Treatment approaches for autonomic nervous system dysbalances
Transcription
Treatment approaches for autonomic nervous system dysbalances
Advanced Clinical Practice, Self Directed Research Module code: 3TCM7A3 Project title: Review and comparative literature analysis on treatment approaches for autonomic nervous system dysbalances with Chinese herbal medicine July 2015 Word count: 7648 This report is submitted in partial fulfilment of the requirements of the University of Westminster for the award of Master of Science Chinese Herbal Medicine. The project is the property of Brigitte Elisabeth Scheffold but may be available to the public for borrowing, photocopying or consultation, with the prior consent of the author. Abstract II Abstract Newly emerging diseases like dysautonomia, chronic fatigue syndrome, fibromyalgia, adrenal fatigue syndrome and burnout seem to share an underlying cluster of autonomic nervous system pathologies, which can not be treated sufficiently so far. This paper aims to provide an overview of the terminology, definition and diagnosis of autonomic nervous system dysbalances in Western and traditional Chinese medicine. A review and a comparative literature analysis were performed to identify possible Chinese herbal medicine treatment approaches for patterns related with diseases of the autonomic nervous system. Chinese herbal medicine treatment approaches for dysautonomia were identified by performing an online research including studies of the PubMed database in English language until 8/7/2015. Additionally, a comparative literature analysis was performed by screening seven TCM reference books for 14 search terms related to autonomic nervous system disorders. The review included 9 trials with 11 different formulas, a combination of 2 single herbs and 1 single herb, and the comparative literature analysis found 88 formulas of 39 different categories with a total of 204 single herbs. Analysis revealed that formulas of the categories to regulate qi, harmonize, calm the spirit, dispel phlegm and tonify qi were most frequently used. The 5 most frequently prescribed formulas included Ban Xia Hou Po Tang, Gui Pi Tang, Wen Dan Tang, Chai Hu jia Long Gu Mu Li Tang and Gan Mai Da Zao Tang. A list of frequently occuring herbs was also provided. The findings of this research offer several treatment options for patterns related to dysbalances of the ANS and could serve as a guideline for TCM practitioners to treat the multiple symptoms of ANS diseases with Chinese herbal medicine. Table of Contents III Table of Contents Abstract ...................................................................................................................... II Table of Contents ..................................................................................................... III Glossary ..................................................................................................................... 4 A Introduction ............................................................................................................ 1 B Background ............................................................................................................ 3 1. Dysautonomia in Western Medicine .................................................................... 3 1.1 Definition of Dysautonomia in Western Medicine........................................... 3 1.2 Dysautonomia and Neurasthenia in the West ................................................ 5 1.3 Dysautonomia and Neurasthenia in China..................................................... 6 1.4 Dysautonomia and other differential diagnoses ............................................. 8 1.5 Etiology and Pathomechanisms of Dysautonomia in Western medicine ..... 11 1.6 Western Medicine treatment ........................................................................ 13 2. Dysautonomia in Traditional Chinese Medicine ................................................. 15 2.1 (Autonomic) Nervous System in TCM .......................................................... 15 2.2 Patterns of Dysautonomia or Neurasthenia in TCM..................................... 16 2.3 Etiology and Pathomechanisms of Dysautonomia in TCM .......................... 18 C Research Methods ............................................................................................... 21 1. Comparative Literature Analysis of Dysautonomia Treatment in TCM .............. 21 1.1 Search methods for comparative literature analysis .................................... 21 1.2 Comparative Literature Analysis Results ..................................................... 22 2. Online Database Research of Dysautonomia Treatment in TCM ...................... 27 2.1 Search methods for online database research ............................................ 27 2.2 Online Database Research Results ............................................................. 29 D Discussion............................................................................................................ 32 E Conclusion ........................................................................................................... 37 References ............................................................................................................... 38 Appendix .................................................................................................................. 46 Glossary IV Glossary ACTH Adrenocorticotropic Hormone AF Adrenal Fatigue ANS Autonomic Nervous System CCMD Chinese Classification of Mental Disorders CFS Chronic Fatigue Syndrom CNS Central Nervous System CRF Corticotropin Releasing Factor DSM Diagnostic and Statistical Manual of Mental Disorders FM Fibromyalgia HPA Hypothalamic–pituitary–adrenal axis ICD 10 International Classification of Diseases PAF Pure Autonomic Failure TCM Traditional Chinese Medicine WHO World Health Organisation WM Western Medicine A Introduction 1 A Introduction In recent years, several new conditions like autonomic nervous system dysbalance or dysautonomia, chronic fatigue syndrome (CF), fibromyalgia (FM), adrenal fatigue syndrome (AF) and burnout appeared. Researchers suggest, that these diseases share a common underlying cluster of autonomic nervous system (ANS) pathologies caused by periods of acute or chronic stress of either mental or physical nature (Rowe et al., 1995; Bou-Holaigah et al., 1995; LaManca et al., 1999; Schondorf et al., 1999). All of these syndromes include a broad and vaguely defined range of patterns and symptoms, which cannot be sufficiently treated by Western medicine yet (NINDS, 2013). However, in contrary to Western medicine (WM) an important principle of traditional Chinese medicine (TCM) says 'one disease, many patterns - one pattern, many diseases' (Maciocia, 2015, p441). This individually adaptable treatment approach of TCM might therefore offer suitable treatment options for conditions with various patterns of underlying ANS dysbalances. This paper aims to first provide an overview of the definition and diagnosis of various ANS diseases and will also try to explain their etiology and underlying pathomechanisms from both a Western medicine and traditional Chinese medicine point of view. Furthermore, former terminology of these conditions and of similar syndromes will be discussed, as part of it is still used in modern psychosomatic medicine in China and still plays an important role in the nomenclature of these diseases in traditional Chinese medicine books. A Introduction 2 The resulting findings will then be applied as search terms for a short online database research and for a broader comparative literature research to define possible treatment approaches with Chinese herbal medicine (CHM). Results will be discussed to provide an overview of frequently used formula categories, herbal formulas and frequently used single herbs for the treatment of dysbalances of the autonomic nervous system. B Background 3 B Background As the term dysautonomia is not yet defined properly in Western and Chinese medicine, it is necessary to dedicate the first part of this research to a thorough review of the relevant terminology, diagnosis, symptoms, differential diagnoses, etiology, pathomechanisms and treatment approaches in Western medicine. Only by doing so, it will be possible to create an equal TCM model for this disease, its related patterns and for an appropriate Chinese herbal medicine treatment approach. 