1. Margin rate 2. Can go short?* 3. Limited Risk premium 2

2 Ergo Group Plc
3i Group Plc
3i Infrastructure Ltd
3i Quoted Private Equity Limited
4imprint Group Plc
600 Group Plc
888 Holdings Plc
Abacus Group Plc
Abbey PLC
Abcam PLC
Aberdeen Asian Income Fund
Aberdeen Asian Smaller Comp Inv Tst
Aberdeen Asset Management Plc
Aberdeen New Dawn Inv Tst
Aberdeen New Thai Inv Tst
Aberforth Smaller Companies Tst
Ablon Group
Absolute Capital Mngt Hldng
Absolute Return Trust Ltd
Acal Plc
Accident Exchange Group Plc
Accsys Technologies Plc
Accuma Group Plc
Acencia Debt Ltd
Acertec Plc
ACP Capital
ACTA S.P.A.
Active Capital Trust Plc
Admiral Group Plc
Advance Developing Markets Tst Ord
Advance UK Trust Plc
Advanced Medical Solutions Group
Adventis Group Plc
ADVFN Plc
AEA Technology Plc
Aegis Group Plc
Aer Lingus Group (UK)
Aero Inventory Plc
AEX Tracker - IAEX
AFC Energy
Afren Plc
RGO.L
III.L
3IN.L
QPE.L
FOUR.L
SIXH.L
888.L
ABU.L
ABBY.L
ABCA.L
AAIF.L
AAS.L
ADN.L
ABD.L
ANW.L
ASL.L
ABL.L
ACMH.L
ABRT.L
ACL.L
ACEX.L
ACCS.L
ACG.L
ACD.L
ACER.L
ACPC.L
ACTAq.L
AIT.L
ADML.L
ADD.L
ADU.L
AMSU.L
ADVG.L
AFN.L
AAT.L
AEGS.L
AERL.L
AI.L
IAEX.L
AFEN.L
AFRE.L
1. Margin rate
2. Can go
short?*
3. Limited Risk
premium
25%
15%
20%
25%
25%
45%
20%
25%
75%
30%
15%
25%
20%
15%
30%
15%
25%
75%
50%
35%
25%
40%
75%
25%
75%
25%
75%
50%
15%
25%
25%
25%
45%
35%
20%
20%
25%
25%
25%
75%
25%
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
O
P
P
1.00%
0.70%
0.30%
0.70%
0.70%
1.00%
0.70%
0.30%
1.00%
0.70%
0.30%
0.70%
0.70%
0.70%
1.00%
0.30%
0.70%
1.00%
0.70%
0.70%
0.70%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
0.30%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
0.30%
0.70%
0.30%
1.00%
0.70%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Important note: The column ‘Can go short?’ only indicates whether there are currently any factors (of which we are aware) prohibiting short
positions on the share concerned. There is no guarantee that you will be able to go short of any share cited. In addition, there may be an extra
charge (a borrowing charge) which will be included in the interest adjustment applied to your position. To determine whether a charge applies, call
our dealers in advance of trading. The ability to borrow and the cost of borrowing stock can be changed at short notice.
Last updated: 6 April 2009
04/2009
African Cons Resources
African Copper Plc
African Diamonds Plc
African Eagle Resources Plc
African Minerals Ltd
Aga Foodservice Group Plc
Aggreko Plc
Agriterra Ltd
Aim Resources Ltd
Air Partner Plc
Aisi Realty
Akers Biosciences Inc
Alba Plc
Albemarle & Bond Holdings
Albidon Ltd-CDI
Alexander Mining Plc
Alexon Group Plc
Alizyme Plc
Alkane Energy Plc
All Leisure Group
Allergy Therapeutics Plc
Alliance Pharma plc
Alliance Trust Plc
Allied Gold Limited
Allied Irish Banks Plc
Alpha Pyrenees Trust Ltd
Alphameric Plc
Alterian Plc
Alternative Investment Strategies
Alternative Networks Plc
Altona Resources Ltd
Alumasc Group
Ambrian Capital Plc
Amec Plc
Amerisur Resources Plc
Amiad Filtration Systems
Aminex Plc
Amino Technologies Plc
Amlin Plc
Amphion Innovations Plc
Andes Energia Plc
Andor Technology Ltd
Andrews Sykes Group Plc
Anglesey Mining Plc
Anglo & Overseas Plc
Anglo American Plc
Anglo Asian
Anglo Pacific Group Plc
Angus & Ross PLC
Anite Group Plc
Antisoma Plc
Antofagasta Plc
Antonov Plc
Antrim Energy
AorTech International Plc
Apace Media Plc
Aquarius Platinum Ltd
AFCR.L
ACU.L
AFD.L
AFE.L
AMIq.L
AGA.L
AGGK.L
AGTAR.L
BRLBq.L
AIP.L
AISI.L
AKR.L
ABA.L
ALBH.L
ALDq.L
AXM.L
AXN.L
AZM.L
ALKN.L
ALGP.L
AGY.L
ALAPH.L
ATST.L
AGLD.L
ALBK.L
ALPH.L
ALQQ.L
ALN.L
AIS.L
ALTAN.L
ALRE.L
ALUG.L
AMBN.L
AMEC.L
AMER.L
AFS.L
AMNX.L
AMO.L
AML.L
AMAMP.L
AEN.L
ANTE.L
ANSY.L
AYM.L
AOT.L
AAL.L
AAZ.L
APF.L
ANGR.L
AIE.L
ASM.L
ANTO.L
ATV.L
AEY.L
AOR.L
FTG.L
AQP.L
25%
75%
25%
75%
35%
35%
15%
35%
35%
25%
75%
20%
25%
25%
35%
75%
45%
20%
25%
50%
45%
25%
10%
25%
50%
35%
25%
25%
25%
45%
75%
25%
45%
15%
20%
35%
25%
30%
10%
25%
25%
75%
75%
45%
30%
10%
45%
25%
75%
20%
25%
20%
75%
35%
75%
75%
35%
P
P
P
P
O
P
P
O
O
P
O
P
P
P
P
P
O
P
P
P
P
P
O
P
O
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
O
P
P
P
P
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
0.30%
0.70%
1.00%
0.70%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
0.70%
1.00%
0.30%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
0.70%
0.70%
1.00%
0.30%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
04/2009
Arbuthnot Banking Group Plc
ARC Capital Holdings Ltd
ARC International Plc
Archial Group Plc
Archipelago Resources Plc
Arena Leisure Plc
Argo Group Limited
Arian Silver Corporation
Aricom Plc
Ark Therapeutics Group Plc
ARM Holdings Plc
Arriva Plc
Artemis Alpha Trust Plc
Artilium Plc
Ascent Resources PLC
Ascribe
Ashley House Plc
Ashmore Group
Ashtead Group Plc
Asian Citrus Holdings Ltd
Assetco Plc
Associated British Foods Plc
Assura Group
Asterand Plc
AstraZeneca Plc
AT Communications
ATH Resources
Atkins WS Plc
Atlantis Japan Growth Fund
Atlas Estates Ltd
Augean Plc
Aurelian Oil & Gas Plc
Aurum Mining Plc
Autologic Holdings Plc
Autonomy Corp Plc
Avanti Communications
Avanti Screenmedia Group Plc
Avesco Group Plc
Aveva Group Plc
Avingtrans PLC
Avis Europe Plc
Avisen Plc
Aviva Plc
Avocet Mining Plc
Avon Rubber Plc
Axis-Shield Plc
Azure Dynamics Corp
Babcock & Brown Public Partnerships
Babcock International Group
BAE Systems Plc
Baillie Gifford Japan Trust Plc
Baillie Gifford Shin Nippon
Balfour Beatty Plc
Baltic Oil Terminals Plc
Banco Santander
Bango Plc
Bank of Ireland
ARBB.L
ARCHu.L
ARK.L
ARL.L
AR.L
ARE.L
ARGOA.L
AGQ.L
OREA.L
AKT.L
ARM.L
ARI.L
ATS.L
ARTA.L
ASCR.L
ASP.L
ASH.L
ASHM.L
AHT.L
ACHLA.L
ASTO.L
ABF.L
AGRP.L
ATD.L
AZN.L
ATCG.L
ATH.L
ATKW.L
AJG.L
ATLE.L
AUG.L
AUL.L
AURU.L
AUALG.L
AUTN.L
AVN.L
ASG.L
AVS.L
AVV.L
AVG.L
AVE.L
AVI.L
AV.L
AVM.L
AVON.L
ASD.L
AZDq.L
BBPP.L
BAB.L
BAES.L
BGFD.L
BGS.L
BALF.L
BTC.L
SANq.L
BGO.L
BKIR.L
75%
45%
25%
75%
45%
25%
75%
75%
35%
20%
15%
15%
25%
35%
20%
25%
75%
15%
20%
25%
25%
10%
25%
25%
10%
45%
35%
20%
45%
45%
25%
25%
25%
75%
15%
35%
75%
75%
25%
75%
25%
75%
10%
25%
25%
25%
75%
25%
15%
10%
15%
25%
15%
75%
10%
75%
50%
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
0.30%
0.70%
0.70%
0.70%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
0.70%
0.30%
0.70%
1.00%
0.30%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
0.70%
0.70%
1.00%
0.70%
1.00%
0.30%
0.30%
0.30%
0.70%
1.00%
0.30%
1.00%
0.70%
1.00%
0.30%
04/2009
Bankers Inv Tst
Barclays Plc
Baring Emerging Europe Plc
Barr (A.G.) Plc
Barratt Developments Plc
Bateman Litwin NV
Batm Advanced Communications
BB Holdings Ltd
BBA Group Plc
Beazley Group Plc
Begbies Traynor Plc
Belgravium Technologies Plc
Bellway Plc
Berkeley Group Holdings Plc
Berkeley Resources Limited
Beximco Pharmaceuticals Ltd
Bezant Resources
BG Group Plc
Bglobal PLC
BH Global Ltd - $
BH Global Ltd - £
BH Global Ltd - Euro
BH Macro Ltd
BH Macro Ltd - Euro
BHP Billiton Plc
Big Yellow Group Plc
Billing Service
Biocompatibles International Plc
Bioquell Plc
Biotech Growth Trust Plc
Black Arrow Group Plc
Black Sea Property Fund Ltd
Blackrock Commodities In
Blackrock Greater Euro Inv Tst
Blackrock International Land
Blackrock Latin American Tst
Blackrock New Energy Investment
Blackrock Smaller Comp Tst
Blackrock World Mining Trust
Blacks Leisure Group Plc
Blavod Extreme Spirits Plc
Blinkx Plc
Bloomsbury Publishing Plc
Blue Planet Euro Inv Trust
Blue Planet WW
BlueBay Asset Management
Bluecrest Allblue Fund Ltd
Bodycote International
Booker Group
Boot (Henry) Plc
Borders & Southern Petroleum Plc
Bovis Homes Group Plc
BowLeven Plc
BP Plc
BPP Holdings Plc
Brady Plc
Braemar Seascope Group Plc
BNKR.L
BARC.L
BEE.L
BAG.L
BDEV.L
BNLN.L
BVC.L
BBHL.L
BBA.L
BEZG.L
BEG.L
BVM.L
BWY.L
BKG_u.L
BKY.L
BXPq.L
BZT.L
BG.L
BGBL.L
BHGGu.L
BHGG.L
BHGGx.L
BHMG.L
BHMGx.L
BLT.L
BYG.L
B4S.L
BII.L
BIOQ.L
BIOGW.L
BLKA.L
BKSA.L
BRCI.L
BRGE.L
B8L.L
BRLA.L
BRNE.L
BRSC.L
BRWM.L
BSLA.L
BLVX.L
BLNX.L
BLPU.L
BLP.L
BPW.L
BBAY.L
BABS.L
BOY.L
BOK.L
BHY.L
BSTH.L
BVS.L
BLVN.L
BP.L
BPP.L
BRDY.L
BRMS.L
15%
15%
25%
35%
20%
25%
25%
45%
20%
20%
25%
75%
20%
25%
75%
45%
75%
10%
75%
25%
25%
25%
25%
25%
10%
20%
20%
25%
25%
25%
75%
75%
15%
15%
25%
25%
20%
25%
20%
25%
75%
20%
25%
75%
75%
20%
25%
20%
25%
25%
25%
20%
35%
10%
35%
75%
35%
P
P
P
P
O
P
P
P
P
P
O
P
P
P
O
P
P
P
P
O
O
O
O
O
P
O
P
O
P
O
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
1.00%
0.70%
0.30%
0.70%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
0.30%
1.00%
0.70%
0.70%
0.70%
0.70%
0.70%
0.30%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
1.00%
0.70%
0.30%
0.70%
0.70%
0.70%
1.00%
0.70%
0.70%
1.00%
1.00%
0.70%
0.70%
0.70%
0.70%
1.00%
0.70%
0.70%
0.70%
0.30%
0.70%
1.00%
0.70%
04/2009
Braemore Resources Plc
Brambles Ltd
Bramdean Alternatives
Brammer Plc
Brazilian Diamonds Ltd
Brewin Dolphin Holdings Plc
Brightside Group Plc
Brinkley Mining Plc
Brit Insurance Holdings Plc
British Airways Plc
British American Tobacco Plc
British Assets Trust Plc
British Empire Secs and General Tst
British Energy Group Plc
British Land Co Plc
British Polythene Industries
British Portfolio Trust Plc
British Sky Broadcasting Plc
Britvic
Brixton Plc
Broca Plc
Brook MacDonald Group Plc
Brown (N) Group
Brulines Holdings Plc
Brunner Inv Tst
BSS Group Plc
BT Group Plc
Bunzl Plc
Burani Designer Holding
Burberry Group Plc
Burst Media Corp
Business Post Group Plc
Byotrol Plc
C&C Group
Cable & Wireless Plc
Cadbury Schweppes Plc
Cadogan Petroleum Plc
Cairn Energy Plc
Caledon Resources Plc
Caledonia Investments Plc
Cambrian Mining Plc
Cambridge Mineral Resource
Cambrium Global
Camco International Ltd
Candover Investments Plc
Cape Lambert Iron Ore Ltd
Cape Plc
Capita Group Plc
Capital & Regional Plc
Capital Gearing Trust
CAP-XX Ltd
Carclo Plc
Care UK Plc
Carecapital Group
Caretech Holdings Plc
Carillion Plc
BRR.L
BXBq.L
BRAL.L
BRAM.L
BDYq.L
BRW.L
BRT.L
BRM.L
BRE.L
BAY.L
BATS.L
BSET.L
BTEM.L
BGY.L
BLND.L
BRPI.L
BPTR.L
BSY.L
BVIC.L
BXTN.L
BROC.L
BRK.L
BWNG.L
BRU.L
BUT.L
BTSM.L
BT.L
BNZL.L
BRDH.L
BRBY.L
BRST.L
BPG.L
BYOT.L
GCC.L
CW.L
CBRY.L
CADP.L
CNE.L
CDN.L
CLDN.L
HGV.L
CBMR.L
TREE.L
CAMIN.L
CDI.L
CLIO.L
CIU.L
CPI.L
CAL.L
CGT.L
CAPX.L
C1Y.L
CUK.L
CARE.L
CTH.L
CLLN.L
35%
35%
25%
25%
25%
20%
75%
45%
20%
15%
10%
20%
20%
10%
15%
25%
25%
10%
20%
20%
75%
75%
20%
50%
30%
25%
10%
10%
30%
20%
75%
35%
45%
20%
10%
10%
35%
20%
35%
15%
35%
45%
30%
35%
25%
25%
35%
10%
20%
45%
75%
25%
20%
75%
25%
15%
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
O
P
P
P
P
P
P
P
O
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
O
P
0.70%
0.30%
0.70%
0.70%
1.00%
0.70%
1.00%
0.70%
0.70%
0.30%
0.30%
0.70%
0.30%
0.30%
0.30%
0.70%
1.00%
0.30%
0.30%
0.30%
1.00%
1.00%
0.30%
1.00%
0.70%
0.70%
0.30%
0.30%
0.30%
0.30%
1.00%
0.70%
1.00%
0.30%
0.70%
0.30%
0.70%
0.30%
0.70%
0.70%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
0.30%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
0.70%
04/2009
Carluccio
Carnival Plc
Carpathian Plc
Carpetright Plc
Carphone Warehouse Group Plc
Carr's Milling Industries
Cashbox Plc
Caspian Energy Inc
Caspian Holdings SA
Castings Plc
Castle Support Services Plc
Catalyst Media Group Plc
Catlin Group Ltd
Cattles Plc
Cazenove Absolute Equity Ltd
Cellcast Plc
Celsis International Plc
Celtic Plc
Cenkos Securities Ltd
Centamin Egypt Ltd
Centaur Holdings Plc
Central African Mining & Exp
Central China Goldfields Plc
Central Rand Gold Ltd
Centrica Plc
Ceramic Fuel Cells Ltd
Ceres Power Holdings Plc
Character Group Plc
Chariot Oil and Gas Ltd
Charlemagne Capital Ltd
Charles Stanley Group Plc
Charles Taylor Consulting Plc
Charter Pan-European Trust
Charter Plc
Chaucer Holdings Plc
Chemring Group Plc
Chesnara Plc
Chime Communications Plc
China 25 Tracker - FXC
China BioDiesel
China Goldmines PLC
China Real Estate Opportunities
China Shoto Plc
Chloride Group
Chromex Mining Plc
Chrysalis Group Plc
Churchill Mining Plc
Cineworld Group Plc
Circle Oil Plc
City Merchants High Yield Trust
City Natural Resources HI Y
City of London Investment GR
City of London Investment Trust
Claimar Care Group Plc
Clapham House Group Plc
Clarity Commerce Solutions Plc
CARL.L
CCL.L
CPTA.L
CATVU.L
CPW.L
CARS.L
CBOX.L
CEKq.L
CSH.L
CGS.L
CACSU.L
CMX.L
CGL.L
CTT.L
CAEL_p.L
CLTV.L
CIV1.L
CCP.L
CNKS.L
CEY.L
CAU.L
CFM.L
C4Y.L
CRND.L
CNA.L
CFU.L
CWR.L
CCT.L
CHARC.L
CHAR.L
CAY.L
CHAT.L
CHET.L
CHTR.L
CHU.L
CHG.L
CSN.L
CHW.L
FXC.L
CBI.L
CGM.L
CREO.L
CHNS.L
CHLD.L
CHRX.L
CHS.L
CHLL.L
CINE.L
COPU.L
CHY.L
CYNL.L
CLIG.L
CTY.L
CCGP.L
CPH.L
CCS.L
25%
10%
20%
20%
20%
30%
45%
75%
75%
30%
50%
75%
25%
75%
25%
75%
25%
25%
30%
25%
20%
35%
75%
25%
10%
35%
35%
25%
75%
20%
30%
35%
50%
20%
20%
15%
15%
25%
25%
75%
25%
35%
30%
20%
25%
25%
25%
15%
20%
50%
25%
35%
20%
75%
25%
75%
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
1.00%
0.30%
0.70%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
0.70%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
0.70%
1.00%
0.70%
0.30%
1.00%
0.70%
0.70%
0.70%
0.70%
0.70%
0.30%
0.30%
0.30%
0.30%
0.70%
0.30%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
0.70%
1.00%
0.70%
1.00%
0.30%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
04/2009
Clarke (Thomas)
Clarkson Hill Group Plc
Clarkson Plc
Clean Diesel Technologies Inc.
Clean Energy Brazil Plc
ClearSpeed Technology
Clerkenwell Ventures Plc
Climate Exchange Plc
Clinton Cards Plc
Clipper Windpower PLC
Close Brothers Group Plc
Close Enhanced Commodities
CLS Holdings Plc
Cluff Gold Ltd
CMA Global Hedge PCC Ltd
CML Microsystems Plc
Coal of Africa
Cobham Plc
Cobra Holdings Plc
Coffee Republic
Colliers CRE Plc
Collins Stewart Plc
Colt Telecom Group Plc
Commercial Group Properties
Communisis Plc
Compass Group Plc
Computacenter Plc
Concateno Plc
Concurrent Technologies Plc
Connaught Plc
Consort Medical
Contentfilm PLC
Conygar Investment Company
Cookson Group Plc
Corac Group Plc
Corin Group Plc
Cosalt Plc
Costain Group Plc
CPL Resources
Cranswick Plc
Creston Plc
CRH
Croda International
Crosby Capital Partners Inc
CSR Plc
CSS Stellar Plc
Curidium Medica Plc
CVS Group
Cyan Holdings
Cybit Holding Plc
Cyril Sweett Group Plc
D1 Oils Plc
Daejan Holdings Plc
Daily Mail & General Trust
Dairy Crest Group Plc
Dana Petroleum Plc
Daniel Stewart Securities Plc
CTO.L
CLKH.L
CKN.L
CDT.L
CEB.L
CSD.L
CLCRK.L
CLIE.L
CLCA.L
CWPR.L
CBRO.L
CLEN.L
CLSH.L
CLUF.L
CMAG.L
CML.L
CZA.L
COB.L
CBRA.L
CFE.L
COLL.L
CLST.L
COLT.L
CMGP.L
CMS.L
CPG.L
CCC.L
COT.L
CNCT.L
CNT.L
CSRT.L
CFL.L
CIC.L
CKSN.L
CRAU.L
COCRG.L
CSLT.L
COSG.L
DQ5.L
CWK.L
CRCRE.L
CRH.L
CRDA.L
CSBq.L
CSR.L
CSSS.L
CURM.L
CVSG.L
CYAN.L
CYHU.L
CSWG.L
DOO.L
DJAN.L
DMGOa.L
DCG.L
DNX.L
DAN.L
25%
75%
25%
75%
75%
45%
25%
25%
25%
25%
20%
25%
20%
35%
75%
75%
20%
10%
75%
75%
25%
20%
20%
75%
25%
10%
15%
30%
35%
15%
35%
45%
25%
25%
35%
35%
25%
25%
50%
25%
25%
10%
20%
75%
25%
75%
75%
25%
75%
35%
25%
25%
75%
20%
20%
20%
35%
P
P
P
P
O
P
P
O
P
O
P
P
P
P
O
P
P
P
P
P
P
P
P
O
P
P
P
P
O
P
P
P
P
P
P
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
0.70%
0.30%
0.70%
0.70%
1.00%
0.30%
0.70%
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
0.70%
1.00%
0.70%
0.70%
0.30%
0.30%
0.70%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
0.70%
0.30%
0.70%
1.00%
04/2009
Dart Group Plc
Datacash Group Plc
DataTec Ltd
Davenham Group Plc
Davis Service Group Plc
Dawnay Day Treveria Plc
Dawson Holdings Plc
Dawson International Plc
DB X-Trackers GBP MNY MRK
DCC Plc
DCD Media Plc
De La Rue Plc
Deal Group Media Plc
Debenhams
Dechra Pharmaceuticals Plc
Dee Valley Group Plc
Delek Global Real Estate Ltd
Delta Plc
Deltex Medical Group Plc
Derwent London Plc
Desire Petroleum Plc
Deutsche Land Plc
Develica Deutchland Ltd
Development Securities Plc
Devro Plc
Dexion Absolute Ltd
Dexion Alpha Stratagies Ltd
Dexion Equity Alternative LD
Dexion Trading Ltd
Diageo Plc
Dialight Plc
Diamondcorp
Diamondtech Inc
Dignity Plc
Dimension Data Holdings Plc
Diploma Plc
Discover Leisure Plc
DJ Euro STOXX Growth - IDJG
DJ Euro STOXX Mid Cap - DJMC
DJ Euro STOXX Select Div - IDVY
DJ Euro STOXX Small Cap - DJSC
DJ Euro STOXX Value - IDJV
DM Plc
Dmatek Ltd
Dolphin Capital Investors td
Dominion Petroleum Ltd
Domino Printing Sciences
Domino's Pizza UK & IRL Plc
Dragon Oil Plc
Dragon Ukrainian Properties
Drax Group Plc
Driver Group Plc
DS Smith Plc
DSG International
DTZ Holdings Plc
Dunedin Income Growth Inv Tst
DTG.L
DATA.L
DTC.L
DAV.L
DVSG.L
TRVT.L
DWN.L
DINT.L
XGBP.L
DCC.L
DCD.L
DLAR.L
DGM.L
DEB.L
DECP.L
DEEV.L
DGRE.L
DLTA.L
DEMG.L
DLN.L
DES.L
DLD.L
DEDE.L
DSC.L
DVO.L
DAB.L
DASL.L
DEAL.L
DTL.L
DGE.L
RXO.L
DCP.L
DTEC.L
DTY.L
DDT.L
DPLM.L
DISL.L
IDJG.L
DJMC.L
IDVY.L
DJSC.L
IDJV.L
DMP1.L
DTK.L
DOLC.L
DOPL.L
DOPR.L
DOM.L
DGO.L
DUPD.L
DRX.L
DRV.L
SMDS.L
DSGI.L
DTZ.L
DIG.L
25%
25%
35%
75%
20%
25%
20%
75%
25%
15%
45%
10%
75%
20%
20%
75%
25%
25%
25%
25%
25%
25%
20%
35%
25%
20%
25%
15%
20%
10%
30%
75%
75%
10%
20%
15%
75%
25%
30%
25%
25%
35%
75%
25%
25%
35%
15%
20%
25%
25%
10%
75%
20%
25%
25%
20%
P
O
O
P
P
P
P
P
O
P
P
P
O
O
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
O
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.70%
0.70%
1.00%
0.30%
0.30%
0.30%
1.00%
0.70%
0.30%
1.00%
0.70%
1.00%
0.70%
0.70%
1.00%
0.70%
0.30%
1.00%
0.70%
0.70%
1.00%
0.30%
0.70%
0.70%
0.30%
0.30%
0.30%
0.30%
0.30%
0.70%
1.00%
1.00%
0.30%
0.30%
0.30%
1.00%
0.30%
0.30%
0.70%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
0.30%
0.70%
0.70%
0.70%
0.30%
1.00%
0.30%
0.70%
0.30%
0.30%
04/2009
Dunedin Smaller Companies Inv Tst
Dunelm Group
Dwyka Diamonds Ltd
Dyson Group Plc
E2V Technologies Plc
EAGA Plc
Eaglet Investment Trust
Eastern European Trust
Eastern Mediterranean Resources
Eastern Platinum Ltd
easyJet Plc
Eckoh Technologies Plc
Ecofin Water and Power
Ecofin Water and Power Opp Plc
EcoSecurities Group Plc
Edinburgh Dragon Trust Plc
Edinburgh Inv Tst
Edinburgh New Income Trust
Edinburgh UK Tracker Trust Plc
Edinburgh US Tracker Trust Plc
Edinburgh Worldwide Inv Trust
Education Development Int
Egdon Resources Plc
Eidos
Elan Corp
Eleco
Electra Inv Tst
Electric and General Inv Tst
Electric Word PLC
Electrocomponents Plc
Electronic Data Process
Elementis Plc
Elixir Petroleum
Emblaze Ltd
Emerald Energy Plc
Empresaria Group Plc
Empyrean Energy Plc
Encore Oil Plc
Energetix Group Plc
Energybuild Group Plc
Enterprise Inns Plc
Entertainment Rights Plc
Environmant Recycling Tech
EPE Special Opportunities
Equest Investments Balkans Ltd
Eros International Plc
Eservglobal Ltd
ETC Agriculture DJ-AIGCSM
ETC All Commodities DJ-AIGSM
ETC Aluminium
ETC Brent 1mth Oil Securities
ETC Coffee
ETC Copper
ETC Corn
ETC Cotton
ETC Crude Oil
DNDL.L
DNLM.L
DWY.L
DYS.L
E2V.L
EAGA.L
EAIN.L
EST.L
EMED.L
ELRq.L
EZJ.L
ECK.L
ECWe.L
ECW.L
ECO.L
EDDR.L
EDIN.L
EDNT.L
EUK.L
EUS.L
EWI.L
EDD.L
EGRE.L
EIDE.L
ELN.L
ELCO.L
ELTA.L
ELEG.L
ELWO.L
ECM.L
ELDA.L
ELM.L
ELP.L
EBLZ.L
EMEN.L
EMPR.L
EMEL.L
EO.L
EGX.L
EBG.L
ETI.L
ERT.L
ENRE.L
ESOE.L
EIB.L
EROS.L
ESGq.L
AIGA.L
AIGC.L
ALMN.L
OILB.L
COFF.L
COPA.L
CORN.L
COTN.L
CRUD.L
50%
25%
35%
35%
35%
20%
25%
25%
25%
35%
15%
45%
45%
25%
25%
20%
20%
45%
15%
30%
25%
25%
75%
20%
25%
25%
15%
25%
35%
20%
75%
20%
75%
25%
25%
45%
35%
35%
75%
25%
20%
75%
35%
75%
25%
25%
35%
15%
15%
15%
25%
15%
15%
15%
15%
25%
P
P
P
P
P
P
P
P
P
O
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
O
O
O
O
O
O
O
O
O
0.30%
0.70%
1.00%
0.70%
0.70%
0.70%
0.70%
0.70%
1.00%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
1.00%
0.30%
0.30%
0.70%
1.00%
0.70%
0.70%
0.30%
1.00%
0.70%
0.70%
1.00%
0.30%
1.00%
0.70%
1.00%
0.70%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
0.30%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
04/2009
ETC Energy DJ-AIGSM
ETC Ex-Energy DJ-AIGSM ETC
ETC Gasoline
ETC Gold
ETC Grains DJ-AIGSM
ETC Heating Oil
ETC Industrial Metals DJ-AIGSM
ETC Lean Hogs
ETC Leveraged Gold
ETC Live Cattle
ETC Livestock DJ-AIGSM
ETC Natural Gas
ETC Nickel
ETC Petroleum DJ-AIGSM
ETC Physical Gold
ETC Physical Palladium
ETC Physical Platinum
ETC Physical PM Basket
ETC Physical Silver
ETC Precious Metals DJ-AIGSM
ETC Short Crude Oil
ETC Silver
ETC Softs DJ-AIGSM
ETC Soybean Oil
ETC Soybeans
ETC Sugar
ETC Wheat
ETC WTI 2mth Oil Securities
ETC Zinc
ETF MSCI Emerging Markets
Eurasian Nat Res
Euromoney Institutional Investor
European Assets Trust NV
European Goldfields Ltd
European Islamic Investment Bank
European Nickel Plc
Evans (M.P.) Group
Evolutec Group PLC
Evolution Group Plc
Experian Group Ltd
F&C Asset Management Plc
F&C Capital & Income Inv Tst
F&C Commercial Property Trust Ltd
F&C Private Equity Trust
F&C Smaller Companies Plc
F&C UK Select Trust Plc
F&C US Smaller Companies Plc
Fabian Romania Ltd
Fairpoint Group Plc
Falkland Island Holdings
Falkland Oil & Gas Ltd
Faroe Petroleum Plc
Fayrewood Plc
Fenner Plc
Ferrexpo Plc
Ffastfill Plc
Fiberweb Plc
AIGE.L
AIGX.L
UGAS.L
BULL.L
GRNS.L
HEAT.L
AIGI.L
HOGS.L
LBUL.L
CATL.L
AIGL.L
NGAS.L
NICK.L
AIGO.L
PHAU.L
PHPD.L
PHPT.L
PHPM.L
PHAG.L
AIGP.L
SOIL.L
SLVR.L
AIGS.L
SOYO.L
SOYB.L
SUGA.L
WEAT.L
OILW.L
ZINC.L
IEEM.L
ENRC.L
ERM.L
EUNZ.L
EGUq.L
EIIB.L
ENK.L
MPE.L
EVCL.L
EVG.L
EXPN.L
FCAM.L
FCI.L
FCPT.L
FPERx.L
FCS.L
FUS.L
FCSM.L
FAB.L
FRPG.L
FKL.L
FOGL.L
FPM.L
FWY.L
FENR.L
FXPO.L
FFA.L
FWEB.L
15%
15%
15%
15%
15%
15%
15%
15%
25%
15%
15%
15%
15%
15%
25%
25%
25%
25%
25%
15%
25%
15%
15%
15%
15%
15%
15%
15%
15%
25%
25%
15%
25%
25%
40%
45%
15%
45%
15%
15%
20%
25%
20%
75%
25%
25%
25%
75%
25%
75%
25%
25%
25%
20%
25%
25%
25%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
P
O
P
P
P
P
P
O
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.30%
0.70%
0.70%
1.00%
1.00%
0.70%
0.70%
0.70%
1.00%
0.70%
0.30%
0.70%
0.70%
0.30%
0.70%
0.70%
1.00%
0.70%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
1.00%
0.70%
04/2009
Fidelity Asian Values Plc
Fidelity European Values Plc
Fidelity Japanese Values Plc
Fidelity Special Values Plc
Fidessa Group PLC
Filtrona Plc
Filtronic Plc
Findel Plc
Finsbury Growth & Income Trust Plc
Finsbury Worldwide Pharm Tst
Firestone Diamonds Plc
First Artist Corporation
First Derivatives Plc
First Property Group PLC
Firstgroup Plc
Foreign & Colonial Eurotrust Plc
Foreign & Colonial Investment Tst
Forte Energy NL
Forth Ports Plc
Fortune Oil Plc
Framlington Innovative Growth Tst
Freedom4 Group Plc
French Connection Group Plc
Fresnillo Plc
Friends Provident Plc
Frontera Resources Corp
Frontier Mining Ltd
FTSE UK Dividend Plus - IUKD
FTSE UK Gilt All Stocks - IGLT
FTSEurofirst 80 - IEUR
Futura Medical Plc
Futuragene Plc
Future Plc
Fyffes
Gable Holdings Inc
Galantas Gold Corp
Galleon Holdings Plc
Galliford Try Plc
Galliform Plc
Game Group Plc
Games Workshop Group Plc
Gaming VC Holdings SA
Gartmore Asia Pacific Trust
Gartmore European Investment Tst
Gartmore Fledgling Trust Plc
Gartmore Global Trust Plc
Gartmore Growth Opportunities Plc
Gartmore Irish Growth Fund Plc
Gartmore Smaller Companies Tst
Gas Turbine Efficiency Plc
Gasol Plc
GB Group Plc
GBP Index Linked Gilt - INXG
Gem Diamonds
Genemedix Plc
Genesis Emerging Markets Fund Ltd
FAS.L
FEV.L
FJV.L
FSV.L
FDSA.L
FLTR.L
FTC.L
FDL.L
FGT.L
FWP.L
FDI.L
FIAR.L
FRST.L
FSTP.L
FGP.L
FCU.L
FRCL.L
FTEFE.L
FPT.L
FOOI.L
FIT.L
FFG.L
FCCN.L
FRES.L
FP.L
FRR.L
FMLq.L
IUKD.L
IGLT.L
IEUR.L
FUM.L
FGN.L
FUTR.L
FFY.L
GAH.L
GAGO.L
GON.L
GFRD.L
GFRM.L
GMG.L
GAW.L
GVCq.L
ABAA.L
GEU.L
GMF.L
GGL.L
GGOR.L
GIR.L
GSM.L
GAST.L
GASL.L
GBGP.L
INXG.L
GEMD.L
GMX.L
GENE.L
35%
15%
35%
25%
25%
20%
25%
25%
25%
15%
25%
75%
75%
45%
10%
25%
15%
25%
15%
20%
30%
20%
25%
25%
25%
25%
75%
20%
10%
25%
25%
20%
25%
15%
75%
35%
75%
20%
20%
20%
35%
25%
45%
25%
30%
25%
30%
30%
45%
25%
35%
75%
10%
35%
75%
25%
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
O
O
O
P
O
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
O
O
O
P
0.30%
0.30%
0.30%
0.70%
0.70%
0.30%
0.70%
0.70%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
0.70%
0.70%
1.00%
0.70%
0.70%
0.70%
0.70%
0.30%
0.70%
0.70%
1.00%
1.00%
0.70%
0.70%
0.30%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
1.00%
0.70%
0.70%
0.70%
0.30%
1.00%
1.00%
0.70%
0.70%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
04/2009
Genesis Petroleum Plc
Genetix Group Plc
Genus Plc
Geong International Ltd.
Geopark Holdings Ltd
Georgica Plc
Getmobile
GKN Plc
Gladstone Pacific Nickel
Gladstone Plc
Glanbia
GlaxoSmithKline Plc
Glencar Mining Plc (UK)
Global Coal Management Plc
Global Energy Development Plc
Global Natural Energy Plc
Global Petroleum Ltd
Globeop Financial Services
Globus Maritime Ltd
GMA Resources Plc
Go-Ahead Group Plc
Goals Soccer Centres Plc
GoIndustry Plc
Gold Oil Plc
GoldenPort Holdings Plc
Goldman Sachs Dynamic Opps £
Goldman Sachs Dynamic Opps €
Goldplat Plc
Goodwin Plc
Grafton Group
Grainger Trust Plc
Graphite Enterprise Trust Plc
Great Eastern Energ-GDR REGS
Great Portland Estates Plc
Greencore Group
Greene King Plc
Greenko Group Plc
Greggs Plc
Gresham Computing Plc
Griffin Mining Ltd
Group 4 Securicor Plc
GTL Resources Plc
Gulf Keystone Petroleum Ltd
Gulfsands Petroleum Plc
GW Pharmaceuticals Plc
H&T Group
Haike Chemical Group Ltd
Halfords Group Plc
Hallin Marine Subsea Intl
Halma Plc
Hambledon Mining Plc
Hammerson Plc
Hampson Industries Plc
Hamworthy KSE
Handmade Plc
Hansa Trust Plc
GNSP.L
GTX.L
GENS.L
GNG.L
GPK.L
GGA.L
GETM.L
GKN.L
GPNG.L
GLAD.L
GL9.L
GSK.L
GN2.L
GCM.L
GBLE.L
GBNE.L
GBPq.L
GO.L
GLBS.L
GMA.L
GOG.L
GOAL.L
GOI.L
GOO.L
GPRT.L
GSDO.L
GSDOx.L
GLDP.L
GDWN.L
GRF_u.L
GRI.L
GPE.L
GEECq.L
GPOR.L
GNC.L
GNK.L
GKO.L
GRG.L
GHT.L
GFM.L
GFS.L
GTL.L
GKP.L
GPX.L
GWP.L
HTGR.L
HAIK.L
HFD.L
HMS.L
HLMA.L
HMB.L
HMSO.L
HAMP.L
HAMW.L
HMF.L
HAN.L
75%
45%
15%
45%
25%
75%
75%
20%
45%
25%
25%
10%
45%
35%
45%
25%
25%
75%
75%
45%
20%
25%
35%
20%
25%
20%
25%
25%
35%
15%
25%
25%
25%
20%
25%
20%
50%
30%
35%
25%
15%
45%
25%
25%
25%
25%
45%
20%
25%
20%
20%
10%
20%
25%
75%
45%
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
O
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
O
P
P
P
P
P
P
P
P
O
1.00%
1.00%
0.30%
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
1.00%
0.30%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.30%
0.70%
1.00%
0.70%
0.70%
0.30%
0.70%
1.00%
0.70%
0.30%
0.70%
0.70%
1.00%
0.30%
0.30%
0.70%
0.70%
0.70%
0.70%
1.00%
0.70%
1.00%
0.70%
0.70%
0.70%
0.70%
1.00%
0.30%
1.00%
0.30%
1.00%
0.30%
0.70%
0.70%
1.00%
0.70%
04/2009
Hansard Global Plc
Hansteen Holdings Plc
Hardide
Hardy Oil & Gas Plc
Hardy Underwriting Group Plc
Hargreaves Lansdown Plc
Hargreaves Services Plc
Harvey Nash Group Plc
Havelock Europa Plc
Hays Plc
Headlam Group Plc
Healthcare Locums Plc
Helical Bar Plc
Helius Energy Plc
Hellenic Carriers Ltd
Helphire Plc
Henderson EuroTrust Plc
Henderson Far East Income Trust Ltd
Henderson Group Plc
Henderson High Income Trust Plc
Henderson Morley
Henderson Smaller Companies Inv Tst
Henderson TR Pacific Investment Tst
Herald Inv Tst
Heritage Oil Ltd
Hertford International Group
Hexagon Human Capital PLC
Heywood Williams Group Plc
HgCapital Trust Plc
Hidefield Gold Plc
Highland Gold Mining Ltd
Hightex Group Plc
Hikma Pharmaceuticals
Hill & Smith Holdings Plc
Hilton Food Group Ltd
Hirco PLC
Hiscox Plc
HMV Group Plc
Hochschild Mining Plc
Hogg Robinson Group Plc
Holidaybreak Plc
Home Retail Group
Homeserve Plc
Hornby Plc
Hotel Corp Plc/The
HR Owen Plc
HSBC Holdings Plc
HSBC Infrastructure Co
Hunting Plc
Huntsworth Plc
Huveaux Plc
Hyder Consulting Plc
Hydrodec Group Plc
ICAP Plc
IDOX
IFG Group Plc
IG Group Holdings Plc
HSD.L
HSTN.L
HDD.L
HAOG.L
HDU.L
HRGV.L
HASE.L
HARV.L
HAVE.L
HAYS.L
HEAD.L
HLO.L
HLCL.L
HEGY.L
HCLL.L
HHR.L
HNE.L
HFEL.L
HGGH.L
HHI.L
HML.L
HSL.L
HPI.L
HRI.L
HOIL.L
HIGP.L
HHC.L
HYWD.L
HGT.L
HIF.L
HGM.L
HTIG.L
HIK.L
HILS.L
HFG.L
HRCO.L
HSX.L
HMV.L
HOCM.L
HRG.L
HBR.L
HOME.L
HSV.L
HRN.L
HCOP.L
HRO.L
HSBA.L
HICL.L
HTG.L
HNTS.L
HVX.L
HYC.L
HYR.L
IAP.L
IDOX.L
IFP.L
IGG.L
25%
75%
75%
25%
25%
20%
35%
25%
75%
15%
15%
25%
20%
25%
25%
15%
30%
25%
20%
15%
75%
15%
20%
15%
25%
50%
75%
75%
25%
75%
35%
75%
20%
15%
25%
25%
25%
20%
20%
25%
15%
20%
20%
35%
45%
75%
10%
25%
20%
20%
25%
15%
25%
15%
25%
45%
20%
P
P
P
P
P
O
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
P
P
P
O
P
P
O
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
O
P
0.70%
0.70%
1.00%
0.70%
0.70%
0.30%
0.70%
1.00%
1.00%
0.30%
0.70%
0.70%
0.70%
0.70%
1.00%
0.30%
0.70%
0.70%
0.70%
0.70%
1.00%
0.30%
0.30%
0.30%
0.70%
1.00%
1.00%
0.30%
0.70%
1.00%
0.70%
1.00%
0.30%
0.30%
0.70%
0.70%
0.30%
0.30%
0.30%
0.70%
0.70%
0.70%
0.30%
0.70%
1.00%
1.00%
0.30%
0.30%
0.30%
0.30%
1.00%
0.30%
0.70%
0.70%
1.00%
0.70%
0.30%
04/2009
Imagination Technologies Group Plc
IMI Plc
Immersion Technologies Intl
Immunodiagnostic Systems
Immupharma Plc
Impax Environmental Systems
Impax Group Plc
Imperial Tobacco Group Plc
IMS Maxims Plc
Inchcape Plc
Indago Petroleum
Independent Media Dist
Independent News & Media Plc
India Capital Growth Fund LT
IndigoVision Group Plc
Individual Restaurant Co. Plc
Infonic Plc
Informa Plc
ING UK Real Estate Inc Trust
Inion OY
Inland Plc
Inmarsat Plc
Innovation Group Plc
Innovision Research & Technology
Inspired Gaming
Intec Telecom Systems Plc
Integrated Asset Management Plc
Intelligent Environments Group
Interactive Prosp Targeting Hold
Intercede Group
Intercontinental Hotels Group Plc
Intercytex Group Plc
Interior Services Group Plc
Intermediate Capital Group Plc
International Biotechnology Tst
International Ferro Metals
International Personal Finance
International Power Plc
Interserve Plc
Intertek Group Plc
Invensys Plc
INVESCO Asia TRUST
INVESCO English and Int Tst
INVESCO Income Growth Trust Plc
INVESCO Perp Select Trust
INVESCO Perp UK Smaller Cos
INVESCO Perpetual European
Invesco UK Property Income Tst
Investec Plc
Invista Foundation Property Trust
Invista Real Estate
Invocas Group Plc
IP2IPO Group Plc
Ipellam Group Plc
IPSA Group Plc.
