Five Star Wealth Managers

Transcription

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Special Advertising Section
Five Star
Wealth Managers
In a consumer study about dynamics between wealth
managers and their clients, Five Star Professional polled
wealth managers and consumers about communications. Both
groups said that connecting three to four times a year is the
right communications strategy, but expectations are not
aligned in all areas:
are financial advisors, financial planners, investment
advisors, tax advisors and estate planning attorneys.
• 2 9 percent of consumers want to be contacted by their
wealth manager whenever events require an update; only 7
percent of wealth managers say they contact clients based
on the impact of events.
The publishers of Texas Monthly and Five Star Professional
partnered to find wealth managers who satisfy 10 objective
eligibility and evaluation criteria that are associated with
wealth managers who provide quality services to their
clients. Among many distinguishing attributes, the average
one-year client retention rate for this year’s award winners
is more than 96 percent.
• 63 percent of consumers say they receive the right amount
of communication from their wealth manager.
From research conducted by Five Star Professional, April 2011.
Wealth managers, broadly defined, are those
individuals who help you manage your financial
world and/or implement aspects of your financial
strategies. Common examples of wealth managers
How do you find a wealth manager with experience, who
has a good base of clients with high retention rates, and
who has undergone a regulatory and complaint review?
And when you find them, are they accepting new clients?
Don’t listen to other people. Investigate
for yourself. Be wary of advisers who say
they never had a down year.”
— Five Star Wealth Manager
A Select
Award
The 2012 Five Star Wealth Managers are a select group, representing less than 4 percent of the wealth
managers in the Dallas/Fort Worth region.(1)
Although this list is a useful tool for anyone looking for help in managing their financial world or
implementing aspects of their financial strategies, it should not be considered exhaustive. Undoubtedly, there are many excellent
wealth managers who, for one reason or another, are not on this year’s list.
Award
In order to consider a broad population of high-quality wealth managers, award candidates
are identified by one of three sources: firm nomination, peer nomination or pre-qualification
based on industry standing. Self-nominations are not accepted. Dallas/Fort Worth award
candidates were identified using internal and external research data, including a survey to
more than 14,000 registered financial services professionals and all identified financial service companies in the area that are
registered with FINRA or the SEC.
Candidates
t e x a s m o n t h ly . c o m
August 2012 | WMD-1
2012 Five Star Wealth Managers
2012 Dallas/Fort Worth
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Determination
Of Award Winners
Award candidates who satisfied 10 objective eligibility and evaluation criteria that are
associated with wealth managers who provide quality services were named 2012 Five Star
Wealth Managers.(2)
Eligibility Criteria – Required(3)
2012
1. C redentialed as an investment advisory representative (IAR), a FINRA-registered
representative, a CPA or a licensed attorney.
2. Actively employed as a credentialed professional in the financial services industry for a
minimum of five years.
3. Favorable regulatory and complaint history review.(4)
4. Fulfilled their firm review based on internal firm standards.
5. Accepting new clients.
Evaluation Criteria – Considered(3)
6. One-year client retention rate (the average one-year client retention rate of this year’s
award winners is more than 96 percent).
The Five Star award goes to less
than 7 percent of wealth managers.
7. Five-year client retention rate.
8. Non-institutional discretionary and/or non-discretionary client assets administered (this
year’s award winners administer an average of $100 million in client assets).
9. Number of client households served (on average, this year’s award winners serve 252
households).
10. Education and professional designations.
Research
Disclosures
• Wealth managers do not pay a fee to be considered or
placed on the final list of Five Star Wealth Managers.
• The Five Star award is not indicative of the wealth manager’s future performance.
Insights from Five Star
Wealth Managers
Wishful thinking is not
planning. If you plan
for the worst, you will
never be unpleasantly
surprised.”
• Wealth managers may or may not use discretion in their practice and therefore may not manage
their clients’ assets.
• The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed
as an endorsement of the wealth manager by Five Star Professional or Texas Monthly.
• Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future
investment success, nor is there any guarantee that the selected wealth managers will be awarded
this accomplishment by Five Star Professional in the future.
• F ive Star Professional is not an advisory firm, and the content of this article should not be
considered financial advice. For more information on the Five Star award and the research/
selection methodology, go to www.fivestarprofessional.com.
• (1) 2,688 award candidates in the Dallas/Fort Worth region were considered for the Five Star
Wealth Manager award. 654 (approximately 24 percent of the award candidates) were named 2012
Five Star Wealth Managers.
(2)
(3)
(4)
Wealth managers were required to certify that any information they provided was accurate.
Criteria 4, 8 and 9 do not apply to attorneys or CPAs.
As defined by Five Star Professional, the wealth manager has not:
• Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine.
• Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or
Five Star Professional’s consumer complaint process.
• Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority.
• Filed for personal bankruptcy.
• Been convicted of a felony.
Clients don’t care how
much you know until
they know how much
you care.”
Only invest in
something that you
understand.”
What matters most is
how you recover from
setbacks.”
Five Star Professional conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website. Five Star Professional also
uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists. Data submitted through these processes was applied per the above criteria:
• Each wealth manager who passes the Five Star Professional regulatory review must attest that they meet the definition of favorable regulatory history, based upon the criteria
listed above.
• Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager.
• Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the
opportunity to submit complaints regarding a wealth manager. More than 87,500 households in the Dallas/Fort Worth region were contacted.
The Five Star Wealth Manager selection criteria was updated for the 2012 award year. 2005 – 2011 Five Star Wealth Managers scored highest in overall satisfaction based on feedback
from clients, peers and industry experts. No more than 7 percent of wealth managers receive the award each year. The selection process for the 2005 – 2011 award winners can be
found at www.fivestarprofessional.com/2011/wealth_managers_research_overview.php.
WMD-2
| August 2012
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Business Planning
George Nachman ∙ George J. Nachman, Attorney
at Law
John Ackley ∙ Ackley Financial Group
Caroline Austin ∙ First Southwest Advisory
Services
Cynthia Barker ∙ Legacy Texas Bank
Joe Chenoweth ∙ ARMOR Wealth Management
Crawford Gates ∙ Sagemark Consulting
Ramona Locke ∙ Merrill Lynch
Owen Stewart ∙ Stewart Business Services
Michael Weaver ∙ Ackley Financial Group
Keith Novick ∙ Gardere Wynne Sewell
Michelle Berry ∙ Raymond James & Associates
Page 33
Ken Paxton ∙ Pettinger Paxton Nuspl & Crumley
Kathy Bickhaus ∙ Merrill Lynch
Susan Periquet ∙ Susan Whitson Periquet, Attorney
at Law
Charlotte Joyce Birk ∙ LPL Financial
Darryl V. Pratt ∙ Darryl V. Pratt, Attorney at Law
Ryan Randall ∙ Staubus & Randall
Lisa Bordelon ∙ Raymond James | Morgan Keegan
John Round ∙ Strasburger & Price
Christopher Abel ∙ Ameriprise Financial Services,
Inc.
Chuck Sharpe ∙ Sharpe & Associates
Kalita Beck Blessing ∙ Quest Capital Management
Stephen Blum ∙ Strategic Wealth Planning
John Rothpletz ∙ Looper Reed & McGraw
Mark Seebeck ∙ Seebeck & Associates
Steve Blankenship ∙ Heritage Financial Planning
Danny Blevins ∙ Ameriprise Financial Services, Inc.
Sol Reifer ∙ Wright Ginsberg Brusilow
Estate Planning
Ronald Adams ∙ Brackett and Ellis
John Berry ∙ Corner Post Financial Planning
Page 39
Kenneth Sloan ∙ Sloan & Roberts
Dani Smith ∙ Strasburger & Price
Erin Botsford ∙ The Botsford Group
Jason Bottenfield ∙ Morgan Stanley Smith
Barney Page 37
Colleen Bowler ∙ Lincoln Financial Advisors/
Strategic Wealth Partners
Bert Starr ∙ Law Offices of Bert Starr
Grover Brillhart ∙ ARMOR Wealth Management
Page 37
Karl Bryant ∙ Walker & Doepfner
Eric Vincent ∙ Vincent Wealth Management
Page 36
Lynn Bryant ∙ Bryant Financial Services
Corporation
Michael Cohen ∙ Michael B. Cohen & Associates
Robert Widmer, Jr. ∙ Robert J. Widmer, Jr.
John Collins ∙ Haynes and Boone
Linda L. Wiland ∙ Blankenship Wiland & O’Connor
Bradley Burnfield ∙ Ameriprise Financial
Services, Inc. Page 37
Norman “Rocky” Farr ∙ Diesslin & Associates
Page 38
Lawrence Wolfish ∙ Wolfish & Newman
David Bird ∙ Bird Skibell Bohach
Marvin Blum ∙ The Blum Firm
Ronald Foxman ∙ Higier Allen & Lautin
Wesley Goenawein ∙ Wesley A. Goenawein, Jr.
Ronald Grant ∙ Ronald E. Grant, Attorney at Law
David Hendricks ∙ David P. Hendricks
Kathryn Henkel ∙ K&L Gates
William Houser ∙ Jordan Houser & Flournoy
Jerry Jackson ∙ Law Office of Jerry B. Jackson
A.C. Tracy Wood III ∙ A.C. Wood & Associates
Jeffrey Yates ∙ Albin Yates Balius Roach
Nick Campbell ∙ Nick Campbell Financial Group/
LPL Financial
Clint Adams ∙ Cotton-Adams Financial Group
Page 27
Mark Cannon ∙ Ameriprise Financial Services, Inc.
Tom Adcock ∙ LPL Financial
George Alden ∙ Alden Financial Group
Michael Kaufman ∙ Jackson Walker
Robert Kroney ∙ Kroney-Morse-Lan
Paula Allgood ∙ Beaird Harris Wealth Management
David Krueger ∙ Krueger Merkley & Bolton
Todd Amacher ∙ Robertson Griege & Thoele
Norman Lofgren ∙ Looper Reed & McGraw
Jerry Anderson ∙ LPL Financial
Robert D. Lybrand ∙ Robert D. Lybrand
Jayson Bales ∙ Robert W. Baird & Company
Henry C. McFadyen, Jr. ∙ McFadyen Law Firm
Douglas Bartol ∙ Money Matters
Timothy Mebane ∙ LPL Financial
Howard Bellet ∙ Ameriprise Financial Services, Inc.
James Mincey, Jr. ∙ Mincey-Carter
Jan Mohamed ∙ ConfidentVision
Page 34
Wes Camp ∙ Financial Network Investment
Corporation
Financial Planning
Marvin Allensworth ∙ Thrivent Financial for
Lutherans Page 37
Page 39
Dusti Calander ∙ Ameriprise Financial Services,
Inc.
Jeff Bellinghausen ∙ Ameriprise Financial Services,
Inc.
Dennis Carpenter ∙ International Wealth
Management
Bill Carter ∙ Carter Financial Management
Page 12
Travis Carter ∙ Insight Wealth Partners
John Chalk ∙ Chalk Cullum and Associates
Brian Chastain ∙ CFO4Life
John Checki ∙ John Checki
Guy Church ∙ Ameriprise Financial Services, Inc.
Raymond Clark ∙ Ameriprise Financial
Gregory Clifton ∙ Clifton Capital Partners
Bryan Clintsman ∙ Clintsman Financial Planning
August 2012 | WMD-3
Award winners listed by primary services and listed alphabetically by last name.
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Donald Cohen ∙ Morgan Stanley Smith Barney
Patrick Fontana ∙ Merrill Lynch
Scott Cohen ∙ Waldman Bros
Joe Foster ∙ Foster Financial Group
Karl Cole ∙ LPL Financial
Michael Franklin ∙ The Asset Preservation Group
Richard Colleoni ∙ Morgan Keegan & Company
Patrick Freeman ∙ Freeman Wealth Management
Rob Cox ∙ Quest Capital Management
George Galanis ∙ Morgan Stanley Smith Barney
Philip Crew ∙ Morgan Stanley Smith Barney
Joseph Galloway ∙ Ameriprise Financial Services,
Inc.
Carl Cuff ∙ Ayco/Goldman Sachs
Jeff Cummins ∙ Spectrum Financial Group
Michael Dallas ∙ Michael Dallas Wealth
Management
Bryce Danley ∙ Ameriprise Financial Services, Inc.
William E. Dendy ∙ Elite Financial Management
Page 24
Page 38
Lora Hoff ∙ IPI Wealth Management Dallas
Page 39
Sullivan Holland ∙ Merrill Lynch
Jeremy Hudson ∙ Howard Financial Services
Matt Irwin ∙ Ameriprise Financial Services, Inc.
Leslie Jackson ∙ Jackson Investment Associates
Page 34
Jaime Galvan ∙ Spectrum Financial Group
David P. James ∙ James Financial Group
Page 34
Mason W. Gann ∙ Milkie Ferguson Investments
Mark Jenison ∙ AXA Advisors
Chris Garcia ∙ Ameriprise Financial Services, Inc.
Ron Johnson ∙ Morgan Stanley Smith Barney
Frances Gardner ∙ ARMOR Wealth
Management Page 33
Charles Jones ∙ Ameriprise Financial Services, Inc.
Carlos Garza ∙ First Command Financial Services
Bryan Keever ∙ Ameriprise Financial Services, Inc.
Glenda D. Kemple ∙ Kemple Capital
Allen Kent Dennis ∙ Merrill Lynch
John Gay ∙ Frisco Financial Planning
E. Kim Dignum ∙ Dignum Financial Partners
Roger Gekiere ∙ Navigation Financial
Charles King ∙ Inspire Financial Group
Page 15
John F. Donovan ∙ Lincoln Financial Advisors/
Strategic Wealth Partners
Allen Gibson ∙ Ameriprise Financial Services,
Inc. Page 14
Jacob King ∙ Beaird Harris Wealth Management
Patrick Dougherty ∙ Dougherty Wealth
Management
Henri Glover ∙ HG Tailored Financial Services
Shaun Dowling ∙ Howard Financial Services
Terry Doyle ∙ Doyle and Associates/Ameriprise
Financial Services, Inc.