1. Dysautonomia in Western Medicine 1.1 Definition of Dysautonomia in Western Medicine The terms 'autonomic neuropathy', 'autonomic dysbalance' or 'dysautonomia' describe medical conditions that cause a malfunction of the autonomic nervous system (Dysautonomia International, 2012a) with a predominance of either parasympathetic or sympathetic systems at various times. (Fogoros, 2015). Dysautonomia can be local or generalized, acute and reversible or chronic and progressive. (Goldstein et al., 2002). It can either appear as a primary disturbance of the ANS or as a secondary effect of an underlying systemic disease (Dysautonomia International, 2012a). Primary disturbances with ANS pathologies dominating the clinical picture without a detectable pathophysiological cause are called primary chronic autonomic failure (Goldstein et al., 2002) or pure autonomic failure (PAF). This term was first introduced by Roger Bannister to describe ANS pathologies that do not affect the central nervous system. Symptoms of PAF might develop slowly in adolescence, or more acute after immunological challenges like febrile diseases (Gurme et al., 2014) B Background 4 Primary syndromes of autonomic failure: ! Idiopathic orthostatic hypotension and other forms of pure autonomic failure (PAF) ! Postural orthostatic tachycardia syndrome (POTS) ! Autoimmune autonomic neuropathy (AAN) ! Multiple system atrophy (MSA) This review will only focus on pure autonomic failure with idiopathic orthostatic hypotension and on postural orthostatic tachycardia syndrome. Severe diseases like AAN and MSA, as well as secondary syndromes of autonomic failure due to underlying systemic diseases will not be discussed in this paper. For a list of these diseases refer to appendix I. Symptoms of dysautonomia: ! Patients can experience all of the following symptoms or just a few of them. (Gurme et al., 2014; Mayo Clinic, 2015): Symptoms of decreased sympathetic function: ! Cardiovascular manifestations like orthostatic hypotension with dizziness and fainting due to sudden drop in bloodpressure with standing ! Decreased sweating with heat or exercise intolerance, very warm and/or dry skin ! Ejaculatory dysfunction, low libido, vaginal dryness ! Blurry vision due to ptosis, anisocoria, Horner syndrome, or tonic pupils Symptoms of decreased parasympathetic function: ! Gastroparesis, nausea, constipation or diarrhea, bloating, heartburn ! Urinary retention, incomplete emptying of the bladder or incontinence ! Erectile dysfunction B Background 5 Prognosis of ANS dysbalance: ANS abnormalities can improve over the course of several years or progress. Persisting dysautonomia has been associated with greater mortality, mostly from cardiovascular causes (Tsuji et al., 1996), as acute mental stress responses of the sympathetic nervous system preferentially target the heart. (Esler et al., 1990) 1.2 Dysautonomia and Neurasthenia in the West As the terms dysautonomia or ANS dysbalance are still relatively new, they cannot be found in older medical textbooks, although similar conditions were already defined. About a century ago imbalances of the ANS were often called neurasthenia (Fogoros, 2015). The term neurasthenia was first defined in 1869 as "a functional disease of the nervous system without structural organic changes but distinct from mental illness" (Kleinman, 1986), caused by emotional or physical overtaxation of the nervous system (Reid, 2009). Nowadays, the term is rarely used any more, but it is still included in the ICD-10 system of the World Health Organization, where it is categorized under "other neurotic disorders" (WHO, 2007). The ICD-10 (WHO, 2010) system defines neurasthenia as a syndrome with core symptoms of: ! mental and physical fatigue for more than six month accompanied by at least two of the following symptoms: ! dizziness ! dyspepsia ! muscular aches or pains B Background ! tension headaches ! inability to relax ! irritability ! sleep disturbance 6 Neurasthenia ≈ Neurosis Since early 1900 neurasthenia was grouped under the broader term 'neurosis'. The term neurosis itself was divided into anxiety and somatoform disorders. (The Committee on Nomenclature and Statistics of the American Psychiatric Association., 1968, p39), the latter including conversion disorders / hysteria and hypochondriasis. For a more detailed explanation of all the terms, please refer to appendix II. Because of the resemblance between symptoms under the terms of autonomic dysbalance and neurasthenia, neurosis or it's subgroup of somatoform disorders (including conversion disorders / hysteria and hypochondriasis, later: somatic symptom disorders), all terms along this line will be included in the comparative literature research. 1.3 Dysautonomia and Neurasthenia in China Due to the cultural and historical differences in the evolution of Eastern and Western medical systems, diagnosis and treatment of the above psychosomatic and psychiatric diseases still differs significantly in WM hospitals in Asia. In the 1920-30s the first systems of neuropsychiatry were introduced to WM doctors in China. One of the more frequently used terms for psychosomatic diseases at that time, neurasthenia, was introduced to China via Japan and was translated as 'shenjing shuairuo' (神經衰弱): weakness or asthenia of the nervs (Kleinman, 1986, p25-29). B Background 7 While the diagnosis of neurasthenia slowly established in China, it was already falling out of use in Europe and was eventually eliminated of the Diagnostic and Statistical Manual of Mental Disorders (DSM-III) in 1980 (Kleinman, 1986, p21). However, neurasthenia is still listed in the Chinese ICD-10 as a condition “characterized by physical and mental fatigue, dizziness, headaches, other pains, concentration difficulties, sleep disturbance, and memory loss' (American Psychiatric Association, 1994, p48). Slightly different to this, the Chinese Classification of Mental Disorders (CCMD) defines neurasthenia as a disorder of at least 3 months duration with significantly decreased work or social functioning, causing mental distress. For diagnosis, at least 3 of the following symptoms have to be present (Chinese Medical Association and Nanjing Medical University, 1995 cited in Schwartz, 2002): ! Mental or physical weakness ! Dysphoria or irritability ! Increased excitability ! Nervous muscular pain ! Sleep disturbances The main difference between the two diagnostic systems is that according to the CCMD neurasthenia can also be diagnosed without any fatigue, weakness or exhaustion. Such differences for the diagnosis of neurasthenia in Asia not only exist among different diagnostic systems, but also among different countries. B Background 8 While in China and Hong Kong the most frequent symptoms of neurasthenia were headache, insomnia, dizziness, and chronic pain (Kleinman, 1982; Lee, 1994) symptoms in Taiwan differed significantly with main complaints of insomnia, difficulty concentrating, tension, and anxiety (Rin and Huang, 1989). Despite these differences and vague diagnostic criteria, neurasthenia is still frequently used throughout Asia. Schwartz (2002) and Kleinman (1986, p115) suggest, that the condition might persist as a culturally acceptable diagnosis for somatization, distress and psychosocial coping that 'avoids the social stigma of a diagnosis of mental disorder'. 1.4 Dysautonomia and other differential diagnoses The previous paragraphs already present a broad range of symptoms included under the old term of neurasthenia or the newer term of autonomic nervous system dysbalance / dysautonomia. However, in recent years more terms with similar symptoms appeared. Although many of these terms are not yet defined by medical literature or by official clinical guidelines, they shall still be considered in this research to guarantuee a comprehensive overview on any possible relation with ANS dysbalances. As several researchers consider the symptom complex of chronic fatigue (Ware and Kleinman, 1992) (Abbey and Garfinkel, 1991), or burn-out (Johannisson, 2006) to be a contemporary revival of neurasthenia, it is necessary to define and differentiate these syndromes and similar diseases in this category, such as fibromyalgia and adrenal fatigue. B Background 9 Dysautonomia / neurasthenia and chronic fatigue Due to contradictory definitions for the two conditions, a differentiation seems difficult. While Starcevic (1999) emphasizes that both syndromes overlap in their focus on physical symptoms, Lee states that neurasthenia has a broader scope of symptoms than chronic fatigue (Lee, 1998). In contrast to Lee's (1998) statement, Zheng et al. (1992) claims that a diagnosis of chronic fatigue requires more symptoms and is associated with more specific physical signs and impairment of social functioning. Zheng et al. supports his statement with a referral to the 1994 Centers for Disease Control criteria for CFS (Zheng et al., 1992). However, a review of these criteria only allows a conclusion on the congruent symptoms of both diseases: fatigue, muscle pain, headaches, inability to concentrate, irritability, and sleep disturbances (Centers for Disease Control and Prevention., 2012). Several other studies undermine these congruences by pointing out the underlying common pathologies of the autonomic nervous system (Rowe et al., 1995; Bou-Holaigah et al., 1995; LaManca et al., 1999; Schondorf et al., 1999). Chronic fatigue and fibromyalgia Warrell et al. (2003), provide