CATS Proceedings Printout - ICPE - 7th International Congress on
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CATS Proceedings Printout - ICPE - 7th International Congress on
© Graz Tourismus BOOK OF ABSTRACTS June 16-17, 2014 Graz, Austria www.icpe-graz.org Organizing Institutions: Graz University of Technology Institute for Process & Particle Engineering, Graz University of Technology Research Center Pharmaceutical Engineering Co-sponsoring and Supporting Organizations & Societies: APV, International Association for Pharmaceutical Technology, Germany BioNanoNet Research Association Austria Medical University of Graz, Austria University of Graz, Austria Sponsors of the ICPE2014: Thank you very much for sponsoring the ICPE2014! ICPE 2014 Table of Contents Keynote Lecture 1 Mechanistic models and model analysis tools to support PAT system development 1 Krist Gernaey Keynote Lecture 1 High energy formulations for poorly water soluble drugs – developments and challenges 2 Thomas Rades Advanced Formulation Design 1 Phase Behavior of Pharmaceutical Systems 3 Gabriele Sadowski, Anke Prudic, Raphael Paus 2 Study of the polymer swelling kinetics using MRI 4 Michaela Gajdosova 3 Tailored protein release from biodegradable multiblock-copolymer implants prepared by hot melt extrusion 5 Milica Stankovic 4 DPI performance of tailor-made spray dried mannitol and salbutamol sulphate particles 6 Mathias Mönckedieck, Jens Kamplade, Phanuel Fakner, Hartwig Steckel, Peter Walzel Advanced Platform Technologies 1 Die Face Pelletizing of Sticky HME Formulations 7 Daniel Treffer, Gerold Koscher, Johannes Khinast 2 Comminutive Pelletizing - Continuous Production of Hot-melt Extruded Pellets 8 Reinhardt-K. Muerb 3 Stirred media milling of an organic model compound in ethanol 9 Denise Steiner, Jan Henrik Finke, Sandra Breitung-Faes, Arno Kwade 4 Freezing of Pharmaceutical Proteins: Benefits of Process Characterization at Reduced Scales Ulrich Roessl, Birgit Pittermann I 10 ICPE 2014 Keynote Lecture 1 Progressing to i-pharmaceuticals - Drug delivery science driven by technology & patients 11 Sven Stegemann Advanced Formulation Design 1 Effects of Particle Size and Structure on the Drug Loading Capacity of Lipid Nanoparticles 12 Eva Kupetz, Heike Bunjes 2 Miscibility, processing, and stability considerations of spray-dried amorphous solid dispersions: A tale of naproxen-PVP system 13 Amrit Paudel 3 The Stability of Amorphous Solid Dispersions - What can We Learn from Mathematical Models? 14 Michael Brunsteiner 4 Compressing of granules into minitablets and tablets – is there any difference? 15 Adrian Kamola Advanced Platform Technologies 1 Integration of ecological aspects in sustainable pharmaceutical production in multi-purpose plants 16 Mandy Wesche, Michael Häberl, Marco Kohnke, Stephan Scholl 2 A Critical Eye on Controlled Nucleation during Lyophilization 17 Ilona Konrad, Raimund Geidobler, Angelika Freitag, Wolfgang Friess, Andrea Hawe, Gerhard Winter 3 Bacterial Ghost Platform Technology for Pharmaceutical Protein Production 18 Timo Langemann 4 NANEX: A Rational Design of the Manufacturing of a Solid Oral Nanoparticle Formulation 19 Ramona Baumgartner Pharmaceutical Modeling and Simulation 1 Two-dimensional PBM for simultaneous modelling of drying and breakage of pharmaceutical granules 20 Séverine Mortier 2 A Novel Simulation Approach for Hot Melt Extrusion Andreas Eitzlmayr, Josip Matic, Gerold Koscher II 21 ICPE 2014 3 A decision making framework for optimal implementation of equipment management in manufacturing execution system 22 Saana Sandström, Julia Matilainen, Anne Juppo, Christian Rothkopf Process Analysis and Quality Assurance 1 Improvement of adherence and safety of senior patients through multi-frequency RFID technology supported medication 23 Elena Stocker 2 Fermentation Modeling in a PAT Environment 24 Johannes Scheiblauer 3 QbD 2.0: Efficient use of R&D for the design of robust manufacturing processes 25 Sean Bermingham Keynote Lecture 1 Critical discussion about the influence of roll compaction/ dry granulation on tablet properties 26 Peter Kleinebudde Pharmaceutical Modeling and Simulation 1 Simulation of an overall lab scale tablet production 27 Sebastian Trebbien, Ina Weinsheimer, Alexandra Weitz, Peter Langguth, Frank Stieneker 2 Image-Based Real Time Crystal Shape Observer 28 Holger Eisenschmidt 3 Investigating the uniformity of an active coating process using DEM simulations 29 Gregor Toschkoff, Georg Scharrer, Sarah Just, Klaus Knop, Peter Kleinebudde, Dejan Djuric, Adrian Funke, Johannes G. Khinast Process Analysis and Quality Assurance 1 Development of a multivariate FTIR spectroscopic method to monitor microstructural changes of gelatin during capsule manufacture 30 Fabian Polyak, Gabriele Reich 2 Total Surveillance! Inline Monitoring of Tablets with NIR Chemical Imaging 31 Patrick R. Wahl, Stephan Sacher, Peter Kerschhaggl 3 Combining image analysis with Raman spectroscopy for QBD Paul Davies III 32 ICPE 2014 Keynote Lecture 1 The European Pharmaceutical Industry – Past success, present challenge and future potential 33 Richard Torbett Keynote Lecture 1 Perspectives in Process Analysis 34 Rudolf Kessler Pharmaceutical Modeling and Simulation 1 Process modelling of dry foam drying kinetics 35 Pranay Kumar Ghosh, Emmanuela Gavi, Angela Dischinger, Susanne Page 2 Prediction of bulk compaction properties based on deformational characteristics of single crystals determined by nanoindentation 36 Stane Srcic, Nina Lah 3 Investigation of polymer-API systems distribution behavior in the mold during injection molding process by numerical (CFD) methods 37 Herwig Juster 4 Probabilistic Modeling of Wet Collisions in Sheared Particle Beds 38 Bhageshvar Mohan, Stefan Radl 5 Experimental and model-based investigation of twin screw granulation: towards more profound process knowledge 39 Ashish Kumar, Krist Gernaey Process Analysis and Quality Assurance 1 Application of combined UV/VIS spectroscopy and computed tomography in analysis of granules 40 Ondrej Kaspar 2 Multispectral UV Imaging for High-Speed Quality Control in the Manufacturing Process of Tablets 41 Marten Klukkert, Albrecht Sakmann, Sönke Rehder, Jens Michael Carstensen, Thomas Rades, Claudia S. Leopold 3 Fast Insight into Solid State Transformations using Synchrotron X-ray Diffraction Johan Boetker, Jukka Rantanen, Thomas Rades, Anette Müllertz, Adrian Hawley, Ben Boyd IV 42 ICPE 2014 4 Coating Thickness Prediction by in-line Raman spectra: 43 Applicability of Spatial Filtering Velocimetry as reference method Friederike Folttmann 5 Measuring the particle size evolution of disintegrating tablets 44 Julian Quodbach, Peter Kleinebudde Pharmaceutical Modeling and Simulation 1 Fully Coupled Multiphase Simulation of a Bottom-spray Wurster Coater Using a Hybrid CPU/GPU CFD/DEM approach 45 Charles Radeke Process Analysis and Quality Assurance 1 Terahertz Spectroscopy: A New Tool for Predicting the Stability of Amorphous Drugs 46 Axel Zeitler Continuous Manufacturing 1 Continuous manufacturing of solid dosage forms from the point of view of an equipment supplier 47 Reiner Lemperle 2 Experimental study on the particle size distribution of granules produced by twin screw granulation 48 Jurgen Vercruysse, Margot Fonteyne, Urbain Delaet, Ivo Van Assche, Thomas De Beer, Jean Paul Remon, Chris Vervaet 3 The Plug & Play Reactor: A Versatile Tool for Synthesis in Continuous Flow Mode Heidrun Gruber-Wölfler, Georg J. Lichtenegger, Klemens Obermaier, Hannes Kitzler, Johannes G. Khinast V 49 ICPE 2014 Mechanistic models and model analysis tools to support PAT system development K.V. Gernaey CAPEC-PROCESS, Department of Chemical and Biochemical Engineering, Technical University of Denmark (DTU), Building 229, DK-2800 Lyngby, Denmark Email for correspondence: [email protected] Considering the typical development cycle of a drug, two obvious ways of increasing profit are: (1) more rapid process development, and thus maximization of the time between product release and patent expiration; and (2) optimising the full-scale production system to achieve a more efficient process. In both cases, increased use of mechanistic models can be advantageous. A mechanistic model should in this respect be considered as a convenient representation of the available process knowledge. In a process development context, a mechanistic model can be used to screen different combinations of operating conditions, such that only the most promising combinations have to be validated experimentally. In this way, the number of experiments can be reduced, or the available experimental resources can be used more efficiently. With respect to full-scale production, a mechanistic model of (part of) a production system can be used to investigate how to operate the system more efficiently, e.g. by adding on extra controllers or by changing set points of controllers, without the need to disturb the full-scale system. The mapping of the design space of a process, inspired by the PAT guidance released by the FDA in 2004, increasingly justifies the development of mechanistic models of the process as well, to capture the often non-linear relations between process variables and final product quality. Here specifically, model analysis – for example by means of uncertainty and local/global sensitivity analysis – and simulation studies with such models can be helpful in designing experiments to map the design space, or to propose a design of a PAT system, to test control strategies etc. In this context, mechanistic models and model analysis methods can contribute significantly to streamline the process development phase research efforts. This lecture will illustrate the use of mechanistic models in the context of pharmaceutical process development and operation with examples. Examples will have focus on fermentation process development, on separation processes and also on secondary manufacturing. Moreover, the use of mechanistic models to support PAT system design and scaling up of processes will be discussed, and examples from other research areas will be highlighted to illustrate how mechanistic models could be used increasingly in the future in the context of pharmaceutical process development and operation. 1 ICPE 2014 High energy formulations for poorly water soluble drugs – developments and challenges T. Rades Research Chair in Pharmaceutical Design and Drug Delivery, University of Copenhagen, Faculty of Health and Medical Sciences, Department of Pharmacy, Universitetsparken 2, 2100 Copenhagen, Denmark Email for correspondence: [email protected] An increasingly important bottleneck for the development of drugs to medicines is the poor aqueous solubility of many small molecular weight drugs in the pipeline of pharmaceutical companies. To increase the solubility of drugs, and thus their bioavailability, feasible approaches include the conversion of crystalline drugs to their respective amorphous forms, and the formulation of drugs in lipid based drug delivery systems (LBDDS). In both of these systems the drug is present in a high energy form, either in the formulation (amorphous forms ) or after administration (LBDDS). Amorphous systems show an increased dissolution rate and solubility compared to their crystalline counterparts and thus improved bioavailability, especially for so-called “brick dust” molecules. This approach may be pursued either for the pure drug, or more commonly using drug/polymer mixtures, resulting in amorphous glass solutions. LBDDS are particularly suitable for so-called “grease ball” molecules and provide higher bioavailability through solubilisation of the drug in various colloidal particles after administration. The nature of the colloidal particles, and thus their solubilisation capacity changes as lipolysis progresses. In this presentation, emphasis will be placed on the fact that the amorphous form does not represent a well-defined solid state, but that the resulting amorphous form will have different properties (including different physical stabilities) depending on the preparation method (e.g. quench-cooling, spray drying, milling) and the parameters used in the preparation process (e.g cooling rate of the melt, milling time). Examples for our own work in this field will be given. Also new concepts to develop amorphous drugs, such as the use of drug-drug co-amorphous combinations, the use of amino acids as small molecular weight excipients to increase stability of amorphous drugs and our recent attempts to coat amorphous particles with polymers, to decrease surface crystallisation will be discussed. LBDDS can also be prepared with the drug supersaturated in the lipid formulation, resulting in higher drug load and higher bioavailability. Care however needs to be taken when developing such dosage forms as precipitation of the drug (either in crystalline or amorphous forms) may occur. Again, examples for our own work in this field will be given. Since these high energy forms present specific challenges over and above “conventional” solid dosage forms. This means that additional challenges need to be addressed if such dosage forms are to be manufactured in a QbD/PAT environment and when considering continuous manufacturing possibilities. 2 ICPE 2014 Phase Behavior of Pharmaceutical Systems G. Sadowski, A. Prudic, R. Paus TU Dortmund, Department of Chemical and Biochemical Engineering, Laboratory of Thermodynamics Email for correspondence: [email protected] Active pharmaceutical ingredients (APIs) are often complex compounds exhibiting very low aqueous solubility. Because of this, they only slowly dissolve in the body when administered as crystalline solids, which leads to a low bioavailability. Several approaches to increase the bioavailability of APIs have been presented in literature. One of them is salt formation by ionization of functional groups which can be achieved by adding an acid or a base and therewith changing the pH in the solution. The observable increase in solubility depends on the acid constant of the API itself as well as on the amount and nature of the acid or base added. Another possibility is to form a so-called amorphous solid dispersion in which the API is integrated into a polymer which acts as carrier matrix. In this matrix, the API is integrated in its amorphous form rather than in the crystalline state which increases the dissolution rate of the API. However, often these solid dispersions are not thermodynamically stable and therefore amorphous phase separation and even recrystallization of the API might occur during storage. This depends on the thermodynamic phase behaviour which is to a great extend influenced by e.g. the kind of API and polymer, by temperature and relative humidity. Due to this complexity, the above-mentioned approaches are so far usually found by trial-anderror procedures. Thermodynamic understanding and modeling of the underlying phenomena, however, is a valuable tool to improve and to intensify this process. The talk will give an overview about the thermodynamic phase behaviour of systems containing pharmaceuticals. The influence of temperature, co-solvents, additives and pH on the solubility of APIs in water as well as in organic solvents will be discussed, whereas the latter is of particular interest during API production. Particular emphasis will be placed on the phase behaviour of solid dispersions including the influence of relative humidity on their phase behavior. All phenomena will be discussed on the basis of experimental data for various systems. Finally, it will be shown that thermodynamic modelling today allows for reliable correlations and even predictions of the phase behaviour of API solutions as well as for solid dispersions. It can thus drastically reduce the experimental effort for developing the optimal API formulation and processing. 3 ICPE 2014 Study of the polymer swelling kinetics using MRI M. Gajdošová *, N. Sarvašová , D. Pěček , F. Štěpánek Department of Chemical Engineering, Institute of Chemical Technology, Prague, Technická 5, 166 28 Prague 6, Czech Republic, Tel.: +420 220 443 048 *E-mail for correspondence: [email protected] Through the recent years, there has been a steady increase in employing various imaging techniques in pharmaceutical research. Amongst others, Magnetic Resonance Imaging (MRI) has also been utilized mainly due its ability to provide us with the direct visualization of several physicochemical processes, such as tablet dissolution, in real time. As a non-destructive method, it can be likewise used as a means to study the swelling of the polymer matrices. Since such matrices are nowadays widely used to control the release of API, it became essential to describe the polymer swelling kinetics and find the relationship between the type of used polymer and the dissolution profile of API. The aim of our research was to monitor the dissolution kinetics of polymeric matrixes with the different ratio of hydrophilic and lipophilic components using MRI technology. For this purpose, six different types of tablets prepared by the direct pressing were studied. The experiments were performed in flow arrangement within specially designed plastic flow cell with a tablet holder placed inside the MRI scanner. Each measurement proceeded under specific conditions, namely phosphate buffer saline pH 6 as a medium, medium temperature 37°C, the flow rate of medium 4 ml/min, the time of experiment 8 hours. As a contrast agent, for improving the visibility of erosion front, composite nanoparticles SiO2/FeOx were used. Each tablet was measured three times and the thickness of gel layer was evaluated in three different regions. Results from MRI experiments were compared to the results obtained with texture analyser, and then the relationship between polymer swelling and drug release was evaluated. In summary, MRI proved to be a suitable imaging technique for the polymer swelling quantification. For the future measurements, the effect of different additives on the polymer swelling kinetics will be evaluated. The results of this research should lead to unique database, containing the list of possible polymer matrices and their effects on the dissolution profile of API, existence of which would notably simplify the formulation of dosage forms with the desired drug release. 4 ICPE 2014 Tailored protein release from biodegradable multiblock-copolymer implants prepared by hot melt extrusion M.Stanković *a, J. Tomar a, C. Hiemstra b, R. Steendam b, H. W.Frijlink a, W. L.J.Hinrichs a a b Department of Pharmaceutical Technology and Biopharmacy, University of Groningen, A. Deusinglaan 1, 9713 AV, Groningen, The Netherlands InnoCore Pharmaceuticals, L.J. Zielstraweg 1, 9713 GX, Groningen, The Netherlands E-mail for correspondence: [email protected]; [email protected] The research on the development of parenteral depot formulations for sustained delivery of proteins has expanded enormously during the last few decades. Numerous emulsificationbased encapsulation techniques have been used to prepare such formulations. However, when manufactured via these processing methods proteins are exposed to aqueous-organic solvent interphases and/or hydrophobic surfaces, which can result in denaturation of proteins. Hot melt extrusion (HME) is a solvent-free method offering many advantages over the other encapsulation techniques. It is a fast and reproducible process with good mixing capabilities. Poly(DL-lactide-co-glycolide) (PLGA) has been widely applied as a release controlling biodegradable polymer in microparticle and implant-based depot formulations for peptides and proteins. However, PLGA can only be extruded at temperatures higher than 90°C, which can be highly detrimental for protein integrity. To overcome this problem, we synthesized biodegradable poly(ε-caprolactone-poly(ethylene glycol))-block-poly(ε-caprolactone), x[PCL-PEG]-b-y[PCL]) multiblock copolymers with different block ratios and with a low melting temperature (49 - 55 ˚C), with x/y being 30/70, 50/50 and 70/30 (w/w) [1]. The effect of block ratio and thus the PEG content of the polymers (i.e. 22.5, 37.5 and 52.5 wt%) as well as the effect of protein molecular weight (Mw) (1.2, 5.8, 14, 29 and 66 kDa being goserelin, insulin, lysozyme, carbonic anhydrase and albumin, respectively) on protein release was investigated. Proteins were first spray-dried with polysaccharide inulin as a stabilizer to obtain a powder of uniform particle size. Subsequently, spray-dried inulin-stabilized proteins were incorporated into small diameter polymeric implants by HME at temperatures as low as 49 - 55 ˚C. A degradation study on polymer only implants was additionally performed to study the in vitro degradation kinetics of these novel multiblock copolymers. All incorporated proteins fully preserved their structural integrity as determined after extraction from the implants. It was found that the release rate of the protein increased with decreasing Mw of the protein and with increasing the PEG content of the polymer. Swelling and degradation rate of the copolymer increased with increasing PEG content. In conclusion, proteins can be in incorporated in [PCL-PEG]-b-[PCL] multi-block copolymers by HME without loss of their integrity and the release of the proteins from these implants can be tailored by varying the PEG content of the polymer (results of this study have been published in [2]. Acknowledgment: This research was performed within the framework of the Northern Drug Targeting and Delivery Cluster (EFRO Grant) [1] M. Stanković, H. De Waard, R. Steendam, C. Hiemstra, J. Zuidema, H.W. Frijlink, W.L.J.Hinrichs, Low temperature extruded implants based on novel hydrophilic multiblock copolymer for long-term protein delivery, Eur. J. Pharm. Sci. 49 (2013) 578–587. [2] M. Stanković, J. Tomar, C. Hiemstra, R. Steendam, H.W. Frijlink, W.L.J. Hinrichs, Tailored protein release from biodegradable poly(ε-caprolactone-PEG)-b-poly(ε-caprolactone) multiblockcopolymer implants., Eur. J. Pharm. Biopharm. (2014) http://dx.doi.org/10.1016/j.ejpb.2014.02.012 5 ICPE 2014 DPI performance of tailor-made spray dried mannitol and salbutamol sulphate particles M. Mönckedieck*, J. Kamplade**, P. Fakner**, H. Steckel***, P. Walzel** * Research Center Pharmaceutical Engineering, Inffeldgasse 13, A-8010 Graz, Austria ** TU Dortmund, Emil-Figge-Str. 68, 44227 Dortmund, Germany *** Kiel University, Grasweg 9a, 24118 Kiel, Germany Email for correspondence: [email protected] INTRODUCTION: Carrier-based formulations are well established for the use in DPIs. Interparticle interactions between carrier and drug need to be strong enough to ensure uniformity of dosing, but low enough to facilitate detachment of the drug during inhalation. Particle properties like surface morphology, size and porosity play a crucial role in the prediction of the resulting fine particle fraction (FPF, 1-5 µm). This project deals with spray dried drug (salbutamol sulphate, SBS) and carrier (mannitol) particles, which were tailor-made by adjusting appropriate process parameters [1]. Our goal is to obtain an essential understanding of how different surface morphologies and sizes of either carrier or different APIs affect the DPI performance for lung inhalation [2]. EXPERIMENTAL METHODS: Mannitol was spray dried in different qualities with a non-commercial pilot scale spray dryer at TU Dortmund. SBS was prepared using a Buechi Mini Spray Dryer B-290 (Buechi Labortechnik AG, Switzerland). Interactive mixtures were prepared with a Turbula blender (Willy A. Bachofen AG, Germany) and DPI performance was investigated by determination of the FPF with a Next Generation Impactor (NGI, Copley Scientific Limited, UK) using the Novolizer as a device. RESULTS & DISCUSSION: Figure 1: Binary mixture of mannitol carrier and SBS drug particles (both spray dried); (A): mannitol dried at an outlet temperature of 70°C and SBS with x50.3 = 2.3 µm; (B): mannitol dried at an outlet temperature of 97°C and SBS with x50.3 = 3.7 µm Particle properties were altered for both drug and carrier components on the basis of particle size and surface morphology. The various resulting mixtures reveal significant differences in the FPF. Spheric mannitol carrier particles in combination with smaller SBS particles (FPF: 27.3%; Fig. 1A) show a better performance than indented mannitol carrier mixed with larger SBS particles (FPF 11.5%; Fig. 1B). It could be shown that the entrainment of the powder into air is dependent on the particle surface of the carrier material. SBS from spherical carrier particles with low indentations appears to be better disaggregated compared to blends consisting of carrier material with rough surface properties (see Fig. 1). CONCLUSION: The DPI performance of interactive blends can be tailored by selecting appropriate drying conditions to gain components with desired properties including tailored particle-particle interactions. ACKNOWLEDGEMENTS: The authors would like to thank the Deutsche Forschungsgemeinschaft (DFG) for funding this project (SPP1423) and Roquette Frères for providing the mannitol (Pearlitol 160C). REFERENCES: [1] [2] Littringer, E., et.al., European Journal of Pharmaceutics and Biopharmaceutics, 194-204 (2012) Littringer, E., et.al., Powder Technology, 193-200 (2013) 6 ICPE 2014 Die Face Pelletizing of Sticky HME Formulations 1 D. Treffer1, G. Koscher2, J. Khinast1,2 Institute for Process and Particle Engineering, TU Graz, 8010 Graz, Inffeldgasse 13/III 2 Research Center Pharmaceutical Engineering, 8010 Graz, Inffeldgasse 13/II Email for correspondence: [email protected], [email protected] Hot melt extrusion is a continuous process with increasing importance for the pharmaceutical industry [1]. An extruder processes a formulation into homogeneous strands of molten material and offers, thereby, robust production opportunities for solid dispersions. Solid dispersions are requested to face current drug development challenges such as poor water solubility or modified release of the active pharmaceutical ingredient (API). The continuous emerging material is shaped in the downstream process into the product of the extrusion line. Various options are available. Often, pellets are requested as intermediates for capsule filling, tablet compaction or injection molding. Pellets can be obtained by hot die face pelletizing or strand pelletizing. They differ in terms of material temperature where the cutting takes place. During strand pelletizing the material is drawn as cylindrical strands through a cooling section and chilled near or below the softening point and cut by a rotating knife. Thus, solid bodies are cut resulting in cylindrical-shaped pellets. Die face pelletizing is performed with a rotating knife pressed on the extrusion die plate. Thus, the material is in a viscous state during cutting and can deform due to surface tension into rounded pellet [2], [3]. Rounded pellets lead to better flowability and enhance dosing accuracy in subsequent handling steps. However, this downstream process was limited to few formulations because of stickiness [4], although a similar principle is used in the plastics industry for several decades to process a broad variety of materials. The plastics industry uses underwater pelletizing systems, where the stickiness of the melt is suppressed by higher cooling intensities. In the pharmaceutical field, water-cooled system are not suitable due to water solubility of the API and high purity requirements of the products. The objective of the presented study was a fundamental understanding of polymer melt stickiness and its prevention during die face pelletizing. The impact of heat transfer on adhesion properties has been analyzed and a hypothesis on melt stickiness derived. The hypothesis relates heat transfer properties to the materials phase transition temperature. The proposed hypothesis was confirmed with probe tack investigations at controlled heat transfer conditions. This realization triggered a novel die plate design, which thermally decouples the die face from the melt flow channel. Thus, the surface temperatures of the pelletizer are low as compared to underwater pelletizing so that stickiness is prevented. The novel die plate’s heat balance has been simulated and optimized in-silico and subsequently built and tested as a real prototype. The die plate prototype was implemented into an extrusion line consisting of an 18 mm twinscrew extruder (Coperion ZSK 18) and a hot die face pelletizer (Automatik Plastics Machinery GmbH, Sphero®-THA). The setup has successfully been applied to process different pharmaceutical polymers which are commonly known for their sticky behavior. It has been proven that the new design enables processing of sticky materials so that a broader range of formulations can benefit from the advantages of die face pelletizing. References: [1] [2] [3] [4] M. A. Repka, N. Langley, and J. DiNunzio, Eds., Melt Extrusion - Materials, Technology and Drug Product Design. New York, Heidelberg, Dordrecht, London: Springer, 2013. E. Roblegg, E. Jäger, A. Hodzic, G. Koscher, S. Mohr, A. Zimmer, and J. Khinast, “Development of sustained-release lipophilic calcium stearate pellets via hot melt extrusion.,” Eur. J. Pharm. Biopharm., vol. 79, no. 3, pp. 635–645, Nov. 2011. S. Bialleck, “Herstellung von Polysaccharidpellets mittels Schmelzextrusion,” Rheinischen Friedrich-Wilhelms-Universität Bonn, 2011. D. Treffer, P. Wahl, D. Markl, G. Koscher, E. Roblegg, and J. Khinast, “Hot Melt Extrusion as a Continuous Pharmaceutical Manufacturing Process,” in Melt Extrusion: Equipment and Pharmaceutical Applications, M. Repka, Ed. Springer Publishers, 2013. 7 ICPE 2014 Comminutive Pelletization Continuous Production of Hot Melt Extruded Pellets R.-K. Mürb Automatik Plastics Machinery GmbH, Grossostheim, Germany E-mail for correspondence: [email protected] Hot-melt pelletizing becomes more and more of interest along with the increasing importance of the hot-melt extrusion process for the pharmaceutical world, especially for novel drug development of class-II and class-III substances. Although physical basics had been established in the plastics processing chain for many years, adaptation to the needs of the pharmaceutical environment experienced considerable progress within the last years and offers great opportunities now. The contribution highlights similarities and differences of hot-melt extrusion in comparison to conventional dry or wet extrusion and sheds some light on the physics behind the process of hot-melt pelletizing as well as engineering and layout aspects. The impact of continuous production is highlighted as well. 8 ICPE 2014 Stirred Media Milling of an Organic Model Compound in Ethanol D. Steiner, J.-H. Finke, S. Breitung-Faes, A. Kwade Institute for Particle Technology, Technische Universität Braunschweig/Germany E-mail for correspondence: [email protected] It is presumed that more than 40 % of active pharmaceutical ingredients (APIs) being identified through combinatorial screening programs are poorly water-soluble [1]. The formulation of these drugs becomes particularly challenging if they are poorly soluble in both aqueous and organic media, like e.g. intraconazole and carbamazepine. Different strategies have been developed in the recent years in order to increase the bioavailability of these APIs. One strategy focuses on the particle size reduction to produce nanosuspensions by wet grinding or high pressure homogenization. With decreasing particle size the dissolution rate of the particles increase, leading to a higher bioavailability of the API [2]. In the last years the grinding behavior of different APIs and organic model drugs in aqueous suspensions has been studied in detail [1]. The increasing number of APIs which are poorly soluble in water and organic solvents extend the choice of fluids in which the wet grinding can be performed. Ethanol based suspensions could provide different behaviors during wet grinding in mills or the postprocessing of nanosuspensions compared to aqueous suspensions. Spray drying e.g. is a common method for the transformation of API suspensions into a dry powder. Due to the lower boiling point of ethanol (78 °C) compared to water (100 °C) the drying process of this organic solvent based formulation could be performed at lower temperatures which means an advantage for the processing of thermosensitive APIs. This study focuses on the grinding of an organic model material (lactose monohydrate) in ethanol. The particle stabilization against (re-)agglomeration has been investigated in a planetary ball mill (PM 400, Retsch GmbH), modified according to Juhnke [3], with 1 ml grinding chambers. Yttrium-stabilized zirconium oxide grinding beads (x50 = 475 μm) were used for the grinding experiments. The mill was operated at 400 rpm for 4 hours. Thereby, the stabilizing performance of different additives (polymers and surfactants) has been investigated. The resulting particle size was determined with laser diffraction (Helos, Sympatec GmbH). Furthermore, the grinding process of the stabilized particle suspension was scaled-up from 1 ml to 500 ml processed in a stirred media mill with a 140 ml grinding chamber in circle mode (MiniCer, Netzsch GmbH). Herein, the grinding behavior was investigated regarding the influences of the tip speed, solid content and grinding bead size and material. The resulting suspensions were analyzed with dynamic light scattering (Nanophox, Sympatec GmbH). The stress model was used to draw a comparison and explain the differences of the grinding behaviors between the grinding results of ethanol-based and water-based organic suspensions as well as the behavior of inorganic particles ground in ethanol. 