Chapter 1 Introduction - 早稲田大学リポジトリ(DSpace@Waseda
Transcription
Chapter 1 Introduction - 早稲田大学リポジトリ(DSpace@Waseda
Chapter 1 Introduction 1.1 Background The collaboration that occurred between the Japanese military administration and local communities during World War II (WWII) was arguably a hallmark in the history of the Empire of Japan. As an Asian colonial power amid powerful European empires, the Japanese Empire was an anomaly in modern history.1 Although it expanded during the height of the imperialism and was largely patterned after the tropical empires of modern European powers, the Japanese Empire stood apart from its European counterparts, 2 as its historical and geographical circumstances gave it a character and purpose almost impossible to duplicate elsewhere. One primary distinction between the European colonial empires and the Japanese Empire is that none of the former ever earned as strong a reputation for repression as did the latter. After the outbreak of WWII, the Japanese Empire assumed the image of a colonial aggressor that had built an empire as a stepping-stone to the reckless conquest of Asia,3 an 1 Mark R. Peattie, “Introduction,” in The Japanese Colonial Empire, 1895-1945, ed. Ramon H. Myers and Mark R. Peattie (Princeton: Princeton University Press, 1984), 6. Wade has argued that not only Japan but also China stands as a colonial power in modern history. See Geoff Wade, Ming China and Southeast Asia in the 15th Century: A Reappraisal, Asia Research Institute Working Paper no. 28 (July 2004), http://www.ari.nus.edu.sg/docs/wps/wps04_028.pdf (accessed July 1, 2006). Although historians have generally been reluctant to acknowledge China as a colonial power, several recent studies have exposed the remarkable parallels between China during the Qing Dynasty (1644-1911) and early modern European empires. Hostetler has shown that as did those of imperial France and Russia, early Qing settlers colonized parts of the Empire by displacing indigenous peoples. See Laura Hostetler, Qing Colonial Enterprise: Ethnography and Cartography in Early Modern China (Chicago: University of Chicago Press, 2001), xiv. Hevia, who has revealed several similarities between the imperial discourses of the Qing Empire and the British Empire, argues that their differences lay not in the “methods of organizing and ruling empires” but in “military and commercial technologies”. See James L. Hevia, Cherishing Men from Afar: Qing Guest Ritual and the Macartney Embassy of 1793 (Durham: Duke University Press, 1995), 26 and English Lessons: The Pedagogy of Imperialism in Nineteenth-Century China (Durham: Duke University Press, 2003), 166. 2 Mark R. Peattie, “The Japanese Colonial Empire, 1895-1945,” In The Cambridge History of Japan Vol. 6: The Twentieth Century, ed. Peter Duus (Cambridge: Cambridge University Press, 1988), 217. 3 Mark R. Peattie, “Japanese Colonialism: Discarding the Stereotypes,” in Japan Examined: Perspectives on Modern Japanese History, ed. Harry Wray and Hilary Conroy (Honolulu: University of Hawaii Press, 1983), 209-213. 1 image solidified by the notorious wartime conduct of the Japanese. The Japanese Empire intersected with the most powerful European colonial empire—the British Empire—on 8 am on 8 December 1941, when Japan invaded Hong Kong without warning while simultaneously attacking Pearl Harbour, the Philippines, and Malaya. With these attacks, the Japanese aimed at realizing their ambition to control East and Southeast Asia, imposing a military administration in each conquered territory that endured until 30 August 1945, when British naval units under Rear-Admiral C. H. J. Harcourt entered Victoria Harbour and re-established British authority fifteen days after the Japanese finally surrendered. The people of Hong Kong now largely base their knowledge of the war and occupation on versions of events presented in school textbooks, supplemented by occasional television programs and other mass media productions. Although a more in-depth understanding of the period can be acquired by reviewing the wartime accounts and memoirs that exist within various document archives and oral history programs, few access these materials. Moreover, the textbooks used in Hong Kong schools generally only offer a brief overview of Japan’s rapid economic expansion from the Meiji period before discussing how the rise of militarism and an aggressive nationalism ultimately led to the invasion and conquest of Asia. Most texts neglect discussing the significance or legacy of Japanese occupation in Hong Kong in full or part, particularly the manner in which it shaped the postwar colonial history of Hong Kong. In particular, most texts fail to describe how the Japanese military administration placed local Chinese civil servants in senior positions as part of a policy to “use the Chinese to rule the Chinese” and forced local Chinese to complete various training programs designed to develop skills and build character, both of which had lasting consequences in shaping the patterns of local organizations in Hong Kong. This dissertation aims to address the gap in knowledge that has resulted from a lack of research into the effects of the Japanese colonial administration on Hong Kong in a manner 2 that neither praises nor blames any nation, institution, or individual. Although it criticizes the actions of the Japanese, it aims to provide understanding of the thinking that lay behind their actions, the ideas that motivated them, the goals that they hoped to achieve, and the successes and failures that attended their efforts. Specifically, it strives to provide the greatest understanding possible by identifying and examining the dynamics and interactions between the Japanese military administration and the local Chinese community at various levels from different perspectives throughout the occupation. 1.2 Review of the Literature on Japanese-Chinese Collaboration Collaboration is an ever-present theme in world history whose examples are legion. Between 1272 and 1368, Han Chinese elites collaborated with their conquerors after the Mongols invaded China. In the Balkans of the fifteenth century, a number of Bosnian rulers and noblemen gained infamy by collaborating with their Turkish governors while their compatriots were rebelling against them.4 In the seventeenth century, Serb forces collaborated with representatives of the so-called “hated” Habsburgs against the forces of the Ottoman Empire.5 1.21 Definition of Collaboration What is the fundamental meaning of collaboration? What types of collaboration have existed throughout history? How have historians viewed these types of collaboration? These important questions must be addressed before exploring specific examples of collaboration in greater depth. According to the Oxford English Dictionary, to collaborate is to “work jointly . . . cooperate traitorously with the enemy”.6 This definition leaves many questions unanswered. First, how does one judge to what extent and the manner in which politicians and 4 N. Malcolm, Bosnia: A Short History (London: Macmillan, 1996), 21. M. Glenny, The Fall of Yugoslavia: The Third Balkan War (London: Penguin, 1992), 4. 6 “Collaborate,” in Oxford English Dictionary Online, http://oxforddictionaries.com/view/entry/m_en_gb0162340#m_en_gb0162340 (assessed August 9, 2010) 5 3 other figures cooperated “traitorously with the enemy” during certain periods in history? Clearly, these considerations are a matter of interpretation. Only a minority who have ever collaborated can be considered, or confess themselves to be, “traitors”. Many of the intellectuals and informers who have collaborated have done so on account of misguided ideas and ideology. Most have not “cooperated traitorously”, but rather worked with their occupiers because they had no alternative but to do so, being not inherent collaborators but rather ordinary people who had to compromise their safety and ethics to survive. In Hong Kong, only a minority engaged in full collaboration with Japanese, and an even smaller minority could claim to have avoided any contact with the Japanese administration. It is this ambiguous nature of collaboration that makes it such a fascinating theme. Although engaging in collaboration is a necessary part of an occupying power’s political repertoire, opponents have applied such terms as puppets to occupied states and its collaborators, thus banishing them into the netherworld of traitors. But this is not how collaborators would describe themselves or their decision to cooperate with the powers that be.7 From another perspective, occupation is the imposition of control by the military force of a state over a territory originally subject to sovereignty, with an occupation state defined as the political regime installed to administer that territory. Whereas occupation may lead to collaboration, the reverse is not true. Collaboration is a parasitic political engagement produced by a cancellation of sovereignty; the state emerges principally because the occupier wants it to emerge and takes steps to make that emergence happen, not because the collaborator takes steps to make it happen.8 7 Timothy Brook, Collaboration: Japanese Agents and Local Elites in Wartime China (Cambridge: Harvard University Press, 2005), 13. 8 Brook, Collaboration, 222. 4 1.22 Collaboration from the Chinese Perspective Chinese historians have largely viewed collaboration from the perspective of nationalism: most Chinese did not collaborate with the Japanese for patriotic reasons, and the few who did were craven, criminal, or corrupt. It is not difficult to understand this judgment. From the late Qing period, resistance to Japan marks the rise of China as something other than a defeated power. Given the weight of national pride that resistance is made to carry, most Chinese naturally find it difficult to accept evidence of collaboration. However, the historian’s task is not to assign blame to or make judgments against political actors in the past; instead, it is to investigate the norms and conditions that produced moral subjects in the place and time under study. Therefore, when examining why some local Chinese in Hong Kong chose to cooperate with the Japanese, it is important to explain why cooperation made sense to them at that time. Historians have drawn a distinction between collaboration (working with the enemy on a purely practical and logistical level) and collaborationism (providing unconditional ideological support), the latter term being reserved for committed, ideological identification with an occupier, such as French fascists’ collaboration with the Nazis in wartime France. This distinction serves as a useful starting point for consideration of the phenomenon of collaboration in China and Hong Kong. If collaborationism is to be understood as ideological identification with Japan, then the term has little applicability to wartime China and Hong Kong. However, the term collaboration—working with the enemy for a variety of reasons, whether out of self-interest or for sheer survival, but never out of ideological commitment to the enemy—is clearly relevant to the wartime situation. The most important consideration is whether an instance of collaboration, in the sense of working in some way with the enemy, is voluntarily or involuntarily. After the Japanese invasion of mainland China, only political elites and the wealthy were able to flee to the 5 interior. Therefore, all civilians forced to remain under Japanese occupation could be labelled collaborators, as no alternative term exists that could be applied to ordinary people who had no choice in the matter. As such, the use of the term collaboration has contributed to the labelling of people using black-and-white terms—the collaborators were “bad” and the resisters were “good”—particularly as the postwar situation is evaluated with knowledge of the outcome of the war. While we may speak with certainty today, the situation was very ambiguous at the time of Japanese occupation. Neither the masses nor the elites had a clear conception of how the war would develop or how their decisions and choices would be viewed and judged after the war had ended. Everything was uncertain and unknown during the war, a fact acknowledged throughout this dissertation. Overall, the reality of the wartime situation forced individuals, groups, and institutions, including political leaders and governments, to wrestle with an ethical dilemma that can be summarized in the following consideration: To collaborate or not or, alternatively, take up a position somewhere in between. This dissertation focuses on the nature of collaboration among both the elites and the masses in Hong Kong, and briefly examines the nature of collaboration in Singapore during the same period. 1.23 Types of Collaboration As a broad concept, collaboration embraces many forms, which in itself may be problematical, as it is almost impossible to delineate all the types of collaboration possible. However, it is possible to identify several types of collaboration from the global literature, all of which were the result of many different factors, leading their nature to vary widely. The following sections describe the major types of collaboration identified in the literature. 1. Unconditional Collaboration Unconditional collaborators, alternatively referred to as “die-hard” or “true” collaborators, are those who served directly in Japanese military organs and supported the 6 occupying power in every way. They later felt no need to apologize for or justify their actions, as they believed in the idea of a Greater East Asia Co-Prosperity Sphere, a concept developed and promulgated during the Japanese Shōwa era that advocated creation of a self-sufficient “bloc of Asian nations led by the Japanese and free of Western powers”, 9 and were passionately committed to “long-term and unlimited cooperation”. 10 In short, these individuals wished to glorify their actions rather than excuse them. Collaboration in Europe during WWII generally referred to acceptance of Nazi ideology and of Hitler as an ideal future leader, an acceptance that accords with Werner Warmbrunn’s concept of voluntary collaboration and Werner Rings’ notion of unconditional collaboration.11 In essence, this type of collaboration concerned conviction and belief, and was perhaps genuine. The acceptance of Nazism among intellectuals and idealists was manifested in such institutions as fan clubs, groups of unfulfilled political activists who saw in the cataclysm of 1939 and the emergence of Hitler a once-in-a lifetime opportunity for both a national and a continent-wide renaissance. These collaborators genuinely believed in the national-socialist vision and, in more practical terms, in the “new Europe” that was taking shape under Hitler’s tutelage. As such, the “crime” that they committed took place in the realm of ideas rather than action. They had fallen in love with the Reich, but sadly and unfortunately, it was passion of an unrequited kind. Ideological collaborators were open in their disavowal of their own country, and proud to be associated with Nazi Germany or the Empire of Japan, however tenuous this attachment was in reality. 9 Bill Gordon, Greater East Asia Co-Prosperity Sphere, March 2000. http://wgordon.web.wesleyan.edu/papers/coprospr.htm (assessed August 7, 2010) 10 Peter Davies, Dangerous Liaisons: Collaboration and World War Two, (Harlow: Pearson/Longman, 2004), 21. 11 W. Rings, Life with the Enemy: Collaboration and Resistance in Hitler’s Europe, 1939-1945 (London: Doubleday, 1982), 104-105. 7 2. Tactical Collaboration Tactical collaborators, who could be defined as those who wanted to protect their country and “avoid the worst”, 12 primarily desired to assist in the control of the local administration for the what they perceived as the greater good. As such, they performed acts of public service that facilitated the workings of society or the economy under the regime, the clearest example being the elites who engaged in relief work assisting refugee children. Tactical collaboration mainly concerned mundane problems such as supplying food, organizing transportation, and arranging security, the types of matters that local elites and officials had to resolve under any political dispensation to ensure social control and maintain power. Viewing collaboration from the perspective of the collaborators assists in viewing collaboration as a concept to be investigated rather than a moral failure to be labelled and condemned. This is not to say that moral considerations have no place in the study of collaboration, but that the conditions within which individuals made choices must not be overlooked. It helps in examining the tactical collaboration of Wang Jingwei, who supplied food to the refugees as well as prostitutes to the Japanese. Is feeding refugees an act of resistance or a way collaborating with the occupier? Is supplying prostitutes a way of protecting the majority of women by providing soldiers with nonviolent opportunities for sexual activity? Would the outcome of examination of Wang Jingwei’s collaboration be altered if his personal motivation was not to help or hinder the Japanese but to profit from unlooked-for opportunities? In practice, collaboration meant working faithfully with the occupiers and putting into effect all routine edicts that emanated from them. The Jews who served on Jewish Councils, administrative bodies established by the Nazis, believed in protecting their own kith and kin. 12 R. Bennett, Under the Shadow of the Swastika: The Moral Dilemmas of Resistance and Collaboration in Hitler’s Europe (New York: New York University Press, 1999), introduction. 8 The governments of Holland, Norway, and Belgium all made a point of conducting administrative duties but not legislating. 13 It could be argued that Hans Max Hirschfeld, Secretary-General for Economic Affairs of the Netherlands, personified this type of collaboration. Despite criticism, he always maintained that it was important for his country to continue functioning properly during the occupation, and that his responsibility was to assume a role in its doing so. 3. Conditional Collaboration Existing between resistors and complete collaborators, conditional collaborators were those who made efforts to strengthen their negotiating position during WWII to gain more power and maintain control while anticipating the return of the Allied forces after Japan’s defeat. The Indian National Army (INA) may be regarded as having engaged in conditional collaboration with the Japanese by maintaining its own separate institutions, choosing its own bureaucrats, and occasionally standing against the Japanese in support of a particular Indian interest. The conditional collaborator states, “I cooperate with the occupying power although I endorse only some, not all, of the ‘national interest doctrines’. Subject to the proviso, I am ready and eager to collaborate faithfully because I wish to change the circumstances that dictate my attitude.”14 According to Rings, there were many excellent examples of conditional collaboration: in Norway, where ordinary folk followed a “third way” between resistance and collaboration; in Holland, where the Netherlands Union blended pro-German and antiGerman sentiments; and in Denmark and France, where the governments made it official policy. He also highlights the case of “Red Army officials and Communist Party officials” who engaged in this specific type of collaboration after they had been taken prisoner.15 13 Peter Davies, Dangerous Liaisons, 24. Rings, Life with the Enemy, 106. 15 Rings, Life with the Enemy, 106-7. 14 9 Senior-level civil servants and newspaper editors were particularly susceptible to this kind of collaboration. When attempting to justify what to most was unreasonable behaviour of the highest order, these collaborators provided the default excuse of having acted in the national interest. However, their argument was both nebulous and vague, leading others to ask, how could compromise and accommodation have served the nation? What example were you setting? To such questions these collaborators could not reply. 4. Passive Collaboration For those who engaged in collaboration, to whatever degree, the key consideration was how they could rationalize and justify their behaviour to themselves and the outside world. Their instincts told them to obey the new authorities but their consciences told them that the new rulers were illegitimate, a dilemma underlined by a constant refrain: the circumstances of war and occupation had brought with them new and unpleasant dilemmas. The largest number of citizens were passive collaborators, those had who decided that life must continue and were determined to survive the war, and would conform in whatever way was necessary to do so without taking any specific action, whether consciously or not. Assuming an attitude known as passive acquiescence, they hoped for Japan’s defeat in their hearts only, hoping that when liberation came, it would vindicate their pragmatic positioning vis-a-vis the occupying power. Passive collaboration concerned coming to terms with reality by recognizing outright political and military superiority. As such, it was equivalent to accommodation—acceptance of the status quo—which Gerhard Hirschfeld described as a type of staging post on the road to collaboration proper.16 Hirschfeld described Dr Hendrik Colijn, a noted Dutch politician, as one of the most accomplished exponents of accommodation. After his country had been invaded by the Germans, Colijn set up the Netherlands Union, a body that envisaged working 16 G. Hirschfeld and P. Marsh, ed., Collaboration in France: Politics and Culture during the Nazi Occupation 1940-1944 (Oxford: Berg, 1989), 8. 10 with the occupiers rather than opposing them based on realism and practicalities. When it appeared that Hitler might win the war, the Union’s recruitment figures started to increase. In summary, regardless of the current dictionary definition of the word, collaboration has been interpreted in widely differing ways and has taken many forms throughout history. While history has witnessed genuine forms of collaboration, it has also witnessed actions termed collaboration that could be argued were not truly such. 1.24 Literature on Collaboration in WWII Europe Defining collaboration as working traitorously with the enemy tends to underestimate the complexity of the phenomenon and its nuanced nature. As a historical topic, collaboration in Hong Kong is rich, exciting, and dramatic. Wherever the Japanese administration established a colonial outpost, there was the possibility of compromise and agreement between the Japanese and the local elites and masses. Despite its significance, collaboration in Hong Kong during the Japanese occupation has been an understudied and neglected area of inquiry. As such, it is rare to see it discussed among the resources covering WWII and the colonial history of Hong Kong. To fill this research gap, this dissertation examines collaboration in Hong Kong and Singapore during Japanese occupation from the perspectives of both the occupied and the occupiers. Before presenting the analytical framework upon which this study is based, it is necessary to discuss global perspectives on collaboration in wartime Europe, China, and Southeast Asia. Revaluations of wartime occupation in Western Europe, which began in the 1970s with a focus on Vichy, have tended to conclude that many occupying powers had enjoyed support from broad segments of the community, either because they had pushed out dominant political and social classes or because they had facilitated the overthrow of previously dominant political ideologies. German anti-Semitism drew much popular support in occupied Europe because of the prominence, real or imagined, of the Jewish community in 11 economic and political life. Vichy France initially enjoyed strong popular support because it drew on widespread rejection of the liberal, secular, and supposedly Jewish-influenced Third Republic. In central and eastern Europe, a number of conservative regimes, often with a pronounced clerical admixture, adopted a public fascist style, and willingly linked themselves to Nazi Germany’s anti-Bolshevik, anti-Semitic ideology.17 Recent scholarship has begun to demonstrate that the truth is more complex, lying somewhere between extreme collaboration and resistance. One overlooked example of such complexity is that of the Loire Valley of France, where the German occupiers initially behaved fairly well, with the first year of occupation characterized by a process of negotiation with local prefects and mayors. German savagery came later, when the war had begun to turn against Germany and control had shifted from the harsh but correct German military government to the Gestapo, whose sole object was repression. Although local notables cooperated with the Germans, they did not do so out of any appetite for treason; rather, the pressures of conquest had narrowed their loyalties such that the desire to care for their families, towns, and regions had come to eclipse any broader sense of national duty. Social life went on vigorously in forms ranging from charitable endeavours to sports, theatre-going, and religious processions, with resistance only occurring on the fringes. Therefore, liberation was marked by a high degree of administrative continuity. Concerned above all to avert social turmoil, the incoming Free French authorities preferred to leave established local leaders in their place. Dignitaries who had worked with the Germans were generally punished lightly, with major punishment reserved for lower-level administrators. By doing so, the locals could weave a comforting legend that everyone, with a few very minor exceptions, had been 17 Davies, Dangerous Liaisons, 12. 12 resisters at heart. Much of the picture, in other words, was not so much black and white as shades of grey.18 A number of monographs on specific European collaborationist movements or regimes have been published, but comparative study of such phenomena has only recently begun. In the case of China, research has been conducted into the early years of the Provisional Government in Beiping (now Beijing) and the negotiations that led to the establishment of the Wang Jingwei government in Nanjing. 19 Apart from a few articles written by scholars in English and Chinese (mostly in the latter) on specific aspects of collaboration, the study of collaborationist governments, both in terms of their intrinsic nature and the overall record of their collaboration, as well as comparison of the Chinese experience of collaboration with that of the European nations, remains an overlooked endeavour.20 1.25 Literature on Collaboration in WWII China Every culture considers collaboration a form of moral failure. For those dedicated to the pursuit of a national identity, especially when they are able to argue that they tread the path of justice, it is impossible to conceive of collaboration as a legitimate alterative to patriotism. During WWII, China was divided into three zones—the Nationalist free zone in the South-west, with its base in Chongqing; the Communist zone in the North, with its base in Yanan; and Japanese-occupied China in the remainder of the country, centred around the coast and the big cities—and governed by two collaborating regimes—the Reformed Government (1938-40) and the Reorganized National Government (1940-45) led by Wang Jingwei. Traditionally, historians and politicians have taken extreme perspectives in their 18 See Robert Gildea, Marianne in Chains (London: Macmillan, 2002), 75. For the Beiping regime, see George E. Taylor, The Struggle for North China (New York: Institute of Pacific Relations, 1940). For the 1938-40 negotiations between Wang Jingwei and the Japanese, see John H. Boyle, China and Japan at War, 1937-1945: The Politics of Collaboration (Stanford: Stanford University Press, 1972) and Gerald E. Bunker, The Peace Conspiracy: Wang Ching-wei and the China War, 1937-1941 (Cambridge, Mass.: Harvard University press, 1972). 20 A number of documentary collections on the Wang regime have been published in China. For an introductory survey, see Cai Dejin, Lishi Guaitai: Wang Jingwei Guomin Zhengfu (A Historical Malformation: The Wang Jangwei National Government; Guilin: Guangxi Shifan Davue Chubanshe, 1993). 19 13 analysis of the Chinese during WWII: collaboration was “wrong and bad” and resistance to the Japanese was “correct and good”. However, after gaining understanding of the thinking underlying the decisions and actions of the collaborators in recent years, scholars have begun to take a more nuanced perspective.21 The most distinctive feature of the Wang regime, and one that clearly sets it apart from its European counterparts, was that it neither advanced a distinctive ideological agenda nor sought the allegiance of hitherto ignored social classes. Wang constantly claimed he represented orthodoxy (zheng-tong), both as the rightful head of the Chinese government and as the guardian of correct Kuomintang (KMT) ideology.22 Thus, he sought no break with the ideological directions and practical policies of the pre-1937 Nationalist Government of Chiang Kai-shek. Rather, his government sought to carry out these policies more effectively, realizing as it did the need to restructure Sino-Japanese relations under the rubric of a new order in East Asia. This restructuring would not constitute a redirection of party doctrine, Wang argued, as Sun Yat-sen had championed Sino-Japanese collaboration in the cause of Pan-Asianism.23 21 David P. Barrett and Larry N. Shyu, ed., Chinese Collaboration with Japan, 1932-1945: The Limits of Accommodation (Stanford: Stanford University Press, 2001). 22 See the documents issued by Wang’s rival Sixth Congress of the Guomindang (September 1939) in Huang Meizhen and Zhang Yun, ed., Wang Jingwei Guomin Zhengfu Chengli (The Establishment of the Wang Jingwei National Government; Shanghai: Renmin Chubanshe, 1984), 324-57. 23 The theme is forcefully expressed following the Wang regimes’s declaration of war on Great Britain and the United States in January 1943. See Wang’s address to the nation, “Tashang Baowei Dongya Di Zhanxian” (“Stepping into the Battleline to Defend East Asia”) in Zhengzhi Yuekan 5, no. 2 (February 1943), 5-6. Sun Yat-sen (12 November 1866 – 12 March 1925) was a Chinese revolutionary and political leader. As the foremost pioneer of Nationalist China, Sun is frequently referred to as the Father of the Nation of Republic of China. Sun played an instrumental role in inspiring the overthrow of the Qing Dynasty, the last imperial dynasty of China, which began in October 1911. He was the first provisional president when the Republic of China (ROC) was founded in 1912 and later co-founded the Kuomintang (KMT) where he served as its first leader. Sun was a uniting figure in post-Imperial China, and remains unique among 20th-century Chinese politicians for being widely revered amongst the people from both sides of the Taiwan Strait.Although Sun is considered one of the greatest leaders of modern China, his political life was one of constant struggle and frequent exile. After the success of the revolution, he quickly fell out of power in the newly founded Republic of China, and led successive revolutionary governments as a challenge to the warlords who controlled much of the nation. Sun did not live to see his party consolidate its power over the country. His party, which formed a fragile alliance with the Communists, split into two factions after his death. Sun’s chief legacy resides in his developing a political philosophy known as the Three Principles of the People: nationalism, democracy, and the people’s livelihood. 14 John H. Boyle noted that unlike the Europeans, the Chinese have felt the need to examine life under Japanese occupation, especially the collaboration that occurred during that period.24 However, Poshek Fu notes that research into collaboration in the People’s Republic of China (PRC) and Taiwan remains “parochially political”.25 In addition, the comparatively small body of work that has moved beyond examination of archival collections has been based on baldly moralistic frameworks, with scholars invariably attaching to individuals and groups epithets such as hanjian (traitor to the Chinese), kuilei (puppet), and wei (bogus).26 Given the fact that many peoples and cultures have many times shown themselves capable of prospering under the control of outsiders throughout the course of Chinese history, such derogation may initially be somewhat surprising. Explaining this apparent attitudinal change, Boyle asserts that the stigma attached to collaboration after WWII was rooted in Chinese nationalism, a twentieth-century phenomenon and a powerful force, the final expression of which is still in the process of being realized. Given the wide experience of enemy occupation during WWII, it may initially seem surprising that the study of collaboration in wartime China only began in the 1970s. Although the American scholars John H. Boyle and Gerald E. Bunker published two path-breaking studies detailing Wang Jingwei’s covert negotiations with the Japanese from 1937 to 193927 in 1972, it was not until the mid-1980s that Chinese scholars began to publish on the general theme of wartime collaboration. The documentary collections that first appeared were invaluable research materials, but could not be presented without interpretation by scholars. Although the steadily increasing number of articles and monographs that followed widened 24 Boyle, China and Japan at War, vii. Poshek Fu, Passivity, Resistance, and Collaboration: Intellectual Choices in Occupied Shanghai, 1937-1945 (Stanford: Stanford University Press, 1993), xi. 26 Huang Meizhen, ed., Wang Wei Shi Hanjian (The Ten Traitors Of The Wang Regime; Shanghai, 1986) and Huang Meizhen and Zhang Yun, ed., Wang Jingwei Jituan Panguo Toudi Ji (The Traitorous Collaboration of the Wang Clique; Henan, 1987). 27 Boyle, China and Japan at War; Bunker, The Peace Conspiracy. 25 15 the range of knowledge regarding wartime collaboration, their authors never countered the official judgment that all who worked with the enemy were traitors (hanjian). It was the end of Cultural Revolution in China in 1978 that set in motion the historicgraphical changes that would make the study of occupied China at last possible. However, the first step taken in this direction was tentative. Throughout the early and mid-1980s, several collections of key documents on the peace movement and the various collaborationist regimes, along with the first chronology of the Wang Jingwei regime, were published. 28 All these publications unreservedly condemned all collaborationists as traitors (hanjian), and made generous use of terms such as bogus (wei) and fascist to describe anything or anyone even tangentially concerned with collaboration. Nevertheless, once the topic of wartime collaboration had been broached, the range of literature expanded, with groundbreaking academic and anecdotal works appearing in the late 1980s and early 1990s that offered great amounts of new information and innumerable references to hitherto unknown sources. Still, the topic of Chinese collaboration during WWII remains understudied, primarily due to a lack of access to sources. The Chinese public has been unable to access information on many topics of political sensitivity, while the Taiwanese public was unable to do so until 1996. During the war, Western-language sources were few in number and sketchy in character, especially in the years following Pearl Harbor, when Western access to occupied China was blocked. However, several Japanese sources, particularly memoirs, are available, and have been effectively used by Boyle and Bunker to reconstruct the origins of Wang Jingwei’s peace movement and government. At the same time, many Japanese documentary sources were lost during or immediately after the war, either destroyed in wartime air raids, as in the 28 The major documentary collections, as well as the first volume of topical essays, were produced by a group of scholars at Fudan University in Shanghai, foremost of whom was Professor Huang Meizhen. In Beijing, the lead was taken by the late Professor Cai Dejin, who compiled the first chronology of the Wang regime, and then went on to write many articles and monographs on its history. 16 case of the Greater East Asia Ministry records, or by systematic culling in the days immediately following the surrender, as in the case of many Army records.29 Another major challenge to the study of local collaboration between the Chinese and Japanese is that such collaboration is an aspect of their history that most Chinese would like to forget, or even deny. Collective Chinese memory recalls this time as only a period of Japanese atrocities and Chinese suffering and resistance, And the traditional rationalization behind collaboration has been that collaboration was due to purely personal connections to the occupiers. Such connections are easy to identify. For example, the first person to run Zhenjiang under the Japanese, Liu Zhaoqing, graduated from a Japanese police academy. The head of the Nanjing Self-Government Committee, Tao Xisan, had earned a degree in law from Housei University in Tokyo, and most of his associates on the committee had also received Japanese educations. The head of the first collaborationist regime in Shanghai, Su Xiwen, studied political economy at Waseda University. Study in Japan meant that they, at the very least, shared a common language with the occupier, which made them likely to be the first whom Japanese agents approached in their search for local contacts. However, many Chinese who had personal ties with Japan chose to resist. Ma Chaojun, Mayor of Nanjing in 1937, had studied aviation in Japan, yet chose to flee West with the retreating Nationalist government rather than collaborate.30 Similar patterns have begun to emerge from the study of memoirs of the Japanese occupation of other parts of East Asia. Regarding newly conquered Shanghai, many have argued that the primary concern of the leading Chinese industrialists was to keep their 29 Sadao Asada, ed., Japan and the World, 1853-1952: A Bibliographic Guide to Japanese Scholarship in Foreign Relations (New York: Columbia University Press, 1989), 26-27. 30 Brook, Collaboration, 4. In this groundbreaking work, Brook breaks the silence surrounding the sensitive topic of wartime collaboration between the Chinese and their Japanese occupiers and, by showing how it parallels with the more familiar stories of European collaboration with the Nazis, demonstrates how the Chinese were deeply troubled by their unavoidable cooperation with the occupiers. The comparison provides a point of entry into the difficult but necessary discussion about this long-ignored aspect of the war in the Pacific. 17 businesses operating. They did not wish to have any more contact with the invaders than was strictly essential, but were prepared to cooperate so that their factories would continue to run under Japanese auspices. Several attempted to balance their decision to cooperate by sending family members to invest in Chinese Nationalist enterprises in the unoccupied western half of China.31 In general, most Chinese remain reluctant and unprepared to look behind their collective memory of suffering and resistance to examine the actions of those in occupied China during the war. The myth of resistance has been a powerful moral weapon that political elites on both sides of the Taiwan Strait have used to sustain postwar dictatorships, each party claiming that because it alone defeated the Japanese, it alone has the moral legitimacy to rule. 1.26 Literature on wartime collaboration in Southeast Asia: A different perspective Japan’s simultaneous attack on Singapore, invasion of Hong Kong, and raid on Pearl Harbor marked the inception of open hostilities between Japan, Allied Europe, and the United States. As such, the resulting Japanese occupation of Southeast Asia during WWII has become one of the most closely studied periods of the region’s history. Since the late 1940s, a considerable number of doctoral dissertations, journal articles, and monographs have analyzed the events of the war years from local, national, and regional perspectives. The complexity of Southeast Asia’s modern history has generally precluded the development of the neatly defined historical “problems” characteristic of undergraduate readings on Europe or America, with the war’s lasting political impact on Southeast Asian politics being one of the few considerations that has attracted sufficient academic research to achieve the status of such a “problem”. The literature on the wartime period has expanded to encompass the region’s major states, although differing schools of interpretation have been applied to several regions. 31 Parks M. Coble, “Chinese Capitialists and the Japanese: Collaboration and resistance in the Shanghai Area, 1937-45,” in Wartime Shanghai, ed. Wen-hsin Yeh (London and New York: Routledge, 1998), 62-85. 18 While the Japanese appeared to have been masters of force and counter-manipulation, they appeared to lack the diplomatic skills necessary to assume leadership in the region, and thus rarely achieved their ends. Even in Malaya, where war-time occupation unleashed communal antagonisms that have yet to be restrained, it is clear from the accounts of both Akashi Yoji and Cheah Boon Kheng that neither the Malay nor Chinese leadership were victims of Japanese manipulation but instead actively sought the opportunity for communal confrontation. By doing so, they led the Japanese to become either unwitting accomplices or ineffective arbiters. While the war was an experience of questionable significance for the region, it was also undoubtedly of major importance in the history of modern Japan. Unlike the large number of “impact” and “response” studies conducted to date, parallel examination of most aspects of Japanese policy, such as economic management, social policy, and civil and military relations, has yet to be conducted, leaving us uninformed regarding key aspects of the Japanese war effort and the society behind that effort. Once completed, such work will give us a far clearer perspective of Japanese operations, and will allow the study of the war's impact on Southeast Asia to proceed at a much higher level of analysis.32 In East and Southeast Asia, the day-to-day expedients required for living under occupation were overlaid by a further complexity: Many of the territories that the Japanese conquered were already under alien rule. As such, the Japanese could claim that they were “liberating” these territories from European tyranny. It appears that their claim initially met with fairly widespread acceptance; indeed, in several parts of the region, Indian traders and auxiliary troops in the British service were inspired by the Japanese gospel,33 whereas other 32 Alfred W. McCoy, Southeast Asia under Japanese occupation (New Haven, Conn.: Yale University Southeast Asia Studies, 1980), 9. 33 See Fujiwara Iwaichi, F Kikan: Japanese Army Intelligence Operations in South-East Asia during World War II (Heinemann Asia: Hong Kong, Kuala Lumpur, and Singapore, 1983) and Peter Elphick, Singapore, The 19 ethnic groups, including the Malays and Burmese, appeared to have been prepared to accept the replacement of British with Japanese patronage. In Singapore, Lee Kuan Yew, an eighteen-year-old during the war who enrolled in a Japanese language course before becoming a broker on the black market, recalled thinking that as the Japanese were likely to remain in power for some years, armed resistance was out of the question, and the overriding priority was to survive.34 Singapore had considerable geo-strategic importance because Britain’s Singapore Naval Base served as a centre of operations against Japan. Before the Japanese attack, manoeuvres had been conducted to demonstrate British readiness to withstand the impending Japanese aggression. However, the overall defence plan was executed half heartedly, as Britain was more concerned with her engagement in the European theatre than channelling essential military resources, especially aviation resources, to the Far East. The Japanese, on the other hand, had carefully planned their military strategy using intelligence collected directly or indirectly from the Japanese community in Malaya and Singapore, and thus required only fifty-five days to occupy Malaya. Owing to losses suffered from enemy action and lack of water, petrol, food, and ammunition, the British found themselves unable to continue the fight any longer, and, after seven days of defensive action, capitulated to the Japanese on 15 February 1942. The fall of Singapore, the impregnable fortress of the British Empire in the East, marked the beginning of a brief but tumultuous chapter in Singaporean history, as well as that of the entire region. The academic literature regarding this chapter in history mostly concerns military activities and the ordeals of Europeans held as prisoners of war or as civilian Pregnable Fortress: A Study in Deception, Discord and Desertion (London: Hodder & Stoughton, 1995), 71-2, 95-106, 113. 34 Kee Kuan-yew, The Singapore Story (Singapore: Prentice Hall, 1998), 61-77. 20 internees. 35 Still, compared with that concerning Hong Kong, the literature concerning different aspects of Japanese governance in Malaya, particularly the seminal works of Japanese historian Professor Akashi Yoji and Paul H. Kratoska, is much more comprehensive.36 Popular understanding regarding Japanese occupation of Singapore remains riddled with misconceptions, such as that the war caused Britain to abandon its colonial empire; that all Japanese ruled autocratically and used terror to control the population; that all Chinese were hostile to the Japanese; that all Malays collaborated; and that all Indians were won over by the promise of support for Indian independence.37 Such common interpretations reflect only partial truths and include much that is inaccurate. WWII certainly contributed to Great Britain’s decision to give up its empire, but events in Malaya had little to do with that decision, and colonial rule ended in Malaya twelve years after the Japanese surrender. After an initial period of savage repression, Japanese governance in Singapore was conducted through communal organizations and prewar administrative structures. Most Chinese cooperated with the Japanese, even if reluctantly; most Malays were neutral and disliked Japanese rule; and many Indians ultimately viewed Japanese backing for the independence movement as detrimental to their cause.38 Although cooperation with the invader is almost always regarded as collaboration or treason when one country occupies another, the complex situation in the Southeast Asian 35 See Gerard H. Corr, The War of the Springing Tigers (London: Osprey, 1975); Ian Ward, The Killer They Called a God (Singapore: Media Masters, 1992); Joseph Kennedy Basingstoke, British Civilians and the Japanese War in Malaya and Singapore, 1941-1945 (Basingstoke: Macmillan,1987); Keith Wilson, You’ll Never Get Off the Island: Prisoner of War, Changi, Singapore, February 1942-August 1945 (Sydney: Allen and Unwin, 1989); T.P.M. Lewis Kuala, Changi: The Lost Years: A Malayan Diary, 1941-1945 (Lumpur: Malayan Historical Society, 1984). 36 Yoji Akashi, “Japanese Military Administration in Malaya: Its Formation and Evolution in Reference to Sultans, the Muslim Malays 1941-1945,” Asian Studies 7, no. 1 (1969): 81-110; Yoji Akashi, “Japanese Policy towards the Malayan Chinese, 1941-1945” Journal of Southeast Asian Studies 1, no. 2 (1970): 61-89; Yoji Akashi,“Education and Indoctrination Policy in Malaya and Singapore under the Japanese Rule, 1942-1945, ” Malayan Journal of Education 13, no. 1/2 (1976): 1-46; Paul H. Kratoska, The Japanese Occupation of Malaya: A Social and Economic History (Sydney: Allen and Unwin, 1998). 37 Kratoska, The Japanese Occupation of Malaya, 1. 38 Ibid., 2. 21 territories that had been under British domination before falling under Japanese occupation demands a more nuanced examination. From a nationalist perspective, cooperation with Japan may have been seen as an act of patriotism, for it meant liberation from the West. Indeed, Southeast Asian political leaders who cooperated with Japan did not consider themselves traitors to the national cause; on the contrary, they tended to boast of their “strategic” collaboration with Japan, which they regarded as a useful means of preparing for national independence. Thus, wartime cooperation between Japan and the Southeast Asian states can be viewed as resulting from a complex relationship in which both parties were in the same vehicle but had different destinations.39 1.27 Literature on Collaboration in WWII Hong Kong Over the course of the sixty-five years that have elapsed since the end of the WWII, most accounts of life in Japanese-occupied Hong Kong have been painted in simple colours: brutality and terror; collaboration and resistance; joyous liberation followed by the welldeserved punishment of the wicked and the rewarding of the brave. Recent literature has begun to demonstrate that the truth is more complex, as this dissertation attempts to support. The perspectives on wartime Hong Kong can generally be classified into three groups. The first of these perspectives is that of the British. While G.B. Endacott’s Hong Kong Eclipse explored Hong Kong’s general situation and analyzed its societal transformation,40 little else has been written on the situation of local residents, especially the Chinese community, who comprised ninety-eight percent of the entire population. The second perspective is that of the wealthy Anglicized elite who dominated local Asian society before, during, and after the war. Their contribution has been a lack thereof: a profound silence that they have sustained for almost six decades, one that has obscured not only those aspects of their wartime record that 39 Goto Kenichi, Tension of Empire:Japan and Southeast Asia in the colonial and postcolonial world, (Singapore: Singapore University Press, National University of Singapore, 2003), 79. 40 G. B. Endacott, Hong Kong Eclipse, (Hong Kong: Oxford University Press, 1978). 22 might be thought worthy of criticism but also the genuinely public-spirited side of their role. Of the two memoirs that can be traced to elite families, only one describes life in the occupied urban areas with any detail. The second, written by a woman who spent the war alongside the British in a civilian internment camp, broadly accords with the British perspective.41 The third perspective is that of the Chinese as reflected in their literature, which includes the memoirs of mainland Chinese journalists and celebrities who left the colony in the early months of the Japanese takeover. These Chinese sources offer an illuminating corrective to the Englishlanguage works, disclosing the unspeakable cruelties inflicted on the Chinese populace by the Japanese forces—cruelties far worse in both scale and severity than those endured by most of the British in Hong Kong, grim though the ordeal of the latter undoubtedly was. However, the Chinese accounts also have their limitations. They tend to overlook the real dilemmas and pressure faced by the local Asian leaders, and by emphasizing the vile misdemeanours committed by many Japanese officers and troops, are apt to portray the Japanese as uniformly fiendish, ignoring the humanity that was shown by some individuals and the occasional efforts made by the occupation regime to pursue a relatively moderate or constructive line of policy. The Hong Kong-published Chinese materials on the occupation period can generally be classified into the three categories of (1) accounts of the battle of Hong Kong, (2) accounts of the difficulties of life during the occupation, and (3) accounts of guerrilla activities in Hong Kong.42 The majority of the existing literature on the Japanese occupation of Hong Kong has focused on how the Japanese exploited the occupied territories’ wealth, and have either underemphasized or neglected examination of the manner in which Japanese military rule 41 The two memoirs are Li Shu-fan, Hong Kong Surgeon (London: V. Gollancz, 1964) and Jean Gittins, Stanley: Behind Barbed Wire (Hong Kong: Hong Kong University Press, 1982). 42 See Xu Yue Qing, Huo Yue Zai Xiang Jiang: Gang Jiu Da Dui Xi Gong Di Qu Kang Ri Shi Lu (Hong Kong: Joint Publishing, 1993); Guan Lixiong, Ri Zhan Shi Qi De Xianggang (Hong Kong: Joint Publishing, 1993); Xie Yong Guang, San Nian Ling Ba Ge Yue De Ku Nan (Hong Kong: Ming Pao Publishing, 1994). 23 varied according to the historical, cultural, and political development of each area and the manner in which local Chinese communities interacted with their occupiers. This dissertation aims to fill this research gap by exploring these topics comprehensively. 1.3 Analytical Framework 1.31 Research Gap Identification The majority of the literature regarding the Japanese occupation of Hong Kong and Singapore focuses on political and economic factors and tends to praise resistance forces, whether overtly or by implication. Due to this overwhelming focus, it has failed to thoroughly identify and examine the factors that shaped and can explain the dynamics and interactions between the Japanese military administration and the local Chinese communities in Hong Kong and Singapore during the Japanese occupation of Southeast Asia. The literature has not fully addressed these aspects on account of three factors. The first factor is that due to their difficulties in utilizing Chinese- or Japanese-language sources, Western scholars have relied heavily on Western historical archives and military intelligence reports, which are biased in favour of the Allies and cannot provide a detailed explanation of the economic and social activities of local residents. Second, scholars have tended to neglect examination of the historical development of the Japanese occupation of Hong Kong, leaving them unable to explain the interactions and dynamics between the ruling class and the ruled class (the Japanese and the Chinese community) at different stages of the occupation. Third, the existing literature on Japanese occupation in Hong Kong and Singapore describes little regarding the role of the different political actors,43 including the Japanese military government, the elites 43 For the concept of actor, see Barry Hindess, Choice, Rationality, and Social Theory (London: Unwin Hyman, 1988), chapter 4; Susan Herbst, Reading Public Opinion: How Political Actors View the Democratic Process (Chicago: University of Chicago Press, 1998), chapter 1; Fritz W. Scharpf, Games Real Actors Play: ActorCentered Institutionalism in Policy Research (Boulder, Colo.: Westview Press, 1997), chapter 3; and Marshall Wolfe, Social Integration: Institutions and Actors, Occasional Paper No. 4 (Geneva: World Summit For Social Development, September 1994). An actor is a locus of decisions and actions. The decisions themselves may be formulated by the actor in advance of the action itself or at the moment of action, but may not be consciously made, or may be made on the 24 and prominent Chinese, and the masses whose support of the government was necessary for the Japanese administration to function. Recognizing the necessity of examining how different political actors performed and responded to each other from different perspectives during the occupation, this dissertation examines the nature of these dynamics and interactions in occupied Hong Kong and Singapore. 1.32 Importance of Examining Collaboration in WWII Hong Kong The existing literature does not provide a vivid and accurate picture of the Japanese occupation of Southeast Asia during WWII, especially regarding the dynamics and interactions between the Japanese military administration and the local Chinese communities. Above all, the literature fails to conduct comparative analyses of the dynamics and interactions of the Japanese military administration and the local Chinese communities in the British colonies, particularly those in Hong Kong and Singapore, despite the fact that the Japanese would have experienced great difficulty implementing and maintaining their administration without local collaboration. The lack of attention given to the topic of WWII in general and collaboration specifically by Hong Kong historians may be traced to the particular circumstances in which the war in Hong Kong ended. In contrast to Europe, where Allied armies took control of the remaining German-held areas immediately upon German surrender, the sudden surrender of the Japanese left Hong Kong in a state of uncertainty; with Japanese forces still controlling the city, the British military government demanded that local Chinese elites return immediately to promote stability. basis of practical knowledge that is difficult to formulate at the moment of action. In all these cases, actors’ decisions and the reasons for them have an important part to play in the explanation of what they do. Actors may also do things that could not be described as resulting from their decisions, and those things must be explained in some other way. Human individuals are certainly actors, but there are many others, such as social or political actors in the form of capitalist enterprises, churches, criminal organizations, state agencies, political parties, community organizations, and althetic clubs, that are all actors in the minimal sense that they have a means of reaching decisions and of acting on some on them. This dissertation refers to such actors as political actors for two rather different reasons. One is simply to have a more convenient designation than the cumbersome phrase “actors other than human individuals”. The other is to avoid the temptation of identifying these actors with any one kind of organizational structure. Other entities, such as the moon and other natural bodies, perform what would be described as actions, but would not normally be described as making decisions and acting on them. 25 This dissertation argues that the decision to collaborate was not simply a moral choice between patriotism and betrayal, and varied greatly in accordance with location and local context. Moreover, it varied according to the collaborators’ particular circumstances, particularly the roles that they played in social, political, and economic networks. 44 Individuals assumed the identity of “collaborator” for a host of reasons shaped by personal aims and existential needs and pressures, all of which are explored in this dissertation. During the three years and eight months in which one million local Chinese lived in Japanese-occupied Hong Kong, there was collaboration as well as resistance, the former of which was much more than simply the latter’s opposite. This dissertation examines the nature of this collaboration not to exonerate or condemn those who chose to collaborate but rather discover how the local Chinese community, including the elites and the masses, interacted with the Japanese occupiers. Through such examination, it will demonstrate the manner in which the experience of occupation is as much a part of the colonial history in Hong Kong as is the more familiar story of resistance. In December 1941, Hong Kong was wrenched from British control by the Imperial Japanese Army, which proceeded to assume its administration for their own purposes for almost four years. Conventional wisdom insists that this episode, while dramatic, had little lasting effect. When the British returned in August 1945 to resume where they had left off four years earlier, life proceeded in relatively the same manner as it had before Japanese occupation. Major developments, conventional wisdom asserts, occurred only between the late 1940s and the early 1950s, when the colony witnessed an influx of refugees from the war and revolution on the Chinese mainland. It is due to such conventional wisdom that study of wartime occupation in Hong Kong has been neglected.45 45 See Philip Snow, The Fall of Hong Kong: Britain, China and the Japanese occupation (New Haven: Yale University Press, 2003), introduction. 26 This dissertation argues that examination of Japanese military administration in the occupied territories will provide a deeper understanding of the uniqueness of Japanese colonialism. Although it may appear so from a comparative study of Japanese colonialism and Western colonialism, Japanese colonialism was far from homogeneous, taking different forms in different occupied territories. Therefore, a comparative study of Japanese military administration in two of the occupied territories can provide a more comprehensive picture of how Japan ruled its wartime occupied territories and how its rule differed among the territories. Specifically, this dissertation will investigate the nature of collaboration in Singapore and Hong Kong, as well the logic behind it, to compare whether the nature of and logic behind collaboration differed between these two territories and, if so, why. Most understand that Chinese co-operation was instrumental, both in the founding and the building of the “new Hong Kong”, but fail to grasp why men such as Shoushan Chou, Robert Kotewall, and Lo Man-Kam were willing to help the Japanese. The rhetoric among Chinese historians that the Chinese in Hong Kong and elsewhere in Southeast Asia were helpless victims of the Japanese has prevented them from examining what Japanese-occupied Hong Kong offered to the local Chinese who chose to live under Japanese rule. This dissertation takes a comparative approach to gain deeper understanding of the dynamics between the Japanese military government and the local Chinese elites in Hong Kong and Singapore during different phases of the occupation, based on the belief that the political actors and the historical development of the occupation were shaped by the changing of roles between the local Chinese community and the Japanese administration. Hong Kong and Singapore are the focus of this study for two primary reasons. First, because they served as important bases for Great Britain’s “free-trade policy” in Southeast and East Asia from the early nineteenth century until their independence, Hong Kong and Singapore were two of the most important colonies in the British Empire. As such, they share 27 certain characteristics in the context of British colonial history, and their prosperity was essential to the success of the British free-trade policy. Second, Hong Kong was important in the plan for the Greater Asia Co-prosperity Sphere. The primary reason for the Japanese occupation of Hong Kong was to prevent strategic goods from being transported to the Nationalist government of China, with the secondary reason being the establishment of Hong Kong, together with the other territories, as a strategic military base to be incorporated into the Japanese Empire. It has been argued that if Hong Kong had been under the rule of the Japanese Navy rather than the Japanese Army, the value of Hong Kong to Japan would have been greater,46 as the Army failed to develop Hong Kong as a prosperous entrepot and an important economic link in the Greater East Asia Co-Prosperity Sphere. The period of Japanese rule in Singapore was relatively brief in duration but significant in impact. The swift Japanese occupation of British Malaya and Singapore dealt a mortal blow to white superiority and Western supremacy in Asia. The subsequent Japanese occupation of these territories had a profound influence on the emergence and development of nationalism among their peoples, inspired by both Japanese encouragement of indigenous civic, paramilitary, and even political groups as well as the hardship of occupation, both of which provoked a new determination to break free of all foreign rulers. Warwick and Osherson, who describe the use of the comparative method as “social scientific analyses involving observation in more than one social system, or in the same social system at more than one point in time”, 47 explain that this method views society as the primary unit of analysis. As British colonial outposts, Hong Kong and Singapore shared similar backgrounds yet experienced Japanese occupation uniquely due to differences in the military administration, the degree of urbanization, and the size of the total and Chinese 46 William H. Newell, Japan in Asia, 1942-1945 (Singapore: Singapore University Press, 1981). Donald P. Warwick and Samuel Osherson, Comparative Research Methods (Englewood Cliffs: Prentice-Hall, 1973). 47 28 population in each colony. 48 As such, they provide excellent case studies for an in-depth comparative study of collaboration during WWII. 1.33 Dissertation Organization The tentative organization of this dissertation is as follows: Chapter 1: Introduction Chapter 2: Prewar Singapore and Hong Kong Chapter 3: Singapore and Hong Kong in the Aftermath of Japanese Invasion Chapter 4: Dynamics between the Japanese and the Elites in Singapore and Hong Kong Chapter 5: Dynamics between the Japanese and the Masses in Singapore and Hong Kong Chapter 6: Collaboration at the Economic and Social Levels Chapter 7: Postwar Politics and Arrangements Chapter 8: Conclusion It is important to note that the scope of this dissertation extends beyond the period of the occupation to encompass the “pre-Japanese” period, which requires examination of longestablished relations between the British colonial government in Hong Kong and the local Chinese elites before 1941, and the “post-Japanese” period, which requires examination of the implications and legacy of collaboration. The rationale for doing so is recognition that even though the collaborationist government was a new regime established by a conquering power, it grew out of and was marked by the social, political, and economic developments and dynamics of the prewar years. Due to these dynamics, collaboration did not necessarily equate to betrayal, nor did resistance automatically connote nationalism. Gaining understanding of the context assists in evaluation of the nature and meaning of collaboration and resistance wherever it occurred. 48 The Chinese population represented about 75% and 98% of the total population of Singapore and Hong Kong, respectively, before WWII. 29 As part of fulfilling its goal to go beyond a simple moral interpretation of resistance and collaboration, this dissertation recognizes that if most key Hong Kong elites were not sufficiently motivated by national commitment and patriotism, explanation of their choices must be sought elsewhere. In particular, their life experiences, particularly those relating to their family, social, and professional networks and interests, can provide important insights into the dynamics of their decision to collaborate or resist. Their decisions also had a significant impact on the period of “postwar politics and arrangements” that began in August 1945 and ultimately resulted in the decolonization of Hong Kong, a period that must also be examined to gain greater understanding of the lasting impacts of Japanese occupation. 1.34 Research questions and objectives This dissertation aims to address one primary research question: Which factors shaped and can explain the dynamics and interactions between the Japanese military administration and the local Chinese elites and masses in WWII Hong Kong and Singapore? To address this question thoroughly, this dissertation also addresses the following subquestions throughout its examination of wartime collaboration in Hong Kong and Singapore: a. What was the meaning of the term collaboration for the local Chinese community in Hong Kong? (will be discussed in chapter 1 and 8). b. What was the nature of the interaction between the local Chinese communities and the Japanese military administrations in Hong Kong and Singapore? (will be discussed in chapter 2 and 3). c. To what purposes and how effectively did each side press its advantages? (will be discussed in chapter 4, 5 and 6). d. Did the Japanese military administrations in Hong Kong and Singapore receive the support from the local elites and masses necessary for the implementation of their 30 political, economic, and social policies? If not, why? (will be discussed in chapter 4, 5 and 6). e. What have been the legacies or lasting impacts of Japanese policies towards Chinese elites and management at the district level? (will be discussed in chapter 7). f. Was the Japanese military administration in Hong Kong less harsh and more willing to satisfy the requests of the local Chinese community than was the administration in Singapore? If so, did this increase the impetus for collaboration in Hong Kong? If so, for what type of collaboration? (will be discussed in chapter 8). A central concern of this dissertation is how the Chinese of Hong Kong adapted to living under a foreign, usually repressive regime. Contrary to conventional wisdom, this dissertation argues that when compared to Singapore under Japanese occupation, Hong Kong under Japanese occupation was not such a harsh or poor place. To support this argument, it traces the historical roots of the relationship between the Hong Kong Chinese elites and the Japanese military government to demonstrate that the Japanese occupation of Hong Kong was not simply a function of Japanese imperialism. Rather, it was as much a function of the collaboration of local people, who cooperated with the Japanese to build the new economic, social, and political infrastructure. This dissertation aims to probe the processes by which such collaboration arose, how the Japanese elicited collaboration, and why and how the local Chinese community responded to Japanese overtures. This examination is based on the assumptions that all parties had limited or no knowledge regarding the extent of the Japanese invasion and subsequent occupation or of the complex nature of the intersection between Chinese and Japanese interests in Hong Kong. In accordance with this perspective, this dissertation examines case studies at both the national and local district level in Hong Kong and compares them with similar cases in Singapore. 31 By examining representative cases in both territories from the end of 1941 to midAugust 1945, this dissertation provides a detailed comparative analysis of the specific contexts, patterns, and dynamics of collaboration that existed in Hong Kong and Singapore during Japanese occupation. As it does so, it explores the connections between the local Chinese community and pre-occupation political, economic, and social trends and situations; the backgrounds and roles of the collaborating elites, as well as the interplay between them; the fate of collaborators in the postwar British colonies; and the politics and meaning of collaboration. 1.35 Research Methodology As a historical and political phenomenon, collaboration is best understood when it is assessed from a local as well as a global perspective and when its expression in two different territories is compared, in this case its expression in Hong Kong and Singapore during the Japanese occupation. To perform such a thorough assessment and comparison, this dissertation conducted extensive review of primary sources, including newspapers, articles, books, and official documents published and/or produced in the United Kingdom, Japan, Hong Kong, and Singapore, and, when available, of various archival sources, memoires, and transcripts of personal interviews.49 Two indispensable archives of primary sources served as the foundation of this dissertation. The Public Record Offices in London50 and the Archival Offices in Hong Kong, Singapore, and Japan are sources of excellent documentation produced during the wartime 49 See Bibliography. Most of the correspondence between the Hong Kong Government and the Colonial Office between 1842 and 1951 can be found in the series CO 129, which all appear on microfilm and are available at the Hong Kong Public Records Office and the library of the University of Hong Kong. Although they are also archived in London, researchers are not allowed to inspect the original documents. An index has been prepared by the staff of the Public Record Office listing the title and subject of each file. A more complete and better index has been compiled by the Hong Kong Public Records Office. A copy of this index is available in the library of the University of Hong Kong. 50 32 period. The application of the thirty-year or the fifty-year-rule51 in different archives meant that in the normal course of events, confidential documents pertaining to the Japanese occupation were used, such as papers and correspondence from the Cabinet Office, Colonial Office, the War Office, with several documents from the Hong Kong and Japanese archives being used to construct the research plan.52 Of prime importance in this research were the records of the Cabinet Office, the organization that coordinates policy at the highest level in Britain, and is likely the most valuable official contemporary source of material regarding British political history during the two world wars. However, as not all decisions are not made in the Cabinet, and many records may be incomplete and missing, records from the Foreign Office and Colonial Office were also reviewed. With the sixty years that have passed since the Japanese occupation of Southeast Asia, the final opportunity to examine governance from a broader perspective through conducting personal interviews may have arrived.53 In Singapore, a number of people who could reflect and recollect upon the war years were interviewed by the Oral History Department between 1981 and 1985.54 In Hong Kong, the Museum of History launched the Oral History Research 51 The “thirty year” rule is the popular name given to a law in the United Kingdom, the Republic of Ireland, and Australia that provides that the yearly cabinet papers of a government will be released publicly thirty years after they were created. On the other hand, the “fifty-year rule” is one of the most commonly accepted principles within American historic preservation: properties that have achieved significance within the past fifty years are generally not considered eligible for listing in the National Register of Historic places. An often misunderstood chronological threshold, the fifty-year standard was established by National Park Service historians in 1948. 52 See “Archive Record” in Bibliography. 53 Professor Goto Kenichi, interview by Lawrence Wong, December 5, 2002, Waseda University, Japan. 54 The Japanese military administration in Singapore left almost no written records behind regarding its work. The newspapers and magazines that the Japanese authorities published present only one perspective on the occupation. A small number of personal memoirs written by Singaporeans and others after the war present a partial picture of life during that period of social, economic, and political turmoil. The Oral History Project on the Japanese Occupation in Singapore 1942-1945, which was completed between June 1981 and December 1985, contains 655 recorded hours of interviews with 175 people that reconstruct life under the Japanese. The interviews focus on the prewar anti-Japanese movement, the various Japanese policies that were implemented, social reorganization, the Japanese defence of Singapore and the resistance forces, and the Japanese surrender and its aftermath. Interviewees were selected on the basis of their first-hand familiarity with the topics. Most of the interviews were highly structured to ensure consistency and uniformity in interviewing. The project progressed in two phases. During the first stage, recordings of interviews tended to be in detail and wide in scope. During the second stage, topics that had not been thoroughly explored were identified and areas that had been well covered were either not broached again or briefly touched upon. Thus, recordings conducted in the latter stage of the project tended to be briefer and the topics fewer but more specific. The project focused on recording 33 Project in 1995 to collect wartime experiences. The transcripts and recordings of their interviews, integrated with historical photographs, documents, and other materials, were examined and extensively utilized in this dissertation. This examination included review of sixteen tapes of the radio programme Time to Remember, which had been produced on behalf of Radio Hong Kong by Wendy Barnes. Moreover, in an attempt to relive the period of history under study, locations of particular significance to this dissertation, including the Shing Mun Redoubt, Pinewood Battery, the Lamma Islands, Wong Nai Chung Gap, and Luk Keng, were visited between April and May 2004. Personal remembrances of war are valuable in historical research, and not only as correctives to “officially sanctioned” remembrances. However, although some aspects of the Japanese occupation remain very vivid to those who lived through it, other aspects are less clearly remembered. Despite this limitation, this dissertation hopes to present a picture of the war and illustrate what WWII in Hong Kong and Singapore meant for those who lived through it. Achieving this aim is particularly important. Although many have learned much from listening to older people’s remembrances of the war, they were often left with gaps in knowledge that needed to be filled, leading them to read memoirs and essays of the hardships experienced under Japanese occupation. They soon found that exposure to a range of other people’s memories allowed them to learn a great deal about topics of which their circle of family and friends had no direct experience. In accordance with this finding, this dissertation proposes that one’s memories are primarily collections of one’s own memories as well as the experiences of the local, mainly Chinese, population. Generally speaking, interviewees above the age of 50 had clear memories of the period. Therefore, gaining knowledge of life in general during that time was not problematical; the real challenge lay with identifying interviewees who could describe specific experiences. Many of those who had been involved in running Japanese-controlled organizations and businesses or implementing Japanese policies were found to have passed away or be reluctant to discuss such sensitive topics, and very few survivors of the sook ching were still living. The secret nature of the anti-Japanese activities during that period presented difficulties in identifying the persons involved and, due to language and funding problems, the project was unable to include interviews with Japanese war-time administrators. However, Professor Akashi Yoji’s publications on Singapore likely fill many gaps. 34 those of others willing to share their reminiscences. Such varieties of memories are not, of course, brought together all at once; they can be formed at any stage of one’s life. The study of collaboration in Hong Kong during Japanese occupation can be likened to detective work, as it requires following promising leads in the archives in order to establish the relevant facts. Collections of private and official primary sources obtained from Wani Yukio, a journalist who has conducted research on Hong Kong during Japanese rule with Professor Kobayashi Hideo since the 1980s, proved particularly invaluable to this comprehensive, comparative, critical analysis of occupied Hong Kong and Singapore. 1.36 Research Limitations This research effort faced several limitations. Foremost and most unfortunately, it was not possible to visit archives in the United States due to lack of funding. Second, the Japanese occupation led to the destruction of many records that would have provided great insight into historical Hong Kong, a problem compounded by the fact that unlike in Singapore, there are no long-established archives in Hong Kong. Specifically, each Japanese administration destroyed its records before a new administration assumed power, and those documents that remained were often burnt for fuel during wartime shortages of other fuel sources. Third, some source materials in Hong Kong and Singapore posed difficulties for the serious researcher. For example, G. B. Endacott, the author of Hong Kong eclipse, has been accused of using official and government records without attempting to reflect the Chinese view, a view that is very difficult to reflect because the Chinese are generally reticent about discussing their families. At the same time, many firms are reluctant to provide access to their records in a very competitive business environment. Newspaper records were thus of great value in providing different points of view and criticism of the government. Fourth, it is difficult to obtain clear and reasonably unbiased accounts of the war years. Both the Japanese and the Allies made extensive use of false propaganda before and during 35 the war, and newspapers were little more than propaganda organs for the Japanese during the occupation. K. R. Menon, a journalist with Indo Shimbunsha in Singapore, decribed wartime journalism as “praising the Japanese . . . and praising their war efforts and running down the British and Americans.” 55 The editor of Hong Kong News, the only English-language newspaper published during the occupation of Hong Kong, was Japanese, and the staff members were mainly Chinese and Portuguese who had worked for the South China Morning Post since the war. Not surprisingly, this paper was an organ of Japanese propaganda and, as such, very inaccurate. As a result, one challenge in preparing this dissertation was viewing the nature of collaboration from the perspective of both sides, a difficult task due to the disparity in the number of sources from each party. Part of the solution was keeping all cases in mind while researching the present case, hoping that the other cases would provide context and allow for the maintenance of objectivity regarding the case and all parties involved, while remaining aware of any gaps and inaccuracies in the relevant sources. The final major challenge was attempting to reconstruct life during the occupation with limited access to those who had lived through the occupation, as many have since died or are at an age at which they find it difficult to express themselves clearly. To the best of the author’s knowledge, no member of a local elite who could have been considered a collaborator in Hong Kong during the Japanese occupation has left a memoir, a diary, or even a letter from his time in Japanese service. Moreover, as most Japanese soldiers who took part in the invasion of Hong Kong battle were later killed in Guadalcanal, they left no personal recollections. Regarding interviews with eyewitnesses, there is in most cases little doubt that the events described actually took place. Allowances must be made for certain errors due to the passage of time, such as mistakes regarding dates or numbers. Although many interviewees 55 Kratoska, The Japanese Occupation of Malaya, 9. 36 lack knowledge regarding particular parties or circumstances or are unable to describe them in great detail, most managed to recall a great deal of information, even though more than sixty years have elapsed since the events that they described. 1.4 Significance and Expected Contributions of Dissertation This dissertation aims to contribute to the research and literature regarding the colonial history of Japan and Hong Kong in several ways. First, by examining comprehensive oral history projects and personal interview materials in Hong Kong, Singapore, and Japan, as well as data obtained from interviews with eyewitnesses, it presents the perspectives of those who lived through the occupation, allowing them to leave a record of their unique experiences. Second, by analyzing both published and unpublished primary data sources archived in the Hong Kong Public Records Office, the Singapore National Archives, and the Japanese National Archives, it presents collaboration from the perspectives of Hong Kong, Singaporean, and Japanese nationals who lived through the occupation who have presented their views in their respective languages. As few existing sources remain in English, it is particularly important to access Chinese and Japanese sources to present a full range of perspectives on collaboration. Although examining Japanese views is essential to gaining a full understanding of the context and nature of collaboration during Japanese occupation, it is a controversial endeavour that brings with it accusations of sympathy for right-wing causes. Third, this dissertation was the first to conduct a comparative study of politics of collaboration in Hong Kong and Singapore in order to provide a deeper understanding of the uniqueness of Japanese colonialism. Such a comparative study of Japanese military occupation in each of its occupied territories provides a comprehensive perspective regarding how Japan ruled its wartime occupied territories and how its rule differed from territory to territory. Although the Japanese military administered both Hong Kong and Singapore during the occupation, it administered each in a different manner due to differences in the territories’ 37 social and political structures. This dissertation identified these differences and analyzed the manner in which they affected the nature of Japanese administration and its impact on the territories. Fourth, this dissertation makes a theoretical contribution to the field of historical research. Most of the existing literature presents perspectives using a “straight descriptive mode” that describes little regarding the roles and interactions of the different political actors. To describe these roles and interactions in detail, this dissertation used a research framework that allowed for analysis of the dynamics and interactions between the Japanese administration and the local Chinese elites and masses at different stages of occupation, an endeavour that the author believes to be highly important in the study of the colonial history of Hong Kong, Singapore, and Japan. Finally, this dissertation contributes to the colonial history of Hong Kong by presenting information and perspectives untainted by the moralistic frameworks in which wartime history in Hong Kong has traditionally been viewed. If the conflicting motives, tactical concessions, sheer helplessness, and other existential uncertainties that characterized the lives of people living in occupied Hong Kong are to be understood and explained, all prejudgment must be eliminated despite the difficulty of doing so. The moralistic interpretation of history, which holds the historian’s task to be that of assigning “praise” and “blame”, has its roots in 2,500 years of Confucian historiography. Given the rise of Chinese nationalism in this century and the consistent identification of the Chinese state with nationalism, it is difficult for Chinese scholars to transcend categories that are not only officially mandated but fully accepted by many scholars themselves as correct judgements on wartime collaboration. 38 Chapter 2 Prewar Singapore and Hong Kong 2.1 Prewar Singapore 2.11 A Crown Colony The Republic of Singapore was founded as a British trading post on the Strait of Malacca in 1819. Its location on the major sea route between India and China, its excellent harbour, and the free-trade status conferred on it by its visionary founder, Sir Thomas Stamford Raffles, inevitably led Singapore to become a major trading port in the British Empire.56 After years of campaigning by a small minority of British merchants who were chafing under the rule of the Calcutta government, the Straits Settlements became a crown colony on 1 April 1867.57 Under the crown colony administration, the governor acted as the senior military official of the Straits Settlements with the assistance of the Executive Council, which was composed of six other senior officials, and the Legislative Council, which included the members of the Executive Council, the chief justice, and four nonofficial members nominated by the governor. The number of nonofficial members and Asian Council members gradually increased over the years. Singapore dominated the Legislative Council, to the annoyance of Malacca and Penang.58 56 Barbara Leitch Lepoer, ed., Singapore: A Country Study (Washington, DC: General Publishing Office, 1989), introduction. http://countrystudies.us/singapore/2.htm (accessed August 11, 2010). 57 The Straits Settlements were a group of British territories located in Southeast Asia. Originally established in 1826 as part of the territories controlled by the British East India Company, the Straits Settlements came under direct British control as a crown colony on 1 April 1867. The colony was dissolved as part of the British reorganisation of its South-East Asian dependencies following the end of the Second World War. The Straits Settlements consisted of the individual settlements of Malacca, Penang (also known as Prince of Wales Island), and Singapore, as well as (from 1907) Labuan, off the coast of Borneo. With the exception of Singapore, these territories now form part of Malaysia. 58 Ibid., section—crown colony. http://countrystudies.us/singapore/6.htm (accessed August 11, 2010). The Legislative Council was made of members in the Executive Council, the Chief Justice, and non-official members nominated by the Governor. These nominated members were intended to better represent the local people, including in its ranks Asian members. Consisting mostly of wealthy Asian business and professional leaders, they did not necessarily represent the collective will of the people, however. Beginning with just four members, it grew over the years, with Singaporean members increasingly dominating the council to the displeasure of politicians from Malacca and Penang. 39 The largest Chinese dialect group in the late nineteenth century was the Hokkien, who were traditionally involved in trade, shipping, banking, and industry. The next largest group was the Teochiu, who engaged in agricultural production and processing, rubber production, rice and lumber milling, pineapple canning, and fish processing. The Cantonese, the third largest group, were primarily artisans and labourers although a few made their fortunes in tin, and the two smallest groups, the Hakka and Hainanese, were mostly servants, sailors, or unskilled labourers. Because wealth was the key to leadership and social standing within the Chinese community, the Hokkien dominated organizations such as the Singapore Chinese Chamber of Commerce, and supplied most of the Chinese members of the Legislative Council and the Chinese Advisory Board. The latter, established in 1889 to provide a formal link between the British government of the colony and the Chinese community, served as a forum to air grievances but had no power.59 In the latter part of the nineteenth century, China's ruling Qing Dynasty began to take an interest in the Nanyang Chinese. Seeking to attract their loyalty and wealth to the service of the homeland, the Qing Dynasty established Chinese consulates in Singapore, Malaya, the Dutch East Indies, and other parts of Nanyang, and appointed Whampoa as Singapore’s first consul in 1877. He and his successors worked diligently to strengthen the cultural ties of the Singaporean Chinese to China by establishing a cultural club, a debating society, Singapore’s first Chinese-language newspaper (Lat Pau), and various Chinese-language schools. One of the most important functions of the consul was to raise money for flood and famine relief in Despite obvious control by British subjects of European descent, there was little opposition towards the system from the local Asian population, mainly attributed to apathy. There were a few exceptions. Tan Cheng Lock, a member of the Executive Council who had previously opposed several decisions made by the Legislative Council (such as the Aliens Ordinance of 1933 which restricted immigration) as anti-Chinese, called for popular representation through direct election, and for the number of non-official members to be increased to a majority of the Legislative Council. Initiatives like these were unsuccessful, however, as there was little support from a society widely apathetic to local politics, with the Chinese population paying more attention towards growing their commercial and professional interests and in events which were occurring in China, fuelled largely by the rise in Chinese nationalist sentiments. 59 Lepoer, Singapore. http://countrystudies.us/singapore/6.htm (accessed August 11, 2010). 40 China and for the general support of the Qing government. After the upheaval of the Hundred Days’ Reform Movement in China and its subsequent suppression by Qing conservatives in 1898, the Singaporean Chinese and their pocketbooks were wooed by reformists, royalists, and revolutionaries alike. In 1906, Sun Yat-sen founded a Singapore branch of the Tongmeng Hui, the forerunner of the Kuomintang (KMT), the Chinese Nationalist Party. Not until the successful Wuchang Uprising of 1911, however, did Sun receive the enthusiastic support of the Singaporean Chinese.60 The Singapore economy experienced much the same ups and downs as did Western economies during the interwar period. A postwar boom created by rising tin and rubber prices gave way to a recession in the late 1920 when prices for both dropped on the world market. By the mid-1920s, fortunes were made overnight as rubber and tin prices soared once again. Tan Kah Kee,61 who had migrated from Xiamen (Amoy) at age seventeen, reportedly made S$8 million in 1925 in rubber, rice milling, and shipping, and Hakka businessman Aw Boon Haw 62 earned the nickname the “Tiger Balm King” for the multimillion-dollar fortune he amassed from the production and sale of patent medicines. Although they never amassed the 60 Ibid., http://countrystudies.us/singapore/6.htm (accessed August 11, 2010). Tan Kah Kee (October 21, 1874 to August 12, 1961) was a prominent businessman, community leader, and philanthropist in colonial Singapore. Tan was born in Jimei, Tongan county, Fujian Province, China (present-day Jimei District in Xiamen City) and went to Singapore in 1890 when he was sixteen to work at his father’s rice store. After his father’s business collapsed in 1903, Tan started his own business, ultimately building an empire from rubber plantations, manufacturing, sawmills, canneries, real estate, import and export brokerages, ocean transport, and rice trading. His business was at its prime from 1912 to 1914, when he was known as the “Henry Ford of the Malaya community”, both in Malaya and his native Fujian Province. Tan was one of the 110 founding members of Tao Nan School, and established the Jimei Schools (now Jimei University) in 1913 and the Chinese High School (now named Hwa Chong Institution) in Singapore in 1919. In 1921, he set established Xiamen University and financially supported it until the Government of the Republic of China took it over in 1937. In 1920, his daughter Tan Ai Li married Lee Kong Chian, who worked under him and later became a famous Singaporean philanthropist and businessman. See A.H.C. Ward, Raymond W. Chu, Janet Salaff. et al., The Memoirs of Tan Kah Kee (Singapore: Singapore University Press, 1994). 62 Aw Boon Haw (born in1882 in Rangoon, Burma and died in 1954 in Hong Kong) was a Burmese Chinese entrepreneur and philanthropist best known for introducing Tiger Balm. He was the son of Hakka herbalist Aw Chu Kin, whose ancestral home was in Yongding County, Fujian Province. Aw migrated to Singapore in 1926, where he founded Tiger Red Balm with his brother, Aw Boon Par. Aw also founded several newspapers, including Sin Chew Jit Poh and Guang Ming Daily, which are both based in Malaya today. Sing Tao Daily, which was founded in 1938, is currently based in Hong Kong. Aw moved to Hong Kong during the Japanese occupation of Singapore and managed the business from there, while his brother stayed in Singapore until he closed down the factory and moved to Rangoon. Aw returned to Singapore after the end of WWII and reestablished his business. 61 41 great fortunes of Singapore’s leading Asian businessmen, the prosperous European community increasingly lived in the style and comfort afforded by modern conveniences and an abundance of servants.63 Much smaller and less organized than the Chinese community of the late nineteenth century was the Indian community in Singapore. In 1880, only 12,000 Indians, including Hindus, Muslims, Sikhs, and Christians, resided in Singapore. South Indians tended to be shopkeepers or labourers, particularly dockworkers, riverboatmen, and drivers of the ox carts that were the major forms of transport for goods to and from the port area, whereas North Indians tended to be clerks, traders, and merchants. Both groups came to Singapore expecting to return to their homeland, and were even more transient than the Chinese.64 Malays continued to be drawn to Singapore from all over the archipelago, reaching a population of 36,000 by 1901. After losing in commercial competition with the Chinese and Europeans, most Malay traders and merchants, as well as later Malay immigrants, became small shopkeepers, religious teachers, policemen, servants, or labourers. The leadership positions in the Malay-Muslim community were assumed by wealthy Arabs and the JawiPeranakan due to their facility with English. In 1876, the first Malay-language newspaper of the region, Jawi Peranakan, was published in Singapore. After other Malay-language journals supporting religious reform began to be published in the early twentieth century, Singapore became a regional focal point for the Islamic revival movement that swept the Muslim world at that time.65 2.12 The Singaporean Chinese Community before WWII The Straits-born Chinese increased their share of Singapore’s Chinese population from twenty-five percent in 1921 to thirty-six percent in 1931. After passage of the Immigration 63 Lepoer, Singapore, http://countrystudies.us/singapore/6.htm (accessed August 11, 2010). Ibid., http://countrystudies.us/singapore/6.htm (accessed August 11, 2010). 65 Ibid., http://countrystudies.us/singapore/6.htm (accessed August 11, 2010). 64 42 Restriction Ordinance of 1930, which limited the immigration of unskilled male labourers to combat the unemployment resulting from the Great Depression, the number of Chinese immigrants decreased from 242,000 in 1930 to 28,000 in 1933. Immigration was further restricted by the Aliens Ordinance of 1933, which set quotas and charged landing fees for immigrants. Executive Council member Tan Cheng Lock and others bitterly opposed the policy in the Legislative Council, claiming it was an anti-Chinese measure.66 The administration of the colony continued to be carried out by the governor and toplevel officials of the Malayan Civil Service, posts that could be held only by “natural-born British subjects of pure European descent on both sides”. The governor continued to consult with the Legislative Council, which included several wealthy Asian business and professional leaders, who served as nonofficial members of the council. The mid-level and technical civil service positions were open to British subjects of all ethnicities. Very few Asians opposed the system, which gave the official members the majority on the Legislative and Executive Councils. In the 1930s, Tan agitated unsuccessfully for direct popular representation and a nonofficial majority for the Legislative Council, but most Chinese were satisfied to devote their attention to commercial and professional affairs and the growing nationalism in China.67 The sympathies of even the Straits-born Chinese lay with their homeland during the interwar period. A Singaporean branch of the KMT was active for several years beginning in 1912, and China-oriented businessmen led boycotts in 1915 against Japanese goods in response to Japan's Twenty-One Demands against China, a set of political and economic ultimatums that, if accepted, would have made China a protectorate of Japan. Mass support for Chinese nationalism became more evident in 1919 when violent demonstrations were staged in Singapore. In the early 1920s, Sun Yat-sen was successful in convincing 66 Lepoer, Singapore, section—Between the World Wars, http://countrystudies.us/singapore/7.htm (assessed August 11, 2010). 67 Ibid., http://countrystudies.us/singapore/7.htm (assessed August 11, 2010). 43 Singapore’s China-born businessmen to invest heavily in Chinese industry and donate large sums for education in China. Tan Kah Kee contributed more than S$4 million for the founding of Amoy (Xiamen) University in 1924, and the KMT sent teachers and textbooks to Singapore.68 At the same time, the KMT encouraged the use of Mandarin (or Guoyu) in Singapore's Chinese schools. Although Mandarin was not the language of any of Singapore's major dialect groups, it was considered a unifying factor by the various Chinese leadership factions in both Singapore and China. Singapore's first Chinese secondary school, established by Tan in 1919, taught in Mandarin, as did a growing number of Chinese primary schools. In 1927, the KMT increased the number of promising students sent to China for university education and began a concerted effort to extend its control over Chinese schools in Nanyang by supervising their curriculum and requiring the use of Mandarin. In the late 1920s, the colonial authorities became increasingly aware of growing left-wing politics in the Chinese schools and sought to discourage the use of Mandarin. Despite their efforts, Mandarin had become the medium of instruction in all of Singapore's Chinese schools by 1935.69 Following the breakup of the short-lived alliance between the KMT and the Chinese Communist Party (CCP), the communists established the Nanyang Communist Party in 1928. Outlawed and harassed by the Singapore police, the party was reorganized in 1930 as the Malayan Communist Party (MCP), cantered in Singapore. For the remainder of that year, it experienced some success in infiltrating teacher and student organizations and staging student strikes. In early 1931, however, police seizure of an address book containing information on the newly organized party and its connections with the Far Eastern Bureau of the Communist International (Comintern) in Shanghai led to arrests and the near destruction. 68 69 Ibid., http://countrystudies.us/singapore/7.htm (assessed August 11, 2010). Ibid., http://countrystudies.us/singapore/7.htm (assessed August 11, 2010). 44 The KMT also experienced problems during this period. The party's membership in Singapore had expanded rapidly until 1929, when the colonial administration banned the Singapore branch of the KMT and prohibited fund-raising for the party in China. Concerned about the increase in anticolonial propaganda, the Singaporean government censored the vernacular press, severely restricted immigration, and cut off aid to Chinese and Tamil schools. During the 1930s, attempts by the communists and the KMT to organize labour and lead strikes were also suppressed by the colonial government.70 Chinese nationalism and anti-Japanese sentiment in Singapore increased throughout the 1930s. The fortunes of both the KMT and the MCP rose with the Japanese invasion of Manchuria in 1931 and the start of the Sino-Japanese War in 1937. The CCP and the KMT formed a united front in December 1936 to oppose Japanese aggression. The KMT called upon the Nanyang Chinese for volunteers and financial support for the Republic of China (ROC), which had promulgated a Nationality Law in 1929 proclaiming that all persons of Chinese descent on the paternal side were Chinese nationals. Tan Kah Kee headed both the Nanyang Chinese National Salvation Movement and the Singapore Chinese General Association for the Relief of Refugees, as well as the fund-raising efforts for the homeland among the Malayan Chinese. Chinese government agents used the Singapore Chinese Chamber of Commerce and other local organizations to organize highly effective boycotts against Japanese goods. Singaporean Chinese also boycotted Malay or Indian shops selling Japanese goods, and extremist groups severely punished Chinese merchants who ignored the boycott.71 The British authorities struggled vainly to control the tide of anti-Japanese feeling by banning anti-Japanese demonstrations, the importation of anti-Japanese textbooks from China, and the teaching of anti-Japanese slogans and songs in Chinese schools. They also became 70 71 Ibid., http://countrystudies.us/singapore/7.htm (assessed August 11, 2010). Ibid., http://countrystudies.us/singapore/7.htm (assessed August 11, 2010). 45 increasingly alarmed at the communist infiltration of the Nanyang Chinese National Salvation Movement and other Chinese patriotic groups, with the banned MCP claiming a membership of more than 50,000 by early 1940. Although nominally partners in a united front in opposition to the Japanese, the MCP and the KMT competed for control of organizations, including the Nanyang Chinese Relief General Association. Nonetheless, Singapore's Chinese contributed generously to the support of the Chinese government.72 2.2 Singapore’s Role in the Greater East Asia Co-Prosperity Sphere 2.21 The Greater East Asia Co-Prosperity Sphere The Greater East Asia Co-Prosperity Sphere was a concept created and promulgated during the Shōwa era by the government and military of the Empire of Japan to create a selfsufficient “bloc of Asian nations led by the Japanese and free of Western powers”.73 The roots of Japan’s ideology of Asian co-existence and co-prosperity can be traced back to the reign of Jinmu-tenno, the first Emperor of Japan, who is said to have given the divine command to fulfil hakko ichium, the placing of the eight corners of the world under one Japanese roof.74 The Japanese thus believed that they “had divine mission of conquering and ruling other countries”. 75 During the Meiji period, Japanese philosophers added a new element to this early form of pan-Asianism when they advocated a common Asian cultural heritage to unite all of Asia against Western encroachment.76 72 Ibid., http://countrystudies.us/singapore/7.htm (assessed August 11, 2010). Bill Gordon, Greater East Asia Co-Prosperity Sphere (March, 2000), http://wgordon.web.wesleyan.edu/papers/coprospr.htm (assessed August 11, 2010). 74 See H. Paul. Varley, Jinnō Shōtōki: A Chronicle of Gods and Sovereigns (New York: Columbia University Press, 1980). 75 M. A. Aziz, Japan’s Colonialism and Indonesia (The Hague: M. Nijhoff, 1955), 3-4. 76 J. C Lebra, Japan’s Greater East Asia Co-prosperity Sphere in World War II: Selected Readings and Documents (Kuala Lumpur: Oxford University Press, 1975), xi-xiii. 73 46 The Greater East Asia Co-Prosperity Sphere was a scheme for the mutual cooperation of all East Asians for the co-prosperity of all.77 As such, it advocated political, economic, cultural, social, and spiritual cooperation among the multitude of East Asian peoples for the advancement of their common welfare and their fair share in the fruits of their common labour.78 It argued that by doing so, the East Asian races could liberate themselves from the domination of the European races and fulfil the rights and interests of the various races of Asia on a fair and absolutely equal basis.79 Realization of the Greater East Asia Co-Prosperity Sphere was initiated by Prime Minister Fumimaro Konoe in an attempt to create a Greater East Asia comprising Japan, Manchukuo, China, and parts of Southeast Asia that would, according to imperial propaganda, establish a new international order in which Asian countries which would share prosperity and peace free from Western colonialism and domination.80 The military goals of this expansion included conducting naval operations in the Indian Ocean and off the coast of Australia.81 2.22 Significance of Singapore in the Co-Prosperity Sphere Southeast Asia had not always been a focus of Japanese concern. Lebra explains that although Japan had always considered Far East Asia as pivotal to its national security and economic viability, it had not thought so of Southeast Asia82 until economic pressure led 77 Shonan Times, February 24, 1942. The Japanese took over several newspapers. These appeared under different names. The Straits Times was renamed The Shonan Times at February 20, 1942 and later, from December 8, 1942, Syonan Shimbun. The Shonan Times was the official newspaper in Singapore during the Japanese Occupation. The paper ran on Tokyo times, normally two hours ahead of Singapore. Staff had to come to work in the dark, working through to sundown. The Shonan Times was run by Japanese officers from the Propaganda Department, who threatened to behead anyone who spelt the Emperor's name or title incorrectly. See http://ourstory.asia1.com.sg/war/ref/japocc.html#paper and http://www.malaysiadesignarchive.org/?p=1127 (assessed August 11, 2010). 