a differentiation between chronic fatigue and fibromyalgia by defining chronic fatigue as 'a post-infectious fatigue syndrome with duration of at least six months' (although the infectious theory was never proven (Mawle at al., 1995)), characterized by fatigue, cognitive dysfunction, sleeping problems, and muscle aches. Fibromyalgia on the contrary was defined with less cognitive symptoms but more muscular pains. B Background 10 Adrenal fatigue and burn-out A differentiation of the terms adrenal fatigue and burnout seems to be more difficult, as no scientific or clinical guidelines exist. So far, only one study (Bianchi et al., 2013) provides a list of symptoms for burnout syndrome, including a depressed mood, anhedonia, change of appetite and weight, sleeping problems, psychomotor disturbance, fatigue, and cognitive impairment. For adrenal fatigue a definition is only provided by Wilson (2001). It includes fatigue, insomnia, salt cravings, lightheadedness, decreased libido, depression, premenstrual syndrome, memory decline and decreased resistance to stress. However, Pranjic (2012) postulates that the two syndromes might be similar or equal due to their underlying chronic stress condition. So far it even appears to be impossible to differentiate between these diseases and a general exhaustion as a normal reaction to stress. (Informed Health Online, 2013). In conclusion, all of the above diseases show a common underlying condition of chronic stress. The definitions of neurasthenia, chronic fatigue and fibromyalgia undermine their emphasis on physical symptoms, with fibromyalgia differing because of its focus on pain. The definitions of adrenal fatigue and burnout syndrome however seem to be less rigid and rather mimic an exhaustion after chronic stress with less severe physical symptoms. According to this, the review will discuss dysautonomia, neurasthenia and chronic fatigue because of their closely related physical symptoms, which include responses of the ANS to chronic stress. This assumption is supported by a study, which proposes dysautonomia as common clustering underlying pathogenesis of chronic stress diseases (Luyten et al., 2011). B Background 11 1.5 Etiology and Pathomechanisms of Dysautonomia in Western medicine Physiological stress response A short introduction to the mechanisms of stress response in Western medicine seems to be neccessary, as many papers about the effects of CHM on chronic stress rely on biomedical measurements of blood and immune markers to prove efficacy. After a stressful event, the body enters the so-called “fight or flight” state, where an interaction of nervous and endocrine systems occurs, which results in an adaptive response to stress (Kelly, 1999). This response increases awareness, improves cognition and enhances analgesia (Chrousos and Gold, 1992; Charmandari et al., 2005). Physiological adaptations include an increased cardiovascular tone, a higher respiratory rate, increased metabolism and inhibition of vegetative functions such as digestion, reproduction, and immunity (Sapolsky et al., 2000; Habib et al., 2001). These stress responses are mediated by structures in the central nervous system and peripheral tissues. The principal effectors are localized in parts of the hypothalamus, the pituitary gland and the adrenal gland. Together, these structures are called the hypo-thalamic-pituitary-adrenal (HPA) axis. (Munck et al., 1984) As a first response to stress, CRF is released and consequently induces pituitary corticotropes, which in turn induce the release of adrenocorticotropic hormone (ACTH) into the circulation. ACTH primarily targets the adrenal cortex, where it stimulates glucocorticoid secretion. Glucocorticoids then initiate physiological stress responses throughout the whole body (Bamberger et al, 1996). B Background 12 Regulation and inhibition of ANS response to stress Usually, the adaptive response to stress is well regulated and balanced by endocrines via a negative feedback mechanism on the HPA axis (Habib et al., 2001; Chrousos, 1992; Whitnall, 1993). These regulatory mechanisms are called resilience to stress and describe the body's ability to maintain normal physiology, development and behavior in the face of pronounced stress and adversity (Pfau and Russo, 2015). Causes of ANS dysbalance If the adaption of the stress response results in excessive activation of the HPA axis, autonomic nervous system imbalances may occur (Munck et al., 1984; McEwen and Stellar, 1993) and cause inappropriate predominating parasympathetic or sympathetic systems (Fogoros, 2015). Such autonomic imbalances can be facilitated by an inherited predisposition, by long-term stress, viral infections or can occur secondary to other medical conditions like diabetes or Parkinson's (Fogoros, 2015). For a comprehensive list of underlying diseases, which will not be considered in this review, please refer to appendix I. What kind of stress causes ANS dysbalance? Koolhaas et al. (2011, p1296) suggested that the term stress 'should be restricted to conditions where an environmental demand exceeds the natural regulatory capacity of an organism either frequently, in a high intensity or in particular situations that include unpredictability and uncontrollability'. Such situations might either be caused by long-term effects of emotional trauma, trauma causing post-traumatic stress disorder, chronic dysthymic disorders and chronic anxiety disorders (Corrigan et al., 2011) or by chronic inflammations with high oxidative stress (Romano et al., 2015). B Background 13 1.6 Western Medicine treatment So far no cure for dysautonomia exists, but single symptoms of the secondary forms can be treated (NINDS, (2013). In appendix III Western medicine symptomatic treatment approaches for the symptoms of ANS dysbalance will be outlined according to Holtorf (2007) and Gurme et al. (2014). After reviewing WM treatment options, it becomes obvious that even patients with a range of only mild symptoms would still have to take strong medication. In addition, most of the treatments listed here are “off label” (Grubb, 2008, p2816) prespcriptions with not sufficient scientific evidence for their use in dysautonomic conditions. To avoid the risks of too many medications, research is currently trying to treat the body's reaction to chronic stress itself rather than just treating the negative effects of stress on the organs. However, supporting the body's stress resilience with biomarkers like dehydroepiandrosterone (DHEA) and neuropeptide Y (NPY) would also require application of cortisol (Yehuda et al., 2006; Kearns et al., 2012). Although Holtorf (2007) reported that physiologic replacement of cortisol at 5-15 mg per day was shown to be safe, many patients are still reluctant to take it. An alternative treatment option includes the use of Western herbal medicine, which offers a wide range of well researched single herbs for the treatment of chronic stress on the nervous system. A study by Panossian and Wikman (2009) investigated scientific evidence for the use of these so called adaptogen herbs. B Background 14 They found strong evidence that several herbs can improve attention, cognitive function, and endurance in fatigued patients. The mechanism of adaptogens, which increase tolerance to mental exhaustion and enhance attention and mental endurance is related to a regulation of homeostasis via the hypothalamic-pituitaryadrenal axis (Panossian and Wikman, 2009). While Western herbal medicine offers the category of adaptogen herbs, no equivalent system can be found in TCM. As a treatment with TCM always requires an individual treatment approach for each patient, the following discussion shall introduce diagnostic criteria and underlying pathomechanisms of dysautonomia and neurasthenia in TCM and provide an overview on treatment approaches for several possible patterns related with these diseases. B Background 15 2. Dysautonomia in Traditional Chinese Medicine 2.1 (Autonomic) Nervous System in TCM In Chinese medicine liver is roughly analogous to the nervous system and as all emotions have a close relationship with the nervous system, many practitioners relate neuropsychiatric and psychosomatic conditions such as neurasthenia to the liver, too (Hammer, 2005, p51). A definition of specific 'psychosomatic' conditions however, is more difficult than in Western medicine, as mosts texts divide the etiology of all diseases into internal (psychological) and external (somatic) factors (Hammer, 2005, p53). The link between neurologic or neuropsychiatric diseases and psychological factors can be found in 'constraint'. Constraint can be caused by emotional factors or the seven sentiments (Scheid, 2013) if in excess. Joy injures the heart, anger the liver, overthinking the spleen, sadness the lungs and fear injures the kidneys. If no rebalance can be achieved, constraint will result (Hammer, 2005, p53). Lu Yuanlei argues that the resulting constraint is mainly located in the liver, as in classic texts all emotions of the brain are referenced to the liver (Lu, 2008, p77). He supports this assumption with a reinterpretation of a passage of the Synopsis of the Golden Casket (Lu, 2008, p2), where the virtue of liver is said to be 'joy and openness - and with joy, the nerves are relaxed, with anxiety and anger, the nerves are excited.' Karchmer (Karchmer, 2013) further supports the idea of the liver as a general of all emotions, by citing Yun Tieqiao (2008, p48) who states that melancholy, anxiety and hatred could activate the nerves and cause tension in the arteries, causing a wiry pulse, which is usually associated with Liver pathologies. B Background 16 Additionally, Karchmer (2013) reports a possible differentiation between the voluntary and the ANS after Zhu Weiju, (1931, cited in Karchmer, 2013), who suggested that heart qi refers to functions of the voluntary nervous system, whereas liver qi refers to the functions of the autonomic nervous system (Zhu W., 2008, p14, cited in Karchmer, 2013). 