2012 coverage: (6.4MB PDF) - Center for Investigative Reporting
Transcription
2012 coverage: (6.4MB PDF) - Center for Investigative Reporting
1 MARK KATCHES EDITORIAL DIRECTOR 2130 Center St., Suite 103 Berkeley, CA 94704 510-809-3174 www.cironline.org To the judges: Decades ago, California created a special police force to patrol exclusively at its five state developmental centers – taxpayer-funded institutions that house patients with severe autism, cerebral palsy and other major developmental disabilities. But California Watch found that patients inside these centers have been beaten, tortured and raped by staff members and that the police force has done an abysmal job bringing perpetrators to justice. Reporter Ryan Gabrielson, a Pulitzer Prize winner, exposed the depths of the abuse while showing how sworn officers and detectives wait too long to start investigations, fail to collect evidence and ignore key witnesses – leading to an alarming inability to solve crimes inflicted upon some of society’s most vulnerable citizens. Gabrielson’s 18-month investigation about the Office of Protective Services snowballed over the course of 2012 – resulting in five major installments from February to November. He found that dozens of women were sexually assaulted inside state centers, but police investigators didn’t order “rape kits” to collect evidence, a standard law enforcement tool. Police waited so long to investigate one sexual assault that the staff janitor accused of rape fled the country, leaving behind a pregnant patient incapable of caring for a child. The police force’s inaction also allowed abusive caregivers to continue molesting patients – even after the department had evidence that could have stopped future assaults. In one egregious physical abuse case, a caregiver was suspected of using a Taser to inflict burns on a dozen patients. Yet the internal police force waited at least nine days to interview the caregiver, who was never arrested or charged with abuse. In another case, a 50-year-old autistic man died after he was discovered on his bedroom floor with a broken neck. Three doctors said someone likely had caused the fatal injury. But critical errors by police investigators made solving the case next to impossible. Gabrielson also revealed that the force’s police chief, a former firefighter, had no training in criminal investigations and that local police agencies were being left in the dark about potential crimes. Many of the victims chronicled by California Watch – including 11 of the 12 stun gun victims – are so disabled they cannot utter a word. Gabrielson gave them a resounding voice. “This is the type of reporting that ends up actually saving lives,” wrote Patricia L. McGinnis, executive director of California Advocates for Nursing Home Reform, in thanking Gabrielson and California Watch, which is part of the Center for Investigative Reporting. 2 Broken Shield prompted far-reaching change, including a criminal investigation, staff retraining and new laws – all intended to bring greater safeguards and accountability. Among the reforms that are a direct result of our reporting: • • • • • • • Gov. Jerry Brown ordered that the entire police force undergo extensive retraining, and he appointed an independent monitor to overhaul the Office of Protective Services’ policies. The governor also signed two bills – one requiring that outside law enforcement be notified of suspected crimes inside developmental centers and another mandating that the agency be led by a law enforcement veteran. The state took steps to revoke the license of the most troubled developmental center, in Sonoma – the scene of one-third of the patient rapes as well as the Taser incidents. The California Highway Patrol assumed control of the police force at the Sonoma center. Local prosecutors launched a criminal investigation of the stun gun abuses. State officials embarked on an audit of the entire police force’s practices. The police force’s chief was demoted. Gabrielson and data analyst Agustín Armendariz also found that despite their sloppy job performance, officers and detectives at the Office of Protective Services got paid more overtime than their peers at similar-sized police agencies. Officers even collected extra pay to patrol one developmental center long after it had been closed. As a result of our dogged journalism, the state launched yet another investigation focused on the police force’s overtime abuse. None of the reporting came easily. Gabrielson encountered one reluctant source after another. Police officials closed ranks. And the state health agency blacked out nearly every word contained in scores of additional abuse cases against patients. We sued, prompting a Superior Court judge to order the release of the uncensored documents. But the state has appealed, keeping the records hidden for now. We will continue fighting for public access to these files. Eight of California’s largest newspapers ran our stories on their front pages. Video producer Monica Lam produced a broadcast segment that aired in every major market. Gabrielson and multimedia producer Carrie Ching created two haunting videos that drilled down on specific cases – one about the patient who was allegedly raped by the staff janitor and another that detailed the mysterious death of the 50-year-old autistic man, a likely homicide victim. Working on every platform helped to maximize audience reach and heighten the impact. We also hosted a jam-packed community forum in Sonoma that drew stakeholders living near the state center threatened with license revocation. The 1,600 patients at these five state centers deserve every ounce of our efforts. We are extremely proud that Broken Shield spurred reforms that will ensure greater protections and justice for every one of them. Sincerely, Mark Katches Editorial Director, Center for Investigative Reporting 3 TABLE OF CONTENTS Team Biographies����������������������������������������������������������������������������������������������������������������������������������� 5 MAIN ENTRY Sloppy investigations leave abuse of disabled unsolved���������������������������������������������������������������������7 Basic police work ignored in autistic patient’s suspicious death���������������������������������������������������� 20 Video – Manner of Death: Undetermined���������������������������������������������������������������������������������������� 32 Police ignored, mishandled sex assaults reported by disabled������������������������������������������������������� 33 Video – In Jennifer’s Room����������������������������������������������������������������������������������������������������������������� 42 Infographic – After claims of sexual assault, little is done�������������������������������������������������������������� 43 Questions surround handling of Taser assaults on disabled patients�������������������������������������������� 44 Overtime pay soars for state-run police force���������������������������������������������������������������������������������� 52 Infographic – How does a police officer double his salary in a year?�������������������������������������������� 59 SUPPLEMENTAL Response and Reaction Reach and Outreach����������������������������������������������������������������������������������������������������������������������������� 62 Developmental centers’ police need immediate fixes, state officials say��������������������������������������� 64 Developmental center police investigating officer’s overtime�������������������������������������������������������� 68 Developmental centers seek new police chief���������������������������������������������������������������������������������� 71 State lawmakers order audit of developmental center police��������������������������������������������������������� 74 Brown signs bills on developmental center abuse���������������������������������������������������������������������������� 76 Calls grow for local police to take cases at developmental centers������������������������������������������������ 78 State threatens to shut down disability center amid patient abuse������������������������������������������������ 80 State disability center forfeits funding over abuse���������������������������������������������������������������������������� 83 Sonoma panel invitation���������������������������������������������������������������������������������������������������������������������� 85 Interactive Timeline – Moving the needle���������������������������������������������������������������������������������������� 87 Other Stories State agency’s police chiefs lack law enforcement experience�������������������������������������������������������� 89 Veteran detectives identify death investigation’s key mistakes������������������������������������������������������� 93 Video – Unexplained deaths behind closed doors��������������������������������������������������������������������������� 95 State withholds details on developmental center slaying���������������������������������������������������������������� 96 Report slams state institution for neglect, weak oversight�������������������������������������������������������������� 99 eBook – In the Wrong Hands����������������������������������������������������������������������������������������������������������� 103 Commentary Poynter commentary������������������������������������������������������������������������������������������������������������������������� 105 USC health blog���������������������������������������������������������������������������������������������������������������������������������� 108 San Diego Union-Tribune editorial������������������������������������������������������������������������������������������������� 110 SF Gate commentary�������������������������������������������������������������������������������������������������������������������������� 112 Sacramento Bee editorial������������������������������������������������������������������������������������������������������������������� 114 Journalism Center on Children and Families commentary��������������������������������������������������������� 116 Disability and Abuse Project������������������������������������������������������������������������������������������������������������� 118 Email Responses��������������������������������������������������������������������������������������������������������������������������������� 121 4 TEAM BIOGRAPHIES RYAN GABRIELSON Ryan Gabrielson covers public safety for California Watch and the Center for Investigative Reporting. He was a 2009-2010 investigative reporting fellow at UC Berkeley. His reporting on an in-house police force at California’s board-and-care institutions for the developmentally disabled exposed how officers routinely failed to do basic work on criminal cases, including suspicious deaths. Previously, he was a reporter at the East Valley Tribune in Mesa, Ariz. In 2009, he and Tribune colleague Paul Giblin won a Pulitzer Prize for stories that showed immigration enforcement by the Maricopa County Sheriff’s Office undermined investigations and emergency response. Ryan’s work has received numerous national and state honors, including a George Polk Award, an Online Journalism Award for investigative reporting, and a Sigma Delta Chi Award. A Phoenix native, he studied journalism at the University of Arizona and began his career at The Monitor in McAllen, Texas. Ryan lives in Oakland with his wife, Rachel, and two daughters. CARRIE CHING Carrie Ching is Senior Multimedia Producer at the Center for Investigative Reporting. She manages and produces multimedia reports for CIR projects – including California Watch and The Bay Citizen. Carrie has been leading CIR’s digital storytelling initiatives since 2007, when she came on to oversee all web and multimedia production. Her focus is now narrative multimedia storytelling and exploring ways to use digital tools – including video, audio, photography, animation, and interactive graphics – to push the boundaries of storytelling on the Web and other digital platforms. Prior to joining CIR she was an editor at California magazine, Mutual Publishing, and AlterNet.org; creator and founding editor of WireTap magazine; a reporter for the Honolulu Advertiser and stringer for several daily and weekly newspapers; a fact-checker at Mother Jones magazine; a freelance video journalist for Washingtonpost.com and Current TV; and a writer for Current TV’s hosted news comedy show, Google Current. Her work has won numerous awards for feature storytelling and explanatory journalism – including honors from the Society of Professional Journalists, Best of the West – and was featured prominently in team awards from the Online News Association, Investigative Reporters and Editors, and the Scripps Howard Awards. She completed a master’s degree in journalism from UC Berkeley in 2005. AGUSTIN ARMENDARIZ Agustin Armendariz is the senior data analyst as CIR, hired to help start the California Watch project. He did the mapping and analysis for the award-winning On Shaky Ground series, and routinely works with reporters across the organization to help advance stories. Before joining CIR, he worked at the San Diego Union-Tribune as a database specialist on the watchdog reporting team. While there, he delved into city finances, redevelopment projects and foreclosures. After earning his master’s degree in journalism from American University in Washington, D.C., he worked for the Center for Public Integrity and contributed to “The Buying of the President 2004,” which became a New York Times bestseller. 5 MONICA LAM Monica Lam is a documentary film and television producer who has traveled on five continents producing, reporting, and shooting for the NewsHour, Frontline, Frontline/WORLD and other PBS programs as well as HBO, Swiss National TV and MSNBC. Monica has followed the story of sweatshop workers in China, Uighurs in Xinjiang, mercury poisoning in the North Atlantic, social entrepreneurship in Paraguay, baseball in Cuba, Yanomami Indians in the Venezuelan Amazon, the impact of Wal-Mart on small towns in America, Native American gaming in Rohnert Park, CA, crime prevention programs in Richmond, CA, and the making of an opera written by Amy Tan. She has won an Emmy for her work and was cinematographer of an Oscar-nominated short documentary. Monica has written for the Daily Cal, San Francisco Chronicle, Florida Sun-Sentinel, Hyphen magazine and was the founding editor of Berkeley Patch, a daily hyperlocal news site. She studied urban planning at Stanford University and received her masters in journalism from the UC Berkeley Graduate School of Journalism. 6 FEBRUARY 23, 2012 Sloppy investigations leave abuse of disabled unsolved By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Overview C alifornia has assembled a unique police force to protect Where It Ran: about 1,800 of its most vulnerable patients – men and women with cerebral palsy, severe autism and other menThis story also appeared in the following news outlets: tal disabilities who live in state institutions and require round-the-clock monitoring and protection from abuse. • ABC 7 News • ABC 10 News But an investigation by California Watch has found that detec• The California Report tives and patrol officers at the state’s five board-and-care institu• The Fresno Bee • KPBS tions routinely fail to conduct basic police work even when patients • KQED News Fix blog die under mysterious circumstances. • KXTV News 10 • The Modesto Bee Federal audits and investigations by disability-rights groups, • NPR as well as thousands of pages of case files, government data and • Orange County Register • The Sacramento Bee lawsuits dating back to 2000, show caregivers and other facility • San Francisco Chronicle staff allegedly involved in choking, shoving, hitting and sexually • San Diego Union-Tribune • This Week in Northern assaulting patients. None of these cases were prosecuted. California Cases investigated as possible crimes include the death of a severely autistic man whose neck was broken. Three medical experts said the 50-year-old patient, Van Ingraham, likely had been killed. But the developmental center’s detective, a former nurse who’d never handled a suspicious death, failed to identify how the fatal injury occurred. The police force, called the Office of Protective Services, often learns about potential criminal abuse hours or days after the fact – if they find out at all. Of the hundreds of abuse cases reported at the centers since 2006, California Watch could find just two cases where the department made an 7 arrest. The people that the police force is sworn to protect have profound developmental disabilities and live in a different world from most Californians. Some patients have spent decades in the centers, from childhood to death. Some cannot form words and have IQ scores in the single digits. The precise number of times nurses, janitors or staff supervisors have been implicated in patient abuse cases is unknown; the state has censored thousands of pages of documents detailing the cases. MONICA LAM/CALIFORNIA WATCH California is budgeted to spend $577 mil- Donna Lazzini embraces her son, Timothy Lazzini, a resident of the Sonoma Developmental Center who died in 2005. The lion this fiscal year to operate the centers, picture is part of a family photo collage celebrating his life. or roughly $320,000 per patient. More than 5,200 people work in the institutions – roughly 2.5 staff members for each patient. The five centers are in Los Angeles, Orange, Riverside, Sonoma and Tulare counties. In most other states, local law enforcement or state police take the lead in conducting criminal investigations at developmental centers. Critics of the state Department of Developmental Services, which oversees the institutions and the Office of Protective Services, have said the tight-knit atmosphere between the in-house police and staff makes it difficult to create a separation between the investigators and the investigated. In a few cases, caregivers and others with minimal police training have been hired to work as law enforcement in the same facility. The commander at the Lanterman Developmental Center in Pomona worked there as a primary caregiver. The force’s police chief is a former firefighter at the Sonoma Developmental Center. The police force also suffers from a convoluted chain of command, interviews and records show. Detectives cannot make arrests without checking with department lawyers in Sacramento. Local police must be informed when serious injuries or deaths occur, but most defer investigations to the Office of Protective Services. “It seems like something is not working in California. And that’s probably a major understatement,” said Tamie Hopp, an official with the national organization Voice of the Retarded, who noted the volume of abuse cases in California, and the lack of prosecutions, is cause for alarm. Terri Delgadillo, director of the Department of Developmental Services, said her department has a zero-tolerance policy that includes reporting any injuries, even those remotely suspicious, to the state Department of Public Health. She said the department is committed to conducting thorough investigations. “For the department, the priority is to make sure that we’re doing the best job providing con8 sumer safety and services,” Delgadillo said in an interview. “And if there are issues that need to be addressed – and there’s always room for improvement – we’re looking to do that.” She has hired a consulting group, the Consortium on Innovative Practices based in Alabama, to review the methods and training of her police force. The nonprofit group was recommended by the U.S. Department of Justice, which issued a scathing critique of the department in 2006. The department said that from January 2008 to last month, 67 developmental center employees MONICA LAM/CALIFORNIA WATCH were fired for “client-related” offenses. But officials Terri Delgadillo, director of the Department of Dedeclined to say how many of those, if any, were disvelopmental Services, said she has hired a consulmissed for abusing patients, where they worked or if tant to advise her office on practices at the Office of Protective Services. any of them had been arrested. Delgadillo also declined to comment on specific cases of alleged abuse or mistreatment at the developmental centers, citing patient privacy laws. Corey Smith, the former firefighter who is now police chief, said he was not permitted to speak with reporters for this story. Abuse cases increase The developmental centers have been the scene of 327 patient abuse cases since 2006, according to inspection data from the California Department of Public Health. Patients have suffered an additional 762 injuries of “unknown origin” – often a signal of abuse that under state policy should be investigated as a potential crime. At the state’s five centers, the list of unexplained injuries includes patients who suffered deep cuts on the head; a fractured pelvis; a broken jaw; busted ribs, shins and wrists; bruises and tears to male genitalia; and burns on the skin the size and shape of a cigarette butt. Timothy Lazzini, a quadriplegic cerebral palsy patient at the Sonoma Developmental Center, died in 2005 after he swallowed 4-inch swabs that shredded his esophagus. After his death, Lazzini’s doctor and a pathologist concluded it was highly unlikely that Lazzini could have placed the swabs in his own mouth. But records show detectives waited too long to start their investigation. If any physical evidence was left in Lazzini’s room, it had been removed by the time investigators arrived. His death, and the slow response by the Office of Protective Services, has left Lazzini’s family heartbroken and without a conclusive answer as to how he was killed. “He is gone and they really haven’t given us as a family the information that we need to be at peace,” said Stephanie Contreras, Lazzini’s sister. “There is no peace at all.” 9 The rate of suspected abuse cases within the walls of the five institutions has risen – even as hundreds of developmentally disabled patients have been moved to group homes and smaller nursing facilities. The patient population at developmental centers dropped by 12 percent from 2008 to 2010, state records show, but reports of abuse have increased 43 percent during those three years. Unexplained injuries jumped 8 percent in the same period. Public health officials acknowledged the state doesn’t keep a tally of the number of times caregivers have abused patients. That information is kept hidden from the public in individual case files. Kathleen Billingsley, director of policy and programs for the Department of Public Health, said she also didn’t know whether inspectors were notifying law enforcement agencies when they uncover evidence of abuse. She said public health inspectors conduct thorough investigations separately from the police. “If there is any cross between enforcement individuals at the state facility and the work we do, I am not familiar with that,” Billingsley said. The Los Angeles County district attorney’s office, which oversees Lanterman, couldn’t identify a single criminal case referred from the center’s police force. District attorneys in Tulare, Orange and Riverside counties also reported no prosecutions for patient abuse in the past decade. Sonoma County refused to disclose its records. On average, police in California solve about two-thirds of all homicides and about half of all aggravated assaults – or at least make an arrest and “clear” the cases. The clearance rate for the Office of Protective Services is unknown because the department keeps the information secret. 10 Thankless jobs, hidden from the public The Office of Protective Services has existed in various forms and names since the late 19th century, when California opened its first institution for the developmentally disabled. That facility in San Jose – first known as the Agnews Insane Asylum – opened in 1885 and closed in 2009. Interviews with current and former Office of Protective Services employees suggest the organization’s structure from its beginning has contributed to its dysfunction. Patrol officers dress much like those at any other police department. They wear tan and green uniforms with gold badges. Handcuffs are hooked to their belts. They drive marked squad cars. But there are key differences. Officers and caregivers are confined together in a 24-hour facility monitoring an unpredictable, sometimes uncontrollable population. Beyond a paycheck, the job is mostly thankless and hidden from the public. Officers are not allowed to carry guns; many carry pepper spray instead. They often work their shifts alone. Greg Wardwell, a sergeant who spent more than 20 years patrolling the Sonoma Developmental Center before retiring last year, said the state has undermined its own police force through neglect and incompetence. “You can look like a cop and we’ll call you a cop, but you don’t really have any way of being a cop,” Wardwell said. “Because we’re not going to train you, we won’t provide safety equipment. The salary will be so bad that we won’t be able to recruit anybody of talent.” Salaries for the roughly 90 sworn officers are half of what police earn in the state’s big city departments. Yet, roughly a third of officers within the Office of Protective Services are among the best compensated in California law enforcement, with much of their pay gained through overtime. One officer’s income has topped $200,000 a year. Families must rely on the Office of Protective Services to provide evidence for lawsuits when their relatives are harmed or killed at a developmental center. Records show the state paid out nearly $9 million in legal settlements – out of 68 separate lawsuits – from 2004 to 2010. In 2005, Disability Rights California issued a report on a pattern of unexplained genital lacerations suffered by male patients at an unnamed developmental center. The cases were potentially sex assaults, but the investigations were woefully incomplete, documents show. “Photographs were not taken,” the report states. “Not all witnesses, nor all key witnesses, were interviewed. Physical evidence was not collected. Victims did not receive thorough medical workups to look for other indications of abuse.” Leslie Morrison, director of investigations at Disability Rights California, said the report showed how the developmentally disabled can be treated as second-class citizens. “If this had happened to 3-year-old boys in a day care center, people would have been alarmed, police would have been called, there would have been an outrage,” Morrison said. “It wouldn’t have just been treated as just, ‘Oh, look, there’s a cut, we better sew that up.’ ” In the case of the 50-year-old autistic man, Van Ingraham, his family received $800,000 in a set11 PHOTO BY NADIA BOROWSKI SCOTT At his home in San Diego, Larry Ingraham constructed a memorial to his brother, Van. tlement with the state. Ingraham died in 2007 after sustaining a broken neck while in his room at the Fairview Developmental Center in Orange County. Fairview officers didn’t collect physical evidence from Ingraham’s room, records show. Detectives overlooked evidence that a caregiver last seen with Ingraham had altered the log of his activities. And they omitted from the case file an expert’s opinion that Ingraham’s death “was likely a homicide.” “This incompetent, horrendous organization called Office of Protective Services takes it and just makes a mess, just a complete mangled mess of the investigation,” said Larry Ingraham, the patient’s older brother and a veteran of the San Diego Police Department. Sexual assaults unprosecuted Sex abuse cases, too, have been shelved without prosecution. In April 2010, at the Canyon Springs Developmental Center in Riverside County, a janitor twice sexually abused a mentally disabled female patient when caregivers were out of sight. Under California law, having sex with any developmentally disabled person who is incapable of giving consent is considered rape. The patient, who is not identified in state records, had a history of being assaulted. She was institutionalized at age 12 after her father impregnated her, a state health department citation shows. The patient had been diagnosed with moderate mental retardation, schizoaffective disorder and 12 post-traumatic stress disorder. Canyon Springs staff had been working with her to curb any behavior “possibly leading to sexual activity,” her file states. The female patient, then 39 years old, told center employees she “did it” with the janitor in the women’s bathroom and in a hallway during a fire drill. An unidentified Canyon Springs employee notified the state Department of Public Health. The Office of Protective Services investigated the case but made no arrests. State regulators also investigated and ruled the incidents as sexual abuse, according to a citation issued to Canyon Springs. In December 2010, Canyon Springs was fined $800 by public health officials for the incidents. No criminal charges followed. The Riverside County district attorney’s office said it has no record of receiving any case referrals from Canyon Springs, which houses about 50 patients. Rather than placing the janitor under arrest, developmental center officials ordered him to undergo training on his “legal duty” regarding patient abuse, according to state records. The Office of Protective Services concluded that the janitor didn’t commit a crime, Delgadillo said. She declined to answer other questions about the incident or to say whether the janitor, whose name the state has redacted from case files, continues to work at Canyon Springs. In another case with even fewer details available, a female patient at the Sonoma Developmental Center accused a male caregiver of sexually assaulting her during a bath in early 2000, police records show. The institution responded by assigning two men to bathe the patient. On July 6, 2000, both caregivers allegedly raped her, again during bathing. The institution did not inform its own police officers about the details of either incident. Records show Ed Contreras, then Sonoma’s police commander, received an anonymous tip four days after the second alleged rape. “They weren’t following the law,” Contreras said in an interview. “They weren’t reporting it to the police department. They weren’t reporting it to me.” Contreras said no arrests were made in the sex assaults. The Sonoma County district attorney’s office declined to release records on the cases or any other criminal allegations from the developmental center. Inside institutions, a different world The Sonoma Developmental Center is located in a quaint neighborhood in the middle of wine country. Fairview in Costa Mesa is near the Orange County fairgrounds and surrounded by strip malls and a golf course. Lanterman is wedged between train tracks and a highway east of Los Angeles. Next door to a Cathedral City cemetery, tiny Canyon Springs could be mistaken for an office park. The Porterville Developmental Center, southeast of Visalia, does have the look of an institution. Among the 500 patients, the facility houses about 200 developmentally disabled patients who have committed crimes or who are under arrest. Inside, the centers feature wide hallways. Walls are decorated much the same as elementary school classrooms, with colors and construction paper cutouts to signal upcoming holidays. 