ALAOE 2015 Report

Transcription

ALAOE 2015 Report

Variable Annuity Account C
December 31, 2015 Annual Report
Voya Retirement Insurance and Annuity Company
Not all funds may be available in all jurisdictions, under all contracts or under all plans.
April 2016
6
ued Customerr:
Dear Valu
u for providing
g us with the opportunity to
o serve you. F
Fostering rela
ationships witth customers like
Thank you
you is the
e very foundattion of our bus
siness.
nuity Compan
ny, (“VRIAC”)) remains com
mmitted to pro
oviding you th
he
Voya Retiirement Insurance and Ann
necessary
y tools and information so you may continue to make
e informed de
ecisions. As a result, includ
ded
with this le
etter is your 2015
2
Separate
e Account annual report w
which providess updated fina
ancial informa
ation
on the inv
vestment optio
ons available within your contract
c
with V
VRIAC.
ated team of employees, we
w thank you again for you
ur business an
nd look forwa
ard to
On behalff of our dedica
continuing
g to deliver ex
xceptional serrvice.
Sincerely,,
Charles Nelson
N
President
nuity Compan
ny
Voya Retiirement Insurance and Ann
Voya.com
FINANCIAL STATEMENTS
Variable Annuity Account C of
Year Ended December 31, 2015
with Report of Independent Registered Public Accounting Firm
This page intentionally left blank.
VARIABLE ANNUITY ACCOUNT C OF
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY
Financial Statements
Year Ended December 31, 2015
Contents
Report of Independent Registered Public Accounting Firm
1
Audited Financial Statements
Statements of Assets and Liabilities
Statements of Operations
Statements of Changes in Net Assets
Notes to Financial Statements
2
67
135
220
Report of Independent Registered Public Accounting Firm
The Board of Directors and Participants of
We have audited the accompanying statements of assets and liabilities of each of the investment divisions
disclosed in Note 1 as of December 31, 2015, of Variable Annuity Account C of Voya Retirement Insurance
and Annuity Company (the “Account”), and the related statements of operations for the year or period then
ended, and the statements of changes in net assets for the years or periods ended December 31, 2015 and
2014. These financial statements are the responsibility of the Account’s management. Our responsibility is
to express an opinion on these financial statements based on our audits.
We conducted our audits in accordance with the standards of the Public Company Accounting Oversight
Board (United States). Those standards require that we plan and perform the audit to obtain reasonable
assurance about whether the financial statements are free of material misstatement. We were not engaged to
perform an audit of the Account’s internal control over financial reporting. Our audits included consideration
of internal control over financial reporting as a basis for designing audit procedures that are appropriate in
the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Account’s
internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes
examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements,
assessing the accounting principles used and significant estimates made by management, and evaluating the
overall financial statement presentation. Our procedures included confirmation of securities owned as of
December 31, 2015, by correspondence with the transfer agents or fund companies. We believe that our
audits provide a reasonable basis for our opinion.
In our opinion, the financial statements referred to above present fairly, in all material respects, the financial
position of each of the investment divisions disclosed in Note 1 constituting Variable Annuity Account C of
Voya Retirement Insurance and Annuity Company at December 31, 2015, the results of their operations for
the year or period then ended, and the changes in their net assets for the years or periods ended December 31,
2015 and 2014, in conformity with U.S. generally accepted accounting principles.
/s/ Ernst & Young LLP
Philadelphia, Pennsylvania
April 4, 2016
December 31, 2015
(Dollars in thousands)
Assets
Investments in mutual funds
at fair value
Total assets
Net assets
Net assets
Accumulation units
Contracts in payout (annuitization)
Total net assets
AB Growth and
Income Fund Class A
AB VPS
Growth and
Income
Portfolio Class A
$
169
169
169
$
169
—
169
$
$
$
$
Total number of mutual fund shares
Cost of mutual fund shares
$
$
31,742
$
134
Aberdeen
International
Equity Fund Institutional
Class
484
484
484
$
484
—
484
$
$
$
16,074
$
428
Invesco Floating
Rate Fund Class R5
Invesco Mid
Cap Core
Equity Fund Class A
2,052
2,052
2,052
$
47
47
47
$
2,052
—
2,052
$
47
—
47
$
$
$
170,851
$
2,174
$
$
6,547
$
50
The accompanying notes are an integral part of these financial statements.
2
3,609
3,609
3,609
3,609
—
3,609
170,708
$
3,990
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Invesco Small
Cap Growth
Fund - Class A
Invesco
International
Growth Fund Class R5
Invesco
Endeavor
Fund - Class A
Invesco
Global
Health Care
Fund Investor
Class
$
75
75
75
$
453
453
453
$
11
11
11
$
75
—
75
$
453
—
453
$
11
—
11
$
$
$
$
$
$
2,354
$
89
$
$
14,393
$
483
$
$
711
$
13
Invesco High
Yield Fund Class R5
258
258
258
$
258
—
258
$
$
$
6,756
$
296
153
153
153
153
—
153
39,147
$
3
165
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Invesco V.I.
Core Equity
Fund - Series I
Shares
305
305
305
$
26,133
26,133
26,133
$
305
—
305
$
26,016
117
26,133
$
Invesco American
Value Fund Class R5
Invesco Energy
Fund - Class R5
Invesco Small
Cap Value
Fund - Class A
$
830
830
830
$
9
9
9
$
830
—
830
$
9
—
9
$
$
$
$
Invesco V.I.
American
Franchise
Fund Series I
Shares
$
$
24,822
$
979
$
$
399
$
11
$
$
18,947
$
383
$
$
456,074
$
18,505
4
33,322
33,322
33,322
32,934
388
33,322
984,705
$
27,480
December 31, 2015
Alger Green
Fund - Class A
AllianzGI
NFJ
Dividend
Value Fund Class A
AllianzGI NFJ
Large-Cap
Value Fund Institutional
Class
AllianzGI NFJ
Small-Cap
Value Fund Class A
1,225
1,225
1,225
$
3,708
3,708
3,708
$
247
247
247
$
26
26
26
$
1,225
—
1,225
$
3,708
—
3,708
$
247
—
247
$
26
—
26
$
Alger Capital
Appreciation
Fund - Class A
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
$
$
60,776
$
1,320
$
$
403,894
$
3,566
$
$
16,165
$
191
$
$
1,272
$
20
5
535
535
535
535
—
535
26,695
$
730
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Amana Growth
Fund - Investor
Class
Amana Income
Fund - Investor
Class
$
37,723
37,723
37,723
$
37,723
—
37,723
$
$
$
$
$
$
1,188,133
$
34,702
64,741
64,741
64,741
$
64,741
—
64,741
$
56,899
American
Century
Investments®
InflationAdjusted Bond
Fund - Investor
Class
5,103
5,103
5,103
$
118
118
118
$
5,103
—
5,103
$
118
—
118
$
American
Balanced
Fund® Class R-3
$
$
1,526,922
$
American
Beacon Small
Cap Value
Fund Investor
Class
$
$
215,135
$
4,724
$
$
5,419
$
133
24,336
24,336
24,336
24,336
—
24,336
2,161,322
$
6
27,511
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
American
Century
Investments®
Income &
Growth Fund A Class
Fundamental
InvestorsSM Class R-3
Fundamental
$
9,398
9,398
9,398
$
1,374
1,374
1,374
$
9,398
—
9,398
$
1,374
—
1,374
$
$
$
$
$
$
287,847
$
8,879
$
$
27,163
$
1,401
American
Mutual
Fund® Class R-4
72,172
72,172
72,172
$
72,172
—
72,172
$
$
$
1,425,755
$
62,831
Ariel
Appreciation
Fund - Investor
Class
3,156
3,156
3,156
$
3,156
—
3,156
$
$
$
93,525
$
3,321
551
551
551
551
—
551
12,218
$
7
615
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Ariel Fund Investor
Class
Artisan
International
Fund - Investor
Shares
Aston/
Fairpointe Mid
Cap Fund Class N
$
11,649
11,649
11,649
$
14,558
14,558
14,558
$
11,649
—
11,649
$
14,558
—
14,558
$
$
$
$
$
$
196,016
$
14,056
$
$
507,587
$
14,618
BlackRock
Equity
Dividend
Fund Investor A
Shares
33,918
33,918
33,918
$
33,918
—
33,918
$
$
$
987,986
$
42,937
BlackRock
Health
Sciences
Opportunities
Portfolio Institutional
Shares
1,273
1,273
1,273
$
1,273
—
1,273
$
$
$
60,783
$
1,367
171
171
171
171
—
171
3,388
$
8
185
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
BlackRock
Health
Sciences
Opportunities
Portfolio Investor A
Shares
BlackRock
Mid Cap
Value
Opportunities
Fund Institutional
Shares
BlackRock
Mid Cap
Value
Opportunities
Fund Investor A
Shares
Bond Fund of
AmericaSM Class R-4
Calvert VP
SRI Balanced
Portfolio
$
12,497
12,497
12,497
$
66
66
66
$
12,705
12,705
12,705
$
10,093
10,093
10,093
$
12,497
—
12,497
$
66
—
66
$
12,705
—
12,705
$
10,093
—
10,093
$
$
$
$
$
$
257,516
$
14,194
$
$
3,712
$
79
$
$
738,222
$
15,991
$
$
801,677
$
10,204
49,166
49,166
49,166
48,957
209
49,166
24,644,457
$
9
45,976
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Capital Income
Builder® Class R-4
Capital World
Growth &
Income
FundSM Class R-3
Cohen &
Steers Realty
Shares, Inc.
ColumbiaSM
Acorn® Fund Class A
$
330
330
330
$
850
850
850
$
7,976
7,976
7,976
$
330
—
330
$
850
—
850
$
7,976
—
7,976
$
$
$
$
$
$
5,911
$
341
$
$
19,718
$
777
$
$
113,110
$
8,537
ColumbiaSM
Acorn® Fund Class Z
47
47
47
$
47
—
47
$
$
$
2,691
$
71
7
7
7
7
—
7
370
$
10
10
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Columbia Mid
Cap Value
Fund - Class A
Columbia
Mid Cap
Value Fund Class Z
CRM Mid Cap
Value Fund Investor Shares
Davis Financial
Fund - Class Y
Delaware
Diversified
Income Fund Class A
$
8,510
8,510
8,510
$
2
2
2
$
306
306
306
$
1
1
1
$
8,510
—
8,510
$
2
—
2
$
306
—
306
$
1
—
1
$
$
$
$
$
$
613,569
$
10,610
$
$
125
$
2
$
$
16,002
$
413
$
$
30
$
1
4,464
4,464
4,464
4,464
—
4,464
520,382
$
11
4,684
December 31, 2015
Delaware Smid
Cap Growth
Fund Institutional
Class
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
1,410
1,410
1,410
$
1,410
—
1,410
$
1,478
Emerging
Markets Core
Equity
Class
989
989
989
$
27
27
27
$
34
34
34
$
989
—
989
$
27
—
27
$
34
—
34
$
Delaware
Small Cap
Value Fund Class A
$
$
43,477
$
Deutsche Small
Cap Growth
Fund - Class S
DFA InflationProtected
Securities
Class
$
$
21,549
$
1,131
$
$
965
$
30
$
$
2,955
$
34
12
186
186
186
186
—
186
11,829
$
193
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
U.S. Targeted
Value Portfolio Institutional
Class
Dodge & Cox
International
Stock Fund
Dodge & Cox
Stock Fund
$
2,412
2,412
2,412
$
331
331
331
$
2,412
—
2,412
$
331
—
331
$
$
$
$
$
$
122,132
$
2,600
$
$
9,071
$
346
Deutsche
Equity 500
Index Fund Class S
328
328
328
$
328
—
328
$
$
$
2,018
$
345
Eaton Vance
Large-Cap
Value Fund Class R
783
783
783
$
783
—
783
$
$
$
3,771
$
661
88
88
88
88
—
88
5,283
$
13
107
December 31, 2015
EuroPacific
Growth Fund® Class R-3
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
6,273
6,273
6,273
$
6,273
—
6,273
$
$
$
140,966
$
5,828
Fidelity
Advisor® New
Insights Fund Class I
Fidelity®
VIP EquityIncome
Portfolio Initial Class
281,909
281,909
281,909
$
1,180
1,180
1,180
$
281,909
—
281,909
$
1,180
—
1,180
$
EuroPacific
Growth
Fund® Class R-4
$
$
6,333,610
$
255,930
$
$
44,299
$
1,201
Fidelity® VIP
Growth
253,886
253,886
253,886
$
250,479
3,407
253,886
$
$
$
12,408,896
$
262,569
287,422
287,422
287,422
286,555
867
287,422
4,371,438
$
14
147,340
December 31, 2015
Fidelity®
VIP High
Income
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Fidelity® VIP
Overseas
Fidelity®
VIP
Contrafund®
10,441
10,441
10,441
$
30,265
30,265
30,265
$
10,404
37
10,441
$
30,265
—
30,265
$
$
$
2,109,205
$
12,226
$
$
1,586,200
$
25,862
Fidelity® VIP
Index 500
1,229,525
1,229,525
1,229,525
$
1,221,130
8,395
1,229,525
$
$
$
36,247,802
$
1,011,786
Fidelity® VIP
Mid Cap
176,926
176,926
176,926
$
176,926
—
176,926
$
$
$
857,074
$
124,277
3
3
3
3
—
3
87
$
15
3
December 31, 2015
Fidelity®
VIP Asset
Manager
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Franklin Mutual
Global Discovery
Fund - Class R
21,376
21,376
21,376
$
21,376
—
21,376
$
$
$
1,356,347
$
19,896
Franklin
Biotechnology
Discovery Fund Advisor Class
1,629
1,629
1,629
$
1,629
—
1,629
$
$
$
57,155
$
1,797
Franklin
Natural
Resources
Fund Advisor
Class
304
304
304
$
304
—
304
$
$
$
1,826
$
332
Franklin
Small-Mid Cap
Growth Fund Class A
5
5
5
$
5
—
5
$
$
$
240
$
8
16
287
287
287
287
—
287
8,894
$
343
December 31, 2015
Franklin
Small Cap
Value VIP
Fund Class 2
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Goldman Sachs
Growth
Opportunities
Fund - Class IR
Growth Fund
of America® Class R-3
Growth Fund
The Hartford
Capital
Appreciation
Fund - Class R4
103,364
103,364
103,364
$
9
9
9
$
13,745
13,745
13,745
$
370,151
370,151
370,151
$
102,132
1,232
103,364
$
9
—
9
$
13,745
—
13,745
$
370,151
—
370,151
$
$
$
5,846,366
$
99,179
$
$
409
$
10
$
$
338,374
$
12,279
$
$
9,034,694
$
290,328
—
—
—
—
—
—
3
$
17
—
December 31, 2015
Income Fund of
America® Class R-3
Ivy Science
and
Technology
Fund - Class Y
Janus Aspen
Series
Balanced
Shares
5
5
5
$
2,034
2,034
2,034
$
1,869
1,869
1,869
$
5
—
5
$
2,034
—
2,034
$
1,869
—
1,869
$
The Hartford
Dividend And
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
$
$
236
$
6
$
$
100,885
$
2,025
$
$
35,352
$
2,029
Janus Aspen
Series
Enterprise
Shares
132
132
132
$
132
—
132
$
$
$
4,398
$
123
18
249
249
249
249
—
249
4,344
$
189
December 31, 2015
Janus Aspen
Series Flexible
Bond Portfolio Institutional
Shares
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Janus Aspen
Series Global
Research
Shares
37
37
37
$
37
—
37
$
$
$
3,158
$
39
Janus Aspen
Series Janus
Shares
72
72
72
$
72
—
72
$
$
$
1,791
$
57
JPMorgan
Equity Income
Fund - Select
Class
84
84
84
$
84
—
84
$
$
2,733
$
70
JPMorgan
Government
Bond Fund Select Class
247
247
247
$
247
—
247
$
$
$
18,206
$
253
19
962
962
962
962
—
962
90,558
$
984
December 31, 2015
Lazard
Emerging
Markets Equity
Portfolio Open Shares
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Lazard U.S.
Mid Cap
Equity
—
—
—
$
—
—
—
$
$
$
4
$
—
ClearBridge
Aggressive
Growth Fund Class I
LKCM
Aquinas
Growth Fund
Loomis Sayles
Small Cap
Value Fund Retail Class
5,196
5,196
5,196
$
356
356
356
$
375
375
375
$
5,196
—
5,196
$
356
—
356
$
375
—
375
$
$
$
289,604
$
4,818
$
$
1,742
$
382
$
$
22,697
$
382
20
12,466
12,466
12,466
12,466
—
12,466
421,153
$
13,308
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Loomis Sayles
Limited Term
Government and
Agency Fund Class Y
Loomis Sayles
Value Fund Class Y
Lord Abbett
Developing
Growth Fund Class A
Lord Abbett
Core Fixed
Income Fund Class A
Lord Abbett
Mid Cap
Stock Fund Class A
$
1,209
1,209
1,209
$
10
10
10
$
277
277
277
$
43
43
43
$
1,209
—
1,209
$
10
—
10
$
277
—
277
$
43
—
43
$
$
$
$
$
$
105,317
$
1,219
$
$
496
$
12
$
$
15,037
$
345
$
$
3,972
$
44
21
866
866
866
866
—
866
34,992
$
666
December 31, 2015
Lord Abbett
Small Cap
Value Fund Class A
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
1,178
1,178
1,178
$
1,178
—
1,178
$
1,588
MainStay Large
Cap Growth
Fund - Class R3
294
294
294
$
91,575
91,575
91,575
$
294
—
294
$
90,834
741
91,575
$
Lord Abbett
Fundamental
Equity Fund Class A
$
$
56,608
$
Lord Abbett
Series Fund Mid Cap
Stock
Portfolio Class VC
$
$
24,969
$
350
$
$
3,933,645
$
65,718
Massachusetts
Investors
Growth Stock
Fund - Class A
2
2
2
$
2
—
2
$
$
$
181
$
2
119
119
119
119
—
119
5,174
$
22
125
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Metropolitan
West Total
Return Bond
Fund - Class I
Metropolitan
West Total
Return Bond
Fund - Class M
MFS® New
Discovery Fund Class R3
$
3,636
3,636
3,636
$
15,742
15,742
15,742
$
3,636
—
3,636
$
15,742
—
15,742
$
$
$
$
$
$
342,405
$
3,690
$
$
1,482,285
$
16,081
MFS®
International
Value Fund Class R3
38
38
38
$
38
—
38
$
$
$
1,709
$
40
Neuberger
Berman
Genesis Fund Trust Class
90
90
90
$
90
—
90
$
$
$
2,645
$
93
23
509
509
509
509
—
509
9,480
$
570
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Neuberger
Berman Socially
Responsive
Fund Institutional
Class
Neuberger
Berman Socially
Responsive
Fund - Trust
Class
$
385
385
385
$
385
—
385
$
$
$
$
$
$
11,896
$
407
New
Perspective
Fund® Class R-3
11,809
11,809
11,809
$
11,809
—
11,809
$
$
$
617,288
$
12,683
New
Perspective
Fund® Class R-4
2,071
2,071
2,071
$
2,071
—
2,071
$
$
$
58,671
$
1,958
New World
Fund® Class R-4
130,637
130,637
130,637
$
130,637
—
130,637
$
$
$
3,671,639
$
108,397
24
183
183
183
183
—
183
3,671
$
195
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Nuveen Global
Infrastructure
Fund - Class I
Nuveen U.S.
Infrastructure
Bond Fund Class I
Oppenheimer
Capital
Appreciation
Fund - Class A
Oppenheimer
Developing
Markets Fund Class A
Oppenheimer
Developing
Markets Fund Class Y
$
1,029
1,029
1,029
$
835
835
835
$
85
85
85
$
197,414
197,414
197,414
$
1,029
—
1,029
$
835
—
835
$
85
—
85
$
197,414
—
197,414
$
$
$
$
$
$
105,765
$
1,149
$
$
43,659
$
882
$
$
1,572
$
82
$
$
6,493,881
$
177,687
33,914
33,914
33,914
33,914
—
33,914
1,130,828
$
25
37,763
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Oppenheimer
Gold & Special
Minerals Fund Class A
Oppenheimer
International
Bond Fund Class A
Oppenheimer
International
Growth Fund Class Y
Oppenheimer
International
Small-Mid
Company
Fund - Class Y
Oppenheimer
Discovery Mid
Cap Growth
Fund/VA
$
24
24
24
$
54
54
54
$
114
114
114
$
163
163
163
$
24
—
24
$
54
—
54
$
114
—
114
$
163
—
163
$
$
$
$
$
$
2,326
$
37
$
$
9,827
$
59
$
$
3,181
$
117
$
$
4,403
$
148
26
15
15
15
—
15
15
189
$
15
December 31, 2015
Oppenheimer
Global
Fund/VA
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Oppenheimer
Global
Strategic
Income
Fund/VA
225
225
225
$
225
—
225
$
$
$
5,922
$
164
Oppenheimer
Main Street
Fund®/VA
96
96
96
$
96
—
96
$
$
$
19,703
$
104
Oppenheimer
Main Street
Small Cap
Fund®/VA
66
66
66
$
—
66
66
$
$
$
2,241
$
52
Parnassus
Core Equity
FundSM Investor Shares
25,350
25,350
25,350
$
25,350
—
25,350
$
$
$
1,189,011
$
28,824
21,394
21,394
21,394
21,394
—
21,394
578,687
$
27
22,260
December 31, 2015
Pax World
Balanced
Fund Individual
Investor
Class
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
PIMCO
CommodityRealReturn
Strategy Fund® Administrative Class
PIMCO Real
Return
Portfolio Administrative
Class
40,388
40,388
40,388
$
532
532
532
$
40,388
—
40,388
$
532
—
532
$
$
$
1,856,089
$
40,801
$
$
85,753
$
627
Pioneer
Equity
Income
Fund Class Y
101,300
101,300
101,300
$
101,300
—
101,300
$
$
$
8,492,075
$
119,503
Pioneer
High Yield
Fund Class A
10,306
10,306
10,306
$
10,306
—
10,306
$
$
$
325,945
$
11,067
28
1,727
1,727
1,727
1,727
—
1,727
197,168
$
2,044
December 31, 2015
Pioneer
Strategic
Income Fund Class A
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Pioneer
Emerging
Markets VCT
Portfolio Class I
1,189
1,189
1,189
$
1,189
—
1,189
$
$
$
116,483
$
1,278
Pioneer Equity
Income VCT
Portfolio Class I
Pioneer High
Yield VCT
Portfolio Class I
Prudential
Jennison
Utility Fund Class Z
7,599
7,599
7,599
$
56
56
56
$
18,835
18,835
18,835
$
7,599
—
7,599
$
56
—
56
$
18,835
—
18,835
$
$
$
498,293
$
12,209
$
$
1,990
$
58
$
$
2,202,884
$
22,575
29
42
42
42
42
—
42
3,514
$
51
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Columbia
Diversified
Equity Income
Fund - Class K
Columbia
Diversified
Equity Income
Fund - Class R4
Royce Total
Return Fund K Class
Ave Maria
Rising
Dividend Fund
SMALLCAP
World Fund® Class R-4
$
9,975
9,975
9,975
$
101
101
101
$
2
2
2
$
437
437
437
$
9,975
—
9,975
$
101
—
101
$
2
—
2
$
437
—
437
$
$
$
$
$
$
831,257
$
10,015
$
$
8,416
$
99
$
$
210
$
2
$
$
28,024
$
466
30
14,703
14,703
14,703
14,703
—
14,703
339,570
$
15,300
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
T. Rowe Price
Institutional
Large-Cap
Growth Fund
T. Rowe Price
Mid-Cap Value
Fund - R Class
$
3,984
3,984
3,984
$
3,984
—
3,984
$
$
$
$
$
$
137,900
$
4,104
T. Rowe Price
Value Fund Advisor Class
910
910
910
$
910
—
910
$
$
$
37,111
$
949
TCW Total
Return Bond
Fund - Class N
Templeton
Foreign Fund Class A
254
254
254
$
2,471
2,471
2,471
$
254
—
254
$
2,471
—
2,471
$
$
$
8,249
$
272
$
$
236,503
$
2,508
31
499
499
499
499
—
499
78,156
$
589
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Templeton
Global Bond
Fund - Advisor
Class
Templeton
Global Bond
Fund - Class A
$
32,007
32,007
32,007
$
32,007
—
32,007
$
$
$
$
$
$
2,776,006
$
36,146
Third Avenue
Real Estate
Class
144,039
144,039
144,039
$
144,039
—
144,039
$
$
$
12,438,602
$
164,063
Thornburg
International
Value Fund Class R4
19
19
19
$
19
—
19
$
$
$
659
$
21
Touchstone
Class
51
51
51
$
51
—
51
$
$
$
2,123
$
57
1,586
1,586
1,586
1,586
—
1,586
182,551
$
32
1,716
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
USAA Precious
Metals and
Minerals Fund Adviser Shares
Diversified
Value Portfolio
Equity Income
Portfolio
$
7,214
7,214
7,214
$
116
116
116
$
7,214
—
7,214
$
116
—
116
$
$
$
$
$
$
838,814
$
10,659
$
$
7,010
$
95
237
237
237
$
237
—
237
$
$
$
11,188
$
214
Victory
Integrity
Small-Cap
Value Fund Class Y
Small
Company
Growth
Portfolio
26
26
26
$
26
—
26
$
$
$
1,239
$
26
33
45
45
45
45
—
45
1,445
$
48
December 31, 2015
Victory
Sycamore
Small
Company
Opportunity
Fund - Class R
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Voya
Balanced
Portfolio Class I
28
28
28
$
28
—
28
$
$
$
821
$
29
Voya Growth
Opportunities
Fund - Class A
Voya Large
Cap Value
Fund - Class A
259,147
259,147
259,147
$
124
124
124
$
243,469
15,678
259,147
$
124
—
124
$
$
$
18,379,237
$
218,620
$
$
4,017
$
117
Voya Real
Estate Fund Class A
88
88
88
$
88
—
88
$
$
$
8,090
$
95
1,406
1,406
1,406
1,406
—
1,406
74,057
$
34
1,280
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Voya GNMA
Income Fund Class A
Voya
Intermediate
Bond Fund Class A
Voya
Intermediate
Bond Portfolio Class I
Voya
Intermediate
Bond Portfolio Class S
$
3,252
3,252
3,252
$
1,395
1,395
1,395
$
477,808
477,808
477,808
$
3,252
—
3,252
$
1,395
—
1,395
$
460,726
17,082
477,808
$
$
$
$
$
$
380,380
$
3,375
$
$
141,034
$
1,412
$
$
38,163,591
$
480,564
Voya Global
Perspectives
Portfolio Class I
2,668
2,668
2,668
$
2,668
—
2,668
$
$
$
214,479
$
2,755
35
2,295
2,295
2,295
2,295
—
2,295
230,633
$
2,469
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Voya High
Yield Portfolio Adviser Class
Voya High
Yield Portfolio Institutional
Class
Voya High
Yield
Portfolio Service Class
Voya Large
Cap Growth
Portfolio Adviser Class
$
34
34
34
$
27,564
27,564
27,564
$
19,604
19,604
19,604
$
34
—
34
$
27,564
—
27,564
$
19,604
—
19,604
$
$
$
$
$
$
3,625
$
38
$
$
2,954,338
$
30,923
$
$
2,101,182
$
21,987
Voya Large
Cap Growth
Class
163
163
163
$
163
—
163
$
$
$
9,010
$
144
36
443,531
443,531
443,531
442,343
1,188
443,531
23,088,559
$
390,391
December 31, 2015
Voya Large
Cap Growth
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
5,927
5,927
5,927
$
5,927
—
5,927
$
$
$
314,442
$
5,905
Voya Large
Cap Value
Class
Voya Large
Cap Value
21
21
21
$
21
—
21
$
$
$
1,891
$
20
Voya Large
Cap Value
325,457
325,457
325,457
$
321,932
3,525
325,457
$
$
$
29,267,702
$
294,646
Voya Limited
Maturity Bond
1,658
1,658
1,658
$
1,658
—
1,658
$
$
$
150,763
$
1,843
37
37
37
37
37
—
37
3,755
$
37
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Voya MultiManager Large
Cap Core
Class
Voya MultiManager
Large Cap
Core
$
14,188
14,188
14,188
$
13,957
231
14,188
$
$
$
$
$
$
978,476
$
13,159
Voya U.S.
Stock Index
Class
391
391
391
$
391
—
391
$
$
$
26,928
$
343
VY®
BlackRock
Inflation
Protected Bond
15,178
15,178
15,178
$
15,178
—
15,178
$
$
$
1,137,760
$
16,254
VY® Clarion
Global Real
Estate
38
38
38
$
38
—
38
$
$
$
4,316
$
44
38
7
7
7
7
—
7
626
$
7
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
VY® Clarion
Global Real Estate
Portfolio Institutional Class
VY® Clarion
Real Estate
VY® Clarion
Real Estate
Class
VY® Clarion
Real Estate
VY® FMR
Diversified Mid
Cap Portfolio Institutional
Class
$
88,362
88,362
88,362
$
39
39
39
$
2,262
2,262
2,262
$
62,453
62,453
62,453
$
88,362
—
88,362
$
39
—
39
$
—
2,262
2,262
$
62,453
—
62,453
$
$
$
$
$
$
7,507,375
$
79,023
$
$
1,144
$
33
$
$
63,331
$
1,725
$
$
1,754,303
$
45,144
31,516
31,516
31,516
31,516
—
31,516
2,067,951
$
39
34,880
December 31, 2015
VY® FMR
Diversified
Mid Cap
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
VY® FMR
Diversified
Mid Cap
Portfolio Service 2 Class
50,269
50,269
50,269
$
50,269
—
50,269
$
$
$
3,331,265
$
52,384
VY® Invesco
Growth and
Income
Class
29
29
29
$
29
—
29
$
$
$
1,964
$
33
VY® Invesco
Growth and
Income
21,900
21,900
21,900
$
21,900
—
21,900
$
$
$
852,792
$
24,483
VY®
JPMorgan
Emerging
Markets
Equity
25,661
25,661
25,661
$
25,661
—
25,661
$
$
$
994,211
$
25,988
40
223
223
223
223
—
223
17,237
$
304
December 31, 2015
VY®
JPMorgan
Emerging
Markets
Equity
Class
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
VY®
JPMorgan
Emerging
Markets
Equity
17,138
17,138
17,138
$
17,138
—
17,138
$
$
$
1,266,678
$
24,481
15,507
15,507
15,507
$
15,507
—
15,507
$
$
$
1,152,065
$
22,212
VY®
JPMorgan
Small Cap
Core Equity
Class
VY®
JPMorgan
Small Cap
Core Equity
41
41
41
$
41
—
41
$
$
$
2,421
$
41
VY®
JPMorgan
Small Cap
Core Equity
29,923
29,923
29,923
$
29,923
—
29,923
$
$
$
1,692,461
$
31,596
41
22,617
22,617
22,617
22,617
—
22,617
1,293,902
$
23,591
December 31, 2015
VY® Morgan
Stanley
Global
Franchise
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
33
33
33
$
33
—
33
$
$
$
2,129
$
34
VY® T. Rowe
Price Capital
Appreciation
Class
VY® T. Rowe
Price Capital
Appreciation
429
429
429
$
429
—
429
$
$
$
16,972
$
431
VY® T. Rowe
Price Capital
Appreciation
VY® T. Rowe
Price Equity
Income
221,682
221,682
221,682
$
625,604
625,604
625,604
$
221,682
—
221,682
$
625,604
—
625,604
$
$
$
8,487,058
$
223,098
$
$
23,941,981
$
573,279
42
1,257
1,257
1,257
1,257
—
1,257
96,489
$
1,236
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
VY® T. Rowe
Price Equity
Income
VY® T. Rowe
Price
International
Stock
VY® T. Rowe
Price
International
Stock
VY® Templeton
Global Growth
Class
VY® Templeton
Global Growth
$
93,280
93,280
93,280
$
91
91
91
$
7,397
7,397
7,397
$
732
732
732
$
93,069
211
93,280
$
91
—
91
$
7,397
—
7,397
$
732
—
732
$
$
$
$
$
$
7,055,958
$
88,160
$
$
7,145
$
84
$
$
581,982
$
7,054
$
$
54,408
$
708
5,153
5,153
5,153
5,153
—
5,153
381,119
$
43
5,505
December 31, 2015
Voya Money
Market
Portfolio Class I
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Voya Global
Real Estate
Fund - Class A
226,716
226,716
226,716
$
225,339
1,377
226,716
$
$
$
226,715,794
$
226,716
Voya MultiManager
International
Small Cap
Fund - Class A
165
165
165
$
165
—
165
$
$
$
8,443
$
157
Voya Global
Bond
318
318
318
$
318
—
318
$
$
$
6,533
$
282
Voya Global
Bond
269
269
269
$
269
—
269
$
$
$
27,386
$
300
44
78,391
78,391
78,391
76,570
1,821
78,391
7,862,677
$
89,289
December 31, 2015
Voya Global
Bond
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Voya Index
Solution 2025
840
840
840
$
831
9
840
$
$
$
84,255
$
931
Voya Index
Solution 2025
5,964
5,964
5,964
$
5,964
—
5,964
$
$
$
572,394
$
6,635
Voya Index
Solution 2025
2,199
2,199
2,199
$
2,199
—
2,199
$
$
$
213,285
$
2,416
Voya Index
Solution 2035
3,706
3,706
3,706
$
3,706
—
3,706
$
$
$
364,724
$
3,918
7,118
7,118
7,118
7,118
—
7,118
672,770
$
45
8,049
December 31, 2015
Voya Index
Solution 2035
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Voya Index
Solution 2035
3,385
3,385
3,385
$
3,385
—
3,385
$
$
$
323,291
$
3,815
Voya Index
Solution 2045
2,330
2,330
2,330
$
2,330
—
2,330
$
$
$
225,577
$
2,476
Voya Index
Solution 2045
6,581
6,581
6,581
$
6,581
—
6,581
$
$
$
607,070
$
7,495
Voya Index
Solution 2045
1,240
1,240
1,240
$
1,240
—
1,240
$
$
$
115,864
$
1,384
46
2,021
2,021
2,021
2,021
—
2,021
191,419
$
2,157
December 31, 2015
Voya Index
Solution 2055
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Voya Index
Solution 2055
1,459
1,459
1,459
$
1,459
—
1,459
$
$
$
109,041
$
1,586
734
734
734
$
734
—
734
$
$
$
55,368
$
809
Voya Index
Solution
Income
Voya Index
Solution 2055
532
532
532
$
532
—
532
$
$
$
40,369
$
578
Voya Index
Solution
Income
3,153
3,153
3,153
$
3,153
—
3,153
$
$
$
322,750
$
3,209
47
1,296
1,296
1,296
1,296
—
1,296
133,869
$
1,332
December 31, 2015
Voya Index
Solution
Income
Portfolio Service 2
Class
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Voya Solution
2025 Portfolio Adviser Class
Voya Solution
2025 Portfolio Initial Class
Voya Solution
2025 Portfolio Service Class
Voya Solution
2025 Portfolio Service 2 Class
1,292
1,292
1,292
$
440
440
440
$
2,461
2,461
2,461
$
131,712
131,712
131,712
$
1,292
—
1,292
$
440
—
440
$
2,461
—
2,461
$
131,712
—
131,712
$
$
$
136,032
$
1,317
$
$
39,380
$
437
$
$
215,102
$
2,803
$
$
11,635,367
$
131,971
48
13,036
13,036
13,036
13,036
—
13,036
1,181,889
$
13,687
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Voya Solution
Voya Solution
Voya Solution
Voya Solution
2035
Portfolio Service 2
Class
$
175
175
175
$
3,633
3,633
3,633
$
128,935
128,935
128,935
$
175
—
175
$
3,633
—
3,633
$
128,935
—
128,935
$
$
$
$
$
$
15,529
$
170
$
$
314,779
$
4,015
$
$
11,280,438
$
132,269
Voya Solution
12,529
12,529
12,529
$
12,529
—
12,529
$
$
$
1,131,838
$
13,400
31
31
31
31
—
31
2,738
$
49
34
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Voya Solution
Voya Solution
Voya Solution
Voya Solution
Voya
Solution 2055
$
2,014
2,014
2,014
$
94,100
94,100
94,100
$
7,401
7,401
7,401
$
1,180
1,180
1,180
$
2,014
—
2,014
$
94,100
—
94,100
$
7,401
—
7,401
$
1,180
—
1,180
$
$
$
$
$
$
176,046
$
2,141
$
$
8,334,790
$
99,403
$
$
670,372
$
8,331
$
$
92,616
$
1,241
50
14,170
14,170
14,170
14,170
—
14,170
1,122,809
$
15,494
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Voya
Solution 2055
Portfolio Service 2
Class
Voya
Solution
Balanced
Voya
Solution
Income
$
1,174
1,174
1,174
$
4,678
4,678
4,678
$
1,174
—
1,174
$
4,678
—
4,678
$
$
$
$
$
$
93,452
$
1,306
$
$
491,367
$
5,076
Voya
Solution
Income
967
967
967
$
967
—
967
$
$
$
88,914
$
981
Voya
Solution
Income
6,503
6,503
6,503
$
6,503
—
6,503
$
$
6,749
71,177
—
71,177
$
584,847
$
71,177
71,177
71,177
6,447,227
$
51
72,599
December 31, 2015
Voya
Solution
Moderately
Conservative
VY®
American
Century
Small-Mid
Cap Value
6,948
6,948
6,948
$
5,865
5,865
5,865
$
6,948
—
6,948
$
5,865
—
5,865
$
Voya
Solution
Income
Portfolio Service 2
Class
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
$
$
645,154
$
7,062
$
$
602,743
$
6,390
VY®
American
Century
Small-Mid
Cap Value
78
78
78
$
78
—
78
$
$
$
7,195
$
92
VY®
American
Century
Small-Mid
Cap Value
20,011
20,011
20,011
$
20,011
—
20,011
$
$
23,360
50,132
536
50,668
$
1,763,090
$
50,668
50,668
50,668
4,515,845
$
52
55,807
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
VY® Baron
Growth
VY® Baron
Growth
VY®
Columbia
Contrarian
Core
$
336
336
336
$
142,519
142,519
142,519
$
336
—
336
$
141,505
1,014
142,519
$
$
$
$
$
$
12,625
$
299
$
$
5,169,343
$
104,832
VY®
Columbia
Small Cap
Value II
VY®
Columbia
Small Cap
Value II
14,625
14,625
14,625
$
272
272
272
$
14,531
94
14,625
$
272
—
272
$
$
$
658,504
$
12,978
$
205
5,950
—
5,950
$
17,349
$
5,950
5,950
5,950
370,928
$
53
5,411
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
VY®
Fidelity® VIP
Mid Cap
VY® Invesco
Comstock
VY® Invesco
Comstock
VY® Invesco
Equity and
Income
VY® Invesco
Equity and
Income
$
3,195
3,195
3,195
$
429
429
429
$
62,485
62,485
62,485
$
1,534
1,534
1,534
$
3,195
—
3,195
$
429
—
429
$
61,396
1,089
62,485
$
1,534
—
1,534
$
$
$
$
$
$
207,480
$
2,891
$
$
28,468
$
315
$
$
4,118,981
$
47,734
$
$
37,598
$
1,632
310,862
310,862
310,862
307,532
3,330
310,862
7,496,064
$
54
295,174
December 31, 2015
VY® Invesco
Equity and
Income
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
VY®
JPMorgan
Mid Cap Value
VY®
JPMorgan
Mid Cap Value
VY®
JPMorgan Mid
Cap Value
1,429
1,429
1,429
$
301
301
301
$
7,118
7,118
7,118
$
1,429
—
1,429
$
301
—
301
$
7,118
—
7,118
$
$
$
34,736
$
1,571
$
$
16,141
$
273
$
$
373,866
$
7,708
VY®
Oppenheimer
Global
61,629
61,629
61,629
$
60,261
1,368
61,629
$
$
$
3,262,543
$
56,116
532
532
532
532
—
532
30,744
$
55
436
December 31, 2015
VY®
Oppenheimer
Global
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
VY®
Oppenheimer
Global
561,053
561,053
561,053
$
557,502
3,551
561,053
$
$
$
31,221,672
$
441,171
VY® Pioneer
High Yield
1,159
1,159
1,159
$
1,159
—
1,159
$
$
$
66,688
$
1,027
VY® Pioneer
High Yield
33,264
33,264
33,264
$
32,459
805
33,264
$
$
$
3,088,590
$
37,794
VY® T. Rowe
Price
Diversified
Mid Cap
Growth
756
756
756
$
756
—
756
$
$
$
70,291
$
835
379
379
379
379
—
379
38,525
$
56
338
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
VY® T. Rowe
Price Diversified
Mid Cap Growth
Portfolio - Initial
Class
VY® T. Rowe
Price
Diversified Mid
Cap Growth
VY® T. Rowe
Price Growth
Equity
VY® T. Rowe
Price Growth
Equity
VY® T. Rowe
Price Growth
Equity
$
394,816
394,816
394,816
$
994
994
994
$
1,424
1,424
1,424
$
381,587
381,587
381,587
$
392,767
2,049
394,816
$
994
—
994
$
1,424
—
1,424
$
378,988
2,599
381,587
$
$
$
$
$
$
37,246,761
$
330,570
$
$
96,473
$
990
$
$
17,438
$
1,023
$
$
4,429,848
$
281,981
57
4,226
4,226
4,226
4,226
—
4,226
50,367
$
3,697
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
VY®
Templeton
Foreign Equity
VY®
Templeton
Foreign Equity
VY®
Templeton
Foreign Equity
$
345
345
345
$
88,438
88,438
88,438
$
345
—
345
$
86,616
1,822
88,438
$
$
$
$
$
$
31,179
$
349
$
$
7,896,274
$
86,408
Voya
Corporate
Leaders 100
Fund - Class I
308
308
308
$
308
—
308
$
$
$
27,680
$
312
Voya Strategic
Allocation
Conservative
Portfolio Class I
1,470
1,470
1,470
$
1,470
—
1,470
$
$
$
85,217
$
1,503
58
33,353
33,353
33,353
32,574
779
33,353
2,727,146
$
31,271
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Voya Strategic
Allocation
Growth
Portfolio Class I
Voya Strategic
Allocation
Moderate
Portfolio Class I
$
70,037
70,037
70,037
$
69,317
720
70,037
$
$
$
$
$
$
5,265,955
$
54,906
Voya Growth
and Income
Portfolio Class A
63,542
63,542
63,542
$
62,329
1,213
63,542
$
$
$
5,003,336
$
51,460
Voya Growth
and Income
Portfolio Class I
1,408
1,408
1,408
$
1,408
—
1,408
$
$
$
50,625
$
1,323
Voya Growth
and Income
Portfolio Class S
1,206,913
1,206,913
1,206,913
$
1,133,076
73,837
1,206,913
$
$
$
42,904,849
$
992,809
290
290
290
290
—
290
10,403
$
59
319
December 31, 2015
Voya Global
Value
Advantage
Portfolio Class I
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Voya Global
Value
Advantage
Portfolio Class S
96,475
96,475
96,475
$
95,033
1,442
96,475
$
$
$
10,791,392
$
102,620
Voya Index
Plus LargeCap
Portfolio Class I
Voya Index
Plus LargeCap
Portfolio Class S
11,940
11,940
11,940
$
323,462
323,462
323,462
$
11,940
—
11,940
$
319,093
4,369
323,462
$
$
$
1,337,101
$
12,708
$
$
14,492,005
$
214,976
Voya Index
Plus MidCap
Portfolio Class I
282
282
282
$
282
—
282
$
$
$
12,751
$
202
327,049
327,049
327,049
325,589
1,460
327,049
15,769,017
$
60
271,027
December 31, 2015
Voya Index
Plus MidCap
Portfolio Class S
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Voya Index
Plus SmallCap
Portfolio Class I
Voya Index
Plus SmallCap
Portfolio Class S
300
300
300
$
133,988
133,988
133,988
$
300
—
300
$
133,102
886
133,988
$
$
$
14,642
$
252
$
$
6,098,679
$
90,517
Voya
International
Index
Portfolio Class I
276
276
276
$
276
—
276
$
$
$
12,673
$
185
Voya
International
Index
Portfolio Class S
29,868
29,868
29,868
$
29,381
487
29,868
$
$
$
3,311,359
$
29,872
61
7
7
7
7
—
7
737
$
7
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Voya
Russell™
Large Cap
Growth Index
Portfolio Class I
Voya
Russell™
Large Cap
Growth Index
Portfolio Class S
$
27,315
27,315
27,315
$
26,929
386
27,315
$
$
$
$
$
$
1,054,617
$
23,808
Voya
Russell™
Large Cap
Index
Portfolio Class I
1,170
1,170
1,170
$
1,170
—
1,170
$
$
$
45,409
$
794
Voya
Russell™
Large Cap
Index
Portfolio Class S
62,008
62,008
62,008
$
62,008
—
62,008
$
$
$
3,875,489
$
50,799
Voya
Russell™
Large Cap
Value Index
Portfolio Class I
389
389
389
$
—
389
389
$
$
$
24,518
$
333
440
440
440
440
—
440
23,462
$
62
429
December 31, 2015
Voya
Russell™
Large Cap
Value Index
Portfolio Class S
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Voya
Russell™ Mid
Cap Growth
Index
Portfolio Class S
Voya
Russell™ Mid
Cap Index
Portfolio Class I
9,518
9,518
9,518
$
11,132
11,132
11,132
$
9,518
—
9,518
$
11,132
—
11,132
$
$
$
510,088
$
9,255
$
$
415,220
$
9,619
Voya
Russell™
Small Cap
Index
Portfolio Class I
77,658
77,658
77,658
$
77,658
—
77,658
$
$
$
5,062,480
$
75,564
Voya Small
Company
Portfolio Class I
33,953
33,953
33,953
$
33,953
—
33,953
$
$
$
2,382,696
$
34,866
140,805
140,805
140,805
138,874
1,931
140,805
7,136,610
$
63
130,778
December 31, 2015
Voya Small
Company
Portfolio Class S
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
314
314
314
$
314
—
314
$
$
$
16,224
$
299
Voya MidCap
Opportunities
Portfolio Class I
Voya MidCap
Opportunities
Portfolio Class S
Voya
SmallCap
Opportunities
Portfolio Class I
13,331
13,331
13,331
$
128,449
128,449
128,449
$
1,232
1,232
1,232
$
13,331
—
13,331
$
128,449
—
128,449
$
1,232
—
1,232
$
Voya U.S.
Bond Index
Portfolio Class I
$
$
1,267,197
$
13,664
$
$
9,964,975
$
139,754
$
$
99,799
$
1,308
50,351
50,351
50,351
50,351
—
50,351
2,031,100
$
64
50,762
December 31, 2015
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
Voya SmallCap
Opportunities
Portfolio - Class S
Wanger
International
$
121
121
121
$
121
—
121
$
$
$
$
$
$
5,121
$
122
Wanger
Select
44,253
44,253
44,253
$
44,253
—
44,253
$
$
$
1,681,362
$
52,455
Wanger USA
62,371
62,371
62,371
$
62,371
—
62,371
$
$
$
2,580,494
$
68,661
Washington
Mutual
Investors
FundSM Class R-3
64,131
64,131
64,131
$
64,131
—
64,131
$
$
$
2,019,860
$
69,068
2,936
2,936
2,936
2,936
—
2,936
76,912
$
65
2,922
December 31, 2015
Washington
Mutual
Investors
FundSM Class R-4
Assets
at fair value
Total assets
Net assets
Net assets
Accumulation units
Total net assets
$
$
$
$
Wells Fargo
Small Cap
Value Fund Class A
127,190
127,190
127,190
$
127,190
—
127,190
$
$
$
3,323,483
$
104,527
Wells Fargo
Special Small
Cap Value
Fund - Class A
95
95
95
$
95
—
95
$
$
$
5,335
$
147
103,636
103,636
103,636
103,636
—
103,636
3,949,532
$
87,749
66
For the Year Ended December 31, 2015
AB Growth
and Income
Fund - Class A
AB VPS
Growth and
Income
Portfolio Class A
Aberdeen
International
Class
Invesco
Floating Rate
Fund - Class R5
$
$
$
$
Invesco Mid
Cap Core
Equity Fund Class A
Net investment income (loss)
Investment income:
Dividends
2
7
11
2
$
1
Expenses:
Mortality and expense risks and other
charges
Total expenses
2
6
—
—
39
2
6
—
—
39
—
1
11
2
(38)
20
37
(8)
—
1
5
—
—
—
220
25
37
(8)
—
221
(26)
(37)
(122)
(3)
(381)
(1)
—
(130)
(3)
(160)
(119) $
(1) $
(198)
Realized and unrealized gain (loss)
on investments
Net realized gain (loss) on investments
Capital gains distributions
Total realized gain (loss) on investments
and capital gains distributions
Net unrealized appreciation
(depreciation) of investments
Net realized and unrealized gain (loss)
on investments
Net increase (decrease) in net assets
resulting from operations
$
(1) $
1
$
67
Invesco Small
Cap Growth
Fund - Class A
Invesco
International
$
$
Invesco
Endeavor
Fund Class A
Invesco Global
Health Care
Fund - Investor
Class
Invesco High
Yield Fund Class R5
Investment income:
Dividends
—
7
$
—
$
—
$
6
Expenses:
charges
Total expenses
1
4
—
4
1
1
4
—
4
1
(1)
3
—
(4)
5
3
4
(9)
22
(2)
7
—
6
61
—
10
4
(3)
83
(2)
(12)
(22)
(2)
(85)
(11)
(2)
(18)
(5)
(2)
(13)
(3) $
(15) $
(5) $
(6) $
on investments
on investments
$
68
(8)
Invesco
American
Value Fund Class R5
Invesco
Energy
Fund Class R5
Invesco Small
Cap Value
Fund - Class A
Invesco V.I.
