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Mutual fund list
Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AB All Market Growth Z AB All Market Real Return Z AB Balance Wealth Strategy A AB Balance Wealth Strategy Advisor AB Balance Wealth Strategy I AB Balance Wealth Strategy K AB Balance Wealth Strategy R AB Bond Inflation Strategy Z AB Concentrated Growth Z AB Conservative Wealth Strategy A AB Conservative Wealth Strategy Advisor AB Conservative Wealth Strategy I AB Conservative Wealth Strategy K AB Conservative Wealth Strategy R AB Core Opportunities A AB Core Opportunities I AB Core Opportunities K AB Core Opportunities R AB Core Opportunities Z AB Discovery Growth A AB Discovery Growth Advisor AB Discovery Growth I AB Discovery Growth K AB Discovery Growth R AB Discovery Growth Z AB Discovery Value A AB Discovery Value Advisor AB Discovery Value I AB Discovery Value K AB Discovery Value R AB Discovery Value Z AB Equity Income A AB Equity Income Advisor AB Equity Income I AB Equity Income K AB Equity Income R AB Equity Income Z AB Global Bond A AB Global Bond Advisor AB Global Bond I AB Global Bond K AB Global Bond R AB Global Bond Z AB Global Real Estate Investment A AB Global Real Estate Investment Advisor Ticker CUSIP Category Prospectus Objective Fund Available ADAZX AMTZX ABWAX ABWYX ABWIX ABWKX ABWRX ABNZX WPSZX ABPAX ABPYX APWIX APWKX APPRX ADGAX ADGIX ADGKX ADGRX ADGZX CHCLX CHCYX CHCIX CHCKX CHCRX CHCZX ABASX ABYSX ABSIX ABSKX ABSRX ABSZX AUIAX AUIYX AUIIX AUIKX AUIRX AUIZX ANAGX ANAYX ANAIX ANAKX ANARX ANAZX AREAX ARSYX 01877E156 018528125 01877F658 01877F625 01877F427 01877F435 01877F518 01881M475 01878T855 01877F617 01877F575 01877F393 01877F419 01877F492 01879K101 01879K606 01879K507 01879K408 01879K804 018636100 018636407 018636704 018636605 018636506 018636803 018914101 018914408 018914705 018914606 018914507 018914804 018791103 018791400 018791707 018791608 018791509 018791806 01853W105 01853W709 01853W600 01853W501 01853W402 01853W808 01877G102 01877G409 Tactical Allocation World Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Inflation-Protected Bond Large Growth Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Large Growth Large Growth Large Growth Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Large Value Large Value Large Value Large Value Large Value Large Value World Bond World Bond World Bond World Bond World Bond World Bond Global Real Estate Global Real Estate Growth and Income Growth and Income Balanced Balanced Balanced Balanced Balanced Government Bond - Treasury Growth Balanced Balanced Balanced Balanced Balanced Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Specialty - Real Estate Specialty - Real Estate Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 1 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AB Global Real Estate Investment I AB Global Real Estate Investment II I AB Global Real Estate Investment K AB Global Real Estate Investment R AB Global Risk Allocation A AB Global Risk Allocation Adv AB Global Risk Allocation I AB Global Risk Allocation K AB Global Risk Allocation R AB Global Thematic Growth A AB Global Thematic Growth Advisor AB Global Thematic Growth I AB Global Thematic Growth K AB Global Thematic Growth R AB Growth A AB Growth Advisor AB Growth and Income A AB Growth and Income Advisor AB Growth and Income I AB Growth and Income K AB Growth and Income R AB Growth and Income Z AB Growth I AB Growth K AB Growth R AB High Income A AB High Income Advisor AB High Income I AB High Income K AB High Income R AB High Income Z AB High Yield Z AB Intermediate Bond A AB Intermediate Bond Advisor AB Intermediate Bond I AB Intermediate Bond K AB Intermediate Bond R AB Intermediate Bond Z AB International A AB International Growth A AB International Growth Advisor AB International Growth I AB International Growth K AB International Growth R AB International Value A Ticker CUSIP Category Prospectus Objective Fund Available AEEIX ARIIX ARRKX ARRRX CABNX CBSYX CABIX CBSKX CBSRX ALTFX ATEYX AGTIX ATEKX ATERX AGRFX AGRYX CABDX CBBYX CBBIX CBBKX CBBRX CBBZX AGFIX AGFKX AGFRX AGDAX AGDYX AGDIX AGDKX AGDRX AGDZX HIYZX ABQUX ABQYX ABQIX ABQKX ABQRX ABQZX AIZAX AWPAX AWPYX AWPIX AWPKX AWPRX ABIAX 01877G706 018907501 01877G607 01877G508 018525105 018525501 018525808 018525709 018525600 018780106 018780502 018780809 018780700 018780601 01877F401 01877F757 018597104 018597500 018597807 018597708 018597609 018597880 01877F468 01877F476 01877F484 01859M101 01859M408 01859M507 01859M606 01859M705 01859M804 01881M657 018528711 018528729 018528612 018528620 018528653 01881M483 085568673 01879X103 01879X400 01879X707 01879X608 01879X509 018913103 Global Real Estate Global Real Estate Global Real Estate Global Real Estate Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation World Stock World Stock World Stock World Stock World Stock Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Large Value Large Growth Large Growth Large Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond High Yield Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Blend Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Value Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 2 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AB International Value Advisor AB International Value C AB International Value I AB International Value K AB International Value R AB Large Cap Growth A AB Large Cap Growth Advisor AB Large Cap Growth I AB Large Cap Growth K AB Large Cap Growth R AB Large Cap Growth Z AB Long/Short Multi-Manager Z AB Multi-Manager Alternative Strats Z AB Multi-Manager Select 2010 A AB Multi-Manager Select 2010 Advisor AB Multi-Manager Select 2010 I AB Multi-Manager Select 2010 K AB Multi-Manager Select 2010 R AB Multi-Manager Select 2010 Z AB Multi-Manager Select 2015 A AB Multi-Manager Select 2015 Advisor AB Multi-Manager Select 2015 I AB Multi-Manager Select 2015 K AB Multi-Manager Select 2015 R AB Multi-Manager Select 2015 Z AB Multi-Manager Select 2020 A AB Multi-Manager Select 2020 Advisor AB Multi-Manager Select 2020 I AB Multi-Manager Select 2020 K AB Multi-Manager Select 2020 R AB Multi-Manager Select 2020 Z AB Multi-Manager Select 2025 A AB Multi-Manager Select 2025 Advisor AB Multi-Manager Select 2025 I AB Multi-Manager Select 2025 K AB Multi-Manager Select 2025 R AB Multi-Manager Select 2025 Z AB Multi-Manager Select 2030 A AB Multi-Manager Select 2030 Advisor AB Multi-Manager Select 2030 I AB Multi-Manager Select 2030 K AB Multi-Manager Select 2030 R AB Multi-Manager Select 2030 Z AB Multi-Manager Select 2035 A AB Multi-Manager Select 2035 Advisor Ticker CUSIP Category Prospectus Objective Fund Available ABIYX ABICX AIVIX AIVKX AIVRX APGAX APGYX ALLIX ALCKX ABPRX APGZX LSZMX ALTZX TDBAX TDBYX TDIBX TDBKX TDBRX TDBZX TDCAX TDCYX TDCIX TDCKX TDCRX TDCZX TDDAX TDDYX TDDIX TDDKX TDDRX TDDZX TDAGX TDGYX TDIGX TDGKX TDGRX TDGZX TDHAX TDYHX TDIHX TDHKX TDHRX TDHZX TDMAX TDMYX 018913400 018913301 018913707 018913608 018913509 01877C101 01877C408 01877C705 01877C606 01877C507 01878H885 01878T285 01878T350 01878V801 01878V876 01878V843 01878V850 01878V868 01878V835 01878V827 01878V793 01878V769 01878V777 01878V785 01878V751 01878V744 01878V728 01878V686 01878V694 01878V710 01878V678 01878V660 01878V645 01878V611 01878V629 01878V637 01878V595 01878V587 01878V561 01878V538 01878V546 01878V553 01878V520 01878V512 01878V488 Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Long/Short Equity Multialternative Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth and Income Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 3 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AB Multi-Manager Select 2035 I AB Multi-Manager Select 2035 K AB Multi-Manager Select 2035 R AB Multi-Manager Select 2035 Z AB Multi-Manager Select 2040 A AB Multi-Manager Select 2040 Advisor AB Multi-Manager Select 2040 I AB Multi-Manager Select 2040 K AB Multi-Manager Select 2040 R AB Multi-Manager Select 2040 Z AB Multi-Manager Select 2045 A AB Multi-Manager Select 2045 Advisor AB Multi-Manager Select 2045 I AB Multi-Manager Select 2045 K AB Multi-Manager Select 2045 R AB Multi-Manager Select 2045 Z AB Multi-Manager Select 2050 A AB Multi-Manager Select 2050 Advisor AB Multi-Manager Select 2050 I AB Multi-Manager Select 2050 K AB Multi-Manager Select 2050 R AB Multi-Manager Select 2050 Z AB Multi-Manager Select 2055 A AB Multi-Manager Select 2055 Advisor AB Multi-Manager Select 2055 I AB Multi-Manager Select 2055 K AB Multi-Manager Select 2055 R AB Multi-Manager Select 2055 Z AB Multi-Manager Select Retire Allc A AB Multi-Manager Select Retire Allc Adv AB Multi-Manager Select Retire Allc I AB Multi-Manager Select Retire Allc K AB Multi-Manager Select Retire Allc R AB Multi-Manager Select Retire Allc Z AB Short Duration A AB Small Cap Growth A AB Small Cap Growth Advisor AB Small Cap Growth I AB Small Cap Growth K AB Small Cap Growth R AB Small Cap Growth Z AB Tax Managed Balanced Wealth Strat A AB Tax-Managed Cnsrv Wlth Strat A AB Tax-Managed Wealth Apprec Strat Adv AB Unconstrained Bond A Ticker CUSIP Category Prospectus Objective Fund Available TDIMX TDMKX TDRMX TDMZX TDJAX TDJYX TDJIX TDJKX TDJRX TDJZX TDNAX TDNYX TDNIX TDNKX TDNRX TDNZX TDLAX TDLYX TDLIX TDLKX TDLRX TDLZX TDAPX TDPYX TDIPX TDPKX TDPRX TDPZX TDAAX TDAYX TDAIX TDAKX TDARX TDAZX ADPAX QUASX QUAYX QUAIX QUAKX QUARX QUAZX AGIAX ACIAX ATWYX AGSAX 01878V454 01878V462 01878V470 01878V447 01878V439 01878V413 01878V371 01878V389 01878V397 01878V363 01878V355 01878V330 01878V298 01878V314 01878V322 01878V280 01878V272 01878V256 01878V223 01878V231 01878V249 01878V215 01878V199 01878V173 01878V140 01878V157 01878V165 01878V132 01878V108 01878V306 01878V603 01878V504 01878V405 01878V702 085568749 01877E107 01877E503 01877E800 01877E701 01877E602 01878H802 01877F708 01877F872 01877F534 01859N109 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Short-Term Bond Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Conservative Allocation Conservative Allocation World Stock Nontraditional Bond Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Corporate Bond - High Quality Small Company Small Company Small Company Small Company Small Company Small Company Balanced Balanced Growth Worldwide Bond Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 4 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AB Unconstrained Bond Advisor AB Unconstrained Bond I AB Unconstrained Bond K AB Unconstrained Bond R AB Unconstrained Bond Z AB Value A AB Value Advisor AB Value I AB Value K AB Value R AB Wealth Appreciation Strategy A AB Wealth Appreciation Strategy Advisor AB Wealth Appreciation Strategy I AB Wealth Appreciation Strategy K AB Wealth Appreciation Strategy R Aberdeen China Opportunities A Aberdeen China Opportunities I/S Aberdeen China Opportunities Inst Aberdeen China Opportunities R Aberdeen Diversified Alternatives A Aberdeen Diversified Alternatives I Aberdeen Diversified Alternatives R Aberdeen Diversified Income A Aberdeen Diversified Income I Aberdeen Diversified Income R Aberdeen Dynamic Allocation A Aberdeen Dynamic Allocation Inst Aberdeen Dynamic Allocation R Aberdeen Emerging Markets A Aberdeen Emerging Markets R Aberdeen Equity Long-Short A Aberdeen Equity Long-Short Inst Aberdeen Equity Long-Short R Aberdeen Global Equity A Aberdeen Global Equity Inst Aberdeen Global Equity R Aberdeen Global Fixed Income A Aberdeen Global Fixed Income Instl Svc Aberdeen Global High Income A Aberdeen Global High Income I Aberdeen Global Natural Resources A Aberdeen Global Natural Resources I Aberdeen Global Natural Resources I/S Aberdeen Global Natural Resources R Aberdeen International Equity A Ticker CUSIP Category Prospectus Objective Fund Available AGSIX AGLIX AGSKX AGSRX AGSZX ABVAX ABVYX ABVIX ABVKX ABVRX AWAAX AWAYX AWAIX AWAKX AWARX GOPAX GOPSX GOPIX GOPRX GASAX GASIX GASRX GMAAX GMAIX GMRRX GMMAX GMMIX GAGRX GEGAX GEMRX MLSAX GGUIX GLSRX GLLAX GWLIX GWLRX CUGAX CGFIX BJBHX JHYIX GGNAX GGNIX GGNSX GGNRX GIGAX 01859N406 01859N703 01859N604 01859N505 01859N802 018915108 018915405 018915702 018915603 018915504 01877F690 01877F666 01877F443 01877F450 01877F526 003019106 003019601 003019502 003019403 003020849 003020799 003020815 003020104 003020500 003020401 003020708 003020864 003020872 003021250 003021235 003020377 003020336 003020344 003020310 003020260 003020278 003021755 003021722 04315J878 04315J860 003019718 003019668 003019650 003019676 003019445 Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Large Value Large Value Large Value Large Value Large Value World Stock World Stock World Stock World Stock World Stock China Region China Region China Region China Region Multialternative Multialternative Multialternative Conservative Allocation Conservative Allocation Conservative Allocation World Allocation World Allocation World Allocation Diversified Emerging Mkts Diversified Emerging Mkts Long/Short Equity Long/Short Equity Long/Short Equity World Stock World Stock World Stock World Bond World Bond High Yield Bond High Yield Bond Natural Resources Natural Resources Natural Resources Natural Resources Foreign Large Blend Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth World Stock World Stock World Stock Worldwide Bond Worldwide Bond Income Income Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $1,000,000.00 $0.00 $0.00 Page 5 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Aberdeen International Equity I/S Aberdeen International Equity Instl Aberdeen International Equity R Aberdeen International Small Cp A Aberdeen International Small Cp R Aberdeen Select International Eq A Aberdeen Select International Eq I Aberdeen Select International Eq II A Aberdeen Select International Eq II I Aberdeen Tax-Free Income A Aberdeen Total Return Bond A Aberdeen Total Return Bond I Aberdeen US Multi-Cap Equity A Aberdeen US Multi-Cap Equity Instl Aberdeen US Multi-Cap Equity Instl Svc Aberdeen US Multi-Cap Equity R Aberdeen US Small Cap Equity A Aberdeen US Small Cap Equity Inst Aberdeen US Small Cap Equity Inst Svc Aberdeen US Small Cap Equity R Absolute Credit Opportunities Instl Absolute Strategies I Absolute Strategies R AC Alternatives™ Equity Market Netr A AC Alternatives™ Equity Market Netr Ins AC Alternatives™ Equity Market Netr Inv AC Alternatives™ Equity Market Netr R AIP Dynamic Alpha Capture A AIP Dynamic Alpha Capture I AIP Dynamic Alpha Capture IS AIP Dynamic Alternative Strategies A AIP Dynamic Alternative Strategies I AIP Dynamic Alternative Strategies IS Alger Balanced I-2 Alger Capital Appreciation A Alger Capital Appreciation Focus A Alger Capital Appreciation Focus I Alger Capital Appreciation Focus Z Alger Capital Appreciation Instl I Alger Capital Appreciation Instl R Alger Capital Appreciation Ptfl I-2 Alger Capital Appreciation Z Alger Dynamic Opportunities A Alger Dynamic Opportunities Z Alger Emerging Markets A Ticker CUSIP Category Prospectus Objective Fund Available GIGSX GIGIX GIRRX WVCCX WPVAX BJBIX JIEIX JETAX JETIX NTFAX BJBGX JBGIX GXXAX GGLIX GXXIX GGLRX GSXAX GSCIX GSXIX GNSRX AOFOX ASFIX ASFAX ALIAX ALISX ALHIX ALIRX DAFAX DAFIX DAFSX DASAX DASIX DAISX ABLOX ACAAX ALAFX ALGRX ALZFX ALARX ACARX ALVOX ACAZX SPEDX ADOZX AAEMX 003019387 003019395 003019411 003021821 003021813 04315J407 04315J506 04315J845 04315J837 003020161 04315J100 04315J209 003021425 003021383 003021375 003021391 003020716 003020666 003020658 003020674 34984T642 34984T600 34984T709 02507M758 02507M683 02507M691 02507M725 00143P508 00143P706 00143P805 00143P102 00143P300 00143P409 015544208 015565849 015570799 015570302 015570773 015570401 015570872 015544703 015565419 015566813 015566755 015566797 Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Muni National Interm Intermediate-Term Bond Intermediate-Term Bond Large Blend Large Blend Large Blend Large Blend Small Growth Small Growth Small Growth Small Growth Multialternative Multialternative Multialternative Market Neutral Market Neutral Market Neutral Market Neutral Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative Moderate Allocation Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Long/Short Equity Long/Short Equity Diversified Emerging Mkts Foreign Stock Foreign Stock Foreign Stock World Stock World Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Municipal Bond - National Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth Income Income Income Growth Growth Growth Balanced Aggressive Growth Growth Growth Growth Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Growth Growth Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000,000.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,500.00 $1,000,000.00 $1,000,000.00 $2,500.00 $1,000,000.00 $1,000,000.00 $500,000.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $500,000.00 $0.00 $500,000.00 $0.00 Page 6 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Alger Emerging Markets I Alger Emerging Markets Z Alger Global Growth A Alger Global Growth I Alger Global Growth Z Alger Green A Alger Green I Alger Growth & Income A Alger Growth & Income I-2 Alger Growth & Income Z Alger Health Sciences A Alger Health Sciences Z Alger International Growth A Alger International Growth I Alger International Growth Z Alger Large Cap Growth I-2 Alger Mid Cap Focus A Alger Mid Cap Focus I Alger Mid Cap Growth A Alger Mid Cap Growth I-2 Alger Mid Cap Growth Institutional I Alger Mid Cap Growth Institutional R Alger Mid Cap Growth Z Alger Small Cap Focus A Alger Small Cap Focus I Alger Small Cap Focus Z Alger Small Cap Growth A Alger Small Cap Growth I-2 Alger Small Cap Growth Institutional I Alger Small Cap Growth Institutional R Alger Small Cap Growth Z Alger SMid Cap Growth A Alger SMid Cap Growth I Alger SMid Cap Growth I-2 Alger SMid Cap Growth Z Alger Spectra A Alger Spectra I Alger Spectra Z AllianzGI Best Styles Global Eq R6 AllianzGI China Equity A AllianzGI China Equity Institutional AllianzGI Convertible A AllianzGI Convertible Administrative AllianzGI Convertible Institutional AllianzGI Convertible R Ticker CUSIP Category Prospectus Objective Fund Available AIEMX AZEMX CHUSX AFGIX AFGZX SPEGX AGIFX ALBAX AIGOX AGIZX AHSAX AHSZX ALGAX AIGIX ALCZX AAGOX SPEAX AAIYX AMGAX AMGOX ALMRX AGIRX AMCZX AOFAX AOFIX AGOZX ALSAX AASOX ALSRX ASIRX ASCZX ALMAX ASIMX AAMOX ASMZX SPECX ASPIX ASPZX AGERX ALQAX ALQIX ANZAX ANNAX ANNPX ANZRX 015566771 015566730 015549108 015549306 015549405 015566409 015566607 015565831 015544307 015565351 015565765 015565328 015565856 015565344 015565393 015544505 015566706 015566888 015565864 015544604 015570203 015570807 015565336 015565450 015565435 015565369 015565872 015544406 015570104 015570708 015565377 015565732 015565468 015544828 015565385 015566102 015566300 015566763 01882G105 01900C391 01900C359 01900C680 01900C631 01900C649 01900C656 Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock World Stock Large Growth Large Growth Large Blend Large Blend Large Blend Health Health Foreign Large Growth Foreign Large Growth Foreign Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Large Growth Large Growth Large Growth World Stock China Region China Region Convertibles Convertibles Convertibles Convertibles Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Specialty - Health Specialty - Health Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Aggressive Growth Aggressive Growth Aggressive Growth Small Company Aggressive Growth Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth World Stock Equity-Income Equity-Income Convertible Bond Convertible Bond Convertible Bond Convertible Bond Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $500,000.00 $500,000.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $500,000.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 Waived $0.00 Waived Waived $0.00 Page 7 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AllianzGI Emerging Markets Opps A AllianzGI Emerging Markets Opps Instl AllianzGI Emerging Markets Opps R6 AllianzGI Focused Growth A AllianzGI Focused Growth Administrative AllianzGI Focused Growth Institutional AllianzGI Focused Growth R AllianzGI Focused Growth R6 AllianzGI Global Allocation A AllianzGI Global Allocation Admin AllianzGI Global Allocation Instl AllianzGI Global Allocation R AllianzGI Global Dynamic Allocation A AllianzGI Global Dynamic Allocation Adm AllianzGI Global Dynamic Allocation Inst AllianzGI Global Dynamic Allocation R AllianzGI Global Natural Resources A AllianzGI Global Natural Resources Instl AllianzGI Global Small-Cap A AllianzGI Global Small-Cap Institutional AllianzGI Global Water A AllianzGI Global Water Institutional AllianzGI Health Sciences A AllianzGI High Yield Bond A AllianzGI High Yield Bond Administrative AllianzGI High Yield Bond Institutional AllianzGI High Yield Bond R AllianzGI Income & Growth A AllianzGI Income & Growth Institutional AllianzGI International Small-Cap A AllianzGI International Small-Cap Instl AllianzGI International Small-Cap R AllianzGI Micro Cap Institutional AllianzGI Mid-Cap A AllianzGI Mid-Cap Administrative AllianzGI Mid-Cap Institutional AllianzGI Mid-Cap R AllianzGI NFJ Dividend Value A AllianzGI NFJ Dividend Value Admin AllianzGI NFJ Dividend Value Instl AllianzGI NFJ Dividend Value R AllianzGI NFJ Dividend Value R6 AllianzGI NFJ Global Dividend Val A AllianzGI NFJ Global Dividend Val Instl AllianzGI NFJ International Value A Ticker CUSIP Category Prospectus Objective Fund Available AOTAX AOTIX AEMOX PGWAX PGFAX PGFIX PPGRX AFGFX PALAX AGAMX PALLX AGARX ASGAX AGFAX AGAIX ASFRX ARMAX RGLIX RGSAX DGSCX AWTAX AWTIX RAGHX AYBAX AYBVX AYBIX AYBRX AZNAX AZNIX AOPAX ALOIX ALORX AMCIX RMDAX DRMAX DRMCX PRMRX PNEAX ANDAX NFJEX PNERX ANDVX ANUAX ANUIX AFJAX 018920629 018920637 018922476 018918318 018918300 018918292 018918359 018922468 01900C771 01900C797 01900C789 01900C813 01900C706 01900C847 01900C854 01900C862 018920710 018920108 018919522 018919514 01900A106 01900A718 018919423 01900C615 01900C557 01900C540 01900C573 018920496 018920512 01900C532 01900C466 01900C490 01900C425 018919704 018919696 018919688 018919746 018918243 018918235 018918227 018918284 018922518 01900C748 01900C698 018920702 Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Growth Large Growth Large Growth Large Growth Large Growth World Allocation World Allocation World Allocation World Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Natural Resources Natural Resources World Stock World Stock Natural Resources Natural Resources Health High Yield Bond High Yield Bond High Yield Bond High Yield Bond Moderate Allocation Moderate Allocation Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Small Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Large Value Large Value Large Value Large Value Large Value World Stock World Stock Foreign Large Value Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Income Income Income Income Specialty - Natural Resources Specialty - Natural Resources World Stock World Stock Specialty - Natural Resources Specialty - Natural Resources Specialty - Health Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 Waived Waived $0.00 $0.00 Waived $0.00 Waived $0.00 Waived $0.00 $0.00 Waived Waived $0.00 $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived Waived $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 Waived $0.00 Page 8 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AllianzGI NFJ International Value Admin AllianzGI NFJ International Value Instl AllianzGI NFJ International Value R AllianzGI NFJ International Value R6 AllianzGI NFJ Large-Cap Value A AllianzGI NFJ Large-Cap Value Admin AllianzGI NFJ Large-Cap Value Instl AllianzGI NFJ Large-Cap Value R AllianzGI NFJ Mid-Cap Value A AllianzGI NFJ Mid-Cap Value Admin AllianzGI NFJ Mid-Cap Value Instl AllianzGI NFJ Mid-Cap Value R AllianzGI NFJ Small-Cap Value A AllianzGI NFJ Small-Cap Value Admin AllianzGI NFJ Small-Cap Value Instl AllianzGI NFJ Small-Cap Value R AllianzGI NFJ Small-Cap Value R6 AllianzGI Retirement 2015 A AllianzGI Retirement 2015 Administrative AllianzGI Retirement 2015 R AllianzGI Retirement 2015 R6 AllianzGI Retirement 2020 A AllianzGI Retirement 2020 Administrative AllianzGI Retirement 2020 R AllianzGI Retirement 2020 R6 AllianzGI Retirement 2025 R6 AllianzGI Retirement 2030 A AllianzGI Retirement 2030 Administrative AllianzGI Retirement 2030 R AllianzGI Retirement 2030 R6 AllianzGI Retirement 2035 R6 AllianzGI Retirement 2040 A AllianzGI Retirement 2040 Administrative AllianzGI Retirement 2040 R AllianzGI Retirement 2040 R6 AllianzGI Retirement 2045 R6 AllianzGI Retirement 2050 A AllianzGI Retirement 2050 Administrative AllianzGI Retirement 2050 R AllianzGI Retirement 2050 R6 AllianzGI Retirement 2055 R6 AllianzGI Retirement Income A AllianzGI Retirement Income Admin AllianzGI Retirement Income R AllianzGI Retirement Income R6 Ticker CUSIP Category Prospectus Objective Fund Available AIVAX ANJIX ANJRX ANAVX PNBAX ALNFX ANVIX ANLRX PQNAX PRAAX PRNIX PRNRX PCVAX PVADX PSVIX PNVRX ANFVX AZGAX AZAMX AZGRX AZGIX AGLAX AGLMX AGLRX AGNIX GVSIX ABLAX ABAMX ABLRX ABLIX GVLIX AVSAX AVAMX AVSRX AVTIX GBVIX ASNAX ANAMX ASNRX ASNIX GBLIX AGRAX ARAMX ASRRX AVRIX 018920371 018920603 018922666 018922492 018918458 018918441 018918433 018920777 018918649 018918631 018918623 018918680 018918714 018918706 018918698 018918755 018922526 01900A643 01900A577 01900A593 01900A585 01900A569 01900A494 01900A528 01900A510 01880B835 01900A486 01900A429 01900A445 01900A437 01880B777 01900A411 01900A346 01900A361 01900A353 01880B728 01900A338 01900A262 01900A288 01900A270 01880B660 01900A254 01900A189 01900A213 01900A197 Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Large Value Large Value Large Value Large Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Small Value Small Value Small Value Small Value Small Value Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Retirement Income Retirement Income Retirement Income Retirement Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Small Company Small Company Small Company Small Company Small Company Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 Waived Waived $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived Waived $0.00 Waived $0.00 Waived $0.00 $0.00 Waived $0.00 Waived $0.00 $0.00 Waived $0.00 Waived Waived $0.00 Waived $0.00 Waived Page 9 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AllianzGI Technology A AllianzGI Technology Administrative AllianzGI Technology Institutional AllianzGI Ultra Micro Cap Institutional AllianzGI US Small-Cap Growth Instl Amana Developing World Institutional Amana Developing World Investor Amana Growth Institutional Amana Growth Investor Amana Income Institutional Amana Income Investor American Beacon Acdn Emkts Mgd Vol Instl American Beacon Acdn Emkts Mgd Vol Inv American Beacon Acdn Emkts Mgd Vol Y American Beacon AHL Mgd Futs Strat Instl American Beacon AHL Mgd Futs Strat Inv American Beacon AHL Mgd Futs Strat Y American Beacon Bahl&Gaynor SmCpGr Instl American Beacon Bahl&Gaynor SmCpGr Inv American Beacon Bahl&Gaynor SmCpGr Y American Beacon Balanced Adv American Beacon Balanced Instl American Beacon Balanced Inv American Beacon Balanced Y American Beacon Bridgeway Lg Cp Gr Instl American Beacon Bridgeway Lg Cp Val Inst American Beacon Bridgeway Lg Cp Val Inv American Beacon Bridgeway Lg Cp Val Y American Beacon Crsnt ShrtDurHiInc Instl American Beacon Crsnt ShrtDurHiInc Inv American Beacon Crsnt ShrtDurHiInc Y American Beacon Flexible Bond Instl American Beacon Flexible Bond Inv American Beacon Flexible Bond Y American Beacon Glb Evl Ftr Mks Inc Inst American Beacon Glb Evl Ftr Mks Inc Inv American Beacon Glb Evl Ftr Mks Inc Y American Beacon Holland Lg Cap Gr A American Beacon Holland Lg Cap Gr Instl American Beacon Holland Lg Cap Gr Inv American Beacon Holland Lg Cap Gr Y American Beacon Intl Equity Adv American Beacon Intl Equity Instl American Beacon Intl Equity Inv American Beacon Intl Equity Y Ticker CUSIP Category Prospectus Objective Fund Available RAGTX DGTAX DRGTX AUMIX AEMIX AMIDX AMDWX AMIGX AMAGX AMINX AMANX ACDIX ACDPX ACDYX AHLIX AHLPX AHLYX GBSIX GBSPX GBSYX ABLSX AADBX AABPX ACBYX BRLGX BRLVX BWLIX BWLYX ACHIX ACHPX ACHYX AFXIX AFXPX AFXYX AGEIX AGEPX AGEYX LHGAX LHGIX LHGFX LHGYX AAISX AAIEX AAIPX ABEYX 018919472 018920835 018919464 01900C417 01900C441 022865604 022865307 022865505 022865208 022865406 022865109 024525826 024525818 024525834 024525669 024525651 024525677 024525594 024525586 024525610 02368A364 02368A109 02368A828 024524100 024525370 024524126 024524118 024524134 024525545 024525537 024525552 024524225 024524233 024524241 024525719 024525693 024525727 024525107 024525404 024525503 024525305 02368A422 02368A406 02368A794 02368A190 Technology Technology Technology Small Growth Small Growth Diversified Emerging Mkts Diversified Emerging Mkts Large Growth Large Growth Large Blend Large Blend Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Managed Futures Managed Futures Managed Futures Small Growth Small Growth Small Growth Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Large Growth Large Value Large Value Large Value High Yield Bond High Yield Bond High Yield Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Large Growth Large Growth Large Growth Large Growth Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Specialty - Technology Specialty - Technology Specialty - Technology Growth Small Company Growth Growth Growth Growth Equity-Income Equity-Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Growth Growth Growth Balanced Balanced Balanced Balanced Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Multisector Bond Multisector Bond Multisector Bond Income Income Income Growth Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived Waived Waived Waived Waived $0.00 Waived $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 10 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Beacon Lg Cap Value Adv American Beacon Lg Cap Value Inst American Beacon Lg Cap Value Inv American Beacon Lg Cap Value Y American Beacon Mid Cap Value Adv American Beacon Mid Cap Value Instl American Beacon Mid Cap Value Inv American Beacon Mid Cap Value Y American Beacon SGA Global Growth Instl American Beacon SGA Global Growth Inv American Beacon SGA Global Growth Y American Beacon SiM High Yld Opps Instl American Beacon SiM High Yld Opps Inv American Beacon SiM High Yld Opps Y American Beacon Small Cp Val Adv American Beacon Small Cp Val Inst American Beacon Small Cp Val Inv American Beacon Small Cp Val Y American Beacon Stephens Mid-Cap Gr Inst American Beacon Stephens Mid-Cap Gr Inv American Beacon Stephens Mid-Cap Gr Y American Beacon Stephens Sm Cp Gr Instl American Beacon Stephens Sm Cp Gr Inv American Beacon Stephens Sm Cp Gr Y American Beacon The London Co Inc Eq A American Beacon The London Co Inc Eq Ins American Beacon The London Co Inc Eq Inv American Beacon The London Co Inc Eq Y American Beacon Zebra Small Cap Eq Inst American Beacon Zebra Small Cap Eq Inv American Beacon Zebra Small Cap Eq Y American Century All Cap Growth A American Century All Cap Growth Instl American Century All Cap Growth Inv American Century All Cap Growth R American Century Balanced Instl American Century Balanced Inv American Century Capital Presv Investor American Century Capital Val A American Century Capital Val Instl American Century Capital Val Inv American Century Core Plus A American Century Core Plus Instl American Century Core Plus Inv American Century Core Plus R Ticker CUSIP Category Prospectus Objective Fund Available AVASX AADEX AAGPX ABLYX AMCSX AACIX AMPAX ACMYX SGAGX SGAPX SGAYX SHOIX SHYPX SHOYX AASSX AVFIX AVPAX ABSYX SFMIX STMGX SMFYX STSIX STSGX SPWYX ABCAX ABCIX ABCVX ABCYX AZSIX AZSPX AZSYX ACAQX ACAJX TWGTX ACAWX ABINX TWBIX CPFXX ACCVX ACPIX ACTIX ACCQX ACCUX ACCNX ACCPX 02368A356 02368A208 02368A810 02368A174 02368A273 02368A315 02368A299 024524308 024525768 024525750 024525776 024524282 024524274 024524290 02368A430 02368A638 02368A620 02368A182 024524217 024524191 024524167 02368A141 02368A133 02368A125 024527103 024527400 024527509 024527301 024524613 024524647 024524654 02508H543 02508H550 025083759 02508H527 025083734 025083742 025081803 025083429 025083411 025083395 024932543 024932485 024932493 024932519 Large Value Large Value Large Value Large Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value World Stock World Stock World Stock High Yield Bond High Yield Bond High Yield Bond Small Value Small Value Small Value Small Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Small Growth Large Value Large Value Large Value Large Value Small Value Small Value Small Value Large Growth Large Growth Large Growth Large Growth Moderate Allocation Moderate Allocation Money Market-Taxable Large Value Large Value Large Value Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income World Stock World Stock World Stock Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Small Company Small Company Small Company Growth Growth Growth Growth Balanced Balanced Money Mkt - Treasury Growth Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 11 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Century Disciplined Growth I American Century Disciplined Growth Inv American Century Disciplined Growth R American Century Diversified Bond A American Century Diversified Bond Instl American Century Diversified Bond Inv American Century Diversified Bond R American Century Diversified Bond R6 American Century Emerging Markets A American Century Emerging Markets Ins American Century Emerging Markets Inv American Century Emerging Markets R American Century Emerging Markets R6 American Century Emerging Mkts Dbt A American Century Emerging Mkts Dbt Instl American Century Emerging Mkts Dbt Inv American Century Emerging Mkts Dbt R American Century Emerging Mkts Val A American Century Emerging Mkts Val Instl American Century Emerging Mkts Val Inv American Century Emerging Mkts Val R American Century Equity Growth A American Century Equity Growth Instl American Century Equity Growth Inv American Century Equity Growth R American Century Equity Income A American Century Equity Income Instl American Century Equity Income Inv American Century Equity Income R American Century Equity Income R6 American Century Focused Growth A American Century Focused Growth Instl American Century Focused Growth Inv American Century Focused Growth R American Century Fundamental Equity A American Century Fundamental Equity Inst American Century Fundamental Equity Inv American Century Fundamental Equity R American Century Ginnie Mae A American Century Ginnie Mae Instl American Century Ginnie Mae Inv American Century Ginnie Mae R American Century Global Allocation A American Century Global Allocation Instl American Century Global Allocation Inv Ticker CUSIP Category Prospectus Objective Fund Available ADCIX ADSIX ADRRX ADFAX ACBPX ADFIX ADVRX ADDVX AEMMX AMKIX TWMIX AEMRX AEDMX AEDQX AEDJX AEDVX AEDWX AEVLX AEVNX AEVVX AEVRX BEQAX AMEIX BEQGX AEYRX TWEAX ACIIX TWEIX AEURX AEUDX AFGAX AFGNX AFSIX AFGRX AFDAX AFEIX AFDIX AFDRX BGNAX AGMNX BGNMX AGMWX AGAEX AGANX AGAVX 02507M667 02507M675 02507M659 024932501 024932600 024932402 024932717 024932410 025086851 025086877 025086885 025086489 025086422 025082819 025082827 025082835 025082785 02507M196 02507M212 02507M220 02507M170 02507M709 02507M808 02507M600 02507M766 025076407 025076209 025076100 025076670 025076373 02508H675 02508H634 02508H105 02508H642 025083130 02508H709 02508H600 02508H808 025081837 025081787 025081605 025081779 025085671 025085689 025085697 Large Growth Large Growth Large Growth Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Blend Large Blend Large Blend Large Blend Large Value Large Value Large Value Large Value Large Value Large Growth Large Growth Large Growth Large Growth Large Blend Large Blend Large Blend Large Blend Intermediate Government Intermediate Government Intermediate Government Intermediate Government World Allocation World Allocation World Allocation Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Income Income Income Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Growth Growth Growth Growth Growth Growth Growth Growth Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 12 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Century Global Allocation R American Century Global Bond A American Century Global Bond Instl American Century Global Bond Inv American Century Global Bond R American Century Global Bond R6 American Century Global Gold A American Century Global Gold Instl American Century Global Gold Inv American Century Global Gold R American Century Global Growth A American Century Global Growth Instl American Century Global Growth Inv American Century Global Growth R American Century Global Growth R6 American Century Global Real Estate A American Century Global Real Estate Inst American Century Global Real Estate Inv American Century Global Real Estate R American Century Global Real Estate R6 American Century Government Bond A American Century Government Bond Instl American Century Government Bond Inv American Century Government Bond R American Century Growth A American Century Growth Instl American Century Growth Inv American Century Growth R American Century Growth R6 American Century Heritage A American Century Heritage Instl American Century Heritage Inv American Century Heritage R American Century Heritage R6 American Century High-Yield A American Century High-Yield Instl American Century High-Yield Inv American Century High-Yield R6 American Century Income & Growth A American Century Income & Growth Inst American Century Income & Growth Inv American Century Income & Growth R American Century Infl Adj Bond A American Century Infl-Adj Bond Instl American Century Infl-Adj Bond Inv Ticker CUSIP Category Prospectus Objective Fund Available AGAFX AGBAX AGBNX AGBVX AGBRX AGBDX ACGGX AGGNX BGEIX AGGWX AGGRX AGGIX TWGGX AGORX AGGDX ARYMX ARYNX ARYVX ARYWX ARYDX ABTAX ABTIX CPTNX ABTRX TCRAX TWGIX TWCGX AGWRX AGRDX ATHAX ATHIX TWHIX ATHWX ATHDX AHYVX ACYIX ABHIX AHYDX AMADX AMGIX BIGRX AICRX AIAVX AIANX ACITX 025085655 025082702 025082868 025082876 025082884 025082850 02507M204 02507M469 02507M105 02507M477 025086828 025086836 025086844 025086620 025086414 025076498 025076456 025076464 025076472 025076290 025081860 025081753 025081308 025081738 025083403 025083205 025083106 025083189 02508H519 025083767 025083783 025083791 02508H683 02508H493 024932881 024932782 024932808 024932394 02507M402 02507M501 02507M303 02507M782 025081829 025081795 025081704 World Allocation World Bond World Bond World Bond World Bond World Bond Equity Precious Metals Equity Precious Metals Equity Precious Metals Equity Precious Metals World Stock World Stock World Stock World Stock World Stock Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate Intermediate Government Intermediate Government Intermediate Government Intermediate Government Large Growth Large Growth Large Growth Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth High Yield Bond High Yield Bond High Yield Bond High Yield Bond Large Value Large Value Large Value Large Value Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Asset Allocation Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Specialty - Precious Metals Specialty - Precious Metals Specialty - Precious Metals Specialty - Precious Metals World Stock World Stock World Stock World Stock World Stock Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth and Income Growth and Income Growth and Income Growth and Income Government Bond - General Government Bond - General Government Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 13 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Century Infl-Adj Bond R American Century International Bd A American Century International Bd Instl American Century International Bd Inv American Century International Bd R American Century International Bd R6 American Century International Gr A American Century International Gr Instl American Century International Gr Inv American Century International Gr R American Century International Gr R6 American Century International Opps A American Century International Opps Inv American Century International Opps R American Century International Val A American Century International Val Instl American Century International Val Inv American Century International Val R American Century International Val R6 American Century Intl Core Equity A American Century Intl Core Equity Instl American Century Intl Core Equity Inv American Century Intl Core Equity R American Century Intl Discovery A American Century Intl Discovery Instl American Century Intl Discovery Inv American Century Intl Discovery R American Century Intl Opps Instl American Century Large Company Val A American Century Large Company Val Instl American Century Large Company Val Inv American Century Large Company Val R American Century Large Company Val R6 American Century Legacy Foc Lg Cap Adv American Century Legacy Foc Lg Cap Instl American Century Legacy Foc Lg Cap Inv American Century Legacy Foc Lg Cap R American Century Legacy Lg Cap Adv American Century Legacy Lg Cap Instl American Century Legacy Lg Cap Inv American Century Legacy Lg Cap R American Century Legacy Multi Cap Adv American Century Legacy Multi Cap Instl American Century Legacy Multi Cap Inv American Century Legacy Multi Cap R Ticker CUSIP Category Prospectus Objective Fund Available AIARX AIBDX AIDIX BEGBX AIBRX AIDDX TWGAX TGRIX TWIEX ATGRX ATGDX AIVOX AIOIX AIORX MEQAX ACVUX ACEVX ACVRX ACVDX ACIQX ACIUX ACIMX ACIRX ACIDX TIDIX TWEGX TWERX ACIOX ALPAX ALVSX ALVIX ALVRX ALVDX ACFDX ACFSX ACFOX ACFCX ACGDX ACGHX ACGOX ACGEX ACMFX ACMHX ACMNX ACMEX 025081712 025082207 025082306 025082108 025082603 025082843 025086406 025086208 025086109 025086646 025086398 025086455 025086745 025086430 025086562 025086570 025086588 025086539 025086380 02507M618 02507M550 02507M568 02507M576 025086802 025086604 025086505 025086463 025086737 025076787 025076779 025076795 025076662 025076365 02507H700 02507H601 02507H502 02507H809 02507H304 02507H205 02507H106 02507H403 02507H866 02507H874 02507H882 02507H858 Inflation-Protected Bond World Bond World Bond World Bond World Bond World Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Large Value Large Value Large Value Large Value Large Value Large Blend Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Growth Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Government Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 14 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Century Mid Cap Value A American Century Mid Cap Value Instl American Century Mid Cap Value Inv American Century Mid Cap Value R American Century Mid Cap Value R6 American Century Multi-Asset Inc A American Century Multi-Asset Inc Instl American Century Multi-Asset Inc Inv American Century Multi-Asset Inc R American Century Multi-Asset Inc R6 American Century New Opps A American Century New Opps Instl American Century New Opps Investor American Century New Opps R American Century One Choice 2020 A American Century One Choice 2020 Instl American Century One Choice 2020 Inv American Century One Choice 2020 R American Century One Choice 2020 R6 American Century One Choice 2025 A American Century One Choice 2025 Instl American Century One Choice 2025 Inv American Century One Choice 2025 R American Century One Choice 2025 R6 American Century One Choice 2030 A American Century One Choice 2030 Instl American Century One Choice 2030 Inv American Century One Choice 2030 R American Century One Choice 2030 R6 American Century One Choice 2035 A American Century One Choice 2035 Instl American Century One Choice 2035 Inv American Century One Choice 2035 R American Century One Choice 2035 R6 American Century One Choice 2040 A American Century One Choice 2040 Instl American Century One Choice 2040 Inv American Century One Choice 2040 R American Century One Choice 2040 R6 American Century One Choice 2045 A American Century One Choice 2045 Instl American Century One Choice 2045 Inv American Century One Choice 2045 R American Century One Choice 2045 R6 American Century One Choice 2050 A Ticker CUSIP Category Prospectus Objective Fund Available ACLAX AVUAX ACMVX AMVRX AMDVX AMJAX AMJIX AMJVX AMJWX AMJRX TWNAX TWNIX TWNOX TWNRX ARBMX ARBSX ARBVX ARBRX ARBDX ARWAX ARWFX ARWIX ARWRX ARWDX ARCMX ARCSX ARCVX ARCRX ARCUX ARYAX ARLIX ARYIX ARYRX ARLDX ARDMX ARDSX ARDVX ARDRX ARDUX AROAX AOOIX AROIX ARORX ARDOX ARFMX 025076639 025076647 025076654 025076613 025076357 025085614 025085556 025085564 025085580 025085572 02508H592 02508H568 025083452 02508H576 02507F662 02507F688 02507F696 02507F670 02507F340 02507F605 02507F704 02507F506 02507F803 02507F332 02507F621 02507F647 02507F654 02507F639 02507F324 02507F878 02507F860 02507F886 02507F852 02507F316 02507F571 02507F597 02507F613 02507F589 02507F290 02507F837 02507F829 02507F845 02507F811 02507F282 02507F530 Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 15 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Century One Choice 2050 Instl American Century One Choice 2050 Inv American Century One Choice 2050 R American Century One Choice 2050 R6 American Century One Choice 2055 A American Century One Choice 2055 Instl American Century One Choice 2055 Inv American Century One Choice 2055 R American Century One Choice 2055 R6 American Century One Choice Agrsv Inv American Century One Choice Cnsrv Inv American Century One Choice In Ret A American Century One Choice In Ret Instl American Century One Choice In Ret Inv American Century One Choice In Ret R American Century One Choice In Retire R6 American Century One Choice Mod Inv American Century One Choice VryCnsrv Inv American Century Real Estate A American Century Real Estate Instl American Century Real Estate Inv American Century Real Estate R American Century Real Estate R6 American Century Select A American Century Select Instl American Century Select Inv American Century Select R American Century Select R6 American Century Short Dur Inf PrBd A American Century Short Dur Inf PrBd Inst American Century Short Dur Inf PrBd Inv American Century Short Dur Inf PrBd R American Century Short Dur Inf PrBd R6 American Century Short Dur Strt Inc A American Century Short Dur Strt Inc Inst American Century Short Dur Strt Inc Inv American Century Short Dur Strt Inc R American Century Short Dur Strt Inc R6 American Century Short Duration A American Century Short Duration Instl American Century Short Duration Inv American Century Short Duration R American Century Short Term Govt A American Century Short-Term Govt Instl American Century Short-Term Govt Inv Ticker CUSIP Category Prospectus Objective Fund Available ARFSX ARFVX ARFWX ARFEX AREMX ARENX AREVX AREOX AREUX AOGIX AOCIX ARTAX ATTIX ARTOX ARSRX ARDTX AOMIX AONIX AREEX REAIX REACX AREWX AREDX TWCAX TWSIX TWCIX ASERX ASDEX APOAX APISX APOIX APORX APODX ASADX ASDJX ASDVX ASDRX ASXDX ACSQX ACSUX ACSNX ACSPX TWAVX TWUOX TWUSX 02507F555 02507F563 02507F548 02507F274 02507F399 02507F415 02507F423 02507F373 02507F266 02507F720 02507F746 02507F787 02507F779 02507F795 02507F761 02507F365 02507F738 02507F753 025076860 025076878 025076886 025076548 025076282 025083809 025083601 025083502 02508H501 02508H451 024932758 024932766 024932774 024932725 024932378 024932295 024932246 024932253 024932279 024932261 024932477 024932428 024932436 024932444 025081845 025081670 025081506 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Aggressive Allocation Conservative Allocation Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Moderate Allocation Conservative Allocation Real Estate Real Estate Real Estate Real Estate Real Estate Large Growth Large Growth Large Growth Large Growth Large Growth Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short Government Short Government Short Government Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth Growth Growth Growth Growth Income Income Income Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Income Income Income Income Government Bond - General Government Bond - General Government Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 16 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Century Short-Term Govt R American Century Small Cap Growth A American Century Small Cap Growth Instl American Century Small Cap Growth Inv American Century Small Cap Growth R American Century Small Cap Growth R6 American Century Small Cap Value A American Century Small Cap Value Instl American Century Small Cap Value Inv American Century Small Cap Value R American Century Small Cap Value R6 American Century Small Company A American Century Small Company Inst American Century Small Company Inv American Century Small Company R American Century Strat Allc: Agrsv A American Century Strat Allc: Agrsv Instl American Century Strat Allc: Agrsv Inv American Century Strat Allc: Agrsv R American Century Strat Allc: Agrsv R6 American Century Strat Allc: Cnsrv A American Century Strat Allc: Cnsrv Instl American Century Strat Allc: Cnsrv Inv American Century Strat Allc: Cnsrv R American Century Strat Allc: Cnsrv R6 American Century Strat Allc: Mod A American Century Strat Allc: Mod Instl American Century Strat Allc: Mod Inv American Century Strat Allc: Mod R American Century Strat Allc: Mod R6 American Century Strat Infl Opps A American Century Strat Infl Opps Inst American Century Strat Infl Opps Inv American Century Strat Infl Opps R American Century Strategic Income A American Century Strategic Income Instl American Century Strategic Income Inv American Century Strategic Income R American Century Strategic Income R6 American Century Ultra® A American Century Ultra® Instl American Century Ultra® Inv American Century Ultra® R American Century Ultra® R6 American Century US Government MMkt Inv Ticker CUSIP Category Prospectus Objective Fund Available TWARX ANOAX ANONX ANOIX ANORX ANODX ACSCX ACVIX ASVIX ASVRX ASVDX ASQAX ASCQX ASQIX ASCRX ACVAX AAAIX TWSAX AAARX AAAUX ACCAX ACCIX TWSCX AACRX AACDX ACOAX ASAMX TWSMX ASMRX ASMDX ASIDX ASINX ASIOX ASIUX ASIQX ASIJX ASIEX ASIWX ASIPX TWUAX TWUIX TWCUX AULRX AULDX TCRXX 025081688 025083221 025083320 025083338 02508H725 02508H485 025076837 025076845 025076852 025076522 025076324 02507M824 02507M832 02507M840 02507M774 025085887 025085853 025085705 025085713 025085622 025085309 025085879 025085101 025085721 025085648 025085606 025085861 025085408 025085820 025085630 02507M261 02507M279 02507M287 02507M246 024932360 024932311 024932329 024932345 024932337 025083858 025083874 025083882 025083171 02508H444 024932709 Short Government Small Growth Small Growth Small Growth Small Growth Small Growth Small Value Small Value Small Value Small Value Small Value Small Blend Small Blend Small Blend Small Blend Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Large Growth Large Growth Large Growth Large Growth Large Growth Money Market-Taxable Government Bond - General Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Money Mkt - Taxable Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 17 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Century Utilities Inv American Century Value A American Century Value Instl American Century Value Inv American Century Value R American Century Value R6 American Century Veedot® Instl American Century Veedot® Inv American Century Zero Coupon 2020 Adv American Century Zero Coupon 2020 Inv American Century Zero Coupon 2025 Adv American Century Zero Coupon 2025 Inv American Funds 2010 Trgt Date Retire R1 American Funds 2010 Trgt Date Retire R2 American Funds 2010 Trgt Date Retire R2E American Funds 2010 Trgt Date Retire R3 American Funds 2010 Trgt Date Retire R4 American Funds 2010 Trgt Date Retire R5 American Funds 2010 Trgt Date Retire R5E American Funds 2010 Trgt Date Retire R6 American Funds 2015 Trgt Date Retire R1 American Funds 2015 Trgt Date Retire R2 American Funds 2015 Trgt Date Retire R2E American Funds 2015 Trgt Date Retire R3 American Funds 2015 Trgt Date Retire R4 American Funds 2015 Trgt Date Retire R5 American Funds 2015 Trgt Date Retire R5E American Funds 2015 Trgt Date Retire R6 American Funds 2020 Trgt Date Retire R1 American Funds 2020 Trgt Date Retire R2 American Funds 2020 Trgt Date Retire R2E American Funds 2020 Trgt Date Retire R3 American Funds 2020 Trgt Date Retire R4 American Funds 2020 Trgt Date Retire R5 American Funds 2020 Trgt Date Retire R5E American Funds 2020 Trgt Date Retire R6 American Funds 2025 Trgt Date Retire R1 American Funds 2025 Trgt Date Retire R2 American Funds 2025 Trgt Date Retire R2E American Funds 2025 Trgt Date Retire R3 American Funds 2025 Trgt Date Retire R4 American Funds 2025 Trgt Date Retire R5 American Funds 2025 Trgt Date Retire R5E American Funds 2025 Trgt Date Retire R6 American Funds 2030 Trgt Date Retire R1 Ticker CUSIP Category Prospectus Objective Fund Available BULIX TWADX AVLIX TWVLX AVURX AVUDX AVDIX AMVIX ACTEX BTTTX ACTVX BTTRX RAATX RBATX RBEAX RCATX RDATX REATX RHATX RFTTX RAJTX RBJTX RBEJX RCJTX RDBTX REJTX RHBTX RFJTX RACTX RBCTX RBEHX RCCTX RDCTX RECTX RHCTX RRCTX RADTX RBDTX RBEDX RCDTX RDDTX REDTX RHDTX RFDTX RAETX 02507M881 025076803 025076605 025076506 025076621 025076316 025083346 025083551 024935868 024935504 024935850 024935603 02630T209 02630T308 02631C536 02630T407 02630T506 02630T605 02631C197 02630T282 02630T803 02630T886 02631C528 02630T878 02630T860 02630T852 02631C213 02630T290 02630T837 02630T829 02631C510 02630T811 02630T795 02630T787 02631C221 02630T316 02630T761 02630T753 02631C494 02630T746 02630T738 02630T720 02631C239 02630T324 02630T696 Utilities Large Value Large Value Large Value Large Value Large Value Large Blend Large Blend Long Government Long Government Long Government Long Government Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Specialty - Utility Growth Growth Growth Growth Growth Growth Growth Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 18 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Funds 2030 Trgt Date Retire R2 American Funds 2030 Trgt Date Retire R2E American Funds 2030 Trgt Date Retire R3 American Funds 2030 Trgt Date Retire R4 American Funds 2030 Trgt Date Retire R5 American Funds 2030 Trgt Date Retire R5E American Funds 2030 Trgt Date Retire R6 American Funds 2035 Trgt Date Retire R1 American Funds 2035 Trgt Date Retire R2 American Funds 2035 Trgt Date Retire R2E American Funds 2035 Trgt Date Retire R3 American Funds 2035 Trgt Date Retire R4 American Funds 2035 Trgt Date Retire R5 American Funds 2035 Trgt Date Retire R5E American Funds 2035 Trgt Date Retire R6 American Funds 2040 Trgt Date Retire R1 American Funds 2040 Trgt Date Retire R2 American Funds 2040 Trgt Date Retire R2E American Funds 2040 Trgt Date Retire R3 American Funds 2040 Trgt Date Retire R4 American Funds 2040 Trgt Date Retire R5 American Funds 2040 Trgt Date Retire R5E American Funds 2040 Trgt Date Retire R6 American Funds 2045 Trgt Date Retire R1 American Funds 2045 Trgt Date Retire R2 American Funds 2045 Trgt Date Retire R2E American Funds 2045 Trgt Date Retire R3 American Funds 2045 Trgt Date Retire R4 American Funds 2045 Trgt Date Retire R5 American Funds 2045 Trgt Date Retire R5E American Funds 2045 Trgt Date Retire R6 American Funds 2050 Trgt Date Retire R1 American Funds 2050 Trgt Date Retire R2 American Funds 2050 Trgt Date Retire R2E American Funds 2050 Trgt Date Retire R3 American Funds 2050 Trgt Date Retire R4 American Funds 2050 Trgt Date Retire R5 American Funds 2050 Trgt Date Retire R5E American Funds 2050 Trgt Date Retire R6 American Funds 2055 Trgt Date Retire R1 American Funds 2055 Trgt Date Retire R2 American Funds 2055 Trgt Date Retire R2E American Funds 2055 Trgt Date Retire R3 American Funds 2055 Trgt Date Retire R4 American Funds 2055 Trgt Date Retire R5 Ticker CUSIP Category Prospectus Objective Fund Available RBETX RBEEX RCETX RDETX REETX RHETX RFETX RAFTX RBFTX RBEFX RCFTX RDFTX REFTX RHFTX RFFTX RAKTX RBKTX RBEKX RCKTX RDGTX REGTX RHGTX RFGTX RAHTX RBHTX RBHHX RCHTX RDHTX REHTX RHHTX RFHTX RAITX RBITX RBHEX RCITX RDITX REITX RHITX RFITX RAMTX RBMTX RBEMX RCMTX RDJTX REKTX 02630T688 02631C486 02630T670 02630T662 02630T654 02631C247 02630T332 02630T639 02630T621 02631C478 02630T613 02630T597 02630T589 02631C254 02630T340 02630T563 02630T555 02631C460 02630T548 02630T530 02630T522 02631C262 02630T357 02630T498 02630T480 02631C452 02630T472 02630T464 02630T456 02631C270 02630T365 02630T431 02630T423 02630T191 02630T415 02630T399 02630T381 02631C288 02630T373 02630T266 02630T258 02630T183 02630T241 02630T233 02630T225 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 19 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Funds 2055 Trgt Date Retire R5E American Funds 2055 Trgt Date Retire R6 American Funds 2060 Trgt Date Retire R1 American Funds 2060 Trgt Date Retire R2 American Funds 2060 Trgt Date Retire R2E American Funds 2060 Trgt Date Retire R3 American Funds 2060 Trgt Date Retire R4 American Funds 2060 Trgt Date Retire R5 American Funds 2060 Trgt Date Retire R5E American Funds 2060 Trgt Date Retire R6 American Funds AMCAP A American Funds AMCAP R1 American Funds AMCAP R2 American Funds AMCAP R2E American Funds AMCAP R3 American Funds AMCAP R4 American Funds AMCAP R5 American Funds AMCAP R5E American Funds AMCAP R6 American Funds American Balanced A American Funds American Balanced R1 American Funds American Balanced R2 American Funds American Balanced R2E American Funds American Balanced R3 American Funds American Balanced R4 American Funds American Balanced R5 American Funds American Balanced R5E American Funds American Balanced R6 American Funds American High-Inc A American Funds American High-Inc R1 American Funds American High-Inc R2 American Funds American High-Inc R2E American Funds American High-Inc R3 American Funds American High-Inc R4 American Funds American High-Inc R5 American Funds American High-Inc R5E American Funds American High-Inc R6 American Funds American Mutual A American Funds American Mutual R1 American Funds American Mutual R2 American Funds American Mutual R2E American Funds American Mutual R3 American Funds American Mutual R4 American Funds American Mutual R5 American Funds American Mutual R5E Ticker CUSIP Category Prospectus Objective Fund Available RHJTX RFKTX RANTX RBNTX RBENX RCNTX RDKTX REMTX RHKTX RFUTX AMCPX RAFAX RAFBX RAEBX RAFCX RAFEX RAFFX RAEFX RAFGX ABALX RLBAX RLBBX RAMHX RLBCX RLBEX RLBFX RLEFX RLBGX AHITX RITAX RITBX RTEHX RITCX RITEX RITFX RITHX RITGX AMRMX RMFAX RMFBX RMEBX RMFCX RMFEX RMFFX RMFHX 02631C296 02630T217 02631C387 02631C379 02631C361 02631C353 02631C346 02631C338 02631C312 02631C320 023375108 023375876 023375868 023375793 023375850 023375843 023375835 023375785 023375819 024071102 024071870 024071862 024071797 024071854 024071847 024071839 024071789 024071813 026547109 026547877 026547869 026547794 026547851 026547844 026547836 026547786 026547810 027681105 027681873 027681865 027681790 027681857 027681840 027681832 027681782 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Growth Growth Growth Growth Balanced Balanced Balanced Balanced Balanced Balanced Balanced Balanced Balanced Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 20 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Funds American Mutual R6 American Funds Balanced Portfolio A American Funds Balanced Portfolio R1 American Funds Balanced Portfolio R2 American Funds Balanced Portfolio R2E American Funds Balanced Portfolio R3 American Funds Balanced Portfolio R4 American Funds Balanced Portfolio R5 American Funds Balanced Portfolio R5E American Funds Balanced Portfolio R6 American Funds Bond Fund of Amer A American Funds Bond Fund of Amer R1 American Funds Bond Fund of Amer R2 American Funds Bond Fund of Amer R2E American Funds Bond Fund of Amer R3 American Funds Bond Fund of Amer R4 American Funds Bond Fund of Amer R5 American Funds Bond Fund of Amer R5E American Funds Bond Fund of Amer R6 American Funds Capital Income Bldr A American Funds Capital Income Bldr R1 American Funds Capital Income Bldr R2 American Funds Capital Income Bldr R2E American Funds Capital Income Bldr R3 American Funds Capital Income Bldr R4 American Funds Capital Income Bldr R5 American Funds Capital Income Bldr R5E American Funds Capital Income Bldr R6 American Funds Capital World Bond A American Funds Capital World Bond R1 American Funds Capital World Bond R2 American Funds Capital World Bond R2E American Funds Capital World Bond R3 American Funds Capital World Bond R4 American Funds Capital World Bond R5 American Funds Capital World Bond R5E American Funds Capital World Bond R6 American Funds Capital World Gr&Inc A American Funds Capital World Gr&Inc R1 American Funds Capital World Gr&Inc R2 American Funds Capital World Gr&Inc R2E American Funds Capital World Gr&Inc R3 American Funds Capital World Gr&Inc R4 American Funds Capital World Gr&Inc R5 American Funds Capital World Gr&Inc R5E Ticker CUSIP Category Prospectus Objective Fund Available RMFGX BLPAX RBAAX RBABX RBBEX RBACX RBAEX RBAFX RGPFX RBAGX ABNDX RBFAX RBFBX RBEBX RBFCX RBFEX RBFFX RBFHX RBFGX CAIBX RIRAX RIRBX RCEEX RIRCX RIREX RIRFX RIRHX RIRGX CWBFX RCWAX RCWBX RCEBX RCWCX RCWEX RCWFX RCWHX RCWGX CWGIX RWIAX RWIBX RWBEX RWICX RWIEX RWIFX RWIHX 027681816 02630Y265 02630Y158 02630Y141 02630R435 02630Y133 02630Y125 02630Y117 02630G306 02630R104 097873103 097873871 097873863 097873798 097873855 097873848 097873830 097873780 097873814 140193103 140193871 140193863 140193814 140193855 140193848 140193830 140193798 140193822 140541103 140541871 140541863 140541798 140541855 140541848 140541830 140541780 140541814 140543109 140543877 140543869 140543794 140543851 140543844 140543836 140543786 Large Value Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Growth and Income Balanced Balanced Balanced Balanced Balanced Balanced Balanced Balanced Balanced Income Income Income Income Income Income Income Income Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 21 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Funds Capital World Gr&Inc R6 American Funds Dvlpg Wld Gr&Inc A American Funds Dvlpg Wld Gr&Inc R1 American Funds Dvlpg Wld Gr&Inc R2 American Funds Dvlpg Wld Gr&Inc R2E American Funds Dvlpg Wld Gr&Inc R3 American Funds Dvlpg Wld Gr&Inc R4 American Funds Dvlpg Wld Gr&Inc R5 American Funds Dvlpg Wld Gr&Inc R5E American Funds Dvlpg Wld Gr&Inc R6 American Funds Europacific Growth A American Funds Europacific Growth R1 American Funds Europacific Growth R2 American Funds Europacific Growth R2E American Funds Europacific Growth R3 American Funds Europacific Growth R4 American Funds Europacific Growth R5 American Funds Europacific Growth R5E American Funds Europacific Growth R6 American Funds Fundamental Invs A American Funds Fundamental Invs R1 American Funds Fundamental Invs R2 American Funds Fundamental Invs R2E American Funds Fundamental Invs R3 American Funds Fundamental Invs R4 American Funds Fundamental Invs R5 American Funds Fundamental Invs R5E American Funds Fundamental Invs R6 American Funds Global Balanced A American Funds Global Balanced R1 American Funds Global Balanced R2 American Funds Global Balanced R2E American Funds Global Balanced R3 American Funds Global Balanced R4 American Funds Global Balanced R5 American Funds Global Balanced R5E American Funds Global Balanced R6 American Funds Global Growth Port A American Funds Global Growth Port R1 American Funds Global Growth Port R2 American Funds Global Growth Port R2E American Funds Global Growth Port R3 American Funds Global Growth Port R4 American Funds Global Growth Port R5 American Funds Global Growth Port R5E Ticker CUSIP Category Prospectus Objective Fund Available RWIGX DWGAX RDWAX RDWBX RDEGX RDWCX RDWEX RDWFX RDWHX RDWGX AEPGX RERAX RERBX REEBX RERCX REREX RERFX RERHX RERGX ANCFX RFNAX RFNBX RFEBX RFNCX RFNEX RFNFX RFNHX RFNGX GBLAX RGBLX RGBBX RGGHX RGBCX RGBEX RGBFX RGBHX RGBGX PGGAX RGGAX RGGBX REBGX RGLCX RGGEX RGGFX RGTFX 140543810 02630F100 02630F860 02630F852 02630F795 02630F845 02630F837 02630F829 02630F787 02630F811 298706102 298706870 298706862 298706813 298706854 298706847 298706839 298706797 298706821 360802102 360802870 360802862 360802797 360802854 360802847 360802839 360802789 360802813 02629W106 02629W866 02629W858 02629W791 02629W841 02629W833 02629W825 02629W783 02629W817 02630R617 02630R492 02630R484 02630R427 02630R476 02630R468 02630R450 02630G603 World Stock Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Growth and Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Balanced Balanced Balanced Balanced Balanced Balanced Balanced Balanced Balanced Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 22 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Funds Global Growth Port R6 American Funds Growth and Inc Port A American Funds Growth and Inc Port R1 American Funds Growth and Inc Port R2 American Funds Growth and Inc Port R2E American Funds Growth and Inc Port R3 American Funds Growth and Inc Port R4 American Funds Growth and Inc Port R5 American Funds Growth and Inc Port R5E American Funds Growth and Inc Port R6 American Funds Growth Fund of Amer A American Funds Growth Fund of Amer R1 American Funds Growth Fund of Amer R2 American Funds Growth Fund of Amer R2E American Funds Growth Fund of Amer R3 American Funds Growth Fund of Amer R4 American Funds Growth Fund of Amer R5 American Funds Growth Fund of Amer R5E American Funds Growth Fund of Amer R6 American Funds Growth Portfolio A American Funds Growth Portfolio R1 American Funds Growth Portfolio R2 American Funds Growth Portfolio R2E American Funds Growth Portfolio R3 American Funds Growth Portfolio R4 American Funds Growth Portfolio R5 American Funds Growth Portfolio R5E American Funds Growth Portfolio R6 American Funds Income Fund of Amer A American Funds Income Fund of Amer R1 American Funds Income Fund of Amer R2 American Funds Income Fund of Amer R2E American Funds Income Fund of Amer R3 American Funds Income Fund of Amer R4 American Funds Income Fund of Amer R5 American Funds Income Fund of Amer R5E American Funds Income Fund of Amer R6 American Funds Income Portfolio A American Funds Income Portfolio R1 American Funds Income Portfolio R2 American Funds Income Portfolio R2E American Funds Income Portfolio R3 American Funds Income Portfolio R4 American Funds Income Portfolio R5 American Funds Income Portfolio R5E Ticker CUSIP Category Prospectus Objective Fund Available RGGGX GAIOX RGNAX RGNBX RBEGX RAICX RGNEX RGNFX RGQFX RGNGX AGTHX RGAAX RGABX RGEBX RGACX RGAEX RGAFX RGAHX RGAGX GWPAX RGWAX RGWBX RBGEX RGPCX RGWEX RGWFX RGSFX RGWGX AMECX RIDAX RIDBX RIEBX RIDCX RIDEX RIDFX RIDHX RIDGX INPAX RNCAX RINBX RNBEX RNCCX RINEX RINFX RGOFX 02630R443 02630R203 02630R856 02630R849 02630R419 02630R831 02630R823 02630R815 02630G405 02630R799 399874106 399874874 399874866 399874791 399874858 399874841 399874833 399874783 399874817 02630R781 02630R674 02630R666 02630R393 02630R658 02630R641 02630R633 02630G504 02630R625 453320103 453320871 453320863 453320798 453320855 453320848 453320830 453320780 453320814 02630Y448 02630Y331 02630Y323 02630R377 02630Y315 02630Y299 02630Y281 02630G207 World Stock Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Foreign Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Income Income Income Income Income Income Income Income Income Income Income Income Income Income Income Income Income Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 23 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Funds Income Portfolio R6 American Funds Inflation Linked Bd A American Funds Inflation Linked Bd R1 American Funds Inflation Linked Bd R2 American Funds Inflation Linked Bd R2E American Funds Inflation Linked Bd R3 American Funds Inflation Linked Bd R4 American Funds Inflation Linked Bd R5 American Funds Inflation Linked Bd R5E American Funds Inflation Linked Bd R6 American Funds Interm Bd Fd of Amer A American Funds Interm Bd Fd of Amer R1 American Funds Interm Bd Fd of Amer R2 American Funds Interm Bd Fd of Amer R2E American Funds Interm Bd Fd of Amer R3 American Funds Interm Bd Fd of Amer R4 American Funds Interm Bd Fd of Amer R5 American Funds Interm Bd Fd of Amer R5E American Funds Interm Bd Fd of Amer R6 American Funds Intl Gr and Inc A American Funds Intl Gr and Inc R1 American Funds Intl Gr and Inc R2 American Funds Intl Gr and Inc R2E American Funds Intl Gr and Inc R3 American Funds Intl Gr and Inc R4 American Funds Intl Gr and Inc R5 American Funds Intl Gr and Inc R5E American Funds Intl Gr and Inc R6 American Funds Invmt Co of Amer A American Funds Invmt Co of Amer R1 American Funds Invmt Co of Amer R2 American Funds Invmt Co of Amer R2E American Funds Invmt Co of Amer R3 American Funds Invmt Co of Amer R4 American Funds Invmt Co of Amer R5 American Funds Invmt Co of Amer R5E American Funds Invmt Co of Amer R6 American Funds Mortgage A American Funds Mortgage R1 American Funds Mortgage R2 American Funds Mortgage R2E American Funds Mortgage R3 American Funds Mortgage R4 American Funds Mortgage R5 American Funds Mortgage R5E Ticker CUSIP Category Prospectus Objective Fund Available RINGX BFIAX RILAX RILBX RILGX RILCX RILDX RILEX RILHX RILFX AIBAX RBOAX RBOBX REBBX RBOCX RBOEX RBOFX RBOHX RBOGX IGAAX RIGAX RIGBX RIIEX RGICX RIGEX RIGFX RIGIX RIGGX AIVSX RICAX RICBX RIBEX RICCX RICEX RICFX RICHX RICGX MFAAX RMAAX RMABX RMBEX RMACX RMAEX RMAFX RMAHX 02630Y273 02630D105 02630D865 02630D857 02630D790 02630D840 02630D832 02630D824 02630D782 02630D816 458809100 458809878 458809860 458809118 458809852 458809845 458809837 458809795 458809811 45956T105 45956T865 45956T857 45956T790 45956T840 45956T832 45956T824 45956T782 45956T816 461308108 461308876 461308868 461308793 461308850 461308843 461308835 461308785 461308819 02630V105 02630V865 02630V857 02630V790 02630V840 02630V832 02630V824 02630V782 Conservative Allocation Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Income Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Income Income Income Income Income Income Income Income Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 24 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Funds Mortgage R6 American Funds New Economy A American Funds New Economy R1 American Funds New Economy R2 American Funds New Economy R2E American Funds New Economy R3 American Funds New Economy R4 American Funds New Economy R5 American Funds New Economy R5E American Funds New Economy R6 American Funds New Perspective A American Funds New Perspective R1 American Funds New Perspective R2 American Funds New Perspective R2E American Funds New Perspective R3 American Funds New Perspective R4 American Funds New Perspective R5 American Funds New Perspective R5E American Funds New Perspective R6 American Funds New World A American Funds New World R1 American Funds New World R2 American Funds New World R2E American Funds New World R3 American Funds New World R4 American Funds New World R5 American Funds New World R5E American Funds New World R6 American Funds Preservation Port A American Funds Preservation Port R1 American Funds Preservation Port R2 American Funds Preservation Port R2E American Funds Preservation Port R3 American Funds Preservation Port R4 American Funds Preservation Port R5 American Funds Preservation Port R5E American Funds Preservation Port R6 American Funds SMALLCAP World A American Funds SMALLCAP World R1 American Funds SMALLCAP World R2 American Funds SMALLCAP World R2E American Funds SMALLCAP World R3 American Funds SMALLCAP World R4 American Funds SMALLCAP World R5 American Funds SMALLCAP World R5E Ticker CUSIP Category Prospectus Objective Fund Available RMAGX ANEFX RNGAX RNGBX RNNEX RNGCX RNGEX RNGFX RNGHX RNGGX ANWPX RNPAX RNPBX RPEBX RNPCX RNPEX RNPFX RNPHX RNPGX NEWFX RNWAX RNWBX RNEBX RNWCX RNWEX RNWFX RNWHX RNWGX PPVAX RPPVX RPPBX RPBEX RPPCX RPPEX RPPFX RGMFX RPPGX SMCWX RSLAX RSLBX RSEBX RSLCX RSLEX RSLFX RSLDX 02630V816 643822109 643822877 643822869 643822794 643822851 643822844 643822836 643822786 643822810 648018109 648018877 648018869 648018794 648018851 648018844 648018836 648018786 648018810 649280104 649280872 649280864 649280799 649280856 649280849 649280831 649280781 649280815 02630Y794 02630Y687 02630Y679 02630R385 02630Y661 02630Y653 02630Y646 02630G108 02630Y638 831681101 831681879 831681861 831681796 831681853 831681846 831681838 831681788 Intermediate Government Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Government Bond - Mortgage Growth Growth Growth Growth Growth Growth Growth Growth Growth World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 25 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 American Funds SMALLCAP World R6 American Funds ST Bd Fd of Amer A American Funds ST Bd Fd of Amer R1 American Funds ST Bd Fd of Amer R2 American Funds ST Bd Fd of Amer R2E American Funds ST Bd Fd of Amer R3 American Funds ST Bd Fd of Amer R4 American Funds ST Bd Fd of Amer R5 American Funds ST Bd Fd of Amer R5E American Funds ST Bd Fd of Amer R6 American Funds US Government Sec A American Funds US Government Sec R1 American Funds US Government Sec R2 American Funds US Government Sec R2E American Funds US Government Sec R3 American Funds US Government Sec R4 American Funds US Government Sec R5 American Funds US Government Sec R5E American Funds US Government Sec R6 American Funds Washington Mutual A American Funds Washington Mutual R1 American Funds Washington Mutual R2 American Funds Washington Mutual R2E American Funds Washington Mutual R3 American Funds Washington Mutual R4 American Funds Washington Mutual R5 American Funds Washington Mutual R5E American Funds Washington Mutual R6 AMG Chicago Equity Partners Bal Instl AMG Chicago Equity Partners Bal Inv AMG FQ Global Risk-Balanced Instl AMG FQ Global Risk-Balanced Inv AMG FQ Global Risk-Balanced Svc AMG FQ Tax-Managed US Equity Instl AMG FQ Tax-Managed US Equity Inv AMG FQ US Equity Institutional AMG FQ US Equity Investor AMG Frontier Small Cap Growth Instl AMG Frontier Small Cap Growth Investor AMG Frontier Small Cap Growth Service AMG GW&K Core Bond Service AMG GW&K Enhanced Core Bond Instl AMG GW&K Enhanced Core Bond Investor AMG GW&K Small Cap Core Institutional AMG GW&K Small Cap Core Investor Ticker CUSIP Category Prospectus Objective Fund Available RLLGX ASBAX RAMAX RAMBX RAAEX RAMCX RAMEX RAMFX RAAGX RMMGX AMUSX RGVAX RGVBX RGEVX RGVCX RGVEX RGVFX RGVJX RGVGX AWSHX RWMAX RWMBX RWEBX RWMCX RWMEX RWMFX RWMHX RWMGX MBEYX MBEAX MMAFX MMAVX MMASX MFQTX MFQAX MEQFX FQUAX MSSYX MSSVX MSSCX MBDFX MFDYX MFDAX GWEIX GWETX 831681812 82524A102 82524A888 82524A870 82524A797 82524A862 82524A854 82524A847 82524A789 82524A813 026300103 026300871 026300863 026300798 026300855 026300848 026300830 026300780 026300814 939330106 939330874 939330866 939330791 939330858 939330841 939330833 939330783 939330817 00170M501 00170M303 00170J821 00170J805 00170J888 00170J813 00170J870 00170J797 00170J862 00170J763 00170J789 00170J771 00170J730 00170M881 00170M600 00170K869 00170K885 World Stock Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Moderate Allocation Moderate Allocation Tactical Allocation Tactical Allocation Tactical Allocation Large Blend Large Blend Large Blend Large Blend Small Growth Small Growth Small Growth Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Small Growth Small Growth Small Company Income Income Income Income Income Income Income Income Income Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Balanced Balanced Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Small Company Small Company Small Company Corporate Bond - General Corporate Bond - General Corporate Bond - General Small Company Small Company Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 26 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AMG GW&K Small Cap Core Service AMG Managers Bond Institutional AMG Managers Bond Service AMG Managers Brandywine AMG Managers Brandywine Advs Mid Cap Gr AMG Managers Brandywine Blue AMG Managers Cadence Cptl Apprec Instl AMG Managers Cadence Cptl Apprec Inv AMG Managers Cadence Cptl Apprec Svc AMG Managers Cadence Emerging Coms Instl AMG Managers Cadence Emerging Coms Svc AMG Managers Cadence Mid Cap Instl AMG Managers Cadence Mid Cap Investor AMG Managers Cadence Mid Cap Service AMG Managers Emerging Opps Instl AMG Managers Emerging Opps Svc AMG Managers Essex Sm/Micro Cap Gr Inv AMG Managers Global Income Opportunity AMG Managers High Yield Institutional AMG Managers High Yield Investor AMG Managers Intermediate Duration Govt AMG Managers Real Estate Securities AMG Managers Short Duration Government AMG Managers Skyline Special Equities AMG Managers Special Equity Instl AMG Managers Special Equity Service AMG Renaissance Large Cap Growth Instl AMG Renaissance Large Cap Growth Inv AMG Renaissance Large Cap Growth Svc AMG SouthernSun Small Cap Institutional AMG SouthernSun Small Cap Investor AMG SouthernSun US Equity Institutional AMG SouthernSun US Equity Investor AMG Systematic Large Cap Value Instl AMG Systematic Large Cap Value Investor AMG Systematic Mid Cap Value Instl AMG Systematic Mid Cap Value Investor AMG TimesSquare All Cap Growth Instl AMG TimesSquare All Cap Growth Investor AMG TimesSquare All Cap Growth Service AMG TimesSquare Intl Sm Cp Instl AMG TimesSquare Intl Sm Cp Prem AMG TimesSquare Mid Cap Growth Instl AMG TimesSquare Mid Cap Growth Premier AMG Trilogy Emerging Markets Eq Instl Ticker CUSIP Category Prospectus Objective Fund Available GWESX MGBIX MGFIX BRWIX BWAFX BLUEX MPCIX MPAFX MCFYX MECIX MECAX MCMFX MCMAX MCMYX MIMFX MMCFX MBRSX MGGBX MHHYX MHHAX MGIDX MRESX MGSDX SKSEX MSEIX MGSEX MRLIX MRLTX MRLSX SSSIX SSSFX SSEIX SSEFX MSYSX MSYAX SYIMX SYAMX MTGIX MTGVX MTGSX TCMIX TCMPX TMDIX TMDPX TLEIX 00170K877 00170L834 00170L842 00170J300 00170J102 00170J201 00170L305 00170L107 00170L206 00170L503 00170L404 00170L800 00170L602 00170L701 00170J409 00170J755 00170K109 00170L826 00170M204 00170M105 00170M873 00170J748 00170M865 00170K208 00170L859 00170L867 00170K828 00170K844 00170K836 00170K547 00170K554 00170K513 00170K539 00170K760 00170K778 00170K786 00170K810 00170J839 00170J854 00170J847 00170K695 00170K711 00170K745 00170K752 00170K661 Small Growth Intermediate-Term Bond Intermediate-Term Bond Mid-Cap Growth Mid-Cap Growth Large Growth Large Growth Large Growth Large Growth Small Growth Small Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Small Growth World Bond High Yield Bond High Yield Bond Intermediate Government Real Estate Ultrashort Bond Small Blend Small Growth Small Growth Large Growth Large Growth Large Growth Small Blend Small Blend Mid-Cap Blend Mid-Cap Blend Large Value Large Value Mid-Cap Value Mid-Cap Value Large Growth Large Growth Large Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Mid-Cap Growth Mid-Cap Growth Diversified Emerging Mkts Small Company Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Small Company Small Company Growth Growth Growth Growth Growth Growth Worldwide Bond Corporate Bond - High Yield Corporate Bond - High Yield Government Bond - Mortgage Specialty - Real Estate Government Bond - General Small Company Growth Growth Growth Growth Growth Small Company Small Company Growth Growth Growth and Income Growth and Income Growth Growth Growth Growth Growth Small Company Small Company Growth Growth Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Page 27 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 AMG Trilogy Emerging Markets Eq Inv AMG Trilogy Emerging Markets Eq Svc AMG Trilogy Global Equity Institutional AMG Trilogy Global Equity Investor AMG Trilogy Global Equity Service AMG Trilogy International Sm Cap Instl AMG Trilogy International Sm Cap Inv AMG Trilogy International Sm Cap Svc AMG Yacktman Focused Institutional AMG Yacktman Focused Service AMG Yacktman Service Ariel Appreciation Institutional Ariel Appreciation Investor Ariel Discovery Institutional Ariel Discovery Investor Ariel Focus Institutional Ariel Focus Investor Ariel Fund Institutional Ariel Fund Investor Ariel Global I Ariel Global Investor Ariel International I Ariel International Investor Artisan Emerging Markets Inst Artisan Emerging Markets Inv Artisan Global Equity Investor Artisan Global Opportunities Instl Artisan Global Opportunities Inv Artisan Global Small Cap Inv Artisan Global Value Institutional Artisan Global Value Investor Artisan High Income Investor Artisan International Institutional Artisan International Investor Artisan International Small Cap Investor Artisan International Value Instl Artisan International Value Investor Artisan Mid Cap Institutional Artisan Mid Cap Investor Artisan Mid Cap Value Institutional Artisan Mid Cap Value Investor Artisan Small Cap Institutional Artisan Small Cap Investor Artisan Small Cap Value Institutional Artisan Small Cap Value Investor Ticker CUSIP Category Prospectus Objective Fund Available TLEVX TLESX TLGIX TLGVX TLGSX TLSIX TLSVX TLSSX YAFIX YAFFX YACKX CAAIX CAAPX ADYIX ARDFX AFOYX ARFFX ARAIX ARGFX AGLYX AGLOX AINIX AINTX APHEX ARTZX ARTHX APHRX ARTRX ARTWX APHGX ARTGX ARTFX APHIX ARTIX ARTJX APHKX ARTKX APHMX ARTMX APHQX ARTQX APHSX ARTSX APHVX ARTVX 00170K687 00170K679 00170K638 00170K653 00170K646 00170K596 00170K620 00170K612 00170K562 00170K570 00170K588 040337834 040337206 040337818 040337800 040337826 04035F107 040337842 040337107 040337859 040337867 040337875 040337883 04314H865 04314H832 04314H816 04314H782 04314H824 04314H733 04314H741 04314H840 04314H725 04314H402 04314H204 04314H808 04314H857 04314H881 04314H600 04314H303 04314H774 04314H709 04314H758 04314H105 04314H766 04314H501 Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock World Stock Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Large Blend Large Blend Large Blend Mid-Cap Blend Mid-Cap Blend Small Blend Small Blend Large Value Large Value Mid-Cap Blend Mid-Cap Blend World Stock World Stock Foreign Large Value Foreign Large Value Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock World Stock World Stock World Stock World Stock High Yield Bond Foreign Large Growth Foreign Large Growth Foreign Small/Mid Growth Foreign Large Blend Foreign Large Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Small Growth Small Growth Small Value Small Value Diversified Emerging Markets Diversified Emerging Markets World Stock World Stock World Stock Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Foreign Stock Foreign Stock Foreign Stock Foreign Stock Diversified Emerging Markets Diversified Emerging Markets World Stock Growth Growth Small Company World Stock World Stock Corporate Bond - High Yield Foreign Stock Foreign Stock Small Company Foreign Stock Foreign Stock Growth Growth Growth Growth Small Company Small Company Small Company Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 Page 28 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Artisan Value Institutional Artisan Value Investor ASTON Small Cap I ASTON Small Cap N ASTON/Anchor Capital Enhanced Equity I ASTON/Anchor Capital Enhanced Equity N ASTON/Barings International I ASTON/Barings International N ASTON/Cornerstone Large Cap Value I ASTON/Cornerstone Large Cap Value N ASTON/DoubleLine Core Plus Fxd Inc I ASTON/DoubleLine Core Plus Fxd Inc N ASTON/Fairpointe Focused Equity I ASTON/Fairpointe Focused Equity N ASTON/Fairpointe Mid Cap I ASTON/Fairpointe Mid Cap N ASTON/Guardian Capital Global Div I ASTON/Guardian Capital Global Div N ASTON/Harrison Street Real Estate I ASTON/Harrison Street Real Estate N ASTON/Herndon Large Cap Value I ASTON/Herndon Large Cap Value N ASTON/Lake Partners LASSO Alternatives I ASTON/Lake Partners LASSO Alternatives N ASTON/LMCG Emerging Markets I ASTON/LMCG Emerging Markets N ASTON/LMCG Small Cap Growth I ASTON/LMCG Small Cap Growth N ASTON/Montag & Caldwell Balanced I ASTON/Montag & Caldwell Balanced N ASTON/Montag & Caldwell Growth I ASTON/Montag & Caldwell Growth N ASTON/Montag & Caldwell Growth R ASTON/Montag & Caldwell Mid Cap Growth N ASTON/Pictet International I ASTON/Pictet International N ASTON/River Road Div All Cap Val II I ASTON/River Road Div All Cap Val II N ASTON/River Road Dividend All Cap Val I ASTON/River Road Dividend All Cap Val N ASTON/River Road Independent Value I ASTON/River Road Independent Value N ASTON/River Road Long-Short N ASTON/River Road Select Value I ASTON/River Road Select Value N Ticker CUSIP Category Prospectus Objective Fund Available APHLX ARTLX ATSIX ATASX AMDSX AMBEX ABIIX ABARX AAVIX RVALX ADLIX ADBLX AFFEX AFPTX ABMIX CHTTX AGCDX AGCNX AARIX ARFCX AHRNX AALIX ALSOX ALSNX ALMEX ALEMX ACWIX ACWDX MOBIX MOBAX MCGIX MCGFX MCRGX AMCMX APCTX APINX ADIVX ADVTX ARIDX ARDEX ARVIX ARIVX ARLSX ARIMX ARSMX 04314H790 04314H873 00078H141 00078H216 00080Y694 00080Y751 00080Y785 00080Y678 00080Y207 00078H844 00080Y553 00080Y561 00080Y371 00080Y363 00078H158 00078H315 00080Y413 00080Y397 00080Y108 00078H620 00080Y595 00080Y660 00080Y728 00080Y686 00080Y447 00080Y454 00080Y587 00080Y652 00078H265 00078H273 00078H281 00078H299 00078H414 00080Y819 00080Y439 00080Y421 00080Y512 00080Y496 00080Y876 00078H133 00080Y579 00080Y611 00080Y629 00080Y884 00080Y801 Large Value Large Value Small Growth Small Growth Long/Short Equity Long/Short Equity Foreign Large Blend Foreign Large Blend Large Value Large Value Intermediate-Term Bond Intermediate-Term Bond Large Value Large Value Mid-Cap Blend Mid-Cap Blend World Stock World Stock Real Estate Real Estate Large Blend Large Blend Multialternative Multialternative Diversified Emerging Mkts Diversified Emerging Mkts Small Growth Small Growth Moderate Allocation Moderate Allocation Large Growth Large Growth Large Growth Mid-Cap Growth Foreign Large Blend Foreign Large Blend Large Value Large Value Large Value Large Value Small Value Small Value Long/Short Equity Small Blend Small Blend Growth Growth Small Company Small Company Growth and Income Growth and Income Foreign Stock Foreign Stock Growth and Income Growth and Income Multisector Bond Multisector Bond Growth Growth Growth Growth Growth and Income Growth and Income Specialty - Real Estate Specialty - Real Estate Growth Growth Asset Allocation Asset Allocation Diversified Emerging Markets Diversified Emerging Markets Small Company Small Company Balanced Balanced Growth Growth Growth Growth and Income Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Small Company Small Company Growth and Income Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $100,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $100,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $100,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 Page 29 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 ASTON/River Road Small Cap Value I ASTON/River Road Small Cap Value N ASTON/Silvercrest Small Cap I ASTON/Silvercrest Small Cap N ASTON/TCH Fixed Income I ASTON/TCH Fixed Income N Ave Maria Bond Ave Maria Catholic Values Ave Maria Growth Ave Maria Rising Dividend Ave Maria World Equity Baird Aggregate Bond Inst Baird Aggregate Bond Inv Baird Core Plus Bond Inst Baird Core Plus Bond Inv Baird Intermediate Bond Inst Baird Intermediate Bond Inv Baird LargeCap Inst Baird LargeCap Inv Baird MidCap Inst Baird MidCap Inv Baird Quality Intermediate Muni Bd Inst