2.2 Patterns of Dysautonomia or Neurasthenia in TCM Lu Yuanlei (2008, p2) states that the fight or flight function of the autonomic sympathetic nervous system has changed over the time as humankind evolved and stimuli like fear gradually diminished while desires grew. However, in modern life many desires cannot be fulfilled, leading to emotional imbalances. Such imbalanced emotions can cause stress and stimulate sympathetic reflexes. If these reflexes cannot be relieved by flight or fight, excess energy in muscles, meridians and blood vessels will result in problems like sleeping difficulties and palpitations, which were called Liver disease by the ancients (Lu, Y., 2008, p3). Disease progression of ANS dysbalance and organ pathologies Hammer (2005, p310) states that the nervous system belongs to Tai Yang, the outmost layer of the body, which is first affected by physical or emotional stress. When the pathogenic factor of stress moves to deeper levels in the body, it first affects the innervation of the circulatory system, then the digestive system and at last the organ systems. If one these systems is weakend, stress will intrude there first. This process could provide an explanation why different ANS pathologies appear in stressed individuals. B Background 17 Inside the body, constraint liver qi can attack the spleen and stomach, disrupt the heart qi and insult the lungs (Shanghai College of Chinese Medicine, 1964, p336 cited in Karchmer, 2013). In the following, some of the resulting patterns are displayed, grouped by the affected organ(s). Liver overacting on spleen/stomach If the liver overacts on spleen and stomach, it might lead to stomach pain, poor digestion or constipation or dry heaves (Lu, 2008, p3). Kidney yang deficiency Long term stress resulting in kidney yang deficiency might cause bad circulation with a pale facial complexion and cold extremities, low spirit, dizziness and tinnitus as well as nocturia or urinary difficulties, urinary block and edema. (Wiseman and Ellis, 1996, p179). Kidney-heart imbalances More serious cases of kidney yang deficiency can also damage the heart, causing palpitations, panting and rapid breathing at the slightest exertion. (Wiseman and Ellis, 1996, p179). Heart and lung yin deficiency Extreme kidney yang deficiency resulting in heart and lung yin deficiency causes the socalled lilly disease (bai he bing), nowadays translated with hysteria. (Qiao and Stone, 2008, p16). Patients might suffer from manic symptoms 'as if the spirit is enclosed' (Deng, 1999, p349). In modern medicine, these patterns could also be called neurosis (Wiseman and Ellis, 1996, p154). B Background 18 2.3 Etiology and Pathomechanisms of Dysautonomia in TCM While in Western medicine genetics might be able to explain the predisposition of (autonomic) nervous system imbalances, in traditional Chinese medicine the system of constitutional types offers some explanations. Hammer (2005, p315) postulates that from a TCM point of view, genetics can cause imbalances of mostly the nervous system and sometimes the organ system (especially heart and kidneys). Besides this, he explains that for the development and maintenance of a healthy nervous system, for will power and drive, the kidney is of utmost importance. While the mental level is controlled by liver blood and the conscious mind by the heart, the pericardium is ultimately responsable for all mentalemotional processes, the defence and adaptability of the nervous system (Hammer, 2005, p335). The tables below display possible emotional causes of some organ pathologies as etiology for diseases of the nervous system (Hammer, 2005, p337-347): Liver Liver fire rising Frustration, severe suppression or repression of emotion leading to qi stagnation Liver yin deficiency Restorative strategies or lack of release for the musculoskeletal system after stress Uprising of liver yang Severe liver yin deficiency due to stress / tension Liver wind Strokes, infectious diseases with delirium and coma Liver yang deficiency Overwork, alcohol, infections, drug abuse B Background 19 Heart Very mild heart yin deficiency Mild emotional shock Severe heart qi-‐yang deficiency Shock, guilt, fear Heart fire flaring up Heart balances excess heat from liver, gallbladder and stomach, worry, shock, stimulating drugs Heart qi agitation with mild yin deficiency Shock and physical trauma in utero or during birth Mild heart yin deficiency Obsessive, incessant thinking Heart qi stagnation Personal loss, disappointment Stagnation of heart blood Prolonged fear, unexpressed anger Heart blood deficiency Prolonged nervousness, secondary deficiency due to kidney essence deficiency, spleen qi deficiency or gradual blood loss Trapped qi in the heart Profound unexpressed anger Kidney Kidney yang deficiency Consitutional weakness, depression, grief Kidney yin deficiency Overuse of the mind (thinking, rumination, worry) Stomach / Spleen Stomach yin deficiency Eating bad food, eating too fast, overwork Spleen yang deficiency Obsessive thinking (ruminating) while eating Lung Lung yang deficiency Persistent sadness and pessimism Lung yin deficiency Self-‐indulgance, attention seeking, jealousy B Background 20 In the modern world all the above emotional pathogenic processes seem to change towards a more chronic type of stress, thus affecting the autonomic nervous system. In clinic, the early resulting ANS effects of emotional stress present as pathologies of the smooth muscles in the intestines, the eyes, blood vessels and skin and are often diagnosed as psychosomatic disorders like IBS, cardiac neurosis, idiopathic headaches, hyperhidriasis and microcirculatory changes. (Hammer, 2005, p362). For the treatment of these diseases, not all of the organ pathologies (mentioned in the lists above) play an equally important role. Scheid (Scheid et al., 2009, p105) states that contemporary Chinese medicine attributes many of the psychosomatic diseases to liver, gallbladder, or liver-spleen disharmony and according to this, treats most problems, which were caused by stress with harmonizing shao yang formulas. Another important role of formulas treating the heart and liver can also be seen in a different chapter about formulas that calm the spirit, as this chapter addresses modern pathologies like neurasthenia or nervous exhaustion, too. C Results 21 C Research Methods As the terms 'autonomic nervous system dysbalance, autonomic dysbalance or dysautonomia' have not been used in classical TCM textbooks so far, no clear treatment instructions can be found. A comparative literature analysis might provide an overview of possible treatment approaches for the symptoms and disease patterns related with this condition. 1. Comparative Literature Analysis of Dysautonomia Treatment in TCM This literature analysis screened several comprehensive reference books of TCM formulas with a wide range of search terms to identify all suitable TCM patterns, disease entities and their corresponding Chinese herbal formulas to define individual treatments based on the symptoms and on the constitution of different patients. 1.1 Search methods for comparative literature analysis For a list of the included books and the search terms (resulting from the WM definition of dysautonomia and related diseases) refer to appendix IV. Data collection of Formulas Formulas of all books were identified for each disease and transferred to Excel. The first data set grouped the retrieved formulas according to their categories under each disease. Most frequently used formula categories overall and for each disease were calculated in Excel. The second data set grouped the retrieved formulas under each disease and the most frequently used formulas overall and for each disease were calculated in Excel. C Results 22 Data collection of single herbs All single herbs of the formulas above were transferred to Excel. This data set grouped all herbs of one formula under each disease and most frequently used single herbs for each disease were calculated in Excel. In contrary to the formula analysis, no calculation of most frequently used herbal categories was performed. As each herb changes its function in combination with different herbs within various formulas, results about herbal categories would be of little significance. 