78 V. Gardiner, “Nippon’s Ideal Of Full Freedom for Asiatics,” Shonan Times, March 17, 1942. 79 Shonan Times, February 21, 1942. 80 Akira Iriye, Pearl Harbor and the Coming of the Pacific War: A Brief History with Documents and Essays (Boston: Bedford/St. Martin's, 1999), 6. 81 Matome Ugaki, Fading Victory: The Diary of Admiral Matome Ugaki, 1941-1945 (Pittsburgh, Pa.: University of Pittsburgh Press, 1991), 10. 82 Lebra, Japan’s Greater East Asia Co-Prosperity Sphere in World War II, x-xi. 47 Japan to consider the region a target of projected Japanese development.83 The main factor behind Japan’s desire to expand its empire or “sphere” into Southeast Asia was its protracted war with China. After the outbreak of the Sino-Japanese War in 1937, Japan's relations with the United States and Great Britain became increasingly strained because of U.S. and British vested interests in China,84 a dire problem for Japan because it depended on these nations for the raw materials needed for its industries.85 Its increasingly strained relationship with these two countries prompted Japan to harbour the idea of establishing a self-sufficient system through gaining access to the abundant resources of Southeast Asia. As Lebra explains, “To a country impoverished by a protracted war and hard-pressed for foreign exchange to purchase the sinews of continued war, the sight of abundant war materials in a geographically accessible regions must be supremely tempting”.86 Such a plan was given clear definition when Foreign Minister Matsuoka Yosuke openly expounded the concept of a Greater East Asia Co-Prosperity Sphere in a speech given on 1 August 1940.87 Specifically, he advocated placing the Straits Settlements, comprising Penang, Malacca, and Singapore, under direct rule and making the rest of Malaya into a protectorate. 88 Singapore’s significance to the Japanese was twofold: it could serve as a strategic naval base as well as an economic powerhouse. Strategically, Singapore was the British defence headquarters in Southeast Asia and the base of the 7th Area Army. In such a capacity, it was the centre of military operations over a vast area and the largest and bestequipped workshop south of China Singapore’s economic significance lay in its position as a collection and distribution centre for Malaya and the surrounding regions. As such, the 83 Ibid., x-xi. See the discussion of pragmatic reasons for occupying Southeast Asia. Harry J. Benda, James K. Irikura and Kaoichi Kishi, Japanese Military Administration in Indonesia: selected documents (New Haven: Yale University Southeast Studies, 1965 ), 103. 85 Ibid.,104. 86 William Magistretti, “Strategic Imperatives in the Pacific,” in Japan’s Greater East Asia Co-Prosperity Sphere in Lebra, World War II, 44. 87 Aziz, Japan’s Colonialism in Indonesia, 63. 88 Ibid., 68. 84 48 Japanese intended to make Singapore a centre or a base for mobilization of the resources available in the Malay archipelago. Singapore was so important to Japan that it renamed the territory Syonan, which meant “the Brilliant South”, soon after its capture.89 After war plans for the expansion into Southeast Asia had been finalized, the government held the Liaison Conference at Imperial Headquarters on 20 November 1941 to establish guidelines for the administration of the occupied territories. The conference’s ultimate output, a document that came to be known as the “Principles Governing the Administration of the Occupied Southern Areas”, expressed Japan’s policies towards Singapore simply and clearly.90 According to this document, military administrations were to be immediately established in occupied territories, with the final status of such areas to be decided by the central authorities at a later date; existing government structures would be utilized as much as possible to enforce the military administrations; and native customs and religions were to be respected.91 The document also stated that the military administrations would have three main objectives. First, they must restore and maintain peace and order as soon as possible. Second, they should work towards a rapid acquisition of resources necessary for Japan's war effort, with the army and the navy providing the required assistance in terms of transport. Third, they should strive for self-sufficiency of the occupation troops by using local resources to the greatest extent possible, ignoring the hardship that the natives were bound to face by the acquisition of their resources.92 The justification for self-sufficiency was that as Japan was at war, military needs must be satisfied before other needs could be considered.93 89 Sylvia Foo Mei Lian, The Japanese Occupation of Singapore 1942-45: Socio-Economic Policies and Effects (Singapore: National University of Singapore, 1986-87), 4-5. 90 Ibid., 5-6. 91 Ibid., 6-7. 92 Lee Ting Hui, “Singapore under the Japanese 1942-1945,” Journal of South Seas Society (Singapore: Nanyang xue hui), 1961-62, 33. 93 Ibid., 34. It must be remembered that the principles were not always completely and consistently applied due to changing circumstances. 49 Japanese plans for Singapore’s long-term role in the Greater East Asia Co-Prosperity Sphere can only be hypothesized because the war ended before Japan could fully realize it intentions. However, Singapore’s projected long-term importance was reflected in Japan’s plans to incorporate it directly into Japan as a Japanese territory administered by a Japanese Governor-General. 94 In contrast, other components of the projected Sphere, including the Philippines, the former Dutch East Indies, and Burma, were to be granted “independence”.95 Singapore’s importance is further reflected in Japan’s reference to the territory as the “capital” of the Southern region. As the territories of the Sphere were to engage in economic, political, and cultural cooperation, it can be assumed that Singapore would function as the coordinating centre for the complete integration of the southern region into the Sphere. For the duration of the war, Singapore’s immediate roles were more evident: as a base for military operations and a controlling centre for Japan’s exploitation of the resources of the Malayan Peninsula. In terms of strategic value, the fall of Singapore placed Japan in “an impregnable position to conduct the current war”96 by allowing the Japanese to use it as a base for the conduct of further military operations in the Dutch East Indies. Shortly after occupying Singapore, advanced troops left to invade the Dutch East Indies while fresh troops arrived to assume permanent responsibility for logistics.97 Singapore also functioned as the defence headquarters of the area. Economically, Singapore was to function as the centre for the collection and shipment of resources from the Malay Peninsula to Japan necessary for the Japanese war industry. Two conditions which were necessary for the fulfilment of this 94 W.H. Elsbree, Japan’s Role in Southeast Asian Nationalist Movements, 1940 to 1945 (Cambridge, Mass.: Harvard University Press, 1953), 21-22. 95 International Military Tribunal, Far East (IMTFE), Exhibit.1333A: “Foreign Ministry Draft. Summarized Plan for Management of the South Seas Area,” December 14, 1941. 96 Shonan Times, February 20, 1942. 97 Syonan Shimbun, February 15, 1943. 50 responsibility were the restoration of public order and the establishment of the self-sufficiency of the military forces in the field.98 2.3 Japanese Planning And Policy towards the Malayan Chinese Community from March 1941 to February 1942 Long before the outbreak of the war, the Malayan Chinese posed a special problem to Japan, being the most politically conscious ethnic group, as well as one largely loyal to China and the Great Britain. Following the commencement of the Sino-Japanese War in 1937, the Malayan Chinese organized a national salvation movement that advocated boycotting Japanese goods and donating millions of dollars to the Nationalist Government of China, and later supported the United Kingdom after it declared war against the Axis Powers in 1939. Hostile as they were, the Chinese were important to Japan for the establishment of the new order that it envisioned for Asia. It is therefore not surprising that Japanese military planners deliberated on a policy for winning the hearts of the Malayan Chinese long before the outbreak of the war. The Japanese military considered the Chinese significant in its plans for three reasons. First, the Chinese in the British territories, as they were elsewhere in Southeast Asia, dominated the economic sphere due to their accumulation of much capital for investment in industrial and commercial enterprises. Second, for the Japanese military to reconstruct a wartorn Malayan economy and establish an economically self-sufficient Malaya, economic cooperation with the Chinese and the recruitment of their commercial talents were absolutely essential. Third, the Chinese held a key to the solution of the “China problem” that had drained off Japan’s military strength since 1937. Mindful of the economic strength and political utility of the Malayan Chinese, the Army General Staff prepared a top secret study on the occupation and administration of 98 Lee Ting Hui, Singapore under the Japanese 1942-1945, 32. 51 Southeast Asia in March 1941. In this document, military planners stressed the importance of gaining understanding of Chinese economic strength, expediting measures for the return of dislocated Chinese to their former positions once the war had ended, and helping them resume their economic activities as expeditiously as possible.99 Expanding on the March study, the Army General Staff prepared another top secret document in October that reiterated the need for “inducing and inviting Chinese capital to investment in principal industries, utilizing Chinese facilities for the collection and distribution of retail goods, and guiding Chinese banks in such a way as to cooperate with Japanese [monetary and economic] policies”.100 Implicit in these prewar policies was a preferential treatment to be accorded to the Chinese, at least during the initial stages of the military administration. Review of these two documents indicates that the Army high command was prepared to be conciliatory towards the Chinese in order to exploit Chinese talents and resources for the realization of a new politico-economic order under Japanese domination.101 When the Japanese experienced difficulty in carrying out this relatively moderate policy due to the pronounced hostility of the Malayan Chinese towards Japan, their focus shifted towards formulating policy regarding the treatment of anti-Japanese Chinese. Hardliner military officers had, of course, a ready-made solution: punish them severely. Specifically, the March document stated that to “destroy and eradicate their political organizations that were driving wheels of anti-Japanese and pro-Chiang [Kai-shek] activities . . . an appropriate and resolute action should be taken against Chinese harmful to us 99 Yoji Akashi, “Japanese policy towards the Malayan Chinese 1941-1945”, Journal of Southeast Asian Studies, (Singapore: Department of History, National University of Singapore, 1970), 61. 100 Ibid., 61. 101 See Principles Governing the Administration of the Occupied Southern Areas, adopted at the governmentmilitary liaison conference of November 20, 1941. 52 in order to demonstrate our might”, and suggested “as a principle to confiscate their property”, though such recourse should not be taken before allowing them to recant.102 With this position and attitude towards the Chinese, the Japanese military went to war. Although the Japanese military, foreign office, and private intelligence agents had accumulated a vast quantity of information about the Malayan Chinese over many years, Japanese preconceptions and stereotyped prejudices often distorted their analysis. They regarded the Chinese as being interested only in making money and coerced to support the Chiang Kai-shek Government. Few Japanese, military or civilian, who could claim to have knowledge of the Malayan Chinese were assigned to headquarters of the Southern Expeditionary Army (SEA) or to the Twenty-Fifth Army that was to invade Malaya, and only one officer, Captain Tarora Sadao, was assigned responsibility for Malayan Chinese affairs for the SEA command.103 Despite their efforts, no Army or Naval intelligence agents had been able to establish contact with Chinese leaders to win them over to the Japanese before the outbreak of the war. For instance, when Captain Tarora had accompanied Teo Eng Hock, a former business leader in Singapore and an early Sun Yat-sen supporter, to Indochina in August 1941 to win the hearts of the Chinese and gain the support of leading Chinese in Saigon, Chinese antiJapanese feelings were so strong that they accomplished very little.104 The mission of the F Kikan, the code name of an agency responsible for espionage under the SEA command, was to “establish contact with Chinese” in order to organize them in an anti-British movement. A certain Tashiro, a longtime resident of Singapore, was given the assignment of organizing a labour strike among Chinese workers in order to paralyze shipping in Singapore Harbour, but could not put this plot into action due to strong anti-Japanese sentiment. Thereafter, the F 102 Akashi, Japanese Policy towards the Malayan Chinese 1941-1945, 62. Akashi, Japanese Policy towards the Malayan Chinese 1941-1945, 62. 104 Tarora Sadao, “Nampo-Gun Kimitsu-Shitsu,” Shukan Yomiuri (December 1956), 100. 103 53 Kikan, otherwise a highly successful espionage agency, practically terminated its Chinese operations.105 Moreover, because none of the Twenty-Fifth Army’s Gunseibu staff officers could speak Chinese, they employed several Taiwanese to take charge of overseas affairs. In short, the military at both the central command and in the field had very inadequate preparation in personnel training and policymaking for Chinese affairs, despite recognition of this ethnic group as vital for the construction of a new order in Asia. As the war progressed, staff officers and soldiers of the Twenty-Fifth Army became increasingly hostile towards the Chinese in general. This fact is not surprising, as most were veterans of the Sino-Japanese War in China, where they had met increasing Chinese guerrilla resistance. Frequent Chinese obstructions on the Japanese supply line and military operations further hardened their feelings towards the Chinese, creating a psychological state of mind that resulted in the atrocities later committed by Japanese soldiers and climaxing in the infamous sook ching (“purge through purification”) in which they engaged after the fall of Singapore. Preoccupied by immediate military operations, the field army failed to see “the Chinese question” in perspective. However, not all staff officers were unaware of its importance. Major Fujiwara Iwaichi, Chief of the F Kikan, was one of a few officers who could see the issue from a broader point of view, as was reflected in his actions in the town of Alor Star. When Japanese troops occupied Alor Star, most Chinese residents fled, leading its economic activities to grind to a halt, while many Malays and Indians ransacked and pillaged Chinese stores, creating anarchy. Anxious to restore order and economy, Major General Manaki Keishin, Deputy Chief Of Staff of the Twenty-Fifth Army and concurrently Chief of its military government department, visited Fujiwara and requested the F Kikan's cooperation. 105 Fujiwara, F Kikan, 44 and 60. Also see “Japanese Intelligence Organizations in Malaya” in Analysis of Intelligence Organizations in World War II, (Tokyo: Kashwashobo publishing, 2000). Volume 6, the Southern Regions. 54 After accepting Manaki’s request, Fujiwara then asked him to perform two actions for the pacification of the Chinese. First, the Twenty-Fifth Army would declare forthwith that it would “not regard non-hostile Chinese, Indians, and Malays as enemy nationals” and would “guarantee their lives, property, and freedom”. Second, the Chinese and Indians would be allowed to hoist their respective national flags, provided that the Chinese attach a streamer to their flag inscribed with the words “peace and national construction” to indicate their support for the Wang Ching-wei Government. Manaki granted Fujiwara's request on his own authority. On entering Taiping on 25 December following the capitulation of the city, Fujiwara was pleased to find that Manaki had accorded with his wishes, as evidenced by the national flags flown in front of Chinese homes.106 However, Fujiwara later reported that his requests had stirred up strong opposition among hardline staff officers under Yamashita’s command. They vehemently argued against allowing Chinese to display their national flag, insisting that Malaya would become a Japanese territory. Because the Malayan Chinese had been undisguisedly anti-Japanese, the officers maintained, they should be “made to display the Japanese flag” as a sign of their submission to the Japanese; it was outrageous to “permit them to fly the Chinese flag”.107 The Gunseibu subsequently rescinded the previous authorization and ordered the Chinese to fly only Japanese flags. Dismayed by this reversal, Fujiwara visited Manaki and lodged a complaint for breach of agreement, but found him unresponsive to pleas to reverse the new order and Fujiwara’s argument that the new order would make the F Kikan’s pacification campaign needlessly difficult. After having failed to change Manaki's view, Fujiwara declared that his organization would henceforth assume no responsibility for Chinese affairs.108 With this declaration, the voice of moderation fell by the wayside. 106 Fujiwara, F Kikan, 139. Ibid., 145. 108 Ibid., 146. According to Fujiwara, Manaki did not permit the Chinese to display the Japanese and Chinese 107 55 After the war, Fujiwara wrote that bad faith and unreasonableness on the part of the military had been contributory factors in the deepening Chinese distrust and hostility towards the Japanese that led most Chinese to fail to cooperate with the Japanese. It was this psychological state of the Chinese mind, Fujiwara believed, on which the British and the communists later seized, turning the latent hostile feelings of the Chinese against the Japanese. He attributed the Japanese soldiers’ later atrocities to Japan’s hardline policy and their encounters with hostile Chinese.109 Although Fujiwara’s contention can never be proved with certainty, it appears that the decision regarding the flag was a short-sighted one resulting from the shortcomings of uninformed officers who could not conceive of the consequences of this minor but potentially important incident. Their inadequate preparation for dealing with the Chinese and their unfavourable image of the Chinese image, bred by wartime experience, hindered a proper understanding of the Malayan Chinese psychology. Such lack of preparation is reflected in the policy of the Twenty-Fifth Army Gunseibu , whose only policy regarding the Chinese was “Chinese residents shall be induced to defect from the Chiang Kai-shek regime and to cooperate and align themselves with [Japan's] policies”, 110 with the interpretation and execution of this policy largely left to the discretion of the Gunseibu of the theatre command.111 The man responsible for the implementation of this policy was Watanabe, Deputy Chief of the Gunseibu , assisted by Takase. Watanabe, who was to become the architect of the Malay military administration, known as the Gunsei, was familiar with the Chinese, having flags together. Quoted in Akashi, “Japanese Policy towards the Malayan Chinese 1941-1945,” 63. 109 Fujiwara, F Kikan, 146-47. 110 Daihonei Renraku Kaigi, Nampo Senryochi Gyosei Jisshi Yoryo, November 20, 1941 (Principles Governing the Administration of the Occupied Southern Areas in Sugiyama Memo I), ed. Sambo Hombu (Tokyo: Hara Shobo, 1967), 527. An English translation of this document appears in Harry J. Benda et al., Japanese Military Administration in Indonesia: Selected Documents (New Haven: Yale University, 1965), 2. 111 Interview with Takase, August 30, 1966. Quoted in Akashi, “Japanese Policy towards the Malayan Chinese 1941-1945,” 64. 56 spent about ten years in Manchuria and North China as a member of the tokumu kikan, an agency engaged in intelligence and politico-economic affairs, prior to his appointment. Watanabe quickly realized the potential value of the Malayan Chinese, and, as no one in his staff spoke Chinese, sent for two Formosans to assist in Gunseibu Chinese affairs. 112 Watanabe was strongly impressed by the diligence, acute business sense, cohesiveness, and independence of the Chinese. As he revealed in his diary, his first encounter with the Malayan Chinese had left a strong impression, characterized by both admiration and fear of their potential strength.113 However, as Chinese espionage and guerrilla activities also strengthened Watanabe’s conviction that, as were the mainland Chinese, they were untrustworthy, he became vigilant in combating Chinese treachery.114 His experience in Malaya had taught him an important lesson about the Chinese: that they should be treated with resolution.115 It was with this frame of mind that Watanabe and Takase flew to Tokyo in early January 1942 to discuss unforeseen problems with the Chinese with the Army Central Command. In his report to the General Staff, Watanabe expressed his opposition to inducing the Chinese to support the Japanese-sponsored Chinese Government at Nanking and his support for allowing them to maintain their national identity and for the Nanking Government to establish a consulate in Malaya. 116 It is clear that Watanabe’s desire for the Malayan Chinese to sever their political ties with China arose from his desire for the Malayan Chinese 112 “Taiwanjin Marei E Shuppatsu Meirei,” January 6, 1942, Riku A Mitsu Dai Nikki I, 1942, No. 32, F31102, Reel 18 in Archives of the Japanese Army, Navy and Other Government Agencies, 1868-1945, microfilmed. Quoted in Akashi, “Japanese Policy towards the Malayan Chinese 1941-1945,” 64. 113 Watanabe Wataru, Nichi-Bei-Ei Senso Sanka Nisshi, January 10, 1942 (unpublished). Quoted in Akashi, “Japanese Policy towards the Malayan Chinese 1941-1945,” 64. 114 Interview with Watanabe, July 9, 1966; Rikugun Daigakko, Senryochi Tochi (Chian Shukusei) Ni Kansuru Watanabe Taisa koen Sokki Roku, May 7, 1941. Quoted in Akashi, “Japanese Policy towards the Malayan Chinese 1941-1945,” 64. In this speech before students at the Army War College, Watanabe described the character of the Chinese as being “too old a bird to be caught with chaff” and “obedient outwardly but rebellious inwardly”. 115 Interview with Watanabe, July 16, 1966. Quoted in Akashi, “Japanese Policy towards the Malayan Chinese 1941-1945,” 64. 116 Akashi, “Japanese Policy towards the Malayan Chinese 1941-1945,” 65. 57 to assume the position of a conquered. His position was therefore at variance with the spirit of the 1941 March-November policy, which had manifested some degree of moderation. In general, Watanabe set himself squarely against any conciliatory policy towards the Chinese on the grounds of the priority to fulfil military operational needs, a conviction, no doubt, derived from his encounter with Malayan Chinese obstructions, as well as with the Chinese in North China and the Chinese regime in eastern Hebei Province. Recalling his difficulties in procuring goods necessary for military purposes from the Chinese and the Hebei regime, he advocated adopting a “resolute, coercive measure” against the Malayan Chinese as long as military needs remained unfulfilled. The position of the Central High Command, finalized on the day before the fall of Singapore, was that the military would “separate ties of the overseas Chinese with the Nationalist government of China and suppress them as deemed necessary”.117 The military hardliners had won the first battle. The outcome of the “strong wishes of the general staff”118 forcing a moderate position to retreat in favour of a hardline policy was the adoption of the policies contained in the “Principles Governing Policy towards the Chinese” on February 14, 1942 at the Imperial Headquarter-Government Liaison Conference. Under these policies, the Malayan Chinese were to cut off ties with the Chiang Kai-shek regime and be induced to cooperate with Japan for the realization of the goals of the Great East Asia War, as well as for the production and acquisition of the resources necessary for the national defence of Imperial Japan, with the Japanese given license to “exert political pressures as needed”. While the Chinese were “allowed under Japan's guidance to maintain economic ties with the part of the Chinese mainland [under the control of the Nanking Government], their political ties with it were to be severed”. 117 118 Sambo Hombu Nijuppan, Kimitsu Senso Nisshi, January 17, 1942. Ibid., February 14, 1942. 58 In the occupied areas, the Army and the Navy would assume responsibility for executing the policies, while the Foreign Ministry in consultation with the military was responsible for the implementation of the policies in Thailand and French Indochina. In China, the Japanese embassy and local agencies of the Asia Development Board (Koain), in coordination with the China Expeditionary Army (CEA), were to guide the Nanking Government's relations with the Malayan Chinese. The administration of Malayan Chinese affairs was ordered divided among several government and military agencies, with the consequences of not only a lack of coordination among them but the jealous guarding of each theatre’s command of its own jurisdiction, making cooperation between the CEA and the SEA impossible on the Malayan Chinese issue119 A concrete outline of occupation policies, which general staff of the Imperial Japanese Army did not produce until nine months before the actual outbreak of war, later provided the basis for a definitive policy statement issued on 20 November 1941.120 To fulfil the primary aims of “restoration of security, urgent acquisition of important resources for self-defence, and the making of the military forces self-sufficient”, local administrations were given permission to utilize “the existing structure of government”, based on the belief that the local inhabitants were “of low cultural standards, without much hostility towards us”.121 The military perspective was reflected in General Tomoyuki Yamashita’s 20 February 1942 proclamation that the people of Syonan must co-operate to establish the “East Asia Co-Prosperity Sphere” and “New Order of Justice”. . . . [The] Nippon Army will drastically expel and punish those who still pursue bended delusions . . . those who indulge themselves 119 Akashi, “Japanese Policy towards the Malayan Chinese 1941-1945,” 66. Ibid., 78. 121 Ibid., 79. 120 59 in private interests and wants, those who act against humanity or disturb the military action of the Nippon Army.122 This proclamation also reflected the character of Japanese ethnic policy; that is, anti-British or, in a wider context, anti-Western. Although the Singaporean people were urged to establish an East Asian racial consciousness based on a theory of Asian “equality”, Japanese political, economic, and social policy certainly contradicted their theory. 2.4 Prewar Hong Kong Hong Kong’s large population was to become one of the major problems confronting the British administration in its efforts to defend the colony. In 1931, 852,932 persons, including 20,000 non-Chinese, resided in the colony; by mid-1936, 988,190 resided in Hong Kong, of whom 21,832 were non-Chinese. The outbreak of Sino-Japanese hostilities in the summer of 1937 marked the beginning of an influx of refugees from North and Central China into Hong Kong so great that on 8 December 8 1941, when the Japanese attack on Hong Kong began, the population of the city was close to two million, according to an official of the colonial government.123 In 1940, Hong Kong was a commercial centre, though not yet an important manufacturing centre, for international trade; an entrepot highly sensitive to political and economic changes on the Chinese mainland; and an important military and naval base. The population then numbered approximately 1,846,000, of whom about 750,000 were refugees from the Sino-Japanese conflict.124 In that year, only about 800 factories, employing about 122 Shonan Times, February 20, 1942. See 1940 Blue Book (Annual Blue Book of Statistics), (Hong Kong: Government printer). The total population in the census year 1931 was given as 849,751 and the Chinese population as 821,429, or 96.67 percent of the population. 124 The results of the 1931 census were published in an official report written by W. J. Carrie: See Hong Kong 123 60 30,000 workers,125 were in operation, and only 4,400 private motorcars, 360 motorcycles, 385 public cars and taxis, 1,200 commercial motor lorries, and 109 tram-cars were registered for use in the city. 126 When compared with present statistics, these figures demonstrate the provincial nature of prewar Hong Kong. The 1931 census indicates that few Chinese regarded Hong Kong as their home, with only thirty-three percent reporting that they had been born in Hong Kong. However, the Chinese community considered the establishment of a permanent Chinese cemetery at Aberdeen important, as “it was a significant proof of the existence of what one might call the Hong Kong Chinese”.127 Although no census was taken in 1941 to confirm this assumption, the population of Hong Kong Chinese had likely increased substantially by that year, which would naturally have increased China’s and the greater Chinese community’s stake in Hong Kong. In 1941, the Chinese community was represented by three unofficial members of the Legislative Council, Lo Man-kam, Dr. Li Shu-fan,128 and William Ngartsee Thomas Tam, and one unofficial member of the Executive Council, Sir Robert Horumus Kotewall. Although these Chinese non-officials were expected to advise the British Hong Kong government, especially regarding Chinese affairs, Robert S. Ward claims that “they were in fact little more than instruments of the British colonial government, and, whether as the result of deliberate selection, they were rarely highly regarded by be Chinese themselves, and often they were not Sessional Papers, No. 5, of 1931. Some of the difficulties encountered by census takers in Hong Kong are discussed in the 1962 Annual Report, (Hong Kong: Government printer). Chapter 1. E. F. Szczepanik, The Economic Growth of Hong Kong (London: Oxford University Press, 1958), 135. Figures given to Sir Shouson Chow by the Traffic Department of the Hong Kong Government. See Hong Kong Centenary Commemorative Talks,1841-1941, (Hong Kong: World News Service, 1941), 70. The figures refer to 1939, but few cars were imported into Hong Kong after that year because of the war. 127 Lennox A. Mills, British Rule in Eastern Asia: a study of contemporary government and economic development in British Malaya and Hong Kong (London: Oxford University Press, 1942), 390. 128 The Hong Kong Government Gazette of June 20, 1941 announced that the Hon. Mr Li Tse-fong had been appointed “an unofficial member of the Legislative Council in succession to Dr Li Shu-fan”. There was also an unofficial member representing the Portuguese community, Leo D’Almada e Castro, who had first been appointed in 1937 as a successor to Jose Pedro Braga. 125 126 61 actually Chinese”.129 It has been argued that Eurasians, including Ho Tung and Kotewall, were never viewed by other Chinese, either in Hong Kong or on the mainland, as truly Chinese.130 Nevertheless, they were still chosen only after they had worked their up through a Chinese system of influence and power understood and accepted by the government itself. Thus, even before the elites had reached the Legislative or Executive Council, they had been vetted by the community. All the prominent Chinese who made public speeches in 1941 in celebration of Hong Kong’s centenary as a British colony praised the fruits of Sino-British cooperation. In a wireless broadcast, Sir Shouson Chow proclaimed, “Hong Kong’s development and growth may be attributed in a large measure to her sound and just administration and to the peace and security which she offers to trade, investment and industry”.131 Sir Robert Kotewall was even more explicit regarding the benefits of British rule: No less productive of good has been the relationship between Government and people. In this matter, one all important factor has been the principle of giving the Chinese community a voice in government through representation on the Executive and Legislative Councils. In 1925 the Executive Council was enlarged to include a member, representative of the Chinese community;132 while, on the Legislative Council, there are three Chinese members. In the urban Council, adequate representation for the Chinese has been provided. These provisions in the Colony's constitution are important; but still more important is the practice followed of consulting responsible Chinese opinion before a decision is made.133 2.5 Hong Kong Elites in the Prewar Era In this dissertation, the term elites refers to groups of prominent Chinese political and business leaders who were all members of the new business class emerging from the colony’s 129 Robert S. Ward, Asia for the Asiatics? The techniques of Japanese occupation (Chicago: University of Chicago Press, 1945), 14. 130 Ibid., 14. 131 “An Octogenarian Remembers Hong Kong’s Progress and Prosperity,” Hong Kong Centenary Commemorative Talking, 1841-1941, 69. 132 Sir Shouson Chow, who served two terms of office between 1926 and 1936. 133 “Anglo-Chinese Co-operation: Past, Present and Future,” Hong Kong Centenary Commemorative Talking, 1841-1941, 47. 62 commercial growth, which had resulted from the tremendous increase in Chinese and international trade that begun in the late nineteenth century. They included entrepreneurs, compradors, bankers, industrialists, and professionals such as lawyers and physicians. Sociologists and political scientists often use the term elites to describe groups whose members occupy the top positions of power and wealth in a society and exercise authority, influence, and control of resources within the society’s important organizations. Because they own the bulk of a society’s wealth, elites have the power to formulate and guide economic, political, educational, and other significant policies and activities, and, perhaps most importantly, impose their explanation and justification for the dominant political and economic system on their society. The term “elitist” expounded by such scholars as Vifredo Pareto, Gaetano Mosca, Ralph Miliband, and John Mills is grounded upon an assumption that elites have an inherent desire to serve the public interest by employing special talents that separate and make them superior to the masses, who, in contrast, are vast in number but limited in power, wealth, and prestige. Although there are obviously great differences in power, wealth, and prestige among the individual members of the masses, when addressing fundamental political and economic issues—who gets what, when, how—the most important distinction is between the elites and the masses as two distinct groups.134 In the figure 2.1, the first element (“basic requirements”) identifies members of the elite based on family and social background and success within a specific sphere of activity. Education, corporate links, and social connections form the basic qualifications for elite membership. In Hong Kong, individuals who had such attributes, either singly or collectively, 134 For more on the concepts of elites and masses, see Martin N. Marger, cited in Anthony Giddens, Sociology (Cambridge: Polity Press, 1993), 333-341 and Ettore A. Albertoni, Mosca and the Theory of Elitism (Oxford: Blackwell, 1987). For the case of Hong Kong, see Ernest Wing Tak, Chui, Elite-Mass Relationships in Hong Kong (Hong Kong: University of Hong Kong, 1993) and An Exploration into the Perception of Elite-Mass Relationships by Local Level Political Representatives in Hong Kong (Hong Kong: University of Hong Kong, 1993). 63 and had experienced a degree of success within their sphere of activity were qualified to enter the talent pool of the advisory committees at this stage. The second element (“the talent pool”) allows selected individuals from the overall élite to participate in the pool of talent, where personal qualities are displayed, connections made, and reputations amplified. This “talent pool” carries a measure of stratification. Those components include the Legislative Council, the Municipal, and the central advisory committees. Elites were given an opportunity to participate in the administrative processes of Hong Kong while displaying their strengths, achievements, and abilities. The third element (“the power elite”) are those whose involvement and position allow for their direct input into and assumption of responsibility for setting the direction and policy of the government. This ruling group is composed of officials and unofficials. In Hong Kong, the officials were members of the power elite in positions of leadership in government branches or secretaries for the colony. The unofficials were noncivil servants who were members of the Executive Council. This power group set the agenda, policy, and direction for society. As continuity is a paramount goal of elites everywhere, they spend much attention and time on protecting their position. In this context, a major function of the advisory committees was to provide training to those who would succeed their members.135 135 Martin Marger, Elites and Masses: An Introduction to Political Sociology (New York: Van Nostrand Reinhold, 1981), 24-26. 64 Figure 2.1 Model of the Elite-Masses Relationship Governor, ExCo, Secretariat Power elites LegCo/Municipal Councils/ advisory committees Talent Pool Business and social connections/ Education Basic requirement Masses Source: Jose O.de Barros, Elites and Democracy: The Role of Advisory Committees in Hong Kong (Hong Kong: City University of Hong Kong, 1989),10-12. Until recently, scholars assumed that in traditional Chinese society, local elites or gentry, referred to as degree-holders, rather than the official administration largely managed local affairs, acting as the bridge between the magistrate and the local community, settling disputes, conducting fund-raising campaigns, commanding local defence, providing education and welfare, and spreading a moralizing influence by upholding Confucian principles. However, some scholars now argue that in many regions, groups other than degree-holders performed these functions, and even propose that the term elites could be more broadly 65 defined as groups of local people who controlled wealth, power, and influence but were not necessarily degree-holders. The Hong Kong Chinese elite shared a common elite culture and identity. Like the bourgeoisie of Europe, the bourgeoisie of Hong Kong constituted a social stratum bound by common values, a shared culture, and a degree of prosperity based on property and earned income. The leaders of the Hong Kong bourgeoisie, who claimed to represent the interests of their colony, were conscious, indeed proud, of their contributions to economic development in Hong Kong and China. They were careful with whom they associated and how they conducted their professional and social lives and presented themselves to the rest of society. As elsewhere, the elites were united by a strong sense of themselves in regards to other classes. In Hong Kong, this bourgeoisie identified itself against a wide array of “others”, including the Chinese bourgeoisie in China, the local European elites, and the Chinese lower classes of the colony.136 The dominant elites in the local Chinese community in Hong Kong saw themselves as different from, even superior to, the mainland Chinese, many of whom in turn viewed the Hong Kong elite as obsessed with making money and less than fully Chinese because they resided in a British colony.137 Although the Chinese were generally excluded from the highest levels of government in Hong Kong, with the first Chinese resident not being appointed to the Executive Council until 1926, and although the Europeans sometimes identified more closely with the colony’s Indian traders, colonial officials realized that peace and order in the colony always depended on the “loyal Chinese”. British officials often insisted that the Chinese of 136 John Carroll, Edge of Empires: Chinese Elites and British Colonials in Hong Kong, (Cambridge, Mass.: Harvard University Press, 2005), 14. 137 This attitude persisted in both China and Taiwan after 1949. For example, a study of Chinese education in Hong Kong published in Taiwan in 1958 explained that “Hong Kong’s Chinese society is purely a commercial one. These permanent residents are almost all merchants or the sons and grandsons of merchants. Their main goal is accumulating capital, generating commerce, and amassing personal or family fortunes—to the point where they usually do not have the time for scientific or cultural development.” Ma Hongshu and Chen Zhemning, Xianggang Iluagiao Fiaoyu (Chinese Education In Hong Kong; Taipei: Haiwai Chubanshe, 1958), 5. 66 Hong Kong were incapable of any meaningful political representation, but generally considered the Chinese more “civilized” than many of the British Empire’s other nonwhite subjects. Likewise, these Chinese often saw themselves as members of a worldwide community of overseas Chinese who were financially and culturally superior to many other Asians. In prewar Hong Kong, a Chinese resident who wished to progress politically could choose one of several paths. One was to become an unofficial justice of the peace, a member of the District Watch Committee or the Urban Council, or a director of the Tung Wah Hospital or a similar association. 138 The primary responsibility of the District Watch Committee, a body of some 120 Chinese constables and detectives maintained by private subscription and controlled by a committee of fifteen Chinese residents under the chairmanship of the Secretary for Chinese Affairs, was patrolling certain Chinese districts. Because of its institutionalized linkage to the government, the District Watch Committee quickly became even more powerful than the Tung Wah Hospital139 Committee. It enjoyed legal status and, unlike those of the Tung Wah Hospital, its members were appointed rather than elected, and were later included in the Civil Service List. District Watch members served 138 In 1946, it was decided that the District Watch system was out of date. The force now consists of fifty District Watchmen who are paid by the government to perform certain duties for the Chinese Secretariat that would otherwise be performed by the regular police force. In 1941, the members of the District Watch Committee were the Secretary for Chinese Affairs (Chairman), Sir Shouson Chow, Sir Robert Kotewall, Li Po-kwai, Ts’o Seewan, Chau Tsun-nin, Lo Man-kam, Wong Ping-sun, Tam Woon-tong, Dr Li Shu-fan, William Ngartsee Thomas Tam, Li Jowson, Li Tse-Fong, Samuel Macomber Churn, Ngau Shing-kwan. In 1941, the members of the Tung Wah Hospital Advisory Board were the Secretary for Chinese Affairs, Sir Robert Kotewall, Lo Man-kam, Dr Li Shu-fan, Sir Robert Ho Tung, Ts’o Seen-wan, Li Po-kwai, Chau Tsun-nin,Wong Ping-sun, Tang Shiu-kin, Chau Shiu-ng, Lo Min-nun, and Yeung Wing-hong. The Po Leung Kuk (Society for the Protection of Virtue, i.e., for the protection of women and girls) was another key Chinese association. In 1941, the directors were the Secretary for Chinese Affairs (President), Sir Robert Kotewall, Lo Man-kam, Dr Li Shu-fan, William Ngartsee Thomas Tam, Li Po-kwai, Au Lim-chuen, Tam Woon-tong, Ts’o Seen-wan, Sit Robert Ho Tung, Chau Tsun-nin, and Tang Shiu-kin. Finally, in 1941 the Chinese members of the Urban Council in 1941 were Dr. Chau Sik-nin, Tang Shiu-kin, and Li Tse-Fong. Dr Chau was elected and the others were appointed members. See Hong Kong Civil Service List for 1941,(Hong Kong: The Government printer, 1941). 139 The Tung Wah, a charitable association founded in 1870 with prominent Chinese as its directors, was mainly engaged in caring for the sick, but later assumed an advisory role and was consulted by the government. 67 for five years and were almost always reappointed, occasionally up to four terms, while Tung Wah members were appointed for only one year. By the early twentieth century, the District Watch had grown from an informal police force to an institutionalized advisory council frequently consulted by the colonial government to assist in the formulation of labour and trade policies and the resolution of labour and trade concerns, as it was during the tram boycott of 1912 to 1913 and the strike-boycott of 1925 to 1926. Such development led political scientist Lennox Mills to conclude in 1942 that “in reality, the Committee is the Chinese Executive Council of Hong Kong and is consulted on all matters affecting them”.140 The Urban Council enjoyed a similar development, evolving from the Sanitary Board that had been established in 1883. With the introduction of elections in 1887, the Board became a type of municipal council concerned primarily with the maintenance of public health. In 1936, the Board was replaced by the Urban Council, which was composed of eight unofficial members, three of whom were Chinese, who were nominated by the Governor. A wealthy Chinese whose income did not derive from the practice of one of the professions or who lacked inherited or landed wealth would often seek to be admitted to one or all of these associations in order to, together with a display of public munificence, enhance his status. It is important to note that a Chinese had to “buy” into various social positions by displays of munificence and participation in a wide range of charitable and welfare organizations known to the Chinese community in Hong Kong. In other words, to achieve high status, a Chinese had to prove himself by supporting public works. For example, in 1925 Sir Robert Ho Tung (1862-1956), a millionaire before he was thirty, donated HK$50,000 to the University of Hong Kong and another HK$50,000 to the University Endowment Fund. In 1931, he donated HK$200,000 to the Industrial School for boys at Aberdeen. In 1936, he 140 Carroll Lennox A. Mills, British Rule in Eastern Asia: A Study of Governnnent and Economic Development in British Malaya and Hong Kong (London: Oxford University Press, 1942), 398. 68 donated HK$50,000 to buy an airplane marking the fiftieth birthday of Chiang Kai-shek, and in 1945 donated HK$1,000,000 to the University of Hong Kong. Despite these and many other benefactions, Ho Tung was never nominated to either the Legislative or Executive Councils for reasons that remain unclear.141 In The Prominent Chinese in Hong Kong (1939) 142 , an example of the type of hagiographic writing in which several Chinese scholars indulged, Professor Woo Sing Lim lists in order the following Chinese: Sir Robert Ho Tung, Sir Shouson Chow, Sir Robert Kotewall, Dr. Tso Seen-wan, Chau Tsun-nin, Lo Man-kam, Dr Li Shu-fan, Ho Kom-tong and Li Yau-Tsun. It appears that he gave precedence to Ho Tung because of his position as one of the wealthiest and most generous men in the colony, and placed Chow second by reason of his great age (he was born in 1861) and his distinguished official career in Imperial China and holding of numerous directorships. Chow’s appointment in 1926 as the first Chinese member of the Executive Council shows just how well he had proved his loyalty to the government. Woo appeared to place Kotewall third not because of his prominence as a wealthy businessman and his position as the only Chinese member of the Executive Council but rather because of his successful career in the Government of Hong Kong. In 1916, he was appointed Chief Clerk of the Colonial Secretariat, at the time one of the highest positions held by a nonEuropean in the government, at the age of thirty-six. Thus, although Woo used wealth as a primary determinant of status in Hong Kong, he also considered extra-economic factors, and Chinese notables in Hong Kong likely did so also in their estimations of their compatriots. 141 See his obituary in the Far Eastern Economic Review, May 3, 1956, and references in B. Harrison, ed., University of Hong Kong: The First Fifty Years 1911-1961 (Hong Kong: Hong Kong University Press, 1962). There is also a sketch of his life in Woo, Sing Lim, The Prominent Chinese in Hong Kong (Hong Kong: Five Continents, 1939). 142 Woo wrote his book in Chinese but included summaries in English. He explained that the order in which he listed the individuals “is merely what I believe to be the most satisfactory manner of arranging them, and was done with no intention of being partial to anyone”. See Woo, Sing Lim, The Prominent Chinese in Hong Kong,1. 69 It can be concluded that although aware of the currents of change, prominent Hong Kong Chinese engaging in trade and commerce clearly realized Hong Kong’s unique position as a Chinese economic outpost and, having a relatively honest administration compared with that of their homeland, as a political haven from the ever-present political strife in China. Despite these advantages, the local Chinese in Hong Kong desired representation of their interests in political and economic matters. As the leaders of the local Chinese community in 1941 were mostly businessmen whose wealth and status was newly acquired, it is not surprising that several were prepared to work with the Japanese, at least during the early years of the occupation—indeed, had they not had been working with the British?—to maintain the positions that they had just recently won by dint of diligence, strategy, and a measure of luck. They hoped that their cooperation with the Japanese would provide an umbrella under which they could continue to operate their business and other interests while assuming leadership within the Chinese community. It is extremely difficult to determine to what extent prominent and influential Chinese were satisfied with the state of prewar affairs in Hong Kong, with their status, and with the British colonial regime in general. What does seem clear is that when a clash occurred between their economic and patriotic interests, the former often won. 143 In 1941, Lennox Nulls, an American political scientist, concluded after a period of research in the British colonies that “the racial bitterness which has caused so much trouble in India is not found in 143 For example, the 1925 general strike and boycott inspired by the KMT in Canton attracted little support from prominent Hong Kong Chinese. Speaking in support of an ordinance introduced to make political but not economic strikes illegal, Sir Shouson Chow stated (apropos KMT agitators), “It is this class of mischief makers . . . that this Bill is designed to deal with. Hong Kong is no place for them. We do not want Bolshevism or Communism. We cannot afford to have the economic and financial structure of the Colony periodically shaken or undermined. What we want are peace and good order, and the right to follow our callings without let or hindrance.” Sir Robert Kotewall also supported the government on this issue, and was instrumental in obtaining a special loan from London for assisting foreign merchants of the colony until normal trading had resumed. See Hong Kong. Legislative Council. Hong Kong Hansard, 1926 (The Government printer), 36-9 and 44-5. 70 Hong Kong. . . . Patriotic loyalty in the sense in which it is found in Britain does not exist save in a few instances. The vast majority are loyal because their self-interest dictates it”.144 Moreover, there had begun to appear certain pockets of unmistakable sympathy for Japan within local elites in Hong Kong. The Japanese had combined their call to arms against the European overlords with a firm stand against revolution in traditional Asian societies, a strategy that appears to have won a number of adherents among the propertied Asians of Hong Kong. One such adherent was Lau Tit-shing, a manager of the Bank of Communications. A graduate of the Law School of Tokyo Imperial University, Lau had returned to the colony convinced of the need to fight the “white peril”. To promote this objective, he assumed office as president of an association of Hong Kong Chinese who had studied at universities in Japan.145 Another adherent, Chan Lim-pak, was more interested in the social plank of the Japanese manifesto. This ultra-conservative member of the elites, who had made a large fortune as a comprador of the Hong Kong and Shanghai Bank, first gave evidence of his political outlook in 1924, when he served the British—in exactly the same way that Kotewall and Chow were to do a year later—by organizing an armed attempt to overthrow the Nationalist regime in Canton. While working for the bank in Canton in the late 1920s, Chan developed a friendly relationship with Wang Jingwei, the future puppet leader of mainland China, and Isogai Rensuke, a military attaché at the Japanese consulate. In the following years, he seems to have reached the conclusion that a Japanese conquest of China, including 144 Henry J. Lethbridge, “Hong Kong under Japanese Occupation: Changes in Social Structure,”ed. Ian C. Jarvie, Hong Kong : a society in transition (London: Routledge & Kegan Paul, 1969), 87. 145 Ward, Asia for the Asiatics?, 65; Lethbridge, “Hong Kong under Japanese Occupation,” 110-111; Tse Wingkwong, San nian ling ba ge yue de kunnan, (Hong Kong: Ming Pao, 1991), 64. According to Tse, Lau had served at one point as Vice Minister of Railways in the Chinese Nationalist government. Although one or two of the wealthier Hong Kong Chinese, such as Sir Shouson Chow and Dr. Li Shu-fan, had a background in mainland government service, it seems unlikely that the same was true of the relatively obscure banker Lau Tit-shing. I suspect that Tse may be confusing Lau Tit-shing with an unconnected mainland politician of the same name (Liu Tiecheng in Mandarin). 71 Hong Kong, offered the best protection for traditional Chinese society against the twin evils of Nationalism and Communism.146 2.6 Hong Kong Chinese-Japanese Relations in the Prewar Era In 1921, just over 1,500 Japanese resided in Hong Kong, most petty traders but some of whom were representatives of such major concerns as Mitsui Bussan, an offshoot of the great Mitsui trading house, and the Yokohama Specie Bank. They established their own club, temple, hospital, hotels, primary school, and newspaper, the Honkon Nippo. In September 1931, a clique of three Japanese colonels framed the Chinese for the bombing of a section of the Japanese-owned South Manchurian Railway to provide the Japanese Army with an excuse to occupy the whole of Manchuria.147 In Hong Kong, the British rulers and local Chinese reacted to these developments in strikingly different ways. The majority of the local Chinese seem to have identified passionately with the fate of the motherland. In 1915, the Chinese community had added its voice to the protest that rang around China at the news of the Twenty-one Demands, and supported the demonstrations that broke out in Peking four years later after Japan’s wartime gains in southern Manchuria and Shandong had been ratified by the Allies in the peace settlement at Versailles.148 In 1930, a Japanese writer who had stepped into a public lavatory was mortified to discover that the walls (as sure a gauge, perhaps, of grassroots opinion as any) were covered in Chinese graffiti denouncing Japan.149 146 For information on Chan Lim-pak’s background, see Ward, Asia for the Asiatics?, 64-5; Lethbridge, Hong Kong under Japanese Occupation,111 ; Sterling Seagrave, The Soong Dynasty (London: Sidgwick & Jackson, 1985), 193-4; Kwan Lai-hung, Ri zhan shiqi de Xianggang,(Hong Kong: Joint Publishing, 1993), 12; and Tse, San nian, 64-5. 147 Empire building in China was not the sole motive for the Manchurian operation. The Army was also keen to secure Manchuria as a bulwark against a perceived threat from the Soviet Union. See Hayashi, Saburo and Alvin D. Coax, Kogun: The Japanese Army in the Pacific War (Quantico: U.S. Marine Corps, 1989), 13. 148 Tam Yue-him,“Xianggang Riben Guanxi Da Shi Nianbiao chu gao (1845-1945),”ed. Tam Yue-him, Hong Kong and Japan: Growing Cultural and Economic Interactions (Hong Kong: Japan Society of Hong Kong, 1988), 166. The celebrated Peking demonstrations of 1919 gave rise to the May the Fourth Movement for a political and cultural renaissance in China. 149 Nakajima, Mineo, Honkon: utsuriyuku toshi kokka (Tōkyō : Jiji Tsūshinsha, 1985), 125. The writer was 72 In September 1931, the tranquillity of Sir William Peel’s governorship was abruptly shattered when the populace responded to a call from the Nationalist regime in Nanking for all Chinese to observe a Day of Humiliation at the loss of Manchuria. For six days, the colony was convulsed by the worst outbreak of rioting since the Nationalist revolution twenty years earlier. The windows of Japanese shops were smashed, and the goods inside them looted and burned; Japanese ships were stoned at the waterfront, and empty boxes of fish alleged to be of Japanese origin were thrown into the harbour in a sort of latter-day Boston Tea Party; fifty Japanese homes were destroyed; angry crowds gathered outside the Japanese Club and the Tokyo Hotel to chase and attack isolated Japanese; and, perhaps most alarmingly, six family members of a Japanese gardener were murdered at an outlying villa.150 Although Japan’s advance in Manchuria appeared distant from British Hong Kong, the trouble was edging closer. In July 1937, after years of local clashes between the Japanese and Nationalist troops in North China, Japan plunged into an all-out invasion of the Chinese interior. As the China Expeditionary Force advanced down the Yangtze valley, Shanghai fell, followed by Nanking, the Nationalist capital, a victory celebrated by the Japanese troops with the massacre of an estimated 300,000 Chinese civilians and the rape of perhaps 50,000 Chinese women. Then it was South China’s turn. In October 1938, Major-General Tanaka Hisakazu landed the Twenty-First Army at Bias Bay on the coast of Guangdong Province, a short distance northeast of the New Territories. Tanaka’s objective was not Hong Kong but Canton, which he duly captured after a nine-day campaign, but the war had arrived at Hong Ishikawa Tatsuzo, who described the incident in his essay, “Honkon Yosei” (“Night Thoughts in Hong Kong”) published on 12 April 1930. It is possible that the graffiti may have been inspired in part by public outrage over a local issue—the harassment of Hong Kong Chinese fishing vessels by Japanese vessels, which is said to have started that year. See Tam, “Xianggang Riben Guanxi Da Shi Nianbiao”, 166; Tse Wing-kwong, Zhanshi Ri Jun zai Xianggang baoxing (Hong Kong: Ming Pao, 1991), 223. 150 See report by E. O. Wolfe, Inspector-General of Police, dated 15 October 1931 on Anti-Japanese Disturbances, September 23 to 28, 1931, CO 129 536/6, 26-39. 73 Kong’s gates; had, indeed, swept through them, as the Hong Kong population swelled by the influx of more than half a million mainland refugees. The Japanese invasion of China threw the contrast between the perspectives of the British and Chinese communities into even sharper relief. Hong Kong now became a principal centre of the Chinese resistance to Japan. As the Japanese captured the mainland ports and Chiang Kai-shek’s government retreated to Chungking in the southwestern Province of Sichuan, Hong Kong started to serve as the Nationalist lifeline to the outside world. Until early 1939, around sixty to seventy percent of the war materials reaching the Nationalists from overseas came through Hong Kong, at first on the railway that ran from Kowloon to Canton and then, after the Japanese had cut the railway route after the fall of Canton, on innumerable junks. With a view to increasing the speed of the transport of these supplies, the Nationalists moved back onto the Hong Kong stage, pouring into the colony in large numbers and bringing with them an entire administrative infrastructure. By 1939, a total of thirty-two Nationalist government organs were operating in Hong Kong on what the British Foreign Office described as an “official” or “semi-official” basis, including the Ministries of Finance, Railways and Communications; the Government Purchasing Commission; the Natural Resources Commission of the Bureau of Foreign Trade; the National Salvation Bonds and Flotation Committee; the Central Trust Bureau; and, most importantly an obscure-sounding body called the South-West Transportation Company, which not only played the leading role in arms procurement but also served as a cover for an elaborate intelligence network.151 This network was supervised by some of Chiang's toughest henchmen, notably Wu Tiecheng, a former Nationalist police chief and mayor of Shanghai, and Du Yuesheng (“Big151 Dispatch from Sir Archibald Clark Kerr, British ambassador in Shanghai, to Lord Halifax, Foreign Secretary, March 16, 1939, FO 371 /235/6, 246-9, 257-9. The original list was prepared on 27 February by J. C. Hutchison, Commercial Secretary to the Hong Kong Government, and a supplement added on 7 March. 74 Eared Du”), kingpin of the Shanghai underworld, who assumed the innocuous position of Vice-President of the Chinese Red Cross. Officers of the network monitored the activities of the Japanese forces in occupied regions of South China while simultaneously monitoring Communists and other potential opponents through an agent whom they had positioned among the Chinese employees of the British Special Branch. Several chief figures in the Nationalist regime, including as Mme Chiang Kai-shek; her brother T. V. Soong, then serving as Chairman of the All-China Economic Commission; and her brother-in-law H. H. Kung, China’s topmost financier, treated the colony as a kind of offshore shelter where they retreated for weeks, occasionally months, at a time. The British authorities had to balance the political risk of enraging the Chinese public, with whom they shared a good deal of sympathy for Nationalist China’s efforts to stand up to Japan, by suppressing all manifestations of resistance activity with the risk of enraging the Japanese. Sir Geoffrey Northcote, who had succeeded Sir Andrew Caldecott as governor shortly after the outbreak of full-scale war, wrote to the Colonial Office that while he wished to avoid giving the Japanese any “legitimate ground for complaint” against his administration, he was, on the other hand, “anxious to do nothing which would hamper the Chinese authorities in the defence of their own country”. Moreover, the British wanted Hong Kong to remain a neutral zone in the conflict; neutrality had been formally proclaimed in September 1938, and the overriding priority of the home government in London was preventing the United Kingdom from getting dragged into a war with Japan at precisely the same time it found itself confronted in Europe by Hitler and Mussolini. There was still, it appears, a sense in which a threat to the Japanese was regarded as a threat to the British also. After the revamping of the censorship regulations in August 1939, all Chinese publications were required register with the authorities. Mainland journalists began to find themselves summoned to tense meetings with R. A. C. North, the Secretary for Chinese 75 Affairs, who would issue lists of expressions that their papers were not to use when referring to the Japanese. Taboo phrases included “enemy”, “dwarf pirates”, “dwarf slaves”, “dwarf barbarians”, “shrimp barbarians”, “island barbarians”, “Eastern slaves”, “Japanese pirates”, “savage pirates”, “savage Japanese”, “bestial acts”, “bestial nature”, “bestial troops”, “bandits”, “shameless burning and looting”, “rape”, “plunder”, and “butchery”.152 While the British authorities considered their approach to the Chinese to be one of “benevolent neutrality”,153 mainland activists and their local supporters took the opposite view. Was the Chinese community in Hong Kong responsive to anti-Japanese movements? Were most sectors of the Chinese community interested in the fight to save China on a purely theoretical level, or did they manifest their philosophy in action? The actions of several segments of the Chinese community appear to indicate that the community as a whole did indeed turn theory into action. For example, the Hong Kong Chinese Women’s Club, established on 10 October 1938, claimed to be “entirely devoted to service directly or indirectly connected with the war”.154 Indeed, from the time it was founded until Hong Kong was occupied by the Japanese, this organization organized fund-raising and relief campaigns in support of the resistance, donated medical supplies and ambulances to the Red Cross Society of China, and distributed food and clothing to civilians and soldiers in the war zones. Among the other women's organizations established to provide similar relief services was the Hong Kong Chinese Women Soldiers Relief Association, which mounted several fundraising campaigns between August 1937 and March 1938 that succeeded in securing HK$62,629 for the purchase of hospital materials to aid wounded Chinese soldiers.155 152 Sa Kongliao, Xianggang Lunxian Riji (Beijing: Xin hua shu dian,1985),84; Tse Wing-kwong, Xianggang kang Ri fengyun lu (Hong Kong: Cosmos Books, 1995), 72-5. 153 See South China Morning Post (SCMP), October 10, 1945. 154 Hong Kong Chinese Women’s Club pamphlet for fundraising play Romance of the Western Chambers,1938.1. 155 Hong Kong Commercial News, July 1 and 2, 1938. 76 The concerted efforts of the Chinese merchants and businessmen in Hong Kong, a powerful constituent of the Chinese community, in support of the resistance should not be underrated. At a meeting on 7 September 1937, the executive members of the Chinese Chamber of Commerce passed a resolution to establish a Hong Kong Chinese War Relief Association for the purpose of soliciting funds to help wounded soldiers and war refugees in China.156 At an extraordinary meeting on 17 September 1937, the Association decided that the employees of all the commercial associations and business guilds in Hong Kong should contribute five percent of their monthly wages to the war relief fund until the hostilities ceased and all business firms, regardless of size, should contribute HK$5 per month.157 In addition, the Association decided to organize house-to-house subscription parties for raising funds, all of which were to be forwarded to the Hong Kong Chamber of Commerce for transmission to the Nanking government.158 On a smaller level, in August 1938 some sixty owners of fruit stalls in the Central District and twelve owners of vegetable stalls in Shumshuipo started a charity sale to support the resistance.159 Owners of other shops responded enthusiastically. This patriotic movement soon spread far and wide throughout Hong Kong and Kowloon, and drew supporters from all trades and all walks of life. Within a month's time, they had raised HK$1 million.160 The Ta Kung Pao gave great publicity to the whole movement. In one editorial on the subject, the editor stated that “the success of this movement was a good indication that the attempt to educate the Hong Kong Chinese with nationalism and patriotism had been enormously rewarded with most effective results”.161 156 Hong Kong Weekly Press (microfilm), September 17, 1937, 380-2. Ibid., September 24, 1938, 42. 158 Ibid., September 24, 1938, 42. 159 Ta Kung Pao, March 31, 1939. 160 Ibid., September 2, 1938. 161 Ibid. September 2, 1938. 157 77 Regarding the medical community, the Chinese Medical Society of the University of Hong Kong was established on 7 September 1937 with the aim of distributing medical equipment and supplies to the war zones.162 A special committee was accordingly appointed by the Society to undertake fundraising efforts.163 At the school level, the Chinese Youth Movement of Hong Kong was established on August 1937 to inspire Chinese youth to take action to save the nation.164 The Hong Kong Students’ Relief Association was formed by students from all schools to defend the country from Japanese aggression.165 The extent of the concern of Chinese students in Hong Kong for the fate of their nation was highlighted by a public rally on 31 March 1937 jointly organized by Chinese student bodies throughout the colony to take an oath to resist Japanese aggression and observe the same discipline as the patriotic youth of China. 166 This patriotic endeavour deeply touched the editors of newspapers and periodicals. Writing in an emotional tone rarely used, the editor of Ta Kung Pao hailed this voluntary action as one of “admirable fortitude and determination of Chinese youths in Hong Kong in a concerted bid to save the nation”.167 In retrospect, it can be seen that during the 1930s, various sectors of the Chinese community in Hong Kong demonstrated an overwhelming concern for the fate of China. Winning the war of resistance was no longer the concern of a few dedicated people; it had become the concern of the entire community. As discussed in this section, the entire community responded to the call of both schools and the press to commit themselves by contributing to the cause of saving China. It is thus difficult to deny that the Chinese 162 Hong Kong Weekly Press, September 17, 1937, 391. Ibid., September 17, 1937, 391. 164 Ibid., August 13, 1937, 216 and September 3, 1937, 328. 165 Ibid., September 24, 1937. 166 Ta Kung Pao, March 31, 1939. 167 Ibid.,March 31, 1939. 163 78 community in Hong Kong experience an upsurge of nationalism, as defined in this dissertation, during the 1930s. Local elites undoubtedly also made handsome gestures of support for mainland resistance. In 1936, even before all-out combat had started, Sir Robert Ho Tung donated a military aircraft as a fiftieth birthday present for Chiang Kai-shek, and after combat had begun, his son, Major Robbie Ho Shai-lai, signed up to serve as a staff officer with the Nationalist command. Sir Shouson Chow sat on a committee that had been established to promote the sale of Nationalist government bonds, and M. K. Lo chaired another committee tasked with raising money for mainland relief work. At the same time, the elites had a good deal to gain from the colony’s continued neutrality. The conflict on the mainland had given a tremendous fillip to the Hong Kong economy. With the mainland ports occupied, around half of China’s entire foreign trade had begun to pass through the colony, and the millions of dollars invested by refugee mainland tycoons had led to dramatic growth in the colony’s Chinese-owned light industrial sector. By 1940, it is estimated as many as 7,500 factories may have been operating in Hong Kong, still mostly but by no means entirely on a small scale.168 Neutrality also permitted the gentry, like the expatriates, to continue enjoying an agreeable lifestyle. In 1938, Dr. Li Shu-fan, for example, travelled to French Indochina to shoot elephant, and travelled to Canada two years later to bag moose. 168 Frank Leeming, “The Earlier Industrialization of Hong Kong,”Modern Asian Studies, vol. 9, 3, 1975, 339. Although the official Blue Book for 1940 reports a total of only 1,142 factories, Leeming reports a greater number based on figures presented in the Chinese-language source Gang Ao Shangye Fenlei Hangminglu (Hong Kong and Macao Business Classified Directory) for the same year. See also Wong Siu-lun, Emigrant Entrepreneurs:Shanghai Industrialists in Hong Kong (Hong Kong: Oxford University Press, 1988), 18; Yuan Bangjian, Xianggang Shilue (Hong Kong: Zhongliu Publishing House,1988), 160-2. Among the larger factories was the Ngau Tsai Wan Rubber Factory in Kowloon, which employed about 500 Shanghainese and 2,000 Cantonese workers. A number of major factories had sprung up in Tsuen Wan, a town in the New Territories that was industrializing at a considerable rate. They included the South China Iron Works, a concern owned by the Chinese Nationalist government, and the Beautiful Asia Silk Weaving Factory, one of the largest plants of its kind in China. 79 2.7 Japanese Prewar Planning and Policy towards Hong Kong In 1936, the Japanese Chief of Staff, Prince Kanin, presented Emperor Hirohito with a defence plan in which Britain was formally listed, for the first time, as a potential enemy country. The Emperor immediately raised several concerns regarding this plan. His visit to Britain in the course of his 1921 world tour had left him imbued with a certain amount of Anglophilia, and there were still some circles in Japan in favour of re-establishing an AngloJapanese Alliance. Kanin explained that the listing of Britain as a possible foe was necessary “in order to provide for an emergency”, citing, among other reasons, the recent British refortification of Hong Kong and Singapore.169 This shift in strategic thinking was manifested the following year when Japan embarked on its all-out invasion of China. Despite its claim of neutrality, Hong Kong was a problem for Japan. Even though some authorities have suggested that the volume of arms and supplies that reached Chinese Nationalists through the colony was not very large in absolute terms,170 and even after the railway link from Kowloon to Canton had been severed; after Japanese aircraft had conducted incessant bombing of suspect Hong Kong junks; after maximum diplomatic pressure had been exerted on the British government; and after Hong Kong’s share of China’s military imports had shrunk to twenty percent, in June 1940 General Staff Headquarters in Tokyo estimated that Hong Kong was channelling munitions to the interior at the rate of 6,000 tons a month,171 making Hong Kong a desirable target of invasion to stop the inflow of arms to the mainland. Moreover, many top Army staff believed that Hong Kong might be the key to a settlement; if the colony 169 Boeicho Boei Kenshusho Senshibu cho, Honkon-Chosha Sakusen (Tokyo: Asagumo shinbunsha, 1971), 1011. Following Japan’s occupation of Manchuria in 1932, a British government defence committee decided to abandon the policy of non-fortification in the Far East, which it had formulated with the Japanese and U.S. governments at the Washington conference of 1921 to 1922. 170 See, for example, Chan Lau Kit-ching, China, Britain and Hong Kong 1895-1945 (Hong Kong: Chinese University Press, 1990), 290-1. In relative terms, Hong Kong was a more important conduit of military supplies to China than any other site (including Burma) until early 1939. 171 Honkon-Chosha Sakusen, 4. According to one observer in the colony, the proportion of total imports from China passing through Hong Kong doubled in 1940. See Endacott, Hong Kong Eclipse, 23-4. 80 could be taken, they reasoned, Chiang might be induced to recognize the futility of relying on help from the outside and might see the advantages of coming to terms.172 In the meantime, events in Europe were forcing reconsideration of previously adopted positions. In June 1940, with France and the Netherlands subdued by the Nazi blitzkrieg and Britain under siege, the European colonies in Southeast Asia had been left headless. Japan’s opportunity to put an end to European power in the region via a thrust to the South seemed to have arrived. Such a thrust would also enable Japan to secure access to the wealth of the former European colonies by merging them into a great, Japanese-managed empire—the Greater East Asia Co-prosperity Sphere. Despite lacking the vast natural resources of territories like Malaya and the Dutch East Indies, Hong Kong was still a valuable target with its high concentration of Chinese and Western capital. 2.71 Japanese Preparation for the Invasion of Hong Kong Before 1941, a certain Colonel Suzuki Takuji had arrived in Hong Kong to assume overall control of the local spy network under the cover of “learning English”, at which he made no discernible progress.173 At the same time, Japanese “tourists” arrived to photograph the beautiful dockyards and hunt and fish in the neighbourhoods housing gun emplacements and military roads.174 Other visitors included trainee diplomats, journalists, medical missions, teams of “economic investigators”, and even a troop of elderly Boy Scouts.175 To prevent its agents from appearing unduly conspicuous, Japan recruited intelligence agents from the long-established Japanese colony of Taiwan. Since 1932, approximately 300 172 Honkon-Chosha Sakusen, 13. Special Branch Quarterly Summary of Japanese Activities Third Quarter of 1940, October 9, 1940, FO 371 27621, 3-4; John Luff, The Hidden Years: Hong Kong 1941-1945 (Hong Kong: SCMP, 1967), 4; Paul Gillingham, At the Peak: Hong Kong between the wars (Hong Kong: Macmillan, 1983), 169, 171. 174 Special Branch Quarterly Summary of Japanese Activities Fourth Quarter of 1938, January 6, 1939 and Second Quarter of 1939, July 12, 1939, FO 371 23516, 242, 268; Li, Hong Kong Surgeon, 94; Tse, Xianggang Kang Ri, 87. 175 Special Branch Quarterly Summary of Japanese Activities Fourth Quarter of 1938, January 6, 1939; First Quarter of 1939, April 12, 1939, FO 371/23516, 242, 243-4, 253-4; Third Quarter of 1940, October 9, 1940; Fourth Quarter of 1940, January 7, 1941; First Quarter of 1941, April 15, 1941; Monthly Report on Japanese Activities, August 1941, September 1941, FO 371/27621, pp. 5, 6, 7, 9, 11, 12. 173 81 Taiwanese had moved to Hong Kong to find work as shopkeepers, farmers, and fishermen. Although speaking a form of Chinese different from the Cantonese dialect prevalent in Hong Kong, this linguistic challenge does not seem to have hindered their ability to blend into the Chinese community. The British authorities made no distinction between them and the rest of the Chinese population, and did not require them to declare their status as Japanese nationals on arrival in the colony. By 1937, a small contingent of Taiwanese had quietly established small farms at selected points in the New Territories, where the Japanese Army arranged for them to be provided with radio-transmission sets.176 Within two or three years, they were transmitting all the data that Japan could desire. In August 1939, General Staff Headquarters were able to distribute to their troops a map of the Defence Installations in the Vicinity of Hong Kong that was on a scale of 1:25,000.177 It has been conjectured that no target in the entire history of warfare was ever spied out with such thoroughness as had been Hong Kong in the run-up to the Japanese attack.178 At the end of 1939, the intelligence drive began to be supplemented by an equally massive programme of covert operations. Ultimate control of this programme was exercised by the Eighth Section of General Staff Headquarters, which was in charge of the Army's propaganda and subversion work. 179 The officer immediately responsible, however, was Major Okada Yoshimasa, who had been transferred from the Eighth Section to the intelligence and subversion staff of the China Expeditionary Force. Okada was the founder of what came to be known as the Asia Development Organization or Koa Kikan, which was to 176 See F. W. Shaftain, Rough Draft for Proposed Articles, Hong Kong Police Archives, G56 (4), 10; Special Branch Quarterly Summary of Japanese Activities Second Quarter of 1941, July 15, 1941 and Monthly Report on Japanese Activities July 1941, August 12, 1941 and August 1941, September 1941, FO 371/27621, 19, 22, 30-1. These Taiwanese would mostly have spoken the Minnan dialect. 177 Honkon-Chosha Sakusen, 2. See also Phyllis Harrop, Hong Kong Incident (London: Eyre & Spottiswoode,1943), 92 and Luff, Hidden Years, 5. The Japanese are said to have had a British military communications chart showing telephone junctions; details of the exact number and quality of the British and other Allied troops; and information relating to the British ammunition, transport, and artillery positions. 178 Tim Carew, The Fall of Hong Kong (London: Anthony Blond, 1960), 28. 179 Honkon-Chosha Sakusen, 13. The Army Ministry was also involved in the person of Colonel Iwagum Goya, Head of the Military Affairs Section. 82 play the leading role in Japan's penetration of British Hong Kong by mobilizing the non-European majority population to undermine British rule from within.180 2.72 Japanese Cooperation with Local Triads After establishing the Koa Kikan, Okada accordingly set about recruiting local adherents. One method that he used was propaganda. Since November 1938, when the Japanese Premier Prince Konoye had unveiled his concept of a New Order in East Asia, Japan had been seeking to position itself as the champion of all the Asian peoples in a grand crusade against Great Britain and the other European imperial powers. To begin realizing this goal, Okada's men began to disseminate anti-British publications in Hong Kong under cover of a body called the Canton Toyo Culture Research Office, with their efforts aided by an established Japanese community paper, the Honkon Nippo, which now appeared in both a Chinese and an English edition.181 However, the Koa Kikan were not disposed to rely solely on their powers of conversion to build up the full-scale “fifth column” that they had in mind. Their principal target groups were the triad societies, groups of Chinese mafia that operated in many parts of South China, and were estimated to have not less than 60,000 members in Hong Kong Island alone.182 Although the triads nursed certain grievances against the British, who had tried somewhat ineffectually to curb their activities, their greatest asset was that they 180 The Koa Kikan was a branch of the Tokumu Kikan, the Army’s Special Service Organization. Earlier names for it included the Asia Development Board and the China Affairs Board. See Special Branch Quarterly Summary of Japanese Activities, Third Quarter of 1940, October 9, 1940; First Quarter of 1941, April 15, 1941; and Second Quarter of 1941, July 15, 1941, FO 371 27621, 3 (verso)-4, 11 (verso), 20 (verso). 181 The Chinese edition, Heung Gong Yat Po, had first appeared as early as 1932. The English edition, Hong Kong News, followed in 1939. See Special Branch Quarterly Summary of Japanese Activities, Second Quarter of 1939, July 12, 1939 and Third Quarter of 1939, October 5, 1939, FO 371/23516, 268, 296-7 Ibid. Third Quarter of 1940, October 9, 1940; First Quarter of 1941, April 15, 1941; Monthly Report on Japanese Activities July 1941, August 12, 1941; Monthly Report on Japanese Activities August 1941, September 11, 1941, FO 371/27621, 5, 12, 16-17, 27; Lethbridge, Hong Kong under Japanese Occupation, 98. 182 For the number of triad members in Hong Kong, see Internment diary of Assistant Superintendent Lance Searle, January 28, 1943; Shaftain, Rough Draft, 10; Honkon-Chosha Sakusen, 14; George Wright-Nooth, Prisoner of the Turnip-Heads: horror, hunger and humour in Hong Kong, 1941-1945 (London: Leo Cooper, 1994), 48. The British police estimated triad membership in Kowloon to be 300,000 and in the colony as a whole to be 450,000, but these figures seem fantastically high, given that the entire population of Hong Kong at that time was no more than 1.8 million. 83 could be bought. Indeed, hired triad gangsters had played a useful role in the Japanese capture of Canton in October 1938. In January 1940, Okada dispatched a subordinate named Sakata Seisho, who had studied in Peking in the 1920s and had subsequently worked for the so-called “China Development Company”. Basing himself at the Hong Kong Hotel under the Chinese alias of Tian Cheng, Sakata proceeded to make contacts among triad members, who ranged from seamen to the hotel’s attendant population of cooks, rickshaw pullers, and “boys”. With the help of triad bosses and the distribution of large sums, Sakata organized two underground squads known as the Heaven Group and the Help Group, named after the Chinese saying “success comes with Heaven’s help”, whose assignment was to foment anti-British disturbances on Hong Kong Island and Kowloon, respectively. However, before Sakata could proceed any further with his plans, his Japaneseaccented Mandarin gave him away, and on 12 May he was arrested and imprisoned by the Hong Kong police. Despite this small setback, within two weeks Sakata had escaped with the help of his triad connections, then slipped across the Pearl River delta to Macao.183 Ever since the 21st Army had arrived in Canton in October 1938, the Japanese viewed the Portuguese colony as a target due to its low level of vigilance against the Japanese and its high level of Japanese influence; indeed, the dentist who headed their local community had the run of the governor’s mansion. 184 In Macao, Sakata enlisted the aid of Fung Yung, a leader of the powerful Wo Shing Wo Triad, whom the British had deported from Hong Kong with his followers the previous year. The services of at least 1,000 of Wo Shing Wo’s 5,000 members were purchased for Japanese service, and Fung was instructed to infiltrate them back to Hong 183 See Special Branch Quarterly Summary of Japanese Activities Third Quarter of 1940, October 9, 1940, FO 371/27621, 4-5 (verso); Honkon-Chosha Sakusen, 14; Tse, Xianggang Kang Ri, 97-8. 184 Special Branch Quarterly Summary of Japanese Activities First Quarter of 1939, April 12, 1939, FO 371/23516, 254-5. 84 Kong with the task of engaging in arson and other disruptions when the critical moment arose.185 Sakata believed that these various anti-British disruptions inside the colony would evoke an immediate response from the outside in the form of a Chinese army of liberation. As preparation for this event, the Koa Kikan established two divisions of mafiosi comprising between 10,000 and 20,000 men. Recruited from a different set of secret societies in the northern Province of Henan and placed under the leadership of Xie Wenda, this irregular force hovered on the edge of the Pearl River delta between Canton and Macao with a fleet of 200 junks. In April 1940, a portion of the force slipped across the delta to the county of Baoan on the northwestern border of the New Territories, where they seized the petrol supplies that continued to be smuggled out of the colony to Chiang Kai-shek. Sakata reckoned that early October would be the right time for them to cross the border and strike at Kowloon.186 From the very first day of the war, the irregular “troops” were active in the refugee camps, where tens of thousands of vagrants were waiting for erratic handouts of rice. As a result of their actions, “hooligans” at a camp in the village of Kam Tin stole all the available rice and beheaded the European superintendent.187 By 11 December, a full-scale insurrection was in progress. Shortly before noon that day, the British police came under fire in the neighbourhood of the Police Training School, located on the inner frontier that ran between the New Territories and urban Kowloon. The trouble was once again ascribed to “Japanese in plain clothes”, but a British sub-inspector of police observed that “he did not think the Japanese were the attackers”. 188 At different points in Kowloon, British police cars and 185 Special Branch Monthly Report on Japanese Activities July 1941, August 12, 1941, FO371/27621, 17 (verso); Honkon-Chosha Sakusen, 14; Tse, Xianggang Kang Ri, 97. 186 Honkon-Chosha Sakusen, 14-15; Tse, Xianggang Kang Ri, 98 187 Sa, Xianggang Lunxian Riji, 39-40; Selwyn-Clarke, Footprints: the memoirs of Sir Selwyn Selwyn-Clarke (Hong Kong: Sino-American Publ. Co., 1975), 65. 188 War Diary of the Hong Kong Police, Hong Kong Police Archives, December 1941, 16-7, 29. 85 ambulances had to battle their way through crowds of hundreds or even thousands of armed and hostile Chinese.189 The crowds shot, stabbed, burned, rioted, and, above all, plundered: witnesses spoke of gangs emptying the contents of shops into lorries as though moving house and described “the roar of the looting in Nathan Road”.190 No random epidemic of burglary, this was a carefully organized operation designed to maximize the chaos by employing looters deployed by the largest triad faction, the Wing On Lok, wearing white identity armbands and issuing safe conduct, when it pleased them, to favoured Chinese citizens. They proclaimed their political allegiance by yelling “Victory! Victory!” (a slogan that earned them the nickname of the Victory Fellows),191 and described themselves as members of the Koa Kikan. Towards evening, the Rising Sun flag of Japan was suddenly hoisted on the roof of the Peninsula Hotel, the highest point in Kowloon, after which continuous sniping began from the hotel’s upper floors. Some Canadian troops who had been stationed at the northeastern approach to the city were reported to have taken fright and laid down their arms, believing themselves to be caught in a Japanese pincer movement, but indeed, still no Japanese forces had yet set foot in Kowloon at that moment.192 189 Ibid., 33; Internment diary of Dr Kenneth Uttley Diary, December 1941. The police report crowds of 200 to 300 Chinese, but Uttley refers to a mob of over 2,000 looters. 190 Tang Hai, “Xianggang Lunxian Ji”, in Yip Duk-wei, Xianggang lunxian shi (Hong Kong: Wide Angle Press, 1984), 197; Diary of Dr. Isaac Newton, December 1941, quoted in Alan Birch and Cole, Captive Christmas: the battle of Hong Kong, December 1941(Hong Kong : Heinemann Asia, 1979), 9. 191 See Dr Thomas Ryan, Jesuits Under Fire in the Siege of Hong Kong, 1941 (London: Burns Oates & Washbourne, 1944), 47; interview by Kevin Sinclair with Chan Pak, former waiter at the Peninsula Hotel, South China Morning Post, December 7 1991. The Chinese term was shengli you (Cantonese shinglei you), literally “friends of victory”. 192 For this incident, see Tang Hai, “Xianggang Lunxian Ji,”197; Ko Tim-keung and Jason Wordie, Ruins of War: a guide to Hong Kong’s battlefields and wartime sites (Hong Kong: Joint Publishing, 1996),167. British sources note that a contingent of the Winnipeg Grenadiers had been assigned to guard the northern approach to Kowloon. See Oliver Lindsay, The Lasting Honour: the fall of Hong Kong, 1941 (London : Hamish Hamilton, 1978), 50. 86 Chapter 3 Singapore and Hong Kong in the Aftermath of Japanese Invasion 3.1 Post-Surrender Japanese Policy towards the Singaporean Chinese Community Sook ching, the Chinese translation of shukusei, literally means “purification through purging” in Japanese.193 As such, it was an ironic description of a massacre. Although Chin Kee Onn first used the term in 1946, it was not commonly used in the Chinese press immediately after the war, and was rarely used in other texts until the 1980s.194 Likely as a result of the Singapore Oral History Department’s massive project on the Japanese occupation, the Singaporean massacre has been referred to as a sook ching since the 1980s.195 However, from the 1940s to the 1960s, the terms “Chinese massacre” and “identification parade massacre” were much more prevalent in the English and Chinese press. The conventional explanations regarding the decision of Yamashita and his staff to engage in the sook ching are that (1) they faced the problem of maintaining security with an weak army; (2) they wanted to establish security as quickly as possible, and (3) they feared that the Singaporean Chinese would do to them what the guerrillas in China had done to their compatriots. However, this dissertation argues that the most basic and fundamental reason 193 In the sook ching that began immediately after the fall of Singapore on February 15, 1942, thousands of Chinese men and youths were rounded up and massacred between February 21 and 23 and in early March 1942. It is estimated that between 40,000 and 100,000 were massacred, but the generally accepted figure is 40,000, with the British and the Japanese admitting a figure of only 5,000. See V. Purcell, The Chinese in Malay (London: Oxford University Press, 1948), 250-1; James Leasor, Singapore: The Battle that Changed the World (London: Hadder and Stoughton, 1968), 225-6; Mamoru Shinozaki, Syonan—My Story: The Japanese Occupation of Singapore (Singapore: Asia Pacific Press, 1975), 20; R. Holmes and A. Kemp, The Bitter End: The Fall of Singapore, 1941-42 (Chichester: Bird, 1982), 181; Lord Russell of Liverpool, The Knights of Bushido: A Short History of Japanese War Crimes (London: Cassell and Co., 1958) 243-54; and Ian Ward, The Killer They Called A God (Singapore: Media Masters, 1996). Also refer to SOOK CHING 116 File WO 235/1004, Public Records Office, Kew, London. 194 Chin Kee Onn, Malaya Upside Down (Singapore: Jitts, 1946). 195 Oral History Department, Sook Ching, (Singapore: National Archives of Singapore, 1992); Oral History Department, Syonan: Singapore under the Japanese: A Catalogue of Oral History Interviews, (Singapore: National Archives of Singapore), 1986. 87 why the Japanese Army decided to engage in a massacre in Singapore was its desire to inflict severe punishment (genju shobun) on the Chinese community. 3.11 The Watanabe Gunsei After Malaya, which at that time included Singapore, had been conquered and occupied by the Twenty-Fifth Army under Lieutenant General Yamashita Tomoyuki, military administrative matters were assigned to Major General Manaki Keishin, Deputy Chief of Staff and Chief of Military Administration. However, real command of the military administration was in the hands of the Deputy Chief, Colonel Watanabe Wataru, who had served as a political officer in China during 1930s. As Watanabe had earned his trust, General Yamashita granted him authority to formulate and set administrative policies.196 Watanabe’s experience in China and belief that it was necessary to “coerce the natives with resolution” played significant roles in his establishment of harsh rule during the first year of occupation. 197 To Watanabe, any concession to self-rule, particularly in matters of materials and supplies, could hamper military operations. In an interview with Professor Akashi, Watanabe explained, The fundamental principle of my policy to indigenous people is to make them aware of their past mistakes; they must atone and cleanse themselves of the past stains. They must be taught to endure hardship together with the rest of the Asiatic peoples for the construction of a greater Asia. This nationality policy was the essence that I derived from ten years of my political experience in China.198 After Watanabe had joined the Twenty-Fifth Army in Saigon in late November 1941, he had only ten days to develop military administrative policy and select and train personnel for military government duties before the invasion. As a result, he had neither established 196 Yoji Akashi, “Japanese Military Administration in Malaya—its formation and evolution in reference to Sultans, the Islamic religion, and the Moslem-Malays, 1941-1945,”Asian Studies,7, April 1969, 83. 197 Ibid., 84. 198 Ibid., 84. 88 policy for nor assigned personnel to the military administration, a situation very different from that of the later invasion of Java by the Sixteenth Army in March 1942, which included a religious department staffed with a number of Javanese Moslems.199 By late February 1942, Watanabe had assumed administrative control of Singapore and had placed his Civilian Chief of Staff, Takase Totu, as head of the Chinese section. 200 These two hardliners had just returned from a successful trip to Tokyo to persuade the Army General Staff that their policy should be to sever the ties between the Singaporean Chinese and the KMT and to suppress them as necessary201, a policy confirmed by an order issued on the eve of the fall of Singapore. Takase had made an intelligence study of the Malay and Singaporean Chinese shortly before the war broke out, and his recommendations were incorporated into the document “Principles and Policies Governing Towards the Chinese”, which was published in mid-April 1942. Professor Akashi argued that this document provided the framework for the Watanabe regime’s governance of Singapore and other parts of Malaya until March 1943.202 Incidentally, this basic document stated that Malaya, the Philippines, and the Dutch East Indies were to remain “permanent possessions of Japan”. The day after the military-government liaison conference had adopted the polices contained in the document, the British administration in Singapore surrendered and the Japanese renamed the city Syonan. Immediately after these events had occurred, the Second Field Kempeitai (the military police), under the command of Colonel Oishi Masayuki, entered 199 Ibid., 85. Akashi, “Japanese Policy towards the Malayan Chinese,” 64. 201 Ibid., 65. 202 Ibid., 69-70. The policy measures described in the “Principles” included the following: (1) Firmness should be maintained at all times, including confiscation of property and deportation for non-cooperating Chinese. However, wholehearted cooperation should be rewarded appropriately by promising “peaceful and comfortable existence”. (2) Chinese commercial interests were to be given “initiative” to relieve the Japanese lead in developing the southern area. However, Malays and Indians were not to be discriminated against in favor of Chinese business interests. (3) The Malay Chinese were to be given the role of a “driving force” in Asia, which would emerge after the defeat of the KMT. (4) The Chinese community was to be assessed ¥50 million to provide funding for the military administration. This proposal was especially prized by Watanabe, who was obliged to raise local funds to cover operational costs, and who considered the exaction as proper punishment or atonement for the support given the KMT and the British. 200 89 the city to establish security, which, for the next several days, entailed entering Chinese enclaves to deal with “hostile Chinese”. 203 However, many such “hostile Chinese”, who included women and children, were rounded up for no other reason than being Chinese, some with the help of Taiwanese and Chinese informers, and some later executed. When senior Gunsei officers at headquarters located outside the city, who at that time were unaware of what the Kempeitai were doing, were later informed of these indiscriminatory mass arrests, Major General Manaki, the Gunseibucho, intervened and immediately released innocent women and children, informing the Kempeitai that he was acting on General Yamashita's directive. Although men were still detained, Manaki believed that they were to be tried in military court, having no knowledge of the Kempeitai's plan to execute them, which had been concealed from him.204 To the Japanese administration, success in Singapore and Malaya required utilization of Chinese economic power as an integral part of the Greater East Asia Co-Prosperity Sphere, which, accordingly, first required placation and reassurance that forming a common bond would allow for the mutual pursuit of profit.205 However, Japanese field troops on China were finding that Chinese resistance, not cooperation, was the reality. Estimates for troop strength in 1940 indicate that about thirty-five divisions with some 1,350,000 men were unable to defeat the KMT and the communist troops, leading 114,426 to be killed and 229,191 wounded in 1941 with no victory in sight.206 It was later argued that Watanabe’s hardline position towards the vanquished inhabitants of Malaya and Singapore was a primary cause of Japanese difficulty in China.207 203 Kawamura, Saburo, Jusan Kaidan Wo Noboru (Tokyo: Ato Shobo, 1952), is a collection of Kawamura’s letters written as his will to his family during the sook ching. 204 Interview with Manaki Keishin, July 10, 1966. From Akashi,“Japanese Policy towards the Malayan Chinese,” 66. 205 Chin Kee Onn, Malaya Upside Down (Singapore: Jitts and Company, 1946), 89. 206 Layton Horner, Japanese Military Administration in Malaya and the Philippines (Ann Arbor: University Microfilms International, 1979), 59. 207 Horner, Japanese Military Administration in Malaya and the Philippines, 59. 90 As the Japanese considered the Chinese community to be the most significant community in Singapore,208 the guidelines prepared for Japanese forces in Southeast Asia struck a moderate note with regard to the Chinese living in the region: “For the present, the overseas Chinese shall be utilized for economic purposes but their social power shall be gradually checked by the application of appropriate political pressure”.209 In fact, the prewar Chinese were oriented towards the culture and politics of their motherland, largely ignoring the internal politics of Malaya and becoming involved in nationalistic activities opposing imperialism in China. For example, by 1930 the Singaporean Chinese had established a branch of the KMT and the MCP, the latter of which was believed to be an overseas branch of the CCP. Moreover, prewar anti-Japanese activities by Chinese residents in Malaya and Singapore, such as strikes and boycotts of Japanese goods in protest of Japan’s invasion of China in 1937, and their increased financial support of China’s war effort had led the Japanese to brand them dangerous enemies who needed to be controlled and punished.210 In fact, the Japanese Twenty-Fifth Army already held strong anti-Chinese feelings, being well aware that the Chinese of Malaya and Singapore had strongly supported China in the Sino-Japanese War. Professor Akashi argued that the sook ching was conducted because the Twenty-Fifth Army had come directly from the China campaign, where they had faced great difficulty fighting Chinese troops and the CCP, especially in rural areas of mainland China. 211 According to Professor Akashi, “A psychological state of mind for atrocity 208 In Singapore, information was gathered from a total of 19 oral history interviews selected from a collection on the Japanese occupation conducted by the Oral History Department of the National Archives. Interviewees had to be at least sixteen years old at the end of the occupation to ensure that the perspectives of older teenagers and young adults were maintained. 209 Harry J. Benda, Japanese Military Administration in Indonesia: Selected Documents (New Haven: Yale University, 1965), 169. 210 Cheah Boon Kheng, “Japanese Army Policy towards the Chinese and Malay–Chinese Relations in Wartime Malaya,” ed. Paul H. Kratoska, Southeast Asian Minorities in the Wartime Japanese Empire, (London: Routledge Curzon, 2002), chapter 7. 211 Akashi, “Japanese Policy towards the Malayan Chinese, 1941-1945,” 66-68. 91 developed on the battlefield and led to the infamous purge through purification (sook ching) after the fall of Singapore”.212 Japanese punishment of the Chinese population appeared even more inevitable when the actions of the Dalforce Volunteers greatly increased.213 During the final battles of the Malayan Campaign ten days before the fall of Singapore, some 4,000 local Chinese joined British troops to fight in the defence of Singapore. Named the Dalforce Volunteers after their commander, Lieutenant Colonel John D. Dalley, Director of Intelligence for the Federated Malay States Police Force, these volunteers fought savagely against the invading Japanese troops despite the overwhelming odds against them.214 Before escaping to the Netherlands Indies on the eve of the fall of Singapore, the Singaporean Chinese leader Tan Kah Kee had stated to the communist and KMT leaders of the Dalforce Volunteers, You do not deserve any pity because you are prepared to make a self-sacrifice, but the whole Chinese population in Singapore will be wiped out when the Japanese come to the city. The British were malicious in dispatching the untrained Chinese to the front when the trained British troops were withdrawn behind the lines.215 Tan’s assessment proved tragically correct. Mamoru Shinozaki later recalled that Colonel Masanobu Tsuji had proposed the idea of the sook ching for the “suppression of hostile Chinese” in retaliation for the tenacity of the Chinese Volunteers in Dalforce. Before the Twenty-Fifth Army moved into Sumatra after the capture of Singapore, Colonel Tsuji suggested that it should carry out a sook ching to eliminate all “Chinese anti-Japanese element”.216 212 Ibid., 61-89. The most detailed account of the Dalforce Volunteers is given by Australian journalist Ina Morrison, Malayan Postscript (London: Faber, 1942), chapter 18. 214 See T. S. Lim, Southward Lies The Fortress: The Siege of Singapore (Singapore: Educational Publications Bureau, 1971). 215 Xingzhou Ri Bao, October 30, 1945. 216 Shinozaki, Syonan—My Story, 20-21. 213 92 3.12 Severe Punishment (Genju Shobun) Despite all the potential Japanese reasons engaging in the sook ching that were described above, the ensuing madness and carnage would not have occurred without the establishment of genju shobun, the administration of “severe punishment”, 217 a factor that, according to Professor Akashi, has been understudied, despite its importance in understanding how orders to capture anti-Japanese elements degenerated into the large-scale liquidation of innocent people. In agreement, Onishi, who blames the massacre on the monstrous concept of allowing ordinary soldiers to administer “severe punishment”,218 writes, According to international law, we were to treat regular enemy soldiers, if captured, as prisoners of war. Volunteer soldiers and people who belonged to a people's army were not necessarily considered POWs. Spies and rebellious elements, on the other hand, were absolutely not to be harmed but dealt with the military law. Despite the fact that since the Manchurian Incident in 1931, 219 where the administration of so-called “severe punishment” had taken place, “severe punishment” had been unacceptable according to international law, it had become acceptable among the Japanese, mainly because it had become difficult to distinguish “good soldiers” from “bad elements”, regular enemy soldiers, or, later in the war, guerrilla fighters. With its acceptance, 217 Onishi, Satoru, Hiroku: Shonan Kakyo Shukusei Jiken (Secret Document: The Singapore Overseas Chinese Purge; Tokyo: Kongo Shuppan, 1977), 86. 218 Ibid., 87. 219 Manchurian Incident or Mukden Incident,1931, confrontation that gave Japan the impetus to set up a puppet government in Manchuria. After the Russo-Japanese War (1904–5), Japan replaced Russia as the dominant foreign power in S Manchuria. By the late 1920s the Japanese feared that unification of China under the Kuomintang party would imperil Japanese interests in Manchuria. This view was confirmed when the Manchurian general Chang Hsüeh-liang, a recent convert to the Kuomintang, refused to halt construction of railway and harbor facilities in competition with the South Manchurian Railway, referring Japan to the Nationalist central government. When a bomb of unknown origin ripped the Japanese railway near Shenyang (then known as Mukden), the Japanese Kwantung army guarding the railway used the incident as a pretext to occupy S Manchuria (September, 1931). Despite Japanese cabinet opposition and a pledge before the League of Nations to withdraw to the railway zone, the army completed the occupation of Manchuria and proclaimed the puppet state of Manchukuo (February, 1932). See Yoshihashi,Takehiko, Conspiracy at Mukden (New Haven: Yale University Press, 1963); Sadako. N. Ogata, Defiance in Manchuria the making of Japanese foreign policy, 1931-1932 ( Berkeley : University of California Press, 1964). 93 the first executions of “unruly elements” began to take place “on the spot”.220 Onishi points out, Even with the excuse of using “severe punishment” as a last resort, it was a serious mistake to authorize in writing that the local troops carry out “severe punishment”. Although it was later revised to “with the permission of the head of superior commanders”, the practice of “severe punishment” by frontline troops in remote areas, as well as by the Military Police and the Manchukuo police, still existed. Consequently, the concept of “severe punishment” was considered to lie outside the domain of international law. This notion, together with Japan’s justification that the China conflagration was an incident and not a war, led the infliction of “severe punishment” to be regarded as a normal practice, not only by authorized frontline soldiers but also high-ranking officers in the immediate aftermath of an occupation, to secure war-time order through mopup operations. The most unfortunate consequence of such acceptance was the purge of Shonan, where even those who did not resist and were not members of the Volunteer Army or antiJapanese elements faced “severe punishment’”.221 220 Onishi, Hiroku,, 88-9.The Kwantung military called this administering “severe punishment”, which meant execution on the spot by front troops. An order for “severe punishment” dating to early 1932 issued by MajorGeneral Miyake states, “Unruly elements who have been arrested must be punished severely immediately. You have the consent to carry out severe punishment with your weapon”. Another factor that led to “severe punishment” was the ancient practice in Manchuria of parading criminals through the streets, followed by their open execution before the general public. As the legal system at that time had no conception of the dignity of human life or of human rights, the practice of “severe punishment” was not overly shocking to the public. 