Baird Quality Intermediate Muni Bd Inv Baird Short-Term Bond Inst Baird Short-Term Bond Investor Baird SmallCap Value Institutional Baird SmallCap Value Investor Baird Ultra Short Bond Institutional Baird Ultra Short Bond Investor Baron Asset Instl Baron Asset Retail Baron Discovery Institutional Baron Discovery Retail Baron Emerging Markets Institutional Baron Emerging Markets Retail Baron Energy and Resources Institutional Baron Energy and Resources Retail Baron Fifth Avenue Growth Instl Baron Fifth Avenue Growth Retail Baron Focused Growth Instl Baron Focused Growth Retail Baron Global Advantage Institutional Baron Global Advantage Retail Baron Growth Instl Baron Growth Retail Ticker CUSIP Category Prospectus Objective Fund Available ARSIX ARSVX ACRTX ASCTX CTBIX CHTBX AVEFX AVEMX AVEGX AVEDX AVEWX BAGIX BAGSX BCOIX BCOSX BIMIX BIMSX BHGIX BHGSX BMDIX BMDSX BMBIX BMBSX BSBIX BSBSX BSVIX BSVSX BUBIX BUBSX BARIX BARAX BDFIX BDFFX BEXIX BEXFX BENIX BENFX BFTIX BFTHX BFGIX BFGFX BGAIX BGAFX BGRIX BGRFX 00080Y504 00078H125 00080Y538 00080Y546 00078H331 00078H323 808530505 808530208 808530307 808530604 808530802 057071854 057071862 057071870 057071888 057071805 057071706 057071839 057071847 057071813 057071821 057071607 057071508 057071409 057071730 057071748 057071755 057071722 057071714 068278605 068278100 068278852 068278860 06828M876 06828M884 06828M850 06828M868 068278878 068278506 06828M504 06828M207 06828M835 06828M843 068278704 068278209 Small Blend Small Blend Small Blend Small Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Mid-Cap Blend Mid-Cap Growth Large Blend World Stock Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Blend Large Blend Mid-Cap Growth Mid-Cap Growth Muni National Interm Muni National Interm Short-Term Bond Short-Term Bond Small Blend Small Blend Ultrashort Bond Ultrashort Bond Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Diversified Emerging Mkts Diversified Emerging Mkts Equity Energy Equity Energy Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth World Stock World Stock Mid-Cap Growth Mid-Cap Growth Small Company Small Company Small Company Small Company Corporate Bond - General Corporate Bond - General Government Bond - General Growth Growth Growth and Income World Stock Income Income Income Income Income Income Growth and Income Growth and Income Growth Growth Municipal Bond - National Municipal Bond - National Income Income Small Company Small Company Income Income Growth Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Specialty - Natural Resources Specialty - Natural Resources Growth Growth Growth Growth World Stock World Stock Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 30 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Baron International Growth Instl Baron International Growth Retail Baron Opportunity Instl Baron Opportunity Retail Baron Partners Instl Baron Partners Retail Baron Real Estate Institutional Baron Real Estate Retail Baron Small Cap Instl Baron Small Cap Retail BlackRock 20/80 Target Allocation Instl BlackRock 20/80 Target Allocation Inv A BlackRock 20/80 Target Allocation R BlackRock 40/60 Target Allocation Instl BlackRock 40/60 Target Allocation Inv A BlackRock 40/60 Target Allocation R BlackRock 60/40 Target Allocation Instl BlackRock 60/40 Target Allocation Inv A BlackRock 60/40 Target Allocation R BlackRock 80/20 Target Allocation A BlackRock 80/20 Target Allocation Instl BlackRock 80/20 Target Allocation R BlackRock All-Cap Engy & Res Instl BlackRock All-Cap Engy & Res Investor A BlackRock All-Cap Engy & Res Svc BlackRock Balanced Capital Instl BlackRock Balanced Capital Inv A BlackRock Balanced Capital R BlackRock Basic Value Instl BlackRock Basic Value Inv A BlackRock Basic Value K BlackRock Basic Value R BlackRock California Muni Opps Instl BlackRock Capital Appreciation BlackRock BlackRock Capital Appreciation Instl BlackRock Capital Appreciation Inv A BlackRock Capital Appreciation R BlackRock Commodity Strategies Instl BlackRock Commodity Strategies Inv A BlackRock Core Bond Instl BlackRock Core Bond Inv A BlackRock Core Bond K BlackRock Core Bond R BlackRock Core Bond Svc BlackRock CoreAlpha Bond Instl Ticker CUSIP Category Prospectus Objective Fund Available BINIX BIGFX BIOIX BIOPX BPTIX BPTRX BREIX BREFX BSFIX BSCFX BICPX BACPX BRCPX BIMPX BAMPX BRMPX BIGPX BAGPX BRGPX BAAPX BIAPX BRAPX BACIX BACAX BACSX MACPX MDCPX MRBPX MABAX MDBAX MBVKX MRBVX MACMX BFGBX MAFGX MDFGX MRFGX BICSX BCSAX BFMCX BCBAX CCBBX BCBRX CMCBX BCRIX 06828M603 06828M306 068278886 068278407 06828M405 06828M108 06828M801 06828M702 068278803 068278308 09256H765 091937177 09256H773 09256H740 091937151 09256H757 09256H724 091937136 09256H732 09256H799 09256H690 09256H716 091937284 091937334 091937292 09251C506 09251C100 09251C407 09251G507 09251G101 09251G606 09251G408 09252Y606 09251R602 09251R503 09251R107 09251R404 091936666 091936682 091928747 091928721 091928689 09256H203 091928739 066922139 Foreign Small/Mid Growth Foreign Small/Mid Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Real Estate Real Estate Small Growth Small Growth Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Equity Energy Equity Energy Equity Energy Moderate Allocation Moderate Allocation Moderate Allocation Large Value Large Value Large Value Large Value Muni California Intermediate Large Growth Large Growth Large Growth Large Growth Commodities Broad Basket Commodities Broad Basket Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Stock Foreign Stock Growth Growth Growth Growth Specialty - Real Estate Specialty - Real Estate Small Company Small Company Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Balanced Balanced Balanced Growth Growth Growth Growth Municipal Bond - Single State Growth Growth Growth Growth Growth and Income Growth and Income Income Income Income Income Income Government Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $5,000,000.00 $0.00 Waived Waived Waived $0.00 $0.00 Waived $0.00 Waived $0.00 Waived $0.00 $0.00 Waived Page 31 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BlackRock CoreAlpha Bond Investor A BlackRock CoRI 2015 Institutional BlackRock CoRI 2015 Investor A BlackRock CoRI 2017 Institutional BlackRock CoRI 2017 Investor A BlackRock CoRI 2019 Institutional BlackRock CoRI 2019 Investor A BlackRock CoRI 2021 Institutional BlackRock CoRI 2021 Investor A BlackRock CoRI 2023 Institutional BlackRock CoRI 2023 Investor A BlackRock Disciplined Small Cp Cor Instl BlackRock Disciplined Small Cp Cor Inv A BlackRock Dynamic High Income Instl BlackRock Dynamic High Income Inv A BlackRock Emerg Mkts Flex Dyn Bd Instl BlackRock Emerg Mkts Flex Dyn Bd Inv A BlackRock Emerg Mkts Flex Dyn Bd K BlackRock Emerging Market Allc Instl BlackRock Emerging Market Allc Inv A BlackRock Emerging Markets Div Instl BlackRock Emerging Markets Div Inv A BlackRock Emerging Mkt L/S Eq Instl BlackRock Emerging Mkt L/S Eq Investor A BlackRock Emerging Mkts Instl BlackRock Emerging Mkts Inv A BlackRock Energy & Resources Instl BlackRock Energy & Resources Inv A BlackRock Equity Dividend Instl BlackRock Equity Dividend Inv A BlackRock Equity Dividend R BlackRock Equity Dividend Svc BlackRock EuroFund Instl BlackRock EuroFund Inv A BlackRock EuroFund R BlackRock Event Driven Equity Instl BlackRock Event Driven Equity Inv A BlackRock Exchange BlackRock BlackRock Flexible Equity Instl BlackRock Flexible Equity Investor A BlackRock Flexible Equity R BlackRock Flexible Equity Svc BlackRock Floating Rate Income Instl BlackRock Floating Rate Income Inv A BlackRock Focus Growth Instl Ticker CUSIP Category Prospectus Objective Fund Available BCRAX BCVIX BCVAX BCWIX BCWAX BCXIX BCXAX BCYIX BCYAX BCZIX BCZAX BDSIX BDSAX BDHIX BDHAX BEDIX BAEDX BREDX BEEIX BEEAX BICHX BACHX BLSIX BLSAX MADCX MDDCX SGLSX SSGRX MADVX MDDVX MRDVX MSDVX MAEFX MDEFX MREFX BILPX BALPX STSEX CMVIX BMCAX BMCRX CMVSX BFRIX BFRAX MAFOX 066923582 092538206 092538107 092538404 092538305 092538602 092538503 092538800 092538701 092538875 092538883 091936450 091936476 09257E795 09257E829 09256H260 09256H278 09256H252 091936427 091936443 091936856 091936872 091936690 091936724 09251J402 09251J105 091937532 091937524 09251M504 09251M108 09251M405 09251M603 09251N502 09251N106 09251N403 09250J734 09250J759 091937391 091928812 091928788 091936880 091928796 09256H187 09256H211 09251P408 Intermediate-Term Bond Long-Term Bond Long-Term Bond Long-Term Bond Long-Term Bond Long-Term Bond Long-Term Bond Long-Term Bond Long-Term Bond Long-Term Bond Long-Term Bond Small Blend Small Blend World Allocation World Allocation Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Market Neutral Market Neutral Diversified Emerging Mkts Diversified Emerging Mkts Equity Energy Equity Energy Large Value Large Value Large Value Large Value Europe Stock Europe Stock Europe Stock Market Neutral Market Neutral Large Blend Large Blend Large Blend Large Blend Large Blend Bank Loan Bank Loan Large Growth Government Bond - General Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Income Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Specialty - Natural Resources Specialty - Natural Resources Equity-Income Equity-Income Equity-Income Equity-Income Europe Stock Europe Stock Europe Stock Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Income Income Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 Waived Page 32 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BlackRock Focus Growth Inv A BlackRock Global Allocation Instl BlackRock Global Allocation Inv A BlackRock Global Allocation R BlackRock Global Dividend Instl BlackRock Global Dividend Inv A BlackRock Global Long/Short Credit Instl BlackRock Global Long/Short Credit Inv A BlackRock Global Long/Short Equity Instl BlackRock Global Long/Short Equity Inv A BlackRock Global Opportunities Instl BlackRock Global Opportunities Inv A BlackRock Global Opportunities R BlackRock Global SmallCap Instl BlackRock Global SmallCap Inv A BlackRock Global SmallCap R BlackRock GNMA Instl BlackRock GNMA Inv A BlackRock GNMA K BlackRock GNMA Svc BlackRock Health Sciences Opps Instl BlackRock Health Sciences Opps Inv A BlackRock Health Sciences Opps R BlackRock Health Sciences Opps Svc BlackRock High Yield Bond Instl BlackRock High Yield Bond Inv A BlackRock High Yield Bond K BlackRock High Yield Bond R BlackRock High Yield Bond Svc BlackRock High Yield Municipal Instl BlackRock High Yield Municipal Inv A BlackRock Inflation Protected Bond Instl BlackRock Inflation Protected Bond Inv A BlackRock Inflation Protected Bond K BlackRock Inflation Protected Bond Svc BlackRock International Index Instl BlackRock International Index Inv A BlackRock International Index K BlackRock International Instl BlackRock International Inv A BlackRock International Opp Instl BlackRock International Opp Inv A BlackRock International Opp Svc BlackRock International R BlackRock Investment Grade Bond Instl Ticker CUSIP Category Prospectus Objective Fund Available MDFOX MALOX MDLOX MRLOX BIBDX BABDX BGCIX BGCAX BDMIX BDMAX BROIX BROAX BGORX MAGCX MDGCX MRGSX BGNIX BGPAX BBGPX BGPSX SHSSX SHSAX BHSRX SHISX BHYIX BHYAX BRHYX BHYRX BHYSX MAYHX MDYHX BPRIX BPRAX BPLBX BPRSX MAIIX MDIIX BTMKX MAILX MDILX BISIX BREAX BRESX BIFRX BLDIX 09251P101 09251T509 09251T103 09251T400 09256H328 09256H385 091936732 091936757 091936526 091936542 091937268 091937243 091936799 09252A509 09252A103 09252A400 091929695 091929745 091929240 091929711 091937540 091937573 091936815 091937359 091929638 091929679 091929687 09256H500 091929646 09253C769 09253C785 091937748 091937722 091937755 091937730 09253F408 09253F309 09253F879 09248G404 09248G107 091929109 091929307 091929208 09253M684 091937185 Large Growth World Allocation World Allocation World Allocation World Stock World Stock Nontraditional Bond Nontraditional Bond Market Neutral Market Neutral World Stock World Stock World Stock World Stock World Stock World Stock Intermediate Government Intermediate Government Intermediate Government Intermediate Government Health Health Health Health High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Muni High Yield Muni Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Corporate Bond Growth Multi-Asset Global Multi-Asset Global Multi-Asset Global Equity-Income Equity-Income Growth and Income Growth and Income World Stock World Stock World Stock World Stock World Stock Small Company Small Company Small Company Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Specialty - Health Specialty - Health Specialty - Health Specialty - Health Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Municipal Bond - National Municipal Bond - National Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Government Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived $0.00 $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 Waived $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 Waived $0.00 $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 $0.00 Waived $0.00 Waived $0.00 $0.00 $0.00 Waived Page 33 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BlackRock Investment Grade Bond Inv A BlackRock Investment Grade Bond K BlackRock Large Cap Core Instl BlackRock Large Cap Core Inv A BlackRock Large Cap Core R BlackRock Large Cap Core Svc BlackRock Large Cap Growth Instl BlackRock Large Cap Growth Inv A BlackRock Large Cap Growth R BlackRock Large Cap Growth Svc BlackRock Large Cap Index Institutional BlackRock Large Cap Index Investor A BlackRock Large Cap Index K BlackRock Large Cap Value Instl BlackRock Large Cap Value Inv A BlackRock Large Cap Value R BlackRock Large Cap Value Retiremt Instl BlackRock Large Cap Value Svc BlackRock Latin America Instl BlackRock Latin America Inv A BlackRock LifePath® 2020 Instl BlackRock LifePath® 2020 Investor A BlackRock LifePath® 2020 K BlackRock LifePath® 2020 R BlackRock LifePath® 2025 Instl BlackRock LifePath® 2025 Investor A BlackRock LifePath® 2025 K BlackRock LifePath® 2025 R BlackRock LifePath® 2030 Instl BlackRock LifePath® 2030 Investor A BlackRock LifePath® 2030 K BlackRock LifePath® 2030 R BlackRock LifePath® 2035 Instl BlackRock LifePath® 2035 Investor A BlackRock LifePath® 2035 K BlackRock LifePath® 2035 R BlackRock LifePath® 2040 Instl BlackRock LifePath® 2040 Investor A BlackRock LifePath® 2040 K BlackRock LifePath® 2040 R BlackRock LifePath® 2045 Instl BlackRock LifePath® 2045 Investor A BlackRock LifePath® 2045 K BlackRock LifePath® 2045 R BlackRock LifePath® 2050 Instl Ticker CUSIP Category Prospectus Objective Fund Available BLADX BLDRX MALRX MDLRX MRLRX MSLRX MALHX MDLHX MRLHX MSLHX BRGNX BRGAX BRGKX MALVX MDLVX MRLVX MKLVX MSLVX MALTX MDLTX STLCX LPRCX LPSCX LPRMX LPBIX LPBAX LPBKX LPBRX STLDX LPRDX LPSDX LPRNX LPJIX LPJAX LPJKX LPJRX STLEX LPREX LPSFX LPRKX LPHIX LPHAX LPHKX LPHRX STLFX 091937219 091937193 09250J502 09250J106 09250J403 09250J726 09250J874 09250J601 09250J882 09250J866 066923202 066923103 066923301 09250J817 09250J858 09250J825 09250J775 09250J791 09250X402 09250X105 066922873 066922865 066922584 066922451 066922311 066922352 066922337 066922329 066922857 066922840 066922576 066922444 066922253 066922295 066922279 066922261 066922832 066922824 066922568 066922436 066922196 066922246 066922220 066922212 06739T556 Corporate Bond Corporate Bond Large Blend Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Growth Large Blend Large Blend Large Blend Large Value Large Value Large Value Large Value Large Value Latin America Stock Latin America Stock Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Government Bond - General Government Bond - General Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Foreign Stock Foreign Stock Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 Waived Waived $0.00 $0.00 $0.00 $0.00 Waived $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived Page 34 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BlackRock LifePath® 2050 Investor A BlackRock LifePath® 2050 K BlackRock LifePath® 2050 R BlackRock LifePath® 2055 Instl BlackRock LifePath® 2055 Investor A BlackRock LifePath® 2055 K BlackRock LifePath® 2055 R BlackRock LifePath® Active 2020 Instl BlackRock LifePath® Active 2020 Inv A BlackRock LifePath® Active 2020 K BlackRock LifePath® Active 2020 R BlackRock LifePath® Active 2025 Instl BlackRock LifePath® Active 2025 Inv A BlackRock LifePath® Active 2025 K BlackRock LifePath® Active 2025 R BlackRock LifePath® Active 2030 Instl BlackRock LifePath® Active 2030 Inv A BlackRock LifePath® Active 2030 K BlackRock LifePath® Active 2030 R BlackRock LifePath® Active 2035 Instl BlackRock LifePath® Active 2035 Inv A BlackRock LifePath® Active 2035 K BlackRock LifePath® Active 2035 R BlackRock LifePath® Active 2040 Instl BlackRock LifePath® Active 2040 Inv A BlackRock LifePath® Active 2040 K BlackRock LifePath® Active 2040 R BlackRock LifePath® Active 2045 Instl BlackRock LifePath® Active 2045 Inv A BlackRock LifePath® Active 2045 K BlackRock LifePath® Active 2045 R BlackRock LifePath® Active 2050 Instl BlackRock LifePath® Active 2050 Inv A BlackRock LifePath® Active 2050 K BlackRock LifePath® Active 2050 R BlackRock LifePath® Active 2055 Instl BlackRock LifePath® Active Retire Instl BlackRock LifePath® Active Retire Inv A BlackRock LifePath® Active Retire K BlackRock LifePath® Active Retire R BlackRock LifePath® Index 2020 Instl BlackRock LifePath® Index 2020 Inv A BlackRock LifePath® Index 2020 K BlackRock LifePath® Index 2025 Instl BlackRock LifePath® Index 2025 Inv A Ticker CUSIP Category Prospectus Objective Fund Available LPRFX LPSGX LPRPX LPVIX LPVAX LPVKX LPVRX BLBIX BAPCX BIPCX BRPCX BLCIX BAPDX BIPDX BRPDX BLEIX BAPEX BIPEX BRPEX BLGIX BAPGX BIPGX BRPGX BLHIX BAPHX BIPHX BRPHX BLJIX BAPJX BIPJX BRPJX BLKIX BAPKX BIPKX BRPKX BLLIX BLAIX BAPBX BIPBX BRPBX LIQIX LIQAX LIMKX LIBIX LILAX 06739T549 06739T531 066922428 066922147 066922188 066922162 066922154 09257E407 09256H617 09256H625 09256H591 09257E506 09256H575 09256H583 09256H567 09257E605 09256H542 09256H559 09256H534 09257E704 09256H518 09256H526 09256H492 09257E803 09256H476 09256H484 09256H468 09257E886 09256H443 09256H450 09256H435 09257E878 09256H419 09256H427 09256H393 09257E852 09257E308 09256H641 09256H658 09256H633 066923871 066923889 066923863 066923848 066923855 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 Page 35 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BlackRock LifePath® Index 2025 K BlackRock LifePath® Index 2030 Instl BlackRock LifePath® Index 2030 Inv A BlackRock LifePath® Index 2030 K BlackRock LifePath® Index 2035 Instl BlackRock LifePath® Index 2035 Inv A BlackRock LifePath® Index 2035 K BlackRock LifePath® Index 2040 Instl BlackRock LifePath® Index 2040 Inv A BlackRock LifePath® Index 2040 K BlackRock LifePath® Index 2045 Instl BlackRock LifePath® Index 2045 Inv A BlackRock LifePath® Index 2045 K BlackRock LifePath® Index 2050 Instl BlackRock LifePath® Index 2050 Inv A BlackRock LifePath® Index 2050 K BlackRock LifePath® Index 2055 Instl BlackRock LifePath® Index 2055 Inv A BlackRock LifePath® Index 2055 K BlackRock LifePath® Index Retire Instl BlackRock LifePath® Index Retire Inv A BlackRock LifePath® Index Retire K BlackRock LifePath® Retirement Instl BlackRock LifePath® Retirement Inv A BlackRock LifePath® Retirement K BlackRock LifePath® Retirement R BlackRock Long-Horizon Equity Instl BlackRock Long-Horizon Equity Inv A BlackRock Long-Horizon Equity R BlackRock Low Duration Bond Instl BlackRock Low Duration Bond Inv A BlackRock Low Duration Bond K BlackRock Low Duration Bond R BlackRock Low Duration Bond Svc BlackRock Macro Themes Instl BlackRock Macro Themes Investor A BlackRock Managed Volatility Instl BlackRock Managed Volatility Inv A BlackRock Managed Volatility Svc BlackRock Mid Cap Value Opportunities R BlackRock Mid Cap Value Opps Instl BlackRock Mid Cap Value Opps Inv A BlackRock Mid-Cap Growth Equity Instl BlackRock Mid-Cap Growth Equity Inv A BlackRock Mid-Cap Growth Equity R Ticker CUSIP Category Prospectus Objective Fund Available LIBKX LINIX LINAX LINKX LIJIX LIJAX LIJKX LIKIX LIKAX LIKKX LIHIX LIHAX LIHKX LIPIX LIPAX LIPKX LIVIX LIVAX LIVKX LIRIX LIRAX LIRKX STLAX LPRAX LPSAX LPRRX MAEGX MDEGX MREGX BFMSX BLDAX CLDBX BLDPX CMGBX BTHIX BTHAX PBAIX PCBAX PCBSX MRRFX MARFX MDRFX CMGIX BMGAX BMRRX 066923830 066923814 066923822 066923798 066923772 066923780 066923764 066923749 066923756 066923731 066923715 066923723 066923699 066923673 066923681 066923665 066923640 066923657 066923632 066923707 066923608 066923806 066922600 066922709 066922618 066922469 09251W403 09251W106 09251W502 091928283 091928267 091928234 09257E209 091928275 091936336 091936351 091927848 091927822 091927830 09255V401 09255V500 09255V104 091928861 091928846 09256H864 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income World Stock World Stock World Stock Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Multialternative Multialternative Tactical Allocation Tactical Allocation Tactical Allocation Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation World Stock World Stock World Stock Income Income Income Income Income Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 Waived $0.00 $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 $0.00 Page 36 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BlackRock Mid-Cap Growth Equity Svc BlackRock Midcap Index Institutional BlackRock Midcap Index K BlackRock Multi-Asset Income Instl BlackRock Multi-Asset Income Investor A BlackRock Multi-Asset Real Return Inst BlackRock Multi-Asset Real Return Inv A BlackRock Multi-Manager Alt Strats Instl BlackRock Multi-Manager Alt Strats Inv A BlackRock National Municipal Instl BlackRock National Municipal Inv A BlackRock Natural Resources Instl BlackRock Natural Resources Inv A BlackRock Pacific Instl BlackRock Pacific Inv A BlackRock Pacific R BlackRock Real Estate Securities Instl BlackRock Real Estate Securities Inv A BlackRock S&P 500 Index Institutional BlackRock S&P 500 Index Investor A BlackRock S&P 500 Index K BlackRock S&P 500 Index Service BlackRock Science & Technology Opp Instl BlackRock Science & Technology Opp Inv A BlackRock Science & Technology Opp R BlackRock Science & Technology Opp Svc BlackRock Secured Credit Portfolio Instl BlackRock Secured Credit Portfolio Inv A BlackRock Short Obligations Instl BlackRock Short Obligations K BlackRock Short-Term Municipal Instl BlackRock Short-Term Municipal Inv A BlackRock Small Cap Growth Eq Instl BlackRock Small Cap Growth Eq Inv A BlackRock Small Cap Growth Eq Svc BlackRock Small Cap Growth II Instl BlackRock Small Cap Growth II Inv A BlackRock Small Cap Growth II R BlackRock Small Cap Index A BlackRock Small Cap Index Instl BlackRock Small Cap Index K BlackRock Strategic Global Bond Instl BlackRock Strategic Global Bond Inv A BlackRock Strategic Income Opps Instl BlackRock Strategic Income Opps Inv A Ticker CUSIP Category Prospectus Objective Fund Available CMGSX BRMIX BRMKX BIICX BAICX BRRIX BRRAX BMMNX BMMAX MANLX MDNLX MAGRX MDGRX MAPCX MDPCX MRPCX BIREX BAREX BSPIX BSPAX WFSPX BSPSX BGSIX BGSAX BGSRX BSTSX BMSIX BMSAX BISOX BBSOX MALMX MELMX PSGIX CSGEX PCGEX MASWX MDSWX MRUSX MDSKX MASKX BDBKX MAWIX MDWIX BSIIX BASIX 091928853 091936294 091936286 09256H336 09256H351 091936559 091936575 091936369 091936385 09253C876 09253C603 09252H405 09252H108 09252J500 09252J104 09252J401 091936583 091936617 066923558 066923566 066922204 066923533 091929612 091929570 091929224 091929620 09256H229 09256H245 091936419 091936658 09253C819 09253C868 091928101 091928309 091928200 09253J509 09253J103 09253J400 09253F705 09253F804 09253F887 09252X509 09252X103 09256H286 09256H310 Mid-Cap Growth Mid-Cap Blend Mid-Cap Blend Tactical Allocation Tactical Allocation Conservative Allocation Conservative Allocation Multialternative Multialternative Muni National Interm Muni National Interm Equity Energy Equity Energy Diversified Pacific/Asia Diversified Pacific/Asia Diversified Pacific/Asia Real Estate Real Estate Large Blend Large Blend Large Blend Large Blend Technology Technology Technology Technology Bank Loan Bank Loan Ultrashort Bond Ultrashort Bond Muni National Short Muni National Short Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend World Bond World Bond Nontraditional Bond Nontraditional Bond Growth Growth Growth Income Income Growth Growth Income Income Municipal Bond - National Municipal Bond - National Specialty - Natural Resources Specialty - Natural Resources Pacific Stock Pacific Stock Pacific Stock Specialty - Real Estate Specialty - Real Estate Growth and Income Growth and Income Growth and Income Growth and Income Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Multisector Bond Multisector Bond Growth and Income Growth and Income Municipal Bond - National Municipal Bond - National Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Income Income Income Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived Waived Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Waived $0.00 $0.00 Waived $0.00 Waived $0.00 Waived Waived Waived $0.00 $0.00 $0.00 Waived $0.00 Waived Waived Waived $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 Waived $0.00 Waived $0.00 Page 37 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BlackRock Strategic Muni Opps Instl BlackRock Strategic Muni Opps Inv A BlackRock Strategic Risk Allocation Inst BlackRock Strategic Risk Allocation InvA BlackRock Total Intl ex US Idx Instl BlackRock Total Intl ex US Idx Inv A BlackRock Total Intl ex US Idx K BlackRock Total Return Instl BlackRock Total Return Inv A BlackRock Total Return K BlackRock Total Return R BlackRock Total Return Svc BlackRock US Government Bond Instl BlackRock US Government Bond Inv A BlackRock US Government Bond R BlackRock US Government Bond Svc BlackRock US Mortgage Portfolio A BlackRock US Mortgage Portfolio Instl BlackRock US Opportunities Instl BlackRock US Opportunities Inv A BlackRock US Opportunities Svc BlackRock US Total Bond Index Instl BlackRock US Total Bond Index Investor A BlackRock US Total Bond Index K BlackRock Value Opportunities Instl BlackRock Value Opportunities Inv A BlackRock Value Opportunities R BMO Aggressive Allocation I BMO Aggressive Allocation R3 BMO Aggressive Allocation R6 BMO Aggressive Allocation Y BMO Alternative Strategies A BMO Alternative Strategies I BMO Balanced Allocation I BMO Balanced Allocation R3 BMO Balanced Allocation R6 BMO Balanced Allocation Y BMO Conservative Allocation I BMO Conservative Allocation R3 BMO Conservative Allocation R6 BMO Conservative Allocation Y BMO Dividend Income A BMO Dividend Income I BMO Global Low Volatility Equity A BMO Global Low Volatility Equity I Ticker CUSIP Category Prospectus Objective Fund Available MAMTX MEMTX BSTIX BSTAX BDOIX BDOAX BDOKX MAHQX MDHQX MPHQX MRCBX MSHQX PNIGX CIGAX BGBRX PIGSX BMPAX MSUMX BMCIX BMEAX BMCSX BMOIX BMOAX WFBIX MASPX MDSPX MRSPX BDSHX BDSRX BDSQX BDSYX BMATX BMASX BGRHX BGRRX BGRQX BGRYX BDVIX BDVRX BDVSX BDVYX BADIX MDIVX BAEGX BGLBX 09253E609 09253E104 091936484 091936518 066923616 066923624 066923590 09252M883 09252M107 09252M743 09252M800 09252M768 091928564 091928549 09257E100 091928556 561656505 561656109 091929760 091929810 091929778 066923509 066923400 066922105 09252L505 09252L109 09252L406 09658L281 09658L273 09658L265 09658L257 09658W683 09658W675 09658L240 09658L232 09658L224 09658L216 09658L331 09658L323 09658L315 09658L299 09658W204 09658L604 09658W873 09658V768 Muni National Interm Muni National Interm World Allocation World Allocation Foreign Large Blend Foreign Large Blend Foreign Large Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate-Term Bond Intermediate-Term Bond Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Small Blend Small Blend Small Blend Large Blend Large Blend Large Blend Large Blend Multialternative Multialternative Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Large Value Large Value World Stock World Stock Municipal Bond - National Municipal Bond - National Growth Growth Foreign Stock Foreign Stock Foreign Stock Income Income Income Income Income Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - Mortgage Government Bond - Mortgage Growth Growth Growth Income Income Income Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Balanced Balanced Balanced Balanced Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth and Income Growth and Income World Stock World Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived $0.00 Waived $0.00 Waived $0.00 $5,000,000.00 Waived $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 Waived $0.00 $5,000,000.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 38 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BMO Growth Allocation I BMO Growth Allocation R3 BMO Growth Allocation R6 BMO Growth Allocation Y BMO In-Retirement I BMO In-Retirement R3 BMO In-Retirement R6 BMO In-Retirement Y BMO Intermediate Tax-Free A BMO Intermediate Tax-Free I BMO Intermediate Tax-Free Y BMO Large-Cap Growth A BMO Large-Cap Growth I BMO Large-Cap Growth Y BMO Large-Cap Value A BMO Large-Cap Value I BMO Large-Cap Value Y BMO LGM Emerging Markets Equity A BMO LGM Emerging Markets Equity I BMO Low Volatility Equity A BMO Low Volatility Equity I BMO Mid-Cap Growth A BMO Mid-Cap Growth I BMO Mid-Cap Growth R3 BMO Mid-Cap Growth R6 BMO Mid-Cap Growth Y BMO Mid-Cap Value A BMO Mid-Cap Value I BMO Mid-Cap Value R3 BMO Mid-Cap Value R6 BMO Mid-Cap Value Y BMO Moderate Allocation I BMO Moderate Allocation R3 BMO Moderate Allocation R6 BMO Moderate Allocation Y BMO Monegy High Yield Bond A BMO Monegy High Yield Bond I BMO Mortgage Income A BMO Mortgage Income I BMO Mortgage Income Y BMO Pyrford International Stock A BMO Pyrford International Stock I BMO Pyrford International Stock R3 BMO Pyrford International Stock R6 BMO Pyrford International Stock Y Ticker CUSIP Category Prospectus Objective Fund Available BABHX BABRX BABQX BABYX BTRIX BTRRX BTRTX BTRYX BITAX MIITX MITFX BALGX MLCIX MASTX BALVX MLVIX MREIX BAEMX MIEMX BLVAX MLVEX BGMAX MRMIX BMGDX BMGGX MRMSX BAMCX MRVIX BMVDX BMVGX MRVEX BMBHX BMBQX BMBTX BMBYX BMHAX MHBNX BMTAX MGIIX MRGIX BPIAX MISNX BISDX BISGX MISYX 09658L422 09658L414 09658L398 09658L380 09658L158 09658L141 09658L133 09658L125 09658W766 09658L778 09658L760 09658W402 09658L752 09658L745 09658W303 09658L844 09658L836 09658W824 09658L489 09658W105 09658L208 09658W600 09658L737 09658V420 09658V412 09658L729 09658W501 09658L711 09658V446 09658V438 09658L695 09658L190 09658L182 09658L174 09658L166 09658W717 09658L406 09658W758 09658L828 09658L810 09658W840 09658L513 09658V370 09658V362 09658L497 Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Muni National Interm Muni National Interm Muni National Interm Large Growth Large Growth Large Growth Large Value Large Value Large Value Diversified Emerging Mkts Diversified Emerging Mkts Large Value Large Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation High Yield Bond High Yield Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Growth and Income Growth and Income Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Municipal Bond - National Municipal Bond - National Municipal Bond - National Growth Growth Growth Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Balanced Balanced Balanced Balanced Corporate Bond - High Yield Corporate Bond - High Yield Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 39 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BMO Short Tax-Free A BMO Short Tax-Free I BMO Short Tax-Free Y BMO Short-Term Income A BMO Short-Term Income I BMO Short-Term Income Y BMO Small-Cap Core A BMO Small-Cap Core I BMO Small-Cap Growth I BMO Small-Cap Growth Y BMO Small-Cap Value A BMO Small-Cap Value I BMO Small-Cap Value R3 BMO Small-Cap Value R6 BMO Target Retirement 2015 I BMO Target Retirement 2015 R3 BMO Target Retirement 2015 R6 BMO Target Retirement 2015 Y BMO Target Retirement 2020 I BMO Target Retirement 2020 R3 BMO Target Retirement 2020 R6 BMO Target Retirement 2020 Y BMO Target Retirement 2025 I BMO Target Retirement 2025 R3 BMO Target Retirement 2025 R6 BMO Target Retirement 2025 Y BMO Target Retirement 2030 I BMO Target Retirement 2030 R3 BMO Target Retirement 2030 R6 BMO Target Retirement 2030 Y BMO Target Retirement 2035 I BMO Target Retirement 2035 R3 BMO Target Retirement 2035 R6 BMO Target Retirement 2035 Y BMO Target Retirement 2040 I BMO Target Retirement 2040 R3 BMO Target Retirement 2040 R6 BMO Target Retirement 2040 Y BMO Target Retirement 2045 I BMO Target Retirement 2045 R3 BMO Target Retirement 2045 R6 BMO Target Retirement 2045 Y BMO Target Retirement 2050 I BMO Target Retirement 2050 R3 BMO Target Retirement 2050 R6 Ticker CUSIP Category Prospectus Objective Fund Available BASFX MTFIX MTFYX BTMAX MSIFX MSINX BCCAX BSCNX MSGIX MRSCX BACVX MRSNX BSVDX BSVGX BRTBX BRTCX BRTDX BRTAX BTREX BTRFX BTRGX BTRDX BRTFX BRTGX BRTHX BRTEX BTRJX BTRKX BTRLX BTRHX BRTJX BRTKX BRTLX BRTIX BTRNX BTRPX BTRQX BTRMX BRTOX BRTPX BRTQX BRTMX BTRVX BTRWX BTRZX 09658W782 09658L646 09658L638 09658W774 09658L570 09658L562 09658W808 09658V537 09658L620 09658L612 09658W709 09658L596 09658V396 09658V388 09658V743 09658V735 09658V727 09658V750 09658V107 09658V206 09658V305 09658V404 09658V693 09658V685 09658V677 09658V719 09658V503 09658V602 09658V701 09658V800 09658V651 09658V644 09658V636 09658V669 09658V883 09658V875 09658V867 09658V859 09658V628 09658V610 09658V594 09658V453 09658V842 09658V834 09658V826 Muni National Short Muni National Short Muni National Short Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Small Growth Small Growth Small Value Small Value Small Value Small Value Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Municipal Bond - National Municipal Bond - National Municipal Bond - National Corporate Bond - General Corporate Bond - General Corporate Bond - General Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 40 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 BMO Target Retirement 2050 Y BMO Target Retirement 2055 I BMO Target Retirement 2055 R3 BMO Target Retirement 2055 R6 BMO Target Retirement 2055 Y BMO TCH Core Plus Bond A BMO TCH Core Plus Bond I BMO TCH Core Plus Bond Y BMO TCH Corporate Income A BMO TCH Corporate Income I BMO TCH Corporate Income Y BMO TCH Emerging Markets Bond A BMO TCH Emerging Markets Bond I BMO TCH Intermediate Income A BMO TCH Intermediate Income I BMO Ultra Short Tax-Free A BMO Ultra Short Tax-Free I BMO Ultra Short Tax-Free Y Boston Partners All Cap Value Instl Boston Partners All Cap Value Inv Boston Partners Global Equity Instl Boston Partners Global Long/Short Instl Boston Partners Global Long/Short Inv Boston Partners Long/Short Equity Instl Boston Partners Long/Short Equity Inv Boston Partners Long/Short Rsrch Instl Boston Partners Long/Short Rsrch Inv Boston Partners Small Cap Value II I Boston Partners Small Cap Value II Inv Boston Trust Asset Management Boston Trust Equity Boston Trust Midcap Boston Trust Small Cap Boston Trust SMID Cap Bridgeway Blue Chip 35 Index Bridgeway Managed Volatility Bridgeway Small-Cap Growth Bridgeway Small-Cap Value Bridgeway Ultra-Small Company Market Buffalo Discovery Buffalo Emerging Opportunities Buffalo Flexible Income Buffalo Growth Buffalo High-Yield Buffalo International Ticker CUSIP Category Prospectus Objective Fund Available BTRUX BRTSX BRTTX BRTUX BRTRX BATCX MCBIX MCYBX BATIX MCIIX MCIYX BAMEX MEBIX BAIIX MIBIX BAUSX MUISX MUYSX BPAIX BPAVX BPGIX BGLSX BGRSX BPLSX BPLEX BPIRX BPRRX BPSIX BPSCX BTBFX BTEFX BTMFX BOSOX BTSMX BRLIX BRBPX BRSGX BRSVX BRSIX BUFTX BUFOX BUFBX BUFGX BUFHX BUFIX 09658V818 09658V578 09658V560 09658V552 09658V586 09658W725 09658L885 09658L877 09658W733 09658L869 09658L851 09658W816 09658L448 09658W741 09658L661 09658W790 09658L539 09658L521 749255139 749255121 74925K557 74925K466 74925K458 749255261 749255253 74925K581 74925K573 749255345 749255337 101156305 101156404 101156503 101156602 101156883 108747502 108747700 108747841 108747825 108747403 119530103 119530301 119428100 119826105 119539104 119530509 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Corporate Bond Emerging Markets Bond Emerging Markets Bond Intermediate-Term Bond Intermediate-Term Bond Muni National Short Muni National Short Muni National Short Large Value Large Value World Stock Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Small Value Small Value Aggressive Allocation Large Blend Mid-Cap Growth Small Growth Small Growth Large Blend Long/Short Equity Small Growth Small Value Small Blend Mid-Cap Growth Small Growth Moderate Allocation Large Growth High Yield Bond Foreign Large Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Diversified Emerging Markets Diversified Emerging Markets Corporate Bond - General Corporate Bond - General Municipal Bond - National Municipal Bond - National Municipal Bond - National Growth and Income Growth and Income World Stock World Stock World Stock Growth Growth Growth and Income Growth and Income Small Company Small Company Balanced Growth Growth Small Company Growth Growth and Income Balanced Small Company Small Company Small Company Growth Small Company Balanced Growth Corporate Bond - High Yield Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $100,000.00 $2,500.00 $100,000.00 $100,000.00 $2,500.00 $100,000.00 $2,500.00 $100,000.00 $2,500.00 $100,000.00 $2,500.00 $100,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 41 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Buffalo Large Cap Buffalo Mid Cap Buffalo Small Cap Calamos Convertible A Calamos Convertible I Calamos Convertible R Calamos Discovery Growth A Calamos Discovery Growth I Calamos Discovery Growth R Calamos Dividend Growth A Calamos Dividend Growth I Calamos Dividend Growth R Calamos Emerging Market Equity A Calamos Emerging Market Equity I Calamos Emerging Market Equity R Calamos Evolving World Growth A Calamos Evolving World Growth I Calamos Evolving World Growth R Calamos Focus Growth A Calamos Focus Growth I Calamos Focus Growth R Calamos Global Convertible A Calamos Global Convertible I Calamos Global Convertible R Calamos Global Equity A Calamos Global Equity I Calamos Global Equity R Calamos Global Growth & Income A Calamos Global Growth & Income I Calamos Global Growth & Income R Calamos Growth & Income A Calamos Growth & Income I Calamos Growth & Income R Calamos Growth A Calamos Growth I Calamos Growth R Calamos Hedged Equity Income A Calamos Hedged Equity Income I Calamos Hedged Equity Income R Calamos High Income A Calamos High Income I Calamos High Income R Calamos International Growth A Calamos International Growth I Calamos International Growth R Ticker CUSIP Category Prospectus Objective Fund Available BUFEX BUFMX BUFSX CCVIX CICVX CCVRX CADGX CIDGX CRDGX CADVX CIDVX CRDVX CEGAX CIEIX CEGRX CNWGX CNWIX CNWRX CBCAX CBCIX CBCRX CAGCX CXGCX CRGCX CAGEX CIGEX CRGEX CVLOX CGCIX CVLRX CVTRX CGIIX CGNRX CVGRX CGRIX CGRRX CAHEX CIHEX CRHEX CHYDX CIHYX CHYRX CIGRX CIGIX CIGFX 119628105 119530202 119804102 128119401 128119864 128119369 128120102 128120409 128120508 128120839 128120813 128120797 128120789 128120763 128120755 128119161 128119138 128119120 128119625 128119583 128119427 128120748 128120722 128120714 128119484 128119450 128119443 128119500 128119609 128119385 128119104 128119872 128119336 128119302 128119807 128119435 128120698 128120672 128120664 128119815 128119781 128119377 128119575 128119542 128119393 Large Growth Mid-Cap Growth Small Growth Convertibles Convertibles Convertibles Small Growth Small Growth Small Growth Large Value Large Value Large Value Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Growth Large Growth Large Growth Convertibles Convertibles Convertibles World Stock World Stock World Stock World Allocation World Allocation World Allocation Moderate Allocation Moderate Allocation Moderate Allocation Large Growth Large Growth Large Growth Long/Short Equity Long/Short Equity Long/Short Equity High Yield Bond High Yield Bond High Yield Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Growth Growth Small Company Convertible Bond Convertible Bond Convertible Bond Growth Growth Growth Equity-Income Equity-Income Equity-Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income World Stock World Stock World Stock Multi-Asset Global Multi-Asset Global Multi-Asset Global Convertible Bond Convertible Bond Convertible Bond Growth Growth Growth Income Income Income Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 42 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Calamos Long/Short A Calamos Long/Short I Calamos Long/Short R Calamos Market Neutral Income A Calamos Market Neutral Income I Calamos Market Neutral Income R Calamos Mid Cap Growth A Calamos Mid Cap Growth I Calamos Mid Cap Growth R Calamos Opportunistic Value A Calamos Opportunistic Value I Calamos Opportunistic Value R Calamos Total Return Bond A Calamos Total Return Bond I Calamos Total Return Bond R Calvert Aggressive Allocation A Calvert Balanced A Calvert Balanced I Calvert Balanced Y Calvert Bond A Calvert Bond I Calvert Bond Y Calvert Capital Accumulation A Calvert Capital Accumulation I Calvert Capital Accumulation Y Calvert Conservative Allocation A Calvert Emerging Markets Equity A Calvert Emerging Markets Equity I Calvert Emerging Markets Equity Y Calvert Equity A Calvert Equity I Calvert Equity Y Calvert Global Energy Solutions A Calvert Global Energy Solutions I Calvert Global Energy Solutions Y Calvert Global Equity Income A Calvert Global Equity Income Y Calvert Global Value A Calvert Global Value Y Calvert Global Water A Calvert Global Water I Calvert Global Water Y Calvert Green Bond A Calvert Green Bond I Calvert Green Bond Y Ticker CUSIP Category Prospectus Objective Fund Available CALSX CILSX CRLSX CVSIX CMNIX CVSRX CMXAX CMXIX CMXRX CVAAX CVAIX CVARX CTRAX CTRIX CTRRX CAAAX CSIFX CBAIX CBAYX CSIBX CBDIX CSIYX CCAFX CCPIX CCAYX CCLAX CVMAX CVMIX CVMYX CSIEX CEYIX CIEYX CGAEX CAEIX CGAYX CEIAX CEIYX CLVAX CLVYX CFWAX CFWIX CFWYX CGAFX CGBIX CGYFX 128120607 128120805 128120888 128119203 128119880 128119351 128120870 128120854 128120847 128119666 128119633 128119419 128119310 128119278 128119260 131618647 131618100 131618829 131618563 131618407 131618787 131618597 131649303 131649709 131649824 131618696 131649816 131649774 131649782 131618308 131618795 131618589 13161P847 13161P813 13161P755 131619884 131619868 131619504 131619702 13161P797 13161P698 13161P771 13161P730 13161P714 13161P722 Long/Short Equity Long/Short Equity Long/Short Equity Market Neutral Market Neutral Market Neutral Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Large Value Large Value Large Value Corporate Bond Corporate Bond Corporate Bond Aggressive Allocation Moderate Allocation Moderate Allocation Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Conservative Allocation Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Growth Large Growth Large Growth Equity Energy Equity Energy Equity Energy Large Value Large Value Large Value Large Value Natural Resources Natural Resources Natural Resources Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Growth Growth Growth Balanced Balanced Balanced Growth Growth Growth Growth Growth Growth Income Income Income Asset Allocation Balanced Balanced Balanced Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Growth Growth Growth Asset Allocation Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Equity-Income Equity-Income Growth Growth Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Growth and Income Growth and Income Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived $0.00 Waived Waived $0.00 Waived Waived $0.00 Waived Waived Waived $0.00 Waived Waived $0.00 Waived Waived $0.00 Waived Waived Waived Waived Waived Waived $0.00 Waived Waived $0.00 Page 43 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Calvert High Yield Bond A Calvert High Yield Bond I Calvert High Yield Bond Y Calvert Income A Calvert Income I Calvert Income Y Calvert International Equity A Calvert International Equity I Calvert International Equity Y Calvert International Opportunities A Calvert International Opportunities I Calvert International Opportunities Y Calvert Large Cap Core A Calvert Large Cap Core I Calvert Large Cap Core Y Calvert Long-Term Income A Calvert Long-Term Income I Calvert Moderate Allocation A Calvert Short Duration Income A Calvert Short Duration Income I Calvert Short Duration Income Y Calvert Small Cap A Calvert Small Cap I Calvert Small Cap Y Calvert Ultra-Short Income A Calvert Ultra-Short Income I Calvert Ultra-Short Income Y Calvert Unconstrained Bond A Calvert Unconstrained Bond I Calvert Unconstrained Bond Y Calvert US Large Cap Core Rspnb Idx A Calvert US Large Cap Core Rspnb Idx I Calvert US Large Cap Core Rspnb Idx Y Calvert US Large Cap Growth Rspnb Idx A Calvert US Large Cap Growth Rspnb Idx I Calvert US Large Cap Growth Rspnb Idx Y Calvert US Large Cap Value Rspnb Idx A Calvert US Large Cap Value Rspnb Idx I Calvert US Large Cap Value Rspnb Idx Y Cambiar International Equity Inv Cambiar Opportunity Inst Cambiar Opportunity Inv Cambiar Small Cap Instl Cambiar Small Cap Inv Cambiar Unconstrained Equity Investor Ticker CUSIP Category Prospectus Objective Fund Available CYBAX CYBIX CYBYX CFICX CINCX CIFYX CWVGX CWVIX CWEYX CIOAX COIIX CWVYX CMIFX CMIIX CLYCX CLDAX CLDIX CMAAX CSDAX CDSIX CSDYX CCVAX CSVIX CSCYX CULAX CULIX CULYX CUBAX CUBIX CUBYX CSXAX CISIX CISYX CGJAX CGJIX CGJYX CFJAX CFJIX CFJYX CAMIX CAMWX CAMOX CAMZX CAMSX CAMAX 131582454 131582439 131582397 131582207 131582793 131582553 131649105 131649808 131649840 131649881 131649857 131649832 131618803 131618860 131618571 131582710 131582330 131618738 13161T104 13161T401 131582561 13161P508 13161P862 13161P748 131582611 131582348 131582413 13161X105 13161X303 13161X402 131582785 131582751 131582355 13162A104 13162A807 13162A302 13162A401 13162A708 13162A609 00758M139 0075W0825 00758M261 0075W0593 0075W0817 0075W0650 High Yield Bond High Yield Bond High Yield Bond Corporate Bond Corporate Bond Corporate Bond Foreign Large Value Foreign Large Value Foreign Large Value Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Large Blend Large Blend Large Blend Corporate Bond Corporate Bond Moderate Allocation Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Small Blend Ultrashort Bond Ultrashort Bond Ultrashort Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Value Large Value Large Value Foreign Large Blend Large Blend Large Blend Small Blend Small Blend World Stock Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - General Corporate Bond - General Corporate Bond - General Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Income Income Asset Allocation Corporate Bond - General Corporate Bond - General Corporate Bond - General Small Company Small Company Small Company Income Income Income Income Income Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Foreign Stock Growth and Income Growth and Income Growth and Income Growth and Income World Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived $0.00 Waived Waived Waived Waived Waived $0.00 Waived Waived $0.00 Waived Waived $0.00 Waived Waived Waived Waived Waived Waived Waived Waived $0.00 Waived Waived $0.00 Waived Waived Waived Waived Waived $0.00 Waived Waived Waived Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 44 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Causeway Emerging Markets Instl Causeway Emerging Markets Investor Causeway Global Absolute Return Instl Causeway Global Absolute Return Inv Causeway Global Value Inst Causeway Global Value Inv Causeway International Opps Inst Causeway International Opps Inv Causeway International Small Cap Instl Causeway International Small Cap Inv Causeway International Value Instl Causeway International Value Inv Century Shares Trust Instl Century Small Cap Select Instl Century Small Cap Select Inv ClearBridge Aggressive Growth A ClearBridge Aggressive Growth FI ClearBridge Aggressive Growth I ClearBridge Aggressive Growth IS ClearBridge Aggressive Growth R ClearBridge All Cap Value A ClearBridge All Cap Value I ClearBridge Appreciation A ClearBridge Appreciation FI ClearBridge Appreciation I ClearBridge Appreciation IS ClearBridge Appreciation R ClearBridge Dividend Strategy A ClearBridge Dividend Strategy I ClearBridge Dividend Strategy R ClearBridge International Growth A ClearBridge International Growth FI ClearBridge International Growth I ClearBridge International Growth R ClearBridge International Sm Cap A ClearBridge International Sm Cap I ClearBridge International Value A ClearBridge International Value I ClearBridge International Value IS ClearBridge Large Cap Growth A ClearBridge Large Cap Growth I ClearBridge Large Cap Growth R ClearBridge Large Cap Value A ClearBridge Large Cap Value I ClearBridge Mid Cap A Ticker CUSIP Category Prospectus Objective Fund Available CEMIX CEMVX CGAIX CGAVX CGVIX CGVVX CIOIX CIOVX CIISX CVISX CIVIX CIVVX CENSX CSMCX CSMVX SHRAX LMPFX SAGYX LSIFX LMPRX SHFVX SFVYX SHAPX LMPIX SAPYX LMESX LMPPX SOPAX SOPYX LMMRX LGGAX LMGFX LMGNX LMGRX LCOAX LCOIX SBIEX SBIYX LSIUX SBLGX SBLYX LMPLX SINAX SAIFX SBMAX 149498107 149498206 14949P406 14949P505 14949P307 14949P604 14949Q107 14949Q206 14949P703 14949P802 14949P208 14949P109 156681108 15649P208 15649P109 52468C109 52468C604 52468C406 52468C703 52468C505 52469C108 52469C405 52468E105 52468E600 52468E402 52468E709 52468E501 52469H636 52469H594 52469H271 524686540 524686516 524686524 524686490 52467P499 52467P515 52469X607 52469X888 52469X870 52469H826 52469H784 52469H693 52470J100 52470J407 52469H768 Diversified Emerging Mkts Diversified Emerging Mkts Market Neutral Market Neutral World Stock World Stock Foreign Large Blend Foreign Large Blend Foreign Small/Mid Value Foreign Small/Mid Value Foreign Large Blend Foreign Large Blend Large Growth Small Growth Small Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Blend Large Blend Large Blend Large Blend Large Blend Large Value Large Value Large Value World Stock World Stock World Stock World Stock Foreign Small/Mid Value Foreign Small/Mid Value Foreign Large Value Foreign Large Value Foreign Large Value Large Growth Large Growth Large Growth Large Value Large Value Mid-Cap Blend Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth and Income Growth and Income Foreign Stock Foreign Stock Small Company Small Company Foreign Stock Foreign Stock Growth Small Company Small Company Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Growth Growth Growth Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Growth Growth Growth Growth Small Company Small Company Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth and Income Growth and Income Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $100,000.00 $100,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 45 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 ClearBridge Mid Cap Growth A ClearBridge Mid Cap Growth I ClearBridge Mid Cap I ClearBridge Mid Cap IS ClearBridge Mid Cap R ClearBridge Small Cap A ClearBridge Small Cap FI ClearBridge Small Cap Growth A ClearBridge Small Cap Growth FI ClearBridge Small Cap Growth I ClearBridge Small Cap Growth IS ClearBridge Small Cap Growth R ClearBridge Small Cap I ClearBridge Small Cap R ClearBridge Small Cap Value A ClearBridge Small Cap Value I ClearBridge Tactical Dividend Income A ClearBridge Tactical Dividend Income I ClearBridge Value A ClearBridge Value FI ClearBridge Value I ClearBridge Value R Clipper Cohen & Steers Dividend Value A Cohen & Steers Dividend Value I Cohen & Steers Global Infrastructure A Cohen & Steers Global Infrastructure I Cohen & Steers Global Realty A Cohen & Steers Global Realty I Cohen & Steers Instl Global Realty Cohen & Steers Instl Realty Shares Cohen & Steers International Realty A Cohen & Steers International Realty I Cohen & Steers Real Estate Securities A Cohen & Steers Real Estate Securities I Cohen & Steers Realty Shares Columbia Absolute Ret Ccy & Inc A Columbia Absolute Ret Ccy & Inc R4 Columbia Absolute Ret Ccy & Inc Y Columbia Absolute Ret Ccy & Inc Z Columbia Acorn A Columbia Acorn Emerging Markets A Columbia Acorn Emerging Markets R4 Columbia Acorn Emerging Markets R5 Columbia Acorn Emerging Markets Y Ticker CUSIP Category Prospectus Objective Fund Available LBGAX LBGIX SMBYX LSIRX LMREX LMSAX LGASX SASMX LMPSX SBPYX LMOIX LMPOX LMNSX LMARX SBVAX SMCYX CFLGX LADIX LGVAX LMVFX LMNVX LMVRX CFIMX DVFAX DVFIX CSUAX CSUIX CSFAX CSSPX GRSIX CSRIX IRFAX IRFIX CSEIX CSDIX CSRSX RARAX CARCX CABYX CACZX LACAX CAGAX CAERX CANRX CPHRX 52467P564 52467P531 52469H735 52469H263 52469H172 524686482 524686458 52470H815 52470H682 52470H765 52470H666 52470H690 524686466 524686441 52469G513 52469G471 52469H545 52469H511 524686623 524686565 524686573 524686557 188850101 19248L105 19248L303 19248B107 19248B404 19247N102 19247N409 19248K107 19247U106 19248H104 19248H401 191912104 191912401 192476109 19763P689 19766N103 19766C289 19763P630 197199102 197199623 197199532 197199524 197199318 Mid-Cap Growth Mid-Cap Growth Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Small Blend Small Blend Small Growth Small Growth Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Small Blend Mid-Cap Value Mid-Cap Value Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend World Stock World Stock Global Real Estate Global Real Estate Global Real Estate Real Estate Global Real Estate Global Real Estate Real Estate Real Estate Real Estate Multicurrency Multicurrency Multicurrency Multicurrency Mid-Cap Growth Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Growth Growth Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Equity-Income Equity-Income Growth Growth Growth Growth Growth Equity-Income Equity-Income Specialty - Utility Specialty - Utility Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth Growth Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $3,000,000.00 $3,000,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 46 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Acorn Emerging Markets Z Columbia Acorn European A Columbia Acorn European R4 Columbia Acorn European R5 Columbia Acorn European Z Columbia Acorn International A Columbia Acorn International R Columbia Acorn International R4 Columbia Acorn International R5 Columbia Acorn International Select A Columbia Acorn International Select R4 Columbia Acorn International Select R5 Columbia Acorn International Select Y Columbia Acorn International Select Z Columbia Acorn International Y Columbia Acorn International Z Columbia Acorn R4 Columbia Acorn R5 Columbia Acorn Select A Columbia Acorn Select R4 Columbia Acorn Select R5 Columbia Acorn Select Y Columbia Acorn Select Z Columbia Acorn USA A Columbia Acorn USA R4 Columbia Acorn USA R5 Columbia Acorn USA Y Columbia Acorn USA Z Columbia Acorn Y Columbia Acorn Z Columbia Adaptive Alternatives A Columbia Adaptive Alternatives R Columbia Adaptive Alternatives R4 Columbia Adaptive Alternatives R5 Columbia Adaptive Alternatives Y Columbia Adaptive Alternatives Z Columbia Adaptive Risk Allocation A Columbia Adaptive Risk Allocation K Columbia Adaptive Risk Allocation R Columbia Adaptive Risk Allocation R4 Columbia Adaptive Risk Allocation R5 Columbia Adaptive Risk Allocation Y Columbia Adaptive Risk Allocation Z Columbia Asia Pacific ex-Japan A Columbia Asia Pacific ex-Japan R Ticker CUSIP Category Prospectus Objective Fund Available CEFZX CAEAX CLOFX CAEEX CAEZX LAIAX CACRX CCIRX CAIRX LAFAX CILRX CRIRX CSIRX ACFFX CCYIX ACINX CEARX CRBRX LTFAX CSSRX CSLRX CSLYX ACTWX LAUAX CUSAX CYSRX CUSYX AUSAX CRBYX ACRNX CLAAX CRRLX CLFUX CLIVX CLAYX CLAZX CRAAX CRFRX CRKRX CARRX CRDRX CARYX CRAZX CAJAX CAJRX 197199581 197199573 197199292 197199516 197199540 197199847 197199649 197199466 197199631 197199797 197199441 197199433 197199425 197199763 197199458 197199813 197199490 197199482 197199888 197199417 197199391 197199383 197199854 197199508 197199375 197199367 197199359 197199805 197199474 197199409 19766M311 19766M279 19766M261 19766M253 19766M238 19766M220 19765Y258 19765Y217 19765Y225 19766D170 19765Y191 19766D162 19765Y175 19763P531 19763P556 Diversified Emerging Mkts Europe Stock Europe Stock Europe Stock Europe Stock Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Small Growth Small Growth Small Growth Mid-Cap Growth Mid-Cap Growth Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk Diversified Emerging Markets Europe Stock Europe Stock Europe Stock Europe Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Pacific Stock Pacific Stock Closed Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 47 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Asia Pacific ex-Japan R5 Columbia Asia Pacific ex-Japan Z Columbia Balanced A Columbia Balanced K Columbia Balanced R Columbia Balanced R4 Columbia Balanced R5 Columbia Balanced Y Columbia Balanced Z Columbia Bond A Columbia Bond R Columbia Bond R4 Columbia Bond R5 Columbia Bond Y Columbia Bond Z Columbia Capital Allocation Agrsv A Columbia Capital Allocation Agrsv K Columbia Capital Allocation Agrsv R Columbia Capital Allocation Agrsv R4 Columbia Capital Allocation Agrsv R5 Columbia Capital Allocation Agrsv Y Columbia Capital Allocation Agrsv Z Columbia Capital Allocation Cnsrv A Columbia Capital Allocation Cnsrv K Columbia Capital Allocation Cnsrv R Columbia Capital Allocation Cnsrv R4 Columbia Capital Allocation Cnsrv R5 Columbia Capital Allocation Cnsrv Y Columbia Capital Allocation Cnsrv Z Columbia Capital Allocation Mod Agrsv A Columbia Capital Allocation Mod Agrsv K Columbia Capital Allocation Mod Agrsv R Columbia Capital Allocation Mod Agrsv R4 Columbia Capital Allocation Mod Agrsv R5 Columbia Capital Allocation Mod Agrsv Y Columbia Capital Allocation Mod Agrsv Z Columbia Capital Allocation Mod Cnsrv A Columbia Capital Allocation Mod Cnsrv K Columbia Capital Allocation Mod Cnsrv R Columbia Capital Allocation Mod Cnsrv R4 Columbia Capital Allocation Mod Cnsrv R5 Columbia Capital Allocation Mod Cnsrv Y Columbia Capital Allocation Mod Cnsrv Z Columbia Capital Allocation Moderate A Columbia Capital Allocation Moderate K Ticker CUSIP Category Prospectus Objective Fund Available TAPRX CAJZX CBLAX CLRFX CBLRX CBDRX CLREX CBDYX CBALX CNDAX CBFRX CNDRX CNFRX CBFYX UMMGX AXBAX CAGRX CPARX CPDAX CPANX CPDIX CPAZX ABDAX CPVRX CBVRX CPCYX CPAOX CPDHX CBVZX NBIAX CAMKX CLBRX CGBRX CLHRX CPHNX NBGPX NLGAX CCAKX CLIRX CHWRX CLRRX CPDGX NIPAX ABUAX CBRRX 19763P572 19763P549 19765P471 19766D451 19766D105 19766M105 19766D444 19766M204 19765P430 19765Y704 19765Y456 19766M303 19766M402 19765Y274 19765Y886 19766G611 19766G561 19766G579 19766C248 19766N707 19766N806 19766G553 19766G546 19766G496 19766G512 19766C263 19766N301 19766N400 19766G488 19765H792 19765J137 19765M528 19766B489 19766B471 19766B224 19765H768 19765H503 19765J129 19765M510 19766B448 19766B430 19766B232 19765H800 19766G348 19766G298 Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Pacific Stock Pacific Stock Balanced Balanced Balanced Balanced Balanced Balanced Balanced Income Income Income Income Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 48 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Capital Allocation Moderate R Columbia Capital Allocation Moderate R4 Columbia Capital Allocation Moderate R5 Columbia Capital Allocation Moderate Y Columbia Capital Allocation Moderate Z Columbia Commodity Strategy A Columbia Commodity Strategy R Columbia Commodity Strategy R4 Columbia Commodity Strategy R5 Columbia Commodity Strategy Y Columbia Commodity Strategy Z Columbia Contrarian Core A Columbia Contrarian Core K Columbia Contrarian Core R Columbia Contrarian Core R4 Columbia Contrarian Core R5 Columbia Contrarian Core Y Columbia Contrarian Core Z Columbia Convertible Securities A Columbia Convertible Securities R Columbia Convertible Securities R4 Columbia Convertible Securities R5 Columbia Convertible Securities Y Columbia Convertible Securities Z Columbia Corporate Income A Columbia Corporate Income R4 Columbia Corporate Income R5 Columbia Corporate Income Y Columbia Corporate Income Z Columbia Disciplined Core A Columbia Disciplined Core K Columbia Disciplined Core R Columbia Disciplined Core R4 Columbia Disciplined Core R5 Columbia Disciplined Core Y Columbia Disciplined Core Z Columbia Disciplined Growth A Columbia Disciplined Growth K Columbia Disciplined Growth R Columbia Disciplined Growth R4 Columbia Disciplined Growth R5 Columbia Disciplined Growth Z Columbia Disciplined Value A Columbia Disciplined Value K Columbia Disciplined Value R Ticker CUSIP Category Prospectus Objective Fund Available CBMRX CPCZX CPAMX CPDMX CBMZX CCSAX CCSRX CCOMX CADLX CCFYX CCSZX LCCAX CCRFX CCCRX CORRX COFRX COFYX SMGIX PACIX CVBRX COVRX COCRX CSFYX NCIAX LIIAX CIFRX CPIRX CRIYX SRINX AQEAX RQEYX CLQRX CLCQX RSIPX CCQYX CCRZX RDLAX RDLFX CGQRX CGQFX CQURX CLQZX RLCAX RLCYX RLCOX 19766G314 19766C255 19766N509 19766N608 19766G280 19766J771 19766J755 19766N889 19766J714 19766J623 19766J748 19765P109 19766D410 19766D709 19766M501 19766M600 19766M709 19765P406 19765H750 19766B588 19766B554 19766B547 19766P702 19765H727 19765N542 19766M808 19766M881 19766M873 19765N518 19763T640 19763T582 19763T145 19766N863 19763T590 19766J565 19763T566 19763T749 19763T681 19763T699 19766J557 19766C438 19763T657 19763T558 19763T491 19763T517 Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Convertibles Convertibles Convertibles Convertibles Convertibles Convertibles Corporate Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Convertible Bond Convertible Bond Convertible Bond Convertible Bond Convertible Bond Convertible Bond Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Closed Yes Closed Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 49 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Disciplined Value R4 Columbia Disciplined Value R5 Columbia Disciplined Value Y Columbia Disciplined Value Z Columbia Diversified Absolute Return A Columbia Diversified Absolute Return R4 Columbia Diversified Absolute Return R5 Columbia Diversified Absolute Return Z Columbia Diversified Equity Income A Columbia Diversified Equity Income K Columbia Diversified Equity Income R Columbia Diversified Equity Income R4 Columbia Diversified Equity Income R5 Columbia Diversified Equity Income Y Columbia Diversified Equity Income Z Columbia Diversified Real Return A Columbia Diversified Real Return R4 Columbia Diversified Real Return R5 Columbia Diversified Real Return Z Columbia Dividend Income A Columbia Dividend Income R Columbia Dividend Income R4 Columbia Dividend Income R5 Columbia Dividend Income Y Columbia Dividend Income Z Columbia Dividend Opportunity A Columbia Dividend Opportunity K Columbia Dividend Opportunity R Columbia Dividend Opportunity R4 Columbia Dividend Opportunity R5 Columbia Dividend Opportunity Y Columbia Dividend Opportunity Z Columbia Emerging Markets A Columbia Emerging Markets Bond A Columbia Emerging Markets Bond K Columbia Emerging Markets Bond R Columbia Emerging Markets Bond R4 Columbia Emerging Markets Bond R5 Columbia Emerging Markets Bond Y Columbia Emerging Markets Bond Z Columbia Emerging Markets K Columbia Emerging Markets R Columbia Emerging Markets R4 Columbia Emerging Markets R5 Columbia Emerging Markets Y Ticker CUSIP Category Prospectus Objective Fund Available COLEX COLVX COLYX CVQZX CDUAX CDUFX CDUGX CDUZX INDZX IDQYX RDEIX RDERX RSEDX CDEYX CDVZX CDRAX CDRRX CDRFX CDRZX LBSAX CDIRX CVIRX CDDRX CDDYX GSFTX INUTX RSORX RSOOX CDORX RSDFX CDOYX CDOZX EEMAX REBAX CMKRX CMBRX CEBSX CEBRX CEBYX CMBZX CEKMX CEMRX CEMHX CEKRX CEKYX 19766J532 19766J524 19766J516 19763T467 19766M212 19766M170 19766M162 19766M147 19763P390 19763P325 19763P358 19763P333 19763P317 19766C586 19763P291 19766D279 19766D253 19766D246 19766D238 19765N278 19765Y308 19766M865 19766M857 19766M840 19765N245 19763P283 19763P234 19763P242 19766C578 19763P226 19766C560 19763P192 19765Y878 19763P184 19763P143 19766J821 19766N871 19766C552 19766C545 19763P127 19765Y159 19766D832 19766M469 19766M832 19766M824 Large Value Large Value Large Value Large Value Multialternative Multialternative Multialternative Multialternative Large Value Large Value Large Value Large Value Large Value Large Value Large Value Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Diversified Emerging Markets Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Yes Yes Yes Closed Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 50 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Emerging Markets Z Columbia European Equity A Columbia European Equity K Columbia European Equity R4 Columbia European Equity R5 Columbia European Equity Z Columbia Flexible Capital Income A Columbia Flexible Capital Income R Columbia Flexible Capital Income R4 Columbia Flexible Capital Income R5 Columbia Flexible Capital Income Z Columbia Floating Rate A Columbia Floating Rate K Columbia Floating Rate R Columbia Floating Rate R4 Columbia Floating Rate R5 Columbia Floating Rate Y Columbia Floating Rate Z Columbia Global Bond A Columbia Global Bond K Columbia Global Bond R Columbia Global Bond Y Columbia Global Bond Z Columbia Global Dividend Opportunity A Columbia Global Dividend Opportunity R Columbia Global Dividend Opportunity R4 Columbia Global Dividend Opportunity R5 Columbia Global Dividend Opportunity Y Columbia Global Dividend Opportunity Z Columbia Global Energy & Natural Res A Columbia Global Energy & Natural Res K Columbia Global Energy & Natural Res R Columbia Global Energy & Natural Res R4 Columbia Global Energy & Natural Res R5 Columbia Global Energy & Natural Res Z Columbia Global Equity Value A Columbia Global Equity Value K Columbia Global Equity Value R Columbia Global Equity Value R4 Columbia Global Equity Value R5 Columbia Global Equity Value Y Columbia Global Equity Value Z Columbia Global Infrastructure A Columbia Global Infrastructure K Columbia Global Infrastructure R Ticker CUSIP Category Prospectus Objective Fund Available UMEMX AXEAX CEQRX CADJX CADKX CEEZX CFIAX CFIRX CFCRX CFXRX CFIZX RFRAX CFERX CFRRX CFLRX RFRFX CFRYX CFRZX IGBFX RGBRX RBGRX CGBYX CGBZX CSVAX CSGRX CGOLX CADPX CLSYX CSVFX EENAX CEGFX CETRX CENRX CNRRX UMESX IEVAX AEVYX REVRX RSEVX RSEYX CEVYX CEVZX RRIAX RRIYX RRIRX 19765Y852 19766F761 19766F720 19766J698 19766J680 19766F712 19766J888 19766J854 19766C537 19766C529 19766J847 19766F696 19766F647 19766F654 19766C313 19766F639 19766J573 19766F613 19766F514 19766F456 19766F464 19766C511 19766F431 19765P216 19766D519 19766M451 19766M337 19765Y324 19765P166 19765Y845 19766D386 19766D790 19766M493 19766M816 19765Y829 19766F878 19766F811 19766F837 19766F829 19766F795 19766J730 19766F779 19766G272 19766G223 19766G231 Diversified Emerging Mkts Europe Stock Europe Stock Europe Stock Europe Stock Europe Stock Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan World Bond World Bond World Bond World Bond World Bond World Stock World Stock World Stock World Stock World Stock World Stock Natural Resources Natural Resources Natural Resources Natural Resources Natural Resources Natural Resources World Stock World Stock World Stock World Stock World Stock World Stock World Stock Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Diversified Emerging Markets Europe Stock Europe Stock Europe Stock Europe Stock Europe Stock Income Income Income Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Specialty - Utility Specialty - Utility Specialty - Utility Closed Yes Closed Yes Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 51 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Global Infrastructure R4 Columbia Global Infrastructure R5 Columbia Global Infrastructure Z Columbia Global Opportunities A Columbia Global Opportunities K Columbia Global Opportunities R Columbia Global Opportunities R4 Columbia Global Opportunities R5 Columbia Global Opportunities Z Columbia Global Strategic Equity A Columbia Global Strategic Equity K Columbia Global Strategic Equity R Columbia Global Strategic Equity R4 Columbia Global Strategic Equity R5 Columbia Global Strategic Equity Z Columbia Global Technology Growth A Columbia Global Technology Growth R4 Columbia Global Technology Growth R5 Columbia Global Technology Growth Z Columbia Greater China A Columbia Greater China R4 Columbia Greater China R5 Columbia Greater China Z Columbia High Yield Bond A Columbia High Yield Bond K Columbia High Yield Bond R Columbia High Yield Bond R4 Columbia High Yield Bond R5 Columbia High Yield Bond Y Columbia High Yield Bond Z Columbia Income Builder A Columbia Income Builder K Columbia Income Builder R Columbia Income Builder R4 Columbia Income Builder R5 Columbia Income Builder Z Columbia Income Opportunities A Columbia Income Opportunities K Columbia Income Opportunities R Columbia Income Opportunities R4 Columbia Income Opportunities R5 Columbia Income Opportunities Y Columbia Income Opportunities Z Columbia Infl Protected Secs A Columbia Infl Protected Secs K Ticker CUSIP Category Prospectus Objective Fund Available CRRIX RRIZX CRIZX IMRFX IDRYX CSARX CSDRX CLNRX CSAZX NLGIX CGRUX CLGRX CWPRX CGPRX NGPAX CTCAX CTYRX CTHRX CMTFX NGCAX CGCHX CGCRX LNGZX INEAX RSHYX CHBRX CYLRX RSHRX CHYYX CHYZX RBBAX CIPRX CBURX CNMRX CKKRX CBUZX AIOAX COPRX CIORX CPPRX CEPRX CIOYX CIOZX APSAX CISRX 19766N848 19766G215 19766G199 19766H221 19766H163 19766H171 19766C362 19766C354 19766H155 19765H883 19766B661 19765M536 19766B463 19766B455 19765H859 19765P539 19766M568 19766M550 19765P489 19765L546 19766M444 19766M790 19765L512 19766F274 19766F217 19766F233 19766F225 19766F191 19766C495 19766F175 19766F167 19766F126 19766F134 19766C487 19766C479 19766F118 19763T103 19763T608 19763T509 19766C461 19766C453 19763T806 19763T889 19763T871 19763T822 Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Stock World Stock World Stock World Stock World Stock World Stock Technology Technology Technology Technology China Region China Region China Region China Region High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond Specialty - Utility Specialty - Utility Specialty - Utility Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Growth Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Pacific Stock Pacific Stock Pacific Stock Pacific Stock Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Income Income Income Income Income Income Income Growth Growth Yes Yes Closed Yes Closed Yes Yes Yes Closed Yes Closed Yes Yes Yes Closed Yes Yes Yes Closed Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 52 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Inflation Protected Secs R Columbia Inflation Protected Secs R5 Columbia Inflation Protected Secs Z Columbia International Opportunities A Columbia International Opportunities R Columbia International Opportunities R4 Columbia International Opportunities Z Columbia International Value A Columbia International Value R Columbia International Value R4 Columbia International Value R5 Columbia International Value Z Columbia Large Cap Enhanced Core A Columbia Large Cap Enhanced Core R Columbia Large Cap Enhanced Core Y Columbia Large Cap Enhanced Core Z Columbia Large Cap Growth A Columbia Large Cap Growth II A Columbia Large Cap Growth II R Columbia Large Cap Growth II R4 Columbia Large Cap Growth II R5 Columbia Large Cap Growth II Z Columbia Large Cap Growth III A Columbia Large Cap Growth III R4 Columbia Large Cap Growth III R5 Columbia Large Cap Growth III Z Columbia Large Cap Growth IV A Columbia Large Cap Growth IV R Columbia Large Cap Growth IV R4 Columbia Large Cap Growth IV R5 Columbia Large Cap Growth IV Z Columbia Large Cap Growth K Columbia Large Cap Growth R Columbia Large Cap Growth R4 Columbia Large Cap Growth R5 Columbia Large Cap Growth V A Columbia Large Cap Growth V R Columbia Large Cap Growth V R4 Columbia Large Cap Growth V R5 Columbia Large Cap Growth V Z Columbia Large Cap Growth Y Columbia Large Cap Growth Z Columbia Large Cap Index A Columbia Large Cap Index R5 Columbia Large Cap Index Z Ticker CUSIP Category Prospectus Objective Fund Available RIPRX CFSRX CIPZX MAIOX CMORX CLFRX NMOAX NIVLX CIVRX CVFRX CLVRX EMIEX NMIAX CCERX CECYX NMIMX LEGAX NMTAX CMTRX CTFRX CADQX NMYAX NFEAX CSFRX CADRX NFEPX CCMAX CCFRX CMECX CTXRX CCMZX CLRUX CGWRX CCGRX CLWFX NMGIX CMWRX CWSRX CTGRX NGIPX CGFYX GEGTX NEIAX CLXRX NINDX 19763T830 19766C446 19763T798 19765H669 19765M551 19766B372 19765H636 19765H628 19766B406 19766B539 19766B521 19765H586 19765H354 19765M544 19765M221 19765H347 19765P695 19765J103 19765M585 19766B422 19766P108 19765J400 19765H263 19766B414 19766P207 19765H230 19763T376 19763T343 19766J631 19766C412 19763T335 19766D360 19766D725 19766M733 19766D378 19765H222 19765M593 19766B398 19766B380 19765H180 19765Y365 19765P661 19765H339 19766B497 19765H321 Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Large Blend Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Blend Large Blend Large Blend Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Yes Yes Closed Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Closed Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 53 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Limited Duration Credit A Columbia Limited Duration Credit K Columbia Limited Duration Credit R4 Columbia Limited Duration Credit R5 Columbia Limited Duration Credit Y Columbia Limited Duration Credit Z Columbia Mid Cap Growth A Columbia Mid Cap Growth K Columbia Mid Cap Growth R Columbia Mid Cap Growth R4 Columbia Mid Cap Growth R5 Columbia Mid Cap Growth Y Columbia Mid Cap Growth Z Columbia Mid Cap Index A Columbia Mid Cap Index R5 Columbia Mid Cap Index Z Columbia Mid Cap Value A Columbia Mid Cap Value K Columbia Mid Cap Value R Columbia Mid Cap Value R4 Columbia Mid Cap Value R5 Columbia Mid Cap Value Y Columbia Mid Cap Value Z Columbia Mortgage Opportunities A Columbia Mortgage Opportunities R4 Columbia Mortgage Opportunities R5 Columbia Mortgage Opportunities Z Columbia Multi-Advisor Sm Cp Val A Columbia Multi-Advisor Sm Cp Val K Columbia Multi-Advisor Sm Cp Val R Columbia Multi-Advisor Sm Cp Val R4 Columbia Multi-Advisor Sm Cp Val R5 Columbia Multi-Advisor Sm Cp Val Z Columbia Multi-Asset Income A Columbia Multi-Asset Income R4 Columbia Multi-Asset Income R5 Columbia Multi-Asset Income Z Columbia Overseas Value A Columbia Overseas Value K Columbia Overseas Value Z Columbia Pacific/Asia A Columbia Pacific/Asia R4 Columbia Pacific/Asia Z Columbia Real Estate Equity A Columbia Real Estate Equity K Ticker CUSIP Category Prospectus Objective Fund Available ALDAX CLDRX CDLRX CTLRX CLDYX CLDZX CBSAX CMCKX CMGRX CPGRX CMGVX CMGYX CLSPX NTIAX CPXRX NMPAX CMUAX CMUFX CMVRX CFDRX CVERX CMVYX NAMAX CLMAX CLMFX CLMVX CLMZX ASVAX RSGLX RSVTX RSVRX RSCVX CMAZX CLNAX CLNFX CLNVX CLNZX COAVX COKVX COSZX CASAX CPRAX USPAX CREAX CRRFX 19763T459 19763T418 19766C297 19766C420 19766C271 19763T384 19765P299 19765Y134 19765P224 19766M725 19766D352 19765Y357 19765P232 19765J509 19766B364 19765J608 19765J863 19766B653 19765M619 19766B356 19766B349 19765M239 19765J830 19764F813 19764F771 19764F763 19764F755 19766G710 19766G645 19766G660 19766G652 19766G637 19766G629 19767A100 19767A407 19767A506 19767A704 19765M338 19765M122 19765M296 19765Y746 19766M360 19765Y720 19765P588 19766D345 Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Small Value Small Value Small Value Small Value Small Value Small Value Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Foreign Large Value Foreign Large Value Foreign Large Value Diversified Pacific/Asia Diversified Pacific/Asia Diversified Pacific/Asia Real Estate Real Estate Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Small Company Small Company Small Company Small Company Small Company Small Company Asset Allocation Asset Allocation Asset Allocation Asset Allocation Foreign Stock Foreign Stock Foreign Stock Pacific Stock Pacific Stock Pacific Stock Specialty - Real Estate Specialty - Real Estate Yes Closed Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Closed Yes Closed Yes Yes Yes Closed Yes Yes Yes Closed Yes Closed Closed Yes Yes Closed Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 54 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Real Estate Equity R Columbia Real Estate Equity R4 Columbia Real Estate Equity R5 Columbia Real Estate Equity Z Columbia Select Global Equity A Columbia Select Global Equity K Columbia Select Global Equity R Columbia Select Global Equity R5 Columbia Select Global Equity Z Columbia Select Global Growth A Columbia Select Global Growth R Columbia Select Global Growth R4 Columbia Select Global Growth R5 Columbia Select Global Growth Z Columbia Select International Equity A Columbia Select International Equity K Columbia Select International Equity R Columbia Select International Equity R4 Columbia Select International Equity R5 Columbia Select International Equity Y Columbia Select International Equity Z Columbia Select Large Cap Equity A Columbia Select Large Cap Equity R5 Columbia Select Large Cap Equity Z Columbia Select Large Cap Growth A Columbia Select Large Cap Growth R Columbia Select Large Cap Growth R4 Columbia Select Large Cap Growth R5 Columbia Select Large Cap Growth Y Columbia Select Large Cap Growth Z Columbia Select Large-Cap Value A Columbia Select Large-Cap Value K Columbia Select Large-Cap Value R Columbia Select Large-Cap Value R4 Columbia Select Large-Cap Value R5 Columbia Select Large-Cap Value Y Columbia Select Large-Cap Value Z Columbia Select Smaller-Cap Value A Columbia Select Smaller-Cap Value K Columbia Select Smaller-Cap Value R Columbia Select Smaller-Cap Value R4 Columbia Select Smaller-Cap Value R5 Columbia Select Smaller-Cap Value Y Columbia Select Smaller-Cap Value Z Columbia Seligman Comms & Info A Ticker CUSIP Category Prospectus Objective Fund Available CRSRX CRERX CRRVX CREEX IGLGX IDGYX CGERX RGERX CGEZX COGAX COGRX CADHX CADIX COGZX NIIAX CMEFX CIERX CQYRX CQQRX CMIYX NIEQX NSGAX CLCRX NSEPX ELGAX URLGX CSRRX CGTRX CCWRX UMLGX SLVAX SLVTX SLVRX CSERX SLVIX CSRYX CSVZX SSCVX SSLRX SSVRX CSPRX SSVIX CSSYX CSSZX SLMCX 19766D659 19766M683 19766D337 19765P547 19763T780 19763T236 19763T673 19763T228 19763T194 19765M288 19765M262 19766P306 19766P405 19765M254 19765H719 19766B638 19765M569 19766B331 19766B323 19766B646 19765H677 19765H313 19766B513 19765H271 19765Y712 19765Y662 19766M675 19766M667 19766M659 19765Y688 19766H619 19766H551 19766H569 19766C396 19766H544 19766J615 19766H528 19766H510 19766H452 19766H460 19766C388 19766H445 19766J599 19766H437 19766H429 Real Estate Real Estate Real Estate Real Estate World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Large Value Large Value Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Technology Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth World Stock World Stock World Stock World Stock World Stock World Stock Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Small Company Small Company Specialty - Technology Yes Yes Yes Closed Yes Closed Yes Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 55 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Seligman Comms & Info K Columbia Seligman Comms & Info R Columbia Seligman Comms & Info R4 Columbia Seligman Comms & Info R5 Columbia Seligman Comms & Info Z Columbia Seligman Global Technology A Columbia Seligman Global Technology K Columbia Seligman Global Technology R Columbia Seligman Global Technology R4 Columbia Seligman Global Technology R5 Columbia Seligman Global Technology Z Columbia Short Term Bond A Columbia Short Term Bond K Columbia Short Term Bond R Columbia Short Term Bond R4 Columbia Short Term Bond R5 Columbia Short Term Bond Y Columbia Short Term Bond Z Columbia Small Cap Core A Columbia Small Cap Core R4 Columbia Small Cap Core R5 Columbia Small Cap Core Y Columbia Small Cap Core Z Columbia Small Cap Growth I A Columbia Small Cap Growth I K Columbia Small Cap Growth I R Columbia Small Cap Growth I R4 Columbia Small Cap Growth I R5 Columbia Small Cap Growth I Y Columbia Small Cap Growth I Z Columbia Small Cap Index A Columbia Small Cap Index K Columbia Small Cap Index R5 Columbia Small Cap Index Z Columbia Small Cap Value Fund I A Columbia Small Cap Value Fund I R Columbia Small Cap Value Fund I R4 Columbia Small Cap Value Fund I R5 Columbia Small Cap Value Fund I Y Columbia Small Cap Value Fund I Z Columbia Small Cap Value Fund II A Columbia Small Cap Value Fund II R Columbia Small Cap Value Fund II R4 Columbia Small Cap Value Fund II R5 Columbia Small Cap Value Fund II Y Ticker CUSIP Category Prospectus Objective Fund Available SCIFX SCIRX SCIOX SCMIX CCIZX SHGTX SGTSX SGTRX CCHRX SGTTX CSGZX NSTRX CBRFX CSBRX CMDRX CCBRX CSBYX NSTMX LSMAX CFFRX CLLRX CPFRX SMCEX CGOAX CSCKX CCRIX CHHRX CSCRX CSGYX CMSCX NMSAX CIDUX CXXRX NMSCX CSMIX CSVRX CVVRX CUURX CSVYX CSCZX COVAX CCTRX CLURX CRRRX CRRYX 19766H353 19766H379 19766H361 19766H346 19766H338 19766H320 19766H262 19766H270 19766C370 19766H254 19766H247 19765H396 19766B620 19766B752 19766B315 19766B299 19765M213 19765H362 19765P844 19766M642 19766M634 19766M626 19765P810 19765P638 19765Y126 19766D576 19766M618 19765Y118 19765Y340 19765P596 19765J822 19766B596 19766B273 19765J814 19765N591 19766D550 19766M592 19766M584 19765Y332 19765N567 19765J798 19765M577 19766B265 19766B257 19766B240 Technology Technology Technology Technology Technology Technology Technology Technology Technology Technology Technology Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Small Blend Small Blend Small Blend Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Small Blend Small Value Small Value Small Value Small Value Small Value Small Value Small Value Small Value Small Value Small Value Small Value Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Income Income Income Income Income Income Income Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Closed Yes Yes Yes Closed Yes Closed Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Closed Closed Yes Closed Yes Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 56 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Small Cap Value Fund II Z Columbia Small/Mid Cap Value A Columbia Small/Mid Cap Value K Columbia Small/Mid Cap Value R Columbia Small/Mid Cap Value R4 Columbia Small/Mid Cap Value R5 Columbia Small/Mid Cap Value Y Columbia Small/Mid Cap Value Z Columbia Strategic Income A Columbia Strategic Income K Columbia Strategic Income R Columbia Strategic Income R4 Columbia Strategic Income R5 Columbia Strategic Income Y Columbia Strategic Income Z Columbia Thermostat A Columbia Thermostat R4 Columbia Thermostat R5 Columbia Thermostat Y Columbia Thermostat Z Columbia Total Return Bond A Columbia Total Return Bond K Columbia Total Return Bond R Columbia Total Return Bond R4 Columbia Total Return Bond R5 Columbia Total Return Bond Y Columbia Total Return Bond Z Columbia US Government Mortgage A Columbia US Government Mortgage K Columbia US Government Mortgage R4 Columbia US Government Mortgage R5 Columbia US Government Mortgage Y Columbia US Government Mortgage Z Columbia US Social Bond A Columbia US Social Bond R4 Columbia US Social Bond R5 Columbia US Social Bond Z Columbia US Treasury Index A Columbia US Treasury Index R5 Columbia US Treasury Index Z Columbia Value and Restructuring A Columbia Value and Restructuring R Columbia Value and Restructuring R4 Columbia Value and Restructuring R5 Columbia Value and Restructuring Y Ticker CUSIP Category Prospectus Objective Fund Available NSVAX AMVAX RMCVX RMVTX RMCRX RSCMX CPHPX CMOZX COSIX CSIVX CSNRX CMNRX CTIVX CPHUX LSIZX CTFAX CTORX CQTRX CYYYX COTZX LIBAX CIBKX CIBRX CBNRX CTBRX CTBYX SRBFX AUGAX RSGYX CUVRX CGVRX CUGYX CUGZX CONAX CONFX COVNX CONZX LUTAX CUTRX IUTIX EVRAX URBIX CVRRX CVCRX CVRYX 19765J764 19766G108 19766G702 19766G504 19766G603 19766G801 19766N830 19766G876 19765L801 19766D329 19766D543 19766M576 19766D311 19766M345 19765L694 197199755 197199342 197199334 197199326 197199722 19765N492 19765Y142 19765N450 19766M774 19766M766 19766M758 19765N468 19766J102 19766J508 19766C347 19766C339 19766J581 19766J607 19767A803 19767A878 19767A860 19767A852 19765N641 19766M543 19765N617 19765Y548 19765Y522 19766M535 19766M527 19766M519 Small Value Small Value Small Value Small Value Small Value Small Value Small Value Small Value Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Muni National Long Muni National Long Muni National Long Muni National Long Intermediate Government Intermediate Government Intermediate Government Large Blend Large Blend Large Blend Large Blend Large Blend Small Company Growth Growth Growth Growth Growth Growth Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Growth Growth Growth Growth Growth Income Income Income Income Income Income Income Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Growth and Income Growth and Income Growth and Income Growth and Income Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Growth Growth Growth Growth Growth Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Closed Yes Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 57 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Columbia Value and Restructuring Z Comstock Capital Value AAA Credit Suisse Commodity Acss Strat A Credit Suisse Commodity Acss Strat I Credit Suisse Commodity Return Strat A Credit Suisse Commodity Return Strat I Credit Suisse Emerging Markets Eq A Credit Suisse Emerging Markets Eq I Credit Suisse Floating Rate Hi Inc A Credit Suisse Floating Rate Hi Inc Instl Credit Suisse Global Sust Div Eq A Credit Suisse Global Sust Div Eq I Credit Suisse Managed Futs Strat A Credit Suisse Managed Futs Strat I Credit Suisse Multialternative Strat A Credit Suisse Multialternative Strat I Credit Suisse Strategic Income A Credit Suisse Strategic Income I Credit Suisse Trust Commodity Return St Credit Suisse Volaris US Strategies A Credit Suisse Volaris US Strategies I CRM All Cap Value Inst CRM All Cap Value Inv CRM International Opportunity Instl CRM International Opportunity Inv CRM Large Cap Opportunity Instl CRM Large Cap Opportunity Inv CRM Mid Cap Value Instl CRM Mid Cap Value Inv CRM Small Cap Value Instl CRM Small Cap Value Inv CRM Small/Mid Cap Value Inst CRM Small/Mid Cap Value Inv Davis Appreciation & Income A Davis Appreciation & Income Y Davis Financial A Davis Financial Y Davis Global A Davis Global Y Davis Government Bond A Davis Government Bond Y Davis International A Davis International Y Davis NY Venture A Davis NY Venture R Ticker CUSIP Category Prospectus Objective Fund Available UMBIX COMVX CRCAX CRCIX CRSAX CRSOX CSNAX CSNIX CHIAX CSHIX CGDAX CGDIX CSAAX CSAIX CSQAX CSQIX CSOAX CSOIX CCRSX VAEAX VAEIX CRIEX CRMEX CRIIX CRMIX CRIGX CRMGX CRIMX CRMMX CRISX CRMSX CRIAX CRMAX RPFCX DCSYX RPFGX DVFYX DGFAX DGFYX RFBAX DGVYX DILAX DILYX NYVTX NYVRX 19765Y514 20567T109 22544R404 22544R602 22544R107 22544R305 22540S695 22540S679 22540S877 22540S836 22540S638 22540S612 22540S737 22540S711 22540S794 22540S778 22540S760 22540S745 22544K888 22540S661 22540S646 12626X833 12626X841 12628J709 12628J808 12628J105 12628J204 92934R769 92934R777 92934R785 92934R793 92934R116 92934R124 239103880 239103773 239103500 239103815 239080872 239080849 239103708 239103799 239080831 239080799 239080104 239080880 Large Blend Bear Market Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Diversified Emerging Mkts Diversified Emerging Mkts