13 CARLOS PUMA/CALIFORNIA WATCH The interiors of California’s developmental centers look like nursing homes or long-term care hospitals. The state plans to close this facility, the Lanterman Developmental Center in Los Angeles County. Primary caregivers, called psychiatric technicians, guide patients from place to place, feeding them and distributing medication. Each patient communicates differently, and the units are filled with shouts, groans, shrieks and crying. Patients share bedrooms. Some are crowded with stuffed animals, posters and family pictures. Others are empty, save for the full-sized beds and a cabinet. Parents and siblings can visit every week for hours at a time. Fairview patients range from 15 to 94 years old, said Bill Wilson, the institution’s executive director. Most are between the ages of 40 and 60. More than two-thirds of patients are diagnosed with profound mental disabilities, according to research from UC San Francisco. The institutions have whole units for patients who are emotionally volatile, prone to striking themselves and others. The disabled population adds greater complexity to criminal investigations. For a host of reasons, their observations can be tainted by fantasies and falsehoods. Their emotions veer from happy to inconsolable without warning. Patients slap and punch at their faces and legs, and at each other. “They come to us after they’ve burned every bridge in the community,” said Erinn Kanney, a program manager at Fairview. Outside of California, local or state police most often are responsible for investigating criminal cases at institutions. But city and county law enforcement agencies inside the state have not shown an interest in developmental center cases and don’t have funding to expand their scope, according to Delgadillo. “Oftentimes, local law enforcement does not want to get involved,” said Delgadillo, who in the past has worked for the California Department of Corrections and Rehabilitation as a manager in the juvenile justice division. 14 Local police or sheriff’s deputies can act more independently than an internal police force responsible for probes into their colleagues and bosses, said Jane Hudson, senior staff attorney for the National Disability Rights Network, a patient advocacy organization “If there’s a crime committed,” Hudson said, “you let the criminal investigators go in first rather than the institution bagging the bloody shirt.” Delayed notification hinders investigations Delays by the Office of Protective Services often make cases harder to solve. Although no public records exist showing how frequently the police force receives late notification of potential abuse cases, California Watch was able to identify at least a dozen incidents in which delays from 24 hours to several days occurred. Forensic experts say the first hours following a crime are critical. A person walking through a crime scene can ruin fingerprints, DNA samples and other evidence, said Dennis Kilcoyne, a Los Angeles Police Department homicide detective. Witness statements can change with time, especially after they’ve conferred with others, he said. “People’s emotions are in play, and they may say things that, after they’ve thought about it or consulted with an attorney, (they) won’t say a week from now,” said Kilcoyne, a 27-year veteran. Delays have hurt criminal investigations and given the centers’ employees time to alter and destroy evidence, records and interviews show. That’s what happened in the case of Timothy Lazzini, the 25-year-old quadriplegic patient with cerebral palsy, who coughed up a bloody glycerin swab at the Sonoma Developmental Center. He died from internal bleeding that night, Oct. 22, 2005. Three swabs – each 4 inches long and twice as thick as a Q-tip – had torn Lazzini’s esophagus. He coughed out one, but two others remained lodged in his stomach, autopsy records show. At that point in his life, Lazzini’s disabilities had left him mostly paralyzed, and he received food through a tube in his abdomen. Someone at the developmental center likely put the swabs inside his mouth before he died. Dr. Ken Christensen, Lazzini’s doctor, told Office of Protective Services investigators that it was possible for Lazzini to swallow the swabs, but “it is unlikely for him to be able to pick it up and put it into his mouth.” The pathologist who performed Lazzini’s autopsy noted the same thing. The Office of Protective Services assigned the case to a detective more than 24 hours after a caregiver discovered Lazzini bleeding from the mouth, the police file shows. By then, if any evidence was available at the scene, it was gone. “I noted the area was cleaned up,” Rod Beck, the detective, wrote in his report. “I did not note G-swabs in the bedroom area and none were seen in the drawers of his dresser.” The glycerin swabs are lemon flavored and intended to moisten a patient’s mouth, but caregivers were not supposed to use them on Lazzini, according to the case file. The patient did not have the physical ability to remove the swabs himself, one of Lazzini’s doctors told police. 15 During his interviews with caregivers, Beck learned that some technicians had been using the glycerin swabs as a pacifier for Lazzini, putting them in his mouth when he “got vocal.” Lazzini’s caregivers all denied ever putting swabs in his mouth, however. Only one of the seven questioned by police admitted to using them on any patient. Records that might have proven MONICA LAM/CALIFORNIA WATCH Stephanie Contreras reads through the case file on her brother, otherwise were destroyed, according to Timothy Lazzini, a 25-year-old quadriplegic who died of interthe police report. Daily caregiver notes nal bleeding in 2005. An autopsy revealed two large, Q-tip-like swabs stuck in his stomach. from the previous week went missing. Someone blacked out information in two separate logs documenting patient care on the day Sonoma employees discovered Lazzini bleeding. “The initials were heavily lined out,” Beck wrote. Mark Czworniak, a Chicago Police Department homicide detective, reviewed the Lazzini case file for California Watch. He said that without records, crime scene evidence or corroborating statements from witnesses, there is no way to link anyone to the swabs that killed Lazzini. It might have been multiple caregivers, Czworniak wrote, “or a completely unobservant health care worker, supplying Timothy L. with the G-swab one after another, not noticing, or caring where each swab disappeared to, and not surmising that Timothy L. was swallowing them.” Lazzini’s sister, Stephanie Contreras, who lives in the Sonoma County town of Windsor, and other family members sued the state in 2006 over Lazzini’s death and settled two years later for $100,000. The Department of Public Health also fined the Sonoma Developmental Center $90,000 in August 2007, citing “mistreatment, neglect or misappropriation of resident property” – the failure to prevent Lazzini from swallowing the swabs. But the Office of Protective Services closed the Lazzini case without determining what had happened. Oversight reorganized For much of its history, the Office of Protective Services was fragmented, with officers reporting only to administrators at their own facility. Then, after a series of critical stories about the Sonoma center in the local Index-Tribune newspaper, Sacramento officials took greater control of the Office of Protective Services. They created a statewide police chief and borrowed veteran officers from the California Highway Patrol to fill the job. 16 “If this had happened to 3-yearold boys in a day care center, people would have been alarmed, police would have been called, there would have been an outrage. It wouldn’t have just been treated as just, ‘Oh, look, there’s a cut, we better sew that up.’” — Leslie Morrison, investigations director, Disability Rights California In 2006, the U.S. Justice Department’s Civil Rights Division criticized the care at Lanterman, in Pomona, in a letter sent to Gov. Arnold Schwarzenegger. They noted a failure to properly collect evidence, inadequate witness interviews, delays in beginning investigations and the inability to close unsolved cases. The audit outlined the case of a patient, identified only as A.Z., who died on Aug. 7, 2002. The federal audit did not include details of the case but said the patient “died of multiple blunt force trauma after being stomped repeatedly in his bedroom at Lanterman.” The Office of Protective Services identified two suspects – the patient’s caregiver and a roommate. Although there was evidence pointing to both men, the audit said, Lanterman police concluded the roommate had committed the crime but was too mentally impaired to face charges. “Regardless of who was responsible,” the auditors said, “the fact that A.Z. suffered severe pain and ultimately died at Lanterman, in spite of the state’s obligation to keep him safe, is deeply disturbing.” Patricia Flannery, the state official responsible for developmental center operations, said Lanterman has remedied the deficiencies documented by the justice department. “We haven’t heard from them in two years,” she said. During the Schwarzenegger administration, however, the Department of Developmental Services hired less-experienced candidates to run the police force. In 2007, the department hired Nancy Irving, a longtime government labor mediator, analyst and program manager, as the force’s interim police chief. She had not been certified as a law enforcement officer. The career path of Victor Davis is not unusual. Davis started at Lanterman as a part-time psychiatric technician in 1989, working his way up to a supervising caregiver. In 1998, the Department of Developmental Services put him on the police force as an investigator, skipping him over two ranks of police officers despite his lack of law enforcement background. Today, Davis is Lanterman’s commanding officer, in charge of all criminal investigations. Davis declined to comment in detail, and attempts to interview him during a tour of Lanterman were 17 cut off by a top-level official with the department. The police force in 2008 added its first policies on investigating abuse and neglect, closing investigations, responding to sex assault and responding to a crime scene or emergency. But policies on preserving evidence, managing investigations and collaborating with outside law enforcement remain unwritten to this day. Detectives have not had the authority to send investigations to prosecutors themselves. In most police departments, officers and detectives begin working with prosecutors in the early stages of an investigation. Some district attorneys send their prosecutors to work hand in hand with police at crime scenes. But the Office of Protective Services follows a different playbook. The agency’s manual states that detectives and commanders must clear cases with administrators and civil attorneys at the Sacramento headquarters before sharing cases with local police or prosecutors. Delgadillo, director of the Department of Developmental Services for the past five years, said the police agency follows state standards for evidence collection. Delgadillo said she has reorganized the force so that police commanders answer to Sacramento rather than local administrators at the centers. This move, which was fully enacted in 2007, is intended to protect against interference by employees and officials who might be implicated in wrongdoing, she said. Delgadillo acknowledged the old policy had been a potential conflict of interest. “They’re reporting directly up to us to make sure that there’s no conflict between the developmental center and the investigation that’s actually being conducted,” Delgadillo said. The department’s legal team exists to protect the state from civil liability claims, a fact that raises concerns among patient advocates and legal experts who say prosecutions and arrests for abuse of patients have taken a back seat. Delgadillo said the Office of Protective Services submits cases to department lawyers first to ensure “the investigation and the information is as complete as possible.” Since 2006, state regulators have confirmed 21 patient abuse cases and 173 injuries of unknown origin at the Lanterman Developmental Center in Pomona. But the Los Angeles County district attorney’s office said it is unable to find a single case referred by Lanterman investigators in the past decade. And the head of the district attorney’s elder abuse and dependent adult section, Robin Allen, said she didn’t know the developmental center had its own officers and detectives. With more than 300 patients, Lanterman is one of the largest elder caregivers in Los Angeles County. Department of Developmental Services officials provided California Watch with the case numbers for six incidents they claim had been forwarded to prosecutors in Los Angeles County. But the district attorney’s office said the case numbers didn’t match anything in their records. Even cases of brazenly documented abuse have ended without criminal charges. In 2005, a caregiver at Lanterman took a cell phone picture of her co-worker with his hands wrapped around the neck of a 48-year-old male patient with mental disabilities. 18 In the photo, the patient’s “facial expression showed that he was not enjoying the action,” a state Department of Public Health inspector wrote in a report about the incident. The photograph, taken May 5, 2005, was e-mailed to the phones of multiple Lanterman employees – itself a violation of patient privacy laws. Another caregiver witnessed the choking and anonymously reported it a week later in a letter to public health officials and Lanterman administrators. But the Office of Protective Services did not arrest the employees involved or forward the case to prosecutors. Inspection records don’t say whether the caregivers were reprimanded or fired, but Lanterman itself was fined $800 by the Department of Public Health. CIR staff writers Agustin Armendariz, Emily Hartley and Michael Montgomery contributed to this report. This story was edited by Robert Salladay and Mark Katches. It was copy edited by Nikki Frick. 19 FEBRUARY 24, 2012 Basic police work ignored in autistic patient’s suspicious death By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Suspicious-Death S ix days before he died, Van Ingraham was found on the floor Where It Ran: of his room. His neck was broken and his spinal cord was This story also appeared crushed and disfigured. The injury was so severe, medical exin the following news outlets: perts said it looked like he could have been put in a headlock • Orange County Register or hanged. • San Diego Union-Tribune But even if Ingraham knew how he’d been injured, his severe autism prevented him from revealing it. He’d never uttered a word in his life – only his injuries could speak for him. Solving the mystery of Ingraham’s death in the summer of 2007 was left to the detectives at the Fairview Developmental Center, a state-run institution in Costa Mesa where Ingraham lived in a sterile room. A tiny window allowed only a sliver of light into his world. Ingraham’s family sent him to Fairview when he was just 8 years old. He lived under the care of the state for 42 years. Restless, he would sprint through hallways. He would urinate on himself when upset. At his worst, he would strike at his own face, though never at his three roommates or others around him. The coarseness of Ingraham’s life at Fairview was matched only by the sloppiness of the investigation into his death. The police force at Fairview failed to collect blood samples, fingerprints and other physical specimens from his room. On the day of the injury, they took one photograph – a headshot of Ingraham, 50, as he lay on a stretcher, his eyes open and glassy, an abrasion above his left brow. Later, Fairview detectives noted that Ingraham’s caregiver had changed the institution’s log documenting what the patient was doing at the time of the injury. But detectives never pressed the 20 PHOTO COURTESY LARRY INGRAHAM Van Ingraham, in a 1963 photo with his brother, Larry, lived at the Fairview Developmental Center for 42 years. issue. The lead detective, a former nurse, had minimal police training and no experience investigating suspicious deaths. In the case file, she left out the opinion from a biomechanical specialist that Ingraham’s death “was likely a homicide” – one of three medical experts to raise alarms about the injury. Two of those experts concluded that Ingraham likely had been put in a headlock. Fairview detectives eventually focused on another patient without proof he was even near the scene. The key testimony leading detectives down that road came from a blind patient. The detectives also surmised that Ingraham could have fallen out of bed, which was about two feet off the ground. Medical experts said that scenario was highly unlikely given the force required to produce Ingra- ham’s injury. No arrests have been made in the case, and the Fairview caregiver last seen with Ingraham continues to work at the center. Ingraham’s death illustrates how an ill-equipped, inexperienced and poorly trained police force has dealt with a rising number of unexplained injuries and abuse cases inside facilities managed by the Department of Developmental Services. California Watch enlisted homicide detectives from the Seattle and Chicago police departments to review hundreds of pages from case files on the Fairview investigation. The two investigators each pinpointed six mistakes made by officers and detectives at Fairview – the most significant of which came in the hours and days after Ingraham was discovered on the linoleum floor of his room. The Seattle and Chicago detectives, who have a combined 51 years of experience in law enforcement, noted that Fairview police did not secure Ingraham’s room to protect evidence, did not promptly interview witnesses, and did not realize that the patient’s broken neck should have been investigated immediately. “It is my belief that the initial responders did not recognize the scene as a potential crime scene,” Det. Al Cruise of the Seattle Police Department wrote in his review. Even after the Office of Protective Services learned that Ingraham’s neck had been broken, they waited five days to begin witness interviews. This “gave several people the opportunity to speak about the events,” Det. Mark Czworniak of the Chicago Police Department wrote of the delay, which could have potentially undermined witness statements. The $4.5 billion Department of Developmental Services is responsible for about 1,800 patients with cerebral palsy, mental disabilities and severe autism at five centers in Los Angeles, Orange, 21 PHOTO BY LARRY INGRAHAM After spending six days in a Newport Beach hospital, Van Ingraham died just minutes after midnight on June 12, 2007. Sonoma, Riverside and Tulare counties. California Watch has found that detectives and officers working for the agency’s police force, the Office of Protective Services, routinely mishandled reports of abuse at the facilities. Hundreds of cases of reported abuse and unexplained injuries have been documented and then dropped without prosecution or detailed follow-up. Over the past six months, California Watch has provided state officials with documents, interviews and data from its investigation into Ingraham’s death. But Department of Developmental Services officials declined to comment on the case, citing patient privacy laws. Terri Delgadillo, director of the department based in Sacramento, said overall, “If there are issues that need to be addressed,” the department is looking into making improvements. Key players in the case, including Fairview detectives and officials with the Orange County sheriff-coroner’s office, declined to comment or were instructed to remain silent. The circumstances of Ingraham’s death were reconstructed based on interviews, police case files, autopsy examinations and other public records. Childhood diagnosis As a baby, Van Ingraham didn’t respond to voices. His parents feared their youngest son was deaf. Ingraham’s ears worked. His true disabilities would prove far more challenging. At 18 months, when most children are upwardly mobile, he wasn’t walking. He made sounds, but could not form 22 words. “Right away, I started noticing things about him as a tiny baby,” said Jane Robert, Van Ingraham’s mother, now 90 years old. “He didn’t want me to hold him and cuddle him. He would stiffen up when I would try to hold him.” But as he grew, Ingraham was giddy in his love for play. A black-and-white family picture now fading shows him, about 6 years old, riding PHOTO BY NADIA BOROWSKI SCOTT piggyback on his older brother’s shoulders At his home in San Diego, Larry Ingraham constructed in their San Diego neighborhood. Both are a memorial to his brother, Van, who died after an injury at Fairview Developmental Center. smiling, but Van’s mouth is open wide, like a kid screaming joyfully on a roller coaster. “We had a big family living in a small house,” said Jane, who stayed at home to take care of her two sons and four daughters. Van Ingraham’s impulses grew more difficult to tame. He suffered severe seizures. When he was 8, Jane took him to a doctor specializing in a relatively new disorder called autism. The doctor diagnosed him as being on the severe end of the autism spectrum. The conclusion was not so painful as the specialist’s advice, which was “put him away; forget you had him,” said Larry Ingraham, Van’s older brother by six years. “And that was the beginning of the nightmare,” his mother recalled. “Because my husband said, ‘Never, we’ll never do that!’ And I ran outside of the room. It was the worst day of my life.” They tried their own methods. When he finally started to walk, and had a tendency to bolt from the house, his family painted the walls of his bedroom yellow, his favorite color, in the hope it might induce him to stay put. Less than a year after the diagnosis, Ingraham became agitated one day while his mother was caring for him alone. The door to the boy’s bedroom locked only from the outside, so they could contain him. But Ingraham ran out of the room ahead of his mother and slammed the door, locking her in. Van Ingraham was discovered hours later, naked and running down the middle of the street, following the yellow lane dividers. It was too much. Jane first tried placing her son in a private group home. That arrangement lasted just 24 hours, as a distraught Van tore down curtains and nearly broke free from the facility. Life at Fairview The Fairview Developmental Center was a last resort and a welcome salvation from the stress of caring for a disabled child. A doctor had recommended the facility to Ingraham’s family. 23 On a clear and cool April 20, 1964, Ingraham’s parents loaded up their car and drove their youngest son to Costa Mesa, the suburban enclave in Orange County where five years earlier the state’s newest institution for the developmentally disabled had been built on 752 acres. From outside the fenced-in campus, Fairview now looks like a school built for thousands of children, with low-slung buildings painted blue and white. Patients wander the drab halls and common areas, which are serviced by the institution’s own power plant and COURTESY OF LARRY INGRAHAM an industrial kitchen. Van Ingraham slept in a sterile room at Fairview Developmental Center, which he shared with three other men. Richard “Dick” Ingraham, an executive at A handwritten sign reads, “Van’s bed.” the defense contractor General Dynamics for 43 years, and Jane believed their son was safer at Fairview, protected and watched round the clock. Jane co-founded the parents’ organization – Fairview Family & Friends – that assists the institution to this day and embraces a philosophy that “all people have value as human beings and as members of the human family.” Over the years, the family would bring their son home on weekends. On one occasion when Ingraham was 9 years old, Jane said she noticed during a bath that he had “bite marks on his little penis.” She said Fairview did not explain the marks. The toll of institutionalizing the boy was deeply painful to the Ingrahams. Larry Ingraham said he believes it contributed to his parents’ divorce a few years after Van Ingraham first entered Fairview. Jane Robert said once her son became a teenager, bringing him home on weekends became too stressful for the family. “Finally there came a day my husband said, ‘Don’t bring him home any more,’ ” Jane said, her voice quivering. “It was just too much for him. You know, he worked hard all week.” Ingraham grew into a healthy man at the institution. To control his moods, Fairview physicians prescribed him lithium and risperidone. Both medications are used to calm the behaviors of the severely autistic, according to the National Institutes of Health. He stood 5 feet 9 inches tall, with the lean muscular build of a day laborer and full head of dark brown hair. He was social, though he avoided physical contact with others. This made grooming him a chore. Pictures that Larry Ingraham had taken show his brother with stubble visible along his jaw line and chin. His tastes and activities changed little, a 2006 assessment by Fairview caregivers shows. Ingraham guzzled soda and generally preferred sweet foods. He “likes hot cereal with LOTS of sugar and cocoa,” the assessment states. Larry Ingraham keeps a photograph of his brother chugging a plastic 24 COURTESY OF LARRY INGRAHAM Van Ingraham, pictured a year before his death with his brother, Larry Ingraham, at Fairview Developmental Center, loved to drink sugary sodas. bottle of Sprite. His communication skills developed, but they were basic. When Ingraham wanted someone to leave his room, he’d nudge them toward the exit with his elbow. But impulse control would bedevil Ingraham until the day he was paralyzed. Predawn incident, then injury Sometime between 4:30 and 5 a.m. on June 6, 2007, Johannes Sotingco, the Fairview caregiver on duty that morning, found Ingraham urinating in his pants. According to Sotingco’s recollection to police, Ingraham then pushed his pants down to his ankles to get the wetness away. Sotingco ordered him to pull up his pants, but he refused. He said Ingraham was standing. About this time, a supervisor down the hall said she heard Ingraham scream. The supervisor, Florens Limbong, rushed to Ingraham’s bedroom to check on the patient. Opening the door, she saw Sotingco standing over Ingraham. The light was on in the room – it was always on, because Ingraham was afraid of the dark. Ingraham was lying face up on the brown vinyl floor. Ingraham shared the room with three other patients; the roommates were asleep, accustomed to Ingraham roaming around at night. It’s unclear from the record how Ingraham ended up on the floor. “Is he OK?” Limbong asked. 25 “Yeah, he is OK,” Sotingco replied, pulling the patient’s pants back up while he was on the ground. “He doesn’t want to wear his pants.” Limbong turned and left without further inquiry. She told investigators that she saw nothing more than Ingraham on his back, and said she trusted Sotingco’s assertion that the patient was fine. “No more problem, you know. I mean I don’t hear any more screaming,” she told the detectives. COURTESY OF LARRY INGRAHAM AND DONOVAN JACOBS Sotingco was on her heels, heading Fairview’s Johannes Sotingco, shown in a video from a civil out the door. In a later interview with trial deposition, was Van Ingraham’s caregiver on the day of his fatal injury. detectives, Sotingco insisted that he hadn’t injured the patient during the predawn incident and claimed Ingraham had stood up before he left the room. Ingraham, according to Sotingco, was checked again at 5:15 a.m., and was marked in a log as “R” – resting in his bed. Sotingco wrote in another of the center’s log – which Fairview officials labeled the Journal of Falls – that he first discovered Ingraham’s injury when he made his rounds again. This was about 5:45 a.m. In his interview with police, Sotingco said he found Ingraham lying face up on the floor – the same spot where Limbong had seen him more than an hour earlier. The patient couldn’t lift his head. There was a cut above his left brow and tears welled in his eyes. The record shows Sotingco quickly called for help in lifting Ingraham. Another caregiver, Alvin Tan, grabbed one side of Ingraham’s body, witness interviews show, as they pulled the patient on to his mattress. Ingraham was dead weight. Limbong, who had returned to the room, offered Ingraham a can of soda to see if he would respond to one of his few joys in life. But he didn’t move. With Limbong and Tan in the room, Sotingco theorized that Ingraham had slipped and fallen from his bed. At 6:38 a.m., Sotingco picked up the phone and called Fairview police officer Pete Araujo. They chatted for about 20 minutes, but Sotingco did not mention a neck injury. He reported Ingraham had suffered an abrasion. Araujo said Sotingco did not have an urgent tone. Investigation bungled Araujo, the only Fairview officer on duty that morning, arrived at Ingraham’s room just as an 26 ambulance was pulling up. He quickly left to give the medics directions to the room, returning as they were wheeling Ingraham into the hallway. Before paramedics left, Araujo took a single picture of Ingraham’s face, Fairview police records show. Araujo gathered no other evidence. He didn’t question possible witnesses or take custody of the Sleep Log, which documents what patients are doing every 30 minutes throughout the night. Ingraham was rushed to the emergency room at Hoag Memorial Hospital Presbyterian in Newport Beach. X-rays taken at the hospital documented a hyperflexion injury, akin to that inflicted on people who’ve been hanged. Ingraham would be paralyzed, at best, and most likely would die. That morning, Larry Ingraham, a retired San Diego police officer, received a call from a supervisor at Fairview saying his brother had suffered a minor injury. He walked into the hospital room to find his brother confined with a head brace and with tubes running in and out of his nose and arms. While there, Larry Ingraham said a neurosurgeon took him aside and surmised: “Somebody did this to your brother.” “I knew this was no minor fall like they’d said,” Larry Ingraham said in an interview. “… Because being a cop all those years, being in the line of work I’ve been in, I knew there’s a person out there right away that had done this to him.” The next day, Larry Ingraham decided to go to Fairview. He talked his way into the area COURTESY OF LARRY INGRAHAM where his brother had An X-ray of Van Ingraham’s neck shows a severe spinal break that two medical lived and asked to speak experts said likely came from a headlock. 27 to a supervisor. He was told by a staff member to wait in an office. “She went to find the supervisor,” Larry Ingraham said, “and I started checking through files.” He said he found the Journal of Falls noting his brother had suffered a slip out of bed. “And I already knew that was not true,” he said. “So I took it.” Armed with that information, and Sotingco’s name, Larry Ingraham filed an abuse allegation with the Office of Protective Services. Back at Fairview, Sotingco changed the Sleep Log entries for his rounds to reflect what he claimed was the more accurate version. Originally, Sotingco wrote Ingraham was using the bathroom at 4:45 a.m., and then sleeping at 5:15 a.m. He would tell Fairview police that he changed the sleeping and bathroom notations to say Ingraham was resting and awake in bed on both occasions. Fairview detectives waited five days to start interviewing Sotingco, Limbong and other witnesses. Sotingco and Limbong did not respond to interview requests from California Watch, including notes left at Sotingco’s home in Anaheim and repeated calls to Limbong. Theresa DePue, the former nurse and Fairview’s lead detective investigating Ingraham’s death, asked Sotingco why he changed the Sleep Log, according to the police case file. The caregiver said he’d just tried to make it more accurate. “So that was just a – an error?” DePue said. Sotingco replied yes, and the detective moved on. DePue did not investigate the alteration as potential evidence tampering. And she didn’t press him on what Limbong had reported seeing, records show. Later, during a deposition in a civil lawsuit over Ingraham’s death, Sotingco was asked if he’d put him in a headlock. He replied: “No. I don’t do that.” Before joining Fairview, Sotingco had worked at Metropolitan State Hospital in Los Angeles County, where he’d been investigated four times in alleged patient abuse cases, police records show. All four allegations were closed as unsubstantiated. The state hospital would not release the details of those cases. 