IQE Plc
Irish Cont Unit
IMG.L
IMI.L
ITI.L
IDH.L
IMM.L
IMPX.L
IPX.L
IMT.L
IMXM.L
INCH.L
IPLM.L
IMED.L
INME.L
IGC.L
ID2A.L
INDRE.L
IFNC.L
INF.L
IRET.L
IINq.L
ILND.L
ISA.L
TIG.L
INNV.L
INGG.L
ITL.L
ITAM.L
IEN.L
IPTH.L
IGP.L
IHG.L
ICX.L
ISG.L
ICP.L
IBT.L
IFL.L
IPF.L
IPR.L
IRV.L
ITRK.L
ISYS.L
IAT.L
IEI.L
IVI.L
IVPH.L
IPU.L
IPE.L
IPI.L
INVP.L
IFD.L
INRE.L
INVO.L
IPO.L
IPEL.L
IPSA.L
IQE.L
ICG_u.L
25%
20%
75%
35%
75%
25%
35%
10%
45%
25%
45%
45%
25%
25%
35%
75%
75%
15%
20%
75%
75%
10%
25%
45%
75%
25%
45%
25%
75%
25%
10%
25%
25%
20%
25%
35%
25%
10%
20%
15%
15%
15%
35%
30%
75%
20%
25%
75%
20%
20%
25%
75%
25%
75%
35%
20%
25%
P
P
P
P
O
P
P
P
O
O
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
O
P
O
O
O
P
P
P
P
P
P
P
P
0.70%
0.30%
1.00%
1.00%
1.00%
0.70%
1.00%
0.30%
1.00%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
0.70%
1.00%
0.30%
0.70%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
0.70%
1.00%
0.70%
0.30%
0.30%
0.70%
0.70%
0.70%
0.30%
0.30%
0.30%
1.00%
0.30%
1.00%
0.70%
0.30%
0.30%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
0.30%
04/2009
Irish Life & Permanent Plc
Irvine Energy
ISIS Property Ltd
ISIS Property Trust 2
Islamic Bank of Britain Plc
Island Gas Resources Plc
Island Oil & Gas Plc
ITE Group Plc
Ithaca Energy Plc
ITM Power Plc
ITV Plc
James Fisher & Sons Plc
James Halstead Plc
Jardine Lloyd Thompson Group Plc
Jarvis Plc
Jelf Group PLC
Jersey Elec 'A'
Jessops Plc
Jetion Holdings Ltd
JJB Sports Plc
JKX Oil & Gas Plc
John David Group Plc
John Menzies Plc
John Wood Group Plc
Johnson Matthey Plc
Johnson Service Group Plc
Johnston Press Plc
Journey Group Plc
JP Morgan European Investment Trust
JPM Flem American Inv Tst
JPM Flem Asian Inv Tst
JPM Flem Chinese
JPM Flem Claverhouse IT Plc
JPM Flem Emerging Markets Inv Tst
JPM Flem Euro Fledgeling Inv Tst
JPM Flem Indian Inv Tst
JPM Flem Japanese Inv Tst
JPM Flem Japanese Sm Co Inv Tst
JPM Flem Mid Cap Inv Tst
JPM Flem Overseas Inv Tst
JPM Flem Russian Securities Plc
JPM Flem Smaller Companies Inv Tst
JPM Flem US Discover
JPM Fleming Inc & Cap-U Inv Tst
JPMorgan European Inv. Growth Trust
JPMorgan Indian Inv Trust PLC
JSM Indochina Ltd
Jubilee Platinum Plc
Jupiter Euro Opportunities Trust
Jupiter Green Investment
Jupiter Primadona Growth
Jupiter Second Enhanced I-U
Just Retirement Plc
JZ Capital Partners Ltd
K3 Business Technology Group Plc
Kalahari Minerals PLC
Kazakhmys Plc
IPM.L
IVE.L
IPT.L
IRP.L
ISLB.L
IGAS.L
IOG.L
ITE.L
IAE.L
ITM.L
ITV.L
FSJ.L
JHD.L
JLT.L
JRVS.L
JLF.L
JLEC.L
JSP.L
JHL.L
JJB.L
JKX.L
JD.L
MNZS.L
WG.L
JMAT.L
JSG.L
JPR.L
JNYJ.L
JETi.L
JAM.L
JAI.L
JMC.L
JCH.L
JMG.L
JFF.L
JII.L
JFJ.L
JPS.L
JMF.L
JMO.L
JRS.L
JMI.L
JPU.L
JPIPu.L
JETx.L
JIIx.L
JSM.L
JLP.L
JEO.L
JGC.L
JPG.L
JSE_u.L
JR.L
JZCP.L
KBT.L
KAH.L
KAZ.L
40%
75%
50%
35%
35%
75%
25%
20%
35%
25%
15%
25%
30%
15%
25%
25%
45%
75%
25%
25%
25%
35%
25%
15%
15%
20%
20%
35%
35%
25%
20%
25%
25%
20%
15%
20%
20%
15%
25%
35%
15%
30%
45%
45%
20%
75%
25%
25%
15%
25%
45%
45%
25%
25%
30%
25%
20%
O
P
O
P
O
P
P
P
O
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
0.30%
1.00%
0.30%
0.70%
0.70%
1.00%
1.00%
0.30%
1.00%
0.70%
0.30%
0.70%
0.30%
0.30%
0.70%
0.70%
1.00%
0.70%
0.70%
0.70%
0.70%
0.70%
0.30%
0.70%
0.70%
0.30%
0.70%
1.00%
0.30%
0.70%
0.30%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.30%
0.70%
0.70%
0.70%
0.30%
0.70%
1.00%
0.30%
1.00%
0.70%
1.00%
0.30%
1.00%
0.70%
1.00%
0.70%
0.30%
1.00%
0.70%
0.30%
04/2009
KBC Advanced Technologies
Keller Group Plc
Kenmare Resources (UK)
Kenmore Euro
Kentz Corp Ltd
Kerry Group
Kesa Electricals Plc
Kewill Systems
Keystone Inv Tst
Kier Group Plc
Kimcor Diamonds Plc
Kingfisher Plc
Kingspan Group
Kingston Communications Plc
Kirkland Lake Gold Inc
KleenAir Systems International Plc
Kofax Plc
Kopane Diamond Developments
KSK Power Ventur Plc
Kubera Cross-Border Fund
Kyro Resources Plc
Ladbrokes PLC
Laird Group Plc
Lamprell Plc
Lancashire Holdings Ltd
Land Securities Group Plc
Landkom International Plc
Landore Resources Ltd
Latchways
Laura Ashley Holdings Plc
Lavendon Group Plc
Law Debenture Corp Plc
Leadcom Integrated Solutions
Leaf Clean Energy Co.
Leed Petroleum Plc
Legal & General Group Plc
Leisure & Gaming Plc
Leni Gas & Oil Plc
Leyshon Resources
Liberty International Plc
LiDCO Group Plc
Lighthouse Group
Lincat Group Plc
Liontrust Asset Management Plc
Livermore Investments Group Plc
Lloyds TSB Group Plc
LogicaCMG Plc
Lok'nStore Group Plc
Lombard Medical Tech
London & Associated Properties Plc
London & Stamford Property Ltd
London Capital Group Holdings Plc
London Stock Exchange Plc
Lonmin Plc
Lonrho Africa Plc
Lonzim Plc
KBCAT.L
KLR.L
JEV.L
KEIFq.L
KENZ.L
KYGa.L
KESA.L
KWL.L
KIT.L
KIE.L
KIMD.L
KGF.L
KSP.L
KCOM.L
KGIq.L
KSI.L
KFX.L
KDD.L
KSK.L
KUBCq.L
KYS.L
LAD.L
LRD.L
LAM.L
LRE.L
LAND.L
LKI.L
LND.L
LATC.L
ALY.L
LVD.L
LWDB.L
LEAD.L
LEAF.L
LDP.L
LGEN.L
LEIS.L
LGO.L
LRL.L
LII.L
LID.L
LGHT.L
LCT.L
LIO.L
AUIV.L
LLOY.L
LOG.L
LOK.L
LMMT.L
LAS.L
LSP.L
LCG.L
LSE.L
LMI.L
LONR.L
LZM.L
35%
20%
25%
20%
25%
10%
20%
25%
30%
15%
75%
20%
15%
20%
75%
75%
15%
75%
25%
75%
75%
15%
20%
25%
10%
10%
25%
25%
25%
25%
15%
25%
35%
75%
25%
20%
75%
25%
20%
10%
35%
25%
75%
25%
35%
30%
15%
75%
75%
25%
35%
25%
15%
20%
35%
50%
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
O
O
P
P
O
P
1.00%
0.70%
0.70%
0.70%
1.00%
0.30%
0.30%
1.00%
0.70%
0.70%
1.00%
0.70%
0.30%
0.70%
1.00%
1.00%
0.30%
1.00%
0.70%
1.00%
1.00%
0.30%
0.30%
0.70%
0.70%
0.30%
1.00%
1.00%
0.70%
0.70%
0.70%
0.70%
0.70%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
0.70%
0.70%
0.70%
0.30%
1.00%
1.00%
0.70%
1.00%
0.70%
0.70%
0.70%
0.70%
1.00%
04/2009
Lookers Plc
Low & Bonar Plc
Lowland Investment Company Plc
LQDE USD Corporate Bond
LSL Property
Luminar Plc
Lupus Capital Plc
Lyxor ETF India S&P CNX NIFTY
Lyxor ETF Russia GBP
Lyxor Gold Bullion Securities
M&G Equity Inv Trust Plc
Macau Property
Macfarlane Group Plc
Maghreb Minerals Plc
Majedie Investments Plc
Majestic Wine Plc
Man Group Plc
Managed Support Services Plc
Management Consulting Group Plc
Manchester & London Inv Trust
Manganese Bronze Hldgs Plc
Mano River Resources Inc
Manpower Software Plc
Mapeley
Marinetrack Holdings Plc
Marks & Spencer Group Plc
Marshalls Plc
Marston's Plc
Martin Currie Pacific Trust Plc
Martin Currie Portfolio Inv Tst
Marwyn Value Investors II Ltd
Marylebone Warwick Balfour Group
Matchtech Group Plc
Matra Petroleum Plc
Matrix European Real Estate Fund
Mattioli Woods Plc
Max Petroleum Plc
Maxima Holdings Plc
May Gurney
MBL Group Plc
Mcbride Plc
Mckay Securities Plc
MDM Engineering Group Ltd
MDY Healthcare Plc
Mears Group Plc
Mecom Group
Media Corporation Plc
Medical Marketing Int Group
Medicsight Plc
Mediterranean Oil & Gas Plc
Mediwatch Plc
Medusa Mining Ltd
Meggitt Plc
Melchior Japan Invest Trust
Melorio Plc
Melrose Plc
Melrose Resources Plc
LOOK.L
LWB.L
LWI.L
LQDE.L
LSL.L
LMR.L
LUP.L
LNFT.L
LRUSL.L
GBSx.L
MEQ.L
MPO.L
MACF.L
MAGM.L
MAJE.L
MJW.L
EMG.L
MSPS.L
NZX.L
MNL.L
MNGS.L
MANx.L
MNS.L
MAY.L
MTRK.L
MKS.L
MSLH.L
MARS.L
MACP.L
MNP.L
MRWN.L
MWB.L
MTEC.L
MPTR.L
MERE_p.L
MTWL.L
MXP.L
MXM.L
MAYG.L
MUBL.L
MCB.L
MCKS.L
MDME.L
MDY.L
MERG.L
MEC.L
MEDIC.L
MMG.L
MDST.L
MOG.L
MDWU.L
MML.L
MGGT.L
MJT.L
MLO.L
NYN.L
MRS.L
25%
25%
35%
25%
25%
20%
20%
75%
75%
10%
75%
15%
25%
75%
35%
15%
20%
20%
25%
75%
25%
20%
25%
100%
75%
10%
20%
20%
25%
15%
75%
35%
30%
75%
35%
30%
35%
35%
25%
75%
20%
30%
75%
75%
20%
25%
75%
75%
25%
25%
35%
25%
15%
75%
25%
25%
25%
P
P
P
O
O
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
O
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
0.70%
0.30%
0.70%
0.30%
0.70%
0.30%
0.30%
0.70%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
0.70%
0.70%
0.70%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
0.70%
0.70%
0.30%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
0.70%
1.00%
0.30%
0.70%
1.00%
1.00%
0.30%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
0.70%
04/2009
Mercantile Investment Trust Plc
Merchants Trust Plc
Meridian Petroleum Plc
Metalrax Group Plc
Metals Exploration
Metal-Tech Ltd
Metnor Group Plc
Metro Baltic Horizons Plc
Michael Page International Plc
Micro Focus International Plc
Microgen Plc
Millennium & Copthorne Hotels Plc
Minco Plc
Minera IRL Ltd
Minerva Plc
Minorplanet Systems Plc
Mirland Development Corp
Misys Plc
Mitchells & Butlers Plc
Mitie Group
Modern Water Plc
Molins Plc
Mondi Plc
Moneysupermarket.com
Monitise Plc
Monks Inv Tst
Montanaro European Smaller Co
Montanaro UK Smaller Cos Inv
Morgan Crucible Co
Morgan Sindall Plc
Morrison WM Supermarkets
Morse Plc
Morson Group Plc
Moss Bros Group Plc
Mothercare Plc
Motivcom Plc
Mouchel Parkman Plc
MS International Plc
MSCI AC Far East ex-Japan - IFFF
MSCI Brazil - IBZL
MSCI Japan Fund - IJPN
MSCI Korea - IKOR
MSCI Taiwan - ITWN
MSCI Turkey - ITKY
MSCI World - IWRD
Mucklow (A & J) Group Plc
Mulberry Group Plc
Murray Income Trust Plc
Murray International Trust Plc
MW Tops Ltd - EUR
MW Tops Ltd - GBP
MW Tops Ltd - USD
Mwana Africa Plc
Namibian Resources Plc
Natasa Mining Ltd
National Express Group Plc
MRCM.L
MRCH.L
MRP.L
MRX.L
MTL.L
MTT.L
MTGL.L
METL.L
MPI.L
MCRO.L
MCGN.L
MLC.L
MINC.L
MIRL.L
MNR.L
MPLS.L
MLD.L
MSY.L
MAB.L
MTO.L
MWG.L
MLIN.L
MNDI.L
MONY.L
MONI.L
MNKS.L
MONT.L
MTU.L
MGCR.L
MGNS.L
MRW.L
MOR.L
MRN.L
MOSB.L
MTC.L
MOTI.L
MCHL.L
MSTL.L
IFFF.L
IBZL.L
IJPN.L
IKOR.L
ITWN.L
ITKY.L
IWRD.L
MKLW.L
MUL.L
MUT.L
MYI.L
TOPS_px.L
TOPS_p.L
TOPS_pu.L
MWA.L
NBE.L
NSN.L
NEX.L
15%
25%
75%
25%
25%
75%
75%
75%
20%
25%
45%
20%
75%
25%
25%
75%
25%
20%
20%
20%
75%
25%
25%
20%
25%
20%
30%
30%
20%
15%
10%
25%
30%
35%
20%
75%
20%
45%
25%
25%
15%
25%
25%
25%
15%
25%
45%
25%
25%
25%
25%
25%
35%
75%
45%
20%
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
O
O
O
O
O
P
O
P
P
P
P
P
P
P
O
P
0.30%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
0.30%
1.00%
1.00%
0.70%
1.00%
0.70%
0.30%
0.30%
0.30%
1.00%
1.00%
0.70%
0.70%
1.00%
0.70%
1.00%
0.70%
0.30%
0.70%
0.30%
0.70%
1.00%
0.70%
0.30%
1.00%
0.30%
1.00%
0.70%
0.70%
0.70%
0.70%
0.30%
0.70%
0.30%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.70%
0.30%
1.00%
1.00%
0.30%
04/2009
National Grid Plc
Nautical Petroleum Plc
Nautilus Minerals Inc
NBT Plc
NCC Group Ltd
Neovia Financial Plc
Nestor Healthcare Group Plc
Netcall Plc
Netplay TV Plc
Nettworx
Networkers International Plc
Neutrahealth Plc
New Britain Palm Oil Ltd
New India Inv Tst
New Star Asset Management
New Star Private Equity Inv.
New World Resources BV
Newfound N.V.
Newport Networks Group Plc
Next Fifteen Communications Plc
Next Plc
Nexus Management Plc
Nichols Plc
Niger Uranium Ltd
Norman Hay Plc
Norseman Gold Plc
North Atlantic Smaller Corp
Northacre Plc
Northern Foods Plc
Northern Petroleum Plc
Northgate Plc
Northumbrian Water Group Plc
Novae Group Plc
Novera
Nufcor Uranium Ltd
Numis Corp Plc
NWF Group Plc
NXT Plc
Oak Holdings Plc
Oakdene Homes Plc
Obtala Resources Plc
Ocean Power Technologies Inc
OCZ Technology Group
Office2office Plc
Off-Plan Fund Ltd
Offshore Hydrocarbon Mapping Plc
Oilex NL
Oilexco Inc
Old Mutual Plc
Omega Insurance Holdings Ltd
OPD Group Plc
Optimisa Plc
Optos Plc
Orchid Developments Ltd
Origin Enterprises Plc
Origo Sino-India Plc
Ormonde Mining PLC
NG.L
NPE.L
NUSM.L
NBT.L
NCCG.L
NEONF.L
NSR.L
NETC.L
NPT.L
NTWX.L
NWKI.L
NEHE.L
NBPO.L
NII.L
NSAM.L
NSPE.L
NWRS.L
NFND.L
NNG.L
NFC.L
NXT.L
NEXMA.L
NICL.L
URU.L
HNN.L
NOGO.L
NTAS.L
NTA.L
NFDS.L
NOP.L
NTG.L
NWG.L
NVA.L
NOEN.L
NU.L
NUM.L
NWF.L
NTX.L
OAH.L
OKD.L
OBT.L
OPT.L
OCZ.L
OFF.L
OPF.L
OHM.L
OEX.L
OIL.L
OML.L
OIH.L
OPD.L
OPS.L
OPTS.L
OCH.L
OGN.L
ORIG.L
ORM.L
10%
25%
75%
25%
15%
25%
35%
45%
25%
75%
45%
75%
25%
30%
25%
75%
25%
75%
75%
75%
15%
20%
30%
35%
75%
75%
30%
75%
20%
25%
20%
10%
15%
25%
25%
15%
45%
25%
75%
75%
45%
75%
75%
25%
75%
75%
25%
25%
20%
10%
75%
75%
35%
75%
35%
75%
75%
P
P
O
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
0.30%
0.70%
1.00%
1.00%
0.70%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
0.70%
0.30%
0.70%
0.70%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
0.70%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
04/2009
Orpak System Ltd
Orsu Metals
Osmetech Plc
Ovoca Gold PLC
Oxford Advanced Surfaces Group Plc
Oxford Biomedica Plc
Oxford Catalysts Group Plc
Oxford Instruments Plc
Oxus Gold Plc
Pace Micro Technology Plc
Pacific Alliance Asia Opp Fd
Pacific Assets Trust Plc
Pacific Horizon
Pactolus Hungarian Property
Paddy Power
Pan African Resources Plc
Pan Andean Resources Plc
Panceletica Holdings Limited
Panmure Gordon & Co Plc
Pantheon Int Participations
Pantheon Resources Plc
Paragon Group of Cos Plc
Parity Group Plc
Park Group PLC
Parkmead Group Plc
Parkwood Holdings Plc
PartyGaming Plc
Patagonia Gold Plc
Patsystems Plc
PayPoint Plc
Payzone Plc
Pearson Plc
Pendragon Plc
Penna Consulting Plc
Pennon Group Plc
Perpetual Income and Growth Inv Tst
Persian Gold Plc
Persimmon Plc
Personal Group Holdings Plc
Peter Hambro Mining Plc
Petra Diamonds Ltd
Petrel Resources Plc
Petroceltic International Plc
Petrofac Ltd
Petrolatina Energy Plc
Petroneft Resources Plc
Phoenix IT Group Ltd
Phorm Inc-Reg S
Photo-Me International Plc
Phytopharm Plc
Pilat Media Global Plc
Pinewood Shepperton Plc
Plant Health Care
Plant Offshore Group Ltd
Plantic Tech
ORPK.L
OSUq.L
OMH.L
OVG.L
OXA.L
OXB.L
OCG.L
OXIG.L
OXS.L
PIC.L
PAXP.L
PACA.L
PHI.L
PHU.L
PAP.L
PAFR.L
PRER.L
PANC.L
PMR.L
PANI.L
PANR.L
PARA.L
PTY.L
PRKG.L
PMG.L
PKW.L
PRTY.L
PGD.L
PTS.L
PAYP.L
PAYZ.L
PSON.L
PDG.L
PECO.L
PNN.L
PLI.L
PNG.L
PSN.L
PGH.L
POG.L
PDL.L
PET.L
PCI.L
PFC.L
PELE.L
PTR.L
PHIT.L
PHOR.L
PHTM.L
PYM.L
PILM.L
PWS.L
PHC.L
POGL.L
PLNT.L
30%
35%
35%
25%
25%
20%
35%
35%
25%
25%
25%
25%
25%
45%
15%
20%
25%
35%
35%
35%
45%
20%
75%
25%
75%
75%
25%
25%
25%
25%
45%
10%
25%
25%
15%
20%
75%
20%
30%
35%
25%
35%
35%
20%
75%
25%
15%
75%
35%
75%
75%
25%
35%
75%
75%
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
O
P
P
P
O
O
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
0.70%
1.00%
0.70%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
0.70%
0.30%
0.30%
1.00%
0.30%
0.30%
1.00%
0.70%
0.70%
0.70%
0.70%
1.00%
0.70%
0.70%
1.00%
1.00%
0.30%
1.00%
0.70%
0.70%
1.00%
0.70%
0.70%
1.00%
1.00%
04/2009
Platinum Australia Ltd
Platmin Ltd
Playtech Ltd
Plaza
Plethora Solutions Holdings
Plexus Holdings Plc
Plus Markets Group PLC
PNC Telecom Plc
Pochins
Polar Capital Holdings Plc
Polar Capital Technology Trust Plc
Polo Resources Ltd
Polyfuel
Portland Gas Plc
Portrait Software Plc
Porvair Plc
Powerfilm Inc
Powerflute Oyj
Powerleague Group Plc
Praesepe Plc
Premier Energy & Water Trust
Premier Farnell Plc
Premier Foods Plc
Premier Oil Plc
Prezzo Plc
Primary Health Properties Plc
Private Equity Investor Plc
Probability Plc
Promethean Plc
Prosperity Minerals Holding
Prostrakan Group Plc
Provexis PLC
Providence Resources PLC
Provident Financial Plc
Proximagen Neuroscience Plc
Prudential Plc
Psion Plc
Puma Brandenburg Ltd
Punch Taverns Plc
Pure Wafer Plc
Purecircle Ltd
Puricore
Pursuit Dynamics Plc
PV Crystalox Solar
PZ Cussons Plc
Qinetiq
Quadrise
Queen's Walk Investment Ltd
Quintain Estates & Development Plc
R.E.A. Holdings Plc
RAB Capital Plc
RAB Special Situations Co Ltd
Randgold Resources Ltd
Rank Group Plc
Rathbone Brothers
Raven Russia Ltd
PLAq.L
PPN.L
PTEC.L
PLAZ.L
PLE.L
PLEX.L
PMK.L
PTCL.L
POCH.L
POLR.L
PCT.L
3PO.L
PYF.L
PRTG.L
PST.L
PORV.L
PFLM.L
POWR.L
POPWR.L
PRAP.L
PEW.L
PFL.L
PFD.L
PMO.L
PRZ.L
PHP.L
PEQ.L
PBTY.L
PTH.L
PMHL.L
PSK.L
NTR.L
PRR.L
PFG.L
PRXN.L
PRU.L
PON.L
PUMA.L
PUB.L
PUR.L
PURE.L
PURI.L
PUDY.L
PVCS.L
PZC.L
QQ.L
QFI.L
QWIL.L
QED.L
REAH.L
RAB.L
RSS.L
RRS.L
RNK.L
RAT.L
RUS.L
20%
25%
25%
20%
45%
35%
25%
75%
75%
35%
20%
25%
75%
25%
45%
25%
75%
25%
25%
75%
25%
20%
20%
20%
35%
25%
15%
75%
75%
35%
25%
75%
20%
15%
75%
10%
35%
15%
20%
75%
20%
25%
25%
20%
20%
15%
75%
25%
25%
75%
20%
25%
25%
20%
15%
20%
P
O
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
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P
P
P
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P
P
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P
P
P
P
O
P
P
P
P
P
P
P
O
O
P
P
O
P
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
0.70%
0.30%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
0.70%
0.30%
1.00%
0.70%
1.00%
1.00%
0.30%
0.70%
0.30%
0.70%
0.70%
1.00%
0.30%
0.70%
0.70%
0.70%
1.00%
0.70%
0.70%
0.70%
0.70%
04/2009
Raymarine Plc
RC Group Holdings Ltd
RCM Tech Trust PLC
RDF Media
Real Estate Opportunities Ltd
Real Good Food Co Plc
Reckitt Benckiser Plc
Record PLC
Redhall Group PLC
Redrow Plc
Redstone Plc
Reed Elsevier Plc
Regency Mines
Regenersis Plc
Regent Inns Plc
Regus Group Plc
Relax Group Plc
Renaissance US Growth Ord
Renesola Ltd
ReNeuron Group Plc
Renew Holdings Plc
Renewable Energy Generation
Renewable Energy Hldgs
Renewable Power & Light Plc
Renishaw Plc
Renold Plc
Renovo Group Plc
Rensburg Sheppards Plc
Rentokil Initial Plc
Resolution Ltd
Restaurant Group Plc
Rexam Plc
Rheochem Plc
Ricardo Plc
Ridge Mining Plc
Rightmove Plc
Rio Tinto Plc
RIT Capital Partners Plc
RM Plc
Robert Walters Plc
Robert Wiseman Dairies Plc
Robotic Technology Systems Plc
Roc Oil Co Ltd
ROK Plc
Rolls-Royce Group Plc
Romag Holdings Plc
Rotork Plc
Roxi Petroleum Plc
Royal & Sun Alliance Insurance
Royal Bank of Scotland Group Plc
Royal Dutch Shell Plc - A
Royal Dutch Shell Plc - B
RPC Group Plc
RPS Group Plc
Rugby Estates Investment Trust Plc
Rugby Estates Plc
RAY.L
RCG.L
RTT.L
RDF.L
REO.L
RGD.L
RB.L
RECL.L
RHL.L
RDW.L
RED.L
REL.L
RGM.L
RGS.L
REGI.L
RGU.L
RLX.L
RUG.L
SOLA.L
RQE.L
RNWH.L
RERWE.L
REH.L
RPL.L
RSW.L
RNO.L
RNVO.L
RBG.L
RTO.L
RSL.L
RTN.L
REX.L
RHEP.L
RCDO.L
RDG.L
RMV.L
RIO.L
RCP.L
RM.L
RWA.L
RWD.L
RTS.L
ROC.L
ROK.L
RR.L
ROM.L
ROR.L
RXP.L
RSA.L
RBS.L
RDSa.L
RDSb.L
RPC.L
RPS.L
RUGB.L
RUES.L
25%
25%
45%
35%
75%
75%
10%
25%
25%
20%
35%
10%
75%
75%
75%
20%
25%
45%
35%
75%
25%
25%
25%
25%
15%
25%
20%
30%
20%
25%
20%
15%
25%
30%
25%
25%
10%
15%
25%
20%
15%
75%
25%
35%
10%
30%
20%
45%
15%
50%
10%
10%
15%
20%
75%
75%
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
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P
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P
P
P
O
P
0.70%
0.70%
0.70%
1.00%
0.30%
1.00%
0.30%
0.70%
1.00%
0.30%
1.00%
0.30%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
0.70%
0.70%
0.70%
0.30%
0.30%
0.30%
1.00%
0.70%
1.00%
0.70%
0.30%
0.70%
0.70%
0.30%
0.70%
1.00%
1.00%
0.70%
0.30%
1.00%
0.30%
1.00%
0.30%
0.70%
0.30%
0.30%
0.70%
0.70%
0.30%
1.00%
04/2009
Rurelec Plc
Rusina Mining
RWS Holdings Plc
Ryanair
S&P 500 Index Fund/UK - IUSA
S&P Global Clean Energy - INRG
Saatchi (M&C)
SABMiller Plc
Safestore Holdings Ltd
Sage Group Plc
Sagentia Group Plc
Sainsbury's Plc
Salamander Energy Ltd
Sandvine Corp
Sarantel Group Plc
Savills Plc
Scapa Group Plc
Schroder AsiaPacific Fund Plc
Schroder Income Growth Fund Plc
Schroder Japan Growth Fund Plc
Schroder Oriental Income Fund
Schroder UK Growth Fund Plc
Schroder UK Mid & Small Cap
Schroders Plc
Schroders Plc - Non Vtg
SciSys Plc
Scott Wilson Group Plc
Scottish & Southern Energy Plc
Scottish American Investment Co Plc
Scottish Inv Tst
Scottish Mortgage Inv Tst
Scottish Oriental Smaller Co Tst
Scotty Group Plc
Screen Technology Plc
SDL Plc
Securities Trust of Scotland Plc
Segro Plc
Senior Plc
Sepura Ltd
Serabi Mining Plc
Serco Group Plc
Serica Energy Plc
ServicePower Technologies Plc
Severfield-Rowen Plc
Severn Trent Plc
Shaftesbury Plc
Shanks Group Plc
Shanta Gold Ltd
Share Plc
Shed Productions Ltd
Shire Pharmaceuticals Plc
Shires Income Plc
Shore Capital Group Plc
Sibir Energy Plc
SIG Plc
RUR.L
RMLA.L
RWS.L
RYA.L
IUSA.L
INRG.L
SAA.L
SAB.L
SAFE.L
SGE.L
SAGS.L
SBRY.L
SMDR.L
SANDxq.L
SLGa.L
SVS.L
SCPA.L
SDP.L
SCF.L
SJG.L
SOI.L
SDU.L
SCP.L
SDR.L
SDRt.L
SSY.L
SWG.L
SSE.L
SCAM.L
SCIN.L
SMT.L
SOST.L
SCO.L
SCRT.L
SDL.L
SESTS.L
SGRO.L
SNR.L
SEPU.L
SRB.L
SRP.L
SQZ.L
SVRP.L
SFR.L
SVT.L
SHB.L
SKS.L
SHAN.L
SHRE.L
SHDP.L
SHP.L
SHRS.L
SHCA.L
SBE.L
SHI.L
25%
20%
25%
15%
25%
25%
30%
10%
15%
15%
75%
10%
25%
25%
75%
20%
25%
20%
25%
20%
20%
20%
25%
20%
20%
75%
25%
10%
15%
15%
20%
25%
75%
75%
25%
15%
15%
20%
25%
75%
10%
25%
45%
15%
10%
20%
20%
75%
75%
30%
10%
25%
20%
25%
20%
P
P
P
P
O
O
P
P
P
P
P
P
P
O
P
P
P
P
O
P
P
P
O
P
O
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
O
P
1.00%
1.00%
0.70%
0.30%
0.30%
0.70%
1.00%
0.30%
0.70%
0.30%
1.00%
0.70%
0.30%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
0.30%
0.30%
0.30%
0.70%
0.70%
0.70%
0.70%
0.70%
0.30%
0.30%
0.30%
0.70%
0.70%
1.00%
1.00%
0.30%
0.30%
0.70%
0.30%
0.70%
1.00%
0.30%
0.70%
1.00%
0.70%
0.30%
0.30%
0.30%
1.00%
1.00%
1.00%
0.30%
0.70%
0.70%
0.70%
0.30%
04/2009
Signet Jewelers Ltd
Silverdell Plc
Sinclair Pharma Plc
Sinosoft Technology Plc
Skyepharma Plc
Skywest Airlines Ltd (UK)
SLXX £ Corporate Bond
SmartFocus Group Plc
Smith & Nephew Plc
Smiths Group Plc
Smiths News Plc
Smurfit Kappa plc
Soco International Plc
Software Radio Technology
Songbird Estates Plc
Sound Oil PLC
Source Bioscience Plc
Southern Cross Healthcare Limited
SovGEM Limited
SPARK Ventures Plc
Spazio Investment NV
Spectris Plc
Speedy Hire Plc
Speymill Deutsche Immobilien
Speymill Group Plc
Spice Holdings Plc
Spirax-Sarco Engineering Plc
Spirent Plc
Sport Media Group
Sportech Plc
Sportingbet Plc
Sports Direct International
Spring Group Plc
SQS Software Quality Systems
SR Europe Investment Trust
SSL International Plc
St Ives Group Plc
St James's Place Capital Plc
ST Modwen Properties Plc
Stagecoach Group Plc
Standard Chartered Plc
Standard Life Equity Income
Standard Life Inv Property Inc Tst
Standard Life Plc
Standard Life UK Smaller Co
Stanelco Plc
Stanley Gibbons Group Ltd
Starvest Plc
Statpro Group Plc
Steppe Cement
Sterling Energy Plc
SThree Plc
Stobart Group Ltd
Stratex International Plc
STV Group Plc
Styles & Wood Group
SIG.L
SILD.L
SPH.L
SITE.L
SKP.L
SKYA.L
SLXX.L
SMTF.L
SN.L
SMIN.L
SNWS.L
SKG.L
SIA.L
SORA.L
SBDb.L
SOU.L
SBSC.L
SCHE.L
SOV.L
SPK.L
SPNV.L
SXS.L
SDY.L
SDIC.L
SYG.L
SPI.L
SPX.L
SPT.L
SPMG.L
ROD.L
SBT.L
SPD.L
SPGR.L
SQS.L
SEIT.L
SSL.L
SIV.L
SJP.L
SMP.L
SGC.L
STAN.L
SLET.L
SLI.L
SL.L
SLS.L
SEO.L
SGI.L
SVE.L
SOG.L
STCM.L
SEY.L
STHR.L
STOB.L
STIL.L
STVG.L
STY.L
20%
75%
25%
45%
25%
75%
25%
75%
15%
15%
15%
20%
25%
75%
20%
35%
75%
20%
75%
25%
45%
20%
20%
20%
75%
20%
15%
20%
75%
25%
25%
20%
35%
30%
25%
15%
20%
20%
20%
15%
10%
15%
15%
15%
25%
20%
25%
75%
25%
35%
35%
20%
25%
45%
25%
75%
P
P
P
P
P
P
O
P
P
P
P
P
P
O
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
P
P
P
0.70%
1.00%
0.70%
1.00%
0.70%
1.00%
0.70%
1.00%
0.70%
0.30%
0.30%
0.30%
0.70%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
0.30%
0.70%
0.30%
1.00%
0.70%
0.30%
0.70%
1.00%
0.70%
0.70%
0.70%
0.30%
1.00%
1.00%
0.30%
0.70%
0.30%
0.30%
0.30%
0.30%
0.70%
0.70%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
0.70%
1.00%
0.70%
0.30%
04/2009
Summit Germany
Sutton Harbour Holdings Plc
SVG Capital Plc
SVM Global Fund Plc
SVM UK Active Fund Plc
SWP Group Plc
Symphony International
Symphony Plastic Technologies Plc
Synairgen Plc
Synchronica Plc
Syndicate Asset Management Plc
Synergy Healthcare Plc
Syntopix Group Plc
System C Healthcare Plc
Syvania Resources Limited
Taihua Plc
Talvivaara Mining Co
Tanfield Group Plc
Tangent Communications PLC
Tanzanite One Ltd
Tapestry Investment Co
Tarsus Group Plc
Tate & Lyle Plc
Taylor Wimpy
Ted Baker Plc
Teesland Advantage Prop Inc Trust
TEG Group Plc
Telecity Group Plc
Telecom Plus Plc
Telephonetics Plc
Telford Homes Plc
Telit Communications Plc
Templar Minerals
Temple Bar Inv Tst
Templeton Emerging Markets Inv Tst
Tenon Group Plc
Terra Catalyst Fund
Terrace Hill Group Plc
Tesco Plc
Thames River Multi Hedge
Thomas Cook Group
Thomson Reuters
Thor Mining PLC
Thorntons Plc
Thorpe (F.W.) Plc
Throgmorton Trust Plc
Tikit Group Plc
Timan Oil & Gas Plc
Timestrip Plc
Tinci Holdings Ltd
Titan Europe Plc/Worcestershire
TMN Group Plc
Toledo Mining Corp Plc
Tomco Energy Plc
Tomkins Plc
Topps Tiles Plc
SGL.L
SUH.L
SVI.L
SVG.L
SVUK.L
SWP.L
SIHL.L
SYMU.L
SYNG.L
DAU.L
SYND.L
SYR.L
SYGR.L
SYS.L
SLV.L
TAIH.L
TALV.L
TAN.L
TATNG.L
TNZ.L
TIC_p.L
TRS.L
TATE.L
TW.L
TBK.L
TAP.L
TGE.L
TCY.L
TEP.L
TPH.L
TELF.L
TELT.L
TMP.L
TMPL.L
TEM.L
TNO.L
TCFD.L
TEHI.L
TSCO.L
TRM_pa.L
TCG.L
TRIL.L
THRL.L
THT.L
TFW.L
THRG.L
TIK.L
TMAN.L
TIME.L
TNCI.L
TSW.L
TMN.L
TMC.L
TOEN.L
TOMK.L
TPT.L
25%
30%
25%
25%
25%
75%
75%
75%
75%
25%
35%
20%
75%
25%
20%
45%
35%
35%
45%
25%
35%
25%
10%
25%
25%
75%
25%
25%
25%
75%
75%
45%
75%
25%
20%
25%
25%
25%
10%
25%
15%
10%
75%
15%
45%
15%
30%
35%
75%
75%
35%
25%
75%
75%
15%
20%
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
1.00%
1.00%
0.70%
0.70%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
0.70%
0.30%
0.30%
0.70%
0.70%
0.70%
1.00%
0.70%
0.70%
1.00%
0.70%
1.00%
1.00%
0.70%
0.70%
0.70%
1.00%
0.70%
0.30%
0.30%
0.30%
0.30%
1.00%
0.70%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.30%
04/2009
Torotrak Plc
Total Produce
Tottenham Hotspur
Touch Group Plc
Touchstone Group Plc
Toumaz Holdings Ltd
Tower Resources Plc
Town Centre Securities Plc
TR European Growth Trust Plc
TR Property Inv Tst
TR Property Inv Tst Sigma
Trading Emissions Plc
Trafficmaster Plc
Transense Technologies Plc
Trans-Siberian Gold Ltd
Travis Perkins Plc
Tribal Group Plc
Trifast Plc
Trinity Capital Plc
Trinity Mirror Plc
Triple Plate Junction PLC
Tristel Plc
TT electronics Plc
Tui Travel Plc
Tullett Prebon Plc
Tullow Oil Plc
Turbo Power Systems
Twenty
TXO Plc
UBC Media Group Plc
UK Coal Plc
UK Commercial Property Trust Ltd
UK Top 100 Tracker - ISF
UK Top 250 Tracker - MIDD
UKRProduct Group Ltd
Ulster Television Plc
Ultra Electronics Holdings
Ultrasis Plc
Umeco Plc
Unilever Plc
Uniq Plc
Unite Group Plc
Unitech Corporate Parks
United Business Media Plc
United Carpets Plc
United Drug Plc
United Utilities Plc
Universe Group Plc
Uraguay Mineral Exploration
Urals Energy Public Co Ltd
Uranium Resources Plc
Utilico Emerging Utilities
Utilico Plc
Valiant Petroleum
Van Dieman Mines Plc
TRK.L
T7O.L
TTNM.L
TOU.L
TCHG.L
TMZ.L
TOWR.L
TCSC.L
TRG.L
TRY.L
TRYx.L
TREM.L
TFC.L
TRT.L
TSG.L
TPK.L
TRBG.L
TRFT.L
TRC.L
TNI.L
TPJ.L
TSTL.L
TTG.L
TT.L
TLPR.L
TLW.L
TBZA.L
TWE.L
TXO.L
UBC.L
UKC.L
UKCM.L
ISF.L
IMID.L
UKR.L
UTV.L
ULE.L
ULT.L
UMC.L
ULVR.L
UNUNI.L
UTG.L
UCP.L
UBM.L
UCG.L
UDG.L
UU.L
UNG.L
UME.L
UEN.L
UZS.L
UEM.L
UTL.L
VPP.L
VDM.L
25%
35%
35%
75%
75%
20%
50%
35%
15%
20%
25%
20%
25%
75%
75%
20%
25%
35%
25%
20%
75%
75%
25%
15%
20%
10%
75%
75%
75%
75%
25%
25%
15%
15%
75%
25%
15%
35%
15%
10%
35%
20%
25%
15%
75%
15%
10%
75%
35%
35%
75%
25%
50%
25%
75%
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
O
P
P
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
0.30%
0.70%
0.70%
0.70%
1.00%
1.00%
0.70%
0.70%
0.70%
1.00%
0.70%
1.00%
1.00%
0.30%
0.30%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
0.30%
0.30%
1.00%
0.70%
0.30%
1.00%
0.30%
0.30%
0.70%
0.70%
0.70%
0.70%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
04/2009
Vane Minerals Plc
Vantis Plc
Vatukoula Gold Mines Plc
Vectura Group Plc
Vedanta Resources Plc
Velosi Ltd
Velti
Venture Production Plc
Venue Solutions Holdings Plc
Vernalis Plc
Vialogy Plc
Victoria Oil & Gas Plc
Victoria Plc
Victrex Plc
Vietnam Opportunity Fund
Vindon Healthcare Plc
Vislink Plc
Vitec Group Plc
Vodafone Group Plc
Volex Group Plc
Voller Energy Group
Vp Plc
VT Group Plc
W.H. Smith Plc
Walker Crips Weddle Beck Plc
Walker Greenbank Plc
Warner Estate Holdings Plc
Webis Holdings
Weir Group Plc
Wellstream
West African Diamonds Plc
West China Cement Ltd
Western & Oriental Plc
Western Canadian Coal Corp
Wetherspoon (J.D.) Plc
Whitbread Plc
White Young Green Plc
Wichford Plc
Widney Plc
William Hill Plc
Wilmington Group Plc
WIN Plc
Wincanton Plc
Witan Inv Tst
Witan Pacific Inv Tst
Wolfson Microelectronics Plc
Wolseley Plc
Workspace Group Plc
WPP Group Plc
WSP Group Plc
Xaar Plc
Xchanging
XG Technology
XP Power Plc
Xploite Plc
Xstrata Plc
VML.L
VTS.L
VGMS.L
VEC.L
VED.L
VELO.L
VEL.L
VPC.L
VSHL.L
VER.L
VIY.L
VOG.L
VCP.L
VCTX.L
VOF.L
VDN.L
VLK.L
VTC.L
VOD.L
VLX.L
VLR.L
VP.L
VTG.L
SMWH.L
WCW.L
WGB.L
WNER.L
WEBH.L
WEIR.L
WSML.L
WAD.L
WECC.L
WEST.L
WTN.L
JDW.L
WTB.L
WHY.L
WICH.L
WDNY.L
WMH.L
WIL.L
WNN.L
WIN.L
WTAN.L
WIPA.L
WLF.L
WOS.L
WKP.L
WPP.L
WSPG.L
XAR.L
XCH.L
XGT.L
XPP.L
XPT.L
XTA.L
75%
30%
35%
15%
15%
75%
30%
20%
75%
20%
35%
35%
75%
20%
25%
25%
20%
25%
10%
25%
75%
15%
10%
20%
75%
35%
20%
75%
20%
20%
75%
25%
45%
25%
20%
10%
25%
20%
75%
20%
35%
75%
20%
20%
35%
25%
15%
20%
10%
20%
25%
25%
45%
30%
25%
10%
O
O
P
P
P
O
O
P
P
P
P
P
P
P
P
O
P
P
P
P
O
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
1.00%
0.70%
1.00%
0.70%
0.70%
1.00%
1.00%
0.30%
1.00%
0.70%
1.00%
0.70%
1.00%
0.30%
1.00%
1.00%
0.70%
0.70%
0.30%
1.00%
1.00%
0.30%
0.70%
0.30%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
0.70%
0.30%
1.00%
0.70%
0.70%
1.00%
0.70%
0.30%
0.30%
0.70%
0.30%
0.30%
0.30%
0.30%
0.70%
0.70%
1.00%
0.70%
1.00%
0.30%
04/2009
Xtract Energy Plc
Yamana Gold Inc
Yell Group Plc
York Pharma Plc
Yougov PLC
Your Space Plc
Yule Catto & Co Plc
Zeehan Zinc Ltd
Zenergy Power Plc
Zetar Plc
ZincOx Resources Plc
Zoo Digital Group Plc
XTR.L
YRIq.L
YELL.L
YRK.L
YOU.L
YSP.L
YULC.L
ZZL.L
ZEN.L
ZTR.L
ZOX.L
ZOO.L
35%
35%
20%
75%
25%
75%
15%
45%
35%
75%
25%
75%
P
P
P
P
P
P
P
P
P
O
P
P
1.00%
0.70%
0.70%
1.00%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
0.70%
1.00%
04/2009
3Com Corp
3M
5th 3rd Bank
AAR Corp
Aaron Rents Inc
ABB Ltd ADR
Abbott Laboratories
Abercrombie & Fitch Co
Abraxis Bioscience Inc
Accenture Ltd
ACCO Brands Corp
ACE Ltd
Acergy ADR
Acorda Therapeutics Inc
Activision Blizzard Inc
Actuant Corp
Acuity Brands Inc
Acxiom Corp
Adams Express
Adaptec Inc
ADC Telecommunications Inc
Administaff Inc
Adobe Systems Inc
Adtran Inc
Advance Auto Parts
Advanced Energy Industries Inc
Advanced Medical Optics Inc
Advanced Micro Devices Inc
Advent Software Inc
Aecom Technology Corp
Aegean Marine Petroleum
Aegon NV ADR
Aeropostale Inc
Aerovironment Inc
AES Corp
Aetna Inc
Affiliated Computer Services Inc
Affiliated Managers Group
Aflac Inc
AGCO Corp
Agilent Technologies Inc
COMS.O
MMM
FITB.O
AIR
RNT
ABB
ABT
ANF
ABII.O
ACN
ABD
ACE
ACGY.O
ACOR.O
ATVI.O
ATU
AYI
ACXM.O
ADX
ADPT.O
ADCT.O
ASF
ADBE.O
ADTN.O
AAP
AEIS.O
EYE
AMD
ADVS.O
ACM
ANW
AEG
ARO
AVAV.O
AES
AET
ACS
AMG
AFL
AG
A
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
10%
25%
20%
15%
15%
10%
20%
25%
10%
25%
25%
25%
25%
15%
15%
15%
15%
15%
25%
15%
25%
15%
15%
15%
25%
25%
20%
25%
20%
25%
25%
25%
25%
20%
15%
15%
35%
25%
20%
15%
P
P
P
P
P
P
P
O
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Important note: The column ‘Can go short?’ only indicates whether there are currently any factors (of which we are aware) prohibiting short
positions on the share concerned. There is no guarantee that you will be able to go short of any share cited. In addition, there may be an extra
charge (a borrowing charge) which will be included in the interest adjustment applied to your position. To determine whether a charge applies, call
our dealers in advance of trading. The ability to borrow and the cost of borrowing stock can be changed at short notice.