Bank Loan Bank Loan World Stock World Stock Managed Futures Managed Futures Multialternative Multialternative High Yield Bond High Yield Bond Commodities Broad Basket Large Blend Large Blend Large Blend Large Blend Foreign Large Blend Foreign Large Blend Large Blend Large Blend Mid-Cap Blend Mid-Cap Blend Small Blend Small Blend Mid-Cap Blend Mid-Cap Blend Aggressive Allocation Aggressive Allocation Financial Financial World Stock World Stock Short Government Short Government Foreign Large Growth Foreign Large Growth Large Blend Large Blend Growth Multi-Asset Global Growth and Income Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Corporate Bond - High Yield Corporate Bond - High Yield Equity-Income Equity-Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Foreign Stock Foreign Stock Growth Growth Growth and Income Growth and Income Small Company Small Company Growth Growth Growth and Income Growth and Income Specialty - Financial Specialty - Financial World Stock World Stock Government Bond - General Government Bond - General Foreign Stock Foreign Stock Growth Growth Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 58 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Davis NY Venture Y Davis Opportunity A Davis Opportunity Y Davis Real Estate A Davis Real Estate Y Delaware Core Plus Bond A Delaware Core Plus Bond I Delaware Core Plus Bond R Delaware Corporate Bond A Delaware Corporate Bond Inst Delaware Corporate Bond R Delaware Diversified Floating Rate A Delaware Diversified Floating Rate Instl Delaware Diversified Floating Rate R Delaware Diversified Income A Delaware Diversified Income Instl Delaware Diversified Income R Delaware Dividend Income A Delaware Dividend Income Instl Delaware Dividend Income R Delaware Emerging Markets A Delaware Emerging Markets Instl Delaware Emerging Markets R Delaware Extended Duration Bond A Delaware Extended Duration Bond Inst Delaware Extended Duration Bond R Delaware Focus Global Growth A Delaware Focus Global Growth Instl Delaware Focus Global Growth R Delaware Foundation Cnsrv Allc A Delaware Foundation Cnsrv Allc I Delaware Foundation Cnsrv Allc R Delaware Foundation Moderate Allc A Delaware Foundation Moderate Allc I Delaware Foundation Moderate Allc R Delaware Foundation® Growth Allc A Delaware Foundation® Growth Allc I Delaware Foundation® Growth Allc R Delaware Global Real Estate Opps A Delaware Global Real Estate Opps Instl Delaware Global Real Estate Opps R Delaware Global Value A Delaware Global Value Inst Delaware Healthcare A Delaware Healthcare I Ticker CUSIP Category Prospectus Objective Fund Available DNVYX RPEAX DGOYX RPFRX DREYX DEGGX DUGIX DUGRX DGCAX DGCIX DGCRX DDFAX DDFLX DDFFX DPDFX DPFFX DPRFX DDIAX DDIIX DDDRX DEMAX DEMIX DEMRX DEEAX DEEIX DEERX DGGAX DGGIX DGGRX DFIAX DFIIX DFIRX DFBAX DFFIX DFBRX DFGAX DFGIX DFGRX DGRPX DGROX DLPRX DABAX DABIX DLHAX DLHIX 239080401 239103104 239103831 239103302 239103823 246094205 246094502 246094809 245908785 245908751 245908744 245908660 245908637 245908645 246248744 246248587 246248553 24610B107 24610B404 24610B842 245914841 245914817 245914569 245908835 245908793 245908728 246118541 246118517 246118525 245918107 245918404 245918818 245918503 245918800 245918834 245918883 245918859 245918826 245917653 245917620 245917638 245914718 245914676 24610E101 24610E408 Large Blend Large Growth Large Growth Real Estate Real Estate Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Corporate Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Moderate Allocation Moderate Allocation Moderate Allocation Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Corporate Bond Corporate Bond Corporate Bond World Stock World Stock World Stock Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation World Allocation World Allocation World Allocation Global Real Estate Global Real Estate Global Real Estate World Stock World Stock Health Health Growth Growth Growth Specialty - Real Estate Specialty - Real Estate Income Income Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Equity-Income Equity-Income Equity-Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Corporate Bond - General Corporate Bond - General Corporate Bond - General World Stock World Stock World Stock Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate World Stock World Stock Specialty - Health Specialty - Health Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 59 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Delaware Healthcare R Delaware High-Yield Opportunities A Delaware High-Yield Opportunities In Delaware High-Yield Opportunities R Delaware Intl Value Equity A Delaware Intl Value Equity Instl Delaware Intl Value Equity R Delaware Limited-Term Diversified Inc A Delaware Limited-Term Diversified Inc I Delaware Limited-Term Diversified Inc R Delaware Mid Cap Value A Delaware Mid Cap Value I Delaware Mid Cap Value R Delaware REIT A Delaware REIT Instl Delaware REIT R Delaware Select Growth A Delaware Select Growth Instl Delaware Select Growth R Delaware Small Cap Core A Delaware Small Cap Core I Delaware Small Cap Core R Delaware Small Cap Value A Delaware Small Cap Value Instl Delaware Small Cap Value R Delaware Smid Cap Growth A Delaware Smid Cap Growth Instl Delaware Smid Cap Growth R Delaware US Growth A Delaware US Growth Instl Delaware US Growth R Delaware Value® A Delaware Value® Inst Delaware Value® R Deutsche Alternative Asset Allc A Deutsche Alternative Asset Allc Instl Deutsche Alternative Asset Allc R Deutsche Alternative Asset Allc R6 Deutsche Alternative Asset Allc S Deutsche Capital Growth A Deutsche Capital Growth Institutional Deutsche Capital Growth R Deutsche Capital Growth R6 Deutsche Capital Growth S Deutsche Communications A Ticker CUSIP Category Prospectus Objective Fund Available DLRHX DHOAX DHOIX DHIRX DEGIX DEQIX DIVRX DTRIX DTINX DLTRX DLMAX DLMIX DLMRX DPREX DPRSX DPRRX DVEAX VAGGX DFSRX DCCAX DCCIX DCCRX DEVLX DEVIX DVLRX DFCIX DFDIX DFRIX DUGAX DEUIX DEURX DDVAX DDVIX DDVRX AAAAX AAAZX AAAQX AAAVX AAASX SDGAX SDGTX SDGRX SDGZX SCGSX TISHX 24610E309 245908876 245908843 245908736 245914106 245914403 245914577 245912308 245912506 245912803 246093868 246093835 246093843 246248868 246248777 246248561 928931104 928931757 928931740 24610B883 24610B859 24610B834 246097109 246097208 246097505 245906102 245906201 245906508 245917505 245917802 245917711 24610C881 24610C857 245907860 25159K879 25159K705 25159K200 25159K713 25159K804 25157M109 25157M760 25157M851 25157M620 25157M406 25159L729 Health High Yield Bond High Yield Bond High Yield Bond Foreign Large Value Foreign Large Value Foreign Large Value Short-Term Bond Short-Term Bond Short-Term Bond Mid-Cap Value Mid-Cap Value Mid-Cap Value Real Estate Real Estate Real Estate Large Growth Large Growth Large Growth Small Blend Small Blend Small Blend Small Value Small Value Small Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Multialternative Multialternative Multialternative Multialternative Multialternative Large Growth Large Growth Large Growth Large Growth Large Growth Communications Specialty - Health Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Foreign Stock Growth and Income Growth and Income Growth and Income Growth Growth Growth Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Specialty - Communications Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 Page 60 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Deutsche Communications Institutional Deutsche Core Equity A Deutsche Core Equity Institutional Deutsche Core Equity R Deutsche Core Equity R6 Deutsche Core Equity S Deutsche Core Fixed Income A Deutsche Core Fixed Income Institutional Deutsche Core Fixed Income R Deutsche Core Fixed Income S Deutsche Core Plus Income A Deutsche Core Plus Income Institutional Deutsche Core Plus Income S Deutsche CROCI® Equity Dividend A Deutsche CROCI® Equity Dividend Instl Deutsche CROCI® Equity Dividend R Deutsche CROCI® Equity Dividend R6 Deutsche CROCI® Equity Dividend S Deutsche CROCI® International A Deutsche CROCI® International Instl Deutsche CROCI® International R6 Deutsche CROCI® International S Deutsche CROCI® US R6 Deutsche Diversified Market Netrl A Deutsche Diversified Market Netrl Instl Deutsche Diversified Market Netrl S Deutsche EAFE Equity Index Institutional Deutsche Emerging Markets Equity A Deutsche Emerging Markets Equity Instl Deutsche Emerging Markets Equity S Deutsche Enh Emerg Mkts Fxd Inc A Deutsche Enh Emerg Mkts Fxd Inc Instl Deutsche Enh Emerg Mkts Fxd Inc S Deutsche Enhanced Commodity Strat A Deutsche Enhanced Commodity Strat Instl Deutsche Enhanced Commodity Strat S Deutsche Enhanced Global Bond A Deutsche Enhanced Global Bond S Deutsche Equity 500 Index Institutional Deutsche Equity 500 Index S Deutsche Floating Rate A Deutsche Floating Rate Institutional Deutsche Floating Rate R6 Deutsche Floating Rate S Deutsche Global Equity A Ticker CUSIP Category Prospectus Objective Fund Available FLICX SUWAX SUWIX SUWTX SUWZX SCDGX SFXAX MFINX SFXRX SFXSX SZIAX SZIIX SCSBX KDHAX KDHIX KDHRX KDHTX KDHSX SUIAX SUIIX SUIRX SCINX DCURX DDMAX DDMIX DDMSX BTAEX SEKAX SEKIX SEMGX SZEAX SZEIX SCEMX SKNRX SKIRX SKSRX SZGAX SSTGX BTIIX BTIEX DFRAX DFRTX DFRRX DFRPX DBISX 25159L687 25157M729 25157M687 25157M646 25157M612 25157M679 25155T775 25155T825 25155T817 25155T403 25157W107 25157W503 25157W404 25159G811 25159G779 25159G753 25159G696 25159G761 25156G673 25156G731 25156G582 25156G715 25157M562 25159K861 25159K853 25159K846 25159R601 25156G103 25156G780 25156G400 25156A502 25156A841 25156A726 25159L877 25159L836 25159L844 25156A734 25156A767 25159R106 25159R205 25157W602 25157W800 25157W875 25157W883 25156G871 Communications Large Blend Large Blend Large Blend Large Blend Large Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Value Large Value Large Value Large Value Large Value Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Value Market Neutral Market Neutral Market Neutral Foreign Large Blend Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket World Bond World Bond Large Blend Large Blend Bank Loan Bank Loan Bank Loan Bank Loan World Stock Specialty - Communications Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Income Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Foreign Stock Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Worldwide Bond Worldwide Bond Growth Growth Income Income Income Income World Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 Page 61 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Deutsche Global Equity Institutional Deutsche Global Equity R Deutsche Global Equity S Deutsche Global Growth A Deutsche Global Growth Institutional Deutsche Global Growth R Deutsche Global Growth S Deutsche Global High Income A Deutsche Global High Income Instl Deutsche Global High Income S Deutsche Global Income Builder A Deutsche Global Income Builder Instl Deutsche Global Income Builder R6 Deutsche Global Income Builder S Deutsche Global Inflation A Deutsche Global Inflation Institutional Deutsche Global Inflation S Deutsche Global Infrastructure A Deutsche Global Infrastructure Instl Deutsche Global Infrastructure R6 Deutsche Global Infrastructure S Deutsche Global Real Estate Secs A Deutsche Global Real Estate Secs Instl Deutsche Global Real Estate Secs S Deutsche Global Small Cap A Deutsche Global Small Cap Institutional Deutsche Global Small Cap R6 Deutsche Global Small Cap S Deutsche GNMA A Deutsche GNMA Institutional Deutsche GNMA R Deutsche GNMA R6 Deutsche GNMA S Deutsche Gold & Precious Metals A Deutsche Gold & Precious Metals Instl Deutsche Gold & Precious Metals S Deutsche Health and Wellness A Deutsche Health and Wellness Instl Deutsche Health and Wellness S Deutsche High Income A Deutsche High Income Institutional Deutsche High Income R Deutsche High Income R6 Deutsche High Income S Deutsche Large Cap Focus Growth A Ticker CUSIP Category Prospectus Objective Fund Available MGINX DBITX DBIVX SGQAX SGQIX SGQRX SCOBX SGHAX MGHYX SGHSX KTRAX KTRIX KTRZX KTRSX TIPAX TIPIX TIPSX TOLLX TOLIX TOLZX TOLSX RRGAX RRGIX RRGTX KGDAX KGDIX KGDZX SGSCX GGGGX GIGGX GRGGX GRRGX SGINX SGDAX SGDIX SCGDX SUHAX SUHIX SCHLX KHYAX KHYIX KHYRX KHYQX KHYSX SGGAX 25156G509 25156G707 25156G608 25156A775 25156A700 25156A825 25156A833 25155T882 25155T502 25155T601 25159K820 25159K770 25159K721 25159K788 25155T767 25155T726 25155T734 25156A874 25156A858 25156A718 25156A809 25159L109 25159L406 25159L307 25156A106 25156A601 25156A692 25156A403 25155T718 25155T676 25155T304 25155T429 25155T684 25159L679 25159L638 25159L646 25159L620 25159L570 25159L588 25155T668 25155T635 25155T205 25155T460 25155T106 25157M695 World Stock World Stock World Stock World Stock World Stock World Stock World Stock High Yield Bond High Yield Bond High Yield Bond World Allocation World Allocation World Allocation World Allocation Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond World Stock World Stock World Stock World Stock Global Real Estate Global Real Estate Global Real Estate World Stock World Stock World Stock World Stock Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Equity Precious Metals Equity Precious Metals Equity Precious Metals Health Health Health High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Large Growth World Stock World Stock World Stock World Stock World Stock World Stock World Stock Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Balanced Balanced Balanced Balanced Multisector Bond Multisector Bond Multisector Bond Growth and Income Growth and Income Growth and Income Growth and Income Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate World Stock World Stock World Stock World Stock Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Specialty - Precious Metals Specialty - Precious Metals Specialty - Precious Metals Specialty - Health Specialty - Health Specialty - Health Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 Page 62 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Deutsche Large Cap Focus Growth Instl Deutsche Large Cap Focus Growth S Deutsche Large Cap Value A Deutsche Large Cap Value Institutional Deutsche Large Cap Value R Deutsche Large Cap Value S Deutsche Latin America Equity A Deutsche Latin America Equity Instl Deutsche Latin America Equity S Deutsche Mid Cap Growth A Deutsche Mid Cap Growth Institutional Deutsche Mid Cap Growth S Deutsche Mid Cap Value A Deutsche Mid Cap Value Institutional Deutsche Mid Cap Value R Deutsche Mid Cap Value R6 Deutsche Mid Cap Value S Deutsche MMK Prime Series Cash Invmt S Deutsche Multi-Asset Conservative Allc A Deutsche Multi-Asset Conservative Allc S Deutsche Multi-Asset Global Allocation A Deutsche Multi-Asset Global Allocation S Deutsche Multi-Asset Moderate Allc A Deutsche Multi-Asset Moderate Allc S Deutsche Real Estate Securities A Deutsche Real Estate Securities Inc R6 Deutsche Real Estate Securities Instl Deutsche Real Estate Securities R Deutsche Real Estate Securities R6 Deutsche Real Estate Securities S Deutsche S&P 500 Index A Deutsche S&P 500 Index S Deutsche Science and Technology A Deutsche Science and Technology Instl Deutsche Science and Technology S Deutsche Select Alternative Allc A Deutsche Select Alternative Allc Instl Deutsche Select Alternative Allc R Deutsche Select Alternative Allc R6 Deutsche Select Alternative Allc S Deutsche Short Duration A Deutsche Short Duration Institutional Deutsche Short Duration R6 Deutsche Short Duration S Deutsche Small Cap Core A Ticker CUSIP Category Prospectus Objective Fund Available SGGIX SCQGX KDCAX KDCIX KDCQX KDCSX SLANX SLARX SLAFX SMCAX BTEAX SMCSX MIDVX MIDIX MIDQX MIDUX MIDTX DOSXX SPDAX SPBAX SUPAX SPGRX PLUSX PPLSX RRRAX REFZX RRRRX RRRSX RRRZX RRREX SXPAX SCPIX KTCAX KTCIX KTCSX SELAX SELIX SELRX SELUX SELSX PPIAX PPILX PPLZX DBPIX SZCAX 25157M752 25157M745 25159G100 25159G803 25159G506 25159G407 25156G756 25156G574 25156G798 25157M828 25157M877 25157M869 25159G852 25159G704 25159G605 25159G720 25159G886 25159J500 25158W106 25158W403 25158W783 25158W825 25158W833 25158W874 25159L505 25159L497 25159L737 25159L802 25159L513 25159L885 25159R700 25159R874 25159L562 25159L521 25159L539 25159K606 25159K309 25159K101 25159K697 25159K408 25155T627 25155T577 25155T452 25155T585 25157M778 Large Growth Large Growth Large Value Large Value Large Value Large Value Latin America Stock Latin America Stock Latin America Stock Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Money Market-Taxable Conservative Allocation Conservative Allocation World Allocation World Allocation Moderate Allocation Moderate Allocation Real Estate Real Estate Real Estate Real Estate Real Estate Real Estate Large Blend Large Blend Technology Technology Technology Multialternative Multialternative Multialternative Multialternative Multialternative Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Small Value Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Money Mkt - Taxable Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth and Income Growth and Income Specialty - Technology Specialty - Technology Specialty - Technology Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes NOT AVAILABLE Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 Page 63 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Deutsche Small Cap Core S Deutsche Small Cap Growth A Deutsche Small Cap Growth Institutional Deutsche Small Cap Growth R Deutsche Small Cap Growth R6 Deutsche Small Cap Growth S Deutsche Small Cap Value A Deutsche Small Cap Value Institutional Deutsche Small Cap Value R6 Deutsche Small Cap Value S Deutsche Strategic Government Secs A Deutsche Strategic Government Secs Instl Deutsche Strategic Government Secs S Deutsche Ultra-Short Duration A Deutsche Ultra-Short Duration Instl Deutsche Ultra-Short Duration R6 Deutsche Ultra-Short Duration S Deutsche Unconstrained Income A Deutsche Unconstrained Income Instl Deutsche Unconstrained Income R6 Deutsche Unconstrained Income S Deutsche US Bond Index A Deutsche US Bond Index Institutional Deutsche US Bond Index S Deutsche World Dividend A Deutsche World Dividend Institutional Deutsche World Dividend R6 Deutsche World Dividend S DFA Asia Pacific Small Company I DFA Commodity Strategy Institutional DFA Continental Small Company I DFA Emerging Markets Core Equity I DFA Emerging Markets I DFA Emerging Markets Small Cap I DFA Emerging Markets Social Core Port DFA Emerging Markets Value I DFA Emerging Markets Value R2 DFA Enhanced US Large Company I DFA Five-Year Global Fixed-Income I DFA Global Allocation 25/75 I DFA Global Allocation 25/75 R2 DFA Global Allocation 60/40 I DFA Global Allocation 60/40 R2 DFA Global Equity I DFA Global Equity R2 Ticker CUSIP Category Prospectus Objective Fund Available SSLCX SSDAX SSDIX SSDGX SSDZX SSDSX KDSAX KDSIX KDSZX KDSSX KUSAX KUSIX KUSMX SDUAX MGSFX SDURX SDUSX KSTAX KSTIX KSTZX KSTSX BONDX BTUSX BONSX SERAX SERNX SERZX SCGEX DFRSX DCMSX DFCSX DFCEX DFEMX DEMSX DFESX DFEVX DFEPX DFELX DFGBX DGTSX DFGPX DGSIX DFPRX DGEIX DGERX 25157M810 25157M885 25157M505 25157M638 25157M596 25157M604 25159G787 25159G845 25159G712 25159G837 25155T569 25155T528 25155T536 25155T833 25155T874 25155T411 25155T866 25155T510 25155T437 25155T445 25155T478 25159R304 25159R502 25159R403 25156G863 25156G665 25156G640 25156G657 233203850 23320G463 233203702 233203421 233203785 233203611 233203363 233203587 23320G455 233203637 233203884 25434D633 25434D641 25434D658 25434D666 25434D674 25434D682 Small Value Small Growth Small Growth Small Growth Small Growth Small Growth Small Value Small Value Small Value Small Value Intermediate Government Intermediate Government Intermediate Government Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond World Stock World Stock World Stock World Stock Pacific/Asia ex-Japan Stk Commodities Broad Basket Europe Stock Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Blend World Bond Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation World Stock World Stock Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Income Income Income Income Multisector Bond Multisector Bond Multisector Bond Multisector Bond Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth and Income Growth and Income Growth and Income Growth and Income Pacific Stock Growth and Income Europe Stock Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Diversified Emerging Markets Diversified Emerging Markets Growth Worldwide Bond Growth and Income Growth and Income Growth and Income Growth and Income World Stock World Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 64 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 DFA Global Real Estate Securities Port DFA Inflation-Protected Securities I DFA Intermediate Govt Fixed-Income I DFA Intermediate-Term Extnd Qlty I DFA International Core Equity I DFA International Large Cap Growth DFA International Real Estate Sec I DFA International Small Cap Growth DFA International Small Cap Value I DFA International Small Company I DFA International Social Cor Eq Instl DFA International Value Ex Tobacco DFA International Value I DFA International Value R2 DFA International Vector Equity I DFA Intl Sustainability Core 1 DFA Investment Grade I DFA Japanese Small Company I DFA Large Cap International I DFA LTIP Institutional DFA Municipal Bond Institutional DFA Municipal Real Return Institutional DFA NY Municipal Bond Institutional DFA One-Year Fixed-Income I DFA Real Estate Securities I DFA Selectively Hedged Glbl Eq I DFA Selectively Hedged Global F/I I DFA Short-Duration Real Return Instl DFA Short-Term Extended Quality I DFA Short-Term Government I DFA T.A. US Core Equity 2 I DFA TA World ex US Core Equity I DFA Targeted Credit Institutional DFA Two-Year Global Fixed-Income I DFA United Kingdom Small Company I DFA US Core Equity 1 I DFA US Core Equity 2 I DFA US Large Cap Equity Institutional DFA US Large Cap Growth Instl DFA US Large Cap Value I DFA US Large Company I DFA US Micro Cap I DFA US Small Cap Growth Instl DFA US Small Cap I DFA US Small Cap Value I Ticker CUSIP Category Prospectus Objective Fund Available DFGEX DIPSX DFIGX DFTEX DFIEX DILRX DFITX DISMX DISVX DFISX DSCLX DFVLX DFIVX DFIPX DFVQX DFSPX DFAPX DFJSX DFALX DRXIX DFMPX DMREX DNYMX DFIHX DFREX DSHGX DFSHX DFAIX DFEQX DFFGX DFTCX DFTWX DTCPX DFGFX DFUKX DFEOX DFQTX DUSQX DUSLX DFLVX DFUSX DFSCX DSCGX DFSTX DFSVX 23320G554 233203355 233203876 23320G513 233203371 23320G265 233203348 23320G257 233203736 233203629 25239Y626 23320G547 25434D203 25434D625 23320G539 233203199 23320G448 233203108 233203868 25239Y873 23320G232 25239Y550 23320G224 233203603 233203835 23320G331 233203223 25239Y576 23320G521 233203405 233203314 23320G505 23320G216 233203645 233203207 233203413 233203397 23320G240 23320G281 233203827 25434D823 233203504 23320G273 233203843 233203819 Global Real Estate Inflation-Protected Bond Intermediate Government Corporate Bond Foreign Large Value Foreign Large Growth Global Real Estate Foreign Small/Mid Growth Foreign Small/Mid Value Foreign Small/Mid Blend Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Small/Mid Value Foreign Large Blend Intermediate-Term Bond Japan Stock Foreign Large Blend Inflation-Protected Bond Muni National Interm Muni National Interm Muni New York Intermediate Ultrashort Bond Real Estate World Stock World Bond Short-Term Bond Short-Term Bond Short Government Mid-Cap Blend Foreign Large Blend Short-Term Bond World Bond Miscellaneous Region Large Blend Mid-Cap Blend Large Blend Large Growth Large Value Large Blend Small Blend Small Growth Small Blend Small Value Specialty - Real Estate Growth and Income Government Bond - General Corporate Bond - High Quality Growth Growth Specialty - Real Estate Small Company Foreign Stock Foreign Stock Growth Growth Foreign Stock Foreign Stock Foreign Stock Growth Corporate Bond - High Quality Pacific Stock Foreign Stock Growth and Income Municipal Bond - National Municipal Bond - National Municipal Bond - Single State Corporate Bond - High Quality Specialty - Real Estate Growth Worldwide Bond Multisector Bond Corporate Bond - High Quality Government Bond - General Growth and Income Equity-Income Growth and Income Worldwide Bond Europe Stock Growth Growth Growth Growth Growth and Income Growth and Income Small Company Small Company Small Company Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 65 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 DFA US Social Core Equity 2 Portfolio DFA US Sustainability Core 1 DFA US Targeted Value I DFA US Targeted Value R1 DFA US Targeted Value R2 DFA US Vector Equity I DFA World Core Equity Institutional DFA World ex US Core Equity Instl DFA World ex US Government Fxd Inc I DFA World ex US Targeted Val Instl DFA World ex US Value Port I Diamond Hill Corporate Credit A Diamond Hill Corporate Credit I Diamond Hill Corporate Credit Y Diamond Hill Financial Long-Short A Diamond Hill Financial Long-Short I Diamond Hill Large Cap A Diamond Hill Large Cap I Diamond Hill Large Cap Y Diamond Hill Long-Short A Diamond Hill Long-Short I Diamond Hill Long-Short Y Diamond Hill Research Opportunities A Diamond Hill Research Opportunities I Diamond Hill Research Opportunities Y Diamond Hill Select A Diamond Hill Select I Diamond Hill Select Y Diamond Hill Small Cap A Diamond Hill Small Cap I Diamond Hill Small Cap Y Diamond Hill Small-Mid Cap A Diamond Hill Small-Mid Cap I Diamond Hill Small-Mid Cap Y Dimensional 2005 Target Dt Rtr Inc Instl Dimensional 2010 Target Dt Rtr Inc Instl Dimensional 2015 Target Dt Rtr Inc Instl Dimensional 2020 Target Dt Rtr Inc Instl Dimensional 2025 Target Dt Rtr Inc Instl Dimensional 2030 Target Dt Rtr Inc Instl Dimensional 2035 Target Dt Rtr Inc Instl Dimensional 2040 Target Dt Rtr Inc Instl Dimensional 2045 Target Dt Rtr Inc Instl Dimensional 2050 Target Dt Rtr Inc Instl Dimensional 2055 Target Dt Rtr Inc Instl Ticker CUSIP Category Prospectus Objective Fund Available DFUEX DFSIX DFFVX DFTVX DFTPX DFVEX DREIX DFWIX DWFIX DWUSX DFWVX DSIAX DHSTX DSIYX BANCX DHFSX DHLAX DHLRX DHLYX DIAMX DHLSX DIAYX DHROX DROIX DROYX DHTAX DHLTX DHTYX DHSCX DHSIX DHSYX DHMAX DHMIX DHMYX DRIMX DRIBX DRIQX DRIRX DRIUX DRIWX DRIGX DRIHX DRIIX DRIJX DRIKX 233203298 233203215 233203595 233203231 233203256 233203389 25239Y105 25239Y592 23320G323 25239Y618 23320G471 25264S882 25264S866 25264S643 25264S106 25264S825 25264S502 25264S841 25264S676 25264S403 25264S833 25264S650 25264S742 25264S726 25264S718 25264S775 25264S759 25264S668 25264S304 25264S858 25264S692 25264S817 25264S783 25264S684 23320G182 23320G174 25239Y535 25239Y527 25239Y519 25239Y493 25239Y485 25239Y477 25239Y469 25239Y451 25239Y444 Mid-Cap Blend Large Blend Small Value Small Value Small Value Mid-Cap Value World Stock Foreign Large Blend World Bond Foreign Small/Mid Value Foreign Large Value High Yield Bond High Yield Bond High Yield Bond Financial Financial Large Value Large Value Large Value Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Large Blend Large Blend Large Blend Small Value Small Value Small Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Target Date 2051+ Growth Growth Growth and Income Growth and Income Growth and Income Growth Growth World Stock Government Bond - General Foreign Stock Foreign Stock Income Income Income Specialty - Financial Specialty - Financial Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Small Company Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 66 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Dimensional 2060 Target Dt Rtr Inc Instl Dimensional Retirement Income Instl Dodge & Cox Balanced Dodge & Cox Global Bond Dodge & Cox Global Stock Dodge & Cox Income Dodge & Cox International Stock Dodge & Cox Stock Domini International Social Eq Instl Domini International Social Equity Inv Domini Social Bond Institutional Domini Social Bond Inv Domini Social Equity Instl Domini Social Equity Inv Domini Social Equity R DoubleLine Core Fixed Income I DoubleLine Core Fixed Income N DoubleLine Emerging Markets Fixed Inc I DoubleLine Emerging Markets Fixed Inc N DoubleLine Flexible Income I DoubleLine Flexible Income N DoubleLine Floating Rate I DoubleLine Floating Rate N DoubleLine Long Duration Total Ret Bd I DoubleLine Long Duration Total Ret Bd N DoubleLine Low Dur Emerg Mkts Fxd Inc I DoubleLine Low Dur Emerg Mkts Fxd Inc N DoubleLine Low Duration Bond I DoubleLine Low Duration Bond N DoubleLine Multi-Asset Growth A DoubleLine Multi-Asset Growth I DoubleLine Shiller Enhanced CAPE® I DoubleLine Shiller Enhanced CAPE® N DoubleLine Strategic Commodity I DoubleLine Strategic Commodity N DoubleLine Total Return Bond I DoubleLine Total Return Bond N Dreyfus Active MidCap A Dreyfus Active MidCap I Dreyfus AMT-Free Municipal Bond Y Dreyfus Appreciation Investor Dreyfus Appreciation Y Dreyfus Balanced Opportunity A Dreyfus Balanced Opportunity I Dreyfus Basic S&P 500 Stock Index Ticker CUSIP Category Prospectus Objective Fund Available DRILX TDIFX DODBX DODLX DODWX DODIX DODFX DODGX DOMOX DOMIX DSBIX DSBFX DIEQX DSEFX DSFRX DBLFX DLFNX DBLEX DLENX DFLEX DLINX DBFRX DLFRX DBLDX DLLDX DBLLX DELNX DBLSX DLSNX DMLAX DMLIX DSEEX DSENX DBCMX DLCMX DBLTX DLTNX DNLDX DNLRX DMUYX DGAGX DGYGX DBOAX DBORX DSPIX 25239Y436 23320G190 256201104 256206301 256206202 256210105 256206103 256219106 257132811 257132704 257132829 257132209 257132852 257132100 257132308 258620301 258620400 258620509 258620608 258620798 258620780 258620848 258620830 258620749 258620731 258620772 258620764 258620863 258620855 258620707 258620889 258620822 258620814 258620715 258620723 258620103 258620202 86271F107 86271F404 261969794 261970107 261970206 26202W100 26202W407 261978811 Target Date 2051+ Retirement Income Moderate Allocation World Bond World Stock Intermediate-Term Bond Foreign Large Blend Large Value Foreign Large Value Foreign Large Value Intermediate-Term Bond Intermediate-Term Bond Large Blend Large Blend Large Blend Intermediate-Term Bond Intermediate-Term Bond Emerging Markets Bond Emerging Markets Bond Nontraditional Bond Nontraditional Bond Bank Loan Bank Loan Long Government Long Government Emerging Markets Bond Emerging Markets Bond Short-Term Bond Short-Term Bond Tactical Allocation Tactical Allocation Large Value Large Value Commodities Broad Basket Commodities Broad Basket Intermediate-Term Bond Intermediate-Term Bond Mid-Cap Blend Mid-Cap Blend Muni National Interm Large Blend Large Blend Moderate Allocation Moderate Allocation Large Blend Asset Allocation Asset Allocation Balanced Worldwide Bond World Stock Corporate Bond - High Quality Foreign Stock Growth and Income Growth Growth Corporate Bond - General Corporate Bond - General Growth Growth Growth Income Income Income Income Income Income Income Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Income Income Asset Allocation Asset Allocation Growth Growth Growth Growth Government Bond - General Government Bond - General Growth Growth Municipal Bond - National Growth Growth Balanced Balanced Growth and Income Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 Page 67 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Dreyfus Bond Market Index Basic Dreyfus Bond Market Index Inv Dreyfus CA AMT-Free Municipal Bond Y Dreyfus Cash Management Admin Dreyfus Cash Management Instl Dreyfus Cash Management Inv Dreyfus Cash Management Part Dreyfus Core Equity A Dreyfus Core Equity I Dreyfus Disciplined Stock Dreyfus Diversified Emerging Markets A Dreyfus Diversified Emerging Markets I Dreyfus Dynamic Total Return A Dreyfus Dynamic Total Return I Dreyfus Dynamic Total Return Y Dreyfus Emerging Markets A Dreyfus Emerging Markets Debt Lcl Ccy Y Dreyfus Emerging Markets I Dreyfus Emerging Markets Y Dreyfus Equity Income A Dreyfus Equity Income I Dreyfus Equity Income Y Dreyfus Fund Incorporated Dreyfus Global Dynamic Bond Y Dreyfus Global Equity Income Y Dreyfus Global Real Estate Securities Y Dreyfus Global Real Return Y Dreyfus Global Stock A Dreyfus Global Stock I Dreyfus Global Stock Y Dreyfus GNMA A Dreyfus GNMA Z Dreyfus Growth & Income Dreyfus High Yield Municipal Bond Y Dreyfus High Yld A Dreyfus High Yld I Dreyfus Inflation Adjusted Sec I Dreyfus Inflation Adjusted Sec Inv Dreyfus Inflation Adjusted Sec Y Dreyfus Intermediate Term Income A Dreyfus Intermediate Term Income I Dreyfus Intermediate Term Income Y Dreyfus International Bond A Dreyfus International Bond I Dreyfus International Bond Y Ticker CUSIP Category Prospectus Objective Fund Available DBIRX DBMIX DCAYX DACXX DICXX DVCXX DPCXX DLTSX DPERX DDSTX DBEAX SBCEX AVGAX AVGRX AVGYX DRFMX DDBYX DRPEX DYPEX DQIAX DQIRX DQIYX DREVX DGDYX DEQYX DRLYX DRRYX DGLAX DGLRX DGLYX GPGAX DRGMX DGRIX DHYYX DPLTX DLHRX DIASX DIAVX DAIYX DRITX DITIX DITYX DIBAX DIBRX DIBYX 261978878 261978886 26202V607 26188J404 26188J206 26188J305 26188J503 261978217 261978126 261978340 26203E729 26203E802 007565104 007565302 007565146 26201H104 261980460 26201H500 26201H872 261980650 261980635 261980452 262003106 007568108 261980437 261986277 007565120 86271F834 86271F818 86271F545 26203A107 262005101 261942106 26201Q203 261980783 261980759 261967830 261967822 261967780 261967202 261967301 261967772 261980684 261980668 261980445 Intermediate-Term Bond Intermediate-Term Bond Muni California Intermediate Money Market-Taxable Money Market-Taxable Money Market-Taxable Money Market-Taxable Large Blend Large Blend Large Blend Diversified Emerging Mkts Diversified Emerging Mkts Multialternative Multialternative Multialternative Diversified Emerging Mkts Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Large Value Large Value Large Value Large Growth Nontraditional Bond World Stock Global Real Estate Multialternative World Stock World Stock World Stock Intermediate Government Intermediate Government Large Growth High Yield Muni High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond World Bond World Bond World Bond Corporate Bond - General Corporate Bond - General Municipal Bond - Single State Money Mkt - General Money Mkt - General Money Mkt - General Money Mkt - General Growth Growth Growth and Income Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Diversified Emerging Markets Growth Diversified Emerging Markets Diversified Emerging Markets Equity-Income Equity-Income Equity-Income Growth and Income Worldwide Bond Equity-Income Specialty - Real Estate Growth World Stock World Stock World Stock Government Bond - Mortgage Government Bond - Mortgage Growth and Income Municipal Bond - National Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Worldwide Bond Worldwide Bond Worldwide Bond Yes Yes Yes NOT AVAILABLE NOT AVAILABLE NOT AVAILABLE NOT AVAILABLE Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 Page 68 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Dreyfus International Equity A Dreyfus International Equity I Dreyfus International Stock Y Dreyfus Intl Stock Index Dreyfus Mid-Cap Growth A Dreyfus Mid-Cap Growth F Dreyfus Mid-Cap Growth I Dreyfus MidCap Index Dreyfus Natural Resources A Dreyfus Natural Resources I Dreyfus New Jersey Municipal Bond Y Dreyfus NY AMT-Free Municipal Bond Y Dreyfus Opportunistic Fixed Income A Dreyfus Opportunistic Fixed Income I Dreyfus Opportunistic Fixed Income Y Dreyfus Opportunistic Midcap Value A Dreyfus Opportunistic Midcap Value I Dreyfus Opportunistic Midcap Value Y Dreyfus Opportunistic Small Cap Dreyfus Research Growth A Dreyfus Research Growth I Dreyfus Research Growth Y Dreyfus Research Growth Z Dreyfus S&P 500 Index Dreyfus Select Managers Small Cap Gr Y Dreyfus Select Managers Small Cap Val Y Dreyfus Short Term Income D Dreyfus Short-Intermediate Muni Bd Y Dreyfus Small Cap Equity A Dreyfus Small Cap Equity I Dreyfus Small Cap Stock Index Dreyfus Strategic Value A Dreyfus Strategic Value I Dreyfus Strategic Value Y Dreyfus Structured Midcap A Dreyfus Structured Midcap I Dreyfus Structured MidCap Y Dreyfus Tax-Managed Growth A Dreyfus Tax-Managed Growth I Dreyfus Technology Growth A Dreyfus Technology Growth I Dreyfus Third Century A Dreyfus Third Century I Dreyfus Third Century Z Dreyfus Total Emerging Markets Y Ticker CUSIP Category Prospectus Objective Fund Available DIEAX DIERX DISYX DIISX FRSDX FRSPX FRSRX PESPX DNLAX DLDRX DNJYX DNYYX DSTAX DSTRX DSTYX DMCVX DVLIX DMCYX DSCVX DWOAX DWOIX DRYQX DREQX PEOPX DSGYX DMVYX DSTIX DMYBX DSEAX DSERX DISSX DAGVX DRGVX DRGYX DPSAX DPSRX DPSYX DTMGX DPTRX DTGRX DGVRX DTCAX DRTCX DRTHX DTMYX 26201F108 26201F405 86271F537 26200Q303 262001795 262001498 262001555 712223106 26202P857 26202P824 26202T602 26201V509 261949200 261949408 261949770 26200C304 007565310 007568207 26200C403 26203H201 26203H409 26203H508 26203H102 26200Q105 86271F529 86271F560 261967103 261918700 26201F868 26201F835 26200Q204 26200C205 26200C627 007568405 26200C726 26200C676 007565112 261978381 261949101 26200C882 26200C858 26201E101 26201E408 26201E606 007568306 Foreign Large Value Foreign Large Value Foreign Large Growth Foreign Large Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Blend Natural Resources Natural Resources Muni New Jersey Muni New York Intermediate Nontraditional Bond Nontraditional Bond Nontraditional Bond Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Small Blend Large Growth Large Growth Large Growth Large Growth Large Blend Small Growth Small Blend Short-Term Bond Muni National Short Mid-Cap Blend Mid-Cap Blend Small Blend Large Value Large Value Large Value Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Large Blend Large Blend Technology Technology Large Blend Large Blend Large Blend Diversified Emerging Mkts Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Specialty - Natural Resources Specialty - Natural Resources Municipal Bond - Single State Municipal Bond - Single State Income Income Income Growth and Income Growth and Income Growth and Income Small Company Growth Growth Growth Growth Growth and Income Small Company Small Company Income Municipal Bond - National Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth Growth Specialty - Technology Specialty - Technology Growth Growth Growth Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 Page 69 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Dreyfus Ultra Short Income Z Dreyfus US Equity A Dreyfus US Equity I Dreyfus US Equity Y Dreyfus US Treasury Intermediate Term Dreyfus US Treasury Long-Term Dreyfus Worldwide Growth A Dreyfus Worldwide Growth I Dreyfus Worldwide Growth Y Dreyfus/Newton International Equity A Dreyfus/Newton International Equity I Dreyfus/Newton International Equity Y Dreyfus/Standish Global Fixed Income I Dreyfus/Standish Global Fixed Income Y Dreyfus/The Boston Co Sm/Md Cp Gr A Dreyfus/The Boston Co Sm/Md Cp Gr I Dreyfus/The Boston Co Sm/Md Cp Gr Y Dreyfus/The Boston Co Small Cap Gr I Dreyfus/The Boston Co Small Cap Gr Y Dreyfus/The Boston Company Sm Cp Val I E.I.I. Global Property Institutional E.I.I. International Property Instl E.I.I. Realty Securities Institutional Eagle Capital Appreciation A Eagle Capital Appreciation I Eagle Capital Appreciation R3 Eagle Capital Appreciation R5 Eagle Capital Appreciation R6 Eagle Growth & Income A Eagle Growth & Income I Eagle Growth & Income R3 Eagle Growth & Income R5 Eagle Growth & Income R6 Eagle International Stock A Eagle International Stock I Eagle International Stock R3 Eagle International Stock R5 Eagle International Stock R6 Eagle Investment Grade Bond A Eagle Investment Grade Bond I Eagle Investment Grade Bond R3 Eagle Investment Grade Bond R5 Eagle Investment Grade Bond R6 Eagle Mid Cap Growth A Eagle Mid Cap Growth I Ticker CUSIP Category Prospectus Objective Fund Available DSIGX DPUAX DPUIX DPUYX DRGIX DRGBX PGROX DPWRX DPRIX NIEAX SNIEX NIEYX SDGIX DSDYX DBMAX SDSCX DBMYX SSETX SSYGX STSVX EIIGX EIIPX EIIRX HRCPX HRCIX HRCLX HRCMX HRCUX HRCVX HIGJX HIGRX HIGSX HIGUX EISAX EISIX EISRX EISSX EISVX EGBAX EGBLX EGBRX EGBTX EGBUX HAGAX HAGIX 261919104 86271F743 86271F727 86271F552 26202G105 261956106 261989107 261989404 261989602 26203E505 26203E604 26203E695 26203E844 26203E687 26203E745 26203E794 26203E653 26203E836 26203E661 26203E851 26852M204 26852M105 26852Q106 26945A100 26945A308 26945A407 26945A506 26945A704 26958A104 26958A302 26958A401 26958A500 26958A609 269858387 269858361 269858353 269858346 269858338 269858585 269858569 269858551 269858544 269858528 269858817 269858783 Ultrashort Bond Large Growth Large Growth Large Growth Intermediate Government Long Government World Stock World Stock World Stock Foreign Large Blend Foreign Large Blend Foreign Large Blend World Bond World Bond Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Small Blend Global Real Estate Global Real Estate Real Estate Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Mid-Cap Growth Mid-Cap Growth Government Bond - General Growth and Income Growth and Income Growth and Income Government Bond - Treasury Government Bond - Treasury World Stock World Stock World Stock Foreign Stock Foreign Stock Foreign Stock Worldwide Bond Worldwide Bond Growth Growth Growth Small Company Small Company Small Company Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Growth Growth Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 70 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Eagle Mid Cap Growth R3 Eagle Mid Cap Growth R5 Eagle Mid Cap Growth R6 Eagle Mid Cap Stock A Eagle Mid Cap Stock I Eagle Mid Cap Stock R3 Eagle Mid Cap Stock R5 Eagle Mid Cap Stock R6 Eagle Small Cap Growth A Eagle Small Cap Growth I Eagle Small Cap Growth R3 Eagle Small Cap Growth R5 Eagle Small Cap Growth R6 Eagle Smaller Company A Eagle Smaller Company I Eagle Smaller Company R3 Eagle Smaller Company R5 Eagle Smaller Company R6 Eaton Vance Atlanta Capital Focused Gr A Eaton Vance Atlanta Capital Focused Gr I Eaton Vance Atlanta Capital Sel Eq A Eaton Vance Atlanta Capital Sel Eq I Eaton Vance Atlanta Capital SMID-Cap A Eaton Vance Atlanta Capital SMID-Cap I Eaton Vance Atlanta Capital SMID-Cap R Eaton Vance Atlanta Capital SMID-Cap R6 Eaton Vance Balanced A Eaton Vance Balanced I Eaton Vance Bond A Eaton Vance Bond I Eaton Vance Bond R Eaton Vance Bond R6 Eaton Vance Commodity Strategy A Eaton Vance Commodity Strategy I Eaton Vance Core Bond A Eaton Vance Core Bond I Eaton Vance Core Plus Bond A Eaton Vance Core Plus Bond I Eaton Vance Currency Income Advantage A Eaton Vance Currency Income Advantage I Eaton Vance Diversified Currency Inc A Eaton Vance Diversified Currency Inc I Eaton Vance Dividend Builder A Eaton Vance Dividend Builder I Eaton Vance Emerging Markets Local Inc A Ticker CUSIP Category Prospectus Objective Fund Available HAREX HARSX HRAUX HMCAX HMCJX HMRRX HMRSX HMRUX HRSCX HSIIX HSRRX HSRSX HSRUX EGEAX EGEIX EGERX EGESX EGEUX EAALX EILGX ESEAX ESEIX EAASX EISMX ERSMX ERASX EVIFX EIIFX EVBAX EVBIX EVBRX EVBSX EACSX EICSX EAGIX EIGIX EBABX EIBAX ECIAX ECIIX EAIIX EIIMX EVTMX EIUTX EEIAX 269858775 269858767 269858494 269858866 269858841 269858833 269858825 269858486 269858106 269858304 269858403 269858502 269858460 269858643 269858627 269858619 269858593 269858478 277902664 277902722 277902466 277902458 277902656 277902698 277902680 277902235 277905865 277905253 277905246 277905220 277905162 277905154 277905345 277905329 277905436 277905618 277923470 277923454 27826A706 27826A888 277923710 277923231 277905832 277905634 277923694 Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Large Growth Large Growth Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Moderate Allocation Moderate Allocation Multisector Bond Multisector Bond Multisector Bond Multisector Bond Commodities Broad Basket Commodities Broad Basket Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Multicurrency Multicurrency Multicurrency Multicurrency Large Blend Large Blend Emerging Markets Bond Growth Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth Growth Balanced Balanced Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth and Income Growth and Income Income Income Income Income Worldwide Bond Worldwide Bond Equity-Income Equity-Income Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 71 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Eaton Vance Emerging Markets Local Inc I Eaton Vance Floating Rate A Eaton Vance Floating Rate Adv Eaton Vance Floating Rate I Eaton Vance Floating-Rate & Hi Inc A Eaton Vance Floating-Rate & Hi Inc Adv Eaton Vance Floating-Rate & Hi Inc Inst Eaton Vance Floating-Rate Advantage A Eaton Vance Floating-Rate Advantage Adv Eaton Vance Floating-Rate Advantage I Eaton Vance Focused Growth Opps A Eaton Vance Focused Growth Opps I Eaton Vance Focused Value Opps A Eaton Vance Focused Value Opps I Eaton Vance Glbl Macr Absolute Return A Eaton Vance Glbl Macr Absolute Return I Eaton Vance Glbl Macr Absolute Return R Eaton Vance Glbl Macro Abs Ret Advtg A Eaton Vance Glbl Macro Abs Ret Advtg I Eaton Vance Glbl Macro Abs Ret Advtg R Eaton Vance Global Income Builder A Eaton Vance Global Income Builder Instl Eaton Vance Global Income Builder R Eaton Vance Global Small-Cap A Eaton Vance Global Small-Cap I Eaton Vance Government Obligations A Eaton Vance Government Obligations I Eaton Vance Government Obligations R Eaton Vance Greater China Growth A Eaton Vance Greater China Growth I Eaton Vance Greater India A Eaton Vance Greater India I Eaton Vance Growth A Eaton Vance Growth I Eaton Vance Growth R Eaton Vance Hedged Stock A Eaton Vance Hedged Stock I Eaton Vance Hexavest Emerging Mkts Eq A Eaton Vance Hexavest Emerging Mkts Eq I Eaton Vance Hexavest Global Equity A Eaton Vance Hexavest Global Equity I Eaton Vance Hexavest International Eq A Eaton Vance Hexavest International Eq I Eaton Vance High Income Opportunities A Eaton Vance High Income Opportunities I Ticker CUSIP Category Prospectus Objective Fund Available EEIIX EVBLX EABLX EIBLX EVFHX EAFHX EIFHX EAFAX EVFAX EIFAX EAFGX EIFGX EAFVX EIFVX EAGMX EIGMX ERGMX EGRAX EGRIX EGRRX EDIAX EDIIX EDIRX EAVSX EIVSX EVGOX EIGOX ERGOX EVCGX EICGX ETGIX EGIIX EALCX ELCIX ELCRX EROAX EROIX EHEAX EHEIX EHGAX EHGIX EHIAX EHIIX ETHIX EIHIX 277923447 277911129 277911533 277911491 277911137 277911574 277911541 277923660 277923678 277923637 277902565 277902540 277902532 277902516 277923736 277923728 277923314 277923280 277923264 277923256 277923876 277923843 277923835 277905717 277905386 277911103 277923587 277911111 277902201 277902649 277905501 277905394 277905691 277905527 277905428 277905477 277905451 277902391 277902375 277902367 277902342 277902334 277902318 277923405 277923546 Emerging Markets Bond Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Large Growth Large Growth Large Value Large Value Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond World Allocation World Allocation World Allocation World Stock World Stock Short Government Short Government Short Government China Region China Region India Equity India Equity Large Growth Large Growth Large Growth Long/Short Equity Long/Short Equity Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock Foreign Large Blend Foreign Large Blend High Yield Bond High Yield Bond Income Income Income Income Income Income Income Income Income Income Growth Growth Growth and Income Growth and Income Multisector Bond Multisector Bond Multisector Bond Growth Growth Growth Growth and Income Growth and Income Growth and Income Small Company Small Company Government Bond - General Government Bond - General Government Bond - General Pacific Stock Pacific Stock Foreign Stock Foreign Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets World Stock World Stock Foreign Stock Foreign Stock Corporate Bond - High Yield Corporate Bond - High Yield Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 72 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Eaton Vance Income Fund of Boston A Eaton Vance Income Fund of Boston I Eaton Vance Income Fund of Boston R Eaton Vance Income Fund of Boston R6 Eaton Vance Large-Cap Value A Eaton Vance Large-Cap Value I Eaton Vance Large-Cap Value R Eaton Vance Large-Cap Value R6 Eaton Vance Multi-Strat Absolute Ret A Eaton Vance Multi-Strat Absolute Ret I Eaton Vance Multi-Strategy All Mkt A Eaton Vance Multi-Strategy All Mkt I Eaton Vance Real Estate A Eaton Vance Real Estate I Eaton Vance Rich Bern All Asst Strat A Eaton Vance Rich Bern All Asst Strat I Eaton Vance Richard Bernstein Eq Strat A Eaton Vance Richard Bernstein Eq Strat I Eaton Vance Richard Bernstein Mkt Opps A Eaton Vance Richard Bernstein Mkt Opps I Eaton Vance Short Duration Gov Inc A Eaton Vance Short Duration Gov Inc I Eaton Vance Short Duration High Income A Eaton Vance Short Duration High Income I Eaton Vance Short Duration Real Return A Eaton Vance Short Duration Real Return I Eaton Vance Short Duration Strat Inc A Eaton Vance Short Duration Strat Inc I Eaton Vance Short Duration Strat Inc R Eaton Vance Small-Cap A Eaton Vance Small-Cap I Eaton Vance Small-Cap R Eaton Vance Special Equities A Eaton Vance Special Equities I Eaton Vance Stock A Eaton Vance Stock I Eaton Vance Tax-Managed Eq Aset Allc A Eaton Vance Tax-Managed Global Div Inc A Eaton Vance Tax-Managed Global Div Inc I Eaton Vance Tax-Managed Global Sm-Cp A Eaton Vance Tax-Managed Global Sm-Cp I Eaton Vance Tax-Managed Multi-Cap Gr A Eaton Vance Tx-Mgd Growth 1.1 A Eaton Vance Tx-Mgd Growth 1.1 I Eaton Vance Tx-Mgd Growth 1.2 A Ticker CUSIP Category Prospectus Objective Fund Available EVIBX EIBIX ERIBX EIBRX EHSTX EILVX ERSTX ERLVX EADDX EIDDX EAAMX EIAMX EAREX EIREX EARAX EIRAX ERBAX ERBIX ERMAX ERMIX EALDX EILDX ESHAX ESHIX EARRX EIRRX ETSIX ESIIX ERSIX ETEGX EISGX ERSGX EVSEX EISEX EAERX EIERX EAEAX EADIX EIDIX ESVAX ESVIX EACPX ETTGX EITMX EXTGX 277907101 277907200 277907507 277907705 277905808 277905642 277905659 277905212 277923504 277923496 27826A102 27826A300 277905311 277905626 277902490 277902474 277902599 277902573 277902227 277902193 277911160 277923561 27826A854 27826A839 277905378 277905352 277911772 277923579 277923553 277905790 277905444 277905410 277905105 277905261 277911285 277923744 277911194 277923108 277923686 277911236 277923512 277911616 277911830 277911681 277911483 High Yield Bond High Yield Bond High Yield Bond High Yield Bond Large Value Large Value Large Value Large Value Nontraditional Bond Nontraditional Bond World Allocation World Allocation Real Estate Real Estate Conservative Allocation Conservative Allocation World Stock World Stock Long/Short Equity Long/Short Equity Short Government Short Government High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond Short-Term Bond Short-Term Bond Short-Term Bond Small Growth Small Growth Small Growth Mid-Cap Growth Mid-Cap Growth Large Blend Large Blend Aggressive Allocation World Stock World Stock World Stock World Stock Large Growth Large Blend Large Blend Large Blend Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth and Income Growth and Income Growth and Income Growth and Income Asset Allocation Asset Allocation Income Income Specialty - Real Estate Specialty - Real Estate Asset Allocation Asset Allocation Growth Growth Income Income Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Yield Corporate Bond - High Yield Growth Growth Multisector Bond Multisector Bond Multisector Bond Small Company Small Company Small Company Growth Growth Growth Growth Asset Allocation Equity-Income Equity-Income Small Company Small Company Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 73 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Eaton Vance Tx-Mgd Growth 1.2 I Eaton Vance Tx-Mgd Small-Cap A Eaton Vance Tx-Mgd Small-Cap I Eaton Vance Tx-Mgd Value A Eaton Vance Tx-Mgd Value I Eaton Vance Worldwide Health Sci A Eaton Vance Worldwide Health Sci I Eaton Vance Worldwide Health Sci R FDP BlackRock Invesco Value Instl Federated Absolute Return A Federated Absolute Return Institutional Federated Adjustable Rate Secs Instl Federated Adjustable Rate Secs Svc Federated Bond A Federated Bond F Federated Bond Instl Federated Capital Income A Federated Capital Income F Federated Capital Income Institutional Federated Capital Income R Federated Clover Small Value A Federated Clover Small Value Instl Federated Clover Small Value R Federated Clover Value A Federated Clover Value Instl Federated Clover Value R Federated Emerging Market Debt A Federated Emerging Market Debt Instl Federated Emerging Markets Eq Instl Federated Equity Income A Federated Equity Income F Federated Equity Income Institutional Federated Equity Income R Federated Floating Rate Strat Inc A Federated Floating Rate Strat Inc Instl Federated Fund for US Govt Secs A Federated Global Allocation A Federated Global Allocation Instl Federated Global Allocation R Federated Government Income Instl Federated Government Income Secs A Federated Government Income Secs F Federated Government Income Service Federated Government Ultrashrt Dur A Federated Government Ultrashrt Dur Instl Ticker CUSIP Category Prospectus Objective Fund Available EITGX ETMGX EIMGX EATVX EITVX ETHSX EIHSX ERHSX MAVVX FMAAX FMIIX FEUGX FASSX FDBAX ISHIX FDBIX CAPAX CAPFX CAPSX CAPRX VSFAX VSFIX VSFRX VFCAX VFCIX VFCKX IHIAX EMDIX FGLEX LEIFX LFEIX LEISX FDERX FRSAX FFRSX FUSGX FSTBX SBFIX FSBKX FICMX FGOAX FGOIX FITSX FGUAX FGUSX 277911459 277911814 277923538 277911657 277923629 277902813 277902623 277902672 30246Y809 314172743 314172453 314082108 314082207 31420F103 31420F400 31420F509 31420C878 31420C845 31420C621 31420C613 314172289 314172263 314172172 314172255 314172214 314172222 31428U771 31428U615 314172180 313915100 313915407 313915506 313915605 31420C647 31420C670 31420C704 314183104 314183500 314183401 314199100 313912206 313912107 314199209 31420B706 31420B888 Large Blend Small Growth Small Growth Large Value Large Value Health Health Health Large Value Market Neutral Market Neutral Short Government Short Government Corporate Bond Corporate Bond Corporate Bond Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Small Value Small Value Small Value Large Value Large Value Large Value Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Large Value Large Value Large Value Large Value Bank Loan Bank Loan Intermediate Government World Allocation World Allocation World Allocation Intermediate Government Intermediate Government Intermediate Government Intermediate Government Ultrashort Bond Ultrashort Bond Growth Small Company Small Company Growth Growth Specialty - Health Specialty - Health Specialty - Health Growth and Income Growth Growth Government Bond - ARM Government Bond - ARM Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth and Income Growth and Income Growth and Income Growth and Income Small Company Small Company Small Company Growth Growth Growth Income Income World Stock Equity-Income Equity-Income Equity-Income Equity-Income Income Income Government Bond - Mortgage Asset Allocation Asset Allocation Asset Allocation Government Bond - Mortgage Government Bond - General Government Bond - General Government Bond - Mortgage Government Bond - General Government Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 74 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Federated Government Ultrashrt Dur Svc Federated High Yield A Federated High Yield Service Federated High-Income Bond A Federated Instl High Yield Bond Instl Federated InterContinental A Federated InterContinental Instl Federated InterContinental R Federated InterContinental R6 Federated Intermediate Corp Bd Instl Federated Intermediate Corp Bd Svc Federated Intermediate Municipal Instl Federated Intermediate Municipal Y Federated International Bond A Federated International Leaders A Federated International Leaders Instl Federated International Leaders R Federated International Leaders R6 Federated International Sm Mid Co Instl Federated International Small-Mid Co A Federated Intl Strategic Val Div A Federated Intl Strategic Val Div Instl Federated Kaufmann A Federated Kaufmann Large Cap A Federated Kaufmann Large Cap Instl Federated Kaufmann Large Cap R Federated Kaufmann Large Cap R6 Federated Kaufmann R Federated Kaufmann Small Cap A Federated Kaufmann Small Cap R Federated Managed Risk A Federated Managed Risk Institutional Federated Max-Cap Index Instl Federated Max-Cap Index R Federated Max-Cap Index Svc Federated MDT All Cap Core A Federated MDT All Cap Core Instl Federated MDT All Cap Core R Federated MDT Balanced A Federated MDT Balanced Instl Federated MDT Balanced R Federated MDT Large Cap Growth A Federated MDT Large Cap Growth Instl Federated MDT Mid Cap Gr Strats A Federated MDT Mid Cap Gr Strats Instl Ticker CUSIP Category Prospectus Objective Fund Available FEUSX FHYAX FHYTX FHIIX FIHBX RIMAX ICFIX ICFKX ICRSX FIIFX INISX FIMTX FIMYX FTIIX FGFAX FGFLX FGFRX FGRSX ISCIX ISCAX IVFAX IVFIX KAUAX KLCAX KLCIX KLCKX KLCSX KAUFX FKASX FKKSX FDRAX FDRIX FISPX FMXKX FMXSX QAACX QIACX QKACX QABGX QIBGX QKBGX QALGX QILGX FGSAX FGSIX 31420B805 314197302 314197104 314195108 31420B300 314172511 314172461 314172479 314172164 31420C407 31420C506 458810108 458810603 31420G408 31428U847 31428U623 31428U599 31428U581 31428U631 31428U748 314172388 314172362 314172677 314172446 314172412 314172420 314172131 314172644 314172636 314172537 314172156 314172149 31420E106 31420E809 31420E403 31421R106 31421R304 31421R718 31421R841 31421R825 31421R692 31421R700 31421R882 314172107 314172198 Ultrashort Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Corporate Bond Corporate Bond Muni National Interm Muni National Interm World Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Value Foreign Large Value Mid-Cap Growth Large Growth Large Growth Large Growth Large Growth Mid-Cap Growth Small Growth Small Growth Tactical Allocation Tactical Allocation Large Blend Large Blend Large Blend Large Value Large Value Large Value Moderate Allocation Moderate Allocation Moderate Allocation Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth Government Bond - General Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Foreign Stock Foreign Stock Government Bond - General Government Bond - General Municipal Bond - National Municipal Bond - National Worldwide Bond World Stock World Stock World Stock World Stock Small Company Small Company Growth and Income Growth and Income Aggressive Growth Growth Growth Growth Growth Aggressive Growth Small Company Small Company Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Balanced Balanced Balanced Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 75 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Federated MDT Mid Cap Gr Strats R Federated MDT Small Cap Core A Federated MDT Small Cap Core Instl Federated MDT Small Cap Growth A Federated MDT Small Cap Growth Instl Federated MDT Stock Instl Federated MDT Stock Svc Federated MI Intermediate Municipal A Federated Mid-Cap Index Instl Federated Mid-Cap Index Svc Federated Mortgage Instl Federated Mortgage Svc Federated Muni and Stock Advantage A Federated Muni and Stock Advantage F Federated Muni and Stock Advantage Instl Federated Municipal High Yield Adv A Federated Municipal High Yield Adv F Federated Municipal Securities A Federated Municipal Securities F Federated Municipal Ultrashort A Federated Municipal Ultrashort Instl Federated NY Municipal Income A Federated OH Municipal Income A Federated OH Municipal Income F Federated PA Municipal Income A Federated Prudent Bear A Federated Prudent Bear Instl Federated Prudent DollarBear A Federated Prudent DollarBear Instl Federated Real Return Bond A Federated Real Return Bond I Federated Short-Interm Ttl Ret Bd A Federated Short-Interm Ttl Ret Bd Instl Federated Short-Interm Ttl Ret Bd R Federated Short-Interm Ttl Ret Bd Svc Federated Short-Term Income A Federated Short-Term Income Instl Federated Short-Term Income Svc Federated Short-Term Income Y Federated Shrt-Interm Dur Muni A Federated Shrt-Interm Dur Muni Instl Federated Shrt-Interm Dur Muni Svc Federated Strategic Income A Federated Strategic Income F Federated Strategic Income Instl Ticker CUSIP Category Prospectus Objective Fund Available FGSKX QASCX QISCX QASGX QISGX FMSTX FSTKX MMIFX FMCRX FMDCX FGFIX FGFSX FMUAX FMUFX FMUIX FMOAX FHTFX LMSFX LMFFX FMUUX FMUSX NYIFX OMIAX OMIFX PAMFX BEARX PBRIX PSAFX FPGIX RRFAX RRFIX FGCAX FGCIX SRBRX FGCSX FTIAX FSTIX FSISX FSTYX FMTAX FSHIX FSHSX STIAX STFSX STISX 314172529 31421R817 31421R783 31421R775 31421R759 313900409 313900102 313923302 31420E882 31420E205 31428Q887 31428Q804 31420C837 31420C720 31420C654 313923864 313923831 313913105 313913402 31417P866 31417P858 313923401 313923823 313923609 313923708 31421N709 31421N501 31420C712 31420C688 31420C779 31420C753 31420B870 31420B607 31420B862 31420B508 31420C795 31420C209 31420C308 31420C787 313907305 313907107 313907206 31417P502 31417P809 31417P841 Mid-Cap Growth Small Blend Small Blend Small Growth Small Growth Large Value Large Value Muni Single State Interm Mid-Cap Blend Mid-Cap Blend Intermediate Government Intermediate Government Conservative Allocation Conservative Allocation Conservative Allocation High Yield Muni High Yield Muni Muni National Long Muni National Long Muni National Short Muni National Short Muni New York Long Muni Ohio Muni Ohio Muni Pennsylvania Bear Market Bear Market Multicurrency Multicurrency Inflation-Protected Bond Inflation-Protected Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Muni National Short Muni National Short Muni National Short Multisector Bond Multisector Bond Multisector Bond Growth Small Company Small Company Small Company Small Company Growth and Income Growth and Income Municipal Bond - Single State Growth and Income Growth and Income Government Bond - Mortgage Government Bond - Mortgage Income Income Income Municipal Bond - National Municipal Bond - National Municipal Bond - National Municipal Bond - National Income Income Municipal Bond - Single State Municipal Bond - Single State Municipal Bond - Single State Municipal Bond - Single State Growth Growth Worldwide Bond Worldwide Bond Government Bond - General Government Bond - General Income Income Income Income Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Municipal Bond - National Municipal Bond - National Municipal Bond - National Multisector Bond Multisector Bond Multisector Bond Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 76 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Federated Strategic Value Dividend A Federated Strategic Value Dividend Instl Federated Total Return Bond A Federated Total Return Bond Instl Federated Total Return Bond R Federated Total Return Bond Svc Federated Total Return Govt Bd Instl Federated Total Return Govt Bd Svc Federated Ultrashort Bond A Federated Ultrashort Bond Instl Federated Ultrashort Bond Svc Federated US Govt 1-3 Yr Instl Federated US Govt 1-3 Yr Svc Federated US Govt 1-3 Yr Y Federated US Govt 2-5 Yr Instl Federated US Govt 2-5 YR R Federated US Govt 2-5 Yr Svc Fidelity Fidelity Advisor Asset Manager® 20% A Fidelity Advisor Asset Manager® 20% I Fidelity Advisor Asset Manager® 20% T Fidelity Advisor Asset Manager® 50% A Fidelity Advisor Asset Manager® 50% I Fidelity Advisor Asset Manager® 50% T Fidelity Advisor Asset Manager® 85% A Fidelity Advisor Asset Manager® 85% I Fidelity Advisor Asset Manager® 85% T Fidelity Advisor Freedom® 2005 A Fidelity Advisor Freedom® 2005 I Fidelity Advisor Freedom® 2005 T Fidelity Advisor Freedom® 2010 A Fidelity Advisor Freedom® 2010 I Fidelity Advisor Freedom® 2010 T Fidelity Advisor Freedom® 2015 A Fidelity Advisor Freedom® 2015 I Fidelity Advisor Freedom® 2015 T Fidelity Advisor Freedom® 2020 A Fidelity Advisor Freedom® 2020 I Fidelity Advisor Freedom® 2020 T Fidelity Advisor Freedom® 2025 A Fidelity Advisor Freedom® 2025 I Fidelity Advisor Freedom® 2025 T Fidelity Advisor Freedom® 2030 A Fidelity Advisor Freedom® 2030 I Fidelity Advisor Freedom® 2030 T Ticker CUSIP Category Prospectus Objective Fund Available SVAAX SVAIX TLRAX FTRBX FTRKX FTRFX FTRGX FTGSX FULAX FULIX FULBX FSGVX FSGIX FSGTX FIGTX FIGKX FIGIX FFIDX FTAWX FTIWX FTDWX FFAMX FFIMX FFTMX FEYAX FEYIX FEYTX FFAVX FFIVX FFTVX FACFX FCIFX FCFTX FFVAX FFVIX FFVTX FDAFX FDIFX FDTFX FATWX FITWX FTTWX FAFEX FEFIX FTFEX 314172586 314172560 31428Q820 31428Q101 31428Q770 31428Q507 31429A105 31429A204 31428Q762 31428Q747 31428Q754 31428M100 31428M209 31428M308 31428P103 31428P301 31428P202 316153105 316069806 316069855 316069863 316069848 316069798 316069814 316069780 316069749 316069756 315792648 315792598 315792614 315792705 315792861 315792879 315792580 315792549 315792556 315792853 315792812 315792820 315792531 315792481 315792499 315792796 315792754 315792762 Large Value Large Value Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate Government Intermediate Government Ultrashort Bond Ultrashort Bond Ultrashort Bond Short Government Short Government Short Government Short Government Short Government Short Government Large Growth Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Equity-Income Equity-Income Income Income Income Income Government Bond - Treasury Government Bond - Treasury Income Income Income Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 77 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Fidelity Advisor Freedom® 2035 A Fidelity Advisor Freedom® 2035 I Fidelity Advisor Freedom® 2035 T Fidelity Advisor Freedom® 2040 A Fidelity Advisor Freedom® 2040 I Fidelity Advisor Freedom® 2040 T Fidelity Advisor Freedom® 2045 A Fidelity Advisor Freedom® 2045 I Fidelity Advisor Freedom® 2045 T Fidelity Advisor Freedom® 2050 A Fidelity Advisor Freedom® 2050 I Fidelity Advisor Freedom® Income A Fidelity Advisor Freedom® Income I Fidelity Advisor Freedom® Income T Fidelity Advisor® Balanced A Fidelity Advisor® Balanced I Fidelity Advisor® Balanced T Fidelity Advisor® Biotechnology A Fidelity Advisor® Biotechnology I Fidelity Advisor® Biotechnology T Fidelity Advisor® Canada A Fidelity Advisor® Canada I Fidelity Advisor® Canada T Fidelity Advisor® Capital Development A Fidelity Advisor® Capital Development O Fidelity Advisor® China Region A Fidelity Advisor® China Region I Fidelity Advisor® China Region T Fidelity Advisor® Communications Equip A Fidelity Advisor® Communications Equip I Fidelity Advisor® Communications Equip T Fidelity Advisor® Consumer Discret A Fidelity Advisor® Consumer Discret I Fidelity Advisor® Consumer Discret T Fidelity Advisor® Consumer Staples A Fidelity Advisor® Consumer Staples I Fidelity Advisor® Consumer Staples T Fidelity Advisor® Convertible Secs A Fidelity Advisor® Convertible Secs I Fidelity Advisor® Convertible Secs T Fidelity Advisor® Diversified Intl A Fidelity Advisor® Diversified Intl I Fidelity Advisor® Diversified Intl T Fidelity Advisor® Diversified Stock A Fidelity Advisor® Diversified Stock O Ticker CUSIP Category Prospectus Objective Fund Available FATHX FITHX FTTHX FAFFX FIFFX FTFFX FFFZX FFFIX FFFTX FFFLX FFFPX FAFAX FIAFX FTAFX FABLX FAIOX FAIGX FBTAX FBTIX FBTTX FACNX FICCX FTCNX FDTTX FDETX FHKAX FHKIX FHKTX FDMAX FDMIX FDMTX FCNAX FCNIX FACPX FDAGX FDIGX FDTGX FACVX FICVX FTCVX FDVAX FDVIX FADIX FDTOX FDESX 315792473 315792432 315792440 315792747 315792697 315792713 315792390 315792358 315792366 315792341 315792291 315792200 315792606 315792507 315807818 315807867 315807404 315918516 315918466 315918490 315910471 315910430 315910448 316127406 316127208 315910174 315910133 315910141 315918458 315918417 315918441 315918706 315918888 315918805 316390434 316390384 316390392 316145853 316145812 316145820 315920736 315920686 315920694 316127307 316127109 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Retirement Income Retirement Income Retirement Income Moderate Allocation Moderate Allocation Moderate Allocation Health Health Health Miscellaneous Region Miscellaneous Region Miscellaneous Region Large Growth Large Growth China Region China Region China Region Technology Technology Technology Consumer Cyclical Consumer Cyclical Consumer Cyclical Consumer Defensive Consumer Defensive Consumer Defensive Convertibles Convertibles Convertibles Foreign Large Growth Foreign Large Growth Foreign Large Growth Large Blend Large Blend Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Income Income Income Balanced Balanced Balanced Specialty - Health Specialty - Health Specialty - Health Foreign Stock Foreign Stock Foreign Stock World Stock World Stock Pacific Stock Pacific Stock Pacific Stock Specialty - Communications Specialty - Communications Specialty - Communications Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Convertible Bond Convertible Bond Convertible Bond Foreign Stock Foreign Stock Foreign Stock World Stock World Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 78 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Fidelity Advisor® Diversified Stock Z Fidelity Advisor® Dividend Growth A Fidelity Advisor® Dividend Growth I Fidelity Advisor® Dividend Growth T Fidelity Advisor® Dividend Growth Z Fidelity Advisor® Electronics A Fidelity Advisor® Electronics I Fidelity Advisor® Electronics T Fidelity Advisor® EMEA A Fidelity Advisor® EMEA I Fidelity Advisor® EMEA T Fidelity Advisor® Emerging Asia A Fidelity Advisor® Emerging Asia I Fidelity Advisor® Emerging Asia T Fidelity Advisor® Emerging Markets A Fidelity Advisor® Emerging Markets I Fidelity Advisor® Emerging Markets T Fidelity Advisor® Emerging Mkts Inc A Fidelity Advisor® Emerging Mkts Inc I Fidelity Advisor® Emerging Mkts Inc T Fidelity Advisor® Energy A Fidelity Advisor® Energy I Fidelity Advisor® Energy T Fidelity Advisor® Equity Growth A Fidelity Advisor® Equity Growth I Fidelity Advisor® Equity Growth T Fidelity Advisor® Equity Growth Z Fidelity Advisor® Equity Income A Fidelity Advisor® Equity Income I Fidelity Advisor® Equity Income T Fidelity Advisor® Equity Income Z Fidelity Advisor® Equity Value A Fidelity Advisor® Equity Value I Fidelity Advisor® Equity Value T Fidelity Advisor® Financial Services A Fidelity Advisor® Financial Services I Fidelity Advisor® Financial Services T Fidelity Advisor® Floating Rate Hi Inc A Fidelity Advisor® Floating Rate Hi Inc I Fidelity Advisor® Floating Rate Hi Inc T Fidelity Advisor® Glbl Capital Apprec A Fidelity Advisor® Glbl Capital Apprec I Fidelity Advisor® Glbl Capital Apprec T Fidelity Advisor® Global Commodity Stk A Fidelity Advisor® Global Commodity Stk I Ticker CUSIP Category Prospectus Objective Fund Available FZACX FADAX FDGIX FDGTX FZADX FELAX FELIX FELTX FMEAX FIEMX FEMTX FEAAX FERIX FEATX FAMKX FIMKX FTMKX FMKAX FMKIX FAEMX FANAX FANIX FAGNX EPGAX EQPGX FAEGX FZAFX FEIAX EQPIX FEIRX FZAGX FAVAX FAIVX FAVTX FAFDX FFSIX FAFSX FFRAX FFRIX FFRTX FGEAX FEUIX FGETX FFGAX FFGIX 316127844 315805648 315805598 315805630 315805275 315918391 315918359 315918383 315910240 315910216 315910190 315920413 315920454 315920447 315920280 315920249 315920256 315920876 315920702 315920207 315916841 315916866 315916106 315805853 315805101 315805200 315805267 315808402 315808105 315808204 315805259 315805366 315805325 315805358 315918813 315918789 315918797 315807594 315807552 315807586 315920629 315920579 315920587 31618H101 31618H507 Large Blend Large Blend Large Blend Large Blend Large Blend Technology Technology Technology Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Equity Energy Equity Energy Equity Energy Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Large Value Large Value Financial Financial Financial Bank Loan Bank Loan Bank Loan World Stock World Stock World Stock Natural Resources Natural Resources World Stock Growth Growth Growth Growth Specialty - Technology Specialty - Technology Specialty - Technology Foreign Stock Foreign Stock Foreign Stock Pacific Stock Pacific Stock Pacific Stock Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Worldwide Bond Worldwide Bond Worldwide Bond Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Growth Growth Growth Specialty - Financial Specialty - Financial Specialty - Financial Income Income Income World Stock World Stock World Stock Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $5,000,000.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 79 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Fidelity Advisor® Global Commodity Stk T Fidelity Advisor® Gold A Fidelity Advisor® Gold I Fidelity Advisor® Growth & Income A Fidelity Advisor® Growth & Income I Fidelity Advisor® Growth & Income T Fidelity Advisor® Growth Opps A Fidelity Advisor® Growth Opps I Fidelity Advisor® Growth Opps T Fidelity Advisor® Growth Opps Z Fidelity Advisor® Health Care A Fidelity Advisor® Health Care I Fidelity Advisor® Health Care T Fidelity Advisor® High Income A Fidelity Advisor® High Income Advtg A Fidelity Advisor® High Income Advtg I Fidelity Advisor® High Income Advtg T Fidelity Advisor® High Income I Fidelity Advisor® High Income T Fidelity Advisor® Industrials A Fidelity Advisor® Industrials I Fidelity Advisor® Industrials T Fidelity Advisor® Infl-Prot Bond A Fidelity Advisor® Infl-Prot Bond I Fidelity Advisor® Infl-Prot Bond T Fidelity Advisor® International Discv A Fidelity Advisor® International Discv I Fidelity Advisor® International Discv T Fidelity Advisor® International Discv Z Fidelity Advisor® International Growth A Fidelity Advisor® International Growth I Fidelity Advisor® International Growth T Fidelity Advisor® International Growth Z Fidelity Advisor® International Value A Fidelity Advisor® International Value I Fidelity Advisor® International Value T Fidelity Advisor® Intl Capital App A Fidelity Advisor® Intl Capital App I Fidelity Advisor® Intl Capital App T Fidelity Advisor® Intl Real Estate A Fidelity Advisor® Intl Real Estate I Fidelity Advisor® Intl Real Estate T Fidelity Advisor® Intl Sm Cap Opps A Fidelity Advisor® Intl Sm Cap Opps I Fidelity Advisor® Intl Sm Cap Opps T Ticker CUSIP Category Prospectus Objective Fund Available FFGTX FGDAX FGDIX FGIRX FGIOX FGITX FAGAX FAGCX FAGOX FZAHX FACDX FHCIX FACTX FHIAX FAHDX FAHCX FAHYX FHNIX FHITX FCLAX FCLIX FCLTX FIPAX FIPIX FIPTX FAIDX FIADX FTADX FZAIX FIAGX FIIIX FITGX FZAJX FIVMX FIVQX FIVPX FCPAX FCPIX FIATX FIRAX FIRIX FIRTX FOPAX FOPIX FOPTX 31618H408 316390376 316390335 315805846 315805812 315805820 315807834 315807883 315807206 315805242 315918847 315918821 315918839 315807610 315807826 315807875 315807305 315807651 315807644 315918870 315918854 315918862 316146851 316146810 316146828 315910661 315910620 315910638 31618H473 315910422 315910372 315910380 31618H465 315910547 315910497 315910513 315920843 315920819 315920827 316389634 316389584 316389592 315910612 315910554 315910570 Natural Resources Equity Precious Metals Equity Precious Metals Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Growth Health Health Health High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Industrials Industrials Industrials Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Growth Foreign Large Growth Foreign Large Growth Global Real Estate Global Real Estate Global Real Estate Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Growth Specialty - Precious Metals Specialty - Precious Metals Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Specialty - Health Specialty - Health Specialty - Health Income Income Income Income Income Income Specialty - Unaligned Specialty - Unaligned Specialty - Unaligned Multisector Bond Multisector Bond Multisector Bond Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Small Company Small Company Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 80 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Fidelity Advisor® Intl Small Cap A Fidelity Advisor® Intl Small Cap I Fidelity Advisor® Intl Small Cap T Fidelity Advisor® Investment Gr Bd A Fidelity Advisor® Investment Gr Bd I Fidelity Advisor® Investment Gr Bd T Fidelity Advisor® Japan T Fidelity Advisor® Large Cap A Fidelity Advisor® Large Cap I Fidelity Advisor® Large Cap T Fidelity Advisor® Leveraged Co Stk A Fidelity Advisor® Leveraged Co Stk T Fidelity Advisor® Leveraged Co Stk Z Fidelity Advisor® Leveraged Co StkI Fidelity Advisor® Limited Term Bond A Fidelity Advisor® Limited Term Bond I Fidelity Advisor® Limited Term Bond T Fidelity Advisor® Materials A Fidelity Advisor® Materials I Fidelity Advisor® Materials T Fidelity Advisor® Mega Cap Stock A Fidelity Advisor® Mega Cap Stock I Fidelity Advisor® Mega Cap Stock T Fidelity Advisor® Mega Cap Stock Z Fidelity Advisor® Mid Cap II A Fidelity Advisor® Mid Cap II I Fidelity Advisor® Mid Cap II T Fidelity Advisor® Mid Cap II Z Fidelity Advisor® Mid Cap Value A Fidelity Advisor® Mid Cap Value I Fidelity Advisor® Mid Cap Value T Fidelity Advisor® Mortgage Securities A Fidelity Advisor® Mortgage Securities I Fidelity Advisor® Mortgage Securities T Fidelity Advisor® New Insights A Fidelity Advisor® New Insights I Fidelity Advisor® New Insights T Fidelity Advisor® New Insights Z Fidelity Advisor® Overseas A Fidelity Advisor® Overseas I Fidelity Advisor® Overseas T Fidelity Advisor® Real Estate A Fidelity Advisor® Real Estate I Fidelity Advisor® Real Estate T Fidelity Advisor® Short Fxd-Inc A Ticker CUSIP Category Prospectus Objective Fund Available FIASX FIXIX FTISX FGBAX FGBPX FGBTX FJPTX FALAX FALIX FALGX FLSAX FLSTX FZAKX FLVIX FDIAX EFIPX FTBRX FMFAX FMFEX FMFTX FGTAX FTRIX FTGRX FZALX FIIAX FIIMX FITIX FZAMX FMPAX FMPOX FMPTX FMGAX FMSCX FMSAX FNIAX FINSX FNITX FZANX FAOAX FAOIX FAERX FHEAX FHEIX FHETX FSFAX 315910729 315910679 315910687 316146703 316146869 316146802 31618H622 315805861 315805887 315805705 315805424 315805416 315805226 315805374 315809806 315809103 315809202 316390327 316390277 316390285 31617F502 31617F882 31617F809 31617F791 315807537 315807487 315807495 315805218 316128875 316128834 316128842 31617K402 31617K709 31617K600 316071208 316071604 316071307 316071869 315918607 315918508 315918102 315918342 315918292 315918318 315807792 Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Japan Stock Large Blend Large Blend Large Blend Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Short-Term Bond Short-Term Bond Short-Term Bond Natural Resources Natural Resources Natural Resources Large Blend Large Blend Large Blend Large Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Growth Large Growth Large Growth Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Real Estate Real Estate Real Estate Short-Term Bond Foreign Stock Foreign Stock Foreign Stock Income Income Income Pacific Stock Growth Growth Growth Growth Growth Growth Growth Income Income Income Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Growth Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 81 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Fidelity Advisor® Short Fxd-Inc I Fidelity Advisor® Short Fxd-Inc T Fidelity Advisor® Small Cap A Fidelity Advisor® Small Cap Growth A Fidelity Advisor® Small Cap Growth I Fidelity Advisor® Small Cap Growth T Fidelity Advisor® Small Cap I Fidelity Advisor® Small Cap T Fidelity Advisor® Small Cap Value A Fidelity Advisor® Small Cap Value I Fidelity Advisor® Small Cap Value T Fidelity Advisor® Small Cap Z Fidelity Advisor® Stk Selec Lg Cp Val A Fidelity Advisor® Stock Sel All Cp Z Fidelity Advisor® Stock Selec Mid Cp A Fidelity Advisor® Stock Selec Mid Cp I Fidelity Advisor® Stock Selec Mid Cp T Fidelity Advisor® Stock Selector Sm Cp A Fidelity Advisor® Stock Selector Sm Cp I Fidelity Advisor® Stock Selector Sm Cp T Fidelity Advisor® Strategic Div & Inc® A Fidelity Advisor® Strategic Div & Inc® I Fidelity Advisor® Strategic Div & Inc® T Fidelity Advisor® Strategic Income A Fidelity Advisor® Strategic Income I Fidelity Advisor® Strategic Income T Fidelity Advisor® Strategic Real Ret A Fidelity Advisor® Strategic Real Ret I Fidelity Advisor® Strategic Real Ret T Fidelity Advisor® Technology A Fidelity Advisor® Technology I Fidelity Advisor® Technology T Fidelity Advisor® Telecommunications A Fidelity Advisor® Telecommunications I Fidelity Advisor® Telecommunications T Fidelity Advisor® Total Bond A Fidelity Advisor® Total Bond I Fidelity Advisor® Total Bond T Fidelity Advisor® Total Bond Z Fidelity Advisor® Total Intl Equity A Fidelity Advisor® Total Intl Equity I Fidelity Advisor® Total Intl Equity T Fidelity Advisor® Utilities A Fidelity Advisor® Utilities I Fidelity Advisor® Utilities T Ticker CUSIP Category Prospectus Objective Fund Available FSXIX FASFX FSCDX FCAGX FCIGX FCTGX FSCIX FSCTX FCVAX FCVIX FCVTX FZAOX FLUAX FZAPX FMCDX FMCCX FMCAX FCDAX FCDIX FCDTX FASDX FSIDX FTSDX FSTAX FSRIX FSIAX FSRAX FSIRX FSRTX FADTX FATIX FATEX FTUAX FTUIX FTUTX FEPAX FEPIX FEPTX FBKWX FTAEX FTEIX FTTEX FUGAX FUGIX FAUFX 315807859 315807503 315805697 316389758 316389717 316389725 315805655 315805663 316389824 316389774 316389782 315805234 316128768 316066760 315805879 315805606 315805408 316066505 316066885 316066802 316145408 316145804 316145705 315920850 315920801 315920504 315912873 315912832 315912840 315918771 315918755 315918763 316390269 316390228 316390236 31617K873 31617K832 31617K840 31617L798 315910364 315910323 315910331 315918748 315918722 315918730 Short-Term Bond Short-Term Bond Small Blend Small Growth Small Growth Small Growth Small Blend Small Blend Small Value Small Value Small Value Small Blend Large Value Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Blend Small Blend Small Blend Aggressive Allocation Aggressive Allocation Aggressive Allocation Multisector Bond Multisector Bond Multisector Bond Conservative Allocation Conservative Allocation Conservative Allocation Technology Technology Technology Communications Communications Communications Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Utilities Utilities Utilities Income Income Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Small Company Small Company Small Company Equity-Income Equity-Income Equity-Income Multisector Bond Multisector Bond Multisector Bond Growth and Income Growth and Income Growth and Income Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Communications Specialty - Communications Specialty - Communications Income Income Income Income Foreign Stock Foreign Stock Foreign Stock Specialty - Utility Specialty - Utility Specialty - Utility Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 82 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Fidelity Advisor® Value A Fidelity Advisor® Value I Fidelity Advisor® Value Leaders A Fidelity Advisor® Value Leaders I Fidelity Advisor® Value Leaders T Fidelity Advisor® Value Strategies A Fidelity Advisor® Value Strategies I Fidelity Advisor® Value Strategies T Fidelity Advisor® Value T Fidelity Advisor® Worldwide A Fidelity Advisor® Worldwide I Fidelity Advisor® Worldwide T Fidelity Asset Manager® 20% Fidelity Asset Manager® 30% Fidelity Asset Manager® 40% Fidelity Asset Manager® 50% Fidelity Asset Manager® 60% Fidelity Asset Manager® 70% Fidelity Asset Manager® 85% Fidelity Freedom® 2005 Fidelity Freedom® 2010 Fidelity Freedom® 2015 Fidelity Freedom® 2020 Fidelity Freedom® 2025 Fidelity Freedom® 2030 Fidelity Freedom® 2035 Fidelity Freedom® 2040 Fidelity Freedom® 2045 Fidelity Freedom® 2050 Fidelity Freedom® 2055 Fidelity Freedom® 2060 Fidelity Freedom® Income Fidelity Spartan® 500 Index Advtg® Fidelity Spartan® 500 Index Inv Fidelity Spartan® Extended Mkt Index Inv Fidelity Spartan® International Idx Inv Fidelity Spartan® Total Market Idx Inv Fidelity Spartan® US Bond Idx Investor Fidelity Treasury Only Money Market Fidelity® Balanced Fidelity® Blue Chip Growth Fidelity® Blue Chip Value Fidelity® Canada Fidelity® Capital & Income Fidelity® Capital Appreciation Ticker CUSIP Category Prospectus Objective Fund Available FAVFX FVIFX FVLAX FVLIX FVLTX FSOAX FASOX FASPX FTVFX FWAFX FWIFX FWTFX FASIX FTANX FFANX FASMX FSANX FASGX FAMRX FFFVX FFFCX FFVFX FFFDX FFTWX FFFEX FFTHX FFFFX FFFGX FFFHX FDEEX FDKVX FFFAX FUSVX FUSEX FSEMX FSIIX FSTMX FBIDX FDLXX FBALX FBGRX FBCVX FICDX FAGIX FDCAX 315916767 315916726 315920348 315920298 315920314 315920868 315920884 315918300 315916734 31618H705 31618H861 31618H879 316069400 316069723 316069657 316069103 316069582 316069301 316069707 315792689 31617R506 315792671 31617R605 315792663 31617R704 315792655 315792101 315792424 315792416 315793851 315793729 31617R308 315911701 315911206 315911503 315911602 315911404 315911107 31617H300 316345206 316389303 316389857 315910307 316062108 316066109 Mid-Cap Value Mid-Cap Value Large Value Large Value Large Value Large Value Large Value Large Value Mid-Cap Value World Stock World Stock World Stock Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation Aggressive Allocation Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Retirement Income Large Blend Large Blend Mid-Cap Blend Foreign Large Blend Large Blend Intermediate-Term Bond Money Market-Taxable Moderate Allocation Large Growth Large Value Miscellaneous Region High Yield Bond Large Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth World Stock World Stock World Stock Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Asset Allocation Growth and Income Growth and Income Growth and Income Foreign Stock Growth and Income Multisector Bond Money Mkt - Treasury Balanced Growth Growth Foreign Stock Corporate Bond - High Yield Aggressive Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $100,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 83 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Fidelity® China Region Fidelity® Contrafund® Fidelity® Convertible Securities Fidelity® Disciplined Equity Fidelity® Diversified International Fidelity® Dividend Growth Fidelity® Emerging Asia Fidelity® Emerging Markets Fidelity® Equity Dividend Income Fidelity® Equity-Income Fidelity® Europe Fidelity® Export and Multinational Fidelity® Floating Rate High Income Fidelity® Focused High Income Fidelity® Focused Stock Fidelity® Four-in-One Index Fidelity® Global Balanced Fidelity® GNMA Fidelity® Government Cash Reserves Fidelity® Government Income Fidelity® Growth & Income Fidelity® Growth Company Fidelity® Growth Discovery Fidelity® Growth Strategies Fidelity® High Income Fidelity® Independence Fidelity® Inflation-Protected Bond Fidelity® Intermediate Bond Fidelity® Intermediate Government Income Fidelity® International Capital Apprec Fidelity® International Discovery Fidelity® International Small Cap Fidelity® International Small Cap Opp Fidelity® International Value Fidelity® Intl Real Estate Fidelity® Investment Grade Bond Fidelity® Japan Fidelity® Japan Smaller Companies Fidelity® Large Cap Stock Fidelity® Latin America Fidelity® Leveraged Company Stock Fidelity® Limited Term Government Fidelity® Low-Priced Stock Fidelity® Magellan® Fidelity® Mega Cap Stock Ticker CUSIP Category Prospectus Objective Fund Available FHKCX FCNTX FCVSX FDEQX FDIVX FDGFX FSEAX FEMKX FEQTX FEQIX FIEUX FEXPX FFRHX FHIFX FTQGX FFNOX FGBLX FGMNX FDRXX FGOVX FGRIX FDGRX FDSVX FDEGX SPHIX FDFFX FINPX FTHRX FSTGX FIVFX FIGRX FISMX FSCOX FIVLX FIREX FBNDX FJPNX FJSCX FLCSX FLATX FLVCX FFXSX FLPSX FMAGX FGRTX 315910778 316071109 316145200 316066208 315910802 316389402 315910851 315910869 316145101 316138106 316343300 316448877 315916783 316146794 316066406 31634R109 316345404 31617K105 316067107 316172105 316389204 316200104 31617F205 316200203 316146406 316145309 316146604 315912105 31617K303 315910810 315910208 315910737 315910562 315910489 316389840 316146109 315910885 315910760 315912402 315910844 316389873 315809400 316345305 316184100 31617F403 China Region Large Growth Convertibles Large Blend Foreign Large Growth Large Blend Pacific/Asia ex-Japan Stk Diversified Emerging Mkts Large Value Large Value Europe