221 Onishi, Hiroku, 92. Hiroku is one of the few documents that presents a Japanese perspective. It offers the view of one who was in command who may have tried to stop the killings, but was ultimately himself part of the cruel war machine and could not but go along with the frenzy of atrocities. One often hears how the Japanese know little about the war, and that they rectify their history to be able to forget shameful days of the past. However, close examination of various literature reveals passages of guilt, such as in Onishi’s account, particularly when he writes that the Japanese army as a whole lacked seriousness and fought with haughtiness; that the purge of the overseas Chinese in Singapore exposed the cruel and inhuman side of the Japanese Army; and that even if one tries to find excuses for Japanese actions, they were regretful and left a deplorable stain on Japanese history. 94 3.13 The Sook Ching In short, the objectives of the sook ching in Singapore were to (1) eliminate elements in the Chinese population that posed a direct threat to the Japanese and (2) punish the Chinese for their prewar and war-time anti-Japanese resistance. Three days after the British surrender on 18 February 1942, the no. 2 field Kempeitai Group, under the command of Colonel Oishi, launched a mass screening of the Chinese population. To do so, they established five large “location points” within the urban area222 and ordered males between the ages of eighteen and fifty to gather at several locations in the city. Some were told to bring food and water, but others had to spend several days in the open with no food and inadequate sanitation while being checked and classified. Hooded collaborators, some of them captured criminals, helped 222 The Twenty-Fifth Army under the command of General Yamashita first divided Singapore into four main areas for the purpose of defence: East, West, and Central Singapore and the city itself. Nine hundred men were then drawn from the Fifth, Eighteenth, and Imperial Guard Divisions to reinforce the 310-strong Kempeitai as auxiliary Kempeitai. Once the Japanese Kempeitai was well established in various parts of the island, orders were issued on 18 (or 19) February 1942 for Chinese males between twenty and sixty years old to concentrate at certain sites for the purpose of “identification”; that is, identification of communists and anti-Japanese elements. These areas were as follows: Officer/division in charge Capt. Mizuno Lt. Goshi Maj. Onishi Lt. Hisamatsu Lt. Uezono Maj. Miyamoto Maj. Ichikawa Imperial Guard Division Fifth Division Fifth Division Eighteenth Division District for “Identification” South Bridge Road-Dhoby Ghaut River Valley Road-Tanglin Jalan Besar-Seangoon Road Tanjong Pagar-Tiong Bahru Chinatown-Upper Cross Street Katong Geylang Upper Serangoon Bukit Timah Sembawang Jurong 95 identify men whose names appeared on the blacklists, and those chosen were taken for execution.223 Five categories of men were defined by General Yamashita as dangerous elements to be purged: communists, anti-Japanese elements, members of the Dalforce Volunteers and other military forces, armed personnel or those who continued to resist the Japanese, and those who posed a threat to public security. Apparently these instructions were too vague, for the Kempeitai under the Kawamura-Onishi command expanded them into the following nine categories: 1. Persons who had been active in the China Relief Fund; 2. Wealthy men who had donated generously to the Relief Fund; 3. Adherents of Tan Kah Kee, the leader of the Nanyang National Salvation Movement; schoolmasters, teachers, and lawyers; 4. Hainanese, who, according to the Japanese, were communists; 5. China-born Chinese who came to Malaya after the outbreak of the Sino-Japanese War; 6. Men with tattoos, who, according to the Japanese, were all members of secret societies; 7. Persons who fought for the British volunteers against the Japanese; 8. Government servants and men likely to have pro-British sympathies, such as justices of the peace and members of the Legislative Council; and 9. Persons who possessed arms and tried to disturb the public safety. When the “identification” actually occurred, however, it degenerated into an indiscriminate and arbitrary process. 224 Among those arrested were leading bankers; community and political leaders, such as Dr. Lim Boon Keng, the Singaporean Chinese leader; Lim Chong Pang, the Singaporean KMT leader; and Wong Lai Tek, the MCP SecretaryGeneral. These detainees were divided into several groups depending on their importance.225 While leadership groups were kept detained for “community reorganization”, the majority of 223 Hui Fat, interview by author at Hui’s house, Singapore, May 2, 2005. Ward, The Killer, 56. Among the lucky few who cheated death when he was allowed to go back home to collect his things was a man in his early teens who had been selected for execution. He was Lee Kuan Yew, the former Prime Minister of Singapore. He told his story to the Japanese newspaper, Nihon Keizai Shinbun, in 1995. 225 Shinozaki, Syonan-My Story, 22-5. 224 96 the detainees were transported by lorries to rural areas for execution.226 On 18 February, three days after the fall of Singapore, the officers of Lieutenant General Yamashita’s Twenty-Fifth Japanese Army received orders for a general massacre of the Chinese. At the 1947 War Crimes Trial concerning what the British called the “Chinese Massacre”, Lieutenant Colonel Hishakari Takafumi, a Japanese war correspondent at Yamashita’s General Headquarters, testified that orders had come from Yamashita’s Operations staff; Lieutenant Colonel Tsuji Masanobu, Chief of Planning and Operations; or Major Hayashi Tadahiko, Chief of Staff, to identify and execute an estimated 50,000 “antiJapanese” Chinese adult males.227 Although Ward concluded that Yamashita should not be held responsible for the atrocities, he holds him responsible “for failing to guard against Tsuji’s manipulation of command affairs”.228 Major-General Kawamura Saburo, the Syonan Garrison Commander, later testified that on 18 February, Yamashita had ordered that his garrison army conduct a military mopping-up operation without delay to remove “hostile Chinese”, and thus free the army from concerns regarding internal security. Yamashita had been ordered to deploy his forces immediately to Sumatra and Burma, but was concerned that many hostile Chinese were hiding in the city and planning to obstruct future operations. After describing the need to maintain law and order in general terms to Kawamura, Yamashita told him that Suzuki, his Chief of Staff, would provide the details regarding the mopping-up operation. When Suzuki later explained that his concrete plans included an immediate genju shobun (“severe disposal”) of “hostile Chinese”, Kawamura was taken aback by his use of the term genju shobun, which in military parlance meant execution without trial. When he sought 226 N. I. Low, When Singapore Was Syonan (Singapore: Eastern Universities Press, 1973), 22-5. Four hundred Chinese were brought in from “concentration camps” to the beach site; their hands tied behind their backs; and, at a given signal, mowed down by machine gun fire. 227 Malaya Comprising the Federation of Malaya and the Colony of Singapore: A Report on the 1947 Census of Population (London: Crown Agents for the Colonies, 1949) 228 Ward, The Killer They Called a God, 237 97 clarification of the term, Suzuki cut him off and only stated, “You may have your own opinion on this matter, and it has been decided by the commanding general. It is essentially a military mopping-up operation. See that the work is duly carried out”. 229 Despite this use of terminology, the three generals never expected that the sook ching would end in a massacre. Yamashita was aghast at the thought that the “rape of Nanking” of December 1937 would be repeated in Malaya. Oishi Masayuki, Commander of the 2nd Field Kempeitai Unit, also questioned the use of the term genju shobun. Although Kawamura and Oishi agreed to carry out interrogations with “fairness and prudence” in accordance with the rules of war, the second phase of interrogations that occurred over the following weeks was conducted in a slovenly fashion, perhaps because the Kempeitai were relatively few in number. As identifying “hostile Chinese” from among tens of thousands within a limited time was impossible, it was inevitable that untold numbers of innocent Chinese would be executed. Yamashita may be judged guilty of the massacre to the extent that he authorized the genju shobun of “hostile Chinese”, as mopping-up operations are legitimate actions according to the rules of war.230 Although he issued the order, Yamashita was not aware of the indiscriminate way in which the interrogations would be conducted. As his witnessing of the looting, rape, and massacre that had followed Japanese action in China led him to have little trust in the behaviour of soldiers intoxicated with victory, Yamashita had requested that the War Ministry augment military police units in order to maintain strict military discipline before the siege of Singapore began. While Yamashita Tomoyuki, the commanding General of the Twenty-Fifth Army, was ultimately responsible, few doubt that Chief of War Operations Colonel Tsuji Masanobu was 229 Kawamura, Jusan Kaidan Wo Noboru, 163-8. Akashi Yoji, “General Yamashita Tomoyuki: Commander of the Twenty-Fifth Army” in Brian Farrell & Sandy Hunter (ed.), Sixty Years On: The Fall of Singapore Revisited, (Singapore: Eastern Universities Press, 2002), chapter 9. 230 98 the driving force behind the purge. Due to his familiarity with the decision-making procedure followed by Headquarters of the Twenty-Fifth Army, Onishi was encouraged by Tsuji to liquidate as many Chinese males as possible, certainly more than the one hundred Onishi currently had in custody by the second day of the screening.231 Onishi later claimed, “I think that Tsuji alone could be the initiator and stubborn director of the execution of this cruel purge of Overseas Chinese”.232 After detailed research into the origins and channelling of the order, Professor Akashi argued that the final decision to execute the purge was made before the Japanese army entered Singapore, probably in late January as the Japanese Army on the outskirts of Johore Bahru was closing in on the British at the tip of the Malay peninsula, and rubber stamped by General Yamashita.233 After the fall of Singapore, the order entered the chain of command via his Chief of Staff Suzuki Tsunenori, to whom was linked Deputy Chief Of Staff Manaki Keishin. From them the order proceeded to General Kawamura, the newly appointed first Military Governor of Singapore, by then renamed Syonan. From Kawamura the order passed on to Colonel Oishi (not to be mistaken with Onishi), the Chief of the Second Field Unit of the military police.234 Powerless to object and under pressure to participate in the stupendous victory to which so far the military police had only been insignificant bystanders, Oishi began direct screening of 700,000 Chinese with only 500 military police at his disposal. In its entry for 3 March 1942, the Japanese Imperial Headquarters War Diary states, “Soon after the occupation, we arrested and executed about 5,000 delinquent persons as the first clearing”.235 Mamoru Shinozaki, a Japanese official in wartime Singapore, later stated 231 Onishi, Hiroku, 77-9. His right-hand man Major Asaeda Shigelharu could also have been involved. Onishi writes,“This would explain their grim attitudes during the purge and forcible instructions at the sites, when during the operations both of them mostly moved together.” Ibid., 77-8. 233 Akashi, “General Yamashita Tomoyuki,” chapter 9. 234 Akashi, “Japanese Policy towards the Malayan Chinese, 1941-1945,” 66-8. 235 Ibid., 68. 232 99 that the Kempeitai had reported that 6,000 Chinese had been killed in “the operation”.236 Likewise, a Japanese journalist told the War Crimes trial in Singapore that he had been informed by Twenty-Fifth Army intelligence Chief Colonel Ichiji Sugita that 50,000 Chinese in Singapore were to be killed.237 A Malayan Chinese source has estimated the number of deaths at between 50,000 to 60,000.238 3.14 Effects of the Sook Ching on the Singaporean Chinese Community The sook ching marked an important turning point in ethnic relations in Malaya. After witnessing Japanese treatment of the Chinese community, many Chinese joined the ranks of the resistance movement, while the Malays, Indians, and other ethnic groups became convinced that the Chinese had lost favour with the Japanese. While these groups were not necessarily anti-Chinese, any cooperation, whether forced or voluntary, that they rendered to the Japanese could have been easily construed by the Chinese as “collaborationist” and due to Japanese favouritism. Such an atmosphere fostered antagonism, rivalry, favouritism, and envy among the ethnic groups to a heightened degree. The sook ching clearly demonstrated that the Twenty-Fifth Army had targeted the Chinese for reprisals because of their anti-Japanese activities, which they believed to have inflicted heavy casualties on invading troops, something which the Japanese would neither forget nor forgive. This style of rule by terror inevitably alienated the bulk of the Chinese population from the Japanese administration in Singapore. The sook ching drove hundreds of Chinese youths and men into the jungles to join the communist-led resistance movement, the Malayan People’s Anti-Japanese Army (MPAJA). The Army continued to treat the Chinese population with the greatest severity throughout the war, but did not repeat such large-scale punitive measures. 236 Shinozaki, Syonan-My Story, 24. Ward, The Killer They Called a God, 175-6. 238 For the Chinese figures, see Cheah Boon Kheng, “Japanese Army Policy towards the Chinese and Malay— Chinese Relations in Wartime Malaya,”chapter 7. 237 100 Chin Kee Onn argues that the sook ching demonstrated the Japanese capacity for savagery as well as the shallowness of Japanese understanding, both of which prevented them from engaging in compromise and adjustment, indispensable ingredients in proper colonial administration.239 Indeed, the Japanese had a supreme opportunity to win over a conquered people by love and fair treatment, but chose to alienate and antagonize, and, by their later oppressive acts, confirmed the unutterable arrogance that led them to be viewed with veiled disgust.240 In light of these circumstances, the Malayan Communist Party (MCP) was able to increase its political influence in Malaya during the war and in the postwar period. As the only political organization prepared to conduct an active anti-Japanese insurgency, it attracted widespread support among Chinese who had suffered greatly from the brutality of the Japanese, allowing it to establish a strong politico-military resistance movement, the MPAJA, in the midst of the Chinese community. Because of its large guerrilla army, the MCP became a major political force in postwar Malay, despite lacking support from the Malays and Indians who had cooperated with the Japanese. Even from the Japanese perspective, the sook ching was damaging, as its consequences followed the Japanese for the remainder of the occupation. Referring to the effect of the sook ching on the Gunsei, Colonel Otani Keijiro, the first police chief of the Malayan Gunseibu , wrote that “the massacres frightened Chinese away from Japanese and provided them with a ready-made justification for sympathizing with the Communist Party”, which posed difficult security problems. Because of the indiscriminate slaughter of the Chinese populace, he wrote, the Chinese thereafter remained hostile towards the Japanese, and even opportunists Chinese who could have made large fortunes did not cooperate. Delay in the recovery of industry and commerce in Malaya could well be attributed to the bloody incident, which discouraged many Chinese businessmen from cooperating with military 239 240 Chin, Malaya Upside Down, 107. Ibid., 107. 101 authorities. Arriving at the same conclusions, Ogata Shinichi, Police Chief of the Syonan Municipal Administration, described the sook ching as one of the most serious “stumbling blocks for establishing good relations between Japanese and Chinese” during the occupation.241 The Japanese reign of terror had its desired effect: the Singaporean Chinese had become fearfully submissive and the Japanese military were vindicated for the resistance that they had faced in the Chinese homeland. However, it also intensified Chinese hatred and alarmed the Malays and Indians. In a 1966 interview with Professor Akashi, Major General Manaki Keishin, former chief of military administration in Malaya, described it as “the biggest blow in the Malay military administration”.242 In tandem with their pursuit of a policy of discrimination against the Chinese community, the Japanese pursued a policy of favouring the Malay and Indian communities. Regarding the Malay community, the Japanese recognized that the Malay organization Kesatuan Muda Melayu had lent assistance to the Japanese in their invasion of Malaya and that budding Malay nationalism could be used to their advantage by directing it against the British and the Chinese. The Japanese even made some futile attempts to help the Malays realize the economic advantages of cooperation. Regarding the Indian community, the Japanese attempted to use Indian nationalism against the British by allowing the Indians to establish the headquarters of the Indian Independence League, the Indian National Army (INA), and the Provisional Government of Free India in Singapore until the decisive defeat of the INA at Imphal. Although spared from the massacres and economic hardship to which the Chinese had been subjected, the Malays and Indians turned against the Japanese during the latter period of the occupation after being subjected to milder forms of Japanese violence and economic blackmail. 241 242 Akashi, “Japanese Policy Towards the Malayan Chinese, 1941-1945,” 69. Ibid., 69. 102 3.2 The Period of Anarchy in Hong Kong243 Unlike that in Singapore, the Chinese community in Hong Kong was spared being subjected to a sook ching. However, in the immediate aftermath of its surrender, the colony sank into chaos, and even a period of anarchy. From the Japanese point of view, the outbreak of rape, looting, and lawlessness had an important effect: it made the local Chinese elites in Hong Kong become desperately anxious to collaborate with the Japanese to obtain concessions for the Chinese population and limit Japanese excesses. The price that the local Chinese ultimately paid for obtaining a measure of stability and law and order was the accusation of collaboration. 3.21 Collaboration between the Japanese and Local Triads The British collapse of Hong Kong Island, as had that of Kowloon two weeks earlier, was followed by a strange interregnum of almost twenty-four hours. Chinese sources believe this period to have been the Twenty-Third Army’s “payment” to the triads in return for their contribution to sabotaging the British defence (refer to section 2.7).244 From Christmas night 243 The major authoritative sources for the military history of the Hong Kong campaign are 1. S. W. Kirby, The War against Japan: Official History of the Second World War, Vol. I (London: H.M.S.O., 1957-61), 107-56. Appendix 6 gives the Japanese order of battle. 2. Major-General C.M. Maltby’s “Despatch,” Supplement to the London Gazette, January 29, 1948. 3. Sir Mark Young, “Despatch: Events in Hong Kong on 25 December 1941,” Special Supplement to the Hong Kong Government Gazette, July 2, 1948, 1-3. 4. C. P. Stacey, Official History of the Canadian Army in the Second World War: Six Tears of War (Ottawa: Cloutier, 1955), 437-91, 590-4. 5. K. D. Bhargava and K. N. V. Sastri, Official History of the Indian Armed Forces in the Second World War 1939-45: Campaigns in S.E. Asia (Delhi: Combined Inter-Services Hist, 1960). 6. Louis Allen, “Notes on Japanese Historiography, World War II,” Military Affairs: Journal of the American Military Institute, (December 1971) 133-8. In a thorough and extensive note on the Japanese official histories of the war, Allen mentions as “most useful” Hattori Takushiro, Dai Toa Sensoshi Tenshi (A Complete History of the War in Great East Asia; Tokyo, Hara Shobo, 1967 reprint). Chapter 11 refers to the war in China, including Hong Kong. The appropriate sections of the following regimental histories give detailed accounts of local front actions: B. Haig, Fourteenth Punjab Regiment: A Short History, 1939-45 (London, 1950); P. K. Kemp, The Middlesex Regiment (Duke of Cambridge’s Own) 1919-52 (Aldershot, 1956); A. Muir, The First of Foot: The History of the Royal Scots (Edinburgh, 1961); Anonymous, A Record of the Actions of the Hong Kong Volunteer Defence Corps in the Battle for Hong Kong, December 1941 (Hong Kong: Lawspeed, 1953). 244 See H. L. Mars, letter to Churchill, September 28, 1942, CO 129 590/25, 15-16. For the corresponding episode in Kowloon, see Sa, Xianggang Lunxian Riji, 177. Mars claims that the fifth columnists were allowed a full three days for plunder, but the twenty-four-hour period indicated by Sa seems to accord better with the accounts given elsewhere of the movements of the Japanese troops. 103 until the afternoon of Boxing Day, the victorious Japanese forces remained at a standstill while the triads rampaged, picking the European houses clean. Phyllis Harrop, a former police aide, later described how after returning to her flat, she “had never seen anything like the completeness of the looting”.245 In the Chinese quarters, bands of gangsters advanced from house to house demanding protection money. The so-called “Day of the Triads” culminated in an orgy of pillage punctuated by episodes of rape, arson, and murder, with fresh fighting breaking out after a Cantonese gang began battling a rival gang from the adjacent coastal Province of Fujian for the spoils.246 Paul Tsui, then a student at the University of Hong Kong, remembers, I was actually lodging in my sister’s place at Mosque Street, near Robinson Road. We could see looters carrying all sorts of items continuously, like ants, coming down the Peak. The looting started at that time when all the mansions up at the Peak were evacuated because the houses were not occupied: everybody just helped themselves.247 When the first Japanese army lorries rolled down Queen's Road Central and the first Japanese sentries were deployed at the intersections, the British and Chinese communities may have 245 As Lady May Ride described, “on 8 December 1941, I was on my way to Bowen Road as a volunteer nurse, when the Japanese planes came over. I was walking along Pok Fu Lam Road to catch the bus, and, luckily for me, an army truck pulled up and took me to the hospital. I never went home again until 1945, when the war was over. When I did go home again, I found everything had been looted. I had lost everything I treasured, which was of no value to anyone else.” Harrop, Hong Kong Incident, 118. 246 Sa, Xianggang Lunxian Riji, 140. 247 Accoridng to Tsui, the dead lying in the streets would receive no respect; a corpse was a corpse and his clothes could be put to use to keep the cold and hungry warm. An unnamed Chinese spectator recalls, “I looked out of my veranda this morning and I saw the body of a man slumped in a heap in the middle of the road, right in front of our house. The street was full of pedestrians, many of whom would come cover and take a look at the body, to see if it was anyone they knew. One man walked off with the dead man’s woollen hat. Another absconded with his shoes and yet another stripped the body of its overcoat. Suddenly a man stepped forward from the crowd. He must have recognized the dead man because he carried the body to the side of the road. Then he hurriedly scribbled characters on a slip of paper which he placed on the body and then weighed it down with two stones. The paper read: ‘The body will be privately collected’. This was done because the man realized the Japanese collection van might come and remove it”. See Birch and Cole, The Captive Years, chapter 2. 104 viewed their conquerors with a degree of relief—one that they found sadly misplaced when they were subjected to the subsequent actions of the Japanese forces.248 At an Imperial conference in Tokyo on 5 November, one month before the great southward offensive, instructions had been issued that the forces dispatched to the South should conduct themselves in an appropriate manner. The campaign was to be an historic one, for the liberation of the downtrodden peoples of Asia: the eyes of the world would be watching, and the excesses committed by the Japanese soldiers on the Chinese mainland should not be repeated. The essence of these instructions appears to have been conveyed to the chiefs of the Twenty-Third Army, and from them to the regimental officers. MajorGeneral Sano, the commander of the Thirty-Eighth Division, is said to have ordered his regiments to treat any British and other Allied prisoners whom they might take in Hong Kong with humanity and justice. A particular effort was to be made to spare the Indian auxiliaries who had been obliged to fight on the British side249 and, in accordance with the pan-Asiatic ideals of the expedition, all due concern was to be shown for the lives and possessions of the mass of Chinese civilians. Indeed, a studied attempt was made to show favour to the Chinese civilian populace, manifested in a “reassurance proclamation” declaring, ‘We protect Chinese property. The war in Hong Kong is a war against the Whites”,250 which had been signed by Lieutenant-General Sakai and posted in the Kowloon streets on the first morning of the conquest. 248 See Tang Hai, “Xianggaug Lunxianji”, 231; Wong Lin, “Xin Xianggang De Toushi” in Xin Dong Ya, (Hong Kong: Ta Tung Press, 1942) vol. 1, no. 1, August 1942, 66; Sa, Xianggang Lunxian Riji, 124. Of these three sources, Wong must inevitably be treated with wariness as a Japanese-sponsored propagandist, but his account of the terror in Victoria on the night of December 25-26 carries a certain conviction. For description of a similar mood in Kowloon, see the diary of Dr. Isaac Newton quoted in Birch and Cole, The Captive Years, 23. 249 Testimony of Captain Ushiyama Yukio, Kempeitai Commander for the Western District, trial of Major Shoji Toshishige, WO 235/1015, 17-8; report of William Poy, CO 129 590/25, 78. Poy claimed to have been informed after the surrender by his Japanese captors that the Imperial troops had been ordered to kill all the white soldiers but spare the Indians. For a similar account of Japanese policy in Malaya, see Fujiwara, F Kikan, 40-1. 250 Quoted in Tang Hai, “Xianggaug Lunxianji”,245; Di Chen, “ Huiyizhong De Yi Nian” in Xin Dong Ya, vol. 1, no. 5, December 1942, 72. 105 Clearly, these fine, chivalrous precepts were not successfully communicated by the officers to the rank and file, as following events demonstrated. On 28 December, LieutenantGeneral Sakai and Major-General Sano led a march of two thousand troops through the centre of Victoria to commemorate the most spectacular Japanese triumph over a European power since the defeat of Tsarist Russia in 1905. After the conclusion of the march, the conquering forces were granted a three-day “holiday”, in accordance with Army tradition, during which the troops, most of whom came from rural areas of a largely undeveloped nation, greedily helped themselves to all the material comforts that Hong Kong had to offer. As had the triads, they plundered, but with a narrower focus, being especially keen to lay their hands on upmarket Western consumer goods. Several soldiers were seen sporting Rolex watches that they wore up to the elbow, while one sentry deployed near the Peak was even observed to be wearing an elegant lady's mink coat. When finished with looting, they began they drinking, and, after becoming well primed with liquor, set off to take whatever liberties that they pleased with the local civilians. Over ten thousand Chinese women, from those in their early teens to their sixties, are reported to have been raped or gang-raped.251 While only Chinese women faced the risk of rape, all Chinese faced the prospect of death. When a band of troops discovered a plump and prosperous Buddhist sitting unclad in an armchair , whirling a prayer disc in the confidence that his religion would save him from harm, the sight of his naked paunch aroused a sadistic instinct that inspired them to slice him open with their bayonets in a kind of enforced harakiri. 252 Despite such sadism, when observed objectively, the sack of Hong Kong was a relatively minor affair compared with the sook ching in Singapore, with killings in the 251 252 Li, Hong Kong Surgeon, 11. Ibid., 133-4. 106 hundreds rather than the tens of thousands. Nonetheless, it was, in the phrase of one British eyewitness, “a taste of Nanking”.253 Sakai, conqueror of Jinan, had been at the forefront of Nanking, as had his officers. It appears that their perception of the Chinese masses as less than human had not weakened over the ensuring years. The Chinese, left in a condition of abject terror, huddled in their apartments while the Twenty-Third Army made merry during their three-day rampage. Dr Li Shu-fan graphically described the pillaging of Hong Kong: Throughout the three-day celebration, Japanese soldiers strolled up and down the streets of the city, stopping cars and commanding the drivers to take them for joy rides. They seized whatever they wanted from stores, especially from the wine and clothing shops, sometimes tossing a few military notes on the counter in any quantity they liked. If a store was locked they broke in and helped themselves freely. On the night after Christmas I looked into the Shan Kwang hotel windows across the road from the hospital and saw Japanese soldiers dining, singing, drinking and dancing with one another. Parties like this swelled to orgies throughout Hong Kong. It seemed as though the soldiers had been specifically given licence to commit any act they wished. Their first thought was to put wine in their bellies, then they set out for excitement and mischief under the pretext of searching for arms or suspects. They broke into house after house at the point of a gun. Once in, they slapped, kicked, murdered, stole and raped. Throughout the night we heard people wailing and crying in the distance, “Save life, save life”, and the desperate beating of hundreds of gongs, tins and cans. The whole of Happy Valley rang from end to end with these pleas for help.254 As the “holiday” drew to a close on New Year’s Eve, the Twenty-Third Army Chiefs finally set about implementing the guidelines that had been issued by General Staff 253 254 Wright-Nooth, Prisoner of the Turnip-Heads, 64. Birch and Cole, The Captive Years, chapter 2. 107 Headquarters in Tokyo three weeks earlier. The guidelines advised that their first task was “the restoration of order”, following by the imposition of a “strong military rule” in the newly occupied colony until the authorities in Tokyo had decided upon a more permanent form of administration. 255 On 29 December, Lieutenant-General Sakai closed down his combat headquarters in the Peninsula Hotel and replaced it with a military government office—the Gunseicho—organized into five departments for general, civil, economic, judicial, and maritime affairs. These departments were mostly placed under the care of the appropriate member of the Twenty-Third Army bureaucracy; thus, the Economics Department was headed by the Army's Chief Accountant and the Judicial Department was assigned to the officer in charge of the Army's legal section. By 10 January 1942, Sakai and his staff could contentedly report to their colleagues in the China Expeditionary Force that they were “in the process of carrying forward all preparations relating to the introduction of military rule”.256 A notice issued on the day of the Guseicho’s establishment declared: The Japanese Army seized Hong Kong with the object of sweeping out British and American influence from the Far East and establishing a New Order in East Asia, freeing the races of East Asia. The Japanese Army assumes responsibility for the protection of the lives and property of the Chinese people and they must resume their businesses, fearlessly placing their confidence in the Japanese Army.257 255 Boeicho, Honkon-Chosha Sakusen, 327. Ibid., 328. 257 A second notice issued at the same time stated that the Hong Kong Government was now under the protection of the Japanese Army and that, with the exception of British officials, all those formerly serving in the government ought to resume their functions as soon as possible. They should not transgress the law nor act in a disorderly manner and, if caught doing so, would be shown no leniency. All labour and shops were instructed to resume business as soon as possible and not to “act contrary to law” or “else they will be dealt with”. A third notice informed the people of Hong Kong that with a view to restoring conditions in the colony, the Japanese Army was doing its utmost to repair the water, electrical, and gas systems, but warned that “any persons found wasting water will be dealt with according to Japanese Army law without any leniency”. Hong Kong News, January 11, 1942. 256 108 Once again, however, a gulf became apparent between the proclaimed Army policy and the reality on the streets of Hong Kong. On 21 January, Sa Kongliao, a mainland Chinese journalist who had been stranded in the colony by the invasion, remarked in his diary that in spite of the imposition of military rule, “the disorder in the society had not only not been alleviated but was evidently growing still more profound”.258 Chaos would continue to rage unabated throughout the eight weeks in which the Gunseicho remained in charge. This dissertation argues that the Twenty-Third Army Chiefs operating the Gunseicho deliberately abetted this chaos due to their belief that several weeks of turmoil would persuade the bulk of the colony’s local elites and masses to not only submit to the Japanese but also collaborate with them. 259 Three events supports this argument. First, significant collaboration occurred between the triads and the Japanese. Principal violators of order, the triads were also, paradoxically, the great last-ditch source of order at this time of universal confusion when all other structures had broken down. In exchange for protection money paid by local householders, the triads organized a network of vigilante groups that, going by the name of the Street Guards, were the sole perceptible force that appeared to control petty crime in urban neighbourhoods. They erected bamboo barricades at the ends of the sidestreets that could be closed at night to fend off would-be burglars; they captured small-time looters and pickpockets, hung placards round their necks, and tied them to posts for the edification of passersby.260 The Gunseicho had little choice, for the moment, but to accept and encourage these poachers turned gamekeepers. 258 Sa, Xianggang Lunxian Riji, 190. See Ward, Asia for the Asiatics?, 6, 43. 260 Self-defence bodies composed of triad vigilantes were being set up by local householders in many parts of Kowloon and Victoria while the invasion was still in progress. See Tang Hai, Xianggang Lunxian Ji, 206; Cheng Jitang, “Xianggang Tuoxian Ji” in Yip Tak-wei, Xianggang lunxian shi , 306; Di Chen, Huiyizhong De Yi Nian, 74. For the prominence of the Street Guards in the early weeks of the Japanese takeover, see Hong Kong News, January 6, 9, and 15 and February 20, 1942; report by Mavis Ming, an Australian Chinese woman who left Hong Kong on March 4, 1942 forwarded by Seymour to Eden, May 7, 1942, CO 129 590/23, 222; Wong Lin, Xin Xianggang De Toushi, 67; Sa, Xianggang Lunxian Riji, 139-40, 153-4; testimony of Captain Ushiyama Yukio, Shoji trial, WO 235/1015; Ward, Asia for the Asiatics?, 71, 74. For specific Street Guard activities, see Hong 259 109 To keep peace in the neighbourhoods, the Japanese sought the help of a number of triad leaders as well as that of Zhang Zilian, the Shanghai triad boss who had rescued the British the previous month. 261 They arranged for the Street Guards to be registered; dispatched a senior officer to inspect one of their headquarters in the Wanchai district; and established a permanent link with the triads in the form of a lieutenant by the name of Miyahisa Denichin, who had grown up in Taiwan, spoke two Chinese dialects, and went by the Chinese alias Li Zhiting. In return for their services the triads naturally exacted a price. At some point in the early days of the takeover, Miyahisa was approached by a certain Lam Moon, a Red Pole or high-ranking officer of the Fook Yee Hing Triad, who was eager to win permission for his organization to operate a chain of gambling dens. After Miyahisa gave his quiet consent, about ten establishments were duly set up in Sheung Wan towards the western end of Hong Kong Island. Similar approaches were then made to Miyahisa by the bosses of a series of envious rival gangs, and once again consent was forthcoming.262 The result, for a time, was to turn much of urban Hong Kong into a massive casino. In every convenient spot, from Queen's Road to the dingiest side-streets, the triad chieftains set up gambling joints. At the gambling tables that blocked the path of the traffic, the triad bosses displayed the names of their long-banned outfits and hoisted the Rising Sun flag as proof of the Gunseicho's blessing for their actions.263 Second, in the countryside, the Gunseicho were also obliged to entrust much of the policing to the Chinese partisans of the puppet Wang Jingwei regime. Groups of these Kong News, January 15, 1942; Sa, Xianggang Lunxian Riji, 153-4. 261 Yun, Zhongyi Cishanhui, 51. Zhang is said to have pleaded illness and delegated the task to a younger brother. 262 Zhang Sheng, Xianggang Hei Shehui huodong zhen xiang, (Hong Kong: Cosmos Books, 1979) 58-9. 263 Accounts of the great epidemic of gambling are given in Tang Hai, Xianggang Lunxian Ji, 249; Sa, Xianggang Lunxian Riji, 105-6; memoir of Tamai Masao, Honkon Koryaku Ki quoted in Kobayashi, Hideo,“Taiheiyo Sensoka No Honkon: Honkon gunsei no tenkai”in Keizaigaku Ronshu, vol.26, no.3, December 1994, (Tokyo: Economic Association, Komazawa University), 212; reports of Ms. Thom and of B. G. Milenko CO 129 590/23, 52, 90; Harrop, Hong Kong Incident, 93-4, 96; Ward, Asia for the Asiatics?, 75-6. 110 partisans had been left behind to take charge when the Twenty-Third Army had moved into Kowloon one month earlier. Several accounts from the early weeks of 1942 testify to the presence of Wang Jingwei policemen equipped with white armbands and sticks and to the clashes that broke out in the Saikung District between the Wang Jingwei units and the rural brigands.264 One Parsee merchant who left Hong Kong at the end of January stated flatly that the New Territories were being controlled by “Wang Jingwei henchmen”.265 Third, the Gunseicho supplemented the efforts of these auxiliaries with their own more drastic crime-busting techniques. One Chinese source remarked how in order to put a stop to the crime wave, the Twenty-Third Army “chopped off a few hundred heads a day for some time after their entry”, 266 and a similar picture was given by a number of British eyewitnesses. On New Year's Day 1942, Phyllis Harrop walked past a former playing field piled high with the corpses of Chinese who had been bayoneted or shot by “supposed looters, we were told”.267 Gordon King, Dean of the Faculty of Medicine at Hong Kong University, reported seeing six Chinese looters being lined up against the wall on Ice House Street and “beaten to death one after the other by Japanese soldiers with heavy bamboo poles”. 268 Thanks to such measures, the Gunseicho slowly began to get the upper hand in the battle against local lawlessness. However, the remedy soon proved worse than the disease. 3.22 Response of the Hong Kong Elites to the Japanese Military Administration Widespread feelings of betrayal and disgust regarding the looting were very cleverly exploited by the Japanese in their efforts to enlist Chinese cooperation in the control of Hong 264 See Edwin Ride, British Army Aid Group (BAAG): Hong Kong resistance, 1942-1945, (Hong Kong: Oxford University Press, 1981), 18-20, 38-41; Huang Hsing Tsung, “Pursuing Science in Hong Kong, China and the West,” in Clifford Matthews and Oswald Cheung (ed.), Dispersal and Renewal : Hong Kong University during the war years, (Hong Kong: Hong Kong University Press, 1998), 133. 265 Letter from K. E. Mogra in Lanzhou, February 12, 1942, HS 1/349, 1. Mogra (also referred to in some sources as K. S. Nogra) was a British subject who had lived and traded for many years in Guilin and Canton. One informant describes him as being of “mixed race”. He appears to have operated as an agent of the British Special Operations Executive (SOE). 266 Report of William Poy, CO 129 590/25, 80. 267 Harrop, Hong Kong Incident, 98. 268 Report of Professor Gordon King, March 18, 1942, CO 129 590/23, 135. 111 Kong. Perhaps the best expression of the feelings of the Hong Kong elites appeared in a very bitter editorial published in the Japanese-controlled Hong Kong News of 14 January 1942: Today the British and Americans have a much greater respect for the Oriental soldier, for in Hong Kong, Malaya, and the Philippines the outcome has been the same: the vaunted supermen of the white race have melted like butter… . In eighteen days of conflict it was all over—a horrible muddle of inefficiency and helplessness which has bequeathed a miserable aftermath.269 It now appears obvious that Hong Kong was subjected to this unnecessarily prolonged period of anarchy as a “technique of control” to force the Chinese population to a realization of their position and that they would have to accept Japanese domination, as well as that their leaders would have to cooperate with the Japanese to obtain even the most basic essentials. The looting and rape had been exacerbated by the flight of many wealthy Chinese , which had left the community without shops or commercial services, and even those who remained could do no business because their stores had been sealed and their stocks confiscated. Professional men and leaders of integrity faded into the masses or slipped away. Food was very difficult to procure, and the small denominations of Hong Kong notes known to be of any value had largely vanished as the result of hoarding. Meanwhile, the special treatment accorded certain Hong Kong citizens and elites had begun having the intended effects. The first concrete evidence that the Chinese community had had enough of anarchy was a long petition drawn up by the Executive Committee of the Chinese General Chamber of Commerce, comprised of nineteen members under the chairmanship of Tung Chungwei. Under British rule, the Chamber had represented the wealthiest and most influential of the Chinese traders in the colony, and Tung, a typical traditional businessman, was its treasurer and a member of its executive committee. Perhaps 269 Hong Kong News, January 14, 1942. 112 because of a latent hostility to foreigners or as a result of some earlier connection with the Japanese, Tung was one of the first, if not the most important, of the Hong Kong Chinese who, having grown fat on British favour, turned with unction to the Japanese. However, it must not be forgotten that the situation deliberately created by the Japanese was so intolerable and that if Tung had not come forward, someone else would have had to. The petition, formally presented to the Japanese military on 10 January after fifteen days of lawlessness, covered nine essential services in which the disruption of supplies gravely endangered the community: food, fuel, water, electricity, telephones, public safety, currency, communications, and prostitution. The last of these was regarded by the city fathers as one of the most important, as they calculated that as long as the brothels remained closed, the Japanese soldiery would demand the services of family women as their “flower girls”.270 270 On the night of the assault on the Island, when the official assurances of the British Colonial Government had left the entire residential area in western Wanchai unaware of the looming danger, home after home was surprised by squads of Japanese soldiers in the first wave of the landing party, who made no ceremony of shooting the men and raping the women. In one well-authenticated case, a European and his daughters were at dinner together with no intimation that anything was amiss, when suddenly a squad of Japanese burst into the room, ordering the father out onto the lawn, where they bound him and left him to listen to his daughters’ screams as each man of the squad raped each of them. In the days and weeks that followed, many other white women were brutally raped.Officers had evidently cautioned the Japanese soldiery against the bad effects of the wholesale raping of Chinese women, as they had all learned about the Cantonese fa ku niang (“flower girls”), a euphemism for prostitutes. Breaking into Chinese homes in the middle of the night and yelling their savage orders in Japanese, that single expression was usually the only one that was intelligible to the frightened householders. The soldiers themselves quickly reduced its use to a mere formality, on the assumption that every woman they saw and wanted was a “flower girl” anyway. Women so used had no agency to report the fact, and usually did their best to hide it. In one instance that was reported to the writer on good authority and taken as typical, a Chinese woman of good family was raped three times in one night, her last attacker leaving a ¥10 note in her hand. In another, a large number of women were herded in a room where squads of Japanese soldiers “worked over” them. Later, as evidenced by a penalty of three-months imprisonment under military law for soldiers against whom charges of rape could be proved to the satisfaction of their superiors, there seems to have been some desire on the part of the authorities to lessen the evil, if not to eliminate it. There are, however, fairly well-authenticated cases as late as the latter part of August 1942. A Chinese man who left Hong Kong in the fall of 1942 reports that at that time the once-dreaded appellation “flower girl” had come to be more commonly used by the Japanese soldiers as a somewhat sheepish form of approach to Chinese girls rather than as a signal that they were about to rape them. It is believed that by that time some of the more attractive of the younger Chinese women had “accepted” the “protection” of particular Japanese men, preferring that form of servitude to the continual risk of rape and consequent disease.The Japanese seemed unable, in the eyes of Chinese, to distinguish between “good” girls (family girls) and prostitutes. One of the first statements issued by the Executive Committee of the Chinese Chamber of Commerce on 13 January 1942 demanded “protection for family women through the re-opening of brothels”. The Japanese complied by establishing special red-light districts, one in West Point for the Chinese and another in Wanchai for the Japanese. Segregated areas, euphemistically named “pleasure resorts”, were also established in Kowloon to which the same apartheid principles applied. On 16 November 1942, Chan Lim-pak of the Chinese Representative Council announced that the Japanese were considering allowing a business syndicate to run such a centre in Shamshuipo (Kowloon). There was of course 113 3.23 Initial Dynamics between the Japanese and Hong Kong Elites After the Japanese had allowed the chaos to continue for a period sufficient to ensure at least a minimum of Chinese cooperation, they began the restoration of order by pursuing the revival of selected aspects of the community while imposing upon each the forms of control most likely to bind it to their purposes. One of their first steps after their entry into the colony was to corral all Chinese leaders of the Hong Kong community who could be found, together with any Chinese of national importance, as quickly as possible. These men were usually taken to one or another of the large hotels, although some kept incommunicado in their own homes, and subjected to every sort of pressure and every kind of appeal to enlist their “voluntary” support for the objectives of Japan in Asia. The Japanese were more successful with Hong Kong residents of lesser stature. On 10 January 1942, 133 Chinese described in the Japanese-controlled press as “former Chinese Justices of the Peace and other distinguished leaders representing all sections of Chinese society”, were brought together at a luncheon in the Peninsula Hotel hosted by Lieutenant General Takashi Sakai, Commander-in-Chief of the Japanese forces in South China and Commander of the army that had taken Hong Kong. In his speech to the assembled Chinese, General Sakai stated that the brave troops that he led had driven out “the evil forces of the British”. They had not been fighting the Chinese of Hong Kong, for whom he had the deepest sympathy and whom he hoped would understand the object of co-prosperity for all the races of Great East Asia. He described the British Colonial Administration as concerned with only its own profit, not caring about the life or death of the Chinese people, using “Chinese Volunteers, Canadians and Indians in the front line” while English soldiers “were hiding in the hills”; indeed, investigation of the casualty lists “showed mostly colored troops with very few Englishmen among them”. Describing the Japanese and the Chinese, including the many money in vice, and the motives of some members of the two Chinese councils in agitating for the re-opening of the brothels were not entirely moralistic. 114 Chinese “in all the islands of South East Asia”, as belonging to the same Great East Asian race, he expressed his hope that all would “‘join in the establishment of a Greater East Asia”. Finally, he stressed that he would spare no effort to make Hong Kong and Kowloon a place “where people may reside in peace”, and asked his guests to form a local assistance committee in which to exert all their strength to help him. Replying on the behalf of the Chinese community in Hong Kong and as spokesman of those Chinese present, Sir Robert Kotewall stated that they had all been very pleased to receive the invitation of the supreme commander of the Imperial Japanese Forces in South China and strongly agreed with all that he had stated: The object of Imperial Japan is to release the races of East Asia. We know that the Japanese Army has avoided harming the people of Hong Kong or destroying the city. We are very grateful to you for this. . . . Japan and China have the same literature and are of the same people. As regards the maintenance of order and reconstruction, we will put out all our strength in Hong Kong to co-operate with the Japanese Army authorities, and we will ask all the Chinese people to arise and unite that strength, so that they may achieve your objectives of permitting people to dwell in peace and carry on their business so that all may recover prosperity. . . . We thank the Emperor of Japan and may he live forever.271 Speaking after Kotewall, Sir Shouson Chow stated that he agreed “heartily” with all “Mr. Law Kuk-wo” had said.272 271 Hong Kong News, January 11, 1942. Ibid. In December 1941, Sir Robert Ho Tung celebrated his sixtieth (“diamond”) wedding anniversary. It was the largest private function ever held in the celebrated restaurant of the Hong Kong Hotel, which was known to expatriates by the mysterious sobriquet “The Gripps”. British Governor Young attended, as did General Maltby. When Ho Tung left for Macao two days later, it was variously explained that he was convalescing after the party; that he was returning the courtesy of the Portuguese governor, who had also been present; or that he was settling some philanthropic matters. The truth was that he had received a friendly tip-off from the Japanese consul, Kimura Shiroshichi. 272 115 Sakai then proceeded to provide a rough outline of his program for the reconstruction of Hong Kong. His first priority was the restoration of order, which he would provide via employment of the military authorities as well as reemployment of the Chinese police in order to “avoid inconvenience”, and suggested that his guests organize their own self-protection guards under the direction of these officials. His second priority was stabilizing the currency, describing it as the “blood of business” and stating that he had appointed people to address the matter. Regarding his third priority, the relief of business, he expressed the hope that his guests would “get together and help in settling the fuel and rice problems” and “devise methods for this, and apply to the Administration for permission to carry them out”. Regarding his fourth priority, a return to employment, he advised, “You should help in advising all classes of people to return to their employment at an early date”, and regarding the cleanup of the city, his last priority, he requested that they advise community leaders to start establishing order in their neighbourhoods to help the authorities restore sanitary measures.273 273 Hong Kong News, January 11, 1942. 116 Chapter 4 Dynamics between the Japanese and Elites in Singapore and Hong Kong 4.1 The Overseas Chinese Association in Singapore The local elites of the prewar Chinese communities in Malaya and Singapore consisted of the main officials of associations representing merchants, petty traders, or artisans; English-educated professionals who served in the State Legislative Councils; and the leaders of various voluntary organizations. These individuals could be further divided into China-born and Chinese-educated leaders and Straits-born and English-educated leaders. The businessmen or towkay held high social status and influence within the Chinese communities as men of wealth, while English-educated professionals were politically influential in Chinese mediations with the British administration. Both groups of Chinese leaders were involved in the anti-Japanese movement that developed after the Japanese Army invaded northern China in 1937. When the Japanese attack on Malaya began, these groups threw their weight behind the British war effort and mobilized the Chinese community to fight the common enemy of the fatherland. When the fall of Singapore was imminent, several Chinese leaders sought refuge in India, Thailand, or Indonesia because their anti-Japanese record made them fear for their lives. While most who remained behind in Malaya were arrested and tortured, most escaped the massacre of Chinese after the fall of Singapore, assisted by the fact that the Japanese extended pardon to several leaders as a carefully considered tactic that became evident when all surviving Chinese leaders later emerged as heads of Japanese-sponsored organizations in Singapore. While the Kempeitai was mopping up and ferreting out undesirable Chinese, Watanabe and his Gunsei staff moved to downtown Syonan and set up Fullerton Building as Gunseibu headquarters. Until the Gunseibu could assume overall command, the Kempeitai 117 remained in command of the city's security and the restoration of order. The city had not yet recovered from the shock of the defeat, and remained in a chaotic state that did not permit the resumption of business operations. Because the city's economic life largely depended upon the Chinese community, obtaining the cooperation of Chinese was vital to restoring the economy. However, the Japanese could not initially locate any Chinese leaders who could help restore the paralyzed economy, as most were in hiding or detained by the Kempeitai, and no Chinese yet dared to be spokesman for his community. Finally, the Kempeitai identified Dr. Lim Boon Keng,274 a prominent retired medical doctor and academic whom the Japanese had rescued from a firing squad,275 as a potential leader of the Chinese community. With threats and coaxing, the Kempeitai induced Dr. Lim to assume leadership of Chinese community and to organize a new Chinese association embracing all dialect groups for the reconstruction of Syonan.276 4.11 Formation of the Overseas Chinese Association The Chinese community was able to achieve its first priority, the appeasement of its conquerors, primarily through the establishment of the Overseas Chinese Association (OCA)277 in early March 1942. According to the account of Mamoru Shinozaki,278 after Dr. 274 Born in 1869, Lim Boon Keng was an extremely influential figure in the Straits Chinese community. After earning his medical degree at Edinburgh University, he became an active in business and politics, and was a founding member of the Straits Chinese Chamber of Commerce in 1906, a leader of the KMT in Malaya, a key figure in the Straits Chinese British Association, and a member of the Straits Settlements Legislative Council. Between 1921 and 1937, he served as Vice-Chancellor, the substantive head, of Amoy University. One account says that the Japanese spotted him at a concentration centre, and that he only agreed to cooperate after they threatened to harm his wife. Shinozaki claims to have sought out Dr. Lim and to have secured his cooperation in creating the OCA as a way of saving Chinese lives. He says nothing about Dr. Lim’s wife, but mentions that his son was being held in a screening centre, and that Shinozaki promised to send the young man home. According to Yap Pheng Geck, Lim Boon Keng “was drunk most of the time during the occupation”. 275 Watanabe Nikki, February 19, 1942. From Akashi, “Japanese policy towards the Malayan Chinese”, 69. 276 N.I. Low and H.M. Cheng, This Singapore: our city of dreadful night, (Singapore: City Book Store, 1947), 33-34; Y. S. Tan, “History of the Formation of the Overseas Chinese Association and the Extortion by J.M.A. of $50,000,000 Military Contribution from the Chinese in Malaya,” Journal of the South Seas Society 3, no. 1 (September 1946), 1; Osaka Mainichi, February 28, 1942. Shinozaki Mamoru, who was to become Section Chief of Syonan City’s Welfare Department, persuaded Dr. Lim to accept the post, and then took him under his wings. With the outbreak of the war, the British police arrested him as a spy but then left him alone in Changi Gaol, while shipping all other Japanese to Australia. 277 Who are the “overseas Chinese”? Tsuji explained that “six hundred and fifty years ago the Mongol Emperor Kublai Khan, and his invading army suffered almost complete annihilation when smitten by a divine storm 118 Lim, who was about seventy years old at that time, was brought to Shinozaki after his arrest by the Kempeitai in late February 1942, he decided to establish an organization that came to be known as the OCA with Lim as its president. While Lim chose the name of the organization, the organization itself was the brain-child of Shinozaki and was based on his goal, so he claimed, of freeing Chinese leaders who had been arrested. As Shinozaki later recalled, Lim did not accept the proposal readily, only deciding to do so only after he learned that the Chinese would be in great danger should he refuse: At first he [Dr. Lim] kept saying he could not do it. But later he asked what the Japanese would do to these people detained by the Kempeitai. I said Japanese Army Headquarters were very, very angry that after the Japanese had landed in Singapore, at the last moment, the Chinese volunteers fought against them. That was why the Japanese staff officers wanted to kill all Chinese people, especially those who had donated to Chungking and those who had been members of the Chinese volunteers. (kamikaze) in Hakata Bay. Soon after this Kublai Khan sent an expeditionary force against what is now known as Java. Three hundred thousand troops, borne in a fleet of a thousand ships, landed on the north-east coast of Java with the object of seizing the rare treasures of South Asia, but withdrew again—thanks to the cunning of their enemies—with little or no booty. From about that time the Chinese began to emigrate in large numbers to South Asia, and gradually, rising from humble positions as clerks, errand boys or coolies, they became men of wealth, and by deceiving the naturally lazy natives and colluding with the British, Americans, French and Dutch, they increased their economic power, and today there are in this whole area some five million Chinese colonialists. They contribute military funds to Chungking, but most of them are either led astray by Chungking propaganda or are forced by terrorists, whether they wish it or not, to make those contributions. We must offer to these people an opportunity for self-examination and guide them over to our own side. Two points, however, should be noted; first, that these people, by a variety of clever schemes concerted with the European administrators, are steadily extorting money from the native population, and that the greater part of the natives’ resentment is directed against them rather than against the Europeans; and, secondly, that for the most part they have no racial or national consciousness, and no enthusiasms outside the making of money. Consequently you must realize in advance that it will be difficult, by merely urging them to an intellectual awareness of themselves as members of an Asian brotherhood, to enlist their cooperation in any scheme which does not promise personal profit. See Tsuji, Masanobu, Singapore 1941-1942: the Japanese version of the Malayan Campaign of World War II, (Singapore: Oxford University Press, 1988), 308-309. 278 Shinozaki came to Singapore before the war as the press attaché to Japan’s consul-general. In 1940, he was imprisoned by the British for spying for Japan. In 1942, when the Japanese Army occupied Singapore, he was freed and appointed a senior official in the Defence Headquarters. Unfortunately, some anti-Chinese members of the Japanese military authorities criticised Shinozaki as being pro-Chinese. When Colonel Watanabe took over as the Chief Military Administrator, Shinozaki was removed from his post as adviser to the OCA. He was replaced by Takase, who used the OCA to exploit the Chinese community. He was later credited as the “Japanese Schindler” for saving thousands of Chinese and Eurasians by his liberal issue of personal safety passes and the creation of safe havens during the Japanese occupation of Singapore. He was also instrumental as the key prosecution witness during the Singapore War Crimes Trial between 1946 and 1948. A book he wrote after the war, Syonan—My Story, continues to give invaluable insight into the Japanese occupation of Singapore. 119 They must be severely punished.279 “Aye, that means that all of us will be killed”, he sighed. It was then that he decided he would organize this organization. Obviously, Shinozaki’s words had exerted great psychological pressure on Lim, to whom the threat “to kill all Chinese people here” was only too real in view of the on-going sook ching. Having obtained Lim’s consent to head the OCA, Shinosaki drew up the rules and purpose of the association. When asked why Lim, who had been found to have a photograph of a Chungking military mission and a certificate of thanks from Chiang Kai-shek at the time of his arrest and was undoubtedly pro-Chungking, was singled out to lead a Japanese-sponsored association, Shinozaki replied that the Japanese military administration respected him “not so much as a political leader with great controlling influence” as for his being “a man of high moral character and education”. A more important reason was that as a leader of the Straits-born Chinese and former President of Amoy University, Lim was held in high esteem by both the Straits-born and the “alien” Chinese. Apparently, the Japanese hoped that Lim’s unique background would render the OCA more acceptable to both aspects of the Chinese community. Initially, the OCA was composed of two hundred to three hundred influential Chinese leaders, including Lim as President, S.Q. Wong as Vice-President, Dr. Hu Tsai Kuen and Robert Tan Hoon Shiang as committee members, and Chan Kok Tong and Tan Yeok Seong (both graduates of Amoy University) as secretaries. Many had joined the OCA when released from detention, conceivably for reasons of security and through forms of subtle coercion. Although the Japanese military administration distrusted the China-born or “alien” Chinese for their prewar anti-Japanese activities, and despised the Straits-born for being “deSinicized”, their distrust and contempt were not expressed in discrimination against either 279 Ibid. chapter 4. 120 group, manifested in its equal treatment of all Chinese and representation of all dialect groups on the OCA Council, as shown in Table 4.1. Table 4.1: Members of the OCA Council280 Chinese Group Councillors Straits-born Lim Boon Keng, Robert Tan Hoon Siang, Lim Kian Beng Hokkien Lu Tien Poh, Tan Eng Khiam, Lee Choon Seng, Ng Kian Teck, Chua Swee Oh, Li Qinglong Cantonese S.Q.Wong, Ching Kee Sun, Lo Seng Tuek Teochew Lee Wee Nam, Yeo Chan Boon, Tan Seik Kew Hakka Lin Xi Ban, Hu Tsai Kuen Hainanese Guo Xin, Lim Siow Chong Contrary to their declared intention to weed out all Chinese who had been active in prewar anti-Japanese activities, the Japanese military administration tolerated many who were OCA members, such as Councillors Ching Kee Sun, Lee Choon Seng, and Tan Eng Khiam, all of whom had held official posts in various China relief organizations. The Japanese apparently chose to spare their lives for utilitarian reasons, as these Chinese leaders, many wealthy and influential merchants, could be used to mobilize Chinese resources and keep Chinese activities under supervision. There is little doubt that the OCA was a carefully considered tactic of the Japanese military administration. 280 Chan Pek Kwan (Ch’en Pi jun), a younger sister of K.C. Chan (Ch’en Chi-tsu), was married to Wang Ching wei, President of the pro-Japanese Nanjing Government in China. One of his brothers, Ch’en Yaotsu, was Governor of Kwangtung Province until his assassination in April 1944, and another brother, Ch’en Ch’ang-tsu, was Chief Director of the Nanjing Government’s Aviation Department, while a nephew, Chan Kwok Kheong (Ch’en Kuo-ch’iang), held a senior position in Kwangtung Province. See the Penang Shimbun, December 29, 1942 and April 20, 1944. See Hara, Fujio, “The Japanese Occupation of Malaya and the Chinese Community”, in Paul H. Kratoska (ed), Malaya and Singapore during the Japanese occupation, (Singapore: Dept. of History, National University of Singapore, 1995), 68-74. 121 4.12 Characteristics of the Overseas Chinese Association The OCA had several notable characteristics. First, the size of each dialect group in the OCA was proportionate to that of its size in the Chinese community. Second, most of the members were businessmen, which was not only reflective of the domination of merchants in Chinese society in Singapore but also their motives for joining the association. The fact that many Chinese businessmen established friendly relations with the Japanese military administration in order to obtain business permits or “good citizen passes” that would save them from harassment lends credence to this supposition. Another feature of the OCA membership was that most members were mostly middleaged or older; indeed, those under thirty and those holding “working-class” positions (e.g., clerks or shop-assistants) constituted only 11% and 4% of the membership, respectively. The low proportion of these two groups could be explained by two factors: the lack of interest on the part of the Japanese military administration in recruiting people of little influence and the unpopularity of the OCA among the Chinese community at large, which was inclined to condemn active leaders of the OCA, rightly or wrongly, as “collaborators”. The unpopularity of the OCA and its leaders was to have a long-term impact on postwar Chinese political leadership. As previously discussed, the most prominent feeling of the Chinese regarding the Japanese military administration was initially fear. To appease the Japanese as well as their fear of them, the OCA organized a wide range of activities, including the following: 1. 2. 3. 4. 5. 6. Celebrating the birthdays of the Japanese Emperor and Empress, for which even Chinese women were mobilized; Entertaining newly arrived employees of the Japanese military administration; Sending donations collected from the different dialect sections of the Chinese community to wounded Japanese soldiers; Holding Japanese language classes; Declaring support for all Japanese policies; Making pledges of political loyalty to the Japanese military administration; 122 7. 8. Organizing processions, mobilizing large numbers of Chinese, and building triumphal arches in the city to commemorate the fall of Singapore. In 1943, 1,000 Chinese representing all sections of the community participated in the celebration, while 25,000 people representing all ethnic groups participated in such processions in 1944; and Entertaining injured Japanese soldiers in military and naval hospitals with songs and dances by the women’s section of the OCA. 4.13 Perspectives of the Japanese towards the Overseas Chinese Association Regarding how the Japanese military viewed the activities of the OCA, Shinozaki commented, “On the surface, the simple soldiers thought the Chinese people were now cooperating with the Japanese. That was the general feeling”. However, such a comment is too simplistic to be convincing. The Japanese military administration was certainly not the naïve and complacent on-lookers of OCA activities that Shinozaki seemed to imply they had been. It is hardly conceivable that an administration shrewd enough to question the sincerity of the Chinese in making a $50 million “gift” could have been easily taken in by such manifestations of loyalty. Even if the “simple soldiers” were indeed generally credulous of Chinese loyalty, such a feeling did not prevent them from treating the Chinese less harshly. There was no indication of mitigated Kempeitai terror or other signs of reduced military administration harshness towards the Chinese after the OCA was formed and became active. Far from viewing the OCA with complacency, the Japanese military administration actively utilized it as an instrument for the exploitation of local manpower and material resources. When the Japanese were in need of local labour, the OCA promptly responded, no doubt on Japanese instructions, by organizing a Labour Service Corps comprised of Chinese engaged in “non-essential” commercial services (e.g., waiters, salesmen, telephone and elevator operators, park and theatre employees, cooks, tailors, and hawkers). By August 1944, the OCA had mobilized 15,000 Chinese from among 20,000 local recruits for the Corps. In November, the OCA was ordered to launch an campaign recruit Chinese into the police force. By the end of the occupation, the Chinese had entered into police service, partly as a result of 123 this OCA effort, although how many were mobilized by the OCA is not known. Apart from collecting S$1 million for the Japanese military administration in 1942, the OCA was ordered to make a S$100,000 contribution for the purchase of a fighter plane to “atone” for their past “sin” of making similar contributions to Chungking. The burden of its cost, like that of all material and monetary contributions, was borne by the Chinese in the OCA in accordance to their financial strength, often with the Hokkiens bearing the heaviest load. So heavily reliant was the Japanese military administration on the knowledge, expertise, and efficiency of the OCA, as the OCA conducted such activities as researching the local economic situation and collecting scrap metal for the Japanese war industry, that in 1945 Shinozaki recommended it be made responsible for mobilizing local people for the defence of Singapore, while the Japanese military administration would provide the financial assistance. However, this recommendation was ultimately never realized. Shinozaki ignored this interdependency between the OCA and the Japanese military administration when he later described the OCA as “a protecting body for the Chinese population” during the occupation.281 Indeed, the Japanese military administration depended as much on the OCA as the latter depended on the former. By serving as a form of “proof” of Chinese loyalty, the very existence of the OCA served the Japanese military administration as a form of propaganda and second, while utilization of its members’ talents allowed for the exploitation of local material and manpower resources. Shinozaki reflected the situation more truthfully when he added, “The military know that if they want anything they could go straight to certain Chinese leaders”.282 4.14 Perspectives of the Chinese Community towards the Overseas Chinese Association Although advocating the unity of all Chinese against the Japanese, the Chinese involved in the resistance movement, the MPAJA, tended to regard the OCA members as 281 282 Shinozaki, Syonan—My Story, 68-80. Ibid., 83-4. 124 collaborators and, thus, enemies. A large number of young Chinese who refused to cooperate with the Japanese joined the MPAJA, in which they learned to regard the older leaders in the OCA as “traitors” and “collaborators”. Although they joined at an average age of nineteen, these young Chinese rapidly matured politically. As the resistance movement gradually gained strength within the Chinese community, local leaders who had become identified as spokesmen and apologists of the Japanese administration lost the prestige that they had enjoyed before the war. While it was known that many OCA leaders had initially been coerced into joining the association, their continued cooperation with the Japanese eventually cost them their credibility, and, as they became more closely identified with Japanese repressive measures, their lives.283 In only a few exceptional cases was there any cooperation between the MPAJA and the OCA at the local level. The MPAJA rationale for later killing OCA officials cannot readily be traced to their prewar political affiliation with the KMT or their status as “capitalists” but rather their role as “collaborators”.284 However, this dissertation argues that although the aim of the OCA was clearly to marshal Chinese support for and cooperation with the Japanese regime, the OCA also acted as a shield for the protection of prewar Chinese leaders and their supporters. The OCA never became a political organization, as did the India Independence League, nor did the Japanese military administration make any attempt to link the OCA with the pro-Japanese government of Wang Ching-wei in Nanking. Therefore, although it is important not to overlook the collaboration of the OCA with the Japanese military administration, it is equally unfair to condemn the OCA as nothing more than a collaborationist organization. Indeed, by acting as 283 In Syonan—My Story, Shinozaki cites two instances of the MPAJA assassination of OCA officials at the Japanese-sponsored settlement at Endau (Johor). In Malaya Upside Down (106-7), Chin reveals how some local OCA officials were caught in a conflict of loyalties between the MPAJA and the Japanese authorities. 284 With the exception of the KMT guerrillas along the Thai-Malay border, whom they regarded as bandits, the MCP and MPAJA tended to avoid political rivalry and the pursuit of class struggle among the Chinese, preferring instead to encourage Chinese of all classes to unify in the face of a common Japanese oppression. See Cheah Boon Kheng, “The Social Impact of the Japanese Occupation of Malaya (1942-1945)” in Southeast Asia under Japanese Occupation. 125 the primary intermediary between the Japanese and the Chinese, the OCA benefited the Chinese community by reducing direct Japanese interference in its daily life. Because the OCA was responsible for carrying out the orders of the Japanese military administration, it could somewhat cushion the harshness of the administration, which also benefitted the Japanese military administration from an administrative point of view. Moreover, the OCA played a significant role in helping to alleviate the economic hardship of the Chinese and sometimes that of the other communities, as is discussed in the following chapter. In the final analysis, while it was undeniably controlled and directed by the Japanese military administration, the OCA assumed the role of not only meeting the military needs of the Japanese but also assisting the Chinese community in Singapore. 4.2 The 50 Million Dollar “Gift” On February 27, Dr. Lim was asked to go to Goh Loo Club, a meeting place for members of the Chinese Chamber of Commerce and the China Relief Fund. There he met several wealthy Chinese who had also been released from detention, including Wee Twee Kim, a Gunseibu interpreter and liaison between the military authorities and the Chinese community. After conveying a threatening message from the military authorities to the assembled Chinese leaders, Wee Twee Kim coaxed his frightened audience into framing proposals for cooperation to be presented to Colonel Oishi.285 Meanwhile, the Gunseibu had begun to assume administrative control of Syonan and Malaya. Having prepared a study on the Nanyang Chinese for the Army General Staff before the war,286 Takase, the official in charge of Chinese affairs, spelled out his plans regarding the 285 Low and Cheng, This Singapore, 35; Tan, “History of the Formation of the Overseas Chinese Association and the Extortion by J.M.A. of $50,000,000 Military Contribution from the Chinese in Malaya,” 2. Wee Twee Kim posed as a friend and protector of the China-born Chinese. 286 Interview with Takase, August 30, 1966. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 69. 126 Malayan Chinese in the “Principles and Policies Governing Towards the Chinese”, 287 the document detailing the treatment of the Chinese from March 1942 to March 1943, a period referred to as “theWatanabe Gunsei”. Several of these principles and polices are notable. First, the Gunseibu was to adopt no measure that would ingratiate them with the Chinese simply for the sake of winning their support, as the Chinese would take advantage of any generous measure.288 Watanabe was opposed to so-called “positive inducement measures” for winning the hearts of the Chinese, in contrast to the Japanese pacification policy adopted in mainland China. Therefore, Watanabe had agreed with the Kempeitai’s initial mopping-up of hostile Chinese , as evidenced by the document’s statement that the hostile Chinese would “not be recognized” and its order to rely on “extremely severe measures”, such as property confiscation and deportation, to deal with recalcitrant Chinese. On the other hand, the Gunseibu promised “peaceful and comfortable existence” for those who would “pledge whole-hearted cooperation with Japan”. Second, recognizing the military’s “dependence upon their [Chinese] ability and experience for the delivery of war material and the flow of ordinary necessities”, the Gunseibu was prepared to refrain from interfering in details of Chinese business operations and allowing them to pursue these operations on their own “initiative”. The document explained, “The profits accruing from these activities will ensure a great source of future revenue . . . thus lightening Japan’s burden in the construction of the Southern area”. To achieve its goal of full utilization of Chinese commercial talents, the Gunseibu set itself against “the expediency of oppressing and rejecting the Chinese from participation in capital investment, industrial development, and acquisition of resources in anticipation of favouring 287 Dai Nijugo-Gun Gunseibu, Kakyo Kosaku Jisshi Yoryo, April 19, 1942. Marked “Secret”. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 69-70. An English translation of the document appears in Benda, Japanese Military Administration, 178-81. 288 The same idea was recorded in Watanabe Memoirs, 27-9, 36. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 70. 127 inroads by Japanese”. At the same time, the Chinese were not to be treated differently but “simply as Chinese in the same manner as other ethnic groups”, despite their superiority to the Malays and Indians in the financial and commercial spheres. Third, the Gunseibu hoped to utilize the “formidable” Chinese influence and position in Asia in the destruction of the Chiang Kai-shek regime and the settlement of the SinoJapanese War by making the five million Nanyang Chinese “a basic driving force in Japan's major policy”. Fourth, the Gunseibu demanded that the Chinese raise a minimum of $50 million for its administrative funds. This idea had originated with His Holiness Otani Kozui, the spiritual head of the Higashi Buddhist Sect, with whom Watanabe had conferred in November 1941.289 The idea became attractive to Watanabe when the SEA command ordered him to “raise the money locally for paying military administrative expenses. 290 Another justification for the $50 million “gift” was that as the most anti-Japanese group, having staunchly supported Chiang Kai-shek and Britain, the Chinese deserved to be punished,291 as well as be provided with an opportunity to “atone” for their past sins against Imperial Japan. According to Takase, Premier Tojo Hideki was pleased with the idea when he informed him of it.292 This “gift” from Chinese community served as one of the principal sources of revenue for the military government during the first three months after the fall of Singapore.293 289 Interview with Watanabe, July 9, 1966. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 70. Otani drafted postwar plans for the administration of Malaya for Watanabe in “Draft Plans for the Disposition of the Malay Peninsula”. In this draft, however, he makes no mention of extorting money from Chinese communities. See Otani Kozui, Marei Hanto Zengo Shori Hoan, n.d. Marked “Secret”. 290 Ishii Akiho, Nampo Gunsei Nikki (unpublished), p. 146. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 70. Hereafter Ishii Nikki. 291 Watanabe Memoirs, 29, 54; “Kakyo Kenkin,” Tomi Shudan Sambocho Yori [Rikugun] Jikan, [Rikugun] Sambo Jicho, March 17, Showa 17-nen Riku A Mitsu Dal Nikki XI, 4-1. Akashi, “Japanese policy towards the Malayan Chinese”, 70. 292 Ishii Nikki, 147. 293 Nijugo-Gun Gunseibu, Marei Zaisei No Shori Yoko, n.d. Marked “Top Secret”. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 71. 128 During the first week of March, the Gunseibu summoned the OCA to Watanabe's office, where they met Watanabe and Takase.294 After Takase condemned past Chinese antiJapanese and subversive activities, he asked “What have you got to say?” When Lu Tien Poh, the spokesman of the Chinese delegation, replied that they had come to pledge their support to the Gunseibu, Takase demanded to know what they meant by “pledge support”. Lu replied, “We mean that those of us who have money, give money. Those who have strength, give strength”. Scarcely had Lu finished when Takase angrily retorted, “All your money and even your lives are at our disposal. . . . Go home and think over how you are going to redeem the crimes of the Chinese community”. The Chinese visitors meekly left the office. When the Chinese representatives paid another respectful call upon Takase the following day, they told him that would place all their wealth and lives at the Gunseibu 's disposal. Pleased with the offer, Takase promised them that he would inform his superiors of the offer, and demanded to know how they would make good on their offer. On the following day, the Chinese leaders returned to the Gunseibu to inform Takase that they would present one half of the wealth of Chinese community to the Gunseibu and keep the other half in trust for the Gunseibu, a plan that greatly pleased Takase. After several days passed without word from Takase, tension mounted in the Chinese community, heightened by ominous reports of the sook ching in Johore and by arrests of wealthy Chinese merchants at the Gob Loo Club. Finally, much to their relief, word came from Takase that Watanabe would receive Chinese delegates at his residence in Nassim Road. At the meeting, Takase once again roundly denounced the past crimes of the Chinese against 294 For the reconstruction of the $50 million story, the author has relied on the following sources: Low and Cheng, This Singapore, 33-45; Chin, Malaya Upside Down, 72-83; Tan, “History of the Formation of the Overseas Chinese Association and the Extortion by J.M.A. of $50,000,000 Military Contribution from the Chinese in Malaya,”1-12; Nanyang Siang Poh, Nanyang Nien-Chien 1951, chapter 6; Nan ch’iao Tsung-hui, Ta-Char: Yu Nan Ch’iao, 32, 73, 115; Uchida Naosaku, “Shusen Zengo No Tonan Ajia Kakyo No Doko,” in Taiheiyo Senso Shuketsuron, ed. Nippon Gaiko Gakkai (Tokyo: Nippon Gaiko Gakkai), 843; “Kakyo Kenkin,” Showa 17-nen Riku A Mitsu Dai Nikki XI, 4-1. Also see Akashi, “Japanese policy towards the Malayan Chinese”, 69-78. 129 Japan, but then described himself as a Confucian who had highest regard for benevolence, justice, and moral virtues, and even lied that he had “rushed to Malaya to save the Chinese”. Now presenting himself as the benevolent saviour of the Chinese, Takase “suggested” that the Chinese community offer $50 to $60 million in cash, and he would prevail upon a higher official to accept the gift in exchange for the release of expropriated Chinese property and the protection of Chinese lives. 295 The hapless Chinese leaders accepted his suggestion with gratitude. Despite a report in the Shonan Times that the Chinese in Syonan-Malaya were “enthusiastically contributing donations to the Nipponese administration as a gesture of their loyalty and sincerity in co-operating with [the] Nipponese government”, 296 progress in collecting the money was so slow that by April 20, the deadline set by the Gunseibu , far less than the required amount had been collected. 297 An angry Takase summoned the Chinese community leaders to berate them before ordering them to redouble their efforts to meet the next deadline of May 20. The Chinese, however, were once again hardly able to raise onethird of the required amount when the extended deadline arrived. Takase again summoned the Chinese leaders and accused them of lying about their promise to raise the money, pointing out that they made the “voluntary” offer of $50 million, but nevertheless agreed to extend the final deadline to June 25. The OCA then established sub-committees according to dialect (Straits born, Hokkien, Teochieu, Cantonese, Hakka, Hailam, and North China) and, to ensure fairness, assigned the examination of properties belonging to one group to another (e.g., Teochieu properties were examined by the Hailam sub-committee, Hailam properties by the 295 Takase originally intended to demand $100 million. Interview with Takase, August 30, 1966. $50 million represents about one fourth of the currency circulating at that time. The Japanese yen was on par with the Straits dollar. Akashi, “Japanese policy towards the Malayan Chinese”, 71. 296 Shonan Times, April 16, 1942; Osaka Mainichi, March 30, 1942. 297 According to Colonel Otani, one of the reasons why Chinese communities had difficulty collecting money was that Dr. Lim Boon Keng did not have the level of political skill and command over them that Tan Kah Kee had enjoyed. Otani, Dai Nijugo-Gun Marei Sumatora Gunsei, 72. Akashi, “Japanese policy towards the Malayan Chinese”, 72. 130 Hokkien, and so on). Any Chinese with property worth more than S$3,000 was expected to donate eight percent of the value of that property. In Kelantan, the OCA imposed a levy on businessmen and went from door to door demanding donations from individual households. It required each leading Chinese businessman to contribute an amount equal to five to twelve percent of his total property and shopkeepers to contribute an amount equal to five to twelve percent of their inventory. At the family level, each family was required to contribute a “head-tax” of about S$3 per member. This levy was also extended to employees and servants employed by firms, guilds and companies. Although there was much duplication in payment, there was no means of redressing this problem.298 Growing desperate with the last deadline fast approaching, the OCA sent out an appeal to those who had not yet contributed in the Shonan Times: Notice is hereby given that those who have not paid up their contributions MUST DO SO IMMEDIATELY and those who have omitted to send in their “RETURNS” must do so before the end of this month. Failure to comply with either of these two requests will incur a penalty at double the rate fixed by the Association. Any information leading to the detection of evasion will be treated as strictly confidential and will be suitably rewarded. 299 Despite this appeal, the OCA had only been able to raise $28 million by late June, part of which was in gold articles and rubber. OCA leaders trembled at the thought of facing Takase’s wrath. However, having realized that further harassment would not produce the 298 The collection of the $50 million was distributed as follows:-Syonan - $10 million; Selangor - $10 million; Perak - $8.5 million; Penang - $7.5 million; Malacca - $5.5 million; Johore - $5.0 million; Negeri Sembilan $2.0 million; Kedah and Perlis - $1.0 million; Pahang - $0.5 million; Kelantan - $0.3 million; and Trengganu $0.2 million.The amount each Chinese Association borrowed from the Yokohama Specie Bank is as follows: Syonan - $1,350,000; Penang - $4,650,000; Perak - $4,250,000; Malacca - $3,350,000; Johore - $1,000,000; Selangor - $6,000,000; and Negeri Sembilan - $700,000. Akashi, “ Japanese Policies Towards the Malayan Chinese 1941-1945”, 72-3; Uchida, Taiheiyo Senso Shuketsu Ron, 844. 299 Shonan Times, June 20, 21, 1942. 131 desired effect and needing to save face for himself and the Gunseibu , Takase agreed with Wee Twee Kim’s suggestion that the Yokohama Specie Bank make a loan to the Chinese to make up the balance of the $50 million. On 25 June 1942, the OCA presented $50 million to General Yamashita in a solemn ceremony.300 4.21 Japanese Responses to the $50 Million “Gift” How did the Japanese respond to the life-redeeming “gift” presented by the Chinese? They were clearly sufficiently shrewd to realize that it was presented to placate them, as reflected in an editorial in the Shonan Times: The Malayan Chinese have presented $50,000,000 to our government. . . . They have called it a gift—a voluntary gift. . . . If the payment of this $50,000,000 is merely “syrup” to placate our government . . . then the gift takes the form of a bribe. But, if it is a sign of the sincere regret felt by the local people for anti-Nippon activity, that is, a gesture of real repentance, then it is a gift. . . . But the giving of money is not enough as proof of atonement. True atonement cannot be expressed in terms of money, it must be expressed in terms of service, of complete cooperation. What is required now is a reorganization of the different committees into a strong body of people able to exert full control over the people and to bring pressure to bear upon to bring about a full measure of cooperation.301 By such language, the Japanese military administration made clear that monetary contribution alone was insufficient to win Japanese hearts. Some officers in the Army Ministry did not like the way that Watanabe and Takase had collected the money and questioned the merit of such a discriminatory measure against the Chinese, fearing their alienation. They argued that $50 million was somewhat out of proportion and would upset their own plans for making the indigenous people share the cost 300 301 Shonan Times, June 26, 1942; Tokyo Asahi Shimbun, June 28, 1942. Shonan Times, June 26, 1942 132 of defence within the Great East Asia Co-Prosperity Sphere.302 In reply, Watanabe insisted that $50 million was not an exorbitant demand because the Chinese had offered “voluntarily to donate a half of their wealth”. This contribution, Watanabe assured them, would not derail the Army Ministry's plan for making all native peoples share the burden of national defence expenditures.303 However, disagreement then arose between Tokyo and Syonan regarding the specific use of the $50 million. While both agreed in late March on its general use as the Gunseibu’s reserve fund,304 the Army Ministry demanded to know exactly how the $50 million was to be dispensed. The Gunseibu subsequently produced an itemized list of allocations, which the Army Vice Minister approved on 22 May. 305 According to the Gunseibu’s plan, the $50 million was to be spent for the following purposes: (1) $15 million as a deposit in the national treasury; (2) $5 million as Gunsei supplementary funding for providing refugee relief and fulfilling other civil administrative matters during the first three-month period; (3) $3 million for conducting research into nationalities, culture, industry, economy, and other basic areas; (4) $10 million for the reconstruction of roads, harbour facilities, and bridges; (5) $3 million for the establishment and maintenance of a special school for training youths to participate in the construction of the southern area; (6) $10 million for funding floating “reconstruction bonds”; and (7) $4 million for the reopening of banks. 302 “Kakyo Kenkin Shori,” [Rikugun] Jikan Yori Nampo Haken-Gun Sosambocho, Dai Nijugo-Gun Sambocho, March 21, 1942, Showa 17-nen Riku A Mitsu Dai Nikki XI, 4-1; Interview with Tarora, November 26, 1968. Tarora said that some of the central Army authorities in Tokyo voiced their objection by saying that they would not accept the contributed money. See Akashi, “Japanese policy towards the Malayan Chinese”, 74. 303 “Kakyo Nokin,” Tomi Butai Sambocho Yori [Rikugun] Sambo Jicho, Heitan Sokambu Sambocho, March 27, 1942, Showa 17-Nen Riku A Mitsu Dai Nikki XI, 4-1. See Akashi, “Japanese policy towards the Malayan Chinese”, 74. 304 “Kakyo Kenkin Shori,” March 21, 1942, Showa 17-Nen Riku A Mitsu Dai Nikki, XI, 4-1. See Akashi, “Japanese policy towards the Malayan Chinese”, 74. 305 "Kakyonokin Oyobi Kokubohi Futan," [Rikugun] Jikan Yori, Oka, Tomi Butai Sambocho, March 28, 1942, Showa 17-Nen Riku A Mitsu Dai Nikki, XI, 4-1; "Marei Kakyo Nokin Shito," [Rikugun] Jikan Yori Oka Butai Sambocho, May 22, 1942, Ibid., IXX, 3-1. See Akashi, “Japanese policy towards the Malayan Chinese”, 74. 133 The $50 million “gift” was a logical outcome of the Watanabe Gunsei. Watanabe strongly maintained, as previously discussed, that the Chinese should be treated with resolution until they showed signs of repentance for their past crimes against Japan and of their willingness to engage in wholehearted cooperation. Years after the war, Watanabe still maintained, “I induced the Chinese to lay down their lives and offer their wealth to Japan. Only after they had demonstrated a genuine penitence was I prepared to save their lives and return their property”.306 Takase likewise insisted that what he did was right, describing the $50 million contribution as neither a form of extortion nor “an outright confiscation of Chinese wealth” but rather a sort of taxation in return for Chinese lives and the release of seized Chinese property. He concluded that the Chinese also received benefits from the $50 million because the Gunseibu dedicated a large portion to increasing the well-being of all people, including the Chinese.307 Watanabe’s claim that the $50 million gift was a short-term means of slowing inflation and preventing a financial crisis in the first few months of the Gunsei may be correct. As part of a long-term policy, however, the incident, together with the sook ching, was a blunder; indeed, appearing to the Chinese as extortion and a ransom, it came to be known as the most ignominious affair in the history of the Japanese Malayan Gunsei. The most severe criticism came from Colonel Otani, the Gunseibu Police Chief, who argued, “All antiJapanese feelings of the Chinese found their source in the sook ching and the $50 million gift. It gave the Communist guerrillas a propaganda windfall, contributing to their anti-Japanese solidarity and legitimatized for the Chinese their resistance”. Singling out the Chinese for suppression served, Otani averred, no purpose for the Gunsei, but planted the seeds of revenge in the Chinese; not only did it turn the Chinese away from the Gunsei authorities but 306 Watanabe Memoirs, 28-29, 36. See Akashi, “Japanese policy towards the Malayan Chinese”, 74. Interview with Takase, August 30, 1966. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 75. 307 134 also stirred up a deep uncertainty in the Indian and Eurasian minority communities, who wondered if they would be the next targets of reprisal and wrath. Ultimately, the $50 million gift did not enable the Chinese to purchase freedom from future suppression. As General Yamashita warned at the acceptance ceremony, the donation “in no way redeemed the previous act of the Malayan Chinese in having supported Britain and Chungking”.308 Notwithstanding their repeated declarations of loyalty and cooperation with the Gunsei authorities, the Japanese continued to believe the Chinese to be anti-Japanese at heart, and their cooperation a passive one at best. Reflecting the mood of the Gunseibu, The Shonan Times upbraided local Chinese community leaders for having failed to carry out their duties: Law and order amongst the Chinese is far from satisfactory and . . . trade business and industry are nowhere near normalcy. . . . The law courts, which are now functioning, seem to deal with cases of food-profiteering and crimes committed, in a very large majority of cases, by Chinese. . . [who must] to put an end to the present unsatisfactory state of affairs . . . [and suppress] Communist slum rats.309 By the application of ceaseless pressure interspersed with occasional magnanimity, the Gunseibuto induced the Chinese into active cooperation, without which the recovery of the Malayan economy would have been impossible. 4.3 The Fujimura Gunsei While the General Staff and the Twenty-Fifth Army Gunseibu maintained their hardline policy, a voice of moderation for the Chinese slowly began to be heard at SEA Headquarters and in Tokyo. Captain Tarora and Lieutenant Colonel Otsuki of the SEA command advocated a lenient policy for the Nanyang Chinese, as did Lieutenant Colonel Takase of the General Staff, who recommended in his report to the First Bureau that the 308 309 Chin, Singapore Upside Down, 83. Shonan Times, June 20, 27, 1942 and August 30, 1942. 135 present repressive policy towards the Chinese be gradually modified. 310 Finally, pressure came from the CEA. Lieutenant Colonel Okada Yoshimasa's Koa Kikan urged Central Command in Tokyo to use the leading Chinese whom they had captured to induce the Nanyang Chinese to cooperate with Japan, and possibly even bring Chiang Kai-shek and Wang Ching-wei to the negotiation table.311 It was under such circumstances, accompanied by the pressure of the deteriorating war situation, that the Army Ministry and the General Staff collided over the question of jurisdictional authority in the occupied southern region, more specifically on the question of modifying the current hardline policy. Concerned that the hardline policy would be detrimental to the implementation of the Co-Prosperity policy, the Army Ministry, headed by Premier General Tojo, tried to voice to the Gunsei administration their opinion that the Gunsei grip be relaxed for political effect, which was largely within the sphere of the General Staff. The General Staff, however, refused to relinquish its jurisdictional authority, and countered with the argument that the present hardline policy should be maintained to fulfil military operations. As a result of this wrangling, an Army Ministry-General Staff conference held in October failed to adopt the “Guiding Principle of Nationalities”, on which the General Staff had been working for the past several months.312 However, by the time a Gunsei conference met on 12 October, the Army Ministry and the General Staff appeared to have reached a 310 Sambo Hombu Nijuppan, Kimitsu Senso Nisshi, June 18, 1942: Interview with Tarora, November 26, 1968. Tarora enlisted Teo Eng Hock, a former Chairman of the KMT Nanyang Office at Singapore, to persuade the Gunseikambu to relax its hardline policy. The Gunseikambu did not listen to him. See Akashi, “Japanese policy towards the Malayan Chinese”, 76. 311 Interview with Okada Yoshimasa, October 19, 21, 1968. The Koa Kikan, through the CEA headquarters, tried to utilize Aw Boon Haw’s influence for overseas Chinese operations, but Colonel Ishii Akiho turned down the Koa Kikan’s request. Ishii Nikki, 93. In May 1942, the CEA headquarters again requested that permission be granted to dispatch fifty trained Chinese to be used for the pacification of the Nanyang Chinese, but the SEA command turned down the request. “Kyomu Koshuhan Nampo Haken No Ken,” Shina Haken-Gun Sosambocho Yori [Rikugun] Jikan, May 2, 1942; Nampo Haken-Gun Sosambocho Yori [Rikugun] Jikan, May 3, 1942, Showa 17-Nen Riku A Mitsu Dai Nikki, XVI, 2-2. See Akashi, “Japanese policy towards the Malayan Chinese”, 76. 312 Kushida Nikki, October, 1942; Sambo Hombu Nijuppan, Kimitsu Senso Nisshi, October 3, 1942; Interview with Kushida, August 6, 1966. See Akashi, “Japanese policy towards the Malayan Chinese”, 76-77. 136 compromise. The General Staff prepared a new document, “Principles for the Administration of the Occupied Southern Region According to Local Area”, 313 that established that each theatre command would formulate its own administrative policy according to specific local needs.314 As policy implementation was left to the judgement of local chief executive administrators, the situation in Malaya remained unchanged. Watanabe continued pursuing his hardline policy. At a military administrators' conference in November, General Saito Yaheita, who succeeded Yamashita, and Watanabe reaffirmed their policy of applying ceaseless political pressure on the Chinese and of curbing Chinese social participation while utilizing their economic capabilities.315 However, the case for moderation, which had been prevailing in Tokyo and Syonan for some time, left Watanabe isolated. He had already been forced to send home his supporters partly as a result of the pressure exerted by opponents advocating moderation, and his Gunsei policy had come under increasing attack from civilian quarters espousing a moderate policy. Watanabe’s wish to be relieved of his post was soon granted. When reassigned to a new post in Tokyo in mid-March, he left Syonan to Major General Fujimura Masuzo with a mixture of relief and disgust.316 The changing Japanese attitude towards the Chinese was also reflected in the role of the OCA during the latter part of the war. Notwithstanding the “considerate attitude of the Nippon Military Administration towards the overseas Chinese” in permitting remittances,317 the Chinese showed no overt enthusiasm for cooperating with the Gunseikambu, remaining passive and, in many cases, rendering assistance to the Chinese-dominated communist 313 Kushida Nikki, October 8, 1942; Ota Tsunezo, Biruma ni Okeru Nippon Gunseishi No Kenkyu (Tokyo: Yoshikawa Kobunkan, 1967), 58. 314 Ota, Biruma Ni Okeru Nippon Gunseishi, 57; Aziz, Japan’s Colonialism and Indonesia, 213. 315 Tomi Shudan Shirei, No. 28, November 9, 1942. Marked “Top Secret”. See Akashi, “Japanese policy towards the Malayan Chinese”, 77. 316 Watanabe was said to have been transferred because his Gunsei philosophy was incompatible with the changing condition created by the war situation. Interview with Tarora, November 26, 1968. See Akashi, “Japanese policy towards the Malayan Chinese”, 78. 317 Syonan Shimbun, March 31, 1943. 137 guerrillas who had been operating after the fall of Singapore. Despite the successful extermination of Chinese communist leaders at Batu Caves in Selangor on 1 September 1942, communist harassment continued, creating security problems in the countryside. The Gunsei authorities held the Chinese as a whole responsible for the situation, as demonstrated in a November 1942 Gunsei police report: It is unlikely that the Chinese will renounce over-night their anti-Japanese sentiments that had been inculcated into their minds for such a long time. They do not like the Japanese occupation of Malaya. . . . Some are known to be sympathetic towards the outrageous Communists and are ready to cooperate with them, while a great many Chinese possess an ideology that is contrary to Gunsei objectives.318 However, a moderate voice prevailed in “Principles for the Implementation of Security Measures”, 319 in which the Gunseikambu advocated a constructive and positive approach to dealing with the Chinese. Specifically, the document advocated improving the well-being of the Chinese by (1) assuring them a minimum standard of living, (2) eliminating discriminatory fees, and (3) maintaining respect for their religion and customs. To achieve the objectives, the document proposed the following: 1. Holding the OCA and the Chinese themselves responsible for maintaining security, especially for initiating a programme for pacifying crime-infested areas and conducting a submission campaign and welfare programme; 2. Providing assistance to the OCA for the care of refugees and the unemployed; 3. Stopping coercive attempts to rid the Chinese of their anti-Japanese sentiment; 318 [Marei] Gunseikambu, Keimubu, Marei In Okeru Chianjo No Ichi Kosatsu, November 27, 1942, n.p. Marked “Top Secret”.To cope with the security problem created by the Chinese, the Gunseikambu promulgated the Law and Order Preservation Act on February 1, 1943,which provided for capital punishment. For the existing security, see Shonan Gunseikambu, Shihobu, Shiho Yoin Kaido Gijiroku I, February, 1943; Colin Silleman and S. C. Silkin, ed., Trial of Sumida Haruzo and Twenty Others (The Double Tenth Trial; London: William Hodge, 1951), xviii, 106. Also see Akashi, “Japanese policy towards the Malayan Chinese”, 78. 319 Marei Gunseikambu, Keimubu Kaigi Kankei Shorui Toji, May 1, 1943, n.p. Marked “Top Secret”. See Akashi, “Japanese policy towards the Malayan Chinese”, 79. 138 4. Encouraging the Chinese to participate in food production and in the operations of medium and small enterprises; and 5. Guiding the OCA in transforming from an organization serving individual interests to one dedicated to cooperation for the prosecution of the war, and providing it with autonomy to carry out its programme. As these proposals demonstrate, the repressive policies of the Watanabe Gunsei had fallen out of favour and been replaced by a positive programme for soliciting Chinese cooperation. A week after the conference of police chiefs, Fujimura convened a meeting of governors320 at which, due to his unfamiliarity with his new post, he repeated general Gunsei principles that had been laid down by the Army. In reference to the Chinese question, he told the governors that he wanted to “implement for the time being a magnanimous policy in order to promote their activities”. Later in the same conference, Kawamura Naooka, the governor of Perak since March 1943, which had experienced the most severe difficulty with communist guerrillas of perhaps all states in Malaya, presented his opinion with respect to the administration of the Chinese: The Chinese are a cancer to the maintenance of security. Therefore, the military must spare no mercy in extirpating the hostile Chinese. Nevertheless, there has never been a successful case of thorough suppression, and it is impossible to repress the Chinese completely. The only alternative is to win their hearts, enabling them to work with us for increasing production and for obtaining goods necessary for national defence.321 For the maintenance of security, Kawamura suggested that influential Chinese be asked to assist in law enforcement as part of his double-edged policy for the Chinese: offering economic opportunities to accommodating Chinese and suppressing hostile Chinese. 