American
Franchise
Fund - Series I
Shares
Invesco V.I.
Core Equity
Fund - Series I
Shares
$
$
$
Investment income:
Dividends
$
1
$
—
—
—
413
Expenses:
charges
Total expenses
8
—
3
277
388
8
—
3
277
388
(7)
—
(3)
(277)
25
(11)
—
10
1,215
1,726
56
—
31
140
3,774
45
—
41
1,355
5,500
(135)
(2)
(72)
(90)
(2)
(31)
1,298
(97) $
(2) $
(34) $
1,021
on investments
(57)
(7,990)
on investments
(2,490)
$
$
69
(2,465)
Alger Capital
Appreciation
Fund - Class A
Alger Green
Fund Class A
AllianzGI NFJ
Dividend
Value Fund Class A
$
$
$
AllianzGI NFJ
Large-Cap
Class
AllianzGI NFJ
Small-Cap
Value Fund Class A
$
$
Investment income:
Dividends
—
—
6
1
9
Expenses:
charges
7
Total expenses
41
2
—
4
7
41
2
—
4
(7)
(41)
4
1
5
169
180
3
—
(6)
94
51
—
—
73
263
231
3
—
67
(166)
(138)
(33)
(2)
(122)
97
93
(30)
(2)
(55)
(26) $
(1) $
(50)
on investments
on investments
$
90
$
52
$
70
Amana
Income
Fund Investor
Class
Amana
Growth Fund Investor Class
American
Balanced
Fund® Class R-3
American
Beacon Small
Cap Value
Fund - Investor
Class
American
Century
Investments®
Fund - Investor
Class
$
$
Investment income:
Dividends
$
192
$
1,010
$
81
1
248
Expenses:
charges
Total expenses
413
706
34
1
285
413
706
(221)
304
34
1
285
47
—
(37)
on investments
2,574
4,703
1,152
—
(767)
2,428
3,265
202
6
—
5,002
7,968
1,354
6
(767)
(5,331)
(11,164)
(1,312)
(14)
(19)
(329)
(3,196)
42
(8)
(786)
(550) $
(2,892) $
89
(8) $
(823)
on investments
$
$
71
American
Century
Investments®
Income &
Growth Fund A Class
Fundamental
Fundamental
$
$
American
Mutual
Fund® Class R-4
Ariel
Appreciation
Fund - Investor
Class
Investment income:
Dividends
$
197
16
1,003
$
55
$
6
Expenses:
charges
124
8
600
124
8
73
8
864
Total expenses
9
5
600
9
5
403
46
1
317
2,937
25
37
602
64
3,166
127
54
1,466
381
6,103
152
91
(2,319)
(331)
(4,824)
(289)
(133)
(853)
50
1,279
(137)
(42)
(780) $
58
on investments
on investments
$
$
1,682
$
(91) $
72
(41)
Ariel Fund Investor Class
Artisan
International
Fund Investor
Shares
Aston/
Fairpointe Mid
Cap Fund Class N
$
$
$
BlackRock
Health
Sciences
Opportunities
Shares
BlackRock
Equity
Dividend
Fund Investor A
Shares
Investment income:
Dividends
80
65
107
$
24
$
2
Expenses:
charges
136
150
Total expenses
136
150
(56)
(85)
651
419
1,624
2,275
366
8
—
366
8
—
(259)
16
2
984
160
—
—
1,910
175
16
419
2,894
335
16
on investments
(2,958)
(1,190)
(7,281)
(360)
(14)
(683)
(771)
(4,387)
(25)
2
(739) $
(856) $
(4,646) $
on investments
$
(9) $
73
4
BlackRock
Health
Sciences
Opportunities
Shares
BlackRock
Mid Cap Value
Opportunities
Fund Institutional
Shares
BlackRock
Mid Cap
Value
Opportunities
Fund Investor A
Shares
Bond Fund of
AmericaSM Class R-4
Calvert VP
SRI Balanced
Portfolio
$
$
$
$
$
Investment income:
Dividends
148
1
109
192
60
Expenses:
charges
49
—
165
95
562
Total expenses
49
—
165
95
562
99
1
(56)
97
(502)
(44)
(1)
568
73
238
on investments
1,200
7
1,733
—
215
1,156
6
2,301
73
453
(1,697)
(11)
(3,348)
(247)
(1,649)
(541)
(5)
(1,047)
(174)
(1,196)
(442) $
(4) $
(1,103) $
on investments
$
(77) $
74
(1,698)
Capital
World
Growth &
Income
FundSM Class R-3
Capital
Income
Builder® Class R-4
Cohen &
Steers Realty
Shares, Inc.
ColumbiaSM
ColumbiaSM
$
$
Investment income:
Dividends
$
5
$
17
$
201
—
—
Expenses:
charges
1
4
84
1
1
Total expenses
1
4
84
1
1
4
13
117
(1)
(1)
(2)
17
202
4
(2)
—
13
788
21
6
(2)
30
990
25
4
(11)
(74)
(991)
(24)
(4)
(13)
(44)
(1)
1
—
on investments
on investments
$
(9) $
(31) $
116
$
—
75
$
(1)
Columbia Mid
Cap Value
Fund - Class A
Columbia
Mid Cap
Value Fund Class Z
$
$
CRM Mid
Cap Value
Fund Investor
Shares
Davis Financial
Fund - Class Y
Delaware
Diversified
Income Fund Class A
$
$
Investment income:
Dividends
26
—
$
3
—
163
Expenses:
charges
Total expenses
81
—
2
—
41
81
—
2
—
41
(55)
—
1
—
122
402
—
2
—
(27)
1,268
—
87
—
—
1,670
—
89
—
(27)
(2,162)
—
(101)
—
(196)
(492)
—
(12)
—
(223)
(547) $
—
(11) $
—
on investments
on investments
$
$
76
$
(101)
Delaware Smid
Cap Growth
Fund Institutional
Class
Delaware
Small Cap
Value Fund Class A
$
$
Deutsche
Small Cap
Growth Fund Class S
DFA InflationProtected
Securities
Class
Emerging
Markets Core
Equity
Class
$
$
$
Investment income:
Dividends
—
6
—
—
1
Expenses:
charges
—
9
—
—
—
Total expenses
—
9
—
—
—
—
(3)
—
—
1
(4)
(8)
—
—
—
90
58
1
—
—
86
50
1
—
—
(68)
(125)
(2)
—
(7)
18
(75)
(1)
—
(7)
(78) $
(1) $
—
on investments
on investments
$
18
$
77
$
(6)
U.S. Targeted
Class
Dodge & Cox
International
Stock Fund
$
$
Deutsche
Equity 500
Index Fund Class S
Dodge &
Cox Stock
Fund
Eaton Vance
Large-Cap
Value Fund Class R
Investment income:
Dividends
11
7
$
4
$
12
$
1
Expenses:
charges
—
3
3
8
1
Total expenses
—
3
3
8
1
11
4
1
4
—
(4)
20
2
42
(3)
88
—
14
49
9
84
20
16
91
6
(188)
(70)
(36)
(95)
(8)
(104)
(50)
(20)
(4)
(2)
(46) $
(19) $
—
on investments
on investments
$
(93) $
78
$
(2)
EuroPacific
Growth
Fund® Class R-3
EuroPacific
Growth
Fund® Class R-4
Fidelity
Advisor® New
Fidelity® VIP
Equity-Income
Fidelity® VIP
Growth
Investment income:
Dividends
$
88
$
4,885
$
4
$
8,574
$
749
Expenses:
charges
37
2,590
11
2,795
2,833
Total expenses
37
2,590
11
2,795
2,833
51
2,295
(7)
5,779
(2,084)
13
(7,095)
15,867
on investments
365
(997)
81
3,641
46
26,977
9,084
446
2,644
59
19,882
24,951
(580)
(9,915)
(40)
(39,164)
(5,243)
(134)
(7,271)
19
(19,282)
19,708
(4,976) $
12
(13,503) $
17,624
on investments
$
(83) $
$
79
Fidelity® VIP
High Income
Fidelity®
VIP
Overseas
Fidelity® VIP
Contrafund®
$
$
Fidelity® VIP
Index 500
Fidelity® VIP
Mid Cap
Investment income:
Dividends
$
739
425
13,372
$
3,594
$
—
Expenses:
charges
129
298
12,141
2,084
—
Total expenses
129
298
12,141
2,084
—
610
127
1,231
1,510
—
(12)
(237)
28,924
5,336
3,813
—
31
120,971
113
3,431
(12)
(206)
149,895
5,449
7,244
(1,118)
791
(151,601)
(6,756)
(5,517)
(1,130)
585
(1,706)
(1,307)
1,727
on investments
on investments
$
(520) $
712
$
(475) $
203
80
$
1,727
Fidelity® VIP
Asset Manager
Franklin
Mutual Global
Discovery
Fund - Class R
Franklin
Biotechnology
Discovery
Fund - Advisor
Class
$
$
$
Franklin
Natural
Resources
Fund Advisor
Class
Franklin
Small-Mid
Cap Growth
Fund - Class A
Investment income:
Dividends
354
25
—
$
—
$
—
Expenses:
charges
253
13
3
—
Total expenses
253
101
3
13
3
—
3
12
(3)
—
(3)
133
115
12
—
4
1,536
148
23
—
25
1,669
263
35
—
29
(1,966)
(366)
(32)
(2)
(34)
(297)
(103)
3
(2)
(5)
(2) $
(8)
on investments
on investments
$
(196) $
(91) $
—
$
81
Franklin Small
Cap Value VIP
Fund - Class 2
Goldman Sachs
Growth
Opportunities
Fund - Class IR
$
$
Growth
Fund of
America® Class R-3
Growth
Fund of
America® Class R-4
The Hartford
Capital
Appreciation
Fund - Class R4
$
$
Investment income:
Dividends
760
—
$
35
2,133
—
Expenses:
charges
Total expenses
1,087
—
1,087
—
—
(327)
89
3,609
—
89
3,609
—
(54)
(1,476)
—
on investments
9,906
—
2,152
9,107
—
17,481
1
1,068
28,370
—
27,387
1
3,220
37,477
—
(36,873)
(1)
(2,417)
(19,558)
—
(9,486)
—
17,919
—
(9,813) $
—
on investments
803
$
$
749
$
16,443
$
82
—
The Hartford
Dividend And
Income
Fund of
America® Class R-3
Ivy Science
and
Technology
Fund - Class Y
Janus Aspen
Series Balanced
Shares
$
$
$
$
Janus Aspen
Series
Enterprise
Shares
Investment income:
Dividends
—
62
—
3
$
2
Expenses:
charges
—
11
9
2
Total expenses
—
—
3
11
9
2
3
51
(9)
1
(1)
—
235
(27)
5
29
—
36
41
5
28
—
271
14
10
57
(1)
(371)
(160)
(12)
(50)
(1)
(100)
(146)
(2)
7
(155) $
(1) $
6
on investments
on investments
$
(1) $
(49) $
83
Janus Aspen
Series
Flexible Bond
Shares
Janus Aspen
Series Global
Research
Shares
$
$
Janus Aspen
Series Janus
Shares
JPMorgan
Equity Income
Fund - Select
Class
JPMorgan
Government
Investment income:
Dividends
1
1
$
1
$
3
$
13
Expenses:
charges
—
Total expenses
1
1
2
5
—
1
1
2
5
1
—
—
1
8
—
13
1
—
(9)
—
—
15
2
15
—
13
16
2
6
(1)
(16)
(12)
(8)
(16)
(1)
(3)
4
(6)
(10)
(3) $
4
on investments
on investments
$
—
$
$
(5) $
84
(2)
Lazard
Emerging
Markets
Equity
Lazard U.S.
Mid Cap
Equity
Portfolio Open
Shares
ClearBridge
Aggressive
Growth Fund Class I
LKCM
Aquinas
Growth Fund
Loomis Sayles
Small Cap
$
$
Investment income:
Dividends
$
—
$
3
$
—
—
45
Expenses:
charges
—
46
3
3
133
Total expenses
—
46
3
3
133
—
(43)
(3)
(3)
(88)
—
411
1
9
428
—
—
13
23
1,209
—
411
14
32
1,637
—
(661)
(27)
(25)
(2,189)
—
(250)
(13)
7
(293) $
(16) $
4
on investments
on investments
(552)
$
—
$
85
$
(640)
Loomis Sayles
Limited Term
Government
and Agency
Fund - Class Y
Loomis Sayles
Value Fund Class Y
Lord Abbett
Developing
Growth Fund Class A
Lord Abbett
Core Fixed
Income Fund Class A
$
$
$
$
Lord Abbett
Mid Cap
Stock Fund Class A
Investment income:
Dividends
13
—
—
2
$
9
Expenses:
charges
8
—
2
1
Total expenses
8
5
9
—
2
1
9
—
(2)
1
—
(4)
—
—
11
145
—
2
25
—
—
(4)
2
25
11
145
(9)
(2)
(55)
(3)
(204)
(13)
—
(30)
8
(59)
(32) $
9
on investments
on investments
$
(8) $
—
$
86
$
(59)
Lord Abbett
Small Cap
Value Fund Class A
Lord Abbett
Fundamental
Equity Fund Class A
Lord Abbett
Series Fund Mid Cap Stock
Portfolio Class VC
MainStay
Large Cap
Massachusetts
Investors
Growth Stock
Fund - Class A
$
$
$
$
$
Investment income:
Dividends
—
4
565
—
6
Expenses:
charges
Total expenses
10
2
949
—
5
10
2
949
—
5
(10)
2
(384)
—
1
6
1
1,302
—
106
242
25
5,822
—
37
248
26
7,124
—
143
(263)
(40)
(11,274)
—
(155)
(15)
(14)
(4,150)
—
(12)
(25) $
(12) $
(4,534) $
—
on investments
on investments
$
$
87
(11)
Metropolitan
West Total
Return Bond
Fund - Class I
Metropolitan
West Total
Return Bond
Fund - Class M
MFS® New
Discovery
Fund Class R3
$
$
$
MFS®
International
Value Fund Class R3
Neuberger
Berman Genesis
Fund - Trust
Class
Investment income:
Dividends
15
223
—
$
1
$
—
Expenses:
charges
—
124
—
1
5
Total expenses
—
124
—
1
5
15
99
—
—
(5)
—
55
—
—
2
34
174
—
1
48
34
229
—
1
50
(54)
(496)
(2)
(2)
(50)
(20)
(267)
(2)
(1)
—
(168) $
(2) $
(1) $
(5)
on investments
on investments
$
(5) $
88
Neuberger
Berman Socially
Responsive Fund Institutional Class
Neuberger
Berman Socially
Responsive
Fund - Trust
Class
$
$
New
Perspective
Fund® Class R-3
New
Perspective
Fund® Class R-4
New World
Fund® Class R-4
Investment income:
Dividends
3
121
$
7
$
846
$
1
Expenses:
charges
Total expenses
—
123
—
123
3
(2)
9
1,053
—
9
1,053
—
(2)
(207)
1
on investments
—
276
143
1,346
(1)
18
1,053
108
6,749
—
18
1,329
251
8,095
(1)
(22)
(1,510)
(155)
(2,512)
(9)
(4)
(181)
96
5,583
(10)
(1) $
(183) $
94
on investments
$
$
5,376
89
$
(9)
Nuveen Global
Infrastructure
Fund - Class I
Nuveen U.S.
Infrastructure
Bond Fund Class I
Oppenheimer
Capital
Appreciation
Fund - Class A
Oppenheimer
Developing
Markets
Fund - Class
A
Oppenheimer
Developing
Markets
Fund Class Y
$
$
$
$
$
Investment income:
Dividends
23
39
—
847
250
Expenses:
charges
15
Total expenses
9
1
2,357
165
15
9
1
2,357
165
8
30
(1)
(1,510)
85
(72)
(18)
4
14,284
107
11
—
12
—
—
(61)
(18)
16
14,284
107
(36)
(48)
(12)
(48,643)
(5,820)
(97)
(66)
4
(34,359)
(5,713)
(89) $
(36) $
3
(35,869) $
(5,628)
on investments
on investments
$
$
90
Oppenheimer
Gold &
Special
Minerals
Fund Class A
Oppenheimer
International
Bond Fund Class A
Oppenheimer
International
Growth Fund Class Y
Oppenheimer
International
Small-Mid
Company
Fund - Class Y
Oppenheimer
Discovery Mid
Cap Growth
Fund/VA
$
$
$
$
$
Investment income:
Dividends
—
2
1
—
—
Expenses:
charges
—
1
Total expenses
—
1
—
1
(5)
(1)
—
1
1
—
1
1
—
—
(1)
—
—
—
—
—
—
—
1
(5)
(1)
—
—
1
(2)
(3)
(3)
15
—
(7)
(4)
(3)
15
1
(7) $
(3) $
(3) $
14
on investments
on investments
$
91
$
1
Oppenheimer
Global
Fund/VA
Oppenheimer
Global
Strategic
Income
Fund/VA
Oppenheimer
Main Street
Fund®/VA
Oppenheimer
Main Street
Small Cap
Fund®/VA
$
$
$
$
Parnassus
Small Cap
FundSM
Investment income:
Dividends
3
6
1
253
$
—
Expenses:
charges
2
1
1
244
—
Total expenses
2
1
1
1
244
—
5
—
9
—
2
—
3
1,938
—
15
—
11
4,172
—
17
—
14
6,110
—
(11)
(8)
(12)
(7,906)
—
6
(8)
2
(1,796)
—
(3) $
2
(1,787) $
—
on investments
on investments
$
7
$
$
92
Parnassus
Core
Equity
FundSM Investor
Shares
Pax World
Balanced
Fund Individual
Investor
Class
PIMCO
CommodityRealReturn
PIMCO Real
Return
Class
$
$
$
$
Pioneer
Equity
Income
Fund Class Y
Investment income:
Dividends
440
361
17
4,425
$
192
Expenses:
charges
170
440
2
942
80
Total expenses
170
440
2
942
80
270
(79)
15
3,483
112
487
(167)
(10)
(2,671)
132
on investments
1,449
2,842
—
—
764
1,936
2,675
(10)
(2,671)
(2,502)
(3,229)
(93)
(4,757)
(1,041)
(566)
(554)
(103)
(7,428)
(145)
(296) $
(633) $
896
on investments
$
(88) $
(3,945) $
93
(33)
Pioneer
Emerging
Markets
VCT
Portfolio Class I
Pioneer
Strategic
Income
Fund Class A
Pioneer High
Yield Fund Class A
Pioneer
Equity
Income VCT
Portfolio Class I
Pioneer High
Yield VCT
Portfolio - Class I
Investment income:
Dividends
$
92
$
47
$
398
$
1
$
1,036
Expenses:
charges
13
7
85
—
205
Total expenses
13
7
85
—
205
79
40
313
1
831
9
(28)
(1,077)
—
(671)
13
—
1,345
1
741
22
(28)
268
1
70
(197)
(36)
(2,162)
(2)
(1,853)
(175)
(64)
(1,894)
(1)
(1,783)
(24) $
(1,581) $
—
on investments
on investments
$
(96) $
$
94
(952)
Prudential
Jennison
Columbia
Diversified
Equity Income
Fund - Class K
Columbia
Diversified
Equity Income
Fund - Class R4
Royce Total
Return Fund K Class
$
$
$
$
Ave Maria
Rising
Dividend
Fund
Investment income:
Dividends
1
202
2
—
$
2
Expenses:
charges
—
Total expenses
88
—
—
1
—
88
—
—
1
1
114
2
—
1
(4)
560
10
—
(5)
4
1,022
10
—
23
—
1,582
20
—
18
(7)
(2,004)
(24)
—
(29)
(7)
(422)
(4)
—
(11)
(6) $
(308) $
(2) $
—
on investments
on investments
$
95
$
(10)
SMALLCAP
World
Fund® Class R-4
T. Rowe Price
Institutional
Large-Cap
Growth Fund
T. Rowe Price
Mid-Cap Value
Fund - R Class
T. Rowe Price
TCW Total
Return Bond
Fund - Class N
$
$
$
$
$
Investment income:
Dividends
—
1
6
4
15
Expenses:
charges
Total expenses
137
—
5
3
6
137
—
5
3
6
(137)
1
1
1
9
352
(2)
67
40
(1)
907
152
89
16
16
1,259
150
156
56
15
(1,146)
(120)
(198)
(70)
(37)
113
30
(42)
(14)
(22)
(24) $
31
(41) $
(13) $
(13)
on investments
on investments
$
$
96
Templeton
Foreign
Fund Class A
Templeton
Global Bond
Fund Advisor Class
Templeton
Global Bond
Fund - Class A
Third Avenue
Real Estate
Class
Thornburg
International
Value Fund Class R4
$
$
Investment income:
Dividends
$
8
$
1,168
$
4,930
—
—
Expenses:
charges
8
Total expenses
162
1,557
—
—
8
162
1,557
—
—
—
1,006
3,373
—
—
on investments
14
(736)
(617)
—
—
—
—
—
1
8
14
(736)
(617)
1
8
(27)
(1,886)
(11,410)
(2)
(5)
(13)
(2,622)
(12,027)
(1)
3
(13) $
(1,616) $
(1) $
3
on investments
$
(8,654) $
97
USAA
Precious
Metals and
Minerals
Fund Adviser
Shares
Touchstone
Class
Diversified
Value
Portfolio
Small
Company
Growth
Portfolio
Equity
Income
Portfolio
Investment income:
Dividends
$
16
$
—
$
3
$
6
$
—
Expenses:
charges
—
81
1
2
—
Total expenses
—
81
1
2
—
16
(81)
2
4
—
(1,122)
—
17
—
7
15
3
on investments
(2)
93
—
91
(1,122)
7
32
3
(130)
(1,097)
(13)
(36)
(4)
(39)
(2,219)
(6)
(4)
(1)
(23) $
(2,300) $
(4) $
—
on investments
$
$
98
(1)
Victory
Integrity
Small-Cap
Value Fund Class Y
Victory
Sycamore
Small
Company
Opportunity
Fund - Class R
Voya
Balanced
Portfolio Class I
Voya Growth
Opportunities
Fund - Class A
Voya Large
Cap Value
Fund - Class A
Investment income:
Dividends
$
—
$
—
$
5,611
$
—
$
2
Expenses:
charges
—
—
3,064
1
1
Total expenses
—
—
—
—
3,064
1
1
2,547
(1)
1
—
1
2,985
—
(13)
1
3
—
8
5
1
4
2,985
8
(8)
(3)
(3)
(13,339)
(2)
(7)
(2)
1
(10,354)
6
(15)
(2) $
1
on investments
on investments
$
$
(7,807) $
5
99
$
(14)
Voya Real
Estate Fund Class A
Voya GNMA
Income Fund Class A
$
$
Voya
Intermediate
Bond Fund Class A
Voya
Intermediate
Bond
Portfolio Class I
Voya
Intermediate
Bond
Portfolio Class S
Investment income:
Dividends
43
102
$
36
$
16,711
$
85
Expenses:
charges
Total expenses
8
25
9
3,612
6
8
25
9
3,612
6
35
77
27
13,099
79
265
(32)
(6)
(858)
7
69
—
—
—
—
334
(32)
(6)
(858)
7
(342)
(16)
(23)
(13,900)
(93)
(8)
(48)
(29)
(14,758)
(86)
on investments
on investments
$
27
$
29
$
(2) $
(1,659) $
100
(7)
Voya
Global
Resources
Portfolio Service
Class
Voya Global
Resources
Class
Voya Global
Perspectives
Portfolio Class I
Voya High
Yield
Portfolio Adviser
Class
Voya High
Yield
Class
Investment income:
Dividends
$
47
$
—
$
1,269
$
2
$
1,853
Expenses:
charges
17
—
145
—
Total expenses
17
30
208
—
145
—
208
—
1,124
2
1,645
(30)
(7)
(3,988)
—
(332)
66
—
—
—
36
(7)
—
(332)
(169)
6
(133)
(1)
(103) $
(1) $
on investments
—
(3,988)
836
(3)
(1,979)
(3,152)
(3)
(2,311)
(2,028) $
(1) $
on investments
$
101
(666)
Voya High
Yield
Voya Large
Cap Growth
$
$
Voya Large
Cap Growth
Class
Voya Large
Cap Growth
Voya Large
Cap Value
$
$
Investment income:
Dividends
1,362
—
$
2,506
20
—
Expenses:
charges
215
Total expenses
215
1
4,091
23
—
1
4,091
23
—
(1)
(1,585)
(3)
—
(321)
23
11,550
83
—
—
20
43,367
537
1
(321)
43
54,917
620
1
(1,454)
(35)
(30,020)
(304)
(3)
(1,775)
8
24,897
316
(2)
1,147
on investments
on investments
$
(628) $
7
$
23,312
$
313
$
102
(2)
Voya Large
Cap Value
Class
$
Voya Large
Cap Value
Voya Limited
Maturity
Bond
Cap Core
Class
Cap Core
$
$
$
$
Investment income:
Dividends
6,539
29
—
153
3
Expenses:
charges
3,442
9
—
133
4
Total expenses
3,442
9
—
133
4
3,097
20
—
20
(1)
21,710
(21)
—
1,533
8
18,679
97
—
1,106
24
40,389
76
—
2,639
32
(62,632)
(200)
—
(2,856)
(37)
(22,243)
(124)
—
(217)
(5)
(19,146) $
(104) $
—
(197) $
(6)
on investments
on investments
$
$
103
Voya U.S.
Stock Index
Class
VY®
BlackRock
Inflation
Protected Bond
VY® Clarion
Global Real
Estate
$
$
VY® Clarion
Global Real
Estate
Class
VY® Clarion
Real Estate
Investment income:
Dividends
$
303
—
—
$
3,000
$
1
Expenses:
charges
Total expenses
70
—
—
792
—
70
—
233
—
—
792
—
—
2,208
1
4,591
6
—
—
on investments
1,899
(1)
(1)
1,928
—
—
3,827
(1)
(1)
4,591
6
(3,944)
(1)
(1)
(9,097)
(5)
(117)
(2)
(2)
(4,506)
1
(2) $
(2) $
(2,298) $
2
on investments
$
116
$
104
VY® Clarion
Real Estate
Class
VY® Clarion
Real Estate
$
$
VY® FMR
Diversified
Mid Cap
Class
VY® FMR
Diversified
Mid Cap
Portfolio Service 2
Class
VY® FMR
Diversified
Mid Cap
Investment income:
Dividends
36
848
$
137
$
87
$
—
Expenses:
charges
23
574
158
492
—
Total expenses
23
574
13
274
158
492
—
(21)
(405)
—
150
4,820
1,311
1,498
3
—
—
5,978
9,503
5
150
4,820
7,289
11,001
8
(109)
(4,118)
(7,770)
(11,836)
(8)
(481)
(835)
—
(1,240) $
—
on investments
on investments
41
702
$
54
$
976
$
(502) $
105
VY® Invesco
Growth and
Income
Class
$
VY® Invesco
Growth and
Income
VY®
JPMorgan
Emerging
Markets
Equity
VY®
JPMorgan
Emerging
Markets Equity
Class
VY®
JPMorgan
Emerging
Markets
Equity
$
$
$
$
Investment income:
Dividends
783
855
2
306
220
Expenses:
charges
100
239
1
212
190
Total expenses
100
239
1
212
190
683
616
1
94
30
725
1,335
(20)
(981)
(747)
3,068
3,641
20
1,332
1,212
3,793
4,976
—
351
465
(5,190)
(6,614)
(52)
(3,910)
(3,685)
(1,397)
(1,638)
(52)
(3,559)
(3,220)
(1,022) $
(51) $
(3,465) $
(3,190)
on investments
on investments
$
(714) $
106
VY®
JPMorgan
Small Cap
Core Equity
VY®
JPMorgan
Small Cap
Core Equity
Class
VY®
JPMorgan
Small Cap
Core Equity
VY® Morgan
Stanley
Global
Franchise
VY® T. Rowe
Price Capital
Appreciation
$
$
$
Investment income:
Dividends
$
—
$
137
48
1
4
Expenses:
charges
—
133
Total expenses
—
133
—
4
4
219
—
1
219
—
1
(171)
1
3
557
711
—
9
3
3,508
2,731
4
51
7
4,065
3,442
4
60
(7)
(5,369)
(4,375)
(2)
(43)
—
(1,304)
(933)
2
17
(1,104) $
3
on investments
on investments
$
—
$
(1,300) $
$
107
20
VY® T. Rowe
Price Capital
Appreciation
Class
VY® T. Rowe
Price Capital
Appreciation
VY® T. Rowe
Price Equity
Income
VY® T. Rowe
Price Equity
Income
VY® T. Rowe
Price
International
Stock
$
$
$
$
$
Investment income:
Dividends
3,336
7,929
24
2,119
1
Expenses:
charges
Total expenses
928
5,615
5
791
—
928
5,615
5
791
—
2,408
2,314
19
1,328
1
1,786
5,532
64
9,682
8
26,319
77,308
180
13,379
—
28,105
82,840
244
23,061
8
(20,669)
(60,977)
(374)
(32,856)
(10)
7,436
21,863
(130)
(9,795)
(2)
(111) $
(8,467) $
(1)
on investments
on investments
$
9,844
$
24,177
$
108
VY® T. Rowe
Price
International
Stock
VY®
Templeton
Global Growth
Class
VY®
Templeton
Global
Growth
Voya Money
Market
Portfolio Class I
$
$
$
$
Voya Global
Real Estate
Fund - Class A
Investment income:
Dividends
73
23
161
1
$
3
Expenses:
charges
79
6
61
1,680
1
Total expenses
79
6
61
1,680
1
(6)
17
100
(1,679)
2
674
33
288
—
5
—
23
176
26
—
674
56
464
26
5
(854)
(135)
(1,061)
—
(11)
(180)
(79)
(597)
26
(6)
(186) $
(62) $
(497) $
(1,653) $
(4)
on investments
on investments
$
109
Voya MultiManager
International
Small Cap
Fund - Class A
Voya
Aggregate
Bond
$
$
Voya
Aggregate
Bond
Voya
Aggregate
Bond
Voya Global
Bond
$
$
Investment income:
Dividends
2
91
$
170
7,931
—
Expenses:
charges
2
4
7
932
1
Total expenses
2
4
7
932
0
87
163
6,999
(1)
1
14
(216)
(297)
(17,373)
(11)
—
110
171
8,805
—
14
(106)
(126)
(8,568)
(11)
7
19
(35)
1,265
(4)
21
(87)
(161)
(7,303)
(15)
on investments
on investments
$
21
$
—
$
2
$
(304) $
110
(16)
Voya Global
Bond
Voya Global
Bond
Voya Index
Solution 2015
Voya Index
Solution 2015
Voya Index
Solution 2015
Portfolio Service 2
Class
$
$
$
$
Investment income:
Dividends
$
—
—
103
33
34
Expenses:
charges
822
Total expenses
4
13
5
6
822
4
13
5
6
(822)
(4)
90
28
28
(520)
(19)
(485)
(141)
(163)
—
—
356
131
157
(520)
(19)
(129)
(10)
(6)
(3,281)
(22)
(14)
(15)
(3,801)
(41)
(24)
(21)
(4,623) $
(45) $
on investments
4
on investments
(125)
$
(35) $
4
$
111
7
Voya Index
Solution 2025
Voya Index
Solution 2025
Voya Index
Solution 2025
Portfolio Service 2
Class
Voya Index
Solution 2035
Voya Index
Solution 2035
$
$
$
$
$
Investment income:
Dividends
102
48
55
109
47
Expenses:
charges
49
22
23
58
22
Total expenses
49
22
23
58
22
53
26
32
51
25
26
(98)
148
53
15
443
240
332
619
312
469
142
480
672
327
(726)
(252)
(587)
(1,035)
(483)
(257)
(110)
(107)
(363)
(156)
(312) $
(131)
on investments
on investments
$
(204) $
(84) $
(75) $
112
Voya Index
Solution 2035
Portfolio Service 2
Class
Voya Index
Solution 2045
Voya Index
Solution 2045
Voya Index
Solution 2045
Portfolio Service 2
Class
Voya Index
Solution 2055
$
$
$
$
$
Investment income:
Dividends
33
80
14
20
12
Expenses:
charges
15
52
10
13
9
Total expenses
15
52
10
13
9
18
28
4
7
3
143
2
(6)
121
5
270
582
119
220
80
413
584
113
341
85
(483)
(928)
(152)
(399)
(139)
(70)
(344)
(39)
(58)
(54)
(52) $
(316) $
(35) $
(51) $
(51)
on investments
on investments
$
113
Voya Index
Solution 2055
Voya Index
Solution 2055
Portfolio Service 2
Class
$
$
Voya Index
Solution
Income
Voya Index
Solution
Income
Voya Index
Solution Income
$
$
Investment income:
Dividends
7
3
$
21
4
4
Expenses:
charges
6
2
21
7
5
Total expenses
6
2
21
7
5
1
1
—
(3)
(1)
(18)
28
(103)
10
(19)
59
32
59
13
15
41
60
(44)
23
(4)
(66)
(77)
(49)
(31)
(25)
(25)
(17)
(93)
(8)
(29)
(24) $
(16) $
(93) $
on investments
on investments
$
(11) $
114
(30)
Voya
Solution 2015
Voya
Solution 2015
Voya
Solution 2015
Voya
Solution 2015
Portfolio Service 2
Class
Voya
Solution 2025
$
$
$
$
$
Investment income:
Dividends
29
143
2,621
295
14
Expenses:
charges
2
Total expenses
9
337
31
2
2
9
337
31
2
27
134
2,284
264
12
19
(278)
(297)
7
85
334
6,842
820
50
104
56
6,094
523
57
(115)
(136)
(7,397)
(671)
(71)
(11)
(80)
(1,303)
(148)
(14)
on investments
(748)
on investments
$
16
$
54
$
981
$
116
$
115
(2)
Voya Solution
2025
Voya Solution
2025
Voya Solution
2025
Portfolio Service 2
Class
Voya Solution
2035
Voya Solution
2035
$
$
$
$
$
Investment income:
Dividends
83
4,464
415
5
112
Expenses:
charges
13
1,157
89
1
21
Total expenses
13
70
1,157
89
1
21
3,307
326
4
91
(76)
5,642
533
3
1
244
14,206
1,414
19
380
168
19,848
1,947
22
381
(289)
(24,431)
(2,361)
(26)
(526)
(121)
(4,583)
(414)
(4)
(145)
on investments
on investments
$
(51) $
(1,276) $
(88) $
—
$
116
(54)
Voya Solution
2035
Voya Solution
2035
Portfolio Service 2
Class
Voya Solution
2045
Voya Solution
2045
Voya Solution
2045
$
$
$
$
$
Investment income:
Dividends
4,398
382
2
52
3,040
Expenses:
charges
1,085
90
—
10
778
Total expenses
1,085
90
—
10
778
3,313
292
2
42
2,262
5,332
423
5
(39)
4,977
16,082
1,521
12
231
14,627
21,414
1,944
17
192
19,604
(26,629)
(2,376)
(19)
(245)
(23,651)
(5,215)
(432)
(2)
(53)
(4,047)
(1,902) $
(140) $
—
(11) $
(1,785)
on investments
on investments
$
$
117
Voya Solution
2045
Portfolio Service 2
Class
Voya Solution
2055
Voya Solution
Voya Solution
Voya Solution
Balanced
$
$
$
$
$
Investment income:
Dividends
221
23
328
24
132
Expenses:
charges
52
Total expenses
7
102
6
45
52
7
102
6
45
169
16
226
18
87
253
(22)
196
20
71
on investments
1,158
80
1,214
95
364
1,411
58
1,410
115
435
(1,696)
(85)
(1,937)
(154)
(595)
(285)
(27)
(527)
(39)
(160)
(116) $
(11) $
(301) $
(21) $
on investments
$
118
(73)
Voya Solution
Income
Voya Solution
Income
Voya Solution
Income
Voya Solution
Income
Portfolio Service 2
Class
Voya Solution
Moderately
Conservative
$
$
$
$
$
Investment income:
Dividends
5
113
497
28
156
Expenses:
charges
2
22
308
22
57
Total expenses
2
22
308
22
57
3
91
189
6
99
(1)
9
230
22
67
7
133
644
38
327
6
142
874
60
394
(25)
(302)
(2,374)
(194)
(573)
(19)
(160)
(1,500)
(134)
(179)
(1,311) $
(128) $
on investments
on investments
$
(16) $
(69) $
119
(80)
VY®
American
Century
Small-Mid
Cap Value
VY®
American
Century
Small-Mid
Cap Value
VY®
American
Century
Small-Mid
Cap Value
VY® Baron
Growth
VY® Baron
Growth
Investment income:
Dividends
$
2
$
352
$
833
$
—
$
388
Expenses:
charges
—
89
412
—
89
412
1
1,407
2
263
421
(1)
(1,019)
(1)
421
2,688
31
10,285
26
3,572
10,128
31
12,217
25
3,993
12,816
62
22,502
(30)
(4,659)
(14,488)
(81)
(30,374)
(5)
(666)
(1,672)
(19)
(7,872)
(3) $
(403) $
(1,251) $
(20) $
(8,891)
Total expenses
1
1,407
on investments
on investments
$
120
VY®
Columbia
Contrarian
Core
VY®
Columbia
Small Cap
Value II
VY®
Columbia
Small Cap
Value II
VY®
Fidelity® VIP
Mid Cap
VY® Invesco
Comstock
$
$
$
$
$
Investment income:
Dividends
127
1
19
46
10
Expenses:
charges
146
1
50
16
2
Total expenses
146
1
50
16
2
(19)
—
(31)
30
8
942
2
300
244
20
1,673
—
—
210
—
2,615
2
300
454
20
(2,308)
(10)
(540)
(549)
(62)
(8)
(240)
(95)
(42)
(8) $
(271) $
(65) $
(34)
on investments
on investments
307
$
288
$
121
VY® Invesco
Comstock
VY® Invesco
Equity and
Income
VY® Invesco
Equity and
Income
VY® Invesco
Equity and
Income
VY®
JPMorgan
Mid Cap
Value
$
$
$
$
$
Investment income:
Dividends
1,571
29
7,352
35
1
Expenses:
charges
687
6
3,274
14
1
Total expenses
687
6
3,274
14
1
884
23
4,078
21
—
2,233
48
7,913
(195)
53
—
129
25,763
201
56
2,233
177
33,676
6
109
(7,841)
(247)
(47,533)
(111)
(122)
(5,608)
(70)
(13,857)
(105)
(13)
(4,724) $
(47) $
on investments
on investments
$
(9,779) $
(84) $
122
(13)
VY®
JPMorgan
Mid Cap
Value
VY®
JPMorgan
Mid Cap
Value
VY®
Oppenheimer
Global
VY®
Oppenheimer
Global
VY®
Oppenheimer
Global
$
$
$
$
Investment income:
Dividends
$
65
399
6
8,505
15
Expenses:
charges
62
Total expenses
621
2
5,989
12
62
621
2
5,989
12
3
(222)
4
2,516
3
on investments
167
3,116
29
18,144
74
1,019
9,283
45
44,066
93
1,186
12,399
74
62,210
167
(1,463)
(14,700)
(59)
(46,393)
(144)
(277)
(2,301)
15
15,817
23
(274) $
(2,523) $
19
on investments
$
$
18,333
$
123
26
VY® Pioneer
High Yield
VY® Pioneer
High Yield
VY® T. Rowe
Price
Diversified
Mid Cap
Growth
$
$
$
VY® T. Rowe
Price
Diversified
Mid Cap
Growth
VY® T. Rowe
Price
Diversified
Mid Cap
Growth
$
$
Investment income:
Dividends
2,018
38
—
—
—
Expenses:
charges
336
Total expenses
4
1
4,255
8
336
4
1
4,255
8
1,682
34
(1)
(4,255)
(8)
485
12
16
11,531
75
—
—
64
61,053
153
485
12
80
72,584
228
(3,974)
(91)
(74)
(63,982)
(201)
(3,489)
(79)
6
8,602
27
(1,807) $
(45) $
5
on investments
on investments
$
$
4,347
$
124
19
VY® T. Rowe
Price Growth
Equity
VY® T. Rowe
Price Growth
Equity
VY® T. Rowe
Price Growth
Equity
VY®
Templeton
Foreign
Equity
VY®
Templeton
Foreign Equity
$
$
$
$
$
Investment income:
Dividends
—
—
—
14
3,811
Expenses:
charges
5
Total expenses
3,242
25
1
986
5
3,242
25
1
986
(5)
(3,242)
(25)
13
2,825
on investments
151
11,431
544
—
(851)
230
51,579
609
—
—
381
63,010
1,153
—
(851)
(234)
(26,952)
(711)
(28)
(5,844)
147
36,058
442
(28)
(6,695)
(15) $
(3,870)
on investments
$
142
$
32,816
$
417
$
125
VY®
Templeton
Foreign
Equity
Voya Core
Equity
Research
Fund - Class A
Voya
Corporate
Leaders 100
Fund - Class I
Voya Strategic
Allocation
Conservative
Portfolio Class I
Voya Strategic
Allocation
Growth
Portfolio Class I
$
$
$
$
$
Investment income:
Dividends
12
—
25
1,183
1,946
Expenses:
charges
Total expenses
1
—
4
354
727
1
—
4
354
727
11
—
21
829
1,219
17
8
(3)
—
20
—
17
28
(3)
2,097
(1,027)
(43)
(26)
(33)
(3,341)
(1,708)
(26)
2
(36)
(1,244)
(2,735)
(15) $
2
on investments
2,097
—
(1,027)
—
on investments
$
$
(15) $
(415) $
126
(1,516)
Voya Strategic
Allocation
Moderate
Portfolio Class I
Voya Growth
and Income
Portfolio Class A
Voya Growth
and Income
Portfolio Class I
Voya Growth
and Income
Portfolio Class S
$
$
$
$
Voya Global
Value
Advantage
Portfolio Class I
Investment income:
Dividends
1,924
23
25,529
5
$
667
Expenses:
charges
627
Total expenses
5
14,416
3
758
627
5
14,416
3
758
1,297
18
11,113
2
(91)
502
40
37,636
12
(129)
—
69
58,686
14
—
502
109
96,322
26
(129)
(2,691)
(163)
(138,230)
(38)
(6,145)
(2,189)
(54)
(41,908)
(12)
(6,274)
(36) $
(30,795) $
(10) $
(6,365)
on investments
on investments
$
(892) $
127
Voya Global
Value
Advantage
Portfolio Class S
Voya Index
Plus
LargeCap
Portfolio Class I
Voya Index
Plus
LargeCap
Portfolio Class S
Voya Index
Plus MidCap
Portfolio Class I
Voya Index
Plus MidCap
Portfolio Class S
$
$
Investment income:
Dividends
$
69
$
5,457
$
4
3,283
2
Expenses:
charges
130
3,423
1
3,244
1
Total expenses
130
3,423
1
3,244
1
(61)
2,034
3
39
1
(59)
13,323
49
6,597
24
—
—
48,820
49
(59)
13,323
49
55,417
73
(768)
(15,795)
(50)
(64,084)
(81)
(827)
(2,472)
(1)
(8,667)
(8)
(8,628) $
(7)
on investments
—
on investments
$
(888) $
(438) $
2
$
128
Voya Index
Plus
SmallCap
Portfolio Class I
Voya Index
Plus
SmallCap
Portfolio Class S
Voya
International
Index
Portfolio Class I
Voya
International
Index
Portfolio Class S
Voya
Russell™
Large Cap
Growth Index
Portfolio Class I
$
$
$
Investment income:
Dividends
$
1,297
$
2
943
—
260
Expenses:
charges
Total expenses
1,391
1
292
—
228
1,391
1
292
—
228
1
651
—
32
3,979
8
865
—
1,292
—
—
—
—
—
3,979
8
865
—
1,292
(9,642)
(19)
(2,367)
—
8
(5,663)
(11)
(1,502)
—
1,300
(5,757) $
(10) $
(94)
on investments
on investments
$
(851) $
—
$
129
1,332
Voya
Russell™
Large Cap
Growth Index
Portfolio Class S
Voya
Russell™
Large Cap
Index
Portfolio Class I
Voya
Russell™
Large Cap
Index
Portfolio Class S
Voya
Russell™
Large Cap
Value Index
Portfolio Class I
Voya
Russell™
Large Cap
Value Index
Portfolio Class S
Investment income:
Dividends
$
10
$
926
$
6
$
7
$
130
Expenses:
charges
4
490
4
5
88
Total expenses
4
490
4
5
88
6
436
2
2
42
23
2,482
13
34
457
—
—
—
5
118
23
2,482
13
39
575
44
(2,184)
(11)
(58)
(1,037)
2
(19)
(462)
(17) $
(420)
on investments
on investments
67
298
$
73
$
734
$
4
$
130
Voya
Russell™ Mid
Cap Growth
Index
Portfolio Class S
Voya
Russell™ Mid
Cap Index
Portfolio Class I
$
$
Voya
Russell™
Small Cap
Index
Portfolio Class I
Voya Small
Company
Portfolio Class I
Voya Small
Company
Portfolio Class S
Investment income:
Dividends
76
902
$
340
$
734
$
1
Expenses:
charges
104
501
278
1,408
Total expenses
104
501
278
1,408
(28)
401
62
923
1,225
494
1,534
1
—
5,568
2,742
21,200
45
923
6,793
3,236
22,734
46
(1,158)
(10,211)
(5,225)
(24,326)
(50)
(235)
(3,418)
(1,989)
(1,592)
(4)
(263) $
(3,017) $
(1,927) $
(2,266) $
(4)
(674)
1
1
—
on investments
on investments
$
131
Voya U.S.
Bond Index
Portfolio Class I
Voya
International
Value
Portfolio Class I
Voya
International
Value
Portfolio Class S
Voya MidCap
Opportunities
Portfolio Class I
Voya MidCap
Opportunities
Portfolio Class S
$
$
$
$
Investment income:
Dividends
$
293
235
1
—
—
Expenses:
charges
109
68
—
1,205
8
Total expenses
109
68
—
1,205
8
184
167
1
(1,205)
(8)
4,251
20
2,102
51
—
—
19,188
186
(42)
4,251
20
21,290
237
(229)
(2,734)
(16)
(20,540)
(236)
(271)
1,517
4
on investments
(68)
26
on investments
750
1
$
(87) $
1,684
$
5
$
(455) $
132
(7)
Voya
SmallCap
Opportunities
Portfolio Class I
Voya
SmallCap
Opportunities
Portfolio Class S
Wanger
International
Wanger Select
$
$
$
$
Wanger USA
Investment income:
Dividends
—
—
678
8
$
—
Expenses:
charges
Total expenses
437
—
370
601
506
437
—
370
601
506
(437)
—
308
(593)
(506)
on investments
1,208
10
(1,173)
4,423
1,229
4,785
14
4,049
19,814
11,268
5,993
24
2,876
24,237
12,497
(6,776)
(25)
(3,521)
(23,911)
(12,873)
(783)
(1)
(645)
(1) $
(337) $
on investments
326
(376)
$
(1,220) $
(267) $
133
(882)
Washington
Mutual
Investors
FundSM Class R-3
Washington
Mutual
Investors
FundSM Class R-4
Wells Fargo
Small Cap
Value Fund Class A
Wells Fargo
Special Small
Cap Value
Fund - Class A
Investment income:
Dividends
$
69
$
2,542
$
—
$
767
Expenses:
charges
21
1,340
1
1,277
Total expenses
21
48
1,340
1
1,277
1,202
(1)
(510)
879
1,593
(3)
213
151
5,060
28
1,646
1,030
6,653
25
1,859
(1,118)
(9,504)
(36)
(7,715)
(88)
(2,851)
(11)
(5,856)
(40) $
(1,649) $
(12) $
(6,366)
on investments
on investments
$
134
For the Years Ended December 31, 2015 and 2014
Net assets at January 1, 2014
AB Growth
and Income
Fund Class A
$
183
AB VPS
Growth and
Income
Portfolio Class A
$
674
Aberdeen
International
Class
$
—
Invesco
Floating
Rate Fund Class R5
$
—
—
1
—
—
14
158
—
—
1
(115)
—
—
15
44
—
—
3
(275)
—
32
3
18
201
(275)
(231)
443
—
—
—
32
32
32
Increase (decrease) in net assets
Operations:
Net unrealized appreciation (depreciation)
of investments
Net increase (decrease) in net assets resulting from
operations
Changes from principal transactions:
Total unit transactions
Increase (decrease) in net assets derived from
principal transactions
Total increase (decrease) in net assets
Net assets at December 31, 2014
Operations:
of investments
operations
$
—
1
11
2
25
37
(8)
—
(26)
(37)
(122)
(3)
(1)
1
(119)
(1)
(31)
40
2,171
16
40
41
484
2,171
2,052
2,052
16
15
47
(31)
(32)
169 $
$
$
135
Invesco Mid
Cap Core
Equity Fund Class A
$
4,574
Operations:
of investments
operations
Operations:
of investments
operations
$
Invesco Small
Cap Growth
Fund - Class A
$
38
Invesco
International
$
217
Invesco
Endeavor
Fund - Class A
$
63
(45)
(1)
4
—
618
16
17
9
(419)
(9)
(27)
(4)
154
6
(6)
5
(671)
46
197
(17)
(671)
(517)
4,057
46
52
90
197
191
408
(17)
(12)
51
(38)
(1)
3
—
221
10
4
(3)
(381)
(12)
(22)
(2)
(198)
(3)
(15)
(5)
(250)
(12)
60
(35)
60
45
453
(35)
(40)
11
(250)
(448)
3,609 $
(12)
(15)
75 $
$
136
Invesco Global
Health Care
Fund Investor Class
$
356
Operations:
of investments
operations
Operations:
of investments
operations
$
Invesco High
Yield Fund Class R5
$
—
Invesco
American
Value Fund Class R5
$
—
Invesco
Energy Fund Class R5
$
—
(3)
1
(1)
—
83
—
18
—
(15)
(1)
(14)
—
65
—
3
—
21
35
228
—
21
86
442
35
35
35
228
231
231
—
—
—
(4)
5
(7)
—
83
(2)
45
—
(85)
(11)
(135)
(2)
(6)
(8)
(97)
(2)
(178)
126
696
11
(178)
(184)
258 $
126
118
153
696
599
830
11
9
9
$
$
137
Invesco Small
Cap Value
Fund - Class A
$
318
Operations:
of investments
operations
Operations:
of investments
operations
Invesco V.I.