28 “I knew this was no minor fall like they’d said … Because being a cop all those years, being in the line of work I’ve been in, I knew there’s a person out there right away that had done this to him.” — Larry Ingraham, retired San Diego police officer and older brother of Van Ingraham In her interview with Limbong, DePue appeared skeptical about whether Ingraham had fallen out of bed, as Sotingco had speculated. “There are some pretty big concerns, because of the fact that the injury you are telling me doesn’t really match up to the client’s injury,” DePue said. “OK,” Limbong said. “… Any indication that somebody physically caused these injuries? Nothing?” DePue asked her. “No. No, I don’t. No.” Death ‘likely a homicide,’ expert says At the hospital, Larry Ingraham decided to take his brother off the machines that had been keeping him alive. Van Ingraham died just minutes after midnight on June 12, 2007. At the autopsy that day, Dr. Richard Fukumoto theorized Ingraham’s shattered spine “could have been caused by a blow to the back of the neck using a soft object,” the Fairview police case file shows. Fukumoto was then Orange County’s chief forensic pathologist. Another staff pathologist, Dr. Aruna Singhania, thought it looked like a whiplash injury sustained in a car accident. A day after Ingraham died, the Office of Protective Services finally asked for help from an outside agency. On June 13, Peter Mastrosimone, a Fairview detective assisting DePue, sent an e-mail to the Orange County Sheriff’s Department asking officers to check Ingraham’s bedroom “for anything of evidentiary value,” according to police records. The sheriff’s office replied “that due to the time lapse and the day-to-day business in the room (routine cleaning and presence of clients and staff) and the possibility of subsequent contamination, no evidence could be recovered that would be of evidentiary value.” Both Mastrosimone and DePue declined requests for interviews from California Watch. Ingraham’s case was DePue’s first suspicious death investigation. DePue had no police experience when the developmental center hired her as a detective in 2002, personnel records show. She’d previously worked as a Medicare inspector for the state Department of Health Care Services. Mastrosimone joined the Fairview police force as a patrol officer in 1996, after more PHOTO BY NADIA BOROWSKI SCOTT than 10 years as an unpaid volunteer reserve Larry Ingraham (left) and friend Donovan Jacobs look for the Alhambra Police Department, near Los through the case files they have accumulated on Van Angeles. Ingraham’s death. 29 Matt Murphy, a prosecutor with the Orange County district attorney’s office, said he’s worked with Mastrosimone multiple times over the years. While the Fairview detective doesn’t have the skills of a city police detective, Murphy said Mastrosimone takes direction well. “Pete is a man with no ego,” Murphy said. “He does whatever I tell him to do.” Roughly a month into Fairview’s investigation, a tip came in from another staff member that a patient, who was blind, had come forward. He claimed that on the morning of Ingraham’s injury, a third patient was seen coming out of Ingraham’s room. He said this third patient came up to him and whispered, “Don’t tell anyone.” The detectives pursued the lead, questioning the patients, their doctors and psychologists, police records show. This worried Carol Risley, a patient advocate at the developmental services department. “I am beginning to feel as though the other resident is becoming the target as it will reduce liability,” Risley wrote to department executives in an e-mail, “since he probably cannot be held responsible for his actions.” Detectives focused on the patient because they believed he had a violent history at Fairview. But it turned out, he didn’t. He’d been prone to taking credit for things he’d not done, like once saying he’d broken another patient’s arm. The Fairview detectives subjected the two developmentally disabled men – the allegedly violent patient and his blind accuser – to a voice stress test to determine if they were lying. The results were inconclusive. Detectives asked Sotingco to participate in the test, but he declined. There were other delays. It took months for a coroner’s office investigator to tell the Office of Protective Services that Fukumoto had ruled out an accidental fall as a possible cause of the injury. In October 2007, Fairview detective Mastrosimone wrote in an e-mail to his commander to convey the autopsy results: “The injury was most likely caused by force associated with a half nelson or some type of head lock.” During its own investigation, the Orange County sheriff-coroner’s office was debating whether to rule Ingraham’s death a homicide or an accident, said Jacque Berndt, the chief deputy coroner. Berndt asked Thay Lee, a biomechanical engineering professor at UC Irvine, to examine the evidence. Berndt directed Lee not to speak with California Watch about the Ingraham case. “It is my opinion the manner of death was likely a homicide,” Lee wrote in his report to the Orange County coroner and Office of Protective Services, which was filed in December 2007. The force that broke the Fairview patient’s neck had to have come from another person, he ruled. Lee’s presentation included X-ray images of Ingraham’s neck juxtaposed with the neck of a person who had jumped headfirst into a shallow pool. Ingraham was clearly in worse shape, his top vertebrae at unnatural angles, his spinal cord a set of derailed tracks. Regardless, Berndt listed the manner of death as “undetermined.” DePue, the Fairview detective, noted in the file that she received Lee’s report. But she omitted from the record his conclusion that Ingraham’s death was likely a homicide. She also failed to document that the county’s chief pathologist determined Ingraham couldn’t have broken his neck in an 30 accidental fall. Instead, DePue wrote, “the possibility of a fall or accident could not be ruled out.” The developmental center detectives also maintained that another patient might have broken Ingraham’s neck. In 2009, the state paid Ingraham’s family $800,000 to settle a wrongful death lawsuit Larry Ingraham had filed two years earlier. In finally closing the case, DePue and Mastrosimone listed the allegedly violent patient as “suspect.” Sotingco was listed as a “subject.” As far as the Office of Protective Services was concerned, that was the end of it. CIR staff writers Agustin Armendariz and Emily Hartley contributed to this report. This story was edited by Robert Salladay and Mark Katches. It was copy edited by Nikki Frick. 31 FEBRUARY 24, 2012 Manner of Death: Undetermined By Carrie Ching and Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Death-video VIDEO A fter Van Ingraham was found with his neck broken at the Fairview Developmental Center, police at the state institution closed the case without answers. But the patient’s heartbroken brother went after evidence that state investigators had missed. http://bit.ly/BrokenShield-Death-video 32 NOVEMBER 29, 2012 Police ignored, mishandled sex assaults reported by disabled By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Police-ignored-sex-assaults P atients at California’s board-and-care centers for the developmentally disabled have accused caretakers of molestation and rape 36 times during the past four years, but police assigned to protect them did not complete even the simplest tasks associated with investigating the alleged crimes, records and interviews show. The Office of Protective Services, the police force at California’s five developmental centers, failed to order a single hospital-supervised rape examination for any of these alleged victims between 2009 and 2012. At most police departments, using a “rape kit” to collect evidence would be considered routine. The procedure, performed by specially trained nurses, is widely regarded as the best way to find evidence of sexual abuse. Without physical evidence, it can be nearly impossible to solve sex crimes, especially those committed against people with cerebral palsy and profound intellectual disabilities. In the three dozen cases of sexual abuse, documents obtained by California Watch reveal that patients suffered molestation, forced oral sex and vaginal lacerations. But for years, the state-run police force has moved so slowly and ineffectively that predators have stayed a step ahead of law enforcement or abused new victims, records show. State officials responsible for the police force would not com33 Where It Ran: This story also appeared in the following news outlets: • • • • • • Bakersfield Californian The Daily Beast The Fresno Bee The Press-Enterprise San Francisco Chronicle Santa Rosa Press Democrat COURTESY OF NEWSEUM Front page of the San Francisco Chronicle on Thursday, Nov 29, 2012. ment about specific abuse cases but emphasized that patient protection is the state’s top priority. Officials also said they have ordered retraining for officers and added new procedures to better protect patients – moves that occurred after earlier California Watch stories. Much of the alleged sexual abuse in the California institutions has occurred at the Sonoma Developmental Center, where female patients have been repeatedly assaulted, internal incident records show. In one case, a caregiver was cleared by the police department of assault and went on to molest a second patient. In another case from August 2006, caregivers at the Sonoma center found dark blue bruises shaped like handprints covering the breasts of a patient named Jennifer. The patient accused MIKE KEPKA/SAN FRANCISCO CHRONICLE a staff member of molestation, court records Giant palm trees stand at the main gate of the Sonoshow. Jennifer’s injuries appeared to be evidence ma Developmental Center, which houses about 500 patients. The police force at California’s developmental of sexual abuse, indicating that someone had vio- centers failed to order a single hospital-supervised rape examination for any alleged sexual abuse victims lently grabbed her. between 2009 and 2012. The Office of Protective Services opened an investigation. But detectives took no action because the case relied heavily on the word of a woman with severe intellectual disabilities. A few months later, court records show, officials at the center had indisputable evidence that a crime had occurred. Jennifer was pregnant. By that time, her alleged attacker had vanished. For the parents of the 32-year-old patient, the reaction has been disbelief and anger. They are now raising a 5-year-old boy who Jennifer is incapable of mothering. The child is precocious and strongly resembles his maternal grandmother. “Every time, I just imagine her being raped and screaming and crying for me,” said the woman’s mother, whose name is being withheld to protect Jennifer’s identity. “It just kills me.” The Office of Protective Services has not collected physical evidence to back up cases such as Jennifer’s. In situations involving developmentally disabled patients, DNA and other physical evidence are even more important because statements from alleged victims often are treated as unreliable. Some have IQs in the single digits and cannot speak. Detectives at city and county police departments are trained to send sexual assault victims to an outside hospital for the specialized rape examination. But the doctors and nurses at the state’s developmental centers – in Sonoma, Los Angeles, Orange, Riverside and Tulare counties – were not trained 34 in dealing with sexual assault victims, records and interviews show. California Watch shared details of the developmental center sex abuse cases with two outside police detectives who specialize in such assault investigations. The detectives said they were dismayed by the state’s actions. “How can you do a sexual assault investigation and not do an exam?” said Roberta Hopewell, a detective at the Riverside Police Department and president of the California Sexual Assault Investigators Association. According to interviews with former detectives and patrol officers at three of the state’s developmental centers, the Office of Protective Services did not assign its own detectives to cases that should have been investigated – nor did the force seek expert help from outside law enforcement. One former patrol officer said administrators were afraid of bad publicity. “They didn’t want anything to get out, so they handled it internally. They call the shots,” said Joe Guardado, a former patrol officer at the Porterville Developmental Center in Tulare County who retired in 2010. In September, California Watch presented its findings about the handling of sex abuse against patients to officials at the state Department of Developmental Services, which operates the five centers and oversees the Office of Protective Services, its 90-member police force. Terri Delgadillo, the department’s director, declined interview requests. Instead, the department issued a written statement saying the state is working to protect patients and ensure they receive justice. That includes hiring “nationally recognized law enforcement experts” to train police officers and detectives to better handle sex assault cases, the department said. “In addition, training was provided to ensure that referrals for sexual assault examinations are completed by thoroughly trained personnel, and that investigations are conducted appropriately and timely,” the department said. Studies of crimes against the developmentally disabled have found that as many as 80 percent of women in this population are sexually assaulted during their lives. Many victims suffer repeated attacks. In a series of stories this year, California Watch has reported that sworn officers at the institutions routinely failed to conduct basic police work in cases with criminal implications, including stungun assaults on multiple patients and a suspected homicide. The facilities have documented hundreds of cases of abuse and unexplained injuries, almost none of which have led to arrests. Despite its sloppy record, the force managed to collect more overtime pay than other police agencies its size. About 1,600 patients live at the five centers, which operate like board-and-care hospitals for patients whose conditions are so challenging that they cannot live with their families or in group homes. The population at these centers has been slowly declining. This year alone, the number of patients has dropped more than 10 percent. Investigating sex crimes against this vulnerable population falls to the Office of Protective Services, a unique police force that operates round-the-clock in these institutions. 35 But the detectives and patrol officers have been unprepared to undertake such cases, internal case files show. The records indicate officers have lacked the skills to competently question sex abuse victims, particularly the developmentally disabled. Detectives at times closed investigations when patients appeared to get the dates and times of assaults wrong, even though the disabled frequently struggle with precise chronology. At the Sonoma Developmental Center, MIKE KEPKA/SAN FRANCISCO CHRONICLE which houses about 500 men and women, A placard marks the Corcoran Unit at the Sonoma Developtwo patients accused a caregiver of forcing mental Center, which has been the site of many of the sexual abuse allegations at the state developmental centers. them to perform oral sex on him. The Office of Protective Services was first alerted in February 2009. “Client reported to staff that she saw (the caregiver’s) genitals and was asked to perform oral sex for a dollar,” the records said. “Client reports that she did.” However, the Office of Protective Services quickly closed the case, the records indicate, because the suspect was not listed as having worked in the patient’s unit, called Corcoran, on the day of the alleged abuse. The accused caregiver did often work in that unit, though, internal records show. Months later, the mother of a second patient alerted the center that her daughter had said she had licked the same caregiver’s penis. But by then, the accused caregiver was gone. He is not identified by his full name in state records. The center’s incident log noted that the psychiatric technician suspected of the abuse was “no longer employed” but “did work on the unit.” Sexual abuse cases reviewed Earlier this year, Leslie Morrison, head of the investigations unit at Disability Rights California, examined dozens of case files in which a patient accused a center employee of sexual abuse from 2009 to mid-2012. Morrison performed the review at the request of the state Department of Developmental Services. She said these cases involved only patients capable of speaking and therefore able to report an assault. Disability Rights, a protection and advocacy organization, has access to full patient files under state and federal law. Many of these records are confidential, but California Watch was able to obtain through other sources some of the documents provided to Disability Rights. California Watch’s parent organization, the Center for Investigative Reporting, has sued the state for additional abuse records that can shed more light on these and other cases. A superior court 36 judge ruled that the state should open its records, but the state is appealing. Morrison said she found 36 cases in which victims likely should have received a rape kit medical exam and interview with a trained nurse. But, she said, the Office of Protective Services investigations were incomplete and at times deeply flawed. “We’re not sure they have the training to do these very delicate, sensitive interviews,” Morrison said. Disability Rights argues that outside law enforcement and forensic nurses – MIKE KEPKA/SAN FRANCISCO CHRONICLE who have years of experience interviewing Leslie Morrison, head of the investigations unit at Disability Rights California, examined the state developmental centers’ victims and identifyingphysical evidence – sexual abuse case files from 2009 to mid-2012 and found 36 should have taken over the institutions’ sex cases in which the victims likely should have received a rape kit medical exam and interview with a trained nurse. crime cases. “You’re better off referring it to the specially trained people whose job it is to do that and only that,” Morrison said. The Department of Developmental Services now agrees, according to its written statement. Gov. Jerry Brown in September signed legislation requiring that the centers report alleged sex assaults against patients to outside law enforcement. The new law, SB 1522, “will ensure developmental center investigators and outside law enforcement agencies work collaboratively to investigate unexplained injuries or allegations of abuse,” the statement said. The centers have a long history of sex abuse against patients, which California Watch reported in stories earlier this year. In one case from early 2000, police records show, a female patient at the Sonoma Developmental Center accused a male caregiver of sexually assaulting her during a bath. The institution then assigned two men to bathe the patient, even though the facility employed many female caregivers. Both caregivers allegedly raped her on July 6, 2000, during bathing. Developmental center officials did not report details about the assaults to the Office of Protective Services. Four days after the second alleged rape, the police commander at the Sonoma facility received an anonymous tip about the incident. Officials launched an investigation, but no arrests were made. Early struggles in Jennifer’s care Few cases are more disturbing than that of Jennifer, the former Sonoma Developmental Center patient who suffers from bipolar disorder and attention deficit and hyperactivity disorder, in addi37 tion to severe intellectual disabilities, the patient’s medical records show. For most of Jennifer’s childhood, her mother said, doctors struggled to pinpoint what drove her daughter’s outbursts. When angered, she would scream and slap herself and anyone else within reach. Other times, she was sweet, even overjoyed when surrounded by her parents and siblings, her mother said. Jennifer lived peacefully enough in one group home until she was about 14. Her behavior turned unstable, and the teenager was regularly moved among privately run homes in the community that proved ill-equipped to care for her. “She started (going) from group home to group home to group home,” her mother said in an interview. California Watch does not identify victims of sexual assault or their immediate family members. Patient advocates had told her mother that the best way to diagnose and treat her daughter’s behavioral conditions would be to admit her to an institution. She would be observed at all times, they told her; developmental center staff members are far more experienced at prescribing drugs to tame disorders. Her mother said she was wary and resisted the advice – initially. But she also was exhausted from years of strain overseeing Jennifer’s care without a complete diagnosis. She relented in 2002, and Jennifer, then 27, moved into the Sonoma Developmental Center. “To have her on the right course of medication, that was the only reason to have her there,” Jennifer’s mother said. At the time, the Sonoma center housed about 850 patients and was the nation’s largest institution for the profoundly developmentally disabled. Built more than a 100 years ago in wine country, it is an open campus, flush with green lawns and walking paths. From outside, Sonoma’s residences resemble single-family homes more than dormitories, featuring front stoops and yards. Patients lounge together on porch swings. Sonoma administrators assigned Jennifer to the Corcoran Unit, a peach-colored building tucked in the center’s far eastern end. Its red tile roof is covered with dead leaves and branches from the towering oak tree that shades the residence’s main entrance. Everything was fine for a few years, the MIKE KEPKA/SAN FRANCISCO CHRONICLE A patient named Jennifer was impregnated by an unknown mother said. Her daughter came home many assailant while living at the Corcoran Unit at the Sonoma weekends. At times, however, her mother Developmental Center in 2007. Under state law, sexual noticed injuries. intercourse with a patient lacking the intellectual capacity to consent is considered rape. Bruises were not necessarily alarming. 38 Jennifer would occasionally hurt herself. At one point, Jennifer cut her scalp badly. The Sonoma caregivers explained that she had been banging her head against the wall, her mother said. The center put Jennifer in her own bedroom, padded the walls and fitted her with a helmet. Injuries, then pregnancy In 2006, the patient’s injuries changed. Bite marks broke her skin and bruises surfaced on her back and breasts. Court records show Jennifer accused a Sonoma caregiver of touching and bruising her. She showed the center’s employees and her mother the resulting injuries. The mother said someone clearly had been grabbing Jennifer’s breasts with violent force. The bruises were unlike anything she had ever seen on her daughter. “I can tell if a bruise was an accident because she bruises easily; I bruise easily,” she said. “That’s not a big deal. But I could tell when a bruise is really not a bruise, you know what I mean?” A social worker at the Sonoma center told the mother that the Office of Protective Services had investigated the matter thoroughly, but detectives couldn’t prove Jennifer’s allegation that the caregiver had bruised her. “Of course, it’s her word against his,” Jennifer’s mother said. “Nothing was done.” Records show the institution’s doctors, nurses and caregivers overlooked or ignored her pregnancy until Jennifer was well into her second trimester. Jennifer’s disabilities make her incapable of giving consent to sex. Her mother discovered Jennifer’s swollen belly during a weekend visit at her family’s home in July 2007. Under state law, any sexual intercourse with a patient lacking the intellectual capacity to consent is considered rape. Jennifer’s son was born by cesarean section in October. No one was arrested in Jennifer’s rape. “I was a hands-on mom, and I fought for my daughter’s security,” Jennifer’s mother said. “And I still wasn’t able to protect her. Who protects these people?” The month that Jennifer gave birth, the Office of Protective Services received a letter from a whistle-blower that named a janitor as the alleged rapist, but didn’t inform the Sonoma County Sheriff’s Office about the lead for three months, according to court records from a lawsuit Jennifer’s family filed against the state. By then, the accused janitor had fled the country, court records said. Regardless, the institution’s officers did not attempt to gather physical evidence through a sex assault examination that might have supported criminal prosecution of Jennifer’s assailant. And the center’s internal records show that patients have continued to allege sex abuse in the unit where Jennifer lived. Her family settled a civil lawsuit with state Department of Developmental Services for $100,000. Jennifer now lives in her own apartment. Like all California residents with developmental disabilities, Jennifer is entitled to and receives services from the state. Her mother and family members and have hired a caregiver to take care of her. They are all women. 39 Few sex crimes referred for prosecution Statewide, the Office of Protective Services referred just three sex crime cases to county district attorneys for prosecution since 2009, said Morrison with Disability Rights California. In those cases, officers did not collect any physical evidence to determine whether crimes occurred. Just one of those cases led to an arrest. In one incident from January at the Sonoma Developmental Center, caregivers noticed that two female roommates appeared to have injuries suggesting abuse – bruises on their faces and arms. The caregivers told the Office of Protective Services, but there was no detailed investigation. In May, another employee of the center caught a longtime caregiver, Rue Denoncourt, exposing himself to one of those female patients in a bathroom. The colleague reported the incident to the Office of Protective Services, which then notified the Sonoma County Sheriff’s Office. The sheriff’s office interviewed Denoncourt, who confessed to exposing himself and sexually abusing the victim’s roommate, forcing her to touch him while he masturbated. Even after Denoncourt admitted to the abuse, records from the state Department of Public Health show neither the sheriff’s office nor the Office of Protective Services sent the victims to receive sexual assault examinations. If evidence of other assaults was available, it was lost. No investigation took place into the bruises that were discovered on both women in January, although the health department raised suspicions about Denoncourt in its report. Denoncourt pleaded no contest to a lewd conduct charge in August and is serving an eight-month prison term. The Sonoma County sheriff and district attorney declined to comment for this story. Allegations of interference Three former members of the Office of Protective Services allege that administrators and other employees at developmental centers have interfered with abuse investigations. Pete Araujo, a former investigator at the Fairview Developmental Center in Orange County, said his commander refused to approve sex assault exams for victims. Araujo said his superiors provided no explanation for denying the exams, and no one within the force challenged the decisions. “Their word was final,” said Araujo, who is now an investigator for the California State Lottery Commission. “They were the managers.” Employees at the institutions have delayed notifying police of alleged sexual abuse for days, said Greg Wardwell, a 20-year veteran patrol officer and sergeant at the Sonoma center. The lost time can leave physical evidence open to contamination and witnesses vulnerable to coercion. Wardwell, who retired in March 2011, said center administrators did not punish employees for withholding information about abuse. “It’s very frustrating at the point that someone is genuinely victimized and you didn’t find out about it for four or five days,” Wardwell said. “There is no sanction at the point that somebody sits on the information.” 