1. Patravale, V.B., Date, A.A., Kulkarni, R.M. “Nanosuspensions: a promising drug delivery strategy”. Journal of Pharmacy and Pharmacology, 56, 827-840 (2004) 2. Noyes, A. A., Whitney, W. R. “The Rate of Solution of Solid Substances in Their own Solutions”. Am Chem Soc, 19, 930–934, 1897 3. Juhnke, M. et al. “Accelerated Formulation Development for Nanomilled Active Pharmaceutical Ingredients Using a Screening Approach”. Chem. Eng. Technol., 33 (9), 1412-1418 (2010) 9 ICPE 2014 Freezing of Pharmaceutical Proteins: Benefits of Process Characterization at Reduced Scales B. Pittermann*, U. Roessl+ *Zeta Biopharma, Lieboch, Austria + Research Center Pharmaceutical Engineering GmbH, Graz Austria Email for correspondence: [email protected] Freezing is a convenient and widely applied unit operation for stabilizing bulk solutions of pharmaceutical proteins during storage and transportation. Despite its use for large amounts of highly concentrated protein preparations, freezing and thawing (F/T) processes have rarely been investigated at industrial scales. Zeta lab-scale and pilot-scale freezers were designed to facilitate F/T process characterization at reasonable scales and cost. Since every protein must be expected to react differently upon F/T stresses, the Zeta lab-scale and pilot-scale freeze containers promise invaluable improvements in efficiency compared to testing at original scales. We show that process characterization is possible at intermediate scales in order to investigate criticality of different operational parameters. Experimental design can be used for efficient and significant testing of protein stability attributes. Considerations occurred with regard to Qualityby-Design (QbD)-principles.1 In addition, the lab-scale and pilot-scale freezers enable detailed investigations of F/T processes. A specialized Computational Fluid Dynamics (CFD)-model can be used to predict temperature and phase transition for freezing inside of the Zeta containers and provide valuable information about solute distribution in the frozen state.2 Employing in-situ Raman spectroscopy, a method was developed for secondary structure monitoring of proteins in the frozen state, which has been applied to a F/T process in a Zeta pilot-scale freezer.3 The presented devices and methods were developed in close collaboration between Zeta Biopharma and the RCPE and allow for studying and optimizing F/T processes at various scales. In a joint presentation we will introduce the most expedient features of the Zeta freezer systems and demonstrate that the investigation of F/T processes at intermediate scale offers significant advantages over simple empirical process development at production scale. 1. Roessl, U., Humi, S., Leitgeb, S. & Nidetzky, B. Pilot-scale freezing of L-lactic dehydrogenase: Investigating the impact of processing conditions on protein stability. In Press (2014). 2. Roessl, U., Jajcevic, D., Leitgeb, S., Khinast, J. G. & Nidetzky, B. Characterization of a Laboratory-Scale Container for Freezing Protein Solutions with Detailed Evaluation of a Freezing Process Simulation. J. Pharm. Sci. (2013). 3. Roessl, U., Leitgeb, S., Pieters, S., De Beer, T. & Nidetzky, B. Protein secondary structure determination in ice: Raman spectroscopy-based process analytical tool for frozen storage of biopharmaceuticals. In Press (2014). 10 ICPE 2014 Progressing to i-pharmaceuticals Drug delivery science driven by technology & patients S. Stegemann Capsugel, Bornem (Belgium) & RCPE, Graz (Austria) Email for correspondence: [email protected] Over the past two decades more than 600 new drugs were brought to the market allowing the effective treatment of the most major chronic diseases effectively. In addition to this different drug delivery systems and administration routes have emerged from drug delivery science to increase the efficacy of the drugs. On the other hand, increasing life expectancy and the baby boomers coming into age, the treated patient population has significantly evolved too; patients beyond 85 and even 95 years will rather be the norm than the exception and must be considered as new patient populations. This is even more true considering that chronic diseases occur with age and drug therapy is becoming an integral part of our later life, with a high likelihood to develop into “polypharmacy” when multiple chronic diseases occur. Despite the increasing complexity of drug therapy the responsibility of the medication management is shifted to the patients when the pharmacist is handing over the drug products, forgetting that the majority of patients are lay persons. It is not surprising that medication errors and inappropriate alteration have been identified as a growing area of concerns for drug safety and efficacy. With our patient information leaflets we are trying to make the patients fit for the product even so we know that heath literacy is often insufficient in the general patient population especially with our medical and technical language and abbreviations. Therefore, regulatory authorities are looking into ways to move from the concept of “efficacy” to “effectiveness” to assure that the drug products approved reach the therapeutic outcomes seen in the randomized clinical trials [1]. In order to overcome the challenge of poor adherence and therapeutic outcomes, drug delivery technology will have to move from a theoretical conceptual design to a patient centric product design by including the real patients in the development. Factors that need to be considered in the design of patient centric products are based on the expected targeted patient population, within their own living environment and day structure. The major patient factors that need to be taken into account are the cognitive, sensory, motoric and swallowing capabilities of the patient [2, 3], but also the prediction of the context in which these drug therapies will be applied e.g. disease clusters/predicted co-morbidities, polypharmacy, home setting etc. Based on this, the design features are determined for a specific product to make it most suited for the targeted patient and will intuitively be used in the intended way. Combining drug delivery technology meeting patients’ therapeutic needs with and patient centered drug product design that is intuitively used as intended like i-phones and other products from the consumer industry will significantly increasing safety and effectiveness to the benefit of the patient and society. 1. Eichler H-G., Abadie E., Beckenridge A., Flamion B.,Gustafsson L.L., Leufkens H, Rowland M., Schneider C.K., Bloechel-Daum B.: Bridging the efficacy-effectiveness gap: a regulator’s perspective on addressing variability of drug response. Nature Rev Drug Disc 10(7) 495 – 506 (2011) 2. Stegemann S, Ecker F, Maio M, Kraahs P, Wohlfahrt R, Breitkreutz J, Zimmer A, Bar-Shalom D, Hettrich P, Broegmann B: Geriatric drug therapy: neglecting the inevitable majority. Aging Res Rev 9, 384 – 398 (2010) 3. Stegemann S, Gosch M, Breitkreutz J.: Swallowing dysfunction and dysphagia is an unrecognized challenge for oral drug therapy. Int J Pharm 430: 197-206 (2012) 11 ICPE 2014 Effects of Particle Size and Structure on the Drug Loading Capacity of Lipid Nanoparticles E. Kupetz, H. Bunjes Institut für Phrmazeutische Technologie, Technische Universität Braunschweig, Mendelssohnstraße 1, 38106 Braunschweig, Germany Email for correspondence: [email protected] Lipid nanocarriers are being intensively investigated as carriers for poorly water soluble drugs and several drug products based on this concept have reached the market. There is, however, still only limited knowledge on the relations between the composition and structure of these carrier particles and their drug loading capacity. In order to obtain deeper insight into the structure-function-relationships of lipid drug carrier nanoparticles a screening procedure was developed which allows to obtain data on the drug carrier capacity of different types of nanoparticulate carriers within comparatively short time [1]. This method is based on the incubation of pre-formed nanocarrier dispersions with the respective drug substance and was, for example, successfully applied to find suitable carriers for an investigative drug candidate [2]. Beyond its use for the identification of suitable carrier systems, the method can also be employed to obtain more fundamental information, like, e.g., effects of carrier particle size and structure on the achievable drug load. In this work, the influence of these parameters was studied for lipid nanoemulsions and -suspensions. Conclusions about drug localization were drawn from the relations between lipid mass, specific particle surface area and drug load in the respective dispersions. Emulsions and suspensions comprised trimyristin as lipid matrix and poloxamer 188 as emulsifier. Well defined dispersions with different particle sizes were prepared by premix membrane extrusion [3] or high pressure melt homogenization, respectively. The pre-formed nanodispersions were passively loaded with amphotericin B, curcumin, dibucaine, fenofibrate, mefenamic acid, propofol and a porphyrin derivative. Drug load and lipid content were quantified by UV spectroscopy and high performance liquid chromatography, respectively. The passive loading procedure was successful for all drugs in emulsions and suspensions with higher drug loads being achievable for the emulsion particles in most cases. However, amphotericin B and curcumin could be loaded at higher concentrations into lipid nanosuspensions than into corresponding nanoemulsions. It strongly appeared that for solid particles drug molecules exclusively associated at the particle surface under these conditions. Emulsion droplets could accommodate drugs in the lipid core as well as at the surface the ratio being drug specific. As a general rule, smaller particles led to higher drug loads than larger ones. Propofol and the porphyrin derivative displayed eutectic interaction with the lipid and crystal growth after loading, respectively, which made conclusions on their localization difficult. th 1. K. Rosenblatt, H. Bunjes, Poster presentation # 126, 6 PBP World Meeting, Barcelona 2008. 2. E. Kupetz, L. Preu, C. Kunick, H. Bunjes, Eur. J. Pharm. Biopharm. 85 (2013) 511–520. 3. S. Joseph, H. Bunjes, J. Pharm. Sci. 101 (2012) 2479–2489. 12 ICPE 2014 Miscibility, processing, and stability considerations of spray-dried amorphous solid dispersion: A tale of naproxen-PVP system Amrit Paudela,*, Yves Loysona, Guy Van Den Mootera a Drug Delivery and Disposition, KU Leuven, Belgium *Current address: Research Centre Pharmaceutical Engineering (RCPE), Graz, Austria Email for correspondence: [email protected] Aim: To rationalize the current trial and error practice of manufacturing spray-dried amorphous solid dispersions (SDD)[1], a thorough investigation was designed with a selected model poorly water soluble drug, naproxen and a solid dispersion carrier, polyvinylpyrrolidone (PVP). Materials and Methods: The predictability of the equilibrium solid solubility and heteromolecular interaction parameter of naproxen in PVP of different chain length by different Flory Huggins (FH)-based mixing thermodynamic models was envisaged[2]. Next study related drug-polymer interactions in solution to the molecular miscibility profiles of resulting solid dispersions and to the latter with the solid-state hydrogen (H) bonding behavior in the dispersions[3]. Finally the influence of feed solution properties[4] and critical spray-drying process parameters[5] on the physical structure, physical stability and in vitro dissolution behavior of SDD prepared from the naproxen-PVP was investigated. Results and discussion: Comparison of the experimental drug-polymer binary phase behavior (kinetic miscibility) with the solid solubility and intermolecular interaction predicted by FH mixing models revealed that SDD are highly supersaturated with respect to the estimated solid solubility of the drug in the polymer. Also, currently used mixing models lacking the accounts of H-bonding were unable to discriminate the PVP chain length effect on the phase behavior of SDD. Spray-drying solvent composition was shown to be another contributor for the particular phase structure of the end product. Moreover, addition of an anti-solvent for the polymer resulted in SDD with superior miscibility and physical stability. Next, the phase behavior and intermolecular interactions between naproxen-PVP were contrasted in solid dispersions prepared by slow solvent evaporation and those prepared by quench cooling. A persuasive difference was evidenced in the composition-dependent miscibility and in the intermolecular interactions. In addition, the spray drying temperature and atomizing conditions proved to be the key process parameters influencing the miscibility, stability and in vitro performance of the spray-dried dispersions. Faster evaporating conditions viz., higher inlet temperature and/or higher atomization airflow rate resulted into heterogeneous amorphous dispersions of the selected systems which, in contrary, possessed higher physical stability against moistureinduced phase separation and recrystallization. Furthermore, higher compression force induced demixing in SDD beyond a certain drug loading and the extent of this behavior was inherited by the processing conditions of SDD manufacturing[5]. Conclusion: Understanding the physical chemistry of drug-carrier miscibility, impact of spray drying processing parameters on various physical/chemical processes (evaporation, drying, atomization, phase distribution, crystallization etc) is crucial for the structural development of physicochemically stable SDD. References: 1. Paudel et al (2013). Manufacturing of solid dispersions of poorly water soluble drugs by spray drying: Formulation and process considerations, Int. J. Pharm. 453:253-284. 2. Paudel et al (2010). Theoretical and experimental investigation on the solid solubility and miscibility of naproxen in poly (vinylpyrrolidone), Mol. Pharmaceutics 7:1133-1148. 3. Paudel et al (2013). Relating hydrogen-bonding interactions with the phase behavior of naproxen/PVP K 25 solid dispersions: Evaluation of solution-cast and quench-cooled films, Mol. Pharmaceutics 9: 3301-3317. 4. Paudel and Van den Mooter (2012). Influence of solvent composition on the miscibility and physical stability of naproxen/PVP K 25 solid dispersions prepared by cosolvent spray-drying, Pharm. Res. 29:251-270. 5. Paudel et al (2013). An investigation into the effect of spray drying temperature and atomizing conditions on miscibility, physical stability, and performance of naproxen–PVP K 25 solid dispersions, J. Pharm. Sci. 102:1249-1267. 13 ICPE 2014 The Stability of Amorphous Solid Dispersions - What can We Learn from Mathematical Models? M. Brunsteiner, A. Paudel, J. Khinast Research Center Pharmaceutical Engineering Gmbh, Graz Email for correspondence: [email protected] The increasing number of poorly water soluble drug candidates in pipelines represents a challenge for formulation science. A strategy for obtaining formulations for oral delivery with improved solubilities is based on the preparation of amorphous solid dispersions (ASD). [1] The major issue impeding a widespread application of this strategy is the limited physical stability of ASDs. Here we compare a number of approaches that can be used to estimate the impact of the choice of excipient on the relative stabilities of ASD-based formulations. Using Molecular Dynamics simulations of ASDs comprising different API-excipient combinations we calculate a number of in-silico descriptors of these systems, including the strength of intermolecular interactions (hydrogen bonding, cohesive energy densities), and molecular mobilities. We analyze correlations between such descriptors and relative stabilities of ASDs, and discuss strategies for obtaining in-silico descriptors that provide improved predictive power and insights into the physics at the basis of ASD stabilities. 1. Chau Le-Ngoc Vo, Chulhun Park, and Beom-Jin Lee. Current Trends and Future Perspectives of Solid Dispersions Containing Poorly Water-Soluble Drugs. European Journal of Pharmaceutics and Biopharmaceutics, 85(3 Pt B):799–813, 2013. 14 ICPE 2014 Compressing of granules into minitablets and tablets – is there any difference? A. Kamola1, K. Owcarz1, H. Kotlowska2, S. Przerada3, M. Sznitowska2 Student Chapter of the International Society for Pharmaceutical Engineering, Department of Pharmaceutical Technology, Medical University of Gdansk, Gdansk, Poland 2 Department of Pharmaceutical Technology, Medical University of Gdansk, Gdansk, Poland 3 Pharmaceutical Works Polpharma SA, Starogard Gdanski, Poland Email for correspondence: [email protected] 1 INTRODUCTION Minitablets (1-3 mm in diameter) are promising new dosage forms which can be used to adjust dosage by multiplication or to modify drug release rate or for taste masking in pediatrics [1]. Like conventional tablets (T), minitablets (MT) can be compressed directly from powder mixtures or after granulation [2]. In the study T and MT were prepared from different granules with the aim to indicate whether some properties of the granules can be more important in the compression of MT than in tabletting of T. METHODS Five formulations of the placebo granules, based on lactose and microcrystalline cellulose, were prepared by wet granulation. For tabletting the granules were used as un-fractionated (size up to 1000 µm) or as a fraction below 250 µm. The granules were characterized by flowability, angle of repose, compressibility index and Hausner ratio. Particle size distribution was determined by sieve analysis. PRUV (sodium stearyl fumarate) was added as a lubricant in concentration of 1% or 3% w/w. MT (thicknes/diameter ratio 0.8 or 1.3) were produced with a rotary tablet press equipped with a single or multiple 2 mm punches. For comparison, T with a diameter 5 mm and 7 mm (thicknes/diameter ratio 0.8 and 0.7, respectively) were compressed. Compression pressure of 160 and 250 MPa, and pre-compression force of 100 and 500 N were used. MT and T were tested for mass uniformity, crushing strength (measured with a texture analyzer) and friability. RESULTS According to compressibility index and Hausner ratio, the granules showed good, fair or poor flowability. However, MT with acceptable mass uniformity (RSD below 10%) were obtained from all tested granules, independent of the size of granules. The crushing strength was about 10 N for smaller MT, 20 N for “thicker” MT, and 30-60 N for T. In spite of such difference friability of MT was generally less than 0.4%. The mechanical strength of both, MT and T, depended on the compression force, but no effect of the pre-compression force was noted. The tensile strength of T and MT was similar and also similar increase of the mechanical strength was achieved in MT and T by decreasing a content of the lubricant from 3% to 1%. CONCLUSION The size of the granules did not affect the process of the compression of MT. The relationship between the granules flowability or compression pressure and MT hardness was similar like observed for T. Similarly, the content of lubricant influenced the hardness of MT and T in the same manner. It was concluded that for production of MT no special requirements for the quality of granules are necessary. Acknowledgements: The research is financially supported by The National Centre of Research and Development, Poland REFERENCES 1. Ernest T.B., Craig J., Nunn A., Salunke S., Tuleu C., Breitkreutz J., Alex R., Hempenstall J. 2012. Preparation of medicines for children – A hierarchy of classification. Int. J. Pharm. 435, 124-130. 2. Tissen C., Woertz K., Breitkreutz J., Kleinebudde P. 2011. Development of mini-tablets with 1 mm and 2 mm diameter. Int. J. Pharm. 416, 164-170. 15 ICPE 2014 Integration of ecological aspects in sustainable pharmaceutical production in multi-purpose plants 1 M. Wesche1, M. Häberl2, M. Kohnke2, S. Scholl1 Technische Universität Braunschweig, Institute for Chemical and Thermal Process Engineering, Braunschweig, Germany 2 Merck KGaA, Darmstadt, Germany Email for correspondence: [email protected] Sustainability has become a major topic in the product and process development strategy for many companies in the chemical, special chemicals and pharmaceutical industry [1, 2] as shown in initiatives or collaborative research programs like Chemie³ or F³-Factory. Besides social and economical aspects ecological considerations are gaining increasing attention as part of the improvement of existing and the design of new processes and production sites. In pharmaceutical production the manufacturing facilities are often operated as multi-purpose plants. Individual production processes for different products are set up modularly by combining the relevant unit operations in the process. In an existing multi-product plant the portfolio of feasible unit operations and available equipment is fixed and new production processes have to fit into this portfolio. Thus, none of the processes use specifically tailored equipment. It can be assumed that these processes exhibit large potentials in regard to energy and resource efficiency. This contribution will present an approach for a modular based modeling method that allows the assessment of processes in such multi-purpose plants. It considers the special challenges arising from the use of multi-purpose plants: 1. The acquisition of consumption data of a single process taking into account central equipments of the multi-purpose plant. 2. The allocation of the ecological expenditures resulting from the provision and disposal of the multi-purpose plant as well as the service and maintenance over lifetime to the different processes manufactured in the plant. 3. The identification and quantitative assessment of potential ecological improvement for a specific process. The application of the developed approach will be shown for a typical pharmaceutical production process. The approach is based on the Three Level Model, which considers three different levels of detail for process modeling: unit operation, process and production site [3]. It forms the foundation for a process reflection in material flow based simulation tools, for example umberto® of ifu Hamburg GmbH. Using standardized building blocks for equipment components, such as stirred vessels or dryers and process steps, such as cooling or inertization, reduces the time demand and increases the flexibility for the modeling of different processes. The transparent reflection of all components, mass and energy flows allows a systematic process analysis including the identification of unit operations with significant ecological relevance. Furthermore allocation approaches with different levels of detail have been considered and the individual influence of the assignment accuracy has been determined. The combination of calculated consumption data in the model and the allocated plant expenditure enable a holistic ecological assessment of production process in multi-product plants. The presented approach supports a continuous consideration and improvement of ecological aspects in the optimization of existing as well as the development of new manufacturing processes. [1] Grundemann, L., Gonschorowski, V., Fischer, N., Scholl, S.: Cleaning waste minimization for multiproduct plants: transferring macro batch to micro conti manufacturing. J. Cleaner Prod. 24, 92-101(2012). [2] Huebschmann, S. et al.: Decision Support Towards Agile Eco-Design of Microreaction Processes by Accompanying (Simplified) Life Cycle Assessment, Green Chem. 13, 1694 – 1707 (2011). [3] Wesche, M., Häberl, M., Kohnke, M., Scholl, S.: Ecological Assessment of Pharmaceutical Production Processes in Multi Product Plants. Short-paper of the 9th PBP World Meeting, Lisbon, April 2014. 16 ICPE 2014 A Critical Eye on Controlled Nucleation during Lyophilization I. Konrad1,2, R. Geidobler2, A. Freitag1, W. Friess2, A. Hawe1, G. Winter2 1 Coriolis Pharma Research GmbH, D-82152 Martinsried, Germany 2 Ludwig-Maximilians-University, D-81377 Munich, Germany Department of Pharmacy, Institute for Pharmaceutical Technology and Biopharmaceutics Email for correspondence: [email protected] Controlled nucleation gains importance for the pharmaceutical industry, because of the economical advantage of shortened primary drying time due to larger pores formed at higher nucleation temperatures [1], Our work is a critical evaluation of the implementation of controlled nucleation in pharmaceutical development and production with focus on protein drugs. Several methods to induce controlled nucleation are available on the market, e.g. Millrock Freeze Booster® [2], Praxair Depressurization Method [3], Veriseq Nucleation Station [4] or the Ice Fog method recently described by Geidobler et al. [5]. The different methods have been reviewed regarding scalability, applicability in aseptic environments and necessary retrofits in another work of Geidobler et al. [6]. Three different ice fog methods (Millrock Freeze Booster®, Veriseq Nucleation Station and the method by Geidobler et al.) will be compared with respect to process parameters like primary drying time as well as product quality aspects, like reconstitution times and product stability. It has been shown [7] that controlled nucleation is beneficial for highly concentrated protein formulations (BSA 193 mg/ml, mAB 161 mg/ml), to reduce primary drying time and shorten reconstitution times of these protein formulations from ~ 15 min to less than 5 min. The process established in [7] has already been transferred to the Millrock Freeze Booster®, leading to similar physico-chemical product characteristics and a comparable reduction of primary drying time. The combination of controlled nucleation with aggressive primary drying of highly concentrated protein formulations confirmed the previously published results regarding physico-chemical properties and faster reconstitution times after controlled nucleation. Furthermore, aggressive primary drying substantially reduces drying time independent of the freezing protocol (controlled as well as random nucleation). Controlled nucleation has the potential to become an increasingly important method in freezedrying, because of economic benefits of reduced process times and improved product quality with respect to reconstitution times. Further investigations on the impact of controlled nucleation on more crucial product quality attributes such as long term stability will be addressed in the future. 1. Hottot A, Vessot S, et al. Chem. Eng. Process. Process Intensif. 2007;46:666–74. 2. Weija L. Controlled nucleation during freezing step of freeze drying cycle using pressure differential ice fog distribution, Patent US2012/02722544 A1. 2012. 3. Gasteyer TH, Sever RR, et al. Method of inducing nucleation of a material, Patent US20070186567A1. 2007. 4. Kaltenegger P, Lee R, et al. Neuartiges Verfahren zur Steuerung der Eiskeimbildung. Technopharm. 2012;2:420–4. 5. Geidobler R, Mannschedel S, et al. A New Approach to Achieve Controlled Ice Nucleation of Supercooled Solutions During the Freezing Step in Freeze-Drying. 2012;101:4409–13. 6. Geidobler R, Winter G. Controlled ice nucleation in the field of freeze-drying: fundamentals and technology review. Eur. J. Pharm. Biopharm. 2013;85:214–22. 7. Geidobler R, Konrad I, et al. Can Controlled Ice Nucleation Improve Freeze-Drying of HighlyConcentrated Protein Formulations? J. Pharm. Sci. 2013;102:3915–9. 17 ICPE 2014 Bacterial Ghost Platform Technology for Pharmaceutical Protein Production T. Langemann*/***, A. Meitz*, P. Sagmeister**, C. Herwig** * RCPE GmbH, Graz; ** Technische Universität Wien, *** BIRD-C GmbH, Wien Email for correspondence: [email protected] Pharmaceutical proteins are commonly produced using recombinant DNA technology with mainly microbial or mammalian hosts1. Bacterial Ghosts (BGs) are empty non-living cell envelopes that are produced from Gram-negative bacteria - e.g. Escherichia coli - by protein Emediated lysis2. Protein E induces formation of a discrete lysis tunnel through which the cytoplasm (CPS) is expelled while the periplasm (PPS) is sealed and its contents retained. Prior to E-lysis heterologous proteins can be expressed either in the CPS or the PPS2. Expressing recombinant human protein in the CPS of E. coli often results in misfolded protein monomers which form insoluble inclusion bodies (IB). After E-lysis, which removes all cytoplasmic components, the IB have to be solubilized and the protein refolded into a bioactive dimeric form3. Exporting the protein into the PPS allows for proper protein folding due to an oxidizing environment and a family of proteins assisting disulphide bond formation4. In this case, refolding is obsolete and the functional dimer can be directly purified from the PPS of the BGs. The concept of the platform technology is depicted in the figure below (1: PPS, 2: CPS). We have shown the applicability of the described platform technology with E. coli strain C41 BGs and a dimeric recombinant human growth factor (rhGF) as target protein. We were able to produce the target protein in both compartments (CPS/PPS) of the bacteria and subsequently induce E-lysis for release of the cytoplasm. We have found soluble dimer of rhGF after E-lysis in preparations from the periplasmic expression system. For expression of rhGF as IB in the cytoplasm we have established a robust refolding procedure that allows for independent control of the critical process parameters dissolved oxygen concentration and redox potential with a refolding yield of > 70%. Analytics for identification of the rhGF was done via specific Western Blot, quantification of rhGF monomer and dimer was done using analytical size exclusion chromatography (SEC). Functionality of the dimeric rhGF was shown in a bioactivity assay with similar performance as the commercial reference product. With these results the described system has proven to be a promising alternative for production of recombinant pharmaceutical proteins in E. coli. 1. Ferrer-Mirales, N. et al.: Microbial factories for recombinant pharmaceuticals. Microb Cell Fact, 2009. 8 (17) 2. Langemann, T. et al.: The Bacterial Ghost platform system: production and applications. Bioeng Bugs, 2005. 1 (5), p. 326-336 3. Singh, S.M. et al.: Solubilization and refolding of bacterial inclusion body proteins. J Biosci Bioeng, 2005. 99 (4), p. 303-310 4. Hannig, G. et al.: Strategies for optimizing heterologous protein expression in Escherichia coli. Trends Biotechnol, 1998. 16 (2), p 54-60 18 ICPE 2014 NANEX: A Rational Design of the Manufacturing of a Solid Oral Nanoparticle Formulation R. Baumgartner *, J. Khinast *,**, E. Roblegg *** * Research Center Pharmaceutical Engineering GmbH, Graz, Austria ** Institute for Process and Particle Engineering, Graz, University of Technology, Austria *** Institute of Pharmaceutical Sciences, Department of Pharmaceutical Technology, Karl-Franzens University Graz, Austria Email for correspondence: [email protected] More than 40% of today´s drugs suffer from low stability, poor solubility and/or limited ability to cross certain biological barriers. Thus, the implementation of new platform technologies that manage these challenges as early as possible is without controversy. On that account, a one-step process (i.e., NANEX) was developed, which enables the conversion of a stabilized aqueous nanosuspension (i.e., Phenytoin nanosuspension prepared via media milling and stabilized by Tween® 80) into a solid oral formulation with improved solubility behavior by tailoring a conventional process (i.e., hot-melt extrusion) 1,2. The aim of this study was firstly, to evaluate materials that are suitable for incorporating aqueous suspensions during hot melt extrusion and secondly, to gain a comprehensive process-understanding. Therefore, three distinct polymers (Soluplus®, Kollidon® VA 64, Hypromellose acetate succinate/Kolliphor® P188 (HPMCAS/KP188)) were used. The process parameters, such as screw configuration, throughput and screw speed, were adapted to the process requirements. The maximum amount of water that was added to the molten matrix material without blocking the degassing unit (due to insufficient adhesion of the molten mass to the screw) was determined and the residual moisture contents of the extrudates were measured via Karl-Fischer titration. The results demonstrated that the amount of water fed to the material was strongly dependent on the filling degree of the screw, which, in addition, is a function of the throughput and the screw speed. The lower the filling degree was the higher was the amount of added water. Based on these findings, stabilized Phenytoin nanosuspensions were fed directly to the molten polymers and obtained nano-extrudates were investigated regarding nanocrystaldistribution/verification via electron microscopy (EM) and atomic force microscopy. Finally, dissolution studies were conducted. Summing up, it can be stated, that all tested polymers were appropriate for incorporating water/aqueous nanosuspensions homogeneously. Moreover, the results of Karl-Fischer titrations clearly demonstrated that the excess-water was removed entirely via devolatilization. EM investigations of the Phenytoin-loaded nano-extrudates showed that the nanocrystals were embedded de-aggregated in the extrudates and dissolution studies confirmed an increase in the solubility behavior of nanocrystalline Phenytoin from the prepared nano-extrudates, independent on the polymer. It can be concluded that NANEX represents a promising new platform technology in the design of novel drug delivery systems that improves the performance of critical drugs. 1. Baumgartner R, Khinast JG, Roblegg E. Manufacturing of a Solid Oral Phenytoin Nanoparticle Formulation via Nano-extrusion (NANEX).submitted. 2014 2. Khinast J, Baumgartner R, Roblegg E. Nano-extrusion: a One-Step Process for Manufacturing of Solid Nanoparticle Formulations Directly from the Liquid Phase. AAPS PharmSciTech. 2013. 