320 Marei Gunseikambu, Marei Kaku Shu (Shi) Chokan Kaigi Kankei Shorui Toji, May 8-12, 1943, n.p. Marked “Secret”. See Akashi, “Japanese policy towards the Malayan Chinese”, 79. 321 Kawamura Naooka, Marei Ni Okeru Gunsei Shikko Ni Kansuru Iken, May 8, 1943, n.p. See Akashi, “Japanese policy towards the Malayan Chinese”, 79. 139 Kawamura’s ideas were not novel, for the Gunsei authorities under Watanabe had pursued a similar policy. What was new was that he was the first high official to criticize Gunsei policy in the presence of a somubucho by admitting the futility of a policy based solely on repression. It is also remarkable that in discussing the Chinese question, neither Fujimura nor any governor mentioned the assassination of Governor Kikuchi Shinzo of Selangor, 322 whom Chinese guerrillas had killed in an ambush while on his way to Syonan to attend the governors’ conference, yet another sign in a shift towards accommodation. 4.4 Dynamics between the Japanese and Hong Kong Elites during the Early Period of Occupation 4.41 Representatives of Hong Kong Elites In the years after 1911, the British in Hong Kong devoted some effort to fostering the emergence of a trustworthy local elite. The Anglicized Chinese, many of whom were wealthy businessmen, were the natural allies of the British for obvious reasons: like their British counterparts, they were extremely conservative, and thus easily alarmed by the social radicalism that the Nationalist revolution had brought in its wake. One such Anglicized Chinese businessman was Sir Shouson Chow. Born in Hong Kong in 1862, he spent his early career on the mainland, where he held a number of posts in the Foreign Ministry of the declining Manchu regime. After 1911, he withdrew to the colony and devoted himself to business, becoming Chairman of the Board of (among other concerns) the Bank of East Asia. In the early 1920s, he spoke out against the attempts to rid Hong Kong of such traditional Chinese customs as the use of child labour in factories and the system by which young girls were sold by poor families to work as unpaid servants in wealthy homes. During the crisis of 322 Hai Shang-ou, Ma-Lai-A Jin-Min Han Jih Chun (Singapore: Hua ch’iao ch’u-pan she, 1945), 54. 140 1925 he declared, “We do not want Bolshevism or Communism. What we want are peace and good order, and the right to follow our callings without let or hindrance”.323 The talented few who were able to win positions as compradors, agents employed by British firms to conduct dealings with Chinese businesses for which the British lacked the requisite cultural and linguistic skills, were often able to amass, quite legitimately, prodigious fortunes. The most celebrated of these compradors was Sir Robert Ho Tung. Son of a Dutch (or possibly Belgian) merchant and a Chinese mother, he attended the Central School, where, after performing spectacularly, he became the chief comprador to Jardine Matheson at the age of twenty. By the time he turned thirty, he had become Hong Kong's first millionaire on the strength of his lucrative interventions in the sugar trade in the Philippines and the Dutch East Indies, and he remained the wealthiest man in the colony for decades, a plutocrat whose wealth was suspected to place him in the Carnegie or Rockefeller bracket. In the earliest years of the colony, most Eurasians had been inclined to assimilate with the Chinese majority. Ho Tung at first conformed to this traditional pattern, wearing Chinese dress, 324 but when his first daughter was born in 1897, he named her Victoria Jubilee in honour of Queen Victoria’s Golden Jubilee. By around that date, the most successful Eurasians had begun to diverge from their fellows at the clerks' desks, forming themselves into a tightly knit, intermarrying clique and, turning away from the rise of Chinese nationalism, identifying with the British to whose social status they aspired. In 1915, Ho Tung was awarded a knighthood. Three years later, Governor May honoured Ho Tung with his presence at the grand Eurasian society wedding of Victoria Jubilee Ho Tung to the brilliant lawyer M. K. Lo (1893-1959).325 After receiving his education in England, Lo had taken First 323 Quoted in Lethbridge, “Hong Kong under Japanese Occupation,” 86-7. Gillingham, At the Peak, 2. However, one contemporary observer recorded that he “looked and seemed to be less” than half Chinese. See Ward, Asia for the Asiatics?, 15. 325 In the mid-1930s, M. K. Lo, the Eurasian lawyer who had married Victoria, the eldest Ho Tung daughter, abruptly emerged as a vociferous champion of non-European rights. Succeeding to Kotewall’s seat on the 324 141 Class Honours in the Solicitors’ Final Examination for practicing law in the colony. He went on to serve on many commissions and public committees, most notably the Salaries Commission of 1947, and was the unofficial member of both the Legislative Council from 1935 to 1949 and the Executive Council from 1946 until his death in 1959. As a keen amateur sportsman, Lo did much to encourage Chinese to engage in Western sport.326 During the same period, Eurasians began to occupy one of the two seats reserved for Chinese on the Legislative Council on a near-permanent basis, thus allowing them to become de facto leaders of the Chinese community. In 1923, the occupant of this Eurasian seat was Sir Robert Kotewall. While his mother was Chinese, he was not, in the strictest sense, Eurasian, as his father was not European but Parsee. His career, however, fitted admirably into the classic Eurasian mould. Born in 1880, educated at Queen’s College, he advanced straight from school to a post in the government service, where he rose from one clerical job to another until 1916, when the British awarded him the post of Chief Clerk in the Colonial Secretariat, an office that had never previously been filled by a non-European. Resigning soon afterwards to embark on a business venture, he was formally thanked by the government for his “efficient and trustworthy services”.327 Like other leading Eurasians, he became quite wealthy, although his main business activity seems to have been a curiously humble one: he occupied himself with the import and export of gramophones. Unlike other leading Eurasians, he had a marked intellectual bent, having been described as a “fine Chinese scholar” who had published bad translations of Chinese Legislative Council, he complained about any sign of discrimination, bombarding the government with more questions than the rest of the Council put together. He successfully argued for the employment of Chinese nurses in hospitals, but in August 1936 pressed unsuccessfully for the abolition of the one-sided censorship that had been imposed on the Chinese press ten years earlier. It is difficult to determine to what extent Lo was acting as the spokesman for a unanimous gentry opinion. 326 For further details see Who Was Who, 1951-60. Also see Lo’ radio talk, “Progress in Sport among Chinese in Hong Kong”, printed in Hong Kong Centenary Commemorative Talks. 327 Professor Woo Sing-lim, Xianggang Hua ren ming ren shi lue,(The Prominent Chinese in Hong Kong, Hong Kong: Wu Chou Press, 1937), 7. 142 poetry.328 In 1921, he composed the play The Maid of the Hills, his adaptation of an old Chinese drama, and produced it in honour of the visiting Prince of Wales the following year. He was made a justice of the peace in 1916, an unofficial member of the Legislative Council in 1923, and an unofficial member of the Executive Council in 1936. Membership of the last meant that Kotewall had finally arrived at the top. In between these important assignments, he became a member of other important organizations, including the Court and Council of Hong Kong University and the Executive Committee of the Chinese Chamber of Commerce.329 Known in Chinese as gentry-merchants, 330 the members of this local elite of local Chinese and Eurasians came to play a key intermediary role, serving as interlocutors of the British Secretary for Chinese Affairs and assuming positions on the District Watch Committee and its ten sister bodies. Appropriately, they tended to live in the Mid-Levels, the area halfway between the Peak, where the majority of the British resided, and the city below, where the masses resided. Also like the British, the local elites in Hong Kong were divided among themselves, with full-blooded Chinese disdainful of Eurasian “half-castes”. For example, Sir Shouson Chow is said to have enjoyed mocking Sir Robert Ho Tung by 328 Governor Caldecott to J. H. Thomas, Secretary of State for the Colonies, February 19, 1936, CO 129 556/117, 71; Emily Hahn, China to Me,(London: Virago, 1987), 328. 329 Sir Robert Hormus Kotewall (1880-1949) was a son of Hormusjee Rustomjee Kotewall, yarn merchant. Educated at Queen’s College and Diocesan Boys’ School, he entered the Hong Kong Civil Service in 1896 as a Fourth Clerk in the Police Headquarters after the results of a competitive examination identified him as the first among the candidates. After being promoted to be First Clerk in the Magistrate’s Court, Victoria, in 1913, he was appointed Chief Clerk in the Colonial Secretariat in 1916 and a justice of the peace in 1916. When he resigned from the Civil Service the same year, he was invited by Lau Chu-pak and Ho Fook (both former unofficial members of the Legislative Council) to become a business associate. In 1923, he was invited by Governor Sir Edward Stubbs to act as an unofficial member of the Legislative Council during the absence of Ng Hon-sze. Upon Ng’s death some months later, Kotewall was nominated by the Governor to fill the substantive post, serving in all over three terms of four years each, which was then an unprecedented occurrence requiring “the special assent of the Imperial Government”. In 1936, he was nominated to succeed Sir Shouson Chow in the Executive Council, from which he resigned upon the liberation of the Colony in 1945. It is claimed by Robert S. Ward, Asia for Asiatics?, 7, that Chow’s financial difficulties “are supposed to have had a part in his displacement by Sir Robert Kotewall, to whom he never willingly yielded primacy”. Kotewall was the principal of R. H. Kotewall and Co., Director of Chinese Estates, Ltd, and prominent on the committees of many Hong Kong associations. Details about Kotewall are given in Professor Woo’s book. See also “Appreciation by K. K. Li”, South China Morning Post, Hong Kong, May 25, 1949 and Who Is Who, 1941-50. 330 For the term “gentry-merchants” , see Elizabeth Sinn, Power and Charity: the early history of the Tung Wah Hospital, (Hong Kong: Oxford University Press, 1989), 87. 143 describing himself as the only living knight of pure Chinese descent.331 Some Chinese also viewed the Eurasians as suspect, maintaining that they frequently spied on others for their British bosses.332 4.42 Winning the Cooperation of the Hong Kong Elites In contrast with that in Singapore, the Japanese military administration in Hong Kong seemed in no hurry to re-establish the law and order that had broken down after the British defeat. This was primarily due to their focus on the security and welfare of their own troops, and may have been part of a tactic to encourage the Chinese to become cooperative, as the disorder harmed the Chinese civilians more than the Japanese military. On 1 January 1942, the Japanese established the Civil Department of the Japanese Army, generally referred to as the Civil Administration Department, under Major-General Yazaki, which assumed responsibility for protecting the lives and property of the Chinese and non-enemy aliens. The Japanese believed it beneficial to support local leaders, as, accustomed as they were to foreign domination, they might adapt to the Japanese conquest with a somewhat better grace than their counterparts in China proper. “Seeing that the local people have hitherto been under British rule”, Yazaki remarked confidently in a memorandum, “they are not going to put up direct resistance to Japan”; 333 indeed, they may even harbour antiEuropean feelings that can be translated into feelings of active goodwill for the Japanese. Isogai aimed to turn Hong Kong into a “model district” of China, one exhibiting the harmonious partnership that would come about in the future when all Chinese were prepared to accept Japan's hegemony. Because of its ideal geographical position, he observed some 331 Governor Stubbs reported in 1920 that the pure-bred Hong Kong Chinese habitually referred to the Eurasians as “the bastards”. See Norman Miners, Hong Kong under Imperial Rule: 1912-1941, (Hong Kong: Oxford University Press, 1987), 128. For Chinese disdain for Eurasians see also Stephen Frederick Fisher, Eurasians in Hong Kong: a sociological study of a marginal group, (Hong Kong: University of Hong Kong, 1975), 81; “The Ho Tung Saga (Part 1) ”, Hong Kong Inc., (Hong Kong : Capital Communications Corporation, 1990-), March 1990, 99. 332 Philip Snow’s interview with Charles Sin, June 29, 1995. 333 Major-General Yazaki Kanju, “Honkon Tochi Hosaku Shiken”, February 1942, in Kobayashi, “Taiheiyo Sensoka No Honkon”, 240. 144 months into his governorship, the colony was “the most suitable place for a movement to work for better understanding between China and Japan”.334 The aim in Hong Kong, Isogai suggested, should be to avoid relying on repression and instead to secure the “cheerful cooperation” of the native inhabitants. To create this model colony, the conquerors should do their best to preserve, where appropriate, the more positive features of the British legacy. Care should be taken to maintain the liberal economic policies that had enabled the old colonial government to attract influential Chinese to invest in Hong Kong, in particular the prewar British tolerance of free movement and trade. By following the established forms of local administration, investors would be reassured that the new administration would “avoid causing any precipitate change in their lives”.335 At the same time, the new regime should take care not to give local residents the impression that they had merely exchanged the domination of the British for that of the Japanese. Measures should be introduced to restrict the arrival of immigrants from the Japanese homeland who might establish businesses that compete with those of local citizens. The Hong Kong Chinese should not be forced to immediately acquire, as had the Chinese in Taiwan and Korea, the language and customs of their new Japanese rulers, but should be left to become “imbued gradually with the culture of the Empire”.336 In his first policy statement, Isogai even gave the saccharine pledge that in the absence of his two lost daughters, he would “regard the Hong Kong Chinese as my most beloved children”, accompanied by the 334 Hong Kong News, December 26, 1942. For similar pronouncements from Isogai and his entourage, see message issued by the Governor’s Office on New Year’s Day 1943, quoted in Frank Ching, The Li Dynasty: Hong Kong aristocrats,(Hong Kong: Oxford University Press, 1999),115; statement by Lieutenant-Colonel Yoshida, Acting Chief of the Information Bureau, quoted in Hong Kong News, January 29, 1943; Hong Kong News, February 20, 1943. 335 Much the same thinking may be detected in the Twenty-Third Army Guidelines of December 9, 1941. The Guidelines declared that a principle had been “decided upon of making an effort to prevent any unnecessary social change”. See Honkon-Chosha Sakusen, 327. 336 Yazaki, “Honkan Tochi Hosaku Shiken”, 238. 145 somewhat hardline rider to his subordinates that “unless we give them more than the British did it will be difficult to expect ideal governing”.337 As to emphasize the opaqueness of the prewar British administration, the conquerors made a point of explaining each policy that they adopted in painstaking detail through a system of regular press conferences. Isogai spoke to the local media at the start of each month, and heads of the various government departments—even Colonel Noma of the Kempeitai— granted interviews between press meetings.338 Their most important step in obtaining public support was to detain prominent members of the Chinese community in their homes or in hotels and subject them to great pressure to engage in “voluntarily” cooperation with the new administration. In a document appended to their list of mainland leaders and important figures, the Koa Kikan had recorded the names of a number of “well-known Hong Kong Chinese managerial personnel of British nationality”, who were sought within days of the takeover to extract from them a commitment “to cooperate in the future partnership between China and Japan”.339 Sir Robert Kotewall and M. K. Lo were detained on 27 December and handed over to Okada, and a series of other leading gentry figures were delivered to the Hong Kong Hotel throughout the course of the following week.340 Sir Robert Ho Tung was known to have fled to Macao, but the Koa Kikan had hopes of retrieving him with the help of several agents whom they were maintaining in the Portuguese enclave.341 337 Hong Kong News, January 21, 1942 Endacott and Birch, Hong Kong Eclipse, 137. 339 Koa Kikan Gyomu Hodo,(Koa Kikan Work Report) no. 2, February 1942, in Kobayashi,“Taiheiyo Sensoka No Honkon”, 254. 340 Dates given by Kobayashi in “Taiheiyo Sensoka No Honkon”, 226. See also Kotewall testimony at Noma trial, WO 235/999, 273; Jean Gittins, Eastern Windows-Western skies,(Hong Kong: South China Morning Post, 1969), 133, and Stanley: Behind Barbed Wire, 122, “The Lo Dynasty”, Hong Kong Inc., February 1990, 79. Gentry leaders detained in addition to Kotewall and Lo included Tung Chung-wei, Chairman of the Hong Kong Chinese General Chamber of Commerce, on December 29, and Li Tse-fong, Manager of the Bank of East Asia, on New Year’s Day 1942. 341 In a postwar submission at the trial of Colonel Noma of the Kempeitai, Kotewall recalled that he and his colleagues had “resisted the pressure for six days and six nights”. M. K. Lo similarly reported having been “taken by the Japanese after the surrender and cross examined for three days.” See Kotewall testimony at Noma trial, WO 235/999, 273; report of conversation of Dr J. R Fehily with Lieutenant-Colonel L. Ride, Guilin, December 18, 1942, CO 129 590/22, 162; economic information on the Far East from repatriated Americans 338 146 It appears that the local elites were handled with even more forbearance than the mainland politicians. A work report compiled by the Koa Kikan in mid-February noted that the organization had “imprisoned several of their representatives for a day before allowing them to retire to their homes”. Other sources suggest that the period of detention may have been longer, but it seems in no instance to have lasted for more than three days to a week. Once again, the preferred technique was to convince them to “have a change of heart” and to agree to apply their “managerial” talents to the day-to-day business of running Hong Kong.342 By 5 January 1942, the Koa Kikan had asked seventy to eighty of the most prominent figures in Hong Kong society to “step forward and help in the restoration of orders”.343 Three days later, the entire body of gentry, which included 137 former justices of the peace and other civic notables, were informed that they were to be treated to lunch at the Peninsula Hotel by the Chief of the victorious Imperial Forces, Lieutenant-General Sakai, on 10 January. At the lunch, Sakai inveighed against the rule of the British, and, after gently observing that “you gentlemen happened to form a part of it”, expressed his hope that they would “recognize the change that had come” and would, as the “influential and wealthy element of the population”, do all in their power to restore order to the colony. In particular, he asked them to form a “local assistance committee” to address the food shortage and to who arrived on the Gripsholm, August 25, 1942, p. 4 para. 8, HS 1/171. It appears that many gentry were questioned during the day over a period of several days but allowed to spend nights in their homes. This would explain the apparent discrepancy between the gentry’s recollections and the Koa Kikan’s own account. See Ching, The Li Dynasty, 107. For an account of an interrogation see Li, Hong Kong Surgeon, 153. Dr. Li was in fact questioned by the Kempeitai rather than the Koa Kikan, but the approach adopted towards him seems to have been much the same. The offer of rewards is mentioned in Tang Hai, “Xianggang lunxian ji”, 248. 342 Yu’s account receives some support from the cables sent by the Chief of the East Asia Section of the Foreign Ministry from Tokyo to Canton and from Hirata in Shanghai to the Vice-Consul of the Investigation Section on 31 December 1941. MAGIC Documents Reel I; also Sam King, Tiger Balm King: The Life and Times of Aw Boon-haw (Singapore: Times Books International, 1992), 328. The account may indicate that Aw Boon-haw was being fingered as a possible member of the new City Government. The episode seems to illustrate both the confusion of the first days of Japanese rule and the emphasis placed on promoting figures who might play a part in Japan’s broader political schemes without regard for the practical needs of the colony. 343 Sa, Xianggang Lunxian Riji, 121. 147 encourage the public to maintain order, clean up their neighbourhoods, and return to their jobs.344 These appeals were backed up by a general Gunseicho attempt to redress the elites’ grievances, particularly regarding the molestation of “family women”. Many meetings were subsequently held at the Twenty-Third Army's headquarters to discuss the epidemic of rape, and a number of countermeasures began to unfold over the following weeks.345 LieutenantGeneral Sakai lent his support to local efforts at joint self-defence, issuing an order that as soon as they heard the sound of a gong, the Kempeitai should send out a squad to arrest any soldiers who had broken into a private home.346 From as early as the first day of the sack, Colonel Eguchi, the Twenty-Third Army's chief medical officer, began making plans to avert any further violations of “family women” through the establishment of military brothels, for which the Gunseicho sought appropriate, “non-family” women as staff over the following month. Posters appeared on the streets advertising for “comfort women”, hundreds of whom were recruited locally and in the countryside of Guangdong Province, supplemented by the import of 1,700 Japanese prostitutes from Canton. Action was also taken to shield the local elites from the waves of organized raiding and expropriation that followed the sack. Official notices were posted on the doors of prominent citizens forbidding soldiers to enter their houses, reinforced by the on-the-spot interventions of Japanese officers when necessary. Colonel Eguchi, for instance, was asked by the Gunseicho to watch over his fellow medic, Dr. Li Shu-fan, who had been identified as a prominent member of the Chinese community. Most of the gentry appear to have escaped the 344 Hong Kong News, January 12, 1942; Li, Hong Kong Surgeon, 126-7. Petitions were submitted to the Gunseicho by the Hong Kong Chinese General Chamber of Commerce on 31 December 1941 and again on 1 January 1942. See Hong Kong News, January 13, 1942; report of Professor Gordon King, March 18, 1942, CO 129 590/23, 139; Tang Hai, “Xianggang lunxian ji”, 254. For a report of the Gunseicho meetings see Li, Hong Kong Surgeon, 114. 346 See intercepted letter from Fok Shu Hong to Fok Yee Kworn in Johannesburg on February 27, 1942 and report taken from diary of Sub-Lieutenant D. F. Davies, HKRNVR, forwarded from Chungking, to June 1942, CO 129 590/23, 111,155; Tao Xisheng, “Chong Di Gun Men” in Xianggang Lunxian Shi, ed. Yip Tak-wei, 332; Sa, Xianggang Lunxian Riji, 112. 345 148 indignity of being turned out of their homes. One squad of troops was successfully dissuaded from taking over a house in Caine Road occupied by a younger brother of Sir Robert Ho Tung, whose immediate family was allowed to retain possession of their mansion.347 Much the same policy was applied to Aw Boon-haw, an overseas Chinese magnate based in Singapore who had made his fortune marketing the hugely popular ointment Tiger Balm. So prodigiously rich that he claimed not to know his exact worth, the “Tiger Balm King” controlled an immense pharmaceutical and newspaper empire that stretched across the length of Southeast Asia, and for this reason had been identified as a key potential ally in the southern offensive. After being detained by the Koa Kikan with the rest of the gentry, Aw too was treated with a high degree of courtesy, “not subjected to any personal harshness, or deprived of the luxuries he had come to regard as his due”. He was released after a few weeks of hotel confinement in his Hong Kong mansion, where a chauffeur had driven him to and from his office every day.348 After Singapore fell to the Japanese forces in mid-February, Isogai started developing a plan to establish a puppet regime consisting of Aw and a number of his associates who had been captured in Hong Kong that, he hoped, could be used as yet another channel to Chiang Kai-shek.349 On 1 January 1942, Yazaki's Civil Affairs Department decreed that all government officials, apart from British officials, were to return to their posts. On 7 January, a summons was issued to all Hong Kong Chinese who had studied at universities in Japan, and thus likely to be in a position to help the conquerors overcome the daunting language barrier, to report to 347 Tse, Zhanshi Ri Jun zai xianggang baoxing, 71; “The Ho Tung Saga (Part 2)”, Hong Kong Inc., March 1990, 105. 348 King, Tiger Balm King, 328, 330. King states that Aw was detained in the Peninsula Hotel, but this may simply reflect a tendency among outsiders to think of the Peninsula as the only hotel in Hong Kong. It seems more likely that Aw was housed in the Hong Kong Hotel along with the rest of the Koa Kikan’s involuntary guests. 349 MAGIC Documents Reel II, April 1942 report of Colonel Okada in Shanghai quoted SRS 732, O841-O858, 1 October 1942. On top of his huge economic clout, Aw had the added attraction of being a member of the Nationalist Party’s Consultative Yuan. On January 3 1942, the Hong Kong newspapers declared that preferential treatment was to be accorded to overseas Chinese from Southeast Asia. See Sa, Xianggang Lunxian Riji, 116. 149 the Hong Kong Hotel to register with the Koa Kikan. On the following day, they were ferried across the harbour for a welcoming banquet at the Peninsula Hotel, 350 where they were obliged to present themselves to the Koa Kikan to be earmarked for employment before enjoying the feast. In their Work Report, the Koa Kikan mentioned that they had “caused” the gentry to assemble together and “made them swear” to contribute to the future Sino-Japanese partnership before sending them home under “joint and several guarantees of responsibility’.351 The fact that no invitations were issued for a subsequent banquet for the gentry at the Peninsula Hotel during the second week of January—the guest list had been published in advance in the newly revived local press—appeared to imply that acceptance was taken for granted. Such actions point to the conclusion that the Japanese were pursuing a generally moderate policy in Hong Kong during the very early period of occupation, making a true attempt to promote the goodwill of the people, including the Chinese.352 Mainland Chinese in particular were struck by the contrast with their own past experience of Japanese conduct. One Nationalist assistant of Admiral Chan Chak who had escaped from the colony shortly after the takeover declared to a British newspaper in early February 1942 that the Chinese civilians in Hong Kong had been “unusually well treated by the Japanese”.353 4.43 Responses of the Hong Kong Elites The lunch held by Lieutenant-General Sakai for the gentry in the Peninsula Hotel on 10 January 1942 was attended by 133 of the 137 original invitees. At the top of the guest list 350 Sa, Xianggang Lunxian Riji, 122-3,127. See also postwar testimony of Major Hirao Yoshio of the Kempeitai, trial of George Wong, HK RS 2-1-1513. 351 “ Koa Kikan Gyomu Hodo”, no. 2, 251. 352 Gittins, Stanley: Behind Barbed Wire, 124; report of William Poy, CO129 590/25, 80. For a similar impression, see statement of Gustavo Velasco forwarded by George Ogilvie Forbes of the British Legation in Havana to Foreign Secretary Eden, March 21, 1944, CO 129 591/4, 37. 353 Comment of Mme Liang Hanzao quoted in Daily Express, London, February 4, 1942, cutting filed in CO 129 590/23, 266. See also letter of Yu Yuen Kee of Oriental Academy, Chungking, cited in Special Report on Notes on Conditions in Hong Kong after the surrender taken from material gathered by Postal Censorship, Calcutta, CO 129 590/24, 187; Tang Hai, “Xianggang Lunxian Ji”, 233-4; Sa, Xianggang Lunxian Riji, 9. 150 were Robert Kotewall and Shouson Chow, now relieved of their British titles in the interests of Asianization, and referred to in the official media as Mr. Lo Kuk-wo and Mr. Chow Shouson. Each in turn got up to respond to Sakai’s address. Kotewall began his remarks by expressing his appreciation “that the Japanese Army had avoided harming the people of Hong Kong or destroying the city” and noting that the object of Imperial Japan was “to release the races of East Asia”. With regard to Sakai’s appeal for help in reviving the colony, he stated that he and his colleagues would “put out all our strength in Hong Kong to cooperate with the Japanese Army authorities”, and that they were indeed “very fortunate” to have been “placed under the instruction” of Sakai and his senior officers. He concluded by proclaiming, “We thank the Emperor of Japan, and banzai [may he live forever]!” After expressing that he “agreed heartily” with everything that Kotewall had said, Chow stated that his long residence in the colony had shown him that the Hong Kong Chinese fully understood the need for cooperation between Japan and China that General Sakai had “so kindly” offered, and also concluded by proclaiming, “Banzai!”354 Three days later Kotewall and Chow were appointed Chairman and Vice-Chairman, respectively, of the Rehabilitation Advisory Committee, whose other seven members were all conspicuous figures in the local elites and business world. Several had occupied the seats set aside for Chinese in the prewar Legislative Council, and most had served on the District Watch Committee and the other associated bodies that managed the Chinese community's internal affairs. They included M. K. Lo (now Asianized as Lo Man-kam); Li Koon-chun, the rice merchant, and his younger brother Li Tse-fong, the Managing Director of the Bank of East Asia 355 ; Tung Chung-wei, the proprietor of the Dao Heng Bank, who was currently 354 Hong Kong News, January 12, 1942. The banker Li Tse-fong (later to play an important role in the Chinese representative Council established by the Japanese) became an unofficial justice in 1931, a member of the District Watch in 1940, and an unofficial member of the Legislative Council in 1941. He was also a member of the Board of Review, the Board of Education, the Auditors Advisory Committee (for accounts in Chinese), and a member of the Court of the 355 151 serving as Chairman of the Hong Kong Chinese General Chamber of Commerce; and Li Chung-po, the Chairman-Elect of the Tung Wah Hospital Group.356 On 25 February, Kotewall and Chow presided again at a ceremony held at the King’s Theatre to celebrate the arrival of Governor Isogai357 that was attended by most of the local leaders who had attended the same stately venue five months earlier to welcome British Governor Young. Kotewall declared on behalf of the Chinese community that the one and a half million people of Hong Kong “shared in the reflection of the glory of the Imperial Army” and thus “enjoyed the benefits” of the Greater East Asia Co-Prosperity Sphere. He then likened Isogai’s donation of rice to the public to “the gesture of a father towards his children” before concluding, “We all know that Your Excellency has been long in China. You fully understand our customs and have always entertained the utmost affection for the Chinese people. . . . We are thankful that you have come to govern this place, and we are extremely glad to await your instructions”.358 On 30 March, the Rehabilitation Advisory Committee was replaced on Isogai's orders by two more permanent bodies, the four-member Chinese Representative Council and the twenty-two-member Chinese Cooperative Council, of which Kotewall was appointed Chairman of the former and Chow of the latter.359 The two Chinese Councils, as they became known, were joined by all the remaining members of former Rehabilitation Advisory Committee, while the Chinese Cooperative Council was also buttressed by the addition of several leading businessmen, including Tang Shiu-kin, Manager of the Tang Tin Fuk Bank and Vice-Chairman of the China Bus Company; Kwok Chan, Vice-Chairman of the Hong University of Hong Kong. He was appointed to the Urban Council by the Governor in 1940. 356 Hong Kong News, January 13, 1942. 357 The King’s Theatre had not at this stage been renamed the Yu Lok. 358 Hong Kong News, February 26, 1942. 359 Hong Kong News, March 31, 1942. According to one contemporary source, the Japanese were aware of prewar rivalry between Kotewall and Chow, and wished to avoid any possible friction that might arise from having them on the same body. See Ward, Asia for the Asiatics?, 64. 152 Kong Chinese General Chamber of Commerce; and Ip Lan-chuen, Chairman of the United Chinese Industrialists Association. 360 Notably absent from the elite line-up were two prominent members of the prewar Legislative Council, Tso Seen-wan and T. N. Chan. Pleading illness or some other excuse, they had slipped away to the mainland and the shelter of neutral Macao, respectively.361 With these two exceptions, every local Chinese and Eurasian notable who had loomed large in public life during British rule came forward in response to the Japanese call. No single motive is adequate to account for the near-unanimity of the elite's behaviour. One explanation that later emerged was that the local leaders had been granted permission for their behaviour by their old British chiefs. Kotewall and Chow later recalled that on 1 January 1942, they had been approached in the China Building by R. A. C. North, the prewar Secretary for Chinese Affairs; J. D. Fraser, the prewar Secretary for Defence; and Sir Greville Alabaster, the prewar Attorney General, and asked to work with the new Japanese rulers to help safeguard the interests of the Chinese community. Although there are no grounds for questioning the granting of such permission, as the meeting in the China Building was later confirmed by surviving officials on the British side,362 the degree of cooperation it authorized remains unclear. Indeed, it seems doubtful that North and his colleagues had envisaged Kotewall’s and Chow’s warm expressions of gratitude to the Imperial Army or triumphant calls of “banzai!” 360 Hong Kong News, March 31, 1942. Translation of captured Japanese indictment of 1943, CO 129 592/6, 134, 137; Tse, San Nian, 62. 362 Kotewall circular letter, May 1946, in private papers of Helen Zimmern; Kotewall testimony, Noma trial WO 235/999, 273. See also Endacott and Birch, Hong Kong Eclipse, 242-3; Ching, The Li Dynasty, 107. For a similar claim in the case of M. K. Lo, see Gittins, Eastern Windows, 133; Stanley, Behind Barbed Wire, 122. Peter H. Sin is also said to have been authorized by the British to work with the conquerors. Snow’s interview with Charles Sin, June 29, 1995. For confirmation from the British side, see North’s remarks to Gimson quoted in Gimson’s internment diary, April 14, 1944; North’s public statement of October 1, 1945 quoted in the South China Morning Post, October 2, 1945. North informed Gimson that he had advised Kotewall to sign a document formalizing the imprimatur. According to Kotewall’s son, such a document was indeed drawn up and signed, a fact verified after the war. Snow’s interview with Mr Cyril Kotewall, June 26, 1995. However, no trace of it appears in either the London or Hong Kong archives. 361 153 What is clear is that the takeover was received with true enthusiasm by one or two of the local business leaders. After being released from internment, the merchant Chan Lim-pak lost no time in offering his services to the invaders and in renewing his prewar connection with Governor Isogai. He is believed to have suggested establishing the two Chinese Councils, and even to have provided the Governor with a list of possible members.363 The banker Lau Tit-shing, who, like Chan, had exhibited open support for Japan in the prewar years, now surpassed himself with his aggressive endorsements of the Japanese war effort. Both hard-core partisans were chosen by Isogai to join Kotewall on the Chinese Representative Council, the more senior and prestigious of the new consultative bodies. If Kotewall and Chow had been cast as the colony's Petains, these two were the Hong Kong Lavals. Further evidence of such enthusiasm may be found in those operating the local Chinese press. The Wah Kiu Yat Po (Overseas Chinese Daily), one of the principal Chineselanguage newspapers, had resumed operations the day after the British surrender, joined by two of the four leading Chinese papers by 3 January. One mainland Chinese reader observed that the editors of these papers were “doing their merciless utmost to find fault with all kinds of shortcomings in the former British administration”. Interpreting this behaviour as a reaction to the censorship of the Hong Kong Chinese media that the British had imposed for the past sixteen years, he deduced that local editors were seizing the opportunity to vent “their accumulated rage”.364 One partial and, at first glance, rather startling exception to the general acquiescence was the case of M. K. Lo. Many observers had taken it for granted that Lo, the scourge of 363 Tse, San Nian, 61-2, 65. Sa, Xianggang Lunxian Riji, 89, 116. The other two papers were the Xunhuan Ribao (Cyclical Daily) and the Huayu Ribao (China World Daily). For mainland readers’ comments, see autobiography of W. W Yen, quoted in Tse, Xianggang Kang Ri, 77. 364 154 British injustice, would be more zealous than anyone in his embrace of the new regime,365 failing to recognize that Lo had always been something of an independent spirit. He took his seat successively on the Rehabilitation Advisory Committee and the Chinese Cooperative Council, but by all accounts made little effort to disguise his reluctance to hold any public office and his aversion to everything Japanese. 366 He was reported to have registered his displeasure at sitting on the Cooperative Council by making no contribution to the Council's proceedings, confirmed by surviving records of Council sessions.367 Asked on one occasion by the Japanese military chiefs what the Army could do to improve its relations with the Chinese community, he broke his silence long enough to comment that it would help if the troops would desist from urinating in public places.368 4.5 Factors in the Collaboration between the Japanese and Hong Kong Elites Several factors led the local elites in Hong Kong to collaborate with the Japanese. At the very beginning, fear was, of course, a significant factor; leading figures were haunted by the thought of what might happen to them and their families if they failed to cooperate. Even M. K. Lo was described by one British onlooker as having been “weak and frightened”.369 Although the gentry might have been expected to follow the example of Tso Seen-wan and T. N. Chan and flee to Macao or the mainland, doing so would have been very difficult, as most were watched very closely and their movements severely restricted; indeed, several were not allowed to sleep anywhere other than their mansions without the knowledge of the Kempeitai. 365 Fehily conversation with Ride, December 18, 1942, CO 129 590/22, 162. Fehily conversation with Ride, December 18, 1942, CO 129 590/22, 162. See also reports of Professor Gordon King, March 18, 1942, CO 129 590/23, 139 and of Dr Wen Yuanning quoted in N. L. Smith minute to Monson January 7, 1944, CO 129 591/4, 70. One Japanese resident appears to have argued on these grounds for Lo’s exclusion from the Chinese Cooperative Council: he was, however, overruled by Isogai, who professed himself anxious to secure the support of the Chinese community by “introducing fair politics”. See Hong Kong News, December 24, 1944. 367 Gittins, Stanley: Behind Barbed Wire, 122; “The Lo Dynasty” Hong Kong Inc., February 1990, 79; minutes of the Chinese Cooperative Council sessions of May 3 and 15, June 17, August 16 and 19, October 25, and November 15, 1943. Lo is listed as having been present at each of these meetings but, unlike his colleagues, is not recorded as having made a single utterance at any of them. 368 Gittins, Stanley: Behind Barbed Wire, 122-3; “The Lo Dynasty”, Hong Kong Inc., February 1990, 79. 369 Report by M. Heyworth of Unilever, quoted in Gent Minute, October 23, 1942, CO 129 590/124, 4. 366 155 Second, mixed with the elites’ fear was a fairly large dose of pragmatism. As most of the gentry and business chiefs had little opportunity to form a clear picture of the events taking place in the wider world,370 no one could be sure how the war would end. It was possible that the British would one day recover the colony, and some leaders may have thought it wise to insure themselves against such a scenario. Certainly Kotewall and Chow (unlike Lau Tit-shing) appear to have been rather careful to avoid denouncing the British explicitly in their public statements, confining themselves instead to vague references to “century-old aggression” and “the returning dawn”.371 Nevertheless, as the fall of Hong Kong was followed by the still more spectacular fall of Singapore and the newspapers celebrated Japan's triumphant assault upon one European possession after another, it seemed much more likely that British rule had been extinguished forever, and that Japan would remain in control of the colony for much time to come. 372 Under such circumstances, the elites viewed it pragmatic to cooperate with the Japanese. Third, local leaders and elites wanted to hold on to the status that they had won, in some cases quite recently, as the chief figures of local Chinese society. As this status had accrued to them in large measure from their appointments to the councils and committees of the British colonial government, it appeared that one obvious way to preserve it was to accept similar appointments from the successor regime. One Japanese official who assumed his post in Hong Kong in the early months recalled leading citizens being drawn to “whoever was in authority”. 373 Moreover, wanting to restore order in the face violent activity by local 370 In the aftermath of the British surrender, Hong Kong Island and Kowloon were completely cut off from each other, and throughout the occupation they were run as separate administrative areas. See report of conversation of Comte R. de Sercey, formerly of the Chinese Postal Service, with Ronald Hall, acting British Consul-General, Chungking, June 27, 1944, CO 129 591/4, 15; Fan Jiping, “Xianggang Zhi Zhan Huiyilu”, in Da Ren, No.8, December 1970, (Hong Kong: Da Ren Publishing, 1970-1973), 6. 371 Hong Kong News January 28, 1942 and February 26, 1942. 372 After the end of the war, the colony’s English-language press commented on the attitude of those Hong Kong Chinese who had “thought the British had gone for good”. See South China Morning Post, September 10, 1945. 373 Snow’s interview with Mr Oda Takeo, former Head of the Foreign Affairs Department, September l, 1995. 156 criminals who had gripped the colony in the aftermath of the takeover, they were naturally inclined to look to the Japanese troops as restorers of calm.374 Fourth, they wanted, perhaps most of all, to resume their business operations. Within days of the conquest, the leading merchants voluntarily began to turn to the new regime for help in restoring a normal business environment. On 31 December 1941 , one week before Sakai had issued his lunch invitation, Chung-wei Tun and the Hong Kong Chinese General Chamber of Commerce submitted a petition to the Gunseicho seeking a repeal of a ban on the acceptance of any banknotes above the value of HK$10, which had ostensibly been imposed to control inflation, arguing that this currency measure had thrown the markets into confusion and crippled any prospects for the resumption of large-scale trade.375 Two weeks later, the Chamber went on to draw the Gunseicho's attention to another pressing financial need: If businesses were to recover, the authorities must arrange for an adequate money supply by allowing customers to draw on their deposits in the various British and Allied banks, which had been sealed off by the Imperial forces. In the meantime, leading firms were also attempting to ascertain if the Gunseicho would allow them to resume operations. By 20 January 1942, the four major Hong Kong Chinese department stores, Wing On, Sincere, Sun, and the China Merchandise Emporium, were “making preparations to resume business” by notifying the authorities of the quantity and value of their inventory and seeking to open their doors.376 On 27 January, the Hong Kong Chinese Chamber presented a range of proposals to Yazaki's Civil Affairs Department, one of which was reopening local banks. On the following day, one of the main Hong Kong 374 Li, Hong Kong Surgeon, 131-2. Sa, Xianggang Lunxian Riji, 114. Sa observed that the local merchants were keen to do business. See also Hong Kong News, January 13, 1942; report of Professor Gordon King, March 18, 1942, CO 129 590/23, 139; Elizabeth Sinn, Growing with Hong Kong: Bank of East Asia, (Hong Kong: The Bank of East Asia Limited, 1994), 67. 376 Hong Kong News, January 20, 1942. 375 157 Chinese industrial enterprises, the Nanyang Tobacco Company, asked the authorities for permission to reopen.377 Lastly, they wanted to do what they could for the public, as their pursuit of wealth had not precluded their attention to the tradition of assisting the less fortunate,which they aimed to continue practicing. The gentry felt that they were duty bound to engage the new regime in a dialogue with a view to relieving the general hardship, and felt no need to await the prompting of North and other British officials to do so.378 Their efforts included an appeal for the restoration of public utilities and the improvement of public safety through such measures as providing assistance to the locally assembled Street Guards. Three days after the newly constituted Rehabilitation Advisory Committee submitted proposals to the Gunseicho for the restoration of “peace and security” on 13 January 1942, Kotewall and his colleagues called on Sakai to discuss ways in which the general anarchy might be brought to an end.379 In several areas, notably the restoration of order, the interests of the public coincided rather obviously with those of the gentry themselves, but there were also occasions on which the displayed a clear-cut concern for the less privileged.380 Several scholars have ascribed the propensity for collaboration among the Anglicized Chinese and Eurasian gentry of Hong Kong to their colonial education, which had prevented them from developing an appropriate sense of national pride. Others have blamed the poor 377 Hong Kong News, January 19, 1942. Dr. Bobbie Kotewall confirmed firsthand that the rumoured meeting between the Secretary for Chinese Affairs (R. A. C North), Grenville Alabster (Attorney Council), and J. A. Fraser (Defence Secretary) did indeed occur. This secret meeting took place after the British defeat but before the officials were transferred to Stanley, so it must have been after Christmas Day. The venue was the Chinese Building, where Kotewall was meeting with Chinese friends to try to formulate coherent policy. The British knew at this stage that Kotewall would probably be asked to emerge as a leader of the Chinese community, and he was told “not to refuse the Japanese”. He was also asked to pass the message to Sir Shouson Chow. Dr. B. Kotewall, Kotewall’s daughter, as interviewed by Dr. A. Birch. See Endacott and Birch, Hong Kong Eclipse, 124. 379 Hong Kong News, January 14, 1942; Sa, Xianggang Lunxian Riji, 157. 380 In late January, 1942, for example, when most of the public utilities had been brought back into service, both the Rehabilitation Advisory Committee and the Hong Kong Chinese Chamber were peppering the Gunseicho with appeals to reverse the sharp increases in the water and electricity rates. On 18 March, when public transport was once again functioning, Kotewall and his colleagues petitioned Governor Isogai’s new Communications Department to stop a hike in tram fares that had just been announced. Hong Kong News, January 28, 1942 and March 19, 1942; Ward, Asia for the Asiatics?, 113, 153. 378 158 treatment of the local elites by the British administration, which had left them feeling that they had little or nothing to lose from a change in regime. While each theory contains an element of truth, none can completely explain their actions. In spite of building sizeable business empires on the mainland and in Southeast Asia, the Hong Kong gentry were generally a parochial people. In accord with one autumn 1942 report that noted that they “did not take any interest in the general war or even in the war in China”,381 their concerns were focused on the small coastal enclave where they had been raised and lived and had founded their fortunes. As such, their loyalty was to Hong Kong, the colony that had allowed them to prosper, and Hong Kong alone. 4.6 Using the Chinese to Govern the Chinese: The Role of the Chinese Councils The arrival of the new governor was the signal for important administrative changes, one of which was the formulation of the doctrine of “using Chinese to govern Chinese”.382 At the centre, the Civil Administration Department was replaced by the Governor's Office or Secretariat responsible to the Governor and headed by a high-ranking Japanese military officer, Major-General Ichiki, assisted by a Japanese civilian. It was organized into several bureaus and departments, including a Civil Affairs Bureau, which seems to have been a policy-framing body; the Bureaus of Communications, Information, and Repatriation, which were placed directly under the Chief of the Governor’s Office because they addressed the important matters of Japanese security, propaganda, and relations with the Chinese; and several functional departments addressing public works, water, medical and health services, and electricity (see Figure 4.1, 4.2 and 4.3).383 381 Notes of Gent and other Colonial Office staff on conversation with escaped British bankers T J. J. Fenwick and J. A. D. Morrison, April 7, 1943, CO 129 590/122, 168. 382 Tse, Zhanshi Ri Jun, 115; Tse, San Nian, 59; Kobayashi, “Taiheiyo Sensoka No Honkon”, 215. 383 Japanese experts and administrators were employed in the various bureaus. They numbered at least eight hundred. They were brought in as experts in administration, banking, education, law, land and housing, medical and dental services, and economics to occupy key positions, carrying out a policy to accord with Japanese war needs. The number of Chinese associated with the administration was also large, comprising the middle and lower ranks of the Government service and the officials in the eighteen district bureaus and wards. 159 160 161 162 As the Japanese consolidated their rule, they recruited many of the same local leaders who had worked with the British to serve as members of the Chinese Representative Council and the Chinese Cooperative Council, both of which, as previously discussed, consisted of leading Chinese businessmen. 384 Impressed by Japan's rhetoric of “Asia for Asians”, several Chinese appeared enthusiastic to work with the Japanese. Although accusations of collaboration were generally unjustified for the majority of the Hong Kong Chinese, they were certainly more than justified for Chan Lim-pak, arrested by British authorities in the midst of the siege of Hong Kong on suspicion of leadership in fifth-columnist activities and later killed by an American bomber in 1944 while en route to Japan. Born in 1884 in Namhoi, Kwangtung Province, he became very wealthy as a Cantonese merchant and a comprador for various foreign firms. By 1920, he had become the Chairman of the General Chamber of Commerce of Canton; President of the Canton Chinese Silk Merchants Association, the Canton Mining Association, and the Guangdong Export Association; the Cantonese comprador of the Hong Kong and Shanghai Banking Corporation; the manager of numerous Chinese firms; and a director of the Nanyang Brothers’ Tobacco Company. As a dangerous and altogether unscrupulous reactionary in his youth, he had organized the notorious Merchant's Volunteers of Kwangtung, which seized the city of Canton in 1924 in an effort to crush the adherents of the revolutionary party of Dr. Sun Yat-sin. After a brief period of riot and disorder, he was driven from Canton. Taking refuge in Hong Kong, he ended his 384 There were naturally some developments in the machinery regarding cooperation with the Chinese community as set up by General Isogai in February 1942. The two Chinese Councils were increased in membership, but otherwise continued with little change. The strongly pro-Japanese Chan Lim Pak, former Chairman of the Chinese Chamber of Commerce, joined the Representative Council on 17 April 1942, increasing its number to four, and remained a member until he was killed in an air raid in December 1944. In February 1945, General Tanaka increased the membership to five, and after the death of Lau Tit-shing in April 1945, increased it to six. Sir Robert Kotewall remained its Chairman, and while in that position was forced to support the Japanese line, though his public utterances became increasingly devoted to purely Chinese community interests, and in 1945 he absented himself for some time on grounds of ill health. The Chinese Cooperative Council continued to work under the direction of the Representative Council. In February 1945, its number was increased to twenty-four and, although changes in membership inevitably occurred, Chow Shou-son remained as Chairman. See Endacott and Birch, Hong Kong Eclipse, 124-138. 163 notorious career by leaving the colony to skip bail rather than answer charges before the court for embezzling the funds of the Nanyang Brothers' Tobacco Company. According to Henry Lethbridge, Lau Tit-shing was also “very pro-Japanese”, having been “thoroughly brainwashed by his early education in Japan”.385 Indeed, when Lau died in April 1945, he was honoured by the Japanese governor. Lau Tit-shing was a successful but relatively obscure Chinese merchant who had operated according to the traditional manner under British rule in Hong Kong. Educated in Japan, he maintained his connections with Japanese friends and served as president of the Chinese-Japanese Returned Students' Association. Little was heard of him until after the fall of Hong Kong, when he began writing to the Hong Kong News. In one of these communications prior to the fall of Singapore, he had written, The fall of Singapore will be of great benefit to overseas Chinese. . . . Britain has encouraged Japan and China to slaughter each other, hoping that she could profit by their wounds to swallow them both up at once. . . . We must fight there [in Burma] with the ferocity of animals. . . . Our method must be to add the totality of our Chinese forces to the Japanese Army and fight together. Holding beliefs so completely in accord with those of the Japanese made him a natural target for collaboration. Except for Chan Lim-pak and Lau Tit-shing, no Chinese leaders collaborated as actively with the Japanese as they had with the British. By mid-1943, many had realized that the war was no longer in Japan's favour, as well as “that in many ways Japanese colonialism was far more despotic, bureaucratic and corrupt, and less rational and efficient than the British variety”. On a 25 December 1943 radio broadcast in honor of the second anniversary of the Japanese occupation, Kotewall praised the progress made under the governorship of General 385 Lethbridge, “Japanese Occupation,” 110-1. 164 Isogai Rensuke, but demonstrated little of the enthusiasm that he had for the 1941 centenary of British occupation, comparing 1942 to the first weeks of chaos after the invasion rather than to the years of British rule.386 By 1944, local leaders had begun to avoid their duties on the two Chinese Councils, while Kotewall and Li-Tse-fong withdrew from public life for health reasons. From a broader perspective, most Chinese leaders in Hong Kong likely collaborated with the Japanese in the same manner as did the majority of Hong Kong's population: “with reluctance and misgiving, and as a matter of physical survival”. As no one knew how the war would end, especially with Japanese successes in China and Southeast Asia, fear and pragmatism, as well as preservation of one’s interests, were no doubt strong motivations for collaboration. 4.61 Effectiveness of the Chinese Councils The main duties of the Chinese Representative Council and the Chinese Cooperative Council were to convey to the Governor, to whom they were directly responsible, complaints from the population as well as the decisions and policies of the government, and to advise the government on matters concerning the population. As previously described, the Governor appointed two men who had been members of the British Executive Council as Chairmen and men who had been prominent during British Rule within various fields and who maintained links with the general population through leadership or membership in various associations as members. Although meeting very frequently to discuss issues, the Chinese Councils had little power, being able only to make suggestions and to try to persuade the government to accept them. Representatives of the Councils, including the Chairmen, held regular meetings with the Governor, the Head of the military police department, and other heads of departments. Requests by these members were very often turned down. Whereas some civilian department 386 Snow, Fall of Hong Kong, 171. 165 heads were quite sympathetic to their plea for better treatment of the Chinese, they were often deterred from supporting them by the presence of the Head of the military police department, Noma Kennosuke. In fact, Noma was mostly responsible for obstructing requests, and the Governor could never overrule him. Thus, from the beginning of their existence, the function of the Councils was limited to conveying and explaining governmental decisions and policies to the population while receiving little feedback from above.387 From their position at the top of the social tree, the two Chinese Councils were given the task of serving as intermediaries between the conquerors and the public. The Cooperative Council compiled the complaints of the different sections of the citizenry and passed them up to the Representative Council, which conferred with Governor Isogai and his department chiefs on a regular basis. Isogai and his colleagues in turn briefed the Representative Council on their latest decrees, and the leading members of both Councils attempted to explain these decrees to the public through a system of press conferences that they held, as did the Japanese department chiefs, two or three times a month. Retrospective accounts tend to portray the two Chinese Councils as bodies that merely rubber-stamped Japanese policies. While they certainly had no part in major decision-making, their advisory functions, in the earlier stages at least, may not have been negligible. A survey of the colony conducted by the new regime’s Information Department observed that because the overwhelming majority of the inhabitants of Hong Kong were of Chinese origin, it was “certainly not the case that their opinion is ignored”.388 Several leaders who sat on the two Chinese Councils were also assigned a specialist advisory role. In February 1942, for instance, Lau Tit-shing was appointed Head of the newly organized Chinese Bankers’ Association, 387 Ward, Asia for the Asiatics?, chapter 6. Tōyō Keizai Shinpōsha hen; Honkon Senryōchi Sōtokubu Hōdōbu kanshū, Gunseika No Honkon:shinseisita Dai Tōa no chūkaku,(Hong Kong: Honkon Tōyō Keizaisha, 1944), chapter 3. 388 166 being one of the Hong Kong Chinese bankers whom the Japanese believed would “give them valuable help in the execution of various economic policies”.389 Within the Councils, which the Japanese administration regarded as little more than listening posts in the population, institutes of public opinion, and gatherers of rumour, were corralled many prominent and influential Chinese to serve as administrative captives of the “New Order”. The Councils thus provided a façade of respectability, maintaining the illusion that the Chinese were now governing themselves under the eyes of a benevolent Japanese administration. Whenever they experienced difficulty in securing Chinese cooperation, the administration sent the relevant matter to the Councils for deliberation, which, after approving all measures “unanimously”, urged the Chinese to support the matter in a decree issued in the name of the Chinese leaders. On important holidays, such as the Mikado's birthday, the Council members were obliged to make public obeisance to Japan by marching en bloc from the Council Chambers to the Murray Parade Grounds, where they stood at attention facing north-northeast, the direction of the palace in Tokyo, then bowing continuously at the order of the announcer. Ostensibly for administrative purposes but in truth to gain control over them, the Japanese organized the various professions and secondary industries into associations and guilds, such as the Sino-Japanese Medical Association, the Bankers’ Association, the Lawyers’ Association, the Firewood Syndicate, and the Druggists’ Syndicate. If, for example, the Japanese wanted a thousand gallons of alcohol or a thousand ounces of quinine, they would simply order the Druggists' Syndicate to provide it. As the Chairman and his officers 389 Li, Hong Kong Surgeon, 125. Help from Hong Kong Chinese business leaders was already being sought in late January and early February, when Colonel Ikemoto, Head of the Economic Affairs Department of the Gunseicho, convened meetings of bankers and merchants to discuss how local business might be revived. In February, Tung Chung-wei of the Hong Kong Chinese General Chamber of Commerce was appointed Chairman of the new Gold and Silver Exchange. In early May, Lau Tit-shing, Tung Chung-wei, and Li Tse-fong were said to have held a meeting in the boardroom of the Bank of East Asia for the purpose of forming the Chinese Bank and theMoney-Changers’ Cooperative Association. See Hong Kong News, January 23, 1942; February 5 and 20, 1942; May 4, 1942; Sa, Xianggang Lunxian Riji, 191, 194. 167 knew who had it in stock and in what quantity, they would in turn order local suppliers to produce it.390 Despite being granted no direct power by the Japanese military administration, the elites’ influence and that of their representative bodies was deeply felt throughout the Chinese community. Later commenting on her father’s participation on the Representative Council, Dr. Bobbie Kotewall stated that having no contingency plans of its own, the Chinese business community had been completely dependent on the leadership of her father. When helping him prepare many of the speeches that he delivered, she described how she and her father would search for the right words until satisfied that the community would understand what they were attempting to convey. Due to his influence, Kotewall appears to have assumed central leadership of the Chinese community, with which he was able to shield the community from the Japanese to a limited extent.391 4.7 Dynamics between the Japanese and Hong Kong Elites during the Middle Period of the Occupation As the months passed, the gentry’s tentative acceptance of the New Order began to give way to a creeping disenchantment.392 The social status that they had enjoyed at the start of the takeover was undermined by the onset of Nipponization and the imposition of a Japanese ruling caste. Kotewall and Chow are reported to have been treated by the authorities in an increasingly “cavalier manner”, and some of their colleagues encountered behaviour that was much more demeaning. For example, at one banquet the government staged for the local community leaders, a Japanese officer, irked by a minor solecism, walked across the room to give one of the most conspicuous guests a resounding slap. Dr. Li Shu-fan, who was present, 390 Li, Hong Kong Surgeon, 150. Dr. B. Kotewall, Kotewall’s daughter, as interviewed by Dr. A. Birch. See Endacott and Birch, Hong Kong Eclipse, 128. 392 Some kind of chronology for this is provided by a daughter of Sir Robert Ho Tung, who records that “many residents, including some of my family, had decided in less than a year after the occupation that Co-Prosperity was not for them”. Gittins, Stanley: Behind Barbed Wire, 127. 391 168 described how “every Chinese there” felt that blow as though it had been dealt to him personally.393 At a December 1942 colloquium of leading citizens that the Japanese media had organized to discuss Hong Kong's future role in East Asia, Li Chung-po, a member of the Chinese Cooperative Council, took the opportunity to slip in a discreet but unmistakable protest. “What we should like to ask the Japanese”, he declared, “is that they be kind enough to offer us considerable shares of business without monopolising the larger businesses”.394 However, any opening the regime allowed to develop was liable to prove a mirage. In April 1943, for example, the Governor’s Office the Association of Chinese Lawyers of Hong Kong were finally given permission to stage an inaugural ceremony one year after delivering their first petition requesting permission to do so. Prominent among the members was Peter H. Sin, the so-called ”Mayor of Hong Kong”, who hoped to return to his prewar legal practice after his year-long service as Chairman of the Central District Bureau. His hope was subsequently disabused when the Chief of the General Affairs Department in the Governor's Office reminded Sin and his fellow solicitors that their function could only be to “assist in the proper administration of martial law” insofar as it impinged on civil matters.395 Surviving records of a number of the routine weekly meetings held by the Chinese Cooperative Council during the summer of 1943 disclose that the members had been formulating a series of appeals. Via these appeals, they pressed for the release of goods from the godowns (warehouses), and called on the government to allow time for inquiries that might prevent the deportation of persons of substance as the result of “mistaken arrests” and to take steps to decrease the suffering of the population by such means as increasing the rice ration while decreasing its soaring price and improving the distribution of such staple 393 Endacott and Birch, Hong Kong Eclipse, 243; Li, Hong Kong Surgeon, 160. Hong Kong News, December 12, 1942. 395 Hong Kong News, April 16 and 17, 1943. 394 169 commodities as firewood, cooking oil, and salt.396 All of these entreaties were submitted to Kotewall and his three colleagues on the Representative Council, who then pursued them at their regular audiences with Governor Isogai. Their subsequent failure revealed that Kotewall and the others no longer retained their early ability to wrangle concessions out of the Japanese. Isogai's responses amounted to little more than a peevish reiteration of the celebrated British refrain of the period: “Don't you know there's a war on?” He explained that he could not permit the release of large stocks from the godowns because they would quickly be used up by businessmen intent on pursuing their own selfish aims; that deportations were being conducted most stringently, and while abuses had been committed, the victims were necessary sacrifices in the interests of the majority; that the current price of rice, whose ration he could not increase, was already excessively low, and that the government had incurred a huge loss by maintaining it; and distribution depended on increasing the import of petrol, which the Governor's Office was actively seeking to do.397 At the end of July 1943, local society was shaken by the disappearance of Dr. Li Shufan. For some months, Li had been hosting lavish parties, frequenting racecourses and dance halls, and in general doing his best to convey that he enthusiastically supported the New Order—while quietly planning his escape. Early one morning, he crept out of his house dressed as a fisherman and slipped off on a pre-arranged sampan around the headlands of the New Territories to the Chinese-held zone of Mirs Bay, abetted by several Japanese soldiers whom he had bribed. A more ambiguous note was struck by Aw Boon-haw, the Tiger Balm magnate from Singapore. At a rally commemorating the overthrow of the British, he 396 Minutes of the 117th, 134th, 135th and 146th meetings of the Chinese Cooperative Council, June 17, 1943; August 16, 19, and 25, 1943; and October 1943. WO 235/999. 397 Isogai’s comments quoted in minutes of the Chinese Cooperative Council, June 17, 1943; August 19, 1943; and October 25, 1943. For equally negative responses from other Japanese officials to similar appeals, see remarks of Colonel Noma and Captain Ishikawa of the Kempeitai quoted in minutes of the Chinese Cooperative Council, May 13, 1943 and June 17, 1943. WO 235/999. 170 “expressed deep sympathy” with the reconstruction of Hong Kong and said he knew how terrible it was to be under the rule of the invaders. 398 On 20 February 1944, the second anniversary of the founding of the Governor’s Office was celebrated as the first function held in the newly completed Government House. Although the festivities had to be toned down in keeping with the colony’s reduced circumstances, Governor Isogai had told Kotewall and his colleagues to ensure that the public did not get the misleading impression that the war was not progressing well for the Japanese. Over the course of the next year, the U.S. advance across the Pacific would be portrayed as draining the life-blood from the American forces, and the fire-bombing of Tokyo was announced in a statement of incoherent mendacity worthy of Bunter: “Tokyo had not been bombed, the damage was very slight and only a few fires had been started. Three American planes brought down over Tokyo were on exhibition. No raid had taken place”.399 The regime took several initiatives in response to the groundswell of discontent to recoup the support of the gentry and middle classes. In October 1943, Isogai announced the establishment of a new civilian law court divided into a civil and a criminal branch. The previous exclusive reliance on martial law, he observed to Kotewall and the other Chinese representatives, had been ineffective in reassuring people and “enabling them to live in peace and work contentedly”.400 In December, he proclaimed a general drive to cut down on red tape and announced that all the decrees issued since the takeover would be re-examined, in particular those regarding the close supervision of residents and every change of residence inside its limits. 398 Speech of Aw Boon-haw, December 1943, quoted in Fortnightly Intelligence Reports no. 6 and 7, period ended December 13, 1943, Far Eastern Bureau of the Ministry of Information, New Delhi, CO 129 591/4, 61. 399 Lindsay, Lasting Honour, 169. It is of course possible that this ridiculous statement was a piece of deliberate sabotage on the part of the editors of the Hong Kong News. 400 Minutes of the 146th meeting of the Chinese Cooperative Council, October 25, 1943.WO 235/999. See also Ward, Asia for the Asiatics?, 60-1; Heasman, Kathleen J., “Japanese Financial and Economic Measures in Hong Kong (25 December 1941-June 1945),” in Journal of the Hong Kong University Students’ Union Economics Society, (Hong Kong: University of Hong Kong, 1957), 66-7. 171 4.8 Dynamics between the Japanese and Hong Kong Elites during the Final Period of the Occupation 4.81 A New Governor Arrives On 24 December 1944, it was suddenly announced that Governor Isogai was being transferred to a post in Japan to be replaced by Lieutenant-General Tanaka Hisakazu, who had directed the Japanese landing in Guangdong Province in October 1938. In the subsequent years, Tanaka had continued to head campaigns in the Province, and he now occupied Sakai's former post as commander of the Twenty-Third Army in Canton. In February, Colonel Noma was recalled to be succeeded as Chief of the Kempeitai by Lieutenant Colonel Kanazawa Asao, a Kempeitai officer who had served for the previous six months in the Governor's Office as assistant to the Chief of Staff. Up to a point, this change over was a matter of straightforward court politics. In July 1944, Premier Tojo, upon whose patronage Isogai and Noma were entirely dependent, had fallen from power in Tokyo as a result of the loss of Saipan.401 However, there were also signs that the change was inspired by the Army’s wish to check the power and abuses of the Kempeitai in Hong Kong, whose performance had been described as “deteriorating” by both the Army Ministry in Tokyo and the Army garrison in the colony. Indeed, Colonel Noma was reported to have been recalled to Japan “partly for this reason”, 402 and the new administration’s systematic drive to decrease the power of the Kempeitai appears to support this reason. Over the course of February 1945, Governor Tanaka replaced about 150 members of the Kempeitai in the colony with new personnel from Canton. At the end of that month, he stripped the Kempeitai of the additional power that they had assumed in directing routine police affairs and confined them to their proper functions of military policing and 401 Tse, San Nian, 51. Statement of Major-General Tomita Naosuke, former Chief of Staff, March 23, 1946, Noma trial, WO 235/999 exhibit N and Kanazawa trial, WO 235/1093 exhibit W. 402 172 countersubversion. Kanazawa, who was now assuming the dual role of Kempeitai Chief and Police Commissioner, seems to have made some attempts to correct the abuses of Noma's reign. Corruption and torture, he later claimed, were curtailed, and the gendarmes were instructed to be “kind and bright” in performing their duties.403 Local testimony that random killings had decreased and that a number of citizens who had been imprisoned for years were released support Kanazawa’s assertions.404 As the arrival of Governor Tanaka brought no substantial improvement, simply placing Hong Kong once again under the firm control of the Twenty-Third Army in Canton, it marked a belated victory for the China faction in the Army. However, this no longer implied, as it had three years earlier, that the colony would be coddled in the hope of creating a political opening to the Nationalist regime. Hong Kong was no longer packed with Nationalist politicians who might be persuaded to make overtures to Chungking on Japan's behalf. Even if it had been, there was no longer any prospect that Chungking would have the remotest interest in peace talks with Tokyo.405 The resumption of control by the TwentyThird Army was instead prompted by strictly operational thinking. With U.S. forces now entrenched in the Philippines, Hong Kong was becoming vulnerable to a seaborne offensive. Allied forces were also gathering strength in the Chinese interior, and it was conceivable that Tanaka's troops might soon be obliged to abandon Canton and fall back on the colony in a last-ditch stand. By absorbing Hong Kong, the Twenty-Third Army would be able to organize a unified defence of the entire Guangdong region.406 It was recognized that the time had come 403 Testimony of Lieutenant-Colonel Kanazawa at Kanazawa trial, WO 235/1093, 324, 330, 359-60. See also Kanazawa guidelines for police reported in Hong Kong News, March 15, 1945. 404 Tse, Zhanshi Rijun, 114. 405 Tse, Xianggang Kang Ri, 168. 406 In late 1944, the proposals for the administration of Hong Kong originally drawn up by the Twenty-Third Army in January 1942 were revised to take account of these new strategic factors. See revised document quoted in Honkon-Chosha Sakusen, 328. 173 to deprive Hong Kong of its anomalous special status, a status that had become all the more meaningless now that the colony was dependent on Guangdong for such little food as it had. Terminating Hong Kong’s special status indeed made an impact, but the most obvious consequence was not, as would be expected, reform, but rather neglect. Governor Tanaka spent the bulk of his time in Canton, coming down to the colony for a maximum of one week per month, thus allowing the occupation regime to grow increasingly feeble. After his return to Japan the previous July, Chief of Staff Suganami had been replaced by a string of successors whose tenures became ever shorter as more and more officers were recalled to take part in the defence of the Japanese homeland. 407 Many of the key civilian heads of departments were transferred in the same way, and by early 1945, as one Japanese witness commented, the Governor’s Office was “unable even to look after itself”. 408 Tanaka complained on one of his rare visits that the number of civilian officials was now too small to keep the government going. The creation of the No. 1 and No. 2 Departments was not in reality so much a mark of efficiency as an effort by Tanaka and his team to maintain control within a sharply reduced sphere of operations. The regime now had neither the means nor the inclination to attend to the finer details of administering Hong Kong, which had become nothing more than an appendage of Canton. By the summer of 1945, grass was growing on the streets. The old focus on public health was visibly wavering, as the Governor's Office failed to maintain the cleaning of filters and the chlorination of drinking water. Even some of the most cherished Japanese prestige projects 407 Samejima, Moritaka, Xianggang Huixiang Ji: Ri jun zhan ling xia de Xianggang jiao hui, (translated by Gong Shusen; Hong Kong: Jidu jiao wen yi chu ban she, 1971), 90. The successors were Major-Generals Uzawa, Tomita, and Fukuchi. Perhaps to disguise the rapidity of the turnover, no name is given by the Hong Kong News to the Chief of Staff from spring 1945 onwards. Press conferences are usually said to have been given by an anonymous Vice Chief of Staff. 408 Hong Kong News, June 30, 1944; September 21, 1944; December 1, 4, and 15, 1944; February 18 and 22, 1945; Samejima, Xianggang Huixiang Ji, 119. Officials transferred included Nakanishi, Chief of the Finance Department, and his successor K. Ishii; Ichiki Yoshiyuki, Chief of the Civil Affairs Department; Sato, Head of the Hong Kong Island Repatriation Office; Y. Uchima, Head of the Kowloon Repatriation Office; and Yamashita, Head of the Area Bureau for Hong Kong Island. 174 were being discontinued. Progress on the grand war memorial in the Wanchai Gap slackened under the impact of failing government finances, a shortage of local construction materials, and American bombing. Ultimately, orders came from Tokyo that all work on the scheme was to stop.409 In February 1945, shortly after the new governor assumed office, small increases were announced in the membership of the two Chinese Councils: the Chinese Representative Council was increased from four to five members and Chinese Cooperative Council from twenty-two to twenty-four. The rationale for the increases, according to the official media, was “to strengthen the civil administration of Hong Kong”.410 The gentry were now expected to help in not only importing and distributing food but also preserving the crumbling infrastructure and, more importantly, preserving order. In April, a Police Affairs Committee composed of sixty “prominent citizens” was established under the chairmanship of Sir Shouson Chow, one of whose functions was to advise Kanazawa, who “felt the necessity of getting in touch with the real voices of the general populace”.411 Its main function, however, was to maintain the services of the local police by raising funds for their upkeep and that of their families. 4.82 Responses of the Elites Many local Chinese leaders reacted physically to the reversals of the Japanese military administration. Sir Robert Kotewall became subject to repeated bouts of angina pectoris,412 while Li Tse-fong developed hypertension. Li Koon-chun, Li Tse-tong’s elder brother and Vice-Chairman of the Chinese Cooperative Council, came down with an unspecified illness 409 South China Morning Post, February 12, 1989; Tse, San Nian, 427; Birch and Cole, Captive Years, 112. As the memorial was intended to emboy the spiritual force of Japan’s samurai warriors, the failure to complete it carried a powerful symbolic message. Work on the planned Shinto Shrine and the Pagoda for the Buddha’s ashes trailed off in a similar fashion. 410 Hong Kong News, February 24, 1945. 411 Testimony of Lieutenant-Colonel Kanazawa, Kanazawa trial, WO 235/1093, 325; 326. See also Hong Kong News, March 15 and 17, 1945 and April 2 and 3, 1945; Endacott and Birch, Hong Kong Eclipse, 136. 412 Snow’s Interviews with Cyril Kotewall and Helen Zimmern, June 26 and 29, 1995. 175 that was aggravated by a direct encounter with the colony's crime wave in the form of a break-in at his office.413 In some cases, their physical symptoms were accompanied by clear signs of mental anguish. Over the course of 1944 to 1945, several members of the Li family took advantage of the regime’s lifting of controls on religion to seek consolation and guidance from the Christian faith, including Li Tse-fong, who was baptized in March 1945 under the name of Peter.414 While there is no reason to doubt the authenticity of these afflictions, whether physical or mental, it is evident that many of the top leaders used them as a pretext for maintaining the maximum distance possible from the Japanese. From 1944 onwards, members of both Chinese Councils increasingly tended to “slacken off” and excuse themselves from meetings with the Governor’s Office on grounds of ill health. 415 Kotewall seems to have been especially prone to absenteeism. In the spring of 1944, he was “indisposed” for the best part of three months. When the new Governor Tanaka invited him and his fellow Council members to a special interview in February 1945, he was “unable to be present owing to illness”. At the beginning of August, he was once again “convalescing”. In a statement put out by the two Chinese Councils, he explained that he had been attending to Council business by telephone or through “personal contact at his residence”, but had now been advised by his doctor to have “a complete rest”. He was, therefore, “reluctantly compelled to give up all public duties for one month”.416 Li Koon-chun also exploited his own ailment for maximum gain. By the beginning of 1944, he had stepped down from his post on the Chinese Cooperative Council and taken to his bed.417 Most of the leaders were still too prominent and too closely watched to have any 413 Ching, Li Dynasty, 116-7. Ibid., 120-1. 415 Tse, San Nian, 75. 416 Hong Kong News, April 14, 1944; June 25, 1944; February 25, 1945; August 3, 1945. 417 Li Koon-chum testified after the war that he had resigned from the Chinese Cooperative Council in 1943. 414 176 realistic chance of fleeing the colony, but after several months of bed-ridden seclusion, Li Koon-chun believed himself sufficiently unobtrusive to attempt an escape. In September 1944, he fled with his family on a rickety boat to Macao, and was soon followed by Tung Chung-wei, Chairman of the Hong Kong Chinese General Chamber of Commerce, who made a similar exit.418 Under these circumstances, the bulk of the broadcasts and public appearances were increasingly made by the leaders who had inextricably committed themselves to the Japanese cause. Their presence, however, was also beginning to fade. After issuing an appeal to the public to remain calm and place their full confidence in the occupation authorities in midDecember 1944, Chan Lim-pak, the far-right businessman, applied for and was granted a month’s sick leave, which he used to prepare for flight to Macao. He never made it; on 24 December, he fell in a hail of machine-gun bullets from U.S.. fighters attacking his steamer as it was crossing the Pearl River Estuary. Chinese legend has it that he drowned trying to rescue his concubine, who was sinking on account of a bag of gold she had tied to her waist.419 After Lau Tit-shing, the pan-Asiatic enthusiast, dropped dead of a heart attack the following April, the Japanese lost their last fervent supporter from the elites. That the Japanese realized such a loss is reflected in the special letter of condolence brought to the dead man’s family by a staff officer representing Governor Tanaka, a unique honour conferred in token of “the meritorious services given by the late Mr Lau”.420 Contemporary sources, however, reported that he was still playing an active part on the Council in November of that year. It would seem, therefore, that his resignation did not take place until the end of 1943 at the earliest. See minutes of the 149th meeting of the Chinese Cooperative Council, November 15, 1943; Hong Kong News, November 14, 1943; Ching, The Li Dynasty, 116. 418 Ching, The Li Dynasty, 11-2; Wah Kiu Yat Po (evening edition), August 26, 1945. The precise date of Tung’s departure is unclear. 419 Hong Kong News, December 12, 13, 26, and 27, 1944; Tse, San Nian, 76. Tse dates this episode incorrectly to August 1945. 420 Hong Kong News, April 11 and 12, 1945. It was intimated that the government would take care of Lau’s family. 177 Although the Chinese Councils continued to function on into 1945, their members had begun to feel less completely certain of Japanese victory in early 1944, as is suggested in the slightly tremulous ending of a declaration issued on the second anniversary of Isogai’s appointment to the governorship: In the past two years, the living conditions of Hong Kong inhabitants have been rather strained, but compared to other places, Hong Kong stands out as faring very well. On entering the third year of the war, the hardships will perhaps be even greater than in the past two years, but we hope that our brothers and fellow-countrymen will respect this period of trials, withstanding tribulations and hardships; to surge forward in the spirit of ever greater effort, in order to harvest the greater benefit, not only for the inhabitants of Hong Kong, but for China and Japan. In light of Japanese losses, the local elites had begun to prepare for the return of the British. 4.9 Comparison between the most prominent local Chinese leaders in Hong Kong and Singapore during the Japanese occupation An examination of the most prominent local Chinese leaders in Hong Kong and Singapore during the Japanese occupation reveals that the Japanese sought to use Chinese to govern other Chinese in the territories they captured. These leaders shared similar Western academic backgrounds and had enjoyed good reputations since the pre-war era of the British colonial government. However, the nature of the administration in each colony affected their treatment by the Japanese. 4.91 Background of the two leaders—The Loyal British Subject Sir Shouson Chow (周壽臣 爵士, 1861–1959) was a Hong Kong-born businessman who was a Qing Dynasty official and a notable figure in the Government of Hong Kong. His father was comprador of the Hong Kong Steamship Company. Among the third group of Chinese overseas students in the United States in the 1870s, Chow studied at Phillips 178 Academy, Andover (class of 1880) and Columbia University. After graduation, he worked in the Qing government. In 1881, he joined the Korean Customs Service under Yuan Shi-kai. Later, he was the president of Tientsin China Merchant Steam Navigation Company from 1897 to 1903 and was the managing director of Peking-Mukden Railway in the Imperial Chinese Railways of North China between 1903 and 1907.421 He was the Customs and Trade Superintendent and Counsellor for Foreign Affairs in Newchwang (牛庄) between 1907 and 1910. During this period, he was promoted to Mandarin of the Second Rank. He left the Qing government after the 1911 Revolution and became the director of various companies in Hong Kong.422 Chow was appointed Justice of the Peace in Hong Kong in 1907. In 1918, he founded the Bank of East Asia with three Chinese partners. He was the Chairman of the bank’s board of directors from 1925 to 1929. In 1922, he was appointed a member of the Sanitary Board, the precursor of the Urban Council and Legislative Council, where he served until 1931. In 1926, he became the first Chinese member of the Executive Council in Hong Kong and was knighted. In 1933, he earned an honorary Doctorate of Laws from the University of Hong Kong.423 In circumscribing the role that Hong Kong played in the Chinese resistance, the government mirrored the attitudes of the bulk of the British trading community. However, Chow, as one of the prominent members of the gentry in Hong Kong, undoubtedly made handsome gestures of support to the Mainland resistance. In 1936, even before all-out fighting had started, Chow sat on the committee that had been set up to promote the sale of nationalist government bonds.424 At the same time, in January 1941, Chow appeared at the broadcasting station to deliver addresses marking the centenary of British rule in Hong Kong. He praised 421 Charles W. Chow, Grand Old Man of Hong Kong: Sir Shouson Chow (Hong Kong: Joint Publishing, 2006), 65. Ibid., 84. 423 Ibid.,133. 424 Snow, Fall of Hong Kong, 33. 422 179 the ‘sound and just administration’ of the British and the security that British rule offered to trade, investment, and industry.425 Similarly, Lim Boon Keng (林文慶, 1869-1957) was a second-generation Straits-born Chinese. Born on 18 October 1869, Lim attended Raffles Institution, where he proved a precocious student with an insatiable appetite for learning. His headmaster, RW Hullett, was so impressed by him that he personally tutored him with a view to his winning one of the two Queen’s Scholarships in 1887. His receipt of this scholarship enabled him to study medicine at Edinburgh University, where he graduated in August 1892 with a Bachelor of Medicine and Surgery, gaining first class honours.426 Both Chow and Lim worked for the Qing government after graduation. While Chow was a diplomat in Korea, Lim was appointed Medical Adviser to the Ministry of the Interior under Prince Su in 1911. Additionally, Lim represented the Chinese government as a delegate to international medical conferences in Paris and Rome. When Dr. Sun Yat-sen became provisional President of the Chinese Republic in 1912, Lim was appointed Sun’s confidential secretary and personal physician. However, when Sun gave in to internal bickering and allowed Yuan Shi-kai to become President, Lim resigned from Chinese government service.427 Beyond establishing himself as a reputable medical doctor, Lim became very active in public affairs, serving five terms on the Legislative Council from 1895-1921. In 1897, he was made Justice of the Peace (attaining the same status as Chow in Hong Kong) at the unprecedented young age of 28. 428 As the Chinese community’s representative on the 425 Lethbridge, ‘Hong Kong under Japanese Occupation’, 87-8. http://exhibitions.nlb.gov.sg/limboonkeng/EN/SE02-EarlyLife.html (accessed December 24, 2010). (Ang, Seow Leng and Bonny Tan, ‘Early Life’, Lim Bonn Keng: A Life to Remember, National Library Board, Singapore), (accessed December 24, 2010). 427 http://exhibitions.nlb.gov.sg/limboonkeng/EN/SE03-Education.html (accessed December 24, 2010). (Ang, Seow Leng and Bonny Tan, ‘Education’, Lim Bonn Keng: A Life to Remember, National Library Board, Singapore), (accessed December 24, 2010). 428 In addition to his responsibilities on the Legislative Council, Lim was appointed to the Municipal Commission (1905426 180 Legislative Council in Singapore, Lim was ever mindful of his loyalty to the British Crown. His family had been in the Straits for three generations, and he benefited from the British scholarship and education system. Lim never lost an opportunity to demonstrate this loyalty. In 1900, he founded the Straits Chinese British Association (SCBA) to promote interest in the British Empire and loyalty to the Queen. The SCBA was also charged with advancing the welfare of Chinese British subjects in the Colony and encouraging higher education. Lim was the president of the SCBA in 1904 and 1906.429 4.92 Role in the Chinese Cooperative Council of Hong Kong and the Overseas Chinese Association of Singapore during the Japanese Occupation Sir Shouson Chow in Hong Kong It seems likely that the Japanese wished to show favour to Chow, with whom they had conducted business in the pre-war years. The families controlling the Bank of East Asia had a history of contact with Japan going back many decades.430 Sir Shouson Chow, for example, was chairman of the board of directors of the Bank of East Asia during the Japanese occupation. Chow was also one of the directors of the China Merchandise Emporium. By the summer of 1942, Chow appeared to have been benefiting commercially from Japanese favour. Specifically, Chow was obliged to lend himself to the efforts of the Japanese Army chiefs to wear down the will to resist on the Chinese Mainland. Time and again, he was mobilized to appeal to the Nationalist Chinese leadership to come to terms. At a welcoming lunch in the Peninsula Hotel, Chow declared that ‘from now on Japan and China would join hands more and more.’431 As the top local leader in Hong Kong, he was visibly distressed by 1906) as well as the Chinese Advisory Board (1897-1898 and 1913-1922). Service in these capacities afforded him many opportunities to petition the British colonial government for various improvements to the lives of the Chinese. 429 http://exhibitions.nlb.gov.sg/limboonkeng/EN/SE05-Public.html (accessed December 24, 2010). (Ang, Seow Leng and Bonny Tan, ‘Public Service’, Lim Bonn Keng: A Life to Remember, National Library Board, Singapore), (accessed December 24, 2010). 430 A historian of the Bank records that in consequence of the ‘vital’ pre-war connection, the Japanese authorities in general ‘did not treat the Bank of East Asia severely’. Sinn, Bank of East Asia, 72. 431 Hong Kong News, January 12, 1942. 181 the need to take a public stand incompatible with the nationalist war effort. Chow, the onetime Mainland diplomat, is said to have cut ‘a pathetic figure, attempting repeatedly to communicate to the Chungking government his entreaty that they withhold judgement on him’.432 In April 1943, on the Emperor’s birthday, Chow and his colleagues on the two Chinese Councils were required to bow reverently to the north-north-east in the approximate direction of the Imperial Palace in Tokyo. At the time of the Yasukuni Shrine Festival, which was held to commemorate the Japanese war dead, all Hong Kong residents, wherever they happened to be, were obliged to stand and observe a minute’s silence to express respect. In February 1945, shortly after the new Governor assumed office, Chow was expected to help not only in importing and distributing food, but also in shoring up the crumbling infrastructure of Hong Kong, particularly in terms of the preservation of order. In April, a Police Affairs Committee composed of sixty ‘prominent citizens’ was set up under the chairmanship of the aged Sir Shouson Chow. Its main function was to keep the local police on the beat by raising funds for their upkeep and that of their families.433 In May 1945, in his capacity as head of the Police Affairs Committee, Sir Shouson Chow announced the establishment of a Cooperative Society to raise money from each social group so that rice and other essentials could be purchased at low prices and distributed to all members of the police.434 In July 1945, the Cooperative Council held a meeting to discuss ways of working with the police in Tanaka’s new drive for the deportation of ‘undesirable characters’.435 432 Ward, Asia for the Asiatics?, 15; Hahn, China to Me, 328. Testimony of Lieutenant-Colonel Kanazawa, Kanazawa trial, WO 235/1093, 325; 326. See also Hong Kong News, March 15 and 17 and April 2 and 3, 1945; Endacott and Birch, Hong Kong Eclipse, 136. 434 Hong Kong News, May 6 and 14, 1945. 435 Hong Kong News, July 25, 1945. 433 182 Even with such actions on Chow’s part, in the post-war era, the British government insisted that Chow had been ‘a loyal servant of the British’ and was ‘violently anti-Japanese’. In any event, he was ‘too old to matter much now.’436 Chow was received with ‘high favour’ at Government House and ‘formed the backbone of the group of VIPs at all functions’.437 By choosing, when the British surrendered, to work with the Japanese rather than rallying to Chungking like model Chinese citizens, they proved that their loyalty was to Hong Kong exclusively. They were thus, paradoxically, the segment of society on whom the returning British could now best rely in the face of the intensified threat from the Mainland.438 Lim Boon Keng in Singapore In Singapore in 1937, Lim founded and chaired the Straits Chinese China Relief Fund Committee of Singapore to support China in her war efforts against the Japanese. He made scathing attacks against Japanese imperialism on a number of occasions, incurring the wrath of the Japanese authorities.439 In late February 1942, shortly after the invasion of Singapore, Lim’s family was interned at a Japanese concentration camp on Arab Street. According to Shinozaki Mamoru, Lim was so shocked that his voice was inaudible. However, he was able to get home with Shinozaki’s protection cards. Lim was asked by the Japanese to become the leader of the OCA (Overseas Chinese Association), an association created to serve the needs of the local Chinese community with the approval of the Japanese. Lim refused, claiming that he was too 436 Monson minute, June 4, 1942, CO 129 590/23, 9. T. M. Hazlerigg memorandum to Gent, December 31,1945, CO 129 594/9,151. See also WIS no. 7, November 6, 1945, CO 129 592/6, 51; Wright-Nooth, Prisoner of the Turnip-Heads, 254. 438 A British need for Chinese ‘loyal to the concept of a separate status for Hong Kong’ is referred to in Lethbridge, ‘Hong Kong under Japanese Occupation’, 117. 439 In 1921, Tan Kah Kee founded Amoy (Xiamen) University to educate the Chinese in the Straits Settlements and China and invited Lim Boon Keng to be the University’s foundation president. Lim accepted this honour without hesitation, leaving his business interests in the hands of trusted friends and colleagues and taking no salary. However, Amoy University was funded solely by Tan Kah Kee, and when his businesses were hit by the rubber slump of the 1920s, Lim was forced to raise funds for the university personally. From 1926 to 1935, he made three trips to Singapore, Malaya, and Indonesia for fundraising purposes. Lim resigned from Amoy University in 1937 after Tan Kah Kee handed the institution over to the Chinese Government. By then, Tan Kah Kee’s businesses had failed, and he could no longer finance the university. Lim’s long absence from Singapore meant the inevitable neglect of his many business interests. When he finally returned to Singapore in 1937, he was nearly penniless. See http://exhibitions.nlb.gov.sg/limboonkeng/EN/SE07-Amoy.html (accessed December 24, 2010). 437 183 old to take up the role of a president. Lim’s wife was then made to kneel down in the scorching sun for 4 hours at a stretch, in addition to bearing other insults. Under the persuasion of Shinozaki, who assured him that his role as president was merely to be a figurehead who performed little work, Lim finally relented. The Japanese also appointed Lim the Chinese consul-general in Singapore and Chairman of the Chinese Chamber of Commerce.440 In March 1942, Lim was ordered by the Japanese to raise a ‘donation’ of fifty million dollars for Japan. However, he was only able to raise twenty-eight million dollars with much difficulty. In response to the anger of the Japanese, Lim made an emotional speech: ‘We never told a lie. When we promised to give the military contribution, we mean to do it. Financial conditions are now such as to be beyond our control. If we are unable to pay, then die we will. I wish to point out, however, that the manner in which the Government raised this military contribution is without any parallel in any country.’441 In the end, the Japanese agreed to a loan for the remaining sum through the Yokohama Specie Bank. Until the end of the occupation in 1945, the association acted as a go-between for the Chinese community and the Japanese authorities. Known as the grand old man of Singapore’s Chinese Society, Lim Boon Keng appeared to support the Japanese Military Administration. In actuality, he practised passive resistance. Lim knew that he was powerless to fight the Japanese, but he stood his ground by taking little part in any of the OCA’s activities. Often, he would pretend to be drunk so that he would not have to deal with the Japanese. After the War, he was exonerated from all blame by the British authorities.442 440 http://infopedia.nl.sg/articles/SIP_855_2004-12-27.html (accessed December 24, 2010). Oon, Clarissa, ‘Nanyang gentleman caught between two different worlds’. Straits Times (Singapore, April 7, 2008). 442 http://exhibitions.nlb.gov.sg/limboonkeng/EN/SE08-Last.html (accessed December 24, 2010). (Ang, Seow Leng and Bonny Tan, Lim Bonn Keng: A Life to Remember, National Library Board, Singapore), (accessed December 24, 2010). 441 184 Chapter 5 Dynamics between the Japanese and the Masses in Hong Kong and Singapore 5.1 Winning the hearts and minds of the Chinese in Singapore: The Role of the Advisory Council and the Epposho Until the end of 1942, the only local people who played a role in the Japanese government of Singapore were the few who held subordinate positions in government offices. Political considerations were subordinate to military and economic needs and contingent upon the restoration of “peace and order”. Thus, not surprisingly, the military’s monopolization of the government left little room for anyone other than officers. However, as the Allies began to fight back, more and more attention had to be paid to political considerations as part of an overall defence strategy. By the spring of 1943, when Japanese expansion had reached its outer limits, Japan had depleted a substantial proportion of its naval and air power and resources in the operations in Guadalcanal and New Guinea, although it had not yet suffered any decisive defeat. In the shift from an offensive to a defensive strategy, the new acquisitions were no longer served as stepping stones to further expansion but simply the outer perimeter of a defensive shield. The Japanese military administration’s overriding concern became identifying a strategy to consolidate and “protect gains already made” and avoiding a complete defeat.443 It was with this concern in mind that in a June 1943 speech to the Diet, Tojo promised “participation in politics within this year to Malaya, Sumatra, Java, Borneo and the Celebes, according to their cultural conditions”, 444 proposing that local inhabitants be appointed as 443 F. C. Jones, Borton, H., and Pearn, B.R., “The Far East 1942-1946,” in Survey of International Affairs 19391946, ed. A. Toynbee (New York: Oxford University Press, 1955), 111. 444 W. H. Elsbree, Japan’s role in Southeast Asian nationalist movements, 1940 to 1945, (Cambridge, Mass.: Harvard University Press, 1953), 48 and 84. 185 government officials as much as possible, with those of superior ability being promoted as often as possible. Realization of this proposal began on 3 October 1943, when the Malayan Gunsei announced the formation of Consultative Councils in the provinces and the cities and the participation of local people in the administration to secure greater cooperation from the people in the war effort. Only one Japanese, either the Governor or the Mayor, would serve as on the Councils as the Chairman to select the number of honorary Councillors that he deemed appropriate from among the local inhabitants to serve an unspecified term, submitting their names for approval to the Gunseikan. The Councillors should be men of wide knowledge and influence; prepared to cooperate with the Gunsei; and numerically representative of their ethnic groups in a manner roughly proportionate to their population in respective areas, with weight being given to the Malays. There were no fixed days for meetings; the Chairman could call a meeting whenever he deemed necessary, and could invite his staff to participate in the proceedings. The Syonan Consultative Council established on 7 December, 1943 consisted of six Chinese, four Malay, three Indian, one Eurasian, and one Arab Councillor. 445 The Mayor asserted that the Council was established to advise the Tokubetsu-si in the execution of its general policies and to enable the people to participate in the administration of their own affairs. The Council was therefore to discuss (and only discuss) matters of public interest, with the agenda of each meeting being decided by the Government and then circulated to the Councillors, who were to submit written opinions upon them before coming to the Council for discussion. The final decision on issues rested with the Government. Reports of the first and second meetings of the Council on 21 January 1944 and 7 August 1944, respectively, and the address of the Mayor to the first meeting indicate that the matters discussed were primarily 445 Syonan Shimbun , December 7, 1943. They were Ching Kee Sun, Lee Choon Seng, Lim Chong Pang, Lim Kian Beng, Lam joo Chong, Lim Siow Chong, Tuan Onan bin Haji Siraj, Galls bin Mayuhiddin, Tuan Raja Haji Yunus, Tuan Daud bin Mohamed Shah, A.Yellappa, M. V. Pillai, Balbir Singh, C. J. Paglar, and Tuan Syed Mohamed bin Alkaff. 186 identifying ways and means of strengthening the war effort, and concerned the welfare of the people only insofar as it was incidental to strengthening the war effort.446 The establishment of the Syonan Consultative Council was followed by that an Information and Publicity Committee had been formed 447 whose members had been chosen from among the “leading” citizens of Syonan, with the Mayor acting as Chairman. The Committee primarily engaged in two actions—providing information to the Chairman on public matters at its monthly meetings after studying and investigating public tendency and thought and, in turn, explaining the policies and actions of the Government to the public by various means, such as lectures, round-table conferences, pamphlets, and public broadcasts— both of which, the Mayor hoped, would encourage the people to “co-operate with the government voluntarily”. War setbacks compelled the military to re-evaluate its policy towards the Chinese, which, as previously discussed, was particularly important as changes in the attitude among high Gunsei officials in Tokyo and Syonan continued to emerge. It was under such circumstances that the Imperial Headquarters-Government Liaison Conference of 31 May 1943 adopted the policies contained within the document “General Principles Governing the Political Guidance of Great East Asia”. As part of the programme for solidifying the unity of Asian countries, the Japanese government decided to allow indigenous peoples of the 446 Syonan Shimbun. January 17, 20, 21, 24 and 25, 1944 and August 2, 1944. Matters discussed at the first meeting were “measures to be adopted to guide the public to render their co-operation in prosecuting the war with all available manpower under the high spirit of labour. . . . Ways and means to improve economically, under guidance, the present day livelihood of the general public to cope with prevailing condition and particularly in reference to wearing apparel. . . . The question of how to increase the production of food-stuffs, the encouragement of the production and the use of substitute foodstuffs, standardisation of the quantity of foodstuffs for distribution, and measures to encourage the economizing in the use of wearing apparel. . . .Measures to induce the public to exert themselves in a positive manner in defence in order to further consolidate the defence of Malai”. 447 Syonan Shimbun. March 30-31, 1943. The members were Ching Kee Sun, Lu Tan Poh, Lim Chong Pang, Lim Kiang Beng, G. H Kiat, Pan Ching Yen, Lim Cher Ming, Hu Mai, Onan bin Haji Siraj, Daud bin Mohamed Shah, Tungku Hussain, Dr.Caus bin Mayuhiddin, M. V, Pillai, Balbir Singh, M. Sivaram, Dr: P. T. Nathan, Dr. C. J. Paglar, A. J. Braga, Thomas Hope, and A. M. Alsagoff. 