Donald Goerner ∙ Spectrum Advisors
Alan Goldfarb ∙ Weaver Wealth Management
Todd Green ∙ Perennial Financial Solutions
Eli Dragon ∙ Money Matters
Craig Greenway ∙ SFMG Wealth Advisors
David Dryden ∙ Insight Wealth Partners
Barney Grossman ∙ Morgan Stanley Smith Barney
Mark Duckworth ∙ Morgan Stanley Smith
Barney Page 37
Ricky Grunden, Sr. ∙ Grunden Financial
Advisory Page 29
Mary H. Durie ∙ Quest Capital Management
Barton Gunter ∙ LPL Financial
Tom Dwyer ∙ Financial Design Group
Steven Hagemann ∙ Navigation Financial
Brian Eckeberger ∙ Genesis Financial Group
Patricia Hammond ∙ Carter Financial
Management Page 12
Tandy Ervin ∙ LPL Financial
Page 38
Chip Eubank ∙ Eubank Hutson & Associates
Carol Harper ∙ Ameriprise Financial Services,
Inc. Page 38
Art Fahim ∙ Ameriprise Financial Services, Inc.
Curtis Harris ∙ Evos Financial
John Farris ∙ MPACT Financial Group
James Harvey ∙ Morgan Stanley Smith Barney
Deborah Federick ∙ Ameriprise Financial
Chris Hatton ∙ Money Matters
Christopher Fess ∙ Fess Financial
Page 33
Richard Fielder ∙ Morgan Stanley Smith Barney
Mark Fillnow ∙ Ameriprise Financial Services, Inc.
Tiffany Finney-Johnson ∙ JWA Financial Group
WMD-4
| August 2012
Crystal Hawkins ∙ CFO4Life
John Michael Hemp ∙ Stratford Consulting
Darren Hill ∙ Morgan Stanley Smith Barney
Terry Hill ∙ Terry Hill & Associates
Tyson King ∙ Inspire Financial Group
Page 15
Mitchell Kramer ∙ Fluent Financial
Thomas Kroehle ∙ Income by Design
Kevin Kuhnel ∙ Merrill Lynch
Carl J. Kunhardt ∙ Quest Capital Management
Travis Ladner ∙ Ameriprise Financial Services, Inc.
Brian Langford ∙ Middlebrook Lee and Langford/
Ameriprise Financial Services, Inc.
James Larkin ∙ Ameriprise Financial Services, Inc.
David Lavallee ∙ First Command Financial Services
Lucas Lawson ∙ Lifetime Strategies Group
Chris Leap ∙ Leap Wealth Management/Ameriprise
Bryan Lee ∙ Strategic Financial Planning
Charles Lee ∙ Middlebrook Lee and Langford/
Richard Lee ∙ Lee Financial Corporation
Page 17
James Lehman ∙ Wolfe Lehman Wammack &
Associates/Ameriprise Financial Services, Inc.
Page 32
Dwayne Leleux ∙ Southwest Securities
Woody Levinson ∙ LS Wealth Strategies
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Brett Levy ∙ Merrill Lynch
Bruce Lewin ∙ Lewin Wealth Management
Chris Lewis ∙ Lewis Brown
Thomas Montgomery ∙ Montgomery Coscia
Greilich
Kevin Moore ∙ Moore Financial Group
Gerald Robinson ∙ LightForce Financial
Paul Robinson ∙ Robert W. Baird & Company
Shawn Moore ∙ Morgan Stanley Smith Barney
Eduardo Rodriguez ∙ Lee Financial Corporation
Page 17
Ken Moraif ∙ Money Matters
Craig Rogers ∙ Rogers Wealth Group
Brent Morton ∙ First Financial Equity Corporation
Richard Rogers ∙ RBC Wealth Management
Scott Mulloy ∙ Ameriprise Financial Services, Inc.
Toni Rose ∙ Flagship Financial Group
Mark Mundy ∙ Mundy Financial Solutions
Kimberly Rule ∙ LPL Financial
Donald Murphey ∙ AXA Advisors
David Russakov ∙ Charles Schwab & Company
Steve Namy ∙ Investment Professionals
Bill Saplicki ∙ LS Wealth Strategies
Tim Lowry ∙ Dean Jacobson Financial Services
Luisa Nemati ∙ Weaver Wealth Management
John Loyd ∙ LPL Financial
Jeremy Newton ∙ LPL Financial
Barbara Saunders ∙ Saunders & Associates
Page 31
David Luellen ∙ Ayco/Goldman Sachs
Don Noblit ∙ Don Noblit Associates
Blaine Malcolm ∙ The Botsford Group
Stacy C. Notley ∙ THE MANNING GROUP
Page 39
Page 18
Steve Lindberg ∙ Lindberg Financial
Brent Little ∙ Odyssey Wealth Management
Steven Lorio ∙ Lorio Wealth Management
Chris Lott ∙ Smith Anglin Financial
Bill Lourcey ∙ Walton & Lourcey
Lloyd Lowe ∙ LD Lowe Wealth Advisory
Page 16
James Marsden ∙ Atlas Wealth Advisors
Randy Matthews ∙ Matthews Wealth
Management Page 30
Dan Mauck ∙ Clintsman Financial Planning
R. Scott Maxwell ∙ Talis Advisory Services
Walter May ∙ May Financial Solutions
Jonathan Mazur ∙ Luke Financial Company
Stewart Mc Lauchlan ∙ Ameriprise Financial
Services, Inc.
Sean McGrath ∙ Morgan Stanley Smith Barney
Lynn McIntire ∙ Cadent Capital
Tom McIntire ∙ Cadent Capital
Charla McIntyre-Fields ∙ Ameriprise Financial
Services, Inc.
Doug McKelvey ∙ Morgan Stanley Smith Barney
Levi McMellian ∙ CFO4Life
David Meadors ∙ Morgan Stanley Smith Barney
Page 20
Lisa Rapfogel Ostroff ∙ Allegiant Wealth
Management Page 39
Page 23
Susan Schildt ∙ Stratford Consulting
Jeff Schuetts ∙ Merrill Lynch
Cari Schulz ∙ Morgan Stanley Smith Barney
Roger Shake ∙ Legacy Consulting Group
Ken Painter ∙ KPLL Private Wealth
A. Michael Sheff ∙ Morgan Stanley Smith
Barney Page 39
Jason Palmer ∙ Ameriprise Financial Services, Inc.
Kyle Shores ∙ The Botsford Group
Robert Pearson ∙ Morgan Stanley Smith Barney
Page 21
Lawrence Silverman ∙ CFO4Life
Charles Pepkin ∙ Ameriprise Financial Services,
Inc.
David Peterson ∙ Peak Capital/United Capital
Thomas Philipp ∙ Professional Wealth Management
Group
Dana Pingenot ∙ Lee Financial Corporation
Page 17
Kevin Pittman ∙ Ameriprise Financial Services, Inc.
Betty Poage ∙ Ameriprise Financial Services,
Inc. Page 39
Paul Pomeroy ∙ LPL Financial
Jason Potts ∙ Lifetime Wealth Management
Robert Silvestri ∙ Morgan Stanley Smith Barney
Page 35
Bill Skelton ∙ Southwest Securities
M. Scott Slayton ∙ MetLife Financial Group of the
Southwest
W. Philip Smiley ∙ Ameriprise Financial
Michael J. Smith ∙ Lifetime Strategies Group
Shawn Smith ∙ Smith & Associates/Ameriprise
Jennifer Snee ∙ Ameriprise Financial Services, Inc.
Ted Snow ∙ Snow Financial Group
David Medlin ∙ Ameriprise Financial Services, Inc.
David Quick ∙ Hearthstone Financial
Lynn Soderstrom ∙ Ameriprise Financial Services,
Inc.
Jim Middlebrook ∙ Middlebrook Lee and Langford/
Teresa Quinn ∙ Lee Financial Corporation
Page 17
Mark Stegman ∙ Ameriprise Financial Services,
Inc. Page 36
Marcia H. Miller ∙ Ameriprise Financial Services,
Inc.
James Rees ∙ Stoneway Financial
Renee Sterling ∙ Morgan Stanley Smith Barney
Mike Reppert ∙ Spectrum Advisors
Page 10 & 11
Richard Stevens ∙ Stevens Financial Group
Page 40
Darrell Roberts ∙ Ameriprise Financial Services,
Inc.
Gordon Stevenson ∙ Morgan Stanley Smith Barney
Michael Mills ∙ Mike Mills Wealth Management
Cynthia Montgomery ∙ Red Oak Financial Group
August 2012 | WMD-5
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John Stockton ∙ Financial Coaching
Sean Weaver ∙ Whitney Wetzel & Kuether
Chad Bagley ∙ Edward Jones
Steven Stratton ∙ New York Life Insurance
Company
James Webb ∙ Webb Financial
Merry Lyn Bagwell ∙ Wells Fargo Advisors, LLC
Jennifer Wells ∙ Ameriprise Financial Services, Inc.
Mark Baker ∙ RBC Wealth Management
James Whiddon ∙ JWA Financial Group
Gregg Ballew ∙ Westwood Trust
Drew Swedlund ∙ Merrill Lynch
Roger Whitney ∙ Whitney Wetzel & Kuether
Dan Barlow ∙ Wells Fargo Advisors, LLC
Viktor Szucs ∙ Morgan Stanley Smith Barney
Brandon Williams ∙ American Airlines Federal
Credit Union
David Barnes ∙ Credit Suisse
Sandra Strohmeyer ∙ Ameriprise Financial Services,
Inc.
Sammy Tally ∙ BFT Financial Group
Michael Tannery ∙ Tannery & Company Wealth
Management
Norman Williams ∙ Senior Asset Protection
Services Page 36
Clifton Barrett ∙ Edward Jones
Paul Bateman ∙ Ameriprise Financial Services, Inc.
Tim Wilson ∙ Wealth Management Group
Page 26
Kris Beaulieu ∙ Clarity Financial Group
David E. Taylor ∙ Raymond James & Associates
R. Jeff Taylor ∙ Ameriprise Financial Services, Inc.
Jeffrey Wolf ∙ WealthStar Advisors
William Taylor ∙ Cypress Wealth Management
Eric Wolfe ∙ Wolfe Lehman Wammack &
Page 32
Ricky Bingham ∙ RLBingham Financial Group/
MetLife Page 37
Carolyn Teschemacher ∙ Navigation Financial
Chuck Titterington ∙ Ameriprise Financial
Services, Inc.
Jon Wych ∙ Merrill Lynch
Emerson Bell ∙ Fee-Only Financial Planning
Jonathan Black ∙ Merrill Lynch
Tony Blauvelt ∙ Edward Jones
Michael Bless ∙ Wells Fargo Advisors, LLC
Roy Todd ∙ My Own Money
Billy Yarbrough ∙ Ameriprise Financial Services,
Inc.
Duke Tran ∙ RBC Wealth Management
Chris S. Young ∙ Quest Capital Management
Sonja Blumoff ∙ Merrill Lynch
Insurance
Jim Bowers ∙ Morgan Stanley Smith Barney
Richard Treta ∙ Lincoln Financial Advisors
Trudy Turner ∙ Robertson Griege & Thoele
Kyli Vardeman ∙ Ameriprise Financial Services,
Inc.
Neal Vasso ∙ Vasso & Associates/Ameriprise
Derek Vaughn ∙ Ameriprise Financial Services, Inc.
Phil Vick ∙ Sovereignty Advisors
Steven Wachs ∙ Legacy Consulting Group
Michael Walden ∙ Ameriprise Financial Services,
Inc.
Tammie Walker ∙ Ameriprise Financial Services,
Inc.
Dusty Wallace ∙ Lee Financial Corporation
Page 17
Larry Wallace ∙ BrokersXpress
Kyle Walters ∙ Atlas Wealth Advisors
Paul Baker ∙ Paul Baker Insurance Agency
Danny Boyce ∙ Lee Financial Corporation
Page 17
Gus Bates III ∙ Gus Bates Insurance & Investments
Cindy Brewington ∙ Edward Jones
Don Grogan ∙ New York Life Insurance Company
Jeffrey Bridges ∙ Morgan Stanley Smith Barney
Corey Metz ∙ Metz Insurance & Financial
Don Brock ∙ Edward Jones
Stephen Newton ∙ Primerica
Brian Brode ∙ Merrill Lynch
Kirk Quaschnick ∙ Mogul Wealth Strategies
Ken Brown ∙ Maplewood Investment Advisors
Investments
Michael Brown ∙ Edward Jones
Austin Adams ∙ LPL Financial
James Aldendifer ∙ Morgan Stanley Smith Barney
J. Timothy Allen ∙ Wells Fargo Advisors Financial
Network, LLC
Michael Busch ∙ Vogel Financial Advisors
Bill Callis ∙ Southwest Securities
Frank Aswad ∙ Edward Jones
| August 2012
David Burgess ∙ Rhodes Securities
Michelle Calabro ∙ RBC Wealth Management
Dexter Ward ∙ Dexter Ward
WMD-6
Wayne Bruns ∙ Merrill Lynch
Brett Anderson ∙ International Research & Asset
Management
Frankie Andrew ∙ Wells Fargo Advisors, LLC
George Warner ∙ Wealth Management Group/
American National Bank Page 26
Rick Brown ∙ RL Brown Financial
Zachary Allen ∙ Disciplined Advisors Group
Clint Wammack ∙ Wolfe Lehman Wammack &
Page 32
Page 40
Phillip Blevins ∙ Wells Fargo Advisors, LLC
Roger Asel ∙ Certified Financial Strategies
James Aughenbaugh ∙ Morgan Stanley Smith
Barney
John Carpenter ∙ Merrill Lynch
Lois Cartwright ∙ Merrill Lynch
Marcelo Castaneda ∙ Charles Schwab & Company
Richard Cather ∙ Merrill Lynch
Blake Cecil ∙ Merrill Lynch
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Robert Chase ∙ Ameriprise Financial Services, Inc.