American
Franchise Fund Series I Shares
$
26,065
(3)
(268)
Alger Capital
Appreciation
Fund - Class A
$
723
(77)
(4)
81
1,117
2,286
(55)
1,045
521
23
1,894
2,730
129
200
(67)
82
(787)
(3,249)
483
82
105
423
(787)
1,107
27,172
(3,249)
(519)
39,632
483
612
1,335
(3)
41
(72)
$
Invesco V.I.
Core Equity
Fund - Series
I Shares
$
40,151
(277)
1,355
(57)
25
(7)
5,500
263
(7,990)
(166)
(34)
1,021
(2,465)
90
(84)
(2,060)
(3,845)
(200)
(2,060)
(1,039)
26,133 $
(3,845)
(6,310)
33,322 $
(84)
(118)
305 $
138
(200)
(110)
1,225
AllianzGI NFJ
Small-Cap
Value Fund Class A
$
584
(41)
3
1
9
614
7
—
144
(439)
12
2
(148)
134
22
3
5
(571)
(7)
(1)
(41)
(571)
(437)
3,775
(7)
15
261
(1)
2
27
(41)
(36)
548
Alger Green
Fund - Class A
$
4,212
Operations:
of investments
operations
Operations:
of investments
operations
AllianzGI NFJ
Dividend Value
Fund - Class A
$
246
AllianzGI NFJ
Large-Cap
Class
$
25
$
(41)
4
1
5
231
3
—
67
(138)
(33)
(2)
(122)
52
(26)
(1)
(50)
(119)
12
—
37
(119)
(67)
3,708 $
12
(14)
247 $
—
(1)
26 $
139
37
(13)
535
American
Beacon Small
Cap Value
Fund Investor Class
$
—
425
48
—
4,825
4,884
1,036
4
215
510
4,799
Amana
Growth Fund Investor Class
$
39,761
Operations:
of investments
operations
Operations:
of investments
operations
Amana
Income Fund Investor Class
$
72,426
American
Balanced
Fund® Class R-3
$
7,353
(241)
(523)
(1)
5,819
561
3
(2,098)
(3,433)
(597)
61
(2,098)
2,701
42,462
(3,433)
2,386
74,812
(597)
(36)
7,317
61
64
64
(221)
$
304
47
—
5,002
7,968
1,354
6
(5,331)
(11,164)
(1,312)
(14)
(550)
(2,892)
(4,189)
(7,179)
(4,189)
(4,739)
37,723 $
(7,179)
(10,071)
64,741 $
89
(2,303)
(2,303)
(2,214)
5,103 $
140
(8)
62
62
54
118
American
Century
Investments®
Fund Investor Class
$
32,860
American
Century
Investments®
Income &
Growth Fund A Class
$
9,649
Fundamental
$
1,936
Fundamental
$
51,196
128
68
5
110
(698)
859
319
6,922
1,104
146
(166)
(2,028)
534
1,073
158
5,004
(4,371)
184
76
11,192
(4,371)
(3,837)
29,023
184
1,257
10,906
76
234
2,170
11,192
16,196
67,392
(37)
73
8
403
(767)
1,466
381
6,103
(19)
(2,319)
(331)
(4,824)
(823)
(780)
58
1,682
(3,864)
(728)
(854)
3,098
Operations:
of investments
operations
Operations:
of investments
operations
$
(3,864)
(4,687)
24,336 $
(728)
(1,508)
9,398 $
(854)
(796)
1,374 $
141
3,098
4,780
72,172
American
Mutual Fund® Class R-4
$
888
Operations:
of investments
operations
Operations:
of investments
operations
Ariel
Appreciation
Fund Investor Class
$
740
25
$
Ariel Fund Investor
Class
$
10,567
(1)
Artisan
International
Fund - Investor
Shares
$
10,284
(44)
(28)
87
168
2,427
399
73
(103)
(1,387)
(611)
185
64
996
1,081
(107)
349
3,048
1,081
1,266
2,154
(107)
(43)
697
349
1,345
11,912
3,048
2,808
13,092
46
1
152
91
2,275
(289)
(133)
(2,958)
(1,190)
(91)
(41)
(739)
(856)
1,093
(105)
476
2,322
1,093
1,002
3,156
(105)
(146)
551 $
476
(263)
11,649 $
2,322
1,466
14,558
$
(56)
(240)
142
(85)
419
BlackRock
Health
Sciences
Opportunities
Shares
$
—
BlackRock
Health Sciences
Opportunities
Shares
$
—
17
—
—
8,889
131
—
—
(5,131)
(21)
—
—
3,424
127
—
—
10,560
136
—
—
10,560
13,984
47,419
136
263
1,697
—
—
—
—
—
—
16
2
99
2,894
335
16
1,156
(7,281)
(360)
(14)
(1,697)
(4,646)
(9)
4
(8,855)
(415)
167
12,939
167
171
171
12,939
12,497
12,497
Aston/
Fairpointe Mid
Cap Fund Class N
$
33,435
Operations:
of investments
operations
Operations:
of investments
operations
BlackRock
Equity
Dividend
Fund Investor A
Shares
$
1,434
(334)
(259)
$
(8,855)
(13,501)
33,918 $
(415)
(424)
1,273 $
(442)
$
143
BlackRock
Mid Cap Value
Opportunities
Fund Institutional
Shares
$
—
Operations:
of investments
operations
Operations:
of investments
operations
BlackRock Mid
Cap Value
Opportunities
Fund - Investor A
Shares
$
16,116
—
$
Bond Fund of
AmericaSM Class R-4
$
9,244
Calvert VP
SRI Balanced
Portfolio
$
52,700
105
253
4,303
(107)
2
3,462
54
(2)
(2,555)
241
(281)
—
800
400
4,275
21
(133)
(327)
(3,484)
21
21
21
(133)
667
16,783
(327)
73
9,317
(3,484)
791
53,491
1
(56)
97
(502)
453
6
2,301
73
(11)
(3,348)
(247)
(1,649)
(4)
(1,103)
(77)
(1,698)
49
(2,975)
853
(2,627)
49
45
66
(2,975)
(4,078)
12,705 $
853
776
10,093
(2,627)
(4,325)
49,166
$
144
$
Capital
Income
Builder® Class R-4
$
Operations:
of investments
operations
Operations:
of investments
operations
$
—
Capital World
Growth &
Income FundSM Class R-3
$
685
Cohen &
Steers Realty
Shares, Inc.
$
2,434
—
11
69
(1)
—
12
281
18
—
—
626
(17)
—
23
976
—
—
67
3,268
(3)
—
—
—
67
90
775
3,268
4,244
6,678
(3)
(3)
100
4
13
117
(1)
(2)
30
990
25
(11)
(74)
(991)
(24)
(9)
(31)
116
—
ColumbiaSM
$
103
339
106
1,182
(53)
339
330
330
106
75
850
1,182
1,298
7,976
(53)
(53)
47
$
$
$
145
ColumbiaSM
$
54
Operations:
of investments
operations
Operations:
of investments
operations
Columbia Mid
Cap Value
Fund - Class A
$
5,980
(1)
CRM Mid Cap
Value Fund Investor
Shares
$
313
—
—
(32)
9
1,832
—
82
(8)
(1,014)
—
(67)
—
786
—
15
4
3,650
—
(40)
4
4
58
3,650
4,436
10,416
—
—
2
(40)
(25)
288
(1)
$
Columbia Mid
Cap Value
Fund - Class Z
$
2
(55)
—
1
4
1,670
—
89
(4)
(2,162)
—
(101)
(1)
(547)
—
(11)
(50)
(1,359)
—
29
(50)
(51)
7 $
(1,359)
(1,906)
8,510 $
—
—
2
29
18
306
146
$
Davis Financial
Fund - Class Y
$
—
Delaware
Diversified
Income Fund Class A
$
1,887
Delaware Smid
Cap Growth
Fund Institutional
Class
$
—
—
86
—
(1)
—
2
—
38
—
13
—
(24)
—
101
—
13
—
2,474
—
570
—
—
—
2,474
2,575
4,462
—
—
—
570
583
692
—
122
—
(3)
—
(27)
86
50
—
(196)
(68)
(125)
—
(101)
18
(78)
1
103
1,392
375
1
1
1
103
2
4,464
1,392
1,410
1,410
375
297
989
Operations:
of investments
operations
Operations:
of investments
operations
$
$
$
147
Delaware
Small Cap
Value Fund Class A
$
109
$
Deutsche
Small Cap
Growth Fund Class S
$
—
DFA
InflationProtected
Securities
Class
$
—
Emerging
Markets Core
Equity
Class
$
—
U.S. Targeted
Class
$
—
—
—
—
—
2
—
—
—
(1)
—
—
—
1
—
—
—
23
—
—
—
23
24
24
—
—
—
—
—
—
—
—
—
—
—
1
11
1
—
—
84
(2)
—
(7)
(188)
(1)
—
(6)
(93)
4
34
192
2,505
4
3
27
34
34
34
192
186
186
2,505
2,412
2,412
Operations:
of investments
operations
Operations:
of investments
operations
$
$
$
$
148
Operations:
of investments
operations
Operations:
of investments
operations
Dodge & Cox
Stock Fund
$
128
Deutsche
Equity 500
Index Fund Class S
$
676
Eaton Vance
Large-Cap
Value Fund Class R
$
131
5
2
6
—
20
20
74
45
(28)
4
3
(33)
(3)
26
83
12
16
148
(13)
(50)
16
13
393
148
174
302
(13)
70
746
(50)
(38)
93
4
1
4
—
20
16
91
6
(70)
(36)
(95)
(8)
(46)
(19)
—
(2)
(16)
45
37
(3)
45
26
328
37
37
783
(3)
(5)
88
Dodge & Cox
International
Stock Fund
$
380
$
(16)
(62)
331 $
$
$
149
EuroPacific
Growth
Fund® Class R-3
$
8,662
EuroPacific
Growth Fund® Class R-4
$
314,660
33
1,386
650
970
Operations:
of investments
operations
Operations:
of investments
operations
$
Fidelity
Advisor® New
$
729
Fidelity® VIP
Equity-Income
$
306,607
(9)
5,435
187
4,145
(926)
(13,038)
(72)
12,997
(243)
(10,682)
106
22,577
(1,319)
(8,450)
99
(27,320)
(1,319)
(1,562)
7,100
(8,450)
(19,132)
295,528
99
205
934
(27,320)
(4,743)
301,864
51
2,295
(7)
5,779
446
2,644
59
19,882
(580)
(9,915)
(40)
(39,164)
(83)
(4,976)
12
(13,503)
(744)
(8,643)
234
(34,475)
234
246
1,180
(34,475)
(47,978)
253,886
(744)
(827)
6,273 $
(8,643)
(13,619)
281,909 $
$
150
Fidelity® VIP
Growth
$
275,001
Operations:
of investments
operations
Operations:
of investments
operations
Fidelity® VIP
High Income
$
11,354
Fidelity® VIP
Overseas
$
36,312
Fidelity® VIP
Contrafund®
$
1,320,713
(2,239)
575
107
665
9,482
101
(700)
56,881
20,363
(692)
(2,504)
82,142
27,606
(16)
(3,097)
139,688
(10,109)
813
(3,332)
(80,851)
(10,109)
17,497
292,498
813
797
12,151
(3,332)
(6,429)
29,883
(80,851)
58,837
1,379,550
(2,084)
610
127
24,951
(12)
(206)
149,895
(1,118)
791
(151,601)
(520)
712
(475)
(5,243)
17,624
$
(22,700)
(1,190)
(22,700)
(5,076)
287,422 $
(1,190)
(1,710)
10,441 $
1,231
(330)
(149,550)
(330)
382
30,265 $
(149,550)
(150,025)
1,229,525
151
Fidelity® VIP
Index 500
$
153,676
Fidelity® VIP
Mid Cap
$
27,855
Fidelity® VIP
Asset Manager
$
23,250
Franklin
Mutual Global
Discovery
Fund - Class R
$
2,610
837
74
75
34
4,424
1,808
1,359
221
Operations:
of investments
operations
Operations:
of investments
operations
13,593
(162)
18,854
$
1,720
(368)
(144)
1,066
111
3,561
(111)
(1,655)
(128)
3,561
22,415
176,091
(111)
1,609
29,464
(1,655)
(589)
22,661
(128)
(17)
2,593
1,510
—
101
12
5,449
7,244
1,669
263
(6,756)
(5,517)
(1,966)
(366)
(196)
(91)
(873)
203
1,727
632
(31,188)
(1,089)
(31,188)
(29,461)
3 $
(1,089)
(1,285)
21,376 $
632
835
176,926
$
152
(873)
(964)
1,629
Franklin
Biotechnology
Discovery
Fund - Advisor
Class
$
—
Franklin
Natural
Resources
Fund - Advisor
Class
$
—
—
—
4
—
160
15,126
4
(1)
(136)
(15,311)
8
(1)
21
89
4
(474)
(11,303)
89
97
97
4
3
3
(474)
(453)
306
(11,303)
(11,893)
132,108
(3)
—
(3)
(327)
35
—
29
27,387
(32)
(2)
(34)
(36,873)
—
(2)
(8)
(9,813)
207
4
(11)
(18,931)
207
207
304
4
2
5
(11)
(19)
287 $
(18,931)
(28,744)
103,364
Operations:
of investments
operations
Operations:
of investments
operations
$
$
Franklin
Small-Mid
Cap Growth
Fund - Class A
$
759
Franklin Small
Cap Value VIP
Fund - Class 2
$
144,001
(3)
$
153
(405)
(590)
Goldman Sachs
Growth
Opportunities
Fund - Class IR
$
—
Operations:
of investments
operations
Operations:
of investments
operations
Growth Fund
$
15,914
—
(88)
The Hartford
Capital
Appreciation
Fund - Class R4
$
—
(2,242)
—
1
2,781
40,146
—
—
(1,397)
(8,466)
—
1
1,296
29,438
—
2
(490)
(13,292)
—
2
3
3
(490)
806
16,720
(13,292)
16,146
380,060
—
—
—
—
(54)
(1,476)
—
1
3,220
37,477
—
(1)
(2,417)
(19,558)
—
16,443
—
—
$
Growth
Fund of
America® Class R-4
$
363,914
749
6
(3,724)
(26,352)
—
6
6
9
(3,724)
(2,975)
13,745 $
(26,352)
(9,909)
370,151 $
—
—
—
$
154
The Hartford
Dividend And
$
4
Income Fund
$
2,392
Ivy Science
and
Technology
Fund - Class Y
$
—
Janus Aspen
Series
Balanced
Shares
$
153
—
56
—
1
—
182
—
9
—
(54)
—
1
—
184
—
11
1
46
31
(17)
1
1
5
46
230
2,622
31
31
31
(17)
(6)
147
—
51
(9)
1
—
271
14
10
(1)
(371)
(160)
(12)
(1)
(49)
(155)
(1)
1
(539)
Operations:
of investments
operations
Operations:
of investments
operations
$
1
—
5
$
(539)
(588)
2,034 $
1,993
(14)
1,993
1,838
1,869
(14)
(15)
132
$
155
Operations:
of investments
operations
Operations:
of investments
operations
Janus Aspen
Series
Flexible
Bond
Shares
$
38
Janus Aspen
Series Global
Research
Shares
$
161
(3)
1
—
(1)
56
—
27
9
(19)
—
(16)
1
34
1
11
9
(78)
1
(70)
(5)
(78)
(44)
282
1
2
40
(70)
(59)
102
(5)
4
82
(1)
1
—
—
57
—
13
16
(50)
(1)
(16)
(12)
6
—
(3)
4
(39)
(3)
(27)
(2)
(39)
(33)
249 $
(3)
(3)
37 $
(27)
(30)
72 $
(2)
2
84
Janus Aspen
Series
Enterprise
Shares
$
326
$
Janus Aspen
Series Janus
Shares
$
78
156
JPMorgan
Equity Income
Fund - Select
Class
$
—
JPMorgan
Government
$
242
Lazard
Emerging
Markets
Equity
$
—
1
3
—
(19)
1
(4)
—
325
2
9
—
131
4
8
—
437
64
176
—
(175)
64
68
68
176
184
426
—
—
—
(175)
262
4,184
1
8
—
(43)
2
6
—
411
(8)
(16)
—
(661)
(5)
(2)
—
(293)
Operations:
of investments
operations
Operations:
of investments
operations
$
Lazard U.S.
Mid Cap
Equity
$
3,922
184
538
—
1,305
184
179
247
538
536
962
—
—
—
1,305
1,012
5,196
$
$
$
157
ClearBridge
Aggressive
Growth Fund Class I
$
—
Operations:
of investments
operations
Operations:
of investments
operations
LKCM
Aquinas
Growth Fund
$
411
—
$
Loomis Sayles
Small Cap
$
15,591
(3)
Loomis Sayles
Limited Term
Government
and Agency
Fund - Class Y
$
—
(99)
2
2
107
2,999
(1)
1
(104)
(2,344)
(1)
3
—
93
(63)
(1,832)
373
93
96
96
(63)
(63)
348
(1,832)
(1,276)
14,315
373
373
373
(3)
(3)
(88)
5
14
32
1,637
(4)
(27)
(25)
(2,189)
(9)
(16)
4
(640)
(8)
276
23
(1,209)
276
260
356
23
27
375
$
556
$
(1,209)
(1,849)
12,466 $
158
—
844
844
836
1,209
Loomis Sayles
Value Fund Class Y
$
—
Operations:
of investments
operations
Operations:
of investments
operations
$
Lord Abbett
Developing
Growth Fund Class A
$
259
Lord Abbett
Core Fixed
Income Fund Class A
$
46
Lord Abbett
Mid Cap Stock
Fund - Class A
$
997
—
(2)
—
(3)
—
50
—
28
—
(43)
3
87
—
5
3
112
—
10
1,209
46
—
—
—
10
15
274
1,209
1,212
1,258
46
158
1,155
—
(2)
1
—
2
25
11
145
(2)
(55)
(3)
(204)
—
(32)
9
(59)
10
35
10
10
10
35
3
277
$
$
(1,224)
(230)
(1,224)
(1,215)
43 $
(230)
(289)
866
159
Lord Abbett
Small Cap
Value Fund Class A
$
1,450
Operations:
of investments
operations
Operations:
of investments
operations
Lord Abbett
Fundamental
Equity Fund Class A
$
264
MainStay
Large Cap
$
637
(11)
—
384
54
1,491
134
(367)
(38)
9,387
(134)
16
10,343
—
(202)
(15)
(10,441)
(635)
(202)
(196)
1,254
(15)
1
265
(10,441)
(98)
104,586
(635)
(635)
2
6
$
Lord Abbett
Series Fund Mid Cap
Stock
Portfolio Class VC
$
104,684
(535)
(384)
—
(10)
2
248
26
7,124
—
(263)
(40)
(11,274)
—
(25)
(12)
(4,534)
—
(51)
41
(8,477)
—
(51)
(76)
1,178 $
41
29
294
$
(8,477)
(13,011)
91,575 $
160
—
—
—
2
Massachusetts
Investors
Growth Stock
Fund - Class A
$
660
Metropolitan
West Total
Return Bond
Fund - Class I
$
—
Metropolitan
West Total
Return Bond
Fund - Class M
$
3,490
MFS® New
Discovery Fund Class R3
$
—
(1)
—
77
—
44
—
37
—
27
—
174
—
70
—
288
—
(8)
—
6,833
1
(8)
62
722
—
—
—
6,833
7,121
10,611
1
1
1
1
15
99
—
143
34
229
—
(155)
(54)
(496)
(2)
(11)
(5)
(168)
(2)
Operations:
of investments
operations
Operations:
of investments
operations
$
(592)
3,641
5,299
39
(592)
(603)
119 $
3,641
3,636
3,636
5,299
5,131
15,742
39
37
38
$
$
161
MFS®
International
Value Fund Class R3
$
—
Operations:
of investments
operations
Operations:
of investments
operations
$
Neuberger
Berman
Genesis Fund Trust Class
$
198
Neuberger
Berman
Socially
Responsive
Fund Institutional
Class
$
—
Neuberger
Berman
Socially
Responsive
Fund - Trust
Class
$
14,445
—
(2)
—
(5)
—
59
—
2,720
(1)
(44)
—
(1,516)
(1)
13
—
1,199
14
262
—
(2,299)
14
13
13
262
275
473
—
—
—
(2,299)
(1,100)
13,345
(2)
—
(5)
3
1
50
18
1,329
(2)
(50)
(22)
(1,510)
(1)
(5)
(1)
(183)
78
41
386
(1,353)
78
77
90
41
36
509
386
385
385
(1,353)
(1,536)
11,809
$
$
$
162
New Perspective
Fund® - Class R-3
$
2,417
Operations:
of investments
operations
Operations:
of investments
operations
New
Perspective
Fund® Class R-4
$
114,954
(5)
Nuveen Global
Infrastructure
Fund - Class I
$
—
—
16
(272)
339
8,102
1
72
(286)
(4,995)
(3)
(84)
48
2,835
(2)
4
(353)
4,062
29
1,193
(353)
(305)
2,112
4,062
6,897
121,851
29
27
27
1,193
1,197
1,197
1
8
(2)
$
New World
Fund® Class R-4
$
—
(207)
251
8,095
(1)
(61)
(155)
(2,512)
(9)
(36)
94
5,376
(9)
(89)
(135)
3,410
165
(79)
3,410
8,786
130,637
165
156
183
(79)
(168)
1,029
(135)
(41)
2,071 $
$
$
163
Nuveen U.S.
Infrastructure
Bond Fund Class I
$
—
Operations:
of investments
operations
Operations:
of investments
operations
$
Oppenheimer
Capital
Appreciation
Fund - Class A
$
106
Oppenheimer
Developing
Markets Fund Class A
$
280,181
Oppenheimer
Developing
Markets Fund Class Y
$
39,124
1
(1)
(2,119)
—
20
20,835
1,162
1
(5)
(34,012)
(3,251)
2
14
(15,296)
(2,027)
202
(16)
(15,191)
1,614
202
204
204
(16)
(2)
104
(15,191)
(30,487)
249,694
1,614
(413)
38,711
30
(1)
(1,510)
85
(18)
16
14,284
107
(48)
(12)
(48,643)
(5,820)
(36)
3
(35,869)
(5,628)
667
(22)
(16,411)
667
631
835
(22)
(19)
85 $
(16,411)
(52,280)
197,414 $
$
164
62
831
831
(4,797)
33,914
Oppenheimer
Gold & Special
Minerals Fund Class A
$
15
Oppenheimer
International
Bond Fund Class A
$
141
Oppenheimer
International
Growth Fund Class Y
$
—
Oppenheimer
International
Small-Mid
Company
Fund - Class Y
$
—
—
3
—
—
(1)
(8)
—
—
(4)
6
—
—
(5)
1
—
—
11
(85)
10
12
11
6
21
(85)
(84)
57
10
10
10
12
12
12
—
1
—
(1)
(5)
(1)
—
—
(2)
(3)
(3)
15
(7)
(3)
(3)
14
10
—
107
137
10
3
24
—
(3)
54 $
107
104
114
137
151
163
Operations:
of investments
operations
Operations:
of investments
operations
$
$
165
$
Oppenheimer
Discovery Mid
Cap Growth
Fund/VA
$
46
Operations:
of investments
operations
Operations:
of investments
operations
$
Oppenheimer
Global
Fund/VA
$
261
Oppenheimer
Global Strategic
Income Fund/VA
$
99
Oppenheimer
Main Street
Fund®/VA
$
77
(1)
1
3
—
3
22
—
5
(14)
(19)
(2)
2
(12)
4
1
7
(19)
(43)
(2)
(10)
(19)
(31)
15
(43)
(39)
222
(2)
(1)
98
(10)
(3)
74
—
1
5
—
1
17
—
14
—
(11)
(8)
(12)
1
7
(3)
2
(1)
(4)
1
(10)
(1)
—
15 $
(4)
3
225 $
1
(2)
96 $
166
(10)
(8)
66
Operations:
of investments
operations
Operations:
of investments
operations
—
Parnassus
Core Equity
FundSM Investor
Shares
$
7,389
9
—
100
5,490
—
381
(2,793)
—
1,222
2,706
—
1,703
3,143
2,149
—
8,279
(7,639)
2,149
4,855
28,354
—
—
—
8,279
9,982
17,371
(7,639)
(4,496)
44,918
9
—
270
(79)
6,110
—
1,936
2,675
(7,906)
—
(2,502)
(3,229)
(1,787)
—
(296)
(633)
(1,217)
—
4,319
(3,897)
(1,217)
(3,004)
25,350 $
—
—
—
4,319
4,023
21,394
(3,897)
(4,530)
40,388
Oppenheimer
Main Street
Small Cap
Fund®/VA
$
23,499
$
Parnassus
Small Cap
FundSM
$
$
Pax World
Balanced Fund Individual
Investor Class
$
49,414
(72)
4,164
(949)
$
167
PIMCO
CommodityRealReturn
$
—
PIMCO Real
Return
Class
$
148,758
Pioneer
Equity
Income
Fund Class Y
$
4,551
Pioneer
High Yield
Fund Class A
$
1,966
—
829
134
73
—
(541)
799
117
Operations:
of investments
operations
Operations:
of investments
operations
$
(2)
3,343
(164)
(206)
(2)
3,631
769
(16)
16
(24,985)
3,118
73
16
14
14
(24,985)
(21,354)
127,404
3,118
3,887
8,438
73
57
2,023
15
3,483
112
79
(10)
(2,671)
896
22
(93)
(4,757)
(1,041)
(197)
(88)
(3,945)
(33)
(96)
606
(22,159)
606
518
532
(22,159)
(26,104)
101,300 $
$
1,901
(200)
1,901
1,868
10,306
(200)
(296)
1,727
168
$
Pioneer
Strategic
Income Fund Class A
$
1,357
Operations:
of investments
operations
Operations:
of investments
operations
$
Pioneer
Emerging
Markets VCT
Portfolio Class I
$
12,937
Pioneer Equity
Income VCT
Portfolio Class I
$
—
Pioneer High
Yield VCT
Portfolio Class I
$
30,910
45
(24)
—
1,064
11
(84)
—
3,219
(3)
(1,498)
—
(4,183)
53
(1,606)
—
(56)
(960)
9
(7,740)
(56)
(3)
1,354
(960)
(2,566)
10,371
9
9
9
(7,740)
(7,640)
23,270
100
40
313
1
831
(28)
268
1
70
(36)
(2,162)
(2)
(24)
(1,581)
—
(952)
(141)
(1,191)
47
(3,483)
(1,191)
(2,772)
7,599 $
47
47
56
(3,483)
(4,435)
18,835
(141)
(165)
1,189 $
(1,853)
$
169
Prudential
Jennison
$
—
Columbia
Diversified
Equity Income
Fund - Class K
$
9,524
Columbia
Diversified
Equity Income
Fund - Class R4
$
122
Royce Total
Return Fund K Class
$
2
—
44
1
—
2
1,318
17
—
(8)
—
10
—
Operations:
of investments
operations
Operations:
of investments
operations
(2)
$
(305)
—
1,057
23
394
(18)
—
23
23
23
394
1,451
10,975
(18)
(8)
114
—
—
2
1
114
2
—
—
1,582
20
—
(7)
(2,004)
(24)
—
(6)
(308)
(2)
—
25
(692)
(11)
—
25
19
42
(692)
(1,000)
9,975 $
(11)
(13)
101 $
—
—
2
$
170
Ave Maria
Rising
Dividend Fund
$
—
Operations:
of investments
operations
Operations:
of investments
operations
SMALLCAP
World
Fund® Class R-4
$
12,144
—
$
T. Rowe Price
Institutional
Large-Cap
Growth Fund
$
—
T. Rowe Price
Mid-Cap Value
Fund - R Class
$
928
—
(1)
(122)
—
1,629
—
172
—
(1,432)
—
(84)
—
75
—
87
—
(378)
—
20
—
—
—
(378)
(303)
11,841
—
—
—
20
107
1,035
1
(137)
1
1
18
1,259
150
156
(29)
(1,146)
(120)
(198)
(10)
(24)
31
(41)
447
2,886
3,953
(84)
447
437
437
2,886
2,862
14,703
3,953
3,984
3,984
(84)
(125)
910
$
$
$
171
T. Rowe Price
$
285
TCW Total
Return Bond
Fund - Class N
$
—
Templeton
Foreign Fund Class A
$
1,820
Templeton
Global Bond
Fund - Advisor
Class
$
39,880
—
—
34
2,457
52
—
117
87
(15)
—
(357)
37
—
(206)
8
—
(12)
(2,335)
8
45
330
—
—
—
(12)
(218)
1,602
(2,335)
(1,792)
38,088
1
9
—
56
15
14
(70)
(37)
(27)
(1,886)
(13)
(13)
(13)
(1,616)
Operations:
of investments
operations
Operations:
of investments
operations
$
(2,001)
543
1,006
(736)
(63)
2,484
(1,090)
(4,465)
(63)
(76)
254 $
2,484
2,471
2,471
(1,090)
(1,103)
499 $
(4,465)
(6,081)
32,007
$
172
Templeton
Global Bond
Fund - Class A
$
200,725
Third Avenue
Real Estate
Class
$
—
Thornburg
International
Value Fund Class R4
$
46
Touchstone
Class
$
—
10,282
—
—
—
4,700
—
4
—
(13,460)
—
(7)
—
1,522
—
(3)
—
(22,193)
4
2
—
(22,193)
(20,671)
180,054
4
4
4
2
(1)
45
—
—
—
—
—
16
1
8
91
(11,410)
(2)
(5)
(130)
(8,654)
(1)
3
(23)
(27,361)
16
3
1,609
(27,361)
(36,015)
144,039 $
16
15
19
3
6
51
1,609
1,586
1,586
Operations:
of investments
operations
Operations:
of investments
operations
3,373
(617)
$
$
$
173
USAA Precious
Metals and
Minerals Fund Adviser Shares
$
6,749
Diversified
Value Portfolio
$
107
Equity Income
Portfolio
$
245
11
1
4
—
5
25
4
3
(6)
(3)
(1,667)
9
23
1
4,013
—
(19)
—
4,013
2,346
9,095
—
9
116
(19)
4
249
—
1
24
Operations:
of investments
operations
Operations:
of investments
operations
(2,413)
735
$
23
(81)
2
4
—
(1,122)
7
32
3
(1,097)
(13)
(36)
(4)
(2,300)
(4)
—
(1)
4
(12)
3
419
$
Small
Company
Growth
Portfolio
419
(1,881)
7,214 $
4
—
116
$
(12)
(12)
237 $
174
3
2
26
Victory
Integrity
Small-Cap
Value Fund Class Y
$
—
Victory
Sycamore Small
Company
Opportunity
Fund - Class R
$
20
Voya Balanced
Portfolio Class I
$
317,105
—
—
1,725
(1)
—
2
4,635
17
—
(1)
9,094
(6)
—
1
15,454
10
6
4
(32,930)
(17)
6
6
6
4
5
25
(32,930)
(17,476)
299,629
(17)
(7)
100
—
—
2,547
(1)
1
4
2,985
8
(3)
(3)
(13,339)
(2)
(2)
1
(7,807)
5
41
2
(32,675)
19
41
39
45
2
3
28
Operations:
of investments
operations
Operations:
of investments
operations
$
$
$
Voya Growth
Opportunities
Fund - Class A
$
107
(32,675)
(40,482)
259,147 $
175
19
24
124
Voya Large
Cap Value
Fund - Class A
$
6
Voya Real
Estate Fund Class A
$
1,908
Voya GNMA
Income Fund Class A
$
3,821
Voya
Intermediate
Bond Fund Class A
$
2,006
—
38
97
41
—
257
(32)
24
—
189
84
40
—
484
149
105
1
(367)
(486)
(337)
1
1
7
(367)
117
2,025
(486)
(337)
3,484
(337)
(232)
1,774
Operations:
of investments
operations
Operations:
of investments
operations
$
1
35
77
27
(8)
334
(32)
(6)
(7)
(342)
(16)
(23)
(14)
27
29
(2)
95
(646)
(261)
95
81
88
$
(646)
(619)
1,406 $
(261)
(232)
3,252 $
176
(377)
(377)
(379)
1,395
Voya
Intermediate
Bond
Portfolio Class I
$
348,194
Voya
Intermediate
Bond
Portfolio Class S
$
993
8,287
26
(3)
—
6
1
—
11,424
28
(5)
(4)
19,472
60
(7)
(4)
(16,538)
(72)
929
1
(16,538)
2,934
351,128
(72)
(12)
981
929
922
922
1
(3)
25
13,099
79
30
—
7
36
(7)
(13,900)
(93)
(169)
6
(1,659)
(7)
(103)
(1)
Operations:
of investments
operations
Operations:
of investments
operations
(239)
(858)
$
Voya Global
Perspectives
Portfolio Class I
$
—
Voya Global
Resources
Class
$
28
128,339
1,694
1,476
(24)
128,339
126,680
477,808
1,694
1,687
2,668
1,476
1,373
2,295
(24)
(25)
—
$
$
$
177
Voya Global
Resources
$
97,667
Operations:
of investments
operations
Operations:
of investments
operations
Voya High
Yield
$
46
Voya High Yield
Class
$
31,115
Voya High Yield
$
27,339
(2)
3
1,768
1,359
(820)
—
158
265
(11,579)
(2)
(12,401)
1
211
(3,264)
(3)
(49)
(2,829)
(3,264)
(15,665)
82,002
(3)
(2)
44
(49)
162
31,277
(2,829)
(2,715)
24,624
1,124
2
1,645
1,147
(3,988)
—
(1,510)
114
(332)
(321)
(3)
(1,979)
(1,454)
(2,028)
(1)
(666)
(628)
(79,974)
(9)
(3,047)
(4,392)
(3,047)
(3,713)
27,564 $
(4,392)
(5,020)
19,604
836
$
(1,715)
(79,974)
(82,002)
— $
(9)
(10)
34 $
178
Voya Large
Cap Growth
$
187
Operations:
of investments
operations
Operations:
of investments
operations
$
Voya Large
Cap Growth
Class
$
254,592
Voya Large
Cap Growth
$
1,972
Voya Large
Cap Value
$
29
(1)
(1,653)
(38)
—
21
27,793
992
2
2
13,856
111
—
22
39,996
1,065
2
1
139,940
2,376
(7)
1
23
210
139,940
179,936
434,528
2,376
3,441
5,413
(7)
(5)
24
(1)
(1,585)
(3)
—
43
54,917
620
1
(35)
(30,020)
(304)
(3)
7
23,312
313
(2)
(54)
(14,309)
201
(1)
(54)
(47)
163 $
(14,309)
9,003
443,531 $
201
514
5,927
(1)
(3)
21
$
179
Voya Large
Cap Value
Class
$
342,341
Operations:
of investments
operations
Operations:
of investments
operations
$
Voya Large
Cap Value
$
1,259
Voya Limited
Maturity Bond
$
18
Cap Core
Class
$
24,438
4,345
(26)
—
81
21,559
232
—
5,440
4,481
(222)
—
(3,406)
30,385
(16)
—
2,115
11,503
438
1
(9,313)
11,503
41,888
384,229
438
422
1,681
1
1
19
(9,313)
(7,198)
17,240
3,097
20
—
20
40,389
76
—
2,639
(62,632)
(200)
—
(2,856)
(19,146)
(104)
—
(197)
(39,626)
81
18
(2,855)
81
(23)
1,658 $
18
18
37
(2,855)
(3,052)
14,188
(39,626)
(58,772)
325,457 $
$
180
Cap Core
$
338
Voya U.S.
Stock Index
Class
$
14,396
VY® BlackRock
Inflation
Protected Bond
$
65
VY® Clarion
Global Real
Estate
$
6
—
304
1
—
45
2,251
(5)
—
6
1
Operations:
of investments
operations
Operations:
of investments
operations
2
(459)
47
2,096
2
1
(3)
3,216
(24)
—
(3)
44
382
3,216
5,312
19,708
(24)
(22)
43
—
1
7
(1)
233
—
—
32
3,827
(1)
(1)
(37)
(3,944)
(1)
(1)
(2)
(2)
(4,646)
(3)
2
(4,646)
(4,530)
15,178 $
(3)
(5)
38 $
(6)
116
15
$
15
9
391
$
181
2
—
7
VY® Clarion
Global Real
Estate
Class
$
82,599
VY® Clarion
Real Estate
$
38
VY® Clarion
Real Estate
Class
$
1,928
VY® Clarion
Real Estate
$
50,213
431
1
14
250
1,375
4
114
3,428
8,950
8
414
10,579
10,756
13
542
14,257
(650)
2
(61)
1,316
(650)
10,106
92,705
2
15
53
(61)
481
2,409
1,316
15,573
65,786
2,208
1
13
274
4,591
6
150
4,820
(9,097)
(5)
(109)
(4,118)
(2,298)
2
54
(2,045)
(16)
(201)
(2,045)
(4,343)
88,362 $
(16)
(14)
39 $
Operations:
of investments
operations
Operations:
of investments
operations
$
(201)
(147)
2,262 $
182
976
(4,309)
(4,309)
(3,333)
62,453
VY® FMR
Diversified
Mid Cap
Class
$
36,469
Operations:
of investments
operations
Operations:
of investments
operations
VY® FMR
Diversified
Mid Cap
$
59,652
(6)
$
VY® FMR
Diversified
Mid Cap
$
38
VY® Invesco
Growth and
Income
Class
$
12,257
—
127
1,295
(391)
7,170
13,448
6
(5,083)
(10,280)
(4)
2,081
2,777
2
1,498
(1,539)
(7,635)
—
8,828
(1,539)
542
37,011
(7,635)
(4,858)
54,794
—
2
40
8,828
10,326
22,583
(21)
(405)
—
683
76
7,289
11,001
8
3,793
(7,770)
(11,836)
(8)
(5,190)
(502)
(1,240)
—
(714)
(4,993)
(3,285)
(11)
31
(4,993)
(5,495)
31,516 $
(3,285)
(4,525)
50,269 $
(11)
(11)
29 $
183
31
(683)
21,900
VY® Invesco
Growth and
Income
$
25,945
VY®
JPMorgan
Emerging
Markets
Equity
$
265
VY®
JPMorgan
Emerging
Markets
Equity
Class
$
24,242
69
1
26
3,054
18
2,672
2,312
(14)
(2,670)
(2,330)
Operations:
of investments
operations
Operations:
of investments
operations
(814)
$
VY®
JPMorgan
Emerging
Markets
Equity
$
20,444
28
(24)
2,309
5
(42)
(1,230)
51
(1,778)
(311)
(1,230)
1,079
27,024
51
56
321
(1,778)
(1,750)
22,492
(311)
(353)
20,091
616
1
94
30
4,976
—
351
465
(6,614)
(52)
(3,910)
(3,685)
(1,022)
(51)
(3,465)
(3,190)
(341)
(47)
(1,889)
(1,394)
(47)
(98)
223 $
(1,889)
(5,354)
17,138 $
(1,394)
(4,584)
15,507
(341)
(1,363)
25,661 $
184
VY®
JPMorgan
Small Cap
Core Equity
$
22
VY®
JPMorgan
Small Cap
Core Equity
Class
$
19,469
—
26
3
2,346
Operations:
of investments
operations
Operations:
of investments
operations
(1)
$
VY®
JPMorgan
Small Cap
Core Equity
$
17,992
VY® Morgan
Stanley Global
Franchise
$
37
(115)
1
2,220
(400)
5
(621)
(4)
2
1,972
1,484
2
—
5,263
2,567
(9)
—
2
24
5,263
7,235
26,704
2,567
4,051
22,043
(9)
(7)
30
—
4
7
4,065
3,442
4
(7)
(5,369)
(4,375)
(2)
—
(1,300)
(1,104)
3
17
4,519
1,678
—
17
17
41
4,519
3,219
29,923
1,678
574
22,617
—
3
33
$
(171)
$
1
$
185
VY® T. Rowe
Price Capital
Appreciation
$
346
VY® T. Rowe
Price Capital
Appreciation
Class
$
159,719
VY® T. Rowe
Price Capital
Appreciation
$
489,494
VY® T. Rowe
Price Equity
Income
$
1,793
3
2,081
2,172
21
38
16,055
49,009
333
2
1,680
4,247
(237)
43
19,816
55,428
117
14
11,888
19,413
(375)
14
57
403
11,888
31,704
191,423
19,413
74,841
564,335
(375)
(258)
1,535
3
2,408
2,314
19
60
28,105
82,840
244
(43)
(20,669)
(60,977)
(374)
20
9,844
24,177
(111)
6
20,415
37,092
(167)
6
26
429
20,415
30,259
221,682
37,092
61,269
625,604
(167)
(278)
1,257
Operations:
of investments
operations
Operations:
of investments
operations
$
$
$
$
186
VY® T. Rowe
Price Equity
Income
$
122,461
VY® T.
