Five Star Wealth Managers

Transcription

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Special Advertising Section
Five Star
Wealth Managers
In a consumer study about dynamics between wealth
managers and their clients, Five Star Professional polled
wealth managers and consumers about communications. Both
groups said that connecting three to four times a year is the
right communications strategy, but expectations are not
aligned in all areas:
are financial advisors, financial planners, investment
advisors, tax advisors and estate planning attorneys.
• 2 9 percent of consumers want to be contacted by their
wealth manager whenever events require an update; only 7
percent of wealth managers say they contact clients based
on the impact of events.
5280 magazine, ColoradoBiz magazine a n d F i v e S t a r
Professional partnered to find wealth managers who satisfy
10 objective eligibility and evaluation criteria that are
associated with wealth managers who provide quality
services to their clients. Among many distinguishing
attributes, the average one-year client retention rate for this
year’s award winners is more than 96 percent.
• 63 percent of consumers say they receive the right amount
of communication from their wealth manager.
From research conducted by Five Star Professional, April 2011.
Wealth managers, broadly defined, are those
individuals who help you manage your financial
world and/or implement aspects of your financial
strategies. Common examples of wealth managers
How do you find a wealth manager with experience, who
has a good base of clients with high retention rates, and
who has undergone a regulatory and complaint review?
And when you find them, are they accepting new clients?
Don’t listen to other people. Investigate
for yourself. Be wary of advisers who say
they never had a down year.”
— Five Star Wealth Manager
A Select
Award
The 2012 Five Star Wealth Managers are a select group, representing less than 4 percent of the wealth
managers in the Denver area.(1)
Although this list is a useful tool for anyone looking for help in managing their financial world or
implementing aspects of their financial strategies, it should not be considered exhaustive. Undoubtedly, there are many excellent
wealth managers who, for one reason or another, are not on this year’s list.
Award
In order to consider a broad population of high-quality wealth managers, award candidates
are identified by one of three sources: firm nomination, peer nomination or pre-qualification
based on industry standing. Self-nominations are not accepted. Denver award candidates
were identified using internal and external research data, including a survey to more than
8,800 registered financial services professionals and all identified financial service companies in the area that are registered with
FINRA or the SEC.
Candidates
www.fivestarprofessional.com: Five Star award information — FS 1
2012 Five Star Wealth Managers
2012 Denver
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Determination
Of Award Winners
Award candidates who satisfied 10 objective eligibility and evaluation criteria that are
associated with wealth managers who provide quality services were named 2012 Five Star
Wealth Managers.(2)
Eligibility Criteria – Required(3)
2012
1. C redentialed as an investment advisory representative (IAR), a FINRA-registered
representative, a CPA or a licensed attorney.
2. Actively employed as a credentialed professional in the financial services industry for a
minimum of five years.
3. Favorable regulatory and complaint history review.(4)
4. Fulfilled their firm review based on internal firm standards.
5. Accepting new clients.
Evaluation Criteria – Considered(3)
6. One-year client retention rate (the average one-year client retention rate of this year’s
award winners is more than 96 percent).
The Five Star award goes to less
than 7 percent of wealth managers.
7. Five-year client retention rate.
8. Non-institutional discretionary and/or non-discretionary client assets administered (this
year’s award winners administer an average of $92 million in client assets).
9. Number of client households served (on average, this year’s award winners serve 282
households).
10. Education and professional designations.
Research
Disclosures
• Wealth managers do not pay a fee to be considered or
placed on the final list of Five Star Wealth Managers.
• The Five Star award is not indicative of the wealth manager’s future performance.
Insights from Five Star
Wealth Managers
Wishful thinking is not
planning. If you plan
for the worst, you will
never be unpleasantly
surprised.”
• Wealth managers may or may not use discretion in their practice and therefore may not manage
their clients’ assets.
• The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed
as an endorsement of the wealth manager by Five Star Professional, 5280 magazine or ColoradoBiz
magazine.
• Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future
investment success, nor is there any guarantee that the selected wealth managers will be awarded
this accomplishment by Five Star Professional in the future.
• F ive Star Professional is not an advisory firm, and the content of this article should not be
considered financial advice. For more information on the Five Star award and the research/
selection methodology, go to www.fivestarprofessional.com.
• 1,965 award candidates in the Denver area were considered for the Five Star Wealth Manager
award. 611 (approximately 32 percent of the award candidates) were named 2012 Five Star Wealth
Managers.
(1)
(2)
(3)
(4)
Wealth managers were required to certify that any information they provided was accurate.
Criteria 4, 8 and 9 do not apply to attorneys or CPAs.
As defined by Five Star Professional, the wealth manager has not:
• Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine.
• Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or
Five Star Professional’s consumer complaint process.
• Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority.
• Filed for personal bankruptcy.
• Been convicted of a felony.
Clients don’t care how
much you know until
they know how much
you care.”
Only invest in
something that
you understand.”
What matters most is
how you recover from
setbacks.”
Five Star Professional conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website. Five Star Professional also
uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists. Data submitted through these processes was applied per the above criteria:
• Each wealth manager who passes the Five Star Professional regulatory review must attest that they meet the definition of favorable regulatory history, based upon the criteria
listed above.
• Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager.
• Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the
opportunity to submit complaints regarding a wealth manager. More than 28,300 households in the Denver area were contacted.
The Five Star Wealth Manager selection criteria was updated for the 2012 award year. 2005 – 2011 Five Star Wealth Managers scored highest in overall satisfaction based on feedback
from clients, peers and industry experts. No more than 7 percent of wealth managers receive the award each year. The selection process for the 2005 – 2011 award winners can be
found at www.fivestarprofessional.com/2011/wealth_managers_research_overview.php.
FS 2 — Five Star award information: www.fivestarprofessional.com
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Business Planning
Christopher Bruhl · Financial Dynamics
Page 24
R. Lee Elsberg · Flanders Elsberg Nash Herber
& Dunn
Mark Arlen · Lincoln Financial Advisors
Richard Finke · Finke & Associates
Stephen Donelson, Esq. · Donelson Ciancio &
Grant
Susan Goddard · Goddard & Goddard
John Hughes · CliftonLarsonAllen
William Keefe · EKS&H
Gregory Livin · Bradley Consulting Group
Robert Loeb · Fairfield and Woods
Daniel Austin · Thrivent Financial
Bernard Greenberg · Kokish & Goldmanis
Stephen Baker · Ameriprise Financial Services,
Inc.
Julie Groves · Groves Elder & Estate Law
Susan Baldwin · AXA Advisors
Matt Groves · Groves Elder & Estate Law
Ali Barghelame · Barghelame Wealth Advisors
Richard Hartmann · AUCTORIS
Linda Barker · Ameriprise Financial Services, Inc.
Frank Hill · Frank T. Hill, Attorney at Law
John Barry · Barry Financial Services
Kip Holdren · AXA Advisors
Jeffrey Bartleson · Ameriprise Financial Services,
Inc.
Laurie Hunter · Wade Ash Woods Hill & Farley
Tad Lyle · Planning Resources
William Roberts · AUCTORIS
Ronald Seigneur · Seigneur Gustafson
Ben Snyder · Wojteczko Snyder Group
Erica Johnson · Ambler & Keenan
Bob Bastiaans · Ameriprise Financial Services,
Inc. Page 20
Reid M. Johnson · MBA Wealth Management
Thomas Baumler · Asset One
Philip Keenan · Ambler & Keenan
Peter Bellefountaine · United Capital Financial
Advisers
William Krems · Davis Graham & Stubbs
Bernard Taillon · Triad Financial Group
Andrew Kroll · Kroll Law Offices
Kerry Walker · Business Owner Solutions
James Littlepage · James A. Littlepage Law Offices
Estate Planning
Mark Masters · Horen Lockwood & Masters
Rod Atherton · Ergo Law
Theodore Atlass · Atlass Professional Corporation
Scott Atwell · Scott J. Atwell
Randy Anderson · RJ Anderson Financial
James Evans · Benson & Case
Jay Cohen · Ginsburg Cohen & Company
Mark Goodside · Retirement Solutions of
Colorado
Dale Anderson · DLA & Company
Page 24
Thomas Benson · Benson & Case
Bruce Bendell · Transitions Wealth
Management Page 18
Ray Benton · Benton & Company
Nathan Merrill · Goodspeed Merrill & Benson
David Billingslea · Ameriprise Financial Services,
Inc.
Elizabeth Mitchell · Ambler & Keenan
Matthew Blake · Capital Investment Counsel
Joyce Nakamura · Hall & Evans
Kean Boucher · Boucher Wealth Management
Group Page 12
Page 26
David Osterman · Osterman Law Firm
Kristin Piñeiro · Wallace Scott
Kathleen Bowen · Minds Eye Resource
Management
Michael Bland · Bryan Cave
Robert Preeo · Preeo Silverman Green & Egle
Mark R. Brown · Brown & Tedstrom
Mark Boscoe · Ryley Carlock & Applewhite
Victoria Promis · Snead and Promis
Michael Brown · Morgan Stanley
Richard Bowers · Doussard Turner & Bowers
Patrick Ryan · Robinson Waters O’Dorisio
J. A. Tyler Browning II · The Browning Group II
Stephen Brainerd · Davis Graham & Stubbs
Patrick Schilken · Patrick A. Schilken
Rich Broyles · Ameriprise Financial Services, Inc.
Preston Branaugh · Branaugh Law Offices
Tim Scott · Wallace Scott
Stephen Brubaker · Exit & Retirement Strategies
Brian Breitenwischer · Sagemark Consulting
Andrew Stathopulos · Stathopulos & Associates
Erwin Buck · Asset One
Elizabeth Bryant · Elizabeth A. Bryant
Donald Thacker · Denver Retirement Partners
David Burch · Ameriprise Financial Services, Inc.
Jay Chapman · Chapman & Roth
Arnold Wegher · Wegher & Associates
Page 27
Brent Burrows · Raymond James & Associates
Page 20
Steven Weiser · Foster Graham Milstein &
Calisher
Christopher Burtraw · Prestige Wealth
Management
Constance Wood · Constance Beck Wood
William Callender · Lincoln Financial Advisors
Jeffrey Young · Jeffrey R. Young & Associates
Jay Carpenter · Ameriprise Financial Services, Inc.
Sanford Zisman · Stiff Zisman and Ingraham
Matthew Carpinelli · AFC Wealth Management
Group
Roxie Bernard · Antonio Bates Bernard
Professional Corporation
Denis Clanahan · Clanahan Beck & Bean
Nancy Crow · Pendleton Wilson Hennessey &
Crow
Frank J. Danzo III · Chayet & Danzo
Page 24
Louis Davis · Louis J. Davis
Claire Dineen · Law Office of Claire E. Dineen
Michael Dolan · Dolan & Associates
Financial Planning
Chad Aaberg · Thrivent Financial
Karlton Childress · Sharkey Howes & Javer
Award winners listed by primary services and listed alphabetically by last name.