19 ICPE 2014 Two-dimensional PBM for simultaneous modelling of drying and breakage of pharmaceutical granules S.T.F.C. Mortier*,1,2, K.V. Gernaey3, T. De Beer**,2, I. Nopens1 1 BIOMATH, Department of Mathematical Modelling, Statistics and Bioinformatics, Faculty of Bioscience Engineering, Ghent University, Coupure Links 653, 9000 Ghent, Belgium 2 Laboratory of Pharmaceutical Process Analytical Technology, Department of Pharmaceutical Analysis, Faculty of Pharmaceutical Sciences, Ghent University, Harelbekestraat 72, 9000 Ghent, Belgium 3 Department of Chemical and Biochemical Engineering, Technical University of Denmark, Building 229, 2800 Kgs. Lyngby, Denmark Email for correspondence: * [email protected] ** Shared last authorship The production of pharmaceutical tablets is the result of different subprocesses. The use of a wet granulation technique during tablet production requires subsequent drying of the wet granules, which can be achieved using several techniques. This choice potentially influences the properties of the granules and, hence, their further downstream processing. Here, a fluidized bed dryer is studied, which is part of a full continuous from-powder-to-tablet line, i.e. the ConsiGmaTM. The development of mechanistic models is increasingly important, for example due to the ongoing transition from batch to continuous production processes and its accompanied need for improved process understanding. Models play a significant role in the latter, and, moreover, they facilitate process optimization and the development of control strategies. During drying the fluidizing granules are prone to break up potentially resulting in smaller sized granules. The combination of breakage and drying can be modeled using a Population Balance Model (PBM). A PBM is a tool to analyse particles that are interacting with each other and the continuous phase. A one-dimensional PBM describing the evolution of the moisture content distribution during drying was developed in previous research. In this contribution, this model has been extended towards a two-dimensional PBM. The model now allows predicting the evolution of the granule size distribution as well as the moisture content distribution during drying. Several breakage mechanisms have been implemented. A differentiation can be made between granule breakage and surface erosion. Whereas in the first case two or more smaller particles are formed with a noticeable size, in the latter case fine dust is formed while the size of the mother particle remains almost identical. Several mechanisms have been theoretically investigated, i.e. erosion, the formation of two equal fragments, etc. Another important aspect is the rate of breakage. Both the breakage rate and the breakage mechanism will be influenced by several variables. The gas velocity during fluidization will have an impact on the breakage rate, where a higher gas velocity will increase the breakage rate. Furthermore, it can be expected that dryer particles will be more subjected to erosion compared to wetter particles. The form and the size of the particles will both influence the rate and the mechanism of breakage. Spherical particles are less prone to breakage compared to elongated particles. In this study, the breakage behaviour during drying has been investigated theoretically by simulating the PBM for different breakage mechanisms and rates. The effect of the parameters in the kernels has been analysed in detail. 20 ICPE 2014 A Novel Simulation Approach for Hot Melt Extrusion A. Eitzlmayr*, J. Matić**, G. Koscher**, J. Khinast*,** *Institute for Process and Particle Engineering, Graz University of Technology, Inffeldgasse 13/III, 8010 Graz, Austria **Research Center Pharmaceutical Engineering GmbH, Inffeldgasse 13/III, 8010 Graz, Austria Email for correspondence: [email protected] Hot melt extrusion attracts increasing importance as pharmaceutical manufacturing operation. It provides potential to overcome the bioavailability challenge of poorly soluble drug molecules via solid solutions. The continuous process characteristics, and the unification of different functions in a single device (e.g., melting, distributive and dispersive mixing, degassing) provide high potential for increased efficiency and reduced operation costs. The most common extrusion devices in pharmaceutical manufacturing are co-rotating twinscrew extruders. In contrast to different types (e.g., single-screws, counter-rotating twin-screws, multi-screws) the co-rotating twin-screws are frequently preferred due to their mixing performance and self cleaning screw profiles. The typically used modular screw design provides high flexibility for operation. Extrusion processes are well known from the polymer and food industry since many years. Nevertheless, the simulation of these processes is still highly challenging due to the complex geometry of extruder screws and the variety of the involved phenomena. E.g., for conventional, mesh-based CFD (Computational Fluid Dynamics) methods the rotation of the screws requires sophisticated remeshing techniques [1]. Similarly, the free surface flow in partially filled sections is extremely challenging for mesh based simulation methods. Moreover, the typical polymer melts are non-Newtonian (shear-thinning, often viscoelastic) and their rheological properties are temperature dependent. The temperature is strongly inhomogeneous due to the high viscosity and the related dissipation, resulting in a nonlinear, coupled system of the underlying equations. The melting zone is even much more complicated, since the material there exhibits the entire spectrum from granular to molten state on a scale that required an extremely high resolution. In order to develop a comprehensive approach which provides sufficient potential to address these goals, we investigated the applicability of the Smoothed Particle Hydrodynamics (SPH) method. SPH is a Lagrangian particle method for the simulation of fluids, i.e., it represents the flow by the movement of small fluid elements [2]. Thus, SPH is mesh-free, which is a significant advantage compared to mesh-based CFD methods in this application. Furthermore, SPH does inherently represent free surface flows and convective mixing. Since the typical methods to model wall boundaries in SPH (e.g., boundary particles, ghost particles) were not sufficient for the complex geometry of extruder screws, we developed a novel wall interaction, which allows the interaction of fluid elements with a flat wall surface (e.g., generated by CAD software in the *.STL format) without using additional particles. We implemented our approach into the opensource particle simulator LIGGGHTS (www.liggghts.com) and validated a twin-screw conveying element using literature data generated with conventional CFD [3]. In the same simulations, we studied mixing phenomena in completely filled and partially filled states. Up to now, our work is based on the rheology of a Newtonian fluid. In the next step, we want to implement more complex rheologies and the thermal energy equation to account for the temperature distribution. Furthermore, we are going to characterize mixing phenomena for important types of screw elements. 1. A. Sarhangi Fard et al., Int. J. Numer. Meth. Fl. 68 (2012), 1031-1052. 2. J.J. Monaghan. Rep. Prog. Phys. 68 (2005) 1703-1759. 3. M. Bierdel, in K. Kohlgrüber, Co-Rotating Twin-Screw Extruders, Carl Hanser, Munich, 2008. 21 ICPE 2014 A decision making framework for optimal implementation of equipment management in manufacturing execution system S. Sandström*,**, J. Matilainen*, A. Juppo**, C. Rothkopf* * Pharmaceutical Development & Supplies, PTD Biologics Europe, F. Hoffmann-La Roche Ltd, Basel, Switzerland ** Division of Pharmaceutical Chemistry and Technology, University of Helsinki, Finland Email for correspondence: [email protected] Manufacturing execution systems (MES) are increasingly adapted in pharmaceutical industry [1]. Implementation solutions differ, however, and there is no single solution which would be the optimal one for all facilities. Each manufacturing facility has their unique properties and needs which have to be reflected in the implementation. A successful MES project will bring plenty of benefits such as more efficient use of resources and automated data transfer, but the roll out phase might turn to be problematic if the processes of the organization have not been analysed thoroughly enough at decision making [2]. This creates the need for a systematic analysis of possible to-be implementation scenarios which is based on the value-drivers of the organization and considers the decision from multiple viewpoints. This study presents a holistic value driver-based framework with a mathematical weighing method to allow for a systematic and scientifically justified decision for identification of the optimal implementation depth of equipment management (EQM) in MES. A modified Delphi method [3] was utilized in this study to create the framework. The framework was developed based on literature and brainstorming sessions with experts and validated by means of a Delphi questionnaire round with expert panel consisting of professionals representing the major stakeholders of MES system in a pharmaceutical manufacturing facility. Classical additive weighting method [4] was applied to create the mathematical basis for valuation and comparison of the scenarios. The robustness of mathematical method was tested by means of a sensitivity analysis. The presented method not only addresses the costs but also takes into account intangible factors. Intangible factors include aspects such as GMP quality and user acceptance which are not directly transferable into quantitative units but are crucial both for pharmaceutical industry and the success of the implementation project. The framework describes the decision in the form of a value tree with three main branches, namely GMP, cost and process/organization which cover the main viewpoints important for the decision. The presented method also allows the weighing of different factors according to current needs of the facility and decision in question. Hence, the presented framework leads the decision maker through a systematic and comprehensive analysis of different to-be scenarios for EQM implementation. As a use case, the presented framework was applied in a parenterals clinical manufacturing facility to evaluate four different to-be scenarios and the highest ranked scenario was chosen by site management for the next implementation step. The results from the use case indicate that the method is a valuable tool in a decision making process, and encourage the further utilization of the tool in future implementation decisions. 1. Savage D. Has MES reached maturity in the pharmaceutical industry?. Pharmaceutical Engineering 2013; 33(4); 1-7. 2. Poulsen L. Verbesserung des Unternehmenserfolgs durch MES. TechnoPharm. 2014; 4(1): 49-53. 3. Linna A, Korhonen M, Mannermaa JP, Airaksinen M, Juppo AM. Developing a tool for the preparation of GMP audit of pharmaceutical contract manufacturer. Eur J Pharm Biopharm. 2008; 69(2):786-792. 4. Farid SS, Washbrook J, Titchener-Hooker NJ. Combining multiple quantitative and qualitative goals when assessing biomanufacturing strategies under uncertainty. Biotechnol Prog. 2005; 21(4):11831191. 22 ICPE 2014 Improvement of adherence and safety of senior patients through multi-frequency RFID technology supported medication E. Stocker (a), S. Heidenbauer (a), S. Sacher (a), G. Holweg (b), T. Herndl (b), G. Breitfuss (c), J. G. Khinast (a),(d) (a) Research Center Pharmaceutical Engineering GmbH, Inffeldgasse 13, 8010 Graz, Austria (b) Infineon Technologies AG - Development Center Graz, Babenbergerstraße 10, 8020 Graz, Austria (c) evolaris next level GmbH, Hugo-Wolf-Gasse 8, 8010 Graz, Austria (d) Institute for Process and Particle Engineering, Graz University of Technology, Inffeldgasse 13, 8010 Graz, Austria Email for correspondence: [email protected] According to statistics published by the world health organization WHO 50% of patients do not adhere to a pharmacotherapy prescribed by their physician. Although not only patients health is endangered, but also enormous costs for the health care system are caused [1]. However, adherence can be easily and efficiently supported due to appropriate aids - even in the existing managed health care systems. Therefore, the eSecMed project is aimed to develop prototypes of smart drug packaging and a virtual medicine cabinet application. Generally the packaging is equipped with a multifrequency RFID chip and antenna. In combination with a smart phone app senior patients’ adherence and safety will be enhanced. A prototype is developed, based on the analysis of all relevant requirements including application, technology, project environment and senior patients’ needs. The experimental concept focuses on common indication cases for elder patients such as hypertension, diabetes mellitus type II, hypercholesterolemia and short duration treatable acute inflammation. The goal of the chosen case study scenarios is to emphasize on the entire pharmaceutical supply chain up to the patient. Medication adherence will be increased and undesirable side effects and harmful interactions of drugs minimized. In addition counterfeiting security and drug traceability will be improved. As a result of the scientific work done so far, the current state of the concept is presented which includes highly prioritized thematic emphases along the pharmaceutical supply chain. [1] H. Bale, “How the pharmaceutical industry can help in enhancing adherence to long-term therapies,” in World Health Organization - Adherence to long-term therapies: evidence for action, 2003, pp. 156–157. 23 ICPE 2014 Fermentation Modeling in a PAT Environment J. Scheiblauer, M. Joksch, S. Scheiner* Siemens CT RTC SET BSN-AT, A-1210 Vienna *Institute for Mechanics of Materials and Structures, Vienna University of Technology (TU Wien), A-1040 Vienna Email for correspondence: [email protected] Saccharomyces cerevisiae (or baker’s yeast) has not only been used for baking bread and brewing beer, it is also used as a model organism for eukaryotic cells and a possible host for the production of recombinant proteins. Due to its various fields of application, gaining detailed knowledge on the kinetics of the yeast cell metabolism is a desirable goal. Cells of Saccharomyces cerevisiae metabolize glucose via glycolysis to pyruvate which is then either oxidized (TCA circle, reaction 1) or reduced to ethanol (reaction 2). Due to the higher yield of adenosine triphosphate (ATP), the cells prefer the oxidative pathway over the reducing one. However, given the limited oxygen uptake rate, only a limited amount of pyruvate can be oxidized. As so-called Crabtree-positive yeast, Saccaromyces cerevisiae processes (after the respiration pathway, reaction 1, is saturated) the remaining pyruvate anaerobically: If the glucose concentration S in the medium exceeds a critical value Scrit, ethanol is formed – even if there is sufficient dissolved oxygen present. After the entire glucose is consumed, the formerly produced ethanol is metabolized oxidatively (diauxic growth, reaction 3). Reaction 1: C6H12O6 + 6O2 -> 6CO2 + 6H2O Reaction 2: C6H12O6 -> 2C2H5OH + 2CO2 Reaction 3: C2H5OH + 3O2 -> 2CO2 + 3H2O We present a mathematical model, based on first principles [1,2], which covers the described metabolism and allows for predicting the evolutions of the biomass, substrate, ethanol, and dissolved oxygen concentrations during batch and fed-batch cultivations. The developed process model is part of a complete fermentation control system that is currently operated at Siemens Corporate Technology. The respiratory quotient RQ is defined as the fraction of produced carbon dioxide over consumed oxygen. If the glucose concentration S is below the critical value Scrit, a true glucoseoxidative state (reaction 1) with RQ=1 is expected. In case of S > Scrit, both reactions 1 and 2 take place: thus RQ > 1 (its exact depending on the amount of glucose overflow). For the ethanol consumption state, our model predicts RQ = 2/3 (reaction 3). Additionally, the implemented PAT concept is based on several probes for CO2 and O2 levels in the gas and/or liquid phase, standard probes for pH value and temperature profiling, as well as an NIR spectrometer. By means of the process control system (SIMATIC PCS7) and the PAT software solution (SIPAT) sensor information, process model predictions, as well as statistical information from previous runs, e.g. golden batch models, can be integrated to guarantee a complete PAT environment for fermentation processes. This integration is the subject of ongoing research activities. 1. Pham, H.T.B., Larsson, G., Enfors, S.-O. (1998) Growth and Energy Metabolism in Aerobic FedBatch Cultures of Saccharomyces cerevisiae: Simulation and Model Verification. Biotechnology and Bioengineering, Vol. 60, 4, 474-482. 2. Sonnleitner, B., Käppeli, O. (1986) Growth of Saccharomyces cerevisiae is controlled by its limited respiratory capacity: Formulation and verification of a hypothesis. Biotechnology and Bioengineering, Vol. 28, 6, 927-937. 24 ICPE 2014 QbD 2.0: Efficient use of R&D for the design of robust manufacturing processes S.K. Bermingham Process Systems Enterprise Ltd Email for correspondence: [email protected] The fact that QbD has not lived up to its hype is not simply a result of the high expectations fostered by the industry and regulatory bodies, but more significantly a result of the inherently resource intensive statistical methodology (QbD 1.0) currently adopted by the pharmaceutical industry. This talk will argue that only a mechanistic model-based methodology (QbD 2.0) can both reduce the size of the lab-scale experimental programme and avoid having to carry out more or less the same experimental programme at typically two pilot scales and the manufacturing scale. QbD 2.0 can deliver on these benefits by introducing the “sound science” mentioned in the QbD definition as it relates to the physics and chemistry governing drug manufacture and drug delivery steps. In QbD 1.0, the only a priori knowledge used in the formulation of the (statistical) model is the input-output structure, e.g. the CPPs and the CQAs. In QbD 2.0, the a priori knowledge used to formulate the (mechanistic) model includes well-established physics and chemistry such as the laws of conservation. Through the increase in a priori knowledge the amount of information required to parameterise the model decreases and at the same time the ability to extrapolate greatly increases. This more efficient approach to QbD will be illustrated using three case studies from industry1,2. Figure 1: Evolution in use of experiments to support design of robust products and processes. 1 B. Gettelfinger, S. Glassmeyer, M. Pinto, S. Bermingham. Model-Based Scale-up of Impact Milling. AIChE 2011 paper 55b 2 C. Burcham, M.A. Lovette, C,S, Polster, S.K. Bermingham, H. Mumtaz. Utilization of Population Balance Models to Develop a Continuous Crystallization Process. AIChE 2012 papers 187g & 187h 25 ICPE 2014 Critical discussion about the influence of roll compaction/ dry granulation on tablet properties P. Kleinebudde Heinrich-Heine-University Düsseldorf, Institute of Pharmaceutics and Biopharmaceutics Email for correspondence: [email protected] Tableting of dry granulated materials results often a reduced compactability compared with direct tableting of not granulated materials. Several reasons for this phenomenon are discussed in the literature. Work hardening was claimed as one mechanism to explain the phenomenon1. Since work hardening refers to changes in the crystal structure it may not be applicable in many cases. Instead granule hardening was proposed2. The roll compaction/ dry granulation results in granule hardening, which is indicated by a higher yield pressure. Other authors postulated a major influence of particle size growth as dominant mechanism for the reduced compactability3. Beside mechanisms, which are directly connected to roll compaction/ dry granulation, it is well known since a long time that lubricants can also affect compactability. In many studies a constant fraction of lubricant is used for direct compaction and tableting of granules. Dependent on the deformation mechanism of the particles this can influence the outcome of the study since the available surface area can be significantly different. In order to distinguish between different mechanisms of reduced compactability, it is important to design the study properly. The presentation will pick up several studies from the literature focusing on this topic and discuss these references critically. In some cases the design of a study was not suitable for strong conclusions. Other studies allow more unbiased conclusions4. A new data set is presented, which allows distinguishing between the effects of lubrication, granule hardening and particle size. Furthermore, a huge influence of the mechanical properties of the starting material has to be taken into account. By discussing the ratio under the compactability curves of direct tableting and dry granule tableting it is possible to distinguish the different materials. References 1. Malkowska S, Khan KA. Effect of re-compression on the properties of tablets prepared by dry granulation. Drug Dev. Ind. Pharm. 9:331-347 (1983). 2. Sun C, Himmelspach MW. Reduced tabletability of roller compacted granules as a result of granule size enlargement. J. Pharm. Sci. 95:200-206 (2006). 3. Patel S, Dahiya S, Sun CC, Bansal AK. Understanding size enlargement and hardening of granules on tabletability of unlubricated granules prepared by dry granulation. J. Pharm. Sci. 100:758-766 (2011). 4. Herting MG, Kleinebudde P. Studies on the reduction of tensile strength of tablets after roll compaction/dry granulation, Eur. J. Pharm. Biopharm. 70:372-379 (2008). 26 ICPE 2014 Simulation of an overall lab scale tablet production S. Trebbien*, A. Weitz*, I. Weinsheimer*, Prof. Dr. P. Langguth*, Dr. F. Stieneker** *Department of Pharmaceutical Technology, J.G.-University, Mainz, Germany **IFAP AG, Hofmattstr. 3, 5085 Sulz (Schweiz) Email for correspondence: [email protected] Simulation and modelling are broadly used tools in the pharmaceutical production industry (1). Nevertheless simulating an overall production process of pharmaceuticals in early stages is rarely mentioned in the research area of pharmaceutical technology. Therefore we did a study to analyze possible benefits of using simulations in early stage lab scale production of tablets. The necessary preparations for using the Simulation Software FlexSim to find an optimised overall tablet production were examined and shown in a lab scale case study. Target of the case study was to show how to approach a simulation with constructivist didactics and to examine an optimized tablet production. After investigating different ways to produce one kilogram of tablets within the given resources and available equipment at the department, we found by simulation, that two days are minimum necessary to perform all process steps with two persons as limiting resource and 1600 tablets as target outcome volume. The paper shows the process of constructing a simulation and the resulting simulation of an overall pharmaceutical lab scale tablet production with FlexSim. We used concept maps for the constructivist didactics of the simulation choose to simulate the following production hardware which determines the basic process steps: weigh, mesh, mixer and granulator, tablet compressor, tablet coater, primary blister packaging and final packaging in paper boxes. Finally the working simulation was equipped with analytic tools for every main process step to further analyze and optimize the performance of the simulated pathway. Figure 1: Concept map of the simulation Figure 2: Snapshot of the resulting Simulation. Translation will be provided. 1. Trebbien et al., Life-Cycle-Management, Pharm. Ind. 74, Nr. 7, 1163–1170 (2012), ECV, Aulendorf (Germany). 27 ICPE 2014 Image-Based Real Time Crystal Shape Observer H. Eisenschmidt1, K. Sundmacher1,2 Otto-von-Guericke University, Magdeburg 2 Max Planck Institute for Dynamics of Complex Technical Systems, Magdeburg Email for correspondence: [email protected] 1 Real time monitoring of crystallization processes is an important task, which opens the way for the determination and quantification of the governing kinetic phenomena, as well as for feedback control of crystallization processes. While the state of the continuous phase can be quantified with state of the art laboratory equipment, monitoring of the dispersed phase in a quantitative manner is still challenging. This is in particular true for the online measurement of the crystal shape distribution, which is a decisive product property. For this purpose, video microscopy has received much attention over the last two decades, since this technology gives an immediate impression of the state of the dispersed phase. However, for a quantitative evaluation of the recorded videos, large data sets have to be processed and the 3 dimensional shapes of the observed crystals have to be reconstructed from the obtained projections. In our contribution, we present an efficient approach for this shape reconstruction. Here, the boundary curves of all visible single crystals are parameterized by Fourier descriptors, which are compared to a precomputed database of possible crystal projections [1,2]. This approach is applied to potassium dihydrogen phosphate (KDP) crystals dissolved in water, see Figure 1 left, and is shown to be robust to a finite image resolution as well as to imperfections of the crystal projections. The estimation scheme is further used, to construct an observer for the real time measurement of crystal shape distributions. For this purpose, videos of a length of 10 seconds are continuously collected, and the last recorded video is passed to the shape estimation routines. By tracking of the evolution of the seed crystal distribution, crystals can instantaneously be classified as seed crystals, nucleated crystals or agglomerates, see Figure 1 right. Thus, an immediate and quantitative insight into the crystallization process can be provided. Finally, the obtained observation results are passed to a Kalman filter. This serves to reduce the measurement noise and thus, to enable the identification of crystallization kinetics as well as feedback control of crystallization processes. Figure 1: Left: recorded images of KDP crystals (gray) together with the estimated shapes of all visible single crystals (color), right: estimate of the crystal shape distribution. 1. C. Borchert, K. Sundmacher, Chemical Engineering Science, 2012, 70, 87-98 2. C. Borchert, E. Temmel, H. Eisenschmidt, H. Lorenz, A. Seidel-Morgenstern, K. Sundmacher, Crystal Growth & Design, 2014, 14, 952-971 28 ICPE 2014 Investigating the uniformity of an active coating process using DEM simulations G. Toschkoff1, G. Scharrer1, S. Just2, K. Knop2, P. Kleinebudde2, D. Djuric3, A. Funke4, J. G. Khinast5,* 1 Research Center Pharmaceutical Engineering GmbH, Graz, Austria Institute of Pharmaceutics and Biopharmaceutics, Heinrich Heine University, Düsseldorf, Germany 3 L.B. BOHLE Maschinen + Verfahren GmbH, Ennigerloh, Germany 4 Bayer Global Chemical and Pharmaceutical Development, Bayer Pharma AG, Berlin, Germany 5 Institute for Process and Particle Engineering, Graz University of Technology, Graz, Austria *Email for correspondence: [email protected] 2 Pan coating is a commonly used unit operation to apply a functional layer around tablet cores. A special application is active coating, where the coating layer itself contains an active pharmaceutical ingredient (API). In this case, the variation of coating mass between tablets has to be consistently small, thus a high degree of process understanding is needed. In addition to experimental investigations, there is a strong trend towards numerical simulations1,2. In this work, the application of an active coating was investigated: Gastrointestinal therapeutic systems (Adalat® GITS, Bayer Pharma AG, Germany) were coated with an aqueous suspension containing candesartan cilexetil as API. A lab pan coater (BFC 5, L.B. Bohle, Germany) was used. Both experiments and Discrete Element Method (DEM) simulations were performed, using the same Design of Experiments. The geometry of the coating apparatus was provided by the manufacturer (Figure 1). The material properties came from measurements3. Figure 1: Snapshot of the Discrete Element Method simulation of the coating drum. Summarizing, it was aimed to capture the coating process in the simulation as good as possible, which in turn allows for detailed investigations. A main result is that a lower CoV (better uniformity) can be reached by using more nozzles, followed by decreasing the spray rate, increasing rotation speed, and decreasing fill level. In general, fundamental insights into the nature of the process were gathered; based on this, guidelines on how to improve the uniformity were defined. For the resulting settings, the coating uniformity was consistently well within regulatory specifications. References 1. Ketterhagen, W. R., am Ende, M. T. & Hancock, B. C. Process modeling in the pharmaceutical industry using the discrete element method. J. Pharm. Sci. 98, 442–70 (2009). 2. Toschkoff, G. & Khinast, J. G. Mathematical modeling of the coating process. Int J Pharm (2013). doi:10.1016/j.ijpharm.2013.08.022 3. Just, S. et al. Experimental analysis of tablet properties for discrete element modeling of an active coating process. AAPS PharmSciTech 14, 402–11 (2013). 29 ICPE 2014 Development of a multivariate FTIR spectroscopic method to monitor microstructural changes of gelatin during capsule manufacture F. Polyak, G. Reich University of Heidelberg, IPMB, Department of Pharmaceutical Technology and Biopharmaceutics, INF 366, 69120 Heidelberg, Germany Email for correspondence: [email protected] Purpose: 1. To evaluate the potential of FTIR spectroscopy for the analysis of temperature-induced and time-dependent microstructural changes of gelatin during gelation. These changes, affecting gel strength and elasticity, are crucial to machinability and capsule product performance (Reich, 2004). 2. To provide a multivariate approach for improved process understanding that enables spectral changes to be continuously monitored and correlated to rheological properties. 3. To develop a spectroscopic method suitable for real-time PAT application. Methods: Aqueous solutions (30-40% w/w) of various gelatin types of different Bloom strength and viscosity were measured with an oscillatory rheometer coupled with an ATR-FTIR spectrometer. A linear cooling ramp from 70 to 25°C was applied. The spectra were acquired in one minute intervals with 24 scans at 4 wavenumber resolution. Structural information was obtained from the Amide I region using the wavenumbers from 1645 to 1592 cm-1. Due to the polydispersity of hard and soft capsule gelatin types and grades, a multivariate approach, e.g., a principal component analysis (PCA) was applied to highlight the substantial spectral changes. Score line plots were used to monitor temperature- and time-dependent profiles. Results: PCA revealed strong correlation between changes of the Amide I bands and the viscoelastic properties of gelatin measured by oscillation rheology. The score line plot of the first principal component (PC-1) was found to correspond to the time course of the rheological characteristics. Differences in the temperature- and time-dependent progress of the storage modulus G’ between gelatins of different Bloom strength and/or viscosity could be monitored through score line plots. This indicates that FTIR spectroscopy is able to detect microstructural differences associated with the sol/gel transition of different gelatin types and grades used in hard and soft capsule shell formulations. Conclusion: FTIR spectroscopy coupled with rheology offers a promising approach to provide new insights in temperature- and time-dependent microstructural changes related to the gelation process of highly concentrated gelatin formulations used in hard and soft capsule production. Spectroscopy in combination with multivariate data analysis enables a more thorough understanding of structural changes associated with the viscoelastic behavior of such formulations. The spectroscopic method thus provides potential as a PAT tool for formulation development and process optimization in hard and soft gelatin capsule design and manufacture. 1. Reich, G., Formulation and physical properties of soft capsules, Chapter 11 in: Pharmaceutical Capsules, eds. F. Podczeck and B. Jones, Pharmaceutical Press, London, (2004) 30 ICPE 2014 Total Surveillance! Inline Monitoring of Tablets with NIR Chemical Imaging P.R. Wahl*, O. Scheibelhofer*, S. Sacher*, P. Kerschhaggl**, J.G. Khinast*,*** * Research Center Pharmaceutical Engineering (RCPE) GmbH, Graz, Austria ** EVK DI Kerschhaggl GmbH, Raaba/Graz, Austria *** Graz University of Technology, Institute of Process and Particle Engineering, Graz, Austria Email for correspondence: [email protected] The composition and uniformity of active ingredients and excipients as well as tablet hardness are critical quality attributes of tablets. Typically these attributes are tested offline with low sample sizes (10 to 30 tablets), e.g. by dissolution and crushing strength. Here we present an in-line NIR chemical imaging system, capable of analyzing the entire product stream. The tablets were manufactured using a Fette 102i tablet press. After ejection the whole tablet stream was further transported on a conveyor belt to assure ideal representation to the imaging system (Figure 1). Figure 1: Conveying of tablets to the imaging system after compaction Figure 2: Chemical Image of all manufactured tablets with 5% API content The captured “images” (spectra) were first segmented into tablets and background using PCA projection. Each tablet consisted of 20 – 50 spectra (depending on size, velocity and optics). Chemical images of each tablet’s surface were obtained by PLS (Figure 2 and Figure 3). The mean API content and standard deviation was calculated, yielding information about the intra and inter-tablet content uniformity. The maximum throughput was experimentally verified to be at about 500,000 tablets per hour. Changing the compaction force leads to different surface roughness and scattering properties of the tablets. The superposition of physical and chemical effects for the obtained spectra has its advantages and disadvantages. It is a pain in model development, but a clear gain in information - as long as these effects can be separated. Figure 3: Mapping of tablets with API content ranging from 1% to 11% showing API clusters. 