance Recently, I’ve had the opportunity to interview several members, including past presidents, of the Bar Association. When asked the question what is the best thing about Domus, the answer has consistently been, the members, the people, that is what makes this place a home. Joe Ryan said “Domus is more than a Bar Association. It is a fraternal organization where we develop long standing personal relationships that enrich our lives and enjoyment of practicing law.” When we look back through the years, from the formation of the Nassau County Bar Association in 1899 with just 17 founding members, to the acquisition of Domus in 1929, to today, we see that it truly is the people that have made this place more than just a building of bricks and mortar. We defend those that cannot afford counsel. We argue for legislative change not just for the laws of today, but in the hopes of a better tomorrow. We promote diversity. We forge links with the community. We have taken stances on wars and we have fought for justice, inside and outside of the court room. Through it all, it is the people that are remembered. Domus stands here today because of the people within it. We welcome new members with open arms at such events as BBQ at the Bar. We applaud the models on the runway at Dressed to a Tea. We laugh with the children at Gingerbread University. It is all of these events, events that forge friendships and bring members together, that keep the lights blazing at Domus. Looking back, it is amazing how far we’ve come and how Domus has been our home all along the way, from a room of 17 white men, to a county of thousands of members of all different backgrounds, beliefs, and practices. And yet, these differences are not barriers, but are key to developing new ideas and pushing the development of law. Here is to Domus, in the hopes that this home continues to develop relationships, enrich our lives, and push all of us to recognize the enjoyment of practicing law. To Domus. — Jennifer Koo, Board of Directors meeting, April 12, 2016 Co-Chair, New Lawyers Committee Member of the NCBA History Task Force Nassau Lawyer n May 2016 n 21 In Brief Manhattan has announced Farrell Fritz, P.C. partthat Kelly D. Schneid has ner and NCBA Immediate joined the firm as an associPast President John P. ate in the firm’s Litigation McEntee has been appointed practice group. She focuses by the Chief Administrative her practice on appellate, Judge of the State of New York commercial and real estate as a member of the New York litigation. State Independent Judicial Qualification Commission for Nancy E. Gianakos, partthe Tenth Judicial District. ner at Albanese & Albanese The Commission investigates LLP of Garden City, NY was the qualifications and backrecognized as a recipient of ground of candidates seeking Marian C. Rice the first Annual Judge Gail judicial office in Nassau and Prudenti Top Women in Law Suffolk Counties and determines whether candidates are highly Award, presented by Hofstra University qualified, qualified, or not qualified to School of Law, Center for Children, Families, and the Law in recognition of serve as judges. her service as a role model for the next Forchelli, Curto, Deegan, Schwartz, generation of women. Mineo & Terrana, LLP proudly announced that partner Brian R. Sahn Franchina & Giordano, P.C. proudly of the firm’s Real Estate Practice Group announces that NCBA Past President was selected as one of the Top Ten Emily F. Franchina, Mary P. GiorLegal Eagles (Real Estate) for 2016 dano and Maria DeMarco Begley, on Long Island by LI Pulse Magazine. have been selected as recipients of Partners, Mary E. Mongioi (tax, the first Annual Judge Gail Prudenti trusts and estates and corporate), Top Women in Law Award, presented Andrea Tsoukalas (zoning, land use, by Hofstra University School of Law, environmental and municipal law), and Center for Children, Families, and the associates, Stephanie Alberts (tax, Law in recognition of their service as trusts and estates) and Danielle B. role models for the next generation of Gatto (litigation and employment and women. labor), have been selected as recipients of the first Annual Judge Gail Prudenti The firm of Capell Barnett Matalon Top Women in Law Award, presented & Schoenfeld LLP, with offices in by Hofstra University School of Law, Jericho and New York City, is pleased Center for Children, Families, and the to announce that Yvonne R. Cort has Law in recognition of their service as joined the firm as a Partner. Yvonne role models for the next generation of focuses her practice on IRS and NYS tax controversies. women. Jaspan Schlesinger LLP is pleased to announce that Judge Jeffrey Lebowitz (Ret.) has been appointed by Governor Cuomo to Chair the Second Department Judicial Screening Committee. As a member of the Committee, Judge Lebowitz will assist in evaluating the qualifications of candidates for appointments or designations to judicial office in New York State. The law firm of Moritt Hock & Hamroff LLP with offices on Long Island and Troy Rosasco, a partner at Turley, Redmond, Rosasco & Rosasco, LLP, was inducted as a Fellow in the National College of Workers’ Compensation Lawyers at the organization’s annual dinner in New Orleans on March 12, 2016. Donnalynn Darling, Chair of Meyer Suozzi’s Personal Injury and Education Law practices, received the first Judith Bloch Award from Variety Child Learning Center (VCLC) in Syosset for her vision in founding the Education Law practice and her legal work in requiring school districts to provide learning disabled children with appropriate educational