Stock Large Growth Bank Loan High Yield Bond Large Growth Aggressive Allocation World Allocation Intermediate Government Money Market-Taxable Intermediate Government Large Blend Large Growth Large Growth Mid-Cap Growth High Yield Bond Large Growth Inflation-Protected Bond Intermediate-Term Bond Intermediate Government Foreign Large Growth Foreign Large Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Value Global Real Estate Intermediate-Term Bond Japan Stock Japan Stock Large Blend Latin America Stock Mid-Cap Value Short Government Mid-Cap Value Large Growth Large Blend Pacific Stock Growth Convertible Bond Growth Foreign Stock Equity-Income Pacific Stock Diversified Emerging Markets Equity-Income Equity-Income Europe Stock Growth Income Corporate Bond - High Yield Growth Asset Allocation Multi-Asset Global Government Bond - Mortgage Money Mkt - Taxable Government Bond - General Growth and Income Growth Growth Aggressive Growth Corporate Bond - High Yield Growth Multisector Bond Income Government Bond - General Foreign Stock Foreign Stock Foreign Stock Small Company Foreign Stock Specialty - Real Estate Income Pacific Stock Pacific Stock Growth Foreign Stock Growth Government Bond - General Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 84 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Fidelity® Mid Cap Value Fidelity® Mid-Cap Stock Fidelity® MMT Retirement Govt Mny Mkt Fidelity® MMT Retirement Govt Mny Mkt II Fidelity® Money Market Fidelity® Mortgage Securities Fidelity® Nasdaq Composite Index® Fidelity® New Markets Income Fidelity® New Millennium Fidelity® Nordic Fidelity® OTC Fidelity® Overseas Fidelity® Pacific Basin Fidelity® Puritan® Fidelity® Real Estate Income Fidelity® Real Estate Investment Port Fidelity® Select Air Transportation Port Fidelity® Select Automotive Port Fidelity® Select Banking Fidelity® Select Biotechnology Fidelity® Select Brokerage & Invmt Mgmt Fidelity® Select Chemicals Fidelity® Select Comms Equip Port Fidelity® Select Computers Fidelity® Select Construction & Hsg Port Fidelity® Select Consumer Discret Port Fidelity® Select Consumer Finance Port Fidelity® Select Consumer Staples Port Fidelity® Select Defense & Aero Port Fidelity® Select Electronics Fidelity® Select Energy Fidelity® Select Energy Service Port Fidelity® Select Envir and Alt Engy Port Fidelity® Select Financial Services Port Fidelity® Select Gold Fidelity® Select Health Care Fidelity® Select Health Care Svcs Port Fidelity® Select Industrial Equip Port Fidelity® Select Industrials Fidelity® Select Insurance Port Fidelity® Select IT Services Fidelity® Select Leisure Fidelity® Select Materials Fidelity® Select Medical Equip & Systems Fidelity® Select Multimedia Ticker CUSIP Category Prospectus Objective Fund Available FSMVX FMCSX FGMXX FRTXX SPRXX FMSFX FNCMX FNMIX FMILX FNORX FOCPX FOSFX FPBFX FPURX FRIFX FRESX FSAIX FSAVX FSRBX FBIOX FSLBX FSCHX FSDCX FDCPX FSHOX FSCPX FSVLX FDFAX FSDAX FSELX FSENX FSESX FSLEX FIDSX FSAGX FSPHX FSHCX FSCGX FCYIX FSPCX FBSOX FDLSX FSDPX FSMEX FBMPX 316128701 316128404 316191709 316191600 31617H201 31617K204 315912709 315910836 316200302 315910752 316389105 316343102 316343201 316345107 316389865 316138205 316390798 316390699 316390640 316390772 316390855 316390889 316390566 316390871 316390616 316390558 316390723 316390848 316390806 316390863 316390103 316390764 316390574 316390608 316390780 316390301 316390665 316390533 316390517 316390541 316390483 316390707 316390590 316390475 316390681 Mid-Cap Value Mid-Cap Growth Money Market-Taxable Money Market-Taxable Money Market-Taxable Intermediate-Term Bond Large Growth Emerging Markets Bond Large Growth Miscellaneous Region Large Growth Foreign Large Blend Diversified Pacific/Asia Moderate Allocation Real Estate Real Estate Industrials Consumer Cyclical Financial Health Financial Natural Resources Technology Technology Consumer Cyclical Consumer Cyclical Financial Consumer Defensive Industrials Technology Equity Energy Equity Energy Industrials Financial Equity Precious Metals Health Health Industrials Industrials Financial Technology Consumer Cyclical Natural Resources Health Consumer Cyclical Growth Growth Money Mkt - Government Money Mkt - Taxable Money Mkt - Taxable Government Bond - Mortgage Growth Worldwide Bond Aggressive Growth Europe Stock Growth Foreign Stock Pacific Stock Growth and Income Specialty - Real Estate Specialty - Real Estate Specialty - Unaligned Specialty - Unaligned Specialty - Financial Specialty - Health Specialty - Financial Specialty - Natural Resources Specialty - Communications Specialty - Technology Specialty - Unaligned Specialty - Unaligned Specialty - Financial Specialty - Unaligned Specialty - Unaligned Specialty - Technology Specialty - Natural Resources Specialty - Natural Resources Specialty - Unaligned Specialty - Financial Specialty - Precious Metals Specialty - Health Specialty - Health Specialty - Unaligned Specialty - Unaligned Specialty - Financial Specialty - Technology Specialty - Unaligned Specialty - Natural Resources Specialty - Health Specialty - Unaligned Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $25,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 85 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Fidelity® Select Natural Gas Fidelity® Select Natural Resources Port Fidelity® Select Pharmaceuticals Port Fidelity® Select Retailing Fidelity® Select Software & IT Svcs Port Fidelity® Select Technology Fidelity® Select Telecommunications Port Fidelity® Select Transportation Fidelity® Select Utilities Fidelity® Select Wireless Fidelity® Short-Term Bond Fidelity® Small Cap Discovery Fidelity® Small Cap Growth Fidelity® Small Cap Stock Fidelity® Small Cap Value Fidelity® Stk Selec Lg Cp Val Fidelity® Stock Selec All Cp Fidelity® Stock Selector Small Cap Fidelity® Strategic Dividend & Income® Fidelity® Strategic Income Fidelity® Strategic Real Return Fidelity® Telecom and Utilities Fidelity® Total Bond Fidelity® Trend Fidelity® Value Fidelity® Value Discovery Fidelity® Value Strategies Fidelity® Worldwide First Eagle Fund of America A First Eagle Fund of America Y First Eagle Global A First Eagle Global I First Eagle Global Income Builder A First Eagle Global Income Builder I First Eagle Gold A First Eagle Gold I First Eagle High Yield A First Eagle High Yield I First Eagle Overseas A First Eagle Overseas I First Eagle US Value A First Eagle US Value I FPA Capital FPA Crescent FPA International Value Ticker CUSIP Category Prospectus Objective Fund Available FSNGX FNARX FPHAX FSRPX FSCSX FSPTX FSTCX FSRFX FSUTX FWRLX FSHBX FSCRX FCPGX FSLCX FCPVX FSLVX FDSSX FDSCX FSDIX FSICX FSRRX FIUIX FTBFX FTRNX FDVLX FVDFX FSLSX FWWFX FEFAX FEAFX SGENX SGIIX FEBAX FEBIX SGGDX FEGIX FEHAX FEHIX SGOVX SGOIX FEVAX FEVIX FPPTX FPACX FPIVX 316390525 316390491 316390442 316390731 316390822 316390202 316390830 316390582 316390509 316390459 316146208 315912600 316389766 315912501 316389832 316128602 316066307 315912303 316145887 31638R303 315912881 316128107 31617K881 316423102 316464106 316345503 316401108 315910505 32008F853 32008F838 32008F507 32008F606 32008F697 32008F671 32008F408 32008F770 32008F739 32008F713 32008F101 32008F200 32008F887 32008F861 302539101 30254T759 30254T726 Equity Energy Equity Energy Health Consumer Cyclical Technology Technology Communications Industrials Utilities Communications Short-Term Bond Small Blend Small Growth Small Blend Small Value Large Value Large Growth Small Blend Aggressive Allocation Multisector Bond Conservative Allocation Utilities Intermediate-Term Bond Large Growth Mid-Cap Value Large Value Large Value World Stock Mid-Cap Blend Mid-Cap Blend World Allocation World Allocation World Allocation World Allocation Equity Precious Metals Equity Precious Metals High Yield Bond High Yield Bond Foreign Large Blend Foreign Large Blend Large Blend Large Blend Mid-Cap Value Moderate Allocation Foreign Small/Mid Blend Specialty - Natural Resources Specialty - Natural Resources Specialty - Health Specialty - Unaligned Specialty - Technology Specialty - Technology Specialty - Communications Specialty - Unaligned Specialty - Utility Specialty - Communications Income Small Company Small Company Small Company Small Company Growth Growth Small Company Equity-Income Multisector Bond Growth and Income Specialty - Utility Income Growth Growth Growth Growth World Stock Growth Growth Multi-Asset Global Multi-Asset Global Multi-Asset Global Multi-Asset Global Specialty - Precious Metals Specialty - Precious Metals Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Growth Growth Growth Balanced Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 Page 86 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 FPA New Income FPA Paramount FPA US Value Franklin Adjustable US Govt Secs A Franklin Balance Sheet Investment A Franklin Balance Sheet Investment Adv Franklin Balance Sheet Investment R Franklin Balance Sheet Investment R6 Franklin Balanced A Franklin Biotechnology Discovery A Franklin Biotechnology Discovery R6 Franklin Conservative Allocation A Franklin Conservative Allocation Advisor Franklin Conservative Allocation R Franklin Convertible Securities A Franklin Convertible Securities Adv Franklin Corefolio Allocation A Franklin DynaTech A Franklin DynaTech R6 Franklin Emerging Market Debt Opps Franklin Equity Income A Franklin Equity Income R Franklin Flex Cap Growth A Franklin Flex Cap Growth Adv Franklin Flex Cap Growth R Franklin Flex Cap Growth R6 Franklin Floating Rate Daily Access A Franklin Floating Rate Daily Access Adv Franklin Founding Funds Allocation A Franklin Founding Funds Allocation Adv Franklin Founding Funds Allocation R Franklin Global Real Estate Adv Franklin Gold and Precious Metals A Franklin Gold and Precious Metals Adv Franklin Growth A Franklin Growth Adv Franklin Growth Allocation A Franklin Growth Allocation Advisor Franklin Growth Allocation R Franklin Growth Opportunities A Franklin Growth Opportunities Adv Franklin Growth Opportunities R Franklin Growth Opportunities R6 Franklin Growth R Franklin Growth R6 Ticker CUSIP Category Prospectus Objective Fund Available FPNIX FPRAX FPPFX FISAX FRBSX FBSAX FBSRX FBSIX FBLAX FBDIX FRBRX FTCIX FTCZX FTCRX FISCX FCSZX FTCOX FKDNX FDTRX FEMDX FISEX FREIX FKCGX FKCAX FRCGX FFCRX FAFRX FDAAX FFALX FFAAX FFARX FVGRX FKRCX FGADX FKGRX FCGAX FGTIX FGTZX FGTRX FGRAX FRAAX FKARX FOPPX FGSRX FIFRX 302544101 302546106 302548102 353612302 355148107 355148859 355148842 355148693 353612682 354713844 354713380 35472P109 35472P851 35472P703 353612104 353612641 35472P786 353496201 353496656 353533813 353612401 353612740 35251D103 354713463 354713562 354713372 353612823 353612781 35472P844 35472P794 35472P810 353533771 353535107 353535305 353496508 353496839 35472P505 35472P877 35472P802 354713687 354713729 354713513 354713356 353496730 353496649 Nontraditional Bond World Stock Large Blend Short Government Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Moderate Allocation Health Health Conservative Allocation Conservative Allocation Conservative Allocation Convertibles Convertibles Large Growth Large Growth Large Growth Emerging Markets Bond Large Value Large Value Large Growth Large Growth Large Growth Large Growth Bank Loan Bank Loan Aggressive Allocation Aggressive Allocation Aggressive Allocation Global Real Estate Equity Precious Metals Equity Precious Metals Large Growth Large Growth Aggressive Allocation Aggressive Allocation Aggressive Allocation Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Income Growth and Income Growth and Income Government Bond - Mortgage Growth and Income Growth and Income Growth and Income Growth and Income Balanced Specialty - Health Specialty - Health Asset Allocation Asset Allocation Asset Allocation Convertible Bond Convertible Bond Growth Specialty - Technology Specialty - Technology Income Equity-Income Equity-Income Growth Growth Growth Growth Corporate Bond - General Corporate Bond - General Asset Allocation Asset Allocation Asset Allocation Specialty - Real Estate Specialty - Precious Metals Specialty - Precious Metals Growth Growth Asset Allocation Asset Allocation Asset Allocation Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 87 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Franklin High Income A Franklin High Income Adv Franklin High Income R Franklin High Income R6 Franklin Income A Franklin Income Adv Franklin Income R Franklin Income R6 Franklin India Growth A Franklin India Growth Adv Franklin Intl Growth R6 Franklin Intl Small Cap Growth A Franklin Intl Small Cap Growth R6 Franklin K2 Alternative Strategies R6 Franklin Large Cap Value A Franklin Large Cap Value R Franklin LifeSmart™ 2015 Retire Trgt A Franklin LifeSmart™ 2015 Retire Trgt R Franklin LifeSmart™ 2015 Retire Trgt R6 Franklin LifeSmart™ 2020 Retire Trgt A Franklin LifeSmart™ 2020 Retire Trgt R Franklin LifeSmart™ 2020 Retire Trgt R6 Franklin LifeSmart™ 2025 Retire Trgt A Franklin LifeSmart™ 2025 Retire Trgt R Franklin LifeSmart™ 2025 Retire Trgt R6 Franklin LifeSmart™ 2030 Retire Trgt A Franklin LifeSmart™ 2030 Retire Trgt R Franklin LifeSmart™ 2030 Retire Trgt R6 Franklin LifeSmart™ 2035 Retire Trgt A Franklin LifeSmart™ 2035 Retire Trgt R Franklin LifeSmart™ 2035 Retire Trgt R6 Franklin LifeSmart™ 2040 Retire Trgt A Franklin LifeSmart™ 2040 Retire Trgt R Franklin LifeSmart™ 2040 Retire Trgt R6 Franklin LifeSmart™ 2045 Retire Trgt A Franklin LifeSmart™ 2045 Retire Trgt R Franklin LifeSmart™ 2045 Retire Trgt R6 Franklin LifeSmart™ 2050 Retire Trgt A Franklin LifeSmart™ 2050 Retire Trgt R Franklin LifeSmart™ 2050 Retire Trgt R6 Franklin Low Duration Total Return A Franklin Low Duration Total Return R6 Franklin MicroCap Value A Franklin MicroCap Value Adv Franklin MicroCap Value R6 Ticker CUSIP Category Prospectus Objective Fund Available FHAIX FVHIX FHIRX FHRRX FKINX FRIAX FISRX FNCFX FINGX FIGZX FILRX FINAX FCAPX FASRX FLVAX FLCRX FTRAX FBRLX FLMTX FLRMX FLRVX FRTSX FTRTX FRELX FTLMX FLRSX FLRWX FLERX FRTAX FLRGX FMTLX FLADX FLSGX FLREX FTTAX FLRJX FMLTX FLSJX FLSNX FRLEX FLDAX FLRRX FRMCX FVRMX FMCVX 353538101 353538309 353538507 353538606 353496300 353496847 353496722 353496631 35361F857 35361F832 353533649 353533763 353533631 35241W401 355148701 355148834 35472P653 35472P638 35472P398 35472P356 35472P331 35472P323 35472P612 35472P588 35472P380 35472P299 35472P273 35472P265 35472P562 35472P547 35472P372 35472P240 35472P224 35472P216 35472P521 35472P497 35472P364 35472P182 35472P166 35472P158 353612690 353612534 355148206 355148750 355148677 High Yield Bond High Yield Bond High Yield Bond High Yield Bond Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation India Equity India Equity Foreign Large Growth Foreign Small/Mid Blend Foreign Small/Mid Blend Multialternative Large Value Large Value Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Short-Term Bond Short-Term Bond Small Value Small Value Small Value Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Balanced Balanced Balanced Balanced Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Income Income Growth and Income Growth and Income Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 88 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Franklin Mid Cap Value A Franklin Moderate Allocation A Franklin Moderate Allocation Advisor Franklin Moderate Allocation R Franklin Mutual Beacon A Franklin Mutual Beacon R6 Franklin Mutual Beacon Z Franklin Mutual European A Franklin Mutual European R6 Franklin Mutual European Z Franklin Mutual Financial Services A Franklin Mutual Financial Services Z Franklin Mutual Global Discovery A Franklin Mutual Global Discovery R Franklin Mutual Global Discovery R6 Franklin Mutual Global Discovery Z Franklin Mutual Quest A Franklin Mutual Quest Z Franklin Mutual Shares A Franklin Mutual Shares R Franklin Mutual Shares R6 Franklin Mutual Shares Z Franklin Natural Resources A Franklin Natural Resources Adv Franklin Pelagos Commodities Strat R6 Franklin Real Estate Securities A Franklin Real Estate Securities Adv Franklin Real Estate Securities R6 Franklin Real Return A Franklin Real Return Adv Franklin Real Return R6 Franklin Rising Dividends A Franklin Rising Dividends Adv Franklin Rising Dividends R Franklin Rising Dividends R6 Franklin Small Cap Growth A Franklin Small Cap Growth Adv Franklin Small Cap Growth R Franklin Small Cap Growth R6 Franklin Small Cap Value A Franklin Small Cap Value Adv Franklin Small Cap Value R Franklin Small Cap Value R6 Franklin Small-Mid Cap Growth A Franklin Small-Mid Cap Growth Adv Ticker CUSIP Category Prospectus Objective Fund Available FMVAX FMTIX FMTZX FTMRX TEBIX FMBRX BEGRX TEMIX FMEUX MEURX TFSIX TEFAX TEDIX TEDRX FMDRX MDISX TEQIX MQIFX TESIX TESRX FMSHX MUTHX FRNRX FNRAX FPELX FREEX FRLAX FSERX FRRAX FARRX FRRRX FRDPX FRDAX FRDRX FRISX FSGRX FSSAX FSSRX FSMLX FRVLX FVADX FVFRX FRCSX FRSGX FSGAX 355148818 35472P307 35472P869 35472P885 628380875 354026817 628380305 628380834 354026791 628380503 354026106 354026304 628380859 354026601 354026775 628380404 628380800 628380206 628380602 354026502 354026742 628380107 354713604 354713851 35241W880 354602104 354602302 354602500 353612724 353612716 353612526 353825102 353825805 353825706 353825888 354713620 354713653 354713539 354713349 355148305 355148503 355148826 355148669 354713109 354713869 Mid-Cap Value Moderate Allocation Moderate Allocation Moderate Allocation Large Value Large Value Large Value Europe Stock Europe Stock Europe Stock Financial Financial World Stock World Stock World Stock World Stock World Stock World Stock Large Value Large Value Large Value Large Value Natural Resources Natural Resources Commodities Broad Basket Real Estate Real Estate Real Estate Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Large Blend Large Blend Large Blend Large Blend Small Growth Small Growth Small Growth Small Growth Small Value Small Value Small Value Small Value Mid-Cap Growth Mid-Cap Growth Growth and Income Asset Allocation Asset Allocation Asset Allocation Growth and Income Growth and Income Growth and Income Europe Stock Europe Stock Europe Stock Specialty - Financial Specialty - Financial World Stock World Stock World Stock World Stock World Stock World Stock Growth and Income Growth and Income Growth and Income Growth and Income Specialty - Natural Resources Specialty - Natural Resources Growth and Income Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Income Income Income Equity-Income Equity-Income Equity-Income Equity-Income Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 89 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Franklin Small-Mid Cap Growth R Franklin Small-Mid Cap Growth R6 Franklin Strategic Income A Franklin Strategic Income Adv Franklin Strategic Income R Franklin Strategic Income R6 Franklin Strategic Mortgage A1 Franklin Total Return A Franklin Total Return Adv Franklin Total Return R Franklin Total Return R6 Franklin US Government Secs A Franklin US Government Secs Adv Franklin US Government Secs R Franklin US Government Secs R6 Franklin Utilities A Franklin Utilities Adv Franklin Utilities R Franklin Utilities R6 Frontier Netols Small Cap Value Instl Frontier Netols Small Cap Value Y Gabelli ABC Advisor Gabelli Asset A Gabelli Asset AAA Gabelli Asset I Gabelli Dividend Growth AAA Gabelli Dividend Growth I Gabelli Entpr Mergers & Acquisitions AAA Gabelli Equity Income A Gabelli Equity Income AAA Gabelli Equity Income I Gabelli Focus Five AAA Gabelli Focus Five I Gabelli Global Rising Income and Div AAA Gabelli Global Rising Income and Div I Gabelli Gold AAA Gabelli Gold I Gabelli Small Cap Growth AAA Gabelli Small Cap Growth I Gabelli SRI AAA Gabelli SRI I Gabelli Utilities AAA Gabelli Utilities I Gabelli Value 25 A Gabelli Value 25 I Ticker CUSIP Category Prospectus Objective Fund Available FSMRX FMGGX FRSTX FKSAX FKSRX FGKNX FSMIX FKBAX FBDAX FTRRX FRERX FKUSX FUSAX FUSRX FGORX FKUTX FRUAX FRURX FUFRX FNSVX FNSYX GADVX GATAX GABAX GABIX GABBX GBCIX EAAAX GCAEX GABEX GCIEX GWSVX GWSIX GAGCX GAGIX GOLDX GLDIX GABSX GACIX SRIGX SRIDX GABUX GAUIX GABVX GVCIX 354713547 354713331 354713505 354713737 354713554 354713323 35471H108 353612856 353612849 353612773 353612518 353496607 353496821 353496714 353496623 353496409 353496854 353496698 353496615 35908Y302 35908Y401 36239V207 362395204 362395105 362395501 36240D105 36240D501 362402109 36239T707 36239T202 36239T848 36239T301 36239T822 36464T885 36464T760 36239R107 36239R503 36239T103 36239T830 362401101 362401408 36240E103 36240E806 36240H106 36240H403 Mid-Cap Growth Mid-Cap Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate Government Intermediate Government Intermediate Government Intermediate Government Utilities Utilities Utilities Utilities Small Blend Small Blend Market Neutral Large Blend Large Blend Large Blend Large Blend Large Blend Mid-Cap Blend Large Blend Large Blend Large Blend Mid-Cap Blend Mid-Cap Blend World Allocation World Allocation Equity Precious Metals Equity Precious Metals Small Blend Small Blend Mid-Cap Blend Mid-Cap Blend Utilities Utilities Large Blend Large Blend Growth Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Government Bond - Mortgage Income Income Income Income Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Specialty - Utility Specialty - Utility Specialty - Utility Specialty - Utility Small Company Small Company Growth and Income Growth Growth Growth Growth Growth Aggressive Growth Equity-Income Equity-Income Equity-Income Small Company Small Company Convertible Bond Convertible Bond Specialty - Precious Metals Specialty - Precious Metals Small Company Small Company Growth Growth Specialty - Utility Specialty - Utility Growth Growth Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $500,000.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 Page 90 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 GAMCO Global Growth AAA GAMCO Global Growth I GAMCO Global Opportunity AAA GAMCO Global Opportunity I GAMCO Global Telecommunications AAA GAMCO Global Telecommunications I GAMCO Growth AAA GAMCO Growth I GAMCO International Growth AAA GAMCO International Growth I GAMCO Mathers AAA Gateway A Gateway Equity Call Premium A Gateway Equity Call Premium Y Gateway Y George Putnam Balanced A George Putnam Balanced R George Putnam Balanced Y GMO Benchmark-Free Allocation Ser R6 GMO Emerging Countries Series R6 GMO Global Asset Allocation Series R6 GMO Global Equity Allocation Series R6 GMO International Equity Allc Ser R5 GMO International Equity Allc Ser R6 Goldman Sachs Absolute Ret Trckr A Goldman Sachs Absolute Ret Trckr Instl Goldman Sachs Absolute Ret Trckr R6 Goldman Sachs Asia Equity A Goldman Sachs Asia Equity Instl Goldman Sachs Balanced Strategy A Goldman Sachs Balanced Strategy Instl Goldman Sachs Balanced Strategy R6 Goldman Sachs Bond A Goldman Sachs Bond Institutional Goldman Sachs Bond R6 Goldman Sachs Capital Growth A Goldman Sachs Capital Growth Instl Goldman Sachs Capital Growth R6 Goldman Sachs Commodity Strategy A Goldman Sachs Commodity Strategy Instl Goldman Sachs Commodity Strategy R6 Goldman Sachs Concentrated Growth A Goldman Sachs Concentrated Growth Instl Goldman Sachs Concentrated Growth R6 Goldman Sachs Core Fixed Income A Ticker CUSIP Category Prospectus Objective Fund Available GICPX GGGIX GABOX GLOIX GABTX GTTIX GABGX GGCIX GIGRX GIIGX MATRX GATEX GCPAX GCPYX GTEYX PGEOX PGPRX PGEYX GBMRX GECRX GATRX GGASX GEAUX GEARX GARTX GJRTX GARUX GSAGX GSAIX GIPAX GIPIX GIPUX GSFAX GSNIX GSFUX GSCGX GSPIX GSPUX GSCAX GCCIX GCCUX GCGAX GCRIX GCGUX GCFIX 36464T844 36464T786 36464T505 36464T778 36464T109 36464T794 36464V104 36464V500 364645101 364645507 36464W102 367829207 367829843 367829827 367829884 37252M108 37252M504 37252M603 380131383 380131656 380131425 380131458 380131490 380131482 38145N246 38145N220 38147X325 38141W570 38141W455 38142V688 38142V548 38148U106 38143H449 38143H415 38147X556 38141W638 38142B146 38147X390 38143H373 38143H381 38147X317 38142Y187 38142Y153 38147X382 38142B419 World Stock World Stock World Stock World Stock Communications Communications Large Growth Large Growth Foreign Large Growth Foreign Large Growth Bear Market Long/Short Equity Large Blend Large Blend Long/Short Equity Moderate Allocation Moderate Allocation Moderate Allocation World Allocation Diversified Emerging Mkts World Allocation World Stock Foreign Large Value Foreign Large Value Multialternative Multialternative Multialternative Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk World Allocation World Allocation World Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Growth Large Growth Large Growth Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Large Growth Large Growth Large Growth Intermediate-Term Bond World Stock World Stock World Stock World Stock Specialty - Communications Specialty - Communications Growth Growth Foreign Stock Foreign Stock Asset Allocation Growth and Income Growth and Income Growth and Income Growth and Income Balanced Balanced Balanced Growth Diversified Emerging Markets Multi-Asset Global World Stock Foreign Stock Foreign Stock Income Income Income Pacific Stock Pacific Stock Asset Allocation Asset Allocation Asset Allocation Income Income Income Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth Growth Growth Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $10,000,000.00 $10,000,000.00 $10,000,000.00 $10,000,000.00 $10,000,000.00 $10,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 91 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Goldman Sachs Core Fixed Income Instl Goldman Sachs Core Fixed Income R6 Goldman Sachs Dynamic Allocation A Goldman Sachs Dynamic Allocation Instl Goldman Sachs Dynamic Allocation R6 Goldman Sachs Dynamic Municipal Inc A Goldman Sachs Dynamic US Equity A Goldman Sachs Dynamic US Equity Instl Goldman Sachs Dynamic US Equity R6 Goldman Sachs Em Mkts Eq Insghts A Goldman Sachs Em Mkts Eq Insghts Intl Goldman Sachs Em Mkts Eq Insghts R6 Goldman Sachs Emerging Markets Eq A Goldman Sachs Emerging Markets Eq Instl Goldman Sachs Emerging Markets Eq R6 Goldman Sachs Emerging Mkt Debt A Goldman Sachs Emerging Mkt Debt Instl Goldman Sachs Emerging Mkt Debt R6 Goldman Sachs Enhanced Income A Goldman Sachs Enhanced Income Instl Goldman Sachs Enhanced Income R6 Goldman Sachs Equity Growth Strat A Goldman Sachs Equity Growth Strat Instl Goldman Sachs Equity Growth Strat R6 Goldman Sachs Flexible Cap Growth A Goldman Sachs Flexible Cap Growth Instl Goldman Sachs Flexible Cap Growth R6 Goldman Sachs Focused Growth A Goldman Sachs Focused Growth Instl Goldman Sachs Focused Growth R6 Goldman Sachs Focused Intl Equity A Goldman Sachs Focused Intl Equity Instl Goldman Sachs Focused Value R6 Goldman Sachs Global Income A Goldman Sachs Global Income Instl Goldman Sachs Global Income R6 Goldman Sachs Government Income A Goldman Sachs Government Income Instl Goldman Sachs Government Income R6 Goldman Sachs Growth & Inc Strat A Goldman Sachs Growth & Inc Strat Instl Goldman Sachs Growth & Inc Strat R6 Goldman Sachs Growth and Inc A Goldman Sachs Growth and Inc Instl Goldman Sachs Growth and Income R6 Ticker CUSIP Category Prospectus Objective Fund Available GSFIX GCFUX GDAFX GDIFX GDHUX GSMIX GAGVX GINGX GDEUX GERAX GERIX GERUX GEMAX GEMIX GEMUX GSDAX GSDIX GSIUX GEIAX GEIIX GEIUX GAPAX GAPIX GAPUX GALLX GILLX GFCUX GFGAX GFGSX GFGUX GSIFX GSIEX GFVUX GSGIX GSGLX GBIUX GSGOX GSOIX GSOUX GOIAX GOIIX GOIUX GSGRX GSIIX GRGUX 38141W810 38147X333 38145L505 38145L885 38147X291 38141W828 38144N288 38144N247 38147X341 38144N585 38144N569 38147X259 38142B450 38142B369 38147X226 38143H803 38143H886 38148U882 38142Y534 38142Y518 38147X622 38142V571 38142V472 38148U403 38145C109 38145C307 38147X374 38145C364 38145C349 38147X366 38141W596 38141W448 38147X648 38141W109 38141W737 38147X549 38141W604 38142V761 38147X572 38142V654 38142V522 38148U205 38141W588 38141W414 38147X457 Intermediate-Term Bond Intermediate-Term Bond Tactical Allocation Tactical Allocation Tactical Allocation Muni National Interm Large Growth Large Growth Large Growth Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Ultrashort Bond Ultrashort Bond Ultrashort Bond World Stock World Stock World Stock Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Foreign Large Blend Foreign Large Blend Large Value World Bond World Bond World Bond Intermediate Government Intermediate Government Intermediate Government World Allocation World Allocation World Allocation Large Value Large Value Large Value Income Income Growth Growth Growth Municipal Bond - National Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Income Income Income Aggressive Growth Aggressive Growth Aggressive Growth Growth Growth Growth Growth Growth Growth Foreign Stock Foreign Stock Growth Worldwide Bond Worldwide Bond Worldwide Bond Government Bond - General Government Bond - General Government Bond - General Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 92 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Goldman Sachs Growth Opportunities A Goldman Sachs Growth Opportunities Instl Goldman Sachs Growth Opportunities R6 Goldman Sachs Growth Strategy A Goldman Sachs Growth Strategy Instl Goldman Sachs Growth Strategy R6 Goldman Sachs Hi Quality Float Rt A Goldman Sachs Hi Quality Float Rt Instl Goldman Sachs Hi Quality Float Rt R6 Goldman Sachs High Yield A Goldman Sachs High Yield Fl Rate A Goldman Sachs High Yield Fl Rate Instl Goldman Sachs High Yield Instl Goldman Sachs High Yield Muni A Goldman Sachs High Yield Muni Instl Goldman Sachs High Yield R6 Goldman Sachs Income Builder A Goldman Sachs Income Builder Instl Goldman Sachs Income Builder R6 Goldman Sachs Infl Protected Secs A Goldman Sachs Infl Protected Secs Instl Goldman Sachs Infl Protected Secs R6 Goldman Sachs International T/M Eq A Goldman Sachs International T/M Eq Instl Goldman Sachs Intl Eq Div & Prem A Goldman Sachs Intl Eq Div & Prem Instl Goldman Sachs Intl Eq Insghts A Goldman Sachs Intl Eq Insghts Instl Goldman Sachs Intl Eq Insghts R6 Goldman Sachs Intl Real Estate Sec A Goldman Sachs Intl Real Estate Sec Instl Goldman Sachs Intl Real Estate Sec R6 Goldman Sachs Intl Sm Cp Insghts A Goldman Sachs Intl Sm Cp Insghts Instl Goldman Sachs Intl Sm Cp Insghts R6 Goldman Sachs Invest Grade Credit A Goldman Sachs Invest Grade Credit Instl Goldman Sachs Invest Grade Credit R6 Goldman Sachs Large Cap Gr Insghts A Goldman Sachs Large Cap Gr Insghts Instl Goldman Sachs Large Cap Gr Insghts R6 Goldman Sachs Large Cap Value A Goldman Sachs Large Cap Value Instl Goldman Sachs Large Cap Value R6 Goldman Sachs Large Cp Val Insghts A Ticker CUSIP Category Prospectus Objective Fund Available GGOAX GGOIX GGOUX GGSAX GGSIX GGSUX GSAMX GSARX GTAUX GSHAX GFRAX GSFRX GSHIX GHYAX GHYIX GSHUX GSBFX GSBIX GSBUX GSAPX GSIPX GSRUX GATMX GHTMX GIDAX GIDHX GCIAX GCIIX GCIUX GIRAX GIRIX GIRUX GICAX GICIX GICUX GSGAX GSGDX GTIUX GLCGX GCGIX GLCUX GSLAX GSLIX GSVUX GCVAX 38142Y104 38142Y401 38148U601 38142V621 38142V498 38148U304 38141W703 38141W208 38147X614 38141W653 38145C471 38145C455 38141W679 38142Y625 38142Y583 38148U874 38141W562 38142B161 38148U809 38144N866 38144N841 38147X580 38144N528 38144N536 38144N486 38144N494 38142V878 38142V845 38147X242 38143H589 38143H563 38147X283 38144N627 38144N593 38147X234 38143H852 38143H845 38148U866 38142B435 38142B385 38147X523 38142Y815 38142Y773 38147X440 38142V225 Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth World Allocation World Allocation World Allocation Ultrashort Bond Ultrashort Bond Ultrashort Bond High Yield Bond Bank Loan Bank Loan High Yield Bond High Yield Muni High Yield Muni High Yield Bond Conservative Allocation Conservative Allocation Conservative Allocation Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Blend Foreign Large Blend Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Global Real Estate Global Real Estate Global Real Estate Foreign Small/Mid Value Foreign Small/Mid Value Foreign Small/Mid Value Corporate Bond Corporate Bond Corporate Bond Large Growth Large Growth Large Growth Large Value Large Value Large Value Large Value Growth Growth Growth Growth and Income Growth and Income Growth and Income Government Bond - ARM Government Bond - ARM Government Bond - ARM Corporate Bond - High Yield Income Income Corporate Bond - High Yield Municipal Bond - National Municipal Bond - National Corporate Bond - High Yield Balanced Balanced Balanced Growth and Income Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Small Company Small Company Small Company Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 93 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Goldman Sachs Large Cp Val Insghts Instl Goldman Sachs Large Cp Val Insghts R6 Goldman Sachs Local Emerg Mkts Debt A Goldman Sachs Local Emrg Mkts Debt Instl Goldman Sachs Managed Futures Strat A Goldman Sachs Mid Cap Value A Goldman Sachs Mid Cap Value Instl Goldman Sachs Mid Cap Value R6 Goldman Sachs Mngd Futures Strat Instl Goldman Sachs N-11 Equity A Goldman Sachs N-11 Equity Instl Goldman Sachs Real Estate Securities A Goldman Sachs Real Estate Securities Ins Goldman Sachs Real Estate Securities R6 Goldman Sachs Rising Dividend Gr A Goldman Sachs Rising Dividend Gr Instl Goldman Sachs Satellite Strategies A Goldman Sachs Satellite Strategies Instl Goldman Sachs Satellite Strategies R6 Goldman Sachs Short Dur Govt A Goldman Sachs Short Dur Govt Instl Goldman Sachs Short Dur Govt R6 Goldman Sachs Short Dur T/F A Goldman Sachs Short Dur T/F Instl Goldman Sachs Short Duration Inc A Goldman Sachs Short Duration Inc Instl Goldman Sachs Short Duration Inc R6 Goldman Sachs Small Cap Eq Insghts A Goldman Sachs Small Cap Eq Insghts Instl Goldman Sachs Small Cap Eq Insghts R6 Goldman Sachs Small Cap Gr Insghts A Goldman Sachs Small Cap Gr Insghts Instl Goldman Sachs Small Cap Gr Insghts R6 Goldman Sachs Small Cap Value A Goldman Sachs Small Cap Value Instl Goldman Sachs Small Cap Value R6 Goldman Sachs Small Cp Val Insghts A Goldman Sachs Small Cp Val Insghts Instl Goldman Sachs Small Cp Val Insghts R6 Goldman Sachs Small/Mid Cap Growth A Goldman Sachs Small/Mid Cap Growth Instl Goldman Sachs Small/Mid Cap Growth R6 Goldman Sachs Small/Mid Cap Value R6 Goldman Sachs Strategic Growth A Goldman Sachs Strategic Growth Instl Ticker CUSIP Category Prospectus Objective Fund Available GCVIX GCVUX GAMDX GIMDX GMSAX GCMAX GSMCX GCMUX GMSSX GSYAX GSYIX GREAX GREIX GREUX GSRAX GSRLX GXSAX GXSIX GXSUX GSSDX GSTGX GSTUX GSDTX GSDUX GDIAX GDFIX GDIUX GCSAX GCSIX GCSUX GSAOX GSIOX GINUX GSSMX GSSIX GSSUX GSATX GSITX GTTUX GSMAX GSMYX GTMUX GMCUX GGRAX GSTIX 38142V183 38147X515 38145N105 38145N303 38145C422 38142V720 38141W398 38147X432 38145C398 38145L869 38145L844 38142V829 38142V787 38147X275 38145C315 38145C281 38143H357 38143H332 38148U502 38142B476 38141W307 38147X598 38142B492 38141W406 38145L646 38145L620 38147X564 38142V506 38142V803 38147X499 38143H225 38143H183 38147X481 38141W612 38142V209 38147X424 38143H282 38143H241 38147X473 38143H779 38143H746 38148U700 38147X416 38142Y609 38142Y880 Large Value Large Value Emerging Markets Bond Emerging Markets Bond Managed Futures Mid-Cap Value Mid-Cap Value Mid-Cap Value Managed Futures Diversified Emerging Mkts Diversified Emerging Mkts Real Estate Real Estate Real Estate Large Growth Large Growth World Allocation World Allocation World Allocation Short Government Short Government Short Government Muni National Short Muni National Short Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Small Blend Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Small Value Small Value Small Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Blend Large Growth Large Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth and Income Growth Growth Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Equity-Income Equity-Income Growth Growth Growth Government Bond - General Government Bond - General Government Bond - General Municipal Bond - National Municipal Bond - National Income Income Income Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 94 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Goldman Sachs Strategic Growth R6 Goldman Sachs Strategic Income A Goldman Sachs Strategic Income Instl Goldman Sachs Strategic Income R6 Goldman Sachs Strategic Intl Eq Instl Goldman Sachs Strategic Intl Equity A Goldman Sachs Technology Opps A Goldman Sachs Technology Opps Inst Goldman Sachs US Eq Div and Prem Instl Goldman Sachs US Eq Div and Premium A Goldman Sachs US Equity Insights A Goldman Sachs US Equity Insights Instl Goldman Sachs US Equity Insights R6 Goldman Sachs US Mortgages A Goldman Sachs US Mortgages Instl Goldman Sachs US Mortgages R6 Goldman Sachs US Tax-Managed Eq A Goldman Sachs US Tax-Managed Eq Instl Hancock Horizon Burkenroad Small Cap A Hancock Horizon Core Bond A Hancock Horizon Core Bond Instl Hancock Horizon Diversified Income A Hancock Horizon Diversified Income Ins Hancock Horizon Diversified Intl A Hancock Horizon Diversified Intl Instl Hancock Horizon Dynamic Asset Allc A Hancock Horizon Dynamic Asset Allc Instl Hancock Horizon Growth A Hancock Horizon Growth Instl Hancock Horizon Intl Sm Cp A Hancock Horizon Intl Sm Cp Instl Hancock Horizon Microcap A Hancock Horizon Microcap Institutional Hancock Horizon Quant Long/Short A Hancock Horizon Quant Long/Short Instl Hancock Horizon US Small Cap A Hancock Horizon US Small Cap Instl Hancock Horizon Value A Hancock Horizon Value Instl Harbor Bond Administrative Harbor Bond Institutional Harbor Capital Appreciation Admin Harbor Capital Appreciation Instl Harbor Capital Appreciation Inv Harbor Commodity Real Return ST Admin Ticker CUSIP Category Prospectus Objective Fund Available GGRUX GSZAX GSZIX GSZUX GSIKX GSAKX GITAX GITIX GSPKX GSPAX GSSQX GSELX GSEUX GSUAX GSUIX GGIUX GCTAX GCTIX HHBUX HHBAX HHBTX HHIAX HHIIX HHDAX HHDTX HDAAX HDAIX HHRAX HHRTX HISAX HICIX HMIAX HMIIX HHQAX HHQTX HSCAX HSCIX HHGAX HHGTX HRBDX HABDX HRCAX HACAX HCAIX HCMRX 38147X358 38145C661 38145C646 38147X531 38144N809 38144N502 38142Y823 38142Y856 38143H720 38143H712 38141W620 38141W372 38147X465 38143H878 38143H860 38148U858 38142Y674 38142Y641 41012R829 41012R704 41012R605 41012R662 41012R670 41012R779 41012R787 41012R589 41012R597 41012R845 41012R852 41012R555 41012R563 41012R522 41012R530 41012R746 41012R753 41012R621 41012R639 41012R878 41012R886 411511686 411511108 411511827 411511504 411511819 411511389 Large Growth Nontraditional Bond Nontraditional Bond Nontraditional Bond Foreign Large Blend Foreign Large Blend Technology Technology Large Blend Large Blend Large Blend Large Blend Large Blend Intermediate Government Intermediate Government Intermediate Government Large Blend Large Blend Small Blend Intermediate-Term Bond Intermediate-Term Bond Tactical Allocation Tactical Allocation Foreign Large Blend Foreign Large Blend World Allocation World Allocation Large Growth Large Growth Foreign Small/Mid Blend Foreign Small/Mid Blend Small Blend Small Blend Long/Short Equity Long/Short Equity Small Blend Small Blend Large Value Large Value Intermediate-Term Bond Intermediate-Term Bond Large Growth Large Growth Large Growth Commodities Broad Basket Growth Income Income Income Foreign Stock Foreign Stock Specialty - Technology Specialty - Technology Equity-Income Equity-Income Growth Growth Growth Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Growth Growth Small Company Corporate Bond - General Corporate Bond - General Income Income Foreign Stock Foreign Stock Asset Allocation Asset Allocation Growth Growth Small Company Small Company Growth Growth Growth Growth Small Company Small Company Growth and Income Growth and Income Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $1,000.00 Waived $50,000.00 $2,500.00 Waived Page 95 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Harbor Commodity Real Return ST Instl Harbor Convertible Securities Admin Harbor Convertible Securities Instl Harbor Emerging Markets Equity Admin Harbor Emerging Markets Equity Instl Harbor Emerging Markets Equity Investor Harbor Global Growth Admin Harbor Global Growth Instl Harbor Global Growth Inv Harbor High-Yield Bond Admin Harbor High-Yield Bond Instl Harbor High-Yield Bond Inv Harbor International Administrative Harbor International Growth Admin Harbor International Growth Instl Harbor International Growth Inv Harbor International Institutional Harbor International Investor Harbor Large Cap Value Admin Harbor Large Cap Value Instl Harbor Large Cap Value Inv Harbor Mid Cap Growth Admin Harbor Mid Cap Growth Instl Harbor Mid Cap Growth Inv Harbor Mid Cap Value Admin Harbor Mid Cap Value Instl Harbor Mid Cap Value Investor Harbor Real Return Admin Harbor Real Return Instl Harbor Small Cap Growth Admin Harbor Small Cap Growth Instl Harbor Small Cap Growth Inv Harbor Small Cap Growth Opps Admin Harbor Small Cap Growth Opps Instl Harbor Small Cap Growth Opps Inv Harbor Small Cap Value Admin Harbor Small Cap Value Instl Harbor Small Cap Value Investor Harbor Unconstrained Bond Admin Harbor Unconstrained Bond Instl Harding Loevner Emerging Markets Advisor Harding Loevner Frontier Emerg Mkts Inst Harding Loevner Frontier Emerg Mkts Inv Harding Loevner Global Equity Advisor Harding Loevner Global Equity Inst Ticker CUSIP Category Prospectus Objective Fund Available HACMX HRCSX HACSX HREMX HAEMX HIEEX HRGAX HGGAX HGGIX HYFRX HYFAX HYFIX HRINX HRIGX HAIGX HIIGX HAINX HIINX HRLVX HAVLX HILVX HRMGX HAMGX HIMGX HRMVX HAMVX HIMVX HRRRX HARRX HRSGX HASGX HISGX HRSOX HASOX HISOX HSVRX HASCX HISVX HRUBX HAUBX HLEMX HLFMX HLMOX HLMGX HLMVX 411511397 411512726 411512734 411512684 411512692 411512676 411512866 411512874 411512858 411511546 411511553 411511538 411511652 411511637 411511801 411511629 411511306 411511645 411511751 411511603 411511744 411511793 411511876 411511785 411511728 411511835 411511736 411511512 411511520 411511769 411511868 411511777 411512650 411512668 411512643 411511710 411511843 411511694 411512791 411512817 412295305 412295867 412295859 412295206 412295602 Commodities Broad Basket Convertibles Convertibles Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock World Stock High Yield Bond High Yield Bond High Yield Bond Foreign Large Blend Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Blend Foreign Large Blend Large Blend Large Blend Large Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Inflation-Protected Bond Inflation-Protected Bond Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Nontraditional Bond Nontraditional Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock Growth Convertible Bond Convertible Bond Growth Growth Growth World Stock World Stock World Stock Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Multisector Bond Multisector Bond Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets World Stock World Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000.00 Waived $1,000.00 Waived $50,000.00 $2,500.00 Waived $50,000.00 $2,500.00 Waived $1,000.00 $2,500.00 Waived Waived $50,000.00 $2,500.00 $50,000.00 $2,500.00 Waived $50,000.00 $2,500.00 Waived $50,000.00 $2,500.00 Waived $50,000.00 $2,500.00 Waived $1,000.00 Waived $50,000.00 $2,500.00 Waived $50,000.00 $2,500.00 Waived $50,000.00 $2,500.00 Waived $1,000.00 $0.00 $100,000.00 $0.00 $0.00 $100,000.00 Page 96 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Harding Loevner Instl Emerg Mkts I Harding Loevner International Eq Instl Harding Loevner International Eq Inv Hartford Balanced HLS IA Hartford Balanced HLS IB Hartford Balanced Income R3 Hartford Balanced Income R4 Hartford Balanced Income R5 Hartford Balanced Income Y Hartford Balanced R3 Hartford Balanced R4 Hartford Balanced R5 Hartford Balanced Y Hartford Capital Appreciation HLS IA Hartford Capital Appreciation HLS IB Hartford Capital Appreciation R3 Hartford Capital Appreciation R4 Hartford Capital Appreciation R5 Hartford Capital Appreciation Y Hartford Checks and Balances R3 Hartford Checks and Balances R4 Hartford Checks and Balances R5 Hartford Conservative Allocation R3 Hartford Conservative Allocation R4 Hartford Conservative Allocation R5 Hartford Core Equity R3 Hartford Core Equity R4 Hartford Core Equity R5 Hartford Core Equity Y Hartford Disciplined Equity HLS IA Hartford Disciplined Equity HLS IB Hartford Dividend and Growth HLS IA Hartford Dividend and Growth HLS IB Hartford Dividend and Growth R3 Hartford Dividend and Growth R4 Hartford Dividend and Growth R5 Hartford Dividend and Growth Y Hartford Duration-Hedged Strat Inc R3 Hartford Duration-Hedged Strat Inc R4 Hartford Duration-Hedged Strat Inc R5 Hartford Duration-Hedged Strat Inc Y Hartford Emerging Markets Equity R3 Hartford Emerging Markets Equity R4 Hartford Emerging Markets Equity R5 Hartford Emerging Markets Equity Y Ticker CUSIP Category Prospectus Objective Fund Available HLMEX HLMIX HLMNX HADAX HAIBX HBLRX HBLSX HBLTX HBLYX ITTRX ITTSX ITTTX IHAYX HIACX HIBCX ITHRX ITHSX ITHTX HCAYX HCKRX HCKSX HCKTX HCVRX HCVSX HCVTX HGIRX HGISX HGITX HGIYX HIAGX HBGIX HIADX HDGBX HDGRX HDGSX HDGTX HDGYX HABJX HABKX HABLX HABIX HERRX HERSX HERTX HERYX 412295701 412295107 412295503 416528875 416528818 41664M797 41664M789 41664M771 416648210 416649630 416649333 41664L708 416645786 416528107 416528768 416649655 416649358 41664L500 416645604 41664L278 41664L260 41664L252 416649739 416649432 416649135 416649564 416649267 41664L849 416645653 416528404 416528669 416528206 416528776 416649580 416649283 41664L864 416645828 41664R556 41664R549 41664R531 41664R564 41664M375 41664M367 41664M359 41664M342 Diversified Emerging Mkts Foreign Large Growth Foreign Large Growth Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Moderate Allocation Moderate Allocation Moderate Allocation World Allocation World Allocation World Allocation Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Value Large Value Large Value Large Value Large Value Large Value Multisector Bond Multisector Bond Multisector Bond Multisector Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Markets Foreign Stock Foreign Stock Asset Allocation Asset Allocation Balanced Balanced Balanced Balanced Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Equity-Income Equity-Income Equity-Income Equity-Income Income Income Income Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $100,000.00 $100,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Page 97 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Hartford Emerging Markets Local Debt R3 Hartford Emerging Markets Local Debt R4 Hartford Emerging Markets Local Debt R5 Hartford Emerging Markets Local Debt Y Hartford Equity Income R3 Hartford Equity Income R4 Hartford Equity Income R5 Hartford Equity Income Y Hartford Floating Rate High Inc R3 Hartford Floating Rate High Inc R4 Hartford Floating Rate High Inc R5 Hartford Floating Rate High Inc Y Hartford Floating Rate R3 Hartford Floating Rate R4 Hartford Floating Rate R5 Hartford Floating Rate Y Hartford Global All-Asset R3 Hartford Global All-Asset R4 Hartford Global All-Asset R5 Hartford Global All-Asset Y Hartford Global Alpha R3 Hartford Global Alpha R4 Hartford Global Alpha R5 Hartford Global Alpha Y Hartford Global Capital Appreciation R3 Hartford Global Capital Appreciation R4 Hartford Global Capital Appreciation R5 Hartford Global Capital Appreciation Y Hartford Global Equity Income R3 Hartford Global Equity Income R4 Hartford Global Equity Income R5 Hartford Global Equity Income Y Hartford Global Growth HLS IA Hartford Global Growth HLS IB Hartford Global Real Asset R3 Hartford Global Real Asset R4 Hartford Global Real Asset R5 Hartford Global Real Asset Y Hartford Growth Allocation R3 Hartford Growth Allocation R4 Hartford Growth Allocation R5 Hartford Growth Opportunities HLS IA Hartford Growth Opportunities HLS IB Hartford Growth Opportunities R3 Hartford Growth Opportunities R4 Ticker CUSIP Category Prospectus Objective Fund Available HLDRX HLDSX HLDTX HLDYX HQIRX HQISX HQITX HQIYX HFHRX HFHSX HFHTX HFHYX HFLRX HFLSX HFLTX HFLYX HLARX HLASX HLATX HLAYX HAPRX HAPSX HAPTX HAPYX HCTRX HCTSX HCTTX HCTYX HLERX HLESX HLETX HLEYX HIALX HBGLX HRLRX HRLSX HRLTX HRLYX HRARX HRASX HRATX HAGOX HBGOX HGORX HGOSX 41664M292 41664M284 41664M276 41664M268 416649663 416649366 41664L401 416648855 41664M144 41664M136 41664M128 41664M110 416649531 416649234 41664L815 416648525 41664M458 41664M441 41664M433 41664M466 41664R697 41664R689 41664R671 41664R713 416649473 416649176 41664L757 416648566 41664L443 41664L435 41664L427 41664L419 416528305 416528628 41664M540 41664M532 41664M516 41664M557 416649754 416649457 416649150 416528313 416528255 416641603 416641876 Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Large Value Large Value Large Value Large Value Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan World Allocation World Allocation World Allocation World Allocation Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation Large Growth Large Growth Large Growth Large Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Equity-Income Equity-Income Equity-Income Equity-Income Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Income Income Income Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income World Stock World Stock Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 98 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Hartford Growth Opportunities R5 Hartford Growth Opportunities Y Hartford Healthcare HLS IA Hartford Healthcare HLS IB Hartford Healthcare R3 Hartford Healthcare R4 Hartford Healthcare R5 Hartford Healthcare Y Hartford High Yield HLS IA Hartford High Yield HLS IB Hartford High Yield R3 Hartford High Yield R4 Hartford High Yield R5 Hartford High Yield Y Hartford Inflation Plus R3 Hartford Inflation Plus R4 Hartford Inflation Plus R5 Hartford Inflation Plus Y Hartford International Equity R3 Hartford International Equity R4 Hartford International Equity R5 Hartford International Equity Y Hartford International Growth R3 Hartford International Growth R4 Hartford International Growth R5 Hartford International Growth Y Hartford International Opp HLS IA Hartford International Opp HLS IB Hartford International Opportunities R3 Hartford International Opportunities R4 Hartford International Opportunities R5 Hartford International Opportunities Y Hartford International Small Company R3 Hartford International Small Company R4 Hartford International Small Company R5 Hartford International Small Company Y Hartford International Value R3 Hartford International Value R4 Hartford International Value R5 Hartford International Value Y Hartford Long/Short Global Equity Y Hartford MidCap HLS IA Hartford MidCap HLS IB Hartford MidCap R3 Hartford MidCap R4 Ticker CUSIP Category Prospectus Objective Fund Available HGOTX HGOYX HIAHX HBGHX HGHRX HGHSX HGHTX HGHYX HIAYX HBHYX HAHRX HAHSX HAHTX HAHYX HIPRX HIPSX HIPTX HIPYX HDVRX HDVSX HDVTX HDVYX HNCRX HNCSX HNCTX HNCYX HIAOX HBIOX IHORX IHOSX IHOTX HAOYX HNSRX HNSSX HNSTX HNSYX HILRX HILSX HILTX HILYX HLOYX HIMCX HBMCX HFMRX HFMSX 416641835 416529816 416528719 416528693 416649671 416649374 41664L302 416645364 416528842 416528644 416649648 416649341 41664L609 416645455 416649598 416649291 41664L872 416648830 41664L336 41664L328 41664L310 41664L344 416649689 416649382 41664L203 416646800 416528602 416528891 416649549 416649242 41664L823 416645885 41664M730 41664M722 41664M714 416646883 41664M623 41664M615 41664M599 41664M649 41664R333 416528701 416528677 41664M862 41664M854 Large Growth Large Growth Health Health Health Health Health Health High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Long/Short Equity Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Growth Growth Specialty - Health Specialty - Health Specialty - Health Specialty - Health Specialty - Health Specialty - Health Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Income Income Income Income Growth Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 $0.00 Page 99 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Hartford MidCap R5 Hartford MidCap Value HLS IA Hartford MidCap Value HLS IB Hartford MidCap Value R3 Hartford MidCap Value R4 Hartford MidCap Value R5 Hartford MidCap Value Y Hartford MidCap Y Hartford Moderate Allocation R3 Hartford Moderate Allocation R4 Hartford Moderate Allocation R5 Hartford Multi-Asset Income R3 Hartford Multi-Asset Income R4 Hartford Multi-Asset Income R5 Hartford Multi-Asset Income Y Hartford Quality Bond Y Hartford Real Total Return R3 Hartford Real Total Return R4 Hartford Real Total Return R5 Hartford Real Total Return Y Hartford Short Duration R3 Hartford Short Duration R4 Hartford Short Duration R5 Hartford Short Duration Y Hartford Small Cap Core R3 Hartford Small Cap Core R4 Hartford Small Cap Core R5 Hartford Small Cap Core Y Hartford Small Cap Growth HLS IA Hartford Small Cap Growth HLS IB Hartford Small Cap Growth R3 Hartford Small Cap Growth R4 Hartford Small Cap Growth R5 Hartford Small Cap Growth Y Hartford Small Company HLS IA Hartford Small Company HLS IB Hartford Small Company R3 Hartford Small Company R4 Hartford Small Company R5 Hartford Small Company Y Hartford Stock HLS IA Hartford Stock HLS IB Hartford Strategic Income R3 Hartford Strategic Income R4 Hartford Strategic Income R5 Ticker CUSIP Category Prospectus Objective Fund Available HFMTX HMVIX HBMVX HMVRX HMVSX HMVTX HMVYX HMDYX HBARX HBASX HBATX HAFRX HAFSX HAFTX HAFYX HQBYX HABFX HABQX HABRX HABPX HSDRX HSDSX HSDTX HSDYX HSMRX HSMSX HSMTX HSMYX HISCX HBSGX HSLRX HSLSX HSLTX HSLYX HIASX HDMBX IHSRX IHSSX IHSUX HSCYX HSTAX HIBSX HSNRX HSNSX HSNTX 41664M847 416528529 416528511 41664M698 41664M680 41664M672 416646875 416645687 416649747 416649440 416649143 41664R416 41664R390 41664R382 41664R374 41664R788 41664R481 41664R473 41664R465 41664R457 41664R879 41664R861 41664R853 416648822 41664R101 41664R200 41664R309 416648616 416528289 416528230 416641702 416641868 416641827 416529808 416528800 416528784 416649697 416649390 41664L104 416645307 416528883 416528750 41664R408 41664R507 41664R606 Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Growth World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation Intermediate-Term Bond Multialternative Multialternative Multialternative Multialternative Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Small Blend Small Blend Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Large Blend Large Blend Multisector Bond Multisector Bond Multisector Bond Growth Growth Growth Growth Growth Growth Growth Growth Balanced Balanced Balanced Income Income Income Income Corporate Bond - High Quality Growth Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Multisector Bond Multisector Bond Multisector Bond Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Page 100 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Hartford Strategic Income Y Hartford Total Return Bond HLS IA Hartford Total Return Bond HLS IB Hartford Total Return Bond R3 Hartford Total Return Bond R4 Hartford Total Return Bond R5 Hartford Total Return Bond Y Hartford Ultrashort Bond HLS IA Hartford Ultrashort Bond HLS IB Hartford Unconstrained Bond R3 Hartford Unconstrained Bond R4 Hartford Unconstrained Bond R5 Hartford Unconstrained Bond Y Hartford Value HLS IA Hartford Value HLS IB Hartford Value Opportunities R3 Hartford Value Opportunities R4 Hartford Value Opportunities R5 Hartford Value Opportunities Y Hartford World Bond R3 Hartford World Bond R4 Hartford World Bond R5 Hartford World Bond Y Heartland International Value Heartland Mid Cap Value Institutional Heartland Mid Cap Value Investor Heartland Select Value Institutional Heartland Select Value Investor Heartland Value Institutional Heartland Value Investor Heartland Value Plus Institutional Heartland Value Plus Investor Hotchkis & Wiley Diversified Value A Hotchkis & Wiley Diversified Value I Hotchkis & Wiley Large Cap Value A Hotchkis & Wiley Large Cap Value I Hotchkis & Wiley Mid-Cap Value A Hotchkis & Wiley Mid-Cap Value I Hotchkis & Wiley Small Cap Value A Hotchkis & Wiley Small Cap Value I ICT Treasury Deutsche US Treasury Mny S INTECH Emerging Mkts Mgd Volatility A INTECH Emerging Mkts Mgd Volatility I INTECH Emerging Mkts Mgd Volatility S INTECH Emerging Mkts Mgd Volatility T Ticker CUSIP Category Prospectus Objective Fund Available HSNYX HIABX HBNBX ITBRX ITBUX ITBTX HABYX HUBAX HUBBX HTIRX HTISX HTITX HTIYX HIAVX HBVLX HVORX HVOSX HVOTX HVOYX HWDRX HWDSX HWDTX HWDYX HINVX HNMDX HRMDX HNSVX HRSVX HNTVX HRTVX HNVIX HRVIX HWCAX HWCIX HWLAX HWLIX HWMAX HWMIX HWSAX HWSIX IUSXX JOLAX JOLIX JOLSX JOLTX 41664L583 416528859 416528792 416649556 416649259 41664L831 416645752 416528826 416528743 41664R705 41664R804 41664R887 416648848 416528487 416528461 416641801 416641850 416641819 416529717 41664M227 41664M219 41664M193 41664M185 422352823 422352799 422352815 422352856 422352807 422352831 422359109 422352849 422352500 44134R750 44134R768 44134R107 44134R503 44134R206 44134R800 44134R305 44134R867 461473878 47103D389 47103D355 47103D330 47103D322 Multisector Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Ultrashort Bond Ultrashort Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Large Value Large Value Large Value Large Value Large Value Large Value World Bond World Bond World Bond World Bond Foreign Small/Mid Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Small Value Small Value Small Value Small Value Large Value Large Value Large Value Large Value Mid-Cap Value Mid-Cap Value Small Value Small Value Money Market-Taxable Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Multisector Bond Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Income Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Foreign Stock Growth and Income Growth and Income Growth Growth Small Company Small Company Equity-Income Equity-Income Growth Growth Equity-Income Equity-Income Growth Growth Small Company Small Company Money Mkt - Treasury Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 Waived Waived Waived Waived Page 101 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 INTECH Global Income Mgd Volatility A INTECH Global Income Mgd Volatility I INTECH Global Income Mgd Volatility S INTECH Global Income Mgd Volatility T INTECH International Mgd Volatility A INTECH International Mgd Volatility I INTECH International Mgd Volatility S INTECH International Mgd Volatility T INTECH US Core A INTECH US Core I INTECH US Core N INTECH US Core S INTECH US Core T INTECH US Mgd Volatility A INTECH US Mgd Volatility I INTECH US Mgd Volatility N INTECH US Mgd Volatility S INTECH US Mgd Volatility T Invesco All Cap Market Neutral R Invesco All Cap Market Neutral R5 Invesco Alternative Strategies R Invesco Alternative Strategies R5 Invesco American Franchise A Invesco American Franchise R Invesco American Franchise R5 Invesco American Franchise R6 Invesco American Franchise Y Invesco American Value A Invesco American Value R Invesco American Value R5 Invesco American Value R6 Invesco American Value Y Invesco Asia Pacific Growth A Invesco Balanced-Risk Allc R Invesco Balanced-Risk Allc R5 Invesco Balanced-Risk Cmdty Strat R5 Invesco Balanced-Risk Commodity Strat A Invesco Balanced-Risk Commodity Strat R Invesco Balanced-Risk Commodity Strat R6 Invesco Balanced-Risk Commodity Strat Y Invesco Balanced-Risk Retire 2020 A Invesco Balanced-Risk Retire 2020 R Invesco Balanced-Risk Retire 2020 R5 Invesco Balanced-Risk Retire 2020 R6 Invesco Balanced-Risk Retire 2030 A Ticker CUSIP Category Prospectus Objective Fund Available JGDAX JGDIX JGDSX JDGTX JMIAX JMIIX JMISX JRMTX JDOAX JRMCX JRCNX JLCIX JRMSX JRSAX JRSIX JRSNX JRSSX JRSTX CPNRX CPNFX LQLRX LQLFX VAFAX VAFRX VAFNX VAFFX VAFIX MSAVX MSARX MSAJX MSAFX MSAIX ASIAX ABRRX ABRIX BRCNX BRCAX BRCRX IBRFX BRCYX AFTAX ATFRX AFTSX VRCFX TNAAX 47103C159 47103C126 47103C118 47103E247 47103A781 47103A765 47103A757 47103A740 47103C100 47103C308 47103E148 47103C407 471023556 47103A732 47103A716 47103E122 47103A690 47103A682 00888Y375 00888Y359 00888W445 00888W429 00142J578 00141A453 00141A446 00141A396 00142J545 00143M844 00143M810 00143M786 00143M349 00143M794 008882888 00141V713 00141V689 00888Y607 00888Y102 00888Y409 00888Y847 00888Y508 00888U860 00888U837 00888U829 00888W551 00888U811 World Stock World Stock World Stock World Stock Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Growth Large Growth Large Growth Large Growth Large Growth Large Blend Large Blend Large Blend Large Blend Large Blend Market Neutral Market Neutral Multialternative Multialternative Large Growth Large Growth Large Growth Large Growth Large Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Pacific/Asia ex-Japan Stk Tactical Allocation Tactical Allocation Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2026-2030 Income Income Income Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Pacific Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $10,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 102 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Invesco Balanced-Risk Retire 2030 R Invesco Balanced-Risk Retire 2030 R5 Invesco Balanced-Risk Retire 2030 R6 Invesco Balanced-Risk Retire 2040 A Invesco Balanced-Risk Retire 2040 R Invesco Balanced-Risk Retire 2040 R5 Invesco Balanced-Risk Retire 2040 R6 Invesco Balanced-Risk Retire 2050 A Invesco Balanced-Risk Retire 2050 R Invesco Balanced-Risk Retire 2050 R5 Invesco Balanced-Risk Retire 2050 R6 Invesco Balanced-Risk Retire Now R Invesco Balanced-Risk Retire Now R5 Invesco Balanced-Risk Retire Now R6 Invesco Charter A Invesco Charter R Invesco Charter R5 Invesco Charter R6 Invesco Comstock A Invesco Comstock R Invesco Comstock R5 Invesco Comstock R6 Invesco Comstock Y Invesco Conservative Allocation A Invesco Conservative Allocation R Invesco Conservative Allocation R5 Invesco Convertible Securities A Invesco Convertible Securities R5 Invesco Convertible Securities R6 Invesco Convertible Securities Y Invesco Core Plus Bond R Invesco Core Plus Bond R5 Invesco Core Plus Bond R6 Invesco Corporate Bond A Invesco Corporate Bond R Invesco Corporate Bond R5 Invesco Corporate Bond R6 Invesco Corporate Bond Y Invesco Developing Markets A Invesco Developing Markets R5 Invesco Developing Markets R6 Invesco Diversified Dividend A Invesco Diversified Dividend Investor Invesco Diversified Dividend R Invesco Diversified Dividend R5 Ticker CUSIP Category Prospectus Objective Fund Available TNARX TNAIX TNAFX TNDAX TNDRX TNDIX TNDFX TNEAX TNERX TNEIX TNEFX IANRX IANIX IANFX CHTRX CHRRX CHTVX CHFTX ACSTX ACSRX ACSHX ICSFX ACSDX CAAMX CMARX CMAIX CNSAX CNSIX CNSFX CNSDX CPBRX CPIIX CPBFX ACCBX ACCZX ACCWX ICBFX ACCHX GTDDX GTDIX GTDFX LCEAX LCEIX DDFRX DDFIX 00888U779 00888U761 00888W544 00888U753 00888U720 00888U712 00888W536 00888U696 00888U662 00888U654 00888W528 00888U407 00888U506 00888W510 001413103 001413442 001413400 00141B857 00143M711 00143M679 00143M653 00143M331 00143M661 00141M317 00141M275 00141M267 00888W403 00888U258 00888W494 00888W700 00141A487 00141A461 00141A438 001421858 001421635 001421817 001421569 001421825 00141T577 00141T163 00142R521 001413541 001413194 001413186 001413178 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Retirement Income Retirement Income Retirement Income Large Blend Large Blend Large Blend Large Blend Large Value Large Value Large Value Large Value Large Value Conservative Allocation Conservative Allocation Conservative Allocation Convertibles Convertibles Convertibles Convertibles Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Value Large Value Large Value Large Value Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Convertible Bond Convertible Bond Convertible Bond Convertible Bond Income Income Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Equity-Income Equity-Income Equity-Income Equity-Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 103 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Invesco Diversified Dividend R6 Invesco Dividend Income A Invesco Dividend Income Investor Invesco Dividend Income R5 Invesco Dividend Income R6 Invesco Emerging Markets Equity R Invesco Emerging Markets Equity R5 Invesco Emerging Markets Equity R6 Invesco Emerging Markets Flexible Bd R Invesco Emerging Markets Flexible Bd R5 Invesco Emerging Markets Flexible Bd R6 Invesco Endeavor A Invesco Endeavor R Invesco Endeavor R5 Invesco Endeavor R6 Invesco Energy A Invesco Energy Inv Invesco Energy R5 Invesco Equally-Wtd S&P 500 R Invesco Equally-Wtd S&P 500 R6 Invesco Equally-Wtd S&P 500 Y Invesco Equity and Income A Invesco Equity and Income R Invesco Equity and Income R5 Invesco Equity and Income R6 Invesco Equity and Income Y Invesco European Growth A Invesco European Growth Investor Invesco European Growth R Invesco European Small Company A Invesco Exchange Invesco Floating Rate A Invesco Floating Rate R Invesco Floating Rate R5 Invesco Floating Rate R6 Invesco Global Core Equity A Invesco Global Core Equity R Invesco Global Core Equity R5 Invesco Global Growth A Invesco Global Growth R5 Invesco Global Growth R6 Invesco Global Health Care A Invesco Global Health Care Invstor Invesco Global Infrastructure R Invesco Global Infrastructure R5 Ticker CUSIP Category Prospectus Objective Fund Available LCEFX IAUTX FSTUX FSIUX IFUTX IEMRX IEMIX EMEFX IREMX IIEMX IFEMX ATDAX ATDRX ATDIX ATDFX IENAX FSTEX IENIX VADRX VADFX VADDX ACEIX ACESX ACEKX IEIFX ACETX AEDAX EGINX AEDRX ESMAX ACEHX AFRAX AFRRX AFRIX AFRFX AWSAX AWSRX AWSIX AGGAX GGAIX AGGFX GGHCX GTHIX GIZRX GIZFX 00141B840 00142F535 00142F543 00142F493 00143M356 00142R620 00142R596 00142R562 00142R679 00142R653 00142R570 00141T296 00141T262 00141T213 00142R554 00142F204 00142F105 00142F477 00142J768 00142J131 00142J776 00142J479 00142J420 00142J438 00142J123 00142J446 008882854 008882748 008882763 008879595 46132M105 00141A867 00141A834 00141A826 00141A420 00141L103 00141L749 00141L848 008882300 008882615 00889A103 00141T106 00141T171 00888Y243 00888Y227 Large Value Large Value Large Value Large Value Large Value Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Equity Energy Equity Energy Equity Energy Large Blend Large Blend Large Blend Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Europe Stock Europe Stock Europe Stock Europe Stock Large Blend Bank Loan Bank Loan Bank Loan Bank Loan World Stock World Stock World Stock World Stock World Stock World Stock Health Health World Stock World Stock Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Growth and Income Growth and Income Growth and Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Europe Stock Europe Stock Europe Stock Europe Stock Growth Growth and Income Growth and Income Growth and Income Growth and Income World Stock World Stock World Stock World Stock World Stock World Stock Specialty - Health Specialty - Health World Stock World Stock Yes Yes Closed Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 104 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Invesco Global Low Volatility Eq Yld A Invesco Global Low Volatility Eq Yld R Invesco Global Low Volatility Eq Yld R5 Invesco Global Market Neutral R Invesco Global Market Neutral R5 Invesco Global Markets Strategy R Invesco Global Markets Strategy R5 Invesco Global Opportunities R Invesco Global Opportunities R5 Invesco Global Opportunities R6 Invesco Global Real Estate A Invesco Global Real Estate Income A Invesco Global Real Estate Income R5 Invesco Global Real Estate Income R6 Invesco Global Real Estate R Invesco Global Real Estate R5 Invesco Global Real Estate R6 Invesco Global Small & Mid Cap Gr A Invesco Global Small & Mid Cap Gr R5 Invesco Global Targeted Returns R Invesco Global Targeted Returns R5 Invesco Gold & Precious Metals A Invesco Gold & Precious Metals Invstor Invesco Greater China A Invesco Greater China R5 Invesco Growth Allocation A Invesco Growth Allocation R Invesco Growth Allocation R5 Invesco Growth and Income A Invesco Growth and Income R Invesco Growth and Income R5 Invesco Growth and Income R6 Invesco Growth and Income Y Invesco High Yield A Invesco High Yield Investor Invesco High Yield R5 Invesco High Yield R6 Invesco Income Allocation R Invesco Income Allocation R5 Invesco International Allocation A Invesco International Allocation R Invesco International Allocation R5 Invesco International Growth A Invesco International Growth R Invesco International Growth R5 Ticker CUSIP Category Prospectus Objective Fund Available GTNDX GTNRX GNDIX MKNRX MKNFX GMSJX GMSKX IROPX IIOPX IFOPX AGREX ASRAX ASRIX ASRFX RGREX IGREX FGREX AGAAX GAIIX GLTRX GLTFX IGDAX FGLDX AACFX IACFX AADAX AADRX AADIX ACGIX ACGLX ACGQX GIFFX ACGMX AMHYX HYINX AHIYX HYIFX RLIAX ILAAX AINAX RINAX INAIX AIIEX AIERX AIEVX 00141M572 00141M259 00141M374 00888Y573 00888Y557 00142R489 00142R471 008882490 008882474 00889A202 00142C367 00141A628 00141A610 00141A412 00142C334 00142C326 001421619 008882201 008882599 00888Y516 00888Y482 00142F857 00142F865 00141T155 00141T122 00141M549 00141M515 00141M499 00142J362 00142J313 00142J321 00142J115 00142J339 00142C706 00142C631 00142C482 001421593 00141M218 00141M143 00141M192 00141M168 00141M150 008882102 008882755 008882771 World Stock World Stock World Stock Market Neutral Market Neutral Tactical Allocation Tactical Allocation World Stock World Stock World Stock Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate World Stock World Stock Multialternative Multialternative Equity Precious Metals Equity Precious Metals China Region China Region Aggressive Allocation Aggressive Allocation Aggressive Allocation Large Value Large Value Large Value Large Value Large Value High Yield Bond High Yield Bond High Yield Bond High Yield Bond Conservative Allocation Conservative Allocation Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Growth Foreign Large Growth Foreign Large Growth World Stock World Stock World Stock Growth and Income Growth and Income Multi-Asset Global Multi-Asset Global World Stock World Stock World Stock Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate World Stock World Stock Growth and Income Growth and Income Specialty - Precious Metals Specialty - Precious Metals Pacific Stock Pacific Stock Asset Allocation Asset Allocation Asset Allocation Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Foreign Stock Foreign Stock Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 105 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Invesco International Growth R6 Invesco International Small Company A Invesco International Small Company R5 Invesco International Small Company R6 Invesco International Total Return A Invesco International Total Return R5 Invesco International Total Return R6 Invesco Intl Core Equity A Invesco Intl Core Equity Investor Invesco Intl Core Equity R Invesco Intl Core Equity R5 Invesco Intl Core Equity R6 Invesco Long/Short Equity R Invesco Long/Short Equity R5 Invesco Low Volatility Emerging Mkts R Invesco Low Volatility Emerging Mkts R5 Invesco Low Volatility Equity Yield A Invesco Low Volatility Equity Yield R Invesco Low Volatility Equity Yield R5 Invesco Macro International Equity R Invesco Macro International Equity R5 Invesco Macro Long/Short R Invesco Macro Long/Short R5 Invesco Mid Cap Core Equity A Invesco Mid Cap Core Equity R Invesco Mid Cap Core Equity R5 Invesco Mid Cap Core Equity R6 Invesco Mid Cap Growth A Invesco Mid Cap Growth R Invesco Mid Cap Growth R5 Invesco Mid Cap Growth Y Invesco MLP R Invesco MLP R5 Invesco Moderate Allocation A Invesco Moderate Allocation R Invesco Moderate Allocation R5 Invesco Multi-Asset Inflation R Invesco Multi-Asset Inflation R5 Invesco Pacific Growth R Invesco Pacific Growth R5 Invesco Premium Income R Invesco Premium Income R5 Invesco Premium Income R6 Invesco Real Estate A Invesco Real Estate Investor Ticker CUSIP Category Prospectus Objective Fund Available IGFRX IEGAX IEGIX IEGFX AUBAX AUBIX AUBFX IBVAX IIBCX IIBRX IBVIX IBVFX LSQRX LSQFX LVLRX LVLFX SCAUX SCRUX SCIUX VZMRX VZMFX LSTRX LSTFX GTAGX GTARX GTAVX GTAFX VGRAX VGRRX VGRJX VGRDX ILPRX ILPFX AMKAX AMKRX AMLIX MIZRX MIZFX TGRRX TGRSX PIRFX IPNFX PIFFX IARAX REINX 00889A400 008879561 00141L830 00141L731 00141V507 00141V804 00142R547 008882664 008882672 008882631 008882623 00889A301 00888Y318 00888Y284 00888Y441 00888Y425 00141A818 00141A776 00141A768 00888Y714 00888Y680 00888Y649 00888Y623 00141M812 00141M598 00141M630 00888W486 00143M596 00143M562 00143M547 00143M554 00888Y177 00888Y151 00141M432 00141M390 00141M382 00888W379 00888W353 00141V234 00888Y706 00888Y870 00888Y854 00888Y839 00142C565 00142C573 Foreign Large Growth Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend World Bond World Bond World Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Long/Short Equity Long/Short Equity Diversified Emerging Mkts Diversified Emerging Mkts Large Value Large Value Large Value Foreign Large Blend Foreign Large Blend Long/Short Equity Long/Short Equity Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Energy Limited Partnership Energy Limited Partnership Moderate Allocation Moderate Allocation Moderate Allocation World Allocation World Allocation Diversified Pacific/Asia Diversified Pacific/Asia Multisector Bond Multisector Bond Multisector Bond Real Estate Real Estate Foreign Stock Foreign Stock Foreign Stock Foreign Stock Worldwide Bond Worldwide Bond Worldwide Bond Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Growth and Income Growth and Income Pacific Stock Pacific Stock Income Income Income Specialty - Real Estate Specialty - Real Estate Yes Closed Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 106 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Invesco Real Estate R Invesco Real Estate R5 Invesco Real Estate R6 Invesco Select Companies A Invesco Select Companies R Invesco Select Companies R5 Invesco Select Opportunities R Invesco Select Opportunities R5 Invesco Select Opportunities R6 Invesco Short Duration Inflation Prot A2 Invesco Short Duration Inflation Prot R5 Invesco Short Term Bond A Invesco Short Term Bond R Invesco Short Term Bond R5 Invesco Short Term Bond R6 Invesco Short Term Inv Gov&Agcy Instl Invesco Small Cap Discovery A Invesco Small Cap Discovery R5 Invesco Small Cap Discovery R6 Invesco Small Cap Discovery Y Invesco Small Cap Equity A Invesco Small Cap Equity C Invesco Small Cap Equity R Invesco Small Cap Equity R5 Invesco Small Cap Equity R6 Invesco Small Cap Growth A Invesco Small Cap Growth Inv Invesco Small Cap Growth R Invesco Small Cap Growth R5 Invesco Small Cap Growth R6 Invesco SmallCapValue A Invesco SmallCapValue Y Invesco Strategic Income R Invesco Strategic Income R5 Invesco Strategic Real Return R Invesco Strategic Real Return R5 Invesco Summit P Invesco Summit R5 Invesco Technology A Invesco Technology Investor Invesco Technology R5 Invesco Unconstrained Bond R Invesco Unconstrained Bond R5 Invesco US Government A Invesco US Government Investor Ticker CUSIP Category Prospectus Objective Fund Available IARRX IARIX IARFX ATIAX ATIRX ATIIX IZSRX IZSIX IZFSX SHTIX ALMIX STBAX STBRX ISTBX ISTFX AGPXX VASCX VESCX VFSCX VISCX SMEAX SMECX SMERX SMEIX SMEFX GTSAX GTSIX GTSRX GTSVX GTSFX VSCAX VSMIX SIZRX SIZFX SRRQX SRRFX SMMIX SMITX ITYAX FTCHX FTPIX IUBRX IUBFX AGOVX AGIVX 00142C458 00142C466 001421585 00141T254 00141T221 00141T189 008882441 008882425 00889A509 00142C300 00142C201 00142C433 00142C425 00142C417 001421577 825252885 00142J214 00142J156 00142J149 00142J172 008879496 008879470 00141L509 00141L855 00141L723 00141M770 00141M135 00141M580 00141M622 00888W478 00143M539 00143M497 00888Y110 00142R448 00141A362 00141A347 001413137 00141B808 00142F642 00142F659 00142F667 00142R398 00142R372 00142C847 00142C615 Real Estate Real Estate Real Estate Small Blend Small Blend Small Blend World Stock World Stock World Stock Short Government Short Government Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Money Market-Taxable Small Growth Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Small Blend Small Blend Small Growth Small Growth Small Growth Small Growth Small Growth Small Value Small Value Multisector Bond Multisector Bond Inflation-Protected Bond Inflation-Protected Bond Large Growth Large Growth Technology Technology Technology Nontraditional Bond Nontraditional Bond Intermediate Government Intermediate Government Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Small Company Small Company Small Company Small Company Small Company Small Company Growth and Income Growth and Income Income Income Income Income Money Mkt - Government Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Income Income Multisector Bond Multisector Bond Growth Growth Specialty - Technology Specialty - Technology Specialty - Technology Income Income Government Bond - General Government Bond - General Yes Yes Yes Closed Closed Closed Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Closed Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 107 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Invesco US Government R Invesco US Government R5 Invesco US Mortgage A Invesco US Mortgage R5 Invesco US Mortgage Y Invesco Value Opp A Invesco Value Opp R Invesco Value Opp R5 Invesco Value Opp Y IronBridge SMID Cap Fund Ivy Asset Strategy A Ivy Asset Strategy I Ivy Asset Strategy R Ivy Asset Strategy R6 Ivy Asset Strategy Y Ivy Balanced A Ivy Balanced I Ivy Balanced R Ivy Balanced R6 Ivy Balanced Y Ivy Bond A Ivy Bond I Ivy Bond R Ivy Bond R6 Ivy Bond Y Ivy Core Equity A Ivy Core Equity I Ivy Core Equity R Ivy Core Equity R6 Ivy Core Equity Y Ivy Cundill Global Value A Ivy Cundill Global Value I Ivy Cundill Global Value R Ivy Cundill Global Value R6 Ivy Cundill Global Value Y Ivy Dividend Opportunities A Ivy Dividend Opportunities I Ivy Dividend Opportunities R Ivy Dividend Opportunities R6 Ivy Dividend Opportunities Y Ivy Emerging Markets Equity A Ivy Emerging Markets Equity I Ivy Emerging Markets Equity R Ivy Emerging Markets Equity R6 Ivy Emerging Markets Equity Y Ticker CUSIP Category Prospectus Objective Fund Available AGVRX AGOIX VKMGX VUSJX VUSIX VVOAX VVORX VVONX VVOIX IBSMX WASAX IVAEX IASRX IASTX WASYX IBNAX IYBIX IYBFX IBARX IBNYX IBOAX IVBIX IYBDX IBNDX IBOYX WCEAX ICIEX IYCEX ICEQX WCEYX ICDAX ICVIX IYCUX ICNGX ICDYX IVDAX IVDIX IYDVX IDOTX IVDYX IPOAX IPOIX IYPCX IMEGX IPOYX 00142C698 00142C375 00888W619 00888W569 00888W577 00143M398 00142F139 00142F121 00143M364 46301Q309 466000759 466001864 466000114 46600A104 466000726 465898625 465898146 465899375 46600A203 465898583 465898344 465897775 465899524 46600A302 465898575 466000106 466000163 465899573 46600A401 466000403 465898880 465898112 465899474 46600A500 465897148 465898666 465899201 465899565 46600A609 465898633 465897866 465899854 465899383 46600A708 465898674 Intermediate Government Intermediate Government Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Value Large Value Large Value Large Value Mid-Cap Growth World Allocation World Allocation World Allocation World Allocation World Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Growth Large Growth Large Growth Large Growth Large Growth World Stock World Stock World Stock World Stock World Stock Large Blend Large Blend Large Blend Large Blend Large Blend Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Government Bond - General Government Bond - General Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Growth and Income Growth and Income Growth and Income Growth and Income Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Balanced Balanced Balanced Balanced Balanced Income Income Income Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income World Stock World Stock World Stock World Stock World Stock Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 108 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Ivy Emerging Markets Local Ccy Dbt A Ivy Emerging Markets Local Ccy Dbt I Ivy Emerging Markets Local Ccy Dbt R Ivy Emerging Markets Local Ccy Dbt Y Ivy Energy A Ivy Energy I Ivy Energy R Ivy Energy R6 Ivy Energy Y Ivy European Opportunities A Ivy European Opportunities I Ivy European Opportunities R Ivy European Opportunities R6 Ivy European Opportunities Y Ivy Global Bond A Ivy Global Bond I Ivy Global Bond R Ivy Global Bond R6 Ivy Global Bond Y Ivy Global Equity Income A Ivy Global Equity Income I Ivy Global Equity Income R Ivy Global Equity Income R6 Ivy Global Equity Income Y Ivy Global Growth A Ivy Global Growth I Ivy Global Growth R Ivy Global Growth R6 Ivy Global Growth Y Ivy Global Income Allocation A Ivy Global Income Allocation I Ivy Global Income Allocation R Ivy Global Income Allocation R6 Ivy Global Income Allocation Y Ivy Global Natural Resources A Ivy Global Natural Resources I Ivy Global Natural Resources R Ivy Global Natural Resources R6 Ivy Global Natural Resources Y Ivy High Income A Ivy High Income I Ivy High Income R Ivy High Income R6 Ivy High Income Y Ivy International Core Equity A Ticker CUSIP Category Prospectus Objective Fund Available IECAX IECIX IECRX IECYX IEYAX IVEIX IYEFX IENRX IEYYX IEOAX IEOIX IYEUX IEURX IEOYX IVSAX IVSIX IYGOX IVBDX IVSYX IBIAX IBIIX IYGEX IICNX IBIYX IVINX IGIIX IYIGX ITGRX IVIYX IVBAX IIBIX IYGBX ILIAX IVBYX IGNAX IGNIX IGNRX INRSX IGNYX WHIAX IVHIX IYHIX IHIFX WHIYX IVIAX 465899227 465899185 465899177 465899169 466000395 466000148 465899367 46600A807 466000361 465898815 465899755 465899466 46600A880 465897130 465899748 465899714 465899516 46600A872 465899698 465899631 465899599 465899458 46600A864 465899581 465897502 465898724 465899425 46600A815 465897114 465898567 465899763 465899441 46600A856 465898534 465897429 465899508 465898310 46600A849 465897122 466000668 466000122 465899490 46600A831 466000635 465897353 Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Equity Energy Equity Energy Equity Energy Equity Energy Equity Energy Europe Stock Europe Stock Europe Stock Europe Stock Europe Stock World Bond World Bond World Bond World Bond World Bond World Stock World Stock World Stock World Stock World Stock Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth World Allocation World Allocation World Allocation World Allocation World Allocation Natural Resources Natural Resources Natural Resources Natural Resources Natural Resources High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Foreign Large Blend Multisector Bond Multisector Bond Multisector Bond Multisector Bond Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Europe Stock Europe Stock Europe Stock Europe Stock Europe Stock Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Growth Growth Growth Growth Growth Multi-Asset Global Multi-Asset Global Multi-Asset Global Multi-Asset Global Multi-Asset Global Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Income Income Income Income Income Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 109 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Ivy International Core Equity I Ivy International Core Equity R Ivy International Core Equity R6 Ivy International Core Equity Y Ivy Large Cap Growth A Ivy Large Cap Growth I Ivy Large Cap Growth R Ivy Large Cap Growth R6 Ivy Large Cap Growth Y Ivy LaSalle Global Real Estate A Ivy LaSalle Global Real Estate I Ivy LaSalle Global Real Estate R Ivy LaSalle Global Real Estate Y Ivy LaSalle Global Risk-Mgd Rel Est A Ivy LaSalle Global Risk-Mgd Rel Est I Ivy LaSalle Global Risk-Mgd Rel Est R Ivy LaSalle Global Risk-Mgd Rel Est Y Ivy Limited-Term Bond A Ivy Limited-Term Bond I Ivy Limited-Term Bond R Ivy Limited-Term Bond R6 Ivy Limited-Term Bond Y Ivy Managed Intl Opportunities A Ivy Managed Intl Opportunities I Ivy Managed Intl Opportunities R Ivy Managed Intl Opportunities Y Ivy Micro Cap Growth A Ivy Micro Cap Growth I Ivy Micro Cap Growth R Ivy Micro Cap Growth R6 Ivy Micro Cap Growth Y Ivy Mid Cap Growth A Ivy Mid Cap Growth I Ivy Mid Cap Growth R Ivy Mid Cap Growth R6 Ivy Mid Cap Growth Y Ivy Municipal Bond A Ivy Municipal Bond I Ivy Municipal Bond Y Ivy Municipal High Income A Ivy Municipal High Income I Ivy Municipal High Income Y Ivy Real Estate Securities A Ivy Real Estate Securities I Ivy Real Estate Securities R Ticker CUSIP Category Prospectus Objective Fund Available ICEIX IYITX IINCX IVVYX WLGAX IYGIX WLGRX ILGRX WLGYX IREAX IRESX IRERX IREYX IVRAX IVIRX IVRRX IVRYX WLTAX ILTIX IYLTX ILMDX WLTYX IVTAX IVTIX IYMGX IVTYX IGWAX IGWIX IYMRX IMIGX IGWYX WMGAX IYMIX WMGRX IGRFX WMGYX WMBAX IMBIX WMBYX IYIAX WYMHX IYIYX IRSAX IREIX IRSRX 465899706 465899433 46600A823 465898682 466000627 466001203 466000429 46600A799 466000585 465899359 465899326 465899318 465899292 465899284 465899250 465899243 465899235 466000882 466001401 465899482 46600A781 466000858 465898229 465898179 465899391 465898161 465899680 465899656 465899557 46600A773 465899649 466000577 466001609 466000411 46600A765 466000544 466000841 46601B101 466000817 466001849 466001757 466001740 465898476 465899839 465898294 Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Growth Large Growth Large Growth Large Growth Large Growth Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Small Growth Small Growth Small Growth Small Growth Small Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Muni National Interm Muni National Interm Muni National Interm High Yield Muni High Yield Muni High Yield Muni Real Estate Real Estate Real Estate Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Municipal Bond - National Municipal Bond - National Municipal Bond - National Municipal Bond - National Municipal Bond - National Municipal Bond - National Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 110 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Ivy Real Estate Securities R6 Ivy Real Estate Securities Y Ivy Science & Technology A Ivy Science & Technology I Ivy Science & Technology R Ivy Science & Technology Y Ivy Science and Technology R6 Ivy Small Cap Growth A Ivy Small Cap Growth I Ivy Small Cap Growth R Ivy Small Cap Growth R6 Ivy Small Cap Growth Y Ivy Small Cap Value A Ivy Small Cap Value I Ivy Small Cap Value R Ivy Small Cap Value R6 Ivy Small Cap Value Y Ivy Tax-Managed Equity A Ivy Tax-Managed Equity I Ivy Tax-Managed Equity Y Ivy Value A Ivy Value I Ivy Value R Ivy Value R6 Ivy Value Y James Balanced: Golden Rainbow Instl James Balanced: Golden Rainbow R James Micro Cap James Mid Cap James Small Cap Janus A Janus Asia Equity A Janus Asia Equity I Janus Asia Equity S Janus Asia Equity T Janus Aspen Enterprise Instl Janus Balanced A Janus Balanced I Janus Balanced N Janus Balanced R Janus Balanced S Janus Balanced T Janus Contrarian A Janus Contrarian I Janus Contrarian R Ticker CUSIP Category Prospectus Objective Fund Available IRSEX IRSYX WSTAX ISTIX WSTRX WSTYX ISTNX WSGAX IYSIX WSGRX IRGFX WSCYX IYSAX IVVIX IYSMX ISPVX IYSYX IYEAX WYTMX IYEYX IYVAX IYAIX IYVLX IVALX IYVYX GLRIX GLRBX JMCRX JAMDX JASCX JDGAX JAQAX JAQIX JAQSX JAQTX JAAGX JDBAX JBALX JABNX JDBRX JABRX JABAX JCNAX JCONX JCNRX 46600A757 465898443 466000718 466001807 466000437 466000676 46600A740 466000502 466001872 466000445 46600A732 466000809 465898435 465899813 465899540 46600A724 465898393 466001831 466001799 466001781 465898385 465899789 465899532 46600A716 465898351 470259821 470259102 470259813 470259839 470259508 47103C712 47103E379 47103E346 47103E338 47103E320 471021204 47103C506 47103C704 47103D108 47103C803 47103C886 471023879 47103C878 47103C852 47103C845 Real Estate Real Estate Technology Technology Technology Technology Technology Small Growth Small Growth Small Growth Small Growth Small Growth Small Value Small Value Small Value Small Value Small Value Large Growth Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Conservative Allocation Conservative Allocation Small Blend Mid-Cap Value Small Value Large Growth Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk Mid-Cap Growth Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Specialty - Real Estate Specialty - Real Estate Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth Growth Balanced Balanced Small Company Growth and Income Small Company Growth Pacific Stock Pacific Stock Pacific Stock Pacific Stock Growth Balanced Balanced Balanced Balanced Balanced Balanced Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived Waived Waived $0.00 Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 111 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Janus Contrarian S Janus Contrarian T Janus Diversified Alternatives A Janus Diversified Alternatives I Janus Diversified Alternatives N Janus Diversified Alternatives S Janus Diversified Alternatives T Janus Emerging Markets A Janus Emerging Markets I Janus Emerging Markets S Janus Emerging Markets T Janus Enterprise A Janus Enterprise I Janus Enterprise N Janus Enterprise R Janus Enterprise S Janus Enterprise T Janus Flexible Bond A Janus Flexible Bond I Janus Flexible Bond N Janus Flexible Bond R Janus Flexible Bond S Janus Flexible Bond T Janus Forty A Janus Forty I Janus Forty N Janus Forty R Janus Forty S Janus Forty T Janus Global Allocation Cnsrv A Janus Global Allocation Cnsrv I Janus Global Allocation Cnsrv S Janus Global Allocation Cnsrv T Janus Global Allocation Growth A Janus Global Allocation Growth I Janus Global Allocation Growth S Janus Global Allocation Growth T Janus Global Allocation Moderate A Janus Global Allocation Moderate I Janus Global Allocation Moderate S Janus Global Allocation Moderate T Janus Global Bond A Janus Global Bond I Janus Global Bond N Janus Global Bond S Ticker CUSIP Category Prospectus Objective Fund Available JCNIX JSVAX JDDAX JDAIX JDANX JDASX JDATX JMFAX JMFIX JMFSX JMFTX JDMAX JMGRX JDMNX JDMRX JGRTX JAENX JDFAX JFLEX JDFNX JDFRX JADFX JAFIX JDCAX JCAPX JFRNX JDCRX JARTX JACTX JCAAX JCAIX JCASX JSPCX JGCAX JGCIX JGCSX JSPGX JMOAX JMOIX JMOSX JSPMX JGBAX JGBIX JGLNX JGBSX 47103C837 471023655 47103D694 47103D660 47103D652 47103D645 47103D637 47103E551 47103E528 47103E510 47103E494 47103C829 47103C795 47103D405 47103C787 47103C779 471023804 47103C761 47103C746 47103D504 47103C738 47103C720 471023606 47103A674 47103A658 47103D603 47103A641 47103A633 47103A625 47103A104 47103A302 47103A401 471023499 47103A500 47103A708 47103A807 471023523 47103A880 47103A864 47103A856 471023515 47103E486 47103E452 47103D801 47103E445 Mid-Cap Blend Mid-Cap Blend Multialternative Multialternative Multialternative Multialternative Multialternative Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Bond World Bond World Bond World Bond Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Growth Growth Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 112 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Janus Global Bond T Janus Global Life Sciences A Janus Global Life Sciences I Janus Global Life Sciences S Janus Global Life Sciences T Janus Global Real Estate A Janus Global Real Estate I Janus Global Real Estate S Janus Global Real Estate T Janus Global Research A Janus Global Research I Janus Global Research R Janus Global Research S Janus Global Research T Janus Global Select A Janus Global Select I Janus Global Select R Janus Global Select S Janus Global Select T Janus Global Technology A Janus Global Technology I Janus Global Technology S Janus Global Technology T Janus Global Unconstrained Bond A Janus Global Unconstrained Bond I Janus Global Unconstrained Bond N Janus Global Unconstrained Bond R Janus Global Unconstrained Bond S Janus Global Unconstrained Bond T Janus Growth & Income A Janus Growth & Income I Janus Growth & Income R Janus Growth & Income S Janus Growth & Income T Janus High-Yield A Janus High-Yield I Janus High-Yield N Janus High-Yield R Janus High-Yield S Janus High-Yield T Janus I Janus International Equity A Janus International Equity I Janus International Equity N Janus International Equity R Ticker CUSIP Category Prospectus Objective Fund Available JHBTX JFNAX JFNIX JFNSX JAGLX JERAX JERIX JERSX JERTX JDWAX JWWFX JDWRX JWGRX JAWWX JORAX JORFX JORRX JORIX JORNX JATAX JATIX JATSX JAGTX JUCAX JUCIX JUCNX JUCRX JUCSX JUCTX JDNAX JGINX JDNRX JADGX JAGIX JHYAX JHYFX JHYNX JHYRX JDHYX JAHYX JGROX JAIEX JIIEX JNIEX JRIEX 47103E437 471023481 471023465 471023457 471023671 47103A617 47103A583 47103A575 47103A567 47103C324 47103C290 47103C282 47103C274 471023309 47103C548 47103C522 47103C514 47103C498 471023648 471023358 471023333 471023325 471023663 47103D462 47103D439 47103D421 47103D298 47103D413 47103D397 47103C654 47103C639 47103C621 47103C613 471023200 47103C597 47103C571 47103D850 47103C563 47103C555 471023762 47103C688 47103A559 47103A534 47103D843 47103A526 World Bond Health Health Health Health Global Real Estate Global Real Estate Global Real Estate Global Real Estate World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Technology Technology Technology Technology Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Large Blend Large Blend Large Blend Large Blend Large Blend High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Worldwide Bond Specialty - Health Specialty - Health Specialty - Health Specialty - Health Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate World Stock World Stock World Stock World Stock World Stock Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth World Stock World Stock World Stock World Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 113 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Janus International Equity S Janus International Equity T Janus Multi-Sector Income A Janus Multi-Sector Income I Janus Multi-Sector Income N Janus Multi-Sector Income S Janus Multi-Sector Income T Janus N Janus Overseas A Janus Overseas I Janus Overseas N Janus Overseas R Janus Overseas S Janus Overseas T Janus R Janus Real Return A Janus Real Return I Janus Real Return S Janus Real Return T Janus Research A Janus Research I Janus Research N Janus Research S Janus Research T Janus S Janus Short-Term Bond A Janus Short-Term Bond I Janus Short-Term Bond N Janus Short-Term Bond S Janus Short-Term Bond T Janus T Janus Triton A Janus Triton I Janus Triton N Janus Triton R Janus Triton S Janus Triton T Janus Twenty T Janus Venture A Janus Venture I Janus Venture N Janus Venture S Janus Venture T Jensen Quality Growth I Jensen Quality Growth J Ticker CUSIP Category Prospectus Objective Fund Available JSIEX JAITX JMUAX JMUIX JMTNX JMUSX JMUTX JDGNX JDIAX JIGFX JDINX JDIRX JIGRX JAOSX JDGRX JURAX JURIX JURSX JURTX JRAAX JRAIX JRANX JRASX JAMRX JGORX JSHAX JSHIX JSHNX JSHSX JASBX JANSX JGMAX JSMGX JGMNX JGMRX JGMIX JATTX JAVLX JVTAX JVTIX JVTNX JVTSX JAVTX JENIX JENSX 47103A518 47103A492 47103D546 47103D512 47103D496 47103D488 47103D470 47103D702 47103C480 47103C464 47103D835 47103C456 47103C449 471023846 47103C670 47103A252 47103A229 47103A237 47103A211 471023317 471023283 47103D827 471023275 471023853 47103C662 471023267 471023242 47103D819 471023234 471023887 471023101 47103C373 47103C357 47103D793 47103C340 47103C332 471023549 471023408 47103E429 47103E395 47103D785 47103E387 471023507 476313309 476313101 Foreign Large Growth Foreign Large Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Large Growth Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Large Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Large Growth Small Growth Small Growth Small Growth Small Growth Small Growth Large Growth Large Growth World Stock World Stock Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived $1,000,000.00 $2,500.00 Page 114 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Jensen Quality Growth R JHancock Absolute Return Currency I JHancock Absolute Return Currency R6 JHancock Alternative Asset Allc I JHancock Alternative Asset Allc R2 JHancock Alternative Asset Allc R6 JHancock Balanced A JHancock Balanced I JHancock Balanced R1 JHancock Balanced R2 JHancock Balanced R3 JHancock Balanced R4 JHancock Balanced R5 JHancock Balanced R6 JHancock Bond A JHancock Bond I JHancock Bond R2 JHancock Bond R6 JHancock Classic Value A JHancock Classic Value I JHancock Classic Value R1 JHancock Classic Value R2 JHancock Classic Value R3 JHancock Classic Value R4 JHancock Classic Value R5 JHancock Classic Value R6 JHancock Core High Yield I JHancock Disciplined Value I JHancock Disciplined Value Mid Cap A JHancock Disciplined Value Mid Cap I JHancock Disciplined Value Mid Cap R2 JHancock Disciplined Value Mid Cap R6 JHancock Disciplined Value R2 JHancock Disciplined Value R3 JHancock Disciplined Value R4 JHancock Disciplined Value R5 JHancock Disciplined Value R6 JHancock Emerging Markets I JHancock Emerging Markets R6 JHancock Financial Industries A JHancock Floating Rate Income I JHancock Floating Rate Income R6 JHancock Focused High Yield A JHancock Focused High Yield I JHancock Fundamental All Cap Core I Ticker CUSIP Category Prospectus Objective Fund Available JENRX JCUIX JCURX JAAIX JAAPX JAARX SVBAX SVBIX JBAOX JBATX JBAHX JBAFX JBAVX JBAWX JHNBX JHBIX JHRBX JHBSX PZFVX JCVIX JCVRX JCVSX JCVHX JCVFX JCVVX JCVWX JYIIX JVLIX JVMAX JVMIX JVMSX JVMRX JDVPX JDVHX JDVFX JDVVX JDVWX JEVIX JEVRX FIDAX JFIIX JFIRX JHHBX JYHIX JFCIX 476313200 47803M168 41015K714 47804A122 47804M829 41015K722 47803P104 47803P807 47803P823 47803P815 47803P799 47803P781 47803P773 47803P658 410223101 410223408 410223705 410223606 409902780 409902756 409902699 409902327 47803P765 47803P757 47803P740 409902343 41015K862 47803U640 47803W505 47803W406 47803U343 47803W703 47803U350 47803U533 47803U525 47803U517 47803U418 47804B195 41015K698 409905502 47804A692 41015K680 41014P839 41014P763 41015K748 Large Growth Multicurrency Multicurrency Multialternative Multialternative Multialternative Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value High Yield Bond Large Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Large Value Large Value Large Value Large Value Large Value Diversified Emerging Mkts Diversified Emerging Mkts Financial Bank Loan Bank Loan High Yield Bond High Yield Bond Large Growth Growth Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Balanced Balanced Balanced Balanced Balanced Balanced Balanced Balanced Income Income Income Income Growth Growth Growth Growth Growth Growth Growth Growth Corporate Bond - High Yield Growth and Income Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Specialty - Financial Income Income Corporate Bond - High Yield Corporate Bond - High Yield Growth Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $2,500.