methodology for determining the optimum return period of design for
Transcription
methodology for determining the optimum return period of design for
E-proceedings of the 36th IAHR World Congress 28 June – 3 July, 2015, The Hague, the Netherlands METHODOLOGY FOR DETERMINING THE OPTIMUM RETURN PERIOD OF DESIGN FOR FLOOD MITIGATION, CASE: BOGOTA RIVER (1) JUAN PABLO QUIJANO , MARIO DIAZGRANADOS (1) Universidad de los Andes,Bogotá,Colombia, [email protected] (2) Universidad de los Andes,Bogotá,Colombia, [email protected] (2) ABSTRACT Damage and flooding events derive in the need of cost-effective investments for prevention and control. Computer programs have been turned in useful tools to support decision making. This study proposes a methodology applied in Bogota River upper watershed to find an optimal return period for design of levees in river banks, using several of these tools. A register of land uses was made determining urban, agricultural, animal breeding, flower crops, educational and other zones. At the same time, unit costs, quantities and assets inventory were established for each lot in the study area. Flood footprints, water height, velocities and levee height for different return periods flows (2, 3, 5, 10, 20, 50, 100, 200, 500 and 1000 years) were determined. Flooded areas were crossed with land use and damage costs were calculated. Since the construction of any levee does not eliminate completely all the risk of damage, expected cost of damage were estimated. Based on the levee heights and lengths, construction costs were generated as the sum of workforce, materials and machinery costs. Finally, total costs were established (expected cost plus levee construction costs for each return period) whose minimum was the optimal return period for design. This methodology was applied in two scenarios in Bogota River upper watershed and it resulted in an optimal return period of 150 years for the current scenario and 125 for the prospective scenario. Keywords: Flood, economic analysis, optimum return period. 1. INTRODUCTION Civilizations and people traditionally have been established around or near water bodies due to dependence for consumption, agriculture, recreation and sanitation. However, it means exposure to hazards such as floods, tidal waves and tsunamis, aggravated by the apparent increase in frequency and magnitude as a consequence of the climate change (Sanders, 2007). In the second half of 2010 and the first half of 2011, a rainy season caused flooding in the central and northern part of Colombia. The Presidency of Colombia estimated that during the first four months of 2011 had allocated $ 9 million USD for flood mitigation, plus $ 4 million USD spent on remedial work only in the north part of the country (Presidencia de la República, 2011). Flood events mentioned above indicate the need of hydrological detailed studies, as well as better water resources management. This refers to planning, management and mitigation of extreme events that result in cost-effective interventions and reductions in cost damages (Torres, Sepulveda, Stull, & Holloway, 2011). Addressing the hydrological threat from computational tools has been a way to cope this problematic. One challenge has been to engage technical and economic analysis to select optimal solutions. In this study a methodology for obtaining optimal return period for design (Tr*) was proposed. Tr* is understood as that which generates the lowest aggregate cost of expected damages and construction costs; in this case is limited to the building of land dikes. The case study is located south of Bogotá River upper basin in the municipality of Chía (see Figure 1), where the floods in 2010 and 2011 left flooded roads, 862 hectares were affected by losses of breeding animal and crops. Universities, residential, sub urban areas, agricultural and pastoral areas are some of the different land uses concentrated in the area. 1 E-proceedings of the 36th IAHR World Congress, 28 June – 3 July, 2015, The Hague, the Netherlands Figure 1. Bogota Basin and Study Area. 2. METODOLOGY The proposed methodology includes hydrological, hydraulic and economic modeling including a calibration process. Two scenarios were stipulated: 1. Current and 2. Prospective. The first scenario recreates the condition at time of the study in which the area had some levees principally in private properties. The second presents a scenario which includes the hydraulic adequacy of the river (dredging and widening of the cross section) beginning with an initial condition without any levee protection. The methodology is summarized in Figure 2. Figure 2. Optimum return period flow diagram. The hydrologic modeling involved a frequency analysis of flow and volumes. Synthetic hydrographs were generated from the analysis of historical events (return periods of 2, 3, 5, 10, 20, 50, 100, 200, 500 and 1000 years). The hydraulic modeling was based on bathymetry of the river and contour lines of the area, from it was possible to create a digital elevation model. River2D and HEC-RAS, two free software were used. With the hydraulic analysis flood maps, levels, speed and height of the levees were generated. All these results were exported to a Geographic Information System (GIS).Calibration and validation of hydraulic models were made by comparing the model results with a historical flood event of 2011 and watermarks (from field visits) in structures present in the study site. 2 E-proceedings of the 36th IAHR World Congress 28 June – 3 July, 2015, The Hague, the Netherlands The economic modeling was divided into two segments: 1. Estimation of damage cost 2. Assessment of levees construction costs. Both were made with programs in MATLAB. 