Rowe Price
International
Stock
Portfolio Adviser
Class
$
120
VY® T. Rowe
Price
International
Stock Portfolio Service Class
$
7,898
VY®
Templeton
Global Growth
Class
$
813
1,413
1
15
4
13,543
1
455
36
(7,032)
(4)
(637)
(69)
7,924
(2)
(167)
(29)
(8,733)
(1)
(49)
22
(8,733)
(809)
121,652
(1)
(3)
117
(49)
(216)
7,682
Operations:
of investments
operations
Operations:
of investments
operations
$
(6)
22
(7)
806
1,328
1
23,061
8
674
56
(32,856)
(10)
(854)
(135)
(8,467)
(1)
(186)
(62)
(19,905)
(25)
(99)
(12)
(19,905)
(28,372)
93,280 $
(25)
(26)
91 $
(99)
(285)
7,397 $
(12)
(74)
732
187
17
VY®
Templeton
Global Growth
$
6,959
Operations:
of investments
operations
Operations:
of investments
operations
Voya Money
Market
Portfolio Class I
$
281,491
16
2
—
(1,950)
607
41
6
52
(906)
—
9
(77)
(283)
(1,909)
17
(25)
(93)
(43,218)
(1)
(147)
(93)
(376)
6,583
(43,218)
(45,127)
236,364
(1)
16
151
(147)
(172)
328
100
464
(1,061)
$
Voya Global
Real Estate
Fund - Class A
$
135
Voya MultiManager
International
Small Cap
Fund - Class A
$
500
(1,679)
2
—
26
5
14
—
(11)
7
(497)
(1,653)
(4)
21
(933)
(7,995)
18
(31)
18
14
165
(31)
(10)
318
(933)
(1,430)
5,153 $
(7,995)
(9,648)
226,716 $
$
188
Voya
Aggregate
Bond
$
1,995
Voya
Aggregate
Bond
$
1,138
Voya
Aggregate
Bond
$
201,227
Voya Global
Bond Portfolio Adviser Class
$
323
23
28
1,517
—
(7)
(8)
1,143
(4)
68
59
5,096
5
84
79
7,756
1
Operations:
of investments
operations
Operations:
of investments
operations
$
(189)
1,261
(39,053)
(52)
(189)
(105)
1,890
1,261
1,340
2,478
(39,053)
(31,297)
169,930
(52)
(51)
272
87
163
6,999
(1)
(106)
(126)
(8,568)
(11)
19
(35)
1,265
(4)
—
2
(304)
(1,890)
(2,480)
(169,626)
(1,890)
(1,890)
— $
(2,480)
(2,478)
— $
(169,626)
(169,930)
— $
189
(16)
13
13
(3)
269
Voya Global
Bond
$
113,498
Operations:
of investments
operations
Operations:
of investments
operations
Voya Global
Bond Portfolio Service Class
$
955
Voya Index
Solution 2015
$
631
Voya Index
Solution 2015
$
586
—
11
9
1,462
(10)
47
57
(1,327)
6
(25)
(21)
(19)
(4)
33
45
(16,971)
(19)
28
679
(16,971)
(16,990)
96,508
(19)
(23)
932
28
61
692
679
724
1,310
(822)
(4)
90
28
(520)
(19)
(129)
(10)
(3,281)
(22)
4
(14)
(4,623)
(45)
(35)
4
(13,494)
(47)
(657)
(1,314)
(13,494)
(18,117)
78,391 $
(47)
(92)
840 $
(657)
(692)
— $
(1,314)
(1,310)
—
(154)
$
190
Voya Index
Solution 2015
$
1,185
Voya Index
Solution 2025
$
1,238
Voya Index
Solution 2025
$
1,101
Voya Index
Solution 2025
$
3,767
19
16
13
46
89
101
77
232
(51)
(51)
(19)
(88)
57
66
71
190
(19)
1,283
1,238
393
(19)
38
1,223
1,283
1,349
2,587
1,238
1,309
2,410
393
583
4,350
28
53
26
32
(6)
469
142
480
(15)
(726)
(252)
(587)
7
(204)
(84)
(75)
(127)
(569)
Operations:
of investments
operations
Operations:
of investments
operations
$
(1,230)
3,581
(1,230)
(1,223)
— $
3,581
3,377
5,964
$
(127)
(211)
2,199 $
191
(569)
(644)
3,706
Voya Index
Solution 2035
$
1,305
Voya Index
Solution 2035
$
504
Voya Index
Solution 2035
$
2,576
Voya Index
Solution 2045
$
380
11
5
27
—
91
47
198
48
(26)
4
(81)
(22)
76
56
144
26
932
1,081
286
1,362
932
1,008
2,313
1,081
1,137
1,641
286
430
3,006
1,362
1,388
1,768
51
25
18
28
672
327
413
584
(1,035)
(483)
(483)
(928)
(312)
(131)
(52)
(316)
Operations:
of investments
operations
Operations:
of investments
operations
$
5,117
1,875
5,117
4,805
7,118
1,875
1,744
3,385
$
(624)
$
(624)
(676)
2,330 $
192
5,129
5,129
4,813
6,581
Voya Index
Solution 2045
$
365
Voya Index
Solution 2045
$
1,821
Voya Index
Solution 2055
$
153
Voya Index
Solution 2055
$
246
4
11
—
3
40
149
15
44
(20)
(59)
(3)
(32)
24
101
12
15
396
316
259
185
396
420
785
316
417
2,238
259
271
424
185
200
446
4
7
3
1
113
341
85
41
(152)
(399)
(139)
(66)
(35)
(51)
(51)
(24)
490
(166)
Operations:
of investments
operations
Operations:
of investments
operations
$
490
455
1,240
$
(166)
(217)
2,021 $
1,086
312
1,086
1,035
1,459
312
288
734
$
193
Voya Index
Solution 2055
$
217
Voya Index
Solution
Income
$
10
Voya Index
Solution
Income
$
833
Voya Index
Solution Income
$
259
2
6
14
4
14
21
51
14
—
(6)
(19)
(5)
16
21
46
13
135
437
215
16
135
151
368
437
458
468
215
261
1,094
16
29
288
1
—
(3)
(1)
60
(44)
23
(4)
(77)
(49)
(31)
(25)
(16)
(93)
(11)
(30)
Operations:
of investments
operations
Operations:
of investments
operations
$
180
2,778
213
1,034
180
164
532
2,778
2,685
3,153
213
202
1,296
1,034
1,004
1,292
$
$
$
194
Voya Solution
$
919
Voya Solution
$
1,766
Voya Solution
$
67,703
Voya Solution
$
10,144
18
54
1,204
162
13
38
3,672
463
15
39
(1,582)
(169)
46
131
3,294
456
Operations:
of investments
operations
Operations:
of investments
operations
$
(60)
1,157
(2,900)
(2,471)
(60)
(14)
905
1,157
1,288
3,054
(2,900)
394
68,097
(2,471)
(2,015)
8,129
27
134
2,284
264
104
56
6,094
523
(115)
(136)
(7,397)
(671)
16
54
981
116
(921)
(3,108)
(69,078)
(8,245)
(921)
(905)
— $
(3,108)
(3,054)
— $
(69,078)
(68,097)
— $
(8,245)
(8,129)
—
195
Voya Solution
2025
$
508
Voya Solution
2025
$
788
Voya Solution
$
131,426
Voya Solution
$
15,044
7
49
1,681
179
36
182
7,435
1,285
(19)
(151)
(2,801)
(764)
24
80
6,315
700
(40)
610
4,868
(544)
(40)
(16)
492
610
690
1,478
4,868
11,183
142,609
(544)
156
15,200
12
70
3,307
326
57
168
19,848
1,947
(71)
(289)
(24,431)
(2,361)
(2)
(51)
(1,276)
(88)
(9,621)
(2,076)
Operations:
of investments
operations
Operations:
of investments
operations
$
(50)
1,034
(50)
(52)
440 $
1,034
983
2,461
$
(9,621)
(10,897)
131,712 $
196
(2,076)
(2,164)
13,036
Voya Solution
2035
$
215
Voya Solution
2035
$
1,783
Voya Solution
$
123,072
Voya Solution
$
13,788
2
39
1,609
174
26
241
11,580
1,757
(18)
(160)
(7,046)
(1,308)
10
120
6,143
623
(42)
792
7,546
(774)
(42)
(32)
183
792
912
2,695
7,546
13,689
136,761
(774)
(151)
13,637
4
91
3,313
292
22
381
21,414
1,944
(26)
(526)
(26,629)
(2,376)
—
(54)
(1,902)
(140)
(8)
992
(5,924)
(968)
Operations:
of investments
operations
Operations:
of investments
operations
$
(8)
(8)
175 $
992
938
3,633
$
(5,924)
(7,826)
128,935 $
197
(968)
(1,108)
12,529
Voya Solution
2045
$
108
Voya Solution
2045
$
1,313
Voya Solution
$
90,698
Voya Solution
$
8,217
2
20
854
71
11
173
10,927
1,249
(7)
(115)
(6,966)
(919)
6
78
4,815
401
—
135
2,796
(655)
—
6
114
135
213
1,526
2,796
7,611
98,309
(655)
(254)
7,963
2
42
2,262
169
17
192
19,604
1,411
(19)
(245)
(23,651)
(1,696)
—
(11)
(1,785)
(116)
(83)
499
(2,424)
(446)
Operations:
of investments
operations
Operations:
of investments
operations
$
(83)
(83)
31 $
499
488
2,014
$
(2,424)
(4,209)
94,100 $
198
(446)
(562)
7,401
Voya Solution
$
155
Voya Solution
$
7,472
Voya Solution
$
683
Voya Solution
Balanced
$
3,502
4
53
7
39
24
785
77
349
(1)
(351)
(48)
(188)
27
487
36
200
595
2,858
168
578
595
622
777
2,858
3,345
10,817
168
204
887
578
778
4,280
16
226
18
87
58
1,410
115
435
(85)
(1,937)
(154)
(595)
(11)
(301)
(21)
(73)
Operations:
of investments
operations
Operations:
of investments
operations
$
414
3,654
308
471
414
403
1,180
3,654
3,353
14,170
308
287
1,174
471
398
4,678
$
$
199
$
Voya Solution
Income
$
221
Voya Solution
Income
$
2,555
Voya Solution
Income
$
15,119
Voya Solution
Income
$
1,395
4
76
320
22
1
145
216
13
5
(44)
260
27
10
177
796
62
(25)
558
1,824
(247)
(25)
(15)
206
558
735
3,290
1,824
2,620
17,739
(247)
(185)
1,210
3
91
189
6
6
142
874
60
(25)
(302)
(2,374)
(194)
(16)
(69)
(1,311)
(128)
Operations:
of investments
operations
Operations:
of investments
operations
$
777
3,282
54,749
5,866
777
761
967
3,282
3,213
6,503
54,749
53,438
71,177
5,866
5,738
6,948
$
$
$
200
Voya Solution
Moderately
Conservative
$
4,900
VY®
American
Century
Small-Mid
Cap Value
$
140
VY®
American
Century
Small-Mid
Cap Value
$
19,547
VY®
American
Century
Small-Mid
Cap Value
$
57,450
71
2
221
324
433
33
4,297
12,842
(280)
(18)
(2,240)
(6,648)
224
17
2,278
6,518
995
(4)
(2,594)
(3,843)
995
1,219
6,119
(4)
13
153
(2,594)
(316)
19,231
(3,843)
2,675
60,125
Operations:
of investments
operations
Operations:
of investments
operations
$
99
2
263
421
394
25
3,993
12,816
(573)
(30)
(4,659)
(14,488)
(80)
(3)
(403)
(1,251)
(174)
(72)
(174)
(254)
5,865 $
(72)
(75)
78 $
1,183
(8,206)
1,183
780
20,011
(8,206)
(9,457)
50,668
$
201
VY® Baron
Growth
$
571
Operations:
of investments
operations
Operations:
of investments
operations
VY® Baron
Growth
$
186,035
(2)
$
VY® Columbia
Contrarian Core
$
14,676
(1,401)
VY®
Columbia
Small Cap
Value II
$
270
(29)
—
101
12,185
2,863
8
(81)
(5,151)
(1,204)
2
18
5,633
1,630
10
(169)
(16,159)
(1,035)
(26)
(169)
(151)
420
(16,159)
(10,526)
175,509
(1,035)
595
15,271
(26)
(16)
254
(1)
(1,019)
(19)
62
22,502
2,615
2
(81)
(30,374)
(2,308)
(10)
(20)
(8,891)
288
(8)
(64)
(24,099)
(934)
26
(64)
(84)
336 $
(24,099)
(32,990)
142,519 $
(934)
(646)
14,625 $
26
18
272
202
—
VY®
Columbia
Small Cap
Value II
$
5,258
Operations:
of investments
operations
Operations:
of investments
operations
VY® Fidelity®
VIP Mid Cap
$
4,661
VY® Invesco
Comstock
$
444
VY® Invesco
Comstock
$
69,828
(36)
184
7
702
493
600
22
1,973
(306)
(573)
14
3,058
151
211
43
5,733
(679)
(780)
(5)
709
(679)
(528)
4,730
(780)
(569)
4,092
(5)
38
482
709
6,442
76,270
(31)
30
8
884
300
454
20
2,233
(540)
(549)
(62)
(7,841)
(271)
(65)
(34)
(4,724)
(832)
(19)
(9,061)
1,491
$
1,491
1,220
5,950
$
(832)
(897)
3,195 $
(19)
(53)
429 $
203
(9,061)
(13,785)
62,485
VY® Invesco
Equity and
Income
$
811
VY® Invesco
Equity and
Income
$
260,310
VY® Invesco
Equity and
Income
$
300
VY®
JPMorgan
Mid Cap Value
$
364
16
2,413
39
1
125
17,768
63
34
(60)
1,128
(99)
17
81
21,309
3
52
782
68,811
3,059
(10)
782
863
1,674
68,811
90,120
350,430
3,059
3,062
3,362
(10)
42
406
23
4,078
21
—
177
33,676
6
109
(247)
(47,533)
(111)
(122)
(47)
(9,779)
(84)
(13)
(93)
(29,789)
(1,849)
(92)
(29,789)
(39,568)
310,862 $
(1,849)
(1,933)
1,429 $
Operations:
of investments
operations
Operations:
of investments
operations
$
(93)
(140)
1,534 $
204
(92)
(105)
301
VY®
JPMorgan
Mid Cap Value
$
4,945
VY®
JPMorgan
Mid Cap Value
$
60,174
VY®
Oppenheimer
Global
$
609
VY®
Oppenheimer
Global
$
621,059
16
(38)
3
924
Operations:
of investments
operations
Operations:
of investments
operations
$
465
5,356
44
31,309
323
3,043
(36)
(24,222)
804
8,361
11
8,011
1,190
(59)
(61)
(52,743)
1,190
1,994
6,939
(59)
8,302
68,476
(61)
(50)
559
(52,743)
(44,732)
576,327
3
(222)
4
2,516
1,186
12,399
74
62,210
(1,463)
(14,700)
(59)
(46,393)
(274)
(2,523)
19
18,333
453
(4,324)
(46)
(33,607)
(4,324)
(6,847)
61,629 $
(46)
(27)
532 $
(33,607)
(15,274)
561,053
453
179
7,118
$
205
VY®
Oppenheimer
Global
$
1,061
VY® Pioneer
High Yield
$
35,918
VY® Pioneer
High Yield
$
698
—
1,684
30
(1)
73
719
17
53
(2,909)
(53)
(13)
(506)
(6)
39
Operations:
of investments
operations
Operations:
of investments
operations
VY® T. Rowe
Price
Diversified
Mid Cap
Growth
$
389
(61)
12
$
28
8,575
96
(42)
28
40
1,101
8,575
8,069
43,987
96
90
788
(42)
(3)
386
3
1,682
34
(1)
167
485
12
80
(144)
(3,974)
(91)
(74)
26
(1,807)
(45)
5
32
(8,916)
13
(12)
32
58
1,159
$
(8,916)
(10,723)
33,264 $
13
(32)
756 $
206
(12)
(7)
379
VY® T. Rowe
Price
Diversified
Mid Cap
Growth
$
393,263
Operations:
of investments
operations
Operations:
of investments
operations
VY® T. Rowe
Price
Diversified
Mid Cap
Growth
$
859
(2,996)
40,264
2,509
(7)
117
(5)
VY® T. Rowe
Price Growth
Equity
$
326,039
(5)
(3,021)
214
39,828
(101)
(12,420)
39,777
105
108
24,387
(29,017)
106
(185)
(13,091)
(29,017)
10,760
404,023
106
211
1,070
(185)
(77)
1,484
(13,091)
11,296
337,335
(5)
(3,242)
(4,255)
$
VY® T. Rowe
Price Growth
Equity
$
1,561
(8)
72,584
228
381
63,010
(63,982)
(201)
(234)
(26,952)
4,347
19
142
32,816
(13,554)
(95)
(202)
11,436
(13,554)
(9,207)
394,816 $
(95)
(76)
994 $
(202)
(60)
1,424 $
207
11,436
44,252
381,587
VY®
Templeton
Foreign Equity
$
362
(23)
8
1,621
6
619
12
(303)
(58)
(9,755)
(42)
293
(38)
(8,269)
(25)
(40)
(92)
(6,795)
(9)
(40)
253
4,148
(92)
(130)
409
(6,795)
(15,064)
99,808
(9)
(34)
328
13
2,825
11
VY® T. Rowe
Price Growth
Equity
$
3,895
Operations:
of investments
operations
Operations:
of investments
operations
VY®
Templeton
Foreign Equity
$
539
VY®
Templeton
Foreign
Equity
Portfolio Initial
Class
$ 114,872
(25)
1,153
$
—
(135)
(851)
11
17
(711)
(28)
(5,844)
(43)
417
(15)
(3,870)
(15)
(339)
(49)
(7,500)
(5)
(339)
78
4,226 $
(49)
(64)
345 $
(7,500)
(11,370)
88,438 $
208
(5)
(20)
308
Voya Core
Equity Research
Fund - Class A
$
162
Voya
Corporate
Leaders 100
Fund - Class I
$
—
Voya Strategic
Allocation
Conservative
Portfolio Class I
$
37,570
Voya Strategic
Allocation
Growth
Portfolio Class I
$
76,061
2
—
651
808
35
—
2,475
(21)
—
16
—
2,137
4,061
(11)
—
(1,458)
(4,563)
(11)
5
167
—
—
—
(1,458)
679
38,249
(4,563)
(502)
75,559
—
21
28
(3)
2,097
(1,027)
(26)
(33)
(3,341)
(1,708)
2
(15)
(415)
(1,516)
Operations:
of investments
operations
Operations:
of investments
operations
$
(989)
829
(1,825)
5,078
1,219
(169)
1,485
(4,481)
(4,006)
(169)
(167)
— $
1,485
1,470
1,470
(4,481)
(4,896)
33,353 $
(4,006)
(5,522)
70,037
$
209
Voya Strategic
Allocation
Moderate
Portfolio Class I
$
67,281
Voya Growth
and Income
Portfolio Class A
$
1,598
Voya Growth
and Income
Portfolio Class I
$
1,391,126
Voya Growth
and Income
Portfolio Class S
$
212
949
19
11,564
2
(1,050)
261
198,530
42
3,894
(129)
(84,853)
(26)
3,793
151
125,241
18
(2,304)
(151)
(144,619)
51
(2,304)
1,489
68,770
(151)
—
1,598
(144,619)
(19,378)
1,371,748
51
69
281
Operations:
of investments
operations
Operations:
of investments
operations
$
1,297
18
11,113
2
502
109
96,322
26
(2,691)
(163)
(138,230)
(38)
(892)
(36)
(30,795)
(10)
(4,336)
(154)
(134,040)
19
(4,336)
(5,228)
63,542 $
(154)
(190)
1,408 $
(134,040)
(164,835)
1,206,913 $
210
19
9
290
Voya Global
Value
Advantage
Portfolio Class I
$
—
Voya Global
Value
Advantage
Portfolio Class S
$
—
Voya Index
Plus LargeCap
Portfolio Class I
$
325,012
Voya Index
Plus
LargeCap
Portfolio Class S
$
335
—
—
1,589
3
—
—
11,501
36
—
—
26,916
2
—
—
40,006
41
—
—
(16,352)
(58)
—
—
—
—
—
—
(16,352)
23,654
348,666
(58)
(17)
318
(91)
(61)
2,034
3
(129)
(59)
13,323
49
(6,145)
(768)
(15,795)
(50)
(6,365)
(888)
(438)
Operations:
of investments
operations
Operations:
of investments
operations
$
2
102,840
12,828
(24,766)
(38)
102,840
96,475
96,475
12,828
11,940
11,940
(24,766)
(25,204)
323,462 $
(38)
(36)
282
$
$
211
Voya Index
Plus MidCap
Portfolio Class I
$
365,883
Operations:
of investments
operations
Operations:
of investments
operations
Voya Index
Plus MidCap
Portfolio Class S
$
503
(485)
$
Voya Index
Plus SmallCap
Portfolio Class I
$
154,881
1
Voya Index
Plus
SmallCap
Portfolio Class S
$
236
(473)
—
24,718
111
3,112
3
5,574
(67)
3,612
12
29,807
45
6,251
15
(29,572)
(184)
(11,444)
27
(29,572)
235
366,118
(184)
(139)
364
(11,444)
(5,193)
149,688
27
42
278
(94)
1
39
1
55,417
73
3,979
8
(64,084)
(81)
(9,642)
(19)
(8,628)
(7)
(5,757)
(10)
(30,441)
(57)
(9,943)
8
(30,441)
(39,069)
327,049 $
(57)
(64)
300 $
(9,943)
(15,700)
133,988 $
212
8
(2)
276
Voya
International
Index
Portfolio Class I
$
26,714
Operations:
of investments
operations
Operations:
of investments
operations
$
Voya
International
Index
Portfolio Class S
$
6
Voya Russell™
Large Cap
Growth Index
Portfolio Class I
$
12,039
Voya Russell™
Large Cap
Growth Index
Portfolio Class S
$
956
(44)
—
24
7
722
—
916
36
(2,625)
—
738
70
(1,947)
—
1,678
113
2,175
1
4,738
(29)
2,175
228
26,942
1
1
7
4,738
6,416
18,455
(29)
84
1,040
651
—
32
6
865
—
1,292
23
(2,367)
—
8
44
(851)
—
1,332
73
3,777
—
7,528
57
3,777
2,926
29,868
—
—
7
7,528
8,860
27,315
57
130
1,170
$
$
$
213
Voya
Russell™
Large Cap
Index
Portfolio Class I
$
37,350
Voya
Russell™
Large Cap
Index
Portfolio Class S
$
221
Voya Russell™
Large Cap
Value Index
Portfolio Class I
$
365
Voya Russell™
Large Cap
Value Index
Portfolio Class S
$
6,058
275
—
1
21
1,158
13
18
725
3,586
30
20
5,019
43
39
9,714
148
(5)
1,447
9,714
14,733
52,083
148
191
412
(5)
34
399
1,447
2,184
8,242
436
2
2
42
2,482
13
39
575
(2,184)
(11)
(58)
(1,037)
4
(17)
(420)
(27)
58
1,696
58
41
440
1,696
1,276
9,518
Operations:
of investments
operations
Operations:
of investments
operations
734
9,191
$
9,191
9,925
62,008
$
(27)
(23)
389 $
(9)
737
$
214
Voya
Russell™
Small Cap
Index
Portfolio Class I
$
23,761
157
43
559
2,651
2,067
393
3,158
891
5,966
1,185
7,854
734
12,752
4,856
(12,367)
734
1,625
10,138
12,752
18,718
62,848
4,856
6,041
29,802
(12,367)
(4,513)
151,114
401
62
(674)
6,793
3,236
22,734
(1,158)
(10,211)
(5,225)
(24,326)
(263)
(3,017)
(1,927)
(2,266)
1,257
17,827
6,078
(8,043)
1,257
994
11,132
17,827
14,810
77,658
6,078
4,151
33,953
(8,043)
(10,309)
140,805
Voya Russell™
Mid Cap Growth
Index Portfolio Class S
$
8,513
Operations:
of investments
operations
Operations:
of investments
operations
Voya
Russell™
Mid Cap
Index
Portfolio Class I
$
44,130
(61)
(28)
923
$
$
Voya Small
Company
Portfolio Class I
$
155,627
(891)
17,876
(925)
$
(9,131)
$
215
Operations:
of investments
operations
Operations:
of investments
operations
Voya U.S.
Bond Index
Portfolio Class I
$
9,263
Voya
International
Value
Portfolio Class I
$
62,868
Voya
International
Value Portfolio Class S
$
224
(1)
120
1,486
5
44
(52)
(25)
408
(3,635)
(37)
18
476
(3,139)
(8)
(16)
2,545
(7,260)
(68)
(16)
2
301
2,545
3,021
12,284
(7,260)
(10,399)
52,469
(68)
(76)
148
Voya Small
Company
Portfolio Class S
$
299
$
—
184
46
(990)
24
167
1
(42)
4,251
20
(50)
(229)
(2,734)
(16)
(4)
(87)
1,684
5
17
1,134
17
13
314
1,134
1,047
13,331
$
$
(54,153)
(153)
(54,153)
(52,469)
— $
(153)
(148)
—
216
Voya MidCap
Opportunities
Portfolio Class I
$
113,492
Operations:
of investments
operations
Operations:
of investments
operations
Voya MidCap
Opportunities
Portfolio Class S
$
1,401
(631)
(4)
Voya SmallCap
Opportunities
Portfolio Class S
$
108
(376)
—
24,124
286
6,393
16
(13,936)
(176)
(4,157)
(8)
9,557
106
1,860
8
8,554
(111)
(1,043)
23
8,554
18,111
131,603
(111)
(5)
1,396
(1,043)
817
42,392
23
31
139
(8)
(437)
—
(1,205)
$
Voya SmallCap
Opportunities
Portfolio Class I
$
41,575
21,290
237
5,993
24
(20,540)
(236)
(6,776)
(25)
(455)
(7)
(1,220)
(1)
(2,699)
(157)
9,179
(17)
9,179
7,959
50,351
(17)
(18)
121
(2,699)
(3,154)
128,449 $
(157)
(164)
1,232 $
$
217
Wanger
International
$
46,354
Operations:
of investments
operations
Operations:
of investments
operations
Wanger Select
$
96,025
321
(658)
(514)
47
5,572
17,745
13,111
836
(8,459)
(15,673)
(9,980)
(384)
(2,566)
1,414
2,617
499
2,232
(24,288)
(7,203)
(362)
2,232
(334)
46,020
(24,288)
(22,874)
73,151
(7,203)
(4,586)
68,668
(362)
137
4,859
(593)
(506)
308
$
Wanger USA
$
73,254
Washington
Mutual Investors
FundSM - Class R-3
$
4,722
48
2,876
24,237
12,497
1,030
(3,521)
(23,911)
(12,873)
(1,118)
(337)
(267)
(882)
(40)
(1,430)
(10,513)
(3,655)
(1,883)
(1,430)
(1,767)
44,253 $
(10,513)
(10,780)
62,371 $
(3,655)
(4,537)
64,131 $
(1,883)
(1,923)
2,936
218
Washington
Mutual Investors
FundSM - Class R-4
$
118,569
Wells Fargo
Small Cap
Value Fund Class A
$
115
851
—
8,386
23
20,105
2,702
(20)
(12,714)
11,939
3
6,983
1,738
(10)
(7,059)
1,738
13,677
132,246
(10)
(7)
108
(7,059)
(76)
118,489
1,202
(1)
(510)
6,653
25
1,859
(9,504)
(36)
(7,715)
(1,649)
(12)
(6,366)
(3,407)
(1)
(8,487)
Operations:
of investments
operations
Operations:
of investments
operations
$
(3,407)
(5,056)
127,190 $
Wells Fargo
Special Small
Cap Value
Fund - Class A
$
118,565
(1)
(13)
95 $
(408)
(8,487)
(14,853)
103,636
219
1. Organization
Variable Annuity Account C of Voya Retirement Insurance and Annuity Company (the
“Account”) was established by (“VRIAC” or the “Company”) to support the operations of
variable annuity contracts (“Contracts”). The Company is an indirect, wholly owned subsidiary
of Voya Financial, Inc. (“Voya Financial”), a holding company domiciled in the State of
Delaware.
In 2009, ING Groep N.V. (“ING”) announced the anticipated separation of its global banking
and insurance businesses, including the divestiture of Voya Financial, which together with its
subsidiaries, including the Company, constitutes ING's U.S.-based retirement, investment
management, and insurance operations. On May 2, 2013, the common stock of Voya Financial
began trading on the New York Stock Exchange under the symbol “VOYA”. On May 7, 2013
and May 31, 2013, Voya Financial completed its initial public offering of common stock,
including the issuance and sale by Voya Financial of 30,769,230 shares of common stock and
the sale by ING Insurance International B.V. (“ING International”), an indirect, wholly owned
subsidiary of ING and previously the sole stockholder of Voya Financial, of 44,201,773 shares
of outstanding common stock of Voya Financial (collectively, “the IPO”). On September 30,
2013, ING International transferred all of its shares of Voya Financial common stock to ING.
On October 29, 2013, ING completed a sale of 37,950,000 shares of common stock of Voya
Financial in a registered public offering (“Secondary Offering”), reducing ING's ownership of
Voya Financial to 57%.
Throughout 2014, ING completed the sale of an aggregate of 82,783,006 shares of common
stock of Voya Financial in a series of registered public offerings. Also during 2014, pursuant to
the terms of share repurchase agreements between ING and Voya Financial, Voya Financial
acquired 19,447,847 shares of its common stock from ING. As of the end of 2014, ING’s
ownership of Voya Financial had been reduced to approximately 19%.
In March of 2015, ING completed a sale of 32,018,100 shares of common stock of Voya Financial
in a registered public offering. Concurrently with this offering, pursuant to the terms of a share
repurchase agreement between ING and Voya Financial, Voya Financial acquired 13,599,274
shares of its common stock from ING.
As a result of these transactions, ING has satisfied the provisions of its agreement with the
European Union regarding the divestment of its U.S. insurance and investment operations, which
required ING to divest 100% of its ownership interest in Voya Financial together with its
subsidiaries by the end of 2016. ING continues to hold warrants to purchase up to 26,050,846
shares of Voya Financial common stock at an exercise price of $48.75, in each case subject to
adjustments.
The Account is registered as a unit investment trust with the Securities Exchange Commission
(“SEC”) under the Investment Company Act of 1940, as amended. VRIAC provides for variable
accumulation and benefits under the Contracts by crediting annuity considerations to one or
more divisions within the Account or the fixed account (an investment option in the Company’s
general account), as directed by the contract owners. The portion of the Account’s assets
220
applicable to Contracts will not be charged with liabilities arising out of any other business
VRIAC may conduct, but obligations of the Account, including the promise to make benefit
payments, are obligations of VRIAC. Under applicable insurance law, the assets and liabilities
of the Account are clearly identified and distinguished from the other assets and liabilities of
VRIAC.
At December 31, 2015, the Account had 323 investment divisions (the “Divisions”), 168 of
which invest in independently managed mutual funds and 155 of which invest in mutual funds
managed by affiliates, either Voya Investments, LLC (“VIL”) or Directed Services LLC
(“DSL”). The assets in each Division are invested in shares of a designated fund (“Fund”) of
various investment trusts (the “Trusts”).
The Divisions with asset balances at December 31, 2015 and related Trusts are as follows:
AB Growth and Income Fund, Inc.:
American Balanced Fund®, Inc.:
AB Growth and Income Fund - Class A
American Balanced Fund® - Class R-3
AB Variable Products Series Fund, Inc.:
American Beacon Funds:
American Beacon Small Cap Value Fund - Investor Class
AB VPS Growth and Income Portfolio - Class A
Aberdeen Funds:
American Century Government Income Trust:
American Century Investments® Inflation-Adjusted Bond
Aberdeen International Equity Fund - Institutional Class
Fund - Investor Class
AIM Counselor Series Trust:
Invesco Floating Rate Fund - Class R5
American Century Quantitative Equity Funds, Inc.:
American Century Investments® Income & Growth Fund -
AIM Growth Series:
A Class
Invesco Mid Cap Core Equity Fund - Class A
American Funds Fundamental InvestorsSM:
Invesco Small Cap Growth Fund - Class A
Fundamental InvestorsSM - Class R-3
AIM International Mutual Funds:
Invesco International Growth Fund - Class R5
AIM Investment Funds:
American Mutual Fund®:
Invesco Endeavor Fund - Class A
American Mutual Fund® - Class R-4
Invesco Global Health Care Fund - Investor Class
Ariel Investment Trust:
Ariel Appreciation Fund - Investor Class
AIM Investment Securities Funds:
Ariel Fund - Investor Class
Invesco High Yield Fund - Class R5
AIM Sector Funds:
Artisan Funds, Inc.:
Artisan International Fund - Investor Shares
Invesco American Value Fund - Class R5
Invesco Energy Fund - Class R5
Aston Funds:
Invesco Small Cap Value Fund - Class A
Aston/Fairpointe Mid Cap Fund - Class N
AIM Variable Insurance Funds:
BlackRock Equity Dividend Fund:
BlackRock Equity Dividend Fund - Investor A Shares
Invesco V.I. American Franchise Fund - Series I Shares
BlackRock FundsSM:
Invesco V.I. Core Equity Fund - Series I Shares
BlackRock Health Sciences Opportunities Portfolio -
Alger Funds:
Institutional Shares
Alger Capital Appreciation Fund - Class A
BlackRock Health Sciences Opportunities Portfolio - Investor A
Alger Funds II:
Shares
Alger Green Fund - Class A
Allianz Funds:
BlackRock Mid Cap Value Opportunities Series, Inc.:
BlackRock Mid Cap Value Opportunities Fund - Institutional
AllianzGI NFJ Dividend Value Fund - Class A
AllianzGI NFJ Large-Cap Value Fund - Institutional Class
Shares
BlackRock Mid Cap Value Opportunities Fund - Investor A
AllianzGI NFJ Small-Cap Value Fund - Class A
Shares
Amana Mutual Funds Trust:
Bond Fund of AmericaSM:
Amana Growth Fund - Investor Class
Bond Fund of AmericaSM - Class R-4
Amana Income Fund - Investor Class
221
Calvert Variable Series, Inc.:
Fidelity® Variable Insurance Products III:
Calvert VP SRI Balanced Portfolio
Fidelity® VIP Mid Cap Portfolio - Initial Class
Capital Income Builder®:
Fidelity® Variable Insurance Products V:
Capital Income Builder® - Class R-4
Fidelity® VIP Asset Manager Portfolio - Initial Class
Capital World Growth & Income FundSM:
Franklin Mutual Series Fund Inc.:
Capital World Growth & Income FundSM - Class R-3
Franklin Mutual Global Discovery Fund - Class R
Cohen & Steers Realty Shares, Inc.:
Franklin Strategic Series:
Cohen & Steers Realty Shares, Inc.
Franklin Biotechnology Discovery Fund - Advisor Class
ColumbiaSM Acorn® Trust:
Franklin Natural Resources Fund - Advisor Class
ColumbiaSM Acorn® Fund - Class A
Franklin Small-Mid Cap Growth Fund - Class A
ColumbiaSM Acorn® Fund - Class Z
Franklin Templeton Variable Insurance Products Trust:
Franklin Small Cap Value VIP Fund - Class 2
Columbia Funds Series Trust:
Columbia Mid Cap Value Fund - Class A
Goldman Sachs Trust:
Columbia Mid Cap Value Fund - Class Z
Goldman Sachs Growth Opportunities Fund - Class IR
CRM Mutual Fund Trust:
Growth Fund of America®:
CRM Mid Cap Value Fund - Investor Shares
Growth Fund of America® - Class R-3
Davis Series Inc.:
Davis Financial Fund - Class Y
Hartford Mutual Funds, Inc.:
The Hartford Capital Appreciation Fund - Class R4
Delaware Group Adviser Funds:
The Hartford Dividend And Growth Fund - Class R4
Delaware Diversified Income Fund - Class A
Delaware Group® Equity Funds IV:
Income Fund of America®:
Delaware Smid Cap Growth Fund - Institutional Class
Income Fund of America® - Class R-3
Delaware Group Equity Funds V:
Ivy Funds:
Delaware Small Cap Value Fund - Class A
Ivy Science and Technology Fund - Class Y
Deutsche Investment Trust:
Janus Aspen Series:
Deutsche Small Cap Growth Fund - Class S
Janus Aspen Series Balanced Portfolio - Institutional Shares
Janus Aspen Series Enterprise Portfolio - Institutional Shares
DFA Investment Dimensions Group Inc.:
DFA Inflation-Protected Securities Portfolio - Institutional Class
Janus Aspen Series Flexible Bond Portfolio - Institutional Shares
Emerging Markets Core Equity Portfolio - Institutional Class
Janus Aspen Series Global Research Portfolio - Institutional
Shares
U.S. Targeted Value Portfolio - Institutional Class
Janus Aspen Series Janus Portfolio - Institutional Shares
Dodge & Cox Funds:
Dodge & Cox International Stock Fund
JPMorgan Trust II:
Dodge & Cox Stock Fund
JPMorgan Equity Income Fund - Select Class
JPMorgan Government Bond Fund - Select Class
DWS Institutional Funds:
Deutsche Equity 500 Index Fund - Class S
Lazard Funds, Inc.:
Lazard Emerging Markets Equity Portfolio - Open Shares
Eaton Vance Special Investment Trust:
Eaton Vance Large-Cap Value Fund - Class R
Lazard U.S. Mid Cap Equity Portfolio - Open Shares
EuroPacific Growth Fund®:
Legg Mason Partners Equity Trust:
EuroPacific Growth Fund® - Class R-3
ClearBridge Aggressive Growth Fund - Class I
LKCM Funds:
LKCM Aquinas Growth Fund
Fidelity® Contrafund®:
Fidelity Advisor® New Insights Fund - Class I
Loomis Sayles Funds I:
Loomis Sayles Small Cap Value Fund - Retail Class
Fidelity® Variable Insurance Products:
Fidelity® VIP Equity-Income Portfolio - Initial Class
Loomis Sayles Funds II:
Loomis Sayles Limited Term Government and Agency Fund -
Fidelity® VIP Growth Portfolio - Initial Class
Class Y
Fidelity® VIP High Income Portfolio - Initial Class
Fidelity® VIP Overseas Portfolio - Initial Class
Loomis Sayles Value Fund - Class Y
Fidelity® Variable Insurance Products II:
Lord Abbett Developing Growth Fund, Inc.:
Fidelity® VIP Contrafund® Portfolio - Initial Class
Lord Abbett Developing Growth Fund - Class A
Fidelity® VIP Index 500 Portfolio - Initial Class
222
Lord Abbett Investment Trust:
Oppenheimer Variable Account Funds (continued):
Oppenheimer Global Strategic Income Fund/VA
Lord Abbett Core Fixed Income Fund - Class A
Oppenheimer Main Street Fund®/VA
Lord Abbett Mid Cap Stock Fund, Inc.:
Lord Abbett Mid Cap Stock Fund - Class A
Oppenheimer Main Street Small Cap Fund®/VA
Lord Abbett Research Fund, Inc.:
Parnassus Income Funds:
Parnassus Core Equity FundSM - Investor Shares
Lord Abbett Small Cap Value Fund - Class A
Lord Abbett Securities Trust:
Pax World Funds Series Trust I:
Pax World Balanced Fund - Individual Investor Class
Lord Abbett Fundamental Equity Fund - Class A
Lord Abbett Series Fund, Inc.:
PIMCO Funds:
Lord Abbett Series Fund - Mid Cap Stock Portfolio - Class VC
PIMCO CommodityRealReturn Strategy Fund® Administrative Class
MainStay Funds:
MainStay Large Cap Growth Fund - Class R3
PIMCO Variable Insurance Trust:
PIMCO Real Return Portfolio - Administrative Class
Massachusetts Investors Growth Stock Fund:
Massachusetts Investors Growth Stock Fund - Class A
Pioneer Equity Income Fund:
Pioneer Equity Income Fund - Class Y
Metropolitan West Funds:
Metropolitan West Total Return Bond Fund - Class I
Pioneer High Yield Fund:
Metropolitan West Total Return Bond Fund - Class M
Pioneer High Yield Fund - Class A
MFS® Series Trust l:
Pioneer Strategic Income Fund:
MFS® New Discovery Fund - Class R3
Pioneer Strategic Income Fund - Class A
MFS® Series Trust X:
Pioneer Variable Contracts Trust:
MFS® International Value Fund - Class R3
Pioneer Emerging Markets VCT Portfolio - Class I
Pioneer Equity Income VCT Portfolio - Class I
Neuberger Berman Equity Funds®:
Neuberger Berman Genesis Fund - Trust Class
Pioneer High Yield VCT Portfolio - Class I
Neuberger Berman Socially Responsive Fund - Institutional
Class
Prudential Sector Funds, Inc.:
Prudential Jennison Utility Fund - Class Z
Neuberger Berman Socially Responsive Fund - Trust Class
RiverSource® Investment Series, Inc.:
Columbia Diversified Equity Income Fund - Class K
New Perspective Fund®:
Columbia Diversified Equity Income Fund - Class R4
New Perspective Fund® - Class R-3
Royce Fund:
Royce Total Return Fund - K Class
New World Fund®, Inc.:
New World Fund® - Class R-4
Schwartz Investment Trust:
Ave Maria Rising Dividend Fund
Nuveen Investment Funds, Inc.:
Nuveen Global Infrastructure Fund - Class I
SmallCap World Fund®, Inc.:
SMALLCAP World Fund® - Class R-4
Nuveen Investment Trust:
Nuveen U.S. Infrastructure Bond Fund - Class I
T. Rowe Price Investment Services, Inc.:
T. Rowe Price Institutional Large-Cap Growth Fund
Oppenheimer Capital Appreciation Fund:
Oppenheimer Capital Appreciation Fund - Class A
T. Rowe Price Mid-Cap Value Fund, Inc.:
T. Rowe Price Mid-Cap Value Fund - R Class
Oppenheimer Developing Markets Fund:
Oppenheimer Developing Markets Fund - Class A
T. Rowe Price Value Fund, Inc.:
Oppenheimer Developing Markets Fund - Class Y
T. Rowe Price Value Fund - Advisor Class
Oppenheimer Gold & Special Minerals Fund:
TCW Funds Inc:
TCW Total Return Bond Fund - Class N
Oppenheimer Gold & Special Minerals Fund - Class A
Oppenheimer International Bond Fund:
Templeton Funds, Inc.:
Oppenheimer International Bond Fund - Class A
Templeton Foreign Fund - Class A
Oppenheimer International Growth Fund:
Templeton Income Trust:
Oppenheimer International Growth Fund - Class Y
Templeton Global Bond Fund - Advisor Class
Templeton Global Bond Fund - Class A
Oppenheimer International Small Company Fund:
Oppenheimer International Small-Mid Company Fund - Class Y
Third Avenue Trust:
Third Avenue Real Estate Value Fund - Institutional Class
Oppenheimer Variable Account Funds:
Oppenheimer Discovery Mid Cap Growth Fund/VA
Thornburg Investment Trust:
Oppenheimer Global Fund/VA
Thornburg International Value Fund - Class R4
223
Touchstone Strategic Trust:
Voya Investors Trust (continued):
VY® JPMorgan Emerging Markets Equity Portfolio - Adviser
Touchstone Value Fund - Institutional Class
Class
USAA Investment Trust:
USAA Precious Metals and Minerals Fund - Adviser Shares
VY® JPMorgan Emerging Markets Equity Portfolio Institutional Class
Vanguard® Variable Insurance Fund:
VY® JPMorgan Emerging Markets Equity Portfolio - Service
Diversified Value Portfolio
Class
Equity Income Portfolio
Small Company Growth Portfolio
VY® JPMorgan Small Cap Core Equity Portfolio - Adviser
Class
Victory Portfolios:
Victory Integrity Small-Cap Value Fund - Class Y
VY® JPMorgan Small Cap Core Equity Portfolio - Institutional
Victory Sycamore Small Company Opportunity Fund - Class R
Voya Balanced Portfolio, Inc.:
Class
VY® JPMorgan Small Cap Core Equity Portfolio - Service
Voya Balanced Portfolio - Class I
Class
Voya Equity Trust:
VY® Morgan Stanley Global Franchise Portfolio - Adviser
Voya Growth Opportunities Fund - Class A
Class
Voya Large Cap Value Fund - Class A
VY® T. Rowe Price Capital Appreciation Portfolio - Adviser
Voya Real Estate Fund - Class A
Class
Voya Funds Trust:
VY® T. Rowe Price Capital Appreciation Portfolio -
Voya GNMA Income Fund - Class A
Institutional Class
Voya Intermediate Bond Fund - Class A
VY® T. Rowe Price Capital Appreciation Portfolio - Service
Class
Voya Intermediate Bond Portfolio:
Voya Intermediate Bond Portfolio - Class I
VY® T. Rowe Price Equity Income Portfolio - Adviser Class
Voya Intermediate Bond Portfolio - Class S
VY® T. Rowe Price Equity Income Portfolio - Service Class
VY® T. Rowe Price International Stock Portfolio - Adviser
Voya Investors Trust:
Class
Voya Global Perspectives Portfolio - Class I
VY® T. Rowe Price International Stock Portfolio - Service
Voya High Yield Portfolio - Adviser Class
Class
Voya High Yield Portfolio - Institutional Class
Voya High Yield Portfolio - Service Class
VY® Templeton Global Growth Portfolio - Institutional Class
Voya Large Cap Growth Portfolio - Adviser Class
VY® Templeton Global Growth Portfolio - Service Class
Voya Large Cap Growth Portfolio - Institutional Class
Voya Money Market Portfolio:
Voya Large Cap Growth Portfolio - Service Class
Voya Money Market Portfolio - Class I
Voya Large Cap Value Portfolio - Adviser Class
Voya Mutual Funds:
Voya Large Cap Value Portfolio - Institutional Class
Voya Global Real Estate Fund - Class A
Voya Large Cap Value Portfolio - Service Class
Voya Multi-Manager International Small Cap Fund - Class A
Voya Limited Maturity Bond Portfolio - Adviser Class
Voya Partners, Inc.:
Voya Multi-Manager Large Cap Core Portfolio - Institutional
Class
Voya Global Bond Portfolio - Adviser Class
Voya Global Bond Portfolio - Initial Class
Voya Multi-Manager Large Cap Core Portfolio - Service Class
Voya Global Bond Portfolio - Service Class
Voya U.S. Stock Index Portfolio - Institutional Class
Voya Index Solution 2025 Portfolio - Initial Class
VY® BlackRock Inflation Protected Bond Portfolio - Adviser
Voya Index Solution 2025 Portfolio - Service Class
Class
Voya Index Solution 2025 Portfolio - Service 2 Class
VY® Clarion Global Real Estate Portfolio - Adviser Class
VY® Clarion Global Real Estate Portfolio - Institutional Class
VY® Clarion Real Estate Portfolio - Adviser Class
VY® Clarion Real Estate Portfolio - Institutional Class
VY® Clarion Real Estate Portfolio - Service Class
VY® FMR Diversified Mid Cap Portfolio - Institutional Class
VY® FMR Diversified Mid Cap Portfolio - Service Class
VY® FMR Diversified Mid Cap Portfolio - Service 2 Class
VY® Invesco Growth and Income Portfolio - Institutional Class
VY® Invesco Growth and Income Portfolio - Service Class
Voya Index Solution Income Portfolio - Initial Class
224
Voya Partners, Inc. (continued):
VY® T. Rowe Price Diversified Mid Cap Growth Portfolio -
Voya Index Solution Income Portfolio - Service Class
Adviser Class
Voya Index Solution Income Portfolio - Service 2 Class
Voya Solution 2025 Portfolio - Adviser Class
Initial Class
Voya Solution 2025 Portfolio - Initial Class
Voya Solution 2025 Portfolio - Service Class
Service Class
Voya Solution 2025 Portfolio - Service 2 Class
VY® T. Rowe Price Growth Equity Portfolio - Adviser Class
VY® T. Rowe Price Growth Equity Portfolio - Initial Class
VY® T. Rowe Price Growth Equity Portfolio - Service Class
VY® Templeton Foreign Equity Portfolio - Adviser Class
VY® Templeton Foreign Equity Portfolio - Initial Class
VY® Templeton Foreign Equity Portfolio - Service Class
Voya Series Fund, Inc.:
Voya Corporate Leaders 100 Fund - Class I
Voya Strategic Allocation Portfolios, Inc.:
Voya Strategic Allocation Conservative Portfolio - Class I
Voya Strategic Allocation Growth Portfolio - Class I
Voya Solution Balanced Portfolio - Service Class
Voya Strategic Allocation Moderate Portfolio - Class I
Voya Solution Income Portfolio - Adviser Class
Voya Variable Funds:
Voya Solution Income Portfolio - Initial Class
Voya Growth and Income Portfolio - Class A
Voya Solution Income Portfolio - Service Class
Voya Growth and Income Portfolio - Class I
Voya Solution Income Portfolio - Service 2 Class
Voya Growth and Income Portfolio - Class S
Voya Solution Moderately Conservative Portfolio - Service
Class
Voya Variable Portfolios, Inc.:
Voya Global Value Advantage Portfolio - Class I
VY® American Century Small-Mid Cap Value Portfolio -
Voya Global Value Advantage Portfolio - Class S
Adviser Class
Voya Index Plus LargeCap Portfolio - Class I
VY® American Century Small-Mid Cap Value Portfolio - Initial
Class
Voya Index Plus LargeCap Portfolio - Class S
Voya Index Plus MidCap Portfolio - Class I
VY® American Century Small-Mid Cap Value Portfolio -
Voya Index Plus MidCap Portfolio - Class S
Service Class
Voya Index Plus SmallCap Portfolio - Class I
VY® Baron Growth Portfolio - Adviser Class
Voya Index Plus SmallCap Portfolio - Class S
VY® Baron Growth Portfolio - Service Class
Voya International Index Portfolio - Class I
VY® Columbia Contrarian Core Portfolio - Service Class
Voya International Index Portfolio - Class S
VY® Columbia Small Cap Value II Portfolio - Adviser Class
Voya Russell™ Large Cap Growth Index Portfolio - Class I
VY® Columbia Small Cap Value II Portfolio - Service Class
Voya Russell™ Large Cap Growth Index Portfolio - Class S
VY® Fidelity® VIP Mid Cap Portfolio - Service Class
Voya Russell™ Large Cap Index Portfolio - Class I
VY® Invesco Comstock Portfolio - Adviser Class
Voya Russell™ Large Cap Index Portfolio - Class S
VY® Invesco Comstock Portfolio - Service Class
Voya Russell™ Large Cap Value Index Portfolio - Class I
VY® Invesco Equity and Income Portfolio - Adviser Class
Voya Russell™ Large Cap Value Index Portfolio - Class S
VY® Invesco Equity and Income Portfolio - Initial Class
Voya Russell™ Mid Cap Growth Index Portfolio - Class S
VY® Invesco Equity and Income Portfolio - Service Class
Voya Russell™ Mid Cap Index Portfolio - Class I
VY® JPMorgan Mid Cap Value Portfolio - Adviser Class
Voya Russell™ Small Cap Index Portfolio - Class I
VY® JPMorgan Mid Cap Value Portfolio - Initial Class
Voya Small Company Portfolio - Class I
VY® JPMorgan Mid Cap Value Portfolio - Service Class
Voya Small Company Portfolio - Class S
VY® Oppenheimer Global Portfolio - Adviser Class
Voya U.S. Bond Index Portfolio - Class I
VY® Oppenheimer Global Portfolio - Initial Class
Voya Variable Products Trust:
VY® Oppenheimer Global Portfolio - Service Class
Voya MidCap Opportunities Portfolio - Class I
VY® Pioneer High Yield Portfolio - Initial Class
Voya MidCap Opportunities Portfolio - Class S
VY® Pioneer High Yield Portfolio - Service Class
Voya SmallCap Opportunities Portfolio - Class I
225
Voya Variable Products Trust (continued):
Voya SmallCap Opportunities Portfolio - Class S
Wanger Advisors Trust:
Wanger International
Washington Mutual Investors FundSM:
Washington Mutual Investors FundSM - Class R-3
Wells Fargo Funds Trust:
Wanger Select
Wells Fargo Small Cap Value Fund - Class A
Wanger USA
Wells Fargo Special Small Cap Value Fund - Class A
The names of certain Trusts and Divisions were changed during 2015. The following is a
summary of current and former names for those Divisions:
Current Name
Victory Portfolios:
Former Name
AllianceBernstein Growth and Income Fund, Inc.:
AllianceBernstein Growth and Income Fund - Class A
AllianceBernstein Variable Products Series Fund, Inc.:
AllianceBernstein Growth and Income Portfolio - Class A
Fidelity Advisor® New Insights Fund - Institutional Class
Nuveen U.S. Infrastructure Income Fund - Class I
Oppenheimer International Small Company Fund - Class Y
Victory Portfolios:
Victory Small Company Opportunity Fund - Class R
Wells Fargo Advantage Small Cap Value Fund - Class A
Wells Fargo Advantage Special Small Cap Value Fund - Class A
During 2015, the following Divisions were closed to contract owners:
Parnassus Funds:
Parnassus Small Cap FundSM
Voya Global Resources Portfolio - Institutional Class
Voya Global Resources Portfolio - Service Class
Voya Aggregate Bond Portfolio - Adviser Class
Voya Aggregate Bond Portfolio - Initial Class
Voya Aggregate Bond Portfolio - Service Class
Voya Core Equity Research Fund - Class A
Voya International Value Portfolio - Class I
Voya International Value Portfolio - Class S
2. Significant Accounting Policies
The following is a summary of the significant accounting policies of the Account:
Use of Estimates
The preparation of financial statements in conformity with accounting principles generally
accepted in the United States requires management to make estimates and assumptions that
226
affect the amounts reported in the financial statements and accompanying notes. Actual results
could differ from reported results using those estimates.
Investments
Investments are made in shares of a Division and are recorded at fair value, determined by the
net asset value per share of the respective Division. Investment transactions in each Division
are recorded on the trade date. Distributions of net investment income and capital gains from
each Division are recognized on the ex-distribution date. Realized gains and losses on
redemptions of the shares of the Division are determined on a first-in, first-out basis. The
difference between cost and current fair value of investments owned on the day of measurement
is recorded as unrealized appreciation or depreciation of investments.
Federal Income Taxes
Operations of the Account form a part of, and are taxed with, the total operations of VRIAC,
which is taxed as a life insurance company under the Internal Revenue Code (“IRC”). Under
the current provisions of the IRC, the Company does not expect to incur federal income taxes
on the earnings of the Account to the extent the earnings are credited to contract owners.
Accordingly, earnings and realized capital gains of the Account attributable to the contract
owners are excluded in the determination of the federal income tax liability of VRIAC, and no
charge is being made to the Account for federal income taxes for these amounts. The Company
will review this tax accounting in the event of changes in the tax law. Such changes in the law
may result in a charge for federal income taxes. Uncertain tax positions are assessed at the parent
level on a consolidated basis, including taxes of the operations of the Separate Account.
Contract Owner Reserves
The annuity reserves of the Account are represented by net assets on the Statements of Assets
and Liabilities and are equal to the aggregate account values of the contract owners invested in
the Account Divisions. Net assets allocated to contracts in the payout period are computed
according to the industry standard mortality tables. The assumed investment return is elected
by the annuitant and may vary from 3.5% to 5.0%. The mortality risk is fully borne by the
Company. To the extent that benefits to be paid to the contract owners exceed their account
values, VRIAC will contribute additional funds to the benefit proceeds. Conversely, if amounts
allocated exceed amounts required, transfers may be made to VRIAC. Prior to the annuitization
date, the Contracts are redeemable for the net cash surrender value of the Contracts.