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Scott Cody · Latitude Financial Group
Kim Gieseler · LPL Financial
Ronald Colson · Colson Financial Group
Page 20
Stephen Gordon · Cornerstone Asset Management
John Connell · Causey Demgen & Moore
Daniel Cook · Summit Wealth Group
James Graham IV · Lincoln Financial Advisors
Kay Greene · UMB
Janet Greiner · American Zang Investment
Council
Richard Costner · G5 Financial Group
Kevin Cross · Charles Schwab & Company
Seth Davis · RMB Capital Management
Rodney Greiner · American Zang Investment
Council
Aaron Grey · Denver Money Manager
Susan Johnston · Cherry Hills Investment
Advisors
Andrew Kark · M.Z. Kark & Associates
Marvin Kark · M.Z. Kark & Associates
Jonathan Kelley · Hinds Financial Group
Matthew Kelley · Gold Medal Waters
Shawn Kelly · Townsend Retirement Specialists
Rebecca Kennedy · Brown & Tedstrom
Robert Grey · Denver Money Manager
Gary Keyfauver · Raymond James Financial
Services
Clark Griggs · Griggs Wealth Management
Harold Kirschner · Sharkey Howes & Javer
Clinton Demming · The Holben Group
Whitney Grimm · Ameriprise Financial Services,
Inc.
Barbara Klein · Lighthouse Advisors
Louis DeNiro · Ameriprise Financial Services,
Inc. Page 24
Jerry Gruber · Greenbook Wealth Management
Page 14
Phil Dispense · Morgan Stanley
Scott Guetz · Walnut Street Securities
James Dawson · Raymond James Financial
Services
Jordan Dechtman · Jordan Dechtman Wealth
Management
Page 25
Kathleen Drake · Ameriprise Financial
Services, Inc. Page 25
Eric D’Souza · The Principal Financial Group
Pam Dumonceau · Consistent Values
Robert “Bret” Eberhardt · AXA Advisors
Heather Klutznick · Trilogy Financial Services
Colleen Knopinski · Knopinski & Fauver Financial
Advisors
Mimi Hackley · Sharkey Howes & Javer
Cain Kobert · Rocky Mountain Wealth
Management
Roger Harris · R. Kent Harris & Associates
Nathanael Koch · Causey Demgen & Moore
Arthur Harter · Morgan Stanley
Terry Koele · Denver Retirement Partners
Jimmy Hasson · Hasson Financial
Page 25
Paul Kropatsch · Ameriprise Financial Services,
Inc.
Bret Elliott · Elliott Financial
Dennis Haubert · Ameriprise Financial Services,
Inc.
Gene Fahlsing · Capital Financial Services
Lynn Hendricks · Hendricks Financial Services
Wayne Farlow · Financial Abundance
Scott Henington · Morgan Stanley
Raeyane Farrell · Ameriprise Financial
Jennifer Hilts · First Command Financial Planning
Daniel Lassen · Ameriprise Financial Services,
Inc.
Robert Hochstadt · GHP Investment Advisors
Chad Leigh · Exit & Retirement Strategies
Jeff Holben · The Holben Group
Kathleen Lenover · Kathleen Lenover
Robert Holland, Jr. · Life Transition Planners
Page 15
Greg Lessard · Ameriprise Financial Services, Inc.
Rob Fauver · Knopinski & Fauver Financial
Advisors
David Findlow · Charles Schwab & Company
Nelisha Firestone · Firestone Financial Group
Tamara Fontenot · Ameriprise Financial Services,
Inc.
Scott Forsyth · G5 Financial Group
Page 10
Kevin Hollis · First Command Financial Services
Guy Holman · TCI Wealth Advisors
Charlie Host · RBC Wealth Management
Patricia Kummer · Kummer Financial
Strategies Page 15
Ken Larson · RBC Wealth Management
Steven Levey · GHP Investment Advisors
Richard Levine · Synergy Financial Partners
David Loos · Charles Schwab & Company
Ronald Lottridge · Lockton Companies
Gustin Fox-Smith · Fox-Smith Wealth
Management
Lawrence Howes · Sharkey Howes & Javer
Jason Jachimowicz · Morgan Stanley
Brian Friedman · GHP Investment Advisors
Josh Lozow · Transitions Wealth Management
Page 18
Gregory Jackson · Jackson Financial Management/
LPL Financial
William Magnusson · Berkshire Advisor Resource
William Frye · Frye Financial
Jeffrey Fryer · Bernstein Global Wealth
Management
Phil Jacobson · Synergy Financial Partners
Mark Fuhrman · Castle Pines Wealth
Management Group
Jason Jenkins · Jenkins Wealth Management
Joel Javer · Sharkey Howes & Javer
Marc Gaudreault · Paladin Wealth Management
Karen Jessey · Wealth Strategies Group
Page 25
Matthew Gehring · Ameriprise Financial Services,
Inc.
Debra Johnson · Life Transition Planners
Page 15
Adam Makkai · Makkai Capital Management
Joel Martin · Denver Money Manager
Nicole May · AXA Advisors
Cris McBride · M&D Financial Services
Brian McDowell · Capital Investment Counsel
Mark McGregor · McGregor Shaffer Wealth
Management
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Dennis Means · LPL Financial
Page 25
David Repka · Creative Financial Solutions
James Urbonas · Ascent Financial Advisors
Terry Melonakis · Melonakis Financial
Nick Richtsmeier · Trilogy Financial Services
Vincent Valentine · First Financial Strategies
Sal Miceli · Miceli Financial Planning
Keith Robinson · Morgan Stanley
Jack Venable · Ameriprise Financial Services, Inc.
Ann Marie Milinazzo · Hadad-Milinazzo
Financial Group
Kevin Rogers · Paladin Wealth Management
Carin Wagner · GHP Investment Advisors
Eric Rosel · Morgan Stanley
Charles Wagner · Wagner and Associates
Lorelei Rowinski · Ameriprise Financial Services,
Inc.
Gary Wagner · Wagner Wealth Management
Jon Moore · Moore Financial Group
David Moritz · Ameriprise Financial Services,
Inc. Page 25
Robert Ryan · LPL Financial
Irwin Wagner · Wagner Wealth Management
Richard Sage · LPL Financial
Rhonda Wagner · Ameriprise Financial
Michael Schwartz · Wealth Masters
Carole Wagner-Grauer · MetLife
Richard Munneke · Charles Schwab &
Company Page 26
Gregory Seal · Seal Financial Services
Damian Walsh · Walsh & Associates/
Ameriprise Financial Services, Inc.
Ryan Murphy · Ameriprise Financial Services, Inc.
Eileen Sharkey · Sharkey Howes & Javer
Leslie Myers · Leslie A. Myers
Andrea Shortino · Ameriprise Financial Services,
Inc.
David Morrison · Prosperion Financial Advisors
Richard Mower · Meridian Wealth
Management Page 16
Thomas Nazzaro · American Portfolios
Scott Nelson · Nelson FinancialRX Gameplan
Neil Nichols · Intentional Wealth
Gary Sidder · Life Transition Planners
Page 15
Michael Simmons · Transitions Wealth
Management Page 18
Mike Nielson · LPL Financial
Amy Noel · Amy Noel
Bradley Noland · Wagner Wealth Management
Daniel Noven · Noven Financial Group
Elizabeth O’Donnell · O’Donnell Wealth
Management Page 22
Jimmy Oldham · Ameriprise Financial Services,
Inc.
Sean O’Neill · Raymond James Financial Services
Richard Parker · Morgan Stanley
C. Gregory Parr · Ameriprise Financial Services,
Inc.
David Partheymuller · The Normandy Group
Gary Peterson · Morgan Stanley
David Shapiro · Charter Financial Resources
Page 26
Mark Sindrich · Sindrich and Associates
Page 23
John Skram · Tarrall Skram & Nielson
Page 27
Nathan Wangerin · Thrivent Financial
Kenneth Warner · Ameriprise Financial Services,
Inc.
Timothy Waters · Triumph Capital Management
Edward White · Moye White
Dennis Whyte · Focused Money Advisors
Brenda Wille-Cope · First Financial Strategies
Brian Williams · G&W Wealth Management
Page 27
Mark Smith · M.J. Smith and Associates
Craig Williams · Williams Investment Network
Page 27
Gerda Spears · RBC Wealth Management
Laine C. Wolf · Morgan Stanley
Paul Staib · Staib Financial Planning
Charlene Zahn · Zahn Financial Services
Kelly Stecklein · Capital Evolution Group
Diane Zing · Trilogy Financial Services
Thomas Stefaniak · Pinnacle Wealth
Management Page 18
Investments
David Stevens · Irongate Financial Services
Brian Stouder · AXA Advisors
Carol Sutterfield · Capital Evolution Group
John Phillips · New York Life Insurance Company
Eric Swope · Ameriprise Financial Services,
Inc. Page 27
Alan Piehl · Alan R. Piehl, CPA
Marilynne Tarrall · Tarrall Skram & Nielson
Mary Pierce · Ameriprise Financial Services,
Inc. Page 26
Peter Tedstrom · Brown & Tedstrom
Dustin Tidwell · Latitude Financial Group
Robert Adams · The Milestone Group
Bruce G. Allen · Bruce G. Allen Investments
Page 9
Candace Allen · Wells Fargo Advisors, LLC
Thomas Alley · Morgan Stanley
Philip Almon · Wells Fargo Advisors, LLC
Gregory Anderson · GRAnderson Wealth
Management Group
Kristy Tochihara · Morgan Stanley
Valerie Antonioli · Cherry Hills Investment
Advisors
Kris Tower · American Portfolios
John Arnold · Wells Fargo Advisors, LLC
Deborah Towers · Envision Financial Group
Willis Ashby · Integra Financial
Jeffery E. Townsend · Townsend Retirement
Specialists
Mark Autterson · WIN Wealth Management
Jerry Reiff · Morgan Stanley
James Reinig · Reinig & Associates
Laura Uchida · First Financial Strategies
Sybil Praski · Abacus Financial Group
Lisa Purcell · TIAA-CREF
Christine Raines · Azimuth Wealth Management
Steven Reed · National Planning Corporation
Page 20
Haden Barber · Wells Fargo Advisors, LLC
Mark Barczuk · Wells Fargo Advisors, LLC
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Brian Barish · Cambiar Investors
Thomas Barrett · Helm Investment Management
Gordon Bauer · LPL Financial
Andy Beasley · The Milestone Group
Don Beckwith · Investment Security Group
Gary Bedford · Mid Atlantic Capital Corporation
Brad Bickham · Sargent Bickham Lagudis
Meagan D’Angelo · Sargent Bickham Lagudis
Page 21
Lee Ann Day · LPL Financial
Jonathan Fung · Bernstein Global Wealth
Management
Carl de Rozario · Verdeam
Kevin Gallacher · Gallacher Capital Management
Patty DeLucas · Wells Fargo Advisors, LLC
Ian Gardenswartz · Ian D. Gardenswartz &
Associates
Greg Denewiler · Denewiler Capital Management
Neil Dermody · Wells Fargo Advisors, LLC
Christine DeRose · RBC Wealth Management
Jarrod Biebel · Wells Fargo Advisors, LLC
John Diak · Oatley & Diak
Ken Blair · Edward Jones
Ralph Diaz · Wells Fargo Advisors, LLC
Patrick Bloomfield · Bloomfield Asset
Management Page 12
Michael Dibala · Investment Security Group
Donna Boender · Wells Fargo Advisors, LLC
Page 24
Mark Frohlich · Wells Fargo Advisors, LLC
Paul Dickey · INS Capital Management
Geoffrey Gervasini · Wakefield Asset Management
David Giocomo · Investment Security Group
Richard Goblirsch · LPL Financial
Richard Gongorek · Wells Fargo Advisors, LLC
Veronica Goodrich · CarVeri Investments
H. Arthur Graper · Atlantic Trust
Robert Dietz · RBC Wealth Management
Joseph Graziano · Graziano Budny Wealth
Management Group
Brenda Dixon · RBC Wealth Management
Lynda Gregory · Charles Schwab & Company
Donald Dodge · Wells Fargo Advisors, LLC
Thomas Gregory · Merrill Lynch
Neil Draxler · Edward Jones
David Groat · Groat & Soucie
Stephen Dreiling · Capital Investment Counsel
Randy Grose · Cherry Creek Retirement Advisors
Grayson Drexel · Wells Fargo Advisors, LLC
Victor Guettlein · Blueprint Financial Services
Mark Duffy · Denver Retirement Partners
Eric Duncan · Moloney Securites Company
George Gumbiner · Marathon Investment
Management
Steve Durman · Wells Fargo Advisors, LLC
Melanie Hanby · Asset One
Timothy Butler · Robert W. Baird & Company
Page 13
Eric Durnell · Ameriprise Financial Services, Inc.