2.1 Estimation of damage cost First the inventory of land uses was performed by tracing them through aerial photographs in GIS software. Different land uses were established: agriculture, animal breading areas, suburban blocks, schools, universities, clubs, shopping centers, flower warehouses, roads, and special uses. From data collected in field and secondary information, each zone was incorporated with different data depending on the land use (land costs, stratum numbers of livestock or agricultural products, etc.), allowing the creation of a database with relevant information to cost estimation. With the flood footprints; obtained from the hydraulic model, and land uses, the land uses inside the flooded area were obtained (see Figure 3). Figure 3. Flow diagram to obtain land uses inside the flood footprint. Subsequently the main costs for each land use including animal breading, agriculture, suburban (residential), floriculture, highways and others were established for each return period (Tr). First, from equations [1], [2], [3] and [4] animal breading costs were estimated. (# = , ) , [1] $ ∗ , , (# =( ) ∗ , ∗ ℎ , ( (# = ) = , ) $ ( )) ∗ ∗ [2] , , ( ∗ + ) , + ℎ [3] $ ∗ ∗ , [4] ℎ : (2, 3, 5, 10, 20, 50, 100, 200, 500 ℎ ) 1000 1… For areas where land use is focused on agriculture, damage costs were determined with equations [5], [6] and [7] where are described the crops lost cost and the land overhauling. , ℎ ( = = ) ( , ∗ ) , ∗ ( [5] $ ∗ , )( , $ [6] ) [7] = , + ℎ ℎ , : 3 E-proceedings of the 36th IAHR World Congress, 28 June – 3 July, 2015, The Hague, the Netherlands (2, 3, 5, 10, 20, 50, 100, 200, 500 ℎ ) 1000 1… The residential land use, specifically the damage caused to residential properties and suburban blocks, was also considered according to the equation [8] where the cost depends on the flooded area, the unit cost of the land and a vulnerability factor. ( = ) [8] $ ∗ , ∗ , , ℎ : (2, 3, 5, 10, 20, 50, 100, 200, 500 ℎ ) 1000 1… Since one of the main economic activities in the study area is the floriculture, damage to these areas were considered by the equation [12] whose terms are determined with equations [9], [10] and [11]. , ( = ℎ , ) , ∗ , ( = , ) ( = ( ∗ , ) , [9] $ ∗ , $ )( , [10] ) [11] $ ∗ , , [12] = + ℎ ℎ + : (2, 3, 5, 10, 20, 50, 100, 200, 500 ℎ 1000 ) 1… Moreover, the cost associated with flooded roads was considered by the equation [15] which includes the costs for additional travel time (equation [13]) and disruption costs (equation [14]). , (ℎ = ∗ ℎ ( ) , ℎ ) ∗ , ℎ , $ ∗ [13] , , [14] = ∗ , = , ℎ [15] + , : (2, 3, 5, 10, 20, 50, 100, 200, 500 ℎ 1000 ) 1… Any damage caused to schools, universities, clubs and shopping centers were considered through the unit cost of the affected land (equation [16]). Finally, the opportunity cost is determined by the equation [17]. ℎ , ( = ) , $ ∗ [16] ∗ , , = ∗ ( 30 ) , ( ∗ ) , [17] , , ℎ : (2, 3, 5, 10, 20, 50, 100, 200, 500 4 $ ∗ 1000 ) E-proceedings of the 36th IAHR World Congress 28 June – 3 July, 2015, The Hague, the Netherlands ℎ 1… Thus, within the flooded area each type of land use was identified and the corresponding equation of cost was applied (see Figure 4). Speeds and average water levels in each site were taken into account to establish vulnerability factors (speeds above 1 m / s and 1 meter higher altitudes increase the factor). Figure 4. Example to obtain the agriculture cots for a return period of 100 years. The total damage cost was determined by adding the different costs of damage using Equation [18]: [18] = + + + + ℎ : ℎ + ℎ ℎ + : (2, 3, 5, 10, 20, 50, 100, 200, 500 1000 ) The above process was carried out for each return periods (Tr) and thus a damage curve was obtained (see Figure 5 and Figure 6). Figure 5. Procedure to obtain damage cost for a return period of 100 years. 5 E-proceedings of the 36th IAHR World Congress, 28 June – 3 July, 2015, The Hague, the Netherlands Figure 6. Procedure to determine the damage curve. Once the damage curve was obtained, expected damages were generated. The expected costs for a return period “X” are the result of the sum of all costs associated with higher return period of “X” and each one multiplied by the probability of occurrence of the event. This was done from the integration of the cost damage curve. The principal assumption used was that the return period of the flood event is equal to the return period of damage (Oliveri & Santoro, 2000). 