Changes from Principal Transactions
Included in Changes from principal transactions on the Statements of Changes in Net Assets
are items which relate to contract owner activity, including deposits, surrenders and withdrawals,
death benefits, and contract charges. Also included are transfers between the fixed account and
the Divisions, transfers between Divisions, and transfers to (from) VRIAC related to gains and
losses resulting from actual mortality experience (the full responsibility for which is assumed
by VRIAC).
227
Subsequent Events
The Account has evaluated subsequent events for recognition and disclosure through the date
the financial statements were issued.
3. Financial Instruments
The Account invests assets in shares of open-end mutual funds, which process orders to purchase
and redeem shares on a daily basis at the fund's next computed net asset values (“NAV”). The
fair value of the Account’s assets is based on the NAVs of mutual funds, which are obtained
from the transfer agents or fund companies and reflect the fair values of the mutual fund
investments. The NAV is calculated daily upon close of the New York Stock Exchange and is
based on the fair values of the underlying securities.
The Account’s assets are recorded at fair value on the Statements of Assets and Liabilities and
are categorized as Level 1 as of December 31, 2015 based on the priority of the inputs to the
valuation technique below. There were no transfers among the levels for the year ended
December 31, 2015. The Account had no liabilities as of December 31, 2015.
The Account categorizes its financial instruments into a three-level hierarchy based on the
priority of the inputs to the valuation technique. The fair value hierarchy gives the highest
priority to quoted prices in active markets for identical assets or liabilities (Level 1) and the
lowest priority to unobservable inputs (Level 3). If the inputs used to measure fair value fall
within different levels of the hierarchy, the category level is based on the lowest priority level
input that is significant to the fair value measurement of the instrument.
Level 1 - Unadjusted quoted prices for identical assets or liabilities in an active market.
The Account defines an active market as a market in which transactions take place with
sufficient frequency and volume to provide pricing information on an ongoing basis.
Level 2 - Quoted prices in markets that are not active or inputs that are observable either
directly or indirectly for substantially the full term of the asset or liability. Level 2 inputs
include the following:
a) Quoted prices for similar assets or liabilities in active markets;
b) Quoted prices for identical or similar assets or liabilities in non-active markets;
c) Inputs other than quoted market prices that are observable; and
d) Inputs that are derived principally from or corroborated by observable market data
through correlation or other means.
Level 3 - Prices or valuation techniques that require inputs that are both unobservable and
significant to the overall fair value measurement. These valuations, whether derived
internally or obtained from a third party, use critical assumptions that are not widely
available to estimate market participant expectations in valuing the asset or liability.
4. Charges and Fees
Under the terms of the Contracts, certain charges and fees are incurred by the Contracts to cover
VRIAC’s expenses in connection with the issuance and administration of the Contracts.
Following is a summary of these charges and fees:
228
Mortality and Expense Risk Charges
VRIAC assumes mortality and expense risks related to the operations of the Account and, in
accordance with the terms of the Contracts, deducts a daily charge from the assets of the Account.
Daily charges are deducted at annual rates of up to 1.75% of the average daily net asset value
of each Division of the Account to cover these risks, as specified in the Contracts. These charges
are assessed through a reduction in unit values.
Asset Based Administrative Charges
A charge to cover administrative expenses of the Account is deducted at annual rates of up to
0.60% of the assets attributable to the Contracts. These charges are assessed through a reduction
in unit values.
Contract Maintenance Charges
An annual Contract maintenance fee of up to $50 may be deducted from the accumulation value
of Contracts to cover ongoing administrative expenses, as specified in the Contract. These
charges are assessed through the redemption of units.
Contingent Deferred Sales Charges
For certain Contracts, a contingent deferred sales charge (“Surrender Charge”) is imposed as a
percentage that ranges up to 8.5% of each premium payment if the Contract is surrendered or
an excess partial withdrawal is taken, as specified in the Contract. These charges are assessed
through the redemption of units.
Other Contract Charges
Certain Contracts contain optional riders that are available for an additional charge, such as
minimum guaranteed withdraw benefits. The amounts charged for these optional benefits vary
based on a number of factors and are defined in the Contracts. These charges are assessed through
the redemption of units.
Under the Fixed/Variable Premium Immediate Annuity contract, an additional annual charge
of 1.00% of the average daily net asset value is deducted daily from the accumulation values
for contract owners who select the Guaranteed Minimum Income feature. For certain Contracts,
an annual charge ranging from 0.50% to 1.00% of the average daily net asset value is deducted
daily from the accumulation values for contract owners who select the Transfer Asset Benefit
option, as specified in the Contract. These charges are assessed through a reduction in unit
values.
Fees Waived by VRIAC
Certain charges and fees for various types of Contracts may be waived by VRIAC. VRIAC
reserves the right to discontinue these waivers at its discretion or to conform with changes in
the law.
229
5. Related Party Transactions
During the year ended December 31, 2015, management fees were paid to DSL, an affiliate of
the Company, in its capacity as investment adviser to Voya Investors Trust and Voya Partners,
Inc. The Trusts’ advisory agreements provide for fees at annual rates ranging from 0.10% to
1.25% of the average net assets of each respective Fund.
Management fees were also paid to VIL, an affiliate of the Company, in its capacity as investment
adviser to the Voya Balanced Portfolio, Inc., Voya Equity Trust, Voya Funds Trust, Voya
Intermediate Bond Portfolio, Voya Money Market Portfolio, Voya Mutual Funds, Voya Partners,
Inc., Voya Series Fund, Inc., Voya Strategic Allocation Portfolios, Inc., Voya Variable Funds,
Voya Variable Portfolios, Inc., and Voya Variable Products Trust. The Trusts’ advisory
agreements provide for fees at annual rates ranging from 0.17% to 1.06% of the average net
assets of each respective Fund.
6. Purchases and Sales of Investment Securities
The aggregate cost of purchases and proceeds from sales of investments for the year ended
December 31, 2015 follow:
Purchases
Sales
Aberdeen Funds:
AIM Growth Series:
AIM Sector Funds:
Alger Funds:
Alger Funds II:
230
$
19
$
45
139
98
2,232
50
18
—
718
28
786
34
100
37
10
225
38
345
154
23
879
11
81
134
—
136
1,386
4,789
3,583
4,835
638
751
976
1,085
Purchases
Sales
Allianz Funds:
American Century Investments® Inflation-Adjusted Bond Fund - Investor Class
American Century Investments® Income & Growth Fund - A Class
Aston Funds:
BlackRock FundsSM:
BlackRock Health Sciences Opportunities Portfolio - Institutional Shares
BlackRock Health Sciences Opportunities Portfolio - Investor A Shares
BlackRock Mid Cap Value Opportunities Fund - Institutional Shares
BlackRock Mid Cap Value Opportunities Fund - Investor A Shares
SM
Columbia
$
24
1
169
$
9
—
54
7,660
9,230
9,642
12,840
1,016
3,070
114
46
2,782
6,683
2,022
2,076
365
13,109
1,146
6,443
1,509
243
104
6,253
155
4,209
3,814
1,578
4,616
11,821
392
616
185
15,096
—
858
68
3,727
11
5,026
3,286
2,336
2,352
5,267
373
30
192
59
5,366
3,278
23
5
55
51
Acorn® Trust:
231
Purchases
Sales
Davis Series Inc.:
Dodge & Cox Funds:
232
$
2,360
—
$
2,506
—
138
22
1
—
1,598
1,373
1,589
107
658
229
10
5
35
194
2,653
1
1
49
65
83
77
23
166
76
22
16
1,010
22,506
1,622
25,213
512
240
39,060
12,030
1,975
4,130
40,778
27,729
2,556
4,302
150,699
14,179
178,048
11,924
4,559
32,317
2,945
2,397
406
1,119
289
4
65
62
—
53
Purchases
Sales
Ivy Funds:
Janus Aspen Series:
Janus Aspen Series Global Research Portfolio - Institutional Shares
JPMorgan Trust II:
Lazard Funds, Inc.:
LKCM Funds:
Loomis Sayles Limited Term Government and Agency Fund - Class Y
MainStay Funds:
233
$
20,576
$
22,354
8
1
2,402
38,878
5,112
38,335
—
1
—
—
565
1,018
2,406
381
22
50
5
7
17
30
63
7
34
4
219
822
32
261
—
2,511
—
1,249
311
25
64
21
2,317
2,405
1,357
13
508
1
84
26
44
1,268
106
336
364
183
112
45
8,574
11,613
—
—
Purchases
Sales
Neuberger Berman Socially Responsive Fund - Institutional Class
Parnassus Funds:
PIMCO Funds:
PIMCO CommodityRealReturn Strategy Fund® - Administrative Class
234
$
121
$
675
3,823
8,144
133
2,573
40
1
81
2
132
412
2,016
48
5
2,318
539
18,963
568
9,011
169
3
853
913
1,230
533
13
25
7,986
4,562
25,907
3,646
13
3
16
14
116
8
141
5
1
20
6
12
8,010
1
7
—
11
5,045
—
—
9,124
3,085
5,036
6,170
671
51
Purchases
Sales
Royce Fund:
TCW Funds Inc:
Third Avenue Trust:
235
$
10,828
$
29,504
3,596
818
260
369
402
503
3,116
52
3,230
2,648
3
5,141
46
16
2,441
26
1,998
25
—
—
528
57
5,192
1,536
4,145
39
217
211
103
149
2,777
267
240
1,330
4,446
8,160
7,905
32,148
17
—
16
5
1,736
17
4,274
3,936
16
64
5
3
56
—
Purchases
Sales
Victory Portfolios:
Voya Equity Trust:
Voya Funds Trust:
Voya Multi-Manager Large Cap Core Portfolio - Institutional Class
VY® BlackRock Inflation Protected Bond Portfolio - Adviser Class
VY® JPMorgan Emerging Markets Equity Portfolio - Adviser Class
VY® JPMorgan Emerging Markets Equity Portfolio - Institutional Class
VY® JPMorgan Emerging Markets Equity Portfolio - Service Class
VY® JPMorgan Small Cap Core Equity Portfolio - Adviser Class
VY® JPMorgan Small Cap Core Equity Portfolio - Institutional Class
VY® JPMorgan Small Cap Core Equity Portfolio - Service Class
VY® Morgan Stanley Global Franchise Portfolio - Adviser Class
236
$
43
8
$
1
3
7,210
37,338
27
241
351
1
140
893
522
390
705
739
191,955
2,030
2,180
1
2,787
2
6,967
3,796
56
64,109
1,861
2
29,090
642
91
3,927
66
7,834
2
40
11,740
6
239
5,770
9,876
11,272
6
7,100
7,699
35
3,241
2,822
29
10,340
6,636
4
50,518
257
608
25
81,637
9
8,368
7,041
91
36,636
1,126
3
46,940
443
73
5,657
29
10,319
5
39
11,577
21
427
9,805
8,912
5,459
12
3,318
3,783
62
3,704
2,975
9
2,310
2,398
—
Purchases
Sales
Voya Intermediate Bond Portfolio (continued):
VY® T. Rowe Price Capital Appreciation Portfolio - Adviser Class
VY® T. Rowe Price Capital Appreciation Portfolio - Institutional Class
VY® T. Rowe Price Capital Appreciation Portfolio - Service Class
VY® T. Rowe Price International Stock Portfolio - Adviser Class
VY® T. Rowe Price International Stock Portfolio - Service Class
Voya Mutual Funds:
237
$
123
61,618
137,609
234
18,034
10
2,183
129
691
$
63
12,477
20,894
201
23,232
34
2,288
100
1,348
56,280
65,928
41
35
21
66
225
1,038
19,929
78
1,585
97
3,115
297
331
4,334
1,096
805
6,155
2,420
707
6,077
746
735
1,227
504
352
4,090
1,210
1,375
114
654
12,383
1,588
87
1,900
31,195
3,767
58
1,918
3,184
173,751
66
15,901
148
3,326
1,452
1,376
256
957
1,011
369
208
1,042
339
133
673
58
132
139
1,252
987
327
922
3,295
72,334
8,748
74
552
23,303
4,103
43
Purchases
Sales
Voya Solution Moderately Conservative Portfolio - Service Class
VY® American Century Small-Mid Cap Value Portfolio - Adviser Class
VY® American Century Small-Mid Cap Value Portfolio - Initial Class
VY® American Century Small-Mid Cap Value Portfolio - Service Class
VY® T. Rowe Price Diversified Mid Cap Growth Portfolio - Adviser Class
VY® T. Rowe Price Diversified Mid Cap Growth Portfolio - Initial Class
VY® T. Rowe Price Diversified Mid Cap Growth Portfolio - Service Class
238
$
1,646
33,649
3,142
14
1,723
27,611
2,515
895
6,499
646
1,586
858
4,382
67,953
7,842
1,550
30
7,753
13,629
57
15,474
2,900
31
2,155
256
50
3,947
166
37,812
545
74
2,413
15,530
70
61,624
282
4,185
222
88
74,457
296
266
82,942
1,293
19
7,570
76
$
183
20,177
2,296
84
951
13,147
1,635
384
1,406
226
664
71
876
12,370
1,932
1,298
75
2,735
11,286
91
28,375
2,179
5
695
847
61
12,124
107
37,760
2,172
111
939
10,793
68
48,647
154
11,419
175
38
31,214
247
243
23,169
1,049
55
12,245
70
Purchases
Sales
Wanger Select
Wanger USA
239
$
23
1,580
$
173
74
5,880
5,671
5,818
9,532
8,458
8,856
102
88,029
121
169
152,269
85
119,699
15,181
11,290
56
57,499
58
6,191
21
8,713
1
11,087
122
15,076
15
237
3,392
3,720
27,920
11,308
26,448
65
4,037
16,950
2,413
34,023
91
39,080
66
16,228
13
4,284
—
3,528
58
5,449
39
172
1,536
2,492
4,124
2,425
13,965
3
2,692
431
—
26,793
377
17,313
27
54,417
152
11,510
356
3,786
30
8,509
20,861
16,400
5,582
12,154
9,294
864
14,909
2,549
12,054
Purchases
Sales
240
$
42
5,740
$
16
13,091
Aberdeen Funds:
AIM Growth Series:
AIM Sector Funds:
Alger Funds:
Alger Funds II:
The changes in units outstanding were as follows:
7. Changes in Units
241
10,671
9,457
7,638
70
98,549
1,365
40,004
2,233
6,861
2,236
88,484
—
8,400
534,925
940,464
33,369
114,117
11,401
256,354
1,774
85,409
853
44,961
310
4,253
15,076
151,983
1,706
5,341
500,937
686,968
25,412
108,661
Units
Redeemed
8,765
Units
Issued
2015
(5,456)
(7,957)
(33,988)
(253,496)
63,499
1,706
(3,059)
12,840
(1,923)
(2,608)
4,957
(13,140)
(512)
1,704
248,716
1,944
(1,906)
Net
Increase
(Decrease)
69,630
56,679
2,273,655
1,021,584
24,670
59
10,396
3,582
150
4,387
18,800
61,826
2,298
3,590
—
8,091
1,139
Units
Issued
Year ended December 31
97,999
31,640
2,285,773
1,235,507
3,396
—
7,347
—
985
4,194
2,737
97,560
289
397
—
22,880
909
Units
Redeemed
2014
(28,369)
25,039
(12,118)
(213,923)
21,274
59
3,049
3,582
(835)
193
16,063
(35,734)
2,009
3,193
—
(14,789)
230
Net
Increase
(Decrease)
Allianz Funds:
Aston Funds:
BlackRock FundsSM:
242
349
—
9,046
1,334,467
2,411,533
185,810
13,459
1,627,492
795,864
95,572
1,110,780
22,335
8,843
329,520
296,467
1,480,780
40,137
241
295,234
1,091,832
1,975,270
68,600
19,309
1,301,692
749,533
39,184
1,327,446
87,654
4,142
354,138
487,906
971,544
17,894
17,140
1,536,043
Units
Redeemed
867
—
10,448
Units
Issued
2015
16,899
1,240,809
(22,243)
(509,236)
191,439
(4,701)
24,618
65,319
(56,388)
216,666
(46,331)
(325,800)
5,850
(117,210)
(242,635)
(436,263)
518
—
1,402
Net
Increase
(Decrease)
—
—
36,295
1,253,942
500,588
15,551
334,428
116,889
105,939
1,467,112
182,599
609,577
8,564
77,927
517,473
804,236
403
—
8,537
Units
Issued
—
—
28,711
642,464
238,867
19,831
315,240
48,519
100,760
640,796
170,673
968,978
2,575
110,300
683,467
1,003,614
696
—
10,283
Units
Redeemed
2014
—
—
7,584
611,478
261,721
(4,280)
19,188
68,370
5,179
826,316
11,926
(359,401)
5,989
(32,373)
(165,994)
(199,378)
(293)
—
(1,746)
Net
Increase
(Decrease)
ColumbiaSM Acorn® Trust:
Davis Series Inc.:
243
991
549,033
290,801
668,304
8,760
8,509
340,986
2,823
3,326
222,366
—
1,858
—
693,477
1,860
26,538
469
257
362,225
583,669
44,231
13,673
411,623
115
—
135,026
—
3,161
100
702,421
141,426
56,373
789
3,691
Units
Redeemed
5,937
426,513
Units
Issued
2015
3,434
320
29,835
139,566
8,944
100
1,303
(87,340)
—
(2,708)
(3,326)
70,637
5,164
35,471
(84,635)
71,424
4,946
(122,520)
Net
Increase
(Decrease)
—
2,198
60,683
—
334,963
16
1,959
403,700
—
2,877
301
373,166
13,931
—
271,437
205,111
2,050
229,160
Units
Issued
—
—
14,824
—
91,754
—
3,855
166,157
—
3,037
1
124,771
10,378
—
408,239
234,254
—
236,337
Units
Redeemed
2014
—
2,198
45,859
—
243,209
16
(1,896)
237,543
—
(160)
300
248,395
3,553
—
(136,802)
(29,143)
2,050
(7,177)
Net
Increase
(Decrease)
DFA Investment Dimensions Group Inc. (continued):
Dodge & Cox Funds:
244
207
7,718
9,810
3,150
3,233
774
127,423
5,547,179
21,911
4,186,559
2,045,856
1,001,754
752,988
13,429,832
4,470,148
1,349,058
834,385
62,976
3,599
22
7,866
8,644
5,442
4,812
613
92,554
5,169,893
44,217
3,024,991
1,283,570
921,688
740,448
9,338,983
4,482,826
65,882
798,412
26,860
17,879
630
7,249
Units
Redeemed
22,799
274,969
Units
Issued
2015
—
—
6,880
393
12,882
47,969
(36,116)
14,280
608
(617)
81,565
204,220
8,504,413
552,062
4,739,446
1,936,777
324,193
291,741
57,873
137,446
2,271,569
959
6,247
8,823
11,165
Units
Issued
(35,973)
(1,283,176)
(4,090,849)
12,678
(1,161,568)
(762,286)
(80,066)
(12,540)
22,306
(34,869)
(377,286)
(161)
1,579
(1,166)
2,292
22,592
267,251
Net
Increase
(Decrease)
—
—
34,663
53,384
137,289
210,389
10,428,334
470,164
5,697,917
2,343,497
270,806
488,619
47,555
198,666
2,567,432
3,435
6,751
7,736
3,117
—
—
Units
Redeemed
2014
6,880
393
(21,781)
(5,415)
(55,724)
(6,169)
(1,923,921)
81,898
(958,471)
(406,720)
53,387
(196,878)
10,318
(61,220)
(295,863)
(2,476)
(504)
1,087
8,048
—
—
Net
Increase
(Decrease)
Ivy Funds:
Janus Aspen Series:
JPMorgan Trust II:
Lazard Funds, Inc.:
LKCM Funds:
245
2,297
1,422
203,356
2,944
131,685
2,523
79,978
19,596
133,330
27,530
2
352
1,224
261
1,098
89
65
391
142
208
57
—
45,199
222,168
138,506
58,913
30,995
2
—
—
1
39
234,948
17,073
53,352
330,496
6,574,765
168,488
5,377,131
(71,671)
1,522
25,233
96,442
(287)
(833)
(119)
(890)
(32)
176,969
(27,918)
1
39
(162,008)
(1,197,634)
570
—
570
(660,827)
2,182,234
Units
Redeemed
Net
Increase
(Decrease)
135,003
2,389
11,423
89,475
5
6,148
35,333
73
614
119
429
194
2,814
78,078
2
64
275,304
1,947,231
255
1,578,288
Units
Issued
1,521,407
Units
Issued
2015
243,495
7,026
2,710
106,101
2
2
18,132
407
2,189
122
2,613
355
—
75,682
—
28
300,335
2,591,846
—
1,969,637
Units
Redeemed
2014
(108,492)
(4,637)
8,713
(16,626)
3
6,146
17,201
(334)
(1,575)
(3)
(2,184)
(161)
2,814
2,396
2
36
(25,031)
(644,615)
255
(391,349)
Net
Increase
(Decrease)
MainStay Funds:
246
132,612
318
1,735
109,785
36,224
9,793
8,242
2,050,593
—
33,914
16,153
525,135
17
307
2,901
659
213,704
36,124
1,712,312
3,064
3,631
24,421
7,798
10,370
1,699,797
—
5,833
384,019
1,041,430
3,715
7,682
5,133
38,523
134,641
29,935
1,855,348
Units
Redeemed
216,835
1,268
Units
Issued
2015
(6,189)
143,036
2,232
37,864
(79,063)
7,375
3,698
367,866
516,295
(28,081)
—
(350,796)
2,128
(1,995)
(11,803)
(106,154)
1,329
84,223
950
Net
Increase
(Decrease)
41,053
953,736
22,553
—
149,371
1,360
77
—
800,259
5,465
349
947,908
3,375
11,666
5,779
107,585
6,841
77,688
15
Units
Issued
56,424
767,474
6,799
—
292,937
—
—
—
119,151
5,925
33,956
1,444,081
4,144
20,089
3,391
1,858
6,523
40,421
—
Units
Redeemed
2014
(15,371)
186,262
15,754
—
(143,566)
1,360
77
—
681,108
(460)
(33,607)
(496,173)
(769)
(8,423)
2,388
105,727
318
37,267
15
Net
Increase
(Decrease)
Parnassus Funds:
PIMCO Funds:
247
394
208,697
49,529
1,323
1,977,076
473,223
1,289
3,186
1,875
529
12,711
234
—
71,608
412,660
1
1,621,254
1,319,582
31,275
200,934
81,085
76
1,711,719
546,983
3,326
3,214
13,081
13,876
12,585
139
54
70,912
331,804
—
1,894,695
1,080,917
127,538
Units
Redeemed
18,096
Units
Issued
2015
96,263
(238,665)
273,441
(1)
(126)
(95)
54
(696)
(80,856)
13,347
11,206
28
2,037
(265,357)
73,760
(1,247)
31,556
(7,763)
17,702
Net
Increase
(Decrease)
1,941
337,046
664,173
1
1,073,660
100
166
71,747
420,162
1,264
1,119
5,425
2,123
586,373
545,143
156
13,171
166,321
2,923
Units
Issued
2
833,243
91,287
—
1,075,981
1,410
278
72,472
298,913
—
34
12,978
538
795,730
408,100
1,088
3,309
51,773
107
Units
Redeemed
2014
1,939
(496,197)
572,886
1
(2,321)
(1,310)
(112)
(725)
121,249
1,264
1,085
(7,553)
1,585
(209,357)
137,043
(932)
9,862
114,548
2,816
Net
Increase
(Decrease)
Royce Fund:
TCW Funds Inc:
248
4,127,334
738,433
37,121
42,918
638,409
52
424,842
1,657
214,060
1,682
—
6,962
282,207
5,469
9,843
8,483
50,785
77,559
871,989
26,386
31,753
465,166
2,259
228,484
4,115
164,644
949
15
54,675
475,133
363,391
6,440
4,764
299,585
14,923
Units
Redeemed
2,661,016
Units
Issued
2015
(62,636)
248,800
(3,719)
(3,403)
357,922
192,926
47,713
15
(49,416)
(733)
2,458
(173,243)
2,207
(196,358)
(11,165)
(10,735)
133,556
(1,466,318)
Net
Increase
(Decrease)
34,101
—
3,943
8,097
—
246,943
—
14
187,608
8,405
2,146
286,936
438
312,054
28,838
59,423
294,049
1,459,039
Units
Issued
33,560
—
3,384
7,391
—
277,010
—
26
157,877
9,974
—
401,033
5
731,752
33,274
54,683
60,025
3,066,350
Units
Redeemed
2014
541
—
559
706
—
(30,067)
—
(12)
29,731
(1,569)
2,146
(114,097)
433
(419,698)
(4,436)
4,740
234,024
(1,607,311)
Net
Increase
(Decrease)
Third Avenue Trust:
Victory Portfolios:
Voya Equity Trust:
Voya Funds Trust:
249
866,121
2,566,812
3
636
3,218
2,566,661
99
2,442
1
9
143
7,407,079
5
11,330
34,830
89,954
66,141
35,667,006
17,936
82,785
2,012
1,546
894
162,835
2,813,741
302
1,949
124
3,996
328
6,369,412
934
17,921
11,257
72,482
41,265
40,479,458
136,282
228,087
—
Units
Redeemed
445,912
1,446,646
Units
Issued
2015
145,302
(2,012)
4,812,452
118,346
(17,472)
(24,876)
929
6,591
(23,573)
(1,037,667)
3,987
185
203
(493)
123
247,080
159,617
258
1,543
(420,209)
(1,120,166)
Net
Increase
(Decrease)
97,383
2,012
10,266,086
3,065
81,389
63,178
6,922
—
29,488
6,900,260
521
1,193
190
674
110
2,785,318
—
846
352
505,041
1,246,084
Units
Issued
6,645
2,036
10,948,673
8,131
118,073
85,742
7,948
—
45,369
7,946,799
—
1,007
223
1,609
114
1,886,913
—
709
—
719,703
2,175,254
Units
Redeemed
2014
90,738
(24)
(682,587)
(5,066)
(36,684)
(22,564)
(1,026)
—
(15,881)
(1,046,539)
521
186
(33)
(935)
(4)
898,405
—
137
352
(214,662)
(929,170)
Net
Increase
(Decrease)
250
—
16
1,202,791
299,004
1,954
8,520,849
91,250
8
6,785,389
56,177
9,027
495,793
5,401
365,481
134
3,118
3,242,665
308
2,297,928
1,004,962
319,774
346,354
—
257,976
309,775
680
1,337,502
215,212
1,692
466,474
340,039
30
Units
Issued
7,446,082
757
1,354,862
539,407
5,043
9,311,643
86,716
211
9,689,622
50,087
7,198
660,716
4,452
528,907
498
3,129
3,411,818
1,337
2,309,322
1,277,871
646,422
491,911
752
256,446
324,941
3,745
1,443,994
285,211
507
187,724
269,544
—
Units
Redeemed
2015
(7,446,082)
(741)
(152,071)
(240,403)
(3,089)
(790,794)
4,534
(203)
(2,904,233)
6,090
1,829
(164,923)
949
(163,426)
(364)
(11)
(169,153)
(1,029)
(11,394)
(272,909)
(326,648)
(145,557)
(752)
1,530
(15,166)
(3,065)
(106,492)
(69,999)
1,185
278,750
70,495
30
Net
Increase
(Decrease)
1,472,683
326
594,053
347,303
1,269
15,073,827
2,183,541
135
9,544,852
4,411,579
117
335,215
6,812
293,421
683
154
1,478,388
1,299
2,676,696
981,456
336,908
359,464
—
725,655
249,607
8,883
297,493
253,723
190
531,339
313,961
172
Units
Issued
1,770,413
553
608,615
503,670
1,343
6,688,751
2,007,745
792
8,749,430
4,385,896
53
994,174
6,956
90,931
2,903
112
1,533,113
1,002
2,681,243
909,218
441,515
714,674
—
126,589
319,147
5,748
392,004
273,074
162
175,309
198,398
774
Units
Redeemed
2014
(297,730)
(227)
(14,562)
(156,367)
(74)
8,385,076
175,796
(657)
795,422
25,683
64
(658,959)
(144)
202,490
(2,220)
42
(54,725)
297
(4,547)
72,238
(104,607)
(355,210)
—
599,066
(69,540)
3,135
(94,511)
(19,351)
28
356,030
115,563
(602)
Net
Increase
(Decrease)
Voya Mutual Funds:
251
3,976
1,237,719
6,831,845
11,655
1,644,156
3,326
181,950
5,219
150,591
14,630,963
1,915
4,993
124,099
215,804
10,308,512
4,843
4,549,736
21,520
44,404
83,854
89,074
23,224
134,965
138,805
29,772
58,984
101,814
25,311
48,546
14,183,575
2,710
3,451
—
—
—
5,643
3,561,328
17,619
—
—
—
215,163
126,468
102,446
283,709
152,698
64,280
267,699
72,475
Units
Redeemed
4,477
2,623,581
8,477,339
1,756
786,931
887
174,092
4,964
77,365
Units
Issued
2015
(124,099)
(215,804)
(10,308,512)
800
(988,408)
(3,901)
(44,404)
(83,854)
(89,074)
191,939
(8,497)
(36,359)
253,937
93,714
(37,534)
242,388
23,929
795
(1,542)
(447,388)
501
1,385,862
1,645,494
(9,899)
(857,225)
(2,439)
(7,858)
(255)
(73,226)
Net
Increase
(Decrease)
3,492
200,523
6,317,060
1,631
4,716,036
30,180
41,437
78,930
39,203
103,691
79,995
115,966
80,221
61,629
62,364
79,331
22,326
6,560
6,040
21,872,589
2,269
2,095,836
4,815,888
2,073
2,013,121
349
87,609
7,609
173,993
Units
Issued
16,257
89,309
8,733,815
5,115
5,893,271
32,209
39,483
36,195
40,530
33,404
10,534
91,208
32,474
3,894
44,415
13,209
2,599
6,669
12,641
24,500,295
1,072
1,202,234
3,876,591
23,600
2,219,181
417
90,434
5,231
182,526
Units
Redeemed
2014
(12,765)
111,214
(2,416,755)
(3,484)
(1,177,235)
(2,029)
1,954
42,735
(1,327)
70,287
69,461
24,758
47,747
57,735
17,949
66,122
19,727
(109)
(6,601)
(2,627,706)
1,197
893,602
939,297
(21,527)
(206,060)
(68)
(2,825)
2,378
(8,533)
Net
Increase
(Decrease)
252
53,424
81,161
38,274
20,158
267,660
105,171
117,691
—
—
—
—
1,565
185,121
1,874,226
238,520
2,323
198,592
1,530,391
194,454
10
176,959
1,173,044
153,030
114,413
394,829
43,771
102,544
57,613
369,892
4,901,763
600,937
113,072
Units
Issued
63,339
15,925
19,256
9,605
85,102
87,142
39,487
63,362
260,171
4,707,584
578,836
4,918
98,586
2,454,750
370,403
2,740
112,305
1,862,602
252,431
5,443
132,030
1,290,757
179,705
74,206
171,074
24,854
64,660
4,761
87,918
1,124,728
166,050
126,645
Units
Redeemed
2015
(9,915)
65,236
19,018
10,553
182,558
18,029
78,204
(63,362)
(260,171)
(4,707,584)
(578,836)
(3,353)
86,535
(580,524)
(131,883)
(417)
86,287
(332,211)
(57,977)
(5,433)
44,929
(117,713)
(26,675)
40,207
223,755
18,917
37,884
52,852
281,974
3,777,035
434,887
(13,573)
Net
Increase
(Decrease)
54,200
24,539
27,913
13,199
34,836
14,325
2,621
—
123,459
1,088,365
192,801
573
156,600
1,782,932
387,739
94
98,339
1,539,254
361,772
70
25,148
1,100,142
209,789
47,952
326,023
58,096
100,040
—
224,552
382,007
39,405
166,705
Units
Issued
35,570
8,482
16,457
4,884
4,971
3
1,435
4,278
21,267
1,296,113
370,146
3,412
102,645
1,457,184
424,277
2,888
24,053
1,063,086
411,197
4
13,743
933,260
248,904
1,027
143,253
47,801
52,251
1,801
172,525
240,155
58,560
85,586
Units
Redeemed
2014
18,630
16,057
11,456
8,315
29,865
14,322
1,186
(4,278)
102,192
(207,748)
(177,345)
(2,839)
53,955
325,748
(36,538)
(2,794)
74,286
476,168
(49,425)
66
11,405
166,882
(39,115)
46,925
182,770
10,295
47,789
(1,801)
52,027
141,852
(19,155)
81,119
Net
Increase
(Decrease)
253
109
282,485
1,075,854
1,357
2,724,424
192,921
2,119
173,434
442
2,194
1,310,888
503
7,222,125
29,247
715
591,928
1,021,474
1,144
11,036,053
7,838
1,701,331
11,113
1,067
7,760,490
8,626
1,798
5,284,139
53,483
476
4,485,585
5,446
Units
Issued
3,455
222,824
1,380,186
4,395
3,568,296
228,272
308
83,200
56,137
3,486
1,812,196
5,867
8,959,884
148,062
4,934
562,379
1,161,740
3,695
12,720,545
6,620
2,179,299
10,882
1,607
8,333,627
11,469
11,002
4,836,273
66,765
5,303
5,230,598
6,296
Units
Redeemed
2015
(3,346)
59,661
(304,332)
(3,038)
(843,872)
(35,351)
1,811
90,234
(55,695)
(1,292)
(501,308)
(5,364)
(1,737,759)
(118,815)
(4,219)
29,549
(140,266)
(2,551)
(1,684,492)
1,218
(477,968)
231
(540)
(573,137)
(2,843)
(9,204)
447,866
(13,282)
(4,827)
(745,013)
(850)
Net
Increase
(Decrease)
1,038
268,668
1,501,255
831
3,991,501
168,151
—
66,448
173
3,694
2,137,088
61,538
12,469,969
691,428
459
130,214
1,959,205
1,337
6,224,212
7,124
6,473,942
14,965
189
2,837,157
13,246
2,187
4,188,100
64,294
1,523
4,962,045
5,213
Units
Issued
1,203
409,162
1,595,898
8,967
4,506,102
211,457
1,703
110,449
55,311
3,668
2,029,400
16,371
7,461,599
468,040
861
44,285
1,971,077
4,763
9,005,922
5,853
6,010,825
10,213
2,296
4,215,240
7,880
11,925
4,567,469
66,822
10,449
5,609,164
5,840
Units
Redeemed
2014
(165)
(140,494)
(94,643)
(8,136)
(514,601)
(43,306)
(1,703)
(44,001)
(55,138)
26
107,688
45,167
5,008,370
223,388
(402)
85,929
(11,872)
(3,426)
(2,781,710)
1,271
463,117
4,752
(2,107)
(1,378,083)
5,366
(9,738)
(379,369)
(2,528)
(8,926)
(647,119)
(627)
Net
Increase
(Decrease)
254
6,742
20,461
1,467,535
1,263,818
1,435,849
10,772
13,852,574
7,927
21,338,534
1,560,599
4,488,270
5,056
3,975,200
3,356
2,617,497
711
1,125,946
6
1,001,447
8,737
894,120
132,967
8,429
135,052
129,895
656,591
374,914
1,861,006
84
1,278,211
1,103,257
1,220,786
661
10,248,189
7,985
31,635,125
2,801,631
3,618,370
2,987
3,256,984
401
2,237,117
1,181
1,485,915
12
1,300,721
10,714
1,484,267
131,891
11,340
215,966
177,362
1,666,116
727,100
1,669,877
874
Units
Redeemed
—
173,091
Units
Issued
2015
10,296,591
1,241,032
(869,900)
(2,069)
(718,216)
(2,955)
(380,380)
470
359,969
6
299,274
1,977
590,147
(1,076)
2,911
80,914
47,467
1,009,525
352,186
(191,129)
790
(10,111)
(3,604,385)
58
(189,324)
(160,561)
(215,063)
(6,742)
152,630
Net
Increase
(Decrease)
—
—
5,670,660
242
3,087,313
447
2,285,303
1,941
1,442,540
96
1,247,505
3,707
1,191,493
860,062
4,113
191,901
113,781
1,311,188
616,523
2,344,271
1,051
2,688
11,031,502
9,136
1,635,167
733,966
1,793,016
2,997
—
Units
Issued
—
—
6,341,918
3,662
3,870,160
9,960
2,736,124
190
1,212,705
4
1,040,628
5,271
530,711
853,121
4,437
122,370
85,159
537,543
323,247
2,699,627
1,771
12,564
15,285,768
5,506
1,730,309
947,155
1,912,695
3,357
—
Units
Redeemed
2014
—
—
(671,258)
(3,420)
(782,847)
(9,513)
(450,821)
1,751
229,835
92
206,877
(1,564)
660,782
6,941
(324)
69,531
28,622
773,645
293,276
(355,356)
(720)
(9,876)
(4,254,266)
3,630
(95,142)
(213,189)
(119,679)
(360)
—
Net
Increase
(Decrease)
Voya Variable Portfolios, Inc. (continued):
Wanger Select
Wanger USA
255
441,103
3,643,713
11,639
2,154,346
24,157
1,011,675
1,272
1,301,599
873,869
680,432
143,109
2,961,939
1,067
2,412,115
—
—
2,118,456
16,825
1,669,881
558
1,179,851
408,950
522,396
48,824
2,803,251
1,024
2,172,165
Units
Redeemed
529,320
Units
Issued
2015
(43)
(239,950)
(94,285)
(158,688)
(121,748)
(464,919)
(158,036)
(3,643,713)
(11,639)
(35,890)
(7,332)
658,206
(714)
88,217
Net
Increase
(Decrease)
2,661
392,932
75,199
1,207,855
873,333
283,485
396,744
2,519,394
495
1,507,301
24,674
631,044
1,542
406,227
Units
Issued
3,325
598,893
92,828
1,113,451
703,951
1,406,887
729,662
2,881,169
5,528
1,180,261
31,150
675,546
438
201,011
Units
Redeemed
2014
(664)
(205,961)
(17,629)
94,404
169,382
(1,123,402)
(332,918)
(361,775)
(5,033)
327,040
(6,476)
(44,502)
1,104
205,216
Net
Increase
(Decrease)
11
16
16
2013
2012
2011
36
41
2012
(e)
(e)
2012
2011
(d)
(d)
(d)
2012
2011
3
2014
2013
5
2015
7/29/2014
(e)
2013
(e)
7/14/2015
2014
2015
249
$11.48
38
2013
2011
$13.33
23
$9.90
$9.53
$17.76
$19.21
25
2014
$19.30
$10.71
$12.65
$16.81
$18.09
$18.54
(d)
(d)
(d)
to
to
(e)
(e)
(e)
(e)
$8.25
to
to
to
to
to
to
to
to
to
to
256
$9.92
$9.58
$11.57
$13.44
$17.93
$19.41
$19.52
$11.32
$13.23
$17.66
$18.90
$18.76
(lowest to highest)
2015
9
11
(000's)
2014
Date
2015
(d)
(d)
(d)
$32
$47
(e)
(e)
(e)
(e)
$2,052
$473
$476
$674
$443
$484
$172
$201
$183
$201
$169
(000's)
Net Assets
(d)
(d)
(d)
(d)
5.06%
(e)
(e)
(e)
(e)
(e)
1.29%
1.69%
1.04%
1.43%
1.51%
1.10%
1.07%
0.52%
1.04%
1.08%
Ratio
B
Income
A
Unit Fair Value
Investment
Units
Fund
Inception
0.95%
0.95%
1.15%
1.15%
1.15%
1.15%
1.15%
0.60%
0.60%
0.60%
0.70%
0.80%
(d)
(d)
(d)
to
to
(e)
(e)
(e)
(e)
-
to
to
to
to
to
to
to
to
to
to
1.25%
1.25%
1.25%
1.25%
1.25%
1.25%
1.25%
1.30%
1.10%
1.10%
1.10%
0.90%
(lowest to highest)
Expense RatioC
-3.74%
5.03%
16.11%
33.23%
8.16%
0.47%
4.18%
16.16%
32.89%
7.61%
0.32%
(d)
(d)
(d)
(d)
to
(e)
(e)
(e)
(e)
(e)
to
to
to
to
to
to
to
to
to
to
-3.43%
5.18%
16.16%
33.41%
8.25%
0.57%
4.91%
16.87%
33.48%
7.97%
0.37%
(lowest to highest)
Total ReturnD
A summary of unit values, units outstanding, and net assets for variable annuity Contracts, expense ratios, excluding expenses of
underlying funds, investment income ratios, and total return for the years ended December 31, 2015, 2014, 2013, 2012, and 2011,
follows:
8. Financial Highlights
211
246
314
371
2014
2013
2012
2011
2
2
2012
3
2
2013
2012
4
6
6
6
5
2015
2014
2013
2012
2011
-
3
2014
2011
1
2015
7/19/2011
3
2012
(b)
18
2013
2011
34
2014
11/30/2012
39
2015
$32.54
$38.71
$54.35
$64.44
$65.38
$14.15
$17.86
$19.14
$14.15
2
2013
2011
$16.58
4
to
to
to
to
to
$12.26
to
to
to
to
(b)
$10.24
$12.08
$11.99
$11.62
$22.97
$24.48
3
$23.79
to
to
to
to
to
2014
$16.77
$12.54
$13.63
$17.35
$17.86
$16.83
2015
197
2015
257
$34.72
$41.72
$59.17
$70.86
$71.47
$14.54
$18.53
$19.85
$17.63
$15.49
$16.93
$21.65
$22.40
$21.22
$176
$234
$356
$442
$258
-
$36
$63
$51
$11
(b)
$30
$217
$408
$453
$32
$26
$38
$90
$75
$4,891
$4,552
$4,574
$4,057
$3,609
(000's)
0.56%
0.49%
0.34%
-
-
(a)
(f)
-
-
-
(b)
(b)
2.43%
1.92%
1.63%
-
-
-
-
-
-
0.51%
-
-
0.03%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.50%
0.50%
0.50%
0.50%
0.65%
0.45%
0.45%
0.45%
0.45%
0.00%
0.00%
0.15%
0.15%
0.15%
to
to
to
to
to
0.75%
to
to
to
to
(b)
0.95%
0.95%
0.95%
0.85%
1.00%
1.00%
1.00%
1.00%
1.00%
to
to
to
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
1.40%
1.40%
1.20%
1.30%
1.70%
1.70%
1.70%
1.70%
1.60%
(lowest to highest)
Expense RatioC
3.00%
18.96%
40.40%
18.56%
1.46%
26.22%
6.77%
-11.86%
-7.81%
8.48%
27.06%
2.73%
-5.87%
to
to
to
to
to
(a)
(f)
to
to
to
(b)
(b)
17.97%
-0.75%
-3.09%
-2.28%
17.17%
38.54%
6.57%
-2.82%
to
to
to
to
to
3.49%
20.16%
41.83%
19.76%
2.32%
27.44%
7.12%
-11.18%
-6.25%
10.43%
28.99%
4.35%
-4.45%
(lowest to highest)
Total ReturnD
(d)
2011
(d)
(d)
2011
$14.69
12
8
5
2013