1.2 Comparative Literature Analysis Results Only the most important findings will be discussed in the following chapters. For a complete list of all results of the comparative literature analysis refer to appendix V. Data collection of Formulas A total of 39 different formula categories was found for the treatment of all diseases related to dysautonomia. The five most frequently used formulas will be displayed for each result. Formula categories: most frequently used formula categories overall In the list below, the number of entries and the names of the 5 most frequently (number of entries found in books) used formula categories are displayed. Entries Formulas 15 Formulas that regulate the qi 14 Formulas that harmonize 10 Formulas that calm the spirit 10 Formulas that dispel phlegm 9 Formulas that tonify C Results 23 Formula categories: most frequently used formula categories for each disease For the search term 'Autonomic Disorder', 5 different formula categories were found. In the list below, all 5 categories are displayed. Autonomic Disorder Entries Formulas 5 Formulas that harmonize 2 Formulas that calm the spirit 2 Formulas that dispel phlegm 2 Formulas that release the exterior 2 Formulas that warm interior cold For the term 'Chronic Fatigue', 6 different categories were used, of which the most frequently used 5 categories can be seen below. Entries 5 3 2 3 3 4 Categories -‐ Chronic Fatigue Formulas Formulas that tonify Formulas that harmonize Formulas that dispel phlegm Formulas that expel dampness Formulas that release the exterior Formulas that tonify For 'Hysteria', all 5 formula categories found are displayed below. Entries 3 2 2 2 2 Categories -‐ Hysteria Formulas Formulas that harmonize Formulas that open the sensory orifices Formulas that calm the spirit Formulas that regulate the qi Formulas that stabilize and bind For the term 'Neurasthenia' the 5 most frequently out of 12 categories can be found in the following list. C Results 24 Categories -‐ Neurasthenia Entries Formulas 6 Formulas that tonify 4 Formulas that calm the spirit 3 Formulas that calm the spirit 3 Formulas that harmonize 3 Formulas that tonify For the term 'Neurosis' the 5 most frequently used out of 9 formula categories are displayed below. Categories -‐ Neurosis Entries Formulas 8 Formulas that regulate the qi 4 Formulas that regulate the blood 4 Formulas that Dispel Phlegm 3 Formulas that Harmonize 3 Formulas that tonify For 'Somatoform Disorders' only 1 formula category was used. Categories -‐ Somatoform Disorders Entries Formulas 2 Formulas that regulate the qi C Results 25 Herbal formulas: most frequently used formulas overall In total, 88 different herbal formulas were found for the treatment of diseases related to dysautonomia. In the following all formulas, which were used more than twice will be displayed (this equals the concept of displaying the five most frequently used ones from above, as some of them had the same amount of entries). Entries 9 7 6 4 4 4 4 4 4 3 3 3 3 3 Total Formulas ban xia hou po tang gui pi tang wen dan tang chai hu jia long gu mu li tang gan mai da zao tang jia wei xiao yao san sang piao xiao san xiao yao san yi gan san bai he di huang tang gui zhi jia long gu mu li tang xiao chai hu tang xue fu zhu yu tang zhi zi chi tang Herbal formulas: most frequently used formulas for each disease In the following a list for each disease will present formulas, which were mentioned more than once throughout the different books of the comparative literature analysis. Formulas -‐ Autonomic Disorder Entries Formulas 2 jia wei xiao yao san 2 si ni san 2 wen dan tang C Results Entries 3 3 2 2 Formulas -‐ Cronic Fatigue Formulas gui pi tang xiao chai hu tang san ren tang shen su yin Entries 2 2 2 2 Formulas -‐ Hysteria Formulas ban xia hou po tang gan mai da zao tang gui zhi jia long gu mu li tang yi gan san Entries 3 2 Formulas -‐ Neurasthenia Formulas gui pi tang sang piao xiao san Entries 3 3 2 2 2 Formulas -‐ Neurosis Formulas ban xia hou po tang wen dan tang chai hu jia long gu mu li tang xue fu zhu yu tang yue ju wan 26 Data collection of single herbs In total, 204 single herbs were included in all studies, which were retrieved in the comparative literature search. The list differenciates the number of entries for herbs with different preparation methods (zhi, chao). If different herb preparations were not considered, the number of single herbs included in all books would be reduced to 189. For a complete list of the single herbs included, refer to appendix IV. C Results 27 2. Online Database Research of Dysautonomia Treatment in TCM To support and complete the comparative literature research findings, an additional online database research was performed. 2.1 Search methods for online database research Inclusion criteria For the online literature research the following eligibility criteria were set: Types of studies: The review included all published randomized and non-randomized controlled clinical studies as well as observational studies (cohort and case studies) with or without control groups, no blinding required. Types of participants: Due to the lack of studies, all human and animal studies with no restriction to the number of participants were included. Types of interventions: Studies reporting treatment with single herbs, herbal combinations and treatment with classic herbal formulas were accepted. Exclusion Criteria: Only those studies were accepted, where at least one person or one group was treated with Chinese herbal medicine. C Results 28 Search methods for identification of studies: The PubMed Database was searched until 8/7/2015 for studies according to the above inclusion criteria. The detailed strategy for the PubMed search and the MeSH terms are listed in appendix VII. Study selection: Title and abstract of all results in the literature search list were examined and full texts were retrieved if possible. During the first screening duplicates, reviews and studies with unrelevant topics were removed as well as any studies, where full text was not available. In the second step full texts of potential studies were evaluated according to predefined inclusion and exclusion criteria. For an overview of the detailed study screening process, refer to appendix VIII. Data collection: Data of all included studies were extracted and study characteristics and outcomes were transferred to Excel (refer to appendix IX). C Results 29 2.2 Online Database Research Results Study selection The study selection process is illustrated in the flowchart below. 124 records identified through database searching (Pubmed) Records excluded: 111 First screening 12 full-‐text articles not available 50 language restriction 39 not Chinese herbal medicine 10 duplicates 13 full-‐text articles assessed for eligibility Second screening Full-‐text articles excluded: 4 not relevant full-‐text articles 9 studies included Figure 1: Flowchart study selection (own illustration) Studies considered in this review In total, the database search resulted in 124 studies, from which 9 studies were included. For a list of excluded studies, please refer to appendix X. The included studies are introduced shortly in the following (for details and critique, see appendix IX): C Results ! 