David Hansen · Meridian Wealth Management
Page 16
Khankeo Campbell · Wells Fargo Advisors, LLC
Melissa Dyer · Raymond James Financial
Services Page 21
Thomas Boh · Robert W. Baird & Company
Steve Booren · Prosperion Financial Advisors
Mark Boshoven · RBC Wealth Management
Sara Boyd · CoBiz Wealth
James Brubaker · Exit & Retirement Strategies
Barry Bruner · Wedbush Securities
Page 24
Barbara Buell · Wells Fargo Advisors, LLC
David Burros · Burros Wealth Management
Page 24
Robert Campbell · Wells Fargo Advisors, LLC
Todd Dussex · Colorado Financial Partners
Ted Harris · The Milestone Group
Robert Hart · Wells Fargo Advisors, LLC
Dominic Capuano · Robert W. Baird &
Company Page 13
David Easton · Easton Financial Advisors
Todd Hauer · Morgan Stanley
Michael Edwards · Morgan Stanley
Brad Hawkins · Integrity Financial Solutions
John Carnes · Edward Jones
Steven Ehrman · LPL Financial
Katherine Heidtbrink · Wells Fargo Advisors, LLC
Madison Carter · Morgan Stanley
Mike Elam · Charles Schwab & Company
Bruce Hemmings · Morgan Stanley
Mark Christofferson · Wells Fargo Advisors, LLC
Steven Ellis · Colorado Capital Management
Glenn Hermanson · Hoffmann Hermanson
John Claxton · RBC Wealth Management
Pat Erickson · Cascade Financial Management
Harold Heuer · Morgan Stanley
Margaret Colbert · Wells Fargo Advisors, LLC
Chad Ernzen · The Mutual Fund Store Denver
Pamela Higgins · Morgan Stanley
M Katharine Collins · LPL Financial
Alan Errickson · Wells Fargo Advisors, LLC
Jonathan Holtzinger · Grandview Investment
Advisors
Page 24
Page 11
Bill Connors · Value Financial Advisers
Galina Esterby · Morgan Stanley
Shellee Conrardy · Morgan Stanley
Scott Farrar · Centric Investment Group
Jeffrey Huff · Redpoint Capital Management
Page 22
Tony Coppola · The Milestone Group
Robert Farris · Wells Fargo Advisors, LLC
Jonathan Hume · AXA Advisors
John Cormey · CoBiz Wealth
Robert Fillingham · RBC Wealth Management
Gregory James · Cantella & Company
Richard Fishel · The Fishel Group
James Jansson · RBC Wealth Management
Thomas Fitzgerald · RBC Wealth Management
Eric Jasper · Edward Jones
John Cox · Morgan Stanley
Page 21
Jack Crumplar · Wedbush Securities
Bruce Friedman · Wells Fargo Advisors, LLC
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Garret Jett · Ameriprise Financial Services,
Inc. Page 14
Brian Johnson · First Financial Equity
Corporation
Joel Johnson · TD Ameritrade
Patrick Jolliffe · Jolliffe Capital
Robert Junge · Hunter Retirement & Wealth
Management
Laurence Kandel · Obermeyer Asset
Management Company Page 25
Rockwell Pearson · First Financial Equity
Corporation
Marla Mason · Presidential Brokerage
William Mason · Value Financial Advisers
Jeffery Peoples · G5 Financial Group
Tanya Mathews · Meridian Wealth
Management Page 16
Craig Perkins · CDP Financial Group
Roy Persky · LPL Financial
Roger Maurer · Maurer & Associates Capital
Management
Page 26
Kirk Peterson · Peterson Financial Services
John McCorvie · Peak Asset Management
Russell Petrin · Morgan Stanley
Janet McCoy · Seal Financial Services
Richard Phillips · Wells Fargo Advisors, LLC
Mark McCulloch · Morgan Stanley
Patrick Pogue · Edward Jones
Larry Koenigsberg · Morgan Stanley
Michael McDonald · LPL Financial
Eric Koeplin · The Milestone Group
Chad McDonnell · Denver Investments
Christopher Kolker · AXA Advisors
David McKinlay · David W. McKinlay
H. Scott Koplar · Ameriprise Financial Services,
Inc.
Jane McMillan · Morgan Stanley
Craig Miller · Morgan Stanley
Sandon Purcell · Wells Fargo Advisors
Financial Network, LLC Page 17
Joseph Kozmata · Raymond James Financial
Services Page 22
Matthew Monks · Ameriprise Financial Services,
Inc.
Elizabeth Mezei Raabe · Capital Investment
Counsel
David Kraatz · Morgan Stanley
Rebecca Moreland · Wells Fargo Advisors, LLC
Walter Rasmussen · Morgan Stanley
Barbara Krause · Schwab Private Client
Investment Advisory
David Morgan · Morgan Stanley
Natalie Robbins · Edward Jones
Michael Morgan · Neidiger Tucker Bruner
Bret Roberts · Morgan Stanley
Doug Morris · The Milestone Group
Rich Rust · Investment Security Group
John Mullaney · Wells Fargo Advisors, LLC
Odette Sahakian · Charles Schwab & Company
Todd Lang · Wells Fargo Advisors, LLC
Michael Mullins · Mullins Investment
Management
Steven Salter · SII Investments/Insight Asset
Management
Dan Large · Edward Jones
Steve Musick · Destiny Capital
Jeffrey Larkin · Financial Security Management
Lori Lawrence · Western Equity Group
Richard Negreann · Transitions Wealth
Management Page 18
Karen Salvatore · Shine Investment Advisory
Services
Geoff Leopold · Edward Jones
Rebecca Neils · Charles Schwab & Company
Perry Sawano · Integrity Financial Solutions
Randy Leslie · Edward Jones
Jeffrey Nelligan · Morgan Stanley
Donald Sawyer · Morgan Stanley
Mark Levine · U.S. Bancorp Investments
Page 17
Bill Noyce · Walnut Street Securities
Timothy Scaturro · ING Financial Partners
Austin Lewis · Lewis Wealth Management
James O’Brien · Gill Capital Partners
John Lickly · First Financial Strategies
Karen Ogard · Robert W. Baird & Company
Arden Liles · Liles Agency
Alie Olsen · Wells Fargo Advisors, LLC
Bruce Lutz · MetLife
Ellen Olsen · Wells Fargo Advisors, LLC
Andy Lyford · Charlton Investment Services
Page 22
James Olson · Morgan Stanley
Timothy Kuhlman · Morgan Stanley
Porter Landreth · Asset One
Drew Lang · Wells Fargo Advisors, LLC
Thomas Obarski · LPL Financial
Jonathan Poster · Wedbush Securities
Mitchell Powers · Investment Security Group
Julie Pribble · CoBiz Wealth
Richard Saunders · Wells Fargo Advisors, LLC
Page 26
Tupper MacDowell · Robert W. Baird & Company
David Overton · Halbert Hargrove Global
Advisors
Leslie MacGuire · Wilkonson Wealth Strategies
Page 16
Roger Papazian · Morgan Stanley
Greg Scharlach · Greg Scharlach
Page 13
Shelley Schlossberg · CastleMountain
Financial Services Page 26
Stacia Schmalzer · MetLife
Melanie Schmieding · Morgan Stanley
Tim Schott · ATON Advisors
David Schreiber · Edward Jones
Eric Schulze · RBC Wealth Management
Elizabeth Schwinghammer · Capital Investment
Counsel
Peter MacMillan · Edward Jones
Michael Pappas · MAP Wealth Management
Page 26
Tim Maestas · Ameriprise Financial Services, Inc.