Mark Fields ∙ EstateMark Financial
Janet Hanna ∙ Edward Jones
Michael Chauvenet ∙ Capital and Insurance
Resources
Gerald Finley ∙ SWS Financial Services
Harvey Harper ∙ Edward Jones
Mark Finley ∙ The Finley Agency
Samuel Harrell ∙ Morgan Stanley Smith Barney
Alan Folz ∙ Morgan Stanley Smith Barney
Emily Harwood ∙ Charles Schwab & Company
John Ford ∙ Mercantile Advisors
Dan Heard ∙ Morgan Stanley Smith Barney
Richard Frazar ∙ Westwood Trust
Brian Hendon ∙ Edward Jones
Kevin Freeman ∙ Freeman Global Investment
Counsel
John Hetzel ∙ JWA Financial Group
Steven Chensky ∙ Merrill Lynch
Kelley Clowe ∙ Capital West Securities
Doug Cochran ∙ LPL Financial
Rusty Cooper ∙ Morgan Stanley Smith Barney
Mischelle Copeland ∙ Wells Fargo Advisors, LLC
Page 27
Robert Cordiak ∙ J.P. Morgan Securities
Steve Cotton ∙ Cotton-Adams Financial Group
Page 27
David Cox ∙ Merrill Lynch
Matthew Dann ∙ Wells Fargo Advisors, LLC
Scott Davidoff ∙ Wells Fargo Advisors, LLC
Michael Gage ∙ Wells Fargo Advisors, LLC
John Gallagher ∙ Principal Financial Group
Vernon Gang, Jr. ∙ Wells Fargo Advisors, LLC
Charles Garner ∙ Ameriprise Financial Services,
Inc.
Wayne Garrett ∙ Snow Garrett Wealth
Management Page 32
Lorie Gebbie ∙ Wells Fargo Advisors, LLC
Page 27
Robert DeBeer ∙ Merrill Lynch
Brian Hobbs ∙ TH Wealth Management
David Hobbs ∙ Raymond James & Associates
Gary Holland ∙ Holland Investment
Management Page 29
Kim Holland ∙ Managed Assets/LPL Financial
Robert Holman ∙ Edward Jones
Christopher Holtby ∙ Midland Wealth Management
James Hopson ∙ Capital Advisory Group
Steven Gendler ∙ Alliance Financial Group
Robert Hrnicek ∙ Morgan Stanley Smith Barney
Page 34
Kevin Dickey ∙ Morgan Stanley Smith Barney
Jennifer George-Smith ∙ American National
Bank of Texas Page 26
Gary Hughes ∙ Nick Campbell Financial Group/
LPL Financial
David Diesslin ∙ Diesslin & Associates
John Gilbert ∙ SMH Capital Advisors
Mitchell Hurwitz ∙ MSH Asset Management
Robert Dilworth ∙ Merrill Lynch
M. DeLene Gilbert ∙ Evos Financial
Don Donnally ∙ J.P. Morgan Securities
Sonia Ginnell ∙ Merrill Lynch
Gregory Hutcheson ∙ Morgan Stanley Smith
Barney
Doug Dyer ∙ Money Matters
Wendy Edwards ∙ Wells Fargo Advisors, LLC
Nick Giorgio ∙ Ameriprise Financial Services,
Inc. Page 38
Stephen Engels ∙ Wells Fargo Advisors, LLC
Damon Gonzalez ∙ Domestique Capital
Don Jacobson ∙ Dean Jacobson Financial Services
Nicholas English ∙ Westwood Trust
Pamela Gothard ∙ Wells Fargo Advisors, LLC
Page 33
David Jennings ∙ Morgan Stanley Smith Barney
Todd Gough ∙ Ironwood Recovery Management
Tom Decker ∙ Wells Fargo Advisors, LLC
Jim DePue ∙ Edward Jones
Page 37
Stephen Engro ∙ Beacon Financial Group
Page 28
Terry Ingram ∙ Coble-Cravens Financial Services
Dewey Isom ∙ Raymond James & Associates
Leonard Johnson ∙ Wells Fargo Advisors, LLC
Richard Erwin ∙ Investors Asset Management
Kevin Gray ∙ Ayco/Goldman Sachs
Doug Jones ∙ Lee Financial Corporation
Page 17
JoAnn Eubank ∙ Ameriprise Financial Services,
Inc. Page 38
Stephanie Groschup ∙ Groschup Martin Wealth
Management Group
T. Montgomery Jones ∙ FCM Investments
Page 13
Andy Evans ∙ Wells Fargo Advisors, LLC
Page 38
Joseph Guffey ∙ Raymond James & Associates
Sheila Kaplan ∙ Merrill Lynch
Steven Gundy ∙ GS Wealth Management
Keith Karnes ∙ Wells Fargo Advisors, LLC
Chuck Evans ∙ RBC Wealth Management
Scott Gunnip ∙ Morgan Stanley Smith Barney
Thomas Karsten ∙ Karsten Advisors
Jeffrey Everett ∙ Talis Advisory Services
Kevin Hadawi ∙ Wells Fargo Advisors, LLC
Jack Kaye ∙ Edward Jones
Terry Farester ∙ Sunbelt
Scott Hammel ∙ AWA
Langford Keith ∙ Morgan Stanley Smith Barney
Robert Hamrick ∙ Hamrick Financial
Paul Kiehn ∙ Atherton Kiehn & Byrnes
Sarah H. Hancock ∙ Hancock-Smith
Leslie Killgore ∙ Active Wealth Management
Justin Farris ∙ The Farris Group
Page 38
Michael Felker ∙ Ameriprise Financial Services, Inc.
Jason Fernandez ∙ Wells Fargo Advisors, LLC
Valli Kindred ∙ Kindred Stephens Financial Group
August 2012 | WMD-7
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Brian Payne ∙ Wells Fargo Advisors, LLC
Page 35
Kerry Knox ∙ Merrill Lynch
Daniel McVeigh ∙ Merrill Lynch
Ernie Koestner ∙ Wells Fargo Advisors, LLC
David Megarity ∙ Wells Fargo Advisors, LLC
Diane Lacina ∙ Southwest Securities
James Mewhinney ∙ Morgan Stanley Smith Barney
Terry Landry ∙ Wells Fargo Advisors, LLC
Susan Meyer ∙ Edward Jones
Dan Peters ∙ Lee Financial Corporation
Page 17
Mark Larimore ∙ Larimore Financial Group
Stephen Middlebrook ∙ Milkie Ferguson
Investments
Gordon Peterson ∙ International Research & Asset
Management
Shott Miller ∙ Merrill Lynch
Paul Pittman ∙ Edward Jones
Fredrick Lehman ∙ Morgan Stanley Smith Barney
Linda C. Mills ∙ Mills & Kernan Wealth
Management
Adam Prewett ∙ Prewett Financial
John Lemak ∙ Sandor Capital Management
Robert Mitchell ∙ Morgan Stanley Smith Barney
Neal Logan ∙ Edward Jones
Anthony Mobly ∙ Edward Jones
Joseph Logsdon ∙ American National Bank of
Texas Page 26
John Mockovciak ∙ Robert W. Baird & Company
Kristie Leatherberry ∙ Charles Schwab & Company
John Ledford ∙ Morgan Stanley Smith Barney
Sid Lorio ∙ Lorio Wealth Management
Steven Lugar ∙ Beaird Harris Wealth Management
Dana Lundquist ∙ Allstate Financial Services
Henry Luskey ∙ Morgan Stanley Smith Barney
Christopher Moino ∙ Morgan Stanley Smith Barney
Francis Moise ∙ Prospera Financial Services
Brian Moore ∙ Merrill Lynch
Marie Moore ∙ Morgan Stanley Smith Barney
Michael Peschel ∙ Wells Fargo Advisors, LLC
George Price ∙ Edward Jones
Jeffery Price ∙ Merrill Lynch
Lee Price ∙ Smith Anglin Financial
Brian Rahlfs ∙ Rahlfs Capital
Jeff Rasco ∙ Rasco & Rasco
Page 35
Gerald Ray ∙ Gerald L. Ray & Associates
Page 28
Joseph Ray ∙ Gerald L. Ray & Associates
Page 28
James Madden ∙ RBC Wealth Management
Mark Morgan ∙ Porter Morgan & Associates
Wealth Management
Larry I. Magid ∙ Wells Fargo Advisors, LLC
John Muse ∙ LPL Financial
Michael Magruder ∙ Wells Fargo Advisors, LLC
John Reagan ∙ Wells Fargo Advisors, LLC
Steve Nagel ∙ Merrill Lynch
Thomas Maikowski ∙ Thomas H. Maikowski &
Associates
Micky Reeves ∙ JWA Financial Group
Michael Nettleton ∙ Morgan Stanley Smith Barney
William Rich ∙ Wells Fargo Advisors, LLC
Brant Newman ∙ Merrill Lynch
Robert Nicholas ∙ Wells Fargo Advisors, LLC
Jamie Richardson ∙ ViewPoint Investment
Group Page 30
Jim Nielsen ∙ LPL Financial
Jake Richter ∙ Edward Jones
David Noonan ∙ Morgan Stanley Smith Barney
Page 39
Kelly Rigas ∙ KR Wealth Management
Charles Manthey ∙ Bluechip Financial Planning
Brian Marks ∙ Merrill Lynch
Carolyn Martin ∙ Groschup Martin Wealth
Management Group
Wayne Maynard ∙ Merrill Lynch
Larry Ray ∙ Wells Fargo Advisors, LLC
Elizabeth Rivera ∙ Southwest Securities
Page 22
David McBee, Jr. ∙ Wells Fargo Advisors, LLC
Robert Nursey ∙ IVY LEAGUE Retirement
Planning
Greg McCoy ∙ Wells Fargo Advisors, LLC
Jeffrey Ockwood ∙ Morgan Stanley Smith Barney
Justin McDonald ∙ Morgan Stanley Smith Barney
Bruce Robinson ∙ Maplewood Investment Advisors
Randy Odom ∙ Wells Fargo Advisors, LLC
Page 39
Mark Robinson ∙ The Watchman Group
Page 35
Hank O’Neill ∙ Merrill Lynch
Guy Rodgers ∙ Edward Jones
Thomas Pace ∙ Eagle Strategies
Michael Rodriguez ∙ Merrill Lynch
Jeff Paladini ∙ Karsten Advisors
Chris Paladino ∙ Milkie Ferguson Investments
Charles Romig ∙ Morgan Stanley Smith Barney
Page 31
Matt McKinney ∙ Arcon Wealth Management
James Palmer ∙ Palmer Retirement Consultants
Ben Roth ∙ J.P. Morgan Securities
Mark McLeland ∙ Merrill Lynch
Jason Parker ∙ Morgan Stanley Smith Barney
Peter Ruth ∙ Maplewood Investment Advisors
Daniel McPherson ∙ McPherson Personal Asset
Management
W. Donald Parr ∙ Merrill Lynch
Cynthia Salles ∙ RBC Wealth Management
Kenneth McDonald ∙ Bernstein Global Wealth
Management
Mac McDowell ∙ McDowell Capital Management
of Raymond James
Spencer McGowan ∙ McGowanGroup Asset
Management Page 19
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| August 2012
Ricardo Roberto ∙ Edward Jones
Jeff Sandene ∙ Sandene Strategies
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Jeff Sanders ∙ Edward Jones
Joel Tannebaum ∙ Morgan Stanley Smith Barney
Trey Sartin ∙ Wells Fargo Advisors, LLC
William Tenney ∙ Morgan Stanley Smith Barney
Craig Saunders ∙ Ameriprise Financial Services,
Inc.
John Thane ∙ Merrill Lynch
Jeff Schmeltekopf ∙ Dean Jacobson Financial
Services
Bradley Thomas ∙ Morgan Stanley Smith Barney
Terry Thompkins ∙ Wells Fargo Advisors, LLC
James Scott ∙ Milestone Wealth Strategies
Paul Thompson ∙ Signal Securities
Amber Seale ∙ Edward Jones
Rebecca Thompson ∙ BenchMark Financial
Services
James R. Shelton ∙ Shelton Financial Group
Keith Shelton ∙ Wells Fargo Advisors, LLC
Page 40
Jeanie Wyatt ∙ South Texas Money Management
Peggy Zarro ∙ Wells Fargo Advisors, LLC
Mark Theriault ∙ Wells Fargo Advisors, LLC
Paul Schmitz ∙ Morgan Stanley Smith Barney
Erik Severson ∙ Thrivent Financial for Lutherans
Richard Wright ∙ Fiduciary Financial Services of
the Southwest
Bret Zimmerman ∙ Zimmerman Investment
Money Management
Taxation
Jack Auldridge ∙ AuldridgeGriffin
Pat Beaird ∙ Beaird Harris Wealth Management
Christopher Troseth ∙ Investors Asset Management
Shelley Turner ∙ Wells Fargo Advisors, LLC
Jon Chester ∙ M. Sterling/Sterling’s Bookkeeping
and Tax
James Creel ∙ Brackett and Ellis
Peggy D. Tyler ∙ Wells Fargo Advisors, LLC
William Gary Dunlap ∙ Pineider Ford and
Associates
Brian Shepherd ∙ Edward Jones
Gail Utter ∙ Wells Fargo Advisors, LLC
Steven Shi ∙ Wells Fargo Advisors, LLC
Eric VanderDrift ∙ MPACT Financial Group
Brandon Simmons ∙ Ameriprise Financial Services,
Inc.
