Disertation-CP-Ruiz-Diaz-May 2014
Transcription
Disertation-CP-Ruiz-Diaz-May 2014
UNDERSTANDING CORAL IMMUNE RESPONSE TO DISEASES: EXPERIMENTAL AND MATHEMATICAL MODELING APPROACH By Claudia Patricia Ruiz-Diaz Advisors: Alberto Sabat Ph.D. and Mariano Marcano Ph.D. A dissertation submitted to the DEPARTMENT OF ENVIRONMENTAL SCIENCES FACULTY OF NATURAL SICENCES UNIVERSITY OF PUERTO RICO RIO PIEDRAS CAMPUS In partial fulfillment of the requirements for the degree of DOCTOR IN PHILOSOPHY May, 2014 Río Piedras, Puerto Rico i UNDERSTANDING CORAL IMMUNE RESPONSE TO DISEASES: EXPERIMENTAL AND MATHEMATICAL MODELING APPROACH ii For you… iii ACKNOWLEDGEMENTS I wish to thank my committee members Alberto Sabat, Mariano Marcano, Carlos Toledo-Hernández, Loretta Roberson and Rafael Rios for their help, advice, patience and supporting me in all the phases of this research. To Juan David “Colo”, Francisco Soto, Tania Hernández, Paco López, Rubert Rodríguez, for their field assistance. To my unconditional friends who have supported me in this special way; Carlos, Alex, Natalia, Marianne, Nora H., Nora A., Panky, Jessica, Mónica, Branco, Dany, Kassan, Hagmel, Sofia, Brenda, Pascal, Jeiger, Luz Dary, Marconi, Andrés, Paul, Judimar. I also thank my parents (Leticia and Facundo), my sisters Sofia, Margarita and Diana and my nieces Camila and Alejandra and my whole family, whom despite the distance, they have supported me at all times. This project was supported by institutional funds of the UPR-RP, UPR Sea Grant (NOAA award NA10OAR41700062, project R-92-1-10) and UPR-Sea Grant. iv TABLE OF CONTENTS TABLE OF CONTENTS………………………………………..…………..................iii LISTS OF TABLES………..……………………………………………..………...….vii LIST OF FIGURES……………………………………………………………….……viii ABSTRACT …………………………………………………………………………….xi INTRODUCTION………...…………………………….…………...…..…………..…xiii CHAPTER 1: MODELING THE IMMUNE RESPONSE TO PATHOGEN IN SEA FAN COLONIES ………………………...……………………………….…..….2 ABSTRACT…………………….………………………………………...............3 INTRODUCTION…………………………………………………………….......4 MATHEMATICAL MODEL ……….………………………………………..……6 RESULTS …………………….……………………………………………..…19 DISCUSSION ………………………………………………………………..…22 TABLES…………………………………………………………………….……26 FIGURES……………………………………………………………………..…28 CHAPTER 2: INDUCED RECOVERY OF DISEASED SEA FANS GORGONIA VENTALINA: SCRAPING OR EXTIRPATING? ………………….…….......33 ABSTRACT…………………………………………………………………...…34 INTRODUCTION…………………………………………………..………...…36 METHODOLOGY……………………………………………………….….…..39 RESULTS……………………………………………………………….…….…43 DISCUSSION……………………………………………………………….…..46 TABLES………………………………………………………………………….51 FIGURES…………………………………………………………………….….54 v CHAPTER 3: DO ENVIRONMENTAL FACTORS AFFECT THE LESION RECOVERY OF SEA FANS? …………..………….…………………………………58 ABSTRACT………..………………………………………………….………...59 INTRODUCTION………………………………………………………….….…60 METHODS……………………………………………………………………....62 RESULTS……………………………………………………………………..…66 DISCUSSION…………………………………………………..…………....….67 TABLES……………………………………………………………………….…70 FIGURES…………………………………………………………………….….72 CHAPTER 4: MODELING LESION RECOVERY OF SEA FANS ………………77 ABSTRACT………………….…………………………………………….…….78 INTRODUCTION…………………….…………………….……………………79 MATHEMATICAL MODEL …………………………………….…….…..……81 RESULTS ………………………………………………….……………………87 DISCUSSION ………………………………..……………………….………...89 TABLES…………………………………………………………………..….…..92 FIGURES………………………………………………………….…..………...95 GENERAL CONCLUSIONS …………………………………....………………….. 99 LITERATURE CITED ....…………………………………………….……………..101 vi LIST OF TABLES Table 1.1. Empirical and theoretical parameters ….……………………….………29 Table 1.2. Initial values of model variables …………………….………………..…29 Table 2.1. Rate of tissue recovery …..………………..…………………………….52 Table 2.2. Cost: lesion elimination of Gorgonia ventalina colonies in a reef .......53 Table 3.1. t-test sadistic between shallow and deep sites for light intensity and temperature for different time’s periods. ………...………………………………….71 Table 4.1. Initial values of model variables ………………………………….……..93 Table 4.2. Model parameters ……………..………………………..………………. 95 vii LIST OF FIGURES Figure 1.1. Schematic diagram that represents the immune response of a Gorgonia ventalina colony after the detection of a pathogen ..............……….…29 Figure 1.2. Temporal dynamics of polyps, pathogen, stem cells, phagocytic, humoral cells and chemical signal for the three health states ….....................…30 Figure 1.3. Phase diagram………………………………………………..….…........32 Figure 2.1. Map of Puerto Rico showing the study sites. …………..…………….55 Figure 2.2. Example of healing process …………………………………………....56 Figure 2.3. Recovery rates of scrapped colonies …………….…………………...57 Figure 3.1 Diagram representing different Gorgonia ventalina tissue recovery treatments per replicate station ……………………………….....…………..……...73 Figure 3.2 Example of wound-healing process.…………………...………..……...74 Figure 3.3 Sensors used to measure light intensity, temperature and water motion………………………………………………………………...…………………75 Figure 3.4 Boxplot showing mean (bold line) ± one standard error (box) and two standard errors (whiskers) of tissue recovery treatments of fragments (A) and clones (B). ………………………………………………………..…………….……...76 Figure 4.1 Dynamics of healthy and purple tissue for total recovery …………....96 viii Figure 4.2 Dynamics of healthy and purple tissue for the chronically diseased state 1 ………………………………………………………..……………….……..…97 Figure 4.3 Dynamics of healthy and purple tissue for the chronically diseased state 2 ………………………………………………....……………...……………..…98 ix x ABSTRACT In the last decades the sea fan G. ventalina has suffered from several infectious diseases. Sea fans can either recuperate or succumb to these afflictions depending, in part, to the strength of their immune system. However, the effect of environmental stress on the immune response of sea fans is not well understood. Chapter 1 presents a model that analyzes the capacity of G. ventalina to eradicate a micro-pathogen under three immune states: healthy, chronically and terminally diseased. Under the optimal immune condition, the pathogen is rapidly eradicated. Under the sub-optimal immune condition, polyps and pathogen coexist. And when the colony is immunologically compromised, immune cells are unable to stop pathogen growth, and the colony dies. In Chapter 2 the rehabilitation capacity of G. ventalina after diseased-induced lesions were either scraped or extirpated is examined in a field experiment. With the scraping technique over 51% of the colonies recovered between 80-100% of the lost tissue. With extirpation, lesions did not reappeared in any of the colonies. We conclude that lesion scraping is useful for eliminating relatively small lesions, as these are likely to recover in a short period of time, whereas for relatively large lesions it is more appropriate to extirpate the lesion. Chapter 3 compares the recovery capacity of diseased G. ventalina colonies at two different depths (5m and 12m) with significant differences in light intensity, temperature, and water motion while correcting for genetic differences. We found that the rate of tissue regeneration was not influenced by depth-related conditions or by genetic variability. We also found that lesions recovery occurred within similar time spans xi in shallow and deep stations. Finally, Chapter 4 presents a model that analyzes the capacity of recovery of G. ventalina under contrasting health conditions after a lesion has been induced. The model predicted three solutions: i) a lesion completely and exclusively covered by healthy tissue; ii) a lesion completely covered by healthy and purpled tissues; and iii) a lesion completely covered by purple tissue. The model was accurate in reproducing three of the macroscopic levels of recovery that have been observed in the field. xii INTRODUCTION Coral reef ecosystems provide a diverse array of goods, services and ecological functions vital to human society. Over 10 million individuals across the World’s tropical coasts depend on coral reefs for their livelihood or protein intake (Moberg and Folke 1999; Salvat 1992). Reef-related fishing comprises about 9-12% of the World total fisheries (Moberg and Folke 1999), and revenues associated to recreational activities are estimated as hundreds of millions of dollars (Dixon et al. 1993). In the Caribbean, for instance, the estimated economic revenues obtained from coral reef associated activities range from US$350-$850 million annually (Young et al. 2012). Reefs are also a major source of carbon sequestration (Remoundou et al. 2009) and nitrogen fixation (Shashar et al. 1994). Further, together with rainforests, reefs are the major centers of the Earth’s biological diversity (McIntyre 2010). Coral reefs, however, are undergoing dramatic declines worldwide (HoeghGulberg et al. 2007). These declines are particularly significant in the Wider Caribbean where nearly 80% of the coral cover has been lost during the past decades (Voss and Richardson, 2006). Reasons for these declines are variable and complex, but there is a general consensus that coral diseases have played a major role, being one of – if not – the major cause of partial and total tissue mortality in many coral species (Efrony et al. 2009). This is the case for one of the more conspicuous coral members of the tropical and subtropical Atlantic shallow-water fauna, the Caribbean octocoral, G.ventalina. In the last decades G. xiii ventalina have suffered from several infectious diseases, e.g., protozoan infections, red band disease, skeleton eroding band, and aspergillosis. It is known that sea fans can completely recuperate from any of these afflictions due to their strong immune system. However, the effect of environmental stress on the immune response of sea fans is not well understood. This is important because environmental stress can compromise the immune response of a healthy colony making it susceptible to infection or by affecting the capacity of a diseased colony to recover by regenerating new tissue and eliminating a lesion. In Chapter one we present and analyze a system of differential equations that simulates the general cellular response of the sea fan coral Gorgonia ventalina against a generic microbial pathogen and the effect of this pathogen on the growth capacity of its host. The specific aims of this chapter were to study by means of a mathematical model: 1) the cellular response of sea fans under different health states (i.e., healthy and immune-compromised) after a pathogen has challenged their immune system and 2) the pathogen’s ability to survive under these health states. Under the optimal immune condition, the immune cells rapidly eradicate the pathogen and the coral returns to the infection-free state. Under the sub-optimal immune condition, coral and pathogen co-exist. In contrast, when the colony is immunologically compromised, immune cells are unable to stop the pathogen growth and the colony dies. In Chapter two we compare the rehabilitation capacity of G. ventalina after diseased-induced lesions were scraped or extirpated. Scraping consisted of xiv removing from a diseased area –any organisms overgrowing the axial skeleton plus the purpled tissue bordering the diseased area using metal bristle brushes. Extirpation consisted of cutting the diseased areas, including the surrounding purpled tissue, using scissors. Both strategies proved to be very successful in eliminating sea fan lesions. In the case of the scraping technique over 51% of the colonies recovered between 80-100% of the lost tissue. When lesions were extirpated, they did not reappear in any of the colonies. The number of colonies that recovered from scraping was similar between sites and among colony sizes but differed depending on the relative amount of lesion to colony area ratio (LA/CA). We conclude that lesion scraping is useful for eliminating relatively small lesions (i.e., LA/CA< 10%), since these are likely to recover in a short period of time, whereas for relatively large lesions (LA/CA≥ 10%), it is more appropriate to extirpate the lesion. In Chapter three we compared the recovery capacity of diseased G. ventalina colonies at two different depths (5m and 12m) with significant differences in light intensity, temperature, and hydrodynamics while correcting for genetic differences. We found that the rate of tissue regeneration (healing) was not influenced by either depth-related conditions or by genetic variability. We also found that lesions recovery began within similar time spans in shallow and deep stations. Our results suggest that the rate of tissue regeneration may be more related to intrinsic factors (e.g., energy budget) rather than factors external to the colony. xv In Chapter four we present a model that analyzes the capacity of recovery of G. ventalina under contrasting health conditions after a lesion has been artificially induced. The model predicted three solutions based on the strength of the immune response of a colony: 1) a lesion completely and exclusively covered by healthy tissue, after it was first covered by purpled tissue; 2) a lesion completely covered by healthy and purpled tissues; and 3) a lesion completely covered by purple tissue. In conclusion, the model was accurate in reproducing three of the macroscopic levels of recovery that have been observed in the field. xvi UNDERSTANDING THE IMMUNE RESPONSE OF CORALS TO DISEASES: EXPERIMENTAL AND MATHEMATICAL MODELING APPROACHES 1 CHAPTER ONE MODELING THE IMMUNE RESPONSE TO PATHOGEN IN SEA FAN COLONIES 2 ABSTRACT The sea fan coral Gorgonia ventalina, one of the most abundant gorgonians in the tropical and subtropical Atlantic waters, has suffered several diseases that have diminished its abundance throughout their range. In this study, we present a model that analyzes the capacity of G. ventalina to eradicate a micro-pathogen under three immune responses: strong, moderate, and very weak. The model assumes that: 1) polyps are the main unit of the coral; 2) the population of polyps is homogeneously distributed; and 3) the immune system is activated by a signal. When an endosymbiont exceeds a density threshold, it becomes pathogenic, increasing polyp mortality. As a consequence, the colony emits a signal to its stem cells to differentiate into phagocytic and humoral cells, both of which combat the pathogen. Given a strong immune response, the pathogen is rapidly eradicated by the immune cells and the coral polyp population returns to a steady state. With a moderate immune response, polyps and pathogen coexist, but the maximum capacity of polyp density is never reached. An immunologically compromised colony offering a weak immune response is unable to stop pathogen growth, and the colony dies. This analysis suggests an alternative explanation for the spatial and temporal variability in disease incidence and mortality, which is based on the strength of the immune system of hosts rather than the virulence of the pathogen. 