Christopher Parsons · Wells Fargo Advisors, LLC
Kara Sekavec · LPL Financial
Gary Mangelsdorf · LPL Financial
Marc Pasquariello-Williams · Morgan Stanley
Steven Setchfield · Setchfield Associates
Arthur Segall · Morgan Stanley
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Lesley Shiffrin · Neidiger Tucker Bruner
Jeff Warren · Wells Fargo Advisors, LLC
Scott Greiner · Moye White
David Siebert · First Financial Equity Corporation
Rick Watson · The Milestone Group
R. Brady Siegrist · Janiczek & Company
Ben Weaver · BSW Wealth Partners
Kenneth Jackson · Kenneth L. Jackson &
Associates
David Simon · SRS Capital Advisors
Page 26
Paul Smith · Wells Fargo Advisors, LLC
Douglas Smooke · Renaissance Wealth
Management
Gary Smy · Morgan Stanley
Darin Snow · Gill Capital Partners
Tim Soderquist · Morgan Stanley
Justin Soucie · Groat & Soucie
Robert Webster · Webster Investment Advisors
Page 27
Richard Weintraub · Meridian Wealth
Management Page 16
Page 21
Gary Jacobs · Gary A. Jacobs & Associates
Damon Kaplan · Kaplan & Associates
Page 25
Sarah Knight · Knight Field Fabry
Chad Williams · Capital Investment Management
Lee J. Knoll · Knoll & Company
Don Williams · WMS Financial Group
Debra Konczak · Tobin Ruparel Konczak &
Mundell
Daniel Winckler · Morgan Stanley
Steven N. Kreisman · The Kreisman Group, CPAs
John Winslow · Gill Capital Partners
Page 13
Lyle Mattern · Bauerle & Company
John Winterscheidt · WIN Wealth Management
Sarah Mattern · Bauerle & Company
Bill Woodward · Wells Fargo Advisors, LLC
Frank Mihoda · Mihoda & Company
Dana Wozniak · Edward Jones
Mark Moore · Hanson & Company, CPAs
Troy York · Edward Jones
Robert Nadorff · Marrs Sevier & Company
Julie R. Stone · Morgan Stanley
Scott Young · Robert W. Baird & Company
Patricia O’Connor · O’Connor & Ward, CPAs
Bill Stordahl · Stordahl Capital Management
Michael Zahler · Wells Fargo Advisors, LLC
Page 19
William Rooney · GHP Horwath
Ann Sparks · Wells Fargo Advisors, LLC
Sharon Starkey · Wells Fargo Advisors, LLC
Carrie Steinert · Colorado State Bank and
Trust/BOSC Page 23
Jeffrey Stotler · Edward Jones
Thomas Straight · Intergrated Wealth
Management
Paul Stratton · Edward Jones
Adam Strickman · Ameriprise Financial Services,
Inc.
Ted Swenson · Colorado Financial Partners
Page 27
Jonathan Zeschin · Essential Investment Partners
Ron Zimmermann · Morgan Stanley
Page 27
Taxation
Kirk Avery · Kirk B. Avery, CPA
Marc Bradac · Hanson & Company, CPAs
William Brashier · Brashier & Foss, CPAs
Jeffrey Swingle · Edward Jones
Charles Bryson · Bryson Engelstad & Company
Hony Tarrall · Tarrall Skram & Nielson
Marilyn Burnside · Marilyn R. Burnside
Scott Taylor · Value Financial Advisers
Bruce Cantor · Cantor², CPAs
Sam Tenney · Gallacher Capital Management
Mel Cantor · Cantor², CPAs
Vernon Trexler · Wells Fargo Advisors, LLC
Patrick Comiskey · Comiskey and Company
Matthew Trontel · Schwab Private Client
Investment Advisory
Brent Corrigan · Brinkerhoff Revenig & Corrigan
Charles Turner · The Mutual Fund Store
David Twibell · Custom Portfolio Group
Rob Typher · Typher Financial Services
Judith Wagner · CoBiz Wealth
Jeffrey Wall · Morgan Stanley
Greg Wambolt · Wambolt & Associates
Page 23
Sterling Warburton · Raymond James &
Associates
Matthew Dumford · Matthew E. Dumford
Mona Feeley · WhippleWood, CPAs
Mira Fine · Hein & Associates
Karl Firor · Firor & Company, CPAs
Brenda French · Mann & Company, CPAs
Theodore Gelt · Baker Hostetler
Dan Giordano · DCG, CPAs
Mary Ruparel · Tobin Ruparel Konczak & Mundell
Chris Russo · Innovative Accounting Solutions
Ken Saliman · Smith Brooks Bolshoun &
Company
Bryan Schmitt · Schmitt & Associates
Susanne Schor · Susanne R. Schor, CPA
Michael Schumacher · Schumacher & Associates
Daniel Seff · The Seff Group
Ryan Senger · Borchardt Senger & Associates
Page 23
Carla Sievers · Sievers & Associates
Daniel Swires · Daniel L. Swires, CPA
Thomas Tabuchi · Hull & Associates
David Taylor · Anton Collins Mitchell
Mark Wagner · Wagner Barnes
Jeff Watkins · EKS&H
Richard Whipple · WhippleWood, CPAs
Greg Zick · Zick Business Advisors
Trust Services
Daniel Rich · Steele Street Bank & Trust
Cindy Gomerdinger · Gomerdinger & Associates
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and the federally registered CFP (with flame logo) in the U.S., which it awards to individuals who
successfully complete CFP Board’s initial and ongoing certification requirements. The Chartered Financial Consultant credential [ChFC®] is a financial planning designation awarded by The American College.
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Making Your Wealth Work for You
• Independent consulting and unbiased
advice
• Comprehensive and ongoing investment
management
• Individualized strategies to achieve your
financial goals
Title: President
Credentials: AIFA®, CIMA®, CPWA®, General Securities
Principal
We help clients clarify their goals and financial
objectives to achieve financial independence.
Bruce G. Allen Investments, LLC was created to serve as our and aspirations of their lives. We provide consistent and clear
clients’ sole financial advisor — as their personal CFO. We help communication to monitor their progress and adjust to life’s
them unify the various pieces of their financial puzzle, creating changes.
an organized financial plan to help our clients realize the goals
Bruce G. Allen Investments, LLC
370 17th Street, Suite 3580 • Denver, CO 80202
Office: (303) 592-5535 • Fax: (303) 592-5534
[email protected] • www.brucegalleninvestments.com
Investment and advisory products and services are offered through Nations Financial Group, Inc. Member FINRA, SIPC, a Registered Investment Advisor.
Bruce G. Allen Investments, LLC is a separate entity from Nations Financial Group, Inc. Availability of services is subject to applicable licensing requirements.
Bruce G. Allen
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The Power of Experience
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G5 Financial Group
Two-year winner Scott Forsyth
• Comprehensive wealth management, pre- and post-retirement income planning
• Financial planning, proactive tactical asset management and insurance planning
• Wealth accumulation, preservation and transfer strategies
Titles: Scott Forsyth, CFP®, Managing Principal G5 Financial Group
The G5 Financial Group’s premise is simple, yet rare: combine
many minds, years of experience, wisdom, talent and skill in
order to be more effective at solving your unique issues and
better meet your needs. With more than 20 investment and
insurance professionals up and down the front range from
Colorado Springs to Fort Collins, the G5 Financial Group offers
the full array of services found in the large national brokerage
firms, while still maintaining the personalized, private attention
expected from an independent advisor.
5613 DTC Parkway, Suite 1200 • Greenwood Village, CO 80111
Office: (303) 721-0691 • Toll-free: (888) 705-7604
[email protected] • www.g5financialgroup.com
Securities and Advisory Services offered through Geneos Wealth Management, Inc. Member FINRA/SIPC.
Advisory Services offered through G5 Financial Group RIA LLC, an SEC-Registered Investment Advisor.
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Excellence in Wealth Management
Asset Management,
Asset-Based Lending,
Wealth Protection, Estate
Planning, Retirement
Income Solutions
Left to right: Darrell McAllister, Brandy Carlson, Joyce Moreno, Gary Edgar, two-year winner G. Bruce Hemmings
• Comprehensive wealth management and financial planning
• Personalized portfolio management and advisory services for high-net-worth clients
• Multigenerational family focus and custom-tailored solutions
G. Bruce Hemmings, Senior Vice President – Wealth Management, Financial Advisor; Darrell McAllister, Financial Advisor;
Gary Edgar, Registered Marketing Associate; Joyce Moreno, Senior Registered Associate; Brandy Carlson, Registered Associate
The Hemmings Group, with two-time Five Star award winner
Bruce Hemmings, brings an experienced, team-based
approach to help address the financial planning needs of their
clients. They are focused on giving personalized investment
advice and exceptional client service. The group applies
their wealth advisory and investing experience to develop a
thorough understanding of their clients’ financial objectives,
implementing a tailored financial strategy and monitoring
their clients’ ongoing progress.
Philosophy:
There is no substitute for experience, expertise and integrity
Client Approach:
Planning based, needs driven
Industry Experience:
G. Bruce Hemmings, 32 years
Five Star Winner:
G. Bruce Hemmings, 2009, 2012
6125 Sky Pond Drive, Suite 100 • Loveland, CO 80538
Office: (970) 776-5501 • Toll-free: (866) 749-5423
fa.morganstanleyindividual.com/hemmingsedgar
© 2012 Morgan Stanley Smith Barney LLC. Member SIPC.
Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Smith Barney Financial Advisors do not provide tax or legal advice. Clients should consult their tax
advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.
The Hemmings Group at Morgan Stanley
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Patrick Bloomfield
Personalized Financial Solutions
• Customized professional investment planning
• Committed to a high standard of personal service
• Experienced approach to the financial markets
Left to right: Loretta Freelong, three-year winner Patrick Bloomfield
For more than 30 years, Patrick has developed a successful business practice
by forming long-term relationships as a financial advisor for business owners,
executives, retirees and nonprofit organizations with a commitment to trust and
integrity as the cornerstones. He understands that every client situation is unique
and that the investment plan needs to be customized for their specific goals and
risk tolerance, yet flexible enough to evolve with the client over the course of their
lifetime. As an independent fee-based advisor, Patrick has the ability to manage
your investments and to avoid conflicts of interest. Loretta Freelong, Sr. Registered
Client Associate, who handles all administration, has more than 40 years’ experience.
Title: Principal
Credential: CERTIFIED FINANCIAL PLANNER™
Bloomfield Assets Management, LLC
5299 DTC Boulevard, Suite 210
Greenwood Village, CO 80111
Phone: (303) 800-3334
Toll-free: (888) 338-4713
[email protected]
www.BloomfieldAssetManagement.com
Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection
process. Wells Fargo Advisors Financial Network, LLC, Member SIPC, is a registered broker-dealer and separate nonbank affiliate of Wells Fargo & Company. [CAR 0812-04072].
Kean O. Boucher
Trust • Integrity • Respect
• Comprehensive wealth management
• Personalized estate planning
• Customized retirement strategies
Mitigating and managing risk is fundamental to any wealth management plan.
With you, we will create strategies that position your assets to take advantage of
opportunity and to help protect those assets should the investing environment
deteriorate. Boucher Wealth Management Group is a comprehensive financial
services firm committed to helping you improve your long-term financial
success through a rational and well-reasoned approach to wealth management
and estate planning.
400 Inverness Parkway, Suite 200
Englewood, CO 80112
Toll-free: (800) 318-8840
[email protected]
boucherwmg.com
Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC. Advertisement sponsored in part by Lincoln Financial Distributors.