John Vann ∙ Rushmore Investment Advisors
Lori Eads ∙ Bland Garvey Eads Medlock +
Deppe Page 37
Craig VanWinkle ∙ Wells Fargo Advisors, LLC
Graciela Gutierrez ∙ Southwest Securities
Ronald Simmons ∙ Retirement Advisors of America
Walter Virden ∙ Virden Chapman & Virden
Donald Harris ∙ Beaird Harris Wealth Management
James Simpson ∙ CUSO Financial Services
Lindsay Vitovsky ∙ ARMOR Wealth Management
Walt Hatter ∙ Hatter & Associates
Frank Sloan ∙ Sloan Wealth Management
Todd Wagner ∙ Comerica Bank
Lois Kapp ∙ Kapp & Miller
Ralph Smith ∙ Ralph Smith Financial
Casey Waits ∙ Waits Financial Group
Alan Levi ∙ Alan H. Levi
Kim Snider ∙ Snider Advisors
Bo Walker ∙ Merrill Lynch
Edward Mercer ∙ Burds Reed & Mercer
Gunnar Soland ∙ SWS Financial Services
Robert Walker ∙ Morgan Stanley Smith Barney
Steven Miller ∙ Steven E. Miller
Richard Sowden ∙ Frontier Investment
Management Company
Gary Walsh ∙ Luther King Capital Management
Page 40
Daniel Novakov ∙ Greenberg Traurig
Beth Sparks ∙ Wells Fargo Advisors, LLC
Peter Warren ∙ Wells Fargo Advisors, LLC
Joseph Stack ∙ Wells Fargo Advisors, LLC
Karen Roberton ∙ David L. Prince, CPA
Brad Weddle ∙ LPL Financial
Christi Staib ∙ Staib Wealth Management
Page 40
Lewis Rubinstein ∙ Lewis Rubinstein, CPA
Stephen Wheeler ∙ Wells Fargo Advisors, LLC
Page 40
Ware Shipman ∙ Biggs & Shipman
L. Dale Stamps ∙ Spar Investment Counsel
Robert Whittenburg ∙ Wells Fargo Advisors, LLC
Michael Steinberg ∙ Wells Fargo Advisors, LLC
Page 40
Jon Williams ∙ Wells Fargo Advisors, LLC
Chad Stephens ∙ Kindred Stephens Financial Group
Michael Stillman ∙ International Research & Asset
Management
Scott Strange ∙ LPL Financial
Cheryl Sutter ∙ Wealth Management Group
Page 26
Page 25
Terry Williamson ∙ Wells Fargo Advisors, LLC
Alex Winslow ∙ The Northern Trust Company
Carrine Reilly ∙ CliftonLarsonAllen
Jennifer Sicking ∙ Ken Hughes & Associates
Mark Snyder ∙ Mark G. Snyder
Gail Wills ∙ Gail D. Wills, CPA
D. Dale Wofford ∙ D. Dale Wofford
Mark Witte ∙ Wells Fargo Advisors, LLC
Daniel Woodard ∙ EECU Investment Services
Page 40
Larry Wright ∙ Morgan Stanley Smith Barney
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and the federally registered CFP (with flame logo) in the U.S., which it awards to individuals who
successfully complete CFP Board’s initial and ongoing certification requirements. The Chartered Financial Consultant credential [ChFC®] is a financial planning designation awarded by The American College.
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Mike Reppert
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The Spectrum Advisors Team
We Manage Wealth With a Caring, Competent and Creative Team Approach
• Serving our clients’ best interests for more than 30 years has been the cornerstone of success
• Recognized as one of the most respected wealth advisory firms in publications and awards
• Sharing comprehensive advice and creative strategies for clients’ maximum control and efficiency
Titles: Senior Partner, Financial Advisor
Credentials: CFP®, CSA
Our mission is to help clients create, protect and preserve wealth with a caring, competent and creative team approach.
We established the firm in 1982 with the philosophy that we wanted to build long-term relationships with people to help them with a significant
area of life, their financial management, and advise them with integrity. We believed that if we served them with their best interests in mind and
a personal touch, we could develop a successful business. Year after year, these principles have paid off to grow a great group of clients that we
love to serve.
We have received numerous industry awards, been featured in Forbes, D Magazine and Who’s Who, reinforcing that the principles of client first,
integrity, vision and diversification would reward us and our clients. Our comprehensive approach along with utilizing cutting-edge strategies
and systems allows us to help our clients gain maximum control and efficiency in managing their wealth.
15301 Spectrum Drive, Suite 115 • Addison, TX 75001
Addison: (972) 931-3700 • Arlington: (817) 461-2177
www.spectrumadvisors.net
Securities offered through Kalos Capital, Inc., 3780 Mansell Road, Suite 150, Alpharetta, GA 30022, (678) 356-1100. Mike Reppert is not an affiliate or subsidiary of Kalos Capital, Inc.
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Carter Financial Management Team
Wealth Management for This Generation and the Next
Areas of Focus:
Customized Retirement
Income and Advanced
Financial Planning
Left to right: Joel Berg, Sue Spellman, Jonathan Meaney, Brandon Ratzlaff, Steve McDonald,
Five Star winners Bill Carter and Patty Hammond
• Founded in 1976
• Unmatched professionalism delivered with genuine personal care
• An endless pursuit to inform and educate clients
Specializations: Corporate Executives, Entrepreneurs, Physicians, Attorneys and Retirees
Carter Financial Management is an independent firm
passionate about the value financial planning and integrated
wealth management services bring to our clients. With more
than 35 years of experience and overseeing more than $700
million in client wealth in Texas and across the nation, Carter’s
team and the financial advisors shown above have one simple
goal: to improve the quality of our clients’ financial lives.
Known for the thoroughness of our financial planning and
investment approach, our personalized client experience and
our commitment to client education, Carter continues to invest
heavily in our world-class, cohesive wealth management team
with the single focus of achieving our clients’ financial goals.
Carter Financial Management
12222 Merit Drive, Suite 1800 • Dallas, TX 75251
Office: (214) 363-4200 • Toll-free: (800) 523-1311
www.cascfm.com
Carter Financial Management is an independent firm. Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC.
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FCM Investments Team
T. Montgomery Jones, Managing Partner
Investment management
for high-net-worth
individuals
Left to right: Stephanie Manter, four-year winner Monty Jones, David Lewis and Michael Wu
• Independent boutique manager serving a limited number of private clients
• Emphasizing growth stocks on a global basis and quality bonds
• Tax efficiency in separate accounts; no outside funds utilized
Designations: MBA, CFA
FCM Investments takes a long-term approach to relationships
and investing. Since our founding in 1987, we have focused
exclusively on the prudent stewardship of our clients’ portfolios.
Our clients are private investors — individuals, families, their
trusts and private foundations — more than three-quarters
of whom have relied on FCM to manage their securities for
at least a decade. Our chief goals are the preservation and
growth of capital through all investment environments.
FCM Investments
2200 Ross Avenue, Suite 4600 West • Dallas, TX 75201
Office: (214) 665-6900
www.fcminvest.com
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Allen Gibson
Working With Clients to Prepare for the Certainty of Uncertainty
Left to right: Four-year winner Allen Gibson and three-year winner Merrill Greer
• We help people plan their lives, not just their finances
• Multigenerational, fee-based financial planning and wealth management
• More than 130 years’ combined experience with offices in Dallas, Tyler and Lufkin
Titles: Private Wealth Advisor, Ed Slott Master Elite IRA Advisor, Business Financial Advisor
Credentials: CFP®, ChFC®, CRPC®, CLTC
It all starts with our team listening to understand what is
important to you … your goals, your values, your family,
your business. Next, we work closely with you to create a
personalized, comprehensive financial plan that includes
collaborating with internal and external advisors. Then we
provide ongoing coaching and monitoring, recommending
adjustments whenever necessary. Our goal is to simplify your
life and help coordinate all the moving parts, so you can focus
on the things that you are passionate about.
“We make a living by what we get, but we make a life by what we
give.” — Sir Winston Churchilll
Gibson, Greer & Associates, a financial advisory practice of Ameriprise Financial Services, Inc.
1308 Village Creek Drive, Suite 2000 • Plano, TX 75093
Allen: (972) 437-4720 • Merrill: (214) 613-5646
[email protected] • [email protected] • allengibson.com
Working with this financial advisor is not a guarantee of future financial success. Investors should conduct their own evaluation of a financial professional. Brokerage, investment and financial
advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients.
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Inspire Financial Group
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Changing the World by Helping Our Clients Realize Their Dreams
Saving, protecting
and investing assets
throughout a lifetime.
Left to right: Chad Harris, two-year winner Charles E. King, Chris Conrad, Tana Barker,
Clifford I. Nichols, J. Bruce Brennan, two-year winner Tyson King and Brian Hart
• Excellent service using a team-based approach
• Constant communication and individual client attention
• Professionals in wealth accumulation, conservation and distribution
True Blue Business — Recognized For Commitment to Clients, Employees and Community
You know that feeling you get when someone says they will do
something by a certain time — and they do? Since 1997, we
have focused on creating this feeling in our clients. It’s simple.
We find out what our clients’ dreams are and then create a
plan to help them realize those dreams. We call it the Dream
Realization Plan, a customized roadmap of a five-stage journey
to financial freedom. Along the way, we passionately serve our
clients through monthly communications, quarterly phone
calls and yearly reviews.
Inspire Financial Group, Inc.
3513 Spectrum Boulevard, Suite 200 • Richardson, TX 75082
Phone: (972) 470-0595 • Toll-free: (866) 323-9151
[email protected] • www.inspirefinancial.com
Securities Offered Through GWN Securities, Inc., Member FINRA, SIPC. GWN Securities, Inc., 11440 N Jog Rd., Palm Beach Gardens, FL 33418, (561) 472-2700.
Inspire Financial Group, Inc. is not affiliated with GWN Securities, Inc.
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LD Lowe Wealth Advisory Group
Partnering With You to Help Fulfill Your Dreams
Financial Planning,
Investment,
Estate Planning
Left to right: Standing: Molly McCarthy, Shane Brewer, Ethan Bonar, three-year winner Lloyd Lowe, Sr.
Seated: Cinda Lowe, Hoot and Judy Rupay
• Providing world-class service
• A boutique firm with resources in every area of life
• Fulfilling your dreams by utilizing our training, tenure and track record
Titles: Lloyd Lowe, Sr., Owner and Founder
Credentials: MBA in Financial Planning, RFC®, CRC®
At LD Lowe Wealth Advisory, we build a bridge to your future.
There’s no cookie-cutter approach; we do it with investments
and plans that are as independent and unique as you are.
Whether it is having more time with those you love, retreating
to that home in the islands or having the time to master any
hobby you choose, your definition of wealth and freedom
counts. We invite you to read Lloyd and Ethan’s new book,
“Life’s Bridges” — it is an easy-to-read blueprint to planning for
the future. One-hundred percent of the proceeds go to Vogel
Alcove. Learn more at www.lifesbridgesbook.com.
4809 Cole Avenue, Suite 330 • Dallas, TX 75205
Office: (972) 335-2523 • Fax: (972) 335-6335
[email protected] • www.ldloweplan.com
LD Lowe Wealth Advisory. A Registered Investment Advisor.
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Lee Financial Corporation
Celebrating 37 Years As a Fee-Only Financial Advisor
Areas of Focus:
High-Net-Worth
Wealth Management
Left to right: Standing: Two-year winner Doug Jones, 2012 winner Dan Peters, three-year winner Richie Lee, 2012 winners Eddie
Rodriguez and Danny Boyce; Seated: Two-year winner Dusty Wallace, three-year winners Dana Pingenot and Teresa Quinn
• Fee-only financial planning and wealth management
• Dedicated advisory team
• Tailored portfolio construction
Credentials: CFA®, CFP®, CLU®, MBA
Since 1975, Lee Financial has helped clients manage the diverse
aspects of wealth to cultivate security, success and fulfillment.
The firm’s process goes beyond advising on financial matters
to helping their clients establish personal goals and manage
their financial-planning needs and opportunities. LFC offers
an experienced team of portfolio managers and in-house
analyst to address clients’ portfolio needs. The firm’s access to
alternative investments compliments its traditional portfolios,
adding an additional level of diversification.
12222 Merit Drive, Suite 1500 • Dallas, TX 75251
Office: (972) 960-1001 • Fax: (972) 404-1123
[email protected] • www.Leefin.com
Different types of investments involve varying degrees of risk. It should not be assumed that future performance of any specific investment or investment strategy, or any non-investment content, will be
profitable, equal any corresponding indicated historical performance level(s), be suitable for your portfolio or individual situation, or prove successful.
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Chris A. Lewis
Client Focused to Help You Succeed
Areas of Focus:
Retirement Planning and
Investment Strategies
Left to right: Claudia Perez Brown, three-year winner Chris A. Lewis and Ty Tran
• Unbiased financial advice
• Retirement planning expertise
• An integrated and comprehensive approach
Titles: President, Registered Principal
Chris A. Lewis and Claudia Perez Brown bring more than 48 experience and the values we share with our clients. The result
years of combined financial experience.
is a custom-tailored approach for helping you pursue your
Together, we founded Lewis Brown with one goal: to help near and long-term investment goals.
families preserve and achieve a financially secure future.
We are honored to have been named Five Star Wealth
Our primary focus is protecting and preserving what matters Managers* for our third year, based on feedback from clients
most to you. This commitment is strengthened by our and industry experts.
5700 West Plano Parkway, Suite 2300 • Plano, TX 75093
Office: (972) 755-9000 • Toll-free: (888) 551-9008
[email protected]
Securities and advisory services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser.