31 ICPE 2014 Combining image analysis with Raman spectroscopy for QBD P. Davies Malvern Instruments France Email for correspondence: [email protected] Increasing demands drive operators from the pharmaceutical industry to get more details on the properties of the particles. This is possible thanks to imaging technologies that analyze the size and shape of the particles. Automated image analyzers capture two-dimensional images of particles dispersed beforehand to allow direct measurement of the particle size. A pictorial representation of the particle size can be an important factor, especially if one tries to predict their behavior during the manufacturing process or during the quality control of the finished product. Particle shape can influence a variety of properties, as the behavior during dissolution of the actives, or their ability to be blended with the excipients . In addition to the size and shape of the particles, Raman spectroscopy can be used to identify the presence of one or several chemical components or contaminents and thus achieve the identification of particles covered with a layer of another product . The Morphologi G3, is both an analyzer and a particle counter based on image analysis. The measurement size range is from 0.5 microns to 10 millimeters. The integrated powder disperser is designed to disperse any type of powders without breaking the elementary particles. After the dispersion phase, several tens of thousands to one million particles of powder or particles in suspension can be analyzed within a few minutes. Each particle image will be saved with the possibility of returning to position the lens just above a selected particle. The advantage of this function is to drive a Raman microprobe to analyze the surface of the particles and to assess the quality of coating or remove a suspect particle (contaminant, aggregate, foreign particles) and identify it in a precise way with any other technology. The Morphologi G3 validated 21 CFR measures particles using numerous geometric and morphological parameters such as width, length, perimeter, area, circularity, aspect ratio, convexity, the elongation, strength, color coded gray level and standard deviation of the gray level which reflects the heterogeneity of the particle surface under incident light A simple way to perform a supervised analysis is to work directly on the scattergram manually or to use automated classification using the data partitioning (clustering). Another possibility to improve the device to be more selective in the classification is to equip the Morphologi G3 of a chemical identification system using Raman spectroscopy. The addition of a chemical spectrum can be very useful for the identification of particles that are not identified just by their size, shape or color. Raman technology can identify the presence of one or more chemical components one a surface. A Raman spectrum can be acquired for each particle and these spectra can be compared to a library of of the pure components spectra and a value of correlation score is then calculated to describe how the measured spectra correspond to those recorded on pure components. In case of mixture of components as a single granule, the sensor with a resolution of 3 microns will identify particles coated or composed of several elements that are indistinguishable by image analysis. Reference : L. H. Kidder, K. S. Haber, J. Dubois et E. N. Lewis, Raman spectroscopy directed by image analysis for characterising Carrier/API association of a “Dry Powder Inhaler”, Respiratory Drug Delivery Orlando 2010 Food and Drug Administration. Generic Drugs: Questions and Answers” Food and Drug Administration, August 2011, http://www.fda.gov/drugs/resourcesforyou/consumers/questionsanswers/ucm100100.htm 32 ICPE 2014 The European Pharmaceutical Industry – Past success, present challenge and future potential R. Torbett EFPIA – European Federation of Pharmaceutical Industries and Associations Email for correspondence: [email protected] This presentation will focus on what Europe can do to ensure it retains its status as one of the global hubs for pharmaceutical industry research and development. In doing so it will present a vision for a new type of ‘integrated life sciences strategy’ for the EU that should create much greater coherence than we have today between three areas of policy: health, finance and science & competitiveness. The presentation will review past history, recent challenges and potential future trends on three interconnected issues: 1. Health outcomes – The pharmaceutical industry has an impressive track record of contributing to better health outcomes, with significant increases in life expectancy experienced in all European countries across the last 60 years. But major healthcare inequalities persist and across Europe. Looking to the future, an ageing population with its associated increase in chronic disease prevalence will mean that health systems are likely to come under ever increasing strain. 2. Financial Sustainability – If Europe is to meet its future healthcare objectives and retain pharmaceutical innovation in the areas most valued by society all sides need to build explicit strategies for managing financial sustainability now. This includes the need to improve the predictability of spend and the development of systems that ensure rational use of all medical technologies. 3. A thriving life sciences eco-system – Europe currently remains an importance global centre for the pharmaceutical industry with around €30bn of private sector R&D spending. Small and large firms work in an interconnected network with universities, hospitals and other partners. Although we have many of the foundations of success there are signs that Europe is losing competitiveness in some areas. More needs to be done to ensure Europe retains its leadership in life sciences research to fuel the wider eco-system. Public policy around these three issues usually takes places in a disconnected way with different communities of experts, policymakers and success measures. This leads to a lack of coherence. In this presentation, I will put forward EFPIA’s ideas on how we can develop a more integrated approach that can help patients, the science community as well as the industry. 33 ICPE 2014 Perspectives in Process Analysis R. W. Kessler, K. Rebner Center of Excellence for Research and Education in Process Analysis and Technology (PA&T) Hochschule Reutlingen-Reutlingen University, Alteburgstr. 150, 72762 Reutlingen, Germany Email for correspondence: [email protected] Process analysis is a transdisciplinary technology. Process chemists, process engineers, chemometricians, and many other technologists must work together and put more emphasis on the essentials of science of each discipline. Process Analysis includes process design (Quality by Design (QbD)) and technology, process analytics (Process Analytical Technology (PAT)), process control units as well as the economic evaluation of the process including supply chain management. Spectroscopy will play an important role in the transition of a re-active industrial production into a pro-active industrial system. To an increasing extent, spectroscopic techniques are integrated into real life production and are extending knowledge of the information from conventional sensors or even replacing them. Spectroscopic sensors are, in that sense, complex systems providing detailed information on the molecular structure of components. As spectroscopic techniques can simultaneously detect all morphological and chemical features, the complete fundamental functionality of a compound is inherent in every spectrum. However, redundant and unnecessary information must be excluded from the spectral features by means of complex data analysis. The lecture will introduce state of the art concepts and strategies in the processing industry and will discuss some current challenges for the application of process analytical spectroscopy like: sensitivity and selectivity, integrating first principles when analysing scattering systems, working in aqueous solutions, etc. [1]. In the second part of the lecture, some selected possible “next generation” technology will be explained and their relevance for the future industrial revolution to personalize products will be evaluated [2]. New concepts for project oriented learning (POL) must be introduced in modern education to take into account these trends. Process analysis will thus play a more important role in the future of the processing industry than it has in the past. According to the Industry 4.0 concept of the German government, the future of industrial automation will be “arbitrarily modifiable and expandable (flexible), connect arbitrary components of multiple producers (networked), enabling its components to perform tasks related to its context independently (self-organizational) and emphasizes ease of use (user-oriented)”. Spectroscopy will be an important toolbox and enabling technology to realize this concept. Literature: 1. D. Oelkrug, E. Ostertag, R. W. Kessler: Quantitative Raman spectroscopy in turbid matter: reflection or transmission mode?, Anal. Bioanal. Chem., 2013, 405:3367–3379 2. R. W. Kessler: Perspectives in process analysis. J. Chemometrics, 2013, 27: 369–378. doi: 10.1002/cem.2549 34 ICPE 2014 Process modelling of dry foam drying kinetics P. K. Ghosh, E. Gavi, A. Dischinger, S. Page Formulation Research and Development, F. Hoffmann-La Roche Ltd, Switzerland Email for correspondence: [email protected] INTRODUCTION: Dry foam technology was developed to overcome insufficient oral bioavailability of poorly soluble and wettable active pharmaceutical ingredients (APIs) [1]. The paste, containing the API, is firstly subjected to reduced pressure at room temperature, where foaming and pore development takes place. Complete drying of the foam is then achieved in a second phase at moderately accelerated temperatures. Conventionally, a vacuum belt dryer (VBD) is employed for the drying process on a larger scale. To extract information on drying kinetics of the paste, a magnetic suspension balance (MSB) can be used on a smaller scale. The current work applies a mathematical model to predict the amount of evaporated water (EVW) in a VBD process by using drying kinetics data obtained from small scale MSB experiments. MATERIALS AND METHODS: Pastes containing 15.5% Indomethacin, 2.1% Sodium dodecyl sulfate and 82.4% Maltodextrin DE 21 calculated on dry mass served as model formulation. The paste water content (PWC) varied in the experiments in the range of 17% to 25%, based on wet mass. The small scale experiments were performed on MSB equipment from Rubotherm, Germany, while the large scale experiments were carried on a Drylab vacuum belt dryer from Bucher, Switzerland. 0.4 g and 100g of paste was used in MSB and VBD experiments respectively. The sample chamber temperature respectively the plate temperature in the VBD, were set to 20°C and 40°C while the pressure was varied from 20 to 80mbar at both scales. EVW at the end of 30 min was recorded at both scales. Diffusion of moisture through the dry foam is considered as the rate limiting step for the studied drying process and was modelled with Fick’s second law of diffusion [2]. In the adopted model the drying kinetics depends upon the effective diffusivity of the moisture and the height of the dry foam. The effective diffusivity of moisture through the dry foam at a given PWC can be estimated from the EVW value obtained from experiments performed on MSB, whereas the height of the foam on the VBD belt is treated as a fitting parameter. RESULTS AND DISCUSSION: In contrast to a MSB process, where the foam is constrained in a basket, in a VBD process the foam is unconstrained and free to spread across the VBD belt. Therefore, the height of dry foam on the VBD belt is independently modeled as a function of the corresponding PWC, whereas it is considered constant in the MSB process. Two VBD experiments with dry foam consisting 21% and 25% PWC were used to obtain the correlation between height and PWC on a VBD belt. In order to validate the developed models, the approach was tested for the ability to predict EVW in a VBD process with dry foam consisting 17% PWC at 20°C and 40°C. Height of the dry foam on the VBD belt was calculated based on the developed correlation. The corresponding effective diffusivity at 20°C and 40°C was estimated from MSB experiments. Using the above information, the predicted EVW values for the VBD process was found in close agreement with the corresponding experimentally determined EVW values. 1. A. Sprunk, S. Page, P. Kleinebudde. Influence of process parameters and equipment on dry foam formulation properties using indomethacin as model drug. Int. J. Pharm., 455(1-2):189-96, 2013. 2. S. Jaya and H. Das. A Vacuum Drying Model for Mango Pulp, Drying Technology: An International Journal, 21:7, 1215-1234, 2003. The experimental data are derived from the PhD thesis of A. Sprunk under supervision of Prof. Kleinebudde from the Heinrich-Heine-University Düsseldorf. 35 ICPE 2014 Nanomechanical properties of single pharmaceutical crystals M. Egart1, B. Janković1, I. Ilić1, N. Lah2, S. Srčič1 1 Faculty of Pharmacy, University of Ljubljana, Aškerčeva 7, Ljubljana, Slovenia Faculty of Chemistry and Chemical Technology, University of Ljubljana, Aškerčeva 5, Ljubljana, Slovenia Email for correspondence: [email protected] 2 Introduction: In particular, more than 90 % of small molecule drugs are delivered in crystalline form (Variankaval et al., 2008). Therefore, a comprehensive understanding of mechanical properties and their dependence from crystal structure is a critical step to overcome manufacturing challenges associated with designing solid dosage forms. Nanoindentation is able to make a link between the structures of molecular solids and their single crystal mechanical properties and to use it to predict bulk mechanical properties (Varughese et al., 2013; Janković et al., 2013; Roberts, 2011). The main goal of this research was to assess the mechanical properties of different APIs (famotidine, nifedipine, olanzapine, piroxicam) at the single crystal level and relate them to the characteristics of their crystal structures. Materials and Methods: The mechanical properties of oriented single crystals were determined using instrumented nanoindentation (continuous stiffness measurement) (Oliver and Pharr, 2004). Thermodynamically stable single crystals were prepared according to procedure described in the literature. Solid states were identified by single crystal x-ray diffractometry. The face indexing of individual crystal was performed using CrysAlis PRO software (Agilent technologies). Results and Discussion: Mechanical properties such as Young`s modulus (E) and indentation hardness (H) were consistent with the molecular packing of the solid forms investigated with respect to the crystal orientation. Mechanically interlocked structures were characteristic for most forms what is resulting in isotropic mechanical properties. The presence of slip planes was detected for famotidine B only and this implies to plastic behaviour. This was confirmed with essentially lower indentation hardness in comparison to famotidine form A. Conclusion: According to the results, the nanomechnical measurements can be used for quantitative assessing of molecular crystals mechanical attributes. Young`s modulus and indentation hardness can thus represent valuable and effective tool in preformulation studies as only a small amount of material is needed for evaluation of materials` mechanical properties with high precision. References 1. S. Varughese, M. S. R. N. Kiran, U. Ramamurty, G. R. Desiraju, Nanoindentation in Crystal Engineering: Quantifying Mechanical Properties of Molecular Crystals, Angew. Chem. Int. Ed. 52 (2013) 2701-2712. 2. R. J. Roberts, Particulate analysis – Mechanical Properties, in Solid state Characterization of Pharmaceuticals, (Eds. R. A. Storey and I. Ymen), John Wiley & Sons, Southern Gate UK 2011, pp. 357-369. 3. N. Variankaval, A. S. Cote, M. F. Doherty, From Form to Function: Crystallization of Active Pharmaceutical Ingredients, Amer. Inst. Chem. Eng. 54 (2008) 1682 -1688. 4. B. Janković, M. Škarabot, Z. Lavrič, I. Ilić, I. Muševič, S. Srčič, O. Planinšek, Consolidation trend design based on Young`s modulus of clarithromycin single crystals, Int. J. Pharm. 454 (2013) 324332. 5. W. C. Oliver, G. M. Pharr, Measurement of hardness and elastic modulus by instrumented indentation: Advances in understanding and refinements to methodology, J. Mater. Res. 19 (2004) 320. 36 ICPE 2014 Investigation of polymer-API systems distribution behavior in the mold during injection molding process by numerical (CFD) methods H.R. Juster, T. Distlbacher, G. Steinbichler Institute of Polymer Injection Moulding and Process Automation, Johannes Kepler University, Science Park 2, Altenbergerstrasse 69, 4040 Linz, Austria E-mail for correspondence: [email protected] It has been already proven that solid dispersions are able to greatly enhance the bioavailability of several active pharmaceutical ingredients (API´s) [1]. Nevertheless, current methods to prepare API based solid dispersions involve complex multi-step procedures and the usage of high amount of additives. As a result, the whole process shows rather low efficiency at elevated costs [2]. The Hot-melt extrusion (HME) has emerged as a potentially more efficient and benign technique for manufacturing solid dispersion systems. In HME, various solid dispersions can be produced in the absence of solvents through a fast and continuous low-cost process that is still multistep based [3]. Injection molding technique, which is well known from polymer processing industry, may be a new way to produce drug dosage forms with enhanced solubility in a one step equally efficient procedure. This is a discontinuous production process, where the melt is injected into a predefined-shape mold that is used for cooling down the melt until it reaches the solid state. The plastification step is performed by screws, similarly to HME. The melt flows from the antechamber of the plasticizer unit to the cavities of the mold. At this point, the melt splits into the melt volumes necessary for each cavity. Important to control is the distribution homogeneity of the drug within the polymer matrix by the end of the injection molding process. In this study Computational Fluid Dynamics (CFD) methods were used to visualize the injection molding process of a drug delivery system consisting of Soluplus ® / Fenofibrate, 90/10 (%w,w). The molding simulation package utilized was SIGMASOFT® [4]. Through process simulation, the distribution behavior of the API within a single mold cavity and the distribution behavior of API along all the six mold cavities can be visualized and better understood. Furthermore, the location of regions of high shear rates, shear heating and shear stress distribution can be identified and analysed. Finally, on the basis of such analysis, an optimization of the distribution in the cavities can be performed. In this study, we used a virtual mold consisting of six tablets (diameter of 13mm and height of 4mm). These tablets were connected to a six-way star distributor. This way, with one injection molding circle, six tablets can be produced. The system here studied represents a one-phase system. For analysing the API distribution, tracers were set to follow the melt into the cavities. The injection volume rates have been varied from 5 cm 3/s to 15 cm 3/s. Apart of the tracer analysis, a statistical analysis was also done by using the Shannon Entropy S model [5]. The higher S, the better is the distribution of the API in the cavity. It was possible to analyse the distribution of the API during injection into each cavity of the mold. The different injection flow rates show similar distribution behavior (Shannon Entropy is always between 1.5 to 2.5). Therefore, it was possible to produce more output by reducing the cycle time increasing the flow rates. 1. 2. 3. 4. 5. Lipinski, C.A., Curr Drug Dis. 2001, 4 Dhirendra K., Lewis S., Udupa N., Atin K., Journal of Pharmaceutical Sciences 2009, 22 Breitenbach, J., Wiesner, B., The use of polymers in pharmaceutical melt extrusion, ExAct 2008, 20 SIGMA Engineering, URL: http://www.sigmasoft.de (20.04.2014) Phelps, J.H., Tucker, C.L., Chemical Engineering Science 2006,61 37 ICPE 2014 Probabilistic Modeling of Wet Collisions in Sheared Particle Beds B. Mohana, J.G.Khinasta,b, S.Radla a Institute for Process and Particle Engineering, Graz University of Technology, Graz, Austria b Research Center for Pharmaceutical GmbH, Graz, Austria Email for correspondence: [email protected] Abstract Wet granular materials are used in numerous industrial processes such as mixing, coating, granulation etc. However, the development of simple liquid transport models for such processes is a challenging task. Here we focus on detailed simulations of the formation and rupture of liquid bridges in a sheared particle bed by implementing a probabilistic model for predicting wet collisions. We use the Discrete Element Method (DEM) supplemented with a variety of microscopic liquid transport models that model liquid transfer associated with each particleparticle contact point. We present results for the wet collision coordination number that were obtained with a simple probabilistic model taking into account the finite surface coverage of liquid. We then compare the proposed wet collision coordination number with the (classical) contact coordination number for a wide range of effective liquid film thicknesses. Our results help in quantifying the liquid transfer rate in cases where particles are non-uniformly coated with a liquid layer. Such a quantitative understanding is of key importance for process control in applications such as tablet coating or granulation. 38 ICPE 2014 Experimental and model-based investigation of twin screw granulation: towards more profound process knowledge A. Kumar1,2, K.V. Gernaey3, T. De Beer2*, I. Nopens1 1. BIOMATH, Dept. of Mathematical Modelling, Statistics and Bioinformatics, Faculty of Bioscience Engineering, Ghent University, Belgium 2. Laboratory of Pharmaceutical Process Analytical Technology, Dept. of Pharmaceutical Analysis, Faculty of Pharmaceutical Sciences, Ghent University, Belgium 3. Center for Process Engineering and Technology, Department of Chemical and Biochemical Engineering, Technical University of Denmark, Denmark Email for correspondence: [email protected], *Shared last authorship Twin-screw granulation (TSG) is a promising technology for continuous wet granulation, as it achieves mixing by a combination of screw configuration and process settings (e.g. feed rate, screw speed, etc.) to produce a certain end-product specification in a short time. However, to optimise and control this new technology, understanding of the mixing and the dominating granulation sub-processes is needed. This study is an initial step in combining experimental observations and mathematical models for gaining such knowledge regarding continuous twin screw granulation. The residence time distribution (RTD) in a TSG provides interesting information to understand its mixing behaviour. However, in order to predict the mixing precisely, modelling of the RTD is desirable. In this study, an analytical model based on classical chemical engineering method for dynamic transport modelling was developed. The simulation data were compared with the experimental residence times obtained from near infrared chemical imaging to validate the model (Fig. 1.a). In addition, the change in GSD and dynamics along the TSG barrel in order to understand the function of individual screw modules and their interaction was investigated experimentally. Dynamic image analysis was performed to evaluate the changes in size of granules sampled from different locations in the barrel. The results from the two studies have been utilised to develop a population balance model (PBM) for a continuous TSG (Fig. 1.b). The focus is on the modelling of the rate processes considered dominant in the kneading element regions of the granulator, namely aggregation and breakage. The results demonstrated by this experimental and modelling study will be further used as a basis for development of multi-dimensional PBM involving particle properties (size, porosity and saturation etc.). Figure 1: (a) NIR chemical map of API to measure resudence time distribution and (b) varification of particle size distribution predicted using PBM 39 ICPE 2014 Application of combined UV/VIS spectroscopy and computed tomography in analysis of granules O. Kaspar1, V. Tokarova1, S. Oka2, R. Ramachandran2, F. Stepanek1 1 Department of Chemical Engineering, Institute of Chemical Technology Prague, Technická 3, 166 28 Prague 6, Czech Republic 2 Department of Chemical & Biochemical Engineering, Rutgers, The State University of New Jersey, Piscataway, NJ, USA Email for correspondence: [email protected] The X-ray micro-tomography (micro-CT) technique combined with UV/VIS spectroscopy and image analysis has been used to visualize the microstructure of granules and the dynamic evolution of porosity during granule dissolution. Granules have been produced by high shear wet granulation (HSWG), which is currently the most common route undertaken. A mechanistic understanding of the correlation between the properties of the primary powder and granules can lead to enhanced and efficient process development in tablet manufacturing. Using acetaminophen (paracetamol) as the active pharmaceutical ingredient (API) and microcrystalline cellulose (Avicel PH-200) as an excipient, the porosity of the granules was systematically influenced by the granulation process parameters (binder/solids ratio, impeller speed and wet massing time). The CT measurement allows us to study localization of the API (acetaminophen) in the matrix of granule (cellulose) and evaluate the diffusion mechanism of API from granules into surroundings for different process variables [1]. This approach could be very beneficial in optimization of granulation process and properties of the final product. 1. Kaspar, O., et al., Combined UV/vis and micro-tomography investigation of acetaminophen dissolution from granules. International Journal of Pharmaceutics, 2013. 458(2): p. 272-281. 40 ICPE 2014 Multispectral UV Imaging for High-Speed Quality Control in the Manufacturing Process of Tablets M. Klukkert,1 A. Sakmann,1 S. Rehder,2 J.M. Carstensen,3 T. Rades,4 C.S. Leopold,1 1 University of Hamburg, 2Bayer Health Care Supply Center Kiel 3Technical University of Denmark, 4University of Copenhagen Email for correspondence: [email protected] Purpose. To investigate the applicability of UV imaging in combination with multivariate image analysis as a non-destructive, high-speed technique for content control of blisters, identity control of tablets and determination of the coating layer intactness within the primary packing material of the tablets. Methods. Acetylsalicylic acid (ASS) tablets (MCC, starch, aerosil, and MgSt) were compacted (rotary tablet press, 8 mm faceted punches) and subsequently coated with Kollicoat® IR (drum coater). Those compacts as well as Baytril® (B, API: enrofloxacine) and Drontal® Plus (D, APIs: febantel, praziquantel, pyrantel pamoate) tablets were imaged within sealed blisters (sealing foil: polyvinyl chloride (PVC) or polychlorotrifluoroethylene (PCTFE)) using a six-wavelength UV imaging instrument (VideometerLab) with a CCD camera to capture the diffusely reflected light. Image analysis and statistics were performed using an in-house written Matlab® script. Results. UV imaging has been shown to be a fast analyzing technique as images of more than 70 tablets (8 mm ø) were acquired within 30 s (spatial resolution: 77.9 µm). The UV images of blistered tablets (Figs. 1a and 2a) reveal translucency of PVC and PCTFE foils for the emitting UV light. According to the UV spectra (Fig. 1b), D and B show distinct absorbance profiles through the sealing foils. To determine the suitability of UV imaging to detect cross contamination in an automatized manner, PCA was applied on the spectral dataset. The PC2 scores images (Fig. 1c) reveal clear a differentiation of the two tablet formulations as pixels belonging to B are markedly higher in intensity than those related to D. To evaluate the intactness of the coating layer of ASS formulations, PCA was performed on each tablet separately. The resulting PC1 scores images (Fig. 2b) were separated into nonoverlapping concentric subunits followed by calculation of the within-subunit variation (relative standard deviation, rSD) of score intensities (Fig. 2c). The plots of the rSDs of the respective subunits vs. their radius reveal a nearly constant within-subunit variation throughout the surface for intact tablet coatings. In contrast, splintered coatings are clearly detected as they result in a markedly increased rSD of the enclosing subunit, which exceeds the previously determined threshold that is indicative for an intact coating layer (Fig. 2c, red lines). Conclusion. Multispectral UV imaging in combination with multivariate image analysis is a fast, non-destructive, and sensitive technique to verify the content of blisters, detect cross contamination and evaluate the coating integrity of sealed tablets in an automatized manner. P B Figure 1: a) UV images (313 nm) of tablets (1: Drontal® Plus, 2: Baytril®); b) UV spectra of D and B and PC2 loadings plot; c) PCA scores images of PC2. Figure 2: Columns correspond to ASS tablets with intact (3) or splintered (4) coating and the image analysis pathway (5); a) UV images (313 nm) of sealed tablets; b) PCA scores images of PC1; c) relative SD of PC1 scores of concentric subunits vs. their radius. 41 ICPE 2014 Fast Insight into Solid State Transformations using Synchrotron X-ray Diffraction J. Boetker1, J. Rantanen1, T. Rades1, A. Müllertz1, A. Hawley2, B. Boyd3 1 Department of Pharmacy, Faculty of Health and Medical Sciences, University of Copenhagen, Universitetsparken 2, 2100 Copenhagen, Denmark 2 3 SAXS/WAXS Beamline, Australian Synchrotron, Clayton, VIC, Australia Monash Institute of Pharmaceutical Sciences, Monash University (Parkville Campus), Parkville, VIC, Australia Email for correspondence: [email protected] PURPOSE The purpose of these experiments was to assess the solvent mediated solid state transformation of a model compound, carbamazepine (CBZ), by synchrotron X-ray diffraction. Different media were used to approximate biorelevant conditions to understand the impact of solution components on transformation rates. METHOD CBZ (form III) was acquired from Hawkins, Inc. (Minneapolis, MN, USA). Milli-Q water, bile salt (sodium taurodexoycholate sodium salt, 20 mM STDC) in aqueous solution, FaSSIF (1.25 mM DOPC and 5.00 mM STDC), FeSSIF (5.00 mM DOPC and 20.00 mM STDC) and an aqueous SDS solution (1% SDS and 5 mM DOPC) were used as solvent media. The crystal form of the dispersed drug particles was determined at down to 5 sec time intervals at the SAXS/WAXS beam line at the Australian Synchrotron, Clayton, Australia. The sample environment consisted of a custom build rig setup [1]. RESULTS Time resolved synchrotron X-ray diffractograms were obtained by dispersing CBZ anhydrate form III in either Milli-Q water or different biorelevant media (FaSSIF, FeSSIF, bile salt or SDS containing media). The diffraction of the CBZ anhydrate form III was observed to vanish after approximately 3 to 30 min depending on the medium used. Furthermore, the synchrotron X-ray diffractograms provided direct verification of the formation of the CBZ dihydrate form. The conversion rates of CBZ anhydrate form III to CBZ dihydrate were shown to be affected by the dissolution media with the conversion being the fastest in SDS solution, intermediate in either water or FaSSIF/FeSSIF and relatively slow in bile salt. CONCLUSION The presence of SDS clearly sped up the polymorphic transformation of carbamazepine relative to water. In contrast, bile salt clearly slowed the transition, indicating the specific interaction of bile salt with the carbamazepine solid form. Future studies will be directed at quantifying the adsorption behaviour of surfactants in these systems to support the kinetics of the transformations determined in this study. [1] Boetker, J.; Rades, T.; Rantanen, J.; Hawley, A.; Boyd, B. J. Structural Elucidation of Rapid SolutionMediated Phase Transitions in Pharmaceutical Solids Using in Situ Synchrotron SAXS/WAXS. Mol Pharmaceutics 2012, 9, (9), 2787-2791. 