40 The Department of Developmental Services did not respond to the officers’ allegations of interference. Policy hinders investigations The Office of Protective Services’ own policy has made it difficult for officers to order sexual assault exams. For patients to receive an exam, the guidelines require that “a sexual assault occurred within the preceding 72 hours and there is potential for recovery of physical evidence of the recent sexual assault.” The “and” is underlined and italicized in the written policy. Experts on sex assault investigations said using the words “potential for recovery” threatens to shut off an investigation before it starts. Detectives cannot determine what evidence is present before a medical exam. “That latter part shouldn’t even be in there,” said Linda Ledray, a forensic nurse and director of the Sexual Assault Resource Service in Minneapolis. “I mean, that’s crazy.” Kim Lonsway, research director for End Violence Against Women International, agreed that the Office of Protective Services’ sex assault policy could undermine investigations. “The tone of this is the exams are going to be the exception rather than the rule,” Lonsway said. Further, the 72-hour time limit is outdated, said Hopewell, the Riverside police detective. Hopewell said physical evidence sometimes is recoverable two weeks after an assault. She will request a medical exam even in cases in which a victim was attacked two years earlier, because scars can be shown to support allegations. Delgadillo, director of the state Department of Developmental Services, implemented the Office of Protective Services’ first policy on investigating sex assault four years ago. The department had no specific guidelines for police on investigating sex abuse before 2008, only that they be required to complete a state minimum of four hours of training. Experts said many cases are hampered because some investigators, administrators and even family members distrust allegations by the intellectually disabled. Detectives investigating sex crimes against the disabled often need special training in the nuances of extracting evidence from these types of patients. Such training has never been offered to the state police force. “Even if it is reported, the victim is often not believed or is thought to be fantasizing or to have merely misinterpreted what occurred,” Joan R. Petersilia, a criminology professor at UC Irvine, wrote in a 2001 study of disabled victims. “This leaves the person with a disability continually vulnerable to victimization, because perpetrators come to learn they may victimize them without fear of consequences.” This story was edited by Robert Salladay and Mark Katches and copy edited by Nikki Frick and Christine Lee. 41 NOVEMBER 29, 2012 In Jennifer’s Room By Carrie Ching and Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Jennifers-story-Video VIDEO I n August 2006, caregivers at the Sonoma Developmental Center found dark blue bruises shaped like handprints covering the breasts of a patient. Jennifer accused a staff member of molestation and her injuries appeared to be evidence of sexual abuse. Big projects often have smaller narratives within them that can be developed into standalone features that draw readers into the larger story. Clearly Jennifer’s story was one of those. Presenting this story in video format was particularly challenging because we did not want to inadvertently identify Jennifer or her mother. We chose a graphic narrative approach, with a voice actor reading the transcript of the mother’s interview. The artist consulted photographs and diagrams of the Sonoma Developmental Center to ensure that the drawings were accurate. http://bit.ly/BrokenShield-Jennifers-story-Video 42 INFOGRAPHIC After claims of sexual assault, little is done P By Lauren Rabaino November 29, 2012 http://bit.ly/BrokenShield-Sex-assault-infographic atients at California’s board-and-care centers for the developmentally disabled have accused caretakers of molestation and rape 36 times during the past four years. Documents obtained by California Watch reveal that patients suffered molestation, forced oral sex and vaginal lacerations. We built an infographic for the Web highlighting our findings in an easily digestible form. At a glance, readers could see the a stark contrast between routine police work and what happened under the Office of Protective Services, the police force at California’s five developmental centers. This infographic was formatted for the Web. To view full graphic, click here: http://bit.ly/BrokenShield-Sex-assault-infographic 43 JULY 31, 2012 Questions surround handling of Taser assaults on disabled patients By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Taser-assaults S omeone using a stun gun like a cattle prod assaulted a Where It Ran: dozen patients at the Sonoma Developmental Center last fall, inflicting painful thermal burns on their buttocks, arms, This story also appeared in the following news outlets: legs and backs. The center’s in-house police force, the Office of Protective Ser• ABC 7 News • KXTV News 10 vices, had a suspect from the start. An anonymous whistle-blower • San Francisco Chronicle called a tip line in September 2011 and accused Archie Millora, a • Santa Rosa Press Democrat caregiver at the Sonoma center, of abusing several profoundly disabled men with high-voltage probes. Detectives found burn injuries on the patients, according to internal records obtained by California Watch. The following morning, they discovered a Taser and a loaded handgun in Millora’s car at the Sonoma center. The facility is one of five state-run board-and-care institutions that serve roughly 1,700 residents with cerebral palsy, mental retardation and severe autism – disabilities that make communication difficult, if not impossible. The one victim who is able to speak named Millora and used the word “stun” when interviewed by a detective at the center, according to a state licensing record. As part of an ongoing investigation, California Watch has detailed how the institutions’ internal police force, created by the state to protect the vulnerable residents at these state homes, often fails to conduct basic police work when patients are abused and harmed. In case after case, detectives and officers have delayed interviews with witnesses or suspects – if they have conducted interviews at all. The force also has waited too long to collect evidence or secure 44 crime scenes and has been accused of going easy on co-workers who care for the disabled. Those shortfalls again were on display in the Taser case, records show. After the assaults were discovered, the Office of Protective Services made no arrest, deciding instead to handle it as an administrative matter. Also, at least nine days after the revelations, records show, detectives still had not interviewed Millora, whose personal Facebook page includes wall photos of assault weapons and handguns. “There’s absolutely no excuse for allowing that to happen like that without any ramifications,” Assemblywoman Connie Conway, the Republican leader from Tulare, said of the stun gun assaults. After California Watch published its initial investigation about the police force, a former state worker alerted reporters to the Taser incidents. Other whistle-blowers turned over records to the FACEBOOK.COM A photo posted Oct. 1, 2009, on Archie Millora’s Facenews organization, allowing the story to be told book page shows him posing at a firing range while for the first time. The state Department of Deholding an assault rifle. FACEBOOK.COM FACEBOOK.COM Millora’s Facebook page has portraits of firearms including an assault rifle, which was posted Dec. 13, 2009. A former caretaker at the Sonoma Developmental Center, he was accused of assaulting disabled patients with a Taser. A photo of a Glock handgun fitted with a sight and placed next to an extended magazine was posted to Millora’s Facebook page Dec. 12, 2009. The weapon matches the description of the firearm police found in his car in September 2011. 45 velopmental Services, which operates the developmental centers and in-house police force, has not responded to requests for additional documentation. The Sonoma County district attorney’s office announced this week it would review the matter as a potential criminal abuse case after California Watch began asking questions about the Taser incidents. “We’re continuing to review the entire case; we haven’t closed the door on our investigation,” said Spencer Brady, chief deputy district attorney. In a written statement, Terri Delgadillo, director of the state Department of Developmental Services, said the center’s investigation “included interviews of over 100 individuals, including the suspect who was interviewed on three separate occasions and terminated from employment.” She said that the department took the matter seriously and is continuing to investigate, nearly a year after the abuse occurred. Millora was fired in November, state controller records show. He did not respond to multiple interview requests made by phone and in person at his home. Jim Rogers, the Sonoma center’s executive director, also was fired, according to Delgadillo’s statement. In January, the department said Rogers retired voluntarily. Rogers did not return phone calls seeking comment. The Taser incidents also raise new questions about the police force’s leadership. Key decisions were made by the agency’s top chief – a former firefighter with a limited background in criminal investigations – and a commander who had just been transferred to the Sonoma center from the Porterville Developmental Center. Leslie Morrison, head of investigations for Disability Rights California, said she was surprised that the Office of Protective Services kept control of these abuse cases. Police at the Sonoma center “should have immediately picked up the phone and called outside law enforcement,” Morrison said. “We’ve got a serial abuser here.” At the same time, the police force may have thwarted a criminal investigation by local authorities, records show. On Oct. 5, more than a week after officials received the tip about the stun gun incidents, the Sonoma center’s top administrators met with an inspector from the state Department of Public Health investigating the injuries, according to an internal memo. The inspector, Ann Fitzgerald, asked whether the attacks were a criminal case. “It could be,” said the center’s police commander, Bob Lewis, according to the memo. But police at the center took steps that might have discouraged the Sonoma County Sheriff’s Office from opening its own investigation. Lewis downplayed the series of attacks against patients, telling the sheriff’s office there was an abuse allegation, not a dozen confirmed cases, the internal correspondence shows. In the Office of Protective Services’ call to the sheriff’s office, center police disclosed they found two weapons, said Sonoma County Lt. Dennis O’Leary. Regarding the assaults against patients, O’Leary said Lewis informed them “just that there was some suspicion that there may have been some abuse to the patients.” At the time, however, the in-house police detectives at the state center 46 still had not questioned Millora, records indicate. Delgadillo said in her statement that the sheriff’s office decided “not to intercede and take over the investigation.” The sheriff’s office had a different take. “We offered to assist in their investigation, but we were told that they didn’t need our help,” said Sonoma County Assistant Sheriff Lorenzo Dueñas. Force Referred Gun Charge Corey Smith, the Office of Protective Services’ police chief, oversees all criminal investigations at the state’s developmental centers. Sonoma center commander Lewis sent Smith multiple written reports after learning of the stun gun abuses. He also took instructions by phone at least once, records show. Smith, a firefighter for most of the past two decades, has less law enforcement experience than a majority of the patrol officers beneath him. He hadn’t worked on criminal investigations until 2006, when the department made him the Sonoma center’s police commander. Smith became chief in 2010 after his predecessor was indicted on embezzlement charges. He did not respond to phone calls or written questions sent by email. The Office of Protective Services did refer a criminal charge against Millora for carrying a concealed firearm, a misdemeanor, according to Sonoma County Superior Court records. He pleaded no contest to the charge in April and received 20 days of electronic monitoring, plus three years’ probation and a $190 fine. Charges of assault against a dozen patients could have meant decades in prison. Millora has no felony record and therefore has no legal barrier preventing him from again working with the disabled, said Tony Anderson, executive director of The Arc of California, an advocacy group. “These guys bounce around from home to home and you just never catch them, until they do something really bad,” Anderson said. Disciplinary records not public The abuses echo another attack at Sonoma, when a caregiver used a stun gun on a patient’s chest in 1999. The center’s detectives took months to obtain an arrest warrant, by which time the suspect had fled the state. Millora started at the center as an assistant psychiatric technician in 1998, according to the Department of Developmental Services. In this position, he earned $50,000 a year as a primary caregiver for as many as a dozen patients. His duties involved watching over patients, bathing and grooming them, and protecting them from harm. He was not suspected in the earlier stun gun abuse case. Psychiatric technicians must undergo training and certification in California. When psychiatric 47 technicians violate regulations, their transgressions are in the public record. But this requirement does not extend to assistant caregivers. Their disciplinary records reside only in personnel files, which are largely confidential under state records law. On Millora’s Facebook page, he has posted portraits of several firearms. One photo shows an assault rifle beside a Glock, outfitted with an extended clip and sight. In another picture, Millora poses at a firing range, looking into the camera while holding an assault rifle. The state Department of Developmental Services has not released the caregiver’s personnel file, detailing his termination or other disciplinary action. Developmental center officials have not answered repeated questions about the abuse. Delgadillo said that the families of patients were informed about the incidents, but the department has not specified exactly what families were told. The state deems records related to developmentally disabled patients to be confidential. Regulators black out nearly every word on inspection records before releasing them to the public. The state-run facilities in Los Angeles, Sonoma, Orange, Tulare and Riverside counties have documented hundreds of cases of abuse and unexplained injuries, almost none of which has led to arrests. In response to California Watch’s earlier stories, lawmakers have introduced two bills that would require the state to notify outside law enforcement agencies and disability rights groups when it receives allegations of violent crimes against patients. The bills have passed the state Senate and await votes in the state Assembly. Under current law, the centers’ police force is not required to report allegations of abuse such as the Taser incident to local authorities. Conway, the assemblywoman from Tulare, has called for a state audit of the Office of Protective Services. The Joint Legislative Audit Committee has scheduled a hearing for Aug. 7 to consider the request. Public health department citation Sonoma center officials accepted responsibility for the stun 48 “These guys bounce around from home to home and you just never catch them, until they do something really bad.” — Tony Anderson, executive director of The Arc of California gun abuses in June, when the state Department of Public Health issued the facility a “Class A” citation. The penalty included a $10,000 fine for violations that put patients at serious risk of harm or death. The citation said 11 patients had stun gun injuries. Internal records from the Sonoma center list a dozen victims. All the victims were men, whose ages ranged from 33 to 61 years old. The Department of Developmental Services is bringing in outside experts to upgrade patient care at the Sonoma center and prevent future abuses, Delgadillo said in her written statement. Following California Watch’s earlier stories, Gov. Jerry Brown’s administration in March hired Joe Brann, a longtime police chief, to oversee retraining of the entire Office of Protective Services and fix problems in its criminal investigations. The stun gun allegation arrived on an answering machine in the executive director’s office sometime on Sept. 26, the Sonoma center records show. A male voice said Millora had used the stun gun on patients living in one specific unit of the developmental center, the Judah Unit, home to 27 patients, according to records. The Office of Protective Services received word of the abuse at 4 p.m. Sept. 26 and deployed patrol officers to the residence within 30 minutes. It was Millora’s day off, so the in-house police decided to stop the caregiver on his way in to work the following day. However, the officers missed the start of Millora’s shift, at 6:30 a.m., according to the citation. The caregiver was on a break when police arrived shortly before 8 a.m. They intercepted Millora as he returned to the Judah Unit and received his consent to search his car, according to records. That’s when officers discovered his weapons. “The facility officer removed a black nylon handgun case from under the passenger seat,” the citation said. “The case contained a Glock semi-automatic pistol and a ‘magazine’ containing live rounds of ammunition.” Stashed inside a compartment on the driver-side door, Millora had a Taser C2. Officers would place both weapons in an evidence locker, according to the citation. Despite having the stun gun in their possession, the center’s police did not take the suspect into custody for questioning. Rather, officers turned Millora over to administrators. Rogers, then executive director of the Sonoma center, put Millora on “administrative time off,” according to internal records, and the caregiver apparently left the institution about 10 a.m. Millora’s job was in jeopardy at that stage, the licensing and administrative records show, but not his freedom. Eleven hours later, police commander Lewis called Smith, the chief of the Office of Protective Services, for instructions, according to an internal chronology of events. Smith told Lewis to alert the California Highway Patrol, and the commander said he made the call sometime before 10 p.m. However, CHP officials say they have no record of being notified by the Office of Protective Services at the Sonoma center during the time period in question. And even if they had been notified, CHP does not handle patient abuse cases. Lewis had taken command at Sonoma just four weeks earlier. He’d previously worked for several 49 years as a detective and supervisor at the Porterville Developmental Center in Tulare County. Reached by phone, Lewis said the Department of Developmental Services prohibits him from speaking to reporters. “I’m just going to have to refer you, buddy,” Lewis said. The Sonoma County sheriff has jurisdiction over the developmental center and teams of investigators with experience in aggravated assault cases. Lewis alerted the sheriff’s office the next morning, Sept. 28, about “the weapons recovered from an employee’s vehicle and the allegation of abuse,” according to the center’s chronology. The Office of Protective Services would remain the lead investigating agency. Dueñas, the Sonoma County assistant sheriff, said Lewis never disclosed to the sheriff’s office that the center confirmed patients had been attacked. ‘Non-accidental trauma’ The investigation continued that day when center detectives provided pictures of the patients’ injuries to a forensic pathologist for analysis. Doctors concluded that the victims who lived in the Judah Unit were injured by the same weapon, according to the citation reports. “The pathologist further opined that the patterned injuries on seven clients were strongly suggestive of and consistent with electrical thermal burns ranging in age of 36 to 48 hours up to greater than two weeks,” the citation said. The burn marks came in pairs, roughly a half-inch apart, the citation said, and “represented nonaccidental trauma.” Some of the injuries were healing into scars, suggesting the attacker had abused the patients over the course of several days, if not weeks. Based on the doctor’s findings, the state inspector concluded the patient injuries were “abrasions consistent with the use of an electrical thermal device (Taser Gun),” the citation said. All of the patients were treated at the center’s own acute care clinic. It’s unclear from available records if any of the patients were hit with the Taser multiple times. Initially, police believed only seven patients living at Judah had been assaulted, the licensing records and internal correspondence show. Nurses examined every Judah patient and discovered three others with the circular burn marks. After reviewing Millora’s work schedule, medical staff found the caregiver had contact with patients living in three other residences. Subsequently, two more patients were identified with stun gun injuries in those units, according to records. The Taser C2 found in Millora’s car is designed as a defensive weapon, able to hit targets from a distance of 15 feet, said Steve Tuttle, a spokesman for Taser International. When discharged in the device’s primary setting, two probes shoot forward and attach themselves to the target in different locations on the body, separated by a foot or more. It sends more than 1,000 volts into the target. However, the Taser C2 has a second setting, called “drive-stun,” Tuttle said. In this mode, the probes are stationary and deliver voltage directly to the skin. “It would cause impairment and would 50 be painful,” he said. The precise burn marks on the victims’ bodies indicate the Taser was used at close range to the victims – almost like a cattle prod. Tuttle said Taser International finds it abhorrent that its product would be used to assault disabled patients. “I’ve been spokesman for the company for 18 years,” he said. “That’s the very first time I’ve heard of anything similar to that.” State licensing records and Sonoma center communications offer no detail on how the abuse occurred. Records show that Lewis and his detectives at the Office of Protective Services deliberately avoided asking Millora for his version of events in the first two weeks following their discovery of the abuses. At the October meeting attended by state officials about the Taser incidents, the state inspector asked why police were delaying their interview with Millora until officers had spoken to all other potential witnesses, according to the internal memo. Lewis responded that it was his decision to wait before interviewing Millora. Delaying the interview “is the most beneficial as far as obtaining information, possible leads that could lead to other involvement or evidence,” Lewis explained, according to the memo. The Office of Protective Services did not find other leads or witnesses in the case. State officials won’t say what Millora eventually told them. ABC 7 reporter Vic Lee contributed to this report. This story was edited by Mark Katches and copy edited by Nikki Frick and Christine Lee. 51 MAY 18, 2012 Overtime pay soars for state-run police force By Ryan Gabrielson and Agustin Armendariz California Watch http://bit.ly/BrokenShield-Overtime-soars A n unusually high number of police officers at the state’s Where It Ran: board-and-care facilities for the developmentally disabled This story also appeared have doubled their salaries with overtime, enabling some in the following news outlets: to earn more than $150,000 a year, a California Watch • The Fresno Bee investigation has found. • Orange County Register The state-run police force, called the Office of Protective Services, • San Francisco Chronicle last year paid about $2 million in overtime to 80 of its officers. The officers patrol five facilities that house about 1,800 patients with intellectual disabilities in Los Angeles, Orange, Riverside, Tulare and Sonoma counties. The small police force is one of the most proficient in the state at accumulating overtime – the percentage of officers boosting their salaries far exceeds the proportion at other agencies. In total, the police department’s payroll has increased 50 percent through overtime in the past four years. For several of the officers, their overtime payouts would have required them to work 70 to 100 hours a week the entire year to earn the extra cash. Twenty-two officers, about one-fourth of the entire police force, have claimed enough overtime to double their salaries – a rare occurrence at other police agencies, both big and small. The average salary for the 22 officers is about $124,000 a year. At one point, the Office of Protective Services paid its officers overtime for patrolling a nearly empty facility. Patrol officers and detectives at the Agnews Developmental Center in San Jose claimed hundreds of hours of overtime – months after the institution closed in March 2009, finance reports show. One officer working at the state’s center in Tulare County acknowledged in an interview that he 52 received overtime pay for hours spent sleeping at work. A detective there was paid during a 2008 trip to Las Vegas that officials later said was unrelated to his job, court records show. As the Office of Protective Services has accumulated overtime, questions have been raised about the quality of the work taxpayers have received from the police force. A California Watch investigation in February found that over the past decade, the Office of Protective Services failed to conduct basic police work even when patients died under mysterious circumstances. State officials have documented hundreds of cases at the facilities of abuse and unexplained injuries, almost none of which have led to arrests. In March, state officials announced they had hired an independent manager for the Office of Protective Services to oversee new training guidelines, and state lawmakers have introduced RENEH AGHA/PORTERVILLE RECORDER Porterville Developmental Center Lt. Scott Gardner legislation that would direct serious criminal (left) and Cmdr. Jeff Bradley make their way to Tulare investigations to outside law enforcement, among County Superior Court in April 2010. The two were indicted for embezzling about $121,000, but the charges other changes. were later dropped. No one has claimed more overtime than Thomas Lopez, an entry-level patrolman at the Porterville Developmental Center. On top of his base salary of $54,133, Lopez’s paychecks have included at least $80,000 in overtime every year for much of the past decade, doubling and tripling his compensation. In 2008, Lopez collected $208,000 in pay, including $146,000 through overtime. To achieve that income level, Lopez would have had to work 107 hours each week for the entire year, without any vacation or leave time. Overtime has lifted Lopez into the same income bracket as doctors at the developmental center where he works. He’s paid more than his boss, Terri Delgadillo, the Department of Developmental Services director, who earns $158,000 for running the $4 billion state agency. Even Lopez acknowledged that his paychecks are large. “If I were investigating overtime, I’d be the top suspect,” said Lopez, who owns seven houses worth $1.2 million and two classic cars valued at $50,000 each, according to two car auction websites. Last year, Lopez received $150,275 – just below the salaries of Attorney General Kamala Harris and state schools superintendent Tom Torlakson. Sixty percent of Lopez’s income was from overtime. Lopez contends he spends every waking hour at the Porterville center. He volunteers for day 53 shifts and night shifts, weekends and holidays. The patrolman said his superiors are responsible for his hours, not him. “The only thing I can tell you is it was signed and allowed by a sergeant,” Lopez said. “Even people who don’t like me will testify I was there.” Bob Lewis, a commander with the Office of Protective Services, was responsible for police operations at the Porterville center most of the past three years and had final authority over Lopez’s overtime hours. The office’s overtime policy directs commanders to “reduce OT whenever possible.” Lewis declined to comment because the Department of Developmental Services does not permit employees to talk to reporters. “I wish I could speak with you, but I can’t,” he said. Lewis received a promotion in September and now leads the police force at the Sonoma Developmental Center. Documents show the vast majority of extra hours at the Office of Protective Services are for patrol shifts, with officers waiting for calls about incidents or circling the institutions’ parking lots, rather than investigating potential abuse cases. “At night, it gets a little bit slow. It’s hard not to doze off sometimes,” Lopez said. “You try to stay up. But you better take your calls, and you better take your reports. It’s hard because that time drags.” When asked if he sometimes sleeps during overtime shifts, Lopez replied, “Yes.” The force currently has 27 vacant jobs out of 94 positions, but most of the shifts are covered by increased overtime and by hiring retired officers for temporary duty. Some of those officers – socalled retired annuitants – also have earned overtime pay. Coby Pizzotti, a lobbyist for the California Statewide Law Enforcement Association, which represents the institution’s police, said the overtime payouts are a symptom of understaffing at the developmental centers. Fairview Developmental Center in Costa Mesa and the Lanterman Developmental Center in Pomona, for example, are staffed with just four patrol officers each. “The budgeted positions aren’t sufficient to do the job adequately without getting an incredible amount of overtime,” he said. The base pay for the force averages about $44,000 – relatively low compared with departments of similar size. At the Vallejo Police Department, for example, the average base pay is $98,000. Delgadillo, the agency’s director, declined to comment on her department’s overtime payouts. But in a statement, the department said overtime was required “to meet the safety and security needs of the 24-hour licensed residential health care facilities” amid a state hiring freeze and worker furloughs. “These residents require constant and immediate law enforcement supervision for all court hearings, community outings and medical appointments outside of the secure treatment area,” the department said. At the same time, the department said it has moved to curb overtime payouts. In 2009, it implemented a new policy that requires police supervisors to approve overtime requests in advance and to assess whether officers’ workloads are reasonable. Patricia Flannery, the official who oversees operations at California’s developmental centers, that 54 year also ordered an internal audit of police overtime. Documents from the audit, obtained through a public records request, do not show any attempt to evaluate whether the officers actually worked the hours on their timesheets. Between 2009 and 2011, overtime payouts at the Office of Protective Services declined about 25 percent. State officials said their “aggressive actions” to curb overtime – as well as using closed-circuit cameras to monitor patients instead of security towers – has led to the drop in overtime. Despite the changes, seven officers at developmental centers still managed to double their pay in 2011. City police and sheriff departments often generate large overtime bills. But the Office of Protective Services far outpaces other California law enforcement agencies in overtime, according to state and local payroll data of five agencies reviewed by California Watch. The developmental center police officers on average added $19,600 to their paychecks through overtime in 2010 – $2 million in total, according to state pay data. Overtime accounted for 28 percent of all Office of Protective Services compensation that year. Eleven officers doubled their salaries with overtime. By comparison, overtime was 12 percent of pay for police officers in Vallejo and at the similarly sized Santa Cruz Police Department. And at larger agencies, such as the California Highway Patrol and the San Jose and San Francisco police departments, the percentage of overtime hovers between 6 and 10 percent of pay, an analysis of local pay data shows. To Loren DuChesne, former chief of investigations for the Orange County district attorney’s office, the overtime looks suspicious. DuChesne examined the Office of Protective Services for the state attorney general’s office a decade ago, finding shortcomings in the force’s ability to conduct criminal investigations. “What I’m seeing here is just a carte blanche abuse,” DuChesne said. “Given the nature of the job, those guys on graveyard (shifts) at Sonoma or Lanterman, if you had more than one person, you had to be the most bored person that ever worked in a law enforcement vehicle.” Lopez is among dozens of developmental center police officers who have recorded extra hours on their timesheets. One patrolman at the Fairview Developmental Center in Costa Mesa, Daniel Butler, regularly collected more money from overtime than from his base pay. He worked for 14 years at the facility, but netted at least $60,000 a year in overtime from 2007 until his retirement in March 2011. 