2012
702
2012
(b)
698
2013
2011
686
2014
4/27/2012
652
2015
2011
$17.69
15
$9.77
$13.50
$14.43
$14.92
$25.07
$26.40
12
2014
$23.81
$7.51
2015
(d)
2012
-
2014
2013
2
2015
$5.25
(b)
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
(d)
(d)
2011
(d)
(d)
(d)
to
to
(d)
8/27/2014
$9.76
$10.83
(d)
(d)
(d)
to
to
2012
21
2014
$9.71
$9.31
2013
85
2015
6/16/2014
(d)
(d)
2012
4
2013
16
2014
8/6/2014
2015
258
$36.28
$50.84
$55.13
$57.89
$15.27
$18.65
$26.95
$28.81
$26.22
$7.53
$5.29
$10.86
$9.83
$9.77
$9.48
(b)
$19,755
$26,065
$27,172
$26,133
$82
$141
$318
$423
$305
(d)
(d)
(d)
-
$9
(d)
(d)
(d)
$231
$830
(d)
(d)
(d)
$35
$153
(000's)
(b)
(b)
0.42%
0.04%
-
-
-
-
-
-
(d)
(d)
(d)
(d)
-
(d)
(d)
(d)
(d)
0.19%
(d)
(d)
(d)
(d)
6.38%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.30%
0.30%
0.20%
0.20%
0.20%
1.05%
0.95%
0.95%
0.95%
0.40%
0.30%
(b)
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
(d)
(d)
(d)
to
to
(d)
(d)
(d)
to
to
1.50%
1.50%
1.50%
1.50%
1.75%
1.75%
1.75%
1.75%
1.65%
1.40%
1.40%
1.40%
1.40%
1.40%
1.40%
(lowest to highest)
Expense RatioC
38.04%
6.83%
3.40%
-9.82%
20.42%
41.72%
5.31%
-10.32%
-30.09%
-9.88%
-4.12%
(b)
(b)
to
to
to
to
to
to
to
to
(d)
(d)
(d)
(d)
to
(d)
(d)
(d)
(d)
to
(d)
(d)
(d)
(d)
to
40.13%
8.52%
5.01%
-8.45%
22.13%
43.25%
6.90%
-8.99%
-29.75%
-9.48%
-3.07%
(lowest to highest)
Total ReturnD
2,807
3,096
3,494
2013
2012
2011
39
35
2013
2012
181
209
135
123
2014
2013
2012
2011
$13.95
12
13
13
2013
2012
2
2
2
4
374
2015
2014
2013
2012
2011
2011
$15.74
12
$7.95
$20.05
$21.76
12
2014
$19.69
$8.25
$9.35
$12.42
$12.85
$12.99
$13.55
$18.13
$20.24
$20.76
$8.08
$9.11
$11.63
$12.43
$11.57
2015
176
2015
(b)
64
2014
2011
56
2015
5/1/2012
2,593
2014
2,339
2015
to
$9.00
$11.85
$13.12
$12.32
to
to
to
to
to
to
to
to
to
to
(b)
to
to
to
to
to
to
to
to
to
259
$8.19
$14.03
$15.91
$20.33
$22.13
$20.08
$13.56
$15.58
$20.99
$22.00
$22.54
$13.93
$18.75
$21.20
$22.48
$14.19
$16.08
$20.68
$22.25
$20.86
$3,063
$35
$25
$27
$26
$179
$206
$246
$261
$247
$1,622
$2,030
$4,212
$3,775
$3,708
(b)
$492
$723
$1,335
$1,225
$34,790
$34,682
$40,151
$39,632
$33,322
(000's)
2.91%
2.58%
3.33%
3.85%
3.77%
2.29%
2.60%
2.21%
1.97%
2.36%
-
0.16%
-
-
-
(b)
(b)
-
-
-
0.97%
0.97%
1.40%
0.86%
1.13%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.80%
0.70%
0.70%
0.70%
0.70%
0.00%
0.00%
0.00%
0.00%
0.00%
0.25%
0.25%
0.20%
0.20%
0.00%
0.00%
0.00%
0.00%
0.00%
to
0.80%
0.80%
0.80%
0.80%
to
to
to
to
to
to
to
to
to
to
(b)
to
to
to
to
to
to
to
to
to
0.80%
1.00%
1.00%
1.00%
1.00%
1.00%
1.50%
1.50%
1.50%
1.50%
1.50%
1.20%
1.10%
1.15%
1.55%
1.95%
1.95%
1.95%
1.95%
1.95%
(lowest to highest)
Expense RatioC
1.02%
27.38%
8.53%
-9.51%
-6.66%
13.20%
32.75%
3.22%
0.94%
34.20%
11.91%
5.39%
11.59%
26.73%
6.04%
-7.56%
to
13.21%
31.67%
10.72%
-6.10%
2.05%
12.83%
to
to
to
to
to
to
to
to
(b)
(b)
to
to
to
-2.01%
to
to
to
to
1.87%
27.78%
8.85%
-9.26%
-5.24%
14.90%
34.72%
4.81%
2.45%
34.60%
12.55%
6.04%
13.87%
29.22%
8.16%
-5.77%
(lowest to highest)
Total ReturnD
21
23
20
22
2014
2013
2012
2011
$10.54
2,537
2,780
2,411
2013
2012
4,115
4,314
3,978
3,336
2014
2013
2012
2011
$11.95
415
396
446
2013
2012
(d)
(d)
(d)
2012
2011
6
2013
12
2014
05/16/2014
2015
2011
$13.39
383
$10.60
$9.89
$16.00
$17.09
266
2014
$17.05
$10.92
$11.79
$15.07
$16.20
$15.50
$13.97
2015
3,678
2015
2011
$11.55
2,369
$15.70
2,141
2014
$15.40
$17.13
$18.59
$24.05
$24.04
$21.68
2015
22
2015
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
260
$10.61
$9.96
$13.50
$15.37
$18.65
$20.24
$20.51
$13.94
$15.12
$19.47
$21.19
$20.53
$14.07
$15.64
$19.22
$21.91
$21.46
$18.68
$20.50
$26.82
$27.25
$24.71
(d)
(d)
(d)
$64
$118
$5,726
$5,771
$7,353
$7,317
$5,103
$40,417
$51,965
$72,426
$74,812
$64,741
$27,822
$35,389
$39,761
$42,462
$37,723
$395
$400
$584
$548
$535
(000's)
(d)
(d)
(d)
(d)
1.10%
1.88%
1.67%
1.39%
1.19%
1.30%
1.63%
1.71%
1.58%
1.56%
1.45%
0.10%
0.28%
0.61%
0.36%
0.48%
1.51%
1.26%
1.22%
2.47%
1.66%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.95%
0.85%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.55%
0.55%
0.55%
0.50%
0.55%
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.00%
1.25%
1.55%
1.55%
1.55%
1.55%
1.55%
1.50%
1.65%
1.65%
1.60%
1.60%
1.60%
1.65%
1.65%
1.65%
1.60%
1.65%
1.65%
1.65%
1.65%
1.65%
(lowest to highest)
Expense RatioC
-6.52%
1.96%
12.05%
19.49%
6.81%
-0.23%
0.45%
-9.31%
27.55%
7.50%
-4.43%
-3.30%
9.54%
20.84%
12.13%
-2.00%
0.47%
8.52%
29.37%
-0.04%
-9.82%
(d)
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-6.13%
3.45%
13.85%
21.34%
8.53%
1.33%
1.99%
9.67%
29.71%
9.12%
-2.86%
-1.81%
11.18%
22.89%
14.07%
-0.46%
1.52%
9.74%
30.83%
1.04%
-8.82%
(lowest to highest)
Total ReturnD
2,408
2,767
4,134
3,484
2014
2013
2012
2011
552
523
2012
143
116
123
2014
2013
2012
2011
$8.68
3,811
3,619
3,649
2013
2012
193
127
59
5
1
2015
2014
2013
2012
2011
2011
$10.01
4,638
$10.47
$11.58
$14.60
$16.21
$15.52
$12.97
$13.91
4,855
2014
$14.16
$8.57
$9.85
$12.71
$13.59
$13.89
$15.41
2015
92
149
2015
07/21/2011
$10.19
624
2013
2011
$11.52
636
$17.09
590
2014
$15.89
$12.22
$12.79
$11.41
$9.85
$9.56
2015
2,082
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
261
$10.54
$11.74
$15.24
$17.16
$16.66
$9.17
$10.73
$14.11
$15.37
$15.88
$9.06
$10.59
$13.88
$15.06
$15.52
$31.52
$36.79
$49.43
$55.06
$52.21
$12.85
$13.71
$12.46
$12.79
$12.52
$6
$61
$888
$2,154
$3,156
$32,351
$37,284
$51,196
$67,392
$72,172
$1,093
$1,203
$1,936
$2,170
$1,374
$5,331
$6,374
$9,649
$10,906
$9,398
$43,588
$54,588
$32,860
$29,023
$24,336
(000's)
(a)
2.99%
1.90%
1.97%
2.07%
1.71%
1.30%
1.37%
1.07%
1.44%
1.48%
1.05%
1.15%
0.68%
0.90%
1.36%
1.95%
2.07%
1.87%
1.94%
3.98%
2.39%
1.18%
1.48%
0.93%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.75%
0.75%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.75%
0.75%
0.75%
0.65%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.00%
to
to
to
to
to
to
to
to
to
1.40%
1.40%
1.40%
1.40%
1.40%
1.50%
1.50%
1.50%
1.50%
1.50%
1.55%
1.55%
1.55%
1.55%
1.45%
1.10%
1.20%
1.20%
1.20%
1.90%
1.90%
1.90%
1.90%
1.90%
(lowest to highest)
Expense RatioC
10.60%
26.08%
11.00%
-4.26%
-3.34%
15.32%
29.57%
7.25%
1.80%
-3.71%
14.94%
29.04%
6.92%
1.67%
1.70%
13.05%
33.77%
10.90%
-7.02%
10.89%
4.66%
-10.79%
0.70%
-4.00%
(a)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
11.39%
26.92%
12.60%
-2.91%
-1.93%
17.01%
31.50%
8.93%
3.32%
-2.27%
16.89%
31.07%
8.50%
3.05%
1.71%
13.17%
34.36%
11.39%
-6.52%
13.02%
6.69%
-9.12%
2.65%
-2.11%
(lowest to highest)
Total ReturnD
30
35
59
55
2014
2013
2012
2011
$10.06
571
258
286
2013
2012
1,146
885
537
354
2014
2013
2012
2011
$10.77
1,924
712
512
2013
2012
69
92
84
74
39
2015
2014
2013
2012
2011
2011
$9.93
2,535
$12.26
$13.39
$16.38
$17.57
$17.21
$14.21
$15.45
2,026
2014
$13.73
$7.29
$9.00
$11.10
$10.83
$10.26
$17.00
2015
1,338
2015
2011
$11.93
590
$18.58
614
2014
$17.55
$11.43
$13.38
$19.20
$20.37
$18.74
2015
26
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
262
$12.49
$14.01
$17.40
$18.96
$18.86
$11.04
$12.85
$18.57
$20.37
$18.26
$12.80
$15.91
$19.92
$19.47
$18.07
$15.99
$18.86
$27.52
$30.44
$29.11
$12.66
$15.02
$21.84
$23.47
$21.88
$487
$1,014
$1,434
$1,697
$1,273
$5,556
$8,892
$33,435
$47,419
$33,918
$2,674
$5,043
$10,284
$13,092
$14,558
$3,064
$3,328
$10,567
$11,912
$11,649
$679
$866
$740
$697
$551
(000's)
2.09%
2.40%
1.80%
1.66%
1.62%
0.24%
1.09%
-
0.11%
0.26%
1.43%
1.43%
1.14%
0.84%
0.47%
0.25%
0.97%
0.82%
0.60%
0.68%
0.40%
0.91%
0.75%
0.70%
0.96%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.25%
0.10%
0.10%
0.10%
0.10%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.60%
0.60%
0.60%
0.60%
0.60%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.25%
1.65%
1.65%
1.65%
1.65%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.70%
1.90%
1.90%
1.90%
1.90%
1.90%
1.90%
1.90%
1.90%
1.90%
(lowest to highest)
Expense RatioC
10.52%
22.33%
7.26%
-2.05%
-7.87%
14.67%
42.35%
8.08%
-11.68%
-8.65%
23.46%
23.33%
-2.49%
-5.26%
-12.80%
18.22%
41.91%
8.90%
-5.93%
-9.07%
17.06%
43.50%
6.09%
-8.00%
4.75%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
11.69%
24.20%
8.97%
-0.53%
-6.79%
16.39%
44.51%
9.69%
-10.36%
-7.23%
25.32%
25.18%
-0.99%
-3.85%
-11.35%
20.37%
44.72%
10.91%
-4.07%
-8.08%
18.64%
45.41%
7.46%
-6.77%
(lowest to highest)
Total ReturnD
(e)
(e)
2012
2011
(d)
(d)
2011
$9.42
$15.25
556
478
2012
861
789
819
942
831
2015
2014
2013
2012
2011
2011
$17.00
696
2013
$10.89
$11.36
$10.97
$11.40
$11.26
$22.33
$23.40
689
2014
$21.39
566
2015
(d)
2012
2
2013
7
2014
8/5/2014
2015
$10.24
(e)
(e)
2011
(e)
(e)
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
(e)
2012
to
(e)
(e)
$10.04
(e)
(e)
(e)
2013
1,241
to
(e)
(e)
5/5/2015
$10.07
2014
2015
(e)
2013
17
(e)
12/7/2015
2014
2015
263
$11.50
$12.18
$11.94
$12.60
$12.63
$15.91
$17.96
$23.94
$25.47
$23.72
$10.30
$9.59
$10.14
$10.15
$9,219
$10,954
$9,244
$9,317
$10,093
$7,480
$9,764
$16,116
$16,783
$12,705
(d)
(d)
(d)
$21
$66
(e)
(e)
(e)
(e)
$12,497
(e)
(e)
(e)
(e)
$171
(000's)
3.28%
2.62%
2.35%
2.09%
1.98%
0.42%
0.37%
0.56%
0.49%
0.74%
(d)
(d)
(d)
(d)
2.30%
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.40%
0.30%
0.00%
0.10%
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
(e)
(e)
(e)
(e)
to
(e)
(e)
(e)
(e)
to
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.55%
1.40%
1.40%
1.50%
1.25%
(lowest to highest)
Expense RatioC
4.91%
4.32%
-3.43%
3.92%
-1.23%
-2.06%
11.48%
31.35%
4.79%
-8.29%
-8.01%
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
(d)
to
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
6.48%
5.91%
-1.97%
5.53%
0.24%
-0.56%
13.17%
33.30%
6.39%
-6.87%
-6.99%
(lowest to highest)
Total ReturnD
1,973
2,054
2012
2011
37
35
33
2013
2012
2011
220
197
2013
2012
3
5
5
6
6
2015
2014
2013
2012
2011
71
469
2014
2011
539
2015
5/13/2011
41
2014
46
2015
$12.34
$14.30
$18.40
$18.64
$18.11
$9.44
$10.76
$10.93
$14.01
$14.50
$12.34
$14.48
$17.80
$18.22
$17.55
(e)
(e)
2011
(e)
(e)
2012
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(e)
(e)
2013
(e)
to
to
to
to
to
to
(e)
$9.28
$9.72
$10.64
$12.44
$13.52
$13.10
2014
2015
35
1,917
2013
5/21/2015
1,780
2014
1,695
2015
264
$12.47
$14.53
$18.88
$18.92
$18.33
$9.52
$11.03
$11.37
$14.81
$15.55
$12.69
$15.15
$18.87
$19.56
$19.07
$9.34
$32.50
$35.53
$41.44
$44.87
$43.45
$69
$85
$103
$100
$47
$677
$2,138
$2,434
$6,678
$7,976
$415
$513
$685
$775
$850
(e)
(e)
(e)
(e)
$330
$44,041
$46,174
$52,700
$53,491
$49,166
(000's)
-
-
-
-
-
(a)
2.49%
2.76%
2.44%
2.74%
2.06%
2.16%
2.17%
2.05%
2.09%
(e)
(e)
(e)
(e)
(e)
1.30%
1.25%
1.06%
1.54%
0.12%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.90%
0.90%
0.80%
0.70%
0.80%
0.25%
0.00%
0.00%
0.00%
0.00%
0.20%
0.00%
0.00%
0.00%
0.00%
0.40%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(e)
(e)
(e)
(e)
to
to
to
to
to
to
1.45%
1.45%
1.45%
1.00%
1.00%
1.50%
1.50%
1.50%
1.50%
1.50%
1.25%
1.25%
1.25%
1.25%
1.25%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
15.88%
28.67%
-0.48%
-2.84%
13.98%
1.58%
28.18%
3.48%
-9.00%
17.34%
22.93%
2.36%
-3.68%
2.98%
8.85%
16.21%
7.95%
-3.67%
-5.98%
to
to
to
to
(a)
to
to
to
to
to
to
to
to
to
(e)
(e)
(e)
(e)
(e)
to
to
to
to
to
16.52%
29.39%
-0.26%
-2.66%
15.46%
3.08%
30.26%
5.00%
-8.04%
18.52%
24.55%
3.66%
-2.51%
4.61%
10.41%
18.04%
9.60%
-2.17%
(lowest to highest)
Total ReturnD
3
1,012
2012
2011
8/28/2014
4
2013
$9.00
419
388
413
2013
2012
557
2014
2013
2012
2011
$12.93
15
15
16
2013
2012
(d)
(d)
(d)
2012
2011
-
2014
2013
-
2015
2011
$14.83
13
$10.57
$19.53
$20.38
15
2014
$19.55
$9.35
$13.72
2015
-
2015
2011
$10.32
656
$14.97
569
2014
$14.11
$10.24
2015
4
2014
Acorn® Fund - Class Z
(d)
(d)
(d)
$10.48
to
to
to
to
to
to
to
$10.84
$14.56
$16.23
$15.30
to
to
to
to
to
to
$11.93
$15.42
$15.35
$14.93
265
$10.61
$13.28
$15.55
$20.60
$21.75
$21.11
$9.63
$9.45
$10.98
$14.89
$16.82
$15.83
$10.72
(lowest to highest)
(d)
(d)
(d)
-
$1
$216
$232
$313
$288
$306
$5,363
$1
$2
$2
$2
$3,805
$4,121
$5,980
$10,416
$8,510
$10,848
$39
$54
$58
$7
(000's)
(d)
(d)
(d)
(d)
-
0.46%
0.89%
0.37%
0.67%
1.01%
1.04%
0.75%
-
-
-
0.57%
0.76%
0.40%
0.50%
0.27%
0.32%
-
-
-
-
RatioB
(000's)
DateA
2015
Columbia
SM
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.75%
0.45%
0.45%
0.45%
0.40%
0.40%
0.00%
0.25%
0.25%
0.15%
0.00%
0.10%
0.00%
(d)
(d)
(d)
0.95%
to
to
to
to
to
to
to
0.80%
0.80%
0.80%
0.80%
to
to
to
to
to
to
1.25%
1.25%
1.25%
1.25%
1.05%
1.45%
1.75%
1.60%
1.55%
1.55%
0.80%
1.60%
1.60%
1.60%
1.75%
1.60%
1.25%
(lowest to highest)
Expense RatioC
0.86%
-8.33%
15.93%
30.99%
4.22%
-4.07%
-4.79%
-5.74%
14.67%
32.95%
10.20%
-6.68%
-5.80%
(d)
(d)
(d)
(d)
to
to
to
to
to
to
to
15.94%
34.32%
11.47%
-5.73%
to
to
to
to
to
to
16.50%
29.25%
-0.45%
-2.74%
1.14%
-7.59%
17.09%
32.48%
5.01%
-2.94%
-3.99%
-4.55%
16.22%
34.88%
11.72%
-5.27%
-4.63%
(lowest to highest)
Total ReturnD
79
2012
(e)
(e)
(e)
(e)
2013
2012
2011
7/16/2015
2014
2015
3
(e)
(e)
(e)
(e)
$9.79
(d)
(d)
2011
(d)
(d)
(d)
to
to
(d)
$10.98
$10.58
(c)
(c)
to
to
to
2012
2
$12.03
$12.49
2013
3
2014
8/15/2014
2015
(c)
2011
9
2013
(c)
55
2014
2012
85
2015
5/10/2013
$11.52
(e)
(e)
2011
(e)
(e)
2012
(e)
(e)
(e)
$10.10
2013
140
(e)
7/14/2015
(b)
$10.10
$9.86
$10.27
$10.07
2014
2015
(b)
191
2013
2011
434
2014
9/14/2012
443
2015
266
$11.00
$10.76
$12.11
$12.73
$11.88
(e)
(e)
(e)
(e)
$34
(d)
(d)
(d)
$24
$27
(c)
(c)
$109
$692
$989
(e)
(e)
(e)
(e)
$1,410
(b)
$801
$1,887
$4,462
$4,464
(000's)
(e)
(e)
(e)
(e)
(e)
(d)
(d)
(d)
(d)
-
(c)
(c)
(c)
0.50%
0.71%
(e)
(e)
(e)
(e)
(e)
(b)
(b)
4.09%
3.65%
3.65%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
1.05%
0.40%
0.25%
0.25%
0.25%
(e)
(e)
(e)
(e)
-
(d)
(d)
(d)
to
to
(c)
(c)
to
to
to
(e)
(e)
(e)
(e)
-
(b)
0.95%
0.95%
0.95%
0.85%
1.40%
1.40%
1.25%
1.40%
1.40%
(lowest to highest)
Expense RatioC
-3.64%
4.07%
-7.77%
(e)
(e)
(e)
(e)
(e)
(d)
(d)
(d)
(d)
to
(c)
(c)
(c)
to
to
(e)
(e)
(e)
(e)
(e)
(b)
(b)
-2.38%
4.16%
-1.95%
-2.62%
5.12%
-6.68%
(lowest to highest)
Total ReturnD
(e)
2011
27
26
19
14
2014
2013
2012
2011
7
2
2013
2012
34
33
33
31
29
2015
2014
2013
2012
2011
2
15
2014
2011
17
2015
26
2015
01/10/2011
$12.13
$10.86
$12.99
$17.93
$19.45
$18.08
$9.69
$11.48
$14.22
$13.95
(e)
(e)
2011
(e)
(e)
2012
$13.65
$15.62
$20.41
$22.89
$22.91
to
to
to
to
to
to
to
to
to
to
(e)
(e)
2013
(e)
$9.03
(e)
07/14/2015
(e)
(e)
(e)
(e)
$8.25
2014
2015
267
(e)
2012
(e)
2013
23
(e)
07/06/2015
2014
2015
267
$10.98
$13.16
$18.87
$20.73
$19.70
$9.89
$11.88
$15.05
$14.98
$13.21
$400
$491
$676
$746
$783
$24
$28
$128
$302
$328
$136
$224
$380
$393
$331
(e)
(e)
(e)
(e)
$2,412
(e)
(e)
(e)
(e)
$186
(000's)
1.86%
2.02%
1.89%
1.83%
1.57%
(a)
(f)
1.28%
1.86%
1.27%
(f)
2.78%
1.99%
2.33%
1.93%
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
1.15%
1.35%
0.50%
0.50%
0.50%
0.75%
0.75%
0.50%
0.50%
0.50%
1.00%
1.00%
1.00%
1.00%
1.00%
to
to
to
to
to
to
to
to
to
to
(e)
(e)
(e)
(e)
-
(e)
(e)
(e)
(e)
-
1.70%
1.80%
1.80%
1.80%
1.95%
1.85%
1.95%
1.95%
1.95%
1.95%
(lowest to highest)
Expense RatioC
8.46%
-6.22%
18.85%
23.87%
-1.90%
-13.05%
0.89%
14.43%
30.67%
12.15%
0.09%
(a)
(f)
38.03%
to
to
(f)
to
to
to
to
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
9.86%
-4.97%
20.12%
25.42%
-0.47%
-11.82%
(lowest to highest)
Total ReturnD
5
7
7
4
2014
2013
2012
2011
$13.81
410
494
649
2013
2012
15,222
15,518
15,728
16,297
2014
2013
2012
2011
$11.82
40
34
22
2013
2012
8,455
9,616
10,575
11,678
13,226
2015
2014
2013
2012
2011
2011
$13.44
51
$8.07
$9.38
$11.91
$12.83
$12.21
$17.49
$10.87
73
2014
$11.02
$7.54
$8.91
$10.61
$10.24
$10.06
$19.07
2015
14,847
2015
2011
$16.16
349
$18.22
314
2014
$17.74
$12.29
$14.13
$18.18
$19.91
$19.90
2015
4
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
268
$28.04
$32.52
$41.19
$44.27
$42.03
$12.15
$14.06
$18.58
$20.27
$20.72
$15.82
$18.86
$22.67
$22.06
$21.88
$15.61
$18.56
$22.23
$21.58
$21.34
$12.74
$14.69
$18.91
$20.89
$20.57
$256,279
$264,552
$306,607
$301,864
$253,886
$259
$465
$729
$934
$1,180
$235,342
$268,614
$314,660
$295,528
$281,909
$9,736
$8,750
$8,662
$7,100
$6,273
$46
$98
$131
$93
$88
(000's)
2.48%
3.11%
2.51%
2.80%
3.09%
(f)
-
-
0.24%
0.38%
1.54%
1.82%
1.02%
1.33%
1.69%
1.18%
1.35%
0.65%
0.95%
1.32%
2.38%
1.39%
0.87%
0.89%
1.10%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.40%
0.40%
0.40%
0.40%
0.40%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.20%
0.20%
0.20%
0.20%
0.20%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.95%
1.95%
1.95%
1.95%
1.95%
1.85%
1.95%
1.95%
1.95%
1.75%
1.50%
1.50%
1.50%
1.50%
1.50%
1.55%
1.55%
1.55%
1.55%
1.55%
1.55%
1.25%
1.05%
1.05%
0.70%
(lowest to highest)
Expense RatioC
-0.94%
15.02%
25.63%
6.58%
-5.81%
14.15%
30.13%
7.38%
0.84%
-14.91%
17.44%
18.42%
-4.13%
-2.29%
-15.17%
17.02%
18.01%
-4.46%
-2.63%
-5.26%
14.04%
28.16%
9.52%
-2.02%
to
to
to
to
to
(f)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.01%
17.37%
28.10%
8.75%
-3.96%
15.72%
32.15%
9.10%
2.22%
-13.60%
19.23%
20.50%
-2.61%
-0.82%
-13.85%
18.90%
19.77%
-2.92%
-1.11%
-4.93%
15.31%
28.73%
10.47%
-1.53%
(lowest to highest)
Total ReturnD
10,711
11,796
12,717
2014
2013
2012
2011
$12.55
759
852
770
2013
2012
1,667
1,864
1,924
2,181
2014
2013
2012
2011
$8.53
34,517
36,247
37,831
2013
2012
3,999
3,986
3,904
3,845
3,936
2015
2014
2013
2012
2011
2011
$9.84
32,591
$26.07
$29.93
$39.21
$44.11
$44.24
$12.81
$14.21
28,502
2014
$14.17
$6.36
$7.61
$9.83
$8.96
$9.20
$14.91
2015
1,654
2015
2011
$14.20
812
$14.94
732
2014
$14.24
$8.01
$9.10
$12.30
$13.57
$14.41
2015
9,542
10,303
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
269
$26.27
$30.12
$39.37
$44.18
$44.32
$36.35
$41.86
$54.32
$60.97
$61.37
$17.19
$20.76
$27.07
$24.80
$25.79
$13.54
$15.24
$15.91
$15.85
$15.05
$26.98
$30.59
$41.23
$45.36
$48.06
$103,342
$115,759
$153,676
$176,091
$176,926
$988,331
$1,085,469
$1,320,713
$1,379,550
$1,229,525
$27,985
$29,379
$36,312
$29,883
$30,265
$9,729
$12,167
$11,354
$12,151
$10,441
$214,512
$225,077
$275,001
$292,498
$287,422
(000's)
1.98%
2.20%
1.96%
1.67%
2.04%
1.03%
1.39%
1.07%
0.95%
1.03%
1.44%
1.91%
1.36%
1.30%
1.41%
6.80%
6.21%
5.55%
6.10%
6.54%
0.38%
0.62%
0.28%
0.19%
0.26%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.95%
0.95%
0.95%
0.95%
0.85%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.95%
0.95%
0.95%
0.85%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.00%
1.10%
1.20%
1.20%
1.20%
1.95%
1.95%
1.95%
1.95%
1.95%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.80%
1.75%
1.75%
1.75%
1.75%
(lowest to highest)
Expense RatioC
1.04%
14.66%
30.71%
12.22%
-4.39%
14.15%
28.75%
9.83%
-1.28%
-18.39%
18.92%
28.47%
-9.46%
2.09%
2.42%
12.56%
4.40%
-0.38%
-5.05%
-1.49%
12.69%
33.95%
9.42%
5.31%
to
to
to
to
0.14%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.09%
14.81%
31.01%
12.50%
-2.54%
16.42%
31.32%
12.30%
0.68%
-17.16%
20.83%
30.42%
-8.07%
3.62%
3.04%
13.15%
5.00%
0.20%
-4.81%
0.18%
14.70%
36.33%
11.34%
7.16%
(lowest to highest)
Total ReturnD
1,290
1,299
1,311
2014
2013
2012
2011
$22.29
905
930
2012
113
131
171
2014
2013
2012
2011
(d)
(d)
(d)
2012
2011
-
2013
1
2014
8/27/2014
2015
$7.30
$5.21
(d)
(d)
(d)
to
to
(d)
(d)
2011
(d)
(d)
(d)
to
to
(d)
$10.88
$11.38
to
to
to
to
to
to
to
to
2012
7
$15.28
$10.55
$13.03
$13.50
$12.84
$28.46
to
to
$13.81
$15.86
$21.60
$22.96
$16.71
2013
21
2014
9/10/2014
2015
72
108
2015
2011
$24.83
814
2013
$29.83
759
2014
$29.57
723
2015
1,283
2015
270
$7.31
$5.25
$14.12
$14.85
$17.07
$19.27
$24.06
$25.31
$24.03
$22.46
$24.99
$28.57
$29.88
$29.62
(d)
(d)
(d)
$3
$5
(d)
(d)
(d)
$97
$304
$2,800
$2,419
$2,610
$2,593
$1,629
$20,844
$22,592
$23,250
$22,661
$21,376
$18,110
$20,599
$27,855
$29,464
$3
(000's)
(d)
(d)
(d)
(d)
-
(d)
(d)
(d)
(d)
-
1.26%
1.30%
1.27%
1.88%
1.18%
2.01%
1.59%
1.53%
1.50%
1.61%
0.26%
0.66%
0.52%
0.26%
(f)
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
1.15%
0.85%
0.95%
0.40%
0.15%
0.15%
0.15%
0.10%
0.20%
0.95%
0.95%
0.95%
0.95%
0.85%
(d)
(d)
(d)
to
to
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
-
-
-
-
1.25%
1.40%
1.40%
1.25%
1.25%
1.55%
1.55%
1.55%
1.55%
1.55%
1.00%
1.10%
1.20%
1.20%
1.20%
(lowest to highest)
Expense RatioC
-28.63%
4.46%
-4.68%
11.32%
23.10%
3.20%
-5.32%
-3.52%
11.26%
14.33%
4.59%
(d)
(d)
(d)
(d)
to
(d)
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
-1.04%
-10.61%
14.84%
36.19%
6.30%
(f)
-28.28%
5.32%
-3.42%
12.89%
24.86%
4.55%
-4.00%
-3.46%
11.40%
14.62%
4.81%
(lowest to highest)
Total ReturnD
14
36
36
49
2014
2013
2012
2011
$9.85
4,953
5,113
5,934
2013
2012
(d)
(d)
2011
$9.71
819
847
1,165
2013
2012
16,703
17,901
18,546
19,382
21,865
2015
2014
2013
2012
2011
2011
$11.56
794
$8.28
$9.90
$13.12
$14.21
$14.83
$15.26
$16.46
632
2014
$17.12
$11.28
$10.54
$15.61
2015
(d)
2012
-
2013
1
2014
8/27/2014
2015
2011
$11.56
4,562
$15.55
3,901
2014
$14.28
$12.78
$14.29
$18.95
$20.69
$19.99
2015
13
2015
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
271
$13.42
$16.17
$21.64
$23.65
$24.91
$13.13
$15.78
$21.05
$22.93
$24.09
$11.29
$10.68
$20.36
$24.11
$32.84
$33.03
$30.59
$14.45
$15.98
$22.10
$23.71
$23.20
$271,700
$287,158
$363,914
$380,060
$370,151
$14,365
$12,373
$15,914
$16,720
$13,745
(d)
(d)
(d)
$3
$9
$109,148
$110,112
$144,001
$132,108
$103,364
$673
$553
$759
$306
$287
(000's)
0.64%
0.76%
0.33%
0.33%
0.57%
0.34%
0.44%
0.03%
0.03%
0.23%
(d)
(d)
(d)
(d)
-
0.70%
0.79%
1.30%
0.62%
0.65%
-
-
-
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
1.10%
0.40%
0.00%
0.00%
0.00%
0.00%
0.00%
0.20%
0.20%
0.20%
0.20%
0.20%
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
1.55%
1.55%
1.55%
1.55%
1.55%
1.25%
1.25%
1.75%
1.75%
1.75%
1.75%
1.75%
1.75%
1.45%
1.75%
1.45%
1.45%
(lowest to highest)
Expense RatioC
-6.27%
18.73%
31.83%
7.64%
3.77%
-6.60%
18.35%
31.37%
7.31%
3.41%
-6.56%
-5.40%
16.34%
33.84%
-1.18%
-8.97%
-6.58%
9.17%
36.60%
5.99%
-3.38%
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
-4.82%
20.61%
33.83%
9.61%
5.40%
-5.13%
20.18%
33.40%
8.93%
5.06%
-5.82%
-3.71%
18.42%
36.21%
0.87%
-7.37%
-5.57%
10.59%
38.30%
7.29%
-2.15%
(lowest to highest)
Total ReturnD
18
2011
131
129
153
2013
2012
2011
08/15/2014
134
2014
3
3
3
4
4
2015
2014
2013
2012
2011
$22.71
$25.63
$30.58
$32.95
$32.92
to
to
to
to
to
(d)
(d)
2011
(d)
(d)
(d)
to
to
(d)
$10.84
$10.33
to
to
to
2012
3
2014
$13.10
$14.22
$16.49
to
to
$16.33
2013
180
2015
106
2015
$17.54
2
2012
$16.95
$11.19
21
2013
2011
$12.55
-
$18.23
-
2014
$17.84
$9.67
$11.55
$16.26
$17.34
$17.46
2015
14
2012
-
2014
2013
-
2015
272
$35.79
$40.04
$47.51
$50.91
$50.59
$10.85
$10.56
$14.63
$16.33
$19.23
$20.77
$20.39
$151
$174
$153
$147
$132
(d)
(d)
(d)
$31
$1,869
$2,121
$1,985
$2,392
$2,622
$2,034
$28
$261
$4
$5
$5
$173
$159
-
-
-
(000's)
2.55%
3.08%
1.83%
2.00%
2.15%
(d)
(d)
(d)
(d)
-
3.64%
3.31%
3.02%
2.79%
2.66%
-
1.38%
3.02%
-
-
1.65%
0.60%
-
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.40%
0.50%
0.50%
0.50%
0.50%
0.95%
0.10%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
(d)
(d)
(d)
to
to
to
to
to
to
to
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
0.65%
1.40%
1.40%
1.40%
1.40%
1.40%
1.15%
1.40%
1.40%
1.55%
1.55%
1.55%
1.55%
(lowest to highest)
Expense RatioC
0.23%
12.05%
18.46%
7.02%
-0.79%
-4.53%
3.72%
10.00%
15.96%
6.37%
-3.36%
to
to
to
to
to
(d)
(d)
(d)
(d)
to
to
to
to
to
to
0.27%
12.15%
30.12%
11.64%
-2.14%
-15.77%
19.44%
40.78%
6.64%
0.69%
1.11%
13.05%
19.58%
7.96%
0.11%
-3.21%
5.18%
11.62%
17.76%
8.01%
-1.83%
(lowest to highest)
Total ReturnD
11
2011
$20.09
1
1
2
2013
2012
2011
4
6
6
6
2014
2013
2012
2011
$8.54
3
4
4
2013
2012
(d)
(d)
(d)
2012
2011
6
2013
23
2014
8/11/2014
2015
2011
$10.04
3
$11.00
$10.60
$12.96
$14.52
3
2014
$15.15
$10.15
$12.10
$15.43
$16.46
$15.97
$21.24
2015
3
2015
$21.52
1
$22.03
1
2014
$23.58
$19.05
$22.19
$29.17
$32.59
$33.67
2015
7
11
2012
6
2014
2013
5
2015
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
273
$11.03
$10.78
$21.31
$24.98
$32.19
$35.95
$34.30
$19.68
$23.33
$29.59
$31.40
$30.30
$29.46
$31.52
$31.08
$32.21
$31.88
$30.67
$35.53
$46.45
$51.62
$53.03
(d)
(d)
(d)
$68
$247
$57
$70
$78
$82
$84
$114
$135
$161
$102
$72
$65
$40
$38
$40
$37
$322
$365
$326
$282
$249
(000's)
(d)
(d)
(d)
(d)
1.90%
-
-
1.35%
-
1.20%
0.72%
0.80%
1.35%
1.52%
1.15%
7.63%
1.90%
5.13%
2.56%
2.60%
-
-
0.29%
0.33%
0.75%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.95%
0.30%
0.50%
0.50%
0.50%
0.50%
0.50%
0.40%
0.45%
0.45%
0.45%
0.45%
0.50%
0.50%
0.50%
0.50%
0.50%
0.40%
0.45%
0.45%
0.45%
0.45%
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.25%
1.35%
1.40%
1.40%
1.25%
1.25%
1.25%
1.50%
1.50%
1.50%
1.50%
1.25%
1.50%
1.50%
1.50%
1.50%
1.25%
1.50%
1.50%
1.50%
1.50%
1.25%
(lowest to highest)
Expense RatioC
-3.64%
-6.62%
16.99%
28.71%
11.61%
4.03%
-15.03%
18.33%
26.46%
5.87%
-3.50%
5.15%
6.72%
-1.62%
3.38%
-1.02%
-2.91%
15.58%
30.42%
10.84%
2.73%
(d)
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-2.71%
-5.81%
18.06%
29.67%
12.40%
4.84%
-14.08%
19.52%
27.83%
6.98%
-2.74%
6.19%
7.80%
-0.62%
4.39%
-0.28%
-1.84%
16.74%
31.81%
12.00%
3.56%
(lowest to highest)
Total ReturnD
1
2012
2011
322
339
571
452
2013
2012
2011
$11.75
27
25
30
31
29
2015
2014
2013
2012
2011
$14.05
$10.05
$11.00
$13.82
$13.87
to
(d)
(d)
2011
(d)
(d)
(d)
to
to
(d)
$11.02
$10.43
to
to
to
to
to
2012
9
$8.09
$8.40
$10.98
$12.32
2013
34
2014
8/15/2014
2015
419
2014
(c)
(c)
2015
(c)
$12.30
$11.72
$9.27
(b)
$10.04
$9.58
$10.02
$10.04
-
-
2013
2012
-
2014
9/25/2013
-
2015
(b)
25
2013
2011
42
2014
11/5/2012
96
2015
274
$16.25
$11.10
$10.63
$9.13
$9.63
$12.76
$14.54
$14.07
$291
$337
$411
$348
$375
(d)
(d)
(d)
$96
$356
$3,793
$5,049
$3,922
$4,184
$5,196
(c)
-
-
-
-
(b)
$10
$242
$426
$962
(000's)
-
-
-
-
-
(d)
(d)
(d)
(d)
-
0.03%
0.07%
0.29%
0.22%
0.06%
(c)
(c)
(c)
(f)
-
(b)
(b)
5.56%
1.50%
1.87%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.90%
0.10%
0.10%
0.00%
0.00%
0.00%
0.00%
0.00%
0.90%
0.90%
0.90%
0.90%
to
(d)
(d)
(d)
to
to
to
to
to
to
to
(c)
-
0.80%
0.70%
0.70%
(b)
0.95%
0.95%
0.95%
0.85%
1.25%
1.25%
1.25%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-4.63%
0.93%
-5.35%
-7.22%
3.83%
30.71%
12.20%
0.60%
9.45%
25.64%
0.36%
to
(d)
(d)
(d)
(d)
to
to
to
to
to
to
(c)
(c)
(c)
(f)
-20.90%
(b)
(b)
-4.58%
4.59%
0.20%
1.30%
-4.23%
-5.86%
5.48%
32.57%
13.95%
-3.18%
(lowest to highest)
Total ReturnD
813
921
838
668
2014
2013
2012
2011
(d)
(d)
2011
$13.96
11
6
5
2013
2012
4
110
4
5
5
2015
2014
2013
2012
2011
2011
$15.18
11
$10.52
$10.97
$10.56
$11.05
$10.83
$23.49
$23.92
12
2014
$21.46
$10.21
2015
(d)
2012
-
2014
2013
1
2015
9/29/2014
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
$10.81
to
(d)
(d)
2011
(d)
(d)
(d)
to
to
(d)
$9.99
$9.92
to
to
to
to
to
2012
37
$10.75
$12.29
$16.41
$16.98
$16.13
2013
121
2014
5/19/2014
2015
741
2015
275
$10.61
$11.13
$10.78
$11.44
$11.11
$14.26
$15.81
$24.80
$25.56
$23.24
$10.31
$10.01
$9.97
$11.35
$13.17
$17.86
$18.76
$18.09
$51
$59
$46
$1,258
$43
$77
$93
$259
$274
$277
(d)
(d)
(d)
-
$10
(d)
(d)
(d)
$373
$1,209
$7,314
$10,558
$15,591
$14,315
$12,466
(000's)
3.64%
1.80%
1.90%
0.15%
0.31%
-
-
-
-
-
(d)
(d)
(d)
(d)
-
(d)
(d)
(d)
(d)
1.64%
-
0.87%
0.02%
0.27%
0.34%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.90%
0.90%
0.90%
0.70%
1.00%
0.55%
0.20%
0.20%
0.20%
0.20%
0.65%
0.95%
0.85%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
0.95%
to
(d)
(d)
(d)
to
to
to
to
to
to
to
1.45%
1.45%
1.45%
1.45%
1.45%
1.65%
1.60%
1.60%
1.55%
1.55%
1.25%
1.20%
1.20%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
4.28%
-3.74%
4.64%
-1.99%
8.85%
54.74%
1.97%
-10.28%
-5.38%
-0.70%
-3.24%
14.33%
33.52%
3.47%
-5.01%
3.93%
to
to
to
to
-2.55%
to
to
to
to
(d)
(d)
(d)
(d)
to
(d)
(d)
(d)
(d)
to
to
to
to
to
to
4.90%
-3.14%
5.03%
-1.51%
9.75%
56.86%
3.06%
-9.08%
-4.80%
-0.40%
-1.82%
16.04%
35.61%
5.04%
-3.57%
(lowest to highest)
Total ReturnD
53
50
63
102
2014
2013
2012
2011
$17.03
55
60
63
2013
2012
15
12
4
2013
2012
2011
$8.50
5,161
6,044
6,523
2013
2012
31
2012
(b)
34
2013
2011
-
2014
2/15/2012
-
2015
2011
$9.65
4,665
$12.46
$13.77
4,314
2014
$13.13
$11.52
$12.57
$16.90
$17.79
$17.00
$24.38
2015
14
2014
3/16/2011
17
2015
2011
$18.53
47
$24.45
45
2014
$23.78
$11.90
$13.75
$17.14
$19.01
$18.03
2015
41
2015
(b)
$13.90
$18.90
$20.77
$21.93
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
276
$16.51
$18.71
$24.10
$26.55
$25.24
$11.85
$13.09
$17.85
$19.05
$18.41
$18.50
$20.35
$27.05
$27.41
$26.94
$15.01
$17.02
$21.96
$24.26
$23.17
(b)
$424
$637
$2
$2
$90,948
$95,534
$104,684
$104,586
$91,575
$45
$158
$264
$265
$294
$1,138
$1,186
$1,450
$1,254
$1,178
$1,343
$960
$997
$1,155
$866
(000's)
(b)
(b)
-
-
-
0.21%
0.67%
0.40%
0.43%
0.58%
(a)
0.99%
0.47%
0.76%
1.43%
-
0.69%
-
-
-
0.14%
0.52%
0.41%
0.46%
0.89%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.10%
0.20%
0.20%
0.20%
0.20%
0.20%
0.55%
0.55%
0.55%
0.55%
0.55%
0.55%
0.55%
0.35%
0.35%
0.20%
(b)
-
-
-
-
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
1.65%
1.60%
1.60%
1.60%
1.55%
1.60%
1.60%
1.60%
1.60%
1.60%
1.75%
1.45%
1.75%
1.65%
1.65%
(lowest to highest)
Expense RatioC
-5.45%
12.88%
28.34%
9.87%
-5.21%
9.52%
34.45%
5.27%
-4.66%
-6.12%
8.81%
31.57%
0.29%
-2.74%
-5.63%
12.89%
28.44%
10.21%
-5.16%
(b)
(b)
35.97%
9.89%
5.58%
to
to
to
to
to
(a)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-4.07%
14.55%
30.40%
11.50%
-3.90%
10.46%
36.36%
6.72%
-3.36%
-5.20%
10.00%
32.92%
1.33%
-1.71%
-4.54%
13.91%
29.60%
11.22%
-3.88%
(lowest to highest)
Total ReturnD
49
33
2013
2012
2011
$9.95
(d)
(d)
(d)
2012
2011
1
2014
2013
9
2015
8/15/2014
$9.77
$10.25
(d)
(d)
(d)
to
to
(d)
(d)
2011
(d)
(d)
(d)
to
to
(c)
(d)
$10.55
$10.19
to
(c)
2012
-
2014
$9.71
to
to
2013
4
2015
8/13/2014
(c)
2011
(c)
358
2013
5/15/2013
1,039
2014
2012
1,556
2015
$10.11
(e)
(e)
2011
(e)
(e)
2012
(e)
(e)
2013
(e)
$9.88
to
to
to
to
to
(e)
7/14/2015
$12.20
$13.52
$17.90
$19.89
$18.59
2014
2015
368
34
2014
6
34
2015
277
$9.78
$10.34
$10.57
$10.24
$9.77
$10.32
$10.36
$12.95
$15.05
$20.16
$22.42
$22.36
(d)
(d)
(d)
$13
$90
(d)
(d)
(d)
$1
$38
(c)
(c)
$3,490
$10,611
$15,742
(e)
(e)
(e)
(e)
$3,636
$428
$718
$660
$722
$119
(000's)
(d)
(d)
(d)
(d)
1.94%
(d)
(d)
(d)
(d)
-
(c)
(c)
(c)
1.90%
1.69%
(e)
(e)
(e)
(e)
(e)
0.50%
1.05%
0.44%
0.58%
1.43%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.95%
0.85%
0.95%
0.95%
0.30%
0.25%
0.00%
0.60%
0.60%
0.25%
0.25%
0.25%
(d)
(d)
(d)
to
to
(d)
(d)
(d)
to
to
(c)
(c)
to
to
to
(e)
(e)
(e)
(e)
-
to
to
to
to
to
1.20%
1.35%
1.20%
1.25%
1.25%
1.50%
1.50%
1.35%
1.80%
1.45%
1.35%
1.80%
(lowest to highest)
Expense RatioC
5.02%
-3.32%
4.53%
0.16%
15.41%
28.52%
10.25%
-1.41%
(d)
(d)
(d)
(d)
to
(d)
(d)
(d)
(d)
to
(c)
(c)
(c)
to
-1.58%
(e)
(e)
(e)
(e)
(e)
to
to
to
to
to
5.62%
-3.12%
5.53%
0.55%
16.22%
29.37%
11.21%
-0.27%
(lowest to highest)
Total ReturnD
$14.90
786
930
779
1,002
2014
2013
2012
2011
$13.33
110
122
236
2013
2012
5,570
5,427
5,241
5,050
4,619
2015
2014
2013
2012
2011
2011
$15.94
94
$8.77
$10.22
$12.84
$13.13
$13.70
$19.96
$20.24
88
2014
$20.96
$9.22
$10.12
$13.84
2015
707
2015
$15.12
(e)
(e)
2011
(e)
(e)
2012
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(e)
(e)
2013
(e)
$10.17
to
to
to
(e)
7/15/2015
$17.41
to
to
2014
2015
38
$11.99
5
3/8/2011
7
2012
2011
$12.94
11
2013
$17.09
27
2014
$16.83
29
2015
278
$15.69
$18.95
$24.03
$24.79
$26.11
$15.07
$18.14
$22.93
$23.58
$24.77
$10.81
$11.95
$16.45
$18.09
$17.95
$12.15
$13.39
$18.26
$18.14
$18.10
$67,062
$88,013
$114,954
$121,851
$130,637
$3,477
$2,123
$2,417
$2,112
$2,071
$10,377
$8,855
$14,445
$13,345
$11,809
(e)
(e)
(e)
(e)
$385
$66
$95
$198
$473
$509
(000's)
1.04%
1.22%
0.86%
0.59%
0.67%
0.67%
0.61%
0.53%
0.22%
0.33%
0.73%
0.80%
1.19%
0.92%
0.96%
(e)
(e)
(e)
(e)
(e)
(a)
-
0.68%
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.85%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(e)
(e)
(e)
(e)
-
to
to
to
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
1.55%
1.45%
1.40%
1.40%
1.40%
1.90%
1.90%
1.90%
1.90%
1.70%
1.80%
1.75%
1.75%
1.70%
1.70%
(lowest to highest)
Expense RatioC
-8.98%
18.94%
24.88%
1.68%
3.74%
-9.32%
18.68%
24.67%
1.40%
3.56%
-4.81%
8.70%
35.35%
8.18%
-2.17%
34.54%
-1.23%
-1.52%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(e)
(e)
(e)
(e)
(e)
(a)
8.44%
to
to
to
-7.65%
20.87%
26.81%
3.20%
5.34%
-7.89%
20.37%
26.41%
2.83%
5.05%
-3.07%
10.88%
37.90%
10.29%
-0.56%
36.37%
-0.66%
-0.22%
(lowest to highest)
Total ReturnD
(d)
2011
$9.64
(d)
(d)
2011
$10.05
7
44
39
2013
2012
3,558
3,823
4,033
4,295
4,737
2015
2014
2013
2012
2011
2011
$11.27
6
$9.42
$11.29
$12.12
$11.43
$9.74
$14.53
$16.51
5
2014
$16.84
$20.68
2015
(d)
2012
10
2013
41
2014
6/23/2014
2015
$20.05
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
(d)
(d)
2011
(d)
(d)
(d)
to
to
(d)
$10.45
(d)
(d)
(d)
to
to
2012
115
2014
$9.46
$8.77
2013
107
2015
5/15/2014
(d)
(d)
2012
3
2013
21
2014
8/13/2014
2015
279
$70.71
$85.45
$92.59
$88.14
$75.74
$10.62
$12.00
$15.42
$17.35
$17.56
$20.75
$20.44
$10.46
$9.67
$9.53
$8.96
$259,497
$275,812
$280,181
$249,694
$197,414
$400
$520
$106
$104
$85
(d)
(d)
(d)
$204
$835
(d)
(d)
(d)
$1,197
$1,029
(d)
(d)
(d)
$27
$183
(000's)
1.67%
0.41%
0.10%
0.27%
0.38%
0.23%
0.65%
-
-
-
(d)
(d)
(d)
(d)
7.51%
(d)
(d)
(d)
(d)
2.07%
(d)
(d)
(d)
(d)
0.95%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.60%
0.60%
0.60%
0.75%
0.85%
0.70%
0.25%
1.00%
1.00%
0.10%
0.10%
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