42 ICPE 2014 Coating Thickness Prediction by in-line Raman spectra: Applicability of Spatial Filtering Velocimetry as reference method F. Folttmann, K. Knop, P. Kleinebudde, M. Pein Heinrich-Heine University Düsseldorf, Institute of Pharmaceutics and Biopharmaceutics, Email for correspondence: [email protected] The use of in-line Raman spectroscopy for the quantitative film thickness evaluation on pellets has been introduced in 2010 [1]. However, an adequate reference method for in-line film thickness determination has not yet been established. A spatial filtering velocimetry (SFV) probe might be a promising tool for this purpose, as it has recently been applied for in-line particle size determination in fluidized bed granulation processes [2-4]. A SFV probe for in-line particle sizing (Parsum®GmbH) and a Raman probe (Kaiser Optical Systems) were used for pellet coating monitoring in a fluidized bed coater (Glatt) in the current study. Data were captured per minute over a total process time of 247 min. The median of the SFV volume size distribution was defined as particle size. A film thickness was calculated from the particle size of uncoated and coated pellets. The final film thickness of 40 µm was reached. Resulting Raman spectra were SNV (standard normal variate) normalized. The spectra and the film thicknesses were correlated using the PLS (partial least squares) regression method (SIMCA 13.0®, Umetrics). Two coating runs were performed under the same conditions. Coating run 2 was used for calibration, coating run 1 for external validation. The resulting RMSEP (root mean square error of prediction) of 3.79 (Table 1, model 1) indicates a low predictive power of the calibration model to foretell the film thickness on Raman spectra obtained in an independent coating run. The high RMSEP might be due to effects of the measurement techniques. In coating run 1, an artefact in particle sizing occurred in the beginning of the spraying phase (Fig.1, left). Moreover the spectral information showed an offset of one wavenumber (Fig.1, right). Eliminating the spectral offset resulted in a decreased RMSEP (Table 1, model 2). However, the RMSEP decreases much more by eliminating the artefact in pellet sizing by optimization of the raw data (Table 1, model 3). By correlating both optimized datasets, the lowest prediction error of 3.03 was achieved. Figure 1. SFV particle size (D50) (left), 3 out of 247 normalized Raman spectra per run (right) of coating run 1 (black) and 2 (grey) spectral excerpt 917-984 cm-1 In summary, the validation by an external dataset showed that artefacts in SFV based pellet sizing led to a relatively high predictive error of the calibration model. The observed spectral offset of one wavenumber had a lower impact on the RMSEP. The applicability of in-line SFV as reference method for coating thickness prediction by in-line Raman spectroscopy during a Wurster coating process was generally proven. However, further studies are required to assess the quality of the calibration. Table 1. PLS models Model number 1 2 3 4 Coating number (calibration) 2 2 2 2 Coating number (validation) 1 1a 1b 43 1ab Spectral range [cm-1] R2 RMSECV RMSEP 150-1750 150-1750 150-1750 150-1750 0.992 0.992 0.992 0.992 1.19 1.19 1.19 1.19 3.79 3.64 3.06 3.03 [1] A. Bogomolov et al., J. Chemometrics, 24 (2010) 544-557 [2] A. Burggraeve et al., Eur. J. Pharm. Biopharm., 76 (2010) 138-14 [3] A. Burggraeve et al., Eur. J. Pharm. Biopharm.,83 (2013) 2-15 [4] S. Schmidt-Lehr et al., Pharm. Ind., 69 (2007) 478-484 ICPE 2014 Measuring the particle size evolution of disintegrating tablets J. Quodbach, P. Kleinebudde Institute of Pharmaceutics and Biopharmaceutics, Heinrich-Heine-University, Duesseldorf Email for correspondence: [email protected] Information about the particle size distribution (PSD) of particles generated during tablet disintegration could be useful for formulation scientists, especially, if it was possible to record the change in particle size over a period of time. Until now, the fragility of tablet particles prevented the particle size determination. In this study, an approach is presented to continuously acquire particle size data of disintegrating tablets. Tablet particles are usually destroyed or severely altered when they pass a pump. Nevertheless, this process is necessary to transport the disintegration medium through a measuring instrument. This problem is overcome by introducing a propelling circuit (Figure 1, dark gray) driven by a double membrane pump (Lutz DMP ¼”, Lutz Pumpen GmbH). This circuit is separated from a measuring circuit (Figure 1, light gray) in which the particles are transported through a measuring device (Parsum Inline-Probe IPP 77-S, Parsum GmbH). Tablets disintegrate in the main, funnel-shaped water reservoir in a tablet holder made of coarse mesh. In this reservoir the water circulates similarly to a cyclone to separate the particles from the water. The particles sediment in the funnel and are drawn in the measuring circuit which passes through the Parsum-probe. The measuring circuit is driven by an under pressure Figure 1: Setup of measurement caused by the velocity difference between measuring and apparatus propelling circuit, which ends in the hose of the measurement circuit behind the Parsum-probe (Figure 1). The water for the propelling circuit flows from the top of the glass funnel through a sediment filter. The filter system is added to prevent particles from re-entering the measurement circuit. The ring buffer (moving average) of the Parsum-probe is set to 1000 particles and a particle size distribution is saved every 5 s. In Figure 2, the results of two formulations are shown exemplarily. The only difference between the formulations is the brand of the used disintegrant (polacrilin potassium). The results suggest, that the disintegrant used in the right graph is more efficient because less large and more small particles result after short time. For the first time, it is possible to record continuously the PSD of disintegrating tablets. Figure 2: Particle size distributions of tablets containing two different brands of polacrilin potassium 44 ICPE 2014 Fully Coupled Multiphase Simulation of a Bottomspray Wurster Coater Using a Hybrid CPU/GPU CFD/DEM approach E. Siegmann, A.C. Radeke, J.G. Khinast Research Center Pharmaceutical Engineering, Graz Email for correspondence: [email protected] Where most of the DEM simulations focus on dry material handling, some highly important applications involve liquid chemical sprays. Here, granular material is sprayed and coated. Using an in-house DEM code, a lab-scale Wurster coater with one million particles was simulated for at least 60 seconds of processing time. The particles are coated continuously by a bottom spray nozzle and grow according to their residence time in the spray zone. The commercial code AVL FIRE® was used to simulate the liquid phase and our in-house GPU DEM code XPS was used for the modelling of the solid phase. By statistical means values like residence time distribution and size distribution of the particles were monitored. Keywords: Discrete element modelling, Spray, Coating 45 ICPE 2014 Terahertz Spectroscopy: A New Tool for Predicting the Stability of Amorphous Drugs Juraj Sibik1, Korbinian Loebmann2, Thomas Rades2, J. Axel Zeitler1,* Department of Chemical Engineering and Biotechnology, University of Cambridge, UK 2 Department of Pharmacy, University of Copenhagen, Denmark Email for correspondence: [email protected] 1 Terahertz spectroscopy is gaining popularity in pharmaceutical research due to its ability to probe inter-molecular dynamics in a unique way. Crystalline solids exhibit unique spectral fingerprints in the terahertz region, allowing their identification [1], while amorphous solids and liquids show no distinct spectral features. Yet, the difference in the frequency dependence of absorption of amorphous solids and liquids can be quantified and information on the relaxation dynamics may be extracted [2,3]. At the moment the terahertz studies of amorphous materials still remain limited. In the present work we summarise our recent findings from studies of amorphous drugs by terahertz spectroscopy. Three different glass-forming drug systems were examined: naproxen, indomethacin and paracetamol. The thermal range covered both temperatures below and above glass transition temperature Tg. Several key observations with relevance to pharmaceutical industry were made. We have previously shown that the terahertz absorption generally exhibits three different thermal regions: (i) at temperatures below 0.65 Tg the absorption is induced almost entirely by coupling the terahertz photons into vibrational density of states, (ii) at temperatures between 0.65 - 1.0 Tg the Johari Goldstein (JG) secondary relaxation develops and contributes to the terahertz losses, and (iii) at temperatures above Tg the primary relaxation develops and contributes towards the terahertz absorption [2,3]. On the sample of naproxen we show that the crystallisation of glasses are directly enhanced by JG relaxation above 0.65 Tg. The samples of indomethacin and paracetamol are then used as a proof of principle system opening a possibility of terahertz spectroscopy as a tool of the stability predictions of amorphous drugs. Lastly, the crystallisation kinetics of paracetamol is examined above Tg [4]. We propose that terahertz spectroscopy could be a useful new technology to assess the stability of pharmaceutical drug molecules: the measurement of the dielectric relaxation dynamics at terahertz frequencies allows to directly quantify the absolute strength of molecular movement that persists at temperatures below the Tg and how this is affected by temperature changes. 1. Zeitler, J. A., Taday, P. F., Newnham, D. A, Pepper, M., Gordon, K. C., and Rades, T. Terahertz pulsed spectroscopy and imaging in the pharmaceutical setting - a review. J. Pharm. Pharmcol., 59, 209–223 (2007) 2. Sibik, J., Shalaev, E. Y. and Zeitler, J. A. Glassy dynamics of sorbitol solutions at terahertz frequencies, Phys. Chem. Chem. Phys. 15, 11931-11942 (2013). 3. Sibik, J., Elliott, S. R. and Zeitler, J. A. Thermal decoupling of molecular-relaxation processes from the vibrational density of states at terahertz frequencies in supercooled hydrogen-bonded liquid, submitted. 4. Sibik, J., Sargen, M.J., Franklin, M., and Zeitler, J.A. Crystallization and phase changes in paracetamol from the amorphous solid to the liquid phase, Mol. Pharm. in press DOI:10.1021/mp400768m (2014). 46 ICPE 2014 Continuous manufacturing of solid dosage forms from the point of view of an equipment supplier H. Spittka, R. Lemperle Gebrüder Lödige Maschinenbau GmbH Email for correspondence: [email protected], [email protected] Lödige is well experienced in designing continuous process equipment and subsystems for mixing and granulating processes for a couple of different industries since 1950. Lödige already supplied some continuous systems for specific applications for the pharmaceutical industry since 1991 where relative large production volumes were required. The interest for this type of process grew considerably due to the PAT initiative and the “Quality by design” approach in the pharmaceutical industry. As a supplier of continuous or semi continuous subsystems or systems, Lödige can basically provide the following machinery for the production of solid dosage forms, working either individually or combined in the complete process unit: 1. Continuous mixers 2. Continuous granulators 3. Continuous dryers The required throughputs are 10 – 500 kg/h for continuous mixing processes and 5 – 500 kg/h for continuous mixing, granulation and drying processes. The available machines and systems need a much smaller footprint as comparable batch machines. Because of this it is often easy to install such systems in existing sites. For the wet granulation processes Lödige recommends to use continuous horizontal mixers rotating at high speed so called ring layer mixers. In this type of mixer nearly identical rheological properties as in batch high shear mixers will be achieved. This process solution developed by Lödige is not an extrusion process but a high shear granulation generating a very close particle size distribution. Dosing of the active agent and the other components into the continuous mixer is a decisive aspect for implementing continuous systems. Flow properties of the different components required trails and individual design of all components of the unit as the loss in weight feeders during the design phase of continuous processes. Another important aspect when designing continuous systems is the quality control of the most critical process steps. For this purpose NIR measurement methods or similar and process parameters like speed of the mixing shaft, temperatures and weighing precision can be used for the process validation. The continuous systems manufactured by Lödige ensure a yield up to 98.5 % depending on process and products. 47 ICPE 2014 Experimental study on the particle size distribution of granules produced by twin screw granulation J. Vercruysse*, M. Fonteyne**, U. Delaet***, I. Van Assche***, T. De Beer**, J.P. Remon*, C. Vervaet* *Laboratory of Pharmaceutical Technology, Ghent University, Belgium **Laboratory of Pharmaceutical Process Analytical Technology, Ghent University, Belgium ***Department of Pharmaceutical Development, Janssen Pharmaceutica, Belgium Email for correspondence: [email protected] Twin screw granulation (TSG) has been reported by different research groups as an attractive technology for continuous wet granulation. In contrast to fluidised bed granulation, granules produced via this technique typically have a broad and bimodal particle size distribution (PSD) leading to inferior flow properties [1-2]. Previous research work [3] indicated that the bimodal PSD after twin screw granulation was not specifically linked to insufficient mixing of powder and liquid phase during the short residence time of material inside the screw chamber, but rather to the granulation mechanism inherent to the technique. The aim of the current study was to vary granulator screw configuration and formulation parameters in order to obtain a narrower and monomodal PSD. Experiments were performed using a 25-mm co-rotating twin screw granulator (part of the ConsiGmaTM-25 system, a fully continuous from-powder-to-tablet manufacturing line from GEA Pharma Systems). Besides the screw elements conventionally used for TSG (i.e. conveying and kneading elements), other types of screw elements (e.g., distributive mixing elements) were evaluated. Formulation parameters such as type of filler (α-lactose monohydrate, MCC, corn starch), binder (PVP, HPMC, pregelatinized starch) and binder addition method (wet vs. dry) were studied. Addition of a surfactant (sodium laurylsulphate) to the granulation liquid was evaluated. Furthermore, milling of granules (Quadro® comil®) was performed at different milling speeds (300-3000 rpm). PSD (sieve analysis) and angle of repose of granules were determined. Using distributive mixing elements on the granulator screws, agglomerates (>2000µm) were broken up to smaller granules (250-1400µm) without formation of extra fines (<150µm). Therefore, screws consisting of kneading elements combined with distributive mixing elements resulted in a narrower and monomodal PSD, compared to screws with kneading elements only. The liquid-to-solid ratio (L/S ratio) yielding an acceptable granule size distribution depended on the aqueous solubility of the filler: a higher L/S ratio was required with a low soluble filler (corn starch). Due to the short residence time of material inside the screw chamber, the binder efficiency was highly dependent on the swelling rate of the binder. If the binder was dissolved in the granulation liquid prior to wet granulation, the amount of fines was lower. Addition of a surfactant to the binder solution improved wetting of powders and yielded larger granules. At higher milling speed, more fines were formed during milling, reducing the flow properties as indicated by a higher angle of repose. In conclusion, by adapting screw configuration as well as formulation and milling parameters, the PSD of granules produced with TSG could be adjusted. However, PSD obtained for twin screw granulated material was still broader (250-1400µm), compared to fluidised bed granulation (150-500µm). 1. A.S. El Hagrasy et al., Twin screw wet granulation: influence of formulation parameters on granule properties and growth behavior, Powder Techn. 238 (2012) 108-115. 2. R.M. Dhenge et al., Twin screw wet granulation: granule properties, Chem. Eng. J. 164 (2010) 322–329. 3. J. Vercruysse et al., Visualization and understanding of the granulation liquid mixing and distribution during continuous twin screw granulation using NIR chemical imaging, Eur. J. Pharm. Biopharm. (2013) http://dx.doi.org/10.1016/j.ejpb.2013.10.012. 48 ICPE 2014 The Plug & Play Reactor: A Versatile Tool for Synthesis in Continuous Flow Mode H. Gruber-Wölfler, G.J. Lichtenegger, K. Obermaier*, H. Kitzler*, J.G. Khinast Graz University of Technology, Institute of Process and Particle Engineering, Graz, Austria * One-A Engineering Austria GmbH, Vöcklabruck, Austria Email for correspondence: [email protected] Continuous processing has been considered as highly attractive alternative to batch manufacturing in the pharmaceutical industry for many years. It offers several advantages, such as reduced capital and operational costs, as well as real-time quality control for increased process reliability, reproducibility and safety. Furthermore, the switch from a synthetic batchmode to a flow-through concept has other various advantages. For example, scale-up can be conducted by use of parallel reactors and assembling a line of reactors multistep synthesis can be achieved by minimum or no purification in between two reaction steps. Up to now, batch processing still dominates pharmaceutical manufacturing. However, the pharmaceutical industry is currently attempting a transition towards continuous manufacturing in several areas, driven by the “PAT” and the “Critical-path” initiatives of the FDA (Federal Drug Administration). We present the development of a so-called “Plug & Play Reactor”. This “minireactor” includes an exchangeable reaction module, which is filled with heterogeneous catalysts. Thus, the Plug & Play reactor can be used for gas/solid, liquid/solid as well as gas/liquid/solid reactions. Furthermore, it allows the monitoring of the reaction progress and the reaction parameters inand online and can be easily implemented in existing reaction processes. The performance of this new reactor will be presented using two model reactions. Both reactions involve heterogeneous catalysts which are implemented as fixed bed in the Plug & Play reactor. As a consequence, an extra step to separate the catalytic active compounds from the reaction mixture is not necessary. The first reaction involves the synthesis of acetyl salicylic acid – the API of Aspirin. The traditional synthesis of this compound includes the use of sulfuric acid as catalyst for the esterification. In our approach, commercially available ion-exchange particles (Amberlite 120 IR) are used as heterogeneous catalyst implemented in the Plug & Play reactor. The second model reaction is the cross-coupling of different aryl halides with phenyl boronic acid via the Suzuki-Miyaura reaction [1]. For these kind of reactions heterogeneous Pd-catalysts developed by us [2, 3] are used. The obtained products are important compounds for pharmaceutical products or liquid crystals. The results of both model reactions show that the developed setups lead to improved practicability and flexibility of the processes. Thus, our novel reaction system constitutes a promising alternative to existing batch applications. [1] N.Miyaura, A.Suzuki, Chem. Rev. 95 (1995) 2457. [2] H.Gruber-Woelfler, P.F.Radaschitz, P.W.Feenstra, W.Haas, J.G.Khinast, Journal of Catalysis 286 (2012) 30. [3] G.J.Lichtenegger, P.A.Deshpande, H.Gruber-Wölfler, J.G.Khinast, Oral Presentation, 47. Jahrestreffen Deutscher Katalytiker, Weimar, Germany (2014). 49 ICPE 2014 Author Index Kessler, Rudolf 34 Khinast, Johannes 7 Khinast, Johannes G. 29, 49 Kitzler, Hannes 49 Kleinebudde, Peter 26, 29, 44 Klukkert, Marten 41 Knop, Klaus 29 Kohnke, Marco 16 Konrad, Ilona 17 Koscher, Gerold 7, 21 Kumar, Ashish 39 Kupetz, Eva 12 Kwade, Arno 9 B Baumgartner, Ramona 19 Bermingham, Sean 25 Boetker, Johan 42 Boyd, Ben 42 Breitung-Faes, Sandra 9 Brunsteiner, Michael 14 Bunjes, Heike 12 C Carstensen, Jens Michael 41 D L Davies, Paul 32 De Beer, Thomas 48 Delaet, Urbain 48 Dischinger, Angela 35 Djuric, Dejan 29 E Lah, Nina 36 Langemann, Timo 18 Langguth, Peter 27 Lemperle, Reiner 47 Leopold, Claudia S. 41 Lichtenegger, Georg J. 49 Eisenschmidt, Holger 28 Eitzlmayr, Andreas 21 M Matic, Josip 21 Matilainen, Julia 22 Mönckedieck, Mathias 6 Mohan, Bhageshvar 38 Mortier, Séverine 20 Müllertz, Anette 42 Muerb, Reinhardt-K. 8 F Fakner, Phanuel 6 Finke, Jan Henrik 9 Folttmann, Friederike 43 Fonteyne, Margot 48 Freitag, Angelika 17 Friess, Wolfgang 17 Funke, Adrian 29 O Obermaier, Klemens 49 G P Gajdosova, Michaela 4 Gavi, Emmanuela 35 Geidobler, Raimund 17 Gernaey, Krist 1, 39 Ghosh, Pranay Kumar 35 Gruber-Wölfler, Heidrun 49 Page, Susanne 35 Paudel, Amrit 13 Paus, Raphael 3 Pittermann, Birgit 10 Polyak, Fabian 30 Prudic, Anke 3 H Q Häberl, Michael 16 Hawe, Andrea 17 Hawley, Adrian 42 Quodbach, Julian 44 R J Radeke, Charles 45 Rades, Thomas 2, 41, 42 Radl, Stefan 38 Rantanen, Jukka 42 Rehder, Sönke 41 Reich, Gabriele 30 Remon, Jean Paul 48 Roessl, Ulrich 10 Rothkopf, Christian 22 Juppo, Anne 22 Just, Sarah 29 Juster, Herwig 37 K Kamola, Adrian 15 Kamplade, Jens 6 Kaspar, Ondrej 40 Kerschhaggl, Peter 31 51 ICPE 2014 S Sacher, Stephan 31 Sadowski, Gabriele 3 Sakmann, Albrecht 41 Sandström, Saana 22 Scharrer, Georg 29 Scheiblauer, Johannes 24 Scholl, Stephan 16 Srcic, Stane 36 Stankovic, Milica 5 Steckel, Hartwig 6 Stegemann, Sven 11 Steiner, Denise 9 Stieneker, Frank 27 Stocker, Elena 23 T Torbett, Richard 33 Toschkoff, Gregor 29 Trebbien, Sebastian 27 Treffer, Daniel 7 V Van Assche, Ivo 48 Vercruysse, Jurgen 48 Vervaet, Chris 48 W Wahl, Patrick R. 31 Walzel, Peter 6 Weinsheimer, Ina 27 Weitz, Alexandra 27 Wesche, Mandy 16 Winter, Gerhard 17 Z Zeitler, Axel 46 52 POSTER ICPE 2014 Table of Contents Lunch Break / Poster Session Monday, June 16, 12:50 - 13:50, Foyer "Alte Technik": 1 Rapid enzyme based detection systems display upcoming infections in chronic wounds 1 Doris Schiffer 2 The adhesion of composite microparticles in 3D differentiated model solid media 2 Nina Sarvasova 3 An effective tool of particle targeting to a cancer cell by the antibody-antigen interaction 3 Viola Tokarova 4 Effects of the Drying Temperature on the Final Properties of Calcium Stearate Micro-Pellets 4 Simone Schrank, Birthe Kann, Maike Windbergs, Ben Glasser 5 The development and use of a piezoelectric impact probe for pellet flow evaluation in a Wurster coater 5 Matevž Luštrik 6 Flow regimes inside the Wurster coater draft tube 6 Matevž Luštrik 7 Issues on protein drug formulation filtration 7 Benjamin Werner, Gerhard Winter 8 Nanomechanical properties of single pharmaceutical crystals 8 Stane Srcic 9 Nanoemulsification: Initial Junction of Lipid and Aqueous Phase in High Pressure Microsystems 9 Jan Henrik Finke, Thomas Gothsch, Stefan Beinert, Claudia Richter, Jan-Wilhelm Thies, Andreas Dietzel, Stephanus Büttgenbach, Christel Charlotte Müller-Goymann, Arno Kwade 10 Development of critical quality attributes control strategies in a continuous high shear wet granulation process 10 Niels Nicolaï, Ingmar Nopens 11 Preparation and characterization of lipid nanocarriers containing ceramides Lucie Vidlarova I 11 ICPE 2014 12 Manufacturing of Poloxamer 188-stabilized Lipid Nanoemulsions by Premix Membrane Emulsification 12 Sandra Gehrmann 13 Targeted drug delivery through surface functionalization of human serum albumin nanoparticles 13 Alexandra Rollett, Andrea Heinzle, Tamara Reiter, Anna Repic, Hannes Stockinger, Georg M. Guebitz 14 Solid-state Compatibility Screening of Excipients Suitable 14 for Development of Indapamide Sustained Release Solid Dosage Formulation Packa Antovska, Gjorgji Petrusevski, Bosilka Stefanova, Sonja Ugarkovic, Petre Makreski 15 Permeability studies of the TCM formulation Si Miao San, its modifications and main compounds 15 Christine Reisinger 16 A Refined Model for the Filling Rate of a Liquid Bridge 16 Mingqiu Wu, Johannes Khinast, Stefan Radl Lunch Break / Poster Session Tuesday, June 17, 12:50 - 13:50, Foyer "Alte Technik": 1 Mini-tablets: an option for multiple unit dosage forms 17 Florian Priese, Caterina Funaro, Giusi Mondelli, Anastasiya Zakhvatayeva, Bertram Wolf 2 Estimation of particle concentration in a Wurster coater draft tube via optical transmittance 18 Rok Šibanc, Rok Dreu 3 Development of a Drug Abuse-Alcohol-Resistant Formulation Produced via Hot-Melt Extrusion 19 Nicole Jedinger 4 The role of surface hydrophilicity/hydrophobicity of nano-TiO2 in buccal uptake behaviour 20 Birgit Teubl 5 Development of Lipophilic Hot-Melt Extruded Alcohol-Resistant Pellets Containing Nicomorphine 21 Nicole Jedinger 6 PAT in High-Shear Granulation Processes using In-line Particle Size Measurements Gerd Kutz, Carina Hüttner, Stefan Dietrich II 22 ICPE 2014 7 Diafiltration in a manufacturing process of liposome embedded DNAzymes. 23 Kay Marquardt 8 Surface coverage of surface modified glass beads as model carriers in dry powder inhalers influences the FPF 24 Sarah Zellnitz, Hartmuth Schroettner, Nora Anne Urbanetz 9 Characterization and synthesis of alginate microparticles using microfluidics device 25 Anna Pittermannova 10 Feedback Control for a Continuous Crystallization Process 26 Maximilian Besenhard, Cheng-Da Ho, Peter Neugebauer, Raffael Eder, Johannes Khinast 11 The influence of residual water on the reconstitution behavior of lyophilized human fibrinogen 27 Verena Wahl, Stefan Leitgeb, Peter Laggner, Johannes Khinast 12 Novel Strategy for Downstream Process Development along QbD Principles 28 Andrea Meitz 13 Fluid Bed Granulation: Towards a Comprehensive gSOLIDS Model 29 Robert C. Schardmüller, Markus Pieber, Gregor Toschkoff, Simon Fraser, Bruno Chilian, Daniela Steigmiller, Alfred Fetscher, Markus Maus, Michael Braun, Johannes G. Khinast 14 Intra-tablet Coating Uniformity of Various Pharmaceutical Tablet Shapes 30 Axel Zeitler, Ben Freireich, Bill Ketterhagen, Rahul Kumar, Ke Su, Carl Wassgren 15 Multivariate Analysis of Residence Time Measurements in HME Gained by Imaging 31 Josefine Pott, Markus Thommes 16 Binary Mixtures of Pharmaceutical Excipients: Evaluation of Flow Properties and Compaction Behaviour 32 Jaime Conceição 17 A QbD approach to optimise electrochemical sensors Itsvan Kondor III 33 ICPE 2014 Rapid enzyme based detection systems display upcoming infections in chronic wounds D. Schiffer1, A. Heinzle1, D. Luschnig1, B. Binder2, E. Sigl1, G. M. Guebitz1, 3 1 Austrian Centre of Industrial Biotechnology 2 Institute for Dermatology, Medical University of Graz 3 Institute for Environmental Biotechnology, University of Natural Resources and Life Sciences, Tulln, Austria Email for correspondence: [email protected], [email protected] Wound infection is a global problem that affects 5-10% of post-surgical wounds and 25% of chronic wounds and furthermore delays or prevents the healing process. The diagnosis is currently based on the classical clinical signs of infection as redness (rubor), heat (calor), swelling (tumor), pain (dolor) and impairment of function (functiolaesa) or microbiological analyses which take several days. It is known that infection is characterized by an excessive stimulation of neutrophil granulocytes, resulting in the release of proteolytic enzymes like human neutrophil elastase (HNE), myeloperoxidase (MPO), lysozyme (Lys) and also matrix metalloproteinases (MMP) into the plasma. The enzyme activities of HNE, Lys, MPO and MMPs were directly monitored in wound fluid of affected patients via hydrolysis of chromogenic and fluorescent substrates or of peptidoglycan (PG) respectively (1). MPO was measured via oxidation of guaiacol. Infected wound fluids led to significant higher substrate conversion compared to noninfected wound fluids (2). The lysozyme present in infected wound fluids led to an increased hydrolyses of PG, visible as decrease of turbidity compared to non-infected fluids (3). In addition, the gelatinolytic activity from both- matrix metalloproteinases (MMPs) and bacterial proteases were investigated in different types of wounds for the development of an enzyme-responsive detection method. An electrochemical sensor for fast and simple detection of MPO activity as marker for infection was investigated. The MPO-chlorination activity - the formation of hypochlorous acid (HOCl) - in different wound fluids was used to differentiate between infected and non-infected wounds. To furthermore allow integration of sensors in typical bandage materials we successfully immobilized enzyme substrates on collagen, modified collagen, polyamide, polyesters and silica gel. These immobilized substrates were converted only by infected wound fluids, thus allowing on-line monitoring of wounds due to different colour stages of the bandage. 1. Hasmann, G. M. Guebitz, and E. Wehrschuetz-Sigl, New Sensor Materials for the Detection of Human Neutrophil Elastase and Cathepsin G Activity in Wound Fluid, Exp Dermatol. 2011 Jun;20(6):50813 2. Hasmann, E. Wehrschuetz-Sigl, and G. M. Guebitz, Analysis of Myeloperoxidase in Wound Fluids as Marker for Infection, Ann.Clin.Biochem., 2011; 00:1-10. 3. Hasmann, E. Wehrschütz-Sigl, G. Kanzler, B. Binder, E. Hulla, and G. M. Guebitz, Novel Peptidoglycan Based Diagnostic Devices for Detection of Wound Infection, Diag.Micr.Infec.Dis., 2011 Sept; 71 (1):12-23 1 ICPE 2014 The adhesion of composite microparticles in 3D differentiated model solid media N. Sarvašová*, F. Štěpánek Department of Chemical Engineering, Institute of Chemical Technology, Prague, Technicka 5, 166 28 Prague 6, Czech Republic, Tel.: +420 220 443 048 *E-mail for correspondence: [email protected] In every development of functional particles, there is an important part consisting of the study of their behaviour in conditions simulating their end use. For such measurements, there are several methods available, though only few of them can yield any results without damaging or irreversibly changing the studied material. Magnetic Resonance Imaging (MRI) is a method widely acknowledged as a suitable one for such purposes, as it is non-destructive, non-invasive and provides the opportunity to observe the experiment in “real-time” arrangement. In this work, MRI was used as a means to observe the behaviour, mainly adhesion, of selected microparticles in 3D differentiated media. As a part of this work, porous media with different pore sizes were created from Polydimethylsiloxane (PDMS) using solid template method. Each of the porous layers was placed within the flow cell connected to the peristaltic pump enabling the flow through the system. Thus, such setting allowed for both, stationary and flow measurements in the MRI scanner. Resulting scans were evaluated and processed using graphic software ImageJ. Regarding the microparticles used in this work, two types of composite particles containing magnetic nanoparticles were used, one with the size around 1.5 m and the other with the size of approximately 100 m. Magnetic nanoparticles contained in composite microparticles belonged to the crucial requirements for these experiments, since it acted as a contrast agent thus allowing for particle observation in MRI scans. In addition, the loss of the particles after the experiment was estimated indirectly using UV/VIS spectroscopy as the loss of Fe3+ in the circulating solution. In summary, 3D complex PDMS media were created with the porosity estimated using MRI. These were successfully used in the flow experiments to study the adhesion of SiO2/PNIPAM/Fe3O4 and Alginate/SiO2/Fe3O4 microparticles. In both cases, there was some adhesion observed and it was also backed up with the concentration loss of Fe3+ ions in inlet and outlet streams during the experiments. 2 ICPE 2014 An effective tool of particle targeting to a cancer cell by the antibody-antigen interaction V. Tokarova1, V. Kral2, F. Stepanek1,* 1 Institute of Chemical Technology Prague, Department of Chemical Engineering, Technická 3, Prague 6, 166 28, Czech Republic 2 Laboratory of Structural Biology, Institute of Molecular Genetics, Academy of Sciences of the Czech Republic,v.v.i. 166 37 Prague 6, Czech Republic *Email for correspondence: [email protected]; Tel.: +420 220 443 236 Carbonic anhydrase IX (CA IX) is a trans-membrane protein over-expressed in a wide variety of tumor cells. CA IX protein regulates intracellular pH during periods of hypoxia and thus plays a role in the regulation of cell proliferation, oncogenesis and tumor progression1. It is therefore a promising diagnostic and therapeutic target for a variety of cancers due to its almost exclusive expression in tumors and very limited expression in healthy tissues. This work is concerned with the surface modification of fluorescent silica nanoparticles by a monoclonal antibody IgG-M75 and the specific binding of such particles to surfaces coated by the PG domain of CA IX 2. The adhesion strength of antibody-bearing silica nanoparticles to antigen-bearing surfaces was investigated under laminar flow conditions in a microfluidic cell and compared to the adhesion of unmodified silica nanoparticles and nanoparticles coupled with a nonspecific antibody3. Adhesion to HT-29 cancer cells (cell line derived from colorectal carcinoma) using flow cytometry was also investigated and compared with the cell line NIH 3T3 (sarcoma cell line) which does not displayed CA IX on its surface. The antibody-bearing particles presented in this work appear to be a promising tool for the targeting toward tumor cells. 1. V. Kral, P. Mader, R. Collard, M. Fabry, M. Horejsi, P. Rezacova, M. Kozisek, J. Zavada, J. Sedlacek, L. Rulisek and J. Brynda, Proteins, 2008, 71, 1275-1287. 