55 Butler did not respond to repeated interview requests. Another Porterville officer, Rick Shannon, neared Lopez’s overtime levels in 2008. His paychecks included $114,000 from claiming extra hours. Shannon, whose base salary was $50,000, was on pace to exceed $100,000 in total income for at least the fourth straight year when he suffered a fatal heart attack in July 2010 in the middle of a shift. In just seven months that year, Shannon received $44,830 in overtime. At the Porterville center, supervisors have long approved overtime claims without verifying the patrol officers actually showed up for the shifts, said Martin Espinoza, a former detective at the institution. (Records show Espinoza earned $8,000 in overtime pay during the four years before he retired, much less than many of his colleagues.) “I couldn’t comprehend how they could allow such a thing,” Espinoza said of the overtime claims. “These people are fairly intelligent and can figure some of this stuff out. It was so obvious.” Indeed, a Tulare County grand jury in 2010 indicted the Office of Protective Services’ police chief and a top detective on embezzlement charges related to overtime abuse. The police department in the town of Porterville found evidence that Scott Gardner, the developmental center’s investigator, claimed overtime hours on days when he was in Las Vegas, said Capt. Eric Kroutil, who conducted the investigation for the Porterville Police Department. The detectives concluded that Jeffery Bradley, then chief of the Office of Protective Services, had sanctioned Gardner’s overtime. Bradley and Gardner were indicted on embezzlement charges in February 2010, but the prosecution was short-lived. A judge threw out the charges last year, saying an Office of Protective Services internal investigation into the matter violated Bradley and Gardner’s rights under the California Peace Officers’ Bill of Rights. The internal investigation had been characterized as “administrative” rather than potentially criminal, meaning any evidence collected could not be used in a court of law. Gardner declined to speak with California Watch. Bradley referred questions to his attorney, W. Scott Quinlan, who did not respond to several phone calls and e-mails. The Department of Developmental Services fired Bradley after his arrest, and Gardner resigned. Bradley has since appealed his dismissal. Overtime at closed facilities Patrol officers with the Office of Protective Services have accumulated overtime even without crimes to investigate or patients to protect. At the Agnews Developmental Center in San Jose, which closed in March 2009, officers accumulated between 200 and 460 hours in overtime pay to patrol empty buildings in the three months after the facility shuttered. Agnews officers claimed 1,307 extra hours in total during those months. By comparison, that’s twice the number of hours taken by officers and detectives at the Lanterman Developmental Center in Pomona, which then housed 440 patients with cerebral palsy and other intellectual disabilities. 56 The Department of Developmental Services operated an outpatient clinic at Agnews for two years after the closure. In a written statement, state officials said the agency “remained responsible for the safety and security” of the center as long as it owned the property. State officials did not provide an explanation for why the Office of Protective Services spent more on overtime at Agnews than at Lanterman in 2009. But they said the Agnews overtime was necessary, “as the two full time peace officers employed were insufficient to cover the required 24 hour schedule seven days per week.” Police overtime is supposed to serve a law enforcement purpose, protecting people or investigating crimes, said Leonard Matarese, a criminal justice consultant at the International City/ County Management Association. Matarese, a consultant and retired Florida police chief, said departments should account for extra hours on a weekly, if not daily, basis. The number of extra hours alone at the Office of Protective Services – 65,000 a year on average from 2008 to 2010 – raises alarms about the institution force. “As a police chief, I just wouldn’t allow that,” Matarese said. “It sounds like it’s completely out of control.” Patrolman cashes in on overtime Lopez,the entry-level patrolman in Porterville, owns seven houses worth a combined $1.2 million, scattered across Porterville and the Los Angeles area. Lopez lives in one of his Porterville homes – a nondescript tan structure with a well-manicured front yard. The patrolman said he uses the house primarily to sleep and store his belongings. In the garage of his main residence, he keeps two pristine 1956 Chevrolet Bel Airs, collectors’ items that gleam with the original factory paint colors of “Tropical Turquoise” and “Sierra Gold.” Each car is worth at least $50,000, or about the same as Lopez’s base salary. His paychecks have included at least $80,000 in overtime every year for much of the past decade, state data shows. Porterville, where Lopez works, is home to more than 500 57 “What I’m seeing here is just a carte blanche abuse. Given the nature of the job, those guys on graveyard (shifts) at Sonoma or Lanterman, if you had more than one person, you had to be the most bored person that ever worked in a law enforcement vehicle.” — Loren DuChesne, former chief of investigations for the Orange County district attorney’s office people with developmental disabilities. About 200 of the patients are inmates, placed at the center by courts because they are unfit to stand trial. Because of this, a majority of the Office of Protective Services is based at Porterville. Some days, Lopez said he earns extra hours by standing guard in the secure housing units. Other days, the overtime calls for him to transport patients to appointments and court dates outside the developmental center. But many shifts don’t require him to do anything but show up – long stretches spent watching movies on his laptop and napping, he said. “How many times can you spin around the facility?” Lopez said of his patrol work. “You’re waiting for a call, waiting for a help call, waiting for a report.” Few at the Office of Protective Services have ever worked for a major law enforcement agency. But Lopez received his basic training at the Los Angeles Police Department’s academy before signing on with the developmental center force in 1996, personnel records show. Judging by his training, which could have placed him at a much larger and better-paying police force, Lopez’s decision to work at the Office of Protective Services is unusual. The department typically hires detectives from other state agencies, such as the Department of Social Services, and other people with no law enforcement experience. Lopez’s reported workweek is unusual, even if he spends a portion of it idling. In an interview, Lopez claimed he worked regular 12-hour shifts every week, and some days, he would work 20 hours. In 2011, state pay data shows, Lopez’s workload averaged 85 hours a week at the Porterville center for 52 weeks to earn his $144,000 income. Of that, $90,730 was overtime. Last year was nothing compared with 2008, when Lopez’s compensation peaked at $208,000 – 70 percent of it overtime pay. His timesheets claimed an average of 107 hours of work every week. He claimed no sick days or vacation. Department of Developmental Services officials would not answer questions about Lopez’s overtime, citing California law making personnel information about police officers confidential. Martin Espinoza, the recently retired detective at Porterville, wondered how Lopez avoids crippling fatigue from putting in more than 200 overtime hours a month. “How is that possible?” Espinoza said. “You’ve got to sleep sometimes.” This story was edited by Robert Salladay and Mark Katches and was copy edited by Nikki Frick. 58 INFOGRAPHIC How does a police officer double his salary in a year? O By Lauren Rabaino May 18, 2012 http://bit.ly/BrokenShield-Overtime-infographic fficers working for the Office of Protective Services, the police force at California’s five developmental centers, are some of the state’s most proficient users of overtime. But even while they have boosted their paychecks, the force has been criticized for its sloppy investigations into potential crimes. We built an infographic for the Web examining the force’s overtime pay from several vantage points, offering readers side-by-side comparisons with other law enforcement agencies. Our analysis was based on how many hours the biggest earners claimed on their timesheets. This infographic was formatted for the Web. To view full graphic, click here: http://bit.ly/BrokenShield-Overtime-infographic 59 SUPPLEMENTAL 60 RESPONSE AND REACTION 61 I Reach and Outreach n addition to reaching out to numerous news organizations, many of which published stories in the series on their front pages, we conducted an extensive engagement campaign that included in-person events, social media outreach and a resources guide. Some examples: FRONT PAGES Total California audience for this story was 12.2 million via media partners – TV, radio, print and online. NPR’s “Morning Edition,” with 13 million daily listeners, also featured Broken Shield. REACT AND ACT Handout highlighted findings, results and resources for people to get involved. CALIFORNIA WATCH DETAILS FAILURES OF STATE POLICE FORCE TO PROTECT DISABLED PATIENTS STORY SUMMARY Decades ago, California created a unique police force to investigate crimes and unexplained injuries inflicted upon some of society’s most vulnerable citizens – men and women with severe autism, cerebral palsy and other profound developmental disabilities living in taxpayer-funded institutions. This police force, the Office of Protective Services, patrols exclusively at five state developmental centers, where patients have been beaten, tortured and raped by staff members. But the police force does a poor job bringing perpetrators to justice. WHAT WE FOUND Poorly trained patrol officers and detectives fail to collect evidence, ignore key witnesses and wait too long to start investigations – leading to an alarming inability to solve crimes. The force’s police chief, a former firefighter, had no training as a law enforcement investigator. This is the type of reporting that ends up actually saving lives. —Patricia L. McGinnis, executive director of California Advocates for Nursing Home Reform Local law enforcement agencies often have been left in the dark about potential crimes in their own backyards. EXAMPLES Dozens of female patients were allegedly raped, but state police investigators didn’t order rape kits to collect evidence, a standard tool in sexual assault cases for most police departments. Police waited so long to investigate one sexual assault that a developmental center janitor accused of rape had time to flee the country. A Sonoma Developmental Center caregiver used a stun gun to inflict burns on a dozen patients. But the internal police force waited nine days to interview the caregiver, who was never arrested or charged with abuse – and local prosecutors were not notified. A 50-year-old autistic man died after he was discovered on his bedroom floor with a broken neck. Three medical experts said someone likely had caused the fatal injuries. But once again, police investigators working at the developmental center did not collect physical evidence from the scene and waited five days to begin interviewing potential witnesses, critical errors that made solving the case next to impossible. READ THE ENTIRE SERIES HAVE A LOVED ONE IN A DEVELOPMENTAL CENTER? www.californiawatch.org/broken-shield Get updates on this investigation: Text “OPS” to 877877. Tell us your story: http://bit.ly/PINBrokenShield. Page 1 of 2 !"#$%&'()'*%+)*''),%+-.)'%"$#%%/%%0'*1'2'3,%&4%567$6%%/%%8"$9:$59#";$%%/%%<<<=&42.>?*(.4<4)&@=?*A Media partners • • • • The Fresno Bee KABC Los Angeles KGO San Francisco KGTV San Diego • • • • • • • KPBS San Diego KQED “California Report” KXTV Sacramento The Modesto Bee NPR “Morning Edition” The Orange County Register The Press-Enterprise • • • • • • The Sacramento Bee San Diego Union-Tribune San Francisco Chronicle San Luis Obispo Tribune Santa Rosa Press Democrat The Sonoma Index-Tribune TWITTER FACEBOOK PAGE Rolled out Jennifer’s story on Twitter, highlighting prime example of abuse. Launched our sex abuse story on Facebook with a graphic image from our video. 62 POSTCARD Postcards of our findings and resources were sent to disability rights groups around the state. Front Back California created a unique police force, the Office of Protective Services, to investigate crimes and unexplained injuries inflicted upon some of society’s most vulnerable citizens – men and women who have severe developmental disabilities living in taxpayerfunded institutions. This special police force works exclusively at state developmental centers that have been the scene of horrific abuses. But – as California Watch revealed – the police force has failed to protect and to serve. Key things we found: · Poorly trained patrol officers and detectives often fail to collect evidence, ignore key witnesses and wait too long to start investigations – leading to an alarming inability to solve crimes. · The force’s former police chief had no training as a law enforcement investigator. · Local law enforcement agencies often have been left in the dark about potential crimes in their own backyards. Learn more: californiawatch.org/brokenshield “This is the type of reporting that ends up actually saving lives.” - Patricia L. McGinnis, executive director of California Advocates for Nursing Home Reform Want to get updates on this investigation as they develop? Text the letters OPS to 877877. Do you have a loved one in a developmental center? We want to hear about your experience. Visit the following link to share your story: http://bit.ly/PINBrokenShield You can also contact reporter Ryan Gabrielson at [email protected]. 2130 Center St., Suite 103 | Berkeley, CA 94704 @CaliforniaWatch 63 RESULTS MARCH 13, 2012 Developmental centers’ police need immediate fixes, state officials say By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Immediate-fixes-prescribed S ACRAMENTO – Investigations of patient abuse by in-house police at California’s institutions for the developmentally disabled have been unacceptably poor for years and must be fixed immediately, state officials and patient advocates agreed during a hearing today. At a hearing of the Senate Human Services Committee, witnesses and lawmakers called for changes – ranging from improved training of police employed by the Office of Protective Services to the outright elimination of the department, which investigates crimes at the state’s five developmental centers. In a series of stories, California Watch has reported that detectives and patrol officers at the state’s five board-and-care institutions – home to about 1,800 severely disabled men and women – routinely fail to conduct basic police work even when patients die under mysterious circumstances. The facilities have reported hundreds of cases of abuse and unexplained injuries, almost none of which have led to arrests. The hearing came as the administration of Gov. Jerry Brown announced a series of changes for the Office of Protective Services. The overhaul includes beefed-up training for officers and detectives, new standards for securing evidence RANDY ALLEN/CALIFORNIA WATCH and potential crime scenes, automated tracking of Thomas Simms, who audited the Office of Protective injuries and other incidents, and the hiring of an Services a decade ago, told lawmakers the agency independent overseer. should lose its investigative powers. 64 “Any case of abuse is unacceptable, regardless of where the person lives,” Terri Delgadillo, director of the state Department of Developmental Services, which oversees the Office of Protective Services, told the Senate Human Services Committee. Diana Dooley, secretary of the state Health and Human Services Agency, announced in a statement today that she had hired a law enforcement expert to oversee the changes. That consultant, Joseph Brann, is the former chief of the Hayward RANDY ALLEN/CALIFORNIA WATCH Police Department and consultant to the state State Sen. Carol Liu asked for quick action from the attorney general monitoring reforms at the River- Department of Developmental Services to reform the Office of Protective Services. side and Maywood police departments. Brann said he will push for meaningful action to ensure crimes against patients are investigated competently. “Everyone will be operating with a sense of urgency,” he said. Brann agreed to oversee the institution police, in part, because his son lives at the Fairview Developmental Center in Orange County. “This is not only a civic responsibility for me; it is also a personal responsibility,” he said. After nearly a decade of scathing audits and complaints about the internal police department, lawmakers at the hearing were demanding action. The state promised to implement reforms within the next three months. “We will be monitoring your progress and hoping the changes come quickly,” warned Sen. Carol Liu, D-Glendale, chairwoman of the Human Services Committee, who has questioned whether the standards at the Office of Protective Services had allowed people to “get away with murder.” California is budgeted to spend $577 million this fiscal year to operate the centers, or roughly $320,000 per patient. More than 5,200 people work in the institutions – more than 2.5 staff members for each patient. The five centers are in Los Angeles, Orange, Riverside, Sonoma and Tulare counties. Ric Zaharia, a consultant hired by the state to review the Office of Protective Services, said about half of the changes offered by the Brown administration were made a decade ago in a California Department of Justice audit. The audit recommended the department hire an experienced police executive to manage officers and caseloads at the centers. Instead, the state hired employees with little to no law enforcement background for the top job. The current chief, Corey Smith, was previously a firefighter. Smith hadn’t worked on criminal investigations until 2006, when the department made him police commander at the Sonoma Developmental Center, responsible for overseeing hundreds of cases each year. Thomas Simms, a former California Department of Justice consultant who conducted the 2002 audit, expressed frustration that little has been done to reform the Office of Protective Services since 65 then. Now, he said, the investigating authority of the Office of Protective Services should be eliminated. “How many more times are we going to meet and talk about the need for fundamental reform?” said Simms, a retired police chief who for 20 years led the Roseville and Santa Rosa departments. “If my organization had failed the way this one has, I would’ve been fired.” State Sen. Loni Hancock, D-Berkeley, echoed a similar concern when she questioned whether the RANDY ALLEN/CALIFORNIA WATCH developmental center police are “too intertwined Terri Delgadillo, director of the Department of Developmental Services, said she is implementing reforms to to be impartial” handling criminal investigations the police agency. at the institutions. Zaharia said that potential crimes at developmental centers are best handled by a centralized force based at the centers and trained to interview victims with intellectual disabilities. He said the ideal model is Massachusetts, which built an independent law enforcement agency dedicated to investigate abuse of the disabled at institutions and community group homes. Simms urged lawmakers to follow a model that separates institution officials from the police work, though he acknowledged this wouldn’t be a simple solution. “It will not be cheap, it will not be easy, and it will not be without risk,” Simms said about disbanding the 90-officer department. Coby Pizzotti of the California Statewide Law Enforcement Association, the union representing the Office of Protective Services, said that rather than disbanding the department, the state needs to separate the police force from its Sacramento management. He said Sacramento officials are more concerned with maintaining the state’s record as good caregivers. “You have kind of a conflict role in which the preservation of justice may not jibe with what the licensing requirements may be,” Pizzotti said. “We believe the OPS system is one that should work with maybe an independent chief who is experienced in law enforcement.” Delgadillo, however, said every injury or case of potential abuse is reported to state Department of Public Health, which licenses the developmental centers. She said the department has a zero-tolerance policy for abuse, and any staff member suspected of abuse is immediately removed from his or her job. Patients at the institutions are among the state’s the most vulnerable residents, sometimes unable to speak or paralyzed by cerebral palsy or other conditions. “People with disabilities are more likely to experience more severe abuse and for long periods of time,” said Leslie Morrison, head of investigations at Disability Rights California. Advocates have said developmentally disabled men and women frequently are treated as second-class citizens, and they have questioned why so few people have been arrested or prosecuted for 66 abuse at California’s institutions. “How many people went to jail for abusing patients?” Sen. Roderick Wright, D-Inglewood, asked Kathleen Billingsley, chief deputy director of the Department of Public Health. “How many people have been fired in the past five years for abusing patients?” Billingsley said her department had substantiated 89 cases of abuse from the past four years at the developmental centers, but said she did not know how many of those cases were referred for prosecution. Delgadillo said any investigation into potential abuse or injuries at developmental centers have unique challenges for the police force, including difficulties communicating with patients, many of whom have severe autism or cerebral palsy. But she said all death and serious injuries are reported to local law enforcement. Delgadillo nevertheless acknowledged that some investigations do not occur in a timely manner. “I think we’ve made improvements, but I don’t think we’re good enough,” she said. 67 RESULTS JUNE 14, 2012 Developmental center police investigating officer’s overtime By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Officer-overtime-investigated T he in-house police force at California’s developmental centers is investigating one of its patrol officers for large overtime paychecks and an admission that he has slept on the job. Thomas Lopez, an officer at the Porterville Developmental Center, has doubled and tripled his base salary with overtime for nearly a decade, California Watch reported in May. The force, called the Office of Protective Services, employs roughly 90 sworn police officers, 22 of whom doubled their salaries with overtime at least once during the past four years. The state-run police force last year paid about $2 million in overtime to 80 of its officers. The officers patrol and investigate criminal activity at five board-and-care institutions that house about 1,800 patients with severe intellectual disabilities in Los Angeles, Orange, Riverside, Tulare and Sonoma counties. Last week, Linda Jo Goldstein, an Office of Protective Services detective, contacted California Watch seeking details about the news gathering process on the overtime story related to Lopez. California Watch, part of the Center for Investigative Reporting, declined to contribute to the police examination beyond its published reports. “News organizations should not take part in police investigations,” said Robert J. Rosenthal, executive director of the Center for Investigative Reporting. “We stand by our work, and if it exposes problems and issues that lead to investigations by authorities, that is not a decision or process we participate in.” Terri Delgadillo, director of the Department of Developmental Services, which operates the institutions, released a statement Tuesday in response to questions from California Watch. The department “will continue to closely monitor overtime usage and thoroughly investigate areas of potential abuse,” Delgadillo wrote in an email. “Commanders and the Chief of the Office of 68 “At night, it gets a little bit slow. It’s hard not to doze off sometimes.” — Thomas Lopez, officer at the Porterville Developmental Center Protective Services, along with department headquarter managers, review overtime monthly to identify anomalies and validate the appropriateness of overtime usage. This allows for timely identification of potential issues and serves as a deterrent to overtime abuse.” Delgadillo did not respond to questions about the nature and scope of the police overtime inquiry. A previous California Watch investigation, published in February, found the Office of Protective Services failed to conduct basic police work even when patients died under mysterious circumstances over the past decade. State officials have documented hundreds of cases at the facilities of abuse and unexplained injuries, almost none of which have led to arrests. The small police force is one of the most proficient in the state at accumulating overtime. For several of the officers, their overtime payouts would have required them to work 70 to 100 hours a week the entire year to earn the extra cash. In 2008, Lopez collected $146,000 in overtime pay in addition to his $58,000 salary. To earn the extra pay, Lopez would have had to work 107 hours every week of the year, according to a California Watch analysis of state pay data. Some of the shifts are spent idling, waiting for a call for police assistance, Lopez said. He confirmed that he has slept during his work hours. “At night, it gets a little bit slow. It’s hard not to doze off sometimes,” he said during an interview earlier this year. “You try to stay up. But you better take your calls, and you better take your reports. It’s hard because that time drags.” Lopez did not return calls seeking comment Tuesday. Although Lopez drew the most extra pay within the Office of Protective Services the past four years, many of his colleagues also claim large amounts of overtime. In 2011, average overtime pay for developmental center officers was $20,981, according to state salary data. Officers’ average base salary was $46,630. The Porterville center, where Lopez works, also has past experience with overtime abuse and fraud investigations. Two years ago, a Tulare County grand jury indicted the Office of Protective Services’ police chief and top detective on embezzlement charges related to overtime pay. Porterville po69 lice found evidence that the detective had claimed overtime hours on days he was vacationing in Las Vegas, which the chief knowingly approved. A judge threw out the charges last year, ruling that the developmental center police’s internal probe violated the officers’ rights under the California Peace Officers’ Bill of Rights. The state attorney general’s office agreed to take over the case, though the state’s lawyers have made no progress toward refiling criminal charges, Porterville Police Chief Chuck McMillan told The Recorder in Porterville recently. Lynda Gledhill, spokeswoman for the attorney general, said the state continues to investigate the earlier Porterville overtime fraud allegations. Officials inside the developmental center force have prepared for an inquiry, email records show. In October, the Office of Protective Services commander at Porterville, David Montoya, directed officers to refer questions from “the Attorney General’s Office or any other agent from another government agency” to the Department of Developmental Services’ lawyers in Sacramento. Montoya’s instructions, obtained by California Watch, apply to requests for public records, specifically police policies and practices, “or any other information by circumventing our Chief and HQ.” In a written statement in April, the Department of Developmental Services said the order simply follows existing guidelines for disclosing information. It is not intended to inhibit outside investigations. “The commander’s note is appropriate and in accordance with routine state policy for all departments in the Health and Human Services Agency,” the statement reads. “Communications to or from department personnel especially from attorneys or law offices are supposed to be routed through the Department’s Office of Legal Affairs office. A request from the AG’s office, on its face, would presumably involve a case or other legal matter.” 70 RESULTS AUGUST 16, 2012 Developmental centers seek new police chief By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-New-police-chief-sought T he in-house police force at California’s institutions for the developmentally disabled is searching for a new chief as scrutiny of its work on criminal investigations intensifies. After two years in the top job, Corey Smith received a demotion to second-in-command for the force, the Office of Protective Services. David Montoya, police commander at the Porterville Developmental Center, is serving as interim chief, according to the state Department of Developmental Services’ website. The department, which oversees the centers and the police force, has repeatedly hired police chiefs with little to no background in law enforcement. In its job posting, released Aug. 6, the department said applicants need “extensive management experience directing uniformed peace officers and investigative operations.” However, the posting does not detail how many years of police work or what level of education the next chief must have. The personnel moves come as state lawmakers last week ordered the California State Auditor to examine the police force’s operations [PDF]. The Office of Protective Services is responsible for protecting nearly 1,700 patients with cerebral palsy, mental retardation and severe autism at five state-run centers in Los Angeles, Sonoma, Orange, Riverside and Tulare counties. In an ongoing series of stories this year, California Watch has reported that detectives and patrol officers at the institutions routinely fail to conduct basic police work, even when patients die under mysterious circumstances. Officers have delayed interviews with witnesses or suspects – if they have conducted interviews at all. In case after case, the force waited too long to collect evidence or secure crime scenes and has been accused of going easy on co-workers who care for the disabled. Terri Delgadillo, the department’s director, did not respond to calls for comment or emails with 71 written questions regarding the chief’s position. Delgadillo selected the past three Office of Protective Services chiefs since becoming head of the Department of Developmental Services in late 2006. None of those hires had worked on criminal investigations for outside police agencies. The first, Nancy Irving, was not even a sworn officer during her time as interim police chief in 2007 and 2008. Irving worked at the developmental services department for more than three decades as a labor negotiator and government manager, before and after her stint with the police force, until her retirement last year. Jeff Bradley started as a security guard in 1998 and moved to the top of the force as an investigator and commander at the Lanterman and Porterville developmental centers. He succeeded Irving as chief in June 2008, but didn’t keep the job long. In February 2010, a Tulare County grand jury indicted Bradley for his alleged involvement in an overtime fraud scheme. A judge threw out the charges last year, saying investigators violated his rights under the California Peace Officers’ Bill of Rights. Smith, named chief in 2010, spent most of his career as a firefighter at the Sonoma Developmental Center. He hadn’t worked on criminal investigations until 2006, when the department made him the Sonoma police commander, responsible for overseeing hundreds of cases each year. It is unknown whether Smith stepped down by choice or by administrative force. He did not return calls for comment yesterday. On his voicemail message, Smith lists himself as supervising special investigator, one position below chief. In response to California Watch’s reporting, Sen. Carol Liu, D-Glendale, introduced SB 1051, which includes a provision mandating that the Office of Protective Services chief have significant law enforcement experience. The legislation has passed the state Senate and awaits a vote on the floor of the state Assembly. Liu declined to comment on the developmental center police force’s hiring standards. “She needs to talk to the department first,” said Robert Oakes, Liu’s spokesman. Based on the published job requirements, Smith’s successor is likely to come from another state agency, rather than a city or county police department. Applicants should be current state employees, or have worked previously for the Legislature or governor, or have been honorably discharged from the U.S. military, the posting said. Officers at city or county law enforcement agencies can be hired only through a bureaucratic process called an “interjurisdictional exchange.” The exchanges take place when state agencies trade employees or one agency loans an employee to another department for a set period of time, according to the California personnel operations manual. And employees from local governments “gain no status in the California state service” while on loan to the state agency. Tom Simms, a retired police chief who led the Roseville and Santa Rosa departments, said the requirement would eliminate the most qualified applicants from consideration. If the Department of Developmental Services hires its new chief from the ranks of a city police 72 agency, he or she would not become a state employee and would not earn retirement benefits. “Oh yeah, that’s really going to encourage people to come up,” said Simms, who examined the developmental center force a decade ago for the state Department of Justice. Simms and Loren DuChesne, former chief of investigations for the Orange County district attorney, in 2002 wrote a report on widespread problems within the Office of Protective Services. The report recommended the department “recruit and hire a highly qualified and experienced law enforcement candidate” for police chief. Every commander, detective and patrol officer at the developmental centers underwent retraining in June. State officials, including Smith, also have been writing new policies and practices to upgrade the force’s criminal investigations. Montoya, the interim chief, started his law enforcement career with the Visalia Police Department in 1988, according to an Office of Protective Services internal memo. He spent 13 years with the Tulare County Sheriff’s Office, rising to the rank of sergeant, before joining the state Department of Mental Health as an investigator at Coalinga State Hospital in Fresno County. 