ONliNE TRAdiNG

STOCKCROSS
F I N A N C I A L S E RV I C E S
Thank you for your interest in StockCross Financial Services.
StockCross is one of the largest privately owned brokerage firms in the nation. Established in
1973, we have spent many years providing financial guidance and excellent customer service
to our clients. Our branch offices are located throughout the nation and are staffed with
knowledgeable and experienced representatives. Our online investment services and phone
support offer our clients around the world instant and current information on their accounts.
The financial industry is constantly changing. However, our ethics, business principles and
customer service remain strong and consistent. Our executive management has collectively
been in the financial industry for over 150 years.
Standing behind the StockCross shield, you will be joining thousands of satisfied clients who
place their trust in us. We look forward to providing you with excellent service from the
moment you open your account with StockCross Financial Services.
Sincerely,
The StockCross Family
About
Us
Your
Account
Investment
Center
Online
Trading
1
2-3
4-5
6-7
Corporate
Services
Account
Protection
Account
Types
Open
an account
8-9
10
11
12 - 16
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1
Your
Account
Service
The constant aim of our personalized
customer service is always to meet your
needs and exceed your expectations. Our
user-friendly phone system ensures that
you’re quickly in touch with the right
person.
Dividend
Reinvestment
The StockCross Dividend Reinvestment Program
automatically reinvests your common stock dividends into
additional shares for FREE. Watch your holdings grow and
keep track of investments on StockCross statements.
Easy Access to Your Funds
We offer a conservative money market fund from a highly respected fund
family for your cash balances awaiting investment. The “auto-sweep” feature
makes it easy to manage your cash, if you qualify, and includes the benefits of:
Check Writing
Visa Debit Card
ACH Direct Deposit
No Fee & Free
FREE Portfolio Analysis
NO FEE IRA ($10,000 minimum equity)
NO minimum balance on
FREE access to Morningstar &
Personal Investing Accounts
Standard & Poor’s research.
FREE stock trades for Educational
NO SETUP FEE on Personal Investing Accounts
Accounts
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StockCross Accounts
StockCross offers a variety of accounts. We can get you started on the right foot and help you
decide which accounts best suit your needs.
Personal Investing
Individual Account
Trust Account
Estate/Fiduciary
Joint Account
Transfer on Death
Employee Stock Option
Investment Club
Educational Accounts
Educational and Custodial accounts feature commission FREE equity trades, because
we understand the importance of preparing for a child’s future.
Custodial Account
Coverdell Education Account
Your Business
Profit Sharing
SIMPLE IRA
Corporate Account
Money Purchase Plan
Defined Benefit Plan
Your Retirement
Traditional IRA
Inherited IRA
Individual 401k
SEP IRA
Roth IRA
Visit
Online
Rollover IRA
Visit www.stockcross.com
For your convenience, open an
account online, where forms and
account descriptions are available.
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Investment Center
The StockCross Investment Center offers a wide range of investments available for any type of
account. We provide guidance and tools to help you reach your investment objectives.
StockCross Investments
StockCross has many investments to choose from including:
Tax-Advantaged
U.S. and Foreign
U.S. and Foreign Bonds,
Municipal Bonds
Government Agency Issues
Bills & Notes
Corporate Bonds
16,000+ Mutual Funds
Certificates of Deposit (CDs)
CMOs
Stocks & Options
Annuities & Life Insurance
New Issues
Relationships matter. We provide our clients with many of the most current investment opportunities available. Some new issues include:
Unit Investment Trusts
Syndicate Issues
Reverse Convertibles
Preferred Stocks
Municipal Bonds
(UITs)
Exchange Traded Funds
(ETFs)
Structured CDs
Your Investments
Not all investments are suitable for all investors.
Please contact an Investment Specialist to explore
which investments may best suit your goals.
Contact us at 800-225-6196.
View
Choices
Visit www.stockcross.com
to see the investment products
currently available.
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Investment
Specialists
StockCross Investment Specialists bring
knowledge and experience to you. Our
Investment Specialists offer:
FREE Portfolio
FREE Retirement
Analysis
Planning
StockCross Money
FREE Educational
Management
Planning
Tax-efficient
Bond Laddering
Investment Strategies
Wealth Management
StockCross Wealth Management Advisory is an all-in-one
investment program that provides a premier level of personalized
plans and service. Your Wealth Advisor will work with you to
develop and implement a strategic plan in conjunction with elite
institutional money managers to achieve your investment goals.
Mutual Fund Advisory - Access to Advisors that invest in one of the industry’s
most comprehensive mutual fund wrap programs with continuous monitoring and
rebalancing.
Multi-Manager Account - Combines the advantages of an account actively managed by
institutional money managers, and has the convenience of consolidated account statements.
Separate Account - A custom-tailored investment plan with access to a variety of carefully
selected asset managers who represent hundreds of different investment disciplines.
Unified Managed Account - A single account that combines your Mutual Fund, Separate Account,
and Exchange Traded Fund investments with portfolio rebalancing for the entire portfolio.