supports. Guercio & Guercio, LLP is pleased to announce that Christopher F. Mestecky and Anthony J. Fasano have been selected to the 2016 New York Metro Rising Stars list by Super Lawyers. Jennifer Cona, elder law attorney and managing partner of Genser Dubow Genser & Cona and Roseanne Beovich, senior associate attorney at the firm, were recipients of the first Annual Judge Gail Prudenti Top Women in Law Award, presented by Hofstra University School of Law, Center for Children, Families, and the Law in recognition of their service as role models for the next generation of women. W. Schlissel, and Elena Karabatos, Partners Jennifer Rosenkrantz, and Lisa Schoenfeld, and Of Counsel Arnold S. Klein are 2016 NY Metro SuperLawyers; Partner Joseph DeMarco, and Associates Hillary Reinharz and Jeanine Rooney are 2016 NY Metro Rising Stars. The Nassau Lawyer welcomes submissions to the IN BRIEF column announcing news, events and recent accomplishments of its members. All submissions must be made as Word documents. Due to space limitations, submissions may be edited for length and content. PLEASE E-MAIL YOUR SUBMISSIONS TO: [email protected] with subject line: IN BRIEF The In Brief column is compiled by Marian C. Rice, a partner at the Garden City law firm L’Abbate Balkan Colavita & Contini, LLP where she chairs the Attorney Professional Liability Practice Group. In addition to representing attorneys for nearly 35 years, Ms. Rice is a Past President of NCBA. Schlissel, Ostrow, Karabatos, PLLC(“SOK”) is proud to announce that their partner Stephen W. Schlissel has been reappointed to the Board of Governors of the New York State Attorney-Client Fee Dispute Resolution Program which he has served on since its inception, established in 2002. In addition, SOK has the distinction of having every attorney selected as a SuperLawyer in some form. This prestigious accolade recognizes every attorney of the eight-member boutique matrimonial firm. Founding Partners Stephen LAWYERS’ AA MEETING Nassau County Bar Association 1st Wednesday of the month For more information call 516-512-2618 Nassau County Bar Association Annual Wednesday, June 1, 2016 Blood Drive 12:30 – 6:30 p.m. NCBA 2016 Annual Blood Drive YOU CAN BE A HERO! If true love is giving without expecting anything in return, then surely giving blood for those in need is an act of true love. Show your love for others by participating in the blood drive hosted annually by the Association, at Domus on Wednesday, June 1 from 12:30 6:30 p.m. Why another blood drive? Blood is a highly perishable item, so Long Island Blood Services must replenish their supply continually. They provide whole blood, red cells, and platelets to hospitals and other medical facilities throughout the Island. Their pros will be here all afternoon on June 1, ready to collect both whole blood and red cells. Type “O Negative” blood - from the Universal Donor - is in particular demand. Our goal this year is to make a total of at least 60 donations. Typically, this requires 70-75 potential donors to step forward. Will you be one of them? If you haven’t donated before, then this is a nice place to start. We always have some fun together at the Drive. Squeamish about needles? Aren’t we all, a little? Here’s a tip from veteran donors: Look the other way . . . The Community Relations and Public Education Committee organizes this Drive as a service to Association members. However, it is open to all, and we will be promoting it in the surrounding community, too. If your office does not hold its own blood drive, then why not piggyback on ours? New York employers are required to provide leave time for their employees to give blood. https://www.labor.ny.gov/formsdocs/wp/ LS703.pdf. To make an appointment to donate your pint of the valuable lifesaving fluid, please contact Blood Drive Chairperson Patricia Miller at pmiller575@ aol.com or (516) 503-0981. We hope to see you at the Drive on Wednesday, June 1. On behalf of blood recipients everywhere, thanks. We love you, too. Eligibility Criteria: Must have valid ID with signature and photo Minimum weight 110 lbs. Between 16 & 75 years of age (16 year old must have parental permission, Age 76 and over need doctor’s note) No tattoos in the past 12 months Eat well (low fat) and drink fluids Questions about your eligibility? Call 1-800-688-0900. To schedule an appointment, contact Patricia Miller, Esq. [email protected] or call (516)503-0981 Nassau County Bar Association 15th & West Streets, Mineola, NY 11501 516-747-4070 22 n May 2016 n Nassau Lawyer Committee Reports District Court Meeting Date: 4/12/2016 Chair: Mitchell Hirsch Guest speaker Nassau County District Court Judge Scott Fairgrieve delivered a presentation about recent cases of interest to landlord-tenant practitioners. Discussions were also held regarding various issues, including a requested amendment to the rules to eliminate mandatory arbitration in no fault cases and the formation of a sub-committee to review current District Court forms in use. New Lawyers Meeting Date: 4/20/16 Co-Chairs: Jennifer Koo and Michael DiFalco Speakers Jaime Ezratty and John Stellakis delivered a lecture, with optional CLE credit, entitled “Basics of Landlord/Tenant Law”, including areas of interest such as the difference between non-payment and holdover proceedings, petitions, service issues, defenses, retaliatory evictions, the warranty of habitability and how the law applies with Section 8 cases. Plaintiff’s Roundtable lecture on opening statements and summations. Alternative Dispute Resolution Meeting Date: 4/21/16 Co-Chairs: Erica