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 115 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JHancock Fundamental Large Cap Core A JHancock Fundamental Large Cap Core I JHancock Fundamental Large Cap Core R1 JHancock Fundamental Large Cap Core R2 JHancock Fundamental Large Cap Core R3 JHancock Fundamental Large Cap Core R4 JHancock Fundamental Large Cap Core R5 JHancock Fundamental Large Cap Core R6 JHancock Fundamental Large Cap Value I JHancock Global Absolute Ret Strats I JHancock Global Absolute Ret Strats R6 JHancock Global Shareholder Yield A JHancock Global Shareholder Yield Fd R2 JHancock Global Shareholder Yield I JHancock Global Shareholder Yield R6 JHancock Government Income A JHancock Greater China Opportunities A JHancock Greater China Opportunities I JHancock Income A JHancock Income I JHancock Income R1 JHancock Income R2 JHancock Income R3 JHancock Income R4 JHancock Income R5 JHancock Income R6 JHancock International Core A JHancock International Core I JHancock International Core R1 JHancock International Core R2 JHancock International Core R3 JHancock International Core R4 JHancock International Core R5 JHancock International Core R6 JHancock International Growth 1 JHancock International Growth A JHancock International Growth I JHancock Investment Grade Bond A JHancock Investment Grade Bond I JHancock Lifestyle Aggressive 1 JHancock Lifestyle Aggressive A JHancock Lifestyle Aggressive R1 JHancock Lifestyle Aggressive R2 JHancock Lifestyle Aggressive R3 JHancock Lifestyle Aggressive R4 Ticker CUSIP Category Prospectus Objective Fund Available TAGRX JLVIX JLCRX JLCYX JLCHX JLCFX JLCVX JLCWX JFVIX JHAIX JHASX JGYAX JGSRX JGYIX JGRSX JHGIX JCOAX JCOIX JHFIX JSTIX JSTRX JSNSX JSNHX JSNFX JSNVX JSNWX GIDEX GOCIX GOCRX JICGX JICHX JICFX JICWX JICEX GOIOX GOIGX GOGIX TAUSX TIUSX JILAX JALAX JPLAX JQLAX JRLAX JSLAX 41013P103 41013P608 47803P690 47803P583 47803P682 47803P674 47803P666 47803P633 41015K789 47804M878 47804M696 47803U103 47803U335 47803U509 47803W802 41014P854 409902624 409902582 410227102 410227839 410227821 410227797 47803P732 47803P724 47803P716 410227813 47803T486 47803T494 47803T452 47803U327 47803U574 47803U566 47803U558 47803W877 47803T635 47803T619 47803T627 41014P102 41014P771 47803V549 47803V572 47803M200 47803M309 47803V531 47803V523 Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Value Multialternative Multialternative World Stock World Stock World Stock World Stock Intermediate Government China Region China Region Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Growth Foreign Large Growth Foreign Large Growth Intermediate-Term Bond Intermediate-Term Bond Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Growth Growth Growth Growth Growth Growth Growth Growth Growth Multi-Asset Global Multi-Asset Global Growth and Income Growth and Income Growth and Income Growth and Income Government Bond - General Growth Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Income Income Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Closed Closed Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Closed Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 116 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JHancock Lifestyle Aggressive R5 JHancock Lifestyle Aggressive R6 JHancock Lifestyle Balanced 1 JHancock Lifestyle Balanced 5 JHancock Lifestyle Balanced A JHancock Lifestyle Balanced R1 JHancock Lifestyle Balanced R2 JHancock Lifestyle Balanced R3 JHancock Lifestyle Balanced R4 JHancock Lifestyle Balanced R5 JHancock Lifestyle Balanced R6 JHancock Lifestyle Conservative 1 JHancock Lifestyle Conservative A JHancock Lifestyle Conservative R1 JHancock Lifestyle Conservative R2 JHancock Lifestyle Conservative R3 JHancock Lifestyle Conservative R4 JHancock Lifestyle Conservative R5 JHancock Lifestyle Conservative R6 JHancock Lifestyle Growth 1 JHancock Lifestyle Growth 5 JHancock Lifestyle Growth A JHancock Lifestyle Growth R1 JHancock Lifestyle Growth R2 JHancock Lifestyle Growth R3 JHancock Lifestyle Growth R4 JHancock Lifestyle Growth R5 JHancock Lifestyle Growth R6 JHancock Lifestyle Moderate 1 JHancock Lifestyle Moderate 5 JHancock Lifestyle Moderate A JHancock Lifestyle Moderate R1 JHancock Lifestyle Moderate R2 JHancock Lifestyle Moderate R3 JHancock Lifestyle Moderate R4 JHancock Lifestyle Moderate R5 JHancock Lifestyle Moderate R6 JHancock Natural Resources I JHancock Regional Bank A JHancock Retire Living through 2010 1 JHancock Retire Living through 2010 A JHancock Retire Living through 2010 R1 JHancock Retire Living through 2010 R2 JHancock Retire Living through 2010 R3 JHancock Retire Living through 2010 R4 Ticker CUSIP Category Prospectus Objective Fund Available JTLAX JULAX JILBX JHLAX JALBX JPLBX JQLBX JRLBX JSLBX JTSBX JULBX JILCX JALRX JPLCX JQLCX JRLCX JSLCX JTLRX JULCX JILGX JHLGX JALGX JPLGX JQLGX JRLGX JSLGX JTLGX JULGX JILMX JHLMX JALMX JPLMX JQLMX JRLMX JSLMX JTLMX JULMX JNRIX FRBAX JLAOX JLAAX JLADX JLAEX JLAFX JLAGX 47803V515 41015K573 47803V499 47803X255 47803V481 47803M804 47803M879 47803V457 47803V440 47803V432 41015K565 47803V424 47803V416 47803M820 47803M812 47803V374 47803V366 47803V358 41015K557 47803V341 47803X230 47803V333 47803M507 47803M606 47803V291 47803V283 47803V275 41015K540 47803V267 47803X222 47803V259 47803M853 47803M846 47803V226 47803V218 47803V192 41015K532 47804A163 409905106 41015E650 41015E635 41015E585 47804M852 41015E569 41015E551 Aggressive Allocation Aggressive Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Natural Resources Financial Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Aggressive Growth Aggressive Growth Balanced Balanced Balanced Balanced Balanced Balanced Balanced Balanced Balanced Income Income Income Income Income Income Income Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Specialty - Natural Resources Specialty - Financial Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 117 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JHancock Retire Living through 2010 R5 JHancock Retire Living through 2010 R6 JHancock Retire Living through 2015 1 JHancock Retire Living through 2015 A JHancock Retire Living through 2015 R1 JHancock Retire Living through 2015 R2 JHancock Retire Living through 2015 R3 JHancock Retire Living through 2015 R4 JHancock Retire Living through 2015 R5 JHancock Retire Living through 2015 R6 JHancock Retire Living through 2020 1 JHancock Retire Living through 2020 A JHancock Retire Living through 2020 R1 JHancock Retire Living through 2020 R2 JHancock Retire Living through 2020 R3 JHancock Retire Living through 2020 R4 JHancock Retire Living through 2020 R5 JHancock Retire Living through 2020 R6 JHancock Retire Living through 2025 1 JHancock Retire Living through 2025 A JHancock Retire Living through 2025 R1 JHancock Retire Living through 2025 R2 JHancock Retire Living through 2025 R3 JHancock Retire Living through 2025 R4 JHancock Retire Living through 2025 R5 JHancock Retire Living through 2025 R6 JHancock Retire Living through 2030 1 JHancock Retire Living through 2030 A JHancock Retire Living through 2030 R1 JHancock Retire Living through 2030 R2 JHancock Retire Living through 2030 R3 JHancock Retire Living through 2030 R4 JHancock Retire Living through 2030 R5 JHancock Retire Living through 2030 R6 JHancock Retire Living through 2035 1 JHancock Retire Living through 2035 A JHancock Retire Living through 2035 R1 JHancock Retire Living through 2035 R2 JHancock Retire Living through 2035 R3 JHancock Retire Living through 2035 R4 JHancock Retire Living through 2035 R5 JHancock Retire Living through 2035 R6 JHancock Retire Living through 2040 1 JHancock Retire Living through 2040 A JHancock Retire Living through 2040 R1 Ticker CUSIP Category Prospectus Objective Fund Available JLAHX JLAIX JLBOX JLBAX JLBDX JLBKX JLBFX JLBGX JLBHX JLBJX JLDOX JLDAX JLDDX JLDEX JLDFX JLDGX JLDHX JLDIX JLEOX JLEAX JLEDX JLEEX JLEFX JLEGX JLEHX JLEIX JLFOX JLFAX JLFDX JLFEX JLFFX JLFGX JLFHX JLFIX JLHOX JLHAX JLHDX JLHEX JLHFX JLHGX JLHHX JLHIX JLIOX JLIAX JLIDX 41015E544 41015K672 41015E536 41015E510 41015E460 47804M795 41015E445 41015E437 41015E429 41015K664 41015E411 41015E387 41015E346 47804M845 41015E320 41015E312 41015E296 41015K656 41015E288 41015E262 41015E221 47804M837 41015E197 41015E189 41015E171 41015K649 47803M887 47803M788 47803M747 47803M739 47803M721 47803M713 47803M697 41015K631 47803M689 47803M663 47803M622 47803M614 47803M598 47803M580 47803M572 41015K623 47803M564 47803M549 47803M499 Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 118 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JHancock Retire Living through 2040 R2 JHancock Retire Living through 2040 R3 JHancock Retire Living through 2040 R4 JHancock Retire Living through 2040 R5 JHancock Retire Living through 2040 R6 JHancock Retire Living through 2045 1 JHancock Retire Living through 2045 A JHancock Retire Living through 2045 R1 JHancock Retire Living through 2045 R2 JHancock Retire Living through 2045 R3 JHancock Retire Living through 2045 R4 JHancock Retire Living through 2045 R5 JHancock Retire Living through 2045 R6 JHancock Retire Living through 2050 R2 JHancock Retire Living through 2050 R5 JHancock Retire Living through 2050 R6 JHancock Retirement Choices at 2010 R6 JHancock Retirement Choices at 2015 R6 JHancock Retirement Choices at 2020 R6 JHancock Retirement Choices at 2025 R6 JHancock Retirement Choices at 2030 R6 JHancock Retirement Choices at 2035 R6 JHancock Retirement Choices at 2040 R6 JHancock Retirement Choices at 2045 R6 JHancock Retirement Choices at 2050 R6 JHancock Select Growth I JHancock Select Growth R1 JHancock Select Growth R2 JHancock Select Growth R3 JHancock Select Growth R4 JHancock Select Growth R6 JHancock Small Cap Equity A JHancock Small Cap Equity I JHancock Small Cap Equity R6 JHancock Small Company A JHancock Small Company I JHancock Small Company R1 JHancock Small Company R2 JHancock Small Company R3 JHancock Small Company R4 JHancock Small Company R5 JHancock Small Company R6 JHancock Strategic Growth I JHancock Strategic Income Opps I JHancock Strategic Income Opps R2 Ticker CUSIP Category Prospectus Objective Fund Available JLIEX JLIFX JLIGX JLIHX JLIIX JLJOX JLJAX JLJDX JLJEX JLJFX JLJGX JLJHX JLJIX JLKEX JLKHX JLKRX JRTSX JRFSX JRWSX JRESX JRHSX JRYSX JRRSX JRVSX JRISX RLGIX RGRWX RGRTX RGRHX RGRFX RGRUX SPVAX SPVIX SPVSX JCSAX JCSIX JCSOX JCSPX JCSHX JCSFX JCSVX JCSWX JSGIX JIPIX JIPPX 47803M481 47803M473 47803M465 47803M457 41015K615 47803M440 47803M424 47803M374 47803M366 47803M358 47803M341 47803M333 41015K599 47804M761 47804M738 41015K581 47804M654 47804M613 47804M563 47804M522 47804M472 47804M431 47804M381 47804M340 47804M290 47803U699 47803U863 47803U368 47803U848 47803U830 47803W869 409905700 409905841 409905825 47803W109 47803W208 47803U483 47803U319 47803U475 47803U467 47803U459 47803W851 47803U376 47804A130 47804M811 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2000-2010 Target Date 2011-2015 Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Large Growth Multisector Bond Multisector Bond Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Income Income Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 119 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JHancock Strategic Income Opps R6 JHancock Technical Opportunities I JHancock US Equity I JHancock US Global Leaders Growth A JHancock US Global Leaders Growth I JHancock US Global Leaders Growth R2 JHancock US Global Leaders Growth R6 JPMorgan Asia Pacific A JPMorgan Asia Pacific Select JPMorgan China Region A JPMorgan China Region Select JPMorgan Commodities Strategy A JPMorgan Commodities Strategy R6 JPMorgan Commodities Strategy Select JPMorgan Core Bond A JPMorgan Core Bond R2 JPMorgan Core Bond R5 JPMorgan Core Bond R6 JPMorgan Core Bond Select JPMorgan Core Plus Bond A JPMorgan Core Plus Bond Instl JPMorgan Core Plus Bond R2 JPMorgan Core Plus Bond R6 JPMorgan Core Plus Bond Select JPMorgan Corporate Bond A JPMorgan Corporate Bond R6 JPMorgan Corporate Bond Select JPMorgan Disciplined Equity A JPMorgan Disciplined Equity Instl JPMorgan Disciplined Equity R6 JPMorgan Disciplined Equity Sel JPMorgan Diversified A JPMorgan Diversified Instl JPMorgan Diversified Real Return A JPMorgan Diversified Real Return R2 JPMorgan Diversified Real Return R5 JPMorgan Diversified Real Return Sel JPMorgan Diversified Sel JPMorgan Dynamic Growth A JPMorgan Dynamic Growth R5 JPMorgan Dynamic Growth Select JPMorgan Dynamic Small Cap Growth A JPMorgan Dynamic Small Cap Growth Sel JPMorgan Emerging Economies A JPMorgan Emerging Economies R5 Ticker CUSIP Category Prospectus Objective Fund Available JIPRX JTCIX JHUIX USGLX USLIX USLYX UGLSX JAPFX JASPX JCHAX JCHSX CSAFX CSFVX CSFSX PGBOX JCBZX JCBRX JCBUX WOBDX ONIAX JCBIX JCPZX JCPUX HLIPX CBRAX CBFVX CBFSX JDEAX JPIEX JDEUX JDESX JDVAX JPDVX JRNAX JRFRX JRLRX JRNSX JDVSX DGAAX DGFRX JDGSX VSCOX JDSCX JEEAX JEERX 41015K516 41015K847 47804B161 409902830 409902798 409902319 409902335 48121L221 48121L197 4812A3551 4812A3528 46637K661 46637K638 46637K646 4812C0357 4812C2486 4812C2627 4812C0100 4812C0381 4812C0811 4812C2387 4812C2478 4812C0134 4812C0845 46637K570 46637K547 46637K554 4812A1845 4812A1852 4812A1837 4812A1860 4812A1795 4812A1811 48121L650 48121L627 48121L619 48121L635 4812A1829 4812A4773 4812A4757 4812A4740 4812A1498 4812A1514 4812A4559 4812A4534 Multisector Bond Large Growth Large Blend Large Growth Large Growth Large Growth Large Growth Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk China Region China Region Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Corporate Bond Large Blend Large Blend Large Blend Large Blend Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Large Growth Large Growth Large Growth Small Growth Small Growth Diversified Emerging Mkts Diversified Emerging Mkts Income Growth Growth Growth Growth Growth Growth Pacific Stock Pacific Stock Growth Growth Growth and Income Growth and Income Growth and Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Balanced Balanced Balanced Balanced Balanced Balanced Balanced Growth Growth Growth Small Company Small Company Diversified Emerging Markets Diversified Emerging Markets Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 120 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JPMorgan Emerging Economies Select JPMorgan Emerging Markets Corp Dbt A JPMorgan Emerging Markets Corp Dbt R6 JPMorgan Emerging Markets Corp Dbt Slct JPMorgan Emerging Markets Debt A JPMorgan Emerging Markets Debt R5 JPMorgan Emerging Markets Debt R6 JPMorgan Emerging Markets Debt Sel JPMorgan Emerging Markets Equity Inc A JPMorgan Emerging Markets Equity Inc R5 JPMorgan Emerging Markets Equity Inc R6 JPMorgan Emerging Markets Equity Inc Sel JPMorgan Emerging Mkts Eq A JPMorgan Emerging Mkts Eq Instl JPMorgan Emerging Mkts Eq R6 JPMorgan Emerging Mkts Eq Sel JPMorgan Emerging Mkts Lcl Ccy Dbt A JPMorgan Emerging Mkts Lcl Ccy Dbt R2 JPMorgan Emerging Mkts Lcl Ccy Dbt R5 JPMorgan Emerging Mkts Lcl Ccy Dbt R6 JPMorgan Emerging Mkts Lcl Ccy Dbt Sel JPMorgan Equity Focus A JPMorgan Equity Focus Select JPMorgan Equity Income A JPMorgan Equity Income R2 JPMorgan Equity Income R5 JPMorgan Equity Income R6 JPMorgan Equity Income Select JPMorgan Equity Index A JPMorgan Equity Index Select JPMorgan Global Allocation A JPMorgan Global Allocation R2 JPMorgan Global Allocation Sel JPMorgan Global Bond Opportunities A JPMorgan Global Bond Opportunities R6 JPMorgan Global Bond Opportunities Sel JPMorgan Global Research Enh Idx Select JPMorgan Global Unconstrained Eq A JPMorgan Global Unconstrained Eq R5 JPMorgan Global Unconstrained Eq R6 JPMorgan Global Unconstrained Eq Select JPMorgan Government Bond A JPMorgan Government Bond R2 JPMorgan Government Bond Select JPMorgan Growth & Income A Ticker CUSIP Category Prospectus Objective Fund Available JEESX JEMAX JCDRX JEDSX JEDAX JEMRX JEMVX JEMDX JEMEX JEMPX JEMLX JEMYX JFAMX JMIEX JEMWX JEMSX JECAX JECZX JECRX JECUX JECSX JPFAX JPFSX OIEIX OIEFX OIERX OIEJX HLIEX OGEAX HLEIX GAOAX GAONX GAOSX GBOAX GBONX GBOSX JEITX JFUAX JFETX JFEUX JMESX OGGAX JGBZX HLGAX VGRIX 4812A4567 46637K356 46637K323 46637K331 4812A3684 4812A3791 48121A134 4812A0748 46641U697 46641U671 46641U663 46641U655 4812A0607 4812A0631 48121L122 4812A0623 46637K836 46637K794 46637K786 46637K778 46637K810 48121L569 48121L544 4812C0464 4812C2320 4812C2312 46636U876 4812C0498 4812C1520 4812C1553 48121L734 48121L718 48121L692 46637K711 46637K679 46637K687 46637K513 48121L288 48121L247 48121L239 48121L262 4812C0399 4812C2460 4812C0423 4812A1456 Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Large Blend Large Blend World Allocation World Allocation World Allocation World Bond World Bond World Bond World Stock World Stock World Stock World Stock World Stock Intermediate Government Intermediate Government Intermediate Government Large Value Diversified Emerging Markets Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Growth Growth Growth and Income Growth and Income Growth and Income Worldwide Bond Worldwide Bond Worldwide Bond Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Government Bond - General Government Bond - General Government Bond - General Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 121 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JPMorgan Growth & Income Sel JPMorgan Growth Advantage A JPMorgan Growth Advantage R5 JPMorgan Growth Advantage R6 JPMorgan Growth Advantage Sel JPMorgan Hedged Equity A JPMorgan Hedged Equity R5 JPMorgan Hedged Equity R6 JPMorgan Hedged Equity Select JPMorgan High Yield A JPMorgan High Yield R2 JPMorgan High Yield R5 JPMorgan High Yield R6 JPMorgan High Yield Select JPMorgan Income A JPMorgan Income Builder A JPMorgan Income Builder Select JPMorgan Income R6 JPMorgan Income Select JPMorgan Inflation Managed Bond A JPMorgan Inflation Managed Bond R2 JPMorgan Inflation Managed Bond R5 JPMorgan Inflation Managed Bond R6 JPMorgan Inflation Managed Bond Select JPMorgan International Eq A JPMorgan International Eq R2 JPMorgan International Eq Sel JPMorgan International Equity Income A JPMorgan International Equity Income R2 JPMorgan International Equity Income R5 JPMorgan International Equity Income R6 JPMorgan International Equity Income Sel JPMorgan International Equity R5 JPMorgan International Equity R6 JPMorgan International Opps A JPMorgan International Opps Instl JPMorgan International Opps R6 JPMorgan International Opps Sel JPMorgan International Rsrch Enh Eq A JPMorgan International Rsrch Enh Eq R2 JPMorgan International Rsrch Enh Eq Sel JPMorgan International Uncons Eq A JPMorgan International Uncons Eq R2 JPMorgan International Uncons Eq R5 JPMorgan International Uncons Eq R6 Ticker CUSIP Category Prospectus Objective Fund Available VGIIX VHIAX JGVRX JGVVX JGASX JHQAX JHQPX JHQRX JHEQX OHYAX JHYZX JYHRX JHYUX OHYFX JGIAX JNBAX JNBSX JMSFX JMSIX JIMAX JIMZX JIMRX JIMMX JRBSX JSEAX JIEZX VSIEX JEIAX JGEZX JEIRX JIEFX JEISX JIERX JNEMX JIOAX JPIOX JIOMX JIOSX OEIAX JEIZX OIEAX IUAEX IUERX IUEFX IUENX 4812A1464 62826M483 62826M426 46640W108 4812A3718 46637K315 46637K273 46637K265 46637K281 4812C0779 4812C2452 4812C2619 4812C0126 4812C0803 46637K240 4812A3288 4812A3254 46637K216 46637K224 48121A589 48121A548 48121A555 48121L809 48121A563 4812A0508 4812A4211 4812A0532 48121A183 48121A167 48121A159 46641U648 48121A142 4812A3742 48121L882 4812A0466 4812A0490 48121L874 4812A0482 4812C1843 4812C2494 4812C1876 48121L189 48121L155 48121L148 48121L130 Large Value Large Growth Large Growth Large Growth Large Growth Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Multisector Bond Conservative Allocation Conservative Allocation Multisector Bond Multisector Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Growth and Income Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Asset Allocation Income Income Asset Allocation Asset Allocation Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 122 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JPMorgan International Uncons Eq Select JPMorgan International Val A JPMorgan International Val Instl JPMorgan International Val R2 JPMorgan International Val R6 JPMorgan International Val Sel JPMorgan Intrepid Advantage A JPMorgan Intrepid Advantage Sel JPMorgan Intrepid America A JPMorgan Intrepid America R2 JPMorgan Intrepid America R5 JPMorgan Intrepid America Sel JPMorgan Intrepid European A JPMorgan Intrepid European Inst JPMorgan Intrepid European Sel JPMorgan Intrepid Growth A JPMorgan Intrepid Growth R2 JPMorgan Intrepid Growth R5 JPMorgan Intrepid Growth Sel JPMorgan Intrepid International A JPMorgan Intrepid International Instl JPMorgan Intrepid International R2 JPMorgan Intrepid International R6 JPMorgan Intrepid International Select JPMorgan Intrepid Mid Cap A JPMorgan Intrepid Mid Cap Select JPMorgan Intrepid Value A JPMorgan Intrepid Value R2 JPMorgan Intrepid Value R5 JPMorgan Intrepid Value R6 JPMorgan Intrepid Value Select JPMorgan Investor Balanced A JPMorgan Investor Balanced Select JPMorgan Investor Conservative Growth A JPMorgan Investor Conservative Growth S JPMorgan Investor Growth & Income A JPMorgan Investor Growth & Income Sel JPMorgan Investor Growth A JPMorgan Investor Growth Select JPMorgan Large Cap Growth A JPMorgan Large Cap Growth R2 JPMorgan Large Cap Growth R5 JPMorgan Large Cap Growth R6 JPMorgan Large Cap Growth Select JPMorgan Large Cap Value A Ticker CUSIP Category Prospectus Objective Fund Available IUESX JFEAX JNUSX JPVZX JNVMX JIESX JICAX JIISX JIAAX JIAZX JIARX JPIAX VEUAX JFEIX JFESX JIGAX JIGZX JGIRX JPGSX JFTAX JFTIX JIIZX JIFFX JISIX PECAX WOOPX JIVAX JIVZX JIVRX JIVMX JPIVX OGIAX OIBFX OICAX ONCFX ONGIX ONGFX ONGAX ONIFX OLGAX JLGZX JLGRX JLGMX SEEGX OLVAX 48121L163 4812A0540 4812A0573 4812A4237 48121L866 4812A0565 4812A0250 4812A1308 4812A0193 4812A4286 4812A3767 4812A2108 4812A0649 4812A0680 4812A0672 4812A0227 4812A4310 4812A3759 4812A2207 4812A0839 4812A0847 4812A4229 46641U630 4812A2215 4812C1488 4812C1512 4812A0284 4812A4294 4812A3726 48121L858 4812A2306 4812C1884 4812C2304 4812C2403 4812C2700 4812C2858 4812C2825 4812C2809 4812C2866 4812C0506 4812C2544 4812C2379 48121L841 4812C0530 4812C1561 Foreign Large Blend Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Europe Stock Europe Stock Europe Stock Large Growth Large Growth Large Growth Large Growth Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Mid-Cap Blend Mid-Cap Blend Large Value Large Value Large Value Large Value Large Value Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Aggressive Allocation Aggressive Allocation Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Europe Stock Europe Stock Europe Stock Growth Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Balanced Balanced Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 123 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JPMorgan Large Cap Value R2 JPMorgan Large Cap Value R5 JPMorgan Large Cap Value R6 JPMorgan Large Cap Value Select JPMorgan Latin America A JPMorgan Latin America Select JPMorgan Limited Duration Bd R6 JPMorgan Limited Duration Bd Sel JPMorgan Limited Duration Bond A JPMorgan Managed Income Institutional JPMorgan Managed Income Select JPMorgan Market Expansion Enh Idx A JPMorgan Market Expansion Enh Idx R2 JPMorgan Market Expansion Enh Idx Select JPMorgan Mid Cap Equity A JPMorgan Mid Cap Equity R2 JPMorgan Mid Cap Equity R5 JPMorgan Mid Cap Equity R6 JPMorgan Mid Cap Equity Select JPMorgan Mid Cap Growth A JPMorgan Mid Cap Growth R2 JPMorgan Mid Cap Growth R5 JPMorgan Mid Cap Growth R6 JPMorgan Mid Cap Growth Sel JPMorgan Mid Cap Value A JPMorgan Mid Cap Value Instl JPMorgan Mid Cap Value R2 JPMorgan Mid Cap Value Sel JPMorgan Mortgage-Backed Securities A JPMorgan Mortgage-Backed Securities R6 JPMorgan Mortgage-Backed Securities Sel JPMorgan Multi-Cap Market Neutral A JPMorgan Multi-Cap Market Neutral Sel JPMorgan Opportunistic Equity L/S A JPMorgan Opportunistic Equity L/S R2 JPMorgan Opportunistic Equity L/S R5 JPMorgan Opportunistic Equity L/S R6 JPMorgan Opportunistic Equity L/S Select JPMorgan Realty Income A JPMorgan Realty Income Instl JPMorgan Realty Income R5 JPMorgan Research Equity Long/Short A JPMorgan Research Equity Long/Short R5 JPMorgan Research Equity Long/Short Sel JPMorgan Research Market Neutral A Ticker CUSIP Category Prospectus Objective Fund Available JLVZX JLVRX JLVMX HLQVX JLTAX JLTSX JUSUX HLGFX ONUAX JMGIX JMGSX OMEAX JMEZX PGMIX JCMAX JMCEX JMEEX JPPEX VSNGX OSGIX JMGZX JMGFX JMGMX HLGEX JAMCX FLMVX JMVZX JMVSX OMBAX JMBUX OMBIX OGNAX OGNIX JOELX JOEZX JOEPX JOERX JOEQX URTAX URTLX JRIRX JLSAX JLSRX JLSSX JMNAX 4812C2551 4812C2593 48121L833 4812C1595 4812A3510 4812A3478 4812C0175 4812C1447 4812C1413 48121A415 48121A399 4812C1603 4812C2510 4812C1637 4812A2660 46637K190 46637K182 46637K174 4812A1266 4812C1686 4812C2411 4812C2296 4812C2288 4812C1710 339128308 339128100 48121A209 339183105 4812C1207 4812C0159 4812C1215 4812C1645 4812C1678 46641U606 46641U887 46641U879 46641U861 46641U804 904504560 904504503 904504511 48121A514 48121A480 48121A472 4812A1670 Large Value Large Value Large Value Large Value Latin America Stock Latin America Stock Short-Term Bond Short-Term Bond Short-Term Bond Ultrashort Bond Ultrashort Bond Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Market Neutral Market Neutral Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Real Estate Real Estate Real Estate Long/Short Equity Long/Short Equity Long/Short Equity Market Neutral Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Government Bond - ARM Government Bond - ARM Government Bond - ARM Income Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Growth and Income Growth and Income Growth Growth Growth Growth Growth Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 124 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JPMorgan Research Market Neutral Instl JPMorgan Research Market Neutral Select JPMorgan Sec Cptl US Cor Rl Estt Secs A JPMorgan Sec Cptl US Cor Rl Estt Secs R5 JPMorgan Sec Cptl US Cor Rl Estt Secs R6 JPMorgan Sec Cptl US Cor Rl Estt SecsSel JPMorgan Short Duration Bond A JPMorgan Short Duration Bond R6 JPMorgan Short Duration Bond Select JPMorgan Short Duration High Yield A JPMorgan Short Duration High Yield R6 JPMorgan Short Duration High Yield Sel JPMorgan Small Cap Core Select JPMorgan Small Cap Equity A JPMorgan Small Cap Equity R2 JPMorgan Small Cap Equity R5 JPMorgan Small Cap Equity Sel JPMorgan Small Cap Growth A JPMorgan Small Cap Growth Inst JPMorgan Small Cap Growth R2 JPMorgan Small Cap Growth R6 JPMorgan Small Cap Growth Select JPMorgan Small Cap Value A JPMorgan Small Cap Value R2 JPMorgan Small Cap Value R5 JPMorgan Small Cap Value R6 JPMorgan Small Cap Value Select JPMorgan SmartAllocation Equity A JPMorgan SmartAllocation Equity R2 JPMorgan SmartAllocation Equity R5 JPMorgan SmartAllocation Equity R6 JPMorgan SmartAllocation Equity Select JPMorgan SmartAllocation Income A JPMorgan SmartAllocation Income R2 JPMorgan SmartAllocation Income R5 JPMorgan SmartAllocation Income R6 JPMorgan SmartAllocation Income Select JPMorgan SmartRetirement® 2015 A JPMorgan SmartRetirement® 2015 Instl JPMorgan SmartRetirement® 2015 R2 JPMorgan SmartRetirement® 2015 R6 JPMorgan SmartRetirement® 2015 Select JPMorgan SmartRetirement® 2020 A JPMorgan SmartRetirement® 2020 Instl JPMorgan SmartRetirement® 2020 R2 Ticker CUSIP Category Prospectus Objective Fund Available JPMNX JMNSX CEEAX CEEFX CEERX CEESX OGLVX JSDUX HLLVX JSDHX JSDRX JSDSX VSSCX VSEAX JSEZX JSERX VSEIX PGSGX JISGX JSGZX JGSMX OGGFX PSOAX JSVZX JSVRX JSVUX PSOPX SAEAX JSMRX JSRRX JSARX SMESX SAIAX SAIRX SIARX SINRX SIASX JSFAX JSFIX JSFZX JSFYX JSFSX JTTAX JTTIX JTTZX 4812A1688 48121A712 48121L460 48121L429 48121L411 48121L445 4812C1306 4812C0167 4812C1330 46637K489 46637K463 46637K455 4812A1233 4812A1365 4812A4245 4812A3783 4812A1373 4812C0548 4812C0290 4812C2528 48121L825 4812C0571 4812C1769 4812C2536 4812C2585 4812C0225 4812C1793 46637K406 46637K109 46637K208 46637K307 46637K604 46637K877 46637K703 46637K802 46637K885 46637K851 4812A3106 4812A3403 4812A4179 46641U812 4812A3304 4812A3502 4812A3809 4812A4161 Market Neutral Market Neutral Real Estate Real Estate Real Estate Real Estate Short-Term Bond Short-Term Bond Short-Term Bond High Yield Bond High Yield Bond High Yield Bond Small Blend Small Blend Small Blend Small Blend Small Blend Small Growth Small Growth Small Growth Small Growth Small Growth Small Value Small Value Small Value Small Value Small Value Large Blend Large Blend Large Blend Large Blend Large Blend Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Growth Growth Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Multisector Bond Multisector Bond Multisector Bond Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company World Stock World Stock World Stock World Stock World Stock Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Growth Growth Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 125 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JPMorgan SmartRetirement® 2020 R6 JPMorgan SmartRetirement® 2020 Select JPMorgan SmartRetirement® 2025 A JPMorgan SmartRetirement® 2025 Instl JPMorgan SmartRetirement® 2025 R2 JPMorgan SmartRetirement® 2025 R6 JPMorgan SmartRetirement® 2025 Select JPMorgan SmartRetirement® 2030 A JPMorgan SmartRetirement® 2030 Instl JPMorgan SmartRetirement® 2030 R2 JPMorgan SmartRetirement® 2030 R6 JPMorgan SmartRetirement® 2030 Select JPMorgan SmartRetirement® 2035 A JPMorgan SmartRetirement® 2035 Instl JPMorgan SmartRetirement® 2035 R2 JPMorgan SmartRetirement® 2035 R6 JPMorgan SmartRetirement® 2035 Select JPMorgan SmartRetirement® 2040 A JPMorgan SmartRetirement® 2040 Instl JPMorgan SmartRetirement® 2040 R2 JPMorgan SmartRetirement® 2040 R6 JPMorgan SmartRetirement® 2040 Select JPMorgan SmartRetirement® 2045 A JPMorgan SmartRetirement® 2045 Instl JPMorgan SmartRetirement® 2045 R2 JPMorgan SmartRetirement® 2045 R6 JPMorgan SmartRetirement® 2045 Select JPMorgan SmartRetirement® 2050 A JPMorgan SmartRetirement® 2050 Instl JPMorgan SmartRetirement® 2050 R2 JPMorgan SmartRetirement® 2050 R6 JPMorgan SmartRetirement® 2050 Select JPMorgan SmartRetirement® 2055 A JPMorgan SmartRetirement® 2055 Instl JPMorgan SmartRetirement® 2055 R2 JPMorgan SmartRetirement® 2055 R6 JPMorgan SmartRetirement® 2055 Select JPMorgan SmartRetirement® Blend 2015 R5 JPMorgan SmartRetirement® Blend 2015 R6 JPMorgan SmartRetirement® Blend 2015 Sel JPMorgan SmartRetirement® Blend 2020 R5 JPMorgan SmartRetirement® Blend 2020 R6 JPMorgan SmartRetirement® Blend 2020 Sel JPMorgan SmartRetirement® Blend 2025 R5 JPMorgan SmartRetirement® Blend 2025 R6 Ticker CUSIP Category Prospectus Objective Fund Available JTTYX JTTSX JNSAX JNSIX JNSZX JNSYX JNSSX JSMAX JSMIX JSMZX JSMYX JSMSX SRJAX SRJIX SRJZX SRJYX SRJSX SMTAX SMTIX SMTZX SMTYX SMTSX JSAAX JSAIX JSAZX JSAYX JSASX JTSAX JTSIX JTSZX JTSYX JTSSX JFFAX JFFIX JFFRX JFFYX JFFSX JSBWX JSBYX JSBEX JBSRX JSYRX JSSRX JBBSX JBYSX 46641U796 4812A3700 4812A3197 4812A3163 4812A4153 46641U788 4812A3171 4812A3882 4812A3858 4812A4146 46641U770 4812A3866 4812A3155 4812A3122 4812A4138 46641U762 4812A3130 4812A3841 4812A3817 4812A4120 46641U754 4812A3825 4812A4104 4812A4401 4812A4112 46641U747 4812A4302 4812A4500 4812A4807 48121A100 46641U739 4812A4708 46636U843 46636U793 46636U819 46641U721 46636U827 46636U678 46636U660 46636U694 46636U611 46636U595 46636U637 46636U546 46636U538 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 126 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JPMorgan SmartRetirement® Blend 2025 Sel JPMorgan SmartRetirement® Blend 2030 R5 JPMorgan SmartRetirement® Blend 2030 R6 JPMorgan SmartRetirement® Blend 2030 Sel JPMorgan SmartRetirement® Blend 2035 R5 JPMorgan SmartRetirement® Blend 2035 R6 JPMorgan SmartRetirement® Blend 2035 Sel JPMorgan SmartRetirement® Blend 2040 R5 JPMorgan SmartRetirement® Blend 2040 R6 JPMorgan SmartRetirement® Blend 2040 Sel JPMorgan SmartRetirement® Blend 2045 R5 JPMorgan SmartRetirement® Blend 2045 R6 JPMorgan SmartRetirement® Blend 2045 Sel JPMorgan SmartRetirement® Blend 2050 R5 JPMorgan SmartRetirement® Blend 2050 R6 JPMorgan SmartRetirement® Blend 2050 Sel JPMorgan SmartRetirement® Blend 2055 R5 JPMorgan SmartRetirement® Blend 2055 R6 JPMorgan SmartRetirement® Blend 2055 Sel JPMorgan SmartRetirement® Blend Inc R5 JPMorgan SmartRetirement® Blend Inc R6 JPMorgan SmartRetirement® Blend Inc Sel JPMorgan SmartRetirement® Income A JPMorgan SmartRetirement® Income Instl JPMorgan SmartRetirement® Income R2 JPMorgan SmartRetirement® Income R6 JPMorgan SmartRetirement® Income Select JPMorgan Strategic Income Opps A JPMorgan Strategic Income Opps R5 JPMorgan Strategic Income Opps Sel JPMorgan Systematic Alpha A JPMorgan Systematic Alpha R6 JPMorgan Systematic Alpha Select JPMorgan Tax Aware Equity A JPMorgan Tax Aware Equity Instl JPMorgan Tax Aware Equity Select JPMorgan Total Return A JPMorgan Total Return R2 JPMorgan Total Return R5 JPMorgan Total Return R6 JPMorgan Total Return Select JPMorgan Treasury & Agency A JPMorgan Treasury & Agency Select JPMorgan Unconstrained Debt A JPMorgan Unconstrained Debt R2 Ticker CUSIP Category Prospectus Objective Fund Available JBSSX JRBBX JRBYX JRBEX JPBRX JPYRX JPSRX JOBBX JOBYX JOBEX JMBRX JMYAX JMSSX JNABX JNYAX JNEAX JTBBX JTYBX JPTBX JIBBX JIYBX JIJSX JSRAX JSIIX JSIZX JSIYX JSRSX JSOAX JSORX JSOSX JSALX JALPX SSALX JPEAX JPDEX JPESX JMTAX JMTTX JMTRX JMTIX JMTSX OTABX OGTFX JSIAX JISZX 46636U561 46636U470 46636U462 46636U496 46636U413 46636U397 46636U439 46636U348 46636U330 46636U363 46636U272 46636U264 46636U298 46636U215 46636U199 46636U231 46636U140 46636U132 46636U165 46636U744 46636U736 46636U769 4812A2199 4812A2165 4812A4195 46641U713 4812A2173 4812A4385 4812A4369 4812A4351 46637K620 46637K588 46637K596 48121L593 4812A1654 48121L577 4812A4427 46637K166 4812A4393 46637K158 4812A4435 4812C1389 4812C1405 48121A324 48121A282 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Nontraditional Bond Nontraditional Bond Nontraditional Bond Multialternative Multialternative Multialternative Large Blend Large Blend Large Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Short Government Short Government Nontraditional Bond Nontraditional Bond Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Income Income Income Income Income Income Income Income Income Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Income Income Growth and Income Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 127 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 JPMorgan Unconstrained Debt R5 JPMorgan Unconstrained Debt R6 JPMorgan Unconstrained Debt Select JPMorgan US Dynamic Plus A JPMorgan US Dynamic Plus Sel JPMorgan US Equity A JPMorgan US Equity Instl JPMorgan US Equity R2 JPMorgan US Equity R5 JPMorgan US Equity R6 JPMorgan US Equity Sel JPMorgan US Large Cap Core Plus A JPMorgan US Large Cap Core Plus R2 JPMorgan US Large Cap Core Plus R5 JPMorgan US Large Cap Core Plus Select JPMorgan US Small Company A JPMorgan US Small Company Instl JPMorgan US Small Company R2 JPMorgan US Small Company R6 JPMorgan US Small Company Sel JPMorgan Value Advantage A JPMorgan Value Advantage Instl JPMorgan Value Advantage Select Keeley All Cap Value A Keeley All Cap Value I Keeley Small Cap Value A Keeley Small Cap Value I Keeley Small-Mid Cap Value A Laudus International MarketMasters Inv Laudus International MarketMasters Sel Laudus Mondrian Emerging Markets Instl Laudus Mondrian Emerging Markets Inv Laudus Mondrian Emerging Markets Select Laudus Mondrian Global Govt Fxd Inc Laudus Mondrian Intl Equity Instl Laudus Mondrian Intl Equity Inv Laudus Mondrian Intl Equity Select Laudus Mondrian Intl Govt Fxd Inc Instl Laudus Small-Cap MarketMasters Inv Laudus Small-Cap MarketMasters Select Laudus US Large Cap Growth Lazard Capital Allocator Oppc Str Instl Lazard Capital Allocator Oppc Str Open Lazard Developing Markets Equity Instl Lazard Developing Markets Equity Open Ticker CUSIP Category Prospectus Objective Fund Available JSIRX JSIMX JSISX JPSAX JILSX JUEAX JMUEX JUEZX JUSRX JUEMX JUESX JLCAX JLPZX JCPRX JLPSX JTUAX JUSSX JSCZX JUSMX JSCSX JVAAX JVAIX JVASX KACVX KACIX KSCVX KSCIX KSMVX SWOIX SWMIX LEMNX LEMIX LEMSX LMGDX LIEIX LIEQX LIEFX LIFNX SWOSX SWMSX LGILX LCAIX LCAOX LDMIX LDMOX 48121A274 48121L320 48121A290 4812A2314 4812A2280 4812A1183 4812A1142 4812A4278 4812A3775 48121L817 4812A1159 4812A2413 4812A4260 4812A3734 4812A2389 4812A4641 4812A1696 48121L353 48121L346 4812A1712 4812A2637 4812A2587 4812A2595 487300204 487300709 487300501 487300808 487300303 808509889 808509640 51855Q622 51855Q648 51855Q630 51855Q119 51855Q580 51855Q614 51855Q564 51855Q655 808509822 808509632 51855Q549 52106N491 52106N483 52106N475 52106N467 Nontraditional Bond Nontraditional Bond Nontraditional Bond Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Small Blend Small Blend Small Blend Small Blend Small Blend Large Value Large Value Large Value Mid-Cap Blend Mid-Cap Blend Small Blend Small Blend Small Blend Foreign Large Growth Foreign Large Growth Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts World Bond Foreign Large Value Foreign Large Value Foreign Large Value World Bond Small Growth Small Growth Large Growth Tactical Allocation Tactical Allocation Diversified Emerging Mkts Diversified Emerging Mkts Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Growth and Income Growth and Income Growth and Income Growth Growth Small Company Small Company Growth Foreign Stock Foreign Stock Growth Growth Growth Worldwide Bond Foreign Stock Foreign Stock Foreign Stock Worldwide Bond Small Company Small Company Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $100.00 $50,000.00 $500,000.00 $100.00 $50,000.00 $100.00 $500,000.00 $100.00 $50,000.00 $100.00 $100.00 $50,000.00 $100.00 $100,000.00 $0.00 $100,000.00 $0.00 Page 128 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Lazard Emerging Markets Core Equity Inst Lazard Emerging Markets Core Equity Open Lazard Emerging Markets Debt Instl Lazard Emerging Markets Debt Open Lazard Emerging Markets Equity Blnd Inst Lazard Emerging Markets Equity Blnd Open Lazard Emerging Markets Equity Instl Lazard Emerging Markets Equity Open Lazard Emerging Markets Multi Asset Inst Lazard Emerging Markets Multi Asset Open Lazard Explorer Total Return Instl Lazard Explorer Total Return Open Lazard Global Equity Select Port Instl Lazard Global Equity Select Port Open Lazard Global Fixed Income Institutional Lazard Global Fixed Income Open Lazard Global Listed Infrastructure Inst Lazard Global Listed Infrastructure Open Lazard Global Realty Equity Instl Lazard Global Realty Equity Open Lazard International Equity Instl Lazard International Equity Open Lazard International Equity Select Instl Lazard International Equity Select Open Lazard International Small Cap Eq Instl Lazard International Small Cap Eq Open Lazard International Strategic Eq Instl Lazard International Strategic Eq Open Lazard US Corporate Income Instl Lazard US Corporate Income Open Lazard US Equity Concentrated Instl Lazard US Equity Concentrated Open Lazard US Mid Cap Equity Instl Lazard US Mid Cap Equity Open Lazard US Realty Equity Instl Lazard US Realty Equity Open Lazard US Realty Income Instl Lazard US Realty Income Open Lazard US Short Duration Fixed Inc Instl Lazard US Short Duration Fixed Inc Open Lazard US Small-Mid Cap Equity Instl Lazard US Small-Mid Cap Equity Open Lazard US Strategic Equity Instl Lazard US Strategic Equity Open Legg Mason BW Absolute Return Opp A Ticker CUSIP Category Prospectus Objective Fund Available ECEIX ECEOX LEDIX LEDOX EMBIX EMBOX LZEMX LZOEX EMMIX EMMOX LETIX LETOX GESIX GESOX LZGIX LZGOX GLIFX GLFOX LITIX LITOX LZIEX LZIOX LZSIX LZESX LZISX LZSMX LISIX LISOX LZHYX LZHOX LEVIX LEVOX LZMIX LZMOX LREIX LREOX LRIIX LRIOX UMNIX UMNOX LZSCX LZCOX LZUSX LZUOX LROAX 52106N251 52106N244 52106N111 52106N129 52106N392 52106N418 52106N889 52106N764 52106N137 52106N145 52106N277 52106N269 52107V724 52107V716 52106N293 52106N285 52106N459 52106N442 52106N368 52106N350 52106N400 52106N830 52106N665 52106N657 52106N806 52106N772 52106N590 52106N582 52106N699 52106N681 52106N616 52106N574 52106N723 52106N715 52106N327 52106N319 52106N343 52106N335 52106N384 52106N376 52106N509 52106N780 52106N624 52106N632 524686722 Diversified Emerging Mkts Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond World Stock World Stock World Bond World Bond Foreign Small/Mid Blend Foreign Small/Mid Blend Global Real Estate Global Real Estate Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Blend Foreign Large Blend High Yield Bond High Yield Bond Large Blend Large Blend Mid-Cap Blend Mid-Cap Blend Real Estate Real Estate Real Estate Real Estate Short-Term Bond Short-Term Bond Small Blend Small Blend Large Blend Large Blend Nontraditional Bond Diversified Emerging Markets Diversified Emerging Markets Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth and Income Growth and Income Growth Growth Worldwide Bond Worldwide Bond Equity-Income Equity-Income Specialty - Real Estate Specialty - Real Estate Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Growth Growth Growth Growth Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Income Income Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $100,000.00 $0.00 $0.00 Page 129 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Legg Mason BW Absolute Return Opp FI Legg Mason BW Absolute Return Opp I Legg Mason BW Absolute Return Opp R Legg Mason BW Absolute Return Opps IS Legg Mason BW Alternative Credit A Legg Mason BW Alternative Credit FI Legg Mason BW Alternative Credit I Legg Mason BW Alternative Credit IS Legg Mason BW Divers Lg Cp Val A Legg Mason BW Divers Lg Cp Val I Legg Mason BW Divers Lg Cp Val IS Legg Mason BW Divers Lg Cp Val R Legg Mason BW Dynamic Large Cap Val A Legg Mason BW Dynamic Large Cap Val I Legg Mason BW Dynamic Large Cap Val IS Legg Mason BW Dynamic Large Cap Val R Legg Mason BW Global High Yield A Legg Mason BW Global High Yield FI Legg Mason BW Global High Yield I Legg Mason BW Global High Yield IS Legg Mason BW Global Opportunities Bd A Legg Mason BW Global Opportunities Bd FI Legg Mason BW Global Opportunities Bd I Legg Mason BW Global Opportunities Bd IS Legg Mason BW Global Opportunities Bd R Legg Mason BW International Opps Bd A Legg Mason BW International Opps Bd FI Legg Mason BW International Opps Bd I Legg Mason BW International Opps Bd IS Legg Mason BW International Opps Bd R Legg Mason Opportunity A Legg Mason Opportunity FI Legg Mason Opportunity I Legg Mason Opportunity R LKCM Aquinas Growth LKCM Aquinas Small Cap LKCM Aquinas Value LKCM Balanced LKCM Equity Instl LKCM Fixed-Income LKCM Small Cap Equity Advisor LKCM Small Cap Equity Instl LKCM Small-Mid Cap Equity Institutional Loomis Sayles Bond Admin Loomis Sayles Bond Instl Ticker CUSIP Category Prospectus Objective Fund Available LBAFX LROIX LBARX LROSX LMAPX LMAOX LMANX LMAMX LBWAX LBWIX LBISX LBDRX LMBJX LMBEX LMBGX LMBHX LBHAX LBHFX LMYIX LMZIX GOBAX GOBFX GOBIX GOBSX LBORX LWOAX LWOFX LWOIX LMOTX LWORX LGOAX LMOFX LMNOX LMORX AQEGX AQBLX AQEIX LKBAX LKEQX LKFIX LKSAX LKSCX LKSMX LBFAX LSBDX 524686698 524686672 524686680 524686664 52471E852 52471E837 52471E829 52471E811 524686789 524686755 524686730 524686748 52471E670 52471E654 52471E647 52471E662 52471E506 52471E704 524686169 524686151 524686383 524686326 524686334 524686318 524686367 524686656 524686300 524686409 524686508 524686631 52470B107 52470B404 52470B305 52470B503 501885875 501885800 501885883 501885305 501885206 501885404 501885602 501885107 501885859 543495857 543495840 Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value High Yield Bond High Yield Bond High Yield Bond High Yield Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Large Growth Small Growth Large Blend Aggressive Allocation Large Growth Corporate Bond Small Growth Small Growth Mid-Cap Growth Multisector Bond Multisector Bond Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Growth Growth Growth Growth Growth Small Company Growth Balanced Growth Income Small Company Small Company Growth Corporate Bond - General Corporate Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 Waived $0.00 Waived Waived Waived $0.00 $0.00 $0.00 Waived $0.00 Waived Waived Waived $0.00 Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 130 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Loomis Sayles Bond N Loomis Sayles Bond Retail Loomis Sayles Core Plus Bond A Loomis Sayles Core Plus Bond N Loomis Sayles Core Plus Bond Y Loomis Sayles Dividend Income A Loomis Sayles Dividend Income Y Loomis Sayles Emerging Markets Opps A Loomis Sayles Emerging Markets Opps N Loomis Sayles Emerging Markets Opps Y Loomis Sayles Fixed Income Loomis Sayles Global Bond Instl Loomis Sayles Global Bond N Loomis Sayles Global Bond Retail Loomis Sayles Global Equity and Income A Loomis Sayles Global Equity and Income Y Loomis Sayles Growth A Loomis Sayles Growth Y Loomis Sayles High Income A Loomis Sayles High Income Y Loomis Sayles Inflation Protected Secs I Loomis Sayles Inflation Prtctd Secs Ret Loomis Sayles Instl High Income Loomis Sayles Interm Duration Bond Instl Loomis Sayles Interm Duration Bond Ret Loomis Sayles Investment Grade Bond A Loomis Sayles Investment Grade Bond Adm Loomis Sayles Investment Grade Bond N Loomis Sayles Investment Grade Bond Y Loomis Sayles Investment Grade F/I Loomis Sayles Ltd Term Govt and Agency A Loomis Sayles Ltd Term Govt and Agency Y Loomis Sayles Multi-Asset Income A Loomis Sayles Multi-Asset Income Y Loomis Sayles Small Cap Growth Instl Loomis Sayles Small Cap Growth Retail Loomis Sayles Small Cap Value Admin Loomis Sayles Small Cap Value Instl Loomis Sayles Small Cap Value Retail Loomis Sayles Sr Floating Rate and F/I A Loomis Sayles Sr Floating Rate and F/I Y Loomis Sayles Strategic Alpha A Loomis Sayles Strategic Alpha Y Loomis Sayles Strategic Income A Loomis Sayles Strategic Income Admin Ticker CUSIP Category Prospectus Objective Fund Available LSBNX LSBRX NEFRX NERNX NERYX LSCAX LSCYX LEOAX LEONX LEOYX LSFIX LSGBX LSGNX LSGLX LGMAX LSWWX LGRRX LSGRX NEFHX NEHYX LSGSX LIPRX LSHIX LSDIX LSDRX LIGRX LIGAX LGBNX LSIIX LSIGX NEFLX NELYX IIDPX YIDPX LSSIX LCGRX LSVAX LSSCX LSCRX LSFAX LSFYX LABAX LASYX NEFZX NEZAX 543495717 543495832 63872R798 63872R574 63872R764 63872T547 63872T521 63872T380 63872T364 63872T356 543495501 543495782 543495691 543495774 46602Q107 543487870 543487128 543487110 543487383 543488803 543495766 543495733 543495600 543495709 543495725 543487144 543488878 543488829 543487136 543495105 543487359 543487326 63872R806 63872R582 543487854 543487680 543495824 543495816 543495790 63872T570 63872T554 63872T646 63872T620 543487284 543488860 Multisector Bond Multisector Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Aggressive Allocation Aggressive Allocation Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Multisector Bond World Bond World Bond World Bond World Allocation World Allocation Large Growth Large Growth High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond High Yield Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Short Government Short Government Moderate Allocation Moderate Allocation Small Growth Small Growth Small Blend Small Blend Small Blend Bank Loan Bank Loan Nontraditional Bond Nontraditional Bond Multisector Bond Multisector Bond Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Corporate Bond - General Worldwide Bond Worldwide Bond Worldwide Bond Multi-Asset Global Multi-Asset Global Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Government Bond - General Government Bond - General Corporate Bond - High Yield Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Income Government Bond - General Government Bond - General Growth and Income Growth and Income Small Company Small Company Small Company Small Company Small Company Income Income Corporate Bond - High Yield Corporate Bond - High Yield Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $100,000.00 $3,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $3,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $3,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 131 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Loomis Sayles Strategic Income N Loomis Sayles Strategic Income Y Loomis Sayles Value A Loomis Sayles Value Admin Loomis Sayles Value Y Lord Abbett Affiliated A Lord Abbett Affiliated I Lord Abbett Affiliated P Lord Abbett Affiliated R2 Lord Abbett Affiliated R3 Lord Abbett Affiliated R4 Lord Abbett Affiliated R5 Lord Abbett Affiliated R6 Lord Abbett Alpha Strategy A Lord Abbett Alpha Strategy I Lord Abbett Alpha Strategy R2 Lord Abbett Alpha Strategy R3 Lord Abbett Alpha Strategy R4 Lord Abbett Alpha Strategy R5 Lord Abbett Alpha Strategy R6 Lord Abbett Bond Debenture R4 Lord Abbett Bond Debenture R5 Lord Abbett Bond Debenture R6 Lord Abbett Bond-Debenture A Lord Abbett Bond-Debenture I Lord Abbett Bond-Debenture P Lord Abbett Bond-Debenture R2 Lord Abbett Bond-Debenture R3 Lord Abbett Calibrated Dividend Gr A Lord Abbett Calibrated Dividend Gr I Lord Abbett Calibrated Dividend Gr P Lord Abbett Calibrated Dividend Gr R2 Lord Abbett Calibrated Dividend Gr R3 Lord Abbett Calibrated Dividend Gr R4 Lord Abbett Calibrated Dividend Gr R5 Lord Abbett Calibrated Dividend Gr R6 Lord Abbett Calibrated Large Cap Val A Lord Abbett Calibrated Large Cap Val I Lord Abbett Calibrated Large Cap Val R2 Lord Abbett Calibrated Large Cap Val R3 Lord Abbett Calibrated Large Cap Val R4 Lord Abbett Calibrated Large Cap Val R5 Lord Abbett Calibrated Large Cap Val R6 Lord Abbett Calibrated Mid Cap Value A Lord Abbett Calibrated Mid Cap Value I Ticker CUSIP Category Prospectus Objective Fund Available NEZNX NEZYX LSVRX LSAVX LSGIX LAFFX LAFYX LAFPX LAFQX LAFRX LAFSX LAFTX LAFVX ALFAX ALFYX ALFQX ALFRX ALFKX ALFTX ALFVX LBNSX LBNTX LBNVX LBNDX LBNYX LBNPX LBNQX LBNRX LAMAX LAMYX LAMPX LAMQX LAMRX LAMSX LAMTX LAMHX LCAAX LVCIX LCAQX LCARX LCASX LCAUX LCAVX LVMAX LVMIX 543488795 543487250 543488506 543488852 543487201 544001100 544001506 544001407 544001704 544001803 544001886 544001878 544001860 543915763 543915581 543915524 543915516 54400A886 54400A878 54400A860 544004880 544004872 544004864 544004104 544004401 544004500 544004708 544004807 543913859 543913818 543913826 543913784 543913776 543913636 543913628 543913610 54400M880 54400M856 54400M849 54400M831 54400M757 54400M740 54400M732 54400M823 54400M781 Multisector Bond Multisector Bond Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Value Large Value Large Value Large Value Large Value Large Value Large Value Mid-Cap Value Mid-Cap Value Asset Allocation Asset Allocation Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Small Company Small Company Small Company Small Company Small Company Small Company Small Company Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 132 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Lord Abbett Calibrated Mid Cap Value R2 Lord Abbett Calibrated Mid Cap Value R3 Lord Abbett Calibrated Mid Cap Value R4 Lord Abbett Calibrated Mid Cap Value R5 Lord Abbett Calibrated Mid Cap Value R6 Lord Abbett Convertible A Lord Abbett Convertible I Lord Abbett Convertible P Lord Abbett Convertible R2 Lord Abbett Convertible R3 Lord Abbett Convertible R4 Lord Abbett Convertible R5 Lord Abbett Convertible R6 Lord Abbett Core Fixed Income A Lord Abbett Core Fixed Income I Lord Abbett Core Fixed Income P Lord Abbett Core Fixed Income R2 Lord Abbett Core Fixed Income R3 Lord Abbett Core Fixed Income R4 Lord Abbett Core Fixed Income R5 Lord Abbett Core Fixed Income R6 Lord Abbett Developing Growth A Lord Abbett Developing Growth I Lord Abbett Developing Growth P Lord Abbett Developing Growth R2 Lord Abbett Developing Growth R3 Lord Abbett Developing Growth R4 Lord Abbett Developing Growth R5 Lord Abbett Developing Growth R6 Lord Abbett Diversified Equity Strat A Lord Abbett Diversified Equity Strat I Lord Abbett Diversified Equity Strat R2 Lord Abbett Diversified Equity Strat R3 Lord Abbett Diversified Equity Strat R4 Lord Abbett Diversified Equity Strat R5 Lord Abbett Diversified Equity Strat R6 Lord Abbett Emerging Markets Corp Dbt A Lord Abbett Emerging Markets Corp Dbt I Lord Abbett Emerging Markets Corp Dbt R2 Lord Abbett Emerging Markets Corp Dbt R3 Lord Abbett Emerging Markets Corp Dbt R4 Lord Abbett Emerging Markets Corp Dbt R5 Lord Abbett Emerging Markets Corp Dbt R6 Lord Abbett Emerging Markets Currency A Lord Abbett Emerging Markets Currency I Ticker CUSIP Category Prospectus Objective Fund Available LVMQX LVMRX LVMSX LVMTX LVMHX LACFX LCFYX LCFPX LBCQX LCFRX LCFSX LCFTX LCFVX LCRAX LCRYX LCRPX LCRQX LCRRX LCRSX LCRTX LCRVX LAGWX LADYX LADPX LADQX LADRX LADSX LADTX LADVX LDSAX LDSYX LDSQX LDSRX LDSSX LDSTX LDSVX LCDAX LCDIX LCDQX LCDRX LCDSX LCDTX LCDVX LDMAX LDMYX 54400M773 54400M765 54400M724 54400M716 54400M690 543916753 543916712 543916720 543916480 543916472 54401E846 54401E838 54401E820 543916878 543916803 543916811 543916423 543916415 54401E812 54401E796 54401E788 544006109 544006505 544006406 544006703 544006802 544006885 544006877 544006869 543916555 543916514 543916225 543916217 54401E101 54401E200 54401E309 543908677 543908644 543908636 543908628 543908511 543908495 543908487 543908867 543908826 Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Convertibles Convertibles Convertibles Convertibles Convertibles Convertibles Convertibles Convertibles Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Multicurrency Multicurrency Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Convertible Bond Convertible Bond Convertible Bond Convertible Bond Convertible Bond Convertible Bond Convertible Bond Convertible Bond Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Worldwide Bond Worldwide Bond Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 133 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Lord Abbett Emerging Markets Currency R2 Lord Abbett Emerging Markets Currency R3 Lord Abbett Emerging Markets Currency R4 Lord Abbett Emerging Markets Currency R5 Lord Abbett Emerging Markets Currency R6 Lord Abbett Emerging Markets Local Bd A Lord Abbett Emerging Markets Local Bd I Lord Abbett Emerging Markets Local Bd R2 Lord Abbett Emerging Markets Local Bd R3 Lord Abbett Emerging Markets Local Bd R4 Lord Abbett Emerging Markets Local Bd R5 Lord Abbett Emerging Markets Local Bd R6 Lord Abbett Floating Rate A Lord Abbett Floating Rate I Lord Abbett Floating Rate R2 Lord Abbett Floating Rate R3 Lord Abbett Floating Rate R4 Lord Abbett Floating Rate R5 Lord Abbett Floating Rate R6 Lord Abbett Fundamental Equity A Lord Abbett Fundamental Equity I Lord Abbett Fundamental Equity P Lord Abbett Fundamental Equity R2 Lord Abbett Fundamental Equity R3 Lord Abbett Fundamental Equity R4 Lord Abbett Fundamental Equity R5 Lord Abbett Fundamental Equity R6 Lord Abbett Growth Leaders A Lord Abbett Growth Leaders I Lord Abbett Growth Leaders R2 Lord Abbett Growth Leaders R3 Lord Abbett Growth Leaders R4 Lord Abbett Growth Leaders R5 Lord Abbett Growth Leaders R6 Lord Abbett Growth Opportunities A Lord Abbett Growth Opportunities I Lord Abbett Growth Opportunities P Lord Abbett Growth Opportunities R2 Lord Abbett Growth Opportunities R3 Lord Abbett Growth Opportunities R4 Lord Abbett Growth Opportunities R5 Lord Abbett Growth Opportunities R6 Lord Abbett High Yield A Lord Abbett High Yield I Lord Abbett High Yield P Ticker CUSIP Category Prospectus Objective Fund Available LDMQX LDMRX LDMSX LDMTX LDMVX LEMAX LEMLX LEMQX LEMRX LEMKX LEMTX LEMVX LFRAX LFRIX LFRRX LRRRX LRRKX LRRTX LRRVX LDFVX LAVYX LAVPX LAVQX LAVRX LAVSX LAVTX LAVVX LGLAX LGLIX LGLQX LGLRX LGLSX LGLUX LGLVX LMGAX LMGYX LGOPX LGOQX LGORX LGOSX LGOTX LGOVX LHYAX LAHYX LHYPX 543908768 543908750 543908578 543908560 543908552 543908743 543908719 543908693 543908685 543908545 543908537 543908529 543916191 543916134 543916159 543916142 54401E770 54401E762 54401E754 543915862 543915714 543915722 543915557 543915540 54400A852 54400A845 54400A837 543915326 543915284 543915276 543915268 54400A829 54400A811 54400A795 54400R103 54400R400 54400R509 54400R707 54400R806 543913693 543913685 543913677 54400N102 54400N409 543916761 Multicurrency Multicurrency Multicurrency Multicurrency Multicurrency Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Bank Loan Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth High Yield Bond High Yield Bond High Yield Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Income Income Income Income Income Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 134 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Lord Abbett High Yield R2 Lord Abbett High Yield R3 Lord Abbett High Yield R4 Lord Abbett High Yield R5 Lord Abbett High Yield R6 Lord Abbett Income A Lord Abbett Income I Lord Abbett Income R2 Lord Abbett Income R3 Lord Abbett Income R4 Lord Abbett Income R5 Lord Abbett Income R6 Lord Abbett Inflation Focused A Lord Abbett Inflation Focused I Lord Abbett Inflation Focused R2 Lord Abbett Inflation Focused R3 Lord Abbett Inflation Focused R4 Lord Abbett Inflation Focused R5 Lord Abbett Inflation Focused R6 Lord Abbett International Opp A Lord Abbett International Opp I Lord Abbett International Opp P Lord Abbett International Opp R2 Lord Abbett International Opp R3 Lord Abbett International Opp R4 Lord Abbett International Opp R5 Lord Abbett International Opp R6 Lord Abbett Intl Core Equity A Lord Abbett Intl Core Equity I Lord Abbett Intl Core Equity P Lord Abbett Intl Core Equity R2 Lord Abbett Intl Core Equity R3 Lord Abbett Intl Core Equity R4 Lord Abbett Intl Core Equity R5 Lord Abbett Intl Core Equity R6 Lord Abbett Intl Dividend Inc A Lord Abbett Intl Dividend Inc I Lord Abbett Intl Dividend Inc R2 Lord Abbett Intl Dividend Inc R3 Lord Abbett Intl Dividend Inc R4 Lord Abbett Intl Dividend Inc R5 Lord Abbett Intl Dividend Inc R6 Lord Abbett Mid Cap Stock A Lord Abbett Mid Cap Stock I Lord Abbett Mid Cap Stock P Ticker CUSIP Category Prospectus Objective Fund Available LHYQX LHYRX LHYSX LHYTX LHYVX LAGVX LAUYX LAUQX LAURX LAUKX LAUTX LAUVX LIFAX LIFIX LIFQX LIFRX LIFKX LIFTX LIFVX LAIEX LINYX LINPX LINQX LINRX LINSX LINTX LINVX LICAX LICYX LICPX LICQX LICRX LICSX LICTX LICVX LIDAX LAIDX LIDRX LIRRX LIRSX LIRTX LIRVX LAVLX LMCYX LMCPX 54400N607 54400N706 54401E747 54401E739 54401E721 543916308 543916670 543916357 543916340 54401E713 54401E697 54401E689 54400U205 54400U502 54400U601 54400U700 54401E671 54401E663 54401E655 543915854 543915813 543915730 543915458 543915441 54400A688 54400A670 54400A662 543915649 543915599 543915615 543915482 543915474 54400A753 54400A746 54400A738 543915391 543915359 543915342 543915334 54400A720 54400A712 54400A696 543919104 543919500 543919401 High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Income Income Income Income Income Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Growth Growth Growth Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 135 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Lord Abbett Mid Cap Stock R2 Lord Abbett Mid Cap Stock R3 Lord Abbett Multi-Asset Balanced Opp A Lord Abbett Multi-Asset Balanced Opp I Lord Abbett Multi-Asset Balanced Opp P Lord Abbett Multi-Asset Balanced Opp R2 Lord Abbett Multi-Asset Balanced Opp R3 Lord Abbett Multi-Asset Balanced Opp R4 Lord Abbett Multi-Asset Balanced Opp R5 Lord Abbett Multi-Asset Balanced Opp R6 Lord Abbett Multi-Asset Global Opp A Lord Abbett Multi-Asset Global Opp I Lord Abbett Multi-Asset Global Opp R2 Lord Abbett Multi-Asset Global Opp R3 Lord Abbett Multi-Asset Global Opp R4 Lord Abbett Multi-Asset Global Opp R5 Lord Abbett Multi-Asset Global Opp R6 Lord Abbett Multi-Asset Growth A Lord Abbett Multi-Asset Growth I Lord Abbett Multi-Asset Growth P Lord Abbett Multi-Asset Growth R2 Lord Abbett Multi-Asset Growth R3 Lord Abbett Multi-Asset Growth R4 Lord Abbett Multi-Asset Growth R5 Lord Abbett Multi-Asset Growth R6 Lord Abbett Multi-Asset Income A Lord Abbett Multi-Asset Income I Lord Abbett Multi-Asset Income R2 Lord Abbett Multi-Asset Income R3 Lord Abbett Multi-Asset Income R4 Lord Abbett Multi-Asset Income R5 Lord Abbett Multi-Asset Income R6 Lord Abbett Short Duration Income A Lord Abbett Short Duration Income I Lord Abbett Short Duration Income R2 Lord Abbett Short Duration Income R3 Lord Abbett Short Duration Income R4 Lord Abbett Short Duration Income R5 Lord Abbett Short Duration Income R6 Lord Abbett Small Cap Value A Lord Abbett Small Cap Value I Lord Abbett Small Cap Value P Lord Abbett Small Cap Value R2 Lord Abbett Small Cap Value R3 Lord Abbett Small Cap Value R4 Ticker CUSIP Category Prospectus Objective Fund Available LMCQX LMCRX LABFX LABYX LABPX BLAQX BLARX BLASX BLATX BLAVX LAGEX LGEYX LAGQX LARRX LARSX LARTX LARVX LWSAX LWSYX LWSPX LGIQX LGIRX LGIKX LGITX LGIVX ISFAX ISFYX LIGQX LIXRX LIXSX LIXTX LIXVX LALDX LLDYX LDLQX LDLRX LDLKX LDLTX LDLVX LRSCX LRSYX LRSPX LRSQX LRSRX LRSSX 543919708 543919807 543916209 543916696 543916779 543916324 543916316 54401E408 54401E507 54401E606 543908107 543908883 543908792 543908784 543908610 543908594 543908586 543916613 543916563 543916571 543916258 543916241 54401E879 54401E861 54401E853 543916662 543916621 543916282 543916274 54401E705 54401E804 54401E887 543916100 543916688 543916456 543916449 54401E648 54401E630 54401E622 543913305 543913800 543913867 543913727 543913719 543913669 Mid-Cap Blend Mid-Cap Blend Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income World Stock World Stock World Stock World Stock World Stock World Stock World Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Income Income Income Income Income Income Income Small Company Small Company Small Company Small Company Small Company Small Company Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 136 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Lord Abbett Small Cap Value R5 Lord Abbett Small Cap Value R6 Lord Abbett Total Return A Lord Abbett Total Return I Lord Abbett Total Return P Lord Abbett Total Return R2 Lord Abbett Total Return R3 Lord Abbett Total Return R4 Lord Abbett Total Return R5 Lord Abbett Total Return R6 Lord Abbett Value Opportunities A Lord Abbett Value Opportunities I Lord Abbett Value Opportunities P Lord Abbett Value Opportunities R2 Lord Abbett Value Opportunities R3 Lord Abbett Value Opportunities R4 Lord Abbett Value Opportunities R5 Lord Abbett Value Opportunities R6 LSV Value Equity Madison Hansberger International Gr I Madison Hansberger International Gr Y MainStay Balanced A MainStay Balanced I MainStay Balanced Inv MainStay Balanced R1 MainStay Balanced R2 MainStay Balanced R3 MainStay Common Stock A MainStay Common Stock I MainStay Common Stock Inv MainStay Conservative Allocation A MainStay Conservative Allocation I MainStay Conservative Allocation Inv MainStay Convertible A MainStay Convertible Inv MainStay Cornerstone Growth A MainStay Cornerstone Growth I MainStay Cornerstone Growth Investor MainStay Cornerstone Growth R2 MainStay Epoch Global Choice A MainStay Epoch Global Choice I MainStay Epoch Global Choice Inv MainStay Epoch Global Equity Yield A MainStay Epoch Global Equity Yield I MainStay Epoch Global Equity Yield Inv Ticker CUSIP Category Prospectus Objective Fund Available LRSTX LRSVX LTRAX LTRYX LTRPX LTRQX LTRRX LTRKX LTRTX LTRHX LVOAX LVOYX LVOPX LVOQX LVORX LVOSX LVOTX LVOVX LSVEX HITGX HIGGX MBNAX MBAIX MBINX MBNRX MBCRX MBDRX MSOAX MSOIX MCSSX MCKAX MCKIX MCKNX MCOAX MCINX KLGAX KLGIX KLGNX KLGRX EPAPX EPACX EPAIX EPSPX EPSYX EPSIX 543913651 543913644 543916845 54400U106 543916795 543916381 543916373 54401E614 54401E598 54401E580 54400A100 54400A506 54400A407 54400A704 54400A803 54400A787 54400A779 54400A761 00758M634 557492329 557492337 56063U190 56063U166 56063U117 56063U158 56063U141 56063U133 56062F541 56062X716 56062X534 56063U208 56063U505 56063U109 56062F780 56062X526 56064B829 56064B787 56064B837 56064B779 56063J500 56063J708 56063J807 56063J880 56063J864 56063J856 Small Blend Small Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Large Value Foreign Large Growth Foreign Large Growth Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Large Blend Large Blend Large Blend Conservative Allocation Conservative Allocation Conservative Allocation Convertibles Convertibles Large Growth Large Growth Large Growth Large Growth World Stock World Stock World Stock World Stock World Stock World Stock Small Company Small Company Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Foreign Stock Foreign Stock Balanced Balanced Balanced Balanced Balanced Balanced Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Convertible Bond Convertible Bond Growth Growth Growth Growth World Stock World Stock World Stock Equity-Income Equity-Income Equity-Income Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Closed Yes Closed Yes Yes Yes Closed Yes Yes Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $100,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 137 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MainStay Epoch Global Equity Yield R6 MainStay Epoch International Sm Cp A MainStay Epoch International Sm Cp I MainStay Epoch International Sm Cp Inv MainStay Epoch US All Cap A MainStay Epoch US All Cap I MainStay Epoch US All Cap Inv MainStay Epoch US Equity Yield A MainStay Epoch US Equity Yield I MainStay Epoch US Equity Yield Investor MainStay Epoch US Small Cap A MainStay Epoch US Small Cap I MainStay Epoch US Small Cap Inv MainStay Epoch US Small Cap R1 MainStay Epoch US Small Cap R2 MainStay Floating Rate A MainStay Floating Rate I MainStay Floating Rate Inv MainStay Global High Income A MainStay Global High Income Inv MainStay Government A MainStay Government I MainStay Government Inv MainStay Growth Allocation A MainStay Growth Allocation I MainStay Growth Allocation Inv MainStay High Yield Corporate Bond A MainStay High Yield Corporate Bond I MainStay High Yield Corporate Bond Inv MainStay High Yield Corporate Bond R1 MainStay High Yield Corporate Bond R2 MainStay High Yield Corporate Bond R6 MainStay ICAP Equity A MainStay ICAP Equity I MainStay ICAP Equity Inv MainStay ICAP Equity R1 MainStay ICAP Equity R2 MainStay ICAP Equity R3 MainStay ICAP International A MainStay ICAP International I MainStay ICAP International Inv MainStay ICAP International R1 MainStay ICAP International R2 MainStay ICAP International R3 MainStay ICAP Select Equity A Ticker CUSIP Category Prospectus Objective Fund Available EPSRX EPIPX EPIEX EPIIX MAAAX MATIX MAWNX EPLPX EPLCX EPLIX MOPAX MOPIX MOINX MOPRX MOTRX MXFAX MXFIX MXFNX MGHAX MGHHX MGVAX MGOIX MGVNX MGXAX MGXIX MGXNX MHCAX MHYIX MHHIX MHHRX MHYRX MHYSX ICAUX ICAEX ICANX ICAWX ICAYX ICAZX ICEVX ICEUX ICELX ICETX ICEYX ICEZX ICSRX 56064B647 56063J849 56063J823 56063J815 56063J427 56063J120 56063J435 56063J104 56063J302 56063J401 56064B100 56064B407 56063U125 56064B704 56064B803 56063J377 56063J344 56063J385 56062F475 56062X492 56062F764 56062X609 56062X484 56063U703 56063U877 56063U604 56062F772 56062X708 56062X476 56062X344 56063N501 56063N881 56063J526 56063J492 56063J534 56063J484 56063J476 56063J468 56063J732 56063J716 56063J740 56063J690 56063J682 56063J674 56063J617 World Stock Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Large Blend Large Blend Large Blend Large Value Large Value Large Value Small Blend Small Blend Small Blend Small Blend Small Blend Bank Loan Bank Loan Bank Loan Emerging Markets Bond Emerging Markets Bond Intermediate Government Intermediate Government Intermediate Government Large Blend Large Blend Large Blend High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Blend Equity-Income Small Company Small Company Small Company Growth Growth Growth Growth and Income Growth and Income Growth and Income Small Company Small Company Small Company Small Company Small Company Income Income Income Worldwide Bond Worldwide Bond Government Bond - General Government Bond - General Government Bond - General Asset Allocation Asset Allocation Asset Allocation Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth Growth Growth Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Closed Yes Yes Closed Yes Closed Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $250,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $250,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 138 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MainStay ICAP Select Equity I MainStay ICAP Select Equity Inv MainStay ICAP Select Equity R1 MainStay ICAP Select Equity R2 MainStay ICAP Select Equity R3 MainStay ICAP Select Equity R6 MainStay Income Builder A MainStay Income Builder I MainStay Income Builder Inv MainStay Indexed Bond A MainStay Indexed Bond I MainStay Indexed Bond Inv MainStay International Equity A MainStay International Equity I MainStay International Equity Inv MainStay International Equity R1 MainStay International Equity R2 MainStay International Equity R3 MainStay Large Cap Growth A MainStay Large Cap Growth I MainStay Large Cap Growth Inv MainStay Large Cap Growth R1 MainStay Large Cap Growth R2 MainStay Large Cap Growth R3 MainStay Large Cap Growth R6 MainStay MAP A MainStay MAP I MainStay MAP Inv MainStay MAP R1 MainStay MAP R2 MainStay MAP R3 MainStay Marketfield A MainStay Marketfield I MainStay Marketfield Investor MainStay Marketfield R2 MainStay Marketfield R6 MainStay Moderate Allocation A MainStay Moderate Allocation I MainStay Moderate Allocation Inv MainStay Moderate Growth Allocation A MainStay Moderate Growth Allocation I MainStay Moderate Growth Allocation Inv MainStay Retirement 2010 A MainStay Retirement 2010 I MainStay Retirement 2010 Inv Ticker CUSIP Category Prospectus Objective Fund Available ICSLX ICSOX ICSWX ICSYX ICSZX ICSDX MTRAX MTOIX MTINX MIXAX MIXIX MIXNX MSEAX MSIIX MINNX MIERX MIRRX MIFRX MLAAX MLAIX MLINX MLRRX MLRTX MLGRX MLRSX MAPAX MUBFX MSMIX MAPRX MPRRX MMAPX MFADX MFLDX MFNDX MFRDX MFRIX MMRAX MMRIX MMRDX MGDAX MGDIX MGDNX MYRAX MYRIX MYRDX 56063J575 56063J625 56063J567 56063J559 56063J542 56064B654 56062F798 56062X849 56062X369 56063J260 56063J252 56063J278 56062F681 56062X807 56062X468 56062X880 56062X872 56062X575 56062X674 56062X641 56062X450 56062X633 56062X625 56062X617 56063N808 56062F210 56062F228 56062X443 56062X864 56062X856 56062X591 56064B878 56064B852 56064B886 56064B845 56064B639 56063U851 56063U828 56063U869 56063U794 56063U760 56063U810 56063U612 56063U596 56063U620 Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend World Allocation World Allocation World Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity Moderate Allocation Moderate Allocation Moderate Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Growth Growth Growth Growth Growth Growth Income Income Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $250,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $250,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $250,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 139 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MainStay Retirement 2010 R2 MainStay Retirement 2010 R3 MainStay Retirement 2020 A MainStay Retirement 2020 I MainStay Retirement 2020 Inv MainStay Retirement 2020 R2 MainStay Retirement 2020 R3 MainStay Retirement 2030 A MainStay Retirement 2030 I MainStay Retirement 2030 Inv MainStay Retirement 2030 R2 MainStay Retirement 2030 R3 MainStay Retirement 2040 A MainStay Retirement 2040 I MainStay Retirement 2040 Inv MainStay Retirement 2040 R2 MainStay Retirement 2040 R3 MainStay Retirement 2050 A MainStay Retirement 2050 I MainStay Retirement 2050 Inv MainStay Retirement 2050 R2 MainStay Retirement 2050 R3 MainStay S&P 500 Index A MainStay S&P 500 Index I MainStay S&P 500 Index Inv MainStay Tax Advantaged Shrt Term Bd A MainStay Tax Advantaged Shrt Term Bd I MainStay Tax Advantaged Shrt Term Bd Inv MainStay Tax-Free Bond A MainStay Tax-Free Bond Inv MainStay Total Return Bond A MainStay Total Return Bond I MainStay Total Return Bond Inv MainStay Total Return Bond R1 MainStay Total Return Bond R2 MainStay Unconstrained Bond A MainStay Unconstrained Bond I MainStay Unconstrained Bond Inv Mainstay US Equity Opportunities A Mainstay US Equity Opportunities I Mainstay US Equity Opportunities Inv Manning & Napier Disciplined Value I Manning & Napier Emerging Markets S Manning & Napier Equity Series Manning & Napier High Yield Bond S Ticker CUSIP Category Prospectus Objective Fund Available MYRWX MYREX MYROX MYRTX MYRYX MYRVX MYRZX MRTTX MRTIX MRTFX MRTUX MRTVX MSRTX MSRYX MSRUX MSRQX MSRZX MSRLX MSRMX MSRVX MSRPX MSRWX MSXAX MSPIX MYSPX MSTAX MSTIX MYTBX MTBAX MKINX MTMAX MTMIX MTMNX MTMRX MTRTX MASAX MSDIX MSYDX MYCTX MYCIX MYCNX MNDFX MNEMX EXEYX MNHYX 56063U570 56063U562 56063U497 56063U489 56063U513 56063U463 56063U455 56063U430 56063U257 56063U448 56063U414 56063U398 56063U372 56063U364 56063U380 56063U349 56063U331 56063U315 56063U299 56063U323 56063U273 56063U265 56063J179 56063J161 56063J187 56063J146 56063J138 56063J153 56062F756 56062X377 56063J237 56063J195 56063J245 56064B506 56064B605 56062F657 56062X500 56062X518 56063U745 56063U729 56063U752 56382P658 56382P567 563821602 56382P583 Target Date 2000-2010 Target Date 2000-2010 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Large Blend Large Blend Large Blend Short-Term Bond Short-Term Bond Short-Term Bond Muni National Long Muni National Long Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Large Blend Large Blend Large Blend Large Value Diversified Emerging Mkts Large Growth High Yield Bond Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Municipal Bond - National Municipal Bond - National Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Multisector Bond Multisector Bond Multisector Bond Growth Growth Growth Equity-Income Diversified Emerging Markets Growth Corporate Bond - High Yield Yes Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Closed Yes Closed Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 140 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Manning & Napier International S Manning & Napier Overseas Series Manning & Napier Pro-Blend Cnsrv Term I Manning & Napier Pro-Blend Cnsrv Term R Manning & Napier Pro-Blend Cnsrv Term S Manning & Napier Pro-Blend Extnd Term I Manning & Napier Pro-Blend Extnd Term R Manning & Napier Pro-Blend Extnd Term S Manning & Napier Pro-Blend Max Term I Manning & Napier Pro-Blend Max Term R Manning & Napier Pro-Blend Max Term S Manning & Napier Pro-Blend Mod Term I Manning & Napier Pro-Blend Mod Term R Manning & Napier Pro-Blend Mod Term S Manning & Napier Real Estate S Manning & Napier Target 2020 I Manning & Napier Target 2020 K Manning & Napier Target 2020 R Manning & Napier Target 2030 I Manning & Napier Target 2030 K Manning & Napier Target 2030 R Manning & Napier Target 2040 I Manning & Napier Target 2040 K Manning & Napier Target 2040 R Manning & Napier Target 2050 I Manning & Napier Target 2050 K Manning & Napier Target 2050 R Manning & Napier Target Income I Manning & Napier Target Income K Manning & Napier Target Income R Manning & Napier Unconstrained Bond S Manning & Napier World Opportunities A Marsico 21st Century Marsico Focus Marsico Growth Martin Currie Emerging Markets FI Martin Currie Emerging Markets I Martin Currie Emerging Markets IS MassMutual Barings Dynamic Allc A MassMutual Barings Dynamic Allc Adm MassMutual Barings Dynamic Allc I MassMutual Barings Dynamic Allc R3 MassMutual Barings Dynamic Allc R4 MassMutual Barings Dynamic Allc R5 MassMutual Barings Dynamic Allc Svc Ticker CUSIP Category Prospectus Objective Fund Available EXITX EXOSX MNCIX MNCRX EXDAX MNBIX MNBRX MNBAX MNHIX MNHRX EXHAX MNMIX MNMRX EXBAX MNREX MTNIX MTNKX MTNRX MTPIX MTPKX MTPRX MTTIX MTTKX MTTRX MTYIX MTYKX MTYRX MTDIX MTDKX MTDRX EXCPX EXWAX MXXIX MFOCX MGRIX MEFIX MCEIX MCEMX MLBAX MBGLX MPBZX MPBRX MPZAX MPBSX MPBYX 563821529 563821503 56382P690 563821628 563821651 56382P674 563821446 563821768 56382P666 563821560 563821594 56382P682 563821487 563821776 56382P641 56382P401 56382P872 56382P815 56382P500 56382P864 56382P799 56382P609 56382P856 56382P781 56382P708 56382P849 56382P773 56382P203 56382P807 56382P831 563821206 563821545 573012309 573012101 573012200 52471E597 52471E621 52471E613 57629H251 57629H269 57629H244 57630C408 57630C507 57629H285 57629H277 Foreign Large Blend Foreign Large Blend Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Conservative