3 INTRODUCTION Sea fans (Gorgonia spp.) are among the most conspicuous members of the tropical and subtropical Atlantic shallow-water fauna (Toledo-Hernández et al. 2007). An increasing number of afflictions have been reported in sea fans: protozoan infection (Morse et al. 1981; Goldberg et al. 1984), red band disease (Williams and Bunkley-Willians 2000; Weill and Hooten 2008), and aspergillosis infections (Nagelkerken et al. 1997). These diseases can cause partial tissue mortality and, under severe infection, entire colony mortality (Nagelkerken et al. 1997; Toledo-Hernández et al. 2009). However, field observations have also documented full colony recovery (Toledo-Hernández et al. 2009), presumably due to strong immune responses. The immune response of corals involves a chain of reactions that start with recognition of self from non-self (Mydlarz and Harvell 2007). Once a foreign entity has been detected, a signal is produced for the amoebocytes to stream into the invaded area to initiate phagocytosis (Meszaros and Bigger 1999). Amoebocytes are the putative immunocytes of anthozoans and are scattered throughout the mesoglea in gorgonians (Hildemann et al. 1977; Mullen et al. 2004). When the invader is large enough to be engulfed by a single phagocyte, i.e., protozoan or fungi, they may be encapsulated by the amoebocytes surrounding it (Goldberg et al. 1984). In addition to this cell-mediated response, other mechanisms employed by corals against pathogens are the production of lipid-based anti-fungal metabolites (Kim et al. 2000a; 2000b) and antioxidant enzymes such as peroxidase (Mydlarz and Harvell 2007) and chitinase (Douglas et al. 2007). 4 As corals lack adaptive immunity (Kurtz 2004), they exhibit non-specific responses to immune insults. Mathematical models describing the dynamic interactions between pathogens and coral hosts and the consequences of disease on the vital rates of the coral hosts are scarce (Ellner et al. 2007). This is probably due to the poor understanding of the immune response of coral-hosts against intruders and the few studies documenting the effect of diseases on coral growth and survivorship (Toledo-Hernández et al. 2009; Bruno et al. 2011). Nonetheless, once the immune response is better understood and parameterized, models can provide quantitative analysis of the host-pathogen interaction, including the capacity of predicting the outcomes of the interaction under different immune conditions or environmental factors. An example of this approach is the model developed by (Ellner et al. 2007) in which the virulence potential of the pathogen (Aspergillus sydowii) is analyzed in terms of the amount of continuous tissue consumed in a short time interval on its host, G. ventalina. In this study, we present and analyze a system of differential equations that simulates the general cellular response of the sea fan coral G. ventalina against a generic microbial pathogen and the effect of this pathogen on the growth capacity of the coral. We use the model to explore the growth capacity of hosts under three immune responses, i.e., strong, moderate, and very weak. Under the strong response, the host cellular immune response is able to eradicate the pathogen allowing the host to reach its maximal growth capacity. Under the moderate response, the host is unable to establish a strong cellular immune response against its pathogen. Under the weak response, the host is unable to 5 control pathogen growth rate and the pathogen increases in abundance until the host dies. Mathematical Model In this section we introduce the model assumptions, present the model equations, compute stable steady-state solutions, and describe the parameter choices. Model assumptions We assume that polyps are the main functional units of a sea fan colony. Being a modular organism, polyps encompass all the physiological processes of the colony, including heterotrophic and autotrophic energy production, reproduction, growth, and immune response. We assume a single compartment model with a population of polyps homogenously distributed on a 1cm2 tissue fragment. The organism that causes the disease is a single strain generic micro-pathogen. This is the micro-pathogen that causes the polyp mortality. The presence of the micropathogen activates the host immune system through a signal, the strength of which is proportional to pathogen abundance. The immune system of the host is composed of three cell types: stem cells, which differentiate into phagocytic and humoral cells after the signal is turned on; phagocytic cells, which engulf pathogens; and humoral cells, which secrete antipathogen chemical compounds. 6 Model equations Figure 1.1 shows a diagram for the interaction of the micro-pathogen with the immune system of the sea fan. The rate of change in polyp abundance ( ) is given by: ( where ) (1.1) is the birth rate constant of polyps. The growth rate is limited by the maximum capacity of polyps within a 1 cm2 of tissue. The natural death rate constant of polyps (with constant due to the pathogen (with constant ), and the mortality rate constant of polyps ) are also represented. The rate of change in pathogen abundance ( ) is represented by: (1.2) where is the birth rate constant of pathogen, constant of pathogen, and and is the natural mortality rate are the mortality rate constant caused by phagocytes and humoral cells, respectively. The rate at which the chemical signal ( ) is produced by the presence of the pathogen is represented by: (1.3) 7 where is the rate constant at which the concentration of the chemical signal increases, is the pathogen density, and is the rate constant at which the signal decays. The rate of change in the number of stem cells abundance ( ) is represented by: ( where ) (1.4) represents the birth rate constant of stem cells, natural rate constant of mortality of stem cells, and and represents the represent the rates constant at which the stem cells differentiate into phagocytic and humoral cells, respectively. The rate of change in the abundance of phagocytic cells ( ) is given by: (1.5) where represents the phagocytic index and is the natural rate constant of mortality of phagocytic cells. The rate of change in the abundance of humoral cells ( ) is given by: (1.6) where represents the humoral index and is the natural rate constant of mortality of humoral cells. For all equations, time ( ) is measured in days. Steady-state points and stability We obtained a steady-state solution of the system of equations (1.1)-(1.6) by setting the time derivatives equal to zero and solving the following equations: 8 ( ) (1.7) (1.8) (1.9) ( ) (1.10) (1.11) (1.12) Infection free-solution For a healthy and thus infection-free colony, there should be no signal ( equations (1.9)-(1.12), therefore, from equation (1.9), ; from equation (1.12), From equation (1.7), when ) in ; from equation (1.11), 0; and from equation (1.10), . 0, one gets; ( ) (1.13) Hence, the disease-free solution (healthy state) is ( ) (( ) ) (1.14) In a continuous model, the steady-state solution (1.14) will be stable provided that the eigenvalues of the characteristic equation (associated with the linearized problem) have negative real part, i.e., ( ) for all (Edelstein 1988). The Jacobian matrix (1.15) of the right-hand side of equations (1.7)-(1.12) is given by 9 (1.15) and then, we evaluate the Jacobian matrix at P* (1.14) to obtain the eigenvalues (1.16) This matrix (1.16) has four negative eigenvalues: , , , and . The remaining eigenvalues are negative provided that: ( ) (1.17) Therefore, the steady-state solution (1.14) is stable, whenever the inequalities in (1.17) holds. This means that for any initial value close to (1.14) and satisfying (1.17) the solution of system (1.1)-(1.16) is going to be (1.14). 10 Infections-state solutions Chronic disease: If the colony is infected by a pathogen, or equivalently . By considering s as an unknown variable of the algebraic system (1.7)(1.12), one can reduce the system to a quadratic equation of s as explained below. From equations (1.9) and (1.10), we get an expression for and as a function of s, respectively, ( ) (1.18) and ( ) . (1.19) By substituting the expression of ( ) from equation (1.19) into equation (1.11) ( ) and rearranging, we get ( ) ( ( (1.20) ) ) The substitution of ( ) from equation (1.20) into equation (1.12), after rearrangement, yields ( ) ( ( (1.21) ) ) And by replacing the expressions of ( ) and (1.21) into equation (1.8), we get, whenever ( ) ( In particular, note that if ( ) ) , then ( . 11 ( )from equations (1.20) and , ( ) ) (1.22) Finally, by substituting the expressions for ( ) and ( ) from equations (1.18) and (1.22) into equation (1.7), respectively, we obtain a second degree equation of , , where the coefficients , , and are expressions of the model parameters: ( ) (1.23) ( ) ( ( ) ) (1.24) (1.25) For any set of feasible parameters, the coefficient is nonnegative, )( is positive and whenever C is positive, and the solution of the quadratic function is nonpositive. Thus, to obtain a positive value of s, the coefficient C must be negative and this imposes the following condition on the parameters: ( ) (1.26) √ and the solutions is given by . Terminal disease: If the polyp population is zero ( ), the signal is equal to zero and one gets the following solution for the system of equations (1.7)-(1.12): ( ) ( ) (1.27) A substitution of this point into the Jacobian matrix (1.15) gives a lower triangular matrix, in which all eigenvalues are negative except one ( ). The remaining eigenvalue is negative whenever the following condition is satisfied: (1.28) 12 Therefore, the point is a stable steady state (Edelstein-Keshet 1988). Model parameters The model’s parameters were either estimated using fieldwork data from ToledoHernández et al. (2009) or estimated in the laboratory as part of this study (see Subsection Empirical Parameters). The parameters that could not be estimated empirically because published information is not available or could not be estimated in the laboratory or in the field were estimated and adjusted to satisfying either of the conditions (1.17), (1.26), or (1.28) (see Subsection Theoretical Parameters). Empirical Parameters The birth rate of polyps, natural mortality rate of polyps, and mortality rate of polyps due to pathogen were estimated using fieldwork data from ToledoHernández et al. (2009). In that study, growth of sea fan, tissue loss due to disease and fragmentation, and whole colony mortality were estimated following 64 healthy and diseased Gorgonia ventalina colonies from several reefs across the eastern coast of Puerto Rico from July 2006 to October 2007. Estimates of the parameters are presented in Table 1.1. Birth rate of polyps ( ) is the number of polyps born in 1cm2 of healthy sea fan per day. This was estimated as: (1.29) 13 where is the average growth of healthy sea fan tissue (cm2/day) and is the average number of polyps within a known area of healthy sea fan tissue. was estimated using the fieldwork data from Toledo-Hernández et al. (2009) with the following equation: ∑ – ( ) (1.30) where is the area of healthy sea fan tissue after a 452 days observation period, is the tissue area of healthy fans at the initial observation period, t = 452 is number of days between initial and final dates, is the number of healthy sea fans followed through time (which in this case was 64 colonies), and is the area by which we normalize, given that the model is of one compartment, and in our case was one cm2. was estimated as: ∑ ( ∑ ( where ) ) (1.31) is the total tissue area obtained from 9 histological tissue slides from 9 different healthy sea fans, preparation, is the area of each polyp within each histological is the number of polyps per slide (in this case we measured 81 total polyps from 9 colonies) and is the number of slides. 