Garay and Loretta M. Gastwirth Meeting Date: 4/20/16 Chair: Terrence L. Tarver Discussions were held about the new NCBA ADR Michael J. Langer Panel Rules for mediation and arbitration, the The Plaintiff’s Roundtable training requirement and Committee held its April upcoming opportunities for media2016 meeting in conjunction with tors and arbitrators, and updates the Nassau Academy of Law which from the NCBA ADR Advisory and featured speaker, Brian J. Shoot, Promotional Council. A representative Esq., who presented a lecture on the of the Lawyer’s Assistance Program “Recent Decisions Concerning Sections Committee also attended and gave a 200, 240, and 241(6) of the Labor presentation about its services to the Law.” legal community. Upcoming meeting scheduled for On May 13, 2016, the ADR Tuesday, May 17, 2016, from 5:30 Committee, along with the Nassau to 7:30 p.m., in conjunction with the Academy of Law, will present a 6-hour Nassau Academy of Law, at which program of continuing education for time David J. Dean, Esq., and Ben B. mediators who serve on court mediation rosters. In addition to the other Rubinowitz, Esq., will deliver a CLE portions of the program, Loretta Gastwirth, Erica Garay and David Abeshouse will deliver a panel discussion entitled “Sealing the Deal” which will focus on ensuring that parties have enforceable settlement agreements. On May 19, 2016, the ADR Committee will co-sponsor a luncheon meeting with the Bankruptcy Committee, the second half of a program on mediation in the bankruptcy courts, which will explore pre-mediation statements and mediation disputes. Upcoming meeting scheduled for Thursday, June 16, 2016. The Committee Reports column is compiled by Michael J. Langer, a partner in the Law Offices of Kenneth J. Weinstein, P.C. Mr. Langer is a former law clerk in the United States Court of Appeals for the Second Circuit, and a former Deputy County Attorney in the Office of the Nassau County Attorney. Mr. Langer’s practice focuses on matrimonial and family law, criminal law and general civil litigation. NCBA Committee Meeting Calendar • May 16 - June 28, 2016 Questions? Contact Stephanie Pagano (516) 747-4070 [email protected] Please Note: Committee Meetings are for NCBA Members. Dates and times are subject to change. Check website for updated information: www.nassaubar.org ATTORNEYS/ACCOUNTANTS Monday, May 16, 2016 12:30 p.m. Leslie Tayne CIVIL RIGHTS Tuesday, May 24, 2016 12:30 p.m. Jason Starr WOMEN IN THE LAW Tuesday, May 17, 2016 12:30 p.m. Martha Haesloop GENERAL/SOLO/SMALL FIRM PRACTICE Tuesday, May 24, 2016 12:30 p.m. Gary Port TAX LAW Tuesday, May 17, 2016 12:30 p.m. Noelle Geiger ALTERNATIVE DISPUTE RESOLUTION/BANKRUPTCY JOINT MEETING Thursday, May 19, 2016 12:30 p.m. Loretta Gastwirth/Erica Garay ADR Holly Holecek Bankruptcy SURROGATE’S COURT ESTATES & TRUSTS Thursday, May 19, 2016 5:30 p.m. John Graffeo/Lori Sullivan INTELLECTUAL PROPERTY Monday, May 23, 2016 12:30 p.m. Ariel Ronneburger COMMERCIAL LITIGATION Tuesday, May 24, 2016 12:30 p.m. Thomas McNamara MUNICIPAL LAW/REAL PROPERTY LAW JOINT MEETING Tuesday, May 24, 2016 12:30 p.m. Lisa Cairo/Liora BenSorek Municipal Law Mary Mongioi/Kevin McDonough Real Property VETERANS & MILITARY LAW Wednesday, May 25, 2016 12:30 p.m. Steven Raiser CORPORATION BANKING AND SECURITIES LAW Thursday, May 26, 2016 8:30 a.m. Kate Heptig TECHNOLOGY & PRACTICE MANAGEMENT Thursday, May 26, 2016 12:30 p.m. Deborah Kaminetzky ELDER LAW SOCIAL SERVICES & HEALTH ADVOCACY Tuesday, May 31, 2016 6:00 p.m. Saundra Gumerove/Maureen Rothschild DiTata HOSPITAL & HEALTH LAW Thursday, June 2, 2016 8:30 a.m. J. Kemp Hannon COMMUNITY RELATIONS & PUBLIC EDUCATION Thursday, June 2, 2016 12:45 p.m. Ira Slavit APPELLATE PRACTICE Tuesday, June 7, 2016 12:30 p.m. Donna Aldea EDUCATION LAW Wednesday, June 8, 2016 12:30 p.m. Candace Gomez ASSOCIATION MEMBERSHIP Wednesday, June 8, 2016 12:45 p.m. Adam D’Antonio MATRIMONIAL LAW Wednesday, June 8, 2016 5:30 p.m. Rosalia Baiamonte PUBLICATIONS Thursday, June 9, 2016 12:45 p.m. Rhoda Andors/ Anthony Fasano, Jr. SENIOR ATTORNEY’S Tuesday, June 14, 2016 12:30 p.m. Bruce Hafner DISTRICT COURT Tuesday, June 14, 2016 12:30 p.m. Jaime Ezratty LABOR & EMPLOYMENT Tuesday, June 14, 2016 12:30 p.m. Christopher Marlborough WOMEN IN THE LAW Wednesday, June 15, 2016 12:30 p.m. Martha Haesloop ALTERNATIVE DISPUTE RESOLUTION Thursday, June 16, 2016 12:30 p.m. Loretta Gastwirth/Erica Garay TECHNOLOGY & PRACTICE MANAGEMENT Thursday, June 16, 2016 5:30 p.m. Deborah Kaminetzky ELDER LAW SOCIAL SERVICES & HEALTH ADVOCACY Tuesday, June 21, 2016 12:30 p.m. Saundra Gumerove/Maureen Rothschild DiTata INTELLECTUAL PROPERTY Monday, June 27, 2016 12:30 p.m. Ariel Ronneburger VETERANS & MILITARY LAW Tuesday, June 28, 2016 12:30 p.m. Steven Raiser Nassau Lawyer NCBA Sustaining Members n May 2016 n 23 Surrogates From 7 NY Counties Come Together For NAL Seminar 2015 - 2016 Every year thousands of attorneys renew their membership in the Nassau County Bar Association. In addition to dues, some members show their appreciation to the NCBA by making a special contribution and become a Sustaining Member. The NCBA is grateful for these individuals who strongly value the Nassau County Bar Association’s mission and its contributions for the betterment of the legal profession. Hon. Merik R. Aaron Martin P. Abruzzo Mary Ann Aiello Mark E. Alter James P. Barrett Ernest T. Bartol Jack A. Bennardo James D. Bennett Neil R. Cahn Ralph A. Catalano Alan W. Clark Leonard S. Clark Richard D. Collins Anthony C. Curcio James C. Daly Joseph G. Dell Alfred DiGirolomo, Jr. John