(d)
(d)
(d)
to
to
(d)
(d)
(d)
to
to
1.75%
1.75%
1.75%
1.75%
1.75%
1.30%
1.30%
1.20%
1.20%
1.20%
1.25%
1.40%
1.20%
1.20%
1.25%
1.35%
(lowest to highest)
Expense RatioC
-19.52%
18.73%
6.49%
-6.45%
-15.58%
-2.80%
12.14%
27.79%
13.63%
2.00%
-2.95%
-7.75%
-7.29%
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
(d)
to
(d)
(d)
(d)
(d)
to
(d)
(d)
(d)
(d)
to
-18.09%
20.87%
8.38%
-4.51%
-14.07%
-2.12%
12.99%
28.50%
14.22%
2.33%
-1.83%
-7.55%
-5.98%
(lowest to highest)
Total ReturnD
3,248
2012
$9.35
$12.79
3
1
1
2013
2012
5
13
11
13
2014
2013
2012
2011
(d)
(d)
(d)
2012
2011
1
2013
15
2014
8/1/2014
2015
$9.75
$11.07
(d)
(d)
(d)
to
to
(d)
(d)
2011
(d)
(d)
(d)
to
to
(d)
$9.09
$9.27
to
to
to
to
to
to
to
to
2012
1
$10.50
$11.49
$10.79
$10.68
$10.12
$5.79
to
to
(b)
to
to
to
to
2013
12
2014
7/15/2014
2015
5
2015
2011
$11.40
4
$4.82
6
2014
$3.66
$10.89
$11.78
$10.98
2015
(b)
3,321
2013
2011
3,459
2014
9/4/2012
3,532
2015
$9.75
280
$9.77
$11.15
$9.11
$9.41
$10.65
$11.74
$11.17
$11.13
$10.64
$12.89
$11.82
$6.16
$5.20
$3.99
$10.91
$11.85
$11.31
(d)
(d)
(d)
$12
$163
(d)
(d)
(d)
$10
$114
$134
$128
$141
$57
$54
$7
$16
$15
$21
$24
(b)
$35,375
$39,124
$38,711
$33,914
(000's)
(d)
(d)
(d)
(d)
-
(d)
(d)
(d)
(d)
1.61%
6.49%
3.82%
3.72%
4.04%
3.60%
(f)
(f)
-
-
-
(b)
(b)
0.46%
0.62%
0.69%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.95%
0.95%
0.95%
0.40%
0.80%
0.70%
0.70%
0.70%
0.70%
0.80%
0.20%
0.20%
0.20%
0.20%
0.00%
0.00%
0.00%
0.00%
(d)
(d)
(d)
to
to
(d)
(d)
(d)
to
to
to
to
to
to
to
to
to
to
to
to
(b)
to
to
to
to
1.40%
1.40%
1.20%
1.35%
1.55%
1.45%
1.60%
1.55%
1.55%
1.20%
1.45%
1.75%
1.75%
1.65%
0.45%
0.45%
1.25%
1.25%
(lowest to highest)
Expense RatioC
13.54%
2.09%
-1.77%
9.22%
-5.57%
-1.01%
-5.24%
-48.60%
-16.75%
-24.09%
8.17%
-5.01%
-14.85%
(d)
(d)
(d)
(d)
to
(d)
(d)
(d)
(d)
to
to
to
to
to
to
(f)
(f)
to
to
to
(b)
(b)
to
to
to
14.12%
2.95%
-1.12%
9.87%
-4.86%
-0.36%
-4.40%
-47.88%
-15.58%
-23.27%
8.62%
-4.56%
-13.79%
(lowest to highest)
Total ReturnD
2
4
5
2
2014
2013
2012
2011
$12.73
8
9
10
2013
2012
$18.36
5
5
5
2013
2012
$8.52
6
7
8
2013
2012
1,207
1,288
1,167
718
711
2015
2014
2013
2012
2011
2011
$9.81
5
$9.46
$11.06
$15.46
$17.15
$15.99
$12.74
$13.89
5
2014
$14.14
$20.30
2015
2011
$20.58
4
$20.62
4
2014
$19.90
$18.96
2015
2011
$15.16
7
$19.05
7
2014
$19.45
$4.51
$5.18
$6.93
$7.23
$7.59
2015
2
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
281
$14.76
$17.24
$24.07
$26.68
$24.85
$9.69
$11.19
$14.56
$15.92
$16.24
$20.08
$22.66
$22.49
$22.99
$22.34
$23.58
$28.15
$35.66
$36.29
$37.54
$9.06
$10.42
$13.99
$14.61
$15.39
$9,234
$10,845
$23,499
$28,354
$25,350
$65
$67
$77
$74
$66
$106
$109
$99
$98
$96
$207
$226
$261
$222
$225
$11
$41
$46
$15
$15
(000's)
0.64%
0.60%
0.83%
0.86%
0.94%
1.44%
1.52%
1.39%
1.32%
1.43%
3.67%
5.58%
4.81%
4.06%
6.19%
1.23%
2.31%
1.23%
1.24%
1.34%
-
-
-
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
1.25%
1.25%
1.25%
1.25%
1.25%
0.60%
0.60%
0.60%
0.60%
0.60%
0.40%
0.50%
0.50%
0.50%
0.50%
1.25%
1.25%
1.25%
1.25%
1.25%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.25%
1.25%
1.25%
1.25%
1.25%
1.80%
1.80%
1.80%
1.80%
1.80%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-3.62%
16.23%
38.93%
10.25%
-7.32%
-1.50%
15.14%
29.87%
9.03%
1.80%
-0.38%
12.09%
-1.36%
1.58%
-3.49%
-9.97%
19.09%
25.07%
0.47%
2.10%
-0.44%
14.86%
33.78%
4.33%
4.98%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-2.21%
18.00%
40.98%
12.00%
-5.91%
-1.32%
15.48%
30.12%
9.34%
2.01%
0.25%
12.85%
-0.75%
2.22%
-2.83%
-8.76%
20.66%
26.68%
1.77%
3.44%
-0.11%
15.01%
34.26%
4.43%
5.34%
(lowest to highest)
Total ReturnD
547
59
3
2013
2012
2011
2,813
3,309
3,574
4,035
2014
2013
2012
2011
(d)
(d)
2011
16,021
13,442
2012
358
111
2013
2012
(b)
592
2014
2011
726
2015
9/17/2012
$13.30
10,069
2013
2011
$14.33
8,463
$12.89
$9.80
6,996
2014
$9.42
$7.36
(b)
$9.93
$12.71
$14.25
$14.21
to
to
to
to
to
(d)
(d)
(d)
to
to
to
$8.96
$5.36
to
to
to
to
$14.03
to
to
to
to
$9.88
$11.40
$12.20
$12.03
$10.04
$13.33
$15.11
$14.90
2015
(d)
2012
2
2013
98
2014
6/30/2014
2015
2,575
2015
1,120
9/28/2011
1,393
2014
- Investor Shares
282
$16.43
$17.87
$16.22
$16.72
$16.27
$7.38
$5.48
$13.16
$14.64
$17.04
$18.40
$18.30
$16.12
$22.01
$25.22
$25.06
(lowest to highest)
(b)
$1,099
$4,551
$8,438
$10,306
$201,912
$260,067
$148,758
$127,404
$101,300
(d)
(d)
(d)
$14
$532
$47,486
$46,306
$49,414
$44,918
$40,388
$42
$622
$7,389
$17,371
$21,394
(000's)
(b)
(b)
2.90%
2.94%
2.05%
5.14%
1.05%
1.37%
1.43%
3.87%
(d)
(d)
(d)
(d)
6.23%
1.30%
1.59%
0.81%
0.87%
0.85%
(a)
3.31%
1.50%
1.75%
2.27%
RatioB
(000's)
DateA
2015
Parnassus Core Equity Fund
SM
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.25%
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.15%
0.10%
0.10%
(b)
0.95%
0.95%
0.95%
0.85%
to
to
to
to
to
(d)
(d)
(d)
to
to
to
to
to
to
to
1.25%
to
to
to
to
1.60%
1.65%
1.65%
1.60%
1.60%
1.25%
1.50%
1.60%
1.50%
1.50%
1.50%
1.50%
1.35%
1.35%
1.35%
1.35%
(lowest to highest)
Expense RatioC
9.90%
7.10%
-10.68%
1.43%
-4.23%
-27.07%
-3.31%
9.65%
14.64%
6.38%
-2.02%
13.97%
32.23%
12.94%
-1.89%
(b)
(b)
28.00%
12.12%
-0.28%
to
to
to
to
to
(d)
(d)
(d)
(d)
to
to
to
to
to
to
(a)
to
to
to
to
11.69%
8.78%
-9.22%
3.11%
-2.69%
-26.22%
-1.79%
11.29%
16.39%
7.98%
-0.54%
14.33%
32.77%
14.18%
-0.63%
(lowest to highest)
Total ReturnD
108
133
303
2013
2012
2011
5/9/2011
112
2014
124
2013
2012
$6.23
1,506
1,799
2,217
2013
2012
$13.88
1,115
1,311
1,731
1,725
1,673
2015
2014
2013
2012
2011
$11.51
$13.24
$14.70
$14.58
to
to
to
to
to
(d)
(d)
2011
(d)
(d)
2012
(d)
$21.36
$21.24
to
to
to
(d)
-
$6.71
to
to
to
to
to
to
to
to
to
to
to
to
2013
3
2014
10/6/2014
2015
2011
$6.91
1,392
$5.82
1,218
2014
$4.88
$10.98
$11.90
$11.89
$12.15
$11.83
$13.09
$14.79
$16.32
$16.01
$14.96
2015
22
110
2014
2011
94
105
2015
102
2015
283
$14.89
$17.39
$19.47
$19.47
$18.68
$8.32
$9.31
$9.13
$7.98
$6.76
$11.16
$12.39
$12.55
$13.10
$12.89
$14.80
$16.98
$19.03
$18.96
$18.00
$23,415
$27,738
$30,910
$23,270
$18,835
(d)
(d)
(d)
$9
$56
$17,672
$15,901
$12,937
$10,371
$7,599
$248
$1,519
$1,357
$1,354
$1,189
$4,359
$2,178
$1,966
$2,023
$1,727
(000's)
5.53%
9.42%
5.41%
4.92%
4.92%
(d)
(d)
(d)
(d)
3.08%
0.28%
0.52%
1.12%
0.74%
4.43%
(a)
3.51%
4.17%
3.84%
3.70%
5.30%
4.74%
4.83%
4.31%
4.91%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.20%
0.20%
0.20%
0.20%
0.20%
0.20%
0.20%
0.20%
0.20%
0.20%
to
to
to
to
to
(d)
(d)
(d)
1.05%
1.05%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
1.60%
1.60%
1.60%
1.60%
1.60%
1.05%
1.60%
1.60%
1.75%
1.65%
1.75%
1.75%
1.75%
1.75%
1.75%
(lowest to highest)
Expense RatioC
-3.16%
14.34%
10.38%
-1.41%
-5.37%
-24.59%
10.18%
-3.52%
-13.99%
-16.76%
10.11%
-0.08%
3.17%
-3.02%
-3.47%
12.99%
10.34%
-1.90%
-6.56%
to
to
to
to
to
(d)
(d)
(d)
(d)
-0.56%
to
to
to
to
to
(a)
to
to
to
to
to
to
to
to
to
-1.66%
16.06%
12.02%
0.07%
-3.90%
-23.35%
12.03%
-1.93%
-12.31%
-15.29%
11.02%
1.29%
4.38%
-1.60%
-1.92%
14.73%
12.07%
-0.37%
-5.06%
(lowest to highest)
Total ReturnD
(d)
(d)
2011
$8.28
759
742
691
2013
2012
10
9
8
2013
2012
2011
-
2012
(e)
(e)
(e)
2013
2012
2011
48
(e)
2014
2015
9/15/2015
-
2013
-
-
2014
2011
-
2015
11/30/2011
8
2014
7
2015
2011
$9.38
789
$9.12
$8.40
$9.56
$12.65
$13.99
$13.62
$12.08
$13.30
740
2014
$12.81
$9.91
$8.58
2015
(d)
2012
2
2013
5
2014
8/14/2014
2015
(e)
(e)
(e)
(e)
to
$12.31
$13.85
$18.06
$17.99
$16.40
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
$9.26
284
$9.20
$8.60
$9.86
$12.91
$14.46
$14.15
$8.74
$10.05
$13.15
$14.70
$14.37
$10.70
(e)
(e)
(e)
(e)
$437
-
$1
$2
$2
$2
$68
$88
$122
$114
$101
$5,863
$7,180
$9,524
$10,975
$9,975
(d)
(d)
(d)
$23
$42
(000's)
(e)
(e)
(e)
(e)
(e)
(a)
(f)
-
-
-
0.88%
2.56%
1.90%
(f)
1.86%
1.73%
2.27%
1.54%
1.26%
1.93%
(d)
(d)
(d)
(d)
3.08%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.25%
0.15%
0.15%
0.15%
0.10%
0.10%
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.95%
(e)
(e)
(e)
(e)
to
1.30%
1.40%
1.40%
1.40%
1.40%
to
to
to
to
to
to
to
to
to
to
(d)
(d)
(d)
to
to
1.50%
0.80%
0.80%
0.50%
0.60%
0.60%
1.50%
1.50%
1.50%
1.50%
1.50%
1.25%
1.25%
(lowest to highest)
Expense RatioC
-6.25%
13.81%
-2.64%
-6.44%
13.29%
28.78%
10.10%
-3.68%
-13.55%
(e)
(e)
(e)
(e)
(e)
(a)
(f)
30.40%
-0.39%
-8.84%
to
to
30.93%
(f)
to
to
to
to
to
to
(d)
(d)
(d)
(d)
to
-5.70%
14.65%
-2.14%
-5.10%
14.99%
30.85%
11.79%
-2.24%
-13.32%
(lowest to highest)
Total ReturnD
902
755
764
2013
2012
2011
$23.20
40
44
42
2013
2012
2011
19
17
2012
(e)
(e)
(e)
(e)
2014
2013
2012
2011
2015
249
$10.23
17
2013
2011
$12.07
18
(e)
(e)
(e)
(e)
to
$16.36
$18.33
14
$17.79
to
to
to
2014
$9.90
$14.15
$16.61
$21.36
to
to
2015
9/11/2015
41
2014
37
2015
$24.23
(e)
(e)
2011
(e)
(e)
2012
(e)
(e)
2013
(e)
$11.13
to
to
to
to
to
(e)
7/14/2015
$8.55
$10.28
$13.10
$13.14
$13.29
2014
2015
358
872
2014
1,064
2015
285
$10.00
$15.55
$18.49
$24.42
$26.87
$25.82
$9.03
$11.02
$14.26
$14.52
$14.90
(e)
(e)
(e)
(e)
$2,471
$173
$226
$285
$330
$254
$625
$777
$928
$1,035
$910
(e)
(e)
(e)
(e)
$3,984
$6,672
$7,942
$12,144
$11,841
$14,703
(000's)
(e)
(e)
(e)
(e)
(e)
1.19%
1.50%
1.17%
0.98%
1.37%
0.42%
0.86%
0.23%
0.41%
0.62%
(e)
(e)
(e)
(e)
(e)
0.38%
1.55%
-
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.10%
0.10%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
(e)
(e)
(e)
(e)
to
1.00%
1.00%
1.00%
1.00%
1.00%
to
to
to
to
to
(e)
(e)
(e)
(e)
-
to
to
to
to
to
1.50%
1.30%
1.30%
1.35%
0.95%
0.90%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-6.48%
17.39%
29.49%
9.05%
-4.76%
-15.60%
20.23%
27.43%
0.31%
1.14%
(e)
(e)
(e)
(e)
(e)
-3.13%
17.99%
35.54%
12.04%
-2.95%
to
to
to
to
to
(e)
(e)
(e)
(e)
(e)
to
to
to
to
to
-5.41%
18.91%
30.42%
10.03%
-3.91%
-14.33%
22.04%
29.40%
1.82%
2.62%
(lowest to highest)
Total ReturnD
94
94
77
84
2014
2013
2012
2011
(b)
3,507
(b)
2012
$9.37
8,567
8,916
9,995
2013
2012
$9.99
4
3
3
5
2014
2013
2012
2011
1/10/2011
4
2015
$10.28
$11.58
$13.17
$12.35
$12.98
to
to
to
to
to
(d)
(d)
2011
(d)
(d)
(d)
to
to
(d)
$10.49
to
to
to
2012
-
$10.78
to
to
to
to
to
to
to
to
to
to
to
2013
2
2014
8/27/2014
2015
2011
$10.72
7,637
$10.79
6,518
2014
$10.19
$10.76
2015
2011
$10.56
3,706
2013
9/4/2012
3,491
$10.91
3,070
2014
$10.42
$11.94
$9.79
$12.19
$10.72
$10.00
2015
32
2015
286
$10.31
$11.73
$13.56
$12.69
$13.41
$10.50
$10.05
$30.30
$35.09
$35.87
$36.44
$34.89
$10.57
$10.83
$11.03
$10.58
$13.34
$15.76
$19.97
$18.05
$16.73
$55
$34
$46
$45
$51
(d)
(d)
(d)
$4
$19
$209,387
$204,498
$200,725
$180,054
$144,039
(b)
$37,035
$39,880
$38,088
$32,007
$1,088
$1,174
$1,820
$1,602
$499
(000's)
(a)
(f)
-
-
-
(d)
(d)
(d)
(d)
-
6.17%
5.98%
4.05%
6.35%
3.04%
(b)
(b)
4.38%
6.75%
3.33%
2.74%
2.21%
1.60%
2.69%
0.76%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.60%
0.90%
0.60%
0.60%
0.60%
0.95%
0.80%
0.95%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.35%
0.35%
0.35%
0.20%
0.20%
to
to
to
to
to
(d)
(d)
(d)
to
to
to
to
to
to
to
(b)
to
to
to
to
to
to
to
to
to
0.75%
1.35%
1.35%
1.15%
1.15%
1.15%
1.15%
1.50%
1.50%
1.50%
1.50%
1.50%
0.45%
0.45%
0.45%
0.45%
1.75%
1.65%
1.75%
1.65%
1.65%
(lowest to highest)
Expense RatioC
5.10%
-4.77%
-3.81%
14.03%
0.69%
0.09%
-5.71%
1.89%
1.39%
-4.49%
-14.22%
16.61%
25.07%
-12.24%
-8.63%
(a)
(f)
13.73%
-6.42%
to
(d)
(d)
(d)
(d)
to
to
to
to
to
to
(b)
(b)
to
to
to
to
to
to
to
to
5.67%
-4.38%
-2.38%
15.85%
2.24%
1.52%
-4.23%
2.46%
1.85%
-4.08%
-13.04%
18.14%
26.71%
-11.23%
-7.31%
(lowest to highest)
Total ReturnD
(e)
(e)
2012
2011
1,062
2012
5
5
6
6
2014
2013
2012
2011
$13.01
12
29
25
2013
2012
1
1
1
2
6
2015
2014
2013
2012
2011
2011
$14.46
11
$13.23
$14.87
$21.36
$21.65
$20.64
$18.44
$20.13
11
2014
$19.90
$12.21
$13.94
$17.68
$19.03
$18.20
$8.71
$7.55
$3.61
$3.26
$2.36
2015
6
2015
552
1,843
2013
5/11/2011
2,743
2014
2011
2,989
2015
(e)
2013
160
(e)
7/14/2015
2014
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(e)
(e)
(e)
(e)
$9.94
287
$14.34
$16.29
$23.65
$24.22
$23.33
$14.00
$15.64
$20.31
$22.40
$22.37
$13.23
$15.27
$19.57
$21.29
$20.57
$8.80
$7.74
$3.76
$3.44
$2.53
$92
$25
$23
$24
$26
$351
$446
$245
$249
$237
$82
$87
$107
$116
$116
$4,823
$8,081
$6,749
$9,095
$7,214
(e)
(e)
(e)
(e)
$1,586
(000's)
-
-
-
-
-
2.45%
2.51%
3.47%
2.43%
2.47%
2.38%
2.37%
2.06%
1.79%
2.59%
(a)
-
-
1.41%
-
(e)
(e)
(e)
(e)
(e)
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.95%
0.95%
0.95%
0.95%
0.95%
1.05%
1.10%
1.00%
1.00%
1.00%
0.95%
0.95%
0.95%
0.95%
0.95%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(e)
(e)
(e)
(e)
-
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
2.00%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-0.68%
12.40%
43.64%
1.36%
-4.67%
8.06%
11.15%
27.52%
9.16%
-1.14%
1.92%
14.17%
26.83%
7.64%
-4.36%
-13.42%
-52.19%
-9.70%
-27.66%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(a)
to
to
to
to
(e)
(e)
(e)
(e)
(e)
0.35%
13.60%
45.18%
2.41%
-3.67%
9.08%
12.20%
28.37%
10.29%
-0.13%
2.96%
15.42%
28.16%
8.79%
-3.38%
-12.05%
-51.42%
-8.51%
-26.45%
(lowest to highest)
Total ReturnD
(d)
(d)
2011
9,743
10,790
12,021
13,209
2014
2013
2012
2011
$9.89
(b)
(c)
2011
-
2013
(c)
-
2014
2012
7
2015
7/12/2013
(b)
5
2012
2011
$13.81
6
2013
$12.32
(c)
(c)
$12.17
$13.27
to
$17.53
to
5
$19.56
6
to
to
to
to
to
to
$12.65
to
to
to
to
(d)
(d)
(d)
to
to
2014
$20.46
$9.35
$10.53
$12.18
$12.82
$12.47
$13.81
$18.08
$19.05
$18.66
$10.75
2015
8,705
2015
12/24/2012
1
2012
-
1
2013
2/8/2011
1
2014
2011
1
2015
(d)
2012
1
2013
5
2014
8/22/2014
2015
288
$12.58
$19.88
$20.83
$37.60
$42.33
$48.94
$51.49
$50.06
$14.07
$18.40
$19.38
$19.10
$10.81
$10.08
(c)
(c)
$6
$7
$88
(b)
$63
$107
$100
$124
$299,261
$305,260
$317,105
$299,629
$259,147
$1
$13
$20
$25
$28
(d)
(d)
(d)
$6
$45
(000's)
(c)
(c)
(c)
-
4.21%
(b)
(b)
-
-
-
2.79%
3.11%
2.18%
1.64%
2.01%
(a)
-
-
-
-
(d)
(d)
(d)
(d)
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.45%
1.00%
1.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.60%
0.80%
0.80%
0.75%
0.10%
0.10%
(c)
(c)
0.50%
0.50%
to
(b)
1.15%
1.15%
to
to
to
to
to
to
to
0.60%
to
to
to
to
(d)
(d)
(d)
to
to
1.15%
1.15%
1.15%
1.95%
1.95%
1.95%
1.95%
1.95%
1.25%
1.25%
1.15%
1.15%
0.95%
1.25%
(lowest to highest)
Expense RatioC
4.60%
-3.28%
11.45%
14.46%
4.09%
-3.72%
30.92%
4.96%
-2.05%
-7.83%
(c)
(c)
(c)
9.04%
-5.35%
(b)
(b)
26.94%
11.58%
to
to
to
to
to
to
(a)
11.23%
to
to
to
(d)
(d)
(d)
(d)
to
4.78%
-1.33%
13.65%
16.71%
6.20%
-1.85%
31.05%
5.33%
-1.70%
-6.75%
(lowest to highest)
Total ReturnD
$17.05
92
114
2012
$10.80
294
338
355
2013
2012
141
225
251
2014
2013
2012
2011
$11.86
14,430
16,602
17,019
2013
2012
187
69
74
89
74
2015
2014
2013
2012
2011
2011
$12.85
13,747
$12.72
$13.45
18,559
2014
$13.31
$12.36
$13.25
$12.95
$13.58
$13.41
$10.58
2015
93
118
2015
2011
$10.94
257
$10.94
240
2014
$10.94
$19.24
2015
2011
$19.20
89
2013
$24.66
73
2014
$25.01
49
2015
$12.47
$13.55
$13.45
$14.28
$14.26
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
289
$95.33
$103.21
$102.02
$107.70
$107.22
$13.98
$15.21
$15.10
$16.08
$16.13
$16.78
$17.22
$16.86
$17.64
$17.88
$19.12
$22.05
$22.44
$29.20
$30.08
$922
$1,202
$993
$981
$2,668
$386,933
$408,463
$348,194
$351,128
$477,808
$3,356
$3,250
$2,006
$1,774
$1,395
$4,837
$4,456
$3,821
$3,484
$3,252
$2,098
$1,954
$1,908
$2,025
$1,406
(000's)
5.44%
4.71%
2.92%
3.04%
4.66%
4.47%
4.58%
3.16%
3.27%
4.03%
4.24%
4.51%
2.89%
2.70%
2.27%
3.86%
3.62%
3.38%
3.42%
3.03%
1.97%
2.17%
2.18%
2.34%
2.51%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.95%
1.95%
1.95%
1.95%
1.95%
1.55%
1.55%
1.55%
1.55%
1.55%
1.55%
1.55%
1.55%
1.55%
1.55%
1.45%
1.55%
1.55%
1.55%
1.55%
(lowest to highest)
Expense RatioC
5.49%
7.24%
-2.05%
4.57%
-1.33%
6.00%
7.20%
-2.26%
4.86%
-1.25%
5.73%
1.30%
-3.32%
3.27%
0.00%
7.85%
13.80%
0.21%
28.17%
1.42%
6.95%
8.66%
-0.74%
6.17%
-0.14%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
7.59%
9.37%
0.14%
6.63%
0.63%
7.79%
8.80%
-0.72%
6.49%
0.31%
7.40%
2.90%
-1.84%
4.95%
1.59%
9.32%
15.32%
1.77%
30.12%
3.01%
(lowest to highest)
Total ReturnD
(d)
2011
4
5
2013
2012
$9.64
$14.47
2,397
2,180
697
2013
2012
$13.34
1,517
1,792
1,538
2013
2012
12
13
11
2014
2013
2012
2011
01/21/2011
9
12
2015
2011
$15.08
1,361
$15.78
$15.82
1,120
2014
$15.36
$11.00
2015
2011
$10.44
2,381
$11.11
2,230
2014
$10.85
$10.13
2015
3
4
2014
2011
3
2015
07/18/2011
(d)
(d)
2012
91
2013
236
2014
05/12/2014
2015
$10.33
$12.10
$15.71
$17.69
$18.64
to
to
to
to
to
to
to
to
to
to
$9.91
$11.23
$11.77
$11.83
$11.51
(d)
(d)
(d)
to
to
$9.84
290
$16.36
$18.65
$19.70
$19.86
$19.45
$14.50
$16.43
$17.24
$17.32
$16.85
$10.21
$113
$155
$187
$210
$163
$23,607
$30,849
$27,339
$24,624
$19,604
$10,100
$28,658
$31,115
$31,277
$27,564
$29
$51
$46
$44
$34
(d)
(d)
(d)
$922
$2,295
(000's)
(a)
0.75%
0.58%
-
-
7.03%
6.94%
5.94%
6.21%
6.16%
7.87%
5.51%
6.14%
6.41%
6.30%
(a)
5.00%
6.19%
6.67%
5.13%
(d)
(d)
(d)
(d)
2.92%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.00%
0.00%
0.00%
0.00%
0.25%
0.25%
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
(d)
(d)
(d)
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
1.00%
1.10%
1.20%
1.20%
1.20%
1.50%
1.50%
(lowest to highest)
Expense RatioC
2.85%
12.30%
4.07%
-0.35%
-3.48%
3.65%
13.20%
4.64%
0.23%
-3.03%
-4.84%
(a)
17.13%
29.83%
12.60%
5.37%
to
to
to
to
to
to
to
to
to
to
(a)
13.32%
4.81%
0.51%
-2.70%
(d)
(d)
(d)
(d)
to
4.47%
14.08%
5.63%
1.21%
-2.03%
3.72%
13.31%
5.83%
1.45%
-1.87%
-3.62%
(lowest to highest)
Total ReturnD
16,193
15,966
12,873
2013
2012
2011
$10.32
110
25
25
2013
2012
$8.14
27,029
22,249
24,706
2013
2012
132
126
100
72
95
2015
2014
2013
2012
2011
2011
$9.15
27,820
$8.21
$9.24
$11.22
$12.15
$11.44
$11.74
$12.68
24,918
2014
$11.87
$15.63
2015
(c)
2011
3
(c)
2013
9/6/2013
2
2014
2012
2
2015
2011
$12.06
286
$11.31
290
2014
$11.96
$10.27
$11.94
$15.41
$17.24
$18.07
2015
24,580
2014
1/21/2011
23,787
2015
to
to
to
to
to
to
to
to
to
to
(c)
(c)
$10.58
$11.53
$10.91
to
to
to
to
to
to
to
to
to
to
291
$8.71
$9.91
$13.29
$14.19
$13.48
$9.38
$10.76
$14.08
$15.50
$14.81
$15.22
$13.93
$24.06
$27.27
$28.94
$14.05
$16.43
$21.32
$23.99
$25.28
$821
$708
$1,259
$1,681
$1,658
$212,312
$217,365
$342,341
$384,229
$325,457
(c)
(c)
$29
$24
$21
$266
$338
$1,972
$5,413
$5,927
$133,022
$193,340
$254,592
$434,528
$443,531
(000's)
1.94%
2.35%
1.73%
1.97%
1.74%
1.28%
2.56%
2.16%
2.12%
1.84%
(c)
(c)
(c)
-
-
0.11%
0.33%
0.52%
0.24%
0.35%
(a)
0.58%
0.54%
0.38%
0.57%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.50%
0.50%
0.10%
0.10%
0.10%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
(c)
(c)
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
1.55%
1.55%
1.55%
1.55%
1.55%
1.95%
1.95%
1.95%
1.95%
1.95%
1.40%
1.40%
1.40%
1.35%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
12.55%
28.68%
7.99%
-6.12%
1.50%
12.41%
28.31%
7.95%
-6.39%
16.14%
28.82%
11.79%
4.52%
16.26%
29.01%
11.88%
4.78%
2.18%
to
to
to
to
to
to
to
to
to
(c)
(c)
(c)
8.98%
-5.38%
1.74%
to
to
to
to
(a)
to
to
to
to
13.78%
30.07%
9.40%
-4.77%
3.53%
14.71%
30.92%
10.09%
-4.45%
17.87%
30.64%
13.35%
6.12%
18.10%
31.09%
13.62%
6.38%
(lowest to highest)
Total ReturnD
(b)
$13.76
(b)
2
$8.60
1,794
1,981
2013
2012
25
25
26
28
2014
2013
2012
2011
$11.84
534
532
2012
2011
4
6
9
7
2014
2013
2012
2011
11/10/2011
4
2015
$10.44
802
2013
$13.72
$15.49
842
1,006
2014
$15.59
$9.42
$10.24
$13.14
$14.88
$14.58
$12.19
2015
26
2015
2011
$9.41
1,721
2014
$13.93
897
1,061
2015
2011
$10.06
2
2012
1/23/2012
2013
$10.65
$11.26
$10.20
$10.38
$10.05
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
$10.06
$10.06
2
2014
$10.04
4
2015
292
$13.03
$15.09
$19.93
$22.59
$22.84
$9.80
$10.73
$13.92
$15.88
$15.68
$10.90
$11.93
$15.44
$17.64
$17.41
$74
$97
$65
$43
$38
$6,870
$7,900
$14,396
$19,708
$15,178
$271
$273
$338
$382
$391
$19,761
$19,631
$24,438
$17,240
$14,188
(b)
$17
$18
$19
$37
(000's)
(a)
-
-
1.85%
-
2.11%
1.98%
2.25%
2.04%
1.74%
1.08%
1.47%
0.65%
1.11%
0.78%
1.67%
1.55%
0.97%
0.99%
0.97%
(b)
(b)
-
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.80%
0.80%
0.75%
0.75%
0.75%
0.00%
0.00%
0.00%
0.00%
0.00%
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(b)
0.35%
0.35%
0.35%
0.35%
1.25%
1.25%
1.40%
1.40%
1.40%
1.50%
1.50%
1.50%
1.50%
1.50%
1.95%
1.95%
1.95%
1.95%
1.95%
(lowest to highest)
Expense RatioC
-2.29%
0.50%
14.36%
30.43%
11.78%
-0.26%
-5.85%
8.70%
28.32%
13.24%
-2.02%
-6.14%
8.29%
28.10%
13.13%
(a)
5.73%
-9.41%
1.76%
-3.18%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(b)
(b)
-
-
-0.20%
1.80%
15.81%
32.34%
13.35%
1.11%
-5.31%
9.49%
29.19%
14.08%
-1.26%
-4.24%
10.53%
30.74%
15.65%
-0.34%
(lowest to highest)
Total ReturnD
$13.11
$8.90
-
$9.44
6,640
6,449
5,765
2013
2012
4
2012
$10.84
145
175
188
2013
2012
3,616
3,889
3,817
4,181
4,216
2015
2014
2013
2012
2011
2011
$12.31
140
$9.91
$11.34
$11.47
$14.77
$15.07
$12.34
$15.77
129
2014
$15.95
$12.01
2015
2
3
2013
8/15/2011
4
2014
2011
3
2015
2011
$11.73
6,586
2014
$13.50
6,417
2015
7/18/2011
1
2012
2011
$11.10
1
2013
to
to
to
to
to
to
to
to
to
to
$9.80
$11.24
$11.39
$14.69
$15.02
to
to
to
to
to
$11.43
$12.91
1
2014
$12.61
1
2015
293
$11.95
$13.80
$14.09
$18.29
$18.83
$11.48
$13.17
$13.34
$17.22
$17.60
$9.93
$12.52
$13.02
$14.85
$14.64
$48,009
$54,384
$50,213
$65,786
$62,453
$2,157
$2,303
$1,928
$2,409
$2,262
$18
$41
$38
$53
$39
$55,561
$77,810
$82,599
$92,705
$88,362
$2
$7
$6
$7
$7
(000's)
1.33%
1.03%
1.43%
1.31%
1.32%
2.40%
1.30%
1.65%
1.61%
1.54%
(a)
-
-
2.20%
2.17%
3.83%
0.80%
6.06%
1.37%
3.31%
(a)
-
-
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.95%
0.95%
0.95%
0.95%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
1.55%
1.55%
1.50%
1.50%
1.50%
1.95%
1.95%
1.95%
1.95%
1.95%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-2.89%
7.87%
13.69%
0.48%
27.97%
1.43%
7.65%
13.56%
0.24%
27.80%
1.14%
-6.63%
24.21%
2.39%
12.41%
to
to
to
to
to
to
to
to
to
to
(a)
14.69%
1.33%
28.97%
2.25%
to
to
to
to
to
(a)
24.72%
2.97%
12.95%
-2.32%
9.53%
15.52%
2.13%
29.81%
2.95%
8.71%
14.72%
1.29%
29.09%
2.21%
-5.16%
26.08%
3.99%
14.06%
-1.41%
(lowest to highest)
Total ReturnD
(b)
2,655
(b)
$9.19
2,805
3,077
4,580
2013
2012
3
1
1
2013
2012
2011
(b)
634
(b)
2012
1,411
1,427
1,496
1,367
1,721
2015
2014
2013
2012
2011
2011
$10.36
886
2013
9/4/2012
1,485
$8.75
$9.94
$13.18
$14.39
$13.84
$13.84
$15.21
1,486
2014
$14.74
$14.08
2015
3
2014
5/17/2011
2
2015
2011
$10.44
2,450
$14.79
2,304
2014
$14.42
$14.19
2015
2011
$10.45
2,570
2012
9/4/2012
2013
$15.01
2,466
2014
$14.73
2,139
2015
to
to
to
to
to
to
to
to
to
$8.52
$9.72
$13.16
$13.88
$13.58
to
to
to
to
to
to
to
to
to
294
$12.25
$14.04
$18.79
$20.69
$20.09
$10.38
$13.93
$15.37
$14.96
$14.79
$16.96
$23.06
$24.45
$24.05
$10.47
$14.28
$15.17
$14.96
$19,901
$17,841
$25,945
$27,024
$25,661
(b)
$6,568
$12,257
$22,583
$21,900
$12
$8
$38
$40
$29
$64,098
$48,491
$59,652
$54,794
$50,269
(b)
$27,744
$36,469
$37,011
$31,516
(000's)
1.21%
2.25%
1.37%
1.15%
3.25%
(b)
(b)
1.54%
1.17%
3.52%
(a)
-
-
-
-
0.20%
0.53%
0.47%
0.23%
0.17%
(b)
(b)
0.74%
0.43%
0.40%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
(b)
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
(b)
to
to
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
0.45%
0.45%
0.45%
0.45%
1.60%
1.60%
1.60%
1.60%
1.50%
0.45%
0.45%
0.45%
0.45%
(lowest to highest)
Expense RatioC
-3.65%
12.91%
31.89%
8.48%
-4.41%
33.59%
9.90%
-3.09%
-12.28%
12.81%
33.87%
4.34%
-3.12%
35.79%
5.78%
-1.87%
to
to
to
to
to
(b)
(b)
to
to
to
(a)
14.08%
35.39%
5.47%
-2.16%
to
to
to
to
to
(b)
(b)
to
to
to
-2.16%
14.61%
33.98%
10.11%
-2.90%
34.20%
10.34%
-2.67%
-10.93%
14.67%
36.01%
6.04%
-1.64%
36.39%
6.23%
-1.38%
(lowest to highest)
Total ReturnD
18
15
16
18
2014
2013
2012
2011
$16.84
1,631
1,715
2012
2011
1
1
1
2013
2012
2011
08/08/2011
1
2014
851
2012
(b)
1,325
2013
2011
1,682
2014
09/04/2012
1,960
2015
3
2015
$10.59
$14.69
$15.88
$15.26
$8.05
1,268
2011
$9.51
$8.88
973
1,166
$8.88
$7.41
2012
953
2014
$18.57
2013
883
2015
$19.87
1,302
2013
$18.55
1,208
2014
$15.48
1,101
2015
15
2015
$15.65
(b)
to
to
to
to
295
$10.60
$14.78
$16.05
(b)
$9,013
$19,469
$26,704
$29,923
$9
$9.08
$22
$24
$41
$23,894
$26,309
$20,444
$20,091
$15,507
$28,902
$32,471
$24,242
$16
$15.50
$20.76
$24.70
$23.46
$23.68
$19.94
$16.87
$19.94
$18.67
$22,492
$17,138
$10.70
$14.78
$15.89
$15.20
to
to
to
to
to
to
to
to
to
$18.70
$286
$16.12
to
$307
$265
$321
$223
$19.07
$17.85
$17.88
$14.96
(000's)
(b)
(b)
0.95%
0.56%
0.48%
(a)
-
-
-
-
0.83%
-
0.87%
0.94%
1.24%
1.10%
-
1.13%
1.22%
1.54%
0.87%
-
0.70%
0.68%
0.74%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.95%
0.95%
0.95%
0.85%
(b)
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
0.45%
0.45%
0.45%
0.45%
1.50%
1.50%
1.50%
1.55%
1.55%
1.00%
1.10%
1.20%
1.20%
1.20%
(lowest to highest)
Expense RatioC
38.72%
8.10%
-3.90%
-19.51%
17.35%
-7.12%
-0.58%
-17.04%
-18.84%
17.99%
-6.54%
-0.11%
-16.55%
(b)
(b)
to
to
to
(a)
17.84%
38.13%
7.51%
-4.34%
to
to
to
to
to
to
to
to
to
to
-18.83%
18.30%
-6.40%
0.17%
-16.33%
39.43%
8.59%
-3.43%
-18.26%
19.08%
-5.78%
0.97%
-15.78%
-18.82%
18.20%
-6.37%
0.16%
-16.31%
(lowest to highest)
Total ReturnD
931
816
524
631
2014
2013
2012
2011
1
2011
26
18
15
2013
2012
2011
10,830
2012
28,031
26,384
25,445
23,795
28,088
2015
2014
2013
2012
2011
(b)
12,616
2013
2011
13,509
2014
09/04/2012
14,896
2015
27
2014
05/17/2011
28
2015
$10.86
$12.33
$14.93
$16.59
$17.30
$10.38
$12.66
$14.17
3
2012
$14.88
$9.77
3
2013
$11.23
2
to
to
to
to
to
(b)
to
to
to
to
$9.65
$10.97
$13.31
$14.83
$15.49
$13.32
$13.79
2
$14.55
to
to
to
to
to
2014
08/08/2011
$10.18
$11.97
$16.48
$17.70
$16.90
2015
1,002
2015
296
$14.95
$17.12
$20.92
$23.46
$24.69
$10.40
$12.74
$14.32
$15.11
$14.57
$17.29
$24.02
$26.03
$25.07
$396,097
$377,748
$489,494
$564,335
$625,604
(b)
$112,414
$159,719
$191,423
$221,682
$146
$195
$346
$403
$429
$15
$31
$37
$30
$33
$8,714
$8,402
$17,992
$22,043
$22,617
(000's)
1.97%
1.56%
1.16%
1.35%
1.33%
(b)
(b)
1.46%
1.63%
1.62%
(a)
1.76%
1.11%
1.07%
0.96%
(a)
4.35%
2.94%
2.99%
3.17%
0.37%
0.25%
0.83%
0.36%
0.21%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
(b)
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
1.55%
1.55%
1.55%
1.55%
1.65%
0.45%
0.45%
0.45%
0.45%
1.50%
1.50%
1.65%
1.65%
1.65%
(lowest to highest)
Expense RatioC
1.28%
12.76%
20.31%
10.39%
3.62%
21.97%
11.93%
5.01%
-2.80%
16.92%
36.86%
6.60%
-5.27%
to
to
to
to
to
(b)
(b)
to
to
to
(a)
13.68%
21.33%
11.42%
4.45%
(a)
14.94%
18.61%
3.53%
5.51%
to
to
to
to
to
2.89%
14.52%
22.22%
12.16%
5.24%
22.50%
12.40%
5.52%
-1.29%
18.67%
39.00%
8.37%
-3.69%
(lowest to highest)
Total ReturnD
87
109
128
131
2014
2013
2012
2011
$8.66
5,641
6,232
2012
2011
12
11
11
2014
2013
2012
2011
$6.61
487
527
564
2013
2012
41
41
39
52
53
2015
2014
2013
2012
2011
2011
$7.78
484
$12.90
$15.51
$20.02
$9.36
$8.56
$8.81
$8.63
476
2014
$8.48
$12.93
2015
9
12
2015
$10.06
5,436
2013
$13.77
5,230
2014
$12.71
4,373
2015
77
2015
to
to
to
to
to
to
to
to
to
to
$7.63
$9.00
$10.22
$10.04
$9.87
to
to
to
to
to
$11.03
$12.82
$16.52
$17.64
$16.30
297
$13.54
$16.42
$21.46
$20.79
$19.17
$12.99
$15.43
$17.64
$17.44
$17.28
$17.51
$20.53
$26.63
$28.61
$26.64
$709
$841
$813
$806
$732
$6,872
$7,554
$7,898
$7,682
$7,397
$83
$102
$120
$117
$91
$100,170
$104,568
$122,461
$121,652
$93,280
$1,447
$1,638
$1,793
$1,535
$1,257
(000's)
1.80%
1.94%
1.57%
1.36%
2.99%
3.63%
0.28%
1.06%
1.18%
0.97%
3.66%
-
0.90%
0.84%
0.96%
1.97%
1.97%
1.61%
1.87%
1.97%
1.86%
1.75%
1.34%
1.62%
1.72%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.60%
0.60%
0.55%
0.55%
0.55%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
1.45%
1.45%
1.45%
1.45%
1.45%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.65%
1.65%
1.65%
1.65%
(lowest to highest)
Expense RatioC
-6.86%
20.23%
29.08%
-3.95%
-8.63%
-13.67%
17.02%
12.58%
-2.58%
-2.39%
-2.41%
15.46%
27.59%
5.70%
-8.45%
to
to
to
to
to
to
to
to
to
to
-13.00%
17.96%
13.56%
-1.76%
-1.69%
to
to
to
to
to
-1.52%
16.23%
28.86%
6.78%
-7.60%
-6.04%
21.27%
30.21%
-3.12%
-7.79%
-12.35%
18.78%
14.39%
-1.08%
-0.92%
-0.89%
17.25%
30.09%
7.46%
-6.88%
(lowest to highest)
Total ReturnD
503
511
458
438
2014
2013
2012
2011
$10.14
18,772
19,232
21,788
2013
2012
$14.90
7
5
4
2013
2012
$13.14
23
25
79
2013
2012
20
19
23
26
29
2015
2014
2013
2012
2011
2011
$15.64
16
$20.33
$18.57
15
2014
$19.80
$18.51
2015
2011
$18.11
7
$20.79
8
2014
$20.12
$9.87
2015
2011
$10.05
16,143
$9.74
15,697
2014
$9.57
$7.74
$9.34
$12.10
$11.66
$11.38
2015
430
2015
$14.02
$15.00
$14.27
$14.21
$13.48
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
298
$14.68
$17.64
$22.67
$21.28
$22.98
$15.02
$18.72
$19.30
$22.00
$21.50
$57.32
$57.08
$56.80
$56.50
$56.19
$9.14
$11.11
$14.47
$14.03
$12.94
$413
$388
$323
$272
$269
$1,134
$418
$500
$328
$318
$63
$92
$135
$151
$165
$341,904
$295,287
$281,491
$236,364
$226,716
$3,825
$4,823
$6,959
$6,583
$5,153
(000's)
7.47%
5.74%
1.69%
0.34%
0.00%
1.38%
0.90%
1.53%
0.48%
0.62%
3.60%
5.16%
2.64%
2.10%
1.90%
0.00%
0.03%
-
-
0.00%
1.81%
1.78%
1.65%
1.31%
2.74%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.50%
0.50%
0.50%
0.35%
0.35%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.40%
1.35%
1.10%
1.25%
1.25%
0.80%
1.40%
1.40%
1.35%
1.35%
1.60%
1.85%
1.85%
1.80%
1.80%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-18.79%
18.57%
27.14%
-7.06%
6.62%
24.30%
2.21%
12.18%
-3.22%
-1.51%
-1.53%
-1.79%
-1.51%
-1.75%
-7.10%
19.93%
28.73%
-4.27%
-8.95%
2.94%
6.99%
-4.87%
-0.42%
-5.14%
to
to
to
to
to
-6.35%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-17.62%
20.16%
28.51%
-6.13%
7.99%
24.63%
3.10%
13.01%
-2.27%
0.06%
0.07%
0.00%
0.10%
0.09%
-5.69%
21.73%
30.65%
-2.76%
-7.55%
(lowest to highest)
Total ReturnD
11,179
2011
$11.94
76
98
72
2013
2012
73
32
6
2013
2012
2011
$11.00
64
6
4
2013
2012
246
282
257
204
178
2015
2014
2013
2012
2011
2011
$12.44
134
$11.07
$12.30
$14.16
$14.71
$14.25
$14.56
$15.38
125
2014
$15.15
$10.86
$12.14
$14.08
$14.73
$14.37
$11.97
2015
143
2014
7/21/2011
335
2015
2011
$12.68
74
$11.82
70
2014
$11.08
$12.12
$12.96
$12.33
$12.27
$11.64
2015
8,054
10,197
2012
6,870
2014
2013
5,898
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
299
$11.36
$12.87
$15.04
$15.87
$15.61
$13.40
$15.04
$17.47
$18.41
$18.01
$13.48
$15.12
$17.87
$19.18
$18.92
$13.18
$13.98
$13.18
$13.16
$12.56
$14.91
$16.05
$15.45
$15.51
$14.84
$2,003
$2,563
$3,767
$4,350
$3,706
$49
$87
$1,101
$2,410
$2,199
$78
$476
$1,238
$2,587
$5,964
$891
$1,301
$955
$932
$840
$155,537
$151,398
$113,498
$96,508
$78,391
(000's)
1.87%
1.36%
1.58%
1.72%
1.37%
5.19%
1.47%
1.68%
1.42%
2.08%
(a)
2.17%
1.63%
1.78%
2.39%
10.87%
5.93%
1.68%
0.53%
-
7.58%
6.15%
2.06%
0.83%
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.20%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.95%
0.30%
0.10%
0.10%
0.25%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.55%
1.55%
1.55%
1.55%
1.55%
0.75%
0.75%
1.20%
1.20%
1.10%
1.40%
1.40%
1.40%
1.40%
1.40%
1.50%
1.50%
1.50%
1.50%
1.50%
1.95%
1.95%
1.95%
1.95%
1.95%
(lowest to highest)
Expense RatioC
-3.23%
11.11%
15.12%
3.88%
-3.13%
-2.26%
12.24%
16.16%
4.42%
-2.55%
11.73%
15.72%
4.51%
-2.65%
1.93%
6.07%
-5.72%
-1.29%
-6.00%
1.72%
5.04%
-6.10%
-1.54%
-6.18%
to
to
to
to
to
to
to
to
to
to
(a)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-1.90%
12.59%
16.86%
5.52%
-1.64%
-1.52%
13.09%
17.04%
5.63%
-1.50%
12.17%
16.27%
5.63%
-1.36%
3.12%
7.38%
-4.30%
0.23%
-4.56%
3.76%
7.95%
-2.83%
1.34%
-4.31%
(lowest to highest)
Total ReturnD
72
24
3
2013
2012
2011
$10.98
30
13
7
2013
2012
183
165
141
139
2014
2013
2012
2011
3
2012
63
40
20
2
2
2015
2014
2013
2012
2011
1
20
2013
09/19/2011
86
2014
2011
328
2015
146
2015
2011
$12.64
88
$11.08
$12.84
$15.93
$15.94
$15.45
$13.85
$15.86
$15.87
$16.83
$16.05
$11.07
$12.54
$15.03
$15.65
$15.14
$15.42
$16.33
181
2014
$16.07
$13.53
$15.41
$15.42
$16.32
$15.21
2015
120
2014
07/05/2011
374
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
300
$13.87
$15.95
$19.65
$20.77
$20.25
$13.94
$16.05
$20.44
$21.74
$21.39
$11.38
$13.11
$15.96
$16.89
$16.59
$13.57
$15.50
$18.77
$19.82
$19.37
$13.63
$15.59
$19.54
$20.74
$20.44
$19
$34
$365
$785
$1,240
$17
$48
$380
$1,768
$6,581
$1,557
$1,815
$2,576
$3,006
$2,330
$80
$169
$504
$1,641
$3,385
$42
$372
$1,305
$2,313
$7,118
(000's)
-
-
1.00%
1.57%
1.38%
(a)
-
1.40%
0.93%
1.92%
1.59%
1.13%
1.23%
1.54%
1.24%
1.96%
0.80%
1.19%
1.12%
1.87%
(a)
1.45%
1.19%
1.55%
2.31%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.95%
0.00%
0.00%
0.00%
0.10%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.95%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
0.80%
0.80%
1.20%
1.25%
1.25%
1.40%
1.40%
1.40%
1.40%
1.40%
1.55%
1.55%
1.55%
1.55%
1.55%
0.75%
0.80%
1.20%
1.20%
1.10%
1.40%
1.40%
1.40%
1.40%
1.40%
(lowest to highest)
Expense RatioC
-4.80%
14.94%
23.10%
4.76%
-3.07%
14.51%
22.64%
4.83%
-2.99%
-4.90%
13.28%
19.86%
4.13%
-3.26%
-3.96%
14.22%
20.99%
4.66%
-2.73%
13.90%
20.64%
4.68%
-2.83%
to
to
to
to
to
(a)
to
to
to
to
to
to
to
to
to
to
to
to
to
to
(a)
to
to
to
to
-4.15%
15.88%
24.07%
6.03%
-1.84%
15.14%
23.12%
6.36%
-1.61%
-3.48%
14.94%
21.74%
5.83%
-1.78%
-3.26%
15.12%
21.99%
5.90%
-1.59%
14.38%
21.17%
6.14%
-1.45%
(lowest to highest)
Total ReturnD
132
114
101
81
2014
2013
2012
2011
2
2012
27
16
16
6
2014
2013
2012
2011
$10.87
14
7
5
2013
2012
(c)
2011
1
(c)
2013
10/9/2013
31
2014
2012
213
2015
2011
$12.30
22