*Five Star award recipients were nominated by either their broker/dealer or peers or were prequalified. They satisfied objective eligibility and evaluation criteria associated with providing quality services to
clients. The criteria includes: active credentialed financial professional for a minimum of five years, favorable regulatory and complaint history, fulfillment of firm’s internal review, accepting new clients, client
retention rates, client assets administered, number of client households, education and professional designations. No fee is paid to be included in the research or on the final list. The award is not indicative of
the wealth managers’ future performance. No more than 7 percent of the wealth managers in a market receive the Five Star award. For more information please visit www.fivestarprofessional.com.
WMD-18
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Spencer McGowan
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McGowanGroup Asset Management, Inc.
MGAM provides cash
flow-based investment
planning.
Left to right: Dominique Henderson, Bobby Boyce, Kathie McWhorter, two-year winner Spencer McGowan,
Sandra Henderson, Vanessa Avila and Alex Tollen
• Excellence in service
• Performance tracking
• Timely advice and counsel
Title: President, McGowanGroup Asset Management, Inc.
Credential: Certified Investment Management AnalystSM
The firm’s expertise extends across multiple investment
categories: traditional safety in fixed income, high cash-flow
strategies and growth with dividends. Investment strategies
emphasize generating income today while preserving capital
for the future.
The approach begins with an investment planning analysis to
understand clients on a more personal level. Every client has a
custom investment plan and detailed strategy created to meet
their goals. The firm’s focus is maximizing client profits while
minimizing costs and providing excellent customer service.
200 Crescent Court, Suite 657 • Dallas, TX 75201
Office: (214) 720-4400 • Toll-free: (866) 550-8008
[email protected] • www.networthradio.com
McGowanGroup Asset Management, Inc. is a Federally Registered Investment Advisory Firm utilizing Pershing LLC, a BNY Mellon Company for asset custody.
Securities offered through independent firm, Spire Securities, LLC, a Registered Broker/Dealer and member FINRA/SIPC.
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David E. Meadors
Meadors Wealth Management Group
at Morgan Stanley Smith Barney
It’s Not Just Your Money, It’s Your Life
• Holistic wealth management
• Personalized client support
• Retirement, financial and estate planning
David E. Meadors, Senior Vice President – Wealth
Management, Senior Portfolio Director;
Beth Hammans, Registered Client Service Associate;
Chelsea Tobias, Senior Client Service Associate;
Hilary Meadors, Senior Marketing Associate
Four-year winner David E. Meadors
David has been a financial advisor since 1994 and focuses on
comprehensive wealth management strategies for individuals
and institutions. He takes the time to help his clients build a life
plan, so together, they can develop a supporting investment
plan. It is his belief that portfolio structure is just as important
as product selection in determining the appropriate asset
allocation to meet the client’s financial objectives. Client
reviews are also an important part of David’s process.
Our areas of focus are comprehensive wealth management
strategies.
Left to right: Chelsea Tobias, four-year winner David E. Meadors,
Hilary Meadors and Beth Hammans
7500 Dallas Parkway, Suite 500 • Plano, TX 75024
Office: (972) 943-7256 • Toll-free: (877) 699-7017
[email protected] • www.fa.smithbarney.com/david.e.meadors
© 2012 Morgan Stanley Smith Barney LLC. Member SIPC.
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Robert D. Pearson
Client Centered, Goal Focused and Planning Driven
Area of Focus:
Comprehensive Financial
Planning
Five Star award winner Robert Pearson and Bolt
• Don’t try to time the market — look to the long term
• Be an owner, not a loaner — stock is ownership, interest comes from loaned money
• Stay diversified and don’t panic — fear negates rational decision making
Titles: Senior Vice President, Financial Advisor
Starting with these three financial rules, I help build portfolios.
That’s simply a tool to help you realize your goals — and the
portfolio should never be the end in itself. Comprehensive
financial planning is my goal, and portfolio management is a
primary instrument to that end.
I am convinced that all successful investing involves constantly
acting toward the realization of goals, and all unsuccessful
investing is based on reacting to whatever the markets happen
to be doing at the moment. This is why my approach is goal
focused and planning driven.
5001 Spring Valley Road • Dallas, TX 75244
Direct: (972) 774-6813 • Toll-free: (877) 392-0793
[email protected] • www.morganstanley.com/fa/robert.pearson
The views expressed herein are those of the author and do not necessarily reflect the views of Morgan Stanley Smith Barney or its affiliates. All opinions are subject to change without notice.
Neither the information provided nor any opinion expressed constitutes a solicitation for the purchase or sale of any security. Past performance is no guarantee of future results.
©2012 Morgan Stanley Smith Barney LLC. Member SIPC.
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Elizabeth Rivera
Bridging the Gap Between Experience and Change
Areas of Focus: LongTerm Investing in Stocks,
Bonds, Mutual Funds and
Insurance
• 29 years of experience in the financial world
• Helping clients to recognize and accomplish goals
• Dedicated to clients’ concerns and needs
Titles: Vice President, Financial Advisor
My reputation has been built on integrity, personal Inc., TACA Inc., Hearts and Hands Alliance, East Dallas Chamber
responsibility and, above all, the belief that clients are top of Commerce and Addison Chamber of Commerce. I enjoy
priority. Being involved in the community is also important helping my clients and their families in this changing world.
to me. My board memberships have included Theatre Three,
8333 Douglas Avenue, Suite 400 • Dallas, TX 75225
Office: (214) 987-5274
[email protected]
Southwest Securities, Inc. Member: NYSE/FINRA/SIPC.
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Craig C. Rogers
Collaborative Wealth Management for Affluent Clients
Wealth enhancement,
protection and transfer
solutions for families
Left to right: Standing: Bill Harrell, Bill Rush, Todd Thompson, Matt Lankford, Rick Wilkinson
Seated: Dale C. Rogers, four-year winner Craig C. Rogers
• Expertise: access to the brightest minds in academia and finance
• Partnership: mutually beneficial relationships where values are aligned
• Discipline: processes to uncover and achieve the goals of our clients
Titles: President, COO
Credential: CEFEX (Centre for Fiduciary Excellence) Investment Advisor Certification
Through our collaborative wealth management process,
we ensure smart decisions are made regardless of market
conditions. Investment plans are designed to achieve what
is most important and are updated as life changes. In trying
to “win the losers game” and achieve what is most important
to our clients, we communicate and measure progress on a
regular basis.
Client approach:
Work closely with clients who share our values.
Philosophy:
Make a significant impact in our clients’ lives.
Best advice I ever got …
Do for clients as you’d do for your own mother.
When I am not at work …
I’m with my family coaching youth sports.
1330 Summit Avenue • Fort Worth, TX 76102
Toll-free: (866) 476-4377 • Office: (817) 334-0351
[email protected] • www.rogerswealthgroup.com
Rogers Wealth Group is an independent fee-only Registered Investment Advisor.
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Expertise, Experience, Integrity and Independence
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The Team at Elite Financial Management
Areas of Focus: Financial
Planning, Retirement,
Income Tax Planning
Left to right: Allison Burdette, Amulet Wang, Courtney Preuit, Tyler Kelly, Matthew Welsh,
Jamie Leach and two-year winner William “Bill” Dendy
• Comprehensive investment, tax, estate and insurance plan
• Offers sound, unbiased advisory coupled with superb personal service
• Steadfast belief in the importance of the client-partnership approach
Credentials: JD, MBA, CPA, PFS, CFP®, CLU®
“The Elite Financial Management team is educated and the CERTIFIED FINANCIAL PLANNER™ credential, Professional Financial
experienced, and the quality of the team is what makes us so Specialist and Chartered Life Underwriter® designations. He
special,” says Five Star award winner William “Bill” Dendy.
teaches classes for financial industry professionals and is a
Bill has helped people build investment portfolios for more member of Mensa, the high IQ society.
than 20 years and leads a team of advisors with offices in Bill is quick to point out that his success is a team effort, and
Dallas, Irving and Midland.
they deserve much of the credit. Elite Financial Management
Dedicated to offering comprehensive services, Bill earned a welcomes the opportunity for new clients and offers
JD and MBA at Southern Methodist University and has earned complimentary first appointments.
Elite Financial Management
5420 LBJ Freeway, Suite 275 • Dallas, TX 75240
Office: (214) 239-4715
[email protected] • www.elitefinancialmanagement.com
Securities and advisory services offered through LPL Financial. A Registered Investment Advisor. Member FINRA/SIPC.
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Gail Utter
Building Confidence With Insight, Education and Concierge Service
Areas of Focus: Retirement
Planning, Investment
Planning, Tax-Free/Taxable
Income
Left to right: Standing: Callie Wynn, Jamie Greene and Natalie Brookins
Seated: Three-year winner Gail Utter
• Named to Barron’s Top 1,000 Financial Advisors for fourth consecutive year
• Named to Barron’s Top 100 Women Financial Advisors for fourth consecutive year
• Four-step forecasting model
Title: Managing Director – Investments
Credentials: MBA, CRPC®
Comprehensive wealth planning begins by listening to you.
Once we understand your unique aspirations, we provide
you with sound financial options appropriate for your
circumstances and your comfort level. With a wide array of
objective resources, we offer both a tactical and strategic
approach to near and long-term results. Utter Financial Group
of Wells Fargo Advisors provides consistent, yet customized
communication, believing that informed clients are good
decision-makers. Our concierge service earns us rave reviews
from those we serve. In addition to Gail Utter, the Utter
Financial Group includes Callie Wynn, Financial Advisor,
Natalie Brookins, Senior Registered Client Associate and Jamie
Greene, Client Associate.
Utter Financial Group of Wells Fargo Advisors, LLC
2027 Texoma Parkway • Sherman, TX 75090
Office: (903) 893-6227 • Toll-free: (800) 876-8221
[email protected] • www.utterfinancial.wfadv.com
Rankings for Barron’s Top 1,000 Advisors are generally based on data provided by over 4,000 of the nation’s most productive advisors. Factors considered: Assets under management, revenues, regulatory record, quality of
practice and philanthropic work. Portfolio performance not explicit component. Barron’s Top 100 Women Financial Advisors criteria was based on quantitative criteria as well as by examining regulatory records and talking
with peers, supervisors, clients and the advisors themselves. Portfolio performance is not a criterion, because most advisors do not have audited track records. Advisor selection is not reflective of individual client satisfaction or
future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0612-00463].
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Located at the American National Bank of Texas
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Wealth Management Group
Resources
Experience
Confidence
Left to right: Two-year winners Tim Wilson, Cheryl Sutter, Joseph Logsdon; Kathy Howe,
two-year winner George Warner; 2012 winner Jennifer George-Smith, Daniel Finch and Jack Tyler
• Independent consulting and advice
• More than 130 years of experience
• Serving north Texas
Credentials: AEP®, AIFA®, CERTIFIED FINANCIAL PLANNER™, CEP®, CFS®, ChFC®, CRCP®, CTFA, RFC®
With a commitment to exceptional service, we build lifelong
relationships by pursuing a focus on the financial planning
process to ensure the advice provided addresses the needs
and expectations of our clients. From retirement to business
succession planning, we have the resources to address your
needs.
Recognized as a Top 25 Largest Wealth Management
Company three years in a row by Dallas Business Journal.*
1010 West Ralph Hall Parkway, Suite 112 • Rockwall, TX 75032
Office: (214) 863-6074
www.anbwealthmanagement.com
*Ranked by value assets under management locally as of December 31st, 2009, 2010 and 2011. Securities offered through
LPL Financial, Member FINRA/SIPC. Insurance products offered through LPL Financial or its licensed affiliates.
Advisory services offered through LPL Financial, a Registered Investment Advisor.
Not FDIC Insured
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No Bank Guarantee
May Lose Value
Not a Deposit
Not Insured by Any Federal Government Agency
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• Providing high-net-worth clients and companies
advice to build, maintain, preserve and transition
wealth
• First-class service built upon a foundation of trust
Left to right: Three-year winner Mischelle Copeland, two-year winner Lorie Gebbie
and Nicole Horton
Mischelle Copeland, First Vice President – Investments
Lorie Gebbie, First Vice President – Investments
Nicole Horton, Financial Advisor
Thank you to our clients and professionals for making this recognition possible yet
again! We are truly humbled by the trust, loyalty and confidence over the years.
We have built a reputation on our service. With more than 65 years of
combined experience, our team provides institutional asset management and
multigenerational wealth management services for individuals, families and
businesses. We offer a dedicated team approach, listening to each client’s needs
to develop personalized and customized investment plans. Our goal is to create
lifelong client relationships built on a foundation of trust and client satisfaction.
420 Throckmorton Street, Suite 1000 • Ft. Worth, TX 76102
8115 Preston Road, Suite 300 • Dallas, TX 75225
Main: (817) 302-1456 • Toll-free: (800) 288-1401
www.copelandgebbiehorton.wfadv.com
Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the
scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0612-01128].
Steve Cotton and
Clint Adams
Relationships Built on Trust
• Independent, objective advice
• Tailored investment strategies
• Highly personalized service
Left to right: Kelly Tucker, three-year winners Steve Cotton and Clint Adams
Cotton-Adams Financial Group provides personal, family and career financial
planning services, wealth transfer and investment strategies for individuals and
organizations. We focus on our clients' needs first and let that drive us to the right
planning and investment strategies. In our practice, managing risk and achieving
growth are equally important objectives. Together, we bring 24 years of valuable
experience helping clients pursue their financial goals and dreams.
Steve Cotton
Clint Adams, CERTIFIED FINANCIAL PLANNER™
Managing Partners, Financial Advisors
13601 Preston Road, Suite 620E
Dallas, TX 75240
Office: (214) 446-0977
[email protected]
[email protected]
Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor.
Member FINRA/SIPC.
Copeland and Gebbie
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Stephen A. Engro
Our Goal Is to Make Sophisticated
Investing Simple!