P. DiMascio Steven J. Eisman Charo Ezdrin Howard S. Fensterman Samuel J. Ferrara Patrick Formato Lawrence R. Gaissert Domingo R. Gallardo Marc C. Gann Louise E. Genussa Eugene S. Ginsberg Frank Giorgio, Jr. John J. Giuffre David M. Glick Lisa Golden Avigail Goldglancz Douglas J. Good Hon. Frank A. Gulotta, Jr. Andrew J. Hirschhorn H. William Hodges Alan B. Hodish James P. Joseph Elena Karabatos Elizabeth S. Kase Stephanie M. Keating Hon. Susan T. Kluewer Martha Krisel Donald F. Leistman Jonathan C. Lerner Steven G. Leventhal James N. Licalzi Gregory S. Lisi Gloria Lomeli Robert G. Lucas Peter J. Mancuso Michael R. Martone Robert A. McDonald John P. McEntee Christopher T. McGrath Christina G. Milone Anthony J. Montiglio Linda G. Nanos Hon. Michael L. Orenstein Joseph J. Perrini Gary Petropoulos Kenneth J. Ready Joan Lensky Robert Edward T. Robinson Anne Rosenbach Lee Rosenberg Hon. Marie G. Santagata Stephen W. Schlissel Hon. Peter B. Skelos Ira S. Slavit Hon. Arthur D. Spatt Michael F. Sperendi Jill C. Stone Joseph B. Strassman Sanford Strenger Robert G. Sullivan Hon. Joy M. Watson Dana L. White Elliot C. Winograd Gerald P. Wolf Kathleen Wright To become a Sustaining Member Please contact the NCBA Membership Office (516)747-4070 Back by popular demand, Surrogates from seven counties in New York came together at the Nassau County Bar Association on April 19th for the Nassau Academy of Law (NAL) CLE program, “Another Evening with the Surrogates.” More than 230 attorneys attended this sold-out event, which featured a round table discussion on procedural and substantive processes involved in Surrogate’s Court practice. Seated from left: Hon. Rita Mella, New York County; Hon. Nelida Malave-Gonzalez, Bronx County; Hon. Margaret C. Reilly, Nassau County; Hon. A. Gail Prudenti, Former Chief Administrative Judge of the State of New York. Standing from left: Dennis Wiley and Sally Donahue, co-vice chairs, Nassau County Bar Association Surrogate’s Court Estates & Trusts Committee; Hon. Brandon Sall, Westchester County; Hon. Peter J. Kelly, Queens County; Hon. John M. Czygier, Jr., Suffolk County; Hon. Robert J. Gigante, Richmond County, and Lori A. Sullivan and John Graffeo, co-chairs, NCBA Surrogate’s Courts Estates and Trusts Committee. (Photo by Henry Guerra) NCBA New Members We welcome the following new members Attorneys Khaldoon Qubain Peter Ginsberg Gleason & Koatz, LLP Ginsberg & Bianco, LLP Kelly Dana Schneid Alan C. Kestenbaum Moritt Hock & Hamroff LLP Weil & Kestenbaum John E. Westerman Matthew A. Leonhardt Westerman Ball Ederer Miller D’Angelo Law & Associates, PC Zucker & Sharfstein, LLP Diane Matero Students Law Office of Diane Matero Christopher F. Mestecky Joseph Ciullo Shane S. Hassin Dorothy Kong Guercio & Guercio, LLP Arsalan A. Memon Matthew Alan Miller Kaitlin A. Ramkelawan Michael M. Premisler Carla Aa Pinto Kaitlyn Wells Memoriam Hon. Allan L. Winick 24 n May 2016 n Nassau Lawyer The Importance of our ‘Non-Legal’ Partners to the Pro Bono Cause By Gail Broder Katz On April 6, 2016, the Access to Justice Committee in conjunction with the Nassau County Bar Association, The Safe Center LI and Nassau Suffolk Law Services held the Second Annual Pro Bono Recognition Reception to honor and thank all those who serve the less fortunate in our communities. At the event, our ‘non-legal’ providers/ partners were also recognized for their contributions to the pro bono effort. After all, volunteer/pro bono service is not limited to attorneys. We are often in need of the assistance of other professionals in a variety of disciplines. At last year’s event, and again this year, we honored Real Time Reporting and Ultimate Process and Attorney Services, Inc. for the tremendous assistance and support they provided (and continue to provide) to our clients and their pro bono attorneys. At this year’s Reception, we were thrilled to add the accounting firm of Baker Tilly and Harold L. Deiters III, a partner at the firm, to the list of ‘non-legal’ providers. One of our pro bono attorneys is representing a Safe Center client, Ms. X, in a bitter and contentious divorce. The client’s very wealthy husband was extremely violent and abusive throughout the marriage. Ms. X was positive that Mr. X had transferred large sums of money (marital property) in violation of the automatic orders prohibiting such activity during the pendency of a matrimonial action. He continually lied to the courts about his financial position, even pleading poverty to a Support Magistrate so he that he could have an 18B attorney provided to represent him. While Ms. X’s attorney was able to locate some of the funds, it was clear that a forensic accounting expert was needed. Because Mr. X had deprived Ms. X of access to any marital funds she did not have the ability or resources to try to find the transferred money. Fortunately, upon hearing of this situation, Mr. Deiters offered his services free of charge. He performed a detailed forensic accounting of Mr. X’s business and was able to prove and demonstrate that not only did Mr. X transfer marital funds to another bank account, but that bank account was in another country! He traced the funds to their ultimate destination, a bank in the Middle East. Mr. Deiters’ work uncovered a substantial sum of money that, but for his efforts, would have vanished from the ‘marital pot’. Ms. X is extremely grateful for Mr. Deiters’ assistance and he deserves to be commended for his efforts. The volunteer attorneys do a tremendous job of representing the indigent citizens of Nassau County. But the representation often requires more than