187 southern region to participate in local political affairs according to their ability.448 On the question of Chinese political participation, however, there soon emerged an intra-factional conflict between the hardline and moderate factions within the Army, with the hardliners continuing to oppose the moderates’ calls for appointing Chinese to higher posts.449 In the end, compromise was reached when the document “Political Participation of Indigenous Peoples” of 26 June was approved by the Liaison Conference, which contained the clause, “The decision for the [timing] of their [Chinese] political participation should be determined in accordance with the progress of the political participation of indigenous peoples [Malays, Indians, and Eurasians]”. 450 However, the hardliners were by no means happy with this compromise, as indicated by the remarks of Fujimura and Major General Isoya Goro, a new Gunseikan. Fujimura, who had returned from Tokyo after attending a meeting of military administrators, conveyed the hardline faction’s view by stating, “[The hardliners] in the Army are not desirous of stimulating the political consciousness of the Chinese. Therefore, they must not be appointed to higher administration posts in central and provincial governments. Malays are preferred to fill these posts”. 451 Addressing the Somubucho of Malayan state governments, Isoya stated that the hardliners wished to limit the number of Chinese in the political council to “a minimum level”, but only so far as their lack of representation would not “constitute an obstacle in getting their cooperation”.452 Within the Army in general, a strong antipathy towards the Chinese remained apparent. Commenting on the lack of an understanding within the Army of the Nanyang Chinese, General Inada Masazumi, Deputy Chief of Staff of the SEA, wrote that the Army had not yet 448 Hattori, Daitoa Senso Zenshi, 448-9; Sugiyanm Memo II, 410-1. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 80. 449 Nampo Senryochi Jumin No Seiji Sanyo Ni Kansuru Ken, Rikugun Soan, June 18, 1943, Reel S584, in Archives of the Japanese Ministry of Foreign Affairs, Tokyo, Japan, 1868-1945, microfilmed. 450 Sugiyama Memo II, 436-7. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 80. 451 Japan, Dai-Ichi Fukuinsh, Shijitsu Chosabu, Marei Gunsei Gaiyo, 1946, n.p. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 80. 452 Marei Gunseikambu, Marei Kaku Shu (Shi) Somubucho Kaido Kankei Shorui Toji, July 20, 1943, n.p. Marked “Top Secret.” Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 80. 188 “seriously grappled with the problem”.453 However, the opposition appeared to subside over the following months. When advisory councils were organized in Syonan and in each Malay state in December, not only were Chinese representatives included in the councils, but the representation of the Chinese community was higher in proportion to other ethnic groups, including the Malays, as shown in table 5.1 . Professor Itagaki Yoichi, former member of the Gunseikambu research section in charge of political affairs, noted that the larger Chinese representation reflected the growing Gunsei realization of the importance and strength of the Chinese. 454 The general integration of the Chinese might, as Professor Willard Elsbree observed, “serve to blunt Chinese opposition and prevent it from being the core of an antiJapanese movement. [However] the fact that other racial groups, such as Eurasians, Arabs, and Indians, were included in the new effort would indicate that it was not just another tactic to deal recalcitrant Chinese”.455 453 Inada Masazumi, Inada Nikki, July 26, 1943 (unpublished). Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 81. 454 Itagaki Yoichi, “Maraya Fukugo Shakai Ni Okeru Nashonarizumu No Hatten," Keizaigaku Kenkyu, no. 6 (November 25, 1961), 17, Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 81; Syonan Shimbun, October 3, 1943. 455 Elsbree, Japan’s Role in Southeast Asian Nationalist Movements, 142. 189 Table 5.1 Proportionate Representation according to Ethnic Groups in Singapore (Syonan) and State Advisory Councils, 1943456 Malays Chinese Indians Eurasians Arabs Total Syonan 4 6 3 1 1 15 Malacca 7 5 2 1 0 15 Penang 5 7 3 0 0 15 Johore 7 3 2 0 0 12 Negri Sembilan Selangor 7 3 2 0 0 12 4 6 4 0 0 14 Pahang 5 3 1 0 0 9 Perak 14 4 2 0 0 20 TOTAL 53 37 19 2 1 112 5.11 The Epposho While Hamada was forced to follow the established Japanization programme in education, he accomplished, in large measure, his objective of establishing communications with the Chinese and improving relations with Chinese communities. It seems that Hamada expended a large part of his energy in achieving this goal during his brief tenure as the Somubucho. Prior to the delivery of his 31 May address to company representatives and rikenyas, Hamada had held meetings with a number of influential Chinese about how to improve Japanese-Chinese relations. Their suggestions provided him with useful ideas for organizing an Epposho, an information office modelled after Sun Yat-sen’s Yueh pao she, an innovative institution that provided a completely new direction to Chinese policy in Penang. 456 Itagaki, Keizaigaku Kenkyu, no. 6, 18. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 81. 190 Many civilian Gunsei officers involved in the project hailed it as the most constructive programme, giving the credit without hesitation to Hamada for its initial success. 457 The Epposho was designed for “establishing a self-sufficient Malaya, restraining and controlling monopolistic Japanese firms and kumiais, relaxing suppressive measures toward the Chinese, utilizing, under the slogan of a unified community spirit, Chinese labour and capital resources, winning Chinese public sentiments, and promoting a Chinese cooperating spirit”.458 The idea grew out of Hamada's conviction that the Nanyang Chinese “could not be ignored for the solution of the China problem”, 459 which had been sapping Japan’s national and military strength for the past seven years. Hamada organized the Epposho as an agency charged with gathering and disseminating information to “enlighten” the Chinese, studying their conditions to identify the means of winning their hearts and cooperation, and providing a channel through which the Chinese could cooperate voluntarily with the Japanese. Theoretically, the Somubucho of the Penang State Government was the Head of the Epposho. However, personnel from the Gunseikambu Research Department, a group of scholars recruited from the Tokyo College of Commerce, actually ran the organization under the general supervision of Professor Akamatsu Kaname, Chief of the Research Department, to whom Hamada and Captain Hidaka Shinsaku, Commander of the Penang Naval Base, had entrusted the entire programme. Based on a preliminary study of recruiting Chinese for the Epposho prepared by Mukai Umeji, one of the Department's researchers, a number of candidates were interviewed, and thirteen intellectual young Chinese were selected on the criteria that they were of good family and trustworthy. In 457 Uchida, Taiheiyo Senso Shuketsuron, 846-7; Itagaki, Yoichi, “Outline of Japanese Policy in Indonesia and Malaya during the War with Special Reference to Nationalism of Respective Countries,” Annals of the Hitotsubashi Academy II, no. 2 (April, 1952), 188. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 86. 458 Uchida, Taiheiyo Senso Shuketsuron, 846-7. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 86. 459 Correspondence with Hamada, July 23, 1966. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 86. 191 addition, the Gunsei authorities appointed twelve Chinese, prominent in business and community circles, as advisers to the Epposho,460 all of whom, at Hamada's suggestion, were guaranteed a means of livelihood and immunity from arrest.461 The Epposho initially served as a venue for receiving and addressing complaints from Chinese residents. According to Kirita Naosaku and Hotta Takeo, coordinators between the military authorities and the Chinese, most Chinese complaints dealt with the expropriation of businesses and factories by Japanese firms, the high-handed actions of provincial government bureaucrats, and Kempeitai arrests. 462 The Gunseikambu acted immediately upon these grievances, sometimes over the objections and demurs of state officials and the Kempei. Epposho workers at times appealed directly to the naval base command to prevail upon obstinate bureaucrats, thus cutting through the otherwise unavoidable red tape. Although the Epposho displeased provincial bureaucrats, Hamada and Hidaka approved its work, thus insulating it from bureaucratic interference.463 As part of its programme to win the hearts and minds of the Chinese, the Gunseikambu authorized the Epposho to provide recreational facilities for Chinese mariners, transport rice by junks from Thailand, and distribute rice and other daily necessities to the destitute at a reduced price in the Epposho’s name. As Kirita observed, the programme prioritized establishing economic self-sufficiency over realizing high-minded theories or 460 “Penan Epposho Setsuritsu,” Chosabuho, no. 4 (June 20, 1944), n.p. Some of the selected Chinese were Lin T'ing-shin, son of Teochiu financial tycoon Lin Lienteng; Lin Chien-hsiu, son of the Penang Chief Justice; Wang Tsung-ching, a medical doctor; Chou Kuo-chun; Lien Fu-k'un, Chairman of the Chinese Association; Ch'iu Chifu; Lo Weng-yang; Chuang Jung-fu; and Ch'en Li-ch'an. Liu Ching-ts'ai and Sung Chen, both of whom were captured KMT intelligence agents, worked for the Epposho. Interviews with Kirita, Naosaku and Hotta, Takeo, (members of Epposho), November 19 and December 13, 1968. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 86. 461 Interview with Kirita, November 19, 1968. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 86. 462 Interview with Hotta, December 13, 1968. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 86. 463 Interview with Hotta, December 13, 1968; Itagaki, Keizaigaku Kenkyu, no. 6, 18. Cooperation between the traditionally rival Army and Navy and good personal relations between Hamada and Hidaka appeared to have contributed to the Epposho’s success in Penang. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 87. 192 engaging in propaganda for constructing the Greater East Asia Co-Prosperity Sphere. 464 Having a special permit to possess their own vehicles, Epposho workers travelled extensively throughout the state to listen to complaints, returning with valuable information that assisted the Gunseikambu in administrative matters and in maintaining security. Because they were immune from arrest, Chinese workers were able to discuss and criticize the Gunsei free from fear of reprisal by the Kempei. The Gunseikambu respected their candid opinions, many of which were translated into actual policy to the greatest extent possible.465 As the Epposho became a centre of political action, offering opinions and proposals for reform in the Gunsei, it proved problematical for Fujimura, Hamada’s immediate superior as Gunseikan and concurrently Chief of Staff of the Twenty-Ninth Army at Taiping. Fujimura appeared not to be a whole-hearted enthusiast for the rapid expansion of Epposho activities, if not for the institution itself. After the Epposho movement had spread from Penang to Syonan and Kuala Lumpur by August, Hamada tried to introduce the programme on a much larger scale to Taiping, an urban centre with a large Chinese population and the seat of the Malay Gunseikambu. Being the Gunsei Executive Officer, Hamada was much concerned with winning popular support for the military, which was vital in the event of an enemy invasion. Conflict between the two officers was perhaps inevitable. While Fujimura viewed the Epposho strictly as part of short-term military strategy and operations, Hamada viewed it broadly from a long-term Gunsei objective. “Military necessity” had once again reared its head. The disagreement ended in Hamada's reassignment in October 1944.466 With Hamada's departure from the pivotal position, this worthy programme came to a standstill, and, not 464 Interview with Kirita, November 19, 1968. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 87. 465 Itagaki, Keizaigaku Kenkyu, no. 6, 18. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 87. 466 Correspondence with Hamada, August 4, 1966. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 87. 193 surprisingly, Epposhos founded in Syonan and Kuala Lumpur “did not produce the desired result”.467 Despite its relatively brief period of influence, the institution of the Epposho was responsible for several beneficial outcomes. First, it created a better understanding between the Japanese and the Chinese, removing considerably, although not entirely, the barrier of distrust the Chinese in Penang had been harbouring. An extraordinary episode of Chinese defence for Japanese defendants during postwar trials in Penang illustrated the extent of understanding and friendship that had been created by the Epposho venture.468 Second, the Epposho was largely instrumental in maintaining the rice transport from Thailand and in collecting and distributing other foods and necessities for Malaya. Under the Epposho’s guidance, a group of Chinese rice merchants operated a junk traffic in rice from the North that imported more than three thousand tons of rice per month at a time when Japanese overland and seaborne traffic was largely paralyzed. The Chinese were now indispensable in supplying rice, vegetables, and other goods for the military. In this manner, the Japanese-controlled economy became largely dependent upon the Chinese, allowing them to play an increasingly important role in the Malayan economy.469 Third, the successful Penang Epposho venture inspired Malays to petition the authorities to organize their own Epposho. The first Malay Hodosho (Office of Help and Guidance) was established in Penang in May 1945 as “the most suitable measure for the understanding of the people in Malaya”.470 Most important in the creation of the Hodosho is 467 Itagaki, The Annals of Hitotsubashi Academy II, 189. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 87. 468 Interviews with Kirita and Hotta, November 19, December 13, 1968. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 88. 469 Uchida, Taiheiyo Senso Shuketsuron, 847-8. Because the Teochius in Penang and Syonan were prominent in the rice trade with Teochiu rice dealers in Thailand, this Japanese experiment helped the Teochiu Pang (group) to rise to leading positions in the postwar years. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 88. 470 Itagaki, The Annals of Hitotsubashi Academy II, 189. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 88. 194 that the Gunsei authorities integrated the Epposho with the Hodosho in an attempt to administer the Chinese and Malays as one Malayan people instead of dividing and ruling them. As Elsbree and Benda point out, although the hostility between the Chinese and Malays increased during the occupation, it was not “the result of deliberate Japanese policy”. 471 Indeed, the objectives of the Hodosho were “to foster and promote the spirit of mutual understanding and cooperation of all communities, to eliminate antagonistic feelings and racial prejudices through collaboration in the Hodosho, and . . . to re-create social unity in Malaya by the people's awakening to common social responsibility and common consciousness of their own homeland”.472 A postwar Chinese characterization of the Hodosho as nothing other another form of police control under the cloak of maintaining law and order is neither accurate nor just. 473 The Hodosho and Epposho were, instead, a desperate experiment to win the popular support of all Malayan people irrespective of their ethnicity, one that came too late to realize its objectives and ideals. 5.2 Winning the Hearts and Minds of the Chinese in Hong Kong: The Role of the District and Area Bureaux and Wards 5.21 District Bureaux and Wards The delegation of functions at a local level began in mid-January 1942, when the Gunseicho assigned responsibility for maintaining the food supply in Hong Kong to the prominent lawyer Peter H. Sin.474 Within several days, Sin presented his proposal: The entire 471 Elsbree, Japan's Role in Southeast Asian Nationalist Movements, 149; Harry Benda, “The Japanese Interregnum in Southeast Asia,” in Imperial Japan and Asia: A Reassessment, ed. Grant K. Goodman (New York: Columbia University, 1967), 77. 472 Itagaki, The Annals of Hitotsubashi Academy II, 190. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 88. 473 Nan ch'iao Tsung-hui, Ta-chan yu Nan ch'iao, 44. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 88. 474 A solicitor, he was the principal of P. H. Sin and Company, Vice-President of the Chung Shing Institute of Commerce, a member of the committee of the Diocesan School Old Boy’s Association, and a vice-patron of St. John’s Ambulance Brigade. Apparently not of altogether pure Chinese blood, he was overshadowed at Hong 195 population should be registered by household, and each household issued a rice ration card; Hong Kong Island and Kowloon should be divided into districts, and each district should operate a rice-rationing station from which card-carrying citizens could collect their supplies. The Gunseicho not merely accepted Sin’s scheme but assigned him the leading role in its implementation, earning him the appreciative sobriquet of “the Mayor of Hong Kong” from the Chinese public.475 Building on the framework envisaged by Sin, the authorities established twelve District Bureaux for Hong Kong Island and six for Kowloon between January and July 1942. The districts in Hong Kong were Central, Wanchai, Bowington Canal, Happy Valley, Causeway Bay, Shaukiwan, Sheung Wan (Western), Saiyingpun, West Point, Kennedy Town, Aberdeen, and Stanley, administered by P. H. Sin, Ho Yat-yue, Ho Tak-Kwong, Ng Manchak, Kwok Hin-wan, Tsang Sau-chiu, Siu Wai-ming, Li Kai-sun, Suen Kwong-Kuen, Kwok Man, Wan Siu-po, and Li Chung, respectively. The districts in Kowloon were Tsimshatsui, Yaumati, Mongkok, Shamshiupo, Hunghom, and Kowloon City, administered by Leung Kai, Fung Ho, Chung Yung, Ng Yee-kong, Lee Lan-sum, and Tai Yeuk-lam, respectively. In addition to the basic tasks of household registration and rice rationing, the Bureaux were assigned a wide range of responsibilities within their jurisdictions, including health and welfare, the preparation of an annual budget, and the determination of the rights and duties of the local inhabitants. Their most striking feature was their composition; starting with Sin, who was placed in charge of the Bureau for the Central District of Hong Kong, all the Bureau Chiefs, their deputies, and the twenty-odd members of their staff were local Chinese. Moreover, each Bureau was advised by a District Assembly consisting of between five and Kong’s social functions by his attractive wife, a Eurasian from Australia. 475 Hong Kong News, January 17 and 24, 1942; Sa, Xianggang Lunxian Riji, 194-5; Hahn, China to Me, 323; Tse, San Nian, 80. 196 ten Chinese householders.476 As if to emphasize their importance, the Bureau Chiefs were granted the privilege of direct access to the Governor's Office. Although initially obliged to support them with direct financial aid from the central government, the Japanese envisaged making them self-supporting at a later stage. The increase in local representation did not end with the Bureaux. On 9 February 1942, the Hong Kong News reported that 131 ward leaders had been elected in the Central District, and predicted that two thousand ward leaders would, in due course, be elected to represent wards throughout the twelve districts of Hong Kong Island. In theory, the establishment of wards, each comprised of thirty households, conferred a degree of authority on local citizens at the grassroots level. By September, the constituencies had been redesigned, and although no more mention was made of elections, the drive to organize grassroots representation continued. Street committees were established to represent the householders, and an initial 777 residents of Hong Kong Island had been designated as leaders of the individual streets. By February 1943, 1,366 street chiefs on Hong Kong Island and 1,462 in Kowloon were serving as representatives of the householders.477 On 20 July 1942, new regulations for the District Bureaux mandated that the Chiefs and Vice-Chiefs be appointed by the Governor and the remaining staff by the Chief. District Councils of from five to ten members were to be selected by each District Chief from among the residents to approve his decisions. These unpaid councillors were to serve for two years and could resign only by permission of the Governor. The regulations also provided for the means by which residents would contribute to the expenses of their District Bureaux, with the 476 Tse, San Nian, 80-1. In March 1943, it appears that some Japanese officials were still being employed in the District Bureaux despite the intention to replace them. By the summer, however, the staffs of the District Bureaux were stated to be wholly Chinese. See Hong Kong News, March 5, May 25 and July 27, 1943. The Chinese heads of the various District Bureaux are listed in the document “Scheme of the Present Japanese Government at Hong Kong” drawn up by the British through their Indian censorship office and circulated August 25, 1943, HS 1/171, 2. For information on the District Assemblies, See Hong Kong News, July 22, 1942; Li, Hong Kong Surgeon, 156-7; Tse, San Nian, 80, 82. 477 Hong Kong News, February 24, 1943. One street chief on Hong Kong Island represented forty households and one in Kowloon ten to twenty. 197 amount and method of collection being subject to the Governor’s approval. At the same time, the two Chinese Councils were empowered to advise the District Bureaux and help them communicate with the Secretariat so that Chinese habits and customs could be given more consideration. The names of the District Chiefs and Vice-Chiefs were announced on 23 July 1942. The regulations also explicitly stated the functions of the District Bureaux. They were “first-line administrative bodies carrying out decisions of the Government at a level of direct contact with the people. Secondly they were autonomous bodies with power to raise funds locally and vote them for local purposes. Thirdly they should assist and supplement the work of the two Chinese Advisory Councils”. Nevertheless, the District Bureaux never became fully autonomous, for the Governor’s Office continued for to pay all their expenses and, naturally, retain control. It was not until June 1943 that the Secretary-General announced at a press conference that the District Bureaux were to become self-supporting, and invited suggestions as to how funding would be raised. In December 1943, all the District Bureau Chiefs met to discuss plans for compulsory education, and in June 1944 established means of registering all births and deaths. The first real pressure to allow the Bureaux to raise their own funding came from the Bureaux themselves, and then not until October 1944, when the rise in the cost of living brought demands for increased salaries. However, the Japanese administration refused to treat the officials of the District Bureaux differently from other Government employees. After the new Governor, Lieutenant-General Tanaka, had taken office, the administration finally agreed in March 1945 that each District Bureaux should fund its own expenses by mandating that each family contribute roughly MY30 per month and business firms up to MY300 a month. Such was the situation until the defeat of Japan several months later brought the Bureaux to an end. 198 A similar devolution took place in the New Territories. Looking to the New Territories’ elders to maintain order, the Japanese established District Bureaux in the important centres, and covered administrative costs by levying a tax on agricultural produce collected at barriers on the roads to the towns. Generally, they recognized Chinese law and custom, and seem to have treated the villagers justly if strictly. The New Territories were vital in the declared policy of making Hong Kong self-supporting; nevertheless, the Japanese imposed no production targets, preferring to improve farming in the New Territories as part of a development policy. In the absence of any effective Japanese control during the early weeks of the takeover, authority in the New Territories had been assumed in a haphazard fashion by the village elders and the leading traders, who ran the chambers of commerce in the market towns. Uneducated and even more ignorant than the urban elites of the events occurring in the outside world, these rural leaders for the most part acquiesced to Japanese rule without a struggle. The Japanese accordingly confirmed their authority, and in some ways enlarged it. The village elders were organized into self-governing committees, and the chambers of commerce were recognized as components of a newly formed network of ten rural District Bureaux. Like their counterparts in the cities, these rural bodies were responsible for allotting rice rations, but were also expected to act as purchasing agents for the Japanese troops in the neighbourhood and provide labour for local construction schemes.478 In November 1943, an Agricultural Training Institute opened at Fanling into which thirty-four students eventually matriculated. In March 1943, a Hong Kong Fertilizer Syndicate was formed and the Taipo Experimental Farm established under the Taiwan Engineering Company, which also prepared large irrigation schemes; distributed first-grade See David Faure, “Sai Kung: The Making of the District and its Experience during World War II”, Journal of the Hong Kong Branch of the Royal Asiatic Society, vol.22, 1982, 122-4. The author is also indebted for this paragraph to Mr. Chan at the Hong Kong Museum of History for his lecture of October 18, 1995. The establishment of the first rural District Bureaux is reported in Hong Kong News, March 27, 1942. 478 199 vegetable seeds; and, in March 1944, an improved rice strain. Fish ponds for good supply were promoted, and construction of roads such as that to Saikung, later to be completed by the British, were begun. Despite these measures, the New Territories experienced hard times. The Japanese imposed restrictions on movement, required visitors to obtain a permit or an identity card, and banned the export of rice. Lack of transport affected delivery of vegetables, which had to be brought in by hand-carts, and fishing was hazardous. Not surprisingly, many young men drifted off to join the guerrillas as the only alternative to remaining at home semi-starved and in rags. The villagers, particularly the Hakkas, were subject to communist propaganda, leading to a rift between the communist youth and the elders, especially when the latter promised to aid the Japanese in dealing with British agents, an undertaking that they probably had no intention of honouring. 5.22 A Case Study—Central District Bureau in the Japanese Occupation of Hong Kong On 21 January 1942, the Japanese set up new government agencies in Hong Kong called District Bureaux; there were twelve for Hong Kong Island and six for Kowloon. Each of these entities, under a Chinese official, was responsible for public health, business, repatriation, and welfare for the residents of the district, as well as for representing residents’ needs and wishes to the Japanese authorities. For instance, prominent Chinese lawyer Peter H. Sin (Sin Ping-hei; 冼秉憙) was appointed head of the Central District Bureau and was popularly referred to as ‘the Mayor of Hong Kong’.479 Early in February 1942, a scheme for dividing each district into wards was announced, on a basis of thirty families for each ward. The Central District Bureau immediately named 131 Chinese ward leaders. 479 See Hong Kong Administration, Office of Strategic Services, U.S. Department of State, Office of Intelligence Research, dated January 12, 1945, reproduced in Appendix 8. 200 The Central District Bureau underwent significant development at this stage. As early as 1 March 1942, it was made responsible for rice rationing; the census on which the rationing was based followed automatically. From 15 April 1942, it gave residents free assistance and advice related to the completion of the numerous forms by which the Japanese sought to control every aspect of Hong Kong life—a service that had to be prolonged beyond the two months originally suggested.480 The Central District Bureau was even responsible for all ‘migration’ inside the district. People wishing to move were required (under the threat of ‘severe punishment’ for noncompliance) to report the move to the District Bureaux in charge of their old and new neighborhoods in addition to the local branches of the Kempeitai. Further, the change in residents’ whereabouts was recorded on boards that were hung up outside every building to indicate the names of the occupants. Residents’ physical progress around town was also impeded by checkpoints and barriers. When the Governor swept from one place to another, a senior officer passed through on a tour of inspection, or some secret troop movement was being conducted, all traffic in the Central District was brought to a halt. Pedestrians were expected to ‘freeze’ where they stood until the cortege had passed and were sometimes obliged to remain in their ‘frozen’ posture for up to eight hours.481 Peter H. Sin, the ‘Mayor of Hong Kong’, hoped to revert to his pre-war legal practice after his year-long service as chairman of the Central District Bureau. In April 1943, one year after their first petition to the Governor’s Office, the members of the Association of Chinese Lawyers of Hong Kong were finally given permission to stage an inaugural ceremony. But what kind of law could be practised under a military regime? The chief of the General Affairs 480 The chief of the Civil Affairs Department of the government explained that the District Bureaux were the ‘same as those in towns and villages in Nippon; they cannot be regarded as autonomous bodies as they are being supported by the Governor’s Office…apart from the distribution of rice, the bureaus will henceforth look after the distribution of other essential commodities of the populace and look after public health and other welfare work.’ See Hong Kong News, July 20, 1942. 481 Snow, Fall of Hong Kong, 151. 201 Department in the Governor’s Office reminded Peter Sin and his fellow solicitors that their function could only be to ‘assist in the proper administration of martial law’ insofar as it impinged on civil matters.482 At the end of June 1943, staff of the Central District Bureau petitioned the head of their Area Bureau for an increase in salary and extra rice rations. As a result, in the spring of 1944, the authorities made it clear that rice rations would still be maintained for those people directly involved in the war effort and the reconstruction of the ‘new Hong Kong’. In practice, this provision applied to the members of the two Chinese Councils, the staff of the Governor’s Office and the District Bureaux, and the employees of firms working closely with the Imperial forces. Rice supplies were also to be kept up for the families of people in these categories.483 Low-grade functionaries also seem to have done their share of good works. Beginning at the end of 1943, the Bureaux chiefs were said to be spearheading a renewed effort to organize free schooling for children of the poorer classes. The Central District Bureau was reported to be operating free medical centres and to be raising funds for the rescue of newborn babies and invalids who were being found abandoned at the roadside. New emphasis was placed on the role of the District Bureaux. On 12 January 1945, the day after Tanaka took over, the Governor’s Office declared rather peevishly that although Hong Kong people had been accustomed to having their street cleaning and refuse clearance done for them, ‘they should try to do this work themselves.’484 The task was promptly handed down to the District Bureaux. By the end of February, the Central District Bureau had been 482 Hong Kong News, April 16 and 17, 1943. In November 1943, the garrison troops joined hands with the South China Expeditionary Force on the mainland to clear the Nationalists from the stretch of the Kowloon-Canton railway line between Shenzhen on the border and the town of Shilong, and the following month the line was formally declared open for the first time in six years. Hope was now held out for new shipments of rice and vegetables overland from Guangdong province, which would offset to some extent the colony’s near-total inability to bring goods in by sea. In the meantime, the elite were to be shielded from the worst effects of the regime’s decision to abandon the distribution of rice to the Chinese masses. See Snow, Fall of Hong Kong, 209. 484 Hong Kong News, January 12, 1945. 483 202 divided into fifty-two sections, each of which was supposed to raise funds from householders to pay the wages of the local ‘sanitary coolies’.485 Moreover, the Central District Bureau was also called upon to maintain order by backing the police and by helping to rid the colony of its destitute masses. Two or three Chinese from the Central District were asked to join the gentry on the Police Affairs Committee, and Bureau staff are said to have been present regularly at police stations. However, the Hong Kong News went so far as to publish a critical editorial opposing the Tanaka administration’s plan to let the Bureaux raise their own funds and denouncing them as ‘sanctuaries of complacent egotists’ that had ‘outlived their usefulness’.486 Nevertheless, in late March 1945, the Central District Bureau was assigned the job of distributing Residents’ Certificates, a new device that had been introduced to help track down subversives and vagrants, and it was given the power to issue exit permits ‘to simplify the procedure for people wanting to leave.’487 In May 1945, Chan Kwai-pok, who had taken over from the ‘Mayor of Hong Kong’ in the Central District, appealed to the rice merchants to desist from their habit of profiteering and to play their part in providing affordable food. By July, they appear to have been on the point of inheriting almost all of the routine functions of local administration. In the middle of that month, a meeting of District Assemblymen was held at the Central District Bureau for the purpose of discussing the ‘work of self-governing by residents’ and to examine a plan that had been drawn up to that end.488 From the perspective of the public, there is some evidence to suggest that the Hong Kong people were by and large fairly comfortable with the schoolmasters, storekeepers, and 485 Hong Kong News, February 28, 1945. Within two weeks, the Bureau was said to be employing thirty ‘coolies’ to sweep the District’s roads. Hong Kong News, March 11, 1945. 486 Hong Kong News, March 17, 1945. 487 Hong Kong News, March 24, 27, and 28; May 7; and June 11, 1945. See also testimony of Lieutenant-Colonel Kanazawa, Kanazawa trial, WO 235/1093, 347-8. Kanazawa appears to confuse the Residents’ Certificates and exit permits. 488 Hong Kong News, 18 July 1945. The District Bureaux were also earmarked as key sounding-boards through which the authorities might ‘obtain a full knowledge of the people’s opinion’. See Hong Kong News, July 21 and 29 and August 8, 1945; Endacott and Birch, Hong Kong Eclipse, 133. 203 other obscure worthies who were selected to serve as their local chiefs in the Central District. It was widely recognized that the staff of the Central District Bureau were in a difficult position, and they were not generally viewed as collaborators.489 The Bureau staff continued to maintain in post-war testimonials that their Bureaux were ‘organizations for the people’, and that ‘therefore we had the closest connection with the population’.490 Peter H. Sin worked under Major-General Yazaki Kanju in the Civil Affairs Department and provided an alternate channel, a check and balance against the two Chinese Councils under Robert Kotewell and Shouson Chow. Therefore, Peter H. Sin came to be, after Kotewell and Chow, the third most responsible Chinese in Hong Kong and among the English-speaking Chinese of the ‘captured territory’. He was also called the ‘Mayor’, although this title implies the possession of powers that, as a minion of the Japanese, he did not enjoy. 5.23 Area Bureaux For the Japanese, the objective of delegation was not, of course, to surrender control of the colony. On the contrary, the Japanese were doing all in their power to exert control as intensively as conditions allowed. In creating new Chinese-run bodies, for instance, they took care to provide against any danger that those bodies might evolve into genuine centres of power. Supervisory structures were simultaneously established to severely limit the freedom of action that the new Chinese bodies in theory enjoyed. In April 1942, for example, Isogai and his colleagues introduced a still further layer of local government in the form of the establishment of three Area Bureaux in Hong Kong Island, Kowloon, and the New Territories491 headed by Japanese officials492 that acted as checks on the Chinese-run District 489 David Faure, ‘Sai Kung: The Making of the District’, 123-4. Testimony of Lo Chung-ching, head of Stanley District Bureau and near-identical testimony of Kwok Hin-wang, head of Causeway Bay District Bureau and Kan Man, head of Kennedy Town District Bureau, Noma trial, WO 235/1999, 300, 305, 307. The British prosecutor, Major D. G. MacGregor of the Black Watch, expressed agreement with these assertions. See Ibid., Prosecutor’s Opening Address, 12-13. 490 491 Hong Kong News, April 16 and 22, 1942. See also Endacott and Birch, Hong Kong Eclipse, 129. In the Hong 204 Bureaux. As such, their Japanese chiefs were given authority over the District Bureaux in all major fields of activity, including education, health, and the rice supply, and went on tours of their Bureaux to ensure that they were functioning as intended. It was the Area rather than the District Bureau Chiefs who selected local householders to sit on the District Assemblies, appointed “responsible citizens” to serve as street leaders, and organized the Street Committees according to detailed regulations regarding their duties and personnel. Each maintained the three sub-offices of a General Office to address matters regarding general business, finance, education, and culture; an Economic Office for those regarding the economy, communications, transport, and the development of raw materials; and a Health Office for those regarding public health and medical services. They were comprised of a Chief, a Deputy Chief, and three Assistant Chiefs, who were all Japanese, and forty-two Chinese personnel. As the three Area Bureaux were responsible to the Chief of the Governor’s Office for the execution of the decisions of the administration, they formed an essential part of the machinery by which the Japanese governed the Colony. The Japanese could learn of Chinese opinion on matters of general policy through the two Chinese Councils, which had advisory powers only, and the impact of the administration on the life of the people through the District Bureaux. The District Bureaux were expected to work through the Area Bureaux, where the authority truly rested, but their Chinese Heads enjoyed the right to communicate with the Governor’s Office directly, and therefore never became simply puppets. Kong News, the Area Bureaux are often confusingly referred to as “District Bureaux” or simply “Bureaux”. I have followed Endacott and Birch in using the term “Area Bureaux” to distinguish them from the District Bureaux set up to implement the rice rationing scheme of Peter H. Sin. In Chinese quite distinct terms are used, viz. diqu shiwu suo for the Area Bureaux and qu zheng suo for the District Bureaux. 492 Even here, however, Chinese staff were employed at a junior level. See, for example, Hong Kong News, June 11, 19, and 23, 1943. 205 5.24 Significance of the District and Area Bureau System The District Bureaux were important elements in the Japanese administration of Hong Kong. Although they became more self-sufficient only just before the Japanese defeat, they proved themselves able to establish collective local responsibility for individual behaviour and obedience to Japanese regulations. As such, they were hated by the local inhabitants. However, the Area Bureaux were not intended to supersede or displace the Chinese-staffed District Bureaux and their ward leaders but rather work along with them while enjoying much greater actual authority. In practice, the District Bureaux were only supplementary to the Area Bureaux, although the former always enjoyed a channel to higher Japanese authorities independent of the Area Bureau in which they were encompassed. As the existence of the two forms of organization tended to create a certain amount of confusion as to which held ultimate responsibility, they provided a means of checks and counterchecks in accordance with the suspicious nature of Japanese rule. The Japanese administrative model clearly contrasted with the British model, under which only a relatively small number of Chinese was allowed to serve on the Executive and Legislative Councils. In the Japanese model, actual control was exercised by (1) the Governor and his office, the latter comprised of administrative departments directed by a group of Japanese experts and administrators who numbered no less than eight hundred and probably well over a thousand; (2) the Area Bureaux, which were directed by about two hundred Japanese officials; and (3) the gendarmerie. Few doubt that the British model was incomparably the better one; the rule provided by the Japanese administrative bodies was completely ruthless, interested in the lives of the governed only as much as they could further Japanese aggrandizement and power, and unhindered by any concerns regarding freedom, justice, or popular representation that could possibly arise to embarrass their single-minded pursuit of the aims of the Japanese Empire. 206 However, a closer examination reveals that a large number of Chinese were associated with this rule: the leaders of the Chinese community formed the four-man Representative Council; the major trades and activities of the colony were represented on the twenty-twoman Cooperative Council; the eighteen District Bureaux, each with a Chief, a Deputy Chief, and a Chinese staff, employed several hundred Chinese in responsible advisory positions; and likely as many as three thousand “ward leaders” served their respective wards. Among the many motives for allowing Chinese “representation”, the most compelling was as a technique of control. Every Chinese with whom the Japanese associated with their administrative machinery was answerable to his superiors, and his defection could be the more readily detected and punished because of the responsibilities that he had assumed. By this means, the Japanese increased the strength of their hold on many of the most prominent Chinese, for whom adequate performance of the tasks assigned to them was required to “save face” in the community, and their self-respect thus inextricably associated with successfully serving the Emperor of Japan. Whereas the two Chinese Councils were primarily used as a type of megaphone for transmitting orders from the Governor’s Office to the general public, the District Bureaux were used to place Hong Kong under the minute supervision of daily life that had been exercised in the towns and countryside of Japan since the mid-1920s. As such, their main tasks were to collect information on the residents through the household registration process and “make all the people cooperate fully with the authorities”. 493 The Street and Village Committees were designed to extend Japan’s grip to the grassroots by enforcing the old and draconian East Asian principles of mutual policing and collective responsibility,494 while the 493 Hong Kong News, October 6, 1942. See also Li, Hong Kong Surgeon, 156-7. See remarks of Lau Tit-shing quoted in Hong Kong News, December 20, 1942 and of Kotewall quoted in Hong Kong News, December 29, 1942; Tse, San Nian, p. 81. The policing system referred to as the baojia or “household guarantee” system was first introduced in China under the Tang dynasty (AD 618-907), and from there imported into Japan. In this context, its imposition in Hong Kong was a reintroduction consistent with the 494 207 major function of the Street Chiefs and the Village Representatives was to spy on their neighbours and report any suspicious activity to the District Bureaux or the Kempeitai. Having been established to facilitate administration on the local level, the Area Bureaux were directly under the control of the Civil Administration Department. Their role was never clearly defined, leading some to speculate that they were a type of parallel organization to the District Bureaux. This dissertation proposes that they were equivalent to organizations headed by Army men who supervised the work of the civilian administrators at the local level that, responsible for duties so general and all-embracing, seemed to have no specific function. As the true executive organs, the District Bureaux were responsible for conducting the census, rationing daily necessities, repatriating the excess population, organizing defence and health campaigns, registering inhabitants, transmitting information, and overseeing the wards and ward leaders in their districts. Their responsibility to maintain the ration shops was especially important, as these shops not only provided the bulk of the food supply to the population but also served as the main information centres for transmitting new governmental rules and regulations. The functions of the wards and the ward leaders, the grassroots aspects of the bureaucracy, were widely publicized and commented on by Japanese authorities in the press. Among the many perspectives on the wards, the most succinct analysis of their functions may have been given by a member of the Chinese Representative Council, Lau Titshing, who asserted that whereas the military police were negative and covered time, the ward leaders were positive and covered space. By this he meant that whereas the tasks of the military police were to monitor the inhabitants in the streets and punish those who broke the law, those of the ward leaders were teaching people to respect the law and monitoring them in conqueror’s pan-Asiatic ideas. 208 their homes. The functions of the military police and the ward leaders were thus complementary.495 5.3 Dynamics and Interactions between the Japanese and the Different Classes in Hong Kong Society The dynamics and interactions between the Japanese and the Hong Kong public between 1942 and 1943 differed according to social class.496 In response to the Gunseicho’s call for their services, a large numbers of Asians who had occupied junior posts in the Britishrun civil service returned to their posts after the Japanese military administration had been established. By 5 January 1942, the only remaining obstacle to the return of the Asian police was a “dispute over conditions”, whose subsequent resolution resulted in two thousand Chinese policeman, seventy-five to eighty percent of whom were members of the old colonial police force, serving on the beat two weeks later. At the same time, eighty-five percent of the prewar fire brigade returned to their duties, as did about seventy-five percent of the previous government’s clerical staff.497 495 Ward, Asia for the Asiatics?, chapter 4. One result of the extension of Japanese military operations to South China in 1938 was a massive influx of refugees into the Colony seeking safety in its traditional security. The Colonial Secretary estimated that during the twelve months ending July 1938, a quarter of a million persons entered the Colony by railway and steamer alone, and that 30,000 of them were sleeping in the streets. A census of the urban population taken by the air-raid wardens during the two nights of 14 and 15 March 1941 gave a total of 1,444,337 persons, of whom 20,000 were sleeping on the streets. Adding 200,000 for the New Territories, this gives a total Colony civilian population at that date of about 1,650,000, compared to an estimated 997,982 in December 1937 and 988,190 in December 1936. This huge increase severely taxed available living accommodations and strained the Colony's resources in every sphere while greatly increasing the diversity of the population. When the Japanese arrived, they found, in addition to the local people, people from neighbouring Kwangtung Province; the Chiu Chow or northern Kwangtung people; the Hakka or guest families; the Hok Lo or Fukinese, who were mainly a fishing community; the Tanka or Egg families, who lived permanently on boats; and the Shanghainese and other Northerners. These Chinese communities lived side by side, having almost as little to do with each other as they had with the foreigners. The Chinese remained Chinese at heart, and few were absorbed into the Western community. Most came to Hong Kong seeking economic opportunity and looking forward to returning to China when they could afford to do so; in the meantime, they asked only that they should be left alone and were quite prepared to shift for themselves. Basically law-abiding, they gave little trouble to the authorities, and as they asked for no share in political control or for any form of State aid, and they did not expect the government to make any demands on them beyond the normal land dues, rates, and indirect taxation on luxuries. 497 Sa, Xianggang Lunxian Riji, 122-3; Hong Kong News, January 19, 1942; Lieutenant J. D. Clague, Intelligence Summary no.1 from Qujiang, May 28, 1942, CO 129 590/24, 161, report on Hong Kong, June 4, 1942, HS 1/171, 2 496 209 Equally noticeable was the delegation of functions to petty civil servants and clerical personnel, whose skills the Japanese lost no time in utilizing. Reports reaching British intelligence in the spring of 1942 stated that while Japanese bureaucrats occupied the more senior positions in the new Governor’s Office created by Isogai, all others were held by the Hong Kong Chinese.498 Not all of these jobs were entirely menial: one Chinese is known to have been employed as Director of the Department of Postal Affairs. It is also apparent that many posts were filled by new recruits and prewar civil servants who returned to their posts. Quite a number of prestigious new appointments were dispensed to the Hong Kong Chinese alumni of Japanese universities, who had assembled during the first fortnight of the takeover at the summons of the Koa Kikan. One former clerk who was a Japanese speaker was installed as an interpreter in the main Kempeitai office on the Victoria waterfront at the end of February.499 With the return to order came the return to business. In the first weeks of the takeover, business operations were largely confined to small enterprises, such as restaurants and barber shops, that had few fixed assets and, consequently, few worries regarding looting. By spring, a general revival of trade had become apparent, and by mid-1942, 23,812 shops had applied for permission to operate again. 500 Several small Chinese traders managed to earn hefty profits in the midst of general want. Pawn-broking establishments enjoyed a sudden revival, with more than thirty having reopened by September 1942, and most firms engaged in what is now called recycling doing well. Furniture dealers, for instance, were said to have done good business throughout 1942, buying old articles and restoring them to look like new ones, and 498 Calcutta Censor Station, Further Notes on Conditions in Hong Kong, May 13, 1942, CO 129 590/24, 190. “Hong Kong Chinese” in this context should be understood to include the Eurasians and Portuguese. 499 Hahn, Hong Kong Holiday, 159. In the same way Luo Jiyi, a Chinese who had worked as a Japanese translator for a Hong Kong newspaper, was rapidly put in charge of one of the districts in Kowloon. Sa, Xianggang Lunxian Riji, 161. 500 Hong Kong News, May 3, July 31, and August 19, 1942; Tse, San Nian, 161. Many new businesses were reported to have started in the spring, including large numbers of restaurants and teahouses. By the latter part of the summer, over 40,000 applications had been submitted for the continuation of trade or the establishment of new firms, and 34,000 for the reopening or establishment of shops and stalls. 210 second-hand clothes dealers in the Wanchai District reported good profits for the year. Dyeing enterprises were busy, as people poured in to have their clothes darkened, whether for reasons of economy or to dodge the attention of the Japanese troops. Quite a number of traders went into the freight business, transporting second-hand clothes, medicines, and cooking oil to Macao and the mainland and returning with grain. Naturally, business was brisk for coffin merchants, about sixty of whom were observed to be functioning. 5.31 Collaboration with Triads and the Hong Kong Chinese The triad organizations also played an important role in the back streets of Hong Kong. The Japanese administration stated that if residents still considered Street Guards to be necessary, they could “apply to the Governor’s Office for their recognition”. Three weeks later, the residents of the Shamshuipo District in Kowloon had organized their “own group of watchmen”.501 In September, the conquerors themselves were once again reaching out for triad support. Having decided to convert a large section of Wanchai into a red-light district as part of their programme for channelling the lusts of the soldiery, they sent out triad gangs to evict the inhabitants—and bear the brunt of whatever odium the evictions might entail.502 Under the Japanese administration, most of the triads were organized into a group known as the Hing Ah Kee Kwan (Asia Flourishing Organization), in which the Wo Triad played a prominent role. The principal role of the Hing Ah Kee Kwan was to serve as a “Peace Aid Corps” responsible for maintaining order and reporting anti-Japanese activities. Collaboration was encouraged by Wang Ching Wei from China, and the Ng Chau Hung Mun (Five Continents Hung Family) was formed with the purpose of integrating all societies. Local societies were willing to collaborate because they were invested with power over local citizens and shared in the open organization of prostitution, narcotics, and gambling, which had always been the main sources of triad revenue. The Peace Aid Corps obtained payment 501 502 Hong Kong News, May 22, 1942 Zhang Sheng, Xianggang Hei Shehui huo dong zhen xiang, (Hong Kong: Cosmos Books, 1979), 60-1. 211 from a company known as the Lee Yuen Company, which controlled twelve large lottery establishments in the colony. Such favoured treatment during the occupation enabled the local triad organizations to strengthen their system of organization, which had been suffering from a lack of coordination, and explains why they were able to quickly corner monopolies in vice and certain sections of the labour force in Hong Kong on the defeat of the Japanese.503 They might have become even more powerful if they could have established more effective central control during the occupation, but the Japanese administration had strictly monitored their activities and maintained a check on their power by overthrowing various leaders when their individual influence became too great. As the weeks passed, the Kempeitai found it steadily harder to track down important mainland Chinese figures, who were increasingly slipping out of the colony or melting into the general populace. They therefore established a body composed of Hong Kong Chinese detectives who had been employed by the British Special Branch that, by mid-February, had been “activated in all quarters”.504 In addition, a motley assortment of between 1,300 and 4,000 local citizens were attached as agents to the Kempeitai and the garrison or worked for them as freelance informers. They included the low-life characters who had helped the Japanese before and during the invasion, such as George Wong, Howard Tore, and Millie Chun and her ring of female spies. Wong in particular came to loom increasingly large among the murkier underpinnings of Japanese rule. Starting out as a driver for the Political 503 It is estimated that about one in six Chinese in Hong Kong belonged to a triad group in 1960. See Ibid. See Koa Kikan Gyomu Hodo, no. 2, 251.According to the Koa Kikan, the Hong Kong Chinese detective force had crossed over to serve the new rulers en masse under the leadership of their Chief, Chung Shui-nam. This defection is confirmed in Lieutenant J. D. Clague’s Intelligence Summary no. 1 from Qujiang, May 28, 1942, and a letter of Brigadier G. E. Grimsdale, British Military Mission, Chungking, to Director of Military Intelligence, New Delhi, June 8, 1942, CO 129 590/24, 156,161. 504 212 Section of the Koa Kikan, he was hired as one of the garrison’s Chinese secret agents before eventually becoming the Kempeitai’s chief “local tough”.505 In the interests of putting an end to the general turmoil, the Kempeitai had also assumed management of the colony’s routine policing work from the Civil Affairs Department. For the successful performance of their policing functions, Colonel Noma’s small outfit of 150 officers and NCOs were compelled to rely heavily on the services of a far larger number of local Chinese police, who were among the many former government employees who had resumed their posts under the Japanese. While the local Chinese police were present at interrogations, all questioning and torture were performed by the Japanese. One Chinese man who had joined Admiral Chan Chak’s organization described receiving HK$2 per day for his services for running a gambling house for the short time allowed by the Japanese. He then used the two ships that he owned to trade buy rice in his native Heung Sah to sell to the Japanese at a quarter or fifth of what he paid, and then recouped his losses by selling matches, oil, and soap obtained from the Japanese to the rice farmers at a large profit. One manufacturer of metal ware recalled working for the Japanese for eight months before they closed his factory and bought the machinery. Although several policemen were reenlisted members of the old prewar force, a great many others were the new recruits who the Kempeitai turned out regularly at their “very active” police training school. Noma later recalled having had between 2,300 and 2,400 local Chinese and Indian policemen at his disposal. The importance attached to these Kensa, as the Japanese called them, is suggested by a 505 Testimony of Major Hirao Yoshio of the Kempeitai at the trial of George Wong, HK RS 2-1-1513, summary, 5; testimony of Major Shiozawa Kunio of the Kempeitai at trial of Joseph Richards, HK RS 245-2-150; Tse, Zhanshi Ri Jun, 115-16. Estimates given on different occasions for the number of Hong Kong Chinese and Indian agents employed by the Kempeitai varied from 2,000 to 1,300 to 3,000 and from 1,300 to 4,000. Small groups of the agents are said to have been attached to each Kempeitai officer. The number of agents employed by the garrison appears to have been relatively small: Hirao mentions “about twenty”. The wartime career of George Wong is described in the testimony of William Chang, William Lee, and others and the defence of George Wong, Wong trial, HK RS 2-1-1513, 10-46, 52-3. For activities of Howard Tore see Searle diary,December 27 and 31, 1942 and January 3, 1943; Hahn, China to Me, 391-4, 417-18 and Hong Kong Holiday, 225-18; Wright-Nooth, Prisoner of the Turnip-Heads,156-7. For Millie Chun’s ring, see Hahn, China to Me, 349. 213 report that stated that they were the only local employees of the new regime who were paid in cash.506 The attitude of the Chinese general public in Hong Kong towards their Japanese masters has never been in any serious doubt. In the words of one survivor, “the hatred was immeasurable”.507 Many people who managed to avoid the attentions of the Kempeitai death squads seethed nonetheless at the daily round of humiliation to which they were subjected. Much anger was aroused, for example, by a ruling that all visitors to government buildings should first wash their hands in a basin of antiseptic, which no doubt made good sense in the context of the regime’s drive for hygiene but was widely perceived as implying that the Chinese were dirty. Still more keenly resented were the continual slappings. Decades later, an airport cleaner named Lee Lap recalled of the Japanese, “They made me feel low, very low”.508 By the last months of 1942, a senior Japanese official who had been installed in the Matsubara Hotel was complaining that he had to order Western dishes rather than Chinese ones for fear that the Chinese chefs might poison his food (Europeans on the staff were apparently free from suspicion) and that he did not dare sit in his room with the windows open to the street.509 The increasing brutality that the Imperial Forces displayed as the war began to turn against them discouraged any attempt to pursue normal life, and by the middle of 1943 most of the Chinese public were said to have sunk back into the mood of fear and withdrawal that had followed the British surrender.510 506 Fehily conversation with Ride, Guilin, December 18, 1942, CO 129 590/22, 164; letter from K. E. Mogra, January 27, 1943, 8, HS 1/171; testimony of Colonel Noma, Noma trial, WO 235/999, 322. Six hundred Chinese clerks were said to have been enrolled in the Water Police alone. See Lieutenant J. D. Clague, Intelligence Summary no. 1 from Qujiang, May 28, 1942, CO 129 590/24, 161. Information relating to payment for Kensa is given in report of B. G. Milenko, CO 129 590/23, 53. Milenko’s assertion is tentative and seems implausible, but the fact that this idea was current is significant in itself. 507 Interview with Y. K. Chan, March 23, 1995. Quoted in Snow, Fall of Hong Kong, 115. 508 Quoted in article by Adam Williams, SCMP, November 19, 1978. 509 Conversation of J. P. Fehily with Lieutenant-Colonel L. Ride, Guilin, December 18, 1942, CO 129 590/22, 164. 510 See for example Hahn, China to Me, 395. 214 The conquerors expected little trouble from the mass of Chinese shop assistants, waiters, factory hands, stevedores, hawkers, and vagabonds, many of whom had poured into Hong Kong precisely in order to get away from the Imperial Army. Like the Nazis who marched in to “liberate” Ukraine from the Soviet Union, they had the advantage of taking over a society already under alien rule, granting them scope for appealing to restive enclaves and beginning with, as Li Shu-fan described it, a few “iotas of goodwill”.511 With more tact and greater discipline, they might have taken advantage of this goodwill to appeal to the locals, but, like the Nazis, they wasted the opportunity to do so. 5.32 Dynamics and Interactions between the Japanese and the Local Masses during the Final Stage of the Occupation Throughout 1944, the Governor continued to play on the old theme of pan-Asiatic fraternity and the ideal of Hong Kong as a testing-ground for developing a model friendship between the Chinese and Japanese peoples.512 During a brief tour of the New Territories in spring, he paid his respects at a shrine commemorating a number of local ancestors who had been killed resisting the British occupation of the area half a century earlier. In October, he once again displayed his enthusiasm for Chinese culture by buying the work of a local painter that had been included in an art exhibition at the Matsuzakaya department store. Fitful efforts were now at last made to address the mass complaints about Kempeitai lawlessness. Isogai told Colonel Noma to carry out “some rectification” of the way in which arrests were being conducted as part of the mass deportation scheme, foreseeing that the random arrests of respectable citizens would “affect the feelings of the population very much”.513 He voiced similar mild reproaches about the widespread use of torture in Kempeitai 511 Li, Hong Kong Surgeon, 159. For an assessment that the Japanese “had a chance in Hong Kong with their doctrine of ‘Asia for the Asiatics’”, see Hahn, Hong Kong Holiday, 259; Tse, Zhanshi Ri Jun, 11. 512 See comments of Tani Masayuki, Japanese ambassador to Nanking, and of Ichiki Yoshiyuki, Head of the Civil Affairs Department, in Hong Kong News, January 29 and February 3, 1944. 513 Testimony of Colonel Noma, Noma trial, WO 235/999, 339. 215 prisons the following year. On three occasions between September and November 1944, the Governor passed on complaints to Noma and asked him to tighten up on the conduct of his gendarmes.514 In the meantime, the elite were to be shielded from the worst effects of the regime’s decision to abandon the distribution of rice to the Chinese masses. In spring 1944, the authorities made it clear that rice rations would be maintained for those people directly involved in the war effort and the reconstruction of the “new Hong Kong”, which in practice referred to the members of the two Chinese Councils, the staff of the Governor’s Office and the District Bureaux, and the employees of firms working closely with the Imperial Forces and their families. The authorities were eventually forced to fall back on the support of the triad gangs. In spite of Isogai’s attempts to curb triad activities, from late 1943 onwards the triad-based Street Guards gained increasing power with the slackening of the Japanese grip on the colony. Officially reckoned “necessary to assist the administration of the District Bureaux”, 515 the Street Guards had been used to spearhead a series of censuses conducted with brutal thoroughness for the purpose of flushing out vagrants and resistance elements. In March 1945, they were earmarked by Tanaka and Kanazawa as the basis for a new corps of vigilantes formed to supplement the regular police, the Protective Guards Body, who would be elected by the Street Guards in each district to keep order under the auspices of the District Bureaux. Armed with batons and basic police training, the Protective Guards were deployed in the following months around the neighbourhoods of Kowloon and Victoria to guard against theft. By mid-June, the Protective Guards had been consolidated into a standing force of around two thousand in each of the cities, and by early July an auxiliary corps of a further two thousand was being recruited in the Central District of Victoria. To discuss plans for 514 Testimony of Lieutenant-Colonel Kanazawa, Noma trial, WO 235/999, 25, 27. Noma for his part admitted receiving a warning from Isogai through Kanazawa that some local policemen (Kensa) had been “doing bad things”. See Noma testimony, 344. 515 Comment of Secretary-General Tomari quoted in Hong Kong News, November 12, 1943. 216 maintaining order, the Chairmen of the Police Bureau and the Police Committee for the Island invited the Heads of the Protective Guards on Hong Kong Island to a dinner. Highlighting their importance still further, Kan Man, a District Bureau Chief who had recently been promoted to a seat on the Chinese Cooperative Council, acted as their spokesman. Together with the more exalted local organizations, the Protective Guards were called upon to contribute to the maintenance of government in a broader sense by assuming responsibility for such functions as rubbish disposal and the reporting of any outbreaks of infectious diseases. Through running the black market, itself organized by the triads, the Protective Guards assumed responsibility for almost all distribution of food to the populace during these months of collapse. The basic needs of these gangsters were met by the triad leaders themselves, with one of the main triad chieftains, a certain Wan Yuk-ming, even organizing and funding a Hong Kong Law and Order Assistance Group to look after their welfare.516 The same pattern of stress and withdrawal can be made out in the conduct of the middle classes. The petty functionaries employed by the Governor's Office were well aware that Japan was heading for defeat. Chinese and Indian constables in the police force had been thrown, their employers remarked, into “mental chaos and worry” and hence “were not eager in discharging their duties”.517 The great mass of the Chinese were, as Police Chief Kanazawa remarked deprecatingly, “not bright and cheerful”. 518 Tucked away in the newspaper columns most weeks were reports of anonymous individuals who had opted to put an end to their wretchedness by jumping off buildings or ferries. Many residents who contrived to avoid 516 Tse, San Nian, 296. Testimony of Lieutenant-Colonel Kanazawa, Kanazawa trial,WO235/1093, 353.For description of similar “uneasiness” among the Chinese and Indian guards in Stanley, see Wright-Nooth, Prisoner of the Turnip-Heads, 231. 518 Testimony of Lieutenant-Colonel Kanazawa, Kanazawa trial, WO 235/1093, 325. 517 217 starvation were picked off instead by the frequently misdirected American air raids. On 18 April 1945, for example, American planes machine-gunned a crowded ferry crossing from Hong Kong Island to Yaumati in Kowloon, and on 12 June fifty-nine American raiders dropped incendiary bombs on the Central District. Despite the deaths of almost 10,000 Chinese civilians in these attacks, the bulk of the populace steadfastly refused to blame the United States. They laid blame for the attacks squarely on the Japanese military, and even seem to have been welcomed the attacks as evidence that the occupation was nearing its end.519 The Chinese public could sense the impending fall of the Japanese as surely as they had sensed that of the British four years earlier. As one asked, “How long will the Japanese forces be able to hold on? . . . How long will people go on accepting the military yen?”520 Their view was reflected in an epigram ascribed to the poet Dai Wangshu that was circulating throughout the colony: Greater East Asia, What a surprise— All that hot air Was a pack of lies.521 5.4 The Japanese: Friend or Foe? The overall Chinese reaction to Japanese domination was one of sullen acceptance, borne of dazed surprise at the British debacle and subsequent sad disillusionment with British rule. Large numbers who had flooded into Hong Kong to escape the Japanese now found themselves in an even worse position than that they had left. As an editorial in the Hong Kong Samejima, Xianggang Huixiang Ji, 123; Hirano, Shigeru,“Women zai Xianggang de Kezheng Yu Baoxing”, in Ling Ming (trans.), Riben zhanfan huiyilu, (Hong Kong: Four Seas Publishing, 1971), 54; Buping Shanren, Xianggang Lunxian Huiyilu,(Hong Kong: Xiangjiang Publishing House, 1978), 62; comments of former internee Sherry Bucks quoted by Adam Williams, article in SCMP, November 19, 1978. 520 Samejima, Xianggang Huixiang Ji, 124. See also testimony of Lieutenant-Colonel Kanazawa, Kanazawa trial, WO 235/1093, 367, 384. 521 Quoted Tse, San Nian, 427. 519 218 News described, “The vaunted supermen of the white race have melted like butter. In eighteen days of conflict it was all over, a horrible muddle of inefficiency and helplessness which has bequeathed a miserable aftermath”.522 Nevertheless, disillusionment with the British did not mean acceptance of the Japanese, despite their dissemination of the ideal of “Asia for the Asians”. Outwardly, Japanese rule was accepted, by some with hope, but the ruthlessness with which the Japanese conducted operations against China, the rape of Nanking, and the arbitrary shootings and bayoneting of Chinese offenders in Hong Kong created a hatred for the Japanese that expressed itself in the form of subtle obstruction, requiring continuous modification and simplification of administrative bodies. Despite this need, there is no reason to believe that these administrative bodies did not adequately serve Japanese objectives. While the Chinese could nominally express their views, control rested firmly with the Japanese. As war pressures permitted the military administration in Hong Kong little discretion in carrying out policies decided in Tokyo, the ability to act on Chinese wishes was likely strictly limited. At the same time, the use of the District Bureaux as their main forms of local government clearly showed that the Japanese had no intention of riding roughshod over the Chinese community. This intention was also demonstrated by the intense pains that they took to publicize and explain their policies, which took the form of a regular series of press conferences given by the Governor; the Heads of the Administration, the gendarmerie, and various central government offices; and members of the two Chinese councils. The Chinese had but a slight feeling of belonging to Hong Kong, scant loyalty to the state, and little willingness to sacrifice for the community. To them, the defence of Hong Kong was a matter for the British. Hong Kong was an artificial society composed of primarily 522 The Hong Kong News, February 12, 1942. 219 temporary residents seeking economic advantage or escape from Japanese attack. Only the Eurasians and Portuguese, as well as some Chinese and Indians who had become Westernized, regarded Hong Kong as a home worth fighting for. The British knew little of the background of the refugees, and were understandably hesitant about appealing for cooperation from the resident Chinese community. Therefore, the Hong Kong Government had had only partial success when it sought their participation in defence preparations, generally from those educated at the University or in the Anglo-Chinese schools run by European organizations. The Hong Kong Chinese masses were, understandably, less impressed by the gospel from Tokyo. Many had come to the colony precisely in order to escape from the Imperial troops who were devastating their country. Even there, however, certain enclaves collaborated with the Japanese. After Wang Jingwei deserted the Nationalists at the end of 1938, his partisans used Hong Kong as their initial headquarters, and a significant Wang faction subsequently emerged that published its own newspaper, Nan Hua Ribao (South China Daily) and ran its own underground network.523 Its ranks were augmented by the arrival of several hundred supporters, some partially armed, who had slipped into the colony alongside the mainland refugees. 524 By mid-1940, the British authorities had come to view the Wang faction as a potential source of revolt. As always occurs when war leads to shortages of food, clothing, and fuel, a vigorous black market emerged. One local citizen recorded his experiences with the market that emerged in Hong Kong: 523 On June 8 1945, Consul-General Iwai in Macao forwarded reports to Tokyo emanating from a number of different Japanese intelligence posts on a conference that had recently been held by the Communist forces in South China. The conference had decided that when the Communists launched their planned “general offensive” in South China, Canton was to be occupied in a “swift anticipatory stroke”. A number of Communist units in the Canton area were currently being reorganized with this plan in mind. Further Communist activity near Canton was reported on June 22. See MAGIC Documents Reel XIV, June 22, 1945. 524 Report of Major Ronald Holmes, July 12, 1944, HS 1/171, 3. For the role of the East River Band in impeding a possible Nationalist advance, see also Ride, British Army Aid Group, 270-1. 220 At that time I was the bread-winner for the whole family, although I was eight years old. I managed to make friends with the Japanese and climb in and out of the barracks very often. The Japanese soldiers were like any other soldiers, they needed money and many other things. So we did a little business with them—blackmarket business. There were lots of things in the barracks, lying about, that the Japanese wished to get rid of so I was the person to go up there to contact them and get them to sell. The goods were delivered to us in the middle of the night by Japanese soldiers and then were thrown over the wall and we had to go down to the street to pick them up. The next morning we’d take them to the market and sell them.525 The greatest dilemma facing prominent Chinese, and even some less prominent Chinese, was that if they remained in Hong Kong to protect their own interests, or even to protect those of the community generally, they would appear to be traitors. This dilemma became even greater after several leading figures had been astutely appointed by the Japanese to head local representative committees and District Bureaux to give the appearance of local representation while ensuring local responsibility for any misdeeds of resistance against the occupiers. Ironically, several men who appeared to be collaborators had been asked by officials of the defeated Hong Kong government to assume these difficult roles. It is therefore not surprising that many refuse to talk about their experiences even today. Dr Zia, one of the few willing to speak, described his experiences with the administration: While classes for Japanese lessons were still going on, there was a circular issued by the medical department inviting applications from doctors to take up medical posts in Hainan Island. I went to the bureau the next day and interviewed the Director, who introduced me to the chief interpreter and the head of the department, a Japanese returned student. They let us fix up my monthly family allotment, rice allowances, 525 Birch and Cole, Captive Years, chapter 9. 221 gave me all the information about the nature of the work and told me to get in contact with the office as often as I could. I returned home and told my wife that I had accepted the job. My wife took the news half-heartedly, with an expression of consolation combined with perplexity. She was consoled because the family got protection but she was worried because my future was in absolute darkness. After pausing for a while she spoke impressively, “Can't you withdraw your application? How am I going to look after the home and the children and pass the lonely years?” I replied, “This is a time of emergency and as long as you have got enough money for the family we should all be content. The Japanese have great respect for doctors and, when you work for them, they treat you as one of their own men. The Jap soldiers fought because they were under orders from the Generals not because they had personal hatred against all Chinese. If you have fair feelings for them they do not kill you without reason, like savages do. In this wide world it is the language bar and politics which make people of different nations treat each other like aliens. I can withstand a hard life, and loneliness will vanish when you understand that there is a group of doctors and nurses going together” I explained, and convinced her.526 526 Ibid., chapter 9. 222 Chapter 6 Collaboration at the Economic and Social Levels 6.1 Japanese Economic and Social Policy towards the Chinese in Singapore The 1930s witnessed the spread of the ideology and vocabulary of Pan-Asianism and the official national policy of a “New Order in East Asia” throughout Japan (see chapter 2). The main features of this New Order were the creation of a tripartite bloc connecting Japan, the leader of this bloc, with Manchukuo and China based on recognition of their ethnic affinity and cultural ties. Such ties would serve as the bases of their engagement in close political, economic, and cultural cooperation with each other and against Western imperialism.527 Southeast Asia had not always been an area of such Japanese concern. 528 It only assumed great importance after 1937, when Japan’s attempt to incorporate China into the New Order in East Asia through the Second Sino-Japanese War led to serious tension with the United States, as such aggression on the Asian Continent was incompatible with the traditional American Open Door policy. Unprepared to relinquish its existing economic and social ties with China, the United States sent aid in the forms of cash, munitions, and military advisors to assist China in its fight against the Japanese. The Americans next sought to check Japan’s expansionism in China through economic sanctions that deprived Japan of raw materials essential for its war machine.529 In 1940, the United States prohibited the export without license of petroleum, petroleum products, and scrap metal, and placed an embargo on the export of aviation gasoline to all countries outside of the Western Hemisphere. In the 527 A. J. Toynbee, Survey of International Affairs 1938, I (London: Oxford University Press, 1955), 498. Joyce C. Lebra, Japan’s Greater East Asia Co-prosperity Sphere in World War II: selected readings and documents, (Kuala Lumpur: Oxford University Press, 1975), x-xi. Lebra explains that the Asian continent had always been conceived by Japan as pivotal to its national security and economic viability, leading its policymakers to disregard Southeast Asia. 529 Ibid., 59-62, 75-82. 528 223 same year, Great Britain joined the United States in placing an embargo on the export of scrap iron and steel, which the United States followed by freezing all Japanese assets held in its banks in July 1941.530 In desperate need of access to materials and markets, Japanese Foreign Minister Arita made the following historical announcement on 29 June 1940: The countries of East Asia and the regions of the South Seas are geographically, historically, racially and economically very closely related. The uniting of all these regions in a single sphere on a basis of common existence, insuring thereby stability, is a natural conclusion.531 Arita’s open advocacy of the Greater East Asia Co-Prosperity Sphere was soon supported by consolidation of the various ties already existing between East and Greater East Asia. At the Liaison Conference between the Japanese Cabinet and the Imperial Headquarters on 2 July 1940, a resolution was passed officially approving the creation of the greater East Asia CoProsperity Sphere as envisaged in Arita’s speech.532 Economically, the Sphere would operate according to the principle of the international division of labour, with the economic specialization of products and industries being based on geographical, economic and “other relevant factors”.533 Central and South China would be deindustrialized and reorganized to engage in a form of self-sustaining agricultural production that would supply raw materials and surplus food to the other components of the Sphere. Manchukuo and North China would provide the materials that would serve as the basis for Japan’s industrial complex. Japan would thus relocate many of its heavy industries to 530 Julius W. Pratt, A History of United States Foreign Policy (Englewood Cliffs, N.J.: Prentice-Hall, 1972), 379382. 531 IMTFE, Exh. 529. Quoted in M.A. Aziz, Japan’s colonialism and Indonesia, 63. 532 IMTFE, Exh. 541, Timetable no. 3: “Resolution of the Second Konoye Cabinet Determining Fundamental National Policy Aimed at Establishing a New Order in Great East Asia”. Quoted in Ibid., 64-65. 533 IMTFE, Exh. 675A. Quoted in W. E. Elsbree, Japan’s Role in Southeast Asian Nationalist Movements, 1940 to 1945, 27-8. The most relevant of the other factors is the objective of making the countries incapable of separating from Japan politically. 224 Manchukuo and the greater part of its light industries to North China, while centring all hightechnology industries, such as the precision tool, arms, and chemical products industries, in Japan. 534 Japan would also act as the financial controller of the Sphere, supervising all financial affairs; hold a monopoly on the shipping and fishing industries; and become the supplier of scientifically trained and technically skilled labour.535The remaining components, namely Australia, New Zealand, and India, were to become a vast market for the manufactured goods produced in the Sphere.536 The stated goal of this economic structure was to “work with the opportunity of sharing in the profits of industry that is afforded everybody” such that the native peoples were to receive a fairer share of the fruit of their labour than under the colonial regimes. This principle and the following principles were outlined in the document “Draft of Basic Plan for Establishment of Greater East Asia Co-Prosperity Sphere”: 537 1. The Southern region would be freed from colonial rule, with the politically dominant influence of Europe and America to be gradually eliminated. 2. The desire of native peoples for their independence would be recognized. After consideration of its military and economic requirements and its specific historical, political, and cultural elements, each newly independent state would, dependent on the approbation of Japan, adopt the form of government most appropriate for its existence within the Greater East Asia Co-Prosperity Sphere. 3. Military zones and key points necessary for the defence of the Sphere would be established and directly or indirectly controlled by Japan. 534 IMTFE, Exh. 861: “Outline of the Economic Construction of Japan, Manchukuo and China,” decided at a Cabinet meeting on October 3, 1940. Quoted in M.A. Aziz, Japan’s colonialism and Indonesia, 69-70. 535 Ibid., 69-70. 536 IMTFE, Exh. 1336, Document 2402B: “Draft of Basic Plan”. Quoted in Tsunoda, Ryūsaku, Wm. Theodore de Bary, Donald Keene, Sources of Japanese tradition (New York: Columbia University Press, 1964), 801. 537 IMTFE, Exh. 1336, Document 2402B: “Draft of Basic Plan”. Quoted in Ibid., 804. 225 4. Serving as the nucleus of the Sphere, Japan would forge a new common identity among the various peoples. It can be seen from the second principle that Japan’s conception of independence was not based on liberalism and national self-determination. The so-called “independent” areas would be subject to policies laid down by an Upper Council of the Greater East Asia CoProsperity Sphere under Japanese leadership and supervised by Japanese advisors, while military and diplomatic affairs would remain in Japanese hands. 538 The direct or indirect control of military bases by Japan would prevent any area from breaking away from the Sphere, as it would have no armed forces to back its cause. With the division of labour, the components of the Sphere would be mutually dependent on one another for their economic survival and would enhance their political integration, leaving little cause for political separation from the Sphere. The Greater East Asiatic War was thus the logical consequence of Japan’s ideology of Asian co-existence and co-prosperity. Since Japan needed the resources of the Southern region to win the Greater East Asiatic War, it had to ensure that they would be channelled accordingly. As a wartime measure, military governments or Gunsei were established to administer each occupied area in the South, restore public order, engage in the rapid acquisition of resources, and secure the self-sufficiency of the military forces in the field.539 The first and the last objectives were preconditions for the fulfilment of the second objective, as the establishment of public order would create an environment conducive to the collection of each region’s resources. As the occupied areas would become self-sufficient in terms of food and other necessities, Imperial shipping would not be burdened with supplying these 538 IMTFE, Exh. 675A. Quoted in W. H. Elsbree, Japan’s Role in Southeast Asian Nationalist Movements, 1940 to 1945, 28. 539 The English translation of the document “Principles Governing the Administration of Occupied Southern Areas” (“Nampo Senryochi Gyosei Jisshi Yoryo”) can be found in H. Benda, J. K. Irikura, and K. Kishi, Japanese Military Administration in Indonesia: Selected Documents,1. 226 resources, leaving it free for the transport of the massive amounts of resources from the Southern Region to Japan to feed its defence industries. Imbued with war propaganda, the rank and file of the Japanese Army were strongly prejudiced against the overseas Chinese, seeing them as mercenary and having “no racial or national consciousness, and no enthusiasms outside the making of money”. 540 Military planners, on the other hand, were well aware that Chinese commercial talents were essential for the realization of economic self-sufficiency in the occupied territories. The “moneymaking” abilities of and the economic infrastructure created by the overseas Chinese were even more indispensible in the case of Singapore, as the island was to be the capital and defence headquarters of the Southern Region. For this reason, the Japanese military administration was anxious that the Chinese resume their economic activities as soon as the war ended. 6.2 Japanese Socioeconomic policy towards the Chinese in Singapore 6.21 The Endau Settlement When Singapore’s trade with other countries was disrupted due to the war,541 a great strain on was placed on the island’s one million inhabitants, as most of Singapore’s food supply had been imported. To increase food production, the Japanese authorities encouraged the population to become self-sufficient by growing their own food, which required resettling part of the population outside of Singapore in areas where they could farm and live off the Akashi, “Japanese policy towards the Malayan Chinese”, 61. The first signs that the war was beginning to turn against Japan were seen in August 1943, when the Japanese administration in Singapore launched a “grow more food” campaign and conceded it was necessary “because of enemy activity” that was depleting even the scanty food supplies available to feed Singapore's population. On 11 February 1943, after six months of bitter fighting, the Americans drove the Japanese out of Guadalcanal in the Solomon Islands, which lie to the north of Australia. The following month a large segment of the Japanese Navy was destroyed in the Battle of the Bismarck Sea off New Guinea. In November, the Americans invaded Bougainville bland off New Guinea as the Japanese were pushed back towards the north. American and British submarines sunk ships carrying food supplies to Japanese forces in Southeast Asia (including Singapore) and remote islands in the South and Central Pacific. The Japanese confiscated all food produced in occupied territories for consumption by their armed forces and to build up reserve supplies resulting in severe food shortages for civilian populations. 540 541 227 land. Preoccupied with the defence of the territories in Southeast Asia, army strategists in Tokyo decided to use the shortage of food as an excuse to move as many Chinese as possible out of Singapore. The High Command in Tokyo feared that if the British or Americans invaded Singapore, the entire population, especially the Chinese, would give their fullest cooperation to the Allied forces. The Seventh Area Army, which was in charge of the defence of Singapore, was ordered to evacuate 300,000 Chinese immediately, to be followed by more evacuations as soon as possible. The responsibility for the evacuation lay with Mamoru Shinozaki 542 , Head of the Welfare Department in the Syonan Municipality, who in turn approached the OCA to build a settlement for Chinese migrants. Shinozaki persuaded the OCA to agree to the project by promising that the new settlement would be self-governing, that no Japanese would set foot within it, and that it would receive supplies of rice until it became self-sufficient. A New Syonan Model Farm Construction Committee established under the chairmanship of Lim Boon Keng was then was dispatched to Malaya to identify a suitable site. After examination, it selected Endau in Johore as the site for the new settlement. When the evacuation order was issued in August 1943, Naito had recently been appointed Mayor of Singapore. Knowing little about the people and conditions in Singapore, he assigned responsibility of carrying out the evacuation order to Shinozaki, who then consulted the OCA about his plans. Of all the communities with whom Shinozaki was expected to discuss the evacuation plan, he approached the Chinese community first. As the Chinese community was the most closely watched by the Kempeitai due to their anti-Japanese activities before and during the occupation, it appears that Shinozaki wanted to spare them 542 Before the war, Shinozaki was a press attaché of the Japanese consulate in Singapore. During the Japanese occupation of Singapore, he showed his sympathy for the plight of the local people, especially the Chinese. In the early period of the occupation, he risked his life securing the release of many Chinese and Eurasians who had been detained by the Kempeitai. Because of his activities, he was closely watched by the Kempeitai and “hated and ostracized in certain Japanese circles”. 228 from further hardship. In an OCA meeting in which he unveiled his plan of creating a new settlement for the Chinese in Malaya, Shinozaki stressed that if the Chinese accepted evacuation to the settlement, it would be autonomous, out of bounds to the Kempeitai, and receive supplies of rice until self-sufficiency had been achieved. The OCA responded favourably to the evacuation proposal, viewing it as an opportunity for freedom. Whereas the Japanese saw the scheme as a means to alleviate the food problem in Singapore, the Chinese saw it as a means to obtain freedom from the Kempeitai.543 Construction work began soon after the OCA raised $1 million to develop the settlement. Workers cleared the jungle and built roads and houses in preparation for the arrival of the migrants. To entice Singaporeans to participate in the scheme, pioneer settlers were promised an allotment of four acres of land; free supplies of rice, sugar, and salt; and a small monthly cash payment for the first six months. The first migrants who arrived at Endau in September 1943 were forced to live in crude huts made of opeh leaves until the administration allocated land for them to build their own houses. The pioneering work was challenging to many, as most did not have construction or farming experience, and all were forced to be resourceful and make necessity items such as soap, coconut oil, and condensed milk. Despite the difficult new environment, many were attracted to the settlement because of the promise of a supply of rice and, more importantly, the fact that the affairs of the settlement would be administered by the OCA with no interference by Japanese authorities. By the end of the first year, twelve thousand settlers had arrived in Endau, which had opened a school, a bank, a paper factory, a sawmill, and several restaurants. However, life at the settlement was disturbed by activities of Chinese anti-Japanese guerrillas, who claimed the 543 See Rodziah Haji Shaari, Japanese Resettlement Schemes: Endau and Bahau, 1942-1945 (Singapore: National University of Singapore, 1986-1987) 229 lives of several settlement officials and civilians. Peace was only restored after Shinozaki entered into a secret pact with the guerrillas, offering rice in exchange for peace.544 After the Japanese surrendered in August 1945, twelve thousand families returned to their homes in Singapore, and the Endau Settlement was taken over by the MPAJA. Besides Endau, the Japanese also created a settlement in Bahau (in Negri Sembilan, Malaya) for Eurasians and Chinese Roman Catholics and a settlement in Pulau Bintan for Indians.545 6.22 Educational System and Policy When the occupation commenced, the Gunsei authorities closed all public and private schools until further notice. Once order was restored in April 1942, they gradually authorized the reopening of public primary schools, but not private schools. Thus, Chinese schools, which had largely operated on private funds, could not reopen, while public schools for Malays and Indians could do so. 546 Only in October, after petitioning by the Chinese community leaders for the opening of privately financed Chinese schools, did Watanabe permit the reopening of Chinese grade schools, provided that the Mayor or Governor approved of their curriculum and teachers' qualifications. At the same time, he authorized schools to teach Chinese as an auxiliary language.547 Although the number of reopened Chinese schools increased after October, only 185 schools enrolling 24,078 pupils, compared to prewar figures of 1,522 schools enrolling 137,328 pupils, were in operation by January 1943.548 By June, the number had increased to 544 A few members of the settlement’s committee were shot and killed by guerrillas of the Malayan Peoples AntiJapanese Army (MPAJA). Shinozaki realized that if the killings continued, people would begin leaving. To prevent this from occurring, he made a secret agreement with the guerrillas, giving them rice supplies in return for stopping the killing. 545 Chia, Joshua Yeong Jia, Endau Settlement, (National Library Board Singapore, August 23, 2006), http://infopedia.nl.sg/articles/SIP_1221_2006-12-29.html (assessed August 18, 2010). 546 Syonan Gunseibu, Shogakko Saikai No Ken, April 18, 1942; Nayaga Yuji, “Marai Ni Okeru Shiritsu Gakko Taisaku,” Chosabuho, no. 3 (June 5, 1944), n.p. Later secondary and vocational schools reopened. See Akashi, “Japanese policy towards the Malayan Chinese”, 84. 547 Ibid., 84. 548 Marei Gunseikambu, Bunkyoka, Marei Kyoiku Jijo (March, 1943), 26, 61-2. Many Chinese private schools were no more than the terakoya-type schools of Tokugawa Japan (1616-1868). For instance, in prewar years “in 230 only 208 public and private Chinese schools. 549 This deliberately discriminatory educational policy towards the Chinese caused Governor Kawamura of Perak to voice concerns at the May 1943 meeting of governors and mayors: Not enough number of Chinese primary schools in Perak has reopened. As the result, many Chinese are beginning to harbour the idea that they are being discriminated. There is a mood of restlessness [in Chinese communities], contributing a great deal to the problem of preserving security.550 An official study into the educational situation in Perak confirmed Kawamura's statement; whereas 90.7 percent of Malay language schools and 76.9 per cent of Indian (Tamil) language schools had reopened by May 1943, only 11 percent of Chinese schools had reopened.551 Elsewhere in Malaya, the percentage of Chinese schools reopened was also much lower than that of Malay and Indian schools.552 This low percentage reflected a deliberate measure to chastise the Chinese for their anti-Japanese activities and to purge “evil thought” from the curriculum.553 To inculcate the Japanese spirit into the minds of Chinese children, fourteen weekly hours of Japanese language instruction were required, while Chinese- language instructional hours were reduced from fourteen to seven. The Chinese resented Japanese Malacca there were more than 200 registered Chinese schools, but only a half of them might be justified as bona fide schools. Many were terakoya-type schools renting a space on the second floor of stores”. This led to a reduction in school openings and student enrolment. Nagaya Yuji, Senryogo No Maraya Rro Shoto Kyoiku, December 1943,12-13, 18. Marked "Secret." Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 84. 549 Nagaya, Chosabuho, no. 3, n.p. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 84. 550 Kawamura, Marei In Okeru Gunsei Shikko Ni Kansuru Iken, n.p. 551 Perakku Shucho, Perakku-Shu Gaiyo, May 1943, n.p. Marked "Top Secret." Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 84. 552 Nagaya, Senryogo No Maraya No Shoto Kyoiku, 11-19. General Fujimura reported that as of January 1945, only twenty to thirty percent of Chinese schools had reopened. Japan, Dai-ichi Fukuinsho, Marei Gunsei Gaiyo, n.p.; cf. Nan ch'iao Tsung-hui, Ta-chan yu Nan ch'iao, 103-104. Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 85. 553 Bunkyoka, Marei Kyoiku Jijo, 62, 90. The disintegration of Chinese families, stagnant economic conditions, and high tuition fees charged in Malacca and Selangor delayed the recovery of the Chinese educational system. 231 interference, comparing it negatively to the freedom in the selection of curriculum and textbooks that they had enjoyed under British rule.554 The document “Educational Policy Concerning the Chinese”, released in March 1944, reflected a hardline policy that had little respect for native customs.555 The policy abolished Chinese private schools and banned “Chinese language instruction at public schools in favour of strengthening the Japanese language programme”, although the use of Chinese for teaching the Japanese language was still permitted. To strengthen the Japanese language programme at Chinese public schools, the Gunsei authorities required all Chinese teachers, who were the most anti-Japanese among all the Chinese, to attend a reorientation course at training centres. The new policy appeared illogical in many respects. Requiring that instruction in Chinese be replaced by instruction in Japanese was not a way to increase “the affection consequent upon the leading of daily life” and win “the respect and loyalty of the local inhabitants”, 556 as Hamada had earlier admonished representatives of Japanese firms. Furthermore, the Gunsei authorities implemented the new policy at the time when the old educational policy concerning Chinese schools, which had been promulgated in October 1942, was working well. The discriminatory policy of not permitting the Chinese to teach in their own language while allowing the Malays and Indians to do so would lead the Chinese, as one Japanese educational official said, to believe that they were being treated unfairly, 557 undermine the established educational system, and breed distrust among the Chinese regarding the sincerity of the Japanese.558 The Gunsei authorities were painfully aware of the difficulty of implementing the policy, as evidenced in the foreword of the document: “A 554 Nagaya Yuji, "Syonan Kakyo Shigaku Chosa," Chosabuho, no. 5 (July 5, 1944), n.p. The result of this language programme was unsatisfactory because of the woefully inadequate training of Chinese teachers in the Japanese language and the lack of Japanese language textbooks and incentives. 555 Marei Gunseikamba, "Kakyo Ni Kansuru Bunkyo Shisaku," in Showa 19-nen San Gatsu Kaisai Marei Kaku Shu (Shi) Chokan Kaigi Kankei Shorui Toji, n.p. 556 Quoted in Akashi, “Japanese policy towards the Malayan Chinese”, 85. 557 Nagaya, Chosabuho, no. 3, n.p. 558 Ibid., no. 5, n.p. 232 special consideration must be given in implementing the policy not to create the impression that the authorities are discriminating the Chinese against other ethnic groups”. To offer the Chinese Japanese citizenship at an unspecified future date as an inducement for the Japanization programme, of which the language policy was part, was a very clumsy justification for the new policy, as the Chinese were less than eager to acquire Japanese citizenship. 6.23 Chinese Responses to the Educational System and Policy Although the Chinese generally tried to appease the Japanese military administration by fulfilling its orders via the OCA, they exhibited remarkable indifference or passive resistance to Japanese educational policy. Education was recognized by the Japanese as the most powerful means of extirpating Western influence, inculcating the Nippon-Seishin of total obedience to authority and loyalty to the Japanese Emperor, replacing English with Japanese as the lingua franca in Singapore, and developing a skilled work force to service the Japanese war machine and support the growth of local industries. Education was therefore of utmost importance to the successful execution of the war and the expansion of the Japanese Empire. To achieve these multiple aims, Chinese and English schools were ordered to reopen in April 1942 and renamed after the streets in which they were located to eradicate any traces of Chinese and English culture from their names. Japanese language and Japanese military discipline were taught and in March 1944, the teaching of Mandarin for one hour each day, which had hitherto been tolerated, was banned altogether.559 Despite all these efforts, the Japanese educational policy towards the Chinese was a complete failure. The enrolment of Chinese students during the occupation compared miserably with that in 1941, as shown in Table 6.1. 559 Fundamental Policy Concerning Education in the Southern Sphere. Headquarters of Southern Expeditionary forces, January 12, 1942. From Akashi, ‘Education and Indoctrination Policy in Malaya and Singapore under the Japanese Rule, 1942-1945’, Appendix. 233 Table 6.1560 Enrolment of Chinese students before and during the Japanese Occupation Year No. of English schools and students No. of Chinese schools and students 1941 81; 27,000 370; 38,000 1942 536; 5,000 21; 2,543 The indifference of the Chinese to the Japanese educational system contrasted to the enthusiasm of the Malay and Indian communities, as shown in the table below: Year No. of Malay schools and students No. of Indian schools and students 1941 29; 5,800 18; 1000 1942 522; 4,572 9; 789 Student enrolment during the occupation was 18.5%, 6.6%, 78.8%, and 78.9% of the prewar level for English, Chinese, Malay, and Indian schools. Being treated less harshly by the Japanese military administration, the Malays and the Indians were less hostile towards it, and exhibited enthusiasm for Japanese-sponsored education. Although the Chinese were in no position to abolish the Japanese educational system, which in their perception functioned to enslave their children, they expressed their disgust by boycotting the schools.561 The negative response of the Chinese towards Japanese educational policy constituted the only significant indication of noncooperation. Much as they hated the Japanese for their aggression in China and their atrocities in Singapore, the Chinese were, on the whole, compelled by the sheer necessity of survival to appease the Japanese military administration through OCA declarations of “loyalty”, seeking employment in Japanese firms and schools, and cooperating with Japanese merchants. To the Chinese, appeasement often implied collaboration, as they believed there to be a very thin line between the two. However, only a 560 Annual Report of the Department of Education 1946, Singapore,1-2. Akashi, ‘Education and Indoctrination Policy in Malaya and Singapore under the Japanese Rule, 1942-1945’, Appendix. 561 234 very few Chinese were “collaborators” or “traitors” in that they conformed to one of two categories established by the British after the war: (1) those who had held key positions of power in Japanese-sponsored organizations and expressed loyalty to the Japanese in their public statements and actions, excluding those forced to collaborate, and (2) those who had worked as spies and intelligence officers and whose actions had caused the loss of property, serious mutilation, or death of individuals. In short, except a negligible few who actively participated in the underground resistance movement, the Chinese in Singapore were generally outwardly compliant with the Japanese military administration while inwardly seething with hatred for the Japanese and eagerly awaiting the return of the British. 6.24 Factors in the Failure to Win Chinese Loyalty The failure of the Japanese military administration to win the loyalty of the Chinese despite its use of propaganda in the mass media and educational system can be attributed to several factors. First, the Japanese military administration made no sustained and consistent overtures to win Chinese loyalty. The curricula of the small number of schools opened for the Chinese focused on physical education, technical training, and the Japanese language rather than on the inculcation of those Japanese values that were deemed desirable, and it is doubtful that simply teaching the Japanese language inculcated any Japanese ideals. In terms of mass media efforts, three Chinese books were published in 1942 for the purpose of propaganda, but no similar efforts were made thereafter. Two magazines, the Syonan Pictorial and the Chinese-language Southern Light Weekly, initially popularized the concept of the Co-Prosperity Sphere, but later became more informative than propagandistic.562 A strict censorship on firms initially imposed was later eased to allow the distribution of prewar Mandarin films, while Chinese operas were allowed to continue 562 Akashi, ‘Education and Indoctrination Policy in Malaya and Singapore under the Japanese Rule, 1942-1945’, Appendix. 