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Integrity Is the Difference
• A partnership with our clients
• Timely and frequent communication
• Focus on individual client needs
Left to right: Three-year winner Dominic Capuano, Melissa Elliott
and four-year winner Tim Butler
Dominic and Tim have more than 35 years of industry experience that they bring
with them to their new home, Robert W. Baird, & Co. Joining them is 11-year Baird
veteran Melissa Elliott to round out this formidable financial services trio. Dominic
and Tim are once again very proud to be named Five Star Wealth Managers.
210 University Boulevard, Suite 900
Denver, CO 80206
We are more excited than ever about the resources and tools that our new home
provides, allowing us to provide the best client experience yet.
Office: (303) 270-6300
Direct: (303) 270-6308
[email protected] • [email protected]
www.bairdfinancialadvisor.com/thecapuanobutlergroup
Robert W. Baird & Company, Member SIPC.
Gill Capital
Partners Team
Our Difference Is Capital
• Comprehensive private wealth services
• Client-focused service promise
• Multi-generational planning available
Titles: Managing Partners
Credentials: CFP®, CIMA®
Left to right: Three-year winner John Winslow, Darin Snow and
four-year winner James O’Brien
Thank you to our clients for their continued trust. Since 2009, we've been able to
celebrate our Five Star recognition with you. Most financial advisors sound and
look the same, but at Gill Capital Partners, our difference is truly capital. This year,
we introduced a six-pillared client service promise that encompasses everything
from ease of on-boarding to transparency of firm compensation. We know that
we're only as good as your word.
600 South Cherry Street, Suite 800
Denver, CO 80246
Phone: (303) 296-6260
Toll-free: (800) 288-3777
[email protected]
www.gillinvest.com
Member FINRA, SIPC.
The Capuano
Butler Group
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Jerry L. Gruber
A Comprehensive, Integrated,
Disciplined Approach
• A strategy-first approach
• Dedicated and unbiased service and advice
• Building lasting client relationships
Certified Wealth Strategist (CWS)
CLU,® ChFC®
We are an independent financial planning firm, and we are not tied to any single
company or product.
The first step in our relationship begins with developing a customized, written
strategy for each client. Once we agree on your strategy, we search the universe
for the most appropriate financial solutions for you. Then we implement, review
and monitor the strategies to make sure you stay on track toward your personal
and financial goals and objectives.
68 Inverness Lane East, Suite 104
Englewood, CO 80112
Office: (303) 290-6113 • Toll-free: (888) 290-6117
[email protected]
www.greenbookwm.com
Securities offered through First Allied Securities, Inc., A Registered Broker/Dealer. Member FINRA/SIPC Advisory Services offered through First Allied Advisory Services, Inc.
Garret T. Jett
Your Wealth, Your Future,
Our Focal Point
• Disciplined investment approach based on modern
portfolio theory overlaid with technical trend
analysis, security selection and a tactical allocation
for a sophisticated approach to risk management
Left to right: Ryan Murphy, Kathleen Leopold, three-year winner Garret T. Jett
As a financial advisor, my mission is to help you plan for the financial future you
envision for yourself and your family. My practice works with you to create a plan
that simplifies your overall financial picture. Our team uses today’s technology
to integrate a sophisticated wealth management program with an emphasis on
risk management, while striving to set ourselves apart from our competition. This
system provides you with the confidence you need to navigate through the “new
normal economy” and prepare for the certainty of uncertainty in life. We educate
our clients on their investment options for the issues that matter most, while
adhering to our integrity and ethics.
Focus: Retirement Income Strategies, Protection Planning,
Wealth Transfer Tactics
Titles: Financial Advisor, Associate Vice President, APMASM
10375 Park Meadows Drive, Suite 125
Lone Tree, CO 80124
Office: (303) 222-2612, Ext. 2612
Toll-free: (800) 332-9222, Ext. 2612
[email protected] • www.ameripriseadvisors.com/garret.t.jett
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial
advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients.
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Helping to Align Your
Goals for a Successful Future
• Ethical strategies for more than 25 years
• Integrity, commitment, education
• Custom approach to wealth accumulation
Life and Retirement Planning, Personal Risk Evaluation
Left to right: Greg Richards, Courtney Davis, three-year winner Patricia Kummer, Phil Wilson
CFP®, Past-President, member FPA
A dedicated team of professionals trained to help you identify your goals and build
a custom strategy.
Education is paramount for investors in all stages of life. Let us help you set
priorities, reduce taxes, create a lifestyle and build financial confidence. Enjoy
personal attention to your specific needs.
Our mission is to provide financial services, education and advice to professionals
and families to better enable them to achieve peace of mind and financial security.
8871 Ridgeline Boulevard, Suite 100
Highlands Ranch, CO 80129
Phone: (303) 470-1209
clientservice@kummerfinancial.com
www.kummerfinancial.com
Kummer Financial Strategies, Inc. is an independent Registered Investment Advisory firm.
Life Transition
Planners Team
Innovative Solutions to
Navigate Life's Transitions
• Caring, experienced and dedicated
• Solid principles, sound strategies
• Your goals, our mission
Left to right: Two-year winner Bob Holland, 2012 winner Deb Johnson
and four-year winner Gary Sidder
LTP is a fee-based, comprehensive financial planning and wealth management
practice. All of our clients get the benefits of a full financial plan before we
recommend any course of action, beginning with the end in mind. As fiduciaries,
at all times we strive to place the interest of our clients ahead of our own. Building
lasting relationships and helping our clients to meet their financial and life goals
are the foundations of our practice. We are passionate about helping our clients
succeed.
Bob Holland, CERTIFIED FINANCIAL PLANNER™
Deb Johnson, ChFC®, CDFA™
Gary Sidder, CERTIFIED FINANCIAL PLANNER™
Life Transition Planners, Inc.
7631 Shaffer Parkway, Suite A • Littleton, CO 80127-3011
Phone: (303) 933-6226 • Toll-free: (800) 926-3302
[email protected]
[email protected]
[email protected]
www.lifetransitionplanners.com
CERTIFIED FINANCIAL PLANNER® practitioner, as authorized by the Certified Financial Planner Board of Standards.
Securities and Investment Advisory Services offered through NFP Securities, Inc. Member FINRA/SIPC. NFP Securities, Inc. is not affiliated with Life Transition Planners, Inc.
Kummer Financial
Advisors Team
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Leslie Ann MacGuire
Have a Strategy for a
Bull or a Bear Market
• Knowledge of the markets and trends
• Personal attention to risk tolerance
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• Creative approach to managing money
I want to thank my clients for their trust and continued business. We work hard to
maintain long-term relationships with our clients by consistently keeping them
updated on the markets. We believe buy and hold is no longer a strategy. As the
markets change, it’s important to change with them. We use practical, handson knowledge of the trends. Your personal strategy will be designed with risk
tolerance in mind.
Leslie Ann MacGuire, LPL Branch Manager
Focus: Financial Planning, Investments and Estate Planning
Wilkonson Wealth Strategies
5455 Landmark Place, Suite 515
Phone: (303) 531-7667
[email protected]
No strategy assures success or protects against loss. Securities and Financial Planning offered through LPL Financial a registered Investment Advisor Member FINRA/SIPC.
Meridian Wealth
Management Team
Unbiased and Independent
• Working together on life’s “what ifs”
• Independence powered by LPL Financial
• Trusted guidance, exceptional service
Left to right: 2012 winner Richard Weintraub, two-year winner Richard Mower,
2012 winner Tanya Mathews, three-year winner David Hansen
It is a great honor for all four partners in Meridian Wealth Management to receive
the coveted Five Star Wealth Manager award.
As an independent firm, we provide truly unbiased investment advice and highly
personalized service. Founded by seasoned and accomplished investment
advisors, our firm intentionally serves a limited number of valued clients. Serving
fewer clients lets us develop intimate relationships and create multigenerational
trust.
4430 Arapahoe Avenue, Suite 210
Boulder, CO 80303
Boulder: (720) 274-1656 • Denver: (303) 357-4741
meridianteam.com
Securities offered through LPL Financial member FINRA/SIPC. Investment advice offered through Meridian Wealth Management, a registered investment advisor and separate entity from LPL Financial.
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Enriching the Lives of Our Clients
• Comprehensive wealth management solutions
• Highly personalized service, expert advice
• U.S. Bancorp’s long history of financial strength
and stability
Left to right: Emma Romero, four-year winner Mark Levine, Lynette Waneka
Investment products are not a deposit, are not FDIC insured, are not guaranteed by the bank, may lose value and are not insured by any
federal government agency. Investment products and services are available through U.S. Bancorp Investments, Inc., member FINRA and
SIPC, an investment adviser and a brokerage subsidiary of U.S. Bancorp and an affiliate of U.S. Bank. To receive the 2012 Five Star Wealth
Manager award, researched and managed by Five Star Professional, a wealth manager must be nominated by either a peer or by their firm.
In the case of representatives of U.S. Bancorp Investments, Inc., firm nominations are made by either the individual’s Region or Division
Manager. Nominees are then evaluated using a list of 10 objective criteria and feedback from consumer surveys. Consumer feedback and
surveys are promoted via local advertising, through the Five Star Professional website and by Five Star Professional researchers to augment
the regulatory review of reported complaints. Those wealth managers whom satisfy the criteria were named a Five Star Wealth Manager.
Find full measurement formulas and information on www.fivestarprofessional.com. The 2012 Five Star Wealth Managers do not pay a fee
to be included in the research or the final list of Five Star Wealth Managers, but may pay for licensed use of the Five Star emblem and award.
Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee
that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. The Five Star award is not
indicative of the wealth managers future performance.The inclusion of a wealth manager on the Five Star Wealth Manager list should not be
construed as an endorsement of the wealth manager by Five Star Professional, 5280 magazine or ColoradoBiz magazine. (USBI 0912243).
*Not Five Star award recipients.
Mark Levine, Financial Advisor, CRPC®
Emma Romero*, Investment Sales Assistant
Lynette Waneka*, U.S. Bank Branch Manager
730 Colorado Boulevard
Denver, CO 80206
Phone: (303) 394-7060
www.usbank.com
Sandon Purcell
Comprehensive Wealth Management
• Exceptional customer service
• Dividend-oriented income strategies
• Full-service, professional advice
Sandon Purcell, Branch Manager
Loretta Freelong, Client Service Manager
Left to right: Loretta Freelong and Five Star award winner Sandon Purcell
After spending years accumulating your wealth, it is critical to build a solid plan to
help you preserve and grow your estate for a comfortable retirement. With more
than 20 years of experience, Sandy will work with you to build a portfolio that is
flexible, easy to understand and designed to help meet your specific goals.
5299 DTC Boulevard, Suite 210
Call us today for a complimentary financial analysis.
Office: (303) 800-3350
sandon.purcell@wfafinet.com
www.purcellcapital.com
Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection
process. Wells Fargo Advisors Financial Network, LLC, Member SIPC, is a registered broker-dealer and separate nonbank affiliate of Wells Fargo & Company. [CAR 0812-04546 8/31/12].