14 Natural mortality rate of polyps ( ) is defined as the death rate of polyps in a 1cm2 of healthy sea fan tissue caused by fragmentation. Fragmentation is the main cause of tissue loss and thus of polyps in sea fan colonies regardless of their health condition (Toledo-Hernández et al. 2009). This was estimated as: (1.32) where is the average natural fragmentation rate of healthy sea fan tissue. is the average area of polyps within a known area of healthy sea fan tissue (see equation (1.31) for details). was estimated using the fieldwork data from Toledo-Hernández et al. (2009) in the following equation: ∑ ( where – ( ) )100 (1.33) is the loss of healthy tissue due to fragmentation after 452 days of field observations, is the tissue area of healthy colonies at the initial observation period, t is number of days between initial and final dates, is the number of healthy colonies used to calculate fragmentation of tissue. Mortality rate of polyps caused by the pathogen ( ) is defined as the death of polyps in a 1cm2 of sea fan tissue caused by the pathogen. We estimated this parameter as: (1.34) 15 where is the average grow of diseased tissue in a sea fan colony. is the average area of polyps cover within a known area of total sea fan tissue. was estimated using the equation described by Toledo-Hernández et al. 2009 with the following modification ∑ ( where ( ) ) (1.35) is the area of diseased tissue (i.e., lesions) after 452 days of field observations, is the area of diseased tissue in the initial observation period, t is the number of days between initial and final dates, and is the number of colonies used to calculate lesion grow rate (in this case n is 17). Maximum Capacity of polyps ( ) is defined as the maximum number of polyps within a cm2 of healthy sea fan tissue. To estimate , we counted the total number of polyps from a histological slide and divided that number by the tissue area of that same slide. We repeated that procedure with 9 different slides and selected the highest value as the Phagocytic cells index ( . ) is defined as the percentage of phagocytic cells with respect to the total number of cells within a cm2 of sea fan tissue. To estimate this index, we collected 15 tissue fragments from healthy colonies plus 15 healthy and 15 diseased tissue fragments from 15 diseased colonies. The soft tissue from each fragment was scraped and individually placed in 1.5ml tubes with filtered seawater (FSW). Each tube was left for 15-30 minutes at room 16 temperature (RT) for debris to precipitate to the bottom. Then, 1ml of the supernatant was transferred to a new 1.5ml tube containing 25μL fluorescent beads (polysciences, 0.77µm diameter, 1:100 dil.) suspended in FSW. The tubes were incubated with gentle agitation for 2hrs. Immediately after, the cells suspension was centrifuged at 10000g for 1min, washed two times with FSW and then fixed in a 1ml solution of 4% paraformaldehyde (PFA)/FSW for 15 minutes. Two more FSW washes were performed to remove excess PFA after the 15min. Then, 10μl of DAPI (diamidino-2-phenylindole, for nuclear imaging in fluorescence microscopy) (5mg/ml) was added to each tube containing 1ml of FSW. Cells with DAPI/FSW were incubated for 10 minutes at RT. Cells were then centrifuged at 10000rpm for 1min and the supernatant with excess DAPI was decanted. Cells were washed several times with 1ml of FSW and centrifuged as described previously to remove the excess of DAPI. The total number of cells (defined as the stem cells) and cells containing fluorescent beads were counted using a hemocytometer. Then, was estimated as: (1.36) where is the total number of phagocytic cells and is the total number of stem cells. Theoretical parameters The theoretical parameters are divided into two sets: fixed and variable. Fixed parameters have the same values regardless of the health state, whereas 17 variable parameter values were assigned according to the health state of the host colony. Fixed Parameters In this model the natural rate constant of mortality of stem cells differentiation rate constant of stem cells from phagocytic , and the and humoral cells , are the only fixed parameters as they showed rather discreet influences on the final outcomes of the model after we vary their values during different simulations (Table 1.1). Variable Parameters The variable parameters assume different values according to the health state of the colony are adjusted to satisfy the corresponding condition (1.17), (1.26), or (1.28). The variable parameters are as follows: the birth rate constant of pathogens ( ), mortality rate constant of pathogen due to phagocytes ( humoral cells ( ), the rate at which the signal is produced( ), the rate at which the signal disappears ( ), the reproductive rate of stem cells ( of humoral cells efficiency ( phagocytic ( ) and ) and humoral ( ) and the index ). Similarly, factors affecting the mortality rates of ) cells are unknown. Thus, to simplify we took the parameter values of the humoral cells population equal to the ones of the phagocytic cells (Table 1.1). 18 RESULTS Table 1.1 shows the parameter values for each health state of the sea fan. The parameters obtained experimentally were described in the Subsection Empirical Parameters, the parameters which values were kept fixed were described in the Subsection Theoretical Parameters, and the variable parameters were described in the Subsection Variable Parameters. Table 1.2 contains the values of the model variables at time t = 0. Healthy State A strong immune response results in a colony with a healthy state. This diseasefree solution is obtained by using the initial conditions in Table 1.2 and the corresponding parameter values in Table 1.1. At the beginning of the simulation, the sea fan host recognizes the pathogen (Figure 1.2, Plot B). Then signal is triggered, and the stem cells start to differentiate into phagocytes and humoral cells (Figure 1.2, Plots C, D, and E). After one day, the phagocytic and humoral cells can reduce the pathogen abundance by 80% (Fig 1.2, Plot B), while the number of polyps increases by 41% (Figure 1.2, Plot A). By the fifth day of the simulation, the phagocytic and humoral cells reach their maximum abundance and the pathogen is eradicated (Figure 1.2, Plots B and E). Simultaneously, the signal declines and polyp abundance increases exponentially (Figure 1.2, Plots A and B). By day 40, the maximum capacity of polyps is reached and the signal attains pre-infection levels, resulting in a cessation of cells differentiation (Figure 1.2 Plots A and E). 19 Chronically diseased state A moderate immune response produces a chronically diseased colony. This state was obtained by using the corresponding parameters in Table 1.1 and applying the quadratic formula with the plus sign. We got the following point: ( The Jacobian matrix ) ( ) (1.15) evaluated at (1.37) has the following eigenvalues: –15.93, –0.01731, –0.01731, –0.1401, –0.2999, and –0.3000. Because the real part of all the eigenvalues is negative, the point is stable (Edelstein-Keshet 1988), see Figure 1.3. Similar to the previous state, the host recognized a pathogen, triggering a signal for the stem cells to differentiate into phagocytes and humoral cells (Figure 1.2, Plots C, D, and E). By the second day of the simulation, the stem cells abundance had declined exponentially as they differentiated into phagocyte and humoral cells, reaching their highest abundance values, i.e., almost twice as high as in the healthy state (Figure 1.2, Plots D and E). At this point, the pathogen is near its lowest abundance, almost on the verge of eradication, while the abundance of polyps is increasing exponentially (Figure 1.2, Plots A and B). By day forty, the signaling is near its highest value and the stem cells are slowly but constantly declining (Figure 1.2, Plots C and D). Consequently, the phagocytic and humoral cells, and the polyps decline to their lowest abundances, while the pathogen is near its highest abundance (Figure 1.2). After the fortieth day, the population of polyps and pathogen exhibit damped oscillations until they stabilize 20 and reach a state of coexistence, which is below its maximal capacity (Figure 1.2 A and B). Similarly, the signal fluctuates before stabilizing at a value two orders of magnitude higher than that of the healthy state (Figure 1.2, Plot C). Likewise, stem cells, and phagocytic and humoral cells continue declining until reaching stable values (Figure 1.2, Plots D and E). This suggests that polyps and pathogen can coexist over an extended period of time (i.e., a colony can live for many years diseased), see Figure 1.3. Terminal diseased State A weak immune response results in death of the colony. For this state the empirical parameters satisfy the stability condition (1.28) for the point (1.27). In this state however, the immune response is weak, and thus insufficient for the host to eradicate or coexist with the pathogen. During the first 8 days of the simulation, the polyp population declines as the number of pathogen increases (Figure 1.2, Plots A and B). During this period, the phagocytes and humoral cells increase as the stem cells differentiate when cued by the signal (Figure 1.2, Plots C, D, and E). Shortly after, however, the abundance of the immune cells drops as the signal and polyps continue to decline and are eventually overtaken by the pathogen. After the tenth day of the simulation, polyps and pathogen steadily declined and by day 60 of the simulation the colony dies (Figure 1.2, Plots A and B). 21 DISCUSSION The model describes the immune response of sea fans against a generic pathogen when the host is healthy or immune compromised. It also simulates the growth rates of sea fans under these health states. The main conclusion of the model's analysis is that the strength of the immune response governs the capacity of sea fans to (1) eradicate a pathogen, and thus allow the host to reach its maximal growth capacity; (2) coexist with a pathogen indefinitely while growing below its maximal capacity; or (3) succumb to the pathogen. The level of success of the immune response to eradicate the pathogen is controlled by: (1) the capacity of the host to activate a signal after a pathogen has been detected; (2) the abundance of stem cells; and (3) the capacity of phagocytic and humoral cells to eradicate the pathogen. In this respect, the capacity to detect and activate a signal is higher in the healthy state than in the chronically and terminal diseased states. Likewise, the number of stem cells, precursors of phagocytic and humoral cells, are in greater abundance in the healthy state than in the both chronically and terminal diseased states. Lastly, the efficiency of phagocytic and humoral cells to eradicate the pathogen is also greater in the healthy state, followed by the chronically and terminal diseased states, respectively. Therefore, our model predicts that healthy fans are fast at recognizing a pathogen and very efficient at displaying an immune response and hence are able to eradicate the pathogen and reach its maximal growth capacity. In contrast, chronically diseased hosts, are in a permanent struggle with the pathogen population in which the immune system is capable of controlling the 22 pathogen population (an equilibrium is reached between the birth and death rate of the pathogen by the host immune system), but not capable of eradicating it. In this scenario the host will survive but the polyp birth rate will be reduced, compromising the growth rate of the colony. If the immune system is further compromised, by diminishing the efficiency of immune cells in killing pathogens, a threshold is reached in which the pathogen death rate becomes smaller than its birth rate. This causes the pathogen population to increase rapidly, resulting in colony death. Ellner et al. (2007) developed a model in which the main objective was to simulate the cellular response of the sea fan tissue after the fungus A. sydowii infected the host. In this model, the authors computed short-time solutions in which the pathogen virulence controls how quickly the pathogen kills the host. Consequently, the model is intended to display only the infection state. In other words, the model was designed such that the fungus is continuously consuming sea fan tissue and therefore the host will never recuperate from the infection. Because the model is formulated in one space dimension, they were able to simulate the effect of having several infection points simultaneously in a single host. However, if the spatial dimension is ignored and the model is reformulated as a single-compartment model as in our model, the equations of the reformulated model have multiple solutions for the healthy or infection-free state, and no solution is stable. In contrast, our model formulation exhibits a stable infection-free solution. Stability is obtained because we assumed a logistic growth for the polyp reproduction rate. 23 We are far from understanding how the immune system of cnidarians works and what factors, intrinsic and extrinsic to corals, influence the strength of their immune system. We also lack sufficient knowledge as to identify the different cells involved and their roles given an immune insult. However, as in many animals, environmental factors could negatively affect the immune systems of corals. Thus, at one point, a perfectly healthy sea fan could be immunecompromised due to an environmental stressor and consequently, a commensal or foreign microbe could invade and flourish producing tissue damage to it sea fan host. The degree of damage, however, could be controlled by the host immune strength or as in Ellner and coworkers model by the virulence of the pathogen. In our model, the three final health states (disease-free host, chronically-diseased host, and terminally-diseased host) were reached assuming constant pathogen virulence (i.e., the effect of pathogens on polyp death rate is not altered) while varying the colony’s immune response. This suggests an alternative paradigm of how to interpret the phenomenon of coral diseases. Currently, the concepts of “one pathogen-one disease" and the variability in the virulence of pathogens are readily accepted to explain the temporal variability in prevalence and mortality of corals (e.g., Reshef et al. 2006; Harvell et al. 2007; Sokolov 2009). This model suggests that one can obtain temporal variability in prevalence (or incidence) and mortality in a population of corals in response to temporal or spatial variability in some stress that compromises the immune system of coral colonies (Lesser 2006). This leads us to suggest an alternative explanation for a sea fan capacity to recover, based on its cellular immune 24 response as opposed to variation in the virulence of pathogens or due to increased resistance at the population level as a result of selection of the most resistant colonies after a mass mortality event (Flynn and Weill 2009; Palmer et al. 2010; Bruno et al. 2011). 25 CHAPTER ONE TABLES 26 Table 1.1 Empirical and theoretical parameters Table 1.2 Initial values of model variables 27 CHAPTER ONE FIGURES 28 Figure 1.1 Schematic diagram that represents the immune response of a Gorgonia ventalina colony after the detection of a pathogen. The p-box describes the change in polyp density, which is regulated by: the birth rate constant of polyps ( ); the mortality rate constant of polyps ( ) and the mortality rate constant of polyps caused by pathogen ( ). The q-box describes the change in pathogen density controlled by: the birth rate constant of pathogen ( ) and three ways of mortalities; natural mortality rate constant ( ); the mortality rate constant caused by phagocytes ( ) and mortality rate constant caused by humoral cells ( ). The s-box represents the change in chemical signal controlled by: the rate constant at which the concentration of the chemical signal increases ( ) as a function of the pathogen abundance and the rate constant at which the signal decreased ( ). The u-box represents the change in stem cells abundance through time controlled by: the birth rate constant of stem cells ( ); their natural mortality rate constant ( ) and the rate constant at which the stem cells differentiate to phagocyte ( ) and humoral cells ( ). The a-box represents the abundance of phagocytic cells through time given a phagocytic index constant ( ); the rate constant at which the stem cells differentiate to phagocyte ( ) and the natural mortality rate constant ( ). The h-box represents the abundance of humoral cells, regulated by: the index constant of humoral cells efficiency ( ); the rate constant at which the stem cells differentiate to humoral cells ( ) and the natural mortality rate constant ( ). 