• Simplify the complexities of investing
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• 4-Dimensional Investing approach
MBA, Duke University
B.A., University of Notre Dame
Our Approach:
At Beacon Financial Group, we follow a disciplined approach that identifies longterm trends to establish an efficient (less volatile) and effective (preservation and
growth oriented) investment strategy. Simply put, we pursue preservation and
growth for our clients but not at the expense of unnecessary volatility. We call this
approach 4-Dimensional Investing.
17300 Preston Road, Suite 120
Dallas, TX 75252
Toll-free: (800) 201-4373 • Office: (972) 726-9888
[email protected] • www.beaconfg.com
Securities offered through NFP Securities, Inc. (NFPSI), member FINRA/SIPC. Investment Advisory Services offered through NFPSI or Beacon Financial Group.
Beacon Financial Group and NFPSI are affiliated. Neither firm is affiliated with Five Star Professional.
Gerald L. Ray & Associates, Ltd.
Investment Advisors
Building Wealth One
Portfolio at a Time®
• Investment management since 1977
• 401(k) and bookkeeping services
• Customized portfolios
Left to right: Seated: Five Star award winners Gerald L. Ray and Joseph H. Ray;
Standing: Michael R. Beck and Michael H. Kane
Gerald L. Ray & Associates, Ltd. is a registered investment advisory firm* located
in Dallas, Texas. We specialize in managing money for individuals, families and
institutions. We also provide 401(k) and bookkeeping services. We take a longterm view of the market and work with our clients to maximize their investment
opportunities. Our mission is to build and protect the wealth of our clientele by
combining unmatched personal service with proven investment strategies.
Titles: Gerald L. Ray, CFA, Founder and Chairman;
Joseph Ray, President;
Michael Beck, Executive Vice President;
Michael Kane, CFA, Executive Vice President
Gerald L. Ray & Associates, Ltd.
1445 Ross Avenue, Suite 5600 • Dallas, TX 75202
Phone: (214) 954-1900
[email protected] • www.geraldray.com
*Registration does not imply a certain level of skill or training.
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Common Sense. Uncommon Insight.
(And a Lot of Fun.)
• Exemplary personal service
• Held to a higher standard of care
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• Advanced planning beyond investments
Left to right: Dave Ragan, two-year winner Ricky Grunden, Ashley Smith
Grunden Financial Advisory, Inc. is a wealth management firm dedicated to helping
our clients maintain the life they want to live. Our goal is straightforward: to deeply
understand our clients, then provide well-thought-out financial solutions in a
simple and understandable way. From our office in Denton, Texas, we are proud to
serve discerning clients in the DFW area and beyond.
Ricky, CFP®, Accredited Fiduciary
Dave, CFP®, Adjunct Professor
2516 Lillian Miller, Suite 110
Denton, TX 76210
Phone: (940) 591-9007 • Toll-free: (877) 305-4774
Areas of focus: wealth management, financial planning, investment management.
[email protected]
www.grunden.com
Grunden Financial Advisory, Inc. is an independent Registered Investment Advisor (RIA) with the Securities and Exchange Commission (SEC). Please refer to the introduction section for
important information on the selection process. All investments involve risk, and past results are no indication of future performance.
Gary N. Holland
Investment Strategies for
Today's Changing World
• The client always comes first
• Independent, unbiased advice
• Traditional and alternative asset strategies
B.S. in Economics, The Wharton School of Finance, 1980
Chase Manhattan Bank, Credit Analyst Program, 1981
We take the responsibility of managing our clients’ life savings very seriously, and
therefore our sole focus is investment management. We believe that only firms
that are 100-percent devoted to the investment markets will be able to prosper
in today’s increasingly complex global markets. We diversify client portfolios
using traditional asset classes such as stocks and bonds as well as less-correlated
alternative asset classes such as gold, currencies, real estate and commodities.
We believe this is essential, because the foundations of the existing international
monetary system are shifting under the strain of the global sovereign debt crisis.
512 Main Street, Suite 202
Fort Worth, TX 76102
Office: (817) 698-9800 • Toll-free: (866) 699-9800
[email protected] • www.hollandim.com
Holland Investment Management is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Holland Investment Management and its representatives are
properly licensed or exempt from licensure. Past performance is no guarantee of future returns. Investing involves risk. Securities offered through LPL Financial, Member FINRA/SIPC.
Grunden Financial
Advisory Team
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Randy M. Matthews
A Foundation of Trust
• Comprehensive investment strategies
• Solutions tailored to specific needs
• Advice free from corporate agendas
Titles: President, Managing Principal
Credentials: CRPC®, MBA
Thank you again to my fellow financial professionals who made this recognition
possible. It is an incredible and humbling honor to be among the top four percent
of north Texas wealth managers for the fourth consecutive year. I measure my
success solely by the satisfaction of those I serve.
I am honored to help my clients through their personal and professional financial
endeavors, and I look forward to continued success with them in the future.
6688 North Central Expressway, Suite 1000
Dallas, TX 75206
Office: (214) 363-4584
[email protected]
www.matthewswealthmanagement.com
Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA/SIPC.
Jamie Richardson
Trusted Advice • Exceptional Service
• Comprehensive wealth management
• Independent, unbiased and objective advice
• Risk management and tax-savings strategies
Areas of Focus: Business Owners, Retirees, Executives and
Physicians
Credential: Chartered Retirement Planning CounselorSM
As a client of Jamie’s, you can be sure his concern is your financial well-being.
As a registered Raymond James advisor with ViewPoint Investment Group, he
has the freedom to make recommendations based solely on your specific needs
and provides you access to the full resources and expertise of a highly respected
financial services firm.
Raymond James Financial Services, Inc.
1309 West 15th Street, Suite 400 • Plano, TX 75075
Office: (972) 398-3472
[email protected]
viewpointbank.com/invest
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC, an independent broker/dealer, and are not insured by bank insurance, the FDIC or any other government agency, are
not deposits or obligations of the bank, are not guaranteed by the bank and are subject to risks, including the possible loss of principal. ViewPoint Investment Group and ViewPoint Bank are independent of
Raymond James Financial Services, Inc.
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Addressing Your Needs
• 24 years in the business
• Portfolio manager
• Great customer service
Left to right: Ellen Daniel, four-year winner Charles Romig, T. Ray Baker and Sonya Prince
Charles Romig, Senior Vice President – Investments,
Financial Advisor, Financial Planning Specialist; Ellen
Daniel, Sr. Registered Associate; T. Ray Baker, Branch
Manager; Sonya Prince, Sr. Client Service Associate
Charles "Chip" Romig formed the Blackshear Group at Morgan Stanley Smith
Barney to assist clients in diversifying their assets to meet their long-term goals.
Bonds, stocks and real estate are all major considerations in forming a client's
asset allocation. T. Ray Baker, Branch Manager, said, "We are proud that Chip is one
of approximately 130 consecutive four-year Five Star winners out of more than
20,000 wealth managers in the DFW complex."
7500 Dallas Parkway, Suite 500
Plano, TX 75024
Office: (972) 943-7220
[email protected]
Barbara Saunders
Stepping Clients Toward
Financial Freedom
• Comprehensive financial planning
• Customized investment strategies
Areas of Focus: Financial Planning and Wealth
Management
Credential: CERTIFIED FINANCIAL PLANNER™
Saunders & Associates provides comprehensive financial life-planning services by
interacting with clients to define their goals, objectives, values and risk tolerance.
We are able to implement unbiased investment recommendations based upon
the integrity and objectivity that comes from having a written financial plan that is
absent of proprietary product recommendations. For more information about our
services, please visit our website.
Saunders & Associates
2281 Olympia Drive, Suite 100 • Flower Mound, TX 75028
Office: (972) 724-9644
[email protected]
www.SaundersFinancialManagement.com
Security and Advisory services offered through LPL Financial, Member FINRA/SIPC.
Charles Romig
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Snow Garrett Wealth
Management Team
You Have a Future With Us!
• More than 30 years' experience
• Comprehensive financial planning
• Customized investment strategies
Titles: Wealth Advisors
Credentials: CFP®, CPA, PFS
Left to right: Brandon W. Garrett, four-year winner Wayne Garrett, Gary D. Snow
Snow Garrett Wealth Management is a full-service financial and investment
management firm with clients throughout Texas and several other states.
As independent financial advisors with LPL Financial, Snow Garrett Wealth
Management offers clients access to an assortment of unbiased, quality,
nonproprietary investment strategies and provides a total holistic financialplanning process.
1207 Santa Fe Drive
Weatherford, TX 76086
Phone: (817) 596-9301
[email protected]
www.sg-wealth.com
Securities, Financial Planning and Advisory Services offered through LPL Financial, a Registered Investment Advisor. Member: FINRA/SIPC.
Eric Wolfe, James Lehman,
Clint Wammack
Committed Care With Quality Advice
• Comprehensive financial planning approach
• Retirement income strategies
• Estate and wealth protection planning strategies
Left to right: Four-year winner Eric Wolfe, 2012 winner James Lehman,
2012 winner Clint Wammack
Wolfe, Lehman, Wammack & Associates, a financial
advisory practice of Ameriprise Financial Services, Inc.
Five Star award winners:
2009, 2010, 2011 and 2012 winner Eric E. Wolfe, CFP®, ChFC®, CLU®.
2012 winner James A. Lehman, CRPC®, AAMS®.
2012 winner Clint W. Wammack, CFP®, CRPC®.
As Ameriprise Financial advisors, we’ll work with you to find the solutions to help
manage your growing financial complexity.
305B W Spring Creek Pkwy., Ste. 300 • Plano, TX 75023
Office: (972) 372-2905
[email protected] • ameripriseadvisors.com/eric.e.wolfe
[email protected] • ameripriseadvisors.com/james.a.lehman
[email protected] • ameripriseadvisors.com/clint.w.wammack
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial
advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients.
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Christopher C. Fess
Fess Financial
2595 Dallas Pkwy., Ste. 100-A
Frisco, TX 75034
[email protected]
www.berry-flemingfs.com
Educate • Guide • Counsel • Service
• Comprehensive wealth management
• Personalized lifetime income planning
• Providing quality financial planning since 1997
Office: (972) 377-9070
Toll-free: (888) 377-9070
www.FessFinancial.com
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920 Whitehead Dr.
Granbury, TX 76048
Office: (817) 573-9595
Toll-free: (800) 880-9594
Strategic Retirement Planning
• Chartered Financial Consultant
• Charted Advisor for Senior Living
• Chartered Life Underwriter®
Financial Planning, Legacy Planning and Investment Management
We use a comprehensive, consultative process that uncovers
investors' specific needs, goals, dreams and objectives, and
integrates them into their complete financial plan. Along the
way, we will work with a network of professional advisors to help
our clients make informed decisions that will help them achieve
everything that is most important to them.
Fess Financial’s primary goal is to assist people 50 and older in
accomplishing their retirement income goals. Working with clients
in face-to-face "retirement strategy sessions" really does make
a difference. Together, every aspect of retirement finances are
reviewed and optimized. This provides the best opportunity for
clients to achieve some of the greatest retirement dreams possible.
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC.
Securities and Investment Advisory Services offered through KCD Financial, Inc. Member FINRA and SIPC.
Pamela S. Gothard
Armor Wealth
Management
Wells Fargo
Advisors, LLC
14785 Preston Rd.
Dallas, TX 75254
8115 Preston Rd., Ste. 300
Dallas, TX 75225
Phone: (972) 980-9600, Ext. 208
Office: (214) 373-2739
Toll-free: (800) 527-1320
[email protected]
www.franniegardner.com
Unlock Your Life’s Possibilities
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Frances Gardner
[email protected]
home.wellsfargoadvisors.com/pamelagothard
Focused on Your Financial Health
• Unique planning approach
• Diversified financial services
• Customized solutions to meet your goals
• Generations of long-term relationships
• Thoughtful guidance and superior service
• Unbiased and objective advice
Specializing in comprehensive retirement planning
First Vice President – Investments
Credentials: CFP®, CDFA™, CFEd®
My unique life-cycle planning approach assures clients that my firm
will be with them throughout their lives to address their changing
financial needs.
Registered representative of and securities and investment advisory services offered through
Hornor, Townsend & Kent, Inc. (HTK), Registered Investment Advisor, Member FINRA/SIPC. Armor
Wealth Management is independent of HTK.
16479 Dallas Parkway, Suite 850, Addison, TX 75001, (469) 737-4000.
A2RB-0618-02E2
I am honored to have been selected for this award for the second
year in a row. It is a blessing to have had the opportunity to make a
difference in the lives of my clients and their families for more than
31 years. Helping them to achieve their financial goals, guiding them
through the many changes that life brings and helping them secure
long-term financial independence gives me great satisfaction in life.
Advisor selection is not reflective of individual client satisfaction or future performance. Please
see the introduction section for important information on the scope of the award and the Five Star
selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0612-01330].
Michelle Berry
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Robert L. Hrnicek
Les Jackson
Jackson Investment
Associates
6635 La Cosa Dr.
Dallas, TX 75248
13455 Noel Rd., Ste. 1800
Dallas, TX 75240
Office: (972) 450-6638
Toll-free: (800) 999-1942
[email protected]
Office: (972) 720-1930
Fax: (972) 720-8167
[email protected]
www.fa.smithbarney.com/robhrnicek
Simplifying Your Financial Life
Trusted Experienced Advisor
• Wealth accumulation and protection
• 401(k) rollovers, IRAs
• Expertise in maximizing retirement income
Title: President
Credentials: IAR, RR
I focus on keeping things clear and simple, so you’ll understand
exactly what we’re doing to plan for your financial future. If
you’re like many of my clients, you’re trying to do the right things
financially for yourself and your family, but you may not have the
time or interest to monitor markets and adjust your portfolio. I pride
myself on making a difference in the lives of my clients by helping
them fulfill their most important financial goals.