04/2009
AGL Resources Inc
Agnico-Eagle Mines Ltd
Agrium Inc
Air Products & Chemicals Inc
Aircastle
Airmedia Group Inc ADR
Airtran Holdings Inc
AK Steel Holding Corp
Akamai Technologies Inc
Akorn Inc
Alaska Air Group Inc
Albany Intl Corp
Albany Molecular Research Inc
Albemarle Corp
Alberto-Culver Co
Alcatel-Lucent (US)
Alcoa Inc
Alcon Inc
Alexander & Baldwin Inc
Alexander's Inc
Alexion Pharmaceuticals Inc
Align Technology Inc
Alkermes Inc
Allegheny Energy Inc
Allegheny Technologies Inc
Allegiant Travel Company
Allergan Inc
Allete Inc
Alliance Data Systems Corp
Alliance One International inc
Alliance Resource Partners LP
Alliant Energy Corp
Alliant Techsystems Inc
Allianz - ADR
Allied Capital Corp
Allscripts-Misys Healthcare
Allstate Corp
Almost Family Inc
Alnylam Pharmaceutical Inc
Alon USA Energy nc
Alpha Natural Resources
Altera Corp
Altria Group Inc
Alumina Ltd
Aluminum Corporation of China TD
Amazon.Com Inc
AMB Property Corp
AMBAC Financial Group Inc
AMCOL International Corp
Amdocs Ltd
Amedisys Inc
Amerco
Ameren Corp
America Movil SA de CV
American Axle & MFG Holdings
ATG
AEM
AGU
APD
AYR
AMCN.O
AAI
AKS
AKAM.O
AKRX.O
ALK
AIN
AMRI.O
ALB
ACV
ALU
AA
ACL
AXB.N
ALX
ALXN.O
ALGN.O
ALKS.O
AYE
ATI
ALGT.O
AGN
ALE
ADS
AOI
ARLP.O
LNT
ATK
AZ
ALD
MDRX.O
ALL
AFAM.O
ALNY.O
ALJ
ANR
ALTR.O
MO
AWC
ACH
AMZN.O
AMB
ABK
ACO
DOX
AMED.O
UHAL.O
AEE
AMX
AXL
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
25%
20%
15%
25%
25%
25%
25%
15%
25%
25%
25%
25%
25%
25%
20%
15%
15%
15%
20%
25%
25%
25%
10%
20%
25%
15%
15%
15%
25%
15%
15%
10%
25%
25%
25%
25%
25%
25%
25%
25%
15%
10%
25%
15%
15%
25%
25%
25%
15%
25%
25%
15%
10%
25%
P
O
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
O
O
O
P
P
P
P
P
O
P
P
O
P
P
P
O
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
American Campus Communities
American Capital Stratagies
American Eagle Outfitters
American Electric Power Co Inc
American Express Co
American Financial Group Inc
American Greetings Corp
American Healthways Inc
American Home Mrtg
American International Group Inc
American Medical System Hldgs
American National Insurance Co.
American Oriental Bio Inc
American Reprographics Co
American Sates Water Co
American Science & Engineering
American Superconductor Corp
American Tower Corp
American Water Works Co Inc
AmeriCredit Corp
Amerigroup Corp
Ameriprise Financial Inc
AmerisourceBergen Corp
Ameritrade Holding Corp
Ametek Inc
Amgen Inc
Amkor Technology Inc
Amphenol Corp
AMR Corp
Amsurg Corp
Amylin Pharmaceuticals Inc
Anadarko Petroleum Corp
Analog Devices Inc
Angiotech Pharmaceuticals Inc
AngloGold Ashanti Ltd
Annaly Mortgage Management Inc
AnnTaylor Stores Corp
Anooraq Resources corp
ANSYS Inc
AON Corp
Apache Corp
Apartment Invt & Mgmt
Apollo Group Inc
Apollo Investment Corp
A-Power Energy Generation
Apple Computer Inc
Applied Industrial Technologies Inc
Applied Materials Inc
Applied Micro Circuits Corp
Aqua America Inc
Arbitron Inc
Arch Capital Group Ltd
Arch Chemicals Inc
Arch Coal Inc
ACC
ACAS.O
AEO
AEP
AXP
AFG
AM
HWAY.O
AHMIQ.PK
AIG
AMMD.O
ANAT.O
AOB
ARP
AWR
ASEI.O
AMSC.O
AMT
AWK
ACF
AGP
AMP
ABC
AMTD.O
AME
AMGN.O
AMKR.O
APH
AMR
AMSG.O
AMLN.O
APC
ADI
ANPI.O
AU
NLY
ANN
ANO
ANSS.O
AOC
APA
AIV
APOL.O
AINV.O
APWR.O
AAPL.O
AIT
AMAT.O
AMCC.O
WTR
ARB
ACGL.O
ARJ
ACI
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
25%
15%
10%
15%
25%
25%
25%
75%
25%
25%
25%
25%
25%
15%
25%
25%
15%
25%
25%
25%
20%
15%
20%
15%
10%
25%
15%
25%
15%
20%
15%
15%
25%
15%
20%
25%
45%
15%
20%
15%
25%
10%
20%
25%
10%
25%
15%
25%
15%
25%
20%
25%
25%
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
O
P
P
P
P
P
P
P
O
P
P
P
O
P
P
O
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Archer-Daniels-Midland Co
Arena Pharma Inc
Argon ST Inc
Ariba Inc
ARM Holdings Plc
Arris Group Inc
Arrow Electronics Inc
Arthrocare Corp
Arthur J Gallagher & Co
Aruba Networks Inc.
ArvinMeritor Inc
ASA Bermuda Ltd
Ascent Media Corp
Ashford Hospitality Trust
Ashland Inc
ASM Intl (US)
ASML Holding (US)
Associated Banc-Corp
Assurant Inc
Assured Guaranty Ltd
Astec Industries Inc
AsteraZeneca - ADR
Astoria Financial Corp
AT&T Corp
Athenahealth Inc
Atheros Communications
Atlas America Inc
Atmel Corp
ATMI Inc
Atmos Energy Corp
Atwood Oceanics Inc
AU Optronics Corp
Aurizon Mines Ltd
Autodesk Inc
Autoliv Inc
Automatic Data Processing Inc
Autonation Inc
Autozone Inc
Auxilium Pharma Inc
AvalonBay Communities Inc
AVANIR Pharmaceuticals
Avery Dennison Corp
Avid Technology Inc
Avnet Inc
Avocent Corp
Avon Products Inc
AVX Corp
Axsys Technologies Inc
Baidu.com
Baker Hughes Inc
Baldor Electric Co
Ball Corp
Ballard Power Systems Inc
Bally Technologies Inc
ADM
ARNA.O
STST.O
ARBA.O
ARMH.O
ARRS.O
ARW
ARTC.O
AJG
ARUN.O
ARM
ASA
ASCMA.O
AHT
ASH
ASMI.O
ASML.O
ASBC.O
AIZ
AGO
ASTE.O
AZN
AF
T
ATHN.O
ATHR.O
ATLS.O
ATML.O
ATMI.O
ATO
ATW
AUO
AZK
ADSK.O
ALV
ADP
AN
AZO
AUXL
AVB
AVNR.O
AVY
AVID.O
AVT
AVCT.O
AVP
AVX
AXYS.O
BIDU.O
BHI
BEZ
BLL
BLDPD.O
BYI
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
25%
25%
25%
15%
25%
15%
25%
20%
25%
25%
25%
25%
25%
20%
25%
15%
25%
25%
25%
25%
25%
15%
10%
25%
25%
25%
25%
25%
15%
25%
15%
25%
15%
15%
10%
20%
15%
25%
20%
75%
15%
25%
15%
25%
15%
15%
25%
25%
15%
20%
15%
25%
20%
P
P
P
P
P
P
P
O
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
O
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Banco Bilbao Vizcaya ADR
Banco Bradesco SA
Banco Itau Holding Fin ADR
Banco Macro SA ADR
Bancolombia SA ADR
Bancorpsouth Inc
Bank of America Corp
Bank of Hawaii
Bank of New York Co Inc
Bankrate, Inc.
Barclays TIPS Fund
Barnes & Noble Inc
Barnes Group Inc
Barrick Gold Corp
Basic Energy Services
Baxter International Inc
BB&T Corp
BCE Inc
Beacon Roofing Supply Inc
Beazer Homes USA Inc
Bebe Stores Inc
Beckman Coulter
Becton Dickinson & Co
Bed Bath & Beyond Inc
Belden CDT Inc
Bemis Co
Benchmark Electronics Inc
Berkshire Hathaway B
Berry Petroleum Company
Best Buy Co Inc
BGC Partners Inc
BHP Billiton ADR
Big Lots Inc
Billiton ADR
Biogen Idec Inc
BioMarin Pharmaceuticals Inc
Biotech HOLDRs Trust
Biovail Corp
BJ Services Co
BJ's Wholesale Club Inc
Black & Decker Corp
Black Box Corp
Blackbaud, Inc.
Blackboard Inc
BlackRock Inc
Blackrock Real Asset Equity
Blackstone Group
Block (H&R) Inc
Blockbuster Inc
Blue Coat Systems Inc
BMC Software Inc
Boeing Co
Bok Financial Corp
Borders Group Inc
BBV
BBD
ITU
BMA
CIB
BXS
BAC
BOH
BK
RATE.O
TIP
BKS
B
ABX
BAS
BAX
BBT
BCE
BECN.O
BZH
BEBE.O
BEC
BDX
BBBY.O
BDC
BMS
BHE
BRKb
BRY
BBY
BGCP.O
BBL
BIG
BHP
BIIB.O
BMRN.O
BBH
BVF
BJS
BJ
BDK
BBOX.O
BLKB.O
BBBB.O
BLK
BCF
BX
HRB
BBI
BCSI.O
BMC
BA
BOKF.O
BGP
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
25%
25%
25%
25%
25%
10%
25%
10%
25%
10%
15%
20%
15%
25%
10%
25%
15%
25%
25%
25%
15%
10%
15%
20%
15%
15%
25%
25%
15%
25%
10%
20%
10%
10%
15%
25%
15%
20%
15%
15%
25%
25%
25%
25%
25%
20%
15%
25%
25%
15%
10%
25%
25%
O
P
P
P
P
P
O
P
O
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
O
P
O
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
BorgWarner Inc
Boston Properties Inc
Boston Scientific Corp
Bowater Inc
Boyd Gaming Corp
BP - ADR
Brady Corporation
Brandywine Realty Trust
BRE Properties Inc
Briggs & Stratton
Brightpoint Inc
Brinker International Inc
Brink's Co
Bristol-Myers Squibb Co
Bristow Group Inc
Broadcom Corp
Broadridge Financial Solutions
Brocade Communications Systems Inc
Brookdale Senior Living Inc
Brookfield Asset Management Inc
Brookfield Infrastructure Partners
Brookfield Properties Corp
Brown & Brown Inc
Brown Shoe Company
Brown-Forman Corp
Bruker Corp
Brunswick Corp
Buckeye Partners LP
Buckle Inc
Bucyrus International Inc
Buffalo Wild Wings Inc
Bunge Limited
Burger King Holdings
Burlington Northern Santa Fe Corp
CA Inc
Cabelas Inc
Cablevision Systems Corp
Cabot Corp
Cabot Microelectronics Corp
Cabot Oil and Gas
CACI International Inc
Cadbury Schweppes ADR
Cadence Design Systems Inc
Cal Maine Foods Inc
Calgon Carbon Corp
California Water Service Group
Callaway Golf Co
Calumet Specialty Products
Camden Property Trust
Cameco Corp
Campbell Soup Co
Canadian National Railway Co (US)
Canadian Natural Resources (US)
Canadian Solar Inc
BWA
BXP
BSX
ABH
BYD
BP
BRC
BDN
BRE
BGG
CELL.O
EAT
BCO
BMY
BRS
BRCM.O
BR
BRCD.O
BKD
BAM
BIP
BPO
BRO
BWS
BFb
BRKR.O
BC
BPL
BKE
BUCY.O
BWLD.O
BG
BKC
BNI
CA.O
CAB
CVC
CBT
CCMP.O
COG
CAI
CBY
CDNS.O
CALM.O
CCC
CWT
ELY
CLMT.O
CPT
CCJ
CPB
CNI
CNQ
CSIQ.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
20%
20%
15%
25%
25%
10%
15%
25%
20%
15%
25%
20%
15%
10%
20%
15%
25%
25%
25%
15%
25%
20%
20%
25%
15%
25%
25%
15%
25%
25%
25%
20%
25%
10%
15%
25%
15%
15%
15%
20%
15%
10%
25%
25%
25%
15%
15%
25%
20%
15%
10%
10%
15%
25%
P
O
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Canon Inc ADR
Capella Education Co
Capital One Financial Corp
Capitalsource Inc
Capitol Federal Financial
Capstone Turbine Corp
Cardinal Health Inc
Cardiome Pharma Corporation
Career Education Corp
Carmax Inc
Carnival Corp
Carpenter Technology Corp
Casey's General Stores Inc
Cash America Intl Inc
Caterpillar Inc
Cato Corp-CL A
Cavium Networks Inc
CB Richard Ellis Group
CBL & Associates Properties Inc
CBRL Group Inc
CBS Corp-CL A
CBS Corp-CL B
CCE Spinco
CDC Corp
CEC Entertainment Inc
Celanese Corp
Celera Genomics Group - Applera
Celestica Inc
Celgene Corp
Cemex SA de CV
Centene Corporation
Centennial Communications CP
Centerpoint Energy Inc
Centex Corp
Central Euro Distribution
Central Europe & Russia Fund
Central European Media
Central Fund Canada Cl A
Century Aluminium Co
CenturyTel Inc
Cephalon Inc
Cepheid Inc
Ceradyne Inc
Ceragon Networks Ltd
Cerner Corp
CF Industries Holdings Inc
CGI Group Inc
CH Energy Group Inc
CH Robinson Worldwide Inc
Charles River Labs
Charles Schwab Corp
Chart Industries Inc
Chartered Semiconductor Manu
Chattem Inc
CAJ
CPLA.O
COF
CSE
CFFN.O
CPST.O
CAH
CRME.O
CECO.O
KMX
CCL
CRS
CASY.O
CSH
CAT
CTR
CAVM.O
CBG
CBL
CBRL.O
CBSa
CBS
LYV
CHINA.O
CEC
CE
CRA
CLS
CELG.O
CX
CNC
CYCL.O
CNP
CTX
CEDC.O
CEE
CETV.O
CEF
CENX.O
CTL
CEPH.O
CPHD.O
CRDN.O
CRNT.O
CERN.O
CF
GIB
CHG
CHRW.O
CRL
SCHW.O
GTLS.O
CHRT.O
CHTT.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
25%
25%
25%
10%
25%
10%
25%
25%
15%
15%
25%
15%
25%
15%
25%
25%
25%
25%
25%
20%
20%
25%
25%
20%
25%
20%
25%
15%
20%
25%
25%
15%
20%
20%
25%
25%
25%
25%
15%
10%
25%
25%
25%
15%
20%
15%
25%
15%
15%
25%
25%
35%
25%
P
P
O
P
P
P
O
P
P
P
P
P
P
P
P
P
P
O
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Check Point Software Technologies
Checkpoint Systems
Chemed Corp
Chesapeake Energy Corp
Chevron Corp
Chicago Bridge & Iron
Chicago Mercantile Exch Holdings
Chico's FAS Inc
Childrens Place Retail Stores
Chimera Investment Corp
China 25 Index Fund - FXI
China Digital TV Holding ADR
China Fund, Inc.
China Life Insurance Co Ltd
China Medical Tech-Spon ADR
China Mobile ADR
China Petroleum & Chem Corp
China Southern Air ADR
China Sunergy Company Ltd
China Unicom ADR
Chipotle Mexican Grill
Chiquita Brands Intl
Choice Hotels International Inc
Chubb Corp
Chungwa Telecom Ltd ADR
Church & Dwight Co Inc
CIA De Midas Buenaventura ADR
CIA Siderurgica Adr
CIBER INC
Cie Generale de Geophysique - ADR
Ciena Corp
Cigna Corp
Cimarex Energy Co
Cincinnati Financial Corp
Cintas Corp
Circuit City Stores Inc
Cirrus Logic Inc
Cisco Systems Inc
CIT Group Inc
Citadel Broadcasting Corp
Citigroup Inc
Citrix Systems Inc
Claymore/BNY BRIC ETF
Clean Energy Fuels Corp
Clearwire Corp
Cliffs Natural Resources Inc
Clorox Co
Clough Global Allocation Fund
Clough Global Equity Fund
Clough Global Opportunities Fund
CMS Energy Corp
CNA Financial Corp
CNH Global NV
CHKP.O
CKP
CHE
CHK
CVX
CBI
CME.O
CHS
PLCE.O
CIM
FXI
STV
CHN
LFC
CMED.O
CHL
SNP
ZNH
CSUN.O
CHU
CMG
CQB
CHH
CB
CHT
CHD
BVN
SID
CBR
CGV
CIEN.O
CI
XEC
CINF.O
CTAS.O
CCTYQ.PK
CRUS.O
CSCO.O
CIT
CDL
C
CTXS.O
EEB
CLNE.O
CLWR.O
CLF
CLX
GLV
GLQ
GLO
CMS
CNA
CNH
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
25%
25%
15%
10%
25%
10%
25%
20%
25%
15%
25%
25%
25%
25%
10%
10%
25%
25%
15%
15%
25%
15%
25%
15%
10%
25%
15%
25%
20%
20%
20%
20%
25%
15%
25%
25%
10%
25%
25%
20%
15%
25%
25%
25%
25%
10%
25%
25%
15%
15%
25%
20%
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
CNOOC Ltd
Coach Inc
Coca-Cola Co
Coca-Cola Enterprises Inc
Coeur d'Alene Mines Corp
Cogent Inc
Cognex Corp
Cognizant Technology Solutions Corp
Cohen & Steers Realty Majors - ICF
Coherent Inc
Cohu Inc
Coldwater Creek
Colgate-Palmolive Co
Colonial Bancgroup
Colonial Properties Trust
Comcast - CL A
Comcast Corp
Comerica Inc
Commerce Bancshares Inc.
Commercial Metals Co
Commercial Net Lease Realty
CommScope Inc
Commvault Sys
Companhia de Bebidas das Americas
Compass Minerals International Inc
Computer Sciences Corp
Compuware Corp
Comscore Inc
Comstock
ConAgra Foods Inc
Concur Tech
Conn's Inc
ConocoPhillips
Conseco Inc
Consol Energy Inc
Consolidated Edison Inc
Constellation Brands Inc
Constellation Energy Group Inc
Consumer Discretionary Select
Contango Oil & Gas Company
Continental Airlines Inc
Continental Resources Inc
Convergys Corp
Con-Way Inc
Cooper Cameron Corp
Cooper Cos Inc
Cooper Industries Ltd
Cooper Tire & Rubber Co
Copart Inc
Core Laboratories
Corinthian Colleges Inc
Corn Products International Inc
Corning Inc
Corporate Executive Board Co
CEO
COH
KO
CCE
CDE
COGT.O
CGNX.O
CTSH.O
ICF
COHR.O
COHU.O
CWTR.O
CL
CNB
CLP
CMCSA.O
CMCSK.O
CMA
CBSH.O
CMC
NNN
CTV
CVLT.O
ABV
CMP
CSC
CPWR.O
SCOR.O
CRK
CAG
CNQR.O
CONN.O
COP
CNO
CNX
ED
STZ
CEG
XLY
MCF
CAL
CLR
CVG
CNW
CAM
COO
CBE
CTB
CPRT.O
CLB
COCO.O
CPO
GLW
EXBD.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
20%
10%
15%
25%
25%
25%
15%
25%
15%
25%
25%
10%
35%
25%
15%
15%
25%
25%
20%
20%
25%
25%
15%
25%
15%
15%
25%
25%
10%
25%
25%
10%
25%
25%
10%
25%
20%
25%
25%
25%
25%
20%
15%
20%
20%
15%
25%
15%
25%
15%
20%
15%
15%
O
P
P
O
P
P
P
P
O
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
O
P
P
P
P
P
P
O
O
P
P
O
P
P
P
P
P
P
P
P
P
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Corporate Office Properties Trust
Corrections Corp of America
Corvel Corp
Cosan Limited
Costco Wholesale Corp
Cougar Biotechnology Inc
Cousins Properties Inc
Covance Inc
Covanta Holding Corp
Coventry Health Care Inc
Covidien Ltd
CR Bard Inc
Crane Co
Credicorp Limited
Credit Suisse Group ADR
Cree Inc
Cresud S.A._Spons ADR
CRH (ADR)
Crocs Inc
Crown Castle International Corp
Crucell
CSG Systems International
CSX Corp
Ctrip.com International Ltd
Cubic Corporation
Cubist Pharm
Cullen/Frost Bankers Inc
Cummins Inc
CurrencyShares Euro Trust
CurrencyShares Japanese Yen Trust
Curtiss-Wright Corp
Cutera INC
CV Therapeutics Inc
CVR Energy Inc
CVS Corp
Cyberonics Inc
Cybersource Corp
Cymer Inc
Cypress Semiconductor Corp
DaimlerChrysler ADR
Daktronics Inc
Danaher Corp
Darden Restaurants Inc
Darling International Inc
Datascope Corp
DaVita Inc
DCT Industrial Trust
Dean Foods Co
Deckers Outdoor Corp
Decode Genetics Inc
Deere & Co
Del Monte Foods Co
Dell Inc
OFC
CXW
CRVL.O
CZZ
COST.O
CGRB.O
CUZ
CVD
CVA
CVH
COV
BCR
CR
BAP
CS
CREE.O
CRESY.O
CRH
CROX.O
CCI
CRXL.O
CSGS.O
CSX
CTRP.O
CUB
CBST.O
CFR
CMI
FXE
FXY
CW
CUTR.O
CVTX.O
CVI
CVS
CYBX.O
CYBS.O
CYMI.O
CY
DAI
DAKT.O
DHR
DRI
DAR
DSCP.O
DVA
DCT
DF
DECK.O
DCGN.O
DE
DLM
DELL.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
20%
25%
25%
25%
10%
25%
25%
15%
15%
25%
10%
10%
15%
25%
15%
25%
25%
25%
25%
20%
25%
15%
15%
20%
15%
25%
25%
20%
10%
25%
15%
25%
25%
25%
10%
25%
25%
25%
20%
15%
25%
10%
15%
25%
10%
15%
25%
15%
15%
75%
15%
15%
15%
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
O
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Delta Air Lines Inc
Delta Petroleum Corporation
Deltic Timber Corp
Deluxe Corp
Denbury Resources Inc
Dendreon Corp
Dentsply International Inc
Deutsche Telekom ADR
Developers Diversified Realty Corp
Devon Energy Corp
DeVry Inc
Diamond Offshore Drilling Inc
DiamondRock Hospitality Company
DIAMONDS Trust Series I
Diana Shipping Inc
Dick's Sporting Goods Inc
Diebold Inc
Digital Realty Trust
Digital River Inc
Dillard's Inc
Dime Community Bancshares
Dineequity Inc
Diodes
DIRECTV Group Inc
Direxion Financial Bull 3X
Direxion Large Cap Bull 3X
Discover Financial Services
Discovery Communications Inc
Discovery Holding Co
Disney
DJ US Energy Sector Ind Fund - IYE
DJ US Real Estate Index Fund - IYR
DJ US Utilities Sector Fund - IDU
Dolan Media Co
Dolby Laboratories Inc
Dollar Tree Stores Inc
Dominion Resources Inc/VA
Donaldson Co Inc
Doral Financial Corp
Double-Take Solutions Inc
Douglas Emmett Inc
Dover Corp
Dow Chemical Co
DPL Inc
DR Horton Inc
Dr Pepper Snapple Group
DRDGOLD Ltd - (US)
DreamWorks Animation SKG Inc
Dress Barn Inc
Dresser-Rand Group Inc.
Dril-Quip
DryShips Inc
DST Systems Inc
DTE Energy Co
DAL
DPTR.O
DEL
DLX
DNR
DNDN.O
XRAY.O
DT
DDR
DVN
DV
DO
DRH
DIA
DSX
DKS
DBD
DLR
DRIV.O
DDS
DCOM.O
DIN
DIOD.O
DTV.P
FAS
BGU
DFS
DISCK.O
DISCA.O
DIS
IYE
IYR
IDU
DM
DLB
DLTR.O
D
DCI
DRL
DBTK.O
DEI
DOV
DOW
DPL
DHI
DPS
DROOY.O
DWA
DBRN.O
DRC
DRQ
DRYS.O
DST
DTE
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
25%
25%
25%
25%
25%
15%
10%
25%
15%
15%
20%
25%
15%
20%
20%
15%
20%
15%
25%
25%
25%
25%
15%
35%
30%
20%
25%
25%
15%
25%
25%
15%
25%
25%
15%
10%
15%
25%
25%
20%
15%
15%
15%
20%
25%
25%
15%
25%
20%
25%
25%
15%
15%
P
P
P
P
P
O
P
P
P
O
P
P
P
O
O
P
P
P
P
O
P
P
P
P
O
O
P
O
O
P
O
O
O
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
DTS Inc
Duke Energy Corp
Duke Realty Corp
Dun & Bradstreet Corp
Dupont Co
Dycom Industries Inc
Dynegy Inc
E*Trade Financial Corp
Eagle Bulk Shipping Inc
Eagle Materials Inc
Eagle Rock Energy Partners
Earthlink Inc
East West Bancorp Inc
Eastman Chemical Co
Eastman Kodak Co
Eaton Corp
Eaton Vance Corp
eBay Inc
Echelon Corp
EchoStar Communications Corp
EchoStar Holding Corporation
Ecolab Inc
Edison International
Edwards Lifesciences Corp
E-House China Holdings Ltd
El Paso Corp
El Paso Electric Co
Elan Corp ADR
Eldorado Gold Corporation
Electronic Arts Inc
Electronics for Imaging
Eli Lilly & Co
Embarq Corporation
EMC Corp/Massachusetts
EMCOR Group In
Emcore Corp
Emdeon Corp
Emerson Electric Co
Empresa Brasileira de Aeronautica
Emulex Corp
Enbridge Energy Management LLC
EnCana Corp
Encore Acquisition Co
Encore Wire Corporation
Endesa Chile
Endo Pharmaceuticals Holdings Inc
Energen Corp
Energizer Holdings Inc
Energy Conversion Devices Inc
Energy XXI (Bermuda) Ltd
Enerplus Resources Fund
Enersis SA/Chile
EnerSys
DTSI.O
DUK
DRE
DNB
DD
DY
DYN
ETFC.O
EGLE.O
EXP
EROC.O
ELNK.O
EWBC.O
EMN
EK
ETN
EV
EBAY.O
ELON.O
DISH.O
SATS.O
ECL
EIX
EW
EJ
EP
EE
ELN
EGO
ERTS.O
EFII.O
LLY
EQ
EMC
EME
EMKR.O
HLTH.O
EMR
ERJ
ELX
EEQ
ECA
EAC
WIRE.O
EOC
ENDP.O
EGN
ENR
ENER.O
EXXI.O
ERF
ENI
ENS
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
10%
25%
15%
15%
25%
25%
25%
25%
15%
20%
15%
25%
15%
15%
15%
20%
15%
25%
20%
25%
15%
10%
10%
25%
20%
15%
20%
25%
20%
15%
10%
15%
10%
20%
25%
15%
15%
15%
15%
25%
15%
25%
25%
25%
15%
20%
15%
25%
25%
25%
20%
25%
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Eni spa - ADR
Enpro Industries Inc
ENSCO International Inc
Entegris Inc
Entercom Communications Corp
Entergy Corp
Enterprise Products Partners
Entertainment Properties Trust
Enzon Pharmaceuticals Inc
EOG Resources Inc
Epicor Software Corp
Epiq Systems Inc
Equifax Inc
Equinix Inc
Equitable Resources Inc
Equity Lifestyle Properties Inc
Equity One Inc
Equity Residential
eResearch Technology Inc
Ericsson ADR
ESCO Technologies Inc
Essex Property Trust Inc
Estee Lauder Cos Inc
Esterline Tech Corp
ETF Vanguard Emerging Markets
Ethan Allen Interiors Inc
Euronet Worldwide Inc
Everest Re Group Ltd
Evergreen Solar nc
Exar Corp
Excel Maritime Carriers Ltd
EXCO Resources Inc
Exelixis Inc
Exelon Corp
Exide Technologies
Expedia Inc
Expeditors Int Washington
Express Scripts Inc
Exterran Holdings Inc
Extra Space Storage Inc
Exxon Mobil Corp
EZCORP, Inc
F5 Networks Inc
Factset Research Systems Inc
Fair Isaac Corp
Fairchild Semiconductor
Falconstore Software
Family Dollar Stores Inc
Fannie Mae
Fastenal Co
Fcstone Group
Federal Realty Invs Trust
Federated Investors Inc
FedEx Corp
E
NPO
ESV
ENTG.O
ETM
ETR
EPD
EPR
ENZN.O
EOG
EPIC.O
EPIQ.O
EFX
EQIX.O
EQT
ELS
EQY
EQR
ERES.O
ERIC.O
ESE
ESS
EL
ESL
VWO
ETH
EEFT.O
RE
ESLR.O
EXAR.O
EXM
XCO
EXEL.O
EXC
XIDE.O
EXPE.O
EXPD.O
ESRX.O
EXH
EXR
XOM
EZPW.O
FFIV.O
FDS
FIC
FCS
FALC.O
FDO
FNM
FAST.O
FCSX.O
FRT
FII
FDX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
10%
25%
20%
25%
25%
10%
15%
25%
25%
15%
25%
15%
15%
15%
20%
20%
20%
25%
25%
15%
25%
20%
15%
20%
15%
25%
25%
25%
25%
25%
25%
25%
25%
15%
25%
20%
15%
15%
20%
20%
10%
25%
15%
15%
15%
20%
25%
15%
25%
15%
25%
20%
20%
10%
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
O
P
P
P
P
O
P
P
P
P
P
P
P
O
P
P
P
P
O
P
P
P
P
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
FEI Co
FelCor Lodging Trust Inc
Fidelity National Financial Inc
Fidelity National Information Serv.
Finisar Corp
Finish Line
First American Corp
First Bancorp Puerto Rico
First Cash Financial Services Inc
First Horizon National Corp
First Industrial Realty Trust, Inc.
First Marblehead Corp
First Niagara Financial Group
First Solar Inc
FirstEnergy Corp
FirstMerit Corp
Fiserv Inc
Flextronics International Ltd
Flir Systems Inc
Flowers Foods Inc
Flowserve Corp
Fluor Corp
FMC Corp
FMC Technologies Inc
Focus Media Holding
Fomento Economico Mexicano
Foot Locker Inc
Force Protection Inc
Ford Motor Co
Forest Laboratories Inc
Formfactor Inc
Fortune Brands Inc
Forward Air Corporation
Fossil Inc
Foster Wheeler Inc
Foundation Coal Holdings Inc
FPL Group Inc
France Telecom SA
Franklin Electric Co. Inc.
Franklin Resources Inc
Franklin Street Properties Corp
Freddie Mac
Fred's Inc
Freeport-McMoRan Copper & Gold Inc
Freightcar America Inc
Fresh Del Monte Produce Inc
Fronteer Development Group
Frontier Communications Corp
Frontier Oil Corp
Frontline Ltd
FTI Consulting Inc.
Fuel Systems Solutions Inc
Fuel Tech Inc
FuelCell Energy Inc
FEIC.O
FCH
FNF
FIS
FNSR.O
FINL.O
FAF
FBP
FCFS.O
FHN
FR
FMD
FNFG.O
FSLR.O
FE
FMER.O
FISV.O
FLEX.O
FLIR.O
FLO
FLS
FLR
FMC
FTI
FMCN.O
FMX
FL
FRPT.O
F
FRX
FORM.O
FO
FWRD.O
FOSL.O
FWLT.O
FCL
FPL
FTE
FELE.O
BEN
FSP
FRE
FRED.O
FCX
RAIL.O
FDP
FRG
FTR
FTO
FRO
FCN
FSYS.O
FTEK.O
FCEL.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
25%
25%
15%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
10%
25%
15%
20%
15%
15%
20%
20%
20%
20%
25%
15%
20%
25%
25%
15%
25%
15%
15%
25%
20%
25%
10%
10%
15%
25%
25%
25%
25%
15%
25%
15%
25%
15%
25%
20%
15%
25%
25%
25%
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
O
P
P
P
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Fuller Co. (H.B)
Gabelli Dividend & Income Trust
Gabelli Equity Trust
Gafisa SA-ADR
GameStop Corp
Gammon Gold Inc
Gannett Co Inc
Gap Inc
Gardner Denver
Garmin Ltd
Gartner Inc
GATX Corp
Genco Shipping
Genentech Inc
General American Investors Co Inc
General Cable Corporation
General Dynamics Corp
General Electric Co
General Growth Properties Inc
General Maritime Corp
General Mills Inc
General Motors Corp
Genesco Inc
Genesee & Wyoming Inc.
Genpact Ltd
Gen-Probe Inc
Gentex Corp
Gentiva Health Services
Genuine Parts Co
Genworth Financial Inc
Genzyme Corp
Gerdau SA ADR
Getty Realty Corp
GFI Group Inc
Giant Interactive Group ADR
Gigamedia Ltd
Gildan Activewear
Gilead Sciences Inc
Given Imaging Ltd
GlaxoSmithKline - ADR
GLG Partners Inc.
Global Industries Ltd
Global Payments Inc
Global Sources Limited
GMarkets Inc-ADR
GMX Resources Inc
Gol Linhas Aeras Intel-ADR
Golar LNG Ltd
Gold Fields Ltd
Goldcorp Inc
Golden Star Resources Ltd
Goldman Sachs Group Inc
Goodrich Corp
Goodrich Petroleum Corp
FUL
GDV
GAB
GFA
GME
GRS
GCI
GPS
GDI
GRMN.O
IT
GMT
GNK
DNA
GAM
BGC
GD
GE
GGP
GMR
GIS
GM
GCO
GWR
G
GPRO.O
GNTX.O
GTIV.O
GPC
GNW
GENZ.O
GGB
GTY
GFIG.O
GA
GIGM.O
GIL
GILD.O
GIVN.O
GSK
GLG
GLBL.O
GPN
GSOL.O
GMKT.O
GMXR.O
GOL
GLNG.O
GFI
GG
GSS
GS
GR
GDP
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
15%
20%
25%
20%
25%
15%
15%
25%
15%
15%
15%
25%
10%
25%
25%
10%
10%
25%
25%
10%
25%
25%
25%
25%
15%
15%
15%
15%
25%
10%
25%
25%
25%
25%
25%
20%
10%
25%
10%
25%
25%
25%
25%
25%
25%
25%
20%
15%
25%
25%
15%
15%
25%
P
P
P
P
P
P
P
O
P
O
P
P
O
P
O
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
O
P
P
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Goodyear Tire & Rubber Co
Google Inc
Graco Inc
Graftech International Ltd
Grainger (WW) inc
Gran Tierra Energy Inc
Granite Construction Inc
Great Atlantic & Pacific Tea Co
Great Plains Energy Inc
Greater China Fund
Greenhill & Co Inc
Grupo Aeroportuario Sureste ADR
Grupo Simec, S.A. de C.V.
Grupo Televisa SA
GSI Commerce
Guess ? Inc
Gulfmark Offshore Inc
Gushan Environmental Energy ADR
Gymboree Corp
Haemonetics Corp
Hain Celestial Griup Inc
Halliburton Co
Halozyme Therapeutics, Inc.
Hanesbrands, Inc.
Hansen Natural Corp
Harley-Davidson Inc
Harman International Industries Inc
Harmonic Inc
Harmony Gold Mining Co Ltd
Harris Corp
Harry Winston Diamond Corp
Harsco Corp
Harte-Hanks Inc
Hartford Financial Services Group
Harvest Energy Trust
Hasbro Inc
Hawaiian Electric Industries Inc
HDFC Bank Ltd
Headwaters Inc
Health Care Property Investors Inc
Health Care REIT Inc
Health Management Associates Inc
Health Net Inc
Healthcare Realty Trust Inc
Healthcare Services Group
Healthspring Inc
Hecla Mining Co
Helix Energy Solutions Group
Helmerich & Payne Inc
Henry Schein Inc
Herbalife Ltd
Hercules Offshore Inc
Herman Miller Inc
Hershey Co
GT
GOOG.O
GGG
GTI
GWW
GTE
GVA
GAP
GXP
GCH
GHL
ASR
SIM
TV
GSIC.O
GES
GLF
GU
GYMB.O
HAE
HAIN.O
HAL
HALO.O
HBI
HANS.O
HOG
HAR
HLIT.O
HMY
HRS
HWD
HSC
HHS
HIG
HTE
HAS
HE
HDB
HW
HCP
HCN
HMA
HNT
HR
HCSG.O
HS
HL
HLX
HP
HSIC.O
HLF
HERO.O
MLHR.O
HSY
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
20%
10%
15%
25%
15%
25%
25%
25%
15%
25%
15%
25%
25%
15%
25%
20%
25%
25%
25%
15%
15%
15%
25%
20%
25%
20%
20%
25%
25%
15%
25%
20%
25%
25%
25%
15%
10%
25%
25%
20%
15%
25%
15%
20%
15%
15%
25%
25%
20%
15%
25%
25%
15%
10%
P
P
P
P
P
O
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Hertz Global Holdings, Inc.
Hess Corporation
Hewitt Associates Inc
Hewlett-Packard Co
Hexcel Corp
Hibbett Sporting Goods Inc
Highwoods Properties Inc
Himax Technologies Inc.
Hitachi Ltd - ADR
HJ Heinz Company
HNI Corp
Holly Corp
Hologic Inc
Home Depot Inc
Home Inns & Hotels Management
Home Properties Inc
Homex Development
Honda Motor Co
Honeywell International Inc
Hormel Foods Corp
Hornbeck Offshore Services
Hospira Inc
Hospitality Properties Trust
Host Hotels & Resorts Inc
HOT Topic Inc
Hovnanian Enterprises Inc
HSBC Holdings PLC
Huaneng Power International Inc
Hubbell Inc
Hudson City Bancorp Inc
Hugoton Royalty
Human Genome Sciences Inc
Humana Inc
Hunt(JB) Transport
Huntington Bancshares Inc/OH
Huntsman
Huron Consultancy Group
Hutchinson Technology Inc
Hutchison Telecommunications - ADR
IAC/InterActiveCorp
Iamgold Corporation
IBM
iBoxx $ Inv Grade Corp Bond
ICICI Bank Ltd ADR
Icon Plc
Idenix Pharmaceuticals Inc
IDEX Corp
IDEXX Laboratories Inc
IDT Corp
IHS Inc-Class A
II-VI Inc
Illinois Tool Works Inc
Illumina Inc
Imation Corp
HTZ
HES
HEW
HPQ
HXL
HIBB.O
HIW
HIMX.O
HIT
HNZ
HNI
HOC
HOLX.O
HD
HMIN.O
HME
HXM
HMC
HON
HRL
HOS
HSP
HPT
HST
HOTT.O
HOV
HBC
HNP
HUBb
HCBK.O
HGT
HGSI.O
HUM
JBHT.O
HBAN.O
HUN
HURN.O
HTCH.O
HTX
IACI.O
IAG
IBM
LQD
IBN
ICLR.O
IDIX.O
IEX
IDXX.O
IDT
IHS
IIVI.O
ITW
ILMN.O
IMN
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
15%
15%
10%
25%
25%
25%
25%
10%
10%
20%
20%
15%
10%
25%
20%
20%
15%
10%
15%
25%
15%
25%
25%
25%
25%
15%
25%
15%
15%
15%
25%
15%
15%
25%
25%
25%
25%
15%
15%
20%
10%
10%
25%
25%
25%
15%
15%
25%
25%
25%
10%
25%
25%
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
O
O
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Imax Corp
Immucor Inc
IMS Health Inc
India Fund Inc
IndyMac Bancorp
Infineon Tech ADR
Infinera Corporation
Informatica Corp
Infospace Inc
Infosys Technologies Ltd
ING Groep NV
Ingersoll-Rand Co Ltd
Ingram Micro Inc
Inland Real Estate Corp
Input/Output
Insituform Technologies Inc
Integra LifeSciences Holdings Corp
Integrated Device Technology Inc
Integrys energy Group Inc
Intel Corp
Interactive Brokers Group Inc
Interactive Data Corp
Intercontinentalexchange Inc
Interdigital Communications Corp
Interface Inc
InterMune Inc
International Bancshares Corp
International Coal Group Plc
International Paper Co
International Rectifier Corp
International Speedway Corp
Internet Initiative Japan Inc
InterOil Corporation
Interpublic Group of Cos Inc
Intersil Corp
Interwoven Inc
Intl Flavour & Fragrance
Intrepid Potash
Intuit Inc
Intuitive Surgical Inc
Invacare Corp
Inventiv Health Inc
Inverness Medical Innovation
Invesco Plc ADR
Investment Technology Group Inc
INVESTools Inc
Investors Bancorp Inc
iPath GS Crude Oil Total Return ETN
IPC Holdings Ltd
Iron Mountain Inc
Isilon Systems Inc
Isis Pharmaceuticals Inc
ITC Holdings Corp
IMAX.O
BLUD.O
RX
IFN
IDMC.PK
IFX
INFN.O
INFA.O
INSP.O
INFY.O
ING
IR
IM
IRC
IO
INSU.O
IART.O
IDTI.O
TEG
INTC.O
IBKR.O
IDC
ICE
IDCC.O
IFSIA.O
ITMN.O
IBOC.O
ICO
IP
IRF
ISCA.O
IIJI.O
IOC
IPG
ISIL.O
IWOV.O
IFF
IPI
INTU.O
ISRG.O
IVC
VTIV.O
IMA
IVZ
ITG
SWIM.O
ISBC.O
OIL
IPCR.O
IRM
ISLN.O
ISIS.O
ITC
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
15%
15%
25%
75%
25%
25%
15%
25%
15%
25%
15%
15%
20%
25%
25%
15%
15%
15%
10%
15%
25%
25%
25%
25%
25%
25%
25%
15%
15%
15%
35%
25%
20%
15%
15%
15%
25%
15%
15%
25%
25%
25%
20%
25%
25%
15%
25%
20%
15%
25%
25%
25%
O
P
P
O
P
P
P
O
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
O
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Itron Inc
ITT Industries Inc
Ivanhoe Energy Inc
Ivanhoe Mines Ltd/CA
Ixia
J Crew Group Inc
J&J Snack Foods Corp
j2 Global Communications Inc
JA Solar Holdings
Jabil Circuit Inc
Jack Henry & Associates Inc
Jack in the Box
Jacobs Engineering Group Inc
James River Coal Co
Janus Capital Group Inc
Jarden Corp
JC Penney Co Inc Holding Co
JDS Uniphase Corp
Jefferies Group Inc
JetBlue Airways Corp
JM Smucker Co
Jo-Ann Stores Inc
John Wiley & Sons
Johnson & Johnson
Johnson Controls Inc
Jones Apparel Group Inc
Jones Lang Lasalle
Joy Global Inc
JPMorgan Chase & Co
Juniper Networks Inc
Kaman Corporation
Kaydon Corp
KB Home
KBR Inc
KBW Bank ETF
KBW Regional Banking ETF
Kearny Financial Corp
Kellogg Co
Kennametal Inc
Key Energy Services Inc
Keycorp
Kilroy Realty Corp
Kimberly-Clark Corp
Kimco Realty Corp
Kindred Health
Kinetic Concepts Inc
King Pharmaceuticals Inc
Kinross Gold Corp
Kirby Corp
Kla-Tencor Corp
Knight Capital Group Inc
Kohl's Corp
Kookmin Bank - ADR
Korn/Ferry International
ITRI.O
ITT
IVAN.O
IVN
XXIA.O
JCG
JJSF.O
JCOM.O
JASO.O
JBL
JKHY.O
JACK.O
JEC
JRCC.O
JNS
JAH
JCP
JDSU.O
JEF
JBLU.O
SJM
JAS
JWa
JNJ
JCI
JNY
JLL
JOYG.O
JPM
JNPR.O
KAMN.O
KDN
KBH
KBR
KBE
KRE
KRNY.O
K
KMT
KEG
KEY
KRC
KMB
KIM
KND
KCI
KG
KGC
KEX
KLAC.O
NITE.O
KSS
KB
KFY
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
15%
25%
25%
25%
25%
25%
25%
25%
20%
15%
15%
20%
25%
20%
20%
15%
20%
20%
20%
10%
25%
15%
10%
15%
25%
20%
20%
10%
15%
25%
20%
20%
20%
15%
15%
25%
10%
15%
25%
25%
25%
10%
25%
20%
25%
15%
25%
25%
15%
15%
15%
25%
25%
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Kraft Foods Inc
Krispy Kreme Doughnuts Inc
Kroger Co
K-Swiss Inc
L-3 Communications Holdings Inc
Laboratory Corp of America Holdings
LaBranche & Co Inc
Ladenburg Thalmann Financial
Ladish Co., Inc.