2. V. Tokarova, A. Pittermannova, V. Kral, P. Rezacova and F. Stepanek, Nanoscale, 2013, 5, 11490-11498. 3. V. Tokarova, A. Pittermannova, J. Cech, P. Ulbrich and F. Stepanek, Soft Matter, 2012, 8, 10871095. 3 ICPE 2014 Effects of the Drying Temperature on the Final Properties of Calcium Stearate Micro-Pellets S. Schrank*,**,***, B. Kann****, M. Windbergs****, B. J. Glasser*****, A. Zimmer**, J. Khinast*,***, E. Roblegg**,*** *Institute for Process and Particle Engineering, Graz University of Technology, Austria **Institute of Pharmaceutical Sciences, Department of Pharmaceutical Technology, University of Graz, Austria ***Research Center Pharmaceutical Engineering GmbH, Graz, Austria ****Department of Biopharmaceutics and Pharmaceutical Technology, Saarland University, Germany *****Department of Chemical and Biochemical Engineering, Rutgers University, Piscataway NJ, USA Email for correspondence: [email protected] Drying is one of the standard unit operations during the manufacturing of pharmaceutical products. However, its potential to impact the final product performance is often disregarded. Considering wet extrusion/spheronization processes the granulation liquid needs to be removed in a final step that is drying. The drying process design was shown to affect the pellet matrix (1, 2) and the physicochemical properties of the drug (3). Consequently, the drying process may play a key role in meeting certain quality criteria, including in-vitro dissolution characteristics. The present study addresses the impact of different temperatures (i.e, 20, 30, 40, 50 and 60 °C) during tray drying on the physicochemical properties of ibuprofen after wet extrusion/spheronization with calcium stearate (CaSt). The dried pellets were evaluated with respect to i) the solid state of ibuprofen via differential scanning calorimetry (DSC), infrared (IR) spectroscopy and small and wide angle X-ray scattering (SWAXS), ii) the spatial ibuprofen distribution via Raman mapping and iii) their in-vitro dissolution behavior. The solid state of ibuprofen remained unaffected during drying at 20, 30 and 40 °C. Drying at 50 °C however, induced amorphous transitions of ibuprofen and caused CaSt to partially form a different lamellar phase. Moreover, these phases interacted on a molecular level via hydrogen bondings. Drying at 60 °C yielded solid state modification, which were however not that pronounced, as crystalline ibuprofen was still present after drying. From the in-vitro release studies improved dissolution of amorphous ibuprofen was not evident. As drying at 20 °C yielded comparatively strong convective liquid flow, dissolved ibuprofen particles were transported towards the pellet surface. Ibuprofen re-crystallized on the pellet surface thereby, leaving a pellet core that was depleted from ibuprofen. Ibuprofen release form the pellets occurred fast and the release rate was only a function of the ibuprofen solubility. Drying at 50 and 60 °C yielded rather homogeneous ibuprofen profiles due to suppression of API migration. When the pellets were dried at 30 and 40 °C, the overall API distribution was homogeneous again. However, ibuprofen was arranged in elongated assemblies, which suggests a different drying mechanism despite similar ibuprofen profiles. For all homogeneous ibuprofen distributions the ibuprofen release was slowed, since diffusion through the porous CaSt matrix became the rate-governing step. These findings underline the severity of drying induced modifications and suggest the need for a mechanistic understanding of the drying process to rationally design multi-particulate dosage forms. 1. S. Schrank et al., Ibuprofen-Loaded Calcium Stearate Pellets: Drying-Induced Variations in Dosage Form Properties, AAPS PharmSciTech 2012, 13(2), 686-698. 2. S. Schrank et al., Microstructure of Calcium Stearate Matrix Pellets: A Function of the Drying Process, J. Pharm. Sci. 2013, 102(11), 3987-3997. 3. S. Schrank et al., Impact of Drying on Solid State Modifications and Drug Distribution in Ibuprofen-Loaded Calcium Stearate Pellets, Mol. Pharmaceutics 2014, 11(2), 599-609. 4 ICPE 2014 The development and use of a piezoelectric impact probe for pellet flow evaluation in a Wurster coater M. Luštrik*,**, R. Šibanc*, S. Srčič*, M. Perpar**, I. Žun**, R. Dreu* *University of Ljubljana, Faculty of Pharmacy, Aškerčeva 7, 1000 Ljubljana, Slovenia **University of Ljubljana, Faculty of Mechanical Engineering, Aškerčeva 6, 1000 Ljubljana Email for correspondence: [email protected] Particle coating is a commonly used process in which a coating solution or suspension is sprayed onto a bed of fluidized particles. The distribution of particles inside the draft tube of the Wurster coating chamber plays an important role in the performance of the fluidized bed coater. A piezoelectric pressure transducer probe was developed to enable measurement of the number of particle impacts on the probe’s active area inside the draft tube of conventional (CW) and swirl generator equipped (SW) coating chamber. A mini piezo actuator of a cubic shape with a side length of 2.00 mm (PICMA PL022.31, PI Ceramics GmbH, Germany) was employed as a sensory element in constructing the probe. The piezo actuator was fixed to a 220 mm long telescopic tube holder with a diameter of 2.80 mm. The actuator was connected to a custom-made charge-to-voltage converter, employing an FETinput operational amplifier. The voltage spikes were generated at particle strikes in the piezo actuator’s active area. Output voltage was recorded using a data logger at 50,000 samples per second within a 30 s interval for every probe position. In addition to the sensor element, the positioning mechanism was constructed, enabling the vertical orientation of the sensor probe and also precise horizontal and height positioning inside the draft tube (36 measuring points across the draft tube diameter). The probe diameter was small enough to minimize the probeinduced disturbances of the solids flow inside the draft tube of the coating chamber. Pellets in range of 800 µm to 900 µm were subjected to fluidization [1]. The particle number density profiles were obtained, employing the data gathered by positioning the probe across the draft tube diameter at four different heights or levels (Fig. 1). The most evident difference between both coating chambers is in the location of the peak density values of particle strikes. In the case of the CW coater the region was located close to the tube centre, whereas in the SW the number density of particle impacts was higher close to the wall of the tube in comparison to the central area. The same trend was noted regardless of the gap size. The difference in particle number density profiles for both process chambers can be understood as a significant difference in the two-phase flow within the coater draft tube, which may be the underlying cause for the already demonstrated difference in performance of both process chambers such as coating uniformity, process yield and degree of agglomeration [2]. Figure 1. Comparison between the particle number density profiles at 130 m³/h and a 20 mm draft tube gap in CW (A) and SW (B) coating chamber. 1. M Luštrik, R Šibanc et al. Characteristics of pellet flow in a Wurster coater draft tube utilizing piezoelectric probe. Powder Technol 235 (2013) 640–651. 2. R Dreu, M Luštrik et al. Fluid-bed coater modifications and study of their influence on the coating process of pellets. Drug Dev. Ind. Pharm. 38 (2012) 501–11. 5 ICPE 2014 Flow regimes inside the Wurster coater draft tube M. Luštrik*,**, R. Šibanc*, S. Srčič*, M. Perpar**, I. Žun**, R. Dreu* *University of Ljubljana, Faculty of Pharmacy, Aškerčeva 7, 1000 Ljubljana, Slovenia **University of Ljubljana, Faculty of Mechanical Engineering, Aškerčeva 6, 1000 Ljubljana Email for correspondence: [email protected] Coating based on fluidized bed technology (i.e. air suspension coating) is commonly used in the pharmaceutical industry to coat small particles and tablets. An ultimate objective of the fluid-bed coating process is to prepare coated particles, each with a controlled, even coating layer and assurance of acceptable process yield. The particle flow in the region close to the nozzle plays an important role in this objective. Piezoelectric sensor based probe for determination of characteristic frequencies of particle impacts inside the draft tube of conventional (CW) and swirl generator equipped (SW) coating chamber was developed. Probe measuring positions were distributed along the draft tube diameter at 4 different levels, just above the upper end of the draft tube, at 6, 12, and 18 cm below the upper end. By using the Fast Fourier transform (FFT) analysis of the recorded signal, characteristic frequencies of particle impacts have been identified: 1–5 Hz, 5–6 Hz, and 12–14 Hz. The occurrence of characteristic impact frequencies is dependent on the gap size and fluidizing airflow rate in the case of the CW chamber, whereas in the case of the SW chamber no such conclusion can be drawn. In the case of the characteristic 1–5 Hz frequency band, it has been shown that the occurrence is most likely the consequence of particle bed height fluctuations in the zone around the draft tube. The difference in characteristic particle impact frequency areas within the draft tube (Fig.1) for both process chambers can be understood as a significant difference in the two-phase flow within the coater draft tube, which may be the underlying cause for the already demonstrated difference in performance of both process chambers. More uniform coating layer and higher process yield was achieved in all cases of coating particles in a SW coating chamber [1,2]. Figure 1. Characteristic particle impact frequency areas within the draft tube of the CW (I) and SW (II) chamber at fluidizing airflow rates of 105 m³/h (A), 130 m³/h (B), 156 m³/h (C), and 10 mm gap (only half of the draft tube is depicted). 1. M Luštrik, R Šibanc et al. Characteristics of pellet flow in a Wurster coater draft tube utilizing piezoelectric probe. Powder Technol 235 (2013) 640–651. 2. R Dreu, M Luštrik et al. Fluid-bed coater modifications and study of their influence on the coating process of pellets. Drug Dev. Ind. Pharm. 38 (2012) 501–11. 6 ICPE 2014 Issues on protein drug formulation filtration B. Werner, G. Winter Department of Pharmacy, Pharmaceutical Technology and Biopharmaceutics, Ludwig-Maximilians-University, Butenandtstr. 5, 81377 Munich, Germany E-mail for correspondence: [email protected] Biopharmaceutical drugs are taking a growing share of the pharmaceutical market due to their enormous ability to treat severe diseases like cancer [1]. However, biologics are extremely complex molecules and the development of a stable formulation represents a challenge, since the stability and efficacy of these biopharmaceutical products have to be ensured [1, 2]. In the production of the biologics filtration is frequently applied [1]. But this important unit operation is also used frequently in the laboratory and clinical applications. Filtration is used for particle reduction and retention of bacteria and viruses [1]. In parenteralia different types of particles like drug particles including protein aggregates or excipients, silicone oil or glass can be found [2, 3]. From a clinical standpoint particles present a health hazard, since the aggregates present an immunogenicity risk [4]. Although severe immune responses are rare, serious consequences like death might occur [2, 4]. Particles are further associated with the occurrence of pulmonary granuloma or emboli [3]. Endangered by particles are especially patients with a reduced immune system like neonates or intensive care patients [3, 5]. To guard patients from harmful particles in-line filters can be employed during preparation or administration of the drug. Proven health benefits like the reduction of the incidences for infection, thrombi or phlebitis present the consequences of usage of in-line filters [3, 5]. For approximately 50 protein drugs a filter recommendation already exists. Taking the benefits of in-line filters into account we propose to consider filtering protein drugs before the injection into the patient. However, some handling issues need to be addressed before a general recommendation for filters can be given. We provide data dealing with filtration of protein drug products. First, to ensure a smooth ejection of the liquid from the syringe it needs to be evaluated, whether the attachment of a filter with a 0.2 µm pore size leads to an elevated ejection force. Next, filter application shall reduce the particle burden of parenteralia. Yet, it is possible that filters increase the particle count by shedding particles as Liu et al. observed [6]. Although the particles derived from the filter facilitate the formation of protein aggregates, this is not relevant, if the drug is filtered right before administration because of the slow formation of the aggregates [6]. Since filtration of parenteralia shall reduce the particle burden injected into the patient it is important to determine, whether all filters shed particles and if so to what extent. To this end, different filters are rinsed with varying buffers. Another question is, whether protein aggregates can be reduced effectively by filtration. 1. Shukla AA, Hubbard B, Tressel T, Guhan S, Low D. Downstream processing of monoclonal antibodies—Application of platform approaches. Journal of Chromatography B. 848 (1), 28-39 (2007). 2. Mahler HC, Friess W, Grauschopf U, Kiese S. Protein aggregation: pathways, induction factors and analysis, Journal of pharmaceutical sciences 98 (9), 2909-2934 (2009). 3. Doessegger L, Mahler HC, Szczesny P, Rockstroh H, Kallmeyer G, Langenkamp A, et al. The potential clinical relevance of visible particles in parenteral drugs. Journal of pharmaceutical sciences 8, 2635-2644 (2012). 4. Rosenberg A. Effects of protein aggregates: An immunologic perspective. AAPS J. 8 (3), E501E507 (2006). 5. van Lingen RA, Baerts W, Marquering ACM, Ruijs G. The use of in-line intravenous filters in sick newborn infants. Acta Paediatrica 93 (5), 658-662 (2004). 6. Liu L, Randolph TW, Carpenter JF. Particles shed from syringe filters and their effects on agitation-induced protein aggregation. Journal of pharmaceutical sciences. 2012;101(8):2952-9. 7 ICPE 2014 Nanomechanical properties of single pharmaceutical crystals M. Egart1, B. Janković1, I. Ilić1, N. Lah2, S. Srčič1 1 Faculty of Pharmacy, University of Ljubljana, Aškerčeva 7, Ljubljana, Slovenia Faculty of Chemistry and Chemical Technology, University of Ljubljana, Aškerčeva 5, Ljubljana, Slovenia Email for correspondence: [email protected] 2 Introduction: In particular, more than 90 % of small molecule drugs are delivered in crystalline form (Variankaval et al., 2008). Therefore, a comprehensive understanding of mechanical properties and their dependence from crystal structure is a critical step to overcome manufacturing challenges associated with designing solid dosage forms. Nanoindentation is able to make a link between the structures of molecular solids and their single crystal mechanical properties and to use it to predict bulk mechanical properties (Varughese et al., 2013; Janković et al., 2013; Roberts, 2011). The main goal of this research was to assess the mechanical properties of different APIs (famotidine, nifedipine, olanzapine, piroxicam) at the single crystal level and relate them to the characteristics of their crystal structures. Materials and Methods: The mechanical properties of oriented single crystals were determined using instrumented nanoindentation (continuous stiffness measurement) (Oliver and Pharr, 2004). Thermodynamically stable single crystals were prepared according to procedure described in the literature. Solid states were identified by single crystal x-ray diffractometry. The face indexing of individual crystal was performed using CrysAlis PRO software (Agilent technologies). Results and Discussion: Mechanical properties such as Young`s modulus (E) and indentation hardness (H) were consistent with the molecular packing of the solid forms investigated with respect to the crystal orientation. Mechanically interlocked structures were characteristic for most forms what is resulting in isotropic mechanical properties. The presence of slip planes was detected for famotidine B only and this implies to plastic behaviour. This was confirmed with essentially lower indentation hardness in comparison to famotidine form A. Conclusion: According to the results, the nanomechnical measurements can be used for quantitative assessing of molecular crystals mechanical attributes. Young`s modulus and indentation hardness can thus represent valuable and effective tool in preformulation studies as only a small amount of material is needed for evaluation of materials` mechanical properties with high precision. References 1. S. Varughese, M. S. R. N. Kiran, U. Ramamurty, G. R. Desiraju, Nanoindentation in Crystal Engineering: Quantifying Mechanical Properties of Molecular Crystals, Angew. Chem. Int. Ed. 52 (2013) 2701-2712. 2. R. J. Roberts, Particulate analysis – Mechanical Properties, in Solid state Characterization of Pharmaceuticals, (Eds. R. A. Storey and I. Ymen), John Wiley & Sons, Southern Gate UK 2011, pp. 357-369. 3. N. Variankaval, A. S. Cote, M. F. Doherty, From Form to Function: Crystallization of Active Pharmaceutical Ingredients, Amer. Inst. Chem. Eng. 54 (2008) 1682 -1688. 4. B. Janković, M. Škarabot, Z. Lavrič, I. Ilić, I. Muševič, S. Srčič, O. Planinšek, Consolidation trend design based on Young`s modulus of clarithromycin single crystals, Int. J. Pharm. 454 (2013) 324332. 5. W. C. Oliver, G. M. Pharr, Measurement of hardness and elastic modulus by instrumented indentation: Advances in understanding and refinements to methodology, J. Mater. Res. 19 (2004) 320. 8 ICPE 2014 Nanoemulsification: Initial Junction of Lipid and Aqueous Phase in High Pressure Microsystems J.H. Finke1,2, T. Gothsch1, S. Beinert1, C. Richter3, J.-W. Thies3, A. Dietzel3, S. Büttgenbach3, C.C. Müller-Goymann2, A. Kwade1 1 Institut für Partikeltechnik, TU Braunschweig, Braunschweig, Germany 2 Institut für Pharmazeutische Technologie, TU Braunschweig, Braunschweig, Germany 3 Institut für Mikrotechnik, TU Braunschweig, Braunschweig, Germany Email for correspondence: [email protected] The use of nanoemulsions is well established for parenteral nutrition as well as for drug formulations for, e.g., diazepam and propofol. For intravenous injections, patient safety requires the absence of large particles able to block capillary vessels. High pressure homogenization is most commonly applied in industry to produce such narrowly distributed droplets in the submicron range. However, research – in modern potential drug carrier systems such as solid lipid nanoparticles – and early stage formulation development of candidate substances require devices capable of handling small educt batch sizes for formulation screening. The application of microsystems is able to solve these challenges with customized geometries for high pressure homogenization [1,2]. These microsystems require only one passage and pave the way to continuous processing. Nonetheless, the primary junction of the disperse lipid phase and the continuous aqueous phase has not been implemented as a continuous high pressure process, yet. Accordingly, pre-emulsions need to be processed in external devices, baring the risk of product loss and contamination. The establishment of continuous primary emulsification in microsystems applying low flow rates (µl/min) and low pressure drops (< 5 bar) is frequently reported in the literature [3,4]. Such approaches are interesting with regard to mircofluidics, but nevertheless inefficient for formulation screening and impossible to be integrated in high pressure systems. A new approach to initial phase junction and emulsification in high pressure microsystems is presented. Different design principles derived from low flow rate microsystems were tested. Failures of these under high pressure conditions are discussed. Newly layed-out designs for microsystems, suitable for high pressure applications, are presented. These efficient designs were able to bring together the immiscible phases and produce emulsion droplets as small as 330 nm at a pressure loss of < 300 bar. The throughput was between 0.5 and 1.7 g/s, depending on the applied pressures. Lipid phase concentration was variable up to 35 % with mean particle sizes of 2 to 4 µm in that case. The particle size was dependent on the total pressure drop, the ratio between lipid and water pressure, and on the resulting lipid concentration. With the small particle sizes achieved in this study, the developed design approach opens the perspective that the process steps of initial phase junction and high pressure homogenization for producing nanoemulsions can be combined and realized by the passage through only one microsystem. 1. Finke, J. H., Niemann, S., Richter, C., Gothsch, T., Büttgenbach, S., Kwade, A. & Müller-Goymann, C. C.; Chemical Engineering Journal (in press) 2. Finke, J. H., Schur, J., Richter, C., Gothsch, T., Büttgenbach, S., Kwade, A., Müller-Goymann, C. C.; Chemical Engineering Journal, 209, 2012, 126–137 3. Zhao, C.-X.; Advanced Drug Delivery Reviews, 65, 2013, 1420–1446 4. Vladisavljević, G.T., Khalid,N., Neves, M.O., Kuroiwa, T., Nakajima, M., Uemura, K., Ichikawa, S., Kobayashi, I.; Advanced Drug Delivery Reviews, 65, 2013, 1626–1663 9 ICPE 2014 Development of critical quality attributes control strategies in a continuous high shear wet granulation process N. Nicolaï 1,2, T. De Beer 2, K.V. Gernaey 3 and I. Nopens 1 BIOMATH, Department of Mathematical Modelling, Statistics and Bioinformatics, Faculty of Bioscience Engineering, Ghent University, Coupure Links 653, 9000 Ghent, Belgium 2 Laboratory of Pharmaceutical Process Analytical Technology, Department of Pharmaceutical Analysis, Faculty of Pharmaceutical Sciences, Ghent University, Harelbekestraat 72, 9000 Ghent, Belgium 3 Department of Chemical and Biochemical Engineering, Technical University of Denmark, Building 229, 2800 Kgs. Lyngby, Denmark Email for correspondence: [email protected] 1 Transition towards continuous production has gained serious attention from the pharmaceutical industry as well as its regulatory authorities, mainly because of its economic, product related and environmental benefits. Clearly, such manufacturing systems require a combination of advanced process measurement tools, a thorough understanding of the process dynamics and an effective yet robust control strategy allowing real-time release. Therefore, continuous manufacturing in the pharmaceutical industry demands a well-advised plan of action. In this study, the focus is on an innovative continuous from-powder-to-tablet production line used for secondary manufacturing of pharmaceutical tablets, ConsiGmaTM. Recent advances in both process analysers as well as the ongoing development of validated mechanistic models for the granulation and drying sub-processes, have paved the way for closed-loop control of the considered continuous wet granulation and drying line. Typically, this line comes with a regulatory control layer capable of controlling nine univariate critical process parameters (e.g. drying temperature, screw speed and air flow rate). However, critical quality attributes (e.g. granule size distribution, granule shape, density and residual moisture content), i.e. the variables directly related to the quality of the product itself, are not measured nor controlled in real-time, hence nullifying most of the advantages of continuous processing. Therefore, the purpose of current research is to extend the regulatory control layer of the system by adding additional control loops which allow for direct control of product quality related properties. A first step towards this objective was the identification of all control relevant product variables and the selection of a suitable operating point in the accompanying design space. Subsequently, the dynamic behaviour of the system around this operating point needs a thorough investigation in order to develop suitable multiple-input multiple-output (MIMO) control strategies (e.g. decentralised control and decoupled control) using computer-aided design tools. The ultimate goal of this ongoing study is the development of a system-wide supervisory control layer capable of controlling the different sub-processes as one integrated system. Eventually, this could unlock the full potential of the considered continuous manufacturing line as well as continuous production in the pharmaceutical industry as a whole. 10 ICPE 2014 Preparation and characterization of lipid nanocarriers containing ceramides L. Vidlářová1, P. Ulbrich1, F. Štěpánek1, J. Zbytovská1,2 1 Institute of Chemical Technology, Prague 6, Czech Republic 2 Charles University in Prague, Faculty of Pharmacy in Hradec Králové, Czech Republic Email for correspondence: [email protected] Ceramides are the main components of stratum corneum, the physical and mechanical barrier of the skin. [1] Alterations in ceramide composition were reported in many inflammatory skin diseases such as atopic dermatitis, ichthyosis, psoriasis and others. One approach to the treatment of such a disrupted skin is ceramide supplementation.[2] Due to their lipophilic structure, ceramides seem to be suitable candidates for incorporation into colloidal nanocarriers. The aim of this study was to prepare two types of colloidal systems, liposomes and lipid nanoparticles, containing commercially available ceramide VI. For the preparation of particles we used two different techniques: the high pressure homogenization [3] and the phase inversion temperature method. [4] The compostion of the lipid systems was varied to follow the evoked changes in the particle parameters (size, polydispersity index, zeta potential, incorporation capacity). Different amounts of ceramide VI (2, 5 and 10%) were loaded into the colloidal nanoparticles. High performance thin layer chromatography was used to confirm the amount of the incorporated ceramide VI. Size and zeta potential of the particles were determined by dynamic light scattering. The particles were visualized by transmission electron microscopy. Our results suggest that colloidal nanoparticles are suitable drug delivery systems to incorporate ceramide VI. Both, liposomes and lipid nanoparticles, have shown a spherical shape, an average size below the 100 nm and a low polydispersity index. Very good stability was obtained with the particles of 5% loaded ceramide VI. The work was supported by Czech Science Foundation (Project GACR 13-23891S). References: [1] Menon, G.K., G.W. Cleary, and M.E. Lane, The structure and function of the stratum corneum. International Journal of Pharmaceutics, 2012. 435(1): p. 3-9 [2] Elias, P.M., Lipid abnormalities and lipid-based repair strategies in atopic dermatitis. Biochimica et Biophysica Acta (BBA) - Molecular and Cell Biology of Lipids, 2014. 1841(3): p. 323-330. [3] Jenning, V., A. Lippacher, and S.H. Gohla, Medium scale production of solid lipid nanoparticles (SLN) by high pressure homogenization. J Microencapsul, 2002. 19(1): p. 1-10. [4] Heurtault, B., et al., A novel phase inversion-based process for the preparation of lipid nanocarriers. Pharm Res, 2002. 19(6): p. 875-80. 11 ICPE 2014 Manufacturing of Poloxamer 188-stabilized Lipid Nanoemulsions by Premix Membrane Emulsification S. Gehrmann, H. Bunjes Institut für Pharmazeutische Technologie, Technische Universität Braunschweig, Mendelssohnstraße 1, 38106 Braunschweig, Germany Email for correspondence: [email protected], [email protected] An increasing number of new drug substances is poorly water soluble and thus difficult to effectively administer to patients. A promising option for the administration of such substances is loading them into lipophilic colloidal carrier particles. Lipid nanoparticles (LNP) such as colloidal lipid emulsion droplets, are commonly prepared by high pressure homogenization, which exposes the formulation to high shear forces. An interesting alternative for the processing of LNP formulations containing shear-sensitive substances, e.g. proteins, may be premix membrane emulsification (Premix ME), because of the comparatively low process pressure. In this process, a coarse predispersed emulsion is extruded through the pores of a membrane, yielding smaller emulsion droplets. The resulting particles are in the size range of that of the pores with a narrow particle size distribution [1]. The process of premix ME was originally developed for the preparation of emulsions with particle sizes in the micrometer range and was later transferred to the manufacturing of lipid nanoparticles [2]. In particular for the latter case, the complex influences of process parameters are not understood in detail yet. In order to gain deeper process understanding of premix ME an instrumented small scale membrane extruder was developed and was applied for the preparation of sodium lauryl sulphate (SDS)-stabilized medium chain triglyceride (MCT) nanoemulsions [3].Since SDS is not a suitable emulsifier for administration into the bloodstream, the use of the physiologically more compatible emulsifier poloxamer 188 (Pol) was investigated in the present study. Pol is a nonionic block copolymer, which is more demanding during premix ME. An influence of the membrane material (polycarbonate (PC), polyester (PE), polyvinylidenfluoride (PVDF), polysulfone (PS), polyethersulfone (PES), nylon; pore size: 200 nm), like it has been observed with SDS, was also found with Pol, but the effect was more pronounced. While the use of some membrane materials (PE, PES, nylon) led to the formation of colloidal emulsions after 21 extrusion cycles, the use of others induced formulations containing particles in the micrometer range. Therefore, further investigations were preformed with PE membranes. The initially used emulsifier concentration was quite high (20% MCT, 15% Pol). To optimize the physiological compatibility of the formulation, the content of Pol was reduced. It was possible to prepare nanoemulsions with a lipid to Pol ratio of 4:1.5 by 21 cycles through a 200 nm PE membrane with a flow rate of 1.4 ml/s and a resulting extrusion pressure of around 25 bar. The emulsion obtained had a median particle size of 183 nm with a span of 0.6 according to laser light diffraction with PIDS technology. The emulsion premix was usually prepared with an Ultra-Turrax at 16.000 rpm for 1 min. The premix used for the study with Pol had a larger particle size ( d50 = 14 µm) and broader size distribution than the premix made with SDS (d50 = 3 µm). To evaluate whether the quality of the premix has an influence on the particle size resulting after 21 extrusion cycles, the particle size (d50 value) of the Pol-stabilized premix was varied between 3 and 40 µm with the help of different dispersion times and speeds. The particle sizes of the emulsions obtained after premix ME did not differ much (178-195 nm) without a clear correlation between premix and nanoemulsion size. It thus appears that the quality of the premix is not a crucial parameter for the emulsifying success of Pol-stabilized emulsions processed under these conditions. 1. K. Suzuki, I. Shuto, Y. Hagura, Food Sci. Technol. Int. 1 (1996) 43-47. 2. S. Joseph, H. Bunjes, J. Pharm. Sci. 101 (2012) 2479-2489. 3. S. Gehrmann, H. Bunjes, Poster presentation, 9 PBP World Meeting, Lisbon 2014. th 12 ICPE 2014 Targeted drug delivery through surface functionalization of human serum albumin nanoparticles A. Rollett*, A. Heinzle**, T. Reiter**, A. Repic***, H. Stockinger***, G.M. Guebitz*,** * Institute for Environmental Biotechnology, University of Natural Resources and Life Sciences, Vienna, 3430 Tulln, Austria ** ACIB GmbH, 8010 Graz, Austria *** Institute for Hygiene and Applied Immunology, Medical University of Vienna, 1090 Vienna, Austria Email for correspondence: [email protected] Specific targeting of malignant cells can improve efficacy of drugs and prevent damage of healthy cells and tissues. Therefore it is essential to modify the surface of drug delivery systems such as nanoparticles to introduce receptor or ligand molecules which can be recognized by target cells. Folic acid (FA) can be recognized by folate receptor beta (FRß) which is specifically expressed by chronically activated macrophages playing a key role in rheumatoid arthritis 1. Also antibodies (mAb) are often exploited to achieve targeting to malignant cells. For targeted drug delivery it is essential to modify the surface of nanoparticles to introduce receptor or ligand molecules. Various biomaterial are used for the preparation of drug delivery particles. The advantage of protein particles is that they provide several functional groups on the surface which can be easily used for surface modification. Here we present different strategies for surface modification of protein nanoparticles. On the one hand simple click-chemistry using chemical cross-linkers was performed to achieve a side specific covalent linkage of folic acid on the particle surface 2,3. While in another approach we established a new enzymatic method to produce an antibody-protein conjugate avoiding all kind of toxic chemicals 4. Surface modification was monitored by CLSM, LC-MS/MS and SDS-PAGE. Furthermore it was demonstrated that folate based nanocapsules are able to target folate receptor positive macrophages. ELISA and FACS were used to demonstrate the binding ability of conjugated mAb to its antigen. 