$12.66
$13.41
$12.57
$15.01
$15.84
33
2014
$15.13
$10.87
$12.44
$15.12
$15.84
$15.30
$12.50
$15.31
$16.09
$15.61
$11.16
$12.71
$15.50
$16.17
$15.61
2015
46
2015
-
10
2013
11/15/2011
26
2014
2011
91
2015
122
2015
(c)
(c)
to
to
to
to
to
to
to
to
to
to
to
to
to
$10.98
to
to
to
to
to
to
to
to
to
301
$14.45
$15.97
$15.81
$10.97
$12.82
$15.89
$16.86
$16.52
$11.10
$12.86
$15.97
$16.98
$16.65
$12.64
$16.02
$17.10
$16.80
$11.47
$13.30
$16.47
$17.45
$17.10
(c)
(c)
$10
$468
$3,153
$53
$92
$217
$368
$532
$64
$202
$246
$446
$734
-
$20
$153
$424
$1,459
$923
$1,308
$1,821
$2,238
$2,021
(000's)
(c)
(c)
(c)
4.18%
1.16%
-
-
0.65%
1.03%
0.67%
-
-
0.45%
1.73%
1.19%
(a)
-
1.16%
1.04%
1.27%
1.19%
1.08%
1.02%
1.18%
0.94%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.30%
0.10%
0.10%
0.60%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.15%
0.10%
0.10%
0.10%
0.00%
0.00%
0.00%
0.00%
(c)
(c)
to
to
to
to
to
to
to
to
to
to
to
to
to
0.95%
to
to
to
to
to
to
to
to
to
1.25%
1.25%
1.40%
1.15%
1.55%
1.55%
1.35%
1.55%
1.25%
1.25%
1.50%
1.50%
1.50%
1.35%
1.40%
1.40%
1.40%
1.55%
1.55%
1.55%
1.55%
1.55%
(lowest to highest)
Expense RatioC
4.91%
-2.26%
14.35%
22.03%
4.75%
-3.41%
-5.04%
14.44%
22.59%
4.76%
-3.41%
22.72%
5.09%
-2.98%
-5.82%
13.89%
21.95%
4.32%
-3.46%
(c)
(c)
(c)
to
to
-5.21%
to
to
to
to
to
to
to
to
to
(a)
15.12%
to
to
to
to
to
to
to
to
5.92%
-1.00%
14.89%
23.95%
6.10%
-2.02%
-4.15%
15.86%
24.18%
6.32%
-1.94%
23.10%
6.49%
-1.75%
-4.42%
15.61%
23.83%
5.95%
-2.01%
(lowest to highest)
Total ReturnD
58
84
51
2013
2012
2011
$10.78
21
19
17
2013
2012
36
35
36
2013
2012
2011
66
50
2013
2012
8,790
9,368
9,043
8,785
8,260
2015
2014
2013
2012
2011
(b)
120
2014
2011
206
2015
09/04/2012
34
2014
30
2015
2011
$11.50
22
$8.71
$9.79
$11.28
$11.80
$11.69
$10.35
$12.01
$10.32
$10.22
$14.64
$14.55
$12.19
$12.70
100
2014
$12.34
$10.84
$11.77
$12.68
$13.43
$13.28
2015
72
2014
2/9/2011
90
2015
to
to
to
to
to
(b)
to
to
to
to
$10.70
$12.07
$13.96
to
to
to
to
to
to
to
to
to
to
to
to
302
$11.89
$13.48
$15.69
$16.56
$16.55
$10.37
$12.09
$12.79
$12.81
$15.09
$14.94
$10.97
$11.86
$12.95
$13.70
$13.53
$12.59
$13.55
$14.49
$15.33
$15.06
$92,206
$110,500
$131,426
$142,609
$131,712
(b)
$521
$788
$1,478
$2,461
$387
$427
$508
$492
$440
$186
$226
$259
$288
$1,292
$645
$1,133
$833
$1,094
$1,296
(000's)
2.18%
2.73%
2.28%
2.03%
3.25%
(b)
(b)
2.60%
4.94%
4.21%
1.90%
2.46%
1.93%
1.80%
3.00%
2.89%
2.91%
2.89%
2.19%
0.51%
(a)
2.02%
3.56%
2.28%
0.33%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.35%
0.35%
0.60%
0.50%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
(b)
to
to
to
to
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
0.45%
0.45%
1.20%
1.20%
0.70%
0.70%
1.55%
1.55%
1.55%
1.55%
1.55%
0.80%
0.80%
0.80%
1.05%
1.10%
(lowest to highest)
Expense RatioC
-4.53%
11.77%
14.56%
3.99%
-1.54%
16.04%
5.33%
-0.97%
-0.99%
0.94%
6.68%
6.00%
4.18%
-2.83%
7.63%
6.94%
5.04%
-2.20%
to
to
to
to
to
(b)
(b)
to
to
to
-3.69%
12.80%
15.66%
4.87%
to
to
to
to
to
to
(a)
to
to
to
to
-3.03%
13.49%
16.39%
5.61%
-0.06%
16.59%
5.79%
0.16%
-0.61%
1.86%
7.76%
7.08%
5.79%
-1.24%
8.58%
7.73%
5.91%
-1.12%
(lowest to highest)
Total ReturnD
1,019
1,219
1,727
2013
2012
2011
22
32
2012
142
125
2013
2012
$8.36
8,079
7,612
6,862
2013
2012
889
1,165
1,444
2012
2011
840
2014
2013
782
2015
2011
$9.54
8,558
$11.18
$12.66
$14.98
$15.56
$15.22
$11.38
$11.92
8,227
2014
$11.75
$10.42
$12.52
2015
(b)
217
2014
2011
303
2015
$10.39
$10.55
15
2013
2011
$12.07
12
to
to
to
to
to
to
to
to
to
to
(b)
to
to
to
to
$14.45
$15.17
12
$15.00
to
to
to
to
to
2014
$10.24
$11.17
$12.47
$14.25
$14.79
$14.53
2015
9/4/2012
982
2014
850
2015
303
$11.52
$13.24
$15.91
$16.79
$16.68
$11.85
$13.64
$16.41
$17.35
$17.26
$10.43
$12.59
$13.34
$13.30
$11.51
$13.04
$15.14
$15.96
$15.92
$16,464
$15,155
$13,788
$13,637
$12,529
$76,467
$96,949
$123,072
$136,761
$128,935
(b)
$1,299
$1,783
$2,695
$3,633
$338
$266
$215
$183
$175
$19,675
$15,599
$15,044
$15,200
$13,036
(000's)
1.68%
1.94%
1.62%
1.95%
2.92%
1.61%
2.16%
1.90%
2.01%
3.31%
(b)
(b)
2.08%
2.23%
3.54%
1.12%
1.99%
1.25%
1.51%
2.79%
2.22%
2.31%
2.10%
1.82%
2.94%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
(b)
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
1.55%
1.55%
1.55%
1.55%
1.55%
1.50%
1.50%
1.50%
1.50%
1.50%
0.45%
0.45%
1.20%
1.20%
1.55%
1.55%
1.55%
1.55%
1.55%
(lowest to highest)
Expense RatioC
-6.29%
13.24%
18.33%
3.87%
-2.19%
-6.05%
13.34%
18.60%
4.09%
-1.93%
20.15%
5.43%
-1.44%
-4.77%
11.61%
14.27%
3.79%
-1.76%
to
to
to
to
to
to
to
to
to
to
(b)
(b)
to
to
to
-5.21%
14.41%
19.72%
4.98%
-1.12%
to
to
to
to
to
-4.79%
14.93%
20.17%
5.53%
-0.66%
-4.55%
15.11%
20.66%
5.73%
-0.46%
20.71%
5.96%
-0.30%
-3.20%
13.29%
16.10%
5.42%
-0.25%
(lowest to highest)
Total ReturnD
9/4/2012
11
2011
(b)
77
(b)
2012
5,982
5,814
5,506
4,993
2014
2013
2012
2011
881
1,168
2012
10
10
2013
2012
(b)
57
2014
2011
97
2015
9/14/2012
$11.22
512
2013
2011
$12.75
473
$10.48
$10.29
$15.47
$16.13
447
2014
$15.71
$8.06
$9.22
$11.28
$11.86
$11.64
$12.86
2015
5,865
2015
2011
$10.44
102
2013
(b)
$12.65
$15.60
to
to
to
to
to
to
to
to
to
to
to
to
to
to
114
$10.45
158
to
$10.34
$11.87
$14.56
to
to
2014
$10.27
$15.36
$15.08
2015
7
10
2012
7
2014
2013
2
2015
304
$16.90
$16.79
$11.56
$13.34
$16.44
$17.40
$17.22
$11.80
$13.63
$16.82
$17.85
$17.68
$12.94
$13.76
$13.68
$15.44
$15.13
(b)
$124
$155
$777
$1,180
$13,383
$11,546
$8,217
$7,963
$7,401
$55,372
$70,077
$90,698
$98,309
$94,100
(b)
$803
$1,313
$1,526
$2,014
$115
$117
$108
$114
$31
(000's)
(b)
(b)
1.43%
1.07%
2.35%
1.25%
1.54%
1.31%
1.56%
2.88%
1.22%
1.84%
1.67%
1.68%
3.16%
(b)
(b)
1.98%
1.83%
2.94%
1.03%
1.72%
1.78%
1.80%
2.76%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.35%
0.35%
(b)
0.45%
0.45%
to
to
to
to
to
to
to
to
to
to
to
to
(b)
0.45%
to
to
to
0.35%
0.35%
0.35%
to
to
1.20%
1.20%
1.55%
1.55%
1.55%
1.55%
1.55%
1.50%
1.50%
1.50%
1.50%
1.50%
0.45%
1.20%
1.20%
1.25%
1.25%
(lowest to highest)
Expense RatioC
-1.81%
-6.89%
13.64%
21.33%
4.27%
-2.60%
-6.56%
13.76%
21.56%
4.51%
-2.46%
5.83%
-1.72%
-2.33%
(b)
(b)
23.32%
6.09%
to
to
to
to
to
to
to
to
to
to
to
(b)
(b)
23.18%
to
to
-5.74%
14.80%
22.66%
5.49%
to
-0.65%
-5.40%
15.40%
23.24%
5.84%
-1.03%
-5.12%
15.51%
23.77%
6.12%
-0.95%
6.34%
-0.58%
-1.50%
(lowest to highest)
Total ReturnD
672
489
272
130
2014
2013
2012
2011
$10.74
45
35
24
2013
2012
343
295
219
193
2014
2013
2012
2011
20
25
2012
193
2012
(b)
234
2013
2011
287
2014
9/4/2012
568
2015
$10.20
$10.90
$10.25
$11.90
16
2013
2011
$12.99
14
(b)
to
to
to
to
$13.81
$14.52
67
$14.43
to
to
to
to
to
to
to
to
2014
$10.15
$9.02
$10.10
$11.51
$12.06
$11.83
$14.86
to
to
to
to
to
to
to
2015
381
2015
2011
$12.22
55
$15.55
74
2014
$15.18
$10.20
$11.67
$14.28
$15.03
$14.77
2015
896
2015
305
$10.22
$10.97
$11.63
$11.65
$9.44
$10.71
$12.35
$13.10
$13.01
$11.00
$12.68
$15.64
$16.60
$16.43
$11.02
$12.73
$15.73
$16.71
$16.57
(b)
$1,968
$2,555
$3,290
$6,503
$303
$257
$221
$206
$967
$1,775
$2,273
$3,502
$4,280
$4,678
$259
$438
$683
$887
$1,174
$1,414
$3,384
$7,472
$10,817
$14,170
(000's)
(b)
(b)
3.45%
3.08%
2.31%
2.00%
3.93%
3.35%
2.34%
0.85%
0.33%
1.63%
2.15%
1.93%
2.95%
0.46%
0.86%
1.07%
1.53%
2.33%
0.37%
1.04%
1.20%
1.38%
2.63%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.25%
0.25%
0.25%
0.25%
0.25%
0.00%
0.00%
0.00%
0.00%
0.00%
0.05%
0.00%
0.00%
0.00%
0.00%
(b)
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
0.45%
0.45%
1.20%
1.20%
1.50%
1.50%
1.50%
1.50%
1.50%
1.45%
1.40%
1.40%
1.40%
1.40%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
6.86%
5.50%
-0.98%
-3.94%
11.97%
13.92%
4.78%
-1.91%
-6.43%
13.77%
21.60%
4.64%
-2.38%
-6.52%
13.86%
21.65%
4.63%
-2.31%
(b)
(b)
to
to
to
-0.17%
9.16%
6.31%
5.14%
-0.62%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
7.34%
6.02%
0.17%
-2.68%
13.45%
15.36%
6.07%
-0.69%
-5.25%
15.27%
23.34%
6.14%
-1.02%
-5.16%
15.52%
23.57%
6.23%
-0.84%
(lowest to highest)
Total ReturnD
1,248
1,106
1,014
1,144
2014
2013
2012
2011
$10.80
110
173
241
2013
2012
493
412
326
305
2014
2013
2012
2011
7
7
8
8
2014
2013
2012
2011
1,017
1,158
774
-
2014
2013
2012
2011
09/19/2011
1,077
2015
4
2015
480
2015
2011
$11.68
91
$11.01
$12.65
$13.22
$14.77
$14.42
to
$9.68
to
to
to
to
to
306
$11.08
$13.09
$17.25
$19.45
$5
$10,028
$19,547
$19,231
$20,011
$110
$13.02
$140
$153
$78
$3,018
$3,570
$4,900
$6,119
$5,865
$2,646
$2,070
$1,395
$1,210
$6,948
$13,757
$13,244
$15,119
$17,739
$71,177
$119
$19.15
$10.14
$11.32
$12.37
$13.03
$12.95
$11.10
$12.17
$13.00
$13.73
$13.71
$12.61
$13.84
$14.81
$15.66
$15.68
$15.06
$19.68
$21.99
$21.48
to
to
to
to
to
to
to
to
to
to
to
to
to
to
$10.68
$11.53
$11.99
$11.77
$12.31
$12.82
525
2014
$12.51
$10.40
$11.31
$11.99
$12.57
$12.47
2015
5,025
2015
(000's)
(a)
0.02%
1.41%
1.62%
1.79%
1.08%
0.87%
0.77%
1.37%
1.73%
0.54%
1.85%
2.79%
2.21%
2.60%
3.22%
4.41%
3.75%
2.23%
0.69%
3.92%
5.01%
3.65%
2.64%
1.12%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.95%
0.00%
0.00%
0.00%
0.00%
0.25%
0.25%
0.25%
0.25%
0.25%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.40%
1.40%
1.40%
1.40%
1.40%
1.50%
1.50%
1.50%
1.50%
1.50%
1.45%
1.40%
1.40%
1.40%
1.55%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
14.90%
29.96%
11.19%
-2.90%
-2.22%
10.33%
7.96%
3.99%
-1.83%
-1.10%
8.05%
5.38%
4.14%
-1.56%
-1.13%
8.15%
5.35%
4.23%
-1.40%
(a)
to
to
to
to
-3.77%
15.67%
30.68%
11.74%
-2.32%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
15.43%
31.78%
12.75%
-1.54%
-0.88%
11.64%
9.28%
5.34%
-0.61%
0.27%
9.64%
6.82%
5.62%
-0.15%
0.42%
9.75%
7.01%
5.81%
0.13%
(lowest to highest)
Total ReturnD
2,229
2,324
2,169
2,497
2014
2013
2012
2011
96
99
2012
6,191
6,705
6,184
6,828
2014
2013
2012
2011
$8.15
598
653
730
2013
2012
19
17
18
26
25
2015
2014
2013
2012
2011
2011
$9.06
554
$12.10
$13.53
519
2014
$13.81
$9.66
$11.46
$10.75
2015
5,347
2015
$11.08
$12.44
28
2013
2011
$14.80
20
$9.29
$10.55
$14.68
$15.23
$14.69
to
to
to
to
to
to
to
to
to
to
$20.43
$21.18
17
$19.99
to
to
to
to
to
2014
$10.39
$10.97
$13.08
$16.43
$18.32
$17.84
2015
1,925
2015
307
$19.38
$21.76
$29.32
$33.07
$34.06
$20.75
$24.57
$33.72
$34.97
$33.21
$19.08
$22.20
$29.16
$32.79
$32.22
$234
$279
$270
$254
$272
$11,915
$12,097
$14,676
$15,271
$14,625
$121,607
$129,571
$186,035
$175,509
$142,519
$1,233
$1,419
$571
$420
$336
$44,006
$43,640
$57,450
$60,125
$50,668
(000's)
0.77%
0.39%
0.73%
0.38%
0.38%
0.99%
0.30%
1.41%
0.77%
0.85%
-
-
1.30%
0.07%
0.24%
-
-
0.60%
-
-
1.09%
1.22%
1.13%
1.27%
1.50%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
1.50%
1.50%
1.50%
1.50%
1.50%
1.55%
1.55%
1.55%
1.55%
1.50%
1.50%
1.50%
1.50%
1.50%
1.55%
(lowest to highest)
Expense RatioC
-6.09%
10.57%
32.75%
11.13%
1.44%
0.69%
17.77%
36.74%
2.76%
-6.43%
-4.57%
14.61%
29.40%
10.79%
-3.21%
-3.23%
13.56%
39.15%
3.75%
-3.55%
to
to
to
to
to
to
to
to
to
to
1.55%
18.97%
38.04%
3.67%
-5.62%
to
to
to
to
to
-4.66%
12.31%
34.79%
12.88%
2.99%
2.27%
19.72%
38.89%
4.35%
-5.00%
-3.13%
16.40%
31.40%
12.81%
-1.71%
(lowest to highest)
Total ReturnD
293
337
293
312
2014
2013
2012
2011
$11.51
333
437
692
2013
2012
27
27
27
28
2014
2013
2012
2011
$8.53
3,594
3,281
3,682
2013
2012
89
95
50
54
55
2015
2014
2013
2012
2011
2011
$10.03
3,702
$13.42
$14.52
3,201
2014
$13.53
$14.00
2015
26
2015
2011
$10.39
278
$14.73
222
2014
$14.39
$9.31
$10.51
$14.58
$15.08
$14.50
2015
384
2015
$11.80
$13.20
$16.35
$17.67
$17.16
to
to
to
to
to
$10.45
$12.32
$16.55
$17.95
$16.78
to
to
to
to
to
to
to
to
to
to
308
$14.49
$17.01
$22.70
$24.48
$22.74
$11.82
$13.51
$18.29
$19.33
$18.97
$10.34
$11.78
$16.45
$17.12
$16.58
$649
$712
$811
$1,674
$1,534
$46,669
$48,799
$69,828
$76,270
$62,485
$297
$334
$444
$482
$429
$7,970
$4,543
$4,661
$4,092
$3,195
$3,093
$3,292
$5,258
$4,730
$5,950
(000's)
2.05%
1.62%
1.05%
1.61%
1.81%
1.37%
1.24%
0.81%
1.94%
2.26%
1.32%
0.95%
0.51%
1.94%
2.20%
0.17%
-
0.04%
4.64%
1.26%
0.51%
0.25%
0.84%
0.18%
0.36%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
1.95%
1.95%
1.95%
1.95%
1.95%
0.50%
0.45%
0.45%
0.45%
0.45%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-3.92%
16.31%
32.35%
6.98%
-7.77%
-11.53%
34.74%
5.21%
-2.31%
-4.18%
12.47%
37.89%
2.82%
-4.43%
-1.91%
11.86%
23.86%
8.07%
-2.89%
to
to
to
to
to
-2.70%
17.89%
34.33%
8.46%
-6.52%
to
14.30%
to
to
to
to
to
to
to
to
-2.12%
18.73%
35.10%
9.18%
-5.98%
-11.13%
35.38%
5.69%
-1.86%
-2.65%
14.14%
40.00%
4.33%
-2.95%
(lowest to highest)
Total ReturnD
20,175
15,175
16,784
18,261
2014
2013
2012
2011
$9.93
$38.32
6
6
6
2013
2012
18
19
23
25
2014
2013
2012
2011
(b)
2,065
2,205
2,217
1,951
1,760
2015
2014
2013
2012
2011
$10.00
$11.89
$15.51
$17.67
90
2012
$16.98
(b)
375
2013
2011
$10.09
461
to
to
to
to
to
$13.19
$15.06
490
$14.51
$12.49
$14.90
$19.48
$22.26
$21.46
to
to
to
2014
9/14/2012
$52.41
to
to
to
to
to
to
to
2015
14
2015
2011
$42.58
229
$10.57
110
2014
$10.20
$9.95
$11.13
$13.78
$10.23
2015
18,498
2015
309
$19.76
$23.72
$31.20
$35.87
$34.79
$39.30
$43.78
$54.02
$60.47
$58.25
$13.67
$15.37
$19.26
$20.91
$20.55
$30,683
$40,437
$60,174
$68,476
$61,629
(b)
$904
$4,945
$6,939
$7,118
$308
$348
$364
$406
$301
$229
$277
$300
$3,362
$1,429
$228,833
$232,827
$260,310
$350,430
$310,862
(000's)
0.83%
0.76%
0.65%
0.84%
0.61%
(b)
(b)
1.27%
1.19%
0.92%
0.58%
0.61%
0.28%
0.52%
0.28%
2.26%
1.98%
1.04%
3.93%
1.46%
2.23%
2.34%
1.40%
1.75%
2.22%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
1.00%
1.00%
1.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
(b)
0.95%
0.95%
0.95%
0.85%
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
1.50%
1.55%
1.55%
1.55%
1.55%
1.25%
1.25%
1.25%
1.25%
1.25%
1.95%
1.95%
1.95%
1.95%
1.95%
(lowest to highest)
Expense RatioC
0.29%
18.23%
29.54%
13.20%
-4.51%
-2.54%
11.12%
23.09%
-3.50%
-3.03%
5.06%
20.81%
1.44%
-3.95%
to
to
to
to
to
(b)
(b)
30.72%
14.18%
-3.65%
1.30%
19.30%
30.74%
14.27%
-3.59%
to
to
to
7.61%
to
to
to
to
to
to
1.88%
20.04%
31.58%
14.99%
-3.01%
-2.31%
11.40%
23.39%
-2.25%
-1.01%
12.81%
30.53%
11.71%
-2.03%
(lowest to highest)
Total ReturnD
33
36
45
46
2014
2013
2012
2011
$8.34
36,131
40,001
2012
50
49
47
44
2014
2013
2012
2011
$13.37
1,896
1,358
1,281
2013
2012
41
41
36
27
27
2015
2014
2013
2012
2011
2011
$15.39
2,359
$14.41
$16.41
$18.20
$17.98
$16.89
$17.14
$17.04
1,881
2014
$16.11
$14.05
$16.83
$21.09
$21.26
$21.80
$12.67
2015
51
2015
2011
$10.06
33,227
2013
$12.85
30,400
2014
$13.26
28,813
2015
30
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
$11.12
$13.43
$16.92
$17.17
$17.72
310
$15.25
$17.31
$19.81
$19.78
$18.78
$15.78
$18.34
$20.60
$20.67
$19.71
$14.39
$17.29
$21.71
$21.95
$22.56
$13.73
$16.66
$21.19
$21.68
$22.62
$393
$466
$698
$788
$756
$19,191
$23,376
$35,918
$43,987
$33,264
$638
$815
$1,061
$1,101
$1,159
$498,449
$540,715
$621,059
$576,327
$561,053
$515
$601
$609
$559
$532
(000's)
5.50%
5.82%
4.30%
4.71%
4.92%
6.17%
6.02%
4.80%
5.14%
5.22%
1.40%
1.10%
1.17%
1.02%
1.33%
1.52%
1.29%
1.36%
1.18%
1.50%
1.20%
0.90%
0.99%
0.86%
1.10%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.35%
0.60%
0.25%
0.25%
0.25%
0.00%
0.00%
0.00%
0.00%
0.00%
1.00%
1.00%
1.00%
1.00%
1.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
1.35%
1.40%
1.35%
1.35%
1.35%
1.95%
1.95%
1.95%
1.95%
1.95%
1.25%
1.25%
1.25%
1.25%
1.25%
1.65%
1.80%
1.80%
1.80%
1.80%
(lowest to highest)
Expense RatioC
2.29%
-2.31%
14.35%
10.68%
-1.21%
-6.06%
-2.62%
13.96%
10.14%
-1.64%
-6.49%
-9.53%
19.79%
25.31%
0.81%
2.54%
-9.60%
15.61%
17.76%
-2.86%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-8.93%
20.77%
25.99%
1.48%
3.20%
-1.29%
15.08%
11.38%
-0.15%
-5.06%
-0.69%
16.22%
12.34%
0.34%
-4.61%
-9.33%
20.15%
25.56%
1.11%
2.78%
-8.10%
21.70%
32.35%
5.83%
4.13%
(lowest to highest)
Total ReturnD
18
20
32
32
2014
2013
2012
2011
17,649
18,991
20,973
22,944
2014
2013
2012
2011
53
48
43
47
2014
2013
2012
2011
89
98
2012
9,740
9,293
9,672
9,885
9,608
2015
2014
2013
2012
2011
$9.08
$10.71
$14.77
$15.91
$11.60
83
2013
2011
$13.68
73
to
to
to
to
to
$18.89
$20.36
64
$22.37
to
to
to
to
2014
$17.48
$9.63
$11.02
$14.67
$16.17
to
to
$9.79
$16.24
to
to
to
to
$11.26
$15.09
$16.72
$16.91
$12.64
$14.57
$19.52
$21.65
$21.90
2015
50
2015
17,153
2015
17
2015
311
$28.03
$32.97
$45.48
$48.96
$53.79
$14.22
$16.48
$22.20
$24.79
$25.21
$14.79
$17.17
$23.21
$25.96
$26.48
$208,716
$247,651
$326,039
$337,335
$381,587
$1,139
$1,224
$1,561
$1,484
$1,424
$580
$586
$859
$1,070
$994
$309,528
$324,303
$393,263
$404,023
$394,816
$409
$465
$389
$386
$379
(000's)
-
0.17%
0.02%
-
-
-
-
-
-
-
0.18%
0.17%
0.14%
-
-
0.35%
0.52%
0.29%
0.27%
-
0.23%
-
0.23%
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
1.50%
1.50%
1.50%
1.50%
1.50%
1.25%
1.30%
1.30%
1.30%
1.30%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-2.57%
17.11%
37.17%
7.06%
9.13%
-5.12%
14.43%
33.06%
10.19%
0.42%
-5.15%
11.41%
29.45%
4.50%
0.46%
to
to
to
to
to
-1.94%
17.93%
38.08%
7.78%
9.87%
to
to
to
to
to
to
to
to
to
to
-4.53%
15.27%
33.97%
10.91%
1.15%
-1.06%
18.92%
39.28%
8.71%
10.83%
-3.92%
15.89%
34.71%
11.67%
1.69%
-3.64%
16.10%
38.68%
14.29%
2.04%
(lowest to highest)
Total ReturnD
180
182
176
156
2014
2013
2012
2011
61
59
2012
9,958
10,606
11,465
10,100
2014
2013
2012
2011
9
(e)
(e)
(e)
(e)
2014
2013
2012
2011
2015
153
25
2012
06/29/2015
$8.95
27
2013
2011
$10.47
26
$9.60
$12.39
$11.37
26
2014
$10.82
$7.54
$8.83
$10.46
2015
9,214
2015
$9.63
$7.78
49
2013
2011
$9.17
40
(e)
(e)
(e)
(e)
to
to
to
to
to
to
to
to
to
to
to
$10.94
$10.13
36
$9.71
to
to
to
to
to
2014
$9.17
$11.83
$13.81
$18.89
$20.39
$22.21
2015
167
2015
312
$9.68
$9.69
$11.50
$13.79
$12.84
$12.39
$8.03
$9.55
$11.48
$10.73
$10.37
$14.07
$16.52
$22.72
$24.39
$26.69
(e)
(e)
(e)
(e)
$1,470
$86
$284
$362
$328
$308
$77,991
$104,253
$114,872
$99,808
$88,438
$457
$562
$539
$409
$345
$2,053
$2,729
$3,895
$4,148
$4,226
(000's)
(e)
(e)
(e)
(e)
(e)
1.15%
2.16%
1.24%
2.03%
3.77%
1.95%
1.62%
1.48%
2.55%
4.05%
2.05%
1.18%
1.09%
2.11%
3.71%
-
-
0.03%
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.25%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
(e)
(e)
(e)
(e)
to
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
1.50%
1.40%
1.40%
1.40%
1.40%
1.40%
1.50%
1.50%
1.50%
1.50%
1.50%
1.55%
1.55%
1.55%
1.45%
1.45%
(lowest to highest)
Expense RatioC
-13.44%
16.98%
18.34%
-8.23%
-4.84%
-13.36%
17.08%
18.46%
-7.97%
-4.85%
-2.79%
16.74%
36.78%
6.87%
8.93%
(e)
(e)
(e)
(e)
(e)
to
to
to
to
to
to
to
to
to
to
-12.68%
17.87%
19.30%
-7.40%
-4.15%
to
to
to
to
to
-12.23%
18.68%
19.91%
-6.89%
-3.50%
-12.05%
18.93%
20.21%
-6.53%
-3.36%
-1.33%
18.62%
38.90%
8.40%
10.55%
(lowest to highest)
Total ReturnD
1,725
1,821
1,798
1,920
2014
2013
2012
2011
$8.45
3,607
3,688
3,981
2013
2012
3,238
3,358
3,554
3,774
2014
2013
2012
2011
89
34,119
37,723
41,976
42,100
47,467
2015
2014
2013
2012
2011
$8.82
$10.12
$13.11
$14.38
$9.65
71
2012
2011
$11.08
111
2013
to
to
to
to
to
$14.36
$15.77
91
101
$15.43
to
to
to
to
to
to
to
to
2014
$14.05
$9.12
$10.27
$11.86
$12.54
$12.36
$11.68
to
to
to
to
to
to
to
2015
3,023
2015
2011
$9.63
3,394
$12.34
3,234
2014
$12.08
$9.91
$11.03
$12.26
$12.95
$12.81
2015
1,536
2015
313
$308.39
$353.70
$457.82
$502.14
$490.34
$20.83
$23.66
$27.50
$29.32
$29.26
$20.63
$23.66
$28.95
$30.84
$30.58
$21.55
$24.14
$27.13
$28.93
$28.87
$1,044,149
$1,068,514
$1,391,126
$1,371,748
$1,206,913
$856
$785
$1,598
$1,598
$1,408
$57,881
$61,420
$67,281
$68,770
$63,542
$61,425
$64,806
$76,061
$75,559
$70,037
$31,636
$33,238
$37,570
$38,249
$33,353
(000's)
1.24%
1.84%
1.38%
1.94%
1.98%
1.09%
1.34%
1.09%
1.56%
1.53%
3.49%
2.13%
2.15%
2.33%
2.91%
2.68%
1.57%
1.71%
2.04%
2.67%
4.08%
2.70%
2.58%
2.71%
3.30%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.95%
1.95%
1.95%
1.95%
1.95%
1.60%
1.70%
1.60%
1.60%
1.70%
1.95%
1.95%
1.95%
1.95%
1.95%
1.60%
1.70%
1.60%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-2.23%
13.53%
28.10%
8.58%
-3.39%
-2.21%
11.85%
14.74%
4.94%
-2.06%
-4.75%
12.70%
20.03%
4.45%
-3.06%
0.18%
10.62%
10.41%
4.98%
-1.71%
to
to
to
to
to
-1.03%
14.82%
29.60%
9.82%
-2.16%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-0.22%
15.77%
31.00%
10.72%
-1.38%
-0.57%
13.66%
16.58%
6.71%
-0.53%
-2.89%
15.09%
22.45%
6.63%
-1.20%
1.80%
12.32%
12.39%
6.63%
-0.15%
(lowest to highest)
Total ReturnD
(e)
(e)
(e)
2013
2012
2011
$8.03
12,649
13,613
15,065
2013
2012
16
18
21
31
37
2015
2014
2013
2012
2011
2011
$9.05
11,978
$11.85
$13.30
11,108
2014
$13.21
$9.60
2015
(e)
03/09/2015
2014
2015
1,241
(e)
(e)
2011
(e)
(e)
2012
$10.44
$11.87
$15.70
$17.76
$17.81
to
to
to
to
to
(e)
(e)
(e)
(e)
to
(e)
(e)
to
(e)
2013
$9.31
to
to
to
to
to
(e)
03/09/2015
$9.58
$10.84
$13.98
$15.29
$14.89
2014
2015
10,297
737
2011
12
533
2012
15
2014
2013
15
2015
314
$21.65
$24.77
$32.83
$37.36
$37.81
$9.74
$9.49
$13.95
$16.04
$20.81
$22.95
$22.41
$383
$368
$335
$318
$282
$262,851
$269,213
$325,012
$348,666
$323,462
(e)
(e)
(e)
(e)
$11,940
(e)
(e)
(e)
(e)
$96,475
$7,254
$6,121
$212
$281
$290
(000's)
1.64%
1.60%
1.42%
1.23%
1.33%
1.90%
1.66%
1.82%
1.47%
1.62%
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
2.00%
1.47%
0.06%
1.62%
1.75%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.10%
0.10%
0.10%
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
(e)
(e)
(e)
(e)
to
(e)
(e)
(e)
(e)
to
to
to
to
to
to
1.95%
1.95%
1.95%
1.95%
1.95%
1.40%
1.50%
1.55%
1.55%
1.55%
1.55%
1.55%
(lowest to highest)
Expense RatioC
-2.07%
12.30%
30.24%
11.70%
-1.16%
-1.72%
13.73%
28.36%
8.70%
-3.12%
-0.76%
13.70%
32.27%
13.12%
0.28%
to
to
to
to
to
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
(e)
to
to
to
to
to
-0.05%
14.50%
32.92%
13.92%
0.85%
-0.50%
15.45%
30.26%
10.33%
-1.77%
(lowest to highest)
Total ReturnD
9,910
10,694
11,422
12,437
2014
2013
2012
2011
29
34
2012
5,601
6,051
6,083
6,805
2014
2013
2012
2011
15
17
2012
3,113
2,753
2,524
2,347
2,344
2015
2014
2013
2012
2011
$6.77
$7.89
$9.41
$8.78
$10.53
14
2013
2011
$11.77
16
to
to
to
to
to
$16.68
$17.50
16
$16.83
to
to
to
2014
$8.56
$9.19
$10.24
$14.48
to
to
$17.78
2015
5,220
2015
$15.13
$11.36
28
2013
2011
$13.29
19
$19.37
16
$18.90
to
to
to
to
to
2014
$14.51
$9.33
$10.89
$14.52
$15.76
$15.34
2015
9,192
2015
315
$12.49
$14.68
$17.67
$16.46
$16.16
$19.30
$21.69
$30.95
$32.63
$31.58
$26.58
$31.28
$42.09
$46.11
$45.29
$17,553
$20,592
$26,714
$26,942
$29,868
$181
$176
$236
$278
$276
$110,537
$109,978
$154,881
$149,688
$133,988
$389
$387
$503
$364
$300
$280,455
$298,981
$365,883
$366,118
$327,049
(000's)
2.70%
2.78%
2.24%
0.83%
3.32%
0.60%
-
0.49%
0.39%
0.72%
0.86%
0.58%
0.94%
0.63%
0.91%
0.41%
0.52%
0.90%
0.69%
0.60%
0.84%
0.91%
1.15%
0.77%
0.95%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
1.80%
1.80%
1.80%
1.65%
1.65%
1.80%
1.95%
1.95%
1.95%
1.95%
1.85%
1.95%
1.95%
1.95%
1.95%
(lowest to highest)
Expense RatioC
-13.76%
16.54%
19.26%
-7.48%
-2.51%
-2.52%
10.36%
39.95%
3.40%
-5.09%
-2.94%
15.57%
31.89%
7.44%
-3.69%
to
to
to
to
to
-1.31%
11.78%
41.72%
4.92%
-3.83%
to
to
to
to
to
-1.73%
16.99%
33.78%
8.94%
-2.43%
to
to
to
to
to
-12.20%
18.84%
21.45%
-5.95%
-0.92%
-0.72%
12.38%
42.71%
5.43%
-3.19%
-1.12%
17.73%
34.56%
9.90%
-1.78%
(lowest to highest)
Total ReturnD
1
2014
2013
2012
2011
$14.28
547
367
2012
43
45
36
41
2014
2013
2012
2011
$8.96
2,704
2,210
1,513
2013
2012
16
17
10
4
1
2015
2014
2013
2012
2011
2011
$10.16
3,365
$13.18
$14.76
3,955
2014
$14.77
$14.06
$16.02
$21.00
$23.54
$24.99
$20.94
2015
45
2015
2011
$16.10
563
2013
$23.33
769
2014
$24.73
1,069
2015
-
2015
$14.33
$16.36
$21.35
$23.81
$24.01
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
$11.98
$14.14
$17.06
$15.95
$15.73
316
$9.51
$10.99
$14.51
$16.39
$16.73
$14.63
$16.87
$22.21
$25.04
$26.89
$14.86
$17.01
$22.45
$25.39
$27.32
$9
$65
$221
$412
$389
$13,923
$23,318
$37,350
$52,083
$62,008
$581
$585
$956
$1,040
$1,170
$5,308
$8,965
$12,039
$18,455
$27,315
$7
$5
$6
$7
$7
(000's)
-
2.70%
0.70%
0.95%
1.50%
1.53%
2.28%
1.48%
1.45%
1.62%
1.10%
0.86%
1.17%
1.10%
0.90%
1.31%
1.14%
1.35%
1.11%
1.14%
-
-
-
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.95%
0.95%
0.95%
0.95%
0.95%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
1.80%
1.80%
1.80%
1.65%
1.70%
1.35%
1.35%
1.20%
1.10%
1.10%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
6.00%
0.79%
13.39%
29.72%
11.06%
0.47%
2.52%
12.78%
30.17%
11.95%
6.16%
2.66%
12.75%
30.06%
11.41%
1.20%
14.17%
30.50%
11.52%
0.84%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-12.75%
18.03%
20.65%
-6.51%
-1.38%
2.59%
15.56%
32.03%
12.96%
2.07%
3.87%
14.26%
31.71%
12.74%
7.39%
4.21%
14.47%
31.98%
13.10%
7.60%
(lowest to highest)
Total ReturnD
18
19
17
14
2014
2013
2012
2011
$12.81
312
264
215
2013
2012
387
358
325
335
2014
2013
2012
2011
$9.62
2,845
2,011
786
2013
2012
2,082
1,730
1,437
1,049
648
2015
2014
2013
2012
2011
2011
$11.05
3,618
$10.09
$11.50
$15.67
$16.31
$15.26
$14.57
$16.29
4,628
2014
$15.39
$15.29
$17.39
$23.11
$25.30
$24.72
$18.94
2015
434
2015
2011
$14.63
382
$20.94
463
2014
$19.85
$12.98
$14.90
$19.40
$21.54
$20.53
2015
21
2015
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
317
$10.77
$12.50
$17.34
$18.20
$17.37
$10.27
$12.02
$16.12
$18.17
$17.66
$15.91
$18.37
$24.78
$27.53
$27.32
$13.33
$15.45
$20.31
$22.79
$21.93
$13.01
$14.95
$19.49
$21.66
$20.66
$6,728
$12,589
$23,761
$29,802
$33,953
$7,784
$23,380
$44,130
$62,848
$77,658
$5,207
$5,776
$8,513
$10,138
$11,132
$2,795
$3,936
$6,058
$8,242
$9,518
$184
$255
$365
$399
$440
(000's)
0.90%
0.79%
1.25%
0.98%
1.07%
1.25%
0.87%
1.11%
0.96%
1.28%
0.45%
0.35%
0.67%
0.21%
0.71%
1.56%
1.55%
1.54%
1.23%
1.46%
1.22%
1.82%
1.61%
1.57%
1.67%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
1.15%
1.15%
1.15%
1.15%
1.15%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
1.80%
1.80%
1.80%
1.65%
1.70%
1.80%
1.80%
1.80%
1.65%
1.80%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.25%
1.25%
1.25%
1.25%
1.25%
(lowest to highest)
Expense RatioC
-5.61%
13.97%
36.26%
3.23%
-6.13%
-3.61%
14.86%
31.86%
10.89%
-4.42%
-3.65%
13.73%
32.89%
9.48%
-2.29%
-0.93%
14.21%
29.46%
10.56%
-5.21%
-0.38%
14.79%
30.20%
11.03%
-4.69%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-3.93%
16.06%
38.72%
4.96%
-4.56%
-2.12%
17.04%
34.11%
12.72%
-2.81%
-2.15%
15.46%
34.89%
11.10%
-0.76%
0.60%
15.90%
31.46%
12.21%
-3.77%
-0.31%
14.91%
30.37%
11.13%
-4.62%
(lowest to highest)
Total ReturnD
3,880
4,235
4,493
4,827
2014
2013
2012
2011
14
14
2012
982
777
937
794
2014
2013
2012
2011
$11.38
5,043
2,646
1,972
2013
2012
60
67
74
122
164
2015
2014
2013
2012
2011
2011
$9.83
5,371
$12.00
$13.41
$17.39
$18.59
$18.35
$12.14
$13.03
5,335
2014
$12.94
$11.71
$11.83
$11.32
2015
1,070
2015
$11.76
$12.94
15
2013
2011
$14.73
14
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
$20.17
$21.36
15
$21.06
to
to
to
to
to
2014
$11.58
$9.95
$11.29
$15.42
$16.28
$16.01
2015
3,689
2015
318
$15.64
$17.75
$23.29
$25.19
$25.17
$19.31
$21.94
$28.81
$31.20
$31.21
$12.37
$12.85
$12.52
$13.24
$13.27
$33.68
$38.48
$52.98
$56.62
$56.17
$2,056
$1,742
$1,401
$1,396
$1,232
$32,603
$49,515
$113,492
$131,603
$128,449
$9,456
$11,539
$9,263
$12,284
$13,331
$184
$207
$299
$301
$314
$116,910
$122,521
$155,627
$151,114
$140,805
(000's)
-
0.42%
-
0.29%
-
-
0.59%
0.04%
0.41%
-
2.02%
2.32%
1.91%
1.95%
2.29%
-
-
0.40%
-
0.33%
0.40%
0.41%
0.51%
0.35%
0.50%
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.20%
0.20%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
1.35%
1.55%
1.55%
1.55%
1.55%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.80%
1.80%
1.80%
1.80%
1.50%
1.50%
1.50%
1.50%
1.50%
(lowest to highest)
Expense RatioC
-2.12%
12.33%
29.68%
6.90%
-1.29%
-1.94%
12.48%
29.99%
7.23%
-0.97%
5.58%
2.30%
-4.31%
3.89%
-1.53%
-3.94%
12.81%
35.67%
4.94%
-2.27%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
-3.00%
13.83%
36.93%
5.90%
-1.40%
to
to
to
to
to
-0.97%
13.94%
31.62%
8.16%
0.05%
-0.51%
14.21%
31.99%
8.85%
0.52%
7.19%
3.88%
-2.57%
5.75%
0.23%
-2.48%
14.53%
37.83%
6.51%
-0.76%
(lowest to highest)
Total ReturnD
2,382
2,427
2,283
1,989
2014
2013
2012
2011
5
6
2012
3,757
3,586
3,149
2,787
2014
2013
2012
2011
$8.12
4,455
5,096
5,695
2013
2012
2,789
2,947
3,280
3,344
2,848
2015
2014
2013
2012
2011
Wanger USA
2011
$9.53
3,331
$9.63
$9.97
$13.20
$13.70
$13.50
$12.71
$12.99
2,867
2014
$12.91
$7.96
$9.59
$11.63
2015
Wanger Select
3,634
2015
$11.02
$14.08
5
2013
2011
$16.13
6
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
$22.30
$23.41
5
$23.06
to
to
to
to
to
2014
$10.93
$10.26
$9.77
$13.46
$11.05
$10.82
2015
3,040
2015
319
$15.69
$18.69
$24.83
$25.84
$25.50
$14.68
$17.39
$23.40
$24.14
$24.20
$9.18
$11.16
$13.66
$13.06
$13.07
$17.18
$19.73
$27.49
$28.97
$28.65
$40,134
$56,213
$73,254
$68,668
$64,131
$78,376
$82,307
$96,025
$73,151
$62,371
$24,628
$33,558
$46,354
$46,020
$44,253
$86
$80
$108
$139
$121
$21,998
$28,744
$41,575
$42,392
$50,351
(000's)
-
0.36%
0.14%
-
-
2.26%
0.44%
0.28%
-
0.01%
5.06%
1.33%
2.71%
1.53%
1.50%
-
-
-
-
-
-
-
-
-
-
RatioB
(000's)
DateA
(lowest to highest)
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.20%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
0.35%
0.35%
0.35%
0.35%
0.35%
to
to
to
to
to
1.50%
1.75%
1.75%
1.75%
1.75%
1.75%
1.75%
1.75%
1.75%
1.65%
1.50%
1.60%
1.60%
1.60%
1.50%
1.50%
1.75%
1.50%
1.75%
1.65%
(lowest to highest)
Expense RatioC
-4.88%
18.15%
31.46%
2.96%
-2.34%
-19.10%
16.36%
32.27%
1.39%
-1.22%
-15.91%
19.74%
20.51%
-5.94%
-1.37%
-0.68%
13.45%
37.03%
4.01%
-2.35%
to
to
to
to
to
to
to
to
to
to
to
to
to
to
to
0.14%
14.56%
38.25%
4.98%
-1.50%
to
to
to
to
to
-3.46%
20.04%
33.78%
4.79%
-0.60%
-17.67%
18.47%
34.62%
3.43%
0.25%
-14.60%
21.64%
22.40%
-4.35%
0.09%
0.60%
14.88%
39.05%
5.63%
-0.91%
(lowest to highest)
Total ReturnD
242
260
317
361
2013
2012
2011
$9.05
6,678
6,972
7,177
2013
2012
9
2011
3,031
3,271
3,477
3,766
4,004
2015
2014
2013
2012
2011
8
10
2012
7
2014
2013
7
2015
2011
$10.09
6,771
$9.73
$10.94
$14.97
$15.93
$15.07
$13.18
$14.52
6,613
2014
$14.36
$11.44
$12.63
$16.35
$17.84
$17.47
2015
148
2014
- Class R-3
to
to
to
to
to
$11.58
$12.97
$14.76
$15.12
$13.37
to
to
to
to
to
to
to
to
to
to
320
$24.89
$28.21
$38.91
$41.74
$39.80
$13.14
$14.88
$19.59
$21.76
$21.69
$12.94
$14.50
$19.06
$21.12
$21.02
(lowest to highest)
$89,066
$94,083
$118,565
$118,489
$103,636
$108
$135
$115
$108
$95
$87,837
$94,956
$118,569
$132,246
$127,190
$4,465
$4,381
$4,722
$4,859
$2,936
(000's)
-
-
0.12%
0.75%
0.69%
-
0.82%
-
0.90%
-
2.21%
2.25%
2.35%
1.70%
1.96%
1.96%
1.92%
1.98%
1.46%
1.77%
RatioB
(000's)
DateA
2015
Washington Mutual Investors Fund
SM
Income
Net Assets
Investment
Unit Fair Value
Units
Fund
Inception
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
to
to
to
to
to
1.00%
1.00%
1.00%
1.00%
1.00%
to
to
to
to
to
to
to
to
to
to
1.55%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.50%
1.55%
1.55%
1.55%
1.55%
1.55%
(lowest to highest)
Expense RatioC
-3.69%
11.78%
36.00%
5.77%
-5.98%
5.41%
10.80%
29.82%
9.53%
-1.71%
5.05%
10.40%
29.45%
9.11%
-2.07%
to
to
to
to
to
-8.46%
12.00%
13.80%
2.44%
-11.57%
to
to
to
to
to
to
to
to
to
to
-2.15%
13.50%
38.06%
7.34%
-4.58%
6.90%
12.47%
31.93%
11.16%
-0.26%
6.68%
12.06%
31.45%
10.81%
-0.47%
(lowest to highest)
Total ReturnD
The Expense Ratio considers only the annualized contract expenses borne directly by the Account, excluding expenses charged through the redemption of units, and is equal to the mortality and expense,
administrative, and other charges, as defined in the Charges and Fees note. Certain items in this table are presented as a range of minimum and maximum values; however, such information is calculated
independently for each column in the table.
Total Return is calculated as the change in unit value for each Contract presented in the Statements of Assets and Liabilities. Certain items in this table are presented as a range of minimum and maximum
values; however, such information is calculated independently for each column in the table.
C
D
321
The Investment Income Ratio represents dividends received by the Division, excluding capital gains distributions, divided by the average net assets. The recognition of investment income is determined
by the timing of the declaration of dividends by the underlying fund in which the Division invests.
B
A The Fund Inception Date represents the first date the fund received money.
(e) As investment Division had no investments until 2015, this data is not meaningful and is therefore not presented.
(f) As investment Division is wholly comprised of new contracts at the end of the year, this data is not meaningful and is therefore not presented.
(d) As investment Division had no investments until 2014, this data is not meaningful and is therefore not presented.
(c) As investment Division had no investments until 2013, this data is not meaningful and is therefore not presented.
(b) As investment Division had no investments until 2012, this data is not meaningful and is therefore not presented.
(a) As investment Division had no investments until 2011, this data is not meaningful and is therefore not presented.
One Orange Way
Windsor, CT 06095-4774
For more information, please visit our websites at:
Voyaretirementplans.com
Voya.com
© 2016 Voya Services Company
ANN.VAC-15
January, 2016
Voya.com

ALAOE 2015 Report

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