73 RESULTS AUGUST 9, 2012 State lawmakers order audit of developmental center police By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Lawmakers-order-audit L awmakers directed the California State Auditor yesterday to examine the in-house police force at the state’s board-and-care institutions for the severely developmentally disabled. The force, called the Office of Protective Services, is responsible for protecting roughly 1,700 patients with cerebral palsy and other intellectual disabilities at five developmental centers in Los Angeles, Orange, Riverside, Sonoma and Tulare counties. Police at the centers have been criticized repeatedly by advocacy groups and state and federal regulators for lax work on criminal investigations. The review is intended to assess the training, handling of abuse cases and overtime spending by the Office of Protective Services. The auditor plans to assess whether the police force’s procedures comply with state law and to determine what actions the force “has taken to fulfill its responsibilities to protect” patients at the centers. The review will cost an estimated $409,200, according to a preliminary analysis by the state auditor. It is projected to take several months of work, but there is no strict deadline for completion. “This audit will clarify what went wrong in the past and determine how we can prevent this from happening again,” Assemblywoman Connie Conway, R-Tulare, said in a written statement yesterday. “Vulnerable Californians should not be put in danger by the very same hands who are responsible for protecting them.” State Sen. Joel Anderson, R-Alpine, and Assemblyman Jim Beall, D-San Jose, also requested the audit of the Office of Protective Services. The state Department of Developmental Services, which operates the centers and the police force, did not oppose the audit. “The health and safety of the people we serve is our highest priority regardless of whether they 74 live in a developmental center or the community,” Nancy Lungren, the agency’s spokeswoman, said in a prepared statement. “The department has and continues to take aggressive action to improve our internal law enforcement, and we welcome the assistance of (the state auditor) and the Legislature.” Separately, the state Assembly Committee on Appropriations yesterday approved two measures – SB 1051 and SB 1522 – that would require that the developmental centers report to outside law enforcement suspicious deaths, and patient abuse and sexual assault allegations involving state employees. The bills now go to an Assembly floor vote. The audit and legislation are in response to an ongoing series of stories this year by California Watch, which reported that detectives and patrol officers at the institutions routinely fail to conduct basic police work, even when patients die under mysterious circumstances. In case after case, detectives and officers have delayed interviews with witnesses or suspects – if they have conducted interviews at all. The force also has waited too long to collect evidence or secure crime scenes and has been accused of going easy on co-workers who care for the disabled. These shortcomings were present late last year in a major abuse case at the Sonoma Developmental Center. In September, the Office of Protective Services received a tip that Archie Millora, a caregiver at the Sonoma center, had abused several profoundly disabled men with a stun gun. Internal records obtained by California Watch show detectives found burn marks on several patients and, later, discovered a Taser and a loaded handgun in Millora’s car. After the assaults were discovered, the Office of Protective Services made no arrest and instead handled it as an administrative matter. At least nine days after the revelations, detectives still had not interviewed Millora, records show. The Sonoma County district attorney’s office announced last week it would review the matter as a potential criminal abuse case. Previously, the Office of Protective Services had only referred a misdemeanor weapons charge against Millora for possessing a concealed firearm. The Department of Developmental Services has hired numerous people with no law enforcement experience to handle criminal investigations. In 2007, the department hired Nancy Irving, a former labor negotiator and government manager, as police chief despite the fact that she was not a sworn officer. Irving led the force for a year before retiring from the department. The current chief, Corey Smith, spent most of his career as a firefighter. California Watch stories have also detailed how the small force is one of the most proficient in the state at accumulating overtime. Twenty-two officers, roughly one-fourth of the force, have claimed enough overtime to double their salaries. In all, the state is budgeted to spend $550 million on the patients and facilities this fiscal year, or about $314,000 per patient. 75 RESULTS SEPTEMBER 28, 2012 Brown signs bills on developmental center abuse By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Governor-signs-bills G ov. Jerry Brown signed two bills yesterday to require California’s developmental centers to alert outside police and a disability protection organization when patients die under suspicious circumstances, are abused or are seriously injured. The state operates five board-and-care institutions for more than 1,600 people with cerebral palsy and intellectual disabilities in Sonoma, Orange, Tulare, Riverside and Los Angeles counties. An in-house police force, called the Office of Protective Services, patrols and investigates crimes against the centers’ patients. In a series of stories this year, California Watch has reported how the force has failed to complete basic police work, even in assault and death cases. State lawmakers drafted the measures – SB 1051 and SB 1522 – in response to the news coverage. The bills were marked “urgent” and took effect immediately. Advocates for the developmentally disabled praised the governor’s action as a step toward better protecting the vulnerable. “This package of legislation together shows a commitment by the administration to begin to address this nightmare situation of disproportionate victimization of people with disabilities,” Tony Anderson, executive director of The Arc of California, said in a written statement. The state Department of Developmental Services, which operates the centers and police force, emailed a statement about the new laws today. “The Department of Developmental Services is pleased that the Governor has signed SB 1051 (Liu) and SB 1522 (Leno),” the statement said. “These bills are supportive of and consistent with the administration’s priority and ongoing efforts to ensure the health and safety of developmental center residents.” 76 The first measure introduced, SB 1051, mandates that the Department of Developmental Services report suspicious deaths and allegations of abuse by employees to Disability Rights California, a protection group. “It kicks the door open a little bit,” Leslie Morrison, head of investigations for Disability Rights, said of the law. Sen. Carol Liu, D-Glendale, and Sen. Bill Emmerson, R-Riverside, sponsored the bill. Additionally, the new law sets minimum job requirements for the chief of the Office of Protective Services. The chief now must be a certified peace officer “with extensive management experience directing uniformed peace officer and investigation operations,” the legislation said. In 2007, the department appointed Nancy Irving, a former labor negotiator and government manager without law enforcement certification or background, to work as police chief. Irving spent a year running the Office of Protective Services. More recently, Corey Smith, a career firefighter, served as chief despite having little experience with criminal investigations. Smith accepted a demotion to second-in-command in August. The companion law, SB 1522, will require that the developmental centers immediately notify an outside law enforcement agency regarding patient deaths, sexual abuse, assaults with a deadly weapon or severe injury, and unexplained broken bones. Detectives working at the institutions often have been the only law enforcement officials to learn of crimes against patients. “The governor’s signature will bring much-needed accountability and consequence to unlawful acts at our developmental centers,” said Sen. Mark Leno, D-San Francisco, sponsor of SB 1522. In numerous cases, investigation records show, detectives at the Office of Protective Services did not collect physical evidence. Officers routinely delayed witness interviews and have been accused of going easy on co-workers who care for the disabled. The bills moved through the Legislature without public opposition. “The issue was not considered a partisan one,” Leno said, “and a strong majority of my colleagues recognized that the status quo was not sustainable and needed the attention of this bill.” 77 RESULTS DECEMBER 3, 2012 Calls grow for local police to take cases at developmental centers By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Local-police-takeover-push S onoma County’s top prosecutor has joined with advocates for the developmentally disabled in calling for local police to take charge of criminal investigations of patient abuse at California’s board-and-care institutions. Cases involving reported assault and negligence have long been left to the Office of Protective Services, the police force at the five state-run developmental centers. The force’s detectives and patrol officers have routinely failed to do basic police work even when patients die under suspicious circumstances. The force has performed especially poorly in sexual abuse cases, California Watch reported in a story published Thursday. Patients have accused caretakers of molestation and rape 36 times since 2009, but the Office of Protective Services did not order a single hospital-supervised rape examination for any of the alleged victims. “Rape kit” exams are routinely used to collect evidence at most police departments. Eleven of the sex abuse cases were reported at the Sonoma Developmental Center, all from female patients living in the Corcoran Unit. “The local law enforcement agencies have better tools than (the Office of Protective Services) does to handle those kinds of investigations,” Jill Ravitch, Sonoma County district attorney, said in an interview Friday. She has recommended that the county sheriff’s office take over responsibility for potential abuse cases, including sex assaults. The centers house roughly 1,600 patients with cerebral palsy, severe autism and intellectual disabilities in Sonoma, Los Angeles, Riverside, Tulare and Orange counties. The state spends more than $300,000 a year to care for each patient. The Arc and United Cerebral Palsy in California, an advocacy group for the developmentally dis78 abled, has argued for months that city and county police agencies should investigate patient abuse allegations at the institutions. Greg deGiere, public policy director for the group, said the Office of Protective Services mishandled sex assault investigations, making outside police involvement urgent. “This problem is out of control and warrants a much stronger response,” deGiere said. State officials have documented hunMIKE KEPKA/SAN FRANCISCO CHRONICLE The Sonoma Developmental Center in Eldridge is one of five dreds of cases of abuse and unexplained state-run institutions for the developmentally disabled. injuries, almost none of which have led to arrests, California Watch has reported in a series of stories this year. The Office of Protective Services has failed to collect physical evidence in numerous potential violent crime cases. And in the three dozen cases of sexual abuse, internal records reveal that patients suffered molestation, forced oral sex and vaginal lacerations. But for years, the state-run police force has moved so slowly and ineffectively that predators have stayed a step ahead of law enforcement or abused new victims, records show. In response to reporting by California Watch, state lawmakers in August ordered the California State Auditor to examine the force’s handling of criminal investigations and overtime spending. Gov. Jerry Brown signed two laws that require the centers to notify outside law enforcement and Disability Rights California, a protection organization, of alleged patient abuse and certain serious injuries. The state Department of Developmental Services operates the centers and the police force. Terri Delgadillo, the agency’s director, said Friday in a written statement that the measures improve patients’ safety. “The department welcomed the passage and signing of SB 1051 and SB 1522, that will further ensure developmental center investigators and outside law enforcement agencies work more collaboratively to investigate unexplained injuries or allegations of abuse,” Delgadillo wrote. It is unclear how prepared, or willing, local city police and sheriff’s departments are to shoulder the additional caseload from the centers. Local law enforcement agencies across the state have long deferred allegations of abuse at the centers to the Office of Protective Services. Sonoma County Sheriff Steve Freitas could not be reached for comment on Friday. Going forward, deGiere said the onus should be on outside police agencies to head up investigations of crimes against developmental center patients. “If they don’t get involved, it’s because they choose not to get involved,” he said, “not because they can’t.” 79 RESULTS DECEMBER 12, 2012 State threatens to shut down disability center amid patient abuse Sonoma Developmental Center loses certification, federal funding By Ryan Gabrielson The Bay Citizen http://bit.ly/BrokenShield-State-threatens-to-shut-center T he state’s largest board-and-care center for the severely disabled lost its primary license to operate today, after repeatedly exposing patients to abuse and shoddy medical care. State regulators cited the Sonoma Developmental Center, which houses more than 500 patients, for dozens of cases where patients were put at risk of injury or death. In issuing the citations, the state moved to shut down a major portion of the century-old institution. The action comes after a series of stories this year from California Watch, sister site of The Bay Citizen, documenting failures by the Office of Protective Services, an internal police force established specifically to protect and serve patients at these board-and-care centers. The police force has failed to perform basic tasks associated with crime investigations. In particular, the Sonoma center had evidence of a dozen sexual assaults but police investigators failed to order a single hospital-supervised examination for the alleged victims. Those reported assaults represent a third of the 36 documented cases of sexual abuse and molestation in the past four years at the state’s five developmental centers. The loss of state certification in Sonoma means California taxpayers will lose tens of millions of dollars in federal funding that is dependent on assurances the facility is properly managed. Critically, it raises questions about how to care for hundreds of patients with cerebral palsy, mental retardation and severe autism if the center closes. Most of the patients at the Sonoma center are unable to live with their families or in group homes. The state Department of Developmental Services is appealing the revocation, which was announced by state health officials who have regulatory control over the facility. The facility will remain 80 operating during the appeal. The state Department of Public Health moved to sanction the Sonoma center after it visited the facility in late November and early December and “documented incidents of abuse constituting immediate jeopardy, as well as actual serious threats to the physical safety of female clients in certain units.” Terri Delgadillo, director of the developmental services department, which has a budget of $4.5 billion, said state officials MIKE KEPKA/SAN FRANCISCO CHRONICLE The Sonoma Developmental Center in Eldridge is one of five are acting to make changes. state-run institutions for the developmentally disabled. “We are contacting our residents’ families to assure them of our continued commitment to making improvements,” Delgadillo said in a written statement. “We are moving quickly to fix this center and protect our residents.” The department announced it was putting Frank Parrish, assistant chief of the California Highway Patrol, temporarily in charge of the Office of Protective Services’ unit at the Sonoma center. The highway patrol “is in the process of evaluating the issues to ensure the delivery of appropriate services,” the department said in a release. The move does not impact the detectives and patrol officers operating at the state’s other four developmental centers. For some critics of the Office of Protective Services, installing new leadership with a strong law enforcement background is a welcome change. For decades, state officials have hired police chiefs with little or no experience investigating crimes. “It’s a whole lot easier for someone who already knows how to do law enforcement, who knows how to be a good investigator, to learn the idiosyncrasies of working with that client base,” said Thomas Simms, a retired police chief and former California Department of Justice consultant who audited the Office of Protective Services in 2002. “You can’t take the in-house people ... and make them good investigators.” The state has already moved to make changes at the developmental centers, including hiring an outside monitor to help oversee retraining of officers. The Legislature ordered a thorough audit of the facilities, and Gov. Jerry Brown has signed two laws to strengthen oversight of the facilities. One requires the centers report alleged sex assaults against patients to outside law enforcement. The other requires that the Office of Protective Services chief have “extensive management experience directing uniformed peace officer and investigation operations,” the law states. The state is targeting the facility’s apparent inability to properly care for about 300 patients who aren’t bedridden – the so-called intermediate care patients. An additional 200 patients under skilled nursing supervision were not affected by the sanctions issued today. 81 For the Sonoma center, the penalty would cut off reimbursements that cover about half of its $160 million annual budget. Finance records show that the Medi-Cal program pays more than $6 million a month for patient care at the Sonoma center. The 90-member Office of Protective Services force was created decades ago to patrol California’s five developmental centers, which are in Los Angeles, Tulare, Riverside, Orange and Sonoma counties. The facilities house about 1,600 patients, many of them so severely disabled they cannot speak. In a report issued in August, state regulators repeatedly faulted the Office of Protective Services for inadequate investigations in alleged crimes against patients. Since 2009, patients at developmental centers have accused their caregivers of sexual abuse 36 times. Documents show that patients suffered molestation, forced oral sex and vaginal lacerations, but the Office of Protective Services moved so slowly and ineffectively that predators stayed ahead of law enforcement or abused new victims. Many the complaints of sexual abuse at the facilities have occurred at Sonoma. Twelve of the 36 abuse cases since 2009 – all identified by patients rights advocates as needing thorough investigation – occurred at Sonoma. In every case, the Office of Protective Services failed to order a sexual assault examination known as a rape kit, often the only way to gather physical evidence in sexual assault cases. Statewide, the Office of Protective Services referred just three sex crime cases to county district attorneys for prosecution since 2009, said Leslie Morrison with Disability Rights California. In those cases, officers did not collect any physical evidence to determine whether crimes occurred. Just one of those cases led to an arrest. Records show the Office of Investigative Services has failed to thoroughly investigate sexual assault cases at Sonoma for years. One of the most disturbing assaults involved a former patient named Jennifer who suffered from bipolar disorder and severe mental retardation. In 2006, caregivers at the Sonoma center found bruises shaped like handprints covering Jennifer’s breasts, suggesting an assault. She accused a staff member of molestation, but the Office of Protective Services opened an investigation without ordering a rape kit examination. A few months later, Jennifer was pregnant. By then, her alleged attacker had fled the country. In another case from early 2000, a female patient at the Sonoma center accused a male caregiver of sexually assaulting her during a bath. The institution then assigned two men to bathe the patient, even though the facility employed many female caregivers. Both caregivers allegedly raped her during bathing. Police made no arrests in the case. 82 JANUARY 18, 2013 State disability center forfeits funding over abuse By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Center-forfeits-funding C alifornia’s largest board-and-care center for the developmentally disabled will surrender more than $1 million a month in federal funding for failures to protect patients from abuse and provide quality medical care, state officials announced today. In December, state regulators cited the Sonoma Developmental Center for numerous violations that put patients with cerebral palsy and intellectual disabilities at risk of serious injury and death. Regulators have threatened to close a major portion of the century-old institution, now home to more than 500 patients. The state Department of Developmental Services, which operates the institution, this week agreed not to seek reimbursement from the Centers for Medicare & Medicaid for services provided at its most troubled residences. The state singled out four out of 10 residential units at the Sonoma facility. “While there are deficiencies in the management, training, and staffing in the Sonoma (intermediate care) units generally, the problems are more significant in Corcoran, Lathrop, Bemis and Smith,” Terri Delgadillo, director of the state’s developmental services department, wrote to the federal agency Thursday. The department “is committed to fixing the problems in all of the units, but addressing the problems in these four units will take additional time,” she said. Roughly half of the center’s revenue comes from federal reimbursement. The loss of certification in Sonoma means California taxpayers will lose millions of dollars in federal funding that is dependent on assurances the facility is properly managed. The action comes after a series of stories this year from California Watch documenting failures by the Office of Protective Services, an internal police force established specifically to protect and 83 serve patients at these board-and-care centers. The police force has failed to perform basic tasks associated with crime investigations. In particular, the Sonoma center had evidence of a dozen sexual assaults, but police investigators failed to order a single hospital-supervised examination for the alleged victims. Those reported assaults, all from the Corcoran unit, represent a third of the 36 documented cases of sexual abuse and molestation in the past four years at the state’s five developmental centers. In a press release, the state Department of Public Health said it “will closely monitor each residential unit to ensure that all clients are protected from harm and the delivery of healthcare to this vulnerable population complies with both federal and state requirements.” The state Department of Public Health regulates California’s five developmental centers, which house 1,600 patients in Sonoma, Tulare, Los Angeles, Orange and Riverside counties. Sonoma has gone through two executive directors the past year; it is now looking for a permanent replacement. State officials have contracted with outside experts to upgrade care at the institution. “The well-being of our residents at Sonoma Developmental Center is a top priority and the department has made critical improvements in the (intermediate care facility), but significant work still needs to be done,” Delgadillo said in a written statement today. 84 85 86 DECEMBER 21, 2012 Moving the needle California Watch http://bit.ly/BrokenShield-Moving-the-needle INTERACTIVE TIMELINE http://bit.ly/BrokenShield-Moving-the-needle 87 OTHER STORIES 88 FEBRUARY 23, 2012 State agency’s police chiefs lack law enforcement experience By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Police-chiefs-lack-experience S tate officials hired a former labor negotiator and government Where It Ran: manager who lacked basic law enforcement training to overThis story also appeared see investigations at California’s institutions for the developin the following news outlet: mentally disabled, records and interviews show. • The Press-Enterprise For more than a year, during 2007 and 2008, Nancy Irving was the police chief of the Office of Protective Services, which oversees institutions in Los Angeles, Orange, Sonoma, Riverside and Tulare counties. These centers, which house about 1,800 severely disabled men and women, have been the scene of hundreds of abuse cases over the past six years. Yet California’s Commission on Peace Officer Standards and Training has no record showing that Irving took legally required coursework that would qualify her as a law enforcement officer, officials there said. In nearly 36 years at the Department of Developmental Services, Irving worked in labor relations and in various staff and management positions. Irving’s lack of experience in law enforcement highlights a persistent theme at the Office of Protective Services, a little-known police agency that reports to the Department of Developmental Services in Sacramento. The agency has about 90 officers, many with limited training or lacking outside law enforcement experience. The state attorney general’s office, in a 2002 audit, directed the department to “recruit and hire a highly qualified and experienced law enforcement candidate” for police chief. Yet, since the audit, the department has in many cases done just the opposite. “It really exposed a complete lack of infrastructure and control command and accountability,” 89 said former state Assemblywoman Sally Lieber, a Mountain View Democrat, who introduced a disability rights bill in 2008 that included provisions requiring the governor’s office to choose the developmental centers’ police chief. Lieber’s bill died in the Senate Appropriations Committee over cost concerns as California’s financial woes mounted. The Department of Developmental Services also lobbied hard against the bill, she said, MONICA LAM/CALIFORNIA WATCH arguing that its police force worked well. Former Assemblywoman Sally Lieber, a Mountain View The current police chief, Corey Smith, Democrat, said a 2002 audit of the Office of Protective Services spent almost all of his 19 years with the “exposed a complete lack of infrastructure and control command and accountability.” Department of Developmental Services as a firefighter at the agency’s Sonoma facility. Like his two predecessors, Smith has less law enforcement experience than most of the patrol officers below him. None of the past three police chiefs at the Office of Protective Services have worked for another law enforcement agency. And two of the force’s four police commanders have no experience working on criminal investigations at other police or sheriff’s departments, records show. Terri Delgadillo, director of the Department of Developmental Services, defended the hires, saying the years spent working at the centers are just as crucial as years spent building criminal cases. Most patients – called “consumers” by the state – are emotionally vulnerable and intellectually limited. Their disabilities make it hard to clearly communicate. “Having familiarity with the consumers that we serve and the population is very important,” she said. Patricia Flannery, who oversees operations at California’s developmental centers, said in a written statement that the Office of Protective Services has “undergone routine audits from POST and has not been found in violation of the penal code requirements” in the Irving case. But records from the Commission on Peace Officer Standards and Training show their own auditors did not check Irving’s certification status, and they have no record of her ever being listed as police chief. Flannery said Irving was appointed to police chief on an interim basis because of her experience as a professional standards manager in the Sacramento headquarters, where Flannery said she supervised special investigations and internal affairs. While she was police chief at the Office of Protective Services, “sworn law enforcement supervisors were identified to provide consultation to Ms. Irving as needed,” Flannery wrote. Irving, who retired from state service in 2011, did not respond to interview requests. The current police chief, Smith, ascended to his position after a Tulare County grand jury indict90 ed his predecessor, Jeff Bradley, on embezzlement charges in 2010 for his alleged involvement in an overtime fraud scheme. A judge threw out the charges last year, saying investigators violated his rights under the California Peace Officers’ Bill of Rights. The office of state Attorney General Kamala Harris said it was reviewing the case and considering whether to pursue new charges on the alleged overtime fraud. Meanwhile, Bradley is fighting to be reinstated. He referred questions to his attorney, who did not return several calls and e-mails from California Watch. Bradley had landed his first developmental center job as a security guard in 1998, and he moved up the ranks at the Porterville Developmental Center in Tulare County until the department moved him to Sacramento to become chief in 2008. Before Irving took over in mid-2007, the developmental services department borrowed officers from the California Highway Patrol to work as the centers’ police chief. Janice Mulanix, an assistant chief for the state patrol, said she spent two years leading the Office of Protective Services, more often handling administrative tasks than criminal investigations. Phyllis McDonald, an expert in police operations at Johns Hopkins University, said police chiefs need first-hand knowledge of how criminal investigations operate, what can go wrong and the best practices to keep them on track. She said hiring a police chief with no law enforcement training shows a disregard for the police force. “You just can’t walk in off the street and do this,” she said. “As a firefighter, you don’t have to be so concerned about constitutional rights, and you don’t have to be so concerned about state laws or local ordinances.” San Diego County Sheriff Bill Gore said experience doing police work should be a prerequisite for a police chief. Gorewas an FBI agent for 32 years before he became sheriff, working in counterterrorism and investigating all manner of violent crimes. Even still, he said, “there are times I wish I had street experience” with a local police department. Detectives lack experience, qualifications In the 2002 audit, the California attorney general’s office concluded that investigators with the Office of Protective Services “lack the training, experience and proper equipment to competently preserve and collect crime scene evidence.” Crimes at the centers can be more complex to solve than those committed outside. Because of privacy laws, there are no video cameras installed within the institutions. Victims might not be capable of communicating what happened. Instead of beefing up its force to handle these complex cases, the department employs detectives with little to no qualifications in law enforcement, including nurses and psychiatric technicians. Like Smith, more than a third of the 91 police personnel at the Office of Protective Services had no prior criminal justice experience before joining the force, according to records from the California Commission on Peace Officer Standards and Training. 