Investment and Insurance Products:
NOT FDIC-Insured
NO Bank Guarantee
MAY Lose Value
The Private
Client Group
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Tom Stefaniak
Investing for Your Best Interest
• Independent unbiased advice
• Tailored financial planning
• Surge-and-protect investment strategy
Title: Wealth Advisor
Credential: CERTIFIED FINANCIAL PLANNER®
We build relationships to provide tailored planning and investment advice to
help you reach your goals and live your dreams. This is the mission statement
of Pinnacle Wealth Management. With more than 25 years' experience in the
financial services industry, Tom Stefaniak is dedicated to developing long-term
relationships to provide outstanding client service and accessibility to assist his
clients with a wide range of financial needs.
2696 South Colorado Boulevard, Suite 430
Denver, CO 80222
Office: (303) 806-0988
[email protected]
www.pinnaclewm.com
Securities and Advisory Services offered through LPL Financial. Member FINRA/SIPC. Financial planning offered through Pinnacle Wealth Management, a Registered Investment Advisor and a separate entity.
Transitions Wealth
Management Team
Wealth Management Through a
Comprehensive Five-Step Process
• Simple and elegant wealth management
• Disciplined approach to our process
• Collaborative needs-based solutions
Credentials: CPA, PFS, CFP®
Left to right: Four-year winner Bruce Bendell, two-year winner Josh Lozow,
2012 winner Michael Simmons and three-year winner Richard Negreann
Transitions Wealth Management, LLC assists those experiencing life transitions
(widows, divorce, retirement, inheritance and liquidity events) to make intelligent
decisions with their finances through a comprehensive five-step process. We do
this by acting as your personal wealth manager. We use a consultative process to
identify your current financial situation and challenges and then design solutions
intended to help you achieve your most important goals.
8101 East Prentice Avenue, Suite 800
Phone: (303) 221-4867
Toll-free: (800) 230-2941
[email protected]
www.transitionswm.com
Registered Investment Advisor. Registration as an investment advisor does not constitute an endorsement of the firm by securities regulators nor does it indicate that the
advisor has attained a particular level of skill or ability. Transitions Wealth Management, LLC and the Five Star program are not affiliated.
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Working to Preserve and Grow Wealth
• Honesty and integrity
• A unique and disciplined approach
• Comprehensive financial planning
Financial Advisor, Associate VP
CFP®, ChFC®
I am honored to be selected a third time for this prestigious award. I am passionate
about working with clients to help them meet their financial needs and plan for the
future. I will look at your entire financial picture, including cash reserves and debt
management, investments, protection and taxes. I also ask the right questions and
listen closely to your answers. That way, you can feel confident that the advice I
provide reflects your personal dreams and goals.
10375 Park Meadows Drive, Suite 125
Lone Tree, CO 80124-6803
Direct: (303) 222-2610 • Toll-free: (800) 332-9222
[email protected]
ameripriseadvisors.com/rhonda.wagner
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial
advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients.
Michael Zahler
Independent, Objective and Unbiased
• Customized wealth management solutions
• Personalized retirement strategies
• Experienced with 401(k) plans
Michael Zahler, Senior Vice President – Investments
Nancy Ball, Senior Registered Client Associate
Left to right: Nancy Ball, four-year winner Michael Zahler, Elizabeth Schauer
With 23 years of experience, Michael and his team's guiding principle is to treat
clients the way they would want to be treated if they were the client. To remain true
to this, Michael identifies life goals and dreams, creates personalized investment
solutions and takes the time to explain recommendations so that clients can be
confident in all investment decisions. They also help business owners across the
U.S. set up 401(k) plans or resolve issues with existing plans.
Elizabeth Schauer, Client Associate
Wells Fargo Advisors, LLC
5613 DTC Parkway, Suite 1000
Direct: (303) 488-2462
Toll-free: (800) 999-7900, Ext. 222
[email protected]
www.michaelzahler.wfadv.com
Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the
award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0912-01260].
Rhonda L. Wagner
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Willis G. Ashby
Robert H. Bastiaans
5105 DTC Pkwy., Ste. 316
Office: (303) 220-5525
Toll-free: (800) 898-5450
willis@integrafinancial.ws
www.integraco.net
7979 E Tufts Ave., Ste. 1050
Denver, CO 80237
Office: (303) 689-7424
Toll-free: (800) 991-0993
[email protected]
www.bobbastiaans.com
Your Goals, Our Experience and Expertise
Shaping Financial Solutions
• Unbiased, objective research advice
• Fee based, no conflicts with a bank/broker-dealer
• We support your path to a comfortable retirement
• Planning for the certainty of uncertainty
• Understanding your goals and dreams
• Developing strategies tailored to your needs
Focus: Investments, IRAs, 401(k)s, Retirement Planning
Title: Private Weath Advisor
Willis Ashby, CFP®, Member FPA, BBB, Past President of Local NAIFA
Credentials: CFP®, APMASM, MSFS, CLU®, ChFC®
With more than 60 years of combined office experience, we are able
to provide complete planning advice and management. Our feebased business model is designed for total transparency and aligns
your goals with ours. You deserve a comfortable retirement. We can
work to set you up with one.
For 34 years, I have been helping clients develop financial planning
strategies that address multigenerational planning as well as dayto-day needs. My talented team and I strive to enhance our clients’
abilities to make financial and investment decisions that align with
their values and help to achieve their goals.
Investors should conduct their own evaluation of a financial professional as working with
a financial advisor is not a guarantee of future financial success. Brokerage, investment
and financial advisory services are made available through Ameriprise Financial Services,
Inc., Member FINRA and SIPC. Some products and services may not be available in all
jurisdictions or to all clients.
Willis G. Ashby is the owner of Integra Financial, Inc., a Registered Investment Advisory firm
domiciled in Colorado and registered with the Colorado Division of Securities. Integra Financial,
Inc., does business with clients in multiple states, including Colorado, Texas and others.
Brent Burrows
Ronald Colson
Raymond James
Colson Financial
Group, Inc.
4643 S Ulster St., Ste. 1350
Denver, CO 80237
Office: (303) 200-1427
P.O. Box 280929
Lakewood, CO 80228
[email protected]
Phone: (303) 898-2622
www.raymondjames.com/
brentburrows
www.ColsonFinancial.com
Experience and Expertise
Honesty, Integrity and Fiduciary Care
• Retirement planning
• Custom portfolio management
• Wealth transfer and preservation
• Fee-only (no product sales) financial planning
• Fee-based (no sales commissions) wealth management
• Personalized financial advice since 1987
Title: First Vice President – Private Client Group
Specializations: Financial Planning/Wealth Management
CFP® practitioner, MBA – Finance (University of Colorado)
I have been advising my clients for more than 26 years and believe
it is more important than ever to have a well-thought-out, proactive
investment strategy guided by expert counsel and experience. I am
committed to building strong long-term relationships by combining
the highest level of service with unique portfolio management
capabilities.
We provide “not-yet-wealthy” folks with the same high level of
financial planning service and institutional wealth management
that is usually reserved only for the very wealthy. We function as
a fiduciary, which means that we always place your best interests
ahead of our own. We have no affiliation with any broker/dealer;
therefore, we avoid all conflicts of interest imposed by product sales
incentives.
Raymond James & Associates, Inc., Member New York Stock Exchange/SIPC.
Colson Financial Group, Inc. is a Registered Investment Advisor.
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Meagan D'Angelo
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Sargent Bickham
Lagudis
1801 13th St., Ste. 208
Boulder, CO 80302
370 17th St., Ste. 5100
Denver, CO 80202
Office: (303) 595-2125
Toll-free: (800) 767-9983
[email protected]
Relationships for the Long Run
Office: (303) 443-2433, Ext. 112
Cell: (303) 809-8797
meagan@sblfinancial.com
www.sargentbickham.com
Managing Wealth to Align With Goals
• Discretionary active account manager
• Average relationship duration: 18 years
• 29 years as an investment professional
• Investment management and financial counsel
• Independent and objective
• A comprehensive approach
Titles: Portfolio Manager, Financial Advisor
Advisor, Portfolio Manager, Financial Planner
CERTIFIED FINANCIAL PLANNER™
In this new era of economic uncertainty, the traditional approach
to long-term investing needs to be questioned. With more than 29
years as an investment professional and asset manager, John utilizes
active management, risk strategies and discipline to build and
protect client assets. This approach has resulted in relationships that
last through generations. Is active account management for you?
Founded in 1988 in Boulder, Sargent Bickham Lagudis has a tradition
of providing close personal attention, sophisticated financial
planning and the unrelenting pursuit of excellent investment
results.
Today, Sargent Bickham Lagudis has a team of 20 professionals and
associates managing more than $700 million for a diverse group of
individuals, corporations and nonprofit organizations. SBL is one of
the oldest and largest private wealth management firms in Colorado
and is always graciously accepting new clients.
Melissa S. Dyer
Scott P. Greiner
10463 Park Meadows Dr., Ste. 115
Littleton, CO 80124
Phone: (303) 792-7340, Ext. 2
Direct: (720) 209-3095
[email protected]
1400 16th St., 6th Fl.
Denver, CO 80202
Phone: (303) 292-7942
Office: (303) 292-2900
[email protected]
www.moyewhite.com
www.raymondjames.com/melissadyer
Personalized Financial Planning
Experience Does Make a Difference
• Customized wealth management
• Retirement income strategies
• Professional caring service
• Trust and estate planning and administration
• Charitable gift planning
• Business and real estate tax planning
Melissa Dyer, CERTIFIED FINANCIAL PLANNER™, MBA
Co-Chair (Estate, Trust and Tax Group)
JD, LL.M. (Taxation)
Blending integrity, hard work and a willingness to listen to each
client like he or she is the only investor in the world, Melissa Dyer
is dedicated to assisting her clients in reaching their financial goals.
She uses a hands-on approach when working with clients, meeting
with each of them on a regular basis to ensure that their investments
remain suitable for their objectives throughout changing personal
and market conditions.
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC.
As an experienced business and estate attorney, Scott advises
clients on how to effectively structure their business and real estate
ventures, as well as insulate wealth from transfer taxes. He assists
clients with their estate and business planning needs, utilizing
creative income, estate and gift tax savings strategies. Scott also
helps clients achieve their philanthropic objectives through
establishment of private foundations and charitable lead and
remainder trusts.