Allocation Conservative Allocation Conservative Allocation Real Estate Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Retirement Income Retirement Income Retirement Income Nontraditional Bond Foreign Large Blend Large Growth Large Growth Large Growth Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Foreign Stock Foreign Stock Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Specialty - Real Estate Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth and Income Foreign Stock Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 141 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MassMutual Premier Balanced A MassMutual Premier Balanced Adm MassMutual Premier Balanced I MassMutual Premier Balanced R3 MassMutual Premier Balanced R4 MassMutual Premier Balanced R5 MassMutual Premier Balanced Svc MassMutual Premier Core Bond A MassMutual Premier Core Bond Adm MassMutual Premier Core Bond I MassMutual Premier Core Bond R3 MassMutual Premier Core Bond R4 MassMutual Premier Core Bond R5 MassMutual Premier Core Bond Svc MassMutual Premier Disciplined Gr A MassMutual Premier Disciplined Gr Adm MassMutual Premier Disciplined Gr I MassMutual Premier Disciplined Gr R3 MassMutual Premier Disciplined Gr R4 MassMutual Premier Disciplined Gr R5 MassMutual Premier Disciplined Gr Svc MassMutual Premier Disciplined Value A MassMutual Premier Disciplined Value Adm MassMutual Premier Disciplined Value I MassMutual Premier Disciplined Value R3 MassMutual Premier Disciplined Value R4 MassMutual Premier Disciplined Value R5 MassMutual Premier Disciplined Value Svc MassMutual Premier Diversified Bond A MassMutual Premier Diversified Bond Adm MassMutual Premier Diversified Bond I MassMutual Premier Diversified Bond R3 MassMutual Premier Diversified Bond R4 MassMutual Premier Diversified Bond R5 MassMutual Premier Diversified Bond Svc MassMutual Premier Global A MassMutual Premier Global Adm MassMutual Premier Global I MassMutual Premier Global R3 MassMutual Premier Global R4 MassMutual Premier Global R5 MassMutual Premier Global Svc MassMutual Premier High Yield A MassMutual Premier High Yield Adm MassMutual Premier High Yield I Ticker CUSIP Category Prospectus Objective Fund Available MMBDX MMBLX MBBIX MMBRX MBBRX MBLDX MBAYX MMCBX MCBLX MCZZX MCBNX MCZRX MCBDX MCBYX MPGAX MPGLX MPDIX MPDRX MPDGX MPGSX DEIGX MEPAX MPILX MPIVX MPINX MPIRX MEPSX DENVX MDVAX MDBLX MDBZX MDBRX MDBFX MDBSX MDBYX MGFAX MGFLX MGFZX MGFNX MGFRX MGFSX MGFYX MPHAX MPHLX MPHZX 57629E266 57629E282 57630C200 57630C101 57630C309 57629E258 57629E274 57629E167 57629E183 57629H350 57629E191 57630C606 57629E159 57629E175 57629E712 57629E738 57630C804 57630C705 57630C887 57629E704 57629E720 57629E761 57629E787 57630C879 57629E795 57630C861 57629E753 57629E779 57629E118 57629E134 57629H343 57630C853 57630C846 57629E100 57629E126 57629H723 57629H731 57630C820 57629H715 57630C812 57629H756 57629H749 57629E662 57629E688 57629H327 Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Large Value Large Value Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond World Stock World Stock World Stock World Stock World Stock World Stock World Stock High Yield Bond High Yield Bond High Yield Bond Balanced Balanced Balanced Balanced Balanced Balanced Balanced Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 142 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MassMutual Premier High Yield R3 MassMutual Premier High Yield R4 MassMutual Premier High Yield R5 MassMutual Premier High Yield Svc MassMutual Premier Infl-Prot and Inc A MassMutual Premier Infl-Prot and Inc Adm MassMutual Premier Infl-Prot and Inc I MassMutual Premier Infl-Prot and Inc R3 MassMutual Premier Infl-Prot and Inc R4 MassMutual Premier Infl-Prot and Inc R5 MassMutual Premier Infl-Prot and Inc Svc MassMutual Premier International Eq A MassMutual Premier International Eq Adm MassMutual Premier International Eq I MassMutual Premier International Eq R3 MassMutual Premier International Eq R4 MassMutual Premier International Eq R5 MassMutual Premier International Eq Svc MassMutual Premier Main Street A MassMutual Premier Main Street Adm MassMutual Premier Main Street I MassMutual Premier Main Street R3 MassMutual Premier Main Street R4 MassMutual Premier Main Street R5 MassMutual Premier Main Street Svc MassMutual Premier Short-Duration Bd A MassMutual Premier Short-Duration Bd Adm MassMutual Premier Short-Duration Bd I MassMutual Premier Short-Duration Bd R3 MassMutual Premier Short-Duration Bd R4 MassMutual Premier Short-Duration Bd R5 MassMutual Premier Short-Duration Bd Svc MassMutual Premier Small Cap Opps A MassMutual Premier Small Cap Opps Adm MassMutual Premier Small Cap Opps I MassMutual Premier Small Cap Opps R3 MassMutual Premier Small Cap Opps R4 MassMutual Premier Small Cap Opps R5 MassMutual Premier Small Cap Opps Svc MassMutual Premier Strat Emerg Mkts A MassMutual Premier Strat Emerg Mkts Adm MassMutual Premier Strat Emerg Mkts I MassMutual Premier Strat Emerg Mkts R3 MassMutual Premier Strat Emerg Mkts R4 MassMutual Premier Strat Emerg Mkts R5 Ticker CUSIP Category Prospectus Objective Fund Available MPHNX MPHRX MPHSX DLHYX MPSAX MIPLX MIPZX MIPNX MIPRX MIPSX MIPYX MMIAX MIELX MIZIX MEERX MEIRX MIEDX MYIEX MSSAX MMSLX MSZIX MMSNX MSSRX MMSSX MMSYX MSHAX MSTLX MSTZX MSDNX MPSDX MSTDX MSBYX DLBMX MSCLX MSOOX MCCRX MOORX MSCDX MSVYX MPASX MPLSX MPZSX MPZRX MPRSX MPSMX 57629E696 57630C796 57629E654 57629E670 57629E415 57629E431 57629H319 57629E449 57630C648 57629E407 57629E423 57629E316 57629E332 57630C770 57630C788 57630C762 57629E308 57629E324 57629H830 57629H848 57630C754 57629H822 57630C747 57629H863 57629H855 57629E365 57629E381 57629H368 57629E399 57630C739 57629E357 57629E373 57629E613 57629E639 57630C713 57630C721 57630C697 57629E605 57629E621 57629H418 57629H376 57629H293 57630C689 57630C671 57629H426 High Yield Bond High Yield Bond High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 143 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MassMutual Premier Strat Emerg Mkts Svc MassMutual Premier Value A MassMutual Premier Value Adm MassMutual Premier Value I MassMutual Premier Value R3 MassMutual Premier Value R4 MassMutual Premier Value R5 MassMutual Premier Value Svc MassMutual Select Blue Chip Growth A MassMutual Select Blue Chip Growth Adm MassMutual Select Blue Chip Growth I MassMutual Select Blue Chip Growth R3 MassMutual Select Blue Chip Growth R4 MassMutual Select Blue Chip Growth R5 MassMutual Select Blue Chip Growth Svc MassMutual Select Diversified Intl A MassMutual Select Diversified Intl Adm MassMutual Select Diversified Intl I MassMutual Select Diversified Intl R3 MassMutual Select Diversified Intl R4 MassMutual Select Diversified Intl R5 MassMutual Select Diversified Intl Svc MassMutual Select Diversified Value A MassMutual Select Diversified Value Adm MassMutual Select Diversified Value I MassMutual Select Diversified Value R3 MassMutual Select Diversified Value R4 MassMutual Select Diversified Value R5 MassMutual Select Diversified Value Svc MassMutual Select Focused Value A MassMutual Select Focused Value Adm MassMutual Select Focused Value I MassMutual Select Focused Value R3 MassMutual Select Focused Value R4 MassMutual Select Focused Value R5 MassMutual Select Focused Value Svc MassMutual Select Fundamental Growth A MassMutual Select Fundamental Growth Adm MassMutual Select Fundamental Growth I MassMutual Select Fundamental Growth R3 MassMutual Select Fundamental Growth R4 MassMutual Select Fundamental Growth R5 MassMutual Select Fundamental Growth Svc MassMutual Select Fundamental Value A MassMutual Select Fundamental Value Adm Ticker CUSIP Category Prospectus Objective Fund Available MPEYX MCEAX DLBVX MCZIX MCENX MCERX MVEDX MCEYX MBCGX MBCLX MBCZX MBCNX MBGFX MBCSX MBCYX MMZAX MMZLX MMZIX MMZTX MMZFX MMZSX MMZYX MDDAX MDDLX MDDIX MDVNX MDDRX MDVSX MDVYX MFVAX MMFVX MFVZX MFVNX MFVFX MFVSX MMFYX MOTAX MOTLX MOTZX MOTNX MFGFX MOTCX MOTYX MFUAX MFULX 57629H392 57629E464 57629E480 57630C663 57629E498 57630C655 57629E456 57629E472 57629S729 57629S695 57630E875 57629S398 57630E867 57629S737 57629S711 57629U294 57629U278 57630E859 57630E842 57630E834 57629U310 57629U286 57629U633 57629U617 57630E826 57629U591 57630E818 57629U641 57629U625 57629S869 57629S851 57630A626 57629S349 57630E792 57629S836 57629S844 57629S703 57629S802 57630E784 57629S356 57630E776 57629S877 57629S885 57629S679 57629S646 Diversified Emerging Mkts Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Value Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Diversified Emerging Markets Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth World Stock World Stock World Stock World Stock World Stock World Stock World Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 144 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MassMutual Select Fundamental Value I MassMutual Select Fundamental Value R3 MassMutual Select Fundamental Value R4 MassMutual Select Fundamental Value R5 MassMutual Select Fundamental Value Svc MassMutual Select Growth Opps A MassMutual Select Growth Opps Adm MassMutual Select Growth Opps I MassMutual Select Growth Opps R3 MassMutual Select Growth Opps R4 MassMutual Select Growth Opps R5 MassMutual Select Growth Opps Svc MassMutual Select Large Cap Value A MassMutual Select Large Cap Value Adm MassMutual Select Large Cap Value I MassMutual Select Large Cap Value R3 MassMutual Select Large Cap Value R4 MassMutual Select Large Cap Value R5 MassMutual Select Large Cap Value Svc MassMutual Select Mid Cap Gr Eq II A MassMutual Select Mid Cap Gr Eq II Adm MassMutual Select Mid Cap Gr Eq II I MassMutual Select Mid Cap Gr Eq II R3 MassMutual Select Mid Cap Gr Eq II R4 MassMutual Select Mid Cap Gr Eq II R5 MassMutual Select Mid Cap Gr Eq II Svc MassMutual Select Mid Cap Value R4 MassMutual Select Mid-Cap Value A MassMutual Select Mid-Cap Value Adm MassMutual Select Mid-Cap Value I MassMutual Select Mid-Cap Value R3 MassMutual Select Mid-Cap Value R5 MassMutual Select Mid-Cap Value Svc MassMutual Select Overseas A MassMutual Select Overseas Adm MassMutual Select Overseas I MassMutual Select Overseas R3 MassMutual Select Overseas R4 MassMutual Select Overseas R5 MassMutual Select Overseas Svc MassMutual Select Small Cap Gr Eq A MassMutual Select Small Cap Gr Eq Adm MassMutual Select Small Cap Gr Eq I MassMutual Select Small Cap Gr Eq R3 MassMutual Select Small Cap Gr Eq R5 Ticker CUSIP Category Prospectus Objective Fund Available MFUZX MFUNX MFUFX MVUSX MFUYX MMAAX MAGLX MMAZX MMANX MMGFX MGRSX MAGYX MMLAX MLVLX MLVZX MLVNX MLVFX MLVSX MMLYX MEFAX MMELX MEFZX MEFNX MEFFX MGRFX MEFYX MLUFX MLUAX MLULX MLUZX MLUNX MLUSX MLUYX MOSAX MOSLX MOSZX MOSNX MOSFX MOSSX MOSYX MMGEX MSGLX MSGZX MSGNX MSGSX 57630A634 57629S448 57630E768 57629S661 57629S653 57629S307 57629S406 57630A386 57629S364 57630E750 57629S604 57629S505 57629R218 57629R192 57630E735 57629S422 57630E727 57629R176 57629R184 57629R127 57629R119 57630A592 57629S299 57630E719 57629S208 57629S109 57630E693 57629U336 57629U344 57630A378 57629U328 57629U369 57629U351 57629S760 57629S745 57630A576 57629S240 57630E685 57629S778 57629S752 57629R325 57629R333 57630A584 57629S281 57629R341 Large Value Large Value Large Value Large Value Large Value Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Large Value Large Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Small Growth Small Growth Small Growth Small Growth Small Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Small Company Small Company Small Company Small Company Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 145 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MassMutual Select Small Cap Gr Eq Svc MassMutual Select Small Cap Growth Eq R4 MassMutual Select Small Cap Val Eq A MassMutual Select Small Cap Val Eq Adm MassMutual Select Small Cap Val Eq I MassMutual Select Small Cap Val Eq R3 MassMutual Select Small Cap Val Eq R4 MassMutual Select Small Cap Val Eq R5 MassMutual Select Small Cap Val Eq Svc MassMutual Select Small Company Val Adm MassMutual Select Small Company Val I MassMutual Select Small Company Val R3 MassMutual Select Small Company Val R5 MassMutual Select Small Company Val Svc MassMutual Select Small Company Value A MassMutual Select Small Company Value R4 MassMutual Select Strategic Bond A MassMutual Select Strategic Bond Adm MassMutual Select Strategic Bond I MassMutual Select Strategic Bond R3 MassMutual Select Strategic Bond R4 MassMutual Select Strategic Bond R5 MassMutual Select Strategic Bond Svc Metropolitan West AlphaTrak 500 Metropolitan West Floating Rate Inc I Metropolitan West Floating Rate Inc M Metropolitan West High Yield Bond I Metropolitan West High Yield Bond M Metropolitan West Intermediate Bond I Metropolitan West Intermediate Bond M Metropolitan West Low Dur Bd Admin Cl Metropolitan West Low Duration Bond I Metropolitan West Low Duration Bond M Metropolitan West Strategic Income I Metropolitan West Strategic Income M Metropolitan West Total Re Bd Admin Cl Metropolitan West Total Return Bond I Metropolitan West Total Return Bond M Metropolitan West Total Return Bond Plan Metropolitan West Ultra Short Bond I Metropolitan West Ultra Short Bond M Metropolitan West Unconstrained Bd I Metropolitan West Unconstrained Bd M MFS Absolute Return R1 MFS Absolute Return R2 Ticker CUSIP Category Prospectus Objective Fund Available MSCYX MSERX MMQAX MMQLX MMQIX MMQTX MMQFX MMQSX MMQYX MMYLX MSVZX MSVNX MSVSX MMVYX MMYAX MMVFX MSBAX MSBLX MSBZX MSBNX MSBRX MBSSX MBSYX MWATX MWFLX MWFRX MWHIX MWHYX MWIIX MWIMX MWLNX MWLIX MWLDX MWSIX MWSTX MWTNX MWTIX MWTRX MWTSX MWUIX MWUSX MWCIX MWCRX MRNRX MRNSX 57629R358 57630E669 57629U476 57629U468 57630E651 57630E644 57630E636 57629U443 57629U435 57629S513 57630A618 57629S331 57629S539 57629S521 57629S547 57630E586 57629U559 57629U567 57630E578 57629U542 57630E560 57629U583 57629U575 592905400 592905723 592905731 592905848 592905871 592905855 592905863 592905780 592905608 592905202 592905822 592905830 592905772 592905509 592905103 592905764 592905798 592905814 592905749 592905756 552746497 552746489 Small Growth Small Growth Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Value Small Value Small Value Small Value Small Value Small Value Small Value Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Blend Bank Loan Bank Loan High Yield Bond High Yield Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Nontraditional Bond Nontraditional Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Ultrashort Bond Ultrashort Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Growth Income Income Corporate Bond - High Yield Corporate Bond - High Yield Worldwide Bond Worldwide Bond Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Growth and Income Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived $0.00 $0.00 Page 146 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MFS Absolute Return R3 MFS Absolute Return R4 MFS Absolute Return R5 MFS Aggressive Growth Allocation I MFS Aggressive Growth Allocation R1 MFS Aggressive Growth Allocation R2 MFS Aggressive Growth Allocation R3 MFS Aggressive Growth Allocation R4 MFS Blended Research Core Equity A MFS Blended Research Core Equity I MFS Blended Research Core Equity R1 MFS Blended Research Core Equity R2 MFS Blended Research Core Equity R3 MFS Blended Research Core Equity R4 MFS Blended Research Core Equity R5 MFS Conservative Allocation I MFS Conservative Allocation R1 MFS Conservative Allocation R2 MFS Conservative Allocation R3 MFS Conservative Allocation R4 MFS Core Equity A MFS Core Equity I MFS Core Equity R1 MFS Core Equity R2 MFS Core Equity R3 MFS Core Equity R4 MFS Core Equity R5 MFS Corporate Bond A MFS Corporate Bond I MFS Corporate Bond R1 MFS Corporate Bond R2 MFS Corporate Bond R3 MFS Corporate Bond R4 MFS Corporate Bond R5 MFS Diversified Income R1 MFS Diversified Income R2 MFS Diversified Income R3 MFS Diversified Income R4 MFS Diversified Income R5 MFS Emerging Markets Debt I MFS Emerging Markets Debt Local Ccy R1 MFS Emerging Markets Debt Local Ccy R2 MFS Emerging Markets Debt Local Ccy R3 MFS Emerging Markets Debt Local Ccy R4 MFS Emerging Markets Debt R1 Ticker CUSIP Category Prospectus Objective Fund Available MRNTX MRNUX MRNVX MIAGX MAAFX MAWAX MAAHX MAALX MUEAX MUSEX MUERX MUESX MUETX MUEUX MUEVX MACIX MACKX MCARX MACNX MACJX MRGAX MRGRX MRGGX MRERX MRGHX MRGJX MRGKX MFBFX MBDIX MFBGX MBRRX MFBHX MFBJX MFBKX DIFDX DIFEX DIFFX DIFGX DIFHX MEDIX EMLJX EMLKX EMLLX EMLMX MEDDX 552746471 552746463 552743809 55273G652 55273G132 55273G371 55273G124 55273G116 55273W400 55273W103 55273W541 55273W533 55273W525 55273W517 55273W483 55273G785 552746406 55273G355 552746505 552746604 552983884 552983686 55273H726 552983165 55273H718 55273H692 55273H320 55272P208 55272P877 55272P166 55272P356 55272P158 55272P141 55274K702 552982795 552982787 552982779 552982761 552982738 55273E640 552746414 552746398 552746380 552746372 552743403 Nontraditional Bond Nontraditional Bond Nontraditional Bond World Stock World Stock World Stock World Stock World Stock Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Corporate Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Growth and Income Growth and Income Growth and Income Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Aggressive Growth Growth Growth Growth Growth Growth Growth Growth Balanced Balanced Balanced Balanced Balanced Growth Growth Growth Growth Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Income Income Income Income Diversified Emerging Markets Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 147 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MFS Emerging Markets Debt R2 MFS Emerging Markets Debt R3 MFS Emerging Markets Debt R4 MFS Emerging Markets Debt R5 MFS Emerging Markets Equity A MFS Emerging Markets Equity I MFS Emerging Markets Equity R1 MFS Emerging Markets Equity R2 MFS Emerging Markets Equity R3 MFS Emerging Markets Equity R4 MFS Emerging Markets Equity R5 MFS Equity Opportunities R1 MFS Equity Opportunities R2 MFS Equity Opportunities R3 MFS Equity Opportunities R4 MFS Equity Opportunities R5 MFS Global Alternative Strategy R1 MFS Global Alternative Strategy R2 MFS Global Alternative Strategy R3 MFS Global Alternative Strategy R4 MFS Global Alternative Strategy R5 MFS Global Bond R1 MFS Global Bond R2 MFS Global Bond R3 MFS Global Bond R4 MFS Global Bond R5 MFS Global Equity A MFS Global Equity I MFS Global Equity R1 MFS Global Equity R2 MFS Global Equity R3 MFS Global Equity R4 MFS Global Equity R5 MFS Global Growth A MFS Global Growth I MFS Global Growth R1 MFS Global Growth R2 MFS Global Growth R3 MFS Global Growth R4 MFS Global Growth R5 MFS Global High Yield A MFS Global High Yield I MFS Global High Yield R1 MFS Global High Yield R2 MFS Global High Yield R3 Ticker CUSIP Category Prospectus Objective Fund Available MEDEX MEDFX MEDGX MEDHX MEMAX MEMIX MEMRX MEMFX MEMGX MEMHX MEMJX SRFDX SRFEX SRFFX SRFGX SRFHX DVRFX DVRHX DVRJX DVRKX DVRLX MGBKX MGBLX MGBMX MGBNX MGBOX MWEFX MWEIX MWEGX MEQRX MWEHX MWELX MWEMX MWOFX MWOIX MWOGX MGWRX MWOHX MWOJX MWOKX MHOAX MHOIX MHORX MHOSX MHOTX 552743502 552743601 552743700 552746364 55273E509 55273E855 552746760 552746752 552746745 552746737 552746331 55275E432 55275E424 55275E416 55275E390 55275E283 55276T701 55276T883 55276T875 55276T867 55276T834 552746588 552746570 552746562 552746554 552743882 552986507 552986861 552986762 552986796 552986754 552986747 552986622 552989303 552989808 552989832 552989840 552989824 552989816 552989782 552984700 552984874 552984759 552984742 552984734 Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Blend Large Blend Large Blend Large Blend Large Blend Multialternative Multialternative Multialternative Multialternative Multialternative World Bond World Bond World Bond World Bond World Bond World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Growth Growth Income Income Income Income Income Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 148 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MFS Global High Yield R4 MFS Global High Yield R5 MFS Global Multi-Asset R1 MFS Global Multi-Asset R2 MFS Global Multi-Asset R3 MFS Global Multi-Asset R4 MFS Global Multi-Asset R5 MFS Global New Discovery R1 MFS Global New Discovery R2 MFS Global New Discovery R3 MFS Global New Discovery R4 MFS Global New Discovery R5 MFS Global Total Return A MFS Global Total Return I MFS Global Total Return R1 MFS Global Total Return R2 MFS Global Total Return R3 MFS Global Total Return R4 MFS Global Total Return R5 MFS Government Securities R1 MFS Government Securities R2 MFS Government Securities R3 MFS Government Securities R4 MFS Government Securities R5 MFS Growth A MFS Growth Allocation I MFS Growth Allocation R1 MFS Growth Allocation R2 MFS Growth Allocation R3 MFS Growth Allocation R4 MFS Growth I MFS Growth R1 MFS Growth R2 MFS Growth R3 MFS Growth R4 MFS Growth R5 MFS High Income A MFS High Income I MFS High Income R1 MFS High Income R2 MFS High Income R3 MFS High Income R4 MFS High Income R5 MFS Inflation-Adjusted Bond R1 MFS Inflation-Adjusted Bond R2 Ticker CUSIP Category Prospectus Objective Fund Available MHOUX MHOVX GLMRX GLMSX GLMTX GLMUX GLMVX GLNJX GLNKX GLNLX GLNMX GLNNX MFWTX MFWIX MFWGX MGBRX MFWHX MFWJX MFWLX MFGGX MGVSX MFGHX MFGJX MFGKX MFEGX MGWIX MAGMX MGALX MAGEX MAGJX MFEIX MFELX MEGRX MFEHX MFEJX MFEKX MHITX MHIIX MHIGX MIHRX MHIHX MHIJX MHIKX MIALX MIATX 552984726 552984676 55278K500 55278K609 55278K708 55278K807 55278K880 552987596 552987588 552987570 552987562 552987547 552986101 552986853 552986739 552986788 552986721 552986713 552986614 552982878 552982886 552982860 552982852 552982712 552985103 55273G694 552746109 55273G363 552746208 552746307 552985863 552985731 552985749 552985723 552985715 552985673 552984106 552984601 552984791 552984817 552984783 552984775 552984684 55272P190 55272P315 High Yield Bond High Yield Bond World Allocation World Allocation World Allocation World Allocation World Allocation World Stock World Stock World Stock World Stock World Stock World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation World Allocation Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Large Growth Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond Corporate Bond - High Yield Corporate Bond - High Yield Growth Growth Growth Growth Growth World Stock World Stock World Stock World Stock World Stock Multi-Asset Global Multi-Asset Global Multi-Asset Global Multi-Asset Global Multi-Asset Global Multi-Asset Global Multi-Asset Global Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Growth Balanced Balanced Balanced Balanced Balanced Growth Growth Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Worldwide Bond Worldwide Bond Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 149 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MFS Inflation-Adjusted Bond R3 MFS Inflation-Adjusted Bond R4 MFS Inflation-Adjusted Bond R5 MFS Instl International Equity MFS International Diversification R1 MFS International Diversification R2 MFS International Diversification R3 MFS International Diversification R4 MFS International Growth A MFS International Growth I MFS International Growth R1 MFS International Growth R2 MFS International Growth R3 MFS International Growth R4 MFS International Growth R5 MFS International New Discovery A MFS International New Discovery I MFS International New Discovery R1 MFS International New Discovery R2 MFS International New Discovery R3 MFS International New Discovery R4 MFS International New Discovery R5 MFS International Value A MFS International Value I MFS International Value R1 MFS International Value R2 MFS International Value R3 MFS International Value R4 MFS International Value R5 MFS Lifetime 2020 R1 MFS Lifetime 2020 R2 MFS Lifetime 2020 R3 MFS Lifetime 2020 R4 MFS Lifetime 2030 R1 MFS Lifetime 2030 R2 MFS Lifetime 2030 R3 MFS Lifetime 2030 R4 MFS Lifetime 2040 R1 MFS Lifetime 2040 R2 MFS Lifetime 2040 R3 MFS Lifetime 2040 R4 MFS Lifetime 2050 R1 MFS Lifetime 2050 R2 MFS Lifetime 2050 R3 MFS Lifetime 2050 R4 Ticker CUSIP Category Prospectus Objective Fund Available MIAHX MIAJX MIAKX MIEIX MDIOX MDIKX MDIHX MDITX MGRAX MQGIX MGRRX MGRQX MGRTX MGRVX MGRDX MIDAX MWNIX MIDGX MIDRX MIDHX MIDJX MIDLX MGIAX MINIX MINRX MINFX MINGX MINHX MINJX MFLEX MFLGX MFLHX MFLJX MLTEX MLTGX MLTHX MLTJX MLFEX MLFGX MLFHX MLFJX MFFMX MFFNX MFFOX MFFPX 55272P182 55272P174 55274K884 552966806 55273G165 55273G272 55273G157 55273G140 55273E103 55273E848 552746729 552746711 552746695 552746687 552746356 552981888 552981854 552981516 552981565 552981490 552981482 552981383 55273E301 55273E822 552746679 552746661 552746653 552746646 552746349 55275E739 55275E713 55275E697 55275E689 55275E630 55275E614 55275E598 55275E580 55275E531 55275E515 55275E499 55275E481 55275E341 55275E333 55275E325 55275E317 Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Growth Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Worldwide Bond Worldwide Bond Worldwide Bond Foreign Stock World Stock World Stock World Stock World Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $3,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 150 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MFS Lifetime Income R1 MFS Lifetime Income R2 MFS Lifetime Income R3 MFS Lifetime Income R4 MFS Limited Maturity A MFS Limited Maturity R1 MFS Limited Maturity R2 MFS Limited Maturity R3 MFS Limited Maturity R4 MFS Limited Maturity R5 MFS Massachusetts Investors Gr Stk A MFS Massachusetts Investors Gr Stk I MFS Massachusetts Investors Gr Stk R1 MFS Massachusetts Investors Gr Stk R2 MFS Massachusetts Investors Gr Stk R3 MFS Massachusetts Investors Gr Stk R4 MFS Massachusetts Investors Gr Stk R5 MFS Massachusetts Investors Tr A MFS Massachusetts Investors Tr I MFS Massachusetts Investors Tr R1 MFS Massachusetts Investors Tr R2 MFS Massachusetts Investors Tr R3 MFS Massachusetts Investors Tr R4 MFS Massachusetts Investors Tr R5 MFS Mid Cap Growth A MFS Mid Cap Growth I MFS Mid Cap Growth R1 MFS Mid Cap Growth R2 MFS Mid Cap Growth R3 MFS Mid Cap Growth R4 MFS Mid Cap Growth R5 MFS Mid Cap Value A MFS Mid Cap Value I MFS Mid Cap Value R1 MFS Mid Cap Value R2 MFS Mid Cap Value R3 MFS Mid Cap Value R4 MFS Mid Cap Value R5 MFS Moderate Allocation I MFS Moderate Allocation R1 MFS Moderate Allocation R2 MFS Moderate Allocation R3 MFS Moderate Allocation R4 MFS New Discovery A MFS New Discovery R1 Ticker CUSIP Category Prospectus Objective Fund Available MLLEX MLLGX MLLHX MLLJX MQLFX MQLGX MLMRX MQLHX MQLJX MQLKX MIGFX MGTIX MIGMX MIRGX MIGHX MIGKX MIGNX MITTX MITIX MITGX MIRTX MITHX MITDX MITJX OTCAX OTCIX OTCGX MCPRX OTCHX OTCJX OTCKX MVCAX MCVIX MVCGX MCVRX MVCHX MVCJX MVCKX MMAIX MAMFX MARRX MAMHX MAMJX MNDAX MNDGX 55275E507 55275E705 55275E804 55275E887 55272P109 55272P299 55272P380 55272P281 55272P273 55274K801 575719109 575719406 575719869 575719877 575719851 575719844 575719828 575736103 575736400 575736855 575736863 575736848 575736830 575736814 552987703 552987877 552987810 552987828 552987794 552987786 552987554 55272P638 55272P596 55273W582 55273W590 55273W574 55273W566 55273W475 55273G744 552746703 55273G348 552746802 552746885 552983553 55273H759 Retirement Income Retirement Income Retirement Income Retirement Income Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Small Growth Small Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 151 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MFS New Discovery R2 MFS New Discovery R3 MFS New Discovery R4 MFS New Discovery R5 MFS New Discovery Value R1 MFS New Discovery Value R2 MFS New Discovery Value R3 MFS New Discovery Value R4 MFS New Discovery Value R5 MFS Research A MFS Research I MFS Research International A MFS Research International I MFS Research International R1 MFS Research International R2 MFS Research International R3 MFS Research International R4 MFS Research International R5 MFS Research R1 MFS Research R2 MFS Research R3 MFS Research R4 MFS Research R5 MFS Strategic Income I MFS Technology I MFS Technology R1 MFS Technology R2 MFS Technology R3 MFS Technology R4 MFS Technology R5 MFS Total Return A MFS Total Return Bond A MFS Total Return Bond I MFS Total Return Bond R1 MFS Total Return Bond R2 MFS Total Return Bond R3 MFS Total Return Bond R4 MFS Total Return Bond R5 MFS Total Return I MFS Total Return R1 MFS Total Return R2 MFS Total Return R3 MFS Total Return R4 MFS Total Return R5 MFS Utilities A Ticker CUSIP Category Prospectus Objective Fund Available MNDRX MNDHX MNDJX MNDKX NDVRX NDVSX NDVTX NDVUX NDVVX MFRFX MRFIX MRSAX MRSIX MRSGX MRSRX MRSHX MRSJX MRSKX MFRLX MSRRX MFRHX MFRJX MFRKX MFIIX MTCIX MTCKX MTERX MTCHX MTCJX MTCLX MSFRX MRBFX MRBIX MRBGX MRRRX MRBHX MRBJX MRBKX MTRIX MSFFX MTRRX MSFHX MSFJX MSFKX MMUFX 552983173 55273H742 55273H734 55273H346 55278M506 55278M605 55278M704 55278M803 552982696 552981102 552981706 552983512 552983470 55273H551 552983124 55273H544 55273H536 55273H361 552981540 552981573 552981532 552981524 552981391 552989709 552983439 55273H585 552983132 55273H577 55273H569 55273H338 552981300 55272P810 55272P778 55272P265 55272P372 55272P257 55272P240 55274K603 552981805 552981474 552981557 552981466 552981458 552981375 552986309 Small Growth Small Growth Small Growth Small Growth Small Value Small Value Small Value Small Value Small Value Large Blend Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Multisector Bond Technology Technology Technology Technology Technology Technology Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Utilities Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Multisector Bond Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Specialty - Technology Balanced Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Balanced Balanced Balanced Balanced Balanced Balanced Specialty - Utility Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 152 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 MFS Utilities I MFS Utilities R1 MFS Utilities R2 MFS Utilities R3 MFS Utilities R4 MFS Utilities R5 MFS Value A MFS Value I MFS Value R1 MFS Value R2 MFS Value R3 MFS Value R4 MFS Value R5 Miller Income Opportunity A Miller Income Opportunity FI Miller Income Opportunity I Miller Income Opportunity IS Morgan Stanley European Equity A Morgan Stanley European Equity I Morgan Stanley Global Fixed Inc Opps A Morgan Stanley Global Fixed Inc Opps I Morgan Stanley Global Fixed Inc Opps IS Morgan Stanley Inst Active Intl Allc A Morgan Stanley Inst Active Intl Allc I Morgan Stanley Inst Advantage A Morgan Stanley Inst Advantage I Morgan Stanley Inst Advantage IS Morgan Stanley Inst Asian Equity A Morgan Stanley Inst Asian Equity I Morgan Stanley Inst Core PlsFxdInc A Morgan Stanley Inst Core PlsFxdInc Instl Morgan Stanley Inst Corporate Bond A Morgan Stanley Inst Corporate Bond I Morgan Stanley Inst Emerging Mkts A Morgan Stanley Inst Emerging Mkts I Morgan Stanley Inst Emerging Mkts IS Morgan Stanley Inst EMkts FxdInc Opps A Morgan Stanley Inst EMkts FxdInc Opps I Morgan Stanley Inst EMkts FxdInc Opps IS Morgan Stanley Inst EMkts Ldrs A Morgan Stanley Inst EMkts Ldrs I Morgan Stanley Inst EMkts Ldrs IS Morgan Stanley Inst Frontier EMkts A Morgan Stanley Inst Frontier EMkts I Morgan Stanley Inst Frontier EMkts IS Ticker CUSIP Category Prospectus Objective Fund Available MMUIX MMUGX MURRX MMUHX MMUJX MMUKX MEIAX MEIIX MEIGX MVRRX MEIHX MEIJX MEIKX LMCJX LMCKX LMCLX LMCMX EUGAX EUGDX DINAX DINDX MGFOX MSIBX MSACX MAPPX MPAIX MADSX MEQPX MEQIX MFXAX MPFIX MIGAX MPFDX MMKBX MGEMX MMMPX MEAPX MEAIX MRDPX MELAX MELIX MELSX MFMPX MFMIX MSRFX 552986879 552986697 552986770 552986689 552986671 552986598 552983801 552983694 55273H650 552983116 55273H643 55273H635 55273H353 52471E795 52471E761 52471E753 52471E746 616939104 616939401 616961108 616961405 61762E109 61744J655 61744J846 61756E776 61756E784 61760X729 61756E487 61756E511 617440581 617440300 617440490 617440805 61744J580 61744J820 61760X794 61760X406 61760X208 61760X661 61760X596 61760X612 61760X570 61760X810 61760X836 61760X562 Utilities Utilities Utilities Utilities Utilities Utilities Large Value Large Value Large Value Large Value Large Value Large Value Large Value Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Europe Stock Europe Stock World Bond World Bond World Bond Foreign Large Blend Foreign Large Blend Large Growth Large Growth Large Growth Pacific/Asia ex-Japan Stk Pacific/Asia ex-Japan Stk Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Specialty - Utility Specialty - Utility Specialty - Utility Specialty - Utility Specialty - Utility Specialty - Utility Growth Growth Growth Growth Growth Growth Growth Income Income Income Income Europe Stock Europe Stock Multisector Bond Multisector Bond Multisector Bond Foreign Stock Foreign Stock Growth Growth Growth Pacific Stock Pacific Stock Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Closed Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived $1,000.00 $5,000,000.00 $1,000.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $1,000.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 Page 153 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Morgan Stanley Inst Glbl Infras A Morgan Stanley Inst Glbl Infras I Morgan Stanley Inst Glbl Infras IS Morgan Stanley Inst Glbl MltiAsst Inc A Morgan Stanley Inst Glbl MltiAsst Inc I Morgan Stanley Inst Glbl MltiAsst Inc IS Morgan Stanley Inst Global Advtg A Morgan Stanley Inst Global Advtg I Morgan Stanley Inst Global Dscvry A Morgan Stanley Inst Global Dscvry I Morgan Stanley Inst Global Franchise A Morgan Stanley Inst Global Franchise I Morgan Stanley Inst Global Insight A Morgan Stanley Inst Global Insight I Morgan Stanley Inst Global Opp A Morgan Stanley Inst Global Opp I Morgan Stanley Inst Global Opp IS Morgan Stanley Inst Global Quality A Morgan Stanley Inst Global Quality I Morgan Stanley Inst Global Quality IS Morgan Stanley Inst Global Real Est A Morgan Stanley Inst Global Real Est I Morgan Stanley Inst Global Real Est IS Morgan Stanley Inst Global Strat A Morgan Stanley Inst Global Strat Instl Morgan Stanley Inst Global Strat IS Morgan Stanley Inst Growth A Morgan Stanley Inst Growth I Morgan Stanley Inst Growth IS Morgan Stanley Inst High Yield A Morgan Stanley Inst High Yield I Morgan Stanley Inst High Yield IS Morgan Stanley Inst Insight A Morgan Stanley Inst Insight I Morgan Stanley Inst International Eq A Morgan Stanley Inst International Eq I Morgan Stanley Inst International Eq IS Morgan Stanley Inst International Opp A Morgan Stanley Inst International Opp I Morgan Stanley Inst International Opp IS Morgan Stanley Inst Intl Advtg A Morgan Stanley Inst Intl Advtg I Morgan Stanley Inst Intl Rl Est A Morgan Stanley Inst Intl Rl Est I Morgan Stanley Inst Intl Rl Est IS Ticker CUSIP Category Prospectus Objective Fund Available MTIPX MTIIX MSGPX MSGOX MSGMX MSMUX MIGPX MIGIX MGDPX MLDIX MSFBX MSFAX MBPHX MBPIX MGGPX MGGIX MGTSX MGQAX MGQIX MGQSX MRLBX MRLAX MGREX MBAAX MPBAX MGPOX MSEGX MSEQX MGRPX MSYPX MSYIX MSHYX MFPHX MFPIX MIQBX MSIQX MIQPX MIOPX MIOIX MNOPX MFAPX MFAIX IERBX MSUAX MIREX 61756E644 61756E651 61760X737 617455845 617455852 617455829 61756E578 61756E594 61756E537 61756E552 61744J275 61744J283 61756E347 61756E354 61756E685 61756E693 61760X786 61760X646 61760X653 61760X620 61744J135 61744J143 61760X778 617440557 617440839 617455720 61744J564 61744J861 61760X711 617440219 617440235 617455407 61756E370 61756E388 61744J499 61744J408 61760X760 61756E826 61756E834 61760X752 61756E446 61756E461 61744J341 61744J317 61760X745 World Stock World Stock World Stock World Allocation World Allocation World Allocation World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock World Stock Global Real Estate Global Real Estate Global Real Estate World Allocation World Allocation World Allocation Large Growth Large Growth Large Growth High Yield Bond High Yield Bond High Yield Bond Mid-Cap Blend Mid-Cap Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Global Real Estate Global Real Estate Global Real Estate World Stock World Stock World Stock Growth and Income Growth and Income Growth and Income World Stock World Stock World Stock World Stock World Stock World Stock Foreign Stock Foreign Stock World Stock World Stock World Stock World Stock World Stock World Stock Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Balanced Balanced Balanced Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth Growth Foreign Stock Foreign Stock Foreign Stock World Stock World Stock World Stock Foreign Stock Foreign Stock Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $5,000,000.00 $10,000,000.00 $1,000.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 Page 154 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Morgan Stanley Inst Mid Cap Growth A Morgan Stanley Inst Mid Cap Growth I Morgan Stanley Inst Mid Cap Growth IS Morgan Stanley Inst Multi-Asst A Morgan Stanley Inst Multi-Asst I Morgan Stanley Inst Multi-Asst IS Morgan Stanley Inst Short Dur Inc A Morgan Stanley Inst Short Dur Inc I Morgan Stanley Inst Small Co Gr A Morgan Stanley Inst Small Co Gr I Morgan Stanley Inst Small Co Gr IS Morgan Stanley Inst Strategic Income A Morgan Stanley Inst Strategic Income I Morgan Stanley Inst Strategic Income IS Morgan Stanley Inst US Real Estate A Morgan Stanley Inst US Real Estate I Morgan Stanley Inst US Real Estate IS Morgan Stanley Mortgage Securities A Morgan Stanley Mortgage Securities I Morgan Stanley Multi Cap Growth A Morgan Stanley Multi Cap Growth I Morgan Stanley US Government Secs A Morgan Stanley US Government Secs I Natixis AEW Real Estate A Natixis AEW Real Estate N Natixis AEW Real Estate Y Natixis ASG Global Alternatives A Natixis ASG Global Alternatives N Natixis ASG Global Alternatives Y Natixis ASG Managed Futures Strategy A Natixis ASG Managed Futures Strategy Y Natixis ASG Tactical US Market A Natixis ASG Tactical US Market Y Natixis Oakmark A Natixis Oakmark International A Natixis Oakmark Y Natixis Seeyond Multi-Asset Allc A Natixis Seeyond Multi-Asset Allc Y Natixis US Equity Opportunities A Natixis US Equity Opportunities Y Natixis Vaughan Nelson Small Cap Value A Natixis Vaughan Nelson Small Cap Value Y Natixis Vaughan Nelson Value Opp A Natixis Vaughan Nelson Value Opp Y Neuberger Berman All Cap Core A Ticker CUSIP Category Prospectus Objective Fund Available MACGX MPEGX MMCGX MMPPX MMPIX MSPMX MLDAX MPLDX MSSMX MSSGX MFLLX MSADX MSIDX MSTCX MUSDX MSUSX MURSX MTGAX MTGDX CPOAX CPODX USGAX USGDX NRFAX NRFNX NRFYX GAFAX GAFNX GAFYX AMFAX ASFYX USMAX USMYX NEFOX NOIAX NEOYX SAFAX SAFYX NEFSX NESYX NEFJX NEJYX VNVAX VNVYX NBEAX 617440599 617440508 617455308 61760X851 61760X877 61760X257 617440359 617440862 61744J614 61744J309 61756E149 617455605 617455506 617455860 61744J457 61744J671 61760X687 616962106 616962403 61747T106 61747T403 616969101 616969408 63872W102 63872W508 63872W409 63872T703 63872T448 63872T885 63872T745 63872T729 63872T422 63872T398 63872T109 63872R624 63872T406 63872T349 63872T323 63872R871 63872R848 63872R756 63872R723 63872T844 63872T828 641224563 Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Multialternative Multialternative Multialternative Short-Term Bond Short-Term Bond Small Growth Small Growth Small Growth Nontraditional Bond Nontraditional Bond Nontraditional Bond Real Estate Real Estate Real Estate Intermediate-Term Bond Intermediate-Term Bond Large Growth Large Growth Intermediate Government Intermediate Government Real Estate Real Estate Real Estate Multialternative Multialternative Multialternative Managed Futures Managed Futures Long/Short Equity Long/Short Equity Large Blend Foreign Large Blend Large Blend World Allocation World Allocation Large Growth Large Growth Small Blend Small Blend Mid-Cap Blend Mid-Cap Blend Large Growth Growth Growth Growth Multi-Asset Global Multi-Asset Global Multi-Asset Global Corporate Bond - General Corporate Bond - General Small Company Small Company Small Company Growth and Income Growth and Income Growth and Income Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Government Bond - Mortgage Government Bond - Mortgage Growth Growth Government Bond - General Government Bond - General Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth Growth Growth Growth Growth Growth Growth Growth Foreign Stock Growth Growth Growth Growth Growth Small Company Small Company Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $0.00 $5,000,000.00 $0.00 $0.00 $10,000,000.00 $1,000.00 $5,000,000.00 $1,000,000.00 $0.00 $5,000,000.00 $10,000,000.00 $1,000.00 $5,000,000.00 $1,000.00 $5,000,000.00 $1,000.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 155 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Neuberger Berman All Cap Core Instl Neuberger Berman Core Bond A Neuberger Berman Core Bond Inst Neuberger Berman Core Bond Inv Neuberger Berman Emerg Mkts Eq A Neuberger Berman Emerg Mkts Eq Instl Neuberger Berman Emerg Mkts Eq R6 Neuberger Berman Equity Income A Neuberger Berman Equity Income Inst Neuberger Berman Focus Adv Neuberger Berman Focus Inv Neuberger Berman Focus Tr Neuberger Berman Genesis Adv Neuberger Berman Genesis Instl Neuberger Berman Genesis Inv Neuberger Berman Genesis R6 Neuberger Berman Genesis Tr Neuberger Berman Guardian A Neuberger Berman Guardian Adv Neuberger Berman Guardian Inst Neuberger Berman Guardian Inv Neuberger Berman Guardian R3 Neuberger Berman Guardian Tr Neuberger Berman High Income Bond A Neuberger Berman High Income Bond Instl Neuberger Berman High Income Bond Inv Neuberger Berman High Income Bond R3 Neuberger Berman High Income Bond R6 Neuberger Berman International Eq Instl Neuberger Berman International Sel A Neuberger Berman International Sel Instl Neuberger Berman International Sel R3 Neuberger Berman International Sel Tr Neuberger Berman Large Cap Value Adv Neuberger Berman Large Cap Value Instl Neuberger Berman Large Cap Value Inv Neuberger Berman Large Cap Value Tr Neuberger Berman LgCp Discp Gr A Neuberger Berman LgCp Discp Gr Instl Neuberger Berman LgCp Discp Gr Inv Neuberger Berman LgCp Discp Gr R3 Neuberger Berman M/C Intrinsic Val Inv Neuberger Berman M/C Intrinsic Val Tr Neuberger Berman Mid Cap Growth A Neuberger Berman Mid Cap Growth Adv Ticker CUSIP Category Prospectus Objective Fund Available NBEIX NCRAX NCRLX NCRIX NEMAX NEMIX NREMX NBHAX NBHIX NBFAX NBSSX NBFCX NBGAX NBGIX NBGNX NRGSX NBGEX NGDAX NBGUX NGDLX NGUAX NGDRX NBGTX NHIAX NHILX NHINX NHIRX NRHIX NBIIX NBNAX NILIX NBNRX NILTX NBPBX NBPIX NPRTX NBPTX NLDAX NLDLX NBCIX NLDRX NBRVX NBREX NMGAX NBMBX 641224548 64128K207 64128K405 64128K504 641224431 641224415 64122Q549 641224522 641224498 64122M209 641224506 640917506 64122M605 641233200 641224100 64122Q531 640917100 641224340 64122M308 641224290 641224209 641224316 640917209 64128K702 64128K868 64128K850 64128K876 64128K579 641224811 641224621 641224761 641224274 641224753 64122M506 641224787 641224407 640917407 641224399 641224373 641224878 641224357 641224886 640917886 641224266 64122M407 Large Growth Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Value Large Value Large Growth Large Growth Large Growth Small Growth Small Growth Small Growth Small Growth Small Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Value Large Value Large Value Large Value Large Growth Large Growth Large Growth Large Growth Mid-Cap Value Mid-Cap Value Mid-Cap Growth Mid-Cap Growth Growth Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Equity-Income Equity-Income Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 156 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Neuberger Berman Mid Cap Growth Inst Neuberger Berman Mid Cap Growth Inv Neuberger Berman Mid Cap Growth R3 Neuberger Berman Mid Cap Growth R6 Neuberger Berman Mid Cap Growth Tr Neuberger Berman Real Estate A Neuberger Berman Real Estate I Neuberger Berman Real Estate R6 Neuberger Berman Real Estate Tr Neuberger Berman Short Duration Bd Inv Neuberger Berman Short Duration Bd Tr Neuberger Berman Small Cap Growth A Neuberger Berman Small Cap Growth Adv Neuberger Berman Small Cap Growth Instl Neuberger Berman Small Cap Growth Inv Neuberger Berman Small Cap Growth R3 Neuberger Berman Small Cap Growth Tr Neuberger Berman Socially Rspns A Neuberger Berman Socially Rspns Inst Neuberger Berman Socially Rspns Inv Neuberger Berman Socially Rspns R3 Neuberger Berman Socially Rspns R6 Neuberger Berman Socially Rspns Tr Neuberger Berman Strategic Income A Neuberger Berman Strategic Income I Neuberger Berman Strategic Income R6 Neuberger Berman Strategic Income Tr Northern Bond Index Northern Core Bond Northern Emerging Markets Equity Index Northern Fixed Income Northern Global Real Estate Index Northern Global Sustainability Index Northern Global Tactical Asset Allc Northern High Yield Fixed Income Northern Income Equity Northern International Equity Northern International Equity Index Northern Large Cap Core Northern Large Cap Equity Northern Large Cap Value Northern Mid Cap Index Northern Multi-Manager Emerging Mkt Eq Northern Multi-Manager Glbl Real Estate Northern Multi-Manager Hi Yld Opp Ticker CUSIP Category Prospectus Objective Fund Available NBMLX NMANX NMGRX NRMGX NBMTX NREAX NBRIX NRREX NBRFX NSBIX NSBTX NSNAX NBMVX NBSMX NBMIX NSNRX NBMOX NRAAX NBSLX NBSRX NRARX NRSRX NBSTX NSTAX NSTLX NRSIX NSTTX NOBOX NOCBX NOEMX NOFIX NGREX NSRIX BBALX NHFIX NOIEX NOIGX NOINX NOLCX NOGEX NOLVX NOMIX NMMEX NMMGX NMHYX 641224662 641224308 641224233 64122Q523 640917308 64122Q762 641224795 64122Q515 641224845 64128K819 64128K785 641224225 641224829 641224530 641224803 641224183 640917803 641224175 641224654 641224605 641224142 64122Q499 640917860 64128K777 64128K751 64128K561 64128K744 665162533 665162376 665162582 665162806 665162541 665130308 665162392 665162699 665162202 665162509 665130209 665162590 665162103 665162632 665130100 665162483 665162475 665162442 Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Real Estate Real Estate Real Estate Real Estate Short-Term Bond Short-Term Bond Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Intermediate-Term Bond Intermediate-Term Bond Diversified Emerging Mkts Intermediate-Term Bond Global Real Estate World Stock Moderate Allocation High Yield Bond Large Value Foreign Large Blend Foreign Large Blend Large Value Large Blend Large Value Mid-Cap Blend Diversified Emerging Mkts Global Real Estate High Yield Bond Growth Growth Growth Growth Growth Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Corporate Bond - High Quality Corporate Bond - High Quality Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Income Income Diversified Emerging Markets Income Specialty - Real Estate World Stock Asset Allocation Corporate Bond - High Yield Equity-Income Foreign Stock Foreign Stock Growth and Income Growth Growth Growth Diversified Emerging Markets Specialty - Real Estate Corporate Bond - High Yield Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 157 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Northern Multi-Manager Intl Equity Northern Multi-Manager Lg Cap Northern Multi-Manager Mid Cap Northern Multi-Manager Small Cap Northern Multi-Mgr Glbl Listed Infra Northern Short Bond Northern Short-Intermediate US Govt Northern Small Cap Core Northern Small Cap Index Northern Small Cap Value Northern Stock Index Northern Technology Northern US Government Northern US Treasury Index Nuveen Core Bond A Nuveen Core Bond I Nuveen Core Plus Bond A Nuveen Core Plus Bond I Nuveen Core Plus Bond R3 Nuveen Dividend Value A Nuveen Dividend Value I Nuveen Dividend Value R3 Nuveen Equity Index A Nuveen Equity Index I Nuveen Equity Index R3 Nuveen Global Infrastructure A Nuveen Global Infrastructure I Nuveen Global Infrastructure R3 Nuveen Growth A Nuveen Growth I Nuveen Growth R3 Nuveen High Income Bond A Nuveen High Income Bond I Nuveen High Income Bond R3 Nuveen Inflation Protected Securities A Nuveen Inflation Protected Securities I Nuveen Inflation Protected Securities R3 Nuveen Intermediate Government Bond A Nuveen Intermediate Government Bond I Nuveen Intermediate Government Bond R3 Nuveen International Growth A Nuveen International Growth I Nuveen International Growth R3 Nuveen Large Cap Growth Opps A Nuveen Large Cap Growth Opps I Ticker CUSIP Category Prospectus Objective Fund Available NMIEX NMMLX NMMCX NMMSX NMFIX BSBAX NSIUX NSGRX NSIDX NOSGX NOSIX NTCHX NOUGX BTIAX FAIIX FINIX FAFIX FFIIX FFISX FFEIX FAQIX FEISX FAEIX FEIIX FADSX FGIAX FGIYX FGNRX NSAGX NSRGX NBGRX FJSIX FJSYX FANSX FAIPX FYIPX FRIPX FIGAX FYGYX FYGRX NBQAX NBQIX NBQBX FRGWX FIGWX 665162558 665162517 665162574 665162566 665162384 665162368 665162756 665162665 665162723 665162400 665162772 665162798 665162889 665162350 670678762 670678630 670678101 670678622 670678580 670678887 670678879 670678531 670678598 670678671 670678564 670690494 670690510 670690536 67065W753 67065W720 670725829 670678218 670678234 670690643 670690346 670690387 670690361 670690460 670690379 670690551 670725738 670725712 670725696 670690650 670690692 Foreign Large Blend Large Growth Mid-Cap Blend Small Growth World Stock Short-Term Bond Short Government Small Blend Small Blend Small Value Large Blend Technology Intermediate Government Intermediate Government Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Value Large Value Large Value Large Blend Large Blend Large Blend World Stock World Stock World Stock Large Growth Large Growth Large Growth High Yield Bond High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Short-Term Bond Short-Term Bond Short-Term Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Large Growth Large Growth Foreign Stock Growth Growth Small Company Specialty - Utility Income Government Bond - General Small Company Small Company Small Company Growth Specialty - Technology Government Bond - General Government Bond - Treasury Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Equity-Income Equity-Income Equity-Income Growth and Income Growth and Income Growth and Income Specialty - Utility Specialty - Utility Specialty - Utility Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Income Income Income Government Bond - General Government Bond - General Government Bond - General Foreign Stock Foreign Stock Foreign Stock Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 158 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Nuveen Large Cap Growth Opps R3 Nuveen Large Cap Select A Nuveen Large Cap Select I Nuveen Large-Cap Value A Nuveen Large-Cap Value I Nuveen Large-Cap Value R3 Nuveen Mid Cap Growth Opps A Nuveen Mid Cap Growth Opps I Nuveen Mid Cap Growth Opps R3 Nuveen Mid Cap Index A Nuveen Mid Cap Index I Nuveen Mid Cap Index R3 Nuveen Mid Cap Value A Nuveen Mid Cap Value I Nuveen Mid Cap Value R3 Nuveen NWQ Large-Cap Value A Nuveen NWQ Large-Cap Value I Nuveen NWQ Large-Cap Value R3 Nuveen NWQ Multi-Cap Value A Nuveen NWQ Multi-Cap Value I Nuveen NWQ Multi-Cap Value R3 Nuveen NWQ Small/Mid-Cap Value A Nuveen NWQ Small/Mid-Cap Value I Nuveen NWQ Small/Mid-Cap Value R3 Nuveen NWQ Small-Cap Value A Nuveen NWQ Small-Cap Value I Nuveen NWQ Small-Cap Value R3 Nuveen Preferred Securities A Nuveen Preferred Securities I Nuveen Preferred Securities R3 Nuveen Real Estate Securities A Nuveen Real Estate Securities I Nuveen Real Estate Securities R3 Nuveen Santa Barbara Dividend Growth A Nuveen Santa Barbara Dividend Growth I Nuveen Santa Barbara Dividend Growth R3 Nuveen Short-Term Bond A Nuveen Short-Term Bond I Nuveen Small Cap Growth Opp A Nuveen Small Cap Growth Opp I Nuveen Small Cap Growth Opp R3 Nuveen Small Cap Index A Nuveen Small Cap Index I Nuveen Small Cap Index R3 Nuveen Small Cap Select A Ticker CUSIP Category Prospectus Objective Fund Available FLCYX FLRAX FLRYX NNGAX NNGRX NMMTX FRSLX FISGX FMEYX FDXAX FIMEX FMCYX FASEX FSEIX FMVSX NQCAX NQCRX NQCQX NQVAX NQVRX NMCTX NSMAX NSMRX NWQRX NSCAX NSCRX NSCQX NPSAX NPSRX NPSTX FREAX FARCX FRSSX NSBAX NSBRX NBDRX FALTX FLTIX FRMPX FIMPX FMPYX FMDAX ASETX ARSCX EMGRX 670690684 670690296 670690338 67064Y503 67064Y800 67064Y420 670690718 670690759 670690742 670690809 670690502 670690601 670678853 670678663 670690882 67064Y628 67064Y586 67064Y255 67064Y792 67064Y768 67064Y438 67064Y578 67064Y545 67064Y263 67064Y750 67064Y727 67064Y271 670700103 670700400 670700509 670678705 670678507 670678549 67065W662 67065W639 670725795 670678697 670678648 670690767 670690817 670690791 670690403 670690106 670690205 670690833 Large Growth Large Blend Large Blend Large Value Large Value Large Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Value Mid-Cap Value Mid-Cap Value Large Value Large Value Large Value Large Value Large Value Large Value Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Preferred Stock Preferred Stock Preferred Stock Real Estate Real Estate Real Estate Large Blend Large Blend Large Blend Short-Term Bond Short-Term Bond Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Small Growth Growth Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Small Company Growth and Income Growth and Income Growth and Income Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Equity-Income Equity-Income Equity-Income Multisector Bond Multisector Bond Small Company Small Company Small Company Small Company Small Company Small Company Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 159 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Nuveen Small Cap Select I Nuveen Small Cap Select R3 Nuveen Small Cap Value A Nuveen Small Cap Value I Nuveen Small Cap Value R3 Nuveen Strategic Income A Nuveen Strategic Income I Nuveen Strategic Income R3 Nuveen Strategy Aggressive Gr Allc A Nuveen Strategy Aggressive Gr Allc I Nuveen Strategy Aggressive Gr Allc R3 Nuveen Strategy Balanced Allc A Nuveen Strategy Balanced Allc I Nuveen Strategy Balanced Allc R3 Nuveen Strategy Conservative Allc A Nuveen Strategy Conservative Allc I Nuveen Strategy Conservative Allc R3 Nuveen Strategy Growth Allocation A Nuveen Strategy Growth Allocation I Nuveen Strategy Growth Allocation R3 Nuveen Symphony International Equity A Nuveen Symphony International Equity I Nuveen Symphony International Equity R3 Nuveen Symphony Large-Cap Growth A Nuveen Symphony Large-Cap Growth I Nuveen Symphony Large-Cap Growth R3 Nuveen Symphony Low Volatility Equity A Nuveen Symphony Low Volatility Equity I Nuveen Symphony Mid-Cap Core A Nuveen Symphony Mid-Cap Core I Nuveen Symphony Mid-Cap Core R3 Nuveen Tactical Market Opportunities A Nuveen Tactical Market Opportunities I Nuveen Tradewinds Emerging Markets A Nuveen Tradewinds Emerging Markets I Nuveen Tradewinds Emerging Markets R3 Nuveen Tradewinds Global All-Cap A Nuveen Tradewinds Global All-Cap I Nuveen Tradewinds Global All-Cap R3 Nuveen Tradewinds International Value A Nuveen Tradewinds International Value I Nuveen Tradewinds International Value R3 Nuveen Tradewinds Japan A Nuveen Tradewinds Japan I Nuveen Tradewinds Value Opportunities A Ticker CUSIP Category Prospectus Objective Fund Available ARSTX ASEIX FSCAX FSCCX FSVSX FCDDX FCBYX FABSX FAAGX FSAYX FSASX FSGNX FSKYX FSKSX FSFIX FSFYX FSJSX FSNAX FSGYX FSNSX NSIAX NSIEX NSREX NCGAX NSGIX NSGQX NOPAX NOPRX NCCAX NCCIX NMCRX NTMAX FGTYX NTEAX NTEIX NTERX NWGAX NWGRX NGARX NAIGX NGRRX NTITX NTJAX NTJIX NVOAX 670690874 670690866 670678309 670678200 670690825 670678366 670678390 670678572 67074V861 67074V820 67074V853 67074V606 67074V705 67074V879 67074V101 67074V200 67074V507 67074V812 67074V796 67074V762 67065W266 67065W241 670713205 67065W449 67065W415 670725589 67065W118 67065W142 67065W571 67065W548 670725621 670690221 670690288 670725407 670725605 670725845 67065W795 67065W761 670725787 67065W506 67065W803 67065W233 670725704 670725886 67064Y669 Small Growth Small Growth Small Value Small Value Small Value Multisector Bond Multisector Bond Multisector Bond Aggressive Allocation Aggressive Allocation Aggressive Allocation Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Growth Large Growth Large Growth Large Blend Large Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Multialternative Multialternative Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock World Stock Foreign Large Value Foreign Large Value Foreign Large Value Japan Stock Japan Stock Large Value Small Company Small Company Small Company Small Company Small Company Corporate Bond - General Corporate Bond - General Corporate Bond - General Aggressive Growth Aggressive Growth Aggressive Growth Balanced Balanced Balanced Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Asset Allocation Asset Allocation Growth Growth Growth World Stock World Stock World Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 160 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Nuveen Tradewinds Value Opportunities I Nuveen Tradewinds Value Opportunities R3 Nuveen Winslow Large-Cap Growth A Nuveen Winslow Large-Cap Growth I Nuveen Winslow Large-Cap Growth R3 Oak Ridge Dividend Growth A Oak Ridge Dividend Growth I Oak Ridge Growth Opportunity A Oak Ridge Growth Opportunity I Oak Ridge Large Cap Growth A Oak Ridge Large Cap Growth I Oak Ridge Small Cap Growth A Oak Ridge Small Cap Growth I Oak Ridge Small Cap Growth K Oakmark Equity & Income I Oakmark Equity & Income II Oakmark Global I Oakmark Global II Oakmark Global Select I Oakmark I Oakmark II Oakmark International I Oakmark International II Oakmark International Small Cap I Oakmark International Small Cap II Oakmark Select I Oakmark Select II Oppenheimer Active Allc A Oppenheimer Active Allc R Oppenheimer Active Allc Y Oppenheimer Capital Appreciation A Oppenheimer Capital Appreciation C Oppenheimer Capital Appreciation I Oppenheimer Capital Appreciation R Oppenheimer Capital Appreciation Y Oppenheimer Capital Income A Oppenheimer Capital Income I Oppenheimer Capital Income R Oppenheimer Capital Income Y Oppenheimer Commodity Strat Total Ret A Oppenheimer Commodity Strat Total Ret I Oppenheimer Commodity Strat Total Ret R Oppenheimer Commodity Strat Total Ret Y Oppenheimer Conservative Inv A Oppenheimer Conservative Inv R Ticker CUSIP Category Prospectus Objective Fund Available NVORX NTVTX NWCAX NVLIX NWCRX ORDAX ORDNX OGOAX OGOIX ORILX PORYX ORIGX ORIYX ORIKX OAKBX OARBX OAKGX OARGX OAKWX OAKMX OARMX OAKIX OARIX OAKEX OAREX OAKLX OARLX OAAAX OAANX OAAYX OPTFX OTFCX OPTIX OTCNX OTCYX OPPEX OCIIX OCINX OCIYX QRAAX QRAIX QRANX QRAYX OACIX ONCIX 67064Y636 67064Y412 670725688 670725662 670725654 46141P727 46141P719 46141P693 46141P685 46141P180 46141P164 46141P123 46141P156 46141P149 413838400 413838871 413838830 413838848 413838822 413838103 413838707 413838202 413838863 413838509 413838855 413838608 413838806 68382P885 68382P851 68382P760 68379A107 68379A305 68379A602 68379A503 68379A404 683793103 683793608 683793400 683793509 68380Y102 68380Y607 68380Y508 68380Y409 68382P109 68382P406 Large Value Large Value Large Growth Large Growth Large Growth Large Blend Large Blend Mid-Cap Growth Mid-Cap Growth Large Growth Large Growth Small Growth Small Growth Small Growth Moderate Allocation Moderate Allocation World Stock World Stock World Stock Large Blend Large Blend Foreign Large Blend Foreign Large Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Large Blend Large Blend World Allocation World Allocation World Allocation Large Growth Large Growth Large Growth Large Growth Large Growth Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Conservative Allocation Conservative Allocation Growth Growth Growth Growth Growth Equity-Income Equity-Income Growth Growth Growth Growth Small Company Small Company Small Company Balanced Balanced World Stock World Stock World Stock Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Growth and Income Growth and Income Growth and Income Growth and Income Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 161 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Oppenheimer Conservative Inv Y Oppenheimer Core Bond A Oppenheimer Core Bond I Oppenheimer Core Bond R Oppenheimer Core Bond Y Oppenheimer Corporate Bond A Oppenheimer Corporate Bond I Oppenheimer Corporate Bond R Oppenheimer Corporate Bond Y Oppenheimer Developing Markets A Oppenheimer Developing Markets I Oppenheimer Developing Markets R Oppenheimer Developing Markets Y Oppenheimer Discovery A Oppenheimer Discovery I Oppenheimer Discovery Mid Cap Growth A Oppenheimer Discovery Mid Cap Growth I Oppenheimer Discovery Mid Cap Growth R Oppenheimer Discovery Mid Cap Growth Y Oppenheimer Discovery R Oppenheimer Discovery Y Oppenheimer Dividend Opportunity A Oppenheimer Dividend Opportunity R Oppenheimer Dividend Opportunity Y Oppenheimer Emerging Markets Lcl Dbt A Oppenheimer Emerging Markets Lcl Dbt I Oppenheimer Emerging Markets Lcl Dbt R Oppenheimer Emerging Markets Lcl Dbt Y Oppenheimer Equity A Oppenheimer Equity Income A Oppenheimer Equity Income I Oppenheimer Equity Income R Oppenheimer Equity Income Y Oppenheimer Equity Inv A Oppenheimer Equity Inv R Oppenheimer Equity Inv Y Oppenheimer Equity R Oppenheimer Equity Y Oppenheimer Fundamental Alternatives A Oppenheimer Fundamental Alternatives I Oppenheimer Fundamental Alternatives R Oppenheimer Fundamental Alternatives Y Oppenheimer Global A Oppenheimer Global Allocation A Oppenheimer Global Allocation I Ticker CUSIP Category Prospectus Objective Fund Available OYCIX OPIGX OPBIX OPBNX OPBYX OFIAX OFIIX OFINX OFIYX ODMAX ODVIX ODVNX ODVYX OPOCX ODIIX OEGAX OEGIX OEGNX OEGYX ODINX ODIYX OSVAX OSVNX OSVYX OEMAX OEMIX OEMNX OEMYX OEQAX OAEIX OEIIX ONEIX OYEIX OAAIX ONAIX OYAIX OEQNX OEQYX QVOPX QOPIX QOPNX QOPYX OPPAX QVGIX QGRIX 68382P794 683969109 683969802 683969703 683969604 68381B101 68381B507 68381B309 68381B408 683974109 683974604 683974406 683974505 683921100 683921605 68379Y105 68379Y600 68379Y402 68379Y501 683921506 683921308 68382H107 68382H404 68382H503 68381C109 68381C505 68381C307 68381C406 683808109 68381A103 68381A608 68381A400 68381A509 68382P844 68382P810 68382P778 683808505 683808307 68380E106 68380E759 68380E791 68380E841 683924104 68380E403 68380E775 Conservative Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Small Growth Small Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Large Value Large Value Large Value Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Large Growth Large Value Large Value Large Value Large Value World Stock World Stock World Stock Large Growth Large Growth Multialternative Multialternative Multialternative Multialternative World Stock World Allocation World Allocation Asset Allocation Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Small Company Small Company Growth Growth Growth Growth Small Company Small Company Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Equity-Income Equity-Income Equity-Income Equity-Income Growth Growth Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation World Stock Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 162 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Oppenheimer Global Allocation R Oppenheimer Global Allocation Y Oppenheimer Global C Oppenheimer Global I Oppenheimer Global Multi Strategies A Oppenheimer Global Multi Strategies I Oppenheimer Global Multi Strategies Y Oppenheimer Global Multi-Alternatives A Oppenheimer Global Multi-Alternatives I Oppenheimer Global Multi-Alternatives R Oppenheimer Global Multi-Alternatives Y Oppenheimer Global Opportunities A Oppenheimer Global Opportunities I Oppenheimer Global Opportunities R Oppenheimer Global Opportunities Y Oppenheimer Global R Oppenheimer Global Real Estate A Oppenheimer Global Real Estate I Oppenheimer Global Real Estate R Oppenheimer Global Real Estate Y Oppenheimer Global Strategic Inc A Oppenheimer Global Strategic Inc I Oppenheimer Global Strategic Inc R Oppenheimer Global Strategic Inc Y Oppenheimer Global Value A Oppenheimer Global Value I Oppenheimer Global Value R Oppenheimer Global Value Y Oppenheimer Global Y Oppenheimer Gold & Special Minerals A Oppenheimer Gold & Special Minerals I Oppenheimer Gold & Special Minerals R Oppenheimer Gold & Special Minerals Y Oppenheimer International Bond A Oppenheimer International Bond I Oppenheimer International Bond R Oppenheimer International Bond Y Oppenheimer International Diversified A Oppenheimer International Diversified I Oppenheimer International Diversified R Oppenheimer International Diversified Y Oppenheimer International Growth A Oppenheimer International Growth I Oppenheimer International Growth R Oppenheimer International Growth Y Ticker CUSIP Category Prospectus Objective Fund Available QGRNX QGRYX OGLCX OGLIX OARAX OAIIX OARYX ODAAX ODAIX ODANX ODAYX OPGIX OGIIX OGINX OGIYX OGLNX OGRAX OIRGX OGRNX OGRYX OPSIX OSIIX OSINX OSIYX GLVAX GLVIX GLVNX GLVYX OGLYX OPGSX OGMIX OGMNX OGMYX OIBAX OIBIX OIBNX OIBYX OIDAX OIDIX OIDNX OIDYX OIGAX OIGIX OIGNX OIGYX 68380E825 68380E833 683924302 683924609 68379V101 68379V309 68379V408 68384L106 68384L304 68384L502 68384L403 683943104 683943609 683943500 683943401 683924500 68385C105 68385C501 68385C204 68385C402 68380K102 68380K706 68380K607 68380K508 68380Q109 68380Q604 68380Q406 68380Q505 683924401 683910103 683910608 683910400 683910509 68380T103 68380T608 68380T400 68380T509 68383C107 68383C602 68383C404 68383C503 68380L100 68380L605 68380L506 68380L407 World Allocation World Allocation World Stock World Stock Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative World Stock World Stock World Stock World Stock World Stock Global Real Estate Global Real Estate Global Real Estate Global Real Estate Multisector Bond Multisector Bond Multisector Bond Multisector Bond World Stock World Stock World Stock World Stock World Stock Equity Precious Metals Equity Precious Metals Equity Precious Metals Equity Precious Metals World Bond World Bond World Bond World Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Asset Allocation Asset Allocation World Stock World Stock Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth World Stock World Stock World Stock World Stock World Stock Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Multisector Bond Multisector Bond Multisector Bond Multisector Bond World Stock World Stock World Stock World Stock World Stock Specialty - Precious Metals Specialty - Precious Metals Specialty - Precious Metals Specialty - Precious Metals Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Growth Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 163 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Oppenheimer International Small-Mid Co A Oppenheimer International Small-Mid Co C Oppenheimer International Small-Mid Co I Oppenheimer International Small-Mid Co R Oppenheimer International Small-Mid Co Y Oppenheimer International Value A Oppenheimer International Value I Oppenheimer International Value R Oppenheimer International Value Y Oppenheimer Limited Term Bond I Oppenheimer Limited-Term Bond A Oppenheimer Limited-Term Bond R Oppenheimer Limited-Term Bond Y Oppenheimer Limited-Term Government A Oppenheimer Limited-Term Government I Oppenheimer Limited-Term Government R Oppenheimer Limited-Term Government Y Oppenheimer Main Street A Oppenheimer Main Street C Oppenheimer Main Street I Oppenheimer Main Street Mid Cap A Oppenheimer Main Street Mid Cap I Oppenheimer Main Street Mid Cap R Oppenheimer Main Street Mid Cap Y Oppenheimer Main Street R Oppenheimer Main Street Select A Oppenheimer Main Street Select C Oppenheimer Main Street Select R Oppenheimer Main Street Select Y Oppenheimer Main Street Small Cap A Oppenheimer Main Street Small Cap I Oppenheimer Main Street Small Cap R Oppenheimer Main Street Small Cap Y Oppenheimer Main Street Y Oppenheimer Mid Cap Value A Oppenheimer Mid Cap Value C Oppenheimer Mid Cap Value I Oppenheimer Mid Cap Value R Oppenheimer Mid Cap Value Y Oppenheimer Moderate Inv A Oppenheimer Moderate Inv R Oppenheimer Moderate Inv Y Oppenheimer Real Estate A Oppenheimer Real Estate I Oppenheimer Real Estate R Ticker CUSIP Category Prospectus Objective Fund Available OSMAX OSMCX OSCIX OSMNX OSMYX QIVAX QIVIX QIVNX QIVYX OUSIX OUSGX OUSNX OUSYX OPGVX OLTIX OLTNX OLTYX MSIGX MIGCX OMSIX OPMSX OPMIX OPMNX OPMYX OMGNX OMSOX OMSCX OMSNX OMSYX OSCAX OSSIX OSCNX OSCYX MIGYX QVSCX QSCCX QSCIX QSCNX QSCYX OAMIX ONMIX OYMIX OREAX OREIX ORENX 68380U100 68380U308 68380U605 68380U407 68380U506 68380G101 68382N609 68380G408 68380G507 683810600 683810105 683810501 683810402 68380F103 68380F608 68380F509 68380F400 68380D108 68380D207 68380D819 68381F102 68381F607 68381F508 68381F409 68380D827 68380D876 68380D850 68380D835 68380D843 68385H104 68385H500 68385H302 68385H401 68380D884 68380E700 68380E882 68380E767 68380E817 68380E783 68382P505 68382P802 68382P786 68382F101 68382F606 68382F408 Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short Government Short Government Short Government Short Government Large Blend Large Blend Large Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Large Blend Large Blend Large Blend Large Blend Large Blend Small Blend Small Blend Small Blend Small Blend Large Blend Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Moderate Allocation Moderate Allocation Moderate Allocation Real Estate Real Estate Real Estate Small Company Small Company Small Company Small Company Small Company Foreign Stock Foreign Stock Foreign Stock Foreign Stock Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Growth and Income Growth and Income Growth and Income Small Company Small Company Small Company Small Company Growth and Income Growth Growth Growth Growth Small Company Small Company Small Company Small Company Growth and Income Growth Growth Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 164 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Oppenheimer Real Estate Y Oppenheimer Rising Dividends A Oppenheimer Rising Dividends I Oppenheimer Rising Dividends R Oppenheimer Rising Dividends Y Oppenheimer Senior Floating Rate A Oppenheimer Senior Floating Rate I Oppenheimer Senior Floating Rate R Oppenheimer Senior Floating Rate Y Oppenheimer SteelPath MLP Income A Oppenheimer SteelPath MLP Income I Oppenheimer SteelPath MLP Income Y Oppenheimer Value A Oppenheimer Value C Oppenheimer Value I Oppenheimer Value R Oppenheimer Value Y Parametric Absolute Return Institutional Parametric Absolute Return Investor Parametric Commodity Strategy Instl Parametric Commodity Strategy Investor Parametric Dividend Income Institutional Parametric Dividend Income Investor Parametric Emerging Markets Core Instl Parametric Emerging Markets Core Inv Parametric Emerging Markets Instl Parametric Emerging Markets Investor Parametric Emerging Markets R6 Parametric Global Small Cap Instl Parametric International Equity Instl Parametric International Equity Investor Parametric Tax-Managed Intl Eq Instl Parametric Tax-Managed Intl Eq Inv Parnassus Parnassus Core Equity Institutional Parnassus Core Equity Investor Parnassus Endeavor Investor Parnassus Fixed-Income Parnassus Mid-Cap Pax Balanced Individual Investor Pax Balanced Institutional Pax Balanced Retirement Pax Ellevate Global Women's Idx Indv Inv Pax Ellevate Global Women's Idx Instl Pax Global Environmental Mrkts Indv Inv Ticker CUSIP Category Prospectus Objective Fund Available OREYX OARDX OIRDX ONRDX OYRDX OOSAX OOSIX OOSNX OOSYX MLPDX OSPMX MLPZX CGRWX CGRCX OGRIX CGRNX CGRYX EOAIX EOAAX EIPCX EAPCX EIPDX EAPDX EIPEX EAPEX EIEMX EAEMX EREMX EGSIX EIISX EAISX EITIX ETIGX PARNX PRILX PRBLX PARWX PRFIX PARMX PAXWX PAXIX PAXRX PXWEX PXWIX PGRNX 68382F507 68380H109 68380H604 68380H505 68380H406 68381K101 68381K606 68381K507 68381K408 858268600 858268774 858268709 68380J303 68380J857 68380J774 68380J790 68380J816 277905279 277905295 277923223 277923132 27826A813 27826A821 27826A862 27826A870 277923751 277923777 27826A797 27826A607 277923389 277923413 277923611 277911731 701765109 701769408 701769101 701765869 701769200 701765885 704223106 704223205 704223304 70422T208 70422T109 704223783 Real Estate Large Blend Large Blend Large Blend Large Blend Bank Loan Bank Loan Bank Loan Bank Loan Energy Limited Partnership Energy Limited Partnership Energy Limited Partnership Large Value Large Value Large Value Large Value Large Value Nontraditional Bond Nontraditional Bond Commodities Broad Basket Commodities Broad Basket Large Value Large Value Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts World Stock Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Growth Large Blend Large Blend Large Growth Intermediate-Term Bond Mid-Cap Blend Moderate Allocation Moderate Allocation Moderate Allocation World Stock World Stock World Stock Specialty - Real Estate Growth Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Growth Growth Growth Growth Growth Growth Growth Growth Growth Equity-Income Equity-Income Diversified Emerging Markets Diversified Emerging Markets Growth and Income Growth and Income Growth and Income Small Company Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Equity-Income Equity-Income Growth Corporate Bond - General Growth Balanced Balanced Balanced Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 165 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Pax Global Environmental Mrkts Instl Pax Global Environmental Mrkts R Pax Growth Individual Investor Pax Growth Institutional Pax Growth R Pax High Yield Bond Individual Investor Pax High Yield Bond Institutional Pax High Yield Bond R Pax MSCI International ESG Idx Indv Inv Pax MSCI International ESG Idx Instl Pax MSCI International ESG Idx R Pax Small Cap Individual Investor Pax Small Cap Institutional Pax Small Cap R Pax Sustainable Managers Cptl Apprc A Pax Sustainable Managers Cptl Apprc Inst Pax Sustainable Managers Total Ret A Pax Sustainable Managers Total Ret Inst Perkins Global Value A Perkins Global Value I Perkins Global Value N Perkins Global Value S Perkins Global Value T Perkins International Value A Perkins International Value I Perkins International Value N Perkins International Value S Perkins International Value T Perkins Large Cap Value A Perkins Large Cap Value I Perkins Large Cap Value N Perkins Large Cap Value S Perkins Large Cap Value T Perkins Mid Cap Value A Perkins Mid Cap Value I Perkins Mid Cap Value L Perkins Mid Cap Value N Perkins Mid Cap Value R Perkins Mid Cap Value S Perkins Mid Cap Value T Perkins Select Value A Perkins Select Value I Perkins Select Value S Perkins Select Value T Perkins Small Cap Value A Ticker CUSIP Category Prospectus Objective Fund Available PGINX PGRGX PXWGX PWGIX PXGRX PAXHX PXHIX PXHRX PXINX PXNIX PXIRX PXSCX PXSIX PXSRX PGPAX PMIIX PWMAX PWMIX JPPAX JPPIX JPPNX JPPSX JGVAX JIFAX JIFIX JIFNX JIFSX JIFTX JAPAX JAPIX JPLNX JAPSX JPLTX JDPAX JMVAX JMIVX JDPNX JDPRX JMVIX JMCVX JVSAX JVSIX JSVSX JSVTX JDSAX 704223775 704223767 704223403 704223502 704223601 704223700 704223809 704223882 704223759 704223742 704223734 704223825 704223817 704223791 704223718 704223627 704223684 704223668 471023440 471023424 47103D769 471023416 471023622 47103D629 47103D587 47103D579 47103D561 47103D553 47103A310 47103A286 47103D751 47103A278 47103A260 47103C266 47103C241 471023580 47103D744 47103C233 47103C225 471023598 47103E239 47103E197 47103E189 47103E171 47103C217 World Stock World Stock Large Growth Large Growth Large Growth High Yield Bond High Yield Bond High Yield Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Small Blend Small Blend Small Blend Aggressive Allocation Aggressive Allocation Conservative Allocation Conservative Allocation World Stock World Stock World Stock World Stock World Stock Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Large Value Large Value Large Value Large Value Large Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Small Value Growth Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Pacific Stock Pacific Stock Pacific Stock Small Company Small Company Small Company Growth Growth Balanced Balanced World Stock World Stock World Stock World Stock World Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Page 166 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Perkins Small Cap Value I Perkins Small Cap Value L Perkins Small Cap Value N Perkins Small Cap Value R Perkins Small Cap Value S Perkins Small Cap Value T Perkins Value Plus Income A Perkins Value Plus Income I Perkins Value Plus Income S Perkins Value Plus Income T Permal Alternative Core A Permal Alternative Core FI Permal Alternative Core I Permal Alternative Core IS Permal Alternative Select A Permal Alternative Select FI Permal Alternative Select I Permal Alternative Select IS PIMCO All Asset A PIMCO All Asset Admin PIMCO All Asset All Authority A PIMCO All Asset All Authority Inst PIMCO All Asset Instl PIMCO All Asset R PIMCO CommoditiesPLUS® Strategy A PIMCO Commodity Real Ret Strat A PIMCO Commodity Real Ret Strat Admin PIMCO Commodity Real Ret Strat Instl PIMCO Commodity Real Ret Strat R PIMCO Diversified Inc A PIMCO Diversified Inc Admin PIMCO Diversified Inc Instl PIMCO Emerging Local Bond A PIMCO Emerging Local Bond Adm PIMCO Emerging Local Bond Instl PIMCO Emerging Markets Bond A PIMCO Emerging Markets Bond Admin PIMCO Emerging Markets Bond Instl PIMCO Emerging Markets Corp Bd Instl PIMCO Emerging Markets Currency A PIMCO Emerging Markets Currency Instl PIMCO Extended Duration Instl PIMCO Floating Income A PIMCO Floating Income Admin PIMCO Floating Income Instl Ticker CUSIP Category Prospectus Objective Fund Available JSCOX JSIVX JDSNX JDSRX JISCX JSCVX JPVAX JPVIX JPVSX JPVTX LPTAX LPTFX LPTIX LPTSX PASEX PASFX PASWX PASQX PASAX PAALX PAUAX PAUIX PAAIX PATRX PCLAX PCRAX PCRRX PCRIX PCSRX PDVAX PDAAX PDIIX PELAX PEBLX PELBX PAEMX PEBAX PEBIX PEMIX PLMAX PLMIX PEDIX PFIAX PFTAX PFIIX 47103C183 471023564 47103D728 47103C175 47103C167 471023572 47103E627 47103E585 47103E577 47103E569 52470J316 52470J282 52470J274 52470J266 52471R572 52471R556 52471R531 52471R523 72200Q711 722005618 72200Q232 72200Q182 722005626 72201F789 72201P159 722005584 722005659 722005667 72201P225 72200Q661 72200Q570 693391880 72201F425 72201F375 72201F516 693391575 693391567 693391559 72201P522 72201F102 72201F409 72201F599 722005162 72201F813 722005170 Small Value Small Value Small Value Small Value Small Value Small Value Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Tactical Allocation Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Commodities Broad Basket Multisector Bond Multisector Bond Multisector Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Multicurrency Multicurrency Long Government Nontraditional Bond Nontraditional Bond Nontraditional Bond Small Company Small Company Small Company Small Company Small Company Small Company Income Income Income Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth and Income Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Income Income Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Income Income Income Income Closed Closed Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 167 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 PIMCO Foreign Bond (Unhedged) A PIMCO Foreign Bond (Unhedged) Adm PIMCO Foreign Bond (Unhedged) I PIMCO Foreign Bond (USD-Hedged) A PIMCO Foreign Bond (USD-Hedged) Adm PIMCO Foreign Bond (USD-Hedged) I PIMCO Foreign Bond (USD-Hedged) R PIMCO Global Advantage Strategy Bd A PIMCO Global Advantage Strategy Bd R PIMCO Global Bond (Unhedged) Admin PIMCO Global Bond (Unhedged) Instl PIMCO Global Bond (USD-Hedged) A PIMCO Global Bond (USD-Hedged) Adm PIMCO Global Bond (USD-Hedged) I PIMCO Global Multi-Asset A PIMCO Global Multi-Asset R PIMCO GNMA A PIMCO GNMA Instl PIMCO High Yield A PIMCO High Yield Admin PIMCO High Yield D PIMCO High Yield Instl PIMCO High Yield R PIMCO Income A PIMCO Income Adm PIMCO Income Instl PIMCO Income R PIMCO Investment Grade Corp Bd A PIMCO Investment Grade Corp Bd Admin PIMCO Investment Grade Corp Bd Instl PIMCO Long Duration Total Return Instl PIMCO Long-Term US Government A PIMCO Long-Term US Government Admin PIMCO Long-Term US Government Instl PIMCO Low Duration A PIMCO Low Duration Admin PIMCO Low Duration II Admin PIMCO Low Duration II Instl PIMCO Low Duration III Admin PIMCO Low Duration III Instl PIMCO Low Duration Instl PIMCO Low Duration R PIMCO Moderate Duration Instl PIMCO Mortgage-Backed Securities A PIMCO Mortgage-Backed Securities Adm Ticker CUSIP Category Prospectus Objective Fund Available PFUAX PFUUX PFUIX PFOAX PFRAX PFORX PFRRX PGSAX PSBRX PADMX PIGLX PAIIX PGDAX PGBIX PGMAX PGMRX PAGNX PDMIX PHDAX PHYAX PHYDX PHIYX PHYRX PONAX PIINX PIMIX PONRX PBDAX PGCAX PIGIX PLRIX PFGAX PLGBX PGOVX PTLAX PLDAX PDFAX PLDTX PDRAX PLDIX PTLDX PLDRX PMDRX PMRAX PMTAX 722005196 72201F771 722005220 693391245 693390692 693390882 72200Q828 72201M321 72201M263 693390684 693390874 693390346 693390148 693390130 72201P407 72201P704 693391476 693391450 693390379 693390650 693391716 693390841 72200Q794 72201F474 72201F482 72201F490 72201F441 722008307 722005592 722005816 72201F623 693391187 693390775 693390205 693390411 693390767 693390668 693390791 693390619 693390858 693390304 72200Q869 693390593 693391526 693391518 World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Bond World Allocation World Allocation Intermediate Government Intermediate Government High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Corporate Bond Corporate Bond Corporate Bond Long-Term Bond Long Government Long Government Long Government Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Income Income Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Growth and Income Growth and Income Government Bond - Mortgage Government Bond - Mortgage Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Multisector Bond Multisector Bond Multisector Bond Multisector Bond Corporate Bond - General Corporate Bond - General Corporate Bond - General Income Government Bond - General Government Bond - General Government Bond - General Income Income Corporate Bond - High Quality Corporate Bond - High Quality Income Income Income Income Income Income Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 168 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 PIMCO Mortgage-Backed Securities Instl PIMCO RAE Fundamental Advantage PLUS A PIMCO RAE Fundamental AdvantagePLUS Inst PIMCO RAE Fundamental PLUS A PIMCO RAE Fundamental PLUS Adm PIMCO RAE Fundamental PLUS Inst PIMCO Real Estate Real Return Strategy A PIMCO Real Estate Real Return Strategy I PIMCO Real Return A PIMCO Real Return Admin PIMCO Real Return Asset Instl PIMCO Real Return Instl PIMCO Real Return R PIMCO RealPath™ 2020 A PIMCO RealPath™ 2030 A PIMCO RealPath™ 2040 A PIMCO RealPath™ 2050 A PIMCO RealPath™ Income A PIMCO Short-Term A PIMCO Short-Term Admin PIMCO Short-Term Instl PIMCO Short-Term R PIMCO StocksPLUS® A PIMCO StocksPLUS® Absolute Return A PIMCO StocksPLUS® Absolute Return Instl PIMCO StocksPLUS® Admin PIMCO StocksPLUS® Instl PIMCO StocksPLUS® Intl (Unhedged) A PIMCO StocksPLUS® Intl (Unhedged) Adm PIMCO StocksPLUS® Intl (Unhedged) Inst PIMCO StocksPLUS® Intl (USD-Hedged) A PIMCO StocksPLUS® Intl (USD-Hedged) Inst PIMCO StocksPLUS® Long Duration Instl PIMCO StocksPLUS® R PIMCO StocksPLUS® Short A PIMCO StocksPLUS® Short Institutional PIMCO StocksPLUS® Small A PIMCO StocksPLUS® Small Institutional PIMCO Total Return A PIMCO Total Return Admin PIMCO Total Return II Admin PIMCO Total Return II Instl PIMCO Total Return III Admin PIMCO Total Return III Instl PIMCO Total Return Instl Ticker CUSIP Category Prospectus Objective Fund Available PTRIX PTFAX PFATX PIXAX PXTAX PXTIX PETAX PRRSX PRTNX PARRX PRAIX PRRIX PRRRX PTYAX PEHAX POFAX PFYAX PTNAX PSHAX PSFAX PTSHX PTSRX PSPAX PTOAX PSPTX PPLAX PSTKX PPUAX PSKAX PSKIX PIPAX PISIX PSLDX PSPRX PSSAX PSTIX PCKAX PSCSX PTTAX PTRAX PRADX PMBIX PRFAX PTSAX PTTRX 693391500 72201M164 72201F110 72201F888 72201F839 72201F854 72200Q299 72200Q257 693391120 693391112 72200Q505 693391104 72200Q760 72201F235 72201F227 72201F219 72201F193 72201F243 693391211 693390734 693390601 72200Q877 693391393 72200Q620 722005642 693390759 693390403 72201F557 72201F565 72201F573 72200Q430 72200Q380 72201F433 72200Q729 72201F763 693390486 72201F698 72201F797 693390445 693390726 693390544 693390551 693390627 693390866 693390700 Intermediate-Term Bond Market Neutral Market Neutral Large Value Large Value Large Value Real Estate Real Estate Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Target Date 2016-2020 Target Date 2026-2030 Target Date 2036-2040 Target Date 2046-2050 Retirement Income Ultrashort Bond Ultrashort Bond Ultrashort Bond Ultrashort Bond Large Blend Large Blend Large Blend Large Blend Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Aggressive Allocation Large Blend Bear Market Bear Market Small Blend Small Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Specialty - Real Estate Specialty - Real Estate Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Income Income Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 169 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 PIMCO Total Return IV A PIMCO Total Return IV Instl PIMCO Total Return R PIMCO Unconstrained Bond A PIMCO Unconstrained Bond Adm PIMCO Unconstrained Bond R Pioneer A Pioneer Absolute Return Bond A Pioneer Absolute Return Bond K Pioneer Absolute Return Bond Y Pioneer AMT-Free Municipal A Pioneer AMT-Free Municipal Y Pioneer Bond A Pioneer Bond K Pioneer Bond R Pioneer Bond Y Pioneer Classic Balanced A Pioneer Classic Balanced Y Pioneer Core Equity A Pioneer Core Equity Y Pioneer Disciplined Growth A Pioneer Disciplined Growth Y Pioneer Disciplined Value A Pioneer Disciplined Value R Pioneer Disciplined Value Y Pioneer Dynamic Credit A Pioneer Dynamic Credit Y Pioneer Emerging Markets A Pioneer Emerging Markets R Pioneer Emerging Markets Y Pioneer Equity Income A Pioneer Equity Income K Pioneer Equity Income R Pioneer Equity Income Y Pioneer Flexible Opportunities A Pioneer Flexible Opportunities R Pioneer Flexible Opportunities Y Pioneer Floating Rate A Pioneer Floating Rate K Pioneer Floating Rate Y Pioneer Fundamental Growth A Pioneer Fundamental Growth K Pioneer Fundamental Growth R Pioneer Fundamental Growth Y Pioneer Global Equity A Ticker CUSIP Category Prospectus Objective Fund Available PTUZX PTUIX PTRRX PUBAX PUBFX PUBRX PIODX ABRDX ARBKX ARBYX PBMFX PBYMX PIOBX PBFKX PBFRX PICYX AOBLX AYBLX PIOTX PVFYX PINDX INYDX CVFCX CVRFX CVFYX RCRAX RCRYX PEMFX PEMRX PYEFX PEQIX PEQKX PQIRX PYEQX PMARX MUARX PMYRX FLARX FLRKX FLYRX PIGFX PFGKX PFGRX FUNYX GLOSX 72201W691 72201W717 72200Q851 72201M479 72201U513 72201M289 723682100 72387N713 72387N689 72387N671 72387W705 72387W747 723622106 723622809 723622502 723622403 72387P106 72387P403 724010103 724010509 723922100 723922407 72387X109 72387X505 72387X406 72388E100 72388E308 723661104 723661500 723661401 72366V108 72366V702 72366V504 72366V405 72387S407 72387S886 72387S605 72387S100 72387S878 72387S308 723695102 723695706 723695508 723695409 72387N705 Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Large Blend Nontraditional Bond Nontraditional Bond Nontraditional Bond Muni National Long Muni National Long Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Moderate Allocation Moderate Allocation Large Blend Large Blend Large Growth Large Growth Large Value Large Value Large Value Nontraditional Bond Nontraditional Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Value Large Value Large Value Large Value Tactical Allocation Tactical Allocation Tactical Allocation Bank Loan Bank Loan