29 Figure 1.2 Temporal dynamics polyps, pathogen, stem cells, phagocytic, humoral cells and chemical signal for the three health states. Healthy state HS (gray curve), chronic diseased state CDT (medium dashed black curve) and terminal diseased state TDS (dotted black curve). [A] In the HS the polyp population grows to its maximum capacity quickly. In the CDS the polyps never reach their maximum abundance and oscillate until attaining a stable equilibrium. In the TDS the polyps steadily decline, reaching extinction (i.e., colony death) by day 60. [B] In HS the pathogen population disappears rapidly, while for the CDS it coexists with the polyps, attaining a stable equilibrium. In the TDS the pathogen population grows rapidly, killing all the polyps; followed by its own demise after eliminating the host population. [C] In the HS the chemical signal is activated by the pathogen presence, but when pathogen is eradicated the signal decays. In the CDS the signal fluctuates through time in response to pathogen abundance, achieving a stable equilibrium after the pathogen stabilizes. [D] In the HS the stem cells population exhibits an exponential decay in the first 10 days (due to their differentiation into phagocytes and humoral cells), but in the following days it recuperates and their abundances remains almost constant. In the CDS the stem cell population also has an exponential fall during the first days due to the differentiation into phagocytes and humoral cells. In the TDS the stem cells population has a slower decay in comparison with the other states in first days until the population disappears with the death of the host. [E] The phagocytic and humoral cell populations have the same behavior (see section model assumptions). In the HS the phagocytic and humoral cells (dash gray line) reduced the pathogen abundance to reach this minimum values but never reach to zero. In the CDS the phagocytic and humoral cells (dashed black line) growth exponentially during the first day and subsequently fall exponentially until reaching stables values. Finally, in the TDS the phagocytic and humoral cells (dash-dot black line) grow during the first 20 days, reaching higher abundances than in the other states, but then decline steadily to death. 30 Figure 1.2 31 Figure 1.3 Phase diagram: The curve represents the dynamic behavior of polyps (horizontal axis) and pathogen (vertical axis) populations for 20000 days. It is noteworthy that the populations coexist. 32 CHAPTER TWO INDUCED RECOVERY OF DISEASED SEA FANS GORGONIA VENTALINA: SCRAPING OR EXTIRPATING? 33 ABSTRACT Coral diseases are currently playing a major role in the worldwide decline in coral reef integrity. In the Caribbean, one of the coral species most afflicted disease is the sea fan Gorgonia ventalina. There is much literature focusing on the causes and consequences of these afflictions. However, there is very little information regarding the capacity of sea fans to recover after being infected. The aim of this study was to compare the rehabilitation capacity of G. ventalina after diseasedinduced lesions were eliminated either by scraping or extirpating the affected area. Scraping consisted of removing any organisms overgrowing the axial skeleton from the diseased area as well as the purple tissue bordering these overgrowths using metal bristle brushes. Extirpation consisted of cutting the diseased area, including the surrounding purpled tissue, using scissors. The number of scraped colonies that fully or partially rehabilitated after being manipulated and the rates at which the sea fans grew back healthy tissue were compared among: 1) colonies at two sites with contrasting environmental conditions; 2) colonies of different sizes; and 3) colonies with different ratios of lesion to colony areas (LA/CA). Both strategies proved to be very successful in eliminating lesions from sea fans. In the case of scraping, over 51% of the colonies recovered between 80-100% of the lost tissue within sixteen months. The number of colonies that recovered from scraping was similar between sites and among colony sizes, but differed significantly depending on the lesion to colony area ratio (LA/CA). Extirpation eliminated all visual signs of disease and lesions did not reappear in any of the colonies. However, regeneration of tissue 34 in the extirpated area progressed very slowly. We conclude that lesion scraping is useful for eliminating relatively small lesions (i.e., LA/CA< 10%), as these are likely to recover in a short period of time, whereas for relatively large lesions (LA/CA≥ 10%) it is more appropriate to extirpate them. 35 INTRODUCTION Coral reef ecosystems provide a diverse array of goods, services, and ecological functions vital to human society. Over 10 million individuals across the World’s tropical coastal communities depend on coral reefs for their livelihood or protein intake (Moberg and Folke 1999; Salvat 1992). Reef-related fishing comprises between 9 and 12% of the World total fisheries (Moberg and Folke 1999); and revenues associated to recreational activities are estimated on hundreds of millions of dollars (Dixon et al. 1993). In the Caribbean, for instance, the estimated economic revenues obtained from coral reef associated activities range from US$350-$850 millions annually (Young et al. 2012). Reefs are also a major source of carbon sequestration (Remoundou et al. 2009), nitrogen fixation (Shashar et al. 1994), and together with rainforests, are the major centers of the Earth’s biological diversity (McIntyre 2010). However, coral reefs are undergoing dramatic declines worldwide (HoeghGulberg et al. 2007). These declines are particularly significant in the Wider Caribbean where nearly 80% of the coral cover has been lost during the past decades (Voss and Richardson 2006). Reasons for these declines are varied and complex, but there is a general consensus that coral diseases have played a major role in recent coral decline (Efrony et al. 2009). Coral disease studies have, for the most part, prioritized: 1) the etiology of these afflictions and 2) the ecological impacts of these diseases at the colony, population, and ecosystem level (Bruno et al. 2011; Nagelkerken et al. 1997; Smith et al. 1996). Far less attention has been devoted to developing strategies 36 for treating afflicted colonies; even though field evidence suggests that corals, in general, have relatively low natural recovery (Toledo-Hernández et al. 2009). Two approaches have been proposed to treat diseased colonies: 1) physical removal of the tissue with an active infection and 2) biological controls against pathogen. Hudson (2000) used an underwater suction device to remove the polymicrobial mat typical of black band disease (BBD), sealing the treated area with modeling clay afterward. Teplitski and Ritchie (2009) used pathogen-specific phages to contain infections produced by the bacteria Vibrio coralliiyticus and Thalassomonas loyana on the Red Sea corals Pocillopora damicornis and Favia favus, respectively (Efrony et al. 2007). However, none of these approaches have been extensively tested in the field; therefore the applicability of these methodologies as management tools is uncertain. During the past few decades, Caribbean sea fans (Gorgonia spp.) have suffered from several infectious diseases, e.g., protozoan infections (Morse et al. 1981, Goldberg 1984), red band disease (Weil and Hooten 2008; Williams and Bunkley-Williams 2000), skeleton eroding band (Croquer et al. 2006; Winkler et al. 2004), and aspergillosis (Nagelkerken et al. 1997). These diseases induce a macroscopic immune response consisting of an increase of purple sclerites, together with the disappearance of polyps in the afflicted area of the sea fan. As the infection proceeds, partial mortality of tissue occurs creating a lesion and leaving the axial skeleton open for fouling organisms such as algae and bryozoans. These lesions are likely to become permanent, but contained, or may increase in size causing whole colony mortality, depending on the virulence of 37 the pathogen or the strength of the immune response of sea fans (Ellner et al. 2009; Ruiz-Diaz et al. 2013). It is unlikely to observe full colony recovery of a sea fan colony if the lesions are overgrown by fouling organisms, even when the pathogen has disappeared from its host (Toledo-Hernández et al. 2009). The objective of this study was to analyze the effectiveness of two lesion eradication strategies, scraping and lesion extirpating, as tools to rehabilitate Gorgonia ventalina colonies in the field. Scraping consisted of removing, using metal bristle brushes, fouling organisms overgrowing the axial skeleton and the purpled tissue bordering these overgrowths. The success of this strategy was measured by estimating the rates at which sea fans grow back healthy tissue on the scraped area. Three factors that can potentially affect the rehabilitating process for the scraped colonies were considered: 1) environmental conditions, 2) colony size, and 3) the ratio between the size of the lesion and the size of the colony. With respect to environmental conditions, we hypothesized that relatively few colonies would completely rehabilitate and would exhibit slower rate of regrowth of healthy tissue at the sites with poor water quality (i.e., high turbidity, sedimentation, and nutrient concentration) when compared to colonies at the sites with good water quality. Colonies inhabiting sites with poor water quality have been shown to exhibit higher abundances of lesions than colonies in sites with better water quality (Peters 1997). Turbid waters may induce physiological stress on colonies, ultimately depleting the resources necessary for recovery. With respect to the effect of colony size, we hypothesize that lesion recovery should be independent of colony size, as stated by the localized regeneration 38 hypothesis since tissue regeneration is exclusively dependent on the amount of healthy tissue bordering the lesion (Bak and Steward-Van 1980; Meester et al. 1994; Oren et al. 2001). Finally, with respect to the effect of the lesion area/colony area ratio (LA/CA) on the rehab process, we hypothesized that colonies with a higher lesion to colony area ratio (LA/CA) should exhibit slower recovery than colonies with small lesion to colony area ratio – colony integration hypothesis (Oren et al. 2001). The colony integration hypothesis argues that the higher the proportion of healthy tissue with respect to the lesion, the more energy available for healing through translocation of resources, not just from the tissue bordering the lesion but from areas further away from the lesion. The extirpation treatment consisted of cutting from sea fans, the diseased areas using scissors. The success of this treatments was evaluated based on the amount of new tissue growing were the lesion existed and the reappearance of purpled band at the extirpated edge during the growth process. Methodology Study site The study was conducted from July 2011 to July 2013 in two natural reserves located along the Northeastern and Eastern coast of Puerto Rico: The Luis Peña Channel Natural Reserve at Culebra (LPR) and, Isla Verde Urban Natural Reserve at Carolina (IVR, see Figure 2.1). LPR is characterized by low urban development and no agricultural activities. Consequently, there is high water 39 transparency, averaging a light intensity of 11673.3lm/m2, relatively low suspended particle matter, sedimentation rate, and algal cover (ToledoHernández et al. 2007; Carlos Toledo-Hernández personal observation). The coral assemblage is dominated by small colonies of Diploria labyrinthiformis, Orbicella (Montastrea) annularis, and Porites astreoides. IVR, on the other hand, is impacted by urban runoff and discharges from a nearby estuary that drains into the ocean. There is low water transparency (averaging a light intensity of 5781.9 lm/m2), relatively high-suspended particle matter and sedimentation rate year round, a high algal cover, and low coral cover (<5%) dominated by small-sized colonies of resilient species such as Porites astreoides and Siderastrea radians (Torres and Morelock 2002). Lesion scraping experiment Two criteria were used to select the colonies: 1) the health state of the colony (i.e., diseased or healthy) and 2) the size of the colony (i.e., small, medium, or large). Diseased colonies exhibited lesions overgrown primarily by algae and the purple tissue that surround them. Causations of lesions were unknown to us, as we did not perform any microbiological or histological analyses to identify and diagnose the etiology of the lesions. However, most of the sea fan disease literature use macroscopic features, such as the one used in this study to diagnose colonies as diseased or healthy (Smith et al. 1996; Nagelkerken et al. 1997; Smith and Weil 2004). Healthy colonies in contrast, exhibited neither purpling nor bared skeleton. A total of 32 diseased and 14 healthy colonies were tagged at LPR, whereas 28 diseased and 15 healthy colonies were tagged at 40 IVR. Colonies with a total surface tissue area ranging from 300-500cm2 were classified as small, those with a total surface tissue area from 501-1000cm 2 were classified as medium, and colonies bigger 1000cm2 were classified as large (Toledo-Hernández et al. 2009). To estimate the size of the tagged colonies and their lesions, pictures were taken, at an angle approximately perpendicular with respect to the surface of the colony, with a digital submersible camera by placing a calibrated board as