1. Puig-Kröger, A. et al., Cancer Res., (2009), 69, 9395-9403 2. Rollett A. et al., RSCAdv. (2013), 3:1460-1467 3. Rollett A. et al., Int. J. Pharm., (2013), 458:1-8 4. Rollett A. et al., Int. J. Pharm., (2012), 427:460-466 13 ICPE 2014 Solid-state Compatibility Screening of Excipients Suitable for Development of Indapamide Sustained Release Solid Dosage Formulation 1* 1 1 1 Antovska, Packa , Petruševski, Gjorgji , Stefanova, Bosilka , Ugarkovic, Sonja , Makreski, Petre 2 1 Research & Development, ALKALOID AD, Aleksandar Makedonski 12, 1000 Skopje, Republic of Macedonia, phone: + 389 3104 114, fax: + 389 2 3104 114 2 Institute of Chemistry, Faculty of Science, SS Cyril and Methodius University, Arhimedova 5, 1000 Skopje, Republic of Macedonia * Email for correspondence: [email protected] Differential scanning calorimetry (DSC) [1] and Fourier transform infrared (FT-IR) spectroscopy [2,3] were applied as screening analytical methods to access the solid-state compatibility of indapamide (4-chloro-N-(2-methyl-2,3-dihydroindol-1-yl)-3-sulfamoyl-benzamide) with several polymers aimed for development of 24 hours sustained release solid-dosage formulation. After the initial research phase which was directed towards selection of suitable polymer matrices, based on their solid-state compatibility with the studied pharmaceutical active ingredient, the second phase of evaluation was intended for compatibility selection of other excipients required to complete a sustained release formulation [4,5]. The preformulation studies have shown that PVP/PVAc might be considered incompatible with indapamide, and the implementation of this polymer career should be avoided in the case of the entitled development. The experimental data additionally have revealed that sorbitol is incompatible with indapamide. The obtained results afforded deeper insight in to the solid-state stability of the studied binary systems and pointed out directions for further development of indapamide sustained release solid-dosage formulation. 1. Martini A, Kume S, Crivellente M, Artico R. Use of subambient differential calorimetry to monitor the frozen-state behavior of blends of excipients for freeze-drying. PDA J Pharm Sci Technol 1997;51:62– 67. 2. Blanco M, Valdés D, Bayod M. S, Fernández-Mari F, Llorente I. Characterization and analysis of polymorphs by near-infrared spectrometry. Anal Chim Acta 2004; 502:221–227. 3. Rodionova O. Y, Houmøller L. P, Pomerantsev A. L, Geladi P, Burger J, Dorofeyev V. L, Arzamastsev A. P. NIR spectrometry for counterfeit drug detection: A feasibility study. Anal Chim Acta 2005;549:151–158. 4. Gombás A, Szabó-Revész P, Kata M, Regdon G, Erõs I. Quantitative determination of crystallinity of αlactose monohydrate by DSC. J Therm Anal Calorim 2002;68:503–510. 5. Medeiros A. C. D, Correia L. P, Simões M. O. S, Macêdo R. O. Technological quality determination of pharmaceutical disintegrant by DSC cooling and DCS photovisual. J Therm Anal Calorim 2007;88:311– 315. 14 ICPE 2014 Permeability studies of the TCM formulation Si-Miao-San, its modifications and main compounds Ch. Reisinger, N. Pourshekhani, B.L. Bian*, A.H. Brantner, Institute of Pharmaceutical Sciences, Department of Pharmacognosy, University of Graz, Universitaetsplatz 4/I, 8010 Graz, Austria *Institute of Chinese Materia Medica, China Academy of Chinese Medical Sciences, No.16 Nanxiaojie, Dongzhimennei Ave., Dongcheng District, 100700 Beijing, PR China Email for correspondence: [email protected] Traditional prescriptions like Si-Miao-San (SMS) which are used in Traditional Chinese Medicine (TCM) attract increasing attention in the Western world. They can provide excellent sources in the search for new active compounds. The TCM formulations and its component herbs are complex mixtures of countless different compounds, only some of which are responsible for the pharmaceutical effect. In order to have any effect on the human body, a sufficient quantity of the drug has to be absorbed by the body. On the basis of permeability – an important factor in oral drug absorption – in vitro models can provide information on the absorption of orally administered drugs. The aim of the study was to examine the TCM formulation Si-Miao-San (SMS) [1] and its modifications m1SMS [2] and m2SMS [3] as well as the main compounds of these formulations. Parallel Artificial Membrane Permeability Analysis (PAMPA) was used to obtain their permeability coefficients, thus assessing their permeability. The pure compounds berberine, ecdysterone, jatrorrhizine, magnoflorine and palmatine as well as the traditionally used water extracts of SMS, m1SMS and m2SMS were analysed by PAMPA assays. Thereby PAMPA was applied in two variations [4, modified], using artificial membranes composed of hexadecane (HDM) and of lecithine/dodecane (LM). All experiments were conducted both in Phosphate Buffered Saline (PBS) and in Hank’s Balanced Salt Solution (HBSS) containing 5% Dimethyl sulfoxide (DMSO), in order to make a statement about the usability of HBSS which is usually applied in cell cultures. However, it could be shown that HBSS was inadequate. LM-PAMPA proved to be the more reliable and significant model. In comparison to the alkaloids berberine, jatrorrhizine, magnoflorine and palmatine, the phytoecdysone ecdysterone showed less permeability through the LM. Depending on whether the substances were analysed as pure compounds or as part of the extracts their permeability varied. For comparison, evaluation of the pure compounds’ assays was done spectrophotometrically, a method that is less time consuming and requires less technical expenditure, as well as by HPLC, an evaluation method that is more complex but more accurate. Generally, a good correlation could be detected which suggests the spectrophotometrical measurements to be adequate for the evaluation of the permeability of pure compounds. 1. Pharmacopoeia Commission of People’s Republic of China (2010) The Pharmacopoeia of the People’s Republic of China, English Ed., Chem. Ind. Press, Beijing, pp 1216-1217 "Simiao Wan". 2. Liu K., Luo T., Zhang Z., Wang T., Kou J., Liu B., Huang F. (2011) Modified Si-Miao-San extract inhibits inflammatory response and modulates insulin sensitivity in hepatocytes through an IKKβ/IRS1/Akt-dependent pathway. J Ethnopharmacol 136, 473–479. 3. Lower-Nedza A. D., Kuess C., Zhao H., Bian B., Brantner A. H. (2013) In vitro anti-inflammatory and antioxidant potentials of Si-Miao-San, its modifications and pure compounds. Nat Prod Commun 8, 1137-1141. 4. Niazi S. K. (2007) Handbook of Preformulation. Chemical, Biological, and Botanical Drugs, Informa Healthcare, New York, pp 141-195. 15 ICPE 2014 A Refined Model for the Filling Rate of a Liquid Bridge M. Wu,1 J.G. Khinast,1,2 and S. Radl 1 1 Institute of Process and Particle Engineering Graz University of Technology, Graz, Austria, 2 Research Centre Pharmaceutical Engineering GmbH, Graz, Austria Email for correspondence: [email protected] Key Words: Volume of Fluid (VOF) Method, Direct Numerical Simulation (DNS), Liquid Bridges, wet particles Many industrial applications involve gas-liquid-solid flows, e.g. the flow of wet granular matters. Although these processes have been used for more than decades, much less of the fundamental physics is well understood till now. A significant amount of research has recently focused on such a fundamental understanding of wet particulate systems [1,2]. However, the detailed modeling and simulation of the effects stemming from the limited drainage rate of the liquid adhering to the surface of particles still poses significant challenges. Previous research in the area of wet granular flows mainly focused on forces connected to liquid bridges, and there is much less theory concerned with the process of liquid transfer upon collisions. For example, to study the liquid transfer upon bridge rupture, a solution of the Navier-Stokes equation (i.e., direct numerical simulations, DNS), or a solution based on a quasi-static approximation of the bridge shape has been used [1,2]. For this second stage of liquid transfer (i.e., liquid bridge rupture), models are already available in literature [3]. Unfortunately, little is known about the initial fast filling process during which liquid drains into the meniscus. We study the liquid bridge and drainage process at the surface of two wet particles using (i) a DNS based on the Volume of Fluid method, as well as (ii) a solution of the film height equation. The latter approach neglects the fluid’s inertia, and is based on a fixed shape of the velocity profile across the film height. By scanning a large parameter space using DNS, our overall goal is building a dynamic model for the bridge volume during filling based on detailed DNS data. Such a model assumes that the particles’ relative motion has no effect on the filling rate. In this talk, we will present results of DNS of (i) two identical particles coated with films having a different thickness (i.e., = 0.10 and = 0.20), as well as (ii) two different particles with different film thicknesses to supplement our previous work [4]. From these simulations, we extract parameters for our dynamic bridge filling model, taking different liquid film heights and particle diameters into account. References [1] P. Darabi, T. Li, K. Pougatch, M. Salcudean, D. Grecov, Modeling the evolution and rupture of stretching pendular liquid bridges, Chemical Engineering Science. 65 (2010) 4472–4483. [2] S. Dodds, M. Carvalho, S. Kumar, Stretching liquid bridges with moving contact lines: The role of inertia, Physics of Fluids. 23 (2011) 092101. [3] D. Shi, J.J. McCarthy, Numerical simulation of liquid transfer between particles, Powder Technology. 184 (2008) 64–75 [4] Radl et al, On the Filling Rate of a Liquid Bridge Between Wet Particles AIChE Annual Meeting. San Francisco am: 03.11.2013. 16 ICPE 2014 Mini-tablets: an option for multiple unit dosage forms 1. Priese*, 2. Funaro**, 3. Mondelli**, 4. Fabi**, 5. Zakhvatayeva**, 6. Wolf* *Anhalt University of Applied Sciences, Strenzfelder Allee 28, 06406 Bernburg, Germany **IMA S.p.A. - ACTIVE Division, via 1° Maggio 14-16, 40064 Ozzano dell'Emilia Bologna, Italy Email for correspondence: [email protected] An attractive alternative to pellets represent mini tablets (MT) with exceptional small dimensions. MT are characterized by a diameter equal to, or smaller than, 2–3 mm (1) to ensure the advantages of multiparticulate dosage forms such as low risk of dose dumping and reproducible bioavailability. The production of MT using a compression technique poses some advantages in comparison to the production of pellets via extrusion and spheronization or coating of pellets via fluidized bed technique, as solvents (e.g. water) are avoided and reduced process times and higher production yields are obtained. The aim of the investigation was to compare the release kinetics of mini tablets and pellets coated with a release controlling ethylcellulose film (Surelease®, EC) by different manufacturing technologies: 1. Inert pellets (Cellets® 200) were coated in a first step with the model drug sodium benzoate (SB) and in a second step with EC. Talcum was added as anti-sticking agent. 2. The coated pellets were compressed into mini-tablets type 1 (MT1) and normal tablets. 3. Mini-tablets type 2 (MT2) were produced via direct compression of the model drug and excipients and subsequently coated with the ethylcellulose film via fluidized bed coating. Rotary press Pressima (IMA, Italy) was used for direct compression of MT1/2 and normal tablets. The fluidized bed coating process was performed in a pilot fluidized bed coater Ghibli Lab (batch range 3-6 l, IMA, Italy) equipped with central partition and bottom spray. The SB content was measured by UV spectroscopy (Spekol 1300, Analytik Jena, Germany). Both compression processes of MT1/2 as well as coated pellets into normal tablets were successful. The compression of polymer coated pellets into MT1 does not pose any advantages in comparison to compression into normal tablets. The EC coating of MT2 was accompanied by agglomeration due to greater contact area of the MT2 in comparison to pellets. This problem was overcome by increase of process air rate and reduction of spray rate. The dissolution of the EC coated MT2 (direct compression) was very slow in comparison to EC coated SB pellets with less polymer amount (Figure 1). There are some specific conditions at the coating of mini tablets. Furthermore, the homogeneous covering of the sharp edges of the MT2 is a critical point. If the EC coating layer is comparable thin, the film will erupt preferentially at the edges in contact with water. In order to avoid burst effects it is essential to exceed a critical thickness of the EC film at the edges of the MT2. Figure 1 – Comparison of dissolution profiles of MT2 and coated pellets with different polymer coating levels (PCL), black lines – MT2, blue line – coated pellets) 1. Lennartz, P., Mielck, J.B., 1998. Minitabletting: improving the compactability of paracetamol powder mixtures. Int. J. Pharm. 173, 75–85. 17 ICPE 2014 Estimation of particle concentration in a Wurster coater draft tube via optical transmittance R. Šibanc, R. Dreu University of Ljubljana, Faculty of Pharmacy, Aškerčeva 7, 1000 Ljubljana, Slovenia Email for correspondence: [email protected] Wurster coater is commonly used for coating of pharmaceutical pellets, with purpose of adhering active ingredient on neutral pellets or to achieve protection or controlled release of the active. One of the key parameters for the coating process is the amount of particles in the draft tube, where the coating occurs. Particle concentration affects the yield of the process, amount of agglomerates formed during the coating and has a big impact on the inter-particle coating thickness variation. The aim of our research was to evaluate the local concentration of particles in the draft tube by online measurements of optical transmittance. Beer-Lambert law describes the dependence of the amount of transmitted light based on the concentration of particles in measured volume. Higher amount of particles results in lower transmittance. Experiments were performed on a GPCP-1 Wurster coater (Glatt GmbH, Germany) using a 20 mm beam diameter red laser as light source (RLE650-8-3-20, Roithner Lasertehnik GmbH, Austria) and 10x10 mm2 photodiode (SLSD-71N500, Advanced Photonix, Canada) as a detector. A glass draft tube was used in the measurements performed at the top side of the draft tube, where pellets exit after being coated and are vertically transported along the tube. The effects of the fluidizing air flow rate, the gap size between the draft tube and distribution plate, the size and total mass of the particles in the apparatus were analyzed. It was found that particle load (tested 500g, 1000g and 1500g) as well as particle size (tested 600 – 710 µm, 900 – 1000 µm and 1120 – 1250 µm) have large effect on local transmittance. Inlet air velocity has medium effect and the effect of gap on transmittance is even lesser. Figure 1. Transmittance of different sized pellets at different gap sizes at air flow rate of 105 m3/h and bed load of 1000 g. These measurements provided good explanation of coating experiments outcomes and are also very valuable in validation of numerical simulations of fluid bed equipment. 18 ICPE 2014 Development of a Drug Abuse-Alcohol-Resistant Formulation Produced via Hot-Melt Extrusion N. Jedinger*, J. Khinast*,**, E. Roblegg*,*** * Research Center Pharmaceutical Engineering GmbH, Graz, Austria ** Institute for Process and Particle Engineering, Graz, University of Technology, Austria *** Institute of Pharmaceutical Sciences, Department of Pharmaceutical Technology, University of Graz, Austria Email for correspondence: [email protected] Drug tampering often occurs through chewing or crushing to subsequently snort the drug or to dissolve it in water or ethanol for intravenous injection to achieve euphoric and mind-altering effects. To counteract these practices, two approaches exist, which can be classified into abuse-deterrent formulations and abuse-resistant formulations1. Abuse-deterrent formulations are designed to prevent facile release of the drug due to chemical manipulation. On the contrary, abuse-resistant formulations use physical barriers and mechanical properties to hinder alteration of the dosage form. Another challenge in the development of safe drug products is the risk of alcohol-induced dose dumping. Here, the concomitant intake of alcoholic beverages together with controlled-release oral dosage forms can have dangerous effects since alcohol may alter the release rate controlling mechanism of the formulation, which can result in an immediate and uncontrolled drug release2. Most studies performed yet, either deal with abuseresistance or alcohol-induced dose dumping. However, studies related to the development of robust multiple unit dosage forms that withstand both the impact of alcohol and the manipulation of the dosage form, are lacking. This study focused on the development of pharmaceutical retarded pellets, designed to resist deletion with commonly used household devices due to their (visco)elastic character. The pellets were prepared via hot-melt extrusion using cornstarch as thermoplastic matrix-polymer and water as plasticizing additive. Furthermore, antipyrine was incorporated as model drug and the in-vitro drug release behavior was examined. Additionally, the obtained pellets were characterized regarding their deformation/tensile strength. The results showed that they did not crush but deformed and recovered after 2 minutes. Drug release studies revealed that the pellets swelled during dissolution testing to a great extent and remained intact in the dissolution media for 24 h. However, the drug was entirely released after 2 h. Next, the pellets were coated with Aquacoat ARC® (Alcohol Resistant Coating) in a fluidized bed coater to firstly, modify (retard) the drug release rate and secondly, to obtain a dosage form resistant to alcohol. The dissolution studies demonstrated that a coating level of 20% led to a decreased drug release rate. For the alcohol-induced dose dumping studies, dissolution testing was additionally conducted in alcoholic media with ethanol concentrations of 20% (equivalent to mixed drinks) and 40% (equivalent to hard liquor). To compare the drug release profiles in alcoholic media with the corresponding profiles in non-alcoholic media the f2 similarity factor was used. An f2 value in the range of 50-100 indicates that the dissolution profiles are similar and hence, resistance of the formulation in alcoholic media is achieved. In both alcoholic media no dose dumping effect occurred and the estimated f2 values were well above 50 (i.e., 83 and 64 for 20% and 40% alcoholic media). Thus, it can be concluded, that the (visco)elastic properties of hot-melt extruded corn starchbased pellets represents a promising physical barrier for the preparation of abuse-resistant solid oral dosage forms. Moreover, the coating of the pellets led to a retarded drug release rate and and revealed resistance in 20% and 40% alcoholic media. 1. L.R. Webster, B. Bath, R.A. Medve, Opioid formulations in development designed to curtail abuse: who is the target? Expert Opin. Investig. Drugs, 2009. 2. N. Jedinger, J. Khinast, E. Roblegg, The design of controlled-release formulations resistant to alcohol-induced dose dumping – A review, Eur. J. Pharm. Biopharm., 2014 DOI: 10.1016/j.ejpb.2014.02.008 19 ICPE 2014 The role of surface hydrophilicity/hydrophobicity of nano-TiO2 in buccal uptake behaviour B. J. Teubl*, G. Leitinger**, E. Fröhlich***, E. Roblegg*, *University of Graz, Institute of Pharmaceutical Sciences, Department of Pharmaceutical Technology, Austria **Institute of Cell Biology, Histology and Embryology, Medical University of Graz, Austria ***Center for Medical Research, Medical University of Graz, Austria, Email for correspondence: [email protected] The development of engineered nanomaterials (ENM) and their commercialization for application in (consumer) products, medical and diagnostic devices and/or pharmaceutical drug delivery vehicles presents an enormous challenge for the scientific, regulatory, industrial and public field. Titanium dioxide (TiO2) nanoparticles, for example, are manufactured worldwide in large quantities and TiO2 pigments (< 2.5 µm) account for 70% of the total production volume. In nanoparticle uptake behaviour, the surface properties have been identified to play a major role. TiO2 particles are often coated with organic or inorganic materials to enhance the compatibility with lipophilic components of cosmetic applications, thus, changing their surface hydrophilicity/ hydrophobicity. As a consequence, the biological reactivity, the penetration depth and the intracellular particle distribution are expected to change. This study was conducted to investigate biological interactions of hydrophilic and hydrophobic TiO2 particles with the buccal mucosa, a potential site of NPs uptake [1,2]. The results of particle size and zeta potential measurements demonstrated no significant variances between hydrophilic and hydrophobic TiO2 particles. In general, a high aggregation tendency was observed for both materials in biological media (i.e., PBS, DMEM and saliva), presumably due to the high concentration of ions, resulting in a decreased electrical doublelayer repulsive energy between the particles. The determination of the Rose Bengal constant demonstrated, that NM 103 exhibited a slightly hydrophobic surface (0.09 ml/mg), while the surface of NM 104 was hydrophilic (0.04 ml/mg). TEM images of the buccal mucosa showed that NM 103 and NM 104 particles were found in the superficial epithelium and in the basal lamina/ connective tissue. Intracellular localization studies of nano-TiO2 conducted with LSM revealed that NM 103 particles were colocalized with lysosomes. By contrast, NM 104 particles were not detected in these organelles. The evaluation of reactive oxygen species (ROS) demonstrated that NM 103 caused ROS production to a slight extent, while the ROS content of NM 104 was in the range of the positive control, which indicates intracellular generation of oxidative stress. The investigated nano-TiO2 particles were able to penetrate into the buccal mucosa independent on the degree of the surface hydrophilicity/hydrophobicity. Since hydrophobic NM 103 particles were found in lysosomes, it is likely that they are taken up via endosomal mechanisms. NM 104 particles are freely distributed in the cytoplasm and have the potential to generate ROS. Our results clearly demonstrate the importance of the surface hydrophilicity/ hydrophobicity of nano-TiO2 regarding particle/cell interactions. 1. Teubl B.J. et al., In-Vitro Permeability of Neutral Polystyrene Particles via Buccal Mucosa, Small, 9: 457-466 (2013) 2. Teubl B.J. et al., The buccal mucosa as a route for TiO2 nanoparticle-uptake. Nanotoxicology, 2014, submitted 3. Roblegg E. et al., Evaluation of a physiological in vitro system to study the transport of nanoparticles through the buccal mucosa, Nanotoxicology, 6: 399-413 (2012) 20 ICPE 2014 Development of Lipophilic Hot-Melt Extruded Alcohol-Resistant Pellets Containing Nicomorphine N. Jedinger*, S. Mohr*, J. Khinast*,**, E. Roblegg*,*** * Research Center Pharmaceutical Engineering GmbH, Graz, Austria ** Institute for Process and Particle Engineering, Graz, University of Technology, Austria *** Institute of Pharmaceutical Sciences, Department of Pharmaceutical Technology, University of Graz, Austria Email for correspondence: [email protected] Over the last years, regulatory authorities have been increasingly concerned with alcoholinduced dose dumping of controlled-release oral dosage forms, since alcohol may alter (i.e., increase) the release-rate of the formulation1. Thus, authorities recommend that in-vitro drug release studies of controlled-release dosage forms containing opioid and non-opioid drugs with narrow therapeutic index should be conducted in alcoholic media using the f2 similarity factor to compare the drug release profiles in alcoholic media with the corresponding profiles in nonalcoholic media. An f2 value in the range of 50-100 indicates that the dissolution profiles are similar. Previously we demonstrated that CaSt can be used as a novel and versatile matrix carrier in hot-melt extrusion2. Due to its hydrophobic nature, CaSt is insoluble in water and ethanol, and thus, constitutes a promising matrix system for alcohol-resistant formulations. The objective of our current study was to determine the impact of alcohol on the drug release behaviour of hot-melt extruded pellets composed of 20% nicomorphine HCl (NM) as opioid analgesic and vegetable calcium stearate (CaSt) as the matrix carrier. In a first step, a HPLC-method for NM, which is a pro-drug (3,6-dinicotinoylmorphine) that degrades (time- and pH-dependent) into its metabolites (i.e., 3-mononicotinoylmorphine, 6mononicotinoylmorphine, morphine), was established. For the dose dumping studies, dissolution tests were conducted in 0.1 N HCl with 40% ethanol, equivalent to hard liquor. Furthermore, the solubility of NM in dissolution media with and without alcohol was evaluated. The findings of the solubility studies indicate that the solubility of NM is clearly dependent on the dissolution media used. The solubility of the drug increased in 40% alcoholic media, demonstrating a two-fold increase compared to physiological media. Drug release studies of the CaSt/NM pellets revealed that NM was entirely released after 2 h (95.65%). Thus, retardation compounds (i.e., Carbopol®, potato starch) were incorporated in concentrations of 10% to modify the drug release rate. The addition of Carbopol® and potato starch significantly decreased the drug liberation after 2 h (i.e., 10.95% and 8.27%, respectively). However, in alcoholic media the drug release rate of Carbopol® pellets increased and the calculated f2 value was below 50 (11.09). On the contrary, the potato starch pellets did not show dose dumping in alcoholic media (f2 value = 72.64). This is due to the insolubility of the matrix carrier, as well as the retarding additive in alcoholic media, which “protects” the highly ethanol-soluble drug during the dose dumping studies. Thus, it can be concluded, that lipophilic pellets composed of NM and CaSt were successfully prepared via hot-melt extrusion. Moreover, the incorporation of potato starch into the formulation led to a retarded drug release and showed resistance to alcohol-induced dose dumping even in 40% alcoholic media. 1. N. Jedinger, J. Khinast, E. Roblegg, The design of controlled-release formulations resistant to alcoholinduced dose dumping – A review, Eur. J. Pharm. Biopharm., 2014 DOI: 10.1016/j.ejpb.2014.02.008 2. E. Roblegg, E. Jäger, A. Hodzic, G. Koscher, S. Mohr, A. Zimmer, J. Khinast, Development of sustained-release lipophilic calcium stearate pellets via hot melt extrusion, Eur. J. Pharm. Biopharm., 2011, 79:635-45. 21 ICPE 2014 PAT in High-Shear Granulation Processes using In-line Particle Size Measurements C. Hüttner, G. Kutz, S. Dietrich* Pharmaceutical Engineering, Hochschule Ostwestfalen-Lippe, University of Applied Sciences, Georg-Weerth-Straße 20, 32756 Detmold, Germany, Tel.: +49 5231 45800 26, Fax: +49 5231 45800 60, e-mail: [email protected] * Parsum, Gesellschaft für Partikel-, Strömungs- und Umweltmesstechnik mbH, Reichenhainer Straße 34-36, 09125 Chemnitz, Germany, Tel.: +49 371 267586 90, Fax: +49 371 267586 90, Email for correspondence: [email protected] The intention of pharmaceutical manufacturers to create more robust and controlled processes in production and development increased since FDA advised the implementation of PAT-Tools instead of process validation [1]. By applying PAT-Tools, e.g. real time control of critical process parameters, the results of the manufacturing processes will always be in accordance with the defined specifications as long as the process can be controlled statistically. This approach is called “Quality by Design”. In-line particle measurements are well established in different pharmaceutical production processes [2]. In high-shear granulation processes particle size measurements could be used to control particle growth as well as for endpoint detection. This work covers two case studies exploring the technical capabilities to characterise wet granulation processes in high-shear mixers with different dimensions using an unique in-line particle measurement probe. In the first case study the influence of basic parameter settings has been investigated to find optimal adjustment to the measurement conditions of a high shear granulation process in a P/VAC 10-60 (Diosna Dierks & Söhne GmbH, Osnabrück, Germany) high-shear mixer with a 60 L bowl. In detail the horizontal and vertical position of the probe, the influence of dispersing parameters and basic software parameters to adjust the dynamical properties of the measurement system to the process dynamic have been investigated. A second case study was performed in order to investigate the sensitivity of the in-line particle measurement probe to show the influence of different formulations also during a high-shear granulation process in a P1-6 (Diosna Dierks & Söhne GmbH, Osnabrück, Germany) highshear mixer with a 4 L bowl. In both studies an in-line particle probe IPP 70-S (Parsum GmbH, Chemnitz) was used. The measurement principle is based on the established technique of Spatial Filter Velocimetry [3]. Data collection and evaluation were performed with specific software. To overcome the tendency of the wet material to stick at the probe and to hold the optics clean it was necessary to use the inline disperser D23. It could be shown during both studies that it is possible to monitor the complete particle size distribution over the whole granulation process with the selected IPP 70-S probe. An optimal set of measurement parameters for this highly dynamic granulation process could be found. It allows to clearly characterize the process steps dry mixing, spraying and granulation by particle size values x10,3; x50,3 and x90,3. The impact of different auxiliary substances on the granulation characteristics has been studied. A strong influence of the different formulations on the resulting particle size distribution could be detected in real time. [1] Guidance for Industry: PAT – A Framework for Innovative Pharmaceutical Development, Manufacturing and Quality Assurance, http://www.fda.gov/downloads/Drugs/Guidances/ucm070305.pdf (29. Apr. 2014, 10 am) [2] Burggraeve, A., Van Den Kerkhof, T., Hellings, M., Remon, J. P., Vervaet, C., De Beer, T., Batch statistical process control of a fluid bed granulation process using in-line spatial filter velocimetry and product temperature measurements, Eur J Pharm Sci. 2011 Apr 18; 42(5):584-92. [3] Petrak, D. et al., In-line particle sizing for real time process control by fibre-optical spatial filtering technique (SFT). Advanced Powder Technology, Vol. 22, Issues 2, Pages 203-208 (2011) 22 ICPE 2014 Diafiltration in a manufacturing process of liposome embedded DNAzymes K. Marquardta, S. Kerkera, A. Eichera, Z. Kovacsb, M. Ebrahimia, T. Schmidtsa, P. Czermaka, F. Runkela a Institute of Bioprocess Engineering and Pharmaceutical Technology – University of Applied Sciences Mittelhessen b Department of Food Engineering - Corvinus University of Budapest Email for correspondence: [email protected] This study focuses on the integration of a filtration process for the reduction of unprotected fractions of deoxyribozymes (DNAzyme) in the outer phase of liposomes after their formation. A diafiltration first separates the DNAzyme in the outer phase from the liposome embedded DNAzyme. Secondly, the recovered DNAzyme is concentrated in an ultrafiltation step in order to reuse it in the manufacturing process. DNAzymes are a new kind of synthetic agents which are able to address potential pathogen gene expressions by post-transcriptional regulation. The DNAzyme’s structure is based on deoxyribonucleotides with a length of approximately 34 nucleotides and a molecular weight of approximately 11 kDa [1]. Variation of the nucleotide sequence can treat different pathogen gene expression patterns resulting in a high amount of potential therapeutical approaches [2] like in the therapy of asthma bronchiale, breast cancer or viral diseases. Deoxyribonucleotides are prone to enzymatic hydrolysis and especially exposed to endo and exogenous degrading enzymes during therapeutical application on biological matrices [3]. Modification at the phosphate backbone or at the termini can prolong the half life. Additionally, DNAzyme can be protected by an encapsulation into liposomes. Liposomes are able to enclose deoxyribonucleotide molecules, like DNAzymes, into the aqueous inner phase. A lipid bilayer separates the inner phase from an aqueous outer phase, resulting in a protection of the DNAzymes from degrading enzymes on the application site. In the manufacturing process of liposome embedded DNAzymes a high encapsulation rate is beneficial. DNAzymes that are not entirely encapsulated during liposome formation remain partly unprotected in the outer phase. A potential degradation of the molecules can reduce the overall activity of the valuable active pharmaceutical ingredient (API). In the manufacturing process of this study, nanoscaled liposomes were prepared with encapsulated DNAzyme. The unprotected DNAzyme in the outer phase was removed from the liposomes through diafiltration in a stirred ultrafiltration cell. Subsequently, this collected DNAzyme was concentrated with a tangential flow filtration. The filtration processes were monitored in regards to the following aspects: 1. Integrity of the liposomes and the DNAzyme. 