Lam Research Corp
Lamar Advertising Co
Lance Inc
Landstar System Inc
Las Vegas Sands Corp
LaSalle Hotel Properties
Lawson Software
Lazard Global Total Return & Income
Lazard Ltd
LDK Solar Co Ltd ADR
Leap Wireless Intl Inc
Leapfrog Enterprises Inc
Lear Corp
Lee Enterprises Inc
Legg Mason Inc
Leggett & Platt Inc
Lehman 20+ Yr T Bond Fund - TLT
Lehman 7-10 Yr T Bond Fund - IEF
Lenders Processing Services
Lennar Corp
Lennox International Inc
Leucadia National Corp
Level 3 Communications Inc
Lexington Corporate Prop Trust
Lexmark International Inc
LG.Philips LCD Co Ltd
Liberty All Star
Liberty Global - A
Liberty Global - C
Liberty Media Holding Corp
Liberty Property Trust
Life Technologies Corp
Life Time Fitness Inc
LifePoint Hospitals Inc
Lihir Gold Ltd ADR
Lincare Holdings Inc
Lincoln National Corp
Lindsay Manufacturing Co
Linear Technology Corp
Linn Energy LLC
Lions Gate Entertainment Corp
Littlefuse Inc
Liz Claiborne Inc
LKQ Corp
LMP Capital and Income Fund
KFT
KKD
KR
KSWS.O
LLL
LH
LAB
LTS
LDSH.O
LRCX.O
LAMR.O
LNCE.O
LSTR.O
LVS
LHO
LWSN.O
LGI
LAZ
LDK
LEAP.O
LF
LEA
LEE
LM
LEG
TLT
IEF
LPS
LEN
LII
LUK
LVLT.O
LXP
LXK
LPL
USA
LBTYA.O
LBTYK.O
LINTA.O
LRY
LIFE.O
LTM
LPNT.O
LIHR.O
LNCR.O
LNC
LNN
LLTC.O
LINE.O
LGF
LFUS.O
LIZ
LKQX.O
SCD
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
10%
25%
10%
25%
15%
10%
25%
45%
25%
15%
20%
15%
15%
25%
25%
20%
25%
20%
25%
25%
25%
25%
25%
25%
15%
10%
10%
25%
25%
15%
20%
25%
25%
15%
25%
15%
20%
20%
20%
25%
25%
25%
15%
25%
15%
25%
25%
15%
15%
15%
25%
25%
25%
25%
P
O
O
P
P
P
P
P
O
P
P
P
P
O
P
P
P
O
O
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Lockheed Martin Corp
Loews Corp
Logitech International SA
Lorillard Inc
Lowe's Cos Inc
LSI Logic Corp
Ltd Brands
Lufkin Ind Inc
Lululemon Athletica Inc
Lundin Mining Corporation
Luxottica Group
M&T Bank Corp
Macerich Co
Mack Cali Realty Corp
Macquarie Global Infr Tot Rt
Macrovision Solutions Corp
Macy's Inc
Magellan Health
Magna International Inc - Cl A
Manhattan Associates Inc
Manitowoc Company Inc
Manpower Inc
ManTech International Corp
Manulife Financial Corp
Marathon Oil Corp
Markel Corporation
Market Vectors Agribusiness ETF
Market Vectors Gold Miners ETF
Marriott International Inc
Marsh & McLennan Cos Inc
Marshall & Ilsley Corp
Martek Biosciences Corp
Martin Marietta Materials Inc
Marvel Entertainment Inc
Marvell Technology Group Ltd
Masco Corp
Masimo Corp
Massey Energy Co
MasTec Inc
Mastercard Inc Cl A
Mattel Inc
Max Capital Group Ltd
MBIA Inc
McAfee Inc
McClatchy Co - A
McCormick & Co Inc
McDermott International Inc
McDonald's Corp
McGraw-Hill Cos Inc
McKesson Corp
MDC Holdings Inc
MDU Resources Group Inc
MeadWestvaco Corp
Mechel OAO
LMT
L
LOGI.O
LO
LOW
LSI
LTD
LUFK.O
LULU.O
LMC
LUX
MTB
MAC
CLI
MGU
MVSN.O
M
MGLN.O
MGA
MANH.O
MTW
MAN
MANT.O
MFC
MRO
MKL
MOO
GDX
MAR
MMC
MI
MATK.O
MLM
MVL
MRVL.O
MAS
MASI.O
MEE
MTZ
MA
MAT
MXGL.O
MBI
MFE
MNI
MKC
MDR
MCD
MHP
MCK
MDC
MDU
MWV
MTL
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
10%
25%
15%
15%
15%
20%
15%
25%
25%
25%
25%
25%
25%
25%
25%
15%
20%
15%
15%
25%
25%
15%
25%
25%
15%
25%
15%
25%
15%
20%
25%
25%
15%
15%
15%
15%
25%
25%
20%
15%
15%
25%
25%
15%
25%
10%
25%
10%
20%
10%
15%
25%
15%
25%
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Medarex Inc
Medco Health Solutions Inc
Medicines Co
Medicis Pharmaceutical Corp
Medtronic Inc
Melco PBL Entertainment ADR
MEMC Electronic Materials Inc
Men's Wearhouse Inc
Mentor Corp
Mentor Graphics Corp
Mercadolibre Inc.
Merck & Co Inc
Mercury Computer Systems Inc
Mercury General Corp
Meredith Corp
Meridian Bioscience Inc
Merit Medical Systems Inc
Meritage Homes Corp
Methanex Corporation
Metlife Inc
Mettler Toledo International Inc
Mexico Fund Inc
MF Global Ltd
MFA Mortgage Investments Inc
MGIC Investment Corp
MGM Mirage
Microchip Technology Inc
Micron Technology Inc
MICROS Systems Inc
Microsemi Corp
Microsoft Corp
MicroStrategy Inc
Mid-America Apartment Communities
Middleby Corp
Midway Games Inc
Millicom International Cellular SA
Millipore Corp
Mindray Medical Intl ADR
Mirant Corp
Mittal Steel Co NV
Mobile Mini Inc
Mobile Telesystems OJSC
Mohawk Industries Inc
Molex Inc
Molson Coors Brewing Co
Mononlithic Power Systems Inc
Monsanto Co
Montpelier Re Holdings Ltd
Moody's Corp
MOOG INC
Morgan Stanley
Morgan Stanley Asia Pacific Fund
Morgans Hotel Group
Morningstar Inc
MEDX.O
MHS
MDCO.O
MRX
MDT
MPEL.O
WFR
MW
MNT
MENT.O
MELI.O
MRK
MRCY.O
MCY
MDP
VIVO.O
MMSI.O
MTH
MEI
MET
MTD
MXF
MF
MFA
MTG
MGM
MCHP.O
MU
MCRS.O
MSCC.O
MSFT.O
MSTR.O
MAA
MIDD.O
MWY
MICC.O
MIL
MR
MIR
MT
MINI.O
MBT
MHK
MOLX.O
TAP
MPWR.O
MON
MRH
MCO
MOGa
MS
APF
MHGC.O
MORN.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
10%
25%
15%
10%
25%
20%
20%
25%
25%
25%
10%
25%
25%
15%
25%
25%
25%
25%
25%
15%
25%
25%
25%
25%
20%
15%
25%
15%
25%
10%
25%
20%
25%
75%
20%
15%
20%
15%
15%
25%
15%
15%
15%
15%
25%
15%
25%
20%
15%
25%
25%
75%
25%
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Mosaic Co
Motorola Inc
MSC Industrial Direct Co
MSCI Australia Index Fund - EWA
MSCI Brazil Index Fund - EWZ
MSCI EAFE Index Fund - EFA
MSCI Hong Kong Index Fund - EWH
MSCI Japan Index Fund - EWJ
MSCI Malaysia Index Fund - EWM
MSCI Mexico Investable Mkt - EWW
MSCI Singapore Index Fund - EWS
MTS Systems Corp
Mueller Industries Inc
Mueller Water Products Inc
Murphy Oil Corp
Myriad Genetics Inc
N100 Tracking Stock - QQQQ
Nabi Biopharmaceuticals
Nabors Industries Ltd
Nalco Holding Co
Nara Bancorp Inc
Nasdaq Biotechnology Index Fund
Nasdaq Stock Market Inc
Nash Finch Co
NATCO Group
National Bank Of Greece - ADR
National Fuel Gas Co
National Grid
National Health Investors Inc
National Oilwell Varco Inc
National Semiconductor Corp
Nationwide Health Properties Inc
Navios Maritime Holdings Inc
NBTY Inc
NCI Building Systems Inc
NCR Corp
NDS Group
Nektar Therapeutics
Nelnet
Netease.com
Netezza Corp
NetFlix Inc
NETGEAR, Inc.
Netlogic Microsystems
Network Appliance Inc
Neustar Inc Class A
New Germany Fund Inc
New Jersey Resources Corporation
New Oriental Education
New York Community Bancorp Inc
New York Times Co
Newell Rubbermaid Inc
Newmont Mining Corp
News Corp Cl A
MOS
MOT
MSM
EWA
EWZ
EFA
EWH
EWJ
EWM
EWW
EWS
MTSC.O
MLI
MWAb
MUR
MYGN.O
QQQQ.O
NABI.O
NBR
NLC
NARA.O
IBB
NDAQ.O
NAFC.O
NTG
NBG
NFG
NGG
NHI
NOV
NSM
NHP
NM
NTY
NCS
NCR
NNDS.O
NKTR.O
NNI
NTES.O
NZ
NFLX.O
NTGR.O
NETL.O
NTAP.O
NSR
GF
NJR
EDU
NYB
NYT
NWL
NEM
NWSA.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
15%
15%
15%
25%
15%
15%
15%
15%
15%
15%
25%
15%
20%
20%
15%
10%
25%
20%
20%
35%
10%
20%
15%
25%
25%
15%
15%
15%
15%
15%
25%
25%
15%
25%
15%
10%
25%
20%
15%
25%
25%
25%
25%
15%
15%
25%
15%
25%
15%
15%
20%
15%
15%
P
P
P
O
O
O
O
O
O
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
O
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
News Corp Cl B
Nexen Inc
NICE Systems Ltd
Nicholas-Applegate Cvt & Inc
Nicholas-Applegate Int. & Prem. Fnd
Nicor Inc
NII Holdings Inc
Nike Inc
Nippon Telegraph & Telephone Corp
NiSource Inc
Nissan Motor Co Ltd
Noble Corp
Noble Energy Inc
Nokia ADR
Nordstrom Inc
Norfolk Southern Corp
North American Palladium Ltd
Northeast Utilities
Northern Dynasty Minerals
Northern Trust Corp
Northgate Minerals Corp
Northrop Grumman Corp
Nova Chemicals Corp
Novartis AG
Novell Inc
Novellus Systems Inc
Noven Pharmaceuticals Inc
NPS Pharmaceuticals Inc
NRG Energy
NSTAR
NTELOS Holdings Corp
NTT DoCoMo Inc
Nu Skin Enterprises, Inc.
Nuance Communications Inc
Nucor Corp
Nustar Energy LP
Nutri System Inc
NUVasive Inc
NV Energy Inc
Nvidia Corp
NVR Inc
NYSE Group Inc
Occidental Petroleum Corp
Oceaneering International Inc
Ocwen Financial Corp
Odyssey Healthcare Inc
Odyssey Marine Exploration Inc
Odyssey Re Holdings Corp
Office Depot Inc
OfficeMax Inc
OGE Energy Corp
Oil Service HOLDRs Trust
Oil States International Inc
NWS.O
NXY
NICE.O
NCV
NAI
GAS
NIHD.O
NKE
NTT
NI
NSANY.O
NE
NBL
NOK
JWN
NSC
PAL
NU
NAK
NTRS.O
NXG
NOC
NCX
NVS
NOVL.O
NVLS.O
NOVN.O
NPSP.O
NRG
NST
NTLS.O
DCM
NUS
NUAN.O
NUE
NS
NTRI.O
NUVA.O
NVE
NVDA.O
NVR
NYX
OXY
OII
OCN
ODSY.O
OMEX.O
ORH
ODP
OMX
OGE
OIH
OIS
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
20%
25%
25%
25%
15%
20%
15%
10%
15%
15%
20%
20%
10%
20%
10%
75%
15%
25%
25%
25%
10%
25%
10%
15%
15%
25%
25%
25%
15%
25%
10%
25%
25%
15%
25%
25%
25%
15%
20%
15%
20%
15%
20%
15%
25%
25%
20%
25%
25%
15%
25%
20%
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Oilsands Quest Inc
Old Dominion Freight Line
Old Republic International Corp
Olin Corp
OM Group Inc
Omega Healthcare Investors Inc
Omnicare Inc
Omnicom Group Inc
Omniture Inc
Omnivision Technologies Inc
ON Semiconductor Corp
Oneok Inc
Onyx Pharmaceuticals Inc
Open Text Corp
OptionsXpress Holdings Inc
Oracle Corp
Oramat Technologies Inc
O'Reilly Automotive Inc
Orient Express Hotels Ltd
ORIX Corporation - ADR
Oshkosh Truck Corp
OSI Pharmaceuticals Inc
Overseas Shipholding Group
Overstock.com Inc
Owens & Minor Inc
Owens Corning Inc
Owens-Illinois Inc
Paccar Inc
Packaging Corp of America
Pactiv Corp
Pain Therapeutics Inc
Pall Corp
Palm Inc
PAN American Silver Corp
Panera Bread Co
Papa John's International Inc
Par Pharmaceutical Cos Inc
Paragon Shipping Inc Cl A
Parametric Technology Corp
Parker Drilling Co.
Parker Hannifin Corp
Patni Computer Systems ADR
Patriot Coal Corp
Patterson Cos Inc
Patterson-UTI Energy Inc
Paychex Inc
Payless ShoeSource, Inc.
PDL BioPharma Inc
Peabody Energy Corp
Pengrowth Energy Trust
Penn National Gaming Inc
Penn Virginia Corp
Penn West Energy Trust (US)
Penske Automotive Group
Pentair Inc
BQI
ODFL.O
ORI
OLN
OMG
OHI
OCR
OMC
OMTR.O
OVTI.O
ONNN.O
OKE
ONXX.O
OTEX.O
OXPS.O
ORCL.O
ORA
ORLY.O
OEH
IX
OSK
OSIP.O
OSG
OSTK.O
OMI
OC
OI
PCAR.O
PKG
PTV
PTIE.O
PLL
PALM.O
PAAS.O
PNRA.O
PZZA.O
PRX
PRGN.O
PMTC.O
PKD
PH
PTI
PCX
PDCO.O
PTEN.O
PAYX.O
PSS
PDLI.O
BTU
PGH
PENN.O
PVA
PWE
PAG
PNR
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
25%
25%
25%
25%
25%
15%
15%
25%
25%
20%
15%
25%
15%
25%
10%
25%
15%
25%
25%
20%
15%
20%
25%
15%
15%
20%
15%
15%
15%
25%
15%
25%
25%
15%
25%
25%
25%
15%
25%
15%
25%
25%
15%
20%
15%
25%
15%
25%
25%
20%
25%
25%
25%
15%
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
P
P
O
P
O
P
O
P
P
P
O
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
People's Bank
Pepco Holdings Inc
Pepsi Bottling Group Inc
PepsiAmericas Inc
PepsiCo Inc
Perfect World
Perini Corp
PerkinElmer Inc
Permain Basin Royalty Trust
Perot Systems Corp
Perrigo Co
Petrobras Energia
Petro-Canada
PetroChina Co Ltd
Petrohawk Energy Corp
Petroleo Brasileiro SA
Petroleo Brasileiro SA - A
Petroleum & Resources Corp
Petroquest Energy Inc
Petsmart Inc
Pfizer Inc
PG&E Corp
Pharm Product Dev
Pharmaceutical HOLDRs Trust
PHH Corp
Philip Morris International
Philips ADR
Phillips-Van Heusen
Phoenix Companies Inc
Pico Holindgs Inc
Pimco Corporate Opportunity
Pimco High Income Fund
Pimco Municipal Income Fund II
Pinnacle Entertainment Inc
Pinnacle West Capital Corp
Pioneer Drilling Company
Pioneer Natural Resources Co
Piper Jaffray Cos
Pitney Bowes Inc
Plains All Amer Pipeline LP
Plantronics Inc
Platinum Underwriters Hldgs
Plexus Corp
Plum Creek Timber Co Inc (REIT)
PMC - Sierra Inc
PMI Group Inc
PNC Financial Services Group Inc
Polaris Industries Inc
Polo Ralph Lauren Corp
Polycom Inc
PolyOne Corporation
Pool Corp
Portfolio Recovery
POSCO
PBCT.O
POM
PBG
PAS
PEP
PWRD.O
PCR
PKI
PBT
PER
PRGO.O
PZE
PCZ
PTR
HK
PBR
PBRa
PEO
PQ
PETM.O
PFE
PCG
PPDI.O
PPH
PHH
PM
PHG
PVH
PNX
PICO.O
PTY
PHK
PML
PNK
PNW
PDC
PXD
PJC
PBI
PAA
PLT
PTP
PLXS.O
PCL
PMCS.O
PMI
PNC
PII
RL
PLCM.O
POL
POOL.O
PRAA.O
PKX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
15%
15%
15%
10%
25%
25%
15%
25%
15%
15%
25%
15%
10%
25%
15%
15%
25%
25%
15%
10%
10%
15%
25%
20%
10%
15%
15%
25%
20%
25%
25%
25%
25%
15%
25%
20%
25%
15%
25%
25%
20%
25%
20%
20%
25%
10%
15%
15%
15%
25%
25%
25%
15%
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
O
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Post Properties Inc
Potash Corp of Saskatchewan
Potlatch Corp
PowerShares DB Agriculture Fund
PowerShares DB Commodity Tracking
PowerShares Global Water Portfolio
PowerShares Water Res Portfolio
Powershares WilderHill Clean Energy
PPG Industries Inc
PPL Corp
Praxair Inc
Precision Castparts Corp
Precision Drilling Corp
Premiere Global Services Inc
Priceline.com Inc
Pride International Inc
Principal Financial Group
Privatebancorp Inc
Proassurance Corp
Procter & Gamble Co
Progenics Pharmaceuticals, Inc.
Progress Energy Inc
Progress Software Corp
Progressive Corp
Prologis
Provident Bankshares Corp
Provident Energy Trust
Prudential Financial Inc
Prudential Plc - ADR
PS Business Parks Inc
Psychiatric Solutions Inc
Public Service Enterprise Group Inc
Public Storage Inc
Puget Energy Inc
Pulte Homes Inc
Qimonda AG
QLogic Corp
Qualcomm Inc
Quality Systems Inc
Quanex Corp
Quest Diagnostics Inc
Quest Software Inc
Questar Corp
Questcor Pharmaceuticals
Quidel Corp
Quiksilver Inc
Quiksilver Resources Inc
Quimica Y Minera SA ADR
Qwest Communications International
Radian Group Inc
RadioShack Corp
Ralcorp Holdings
Rambus Inc
Ramco-Gershenson Properties
PPS
POT
PCH
DBA
DBC
PIO
PHO
PBW
PPG
PPL
PX
PCP
PDS
PGI
PCLN.O
PDE
PFG
PVTB.O
PRA
PG
PGNX.O
PGN
PRGS.O
PGR
PLD
PBKS.O
PVX
PRU
PUK
PSB
PSYS.O
PEG
PSA
PSD
PHM
QI
QLGC.O
QCOM.O
QSII.O
NX
DGX
QSFT.O
STR
QCOR.O
QDEL.O
ZQK
KWK
SQM
Q
RDN
RSH
RAH
RMBS.O
RPT
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
15%
20%
25%
15%
25%
25%
25%
15%
10%
15%
15%
20%
20%
25%
20%
25%
25%
25%
10%
25%
10%
15%
25%
25%
35%
15%
25%
25%
15%
15%
15%
15%
15%
20%
25%
15%
10%
25%
25%
15%
15%
20%
25%
25%
25%
25%
25%
20%
25%
15%
15%
25%
25%
P
P
P
O
O
P
O
O
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Range Resources Corporation
Rangold Resources Ltd ADR
Raser Technologies Inc
Raymond James Financial Inc
Rayonier Inc
Raytheon Co
RealNetworks Inc
Realty Income Corp
Red Hat Inc
Redwood Trust Inc
Regal Ent Group - A
Regal-Beloit Corporation
Regency Centers Corp
Regeneron Pharmaceuticals Inc
Regional Bank HOLDRs Trust
Regions Financial Corp
Rehabcare Group Inc
Reliance Steel & Aluminium Co
Reliant Energy Inc
RenaissanceRe Holdings Ltd
Renesola Ltd
Rent-A-Center Inc
Rentech Inc
Repsol YPF ADR
Republic Services Inc
Research In Motion Ltd
Resmed Inc
Resources Connection Inc
Revlon Inc
Reynolds American Inc
RF Micro Devices Inc
Rightnow Technologies Inc
Rio Doce
Rio Doce - Pref
Rio Tinto ADR
Riskmetrics Group Inc
Ritchie Bros Auctioneers
Rite Aid Corp
Riverbed Technology Inc
Robbins & Myers Inc
Robert Half International Inc
Rock-Tenn Company
Rockwell Automation Inc
Rockwell Collins Inc
Rofin-Sinar Technologies Inc
Rogers Corporation
Rohm & Haas Co
Roper Industries Inc
Rosetta Resources
Ross Stores Inc
Rowan Cos Inc
Rowe (T) Price Group Inc
Royal Bank of Canada - ADR
Royal Caribbean Cruises Ltd
RRC
GOLD.O
RZ
RJF
RYN
RTN
RNWK.O
O
RHT
RWT
RGC
RBC
REG
REGN.O
RKH
RF
RHB
RS
RRI
RNR
SOL
RCII.O
RTK
REP
RSG
RIMM.O
RMD
RECN.O
REV
RAI
RFMD.O
RNOW.O
RIO
RIO_p
RTP
RMG
RBA.N
RAD
RVBD.O
RBN
RHI
RTK
ROK
COL
RSTI.O
ROG
ROH
ROP
ROSE.O
ROST.O
RDC
TROW.O
RY.N
RCL
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
20%
20%
25%
20%
20%
10%
25%
25%
25%
25%
15%
15%
25%
25%
25%
25%
25%
20%
25%
20%
25%
15%
25%
15%
15%
15%
15%
15%
25%
10%
25%
25%
25%
25%
15%
25%
25%
25%
25%
25%
15%
25%
15%
15%
20%
25%
10%
15%
25%
15%
20%
20%
10%
20%
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
O
P
P
P
P
P
P
P
P
P
P
P
O
P
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Royal Dutch A share ADR
Royal Dutch B share ADR
Royal Gold Inc
RPM International Inc
RR Donnelley & Sons Co
RSC Holdings Inc
RTI International Metals Inc
Ruby Tuesday Inc
Ruddick Corp
Russell 2000 Growth Ind Fund - IWO
Russell 2000 Index Fund - IWM
Ryanair ADR
Ryder System Inc
Ryland Group Inc
S&P 400/BARRA Value Fund - IJJ
S&P 500 Index Fund/US - IVV
S&P Europe 350 Index Fund - IEV
S&P Global 100 Index Fund - IOO
S&P Latin America 40 Index - ILF
S&P North American Nat Res - IGE
S1 Corporation
Safety Insurance Group Inc
Safeway Inc
SAIC Inc
Saks Inc
Salesforce.com Inc
Sanderson Farms Inc
SanDisk Corp
Sandridge Energy
Sangamo Biosciences Inc
Sanmina-SCI Corp
Sanofi_Aventis ADR
SAP AG (US)
Sapient Corp
Sappi Limited
Sara Lee Corp
Sasol Ltd - ADR
Satyam Computer Services Ltd
Saul Centers Inc
Savvis Inc
SBA Communications
Scansource Inc
Schering-Plough Corp
Schlumberger Ltd
Schnitzer Steel Industries Inc
Scholastic Corp
School Specialty Inc
Scientific Games Corp
Scotts Miracle-Gro Co
Scripps Networks Interactive
Scudder Global Commodities Stk Fund
Seabridge Gold Inc
Seacor Holdings Inc
RDSa
RDSb
RGLD.O
RPM
RRD
RRR
RTI
RT
RDK
IWO
IWM
RYAAY.O
R
RYL
IJJ
IVV
IEV
IOO
ILF
IGE
SONE.O
SAFT.O
SWY
SAI
SKS
CRM
SAFM.O
SNDK.O
SD
SGMO.O
SANM.O
SNY
SAP
SAPE.O
SPP
SLE
SSL
SAY
BFS
SVVS.O
SBAC.O
SCSC.O
SGP
SLB
SCHN.O
SCHL.O
SCHS.O
SGMS.O
SMG
SNI
GCS
SA
CKH
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
10%
10%
25%
15%
15%
25%
25%
25%
15%
15%
15%
15%
15%
20%
15%
10%
25%
15%
25%
25%
25%
25%
15%
10%
25%
15%
25%
20%
25%
25%
25%
10%
10%
25%
20%
15%
15%
25%
25%
25%
25%
25%
10%
15%
20%
25%
25%
20%
15%
25%
25%
25%
15%
P
P
P
P
P
P
P
P
P
O
O
O
P
O
O
O
O
O
O
O
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Seagate Technology
Sealed Air Corp
Sears Holdings Corp
Seaspan Corp
Selective Insurance Group
Semiconductor HOLDRs Trust
Sempra Energy
Semtech Corp
Senior Housing Properties Trust
Sepracor Inc
Sequenom Inc
Service Corp Intl
Shanda Interactive Ent
Shaw Group Inc
Shengdatech Inc
Sherwin-Williams Co
Shinhan Financial
Ship Finance International Ltd
Siemens AG (ADR)
Sierra Wireless Inc
Sigma-Aldrich Corp
Silicon Image Inc
Silicon Laboratories Inc
Silicon Storage Technology Inc
Siliconware Precision Inds
Silver SLV Trust
Silver Standard Resources Inc
Silver Wheaton Corporation (US)
Simon Property Group Inc
Simpson Manufacturing Co Inc
Sims Group Limited
Sina Corp
Sinopec ADR
SiRF Technology Holdings
Sirius Satellite Radio Inc
SK Telecom Co Ltd
Skechers USA Inc
SkillSoft PLC
Skyline Corp
Skywest Inc
Skyworks Solutions Inc
SL Green Realty Corp
SLM Corp
Smith (A.O) Corp
Smith International Inc
Smithfield Foods Inc
Snap-On Inc
Sohu.com Inc
Solarfun Power Holdings
Sonic Corp
Sonoco Products Co
Sonosite Inc
Sonus Networks Inc
Sony Corp
STX.O
SEE
SHLD.O
SSW
SIGI.O
SMH
SRE
SMTC.O
SNH
SEPR.O
SQNM.O
SCI
SNDA.O
SGR
SDTH.O
SHW
SHG
SFL
SI
SWIR.O
SIAL.O
SIMG.O
SLAB.O
SSTI.O
SPIL.O
SLV
SSRI.O
SLW
SPG
SSD
SMS
SINA.O
SHI
SIRF.O
SIRI.O
SKM
SKX
SKIL.O
SKY
SKYW.O
SWKS.O
SLG
SLM
AOS
SII
SFD
SNA
SOHU.O
SOLF.O
SONC.O
SON
SONO.O
SONS.O
SNE
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
20%
15%
20%
25%
25%
25%
10%
15%
25%
15%
25%
15%
25%
20%
25%
15%
20%
25%
10%
25%
15%
25%
25%
25%
20%
15%
25%
25%
15%
15%
20%
20%
25%
50%
25%
10%
25%
15%
25%
15%
25%
25%
25%
15%
20%
20%
15%
20%
25%
15%
15%
25%
25%
15%
P
P
O
P
P
O
P
P
P
P
P
P
O
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Sotheby's Holdings
South Financial Group Inc
South Jersey Industries Inc.
Southern Co
Southern Peru Copper Corp
Southwest Airlines Co
Southwest Gas Corporation
Southwestern Energy Co
Sovereign Bancorp Inc
Sovran Self Storage Inc
SPDR Energy Select Sector SPDR Fund
SPDR Fin Select Sector SPDR Fund
SPDR Gold Trust
SPDR Materials Select Sector Fund
SPDR Midcap Trust Series 1
SPDR S&P Homebuilders ETF
SPDR S&P Metals & Mining ETF
SPDR Technology Select Sector Fund
SPDR Trust Series 1
Spectra Energy Corporation
Spectrum Brands Inc
Sprint Nextel Corp
SPSS Inc
SPX Corp
SRA International Inc
St Jude Medical Inc
St Mary Land & Exploration Co
Stancorp Financial Group
Standard Microsystems Corp
Standard-Pacific Corp
Stanley Works
Staples Inc
Starbucks Corp
Starent Networks Corp
Starwood Hotels & Resorts
State Street Corp
Statoil ASA
Steel Dynamics Inc
Steelcase Inc - Cl A
Steiner Leisure
Stericycle Inc
Sterling Bancshares, Inc.
Sterling Financial Corp/WA
Sterlite Industries
Steven Madden Ltd
Stillwater Mining Co
STMicro ADR
Stone Energy Corp
Strategic Hotels & Resorts
Stryker Corp
Student Loan Corp
Sun Microsystems Inc
SunAmerica Focused Alpha Gr Fund
SunAmerica Focused Alpha Large-Cap
BID
TSFG.O
SJI
SO
PCU
LUV
SWX
SWN
SOV
SSS
XLE
XLF
GLD
XLB
MDY
XHB
XME
XLK
SPY
SE
SPC
S
SPSS.O
SPW
SRX
STJ
SM
SFG
SMSC.O
SPF
SWK
SPLS.O
SBUX.O
STAR.O
HOT
STT
STO
STLD.O
SCS
STNR.O
SRCL.O
SBIB.O
STSA.O
SLT
SHOO.O
SWC
STM
SGY
BEE
SYK
STU
JAVA.O
FGF
FGI
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
20%
35%
15%
10%
15%
15%
15%
25%
25%
20%
25%
15%
10%
25%
15%
25%
25%
25%
10%
15%
75%
25%
25%
20%
25%
10%
20%
25%
25%
25%
15%
15%
15%
25%
20%
25%
10%
25%
15%
25%
15%
25%
35%
25%
25%
25%
15%
25%
25%
10%
25%
20%
25%
25%
P
P
P
P
O
P
P
P
O
P
O
O
O
O
P
O
O
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Suncor Energy Inc
Sunoco Inc
SunPower Corp
Sunrise Senior Living Inc
Suntech Power Holdings ADR
SunTrust Banks Inc
Superior Energy Services Inc
Superior Industries International
Supervalu Inc
SurModics Inc
Swift Energy Co
Swiss Helvatia Fund
SWS Group Inc
Sybase Inc
Sycamore Networks Inc
Symantec Corp
Symmetry Medical Inc
Synaptics Inc
Syniverse Holdings Inc
Synopsys Inc
Synovus Financial Corp
Syntel Inc
Sysco Corp
Systemax Inc
Taiwan Greater China Fund
Taiwan Semiconductors
Take-Two Interactive Software Inc
TAL International Group Inc
Talisman Energy
Tanger Factory Outlet Centrs
Target Corp
Taser International Inc
Tata Communications ADR
Tata Motors Ltd - ADR
Taubman Centers Inc
TBS International Ltd
TCF Financial Corporation
Tech Data Corp
Techne Corp
Teck Cominco Ltd
TECO Energy Inc
Teekay Shipping Corp
Tejon Ranch Co
Tekelec
Tele Norte ADR
Telecom New Zealand ADR
Telecomunicacoes Brasileiras SA
Teledyne Technologies Inc
Teleflex Inc
Telefonos de Mexico SA de CV
Teletech Holdings Inc
Tellabs Inc
TELUS Corp
Temple-Inland Inc
SU
SUN
SPWRA.O
SRZ
STP
STI
SPN
SUP
SVU
SRDX.O
SFY
SWZ
SWS
SY
SCMR.O
SYMC.O
SMA
SYNA.O
SVR
SNPS.O
SNV
SYNT.O
SYY
SYX
TFC
TSM
TTWO.O
TAL
TLM
SKT
TGT
TASR.O
TCL
TTM
TCO
TBSI.O
TCB
TECD.O
TECH.O
TCK
TE
TK
TRC
TKLC.O
TNE
NZT
TBH
TDY
TFX
TMX
TTEC.O
TLAB.O
TU
TIN
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
20%
25%
25%
25%
25%
25%
25%
15%
25%
20%
25%
25%
15%
20%
15%
25%
25%
25%
15%
25%
25%
10%
25%
25%
15%
25%
25%
15%
15%
15%
25%
25%
25%
25%
25%
25%
15%
10%
25%
15%
20%
25%
25%
20%
15%
25%
15%
15%
10%
25%
15%
15%
25%
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
O
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Templeton Dragon Fund Inc
Tempur-Pedic International
Tenaris ADR
Tenet Healthcare Corp
Teradata Corp
Teradyne Inc
Terex Corp
Ternium SA - ADR
Terra Industries Inc
Tesoro Corp
Tessera Technologies Inc
Tetra Tech Inc
Tetra Technologies Inc
Teva Pharmaceutical Industries Ltd
Texas Industries Inc
Texas Instruments Inc
Textron Inc
The Laclede Group, Inc.
The St Joe Company
The9 Limited
Thermo Electron Corp
Thomas & Betts Corp
Thor Industries Inc
Thoratec Corp
THQ Inc
TIBCO Software Inc
Tidewater Inc
Tiffany & Co
Tim Hortons Inc
Timberland Co
Time Warner Inc
Time Warner Telecom Inc
Timken Co
Titan International Inc
Titanium Metals Corp
Tivo Inc
TJX Cos Inc
Toll Brothers Inc
Tootsie Roll Industries Inc
Torchmark Corp
Toro Co
Total SA
Total System Services Inc
Toyota Motor Corp
Tractor Supply Co
Tradestation
Transatlantic Holdings Inc
Transdigm Group Inc
Transocean Inc
Travelers Cos Inc/The
Tredegar Corp
Tri Continental Corp
Trico Marine Services
TDF
TPX
TS
THC
TDC
TER
TEX
TX
TRA
TSO
TSRA.O
TTEK.O
TTI
TEVA.O
TXI
TXN
TXT
LG
JOE
NCTY.O
TMO
TNB
THO
THOR.O
THQI.O
TIBX.O
TDW
TIF
THI
TBL
TWX
TWTC.O
TKR
TWI
TIE
TIVO.O
TJX
TOL
TR
TMK
TTC
TOT
TSS
TM
TSCO.O
TRAD.O
TRH
TDG
RIG
TRV
TG
TY
TRMA.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
15%
25%
15%
25%
25%
15%
20%
20%
20%
20%
25%
15%
25%
10%
20%
10%
20%
25%
15%
25%
10%
15%
15%
25%
25%
15%
15%
15%
15%
20%
15%
20%
20%
25%
25%
25%
15%
15%
15%
25%
15%
10%
15%
10%
15%
25%
25%
15%
15%
25%
25%
15%
25%
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Trident Microsystems Inc
Trimble Navigation Ltd
Trina Solar Limited
Trinity Industries
Triquint Semiconductor Inc
Triumph Group Inc
True Religion Apparel Inc
Trustco Bank Corp NY
TRW Automotive Holdings Corp
Tupperware Corp
Turkcell Iletisim Hizmet AS
Tyco Electronics Ltd
Tyco International Ltd
Tyson Foods Inc
UAL Corporation
UBS AG ADR
UCBH Holdings Inc
UGI Corp
UIL Holdings Corp
Ultimate Software
Ultra Basic Materials ProShares
Ultra DJ30 ProShares
Ultra Financials ProShares
Ultra Oil & Gas ProShares
Ultra Petroleum Corp
Ultra QQQ ProShares
Ultra Real Estate ProShares
Ultra S&P500 ProShares
UltraShort 20+ Yr Treasury Bond
UltraShort China 25 ProShares
UltraShort Dow30 ProShares
UltraShort Financials ProShares
UltraShort MSCI Emerging Markets
UltraShort Oil & Gas ProShares
UltraShort QQQ ProShares
UltraShort Real Estate ProShares
UltraShort Russell2000 ProShares
UltraShort S&P500 ProShares
Under Armour Inc
Unibanco GDR
Unilever NV ADR
Union Pacific Corp
Unisource Energy
Unit Corporation
United Community Banks Inc
United Dominion Realty Trust Inc
United Microelectronics Corp
United Online Inc
United Parcel Service Inc
United Rental
United States Natural Gas Fund LP
United States Oil Fund LP
United States Steel Corp
United Stationers Inc
TRID.O
TRMB.O
TSL
TRN
TQNT.O
TGI
TRLG.O
TRST.O
TRW
TUP
TKC
TEL
TYC
TSN
UAUA.O
UBS
UCBH.O
UGI
UIL
ULTI.O
UYM
DDM
UYG
DIG
UPL
QLD
URE
SSO
TBT
FXP
DXD
SKF
EEV
DUG
QID
SRS
TWM
SDS
UA
UBB
UN
UNP
UNS
UNT
UCBI.O
UDR
UMC
UNTD.O
UPS
URI
UNG
USO
X
USTR.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
15%
25%
20%
25%
15%
25%
25%
25%
15%
15%
15%
15%
20%
25%
15%
25%
15%
15%
25%
25%
25%
25%
25%
20%
25%
25%
25%
15%
25%
25%
25%
25%
25%
25%
35%
25%
25%
20%
25%
10%
10%
15%
20%
25%
20%
25%
15%
10%
25%
25%
15%
20%
15%
P
P
O
P
P
P
O
P
P
P
P
P
P
O
O
O
P
P
P
P
O
O
O
O
P
O
O
O
O
O
O
O
O
O
O
O
O
O
P
P
P
P
P
P
O
P
O
P
P
P
O
O
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
United Technologies Corp
United Therapeutics Corp
UnitedHealth Group Inc
Universal Corp
Universal Display Corp
Universal Forest Products Inc
Universal Health Services - B
UnumProvident Corp
Urban Outfitters Inc
URS Corporation
US Airways Group Inc
US Bancorp
US Cellular Corp
USANA Health Sciences Inc
USEC Inc
USG Corp
U-Store-It Trust
UTI Worldwide Inc
Vail Resorts
Valeant Pharmaceuticals Inte
Valero Energy Corp
Valhi Inc
Valley National Bancorp
Valmont Industries Inc
Valspar Corp
Valueclick Inc
Van Kampen Senior Income Trust
Varian Inc
Varian Medical Systems Inc
Varian Semiconductor
Vasco Data Security
VCA Antech Inc
Vector Group Plc
Vectren Corp
Ventas Inc
VeraSun Energy Corp
Verifone Holdings Inc
VeriSign Inc
Verizon Communications Inc
Vertex Pharmaceuticals Inc
VF Corp
Viacom CL B
Viacom Inc
Viad Corp
Vimpel-Communications
Virgin Media Inc
Viropharma Inc
Visa Inc
Vishay Intertechnology Inc
VisionChina Media Inc
Vistaprint
Vivo Participacoes SA
VMware Inc
Vocus Inc
Vodafone Group - ADR
UTX
UTHR.O
UNH
UVV
PANL.O
UFPI.O
UHS
UNM
URBN.O
URS
LCC
USB
USM
USNA.O
USU
USG
YSI
UTIW.O
MTN
VRX
VLO
VHI
VLY
VMI
VAL
VCLK.O
VVR
VARI.O
VAR
VSEA.O
VDSI.O
WOOF.O
VGR
VVC
VTR
VSUNQ.PK
PAY
VRSN.O
VZ
VRTX.O
VFC
VIAb
VIA
VVI
VIP
VMED.O
VPHM.O
V
VSH
VISN.O
VPRT.O
VIV
VMW
VOCS.O
VOD
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
10%
20%
15%
15%
25%
25%
15%
25%
20%
20%
25%
10%
15%
25%
25%
20%
25%
15%
20%
15%
15%
25%
25%
25%
15%
20%
25%
15%
15%
15%
25%
15%
15%
15%
25%
75%
25%
15%
10%
15%
15%
15%
15%
25%
25%
25%
25%
10%
20%
25%
25%
25%
25%
25%
10%
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Volcano Corp
Vornado Realty Trust
Vulcan Materials Co
W&T Offshore Inc
Wabtec Corp
Waddell & Reed Financial Inc
Walgreen Co
Wal-Mart Stores Inc
Walter Industries Inc
Warner Music Group Corp
Washington Federal Inc
Washington Post - CL B
Washington Real Estate
Waste Communications Inc
Waste Management Inc
Waters Corp
Watsco Inc
Watson Pharmaceuticals Inc
Watson Wyatt Worldwide Inc
Watts Water Technologies Inc
Wausau Paper Corp
WCI Communities Inc
Weatherford International Ltd
WEBMD Health Corp
Websense Inc
Webster Financial Corp
Weight Watchers International Inc
Weingarten Realty Investors
WellCare Health Plans Inc
WellPoint Inc
Wells Fargo & Co
Wendy's International Inc
Wesco International Inc
Westamerica Bancorporation
Westar Energy Inc
Western Digital Corp
Western Refining Inc
Western Union Co
Westlake Chemical Corp
Weyerhaeuser Co
Whirlpool Corp
White Mountains Insurance
Whole Foods Market Inc
Willbros Group Inc
Williams Cos Inc
Williams-Sonoma Inc
Willis Group Holdings Ltd
Wilmington Trust Corp
Wimm-Bill-Dann Foods
Wind River Systems Inc
Windstream Corp
Winnebago Ind
Wintrust Financial Corp
Wipro Ltd - ADR
VOLC.O
VNO
VMC
WTI
WAB
WDR
WAG
WMT
WLT
WMG
WFSL.O
WPO
WRE
WCN
WMI
WAT
WSO
WPI
WW
WTS
WPP
WCIMQ.PK
WFT
WBMD.O
WBSN.O
WBS
WTW
WRI
WCG
WLP
WFC
WEN
WCC
WABC.O
WR
WDC
WNR
WU
WLK
WY
WHR
WTM
WFMI.O
WG
WMB
WSM
WSH
WL
WBD
WIND.O
WIN
WGO
WTFC.O
WIT
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
20%
15%
25%
25%
20%
10%
10%
25%
25%
20%
15%
20%
15%
10%
15%
15%
15%
15%
25%
15%
75%
25%
25%
25%
25%
15%
25%
25%
10%
10%
20%
20%
25%
15%
20%
25%
15%
15%
15%
15%
25%
15%
25%
20%
20%
25%
25%
25%
15%
15%
25%
35%
15%
P
P
O
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Wisconsin Energy Corp
WM Holdings Ltd
Woodward Governor
World Acceptance Corp
World Fuel Services Corp
Worthington Industries
Wpp Group ADR
Wuxi Pharmatech Inc ADR
Wyeth
Wyndham Worldwide Corp
Wynn Resorts Ltd
Xcel Energy Inc
Xerox Corp
Xilinx Inc
XL Capital Ltd
XTO Energy Inc
Yahoo! Inc
Yamana Gold Inc
Yingli Green Energy ADR
YRC Worldwide Inc
Yum! Brands Inc
Zale Corp
Zebra Technologies Corp
Zenith National Insurance Corp
Zimmer Holdings Inc
Zions Bancorporation
Zoll Medical Corporation
Zoltec Companies Inc
Zoran Corp
Zymogenetics Inc
WEC.N
WNS
WGOV.O
WRLD.O
INT
WOR
WPPGY.O
WX
WYE
WYN
WYNN.O
XEL
XRX
XLNX.O
XL
XTO
YHOO.O
AUY
YGE
YRCW.O
YUM
ZLC
ZBRA.O
ZNT
ZMH
ZION.O
ZOLL.O
ZOLT.O
ZRAN.O
ZGEN.O
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
10%
25%
20%
25%
25%
25%
25%
25%
10%
25%
20%
10%
15%
15%
25%
15%
15%
25%
25%
25%
10%
25%
15%
25%
15%
25%
25%
25%
25%
25%
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Abacus Property Group
ABB Grain Ltd
Aberdeen Leaders Ltd.