background to eliminate noise during the image analysis process. Lesions from diseased colonies were scraped using metal bristle brushes. Scraping resulted in the elimination of the fouling organisms overgrowing the axial skeleton and the purple tissue surrounding the overgrowth at both sides of the fans. While scraping, caution was taken not to break the axial skeleton. To determine if recovery was affected by the health state of the colony an area equivalent to 10% of the whole surface area of a healthy colony was scrapped as explained previously. To document the progression of wound-healing process, close-ups pictures of each lesion (from diseased and control colonies) were taken after scraping at monthly intervals for the following 16 months or until lesions healed completely (see Figure 2.2). Lesions were deemed healed (fully recovered), if the axial skeleton was completely covered by healthy sea fan tissue or if the scraped area (axial skeleton) fragmented. In order to estimate the percent of tissue that healed or recovered in those colonies that did not fully recover within the experimental time-period we subtracted the area not covered by tissue at the end of the experiment to the initial area (bared axial skeleton) just 41 after scraping the lesion. If the skeleton fragmented during the experimental period, the estimated fragmented area at the end of the experiment was subtracted from the initial bared axial skeleton area. Sigma Scan Pro Image Analysis version 5.0 Software was used to analyze all colony pictures. Measurements obtained from the Sigma Scan software were validated after comparing them with in situ measurements. Lesion Extirpation experiment This experiment was conducted in a 500m2 plot, 1-3m deep in the LPR. For this experiment, 27 not previously manipulated colonies were tagged, 17 were diseased colonies while the remaining 10 were healthy (as defined previously). The area of each lesion was estimated by analyzing the digital images as explained earlier. Extirpation of lesions consisted of cutting with scissors the axial skeleton overgrown by fouling organisms including the purple tissue ring bordering the overgrowth. Cuttings equivalent to 10% in average of total surface area were performed on healthy colonies (to measure the effect of colony health state) as control for the effect of tissue extirpation. Colonies were followed at monthly intervals for one year by means of pictures. Analyses of pictures were performed as explained above. In this experiment, colonies that did not show any signs of disease, i.e., purpling tissue or mortality, after lesions were extirpated were considered fully recovered. If disease signs re-appeared, these were measured and followed as previously explained (see Figure 2.2). 42 Statistical analyses We conducted three χ2 analyses (α = 0.05) comparing the number of colonies that fully recovered or yielded some level of tissue recovery between 1) study sites; 2) size classes; and 3) lesion ratios having LA/CA<5, 5≤LA/CA<10, and LA/CA≥10. In addition, we compared the rates of tissue recovery (change in lesion area through time) between sites, among size classes, and among LA/CA ratios using linear regression. To perform these analyses, the rates of recovery per size classes and LA/CA ratios were averaged at each study site and log transformed for data linearization. The slopes from the obtained linear regressions were then compared with an analysis of equality of slopes as described by Sokal and Rohlf (1981). Statistical analyses were performed using the software R 2.11.1. Results Scraping Technique Three distinct modes of lesions recovery were observed: 1) tissue regeneration, i.e., growth of healthy tissue over the exposed skeleton from tissue bordering the lesion, 2) partial fragmentation of axial skeleton, and 3) a combination of the tissue regeneration and partial fragmentation of exposed axial skeleton (Table 2.1). Average percent of the initial lesion size with respect to the whole colony area at LPR was 13.61 ± 15.99SD, while at IVR was 7.59 ± 3.84. For statistical purposes, we created three categories of lesion recovery: colonies that healed between 80-100% of their lesion; colonies that healed between 8-79%; and 43 colonies that did not recover (Table 2.1). When analyzed based on these classifications, colonies at LPR and IVR showed similar patterns of recovery (χ2 = 0.0201; df = 1; p = 0.8873), with 22% and 29% colonies reaching full recovery at LPR and IVR, respectively. Similarly, 50% of the colonies manipulated at LPR and IVR recovered ≥80% of tissue. Ten percent of colonies at LPR and 7% at IVR showed an increase in lesion area with respect to their initial size. To further analyze the effect of colony size on lesion recovery, we pooled the data based on colony size, i.e., small, medium, and large colonies. The statistical analysis showed no significant differences between colony size and recovery success (χ2 = 0.0357; df = 2; p = 0.9823; Table 2.1). Tissue regeneration was the most common mechanism of recovery (57%), as recovery by fragmentation was rare (Table 2.1). Finally, we pooled the colonies based on a lesion size/colony size ratio to test if relative lesion size affects the recovery capacity of colonies. Three categories were created: 1) those colonies with LA/CA<5% ratio; 2) those colonies with 5≤ LA/CA<10% ratio; and 3) those colonies with lesion to colony size ratio greater or equal than ten percent (LA/CA ≥10%). Recovery success varied significantly with respect to relative lesion size (χ2 = 6.483; df =2; p = 0.039). For instance, 75% of the colonies with relatively smaller lesions (LA/CA<5%), recovered completely whereas the number of colonies with relatively larger lesions (5%≤LA/CA<10% and LA/CA ≥10%), showed 68% and 42% of lesion recovery, respectively. Most of the healthy colonies exhibited full recovery, i.e., 12 of 14 colonies at LPR, and 13 of 15 at IVR. Of the remaining two healthy colonies that did not recover 44 completely at LPR, one showed between 80-99% of lesion recovery, while the other exhibited between 60-79% of lesion recovery. The remaining two colonies at IVR showed between 60-79% tissue recovery. Rates of tissue recovery Rate of recovery for diseased and healthy colonies followed an exponential decrease through time (R2=0.77, p< 0.05 with Log Recovery tissue = e–.002t+1.483 for diseased colonies and R2=0.55, p< 0.05 with Log Recovery tissue = e–003t+1.26 for healthy colonies). Rate of recovery of healthy colonies was significantly faster than diseased ones (Fs(1,33) = 6.243, p < 0.05, Figure 2.3A). Rate of tissue recovery of diseased colonies did not vary between sites (Fs(1,28) = 1.65, p > 0.05) nor with respect to colony size (Fs(2,21) = 0.027, p > 0.05), or relative lesion size (Fs(2,21) = 0.080, p >0.05), Figure 2.3B-D. Rate of tissue recovery of healthy colonies did not vary between sites (Fs(2,21) = 0.09383, p > 0.05), or with respect to colony size (Fs(2,21) =0.042, p > 0.05), Figure 2.3 B-C. Colonies with extirpated lesions None of the 27 colonies (17diseased and 10 healthy) exhibited any physiological stress, i.e., purpling tissue, throughout the monitoring period after lesions were extirpated. However, rate of tissue regrowth, which in this case included production of skeleton and soft tissue, was very slow. For instance, by the end of the experiment, diseased colonies had only regrown 11% of the original extirpated area (see Figure 2.2). 45 Discussion Lesions are small-scale disturbances common to all corals. Yet, the causes, as well as the consequences, of these lesions are variable, i.e., abiotic and biotic (Nagelkerken et al. 1999). For instance, predation-induced lesions for the most part, heal in a relatively short time and leave no permanent scars (personal observation). Thus, they may have no other consequence than the loss of tissue and the corresponding resource investment in tissue regeneration. However, disease-induced lesions are unlikely to heal in a short time period (ToledoHernández et al. 2009). Most likely, a colony will struggle to eradicate the disease and may either contain it or succumb to it, depending on the strength of its immune response (Ruiz-Diaz et al. 2013). In such cases, human intervention is desirable and may contribute towards recovery. To our knowledge, the present study is the first to document the fate of disease-induced lesions after being removed by scraping or extirpation. Tissue regeneration after scraping Three factors with the potential to affect tissue recovery were considered: 1) colony location, i.e., LPR vs. IVR; 2) sizes of colony, and 3) the LA/CA ratio. Our results showed that sites, and thus water quality, had negligible effects on the number of colonies that fully or partially recovered, and on the time taken for lesions to recover. These results were surprising as we were expecting to observe fewer colonies recovering and a lower rate of lesion recovery at IVR due to stresses caused by lower water quality parameters. Previous studies have linked the capacity of corals to recover their lesions with the level of water 46 degradation (Pastork and Bilyard 1985; Rogers 1990; Fisher et al. 2007; ToledoHernández et al. 2007). In fact, Fisher et al. (2007) has proposed to use the abundance of lesions on corals as an indicator of environmental stress. However, our data suggests that sea fans have an impressive resiliency in their regeneration capacity. This might explain why sea fans are one of the most dominant corals across the inshore, degraded, reefs in Puerto Rico. On the other hand, we failed to find an effect of colony size on recovery. This is in accord with the studies of Wahle (1983) on gorgonians, and those of Fisher et al. (2007) and Lirman (2001) on scleractinian corals; but in contradiction of Bak et al. (1977). Colony size, per se, does not appear to be a good predictor of recovery capacity. Interestingly, the only factor considered in this study that had a significant impact on lesion regeneration capacity of sea fans was the LA/CA ratio. For example, between 75% and 68% of colonies with LA/CA<5% and 5%≤LA/CA<10%, respectively, exhibited between 80-100% tissue regeneration. In contrast, only 42% of the colonies with LA/CA≥10% ratio exhibited between 80-100% tissue regeneration. As hypothesized, the smaller the LA/CA ratio the higher the probability of fully recovering, whereas the larger the LA/CA ratio the lower the probability of fully recovery. In fact, the average tissue recovery increases as the LA/CA ratio decreases (e.g., 80% for LA/CA <5%, 69.9% for colonies with a 5%≤ LA/CA<10%, and 58.7% for colonies with LA/CA ≥10%). Oren et al. (2001) argued that the higher the amount of healthy tissue vs. lesion area, the more 47 resources available for healing because resources produced away from the lesion can be translocated to the affected area. As in previous studies, injury recovery was a time dependent process, being faster at the onset of experiment, and decreasing as time passed (Meester et al. 1994; Lirman 2000). Hence, the longer the time taken to recovery, the more likely the injury will become permanent either, as a consequence of resource depletion, fouling organisms or both. In this study, unrecovered lesions were colonized by algal turf and as at the onset of the experiment, were surrounded by purpledtissue ring suggesting that the colonies were immunologically active. Tissue growth after extirpation Lesions extirpation was successful in that the very small areas with exposed skeleton remaining after cutting, sealed in a very short period of time, thus no fouling organisms nor purpling tissue were observed on the impacted area. In fact, these colonies regained their healthy state rather quickly. This held true in all colonies regardless of colony or the lesion size. On the other hand, if compared with tissue scraping, extirpation showed a much slower regeneration of tissue, as it exhibited a maximum of just over 10% of regeneration by the end of the experiment. Evidently, it takes more resources and time to regenerate the axis and associated components than to only regenerate scraped tissue. However, as in scraping, the resources necessary to regenerate the lost tissue might have come from the available healthy tissue (Oren et al. 2001). 48 We are still far from preventing coral diseases as most of the pathogens causing these diseases are unknown to us and the role of environmental factors on diseases etiology are still poorly understood. However, this study shows that scrapping or extirpation lesions are effective techniques for rehabilitating sea fans with lesions. Lesion scraping might be appropriate when LA/CA ratio is < 10% as these are likely to readily recover in relatively short period of time. Moreover, scraping seems to be a safe procedure as, at least in this study, the incidence of lesion across colonies adjacent to the manipulated ones did not increase, suggesting that scraping did not have a negative effect on adjacent sea fans. It is also worth to mention that the state of the colony may have an effect on the recovery rates of lesions, as diseased fans recovered at a slower rate than healthy fans. As these fans were immunologically activated previous to the experiment, they may have depleted part of their resources (i.e., amoebocytes or energy), and consequently have less assets for tissue regeneration. Extirpation of the lesion, on the other hand, may be better when lesions LA/CA ≥ 10%, as these seldom recover completely if scraped. The success of these techniques is yet to be tested on other coral species, but if successfully applied they could be implemented as a cost-effective management plan to rehabilitate coral communities. Furthermore, this study demonstrates that sea fans have the capacity of recovering with the help of human intervention. Hence, we demonstrate that involvement could help improve coral health state and thus is a desirable strategy for the management and control of sea fan diseases. 