91 The institutions’ investigators become certified police officers after finishing a months-long course in basic procedures for conducting an investigation. The curriculum includes 52 hours on report writing and 72 hours on firearms and chemical agents, even though developmental center police do not carry guns. A dozen additional hours of instruction are devoted to crime scene evidence. Investigating sex offenses receives four hours, a single lecture. The office largely operates without rules governing its criminal justice work – more than half of its law enforcement manual is unwritten. When the police force has had key command staff openings, it has tended to look to longtime employees serving in other state agencies. Lindajo Goldstein, a Lanterman Developmental Center detective since 2007, came from the California Department of Social Services, where she worked as an inspector, according to personnel and state certification records. Social services investigations examine regulatory violations and do not build criminal cases. Fairview Developmental Center’s police commander, Michael Jackson, joined the Office of Protective Services a year ago after 18 years as a social services department inspector, personnel records show. Before that, he worked for the California Youth Authority, now known as the California Division of Juvenile Justice. Smith was moved from his firefighter duties to police commander of the Sonoma Developmental Center in 2005. He worked more than a year in that job without the required training on basic criminal investigations; he was certified by the Commission on Peace Officer Standards and Training in 2007. The chief’s limited law enforcement experience has troubled the rank and file within the Office of Protective Services. Some have suggested the department is too insular and draws too frequently from its own ranks. Greg Wardwell, a sergeant at Sonoma for 20 years before he retired in March, said a veteran police chief from an outside department would be more likely to challenge bad practices throughout the force. He or she “would look at that and say, ‘Well, that’s crazy. You can’t function that way. You’ve got to do this, this and this to make it better,’ ” he said. One of the police union’s leading complaints is the department’s failure to follow the attorney general’s audit report, which detailed major shortcomings in how the police department operated. A former labor leader questioned why Smith was appointed. “Why he got there, I have no idea,” said Lorenzo Indick, a patrolman at the Lanterman and former president of the Hospital Police Association of California, the union representing developmental center officers. “Why don’t they put in somebody from an outside organization with a strong background in law enforcement?” CIR intern Emily Hartley contributed to this report. This story was edited by Robert Salladay and Mark Katches. It was copy edited by Nikki Frick. 92 FEBRUARY 24, 2012 Veteran detectives identify death investigation’s key mistakes By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Veteran-detectives-ID-mistakes C alifornia Watch asked two veteran homicide detectives to review hundreds of pages from the investigation into the death of patient Van Ingraham, who was critically injured at the Fairview Developmental Center in Costa Mesa. Al Cruise of the Seattle Police Department and Mark Czworniak of the Chicago Police Department – with a combined 51 years of experience in law enforcement – found six critical errors in the 2007 case: Fairview police did not secure Ingraham’s bedroom to protect evidence. The institution police, the Office of Protective Services, appear to have treated the case as an accident and did not prevent Fairview staff from walking through and even cleaning the room. “It is my belief that the initial responders did not recognize the scene as a potential crime scene,” Cruise wrote. “It would be difficult for me to opine as to whether that was caused by incompetence, inexperience or influential situational and environmental factors at the scene.” Further, Czworniak wrote that police should have documented how the room looked by taking photographs. “In today’s digital era, it should always be done,” he wrote. Fairview police failed to launch a full investigation upon learning Ingraham had suffered a broken neck. Cruise wrote that investigators appear to have failed “to recognize the potential criminality of the incident,” and therefore did not see cause to gather physical evidence, secure medical records and question witnesses. Police might have overlooked the case because injuries are common at institutions, Czworniak theorized. 93 Investigators waited until five days after the injury to begin witness interviews. The delay might have undermined the questioning, Czworniak wrote. “It gave several people the opportunity to speak about the events.” Cruise agreed, adding that Fairview police had enough information “several days prior to the initiation of the interviews to indicate a strong potential for a crime.” Officers did not collect physical evidence from the scene. The first time a Fairview investigator considered gathering physical evidence was on June 13, 2007, the case file shows, seven days after Ingraham was found with a broken neck. “Seven days is a long time to expect to recover any evidence, especially in a room that was not sealed from the onset,” Czworniak wrote. “In hindsight that seems to be irresponsible and negligent,” Cruise wrote. In addition to searching Ingraham’s room, Cruise wrote that investigators should have requested DNA samples and fingerprints from people who had come into contact with Ingraham before his death. “Even if there is no evidence to compare to, the resulting dialog when such a request is made can be telling,” he wrote. The caregiver last seen with Ingraham altered records from the morning of the injury, but police did not investigate the changes. Johannes Sotingco, a caregiver at Fairview, changed entries for Ingraham in the sleep log within 48 hours of the patient’s injury. The alteration might have been simply to correct the record, the detectives wrote. Regardless, police should have investigated the matter. “Any altering of records, especially after such an incident, is cause for concern,” Czworniak wrote. Investigators omitted from their report a biomechanical expert’s finding that Ingraham’s death was “likely a homicide.” Thay Lee, a biomechanical expert at UC Irvine, assessed evidence in the case at the request of the Orange County sheriff-coroner and determined that another person probably caused Ingraham’s broken neck. “It is undoubtedly comprehensive and compelling,” Cruise wrote of Lee’s report. But Fairview police did not include any of Lee’s findings in their case file. “This may be because they believed Thay Lee’s assessment had no merit,” Czworniak wrote. “Personally I think it’s better to include as much information when constructing a final report, than to ‘pick and choose,’ what goes in. This is because of exactly what happened down the road with this investigation. Someone started reviewing it and now, because information was excluded, it has an appearance that things were being covered up.” This story was edited by Robert Salladay and Mark Katches. It was copy edited by Nikki Frick. 94 FEBRUARY 24, 2012 Unexplained deaths behind closed doors By Monica Lam and Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Unexplained-video VIDEO H undreds of thousands of Californians suffer from developmental disabilities like cerebral palsy and severe autism. Some of the most severely disabled are cared for at state-run facilities with around-the-clock supervision. But while the state spends about $300,000 a year on each patient, a months-long investigation has uncovered a lack of accountability for reported abuse at the centers. http://bit.ly/BrokenShield-Unexplained-video 95 JUNE 7, 2012 State withholds details on developmental center slaying By Ryan Gabrielson and Joanna Lin California Watch http://bit.ly/BrokenShield-State-withholds-details I n early 2009, a 16-year-old girl with mental retardation was Where It Ran: slain at the Fairview Developmental Center in Orange County. This story also appeared in the The state-operated institution didn’t tell the public about the following news outlets: deadly assault. • North County Times After three years, the California Department of Public Health • The Sacramento Bee penalized Fairview in April for its role in the patient’s death, issuing a written citation and a $10,000 fine for failing to protect a patient from harm. The developmental center is required under state law to prominently display the citation for the public to see. But the institution couldn’t produce a copy last week, administrators told a California Watch reporter who attempted to review the citation at Fairview. The state Department of Developmental Services on Monday physically displayed the citation at the institution, one of five board-and-care centers for roughly 1,800 patients with cerebral palsy and other intellectual disabilities. However, the department initially blacked out nearly every word. The fragments of visible text call the death an “an unusual occurrence.” On Tuesday night, state officials removed some of the redacted sections, revealing information about when unnamed center employees began or ended work the night of the murder. The redactions black out details of how a teenage patient was strangled. State public health officials contend the document must be redacted under the California Welfare and Institutions Code to protect patient confidentiality. Sen. Mark Leno, D-San Francisco, disagreed with that legal interpretation. 96 The Department of Developmental Services initially blacked out nearly every word of the citation against Fairview Developmental Center. It later revealed excerpts of the document. “We’re talking about crimes; we’re not talking about medical services,” said Leno, who is sponsoring legislation this session regarding violent crimes at developmental centers. “This is an abuse of state law.” Fairview’s penalty is for regulatory violations on Feb. 22, 2009, according to a state database of enforcement action, which matches the date and time of the slaying. Late in the evening on that date, someone at Fairview assaulted Danisha Smith. Smith’s killer put a towel over her head and tied it off with a cord, blocking oxygen from Smith’s brain, according to her death certificate and interviews with law enforcement officials and Smith’s relatives. An assailant repeatedly stabbed her in the chest with a pencil. Smith died of brain swelling the next day. The Office of Protective Services, an in-house police force at California’s developmental centers, conducted the criminal investigation into the killing. The state Department of Developmental Services runs the force. The Costa Mesa Police Department had jurisdiction over the crime but deferred responsibility to Fairview’s detectives. In a series of stories in February, California Watch reported that detectives and patrol officers at the institutions routinely fail to conduct basic police work, even when patients die under mysterious circumstances. The facilities have documented hundreds of cases of abuse and unexplained injuries, almost none of which have led to arrests. 97 Fairview police arrested another patient, Latina Ford, then 15, in Smith’s death. The Orange County District Attorney’s Office charged Ford with murder in October 2010, the criminal court file shows. She has pleaded not guilty. The courts ruled Ford incompetent to stand trial; the state is holding her at the Porterville Developmental Center. Records from a civil lawsuit filed in February 2010 by Smith’s family indicate Ford was Smith’s roommate. In response to California Watch’s stories, lawmakers have introduced two bills, SB 1051 and SB 1522, that would require the state to notify outside law enforcement agencies and disability rights groups when it receives allegations of violent crimes against patients. SB 1522 – which Leno sponsored – is intended to direct investigation of serious crimes at developmental centers to outside police agencies. The bills have passed the state Senate and await hearings in the state Assembly. Leno said the public should receive information about such violent crimes. “We need to learn more to see if there’s need for further legislative attention,” he said. The state Department of Public Health, which licenses and regulates developmental centers, first reported Smith’s death this year, issuing a “class A” citation on April 19. To earn a class A citation, a facility must put a patient at risk of serious harm or death; class AA citations are for incidents where regulators determine a facility is directly responsible for a death. Developmental centers must post class A and AA citations in “an area accessible and visible to members of the public” for 120 days, states California Health and Safety Code 1429. A California Watch reporter visited Fairview on May 30. In Fairview’s administration building lobby, the institution’s only public space, a state workplace safety award plaque was on display but not the citation. When the reporter inquired about the violation record, Fairview administrators initially said they were unsure they had a copy. They then required the reporter to file a records request with the department’s media relations office in Sacramento. The reporter pointed out that state law requires immediate public access. Robin Keller, Fairview’s privacy officer, dismissed the argument and said a typical member of the public would not be aware of the document or the law. Fairview displayed the citation from April 19 to May 2, when a “plan of correction for the citation had been implemented,” Nancy Lungren, spokeswoman for the state Department of Developmental Services, said in a written statement. The institution is posting a heavily redacted version of the record for 120 days to correct the error, Lungren wrote. It shows only excerpts regarding nurse shift change procedures and nighttime inspections of patient quarters. The only unobscured sentence indicating an act of violence occurred notes that an Office of Protective Services detective, who was “working overtime as a patrol officer, responded to the residence on 2-22-09 at 2257 (10:57 PM).” The rest of the paragraph is blacked out. 98 AUGUST 23, 2012 Report slams state institution for neglect, weak oversight By Ryan Gabrielson California Watch http://bit.ly/BrokenShield-Report-slams-institution C alifornia’s largest institution for the developmentally Where It Ran: disabled risks losing millions of dollars in federal funding because of poor medical care and widespread failures to This story also appeared in the following news outlet: prevent abuse and thoroughly investigate when patients are harmed, state officials said in a confidential report. • The Sacramento Bee The Department of Public Health inspection report presented a damning indictment of the Sonoma Developmental Center, which houses more than 500 people with cerebral palsy and other intellectual disabilities. Normally such reports are kept from the public, but California Watch obtained a copy of the 495-page document this week. “Individuals have been abused, neglected, and otherwise mistreated and the facility has not taken steps to protect individuals and prevent reoccurrence,” the report said. “Individuals were subjected to the use of drugs or restraints without justification. Individual freedoms have been denied or restricted without justification.” According to the report, the board-and-care institution must immediately upgrade patient care and abuse investigations to keep its federal certification. Without federal approval, the Sonoma center would lose reimbursement from the Medicare and Medicaid programs – crippling its budget and placing an even greater burden on the state. For the Sonoma center, the penalty would cut off reimbursements that cover about half of its $160 million annual budget. Finance records show that the Medi-Cal program pays more than $6 million a month for patient care at the Sonoma center. State regulators repeatedly faulted the in-house police force, the Office of Protective Services, for inadequate investigations. 99 “The facility failed to ensure evidence that all alleged violations and injuries of unknown origin were thoroughly investigated,” the report said. The investigations “lacked significant and/or pertinent information to minimize recurrence.” “It leads one to believe that, in certain circumstances, it’s a lawless environment,” state Sen. Mark Leno, D-San Francisco, said of the inspection report. In a series of stories this year, California MONICA LAM/CALIFORNIA WATCH Watch has reported that detectives and patrol The Office of Protective Services is an in-house police force at California’s developmental centers. officers at the institutions routinely fail to conduct basic police work, even when patients die under mysterious circumstances. In case after case, detectives and officers have delayed interviews with witnesses or suspects – if they have conducted interviews at all. The force has also waited too long to collect evidence or secure crime scenes and has been accused of going easy on co-workers who care for the disabled. The state Department of Developmental Services operates five centers that house nearly 1,700 patients with cerebral palsy and other intellectual disabilities in Sonoma, Tulare, Los Angeles, Orange and Riverside counties. California is budgeted to spend about $314,000 this year per developmental center patient. Terri Delgadillo, director of the Department of Developmental Services, said the department “recognizes the action necessary to ensure the health and safety of residents at the Sonoma Developmental Center.” “Several key changes have already been made but more must be done,” Delgadillo said in a statement. “Both the executive director and the clinical director have been replaced. Several other employees have been terminated or disciplined and investigations continue which could result in additional actions.” The report includes the Sonoma center’s plans to correct its violations, which include hiring additional caregivers and retraining employees. Regulators have not decertified a center for more than a decade. The state Department of Public Health, which licenses and regulates the institutions, decertified the Agnews Developmental Center in San Jose for patient neglect in 1999. Agnews closed two years ago. In September, someone assaulted a dozen patients with a stun gun, an incident first reported by California Watch last month. The victims suffered severe burns on their backs, buttocks, arms and legs. The Office of Protective Services received a tip that a caregiver named Archie Millora had abused patients during his shifts. Officers found a Taser in Millora’s car, along with a loaded handgun, but did not make an arrest in the assaults. 100 “Several key changes have already been made but more must be done. Both the executive director and the clinical director have been replaced. Several other employees have been terminated or disciplined and investigations continue which could result in additional actions.” — Terri Delgadillo, director of the Department of Developmental Services Detectives continued to delay or overlook abuse cases in recent months, according to the report. On May 25, Rue Denoncourt, a psychiatric technician, took a female patient into a bathroom and exposed his genitals. Another employee reported the abuse and the Sonoma County Sheriff’s Department arrested Denoncourt for lewd conduct; he pleaded no contest earlier this month and was sentenced to eight months in prison. The Office of Protective Services waited weeks to review patient records to determine whether others living on the unit where Denoncourt worked showed signs of abuse, the report shows. In fact, there was another victim. Denoncourt, who worked at the center 27 years, admitted to sheriff’s deputies that he had also abused the victim’s roommate, forcing the second female patient to touch him while he masturbated, the report said. Three weeks earlier, on May 4, caregivers discovered bruises on both women, including an injury to a patient’s left breast. State regulators found records showing the patients had not attended a Cinco de Mayo event at the center the previous evening and that Denoncourt was working on their unit at the time. But the Office of Protective Services did not investigate whether Denoncourt was alone with the victims, according to the report. The state Assembly yesterday unanimously approved legislation, SB 1051, to require the centers to report certain abuse and injury cases to outside law enforcement and advocacy organizations for the disabled. The bill, which now goes to Gov. Jerry Brown, also sets minimum qualifications for the Office of Protective Services’ chief. Leno has sponsored legislation, SB 1522, to mandate that centers notify outside law enforcement in cases of patient death, sexual abuse, and assaults with a deadly weapon or severe injury, and unexplained broken bones. The state Assembly is expected to vote on SB 1522 today. The Sonoma center’s nursing services were also faulted, most notably for unsafe practices when placing feeding tubes and failure to follow policies regarding how to read vital signs 101 and assess patients’ pain. As part of the improvements, the report said center employees would receive training on an array of issues. One of them is handling of patients with pica, a disorder that causes people to ingest things that are not food. On Nov. 22, patient Jean Erquiaga consumed part of a “soft knit shirt,” according to an internal incident report. Erquiaga had long been diagnosed with pica, swallowing disposable diapers in years past, a concern caregivers were aware of. Erquiaga began vomiting and, five days after eating the fabric, the center took the patient to Sonoma Valley Hospital, the internal record shows. Doctors operated on Erquiaga to remove material that had formed a bowel blockage. Sonoma center records show Erquiaga died of respiratory failure on Dec. 1. The Office of Protective Services opened an investigation nearly six weeks later, on Jan. 13. If center detectives intended to investigate potential criminal negligence, the caregiver responsible for protecting Erquiaga was already gone, the records show. “This individual had been working towards transferring to Coalinga (State Hospital),” a Sonoma administrator wrote, “and is now employed there.” 102 DECEMBER 21, 2012 In the Wrong Hands California Watch http://bit.ly/BrokenShield-Downloadable-eBook eBook California Watch and the Center for Investigative Reporting compiled the main Broken Shield text stories, photos, videos and interactive elements into a 15,000-word eBook published in December under the title “In the Wrong Hands.” The eBook, our first, augmented and retold the investigation as a single, comprehensive narrative making the information accessible in a different way and to more readers. It is available as a free download through the Apple store and also available through Amazon Kindle. http://bit.ly/BrokenShield-Downloadable-eBook 103 COMMENTARY 104 Fewer and fewer news outlets can muster the resources to prepare stories like the long, painstakingly reported one about the abuse and rape of a mentally disabled patient published Thursday by the Center for Investigative Reporting’s California Watch. But as hard as it may be to muster such resources, it’s even harder to get people to read such a difficult tale when you’re through. Readers “don’t want to face those conditions,” said Ryan Gabrielson, who reported and wrote the story about “Jennifer,” a former patient at the Sonoma Developmental Center in California. “I think there’s a lot of fear in it. They don’t know how to solve it.” Such stories, CIR senior multimedia producer Carrie Ching agreed, “can be very powerful for the viewer to absorb.” A previous Gabrielson story in California Watch’s year-long “Broken Shield” story was likewise a “tough sell” for readers, Ching said, so she and Gabrielson produced a video to accompany the story of Van Ingraham, a severely autistic man whose suspicious death at a different California institution was sloppily investigated by police. “Jennifer”‘s story was different from Ingraham’s — she’s still alive, and her family is raising the child who resulted from her rape. They’re not identified in Gabrielson’s story, so making a video that would serve as an alternate way in to the story would be tricky. “We decided early on against doing an animated version because the subject matter was so heavy,” Ching said. They settled on a subtly animated graphic novel-like approach with illustrations by Marina Luz. “It just makes it a little more digestible for viewers,” Ching said. “It doesn’t overwhelm them as much.” Gabrielson’s text story opens with a hard news lede: “Patients at California’s board-and-care centers for the developmentally disabled have accused care105 takers of molestation and rape 36 times during the past four years, but police assigned to protect them did not complete even the simplest tasks associated with investigating the alleged crimes, records and interviews show.” The video, on the other hand, opens by introducing you to “Jennifer”: “I think Jenny was 6, 7, 8 months old; I could see something wasn’t right, I knew it,” says an actor reading a transcript of a Gabrielson interview with “Jennifer”‘s mom. That feeling of something not being right pervades the creepy yet beautiful video. Gabrielson — who won a Pulitzer for local reporting in 2009 while at the (Mesa, Ariz.) East Valley Tribune — said he and Ching worked on the script for the video over the five months he reported the story. “It wasn’t siloed at all,” he said. He kept Ching up to date on his reporting, and every script she wrote went through Gabrielson and his editor. “I think she did a really beautiful job of working within the restrictions,” he said. The story ran in the San Francisco Chronicle, in the Fresno Bee, in The Daily Beast, and in the (Santa Rosa, Ca.) Press Democrat, said Meghann Farnsworth, CIR’s senior manager for distribution and online engagement. Farnsworth also rolled out the story Thursday afternoon in a series of tweets like this one: 106 “The goal isn’t necessarily for people to retweet but to follow along and talk with us,” Farnsworth said, which is a “different goal” from the organization’s usual approach to Twitter engagement. A hashtag, #brokenshield, did get a little traction on Twitter Thursday. CIR ran an explainer with links to organizations readers can contact if they want to learn more, plus an infographic. It also took an image from the video and made it the cover image on California Watch’s Facebook page, Farnsworth said. “We do work to make sure regardless of what platform you’re on we make sure that our story is there,” Farnsworth said. 107 The journalists at California Watch have created a unique animation to visually present the story of a source that couldn’t be identified. The video is part of a series of reports on abuse allegations and mysterious deaths at California’s homes for the developmentally disabled. Lead reporter Ryan Gabrielson found evidence that the state’s Office of Protective Services, charged with keeping 1,600 residents at five different homes safe, often failed to sufficiently investigate allegations, even when faced with an unexplained death. As Gabrielson poured through 2,000 pages of state documents, one case rose to the top. “Right in the middle of it was a story of a female who had been raped and impregnated,” says Gabrielson. The woman’s case was one 36 accusations of rape or molestation made by residents of the state-run homes at the hands of their caretakers in the last four years. The California Watch team wanted to tell her story visually, knowing that they could never have Jennifer speak for herself on camera. “Animation about rape sounds risky,” Gabrielson says. “A lot of news organizations would be hesitant to travel down that path. But I’m so glad we did.” Before Gabrielson interviewed Jennifer’s mom, he and Senior Multimedia Producer Carrie Ching consulted to ensure he got what they both needed. In the end, Jennifer’s mother did not want to be identified either by name or by voice, piling on to the already challenging multimedia project. 