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Online Trading
StockCross offers two different platforms to trade online depending on your trading
knowledge and experience:
Investor Trading Platform
StockCross ADVANTAGE (for Advanced Traders)
Investor
Trading
With the Investor Trading Platform,
online trading is easy. You have instant
access to online statements, trade
confirmations and tax documents, as
well as account balances, positions, and
activity.
Online Trading
Features
Online Research
Investor Trading and ADVANTAGE
platforms offer you access to a wide range
of investment choices and order options
Independent Third Party
that include:
Research provided by highly
respected industry leaders is
Investor Trading and ADVANTAGE
FREE through our Investor
Stocks
Pink Sheet OTC
Limit Orders
ETFs
Stop Orders
Mutual Funds
Trailing Stops
Trading and ADVANTAGE
online platforms. Log in to
your account for valuable
tools that allow quick access
to analyst ratings, earnings,
ADVANTAGE
Options
Stop Limits
Complex
Options
OCO (order
cancels other)
Buy/Writes
OTB (order
triggers bracket)
news, and charts.
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StockCross Advantage
StockCross ADVANTAGE is our premiere online trading platform with real-time streaming data.
Customize
Advanced OrderS
Customize your online experience - our
With ADVANTAGE, advanced order
website, your way. Tailor pages and functions
types strategically help protect against
to suit your personal preferences.
market swings in your account.
Asset Charts
Balances
By using the “Bracket” advanced
News
Stock Ticker
order feature, one entry and two
orders can be simultaneously placed
Quotes
Order Status
Positions
Graphs
and maintained.
Option Builder
ADVANTAGE offers a unique step
by step Option Strategy Builder with
various complex strategies for
sophisticated investors. Build your
option strategies by:
Profit
Purpose
Potential
Market Outlook
Risk
Time Decay Effect
*
*Barron’s March 2009 Online
Broker Survey“Among the best for online traders”
View our online trading site demos of
our trading platforms at stockcross.com
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Potential
Open
Online
Open your Employee Stock
Plan acount online!
Employee Stock
Plans
Visit www.stockcross.com
StockCross works with major corporations to help manage and administer equity
compensation plans. Your Employee Stock Plan account gives you full access to our
knowledgeable Investment Representatives, online chat, and proactive notification of
expiring option grants.
Online Tools
StockCross uses advanced technology for fast online executions. These advanced online tools
allow employees to establish their unqiue stock plan portfolio. Administrators have the ease
of plan oversight while establishing efficient accounts for employees.
StockCross Advantages
Global - StockCross supports participants in over 125 countries.
Efficient - Online grant acceptance, tax elections, plan enrollment and contribution
elections. All plan and grant information is at the participant’s fingertips.
Support - Knowledegable and experienced Investment Representatives can
help participants achieve the most from their portfolio.
Choices - Access to a wide range of investment choices from our Investment
Center as well as guidance from our Investment Specialists.
Corporate Participants
StockCross Financial Services has facilitated corporate services for individuals
worldwide who work for businesses ranging from growing regional companies
to Fortune 500 companies that have included:
Apple
Hewlett Packard
Johnson & Johnson
Schlumberger
Home Depot
Campbell Soup
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Market
Making
StockCross Financial Services has
over 150 years of combined trading
experience. We use cutting edge
technology to make markets in
multiple exchanges and over 3,500
different securities.
Some sectors we trade and make
markets in include:
Bank Stocks
Corporate Bonds
Rare and Inactive Securities
Distressed Securities
International Securities
Preferred and Convertible
Securities
Government Agencies
Specialty Purpose
Acquisition Companies
The Best of Both
With StockCross Corporate Services and
our experienced traders, we can handle
larger stock plan trades to get you and
your company excellent executions at
a great price.
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Account
Protection
SIPC Protection
StockCross is a member of the Securities
Investor Protection Corporation (SIPC)
providing protection up to $500,000
($100,000 cash). This does not protect your
account against loss in market value of
securities. Visit www.sipc.org for more
details.
London Insurance
StockCross provides $20 million protection per
client through supplementary coverage by a
London Insurer. StockCross has an aggregate
total coverage of $50 million. This coverage
protects against brokerage insolvency and does
not protect against loss in market value of
securities.
NYSE & FINRA Member
Since 1982, StockCross has been a distinguished
member of the NYSE and is also a member of the
Financial Industry Regulatory Authority (FINRA),
the largest independent regulator of securities
firms in the U.S.
FDIC Insured CDs
At StockCross, you may choose to invest in FDIC
insured certificates of deposit. We offer FDIC insured
CDs available from local, regional, and national banks.
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STAND BEHIND THE SHIELD
1-800-225-6196
w w w. S T O C K C R O S S . c o m
STOCKCROSS
F I N A N C I A L S E RV I C E S
S TO C K C R O S S F I N A N C I A L S E RV I C E S , I N C .
MEMBER NYSE
SIPC
FINRA
EST. 1971
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