49 Cost analysis These recovery strategies can be proposed as a low cost management plan that can be implemented with the objective of eradicating sea fan lesions at localities impacted by disease. Below we elaborate a cost analysis for lesion eradication in two reefs with Gorgonia ventalina colony densities and lesion prevalence obtained from Toledo-Hernández et al. (2007). We assume a 10,000m2 reef area with an average depth of 6m. One reef (R1) has 0.84 colonies of G. ventalina colonies per m2 and a lesion prevalence of 6%. The other reef (R2) has a density of 0.13 and a prevalence of 25%. We also assume an average colony size of 900cm2, and an average lesion area of 9% of the colony total area. For R1 we have a total of 8400 G. ventalina colonies, of which 504 are diseased; thus, we have 504*900cm2*0.09= 40,824cm2 of tissue to scrape or cut. Lesions are removed by scraping at a rate of 50cm/minute and by cutting at a rate of 160 cm/minute, so we need a total of 13.61hours for the scraping process and 4.25h for the cutting process. For R2 we have a total of 1,300 G. ventalina colonies, of which a total of 325 are diseased, so we have 325*900cm2*0.09=26325cm2 of tissue to either scrape or cut. For this reef we will need 13.61 hours for the scraping process and 4.25 to cut out all the lesions in the coral reef Table 2.2. 50 CHAPTER TWO TABLES 51 Table 2.1 Rate of tissue recovery. Number of small, medium, and large colonies per locality (LPR or IVR, see Methods) that exhibited different amounts of recovery by different mechanisms: tissue regeneration (R), fragmentation (F), or a combination of both (R-F). Sites 100-80% Total Recovery 80Recovery 99 Size R F R- R F R-F Rate of tissue recovery 79-8% Recovery 60Recovery 4079 59 R F R-F R F R- Recovery 39-8 R F small LPR medium large small IVR medium large F R-F N R* F 1 0 2 0 0 2 0 0 1 2 0 1 0 0 0 2 2 0 2 4 0 0 1 0 1 0 1 1 3 0 0 1 0 0 0 2 1 0 1 0 0 1 0 0 0 0 0 0 2 0 1 1 0 0 0 0 1 2 0 0 0 0 0 0 2 0 0 1 0 0 0 1 0 0 0 0 2 0 0 0 1 0 2 3 0 1 0 0 1 0 0 0 2 1 1 2 52 Table 2.2: Cost: lesion elimination of Gorgonia ventalina colonies in a reef. Analysis assumes a reef area of 10,000m2, with densities of 0.84 or 0.13 colonies by square meters and disease prevalence of 6% and 25%, R1 and R2, respective. The analysis also assumes an average colony size of 900cm2, with lesions not greater than 10% of the total area of the colony. Cost ($) R1 Details Price per unit Maritime Transportation 225 (per day) Metal scissors Metal brushes Scuba divers (3) 500 (per day) Waterproof tables 20 TOTAL R2 Scrp. 900 Extirp 225 Scr-Ext 225 Scrp. 225 Extirp 225 Scr-Ext 500 10 60 60 60 60 60 60 6 48 48 48 48 48 48 6000 1500 4500 3000 1500 3000 80 80 80 80 80 80 7088 1913 4913 3413 1913 3688 53 CHAPTER TWO FIGURES 54 Figure 2.1 Map of Puerto Rico showing the study sites. La Isla Verde Urban Natural Reserve at Carolina (IVR, box A) and, The Luis Peña Channel Natural Reserve at Culebra (LPR, box B). 55 Figure 2.2 Example of healing process of a colony with a lesion that was (A) scraped and (B) extirpated. A August 12, 2011 August 12, 2011 October 18, 2011 March 27, 2012 June 13, 2012 B June 23, 2012 June 23, 2012 June 12, 2013 56 February 7, 2014 Figure 2.3 Recovery rates of scrapped colonies. Linear regressions of tissue recovery rates of scrapped colonies between (A) control and experimental colonies, (B) Luis Peña (LPR) and Isla Verde (IVR) sites (C) among size classes; small, medium, and large colonies, and (D) among lesion to colony area ratio (LA/CA) categories. 57 CHAPTER THREE DO ENVIRONMENTAL FACTORS AFFECT THE LESION RECOVERY OF SEA FANS? 58 ABSTRACT Despite the plethora of studies describing the relationship between the octocoral Gorgonia ventalina and its fungal-induced disease, aspergillosis, we lack basic understanding on how environmental factors affect lesion recovery. This restricts our ability to comprehensively understand the real impact of the disease at the colony, population, and community levels. In this study we compared the recovery capacity of diseased G. ventalina colonies at two different depths (5m and 12m) with significant differences in light intensity, temperature, and hydrodynamics, while correcting for genetic differences. We found that the initial health state of colonies (i.e., being diseased or healthy) had a significant effect on tissue regeneration (healing). However, no effect of either depth or genetic variability was found. All healthy fragments and clones, regardless of treatment exhibited full recovery, whereas diseased fragments and clones did not. Our results suggest that the rate of tissue regeneration may be more related to intrinsic factors, such as energy budget, rather than to factors external to the colony. 59 INTRODUCTION In the last few decades, coral diseases have increased in prevalence, incidence, as well as in severity (Bruno et al. 2007; Burns and Takabayashi 2011; Pollock et al. 2011). Current research supports the link between environmental factors and disease prevalence and incidence. For example, elevated seawater temperature has been associated to outbreaks of white syndromes of hermatypic corals in the Pacific (Bruno et al. 2007). Poor water quality (nutrients, rainfall and associated runoff) has also been associated with disease outbreaks as is the case of atramentous necrosis, a disease that impacts the coral Montipora aequituberculata in the Great Barrier Reef (Haapkylä et al. 2011). Similarly, black band disease, which affects several coral species in the Caribbean, has been linked to both high water temperature and high concentration of nitrite and orthophosphate (Kuta and Richardson 2002). As diseases impair vital functions of corals such as survival, growth, reproduction as well as immunological response (Burns and Takabayashi 2011; Ruiz-Diaz et al. 2013), diseases may compromise the functionality of coral reef ecosystems as a whole. In order to develop initiatives to mitigate the effect of coral diseases at the species, population, and community levels, is not only necessary to understand the role of environmental factors on disease outbreaks, but also how environment factors affect the capacity of corals to recover from disease. Corals frequently experience tissue loss due to predation, wave-action, competitive interactions or diseases, among other factors. The capacity of corals to regenerate new tissue and recover from these lesions is influenced by the 60 location of the lesion on the colony, their size and shape, size of the colony bearing the lesion, resources available for recovery, the state of the immune system of the colony, and species-specific attributes (Bak and Steward-Van; 1980; Meester et al. 1994; Oren et al. 1997; Ruiz-Diaz et al. 2013). Another important consideration is the amount of time the lesion remains open, because the likelihood of recovering will dramatically decrease within that time, as the bare skeleton tends to be quickly overgrown by fouling organisms such as algae (Whale 1983). Similarly, diseased-induced lesions are likely to remain unrecovered, if the immune response of the colonies is weak (Ruiz-Diaz et al. 2013) and/or the virulence of the pathogens is high (Ellner et al. 2009). High lesion prevalence in sites with poor water quality (Toledo-Hernández et al. 2007) could be explained by the effect of high turbidity and/or sedimentation increasing the probability of an infection (for example, by compromising the immune response of corals against a pathogen, Ruiz-Diaz et al. 2013) or by the effect of these variables on the capacity of corals to recover from diseasedinduced lesions. For example, light attenuation could reduce photosynthetic rate and consequently the energy budget of zooxanthellate corals (Kirk 1994), compromising not only the immune response, but also the capacity to generate rapidly new tissue. The objective of this study was to measure the effects of light intensity, temperature, and water motion on tissue recovery rate of healthy and diseased Gorgonia ventalina corals. To pursue this objective we compared the recovery rate of healthy and diseased colonies at two different depths using a factorial 61 design with four replicate blocks per depth, each having two healthy and two diseased sea fan fragments per block and two healthy and diseased clones (i.e., fragments from the same colony). Tissue fragments and clones from healthy and diseased colonies were scraped and the tissue recovery measured through time. Light intensity, water motion, and temperature were measured at each depth to associate these parameters to tissue recovery. Given that light intensity, temperature, and water motion are positively related to photosynthetic performance of G. ventalina (Finelli et al. 2007; Mass et al. 2010; Sebens et al. 2003), we hypothesized that recovery would be faster at shallow depths due to higher light intensity, water motion, and temperature. Methods Study sites The study was conducted in Cayo Largo (CL), located 6.5km off the Northeastern coast of Puerto Rico (N 18° 19.09’ 42’’ W 65° 35.01’ 75’’), between April and August, 2013. CL is a patch reef with a coral assemblage dominated by large colonies of Gorgonia ventalina, Pseudopterogorgia acerosa and small colonies of the Montrastea annularis, Acropora palmata, and Porites astreoides (for further description of the study area see Hernández-Delgado (2005)). 62 Experimental design and environmental data A total of eight blocks were established at two different depths, 5m and 12m, four blocks at each depth. At each block, four tissue fragments of approximately 165.5cm2 were collected from nearby G. ventalina colonies. Two of these fragments were healthy and the other two were diseased. Diseased fragments were characterized by a necrotic area surrounded by purple tissue, which represented between 5 and 35% of the total area of the fragments. Each fragment was attached to an extended nylon line tied to metal rod 2m apart so that the fragments were suspended approximately 1m above the substrate. Each block contained a replicate of the following treatments: one non-scrapped healthy and diseased fragment (i.e., control - HF and DF, respectively) and one scraped (see below) healthy and diseased fragment (HF-S and DF-S, respectively). For the HF-S, the equivalent of ten percent of the total tissue area was scraped off. For the DF-S treatment, the total injured area – the necrotic area overgrown by fouling organisms plus the purpled tissue – was scraped. Scraping resulted on the exposure of the axial skeleton. To evaluate the effect of depth on the recovery capacity of G. ventalina, while controlling for the genetic variability, we replicated each of the above treatments with tissue fragments from the same colony (i.e., clones) by cutting two identical halves, one of which was placed at a shallow block and the other at a deep block. Thus, each block contained a replica of the following clone treatments: one healthy and one diseased non-scraped clone (HC and DC, respectively) and one 63 healthy and one diseased scraped clone, (HC-S and DC-S, respectively). In the case of DCs, they were split so that roughly each resulting half has similar amount of injured area. In the case of HC-S, the equivalent of 10% of the total areas was scraped. Lesions from the DC-S were scraped as previously described. At the end, each block per depth had one HF, HF-S, HC, HC-S, DF, DF-S, DC, and DC-S (see Figure 1). To document the progression of the wound-healing process, close-ups pictures of each fragment and clone were taken after scraping, eight times every two weeks between April and August or until the lesions healed completely (see Figure 2). Lesions were deemed healed (fully recovered) whenever the bared skeleton was completely covered by healthy tissue. Percent of tissue recovered for those fragments that did not fully recover within the experimental time-period was estimated by subtracting the remaining area without soft sea fan tissue at the end of the experiment to the initial area (bared axial skeleton) just after scraping the lesion. Sigma Scan Pro Image Analysis version 5.0 Software was used to analyze all fragments and clones pictures. Measurements obtained from the Sigma Scan software were validated after comparing them with in situ measurements. At each depth (5m and 20m), the following environmental variables were measured: light intensity, water temperature, and water motion. Light and temperature were measured using a Hobo Pendant temperature/light data logger 64k-UA-002-64 (Onset Company), with three digits decimal places of accuracy, attached to the metal rods using a zip tie, one device for each depth (see Figure 64 3). These devices were programmed to record every 15 minutes for 14 days each from April 26 to May 3, May 16 to June 7, June 28 to July 12, and August 9 to August 23, 2013. Light intensity data was obtained during the first 10 days of placement, as seaweeds overgrowth on the device, the collected data can be affected if left for more than 10 days (pers.obs). Water motion was monitored using the Hobo Pendant G acceleration/tilt data loggers & sensor UA-004-64 (Onset Company). These devices were placed following the recommendations of Evans and Abdo 2010. Briefly, the devices were inserted in a sphere of polystyrene of 12cm diameter covered with waterproof tape and attached to the metal rods using a stainless braided of 30cm long. Water motion data was monitored every 10 seconds for a period of 2.5 days at each depth. Measurements were performed twice (December 4 to 6, 2013 and January 14 to 16, 2014). Statistical analysis Lesion recovery was expressed as the rate at which tissue regenerated (in cm2) through time. This can be represented as the slope of a linear regression with time (in days) in the x-axis and lesion area in the y-axis (log transformed). In this analysis, the slope value (obtained in the previous regressions) was the explanatory variable and the lesion area/fragments or clones area ratio was the independent variable. An additional linear regression was used to analyze whether there was a relation between lesion recovery rate and the initial lesion area. 65 To determine whether depths (5m and 12m) and fragment treatments (DF, DFS, and HF-S) had an effect on the tissue regeneration through time, the slope of each fragment was compared using a two-way ANOVA with depth and treatments as fixed factors. The results from clonal fragments were analyzed separately from the individual fragments analysis using a repeated measure ANOVA, as