John Cox
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Jeffrey T. Huff
Joseph Kozmata
Raymond James
Financial Services
10463 Park Meadows Dr., Ste 115
Littleton, CO 80124
6400 S Fiddler's Green Cir., Ste. 1840
Office: (720) 963-6120
Cell: (303) 888-5511
jeffrey.huff@wfafinet.com
www.jeffrey.huff.wfadv.com
Professionalism With Integrity
Phone: (303) 792-7340
[email protected]
RaymondJames.com/JosephKozmata
Personalized Investment Strategies
• Five Star award winner 2010, 2011, 2012
• Customized portfolio management
• Highly personalized service and advice
• Comprehensive wealth management
• Investments tailored to clients’ objectives
• Personalized service
President, Branch Manager
Areas of Focus: Investment and Retirement Planning
Credentials: CFP®, CFA
For more than 24 years, Jeff has provided his clients with customized,
comprehensive wealth management strategies and advice. As an
independent business owner, I understand the financial challenges
you face everyday.
Advisor selection is not reflective of individual client satisfaction or future performance. Please see the
introduction section for important information on the scope of the award and the Five Star selection
process. Investment Products and services offered through Wells Fargo Advisors Financial Network, LLC
(WFAFN), Member SIPC, a registered broker-dealer and separate non-bank affiliate of Wells Fargo &
Company. Redpoint Capital Management is a separate entity from WFAFN. [CAR 0912-00032].
As a financial professional with both CERTIFIED FINANCIAL PLANNER™ and
Chartered Financial Analyst® credentials, Joe focuses his efforts
on managing and preserving his clients’ wealth for their financial
future. He works with his clients’ CPA and estate planning attorneys
to develop customized financial plans to help them reach their
goals and objectives.
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC.
Andy Lyford
Elizabeth O’Donnell
2525 16th St., Ste. 118C
Denver, CO 80211-3958
Phone: (303) 355-5039
[email protected]
3773 Cherry Creek N Dr., Ste. 575
Denver, CO 80206
Phone: (303) 331-6434
[email protected]
www.odonnellwealth.com
Fourth-Generation Colorado Native
Integrity • Excellence • Commitment
• Personalized, high-quality financial services
• Independent, objective and unbiased advice
• Planning strategies with portfolio design and diversification
• Personally tailored financial planning
• Integrated wealth management
• Income solutions and risk management
Areas of Focus: Financial Planning, Estate Planning,
Asset Allocation
Financial Advisor
I work hard to create one-on-one, long-term relationships focusing
on all of my clients’ financial needs. My team approach to investment
advice centers around your particular financial hopes and dreams.
I know how critical aspirations, such as sending your child to the
right school, providing for a comfortable retirement and financial
independence late in life, are to creating financial confidence.
Elizabeth has an impressive reputation for objective, intelligent,
highly personalized service. Her integrity and experience enable
her to deliver effective plans that reflect her clients’ values, personal
objectives and long-term goals. Her breadth of knowledge make
her a trusted financial advisor able to inform, motivate and advise
clients, so they are best positioned for success and peace of mind.
Securities and advisory services offered through LPL Financial, a Registered Investment Advisor,
Member FINRA/SIPC.
MBA, University of Colorado
Securities and investment advisory services offered through ING Financial Partners, Member SIPC.
O’Donnell Wealth Management is not a subsidiary of nor controlled by ING Financial Partners.
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Mark Sindrich
6000 Greenwood Plz. Blvd., Ste. 125
Direct: (303) 488-7575
Office: (303) 488-7570
[email protected]
www.BorchardtSenger.com
1490 S Pearl St.
Denver, CO 80210
Office: (303) 744-8899
Toll-free: (800) 825-8259
[email protected]
www.sindrich.com
Value, Integrity, Professionalism
Our Disciplined Success Method™
• Comprehensive tax compliance services
• Intelligent tax planning strategies
• Expert support for high-net-worth clients
• Helps you plan, manage and preserve wealth
• Helps develop integrated wealth management
• Committed, experienced and accountable
Title: Partner
Credentials: CFP®, Life, Health, Disability Insurance and Securities
Credentials: CPA, M.T.
For more than 28 years, the professionals at Sindrich & Associates have
provided sophisticated wealth design planning for entrepreneurs,
business owners, executives and their families. Our comprehensive
planning coordinates many facets for a broad range of clients’
financial needs through discipline, diversification and tax-efficient
strategies. We thank our clients for their years of partnership.
Securities and Invesment Advisory Services may by offered through NFP Securities, Inc.,
Member FINRA/SIPC. NFP Securities, Inc. is not affiliated with Sindrich & Associates or Five Star
Professional. NFP Securities, Inc. does not provide legal or tax advice.
Carrie Steinert
Greg A. Wambolt
8095 E Belleview Ave.
Englewood, CO 80111
Phone: (303) 524-3173
[email protected]
www.csbt.com
13976 W Bowles Ave., Ste. 200
Littleton, CO 80127
Phone: (720) 962-6700
Long Live Your Money
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Our firm specializes in tax compliance and consulting for businesses
and their owners as well as high-net-worth individuals. Ryan holds a
Master of Taxation from the University of Denver and has more than 13
years of public accounting experience. He has extensive experience
working with partnerships, S corporations and individuals. Our firm's
focus is to provide accurate and timely advice to assist our clients in
making informed business and personal tax decisions.
[email protected]
Wealth Management Partners
• Customized financial solutions
• Unbiased investment advice
• Retirement planning and money management
• Deliver actionable solutions
• Personalized client support
• Embrace words: traditional and conservative
Titles: Vice President, Client Advisor
CFP®, CLU®, CHFC®
CTFA, Series 66-IAR
Five Star award winner 2011 – 2012
Carrie offers an array of comprehensive investment management
services designed to meet the needs of high-net-worth individuals,
families and business owners. Every client enjoys a one-on-one
relationship with Carrie who addresses critical financial priorities:
preserving wealth, building new assets, establishing a legacy and
more.
We partner with you and your family to transition from today to
retirement, managing key milestones along the journey — financial
planning, investment management, tax planning and more. Our
approach to money management starts and ends with the financial
plan — it’s the blueprint to mapping out your journey.
© 2012 Colorado State Bank and Trust, a division of BOKF, NA, dba Colorado State Bank and Trust.
Member FDIC. Equal Opportunity Lender.
Wambolt & Associates, LLC is a SEC-Registered Investment Adviser. Advisory services are only offered to
clients or prospective clients where Wambolt & Associates, LLC and its representatives are properly licensed
or exempt from licensure. Investing involves risk and possible loss of principal capital. No advice may be
rendered by Wambolt & Associates, LLC unless a client service agreement is in place.
Ryan Senger
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Donna M. Boender
Scott J. Atwell, PC
5299 DTC Blvd., Ste. 260
Phone: (303) 220-7700
[email protected]
scottatwell.com
Wells Fargo Advisors,
LLC
3200 Cherry Creek S Dr., Ste. 100
Denver, CO 80209
Phone: (303) 248-0842
Toll-free: (800) 777-1401
Christopher P. Bruhl
14143 Denver W Pkwy.,
Ste. 510
Golden, CO 80401
Office: (303) 942-1717
[email protected]
[email protected]
www.WFAdvisors.com/donna.
boender
Wealth Advisor; CLU®, ChFC®,
CFP®
Credential: CFP®
For more than 30 years, my legal practice
has focused on estate and trust planning. My
mission is to provide practical and quality
legal representation to develop plans that
effectively manage assets and personal
affairs for life and assure the final disposition
the client intends, all with a minimum of
time, cost and tax.
Donna works closely with her clients to
design and implement a comprehensive
investment plan created to guide clients on
the path toward achieving their financial
goals.
Advisor selection is not reflective of individual client satisfaction or
future performance. Please see the introduction section for important
information on the scope of the award and the Five Star selection
process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0912-00315].
Our goal at Financial Dynamics, LLC is
to coordinate both investment and risk
management strategies, crafting effective,
multidisciplinary financial plans for business
owners, self-employed professionals and
their key people.
Securities offered through LPL Financial, Member FINRA/SIPC.
Barry Bruner
David Burros
50 S Steele St., Ste. 850
Denver, CO 80209
Office: (303) 377-7327
Phone: (800) 313-7239
[email protected]
Burros Wealth
Management, LLC
7900 E Union Ave., Ste. 1100
Denver, CO 80237
Office: (303) 217-4517
[email protected]
burroswealth.com
patience, discipline
and diligence.
Barry assists his clients in achieving their
financial goals by designing investment
and retirement strategies specific to their
needs and objectives. He builds long-term
relationships with his clients based on a
prudent approach to investing.
— Five Star award winner
www.wedbush.com | Member NYSE/FINRA/SIPC.
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Success requires
Senior Vice President,
Investments
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Scott J. Atwell
David Burros is CEO of Burros Wealth
Management, LLC. He is a CFP® professional
with 25 years of financial services experience.
His career highlights started on Wall Street
with the investment banking firms of Kidder
Peabody and Salomon Brothers. Later, David
worked for the accounting firms of KPMG
and Deloitte and Touche.
M Katharine Collins
Frank J. Danzo III
Louis M. DeNiro
2229 S Joliet Way
Aurora, CO 80014
Direct: (303) 306-6639
[email protected]
www.lpl.com/katie.collins
650 S Cherry St., Ste. 710
Denver, CO 80246
Phone: (303) 355-8500
[email protected]
Lone Tree, CO 80124
Office: (303) 222-2600, Ext. 2613
[email protected]
www.ameripriseadvisors.com/
louis.m.deniro
Estate/Business Planning,
Elder Law
Branch Manager/Principal
A successful financial partnership requires
a trustworthy advisor. With 28 years of
experience, I'm here to help. I am honored
to be a two-year winner of this award.
Securities offered through LPL Financial, a Registered Investment
Advisor. Member FINRA/SIPC.
Financial Advisor
Frank has committed his law practice to
planning and implementing specialized
estate plans for individuals and families.
Frank is a member of the trust and estate
and elder law sections of the Colorado Bar
Association and the Denver Estate Planning
Council.
In the business for nearly 20 years, I have
helped my clients reach their investment goals
using a comprehensive financial planning
approach. My clients receive a unique financial
plan encompassing investment, retirement,
estate and tax planning.
Investors should conduct their own evaluation of a financial
professional as working with a financial advisor is not a
guarantee of future financial success. Ameriprise Financial
Services, Inc., Member FINRA and SIPC.
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Kathleen A. Drake
Raeyane Farrell
370 17th St., Ste. 2800
Denver, CO 80202
Phone: (303) 572-4825
[email protected]
Denver, CO 80237
Direct: (303) 689-7420
[email protected]
Financial Advisor, CFP®,
Chartered Retirement Plans
SpecialistSM
ameripriseadvisors.com/kathleen.a.drake
Denver, CO 80237
Phone: (303) 689-7448
[email protected]
www.ameripriseadvisors.
com/raeyane.x.farrell
Phil has 15 years of experience in retirement
planning, custom portfolio management and
company retirement plans.
Five Star award winner, 2009 – 2012.