the legal services provided by our volunteers: service of process, court transcripts, translation of documents, and accounting services are often necessary parts of a case. The clients’ resources are limited, if not non-existent, and so the generosity of our ‘non-legal’ providers is often a crucial component to the outcome of a case. Their assistance adds a whole other welcome dimension to the pro bono effort. It is gratifying to see the legal and other professional communities working together for the sole purpose of improving the lives of our friends and neighbors in Nassau County. Gail Broder Katz, Esq. is the Pro Bono Project Coordinator for The Safe Center LI (formerly Nassau County Coalition Against Domestic Violence.) She can be contacted at [email protected] or 516-465-4700 for information about the Project and how you can help. “The premise of this recognition is to honor those attorneys and law firms that place the highest priority on helping society and those less fortunate.” Greg Lisi, Access to Justice Committee Co-Chair RECEPTION ... Continued From Page 1 teer attorneys through education and professional development, and provide information on free and reduced fee legal resources to the public. “The premise of this recognition is to honor those attorneys and law firms that place the highest priority on helping society and those less fortunate, and to encourage more attorneys and law firms to provide pro bono services,” said Access to Justice Committee Co-Chair Greg Lisi. “This year we had an increase of about 100 more pro bono attorneys.” Steven Leventhal, NCBA Vice President and Access to Justice Committee Co-Chair, remarked, “Helping people in need is, of course, the ultimate goal. As attorneys, we recognize a duty to assist those less fortunate in their efforts to obtain justice. The Long Island law firms and attorneys that we recognize are leaders in this public service.” Honorees are determined by the amount of pro bono hours recorded by NCBA, TSCLI and NSLS. Attorneys are encouraged also to indicate their law firms when volunteering, to ensure the hours are counted for recognition in 2016. The complete list of honorees is on page 25, and a menu of pro bono opportunities is on this page. Want to get involved? The Access to Justice Committee has compiled a list of local non-profit organizations in need of legal pro bono services. Attorneys who would like to learn more about any opportunity should contact the organization directly. PRO BONO OPPORTUNITIES IN NASSAU COUNTY Bankruptcy Clinics These clinics are held every other month. Volunteer attorneys provide guidance to those considering bankruptcy, screening for referral to Pro Bono attorneys for filing of Chapter 7 petitions. This is a limited engagement, though participating attorneys may also be referred cases. CONTACT: Nassau/Suffolk Law Services Susan Biller, Esq., 516-292-8100, [email protected] Guardianships - Article 81 MHL proceedings - Attorneys must be Part 36 eligible Opportunities exist for the position of counsel to the Alleged Incapacitated Person (AIP) representing their interest in the court hearing; court evaluator who serves as an arm of the court and conducts an investigation reporting on the circumstances of the AIP as they relate to the facts alleged in the petition; and Guardian to the AIP if they are found to be incapacitated, requiring visiting the ward during the year at their home or in their facility and reporting annually on the ward’s condition both personally and financially. CONTACT: Nassau County Bar Association 516-747-4070 and/or ADEA. Representation may be for the duration of the litigation or for a limited purpose such as mediation or for trial only. Pro bono counsel must join the Court’s pro bono panel in order to be considered for appointment. The application can be found at: https://www.nyed.uscourts.gov/ forms/pro-bono-panel-application. Completed applications may be returned to Alyce Goodstein, Pro Se Staff Attorney, US District Court, EDNY, 100 Federal Plaza, Central Islip, NY 11722 or at [email protected]. CONTACT: Alyce Goodstein, Esq., 631-7126060, alyce_goodstein@nyed. uscourts.gov Landlord/Tenant Attorney-of-the-day Project Volunteer attorneys provide legal assistance to low income residents at eviction proceedings and guidance with regard to other landlord-tenant issues. CONTACT: Nassau/Suffolk Law Services Roberta Scoll, Esq., 516-292-8100, [email protected] Mortgage Foreclosure/Sandy Recovery Joint Consultation Clinics These Clinics run twice a month from 3-6 p.m. Attorneys perform 20-30 minute consults and provide legal guidance, including real estate, insurance, contractor and bankruptcy issues. This is a limited engagement and attorneys do not follow cases. CONTACT: Nassau County Bar Association Gale D. Berg, Esq., 516-747-4070, [email protected] Federal Court – EDNY Long Island Courthouse Mortgage Foreclosure Settlement Conferences Opportunities exist to represent indigent litigants in pending litigation in the EDNY’s Long Island Courthouse. Cases typically involve civil rights claims brought pursuant to Section 1983 or employment discrimination claims arising under Title VII, the ADA Conferences are held Mondays, Tuesdays and Wednesdays from 9:30 until noon at Supreme Court. Free legal advice is provided for anyone in Court without representation, and attorney volunteers join an NCBA staff member for each session. This is a limited engage- ment and attorneys do not follow cases. CONTACT: Nassau County Bar Association Gale D. Berg, Esq., 516-747-4070, [email protected] The Safe Center LI The Safe