clones are not independent from each other. Statistical analyses were performed using R version 3.1 (R Core Team, 2014). RESULTS Environmental variables and recovery Light intensity and temperature showed statistical differences between depths (see Table 3.1). Average temperature at 5m was 28.555 ± 0.012°C (mean±SE), while at 12m it was 28.334 ± 0.006°C. Average light intensity at 5m was 11203.55±459.410Lux, while at the 12m it was 3429.36±129.11Lux. Average water motion for the December 5-6, 2013 period was 10.503±0.190m/s2 at 5m and 9.810±0.166m/s2 at 12m; this difference was significant (t =358.701, df=33254.95 p <0.001). Likewise, for the January 15-16, 2014 period average water motion at 5m was 10.221±0.199m/s2 and 9.801±0.197m/s2 at 12m; this difference was also significant (t= 132.941, df=16209.3, p<0.001). Tissue Recovery All the healthy and scraped fragments and clones (HF-S and HC-S, respectively) survived the experiment without any necrosis. The two way ANOVA indicates that tissue regeneration was only affected by treatments (F(2,15)= 7.111, p = 66 0.007); depth (F(1,15)= 0.193 , p = 0.667); and their interaction (F(5,15)= 0.487 , p = 0.623) did not showed statistical differences, see Figure 4A. Tukey HSD test revealed statistical differences between the treatments DF and HF-S (diff= 0.011, p = 0.007). The results from the repeated measures ANOVA analysis performed with the clones showed that tissue recovery was only affect by treatments (F(2,15)=5.477, p= 0.0317). Depth (F(1,15)=3.587, p=0.095) and their iterations showed no significant differences (F(5,15)=3.915, p=0.065). The average tissue recovery of the clones was –0.024 ± 0.008cm2 for HC-S; –0.004 ± 0.008cm2 for DC-S and –0.019 ± 0.017cm2 for DC (see Figure 4B). The results of the Tukey HSD analysis showed significant differences between DC-S and HC-S (diff=0.020, p= 0.001) and DC-S and DC (diff=0.015, p=0.016). DISCUSSION The relationship between environmental factors and coral diseases is not well understood (Kuta and Richarson 2002; Haapkylä et al. 2011). The few studies attempting to understand this relationship have focused primarily on how environmental variables may induce a given disease rather than how they can affect the recovery process (Croquer et al. 2002). This study is the first attempt to document the relation between the recovery dynamics of a diseased coral colony and environmental factors such as temperature, light intensity, and water motion while controlling for genetic variability. 67 Fisher et al. (2007) found that colonies of Montastrea spp at 3m depths regenerated significantly faster than colonies at 6, 9, and 18m. This is in agreement with our working hypothesis, as we expected to find higher tissue recovery rates in fragments placed at 5m than those fragments placed at 12m. However, we found that colonies of G. ventalina at both depths recovered at similar rates, even though, light intensity, temperature, and water motion differed significantly between depths. Fragments from the same colony (i.e., clones) placed at different depths (i.e., HC-S, DC-S, HC, and DC) showed very similar results. A possible explanation for our results is that the observed reduction in temperature, light, and water motion between 5 and 12m were not sufficient to impair physiological processes of sea fans. It is known that zooxanthellate corals have the capability to acclimate to different light environments to enhance photosynthetic performance (Iglesias-Prieto and Trench 1994; Robison and Warner 2006; Frade et al. 2008). The reduction in light intensity of approximately 32% and of 20% in water motion observed at the deeper station might not have been sufficient to impair photosynthetic rate or diffusion in sea fans. Likewise, the difference in temperature of 0.2°C, although statistically significant, is unlikely to have had a significant biological effect. The main finding of this study is that the initial health state of colonies (i.e., being diseased or healthy) has a significant effect on tissue recovery. All healthy fragments and clones, regardless of treatment exhibited full recovery, whereas diseased fragments and clones did not. It took on average, less time for scraped healthy fragments and clones to heal their lesions than for scraped healthy 68 fragments and clones (i.e., 78 days vs. 97 days, respectively). These results suggest that diseased fragments and clones have less resource to invest into regeneration of lesion than healthy fragments and clones because in diseased colonies resources are already being allocated to the immune response (Nagelkerken et al. 1997). Theoretically, life history traits such as immune defense and tissue repair are supported by a common resource pool. Thus, it is likely that the allocation of resources for healing were diminished in the diseased tissues (Oren et al. 2001). In conclusion, this study demonstrates that depth, light intensity, temperature as well as water motion does not affect considerably the recovery capacity of the sea fan G. ventalina. This may explain why this species thrive relatively well in many coral reefs across Puerto Rico, regardless of environmental degradation. 69 CHAPTER THREE TABLES 70 Table 3.1: t-test statistic between shallow and deep sites for light intensity and temperature for different time’s periods. Experimental time April 26 to August 23, 2014. Light Intensity Temperature April 26 – May3 May 16 – June 7 June 28 – July 12 August 9 –August 23 t =15.134 t =15.552 t =17.589 t =17.553 df=363.398 df=992.628 df=902.605 df=897.812 p<0.001 p<0.001 p<0.01 p<0.001 t=10.422 t =17.497 t =12.866 t =26.723 df=838.223 df=3541.618 df=2274.336 df=3051.956 p<0.001 p<0.001 p<0.01 p<0.001 71 CHAPTER THREE FIGURES 72 Figure 3.1 Diagram representing different Gorgonia ventalina tissue recovery treatments per replicate station. HF: healthy fragment, HC: healthy clone, HF-S: scrapped healthy fragment, DF-S: scrapped diseased fragment, DF: diseased fragment, HC-S: scrapped healthy clone, DC-S: scrapped diseased clone, and DC: diseased clone. Light green represents healthy tissue, black oval represents exposed skeleton, and violet oval represents lesion. See Methods for more details. 73 Figure 3. 2. Example of wound-healing process. Close-up pictures of a scrapped healthy fragment showing healing process during experiment. May 16, 2013 April 26, 2013 June 28, 2013 July 12, 2013 August 30, 2013 August 9, 2013 74 Figure 3.3 Sensors used to measure light intensity, temperature, and water motion. (A) Light and temperature were measured using a Hobo Pendant temperature/light data logger 64k-UA-002-64 (Onset Company). (B) Water motion was measure using Hobo Pendant G acceleration/tilt data loggers & sensor UA-004-64 (Onset Company). B A 75 Figure 3. 4: Boxplot showing mean (bold line) ± one standard error (box) and two standard errors (whiskers) of tissue recovery treatments of fragments (A) and clones (B). (A), DF: diseased fragment, DF-S: scrapped diseased fragment, HF-S: scrapped healthy fragment. (B) DC: diseased clone, DC-S: scrapped diseased clone, HC-S: scrapped healthy clone. 76 CHAPTER FOUR MODELING LESION RECOVERY OF SEA FANS 77 ABSTRACT In the last decades, the Caribbean sea fan coral Gorgonia ventalina has suffered from several infectious diseases, e.g., protozoan infections, red band disease, skeleton eroding band, and aspergillosis. These diseases have decimated many populations across the Caribbean. However, recuperation from these illnesses is possible. Sea fan recovery capacity is affected by the stress levels and the colony health condition. In this study, we present a mathematical model that analyzes the recovery capacity of G. ventalina under contrasting health conditions after a lesion has been induced. In a healthy colony, after a lesion, a purple tissue initially overgrows the bare skeleton; afterward the healing process culminates when the purple tissue is replaced by healthy tissue, which completely covers the afflicted area. The model predicted three solutions based on the strength of the immune response of a colony: 1) a lesion completely and exclusively covered by healthy tissue, after it was first covered by purpled tissue; 2) a lesion completely covered by healthy and purpled tissues; and 3) a lesion completely covered by purple tissue. In conclusion, the model was accurate in reproducing three of the macroscopic levels of recovery that have been observed in the field. 78 INTRODUCTION Coral diseases have decimated many coral species worldwide (Hoegh-Gulberg et al. 2007). Since first documented, research has been conducted to understand the causes and consequences of coral diseases (Efrony et al. 2009). Nonetheless, the field of coral diseases is still in its infancy as the etiology of most coral diseases is not yet fully understood. To advance our knowledge of coral diseases new tools need to be developed to help us to understand, prevent, and control these maladies. Recently, researchers have developed mathematical models that simulate hostpathogen interactions in corals. Two good examples of these are the models proposed by Ellner at al. (2009) and Ruiz-Diaz et al. (2013). Ellner and coworkers simulate the cellular response of the Caribbean sea fan (Gorgonia ventalina) to a fungal infection. In this model, short-time solutions are computed in which the virulence of the fungus controls the rate at which the pathogen kills its host. Ruiz-Diaz and collaborators, on the other hand, simulate the immune responses of sea fans under three health state conditions: 1) infection-free, 2) chronically-diseased, and 3) terminally-diseased. The importance of these models is that they allow us to predict the fate of the host after an unforeseeable event (by varying key model parameters) has occurred. Moreover, as both models are abstractions of a real system, i.e., interaction between a pathogen and sea fans, they help us to determine the roles and interactions of key components on the biological system. 79 In this study, we present and analyze a system of two differential equations that simulates the recovery of G. ventalina coral after a disturbance has occurred, i.e., scraping of tissue. Model’s main data were estimated from fieldwork studies in which tissue from healthy and diseased fan colonies showing lesion overgrown by fouling organisms and surrounded by purpled tissue, were scraped. Thus, the model is used to explore the tissue recovery capacity of the corals, by following the tissue-pigmentation changes, under two health conditions (healthy and diseased) after a wound has been induced. The wound healing process in corals is complex and poorly understood. The cellular mechanisms of the healing process consist of four sequential, but overlapping phases (Palmer et al. 2011): 1) clot formation via the degranulation of melanin-containing granular cells that seals the injury, preventing the loss of essential fluids and the entering of potential pathogens into the internal coral environment; 2) inflammation response consisting in the infiltration of amoebocytes (putative immune cells of anthozoans) into the wounded area, from surrounding tissue area, which phagocyte microorganisms and cellular debris; 3) proliferation of granular cells, i.e., fibroblast and the formation of granular epithelium (fibroblast controls the extra-cellular matrix production and collagen release, which help to form an epithelial-like layer across the lesion); and 4) maturation, which is the reorganization of the new epithelium, with collagen production and the apoptosis of excess of cells. In gorgonian corals such as the sea fans, the most obvious response upon a wound, whether abiotic or biotic, is the pigmentation of sclerites. Sclerites are 80 calcium carbonate elements secreted by scleroblasts (Leverette et al. 2008). These elements have different sizes and shapes and are primarily seated on the epithelial layer, giving structural support to the soft tissue while functioning as a shield by protecting gorgonians from harmful organisms such as predators (Etienne et al. 2007). During the early stage of the healing process, as new tissue overgrow the wound, the number of pigmented (purpled) sclerites dramatically increases, giving the tissue its purpling characteristic. As time progresses, clear sclerites - from new healthy tissue - replace the recently secreted purpled sclerites and thus the purple tissue begins to disappear and the lesion is completely covered. Shortly after that, purpled tissue is completely replaced by healthy tissue. However, if sea fans are immunological compromised, purpled tissue might never disappear from the wound, even though the wound has been covered. Mathematical model In this section we present the model equations, steady-state solutions, and explain the parameter choices. Model assumption This model assumes that G. ventalina corals can be in two health states; healthy or diseased. The causation of the disease is the same in all diseased colonies. The lesion occurs in an interior region of the colony. We also assume that under the diseased condition, the tissue surrounding the lesion is healthy. Regardless of the health condition of the colony, healthy tissue will replaced the purple tissue 81 during the healing process. Thus, the health condition is only obtained when skeleton is totally overgrown by healthy tissue and the purple tissue has disappeared. Purple tissue is an intermediate state before gaining health. Finally, we assumed a single compartment model, i.e., purple and healthy tissues grow homogeneously across a specific area of bare skeleton (the lesion). Model equations The differential equation (4.1) represents the dynamic process of lesion overgrowth by purple tissue. Let us denote the fraction of purple tissue by and the fraction of healthy tissue by . Thus, the rate of change of purple tissue is given by: ( where ) (4.1) (1/days) is the rate at which the purple tissue grows on the skeleton, the maximum fraction of tissue, thus , and is is the rate at which purple tissue is reduced in presence of healthy tissue. The differential equation (4.2) represents the rate of change of healthy tissue ( ), which is given by: ( where ) (4.2) (1/days) is the rate at which healthy tissue grows and which the healthy tissue is reduced in presence of purple tissue. 