108 So they settled on a graphic narrative with simple drawings and minimal movement. “This approach with a graphic novel style was new for us,” explains Ching. They didn’t think a fully animated piece would set the right tone for the delicate subject matter. The team also wanted to make Jennifer as relatable as possible. Gabrielson has learned from working on this year-long reporting project that the public has a hard time digesting stories about the disabled. “They don’t want to face it. They don’t want to think about it,” says Gabrielson. An actor reads excerpts from Gabrielson’s interview with Jennifer’s mom. The piece focuses on Jennifer’s story, not her disability. Its visual simplicity allows the story to speak volumes. You can see “In Jennifer’s Room” for yourself below. “That video, I can’t believe the outrage that it produced. I can’t do that with the written word,” says Gabrielson, who narrates the video. It even brought their entire newsroom to tears. I asked Ching if she thinks multimedia journalism has arrived. Unlike five years ago, she now believes it’s on everyone’s radar. Still, many newspapers lack a strong multimedia presence, she says. “Most of our video hits online don’t come from newspaper websites. They come from the big online publications,” explains Ching. She puts The Huffington Post and The Daily Beast in that category. Most of the views of “In Jennifer’s Room” came from Jezebel.com. California Watch has a list of all the publications where Gabrielson’s story ran (in the right column). Of the six print outlets that ran the story on their websites, only one – the San Francisco Chronicle – also published the accompanying animation. Perhaps further evidence that acceptance of multimedia journalism has a ways to go. 109 The California Watch stories on patient deaths and suspicious injuries at state facilities caring for the developmentally disabled are shocking and disheartening. We look forward to pending official investigations triggered by this reporting. But what’s needed is immediate action by Gov. Jerry Brown. The picture painted by the series is too grim to allow those in charge to remain in charge until it is known whether they “let people get away with murder,” in the words of Carol Liu, chair of the state Senate Human Services Committee. California Watch, an investigative journalism group, found that since 2006, there have been 327 substantiated patient-abuse cases and 762 unexplained injuries at facilities run by the state Department of Development Services, yet few prosecutions. These cases involve patients with severe autism, cerebral palsy or other intellectual disabilities – individuals who are often unable to articulate complaints about their treatment. So the figure of abuses could be on the low side. But even these numbers make it seem like abuse is common, given that the five state board-and-care institutions for the developmentally disabled – in Orange, Los Angeles, Riverside, Tulare and Sonoma counties – only have 1,800 patients, whose conditions would suggest there isn’t much turnover. The most haunting part of California Watch’s reporting dealt with Van Ingraham, who at age 8, in 1964, was sent by his La Mesa family to the Fairview Developmental Center in Costa Mesa because of his severe autism. In June 2007, Ingraham, then 50, was found dead on the floor of his room, having suffered a broken neck and crushed spinal cord. A supervisor had witnessed a caregiver, Johannes Sotingco, standing over Ingraham. According to the official record, Sotingco had been trying to clean Ingraham up after Ingraham urinated in his pants. An hour later, Sotingco reported he’d found Ingraham injured on the floor. Six days later, Ingraham died after a relative had him removed from life support. 110 Did this mystery – a patient suffering a broken neck and mangled spinal cord while in his room – trigger a thorough investigation? Not at all. As California Watch documented, it was cursory, and a medical expert’s conclusion that Ingraham’s death “was likely a homicide” was left out of the case file. Instead, it was suggested Ingraham was injured falling out of bed – even though Orange County’s chief pathologist said that was not possible. Ingraham’s family wouldn’t buy the explanation or let the matter rest, and in 2009 was paid $800,000 by the state to settle a wrongful-death lawsuit. This is appalling. But more recent actions by the Department of Developmental Services also show a shake-up is needed. Officials told California Watch they couldn’t comment on the Van Ingraham case because of “patient privacy.” How absurd: In the name of protecting Ingraham’s privacy, the department won’t assist journalists in getting to the truth of how he died at a department facility. We asked the governor’s office to comment on this. After an email backand-forth, we did hear some good news: Health and Human Services Secretary Diana Dooley said her department had “engaged the services of special investigators” to probe the allegations. But we still think more must be done in the short term. When a state agency is credibly accused of letting people “get away with murder,” that demands a fuller response. 111 Our society’s greatest obligation is to protect those who cannot protect themselves - the very young, the very old and people with profound disabilities. We are failing in this duty. Our state, county and local governments tolerate an outrageous level of crime against Californians with disabilities. Multiple studies show that more than 80 percent of severely disabled women have been sexually abused. About 20 percent of men with disabilities and 40 percent of women with disabilities have been sexually abused at least 10 times. Residents of large institutional developmental centers are often nonverbal and immobile or restrained. Their presence as easy victims and a record of lax investigations have made the centers a haven for abusers. A recent report by California Watch detailed 36 accusations of rape and molestation in four years - and the failure of police on site to investigate or to even order a single rape examination during three of these years. In one case, authorities at the Sonoma Developmental Center failed to follow up on accusations of sexual abuse, asserting that the case hinged on the testimony of a resident with severe intellectual disabilities. Several months later, after her accused rapist had fled the country, she was found to be pregnant. 112 In the past year, the Brown administration has taken action on decade-old proposals. The law now requires the developmental centers to report all crimes to local police departments or the state Department of Justice. Yet, despite these changes, there has been little fundamental change in the centers’ policies. Gov. Jerry Brown and the Legislature need to put in place a system in which the centers’ staffs are held accountable for the safety of these vulnerable Californians. Massachusetts offers a viable model. There an independent commission, answerable to the governor and the Legislature, is responsible for investigation, oversight, public awareness and prevention. A single statewide force tracks cases from investigation to referral to a local district attorney, creating a unified record of types of abuse, location and whether charges are filed. An independent agency would end California’s dysfunctions in which agencies are expected to police themselves. The governor and Legislature should pursue these commonsense steps: -- Require peace officers in the centers to respond immediately to every crime report and secure the crime scene. -- Make rape exams available for every victim of sexual assault. Remove policies that hinder rape investigations. -- Implement a system of gendered staffing, placing female staff in areas where female residents are bathed. -- Screen out abusers from working in the developmental centers and community services. -- Require that citations for abuse be forwarded to the state Attorney General. -- Set up a statewide confidential hotline for reporting abuse and adopt a zero-tolerance policy for mandated reporters who fail to report crimes. We should also move to close the remaining developmental centers - following the model of close cooperation between the state, residents and the residents’ families, developed during the closure of the Agnews Center. We can and must do much more to protect center residents, but we can never protect them adequately as long as they are shut away into institutions segregated from society. Every human society has accepted responsibility for caring for its young, its elders and its disabled. California’s poor record of caring for its most vulnerable is evidence that the state must do much more. Sally Lieber is a former Assembly member and author of the California Crime Victims with Disabilities Act and AB20, which provides courtroom protections for Californians with cognitive disabilities. 113 Editorial: California must make developmental centers more transparent By the Editorial Board Published: Saturday, Dec. 15, 2012 - 12:00 am | Page 14A For months, officials at California’s Sonoma Developmental Center were unable to explain the frequent bruises one patient’s family members noticed on the body of their severely disabled adult daughter. The woman, who had lived at the institution for years, complained she’d been touched and bruised by a caregiver. Center officials said their Office of Protective Services investigated the matter but could not confirm the patient’s allegations. The following year, evidence of abuse became irrefutable. The patient turned up pregnant. In 2007 she gave birth to a healthy baby boy. Her story was the centerpiece of a series of articles by investigative reporter Ryan Gabrielson of California Watch. The series, “Broken Shield,” documents 36 allegations of rape and molestation of disabled patients at the state’s board and care facilities that the centers’ critics say police either ignored or mishandled. Despite credible evidence of crimes, California Watch reports that developmental center police “failed to order a single hospital-supervised rape examination for any of the alleged victims between 2009 and 2012.” In the wake of the California Watch stories, and following its own surprise visits to the facility, the California Department of Public Health this week yanked Sonoma Developmental Center’s license to operate. Regulators cited unspecified physical conditions at Sonoma that posed “an immediate threat to patient health and safety.” The center, which serves 500 severely disabled patients, remains open pending appeal. Center officials say they are working to correct the deficiencies. 114 As Gabrielson has written, the patients at the state’s development centers are “the most vulnerable of the vulnerable.” They suffer from cerebral palsy and severe mental retardation. Some have IQs in the single digits. Many cannot speak. They are helpless and easily exploitable. In response to the California Watch stories, the governor signed a bill into law in September that requires law enforcement officials at developmental centers to refer all allegations of sexual assault to outside police agencies. Center law enforcement officials are being trained how to recognize signs of sexual assault, and a high-ranking CHP officer with investigative experience has been assigned to the Sonoma Center. Something more is needed – greater transparency. The Center for Investigative Reporting, California Watch’s parent organization, sued last year to force the developmental centers to provide uncensored copies of abuse reports. Even though it’s clear from the case files hospital officials produced that a violation occurred, the reports turned over were so heavily redacted that a judge who reviewed them said the public “cannot ascertain how the violation occurred, whether it has been corrected or whether it is likely to be repeated.” The state has appealed the judge’s order to turn over uncensored copies. Why? If it truly cares about correcting problems and stopping abuses at development centers, the Brown administration should drop the appeal and turn over the documents. The patients at these hospitals are helpless, physically and mentally frail and often alone, without family or friends. If the institution of government charged with protecting them fails, the consequences are heartbreaking. Developmental centers need more scrutiny, not less. The Brown administration should release the files. 115 Investigating Abuse and a “Broken Shield” In mid-2011, Ryan Gabrielson, public safety reporter at California Watch and the Center for Investigative Reporting, received a tip about a police force he’d never heard of: The Office of Protective Services. The tipster indicated that some members of this state-run police force were abusing overtime. But before Gabrielson could make an effort to understand what portion of their work was legitimate, he needed to determine what exactly the police did. He learned that this police force was specifically assigned to protect the approximately 1,600 California residents who lived in the state’s five boardand-care centers for the developmentally disabled. Gabrielson immediately noted a conflict-of-interest. “Abuse is endemic to people with severe developmental disabilities who live in these residential centers. And it’s potentially perpetrated by their caretakers, the centers’ employees,” he said. “It seemed like an issue, for an internal police force to report to the agency whose employees they’re potentially investigating.” Gabrielson began a dogged pursuit for records, data and more information. The result? “Broken Shield,” a hard-hitting investigation into the Office of Protective Services. A year and a half into the series, Gabrielson and California Watch have found that the Office of Protective services failed to protect the state’s vulnerable board-and-care residents. Articles documented how unexplained injuries went uninvestigated and abuse and sexual assault cases went unprosecuted. Getting records from the state to support these findings was a tough slog. A public health official pointed Gabrielson to the Health Facility Consumer Public Information System, a database of all incidents reported to long-term care facilities in California, but CIR had to sue California’s Department of Public Health to receive uncensored copies of reports of physical abuse and neglect. “The public health department was sending back record requests with almost every word blacked out. And the developmental centers themselves were very slow to respond to records requests--or outright denied them,” said Gabrielson. Additionally, the police force was forbidden to speak to reporters--Gabrielson in particular. “It took time to build sources, lots of door-knocking and 116 phone calls,” he said. Getting details on individual cases required turning to the families who had fought the system to find more information. “In one case, a retired San Diego police officer took on the investigation of his brother’s case because he believed the Office of Protected Services was bungling their investigation— or worse, that they were engaged in a cover up,” said Gabrielson. One family’s story in particular grabbed Gabrielson. Smack in the middle of a stack of more than 2,000 pages of litigation papers: Jennifer’s story. The tale, which Gabrielson gleaned from court records and supplemented with family interviews, is horrific: A woman with severe intellectual disabilities accused a caregiver from a developmental center of molestation. Detectives from the Office of Protective Services opened an investigation but didn’t take additional action. A few months later, Jennifer was pregnant. Gabrielson outlined Jennifer’s ordeal in “Police Ignore, Mishandled Sex Assaults Reported by the Disabled.” “In Jennifer’s Room,” a haunting video directed and produced by CIR multimedia producer Carrie Ching, appears with the article. “In the print version of the story, there’s no cushion from the facts,” said Gabrielson. “The video was more of a narrative and it was more emotional. The story worked because we hit both parts,” he said. Gabrielson was vigilant about protecting the identity of the family. “They still live in fear of the person who raped Jennifer and they’re very brave to even share their story. I agreed that we would make sure they couldn’t be located through the article.” So he opted to use solely Jennifer’s first name, but did not use the names of her family. “Like other news organizations, we do not disclose the names of victims of sex assault. And this whole family was a victim of sex assault,” he said. Response to Jennifer’s story, and the series as a whole, has been tremendous. California Watch and CIR’s print partners circulated Jennifer’s story widely. “In Jennifer’s Room” was picked-up all over the web, posted to both Poynter and Jezebel. In September 2012, Gov. Jerry Brown signed two bills on developmental center abuse. And in December 2012, California regulators moved to shut down the state’s largest board-and-care center. There’s more work to do, although Gabrielson is tight-lipped about what’s next for the series. “There’s more reporting to be done, there’s always more reporting to be done—but I can’t talk about it,” he said. And although Gabrielson was relentless in his pursuit of records and data, he reminds reporters that investigative work is about more than unearthing staggering statistics. “The details are with the people. Data can only take you so far, you need people to tell a story.” Read the full series. 117 The Busiest Intersections The intersection of the 101 and 405 freeways in Los Angeles is one of the busiest in the world. Traffic never lets up in any direction. In search of relief the city has expanded the freeway, increased access on secondary roads around this intersection, widened the freeway and created carpool lanes. The congestion continues at all hours, every day. There’s another intersection that is similar in nature. It’s the place where abuse meets disability and if you have a disability, you cross at your own risk. Efforts to slow down the traffic have met with limited success. As the number of people with a disability has increased over the years, so too has the incidence of abuse. A parallel crossing of abuse and no disability has far less traffic. California Watch’s Shocking Report Occasionally a news story on abuse comes along that shocks and outrages us. Such is the report by Ryan Gabrielson of California Watch published in February. This well-documented and thorough report raises questions about the level of care for 1800 Californians with cerebral palsy, mental disabilities and severe autism. It found 850 documented cases in the past three years of patient abuse or unexplained injuries at the five Developmental Centers run by 118 the state. In three years, there were only two related arrests. The report documents a sustained pattern of abuse, shoddy and non-existent investigations, cover-ups and little to no accountability. One of the deaths is described as a homicide of a man with autism. Internal investigators failed to protect evidence and waited five days to interview witnesses. This report reminds us not only of abuse’s insidious presence, but that the systems for risk reduction, intervention, treatment and accountability have failed. When systemic failures occur we must first realize that these are real people who lose their lives in the worst of these cases, and are shattered in many others. Their families want and deserve answers and justice. If this report does not cause advocates to pay attention longer than the usual news cycle, we should expect no relief at this busy intersection. When those ultimately responsible for protecting people with disabilities infer that the problem isn’t all that serious, it’s under control, every incident is documented, they are holding people accountable with their zero tolerance policies and bringing in consultants or establishing special units to fix it, we can’t help but ask rhetorically; where and when have we heard this before? And; where in all of these face-saving words can you find one syllable of sympathy for the victims? And finally; if zero tolerance is the standard, why shouldn’t those in charge at the highest level be held to the same standard? Three Things that Contribute to this Busy Intersection There are three things that make the intersection of abuse and disability a busy place. Isolation – Abuse usually occurs when others are not present or when those who would disapprove or report the behavior are not. Power that one person has over another in close proximity – Whether it’s the workplace, a school classroom, a group home, a ward of an institution, the hallway of a middle or high school, the power or perceived power that one person has over another is a key ingredient. Vulnerability — When you examine vulnerable groups it appears that ones with less ability to defend themselves are abused at a higher rate. Add a cognitive disability to any of these groups across the life span and you find the highest rates. When these three things are present you have one of the busiest intersections imaginable. We Must Not Accept the Status Quo The three factors above are a reality of our culture. How we live and the way we choose that others live, means abuse will continue. The fact that we cannot totally eliminate abuse should make us even more vigilant and diligent about putting in place the safeguards that will expose it, investigate it, prosecute it when warranted, and properly support the victims. Instead, our institutions — churches, state and federal bureaucracies, schools, and prisons — speed through the intersection with little chance of getting caught. While abuse is certainly not limited to these larger places, they should be setting the example for the rest of society. When there are no consequences, these settings become breeding grounds 119 for abuse. But understanding why abuse of vulnerable people continues does not absolve advocates of the responsibility to promote risk reduction measures and hold people accountable when it is clearly evident. Now is an important time for the voices of outrage and compassion to be heard and to demand change. Victims and Their Families are Beginning to Speak Up Thankfully, this is occurring for many vulnerable individuals and groups at a level not previously seen. Bullies are being exposed and victims of bullying are receiving help, workplace abuse is getting considerable attention and abuse of gay people is discussed and condemned as never before. While awareness for these groups is increasing, we believe that too little attention is paid to abuse of people with intellectual and developmental disabilities. Legislative Action on Developmental Center Abuse In California, the Legislature is taking action on the issue of reporting and investigation. After a hearing triggered by the California Watch report, two bills have surfaced that address aspects of the problems in Developmental Centers. One of these is SB 1051 (Liu and Emmerson) and creates a Director of Protective Services in each Center, and that person, a real law enforcement officer, would report to the Secretary of California Health And Human Services. That’s a good start. You can read that bill by going to this link http://www.leginfo.ca.gov/bilinfo.html and then typing in the bill number. The Developmental Centers may need the most immediate action in California but addressing the reporting of abuse for one disability group does little to reduce its incidence or ensure adequate help for abuse victims. Abuse of people with disabilities is a problem that can no longer be swept under the rug, partly because of social media. The National Survey on Abuse of People with Disabilities may be a beginning step to understanding some of the most pressing issues. Please take a few minutes to complete this online survey. That busy intersection of abuse and disability needs to be a road less traveled. Click here so you can take it now. 120 R Email Responses eaders, advocates, patient families and policymakers were among the many who reached out to reporter Ryan Gabrielson as the stories unfolded. Here is a sampling of their feedback: Hi Ryan -just wanted to compliment you on the great report. This is the type of reporting that ends up actually saving lives. Thank you. Patricia L. McGinnis, executive director California Advocates for Nursing Home Reform (CANHR) Ryan: I just finished reading the Sonoma article. Every time a problem is pointed out to the state, the standard response is: we have hired outside experts, we are writing new policies and we are providing our employees with additional training. Yet, there is never any improvement. The reason for that is simple – a complete lack of leadership and accountability. Thru all of these events I have never heard of a single official being fired or demoted. Could it be that nobody in a position of power in state government thinks the problems can be fixed – therefore, you can’t hold anyone responsible? If that is the case the problems will never be resolved. Really a shame for the patients and their families. I don’t know how you do it, but hang in there and at least make the bastards sweat. Tom Simms Dear Mr. Gabrielson, Thank you for your detailed report on the taser assaults at Sonoma Developmental Center. I felt sick and nauseous from it as I listened on my drive in to work today. I hope you will keep following up on this case, especially as to charges, if any, brought against Archie Millora and/or the Office of Protective Services. I am personally interested because my 9-year-old son is in the client demographic for these Developmental Centers and these stories strike fear into my heart. Sincerely, Anita Carey Ryan, I was shocked by your story and wanted to express my gratitude to you for exposing this horrifying abuse of the most vulnerable stratum, perpetrated with virtual impunity. How could this rash of horrors have received so little scrutiny? Thank you, Vicki Laden Supervising Deputy City Attorney in Oakland 121 Mr. Gabrielson, I am appalled by the article on today’s Union about State Care Homes. How can this be going on? The most vulnerable people are at the mercy of who knows what kind of sick minds. I love to read the Watchdog columns because they bring out in the open situations that “our government agencies” keep from us. Some times I want to write to you with my comments and to thank you for the job you are doing. Keep it up. This time I had to write to you. Going back to today’s article I think that this homes should have a legal obligation to report immediately to the local authorities any incident and forget about their fake internal policing unit. Save that money. It is like the fox having the key to the hen house. If the Care Homes directors fail to report as I suggest they should be held accountable for obstruction of justice. As easy as that. I am sick of how poorly our state agencies perform their jobs and how they are not accountable to anyone. We give them this ridiculous budgets and no one supervises how the money is used and who watches for the patients rights? Very concerned and angry citizen, Victor Ravelo I have a ten-year old autistic son who sounds very similar to how Van functioned at that age. I hope that your story brings about changes on how cases of abuse and homicide are investigated for those living in state hospitals. — Diana Figueroa Dear Ryan, I just wanted to thank you for this article, my brother is mentally disabled and resides at the Porterville Developmental Center (PDC) for the last 20 years. My brother is serverley mentally disabled from seizures he developed when he was a baby. He cannot speak nor care for himself, but is able to walk. My parents were farm labor workers, spanish speaking only, but took him to every specialist that was recommended with hope that he would get better. He lived with my family until he was in his twenties until my mom could no longer care for him. My parents tried to put him in group homes but they encountered neglect and physical abuse at these facilities. They decided to place him at the PDC and has since resided there. Since his placement, my parents and family visit my brother on a monthly basis and have questioned many times the quality of care that the medical facility has provided. On numerous occasions we have encountered my brother with scratches, bruises, dirty, thirsty and hungry when we visit. My parents and I have spoken to the medical aids and his social worker numerous times and no resolve ever comes from the numerous incidents of abuse my brother has encountered. The hospital staff never know who caused it or how it happened and the incident gets forgotten. The Central V alley Regional Center has stepped in and has recommended various group homes but with the bad history my parents encountered with them they believe its just best for him to stay at the hospital. Its a no-win- situation. 122 The last couple of years have improved maybe because of all the phone calls and meetings we have requested to his social worker and the medical staff requesting better care for him, I honestly do not know . I do know that much more needs to be done for these poor children, they have feelings, they are human beings and lastly they are someone’s child. Thank you for writing this piece and writing about this patient V an Ingraham, your story really hits home, it saddens my heart and makes me angry that my brother and all the patients at these facilities do not have a voice. Its very a sad situation. This population has been forgotten and more needs to be done for them. Thank you again, Lorena Mendibles Good afternoon Ryan, My name is Steven Pokorski. This morning I read something in the Press Enterprise Newspaper that struck a cord. I was born with Cerebral Palsy and the article about Jennifer being raped while in the care of a State Hospital really made me upset. I want to know what is being done on her and her five year old behalf. Is there anything I can do to help? Are the State Police being trained to handle these situations? I am now a successful taxpayer who is happily married. But, as a child doctors suggested that my parents place me in the care of the State. I am so grateful that my parents were able to raise me to be the man that I am today. Someone needs to help those who cannot help themselves. Please email me with any suggestions or comments. Sincerely, Steven Pokorski Hi Ryan I am so pleased to hear that you are investigating two of our state agencies that are supposed to be protecting our most vulnerable citizens;; CDPH and DDS. The current situation involving the descprepencies in the data between CDPH and DDS is troubling to say the least. Something is terribly wrong. You can be assured that both agencies are scrambling around trying to “fix” things before they release data to you. THEY ARE WORKING TOGETHER TO PROTECT EACH OTHER. Unfortunately, it’s very difficult to hold state agencies accountable with their “legal teams” and political practices in place. It’s a huge buraracy that is like a giant maze and the average citizen doesn’t stand a chance trying to obtain justice for their loved ones The most vulnerable people are at the mercy of who knows what kind of sick minds. I love to read the Watchdog columns because they bring out in the open situations that “our government agencies” keep from us. — Victor Ravelo although many of us have tried. These agencies protect each other no matter what the expense. It’s such a shame. Speaking from my prior experience, CDPH is one of the worst. They make excuse after excuse for why they can’t supply certain data and the data they do provided is not always accurate. It is altered. PRA requests have pertainent information redacted with the excuse of it being “to protect the patients rights and privacy”. The current system has been made it so difficult for the average citizen that most end up giving up because we lack the resources and the time to jump through all the hoops that they require. Perhaps that is what they want us to do -just give up. Heck, we can’t even get phone calls returned, letters answered, or timely responses to PRA requests. How can we have a regulatory agancy that conducts 123 Thanks for the story you wrote about Van Ingraham and shedding some lite on this issue. I have a ten-year old autistic son who sounds very similar to how Van functioned at that age. I hope that your story brings about changes on how cases of abuse and homicide are investigated for those living in state hospitals. There should also be a minimum level of experience required for law enforcement detectives assigned to those investigations. If there is anything that I can do, such as write a letter, etc please let me know. I don’t think I will every forget Van’s story. Thanks, Diana Figueroa business like this? Who holds them accountable? Who are they to pick and choose what they will do and not do? What standards are they held to? Oh yes, we all know that “Agency” oversees these departments. But, who do you think these people are at agency? They are an extension of the departments that they oversee. Some have even been employees of the said deparments previously. I hate to say it but they are all in cohoots -covering up and protecting each other. It shouldn’t be this way. Thank you, Ryan, for taking on this issue. I hope you are successful. It’s only the tip of the ice berg but we have to start somewhere. Keep digging -you will be amazed at what you will find or in some cases, what you won’t find. Sincerely, A Concerned Citizen