Center LI seeks volunteer attorneys to assist victims of domestic/dating abuse, elder abuse, andor rape/sexual assault with legal advocacy, consultations, and/ or representation, with issues arising from the abuse. CONTACT: The Safe Center LI Lois Schwaeber, Esq., 516-4654700 Senior Citizen Consultation Clinics These Clinics run once a month and volunteers consult with senior citizens and offer legal guidance on elder issues. This is a limited engagement and attorneys do not follow cases. CONTACT: Nassau County Bar Association Demi Tsiopelas, 516-747-4070, [email protected] Student Mentoring Program Volunteer attorneys mentor middle school aged children identified by education professionals as “at risk.” Attorneys meet with children at 8 a.m. for 45 minutes, every other week. CONTACT: Nassau County Bar Association Demi Tsiopelas, 516-747-4070, [email protected] Volunteer Lawyers Project The Project staff refers a variety of legal matters to private volunteer attorneys. The most common areas referred include matrimonial, landlord-tenant, personal injury and bankruptcy issues. CONTACT: Nassau/Suffolk Law Services Susan Biller, Esq., 516-292-8100, [email protected] AtoJ Recognition 2016- FP ad 4/22/16 Nassau Lawyer 2015 ACCESS TO JUSTICE PRO BONO RECOGNITION Law Firms Ranked by pro bono service Large Law Firms Rivkin Radler LLP Rosicki, Rosicki & Associates, PC *Abrams, Fensterman, Fensterman, Eisman, Formato, Ferrara & Wolf, LLP *Forchelli, Curto, Deegan, Schwartz, Mineo & Terrana, LLP Farrell Fritz, P.C. Jaspan Schlesinger LLP Meyer Suozzi English, & Klein, PC Ruskin Moscou Faltischek, PC Medium Law Firms Berger Fischoff & Shumer, LLP John P. DiMascio & Associates Silverman Acampora, PC Schlissel Ostrow Karabatos, PLLC Horing Welikson and Rosen P.C. Gassman, Baiamonte, Betts, PC Stagg, Terenzi, Confusione &Wabnik, LLP Small Law Firms/Solo Veronica Renta Irwin, Esq. Joseph Law Group/ John P. Whiteman III, Esq. Rudi DeWinter, Esq. Jon Michael Probstein, Esq. Evelyn Kalenscher Kirschenfeld, Esq. Janet Connolly, Esq. George Frooks, Esq. Daniel Bannen, Esq. Jon Press, Esq. Susan Ackerman, Esq. Nancy Silber Cohen, Esq. John Zenir, Esq. Non-Legal Service Providers Baker Tilly Realtime Reporting Ultimate Process Service SPECIAL RECOGNITION Robert Sugarman, Esq. (posthumously) *Tied for third Thank You to Our Sponsors GOLD Abrams, Fensterman, Fensterman, Eisman, Formato, Ferrara & Wolf, LLP Berger, Fischoff & Shumer, LLP Farrell Fritz, P.C. Forchelli, Curto, Deegan, Schwartz, Mineo & Terrana, LLP Martha Krisel, Esq. Nassau County Bar Association Nassau/Suffolk Law Services Realtime Reporting Rivkin Radler LLP Ruskin Moscou Faltischek, P.C. SILVER The Safe Center LI SPONSOR Steven G. Leventhal, Esq. May 2016 n 25 Recognizing Attorneys’, Judges’ and Law Firms 2015 pro bono volunteerism to help low-income and vulnerable persons to gain access to the civil justice system. Individual Honorees Robin Abramowitz Susan Ackerman Michael Adges David Adhami Francine Adler Marjorie Adler Yvette Aguiar Anand Ahuja Mary Ann Aiello Janet Alpert Gary Alpert Stanford M. Altschul Stanley P. Amelkin Irene Angelakis Michael Angiulo Howard Arber Michael Aronowsky Caren Bailey Sarah Baird Moya Ball Daniel Bannen Michael Barcham Matthew Bastin Annabel Bazante Maria DeMarco Begley Ilene Behar Jeffrey Benjamin Richard Benson Heath Berger John Bermingham Meredith Bettenhauser Lisa Biondo Arlene Boas Allan Botter Karen Brand Jeanne Breiter Howard Brill Maxine Broderick Andrea Brodie Michael Brofman Lynn Brown Adam Browser Eilleen Buckley Russell Burcheri Sandra N. Busell Teresa Butler William A. Cadel John Campana Michael C. Cannata Catherine Carlson John Carvella Hillary Casper Jeffrey Catterson Lauren Chartan Miriam Chocron Tae Ethan Choi Michael Ciaffa John Coco Scott Cohen Alexandra Cohen Martin Cohen Neil Cohen Janet Connolly Ellin Cowie Adam Crowley Bernadette Crowley Margaret Crowley Michelle Cuevas Anthony Curcio Adam D'Antonio Eleanor Darienzo Donnalyn Darling Jay Davis Rudolph De Winter Adele Deerson Joseph A. DeMarco Michael Detrano n Lino Diaz Michael DiFalco Diana DiLeonardo John DiMascio, Jr. John DiMascio, Sr. Byron Divins, Jr. Krista E. Dobbins Neil Doherty Matthew Domanick Maureen Dougherty Karen M. Dowd Diane Dwyer Lewis Edelstein Leor Edo Hon. Dorothy Eisenberg Hon. Anthony Falanga Joanne Fanizza Crysti Farra Bruce Feinstein Craig Feldherr Lily Feng Marcia Field Laurice Firenze Gary Fischoff Brian Fishkin Michael Fishman Ward Fitzpatrick Roberta Fox Sarah Freeman Edward A. Fregosi, Jr. Michael Fried William Friedman George Frooks Neil Galfunt Mary Gallagher Marc C. Gann Prem P. Ganshani Jeffrey B. Garber Stephen J. Gassman Hon. C. William Gaylor III Stuart Gelberg Samantha Gellman Daniel Gerson Farimah Ghaffari Ken Gillespie Annilus Gilot Mary P. Giordano Dorian R. Glover Maureen Godfrey Christian Goetz Lisa Golden Jeffrey Greener Reena Gulati Rona Gura Wendy Hamberger Timothy C. Han Joseph R. Harbeson Jacqueline Harounian Adrienne Flipse Hausch Valerie Hawkins Donna Vallone Heilmann Cheryl Helfer Michael Helfer Kristina Susanna Heuser Renee Himmel Hon. Fred Hirsh Chai Hoang Jack Hollenberg Hedy Horowitz Iris Horowitz Ronald Howard Amy Hsu Veronica Renta Irwin Lisa Jadidian Albert Jaegers James Joseph Stanford Kaplan Elena Karabatos Alphabetically Stavros Karageoraiou Hon. Elizabeth Kase Hon. John Kase Gail Broder Katz Deborah A. Kelly Kristopher Kendall Gail Kenowitz Patricia Kessler Petrushka Khiamal Robert King Evelyn Kalenscher Kirschenfeld Siobhan Klassen Jeffrey Klein James Klein Saul Kobrick Carol B. Koch Michael Kohler Nelson