Bank Loan Large Growth Large Growth Large Growth Large Growth World Stock Corporate Bond - General Corporate Bond - General Corporate Bond - General Income Income Income Growth and Income Growth Growth Growth Municipal Bond - National Municipal Bond - National Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Balanced Balanced Growth Growth Growth Growth Growth Growth Growth Income Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Equity-Income Equity-Income Equity-Income Equity-Income Growth and Income Growth and Income Growth and Income Income Income Income Growth Growth Growth Growth World Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 170 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Pioneer Global Equity K Pioneer Global Equity Y Pioneer Global High Yield A Pioneer Global High Yield Y Pioneer Global Multisector Inc A Pioneer Global Multisector Inc Y Pioneer High Income Municipal A Pioneer High Income Municipal Y Pioneer High Yield A Pioneer High Yield R Pioneer High Yield Y Pioneer International Equity A Pioneer International Equity Y Pioneer Long/Short Bond A Pioneer Long/Short Bond Y Pioneer Long/Short Opportunistic Crdt A Pioneer Long/Short Opportunistic Crdt Y Pioneer Mid Cap Value A Pioneer Mid Cap Value K Pioneer Mid Cap Value R Pioneer Mid Cap Value Y Pioneer Multi Asset Income A Pioneer Multi Asset Income Y Pioneer Multi-Asset Income K Pioneer Multi-Asset Ultrashort Income A Pioneer Multi-Asset Ultrashort Income K Pioneer Multi-Asset Ultrashort Income Y Pioneer R Pioneer Real Estate A Pioneer Real Estate Y Pioneer Select Mid Cap Growth A Pioneer Select Mid Cap Growth K Pioneer Select Mid Cap Growth R Pioneer Select Mid Cap Growth Y Pioneer Short Term Income A Pioneer Short Term Income K Pioneer Short Term Income Y Pioneer Solutions Balanced A Pioneer Solutions Balanced Y Pioneer Solutions Conservative A Pioneer Solutions Conservative Y Pioneer Solutions Growth A Pioneer Solutions Growth Y Pioneer Strategic Income A Pioneer Strategic Income K Ticker CUSIP Category Prospectus Objective Fund Available PGEKX PGSYX PGHYX GHYYX PGABX PGYBX PIMAX HIMYX TAHYX TYHRX TYHYX PIIFX INVYX LSGAX LSGYX LRCAX LRCYX PCGRX PMCKX PCMRX PYCGX PMAIX PMFYX PMFKX MAFRX MAUKX MYFRX PIORX PWREX PYREX PGOFX PSMKX PGRRX GROYX STABX STIKX PSHYX PIALX IMOYX PIAVX IBBCX GRAAX IBGYX PSRAX STRKX 72387N663 72387N788 72369G108 72369G405 72388C104 72388C302 72387N846 72387N820 72369B109 72369B505 72369B406 723709101 723709507 72387N770 72387N754 72387N747 72387N721 72375Q108 72375Q702 72375Q504 72375Q405 72387P643 72387P627 72387P619 72388E407 72388E803 72388E605 723682506 723848107 723848404 72387W408 72387W721 72387W739 72387W762 72387U105 72387U600 72387U402 723556106 723556825 723556874 723556817 723556403 723556833 723884102 723884706 World Stock World Stock High Yield Bond High Yield Bond World Bond World Bond High Yield Muni High Yield Muni High Yield Bond High Yield Bond High Yield Bond Foreign Large Blend Foreign Large Blend Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Conservative Allocation Conservative Allocation Conservative Allocation Ultrashort Bond Ultrashort Bond Ultrashort Bond Large Blend Real Estate Real Estate Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Short-Term Bond Short-Term Bond Short-Term Bond Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Aggressive Allocation Aggressive Allocation Multisector Bond Multisector Bond World Stock World Stock Corporate Bond - High Yield Corporate Bond - High Yield Worldwide Bond Worldwide Bond Municipal Bond - National Municipal Bond - National Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Multi-Asset Global Multi-Asset Global Multi-Asset Global Income Income Income Growth and Income Specialty - Real Estate Specialty - Real Estate Growth Growth Growth Growth Income Income Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Multisector Bond Multisector Bond Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 171 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Pioneer Strategic Income R Pioneer Strategic Income Y Pioneer Y PNC Balanced Allocation A PNC Balanced Allocation I PNC Bond A PNC Bond I PNC Government Mortgage A PNC Government Mortgage I PNC High Yield Bond A PNC High Yield Bond I PNC Intermediate Bond A PNC Intermediate Bond I PNC International Equity A PNC International Equity I PNC Large Cap Core A PNC Large Cap Core I PNC Large Cap Growth A PNC Large Cap Growth I PNC Large Cap Value A PNC Large Cap Value I PNC Limited Maturity Bond A PNC Limited Maturity Bond I PNC Mid Cap A PNC Mid Cap I PNC Multi Factor Small Cap Core A PNC Multi Factor Small Cap Core I PNC Multi Factor Small Cap Gr A PNC Multi Factor Small Cap Gr I PNC Multi Factor Small Cap Value A PNC Multi Factor Small Cap Value I PNC S&P 500 Index A PNC S&P 500 Index I PNC Small Cap A PNC Small Cap I PNC Total Return Advantage A PNC Total Return Advantage I PNC Ultra Short Bond A PNC Ultra Short Bond I PRIMECAP Odyssey Aggressive Growth PRIMECAP Odyssey Growth PRIMECAP Odyssey Stock Principal Bond Market Index Instl Principal Bond Market Index R1 Principal Bond Market Index R2 Ticker CUSIP Category Prospectus Objective Fund Available STIRX STRYX PYODX PBAAX PBLIX PAAAX PFDIX POMAX PTGIX PAHBX PIHBX PBFAX PIKIX PMIEX PIUIX PLEAX PLEIX PEWAX PEWIX PLVAX PLIVX PLFAX PMYIX PMCAX PMVIX PLOAX PLOIX PLWAX PLTIX PMRRX PMUIX PIIAX PSXIX PPCAX PPCIX PTVAX PTVIX PSBAX PNCIX POAGX POGRX POSKX PNIIX PBIMX PBINX 723884508 723884409 723682407 69351J710 69351J736 69351J371 69351J223 69351J819 69351J835 69351J330 69351J348 69351J512 69351J454 69351J306 69351J108 69351J603 69351J405 69351J249 69351J256 69351K105 69351K303 69351J744 69351J769 69351J546 69351J561 69351J389 69351J413 69351J421 69351J447 69351J264 69351J280 69351J884 69351J702 69351J298 69351J322 69351J777 69351J793 69351J520 69351J538 74160Q202 74160Q103 74160Q301 742553316 742553431 742553423 Multisector Bond Multisector Bond Large Blend Moderate Allocation Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate Government Intermediate Government High Yield Bond High Yield Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Blend Foreign Large Blend Large Blend Large Blend Large Growth Large Growth Large Value Large Value Short-Term Bond Short-Term Bond Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Small Growth Small Growth Small Blend Small Blend Large Blend Large Blend Small Growth Small Growth Intermediate-Term Bond Intermediate-Term Bond Ultrashort Bond Ultrashort Bond Mid-Cap Growth Large Growth Large Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Multisector Bond Multisector Bond Growth and Income Balanced Balanced Corporate Bond - High Quality Corporate Bond - High Quality Government Bond - Mortgage Government Bond - Mortgage Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - General Corporate Bond - General Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Corporate Bond - High Quality Corporate Bond - High Quality Growth Growth Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Small Company Small Company Corporate Bond - General Corporate Bond - General Income Income Aggressive Growth Growth Growth Income Income Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 172 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Principal Bond Market Index R3 Principal Bond Market Index R4 Principal Bond Market Index R5 Principal Capital Appreciation A Principal Capital Appreciation Inst Principal Capital Appreciation R1 Principal Capital Appreciation R2 Principal Capital Appreciation R3 Principal Capital Appreciation R4 Principal Capital Appreciation R5 Principal Core Plus Bond A Principal Core Plus Bond Inst Principal Core Plus Bond R1 Principal Core Plus Bond R2 Principal Core Plus Bond R3 Principal Core Plus Bond R4 Principal Core Plus Bond R5 Principal Diversified Intl A Principal Diversified Intl Inst Principal Diversified Intl R1 Principal Diversified Intl R2 Principal Diversified Intl R3 Principal Diversified Intl R4 Principal Diversified Intl R5 Principal Diversified Real Asset A Principal Diversified Real Asset Inst Principal Diversified Real Asset R6 Principal Equity Income A Principal Equity Income Inst Principal Equity Income R1 Principal Equity Income R2 Principal Equity Income R3 Principal Equity Income R4 Principal Equity Income R5 Principal Global Div Inc A Principal Global Div Inc Instl Principal Global Real Estate Sec A Principal Global Real Estate Sec Instl Principal Global Real Estate Sec R6 Principal Government & High Qual Bd A Principal Government & High Qual Bd Inst Principal Government & High Qual Bd R1 Principal Government & High Qual Bd R2 Principal Government & High Qual Bd R3 Principal Government & High Qual Bd R4 Ticker CUSIP Category Prospectus Objective Fund Available PBOIX PBIPX PBIQX CMNWX PWCIX PCAMX PCANX PCAOX PCAPX PCAQX PRBDX PMSIX PBOMX PBMNX PBMMX PBMSX PBMPX PRWLX PIIIX PDVIX PINNX PINRX PINLX PINPX PRDAX PDRDX PDARX PQIAX PEIIX PIEMX PEINX PEIOX PEIPX PEIQX PGBAX PGDIX POSAX POSIX PGRSX CMPGX PMRIX PMGRX PFMRX PRCMX PMRDX 742553415 742553399 742553381 74254V349 74254U432 742553183 742553175 742553167 742553159 742553142 74254T245 74253M159 74254R561 74251T867 74251T859 74251T883 74251T875 74254T328 74253Q879 74254R496 74251T594 74251T586 74251T628 74251T610 74254V182 74254V166 742537467 74254V869 74254U499 742553290 742553282 742553274 742553266 742553258 74254V224 74254V232 74254V299 74254V273 742537624 74254V372 74254U457 742553563 742553555 742553548 742553530 Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Conservative Allocation Conservative Allocation Conservative Allocation Large Value Large Value Large Value Large Value Large Value Large Value Large Value Conservative Allocation Conservative Allocation Global Real Estate Global Real Estate Global Real Estate Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Intermediate Government Income Income Income Growth Growth Growth Growth Growth Growth Growth Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Income Income Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 173 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Principal Government & High Qual Bd R5 Principal High Yield A Principal High Yield Fund I Inst Principal High Yield Inst Principal Income A Principal Income Instl Principal Income R1 Principal Income R2 Principal Income R3 Principal Income R4 Principal Income R5 Principal Income R6 Principal Inflation Protection A Principal Inflation Protection Inst Principal Inflation Protection R1 Principal Inflation Protection R2 Principal Inflation Protection R3 Principal Inflation Protection R4 Principal Inflation Protection R5 Principal International Eq Index Instl Principal International Equity Index R1 Principal International Equity Index R2 Principal International Equity Index R3 Principal International Equity Index R4 Principal International Equity Index R5 Principal International I Inst Principal International I R1 Principal International I R2 Principal International I R3 Principal International I R4 Principal International I R5 Principal Intl Emerging Markets A Principal Intl Emerging Markets Inst Principal Intl Emerging Markets R1 Principal Intl Emerging Markets R2 Principal Intl Emerging Markets R3 Principal Intl Emerging Markets R4 Principal Intl Emerging Markets R5 Principal Large Cap Growth A Principal Large Cap Growth II Inst Principal Large Cap Growth II R1 Principal Large Cap Growth II R2 Principal Large Cap Growth II R3 Principal Large Cap Growth II R4 Principal Large Cap Growth II R5 Ticker CUSIP Category Prospectus Objective Fund Available PMREX CPHYX PYHIX PHYTX CMPIX PIOIX PIOMX PIONX PIOOX PIOPX PIOQX PICNX PITAX PIPIX PISPX PBSAX PIFPX PIFSX PBPPX PIDIX PILIX PINEX PIIOX PIIPX PIIQX PINIX PPISX PSPPX PRPPX PUPPX PTPPX PRIAX PIEIX PIXEX PEASX PEAPX PESSX PEPSX PRGWX PPIIX PDASX PPTNX PPTMX PPTSX PPTPX 742553522 74254V661 74254R637 74254U481 74254V638 74254U473 742553241 742553233 742553225 742553217 742553191 742537616 74254T146 74254T815 74254T831 74254T856 74254T849 74254T872 74254T864 742553324 742553373 742553365 742553357 742553340 742553332 74253Q226 74254R298 74254R868 74254R850 74254R884 74254R876 74254T294 74253Q804 74254R470 74251T495 74251T487 74251T529 74251T511 74254T534 74253J735 74254R249 74253J693 74253J685 74253J727 74253J719 Intermediate Government High Yield Bond High Yield Bond High Yield Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Government Bond - General Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Income Income Income Income Income Income Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 174 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Principal Large Cap Growth Inst Principal Large Cap Growth R1 Principal Large Cap Growth R2 Principal Large Cap Growth R3 Principal Large Cap Growth R4 Principal Large Cap Growth R5 Principal Large Cap S&P 500 Index A Principal Large Cap S&P 500 Index Inst Principal Large Cap S&P 500 Index R1 Principal Large Cap S&P 500 Index R2 Principal Large Cap S&P 500 Index R3 Principal Large Cap S&P 500 Index R4 Principal Large Cap S&P 500 Index R5 Principal Large Cap Value III Inst Principal Large Cap Value III R1 Principal Large Cap Value III R2 Principal Large Cap Value III R3 Principal Large Cap Value III R4 Principal Large Cap Value III R5 Principal LargeCap Growth I Instl Principal LargeCap Growth I R1 Principal LargeCap Growth I R2 Principal LargeCap Growth I R3 Principal LargeCap Growth I R4 Principal LargeCap Growth I R5 Principal LargeCap Growth I R6 Principal LargeCap Value A Principal LargeCap Value Inst Principal LargeCap Value R1 Principal LargeCap Value R2 Principal LargeCap Value R3 Principal LargeCap Value R4 Principal LargeCap Value R5 Principal LifeTime 2010 A Principal LifeTime 2010 Instl Principal LifeTime 2010 R1 Principal LifeTime 2010 R2 Principal LifeTime 2010 R3 Principal LifeTime 2010 R4 Principal LifeTime 2010 R5 Principal LifeTime 2015 Instl Principal LifeTime 2015 R1 Principal LifeTime 2015 R2 Principal LifeTime 2015 R3 Principal LifeTime 2015 R4 Ticker CUSIP Category Prospectus Objective Fund Available PGLIX PLSGX PCPPX PLGPX PEPPX PDPPX PLSAX PLFIX PLPIX PLFNX PLFMX PLFSX PLFPX PLVIX PESAX PPSNX PPSFX PPSSX PPSRX PLGIX PCRSX PPUNX PPUMX PPUSX PPUPX PLCGX PCACX PVLIX PLSVX PLVNX PLVMX PLVSX PLVPX PENAX PTTIX PVASX PTANX PTAMX PTASX PTAPX LTINX LTSGX LTASX LTAPX LTSLX 74253Q812 74254R454 74251T362 74251T354 74251T388 74251T370 74254T476 74253Q788 74254R447 74251T321 74251T313 74251T347 74251T339 74253J677 74254R231 74253J644 74253J636 74253J669 74253J651 74253J784 74254R256 74253J750 74253J743 74253J776 74253J768 742537590 74254T625 74253Q762 74254R439 74251T271 74251T263 74251T297 74251T289 74254T120 74253M548 74254R413 74253M589 74253M571 74253M563 74253M555 742553605 742553100 742553209 742553308 742553407 Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Value Large Value Large Value Large Value Large Value Large Value Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Large Value Large Value Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 175 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Principal LifeTime 2015 R5 Principal LifeTime 2020 A Principal LifeTime 2020 Instl Principal LifeTime 2020 R1 Principal LifeTime 2020 R2 Principal LifeTime 2020 R3 Principal LifeTime 2020 R4 Principal LifeTime 2020 R5 Principal LifeTime 2025 Instl Principal LifeTime 2025 R1 Principal LifeTime 2025 R2 Principal LifeTime 2025 R3 Principal LifeTime 2025 R4 Principal LifeTime 2025 R5 Principal LifeTime 2030 A Principal LifeTime 2030 Instl Principal LifeTime 2030 R1 Principal LifeTime 2030 R2 Principal LifeTime 2030 R3 Principal LifeTime 2030 R4 Principal LifeTime 2030 R5 Principal LifeTime 2035 Instl Principal LifeTime 2035 R1 Principal LifeTime 2035 R2 Principal LifeTime 2035 R3 Principal LifeTime 2035 R4 Principal LifeTime 2035 R5 Principal LifeTime 2040 A Principal LifeTime 2040 Instl Principal LifeTime 2040 R1 Principal LifeTime 2040 R2 Principal LifeTime 2040 R3 Principal LifeTime 2040 R4 Principal LifeTime 2040 R5 Principal LifeTime 2045 Instl Principal LifeTime 2045 R1 Principal LifeTime 2045 R2 Principal LifeTime 2045 R3 Principal LifeTime 2045 R4 Principal LifeTime 2045 R5 Principal LifeTime 2050 A Principal LifeTime 2050 Instl Principal LifeTime 2050 R1 Principal LifeTime 2050 R2 Principal LifeTime 2050 R3 Ticker CUSIP Category Prospectus Objective Fund Available LTPFX PTBAX PLWIX PWASX PTBNX PTBMX PTBSX PTBPX LTSTX LTSNX LTADX LTVPX LTEEX LTPDX PTCAX PMTIX PXASX PTCNX PTCMX PTCSX PTCPX LTIUX LTANX LTVIX LTAOX LTSEX LTPEX PTDAX PTDIX PYASX PTDNX PTDMX PTDSX PTDPX LTRIX LTRGX LTRSX LTRVX LTRLX LTRDX PPEAX PPLIX PZASX PTENX PTERX 742553506 74254U101 74253M464 74254R397 74253M522 74253M514 74253M498 74253M480 742553738 742553704 742553803 742553886 742553878 742553860 74254U309 74253M399 74254R389 74253M456 74253M449 74253M431 74253M423 742553720 742553852 742553845 742553837 742553829 742553811 74254U507 74253M332 74254R371 74253M381 74253M373 74253M365 74253M357 742553746 742553795 742553787 742553779 742553761 742553753 74254U705 74253M266 74254R363 74253M324 74253M316 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 176 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Principal LifeTime 2050 R4 Principal LifeTime 2050 R5 Principal LifeTime 2055 Instl Principal LifeTime 2055 R1 Principal LifeTime 2055 R2 Principal LifeTime 2055 R3 Principal LifeTime 2055 R4 Principal LifeTime 2055 R5 Principal LifeTime Hybrid 2015 R6 Principal LifeTime Hybrid 2020 R6 Principal LifeTime Hybrid 2025 R6 Principal LifeTime Hybrid 2030 R6 Principal LifeTime Hybrid 2035 R6 Principal LifeTime Hybrid 2040 R6 Principal LifeTime Hybrid 2045 R6 Principal LifeTime Hybrid 2050 R6 Principal LifeTime Hybrid 2055 R6 Principal LifeTime Hybrid 2060 R6 Principal LifeTime Hybrid Income R6 Principal LifeTime Strategic Inc A Principal LifeTime Strategic Inc Instl Principal LifeTime Strategic Inc R1 Principal LifeTime Strategic Inc R2 Principal LifeTime Strategic Inc R3 Principal LifeTime Strategic Inc R4 Principal LifeTime Strategic Inc R5 Principal MidCap A Principal MidCap Growth III Inst Principal MidCap Growth III R1 Principal MidCap Growth III R2 Principal MidCap Growth III R3 Principal MidCap Growth III R4 Principal MidCap Growth III R5 Principal MidCap Growth Inst Principal MidCap Growth R1 Principal MidCap Growth R2 Principal MidCap Growth R3 Principal MidCap Growth R4 Principal MidCap Growth R5 Principal MidCap Institutional Principal MidCap R1 Principal MidCap R2 Principal MidCap R3 Principal MidCap R4 Principal MidCap R5 Ticker CUSIP Category Prospectus Objective Fund Available PTESX PTEFX LTFIX LTFGX LTFSX LTFDX LTFLX LTFPX PLRRX PLTTX PLFTX PLZTX PLRTX PLMTX PLNTX PLJTX PLHTX PLKTX PLTYX PALTX PLSIX PLAIX PLSNX PLSMX PLSSX PLSPX PEMGX PPIMX PHASX PPQNX PPQMX PPQSX PPQPX PGWIX PMSGX PGPPX PFPPX PIPPX PHPPX PCBIX PMSBX PMBNX PMBMX PMBSX PMBPX 74253M290 74253M282 742553712 742553696 742553688 742553670 742553662 742553654 74256W105 74256W204 74256W303 74256W402 74256W501 74256W600 74256W709 74256W808 74256W881 74256W873 74256W865 74254T138 74253M191 74254R421 74253M258 74253M241 74253M233 74253M225 74254T443 74253Q614 74254R199 74253J545 74253J537 74253J560 74253J552 74253Q721 74254R348 74251T180 74251T172 74251T214 74251T198 74253Q747 74254R355 74251T230 74251T222 74251T255 74251T248 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2011-2015 Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 177 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Principal MidCap S&P 400 Index Inst Principal MidCap S&P 400 Index R1 Principal MidCap S&P 400 Index R2 Principal MidCap S&P 400 Index R3 Principal MidCap S&P 400 Index R4 Principal MidCap S&P 400 Index R5 Principal MidCap Value I Inst Principal MidCap Value I R1 Principal MidCap Value I R2 Principal MidCap Value I R3 Principal MidCap Value I R4 Principal MidCap Value I R5 Principal MidCap Value III Instl Principal MidCap Value III R1 Principal MidCap Value III R2 Principal MidCap Value III R3 Principal MidCap Value III R4 Principal MidCap Value III R5 Principal MidCap Value III R6 Principal Origin Emerging Markets R6 Principal Overseas Instl Principal Preferred Securities A Principal Preferred Securities Inst Principal Preferred Securities R1 Principal Preferred Securities R2 Principal Preferred Securities R3 Principal Preferred Securities R4 Principal Preferred Securities R5 Principal Real Estate Securities A Principal Real Estate Securities Inst Principal Real Estate Securities R1 Principal Real Estate Securities R2 Principal Real Estate Securities R3 Principal Real Estate Securities R4 Principal Real Estate Securities R5 Principal SAM Balanced A Principal SAM Balanced Inst Principal SAM Balanced R1 Principal SAM Balanced R2 Principal SAM Balanced R3 Principal SAM Balanced R4 Principal SAM Balanced R5 Principal SAM Conservative Bal A Principal SAM Conservative Bal Inst Principal SAM Conservative Bal R1 Ticker CUSIP Category Prospectus Objective Fund Available MPSIX PMSSX PMFNX PMFMX PMFSX PMFPX PVMIX PLASX PABUX PMPRX PABWX PABVX PVUIX PMSVX PKPPX PJPPX PMPPX PLPPX PCMIX POEFX PINZX PPSAX PPSIX PUSAX PPRSX PNARX PQARX PPARX PRRAX PIREX PRAEX PRENX PRERX PRETX PREPX SABPX PSBIX PSBGX PSBVX PBAPX PSBLX PSBFX SAIPX PCCIX PCSSX 74253Q697 74254R330 74251T149 74251T131 74251T164 74251T156 74253Q192 74254R165 74254R306 74254R405 74254R108 74254R207 74253Q671 74254R322 74253J305 74253J404 74253J107 74253J206 742537582 742537483 742553571 74254T252 74253Q416 74254T401 74254R827 74254R819 74254R843 74254R835 74254T278 74253Q580 74254T500 74253J339 74253J321 74253J354 74253J347 74254V547 74254U424 74254U374 74254U390 74254U382 74254U366 74254U358 74254V513 74254U341 74254U291 Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Diversified Emerging Mkts Foreign Large Value Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Real Estate Real Estate Real Estate Real Estate Real Estate Real Estate Real Estate Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth World Stock Income Income Income Income Income Income Income Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Balanced Balanced Balanced Balanced Balanced Balanced Balanced Corporate Bond - General Corporate Bond - General Corporate Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 178 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Principal SAM Conservative Bal R2 Principal SAM Conservative Bal R3 Principal SAM Conservative Bal R4 Principal SAM Conservative Bal R5 Principal SAM Conservative Growth A Principal SAM Conservative Growth Inst Principal SAM Conservative Growth R1 Principal SAM Conservative Growth R2 Principal SAM Conservative Growth R3 Principal SAM Conservative Growth R4 Principal SAM Conservative Growth R5 Principal SAM Flexible Income A Principal SAM Flexible Income Inst Principal SAM Flexible Income R1 Principal SAM Flexible Income R2 Principal SAM Flexible Income R3 Principal SAM Flexible Income R4 Principal SAM Flexible Income R5 Principal SAM Strategic Growth A Principal SAM Strategic Growth Inst Principal SAM Strategic Growth R1 Principal SAM Strategic Growth R2 Principal SAM Strategic Growth R3 Principal SAM Strategic Growth R4 Principal SAM Strategic Growth R5 Principal Short-Term Income A Principal Short-Term Income Inst Principal Short-Term Income R1 Principal Short-Term Income R2 Principal Short-Term Income R3 Principal Short-Term Income R4 Principal Short-Term Income R5 Principal SmallCap A Principal SmallCap Growth I Instl Principal SmallCap Growth I R1 Principal SmallCap Growth I R2 Principal SmallCap Growth I R3 Principal SmallCap Growth I R4 Principal SmallCap Growth I R5 Principal SmallCap Growth I R6 Principal SmallCap Inst Principal SmallCap R1 Principal SmallCap R2 Principal SmallCap R3 Principal SmallCap R4 Ticker CUSIP Category Prospectus Objective Fund Available PCNSX PCBPX PCBLX PCBFX SAGPX PCWIX PCGGX PCGVX PCGPX PCWSX PCWPX SAUPX PIFIX PFIGX PFIVX PFIPX PFILX PFIFX SACAX PSWIX PSGGX PSGVX PSGPX PSGLX PSGFX SRHQX PSHIX PSIMX PSINX PSIOX PSIPX PSIQX PLLAX PGRTX PNASX PPNNX PPNMX PPNSX PPNPX PCSMX PSLIX PSABX PSBNX PSBMX PSBSX 74254U325 74254U317 74254U283 74254U275 74254V471 74254V315 74254U234 74254U259 74254U242 74254U226 74254U218 74254V448 74254U192 74254U150 74254U176 74254U168 74254U143 74254U135 74254V414 74254V109 74254V505 74254V307 74254V406 74254V604 74254V703 74254V562 74254U440 74255L100 74255L209 74255L308 74255L407 74255L506 74254T369 74253J461 74254R140 74253J438 74253J420 74253J453 74253J446 742537574 74253Q564 74254T609 74253J289 74253J271 74253J313 Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Small Blend Small Blend Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Small Company Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 179 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Principal SmallCap R5 Principal SmallCap S&P 600 Index Inst Principal SmallCap S&P 600 Index R1 Principal SmallCap S&P 600 Index R2 Principal SmallCap S&P 600 Index R3 Principal SmallCap S&P 600 Index R4 Principal SmallCap S&P 600 Index R5 Principal SmallCap Value II Instl Principal SmallCap Value II R1 Principal SmallCap Value II R2 Principal SmallCap Value II R3 Principal SmallCap Value II R4 Principal SmallCap Value II R5 Principal SmallCap Value II R6 Principal Small-MidCap Dividend Inc A Principal Small-MidCap Dividend Inc Inst Principal SystematEx International R6 Principal SystematEx Large Value R6 Principal Tax-Exempt Bond A Prudential Absolute Return Bond A Prudential Absolute Return Bond Q Prudential Absolute Return Bond Z Prudential Balanced A Prudential Balanced R Prudential Balanced Z Prudential Conservative Allocation A Prudential Conservative Allocation R Prudential Conservative Allocation Z Prudential Core Bond A Prudential Core Bond Q Prudential Core Bond R Prudential Core Bond Z Prudential Corporate Bond A Prudential Corporate Bond Q Prudential Corporate Bond R Prudential Corporate Bond Z Prudential Emerging Mkts Dbt Lcl Ccy A Prudential Emerging Mkts Dbt Lcl Ccy Q Prudential Emerging Mkts Dbt Lcl Ccy Z Prudential Financial Services A Prudential Financial Services R Prudential Financial Services Z Prudential Global Real Estate A Prudential Global Real Estate Q Prudential Global Real Estate R Ticker CUSIP Category Prospectus Objective Fund Available PSBPX PSSIX PSAPX PSSNX PSSMX PSSSX PSSPX PPVIX PCPTX PKARX PJARX PSTWX PLARX PSMVX PMDAX PMDIX PSTMX PSLVX PTEAX PADAX PADQX PADZX PIBAX PALRX PABFX JDUAX JDARX JDAZX TPCAX TPCQX TPCRX TAIBX PCWAX PCWQX PCWRX TGMBX EMDAX EMDQX EMDZX PFSAX PSSRX PFSZX PURAX PGRQX PURRX 74253J297 74253Q523 74254T807 74253J198 74253J180 74253J222 74253J214 74254R694 74254T302 74254R728 74254R710 74254R744 74254R736 742537566 74255L753 74255L738 742537350 742537343 74254V802 74441J852 74441J837 74441J829 74437E883 74437E636 74437E859 74437E750 74437E628 74437E784 875921769 875921744 875921736 875921801 875921694 875921678 875921660 875921702 743969750 743969735 743969727 74441P106 74441P783 74441P403 744336108 744336876 744336405 Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Value Small Value Small Value Small Value Small Value Small Value Small Value Small Value Small Value Foreign Large Blend Large Value Muni National Interm Nontraditional Bond Nontraditional Bond Nontraditional Bond Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Corporate Bond Corporate Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Financial Financial Financial Global Real Estate Global Real Estate Global Real Estate Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Equity-Income Equity-Income Growth Growth Municipal Bond - National Income Income Income Asset Allocation Asset Allocation Asset Allocation Balanced Balanced Balanced Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Specialty - Financial Specialty - Financial Specialty - Financial Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 180 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Prudential Global Real Estate Z Prudential Global Total Return A Prudential Global Total Return Q Prudential Global Total Return Z Prudential Government Income A Prudential Government Income R Prudential Government Income Z Prudential Growth Allocation A Prudential Growth Allocation R Prudential Growth Allocation Z Prudential High-Yield A Prudential High-Yield Q Prudential High-Yield R Prudential High-Yield Z Prudential Income Builder A Prudential Income Builder R Prudential Income Builder Z Prudential International Real Estate A Prudential International Real Estate Z Prudential Jennison 20/20 Focus A Prudential Jennison 20/20 Focus Q Prudential Jennison 20/20 Focus R Prudential Jennison 20/20 Focus Z Prudential Jennison Blend A Prudential Jennison Blend Z Prudential Jennison Conservative Gr A Prudential Jennison Emerging Mkts Eq A Prudential Jennison Emerging Mkts Eq Q Prudential Jennison Emerging Mkts Eq Z Prudential Jennison Equity Income A Prudential Jennison Equity Income Q Prudential Jennison Equity Income R Prudential Jennison Equity Income Z Prudential Jennison Equity Opportunity A Prudential Jennison Equity Opportunity R Prudential Jennison Equity Opportunity Z Prudential Jennison Global Infras A Prudential Jennison Global Infras Z Prudential Jennison Global Opps A Prudential Jennison Global Opps Z Prudential Jennison Growth A Prudential Jennison Growth R Prudential Jennison Growth Z Prudential Jennison Health Sciences A Prudential Jennison Health Sciences R Ticker CUSIP Category Prospectus Objective Fund Available PURZX GTRAX PGTQX PZTRX PGVAX JDRVX PGVZX JDAAX JGARX JDGZX PBHAX PHYQX JDYRX PHYZX PCGAX PCLRX PDCZX PUEAX PUEZX PTWAX PJTQX JTWRX PTWZX PBQAX PEQZX TBDAX PDEAX PDEQX PDEZX SPQAX PJIQX PJERX JDEZX PJIAX PJORX PJGZX PGJAX PGJZX PRJAX PRJZX PJFAX PJGRX PJFZX PHLAX PJHRX 744336504 74439A103 74439A509 74439A400 74439V107 74439V503 74439V404 74437E685 74437E594 74437E768 74440Y108 74440Y884 74440Y603 74440Y801 74442X108 74442X405 74442X504 74441J803 74441J860 74440G107 74440G602 74440G503 74440G404 74441T108 74441T405 74440V104 743969644 743969628 743969610 74441L808 74441L816 74441L790 74441L832 74437E503 74437E644 74437E800 743969792 743969776 743969719 743969685 74437E107 74437E651 74437E404 74441P502 74441P791 Global Real Estate World Bond World Bond World Bond Intermediate Government Intermediate Government Intermediate Government Aggressive Allocation Aggressive Allocation Aggressive Allocation High Yield Bond High Yield Bond High Yield Bond High Yield Bond Tactical Allocation Tactical Allocation Tactical Allocation Global Real Estate Global Real Estate Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend World Stock World Stock World Stock World Stock Large Growth Large Growth Large Growth Health Health Specialty - Real Estate Worldwide Bond Worldwide Bond Worldwide Bond Income Income Income Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth and Income Growth and Income Growth and Income Specialty - Real Estate Specialty - Real Estate Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Equity-Income Equity-Income Equity-Income Equity-Income Growth Growth Growth Growth Growth World Stock World Stock Growth Growth Growth Specialty - Health Specialty - Health Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 181 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Prudential Jennison Health Sciences Z Prudential Jennison International Opps A Prudential Jennison International Opps Z Prudential Jennison Mid Cap Growth A Prudential Jennison Mid Cap Growth Q Prudential Jennison Mid Cap Growth R Prudential Jennison Mid Cap Growth Z Prudential Jennison MLP A Prudential Jennison MLP Z Prudential Jennison Natural Resources A Prudential Jennison Natural Resources Q Prudential Jennison Natural Resources R Prudential Jennison Natural Resources Z Prudential Jennison Rising Dividend A Prudential Jennison Rising Dividend Z Prudential Jennison Select Growth A Prudential Jennison Select Growth Q Prudential Jennison Select Growth Z Prudential Jennison Small Company A Prudential Jennison Small Company Q Prudential Jennison Small Company R Prudential Jennison Small Company Z Prudential Jennison Utility A Prudential Jennison Utility R Prudential Jennison Utility Z Prudential Jennison Value A Prudential Jennison Value Q Prudential Jennison Value R Prudential Jennison Value Z Prudential Moderate Allocation A Prudential Moderate Allocation R Prudential Moderate Allocation Z Prudential QMA Defensive Equity A Prudential QMA Defensive Equity R Prudential QMA Defensive Equity Z Prudential QMA Global Tactical Allc A Prudential QMA Global Tactical Allc Q Prudential QMA Global Tactical Allc Z Prudential QMA International Equity A Prudential QMA International Equity Z Prudential QMA Large-Cap Core Equity A Prudential QMA Large-Cap Core Equity Z Prudential QMA Long-Short Equity A Prudential QMA Long-Short Equity Z Prudential QMA Mid-Cap Value A Ticker CUSIP Category Prospectus Objective Fund Available PHSZX PWJAX PWJZX PEEAX PJGQX JDERX PEGZX PRPAX PRPZX PGNAX PJNQX JNRRX PNRZX PJDAX PJDZX SPFAX PSGQX SPFZX PGOAX PJSQX JSCRX PSCZX PRUAX JDURX PRUZX PBEAX PJVQX JDVRX PEIZX JDTAX JMARX JDMZX PAMGX SPMRX PDMZX PTALX PTQLX PTZLX PJRAX PJIZX PTMAX PTEZX PLHAX PLHZX SPRAX 74441P866 743969677 743969651 74441C105 74441C881 74441C600 74441C808 74440G701 74440G883 74441K107 74441K602 74441K404 74441K503 74440V823 74440V799 74440K504 74440K751 74440K868 74441N101 74441N887 74441N507 74441N408 74441P858 74441P825 74441P817 74440N102 74440N888 74440N607 74440N805 74437E727 74437E610 74437E776 74442X868 74442X819 74442X827 74440K728 74440K694 74440K686 743969859 743969883 74441J100 74441J407 744336868 744336843 74441L105 Health Foreign Large Growth Foreign Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Energy Limited Partnership Energy Limited Partnership Natural Resources Natural Resources Natural Resources Natural Resources Large Blend Large Blend Large Growth Large Growth Large Growth Small Growth Small Growth Small Growth Small Growth Utilities Utilities Utilities Large Value Large Value Large Value Large Value Moderate Allocation Moderate Allocation Moderate Allocation Large Blend Large Blend Large Blend Multialternative Multialternative Multialternative Foreign Large Value Foreign Large Value Large Blend Large Blend Long/Short Equity Long/Short Equity Mid-Cap Value Specialty - Health Foreign Stock Foreign Stock Growth Growth Growth Growth Income Income Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Equity-Income Equity-Income Aggressive Growth Aggressive Growth Aggressive Growth Small Company Small Company Small Company Small Company Specialty - Utility Specialty - Utility Specialty - Utility Growth Growth Growth Growth Balanced Balanced Balanced Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Foreign Stock Foreign Stock Growth Growth Equity-Income Equity-Income Growth Closed Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 182 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Prudential QMA Mid-Cap Value Q Prudential QMA Mid-Cap Value Z Prudential QMA Small-Cap Value A Prudential QMA Small-Cap Value R Prudential QMA Small-Cap Value Z Prudential QMA Stock Index A Prudential QMA Stock Index I Prudential QMA Stock Index Z Prudential QMA Strategic Value A Prudential QMA Strategic Value Z Prudential Real Assets A Prudential Real Assets Z Prudential Real Estate Income A Prudential Real Estate Income Z Prudential Select Real Estate A Prudential Select Real Estate Q Prudential Select Real Estate Z Prudential Short Dur Hi Yld Inc A Prudential Short Dur Hi Yld Inc Z Prudential Short Dur Multi-Sect Bd A Prudential Short Dur Multi-Sect Bd Q Prudential Short Dur Multi-Sect Bd Z Prudential Short-Term Corporate Bd A Prudential Short-Term Corporate Bd Q Prudential Short-Term Corporate Bd R Prudential Short-Term Corporate Bd Z Prudential Total Return Bond A Prudential Total Return Bond Q Prudential Total Return Bond R Prudential Total Return Bond Z Prudential US Real Estate A Prudential US Real Estate Z Putnam Absolute Return 300 R6 Putnam Absolute Return 500 R6 Putnam Absolute Return 700 R6 Putnam American Government Income A Putnam American Government Income R Putnam Capital Opportunities A Putnam Capital Opportunities R Putnam Capital Opportunities R5 Putnam Capital Opportunities R6 Putnam Capital Opportunities Y Putnam Capital Spectrum A Putnam Capital Spectrum R Putnam Capital Spectrum Y Ticker CUSIP Category Prospectus Objective Fund Available PMVQX SPVZX TSVAX TSVRX TASVX PSIAX PDSIX PSIFX SUVAX SUVZX PUDAX PUDZX PRKAX PRKZX SREAX SREQX SREZX HYSAX HYSZX SDMAX SDMQX SDMZX PBSMX PSTQX JDTRX PIFZX PDBAX PTRQX DTBRX PDBZX PJEAX PJEZX PTREX PJMEX PDMEX PAGVX PAMRX PCOAX PCORX POPDX PCOEX PYCOX PVSAX PVSRX PVSYX 74441L824 74441L709 875921785 875921843 875921306 74441F108 74441F405 74441F504 74440K108 74440K405 74440K819 74440K777 74441J761 74441J746 74441J811 74441J787 74441J779 74442J109 74442J307 74440B876 74440B850 74440B843 74441R102 74441R607 74441R409 74441R508 74440B108 74440B884 74440B801 74440B405 744336603 744336884 74676A402 74676A600 74676A808 74644B102 74644B607 746802693 746802180 74680A307 74680A406 746802354 74676P102 74676P144 74676P151 Mid-Cap Value Mid-Cap Value Small Value Small Value Small Value Large Blend Large Blend Large Blend Large Value Large Value Moderate Allocation Moderate Allocation Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate High Yield Bond High Yield Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Real Estate Real Estate Nontraditional Bond Multialternative Multialternative Intermediate Government Intermediate Government Small Blend Small Blend Small Blend Small Blend Small Blend Large Blend Large Blend Large Blend Growth Growth Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth and Income Growth and Income Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Corporate Bond - High Yield Corporate Bond - High Yield Government Bond - General Government Bond - General Government Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Multisector Bond Multisector Bond Multisector Bond Multisector Bond Specialty - Real Estate Specialty - Real Estate Income Income Income Income Income Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 183 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Convertible Securities A Convertible Securities R Convertible Securities Y Diversified Income A Diversified Income R Diversified Income Y Dynamic Asset Allocation Bal A Dynamic Asset Allocation Bal R Dynamic Asset Allocation Bal Y Dynamic Asset Allocation Cnsrv A Dynamic Asset Allocation Cnsrv R Dynamic Asset Allocation Cnsrv Y Dynamic Asset Allocation Gr A Dynamic Asset Allocation Gr R Dynamic Asset Allocation Gr Y Equity Income A Equity Income R Equity Income Y Equity Spectrum A Equity Spectrum R Equity Spectrum Y Europe Equity A Europe Equity R Floating Rate Income A Floating Rate Income Y Fund for Growth & Income A Fund for Growth & Income R Fund for Growth & Income Y Global Equity A Global Equity R Global Equity R6 Global Equity Y Global Health Care A Global Health Care R Global Health Care Y Global Income A Global Income R Global Income Trust R5 Global Income Trust R6 Global Income Y Global Natural Resources A Global Natural Resources R Global Utilities A Global Utilities R Growth Opportunities A Ticker CUSIP Category Prospectus Objective Fund Available PCONX PCVRX PCGYX PDINX PDVRX PDVYX PABAX PAARX PABYX PACAX PACRX PACYX PAEAX PASRX PAGYX PEYAX PEQRX PEIYX PYSAX PYSRX PYSYX PEUGX PEERX PFLRX PFRYX PGRWX PGCRX PGIYX PEQUX PGLRX PGLEX PEQYX PHSTX PHSRX PHSYX PGGIX PGBRX PGGDX PGGEX PGGYX EBERX PGNRX PUGIX PULRX POGAX 746476100 746476605 746476407 746704105 746704600 746704501 746444306 746444819 746444884 746444504 746444785 746444801 746444108 746444793 746444702 746745108 746745603 746745405 74676P169 74676P201 74676P219 746747104 746747500 746763481 746763226 746761105 746761600 746761402 746772102 746772607 746772805 746772409 746778109 746778604 746778505 74677Q109 74677Q505 74677Q703 74677Q802 74677Q604 746933100 746933506 746888106 746888502 746802800 Convertibles Convertibles Convertibles Nontraditional Bond Nontraditional Bond Nontraditional Bond Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Large Value Large Value Large Value Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Europe Stock Europe Stock Bank Loan Bank Loan Large Value Large Value Large Value World Stock World Stock World Stock World Stock Health Health Health World Bond World Bond World Bond World Bond World Bond Natural Resources Natural Resources Utilities Utilities Large Growth Growth and Income Growth and Income Growth and Income Income Income Income Asset Allocation Asset Allocation Asset Allocation Multisector Bond Multisector Bond Multisector Bond Multi-Asset Global Multi-Asset Global Multi-Asset Global Equity-Income Equity-Income Equity-Income Growth Growth Growth Europe Stock Europe Stock Income Income Growth and Income Growth and Income Growth and Income World Stock World Stock World Stock World Stock Specialty - Health Specialty - Health Specialty - Health Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Specialty - Natural Resources Specialty - Natural Resources Specialty - Utility Specialty - Utility Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 184 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Putnam Growth Opportunities R Growth Opportunities R5 Growth Opportunities R6 Growth Opportunities Y High Yield A High Yield Advantage A High Yield Advantage Y High Yield R High Yield Y Income A Income R Income R5 Income R6 Income Y International Capital Opp A International Capital Opp R International Capital Opp Y International Equity A International Equity R International Equity R5 International Equity R6 International Equity Y International Growth A International Growth R International Value A International Value R International Value R6 Investors A Investors R Investors R6 Investors Y Multi-Cap Growth A Multi-Cap Growth R Multi-Cap Growth Y Multi-Cap Value A Multi-Cap Value R Research A Research R Research Y Retirement Inc Lifestyle 3 A Retirement Inc Lifestyle 3 Y Short Duration Income R6 Small Cap Growth A Small Cap Growth R Small Cap Growth Y Ticker CUSIP Category Prospectus Objective Fund Available PGORX PGODX PGOEX PGOYX PHIGX PHYIX PHAYX PHDRX PHYYX PINCX PIFRX PINFX PINHX PNCYX PNVAX PICRX PIVYX POVSX PIERX POVDX POVEX POVYX PINOX PNPRX PNGAX PIIRX PIGWX PINVX PIVRX PIVEX PNVYX PNOPX PNORX PNOYX PMVAX PMVRX PNRAX PRSRX PURYX PISFX PIIYX PSDQX PNSAX PSGRX PSYGX 746802123 74680A109 74680A208 746802586 746782101 74678J104 74678J401 746782606 746782507 746792100 746792605 746792704 746792803 746792407 746802859 746802149 746802495 74680E101 74680E606 74680E705 74680E804 74680E507 746802206 74680L204 746763200 746763374 74676A527 746809102 746809607 746809805 746809508 746916105 746916600 746916402 746802511 746802115 746802883 746802131 746802487 746763283 746763234 74676P672 746763549 746763366 746763499 Large Growth Large Growth Large Growth Large Growth High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Small/Mid Value Foreign Small/Mid Value Foreign Small/Mid Value Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Growth Foreign Large Growth Foreign Large Value Foreign Large Value Foreign Large Value Large Blend Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Mid-Cap Value Mid-Cap Value Large Blend Large Blend Large Blend Conservative Allocation Conservative Allocation Ultrashort Bond Small Growth Small Growth Small Growth Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Income Income Income Income Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Growth Aggressive Growth Aggressive Growth Aggressive Growth Growth and Income Growth and Income Growth Growth Growth Growth and Income Growth and Income Income Small Company Small Company Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 185 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Putnam Small Cap Value A Putnam Small Cap Value R5 Putnam Small Cap Value R6 Putnam Small Cap Value Y Putnam US Government Income A Putnam US Government Income R Putnam US Government Income Y Putnam Voyager A Putnam Voyager R Putnam Voyager R5 Putnam Voyager R6 Putnam Voyager Y QS Conservative Growth A QS Conservative Growth I QS Conservative Growth R QS Defensive Growth A QS Defensive Growth I QS Defensive Growth R QS Dynamic Multi-Strategy A QS Dynamic Multi-Strategy I QS Emerging Markets A QS Emerging Markets FI QS Emerging Markets I QS Emerging Markets IS QS Emerging Markets R QS Global Dividend I QS Global Dividend IS QS Global Equity A QS Global Equity I QS Growth A QS Growth I QS Growth R QS International Dividend IS QS International Equity A QS International Equity FI QS International Equity I QS International Equity IS QS International Equity R QS Moderate Growth A QS Moderate Growth I QS Moderate Growth R QS S&P 500 Index A QS Strategic Real Return A QS Strategic Real Return I QS Strategic Real Return IS Ticker CUSIP Category Prospectus Objective Fund Available PSLAX PSLRX PSCMX PYSVX PGSIX PGVRX PUSYX PVOYX PVYRX PVODX PVOEX PVYYX SBBAX LMEIX LLARX SBCPX LMGIX LMLRX LDFAX LDIIX LMRAX LGFMX LGEMX LGMSX LBERX LTTMX LDIFX CFIPX SMYIX SCHAX LANIX LLLRX LDIVX LMEAX LGFEX LGIEX LIESX LMIRX SCGRX LLAIX LLMRX SBSPX LRRAX LRRIX LRRSX 746802610 74680L758 74680L741 746802289 746885102 746885607 746885409 747012102 747012607 74676A881 74676A873 747012409 52467P804 52467P861 52467P580 52467P853 52467P820 52467P572 52469G455 52471R101 524686177 524686219 524686227 524686193 524686185 52471R606 52471R705 52469H487 52469H453 52467P762 52467P739 52467P614 52471R846 524686292 524686268 524686276 524686243 524686250 52467P812 52467P770 52467P598 52469H727 524686607 524686888 524686870 Small Value Small Value Small Value Small Value Intermediate Government Intermediate Government Intermediate Government Large Growth Large Growth Large Growth Large Growth Large Growth Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock World Stock World Stock Aggressive Allocation Aggressive Allocation Aggressive Allocation Foreign Large Value Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Moderate Allocation Moderate Allocation Moderate Allocation Large Blend Conservative Allocation Conservative Allocation Conservative Allocation Small Company Small Company Small Company Small Company Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Growth Growth Growth Growth Growth Balanced Balanced Balanced Growth and Income Growth and Income Growth and Income Balanced Balanced Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Equity-Income Equity-Income World Stock World Stock Growth Growth Growth Equity-Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Balanced Balanced Balanced Growth Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 Waived $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 Waived Waived Page 186 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 QS US Large Cap Equity FI QS US Large Cap Equity I QS US Large Cap Equity IS QS US Small Capitalization Equity A QS US Small Capitalization Equity FI QS US Small Capitalization Equity I QS US Small Capitalization Equity IS Rainier High Yield Institutional Rainier Intermediate Fixed Income Orignl Rainier International Discovery Instl Rainier Large Cap Equity Instl Rainier Large Cap Equity Original Rainier Mid Cap Equity Institutional Rainier Mid Cap Equity Original Rainier Small/Mid Cap Equity Instl Rainier Small/Mid Cap Equity Original Rice Hall James Micro Cap Instl Rice Hall James Small Cap Instl Rice Hall James Smid Cap Inv RidgeWorth Aggressive Growth Stock A RidgeWorth Aggressive Growth Stock I RidgeWorth Agrsv Gr Allc Strat A RidgeWorth Agrsv Gr Allc Strat I RidgeWorth Conservative Allc Strat A RidgeWorth Conservative Allc Strat I RidgeWorth Growth Allocation Strategy A RidgeWorth Growth Allocation Strategy I RidgeWorth International Equity A RidgeWorth International Equity I RidgeWorth Large Cap Growth Stock A RidgeWorth Large Cap Growth Stock I RidgeWorth Large Cap Growth Stock IS RidgeWorth Large Cap Value Equity A RidgeWorth Large Cap Value Equity I RidgeWorth Large Cap Value Equity IS RidgeWorth Mid-Cap Value Equity A RidgeWorth Mid-Cap Value Equity I RidgeWorth Mid-Cap Value Equity IS RidgeWorth Moderate Allocation Strat A RidgeWorth Moderate Allocation Strat I RidgeWorth Seix Core Bond A RidgeWorth Seix Core Bond Instl RidgeWorth Seix Corporate Bond A RidgeWorth Seix Corporate Bond Instl RidgeWorth Seix Floating Rate Hi Inc A Ticker CUSIP Category Prospectus Objective Fund Available LMUSX LMTIX LMISX LMBAX LGSCX LMSIX LMBMX RAIHX RIMFX RAIIX RAIEX RIMEX RAIMX RIMMX RAISX RIMSX RHJSX RHJMX RHJVX SAGAX SCATX SLAAX CVMGX SVCAX SCCTX SGIAX CLVGX SCIIX STITX STCIX STCAX STCZX SVIIX STVTX STVZX SAMVX SMVTX SMVZX SVMAX CLVBX STGIX STIGX SAINX STICX SFRAX 52469H321 52469H297 52469H289 524686433 524686342 524686359 524686391 750869851 750869307 75086Y104 750869703 750869109 750869877 750869885 750869604 750869208 00758M212 00758M196 0075W0833 76628R201 76628R102 76628R391 76628R417 76628R359 76628R367 76628R318 76628R326 76628R839 76628R847 76628R730 76628R748 76628T157 76628R664 76628R672 76628T173 76628R599 76628R615 76628T165 76628R268 76628R276 76628T868 76628T876 76628T538 76628T546 76628T660 Large Blend Large Blend Large Blend Small Blend Small Blend Small Blend Small Blend High Yield Bond Corporate Bond Foreign Small/Mid Growth Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Mid-Cap Growth Large Growth Large Growth Aggressive Allocation Aggressive Allocation Conservative Allocation Conservative Allocation Aggressive Allocation Aggressive Allocation Foreign Large Growth Foreign Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Moderate Allocation Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Bank Loan Growth Growth Growth Small Company Small Company Small Company Small Company Corporate Bond - High Yield Income World Stock Growth Growth Growth Growth Growth Growth Small Company Small Company Growth Aggressive Growth Aggressive Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Growth Growth Asset Allocation Asset Allocation Multisector Bond Multisector Bond Corporate Bond - High Quality Corporate Bond - High Quality Income Closed Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 187 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 RidgeWorth Seix Floating Rate Hi Inc I RidgeWorth Seix High Income A RidgeWorth Seix High Income I RidgeWorth Seix High Income IS RidgeWorth Seix High Yield A RidgeWorth Seix High Yield I RidgeWorth Seix Limited Duration Instl RidgeWorth Seix Short-Term Bond A RidgeWorth Seix Short-Term Bond Instl RidgeWorth Seix Total Return Bond A RidgeWorth Seix Total Return Bond I RidgeWorth Seix Total Return Bond IS RidgeWorth Seix Ultra-Short Bond Instl RidgeWorth Seix US GovSec Ultr-Shrt Bd I RidgeWorth Seix US Mortgage A RidgeWorth Seix US Mortgage I RidgeWorth Small Cap Growth Stock A RidgeWorth Small Cap Growth Stock I RidgeWorth Small Cap Growth Stock IS RidgeWorth Small Cap Value Equity A RidgeWorth Small Cap Value Equity I Royce Dividend Value Institutional Royce Dividend Value Invmt Royce Dividend Value Svc Royce Global Financial Services Svc Royce Heritage Invmt Royce Heritage K Royce Heritage R Royce Heritage Svc Royce International Micro-Cap Service Royce International Premier Investment Royce International Premier Service Royce International Small-Cap Instl Royce International Small-Cap Invmt Royce International Small-Cap Svc Royce Low Priced Stock Instl Royce Low Priced Stock Invmt Royce Low Priced Stock K Royce Low Priced Stock R Royce Low Priced Stock Svc Royce Micro-Cap Invmt Royce Micro-Cap Opportunity Invmt Royce Micro-Cap Opportunity Service Royce Micro-Cap Svc Royce Opportunity Instl Ticker CUSIP Category Prospectus Objective Fund Available SAMBX SAHIX STHTX STHZX HYPSX SAMHX SAMLX STSBX SSBTX CBPSX SAMFX SAMZX SISSX SIGVX SLTMX SLMTX SCGIX SSCTX SCGZX SASVX SCETX RDIIX RDVIX RYDVX RYFSX RHFHX RHFKX RHFRX RGFAX ROIMX RIPNX RYIPX RISIX RISNX RYGSX RLPIX RLPHX RLPKX RLPRX RYLPX RYOTX ROSFX ROSSX RMCFX ROFIX 76628T678 76628T504 76628T405 76628T124 76628T637 76628T645 76628T819 76628T595 76628T611 76628T496 76628T512 76628T132 76628T470 76628T439 76628T769 76628T777 76628R490 76628R516 76628T140 76628R466 76628R474 780811717 780905188 780905436 780905469 780905238 780811709 780811105 780905857 780811782 780811667 780811790 780811683 780811691 780905139 780905394 780905246 780811501 780905279 780905808 780905709 780811832 780811642 780905659 780905691 Bank Loan High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Ultrashort Bond Short-Term Bond Short-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Ultrashort Bond Ultrashort Bond Intermediate Government Intermediate Government Small Growth Small Growth Small Growth Small Blend Small Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Financial Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Foreign Small/Mid Blend Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Value Income Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Income Corporate Bond - High Quality Corporate Bond - High Quality Multisector Bond Multisector Bond Multisector Bond Government Bond - Treasury Government Bond - General Government Bond - Mortgage Government Bond - Mortgage Small Company Small Company Small Company Small Company Small Company Growth and Income Growth and Income Growth and Income Specialty - Financial Small Company Small Company Small Company Small Company Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Small Company Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 188 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Royce Opportunity Invmt Royce Opportunity K Royce Opportunity R Royce Opportunity Svc Royce Pennsylvania Mutual Instl Royce Pennsylvania Mutual Invmt Royce Pennsylvania Mutual K Royce Pennsylvania Mutual R Royce Pennsylvania Mutual Svc Royce Premier Instl Royce Premier Invmt Royce Premier K Royce Premier R Royce Premier Service Royce Small-Cap Leaders Invmt Royce Small-Cap Leaders K Royce Small-Cap Leaders R Royce Small-Cap Leaders Svc Royce Small-Cap Value Institutional Royce Small-Cap Value Investment Royce Small-Cap Value K Royce Small-Cap Value R Royce Small-Cap Value Service Royce Smaller-Companies Growth Instl Royce Smaller-Companies Growth K Royce Smaller-Companies Growth R Royce Smaller-Companies Growth Svc Royce Special Equity Instl Royce Special Equity Invmt Royce Special Equity Multi-Cap Instl Royce Special Equity Multi-Cap Invt Royce Special Equity Multi-Cap Service Royce Special Equity Svc Royce Total Return Instl Royce Total Return Invmt Royce Total Return K Royce Total Return R Royce Total Return Svc RS China A RS China K RS China Y RS Emerging Markets A RS Emerging Markets K RS Emerging Markets Small Cap A RS Emerging Markets Small Cap Y Ticker CUSIP Category Prospectus Objective Fund Available RYPNX ROFKX ROFRX RYOFX RPMIX PENNX RPMKX RPMRX RYPFX RPFIX RYPRX RPRKX RPRRX RPFFX ROHHX ROHKX ROHRX RYOHX RVFIX RVVHX RVFKX RVVRX RYVFX RVPIX RVPKX RVPRX RYVPX RSEIX RYSEX RMUIX RSMCX RSEMX RSEFX RTRIX RYTRX RTRKX RTRRX RYTFX RSCHX RCHKX RCHYX GBEMX REMKX RSMSX RSMYX 780905832 780811808 780905253 780905758 78081A303 780905840 780811303 780905295 780905386 780905683 780905600 780811402 780905287 780905634 780905196 780811865 780811204 780905519 780905352 780905220 780811881 780905170 780905733 780905337 780811873 780905162 780905741 780905535 780905782 780811725 780811733 780811774 780905527 780905717 780905881 780811600 780905261 780905642 74972K104 74972K302 74972K401 74972K757 74972K724 74972K518 74972K484 Small Value Small Value Small Value Small Value Small Blend Small Blend Small Blend Small Blend Small Blend Small Growth Small Growth Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Small Blend Small Value Small Value Small Value Small Value Small Value Small Growth Small Growth Small Growth Small Growth Small Value Small Value Large Blend Large Blend Large Blend Small Value Small Blend Small Blend Small Blend Small Blend Small Blend China Region China Region China Region Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Growth Growth Growth Small Company Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 189 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 RS Emerging Markets Y RS Floating Rate A RS Floating Rate K RS Floating Rate Y RS Focused Growth Opportunity A RS Focused Growth Opportunity Y RS Focused Opportunity A RS Focused Opportunity Y RS Global A RS Global K RS Global Natural Resources A RS Global Natural Resources K RS Global Natural Resources Y RS Global Y RS Growth A RS Growth K RS Growth Y RS High Income Municipal Bond A RS High Income Municipal Bond Y RS High Yield A RS High Yield K RS High Yield Y RS International A RS International K RS International Y RS Investment Quality Bond A RS Investment Quality Bond K RS Investment Quality Bond Y RS Investors A RS Investors K RS Investors Y RS Large Cap Alpha A RS Large Cap Alpha K RS Large Cap Alpha Y RS Low Duration Bond A RS Low Duration Bond K RS Low Duration Bond Y RS Mid Cap Growth A RS Mid Cap Growth K RS Mid Cap Growth Y RS Partners A RS Partners K RS Partners Y RS Select Growth A RS Select Growth K Ticker CUSIP Category Prospectus Objective Fund Available RSENX RSFLX RSFKX RSFYX RSFGX RGOYX RSFOX RSOYX RSGGX RGGKX RSNRX RSNKX RSNYX RGGYX RSGRX RSGKX RGRYX RSHMX RHMYX GUHYX RHYKX RSYYX GUBGX RIGKX RSIGX GUIQX RIQKX RSQYX RSINX RSIKX RSIYX GPAFX RCEKX RCEYX RLDAX RLDKX RSDYX RSMOX RSMKX RMOYX RSPFX RSPKX RSPYX RSDGX RSDKX 74972H416 74972H234 74972H291 74972H283 74972K443 74972K427 74972K476 74972K450 74972H168 74972H143 74972H705 74972H747 74972H648 74972H135 74972H200 74972H796 74972H697 74972H341 74972H325 74972K625 74972K583 74972H366 74972K799 74972K765 74972H424 74972K716 74972K674 74972H382 74972H838 74972H739 74972H630 74972K880 74972K856 74972H598 74972K666 74972K633 74972H374 74972H507 74972H762 74972H663 74972H408 74972H721 74972H622 74972H804 74972H820 Diversified Emerging Mkts Bank Loan Bank Loan Bank Loan Long/Short Equity Long/Short Equity Long/Short Equity Long/Short Equity World Stock World Stock Natural Resources Natural Resources Natural Resources World Stock Large Growth Large Growth Large Growth High Yield Muni High Yield Muni High Yield Bond High Yield Bond High Yield Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Large Blend Large Blend Large Blend Short-Term Bond Short-Term Bond Short-Term Bond Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Blend Small Blend Small Blend Small Growth Small Growth Diversified Emerging Markets Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth Growth Growth Growth Growth Growth Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Growth Growth Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Foreign Stock Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Corporate Bond - High Quality Corporate Bond - High Quality Corporate Bond - High Quality Growth Growth Growth Small Company Small Company Small Company Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 190 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 RS Select Growth Y RS Small Cap Equity A RS Small Cap Equity K RS Small Cap Equity Y RS Small Cap Growth A RS Small Cap Growth K RS Small Cap Growth Y RS Strategic Income A RS Strategic Income K RS Strategic Income Y RS Tax-Exempt A RS Tax-Exempt Y RS Technology A RS Technology K RS Technology Y RS Value A RS Value K RS Value Y Schroder Emerging Market Equity Adv Schroder Emerging Market Equity Inv Schroder International Alpha Adv Schroder International Alpha Inv Schroder International Multi-Cap Val Adv Schroder International Multi-Cap Val Inv Schroder North American Equity Adv Schroder North American Equity Inv Schroder Total Return Fixed Income Adv Schroder Total Return Fixed Income Inv Schroder US Opportunities Adv Schroder US Opportunities Inv Schroder US Small and Mid Cap Opps Adv Schroder US Small and Mid Cap Opps Inv Schwab 1000 Index® Schwab Balanced Schwab Core Equity Schwab Dividend Equity Schwab Fdmtl Emerg Mkts Lg Co Idx Schwab Fdmtl Intl Lg Co Idx Schwab Fdmtl Intl Sm Co Idx Schwab Financial Services Schwab Fundamental US Large Company Idx Schwab Fundamental US Small Company Idx Schwab Global Real Estate Schwab GNMA Schwab Health Care Ticker CUSIP Category Prospectus Objective Fund Available RSSYX GPSCX RSCKX RSCYX RSEGX RSEKX RSYEX RSIAX RINKX RSRYX GUTEX RSTYX RSIFX RIFKX RIFYX RSVAX RSVKX RSVYX SEMVX SEMNX SCVEX SCIEX SIDVX SIDNX SNAVX SNAEX SBBVX SBBIX SCUVX SCUIX SMDVX SMDIX SNXFX SWOBX SWANX SWDSX SFENX SFNNX SFILX SWFFX SFLNX SFSNX SWASX SWGSX SWHFX 74972H390 74972K500 74972K807 74972H580 74972H101 74972H812 74972H689 74972H275 74972H259 74972H242 74972K575 74972H358 74972H606 74972H788 74972H671 74972H309 74972H713 74972H614 808090740 808090757 808088710 808088207 808090690 808090716 808089205 808089106 808090799 808090765 808088694 808088405 80809R105 80809R204 808517106 808509863 808509806 808509657 808509343 808509376 808509319 808509749 808509442 808509418 808517759 808517882 808509731 Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Small Growth Multisector Bond Multisector Bond Multisector Bond Muni National Long Muni National Long Technology Technology Technology Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Diversified Emerging Mkts Diversified Emerging Mkts Foreign Large Blend Foreign Large Blend Foreign Large Value Foreign Large Value Large Blend Large Blend Intermediate-Term Bond Intermediate-Term Bond Small Blend Small Blend Mid-Cap Blend Mid-Cap Blend Large Blend Moderate Allocation Large Blend Large Value Diversified Emerging Mkts Foreign Large Value Foreign Small/Mid Blend Financial Large Value Small Blend Global Real Estate Intermediate Government Health Growth Small Company Small Company Small Company Growth Growth Growth Multisector Bond Multisector Bond Multisector Bond Municipal Bond - National Municipal Bond - National Specialty - Technology Specialty - Technology Specialty - Technology Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth and Income Balanced Growth Equity-Income Diversified Emerging Markets Foreign Stock Foreign Stock Specialty - Financial Growth and Income Small Company Specialty - Real Estate Government Bond - Mortgage Specialty - Health Yes Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 Page 191 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Schwab Hedged Equity Schwab Intermediate-Term Bond Schwab International Index Schwab Large-Cap Growth Schwab MarketTrack All Equity Schwab MarketTrack Balanced Schwab MarketTrack Conservative Schwab MarketTrack Growth Schwab Short-Term Bond Market Schwab Small Cap Index Schwab Small-Cap Equity Schwab Target 2010 Schwab Target 2015 Schwab Target 2020 Schwab Target 2025 Schwab Target 2030 Schwab Target 2035 Schwab Target 2040 Schwab Target 2045 Schwab Target 2050 Schwab Target 2055 Schwab Total Bond Market Schwab Total Stock Market Index Schwab® International Core Equity Schwab® Monthly Income Enh Payout Schwab® Monthly Income Max Payout Schwab® Monthly Income Mod Payout Schwab® S&P 500 Index Schwab® Treasury Infl Protected Secs Idx Schwartz Value Selected American Shares D Selected American Shares S Selected International D Selected International S Sentinel Balanced A Sentinel Balanced I Sentinel Common Stock A Sentinel Common Stock I Sentinel Government Securities A Sentinel Government Securities I Sentinel International Equity A Sentinel International Equity I Sentinel Low Duration Bond A Sentinel Low Duration Bond I Sentinel Multi-Asset Income A Ticker CUSIP Category Prospectus Objective Fund Available SWHEX SWIIX SWISX SWLSX SWEGX SWBGX SWCGX SWHGX SWBDX SWSSX SWSCX SWBRX SWGRX SWCRX SWHRX SWDRX SWIRX SWERX SWMRX SWNRX SWORX SWLBX SWTSX SICNX SWKRX SWLRX SWJRX SWPPX SWRSX RCMFX SLADX SLASX SLSDX SLSSX SEBLX SIBLX SENCX SICWX SEGSX SIBWX SWRLX SIIEX SSIGX SSBDX SECMX 808509699 808517734 808509830 808509517 808509814 808509400 808509509 808509301 808517205 808509848 808509673 808509566 808509269 808509558 808509251 808509541 808509244 808509533 808509194 808509186 808509178 808517502 808509756 808509210 808509285 808509277 808509293 808509855 808517817 808530109 816221204 816221105 816272207 816272108 817270200 81728B817 817270309 81728B700 817270606 81728B874 817270887 81728B775 817270853 817270317 817270564 Long/Short Equity Intermediate-Term Bond Foreign Large Blend Large Growth Large Blend Moderate Allocation Conservative Allocation Aggressive Allocation Short-Term Bond Small Blend Small Blend Target Date 2000-2010 Target Date 2011-2015 Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Target Date 2051+ Intermediate-Term Bond Large Blend Foreign Large Blend Conservative Allocation Intermediate-Term Bond Conservative Allocation Large Blend Inflation-Protected Bond Mid-Cap Blend Large Blend Large Blend Foreign Large Growth Foreign Large Growth Moderate Allocation Moderate Allocation Large Blend Large Blend Intermediate Government Intermediate Government Foreign Large Blend Foreign Large Blend Short-Term Bond Short-Term Bond Conservative Allocation Growth Income Foreign Stock Growth Growth Asset Allocation Asset Allocation Asset Allocation Income Small Company Small Company Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Income Growth and Income Foreign Stock Asset Allocation Asset Allocation Asset Allocation Growth and Income Income Growth Growth and Income Growth and Income Foreign Stock Foreign Stock Balanced Balanced Growth and Income Growth and Income Government Bond - General Government Bond - General Foreign Stock Foreign Stock Income Income Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $100.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 Page 192 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Sentinel Multi-Asset Income I Sentinel Small Company A Sentinel Small Company I Sentinel Sustainable Core Opp A Sentinel Sustainable Core Opp I Sentinel Total Return Bond A Sentinel Total Return Bond I Sextant Bond Income Sextant Core Sextant Global High Income Sextant Growth Sextant International Sextant Short-Term Bond Sit Balanced Sit Developing Markets Growth Sit Dividend Growth I Sit Dividend Growth S Sit Global Dividend Growth I Sit Global Dividend Growth S Sit International Growth Sit Large Cap Growth Sit Mid Cap Growth Sit MN Tax-Free Income Sit Quality Income Sit Small Cap Dividend Growth I Sit Small Cap Dividend Growth S Sit Small Cap Growth Sit Tax-Free Income Sit US Government Securities SSgA Clarion Real Estate N SSgA Dynamic Small Cap N SSgA Enhanced Small Cap N SSgA High Yield Bond N SSgA International Stock Selection N SSgA Money Market N SSgA S&P 500 Index N SSgA US Government Money Market N State Street Disciplined Em Mkts Eq N SunAmerica 2020 High Watermark A SunAmerica Commodity Strategy A SunAmerica Commodity Strategy W SunAmerica Flexible Credit A SunAmerica Flexible Credit W SunAmerica Focused Alpha Growth A SunAmerica Focused Alpha Growth W Ticker CUSIP Category Prospectus Objective Fund Available SCSIX SAGWX SIGWX MYPVX CVALX SATRX SITRX SBIFX SCORX SGHIX SSGFX SSIFX STBFX SIBAX SDMGX SDVGX SDVSX GDGIX GDGSX SNGRX SNIGX NBNGX SMTFX SQIFX SSCDX SDFSX SSMGX SNTIX SNGVX SSREX SVSCX SESPX SSHYX SSAIX SSMXX SVSPX SSGXX SSEMX HWKAX SUNAX SUNWX SHNAX SHNWX FOCAX FOCWX 817270325 817270804 81728B825 81728B726 81728B692 817270358 817270333 804096303 804096600 804096709 804096105 804096501 804096402 82980D202 82980D400 82980D707 82980D806 82980D889 82980D871 82980D103 829797109 829796101 82979K100 82979K506 82980D863 82980D855 82980D301 829799105 829800101 784924755 784924706 784924458 784924664 784924870 784924748 784924888 784924300 784924789 001386309 001386796 001386770 866918733 866918568 86704E800 86704E404 Conservative Allocation Small Growth Small Growth Large Blend Large Blend Intermediate-Term Bond Intermediate-Term Bond Long-Term Bond Moderate Allocation World Allocation Large Growth Foreign Large Blend Short-Term Bond Moderate Allocation Diversified Emerging Mkts Large Blend Large Blend World Stock World Stock Foreign Large Growth Large Growth Mid-Cap Growth Muni Minnesota Ultrashort Bond Small Blend Small Blend Mid-Cap Growth High Yield Muni Short Government Real Estate Small Blend Small Blend High Yield Bond Foreign Large Value Money Market-Taxable Large Blend Money Market-Taxable Diversified Emerging Mkts Long Government Commodities Broad Basket Commodities Broad Basket Nontraditional Bond Nontraditional Bond Large Growth Large Growth Income Small Company Small Company Growth Growth Income Income Corporate Bond - High Quality Asset Allocation Income Growth Foreign Stock Corporate Bond - High Quality Balanced Diversified Emerging Markets Equity-Income Equity-Income Equity-Income Equity-Income Foreign Stock Growth Growth Municipal Bond - Single State Income Small Company Small Company Small Company Municipal Bond - National Government Bond - General Specialty - Real Estate Small Company Small Company Corporate Bond - High Yield Foreign Stock Money Mkt - Taxable Growth Money Mkt - Government Diversified Emerging Markets Growth Growth and Income Growth and Income Corporate Bond - High Yield Corporate Bond - High Yield Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes NOT AVAILABLE Yes Yes Yes Closed Yes Yes Yes Yes Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,000.00 $2,000.00 $100,000.00 $2,000.00 $100,000.00 $2,000.00 $2,000.00 $2,000.00 $2,000.00 $2,000.00 $2,000.00 $100,000.00 $2,000.00 $2,000.00 $2,000.00 $2,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 193 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 SunAmerica Focused Alpha Large-Cap A SunAmerica Focused Alpha Large-Cap W SunAmerica Focused Balanced Strategy A SunAmerica Focused Dividend Strategy A SunAmerica Focused Dividend Strategy W SunAmerica Focused Multi-Asset Strat A SunAmerica Global Trends A SunAmerica Global Trends W SunAmerica Income Explorer A SunAmerica Income Explorer W SunAmerica International Div Strat A SunAmerica International Div Strat I SunAmerica International Div Strat W SunAmerica Japan A SunAmerica Japan C SunAmerica Money Market A SunAmerica Select Dividend Growth A SunAmerica Select Dividend Growth W SunAmerica Small-Cap A SunAmerica Small-Cap W SunAmerica Strategic Bond A SunAmerica Strategic Bond W SunAmerica Strategic Value A SunAmerica US Govt Securities A T. Rowe Price Africa & Middle East T. Rowe Price Balanced T. Rowe Price Blue Chip Gr R T. Rowe Price Blue Chip Growth T. Rowe Price Blue Chip Growth Adv T. Rowe Price Capital Appreciation T. Rowe Price Capital Appreciation Adv T. Rowe Price Capital Opportunity T. Rowe Price Capital Opportunity Adv T. Rowe Price Capital Opportunity R T. Rowe Price Corporate Income T. Rowe Price Diversified Mid Cap Growth T. Rowe Price Dividend Growth T. Rowe Price Dividend Growth Adv T. Rowe Price Emerging Europe T. Rowe Price Emerging Markets Bond T. Rowe Price Emerging Markets Bond I T. Rowe Price Emerging Markets Stock T. Rowe Price Emerging Markets Stock I T. Rowe Price Equity Income T. Rowe Price Equity Income Adv Ticker CUSIP Category Prospectus Objective Fund Available SFLAX SFLWX FBAAX FDSAX FDSWX FASAX GTFAX GTFWX IEAAX IEAWX SIEAX NAOIX SIEWX SAESX SAJCX SMAXX SDVAX SDVWX SASAX SASWX SDIAX SDIWX SFVAX SGTAX TRAMX RPBAX RRBGX TRBCX PABGX PRWCX PACLX PRCOX PACOX RRCOX PRPIX PRDMX PRDGX TADGX TREMX PREMX PRXIX PRMSX PRZIX PRFDX PAFDX 86704E503 86704E701 86704B103 86704B822 86704F203 86703Y153 86704E107 86704E305 86704E875 86704E859 867031726 867031692 867031452 867031486 867031460 866919103 86704F609 86704F807 86704E842 86704E826 866918675 866918550 86703Y856 866918204 77956H740 77954G108 77954Q304 77954Q106 77954Q205 77954M105 77954M204 77954P108 77954P306 77954P207 741478101 779585108 779546100 779546209 77956H815 77956H872 77956H534 77956H864 77956H484 779547108 779547207 Large Growth Large Growth Moderate Allocation Large Value Large Value Moderate Allocation World Allocation World Allocation World Allocation World Allocation Foreign Large Value Foreign Large Value Foreign Large Value Japan Stock Japan Stock Money Market-Taxable Large Value Large Value Small Growth Small Growth Multisector Bond Multisector Bond Large Value Intermediate Government Miscellaneous Region Moderate Allocation Large Growth Large Growth Large Growth Moderate Allocation Moderate Allocation Large Blend Large Blend Large Blend Corporate Bond Mid-Cap Growth Large Blend Large Blend Miscellaneous Region Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Large Value Large Value Growth Growth Balanced Growth and Income Growth and Income Asset Allocation Growth Growth Income Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Money Mkt - General Growth Growth Small Company Small Company Multisector Bond Multisector Bond Growth Government Bond - General Foreign Stock Balanced Growth Growth Growth Growth Growth Growth Growth Growth Corporate Bond - General Growth Equity-Income Equity-Income Foreign Stock Worldwide Bond Worldwide Bond Diversified Emerging Markets Diversified Emerging Markets Equity-Income Equity-Income Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 Waived $0.00 $0.00 Page 194 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 T. Rowe Price Equity Income R T. Rowe Price Equity Index 500 T. Rowe Price Equity Index 500 I T. Rowe Price European Stock T. Rowe Price Extended Equity Market Idx T. Rowe Price Financial Services T. Rowe Price Global Growth Stock T. Rowe Price Global Growth Stock Adv T. Rowe Price Global High Income Bond I T. Rowe Price Global Multi-Sector Bd T. Rowe Price Global Multi-Sector Bd Adv T. Rowe Price Global Real Estate T. Rowe Price Global Real Estate Adv T. Rowe Price Global Stock T. Rowe Price Global Stock Adv T. Rowe Price Global Technology T. Rowe Price Global Unconstrained Bd I T. Rowe Price GNMA T. Rowe Price Growth & Income T. Rowe Price Growth Stock T. Rowe Price Growth Stock Adv T. Rowe Price Growth Stock I T. Rowe Price Growth Stock R T. Rowe Price Health Sciences T. Rowe Price High Yield T. Rowe Price High Yield Adv T. Rowe Price High Yield I T. Rowe Price Inflation Protected Bd T. Rowe Price Inst Africa & Middle East T. Rowe Price Inst Intl Concntr Eq T. Rowe Price Institutional Crdt Opps T. Rowe Price Institutional Intl Core Eq T. Rowe Price Instl Core Plus T. Rowe Price Instl Core Plus F T. Rowe Price Instl Emerging Mkts Bond T. Rowe Price Instl Emerging Mkts Eq T. Rowe Price Instl Floating Rate T. Rowe Price Instl Floating Rate F T. Rowe Price Instl Glbl Focused Gr Eq T. Rowe Price Instl Glbl Gr Eq T. Rowe Price Instl Glbl Mult-Sect Bd Fd T. Rowe Price Instl Glbl Val Eq T. Rowe Price Instl High Yield T. Rowe Price Instl Intl Bond T. Rowe Price Instl Intl Growth Equity Ticker CUSIP Category Prospectus Objective Fund Available RRFDX PREIX PRUIX PRESX PEXMX PRISX RPGEX PAGLX RPOIX PRSNX PRSAX TRGRX PAGEX PRGSX PAGSX PRGTX RPEIX PRGMX PRGIX PRGFX TRSAX PRUFX RRGSX PRHSX PRHYX PAHIX PRHIX PRIPX TRIAX RPICX TRXPX TRCEX TICPX PFCPX TREBX IEMFX RPIFX PFFRX TRGSX RPIGX RPGMX PRIGX TRHYX RPIIX PRFEX 779547306 779552108 779552405 77956H401 779552207 77954N103 77956H732 77956H716 77956H476 74149N106 74149N205 87279M201 87279M102 77956H856 77956H765 741494108 77956H468 779549104 779551100 741479109 741479208 741479406 741479307 741480107 741481105 741481204 741481303 77958D101 74144Q609 74144Q807 77958B808 74144Q880 77958B303 77958B501 74144Q401 74144Q203 77958B402 77958B105 74144Q302 74144Q708 77958B709 74144Q872 77958B204 74144Q500 74144Q104 Large Value Large Blend Large Blend Europe Stock Mid-Cap Blend Financial World Stock World Stock High Yield Bond World Bond World Bond Global Real Estate Global Real Estate World Stock World Stock Technology Nontraditional Bond Intermediate Government Large Blend Large Growth Large Growth Large Growth Large Growth Health High Yield Bond High Yield Bond High Yield Bond Inflation-Protected Bond Miscellaneous Region Foreign Large Blend High Yield Bond Foreign Large Blend Intermediate-Term Bond Intermediate-Term Bond Emerging Markets Bond Diversified Emerging Mkts Bank Loan Bank Loan World Stock World Stock World Bond World Stock High Yield Bond World Bond Foreign Large Growth Equity-Income Growth and Income Growth and Income Europe Stock Growth Specialty - Financial Growth Growth Corporate Bond - High Yield Multisector Bond Multisector Bond Specialty - Real Estate Specialty - Real Estate World Stock World Stock Specialty - Technology Income Government Bond - Mortgage Growth and Income Growth Growth Growth Growth Specialty - Health Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Government Bond - Treasury Foreign Stock Foreign Stock Growth and Income World Stock Income Income Growth and Income Diversified Emerging Markets Growth and Income Growth and Income World Stock Growth Multisector Bond World Stock Corporate Bond - High Yield Worldwide Bond Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 Waived $0.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $0.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $0.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 Page 195 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 T. Rowe Price Instl Large Cap Core Gr T. Rowe Price Instl Large Cap Growth T. Rowe Price Instl Large Cap Value T. Rowe Price Instl Lng Dur Crdt T. Rowe Price Instl Mid-Cap Equity Gr T. Rowe Price Instl Small-Cap Stock T. Rowe Price Instl US Structured Rsrch T. Rowe Price International Bond T. Rowe Price International Bond Adv T. Rowe Price International Bond I T. Rowe Price International Discovery T. Rowe Price International Eq Index T. Rowe Price International Gr & Inc T. Rowe Price International Gr & Inc Adv T. Rowe Price International Gr & Inc I T. Rowe Price International Gr & Inc R T. Rowe Price International Stock T. Rowe Price International Stock Adv T. Rowe Price International Stock I T. Rowe Price International Stock R T. Rowe Price Japan T. Rowe Price Latin America T. Rowe Price Ltd Dur Infl Focus Bd I T. Rowe Price Media & Telecomms T. Rowe Price Mid-Cap Growth T. Rowe Price Mid-Cap Growth Adv T. Rowe Price Mid-Cap Growth I T. Rowe Price Mid-Cap Growth R T. Rowe Price Mid-Cap Value T. Rowe Price Mid-Cap Value Adv T. Rowe Price Mid-Cap Value I T. Rowe Price Mid-Cap Value R T. Rowe Price New America Growth T. Rowe Price New America Growth Adv T. Rowe Price New Asia T. Rowe Price New Era T. Rowe Price New Horizons T. Rowe Price New Horizons I T. Rowe Price New Income T. Rowe Price New Income Adv T. Rowe Price New Income I T. Rowe Price New Income R T. Rowe Price Overseas Stock T. Rowe Price Overseas Stock I T. Rowe Price Personal Strat Bal Ticker CUSIP Category Prospectus Objective Fund Available TPLGX TRLGX TILCX RPLCX PMEGX TRSSX TRISX RPIBX PAIBX RPISX PRIDX PIEQX TRIGX PAIGX TRTIX RRIGX PRITX PAITX PRIUX RRITX PRJPX PRLAX TRLDX PRMTX RPMGX PAMCX RPTIX RRMGX TRMCX TAMVX TRMIX RRMVX PRWAX PAWAX PRASX PRNEX PRNHX PRJIX PRCIX PANIX PRXEX RRNIX TROSX TROIX TRPBX 45775L507 45775L408 45775L200 77958B600 45775L101 45775L309 45775L705 77956H104 77956H831 77956H450 77956H302 77958A107 77956H849 77956H773 77956H518 77956H799 77956H203 77956H823 77956H526 77956H781 77956H708 77956H880 872798202 741454102 779556109 779556208 779556406 779556307 77957Y106 77957Y304 77957Y403 77957Y205 779557107 779557206 77956H500 779559103 779562107 779562206 779570100 779570209 779570407 779570308 77956H757 77956H435 77957L104 Large Growth Large Growth Large Value Corporate Bond Mid-Cap Growth Small Growth Large Blend World Bond World Bond World Bond Foreign Small/Mid Growth Foreign Large Blend Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Japan Stock Latin America Stock Inflation-Protected Bond Communications Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Large Growth Large Growth Pacific/Asia ex-Japan Stk Natural Resources Small Growth Small Growth Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Blend Foreign Large Blend Moderate Allocation Growth Growth Growth Corporate Bond - General Growth Small Company Growth Worldwide Bond Worldwide Bond Worldwide Bond Foreign Stock Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Pacific Stock Foreign Stock Income Specialty - Communications Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Pacific Stock Specialty - Natural Resources Aggressive Growth Aggressive Growth Income Income Income Income Growth Growth Balanced Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $1,000,000.