My years of experience have taught me
that the best way to help my clients achieve
financial success is to understand their
personal situation and what means most to
them.
professional as working with a financial advisor is not a guarantee
of future financial success. Ameriprise Financial Services, Inc.,
Member FINRA and SIPC.
Raeyane’s clients often measure success by
financial well-being. She helps them navigate
the seas of retirement planning while helping
build confidence in their financial future. She
also focuses on the distinct needs of women’s
financial planning.
Jimmy Hasson
Karen Jessey
Laurence J. Kandel
6000 Greenwood Plz. Blvd.,
Ste. 100
Phone: (303) 243-5722
[email protected]
www.hassonfinancials.com
Wealth Strategies Group
6455 Yosemite St., Ste. 300
Phone: (303) 741-6181
[email protected]
WealthStrat1.com
3200 Cherry Creek S Dr., Ste. 480
Denver, CO 80209
Phone: (303) 733-4305
[email protected]
www.obermeyerasset.com
CERTIFIED FINANCIAL PLANNER™
ChFC®, CLU®, CFP®
Hasson Financial, LLC is built on client service,
responsible investing and comprehensive
financial planning. Our personal approach
helps clients define financial goals and take
the necessary steps to pursue them. Our
comprehensive planning approach focuses
on the following: investment advisory,
retirement planning and education planning.
Damon L. Kaplan
Kaplan & Associates, P.C.
7315 E Orchard Rd., Ste. 250
Direct: (303) 327-5007
[email protected]
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Credential: MBA
Personal, Business and Bankruptcy
Taxation, Estate/Business Planning
Credential: CPA
I am honored to be selected as one of the
Five Star Wealth Managers. I appreciate this
recognition and will continue providing the
high quality of service my clients expect.
I enjoy helping individuals and business
owners create, protect and maximize their
wealth. I am passionate about what I do.
Registered Representative and Financial Advisor of Park Avenue
Securities, LLC (PAS), 6455 S Yosemite St., Ste. 300, Greenwood
Village, CO 80111. Securities products and advisory services offered
through PAS, (303) 770-9020. Field Representative, The Guardian
Life Insurance Company of America (Guardian), New York, NY. PAS is
an indirect, wholly owned subsidiary of Guardian. Wealth Strategies
Group, LLC is not an affiliate of PAS or Guardian.
Vice President, Investments and Client
Advisory.
On behalf of the entire firm, I want to thank
our clients for their ongoing loyalty and
partnership.
Dennis Means
David W. Moritz
3801 E Florida Ave., Ste. 610
Denver, CO 80210
Phone: (303) 300-0206
[email protected]
19751 E Main St., Ste. R12
Parker, CO 80138
Office: (720) 836-4534
Cell: (303) 596-1239
[email protected]
Credential: CFP®
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Financial Advisor,
Associate Vice President
Strong client relationships are the center
of our practice. We provide sound advice
to helping our clients pursue their financial
objectives.
Member FINRA/SIPC.
ameripriseadvisors.com/david.w.moritz
Financial Advisor, CFP®
I work one-to-one with clients to understand
what is important to them and their families.
This information provides the foundation for
a strategic plan to help them achieve their
short- and long-term goals.
Phil Dispense
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Fiv St r P fe io
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Sta Pr fes ion l
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Joyce H. Nakamura
Tom Obarski
Charles Schwab &
Co., Inc.
518 17th St., Ste. 100
Denver, CO 80202
Office: (303) 260-5915
Hall & Evans, LLC
1125 17th St., Ste. 600
Denver, CO 80202
Office: (303) 628-3362
[email protected]
www.hallevans.com
LPL Financial
5445 DTC Pkwy., PH 4
Phone: (303) 740-6620
[email protected]
www.lpl.com/tomobarski
Estate Planning, Trust and Estate
Admin. and Litigation, Charitable
and Business Succession Planning
Title: LPL Branch Manager
[email protected]
www.schwab.com
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Rich Munneke
VP – Financial Consultant
Rich Munneke, CFP® professional, is a
financial consultant with Charles Schwab
& Co., Inc. where he guides clients on a
wide range of financial topics, including
investment advice, personal financial
planning and retirement planning.
With more than 28 years of experience, Joyce
works closely with her clients to design
and implement their estate, charitable and
business succession planning objectives.
Thank you — four years in a row for this
award.
Our focus: working toward the protection of
retirement assets and investment education.
Securities offered through LPL Financial. Member FINRA/SIPC.
Michael A. Pappas
Roy Persky
Gary A. Peterson
Ste. 100
Office: (303) 243-5733
[email protected]
14143 Denver W Pkwy., Ste. 510
Golden, CO 80401
Phone: (303) 215-9700
[email protected]
370 17th St., Ste. 2800
Denver, CO 80202
Direct: (303) 572-4857
Office: (800) 477-3041
[email protected]
Branch Manager
LPL Financial Advisor
With more than 30 years in the financial
industry, my goal is to individualize a client’s
strategy for accumulating and preserving
wealth that will be consistent with their
objectives and time horizon.
Vice President, Financial Advisor,
CRPC®
I am honored to have been selected for
this distinction. I wholeheartedly thank my
clients for the trust they’ve put in me. Your
individual needs and financial goals are my
priorities. I will continue to deliver sensible
strategies and serve you with honesty and
integrity.
The Falcon Group at Morgan Stanley
performs broad-based financial planning
solutions for individuals who are retired
or planning for retirement, 401(k) plans,
concentrated stock positions, stock options,
HOAs and corporate cash management in
the Rocky Mountain region.
Securities & Advisory Services offered through LPL Financial,
Member FINRA/SIPC.
Mary Pierce
Shelley Schlossberg
4419 Orofino Ct.
Castle Rock, CO 80108
Phone: (303) 663-5903
[email protected]
CastleMountain
Financial Services, Inc.
23596 Currant Dr.
Golden, CO 80401
Phone: (303) 384-9177
[email protected]
Financial Advisor, CFP®, CLU®
www.castlemountainfinancial.com
600 Grant St., Ste. 650
Denver, CO 80203
Direct: (303) 633-5915
[email protected]
srscapitaladvisors.com
CFP®, President, LPL Registered
Principal
David A. Simon, CFP®, MBA
Managing Director
I help my clients plan for their dreams
through a comprehensive financial approach
and long-term investment strategies.
Shelley has been helping her clients keep
their financial plans in sync with their dreams
for more than 30 years. CastleMountain
Financial Services, Inc. is a comprehensive
investment and wealth planning firm
offering personalized service to high-networth individuals and small businesses.
Securities and Financial Planning offered through LPL Financial, A
Registered Investment Advisor, Member FINRA/SIPC.
David A. Simon
The partner that high-net-worth families
choose to help navigate the complicated
world of asset management and financial
planning is critical. We strive to achieve
superior outcomes by providing unbiased
advice and customized investment programs
for our clients.
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Eric K. Swope
Damian Walsh
14143 Denver W Pkwy., Ste. 510
Golden, CO 80401
Office: (303) 393-2456
Cell: (720) 515-7293
[email protected]
Lone Tree, CO 80124
Office: (303) 222-2600, Ext. 2609
www.ameripriseadvisors.com/
eric.k.swope
141 Union Blvd., Ste. 310
Lakewood, CO 80126
Phone: (303) 425-0904
[email protected]
swenson.coloradofinancialpartners.com
CFP®, Financial Advisor, Associate
Vice President
AAMS®, CFP ®
Ted works to design and implement
retirement and wealth preser vation
strategies and strives to provide an elite
standard of service for his clients, helping
them work toward a comfortable retirement.
Securities and Financial Planning offered through LPL Financial,
Member FINRA/SIPC.
Over the last 17 years, Eric has helped his
clients with a comprehensive approach to
financial planning. Each client receives advice
and planning that is unique to their situation,
covering investment, retirement, estate and tax
planning strategies.
professional as working with a financial advisor is not a guarantee of
future financial success. Ameriprise Financial Services, Inc.,
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Robert. N. Webster
6684 Gunpark Dr., Ste. 1500
Boulder, CO 80301
Office: (303) 530-7717
[email protected]
www.wiainfo.com
Robert. N. Webster, CEO, AAMS®,
IAR
Simple. Solid. Balanced. Since 1999, WIA has
delivered a tactical approach in managing “clients’
serious money” with a focus on “participation
with protection.” Our client-centric consulting
process provides investors with confidence in
pursuing their financial independence.
Securities offered through First Allied Securities Inc. Member FINRA/
SIPC. Advisory services offered through First Allied Advisory Services,
Inc., a Registered Investment Adviser.
Financial Advisor, CFP®
Our unique and collaborative Dream > Plan
> Track >™ approach to financial planning
star ts with your dreams, not just the
numbers.
professional as working with a financial advisor is not a
guarantee of future financial success. Ameriprise Financial
Services, Inc., Member FINRA and SIPC.
Arnold C. Wegher
Financial
planning is a
holistic approach
to financial
well-being.
621 17th St., Ste. 2455
Denver, CO 80293
Phone: (303) 292-9000
Fax: (303) 292-5445
[email protected]
wegherandassoc.com
Designations: J.D., LL.M.
– Preparation of wills, trusts, powers of
attorney and medical directives.
– Guidance in creating innovative plans and
strategies for present and future wealth
management.
– Probate and estate administration services.
– Resolution of income and estate tax problems.
— Five Star award winner
Brian D. Williams
Craig E. Williams
Ste. 100
Office: (303) 243-5728
[email protected]
7665 E Windford St.
Parker, CO 80134
Office: (303) 805-4928
[email protected]
www.craigewilliams.com
www.gwwealthmanagement.com
Certified Retirement Coach
Ron A.
Zimmermann
370 17th St., Ste. 2800
Denver, CO 80202
Direct: (303) 572-4882
[email protected]
Vice President, Financial Advisor,
CFP®, CPWA®, CIMA®, CLU®, CHFC®
Managing Partner, MBA, CMFC®
At G&W Wealth Management, our mission is
to offer independent and unbiased wealth
strategies to individuals and families.
We specialize in creating customized income
strategies tailored to each client’s financial
goals.
Craig E. Williams is a retirement income
specialist who works with clients to create
sustainable income streams in retirement.
He is particularly adept at integrating savvy
Social Security and Medicare planning
strategies into comprehensive retirement
plans.
Securities and Financial Planning offered through LPL Financial,
Member FINRA/SIPC.
Securities and advisory services offered through Geneos Wealth
Management, member FINRA and SIPC.
The Falcon Group at Morgan Stanley
specializes in servicing the financial needs of
individuals, retirees, and public and privately
held small to mid-size companies.
CERTIFIED FINANCIAL PLANNER™ Board of Standards Inc. owns the
certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP®
(with flame logo)® in the U.S., which it awards to individuals
who successfully complete CFP® Board’s initial
and ongoing certification requirements.
Ted Swenson

Five Star Wealth Managers

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