A-Cap Resources Ltd
Acrux Ltd.
Adacel Technologies Ltd.
Adamus Resources Ltd
Adcorp Australia Ltd.
Adelaide Brighton Ltd.
Aditja Birla Minerals Ltd.
Admiralty Resources NL
Adtrans Group Ltd.
AED Oil Ltd.
Aevum Limited
Air New Zealand Limited
AJ Lucas Group Ltd.
Albidon Limited
Alchemia Ltd.
ALE Property Group
Alesco Corp. Ltd.
Alkane Exploration Ltd.
Allco Equity Partners Ltd.
Alliance Resources Limited
Allied Brands Ltd
Allied Gold Ltd
Altium Ltd.
Alumina Ltd.
Amadeus Energy Ltd.
Amalgamated Holdings Ltd.
AMCIL Ltd.
Amcom Telecommunications Ltd
Amcor Ltd.
Ammtec Limited
AMP Capital China Growth Fund
AMP Ltd.
Andean Resources Limited
Anglogold Ashanti Ltd.
Ansearch Ltd
Ansell Ltd.
Anvil Mining Ltd
AP Eagers Ltd.
ABP.AX
ABB.AX
ALR.AX
ACB.AX
ACR.AX
ADA.AX
ADU.AX
AAU.AX
ABC.AX
ABY.AX
ADY.AX
ADG.AX
AED.AX
AVE.AX
AIZ.AX
AJL.AX
ALB.AX
ACL.AX
LEP.AX
ALS.AX
ALK.AX
AEP.AX
AGS.AX
ABQ.AX
ALD.AX
ALU.AX
AWC.AX
AMU.AX
AHD.AX
AMH.AX
AMM.AX
AMC.AX
AEC.AX
AGF.AX
AMP.AX
AND.AX
AGG.AX
ANH.AX
ANN.AX
AVM.AX
APE.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
10%
50%
50%
40%
45%
45%
45%
10%
40%
40%
45%
30%
35%
35%
25%
40%
45%
35%
15%
45%
40%
40%
45%
40%
50%
15%
40%
30%
50%
40%
10%
45%
45%
10%
30%
35%
45%
10%
45%
40%
O
P
O
O
O
O
O
O
P
O
O
O
P
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
P
O
O
O
O
O
O
P
O
O
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Important note: The column ‘Can go short?’ only indicates whether there are currently any factors (of which we are aware) prohibiting short
positions on the share concerned. There is no guarantee that you will be able to go short of any share cited. In addition, there may be an extra
charge (a borrowing charge) which will be included in the interest adjustment applied to your position. To determine whether a charge applies, call
our dealers in advance of trading. The ability to borrow and the cost of borrowing stock can be changed at short notice.
04/2009
Apex Minerals Nl
APN News & Media Ltd.
APN Property Group Ltd.
APN/UKA European Retail Trust
Aquarius Platinum Ltd.
Aquila Resources Ltd.
Arafura Resources Ltd
Arana Therapeutics Ltd
Arasor International Limited
ARB Corp. Ltd.
Argo Investments Ltd.
Ariadne Australia Ltd.
Aristocrat Leisure Ltd.
Arrow Energy Ltd
Ascent Pharmahealth Ltd
Asciano Group
Asg Group Limited
Aspen Group
Astron Ltd.
ASX Ltd.
Atlas Iron Ltd
Auckland Int Airport Limited
Aurora Oil and Gas Ltd
Ausdrill Ltd.
Ausenco Ltd.
Aust. Worldwide Exploration Ltd.
Austal Ltd.
Austar United Communications Ltd.
Austbrokers Holdings Limited
Austereo Group Ltd.
Austin Engineering Ltd
Austpac Resources Nl
Australand Property Group
Australasian Resources Ltd
Australia & NZ Banking Group Ltd.
Australian Agricultural Co. Ltd.
Australian Education Trust
Australian Foundation Inv. Co. Ltd.
Australian Gas Light Co. Ltd.
Australian Infrastructure Fund
Australian Leaders Fund
Australian Pharmaceutical Ind. Ltd.
Australian Pipeline Trust
Australian United Inv. Co. Ltd.
Australian Vintage Ltd
Australian Wealth Management Ltd.
Automotive Holdings Group
Avexa Ltd
AVJennings Homes Ltd.
Avoca Resources Ltd.
AWB Ltd.
AXA Asia Pacific Holdings Ltd.
Babcock & Brown Capital Ltd.
Babcock & Brown Inf. Group
AXM.AX
APN.AX
APD.AX
AEZ.AX
AQP.AX
AQA.AX
ARU.AX
AAH.AX
ARR.AX
ARP.AX
ARG.AX
ARA.AX
ALL.AX
AOE.AX
APH.AX
AIO.AX
ASZ.AX
APZ.AX
ATR.AX
ASX.AX
AGO.AX
AIA.AX
AUT.AX
ASL.AX
AAX.AX
AWE.AX
ASB.AX
AUN.AX
AUB.AX
AEO.AX
ANG.AX
APG.AX
ALZ.AX
ARH.AX
ANZ.AX
AAC.AX
AEU.AX
AFI.AX
AGK.AX
AIX.AX
ALF.AX
API.AX
APA.AX
AUI.AX
AVG.AX
AUW.AX
AHE.AX
AVX.AX
AVJ.AX
AVO.AX
AWB.AX
AXA.AX
BCM.AX
BBI.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
30%
10%
40%
45%
15%
15%
40%
35%
40%
40%
35%
50%
10%
10%
45%
50%
20%
40%
45%
45%
50%
35%
20%
25%
50%
10%
30%
30%
35%
30%
40%
45%
15%
40%
10%
10%
40%
35%
10%
10%
50%
35%
10%
45%
40%
10%
35%
40%
50%
10%
10%
10%
15%
20%
O
P
O
O
P
O
O
P
O
O
O
O
P
P
O
P
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
O
O
O
O
P
O
O
P
O
O
O
P
O
O
O
O
O
O
P
P
O
O
O
1.00%
0.70%
1.00%
1.00%
0.30%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
1.00%
0.30%
1.00%
1.00%
1.00%
0.30%
0.70%
1.00%
1.00%
0.70%
0.30%
0.30%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
1.00%
1.00%
0.30%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.30%
0.30%
0.70%
0.70%
04/2009
Babcock & Brown Japan Prop. Trust
Bank of Queensland Ltd.
Bannerman Resources Ltd.
Beach Petroleum Ltd.
Beaconsfield Gold NL
Becton Property Group Ltd.
Bell Financial Group Ltd.
Bendigo & Adelaide Bank Ltd.
Bendigo Mining Ltd.
Benitec Ltd.
Berkeley Resources Ltd
BHP Billiton Ltd.
Billabong International Ltd.
Bionomics Limited
Biota Holdings Ltd.
Bisalloy Steel Group Ltd
Blackmores Ltd.
Blue Energy Ltd
BlueScope Steel Ltd.
Bluglass Ltd
Boart Longyear Ltd.
Boom Logistics Ltd.
Boral Ltd.
Bougainville Copper Ltd.
Boulder Steel Limited
Bradken Ltd.
Brambles Ltd.
Brandrill Ltd
Breakaway Resources Ltd
Breville Group Ltd
Brickworks Investment Co. Ltd.
Brickworks Ltd.
Brockman Resources Ltd
BSA Ltd
BT Invesmtent Management Ltd
Bunnings Warehouse Property Trust
Cabcharge Australia Ltd.
Calliden Group Ltd.
Caltex Australia Ltd.
Campbell Brothers Ltd.
Cape Lambert Iron Ore Ltd.
Carbon Energy Ltd
Cardno Ltd.
Carindale Property Trust
Carlton Investments Ltd.
Carnarvon Petroleum Ltd
Carnegie Corporation Ltd
Cash Converters Int Ltd
CBH Resources Ltd.
Cedar Woods Properties Ltd.
Cellestis Ltd.
Cellnet Group Ltd.
Centamin Egypt Ltd.
Centennial Coal Co. Ltd.
BJT.AX
BOQ.AX
BMN.AX
BPT.AX
BCD.AX
BEC.AX
BFG.AX
BEN.AX
BDG.AX
BLT.AX
BKY.AX
BHP.AX
BBG.AX
BNO.AX
BTA.AX
BIS.AX
BKL.AX
BUL.AX
BSL.AX
BLG.AX
BLY.AX
BOL.AX
BLD.AX
BOC.AX
BGD.AX
BKN.AX
BXB.AX
BDL.AX
BRW.AX
BRG.AX
BKI.AX
BKW.AX
BRM.AX
BSA.AX
BTT.AX
BWP.AX
CAB.AX
CIX.AX
CTX.AX
CPB.AX
CFE.AX
CNX.AX
CDD.AX
CDP.AX
CIN.AX
CVN.AX
CNM.AX
CCV.AX
CBH.AX
CWP.AX
CST.AX
CLT.AX
CNT.AX
CEY.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
20%
10%
30%
10%
45%
50%
45%
10%
40%
45%
45%
10%
10%
45%
35%
45%
35%
45%
15%
50%
15%
35%
10%
35%
45%
10%
10%
50%
50%
40%
40%
30%
35%
45%
30%
15%
10%
45%
10%
25%
40%
35%
35%
45%
45%
30%
40%
40%
40%
45%
35%
45%
30%
15%
O
O
O
P
O
O
O
O
P
O
P
P
P
O
O
O
O
O
P
O
P
O
P
O
O
O
P
O
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
0.70%
0.30%
0.70%
0.70%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
0.30%
1.00%
0.30%
1.00%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
04/2009
Centrebet International Limited
Centrex Metals Ltd
Centro Properties Group
Centro Retail Group
Century Australia Investments Ltd
Ceramic Fuel Cells Limited
CFS Retail Property Trust
Challenger Diversified Prop. Group
Challenger Fin. Services Group Ltd.
Challenger Infrastructure Fund
Challenger Wine Trust
Charter Hall Group
Chemgenex Pharmaceuticals Ltd
Choiseul Investments Ltd.
Circadian Technologies Ltd.
Citadel Resource Group Ltd
Citigold Corp. Ltd.
City Pacific Ltd.
Clarius Group Ltd
Clean Seas Tuna
Clinuvel Pharmaceuticals Ltd.
Clough Ltd.
Clover Corp. Ltd.
Cma Corporation Ltd
Co2 Group Limited
Coal & Allied Industries Ltd.
Coal of Africa Ltd
Coca-Cola Amatil Ltd.
Cochlear Ltd.
Cockatoo Coal Ltd
Codan Ltd.
Coeur d'Alene Mining Corporation
Coffey International Ltd.
Collection House Ltd.
Commonwealth Bank of Australia
Commonwealth Diversified Share Fund
Commonwealth Property Office Fund
Compass Resources Ltd
Computershare Ltd.
ConnectEast Group
Conquest Mining Ltd
Consolidated Media Holdings
Consolidated Rutile Ltd.
Constellation Brands, Inc
Contango Capital Partners Ltd
Contango Microcap Limited
Cooper Energy Ltd
Coote Industrial Ltd
Corporate Express Australia Ltd.
Count Financial Ltd.
Coventry Group Ltd.
Crane Group Ltd.
Credit Corp Group Ltd.
Crescent Gold Ltd
Cromwell Group
CIL.AX
CXM.AX
CNP.AX
CER.AX
CYA.AX
CFU.AX
CFX.AX
CDI.AX
CGF.AX
CIF.AX
CWT.AX
CHC.AX
CXS.AX
CHO.AX
CIR.AX
CGG.AX
CTO.AX
CIY.AX
CND.AX
CSS.AX
CUV.AX
CLO.AX
CLV.AX
CMV.AX
COZ.AX
CNA.AX
CZA.AX
CCL.AX
COH.AX
COK.AX
CDA.AX
CXC.AX
COF.AX
CLH.AX
CBA.AX
CDF.AX
CPA.AX
CMR.AX
CPU.AX
CEU.AX
CQT.AX
CMJ.AX
CRT.AX
CBR.AX
CCQ.AX
CTN.AX
COE.AX
CXG.AX
CXP.AX
COU.AX
CYG.AX
CRG.AX
CCP.AX
CRE.AX
CMW.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
45%
40%
45%
30%
45%
40%
15%
35%
15%
25%
40%
35%
45%
45%
50%
45%
35%
45%
50%
50%
40%
40%
45%
40%
40%
35%
30%
10%
10%
35%
45%
35%
35%
45%
10%
45%
15%
40%
10%
15%
35%
10%
35%
45%
45%
45%
35%
40%
10%
35%
45%
10%
35%
40%
35%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
P
O
O
O
O
O
O
O
O
O
P
P
O
P
O
O
O
O
P
O
O
O
O
P
O
O
O
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
1.00%
1.00%
0.70%
1.00%
1.00%
0.30%
1.00%
0.30%
1.00%
0.30%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
04/2009
Crown Ltd
CS Pl100 - World Water Trust
CSG Limited
CSL Ltd./Australia
CSR Ltd.
Cudeco Ltd.
Cue Energy Resources Ltd.
Customers Limited
CVC Ltd.
Danks Holdings Ltd.
Data#3 Ltd
David Jones Ltd.
Deep Yellow Ltd.
Devine Ltd.
Dexion Limited
Dexus Property Group
Dioro Exploration Nl
Discovery Metals Ltd
Diversified United Investment Ltd.
Djerriwarrh Investments Ltd.
Dkn Financial Group Ltd
Dominion Mining Ltd.
Domino's Pizza Enterprises Ltd.
Downer EDI Ltd.
Drillsearch Energy Ltd
DUET Group
Dws Advanced Business Solutions Ltd
Dyesol Ltd
Eastern Star Gas Limited
Emeco Holdings Ltd
Emerging Leaders Investments Ltd
Emu Nickel NL
Energy Developments Ltd.
Energy Metals Ltd
Energy Resources Of Aust. Ltd.
Energy World Corporation Ltd
Envestra Ltd.
Equinox Minerals Ltd
Equity Trustees Limited
Eservglobal Ltd.
Espreon Ltd.
European Gas Ltd
Euroz Limited
Everest B & B Alternative Inv Trust
Exco Resources Nl
Extract Resources Ltd.
Fairfax Media Ltd.
Fantastic Holdings Ltd.
Felix Resources Ltd.
Fermiscan Holdings Limited
Ferraus Ltd
Fiducian Portfolio Services Ltd
Finbar Group Ltd
Firestone Energy Ltd
First Australian Resources Ltd
CWN.AX
CSW.AX
CSV.AX
CSL.AX
CSR.AX
CDU.AX
CUE.AX
CUS.AX
CVC.AX
DKS.AX
DTL.AX
DJS.AX
DYL.AX
DVN.AX
DEX.AX
DXS.AX
DIO.AX
DML.AX
DUI.AX
DJW.AX
DKN.AX
DOM.AX
DMP.AX
DOW.AX
DLS.AX
DUE.AX
DWS.AX
DYE.AX
ESG.AX
EHL.AX
ELI.AX
EMU.AX
ENE.AX
EME.AX
ERA.AX
EWC.AX
ENV.AX
EQN.AX
EQT.AX
ESV.AX
EON.AX
EPG.AX
EZL.AX
EBI.AX
EXS.AX
EXT.AX
FXJ.AX
FAN.AX
FLX.AX
FER.AX
FRS.AX
FPS.AX
FRI.AX
FSE.AX
FAR.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
10%
50%
25%
10%
10%
30%
50%
45%
40%
50%
40%
10%
40%
40%
45%
15%
45%
45%
45%
40%
45%
25%
40%
10%
40%
10%
35%
40%
30%
20%
50%
45%
30%
45%
10%
20%
10%
15%
40%
40%
45%
45%
45%
50%
45%
30%
10%
40%
15%
45%
45%
50%
50%
45%
45%
P
O
O
P
P
O
O
O
O
O
O
P
O
O
O
O
O
O
O
O
O
O
O
P
O
P
O
O
P
O
O
O
O
O
P
P
O
O
O
O
O
P
O
O
O
O
P
O
P
O
O
O
O
O
O
0.30%
1.00%
1.00%
0.30%
0.30%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.30%
1.00%
0.30%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
0.30%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
04/2009
Fisher & Paykel Appliances Ltd
Fisher & Paykel Healthcare
FKP Property Group
Fleetwood Corp Ltd.
Fletcher Building Limited
Flexigroup Limited
Flight Centre Ltd.
Flinders Mines Ltd
Focus Minerals Ltd
Forest Enterprises Australia Ltd.
Fortescue Metals Group Ltd.
Foster's Group Ltd.
Fox Resources Ltd
Frontier Resources Ltd
FSA Group Limited
Funtastic Ltd.
Futuris Corp Ltd.
Gale Pacific Ltd.
Galileo Japan Trust
Gbst Holdings Limited
Genetic Technologies Ltd.
Geodynamics Ltd.
Gindalbie Metals Ltd
Giralia Resources Nl
Global Iron Ltd
Global Mining Investments Limited
Globe International Ltd.
Gloucester Coal Ltd.
Gold Company Ltd (The)
Golden Gate Petroleum Ltd
Golden State Resources
Golden West Resources Limited
Goodman Fielder Ltd.
Goodman Group
Gowing Bros Ltd.
GPT Group
Graincorp Ltd.
Grange Resources Limited.
GRD Ltd.
Great Southern Ltd.
GUD Holdings Ltd.
Guinness Peat Group Plc.
Gujarat NRE Resources Ltd
Gunns Ltd.
GWA International Ltd.
Hardie (James) Industries NV
Harvey Norman Holdings Ltd.
Hastie Group Ltd.
Hastings Diversified Utilities Fund
Hastings High Yield Fund
Havilah Resources NL
Healthscope Ltd.
Heartware Ltd
Hedley Leisure And Gaming
FPA.AX
FPH.AX
FKP.AX
FWD.AX
FBU.AX
FXL.AX
FLT.AX
FMS.AX
FML.AX
FEA.AX
FMG.AX
FGL.AX
FXR.AX
FNT.AX
FSA.AX
FUN.AX
FCL.AX
GAP.AX
GJT.AX
GBT.AX
GTG.AX
GDY.AX
GBG.AX
GIR.AX
GFE.AX
GMI.AX
GLB.AX
GCL.AX
GGG.AX
GGP.AX
GDN.AX
GWR.AX
GFF.AX
GMG.AX
GOW.AX
GPT.AX
GNC.AX
GRR.AX
GRD.AX
GTP.AX
GUD.AX
GPG.AX
GNM.AX
GNS.AX
GWT.AX
JHX.AX
HVN.AX
HST.AX
HDF.AX
HHY.AX
HAV.AX
HSP.AX
HIN.AX
HLG.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
35%
35%
25%
30%
25%
45%
10%
45%
50%
40%
15%
10%
50%
45%
45%
45%
10%
45%
45%
50%
45%
25%
10%
35%
50%
35%
45%
15%
40%
45%
45%
40%
10%
20%
45%
20%
30%
35%
45%
40%
10%
35%
40%
10%
10%
10%
10%
30%
10%
40%
40%
10%
40%
45%
O
P
O
P
O
O
P
O
O
O
P
P
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
O
O
O
O
P
O
O
O
P
O
O
O
O
O
O
P
P
P
P
O
O
O
O
P
O
O
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
1.00%
0.70%
0.70%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
0.30%
0.30%
0.30%
0.30%
1.00%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
04/2009
Heemskirk Consolidated Ltd
Helix Resources Ltd
Herald Resources Limited
Heron Resources Limited
Hfa Accelerator Plus Limited
Hfa Holdings Limited
Hgl Ltd.
Highlands Pacific Ltd.
Hill End Gold Limited
Hillgrove Resources Ltd
Hills Industries Ltd.
Horizon Oil Limited
Hunter Hall Global Value Limited
Hunter Hall International Ltd.
Hutchison Telecomms. Australia Ltd.
IBA Health Group Ltd.
Icon Energy Ltd
IDT Australia Ltd
iiNET Ltd.
Iluka Resources Ltd.
Im Medical Ltd
Image Resources Nl
Imdex Limited
IMF (Australia) Ltd
IMX Resources NL
Incitec Pivot Ltd.
Incremental Petroleum Ltd
Independence Group NL
Indo Mines Ltd
Indophil Resources Nl
Industrea Ltd
Infomedia Ltd.
ING Industrial Fund
ING Office Fund
ING Private Equity Access Ltd.
ING Real Estate Commun. Living Fund
Ing Real Estate Entertainment Fund
Innamincka Petroleum Ltd
Insurance Australia Group Ltd.
Integra Mining Ltd
Integrated Research Limited
Intrepid Mines Ltd
Invocare Ltd.
IOOF Holdings Ltd.
Iress Market Technology Ltd.
Ironbark Capital Ltd.
ISS Group Ltd
Jabiru Metals Ltd.
JB Hi-Fi Ltd.
Jetset Travelworld Ltd
K & S Corporation Ltd.
Kagara Ltd.
Karoon Gas Australia Limited
Keybridge Capital Ltd
HSK.AX
HLX.AX
HER.AX
HRR.AX
HAP.AX
HFA.AX
HNG.AX
HIG.AX
HEG.AX
HGO.AX
HIL.AX
HZN.AX
HHV.AX
HHL.AX
HTA.AX
IBA.AX
ICN.AX
IDT.AX
IIN.AX
ILU.AX
IMI.AX
IMA.AX
IMD.AX
IMF.AX
IXR.AX
IPL.AX
IPM.AX
IGO.AX
IDO.AX
IRN.AX
IDL.AX
IFM.AX
IIF.AX
IOF.AX
IPE.AX
ILF.AX
IEF.AX
INP.AX
IAG.AX
IGR.AX
IRI.AX
IAU.AX
IVC.AX
IFL.AX
IRE.AX
IBC.AX
ISS.AX
JML.AX
JBH.AX
JET.AX
KSC.AX
KZL.AX
KAR.AX
KBC.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
45%
45%
45%
40%
45%
25%
45%
45%
45%
45%
10%
40%
45%
35%
45%
25%
45%
45%
35%
10%
50%
45%
40%
40%
45%
15%
45%
15%
45%
30%
40%
40%
25%
15%
50%
45%
40%
45%
10%
45%
45%
45%
10%
10%
10%
50%
50%
40%
10%
40%
40%
20%
10%
40%
O
O
O
O
O
O
O
O
O
O
P
P
O
O
O
P
O
O
O
P
O
O
O
O
O
P
O
P
O
P
P
O
O
O
O
O
O
O
O
O
O
O
P
O
P
O
O
O
P
O
O
P
P
O
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
0.30%
0.30%
0.30%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
0.30%
0.70%
1.00%
04/2009
Kfm Diversified Infrastructure
Kings Minerals Nl
Kingsgate Consolidated Ltd.
Kresta Holdings Ltd.
Legend Mining Ltd
Leighton Holdings Ltd.
Lend Lease Corp. Ltd.
Lend Lease Primelife Ltd
Lihir Gold Ltd.
Linc Energy Ltd
Linq Resources Fund
Lion Nathan Ltd.
Lion Selection Ltd.
Liquefied Natural Gas Limited
Little World Beverages Ltd
Living Cell Technologies Limited
Ludowici Limited
Lycopodium Ltd
Lynas Corporation Ltd.
Mac Services Group Ltd
MacArthur Coal Ltd.
Macarthurcook Property Securities
Macmahon Holdings Ltd.
Macquarie Airports Management Ltd.
Macquarie Comms. Inf. Group
Macquarie CountryWide Trust
Macquarie DDT Trust
Macquarie Group Ltd
Macquarie Infrastructure Group
Macquarie Leisure Trust Group
Macquarie Media Group Ltd.
Macquarie Office Trust
Magellan Financial Group
Magellan Flagship Fund Limited
Mantra Resources Ltd
Marion Energy Limited
Maryborough Sugar Factory
MaxiTRANS Industries Ltd.
Mcmillan Shakespeare Ltd.
McPherson's Ltd.
Medusa Mining Ltd
Melbourne It Limited
Mermaid Marine Australia Limited
Mesoblast Limited
Metals X Ltd.
Metcash Ltd.
Metgasco Ltd
Methanol Australia Limited
Mikoh Corporation Ltd
Milton Corporation Ltd.
Minara Resources Ltd.
Mincor Resources NL
Minemakers Ltd
Mineral Deposits Ltd.
KIL.AX
KMN.AX
KCN.AX
KRS.AX
LEG.AX
LEI.AX
LLC.AX
LLP.AX
LGL.AX
LNC.AX
LRF.AX
LNN.AX
LST.AX
LNG.AX
LWB.AX
LCT.AX
LDW.AX
LYL.AX
LYC.AX
MSL.AX
MCC.AX
MPS.AX
MAH.AX
MAP.AX
MCG.AX
MCW.AX
MDT.AX
MQG.AX
MIG.AX
MLE.AX
MMG.AX
MOF.AX
MFG.AX
MFF.AX
MRU.AX
MAE.AX
MSF.AX
MXI.AX
MMS.AX
MCP.AX
MML.AX
MLB.AX
MRM.AX
MSB.AX
MLX.AX
MTS.AX
MEL.AX
MEO.AX
MIK.AX
MLT.AX
MRE.AX
MCR.AX
MAK.AX
MDL.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
35%
40%
10%
45%
45%
10%
15%
30%
10%
15%
35%
10%
35%
45%
45%
45%
45%
45%
20%
35%
15%
50%
20%
20%
20%
20%
25%
20%
20%
25%
20%
20%
50%
45%
45%
35%
45%
40%
40%
35%
40%
35%
35%
40%
35%
10%
40%
40%
45%
40%
10%
15%
40%
25%
O
O
O
O
O
P
O
O
P
P
O
P
O
O
O
O
O
O
O
O
O
O
O
P
P
O
O
O
P
O
P
O
O
O
O
P
O
O
O
O
O
O
O
O
O
P
O
P
O
O
P
P
O
O
1.00%
1.00%
0.70%
1.00%
1.00%
0.30%
0.70%
1.00%
0.30%
1.00%
1.00%
0.30%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
0.70%
1.00%
0.30%
0.30%
0.30%
0.30%
0.70%
0.30%
0.30%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
04/2009
Mineral Resources Limited
Mintails Limited
Mirabela Nickel Limited
Mirrabooka Investments Ltd.
Mirvac Group
Mirvac Industrial Trust
Mirvac Real Estate Investment Trust
Mission Biofuels Ltd
Mitchell Communication Group Ltd.
Mmc Contrarian Limited
Molopo Australia Ltd.
Moly Mines Ltd
Monadelphous Group Ltd.
Mortgage Choice Ltd.
Mosaic Oil NL
Mount Gibson Iron Ltd.
Multiplex European Property Fund
Mundo Minerals Ltd
Murchison Metals Ltd
Namoi Cotton Co-Operative Limited
Nanosonics Ltd
National Australia Bank Ltd.
National Hire Group Ltd.
Natural Fuel Limited
Navigator Resources Ltd
Navitas Ltd.
Neptune Marine Services Ltd
New Hope Corp Ltd.
New Zealand Oil & Gas Limited
Newcrest Mining Ltd.
Newmont Mining Corp.
News Corp Non-Vot
News Corp Vot
Newsat Ltd
Nexus Energy Ltd.
Ngm Resources Ltd
Nib Holdings Limited
Nick Scali Limited
Nido Petroleum Limited
Nkwe Platinum Ltd
Nomad Building Solutions Limited
Noni B Limited
Norfolk Group Limited
Northern Energy Corporation Ltd
Northern Iron Ltd.
Norton Gold fields Ltd
Norwest Energy NL
Novogen Ltd.
NRW Holdings Ltd
Nufarm Ltd.
Nuplex Industries Limited.
Nylex Ltd.
Oaks Hotels & Resorts Limited
Oakton Ltd.
MIN.AX
MLI.AX
MBN.AX
MIR.AX
MGR.AX
MIX.AX
MRZ.AX
MBT.AX
MCU.AX
MMA.AX
MPO.AX
MOL.AX
MND.AX
MOC.AX
MOS.AX
MGX.AX
MUE.AX
MUN.AX
MMX.AX
NAM.AX
NAN.AX
NAB.AX
NHR.AX
NFL.AX
NAV.AX
NVT.AX
NMS.AX
NHC.AX
NZO.AX
NCM.AX
NEM.AX
NWSLV.AX
NWS.AX
NWT.AX
NXS.AX
NGM.AX
NHF.AX
NCK.AX
NDO.AX
NKP.AX
NOD.AX
NBL.AX
NFK.AX
NEC.AX
NFE.AX
NGF.AX
NWE.AX
NRT.AX
NWH.AX
NUF.AX
NPX.AX
NLX.AX
OAK.AX
OKN.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
30%
45%
45%
45%
15%
45%
50%
45%
35%
45%
30%
40%
10%
35%
40%
15%
45%
45%
15%
45%
40%
10%
40%
45%
45%
25%
35%
25%
30%
10%
15%
10%
10%
45%
10%
45%
30%
45%
35%
45%
40%
45%
40%
45%
35%
45%
50%
45%
20%
10%
45%
45%
45%
30%
O
O
O
O
O
O
O
O
O
O
P
O
P
O
O
P
O
O
P
O
O
O
O
O
O
O
O
O
O
P
O
O
P
O
P
O
O
O
O
P
O
O
O
O
O
O
O
O
P
P
O
O
O
O
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.70%
0.30%
0.30%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
04/2009
OceanaGold Corporation
Oil Search Ltd.
Oilex Ltd
Om Holdings Ltd
OneSteel Ltd.
Orchard Industrial Property Fund
Ord River Resources Ltd
Orica Ltd.
Origin Energy Ltd.
Orotongroup Ltd.
Otto Energy Ltd
OZGrowth Ltd.
Pacific Brands Ltd.
Paladin Energy Ltd.
Paladio Group Limited
Pan Pacific Petroleum Nl
PanAust Ltd
Panoramic Resources Ltd
PaperlinX Ltd.
Patties Foods Ltd
Peet & Co. Ltd.
Peninsula Minerals Ltd
Penrice Soda Holdings Ltd
Peoplebank Australia Ltd
Peplin Inc - CDI
Perilya Ltd.
Perpetual Trustees Australia Ltd.
Perseus Mining Ltd
Petsec Energy Ltd.
Pharmaxis Ltd.
Phosphagenics Ltd.
Phosphate Australia Ltd
Photon Group Ltd.
Pike River Coal Limited
Pipe Networks Ltd
Platinum Asset Management Ltd
Platinum Australia Ltd.
Platinum Capital Ltd.
Pluton Resources Ltd
PMP Ltd.
Po Valley Energy Limited
Polaris Metals Nl
Port Bouvard Ltd.
Poseidon Nickel Ltd
Prairie Downs Metals Ltd
Prana Biotechnology Limited
Premier Investments Ltd.
Premium Investors Limited
Primary Health Care Ltd.
Prime Retirement & Aged Care
Prime Television Ltd.
PrimeAg Australia Ltd
Pro Medicus Ltd.
Probiotec Ltd
OGC.AX
OSH.AX
OEX.AX
OMH.AX
OST.AX
OIF.AX
ORD.AX
ORI.AX
ORG.AX
ORL.AX
OEL.AX
OZG.AX
PBG.AX
PDN.AX
PDO.AX
PPP.AX
PNA.AX
PAN.AX
PPX.AX
PFL.AX
PPC.AX
PEN.AX
PSH.AX
PBA.AX
PLI.AX
PEM.AX
PPT.AX
PRU.AX
PSA.AX
PXS.AX
POH.AX
POZ.AX
PGA.AX
PRC.AX
PWK.AX
PTM.AX
PLA.AX
PMC.AX
PLV.AX
PMP.AX
PVE.AX
POL.AX
PBD.AX
POS.AX
PDZ.AX
PBT.AX
PMV.AX
PRV.AX
PRY.AX
PTN.AX
PRT.AX
PAG.AX
PME.AX
PBP.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
40%
10%
40%
15%
10%
45%
45%
10%
10%
45%
45%
50%
20%
10%
45%
40%
20%
20%
15%
40%
35%
45%
50%
45%
50%
40%
10%
35%
40%
30%
50%
45%
35%
45%
40%
10%
15%
45%
45%
15%
50%
50%
45%
45%
50%
45%
25%
45%
20%
45%
40%
35%
45%
40%
P
P
O
P
P
O
O
P
P
O
O
O
P
P
O
P
P
P
P
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
1.00%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
0.30%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
04/2009
Progen Pharmaceuticals Ltd.
Programmed Maintenance Services
Pure Energy Resources Ltd
Qantas Airways Ltd.
QBE Insurance Group Ltd.
Quickstep Holdings Ltd
Ramelius Resources Ltd
Ramsay Health Care Ltd.
Range Resources Ltd
Rcr Tomlinson Limited
realestate.com.au Ltd.
Reckon Ltd.
Reckson New York Property Trust
Red Fork Energy Ltd
Red Hill Iron Ltd
Redflex Holdings Ltd.
Reece Australia Ltd.
Reed Resources Ltd
Reef Casino Trust
Regional Express Holdings Limited
Regis Resources Ltd
Renison Consolidated Mines Nl
Resmed Inc.
Resolute Mining Ltd.
Retail Food Group
Reverse Corp Ltd.
Reward Minerals Ltd
RHG Ltd
Ridley Corp. Ltd.
Rio Tinto Ltd.
Rivercity Motorway Group
Riversdale Mining Limited
Roc Oil Co. Ltd.
Rock Building Society Ltd.
Rp Data Ltd
RR Australia Ltd
Rubicon America Trust
Ruralco Holdings Limited
SAI Global Ltd.
Salianas Energy Ltd
Salmat Ltd.
Santos Ltd.
Saunders International Limited
Savcor Group Ltd.
Schaffer Corp. Ltd.
SDI Ltd.
Sedgman Limited
Seek Ltd.
Select Harvests Ltd.
Senetas Corp. Ltd.
Servcorp Ltd.
Service Stream Ltd
Seven Network Ltd.
Sigma Pharmaceuticals Ltd.
PGL.AX
PRG.AX
PES.AX
QAN.AX
QBE.AX
QHL.AX
RMS.AX
RHC.AX
RRS.AX
RCR.AX
REA.AX
RKN.AX
RNY.AX
RFE.AX
RHI.AX
RDF.AX
REH.AX
RDR.AX
RCT.AX
REX.AX
RRL.AX
RSN.AX
RMD.AX
RSG.AX
RFG.AX
REF.AX
RWD.AX
RHG.AX
RIC.AX
RIO.AX
RCY.AX
RIV.AX
ROC.AX
ROK.AX
RPX.AX
RRA.AX
RAT.AX
RHL.AX
SAI.AX
SAE.AX
SLM.AX
STO.AX
SND.AX
SAV.AX
SFC.AX
SDI.AX
SDM.AX
SEK.AX
SHV.AX
SEN.AX
SRV.AX
SSM.AX
SEV.AX
SIP.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
40%
30%
35%
10%
10%
45%
35%
10%
45%
40%
30%
40%
45%
45%
50%
30%
35%
45%
45%
40%
50%
50%
10%
40%
25%
35%
45%
50%
35%
10%
35%
10%
10%
45%
40%
40%
45%
40%
25%
45%
30%
10%
50%
40%
45%
50%
35%
10%
40%
45%
40%
35%
10%
10%
O
O
P
P
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
P
O
O
O
O
P
O
P
P
O
O
O
O
O
O
O
O
P
O
O
O
O
O
P
O
O
O
P
P
P
1.00%
0.70%
1.00%
0.30%
0.30%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
1.00%
0.30%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
04/2009
Silex Systems Ltd.
Silver Lake Resources Limited
Sims Metal Management Ltd.
Singapore Telecommunications Ltd.
Sino Gold Ltd.
Sirtex Medical Ltd.
Skilled Group Ltd.
Sky City Entertainment Group Ltd
Sky Network Television Limited.
Slater & Gordon Ltd
SMS Management & Technology Ltd.
Solagran Ltd
Sonic Healthcare Ltd.
Souls Private Equity Limited
South American Iron & Steel Co
Southern Cross Electrical Eng. Ltd
SP Ausnet
SP Telemedia Ltd.
Spark Infrastructure Group
SPDR S&P/ASX 200 Fund
SPDR S&P/ASX 200 Listed Property
SPDR S&P/ASX 50 Fund
Specialty Fashion Group Ltd.
Sphere Investments Limited
Spotless Group Ltd.
St Barbara Ltd.
Starpharma Holdings Ltd.
Stockland
Straits Resources Ltd.
Strike Oil Ltd
Strike Resources Ltd.
Structural Systems Ltd
Stuart Petroleum Ltd
STW Communications Group Ltd.
Summit Resources Ltd.
Suncorp-Metway Ltd.
Sundance Energy Australia Ltd
Sundance Resources Limited
Sunland Group Ltd.
Swick Mining Services Ltd
Sydney Gas Ltd.
Sylvania Resources Ltd.
Symex Holdings Ltd.
TABCORP Holdings Ltd.
Talent2 International Ltd.
Talisman Resources Ltd
Tamawood Limited
Tanami Gold Nl
Tap Oil Ltd.
Tasman Resources Nl
Tasmanian Perpetual Trust
Tassal Group Ltd.
Tatts Group Ltd
Technology One Ltd.
SLX.AX
SLR.AX
SGM.AX
SGT.AX
SGX.AX
SRX.AX
SKE.AX
SKC.AX
SKT.AX
SGH.AX
SMX.AX
SLA.AX
SHL.AX
SOE.AX
SAY.AX
SXE.AX
SPN.AX
SOT.AX
SKI.AX
STW.AX
SLF.AX
SFY.AX
SFH.AX
SPH.AX
SPT.AX
SBM.AX
SPL.AX
SGP.AX
SRL.AX
STX.AX
SRK.AX
STS.AX
STU.AX
SGN.AX
SMM.AX
SUN.AX
SEA.AX
SDL.AX
SDG.AX
SWK.AX
SGL.AX
SLV.AX
SYM.AX
TAH.AX
TWO.AX
TLM.AX
TWD.AX
TAM.AX
TAP.AX
TAS.AX
TPX.AX
TGR.AX
TTS.AX
TNE.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
50%
45%
10%
10%
10%
40%
35%
25%
35%
45%
30%
45%
10%
40%
45%
40%
10%
40%
10%
35%
45%
40%
40%
40%
10%
10%
45%
15%
10%
45%
40%
40%
45%
30%
40%
10%
45%
20%
25%
35%
40%
40%
45%
10%
35%
50%
50%
40%
35%
45%
45%
25%
10%
35%
P
O
P
P
P
O
O
O
P
O
P
O
P
O
O
O
P
O
P
O
O
O
O
O
P
O
O
O
P
O
P
O
O
O
O
O
O
P
O
O
O
O
O
P
O
O
O
O
P
O
O
O
P
O
0.70%
1.00%
0.30%
0.30%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
0.30%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.30%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
0.30%
1.00%
04/2009
Telecom Corp. of New Zealand Ltd.
Telstra Corp Ltd.
Templeton Global Growth Fund
Ten Network Holdings Ltd.
Terramin Australia Ltd.
Territory Resources Ltd
TFS Corporation Ltd
Thakral Holdings Group
The Reject Shop Limited
Thinksmart Ltd
Thomas & Coffey Limited
Tiger Resources Ltd
Timbercorp Ltd.
Tishman Speyer Office Fund
TNG Ltd
Toll Holdings Ltd.
Toro Energy Ltd
Tower Australia Group Ltd
Tower Ltd.
Tox Free Solutions Ltd
Trafalgar Corporate Group Ltd.
Transfield Services Infra. Fund
Transfield Services Ltd.
Transpacific Industries Group Ltd.
Transurban Group
Treasury Group Ltd.
Tri Origin Minerals Ltd
Tribune Resources Nl
Troy Resources Nl
Trust Co. of Australia Ltd.
Tutt Bryant Group Limited
Tz Ltd.
Unilife Medical Solutions Ltd
United Group Ltd.
United Minerals Corporation Nl
Universal Biosensors Inc.
UXC Ltd.
Valad Property Group
Van Eyk Three Pillars Ltd
Vdm Group Limited
Victoria Petroleum Nl
Village Roadshow Ltd.
Virgin Blue Holdings Ltd.
Viridis Clean Energy Group
Vision Group Holdings Ltd.
Wam Capital Ltd.
Warehouse Group Limited (The)
Warrnambool Cheese & Butter
Washington H Soul Pattinson
Watpac Limited
Wattyl Ltd.
WDS Ltd
Webjet Ltd.
Webster Ltd
TEL.AX
TLS.AX
TGG.AX
TEN.AX
TZN.AX
TTY.AX
TFC.AX
THG.AX
TRS.AX
TSM.AX
THO.AX
TGS.AX
TIM.AX
TSO.AX
TNG.AX
TOL.AX
TOE.AX
TAL.AX
TWR.AX
TOX.AX
TGP.AX
TSI.AX
TSE.AX
TPI.AX
TCL.AX
TRG.AX
TRO.AX
TBR.AX
TRY.AX
TRU.AX
TBG.AX
TZL.AX
UNI.AX
UGL.AX
UMC.AX
UBI.AX
UXC.AX
VPG.AX
VTP.AX
VMG.AX
VPE.AX
VRL.AX
VBA.AX
VIR.AX
VGH.AX
WAM.AX
WHS.AX
WCB.AX
SOL.AX
WTP.AX
WYL.AX
WDS.AX
WEB.AX
WBA.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
10%
10%
40%
10%
35%
40%
35%
35%
25%
45%
45%
45%
35%
25%
45%
10%
45%
10%
40%
40%
45%
30%
10%
15%
10%
35%
45%
45%
35%
35%
40%
40%
40%
10%
40%
45%
35%
30%
50%
35%
40%
35%
20%
45%
40%
45%
40%
35%
30%
35%
35%
35%
40%
35%
P
P
O
P
O
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
O
P
P
P
O
O
O
O
O
O
O
P
O
O
O
O
O
O
O
O
P
P
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
0.30%
1.00%
0.30%
0.70%
1.00%
1.00%
0.30%
0.70%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
04/2009
Wellcom Group Limited
Wesfarmers Ltd.
West Aust. Newspapers Holdings Ltd.
Western Areas NL
Western Metals Ltd
Westfield Group
Westgold Resources Ltd
Westpac Banking Corp.
Westpac Office Trust
White Energy Company Limited
Whitefield Ltd.
Whitehaven coal Ltd
WHK Group Ltd.
Wide Bay Australia Ltd.
Willmott Forests Ltd.
Wilson HTM Investment Group Ltd
Wilson Investment Fund Limited
Windimurra Vanadium Ltd
Woodside Petroleum Ltd.
Woolworths Ltd.
WorleyParsons Ltd.
Wotif.com Holdings Ltd.
Wridgways Australia Ltd
Zicom Group Limited
WLL.AX
WES.AX
WAN.AX
WSA.AX
WMT.AX
WDC.AX
WGR.AX
WBC.AX
WOTCA.AX
WEC.AX
WHF.AX
WHC.AX
WHG.AX
WBB.AX
WFL.AX
WIG.AX
WIL.AX
WVL.AX
WPL.AX
WOW.AX
WOR.AX
WTF.AX
WWA.AX
ZGL.AX
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
50%
10%
10%
10%
45%
10%
45%
10%
40%
35%
50%
25%
35%
35%
45%
45%
45%
40%
10%
10%
10%
10%
45%
45%
O
O
P
O
O
O
O
O
O
P
O
P
O
O
O
O
O
P
P
P
P
O
O
O
1.00%
0.30%
0.30%
0.70%
1.00%
0.30%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
0.30%
0.70%
1.00%
1.00%
04/2009
Addax Petroleum Corp
Agrium Inc
Allen-Vanguard Corp
Altius Minerals Corp
Aquiline Resources Inc
Astral Media Inc - NV - A
Bank of Montreal
Bank of Nova Scotia
Barrick Gold Corp (Can)
BCE Inc (Can)
Bell Aliant Regional Comm.s Fund
Biovail Corp (Can)
Bombardier Inc
Cameco Corp (Can)
Canadian Imperial Bank of Commerce
Canadian National Railway Co
Canadian Natural Resources Ltd
Canadian Oil Sands Trust
Canadian Pacific Railway Ltd
Canfor Corp
Cascades Inc
Centerra Gold Inc
Chariot Resources Ltd
Cogeco Cable Inc
Corus Entertainment Inc - NV -B
Crew Energy Inc
Denison Mines Corp
Duluth Metals Ltd
Eastern Platinum Ltd
Enbridge Inc
EnCana Corp(Can)
Ensign Energy Services
Equinox Minerals Ltd
Falcon Oil & Gas
First Quantum Minerals
Flint Energy Services Ltd
Forsys Metal Corporation
George Weston Ltd
Gerdau Ameristeel Corp
Great Canadian Gaming Corp
Great Panther Resources Ltd
AXC.TO
AGU.TO
VRS.TO
ALS.TO
AQI.TO
ACMa.TO
BMO.TO
BNS.TO
ABX.TO
BCE.TO
BA_u.TO
BVF.TO
BBDb.TO
CCO.TO
CM.TO
CNR.TO
CNQ.TO
COS_u.TO
CP.TO
CFP.TO
CAS.TO
CG.TO
CHD.TO
CCA.TO
CJRb.TO
CR.TO
DML.TO
DM.TO
ELR.TO
ENB.TO
ECA.TO
ESI.TO
EQN.TO
FO.V
FM.TO
FES.TO
FSY.TO
WN.TO
GNA.TO
GCD.TO
GPR.TO
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
25%
35%
45%
35%
25%
10%
10%
25%
25%
25%
25%
25%
25%
10%
10%
25%
25%
25%
25%
25%
25%
75%
45%
25%
25%
25%
75%
25%
10%
10%
25%
25%
75%
25%
25%
25%
10%
25%
25%
75%
P
P
O
O
O
P
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
O
O
P
P
P
O
O
P
P
P
P
P
O
P
P
O
P
P
P
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Important note: The column ‘Can go short?’ only indicates whether there are currently any factors (of which we are aware) prohibiting short
positions on the share concerned. There is no guarantee that you will be able to go short of any share cited. In addition, there may be an extra
charge (a borrowing charge) which will be included in the interest adjustment applied to your position. To determine whether a charge applies, call
our dealers in advance of trading. The ability to borrow and the cost of borrowing stock can be changed at short notice.