82 is the rate at Steady-state points and stability Three steady-state solutions were obtained from the equation system (4.1)-(4.2) by equating the derivatives to zero ( ( and solving them for ) (4.3) ) (4.4) and . Total recovery state For the total recovery of the lesion, i.e., skeleton is completely overgrown by healthy tissue, and , and from equation (4.4), one gets that . Hence, the steady-state solution is ̂ ( ̂ ̂) ( ) (4.5) Chronically diseased state 1 For the intermediate scenario of recovery (lesion is overgrown by purple and healthy tissue), and , and from equations (4.3) and (4.4), after some ( ( algebraic manipulations, one gets that ( ( )) ( )) ( ) and ). Then, the steady-state solution is ̃ ( ̃ ̃) ( ( ) ( ) ) 83 (4.6) Chronically diseased state 2 For the last scenario of recovery (skeleton is covered by purple tissue exclusively) and , and from equation (4.3), one gets that . Hence, the steady-state solution is ̈ ( ̈ ̈ ) ( ) (4.7) In a continuous model, a steady-state solution will be stable provided that the eigenvalues of the linearized problem have negative real part, i.e., Re ( ) < 0, for all i (Edelstein-Keshet 1998). From equations (4.3) and (4.4), the Jacobian matrix is given by equation (4.8). [ ( ) ] ) ( (4.8) We evaluated the point ̂ ̃ , and ̈ , from equations (4.5), (4.6), and (4.7), respectively, in the Jacobian matrix (4.12). At ̂ the Jacobian matrix is: ( ̂) [ ( ) In matrix (4.9) one eigenvalue ( negative if ] (4.9) ) is negative and the other eigenvalue is . Therefore, the steady-state solution (4.5) is stable whenever . At the steady state ̃ the Jacobian matrix is: 84 [ (̃) ( ( ) ) ( ( ) ] ) (4.10) By setting ( ) ( ) and ( )( )( ), it can be verified that the eigenvalues of the matrix (4.10) are √ . If and then , Under these conditions, positive sign, √ , and and the eigenvalue corresponding to the , has negative real part, i.e., eigenvalue corresponding to the negative sign, ( ) . . At the steady state (4.7), the Jacobian matrix is 85 ( ) . Moreover, the , has negative real part too, i.e., ( ̈) [ ( ] For this matrix, one eigenvalue ( negative whenever (4.11) ) ) is negative and the other eigenvalue is . Therefore, the steady-state solution (4.7) is stable whenever this condition is satisfied. Model parameters For the analysis of this model two types of parameters were used, empirical and theoretical parameters. Empirical parameters The data to estimate the growth rate of the purple tissue ( ) and the growth rate of the healthy tissue ( ) were obtained from the fieldwork conducted by RuizDiaz et al. (2014). To obtain the data, we tagged ten diseased and seven healthy colonies. Lesions from diseased colonies were scraped and photographed at monthly intervals for one year. We estimated (in cm2/days) and (in cm2/days) by doing image analysis of the digital photos using Sigma Scan, then the values were normalized by dividing them by the average area (cm2). A similar procedure was performed with healthy colonies, however, in this case the inflicted lesions have an area equivalent to 10% of the total colony area. Theoretical parameters These parameters are divided into fixed and variable parameters. The fixed parameters keep the same values irrespective of the recovery state of the 86 colony, while variable parameters were assigned according to the health state of the recovering colony; the values of and were adjusted to satisfy the stability conditions of each steady state. Results Table 4.1 shows initial values for model variables (i.e., at time t= 0) for each state: healthy and chronically diseased one and two. Table 4.2 shows the model parameters values. Total recovery The first simulation was obtained by choosing the value of such that the stability condition for the steady state (4.5) is satisfied (Table 4.2). In this solution, the skeleton is overgrown completely and exclusively by healthy tissue (Figure 4.1). From day 1 to day 10, purple tissue covered 9% of the bare skeleton at a rate of 1% per day. Afterwards, the rate at which purple tissue covers the lesion increased to 4% per day, such that by day 25 of the simulation, purpled tissue covered 70% of the bare skeleton. Subsequently, however, this rate decreases to levels similar to the start of the simulation (1.3% per day), thus by day 45, 96% of the lesion area was covered by purple tissue. While purpled tissue was covering the lesion, healthy tissue was replacing it. Thus, by day 32 of the simulation, healthy tissue had replaced only 1% of the purpled tissue area (at a rate of 0.03% per day). The rate at which healthy tissue replaced purpled tissue steadily increases with time, so as by day 45 healthy tissue had replaced 2% of the total area at a rate of 0.15% per day. From this 87 day until day 140 of the simulation, healthy tissue reached it maximal tissue replacement rate (0.77% per day). Afterward, the rate at which the healthy tissue replaced the purple one decreases until reaching complete recovery by day 300. Chronically diseased state 1 This simulation was obtained by choosing the values of and less than one such that the stability condition for the steady state (4.6) is satisfied (Table 4.2). It results in the skeleton completely overgrown by healthy and purpled tissue (Figure 4.2). During the first 62 days of the simulation, purpled tissue covered only 1% of the skeleton at a rate area of 0.02% per day. Afterward, however, the rate at which purpled tissue covered the bare skeleton increased to 1.8% per day, so that by day 95 of the simulation, 60% of the lesion was covered. The tissue continues to grow, though at a rate of 0.6% per day, until covering 89% of the lesion by day 143. Thereafter, the rate at which purpled tissue covers the bare skeleton was stabilized until the lesion is fully overgrown by purpled tissue by day 700. As previously described, healthy tissue slowly replaced purple tissue. Thus, by day 73 of the simulation, healthy tissue has replaced 1% of purpled tissue area at a rate of 0.01% per day. At day 95, healthy tissue had replaced 6% of the purpled tissue; while by day 143 healthy tissue had doubled the area covered at a rate of 0.34% per day. Healthy tissue continues to replace the purple tissue however, it never completely replaced the total area covered by purpled tissue. 88 Thus, by the end of the simulation, purpled tissue covered 20% of the original lesion area, while the remaining 80% is covered by healthy tissue (Figure 4.2). Chronically diseased state 2 The last simulation was obtained by choosing the value of such that the stability condition for the steady state (4.7) was satisfied (Table 4.2). In this solution the skeleton is exclusively overgrown by purpled tissue by the end of the simulation (Figure 4.3). During the first 15 days of the simulation, purpled tissue had covered 4% of the bare skeleton area, at a rate of 0.03% per day. However, at day 60 of the simulation, purpled tissue covered 57% of the lesion area, at a rate of 4% per day. From this day to day 100, purpled tissue covered 74% the lesion at a rate of 0.38% per day and by day 360 the lesion was completely covered by purpled tissue. In this solution, healthy tissue only replaced 42% of the purpled tissue during the first 69 days. Afterward, healthy tissue ceased to grow and was replaced by purpled tissue at a rate of 1.07% per day, so as by day 360 of the simulation, healthy tissue was completely replaced by purpled tissue (Figure 4.3). Discussion Even though, the model presented here is an abstraction of a highly complex process, as is the tissue healing process of sea fans, it is accurate in reproducing three of the macroscopic levels of recovery that have been observed in the field. The levels of recovery are represented in three different solutions: 1) a lesion completely and exclusively covered by healthy tissue, after it was 89 previously covered by purpled tissue; 2) a lesion completely covered by healthy and diseased tissues; and 3) a lesion completely covered by purple tissue. Healing of a lesion starts when purpled tissue begin to overgrow the exposed skeleton. This purpled tissue grows from the healthy tissue adjacent to the lesion. As time progresses, healthy tissue replaces the recently overgrown purpled tissue, until the lesion is completely covered, first by purpled tissue and then by healthy tissue (first simulation). As purpled tissue has been associated to immunologically active sea fans (Alker et al. 2004; Mydlarz and Harvell 2007; Toledo-Hernández et al. 2012; Ruiz-Diaz et al. 2013), the fact that purple tissue is completely replaced by healthy tissue brings about the activation of the immune system of the colony. However, under prolonged stressful conditions, the colony will maintain its immune activation for an extended period of time. In such scenario, two outcomes are observed: 1) the purpled tissue covers the exposed skeleton completely, yet healthy tissue fails to replace the purpled tissue completely. In such case, healthy and purpled tissue will cover the once open wound (second simulation, Figure 4.2). And 2) purpled tissue covers completely the exposed skeleton, with a subsequent partial replacement by health tissue, yet the healthy tissue is replaced back by purpled tissue, leaving the lesion covered only by purpled tissue (third simulation; Figure 4.3). From a mathematical standpoint, the model most critical parameters were . For example, in the total recovery case if and assume values slightly greater than those in Table 4.2, the coral will improve its recovery capacity. In other words, 90 the time taken for the colony to fully recover the lesion will decrease. In this regard, an increment in the value of could be interpreted as a reduction in stress. For a chronically diseased colony in state 1 large value of will result in the colony reverting to the total recovery case (i.e., 100% healthy tissue). Biologically this would result when a stressful environmental condition that had compromised the healing process disappears, and the colony is then able to fully recover. Finally, for a chronically diseased colony in state 2, large values of will result in the unrealistic situation were healthy tissue covers the bare skeleton without first being covered by purple tissue. Similarly, the greater the value of , the greater the stress and the longer it will take for the colony to recover. In this case, as continues to increase, the effect of in the model becomes negligible and the colony will cease to recover at all with the lesion covered 100% with purple tissue. Biologically, this can be interpreted as the colony remaining in a permanent immune activation mode. To conclude, the model successfully simulated the real behavior of the recovery dynamics of a sea fan in the sense that it was able to predict that the growth of healthy tissue always occurs after the purple tissue overgrows the bare skeleton. Moreover, by varying and , the model allows us to simulate changes in stress condition, with the consequent changes in health states. Thus, it allows us to simulate the effect of the ever-changing stress conditions on the recovery of corals. 91 CHAPTER 4 TABLES 92 Table 4.1 Initial values of model variables: Purple and healthy tissue. Description Healthy state Chronic state 1 Chronic state 2 Purple tissue 0.01091 0.00001 0.01091 Healthy tissue 0.00191 0.00001 0.00009 93 Table 4.2: Model parameters Empirical parameters Health state of the colony β Theoretical parameters Fixed parameter Κ* ρ Variable parameters λ θ Healthy 0.2103 0.1000 1 1.8601 0.1299 Chronically state 1 0.1458 0.0810 1 0.9759 0.8969 Chronically state 2 0.1025 0.2354 1 0.7800 1.0513 * Normalized from the average lesion area, 37cm2. 94 CHAPTER FOUR FIGURES 95 Figure 4.1 Dynamics of healthy and purple tissue for total recovery. % 96 Figure 4.2 Dynamics of healthy and purple tissue for the chronically diseased state 1; lesion is overgrown by purple and healthy tissue. % 97 Figure 4.3 Dynamics of healthy and purple tissue for the chronically diseased state 2; lesion is overgrown by purple and healthy tissue. % 98 GENERAL CONCLUSIONS The results of the studies conducted in this dissertation demonstrate that G. ventalina is an organism resilient to changes in environmental factors. In particular, those sea fans have a high regeneration capacity. This offers an explanation as to why sea fans are capable of thriving relatively well in many coral reefs across Puerto Rico, independently of the environmental conditions. The two mathematical models could be used as tools to predict the behavior of other coral species and also as a basis for understanding the behavior of coral species with smaller habitat ranges. The mathematical model presented in Chapter 1 predicts three final health states (disease-free host, chronically-diseased host, and terminally-diseased host) reached by assuming constant pathogen virulence (i.e., the effect of pathogens on polyp death rate is not altered) while varying the colony’s immune response. This analysis suggests an alternative explanation for the spatial and temporal variability in disease incidence and mortality, which is based on the strength of the immune system of hosts rather than the virulence of the pathogen. The lesion removal experiments presented in Chapter 2 demonstrate that sea fans have the capacity of recovering with the help of human intervention. The experiments also indicate that scrapping might be appropriate when the lesion to colony area ratio is < 10% as these are likely to readily recover in relatively short periods of time, and that lesion removal by extirpation is most appropriate when 99 the lesion is large (the ratio between lesion and colony area ≥ 10%). The experiment presented in Chapter 3 demonstrates that the differences in light intensity, temperature and water motion between 5m and 12m of depth does not affect significantly the recovery capacity of the sea fan G. ventalina. This may explain why this species thrive relatively well in many coral reefs across Puerto Rico, regardless of the environmental degradation. The mathematical model in Chapter 4 predicted three solutions based on the strength of the immune response of a colony. 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