I have been managing money and offering insurance products for
more than 27 years. My experience in investment products and
insurance products including auto, home, health and life, allows me
to offer my clients a comprehensive and convenient solution to all
their financial needs. I am honored to be named a Five Star Wealth
Manager, and I would like to sincerely thank my clients for their
continued trust and confidence.
Securities and Advisory services offered through SWS Financial Services, Inc. 1201 Elm Street,
Suite 3500, Dallas, TX 75270. (800) 562-8041. Member: FINRA and SIPC.
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• Do you need help planning for retirement?
• Retired and needing help planning your income?
• How about funding your family’s education?
David P. James
Jan Mohamed
100 Ave. A
Palestine, TX 75801
Office: (903) 729-7070
[email protected]
www.JamesFinancialGroup.net
5210 McKinney Ave., 3rd Fl.
Dallas, TX 75205
Phone: (214) 525-7500
[email protected]
Honesty • Integrity • Knowledge
Live for Today • Plan for Tomorrow
• CERTIFIED FINANCIAL PLANNER™
• Accredited Investment Fiduciary®
• Registered Financial Principal
• Leadership through unique proprietary processes
• Relationships that last a lifetime
• Creative income and estate tax strategies
Focus: Comprehensive Wealth and Financial Planning
Areas of Focus: Estate Planning and Wealth Management
Designations: CFP®, AIF®
Credentials: CERTIFIED FINANCIAL PLANNER™, ChFC®, CLU®, AEP®
We thank our clients, peers and Five Star Professional for this unique
recognition. At James Financial Group, we strive to build genuine
relationships with our select number of high-net-worth clients. Our
focus is on building time-tested plans, implementing the plans and
monitoring the results with exceptional, personalized attention and
service.
The decisions you make today shape your future and the future of
your family. Those decisions should be informed and thoughtful —
your deepest dreams realized. Our process, starting with the Family
Wealth Diagnostic, is designed to keep you fully engaged in the
experience and satisfied with the results.
Securities and Financial Planning offered through LPL Financial,
A Registered Investment Advisor, Member FINRA/SIPC.
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Securities and investment advisory services offered through Brokers International Financial
Services, LLC, Panora, Iowa. Member FINRA/SIPC. Brokers International Financial Services, LLC and
ConfidentVision are not affiliated companies.
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Jeff Rasco
Rasco & Rasco, P.C.
112 SW Thomas St., Ste. 100
Burleson, TX 76028
home.wellsfargoadvisors.com/Brian.Payne
Personalized Investment Management
Office: (817) 295-2202
jeff[email protected]
www.rascocpa.com
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13355 Noel Rd., Ste. 1500
Dallas, TX 75240
Office: (972) 728-3123
Cell: (972) 341-1000
[email protected]
Golden-Rule Financial Advice
• Multigenerational investment planning
• Catering to high-net-worth families
• Helping minimize taxes and preserve wealth
• Building strategies to produce income
• Providing financial coaching
Titles: Assistant Branch Manager, Vice President – Investments
CPA, Registered Representative, BBA Baylor
Credential: 2012 WFA Premier Advisor
Member AICPA and TSCPA
I am honored to have been chosen as a Five Star Wealth Manager.
Throughout my 20-year career, I have enjoyed working closely with
my clients in the design, implementation and ongoing assessment
of their personalized investment plan.
Trusted financial services combined with tax expertise.
Advisor selection is not reflective of individual client satisfaction or future performance. Please
see the introduction section for important information on the scope of the award and the Five
Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0612-01680]. The Premier
Advisors designation is held by a select group of Financial Advisors within Wells Fargo Advisors
and reflects a high level of professional achievement based on many factors including production.
Mark Robinson
Jeff Rasco, Registered Representative, Securities offered through H.D. Vest Investment ServicesSM,
Member SIPC, 6333 North State Highway 161, Fourth Floor, Irving, TX 75038, (972) 870-6000.
Rasco & Rasco, P.C. is not a registered broker/dealer or independent investment advisory firm.
Robert A. Silvestri
The Watchman Group
5045 Lorimar Dr., Ste. 200
Plano, TX 75093
Phone: (469) 241-0122
[email protected]
www.watchmangroup.com
5001 Spring Valley Rd., Ste. 900 W
Dallas, TX 75244
Direct: (972) 774-6556
Toll-free: (800) 366-9194
[email protected]
fa.morganstanleyindividual.com/robert.silvestri
Sensible Approach. Independent Advice.
Providing a Comprehensive Strategy
• Operates under a fiduciary standard of care
• Customized investment portfolios
• Independent, unbiased and objective advice
• Detailed financial planning
• Preservation of wealth
• Dedicated to client satisfaction
Areas of Focus: Investment Management and Retirement Planning
Five Star award winner from 2009 – 2012
For the past 18 years, Mark has worked to educate his clients about
the investment and retirement plan process. Using a disciplined and
high-quality approach, every portfolio is built to suit each client’s
goals while closely monitoring the balance between risk and return.
As an independent Registered Investment Advisor with fiduciary
responsibilities, loyalty and professionalism are at the core of his
business.
The Watchman Group, Inc. is a fee-only SEC-Registered Investment Advisor.
As your financial advisor, I can help you define and strive to meet
your goals. By delivering a detailed financial analysis of your
current situation, we can create a portfolio that will match your risk
tolerances and, at the same time, help you achieve your dreams. I will
provide the most seasoned investment professionals on a premier
execution platform and a full spectrum of investment choices.
Brian K. Payne
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W. Philip Smiley
Mark S. Stegman
1401 Precinct Line Rd.
Hurst, TX 76053
Office: (817) 591-8027
Toll-free: (877) 591-8027
[email protected]
3333 Premier Dr., Ste. 100
Plano, TX 75023
Direct: (972) 543-4850
[email protected]
ameripriseadvisors.com/mark.s.stegman
ameripriseadvisors.com/william.p.smiley
Wholistic Planning
Financial Advice Aligned With Client Objectives
• Comprehensive financial planning and advice
• Retirement planning
• Retirement income solutions
• Disciplined approach to financial planning
• Personalized and ongoing client service
• Strategic and comprehensive solutions
Titles: Financial Advisor, Chartered Retirement Planning CounselorSM
Title: Financial Advisor
Nineteen years of experience
Credential: CFP®
Dreams don't just happen. They take planning. Since 1994, my team
and I have helped our clients achieve their goals and dreams by the
development of a comprehensive financial plan and the ongoing
tracking of their progress, maneuvering through the "speed bumps"
life presents. We call our unique process: Dream > Plan > Track >®.
Investors should conduct their own evaluation of a financial professional as working with a
financial advisor is not a guarantee of future financial success. Brokerage, investment and financial
advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA
and SIPC. Some products and services may not be available in all jurisdictions or to all clients.
© 2012 Ameriprise Financial, Inc., All rights reserved. 138964ACMR0612.
I believe success should be measured not just by your financial wellbeing, but by how confident you feel about your future. My mission is
to help you reach your financial goals through a personal relationship
based on knowledgeable advice tailored to your individual needs. My
efforts are designed to support you achieving your goals and to help
give you confidence regarding your financial future.
Investors should conduct their own evaluation of a financial professional as working with a financial
advisor is not a guarantee of future financial success. Brokerage, investment and financial advisory
services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC.
Some products and services may not be available in all jurisdictions or to all clients.
Eric J. Vincent
Norman C. Williams
1650 S FM 51, Ste. 1000
Decatur, TX 76234
Toll-free: (800) 903-8658
Office: (940) 627-6111
[email protected]
www.Vincent-Wealth.com
312 Harwood Rd.
Bedford, TX 76021
Solid, Dependable Financial Advice
Phone: (817) 686-4800
[email protected]
www.normanwilliamsandcos.com
Estate and Financial Planning
• Client portfolio management
• Asset diversification/protection strategies
• Wealth accumulation strategies
• Annuities and long-term care insurance
• Rollovers for IRAs and other retirement plans
• Tax-free retirement planning
LPL Registered Principal, LPL Financial Advisor
Titles: President, Owner
Wealth Management/Accumulation
Credentials: CSA, SRES
From retirement planning to wealth accumulation, the enormous
amount of information available to investors today means the big
picture can be a bit overwhelming. My goal is to assist clients in
achieving financial confidence, so they can focus on things that
give their life true meaning and purpose. As an independent wealth
advisor, I can help bring your investment goals into focus and design
a portfolio to help meet your financial needs, now and in the future.
I've developed many long-term relationships with my clients, built
on honesty, integrity and trust. That will always be my goal!
Titles: Licensed Insurance Agent, Registered Financial Consultant,
Certified Annuity Advisor, Member of the Better Business Bureau,
Member of the Texas PTA, Member of the National Ethics Bureau,
Paralegal, Licensed Real Estate Broker and Mortgage Broker.
Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor.
Member FINRA/SIPC.
WMD-36
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My goal as a managing partner and employee
of Thrivent Financial for 23 years is to support
communities by helping people be wise with their
money and to inspire them to live generously.
Securities and investment advisory services are offered through Thrivent
Investment Management Inc., 625 Fourth Ave. S, Minneapolis, MN 55415,
a FINRA and SIPC member and a wholly owned subsidiary of Thrivent
Financial for Lutherans. For additional important disclosure information,
please visit thrivent.com/disclosures. 518312.
Jason A. Bottenfield
RLBingham Financial
Group
An Office of MetLife
6850 Manhattan Blvd., Ste. 100
Phone: (817) 492-8100
[email protected]
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222 W Las Colinas Blvd.,
Ste. 845E
Irving, TX 75039
Phone: (866) 641-2900
Marvin.Allensworth@
Thrivent.com
Ricky Lee Bingham
5950 Berkshire Ln., Ste. 600
Dallas, TX 75225
Office: (214) 696-7183
[email protected]
fa.smithbarney.com/parkcitiesgroup
www.rickyleebingham.metlife.com
CERTIFIED FINANCIAL PLANNER™,
Financial Advisor
Sr. Financial Services Executive,
Financial Advisor
Ricky specializes in helping clients protect
and grow their assets, so they can maintain
a comfortable, secure lifestyle in retirement.
His approach includes defining your personal
goals and developing a strategy to help you
achieve those goals.
Securities and investment advisory services offered by MetLife
Securities Inc., (MSI) (member FINRA/SIPC), a registered investment
advisor. Metropolitan Life Insurance Company (MLIC), New York, NY.
MSI and MLIC are MetLife companies. L0612262258[exp 0713][TX].
Jason works specifically with individuals who
are experiencing a financial transition due
to employment issues or divorce. Whether
sudden or planned, Jason establishes a
financial plan of action and implements
that plan using his background as a CFP®
professional.
Grover C. Brillhart II
Bradley S. Burnfield
Raymond Clark
Dallas, TX 75254
Office: (972) 980-9600, Ext. 217
Cell: (214) 789-9600
[email protected]
www.groverbrillhart.com
5409 Acton Hwy., Ste. 100
Granbury, TX 76049
Office: (817) 326-1234
[email protected]
260 N Denton Tap Rd., Ste. 270
Coppell, TX 75019
Office: (972) 393-7393
[email protected]
CFP®, ChFC®, Financial Advisor
Grover Brillhart is associated with ARMOR
Wealth Management, located in north Dallas. He
has been actively involved as a financial advisor
for more than 15 years, his church for more than
25 years and local school district for 17 years.
A relationship for real life, providing
personalized advice, professional service
and the investment guidance that successful
Americans desire.
Registered Representative of, and Securities and Investment Advisory
Services offered through, Hornor, Townsend & Kent, Inc., a Registered
Investment Advisor, Member FINRA/SIPC. ARMOR Wealth Management is
independent of Hornor Townsend & Kent, Inc. Headquarters: 16479 Dallas
Pkwy., Ste. 850, Addison, TX 75001, 469-737-4000. A2RB-0618-03E2.
Investors should conduct their own evaluation of a financial
professional as working with a financial advisor is not a guarantee
of future financial success. Ameriprise Financial Services, Inc.,
Member FINRA and SIPC.
Financial Advisor, CERTIFIED
FINANCIAL PLANNER™ practitioner
I help clients identify and reach their dreams,
while protecting their loved ones from the
rainy days that occur in everyone’s lives. I
focus on how planning and investing can
help you bring your dreams and goals more
within reach.
Member FINRA and SIPC. 138598ACMR0612.
Mark K. Duckworth
Lori Eads
Diesslin &
Associates, Inc.
303 Main St., Ste. 200
Phone: (817) 332-6122
[email protected]
www.diesslin.com
5001 Spring Valley Rd., Ste. 900 W
Dallas, TX 75244
Direct: (972) 774-6673
Toll-free: (800) 366-9194
[email protected]
BGEM+D
1202 Richardson Dr., Ste. 203
Richardson, TX 75080
Office: (972) 231-2503
[email protected]
www.taxsmart.com
CFP®, MBA
A nationally recognized fee-only advisor.
He enjoys helping clients deal with their
opportunities and challenges.
Financial Advisor
Mark takes great pride in helping his clients
with their unique retirement, investment and
financial planning goals, utilizing a clientfocused/value-driven approach where trust
is at the center of all relationships. Visit www.
morganstanley.com/fa/mark.duckworth for
more information.
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David Diesslin
Shareholder
BGEM+D is committed to helping you
achieve your financial plan, with your goals in
mind. The tax ramifications of every decision
are considered, because we are a CPA firm.
Estate and tax planning are an integral part
of the plan, not an afterthought.
Bland Garvey Eads Medlock + Deppe, P.C. is a Certified Public
Accounting firm licensed to practice in Texas.