2. Recovery of the liposomes and the DNAzyme The data of the study were analyzed by different techniques like dynamic light scattering (DLS), anionic exchange high-performance liquid chromatography (AEX-HPLC) and fluorescence labelling of the liposomes (fluorimeter). The experimental results were compared to simulated data for an improved understanding of the process. Apart from the selection of the appropriate material and membrane pore size for the diafiltration and the concentration step, the identification of the optimum operation conditions regarding product stability is essential for an efficient process. 1. Breaker, R.R.; Joyce, G.F. (1994): A DNA enzyme that cleaves RNA. In: Chem. Biol. 1 (4), S. 223–229. 2. Santoro, S.W.; Joyce, G.F. (1997): A general purpose RNA-cleaving DNA enzyme. In: Proc. Natl. Acad. Sci. U.S.A. 94 (9), S. 4262–4266. 3. Tan, M.L., Choong, P.F. & Dass, C.R. (2009): DNAzyme delivery systems: getting past first base. In: Expert Opin Drug Deliv 6, S. 127-138. 23 ICPE 2014 Surface coverage of surface modified glass beads as model carriers in dry powder inhalers influences the FPF S. Zellnitz*, H. Schroettner**, N. A. Urbanetz* *Research Center Pharmaceutical Engineering GmbH, Inffeldgasse 13/III, 8010 Graz, Austria ** Austrian Centre for Electron Microscopy and Nanoanalysis, Graz Technical University, Steyrergasse 17, 8010 Graz, Austria Email for correspondence: [email protected] Dry powder inhalers (DPIs) are medical devices used to treat asthma and other chronically obstructive lung diseases. Active pharmaceutical ingredient (API) particles that are administered via DPIs have to be in the size of 1-5 µm to be able to reach the deep lung [1]. As particles of this size are rather cohesive and possess poor flow properties, carrier based formulations have been invented, where the micron sized API particles are attached to larger carrier particles to create a good flowing formulation. The formulation has to be stable during handling, transport and dosing but during inhalation the API must separate again from the carrier so that the API particles can reach their target site, the deep lung. Thus, interparticle interactions play a key role in this kind of formulations. As the surface properties of the carrier largely affect interparticle interactions [2], the model carriers used in this work are surface modified glass beads (SiLibeads® Glass Beads Type S, Sigmund Linder GmbH, Warmensteinach, Germany). By mechanical surface modification in a ball mill (Ball Mill S2, Retsch, Haan, Germany) glass beads with different shades of roughness have been generated using quartz and tungsten carbide powders as grinding materials and different grinding times [3]. By chemical surface treatment with different silanes (3,3,3-Trifluoropropyltrimethoxysilane (FPTS) and Triphenylchlorosilane (TPCS)), glass beads with hydrophobic surfaces have been generated. The aim of this work was to investigate the relationship between surface coverage and fine particle fraction (FPF) of carrier based formulations consisting of untreated and modified glass beads and spray dried salbutamol sulphate as model API. Therefore adhesive mixtures were prepared of untreated and surface modified glass beads with 100%, 50% and 25% surface coverage of spray dried salbutamol sulphate (USP25 quality, Selectchemie Zuerich, Switzerland). This study showed that when trying to load the carriers with a certain amount of salbutamol sulphate (calculated surface coverage) the resulting actual surface coverage is always lower as a certain amount of API sticks to the mixing vessel and is lost for surface coverage. Even more API can be lost during transport and capsule filling, so the true surface coverage of glass beads used to test the performance of the formulations in NGI experiments can even be lower. Compared to untreated glass beads the actual and the true surface coverage that can be reached is higher for modified glass beads. This can be explained by the introduction of active sites on the glass beads surface during the surface modifying procedures. So, when studying the influence of surface coverage on the FPF, the true surface coverage has to be taken into account as due to the carrier material used and the distribution of active sites on the carrier surface, the true surface coverage can differ notably from the targeted or calculated surface coverage. Considering the true surface coverage results showed that increased surface coverage lead to increased FPF. However the influence of surface coverage on FPF is less pronounced than the choice of the carrier particles. Compared to untreated and chemically modified glass beads physically modified glass beads show an increased FPF. 1. G. Pilcer, et al., Adv. Drug Deliv. Rev. 64 (2012) 233–56. 2. P. Young et al., J. Aerosol. Sci. 39 (2008) 82–93. 3. S. Zellnitz, et. al., Int. J. Pharm. 447 (2013) 132–8. 24 ICPE 2014 Characterization and synthesis of alginate microparticles using microfluidics device A.Pittermannová1,2, N. Bremond2, F. Štěpánek1 1 ICT Prague, 5 Technická, 166 28, Prague 6, Czech Republic, Telephone: 00420220443236 2 ESPCI, 10 rue Vauquelin, 75231 Paris, France Email for correspondence: [email protected] Recent research in the drug delivery systems has resulted in the first templates of alginate composite microparticles, which are able to release active component encapsulated in the particles. These composite alginate microparticles were prepared by the Ink-jet method with a smallest achievable size around 40 µm.1 For further use of these particles in the medicine, their adhesion properties in the living tissues will be a necessary step to investigate. It is therefore desirable to decrease the particle size of the alginate microparticles to be not larger than size of the red blood cell, which is approximately 6 µm. Microfluidic technique is one of the possible ways how to produce such small microparticles. At the beginning we count into two main microfluidic strategies to produce alginate microparticles.2,3 The first possibility is to synthesize particles right on the chip using flow focusing device where the continuous phase is 1-undecanol with Ca2+ ions and disperse phase is aqueous solution of alginate. Flow focusing regime is producing w/o emulsion and gelation of particles is started due to diffusion of Ca2+ ions from continuous phase to droplets. Second way is to synthesize particles in a two-step process. In the first step, w/o emulsion of droplets with required sized were prepared on membrane chip by step emulsification where the disperse phase is 1% of alginate solution and continuous phase is mineral oil with surfactant. Emulsion is collect and gelation is established outside of the chip by introducing calcium ions. These two methods were compared and evaluated. 1. Hanuš J., Ullrich M., Dohnal J., Singh M., Štěpánek F., “Remotely controlled diffusion from magnetic liposome microgels”, Langmuir 29, 4381-4387 (2013). 2. Hong Zhang et all., “Microfluidic Production of Biopolymer Microcapsules with Controlled Morphology”, J. Am. Chem. Soc. 128, 12205-12210 (2006). 3. Ai Mey Chuaha et all., “Preparation of uniformly sized alginate microspheres using the novel combined methods of microchannel emulsification and external gelation”, Colloids and Surfaces A: Physocochem. Eng. Aspects 351, 9-17 (2009). 25 ICPE 2014 Feedback Control Loop for a Continuous Crystallization Process: Tuning Crystal Size Distributions M.O. Besenhard1,2, C. Ho3, P. Neugebauer3, R.J. Eder3,J.G. Khinast3 1 Research Center Pharmaceutical Engineering (RCPE) GmbH, 8010 Graz, Austria 2 Siemens AG, Corporate Technology, Graz, 8054 Graz, Austria 3 Graz University of Technology, Institute for Process and Particle Engineering, 8010 Graz, Austria Email for correspondence: [email protected] Continuous crystallization remains a complex challenge in pharmaceutical engineering. By using tubular reactors it is possible to overcome obstacles like heterogeneous concentration profiles, a slow response to changes of the outer parameters and inaccurate or fluctuating levels of super saturation. Based on our previous work on tubular crystallizers, seeded[1] and self seeded [2], their application is discussed in detail. Pipe plugging, sedimentation, breakage, mixing and the advantage and obstacles of segmented flow will be discussed in detail. By virtue of a mathematical process model, it was possible to quantify the sensitivity of product crystals’ quality attributes to varying process conditions and to choose the optimal reactor settings [3]. Due to the implementation of an online crystal size distribution (CSD) measurement it was possible to realize a feedback control loop to maintain and tune the CSD. Since the impact of, e.g. the flow rates, on the product CSD is known from previous studies and the mathematical process model a control algorithm could be implemented easily. Both, the flow rate of the feed solution or the seed suspension (feeding of seed crystals) are suitable control variables not least because they can be changed conveniently. Figure 1 outlines this concept. Figure 1: Schematic drawing of the feedback control loop To our knowledge, this is the first time that the CSDs can be tuned as rapidly and accurately during a crystallization process (batch or continuous). References [1] R.J.Eder, S. Radl, E. Schmitt, S. Innerhofer, M. Maier, H. Gruber-Wölfler and J. G. Khinast, “Continuously Seeded, Continuously Operated Tubular Crystallizer for the Production of Active Pharmaceutical Ingredients,” Cryst. Growth & Design, vol. 10, no. 5, pp. 2247–2257, May 2010. [2] R.J. Eder, S. Schrank, M. Besenhard, E. Roblegg, H. Gruber-Woelfler and J. G. Khinast, “Continuous Sonocrystallization of Acetylsalicylic Acid (ASA): Control of Crystal Size,” Cryst. Growth Des., vol. 12, no. 10, pp. 4733–4738, Oct. 2012. [3] M. Besenhard, A. Hodzic, R. Hohl, R. Eder and J.G. Khinast, “Modeling a seeded cont. crystallizer for the production of active pharm. ingredients,” Cryst. Res. & Tech., vol. 49, Feb. 2014. 26 ICPE 2014 The influence of residual water on the reconstitution behavior of lyophilized human fibrinogen V. Wahl * **, S. Leitgeb *, P. Laggner ***,J. Khinast * ** * Research Center Pharmaceutical Engineering, Graz, Austria ** Institute for Process and Particle Engineering, Graz, University of Technology, Austria *** Bruker AXS GmbH, Graz, Austria Email for correspondence: [email protected] Major advances in biotechnology and biochemical understanding led to increasing numbers of protein-based drugs approved for human use or under investigation for clinical safety and efficacy on the market over the last years. Besides the advantages for new therapeutic approaches the complexity of protein molecules opens increased challenges for formulators. Protein formulations are problematic to handle due to their fragile nature e.g. maintenance of native structure, stability during shipping and long term storage. The most common method for preparing solid protein pharmaceuticals and therefore to enhance product shelf life is freeze drying. Thus, the solid state stability of freeze dried protein formulations is of particular interest. Among other parameters, the water content of lyophilized protein formulations can have a tremendous impact on protein stability as it often determines the chemical and physical stability of the solid state of protein powders (1,2). Whereas several studies about the influence of relative humidity (RH) on the stability of lyophilized protein powders are available, nothing has been reported in the context of powder characteristics and dissolution behavior in dependence of water content in protein powders. In this work we focused on the reconstitution behavior of freeze-dried protein powders using human fibrinogen as model protein. The influence of powder properties on reconstitution behavior was evaluated critically by analyzing the optimal water content for a rapid and complete dissolution and hence, subsequent processing of the pharmaceutical product. In order to quantify the effect of varying humidity levels on powder characteristics we equilibrated 6 batches of freeze dried protein powder under controlled conditions for two weeks over saturated salt solutions in humidity chambers. Using different salts we were able to produce protein bulk powder with moisture contents between 6 and 21 %. The water content was determined by Karl Fisher titration. Furthermore particle size and shape were investigated via dynamic image analysis. Additionally, the specific and inner surface was analyzed by BET and SAXS (small angle X-ray spectroscopy). To examine the dissolution behavior a USP 4 flow through cell and UV spectrophotometry was used. It can be noted that freeze dried fibrinogen powders which were stored at lower relative humidities (<52% RH) display smaller, irregular shaped particles and higher surface areas. Additionally, the solid state protein was determined as amorphous. Therefore, the dissolution is faster compared to powders stored at higher relative humidities (>70% RH). These powders crystallize during storage and particles tend to aggregate, which decreases the surface area. Thus, the dissolution medium is hindered to reach the powder bed and a slower dissolution kinetic can be observed. A correlation between the inner surface of powder samples and the dissolution behavior was identified. The results prove that the identification of the ideal water content for subsequent process steps is very useful in the development of solid state protein formulations to improve the processing performance. 1. Costantino HR, Langer R, Klibanov a M. Solid-phase aggregation of proteins under pharmaceutically relevant conditions. J Pharm Sci [Internet]. 1994 Dec;83(12):1662–9. Available from: http://www.ncbi.nlm.nih.gov/pubmed/7891292 2. Hageman MJ. The role of moisture in protein stability. Drug Dev Ind Pharm. 1988;14(14):2047–70. 27 ICPE 2014 Novel Strategy for Downstream Process Development along QbD Principles A. Meitz*, P. Sagmeister**, T. Langemann*/***, C. Herwig** * RCPE GmbH, Graz; ** Technische Universiät Wien, *** BIRD-C GmbH, Wien Email for correspondence: [email protected] Downstream process (DSP) development of pharmaceutical products involving multiple process steps presents a challenge for manufacturing companies in reducing design cycles, costs and improving quality. For science and risk based DSP development along Quality by Design (QbD) principles a high number of critical process parameters that are spread across multiple unit operations have to be analyzed and optimized to gain thorough process understanding. Current state of the art DSP development starts process characterization with employing risk assessments to identify the most critical parameters which are then analyzed for each unit operation separately, as exemplified in several contributions [1-3]. However, the regulatory authorities underline that interactions of parameters need to be considered within the QbD approach [4], which in our understanding also includes interactions across unit operations. The sequential unit operations form an integrated process, whereby a change in one unit operation can possibly show and procreate an effect in subsequent unit operations. Thus, interaction effects of parameters across unit operations are possible and need to be considered within process development. Here, we present a new risk based method for process development across unit operations that takes the risk of parameter interaction across unit operations into account. A novel interaction matrix is introduced to the QbD workflow. Considering the integrated process rather than single unit-operations, this interaction matrix provides risk-based rationales for the choice of the type of experimental design and presents the key element of the method to deal with a multitude of process parameters within downstream process development. Subsequently, design of experiments (DoE) across unit operations are conducted that have the power to reveal hidden interdependencies and gain a more comprehensive view on the whole process when compared to DoEs performed for each unit operation separately. The power of the presented method is shown for early protein isolation steps of a recombinant human growth factor (rhGF) inclusion body (IB) process. The concentration of Triton X-100 during IB purification was shown to interact with the g-number of the following centrifugation step. While the g-number alone has no significant effect on IB purity - the interaction of Triton X100 with higher g-numbers showed a 10 percent increase of purity when investigated across process steps. The presented risk-based method allows to i) deal with a high number of process parameters that are possibly critical , ii) achieve a holistic view on the process, iii) efficiently design statistical experimental plans across process steps iv) reveal interdependencies across unit operations. The overall goal is the development of a method that is capable to build a knowledge space across multiple process steps, thereby giving the opportunity to define a design space and control space in the course of process development 1. Bade, P.D., S.P. Kotu, and A.S. Rathore, Optimization of a refolding step for a therapeutic fusion protein in the quality by design (QbD) paradigm. J Sep Sci, 2012. 35(22): p. 3160-9. 2. Bhambure, R. and A.S. Rathore, Chromatography process development in the quality by design paradigm I: Establishing a high-throughput process development platform as a tool for estimating "characterization space" for an ion exchange chromatography step. Biotechnol Prog, 2013. 29(2): p. 403-14. 3. Rathore, A.S., et al., Case study and application of process analytical technology (PAT) towards bioprocessing: Use of tryptophan fluorescence as at-line tool for making pooling decisions for process chromatography. Biotechnol Prog, 2009. 25(5): p. 1433-9. 4. ICH. Guidance for Industry: Q11 (step 5) Development and Manufacture of Drug Substances. 2012 28 ICPE 2014 Fluid Bed Granulation: Towards a Comprehensive gSOLIDS Model R.C. Schardmüller1, M. Pieber1, G. Toschkoff1, S. Fraser1, B. Chilian2, D. Steigmiller2, A. Fetscher2, M. Maus2, M. Braun2, J. G. Khinast3,* 1 Research Center Pharmaceutical Engineering GmbH, Graz, Austria Boehringer Ingelheim Pharma GmbH & Co. KG, Process Development Solids, Biberach, Germany 3 Institute for Process and Particle Engineering, Graz University of Technology, Graz, Austria *Email for correspondence: [email protected] 2 Although fluidised bed granulation (FBG) is a widely-used unit operation, its practical application is often guided by empirical methods and operator experience rather than by systematic and scientifically-based strategies. Employed in various branches of industry, granulation in general - and fluid bed granulation in particular - remained more of “an art than a science” [1]. The development of realistic mathematical models interlinked with in-line process measurements can yield powerful tools for a knowledge-based control of process and product quality for all particulate processes [2]. The complex interplay of many different variables and processes during fluid-bed granulation poses a significant challenge in developing such models. The associated effects may be grouped into one of three categories [3]: wetting and nucleation, consolidation and growth, as well as breakage and attrition. Every realistic model for a fluid bed granulator must incorporate these three effetcs. In addition, the model needs to account for all process-relevant parameters. Figure 1: Schematic of the process modelling approach (“flowsheeting”) using the custom FBG unit. In our work, we develop a model of the fluid bed granulator based on a basic model provided in the process simulation software gSOLIDS 3.1 (Process Systems Enterprise Ltd., London, UK). The basic model already contains agglomeration, drying, and elutriation of particles as separate phenomena. To make it suitable for batch processes, the extended model additionally takes into account the breakage of granulates, as well as the continuous introduction of spray. For breakage, different commonly used models are compared with respect to their applicability. The spray introduction is based on a new user-defined phenomenon for the wetting of particles. In addition, we also explored the possibility of introducing a liquid binder component as a part of an additional solid phase. We present results for the different approaches for wetting and for a selection of combinations of agglomeration and breakage kernels. The results are further compared to in-line measurements of particle size and moisture from industrial fluid bed processes of different scales. References [1] [2] [3] J. D. Litster, Powder Technol. 130, 35 (2003). I. T. Cameron, F. Y. Wang, C. D. Immanuel, and F. Stepanek, Chem. Eng. Sci. 60, 3723 (2005). S. M. Iveson, J. D. Litster, K. Hapgood, and B. J. Ennis, Powder Technol. 117, 3 (2001). 29 ICPE 2014 Intra-tablet Coating Uniformity of Various Pharmaceutical Tablet Shapes B. Freireich1, B. Ketterhagen2, R. Kumar3, K. Su4, C. Wassgren3, J. A. Zeitler4 1 The Dow Chemical Company,Midland, MI 48667, USA 2 Pfizer Global Research and Development, Groton, CT 06340, USA 3 School of Mechanical Engineering, Purdue University, West Lafayette, IN 47907, USA 4 Department of Chemical Engineering and Biotechnology, University of Cambridge, Cambridge CB2 3RA, UK Email for correspondence: [email protected] We present recent computational and experimental work investigating intra-tablet coating variability. Prior analytical work has shown that tablets having a preferential orientation when passing through the spray zone approach an asymptotic coating variability limit, with larger degrees of preferred orientation resulting in larger intra-tablet coating variability [1,2]. Discrete element method computer simulations predict this effect and produce coating patterns consistent with experimental measurements of coating thickness made using terahertz imaging (Figure 1). Comparisons with Monte Carlo predictions based on tablet orientation distributions demonstrate that tablet obscuration due to neighboring tablets also significantly affects coating uniformity. DEM method Figure 1: Experimental vs. theoretical intra-tablet coating thickness distribution at the example of an almond shaped tablet. 1. Freireich, B., & Wassgren, C. (2010). Intra-particle coating variability: Analysis and Monte-Carlo simulations. Chemical Engineering Science, 65(3), 1117–1124. 2. Freireich, B., Ketterhagen, W. R., & Wassgren, C. (2011). Intra-tablet coating variability for several pharmaceutical tablet shapes. Chemical Engineering Science, 66(12), 2535–2544. doi:10.1016/j.ces.2011.02.052 30 ICPE 2014 Multivariate Analysis of Residence Time Measurements in HME Gained by Imaging J. Pott, M. Thommes Institute of Pharmaceutics and Biopharmaceutics, Heinrich-Heine-University Email for correspondence: [email protected] Hot melt extrusion is a widely used method in pharmaceutical industry. Analysis of the mean residence time (MRT) broadens process understanding. This study aims to develop a new analytical method for MRTs with low tracer concentrations. Photos of extrudates with a certain amount of tracer (carbon black), representing the residence time, were taken. The photos were analysed using multivariate data analysis (MVDA). Extrusion of copovidone (Kollidon VA64, BASF) was conducted on a twin-screw extruder (Mikro 27 GL-28D, Leistritz) using a feed rate of 30 g/min and a screw speed of 100 rpm. Theophylline monohydrate and carbon black were added in a binary mixture (50:50) as tracer substances. Samples were taken every 30 s. The content of theophylline monohydrate was determined offline by UV spectrometry (Lambda 2S, PerkinElmer). By the use of MATLAB® software (Mathworks) photos were transformed into gray scale and its histogram was calculated. For MVDA (SIMCA, Umetrics) the UV data were used to create a PLS (Partial Least Squares) calibration model. Based on this, the grey histogram for each photo was predicted and compared to the actual values. The UV results and the predicted photo results describe the same residence time progression (Fig. 1) with a fast onset and a tailed offset. From the low tracer concentration of less than 300 ppm, a negligible impact of the tracer to the extrusion process is expected. A quantitative assessment of the calibration model is given by R2Y (cumulative sum of squares of all yvariables explained by the extracted components) and Q2 (cumulative fraction of Fig. 1: UV ( ), predicted photos ( ) and fitted photos the total variation of X and Y that can be (line) of carbon black in copovidone. predicted by the current component). In this model two principle components were used, resulting in a R2Y (cum) of 0.993 and a Q2 (cum) of 0.953. For further insights the predicted photo results were fitted with the residence time model according to Reitz et al. [1] (Eq. 1). Multivariate analysis provides much more details than recent univariate studies [2], but Eq. 1: Residence time model of Reitz [1], initial tracer still there are some issues regarding the concentration (c0), rate constant (k), average RT of the tracer (tdead), width of the distribution curve (σ), area photo technology, such as light reflections. under the curve (AUC) and mixing volume (Vmix). Also the black/white scale differentiation is limited to distinct units from 0-255, which might lead to an inferior resolution. These aspects might lead to the comparatively high signal-to-noise ratio. Another polymer (aPMMA) gave similar results (data not shown). The presented multivariate analysis of MRT analysis provided good results regarding the low tracer concentration. However, the high signal-to-noise ratio will be the topic of further investigations. The analysis of RGB instead of grey scale might lead to a better resolution and therefore lower signal-to-noise ratio. 1. Reitz, E., Podhaisky, H., Ely, D., Thommes, M. Residence time modeling of hot melt extrusion processes. Eur. J. Pharm. Biopharm. (2013), in press. 2. Pott, J., Polinard, O., Quodbach, J., Reitz, E. and Thommes, M. Residence time evaluation in hot melt extrusion using image analysis, Poster at PBP (2014). 31 ICPE 2014 Binary Mixtures of Pharmaceutical Excipients: Evaluation of Flow Properties and Compaction Behaviour J. Conceição, M. Estanqueiro, M. H. Amaral, J. P. Silva, J. M. Sousa Lobo Research Centre for Pharmaceutical Sciences, Laboratory of Pharmaceutical Technology, Department of Drug Sciences, Faculty of Pharmacy, University of Porto, Portugal Email for correspondence: [email protected] The physical properties of pharmaceutical powders are very important in the development of solid dosage forms. Compaction, an essential manufacturing step in the manufacture of tablets, includes compression (i.e., volume reduction and particle rearrangement), and consolidation (i.e., interparticulate bond formation) (1). The major objectives of this study were: (i) to evaluate the flow properties (angle of repose, flow time, compressibility index (CI), Carr index (CrI) and Hausner ratio (HR)) of technological excipients used in tablets manufacturing which behave differently during compaction, either pure or in binary mixtures, and whose composition varied between 20% (w/w) and 80% (w/w) at intervals of 20% (w/w) (2, 3); (ii) to measure energies and forces exerted during compaction of these materials using a Dott Bonapace alternative machine (model CPR-6); (iii) to calculate the plasticity index (PI) according to Stamm and Mathis; (iv) to register the force/time and force/displacement compression profiles; (v) to determine the periods (consolidation time, dwell time and contact time) of the force/time compression curves; (vi) to characterize the manufactured uncoated tablets (evaluation of weight and hardness). The raw materials used were microcrystalline cellulose (Avicel PH-200 (AV), FMC Corporation, United States), an insoluble diluent with plastic behaviour, and dibasic calcium phosphate dihydrate (Emcompress® (EMC), JRS Pharma, Germany), an insoluble diluent with fragmentable behaviour. Pure excipients and their binary mixtures presented similar CI and CrI (<16.7 %), HR (<1.25) and angle of repose (39.3-44.4º) values. However, the flow time value determined with EMC was about half of the value obtained with AV. Increasing the amount of EMC decreased the flow time. Uncoated tablets with acceptable physical properties were produced. But it was not possible to prepare tablets with EMC keeping constant the volume of the compression chamber and the upper punch displacement (conditions maintained constant during the experiments). From the values of the force measured in the upper punch (Fs), it was possible to differentiate the tested materials. In this way, as the amount of EMC increased, the value of Fs increased also. And as Fs increased, the apparent net energy (ELA) also increased. A consistent relationship between FS and the tablets hardness was not observed. All compaction curves showed the same configuration. The values of PI were high (> 91.6 %) and similar for all the tested materials. As the amount of EMC in the binary mixtures increased, PI decreased. As far as the periods measured in the force/time compression curves are concerned, it was observed that they decreased when the amount of EMC increased. In this work, compressibility and compaction behaviour were studied. The outcomes demonstrated that the binary mixtures and the pure excipients showed similar flow properties. On the other hand, the tablets obtained with the plastic excipient had lower values of FS and ELA, and higher values of PI and time periods of the force/time compression curves. 1. Patel S, Kaushal AM, Bansal AK. Compression physics in the formulation development of tablets. Crit Rev Ther Drug Carrier Syst. 2006;23(1):1-65. th 2. European Pharmacopoeia. 8 ed. Strasbourg: EDQM, Council of Europe; 2014. 3. Carr RL. Evaluating flow properties of solids. Chem Eng. 1965;72:163-8. 32 ICPE 2014 A QbD approach to optimise electrochemical sensors I. Kondor1, C. Planchette1, A. Mercuri1, G. Scharrer1, H. Steiner2, G. Brenn2 1 Research Center Pharmaceutical Engineering, Graz, Austria,2 TU Graz, Institut für Strömungslehre und Wärmeübertragung, Graz, Austria Email for correspondence: [email protected] Electrochemical sensors for gases have been widely used to measure various parameters such as oxygen, carbon dioxide or glucose concentrations, etc. Using screen printing it is possible to build up a suitable sandwich architecture where a reference electrode, a counter electrode and a working electrode are obtained from different pastes. Typically such pastes contain microparticles ensuring the functionality of the layer, polymers playing the role of binder and solvents allowing for drying. The performances of these sensors highly depend on the microstructure of the resulting films which is by itself influenced by several material properties and process parameters. In this study, we propose a QbD (Quality by Design) approach to optimize the performances of these sensors. More precisely, we are interested in the following Critical Quality Attributes (CQA) of the final electrode: thickness, overall particle packing and homogeneity in terms of particle packing. The Critical Material Attributes (CMA) and the Critical Process Parameters (CPP) under investigation are respectively the solvent content of the organic matrix, the volume fraction of particles, the particle size distribution, the drying temperature, and the velocity of the drying air flow. Our study is performed via numerical simulations: the liquid matrix is modelled as a binary mixture of polymer and solvent; the particle phase is modelled by an advection equation using Stokes drag law with hindrance function and the transport in the liquid phase is extended from classical advection-diffusion equation using a convective term which takes into account for the motion induced by the settling particles. Our results show that the time dependent solvent and particle spatial distributions are well represented for various drying conditions and paste compositions. It is found that process parameters had no significant influence on the final layer thickness nor on particle packing. The initial solvent content was identified to be the most influential parameter, while initial particle volume fraction and particle size were found to be non-critical. 33 ICPE 2014 Author Index Luštrik, Matevž 5, 6 A M Antovska, Packa 14 Beinert, Stefan 9 Besenhard, Maximilian 26 Braun, Michael 29 Büttgenbach, Stephanus 9 Makreski, Petre 14 Marquardt, Kay 23 Maus, Markus 29 Meitz, Andrea 28 Mondelli, Giusi 17 Müller-Goymann, Christel Charlotte 9 C N Chilian, Bruno 29 Conceição, Jaime 32 Neugebauer, Peter 26 Nicolaï, Niels 10 Nopens, Ingmar 10 B D P Dietrich, Stefan 22 Dietzel, Andreas 9 Dreu, Rok 18 Eder, Raffael 26 Petrusevski, Gjorgji 14 Pieber, Markus 29 Pittermannova, Anna 25 Pott, Josefine 31 Priese, Florian 17 F R Fetscher, Alfred 29 Finke, Jan Henrik 9 Fraser, Simon 29 Freireich, Ben 30 Funaro, Caterina 17 Radl, Stefan 16 Reisinger, Christine 15 Reiter, Tamara 13 Repic, Anna 13 Richter, Claudia 9 Rollett, Alexandra 13 E G S Gehrmann, Sandra 12 Glasser, Ben 4 Gothsch, Thomas 9 Guebitz, Georg M. 13 Jedinger, Nicole 19, 21 Sarvasova, Nina 2 Schardmüller, Robert C. 29 Schiffer, Doris 1 Schrank, Simone 4 Schroettner, Hartmuth 24 Šibanc, Rok 18 Srcic, Stane 8 Stefanova, Bosilka 14 Steigmiller, Daniela 29 Stockinger, Hannes 13 Su, Ke 30 K T Kann, Birthe 4 Ketterhagen, Bill 30 Khinast, Johannes 16, 26, 27 Khinast, Johannes G. 29 Kondor, Itsvan 33 Kumar, Rahul 30 Kutz, Gerd 22 Kwade, Arno 9 Teubl, Birgit 20 Thies, Jan-Wilhelm 9 Thommes, Markus 31 Tokarova, Viola 3 Toschkoff, Gregor 29 H Heinzle, Andrea 13 Ho, Cheng-Da 26 Hüttner, Carina 22 J U Ugarkovic, Sonja 14 Urbanetz, Nora Anne 24 L V Laggner, Peter 27 Leitgeb, Stefan 27 Vidlarova, Lucie 11 35 ICPE 2014 W Wahl, Verena 27 Wassgren, Carl 30 Werner, Benjamin 7 Windbergs, Maike 4 Winter, Gerhard 7 Wolf, Bertram 17 Wu, Mingqiu 16 Z Zakhvatayeva, Anastasiya 17 Zeitler, Axel 30 Zellnitz, Sarah 24 36