2.2 Construction cost estimation Construction costs of levees were calculated from three variables: workforce, machinery and material (Equation [19]). [19] = + ℎ + (2, 3, 5, 10, 20, 50, 100, 200, 500 1000 ) Construction costs were determined, for each return period (2, 3, 5, 10, 20, 50, 100, 200, 500 and 1000), depending on the length, height and time required for construction. In other words, for each flood footprint, the levees to prevent overflow were determined and their construction costs were calculated (see Figure 7). Higher return periods imply the need to build higher levees which increases construction costs. Figure 7. Procedure to obtain construction cost for a return period of 100 years. Finally, adding construction costs and expected damage costs, total costs are obtained, whose minimum corresponds to the optimum return period for design (Tr*). 6 E-proceedings of the 36th IAHR World Congress 28 June – 3 July, 2015, The Hague, the Netherlands 3. RESULTS Flow values, minimum, maximum and average volumes of a typical hydrograph were obtained with hydrological frequency analysis for different return periods. These synthetic hydrographs (see Figure 8) were used in hydraulic models. Figure 8.Sintetic hydrogram for different return periods (Tr). From hydraulic modeling, flood footprints, speed and water level for each return period were obtained in a grid of 20x20 meters (see Figure 11 and Figure 13). Validation was conducted from a March 2011 event. In Figure 9 a comparison between the simulated results of HEC-RAS and historic event (red line) is observed. It can be seen that they were similar for extensions and flood levels allowing the execution of different scenarios. Figure 9. Real and simulated event. The digitization of each land use ended with a georeferenced map (Figure 10) where each polygon have a database containing information of unit costs and principals features inventories of the area. 7 E-proceedings of the 36th IAHR World Congress, 28 June – 3 July, 2015, The Hague, the Netherlands Figure 10. Land uses in the study area. 3.1 Current Scenario Flood footprints for each of return periods are shown in Figure 11. As the return period increases, larger or deeper flooding is generated, which leads to a more severe damage. After applying the methodology described above it was determined that the optimal return period design (T r*) for this case is 150 years (Figure 12). This means, from an economic point of view, it would be advisable to build the levees in the area with an elevation that will prevent flooding for flows with return periods of 150 years. Figure 11. Flood footprint – Current Scenario. 8 E-proceedings of the 36th IAHR World Congress 28 June – 3 July, 2015, The Hague, the Netherlands Figure 12. Cost vs return period – Current Scenario 3.2 Prospective Scenario Similarly, for the prospective scenario flood footprint (Figure 13), expected damages curve and construction cost curve were found. Figure 14 shows that the minimum of the total cost curve corresponds to an optimal return period of 125 years. Figure 13. Flood footprint – Prospective Scenario. 9 E-proceedings of the 36th IAHR World Congress, 28 June – 3 July, 2015, The Hague, the Netherlands Figure 14. Cost vs return period – Prospective Scenario 4. CONCLUSIONS The flood management has been characterized by the allocation of levees in specific sites with no economic analysis of the area. This leads to transfer the problem to neighboring or downstream, that is why the use of technical and economic watershed analysis is justified. The methodology presented in this work to determine the optimum return period leads to an optimum from an economic point of view. The results showed reasonable optimal return periods that are within the recommended in the literature and technical manuals, but with the advantage of having a technical and economic basis. In the “current scenario” the optimum return period was 150 years, whereas in the “prospective scenario” was 125 years. The difference between these two was that in the second a higher hydraulic capacity of the river is given from dredging and widening of the cross section, requiring lower elevations of levees. However these costs would be necessary to add to the costs of the hydraulic alteration. Finally, it was noted that it is necessary to take into account economic and social factors in the area before designing levees, in order to reduce damage costs and achieve optimal from an economic point of view. ACKNOWLEDGMENTS Asocolflores, CAR, Alcaldía de Chía, FEDEGAN, EUCO Ltda. REFERENCES Arbeláez J. (2010). Evaluación de Herramientas Informáticas para el Análisis de Amenaza por Inundaciones. Baldassarre, G. D., & Uhlenbrook S. (2011). Is the current flood of data enough? A treatise on research needs for the improvement of flood modelling. Hydrological Processes. Baumann C. (2011). 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