Marvin Allensworth
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Andy Evans
2400 Dallas Pkwy., Ste. 100
Plano, TX 75093
Office: (972) 473-5977
Cell: (214) 418-7744
[email protected]
ameripriseadvisors.com/joann.m.eubank
Credentials: CFP®, CDFA™
My approach: as an Ameriprise financial
advisor, I believe success should be measured
not just by your financial well-being, but by
how confident you feel about your future. My
mission is to help you reach your financial
goals through a personal relationship.
Investors should conduct their own evaluation of a financial professional
as working with a financial advisor is not a guarantee of future financial
success. Ameriprise Financial Services, Inc., Member FINRA and SIPC.
For more than 20 years, I have worked with
families to design a financial roadmap in an
effort to realize their individual goals. My goal is
to provide excellent service and knowledgeable
advice based on each client’s particular needs.
Diesslin &
Associates, Inc.
[email protected]
www.diesslin.com
CFP®, EA, ATA
Rocky has 30-plus years of experience with
high-net-worth clients and small practices,
with extensive knowledge in income tax and
estate structuring.
Advisor selection is not reflective of individual client satisfaction or
future performance. Please see the introduction section for important
information on the scope of the award and the Five Star selection
process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0612-01984].
Justin Farris
Deborah Federick
Joe B. Foster
7557 Rambler Rd., Ste. 445
Dallas, TX 75231
Direct: (214) 525-2141
[email protected]
www.thefarrisgroup.com
1308 Village Creek Pkwy.,
Ste. 2000
Plano, TX 75093
Phone: (469) 865-1061
[email protected]
ameripriseadvisors.com/
deborah.t.federick
Dallas, TX 75252
Phone: (972) 661-0101
[email protected]
Financial Advisor Deborah Federick, CRPC®,
works with families who recognize that a
financial plan is part of a well-ordered life.
Investment management, retirement income
planning and legacy planning since 1987.
Area of focus: wealth management.
Joe B. Foster is an Investment Advisor Representative. Securities and
investment advisory services offered through Ameritas Investment
Corp. (AIC), member FINRA/SIPC, Foster Financial Group and AIC are
not affiliated. Securities Email: [email protected].
Credential: CFP®
As an independent wealth management firm, we
offer clients the benefits of true open architecture,
providing access to a wide range of solutions.
Find out how we are different from your current
advisor by visiting us at www.thefarrisgroup.com.
Advisor Representatives are Registered Representatives and offer securities
through Securities America, Inc. Member FINRA/SIPC. Planning and Advisory
Services available through Securities America Advisors, Inc. The Farris Group
and its affiliates are independent of Securities America Companies.
Nicholas Giorgio
950 E Hwy. 114, Ste. 100
Southlake, TX 76092
Direct: (817) 722-2459
Cell: (214) 213-8997
[email protected]
ameripriseadvisors.com/nicholas.giorgio
Financial Advisor
I believe success should be measured not just
by today's financial well-being, but by how
confident you feel about your future. That is
why I work with clients to plan for a confident
retirement that aligns with their personal goals
and dreams.
professional as working with a financial advisor is not a guarantee of
future financial success. Ameriprise Financial Services, Inc., Member
FINRA and SIPC. © 2012 Ameriprise Financial, Inc., All rights reserved.
WMD-38
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N. Rocky Farr
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1401 Precinct Line Dr.
Hurst, TX 75019
Phone: (817) 591-8029
[email protected]
| August 2012
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JoAnn M. Eubank
Credential: CFP®
Barton F. Gunter
Carol J. Harper
LPL Financial
4975 Preston Park Blvd., Ste. 400
Plano, TX 75093
Office: (972) 202-8019
Cell: (214) 686-0840
[email protected]
7557 Rambler Rd., Ste. 906
Dallas, TX 75231
Direct: (972) 663-7549
[email protected]
www.gunterwealthmanagement.com
Credentials: CFP®, CLU®, AEP®,
MSFS
Bart customizes comprehensive wealth
management strategies for individuals,
executives and small-business owners.
These strategies address investments,
retirement, risk management, estate and
legacy planning, business succession and
executive benefits.
Securities offered through LPL Financial, Member FINRA/SIPC.
ameripriseadvisors.com/carol.j.harper
Financial Advisor, Vice President,
CRPC®
I help each of my clients develop a strategy
tailored to their unique needs and goals to
help simplify their financial lives. My focus is
on making clients' money work as hard for
them as they worked for it.
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David R. Noonan
10440 N Central Expy., Ste. 1040
Dallas, TX 75231
Office: (214) 706-0839
[email protected]
www.LoraHoff.com
990 N Walnut Creek Dr., Ste. 2010
Mansfield, TX 76063
Office: (817) 473-7100, Ext. 205
Cell: (817) 875-7664
[email protected]
www.lpl.com/tim.mebane
13455 Noel Rd., 18 th Fl.
Dallas, TX 75240
Direct: (972) 450-6605
[email protected]
Wealth Manager ,
CERTIFIED FINANCIAL PLANNER™
Fee-based financial planning / wealth and risk
management / tax and investment strategies /
employee benefits / business and succession
planning / estate and trust planning / domestic and
international asset protection / legacy preservation,
philanthropy and charitable planning.
Securities and Advice offered through Investment Planners, Inc. (Member
NASD/SIPC) and IPI Asset Management, Inc.,
226 West Eldorado Street, Decatur, IL 62522.
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Stacy C. Notley
THE MANNING
GROUP, INC.
P.O. Box 797704
Dallas, TX 75379-7704
Phone: (972) 458-9100
Toll-free: (888) 458-9100
[email protected]
manning-group.com
Since no one is immune from a layoff, a transfer,
a downturn in the economy, a serious illness,
death in the family or other life-changing event,
no one is immune from credit problems, debt
and financial concerns, sometime now or in the
near future. We specialize in credit and debt
management for affluent individuals. Don’t leave
great credit/credit scores to chance … leave it
to us!
We measure by results, not promises!
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Betty Poage
1612 Summit Ave., Ste. 410
Office: (817) 348-0791
Direct: (817) 348-8637
[email protected]
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Timothy H. Mebane
www.fa.smithbarney.com/davidnoonan
Titles: Senior Vice President
Financial Advisor
LPL Registered Principal
I am Tim Mebane, a Sr. Financial Consultant,
registered since 1993. I follow Bill Bachrach
by helping clients with their "Aliveness"
goals, asking, "What's important about
money to you?" I believe you've worked your
whole life for your assets, and you've hired
me to help protect them. I will care about
you!
Securities offered through LPL Financial. Member FINRA/SIPC.
My mission is dedicated to building
and preserving wealth for my clients.
Clients’ financial goals are achieved by
understanding their unique needs, providing
superior service and offering quality, creative
and individually tailored investment
strategies.
Randy T. Odom
Lisa Rapfogel Ostroff
201 Main St., Ste. 1700
Direct: (817) 877-9892
Allegiant Wealth
Management
10000 N Central Expy., Ste. 1200
Dallas, TX 75231
Direct: (972) 348-6337
Office: (972) 348-6300
[email protected]
[email protected]
First Vice President – Investments,
Fundamental Choice® Portfolio
Manager, Financial Advisor
Retirement transition, income strategies
and professional portfolio management.
Twenty-five years’ experience as a trusted
advisor. Live your life on your own terms,
with the proper planning and execution.
information on the scope of the award and the Five Star selection
process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0612-0213].
allegiantwealthmanagement.com
CERTIFIED FINANCIAL PLANNER™
At Allegiant Wealth Management, our passion
is to understand our clients' dreams for a secure
financial future and guide them in making
those dreams their reality. We appreciate our
clients' continued confidence and their trust in
us for more than nearly 20 years.
Lisa Rapfogel Ostroff is a registered representative of and offers
securities, investment advisory and financial planning services
through MML Investors Services, LLC.
Mark C. Seebeck
A. Michael Sheff
Seebeck & Associates
753 Lonesome Dove Trl.
Hurst, TX 76054
Phone: (817) 520-2200
www.seebeckandassociates.com
7500 Dallas Pkwy., Ste. 500
Plano, TX 75024
Phone: (972) 943-7247
Toll-free: (800) 965-8207
[email protected]
Credential: CFP®
ameripriseadvisors.com/betty.j.poage
www.fa.smithbarney.com/michaelsheff
Financial Advisor
Senior Vice President
I focus on understanding where my clients
want to go in life and what they want
to achieve; building lasting, meaningful
relationships based on trust, integrity and with
a holistic approach to wealth management.
professional as working with a financial advisor is not a
guarantee of future financial success. Ameriprise Financial
Services, Inc., Member FINRA and SIPC. © 2012 Ameriprise
Financial, Inc., All rights reserved. 138870ACMR0612.
Whether you are in the early stages of a
successful career or reaping the rewards of hard
work, we will work with you to address your
goals and concerns. Thanks to our loyal clients
for the privilege of sharing in your journey.
Mark Seebeck offers securities through AXA Advisors, LLC (NY, NY
212-314-4600), member FINRA, SIPC. Annuity and insurance products
offered in Texas through AXA Network Insurance Agency of Texas, Inc.
Seebeck & Associates is not owned or operated by AXA Advisors or AXA
Network. AGE-68854 (05/12).
I have extensive experience as a financial
advisor. I understand that the first step in
reaching your goals is finding the right
person to help you achieve them.
Lora J. Hoff
© F ve ar r
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ive Sta Pro fess
Fiv St r P fe io
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tar ro ess na
Sta Pr fes ion l
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Titles: Sr. Vice President –
Investements, Sr. Financial
Advisor
Investment management and retirement
planning.
information on the scope of the award and the Five Star selection process.
Wells Fargo Advisors, LLC, Member SIPC. [CAR 0612-00827 6/12].
Investment and Insurance Products.
Not FDIC-Insured NO Bank Guarantee MAY Lose Value
Michael J. Steinberg
Staib Wealth
Management
Dallas, TX 75252
Phone: (972) 608-2624
Cell: (214) 325-8929
[email protected]
201 Main St., Ste. 1700
Phone: (817) 877-9848
Toll-free: (800) 762-6231
First Vice President –
Investments
PIM® Portfolio Manager
Credentials: CRPC®, MBA
I work toward building and protecting
your financial position, helping to simplify
your decisions and be accountable to you.
I work hard, keep my word and live up to
my promises. 2007 Winners Circle, 2008
Executives Club, 2009 – 2012 Five Star Wealth
Manager.
Securities offered through LPL Financial, Member FINRA/SIPC.
During volatile and confusing markets, I
understand that even the most patient
investors may come to question the wisdom
of the investment plan they’ve been following.
I’d like to help, and I can start by offering a cup
of coffee and a second opinion.
information on the scope of the award and the Five Star selection process.
Wells Fargo Advisors, LLC, Member SIPC. [CAR 0612-01525 06/14/12].
Richard W. Stevens
Gary G. Walsh
Office: (817) 887-8420
Luther King Capital
Management
301 Commerce St., Ste. 1600
Phone: (817) 348-1239
[email protected]
www.LKCM.com
[email protected]
www.StevensFinancialGroup.com
Title: President
Stevens Financial Group is an independent
financial services organization with advisors
throughout Texas. We help clients create wealth,
preserve wealth and protect it for their families.
Registered Representative of and securities offered through OneAmerica
Securities, Inc., Member FINRA, SIPC, a Registered Investment Advisor.
Insurance Representative of American United Life Insurance Company®
(AUL) and other insurance companies. Stevens Financial Group is not an
affiliate of OneAmerica Securities or AUL and is not a broker dealer.
Success requires
patience, discipline
and diligence.
— Five Star award winner
CFA®, CPA, Principal, Portfolio
Manager
Luther King Capital Management was founded
in 1979 and provides investment advisory
services to high-net-worth individuals,
foundations, endowments, investment
companies, pension and profit-sharing plans,
trust and estates, and other organizations.
Please see accompanying research disclosures and important
information regarding the manner in which Five Star Wealth
Managers are selected.
Dexter Ward
Stephen L. Wheeler
Daniel J. Woodard
Wealth Management Specialist
309 W Woodard St.
Denison, TX 75020
Phone: (800) 453-3995
[email protected]
www.dexterward.com
201 Main St., Ste. 1700
Office: (817) 212-8422
stephen.wheeler@
wellsfargoadvisors.com
1617 W 7th St.
Office: (817) 882-0138
[email protected]
eecuinvestmentservices.com
Credentials: CFP®, CPA/PFS
For more than 17 years, Dexter has helped
people plan their financial future and today
heads a team of advisors with offices in Plano
and Denison, Texas. He believes in building
lifelong relationships and a long-term approach
to personalized investment strategies.
Securities offered through H.D. Vest Investment ServicesSM, Member
SIPC. Advisory Services offered through H.D. Vest Advisory ServicesSM.
WMD-40
Christi Staib
| August 2012
Associate Vice President –
Investment Officer, MBA
Contact my team to schedule a confidential
meeting to discuss how an Envision® plan
can help you plan more effectively, bring new
clarity to your life goals and enhance your
confidence in your ability to achieve them.
Advisor selection is not reflective of individual client satisfaction or future
performance. Please see the introduction section for important information
on the scope of the award and the Five Star selection process. Wells Fargo
Advisors, LLC, Member SIPC. [CAR 0612-00242]. Envision® is a registered
service mark of Wells Fargo & Company and used under license.
Tw
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Phone: (817) 334-7016
[email protected]
Tw
W o-Y
in ea
ne r
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Keith Shelton
Investment Executive
Dan works with clients in Fort Worth and the
surrounding areas to manage their portfolios,
retirement plans, rollovers, inheritances and
other investment needs. He makes it a priority to
clarify complex products and concepts enabling
clients to make better informed decisions.
Securities offered through LPL Financial, member FINRA/SIPC. Insurance
products offered through LPL Financial or its licensed affiliates.
Not NCUA Insured | No Credit Union Guarantee | May lose Value

Five Star Wealth Managers

Transcription

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