235 throughout the occupation. The press and the radio station were less preoccupied with propagating the Japanese spirit than with reporting Japanese and Axis war victories, the truth of which was often doubted by the Chinese. Moreover, Chinese exposure to this relatively ineffective Japanese propaganda was too short-lived—three and a half years—to make any significant impact on Chinese political thinking and loyalty.563 The most important reason that the Japanese failed to win Chinese loyalty was that former’s actions sharply contradicted their professed aims of bringing justice and coprosperity to the occupied territories. The despotism of the military administration, the atrocities committed by Japanese soldiers, and the economic hardships resulting from the Japanese rule were stark and harsh realities that negated whatever impact that Japanese propaganda might have made on the Chinese. A telling instance of Japanese intransigence was the abolition of Chinese private schools and the imposition of the ban on Chineselanguage instruction at public schools in favour of strengthening the Japanese-language programme in March 1944, the same period when Japanese policy towards the Chinese was seen to have taken a “softer” turn. This seeming contradiction was but a reflection of the incompatibility of ruthlessly exploiting a conquered people and ensuring their welfare. The Japanese had attempted to use the stick and the carrot, but their sticks were big and frequently applied, while their carrots were small and difficult to come by, and this was the chief reason for the failure of Japanese efforts to win the hearts and minds of the local Chinese.564 In retrospect, it is possible to detect significant similarities between the Japanese educational programme and that of the former British regime. 565 First, they were both deliberately elitist: the Queen`s Scholarships were paralleled by a scheme introduced and financed by Marquis Yoshichika Tokugawa that awarded scholarships to three young men, all 563 Ibid, 21. Akashi, ‘Japanese Policy towards the Malayan Chinese,’85. 565 Harold E. Wilson, Educational Policy and Performance in Singapore, 1942-45, Occasional paper no. 16, Institute of Southeast Asian Studies, Singapore, 27. 564 236 graduates of Raffles College, and two young women selected for their “character and accomplishments” to pursue a course of study in Japan, the intention being to create a small group of leaders sympathetic to the Japanese regime. Both systems were essentially authoritarian, imposed upon a population without reference to the wishes of parents and with only a slight regard to the needs of the community. Most significantly, both systems were used to impart the cultural values of alien rulers. The major difference between them lies in the fact that the British system was shaped within the liberal-arts tradition of the West, and thus tended to produce a literate population with goals identified in terms of academic rather than technological achievement, while the Japanese system was frankly utilitarian, geared to the imperatives of a wartime situation and promoting the concept of a future in which Singapore would play a role very different from that of its entrepot past. As an agent for change, the significance of the Japanese educational policy lay in the consideration that it forced upon the minds of future educators and politicians. An educational system designed to preserve the colonial status was no longer acceptable, and both leaders and led came to wonder whether fulfilling the educational needs of Singapore, which were distinct from those of some alien power, might not provide the basis for a new educational system.566 6.3 Collaboration or Cooperation? Dynamics between the Japanese and Local Elites in the Implementation of Socioeconomic Policy in Hong Kong 6.31 Role of Hong Kong in the Greater East Asia Co-Prosperity Sphere In accordance with an economic policy aimed at furthering Japan’s political goals for Hong Kong, Yazaki argued that the Japanese military should use Hong Kong to obtain access to the wealth of the southern Chinese provinces, in the same way that it used Dairen to obtain 566 Ibid, 28. 237 access to Manchuria and Shanghai to the Yangtze valley. If the railway line from Kowloon to Canton could be brought back into service and a new line constructed from Canton to the Yangtze port of Hankou, iron, coal, copper, manganese, tungsten, antimony, and other strategic minerals could all be extracted from the interior of South China and shipped out through Hong Kong to supply Japan's wartime industries. To achieve this end, however, help must once again be sought from the Hong Kong elites, the repositories of large resources of capital and know-how. A string of joint ventures should therefore be established with Hong Kong Chinese interests, including a new Bank of Commerce and Industry to provide capital and a shipping firm to replace the Taikoo Steamship Company of the old British trading house Butterfield and Swire.567 Isogai seemingly sympathized with this concept of integrating Hong Kong economically with the Chinese hinterland. In his first policy statement delivered from Tokyo on 21 January 1942, he predicted that the colony would “rapidly take its place as the heart of south China”.568 For a time, the regime’s policy for the colony resulted in limited economic progress. As a military base in conditions of all-out war, Hong Kong was expected to strive for the maximum possible degree of self-sufficiency. One way in which it could do so was by becoming “a supply depot for industrial production”. 569 Manufactured goods could be exported to the South in exchange for foodstuffs and key raw materials, and local produce would replace a wide range of inessential imports. Isogai and his colleagues accordingly attempted to sustain the prewar upsurge in the colony's light industrial sector. By March 1943, around eight hundred factories had been brought back into service, including the bulk of the existing textile mills. A large number of rubber footwear plants were returned to service to recycle old tyres and process the occasional shipments of raw rubber that arrived in the See Major-General Yazaki Kanju, “Honkon Tochi Hosaku Shiken”, 239, 242-3. Hong Kong News, January 21, 1942. 569 Intercepted letter of Fok Shu Hong to Fok Yee Kworn, February 27, 1942, CO 129 590/23, 156. 567 568 238 colony from Indochina and Malaya, and soap making became a significant industry for the first time.570 With the same aim in mind, a robust operation was launched to exploit the foodproducing potential of the New Territories. A racetrack on which the British had diverted themselves at Fanling was converted to pasture for rice-growing experiments, and rice began to be planted in virtually every available square inch of arable land. The New Territories Agricultural Association, which the British had fostered so sleepily in the dozen years before the invasion, was revived with a view to increasing the output of fruit and vegetables. Model farms were created to alert local peasants to the latest methods of cultivation, and in August 1943 an Agricultural Training Institute opened its doors at Fanling. The Japanese remained aware that other groups in the colony might have a part to play in the new war against Britain and the United States. In particular, they might help to facilitate the Army’s conquest of the European empires in Southeast Asia and beyond. As Hong Kong had been one of the historic springboards for the southward expansion of the overseas Chinese trading communities, many Chinese entrepreneurs in Hong Kong were based in Singapore, Malaya, the Dutch East Indies, or other points to the South. Sensitively handled, they might help to reconcile their relatives or business partners in those territories to the new reality of Japanese rule.571 6.32 Collaboration during the Early Stage of the Occupation The organization that had ultimate responsibility for Hong Kong’s economy was the Economic Section of the Civil Administration Department of the Japanese Army. After it began operation following the surrender of Hong Kong, it immediately attempted to gain the cooperation of the leading industrialists and businessmen by pleading that their cooperation 570 Honkon-Chosha Sakusen, 188,327; Koa Kikan, gyormu hodo, no. 2, 251; Tse, Zhanshi Ri jun, 238. This in turn would contribute to the larger objective of enlisting the wealth of the overseas Chinese on behalf of Japan. See Yazaki, “Honkon Tochi Hosaku Shiken”, 239, 242. 571 239 was essential to the restoration of order and the distribution of essential goods. However, they initially received little response to their pleas. On 21 January 1942, the Chief of the Section, Colonel Ikemoto, called a meeting of the representatives of the most important Chinese firms in Hong Kong to discuss the revival of trade. Although the purpose of this meeting, at which the representatives of the Japanese military took their customarily prominent places, was not reported, it is believed that it was called in connection with other initiatives of the Economic Section that had earlier been taken through the indigenous group of Chinese merchants that was to become the Section's principal instrument in Hong Kong: the Chinese General Chamber of Commerce. Perhaps the first group to contemplate cooperation with the Japanese after their capture of Hong Kong, and certainly the one “possessing the greatest material stake in the colony”, the Chamber served the Economic Section as what may be called a “control-transmission board” through which the Section could reach the merchant guilds whose leaders comprised the Chamber’s memberships. Every distinct type of trade or commerce in the colony in which the Chinese were engaged had, as in China, its own guild. Typical of the various press references illustrating this function of the Chamber is a report that appeared in the Japanese-controlled Hong Kong News on 14 January1942: The Chinese Chamber of Commerce called a meeting of representatives of the various business guilds yesterday for the purpose of discussing proposals to submit to the Japanese authorities for the reopening of business in the Colony. There were over fifty persons present, and Mr. Tung Chung-wei, Chairman of Chamber, spoke to them of the necessity of reopening business and invited them to forward any suggestions in this direction. Matters dealt with included public safety, rice, and currency, and suggestions were made to ask the Japanese authorities to release goods which had 240 been sealed and to open more centres for the sale of rice. The proposals adopted will be submitted to the Japanese authorities today for consideration, it is understood. As Tung, here referred to as Chairman of the Chamber of Commerce, came forward to end the period of looting as one of the first of Hong Kong’s so-called “collaborationists”, he was likely acting on instructions that the Japanese had issued at this meeting. On 24 January 1942, the Economic Section requested the Chamber to submit proposals for the revival of business in Hong Kong and to respond to six specific questions: (1) How did the members of the Chamber propose to import goods? (2) How did they propose to transmit money to the exporters? (3) How would they go about restarting their businesses? (4) How was the allocation of shipping space to be arranged? (5) What general suggestions did they have? and (6) What arrangements were they prepared to make the release of stocks in the godowns? In its 27 January reply, the Chamber stated that the first priorities for the revival of business in Hong Kong were the reopening of shipping lanes and the immediate release of stocks from the godowns.572 As Hong Kong’s trade was primarily conducted in North, Central, and South China, Tokyo might serve as the financial centre of this trade, with the yen as the medium of exchange and Hong Kong notes accepted at par with the yen until trade could be restored and a new currency issued for the entire area under Japanese control. Goods imported into Hong Kong should not be taxed; the number of ships operating between Hong Kong and Japan, Formosa, Thailand, and Annam should be increased; banks should be reopened; the public should be afforded better protection; and charges for electricity and water should be reduced. 572 The lists forwarded by the Chamber to the Japanese are stated to have included a great variety of goods, including piece-goods, glassware, tea, chinaware, electrical equipment, peanuts, chemical products, matches, machinery, tinned goods, building material, gasoline, motorcar parts, paper, wine, stationery articles, woollen goods, gunny bags, rice, flour, precious metals, dyes, leather, rubber goods, silk, foreign medicines, preserved seafood, candles, salt, tobacco, sugar, printing materials, and materials for railway construction. 241 Despite its response, the Chamber was answering questions that it did not have the competence to address, as the answer to each depended on what the Japanese planned to do, of which the Chamber had little knowledge. Such lack of knowledge is reflected in the fact that the Chamber’s reply did not consist of answers to the questions asked but rather a statement of what it believed to be in its immediate interest to have the Japanese do. This is perhaps a good example of the type of cooperation that the Japanese received in Hong Kong; even those Chinese who sincerely preferred Japanese to British rule simply accepted their situation and hoped to make as much out of it as they could. As a result of the discussion that followed the presentation of this reply, the Chamber was authorized to notify the various Chinese firms in Hong Kong holding goods in the colony’s godowns to submit detailed lists of those goods, which the Chamber would in turn submit to the Japanese authorities with a view to securing the release of the goods. The merchants concerned were obliged to join the Chamber and prepare the lists by 24 March 1942. The Hong Kong News of 30 March reported, “The Chamber has received an enormous number of applications for the release of goods. If the authorities agree to release, it is estimated that there will be sufficient material to last a long time”.573 6.33 Treatment of the Local Elites In response to protests regarding the withdrawal of large banknotes from the currency, the Gunseicho announced on 11 January 1942 that banknotes of denominations HK$50 to HK$1,000 would once again be allowed to circulate. In the following weeks, it arranged for the Hong Kong Bank, the Shanghai Bank, and a number of other British and Allied banking houses to open for short periods so that limited withdrawals could be made574 and granted 573 Hong Kong News, March 30. Hong Kong News, January 19, 23, and 29 and February 15, 1942. The other institutions were the Chartered Bank of India, Australia and China, the Nederlandsch Indische Handelsbank, the Chase Bank, the Mercantile Bank of India, the Banque de l'Indochine, the Netherlands Trading Society, and the National City Bank of New York. 574 242 approval for the reopening of many local business enterprises. Early in February, the Bank of East Asia and eight other Hong Kong Chinese banks resumed operations,575 followed by the department stores Wing On, Sincere, Sun, and the China Merchandise Emporium by early March. The Nanyang Tobacco Company restarted production at the end of January, followed by the Fook Hing Oil Refinery Company in May. The reasons why the Japanese approved the reopening of these businesses remain unclear, but it seems likely that they felt the need to show favour to several businessmen with whom they had maintained business relations in the prewar years. The families controlling the Bank of East Asia had, as previous discussed, a history of contact with Japan going back many decades.576 There also appears to have been a certain correlation between the ownership of these favoured firms and the leadership of the new advisory bodies. Sir Shouson Chow, for example, had been Chairman of the Board of Directors of the Bank of East Asia for the past twenty years. Li Koon-chun, the rice merchant who had been appointed Chow's Deputy on the Chinese Cooperative Council, was a fellow Director of the Bank, and his younger brother Li Tse-fong, the fourth member of the more select Representative Council, was the Bank's long-time Manager. Chow, Li Tse-fong, and Chan Lim-pak were all directors of the China Merchandise Emporium, and Chan Lim-pak was the owner of both the Nanyang Tobacco Company and the Fook Hing Oil Refinery Company. By the summer of 1942, a large part of the local elites appear to have been benefiting commercially from Japanese favour as more and more local businesses were returning to operation. In the first half of July, nineteen Chinese insurance firms reopened, and almost two 575 Hong Kong News, February 7, 1942; Sinn, Bank of East Asia, 66. The eight other banks were the Hong Nin Savings Bank, the Hua Chiao (Overseas Chinese) Bank, the Yien Yih Bank, the Wing On Bank, the National Commercial and Savings Bank, the Fukien Provincial Bank, the Chu Hsin Chen Bank, and the Young Brothers Banking Corporation. 576 A historian of the Bank records that in consequence of the “vital” prewar connection, the Japanese authorities in general “did not treat the Bank of East Asia severely”. Sinn, Bank of East Asia, 14, 72. 243 hundred Chinese factories requested permission to reopen.577 Reports from the colony during the following six months testify to a general bullishness in large business circles. “Prominent Chinese merchants” whose companies dealt in foodstuffs and other imported necessities were quoted as declaring that they had been having “a good and profitable year”. “Wealthy Chinese” were reported to have begun investing their funds in “safe enterprises”. Shares in Wing On, Sincere, and the other department stores were observed to have increased “considerably”, together with shares in many Chinese-managed commercial concerns. 578 Much new money was also being invested in real estate; many businessmen jumped at the obvious opportunities for speculation following the collapse in property prices in the aftermath of the take-over, leading to a “roaring land boom”.579 However, as some of these rosy accounts emanate from official Japanese sources, they should be regarded as suspect. On 12 January 1943, however, the overall picture was confirmed in a letter sent from Hong Kong to California that was intercepted by British wartime censors. The writer, Kan Yuet-keung, who was likely the son of Kan Tong-po, one of the founders and the chief managers of the Bank of East Asia, wrote the following: As to the conditions regarding the bank, compared with when you left Hong Kong things are brighter: some money is being deposited every day, thus showing public confidence. Banks with Chinese capital will soon be free with regard to the paying out of money. Chinese business is now showing good results. The value of shares is rapidly rising. A share originally worth $10 has now risen to $25. “East Asia” shares that were originally worth $100 have now risen to $140 and more. Property generally in Hong Kong is rapidly improving in value (like bamboo shoots after rain). In the Central District it has risen to double the value. . . . At present joint stock land company business is increasing daily.580 577 Hong Kong News, July 6 and 9, 1942. See also Wong Lin, “Xin Xianggang De Toushi”, 69. Domei news agency in English, October 24, 1942, quoted in Extract from Far Eastern Economic Notes, CO 129 590/24, 28, 29; Hong Kong News, December 20, 1942 and February 4, 1943; Hahn, Hong Kong Holiday, 265. Encouraged by the more settled conditions, stockbrokers had apparently got together and created a kind of informal stock market. Sinn, Bank of East Asia, 72. 579 Li, Hong Kong Surgeon, 136. 580 Letter from Kan Yuet Keung in Hong Kong to Mrs. Nancy Eu of Palo Alto, San Francisco, California, January 12, 1943, CO 129 590/22, 106. 578 244 Some official encouragement also seems to have been given to local entrepreneurs who aspired to take on Japanese business partners. On 11 November 1942, the Hong Kong News reported that the Hong Kong Trust Company, a joint Hong Kong Chinese-Japanese venture with starting capital of HK$1 million, had been established three weeks earlier. This Japanese appropriation of the Hong Kong economy did not take place solely at the expense of the British. In the first months of Isogai’s reign, the Governor's Office appropriated most of the light industrial enterprises, including the rubber and textile factories, wooden boatyards, and sawmills, that had been set up by Chinese businessmen over the past two decades. The Governor’s Office bought several outright in exchange for a very small amount and in other cases forced the owners to take on Japanese partners as part of a new system of “guided management”. 581 The new Japanese business elite were accorded permission to operate well in advance of most local firms, and it soon became clear that they were enjoying opportunities not offered to the Chinese and other Asian communities. In July 1942, the Governor’s Office proclaimed the establishment of the Hong Kong Commercial Federation, a type of chamber of commerce. Consisting of ninety-two leading Japanese businesses, it was empowered to supervise all trade that occurred between Hong Kong and the ports in its immediate neighbourhood, and enjoyed exclusive right to engage in long-distance trading beyond the South China coast.582 In January 1943, a group of Hong Kong Chinese merchants joined forces with Japanese interests with a view to opening a large soy factory in the Mongkok District in Kowloon. To a certain extent, the new rulers also showed themselves willing to accept the local elites’ more public-spirited representations. On 2 February 1942, the Gunseicho announced 581 Report on Hong Kong, June 4, 1942, 3, and report of K. E. Mogra January 27, 1943, 6, HS 1/171. For the Hong Kong Commercial Federation, see Hong Kong News, October 9, 1942, March 23, and October 9, 1943; German newspaper article of summer 1943 quoted in extract from Far Eastern Weekly Intelligence Summary no. 48 for week ending November 26 , 1943, CO 129 590/22, 63; Domei news agency report quoted in extract from Daily Digest of World Broadcasts, December 25, 1943, CO 129 591/4, 64; Kathleen J. Heasman, “Japanese Financial and Economic Measures in Hong Kong,”, 68. 582 245 that in light of the complaints received from Chinese community leaders, charges for water and electricity would be reduced. Kotewall confirmed the next day that the reduction had largely been achieved through the efforts of the Rehabilitation Advisory Committee.583 The appeal over tram fares was less successful: the Communications Department insisted that the fare increases were necessary to prevent congestion on the trams. However, and more importantly, the Japanese Chiefs complied with the gentry’s request to put a stop to the crime wave. On 14 March, Kotewall announced that there had lately been a general re-imposition of order, a development for which the public had much to thank the authorities, and cheekily acknowledged, “I may say I contributed a little towards this result”.584 All these gains were, however, were secured at a price. To extract what they wanted from the new regime, the local elites had to be prepared to allow themselves to be used in some measure for the purposes of Japanese propaganda. In mid-March, the elusive Sir Robert Ho Tung unexpectedly reappeared from Macao after, claimed the rumours in circulation, having lost HK$16 million as a result of the war. 585 Reported to have been particularly worried about the fate of his HK$1,100,000 balance with the Hong Kong and Shanghai Bank, he seems to have been lured back to Hong Kong by being promised access to his British and Allied bank accounts by the Japanese. In a later description of the visit, he explained that he returned for the humble purpose of “withdrawing money from the bank for household expenditures”.586 In return for this privilege, Ho Tung clearly felt that he had to make one or two formal nods to the new administration. On 23 March, he paid a courtesy call on Governor Isogai. At an interview he granted to a team of local reporters after the meeting, he expressed 583 Hong Kong News, February 3 and 4, 1942. Hong Kong News, March 15, 1942. 585 Report of Mrs. A. J. Martin, September 11 1942, CO 129 590/24, 95. 586 Telegram of Sir R. Campbell, British Ambassador, Lisbon, to Foreign Office, May 16, 1942, CO 129 590/23, 131; “The Ho Tung Saga (Part 1)”; Hong Kong Inc., March 1990, 105. 584 246 his desire to help the authorities build up the New Hong Kong and to contribute to the establishment of Japan’s projected Greater East Asia Co-Prosperity Sphere. However, Ho Tung was far too canny to allow himself to be drawn into an outright endorsement of the Japanese conquest. Pressed for his views on the war, he declared that as he had devoted his entire life to business, he was not qualified to give an opinion.587 He subsequently declined to take a seat on the Rehabilitation Advisory Committee, and by early May had returned to Macao. Some further necessity, however, drove him across to Hong Kong once again in the course of the summer, where he once again appears to have towed the Japanese line. He was reported to have delivered a speech in praise of Japan, and it is possible that he may also have found it expedient to make a token investment in the occupation regime. On June, he was referred to by the Hong Kong News as the “chief organiser” of a Tai Tung Publishing Company being established to produce pictorial magazines with titles like New East Asia.588 Few of the local elites appear to have been perturbed by the need to make such statements. With the British removed, their allegiance showed little sign of drifting, as might have been expected, to the beleaguered rulers of Nationalist China. Even M. K. Lo joined his colleagues in appending his name to a 26 January cable pledging the support of the Hong Kong Chinese community to Wang Jingwei and the puppet regime in Nanking.589 587 Account of Sir Robert Ho Tung visit given in Hong Kong News, March 29, 1942. See also telegram of Sir R. Campbell to Foreign Office, May 16, 1942, and minutes of W B. L Monson, June 4 1942, CO 129 590/23, 9, 131; minutes of Monson, October 1, 1942, CO 129 590/24, 8; Gittins, Eastern Windows, 133, and Stanley: Behind Barbed Wire, 123. 588 Telegram of Sir R. Campbell to Foreign Office, May 16, 1942, CO 129 590/23, 131; letter of William Wright of Dodwell and Co to G. Dodwell in Watford, September 3, 1942 and minutes of Monson, October 1, 1942, CO 129 590/24, 8,132. On the basis of information from Macao dated 13 May, Sir R. Campbell reported that Sir Robert Ho Tung was currently back in the Portuguese colony “for about ten days”, while Wright’s letter in early September described him as having attended a dinner in Hong Kong recently. It seems clear, therefore, that Ho Tung made at least one trip back to Hong Kong following his initial visit in March, and he may well have made a second. For the Tai Tung Publishing Company see Hong Kong News, June 8, 1942. New East Asia was produced in Chinese under the title Xin Dong Ya. The first issue appeared on 1 August 1942. Articles covered such topics as the history of the Indian independence movement, Australian attitudes to the war, and the progress made in the reconstruction of Hong Kong over the past six months. 589 Hong Kong News, January 28, 1942. See also report by Professor Gordon King March 18, 1942, CO 129 247 In contrast to the pure-blooded Chinese leaders, the Eurasians appeared visibly distressed by the need to take a public stand incompatible with the Nationalist war effort. Chow, the one-time mainland diplomat, is said to have cut “a pathetic figure, attempting repeatedly to communicate to the Chungking government his entreaty that they withhold judgement on him”. The lawyer Peter H. Sin was reported to appear “thin and pale” as he sought to rebut the suggestion that his decision to help the Gunseicho with rice rationing had discredited him in the eyes of Chungking.590 In addition, he turned over the running of the government's new Opium Sale Syndicate to his former classmate Xu Chongzhi, an elderly warlord from the Chinese mainland. Xu, who had declined to act as Isogai's envoy to Chungking, was quite happy to receive the lucrative monopoly, evidence that the refusal of mainlanders in Hong Kong to collaborate in a political sense did not necessarily rule out collaboration in a commercial sense, and the Governor was reported to have taken a cut of the proceeds.591 Such dealings led a British observer to comment that the Japanese rulers of Hong Kong were “a queer mixture of official rectitude and unofficial corruption”.592 The elites’ policy of compromise was followed in most respects by Aw Boon-haw, the Tiger Balm King, who agreed to establish a company called the Kok Sui Kai to accept “token imports” of rice from Southeast Asia, most for the benefit of the Imperial forces. He also agreed to permit the newspaper that he published in Hong Kong, Xing Dao Ribao (Sing Tao Daily), to be used as a vehicle for Japanese propaganda. He changed the title to Xiang Dao Ribao (Fragrant Isle Daily) because, he later explained, all his “true” newspaper titles contained the word “star”, and he wished to avoid sullying the purity of the original brand. Aw was also named, along with Ho Tung, as a “chief organiser” of the new Tai Tung 590/23, 139. 590 Ward, Asia for the Asiatics?, 15; Hahn, China to Me, 328. 591 Report by Major Y. H. Chan on Trading in Opium in Hong Kong, February 3, 1947, appended to file on Isogai trial, WO 325/135; Hirano, “Women zai Xianggang de Kezheng Yu Baoxing”, 53. 592 South China Morning Post/Hong Kong Times, September 12, 1945 248 Publishing Company. In return for these gestures, he was allowed to continue operating his Tiger Balm business and raking in profits from his newspaper.593 The Japanese tended to cede authority regarding spheres in which they did not wish to become involved to the two Chinese Councils and the local elites. One such sphere was rent management. In the months following Isogai’s accession to Governor, the Chinese Councils were used to mediate the squabbles that had arisen between local landlords and tenants following the collapse of the property market.594 Ichiki Yoshiyuki, an official who had taken over as Chief of the reorganized Civil Affairs Department, flatly declared in August 1942 that the government had “no intention whatever” of fixing the rents. Any disputes should be settled by the landlords and tenants themselves, and if they were unable to reach an agreement, the matter should be referred to the Representative Council for a definitive ruling.595 Certainly, not every member of the local elites chose to collaborate. Dr. Li Shu-fan described his reasons for declining to do so: Taking office as the official representative of the medical profession would automatically make me a member of that collaborationist organization, the Chinese Guilds Council. The thought of taking an oath of allegiance to the Japanese Mikado and kowtowing to the Rising Sun flag was galling to me, who had once lived in the light and the glory of Sun Yat-sen. I felt that my oath and my kowtow would 593 Sam King, Tiger Balm King, 328-9; Hong Kong News, June 8, 1942. A third “chief organiser” referred to in connection with the Tai Tung Publishing Company was Aw Boon-haw’s son, Aw Hoe. 594 In mid-April, the Chinese Representative Council instructed the Chinese Cooperative Council to “consider the rent question”. See Hong Kong News, April 14, August 16, and September 6, 1942. In mid-year it was reported that Li Koon-chum, M. K. Lo, and other members of the Chinese Cooperative Council were to meet shortly with representatives of the local Chinese landlords and the Hong Kong and Kowloon Tenants’Association to “work out a fair basis for the collection of rents”. Hong Kong News, July 1, 1942. 595 Hong Kong News, August 19, 1942. 249 symbolize, at least to me, the last bitter dregs of China's humiliation. I decided to escape before that fateful first of August.596 Although many Chinese capitalists were left in possession of at least some of their property and their plants, and their businesses remained operational, even if at only a fraction of capacity, they paid a steep price for such advantages at the end of the war: being labelled collaborators. Overall, few Chinese businessmen and industrialists had been eager to join the Greater East Asia Co-Prosperity Sphere, and had fled unoccupied Shanghai if they had the ability to do so. However, when later trapped in Shanghai or Hong Kong in December 1941, their options were limited. For most, the lure of regaining their enterprises was such that, with great reluctance in some cases, they began to work with the Japanese and the Wang Jingwei government. Unfortunately for them, many found their enterprises confiscated at war’s end when the returning KMT condemned them as “enemy property”. 6.34 Collaboration during the Final Stage of the Occupation Much publicity was given to a policy seemingly designed to improve the conditions of the local business community during the final stage of the occupation.597 One major feature of the policy was a relaxation on trade restrictions, which was announced in December 1943. Permits would no longer be needed to bring foodstuffs into the colony from most outside ports, although the shipments would still have to be reported to the authorities on arrival. 596 Li, Hong Kong Surgeon, 131-2. It is possible to distinguish among three periods in the Japanese occupation of Hong Kong closely connected with financial and political events. The first was from the capitulation to June 1943, during which the Japanese successfully restored normal conditions and organized Hong Kong as a Japanese colony. Prices, taking into account scarcity, were maintained and as long as the Hong Kong Dollar circulated with the Military Yen, confidence in the currency was not shaken. The second period was from June 1943 to June 1944. The critical factor was the banning of the Hong Kong Dollar, which was accompanied by a marked upward movement in prices and doubts as to the maintenance of its value. Thus, trade conditions became increasingly difficult, with the consequent reaction on the economic progress of the colony. The third period from June 1944 to June 1945 opens with the capitulation of ltaly, which experiences the heavy raids of October 1944 and January and April 1945, and concludes with the surrender of Germany. The upward movement in prices becomes increasingly uncontrolled; the necessities of life are prohibitive in price, while luxuries, except for the wealthy few, are unobtainable. The government finds it impossible to meet its obligations and raise revenue, and increasingly difficult to maintain order. See Heasman, “Japanese Financial and Economic Measures in Hong Kong.” 597 250 Merchants wishing to launch a new company would still have to submit the particulars to the Governor's Office, but would no longer need to obtain the approval of the Kempeitai. In a typically cloying simile, Isogai likened the regime’s policy towards local business to the “handling of an infant who has to be given a special diet of milk etc. at first until it is able to assimilate other food, after which a change is then made”.598 This new liberal policy was implemented throughout 1944 amid the lifting of a series of irksome constraints. In February, compensation at last began to be paid to the gentry for the goods that had been sealed off in the godowns, and continued intermittently throughout the first half of the year. “Nothing like this”, the Hong Kong News observed proudly, “has ever occurred in any occupied territory during wartime”.599 At the start of September, the Japanese-only Hong Kong Commercial Federation was abolished and replaced by a new Trade Association in which local Chinese firms were allowed to take part. Prominent local businessmen now had the opportunity to engage in transactions outside the colony’s immediate neighbourhood.600 In mid-November, it was announced that Chinese banks were now free to accept remittances for the public from Shanghai and other nearby ports. Some days later it was revealed that this particular privilege had been extended only to the Bank of East Asia, but all Chinese banks could now finance mortgages and loans. 601 In the first months of 1944, the authorities lifted all the remaining curbs on the import of firewood and textiles, and in November no longer required governmental approval for the import of goods of any kind. Export as well as import procedures were also beginning to be simplified. In February 1945, clearance was given to export virtually anything from the colony except precious 598 Isogai quoted in Hong Kong News, January 11, 1944. Hong Kong News, June 6, 1944. 600 Hong Kong News, September 1, 2, 3 and 5, 1944. The Japanese name of the new Trade Association was Koeki Kosha. Emphatic assurances were given to local Chinese merchants that they would be accorded the same facilities and treatment as their Japanese counterparts. See Hong Kong News, September 3 and 8, 1944. 601 Hong Kong News, November 12, 16, and 17, 1944. See also Sinn, Bank of East Asia, 70-1. 599 251 metals, machinery, and electrical equipment. By this stage, the regime appears to have “abandoned any attempt at interference or control”. 602 In March, the apparatus of the Governor’s Office was streamlined when the various sections that had handled civil affairs, finance, communications, and so forth were amalgamated into two super-sections, a No. 1 Department and a No. 2 Department, whose principal tasks were to increase production and promote communications and trade, respectively. More and more effort was focused on importing food supplies from Guangdong Province, and Tanaka went on record advocating the economic “unification” of Hong Kong and Canton.603 At the same time, mounting discomfort could be detected within the colony’s middle class. By 1943, there were signs of widespread unhappiness with soaring prices, a trend blamed at least partly on the imposition of the military yen. In early June, one of the journalists at Isogai’s monthly press conference pointed out to the Governor that since the recent ban on the use of the Hong Kong dollar, the cost of virtually all goods had rocketed. Many people were suspicious that the new currency was not worth what the authorities claimed. At another press conference held later the same month, Nakanishi, Chief of the Finance Department, was forced to defend the military yen, explaining that it was backed by the home government in Tokyo and “placed on the same basis as banknotes,” as well as that the Governor’s Office was keeping a record of the notes issued “to prevent any inflationary tendencies”.604 The uncontrolled surge in prices hit local Asians employed in government service particularly hard, who complained incessantly that their salaries were no longer keeping pace with the high cost of living. At the end of June 1943, various District Bureau 602 Heasman, “Japanese Financial and Economic Measures,” 73. Remark of Vice Chief of Staff quoted in Hong Kong News, April 24, 1945. See also comments of Yamanouchi, the Secretary-General of the Governor’s Office and of Tanaka himself quoted in Hong Kong News, January 13 and 14, 1945. 604 Hong Kong News, June 25, 1943. For suspicion of the military yen, see also Report on Hong Kong June 4, 1942 and report of G. Leslie Andrew, October 22, 1943, HS 1/171, 1-2, note of Colonial Office discussion with Dr. Li Shu-fan, February 10, 1944, CO 129 591/4, 54; Hirano, “Kezheng yu baoxing”, 51; Gittins, Stanley: Behind Barbed Wire, 135. 603 252 staff petitioned the Heads of their Area Bureaux for an increase in salary and extra rice rations. Small businessmen experienced their own frustrations with military rule. Traders complained that their business plans were often strangled in a mass of red tape and that the new business profits tax was arbitrary, allowing the government to levy any amount that they saw fit rather than assessing the tax in a uniform way on the basis of the profits reported by each firm. By the first half of 1943, the optimism that had buoyed many merchants during the previous year had perceptibly faded. Even pawnbrokers were finding conditions increasingly difficult and furniture dealers were having a “quiet time”.605 6.35 The Price of Collaboration Despite the fact that Yazaki had recommended that the Japanese follow the British example of allowing free trade and that the new rulers were, in principle, keen to revive economic life in the colony, their actions did not accord with their words and beliefs. The new administration required official approval for the resumption of business and launched an inquiry to determine which of the 1,027 companies registered with the prewar government were hostile to Japan. Although 250 of these registered companies were eventually authorized to resume operations, their scope was greatly reduced by a ban on the holding of meetings, which made it effectively impossible for them to hold an AGM.606 As a further control measure, each line of business was placed under the management of a syndicate charged with collecting taxes and disseminating the orders of the regime. Eventually, every stage in the regular trading process became encumbered with bureaucracy. In March 1942, Isogai introduced controls on the transport and sale of virtually all types of goods. Traders wishing to export goods had to obtain special permission from the Finance Department of the Governor’s Office and report any imports within five days of their 605 606 Heasman, “Japanese Financial and Economic Measures,” 68; Hong Kong News, March 6, 1943. Far Eastern Economic Review, September 10, 1947. 253 arrival in Hong Kong.607 Five months later, Arisue announced that similar restrictions would be imposed on the output of the newly reviving factories, explaining that free trade was incompatible with the needs of a wartime economy.608 A top priority of Isogai and his team was gaining control of the HK$22 million believed to have been circulating at the time of the British surrender. The first step in this process had been the initial takeover of the British note-issuing banks. At the start of the conquest, the Twenty-Third Army troops had marched into the banks and seized all the Hong Kong dollars in the bank vaults. The second step had been summoning all citizens who had owed debts before the invasion to the banking halls, where they were expected to pay off their debts under the supervision of Sir Vandeleur Grayburn and his captive colleagues. The regime then used all the hard currency collected to pay for its war preparations and general administrative expenses. Not content with these efforts to round up the dollars already in circulation, the Governor’s Office hit on an inspired method of generating a fresh supply of currency. A search of the bank vaults had revealed a huge stock of additional notes, most in denominations of HK$500 or HK$1,000. This was currency that the bankers had not yet validated according to the cumbrous fashion of the period, when each individual note had to be signed by hand, and had not had the opportunity to destroy before the Japanese forces invaded. In spring 1942, the unfortunate Grayburn and his colleagues were accordingly put to work signing these unbacked, unlawful notes, which were distinguishable from genuine notes only 607 Ward, Asia for the Asiatics?, 121; Heasman, “Japanese Financial and Economic Measures,” 68. See also Hong Kong News, January 23, 1943. Applications had to be submitted in triplicate even for “exports” of goods to the colony’s outer islands of Lantau, Cheung Chau, and Peng Chau. One copy went to the Finance Department, one to the Harbour Department, and one to the Kempeitai. Hong Kong News, March 31 and June 8, 1943. Import permits were also required for at least some goods. See Hong Kong News March 18, 1943; Hirano, “Kezheng Yu Baoxing”, 50-1. 608 Hong Kong News, August 25, 1942. 254 by their serial numbers. Over the following years, some HK$65.5 million of these “duress notes”, as Grayburn called them, were released into the Asian market.609 In the meantime, the authorities were trying to wean the public on to a different currency altogether. Within two weeks of their capture of Hong Kong, the Twenty-Third Army had set to work introducing the “military yen”, the cause of which Isogai and his entourage advanced with great vigour. The introduction of the military yen had been practiced by conquering Japanese troops in the regions that they occupied since the defeat of Tsarist Russia in 1904-5. It was also one more form of organized pillage. As unbacked notes marked with no serial numbers whose quantity in circulation was never disclosed, these military yen had no more inherent value than the bogus “duress notes”. Their deployment facilitated the gouging of resources out of the colony in two distinct ways. First, it afforded another means of inducing the locals to part with their holdings of Hong Kong dollars. Citizens were encouraged to trade in the old currency for the new one, at first at a rate of HK$2: M$1, and then from July 1942, when the Hong Kong dollar was “devalued” by Isogai, at a greedier rate of HK$4: M$1. With the help of this Monopoly money, the Imperial forces could also requisition any supplies that they needed from the colony, as well as acquire land and property from the local population effectively free of charge. One way in which the Japanese successfully exercised control over the Chinese banks in the colony without imposing extensive banking regulations was forcing the leading officers of those banks to remain in Hong Kong under their surveillance, holding each of them responsible under the penalty of death for the good conduct of all the others. It has been 609 Memoranda of G. L. Hall-Patch, British adviser in Chungking, to Treasury forwarded by Ambassador Seymour to Foreign Office, August 1, September 1, November 10 and 30, 1942. Treasury letter to Hall-Patch October 24, 1942 and reports of Sir R. Campbell, British ambassador, Lisbon, to Foreign Office, August 25 and September 4, 1942, FO 371 31717, 5, 27, 41, 55, 65, 73, 75; G. A. Leiper, A Yen for My Thoughts, (Hong Kong: South China Morning Post, 1982), 137-8; Frank H. H. King, History of the Hong Kong and Shanghai Banking Corporation, Volume III, (Cambridge: Cambridge University Press, 1987), 628-9; The figure of HK$65.6 million for the value of the circulated duress notes is given by King. The total estimated value of the duress notes is HK$119 million. 255 authoritatively reported that whenever one of the leading Chinese banking officials in Hong Kong attempted to escape, three of his colleagues were put to death by Japanese military fiat. 610 Under this system, few attempts were made to escape. Despite being forced to continue the nominal operation of their banks, the Chinese bankers ceased almost all of their large-scale commercial activities. Although there was a revival of speculative activity among small native banks in Hong Kong, informed banking circles in Chungking reported that such activity constituted a very small percentage of Hong Kong’s banking business. The larger, modern Chinese banks, such as the Shanghai Commercial, suffered from losing all their business contacts, and, unsure of the outcome of the war, were afraid to engage in any substantial ventures. Even if they desired to engage in any substantial ventures, they were confronted with a virtually impregnable Japanese monopoly and bureaucracy. They therefore became simply banks of deposit, holding the cash reserves of their depositors until the day of liberation. 6.4 Dynamics and Interactions between the Japanese and the Local Population: Population policy and Charity Services during the Occupation As they assumed administration of the conquered Southeast Asian territories, the Japanese were confronted with similar social and economic problems, leading them to apply similar policies to different territories in the Greater East Asia Co-Prosperity Sphere. However, Hong Kong presented the Japanese with a unique challenge—feeding a densely populated city that had very limited food supplies—that required a unique policy. 6.41 Background The huge refugee immigration into Hong Kong that began after the Macro-Polo Bridge Incident in 1937 had undermined military security; created a massive food shortage; and hindered attempts to enlist the Chinese in the war effort, as so few of the new immigrants 610 Ward, Asia for the Asiatics?, 135. 256 regarded themselves as “belonging” to Hong Kong. Recognizing that effective defence demanded a drastic reduction in population, and having no intention of feeding the approximately 800,000 refugees from mainland China whom the British had allowed to drift into Hong Kong in the years leading up to the war, the Japanese immediately introduced measures to repatriate the Chinese that they continued throughout the occupation.611 As they could not distinguish between the Chinese who had been in Hong Kong for several months and those whose families had lived there for generations, they immobilized those Chinese who were loyal to Hong Kong and had become reconciled to British rule, even though they also sought to exploit their unquestioned potentialities for the defence of the Colony. 6.42 Repatriation Policy Shortly after the surrender of Hong Kong and before the establishment of the Civil Administration Department of which it was to become a part, a Repatriation Bureau was established by the Japanese military administration to organize the evacuation of a considerable proportion of the Hong Kong population. Early in January 1942, the Bureau successfully advocated for the organization of a Chinese Repatriation Committee composed of representatives of the various district and provincial guilds that had long functioned as social and mutual societies for the Chinese in their respective districts or provinces. The Japanese asked the Rehabilitation Advisory Committee to give press interviews urging people to return to China voluntarily, and assured the public that no one would be forced to return. Even at this early stage of their administration, the Japanese were able to expatriate about 554,000 people to China. During the first week of January 1942, the military government issued a warning through the Repatriation Bureau that persons in Hong Kong who had “no employment or place of residence” or had to “beg for their food” would be repatriated to their cities or 611 Endacott and Birch, Hong Kong Eclipse, 139. 257 villages of origin in China after obtaining a repatriation permit from the District Bureau. As applicants for a permit came under the scrutiny of the Kempeitai, many preferred to leave Hong Kong secretly if they could pay the protection money required to do so to the guerrillas.612 Some property owners who could not abandon their houses managed to preserve an anonymous existence in Hong Kong, accepting the risk that the alternative to compliance might be starvation. As different routes into the interior of Guangdong Province became possible routes of escape, refugees sought help in obtaining transport and protection from bandits from the various residents’ groups that had been organized by immigrants from the same mainland province or district. Patrick Yu remembered that “there were two available routes which people leaving Hong Kong could take. One was by land and on foot through Shenzhen. Another was by sea through Macau to Guangzhou Bay”.613 Most who returned to China by land did so either via the railway or by crossing the border into Shenzhen. Recalling the situation on the Sha Tau Kok Highway, Tsang Yuen Tai, a Hung Leng villager, described, “At the beginning of the occupation, a large number of people were repatriated back to China through Sha Tau Kok Highway. When I cycled to Kowloon, I saw a lot of dead bodies along the highway and they were so skinny”.614 Ramon Lavalle, Consul in Hong Kong of neutral Argentina, reported that the refugees rarely received a promised ration of rice on their journey, and were almost invariably set upon and robbed by gangsters who lay in wait for them as soon as they crossed the border.615 Although the return of a large number of repatriates created great social and economic problems in China, it benefitted many of the repatriates themselves, especially professionals and skilled labourers, who were able to find employment in Free China. It was reported that 612 Endacott, Hong Kong Eclipse, 140. Patrick Yu Shuk-siu, A Seventh Child and the Law (Hong Kong: Hong Kong University Press, 1998), 38. 614 Chow Ka-kin’s interview with Tsang Yuen-tai at June 1996. 615 Ward, Asia for the Asiatics?, 88. 613 258 the local government immediately placed the three hundred machine operators who had been repatriated from Hong Kong to Shaoquan into factory positions.616 Kwan Siu Yee, a doctor at Queen Mary hospital during the prewar period, recalled his story: At first, my wife and I did not want to leave, because the situation in the mainland was not very secure, and there were bandits and guerrillas controlling the repatriating routes. When more people left and the route became safer, we decided to leave. We joined a repatriation group and went to Shenzhen by train. From there, we went to Dongguan on foot. Then we travelled to Shaoguan, where there was the headquarters of the British Army Aid Group (BAAG) through Laolung. When we got in touch with the BAAG, as a civil servant, I received our salary paid back. Finally, I went to Zhongshan University and became a lecturer.617 During the first year of occupation, the Japanese employed relatively gentle methods to clear Hong Kong of “useless people” of their own accord via the Repatriation Committee. However, the process did not proceed as smoothly as the Japanese military government had hoped, mainly because the “useless people” preferred to take their chances in Hong Kong rather than risk starvation in the Guangdong countryside, and partly because of the complexity of the exit process that the Japanese themselves had imposed. Finding that the population was still around one million in the first months of 1943, the Japanese authorities introduced a new repatriation scheme in March 1943. Governor Isogai announced, “The Japanese administration of Hong Kong plans to reduce the population by another three hundred thousand. . . . At present the population of Hong Kong is one million, while the city affords work and shelter for only seven hundred thousand”.618 Homeless people would be given free passage to their places of origin as long as did so by the end of April 1943, after 616 Xin Hua Ri Bao, July 29, 1942. Chow Ka-kin’s interview with Dr. Kwan Siu-yee at October 1995. 618 Hong Kong News, January 21, 1943. 617 259 which “drastic measures” would be introduced. Luff recalled that “the method by which the Japanese conducted their deportation campaign was to cordon off certain areas of the town, and follow up with surprise raids. People found without rice cards were packed aboard junks which sent them in remote areas on the mainland. Many of these junks did not reach their final destination. Some of them were sunk off at Stanley”.619 By July 1943, the regime realized that its earlier efforts to persuade vagrants to leave Hong Kong of their own accord had been unsuccessful. After the deadline had been extended and ignored three times, the regime began all-out deportation. Once again, Isogai left the mechanics to Noma and his aides, resulting in the Kempeitai patrolling the streets in special trucks looking for people in shabby clothing and snatching them “like fowl”.620 Most derelicts rounded up in this fashion were packed into a transit camp in the North Point District before being put aboard motorized junks and dropped off, at the rate of around two thousand a week, on the plague-ridden coast of Guangdong or on one of the barren and uninhabited islands on the fringe of the colony to fend for themselves. Local fishermen explained why they did not dare to go near Lo Chau Island off the Stanley Peninsula: On this island it was said people ate each other and it was very noisy there. . . . The people there were calling for help and there was another island in front of that island, but the water was running very fast and they could not reach the other island by swimming. They shouted for help and it could be heard by the village of Hok Tsui which was in front of the island because of the east wind.621 Because no complete census of the population of Hong Kong was taken in 1941, it is not possible to accurately state the number of people whom the Japanese military “repatriated”. However, if the semi-official British estimate of slightly less than 1.5 million 619 Luff, The Hidden Years, 175. Li, Hong Kong Surgeon, 161. 621 Testimony of fisherman Pang Yam-sing, Noma trial, WO 235/999, 293. 620 260 living in Hong Kong at the time of Pearl Harbor is accepted, it seems the repatriation policy was quite “effective”. A quarter of a million were reported to have left Hong Kong in February 1942, and in March 1942 Chinese sources estimated that approximately 529,000 repatriates had returned to China from Hong Kong.622 By September 1942, the population of Hong Kong had decreased to approximately 975,500. 623 It was estimated that by October 1944, nearly one million had been repatriated. The August 1945 estimate of a population of 500,000 indicates a reduction of about 23,000 per month throughout the entire occupation, or slightly under the target of one thousand a day. 6.43 Effectiveness of the Population Policy The effectiveness of the Japanese bureaucracy was also manifested in its successful conducting of the census and waging of inoculation campaigns, primarily through its successful mobilization of people and resources. Regarding an understanding of the composition of the Hong Kong population as very important, the Japanese conducted two censuses during their short occupation, one in September 1943 and one in May 1944, in order to collect the data necessary to conduct rationing and repatriation operations. The main responsibility for conducting the census was entrusted to the Military Police Department, while the General Affairs and the Civil Administration Departments, together with the Area Bureaux, supervised the census work of the District Bureaux and the wards. Their efforts were aided by the Chinese Councils, which urged the population to cooperate. The Japanese conducted two censuses within such a short period because their method of conducting the first census—collecting data from the residential permits issued by the government and from ration cards—proved unsatisfactory. The method of conducting the second census—ordering the military police to cordon off a section of a street and, with the 622 Deng Kaisong and Lu Xiaomin, Yue Gang Ao Jin Dai Guan Xi Shi (The Modern History of Guangdong-Hong Kong-Macau Relations; Guangzhou, Guangdong Renmin, 1996), 295. 623 Hong Kong News, September 29, 1942. 261 help of ward leaders and District Bureaux staff, record the demographic data that they collected from the inhabitants—proved much more successful. The results of the second census revealed that 115,400 people had been unregistered in the first census, that several thousand had reported two or more times, and that some were illegal residents. Claiming that the British had never been able to enforce population-wide inoculation, the Japanese demonstrated their superiority in this respect by holding inoculation campaigns three times a year. While these efforts also demonstrated the successful mobilization of people and resources by the regime, buttressed by the urging of the Chinese Councils for cooperation, they were also backed by the military police, who warned of the consequences of noncompliance and required that anyone not carrying the necessary inoculation papers be inoculated on the spot. More than three hundred doctors and nurses were divided into stationary and mobile units to provide free inoculations. In addition to all these measures, the military and civil police would often cordon off an entire area and force all inhabitants to be inoculated. While the census and inoculation campaigns appear to indicate that the Japanese military administration’s control of the population was very well structured and, depending on the criteria one uses, very effective, such structure and effectiveness resulted from the totalitarian nature of the administration. Such an administration can implement policies much more effectively than can a representative government, but at the cost of personal freedom and rights.624 624 The totalitarian nature of the Japanese occupation could be seen in many of its procedures. First, all Chinese civil servants were appointed by the Governor. Their terms of service were not clearly defined and they could neither decline nor resign without the permission of the Governor. Even the ward leaders, who were supposed to be "elected" from groups of families, were subjected to the same sanction. Second, the government controlled all aspects of life of the people. Nearly all the daily necessities were rationed, and the government decided on both amounts and prices. Even movements of the population from one area to another were severely restricted; passes had to be obtained, and there were check and search points everywhere. Third, there was no legal protection. Anyone could be arrested at any time and place for no particular reason; Army and Navy personnel and military police could go into any home, search, loot, and even occupy it. Private banking accounts and business enterprises were subject to confiscation without compensation. See Han Wing-tak, “ Bureaucracy and the 262 6.44 Charity Services during the Occupation In addition to feeding a large proportion of the population, a second, more extensive sphere of official disinterest was that of relief work. From the outset, the Japanese showed themselves anxious to delegate such work to the Tung Wah and Kwong Wah Hospitals and similar local elite-run bodies that had traditionally assumed responsibility for the care of the destitute. The Gunseicho gave notice that while the Twenty-Third Army were temporarily providing rice and gruel to the poor, the latter were “very numerous” and “it was hoped that charitable organizations would hasten to extend their activities”. In the same spirit, Isogai advised the Representative Council that any scheme for relieving local unemployment should be worked out by “the people themselves”.625 Widespread Japanese delegation of functions permitted many local elites to play an increased public role in comparison to their roles under the British administration. True to their strong tradition of social duty, the local elites accepted the invitation to extend their charitable work with vigour. Their first major effort manifested in the summer of 1942, when the Japanese requested contributions to an East Asia Construction Fund from leading citizens as a kind of “loyalty” test. When Kotewall proposed, seemingly on his own initiative, that approximately HK$160,000 that had been raised for this fund be used to alleviate hunger in the colony, Isogai graciously acceded.626 The Construction Fund monies were converted into a government grant that the two Chinese Councils were instructed to manage. When the Councils were more generally ordered “to take full charge of plans to give relief to the poorer people of Hong Kong”, they formed a body known as the General Association of Chinese Japanese Occupation in Hong Kong", in William H. Newell (ed.), Japan in Asia, (Singapore: Singapore university Press, 1981), chapter 2. 625 Hong Kong News, January 6 and August 23, 1942. 626 The proposal was endorsed by the Chinese Representative Council. At its regular meeting on 1 September with Governor Rensuke Isogai, Sir Kotewall presented the issue and requested government assistance to augment community efforts. Governor Isogai, in his turn, offered to make the East Asia Construction Fund collected so far available for the cause, and directed the CRC, the CPC, Bishop Nunes and the Roman Catholic Church, and the Tung Wah Group of Hospitals to submit a scheme for approval. It was then agreed the Fund should be duly presented to the Governor, who transferred it to a relief fund. 263 Charities (GACC), the first central welfare agency in the colony's history,627 to distribute the grant among the various individual charities and coordinate future efforts to raise money for charitable purposes from the colony's wealthy. Kotewall was elected Chairman and the Bank of East Asia was appointed to oversee the distribution of the funds.628 On 14 November, the GACC presented MY40, 000 to Governor Isogai, which he immediately appropriated for charities. In response, Aw Boon-haw629 donated MY 12,500, which was followed by further public donations. At its inception, the GACC decided that top priority should go to emergency relief work, defined as feeding and clothing the destitute, and delegated this task to the Roman Catholic Church and the Chinese hospitals. One of the first grants it released was MY 5,000 to Tung Wah and Kwong Wah Hospitals for the medical treatment of one hundred refugees for one month and the distribution of one thousand wadded jackets to the poor through Regional Affairs Offices and District Service Bureaux. As did almost all organizations, the Tung Wah Group was experiencing financial difficulty. It could draw on its bank reserves only in small instalments, and then only by special permission from the Japanese authorities. Aw Boon-baw’s donation of MY12, 500 in mid-1942 was slightly more than the amount that the Group spent in a month. As few new 627 Immediately before WWII, charities in Hong Kong managed hospitals, nurseries, orphanages, old-age homes, homes for the blind, schools, and, at the beginning of Sino-Japanese hostilities in July 1937, also refugee relief. Most charity organizations provided a range of these services. The major organizations were the Tung Wah Group, the Po Leung Kuk, St. Paul’s Hospital and Convent, the Italian Canossian Convent, the Precious Blood Society, and the World Red Swastika Society. In addition, several groups provided specialized services, such as the Bbeneza Home for the Blind, King's Park Orphanage, Kwong Old People’s Home in Kowloon City, Tai Po Orphanage, and the Fanling Nursery. Most charities, it can be seen, were managed by or associated with religious bodies. 628 Accounts of the origin of the GACC are provided in Kwan Lai-hung, “The Charitable Activities of Local Chinese Organizations during the Japanese Occupation of Hong Kong” in Faure, Hayes and Birch (ed.), From village to city: studies in the traditional roots of Hong Kong society, (Hong Kong: Centre of Asian Studies, University of Hong Kong, 1984), 181-2, and Tse, San Nian, 70-2. See also Hong Kong News, August 19, 1942; September 28 and 29, 1942; October 25, 1942; and November 14 and 15, 1942. According to Kwan’s account, Kotewall had been approached in the course of the summer by Bishop Jose da Costa Nunes of the Roman Catholic Church about the possibility that part of the grant that the Church received from the Vatican be made available to help feed the starving. He apparently took the opportunity presented by this overture to seek financial help from the government for the community’s overall welfare drive. 629 Aw Boon-haw was the founder of Tiger Balm, the owner of large estates in Singapore and Hong Kong, and the proprietor of newspapers in both territories. He returned to Hong Kong from Singapore shortly before the war. When he came under surveillance by Japanese military authorities in early 1942, he was compelled to cooperate. He made substantial donations to charities, and was an influential and well-known philanthropist. 264 members were willing to assume directorship of the Group, the 1941 board of twelve directors were re-elected for 1942, with a new board thereafter elected annually until the war ended.630The other major Chinese charity organization, the Po Leung Kuk, was in similar dire straits. It accommodated at least 125 orphans, but kept its admission under very strict terms. Kuk officials had to ensure that only genuine orphans were admitted, destitute families being too eager to send their children disguised orphans. In mid-1942, Aw Boon-haw donated MY28, 000, hoping to double the number of children that the orphanage could accommodate. The orphanage was able to increase the number to 225 before the end of 1942, and after receiving a subsidy from the government, to 300 in early 1943. One firm in particular, the Yue Ching Company, which had a Japanese-approved monopoly on the sale of opium, donated to the public readily and invariably. As instructed by the Civil Administration Department, the Yue Ching Company donated MY10, 000 in December 1943, MY20, 000 in early 1944, and MY 20, 000 in May 1945. Ironically, the Tung Wah Hospital, with the financial support of Aw Boon-haw, set up two wards to treat 40 patients each for in-ward treatment period of two weeks. In early 1943, the GACC embarked on the first in a series of major fundraising drives that led to considerable donations from local business leaders. Among the more prominent donors were Li Tse-fong, Manager of the Bank of East Asia, and Ho Kom-tong, the Master of Ceremonies. As the wealthiest among his contemporaries, Aw Boon-haw made the most handsome contribution of all, fortifying both the GACC and the individual charities that had been brought under its umbrella with cash injections of up to HK$125,000. As well as trying to meet the basic need for food, the GACC launched an appeal for cotton padded jackets to see the poor through the winter, while the member charities stepped up their attempts to 630 The Chairmen for 1942, 1943, 1944, and 1945 were Fang Tse-ying, Li Chung-po, Ho Pen-kai, and Yung Saifong, respectively, who all contributed much to the deliberations of the GACC. 265 provide free medical treatment to the poorest residents and take orphaned children off the streets. The local elites also assumed the responsibility passed to them by the Japanese. In response to Isogai’s admonitions, the Cooperative Council prepared a scheme for unemployment relief that it passed on to the Representative Council and the Governor’s Office. The Council also made a sustained endeavour to respond to the glaring deficiencies in education, always a sector of paramount importance for the Chinese. In January 1943, the Cooperative Council decided to ask wealthy families to contribute funding towards the education of disadvantaged children. The Chinese Councils then formed the Education SubCommittee to supervise the process and assigned a portion of the GACC’s grant to endow places for disadvantaged children in primary and secondary schools. By September, about one thousand pupils in selected schools had benefited from the scholarship programme.631 During the prewar years, several free schools had been operated by charities, but no scholarship system had existed to give poorer children a foothold in the regular teaching establishments. In this context, the elite's educational thrust represented a real innovation in spite of the modest numbers involved, one which one postwar British historian described as “a significant social welfare project”.632 Through such endeavours, the colony's upper and middle classes stepped forward where needed to fill the void created by the Japanese abdication of responsibility in certain areas. Responding to Japanese promptings to help with the food supply and on the initiative of Au Boon-haw, in November 1943 the elites formed a Hong Kong People's Food Cooperative Association, whose task was to negotiate with the authorities in neighbouring centres for the import of rice, and the Chung Kiu Company, whose task was to arrange the 631 Hong Kong News, September 28, 1943. See also Heasman, “Japanese Financial and Economic Measures in Hong Kong,” 86. 632 Endacott, Hong Kong Eclipse, 155. 266 import of any rice that might be secured as a result of these efforts. Au Boon-haw was the largest shareholder in the Chung Kiu Company, with a stake of MY500, 000 of a total capital base of MY10 million. “Most of the wealthy Chinese” in Hong Kong also bought shares, which were underwritten by the Bank of East Asia.633 Over the following year, a succession of gentry leaders were sent to Canton to take advantage of any new opportunities for importing goods that might have arisen from the tentative reopening of the Kowloon-Canton Railway. Prominent among them was the Wang Jingwei supporter Kong Kai-tung, who was twice dispatched to persuade his counterparts in the Chinese puppet government of Guangdong Province to relax the various restrictions that they had imposed on the shipment of rice to the colony.634 6.45 Reasons for Elite Participation in Charity Services Two reasons lay behind the elites’ visible willingness to assist with public charity. First, it provided a means of earning profit. Beth Woo, a Chinese woman who returned to the colony in the spring of 1944, referred to observing “those making millions”.635 Even if they were not actively making millions, they were sitting on millions: the Governor's Office explained that the reason that the Bank of East Asia, unlike the rest of the Chinese banks, had been given the privilege of handling remittances to Shanghai and its sister ports was that no other bank had so large a capital base or so many facilities.636 Empowered by those millions, many top tycoons were able to enjoy a remarkably good lifestyle in the midst of the general deprivation.637 The Comte de Sercey, a Frenchman formerly employed in the Chinese Postal Service who left the colony at about the same time as Beth Woo entered it, reported that 633 Hong Kong News, November 27 and 30, 1943; December 15, 1943; and January 7 and 8, 1944; Heasman, “Japanese Financial and Economic Measures,” 72; Ward, Asia for the Asiatics?, 109. 634 See Hong Kong News, December 5 and 18, 1943; August 13, 18, 23, and 27 and October 15, 1944. 635 Intercepted letter from Beth Woo to Sergeant Richard W. Foo, April 10, 1944 HS 1/171, 3. 636 Hong Kong News, November 17, 1944. 637 The Hong Kong News inveighed periodically against the luxurious lives still being indulged in by the rich. See, for example, editorials in Hong Kong News, November 27, 1944 and February 13, 1945. 267 although the cost of living was higher there than it was in Chungking, “with money anything could be had”.638 As late as July 1945, advertisements were being placed in the Hong Kong News by the Alex Chocolate Shop in Ice House Street. The gentry quickly realized the potential for gain from the newly issued Japanese invitations to import rice, and they immediately seized the chance to improve their position still further. Indeed, the rice imported into the colony by the Chung Kin Company was earmarked “primarily” for the company’s shareholders.639 It followed equally that the gentry had much to lose from a drift into complete social chaos, and their efforts to shore up the colony's crumbling police force should therefore be seen in this context. In July 1945, the Cooperative Council held a meeting to discuss ways of working with the police as part of Tanaka's new drive for the deportation of “undesirable characters”. 640 The Council members regretted that the lower-grade police still showed a tendency to rope in “respectable persons” by tearing up residence permits and identity cards, but agreed—and continued to state in postwar testimonials—that the idea underlying the scheme was a good one.641 Second, the local elites still retained their traditional sense of duty to the public at large. Even if most of the rice imported by the Chung Kiu Company was to go to the shareholders, the remainder was to be put on the market at a favourable rate, and as the shortages worsened, more strenuous efforts were made to ensure that such rice as came in did reach the masses. Soon after the suspension of the government’s rice rationing scheme at the 638 Report of Comte R. de Sercey forwarded by British Consul-General Chungking, June 27, 1944, CO 129 591/4, 15 639 Heasman, “Japanese Financial and Economic Measures,” 72. 640 Hong Kong News, July 25, 1945. 641 Extract from minutes of meeting of Chinese Cooperative Council, July 23, 1945; Hong Kong News, July 28, 1945; testimony of Kwok Chan, Cheng Chung-wing, and Kan Man, Kanazawa trial, WO 235/1093, 243, 252, 261, 271. The Deputy Judge Advocate General, HQ Far Eastern Land Forces, who conducted the defence at this trial, pointed out that the Tanaka mass deportation scheme was launched “with the qualified approval of the more responsible elements of the population”. Submission to Commander, Land Forces, Hong Kong, January 20, 1948, 2, attached to transcript of Kanazawa trial, WO 235/1093. 268 beginning of May 1944, “a number of wealthy members” of the United Christian Church of Hong Kong were reported to have formed a Consumers’ Cooperative for the exclusive purpose of bringing rice into the colony and selling it at a low price. The office of the Consumers’ Cooperative was in the Bank of East Asia.642 In November, and again with some help from the Bank of East Asia, a Hong Kong Wholesale Rice Merchants' Association was organized in an effort to keep the rice price as low as possible. The experiment foundered after only two weeks, as the bulk of the rice merchants were unwilling to agree to “losing all the time”. 643 Undaunted, Kotewall pleaded with them to cooperate, and the two Chinese Councils embarked on a week-long series of conferences with the merchants in the hope that the Association might be revived. Throughout these months, the local elites continued pleading for concessions from the Japanese, some of which seem to reflect a desire to promote their own businesses and maintain their own comforts. In September 1944, for instance, the two Councils submitted a proposal to Isogai that an Enquiries Section should be attached to the newly created Hong Kong Trade Association so that help could be given to Chinese merchants now entitled to join the Association and take part in long-distance trade. The Councils also pressed for a resumption of the electricity supply so that “the numerous factories” could remain operational.644 In November, Kotewall and his colleagues appealed to Isogai to reconsider a suspension of the water supply that had been imposed on certain districts in the upper levels of Victoria, where, naturally, most of them lived. Various other overtures, however, reflected a genuine concern with the public interest. After the regime began to substitute beans for rice in the government rations in November 1943, the Council members urged the regime to stop doing so because the Chinese population 642 Samejima, Xianggang Huixiang Ji, 99. Hong Kong News, November 22 and December 9, 1944; Heasman, “Japanese Financial and Economic Measures,” 72. 644 Hong Kong News, September 7, 1944. 643 269 did not consider a diet of beans to be good for their health. After the rice rationing scheme was discontinued in summer 1944, Li Tse-fang held a press interview to propose that workers in factories and business firms be given a pay increase and that those who did not receive food and lodging as part of their compensation should continue receiving a certain quantity of rice every month. 645 Following a sudden drastic surge in the price of rice in December, Kotewall and the other Chinese representatives paid several calls on the Governor's Office to ask the authorities what they intended to do.646 No doubt gentry interests were involved here—Chan Lim-pak commented that the price increase had caused much anxiety to Council members “as it not only affected the poorer classes but even the rich”—647but it seems fair to conclude that the gentry leaders were also trying their best to save lives. From the autumn of 1944, efforts were also made to induce the regime to reopen the air-raid shelters so that the public could have some protection from the American bombing. Keen though they were that the colony should be rid of its “vagabonds” in the interests of social order, the gentry leaders attempted to prevail upon the Japanese to improve the conditions of destitute repatriates. In November 1943, the two Chinese Councils asked the Harbour Department to allow repatriates to take with them a small bag containing their personal effects, and a year later Kotewall and the other Councillors requested the abolition of the compulsory stool tests and vaccinations that had been required of repatriates before their departure. 645 Hong Kong News, July 4, 1944; Ching, The Li Dynasty, 119-20. Hong Kong News, December 10, 23, and 24, 1944. 647 Hong Kong News, December 12, 1944. 646 270 Chapter 7 Postwar Politics and Arrangements 7.1 The Legacy of Japanese Occupation in Singapore National heritage, according to David Lowenthal, is often constructed according to present-day concerns with fostering nationalism, and with little regard to accurately representing the past.648 Enshrining an ideology of common suffering into a national history is a form of heritage regularly used by states to unify their peoples. Ernest Renan suggests that people different in “race and language” can be bound together by an ideology of having “suffered together. . . . Indeed common suffering unites more strongly than common rejoicing . . . for they impose duties and demand common effort”.649 The collective memory of common suffering creates an image “that a nation is a great solid unit, formed by the realisation of sacrifices in the past, as well as of those one is prepared to make in the future”. The atrocities committed in Singapore during the Japanese occupation present interesting case studies for testing Lowenthal’s and Renan’s theses within a Southeast Asian context. In postcolonial Singapore, the remembrance of common suffering under the Japanese provided the foundation of a collective memory that was nurtured by Singapore’s political leaders, who “found themselves in possession of a state without a nation”. Encouraging a collective experience of historical suffering was thus a means of binding the diverse peoples of the newly emerging nation-state together. After Malaya was granted independence in August 1957 and Singapore was granted complete autonomy in July 1959, the Federation of Malaya, Singapore, Sarawak, and Sabah was established in 1963. Singapore only remained in the new federation until August 1965, when it became a separate independent republic. Thus, 648 David Lowenthal, “Fabricating Heritage,” History and Memory, 10, no. 1 (1998), 5-24. E. Renan, “What is a Nation?” in Race and Nation: A Reader, ed. Clive Christie (London: B. Tauris, 1998), 39-48. 649 271 between 1945 and 1965, the modern nations of Malaysia and Singapore emerged from the old British Malaya through a complex process of independence, annexation, and separation.650 In this sense, the Japanese occupation of Singapore was important because the change of regime and the violence of war had altered the pattern of race relations and raised the political stakes. To the local population, politics in the broad sense became a life-and-death struggle. Local responses to Japanese policies, especially those that led to changing Malay and Chinese perceptions of one another during the Japanese occupation, helped to determine the direction of Malaya and Singapore’s postwar political development. Historically, the occupation of one state by another generally results in political and economic stagnation. The Germans who pulled out of France in the wake of the Normandy landings not only left nothing constructive but nothing different. The social discourse that thereafter resumed in France appears to have been much the same as that which broke off in 1940.651 In East Asia, however, the Japanese conquests, for all the misery that they inflicted, had a dynamic effect; the Japanese left behind them societies that were not only brutalized and desolated but irreversibly changed. The occupation not only disrupted Malaya’s society and economy but also brought about profound changes among its peoples. It awoke a new consciousness within them by injecting seishin (“spirit”) while simultaneously intensifying communalism and racial conflict by leaving them ill-equipped to develop a consistent racial policy. While some Malayan institutions had maintained continuity throughout the war, the occupation had pre-empted many of their functions. 7.11 Postwar Collaborators On 5 September 1945, 708,000 Japanese soldiers surrendered to the British military authorities in the Far East, and all Japanese military forces in Southeast Asia surrendered to 650 Halinah Bamadhaj, The Impact of the Japanese Occupation of Malaya on Malay Society and Politics, 19411945, University of Auckland, 1975. 651 See Robert Gildea, Marianne in Chains: everyday life in the French heartland under the German occupation, (New York: Metropolitan Books, 2003), 353, 358-9. 272 the British in Singapore on 12 September 1945. The British high command issued directives to the British military authorities on the ground to detain those Japanese who were in charge of the POW camps, the members of the Kempeitai, and others believed to be responsible for war crimes against Allied POWs and peoples of the occupied territories. To investigate these detainees, the high command sent three war crimes investigation teams to Malaya and Singapore, with Singapore serving as the centre of the British war crimes program in the Far East. Soon nine thousand war crimes suspects had been rounded up among a Japanese population that had dwindled to 203,000 by February 1946 as a result of mass repatriation.652 Apart from those who had joined guerrilla forces operating in the jungle, nearly all the population had in some way collaborated with the Japanese. Recognizing this reality, the British, while reserving the right to punish serious offences, adopted a conciliatory attitude towards collaboration. In setting down his policy for the military administration of Malaya, Admiral Mountbatten specified, “The first guiding principle to be observed is that no person shall suffer on account of political opinions honestly held, whether now or in the past—even if these may have been anti-British—but only on account of previous crimes against the criminal law or actions repugnant to humanity”. 653 Instructions prepared by the SACSEA Security Intelligence for Planning Section cautioned, Pro Japanese and anti-Allied opinions expressed publicly by prominent citizens during the Japanese Occupation should not be taken invariably at face value. Many such individuals have co-operated under pressure, and have acted as intermediaries on behalf of their respective communities. Similarly, reports of “donations” made by local citizens to the Japanese war funds should be treated with reserve.654 652 Pritchard, Robert John. “The Gift of Clemency Following British War Crimes Trials in the Far East, 19461948” in Criminal Law Forum 7 (1), 15-50 (1996), 20-1. 653 Supreme Allied Commander’s Policy for the British Military Administration of Malaya. WO203/13880. 654 SACSEA Security Intelligence for Planning Section, Proforma ‘B’—tactical: Malacca, NARA RG226 21414. 273 The Civil Affairs directive regarding collaboration enunciated the administration’s policy regarding working with those who had collaborated: It is the aim of His Majesty's Government to dissipate as speedily as possible whatever pro-Japanese sentiments may still remain, and to promote conditions under which the territories concerned may resume their position in the Empire on a basis of goodwill. To this end, and subject to what is said below, treatment of those who have collaborated with the enemy should be founded on a tolerant view of their conduct, if this will encourage the loyal support of men on whom (by reason of their administrative qualities) we must necessarily depend, but who in view of their position have in the past been employed by the Japanese.655 In January 1946, the Eurasian leader Dr C .J. Paglar was put on trial for treason. His defence argued that community leaders such as Paglar had acted under duress, while Mamoru Shinozaki, the former Head of the Welfare Department in Singapore, testified that he had drafted a message, claimed by the prosecution to be treasonable, that Paglar had read during a ceremony to celebrate the Japanese Emperor’s birthday, adding that leaders of the other communities had been given slightly different versions of the same message. Although the Court decided not to proceed with the trial, the case was simply adjourned without the charges being withdrawn, leaving a shadow hanging over Paglar but sparing him any punishment. Similar charges against other community leaders were also dropped.656 Members of the INA posed a different problem, for they had taken up arms against Great Britain, and some had done so in violation of oaths taken as members of the British armed forces. Force 136 officers sent into Malaya during the occupation had been directed to attempt to persuade INA members to desert, but not to make any promises regarding future 655 Memorandum on Treatment of Renegades and Quislings, and Policy Regarding the Trial and Punishment of Disloyal Persons in Malaya Who Collaborated with the Enemy, WO203/4203A. 656 Mamoru Shinozaki, Syonan-My Story, 105-8. 274 treatment. 657 After the war, INA soldiers who had surrendered were transferred to India, where their fate became embroiled in the politics of independence. Jawaharlal Nehru, who had opposed the INA in 1942, now issued a statement of support, and public opinion in India hailed INA members as heroes. Responding to this situation, the British allowed many soldiers to rejoin their old units, and simply dismissed most of the rest from service. A small number of key figures were tried and sentenced to life imprisonment, but these sentences were commuted to simply dismissal from the army.658 7.12 Japanese and British system of administration and the question of Independence for Malaya In contrast with the prewar British practice of having a dual form of government, that of direct and indirect rule, the Japanese governed Malaya as a single intergrated colony under one supreme government headed by the Malaya Military Administration (MMA) in Singapore. 659 In doing so the Japanese reduced the status of the Malay Sultans to that of minor officials, heads of the State Islamic affairs bureau, in contrast to their position under the British when they enjoyed the prestige of being, at least nominally, heads of their own states. With the exception of Singapore, which became a Special Municipality with a Mayor, all Malay States—plus Malacca, Penang and Province Wellesley—were converted into provinces administered by Japanese Governors. The Sultans also lost part of their authoriety over matters concerning the Islamic religion until 1943-44, while in pre-war days these responsibilities had been left entirely in their hands.660 657 Brief for Head of ‘P’ Division on Force 136 Operations in Malaya, WO203/5767. Kratoska, The Japanese occupation of Malaya: a social and economic history, 314. 659 The postwar British Military Administration (BMA) continued to use the Japanese-type integrated government for the whole of Malaya, with central authority based in Singapore, from September 1945 until April 1, 1946 when the Malayan Union civil government took over. 660 Akashi, ‘Japanese Military Administration in Malaya with reference to Sultans, the Islamic religion and the Muslim Malays, 1941-1945,’ Asian Studies, 7, no.1 (April 1969), 103-4. 658 275 With these significant exceptions, the Japanese administration in Malaya resembled the British administrative system it superseded. In the early months of the occupation, the Japanese made relatively few changes in prewar personnel, but later pursued a policy which favored Malay appointees over Chinese and Indians. The most important changes occurred at the higher levels, where the Japanese replaced British civil servants, while the provincial and local government staffs remained much as they were before the war. In the Straits Settlement, where a larger number of non-Malays had been employed in the British civil service, prewar officials of all races continued to hold office in 1942 and 1943, but Malay officials increased in numbers and rose more rapidly through the service. One of the main instruments of the ‘pro-Malay’ policy were the Koa Kunrenjo (leadership training schools) which were established at Singapore, Malacca and Penang. Seventy percent of the trainees were Malays and graduates were given relatively high appointments.661 Japanese military officers occupied a few top position such as Governors, while Japanese civilians, among them former residents of Malaya and technical experts or representatives of large Japanese companies, were chosen as heads of departments, mayors, governors, and appointees for important staff positions. Due to insufficient data, it is not possible to state whether the number of Japanese administrators in Malaya exceeded the prewar number of British administrators.662 Although the Japanese Army administered Malaya as a colony throughout the war, Tokyo did consider the question of granting independence to Malaya. In February 1945, a study group in the Political Affairs Bureau of the Ministry of Foreign Affairs examined the possibilities of granting political independence to Malaya, and in a working paper suggested three possibilities: 661 662 Cheah Boon kheng, ‘Social impact of the Japanese occupation of Malaya’, 100. Ibid., 100. 276 a) To incorporate the four Sultanates of Kelantan, Trengganu, Kedah and Perlis into Thailand, and the rest into China. b) To grant autonomy through the creation of a political administration with the cooperation of the Chinese, the main race in Malaya, and the Malays. c) To make Malaya a state of a federated Indonesia.663 The incorporation of the four northern sultanates into Thailand had already occurred in October 1943. The idea of integrating the remaining states of Malaya into China was based on a change in the colony’s demographic balance following transfer of the four northern States to Thailand. The Chinese population thereafter constituted 47%, the Malays 34%, and the Indians and others 18%. Based on these estimated figures, the study group concluded that the ‘main race’ in Malaya was the Chinese. Therefore, in granting independence to Malaya it is impossible to ignore the Chinese on population grounds alone, even without taking into consideration their economic activities...... These days, the present Malayan Military Government is starting to show signs of changing the policy enforced in the early stages of military administration and which had been claimed to stand for principles emphasizing the position of Malays, because it has become impossible to ignore the power of Overseas Chinese merchants in various areas such as commerce, industry and labor.664 However, in reconsidering the question, the group concluded in another document that it was not feasible to grant independence to Malaya owing to the low level of political sophistication and the conditions of the indigenous people (i.e., the Malays).665 663 ‘Marai no dokuritsu mondai,’ February 20, 1945. Ibid. 665 Political Affairs Section, Ministry of Foreign Affairs, Tokyo, ‘Marai dokuritsu no kanosei ni tsuite’ [On the possibility of granting independence to Malaya], February 20, 1945, in Senryochi gyosei kankei [Documents relating to the Administration of Occupied Areas], File Daitoa senso kankei [Greater East Asian War]. This document, cited only in Akashi, ‘Education and Indoctrination,’ 1-2, appears to contain the actual decisions of the Ministry, while the other document, ‘Marai no dokuritsu mondai,’ outlines the main problems. 664 277 Table 7.1 Total Population of Malaya, including Singapore, 1936 Malays 2,095,217 44.6% Chinese 1,821,750 38.8% 779,299 16.6% Indians and others Table 7.2 Total Population of Malaya, including Singapore, but excluding the Four Northern States ceded to Thailand in 1943 Malays 1,210,718 34.3% Chinese 1,699,594 47.7% 651,948 18% Indians and others The idea of granting independence to Malaya and other occupied territories in Southeast Asia had been secondary to the Japanese aim of using these areas to supply resources vital to the war effort. Tokyo began to consider the idea only when Japan suffered major reverses in the war at the battle of Midway in June 1942 and later when the U.S. Navy inflicted heavy losses on the Japanese naval fleet. After defeats at Guadalcanal and at Buna in Papua in January 1943, Japanese strategy became largely defensive666 and the military began to justify the continuing hardship to the Japanese people as sacrifices in the cause of ‘the liberation of Asian peoples’.667 There was also hope that, if and when Southeast Asia became a battleground, its inhabitants would fight with the Japanese rather than the Allies. This could only be the case if some major political concession such as independence was granted. Once these considerations began to influence Tokyo the question arose: which of the occupied countries of Southeast Asia was ready for independence? One criterion for determining this was the prewar record of the nationalist movements in each of the occupied 666 667 S. Woodburn Kirby, The War Against Japan, 396-97, 408. Cheah Boon kheng, ‘Social impact of the Japanese occupation of Malaya’, 114. 278 territories. Certain ‘lobbies’ within the Japanese armed forces and the government, each having some prewar contacts with and commitment to certain nationalist groups, now began to assert themselves. In January 1943, moved by such pressures and their need for the front line cooperation of the ruling oligarchy in the Philippines and the pro-Japanese groups in Burma, Tokyo promised to grant early independence to both these countries. Indochina was still under the Vichy French administration, but contacts with pro-Japanese groups were stepped up as part of Japanese political maneuvers to establish an independent Indochina within the Greater East Asia sphere. The IIL was also encouraged through formation of the Indian National Army aimed at liberating India from British rule. But in the Netherlands East Indies and in Malaya no moves were made in early 1943 to promote movement towards independence. Soon forced by the deteriorating military situation to act on its promises, Tokyo granted independence to Burma on 1 August and the Philippines on 14 October 1943. Nine days later Tokyo extended recognition to the Provisional Government of Free India, an act prompted by the military imperative of launching a counteroffensive in Burma. In November the heads of these governments, as well as those of Thailand and of the pro-Japanese government in Nanking, attended a Greater East Asia Conference in Tokyo. In February 1945 the question of granting independence to Malaya was raised as part of this continuing discussion. Two considerations now seemed to assume great importance. First, the greater the geographical isolation of an occupied territory from Japan, the greater the need to accelerate the movement towards independence. Second, there was the hope that Southeast Asian countries would fight on the Japanese side against the Allies if some major political concessions were granted. For Malaya there was still no hint of Japanese plans to grant independence, and the only positive sign was the formation of certain advisory bodies during 1943-44 in which local participation was encouraged. State and city councils were established from August 1943 to 279 January 1944, but even these were similar to the former prewar British Executive Councils for the Straits Settlements Colony and the Malay States.668 Although the functions of these bodies were nominal and advisory, they had the potential for development into a system of selfgovernment. The abrupt Japanese surrender forestalled this possibility, however, unless some local organization was able to pick up where the Japanese had left off. Anyway, all the above plans were cut short by the surrender of Japan. 7.13 Interruption or Transformation? Did the Japanese occupation of Singapore represent an interruption or a transformation? Gildea argues that the occupation brought about a psychological, social, and political transformation of a “land which was a political backwater” and changed it “into a political maelstrom”. The impact of the war on Malayan society and the response to the occupation varied among the different ethnic groups. Few would disagree that the most significant impact of the forty-eight-month occupation upon the Malays was its catalytic role in the emergence and development of nationalism. After the great rolling back of European power in the region between 1941 and 1942, the local populations could never return to the view of their former masters that they had maintained before the war. In Indochina and the East Indies, local partisans took up arms to resist the return of the French and the Dutch, while the guerrillas who had fought the Japanese in Malaya returned to the jungle to drive out the British. In China, where the European powers had been driven to court the goodwill of their wartime Chinese Nationalist allies by signing away their rights in the old treaty ports, the Nationalists took swift action to show the expatriates that it was they who were in power.669 By politicizing a Malayan society characterized by three major ethnic groups and a weak political consciousness prior to the outbreak of war, the Japanese policies of economic 668 Itagaki, “Some Aspects”, 259-60. See Marie-Claire Bergere, “The Purge in Shanghai: the Sarly Affair and the End of the French Concession, 1945-46,” in Wartime Shanghai, ed. Wen-hsin Yeh, (New York: Routledge, 1998), 157-78. 669 280 autarchy and Japanization acted as significant catalysts in the transformation of Malayan society and politics during the postwar years. To a large extent, the Japanese military administration’s policies and actions towards the Chinese in Singapore and Malaya had determined not only Chinese attitudes towards the regime but also towards other ethnic groups, especially the Malays and Indians. Japanese policies that produced resentment and hostility among the ethnic groups, exacerbated by the competition for favours, privileges, jobs, goods, and foodstuffs necessary for survival, had created great ethnic tension that persisted into the postwar era. Such tension is reflected in postwar Chinese accounts of the war that generally depict cooperative Malays as Japanese “collaborators” and “informers”, even though some Chinese could also be accused of cooperating. However, greater Malay cooperation was inevitable due to Japanese policies towards the Malays, which were much less repressive. When the Japanese used Malay village chiefs, police, and Volunteer Corps units against the Chinese resistance, the Chinese interpreted Malay involvement as cooperation, and the Malays as the “chosen” group of the Japanese. Such tension only needs further misunderstandings to trigger large-scale conflicts. The British failure to defend them and their success in providing for themselves during the exigencies of war had awakened and imbued within the Chinese in Singapore a new drive to promote their own interests,670 one that made deep impressions on those who were later to assume the leadership of Singapore.671 They realized that they must rely on their own strengths and resources to ensure that they will not be subjected to occupation and subsequent exploitation by others ever again. This enhanced consciousness that their way of life was worth preserving and that their country was worth fighting for was a necessary step in creating a sense of national loyalty in a country largely composed of immigrants.672 670 Bamadhaj, The Impact of the Japanese Occupation of Malaya, 202. Bamadhaj, The Impact of the Japanese Occupation of Malaya, 203. 672 The Sunday Times, September 2, 1992. 671 281 Before the war, Malay nationalism had been at only an incipient stage, and confined to a small group of left-wing intellectual radicals with neither a well-organized national body nor mass support for a reformist political platform. This weak nationalist movement atrophied after the MMA disbanded the KMM and banned its political activities. The opportunity to reactivate the Malay nationalist movement arrived in July 1945, when the DATA turned to the KMM and encouraged former KMM officers to prepare the ground for independence, leading to the formation of the Kekuaten Ra'yat Istimewa (KRIS). A further consequence of the Japanese occupation was a change in Chinese and Indian political orientation. Until 1945, Malay nationalism had no distinct platform because the major ethnic groups had three distinct foci for their nationalistic aspirations. However, as Malay nationalism, energized by the Japanese, asserted its power in the postwar years, the Chinese and Indian communities found it necessary to form their own political associations to protect their respective interests. Their increasing concern for their own welfare demanded their involvement in local political affairs, thus turning them more towards a Malay-centric political perspective. They became interested in Malayan issues and identified themselves increasingly with the destiny of Malaya, considering Malaya their country of permanent residence; they were no longer overseas residents or aliens who were either apathetic or loyal to Britain, China, or India. The formation of the MIC and the MCA was evidence of this change to a Malay orientation. The rapid growth of a new consciousness among the different ethnic groups was not entirely a blessing for postwar Malayan society and politics. Whereas the British had maintained harmony among the three major ethnic groups through their policy of divide and rule, the Japanese engendered communal conflict, particularly between the Malay and Chinese communities, by their failure to develop a racial policy. Consequently, the two communities began to harbour a mutual enmity that manifested as communalism until it erupted into open communal warfare. This communal strife, combined with the MPAJA’s bid 282 for power, which threatened the very existence of Malay, encouraged, at worst, the division of Malayan society into two hostile camps, or, at best, settlement into an uneasy coexistence. The first racial clash occurred in February 1945, in what appeared to be the beginning of a general blood-letting, when Malays killed several Chinese on the outskirts of Batu Bahat, Johore. In retaliation, MPAJA soldiers burned Malay villages and executed their headmen. Malays responded by attacking Chinese and taking revenge on any Chinese in the vicinity for the murder of their leaders.673 The Japanese were at first delighted by these local initiatives against the Communist bandits, giving support to predominantly Malay Jikeidan (self-defense corps) which were reinforced by Japanese troops. Malays took the opportunity to vent their hatred of Chinese, killing hundreds and destroying and looting several hundred houses. Only when the situation got out of control did the Japanese intervene and mediate the bloody racial conflict between the two antagonistic groups. It is against this background that the communal strife of the interregnum between the Japanese surrender on 15 August and the British arrival on 5 September 1945 must be understood. The Japanese MMA withheld information from the public about Japan’s surrender for a week. In the meantime MPAJA soldiers, in accordance with previous arrangement with British officers of Force 136, came out of their jungle hideouts and took control of the whole of Johore outside of Johore Bahru. They occupied police stations, disarmed Malay policemen, and rounded up Malay collaborators for trial and execution.674 The jungle fighters, intoxicated by victory and honored by the British as national heroes, established political hegemony in the interregnum period. This was a bid for power resulting from the ‘identification of the AJA [Anti-Japanese Army] with Chinese which had taken place during the Japanese occupation and of the protective role they had assumed during the period from February and July when Malays were attacking Chinese residents in Johore.’ The 673 674 Malai Sinpo, May 29 and June 29, 1945. Bamadhaj, The Impact of the Japanese Occupation of Malaya, 202. 