04/2009
Hathor Exploration Ltd
Homeland Energy Group Ltd
Hudbay Minerals Inc
Husky Energy Inc
Iamgold Corporation
Imperial Oil Ltd
Industrial Alliance Insurance
Inmet Mining Corporation
InterOil Corporation
Jinshan Gold Mines Inc
Katanga mining Ltd
Kinross Gold Corp (Can)
Kirkland Lake Gold
Laramide Rsources Ltd
Laurentian Bank of Canada
Loblaw Cos Ltd
Lundin Mining Corporation
Magna International Inc.
Manulife Financial Corp (Can)
Mart Resources Inc
MDS Inc
Mega Uranium Ltd
Methode Electronics Inc
National Bank Of Canada
Northgate Minerals Corp
Nova Chemicals Corp (Can)
Oilexco Inc.
Opti Canada Inc (Can)
Pason System Inc (Can)
Penn West Energy Trust
Petrobank Energy and Resources Ltd
Petro-Canada (Can)
Pinetree Capital Ltd
Potash Corp of Saskatchewan (Can)
Quadra Mining Ltd
Questerre Energy Corp
Red Back Mining Inc
Research In Motion Ltd (Can)
Rogers Communications - NV - B
Royal Bank of Canada
Russel Metals Inc
Savanna Energy Services Corp
Shaw Communications Inc - NV - B
Sherritt Intl Corp
Shoppers Drug Mart Corp
Silver Wheaton Corporation
Silvercorp Metals Inc
Sun Life Financial Inc
Suncor Energy Inc (Can)
Talisman Energy (Can)
Teck Cominco Ltd
TELUS Corp (Can)
Thomson Reuters Corp
Toronto-Dominion Bank
HAT.V
HEG.TO
HBM.TO
HSE.TO
IMG.TO
IMO.TO
IAG.TO
IMN.TO
IOL.TO
JIN.TO
KAT.TO
K.TO
KGI.TO
LAM.TO
LB.TO
L.TO
LUN.TO
MGa.TO
MFC.TO
MMT.V
MDS.TO
MGA.TO
MX.TO
NA.TO
NGX.TO
NCX.TO
OIL.TO
OPC.TO
PSI.TO
PWT_u.TO
PBG.TO
PCA.TO
PNP.TO
POT.TO
QUA.TO
QEC.TO
RBI.TO
RIM.TO
RCIb.TO
RY.TO
RUS.TO
SVY.TO
SJRb.TO
S.TO
SC.TO
SLW.TO
SVM.TO
SLF.TO
SU.TO
TLM.TO
TCKb.TO
T.TO
TRI.TO
TD.TO
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
45%
25%
10%
25%
10%
25%
25%
35%
45%
75%
25%
25%
35%
25%
10%
25%
25%
25%
75%
25%
25%
25%
25%
25%
25%
35%
25%
25%
25%
25%
25%
35%
25%
25%
25%
25%
25%
10%
10%
25%
25%
10%
25%
10%
25%
25%
10%
25%
25%
25%
10%
10%
10%
O
P
P
P
P
P
P
P
O
O
O
P
O
O
O
P
O
P
P
O
P
O
P
P
P
P
O
P
P
P
O
P
O
P
P
O
O
P
P
P
P
P
P
P
P
O
O
P
P
P
O
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
TransAlta Corp
TransCanada Corp
Treasury Metals Inc
Tristar Oil and Gas Ltd
TSX Group Inc.
Uranium One Inc
Uranium Participation Corp
Viterra Inc.
Western Canadian Coal Corp
Xemplar Energy Corp
TA.TO
TRP.TO
TML.TO
TOG.TO
X.TO
UUU.TO
U.TO
VT.TO
WTN.TO
XE.V
1. Margin
rate
2. Can go
short?*
3. Limited Risk
premium
25%
10%
75%
25%
25%
25%
25%
25%
35%
75%
P
P
O
O
P
P
O
P
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Accor SA
ADP Promesses
Affine SA
Air France-KLM
Air Liquide
Alcatel - Lucent
Ales Groupe
Alstom RGPT
Alten
Altran Technologies SA
ANF SA
April Group
Archos
Areva SA
Arkema
Assystem
Atos Origin SA
Audika
Avanquest Software
Avenir Telecom
AXA SA
Belvedere SA
Beneteau
bioMerieux
BNP Paribas
Boiron SA
Bollore Investissement
Bonduelle S.C.A.
Bongrain
Bourbon
Boursorama
Bouygues
Bull SA
Bureau Veritas SA
Camaieu
Canal Plus
CapGemini SA
Carbone Lorraine
Carrefour SA
Casino Guichard Perrachon SA
CBo Territoria
ACCP.PA
ADP.PA
BTPP.PA
AIRF.PA
AIRP.PA
ALUA.PA
PHYP.PA
ALSO.PA
LTEN.PA
ALTT.PA
ACNF.PA
APRL.PA
ARCH.PA
CEPFi.PA
AKE.PA
ASY.PA
ATOS.PA
DIKA.PA
AVQ.PA
AVOM.PA
AXAF.PA
BEVD.PA
CHBE.PA
BIOX.PA
BNPP.PA
BOIR.PA
BOLL.PA
BOND.PA
BONG.PA
GPBN.PA
FMTX.PA
BOUY.PA
BUL.PA
BVI.PA
CMAE.PA
CNLP.PA
CAPP.PA
CBLP.PA
CARR.PA
CASP.PA
ALCBO.PA
1. Nouveau
taux de
couverture
2. Position
courte?*
3. Cout Stop
Garanti
10%
25%
45%
10%
10%
10%
75%
10%
25%
25%
25%
25%
75%
25%
25%
45%
15%
25%
75%
45%
15%
45%
25%
75%
10%
25%
75%
25%
25%
25%
25%
10%
25%
25%
25%
15%
10%
25%
10%
25%
45%
P
P
P
P
P
P
P
P
P
O
P
O
O
P
P
P
O
P
P
P
O
P
P
P
O
P
P
P
P
P
P
P
P
O
P
P
P
P
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
1 Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
Attention : la colonne “Position courte ?” indique simplement qu’il n’y a actuellement aucun facteur (à notre connaissance) qui empêcherait
d’ouvrir une position courte sur la valeur concernée. Cette information peut changer rapidement, et il n’est pas garanti que vous puissiez ouvrir
des positions courtes sur les valeurs mentionnées. De plus, vous pouvez être soumis à des « frais d’emprunt » qui seront inclus dans l’ajustement
d’intérêt applicable à votre position. Afin de savoir si ces frais sont applicables, nous vous recommandons de contacter nos traders avant de réaliser
votre transaction. La possibilité de vendre un titre à découvert, ainsi que les frais d’emprunts, peuvent changer rapidement.
04/2009
Cegedim SA
Cegereal
Cegid
Chargeurs SA
Christian Dior SA
Cie Generale de Geophysique
Cie Generale d'Optique Essilor Int
Ciments Francais
Club Mediterranee
CNP Assurances
Compagnie des Alpes
Compagnie Plastic-Omnium SA
Credit Agricole SA
CS Communication & Systemes
Dassault Systemes S.A.
Delachaux SA
Derichebourg
Devoteam SA
EDF
EDF Energies Nouvelles SA
Eiffage
Entrepose Contracting
Eramet SLN
Esso SA Francaise
Etablissements Maurel et Prom
Etam Developpement SA
Euler Hermes SA
Eurazeo
Euro Disney SCA
Eurofins Scientific
European Aero Defence & Space (Fr)
Eutelsat Communications
Exel Industries
Faiveley SA
Faurecia
Fimalac
Financiere de L'Odet
Finatis SA
Fleury Michon SA
Flo Groupe
Fonciere des 6 et 7 Arrondissements
Fonciere des Regions
France Telecom SA
GameLoft
Gaumont SA
GDF Suez
Gecina SA
Gemalto
GFI Informatique
GIFI
GL Events
Groupe Crit
Groupe Danone
Groupe Eurotunnel SA
Groupe Guillin
Groupe Open
CGDM.PA
CGR.PA
CEGI.PA
CRIP.PA
DIOR.PA
GEPH.PA
ESSI.PA
CMFP.PA
CMIP.PA
CNPP.PA
CDAF.PA
PLOF.PA
CAGR.PA
SIGF.PA
DAST.PA
DELX.PA
DBG.PA
DVTM.PA
EDF.PA
EEN.PA
FOUG.PA
ENTC.PA
ERMT.PA
ESSF.PA
MAUP.PA
TAM.PA
ELER.PA
EURA.PA
EDLP.PA
EUFI.PA
EAD.PA
ETL.PA
EXEP.PA
FAIP.PA
EPED.PA
LBCP.PA
EPMF.PA
LINP.PA
FLMI.PA
GFLO.PA
FONC.PA
FDR.PA
FTE.PA
GLFT.PA
GAUM.PA
GSZ.PA
GFCP.PA
GTO.PA
GFIP.PA
GIFP.PA
GLTN.PA
CITT.PA
DANO.PA
GETP.PA
GULN.PA
OPEN.PA
1. Nouveau
taux de
couverture
2. Position
courte?*
3. Cout Stop
Garanti
75%
25%
45%
45%
25%
25%
10%
25%
25%
35%
75%
45%
15%
75%
15%
25%
25%
45%
10%
45%
15%
75%
25%
75%
25%
75%
25%
35%
75%
25%
10%
10%
45%
25%
25%
25%
75%
75%
75%
75%
75%
25%
10%
25%
75%
10%
25%
25%
25%
75%
45%
75%
10%
20%
75%
75%
P
P
P
P
P
O
P
P
P
O
P
P
O
P
P
P
P
P
P
P
P
P
O
P
P
P
O
O
O
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
1. Nouveau
2. Position
3. Cout Stop
taux
de
courte?*
Garanti
couverture
Groupe Partouche
Groupe Steria Sca
Groupe Vial
Guerbet
Guyenne et Gascogne SA
Haulotte Group
Havas SA
Hermes International
High Co
Hi-Media SA
ICADE EMGP
Iliad SA
Imerys
IMS-Intl Metal Service
Infogrames Entertainment SA
Ingenico
Inter Parfums SA
Ipsen SA
Ipsos
JC Decaux SA
JET Multimedia
Kaufman & Broad SA
Klepierre
Korian
LaCie SA
Lafarge SA
Lagardere SCA
Laurent-Perrier
LDC
Lectra
Legrand Promesses
Linedata Services
LISI
Locindus
L'Oreal SA
LVMH Moet Hennessy Louis Vuitton SA
Lyxor ETF Brazil Ibovespa
Lyxor ETF DJ Euro Stoxx 50
Lyxor ETF DJ Stoxx Select Div 30
Lyxor ETF HSI EURO
Lyxor ETF Korea EURO
Lyxor ETF Leveraged CAC40
M6 Metropole Television
Maisons France Confort
Manitou BF SA
Manutan (Societe)
Maroc Telecom
Meetic
Mercialys SA
Metrologic Group
Michelin
Modelabs Group
Montupet
Mr Bricolage
Natixis
Neopost SA
Nexans SPA
PARP.PA
TERI.PA
VIA.PA
GRBT.PA
GUYG.PA
PYHE.PA
EURC.PA
HRMS.PA
HIGH.PA
HIMD.PA
ICAD.PA
ILD.PA
IMTP.PA
ITMT.PA
IFOE.PA
INGC.PA
IPAR.PA
IPN.PA
ISOS.PA
JCDX.PA
JTLG.PA
KOF.PA
LOIM.PA
KORI.PA
ELED.PA
LAFP.PA
LAGA.PA
LPER.PA
LDCP.PA
LECS.PA
LEGD.PA
LDSV.PA
GFII.PA
LOCI.PA
OREP.PA
LVMH.PA
LYXRIO.PA
MSE.PA
SEL.PA
HK.PA
KRW.PA
LVC.PA
MMTP.PA
MFCP.PA
MANP.PA
MATP.PA
IAM.PA
MEET.PA
MERY.PA
MTGC.PA
MICP.PA
MDLB.PA
MNTP.PA
MBRI.PA
CNAT.PA
NPOS.PA
NEXS.PA
45%
25%
75%
25%
25%
25%
25%
15%
75%
25%
20%
25%
35%
25%
45%
20%
75%
10%
35%
20%
45%
75%
25%
25%
45%
10%
10%
25%
25%
75%
20%
75%
25%
75%
10%
10%
25%
10%
25%
25%
25%
25%
10%
45%
25%
75%
10%
25%
10%
75%
10%
75%
75%
75%
20%
25%
25%
P
P
P
P
P
P
O
P
P
O
P
O
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
O
O
O
O
O
O
O
P
P
P
P
P
P
P
P
P
P
P
O
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Nexity
NextRadioTV
Nicox SA
Norbert Dentressangle
NRJ Group
NYSE Euronext
Orco Property Group
Orpea
PagesJaunes Groupe SA
Paref
Parrot SA
Pernod-Ricard SA
Peugeot SA
Pierre & Vacances
Piscines Desjoyaux SA
PPR SA
PSB Industries
Publicis Groupe
Rallye SA
Recylex SA
Remy Cointreau SA
Renault SA
Rexel SA
Rhodia SA
Rodriguez Group
Rubis
Safran SA
Saft Groupe SA
Saint-Gobain
Sanofi-Aventis
Sartorius Stedim Biotech
Schlumberger Ltd (Fr)
Schneider Electric SA
SCOR SE (Fr)
SEB SA
Seche Environnement SA
Sechilienne-Sidec
SeLoger.com
Sequana Capital
SES Global-FDR
SGAM ETF XBEAR STXX 50
SILIC SA
Societe BIC SA
Societe des Autoroutes (SAPRR)
Societe Fonciere
Societe Generale
Societe pour l'Informatique Ind
Sodexo
SOITEC
Sopra Group
Sperian Protection
Spir Communication
Stallergenes
Ste Ind d'Aviation Latecoere
STEF-TFE
STMicro (Fr)
Sucriere de Pithiviers-Le-Vieil
NEXI.PA
NXTV.PA
NCOX.PA
GNDP.PA
SONO.PA
NYX.PA
ORCO.PA
ORP.PA
PAJ.PA
PARF.PA
PARRO.PA
PERP.PA
PEUP.PA
PVAC.PA
DEJX.PA
PRTP.PA
PSBP.PA
PUBP.PA
GENC.PA
RXPA.PA
RCOP.PA
RENA.PA
RXL.PA
RHA.PA
RDGP.PA
RUBF.PA
SAF.PA
S1A.PA
SGOB.PA
SASY.PA
STDM.PA
SLBP.PA
SCHN.PA
SCOR.PA
SEBF.PA
CCHE.PA
SECH.PA
SLGC.PA
VORP.PA
SESFd.PA
BXX.PA
SILP.PA
BICP.PA
APRR.PA
FFPP.PA
SOGN.PA
IISP.PA
EXHO.PA
SOIT.PA
SOPR.PA
SPEP.PA
SPIS.PA
GENP.PA
LAEP.PA
STF.PA
STM.PA
SPLV.PA
1. Nouveau
taux de
couverture
2. Position
courte?*
3. Cout Stop
Garanti
15%
75%
25%
75%
35%
15%
25%
35%
15%
75%
45%
10%
15%
25%
75%
15%
75%
15%
25%
25%
15%
10%
25%
25%
25%
25%
25%
25%
10%
10%
45%
25%
10%
25%
25%
45%
35%
45%
45%
15%
25%
35%
10%
10%
25%
10%
75%
15%
25%
25%
25%
45%
25%
75%
25%
10%
75%
P
P
P
P
P
O
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
O
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
P
O
P
P
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
1. Nouveau
taux de
couverture
2. Position
courte?*
3. Cout Stop
Garanti
Suez Environment SA
SEVI.PA
10%
0.30%
P
Sword Group
SWOR.PA
25%
0.30%
P
Synergie SA
SDGI.PA
75%
0.30%
P
Technip SA
TECF.PA
25%
0.30%
P
Teleperformance
ROCH.PA
15%
0.30%
P
Television Francaise 1
TFFP.PA
15%
0.30%
P
Tessi SA
TESI.PA
75%
0.30%
O
Thales SA
TCFP.PA
10%
0.30%
O
Theolia
TEO.PA
25%
0.30%
P
Thermador Groupe
THHG.PA
75%
0.30%
P
Thomson
TMS.PA
25%
0.30%
P
Tonnellerie Francois Freres
TEFE.PA
75%
0.30%
P
Total Gabon
EGAB.PA
35%
0.30%
P
Total SA
TOTF.PA
10%
0.30%
P
Toupargel Groupe
TGEL.PA
75%
0.30%
P
Transgene SA
TRNG.PA
25%
0.30%
P
Trigano SA
TRIA.PA
25%
0.30%
P
U10
L3C.PA
75%
0.30%
P
UBISOFT Entertainment
UBIP.PA
15%
0.30%
P
Unibail
UNBP.PA
10%
0.30%
P
Union Financiere de France BQE SA
UFFP.PA
25%
0.30%
P
Valeo SA
VLOF.PA
25%
0.30%
P
Vallourec
VLLP.PA
15%
0.30%
P
Veolia Environnement
VIE.PA
10%
0.30%
P
Vicat
VCTP.PA
75%
0.30%
P
Viel et Compagnie
VEIL.PA
45%
0.30%
P
Vilmorin & Cie
VILM.PA
75%
0.30%
P
Vinci SA
SGEF.PA
10%
0.30%
P
Virbac SA
VIRB.PA
25%
0.30%
P
Vivendi SA
VIV.PA
10%
0.30%
P
VM Materiaux SA
VMMP.PA
75%
0.30%
P
Vranken - Pommery Monopole
VRKP.PA
75%
0.30%
P
Wavecom SA
WAVC.PA
25%
0.30%
O
Wendel Investissement
MWDP.PA
25%
0.30%
P
Zodiac SA
ZODC.PA
15%
0.30%
P
04/2009
1. Neuer
2. MöglichMarginsatz keit short zu
gehen*
3U Telecom AG
4SC AG
AAP Implantate AG
Aareal Bank AG
AC Service AG
AD Pepper Media NV
Adidas-Salomon AG
Adlink Internet Media AG
ADVA AG Optical Networking
Advanced Vision Technology Ltd
AIG International Real Estate KGaA
Air Berlin Plc
Aixtron AG
Aleo Solar AG
Allianz AG
Alstria Office REIT-AG
Altana AG
Amadeus Fire AG
AMB Generali Holding AG
Analytik Jena AG
ARBOmedia AG
Arcandor AG
Arques Industries AG
Articon-Integralis AG
AS Creation Tapeten
Atoss Software AG
Augusta Technologie AG
Austria Technologie & Systemtechnik
AWD Holding AG
Axel Springer AG
Baader Wertpapierhandelsbank AG
Balda AG
BASF AG
Basler AG
Bauer AG
Bau-Verein zu Hamburg AG
Bayer AG
Bayerische Motoren Werke 3 - Pfd
Bayerische Motoren Werke AG
UUUG.DE
VSCG.DE
AAQG.DE
ARLG.DE
ACVG.DE
APME.DE
ADSG.DE
LKIGn.DE
ADAG.DE
AVTE.DE
IREG.DE
AB1.DE
AIXGn.DE
AS1Gn.DE
ALVG.DE
AOXG.DE
ALTG.DE
AMDG.DE
AMBG.DE
AJAG.DE
RBXG.DE
AROG.DE
AQUG.DE
AAGGn.DE
ACWG.DE
AOFG.DE
ABEGk.DE
ATSV.DE
AWDG.DE
SPRGn.DE
BLMG.DE
BADG.DE
BASF.DE
BSLG.DE
B5AG.DE
BVHG.DE
BAYG.DE
BMWG_p.DE
BMWG.DE
75%
75%
75%
25%
75%
75%
10%
75%
45%
75%
75%
25%
25%
45%
10%
25%
25%
45%
35%
75%
75%
25%
45%
75%
75%
75%
75%
75%
35%
35%
75%
45%
10%
75%
25%
75%
10%
25%
10%
P
P
O
O
P
P
P
P
P
P
P
O
P
P
O
P
P
P
O
P
O
O
P
P
P
P
P
P
O
O
P
P
P
P
P
O
P
P
P
3. Prämie zur
Risikobegrenzung
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
0.30%
1.00%
0.30%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Wichtiger Hinweis: Die Spalte “Möglichkeit short zu gehen” gibt ausschließlich an, ob es momentan Faktoren gibt (die uns bekannt sind), welche
die Short-Positionen für die betreffende Aktie untersagen. Wir geben keine Gewähr dafür, dass Sie auf jeglichen genannten Aktien Short gehen
können. Des Weiteren kann eine zusätzliche Gebühr (eine Leihgebühr) erhoben werden, welche in der Zinsanpassung, die für Ihre Position gilt,
beinhaltet ist. Um festzustellen, ob diese Gebühr zutrifft, rufen Sie bitte unsere Händler an, bevor Sie Ihre Handelsaktivitäten aufnehmen. Die
Leihmöglichkeit und die Leihkosten können kurzfristig geändert werden.
04/2009
1. Neuer
2. MöglichMarginsatz keit short zu
gehen*
BayWa - B Warenvermit
Beate Uhse AG
Bechtle AG
Beiersdorf AG
Bertrandt AG
Beru AG
Beta Systems Software AG
Bilfinger Berger AG
Biolitec AG
Biotest AG
Biotest AG - Vorz
BMP AG
Boewe Systec AG
Cancom IT Systeme AG
Carl Zeiss Meditec AG
cash.life AG
CAT Oil AG
CCR Logistics Systems AG
CEAG AG
Celesio AG
Cenit AG
CENTROTEC Sustainable AG
Centrotherm Photovoltaics AG
CeWe Color Holding AG
Colonia Real Estate AG
ComBOTS AG
Comdirect Bank AG
Commerzbank AG
ComputerLinks AG
Conergy AG
Continental AG
CropEnergies AG
CTS Eventim AG
Curanum AG
D Logistics AG
D+S europe AG
DAB Bank AG
DaimlerChrysler AG
Data Modul AG
DAX DE Tracker - DAXEX
DEAG Deutsche Entertainment
Demag Cranes AG
Deutsche Bank AG
Deutsche Beteiligungs AG
Deutsche Boerse AG
Deutsche Euroshop AG
Deutsche Lufthansa AG
Deutsche Post AG
Deutsche Postbank AG
Deutsche Telekom AG
Deutsche Wohnen AG Br
Deutz AG
DEWB Deutsche Eff & Wechsel-Beteil
BYWGnx.DE
USEG.DE
BC8G.DE
BEIG.DE
BDTG.DE
BZLG.DE
BSSG.DE
GBFG.DE
BIBG.DE
BIOG.DE
BIOG_p.DE
BTBGk.DE
BSYG.DE
COKG.DE
AFXG.DE
SGSG.DE
O2C.DE
CCRG.DE
CEAG.DE
CLSGn.DE
CSHG.DE
CEVG.DE
CTNG.DE
CWCG.DE
KBUG.DE
CMBGn.DE
CDBG.DE
CBKG.DE
CPXG.DE
CGYG.DE
CONG.DE
CE2G.DE
EVDG.DE
BOHG.DE
LOIG.DE
DSJG.DE
DRNG.DE
DAIGn.DE
DAMG.DE
GDAXIEX.DE
ERMG.DE
D9CGn.DE
DBKGn.DE
DBAG.DE
DB1Gn.DE
DEQGn.DE
LHAG.DE
DPWGn.DE
DPBGn.DE
DTEGn.DE
DWNG.DE
DEZG.DE
EFFG.DE
25%
75%
25%
10%
25%
45%
75%
25%
75%
35%
25%
75%
75%
75%
25%
75%
25%
75%
75%
25%
75%
25%
25%
45%
45%
75%
25%
10%
45%
25%
10%
75%
25%
45%
75%
25%
45%
10%
75%
10%
45%
15%
10%
15%
10%
45%
10%
10%
10%
10%
15%
15%
75%
P
O
P
O
P
P
P
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
P
P
O
P
O
O
P
O
O
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
O
P
P
P
P
3. Prämie zur
Risikobegrenzung
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
0.30%
0.30%
0.30%
0.30%
1.00%
1.00%
1.00%
04/2009
1. Neuer
2. MöglichMarginsatz keit short zu
gehen*
Dialog Semiconductor PLC
DIC Asset AG
DJ Euro Stoxx 50 (DE)
DJ Stoxx 600 Banks (DE)
DJ Stoxx 600 Construction (DE)
Douglas Holding AG
Dr Hoenle AG
Draegerwerk AG - Vorz
Drillisch AG
Duerr AG
Dyckerhoff AG
Dyckerhoff AG - Pfd
E.ON AG
Eckert & Ziegler AG
Elexis AG
Elmos Semiconductor AG
ElringKlinger AG
EM.TV 3 AG
Epcos AG
Epigenomics AG
Ersol Solar Energy AG
Escada AG
Euromicron AG
European Aero Defence & Space (Ger)
Evotec AG
Fabasoft AG
Fielmann AG
FJH AG
Fluxx AG
FORTEC Elektronik AG
Fraport AG Frankfurt Airport Serv
Freenet AG
Fresenius AG
Fresenius AG - Pfd
Fresenius Medical Care AG
Fresenius Medical Care AG -Pfd
Fuchs Petrolub 3 AG- Pfd
Fuchs Petrolub AG
Funkwerk AG
Gagfah SA
GEA Group AG
Gerry Weber International AG
Gesco AG
GFK AG
GFT Technologies AG
Gildemeister AG
GPC Biotech AG
Grammer AG
Graphit Kropfmuehl AG
Grenkeleasing AG
H&R WASAG AG
Hannover Rueckversicherung AG
DLGS.DE
DAZG.DE
STX50EEX.
DE
SX7PEX.DE
SXOPEX.DE
DOHG.DE
HNLG.DE
DRWG_p.DE
DRIG.DE
DUEG.DE
DYKG.DE
DYKG_p.DE
EONGn.DE
EUZG.DE
EEXG.DE
ELGG.DE
ZILGn.DE
EV4G.DE
EPCGn.DE
ECXG.DE
ES6G.DE
ESCG.DE
EUCG.DE
EAD.DE
EVTG.DE
FAAS.DE
FIEG.DE
FJHG.DE
FXXGn.DE
FEVG.DE
FRAG.DE
FNTG.DE
FREG.DE
FREG_p.DE
FMEG.DE
FMEG_p.DE
FPEG_p.DE
FPEG.DE
FEWG.DE
GFJG.DE
G1AG.DE
GWIG.DE
GSCG.DE
GFKG.DE
GFTG.DE
GILG.DE
GPCG.DE
GMMG.DE
GKRG.DE
GKLG.DE
WASG.DE
HNRGn.DE
3. Prämie zur
Risikobegrenzung
75%
25%
25%
P
P
O
1.00%
1.00%
1.00%
25%
75%
10%
75%
25%
15%
25%
75%
45%
10%
75%
25%
75%
25%
25%
25%
75%
45%
25%
75%
15%
25%
75%
25%
45%
75%
75%
25%
25%
25%
25%
10%
75%
25%
25%
75%
25%
25%
25%
25%
25%
45%
25%
45%
45%
75%
45%
25%
25%
O
O
P
P
O
P
O
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
O
O
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
04/2009
1. Neuer
2. MöglichMarginsatz keit short zu
gehen*
Hawesko Holding AG
HCI Capital AG
HeidelbergCement AG
Heidelberger Druckmaschinen
Heiler Software AG
Heliad Equity Partner GmbH & KGaA
Henkel KGaA
Henkel KGaA - Vorz
Highlight Communications AG
Hochtief AG
Hoeft & Wessel AG
Hugo Boss AG
Hugo Boss AG - Prf
Hypo Real Estate Holding AG
IBS AG
IDS Scheer AG
IKB Deutsche Industriebank AG
Indus Holding AG
Infineon Technologies AG
Init Innovation In Traffic Systems
Intershop Communications AG
Isra Vision AG
Itelligence AG
IVG Immobilien AG
IVU Traffic Technologies AG
Jenoptik AG
Jerini AG
Jetter AG
Jungheinrich AG - Pfd
K+S AG
Kloeckner & Co AG
Kloeckner-Werke AG
Koenig & Bauer AG
Kontron AG
Krones AG
KUKA AG
KWS Saat AG
Lanxess AG
Leifheit AG
Leoni AG
Linde AG
Lion Bioscience AG
Lloyd Fonds AG
Loewe AG
LPKF Laser & Electronics AG
Ludwig Beck Am Rathauseck
LUKOIL-Spons ADR
Lycos Europe NV
Magix AG
MAN AG
MAN AG - Vorz
Manz Automation AG
Marseille-Kliniken AG
MasterFlex AG
Maxdata Computer AG
HAWG.DE
HXCIGn.DE
HEIG.DE
HDDG.DE
HRWG.DE
HPBGn.DE
HNKG.DE
HNKG_p.DE
HLGZ.DE
HOTG.DE
HWSG.DE
BOSG.DE
BOSG_p.DE
HRXG.DE
IBBGn.DE
IDRG.DE
IKBG.DE
INHG.DE
IFXGn.DE
IXXG.DE
ISHGk.DE
ISRG.DE
ILHG.DE
IVGG.DE
IVUG.DE
JENG.DE
JI4G.DE
JTTG.DE
JUNG_p.DE
SDFG.DE
KCOGn.DE
KLKG.DE
SKBG.DE
KBCG.DE
KRNG.DE
KU2G.DE
KWSG.DE
LXSG.DE
LEIG.DE
LEOGn.DE
LING.DE
LIOG.DE
L1OG.DE
LOEG.DE
LPKG.DE
ECKG.DE
LKOHy.DE
LCYE.DE
MGXGn.DE
MANG.DE
MANG_p.DE
M5ZG.DE
MKAG.DE
MZXG.DE
MXAG.DE
45%
45%
25%
25%
75%
45%
25%
10%
25%
10%
75%
35%
25%
25%
75%
25%
45%
25%
25%
75%
45%
45%
75%
25%
75%
10%
25%
75%
25%
10%
25%
25%
45%
25%
15%
25%
25%
15%
75%
25%
10%
45%
45%
25%
75%
75%
75%
45%
75%
10%
35%
25%
75%
75%
75%
P
P
O
P
P
P
P
P
O
P
P
P
P
O
P
P
O
P
P
P
O
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
O
P
P
O
P
P
P
P
P
3. Prämie zur
Risikobegrenzung
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
0.70%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
04/2009
1. Neuer
2. MöglichMarginsatz keit short zu
gehen*
MDAX DE Tracker - MDAXEX
Mediclin AG
Medigene AG
Medion AG
Mensch und Maschine Software AG
Merck KGaA
Metro AG
MLP AG
Morphosys AG
MPC Muenchmeyer Petersen Capital AG
MTU Aero Engines AG
Muehlbauer Holding AG & Co KGaA
Muenchener Rueckversicherungs AG
MVV Energie AG
MWB Wertpapierhandelshaus AG
Nemetschek AG
Nexus AG
Norddeutsche Affinerie AG
Nordex AG
OHB Technology AG
Orad Hi-Tech Systems Ltd
OVB Holding AG
P&I Personal & Informatik AG
Paragon AG
Patrizia Immobilien AG
PC-Ware AG
Pfeiffer Vacuum Technology AG
Pfleiderer AG
Phoenix SonnenStrom AG
Plambeck Neue Energien AG - Reg
Plasmaselect AG
Porsche AG
Praktiker Bau & Heimwerkermaerkte
Premiere AG
Primion Technology AG
Procon Multimedia AG
Progress-Werk Oberkirch AG
ProSiebenSat.1 Media AG
PSI AG Gesellschaft Fuer Produkte
Pulsion Medical Systems AG
Puma AG Rudolf Dassler Sport
PVA TePla AG
Q-Cells AG
Qiagen NV
QSC AG
R Stahl AG
Rational AG
REALTECH AG
Reinecke & Pohl Sun Energy AG
REpower Systems AG
Rheinmetall AG
Rhoen Klinikum AG
Rofin-Sinar Technologies
MDAXIEX.DE
MEDG.DE
MDGGn.DE
MDNG.DE
MUMG.DE
MRCG.DE
MEOG.DE
MLPG.DE
MORG.DE
MPCG.DE
MTXGn.DE
MUBG.DE
MUVGn.DE
MVVGn.DE
MWBG.DE
NEKG.DE
NXUG.DE
NAFG.DE
NDXGk.DE
OHBG.DE
OHTI.DE
O4BG.DE
PUIG.DE
PGNG.DE
P1ZGn.DE
PCWG.DE
PV.DE
PFDGn.DE
PS4G.DE
PNEGnk.DE
PSTG.DE
PSHG_p.DE
PRAG.DE
PREGn.DE
P4TG.DE
PMMG.DE
PWOG.DE
PSMG_p.DE
PSAG.DE
PUSG.DE
PUMG.DE
TPEG.DE
QCEG.DE
QGEN.DE
QSCG.DE
RSLG.DE
RAAG.DE
RTCG.DE
HRPG.DE
RPWGn.DE
RHMG.DE
RHKG.DE
RSTI.DE
25%
75%
25%
25%
45%
10%
10%
25%
25%
25%
25%
45%
10%
25%
75%
45%
75%
25%
25%
75%
75%
35%
45%
75%
25%
25%
25%
25%
25%
25%
75%
25%
25%
25%
75%
75%
75%
25%
75%
75%
25%
45%
25%
10%
15%
45%
25%
75%
75%
25%
25%
25%
25%
O
P
P
P
P
P
P
O
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
O
O
P
O
P
P
P
P
P
P
O
P
P
P
P
P
P
O
P
P
3. Prämie zur
Risikobegrenzung
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
0.70%
0.70%
1.00%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
04/2009
1. Neuer
2. MöglichMarginsatz keit short zu
gehen*
Rohwedder AG
Roth & Rau AG
Ruecker AG
RWE AG
RWE AG - Non Vtg
SAF AG
SAF Holland SA
Salzgitter AG
Sanochemia Pharmazeutika AG
SAP AG (Ger)
Sartorius AG
Sartorius AG - Vorz
Schlott Gruppe AG
Schmack Biogas AG
Schwarz Pharma AG
SCM Microsystems Inc
Secunet Security AG
SGL Carbon AG
Siemens AG
Silicon Sensor International AG
Singulus Technologies
Sinnerschrader AG
Sixt AG
Sixt AG - Pfd
Smartrac NV
Softing AG
SoftM Software und Beratung
Software AG
Solar Millenium AG
Solar-Fabrik AG
Solarworld AG
Solon AG Fuer Solartechnik
Stada Arzneimittel AG
Stratec Biomedical Systems
Suedzucker AG
Suess Microtec
Sunways AG
Surteco AG
Symrise AG
Synaxon AG
Syskoplan AG
Syzygy AG
TAG Tegernsee Immobilien & Beteil
Takkt AG
TDS Informationstechnologie AG
Telegate AG
Teleplan International NV
Teles AG
Thiel Logistik AG
Thielert AG
ThyssenKrupp AG
Tipp24 AG
Tognum AG
RWDG.DE
R8RG.DE
RUKG.DE
RWEG.DE
RWEG_p.DE
S4X.DE
SFQN.DE
SZGG.DE
SCPH.DE
SAPG.DE
SATG.DE
SATG_p.DE
SHTG.DE
SB1Gn.DE
SRZG.DE
SCMM.DE
YSNG.DE
SGCG.DE
SIEGn.DE
SISG.DE
SNGG.DE
SZZG.DE
SIXG.DE
SIXG_p.DE
SM7.DE
SYTG.DE
FTMG.DE
SOWG.DE
S2MG.DE
SFXG.DE
SWVG.DE
SOOG.DE
STAGn.DE
SBSG.DE
SZUG.DE
SMHG.DE
SWWG.DE
SURG.DE
SY1G.DE
PCSG.DE
SYSG.DE
SYZG.DE
TEGG.DE
TTKG.DE
TDSG.DE
TGTG.DE
TELP.DE
TLIG.DE
TGHG.DE
T3CGn.DE
TKAG.DE
TIMGn.DE
TGMG.DE
75%
25%
75%
10%
10%
75%
75%
10%
75%
10%
75%
45%
75%
75%
75%
25%
75%
25%
10%
45%
25%
75%
25%
25%
25%
75%
75%
25%
25%
45%
25%
25%
10%
45%
25%
45%
75%
45%
25%
75%
75%
75%
25%
25%
75%
75%
75%
75%
45%
75%
10%
75%
25%
P
P
P
P
P
P
O
P
P
P
P
P
P
O
P
P
O
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
O
P
P
P
3. Prämie zur
Risikobegrenzung
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
1.00%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
0.70%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
0.70%
04/2009
1. Neuer
2. MöglichMarginsatz keit short zu
gehen*
Tomorrow Focus AG
Triplan AG
TUI AG
UMS United Medical Systems Int
United Internet AG
USU Software AG
Valor Computerized Systems
VBH Holding AG
Villeroy & Boch AG - Pfd
Viscom AG
Vivacon AG
VIZRT Ltd
Volkswagen AG
Volkswagen AG - Pfd
Vossloh AG
Wacker Chemie AG
Wacker Construction
Washtec AG
Wavelight Laser Technologie AG
Wincor Nixdorf AG
Wire Card AG
Zapf Creation AG
zooplus AG
TFAG.DE
TPNG.DE
TUIGn.DE
UMS.DE
UTDI.DE
OSPGk.DE
VACS.DE
VBHG.DE
VIBG_p.DE
V6CG.DE
VIVG.DE
RTZR.DE
VOWG.DE
VOWG_p.DE
VOSG.DE
WCHG.DE
WACGn.DE
WSUG.DE
WLTG.DE
WING.DE
WDIG.DE
ZPFG.DE
ZO1G.DE
75%
75%
25%
75%
25%
75%
75%
45%
75%
75%
25%
45%
25%
25%
10%
10%
25%
75%
75%
25%
25%
75%
75%
P
P
P
P
P
P
O
P
P
P
P
P
O
O
P
P
P
P
P
P
P
O
O
3. Prämie zur
Risikobegrenzung
1.00%
1.00%
0.30%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
04/2009
A2A SpA
ACEA SpA
Acotel Group SpA
Actelios S.p.A.
Aedes SPA
AICON SpA
Alerion Industries SpA
Alleanza Assicurazioni SpA
Amplifon SpA
Anima Sgrpa
Ansaldo STS SpA
Apulia Pronto Prestito SpA
Arnoldo Mondadori Editore SpA
Assicurazioni Generali SpA
Astaldi SpA
Atlantia SpA
Autogrill SpA
Autostrada Torino-Milano SpA
Azimut Holding SpA
Banca Carige SpA
Banca Finnat Euramerica SpA
Banca Generali SpA
Banca IFIS SpA
Banca Intermobiliare SpA
Banca Italease
Banca Monte dei Paschi di Siena SpA
Banca Piccolo Credito Valtellinese
Banca Popolare dell'Etruria
Banca Popolare di Milano SCRL
Banca Profilo SpA
Banco Desio E Della Brianza
Banco Popolare SpA
BasicNet SpA
Bastogi SpA
Beghelli
Benetton Group SpA
Beni Stabili SpA
Bialetti Industrie SpA
Biesse SpA
A2.MI
ACE.MI
ACO.MI
AA4.MI
AEDI.MI
BW1.MI
ARN.MI
ALZI.MI
AMPF.MI
ANM.MI
STS.MI
APP.MI
MOED.MI
GASI.MI
AST.MI
ATL.MI
AGL.MI
ATMI.MI
AZMT.MI
CRGI.MI
BFE.MI
BGN.MI
IF.MI
BIM.MI
BIL.MI
BMPS.MI
PCVI.MI
PEL.MI
PMII.MI
PRO.MI
DESI.MI
BAPO.MI
BCNT.MI
BTGI.MI
BE.MI
BNG.MI
BNSI.MI
BIA.MI
BSS.MI
1. Tasso
di margine
nuovo
2. Vendita
allo
scoperto*
3. Premio
Rischio
Limitato
10%
25%
45%
25%
75%
45%
25%
15%
25%
25%
25%
45%
15%
10%
25%
10%
15%
25%
25%
25%
25%
25%
45%
25%
25%
15%
25%
25%
15%
45%
35%
25%
45%
75%
25%
25%
25%
75%
25%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.70%
1.00%
1.00%
1.00%
0.30%
0.30%
1.00%
0.30%
0.30%
0.70%
0.70%
0.70%
1.00%
0.70%
1.00%
1.00%
0.70%
0.30%
0.70%
1.00%
0.30%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
0.70%
0.70%
1.00%
1.00%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
Nota importante: La colonna “vendita allo scoperto” indica la presenza o l’assenza di fattori (di cui siamo a conoscenza) che ci consentono di aprire
posizioni short su un certo titolo. Non possiamo offrirvi alcuna garanzia sulla possibilità di vendere allo scoperto un certo titolo. Inoltre, ci potrebbe
essere una commissione extra (per il prestito titoli) che vi sarà addebitata unitamente agli interessi calcolati sulla posizione. Per sapere in anticipo
se verrà applicata tale commissione, vi invitiamo a contattare i nostri trader prima di operare. La disponibilità di titoli per operazioni short e il costo
per il prestito titoli possono essere modificati con un breve preavviso.