30 Two human studies focused explicitly on the vascular aspect of autonomic nervous system diseases, called orthostatic hypotension: A case report study by Wang and Zhang (2013) reported stabilization of one patient's blood pressure after 4 weeks of treatment with Tian Ma Gou Teng Yin. Contrary to this, a larger RCT on the same symptom by Gao et al. (2008) did not find any difference in resting cardiovascular variables and orthostatic capacity in 5 humans after treatment with Huang Qi, compared to a placebo control group of the same size. ! Two lager human studies were dedicated to treating fatigue in general and investigated the use of herbal medicine for chronic fatigue in controlled trials: Lijue (2005) used a unique approach and matched several TCM disease patterns with corresponding formulas (Xiao Yao San, Xiang Sha Liu Jun Zi Wan, Gui Pi Wan, Liu Wei Di Huang Wan and Si Shen Wan). He found significant improvement for 78 % of the 42 patients after treatment for 4 weeks. A RCT by Cho et al. (2009) not only investigated improvement of chronic fatigue symptoms after treating 24 humans with Huang Qi and Dan Shen for 4 weeks, but also examined cytokine levels in the blood. However, even though chronic fatigue improved, no changes in cytokine expression could be found. ! Three animal studies showed a similar approach like Cho et al. and analyzed several immune markers in the blood after treating chronic fatigue with traditional herbal formulas: Similar to Cho et al. (2009), the first study by Chen et al. (2008) did not find any changes of blood markers, although their mice, which were treated with Bu Zhong Yi Qi Tang for chronic fatigue showed an overall increase in activity and body weight. C Results 31 Another mouse study by Cao et al. (2012) however, was able to proof changes in biomedical parameters in accordance with improved reaction to electric shocks in mice with CF syndrome after 4 weeks of Kai Xin San. The last animal study by Liu et al. (2011) also found increased levels of immune markers as well as increased body weight and endurance after treatment of chronic fatigued rats with Dang Gui Bu Xue Tang for 4 weeks. ! The more general search for somatoform disorders resulted in another case study on a patient with fatigue, insomnia, headache and tinnitus. Okamoto et al. (2005) found significant improvement of the condition after 2 weeks treatment with Yi Gan San. ! The last study within this research by Bo et al. (2010) bears only little relation to the topics of the above studies, as it focused on conversion disorders with globus hystericus. However, 3 weeks of treatment with Ban Xia Hou Po Tang did not only treat the globus hystericus but also improved the overall energy levels and the psychological condition of 46 patients. Due to the heterogenity of these studies, further comparison of their methodological quality and their data reporting is not useful. However, their results will be considered in relation to the findings of the comparative literature research in the discussion of all findings. D Discussion 32 D Discussion Each part of this research yielded different results, which might be useful for different aspects of treating autonomic nervous system disorders with Chinese herbal medicine. For students or practitioners of TCM, the most interesting results can be found in the evaluation of the 39 formula categories of the comparative literature analysis. Frequently used formula categories In the first part, the discussion of most frequently used formula categories for the treatment of autonomic dysbalances provides a ranking of important patterns that usually will be present in such diseases. The five most frequently used formula categories (to regulate qi, harmonize, calm the spirit, dispel phlegm and tonify) thereby undermine the patterns, which were earlier identified in the general background literature review. Formulas to regulate qi are said to treat stagnation of (liver) qi, which manifests as constraint, clumping, or rebellion caused by emotional disturbances, trauma or longterm qi deficiency. In clinic, qi stagnation and liver constraint often manifest as pain and distention (Scheid et al., 2009, p505). Harmonizing formulas point towards conditions of liver/gallbladder or disharmony of liver and spleen due to emotional problems. It treats these psychosomatic disorders, caused by stress in 'coping with the rigors of modern life' with formulas of this category (Scheid et al., 2009, p104). D Discussion 33 Formulas that calm the mind treat diseases caused by the five spirits, which clinically manifest as anxiety, forgetfulness, disorientation, and insomnia or on the contrary as a stressed feeling, manic behavior, bad temper, and agitation. Therefore they are said to treat conditions, such as neurasthenia or nervous exhaustion (Scheid et al., 2009, p458). The contribution of phlegm dispelling formulas to the treatment of dysautonomia can be found in their secondary ability to smooth the flow of qi and relieving constraint. They are useful for conditions, which present with dizziness, palpitations, insomnia or headache (Scheid et al., 2009, p774). Tonifying formulas might be helpful for deficient patients with reduced vitality due to constitutional factors, bad diet, overwork, emotional stress, trauma and chronic illnesses (Scheid et al., 2009, p307). Formula categories for each disease Even more useful for the clinical application of formulas is the second section about the most frequently used formula categories for various diseases related with ANS dysbalance. The results of this section might serve as a guideline for the treatment of TCM disease patterns, which belong to the respective disease category. Although these Western medical disease names do not automatically relate to a certain pattern, herbal practitioners might simply look up the symptoms listed for the respective disease and connect the most suitable formula for the condition of their patient out of a range of suggested formula categories. D Discussion 34 Frequently used formulas In this section, the results of the 88 most frequently applied herbal formulas overall are not particularly useful as a clinical guideline but rather as an orientation for future studies. As more research on this topic is needed, it would be reasonable to choose formulas for randomized controlled trials from a such a pool of frequently used formulas to produce data with high clinical relevance. Formulas for each disease The results of this calculation are not representative for the treatment of certain autonomic nervous system conditions. Due to different popularity of the search terms for the diseases, the number of suggested formulas for each disease group differs significantly (autonomic disorders 5, chronic fatigue 6, hysteria 5, neurasthenia 12, neurosis 9, somatoform disorders 1). The resulting formula suggestions can therefore not be considered to be a representative sample. Single herbs In addition to the analysis of herbal formulas and their categories, the 204 single herbs included in these formulas were also retrieved and listed according to their prevalence. Like mentioned above, a further analysis of the herbal categories was not performed, as the actions of each herb vary according to its function in combination with other herbs within one formula. An analysis of the herbs with regard to each of these functions would go beyond the scope of this research. D Discussion 35 Despite this, it is still interesting to identify possible reasons for a more frequent use of some of the single herbs. So far, not much literature exists on the pharmacological effects of herbs on the ANS. However, one paper by Wang et al., (2014) presents a review of several so-called adaptogenic herbs, which possess various positive regulatory effects on hormones related to the hypothalamus-pitutary-adrenal (HPA) axix and might therefore be useful for the treatment of stress. Herbs that were mentioned in the review by Wang et al. (2014) as well as in this research included: Gan Cao, Sheng Jiang, Ren Shen, Ban Xia, Yuan Zhi, Ge Gen, Yi Yi Ren, Zhi Mu, Bai Zhi, and Lian Qiao (listed in this order from more frequently to less frequently used in this study). Online database research The second part of this research comprised a short online database research in addition to the comparative literature research findings. In contrary to the literature research, two of the included research papers reported the application of a single herb (Huang Qi) and a herbal combination (Huang Qi and Dan Shen) and were therefore not able to be interrelated with other research results. Furthermore, a pharmacological effect on the ANS was not reported for the two herbs either (Wang et al., 2014). D Discussion 36 All other included studies found proof of efficacy for formulas, which were also mentioned in the comparative literature analysis. These formulas included Tian Ma Gou Teng Yin for orthostatic hypotension, Yi Gan San for somatoform disorders, Ban Xia Hou Po Tang for conversion disorders with a globus hystericus and for the treatment of chronic fatigue syndrome Dang Gui Bu Xue Tang, Xiao Yao San, Xiang Sha Liu Jun Zi Wan, Gui Pi Wan, Liu Wei Di Huang Wan, Si Shen Wan, Bu Zhong Yi Qi Tang and Kai Xin San. Nevertheless, due to the limited amount of studies in the online database research and due to the insufficient quality of those studies, no further conclusions or recommondations can be drawn from these results. The results of this study have several limitations. For a sufficient online research more databases than Pubmed, Medline and Embase should have been searched. Also, the comparative literature search strategy was not extensive enough, as screeing of additional books could have increased the significance of all findings. However, overall the results of the comparative literature analysis seem to provide better advice for herbal practicioners for the treatment of autonomic dysbalances. E Conclusion 37 E Conclusion The background literature research of this paper provides an overview on etiology, pathomechanisms and possible underlying TCM patterns of diseases with an underlying autonomic nervous system dysbalance. The detailed pattern differentiation for these diseases, ranging from psychosomatic to emotional or physical stress conditions, might help students and practitioners to choose a suitable formula from the results section for the individual needs of the patient. However, the formulas found in the online database research and in the comparative iterature analysis just provide a basic treatment approach according to TCM principles. Further research is needed to provide scientific evidence for the efficacy of these formulas in larger human randomized trials. 