Kong Ada Kozicz Marc Kramer Elizabeth Kranz Timothy Krieg S. Robert Kroll Mary Ulrich Lamanna Salvatore LaMonica John Lehr David I. Leiser Steven G. Leventhal Hon. Samuel M. Levine Paul Levy Ashwin Lewis Hon. Jack Libert David Lieser David M. Lira Gregory S. Lisi Deanna Lucci Mary Lucere Jorge Macias Randa Maher Ellen G. Makofsky David Manko Greg Marcus Amy B. Marion James Markotsis Michael Markowitz Jay A. Marshall Robert Masi Mark I. Masini Paul Mc Dougal John P. McEntee Charles McEvily Kristin McGrath Timothy Raymond McGrath Shannon McKinley Susan McLaughlin Maureen McLoughlin Andrew Meaney James Meaney Michael Mehary David Mejias Jules Mencher Nathan Mendenhall Anne Meyer Rhonda Meredith Meyer Oscar Michelen Christopher Frederick Miehl Randi Milgrim Laura Mintz Khadija Misuraca Uwayne Mitchell Kenneth Mock Andrew Mollica Katelyn Moloney Lee Mondshein Marcus Monteiro Jeffrey Morgenstern Cory Morris Tiffany Moseley Michael Mosscrop Douglas D. Moyal James T. Murphy Linda Nanos Mitchell Nathanson Andrew G. Neal Eleanor Newirth Stacey Ramis Nigro Erin J. O'Brien Sakine Oezcan Seong-mi Oh Thomas O'Rourke Antonio J. Otero Alexander Pabst Paul Paoli Patricia Pastor Ashka S. Patwa Anitra Pavlico Anthony A. Pearl John Peluso Eric Penzer Michael Pernesiglio Brian Picarello Judy Powell Michael Premisler Jon Press Linda Prizer Jon Michael Probstein Jody Pugach Kiran Raghubeer Christopher A. Raimondi Harry Raptakis John Reali Sarah Rebosa Patrick Reilly Hillary Reinharz James Ricca Michael Rich Eric Richardson Jonathan Riddix Joshua Rieger Kieth Rieger Pia E. Riverso Craig D. Robins Joseph Rocco Kevin Rockitter Luis Rodriguez Charlene Rogers Sanders Jeanine Rooney Frances Rosato Anne Rosenbach Lee Rosenberg Jennifer Rosenkranz Edward M. Rosenthal Seth M. Rosner Erin Ross Meital Johones Rosso Douglas Rothkopf Maureen Rothschild DiTata Joseph Rotkowitz Gail Rubenstein Alan S. Rutkin Jason Sackoor David Saed Sherli Saed Leonard Saltz Melissa Brown Sanchez Gail Saul Rachel A. Scelfo Hon. Lawrence Schaffer Jerome Scharoff Terry E. Scheiner Joseph Schettino Ross Schiller Stephen Schlissel Michael Schmitt Scott R. Schneider Michael Schoenberg Lisa Schoenfeld Richard Schroeder Lois Schwaeber Maria Schwartz Chloe Serinsky Tejal Shah Abbe Shapiro Emily Shaw Record Kyce Siddiqi Nancy Silber Cohen Marco D. Silva Lisa Silverman Christina L. Sittner Alexander E. Sklavos Susan L. Slavin Kimberly Snow Harold Somer William Sparks Lesel Spencer Theresa Spinillo Beck Arthur Spirn Hon. Elaine Jackson Stack Rita Stein Harriette Steinberg Jason Steinberg John C. Stellakis Louis Sternberg Sandra Stines Scott Stone Patricia Sturm Edwin Suarez Jason Sugarman Tara Taly Matthew Tanenbaum Terrence Tarrer John Tasolides Brooks Taylor David Teeter Ronald Terenzi Andrew Thaler Roshin Thomas Jeffrey Toback Frank Torres Tagiana Souza Tortorella Darlene Treston Evangelina Triliouris Andrew Turro Danielle Turturo Jonathan I Ullmann Donna Vallone-Heilmann Frank Valverde Alina Vengerov Raymond Verdi Samuel Veytsman Ingrid J. Villagran Edward Waldman Richard Walsh Hon. Ira Warshawsky Ayanna Watson John A. Weber IV Rachel Weisman Herbert Weiss Brent Weitzberg John P. Whiteman III Kenneth Wiesen Maurice Williams David Witkon Jayson Wolfe Helen Wrobel Stewart Wurtzel Alex Yakaitis Robert Zausmer Dalia Zaza John Zenir Janine Schatz Zimmerman 26 n May 2016 n Nassau Lawyer was “substantial,” a verdict in her favor would be justified.” In sum, in similar cases counsel for plaintiff should request a juror instruction that proximate cause or a substantial factor may be found if the jury finds that defendant’s conduct diminished plaintiff’s chance of a better outcome or increased the injury even if plaintiff’s expert is unable to quantify the exact extent to which such chance of survival or cure was diminished.16 MALPRACTICE ... Continued From Page 13 evidence is presented from which the jury may infer that the defendant’s conduct diminished the plaintiff’s chance of a better outcome or increased [the] injury”7 Also delay of 24 hours in recommending surgery diminished chance for better outcome or increased injury;8 delay of 24 hours in C-section was a substantial factor9; and finding four-minute delay in performing C-section a substantial factor.10 Most recently, in Luna v. Spadafora, the Second Department affirmed a $6.8 million jury verdict in favor of the plaintiff against the defendants finding that there was a valid line of reasoning and permissible inferences from which the jury could have rationally concluded that the physicians departed from good and accepted medical practice and that the 13-month delay in obtaining a biopsy to diagnose plaintiff’s thyroid cancer proximately caused her to have a worsened prognosis or decreased 10-year survival rate. The court concluded that “where both sides present expert testimony in support of their respective portions, it is for the jury to decide which expert’s testimony is more credible.11 Denial of summary judgment was affirmed by the Third Department in Provost v. Hassam, based on expert affidavits that defendant committed malpractice in not timely performing a breast biopsy causing an eight-month delay in the diagnosis of plaintiff’s cancerous mass. Further, said expert opined with a reasonable degree of medical certainty that had the cancer been timely diagnosed, plaintiff’s tumor would have been much smaller and she would not have suffered metastasis to the axillary lymph node. The expert further opined that a timely diagnosis would have increased plaintiff’s chances for long term survival. Thus, this expert raised a factual