04/2009
Bonifica Terreni Ferraresi
Brembo SpA
Brioschi Finanziaria SpA
Bulgari SpA
Buongiorno SpA
Buzzi Unicem Spa
Buzzi Unicem Spa-RNC
Cairo Communication SpA
Caltagirone Editore SpA
Cam Finanziaria SpA
Carraro Spa
Cattolica di Assicurazioni Scrl
Cementir SpA
Centro HL Distribuzione Spa
CIR-Compagnie Industriali Riunite
Cofide SpA
Conafi Prestito SpA
Credito Emiliano SpA
Dada SpA
D'Amico International Shipping
Danieli & Co - RNC
Danieli & Co SpA
Data Service SpA
Datalogic
Davide Campari-Milano SpA
DeA Capital SpA
DiaSorin
Digital Multimedia Technologies SpA
Edison SpA
Edison SpA RNC
EEMS Italia SpA
El.En. SpA
Elica Spa
Enel SpA
Engineering Ingegneria Informatica
ENI SpA
Enia SpA
ERG Renew SpA
ERG SpA
Ergo Previdenza SpA
Esprinet SpA
Eutelia
Exprevia SpA
Fastweb
Fiat SpA
Fiat SpA - RNC
Fiat SpA -PFD
Fiera Milano SpA
Finmeccanica SpA
Fondiaria-Sai SpA
Fondiaria-Sai SpA - RNC
Gemina SpA
Geox SpA
GranitiFiandre SpA
BFFI.MI
BRBI.MI
BRUI.MI
BULG.MI
BVIT.MI
BZU.MI
BZUr.MI
CAI.MI
CED.MI
CAMI.MI
CARRA.MI
CASS.MI
CEMI.MI
CHL.MI
CIRX.MI
COFI.MI
COPR.MI
EMBI.MI
DA.MI
B7C.MI
DANIr.MI
DANI.MI
DAS.MI
DAL.MI
CPRI.MI
DEA.MI
DIAS.MI
DMT.MI
EDN.MI
EDNr.MI
EEMS.MI
ELEN.MI
ELC.MI
ENEI.MI
ENG.MI
ENI.MI
EN.MI
ENRT.MI
ERG.MI
EGPR.MI
PRT.MI
EUT.MI
XPR.MI
FWB.MI
FIA.MI
FIAr.MI
FIA_p.MI
FIMI.MI
SIFI.MI
FOSA.MI
FOSAr.MI
GEMI.MI
GEO.MI
GRAN.MI
1. Tasso
di margine
nuovo
2. Vendita
allo
scoperto*
3. Premio
Rischio
Limitato
45%
25%
25%
15%
45%
10%
25%
25%
45%
25%
25%
25%
25%
45%
25%
25%
45%
25%
45%
25%
25%
25%
75%
45%
25%
25%
40%
45%
15%
15%
45%
45%
45%
10%
45%
10%
25%
45%
10%
35%
25%
45%
45%
15%
10%
10%
10%
45%
10%
25%
25%
25%
15%
45%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
P
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
1.00%
1.00%
1.00%
0.30%
1.00%
0.30%
0.70%
1.00%
1.00%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
0.70%
1.00%
0.30%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
0.30%
1.00%
1.00%
0.70%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
0.70%
0.30%
1.00%
0.30%
0.30%
0.30%
1.00%
0.70%
1.00%
04/2009
Gruppo Editoriale L'Espresso SpA
Hera SpA
I Viaggi del Ventaglio
IFIL - Investments SpA
IFIL - Investments SpA - RNC
Il Sole 24 Ore
Immobiliare Grande Distribuzione
Immsi SpA
Impregilo SpA
Indesit Co Spa
Industria Macchine Automatiche SpA
Intek Spa
Interpump SpA
Intesa Sanpaolo SpA
Intesa Sanpaulo RNC
Iride SpA
Isagro SpA
Istituto Finanziario Industriale
IT Holding
Italcementi SpA
Italcementi SpA - RNC
Italmobiliare SpA
Italmobiliare SpA - RNC
Juventus FC
Kerself
KME Group
Lottomatica SpA
Luxottica Group SpA
Maire Tecnimont SpA
Management & Capitali SpA
Mariella Burani SpA
MARR SpA
Mediaset SpA
Mediobanca SpA
Mediolanum SpA
Meliorbanca SpA
Milano Assicurazioni
Milano Assicurazioni RNC
Mirato SpA
Mittel SpA
Mondo TV SpA
MutuiOnline SpA
Nice Spa
Panariagroup Industrie Ceramiche
Parmalat
Piaggio & C SpA
Pininfarina SpA
Pirelli & C Real Estate SpA
Pirelli & C SpA
Pirelli & C SpA - RNC
Poltrona Frau SpA
Premuda SpA
ESPI.MI
HRA.MI
VVE.MI
IFLI.MI
IFLIr.MI
S24.MI
IGD.MI
IMSI.MI
IPGI.MI
IND.MI
IMAI.MI
TEKI.MI
ITPG.MI
ISP.MI
ISPn.MI
IRD.MI
IGS.MI
IFPI_p.MI
ITH.MI
ITAI.MI
ITAIn.MI
ITMI.MI
ITMIr.MI
JUVE.MI
KRS.MI
KME.MI
LTO.MI
LUX.MI
MTCM.MI
MACA.MI
MBFG.MI
MARR.MI
MS.MI
MDBI.MI
MED.MI
MEL.MI
ADMI.MI
ADMIr.MI
MIRT.MI
MTTI.MI
MTV.MI
MOL.MI
NICE.MI
PAGR.MI
PLT.MI
PIA.MI
PNNI.MI
PCRE.MI
PECI.MI
PECIn.MI
PFGI.MI
PRNI.MI
1. Tasso
di margine
nuovo
2. Vendita
allo
scoperto*
3. Premio
Rischio
Limitato
15%
25%
45%
25%
25%
45%
25%
25%
10%
25%
35%
25%
25%
25%
25%
25%
45%
25%
75%
10%
25%
25%
25%
25%
25%
25%
15%
10%
25%
25%
25%
25%
10%
10%
15%
25%
15%
25%
75%
25%
75%
25%
45%
45%
10%
25%
75%
25%
15%
15%
25%
45%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.70%
1.00%
0.70%
1.00%
1.00%
1.00%
0.70%
0.30%
0.70%
1.00%
0.70%
1.00%
0.30%
0.30%
1.00%
1.00%
0.70%
1.00%
0.30%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
0.30%
0.30%
1.00%
1.00%
1.00%
1.00%
0.30%
0.30%
0.30%
1.00%
0.70%
0.70%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.30%
1.00%
1.00%
0.70%
0.30%
0.70%
1.00%
0.30%
04/2009
Prima Industrie SpA
Prysmian Spa
RCS MediaGroup SpA
RDB SpA
Recordati SpA
Reno de Medici (It)
Reply SpA
Risanamento SpA
Sabaf SpA
SAES Getters SpA
Safilo Group SpA
Saipem SpA
Saras SpA
SAVE SpA
Seat Pagine Gialle SpA
Snai Spa
Snam Rete Gas SpA
Snia Spa
Societa Iniziative Autostradali
Socotherm Spa
Sogefi SpA
Sorin SpA
Stefanel
STMicro (It)
Telecom Italia Media SpA
Telecom Italia RNC
Telecom Italia SpA
Tenaris S.A.
Terna SpA
Tiscali SpA
Tod's SpA
Trevi Finanziaria Spa
Trevisan Cometal SpA
Unicredit SpA
Unicredit SpA - RNC
Unione di Banche Italiane
Unipol SpA
Unipol SpA - Pfd
Vianini Lavore SpA
Vittoria Assicurazioni SpA
PRII.MI
PRY.MI
RCSM.MI
RDB.MI
RECI.MI
RDM.MI
REY.MI
RN.MI
SABF.MI
SAEI.MI
SFLG.MI
SPMI.MI
SRS.MI
SAVE.MI
PGIT.MI
SNAI.MI
SRG.MI
SIAI.MI
SIS.MI
SCTM.MI
SGFI.MI
SORN.MI
STEP.MI
STM.MI
TCM.MI
TLITn.MI
TLIT.MI
TENR.MI
TRN.MI
TIS.MI
TOD.MI
TFI.MI
TREV.MI
CRDI.MI
CRDIr.MI
UBI.MI
UNPI.MI
UNPI_p.MI
VIAI.MI
VITI.MI
1. Tasso
di margine
nuovo
2. Vendita
allo
scoperto*
3. Premio
Rischio
Limitato
75%
10%
25%
45%
25%
45%
45%
25%
45%
45%
25%
10%
10%
45%
10%
25%
10%
75%
25%
35%
25%
25%
45%
10%
25%
10%
10%
10%
10%
25%
25%
25%
35%
25%
25%
15%
15%
25%
45%
35%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
O
O
O
O
O
O
O
O
1.00%
0.30%
0.70%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
1.00%
0.70%
0.30%
0.70%
1.00%
0.30%
1.00%
0.30%
1.00%
0.70%
1.00%
1.00%
0.70%
1.00%
0.30%
0.70%
0.70%
0.30%
0.30%
0.30%
0.70%
0.70%
1.00%
1.00%
0.30%
0.70%
0.30%
0.30%
1.00%
1.00%
1.00%
04/2009
Advantest Corp
Aeon Co Ltd
Ajinomoto Co Inc
All Nippon Airways Co Ltd
Alps Electric Co Ltd
Asahi Breweries Ltd
Asahi Glass Co Ltd
Asahi Kasei Corp
Astellas Pharma Inc
Bank of Yokohama Ltd
Bridgestone Corp
Canon Inc
Capcom Co. Ltd.
Casio Computer Co Ltd
Chiba Bank Ltd
Chiyoda Corp
Chubu Electric Power Co Inc
Chugai Pharmaceutical Co Ltd
Citizen Watch Co Ltd
Clarion Co Ltd
COMSYS Holdings Corp
Credit Saison Co Ltd
CSK Holdings Corp
Dai Nippon Printing Co Ltd
Daiichi Sankyo Co Ltd
Daikin Industries Ltd
Dainippon Screen MFG Co Ltd
Dainippon Sumitomo Pharma Co Ltd
Daiwa House Industry Co Ltd
Daiwa Securities Group Inc
Denki Kagaku Kogyo K K
Denso Corp
Dentsu Inc
DOWA HOLDINGS CO LTD
East Japan Railway Co
Ebara Corp
Eisai Co Ltd
Fanuc Ltd
Fast Retailing Co Ltd
Fuji Electric Holdings Co Ltd
Fuji Heavy Industries Ltd
FUJIFILM Holdings Corp
6857.T
8267.T
2802.T
9202.T
6770.T
2502.T
5201.T
3407.T
4503.T
8332.T
5108.T
7751.T
9697.T
6952.T
8331.T
6366.T
9502.T
4519.T
7762.T
6796.T
1721.T
8253.T
9737.T
7912.T
4568.T
6367.T
7735.T
4506.T
1925.T
8601.T
4061.T
6902.T
4324.T
5714.T
9020.T
6361.T
4523.T
6954.T
9983.T
6504.T
7270.T
4901.T
1. New
margin Rate
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
25%
25%
10%
10%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
2. Can go
short?*
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
3. Limited Risk
premium
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Important note: The column ‘Can go short?’ only indicates whether there are currently any factors (of which we are aware) prohibiting short
positions on the share concerned. There is no guarantee that you will be able to go short of any share cited. In addition, there may be an extra
charge (a borrowing charge) which will be included in the interest adjustment applied to your position. To determine whether a charge applies, call
our dealers in advance of trading. The ability to borrow and the cost of borrowing stock can be changed at short notice.
04/2009
Fujikura Ltd
Fujitsu Ltd
Fukuoka Financial Group Inc
Furukawa Co Ltd
Furukawa Electric Co Ltd
GS Yuasa Corp
Heiwa Real Estate Co Ltd
Hino Motors Ltd
Hitachi Construction Machine
Hitachi Ltd
Hitachi Zosen Corp
Hokuetsu Paper Mills Ltd
Honda Motor Co Ltd
Inpex Holdings Inc
Isetan Mitsukoshi Holdings
Ishikawajima-Harima Heavy Inds
Isuzu Motors Ltd
Itochu Corp
J Front Retailing Co Ltd
Japan Airlines Corp
Japan Steel Works Ltd
Japan Tobacco Inc
JFE Holdings Inc
JGC Corp
JTEKT Corp
Kajima Corp
Kansai Electric Power Co Inc
Kao Corp
Kawasaki Heavy Industries Ltd
Kawasaki Kisen Kaisha Ltd
KDDI Corp
Keio Corp
Keisei Electric Railway Co Ltd
Kikkoman Corp
Kirin Brewery Co Ltd
Kobe Steel Ltd
Komatsu Ltd
Konami Corp
Konica Minolta Holdings Inc
Kubota Corp
Kumagai Gumi Co Ltd
Kuraray Co Ltd
Kyocera Corp
Kyowa Hakko Kogyo Co Ltd
Marubeni Corp
Marui Co Ltd
Matsui Securities Co Ltd
Matsushita Electric Works Ltd
Mazda Motor Corp
Meidensha Corp
Meiji Dairies Corp
Meiji Seika Kaisha Ltd
Millea Holdings Inc
Minebea Co Ltd
Mitsubishi Chemical Holdings Corp
5803.T
6702.T
8354.T
5715.T
5801.T
6674.T
8803.T
7205.T
6305.T
6501.T
7004.T
3865.T
7267.T
1605.T
3099.T
7013.T
7202.T
8001.T
3086.T
9205.T
5631.T
2914.T
5411.T
1963.T
6473.T
1812.T
9503.T
4452.T
7012.T
9107.T
9433.T
9008.T
9009.T
2801.T
2503.T
5406.T
6301.T
9766.T
4902.T
6326.T
1861.T
3405.T
6971.T
4151.T
8002.T
8252.T
8628.T
6991.T
7261.T
6508.T
2261.T
2202.T
8766.T
6479.T
4188.T
1. New
margin Rate
10%
10%
10%
25%
10%
10%
10%
10%
25%
10%
25%
10%
10%
10%
25%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
2. Can go
short?*
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
3. Limited Risk
premium
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Mitsubishi Corp
Mitsubishi Electric Corp
Mitsubishi Estate Co Ltd
Mitsubishi Heavy Industries Ltd
Mitsubishi Logistics Corp
Mitsubishi Materials Corp
Mitsubishi Motors Corp
Mitsubishi Paper Mills Ltd
Mitsubishi Rayon Co Ltd
Mitsubishi UFJ Financial Group Inc
Mitsui & Co Ltd
Mitsui Chemicals Inc
Mitsui Engineering & Shipbuilding
Mitsui Fudosan Co Ltd
Mitsui Mining & Smelting Co Ltd
Mitsui OSK Lines Ltd
Mitsui Sumitomo Insurance Co Ltd
Mitsui Trust Holdings Inc
Mitsumi Electric Co Ltd
Mizuho Financial Group Inc
Mizuho Trust & Banking Co Ltd
NEC Corp
NGK Insulators Ltd
Nichirei Corp
Nikon Corp
Nintendo Ltd
Nippon Express Co Ltd
Nippon Kayaku Co Ltd
Nippon Light Metal Co Ltd
Nippon Meat Packers Inc
Nippon Mining Holdings Inc
Nippon Oil Corp
Nippon Paper Group
Nippon Sheet Glass Co Ltd
Nippon Soda Co Ltd
Nippon Steel Corp
Nippon Suisan Kaisha Ltd
Nippon Telegraph & Telephone Corp
Nippon Yusen KK
Nissan Chemical Industries Ltd
Nissan Motor Co Ltd
Nisshin Oillio Group Ltd
Nisshin Seifun Group Inc
Nisshinbo Industries Inc
Nitto Boseki Co Ltd
Nomura Holdings Inc
Nomura TOPIX Banks ETF
NSK Ltd
NTN Corp
NTT Data Corp
NTT DoCoMo Inc
Obayashi Corp
Odakyu Electric Railway Co Ltd
OJI Paper Co Ltd
Oki Electric Industry Co Ltd
OKUMA Corp
8058.T
6503.T
8802.T
7011.T
9301.T
5711.T
7211.T
3864.T
3404.T
8306.T
8031.T
4183.T
7003.T
8801.T
5706.T
9104.T
8725.T
8309.T
6767.T
8411.T
8404.T
6701.T
5333.T
2871.T
7731.T
7974.T
9062.T
4272.T
5701.T
2282.T
5016.T
5001.T
3893.T
5202.T
4041.T
5401.T
1332.T
9432.T
9101.T
4021.T
7201.T
2602.T
2002.T
3105.T
3110.T
8604.T
1615.T
6471.T
6472.T
9613.T
9437.T
1802.T
9007.T
3861.T
6703.T
6103.T
1. New
margin Rate
10%
10%
10%
10%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
25%
10%
25%
10%
10%
10%
10%
10%
10%
10%
10%
10%
25%
25%
10%
10%
10%
10%
10%
10%
10%
10%
10%
25%
2. Can go
short?*
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
3. Limited Risk
premium
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Olympus Corp
Osaka Gas Co Ltd
Pacific Metals Co Ltd
Panasonic Corp
Pioneer Corp
Resona Holdings Inc
Ricoh Co Ltd
Sanyo Electric Co Ltd
Sapporo Holdings Ltd
Secom Co Ltd
Sega Sammy Holdings Ltd
Sekisui House Ltd
Seven & I Holdings Co Ltd
Sharp Corp
Shimizu Corp
Shin-Etsu Chemical Co Ltd
Shinko Securities Co Ltd
Shinsei Bank Ltd
Shionogi & Co Ltd
Shiseido Co Ltd
Shizuoka Bank Ltd
Showa Denko KK
Showa Shell Sekiyu KK
SKY Perfect JSAT Holdings Inc.
Softbank Corp
Sojitz Corp
Sompo Japan Insurance Inc
Sony Corp
Square Enix Co. Ltd
Sumco Corp.
Sumitomo Chemical Co Ltd
Sumitomo Corp
Sumitomo Electric Industries Ltd
Sumitomo Heavy Industries Ltd
Sumitomo Metal Industries Ltd
Sumitomo Metal Mining Co Ltd
Sumitomo Mitsui Financial Group Inc
Sumitomo Osaka Cement Co Ltd
Sumitomo Realty & Development Co
Sumitomo Trust & Banking Co Ltd
Suzuki Motor Corp
T&D Holdings Inc
Taiheiyo Cement Corp
Taisei Corp
Taiyo Yuden Co Ltd
Takara Holdings Inc
Takashimaya Co Ltd
Takeda Pharmaceutical Co Ltd
TDK Corp
Teijin Ltd
Terumo Corp
Toagosei Co Ltd
Tobu Railway Co Ltd
Toho Co Ltd/Tokyo
7733.T
9532.T
5541.T
6752.T
6773.T
8308.T
7752.T
6764.T
2501.T
9735.T
6460.T
1928.T
3382.T
6753.T
1803.T
4063.T
8606.T
8303.T
4507.T
4911.T
8355.T
4004.T
5002.T
9412.T
9984.T
2768.T
8755.T
6758.T
9684.T
3436.T
4005.T
8053.T
5802.T
6302.T
5405.T
5713.T
8316.T
5232.T
8830.T
8403.T
7269.T
8795.T
5233.T
1801.T
6976.T
2531.T
8233.T
4502.T
6762.T
3401.T
4543.T
4045.T
9001.T
9602.T
1. New
margin Rate
10%
10%
25%
10%
10%
10%
10%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
25%
10%
10%
10%
25%
25%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
10%
10%
2. Can go
short?*
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
3. Limited Risk
premium
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Toho Zinc Co Ltd
Tokai Carbon Co Ltd
Tokyo Dome Corp
Tokyo Electric Power Co Inc
Tokyo Electron Ltd
Tokyo Gas Co Ltd
Tokyo Steel Manufacturing Co Ltd
Tokyu Corp
Tokyu Land Corp
Toppan Printing Co Ltd
Topy Industries Ltd
Toray Industries Inc
Toshiba Corp
Tosoh Corp
TOTO Ltd
Toyo Seikan Kaisha Ltd
Toyobo Co Ltd
Toyota Motor Corp
Toyota Tsusho Corp
Trans Cosmos Inc
Trend Micro Inc
Ube Industries Ltd/Japan
Unitika Ltd
Uny Co Ltd
West Japan Railway Co
Yahoo! Japan Corp
Yamaha Corp
Yamato Holdings Co Ltd
Yokogawa Electric Corp
Yokohama Rubber Co Ltd
5707.T
5301.T
9681.T
9501.T
8035.T
9531.T
5423.T
9005.T
8815.T
7911.T
7231.T
3402.T
6502.T
4042.T
5332.T
5901.T
3101.T
7203.T
8015.T
9715.T
4704.T
4208.T
3103.T
8270.T
9021.T
4689.T
7951.T
9064.T
6841.T
5101.T
1. New
margin Rate
25%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
10%
25%
10%
10%
10%
25%
10%
10%
10%
10%
10%
10%
2. Can go
short?*
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
3. Limited Risk
premium
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Aalberts Industries
Advanced Metallurgical
Aegon NV
Ahold KON.
Akzo Nobel
Antonov Plc
Arcelor Mittal (Ned)
ASM International NV
ASML Holding NV
BinckBank NV
Boskalis Westminster
Corio NV
CSM
Draka Holding
DJ Euro STOXX 50 - ETF
Eurocastle Investment Ltd
Fugro NV
Heijmans NV
Heineken Holding NV
Heineken NV
Imtech NV
ING Groep NV
InnoConcepts NV
Koninklijke BAM Groep NV
Koninklijke DSM NV
Koninklijke Philips Electronics NV
Koninklijke Vopak NV
Koninklijke Wessanen NV
LogicaCMG Plc
MW Tops Ltd
Nutreco Holding NV
OCE NV
Octoplus
OPG Groep NV
Pharming Group NV
Randstad Holdings NV
Reed Elsevier (Dutch)
Royal Dutch Shell A
Royal Dutch Shell B
Royal KPN NV
SBM Offshore NV
AALB.AS
AMG.AS
AEGN.AS
AHLN.AS
AKZO.AS
ATV.AS
ISPA.AS
ASMI.AS
ASML.AS
BINCK.AS
BOSN.AS
COR.AS
CSMNc.AS
DRAK.AS
EUEA.AS
ECT.AS
FUGRc.AS
HEIJ.AS
HEIO.AS
HEIN.AS
IMUN.AS
ING.AS
INNC.AS
BAMN.AS
DSMN.AS
PHG.AS
VOPA.AS
BSWSc.AS
LOG.AS
TOPSE.AS
NUTR.AS
OCEN.AS
OCTO.AS
OPGNc.AS
PHAR.AS
RAND.AS
ELSN.AS
RDSa.AS
RDSb.AS
KPN.AS
SBMO.AS
1. Nieuw
margin
vereiste
2. Kan ik
short gaan?*
3. Beperkt
risico premie
25%
25%
25%
10%
10%
25%
15%
25%
10%
25%
15%
10%
15%
15%
10%
45%
10%
25%
15%
10%
15%
15%
25%
10%
10%
10%
15%
15%
15%
15%
15%
25%
75%
25%
45%
10%
10%
10%
25%
10%
10%
P
O
O
O
P
P
O
O
P
O
P
P
P
P
O
O
P
O
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
O
P
O
P
P
P
P
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Important note: The column ‘Can go short?’ only indicates whether there are currently any factors (of which we are aware) prohibiting short
positions on the share concerned. There is no guarantee that you will be able to go short of any share cited. In addition, there may be an extra
charge (a borrowing charge) which will be included in the interest adjustment applied to your position. To determine whether a charge applies, call
our dealers in advance of trading. The ability to borrow and the cost of borrowing stock can be changed at short notice.
04/2009
SNS Reaal
Telegraaf Media Groep NV
TNT NV
TomTom
Unit 4 Agresso NV
Van der Moolen Holding NV
Vastned Retail NV
Wavin NV
Wereldhave NV
Wolters Kluwer NV
SR.AS
TLGNc.AS
TNT.AS
TOM2.AS
UNI4.AS
VDMN.AS
VASN.AS
WAVIN.AS
WEHA.AS
WLSNc.AS
1. Nieuw
margin
vereiste
2. Kan ik
short gaan?*
3. Beperkt
risico premie
25%
15%
10%
15%
25%
25%
15%
15%
10%
10%
O
P
P
O
O
O
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Advance SCT Ltd
Advanced Holdings Ltd
AEM Holdings Ltd
Allgreen Properties Ltd
Amara Holdings Ltd
Ascendas Real Estate Inv Trust
Asia Enterprises Holding Ltd
Asia Environment Holdings Ltd
Asia Food & Properties Ltd
Asia Pacific Breweries Ltd
Asia Power Corp Ltd
ASL Marine Holdings Ltd
Ausgroup Limited
Aussino Group Ltd
Auston International Group Ltd
AVJennings Ltd
Aztech Systems Ltd
Babcock & Brown Global Investments
Banyan Tree Holdings Ltd
Beauty China Holdings Ltd
Berlian Laju Tanker
Best World International
Beyonics Technology Ltd
Biosensors Intl
Bio-Treat Tech
Bonvests Holdings Ltd
Boustead Singapore Ltd
Bukit Sembawang
C&G Industrial Holdings Ltd
C&O Pharmaceutical
Cambridge Industrial Trust
CapitaCommercial Trust
CapitaLand Ltd
CapitaMall Trust
CapitaRetail China Trust
CDL Hospitality
Celestial Nutri
Centillion Environment & Recycling
Cerebos Pacific Ltd
CH Offshore Ltd
Chartered Semiconductor Manuf
ASCT.SI
ADVA.SI
AEM.SI
AGRN.SI
AMRA.SI
AEMN.SI
AEHL.SI
ASEN.SI
ASFP.SI
APBB.SI
ASPW.SI
ASLM.SI
AUSG.SI
AUSN.SI
AUST.SI
AVJH.SI
AZTS.SI
BBRF.SI
BANY.SI
BCHI.SI
PTBL.SI
BEST.SI
BEYT.SI
BIOS.SI
BIOT.SI
BVHS.SI
BTSS.SI
BSES.SI
CGTE.SI
COPT.SI
CMIT.SI
CACT.SI
CATL.SI
CMLT.SI
CRCT.SI
CDLT.SI
CELE.SI
CNER.SI
CERE.SI
CHOF.SI
CSMF.SI
1. New
margin rate
2. Can go
short?*
3. Limited Risk
premium
30%
30%
35%
15%
20%
15%
25%
35%
30%
25%
30%
15%
30%
30%
30%
35%
25%
35%
20%
15%
30%
35%
25%
20%
30%
20%
15%
20%
30%
30%
15%
15%
10%
15%
15%
15%
20%
30%
15%
20%
15%
O
O
O
P
O
P
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
O
O
O
P
O
P
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Important note: The column ‘Can go short?’ only indicates whether there are currently any factors (of which we are aware) prohibiting short
positions on the share concerned. There is no guarantee that you will be able to go short of any share cited. In addition, there may be an extra
charge (a borrowing charge) which will be included in the interest adjustment applied to your position. To determine whether a charge applies, call
our dealers in advance of trading. The ability to borrow and the cost of borrowing stock can be changed at short notice.
04/2009
Chemoil Energy Ltd
China Aviation Oil Singapore
China Bearing Singapore Ltd
China Dairy Group
China Energy Ltd
China Enersave Ltd
China Essence
China Fishery Group Ltd.
China Flexible Packaging Holdings
China Hongxing
China Kangda Food Co Ltd
China Milk Products
China Paper Holdings
China Precision
China Sky Chemic
China Sun Bio-Ch
Chip Eng Seng Corp Ltd
Chuan Hup Holdings Ltd
City Developments Ltd
Cityspring Infra Trust
ComfortDelgro Corp Ltd
Cosco Corp Singapore Ltd
Courage Marine Group Ltd
Creative Technology Ltd
CSC Holdings Ltd
CSE Global
Dairy Farm International Holdings
Datapulse Technology Lyd
DBS Group Holdings Ltd
Delong Holdings Ltd
Design Studio Furniture MFGR
DMX Technologies Group Ltd
EDMI Ltd
Ellipsiz Ltd
Enviro-Hub
Epure International Ltd
Equation Corp Ltd
Eucon Holding Ltd
Ezion Holdings Ltd
Ezra Holdings Lt
FabChem China Ltd.
Federal International 2000 Ltd
Fibrechem Tech
Fibrechem Tech Pref
First Resources Ltd
First Ship Lease Trust
FJ Benjamin
Food Empire Holdings Ltd
Fraser and Neave Ltd
Frasers Centrepoint Trust
Freight Links Express Holdings
FTSE CIMB ASEAN 40
Full Apex Holdings Ltd
Fung Choi
Gallant Venture Ltd
CHEL.SI
CNAO.SI
CBRG.SI
CHDA.SI
CENR.SI
CENE.SI
CEGL.SI
CNFG.SI
CHFL.SI
CHXS.SI
CKFC.SI
CHNM.SI
CPHL.SI
CPRS.SI
CSKY.SI
CSUN.SI
CESE.SI
CHHS.SI
CTDM.SI
CITY.SI
CMDG.SI
COSC.SI
CRMG.SI
CREA.SI
CSCH.SI
CSES.SI
DAIR.SI
DATA.SI
DBSM.SI
DELO.SI
DESS.SI
DMXT.SI
EDMI.SI
ELPZ.SI
EHHL.SI
EPIL.SI
EQCR.SI
EUCN.SI
EZHL.SI
EZRA.SI
FBCH.SI
FEDL.SI
FIBR.SI
FIBR_p.SI
FRLD.SI
FSLT.SI
FJBN.SI
FEMP.SI
FRNM.SI
FCRT.SI
FLEH.SI
CFTS.SI
FULL.SI
FUNG.SI
GLVT.SI
1. New
margin rate
2. Can go
short?*
3. Limited Risk
premium
25%
15%
30%
30%
25%
35%
25%
20%
30%
25%
25%
20%
30%
30%
25%
20%
15%
20%
10%
15%
15%
20%
20%
15%
15%
15%
15%
25%
10%
25%
30%
30%
30%
30%
35%
20%
30%
35%
20%
25%
30%
25%
25%
25%
25%
15%
30%
25%
10%
15%
30%
30%
25%
35%
25%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
P
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Gems TV
Genting Intl Plc
Global Testing Corp.
Global Voice Group Ltd
Golden Agri-Resources Ltd
Goodpack Ltd
Great Eastern Holdings Ltd
Guocoland Ltd
Guocoleisure Ltd
Guthrie GTS Ltd
Haw Par Corp Ltd
Hengxin Tech Ltd
HG Metal Manufacturing Ltd
Hiap Seng Engineering Ltd
HI-P Intl Ltd
Ho Bee Investments Ltd
Hong Fok Corp Ltd
Hong Leong Asia
Hong Leong Finance Ltd
Hongguo Intl Ltd
Hongkong Land Holdings Ltd
Hotel Properties
HTL International Holdings Ltd
Hupsteel Ltd
Hyflux Ltd
Indofood Agri Resources Ltd
Innovalues Limited
Interra Resources Ltd.
Jadason Enterprises Ltd
Jade Technologies Holdings Ltd
Jardine Cycle & Carriage Ltd
Jardine Matheson Holdings Ltd
Jardine Strategic Holdings Ltd
Jaya Holdings Ltd
Jiutian Chemical
K1 Ventures Ltd
Keppel Corp Ltd
Keppel Land Ltd
Keppel Telecom & Transport
Kim Eng Holdings Ltd
K-REIT Asia
KS Energy
Li Heng Chemical Fibre Tech
Lian Beng Group Ltd
Lizhong Wheel Group Ltd
LMA Internationa
Longcheer Holdings
Lottvision Ltd
Low Keng Huat Singapore Ltd
Luzhou Bio-Chem
Lyxor ETF China Enterprise HSCEI
Lyxor ETF Commodities CRB
Lyxor ETF HSI EURO
Lyxor ETF India S&P CNX NIFTY
GEMS.SI
GNTG.SI
GTCL.SI
GLOB.SI
GAGR.SI
GPAK.SI
GELA.SI
GUOC.SI
GUCL.SI
GTGS.SI
HPAR.SI
HNGX.SI
HGMM.SI
HSEN.SI
HIPI.SI
HBEE.SI
HONG.SI
HLAA.SI
HLSF.SI
HGUO.SI
HKLD.SI
HPPS.SI
HTLH.SI
HUPS.SI
HYFL.SI
IFAR.SI
INNV.SI
INTR.SI
JADA.SI
JADE.SI
JCYC.SI
JARD.SI
JSH.SI
JAYA.SI
JUTN.SI
KMAR.SI
KPLM.SI
KLAN.SI
KTEL.SI
KEHS.SI
KASA.SI
KSTL.SI
LHCF.SI
LIBG.SI
LWGL.SI
LMAI.SI
LOHO.SI
LVIS.SI
LKH.SI
LUZH.SI
LASI.SI
LCRB.SI
LHSI.SI
LNFU.SI
1. New
margin rate
2. Can go
short?*
3. Limited Risk
premium
35%
10%
30%
35%
20%
15%
20%
20%
25%
20%
15%
30%
25%
25%
15%
15%
20%
20%
15%
25%
10%
15%
35%
20%
15%
25%
30%
30%
30%
30%
15%
10%
10%
20%
30%
20%
10%
15%
25%
15%
15%
20%
25%
30%
30%
30%
15%
35%
20%
30%
25%
30%
25%
30%
O
O
O
O
P
O
O
P
P
O
O
O
O
O
P
P
O
O
O
O
P
P
O
O
O
O
O
O
O
O
P
O
O
O
O
O
P
P
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Lyxor ETF Japan Topix
Lyxor ETF Korea EURO
Lyxor ETF MSCI AC Asia Pacific
Lyxor ETF MSCI Taiwan
Macquarie Intl I
Magnus Energy Group Ltd
Mandarin Oriental International Ltd
Mapletree Logistics Trust
Mediaring Ltd
Memory Devices Ltd
Memtech International Ltd
Metro Holdings Ltd.
MFS Technology
Midas Holdings
Mirach Energy Ltd
MobileOne Ltd
MSCI India - INDIA
Neptune Orient Lines Ltd
New Toyo International Holdings
Noble Group Ltd
Oceanus Group Ltd
Olam International Ltd
Orchard Parade Holdings Ltd
OSIM International Ltd
Ouhua Energy Holdings Ltd
Oversea-Chinese Banking Corp
Overseas Union Enterprise Ltd
Pac Andes Holdings Ltd.
Pacific Shipping Trust
Pan Hong Property Group Ltd.
Parkway Holdings Ltd
People's Food Holdings Ltd
Petra Foods Ltd
Pine Agritech Ltd
Raffles Education Corp Ltd
Raffles Medical Group Ltd
Reyoung Pharm
Rickmers Maritime
Rotary Engineering Ltd.
Samudera Shipping Line Ltd
Sarin Tech Ltd
SBS Transit Ltd
SC Global Developments Ltd
SembCorp Industries Ltd
SembCorp Marine Ltd
Shangri-La Asia Ltd
SIA Engineering
Sihuan Pharmaceutical Hldgs
Silverlake Axis Ltd
Sin Ghee Huat Corp Ltd
Sing Holdings Ltd
Singapore Airlines Ltd
Singapore Airport Terminal Services Ltd
Singapore Exchange Ltd
Singapore Food Industries Ltd
Singapore Land Ltd
LJPN.SI
LKRW.SI
LAEJ.SI
LTWN.SI
MIIF.SI
MAGN.SI
MOIL.SI
MAPL.SI
MRNG.SI
MMDI.SI
MEMT.SI
MTHL.SI
MFSO.SI
MIDA.SI
MIEL.SI
MONE.SI
INDI.SI
NEPS.SI
NTYO.SI
NOBG.SI
OCGL.SI
OLAM.SI
ORCH.SI
OSIL.SI
OUEH.SI
OCBC.SI
OVES.SI
PACF.SI
PFST.SI
PNHG.SI
PARM.SI
PPFH.SI
PEFO.SI
PINE.SI
RLSE.SI
RAFG.SI
REPL.SI
RIMT.SI
ROTE.SI
SAMU.SI
SARI.SI
SBVV.SI
SCGO.SI
SCIL.SI
SCMN.SI
SHNG.SI
SIAE.SI
SIHP.SI
SLVX.SI
SGHC.SI
SHDS.SI
SIAL.SI
SIAT.SI
SGXL.SI
SFIL.SI
SLND.SI
1. New
margin rate
2. Can go
short?*
3. Limited Risk
premium
30%
30%
25%
30%
15%
30%
25%
15%
30%
35%
30%
20%
25%
20%
35%
15%
15%
15%
30%
15%
20%
15%
20%
35%
30%
10%
30%
15%
25%
30%
15%
20%
25%
20%
15%
15%
30%
15%
20%
30%
30%
20%
20%
10%
15%
30%
10%
20%
30%
30%
30%
10%
15%
10%
15%
15%
O
O
O
O
O
O
O
O
O
O
O
O
P
O
O
P
O
P
O
O
O
O
O
O
O
P
O
O
O
P
P
P
P
O
P
O
O
O
O
O
O
O
P
P
P
O
O
O
O
O
O
P
P
P
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Singapore Land Ltd
Singapore Post Ltd
Singapore Press Holdings Ltd
Singapore Technologies Engineering
Singapore Telecommunications Ltd
Sino Techfibre Ltd
Sino-Environment Holdings Ltd
Sinomem Technolgies
Sinostar PEC Holdings Ltd
Sinwa Ltd
Sky China Petrol
SMB United Ltd
Smrt Corp Ltd
SP Ausnet
SP Chemicals Ltd
SPDR Gold Trust
SSH Corp Ltd
Stamford Land Corp Ltd
Stamford Tyres Corp Ltd
Star Cruises Ltd
Starhub Ltd
STATS ChipPAC Ltd
Straits Asia Resources Ltd
Straits Trading Co Ltd
streetTRACKS STIFund
STX Pan Ocean Co
Sun East Group Ltd
Sunningdale Tech Ltd
Sunpower Group Ltd
Sunray Holdings
Sunshine Holdings Ltd
Suntec Real Estate Investment Trust
Sunvic Chemical Holdings
Super Coffeemix MFG Ltd
Surface Mount Technology
Swiber Holdings Ltd
Swissco International Ltd
Synear Food Holdings Ltd
Tai Sin Electric Cables
Tan Chong International Ltd
Tat Hong Holdings Ltd.
Thai Beverage PCL
Thomson Medical Centre Ltd.
Tiong Woon Corp
TPV Technology Ltd
Tuan Sing Holdings Ltd
UMS Holdings Ltd
United Engineers Ltd
United Fiber System Ltd
United Industrial Corp Ltd
United Overseas Bank Ltd
United Overseas Land Ltd
UOB-Kay Hian Holdings Ltd
Venture Corp Ltd
WBL Corp Ltd
SPCS.SI
SPOS.SI
SPRM.SI
STEG.SI
STEL.SI
SNTH.SI
SOET.SI
SINO.SI
SNSR.SI
SINW.SI
SCPS.SI
SMBU.SI
SMRT.SI
SPAU.SI
SINP.SI
SGLD.SI
SSHL.SI
SFLD.SI
STAS.SI
SARC.SI
STAR.SI
STTS.SI
STRL.SI
STCM.SI
STTF.SI
STXPx.SI
SETG.SI
SUND.SI
SUNP.SI
SRAY.SI
SNHL.SI
SUNT.SI
SVCH.SI
SCOF.SI
SMTD.SI
SWBR.SI
SWIS.SI
SYFH.SI
TAIS.SI
TCIL.SI
TAT.SI
TBEV.SI
THOM.SI
TION.SI
TPVH.SI
TSHS.SI
UMSH.SI
UTES.SI
UFSL.SI
UICS.SI
UOBH.SI
UTOS.SI
UOKH.SI
VENM.SI
WEAS.SI
1. New
margin rate
2. Can go
short?*
3. Limited Risk
premium
15%
15%
10%
10%
10%
20%
20%
30%
35%
30%
25%
25%
15%
20%
15%
15%
25%
20%
30%
25%
10%
15%
20%
20%
15%
20%
35%
30%
30%
30%
35%
15%
25%
20%
35%
25%
25%
25%
30%
30%
20%
15%
25%
25%
30%
25%
30%
15%
30%
15%
10%
15%
20%
15%
20%
P
P
P
P
P
O
O
O
O
O
O
O
P
O
O
O
O
O
O
O
P
P
P
O
O
O
O
O
O
O
O
P
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
O
O
O
P
P
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Wheelock Properties S Ltd
Wilmar
Wing Tai Holdings Ltd
Yangzijiang Shipbuilding Holdings
Yanlord Land Group Ltd
Yongnam Holdings Ltd
WPSL.SI
WLIL.SI
WTHS.SI
YAZG.SI
YNLG.SI
YNAM.SI
1. New
margin rate
2. Can go
short?*
3. Limited Risk
premium
15%
15%
15%
20%
15%
20%
P
O
O
O
P
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
ABSA Group Ltd
Acucap Properties Ltd
Adcock Ingram Holdings Ltd
Adcorp Holdings Ltd
Aeci Ltd
Afgri Ltd
African Bank Investments Ltd
African Oxygen Ltd
African Rainbow Minerals Ltd
Allied Electronics Corp Ltd
Allied Electronics Corp Ltd - Pref
Allied Technologies Ltd
Anglo American PLC (SA)
Anglo Platinum Ltd
AngloGold Ashanti Ltd
ApexHi Properties Ltd - A
ApexHi Properties Ltd - B
Argent Industrial Limited
Aspen Pharmacare Holdings Ltd
Astral Foods Ltd
Astrapak Ltd
Aveng Ltd
AVI Ltd
Barloworld Ltd
Basil Read Holdings Ltd
BHP Billiton PLC (SA)
Bidvest Group Ltd
Brait SA
British American Tobacco PLC
Business Connexion Group Ltd
Capital Property Fund
Capitec Bank Holdings Ltd
Caxton & CTP Publishers & Printers
City Lodge Hotels Ltd
Compagnie Financiere Richemont AG
Coronation Fund Managers Ltd
DataTec Ltd
Dimension Data Holdings Plc - (SA)
Discovery Holdings Ltd
DRDGOLD Ltd - (SA)
Emira Property Fund
ASAJ.J
ACPJ.J
AIPJ.J
ADRJ.J
AFEJ.J
AFRJ.J
ABLJ.J
AFXJ.J
ARIJ.J
ATNJ.J
ATNPp.J
ALTJ.J
AGLJ.J
AMSJ.J
ANGJ.J
APAJ.J
APBJ.J
ARTJ.J
APNJ.J
ARLJ.J
APKJ.J
AEGJ.J
AVIJ.J
BAWJ.J
BSRJ.J
BILJ.J
BVTJ.J
BATJ.J
BTIJ.J
BCXJ.J
CPLJ.J
CPIJ.J
CATJ.J
CLHJ.J
CFRJ.J
CMLJ.J
DTCJ.J
DDTJ.J
DSYJ.J
DRDJ.J
EMIJ.J
1. New
magin Rate
2. Can go
short?*
3. Limited Risk
premium
10%
25%
25%
25%
10%
25%
10%
10%
15%
25%
20%
20%
10%
10%
10%
25%
20%
25%
10%
10%
25%
10%
15%
10%
25%
10%
10%
25%
25%
25%
25%
25%
20%
25%
10%
25%
25%
15%
10%
25%
25%
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Important note: The column ‘Can go short?’ only indicates whether there are currently any factors (of which we are aware) prohibiting short
positions on the share concerned. There is no guarantee that you will be able to go short of any share cited. In addition, there may be an extra
charge (a borrowing charge) which will be included in the interest adjustment applied to your position. To determine whether a charge applies, call
our dealers in advance of trading. The ability to borrow and the cost of borrowing stock can be changed at short notice.
04/2009
Eqstra Holdings Ltd
Exxaro Resources Ltd
FirstRand Ltd
Foschini Ltd
Freeworld Coatings Ltd
Gijima Ast Group Ltd
Gold Fields Ltd
Gold Reef Resorts Ltd
Grindrod Ltd
Group Five Ltd - (SA)
Growthpoint Properties Ltd
Harmony Gold Mining Co Ltd
Highveld Steel and Vanadium Corp
Hospitality Property Fund Ltd
Hudaco Industries Ltd
Hulamin Ltd
Hyprop Investments Ltd
Iliad Africa Ltd
Illovo Sugar Ltd
Impala Platinum Holdings Ltd
Imperial Holdings Ltd
Investec Ltd
Investec Plc
JD Group Ltd
Kap International Holdings Ltd
Keaton Energy Holdings Ltd
Kumba Iron Ore Limited
Lewis Group Ltd
Liberty Holdings
Liberty International PLC
Lonmin Plc (SA)
Makalani Holdings Ltd
Massmart Holdings Ltd
Medi-Clinic Corp Ltd
Merafe Resources Ltd
Metorex Ltd
Metropolitan Holdings Ltd
Mittal Steel South Africa Ltd
Mondi (SA) Plc
Mondi (UK) Plc
Mr Price Group Ltd
MTN Group Ltd
Murray & Roberts Holdings Ltd
Mustek Ltd
Mvelaphanda Group Ltd
Mvelaphanda Resources Ltd
Nampak Ltd
Naspers Ltd
Nedbank Group Ltd
Network Healthcare Holdings Ltd
New Clicks Holdings Ltd
NewGold Issuer Ltd
Northam Platinum Ltd
Oceana Group Ltd
Old Mutual PLC
EQSJ.J
EXXJ.J
FSRJ.J
FOSJ.J
FWDJ.J
GIJJ.J
GFIJ.J
GDFJ.J
GNDJ.J
GRFJ.J
GRTJ.J
HARJ.J
HVLJ.J
HPAJ.J
HDCJ.J
HLMJ.J
HYPJ.J
ILAJ.J
ILVJ.J
IMPJ.J
IPLJ.J
INLJ.J
INPJ.J
JDGJ.J
KAPJ.J
KEHJ.J
KIOJ.J
LEWJ.J
LBHJ.J
LBTJ.J
LONJ.J
MKLJ.J
MSMJ.J
MDCJ.J
MRFJ.J
MTXJ.J
METJ.J
ACLJ.J
MNDJ.J
MNPJ.J
MPCJ.J
MTNJ.J
MURJ.J
MSTJ.J
MVGJ.J
MVLJ.J
NPKJ.J
NPNJn.J
NEDJ.J
NTCJ.J
NCLJ.J
GLDJ.J
NHMJ.J
OCEJ.J
OMLJ.J
1. New
magin Rate
2. Can go
short?*
3. Limited Risk
premium
25%
10%
10%
10%
25%
25%
15%
20%
10%
20%
10%
10%
10%
25%
15%
25%
15%
20%
20%
10%
10%
10%
10%
15%
25%
25%
10%
15%
50%
10%
15%
25%
10%
10%
25%
50%
15%
15%
10%
10%
10%
10%
10%
25%
15%
25%
20%
10%
10%
10%
15%
20%
25%
25%
10%
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
04/2009
Omnia Holdings Ltd
Palabora Mining Co Ltd
Pangbourne Properties Ltd
Phumelela Gaming & Leisure
Pick'n Pay Holdings Ltd
Pick'n Pay Stores Ltd
Pretoria Portland Cement Co Ltd
PSG Group Ltd
Rainbow Chicken Ltd
Real Africa Holdings Ltd
Redefine Income Fund Ltd
Reinet Investments SCA
Remgro Ltd
Resilient Property Income Fund Ltd
Reunert Ltd
RMB Holdings Ltd
SABMiller PLC (SA)
Sanlam Ltd
Santam Ltd
Sappi Ltd
Sasol Ltd
Satrix 40
Satrix FINI
Satrix INDI
Satrix Resi
Shoprite Holdings Ltd
Simmer & Jack Mines Ltd
Spar Group Ltd
Standard Bank Group Ltd
Stefanutti & Bressan Ltd
Steinhoff International Holdings
Sun International Ltd
Super Group Ltd
SXR Uranium One Inc
Sycom Property Fund
Telkom SA Ltd
Tiger Brands Ltd
Tongaat-Hulett Group Ltd
Trans Hex Group Ltd
Trencor Ltd
Truworths International Ltd
Vox Telecom Ltd
Wilson Bayly Holmes-Ovcon Ltd
Woolworths Holdings Ltd
OMNJ.J
PAMJ.J
PAPJ.J
PHMJ.J
PWKJ.J
PIKJ.J
PPCJ.J
PSGJ.J
RBWJ.J
RAHJ.J
RDFJ.J
REIJ.J
REMJ.J
RESJ.J
RLOJ.J
RMHJ.J
SABJ.J
SLMJ.J
SNTJ.J
SAPJ.J
SOLJ.J
STX40J.J
STXFINJ.J
STXINDJ.J
STXRESJ.J
SHPJ.J
SIMJ.J
SPPJ.J
SBKJ.J
SSKJ.J
SHFJ.J
SUIJ.J
SPGJ.J
UUUJ.J
SYCJ.J
TKGJ.J
TBSJ.J
TONJ.J
TSXJ.J
TREJ.J
TRUJ.J
VOXJ.J
WBOJ.J
WHLJ.J
1. New
magin Rate
2. Can go
short?*
3. Limited Risk
premium
25%
25%
15%
25%
10%
10%
10%
15%
20%
25%
15%
20%
10%
25%
15%
10%
10%
10%
15%
10%
10%
15%
10%
10%
25%
10%
25%
10%
10%
25%
10%
15%
25%
25%
15%
10%
10%
10%
25%
25%
10%
25%
20%
10%
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
04/2009
Abengoa SA
Abertis Infraestructuras SA
Acciona SA
Acerinox SA
ACS Actividades Cons y Serv
Adolfo Dominguez
Afirma Grupo Immobiliario Sa
Aguas de Barcelona
Amper SA
Antena 3 de Television SA
Arcelor Mittal (Sp)
Avanzit S.A.