283 MPAJA was determined to establish Chinese hegemony in Malaya, and a bid for power was evident in its propaganda that (1) it would ‘fly the flags of the Soviet Union, the Chinese and three stars in Malaya;’ (2) it would unite Chinese to chase the British out of Malaya if they returned; (3) it would ‘reject the service of the high ranking Malaya officials’ and ‘Rulers and Chiefs of this state;’ and (4) it would replace British government officials with Chinese because Malaya would ‘belong to the Chinese.’675 Therefore, we may argue that a large share of the present communalism in Malaysia must be attributed to MMA wartime policy. Out of expediency and the absence of a coherent racial and educational policy, the MMA allowed the British educational system to continue along communal lines, planting the seeds of separatism. The MMA thus missed a prime opportunity to bring about a fundamental change in the communal relations that have plagued Malaysia since the postwar period, and were epitomized by the bloody May 1969 racial riots. The sultanate was perhaps the only institution that went through the occupation without much transformation, largely on account of the MMA’s preferential treatment, although occupation policy had weakened the sultans’ authority and tarnished their prestige. Last but not least, an equally significant factor emerging from the period of the Malayan Union controversy was a growing Malaya-oriented political focus on the part of the Chinese. Before the war the Hua chiao (Oversea Chinese) of Sinkeh origin in Malaya were largely concerned with the affairs of their home country, while Peranakan Chinese (local born Chinese) and Baba Chinese (Straits born Chinese) remained either apolitical or loyal to Britain. After the war, Chinese began to turn their interest towards Malaya and Malayan issues. The MPAJA attempt to seize power was but one example of this political change. Other examples were the formation of political association such as the All-Malaya Council of Joint Action, the Malayan Democratic Union, and finally the Malayan Chinese Association 675 Ibid., 204-5. 284 (MCA) to protect their communal interests—citizenship, taxation, representation in the Federal Council and the like. The emergence of the MCA under the leadership of Tan Cheng Lock, a prominent Baba from Malacca, at the time of the Chinese Communist victory on the Mainland in February 1949, was a definite turning point in the political attitudes of the Malayan Chinese and represented a break with their earlier mainland orientation. This was the beginning of the transformation of the Chinese from Hua chiao, Huayi (Chinese person), Ma Hua (Malayan Chinese) to Malaysians—in effect defining themselves permanent residents of Malaysia and identifying themselves with its destiny. It is unfortunate, however, that Chinese, like Malays and Indians, organized a political party along communal lines, contributing to the perpetuation of communalism in present-day Malaysia. Consequently, pluralism continues in Malaysia, despite the transformation in Chinese political attitudes—a change whose seed was planted during the Japanese occupation period.676 In summary, under the Japanese, Malay’s administration underwent several important changes. For the first time in the country’s history an integrated government was imposed for the whole of Malaya, with a central authority based in Singapore a marked contrast with the prewar dual system of direct and indirect rule. The Japanese demoted the Sultans further by removing their nominal status as rulers, which the British had allowed, thus turning them into minor officials. Like the British, the Japanese pursued a ‘pro-Malay’ policy of appointing more Malays than Chinese and Indians in government service. But they went further than the British in encouraging Malays to rise to higher positions than had been allowed in the prewar era. These Japanese policies were to have important effects in postwar Malaya. Second, the Japanese occupation enabled the predominantly Chinese MCP to increase its political influence in Malaya during the war and in the postwar period. As the only political organization prepared for an active anti-Japanese insurgency, it attracted widespread 676 Akashi, ‘ The Japanese Occupation of Malaya: Interruption or Transformation?’, 83. 285 support among the Chinese who suffered greatly from the brutality of the Japanese. The MCP succeeded therefore in establishing a strong politico-military resistance movement, the MPAJU/MPAJA, in the midst of the Chinese community. There was, however, less support for the MCP from Malays and Indians, because Malay and Indian cooperation with the Japanese was clearly greater than that of the Chinese. Nonetheless, because of its large guerrilla army, the MCP became a major political force in postwar Malay. Third, the Japanese occupation helped to bring about certain changes in the structure of Chinese society in Malaya. Traditional Chinese leaders had either fled the country or were forced to cooperate with the Japanese if they remained. Consequently, the prewar elites were discredited and frequently despised. Their place tended to be filled by Chinese communists who were mostly of a younger generation. On the whole, the Japanese occupation and the war experience strengthened Chinese nationalism and their sense of ethnic identity. Finally, the greatest overall change produced by the Japanese administration was in the area of race relations. Although the Japanese did not deliberately foster racial conflict between Malays and Chinese, their policies had this effect. Repressive measures against the Chinese led to the formation of a Chinese dominated resistance movement; their ‘pro-Malay’ policy created an undercurrent of resentment and distrust among Chinese towards Malays. Malay cooperation made them appear a chosen instrument of the Japanese. As Willard Elsbree later observed, had there been equal proportions of Chinese and Malays in the resistance as well as in collaboration, ‘the bitterness which came in the wake of the occupation would not have had such a pronounced racial tinge.’ In short, the transformation of Malayan society instigated by occupation policies and the Malayans’ responses to them resulted in revolutionary changes in the political, social, and 286 psychological outlook of the Malayan citizens. 677 Having either fled the country or been forced to cooperate with the Japanese if they remained, traditional Chinese leaders and prewar elites found themselves discredited and despised and their places filled primarily by a younger generation of Chinese communists. The Japanese occupation and the war experience thus strengthened both Chinese nationalism and ethnic identity in Singapore. 7.2 Responses of the Hong Kong Elites to the Return of the British News of Japan’s collapse had provoked an instant resumption of the familiar partnership of the most important pair of local elite leaders: Kotewall and Chow. On 16 August, Kotewall, seemingly having made a rapid recovery from the illness that had immobilized him two weeks earlier, and Chow engaged in several hours of talks with Rakuman Kinji, the civilian head of the No. 1 Department of the Governor’s Office. Kotewall and Chow then went to Police Headquarters, where they exchanged views with Kanazawa, the Police Commissioner and Kempeitai chief. On the following day, the two men gave a press conference at which they declared that the situation in the colony was now “on the verge of change”, and praised the Chinese public for their “patience and good behaviour” over the past three years and eight months.678 Kotewall and Chow were clearly making a bid to fill the vacuum of authority in the stupefied city, an endeavour supported by the elites’ concern to fend off social chaos. At their meeting with Kanazawa, they discussed ways of strengthening the existing police apparatus, stressing that “law and order must be fully protected”.679 In his capacity as Chairman of the Police Affairs Committee, Chow then attended a meeting of the Directors of the Cooperative Yoji Akashi, “Interruption or Transformation? The Japanese Occupation of Malaya” in ed. McCoy, Alfred W., Southeast Asia under Japanese occupation, 85. 678 Wah Kiu Yat Po, August 17 and 18, 1945. 679 Ibid., August 17 and 18, 1945. 677 287 Society, which had been set up in May to raise funding for the police. “Sparing no effort to devise protection for the Hong Kong Chinese” in spite of his eighty-six years, Chow held a second meeting with Kanazawa on 18 August at which they decided that the Cooperative Society would distribute rice to the police paid for by the Police Affairs Committee. 680 Kotewall and Chow also organized a drive to sustain the activities of the auxiliary Protective Guards through donations from the elites, resulting in most of the Guards’ expenses over the following week being met by voluntary donations by “wealthy people” in each district. These donations gradually began to flag as the days passed, but they seem to have had some effect: on 26 August the Protective Guards were still reported to be “continuing their efforts to help maintain order”.681 Second and equally urgent, the two local leaders were seeking to manage a smooth transition from one regime to the next, which required maintaining an outwardly cordial relationship with the beaten Japanese during the final days of the occupation. On 20 August, they attended a farewell banquet that Governor Tanaka had organized for the Chairman and Vice-Chairmen of the two Chinese Councils and the editors of the local Chinese newspapers to thank them for their assistance over the past four years. On 29 August they returned the compliment, treating Tanaka to a banquet at the East Asia Chinese Restaurant, where they made speeches expressing thanks to the Japanese Governor for his past administration and his kindness to all the residents of Hong Kong.682 680 Ibid., August 19, 1945. Ibid., August 26, 1945. 682 Wah Kiu Yat Po, August 20 and 29, 1945 (evening editions). The reported presence of Tanaka at these functions constitutes a real puzzle. Other sources give the impression that the Governor was away in Canton throughout this transitional fortnight, but he was certainly there at the time Harcourt’s squadron arrived in Hong Kong on 30 August. See Clark, An End to Tears, 19-20; Lindsay, Going Down of the Still, 203; Yuan, Xianggang Shilue, 188; Tse, San Nian, 51. One British account, however, appears to confirm that Tanaka was in Hong Kong, at least on the date of the first banquet on 20 August. See Ride, British Army Aid Group, 295. The most likely conclusion is that Tanaka was in the colony for some time during these two weeks or made one or two short trips there. Alternatively, it may be that the newspaper reports are inaccurate, and that Tanaka was represented at these two functions by some deputy, e.g., the Chief of Staff, Major-General Fukuchi. The main point here, however, is not the identity of the top Japanese present but the gentry leaders’ effort to maintain a smooth formal relationship 681 288 At the same time, they were quietly re-establishing communications with the British. By the last week of August, they had made contact with Gimson’s officials. Kotewall is reported to have made a daily trek to the French Mission building to call on R. A. C. North, the former Secretary for Chinese Affairs, and Brian Hawkins, who had been designated as North’s successor. A newspaper report from some days later confirmed that Hawkins had been engaged ever since his emergence from Stanley in discussions with “a number of Chinese residents” about matters relating to the reconstruction of the colony.683 The remainder of the local leaders moved with equal dexterity to adjust to the likely postwar shape of things, unobtrusively severing their more gratuitous ties to the beaten regime. On 23 August, Phoenix, the BAAG agent, arrived at the home of M. K. Lo with a message from Gimson stating that Lo had been assigned the additional task of “prompting local initiative”.684 At this stage, no other British effort (perhaps significantly) appears to have been made to contact any local leaders apart from the trusted Lo. On 25 August, the House of Commons in London denied that a Chinese Nationalist army would accept the Japanese surrender and affirmed that a British fleet was about to move in, which “without doubt indicates that Hong Kong is to be a British colony”.685 The first reference to Gimson's skeleton government and British preparations to resume control were made on 29 August. The newspapers reported on the need to concentrate on restoring Hong Kong to its former prosperity and highlighted a recent speech in which General Eisenhower had declared, “From ancient times Britain has emphasized freedom”.686 Keen to assist in the safe restitution of Hong Kong to their fellow imperial rulers, the Japanese command encouraged the pro-British drift of the local elites by endeavouring to with the occupation authorities until the end. 683 South China Morning Post/Hong Kong Times, September 6, 1945. 684 Endacott, Hong Kong Eclipse, 230; South China Morning Post, February 5, 1978. 685 Wah Kiu Yat Po, August 25, 1945. 686 Ibid., August 25, 1945. 289 provide Kotewall, Chow, and other local elite members with what a later generation would call a “through train”. On 29 August, the Governor’s Office was reported to be trying to maintain “the various organizations” operated by the Hong Kong Chinese “so that after the handover has taken place they may continue to be consulted and employed by the British military authorities”. 687 The same principle was applied at a more mundane level. In accordance with the promise made by the Governor’s Office to keep the public utilities in working order, Chinese personnel were retained at their posts in the telephone and telegraph offices, the Tramways Company, and the Electricity Works. 7.3 Responses of the Local Masses to the Return of the British The British realized that “a smart appearance” would go a long way in helping to restore their prestige in the Colony. Harcourt observed in his briefing, Face is important to the Orientals. When we surrendered Hong Kong we lost face; we now have to regain Hong Kong and face. The Chinese will judge us by our behaviour ashore and first impressions will count. Troops should be marched in an orderly fashion giving the impression that we are moving back into what is rightfully ours, rather than taking an area by assault against resistance. The conduct of the force had to be exemplary, and like Kitchener’s volunteers in 1914, avoid misbehaving with “wine or women”. If these guidelines were followed, there was good reason for thinking that those Chinese who had worked with the prewar British rulers would “fully appreciate” that a benevolent, stable government was in their own interests, and would be “even more cooperative” than they had been in the past.688 687 Ibid., August 25, 1945. Enclosure to Commander, Task Force, August 21, 1945 Landing Force Administrative Order, August 29, 1945; Landing Force Commander, Swiftsure to Euryalus and Prince Robert, August 30, 1945, Papers Relating to Naval Agreement, HK MS 74-6. 688 290 When the British task force arrived off the Stanley Peninsula and glided slowly through the Lei Yue Mun Channel and into the ruined harbour on 30 August, they experienced almost none of the expected resistance from Japanese diehards. After sighting three Japanese boats moving out of a bay on the nearby island of Lamma on an apparent suicide mission, the British immediately bombed them and the rest of the craft in the bay.689 Scattered shots were directed at Harcourt's flagship from the Naval Dockyard, but these were soon halted after the flagship had made wireless contact with the garrison commander, MajorGeneral Okada Umekichi. However, British concern regarding the response of the Hong Kong Chinese was, to some extent, justified. As they drifted through Lei Yue Mum in an eerie silence, scarcely any local fishermen even looked at them. An Australian journalist on Harcourt's flagship described the scene: On the rocks a coolie whistled shrilly. It was like an obscenity in that stillness. Then we were in Victoria Harbour. And still there was no movement. . . . There was not a launch or a sampan moving on the water. A few Chinese—not more than about fifty— stood on the waterfront opposite the Peninsula Hotel, watching. We walked into our berth in Kowloon and tied up. The Chinese clapped and cheered. It was a watery reception and made practically no impression on the oppressive silence. It was like entering a near dead city.690 Gradually, the crowds thickened, the smiles broadened, and the firecrackers began to be lit. Nevertheless, it was still not clear whether these were signs of welcome for the British; arguably, the populace would have been pleased to see anybody. An old Chinese clerk well 689 Harcourt lecture to Royal Central Asian Society; Louis Allen, The End of the War in Asia, (London: HartDavis MacGibbon, 1976), 254; Lindsay, Going Down of the Sun, 211; Ko and Wordie, Ruins of War, 182. The British had apparently received reports of “almost a hundred small wooden Japanese suicide boats”. According to Harcourt, the “suicide boats” were manned by the Japanese Army rather than the Navy who were “terrified” of their Army opposite numbers and asked him to round them up. The old Army-Navy friction went on to the last. 690 Clark, An End to Tears, 27-9. 291 disposed to the British authorities reported that no one cared whether the incoming ships were British, American, Russian, or Chinese, only happy that “now we will eat”.691 If the Chinese masses were expecting any particular saviour, it did not seem to be Britain. Many buildings and virtually every junk flew the White Sun flag of the Nationalists, which outnumbered the Union Jacks by four to one.692 Still, Harcourt’s squadron had reached Hong Kong ahead of any possible Chinese or American force, and Gimson had hovered for two vital weeks in the vacuum that might so easily have been filled by local Chinese activists. In the first press conference held by the British, Duncan Sloss, the Vice Chancellor of Hong Kong University and now Publicity Officer in Gimson's Government, observed there remained danger from “lawless elements” that might try to cross into the colony “with a view to creating disturbances”. Brushing off the “rumours” that had been circulating about the “political future” of Hong Kong, 693 he confirmed that no Chinese army had made its appearance. In the absence of British officials, much of the work necessarily devolved on the local population. Many Chinese, Indians, Eurasians, and Portuguese employed before the war were reported to have returned to their posts. The fire brigade, for example, was almost entirely composed of the prewar Asiatic staff; a large number of clerical workers, including “the key men” had “reported for duty” in the Imports and Exports Department; and a fair proportion of the Chinese revenue officers had also returned “back”.694 Some of these prewar employees 691 MacDougall to Gent, November 7, 1945, CO 129 591/20, 32. See also Harcourt to A.V Alexander, First Lord of the Admiralty, November 7, 1945, CO 129 592/6, 25; Harcourt lecture to Royal Central Asian Society; Tsang interview with MacDougall, 50; Lindsay, Going Down of the Sun, 211. 692 Lindsay, Lasting Honour, 195; Tse, San Nian, 400; Steve Tsang, Democracy Shelved: Great Britain, China, and attempts at constitutional reform in Hong Kong, 1945-1952, (Hong Kong: Oxford University Press, 1988), 26; Jan Morris, Hong Kong: epilogue to an empire, (London: Penguin Books Ltd., 1993), 261. Most of these flags had been distributed by agents of Chiang Kai-shek and Wedemeyer earlier in the year. See Morris, 236. For local Chinese ambivalence towards the British return, see remarks of “Mr X” quoted by Adam Williams, article in South China Morning Post, November 19, 1978. 693 South China Morning Post/Hong Kong Times, August 31, 1945. See also Luff, Hidden Years, 231. 694 Appreciation of the Police Organization, October 10, 1945 and report of Colonel Thomson, Imports and Exports Department, November 1, 1945, CO 129 591/20, 63, 74. 292 may have genuinely “returned” in the sense that they had gone underground during the occupation and re-emerged after Harcourt arrived to sign up once again with their old British masters. However, most had likely continued on with their jobs through the years, regardless of changing regimes. The British also drew on the large pool of new local employees whom the Japanese had brought into government service in the course of the war. The new regular police force that began being recruited in early September consisted mostly of Chinese men aged eighteen to twenty-five who had been originally recruited by the Japanese. 695 Whatever their background, these Asian employees were clearly instrumental during the early months of the British military administration. The Telecommunications Department’s provision of “skeleton technical services” was supplied by “non-Europeans”, and the Asians in the fire brigade performed with sufficient effectiveness that the Chief Officer was “prepared to carry on without replacing Inspectors”.696 The situation was far different than it had been during the European-dominated prewar period. 7.4 Postwar “Collaborators” in Hong Kong: Dynamics and Interactions between the British and Elites The restored British colonial government next endeavoured to rebuild its local support base. The greatest challenge that the British faced at this stage was gaining the cooperation of the local elites. In the first months after the Japanese surrender, the colony witnessed signs of a massive backlash against the community leaders who had acquiesced so tamely to the Japanese takeover, primarily within expatriate circles. Angry reports had made their way back to London from a range of sources, including the British and other Europeans who had fled 695 South China Morning Post/Hong Kong Times, September 4, 1945. They were said to be “not very well trained”. 696 Central Executive Branch Progress Report no. 2, November 1, 1945 and Appreciation of the Police Organization, October 10, 1945, CO 129 591/20, 49, 63. 293 the colony as well as Ride and his assistants at the BAAG headquarters in Guilin and Reeves at the British Consulate in Macao. Particular opprobrium was heaped on Sir Robert Kotewall, whom rumour maintained had been chosen by the Japanese as their puppet governor and had “publicly made some venomous anti-British and fervently pro-Japanese speeches”.697 An Irish doctor debriefed by Ride reported that Kotewall had a monopoly on tobacco in Hong Kong and was “buying up all kinds of silver, crystal, etc.” A Russian woman declared that Kotewall’s daughters were “among the few women who seemed able to shop for anything save the bare necessities of life”. 698 Sir Shouson Chow was castigated alongside Kotewall as a local leader who had matched him in “pro-Japanese fervour and anti-British advocacy”.699 Other elite figures also came in for their share of vitriol. Sir Robert Ho Tung had earlier attracted some notice as he slipped between Macao and Hong Kong in the spring and summer of 1942. An employee of the British firm Dodwell and Company reported that Ho Tung had made a speech at a Japanese dinner praising the Co-Prosperity Sphere and thanking the conquerors for all they had done for China. The critics were slower to catch up with Aw Boon-haw, but catch up they did. One intelligence report drew attention to the newspapers that the Tiger Balm King had been sponsoring under Japanese auspices in both Hong Kong and Canton, describing him as “a typical rich Overseas Chinese, enterprising but politically an opportunist”.700 697 MacDougall report of conversation with Sergeant David Mann and Mrs. E. C. K. Mann, December 4, 1943, CO 129 590/22, 37. 698 Fehily conversation with Ride, Guilin, December 18, 1942 and MacDougall report of conversation with Mrs. Eugenic Zaitzeff, December 6, 1943, CO 129 590/22, 56, 161. 699 MacDougall report of conversations with Sergeant David Mann and Mrs. E. C. K. Mann, December 4, 1943, and Mrs. Eugenie Zaitzeff, December 6, 1943, CO 129 590/22, 37, 56. 700 Comment on Sir Robert Ho Tung contained in letter from William Wright of Dodwell and Co. to G. Dodwell, September 3, 1942, CO 129 590/24, 132. For comments on Aw Boon haw, see remarks of British officials on Extract from Fortnightly Intelligence Report no. 13, Far Eastern Bureau, MOI, New Delhi, July 1-15, cited in letter from Yumoto, Japanese intelligence officer, to Joseph Richards, August 21, 1944, Richards trial documents, HKRS 245-2-150. 294 The British soon found themselves struggling with a dilemma: Could they afford to discount the services of those local leaders on whom they had relied for upwards of twenty years? From the perspective of Whitehall, the answer was a definitive NO. Within days of Harcourt's arrival, Kotewall and his colleagues had quietly taken up their familiar role as the Chief Representatives of the Hong Kong Chinese and, on the strength of the contacts that they had made with Gimson’s officials in the final days of the interregnum, were installed as members of a new Chinese Advisory Council.701 Kotewall, Chow, and Li Tse-fong, who were all received with “high favour” at Government House, “formed the backbone of the group of VIPs at all functions”.702 Other prominent figures of the occupation lost equally little time in re-emerging. On 4 September, Peter H. Sin, the wartime “Mayor of Hong Kong”, joined his fellow solicitors at a meeting convened by Chief Justice MacGregor to announce the reestablishment of the colony’s courts of law. On 20 September, Tung Chung-wei, formerly of the Rehabilitation Advisory Committee, and Kwok Chan, lately of the Chinese Representative Council, presided at an early postwar session of the Hong Kong Chinese General Chamber of Commerce. Ho Kom-tong, the perennial master of ceremonies who was last observed directing Jockey Club races on behalf of the Japanese, organized the Allied victory celebrations held throughout the colony in mid-October.703 Despite showing such favour to these figures, the Colonial Office duly opened a file to house the accumulating sheaf of reports regarding collaborators and traitors. Although some officials expressed that Kotewall and Chow might eventually have to be stripped of their 701 See South China Morning Post/Hong Kong Times, September 6, 8, and 27, 1945; Zheng Bao, January 1, 1946. The new body was also referred to as the Hong Kong Reconstruction Advisory Committee, a name ironically reminiscent of the Rehabilitation Advisory Committee set up by the Gunseicho. It was formally established on September 10, 1945. 702 T. M. Hazlerigg memorandum to Gent, December 31, 1945, CO 129 594/9, 151. See also WIS no. 7, November 6, 1945, CO 129 592/6, 51; Wright-Nooth, Prisoner of the Turnip-Heads, 254. 703 South China Morning Post/Hong Kong Times, September 4, 21, and 30, 1945. 295 knighthoods,704 none was in any hurry to rush into action. As early as February 1942, W. B. L. Monson, the official in charge of investigating accusations of collaboration and treason, remarked of accusations that Kotewall had served as a puppet governor, “It is safer for us to reserve judgement of the person selected until the facts of his selection are clearer”.705 In fact, from the summer of 1943 onwards, the officials in London began to display a marked tendency to give their former protégés the benefit of the doubt. In an analysis of Kotewall's Christmas broadcast that year, Monson observed that it had been “very carefully phrased” to compare Isogai’s regime favourably with the chaos of the Gunseicho period rather than with the prewar British era, which he interpreted as a sign that despite his eulogy of the Isogai administration, Kotewall was “hedging”. 706 A second official strongly agreed with this interpretation: I am most pleasantly surprised at the content of this speech. It seems to boil down to this—things got in a bloody mess at the time of the [initial] occupation but the Nips do seem to be trying to get things a bit better and to our surprise the arrangements often work out smoothly. . . . That is what our Robert seems to be saying. . . . I’m glad to see that he refrains from saying anything derogatory of our Government—if he refrains from comparisons, it may have been from the feeling that he's playing on a sticky wicket.707 Sir Shouson Chow was viewed with even greater indulgence. N. L. Smith, a prewar Colonial Secretary who had been named the First Head of the Hong Kong Planning Unit, insisted that Chow had been “a loyal servant of the British” and was “violently anti-Japanese”, 704 See minutes of W. B. L. Monson, June 4, 1942, CO 129 590/23, 10; minutes of W. B. L. Monson, October 1, 1942 and J. J. Paskin, October 7, 1942, CO 129 590/24, 2-3, 8-11. 705 Monson minutes, February 9, 1942, CO 129 590/23, 4. Opening the “quislings” file eight months later, the same official reiterated that many reports of collaboration could not be confirmed and that it was not currently necessary to form any definite conclusion except in one or two clear cases. See Monson minutes, October 1, 1942, CO 129 590/24, 8. 706 Monson minutes, February 17, 1944, CO 129 591/14, 4. 707 Letter of T. M. Hazlerigg to N. L. Smith, March 23, 1945, HK RS 211-2-41. 296 but in any event he was “too old to matter much now”.708 Lesser figures on the two Chinese Councils, such as Li Tse-fong, his brother Li Koon-chun , and the comprador Kwok Chan, seemed to Smith “not a great deal worse than the postmen or sanitary employees who carried on the machinery of government”.709 As for Sir Robert Ho Tung, Monson “would not be prepared to say anything other than that he is keeping a foot in both camps”.710 Rather than harp on the possible sins of the elites, officials in London eagerly seized on the one figure whom reports from Hong Kong and South China had tended to depict in a favourable light. M. K. Lo, they observed, was reported to have “worn the armband unwillingly, to have joined the Rehabilitation Advisory Committee only after being subjected to considerable pressure”, to have been “so violent in his opposition to everything Japanese that he was in considerable personal danger”. 711 As such, he represented the natural starting point for any British bid to reconstitute a local leader following, and attempts were accordingly initiated to reach out to him. As early as September 1942, a BAAG deputation made contact with Lo, who was said to have voiced his pleasure that he “had not been forgotten”.712 7.41 Factors in the Absolution of “Collaborators” Several Japanese officials and staff who had served in Hong Kong, notably the Japanese executioner at Stanley Prison, and some Chinese underlings, informers, and torturers were lynched or manhandled. However, revenge killing for collaboration stopped after order had been restored following the first few weeks of British military administration, and the 708 N. L. Smith minutes, October 18, 1943, CO 129 590/22; N. L. Smith minutes to Monson, January 7, 1944, CO 129 591/4, 70, and minutes, March 22, 1945, HK RS 211-2-41. 709 N. L. Smith minutes, March 22, 1945, HK RS 211-2-41. 710 Monson minutes, June 4, 1942, CO 129 590/23, 9. 711 Calcutta Censor Station Further Notes on Conditions in Hong Kong, May 13, 1942, taken up in Monson minutes, October 1, 1942, CO 129 590/24, 8,189; report of Professor Gordon King, March 18, 1942, CO 129 590/23, 139, taken up in Monson minutes, June 4, 1942, CO 129 590/23, 9, and October 1, 1942, CO 129 590/24, 8; observations of Dr. Wen Yuanning quoted in N. L. Smith minutes to Monson, January 7, 1944, CO 129 591/4, 70. Smith was glad to see from the various reports that Lo was “a reluctant puppet”. Minutes of October 18, 1943, CO 129 590/22. 712 Ride, British Army Aid Group, 182. 297 Annual Report of the Hong Kong Police Force 1946-47 lists only one murder in which the motive was suspected to be collaboration with the enemy. In contrast, some thirty to forty thousand suspected collaborators were executed in France.713 What prevented the Hong Kong populace from engaging in the mass killing of collaborators witnessed in France? One is the existence of plentiful evidence that the local elites had made efforts to attend to the needs of the Hong Kong population. It was they, after all, who had directed, funded, and generally sustained an entire network of local charities. Most of the charities were still hard at work when the British took over, and in the following weeks they played a key role in distributing such food as the British managed to bring in to Hong Kong. MacDougall remarked that in their “long and honourable history”, those bodies had “never given better service than now”.714 There were other, more pragmatic considerations for forgiving the local elites. One was their role as interlocutors between the British and the Hong Kong Chinese masses. Although the press called vociferously for “new blood” in the leadership of the Chinese community and “a brand new set of advisers to Government”,715 it failed to suggest where such leaders could be found. The fact was that in spite of the criticism, none of the local people were willing to come forward and challenge the Anglicized Chinese and Eurasian oligarchy that had represented them for the past fifty years, and the British knew no other source of leadership.716 Chinese informants to this dissertation reported that there was little 713 Robert Aron, Histoire de Vichy, 1940-1944, (Paris: Fayard, 1954), 651. MacDougall, General Report, November 2, 1945, CO 129 591/20, 28. Harcourt commented similarly on the large quantities of rice that had been distributed by the local charities. See Harcourt to Alexander, November 7, 1945, CO 129 592/6, 25; Harcourt lecture to Royal Central Asian Society. 715 South China Morning Post/Hong Kong Times editorial, September 14, 1945 716 MacDougall to Gent, November 7, 1945, CO 129 591/20, 32. MacDougall went on to explain more concretely, if less picturesquely, “Locally the most serious (and from the point of view of our pre-war system, the most damning) factor is that there seem to be no new Chinese of the younger generation anxious to shoulder the responsibility of public affairs. I have been unable to find candidates anxious to dispute local leadership with the established order”. See also extracts from MacDougall letter to T. I. K. Lloyd, Gent’s successor as the Hong Kong overseer at the Colonial Office, February 16, 1946, CO 129 594/9, 143; Lethbridge, “Hong Kong under Japanese Occupation”, 118; Lindsay, Going Down of the Sun, 240. 714 298 resentment against the members of the Chinese Councils during the occupation; the Chinese understood that such people had to bow before the Japanese Governor and occasionally shout “Banzai!” However, they did note those who shouted too vociferously. It may be justifiably concluded that most of the members of the Chinese Councils accepted nomination either to protect their families and interests or to mollify the severities of the occupation. Few were collaborators in the strict sense of the term or allowed themselves to be brainwashed by the Japanese; they remained implacably Chinese and racialist. When asked what they had done during the occupation, they could give Sieyes’ answer regarding what he had done during the French Revolution with a clear conscience: they had survived. Other citizens, however, were not disposed to allow accusations of collaboration to remain unchallenged. Many expatriates who poured out of Stanley were outraged to discover that the same people who had shouted “Banzai!” yesterday were singing “God Save the King” today.717 The result was a torrent of protest in the resuscitated English-language press. On 12 September, an editorial in the South China Morning Post commented on “the ease wherewith the scallywags who worked for the Japanese have been able to ingratiate themselves anew not only with the restored Hong Kong government but also with the public utility managements and private firms”.718 Two days later, an ex-internee urged the paper to print a list of such culprits, and on 17 September a writer who had assumed the pseudonym “a Jail Sufferer” cheered on the campaign: The traitors themselves were quite frightened three weeks ago, and only the tenderness of Government officials made them more brazen as the weeks passed by. . . . The Government should let the public realize in no uncertain terms that men 717 718 Hazlerigg memorandum to Gent, December 31, 1945, CO 129 594/9, 153. South China Morning Post/Hong Kong Times, September 12, 1945 299 who can turn their coats with chameleon-like rapidity are not the type of men to assume the responsibilities of public service.719 The expatriates were not alone in their outcry. One Chinese correspondent alluded to “the fawning gentries”, and calls started mounting for the immediate detention and trial of the local leaders, Kotewall in particular. 720 The elites’ re-emergence thus threatened to create more difficulties than it resolved. A real danger existed that the reclaimed Hong Kong might be torn down the middle by recriminations. The local public was not the sole group to be clamouring for the heads of the gentry. Many of the Nationalists wished to see Kotewall and his associates called to account for their hypothetical treason to another nation: China. The British administration responded with the argument that by working with the Japanese instead of fleeing to “Free China”, these “loyal Chinese” had “proved that their loyalty was, in the last resort, to Hong Kong exclusively. For the sake of Hong Kong they would strike an accommodation with whoever happened to rule it. They were thus, paradoxically, the segment of society on whom the returning British could now best rely in the face of the intensified threat from the mainland”.721 MacDougall acknowledged that “few substantial citizens of the colony escaped contact with the occupying forces in one form or another . . . [and] it seems certain that a proportion of them behaved very badly”.722 However, the British “needed Hong Kong Chinese, Chinese loyal to the concept of a separate status for Hong Kong, even if some among this group had worked, seemingly for the establishment of a Japanese ‘New Order’ in Hong Kong”.723 719 Letter from Dr Harry Talbot, South China Morning Post/Hong Kong Times, September 14, 1945; South China Morning Post/Hong Kong Times, September 17, 1945. 720 Letter from “A Yenless Chinese,” South China Morning Post/Hong Kong Times, September 16, 1945. See also letters from “Chatter-Box” and “Pro Bono Publico,” South China Morning Post/Hong Kong Times, September 10 and 12, 1945. A local surgeon was reported to be among a number of Hong Kong Chinese complaining about the presence of leading local personages at British functions who had been equally prominent at Japanese ones. See WIS no. 7, November 6, 1945, CO 129 592/6, 51; Lindsay, Going Down of the Sun, 240. 721 Snow, Fall of Hong Kong, 281. 722 MacDougall, General Report, November 2, 1945, CO 129 591/20, 30. 723 Lethbridge, “Hong Kong under Japanese Occupation,” 117. 300 The Colonial Office eventually determined Chow and Kotewall had been acting in the colony’s best interest based on the fact that both men had worked with the Japanese to ensure a smooth transition back to British rule shortly after Japan surrendered to the United States in August 1945.724 Regarding Kotewall, MacDougall alleged, “So far as I can see no one has a scrap of real evidence, and all I have seen so far would not stand up in court for two seconds”. In support of his judgement, MacDougall drew a distinction between Kotewall and his counterparts in occupied Europe; while the local elites might have shouted “Banzai!”, there was no suggestion that they had betrayed a single soul to the Japanese.725 On 2 October, R. A. C. North, the prewar Secretary for Chinese Affairs, issued a statement to the newspapers before embarking for Britain with the rest of the ex-internees. Regarding what had happened when he called on Kotewall and Chow in the China Building in January 1942, he stated that he asked them “to take upon themselves what should have been my duty in working with the Japanese”. As a result, the two local leaders and their colleagues had been not merely humiliated by the conquerors but also “misrepresented and abused” by some of their friends, leading him to “regret more than I can say that misunderstandings should have arisen over this matter, and I sincerely hope that the true facts will now be realised”. The administration used other, more direct methods to stem the outburst in the newspapers, the details of which are unclear. In later years, MacDougall simply stated, “We jumped on it; I jumped hard on it”. 726 By the second week of October, the topic of collaboration had suddenly and completely disappeared from the colony’s press. In keeping with a policy formulated during the latter part of the war, the British military administration 724 In Hong Kong, a few Japanese and several Chinese underlings, informers, and torturers were manhandled, but it appears this only occurred in the first few weeks. The Annual Report of the Hong Kong Police Force 1946-47 lists only one murder in which the motive was suspected to be collaboration with the enemy. 725 MacDougall letter to Ronald Holmes, Acting Secretary for Chinese Affairs, July 13, 1969, in private papers of Mrs. Helen Zimmern; Tsang interview with MacDougall, 64. 726 Tsang interview with MacDougall, 65. 301 set up a War Activities Committee to look into the conduct of “quislings and renegades”, but the Committee had barely started work before it started experiencing resistance. The resistance began when Harcourt rejected the Committee’s recommendation that Kotewall be put on trial. 727 Committee focus then shifted to Li Tse-fong of the Bank of East Asia, Kotewall's former colleague on the Chinese Representative Council, but by this point the gentry themselves has started to protest.728 In December, MacDougall dispatched T. M. Hazlerigg, an official who had served before the war in the legal department of the Hong Kong government and who was now attached as a special adviser to MacDougall's Civil Affairs staff, to London to confer with the Colonial Office about the Li Tse-fong case specifically and allegations of collaboration generally. In his talks, Hazlerigg was emphatic that the drive to prosecute the gentry should be brought to a halt, as it was “reasonable” to assume that their wartime pronouncements had been delivered in a state of fear and duress, and that they would have tried to flee from the colony if the surveillance on them had not been so intensive. In any event, the British military administration had been unable to find any other “informed and representative” Chinese advisers, and now that the public mood had begun to grow calmer “it would seem highly impolitic to stir up animosities”. The outcome was, as MacDougall expressed it, that “we 727 South China Morning Post/Hong Kong Times, October 2, 1945; Notes of G. A. Wallinger and WIS no. 2, October 4, 1945, CO 129 592/6, 96,114; Endacott and Birch, Hong Kong Eclipse, 244-5. The draft directive issued by the Colonial Office in this connection indicated the desirability of a lenient approach. “In order”, it advised, “to dissipate as speedily as possible whatever pro-Japanese sentiments still exist in the Far Eastern territories and to promote the conditions in which those territories can resume their position in the Empire on a basis of goodwill, it will repay us if our treatment of those who have collaborated with the enemy during the years of Japanese occupation is founded on a generous and tolerant view of their conduct. Experience has already shown that only by so doing can we secure the services of the men of education, ability, initiative and authority on whom we must necessarily depend, but who, by virtue of their position, have been employed by the Japanese”. Colonial Office Draft Directive on Treatment of Renegades and Quislings, March 1945, 2-3, HK RS 211-2-41. For Harcourt’s refusal to have Kotewall tried, see Alice Ruston minutes, February 4, 1946, CO 129 594/9, 3. In another report written three days earlier, a colleague of Ruston’s observed that the Kotewall question “appears to have been dealt with as a Hong Kong political matter”. Note to Ruston of February 1, 1946, CO 129 594/9, 3. 728 Lethbridge, “Hong Kong under Japanese Occupation,” 118. 302 cleared the whole thing”.729 The Colonial Office agreed that Li Tse-fong should not be tried, and within several weeks had endorsed the entire tenor of the British administration’s thinking. On 30 March 1946, London issued formal instructions that only those persons who had helped the Japanese inflict acts of cruelty on the Hong Kong population should be brought to trial. In short, several factors contributed to the immunity of many prominent Chinese from prosecution for alleged collaboration with the Japanese against both the British and Chinese governments. One factor was the argument that these leaders had acted as a shield between the people and the Japanese, and had attempted to represent the needs of the Chinese population to the occupiers. The British now needed these Hong Kong Chinese, who were loyal to the concept of a separate status for Hong Kong even if they had seemingly worked for the establishment of a Japanese “New Order” in Hong Kong. Another factor was that only about six hundred thousand people remained in Hong Kong, with the rest having died or been forcibly evacuated, leaving few who were qualified to fill leadership positions. A third factor was that those who returned after the war had little firsthand knowledge of events under the Japanese occupation, and were therefore unlikely to have strong negative feelings regarding the former leaders of the Chinese community. 7.42 Future of the Local Elites The formal instruction that only those persons who had helped the Japanese inflict acts of cruelty on the Hong Kong population should be brought to trial, issued on 30 March 1946 did not mean that the local elites escaped altogether. A “very general feeling” lingered that those who had been associated with the Japanese regime should at least not “continue to 729 Hazlerigg memorandum to Gent, December 31, 1945, CO 129 594/9, 152; Tsang interview with MacDougall, 65. 303 bask in the sunshine of official favour”. 730 The most prominent local leaders were, consequently, edged into retirement. In October 1945, Harcourt instructed MacDougall to instruct Kotewall to withdraw from public life until investigations into his wartime record could be completed, and banned his attendance at the sessions of the newly formed Chinese Advisory Council. A British officer sorrowfully recalled, “I was under strict orders not to admit [Kotewall] to a Council meeting, and it was a terrible moment in my life to have to tell Sir Robert that he could not come in, for I had dined many times in his house before the war”.731 When civil government was restored the following May, Kotewall was obliged to resign without ceremony from his prewar seat on the Executive Council. MacDougall had argued that the fallen leader should be allowed to attend the first session of the Council, after which he could bow out in a face-saving manner on grounds of ill health, but the returning Governor Young adamantly opposed him (“It was this Banzai thing”).732 There is no doubt that Kotewall was greatly affected by these actions; he had apparently counted on being praised for his wartime attempts to improve the lot of the Chinese population. In a piteous circular, he appealed to his old British patrons that “a Scottish verdict of ‘not proven’ is insufficient to drive away the unjustified odium which, in ignorance, is permitted to besmirch the good name of one who has given the Crown half a century of loyal, wholehearted and faithful service”.733 Shadows also fell over the other leading figures, albeit to a lesser extent. Sir Shouson Chow, the ageing leader of the Chinese community, never completely returned to public life, yet his family still received a message of sympathy from H.R.H. the Duke of 730 Hazlerigg memorandum to Gent, December 31, 1945, CO 129 594/9, 152. Lindsay, Going Down of the Sun, 241. 732 Ruston minutes, March 12 and 16, 1946; Ruston letter to MacDougall, March 18, 1946; Ruston minutes, March 19, 1946; Young telegram to Arthur Creech-Jones, Secretary of State for the Colonies, May 8, 1946, CO 129 594/9, 8, 11, 12, 107, 127; Tsang interview with MacDougall, 72. See also Lethbridge, “Hong Kong under Japanese Occupation,” 118. 733 Circular distributed by Sir Robert Kotewall, May 1946. 731 304 Edinburgh upon his death in 1959. Li Tse-fong failed to win reappointment to the Legislative Council when it was re-established in 1946, and Peter H. Sin, the “Mayor of Hong Kong”, had some difficulty in renewing his lawyer’s licence.734 Apart from losing their prestige, the community leaders found their “punishment” to be remarkably mild, with ways found to cushion the fall of even those who faced prosecution. In the month that Kotewall resigned from the Executive Council, the House of Lords in London passed a motion endorsing his conduct, and both Harcourt and Young were induced to write letters assuring him of their continued regard. Neither Kotewall nor Chow was deprived of his knighthood in spite of the wartime rumours swirling at the Colonial Office. Following his exclusion from the Legislative Council, Li Tse-fong found it judicious to absent himself for a ten-month period in the United States. When he returned in February 1947 to resume his post as Manager of the Bank of East Asia, he was once more invited to public functions, and continued to sit on a number of advisory bodies and on the boards of a number of charitable concerns.735 By the end of 1945, Peter H. Sin had secured the right to appear as an authorized advocate in the defence of persons brought up before the military courts on charges of war crimes.736 More peripheral figures received complete absolution. Towards the end of 1945, Sir Robert Ho Tung was “invited” by the British military administration to return from his retreat in Macao to resume his business and participate in rebuilding the colony.737 Aw Boon-haw continued operating his newspaper, which had now resumed its prewar title, Xing Dao Ribao,738 and Tung Chung-wei and Kwok Chan remained as Heads of the Hong Kong Chinese General Chamber of Commerce with little interference. 734 Lethbridge, “Hong Kong under Japanese Occupation,” 119. Far Eastern Economic Review, February 5, 1947; Lethbridge, “Hong Kong under Japanese Occupation,” 119; Ching, The Li Dynasty, 125-6. 736 See Hong Kong (BMA) Gazette, vol. 2, no. 1, CO 132 89, 10. 737 “The Ho Tung Saga (Part 1),” 105. 738 The change of title, which took place in October 1945, was apparently accompanied by a fairly drastic purge of the newspaper’s wartime staff. The placid reappearance of the paper nonetheless caused a certain amount of indignation among ordinary Chinese residents. See Fan Jiping, “Xianggang zhi Zhan Huiyilu, ” in Da Ren, no.8, 735 305 In the meantime, the British set to work constructing a new elite leadership out of the handful of candidates whom they believed to have been relatively untainted by the events of the war. Foremost among them was M. K. Lo. Nevertheless, Lo was not altogether free from controversy, having served successively on the Rehabilitation Advisory Committee and the Chinese Cooperative Council and signed an early statement saluting the puppet regime of Wang Jingwei. Almost all the wartime reports that came through to Whitehall had, however, testified to the extreme reluctance with which he had performed these duties, and by October 1945 there was a “general feeling” that he might be the “best representative” of the local Chinese. 739 After MacDougall recommended him for the newly formed Chinese Advisory Council, Harcourt appointed him as Rice Controller with the key assignment of organizing the food supply. As the British military administration prepared for the new civil government in spring 1946, MacDougall appointed him to a seat on both the Executive and the Legislative Councils. When a query about Lo's wartime activities was tabled in the House of Commons, the Colonial Office rebutted that Lo had acted “in accordance with the instructions he was given, and was inspired by no motive other than those of concern for the suffering and distress of the people of Hong Kong”.740 Singled out for advancement along with Lo was T. N. Chau, the senior member of the prewar Legislative Council who had fled to Macao several shortly after the Japanese takeover. Describing him as “the only public figure who appears to have entirely clean hands”, 741 MacDougall recommended him for both the Executive and Legislative Councils. The authorities also alighted on Sik-nin Chau, the nephew of Sir Shouson Chow who had won the December, 1970, 10 and “Shengli Zhi Chu Zai Xianggang”, in Da Ren, no.16, August, 1971, 24; Buping Shanren, Xianggang Lunxian Huiyilu, 45. 739 Notes of G. A. Wallinger, CO 129 592/6, 114. 740 Harcourt telegram to Creech-Jones, April 20, 1946; Ruston memorandum, May 16, 1946; and Lloyd to Gater, May 20, 1946, CO 129 594/9, 17, 18, 108. 741 MacDougall report of October 4, 1945 quoted in attachment to Lloyd letter to Young, March 6, 1946, CO 129 594/9, 140. See also Ruston minutes of May 16, 1946 and Lloyd minutes to Gater, May 20, 1946, same file, 1718. 306 gratitude of the captive British bankers in the Sun Wah Hotel by attending to their medical needs. Harcourt recommended him for the Legislative Council, pointing out that his wartime record had earned the high praise of both the British and Chinese governments.742 These three elite leaders soon began to be sanctified in the classic British way. By the end of the British military administration period in April 1946, T. N. Chau had been awarded the CBE, and two years later Lo was awarded a knighthood for his “outstanding service in Hong Kong’s rehabilitation programme”.743 7.43 End of Preoccupation with Collaboration In May 1949, Sir Robert Kotewall died from heart disease and, according to some sources, from grief. His sidelining had undoubtedly inflicted a deep wound on him and his family. His fate had deterred at least two of his children from pursuing a public career, and one of his daughters maintains to this day that her father's treatment was “the most unfair thing the British have ever done”. 744 The British did their best to keep up appearances, sending the Governor’s Aide-de-Camp and the Acting Secretary for Chinese Affairs to attend his funeral—a lower-key send-off than he might once have expected, but better than nothing—and publishing an “appreciation” of him in the South China Morning Post.745 In later years, British officials went to some lengths to head off any prurient depiction of his wartime activity, and MacDougall recalled kindly that he “was a poor man . . . the only one of the bunch who was a poor man”.746 In Hong Kong his memory is preserved by Kotewall Road in the Mid-Levels, which was named after him during his prewar days of glory, and a 742 Harcourt to Creech-Jones, April 12, 1946 and Ruston to Young, April 13, 1946, CO 129 594/9, 118-119. Gittins, Eastern Windows, 216 and Stanley: Behind Barbed Wire, 123; Ride, British Army Aid Group, 190 n. 4; Ching, “The Lo Dynasty, ” 80; Dan Waters, Faces of Hong Kong: an old hand’s reflections, (Singapore: Prentice-Hall, 1995), 141. 744 Snow’s interview with Mrs. Helen Zimmern, June 29, 1995 745 Lethbridge, “Hong Kong under Japanese Occupation,” 119. 746 Letters from Ronald Holmes, Secretary for Chinese Affairs, to former Colonial Secretary MacDougall, June 11, 1969 and MacDougall to Holmes, July 13, 1969, regarding forthcoming history by G. B. Endacott, in private papers of Mrs. Helen Zimmem; letter from MacDougall to Frank Ching quoted in Ching, The Li Dynasty, 125; Tsang interview with MacDougall, 73. 743 307 bronze bust of him that adorns the Sir Robert Kotewall Room in the Hong Kong Public Library, to which he donated his large collection of books. Sir Shouson Chow did a great deal better. By the 1950s, he had been fully restored to his prewar status as one of the “grand old men” of the Chinese community.747 At the annual banquets held in Government House for the local Justices of the Peace, he was seated at the Governor’s side, and when he died in 1959 at the age of ninety-eight, his family received a message of sympathy from the Duke of Edinburgh. One postwar Governor’s memoir recalled him as having been “jovial, human and everybody’s friend”.748 His name lives on in Shouson Hill on Hong Kong Island and the Shouson Theatre of the Hong Kong Arts Centre. By the 1950s, the charges of fence-sitting during the early months of the occupation that had been levelled at Sir Robert Ho Tung had been swept into the obscurity of the government files, with the veteran plutocrat having been once again joined Sir Shouson in the status of a “grand old man”. The last years of his life were passed in a glow of directorships. In 1955, his knighthood was upgraded to a KBE, and when he died in the following year the Hong Kong and Shanghai Bank (at his special request) flew its flag at half-mast.749 Kwok Chan, the one leader to have had the distinction of serving on both the wartime Chinese Councils, was elected to the chairmanship of the Rotary Club in 1951. By 1957, he had become an OBE and the Honorary Vice President of the Hong Kong University Economics Society. The “good” local leaders who had been picked out and approved by the postwar authorities progressed even further, perhaps none more so than M. K. Lo, who went from 747 For application of this phrase to Chow in his final years, see, for example, Ingrams Harold, Hong Kong, (London: HMSO, 1952), 111, 194 and Cheng, T.C., “Chinese Unofficial Members of the Legislative and Executive Councils in Hong Kong up to 1941,” Journal of the Hong Kong Branch of the Royal Asiatic Society, vol.9, 1969, 21. 748 Alexander William George Herder, Sir Grantham, Via Ports, from Hong Kong to Hong Kong, (Hong Kong: Hong Kong University Press, 1965), 127. 749 Gittins, Eastern Windows, 11 and Stanley: Behind Barbed Wire, 10; “The Ho Tung Saga (Part 1),” 108; King, History of the Hong Kong and Shanghai Banking Corporation, 309. 308 prewar gadfly to pillar of the postwar colonial establishment. In the 1950s, he became a permanent fixture on the Executive Council, where he was admired by the Governor for his “first class brain” and “great moral courage”, and a member of dozens of public commissions.750 In 1959, he died suddenly while preparing to attend an official reception at Government House in honour of the Duke of Edinburgh. By the summer of 1947, the wartime role of the local elites had largely been forgotten,751 with any lingering odium attached only to Chan Lim-pak and Lau Tit-shing, both of whom were conveniently dead. In 1952 Harold Ingrams, a British writer who published an account of Hong Kong under the auspices of the Colonial Office, confidently stated that the loyalty of those Chinese who remained in the colony during the Japanese occupation to the Allied cause was “never in doubt”.752 7.5 The Myth of Interruption: Legacy of the Japanese Occupation in Hong Kong Several scholars have argued that the Pacific War and the Japanese occupation not only did NOT destroy Hong Kong’s prewar social and economic order but also strengthened it by eliminating several conflicts of interests and modifying the position of the British Mandarinate. Several factors support their arguments. First, source of new leadership, whether in the form of a trade union, political party, or other association, has emerged immediately after the war to challenge the privileged, the entrenched, and the wealthy—the foundation of Hong Kong society. Most Chinese appear not to be troubled by this fact, although some, including businessmen, support and speak in favour of Communist China. Despite its appearance as a Chinese city characterized by traditional Chinese social 750 Grantham, Via Ports, 110; Peter Hall, In the Web, (Heswall, Wirral: Peter Hall, 1992), 112. Lethbridge, “Hong Kong under Japanese Occupation,” 121. As early as March 1946, MacDougall was expressing the view that “the issue of collaboration was almost dead in Hong Kong”. Ruston minutes, March 12, 1946, CO 129 594/9, 8. 752 Ingrams, Hong Kong, 242. Already in 1947 an expatriate journal was talking of “the few Hong Kong merchants who had carried on business under the Japanese”. See Far Eastern Economic Review, March 26, 1947. 751 309 organizations and values, Hong Kong continues to maintain a British-style administration whose top echelons are almost completely monopolized by Europeans creating the conditions necessary to allow a small group of Chinese and European businessmen to express their talent for making money. For the most part, Japanese occupation had little influence in the creation and character of postwar Hong Kong; none of the Japanese administrative institutions or theories of government survived the war, and practical reforms in social welfare, education, and health did not survive the British takeover. The reasons are fairly clear. First and foremost, Japanese hostilities left a legacy of Chinese hatred of the Japanese and all that they represented. Second, as the population had been reduced to 600,000 at most by 1945, relatively few were influenced by Japanese ideas over any length of time before being exposed to those brought in by the large waves of Chinese who immigrated after the war. Finally, the Japanese were never able to test their ability to govern constructively owing to the demands of the war. Hong Kong has never been community in the ordinary sense, but an agglomeration of individuals seeking their own economic salvation as they have always done, and asking only to be left alone. Having few local resources, Hong Kong has always been supported by the commercial expertise of its immigrants, which cannot be democratized or reorganized in the interest of the community as a whole except by some form of nationalization, which is anathema to a commercial free-enterprise society. The war-time controls imposed by the Japanese administration thus had little permanent impact, and were continued after the occupation ended only until the traditional laissez-faire business and societal practices could resume full operation. Practices inconsistent with the predominately laissez-faire philosophy of the Chinese community, including the re-imposition of direct taxation in the forms of an income tax, a property tax, and a tax on business profits in 1947, met with prolonged Chinese protests. When several liberal-minded observers urged the Government to place public 310 utilities under some form of Government ownership and control as part of the postwar rehabilitation, they found the opposition of Chinese and foreign businessmen to be too strong to overcome. In 1948, journalist Su Fuxiang described Hong Kong as a “meeting point of East and West”, but one whose rulers remained English and subjects Chinese, preventing the birth of a new Hong Kong culture. Su argued that after a century of British colonialism, the Chinese in Hong Kong still could not properly be called Hong Kong citizens because they did not enjoy full representation. Although several Chinese served on the colonial Legislative Council, Executive Council, and Sanitary Board, they were appointed by the Governor rather than elected. 753 The end of Japanese administration did not lead to self-government for the Chinese but merely a return to the colonial government and another rule, albeit a more benevolent one. The new Hong Kong was dominated by Chinese who intended to remain Chinese and had little desire to build a separate, independent Hong Kong community as an amalgam of East and West. Only a relatively small number of Eurasians, Portuguese, Indians, local Chinese, and foreign families of long standing considered themselves Hong Kong citizens. 7.51 Interruption only? Although Japanese rule was brief, Japan’s successful invasion destroyed the myth of the invincibility of the British Empire in Hong Kong. The clock could not be turned back; the nature of British rule after the war could not be the same as it had been before the war.754 One authority argued that the “British Mandarinate, whatever that might mean, had come to an end in the war and had not been replaced!”755 Still, the Hong Kong masses and elites did not rise up to resist the return of the British in the same way that the peoples of Vietnam and 753 Carter J. Eckert, Offspring of Empire: The Koch'ang Kims and the Colonial Origins of Korean Capitalism, 1876-1945 (Seattle: University of Washington Press, 1991), chapter 2. 754 Steve Tsang, A Modern History of Hong Kong, (Hong Kong: Hong Kong University Press, 2004), chapter 7. 755 Lethbridge, “Hong Kong under Japanese Occupation,” 78. 311 Indonesia rose up to resist the second coming of the French and the Dutch. Nevertheless, they explicitly expressed that they were not prepared to accept a re-erection of the barriers that had hemmed them in so efficiently in the decades before 1941. The Hong Kong population’s refusal to be entirely dominated by a foreign ruler was a significant legacy of several Japanese policies and actions during the occupation. First, the Japanese administration had appointed more Chinese into the “central administration of the colony than the British had ever done”, 756 which had granted the Chinese greater representation, regardless of the motives of the Japanese for doing so. Second, the Japanese supplemented this greater representation by delegating certain responsibilities to the Chinese representatives, which had conferred a measure of prestige upon even the humbler officials. Third, the Japanese provided for representation at the local level by creating the District Bureaux and ward system, thus endowing the colony with an entirely new infrastructure of local government. The Japanese bureaucratic machine in Hong Kong was an adaptation of Japan’s administrative system, which provided services on the local level while maintaining links with the central government. The Japanese derived the ward system from the Chinese part chia system, which was also practised in Japan. The wards were grassroots organizations that provided a tighter structure for the common people 757 and whose leaders served the important role of complementing the work of the military police. None of the informants for this dissertation could cite any example of ward leaders being punished for offences occurring in their wards. The Japanese also created structures that allowed for limited progress in popular representation. No district assemblies had existed under the British in either Hong Kong Island or Kowloon, and the British had been content to deal with one or two headmen 756 Snow, Fall of Hong Kong, 130. The chief of the Hong Kong Area Bureau, Yamashita, explained in a speech that the wards were established as grassroots organizations, consistent with a system that had been practised in Japan for many years. He also said that the District Affairs Bureaux and the wards should, ideally, be financially self-sufficient. Since circumstances did not allow this, the government was paying the cost of administration. See Hong Kong Daily, December 25, 1942. 757 312 in the villages rather than encouraging the formation of any kind of a local committee. Even the Japanese promise of elections at the ward level, propagandist in purpose though it undoubtedly was, marked a contrast with prewar Hong Kong, where the only elected officials had been the two members of the Urban Council. The role of the District Affairs Bureaux and ward system in the Japanese occupation cannot be underestimated towards the present one. The present District Administration Scheme in Hong Kong was implemented in 1982 with the establishment of a district board and a district management committee in each of the districts in Hong Kong. The aim of the scheme is to achieve a more effective coordination of government activities in the provision of services and facilities at the district level, ensure that the Government is responsive to district needs and problems and promote public participation in district affairs. The Home Affairs Department is responsible for the District Administration Scheme, community building and community involvement activities, minor environmental improvement projects and minor local public works, and the licensing of hotels and guesthouses, bedspace apartments and clubs. It promotes the concept of effective building management and works closely with other government departments to consistently improve the standard of building management in Hong Kong. It monitors the provision of new arrival services and identifies measures to meet the needs of new arrivals. It also disseminates information relating to and, where necessary, promotes the public’s understanding of major government policies, strategies and development plans; and collects and assesses public opinion on relevant issues affecting the community. These responsibilities are discharged primarily through the 18 district offices covering the whole of Hong Kong. As head of each district office, the district officer is the representative of the Hong Kong Special Administrative Region Government at the district level. He has the responsibility of overseeing directly the operation of the District Administration Scheme in 313 the district. He is charged with implementing and coordinating the execution of district programmes, ensuring that the advice of the district council is properly followed up, and promoting residents’ participation in district affairs. In addition, he is required to maintain close liaison with different sectors of the community and reflect their concerns and problems to the Government. It is his duty to ensure that district problems are resolved promptly through inter-departmental consultation and cooperation. Also, he acts as a link between the district council and departments and serves as a mediator between them when problems arise. The district officer is also involved with the community at every level. He has a role to mediate in the resolution of disputes between corporate bodies and residents. He performs an advisory and liaison role in providing assistance to building management bodies. He operates a public enquiry service to enable the community to have easy access to services and information provided by government. In emergency situations, the district officer is responsible for coordinating various departments’ efforts on the ground for ensuring the effective provision of relief services. To what extent this present system is a legacy of Japanese occupation is open to debate. There is little doubt, however, that the functions of these district offices are remarkably similar to those of the District Affairs Bureaux under the Japanese occupation. Prewar Hong Kong had had districts, but these had been primarily geographical expressions, and the British had never tried to maintain any regular district offices, let alone offices run by Chinese.758 The utility of the Japanese administrative structures and their representatives were later supported by postwar testimonials. There is some evidence to suggest that the Hong Kong public were by and large fairly comfortable with the schoolmasters, village 758 Point about central government made by Ward, Asia for the Asiatics?, 68-9; Lethbridge, “Hong Kong under Japanese Occupation,” 115; Morris, Hong Kong, 252; Ching, The Li Dynasty, 111. For local government, see Endacott and Birch, Hong Kong Eclipse, 127; Kobayashi, “Taiheiyo Sensoka No Honkon”, 217; Tse, San Nian, p. 80. Professor Kobayashi maintains that Hong Kong was the sole territory occupied by the Japanese during the Pacific War in which they created new local government bodies. 314 storekeepers, and other obscure worthies who were selected to serve as their local chiefs, and, widely recognizing that the staff of the District Bureaux were in a difficult position, did not generally view them as collaborators.759 The Bureau staff continued to maintain in postwar testimonials that because the Bureaux had been “organizations for the people”, they had “had the closest connection with the population”.760 In short, the establishment of these officers recalled in some measure the wartime attempts of the Japanese to extend their control at the local government level. This demarcation was observed to be “conceptually modelled” on the precedent of the wartime District Bureaux.761 Fourth, unlike the British, the Japanese went to great lengths to publicize and explain their policies and the nature of their bureaucracy, the latter of which was remarkably adaptable and suitable for the situation in Hong Kong. At the very beginning of the occupation, the Japanese demonstrated that they had no hesitation in using their most powerful weapon, their overwhelming military strength. However, once their power had been firmly established, they were prepared to restore at least a facade of civilian rule. They realized that a government, however omnipotent or ruthless, must make some compromises with at least some of the demands of its people. They extended the practice of using natives as figureheads, which they had used in Taiwan and Korea, to Hong Kong, realizing that despite the lack of national sentiment or community spirit in Hong Kong, the appointment of several influential Chinese as representatives would create some sense of community coherence. As the Chinese leaders whom they eventually appointed to the Chinese Councils 759 Faure, “Sai Kung: The Making of the District,” 123-4. Testimony of Li Chung-ching, Head of Stanley District Bureau; near-identical testimony of Kwok Hin-wang, Head of Causeway Bay District Bureau; and testimony of Kan Man, Head of Kennedy Town District Bureau, Noma trial, WO 235/999, 300, 305, 307. The British prosecutor, Major D. G. MacGregor of the Black Watch, expressed his agreement with these assertions. Ibid., Prosecutor’s Opening Address, 12-13. 761 Information confirmed by Mr. S. J. Chan, former Hong Kong government officer, September 22, 1995. Quoted in Snow, Fall of Hong Kong, 435. 760 315 had been used to working under a colonial government, the Japanese had little trouble inducing them to resume their leadership roles under the new administration. Such appointments of representatives with little power or influence did little to serve Chinese interests but served Japanese interests by helping pacify the population. The Japanese propaganda campaign waged in Hong Kong against Western colonialism and ethnic prejudice and its associated bureaucracy, together with three-and-ahalf years of diligent indoctrination of the population, left behind an indelible legacy that would not allow for a complete return to the status quo ante after the war had ended. The sudden collapse of British power in the East was too difficult to explain away; the humiliation of the British in Hong Kong too visible. An editorial of 14 January 1942 in the Hong Kong News gave powerful expression to this mood of disillusionment: Today the British and Americans have a much greater respect for the Oriental soldier—for in Hong Kong, Malaya, and the Philippines the outcome has been the same: the vaunted supermen of the white races have melted like butter. . . . In eighteen days of conflict it was all over—horrible muddle of inefficiency and helplessness which has bequeathed a miserable aftermath.762 It addressed a particularly memorable statement to Lo Man-kam: Your return, Sir, signifies the birth of a new Hong Kong, which, in surviving the ordeal of the war years, has learned to appreciate the inestimable boon of law and order, the sense of responsibility in a greater measure of self-government foreshadowed by Your Excellency, and the need to strive for and attain an even higher standard of life and living through unity of purpose and effort. . . . Imbued with this spirit, [we are] thankfully rejoicing in deliverance from an intolerable yoke. 762 Hong Kong News, January 14, 1942. 316 Facing both a Chinese population that had been separated from its control by the Japanese interregnum and an increasingly nationalistic China, the British administration found it expedient to adopt a more placatory and less racialist attitude. The legacy of Japanese occupation was the foundation of a new Hong Kong government that drew the local elites and masses more closely together than ever before. In letters to newspapers and in conversations with Western acquaintances, bankers, compradors, teachers, journalists, junior civil servants, and company clerks all began to give vent to their distaste for the old colonial system and suggest ways in which it should be changed. Harcourt considered the immediate priorities for the civil government to be the introduction of a new constitution, the appointment of Chinese into positions of responsibility in the administration, the elimination of ethnic and racial discrimination in government service and society, and the dismissal of those who failed to realize the need for a new outlook. In turn, the populace urged an end to discrimination in the workplace as well as to the “old order based on race and privilege”, under which Asians had been denied the right to live on the Peak and debarred from admission to the Hong Kong Club, and to the stigma attached to miscegenation, as for a European to marry “a well-bred Chinese or Eurasian” was “no sin against society”.763 They advocated that more positions, including high-ranking government posts, be opened to non-Europeans, and that a plan be developed for training young Chinese for government service. They also advocated for equal pay for equal work, arguing that because the cost of living was ten times higher than it had been before the war, a Hong Kong Chinese who had spent fifteen years on the government payroll could no longer be expected to get by with a fraction of the salary drawn by his European colleagues, regardless of how 763 Comments of a “Hong Kong Chinese lady teacher” and a “well known and respected banker” cited in WIS no. 5, October 25, 1945, and comments of a “Chinese lady graduate of the University of Hong Kong” cited in WIS no. 6, November 1, 1945, CO 129 592/6, 61, 74-5; comment of a young university-educated Chinese with a Eurasian wife quoted in Clark, An End to Tears, 165. 317 unfavourably the latter might compare with him in terms of experience or ability. To press their point even further, they warned, “Such a state of affairs can have only one result— namely, the transfer of the victims’ friendship and likings to the Americans, a trend already apparent in China”.764 To ensure greater representation of the Chinese in the running of the colony, they asserted that an increased number of Chinese should “sit on the Legislative or the Executive Council to coordinate public opinion and the Government’s Urban and District Councils should be organized so that ‘lesser fry’ too could have opportunities for public service. And the censorship which had been slapped on the Chinese press in the twenties and thirties should be repealed”.765 More rapidly than had the Japanese administration, the British administration became aware of an “undercurrent of discontent” among their more articulate Asian subjects. 766 Harcourt recognized that any British behaviours that reflected a prewar mentality were “absolutely taboo” and discordant with the enlightened “1946 outlook” 767 that the local population expected of the administration. Such a perspective accorded with that of the British drive for reform in London. The new Labour government under Clement Attlee pledged to pursue the goal of decolonization in every part of the Empire, and the top officials whom London sent to pursue that objective in Hong Kong were personally sympathetic to the “1946 outlook” of the local public and convinced of the need to accommodate it. Pursuing long-term, systematic, legislated change after his return, Young enacted legislation that led to a spectacular break with the past almost immediately. On 27 July 1946, 764 Comments of a Chinese lady formerly employed as a clerk by Jardine Matheson and of a Chinese employed by the Hong Kong government cited in WIS no. 5, October 25, 1945 and WIS no. 7, November 6, 1945, CO 129 592/6, 50, 74; letter from J. Lee, South China Morning Post/Hong Kong Times, September 9, 1945. 765 Letters from J. Lee and “Res Publica,” South China Morning Post/Hong Kong Times, September 9 and 18, 1945. 766 Harcourt, Rear Admiral Ceil, lecture on the British Military Administration of Hong Kong to Royal Central Asian Society, London, November 13, 1946, published in Journal of the Royal Central Asian Society, vol.34, 1947, 7-18. 767 Ibid. See also Tsang, Democracy Shelved, 26; Frank Welsh, History of Hong Kong, (London: HarperCollins, 1997), 434. 318 the restored civil government announced the repeal of the carefully crafted 1918 ordinance that had debarred Asian citizens from living on the Peak—from now on anyone who could afford to do so could live on the prestigious heights overlooking Victoria—and abolished a ruling designed to prevent local settlement in the hills on the island of Cheung Chau, another choice part of the colony confined to Europeans. Residential apartheid had ended. Young then confirmed and expanded the tentative moves that the British military administration had made to provide local Asians with new opportunities, officially announcing that more local people were to be recruited for government jobs. By autumn 1946, a broad push for “localization” was well under way. In October, a Hong Kong Chinese was enrolled for the first time in the Cadets, the elite stream of the colony’s civil service. The choice for this privileged posting fell on Paul Tsui, the wartime loyalist who had played a major role in selecting local Chinese for the BAAG. Young and his team then aimed at nothing less than a complete substitution of local for expatriate personnel lower down in the hierarchy. Radical ethnic changes were launched in the police force, and, in keeping with the ideas that had been mooted in Stanley by Police Commissioner Pennefather-Evans, Young readied plans for the phasing out of European inspectors, a project aided by the fact that the bulk of the prewar European officers had been sent home to recuperate. After 1,002 local Chinese and no Europeans were recruited into the police force in 1946, the Chinese contingent of the police force exceeded fifty percent for the first time.768 Lastly, Young set to work on an overhaul of the colony’s political system. As his predecessor had done in the late 1920s, he called for a slight increase in the number of local leaders attached to the Governor’s side, but the objective this time went a great deal further. 768 See Annual Report on the Hong Kong Police Force 1946-47, 9-10; Miners, “Localisation of the Hong Kong Police Force, 1842-1947”, in Journal of Imperial and Commonwealth History, vol. XVIII, no.3, October 1990, 311-2. A contingent of British police from the former Shanghai Municipal Police Force were brought to Hong Kong in 1945 and 1946, mostly in the capacity of sub-inspectors. This move was presumably intended to tighten the British grip in the first precarious months after Harcourt’s arrival, and does not seem to have held back the drive towards localization that took place under Young. 319 In his inaugural statement in May 1946, he proclaimed Britain’s purpose of giving the entire Hong Kong population “a fuller and more responsible share in the management of their own affairs”.769 Young advised the Colonial Office that it would be “useful as well as politically expedient” to increase Chinese membership on the ten-seat Executive Council from one to two (hence the combined elevation of M. K. Lo and T. N. Chan).770 Young had brought with him a scheme for reform that had been sketched out in the final months of the war by the Hong Kong Planning Unit in London. In its essence the Young Plan, as it came to be known, entailed nothing less than the transformation of Hong Kong from an autocratically managed Crown Colony into a self-governing city-state. The old Urban Council with its modest element of election was to be expanded into a thirty-seat Municipal Council set up “on a fully representative basis”. Half of the seats would be occupied by Hong Kong Chinese and half by Europeans, while two-thirds of the seats would be directly elected and the remainder appointed by representative bodies such as the Chinese professional guilds. Vastly more powerful than its predecessor, the Municipal Council would operate in tandem with the established Government, gradually taking over such major spheres of activity as education, social welfare, town planning, and public works. During the course of the summer, the Young Plan was submitted for consideration to the Hong Kong Chinese General Chamber of Commerce and other local bodies, and in October it was formally recommended by the Governor to the Colonial Office. 769 Quoted in Endacott and Birch, Hong Kong Eclipse, 280; Tsang, Democracy Shelved, 32 and Hong Kong: Appointment with China, (London: I.B. Tauris, 1997), 54. See also Lethbridge, “Hong Kong under Japanese Occupation,” 123. A move of this kind was seen as all the more desirable in view of the “tainted” character of the prewar Chinese leadership. See Hazlerigg memorandum to Gent, December 31, 1945, CO 129 594/9, 153-4. 770 Young to Creech-Jones telegram no. 84, May 10, 1946, CO 129 594/9, 104; Tsang, Democracy Shelved, 47. Several officials, including both Gent in London and MacDougall in Hong Kong, had argued in favour of strengthening the Chinese presence on the Legislative Council as well. MacDougall had urged that at least three seats on the Legislative Council be occupied by Chinese, and had recommended that as few Europeans as possible be appointed to the Council. Young maintained more cautiously that there should be at least three Europeans on the Council to balance the Chinese. Other influential figures, notably the special adviser Hazlerigg, were opposed to making drastic changes in either the Executive or Legislative Councils at a time when the altogether novel Municipal Council was being introduced. 320 A more tentative form of democratization was introduced into the established governmental structure as well. The “unofficial” members of the Legislative Council, the members appointed from the major firms and other non-governmental bodies, would now have a majority over the ex-officio members who were obliged to vote as the Governor ordered, and two of these unofficial members would be nominated by the new—and partly – elected— Municipal Council. The push for democracy even extended into the colony’s hinterland. In 1946, elections were held for the first time in some of the districts of the New Territories, where representatives of twenty-eight sub-districts were chosen to sit on a network of rural committees.771 Economically, British impoverishment through the sacrifices of the war was discouraging the inflow of British capital into the Colony at the same time that the Chinese were increasingly expanding small family businesses and often generating their own capital for expansion. Increasing numbers of Chinese entered the professions, such as law, medicine, and accountancy, partly because the Government had opened professional posts to them. Chinese self-respect was enhanced by their success in competing with Europeans in the professional examinations and in gaining high academic qualifications in overseas universities, achievements that made it impossible to deny them a correspondingly enhanced status in the Colony. At the same time, the Hong Kong foreign community was undergoing great changes. War casualties and early retirement due to privation meant that a great number of Europeans never returned to the Colony, and the old colonial element was considerably diluted by newcomers from Britain who brought a more liberal attitude with them. The 771 Lethbridge, “Hong Kong under Japanese Occupation,” 120. Part of the reason for this experiment was the generation gap between the village elders who had acquiesced to the Japanese occupation and the younger people who had joined the resistance. Rancour and recrimination had persisted in the villages considerably longer than in urban Hong Kong. Under these circumstances, popular election was judged to be the sole way to choose rural committees that would be regarded as representative and on whose authority the government could rely. The British decision was also influenced by the continuing presence in some places of village committees set up by the Japanese. See Snow, Fall of Hong Kong, 303. 321 customary loud shouts of “Boy!” by clients in bars and clubs gradually ceased. The war had clearly spelled the end of what may loosely be termed the colonial era. Later events, such as the Communist takeover of China in 1949, followed by the flood of Chinese refugees, including entrepreneurs from Shanghai, into Hong Kong merely fortified the tendency of making the leaders of the business community the most important and powerful figures in the Colony and the unofficial formulators of government policy. The refugees imposed an enormous financial burden and created social problems in the colony that these business leaders could partially resolve by providing jobs. They could accept no help from the government, which had never adhered to any form of Keynesian economic policy; to this day, even the public utilities are privately owned. The laissez-faire philosophy of the business community had prevented, and continues to prevent, the development of any form of “municipal socialism”. Hong Kong continues to prosper, as The Economist notes, “on a governmental philosophy of laissez faire that one had not expected to meet this side of the nineteenth century”.772 Government may have been more progressive in its views than the Chinese community and business leaders, but when it lacked the support of this important constituency—one whose power it had just increased—it was often forced to compromise with it. In conclusion, the overwhelming Japanese victories in the first few months of the Pacific War inevitably undermined confidence in the security offered by the British flag. Most European colonists had, until that time, been utterly secure in the conviction that their empires were immortal. That dream ended abruptly with the Japanese invasion; in less than six months, the Japanese had seized with impunity what the European colonial powers had taken several centuries to acquire, ending what may loosely be termed “the colonial era”, and 772 “Hong Kong: A Survey,” The Economist, November 14, 1964. 322 demonstrating to the Chinese that the British were no longer an international power of real importance. 7.6 Significance of the Japanese Occupation in the Transformation of Postwar Hong Kong After their invasion and occupation of Hong Kong, the Japanese ensured that the myth of supreme British power had indeed been shattered by ceaselessly promoting their doctrine of Asian self-government and hostility towards Westerners. Even Westerners who spent part of the war in the occupied city had no doubt that this doctrine would leave its mark: their side would win, but, as one put it grimly, “ours will be no victory”.773 The effects of this doctrine manifested in the calls for reform that broke out among articulate Asian citizens just weeks after Harcourt’s arrival. The clamour for an end to social and political discrimination recalled, almost point for point, the critiques of prewar British rule that had filled the pages of the Japanese-sponsored Hong Kong News in January and February of 1942. The local Chinese were buttressed by their new power at the expense of the British by China’s new status as one of the victorious Allies. One local schoolmaster observed that now that the Chinese had “risen in the social scale”, they “wished to live on equal terms with the Europeans”.774 In view of all the suffering inflicted by the Japanese occupation, few citizens were willing to acknowledge that Japanese policy or administration had created the conditions that had given rise to their demands for reform. However, several postwar demands were explicitly ascribed to a Japanese precedent. One South China Morning Post correspondent who advocated a system of District Councils to increase opportunities for “lesser fry” to participate in government declared frankly that “the Japanese introduced it here and it might 773 Ward, Asia for the Asiatics? p. 10. In September 1943, Emily Hahn similarly predicted, “We’ll win, but we’ll still be up against the colour bar and all the resentment it stirs up”. The Japanese, she noted, had got a “head start” in this respect. See Hahn, Hong Kong Holiday, 259. 774 Chinese schoolmaster quoted in WIS no. 8, November 13, 1945, CO 129 592/6, 36. 323 be revived for the new Hong Kong”. Alluding to the grassroots control measures employed by the wartime regime as a possible basis for his proposed Poor Law arrangements, he pointed out, “The Japanese made use of the District Bureaux to compile a register of residents, and a new Hong Kong should have little difficulty in compiling a better one”.775 In an August 1945 report, S. Y. Lin, a former Superintendent of Fisheries Research, provided a surprisingly positive account to Dr. Herklots, who was on the point of launching his new Fisheries Organization, of the “considerable success” achieved by the fish-handling system introduced under Japanese rule. Advising that the wholesale fish market be “similar in the main to that which the Japanese had adopted, with some modification”, Lin suggested that the District Syndicates of the Japanese period could be “changed easily into a Fishermen’s Cooperative Society”.776 Dr. Herklots later recorded that his eventual scheme for cooperative fish marketing had “incorporated a number of Mr Lin’s suggestions”.777 Although few British were willing to acknowledge that any specific reform that they had enacted had in any way been inspired by Japan, the legacy of Japanese occupation manifested nonetheless. Possible legacies of Japanese wartime practice appeared in the holding of regular press conferences to keep the public abreast of their latest decisions and in British postwar promotion of intensive crop-raising in the New Territories, but such links are at best hypothetical. More obvious manifestations of Japanese legacy appeared in a system 775 Letter from “Res Publica” in South China Morning Post/Hong Kong Times, September 18, 1945. The vision of Chinese members of the Executive and Legislative Councils, whose task would be “to coordinate public opinion and the Government”, may reflect memories of the wartime Cooperative Council, whose function was to act as a sounding board. The call for free schooling may have indicated a desire to maintain the innovative if limited scholarship system that the gentry had pioneered through the General Relief Association between 1942 and 1945. In both cases, however, the links cannot be proved. 776 See S. Y. Lin, “Brief Report on Fisheries of Hong Kong under the Japanese Occupation,” enclosed with G. A. C. Herklots’ report to MacDougall on the Fisheries Organization, October 18, 1945, CO 129 591/20, 11-13. The fact that the writer’s name is given as Lin rather than the Cantonese equivalent Lam seems to suggest that he was of northern rather than local origin. 777 G. A. C. Herklots’ note on Lin Brief Report enclosed with Herklots’ report to MacDougall on the Fisheries Organization, October 18, 1945, CO 129 591/20, 13. See also Tse, San Nian, 76. 324 introduced for marketing vegetables778 and the rural representative committees that Young and his officials began to organize in 1946, which were essentially modelled on those that the Japanese had established during the occupation as a more efficient substitute for the loose prewar British system of ruling through village headmen. Japanese-sponsored committees had still been functioning in Saikung and other districts at the time of the British return, and the spread of representative bodies in the countryside was described as “owing something to Japanese-inspired wartime creations”.779 As these new aspects of the British administration demonstrate, the Japanese succeeded politically in establishing the foundations of a New Order in Hong Kong despite their ultimate defeat militarily. Thus, although difficult for them to acknowledge, the occupation ultimately worked to the benefit of the leaders of the Chinese community. As a result of the British failure in the Far East, the Chinese were able to make the Government of Hong Kong a government that served their own interests, one of which, as expressed in Lethbridge’s words, was the acquisition of wealth: The British Mandarinate collapsed in 1941: it has never been replaced. The “Peak mentality” and colonial arrogance were put aside. . . . The local population . . . seem to have acquired greater trust in the Administration. They were impressed by the speed with which the rehabilitation of the economy was achieved, by the establishment of law and order and of a milieu favourable to the acquisition of wealth.780 778 Hayes, “The Nature of Village Life,” 60. Ibid., See also Faure, “Sai Kung: The Making of the District,” 202-3. 780 Within the first month after Hong Kong was opened to trade on November 23, 1945, the Colony was thrown open to trade, and in the following month the first commercial ship arrived in the harbour. During this early period of rehabilitation, over 23,000 free meals were provided daily to feed the destitute, rationing and pricecontrol systems were established, the basic worker wage was raised from twenty-five cents to one dollar, and the Hong Kong dollar was successfully reintroduced. At the same time as the poor were receiving assistance, the business community was receiving especially favourable treatment, as the Government found itself forced to prop up the business community to ensure its survival. For example, the boards of directors of public utility companies, which were supposed to function under the general supervision of the Government, were allowed to run their companies with only nominal Government control, and their shareholders were safeguarded by the Government’s agreement to meet any losses and pay a fair rent for the use of the companies’ property and plants. 779 325 The Government honoured its pre-war debts and obligations and compensated its former employees. Its post-occupation record was admirable—it believed in business first.781 Despite this great achievement and sporadic attempts to introduce a more advanced structure of municipal governance, Hong Kong’s legacy as a colony has impeded its evolution into an independent nation to this very day. Many of the Hong Kong notables benefited from this policy, and no doubt felt gratitude, or at least less antagonism, toward the administration, one that was prepared to guarantee, or at least provide the conditions for, their continued existence as members of a high-status group. Finding their credentials endorsed by a government that desperately needed them and that sought their loyalty, Hong Kong notables found themselves part of a process that drew government and business more closely together than had been the case before the war. 326 Chapter 8 Conclusion 8.1 Conflicting Loyalties: A Review of Collaboration in Hong Kong during the Japanese Occupation 8.11 Difficulty in Defining “Collaboration” in a Hong Kong Context As explained in detail in chapter 1, this dissertation used the term collaborator to refer to one who willingly assists the enemies of his or her state in conducting military operations against his or her state or in implementing policies after gaining control of the state. The Hong Kong Government in the Chinese Collaborators (Surrender) Ordinance of 17 May 1946, which made provisions for the handover of Chinese collaborators taking refuge in Hong Kong to China in accordance with a United Nations decision, defined a collaborator as one who had “done any act or thing designed or calculated to benefit the enemy, or hostile or detrimental to, or designed or calculated to defeat, hinder or prejudice the cause of the United Nations or the prosecution of any war in which any of such nations were engaged”, with design and calculation clearly being the operative words. According to English Common Law, collaboration can take the extreme form of treason, historically a capital offence defined as being “adherent to the King’s enemies in his realm, giving them aid and comfort in the realm or elsewhere” committed (a) by any British subject in any part of the world or (b) any alien who voluntarily resides on British territory. Alternatively, the offence may be a breach of defence regulations, for which the maximum penalty has historically been imprisonment for life, and could be committed by anyone. The Hong Kong Defence Regulations of 1940, based directly on the British Defence (General) Regulations of 1939, provided that “if, with intent to assist the enemy, any person does any act which is likely to assist the enemy or to prejudice the public safety, the defence of this Colony, or any other part of His Majesty’s dominions or the efficient prosecution of the war, 327 then, without prejudice to the law relating to treason, he shall be guilty of an offence against this regulation and shall on conviction on indictment, be liable to imprisonment for life”.782 Collaboration with the enemy was not a phenomenon peculiar to Hong Kong or WWII. All the peoples of Southeast Asia faced similar conditions and choices, as indeed all the conquered have faced in every age; there have always been and always will be those willing to break the law in pursuance of ideals to which they believe they owe a greater loyalty. Collaborators in Hong Kong may have genuinely believed in the doctrine of Asia for the Asians, however much they might suspect that the Japanese were bent on substituting their own domination of Asia for that of the West. How many willingly supported the Japanese cause is difficult to ascertain. There was certainly no lack of volunteers for posts in the Japanese administration, including in the police force, but what evidence there is suggests that the vast majority of local people cooperated with the Japanese with reluctance and misgivings, and as a matter of mere survival. Perhaps a distinction can be made between collaboration during the hostilities and that during the occupation. The offence remains legally the same, but in the former case the intent is obvious and the individual has made a deliberate choice. Occupation posed different and difficult problems, as the Hong Kong Government could no longer provide protection or enforce laws, leaving individuals to decide for themselves what to do after weighing the possible consequences and understanding that any course of action was necessarily a compromise. The nature of collaboration is particularly ambiguous in a colonial society where the difference between the rulers and the ruled was based on ethnicity. Collaboration in Hong Kong was quite different from that in a homogeneous community like France which, under Petain, was forced to determine whether to cooperate with the Germans. Hong Kong was not one but a number of communities, each with its own loyalty and whose members, 782 Endacott, Hong Kong Eclipse, 237. 328 free to leave and return, were held together only by economic self-interest. If the Chinese could secure the same economic opportunities under the Japanese that they enjoyed under the British, there seems little reason why they should not accept the substitution of Japanese for British rule, was the purposes for which they resided in Hong Kong would be equally served by both. None was compelled to reside in the colony except a few indigenous Chinese villagers. In such a society, collaboration was not regarded as the heinous action that it was in close-knit communities in France. Several other factors must also be considered when assessing the nature of Hong Kong collaboration. First, the masses of newcomers fleeing from the Japanese had no time to develop any loyalty to Hong Kong. Second, the British had made little attempt to enlist the loyalty of the Chinese until just before hostilities broke out, no doubt because of the high proportion of refugees among them. Third, the Hong Kong Government was neither representative of nor responsible to the people of Hong Kong, who did not seek political power as long as they could carry on their economic activities freely. Fourth, there was great uncertainty regarding the outcome of the war, as Japan’s unbroken chain of successes and range of conquests made a Japanese victory appear as likely as an Allied victory during certain periods of the occupation. Until 1943, there was likely widespread belief that the Japanese conquest of Hong Kong might prove to be permanent, in which case the prudent course of action would be coming to some terms with the occupying authorities, aiming to achieve the least harmful compromise until the situation became clearer while hoping not to jeopardize the chances of an Allied victory. Gaining understanding of this context is necessary to gaining understanding of why only a very few individual or group was prepared to confront the Japanese openly during the occupation in Hong Kong, as did some French patriots against the Germans. 329 The essential element in criminal collaboration is a deliberate intention to assist the enemy. Therefore, while some consider all obedience to Japanese regulations during the occupation to have been a form of collaboration, most understand that it was a form of obedience mitigated by the absence of intent. Often individuals had no choice but to obey, such as when the only form of employment necessary to obtain basic goods for survival was working for the Japanese. The mainland Chinese could and did return to their villages, where the most that they could expect was bare subsistence. Many Eurasians had nowhere else to go, and after their supply of gold ornaments had been depleted, they were forced to choose between serving under the Japanese or starving. Locally recruited Government officers were faced with a unique dilemma: They had not only not been discouraged from continuing in their positions by the British but actively advised to do so. Many police who served under the Japanese were undoubtedly assisting the enemy, but only a limited number did so with any enthusiasm. For most it was simply a matter of survival; there could be no moral obliquity is such a context of duress, regardless of what the law might say. The main argument used to defend collaboration was that some collaboration was necessary to serve the interests of the people. For an example, the teaching of the Japanese language might be considered a form of collaboration, as it assisted the Japanese in imposing their own language and culture on the proposed Greater East Asia Co-Prosperity Sphere. Many religious neutrals who controlled schools conscientiously felt they could not object to teaching Japanese because it did not conflict with their main purpose, which was to educate Chinese youth according to principles that they believed to be right. They had taught English when the British were in control, and by the same token they could see little justification for refusing to teach Japanese under the new administration. A few rare Hong Kong Chinese citizens with a sense of social responsibility reluctantly expressed that it had been necessary to cooperate with the Japanese as the only way to serve their community and mitigate the 330 severity and rigours of the occupation, arguing that some had had to represent the interests of the people to make the views of the Chinese majority heard. Those prominent figures who did not flee Hong Kong, as did many of their compatriots, were in a very real sense making their loyalty to Hong Kong known, regardless of unofficial requests by British officials to undertake this responsibility. Apparent collaboration in Hong Kong by such people was certainly fraught with more serious consequences than the inconspicuous deeds of comparatively unknown members of the public that often passed unnoticed. Members of the Executive or Legislative Councils could never escape the significance of their former official positions, particularly as the Japanese had put great pressure on them to collaborate, along with the unofficial members of the Chinese Councils and the leaders of commerce and industry. If, after being rounded up at the onset of the occupation, confined in admittedly reasonably comfortable conditions,783 and then called on to collaborate to further an Asian agenda at a luncheon, these Chinese leaders had refused to collaborate, they would have inevitably laid themselves open to suspicion. As Sir Robert Kotewall had been the senior unofficial member of the Executive Council, it was vitally important for the Japanese to secure his cooperation, as well as that of Sir Shouson Chow, the first Chinese to be made a member of the Executive Council. After the war, these two men were in a special category, not only because of their standing but also because they had worked with the Japanese at the invitation and with the express approval of leading members of the Hong Kong Government. On 1 January 1942, R. A. C. North, Secretary for Chinese Affairs; J. A. Fraser, Defence Secretary; and C. G. Alabaster, AttorneyGeneral, called on Kotewall and Chow and requested them to act on behalf of the Chinese in Hong Kong, where British officials were now powerless, and to promote friendly relations 783 FO 371/31671/1942. Telegram M.205, January 29, 1942 from Military Attache, Chungking. This reported that a Chinese puppet governor had been appointed. However, as well as local considerations, the Japanese had diplomatic motives in China for this treatment of prominent Chinese citizens. 