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Appendix 46 Appendix Appendix I: Exclusion list of underlying systemic diseases of ANS dysbalance This review will not discuss any kinds of severe dysautonomia, which appears due to the following underlying diseases (Dysautonomia International., 2012b; Gurme et al., 2014): Acute Inflammatory Demyelinating Polyradiculoneuropathy Acute and Chronic Inflammatory Demyelinating Polyneuropathy in HIV Alcohol (Ethanol) Related Neuropathy Amyloidosis Anisocoria Antiphospholipid Syndrome Assessment of Neuromuscular Transmission Autonomic Neuropathy Celiac Disease Charcot-Marie-Tooth and Other Hereditary Motor and Sensory Neuropathies Chiari Malformation Chronic Inflammatory Demyelinating Polyradiculoneuropathy Crohn's Disease and Ulcerative Colitis Delta Storage Pool Deficiency Diabetes and Pre-Diabetes Dizziness, Vertigo, and Imbalance Eclampsia Appendix Ehlers-Danlos Syndrome Emergent Management of Myasthenia Gravis Hereditary Neuropathies of the Charcot-Marie-Tooth Disease Type Lambert-Eaton Myasthenic Syndrome (LEMS) Mast Cell Disorders Metabolic Neuropathy Mitchochondrial Diseases Multiple System Atrophy Organophosphates Paraneoplastic Autonomic Neuropathy Parkinson Disease Parkinson-Plus Syndromes Pediatric Guillain-Barre Syndrome Physical Trauma, Surgery and Pregnancy Sarcoidosis Sjogren's Syndrome Toxic Neuropathy Urologic Management in Neurologic Disease Vitamin Deficiencies 47 Appendix 48 Appendix II: Explanation of terms related to neurosis/neurasthenia Somatoform Disorders Conversion disorders / Hysteria The old term of hysteria was known to describe psychosomatic diseases in women. Later, characteristic symptoms like shortness of breath, heaviness in the abdomen, muscular spasms, fainting, anxiety and irritability were attributed to the term conversion disorders (Science Museum, n.d.). Hypochondriasis The second subgroup of somatoform disorders was defined as a 'preoccupation with fears of having a serious disease'. Hypochondriasis was diagnosed, if this fear persisted despite medical evaluation and caused clinically significant distress or impairment in social life. Symptoms had to be present for at least 6 months, but should not be of delusional intensity (American Psychiatric Association, 1994). In a later version of the Diagnostic and Statistical Manual of Mental Disorders hypochondriasis has been replaced by somatic symptom disorders. Somatic Symptom Disorders Somatic symptom disorders are vaguely defined as physical symptoms that persist for at least 6 months and cannot be explained by a medical condition, but are not attributable to a mental disorder (American Psychiatric Association, 1994, p485). Complaints involve chronic pain, problems with the digestive, nervous and reproductive system (Rogge, 2014). The condition results in disruption of functioning due to excessive thoughts and behaviors (American Psychiatric Association, 2013). Appendix 49 Appendix III: WM treatment approaches for ANS dysbalance Nonpharmacologic measures: ! Increased fluid and salt intake ! Tight support stockings or abdominal binders for hypotension ! Bladder catheterization for urinary retention ! Dietary fiber and enemas for bowel motility ! No large meals ! Slow positional changes Good results were found for relaxation techniques, breathing exercises, water-based exercises, tai-chi, and cognitive-behavioral therapy (Hasset and Gevirtz, 2009). However, all exercises should be introduced gradually, working toward 20 to 30 minutes of aerobic activity three times a week (Grubb, 2008). Antocholinergics to increases bladder capacity and decrease stress incontinence: ! Parasympathomimetics to initiate micturition to empty the bladder ! Viagra to treat erectile dysfunction Pharmacologic treatment options for symptomatic relieve: ! Cortidosteroids to increase standing blood pressure ! Alpha-adrenergic agonists to increase standing blood pressure ! Norepinephrine derivates to increase blood pressure via vasoconstriction ! Beta blockers to augment coronary and cerebral blood flow ! Desmopressin to ameliorate nocturia ! Epoetin to increase intravascular volume ! Dopamine agonists to relieve gastrointestinal paresis ! Parasympathomimetics to increase salivation and gastric motility ! Psyllium to relieve constipation Immunmodulatory pharmacologic treatments for shortening the duration in acute or very severe cases: ! Corticosteroids to decrease autoantibody production ! Immune globulins intravenous to reduce immune complexes Appendix 50 Appendix IV: Books included in the comparative literature research ! Chinese Herbal Formulas and Applications (Chen and Chen, 2008) ! Chinese Herbal Medicine: Formulas & Strategies (Scheid et al., 2009) ! Clinical Handbook of Internal Medicine: The Treatment of Disease with Traditional Chinese Medicine, Volume 1 (Maclean and Lyttleton, 2008) ! Clinical Handbook of Internal Medicine: The Treatment of Disease with Traditional Chinese Medicine, Volume 2 (Maclean and Lyttleton, 2003) ! Clinical Handbook of Internal Medicine: The Treatment of Disease with Traditional Chinese Medicine, Volume 3 (Maclean and Lyttleton, 2013) ! Qin Bo-Weis 56 Treatment Methods: Writing Precise Prescriptions (Wu and Qin, 2011) ! The Treatise on the Spleen and Stomach: A Translation of the Pi Wei Lun (Li, 1993) Search terms applied in the comparative literature research: ! Autonomic Nervous System Disease ! Autonomic Dysbalance ! Autonomic Disorder ! Chronic Fatigue (syndrome) ! Conversion Disorder ! Hypochondriasis ! Hysteric Disorder ! Neurasthenia ! Neurotic Disorder ! Neurosis ! Orthostatic Hypotension ! Postural orthostatic tachycardia (syndrome) ! POTS ! Somatoform Disorder Appendix 51 Appendix V: Comparative literature analysis: data collection of formulas Totals of formula categories: Amount 15 14 10 10 9 7 7 6 6 6 5 5 5 4 4 3 3 3 3 2 2 2 2 2 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 Formulas Formulas that regulate the qi (promote the movement of qi) Formulas that harmonize (regulate and harmonize the liver and s pleen) Formulas that calm the s pirit (nourish the heart (blood and yin) and calm the s pirit) Formulas that Dispel Phlegm (dry dampness and transform phlegm) Formulas that tonify (Tonify the Qi) Formulas that s tabilize and bind (Secure the essence and s top enuresis) Formulas that tonify (Nourish and tonify the Yin) Formulas that expel dampness (warm and transform water and dampness) Formulas that regulate the blood (invigorate the blood and dispel blood s tasis) Formulas that tonify (Tonify the Qi and Blood) Formulas that calm the s pirit (sedate and calm the s pirit) Formulas that Harmonize (Lesser Yang-‐Warp Disorders Formulas that warm interior cold (warm the middle and dispel cold) Formulas that release the exterior (release exterior disorders with interior deficiency) Formulas that tonify (Tonify the Qi and the blood) Formulas that clear heat (Heat from Deficiency) Formulas that clear heat (qi-‐level Heat) Formulas that expel dampness (clear heat and expel dampness) Formulas that harmonize (harmonize lesser yang-‐warp disorders) Formulas that clear heat (clear heat and resolve toxicity) Formulas that Dispel Phlegm (clear heat and transform phlegm) Formulas that expel parasites Formulas that expel wind (pacify and extinguish internal wind) Formulas that open the s ensory orifices (warm and open the s ensory orifices) Formulas that release the exterior (release exterior wind-‐cold) Formulas that tonify (Tonify the blood) Formulas that tonify (warm and tonify the yang) Formulas that harmonize (treat malarial disorders and vent pathogens from the membrane s ource) Formulas that clear heat (clear heat from the organs) Formulas that clear heat (clear qi-‐level heat) Formulas that dispel phlegm (induce vomiting) Formulas that Dispel Phlegm (transform phlegm and extinguish wind)) Formulas that dispel s ummerheat (dispel s ummerheat and augment the qi) Formulas that expel dampness (transform dampness and harmonize the s tomach) Formulas that harmonize (harmonize the s tomach and intestins) Formulas that Harmonize (Liver and Spleen) Formulas that regulate the qi (direct rebellious qi downward) Formulas that s tabilize and Bind (Stabilize the exterior and s top s weating) Formulas that warm interior cold (warm the channels and disperse cold) Appendix 52 Formula categories for each disease: Autonomic Disorder -‐ per Categorie Amount 5 2 2 2 2 Formulas Formulas that harmonize (regulate and harmonize the liver and s