Azkoyen SA
Banco Bilbao Vizcaya Argentaria SA
Banco de Valencia SA
Banco Espanol de Credito SA
Banco Guipuzcoano SA
Banco Pastor SA
Banco Popular Espanol (Sp)
Banco Sabadell SA
Banco Santander Central Hisp (Sp)
Bankinter SA
Baron de Ley
Befesa Medio Ambiente SA
Bolsas y Mercados Espanoles
Caja de Ahorros del Mediterraneo
Campofrio Alimentacion SA
Cementos Portland Valderrivas SA
Cia Espanola de Petroleos
Cie Automotive SA
Cintra Concesiones de Inf de Trans
Clinica Baviera
Codere SA
Construcciones y Auxiliar de Ferro
Corp Dermoestetica
Corp Financiera Alba
Corp Mapfre SA
Criteria Caixacorp SA
Dinamia
Dogi International Fabrics SA
Duro Felguera SA
ABG.MC
ABE.MC
ANA.MC
ACX.MC
ACS.MC
ADZ.MC
AFRA.MC
AGS.MC
APE.MC
A3TV.MC
MTS.MC
AVZ.MC
AZK.MC
BBVA.MC
BVA.MC
BTO.MC
GUI.MC
PAS.MC
POP.MC
SABE.MC
SAN.MC
BKT.MC
BDL.MC
BMA.MC
BME.MC
CAHM.MC
CPF.MC
CPLN.MC
CEP.MC
CIEA.MC
CCIT.MC
CBAV.MC
CDRE.MC
CAF.MC
DERM.MC
ALB.MC
MAP.MC
CRIT.MC
DIN.MC
DGI.MC
MDF.MC
1. Nuevo tipo
de margen
2. ¿Posición
corta?*
3. Prima de
riesgo limitado
25%
10%
10%
10%
10%
45%
35%
35%
50%
20%
25%
25%
25%
10%
25%
10%
25%
25%
10%
10%
10%
15%
25%
75%
10%
25%
25%
25%
35%
25%
10%
45%
25%
25%
25%
25%
10%
25%
45%
45%
25%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Nota importante: la columna “¿Posición corta?” sólo indica si actualmente hay algún factor (del que nosotros seamos conscientes) que prohíba las
posiciones cortas en las acciones correspondientes. No hay garantías de que usted pueda ponerse corto en las acciones citadas. Adicionalmente,
pueden existir cargos adicionales (comisiones por el préstamo de valores) que se incluirán en los ajustes por intereses aplicados a su posición.
Para determinar si este cargo se va a aplicar, llame a nuestros dealers antes de abrir la operación. La posibilidad de tomar prestadas las acciones
y su posible coste pueden ser cambiadas con poca antelación.
04/2009
Ebro Puleva SA
Electrificaciones del Norte
Enagas
Endesa SA
Ercros SA
European Aero Defence & Space (Sp)
FAES FARMA SA
Fersa Energias Renovables
Fluidra SA
Fomento de Construcciones
Funespana SA
Gamesa Corp Tecnologica SA
Gas Natural SDG SA
General de Alquiler de Maquinaria
Gestevision Telecinco SA
Grifols SA
Grupo Catalana Occidente
Grupo Empresarial Ence SA
Grupo Ferrovial SA
Iberdrola Renovables
Iberdrola SA
Iberia Lineas Aereas de Espana
Iberpapel Gestion SA
Inbesos SA
Inditex SA
Indo Internacional SA
Indra Sistemas SA
Informes y Proyectos SA
Inmobiliaria Colonial
Itinere Infraestructura SA
Jazztel Plc
La Seda de Barcelona
Laboratorios Almirall SA
Lingotes Especiales SA
Mecalux SA
Metrovacesa SA
Miquel y Costas
Montebalito SA
Natra SA
Natraceutical SA
NH Hoteles SA
Nicolas Correa SA
Obrascon Huarte Lain SA
Papeles y Cartones de Europa (Sp)
Parquesol Inmobiliaria SA
Pescanova SA
Prim SA
Promotora de Informaciones SA
Prosegur Cia de Seguridad SA
Puleva Biotech SA
Realia Business SA
Red Electrica de Espana
Reno de Medici (Sp)
EVA.MC
ENOR.MC
ENAG.MC
ELE.MC
ECR.MC
EAD.MC
FAE.MC
FRS.MC
FLUI.MC
FCC.MC
FUNE.MC
GAM.MC
GAS.MC
GALQ.MC
TL5.MC
GRLS.MC
GCO.MC
ENC.MC
FER.MC
IBR.MC
IBE.MC
IBLA.MC
IBG.MC
IBES.MC
ITX.MC
IDO.MC
IDR.MC
INY.MC
COL.MC
ITIE.MC
JAZ.MC
SED.MC
ALM.MC
LGT.MC
MLX.MC
MVC.MC
MCM.MC
MTBA.MC
NATR.MC
NATE.MC
NHH.MC
NEA.MC
OHL.MC
PYCE.MC
PSL.MC
PVA.MC
PRIM.MC
PRS.MC
PSG.MC
PUL.MC
RLIA.MC
REE.MC
RDM.MC
1. Nuevo tipo
de margen
2. ¿Posición
corta?*
3. Prima de
riesgo limitado
10%
25%
10%
10%
25%
35%
25%
25%
45%
10%
45%
10%
10%
45%
10%
10%
20%
25%
10%
10%
10%
10%
75%
75%
10%
75%
15%
75%
75%
15%
25%
25%
25%
75%
25%
35%
75%
45%
75%
75%
20%
45%
25%
25%
75%
25%
45%
25%
25%
45%
25%
10%
45%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
P
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Renta Corp Real Estate SA
Repsol YPF SA
Reyal Urbis SA
Sacyr Vallehermoso SA
Service Point Solutions SA
SNIACE
Sol Melia SA
Solaria Energia y Medio Ambiente
SOS Cuetara SA
Tavex Algodonera SA
Tecnicas Reunidas SA
Telecomunicaciones y Energia
Telefonica SA
Tubacex SA
Tubos Reunidos SA
Union Fenosa SA
Unipapel SA
Uralita SA
Urbas Proyectos Urbanisticos SA
Vertice Trescientos Sesenta
Vidrala SA
Viscofan SA
Vocento SA
Vueling Airlines SA
Zardoya-Otis SA
Zeltia SA
REN.MC
REP.MC
REYU.MC
SVO.MC
SPSL.MC
SNCE.MC
SOL.MC
SLRS.MC
SOS.MC
ASA.MC
TRE.MC
TECM.MC
TEF.MC
TUBA.MC
TUR.MC
UNF.MC
UPL.MC
URA.MC
UBS.MC
VTSG.MC
VID.MC
VIS.MC
VOC.MC
VULG.MC
ZOT.MC
ZEL.MC
1. Nuevo tipo
de margen
2. ¿Posición
corta?*
3. Prima de
riesgo limitado
45%
10%
25%
10%
45%
45%
25%
25%
25%
45%
25%
45%
10%
20%
25%
10%
75%
25%
45%
45%
25%
25%
25%
25%
15%
25%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
ABB (Swedish)
Alfa Laval AB
Assa Abloy AB - B
AstraZeneca (Swe)
Atlas Copco AB - A
Atlas Copco AB - B
Autoliv Inc
Axfood AB
BioInvent International AB
Boliden AB
Brostrom AB
Castellum AB
Concordia Maritime
Electrolux AB
Elekta AB
Enea AB
Eniro AB
Ericsson (Sw)
Fabege AB
Getinge AB
Gunnebo AB
Hakon Invest AB
Hennes & Mauritz AB
Hexagon AB
HIQ International AB
Holmen AB
Hufvudstaden AB
Husqvarna AB-A
Husqvarna AB-B
IBS AB
Industrial & Financial Systems
Industrivarden AB - A
Industrivarden AB - C
Intrum Justitia AB
Investor AB - A
Investor AB - B
JM AB
Kinnevik Investment AB
Klovern AB
Kungsleden AB
LBI International AB
Lindab Intl AB
ABB.ST
ALFA.ST
ASSAb.ST
AZN.ST
ATCOa.ST
ATCOb.ST
ALIVsdb.ST
AXFO.ST
BINV.ST
BOL.ST
BROb.ST
CAST.ST
CCORb.ST
ELUXb.ST
EKTAb.ST
ENEA.ST
ENRO.ST
ERICb.ST
FABG.ST
GETIb.ST
GUNN.ST
HAKN.ST
HMb.ST
HEXAb.ST
HIQ.ST
HOLMb.ST
HUFVc.ST
HUSQa.ST
HUSQb.ST
IBSb.ST
IFSb.ST
INDUa.ST
INDUc.ST
IJ.ST
INVEa.ST
INVEb.ST
JM.ST
KINVb.ST
KLOV.ST
KLED.ST
LBI.ST
LIAB.ST
1. Ny
marginalkrav
2. Kan
blankas?*
3. Premie för
begränsad risk
10%
15%
15%
10%
10%
10%
25%
25%
25%
25%
35%
25%
25%
15%
25%
35%
25%
10%
25%
25%
25%
25%
10%
25%
25%
25%
25%
25%
25%
35%
35%
25%
25%
25%
25%
15%
25%
25%
25%
25%
25%
25%
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Viktig information: Kolumnen “Kan blankas?” skall endast ses som en guide till huruvida det för närvarande finns några omständigheter (som vi
känner till) som förhindrar korta positioner på den berörda aktien. Den är inte en garanti att du kommer att kunna blanka en aktie som anges. Det
kan därutöver tillkomma en extra avgift (en belåningskostnad) som kommer att inkluderas i räntejusteringen som gäller för din position. För att
fastställa huruvida en avgift tillkommer ber vi dig kontakta vår kundservice innan du handlar. Möjligheten att låna och kostnaden för att låna aktier
kan förändras med kort varsel.
04/2009
Lundbergforetagen AB
Lundin Mining Corp
Lundin Petroleum AB
Meda AB A shs
Metro International - A
Metro International SA
Millicom Internetional Cell
Modern Times Group B
Munters AB
Niscayah Group AB
Nobia AB
Nokia (Swe)
Nordea (Swedish)
Old Mutual Plc (Swe)
Oresund Investment AB
Oriflame Cosmetics SA
Precise Biometrics AB
Q-Med AB
Ratos AB
Sandvik AB
SAS AB
Scania AB - A
Scania AB - B
Securitas AB
Semcon AB
Sigma AB
Skandinaviska Enskilda Banken AB
Skanska AB
SKF B
SkiStar AB
Ssab Svenskt Stal AB
SSAB Svenskt Stal AB-SR A
Stora Enso Oyj - A (Swe)
Stora Enso Oyj - R (Swe)
Svenska Cellulosa AB
Svenska Handelsbanken
Swedbank AB
Swedish Match AB
Tele2 B
Teleca AB B shares
Teliasonera (Swe)
Tietoenator (Swe)
TradeDoubler AB
Transcom WorldWide SA
Trelleborg AB
Unibet Group Plc
Volvo AB - A
Volvo AB - B
Vostok Gas Ltd
Wallenstam Byggnads AB
West Siberian Resources - SDR
Wihlborgs Fastigheter AB
LUNDb.ST
LUMIsdb.ST
LUPE.ST
MEDAa.ST
MTROsdba.ST
MTROsdbb.ST
MICsdb.ST
MTGb.ST
MTRS.ST
NISCb.ST
NOBI.ST
NOKI.ST
NDA.ST
OLDM.ST
ORES.ST
ORIsdb.ST
PREC.ST
QMED.ST
RATOb.ST
SAND.ST
SAS.ST
SCVa.ST
SCVb.ST
SECUb.ST
SEMC.ST
SIGMb.ST
SEBa.ST
SKAb.ST
SKFb.ST
SKISb.ST
SSABb.ST
SSABa.ST
STEa.ST
STEr.ST
SCAb.ST
SHBa.ST
SWEDa.ST
SWMA.ST
TEL2b.ST
TELCb.ST
TLSN.ST
TIEN.ST
TRAD.ST
TWWsdbb.ST
TRELb.ST
UNIBsdb.ST
VOLVa.ST
VOLVb.ST
VGASsdb.ST
WALLb.ST
WSIBsdb.ST
WIHL.ST
1. Ny
marginalkrav
2. Kan
blankas?*
3. Premie för
begränsad risk
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
10%
15%
25%
25%
25%
75%
25%
25%
10%
25%
25%
10%
15%
25%
25%
25%
15%
15%
35%
25%
25%
75%
75%
15%
15%
25%
10%
15%
25%
10%
35%
35%
25%
25%
35%
25%
10%
25%
35%
25%
25%
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
O
O
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
Austria
Andritz AG
A-Tec Industries AG
Atrium European Real Estate Ltd
Austrian Airlines
AVW Invest
BetandWin.com Int Entertainment
BWT AG
CA Immobilien Anlagen AG
Christ Water Technology AG
Conwert Immobilien Invest AG
Erste Bank der Oesterreichischen
EVN AG
Flughafen Wien AG
Immoeast Immobilien Anlagen AG
Immofinanz Immobilien
Intercell AG
Mayr-Melnhof Karton AG
Oesterreichische Post AG
OMV AG
Palfinger AG
Polytec Holding AG
Raiffeisen Int Bank Holding
RHI AG
Schoeller-Bleckmann Oilfield
Semperit AG Holding
Sparkassen Immobilien AG
Strabag SE
Telekom Austria AG
Uniqa Versicherungen AG
Verbund Oest Elek
Vienna Insurance Group
Voestalpine
Wienerberger AG
ANDR.VI
ATEC.VI
ATRV.VI
AUAV.VI
AVWI.VI
BWIN.VI
BWTV.VI
CAIV.VI
CWTE.VI
CONW.VI
ERST.VI
EVNV.VI
VIEV.VI
IMEA.VI
IMFI.VI
ICEL.VI
MMKV.VI
POST.VI
OMVV.VI
PALF.VI
POLV.VI
RIBH.VI
RHIV.VI
SBOE.VI
SMPV.VI
SIAG.VI
STRV.VI
TELA.VI
UNIQ.VI
VERB.VI
VIGR.VI
VOES.VI
WBSV.VI
25%
45%
25%
25%
75%
25%
45%
25%
75%
25%
25%
25%
25%
25%
25%
10%
25%
10%
10%
25%
75%
10%
25%
25%
25%
25%
10%
10%
25%
10%
25%
25%
10%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
Belgium
Ackermans & van Haaren NV
AGFA-Gevaert NV
Anheuser-Busch InBev NV
Barco NV
Bekaert SA
Belgacom SA
ACKB.BR
AGFB.BR
INTB.BR
BAR.BR
BEKB.BR
BCOM.BR
25%
25%
10%
25%
25%
10%
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
1: Margin rate / Marginsatz / Margine / Marginalkrav / Margin / Porcentaje de depósito requerido / Couverture
2: Can go short? / Möglichkeit short zu gehen / Vendita allo scoperto / Kan blankas? / Kan ik short gaan? / ¿Posición corta? / Position courte?
3: Limited Risk premium / Prämie zur Risikobegrenzung / Premio Rischio Limitato / Premie för Begränsad Risk / Beperkt risico premie / Prima de
riesgo limitado / Coût Stop Garanti
*Important note: The column ‘Can go short?’ only indicates whether there are currently any factors (of which we are aware) prohibiting short
positions on the share concerned. There is no guarantee that you will be able to go short of any share cited. In addition, there may be an extra
charge (a borrowing charge) which will be included in the interest adjustment applied to your position. To determine whether a charge applies, call
our dealers in advance of trading. The ability to borrow and the cost of borrowing stock can be changed at short notice.
04/2009
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
CNP-CIE Natle A Portefeuille
Cofinimmo
Colruyt SA
Compagnie Maritime Belge SA
Delhaize Group
Dexia (Belgium)
D'ieteren SA
Fortis (Belgian)
Groupe Bruxelles Lambert SA
KBC Groep NV
Mobistar SA
Omega Pharma SA
Option NV
Punch International
RHJ International
Solvay SA
Telenet Group Holding
Tessenderlo Chemie NV
UCB SA
Umicore
NAT.BR
COFB.BR
COLR.BR
CMB.BR
DELB.BR
DEXI.BR
IETB.BR
FOR.BR
GBLB.BR
KBC.BR
MSTAR.BR
OMEP.BR
OPIN.BR
PUNC.BR
RHJI.BR
SOLB.BR
TNET.BR
TESB.BR
UCB.BR
UMI.BR
25%
25%
25%
25%
15%
15%
45%
15%
15%
15%
10%
25%
45%
45%
25%
25%
15%
25%
25%
15%
P
P
P
P
P
O
P
O
P
O
P
P
P
P
O
P
P
O
P
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
Denmark
AP Moller - Maersk A
AP Moller - Maersk B
Bang & Olufsen A/S - B Shares
Carlsberg AS-B
Coloplast A/S
D/S Norden
Dampskibsselskabet Torm AS
Danisco A/S
Danske Bank A/S
DSV A/S
EAST ASIATIC
FLSmidth & Co A/S
Genmab AS
GN Store Nord
Greentech Energy Systems
H Lundbeck A/S
Jyske Bank
Nordea (Danish)
Nordicom AS
Novo-Nordisk A/S
Novozymes A/S
Sydbank A/S
TDC A/S
Topdanmark A/S
Trygvesta AS
Vestas Wind Systems A/S
William Demant Holding
MAERSKa.CO
MAERSKb.CO
BOb.CO
CARLb.CO
COLOb.CO
DNORD.CO
TORM.CO
DCO.CO
DANSKE.CO
DSV.CO
OSTC.CO
FLS.CO
GEN.CO
GN.CO
G3E.CO
LUN.CO
JYSK.CO
NDA.CO
NRDC.CO
NOVOb.CO
NZYMb.CO
SYDB.CO
TDC.CO
TOP.CO
TRYG.CO
VWS.CO
WDH.CO
25%
25%
45%
15%
25%
25%
25%
25%
15%
15%
25%
25%
15%
15%
25%
25%
25%
15%
45%
15%
25%
25%
15%
25%
25%
15%
25%
P
P
O
O
O
P
P
P
O
P
P
P
O
P
P
O
O
P
P
O
O
O
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
Finland
Amer Sports OYJ
Cargotec Corp
Elisa OYJ
Finnlines OYJ
AMEAS.HE
CGCBV.HE
ELI1V.HE
FLG1S.HE
25%
15%
10%
45%
P
P
P
P
0.30%
0.30%
0.30%
0.30%
04/2009
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
Fortum Oyj
Huhtamaki Oyj
Kemira OYJ
Kesko OYJ
Kone OYJ
Konecranes OYJ
Metso Oyj
M-real Oyj
Neste Oil OYJ
Nokia (Fin)
Nokian Renkaat OYJ
Nordea (Finnish)
Oriola-KD Oyj
Outokumpu OYJ
Outotec OYJ
Raisio Plc
Rautaruukki Oyj
Ruukki Group
Sampo Oyj
Sanoma-WSOY Oyj
Stockman Oyj - B
Stora Enso (Fin)
Teliasonera (Fin)
Tietoenator (Fin)
UPM-Kymmene Oyj
Uponor Oyj
YIT OYJ
FUM1V.HE
HUH1V.HE
KRA1V.HE
KESBV.HE
KNEBV.HE
KCR1V.HE
MEO1V.HE
MRLBV.HE
NES1V.HE
NOK1V.HE
NRE1V.HE
NDA1V.HE
OKDBV.HE
OUT1V.HE
OTE1V.HE
RAIVV.HE
RTRKS.HE
RUG1V.HE
SAMAS.HE
SAA1V.HE
STCBV.HE
STERV.HE
TLS1V.HE
TIE1V.HE
UPM1V.HE
UNR1V.HE
YTY1V.HE
10%
25%
25%
10%
10%
15%
10%
25%
10%
10%
10%
10%
25%
10%
15%
45%
10%
25%
10%
10%
25%
10%
10%
15%
10%
15%
15%
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
Greece
Aegean Airlines SA
Agricultural Bank of Greece
Alapis Holding Industrial
Alpha Bank AE
Alpha ETF Athex 20
Anek Lines SA
Arcadia Metal Industry C. Rokas SA
Aspis Bank SA
Astir Palace Hotel SA
Athens Medical Center SA
Autohellas
Babis Vovos Int Construction
Bank Of Attica
Bank of Cyprus Public Co.
Bank of Greece
Biokarpet SA
Coca Cola Hellenic Bottling Co SA
Corinth Pipeworks SA
Diagnostic & Therapeutic
Dias Aquaculture SA
EFG Eurobank Ergasias SA
Egnatia Bank SA
Elektroniki Athinon SA
Elval Aluminium Process Co
Emporiki Bank of Greece SA
Eurobank Properties Real Est
AGNr.AT
AGBr.AT
ALAr.AT
ACBr.AT
AETF20.AT
ANKr.AT
ARCr.AT
AMBr.AT
PALr.AT
AMCr.AT
AUTr.AT
VOVr.AT
BOAr.AT
BOCr.AT
BOGr.AT
ALBr.AT
HLBr.AT
CORr.AT
HYGr.AT
DIXr.AT
EFGr.AT
EGNr.AT
ELCr.AT
VAL.AT
CBGr.AT
EUPr.AT
25%
15%
20%
10%
25%
25%
25%
25%
25%
15%
25%
40%
25%
20%
25%
75%
10%
25%
25%
25%
10%
25%
25%
25%
15%
25%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
EYDAP Athens Water Supply & Sewage
FG Europe SA
Folli-Follie
Forthnet
Fourlis Group
Frigoglass SA
GEK Group of Cos SA
Geniki Bank
Halcor
Hellenic Cables SA
Hellenic Duty Free Shops SA
Hellenic Exchanges SA
Hellenic Petroleum SA
Hellenic Technodomiki Tev SA
Hellenic Telecomms Organization
Heracles General Cement Co
Iaso SA
Intracom SA
Intralot SA-Integrated Lott Sys
J&P-Avax SA
Jumbo
Kleeman Hellas SA
Koumbas Synergy Group SA
Kri-Kri Milk Industry SA
Lambrakis Press SA
Lamda Developments
Lavipharm S.A.
Marfin Financial Group SA
Marfin Popular Bank
Metka SA
Michaniki SA
Minoan Lines Shipping SA
Motor Oil Hellas Corinth Refineries
Mytilineos Holdings SA
National Bank of Greece SA
Nireus Aquaculture SA
OPAP SA
Pasal Real Estate Development
Piraeus Bank SA
Piraeus Port Authority
Piraeus Real Estate Invest
Plaisio Computers
Plastika Kritis SA
Postal Savings Bank
Public Power Corp
Revoil SA
S&B Industrial Minerals SA
Sarantis SA
Sato SA
Sciens International Investments
Sidenor Steel Prod & Manufacturing
Singularlogic SA
Sprider Stores SA
Teletypos Mega Channel
Thessaloniki Ports
EYDr.AT
ESKr.AT
FOLr.AT
FORr.AT
FRLr.AT
FRIr.AT
HRMr.AT
GHBr.AT
XAKO.AT
HCAr.AT
HDFr.AT
EXCr.AT
HEPr.AT
HELr.AT
OTEr.AT
HERr.AT
IASr.AT
INRr.AT
INLr.AT
AVAr.AT
BABr.AT
KLEr.AT
KOUr.AT
KRIr.AT
DOLr.AT
LMDr.AT
LPHr.AT
MRFr.AT
MRBr.AT
MTKr.AT
MICr.AT
MILr.AT
MORr.AT
MYTr.AT
NBGr.AT
NIRr.AT
OPAr.AT
PASr.AT
BOPr.AT
OLPr.AT
PREr.AT
PLAr.AT
PLAKR.AT
GPSr.AT
DEHr.AT
REVr.AT
BARr.AT
SRSr.AT
SATr.AT
SCIr.AT
SID.AT
LDSr.AT
SPDr.AT
TELr.AT
OLTr.AT
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
20%
25%
25%
25%
15%
15%
15%
25%
45%
25%
25%
15%
10%
15%
10%
25%
25%
15%
15%
25%
15%
25%
75%
45%
25%
25%
25%
10%
10%
25%
45%
25%
25%
25%
10%
25%
10%
75%
15%
45%
25%
45%
75%
20%
10%
45%
45%
45%
75%
45%
25%
45%
45%
45%
45%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
Thessaloniki Water Supply & Sewage
Titan Cement Co SA
Viohalco
Vivartia S.A.
TWSr.AT
TTNr.AT
VIO.AT
VIVr.AT
45%
25%
25%
45%
O
O
O
O
0.30%
0.30%
0.30%
0.30%
Hong Kong
Air China Limited-H
Alibaba.com Ltd
Aluminium Corporation of China
AMVIG Holdings Ltd
Angang Steel Co Ltd-H
Anhui Conch Cement Co Ltd-H
Bank of China
Bank Of Communications Co-H
Bank of East Asia Ltd
Beijing Capital Intl Airpo-H
BOC Hong Kong Holdings Ltd
Cathay Pacific Airways Ltd
Cheung Kong Holdings Ltd
Cheung Kong Infrastructure Holdings
China Citic Bank
China Coal Energy Co - H
China Communications Const-H
China Communications Servi-H
China Construction Bank
China Cosco Holdings-H
China Eastern Airlines Corporation
China Grand Forestry Resources
China Huiyuan Juice Group
China Life Insurance
China Merchants Bank Co.
China Merchants Holdings Int
China Mobile Hong Kong Ltd
China Molybdenum
China Oil and Gas Group Ltd
China Oilfield Services-H
China O'seas Land & Investment Ltd.
China Petroleum (Sinopec)
China Railway Construction Corp
China Railway Group
China Railway Logistics Ltd
China Res. Power Holdings Co. Ltd.
China Resources Enterprise
China Resources Land Ltd.
China Shenhua Energy Co - H
China Shipping Container-H
China Shipping Development-H
China Solar Energy Holdings Ltd
China Telecom Corp Ltd-H
China Travel Intl
China Unicom Ltd
Citic Pacific Ltd
CITIC Resources Holdings Ltd
CLP Holdings Ltd
CNOOC Ltd
0753.HK
1688.HK
2600.HK
2300.HK
0347.HK
0914.HK
3988.HK
3328.HK
0023.HK
0694.HK
2388.HK
0293.HK
0001.HK
1038.HK
0998.HK
1898.HK
1800.HK
0552.HK
0939.HK
1919.HK
0670.HK
0910.HK
1886.HK
2628.HK
3968.HK
0144.HK
0941.HK
3993.HK
0603.HK
2883.HK
0688.HK
0386.HK
1186.HK
0390.HK
8089.HK
0836.HK
0291.HK
1109.HK
1088.HK
2866.HK
1138.HK
0155.HK
0728.HK
0308.HK
0762.HK
0267.HK
1205.HK
0002.HK
0883.HK
30%
30%
15%
30%
25%
25%
15%
15%
15%
25%
15%
15%
10%
20%
25%
30%
20%
20%
15%
25%
35%
40%
30%
10%
25%
10%
10%
25%
35%
25%
10%
10%
30%
25%
35%
20%
15%
20%
10%
25%
25%
40%
20%
30%
10%
15%
35%
10%
10%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
CNPC (Hong Kong) Ltd.
COSCO Pacific Ltd
Country Garden Holdings Co.
Crosby Capital Ltd
Datang Intl Power Gen Co-H
Denway Motors Ltd
Dongfeng Motor Grp Co Ltd-H
Emperor Capital Group Ltd
Esprit Holdings Ltd
First Tractor Co
Foxconn International Hldgs
FTSE/Xinhua China Tracker - 2823
Fu Ji Food & Catering Services
Glorious Sun Enterprises Ltd.
GST Holdings Ltd.
Guangdong Investment Ltd.
Guangshen Railway Co Ltd-H
Guangzhou R&F Properties - H
Hang Lung Properties Ltd
Hang Seng Bank Ltd
Henderson Investment Ltd
Henderson Land Development Co Ltd
Hong Kong & China Gas
Hong Kong & Shanghai Hotels
Hong Kong Exch & Clearing
HongKong Electric Holdings
Hopson Development Holdings
HSBC Holdings Plc (Hk Reg)
Huadian Power International Corp
Huaneng Power Intl Inc-H
Hutchison Telecom
Hutchison Whampoa Ltd
Imagi International Holdings Ltd
Ind & Comm Bank of China
Indust. & Comm. BoC (Asia) Ltd.
Jiangsu Express Co Ltd-H
Jiangxi Copper Company Ltd-H
Johnson Electric Holdings Ltd
Lenovo Group Ltd
Leroi Holdings Ltd
Li & Fung Ltd
Link REIT
Maanshan Iron & Steel-H
MSCI China Tracker - 2801
MTR Corp
Nan Hai Corp Ltd
New World CyberBase Ltd
New World Development Ltd
Nine Dragons Paper Holdings Ltd
Pacific Basin Shipping Ltd.
Petrochina Co Ltd-H
PICC Property & Casualty -H
Ping An Insurance Group Co-H
Poly (HK) Investment Ltd
Pou Cheng International Holdings
0135.HK
1199.HK
2007.HK
8088.HK
0991.HK
0203.HK
0489.HK
0717.HK
0330.HK
0038.HK
2038.HK
2823.HK
1175.HK
0393.HK
0416.HK
0270.HK
0525.HK
2777.HK
0101.HK
0011.HK
0097.HK
0012.HK
0003.HK
0045.HK
0388.HK
0006.HK
0754.HK
0005.HK
1071.HK
0902.HK
2332.HK
0013.HK
0585.HK
1398.HK
0349.HK
0177.HK
0358.HK
0179.HK
0992.HK
0221.HK
0494.HK
0823.HK
0323.HK
2801.HK
0066.HK
0680.HK
0276.HK
0017.HK
2689.HK
2343.HK
0857.HK
2328.HK
2318.HK
0119.HK
3813.HK
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
25%
15%
25%
40%
25%
25%
30%
40%
10%
30%
20%
30%
40%
30%
30%
25%
25%
25%
10%
15%
35%
10%
10%
30%
10%
10%
30%
15%
30%
20%
35%
10%
40%
15%
30%
25%
25%
30%
25%
35%
10%
20%
25%
40%
10%
30%
25%
10%
35%
30%
10%
25%
10%
30%
40%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
Rexcapital Financial Holdings Ltd
Samson Holding Ltd
Semiconductor Manufacturing
Shanghai Electric Grp Co L-H
Shanghai Industrial Hldgs Ltd
Shenzhen International Holdings
Shougang Concord Int Ent
Shui On Land Ltd
Silver Grant Intl
Sino Land Co
Sinofert Holdings Ltd.
Sinopec Shanghai Petrochem-H
Sinotrans Limited-H
Sun Hung Kai Properties Ltd
Swire Pacific Ltd
Techtronic Industries Co.
Tradelink Electronic Commerce
Tsingtao Brewery Co Ltd-H
Uni-Bio Science Group Ltd
Weiqiao Textile Co Ltd-H
Wharf Holdings Ltd
Wheelock & Co Ltd
Xingda International Holdings Ltd
Yanzhou Coal Mining Co-H
Yue Yuen Industrial Holdings
Zhejiang Expressway Co-H
Zijin Mining Group Co Ltd - H
ZTE Corp-H
0555.HK
0531.HK
0981.HK
2727.HK
0363.HK
0152.HK
0697.HK
0272.HK
0171.HK
0083.HK
0297.HK
0338.HK
0598.HK
0016.HK
0019.HK
0669.HK
0536.HK
0168.HK
0690.HK
2698.HK
0004.HK
0020.HK
1899.HK
1171.HK
0551.HK
0576.HK
2899.HK
0763.HK
40%
30%
35%
25%
25%
25%
30%
35%
30%
10%
20%
25%
35%
10%
10%
30%
30%
25%
40%
35%
10%
25%
30%
25%
15%
25%
25%
25%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
IOB
AFI Developments (GDR)
AFK Sistema - GDR
Commercial International Bank - GDR
Evraz Group SA
Gazprom (Lon ADR)
Gazprom Neft - ADR
Halyk Savings Bank - GDR
Integra Group Hold GDR
Investcorp Bank GDR
KazakhGold Corp
Kazkommertsbank - GDR
Kazmunaigas Exploration GDR
Lukoil (Lon ADR)
Mahindra & Mahindra Ltd - Lon GDR
MMC Norilsk Nickel - ADR
Mondi (IOB) Plc
NovaTek OAO -GDR
Novolipetsk Steel
Orascom Construction
Orascom Telecom
PIK Group - GDR
Polymetal Regs GDR
Reliance Inds GDR
Rosneft Oil Co - (Lon GDR) W/I
Rostelecom - ADR
AFIDLq.L
SSAq.L
COMIq.L
HK1q.L
GAZPq.L
SIBNq.L
HSBKq.L
INTEq.L
INVBq.L
KZGq.L
KKGByq.L
KMGq.L
LKOHyq.L
MAHMq.L
NKELyq.L
MNDIq.L
NVTKq.L
NLMKq.L
OCICq.L
ORTEq.L
PKGPq.L
PMTLq.L
RELIq.L
ROSNq.L
ROSyq.L
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
25%
O
O
O
O
O
O
O
P
O
P
O
O
O
O
O
P
O
P
O
O
O
P
O
O
O
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
04/2009
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
Samsung Electronics - (Lon GDR)
Severstal
Sistema Hals GDR
Surgutneftengaz - ADR
Tatneft - ADR
Uralkali (Lon ADR)
Vimetco NV (GDR)
VTB Bank Gdr
0593xq.L
CHMFq.L
HALSq.L
SNGSyq.L
TATNxq.L
URKAq.L
VICOq.L
VTBRq.L
25%
25%
25%
25%
25%
25%
25%
25%
O
O
O
P
O
O
O
P
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
Ireland
Abbey Plc
Aer Lingus Group
AGI Therapeutics Ltd
Allied Irish Banks Plc
Aminex Plc
Aryzta AG
Bank of Ireland
Blackrock International Land
Boundary
C&C Group Plc
CPL Resources Plc
CRH Plc
Datalex Plc
DCC Plc
Donegal Creameries Plc
Dragon Oil Plc
Elan Corp Plc
FBD Holdings Plc
Fyffes Plc
Glanbia Plc
Glencar Mining PLC
Grafton Group Plc
Greencore Group Plc
Icon Plc
IFG Group Plc
Independent News & Media Plc
Irish Continental Group Plc
Irish Life & Permanent Plc
Irish Top 20 Tracker - IETF
Kenmare Resources Plc
Kerry Group Plc
Kingspan Group Plc
McInerney Holdings Plc
Newcourt Group Plc
Norkom Group
Origin Enterprises PLC
Ormonde Mining Plc
Ovoca Gold Plc
Paddy Power Plc
Petroneft Resources Plc
Prime Active Capital
Providence Resources Plc
Qualceram Shires Plc
Ryanair Holdings Plc
Siteserv PLC
ABBY.I
AERL.I
A9I.I
ALBK.I
AMNX.I
ARYN.I
BKIR.I
B8L.I
BOCA.I
GCC.I
DQ5.I
CRH.I
DLE.I
DCC.I
DQ7.I
DGO.I
ELN.I
FBD.I
FFY.I
GL9.I
GN2.I
GRF_u.I
GNC.I
ICON.I
IFG.I
INME.I
ICG_u.I
IPM.I
IETF.I
JEV.I
KYGa.I
KSP.I
MCI.I
NEW.I
NORK.I
OGN.I
ORM.I
OVG.I
PAP.I
PTR.I
PACC.I
PRR.I
QLC.I
RYA.I
SSV.I
75%
25%
75%
50%
75%
15%
50%
35%
75%
20%
45%
10%
75%
15%
75%
25%
25%
25%
45%
25%
75%
15%
25%
25%
35%
25%
25%
40%
15%
25%
10%
15%
45%
75%
45%
25%
75%
75%
15%
75%
75%
45%
75%
15%
75%
P
P
P
O
P
P
O
P
P
P
P
O
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
O
O
P
P
P
P
P
P
P
P
O
P
P
P
P
P
P
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
Smurfit Kappa Plc
Thirdforce Plc
Total Produce
Tullow Oil
TVC Holdings Plc
United Drug Plc
Worldspreads Group Plc
Zamano Plc
SKG.I
THF.I
T7O.I
TLW.I
TVCH.I
UDG.I
WSPR.I
ZMNO.I
20%
45%
35%
25%
75%
15%
25%
75%
P
P
P
P
P
P
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
Norway
Acergy SA
Aker ASA
Aker Solutions ASA
Atea ASA
Birdstep Technology ASA
Canargo Energy Corp
Crew Gold Corporation
DNB NOR ASA
DNO International ASA
EDB Business Partner ASA
Eitzen Chemical ASA
Ekornes ASA
Frontline
Funcom
Golar LNG Ltd
Golden Ocean Group Ltd
Interoil Exploration & Production
Intex Resources ASA
Jinhui Shipping & Trans
Leroy Seafood Group
Marine Harvest
Norsk Hydro ASA
Norske Skogindustrier ASA
Northland Resources Inc
Norwegian Energy Company ASA
Norwegian Property ASA
Orkla ASA
PA Resources AB
Petroleum Geo Services
Petrolia Drilling ASA
Petromena AS
ProSafe ASA
Prosafe Production Public Limited
Renewable Energy Corp AS
Reservoir Explor Tech
Royal Caribbean Cruises Ltd
Schibsted ASA
Seabird Exploration Ltd
Seadrill Ltd
Sevan Marine ASA
Siem Offshore Inc
Statoil ASA
Stolt Nielsen SA
Storebrand ASA
Subsea 7 Inc
ACY.OL
AKER.OL
AKSO.OL
ATEA.OL
BIRD.OL
CNRE.OL
CRU.OL
DNBNOR.OL
DNO.OL
EDBASA.OL
ECHEM.OL
EKO.OL
FRO.OL
FUNCOM.OL
GOL.OL
GOGL.OL
IOX.OL
ITXX.OL
JINS.OL
LSG.OL
MHG.OL
NHY.OL
NSG.OL
NAUR.OL
NOR.OL
NPRO.OL
ORK.OL
PAR.OL
PGS.OL
PDR.OL
PMENA.OL
PRSO.OL
PRODP.OL
REC.OL
RXT.OL
RCL.OL
SBST.OL
SBX.OL
SDRL.OL
SEVAN.OL
SIOFF.OL
STL.OL
SNI.OL
STB.OL
SUB.OL
25%
25%
25%
25%
25%
25%
25%
15%
15%
25%
25%
25%
25%
25%
25%
25%
25%
45%
25%
25%
15%
25%
15%
25%
25%
25%
25%
25%
25%
25%
45%
25%
25%
25%
35%
25%
25%
25%
15%
25%
25%
10%
25%
25%
15%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
Tandberg ASA
TeleComputing ASA
Telenor ASA
Tomra Systems ASA
Veidekke ASA
Wavefield Inseis ASA
Wega Mining ASA
Yara International ASA
TAA.OL
TLX.OL
TEL.OL
TOM.OL
VEI.OL
WAVE.OL
WEMI.OL
YAR.OL
25%
25%
25%
25%
25%
25%
35%
25%
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
Portugal
Altri SGPS SA
Banco BPI SA
Banco Comercial Portugues
Banco Espirito Santo
Banco Santander Central Hisp (Por)
Banif SGPS SA
Brisa Auto-Estradas
Cimpor-Cimentos De Portugal
Cofina
Corticeira Amorim SA
EDP Renovaveis SA
Energias De Portugal SA
Espirito Santo Financial - Reg
Espirito Santo Financial SA
Finibanco Holding SGPS SA
Galp Energia SGPS SA
Ibersol SGPS SA
Impresa SGPS
Inapa-Invest Particip Gesta
Jeronimo Martins
Media Capital SGPS
Mota Engil SGPS SA
Novabase SGPS SA
Portucel Emp Prod de Pasta e Papel
Portugal Telecom SGPS SA
Redes Energeticas Nacionais SA
SAG GEST-Solucoes Automovel Globais
Semapa-Sociedade De Investim
Sonae Industria SGPS SA/New
Sonae SGPS SA
Sonaecom SGPS SA
Sumol + CompAL SA
Teixeira Duarte - Engenharia Const
Zon Multimedia Servicos de Telecom
ALSS.LS
BBPI.LS
BCP.LS
BES.LS
SANT.LS
BNF.LS
BRI.LS
CPR.LS
CFN.LS
CORA.LS
EDPR.LS
EDP.LS
ESFN.LS
ESF.LS
FINB.LS
GALP.LS
IBS.LS
IMPA.LS
INA.LS
JMT.LS
MCP.LS
MOTA.LS
NBA.LS
PTI.LS
PTC.LS
RENE.LS
SVA.LS
SEM.LS
SONI.LS
YSO.LS
SNC.LS
SML.LS
TDU.LS
ZON.LS
25%
10%
10%
10%
75%
45%
10%
10%
45%
75%
10%
10%
75%
25%
75%
10%
45%
45%
45%
25%
75%
10%
45%
25%
10%
10%
25%
25%
25%
25%
25%
25%
25%
10%
O
O
O
O
O
O
P
P
O
O
P
P
O
O
O
P
O
O
O
O
O
O
O
O
P
P
O
O
O
O
O
O
O
P
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
Switzerland
ABB (Swiss)
Actelion Ltd
Adecco SA
Ascom Holding AG
Baloise Holding AG
Barry Callebaut AG
Basilea Pharmaceutica
BKW FMB Energie AG
Burckhardt Compression
ABBN.VX
ATLN.VX
ADEN.VX
ASCN.S
BALN.VX
BARN.S
BSLN.S
BKWN.S
BCHN.S
10%
10%
10%
25%
10%
15%
15%
25%
25%
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009
Ciba Holding AG
Ciba Holding AG Line 2
Clariant AG
Compagnie Financiere Richemont AG
Credit Suisse Group
Dufry Group
EMS-Chemie Holding AG
Givaudan
Helvetia Holding AG
Holcim Ltd
Inficon Holding AG
Jelmoli Holding AG
Julius Baer Holding AG
Kudelski SA
Kuehne & Nagel Int AG
Lindt & Spruengli AG
Lonza Group AG
Meyer Burger Technology AG
Nestle SA
Nobel Biocare
Novartis AG
OC Oerlikon Corp
Petroplus Holdings AG
Roche Holding AG
Schindler Holding AG
SGS SA
Sika AG
Swatch - B
Swiss Life Holding
Swiss Reinsurance
Swisscom AG
Syngenta AG
Synthes Inc
Temenos Group AG
UBS AG
Von Roll Holding AG
Zurich Financial Services AG
CIBN.VX
CIBNE.VX
CLN.VX
CFR.VX
CSGN.VX
DUFN.S
EMSN.VX
GIVN.VX
HELN.S
HOLN.VX
IFCN.S
JEL.S
BAER.VX
KUD.VX
KNIN.VX
LISP.S
LONN.VX
MBTN.S
NESN.VX
NOBN.VX
NOVN.VX
OERL.VX
PPHN.VX
ROG.VX
SCHN.S
SGSN.VX
SIK.S
UHR.VX
SLHN.VX
RUKN.VX
SCMN.VX
SYNN.VX
SYST.VX
TEMN.S
UBSN.VX
ROL.S
ZURN.VX
1. New magin
Rate
2. Can go
short?*
3. Limited Risk
premium
15%
10%
15%
15%
15%
25%
25%
15%
25%
15%
25%
25%
15%
15%
15%
25%
15%
25%
10%
15%
10%
25%
25%
15%
15%
15%
25%
15%
25%
25%
15%
15%
15%
25%
15%
25%
15%
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
O
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
0.30%
04/2009