331 between the Chinese and Japanese to the extent necessary to restore public order, protect life and property, and preserve internal security.784 Kotewall and Chow therefore had reason to believe that the British had empowered them to cooperate with the Japanese to the extent necessary to enable them to do whatever possible to assist the Chinese community. To what extent they were in fact able to do so for the Hong Kong community is difficult to determine. They were treated in a cavalier manner, if not with disrespect, except in public venues where their “face” was respected. The Rehabilitation Committee held fiftynine meetings until its brief tenure ended on 30 March 1942, but its members were not allowed to consult Heads of Departments and were forced to work with Japanese interpreters. Members were given orders for which they had to assume responsibility in public, and after being ordered to make speeches, give radio talks, and submit drafts for approval, endure seeing garbled versions of their presentations in the press. When the British returned, Kotewall resigned his membership of the Executive Council on the grounds that doing so was the honourable course to take. Governor Young agreed, and warmly commended him for his public service to Hong Kong. Other prominent Chinese, including unofficial members of the Legislative Council and commercial leaders, found themselves forced into membership of the Chinese Councils, but managed to keep in the background by toeing the line just enough to allay suspicion. A few were undoubtedly whole-hearted collaborators. The Japanese-educated Lau Tit-shing, President of the Chinese Japanese Returned-Students Association and Chairman of the Japanese-sponsored Chinese Bankers’ Association, was very pro-Japanese, as his speech of congratulations on the fall of Singapore reported in the Hong Kong News of 17 February 784 See the account given after the war by R. A. C. North in South China Morning Post, October 2, 1943. North stated that he had “requested Sir Robert Kotewall and Sir Shouson Chow and their colleagues to take upon themselves what should have been my duty. These gentlemen in carrying out this task were abused and humiliated by the Japanese and were misrepresented and abused by some of their friends. I regret more than I can say that misunderstandings should have arisen over this matter and I sincerely hope that the true facts will now be realized”. 332 1942 clearly shows. Chan Lim-pak, a prominent businessman who later became a fourth member of the Chinese Representative Council, was a well-known Japanese supporter who had been arrested by the British during the fighting on a charge of aiding the enemy. A larger number of Chinese collaborated with the Japanese in districts where close contact with the people afforded greater opportunities for community service. Some no doubt acted from selfinterest and others from a genuine belief in Japan’s self-proclaimed mission of freeing Asia, but many more as a way to survive. The British tended to take a broad and understanding view of collaboration with the Japanese, and in some cases condoned it on grounds of political expediency. For example, the Burmese National Army had fought for the Japanese during the Burma Campaign, an active collaboration amounting to the clearest treason, until deserting in order to fight once more on the British side. Regardless of their treason, the British welcomed their return on the grounds that the Burmese had been primarily fighting for their own independence and that it would be politically undesirable to take punitive action. The New Territories villages did not escape the controversy regarding collaboration. Many of the younger men who had joined the communist guerrillas and imbibed communist ideas, particularly those in the Hakka Districts in the Saikung area and the area north of Tolo Harbour, returned after the end of the war proud of their record in resisting the Japanese and assisting the United Nations’war effort. As such, they tended to be contemptuous of the village elders who had remained behind, whom they accused of collaboration. Deep and bitter feelings within local communities resulted in a spate of accusations, mutual recriminations, and a strident demand for retribution against the guilty. In response, the British military administration established a War Activities Committee to identify and inquire into the activities of suspected collaborators. To assist its efforts, it appealed to the public to come forward with information and reviewed BAAG files and descriptions of the 333 experiences of its underground agents. Although over fifty suspected collaborators were being held in custody by December 1945, there was considerable delay in bringing them to justice because of the shortage of police, the absence of witnesses, and a hesitation to bring these cases before the military courts under the military administration. The proceedings against collaborators were quite different from the War Crimes trials of Japanese nationals, chiefly members of the armed services accused of crimes against humanity and the accepted usages of war, which were contemporaneously being held in Hong Kong before specially constituted Allied military tribunals. As, unlike the Japanese, the collaborators were charged with specific offences under English law, such as treason or breach of the Defence Regulations, it was considered preferable to bring them before the ordinary civil courts in due process of law, even if this meant waiting until normal civil government had been restored. This arrangement also had the advantage of avoiding the awkward situation of some suspects being tried by the military courts under the military administration and others by the ordinary civil courts. Instructions from London the previous March directed that future proceedings should be taken only against collaborators proved to have committed atrocities, a ruling that gave the collaboration trials even greater similarity to those being conducted by the special War Crimes Military Courts. However, when the restoration of civil government continued to be postponed, it became clear that further prolonged delay would be unfair to those in custody. The collaboration trials opened on 17 February 1946 with public committal proceedings being held against six persons accused of treason before a summary military court. One defendant was sentenced to death and hanged in Stanley Gaol the following July after an appeal for clemency had been rejected. Another, a Eurasian, was acquitted but banished for life, while the charges against the two others appear to have been dropped, as their names do not appear in any subsequent newspaper reports of proceedings or in any official records. After the 334 restoration of civil rule on 1 May 1946, a total of twenty-nine suspected collaborators, including one woman, appeared before the magistrates in committal proceedings. This figure includes the twenty-one committed by the magistrates and presumably the remaining eight who came up from the Summary Military Court. Of these twenty-nine, five were sentenced by the magistrate on a charge reduced from treason or breach of the Defence Regulations, and three were acquitted.785 According to newspaper reports, thirty-one persons appeared before the Military Courts before 30 April 1946, when the military administration ended. The trials attracted some criticism on the ground that relatively unknown collaborators were being charged while more important figures felt to be equally guilty were escaping justice. As time passed, the Court demonstrated a tendency towards greater leniency, for example ordering that the sentence of three years’ hard labour awarded in one case should commence from the date of arrest of the accused. The annual reports of the judiciary show that no committal proceedings were taken against collaborators in the magistrates’courts between 1947 and 1948 and that the Supreme Court had completed its last collaboration case in May 1947. Amongst the thirty-one persons reported by the newspaper, five of the accused received the death sentence, four from the Supreme Court and one from the Standing Military Court, and were hanged in Stanley Gaol after their appeals had been dismissed. The remainder, except one who was acquitted, received terms of imprisonment with hard labour as follows: two received fifteen years, one being reduced by the Appeal Court from a life sentence; two received ten to twelve years; seven received six to nine years; nine received 785 Included in the total was Inouye Kanao, the Japanese interpreter who was so hated by the men in Shamshuipo. He had been tried for war crimes by the special Military War Crimes Court and condemned to death on 25 May 1946, but it was then decided that as a Canadian, he had been guilty of treason, and would have to be re-tried on that count by the Supreme Court. He claimed to be a Japanese citizen who owed no allegiance to the Crown, but was found guilty, sentenced to death on 23 April 1947, and hanged in Stanley Gaol the following August after his appeal had been dismissed and leave to appeal to the Privy Council refused. One of the twenty-nine, a European who worked for the Japanese at the Dairy Farm during the occupation, was acquitted. The remaining twentyeight were found guilty on one or more counts of their indictment and sentenced. They included six Indians, seven Europeans or Eurasians, and fifteen Chinese. 335 two to four years; one received one year; one received six months; and two, including a woman, received one day.786 Two distinctive features of these collaboration trials stand out: they occurred within a relatively short period of time—between February 1946 and May 1947—and affected relatively—according to newspaper reports, only thirty-six people were formally prosecuted. Proceedings against the remainder held in custody appear to have been dropped. 8.12 Reflection on Collaboration in Hong Kong By exploring the manner in which the Japanese government in Hong Kong both exploited and appealed to the interests of the Hong Kong elites and masses, this dissertation endeavoured to explain the seeming readiness with which the Hong Kong populace accepted Japanese occupation and engaged in cooperation with the Japanese military administration. In the course of doing so, it demonstrated the manner in which the Japanese in Hong Kong simultaneously assumed the roles of agents of socioeconomic change and oppressors, creating a partnership based on “mutual dependence and advantage”. The actions of the Hong Kong elites and masses during the Japanese occupation demonstrated that self-rule was not a skill confined to Europeans, and that one aspect of survival by self-rule had been acceptance of the need to cooperate with the Japanese for the survival of their community. From the establishment of British administration in the nineteenth century and into the twentieth century, Chinese notables had collaborated with the colonial authorities to build and preserve Hong Kong as a special place dependent on not being part of China “proper”. Having collaborated with British colonialists before the war, 787 786 Hong Kong Law Reports, Vol. XXX (1946-7), 66-77. From the perspective of the forerunners of the local Chinese elites, Japanese occupation in Hong Kong had not been imposed in a “one-way” manner. The occupation in Hong Kong was made possible with local Chinese cooperation, consistent with a long tradition of cooperation with foreigners. LooAqui and Kwok Acheong had helped the British during the Opium War, which led to the cession of the island, and contractors such as Tam Achoy were instrumental in the building of the infant colony. Indeed, without their help, there could well have been no colony for the British to rule. For the Chinese who helped found and build the colony, British colonialism provided invaluable opportunities. By rewarding these men with privileges such as land grants, 787 336 it likely appeared rational to continue collaborating with the new colonialists—the Japanese—particularly as most felt only a diffuse loyalty to either an emerging entity called “China” or the village or region that they had left behind many years ago.788 Therefore, using the term “collaborators” to denote the local elites who had cooperated with the Japanese occupiers is disingenuous. As no comparison can be made, for instance, between occupied Hong Kong and occupied France, no comparison can be made between so-called Chinese collaborators in Hong Kong and French collaborators in Vichy. The French collaborators were citizens of what had been an independent country, whereas the Hong Kong “collaborators” had merely exchanged one overlord for another. To whom and to what did the Hong Kong Chinese properly owe allegiance? The postwar British administration appears to have understood the conflict of loyalties resulting from the anomalous position of the Hong Kong Chinese, who expressed loyalty and maintained ties to their families and kin, the Chinese community in Hong Kong, and to certain regions and associations, but not to any entity as large as a nation-state. Being neutral under the prewar British administration, the local Chinese community in Hong Kong believed it only pragmatic to remain neutral under the Japanese military administration; had the Chinese communists overthrown the Japanese, they would have undoubtedly remained neutral. Their loyalty was never to a people but always to the concept of Hong Kong. As one resident best expressed their belief, “Our loyalty has never been to the Queen. But it has been to Hong Kong”.789 lucrative monopolies, and separation of the business and residential districts, the colonial government helped foster the growth of a Chinese business elite in Hong Kong. As the colonial nature of Hong Kong enabled the members of this elite to join a traditional order from which they had been excluded in China, their success was inseparably linked with the colonial nature of the island. 788 The Cantonese term Heung Ha is used to describe “the province, district and village from which each person derives his ancestry, usually in the direct male line and usually for many generations, even if neither he nor his father has ever set eyes on that village or knows the way there”. Hong Kong: Report on the 1961 Census, vol. 2, xlviii. 789 Quoted in The Economist, London, April 13, 1996. 337 8.2 Comparison of the Japanese Administrations in Hong Kong and Singapore Examination of the Japanese occupation of Hong Kong and Singapore reveals that the Japanese invaded both territories for the same purpose—ensuring the security and supporting the economy of Japan—before subsequently installing a similar military administration in both territories. However, the nature of the administration in each colony had differing political, economic, and social impacts on these territories that indelibly affected their later development. 8.21 Similarities in the Japanese Administrations in Hong Kong and Singapore The pre-eminence of strategic considerations and the quest for prestige ensured that the Japanese administrations in Hong Kong and Singapore would be overwhelmingly military in nature.790 Having reserves of war resources for about two years, top policymakers in Japan understood that a prolonged war would require the import of resources from other territories, resulting in their priority on conquering new territories to exploit their resources to the maximum extent. Such policy accorded with the Japanese military’s belief in self-sufficiency, which could be achieved through colonial expansion, and brought with it military glory and respect. Due to the predominance of the military in Japan and the Japanese colonial empire, Japanese colonial planning and administration were removed from the civilian approach.791 The policies implemented in Hong Kong and Singapore had to serve both the immediate objective—the ruthless exploitation of resources—and the long-term objective— the creation of the Greater East Asia Co-Prosperity Sphere—of the Japanese Empire. In between fulfilling these objectives a series of other goals must be fulfilled: first, ensuring that the colonies could be defended from attack; second, exploiting the colonies’ potential contribution to the prosecution of the war; third, politically and economically assimilating the 790 Lewis H. Gann, “Western and Japanese Colonialism: Some Preliminary Comparisons”, ed. Ramon H. Myers and Mark R. Peattie, The Japanese Colonial Empire,1895-1945, (Princeton: Princeton University Press,1984), 503 791 Ibid., 506-7. 338 colonies into the Japanese Empire and a pan-Asian system controlled by Japan; and fourth, serving as bases for the assimilation of other colonies into Southeast or East Asia by functioning as major centres of transport and production. Historically, civilians have rarely played a vital role in the design and development of colonial empires. The colonization of Singapore and Hong Kong was no exception, as their administration was largely the domain of the military. The Governors, mostly Army men who put military objectives first, were vested with executive, legislative, and judicial powers, in effect giving them absolute power to rule their colonies. As the military in Japan enjoyed a higher status than any of its European counterparts, its officers were not only more powerful than their civilian counterparts in Hong Kong and Singapore but also their military counterparts in other empires. Granted special rights by the Meiji Constitution and under the direct command of the Emperor, they could force their will upon civilian leaders in Japan as well as those in the Japanese colonial empire.792 The structure of the military supported the hardline nature of the occupation of Hong Kong and Singapore. The Army was always prepared to be dispatched for the suppression of any armed or unarmed resistance, and as both civilian and military Japanese colonial officials knew that they could rely on strong military support in implementing their policies or facing down any opposition, they had much less incentive to compromise with the wishes of local populations than their European counterparts.793 The nature of Japanese occupation in Singapore and Hong Kong differed from that of Korea and Taiwan. Although the Japanese initially met much resistance in Taiwan, they had the time necessary to employ a “carrot-and-stick” approach to the maximum extent possible. While introducing the Chinese pao chic system to deprive the guerrillas of their bases and imposing the Japanese system of urban and rural administration, they endeavoured to 792 793 Ibid., 504. Ibid., 508-10. 339 improve the agriculture and industry for the benefit of the people. In contrast, they had little time to implement their administrative policies in Hong Kong and Singapore, leading to their exclusive use of “the stick”. As a result, the Japanese were never able to fully win the hearts and minds of the Chinese in Singapore and Hong Kong. By late 1942, by which it had become clear that Japanese governance was far more despotic, bureaucratic, and corrupt and less rational and efficient than British governance, only die-hard collaborationists still supported “new-order” colonialism. The Japanese attempted to change Chinese attitudes and establish a structure of control by methods far more brutal, coercive, and unskilled than those used by the British. Many Japanese officials, usually seconded from the armed forces, behaved like feudal overlords, first alienating the masses by failing to provide sufficient food and employment, then alienating the elites by depriving them of the means of making money (although some made money during the war by acting as buyers or agents for the Japanese army). Certainly, the British had socially, politically and economically discriminated against the Chinese, but their forms of control were much less violent. In order to exploit their occupied territories, the Japanese had to maintain a much closer control over the local people in terms of the administrative, legal, law enforcement, and educational systems; the distribution of food and necessities; the development of commerce, industry, and agriculture; the means of communication; and the maintenance of public health. The British system was only concerned with the actions of the local Chinese elites and, as it did not reach down to include the masses in an all-embracing network of controls, was not concerned with gaining the cooperation of the masses. In contrast, the Japanese system controlled every aspects of day-to-day administration in Hong Kong and Singapore through a top-down approach. Japanese policy required most, if not all, of the Chinese population of Hong Kong and Singapore to submit to Japanese rule. While some submitted for profit and 340 some from a sense of being betrayed by the British, most submitted as a result of the ruthless techniques of the Japanese. 8.22 Differences between the Japanese Administrations in Hong Kong and Singapore Despite their similarities, the Japanese military administrations in Hong Kong and Singapore were characterized by several differences that had different impacts on each territory. One factor that led to these differences was the nature of the prewar leadership in each territory. When the Japanese invaded Singapore, they encountered no influential local opposition leaders whose cooperation or acquiescence was necessary for the Japanese administration to succeed, whereas they found that gaining the cooperation or acquiescence of prominent Hong Kong leaders was essential. Being well aware of their limitations, these leaders did not resort to radical means, which would only have provoked Japanese repression. Regarding the Hong Kong masses, the Japanese had allowed those who so desired to flee the colony. Therefore, those who had decided to remain were likely prepared to accept Japanese rule and cooperate with their new rulers. Second, in Singapore, 70,500 British servicemen had been defeated and captured by 36,000 Japanese, who suffered 1,713 killed and 2,772 wounded,794 in comparison to the 1,996 killed and 6,000 wounded that the Japanese suffered over the 18 days of the Hong Kong campaign.795 As a result, one important question could be asked: why was there only the sook ching in Singapore, but not in Hong Kong? The difference in the personnel of war between Japan and the two colonies in Hong Kong and Singapore may provide the answer. It seems clear from the various accounts of the massacre that the sook ching policy did not originate with the Japanese Military High Command in Tokyo, and there are reasons to believe that it took shape in the course of the 794 Altogether the Allied forces lost 7,500 killed, 10,000 wounded and about 120,000 captured for the entire Malayan Campaign. See Colin Smith, Singapore Burning: Heroism and Surrender in World War II, (London: Viking, 2005). 795 Oliver Lindsay, The battle for Hong Kong 1941-1945: hostage to fortune, (Staplehurst: Spellmount, 2005). 341 Malayan Campaign. 796 The government-military liaison conference held in Tokyo on 20 November 1941 identified the Chinese in Malaya and elsewhere in Southeast Asia as a special problem and a possible threat to Japanese interests, but it advocated a conciliatory approach: ‘Chinese residents shall be induced to defect from the Chiang Kai-shek regime and to cooperate and align themselves with our policies.’ 797 However, the 25th Army adopted a much harder line following its successful campaign in Malaya, as seen in the following set of instructions issued in April 1942 by Military Administration Headquarters: Rely upon severe judgements. Those who refuse to cooperate shall be dealt with by means of extremely severe measures - specifically, confiscation of property and deportation of the entire family with prohibition of reentry while hostile elements shall be answered with capital punishment, thereby influencing the course to be adopted by the entire Chinese community.798 The War Crimes trial held in Manila in October 1945 found Gen. Yamashita guilty of war crimes, as he was overall commander of the Japanese troops that committed atrocities in Malaya and elsewhere. However, most, if not all, Japanese and non-Japanese accounts have identified Col. Masanobu Tsuji, Yamashita’s senior Planning and Operations Officer, as the person really responsible for the massacre in Singapore. Retired major General Kiyote Kawaguchi first made this accusation some eight years after the Japanese surrender, when Tsuji emerged from hiding in China and declared his intention to stand for a seat in the Japanese parliament. Kawaguchi had returned to Japan after spending six years in a Manila prison as a punishment for the murder of Jose Abad Santos, the Chief Justice of the pre-war 796 Akashi, ‘Japanese Policy towards the Malayan Chinese, 1941-1945’, 61-89; and Shinozaki, Syonan - My Story, 20-1. For an account blaming Tokyo for starting the sook ching, see Lee Tieh Min, Ta-than-yu Nan-cbiao, 169-70. 797 ‘Principles Governing the Administration of Occupied Southern Areas’ [Nampo senryochi gyosei jisshi yoryo], adopted at the Liaison Conference between Imperial Headquarters and the Government, November 20, 1941, Doc. No. 1, para. 8, in ed. Benda, Selected Documents, 2. 798 ‘Principles Governing the Implementation of Measures Relative to the Chinese’, April 1942, Doc. No. 47, in ed Benda, Selected Documents, 180. 342 Supreme Court of the Philippines, an action ordered by Tsuji. His accusation appeared in the Japanese daily newspaper Yomiuri Shimbun on 4 March 1953. Notwithstanding the controversy over his wartime activities, Tsuji won a seat in the Diet, but Kawaguchi pursued him, repeating the accusations and engaging Tsuji in public debates. This airing of his criminal past ultimately caused Tsuji to be barred from holding public office. In a book published in 1992, Ian Ward called Tsuji Japan’s ‘No. 1 War Criminal’, and blanned British bureaucrats and American intelligence operatives for allowing him to evade war crimes charges at the end of the war. Both Ward and Chen Su Lan, author of a memoir about the occupation entitled Remember Pompong and Oxley Rise, claim that before the war Tsuji’s Singapore-based espionage network had collected lists of residents with anti-Japanese tendencies, and that these lists were used in the screening operations.799 Someone may wonder why nothing of the sort had been done upon the earlier occupation of the various states of the Malay peninsula? According to Cheah Boon Kheng, this question is complicated. There are two possible reasons why sook ching operations were not carried out in the peninsula until after the fall of Singapore: either the 25th Army had no time to deal with ‘mopping-up’ operations, or the Japanese considered Singapore the best place to begin their anti-Chinese operations. Evidence on this point is insufficient to supply a definitive answer.800 Third, Hong Kong was only important as an entrepot, and could only function in relation to other ports. Even though the Japanese declared that they intended to develop Hong Kong’s economic potential, their objectives were firstly military and secondly 799 Ward, The Killer They Called a God, 85, 305-11; Chen Su Lan, Remember Pompong and Oxley Rise, (Singapore: The Chen Su Lan Trust, 1969), 185-7. For other accounts linking Tsuji with the Singapore massacres, see Shinozaki, My Wartime Experiences in Singapore, 15, and Syonan; My Story, 20-1. However, surprisingly, Yoji Akashi’s 1970 article, ‘Japanese Policy towards the Malayan Chinese’, does not link Tsuji with the Singapore massacres. 800 Cheah Boon Keng, ‘Japanese Army Policy toward the Chinese and Malay’, 6. 343 psychological.801 These differences were reflected in the Japanese military administration’s overall policy towards the people of the two colonies. Although the Japanese installed an authoritarian political system and strict social control in Hong Kong, the Governor had to maintain the façade of running a fair and liberal government, and the people were granted some degree of freedom and certain rights. A Chinese escaping to Chungking from Hong Kong as late as the fall of 1944 corroborated earlier reports that there had been and was then very little underground activity directed at hampering Japanese control. Informants to this dissertation agree that the Chinese in Hong Kong may have hated the Japanese military, but tended to regard the Japanese civilians as being of the same race as themselves, allowing for an easier camaraderie between them.802 The Chinese in Hong Kong could talk quite freely among themselves and were not ordinarily overborne by any feelings of very strict supervision; 803 they suffered more from the confusion of the government than from its harshness.804 There were thus no deep loyalties, no sound historic or political bases from which the desperate underground activities that characterized Yugoslav or Greek resistance could have arisen in Hong Kong.805 Finally, the Japanese also assumed differing approaches towards ethnic issues in each colony. In Malaya, the Japanese authorities highlighted the distinctions among the three main ethnic groups and pitted the Malays and Chinese against each other. Although it has been argued that the impact of the Japanese military administration was less profound in Malaya than it was in Hong Kong and that there was considerable continuity between prewar and 801 H. P. Willmott, Empires in the Balance: Japanese and Allied Pacific strategies to April 1942, (Annapolis, Md.: Naval Institute Press, 1982), 178. 802 Author’s interview with Dr. Yip Lai Lam (葉禮霖), a resident in Wan Chai (Hong Kong Island), during WWII. May 13, 2004. 803 Author’s interview with Miss Cheung San-mui (張三妹), a resident of Hong Kong during WWII. April 2, 2004. 804 Author’s interview with Miss Leung Wai-fong (梁慧芳), a resident of Hong Kong during WWII. March 28, 2004. 805 Author’s interview with Mr Tang Kam-wai (鄧錦華), a resident of Hong Kong during WWII. April 20, 2004. 344 postwar British rule in Malaya, the Japanese invasion of Malaya is remembered as the most important event in modern Malaysian political history. Despite its administrative subdivisions, Malaya formed a single social complex under British rule, but the Japanese, perceiving the population as divided into three ethnic groups, stimulated nationalism in three different directions, giving rise to a communalism that has remained a fundamental feature of postwar Malaya and Malaysia. In contrast, ninety-nine percent of the wartime Hong Kong population was Chinese, preventing the Japanese from dividing the population into three rival ethnic groups of equal number. Furthermore, as most of the population were refugees, they did not identify with Hong Kong, preventing the development of any nationalist sentiments that the Japanese would be forced to overcome. The Japanese could thus assume a relatively moderate strategy of administration in Hong Kong. A central argument of this dissertation is there are differences for the Chinese of Hong Kong adapted to living under a foreign, usually repressive regime. Contrary to conventional wisdom, this dissertation argues that when compared to Singapore under Japanese occupation, Hong Kong under Japanese occupation was not such a harsh or poor place. To support this argument, it has traced the historical roots of the relationship between the Hong Kong Chinese elites and the Japanese military government in the previous chapters, to demonstrate that the Japanese occupation of Hong Kong was not simply a function of Japanese imperialism. Rather, it was as much a function of the collaboration of local people, who cooperated with the Japanese to build the new economic, social, and political infrastructure. This dissertation had to probe the processes by which such collaboration arose, how the Japanese elicited collaboration, and why and how the local Chinese community responded to Japanese overtures. This examination is based on the assumptions that all parties had limited or no knowledge regarding the extent of the Japanese invasion and subsequent occupation or of the complex nature of the intersection between Chinese and Japanese 345 interests in Hong Kong. As the Japanese colonial empire was largely strategically motivated and military in character, it adapted its administrative approach to each colony according to local exigencies rather than applying a single model to all colonies. Thus, its approach to the administration of Hong Kong and Singapore differed in accordance with each colony’s characteristics and situation, and was not merely a duplication of European colonialism. All these factors have made Japanese colonialism an anomalous phenomenon in modern history. 8.3 Final Assessment of Japanese Policy towards the Chinese Communities in Singapore and Hong Kong 8.31 Policy in Singapore The Japanese policy towards the Chinese in Malaya and Singapore over the three-anda-half-year occupation changed from moderation to both repression and repression, then to moderation marked by vacillation and ambivalence.806 The policy prepared before the war appeared moderate and was phrased with vague terms and generalities, suggesting some flexibility in its operation. Finding the Chinese loyal to China, friendly towards Britain, and generally hostile to Japan, as evidenced by their long record of anti-Japanese activities, the military’s view of the Chinese hardened. The most extreme manifestation of the military’s increasingly hardline policy towards the Chinese community was its sook ching of the Chinese community after the fall of Singapore. The brutal purge of the Chinese left a deep and indelible scar on the community, and drove many Chinese into the arms of the Communist-dominated guerrillas. Having acquired extensive experience with the Chinese in China, Watanabe had a set of definite and fixed ideas about the Chinese, foremost among them that the Chinese were not 806 Akashi, “Japanese policy towards the Malayan Chinese”, 88. 346 to be trusted and must be made to repent for their past crimes against the Japanese. Thus, from the outset of his Gunsei, Watanabe pursued a policy of repression first and pacification later, a prime example of which was his order that the Chinese community “donate” $50 million. The anti-Japanese guerrillas were able to propagandize this order, which “badly misfired”,807 and other examples of Japanese cruelty to win support for their cause. One great tragedy was that many Chinese who had no involvement in the war in China were targeted by the Japanese simply because they were of Chinese origin. When they arrested and executed the Chinese, the Japanese did not distinguish between those born in China and local-born Chinese of third-, fourth- or even fifth-generation descent, or between those who were Chinese patriots and those who had no political affiliation. Even those Malay speakers of Chinese descent who were proud to identify with Malaya were suspected of being pro-British, and thus equally an enemy of the Japanese Empire. The effect of this repression was enforcement of a Chinese cultural identity on all people of Chinese descent, no matter how long they had lived in the colony, which inevitably led to the consolidation of a sense of Chinese nationalism.808 As the Japanese had no blueprint for Singapore, they had no detailed policies to implement when they established their administration in February 1942. Their polices subsequently fluctuated constantly as administrators struggled with the unfamiliar and often intractable conditions in which they found themselves. 809 Almost all administrators, even those at lower levels of the military hierarchy, had a great deal of scope for private initiatives, which, combined with frequent transfers at all levels, created great confusion. The aimless 807 Elsbree, Japan’s Role in Southeast Asian Nationalist Movements, 149. P. Lim Pui Huen, Diana Wong, War and Memory in Malaysia and Singapore, (Singapore: Institute of Southeast Asian Studies, 2000). 809 Itagaki, Yoichi, “Some Aspects of the Japanese Policy for Malaya under the Occupation, with Special Reference to Nationalism,” in Papers on Malayan History, ed. K. G. Tregonning (Singapore, 1962), 256-67; Yoji Akashi, “Japanese Military Administration in Malaya,” Paper no. 42, International Conference on Asian History, University of Malaya, 1968, 8-9, 48-50. 808 347 nature of the Japanese administration was partly a function of conflicts between different service heads and politicians in Japan, as well as within the Army, and in Malaya between military and civilian administrators. It was also partly a function of the fact that the Japanese authorities could never decide on the future status of Malaya or on the relative position of the various communities within it, which they were still debating when Japan surrendered in August 1945.810 As Mamoru Shinozaki explained, There were many bosses in Syonan. All of them were the “Supreme” Command of the Southern Army Headquarters. Then came the Twenty-Fifth Army Headquarters (when they left to Sumatra, the Twenty-Ninth took over). Then came the Military Administration Department, and under this Department were the Malai (Malayan) Military Administration Headquarters and the City Government (T'okubetsu-si).What created considerable confusion was that all the “bosses” issued orders or made requests to the Tokubetu-si, usually disregarding the lines of command. They all issued a stream of notices, laws and regulations. As such, there arose a situation where a lesser “boss” could pass regulations, having the effects of law which were inconsistent with that of a higher authority. It is submitted, however, that this problem was a self-resolving one, for the bigger “boss” always superseded the smaller boss. Nevertheless, this situation caused much confusion to the local population, who had to observe all Japanese orders very strictly, if they wanted to avoid trouble.811 With Watanabe’s reassignment, the hard-line policy gradually gave way to the moderate policy. The deteriorating war situation demanded the military authorities to make a moderate change in the Chinese policy in order to solicit Chinese cooperation, upon which the gunseikambu was increasingly dependent for establishing an economic self-sufficient Malaya 810 Itagaki, “Some Aspects of the Japanese Policy,” 263-4. Goh Kok Leong, “A Legal History of the Japanese Occupation in Singapore,” The Malayan Law Journal, (Singapore: Malaya Pub. House Ltd), January 1981. 811 348 – one of the three gunsei objectives. As Fujimura states, how to administer the Chinese for eliciting their cooperation became one of the central problems for the gunseikambu.812 The authorities allowed remittances, appointed a larger proportion of Chinese to the advisory council in recognition of their importance, relaxed Japanese company monopoly permitting Chinese participation in economic affairs, and created the Epposho. The Epposho experiment won hearts of an important segment of the Penang Chinese community. It was unfortunately a limited success only to be cut short by military expediency. The real difficulty in the gunsei’s Chinese policy is that the Japanese were out to ‘utilize’ Chinese resources and talents but gave them little in return. The Japanese administrator–rarely tried to see the Chinese other than an economic animal who found his life’s satisfaction in making money. Therefore, according to this thinking, he could be induced to cooperate with the Japanese so long as profit was to be made in business. Such was the general attitude of the Japanese that the Chinese understandably did not respond to Japanese request for economic and commercial cooperation. Another difficulty is the ambivalance of Japanese policy. On one hand, the authorities enunciated a moderate policy but, on the other, they pursued a repressive policy, partly as a result of expediency. The banning of Chinese language instruction for the Japanese language negated such moderate policy, making it appear only a lip-service. Such ambivalence caused the Chinese to be suspicious and distrustful of the Japanese. Overall, the main limitation of the Gunsei policy towards the Chinese was that it aimed to “utilize” Chinese resources and talents through issuing nonnegotiable orders while giving the Chinese community little in return. In effect, the Japanese were hoping to use the Chinese as a milk cow despite giving them little incentive to produce milk.813 812 813 Akashi, “Japanese policy towards the Malayan Chinese”, 89. Akashi, “Japanese Policy towards the Malayan Chinese”, 112. 349 8.32 Conflict among the Army, Navy, and Kempeitai Shortly after Japan began preparing for prolonged war, the Imperial War Cabinet essentially became a conflict-resolution body. This phenomenon explains the peculiar fact that many decisions were made based on inadequate information; as those departments that had essential information about the prosecution of the war could not directly influence policy, they were only “consulted” by another powerful group to support a decision essentially already taken. The official of one such essential but powerless department, the Ministry of Supply, attended War Cabinet meetings only when asked to do so, despite the fact that accurate information on food, oil, and other supplies was obviously important in prosecuting the war. As the two principal bureaucracies in the War Cabinet, the Army and Navy developed their own “special” sources of information to support their own points of view, even claiming to have obtained special knowledge regarding foreign affairs from their military attaches. On 20 November 1941, the Army and Navy Headquarters in Tokyo agreed to a division of authority in the soon-to-be conquered Southeast Asian colonies. Although Hong Kong was primarily the domain of the Army, the Twenty-Third Army and the Second China Expeditionary Fleet, the latter being the Navy force off the coast of South China, had made a subsidiary pact providing for some naval role in the colony. The Navy had played its part in the invasion by blockading the colony’s offshore waters, but had failed to take part in the first “peace mission” to browbeat governor Young into surrender. Nevertheless, its officers and troops insisted on being represented—with separate and equal status—in the second mission. 814 After the colony was captured, they wanted their place recognized—and their share of the loot. Within days of the takeover, friction had inevitably arisen over the division 814 Honkon-Chosha Sakusen, 190, 326-7. For the Navy’s role in the second “peace mission” of 17 December, see Chan Chak, Xiezhu Xianggang Kangzhan, 17; Ward, Asia for the Asiatics?, 34; Birch and Cole, Captive Christmas, 91. First Lieutenant Goto, the Navy’s representative on the mission, crossed the harbour to Queen’s Pier in a separate launch from his Army counterparts. 350 of booty between the Army men in their patched, shabby uniforms and the Navy in their smart, grass-green serge. To avoid still more turbulence, the Army had little choice but to accommodate the Navy’s pretensions, and duly implemented the prewar pact. A naval commander named Honda Katsukuma was seconded to the Gunseicho as Head of the Maritime Department, and a division of turf was arrived at between the two rival services: Kowloon and the western half of Hong Kong Island were placed in the Army’s charge while the entire eastern half of the Island as far as the Naval Dockyard and Garden Road was placed in the Navy’s charge.815 A second, more sinister challenge to the Army’s pre-eminence came from the Kempeitai, the Japanese military police, whose primary task was to ferret out subversion, regardless of whether the threat came from troops or civilians, from compatriots or foreigners, or from inside or outside Japan. Although nominally subordinate to the Army, they operated for all practical purposes as a law into themselves. The invasion force had included a squad of Kempeitai officers under the leadership of Colonel Noma Kennosuke, who had initially followed the orders of his field commander, Major-General Sano, but then began acting on his own initiative even before the invasion force landed on Hong Kong Island. By 24 December, he had set up Kempeitai Headquarters at the Cuttlefish Commercial Bookshop in North Point. He would later claim credit for authorizing the dispatch of Shields and Manners through the British lines to plead the case for surrender to Governor Young. By 26 December, he and his team had become detached altogether from the command of the Twenty-Third Army,816 and in the following weeks they rapidly gained the upper hand in the local battle for 815 Report of Miss Thom, CO 129 590/23, 90; Lieutenant J. D. Clague, Intelligence Summary no. 1 from Qujiang, May 28, 1942, CO 129 590/24, 157-9; Sa, Xianggang Lunxian Riji, 166; Li, Hong Kong Surgeon, 124. See also letter from K. E. Mogra, February 12, 1942, HS 1/349. Mogra’s letter appears to indicate that the Navy controlled the whole of Hong Kong Island, but this is belied by the other sources. 816 Testimony of Colonel Noma, Noma trial, WO 235/999, 319, 351-2. See also Honkon Chosha Sakusen, 332; Chan Chak, “Xiezhu Xianggang Kangzhan ji shuai ying jun tuwei zong baogao”, in Zhanggu Yuekan, no.4, December 1971, 18. 351 clout and spoils. Observers described how the Army or Navy would drive the inhabitants from a building only to be evicted in their turn by the more potent gendarmes, as well as how the Army would order one thing and the Navy another, only to be countermanded by the Kempeitai with a different order altogether.817 8.33 Role of Hong Kong in the Greater East Asia Co-Prosperity Sphere: The China Faction vs. the Southern Faction Japan’s decision to strike out at the Europeans and Americans created tension between two Army coteries that have since been labelled the “China Faction” and the “Southern Faction”. The priority of the China Faction, which, as its name suggests, drew its backing primarily from the China Expeditionary Force and its offshoots, including the Twenty-Third Army, was to bring Japan's drawn-out conflict on the Chinese mainland to a painless and satisfactory end. In contrast, the priority of the Southern Faction, which consisted of the generals who were organizing the Army’s assault on Malaya, Burma, the Dutch East Indies, and the other European-ruled territories of Southeast Asia, was to muster all resources that might add to the momentum of their onrushing legions. Lying at once on the coast of China and on the fringe of the European empires in Southeast Asia, Hong Kong quite literally formed a natural bone of contention between the two groups. The China Faction wanted to ensure that the Twenty-Third Army remain in charge of the colony to realize their hopes of using Hong Kong as a base for “political schemes” designed, like the failed Operation Kiri of 1940, to subvert Chiang Kai-shek’s regime in Chungking and induce Chiang to drop his resistance to the Japanese subjugation of China. The Southern Faction’s objective was to prise Hong Kong away from the grip of the 817 Report of B. G. Milenko, CO 129 590/23, 53; Li, Hong Kong Surgeon, 159. Europeans tended to refer to the Kempeitai as gendarmes, a description that, while accurate from a technical point of view, carries a misleadingly amiable connotation with French holidays for the contemporary reader. 352 Twenty-Third Army and turn it into a centre of transport and supply, a logistical steppingstone for the grand advance to the South.818 The arguments deployed by the two rival factions were summarized in a report on the Hong Kong controversy submitted by Chief of Staff Sugiyama to Premier Tojo on 10 January 1942. The China Faction held out for the standard arrangement under which newly occupied territories were administered by local Japanese forces; that Hong Kong be ruled by a “defence commander” responsible to the Twenty-Third Army Headquarters in Canton; and that the Twenty-Third Army’s Commander-in-Chief, Sakai, serve simultaneously as the colony’s Governor. Proposing a break with standard procedure, the Southern Faction instead recommended the highly unusual expedient of direct rule; Hong Kong, they urged, should be placed in the hands of a Governor directly appointed by and responsible to Imperial Headquarters in Tokyo. They rationalized that such a break in protocol was necessary because Hong Kong “differed somewhat in character” from the other territories that the Army had occupied on the Chinese mainland, and was consistent with Imperial Headquarters’ intention to preserve the separation of Hong Kong from the mainland in order to annex it as an integral part of Japan.819 The differences between the China Faction and the Southern Faction can be traced to their different perspectives on Hong Kong. The China faction considered Hong Kong a promising part of China with a distinctive colonial background that could be exploited for its political ends. In contrast, the Southern faction considered Hong Kong to be a politically 818 Accounts of the tussle within the Imperial Army over the future of Hong Kong may be found in Kobayashi, “Taiheiyo Sensoka No Honkon”, 216 and Kobayashi Hideo and Shibata Yoshimasa, Nippon Gunseika No Honkon,(Tokyo: Shakai Hyoronsha, 1996), 71-2. See also Takagi Kenichi, Kobayashi Hideo, Xianggang Junpiao Yu Zhanhou Buchang, trans. Wu Hui, (Hong Kong: Ming Pao, 1995), 27. For details of the broader conflict between the China faction and the Southern faction the author is grateful for information provided by Professor Kobayashi Hideo during a personal interview on July 18, 2005 at Waseda University, Tokyo. The competing priorities of the two factions are embodied in the Twenty-Third Army Guidelines of 9 December 1941, which specify as objectives both the pursuit of “political schemes” and “the turning of Hong Kong into a military base for our forces”. See Honkon Chosha Sakusen, 327. 819 Sugiyama report to Tojo of January 1942, quoted in Honkon-Chosha Sakusen, 327-9. 353 unpromising part of Southeast Asia, believing that the Chinese who constituted the overwhelming majority of its people would, unlike the colonized populations of Burma, Malaya, and the Dutch East Indies, be unwilling to assist Japan in furthering its goals for the South, as they did not share in these goals. As the new long-term government became established, it appeared to assume the agenda of the Southern Faction, one characterized by indifference to local wishes and needs. Ultimately, the Southern faction completely prevailed.820 On 19 January, the first Japanese Governor of Hong Kong was presented by Tojo to Emperor Hirohito in the Phoenix Hall of the Imperial Palace. Announcing the appointment in the Diet on 21 January, Tojo explained that because Hong Kong had for years been used by the British as a base for “creating disturbances” in East Asia, the Empire had decided to secure it as a “bulwark” for the region’s defence. On 1 February, the new Governor set off, as a Japanese war historian aesthetically described, “from a Tokyo adorned with the year’s first snow, and two weeks later he arrived in the colony”. On 20 February the Gunseicho was dissolved, the blue armbands of the Twenty-Third Army were replaced by the yellow armbands of a newly created Governor’s Office, and the Governor formally assumed his duties as the direct representative of the Supreme Command. After eight weeks of turmoil, Japanese rule in the colony had at last been established on a more or less stable basis. 8.34 Unique Status of Hong Kong in the Greater East Asia Co-Prosperity Sphere There had in fact been yet another conceivable option after the occupation of Hong Kong: to return it to China for administration by the puppet mainland regime of Wang Jingwei. As far as can be ascertained, this option was never considered by either of the two Army factions involved in the Hong Kong debate. Expectations, however, appear to have been raised in some Hong Kong Chinese circles by the uncertainties of the Gunseicho weeks 820 For a reaction from the losers, see diary of General Hata Shunroku, Commander-in-Chief of the China Expeditionary Force, January 21, 1942, quoted in Honkon-Chosha Sakusen, 330. 354 that Isogai felt necessary to immediately disabuse upon his arrival. At his inaugural press conference, the new Governor was asked by a local journalist “whether there was any question of the administration of Hong Kong being handed over to the Nanking government in future, on the same lines as Philippines for the Filipinos”. Isogai replied “laughingly” that “so far as he understood Hong Kong was not part of China”, observing in this connection that the colony had been under British rule for the previous hundred years. 821 Justifying the annexation as matter of wartime necessity, as everything else was justified, Isogai proclaimed that Hong Kong “had tremendous value as far as military operations were concerned, and was to be kept for such purpose”.822 The weeks after Isogai’s arrival witnessed the end of hopes that the Wang Jingwei option was viable. Wang supporters who had been active during both the invasion and the Gunseicho period were shunted to the sidelines, and nothing more was heard of the Wang partisans in the New Territories. Cheng Kwok-leung, the Chinese commandant of the Stanley internment camp who was known to have been a Wang adherent, was replaced by two Japanese.823 Still, the possibility of giving up Hong Kong to Wang lingered on in the minds of some officials in the Japanese Foreign Ministry. At the end of 1942, Wang went to Tokyo to negotiate an agreement committing his regime to Japan in the broader Pacific conflict by declaring war on Great Britain and the United States. These negotiations took place at exactly the same time as the two Allied powers were preparing treaties relinquishing their privileges on the Chinese mainland to the rival government of Chiang Kai-shek. In spite of, or perhaps because of, Wang’s puppet status, the Foreign Ministry team assigned to draft the agreement believed that Japan would be wise to reward his regime for its 821 Hong Kong News, February 21, 1942. However, the mass of the Chinese population were considered subjects of the Nanking government. See Ching, The Li Dynasty, 109. This attitude provided a theoretical justification for the expulsion of the mainland Chinese refugees. 822 Quoted in H. L. Mars’ letter to Churchill, September 28, 1942, CO 129 590/25, 18. 823 Ibid. 355 entry into the war by making some concessions to Chinese irredentist feeling that were at least on par with those that the Allies were making to Chiang. As one logical area for concession was clearly Hong Kong, their proposals ranged from guaranteeing China’s sovereignty over the New Territories to handing back the whole of Hong Kong in exchange for Wang’s acceptance of Japanese long-term domination of Hainan, the large and strategically crucial island near Vietnam.824 However, the Army, not the Foreign Ministry, held power in Tokyo, and the Army had no intention of committing itself to the return of Hong Kong in whole or in part, at least until the war had been won. 8.35 Assessment of Japanese Policy in Hong Kong: The Myth of Ineffective Administration The conventional explanation for the ineffectiveness of Japanese administration in Hong Kong is that the Japanese invaded the colony without a sophisticated agenda for its subsequent occupation. However, the truth is more complex. First, as described in the previous section, the Japanese occupation in Hong Kong was characterized by not only tension between the Japanese administration and the local population but also by conflict within the Japanese administration itself. The relationship between the Japanese Army and the Japanese Government in Hong Kong can be compared to that between the Chinese Communist Party and the Chinese Government. In both cases, the Army and the Party were truly in control. In Hong Kong, the Military Police Department reported directly to the Army. As a result, even though Noma, Head of the Military Police Department, was merely a Colonel and lower in rank than the Governor, Lieutenant General Isogai, he was a much more powerful man. Several sources who had contacts with both Noma and Isogai have reported 824 See “(Draft) Steps to Accompany the Nationalist Government Entry into the War,” November 15, 1942 and “Questions to be Studied regarding the Disposition of the Leased Territory of Kowloon,” November25, 1942 in “Participation in the War of the Nationalist Government of the Republic of China” (1) and (2) A.7.0.0. 9-41, Diplomatic Record Office, Tokyo. 356 that the two were by no means on good terms with each other. Moreover, the civilian department heads and administrators were often terrified of the Military Police Department.825 A second source of tension existed within the Chinese Representative Council. Of the four members, Robert Kotewall and Li Tse-fong had been prominent in the British administration, while Lau Tit-shing and Chan Lim-pak were believed by the Japanese to be loyal to them. As a result, there was little informal consultation between the Council members. Moreover, as the Japanese provided the only links between the Chinese units through their own administrative organs, the Chinese could not work together as a whole, and as they were forced to work under the instruction of the Japanese, the members of the Chinese Councils and the District Affairs Bureaux had even less opportunity for communication.826 A third source of tension was the lack of understanding on the part of the Chinese regarding how the Japanese ran the bureaucracy. 827 In accordance with Japan’s grandiose ambition of trying to Japanize their occupied territories, the Japanese administrators insisted that all registration and application forms be issued and completed in Japanese, believing that forcing the population to learn the Japanese language would lead to an understanding of and admiration for Japanese culture. However, they were remarkably unsuccessful in their educational efforts.828 Their insistence on using Japanese as the official language and their 825 See Snow, Fall of Hong Kong, chapter 5. Lau who had been educated in Japan and spoke fluent Japanese, was definitely pro-Japanese. Chan belonged to the Wang Ching-wei faction and was suspected by the British of being the leader of the fifth columnists. Li was an acting unofficial member of the Legislative Council, while Kotewall was a member of the Executive Council under the British. See Ward, Asia for the Asiatics? 14, 64-65. Except for Kotewall and Li, all came from different backgrounds. It was obvious that the Japanese wanted them to be suspicious of each other. Kotewall seemed to serve under the Japanese on instructions from the British, but he was rather isolated and could do little for the population. See South China Morning Post, October 2, 1945, address by R. A. C. North, Secretary for Chinese Affairs. 827 Contrast this with the enterprise shown by Emily Hahn, an American who managed to stay outside of Stanley Prison by claiming to be the wife of a Chinese man. See Hahn, China to Me. 828 By the end of 1944, there were only twenty-seven elementary schools and fifteen secondary schools in Hong Kong with 14,600 and 1,600 pupils, respectively. The government’s own school only had about seven hundred pupils. Information Department of the Governor’s Office, Gunseika no Honkon, (Hong Kong: Toyo Keizaisha, 1944), 279-82. 826 357 clumsy bureaucratic procedures put tremendous pressure on the District Affairs Bureaux, which had to provide interpreters and translators. Lacking an understanding of the Japanese bureaucratic system, the influential members of the Chinese Councils attempted to complete their tasks through official channels, primarily during committee meetings with the Japanese heads.829 However, doing so led to cumbersome red tape, particularly in light of the jockeying among Japanese officers for private plunder and lush appointments. Moreover, the entire administration was too departmentalized and lacking in cooperation among the major authorities; the Army might order one thing, the Navy another, and the gendarmerie would countermand both and order still something else. The glaring inconsistencies and the blundering contradictions in Japanese rule illustrated that Japan’s grand strategy was being executed most inefficiently. As a result, a Hong Kong News article of 26 December 1944 could report that even three years after the invasion, it could not “be truthfully asserted that the Japanese understands the Chinese and vice-versa”. To a “very great extent” this was due to the language barrier.830 If social relations between the Japanese and the local residents had been closer, the latter would have realized that the former were “undergoing the same hardships and facing the same difficulties”. It was “regrettable, but unavoidable, that the really creditable successes achieved by the Administration should have been offset by the circumstances brought about by the war”.831 In short, the Japanese made two basic and interrelated errors in Hong Kong. They wished to dominate the region to achieve both an economic goal—self-sufficiency—and a more complex political goal—to assume the role that China had once played in the great days 829 See Ba Maw, Breakthrough in Burma: Memoirs of a Revolution, 1939-1949, (New Haven: Yale University press, 1968). 830 Hong Kong News, December 3, 1944. 831 Hong Kong News, December 26, 1944. For the same resigned tone, see also the farewell remarks of Ichiki Yoshiyuki, the retiring Chief of the Civil Affairs Department, quoted in Hong Kong News, November 25 and 26, 1944. 358 of the Celestial Empire, when China was regarded as exemplar and fountainhead of civilized life.832 In effect, the Japanese aimed for recognition of Japan’s ethical and cultural superiority in the region, but pursued this goal primarily through an ineffective means—the use of force—based on their misunderstanding of history. They did not understand that China had achieved its past glory by first becoming vastly wealthier and more powerful than all its neighbours, allowing it to dominate them by the display of generosity rather than force. However, Japan did not have the wealth to be so generous with its neighbours. Japan’s second mistake was a failure to recognize that winning “freedom for Asia”, particularly if only achieved by the iron fist of a new hegemonic power, even if it was Asian, “was not enough, that each national movement demanded its own freedom”.833 The Japanese never intended to treat other Asians as equals or genuine partners. 834 Consequently, even though they technically liberated many Asian peoples from Western imperialism, they could not secure, with a small number of exceptions, their loyalty and support, and felt forced to pacify their new empire by repressive measures. The Japanese administration in Hong Kong was no exception. Whatever favour the Japanese had won from the Chinese in removing their British colonial masters was quickly destroyed and replaced by fear and hatred. 835 8.36 Japanese Successes in Hong Kong There are many criteria by which one can judge the success of an administration. From an objective point of view, the success of the Japanese military administration in Hong Kong may be judged by the criteria of (1) the development of Hong Kong, (2) the well-being of the population, and (3) the degree of totalitarianism of the regime. By these standards, the Japanese administration was remarkably unsuccessful. First, the administration did not pursue 832 F. Jones, Japan’s New Order in East Asia: its rise and fall, 1937-45, (London: Oxford University Press, 1954), 333. 833 Elsbree, Japan’s Role in Southeast Asian Nationalist Movements, 10. 834 F. Jones, Japan’s New Order, 332-4. 835 Steve Tsang, A Modern History of Hong Kong, chapter 9. 359 the commercial development of Hong Kong, leading to a largely stagnant wartime economy characterized by little trade. Such lack of development led the populace to experience a standard of living much lower than that they had experienced under British rule, with a bad situation made worse by having to live under a totalitarian regime. Despite these failures, this dissertation finally argues that in certain respects the Japanese administration in Hong Kong was remarkably successful. Specifically, the Japanese attempted to adapt their administration according to local conditions and circumstances; retained complete control of the colony; had the full, albeit reluctant, cooperation of all levels of society necessary to implement all policies; and encountered little resistance from the population. The Japanese had made careful preparations for the occupation of Hong Kong years prior to the invasion. Therefore, after the Japanese occupied Hong Kong in December 1941, they implemented the military administration smoothly and impeccably. To ensure the security of their forces of occupation, they turned over control of the city to the gendarmerie. To gain the cooperation of the Chinese, they allowed the colony to devolve into anarchy before demonstrating that only they could restore order. To strengthen the defence of the island, they drove out the surplus population. To ensure control of all the population that remained, they impoverished both the upper and middle classes, making all helpless and dependent on them.836 Second, the Japanese attempted to involve the whole of the population by implementing an all-embracing, two-way administrative system linking the population to the different levels of the government that proved very effective, especially in terms of mobilizing the population. Still, in practice the system only functioned in one way—the population was forced to comply with Japanese orders and had little right to appeal them—allowing the bureaucracy to control 836 Ward, Asia for the Asiatics?, 9. 360 the population but never willingly gaining their cooperation. 837 Failure to gain such cooperation was a great challenge, as the Japanese had invested many resources in securing the cooperation of the Chinese, one of their chief aims in all their conquered territories. They had likely realized that as a nation of 450,000,000 could never be completely “Japanized”, achieving their other aims required the cooperation of the Chinese. To this end, they employed the same methods of propaganda in Hong Kong that they had in China. While Hong Kong radio broadcasts continuously blasted the British “oppressors” and proclaimed the Japanese to be the friends and deliverers of their fellow Asians, the Japanese demonstrated their goodwill by building amusement areas, forming philanthropies, and organizing cultural conferences. In the final analysis, the author would argue that the Japanese military administration in Hong Kong and Singapore was the result of two conflicting policies that reflected the basic mode and philosophy of the Japanese Imperial Army in Tokyo. On the one hand, the Japanese wanted to exploit their occupied territories to advance their drive for hegemony throughout Asia. On the other hand, they wanted to Japanize their colonies as part of a pan-Asian ideal that would free all Asians from foreign encroachment. However, their need to achieve both aims within a brief period inevitably led to conflict between them, one which was ultimately resolved by prioritizing the former before the latter. 837 Newell, Japan in Asia, chapter 2. 361 Appendices Appendix A: CALENDAR YEARS ACCORDING TO THE GREGORIAN, JAPANESE, BUDDHIST AND MUSLIM CALENDARS According to the Gregorian calendar the Japanese invasion took place in 1941 and the occupation lasted until 1945. Three other calendars were used in Malaya during this period: the Japanese, Thai and Muslim (see Table 1). Japanese and Thai (Buddhist Era) dates followed the solar year, and changed to the new year on the first of January of the Gregorian year. The Muslim calendar is based on a lunaryear, which is shorter than the solar year by eleven days. Fortuitously, , during the occupation the lunar New Year happened to fall close to the solar New Year, and Muslim years nearly coincided with solar years. To make it easier to follow the sequence of events, dates in the main text are given according to the Gregorian calendar, but footnote citations show years from the various calendars as they appear on the original documents. Table 1. CALENDAR YEARS ACCORDING TO THE GREGORIAN, JAPANESE, BUDDHIST AND MUSLIM CALENDARS Gregorian Japanese Buddhist era Muslim (ca.) 1941 2601 (Syowa 16) 2484 1360 1942 2602 (Syowa 17) 2485 1361 1943 2603 (Syowa 18) 2486 1362 1944 2604 (Syowa 19) 2487 1363 1945 2605 (Syowa 20) 2488 1364 362 Appendix B: Member Lists of the Rehabilitation Committee, the Chinese Representative Council and the Chinese Co-operative Council, Hong Kong 1942-1945 Table 1: Member Lists of the Rehabilitation Committee, Hong Kong 1942 香港善後委員會名單 Chairman 主席: 羅旭龢 Vice-Chairman 副主席: 周壽臣 Standing Committee Members 常務委員: 羅旭龢 周壽臣 劉鐵誠 羅文錦 譚雅士 Committee Members 委員: 李子方 李冠春 李忠甫 董仲偉 王德光 王通明 Table 2: Members of the Chinese Representative Council, Hong Kong 1942-1945 香港華民代表會名單 Chairman 主席: 羅旭龢 Committee Members 委員: 劉鐵誠, 李子方, 陳廉伯 Table 3: Members of the Chinese Co-operative Council, Hong Kong 1942-1945 香港華民各界協議會名單 Chairman 主席: 周壽臣 Vice-Chairman 副主席: 李冠春 Members 會員: 董仲偉, 黃燕清 葉蘭泉, 伍華 羅文錦, 鄺啟東 譚雅士, 王德光 馮子英, 鄧肇堅 章叔淳, 林建寅 凌康發, 李就 李忠甫, 陸靄雲 郭贊, 周耀年 王通明, 顏成坤 363 Appendix C: Structure and Personnel of Local level of Hong Kong Administration 1942-45 Local Level of Hong Kong Administration 1942-45 Civil Administration Department Chinese Section Chiefs Controller of Fuels: Lia Kia-fan Director of District Affairs Bureaus: Hsien Ping-hsi (Peter H. Sin) Director of Census Bureaus Yung Ngai-sung Hong Kong Construction Department Member of the Staff: Wang Yung-nien Hong Kong Opium Commission Chief (under a Japanese): Liu Chuo-pak The Asiatic Affairs Bureau East Asia Cultural Association President: Chang Ku-shen (Chairman – 1942): Yeung Tsin-lei Vice Chairman: Ma Kian Permanent Officers: Cheung Koo-shan Kong Po-tin Luk Tan-lam Tseng Kwong-kung Labours’ Association President: Lin Chien-yin 364 The Control Wards Hong Kong Wards Control Officers: Central Ward: Hsien Ping-his (Peter H. Sin) Shang Huan Ward: Shao Wei-ming Hsi Ying Pan Ward: Li Chi-hsin Shih Tang Chu Ward: Sun Kuang-chuan Shan Wang Tai Ward: Chien Wen Wan Tzu Ward: Ho Jib-ju E Ching Ward: Ho Te(h)-kuang Tung Lo Wan Ward: Kuo Hsien-hung Race Course Ward: Wu Wen-tse Yuan Hsiang kang Ward: Wang Tai Chih Chu Ward: Li Sung-ching Shao Chi Wan Ward: Tseng Shou-chao Kowloon Wards Control Officers: Kowloon City Ward: Tai Jo-lan Shen Shui Ward: Huang Po-chin Wang Chueh Ward: Tseng Jung Yuamati Ward: Feng Hao Chien Sha Chu Ward: Liang Chi Hung Kan Ward: Li Shou-sha Kowloon Tang Special Ward: Kuan Hsin-yen Hsin Chieh Wars Control Officers: Ta Pu Ward: Chen Tiao-chin Yuan Lang Ward: Peng 365 Easten District Bureau Assistant Director: Lo Chai-sing General Affairs Bureau for Kowloon Districts Members of the Political Division: Huang Chung Banks and Banking Associations Bank of Communciations Manager: Lau Tit-sing Overseas Chinese Banks Representative: Tang Yat-yan Hong Kong Bankers’ Association Chairman: Lau Tit-sing Vice Chairman: Li Tsu Fang Members of the Executive Committee: Cheung Suk-shun Poon Shunt-um Yeung Yun-tak Hong Kong Financier: Ho Tung, Sir Robert Central News Agency (Hong Kong Branch) Chief: Wu Pei-yuan Representatives: Lo Ching-kwang Wei Kuo-lun Hsiang Tao Jih Pao Proprietor: Aw Boon Haw 366 Hua Chiao Jih Pao Editor: Lu Meng-shu Managing Editor: Tsen His-yung News Editor: Lu Mun-hsi Hong Kong Jih Pao Editor in Chief: Huang Pao-shu Nan Hua Jih Pao Publisher: Kuang Chi-tung Editor: Liu Hsieh-tang Journalists and writers: Chang Kuang-yen Wong, Peter Press Official in Hong Kong: Kong Kai-tung People’s Food Association Chairman: Aw Boon Haw Hong Kong General Relief Association Chairman: Chan Lim Pak Chairman, General Affairs Committee: Li Tzu Fang Vice Chairman, General Affairs Committee: (Wong Yat-chung) Secretary for Relief and Culture Exhibition: Wang Te(h)-feng 367 Chinese Reflief Association Chief of the Executive Departmetn: Lau Tit-shing Chief of the General Affairs Department: Lo Kuk-wo (Sir Robert Kotewall) Trading Union of Hong Kong Director: Kiu Kuk Hong Kong Commercial Insititute Director: Yeh Lan-chuan Chamber of Commerce Representative for Foreign Goods: Kwok Chuen Representatives of Commercial Associations Firewood Merchants: Lai Kong-sun Rice Importers Association: Ma Ting Nam Pak Hong Merchant Houses: Tong Ping-tat Hong Kong and Kowloon General Labor Association Chief Executive: Ling Hong Fat Kowloon Markets Bueau Chief: Tong Ching Kan Chinese Language Society Hong Kong Representatives: Chan Pai-li 368 Chu Sen Hong Kong Race Course Chairman of Stewards: Ho Kom Tong Hong Kong Jockey Club Members of the Racing Committee: Yip Kui-ying Pan, S. H. Pih, C. C. Wei, Peter South China Athletic Association Chairman: Luke Oi-wan Source: Office of Strategic Services, Research and Analysis Branch, Structure and Personnel of the Nanking Puppet Government (and Hong Kong Administration), 12 January 1945 369 Appendix D: SPEECH of LIEUTENANT GENERAL SAKAI TAKASHI To the Leaders of the Chinese Community in Hong Kong General Sakai spoke of the currency problem and the tasks of restoring order, the cleansing of the city and the reopening of business. He said he would make every effort for the reconstruction of Hong Kong and Kowloon, and expressed the hope that the Chinese guests present would do their best to cooperate in this direction. Both Mr. Law Kuk-wo and Mr. Chow Shou-son expressed complete agreement with what General Sakai said, and voiced the hope that peace between Japan and China would soon be a reality. They also promised to do whatever they could to bring about the return of normal conditions in Hongkong and Kowloon. Lieut-General Sakai said: It gives me great pleasure to see you all here today. For the last 100 years, Hongkong has been under the misguided rule of the British, who seized the place from China. You, gentlemen, happened to form a part of it, but I hope that you will all recognize the change that has come and export all your strength for the reconstruction of Hongkong so that it may become a model city for East Asian peace. Firstly, I hope that all of you will understand the object of co-prosperity for all the races of Great Asia. The brave troops that I lead seized Hongkong and Kowloon in a little over then days, and have driven out the evil forces of the British. We were not fighting against the Chinese of Hongkong, for whom we have the deepest sympathy. Therefore, in the plan of attack we did not use artillery and large bombs in order to avoid hurting the common people and damaging the city. You, who were then in Hongkong, will surely understand this. Selfish British Aim Secondly, from the corruption of the British Colonial Administration, you may understand that they only planned for their own profit, and did not care about the life or death of the Chinese people. You, who have dwelt in Hongkong for the last 100 years, should awaken to the fact that, in this battle, the British Government used Chinese Volunteers, Canadians and Indians in the front line. The English soldiers were hiding in the hills, and investigation of the casualty lists shows mostly coloured troops with very few Englishmen amongst them. You can see, therefore, that the English soldiers fear death and convet life. Thirdly, the Chinese and Japanese are of the same people and have the same literature. They are also of the Great East Asian race. In all the islands of south-ast Asia dwell Chinese citizens. Although they have left their country for a long time, yet they belong to our race. These overseas Chinese are your relatives, friends or clansmen. I hope that the words I have addressed to you will be transmitted to them, so that they may join in the establishment of a Greater East Asia. Fourthly, both Hongkong and Kowloon have received a considerable amount of damage during the fighting, and this has caused unavoidable suffering. I shall make every effort to clear up matters for the re-construction of Hongkong and Kowloon, and to make it a place where people may reside in peace. But if the Army is unable to make the change in the 370 shortest possible time, I hope you will forgive me; and I ask all of you to form a local assistance committee to exert all your strength to help me, so that we may succeed at an early date. Important items The following are the most important items that I have to talk to you about: 1. Order – with regard to order, this is naturally the responsibility of the Military Authorities, but if we use too many troops, then the people may find certain inconveniences. Therefore, the former Hongkong Chinese Police are being reemployed. All people can safely resume their businesses, or organize their own self-protection guards under the direction of the officials. Thus, all obstruction to order will be removed. 2. Currency – Currency is the blood of business. Therefore it must be settled. I have appointed people to deal with this matter, and the result of the investigations will be announced very shortly. I have heard that the people are suffering from a lack of small notes. This will be attended to. As regards the non-acceptance of higher currency notes, there is a reason for that but this will be handled later. You, gentlemen, form the influential and wealthy element of the population. Some of you play a big role in currency circles. For the time being, you should tell all people not to think of hurting other people, or to spread around idle rumours. If there is any matter which may be of benefit to all, it may be written out. 3. Relief of business – After the cessation of hostilities, relief is of great importance. I hope that you will get together and help in settling the fuel and rice problems and helping those who are suffering hardships. I hope that you will devise methods for this and apply to the Administration for permission to carry them out. Source: HONGKONG NEWS, January 12, 1942 371 Appendix E: Requirements for Those Leaving Hong Kong In order that persons leaving Hong Kong may know what to do, the Repatriation Bureau yesterday issued a notice, mentioning the following requirements: People leaving for Canton and Macao, must have a cholera and inoculation certificate with a photograph attached, a vaccination certificate and a permit for departure. In buying tickets, two photographs must be produced. Tickets for Macao can be bought at the Inland Transportation Company, except for third class which are sold at the Wing Lok Wharf. Tickets must be bought one day before the sailing of the ship. Passengers going to Taiping, Shikiu, Kongmoon, and Tongkawan are required to have a cholera inoculation certificate, a vaccination certificate, a medical examination certificate with photograph attached, and a departure permit. Two photographs must be produced when buying tickets, which are sold at the Saikong Wharf. Tickets must be bought one day before the sailing of the ship. Inoculation centers In Hong Kong, cholera injections can be had, by payment of 50 sen, from the Health Bureau on the second floor of the former National City Bank Building, the Sino-Nipponese Medical Association at the former Prince’s Building, Tung Wah Hospital town office on the second floor of the Bank of China Building. In kowloon, injections can be obtained at the Kwong Wah Hospital and at the Chinese Y.M.C.A. for a similar charge. As for medical examination, this is conducted at the Anti-Epidemic Bureau in the former York Building. The fee is one Yen and the certificate is valid for three days. In applying for departure permit at the District Bureaus, the person concerned must return his or her ration card. Persons leaving for Swatow and Kwangchowwan must obtain departure permits from the Repatriation Office. Source: Hong Kong News, 29 April 1942 372 Appendix F: Regulations for the Bureaus dealing with the governing of Hong Kong Article 1. The following Bureaus are appointed for governing the Captured Territory of Hong Kong: - Hong Kong Bureau; Kowloon Bureau; New Territory Bureau. The position of the Bureaus and areas governed by them will be decided later. Article 2. The Bureaus will employ the following personnel: - chiefs of Bureau, 3; Deputy Chiefs of Bureau, 3; Subordinate Chiefs, 9; Officials, 126. Article 3. The Chief of Bureau under orders from the Chief of the Governor’s Office will supervise the carrying out of the Governor’s laws and attend to the business of the Bureau. Article 4. The Chief of Bureau will direct and supervise his subordinates. Article 5. If the Chief of Bureau should be otherwise occupied, the Deputy Chief will take charge of the Chief of Bureau’s duties, Should the Deputy Chief of Bureau be otherwise occupied, the Chief of the Governor’s Office will depute one of the subordinate chiefs to act for him. Governor’s Order No. 13 Article 6. The Deputy Chief of Bureau will assist the Chief of Bureau in his business. Article 7. Each Bureau will establish three subordinate offices as follows: - General Office, Economic Office, Health Office. Article 8. The duties of the General Office: 1. To handle the general business; 2. To deal with financial plans; 3. To deal with educational matters; 4. To handle other matters concerning their area. Article 9. The duties of the Economic Office are: 1. To deal with industrial economy; 2. To deal with communications and transportation; 3. To deal with necessities from raw materials. Article 10. The duties of the Health Office are: 1. To deal with promotion of health; 2. To deal with the infectious diseases and other diseases; 3. To deal with medical supplies. Article 11. All subordinate chiefs will carry out their duties under the direction and supervision of the Chiefs and Deputy Chiefs of Bureau. Article 12. Officials will carry out their duties under their superiors. Article 13. In small islands and places not easily accessible to communications, branch offices may be instituted under the head office. Article 14. The head of a branch office will act under the orders of the Chief of Bureau. This order shall take effect from date of publication. Source: Hong Kong News, 16 April 1942 373 Appendix G: The regulations pertaining to the Hong Kong Chinese Co-operative Council are herewith promulgated HONG KONG GOVERNMENT Governor’s Order No. 11(Signed) RENSUKE ISOGAI Governor, Captured Territory of Hong Kong Regulations for the Chinese Co-operative Council 1. In order to ensure the smooth conduct of affairs of Chinese residents in the Captured Territory of Hong Kong, there is now established the Hong Kong Chinese Co-operative Council, called for short the Co-operative Council below. The Co-operative Council will be under the direction of the Chinese Representative Council, which will submit to the various departments of the Hong Kong Government for examination matters concerning the governing and co-operation of Chinese residents. 2. The Chinese Representative Council will elect the president and members of the Cooperative Council from Chinese residing in the Captured Territory of Hong Kong, and those who are to represent all sections of the people will be appointed by the Governor. 3. The Co-operative Council will appoint one chairman and one vice-chairman from the elected members. 4. The Chinese Representative Council will attend the Co-operative Council’s meetings to state their opinions. 5. The opinion of the Council’s chairman, president and members will be discussed and decided upon. 6. After the opinions have been set forth and discussed, the Chinese Representative Council will present them to the Government. This Council will be established from the day of the publication of this notice. Source: Hong Kong News, 28 March 1942 374 Appendix H: The organization and chain of command of H.Q Gendarmerie, Hong Kong Complied by Lt/Col Kanazawa, Asao Chief – Chief of General Affairs Department --- General Affairs Section (chief) – Staff --- Intendance Section (chief) – staff --- Sanitary Affairs Section (chief) -- staff -- Chief of the police affairs department --- police affairs section (chief) – staff --- special branch section (chief) – staff Organization and chain of command of the police headquarters complied by Lt/col Kanazawa, Asao Police commissioner --deputy police commissioner -- chief of the general affairs dept -- general affairs section (chief) – staff -- intendance section (chief) staff -- chief of the police affairs dept -- police affairs section (chief) – staff -- administrative section (chief) – staff -- special branch section (chief) – staff -- chief of the internal inspection dept -- first section (chief) – staff -- second section – staff Line of command of the police affairs Governor – chief of staff – Hong Kong police headquarters -- Hong Kong police station -- police sub-station ----- 9 -- police posts ----- 6 -- fire brigade station ----- 2 -- godown guards ----- 1 -- fire brigade sub-station ----- 3 -- Kowloon police station -- police sub-station ----- 13 -- police posts ----- 5 -- fire brigade station ----- 2 -- fire brigade sub-station ----- 3 -- water police station 375 -- police sub-station ----- 3 -- fire brigade sub-station ----- 2 -- police training school ----- 1 police headquarters --- 1 police stations --- 3 police sub-stations --- 25 police posts --- 11 fire brigade stations --- 4 fire brigade sub-stations ---8 godown guards --- 1 police training school --- 1 (total – 54) Source: HKMS no.100-1-5, Public Record Office, Hong Kong 376 Appendix I: List of Government House and British Colonial Secretariat staff in Hong Kong, December 1941 His Excellency Sir Mark Young, Governor Mr.F. G.Gimson, Colonial Secretary Mr. C. G.Alabaster, Attorney General Mr H. R.Butters, Financial Secretary Captain S. H. Batty Smith, A.D.C. to the Governor Mr. C. R. Lee, Private Secretary to the Governor Mr.M. Brickerton, Interpreter Mr E. W Pudney, AccountantGeneral Mr R. J. Minnitt, Assistant Defence Secretary Source: HKRS no 112-1-1, Public Record Office, Hong Kong 377 Appenidx J: THE SOCIAL AND POLITICAL IMPACT OF THE WAR ON HONG KONG A great deal of research must be done into the social, economic, and political structure of Hong Kong in the pre-war period. But at least it is clear that the Colony, even if it was primarily a trading post, was not like the Shanghai of the old days, an international concession, a cosmopolitan city; yet paradoxically the permeation of government into the everyday lives of the inhabitants, residents, refugees, expatriates - was far less than at present. Even among the top echelons of society, among the taipans and the top officials, as Lethbridge suggests, there was little contact and even conflict.838 Perhaps as Agnes Smedley, herself a temporary refugee from the mainland, said, echoing the Japanese attitude, socially Hong Kong was an effete outpost of Empire ‘like a rotten fruit’ ready to drop into the plunderer’s hands.839 It was a divided community, united only by the tangential interests of commerce. Indeed, a newcomer to the Colony, F. C. Gimson, the Colonial Secretary, with a long career in Ceylon behind him, was shocked at the lack of identification of the Europeans with the welfare of the place where they made their wealth. And what of the poor, who previously had shared this ‘bird of passage’ 840 mentality, but who now were trapped in an insecure permanence as Kwangtung became more and more a waste-land of destruction? It would seem, even without the added burden of penniless starving refugees, that Hong Kong was recognized as a place where ‘more than half [of] the Chinese population of the Colony - that is over 400,000 people - exists in a state of semi-starvation’.841 These were, as the North-China Herald correspondent wrote, ‘The products of the social system of the colony which does not provide wages on which the average Chinese family can subsist.’ And, if this is thought to be a journalistic exaggeration, the facts of utter destitution were undeniable in the embarrassing shape of the many thousands of pavement-sleepers who, day and night, huddled on the only space to which they could lay claim. This might seem to depict a scene ripe for the revolution of the have-nots: but, of course, this did not happen, chiefly because this condition of existence was a common fact of life on the mainland. But, one might ask, these sufferers would surely respond to the 838 Lethbridge, ‘Hong Kong during Japanese Occupation’, 77-81. A. Smedley, Battle Hymn of China (London, 1944), 357. 840 The phrase is Gimson’s. 841 North China Herald, June 23, 1937, 496. 839 378 liberating ideals of the Pan-Asiatic brotherhood propagated by the Japanese in China? The balance of the evidence indicates that the Japanese did little to secure the voluntary cooperation of the local population, apart from a few Eurasians, and the Indians who were mainly members of the police force and therefore vitally necessary for the control of the territory.842 The first aim of the occupation forces was to cow the residents into submission by brutality and terror. The overriding objective was to cut down to the minimum the needs of the local population which even at that time was not self-subsistent and very much dependent on imported food supplies. This was done by strict measures of administration and hygiene, e.g. no one was entitled to a ration card unless he was in employment, and by lax control of emigration regulations to the mainland. As many Chinese families as possible were encouraged to leave the Colony. As the Allied blockade became tighter these pressures became greater; to remain in Hong Kong became a luxury not easily bought by working to aid the Japanese war effort. As Tanaka, the second Japanese Governor of Hong Kong in 1944, promised his subjects: ‘If rice is available, the people will have rice to eat. If there are only sweet potatoes, they will only eat sweet potatoes, and if there are only beans, they will eat beans.’843 With little work to earn a living, with no ships calling at the port, with few or no public amenities such as electric power or public transport, with fuel or firewood almost unobtainable, and the people dying daily of starvation, the B.A.A.G. report was undoubtedly accurate in declaring, ‘The occupying Japanese authorities have nothing to offer except vague promises of Utopia around the corner.’ The promises were by now threadbare and barely credible.844 In view of this it is difficult to attach great significance to other reports, for example that even early in the war, on the celebration of the fall of Singapore, there was great jubilation in Hong Kong. Then there were processions of Chinese in the streets, but the participants (probably Chinese government employees who could not refuse to be present) had been given a cake each as a ‘present’.845 On the contrary, in the words of one report: ‘. . . As if in full expression of their sentiments thousands of Chinese residents packed their scanty belongings and made for their homeland - Free China.’ 842 The study of Hong Kong’s Indian population by K. N. Vaid, The Overseas Indian Cammunity in Hong Kong (H.K.U.P., 1972), says very little about this episode. As he shows, the Indian community has never been fully integrated into Hong Kong society 843 CO 129/591. Intelligence Report No. 68, August 28,1944. 844 FO 371/31671 (1942), Report by an Australian-Chinese lady (Mrs. Gwen Priestwood?). 845 Ibid. 379 In a later similar report the writer, Count R. de Sercey, a Frenchman from the Chinese Postal Service who left Hong Kong in April 1944, confirmed anti-Japanese feelings in even stronger terms. He thought the Hong Kong inhabitants had more confidence in the British than in the Chinese Government. They had great faith in ‘a not distant allied victor.’ (In this respect the practical Chinese were voting with their precious money, hoarding their Hong Kong dollars.) This neutral observer also pleaded extenuating circumstances for the prominent Chinese citizens forced to be members of the puppet Councils: it was the extreme necessity to keep their families from starving which bound them to their masters.846 On the other hand, the Japanese administrators did meet resistance. There was the passive unwillingness of school teachers, for example, to provide propaganda material. Questionnaires issued to schools for pupils to fill in questions such as, ‘What would you do if the British came back to Hong Kong?’ were skilfully parried with answers, ‘We would do what our parents told us to do.’ Similarly opinion polls about ‘the present war’ produced results which can only have been disappointing to the framers of those questions.847 Resistance of a more active kind was represented both by the Chinese members of the B.A.A.G. and the guerrillas of the East River Company. Both of these aspects have been covered by Endacott, but an article written just after the war by an author, H. C. K. Woddis,848 amplifies that account. This article appropriately enough begins with the burning question, ‘On which side lie the sympathies of the people of Hong Kong?’ This seemingly authoritative account of the exploits of the East River Column and the Hong Kong, Kowloon, and New Territories Independent Battalion - controlling the New Territories against `bandits' and Japanese forces alike; in posting up proclamations at the entrance of the Central Market in Hong Kong; rescuing allied soldiers and airmen; in intelligence work - claims that these irregulars played a vital part in helping to defeat the occupying armies of Japan.849 The million or more Chinese who flocked back into the Colony after 1945 at the rate of 100,000 a month provide some evidence that Hong Kong under British rule did appear to 846 CO 129/591, Intelligence Report 1944. In that month the Japanese were unable to maintain the supply of rice rations, and the official distribution was abandoned. 847 Father S. J. Ryan, Steering in troubled waters. (unpublished MS.) 848 H. C. K. Woddis, ‘Hong Kong and the East River Compan’, Eastern World, vol. 3, no. 7, July 1941. 849 Woddis also claims that these irregulars were the first allied troops to march into Kowloon after the defeat of Japan. The presence of an irregular force is confirmed by several Foreign Office papers. Indeed, as Chan has told the story, the imminent liberation of Hong Kong by these ‘Chinese forces’ appeared as a threat to the British plans for the re-occupation of Hong Kong. 380 have some merits. Realistically, of course, one should take into account that some of those returning to Hong Kong calculated that British administration offered greater security for their lives and property than China, still in tumult after the Japanese defeat.850 According to Lethbridge, despite defeat and the eradication of the Japanese occupation - taking down the Japanese street signs and the demolition of the Japanese war memorial – ‘The Japanese succeeded in establishing the foundations of a New Order in Hong Kong’.851 In other words, the occupation worked ultimately to the benefit of the leaders of the Chinese community. Through the British failure in the Far East, the Chinese were able to make the Government of Hong Kong their own government. How this came about is conveyed again in Lethbridge’s words: ‘The British mandarinate collapsed in 1941: it has never been replaced.’ The ‘Peak mentality’ and colonial arrogance were put aside. As for the Chinese, ‘The local population ... seem to have acquired greater trust in the Administration. They were impressed by the speed with which the rehabilitation of the economy was achieved, by the establishment of law and order and of a milieu favourable to the acquisition of wealth. The Government honoured its pre-war debts and obligations and compensated its former employees. Its post-occupation record was admirable - it believed in business first.’852 This reading of the Colony’s transformation at that time, of course, does depend very much on the interpretation that the present day Hong Kong is a Colony run for a small group of Chinese and European businessmen. To discuss the whole complex body of the Hong Kong Government policy and administration in the years after 1945, in order to test this premise, would take this discussion beyond its intended objectives. However, it is a truism of Hong Kong’s development that as a Colony it is debarred from the evolution, hastened by the Pacific war elsewhere, to independent nationhood. Thus politically, whether there is greater welfare for the people than previously is in a sense irrelevant. However, even here, as Endacott has described in this book and in his Government and the People, the returning Governor of Hong Kong, Sir Mark Young, did attempt, though abortively, to introduce a more advanced stage of municipal government to Hong Kong. Where the blame should lie for this failure is again not a question to be debated here: however, the intention to introduce reform was there. Indeed, my own subsequent research into the Colonial Office papers 850 This point was made by Li Shu Fan in 1944. Lethbridge, ‘Hong Kong during Japanese occupation’, 78. 852 Ibid., 127. 851 381 suggests, albeit sketchily, that immediately after the war the British Military Administration looked for candidates ‘to dispute local leadership with the established order’. What was ultimately in view, whether a more representative system or something more limited, is not known. In the mind of MacDougall, at least, there was every intention to start anew, as the following quotation from his informal report shows: ‘We have dusted out the marriage chamber, cleaned the windows, put in some (almost) fresh linen and turned back the covers. But there is no sign of the bride and the groom grows restive.’853 As subsequent attempts to introduce reform into Hong Kong Government have shown, it is because of the special characteristics of the local population that the democratic development so earnestly espoused in other ex-colonies is difficult to encourage here. 853 CO 129/591 54132/45. F. C. Gimson, the retiring Officer Administering the Government, in a broadcast on the eve of his departure from the Colony also expressed the need for reform: ‘I took forward to an era of rapid progress is ameliorating the methods of public administration here in accordance with the settled policy of His Majesty’s Government to foster the development of selfgoverning institutions throughout the Empire. There is great need in Hong Kong for reform on the social as well as the political side; and we are now presented with the opportunity of a clean sheet on which to sketch for early implementation schemes for educational, medical, housing and town-planning improvements. Not least should attention be paid to the problems connected with the promotion by legislation and otherwise of better conditions for the people of the labouring classes.’(Gimson MSS. Rhodes House Library, Oxford.) 382 BIBLIOGRAPHY A. PRIMARY SOURCES (Unpublished) I. Archive documents II. Interviews or personal correspondences III. Unpublished articles, books and memoirs B. PRIMARY SOURCES (Published) I. Newspaper, magazines and journals II. Government reports and papers III. Diaries, memoirs and biographies IV. Official histories C. SECONDARY SOURCES I. Unpublished theses or dissertations II. Published articles, books and monographs 383 A. PRIMARY SOURCES (Unpublished) I. 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Diplomatic Record Office, Tokyo, Japan A.7. 0. 0. 9.-41 A.7. 0. 0. 9. -41-2 Japan Center for Asian Historical Records, National Archives of Japan (JACAR) A03010002400 内閣, 昭和17年, 香港占領地ニ於ケル経済処理ノ為内閣ニ香港経済委 員会ヲ設置ス B02030613100 作成者名称 軍令部第三部 記述単位の年代域 昭和15年11月貿易上ニ於ケル香港ノ援蒋的地位 C04123703800, 南支那派遣波第八一一〇部隊長 栗林忠道, 昭和17年1月10日, 陸 支密受第一九四号 参政第六号 香港陥落ノ内外ニ及ホセル影響ニ関スル件報告 C04123732200 第二十三軍参謀長 栗林忠道, 昭和17年1月15日, 香港( 徳)飛行 場の状況報告 C01000014600 総軍, 昭和17年1月15日~昭和17年1月19日香港通貨対策ニ 関スル件 C01000096000 香港軍政部昭和17年2月~3月香港軍政部 香港占領地総督部職名発 表ニ関スル件 昭和17年2月20日 昭和17年3月5日 (陸亞密) 次官ヨリ香港 占領地総督部参謀長宛電報(暗) 香督参電第六号返 軍政実施上必要ナル職名ヲ貴地 390 限リ発表ノ件当方異存ナシ 陸亞密電一二六 昭和17年2月28日 陸亞密第一六三〇 号 秘 電報訳 2月24日20時五〇分発 2月24日二時一〇分著 次官宛 発信者 香港 軍政部参謀長 香督参電第六号 当部軍政実施上必要ニ付キ参謀長総務長官 泊武治 民 事部長 市来吉至 財務部長 中西有三 交通部長 高松順茂ノ職名当地ニ関スル限リ発表 致度返 通電先、次官次長 C01000093500 昭和17年02月10日興亜機関興亞機関業務報告 第二囘 四部 於香 港興亜機関 極秘 興亞機関業務報告(第二囘) 昭和17年2月10日 於香港興亜機 関 目次 一、要旨 二、業務経過概要 三、将来ノ企図 別紙第一抑留支那要人一覧表 別 紙第二興亞機関人員表 別紙第三港九中国紳士録 別紙第四興亞機関ニ関スル命令 別冊 第一港九善後処理委員会業務報告 別冊第二留日同学会業務報告 一、要旨 興亞機関ハ 香港戦略作戰開始後香港、九龍ニ殘存セル支那側特ニ重慶側要人ヲ獲得利用スル為 設立セラレタルモノニシテ爾来香港、九龍ノ支那側要人ヲ收容或ハ監視シアリ其ノ 現况別紙第一ノ如ク目下依然任務ヲ續行中ニシテ C01000135800 昭和17年02月10日駐港重慶機関調査録一〇〇部中一一-一五号 興亜機関 極秘 一八〇部中十二号 興調第九号 駐港重慶機関調査録ヘ( 一報) 昭和1 7年2月10日 興亜機関 目次 政府機関 1外交部駐港簽証処 2交通部駐港購料弁事 処 3軍政部駐港弁事処4教育部華僑教育視察専員 5軍委会資源委員会駐港弁事処 6 軍委会運輸站 7軍委会後方勤務部駐港弁事処8廣東省政府駐港報処 9廣西省特派情 報処 党部機関10国民党中央海外部駐港弁事処 11国民党中央宣伝部関粤宣伝専民 駐港弁事処 12僑務委員会駐港弁事処13中央通訊社香港分社(宣伝部ノ機関) 1 4国民日報(宣伝部) 16蒋侍従室清報工作処 C01000135900 昭和17年02月10日駐港重慶側高級特務機関ノ概略 一〇〇部中第 二号-第一五号 興亜機関 極秘 100部ノ中 11号 興調第十二号 駐港重慶側高級特 務機関ノ概略 昭和17年2月10日 興亜機関 目次 一、軍委員情報部特務情報処駐 港処 二、国民党中央調査統計局駐港機関 三、陳策、 城機関栄記、 記行 四、三民主 義青年団駐港弁事処 五、国民党駐港澳支部香港支部主要人員 註 本情報ハ在港藍衣社 幹部某ノ提出セルモノナリ。 (一)軍委員情報部特務情報処駐港処ノ組織。軍事委 員会情報部長 笠ノ秘密ニ設立セル特務情報処ハ人力共ニ豊富ニシテ、内勤組。外勤 組跟踪隊。行動隊。反間隊。一五部ニ分レ活動シアリ。 C01000136200 昭和17年02月11日社会結社「中国中和堂」ニ関シ 五〇部中第二 号-第十五号 興亜機関 極秘 50部ノ中11号 興調第一五号 社会結社「中国中和 堂」ニ関シ 昭和17年2月11日 興亜機関 2月11日 興亜機関 社会結社『中国中 和堂』ニ関シ 一、第一次中和堂ノ設立状况 中和堂ハ「反清、中華民国建設」ヲ目的 トシテ廣東省順徳県生レー尤列及孫中心二人ガ南洋及米国ニ於テ発起シタルモノニ シテ民国2年北京政府内政部ニモ認メラレタル団体ナリ。ソノ党員ハ南洋ニ最モ多 ク十余万人ニ及ベリ。 香港澳門ニ於ケル党員ノ有力者ハ尤少甫・黎君樸・李紀堂・ 林少鵬・盧光功・邱松山・欧雲軒・李天徳・張我球・李少奇等多数アリタレド概ネ 商人出身 391 C04014908200 作成者名称 陸軍省 資料作成年月日 昭和17年5月21日所謂香港惨虐行為に関する加納支店長の談話 に関する件 C01000387500 作成者名称 香港占領地總督 磯谷廉介 資料作成年月日 昭和17年05月28日香港占領地総督部命令 C04123837600 作成者名称 次官||香港経済委員会 資料作成年月日 昭和17年10月21日香港占領地経済復興応急処理に関する件 C04122765500 作成者名称 南支那方面軍参謀長事務取扱 根本博 資料作成年月日 昭和16年3月2日ソ聯の援蒋行為並に香港の会社組織に関する情報 送附の件 C04123340700 作成者名称 波集団参謀長 加藤鉄平 資料作成年月日 昭和16年8月20日 「対澳門施策要領」に関する件八六四三 波集三戌第二八四号 「対澳門施策要領」ニ 関スル件 昭和十六年八月二十日 波集団参謀長 加藤鉄平 陸軍次官 木村兵太郎殿 南方 参電第一一七号ニ依ル首題ノ件別刷ノ通報告ス 報告先 総軍 参謀本部、陸軍省(参考 迄) 対澳門施策要領 昭一六、八、一九 南支陸海外協定 第一 方針 一、澳門ノ敵性特 ニ対敵交易及密輸行為ヲ禁絶セシムルコトヲ主眼トス 但シ施策ニ方リテハ表面上ハ 澳門ノ中立性ヲ残存シ香港ヨリスル物資取得並ニ情報蒐集等ノ為之カ利用ヲ著シク 不利ナラシメサル事ニ著意ス 第二 指導要領 二、別紙「澳門ニ対スル敵性排除ニ関ス ル申入事項」ヲ澳門政府ニ対シ申入ル 之カ為先ツ澳門領事ハ澳門ニ於テ直接総 C04123674600 作成者名称 次官||支那派遣軍総参謀長 資料作成年月日 昭和16年11月15日香港政務方針に関する件 陸軍省受領 陸支密受第一一六九八号 香港政務方針ニ関スル件 昭和拾六年十一月拾五 日 (陸支密) 次官ヨリ支那派遣軍総参謀長宛電報(暗) 総参四電第六五二号返 香 港政務方針ニ就テハ目下海軍側ト予想占領地全般ノ処理分担ヲ協議中ニシテ近ク決 定ノ上指示セラルル筈ニ付承知セラレ度 陸支密電四二八 昭和十六年十一月十五日 秘 電報訳 一一月一四日午前後一六時五〇分発 一九時〇〇著 次官 次長宛 発信者 支那派 遣軍総参謀長 総参四電第六五二号 香港攻略後ノ政務方針ニ関シテハ先般宮野大佐上 京ノ際同官ヲシテ之ガ指令方連絡セシメタル所ナルガ当軍トシテハ至急準備(特ニ 人的準備)実情ニ調査シ度ニ付至急何分ノ御指示相成度 追テ要スレバ C04123630100 作成者名称 南支那派遣第八一一○部隊長 酒井 隆 392 資料作成年月日 昭和16年12月9日 規模 24 香港攻略後に於ける軍政実施に関する件 軍事機密 陸軍省受領 陸支密受第一二九五九号 波集参戊第五七五号 香港攻略後ニ於 ケル軍政実施ニ関スル件 昭和十六年十二月九日 南支那派遣第八一一○部隊長 酒井 隆 陸軍次官 木村 兵太郎 殿 香港攻略後ニ於ケル軍政実施ニ関シ「香港九龍政務ニ関ス ル陸海軍協定」並ニ「第二十三軍香港九龍軍政指導計画」別冊ノ通定メラレタルニ 付報告ス 軍事機密 整理番号 五拾部ノ内第八号 昭和十六年十二月六日 香港、九龍政 務ニ関スル陸海軍協定 第二十三軍司令官 第二遣支艦隊司令長官 第二十三軍司令官及 第二遺支艦隊司令長官ハ「占拠地軍政実施ニ関スル陸海軍中央協定」(以下中央協 定ト略称ス)ニ基キ左ノ如ク協定ス 一、第二十三軍司令官ハ香港島九龍租借地ニ於 ケル軍政ヲ実施ス Collections of Mr. Wani Yukio 香港占領地総督部『軍事極秘・状況報告』磯谷廉介文書=独自入手(1942.4.2) 香港占領地総督部『香港軍政の概要』『陸亜密大日記』防衛庁防衛研究所(目録メ モ) 香港占領地総督部『秘・香港占領地通貨整理要領』(1942.5.15) The National Archives of Singapore NA868-NA879. British Military Administration. Chinese Affairs. MSA 001-026. British Military Administration Files. Social Affairs Department. Nankwang Weekly nos. 1-117, 1942-1945. Good Citizens’ guide. Singapore: Syonan Shinbun, 1943. II. Interviews or Personal Correspondences Interviews conducted by author Dr. Arujunan Narayanan, lecturer, Faculty of Social Sciences and Humanities, Universiti Kebangsaan Malaysia, Malaysia. 25 April, 2005. Dr. Geoff Wade, Senior Research Fellow, Asia Research Institute, National University of Singapore. 28 April, 2005. Dr. Huang Jian-li, Associate Professor, Department of History, National University of Singapore. 15 April, 2005. Dr. Lim Guan-hock, former Head of National Archives of Singapore. 13 April, 2005. 393 Dr. Ng Chin-keong, Director, Chinese Heritage Centre, Singapore. 18 April, 2005. Dr. Ngo Tak-wing, Sinological Institute, Universiteit Leiden, the Netherlands. 29 June, 2005. Dr. Paul H Kratoska, Associate Professor, Department of History, National University of Singapore. 3 May, 2005. Dr. Teow See-heng, Associate Professor, Department of History, National University of Singapore. 19 April, 2005. Dr. Voon Phin-keong, Director, Centre for Malaysian Chinese Studies, Malaysia. 25 April, 2005. Dr. Yip Lai Lam (葉禮霖), a resident in Wan Chai, during WWII. 13 May, 2004. Miss Cheung San-mui (張三妹), a resident of Hong Kong during WWII. 2 April, 2004. Miss Leung Wai-fong (梁慧芳), a resident of Hong Kong during WWII. 28 March, 2004. Mr Hui Fat, a resident of Singapore during WWII. 2 May, 2005. Mr Tang Kam-wai (鄧錦華), a resident of Hong Kong during WWII. 20 April, 2004. Mr and Mrs Lam, a resident of Hong Kong during WWII.6 April, 2004. Mr Chen, a resident of Singapore during WWII. 30 March, 2005. Mr Hui , a resident of Singapore during WWII. 30 March, 2005. Mr Hui Wai-chen, a resident of Singapore during WWII. 30 March, 2005. Mr Ko Tim-keung. 31 March, 2004. Mr Lai, a resident of Hong Kong during WWII. 10 May, 2004. Mr Leung Tong-yee (梁通儀), a resident of Hong Kong during WWII. 7 May, 2004. Mr Lim , a resident of Singapore during WWII. 30 March, 2005. Mr Lo Ping-kong (盧炳光), a resident of Hong Kong during WWII. 10 May, 2004. Mrs Pauline Chen, a student in Kowloon during WWII. 17 March, 2006. Mrs Tang, a resident in Yuen Long, New Territories during WWII. 19 August, 2006. Ms Law Yin (羅賢), a resident of Hong Kong during WWII. 10 May, 2004. Ms Cheung Lai (張來), a resident of Hong Kong during WWII. 7 May, 2004. 394 Ms Chiu Man-mui (趙雯妹), a resident of Hong Kong during WWII. 8 April, 2004. Ms Fan Lai-ping (范麗冰), a resident of Hong Kong during WWII. 20 April, 2004. Ms Mary Kwok, who living in the Stanley civilian internment camp in Hong Kong during WWII. 3 November, 2006. Ms Wong Wee-hon, Head of Archives Reference, National Archives of Singapore. 13 April, 2005. Ms Ng (吳執妹), a resident of Hong Kong during WWII. 10 May, 2004. Professor Ming C. Chan, Coordinator, Hoover Institution, Stanford University, Stanford, California 94305, USA. 14 March, 2006. Oral History interviewees by Hong Kong Oral History Archives Project, Centre of Asian Studies, the University of Hong Kong Anna Kwok Annie Lee Darwin Chen Dorothy Lee George Choa Jimmy Wakefield Jules A Siron Magdalene Fung Marjorie Bray Maximo Cheng Michael Funk 孔寶千 江潔珠 何福注 余志明 余馬潔文 余蓮彩 吳兆熙 李日樂 李江紋 李我 李流錫 李陳勁秀 李曾超群 杜佑安 阮太 周和熙 395 周廣智 林玉英 林蛟 馬玉蘭 張俊青 張麗蘭 梁有錦 莊南 陸孝佩 華慧娜 黃永儉 黃妙萍 葉若林 葉培蘭 趙雁苑 劉光 劉洪 劉炯興 鄭心墀 鄭翔奮 鄭馮潤梅 鄭學賢 黎秀姬 謝婉娜 謝綺霞 鍾偉明 簡悅強 蘇永昌 冼子霖 Oral History interviewees by the Oral History Department, National Archives of Singapore Boey, Poh Kim Choa, Soon Ann Gan, Charlie Gay, Wan Guay Heng, Chiang Ki Koh Soh Goh Lee, Kang Kim Lee, Kim Chuan Lee, Kip Lin Lee, Mun Hee Lim, Bo Yam 396 Lim, Soo Gan Ng, Jack Kim Boon Ng, Seng Yong See, Hong Peng Soon, Kim Seng Tan, Leong Teck Tay, Yen Hoon Teo, Siew Jin Yap, Siong Eu Yeo, Guan Chin Other interviews Birch, Alan and Cole, Martin. 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Oral History Project, Centre for East Asian Studies, Chinese University of Hong Kong, Saikung, 1940-1950 (Hong Kong : Chinese University of Hong Kong, 1982) Oral History Department, Sook Ching, (Singapore: National Archives of Singapore, 1992) Oral History Department, Syonan: Singapore under the Japanese: A Catalogue of Oral History Interviews, (Singapore: National Archives of Singapore), 1986 Zhang, Huizhen, Kong, Qiangsheng, Cong shi yi wan dao san qian: lun xian shi qi Xianggang jiao yu kou shu li shi, (Hong Kong : Oxford University Press, 2005) Transcript of interview conducted by Dr Steve Tsang with David MacDougall, Febraury 26, 1987, Rhodes House. 劉智鵬, 周家建 著, 吞聲忍語 : 日治時期香港人的集體回憶, (香港: 中華書局, 2009) 石田甚太郎. 『日本鬼 : 日本軍佔領下香港住民の戰爭體驗』 (東京 : 現代書館, 1993) III. Unpublished articles, books and memoirs Baker, Brain, Christmas in Hong Kong, 1997. 397 Muir, Augustus, The Hong Kong tragedy. 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