pleen) Formulas that calm the s pirit (nourish the heart (blood and yin) and calm the s pirit) Formulas that Dispel Phlegm (dry dampness and transform phlegm) Formulas that release the exterior (release exterior wind-‐cold) Formulas that warm interior cold (warm the middle and dispel cold) Chronic Fatigue -‐ per Categorie Amount 5 3 2 3 3 4 Formulas Formulas that tonify (Tonify the Qi) Formulas that harmonize (harmonize lesser yang-‐warp disorders) Formulas that dispel phlegm (dry dampness and transform phlegm) Formulas that expel dampness (clear heat and expel dampness) Formulas that release the exterior (release exterior disorders with interior deficiency) Formulas that tonify (Tonify the Qi and the blood) Hysteria -‐ per Categorie Amount 3 2 2 2 2 Formulas Formulas that harmonize (regulate and harmonize the liver and s pleen) Formulas that open the s ensory orifices (warm and open the s ensory orifices) Formulas that calm the s pirit (nourish the heart (blood and yin) and calm the s pirit) Formulas that regulate the qi (promote the movement of qi) Formulas that s tabilize and bind (Secure the essence and s top enuresis) Neurasthenia -‐ per Categorie Amount 6 4 3 3 3 3 2 2 2 2 2 2 Formulas Formulas that tonify (Nourish and tonify the Yin) Formulas that calm the s pirit (sedate and calm the s pirit) Formulas that calm the s pirit (nourish the heart (blood and yin) and calm the s pirit) Formulas that harmonize (regulate and harmonize the liver and s pleen) Formulas that tonify (Tonify the Qi) Formulas that tonify (Tonify the Qi and Blood) Formulas that Dispel Phlegm (dry dampness and transform phlegm) Formulas that expel dampness (warm and transform water and dampness) Formulas that tonify (warm and tonify the yang) Formulas that warm interior cold (warm the middle and dispel cold) Formulas that s tabilize and Bind (Secure the essence and s top enuresis) Formulas that tonify (warm and tonify the yang) Appendix 53 Neurosis -‐ per Categorie Amount 8 4 4 3 3 3 3 2 2 Formulas Formulas that regulate the qi (promote the movement of qi) Formulas that regulate the blood (invigorate the blood and dispel blood s tasis) Formulas that Dispel Phlegm (dry dampness and transform phlegm) Formulas that Harmonize (Lesser Yang-‐Warp Disorders) Formulas that tonify (Tonify the Qi and Blood) Formulas that expel dampness (warm and transform water and dampness) Formulas that harmonize (regulate and harmonize the liver and s pleen) Formulas that calm the s pirit (nourish the heart (blood and yin) and calm the s pirit) Formulas that s tabilize and Bind (Secure the essence and s top enuresis) Somatoform Disorders -‐ per Categorie Amount Formulas 2 Formulas that regulate the qi (promote the movement of qi) Appendix Total Formulas Amount 9 7 6 4 4 4 4 4 4 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 Formulas ban xia hou po tang gui pi tang wen dan tang chai hu jia long gu mu li tang gan mai da zao tang jia wei xiao yao s an sang piao xiao s an xiao yao s an yi gan s an bai he di huang tang gui zhi jia long gu mu li tang xiao chai hu tang xue fu zhu yu tang zhi zi chi tang bu zhong yi qi tang chai hu gui jiang tang dao tan tang huang qi jian zhong tang ling gui zhu gan tang liu wei di huang wan ma huang xi xin fu zi tang nü s hen s an san huang xie xin tang san ren tang shen s u yin si ni s an suan zao ren tang tian ma gou teng yin wu mei wan xiao jian zhong tang yue ju wan zhu s han an s hen wan ban xia xie xin tang bei xie fen qing yin bu gan tang bu yang huan wu tang chai hu gui zhi tang chai hu qing gan tang chai hu s hu gan s an ci zhu wan da bu yin wan da bu yuan jian da zao wan dang gui bu xue tang 54 Appendix 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 di tan tang ding zhi wan er chen tang er zhi wan fu ling gui zhi gan cao da zao tang fu zi li zhong wan gou teng s an gua di s an gui zhi fu ling wan gui zhi jia fu zi tang gui zhi tang gun tan wan huang lian e jiao tang huang qi gui zhi wu wu tang huo po xia ling tang ji s heng s hen qi wan jin gui s hen qi wan liu jun zi tang mu li s an ping wei s an qing s hu yi qi tang ren s hen yang rong tang shao fu zhu yu tang shen ling bai zhu s an sheng mai s an sheng xian tang shi pi yin shi quan da bu tang si jun zi tang su he xiang wan tian wang bu xin dan tong guan s an xiang s ha liu jun zi tang xiao xian xiong tang xuan fu dai zhe zhi tang yang xin tang yu ping feng s an zhen wu tang zhen zhu mu wan zhi gan cao tang zhu ru wen dan tang zhu s ha an s hen wan zhu ye s hi gao tang zuo gui wan 55 Appendix 56 Formulas for each disease Formulas -‐ Autonomic Disorder Amount Formulas 2 jia wei xiao yao s an 2 si ni s an 2 wen dan tang Formula -‐ Cronic Fatigue Amount 3 3 2 2 Formulas gui pi tang xiao chai hu tang san ren tang shen s u yin Amount 2 2 2 2 Formula -‐ Hysteria Formulas ban xia hou po tang gan mai da zao tang gui zhi jia long gu mu li tang yi gan s an Formula -‐ Neurasthenia Amount Formulas 3 gui pi tang 2 sang piao xiao s an Formula -‐ Neurosis Amount 3 3 2 2 2 Formulas ban xia hou po tang wen dan tang chai hu jia long gu mu li tang xue fu zhu yu tang yue ju wan Appendix 57 Appendix VI: Comparative literature analysis: data collection of single herbs Amount 70 53 44 43 40 37 32 31 30 29 28 21 20 19 18 16 15 14 14 12 10 10 10 10 9 9 9 9 9 9 8 8 8 8 7 7 7 7 7 7 Single Herbs fu ling zhi gan cao dang gui sheng jiang ren shen gan cao chai hu da zao bai zhu zhi ban xia gui zhi bai shao chen pi chuan xiong huang qin huang lian hou po huang qi long gu ban xia yuan zhi zhi fu zi zhi shi zi su ye dang shen fu shen mu dan pi mu li mu xiang shi chang pu bo he da huang suan zao ren zhu ru gan jiang gou teng jie geng shao yao shu di xiang fu Appendix 7 6 6 5 5 5 5 5 5 5 5 5 5 5 5 5 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 3 3 3 3 3 3 3 3 58 zhi zi shan yao sheng di huang cang zhu chi shao chi shao gua lou mai dong mu xiang rou gui shan zhi zi shan zhu yu tao ren ze xie zhi gui ban zhi ke chao bai zhu chao huang qi chao suan zao ren dan dou chi du zhong ge gen hong hua huang bai long yan rou niu xi qian dan sang piao xiao shu di huang wei jiang wu wie zi xi xin xiao mai yi tang yu jin zhi yuan zhi bai dou kou bai he bai zi ren chen xiang chuan niu xi dan nan xing dan zhu ye ding xiang Appendix 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 1 59 ju hong shen qu xian di huang xiao hui xiang xing ren yi ren zhi mu zhu sha bai zhi bing lang chao zhi shi che qian zi chuan lian zi dan zhu po di huang e jiao fang feng gou qi zi haung qin hua jiao hua shi huo xiang jie geng lang yan rou ma huang mai men dong mu gua mu hu die qian hu sang ji sheng sha ren shao yao sheng ma shi gao shi jue ming shui fei zhu sha tian ma wu mei ye jiao teng yi mu cao zhi huang qi zi su yu an xi xiang bai fu ling Appendix 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 60 ban xia qu bei xie bi ba bin lan bing pian cao guo chao bian dou chao shan yao chao wu ling zhi chao yi ren chi xiao dou chuan xiaong ci shi da fu pi da zao tang dan shen deng xin cao di long duan meng shi duan mu li fu xiao mai geng mi gua di gui ban jiao gui xin he geng he zi hu po huai niu xi huang pin huo ma ren ji zi huang jing mi jiu xi da huang jiu xi huang qin ju hua lian qiao lian zi lian zi xin long chi lu jiao jiao ma huang gen mo han lian mo yao Appendix 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 61 nu zhen zi pao jiang ru xiang sang bai pi she xiang sheng di sheng pu huang shi hu shi wei shui niu jiao su gui ban su he xiang tan xiang tian dong tian men dong tu si zi wu wei zi xi gua cui pi xi jiao xi yang shen xuan fu hua xuan shen yan hu suo yan huang bai yan zhi mu zhe shi zhen zhu mu zhi qiao zhu ling zhu ya zao zhu ye zi he che Appendix 62 Appendix VII: Search terms Pubmed To guarantee a broad range of findings, the Mesh terms of all disease categories were matched with not only the Mesh search term for Chinese herbal medicine, but also the more general Mesh search term for traditional Chinese medicine. ! "Autonomic Nervous System Diseases"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! "Fatigue Syndrome, Chronic"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! "Conversion Disorder"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! "Hypochondriasis"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! "Hypotension, Orthostatic"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! "Hysteria"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! "Neurasthenia"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! "Neurocirculatory Asthenia"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! "Neurotic Disorders"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! POTS AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) ! "Somatoform Disorders"[Mesh] AND (("Drugs, Chinese Herbal"[Mesh]) OR ("Medicine, Chinese Traditional"[Mesh])) Appendix Appendix VIII: Inclusion/ Exclusion process 63 Appendix Appendix IX: Inclusion List 64 Appendix Appendix X: Excluded studies 65 Appendix 66 Appendix 67