issue for the jury to decide. In Feldman v. Levine the Second Department reversed the court below and reinstated a $1.2 million verdict in favor of the plaintiff based on malpractice causing a delay in the diagnosis and treatment of plaintiff’s lung cancer. There was evidence to conclude that the negligent delay in diagnose caused plaintiff pain and suffering, diminished her chance of survival and hastened her death.12 The court stated that the oncological issues presented by the competing causation experts, namely the rate of progression of decedent’s cancer, do not involve the type of novel methodology requiring a Frye hearing.13 The experts’ disagreement as to whether the lung cancer was present and could have been diagnosed during plaintiff’s treatment with defendant prior to the diagnosis of Stage IV lung cancer was a jury issue. Moreover, the medical literature cited by plaintiff supported the methodology used by plaintiff’s expert to estimate the progression of decedent’s cancer. In Schaub v. Cooper the First Department reversed summary judgment for the defendant, holding that plaintiff’s experts did not concede that decedent’s cancer was incurable after June 1999 but only that her chances for survival had decreased. Factual questions remained as to whether defendant’s delay in testing or refer- Alan W. Clark, is a trial attorney Board Certified in Professional Medical Liability by the ABPLA, and a sustaining member of AAJ, NYSTLA, NYSBA, NCBA, and SCBA, with offices in Levittown and New York City. Comments may be sent to [email protected]. ring the decedent to a specialist diminished her chances for survival. In essence, plaintiff’s expert oncologist created a fact issue by opining that the 10-month delay in diagnosis of plaintiff’s gastric cancer caused the cancer to progress from a Stage 1A cancer(as it had not spread to the liver0 with a 78% five-year survival rate, to a Stage IV cancer, which at the time had a 7% five-year survival rate. The court held that the defendant did not meet his initial burden of proof and we cannot conclude that the delay in testing or referring decedent was not responsible for a diminished chance of survival or death which was earlier than it might have been. In Borawski v. Huang a malpractice case for delayed diagnosis of stomach cancer, the Appellate Court reversed dismissal of plaintiff’s Complaint at the close of the evidence and granted plaintiff a new trial. 14 The court held: Where, as here, a failure to treat is alleged, the plaintiff simply must show that “‘it was probable that some diminution in the chance of survival had occurred’”15 In Stewart v. New York City Health & Hospitals Corporation the First Department reinstated a plaintiff’s verdict holding that loss of even a 5-10% chance of conceiving naturally as testified to by defendant’s expert was sufficient to prove causation and allow the jury to find a verdict of $500,000 in favor of the plaintiff (the amount was reduced to $300,000). The Appellate Court, disagreeing with court below holds as follows: “Thus plaintiff did not, as defendant contends, have to prove that defendant’s negligence “deprived [her] of the ability to conceive and bear children naturally.” Rather, plaintiff merely had to prove that defendant’s negligence was the proximate cause of the loss of plaintiff’s right fallopian tube and that such negligence deprived her of a substantial possibility of that ability. And if the jury found that she lost even a 5 to 10 percent chance of having a successful pregnancy as a result of sexual intercourse and that this chance 1. Polanco v. Reed, 105 A.D.3d 438 (1st Dept. 2013); Hughes v. New York Hospital-Cornell Med. Ctr., 195 A.D.2d 442 (2d Dept. 1993); Stewart v. NYCHHC, 207 A.D.2d 703, 704 (1st Dept. 1994); Calvin v. N.Y.Med Group, P.C., 286 A.D.2d 469 (2d Dept. 2001); Scanga v. Family Practice Assocs. Of Rockland, P.C., 302 A.D.2d 443 (2d Dept. 2003); Luna v. Spadafora, 127 A.D.3d 933 (2d Dept. 2015). 2. 105 A.D.3d 438. 3. Feldman v. Levine, 90 A.D.3d, 477 (1st Dept. 2011). 4. 195 A.D.2d 442. 5. Mortensen v. Memorial Hosp., 105 A.D.2d 151 (1st Dept. 1984); Jump v. Facelle, 275 A.D.2d 345 (2d Dept. 2000); Provost v. Hassam, 256 A.D.2d 875 (3d Dept. 1988). 6. Fridovich v. David, 188 A.D.2d 984 (3d Dept. 1992). See also Mortensen and Provost, supra n.5. 7. Goldberg v. Horowitz, 73 A.D.3d 691 (2d Dept. 2010)(quoting Alicea v. Ligouri, 54 A.D.3d 784, 786) (2d Dept. 2008)(citations omitted). 8. Dockery v. Sprecher, 68 A.D.3d 1043 (2d Dept. 2009). 9. Alicea, 54 A.D.3d 784. 10. Flaherty v. Fromberg, 46 A.D.3d 743 (2d Dept. 2007). 11. People v. Miller, 91 N.Y.2d 372 (Court of Appeals 1998). 12. Schaub v. Cooper, 34 A.D.3d 268 (1st Dept. 2006). 13. Frye v. U.S., 293 F. 1013 (D.C. Cir. 1923). 14. Borawski v. Huang, 34 A.D.3d 409 (2d Dept. 2006). 15. Id. (quoting Calvin v. New York Med. Group, 286 A.D.2d 469, 470 (2d Dept. 2001))(citations omitted). 16. Gagliardo v. Jamaica Hosp., 288 A.D.2d 179 (2d Dept. 2001). Long Island’s Only Online Job Board For The Entire Legal Profession NCBA CAREER CENTER www.nassaubar.org Attorneys Associates Paralegals Legal Secretaries Administrative Interns Expert Witnesses Finance Consultants Marketing Office services Recruiters Another community Service from the Nassau County Bar Association Nassau Lawyer LAWYER TO LAWYER APPELLATE COUNSEL n May 2016 n 27 BUSINESS CARDS FORECLOSURE & TAX LAW MITCHELL DRANOW, ESQ. Motions, Appeals, and Appellate Printing IRS TAX LITIGATION $3,250 Fee for Writing Briefs and Printing Records for Ins. 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