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 Page 196 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 T. Rowe Price Personal Strat Gr T. Rowe Price Personal Strat Inc T. Rowe Price QM US Small-Cap Gr Eq T. Rowe Price Real Assets I T. Rowe Price Real Estate T. Rowe Price Real Estate Adv T. Rowe Price Retirement 2005 T. Rowe Price Retirement 2005 Adv T. Rowe Price Retirement 2005 R T. Rowe Price Retirement 2010 T. Rowe Price Retirement 2010 Adv T. Rowe Price Retirement 2010 R T. Rowe Price Retirement 2015 T. Rowe Price Retirement 2015 Adv T. Rowe Price Retirement 2015 R T. Rowe Price Retirement 2020 T. Rowe Price Retirement 2020 Adv T. Rowe Price Retirement 2020 R T. Rowe Price Retirement 2025 T. Rowe Price Retirement 2025 Adv T. Rowe Price Retirement 2025 R T. Rowe Price Retirement 2030 T. Rowe Price Retirement 2030 Adv T. Rowe Price Retirement 2030 R T. Rowe Price Retirement 2035 T. Rowe Price Retirement 2035 Adv T. Rowe Price Retirement 2035 R T. Rowe Price Retirement 2040 T. Rowe Price Retirement 2040 Adv T. Rowe Price Retirement 2040 R T. Rowe Price Retirement 2045 T. Rowe Price Retirement 2045 Adv T. Rowe Price Retirement 2045 R T. Rowe Price Retirement 2050 T. Rowe Price Retirement 2050 Adv T. Rowe Price Retirement 2050 R T. Rowe Price Retirement 2055 T. Rowe Price Retirement 2055 Adv T. Rowe Price Retirement 2055 R T. Rowe Price Retirement 2060 T. Rowe Price Retirement 2060 Advisor T. Rowe Price Retirement 2060 R T. Rowe Price Retirement Balanced T. Rowe Price Retirement Balanced Adv T. Rowe Price Retirement Balanced I Ticker CUSIP Category Prospectus Objective Fund Available TRSGX PRSIX PRDSX PRIKX TRREX PAREX TRRFX PARGX RRTLX TRRAX PARAX RRTAX TRRGX PARHX RRTMX TRRBX PARBX RRTBX TRRHX PARJX RRTNX TRRCX PARCX RRTCX TRRJX PARKX RRTPX TRRDX PARDX RRTDX TRRKX PARLX RRTRX TRRMX PARFX RRTFX TRRNX PAROX RRTVX TRRLX TRRYX TRRZX TRRIX PARIX TRPTX 77957L203 77957L302 779917103 87279W209 779919109 779919208 74149P812 74149P713 74149P697 74149P101 74149P861 74149P606 74149P796 74149P689 74149P671 74149P200 74149P853 74149P705 74149P788 74149P663 74149P655 74149P309 74149P846 74149P804 74149P770 74149P648 74149P630 74149P408 74149P838 74149P887 74149P762 74149P622 74149P614 74149P754 74149P739 74149P721 74149P747 74149P598 74149P580 74149P325 74149P317 74149P291 74149P507 74149P820 872797840 Aggressive Allocation Conservative Allocation Small Growth Natural Resources Real Estate Real Estate Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Conservative Allocation Conservative Allocation Conservative Allocation Asset Allocation Asset Allocation Small Company Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Page 197 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 T. Rowe Price Retirement Balanced R T. Rowe Price Retirement I 2005 I T. Rowe Price Retirement I 2010 I T. Rowe Price Retirement I 2015 I T. Rowe Price Retirement I 2020 I T. Rowe Price Retirement I 2025 I T. Rowe Price Retirement I 2030 I T. Rowe Price Retirement I 2035 I T. Rowe Price Retirement I 2040 I T. Rowe Price Retirement I 2045 I T. Rowe Price Retirement I 2050 I T. Rowe Price Retirement I 2055 I T. Rowe Price Retirement I 2060 I T. Rowe Price Science & Tech T. Rowe Price Science & Tech Adv T. Rowe Price Short Term Bond Adv T. Rowe Price Short-Term Bond T. Rowe Price Small-Cap Stock T. Rowe Price Small-Cap Stock Adv T. Rowe Price Small-Cap Stock I T. Rowe Price Small-Cap Value T. Rowe Price Small-Cap Value Adv T. Rowe Price Small-Cap Value I T. Rowe Price Spectrum Growth T. Rowe Price Spectrum Income T. Rowe Price Spectrum International T. Rowe Price Tax-Efficient Equity T. Rowe Price Total Equity Market Idx T. Rowe Price U.S. Bond Enhanced Index T. Rowe Price US Large-Cap Core T. Rowe Price US Large-Cap Core Adv T. Rowe Price US Treasury Interm T. Rowe Price US Treasury Long-Term T. Rowe Price Value T. Rowe Price Value Adv T. Rowe Price Value I Target International Equity Q Target International Equity R Target International Equity T TCM Small Cap Growth TCW Concentrated Value I TCW Concentrated Value N TCW Conservative Allocation I TCW Conservative Allocation N TCW Core Fixed-Income I Ticker CUSIP Category Prospectus Objective Fund Available RRTIX TRPFX TRPAX TRFGX TRBRX TRPHX TRPCX TRPJX TRPDX TRPKX TRPMX TRPNX TRPLX PRSCX PASTX PASHX PRWBX OTCFX PASSX OTIIX PRSVX PASVX PRVIX PRSGX RPSIX PSILX PREFX POMIX PBDIX TRULX PAULX PRTIX PRULX TRVLX PAVLX TRPIX TIEQX TEQRX TAIEX TCMSX TGFFX TGFVX TGPCX TGPNX TGCFX 74149P879 872797105 872797204 872797303 872797402 872797501 872797600 872797709 872797808 872797881 872797873 872797865 872797857 77957M102 77957M201 77957P204 77957P105 779572106 779572403 779572502 77957Q103 77957Q202 77957Q301 779906205 779906106 779906304 779918309 779552306 741495105 74149R107 74149R206 77957T107 77957T206 779578103 779578202 779578301 875921793 875921827 875921504 742935455 87234N567 87234N575 87234N245 87234N237 87234N401 Conservative Allocation Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Technology Technology Short-Term Bond Short-Term Bond Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Large Growth Multisector Bond Foreign Large Blend Large Growth Large Blend Intermediate-Term Bond Large Blend Large Blend Intermediate Government Long Government Large Value Large Value Large Value Foreign Large Value Foreign Large Value Foreign Large Value Small Growth Large Blend Large Blend Conservative Allocation Conservative Allocation Intermediate-Term Bond Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Specialty - Technology Specialty - Technology Corporate Bond - High Quality Corporate Bond - High Quality Small Company Small Company Small Company Small Company Small Company Small Company Growth Multisector Bond Asset Allocation Growth Growth Corporate Bond - General Growth Growth Government Bond - Treasury Government Bond - Treasury Growth and Income Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Income Income Corporate Bond - High Quality Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 198 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 TCW Core Fixed-Income N TCW Emerging Markets Income I TCW Emerging Markets Income N TCW Growth Equities I TCW Growth Equities N TCW High-Yield Bond I TCW High-Yield Bond N TCW Relative Value Dividend Apprec I TCW Relative Value Dividend Apprec N TCW Relative Value Large Cap I TCW Relative Value Large Cap N TCW Relative Value Mid Cap I TCW Relative Value Mid Cap N TCW Select Equities I TCW Select Equities N TCW Short Term Bond I TCW Small Cap Growth I TCW Small Cap Growth N TCW Total Return Bond I TCW Total Return Bond N Templeton BRIC A Templeton BRIC Adv Templeton China World A Templeton China World Adv Templeton China World R6 Templeton Developing Markets A Templeton Developing Markets Adv Templeton Developing Markets R Templeton Developing Markets R6 Templeton Emerging Markets Small Cap A Templeton Emerging Markets Small Cap Adv Templeton Foreign A Templeton Foreign Adv Templeton Foreign R Templeton Foreign R6 Templeton Foreign Smaller Companies A Templeton Foreign Smaller Companies Adv Templeton Frontier Markets A Templeton Frontier Markets R6 Templeton Global Balanced A1 Templeton Global Balanced Adv Templeton Global Bond A Templeton Global Bond Adv Templeton Global Bond R Templeton Global Bond R6 Ticker CUSIP Category Prospectus Objective Fund Available TGFNX TGEIX TGINX TGGEX TGDNX TGHYX TGHNX TGDFX TGIGX TGDIX TGDVX TGVOX TGVNX TGCEX TGCNX TGSMX TGSCX TGSNX TGLMX TGMNX TABRX TZBRX TCWAX TACWX FCWRX TEDMX TDADX TDMRX FDEVX TEMMX TEMZX TEMFX TFFAX TEFRX FTFGX FINEX FTFAX TFMAX FFMRX TINCX TZINX TPINX TGBAX FGBRX FBNRX 87234N724 87234N765 87234N351 87234N377 87234N369 87234N708 87234N716 87234N344 87234N518 87234N385 87234N492 87234N799 87234N583 87234N302 87234N732 87234N856 87234N849 87234N666 87234N880 87234N641 88019R757 88019R682 88018X201 88018X102 88018X607 88018W104 88018W302 88018W500 88018W609 88019R732 88019R690 880196209 880196506 880196803 880196878 88019R484 88019R450 88019R674 88019R526 88019R799 88019R765 880208103 880208400 880208848 880208772 Intermediate-Term Bond Emerging Markets Bond Emerging Markets Bond Mid-Cap Growth Mid-Cap Growth High Yield Bond High Yield Bond Large Value Large Value Large Value Large Value Mid-Cap Value Mid-Cap Value Large Growth Large Growth Ultrashort Bond Small Growth Small Growth Intermediate-Term Bond Intermediate-Term Bond Diversified Emerging Mkts Diversified Emerging Mkts China Region China Region China Region Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Foreign Large Value Foreign Large Value Foreign Large Value Foreign Large Value Foreign Small/Mid Value Foreign Small/Mid Value Diversified Emerging Mkts Diversified Emerging Mkts World Allocation World Allocation World Bond World Bond World Bond World Bond Corporate Bond - High Quality Diversified Emerging Markets Diversified Emerging Markets Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Equity-Income Equity-Income Growth Growth Growth Growth Growth Growth Government Bond - Mortgage Small Company Small Company Government Bond - Mortgage Government Bond - Mortgage Growth Growth Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth World Stock World Stock Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 199 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Templeton Global Opportunities A Templeton Global Smaller Comp A Templeton Global Smaller Comp Adv Templeton Global Smaller Comp R6 Templeton Global Total Return A Templeton Global Total Return Adv Templeton Global Total Return R6 Templeton Growth A Templeton Growth Adv Templeton Growth R Templeton Growth R6 Templeton Hard Currency A Templeton Hard Currency Advisor Templeton Ins Foreign Smaller Co Ser Adv Templeton Inst Global Equity Series Adv Templeton Instl Emerging Markets Ser Adv Templeton Instl Foreign Eq Ser Primary Templeton International Bond A Templeton International Bond Adv Templeton World A Templeton World Adv Templeton World R6 TETON Westwood Balanced AAA TETON Westwood Balanced I TETON Westwood Equity AAA TETON Westwood Equity I TETON Westwood Income AAA TETON Westwood Income I TETON Westwood Intermediate Bond AAA TETON Westwood Intermediate Bond I TETON Westwood Mighty Mites AAA TETON Westwood Mighty Mites I TETON Westwood SmallCap Equity AAA TETON Westwood SmallCap Equity I Third Avenue International Value Instl Third Avenue International Value Inv Third Avenue Real Estate Value Instl Third Avenue Real Estate Value Investor Third Avenue Small Cap Value Instl Third Avenue Small Cap Value Investor Third Avenue Value Instl Third Avenue Value Investor Thomas White American Opportunities Inv Thomas White Emerging Markets Investor Thomas White International Investor Ticker CUSIP Category Prospectus Objective Fund Available TEGOX TEMGX TGSAX FBOGX TGTRX TTRZX FTTRX TEPLX TGADX TEGRX FTGFX ICPHX ICHHX TFSCX TGESX TEEMX TFEQX TBOAX FIBZX TEMWX TWDAX FTWRX WEBAX WBBIX WESWX WEEIX WESRX WESIX WEIBX WEIIX WEMMX WEIMX WESCX WWSIX TAVIX TVIVX TAREX TVRVX TASCX TVSVX TAVFX TVFVX TWAOX TWEMX TWWDX 88020E100 88022L102 88022L300 88022L508 880208889 880208855 880208764 880199104 880199302 880199500 880199609 354728305 354728701 880210877 880210851 880210208 880210505 880208509 880208806 880196100 880196886 880196860 88166L504 88166L868 88166L108 88166L843 88166L793 88166L801 88166L751 88166L702 88166L652 88166L876 88166L694 88166L884 884116500 884116864 884116401 884116872 884116203 884116880 884116104 884116807 543917306 543917405 543917108 World Stock World Stock World Stock World Stock World Bond World Bond World Bond World Stock World Stock World Stock World Stock Multicurrency Multicurrency Foreign Small/Mid Value World Stock Diversified Emerging Mkts Foreign Large Value World Bond World Bond World Stock World Stock World Stock Moderate Allocation Moderate Allocation Large Blend Large Blend Large Value Large Value Intermediate-Term Bond Intermediate-Term Bond Small Blend Small Blend Small Blend Small Blend Foreign Small/Mid Value Foreign Small/Mid Value Global Real Estate Global Real Estate Small Value Small Value World Stock World Stock Mid-Cap Blend Diversified Emerging Mkts Foreign Large Value World Stock World Stock World Stock World Stock Worldwide Bond Worldwide Bond Worldwide Bond World Stock World Stock World Stock World Stock Specialty - Unaligned Specialty - Unaligned Foreign Stock Growth Diversified Emerging Markets Foreign Stock Worldwide Bond Worldwide Bond World Stock World Stock World Stock Balanced Balanced Growth Growth Growth and Income Growth and Income Multisector Bond Multisector Bond Small Company Small Company Small Company Small Company Foreign Stock Foreign Stock Specialty - Real Estate Specialty - Real Estate Small Company Small Company Growth Growth Growth Diversified Emerging Markets Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,500.00 $2,500.00 $2,500.00 Page 200 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Thornburg Core Growth R3 Thornburg Core Growth R4 Thornburg Core Growth R5 Thornburg Developing World R5 Thornburg Developing World R6 Thornburg Global Opportunities R3 Thornburg Global Opportunities R4 Thornburg Global Opportunities R5 Thornburg International Growth R3 Thornburg International Growth R4 Thornburg International Growth R5 Thornburg International Growth R6 Thornburg International Value R3 Thornburg International Value R4 Thornburg International Value R5 Thornburg International Value R6 Thornburg Investment Income Builder R3 Thornburg Investment Income Builder R4 Thornburg Investment Income Builder R5 Thornburg Limited Term Income R3 Thornburg Limited Term Income R4 Thornburg Limited Term Income R5 Thornburg Limited Term US Government R3 Thornburg Limited Term US Government R4 Thornburg Limited Term US Government R5 Thornburg Strategic Income R3 Thornburg Strategic Income R4 Thornburg Strategic Income R5 Thornburg Value R3 Thornburg Value R4 Thornburg Value R5 TIAA-CREF Bond Index Institutional TIAA-CREF Bond Index Premier TIAA-CREF Bond Index Retirement TIAA-CREF Bond Instl TIAA-CREF Bond Plus Inst TIAA-CREF Bond Plus Premier TIAA-CREF Bond Plus R TIAA-CREF Bond Premier TIAA-CREF Bond R TIAA-CREF Emerging Markets Debt Instl TIAA-CREF Emerging Markets Debt Premier TIAA-CREF Emerging Markets Debt Retire TIAA-CREF Emerging Markets Eq Idx Instl TIAA-CREF Emerging Markets Eq Idx Prem Ticker CUSIP Category Prospectus Objective Fund Available THCRX TCGRX THGRX THDRX TDWRX THORX THOVX THOFX TIGVX TINVX TINFX THGIX TGVRX THVRX TIVRX TGIRX TIBRX TIBGX TIBMX THIRX THRIX THRRX LTURX LTUGX LTGRX TSIRX TSRIX TSRRX TVRFX TVIRX TVRRX TBIIX TBIPX TBIRX TIBDX TIBFX TBPPX TCBRX TIDPX TIDRX TEDNX TEDPX TEDTX TEQLX TEQPX 885215517 885215251 885215350 885216846 885216838 885215145 885215137 885215129 885215178 885215160 885215152 885216820 885215525 885215269 885215368 885216804 885215384 885215186 885215236 885215483 885216762 885216853 885215491 885216747 885216861 885216887 885216754 885216879 885215533 885215277 885215376 87245M848 87245M590 87245M855 87244W607 886315506 87245M483 886315605 87245M491 886315720 87245R581 87245R599 87245R615 87245M228 87245M236 Large Growth Large Growth Large Growth Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock World Stock Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth World Allocation World Allocation World Allocation Short-Term Bond Short-Term Bond Short-Term Bond Short Government Short Government Short Government Multisector Bond Multisector Bond Multisector Bond Large Blend Large Blend Large Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Multi-Asset Global Multi-Asset Global Multi-Asset Global Multi-Asset Global Equity-Income Equity-Income Equity-Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Government Bond - General Government Bond - General Government Bond - General Income Income Income Growth Growth Growth Multisector Bond Multisector Bond Multisector Bond Income Income Income Income Income Income Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $10,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $2,000,000.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $2,000,000.00 $0.00 $0.00 $10,000,000.00 $5,000,000.00 Page 201 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 TIAA-CREF Emerging Markets Eq Idx Retire TIAA-CREF Emerging Markets Eq Instl TIAA-CREF Emerging Markets Eq Prem TIAA-CREF Emerging Markets Eq Retiremt TIAA-CREF Enh Intl Eq Idx Inst TIAA-CREF Enh Lg Cp Gr Idx Inst TIAA-CREF Enh Lg Cp Val Idx Inst TIAA-CREF Equity Index Instl TIAA-CREF Equity Index Premier TIAA-CREF Equity Index R TIAA-CREF Global Natural Resources Instl TIAA-CREF Global Natural Resources Prem TIAA-CREF Global Natural Resources Retir TIAA-CREF Growth & Income Instl TIAA-CREF Growth & Income Premier TIAA-CREF Growth & Income Retire TIAA-CREF High-Yield Inst TIAA-CREF High-Yield Premier TIAA-CREF High-Yield R TIAA-CREF Inflation Link Bd Instl TIAA-CREF Inflation Link Bd Premier TIAA-CREF Inflation Link Bd R TIAA-CREF International Eq Idx Instl TIAA-CREF International Eq Idx Premier TIAA-CREF International Eq Idx Retire TIAA-CREF International Eq Instl TIAA-CREF International Eq Premier TIAA-CREF International Eq Retire TIAA-CREF Large-Cap Gr Idx Instl TIAA-CREF Large-Cap Gr Idx Retire TIAA-CREF Large-Cap Growth Inst TIAA-CREF Large-Cap Growth Premier TIAA-CREF Large-Cap Growth R TIAA-CREF Large-Cap Value Idx Inst TIAA-CREF Large-Cap Value Idx Retire TIAA-CREF Large-Cap Value Instl TIAA-CREF Large-Cap Value Premier TIAA-CREF Large-Cap Value Retire TIAA-CREF Lifecycle 2010 Instl TIAA-CREF Lifecycle 2010 Premier TIAA-CREF Lifecycle 2010 Retire TIAA-CREF Lifecycle 2015 Instl TIAA-CREF Lifecycle 2015 Premier TIAA-CREF Lifecycle 2015 Retire TIAA-CREF Lifecycle 2020 Instl Ticker CUSIP Category Prospectus Objective Fund Available TEQSX TEMLX TEMPX TEMSX TFIIX TLIIX TEVIX TIEIX TCEPX TIQRX TNRIX TNRPX TNRRX TIGRX TRPGX TRGIX TIHYX TIHPX TIHRX TIILX TIKPX TIKRX TCIEX TRIPX TRIEX TIIEX TREPX TRERX TILIX TRIRX TILGX TILPX TILRX TILVX TRCVX TRLIX TRCPX TRLCX TCTIX TCTPX TCLEX TCNIX TCFPX TCLIX TCWIX 87245M244 87245M269 87245M277 87245M285 886315555 886315548 886315530 87244W508 87245M525 886315753 87245R201 87245R409 87245R300 87244W409 87245M103 87244W763 886315795 87245M467 886315787 87244W482 87245M459 886315696 87244W516 87245M319 87244W490 87244W102 87245M582 87244W748 87244W680 87244W672 87244W334 87245M574 87244W326 87244W664 87244W656 87244W730 87245M566 87244W722 886315662 87245M434 87244W458 886315654 87245M426 87244W441 886315647 Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Foreign Large Blend Large Growth Large Value Large Blend Large Blend Large Blend Natural Resources Natural Resources Natural Resources Large Growth Large Growth Large Growth High Yield Bond High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Large Value Large Value Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Equity-Income Growth and Income Growth and Income Growth Growth Growth Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Growth and Income Growth and Income Growth and Income Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Income Income Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $2,000,000.00 $2,000,000.00 $10,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $10,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $10,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $10,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 Page 202 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 TIAA-CREF Lifecycle 2020 Premier TIAA-CREF Lifecycle 2020 Retire TIAA-CREF Lifecycle 2025 Instl TIAA-CREF Lifecycle 2025 Premier TIAA-CREF Lifecycle 2025 Retirement TIAA-CREF Lifecycle 2030 Instl TIAA-CREF Lifecycle 2030 Premier TIAA-CREF Lifecycle 2030 Retirement TIAA-CREF Lifecycle 2035 Instl TIAA-CREF Lifecycle 2035 Premier TIAA-CREF Lifecycle 2035 Retire TIAA-CREF Lifecycle 2040 Instl TIAA-CREF Lifecycle 2040 Premier TIAA-CREF Lifecycle 2040 Retire TIAA-CREF Lifecycle 2045 Instl TIAA-CREF Lifecycle 2045 Premier TIAA-CREF Lifecycle 2045 Retirement TIAA-CREF Lifecycle 2050 Instl TIAA-CREF Lifecycle 2050 Premier TIAA-CREF Lifecycle 2050 Retire TIAA-CREF Lifecycle 2055 Instl TIAA-CREF Lifecycle 2055 Premier TIAA-CREF Lifecycle 2055 Retire TIAA-CREF Lifecycle 2060 Institutional TIAA-CREF Lifecycle 2060 Premier TIAA-CREF Lifecycle 2060 Retirement TIAA-CREF Lifecycle Index 2010 Instl TIAA-CREF Lifecycle Index 2010 Premier TIAA-CREF Lifecycle Index 2010 Retire TIAA-CREF Lifecycle Index 2015 Instl TIAA-CREF Lifecycle Index 2015 Premier TIAA-CREF Lifecycle Index 2015 Retire TIAA-CREF Lifecycle Index 2020 Instl TIAA-CREF Lifecycle Index 2020 Premier TIAA-CREF Lifecycle Index 2020 Retire TIAA-CREF Lifecycle Index 2025 Instl TIAA-CREF Lifecycle Index 2025 Premier TIAA-CREF Lifecycle Index 2025 Retire TIAA-CREF Lifecycle Index 2030 Instl TIAA-CREF Lifecycle Index 2030 Premier TIAA-CREF Lifecycle Index 2030 Retire TIAA-CREF Lifecycle Index 2035 Instl TIAA-CREF Lifecycle Index 2035 Premier TIAA-CREF Lifecycle Index 2035 Retire TIAA-CREF Lifecycle Index 2040 Instl Ticker CUSIP Category Prospectus Objective Fund Available TCWPX TCLTX TCYIX TCQPX TCLFX TCRIX TCHPX TCLNX TCIIX TCYPX TCLRX TCOIX TCZPX TCLOX TTFIX TTFPX TTFRX TFTIX TCLPX TLFRX TTRIX TTRPX TTRLX TLXNX TLXPX TLXRX TLTIX TLTPX TLTRX TLFIX TLFPX TLGRX TLWIX TLWPX TLWRX TLQIX TLVPX TLQRX TLHIX TLHPX TLHRX TLYIX TLYPX TLYRX TLZIX 87245M418 87244W433 886315639 87245M392 87244W425 886315621 87245M384 87244W417 886315613 87245M376 87244W391 886315597 87245M368 87244W383 886315589 87245M350 886315522 886315571 87245M343 886315514 87245M210 87245M186 87245M194 87245R573 87245R524 87245R532 87245M830 87245M723 87245M202 87245M822 87245M715 87245M301 87245M814 87245M699 87245M400 87245M798 87245M681 87245M509 87245M780 87245M673 87245M608 87245M772 87245M665 87245M707 87245M764 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $0.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 Page 203 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 TIAA-CREF Lifecycle Index 2040 Premier TIAA-CREF Lifecycle Index 2040 Retire TIAA-CREF Lifecycle Index 2045 Instl TIAA-CREF Lifecycle Index 2045 Premier TIAA-CREF Lifecycle Index 2045 Retire TIAA-CREF Lifecycle Index 2050 Instl TIAA-CREF Lifecycle Index 2050 Premier TIAA-CREF Lifecycle Index 2050 Retire TIAA-CREF Lifecycle Index 2055 Instl TIAA-CREF Lifecycle Index 2055 Premier TIAA-CREF Lifecycle Index 2055 Retire TIAA-CREF Lifecycle Index 2060 Instl TIAA-CREF Lifecycle Index 2060 Premier TIAA-CREF Lifecycle Index 2060 Retire TIAA-CREF Lifecycle Index Ret Inc Inst TIAA-CREF Lifecycle Index Ret Inc Prem TIAA-CREF Lifecycle Index Ret Inc Retire TIAA-CREF Lifecycle Retire Inc Instl TIAA-CREF Lifecycle Retire Inc Premier TIAA-CREF Lifecycle Retire Inc Retire TIAA-CREF Lifestyle Aggressive Gr Instl TIAA-CREF Lifestyle Aggressive Gr Prem TIAA-CREF Lifestyle Aggressive Gr Retire TIAA-CREF Lifestyle Conservative Instl TIAA-CREF Lifestyle Conservative Premier TIAA-CREF Lifestyle Conservative Retire TIAA-CREF Lifestyle Growth Institutional TIAA-CREF Lifestyle Growth Premier TIAA-CREF Lifestyle Growth Retirement TIAA-CREF Lifestyle Income Institutional TIAA-CREF Lifestyle Income Premier TIAA-CREF Lifestyle Income Retirement TIAA-CREF Lifestyle Moderate Instl TIAA-CREF Lifestyle Moderate Premier TIAA-CREF Lifestyle Moderate Retirement TIAA-CREF Managed Allc Inst TIAA-CREF Managed Allc R TIAA-CREF Mid-Cap Growth Instl TIAA-CREF Mid-Cap Growth Premier TIAA-CREF Mid-Cap Growth Retire TIAA-CREF Mid-Cap Value Instl TIAA-CREF Mid-Cap Value Premier TIAA-CREF Mid-Cap Value Retire TIAA-CREF Real Estate Sec Instl TIAA-CREF Real Estate Sec Premier Ticker CUSIP Category Prospectus Objective Fund Available TLPRX TLZRX TLXIX TLMPX TLMRX TLLIX TLLPX TLLRX TTIIX TTIPX TTIRX TVIIX TVIPX TVITX TRILX TLIPX TRCIX TLRIX TPILX TLIRX TSAIX TSAPX TSARX TCSIX TLSPX TSCTX TSGGX TSGPX TSGRX TSITX TSIPX TLSRX TSIMX TSMPX TSMTX TIMIX TITRX TRPWX TRGPX TRGMX TIMVX TRVPX TRVRX TIREX TRRPX 87245M657 87245M806 87245M756 87245M640 87245M863 87245M749 87245M632 87245M871 87245M178 87245M160 87245M152 87245R565 87245R540 87245R557 87245M731 87245M624 87245M889 886315563 87245M335 886315480 87245R748 87245R730 87245R722 87245R870 87245R862 87245R854 87245R789 87245R771 87245R763 87245R607 87245R706 87245R805 87245R839 87245R821 87245R813 886315837 886315829 87244W805 87245M558 87244W888 87244W862 87245M541 87244W854 87244W797 87245M327 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Large Growth Large Growth Large Growth Conservative Allocation Conservative Allocation Conservative Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Conservative Allocation Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Moderate Allocation Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Real Estate Real Estate Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Income Income Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Specialty - Real Estate Specialty - Real Estate Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $5,000,000.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $0.00 $0.00 $2,000,000.00 $5,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 Page 204 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 TIAA-CREF Real Estate Sec Retire TIAA-CREF S&P 500 Index Instl TIAA-CREF S&P 500 Index Retire TIAA-CREF Short-Term Bond Inst TIAA-CREF Short-Term Bond Premier TIAA-CREF Short-Term Bond R TIAA-CREF Small-Cap Blend Idx Inst TIAA-CREF Small-Cap Blend Idx Retire TIAA-CREF Small-Cap Equity Instl TIAA-CREF Small-Cap Equity Premier TIAA-CREF Small-Cap Equity Retire TIAA-CREF Social Choice Bond Instl TIAA-CREF Social Choice Bond Premier TIAA-CREF Social Choice Bond Retirement TIAA-CREF Social Choice Eq Instl TIAA-CREF Social Choice Eq Premier TIAA-CREF Social Choice Eq Retire Touchstone Active Bond A Touchstone Active Bond Institutional Touchstone Active Bond Y Touchstone Arbitrage A Touchstone Arbitrage Institutional Touchstone Arbitrage Y Touchstone Controlled Growth with Inc A Touchstone Controlled Growth with Inc Y Touchstone Dynamic Diversified Income A Touchstone Dynamic Diversified Income Y Touchstone Dynamic Equity A Touchstone Dynamic Equity Instl Touchstone Dynamic Equity Y Touchstone Dynamic Global Allocation A Touchstone Dynamic Global Allocation Y Touchstone Emerging Markets Equity A Touchstone Emerging Markets Equity Inst Touchstone Emerging Markets Equity Y Touchstone Flexible Income A Touchstone Flexible Income Instl Touchstone Flexible Income Y Touchstone Focused A Touchstone Focused Instl Touchstone Focused Y Touchstone Growth Opportunities A Touchstone Growth Opportunities Instl Touchstone Growth Opportunities Y Touchstone High Yield A Ticker CUSIP Category Prospectus Objective Fund Available TRRSX TISPX TRSPX TISIX TSTPX TISRX TISBX TRBIX TISEX TSRPX TRSEX TSBIX TSBPX TSBBX TISCX TRPSX TRSCX TOBAX TOBIX TOBYX TMARX TARBX TMAYX TSAAX TSAYX TBAAX TBAYX TDEAX TDELX TDEYX TSMAX TSMYX TEMAX TMEIX TEMYX FFSAX TFSLX MXIIX TFOAX TFFIX TFFYX TGVFX TGVVX TGVYX THYAX 87244W789 87244W714 87244W698 886315803 87245M475 886315886 87244W573 87244W565 87244W839 87245M533 87244W821 87245R672 87245R680 87245R698 87244W300 87245M517 87244W755 89154W502 89154W783 89154W791 89155T631 89155T599 89155T615 89154Q844 89154Q828 89154Q794 89154Q778 89154X195 89154X161 89154X179 89154Q307 89154Q505 89155H496 89155H470 89155H462 89154Q620 89154Q588 89154Q596 89154X245 89154X211 89154X229 89154X708 89154X542 89154X559 89154W809 Real Estate Large Blend Large Blend Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Small Growth Small Growth Small Growth Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Blend Large Blend Large Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Market Neutral Market Neutral Market Neutral Multialternative Multialternative Conservative Allocation Conservative Allocation Long/Short Equity Long/Short Equity Long/Short Equity World Allocation World Allocation Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Value Large Value Large Value Large Growth Large Growth Large Growth High Yield Bond Specialty - Real Estate Growth Growth Income Income Income Growth Growth Small Company Small Company Small Company Growth and Income Growth and Income Growth and Income Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Growth Asset Allocation Asset Allocation Balanced Balanced Growth Growth Growth Asset Allocation Asset Allocation Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Income Income Income Growth Growth Growth Growth Growth Growth Corporate Bond - High Yield Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $10,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $10,000,000.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $2,000,000.00 $1,000,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 Page 205 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Touchstone High Yield Institutional Touchstone High Yield Y Touchstone International Small Cap A Touchstone International Small Cap Y Touchstone International Value A Touchstone International Value Instl Touchstone International Value Y Touchstone Intl Small Cap Instl Touchstone Large Cap A Touchstone Large Cap Institutional Touchstone Large Cap Y Touchstone Merger Arbitrage A Touchstone Merger Arbitrage Instl Touchstone Merger Arbitrage Y Touchstone Mid Cap A Touchstone Mid Cap Growth A Touchstone Mid Cap Growth Inst Touchstone Mid Cap Growth Y Touchstone Mid Cap Institutional Touchstone Mid Cap Value A Touchstone Mid Cap Value Inst Touchstone Mid Cap Value Y Touchstone Mid Cap Y Touchstone Mid Cap Z Touchstone Ohio Tax-Free Bond A Touchstone Premium Yield Equity A Touchstone Premium Yield Equity Y Touchstone Sands Capital Inst Gr Touchstone Sands Capital Select Growth A Touchstone Sands Capital Select Growth Y Touchstone Sands Capital Select Growth Z Touchstone Small Cap A Touchstone Small Cap Growth A Touchstone Small Cap Growth Instl Touchstone Small Cap Growth Y Touchstone Small Cap Institutional Touchstone Small Cap Value A Touchstone Small Cap Value Institutional Touchstone Small Cap Value Opp A Touchstone Small Cap Value Opp Instl Touchstone Small Cap Value Opp Y Touchstone Small Cap Value Y Touchstone Small Cap Y Touchstone Sustainability & Imp Eq A Touchstone Sustainability & Imp Eq Instl Ticker CUSIP Category Prospectus Objective Fund Available THIYX THYYX TNSAX TNSYX FSIEX FIVIX FIEIX TNSIX TACLX TLCIX TLCYX TMGAX TMGLX TMGYX TMAPX TEGAX TEGIX TEGYX TMPIX TCVAX TCVIX TCVYX TMCPX TMCTX TOHAX TPYAX TPYYX CISGX TSNAX CFSIX PTSGX TSFAX MXCAX MXCIX MXAIX TSFIX TVOAX TVOIX TSOAX TSOIX TSOYX TVOYX TSFYX TEQAX TROCX 89154W775 89154W817 89154X427 89154X393 89154Q661 89154Q638 89154Q646 89154X385 89154Q554 89154Q539 89154Q521 89155T730 89155T698 89155T714 89155H629 89154X880 89154X526 89154X534 89155T649 89155H413 89155H389 89155H371 89155H793 89155H785 89154V603 89155H579 89155H553 89155J104 89155T847 89155H827 89155H819 89155H272 89154Q752 89154Q729 89154Q737 89155H256 89155T821 89155T797 89154X286 89154X252 89154X260 89155T789 89155H249 89154X302 89154Q513 High Yield Bond High Yield Bond Foreign Small/Mid Growth Foreign Small/Mid Growth Foreign Large Value Foreign Large Value Foreign Large Value Foreign Small/Mid Growth Large Blend Large Blend Large Blend Market Neutral Market Neutral Market Neutral Mid-Cap Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Blend Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Blend Mid-Cap Blend Muni Ohio Large Value Large Value Large Growth Large Growth Large Growth Large Growth Small Blend Small Growth Small Growth Small Growth Small Blend Small Value Small Value Small Blend Small Blend Small Blend Small Value Small Blend World Stock World Stock Corporate Bond - High Yield Corporate Bond - High Yield Small Company Small Company Foreign Stock Foreign Stock Foreign Stock Small Company Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Municipal Bond - Single State Growth and Income Growth and Income Growth Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $500,000.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 Page 206 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Touchstone Sustainability & Imp Eq Y Touchstone Total Return Bond A Touchstone Total Return Bond Instl Touchstone Total Return Bond Y Touchstone Ultra Short Dur F/I A Touchstone Ultra Short Dur F/I Instl Touchstone Ultra Short Dur F/I Y Touchstone Ultra Short Dur F/I Z Touchstone Value A Touchstone Value Institutional Touchstone Value Y Transamerica Asset Allc Cnsrv A Transamerica Asset Allc Cnsrv I Transamerica Asset Allc Cnsrv R Transamerica Asset Allc Growth A Transamerica Asset Allc Growth I Transamerica Asset Allc Growth R Transamerica Asset Allc Mod Gr A Transamerica Asset Allc Mod Gr I Transamerica Asset Allc Mod Gr R Transamerica Asset Allc Moderate A Transamerica Asset Allc Moderate I Transamerica Asset Allc Moderate R Transamerica Capital Growth A Transamerica Capital Growth I Transamerica Dynamic Income A Transamerica Dynamic Income I Transamerica Emerging Markets Debt A Transamerica Emerging Markets Debt I Transamerica Flexible Income A Transamerica Flexible Income I Transamerica Global Equity A Transamerica Global Equity I Transamerica High Yield Bond A Transamerica High Yield Bond I Transamerica International Equity A Transamerica International Equity I Transamerica Large Cap Value A Transamerica Large Cap Value I Transamerica Multi-Cap Growth A Transamerica Multi-Cap Growth I Transamerica Multi-Manager Alt Strat A Transamerica Multi-Manager Alt Strat I Transamerica Multi-Mgd Balanced A Transamerica Multi-Mgd Balanced I Ticker CUSIP Category Prospectus Objective Fund Available TIQIX TCPAX TCPNX TCPYX TSDAX TSDIX TSYYX TSDOX TVLAX TVLIX TVLYX ICLAX TACIX ICVRX IAAAX TAGIX IGWRX IMLAX TMGIX IMGRX IMOAX TMMIX IMDRX IALAX TFOIX IGTAX IGTIX EMTAX EMTIX IDITX TFXIX IMNAX TMUIX IHIYX TDHIX TRWAX TSWIX TWQAX TWQIX ITSAX TGPIX IMUAX TASIX IBALX TBLIX 89154X633 89155T102 89155T300 89155T409 89155T680 89155T656 89155T664 89155H678 89154X468 89154X435 89154X443 893957811 893962258 893962787 893957753 893962282 893962753 893957696 893962274 893962761 893957647 893962266 893962779 893958462 893962175 89355J201 89355J409 893509174 893509158 893957258 893962142 893962837 893962233 893961102 893962159 893509240 893509224 893509281 893509265 893961813 893962217 893962654 893962241 893957316 893962167 World Stock Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Ultrashort Bond Ultrashort Bond Ultrashort Bond Ultrashort Bond Large Value Large Value Large Value Conservative Allocation Conservative Allocation Conservative Allocation Aggressive Allocation Aggressive Allocation Aggressive Allocation Moderate Allocation Moderate Allocation Moderate Allocation Conservative Allocation Conservative Allocation Conservative Allocation Large Growth Large Growth Conservative Allocation Conservative Allocation Emerging Markets Bond Emerging Markets Bond Multisector Bond Multisector Bond World Stock World Stock High Yield Bond High Yield Bond Foreign Large Blend Foreign Large Blend Large Value Large Value Mid-Cap Growth Mid-Cap Growth Multialternative Multialternative Moderate Allocation Moderate Allocation Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Government Bond - General Government Bond - General Government Bond - General Government Bond - General Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Income Income Diversified Emerging Markets Diversified Emerging Markets Income Income Growth Growth Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Balanced Balanced Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $1,000,000.00 Page 207 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Transamerica Short-Term Bond A Transamerica Short-Term Bond I Transamerica Small/Mid Cap Value A Transamerica Small/Mid Cap Value I Transamerica US Growth A Transamerica US Growth I Turner Midcap Growth Inst Turner Midcap Growth Investor Turner Midcap Growth Retirement Turner Small Cap Growth Turner SMID Cap Growth Opps Instl Turner SMID Cap Growth Opps Investor Turner Titan Long/Short Institutional Turner Titan Long/Short Investor Tweedy, Browne Global Value Tweedy, Browne Global Value II Ccy Unhdg Tweedy, Browne Value Tweedy, Browne Worldwide Hi Div Yld Val Undiscovered Mgrs Behavioral Value A Undiscovered Mgrs Behavioral Value Inst Undiscovered Mgrs Behavioral Value R2 Undiscovered Mgrs Behavioral Value R6 Undiscovered Mgrs Behavioral Value Sel USAA Aggressive Growth USAA Aggressive Growth Institutional USAA Capital Growth USAA Cornerstone Aggressive USAA Cornerstone Conservative USAA Cornerstone Equity USAA Cornerstone Moderate USAA Cornerstone Moderately Agrsv USAA Cornerstone Moderately Cnsrv USAA Emerging Markets USAA Emerging Markets Adviser USAA Emerging Markets Institutional USAA Extended Market Index USAA First Start Growth USAA Flexible Income USAA Flexible Income Adviser USAA Flexible Income Institutional USAA Global Managed Volatility USAA Global Managed Volatility Instl USAA Government Securities USAA Government Securities Adviser USAA Growth Ticker CUSIP Category Prospectus Objective Fund Available ITAAX TSTIX IIVAX TSVIX TADAX TDEIX TMGEX TMGFX TMIIX TSCEX TMCOX TMCGX TSPEX TSPCX TBGVX TBCUX TWEBX TBHDX UBVAX UBVLX UBVRX UBVFX UBVSX USAUX UIAGX USCGX UCAGX USCCX UCEQX USBSX USCRX UCMCX USEMX UAEMX UIEMX USMIX UFSGX USFIX UAFIX UIFIX UGMVX UGOFX USGNX UAGNX USAAX 893962639 893962134 893957365 893962191 893962415 893962183 900297763 900297409 900297706 900297300 900297680 872524301 900297664 900297656 901165100 901165407 901165209 901165308 904504586 904504842 904504487 904504479 904504495 903288405 903288686 903288785 903288280 903288314 903288272 903287886 903287209 903288298 903287803 903288421 903288629 903288827 903288868 903288264 903288249 903288256 903288231 903288710 903287506 903288462 903288108 Short-Term Bond Short-Term Bond Mid-Cap Value Mid-Cap Value Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Small Growth Small Growth Small Growth Market Neutral Market Neutral Foreign Large Value Foreign Large Value World Stock World Stock Small Value Small Value Small Value Small Value Small Value Large Growth Large Growth World Stock World Allocation Conservative Allocation World Stock Moderate Allocation Moderate Allocation Conservative Allocation Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Mid-Cap Blend Aggressive Allocation Multisector Bond Multisector Bond Multisector Bond World Stock World Stock Intermediate Government Intermediate Government Large Growth Income Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Small Company Growth Growth Growth Growth Foreign Stock Foreign Stock Growth Growth Growth Growth Growth Growth Growth Aggressive Growth Aggressive Growth Foreign Stock Growth Asset Allocation Growth Balanced Multi-Asset Global Balanced Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Growth and Income Growth and Income Growth and Income Equity-Income Equity-Income Government Bond - Mortgage Government Bond - Mortgage Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $1,000,000.00 $0.00 $1,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived Waived Waived Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 208 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 USAA Growth & Income USAA Growth & Income Adviser USAA Growth Institutional USAA High Income USAA High Income Adviser USAA High Income Institutional USAA Income USAA Income Adviser USAA Income Institutional USAA Income Stock USAA Income Stock Institutional USAA Intermediate-Term Bond USAA Intermediate-Term Bond Adviser USAA Intermediate-Term Bond Instl USAA International USAA International Adviser USAA International Institutional USAA NASDAQ-100 Index USAA Precious Metals and Minerals USAA Precious Metals and Minerals Adv USAA Precious Metals and Minerals Instl USAA Real Return USAA Real Return Institutional USAA Science & Technology USAA Science & Technology Adviser USAA Short-Term Bond USAA Short-Term Bond Adviser USAA Short-Term Bond Institutional USAA Small Cap Stock USAA Small Cap Stock Institutional USAA Target Retirement 2020 USAA Target Retirement 2030 USAA Target Retirement 2040 USAA Target Retirement 2050 USAA Target Retirement 2060 USAA Target Retirement Income USAA Total Return Strategy USAA Total Return Strategy Institutional USAA Ultra Short-Term Bond USAA Ultra Short-Term Bond Institutional USAA Value USAA Value Adviser USAA World Growth USAA World Growth Adviser VALIC Company I Asset Allocation Ticker CUSIP Category Prospectus Objective Fund Available USGRX USGIX UIGRX USHYX UHYOX UIHIX USAIX UINCX UIINX USISX UIISX USIBX UITBX UIITX USIFX UAIFX UIIFX USNQX USAGX UPMMX UIPMX USRRX UIRRX USSCX USTCX USSBX UASBX UISBX USCAX UISCX URTNX URTRX URFRX URFFX URSIX URINX USTRX UTRIX UUSTX UUSIX UVALX UAVAX USAWX USWGX VCAAX 903288801 903288389 903288678 903288843 903288447 903288579 903288207 903288454 903288611 903288603 903288660 903288835 903288470 903288595 903287308 903288439 903288637 903288819 903287100 903288355 903288561 903288330 903288322 903288876 903288371 903288702 903288488 903288587 903288850 903288645 903288751 903288744 903288736 903288728 903288215 903288694 903287852 903288223 903288348 903288199 903288777 903288397 903287704 903288413 91915R202 Large Blend Large Blend Large Growth High Yield Bond High Yield Bond High Yield Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Large Value Large Value Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Large Growth Equity Precious Metals Equity Precious Metals Equity Precious Metals Conservative Allocation Conservative Allocation Technology Technology Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Target Date 2016-2020 Target Date 2026-2030 Target Date 2036-2040 Target Date 2046-2050 Target Date 2051+ Retirement Income Aggressive Allocation Aggressive Allocation Ultrashort Bond Ultrashort Bond Large Value Large Value World Stock World Stock Moderate Allocation Growth and Income Growth and Income Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - General Corporate Bond - General Corporate Bond - General Equity-Income Equity-Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Foreign Stock Foreign Stock Foreign Stock Growth Specialty - Precious Metals Specialty - Precious Metals Specialty - Precious Metals Growth Growth Specialty - Technology Specialty - Technology Corporate Bond - General Corporate Bond - General Corporate Bond - General Small Company Small Company Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Corporate Bond - General Corporate Bond - General Growth Growth World Stock World Stock Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 209 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 VALIC Company I Blue Chip Growth VALIC Company I Broad Cap Value Income VALIC Company I Capital Conservation VALIC Company I Core Equity VALIC Company I Dividend Value VALIC Company I Emerg Economies VALIC Company I Foreign Value VALIC Company I Global Real Estate VALIC Company I Global Social Awareness VALIC Company I Global Strategy VALIC Company I Government Securities VALIC Company I Growth VALIC Company I Growth & Income VALIC Company I Health Sciences VALIC Company I Inflation Protected VALIC Company I International Eqs Idx VALIC Company I International Govt Bond VALIC Company I International Growth VALIC Company I Large Cap Core VALIC Company I Large Capital Growth VALIC Company I Mid Cap Index VALIC Company I Mid Cap Strategic Gr VALIC Company I NASDAQ-100 Index VALIC Company I Science & Technology VALIC Company I Small Cap VALIC Company I Small Cap Agrsv Gr VALIC Company I Small Cap Index VALIC Company I Small Cap Special Val VALIC Company I Small-Mid Growth VALIC Company I Stock Index VALIC Company I Value VALIC Company II Agrsv Growth Lifestyle VALIC Company II Capital Appreciation VALIC Company II Cnsrv Gr Lifestyle VALIC Company II Core Bond VALIC Company II High Yield Bond VALIC Company II International Opps VALIC Company II Large Cap Value VALIC Company II Mid Cap Growth VALIC Company II Mid Cap Value VALIC Company II Moderate Gr Lifestyle VALIC Company II Small Cap Growth VALIC Company II Small Cap Value VALIC Company II Socially Responsible VALIC Company II Strategic Bond Ticker CUSIP Category Prospectus Objective Fund Available VCBCX VBCVX VCCCX VCCEX VCIGX VCGEX VCFVX VGREX VCSOX VGLSX VCGSX VCULX VCGAX VCHSX VCTPX VCIEX VCIFX VCINX VLCCX VLCGX VMIDX VMSGX VCNIX VCSTX VCSMX VSAGX VCSLX VSSVX VSSGX VSTIX VAVAX VAGLX VCCAX VCGLX VCCBX VCHYX VISEX VACVX VAMGX VMCVX VMGLX VASMX VCSVX VCSRX VCSBX 91915R764 91915R699 91915R400 91915R830 91915R822 91915R673 91915R681 91915R590 91915R855 91915R665 91915R301 91915R616 91915R509 91915R756 91915R731 91915R608 91915R707 91915R814 91915R657 91915R723 91915R806 91915R715 91915R871 91915R749 91915R780 91915R640 91915R863 91915R632 91915R624 91915R848 91915R103 91915T109 91915T208 91915T307 91915T406 91915T505 91915T604 91915T703 91915T802 91915T885 91915T877 91915T851 91915T844 91915T836 91915T828 Large Growth Large Value Intermediate-Term Bond Large Value Large Value Diversified Emerging Mkts Foreign Large Value Global Real Estate World Stock World Allocation Intermediate Government Large Growth Large Blend Health Inflation-Protected Bond Foreign Large Blend World Bond Foreign Large Growth Large Blend Large Growth Mid-Cap Blend Mid-Cap Growth Large Growth Technology Small Blend Small Growth Small Blend Small Value Small Growth Large Blend Large Value Aggressive Allocation Large Growth Conservative Allocation Intermediate-Term Bond High Yield Bond Foreign Small/Mid Growth Large Value Mid-Cap Growth Mid-Cap Value Moderate Allocation Small Growth Small Value Large Blend Multisector Bond Growth Growth Growth and Income Growth Growth World Stock Foreign Stock Specialty - Real Estate World Stock World Stock Government Bond - General Aggressive Growth Growth Specialty - Health Worldwide Bond Foreign Stock Government Bond - General Foreign Stock Growth Growth Growth Growth Growth Specialty - Technology Small Company Small Company Small Company Small Company Small Company Growth Growth Aggressive Growth Growth Growth Corporate Bond - General Corporate Bond - High Yield Foreign Stock Growth Growth Growth Growth Aggressive Growth Growth Growth Corporate Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 210 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Value Line Asset Allocation Investor Value Line Core Bond Value Line Income & Growth Investor Value Line Larger Companies Focused Inv Value Line Mid Cap Focused Value Line Premier Growth Value Line Small Cap Opportunities Inv Value Line Tax-Exempt Vanguard 500 Index Admiral Vanguard 500 Index Inv Vanguard Balanced Index Adm Vanguard Balanced Index I Vanguard Balanced Index Inv Vanguard CA Interm-Term Tax-Exempt Adm Vanguard CA Long-Term Tax-Exempt Adm Vanguard Capital Opportunity Adm Vanguard Capital Opportunity Inv Vanguard Capital Value Inv Vanguard Consumer Discretionary Idx Adm Vanguard Consumer Staples Index Adm Vanguard Convertible Securities Inv Vanguard Developed Markets Idx Admiral Vanguard Developed Markets Idx Instl Vanguard Developed Markets Idx Investor Vanguard Dividend Apprec Idx Admiral Vanguard Dividend Growth Inv Vanguard Emerging Mkts Stk Idx InstlPlus Vanguard Emerging Mkts Stock Idx Adm Vanguard Emerging Mkts Stock Idx I Vanguard Emerging Mkts Stock Idx Inv Vanguard Energy Adm Vanguard Energy Index Adm Vanguard Energy Inv Vanguard Equity-Income Adm Vanguard Equity-Income Inv Vanguard European Stock Index Adm Vanguard European Stock Index I Vanguard European Stock Index Inv Vanguard Explorer Adm Vanguard Explorer Inv Vanguard Extended Market Idx Adm Vanguard Extended Market Idx I Vanguard Extended Market Idx Inv Vanguard Financials Index Adm Vanguard FTSE All-Wld ex-US Idx Admiral Ticker CUSIP Category Prospectus Objective Fund Available VLAAX VAGIX VALIX VALLX VLIFX VALSX VLEOX VLHYX VFIAX VFINX VBIAX VBAIX VBINX VCADX VCLAX VHCAX VHCOX VCVLX VCDAX VCSAX VCVSX VTMGX VTMNX VDVIX VDADX VDIGX VEMRX VEMAX VEMIX VEIEX VGELX VENAX VGENX VEIRX VEIPX VEUSX VESIX VEURX VEXRX VEXPX VEXAX VIEIX VEXMX VFAIX VFWAX 920395100 920394103 920440104 920447109 920423100 920457108 920454105 920461209 922908710 922908108 921931200 921931309 921931101 922021407 922021506 922038500 922038302 922020409 92204A868 92204A850 922023106 921943809 921943882 92206J107 921908828 921908604 922042650 922042841 922042601 922042304 921908802 92204A843 921908109 921921300 921921102 922042809 922042502 922042205 921926200 921926101 922908694 922908884 922908207 92204A835 921937736 Moderate Allocation Intermediate-Term Bond Moderate Allocation Large Growth Mid-Cap Growth Mid-Cap Growth Small Growth Muni National Long Large Blend Large Blend Moderate Allocation Moderate Allocation Moderate Allocation Muni California Intermediate Muni California Long Large Growth Large Growth Mid-Cap Blend Consumer Cyclical Consumer Defensive Convertibles Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Blend Large Blend Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Equity Energy Equity Energy Equity Energy Large Value Large Value Europe Stock Europe Stock Europe Stock Small Growth Small Growth Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Financial Foreign Large Blend Asset Allocation Income Growth and Income Growth Growth Growth Small Company Municipal Bond - National Growth Growth Balanced Balanced Balanced Municipal Bond - Single State Municipal Bond - Single State Growth Growth Growth Specialty - Unaligned Specialty - Unaligned Growth and Income Foreign Stock Foreign Stock Foreign Stock Equity-Income Equity-Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Specialty - Natural Resources Specialty - Natural Resources Specialty - Natural Resources Equity-Income Equity-Income Europe Stock Europe Stock Europe Stock Small Company Small Company Growth Growth Growth Specialty - Financial Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $100,000,000.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 Page 211 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Vanguard FTSE All-Wld ex-US Idx Instl Vanguard FTSE Social Index I Vanguard FTSE Social Index Inv Vanguard Global Equity Inv Vanguard Global Minimum Volatility Admr Vanguard Global Minimum Volatility Inv Vanguard GNMA Adm Vanguard GNMA Inv Vanguard Growth & Income Adm Vanguard Growth & Income Inv Vanguard Growth Index Adm Vanguard Growth Index I Vanguard Growth Index Inv Vanguard Health Care Adm Vanguard Health Care Index Adm Vanguard Health Care Inv Vanguard High-Yield Corporate Adm Vanguard High-Yield Corporate Inv Vanguard High-Yield Tax-Exempt Adm Vanguard Industrials Index Adm Vanguard Inflation-Protected Secs Adm Vanguard Inflation-Protected Secs I Vanguard Inflation-Protected Secs Inv Vanguard Information Technology Idx Adm Vanguard Institutional Index I Vanguard Institutional Index Instl Pl Vanguard Instl Trgt Retire 2010 Instl Vanguard Instl Trgt Retire 2015 Instl Vanguard Instl Trgt Retire 2020 Instl Vanguard Instl Trgt Retire 2025 Instl Vanguard Instl Trgt Retire 2030 Instl Vanguard Instl Trgt Retire 2035 Instl Vanguard Instl Trgt Retire 2040 Instl Vanguard Instl Trgt Retire 2045 Instl Vanguard Instl Trgt Retire 2050 Instl Vanguard Instl Trgt Retire 2055 Instl Vanguard Instl Trgt Retire 2060 Instl Vanguard Instl Trgt Retire Inc Instl Vanguard Instl Ttl Stk Mkt Idx I Vanguard Instl Ttl Stk Mkt Idx InstlPls Vanguard Interm-Term Bond Index Adm Vanguard Interm-Term Bond Index I Vanguard Interm-Term Bond Index Inv Vanguard Interm-Term Investment-Grde Adm Vanguard Interm-Term Invmt-Grade Inv Ticker CUSIP Category Prospectus Objective Fund Available VFWSX VFTNX VFTSX VHGEX VMNVX VMVFX VFIJX VFIIX VGIAX VQNPX VIGAX VIGIX VIGRX VGHAX VHCIX VGHCX VWEAX VWEHX VWALX VINAX VAIPX VIPIX VIPSX VITAX VINIX VIIIX VIRTX VITVX VITWX VRIVX VTTWX VITFX VIRSX VITLX VTRLX VIVLX VILVX VITRX VITNX VITPX VBILX VBIMX VBIIX VFIDX VFICX 922042783 921910402 921910303 922038203 921946869 921946877 922031794 922031307 921913208 921913109 922908660 922908868 922908504 921908885 92204A827 921908307 922031760 922031208 922907845 92204A819 922031737 922031745 922031869 92204A793 922040100 922040209 92202E821 92202E813 92202E797 92202E789 92202E771 92202E763 92202E755 92202E748 92202E730 92202E722 92202E714 92202E698 922040308 922040407 921937801 921937884 921937306 922031810 922031885 Foreign Large Blend Large Blend Large Blend World Stock World Stock World Stock Intermediate Government Intermediate Government Large Blend Large Blend Large Growth Large Growth Large Growth Health Health Health High Yield Bond High Yield Bond Muni National Interm Industrials Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Technology Large Blend Large Blend Target Date 2000-2010 Target Date 2011-2015 Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Retirement Income Large Blend Large Blend Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Foreign Stock Growth Growth World Stock World Stock World Stock Government Bond - Mortgage Government Bond - Mortgage Growth and Income Growth and Income Growth Growth Growth Specialty - Health Specialty - Health Specialty - Health Corporate Bond - High Yield Corporate Bond - High Yield Municipal Bond - National Specialty - Unaligned Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Specialty - Unaligned Growth and Income Growth and Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Income Income Income Corporate Bond - General Corporate Bond - General Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $5,000,000.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $5,000,000.00 $200,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $100,000,000.00 $200,000,000.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 Page 212 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Vanguard Interm-Term Treasury Adm Vanguard Interm-Term Treasury Inv Vanguard Interm-Term Tx-Ex Adm Vanguard Interm-Term Tx-Ex Inv Vanguard Interm-Tm Govt Bd Idx Admiral Vanguard International Explorer Inv Vanguard International Growth Adm Vanguard International Growth Inv Vanguard International Value Inv Vanguard Large Cap Index Adm Vanguard Large Cap Index I Vanguard Large Cap Index Inv Vanguard LifeStrategy Cnsrv Gr Inv Vanguard LifeStrategy Growth Inv Vanguard LifeStrategy Income Inv Vanguard LifeStrategy Moderate Gr Inv Vanguard Long-Term Bond Index I Vanguard Long-Term Bond Index Inv Vanguard Long-Term Investment-Grade Adm Vanguard Long-Term Investment-Grade Inv Vanguard Long-Term Tax-Exempt Adm Vanguard Long-Term Treasury Admiral Vanguard Long-Term Treasury Inv Vanguard Ltd-Term Tx-Ex Adm Vanguard Market Neutral I Vanguard Market Neutral Inv Vanguard Materials Index Adm Vanguard Mid Cap Growth Inv Vanguard Mid Cap Index Adm Vanguard Mid Cap Index I Vanguard Mid Cap Index Inv Vanguard Mid-Cap Growth Index Admiral Vanguard Mid-Cap Growth Index Inv Vanguard Mid-Cap Value Index Admiral Vanguard Mid-Cap Value Index Inv Vanguard Morgan™ Growth Admiral™ Vanguard Morgan™ Growth Inv Vanguard NJ Long-Term Tax-Exempt Adm Vanguard NY Long-Term Tax-Exempt Adm Vanguard PA Long-Term Tax-Exempt Adm Vanguard Pacific Stock Index Adm Vanguard Pacific Stock Index I Vanguard Pacific Stock Index Inv Vanguard Precious Metals and Mining Inv Vanguard Prime Money Market Admiral Ticker CUSIP Category Prospectus Objective Fund Available VFIUX VFITX VWIUX VWITX VSIGX VINEX VWILX VWIGX VTRIX VLCAX VLISX VLACX VSCGX VASGX VASIX VSMGX VBLLX VBLTX VWETX VWESX VWLUX VUSUX VUSTX VMLUX VMNIX VMNFX VMIAX VMGRX VIMAX VMCIX VIMSX VMGMX VMGIX VMVAX VMVIX VMRAX VMRGX VNJUX VNYUX VPALX VPADX VPKIX VPACX VGPMX VMRXX 922031828 922031802 922907878 922907209 92206C888 921946208 921910501 921910204 921939203 922908579 922908561 922908587 921909305 921909503 921909206 921909404 921937876 921937405 922031778 922031109 922907860 922031786 922031505 922907886 92205G203 92205G104 92204A785 921946307 922908645 922908835 922908843 921937728 922908546 921937694 922908520 921928206 921928107 92204F305 92204H301 92204L302 922042700 922042403 922042106 921908208 922906508 Intermediate Government Intermediate Government Muni National Interm Muni National Interm Intermediate Government Foreign Small/Mid Blend Foreign Large Growth Foreign Large Growth Foreign Large Value Large Blend Large Blend Large Blend Conservative Allocation Aggressive Allocation Conservative Allocation Moderate Allocation Long-Term Bond Long-Term Bond Corporate Bond Corporate Bond Muni National Long Long Government Long Government Muni National Short Market Neutral Market Neutral Natural Resources Mid-Cap Growth Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Large Growth Large Growth Muni New Jersey Muni New York Intermediate Muni Pennsylvania Diversified Pacific/Asia Diversified Pacific/Asia Diversified Pacific/Asia Equity Precious Metals Money Market-Taxable Government Bond - Treasury Government Bond - Treasury Municipal Bond - National Municipal Bond - National Government Bond - General Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Income Income Corporate Bond - High Quality Corporate Bond - High Quality Municipal Bond - National Government Bond - Treasury Government Bond - Treasury Municipal Bond - National Asset Allocation Asset Allocation Specialty - Natural Resources Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Municipal Bond - Single State Municipal Bond - Single State Municipal Bond - Single State Pacific Stock Pacific Stock Pacific Stock Specialty - Precious Metals Money Mkt - Taxable Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes NOT AVAILABLE For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $250,000.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $5,000,000.00 Page 213 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Vanguard Prime Money Market Investor Vanguard PRIMECAP Adm Vanguard PRIMECAP Core Inv Vanguard PRIMECAP Inv Vanguard REIT Index Adm Vanguard REIT Index I Vanguard REIT Index Inv Vanguard Selected Value Inv Vanguard Short-Term Bond Index Adm Vanguard Short-Term Bond Index Inv Vanguard Short-Term Federal Adm Vanguard Short-Term Federal Inv Vanguard Short-Term Investment-Grade Adm Vanguard Short-Term Investment-Grade I Vanguard Short-Term Investment-Grade Inv Vanguard Short-Term Treasury Adm Vanguard Short-Term Treasury Inv Vanguard Short-Term Tx-Ex Adm Vanguard Small Cap Growth Index Admiral Vanguard Small Cap Growth Index I Vanguard Small Cap Growth Index Inv Vanguard Small Cap Index Adm Vanguard Small Cap Index I Vanguard Small Cap Index Inv Vanguard Small Cap Value Index Admiral Vanguard Small Cap Value Index I Vanguard Small Cap Value Index Inv Vanguard STAR Inv Vanguard Strategic Equity Inv Vanguard Target Retirement 2010 Inv Vanguard Target Retirement 2015 Inv Vanguard Target Retirement 2020 Inv Vanguard Target Retirement 2025 Inv Vanguard Target Retirement 2030 Inv Vanguard Target Retirement 2035 Inv Vanguard Target Retirement 2040 Inv Vanguard Target Retirement 2045 Inv Vanguard Target Retirement 2050 Inv Vanguard Target Retirement 2055 Inv Vanguard Target Retirement 2060 Inv Vanguard Target Retirement Income Inv Vanguard Tax-Managed Balanced Adm Vanguard Tax-Managed Capital App Adm Vanguard Tax-Managed Capital App I Vanguard Tax-Managed Small Cap Adm Ticker CUSIP Category Prospectus Objective Fund Available VMMXX VPMAX VPCCX VPMCX VGSLX VGSNX VGSIX VASVX VBIRX VBISX VSGDX VSGBX VFSUX VFSIX VFSTX VFIRX VFISX VWSUX VSGAX VSGIX VISGX VSMAX VSCIX NAESX VSIAX VSIIX VISVX VGSTX VSEQX VTENX VTXVX VTWNX VTTVX VTHRX VTTHX VFORX VTIVX VFIFX VFFVX VTTSX VTINX VTMFX VTCLX VTCIX VTMSX 922906201 921936209 921921508 921936100 921908877 921908869 921908703 921946109 921937702 921937207 922031844 922031604 922031836 922031877 922031406 922031851 922031703 922907803 921937710 922908819 922908827 922908686 922908876 922908702 921937686 922908785 922908793 921909107 922038104 92202E706 92202E300 92202E805 92202E409 92202E888 92202E508 92202E870 92202E607 92202E862 92202E847 92202E839 92202E102 921943304 921943866 921943601 921943403 Money Market-Taxable Large Growth Large Growth Large Growth Real Estate Real Estate Real Estate Mid-Cap Value Short-Term Bond Short-Term Bond Short Government Short Government Short-Term Bond Short-Term Bond Short-Term Bond Short Government Short Government Muni National Short Small Growth Small Growth Small Growth Small Blend Small Blend Small Blend Small Value Small Value Small Value Moderate Allocation Mid-Cap Blend Target Date 2000-2010 Target Date 2011-2015 Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Retirement Income Conservative Allocation Large Blend Large Blend Small Blend Money Mkt - Taxable Growth Growth Growth Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth Income Income Government Bond - General Government Bond - General Income Income Income Government Bond - Treasury Government Bond - Treasury Municipal Bond - National Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Balanced Aggressive Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Balanced Growth Growth Small Company NOT AVAILABLE Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 Page 214 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Vanguard Tax-Managed Small Cap I Vanguard Telecom Services Index Adm Vanguard Total Bond Market Index Adm Vanguard Total Bond Market Index I Vanguard Total Bond Market Index Inv Vanguard Total Intl Stock Idx InstlPls Vanguard Total Intl Stock Index Admiral Vanguard Total Intl Stock Index I Vanguard Total Intl Stock Index Inv Vanguard Total Stock Market Idx I Vanguard Total Stock Mkt Idx Adm Vanguard Total Stock Mkt Idx Inv Vanguard Total World Stock Index I Vanguard Total World Stock Index Inv Vanguard US Growth Admiral™ Vanguard US Growth Inv Vanguard US Value Inv Vanguard Utilities Index Adm Vanguard Value Index Adm Vanguard Value Index I Vanguard Value Index Inv Vanguard Wellesley® Income Admiral™ Vanguard Wellesley® Income Inv Vanguard Wellington™ Admiral™ Vanguard Wellington™ Inv Vanguard Windsor™ Admiral™ Vanguard Windsor™ II Admiral™ Vanguard Windsor™ II Inv Vanguard Windsor™ Inv Victory Diversified Stock A Victory Diversified Stock I Victory Diversified Stock R Victory INCORE Fund for Income A Victory INCORE Fund for Income R Victory INCORE Investment Grd Convert A Victory INCORE Investment Grd Convert I Victory INCORE Total Return Bond A Victory INCORE Total Return Bond Y Victory Integrity Discovery A Victory Integrity Discovery R Victory Integrity Discovery Y Victory Integrity Mid-Cap Value A Victory Integrity Mid-Cap Value Y Victory Integrity Small/Mid-Cap Value A Victory Integrity Small/Mid-Cap Value Y Ticker CUSIP Category Prospectus Objective Fund Available VTSIX VTCAX VBTLX VBTIX VBMFX VTPSX VTIAX VTSNX VGTSX VITSX VTSAX VTSMX VTWIX VTWSX VWUAX VWUSX VUVLX VUIAX VVIAX VIVIX VIVAX VWIAX VWINX VWENX VWELX VWNEX VWNAX VWNFX VWNDX SRVEX VDSIX GRINX IPFIX GGIFX SBFCX VICIX MUCAX MUCYX MMEAX MMERX MMEYX MAIMX MYIMX MAISX MYISX 921943502 92204A777 921937603 921937504 921937108 921909776 921909818 921909784 921909602 922908801 922908728 922908306 922042759 922042767 921910600 921910105 922020201 92204A769 922908678 922908850 922908405 921938205 921938106 921935201 921935102 922018403 922018304 922018205 922018106 926464603 92646A856 926464421 926464751 926464397 926464538 92646A781 92646A351 92646A336 92647K606 92647K804 92647K887 92646A229 92646A211 92646A195 92646A187 Small Blend Communications Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Large Blend Large Blend Large Blend World Stock World Stock Large Growth Large Growth Large Value Utilities Large Value Large Value Large Value Conservative Allocation Conservative Allocation Moderate Allocation Moderate Allocation Large Value Large Value Large Value Large Value Large Blend Large Blend Large Blend Short Government Short Government Convertibles Convertibles Intermediate-Term Bond Intermediate-Term Bond Small Blend Small Blend Small Blend Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Small Company Specialty - Communications Income Income Income Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth World Stock World Stock Growth Growth Growth and Income Specialty - Utility Growth Growth Growth Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Income Income Convertible Bond Convertible Bond Corporate Bond - General Corporate Bond - General Small Company Small Company Small Company Growth Growth Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $5,000,000.00 $0.00 $0.00 $5,000,000.00 $0.00 $100,000,000.00 $0.00 $5,000,000.00 $0.00 $5,000,000.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 215 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Victory Integrity Small-Cap Value A Victory Integrity Small-Cap Value R Victory Integrity Small-Cap Value R6 Victory Integrity Small-Cap Value Y Victory Munder Mid-Cap Core Growth A Victory Munder Mid-Cap Core Growth R Victory Munder Mid-Cap Core Growth R6 Victory Munder Mid-Cap Core Growth Y Victory Munder Multi-Cap A Victory Munder Multi-Cap R Victory Munder Multi-Cap Y Victory NewBridge Global Equity A Victory NewBridge Global Equity I Victory NewBridge Large Cap Growth A Victory NewBridge Large Cap Growth R Victory S&P 500 Index A Victory S&P 500 Index R Victory S&P 500 Index Y Victory Special Value A Victory Special Value I Victory Special Value R Victory Strategic Allocation A Victory Strategic Allocation I Victory Strategic Allocation R Victory Sycamore Established Value A Victory Sycamore Established Value I Victory Sycamore Established Value R Victory Sycamore Small Company Opp A Victory Sycamore Small Company Opp I Victory Sycamore Small Company Opp R Victory Trivalent Emerging Mkts Sm-Cp A Victory Trivalent Emerging Mkts Sm-Cp Y Victory Trivalent International Sm-Cp A Victory Trivalent International Sm-Cp R6 Victory Trivalent International Sm-Cp Y Victory Trivalent Intl Fd-Core Eq A Victory Trivalent Intl Fd-Core Eq Y Virtus Alternative Income Solution A Virtus Alternative Income Solution I Virtus Alternative Inflation Solution A Virtus Alternative Inflation Solution I Virtus Alternative Total Solution A Virtus Alternative Total Solution I Virtus Alternative Total Solution R6 Virtus Alternatives Diversifier A Ticker CUSIP Category Prospectus Objective Fund Available VSCVX MRVSX MVSSX VSVIX MGOAX MMSRX MGOSX MGOYX MNNAX MNNRX MNNYX VPGEX VPGYX VFGAX VFGRX MUXAX MUXRX MUXYX SSVSX VSPIX VSVGX SBALX VBFIX VBFGX VETAX VEVIX GETGX SSGSX VSOIX GOGFX MAEMX MYEMX MISAX MSSIX MYSIX MAICX MICYX VAIAX VAIIX VSAIX VIASX VATAX VATIX VATRX PDPAX 92647K820 92647K796 92647K788 92647K770 92647K879 92647K853 92647K846 92647K838 92646A294 92646A278 92646A260 92646A690 92646A674 92646A500 92646A609 92646A252 92646A245 92646A237 926464843 92646A823 926464264 926464876 92646A799 926464272 926464231 92646A831 926464371 926464835 92646A815 926464389 92646A328 92646A310 92647K101 92647K408 92647K507 92646A179 92646A146 92835M109 92835M307 92835M406 92835M604 92835M703 92835M885 92835M844 92828R875 Small Value Small Value Small Value Small Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Large Growth Large Growth Large Growth World Stock World Stock Large Growth Large Growth Large Blend Large Blend Large Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Moderate Allocation Moderate Allocation Moderate Allocation Mid-Cap Value Mid-Cap Value Mid-Cap Value Small Value Small Value Small Value Diversified Emerging Mkts Diversified Emerging Mkts Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Large Blend Foreign Large Blend Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative Multialternative Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth World Stock World Stock Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Balanced Balanced Balanced Growth Growth Growth Small Company Small Company Small Company Diversified Emerging Markets Diversified Emerging Markets Small Company Small Company Small Company Growth Growth Income Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,500.00 $100,000.00 $2,500.00 $100,000.00 $2,500.00 $100,000.00 $0.00 $2,500.00 Page 216 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Virtus Alternatives Diversifier I Virtus Balanced A Virtus Bond A Virtus Bond I Virtus Contrarian Value A Virtus Contrarian Value I Virtus Contrarian Value R6 Virtus Credit Opportunities A Virtus Credit Opportunities I Virtus Credit Opportunities R6 Virtus Emerging Markets Debt A Virtus Emerging Markets Debt I Virtus Emerging Markets Equity Income A Virtus Emerging Markets Equity Income I Virtus Emerging Markets Opportunities A Virtus Emerging Markets Opportunities I Virtus Emerging Markets Opportunities R6 Virtus Emerging Markets Small-Cap A Virtus Emerging Markets Small-Cap I Virtus Equity Trend A Virtus Equity Trend I Virtus Equity Trend R6 Virtus Essential Resources A Virtus Essential Resources I Virtus Foreign Opportunities A Virtus Foreign Opportunities I Virtus Foreign Opportunities R6 Virtus Global Equity Trend A Virtus Global Equity Trend I Virtus Global Infrastructure A Virtus Global Infrastructure I Virtus Global Opportunities A Virtus Global Opportunities I Virtus Global Real Estate Securities A Virtus Global Real Estate Securities I Virtus Greater European Opportunities A Virtus Greater European Opportunities I Virtus Growth & Income A Virtus Growth & Income I Virtus Herzfeld A Virtus Herzfeld I Virtus High Yield A Virtus High Yield I Virtus International Equity A Virtus International Equity I Ticker CUSIP Category Prospectus Objective Fund Available VADIX PHBLX SAVAX SAVYX FMIVX PIMVX VMVRX VCOAX VCOIX VRCOX VEDAX VIEDX VEIAX VEIIX HEMZX HIEMX VREMX VAESX VIESX VAPAX VAPIX VRPAX VERAX VERIX JVIAX JVXIX VFOPX VGPAX VGPIX PGUAX PGIUX NWWOX WWOIX VGSAX VGISX VGEAX VGEIX PDIAX PXIIX VHFAX VHFIX PHCHX PHCIX VIEAX VIIEX 92828R313 92828N403 92828R107 92828R404 92828N726 92828N692 92828N437 92835M760 92835M745 92835M737 92828W403 92828W601 92828W700 92828W882 92828T707 92828T889 92828T483 92828W627 92828W593 92828R255 92828R230 92828W536 92828W429 92828W395 92828R859 92828R834 92828W569 92828R156 92828R131 92828R826 92828R792 92828R446 92828W775 92828R412 92828R388 92828R347 92828R321 92828N874 92828N841 92828W874 92828W858 92828R784 92828W767 92828R222 92828R198 Multialternative Moderate Allocation Intermediate-Term Bond Intermediate-Term Bond Mid-Cap Value Mid-Cap Value Mid-Cap Value High Yield Bond High Yield Bond High Yield Bond Emerging Markets Bond Emerging Markets Bond Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Blend Large Blend Large Blend World Stock World Stock Foreign Large Growth Foreign Large Growth Foreign Large Growth World Stock World Stock World Stock World Stock World Stock World Stock Global Real Estate Global Real Estate Europe Stock Europe Stock Large Blend Large Blend Conservative Allocation Conservative Allocation High Yield Bond High Yield Bond Foreign Large Blend Foreign Large Blend Growth Balanced Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Small Company Small Company Growth Growth Growth Growth Growth Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth and Income Growth and Income World Stock World Stock Specialty - Real Estate Specialty - Real Estate Europe Stock Europe Stock Growth and Income Growth and Income Growth and Income Growth and Income Corporate Bond - High Yield Corporate Bond - High Yield Foreign Stock Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $100,000.00 $2,500.00 $2,500.00 $100,000.00 $2,500.00 $100,000.00 $0.00 $2,500.00 $100,000.00 $0.00 $2,500.00 $100,000.00 $2,500.00 $100,000.00 $0.00 $0.00 Waived $2,500.00 $100,000.00 $0.00 $0.00 Waived $2,500.00 $100,000.00 $0.00 $0.00 Waived $2,500.00 $100,000.00 $0.00 $0.00 $0.00 $100,000.00 $2,500.00 $100,000.00 $2,500.00 $100,000.00 $0.00 $0.00 $2,500.00 $100,000.00 $0.00 $100,000.00 $2,500.00 $100,000.00 Page 217 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Virtus International Small-Cap A Virtus International Small-Cap I Virtus International Small-Cap R6 Virtus International Wealth Masters A Virtus International Wealth Masters I Virtus Intl Real Estate Securities A Virtus Intl Real Estate Securities I Virtus Low Duration Income A Virtus Low Duration Income I Virtus Low Volatility Equity A Virtus Low Volatility Equity I Virtus Mid-Cap Core A Virtus Mid-Cap Core I Virtus Mid-Cap Growth A Virtus Mid-Cap Growth I Virtus Multi-Asset Trend A Virtus Multi-Asset Trend I Virtus Multi-Sector Intermediate Bond A Virtus Multi-Sector Intermediate Bond I Virtus Multi-Sector Intermediate Bond R6 Virtus Multi-Sector S/T Bd A Virtus Multi-Sector S/T Bd I Virtus Quality Large-Cap Value A Virtus Quality Large-Cap Value I Virtus Quality Small-Cap A Virtus Quality Small-Cap I Virtus Real Estate Securities A Virtus Real Estate Securities I Virtus Real Estate Securities R6 Virtus Sector Trend A Virtus Sector Trend I Virtus Senior Floating Rate A Virtus Senior Floating Rate I Virtus Small-Cap Core A Virtus Small-Cap Core I Virtus Small-Cap Core R6 Virtus Small-Cap Sustainable Growth A Virtus Small-Cap Sustainable Growth I Virtus Strategic Growth A Virtus Strategic Growth I Virtus Strategic Income A Virtus Strategic Income I Virtus Tactical Allocation A Virtus Wealth Masters A Virtus Wealth Masters I Ticker CUSIP Category Prospectus Objective Fund Available VISAX VIISX VRISX VIWAX VWIIX PXRAX PXRIX HIMZX HIBIX VLVAX VLVIX VMACX VIMCX PHSKX PICMX VAAAX VAISX NAMFX VMFIX VMFRX NARAX PIMSX PPTAX PIPTX PQSAX PXQSX PHRAX PHRIX VRREX PWBAX VARIX PSFRX PSFIX PKSAX PKSFX VSCRX PSGAX PXSGX PSTAX PLXGX VASBX VISBX NAINX VWMAX VWMIX 92828W841 92828W825 92828W551 92828W510 92828W585 92828R750 92828R735 92828T764 92828T749 92828W650 92828W635 92828N114 92828N130 92828N767 92828N734 92828R180 92828R164 92828R677 92828R289 92828W544 92828R644 92828R610 92828N460 92828N445 92828N684 92828N668 92828R586 92828R552 92828W528 92828R487 92828R271 92828R545 92828R529 92828N551 92828N528 92828N429 92828N627 92828N593 92828N510 92828N478 92835M877 92835M851 92828N791 92828W817 92828W783 Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Small/Mid Blend Foreign Large Growth Foreign Large Growth Global Real Estate Global Real Estate Short-Term Bond Short-Term Bond Large Blend Large Blend Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Tactical Allocation Tactical Allocation Multisector Bond Multisector Bond Multisector Bond Short-Term Bond Short-Term Bond Large Blend Large Blend Small Growth Small Growth Real Estate Real Estate Real Estate Large Blend Large Blend Bank Loan Bank Loan Small Growth Small Growth Small Growth Small Growth Small Growth Large Growth Large Growth Nontraditional Bond Nontraditional Bond Moderate Allocation Mid-Cap Growth Mid-Cap Growth Growth Growth Growth Growth Growth Specialty - Real Estate Specialty - Real Estate Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Aggressive Growth Aggressive Growth Growth Growth Multisector Bond Multisector Bond Multisector Bond Multisector Bond Multisector Bond Growth Growth Small Company Small Company Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth Growth Growth and Income Growth and Income Small Company Small Company Small Company Small Company Small Company Growth Growth Growth and Income Growth and Income Asset Allocation Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $2,500.00 $100,000.00 Waived $2,500.00 $100,000.00 $0.00 $0.00 $0.00 $0.00 $2,500.00 $100,000.00 $2,500.00 $100,000.00 $0.00 $0.00 $2,500.00 $100,000.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $2,500.00 $100,000.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $2,500.00 $100,000.00 $0.00 $2,500.00 $100,000.00 Page 218 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Voya Capital Allocation A Voya Capital Allocation I Voya Capital Allocation W Voya Corporate Leaders 100 A Voya Corporate Leaders 100 I Voya Corporate Leaders 100 R Voya Corporate Leaders 100 R6 Voya Corporate Leaders 100 W Voya Corporate Leaders Trust B Voya Diversified Emerging Markets Debt A Voya Diversified Emerging Markets Debt I Voya Diversified Emerging Markets Debt W Voya Diversified International A Voya Diversified International I Voya Diversified International R Voya Diversified International W Voya Emerging Markets Equity Dividend A Voya Emerging Markets Equity Dividend I Voya Emerging Markets Equity Dividend W Voya Floating Rate A Voya Floating Rate I Voya Floating Rate R Voya Floating Rate W Voya Global Bond A Voya Global Bond I Voya Global Bond R Voya Global Bond R6 Voya Global Bond W Voya Global Equity Dividend A Voya Global Equity Dividend I Voya Global Equity Dividend W Voya Global Perspectives A Voya Global Perspectives I Voya Global Perspectives R Voya Global Perspectives W Voya Global Real Estate A Voya Global Real Estate I Voya Global Real Estate R Voya Global Real Estate R6 Voya Global Real Estate W Voya Global Target Payment A Voya Global Target Payment I Voya Global Target Payment R Voya Global Target Payment W Voya Global Value Advantage A Ticker CUSIP Category Prospectus Objective Fund Available ATLAX ALEGX IAFWX IACLX IICLX IRCLX VCLRX IWCLX LEXCX IADEX IIDEX IWDEX IFFAX IFFIX IFFRX IDFWX IFCAX IFCIX IFCWX IFRAX IFRIX IFRRX IFRWX INGBX IGBIX IGBRX IGBZX IGBWX IAGEX IGEIX IGEWX IAPVX IIPVX IRPVX IWPVX IGLAX IGLIX IGARX VGRQX IRGWX IGPAX IGPIX IGPRX IGPWX NAWGX 92913R517 92913R475 92913R848 92913R681 92913R723 92913R400 92913R376 92913R731 92912M105 92913W771 92913W797 92913W821 92914A711 92914A745 92914A869 92914A802 92914A661 92914A695 92913W664 92913L791 92913L825 92913L841 92913L833 92914A828 92914A851 92913W649 92913W854 92913W508 92913X308 92914A109 92914A703 92913W862 92913W888 92913W805 92913W607 92913X845 92914A885 92913W656 92913W847 92914A604 92913R632 92913R665 92913R830 92913R673 92913X811 World Allocation World Allocation World Allocation Large Blend Large Blend Large Blend Large Blend Large Blend Large Value Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Bank Loan Bank Loan Bank Loan Bank Loan World Bond World Bond World Bond World Bond World Bond World Stock World Stock World Stock World Allocation World Allocation World Allocation World Allocation Global Real Estate Global Real Estate Global Real Estate Global Real Estate Global Real Estate World Allocation World Allocation World Allocation World Allocation World Stock Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Growth Growth and Income Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Foreign Stock Foreign Stock Foreign Stock Foreign Stock Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Income Income Income Income Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Equity-Income Equity-Income Equity-Income Growth and Income Growth and Income Growth and Income Growth and Income Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Growth and Income Growth and Income Growth and Income Growth and Income Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 219 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Voya Global Value Advantage I Voya Global Value Advantage W Voya GNMA Income A Voya GNMA Income I Voya GNMA Income W Voya High Yield Bond A Voya High Yield Bond I Voya High Yield Bond R Voya High Yield Bond W Voya In-Retirement I Voya Intermediate Bond A Voya Intermediate Bond I Voya Intermediate Bond R Voya Intermediate Bond R6 Voya Intermediate Bond W Voya International Core I Voya International Core W Voya International Real Estate A Voya International Real Estate I Voya International Real Estate W Voya Large Cap Value A Voya Large Cap Value I Voya Large Cap Value R Voya Large Cap Value R6 Voya Large Cap Value W Voya Large-Cap Growth A Voya Large-Cap Growth I Voya Large-Cap Growth R Voya Large-Cap Growth R6 Voya Large-Cap Growth W Voya Mid Cap Value Advantage A Voya Mid Cap Value Advantage I Voya Mid Cap Value Advantage R Voya Mid Cap Value Advantage W Voya MidCap Opportunities A Voya MidCap Opportunities I Voya MidCap Opportunities R Voya MidCap Opportunities R6 Voya MidCap Opportunities W Voya Multi-Manager Emerging Markets Eq A Voya Multi-Manager Emerging Markets Eq I Voya Multi-Manager Emerging Markets Eq R Voya Multi-Manager Emerging Markets Eq W Voya Multi-Manager International Eq I Voya Multi-Manager International Sm Cp A Ticker CUSIP Category Prospectus Objective Fund Available NAWIX IGVWX LEXNX LEINX IGMWX IHYAX IHYIX IRSTX IHYWX ISOLX IIBAX IICIX IIBOX IIBZX IIBWX IICFX IICWX IIRAX IIRIX IIRWX IEDAX IEDIX IEDRX IEDZX IWEDX NLCAX PLCIX VGORX VGOSX IGOWX AIMAX AIMIX AIMRX AIMWX NMCAX NMCIX IMORX IMOZX IMOWX IEMHX IEMGX IEMKX IEMLX IIGIX NTKLX 92914A752 92913W706 92913L692 92913L734 92913L767 92913L627 92913L783 92913L544 92913L866 92913M856 92913L650 92913L684 92913L742 92913L569 92913L775 92913W631 92913W763 92914A778 92914A810 92914A406 92913K645 92913K686 92913K751 92913K827 92913K736 92913K801 92913K504 92913K561 92913K553 92913K579 92913R442 92913R459 92913R608 92913R822 92913K884 92913K850 92913K769 92913K835 92913K744 92913W714 92913W680 92913W730 92913W748 92914A596 92913X779 World Stock World Stock Intermediate Government Intermediate Government Intermediate Government High Yield Bond High Yield Bond High Yield Bond High Yield Bond Retirement Income Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Foreign Large Blend Foreign Large Blend Global Real Estate Global Real Estate Global Real Estate Large Value Large Value Large Value Large Value Large Value Large Growth Large Growth Large Growth Large Growth Large Growth Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Foreign Large Blend Foreign Small/Mid Value Foreign Stock Foreign Stock Government Bond - Mortgage Government Bond - Mortgage Government Bond - Mortgage Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Asset Allocation Income Income Income Income Income Foreign Stock Foreign Stock Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Equity-Income Equity-Income Equity-Income Equity-Income Equity-Income Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Growth and Income Growth Growth Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Foreign Stock Small Company Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 220 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Voya Multi-Manager International Sm Cp I Voya Multi-Manager International Sm Cp W Voya Multi-Manager Mid Cap Value I Voya Real Estate A Voya Real Estate I Voya Real Estate R Voya Real Estate R6 Voya Real Estate W Voya Russia W Voya Short Term Bond A Voya Short Term Bond I Voya Short Term Bond R Voya Short Term Bond R6 Voya Short Term Bond W Voya Small Company A Voya Small Company I Voya Small Company R6 Voya Small Company W Voya SmallCap Opportunities A Voya SmallCap Opportunities I Voya SmallCap Opportunities R Voya SmallCap Opportunities R6 Voya SmallCap Opportunities W Voya Strategic Income Opportunities A Voya Strategic Income Opportunities I Voya Strategic Income Opportunities R Voya Strategic Income Opportunities W Voya Target Retirement 2020 I Voya Target Retirement 2025 I Voya Target Retirement 2030 I Voya Target Retirement 2035 I Voya Target Retirement 2040 I Voya Target Retirement 2045 I Voya Target Retirement 2050 I Voya Target Retirement 2055 I Walden Asset Management Walden Equity Walden Midcap Walden Small Cap Innovations Walden SMID Cap Innovations Wells Fargo Absolute Return A Wells Fargo Absolute Return Admin Wells Fargo Absolute Return Inst Wells Fargo Absolute Return R6 Wells Fargo Adjustable Rate Govt A Ticker CUSIP Category Prospectus Objective Fund Available NAPIX ISCWX IMCVX CLARX CRARX CRWRX VREQX IREWX IWRFX IASBX IISBX VSTRX IGZAX IWSBX AESAX AESGX ISMZX ISMWX NSPAX NSPIX ISORX ISOZX ISOWX ISIAX IISIX ISIRX ISIWX IRSJX IRSLX IRSMX IRSNX IRSOX IRSPX IRSQX IRSVX WSBFX WSEFX WAMFX WASOX WASMX WARAX WARDX WABIX WARRX ESAAX 92914A760 92914A307 92913K793 92913K652 92913K595 92913K785 92913K587 92913K694 92913W672 92913L502 92913L304 92913L205 92913L551 92913L106 92913R590 92913R566 92913R202 92913R780 92913K405 92913K108 92913K777 92913K843 92913K710 92913L700 92913L874 92913L882 92913L809 92913M765 92913M773 92913M781 92913M799 92913M815 92913M823 92913M831 92913M849 101156701 101156107 101156800 101156206 101156875 94987W109 94987W307 94987W737 94988A692 94985D665 Foreign Small/Mid Value Foreign Small/Mid Value Mid-Cap Value Real Estate Real Estate Real Estate Real Estate Real Estate Miscellaneous Region Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Small Blend Small Blend Small Blend Small Blend Small Growth Small Growth Small Growth Small Growth Small Growth Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Target Date 2016-2020 Target Date 2021-2025 Target Date 2026-2030 Target Date 2031-2035 Target Date 2036-2040 Target Date 2041-2045 Target Date 2046-2050 Target Date 2051+ Aggressive Allocation Large Blend Mid-Cap Growth Small Growth Small Growth World Allocation World Allocation World Allocation World Allocation Ultrashort Bond Small Company Small Company Growth Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Specialty - Real Estate Europe Stock Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Income Income Income Income Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Balanced Growth Growth Small Company Growth Growth and Income Growth and Income Growth and Income Growth and Income Government Bond - ARM Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 221 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Wells Fargo Adjustable Rate Govt Adm Wells Fargo Adjustable Rate Govt Inst Wells Fargo Alternative Strategies A Wells Fargo Alternative Strategies Admin Wells Fargo Alternative Strategies inst Wells Fargo Asia Pacific A Wells Fargo Asia Pacific Admin Wells Fargo Asia Pacific Inst Wells Fargo Asset Allocation A Wells Fargo Asset Allocation Admin Wells Fargo Asset Allocation Inst Wells Fargo Asset Allocation R Wells Fargo C&B Large Cap Value A Wells Fargo C&B Large Cap Value Admin Wells Fargo C&B Large Cap Value Inst Wells Fargo C&B Mid Cap Value A Wells Fargo C&B Mid Cap Value Admin Wells Fargo C&B Mid Cap Value Inst Wells Fargo California Ltd-Trm Tx-Fr A Wells Fargo California Ltd-Trm Tx-Fr Adm Wells Fargo California Ltd-Trm Tx-FrInst Wells Fargo California Tax-Free A Wells Fargo California Tax-Free Admin Wells Fargo California Tax-Free Inst Wells Fargo Capital Growth A Wells Fargo Capital Growth Admin Wells Fargo Capital Growth Inst Wells Fargo Capital Growth R4 Wells Fargo Capital Growth R6 Wells Fargo Colorado Tax-Free A Wells Fargo Colorado Tax-Free Admin Wells Fargo Common Stock A Wells Fargo Common Stock Admin Wells Fargo Common Stock Inst Wells Fargo Common Stock R6 Wells Fargo Conservative Income Inst Wells Fargo Core Bond A Wells Fargo Core Bond Admin Wells Fargo Core Bond Inst Wells Fargo Core Bond R Wells Fargo Core Bond R4 Wells Fargo Core Bond R6 Wells Fargo Core Plus Bond A Wells Fargo Core Plus Bond Admin Wells Fargo Core Plus Bond Instl Ticker CUSIP Category Prospectus Objective Fund Available ESADX EKIZX WALTX WADTX WAITX WFAAX WFADX WFPIX EAAFX EAIFX EAAIX EAXFX CBEAX CBLLX CBLSX CBMAX CBMIX CBMSX SFCIX SCTIX SFCNX SCTAX SGCAX SGTIX WFCGX WFCDX WWCIX WCGRX WFCRX NWCOX NCOTX SCSAX SCSDX SCNSX SCSRX WCIIX MBFAX MNTRX MBFIX WTRRX MBFRX WTRIX STYAX WIPDX WIPIX 94975P785 94985D632 94988A775 94988A791 94988A783 949921886 94975P777 94975P769 94985D442 94985D418 94987W745 94985D392 94975J326 94975J276 94975J268 94975J250 94975J219 94975J193 94975H668 94975H650 94988A742 94975H718 94975H676 94988A734 949921100 949915631 949915615 94987W711 94987W836 94975H643 94975H627 949915441 94975P629 94975P611 94987W554 94987W562 94975J631 94975J599 94975J581 94984B322 94987W679 94987W794 94975H791 94975P835 94984B694 Ultrashort Bond Ultrashort Bond Multialternative Multialternative Multialternative Diversified Pacific/Asia Diversified Pacific/Asia Diversified Pacific/Asia World Allocation World Allocation World Allocation World Allocation Large Value Large Value Large Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Muni Single State Short Muni Single State Short Muni Single State Short Muni California Long Muni California Long Muni California Long Large Growth Large Growth Large Growth Large Growth Large Growth Muni Single State Long Muni Single State Long Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Mid-Cap Blend Ultrashort Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Government Bond - ARM Government Bond - ARM Growth Growth Growth Pacific Stock Pacific Stock Pacific Stock Multi-Asset Global Multi-Asset Global Multi-Asset Global Multi-Asset Global Growth Growth Growth Growth Growth Growth Municipal Bond - Single State Municipal Bond - Single State Municipal Bond - Single State Municipal Bond - Single State Municipal Bond - Single State Municipal Bond - Single State Growth Growth Growth Growth Growth Municipal Bond - Single State Municipal Bond - Single State Growth Growth Growth Growth Income Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 222 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Wells Fargo Disciplined US Core A Wells Fargo Disciplined US Core Admin Wells Fargo Disciplined US Core Inst Wells Fargo Discovery A Wells Fargo Discovery Admin Wells Fargo Discovery Inst Wells Fargo Discovery R6 Wells Fargo Diversified Cap Bldr A Wells Fargo Diversified Cap Bldr Adm Wells Fargo Diversified Cap Bldr Inst Wells Fargo Diversified Equity A Wells Fargo Diversified Equity Admin Wells Fargo Diversified Income Bldr A Wells Fargo Diversified Income Bldr Adm Wells Fargo Diversified Income Bldr Inst Wells Fargo Diversified Intl A Wells Fargo Diversified Intl Adm Wells Fargo Diversified Intl Inst Wells Fargo Dow Jones Target 2010 A Wells Fargo Dow Jones Target 2010 Admin Wells Fargo Dow Jones Target 2010 R Wells Fargo Dow Jones Target 2010 R4 Wells Fargo Dow Jones Target 2010 R6 Wells Fargo Dow Jones Target 2015 A Wells Fargo Dow Jones Target 2015 Admin Wells Fargo Dow Jones Target 2015 R Wells Fargo Dow Jones Target 2015 R4 Wells Fargo Dow Jones Target 2015 R6 Wells Fargo Dow Jones Target 2020 A Wells Fargo Dow Jones Target 2020 Admin Wells Fargo Dow Jones Target 2020 R Wells Fargo Dow Jones Target 2020 R4 Wells Fargo Dow Jones Target 2020 R6 Wells Fargo Dow Jones Target 2025 A Wells Fargo Dow Jones Target 2025 Admin Wells Fargo Dow Jones Target 2025 R Wells Fargo Dow Jones Target 2025 R4 Wells Fargo Dow Jones Target 2025 R6 Wells Fargo Dow Jones Target 2030 A Wells Fargo Dow Jones Target 2030 Admin Wells Fargo Dow Jones Target 2030 R Wells Fargo Dow Jones Target 2030 R4 Wells Fargo Dow Jones Target 2030 R6 Wells Fargo Dow Jones Target 2035 A Wells Fargo Dow Jones Target 2035 Admin Ticker CUSIP Category Prospectus Objective Fund Available EVSAX EVSYX EVSIX WFDAX WFDDX WFDSX WFDRX EKBAX EKBDX EKBYX NVDAX NVDEX EKSAX EKSDX EKSYX SILAX WFIEX WFISX STNRX WFLGX WFARX WFORX WFOAX WFACX WFFFX WFBRX WFSRX WFSCX STTRX WFLPX WFURX WFLRX WFOBX WFAYX WFTRX WFHRX WFGRX WFTYX STHRX WFLIX WFJRX WTHRX WFOOX WFQBX WFQWX 94984B173 94984B157 94975P728 949921506 949915359 949917355 94987W547 94985D384 94975P678 94985D350 94975G108 94975G405 94985D343 94975P660 94985D319 94975G678 94975G645 949917322 94975G272 94975G249 94987W489 94987W653 949915201 94987W620 94984B108 94987W380 94987W646 94984B207 94975G231 94975G199 94987W471 94987W406 949915300 94987W612 94984B405 94987W463 94987W505 94984B504 94975G181 94975G157 94987W455 94987W604 949915409 94987W596 94984B702 Large Value Large Value Large Value Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Aggressive Allocation Aggressive Allocation Aggressive Allocation Large Growth Large Growth Conservative Allocation Conservative Allocation Conservative Allocation Foreign Large Blend Foreign Large Blend Foreign Large Blend Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2000-2010 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2011-2015 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2016-2020 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2021-2025 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2026-2030 Target Date 2031-2035 Target Date 2031-2035 Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth Growth and Income Growth and Income Growth and Income Foreign Stock Foreign Stock Foreign Stock Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 223 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Wells Fargo Dow Jones Target 2035 R Wells Fargo Dow Jones Target 2035 R4 Wells Fargo Dow Jones Target 2035 R6 Wells Fargo Dow Jones Target 2040 A Wells Fargo Dow Jones Target 2040 Admin Wells Fargo Dow Jones Target 2040 R Wells Fargo Dow Jones Target 2040 R4 Wells Fargo Dow Jones Target 2040 R6 Wells Fargo Dow Jones Target 2045 A Wells Fargo Dow Jones Target 2045 Admin Wells Fargo Dow Jones Target 2045 R Wells Fargo Dow Jones Target 2045 R4 Wells Fargo Dow Jones Target 2045 R6 Wells Fargo Dow Jones Target 2050 A Wells Fargo Dow Jones Target 2050 Admin Wells Fargo Dow Jones Target 2050 R Wells Fargo Dow Jones Target 2050 R4 Wells Fargo Dow Jones Target 2050 R6 Wells Fargo Dow Jones Target 2055 A Wells Fargo Dow Jones Target 2055 Admin Wells Fargo Dow Jones Target 2055 R Wells Fargo Dow Jones Target 2055 R4 Wells Fargo Dow Jones Target 2055 R6 Wells Fargo Dow Jones Target 2060 A Wells Fargo Dow Jones Target 2060 Admin Wells Fargo Dow Jones Target 2060 R Wells Fargo Dow Jones Target 2060 R4 Wells Fargo Dow Jones Target 2060 R6 Wells Fargo Dow Jones Target Today A Wells Fargo Dow Jones Target Today Admin Wells Fargo Dow Jones Target Today R Wells Fargo Dow Jones Target Today R4 Wells Fargo Dow Jones Target Today R6 Wells Fargo Emerging Growth A Wells Fargo Emerging Growth Admin Wells Fargo Emerging Growth Inst Wells Fargo Emerging Markets Eq Inc A Wells Fargo Emerging Markets Eq Inc Adm Wells Fargo Emerging Markets Eq Inc Inst Wells Fargo Emerging Markets Equity A Wells Fargo Emerging Markets Equity Adm Wells Fargo Emerging Markets Equity Inst Wells Fargo Emerging Markets Equity R6 Wells Fargo Endeavor Select A Wells Fargo Endeavor Select Admin Ticker CUSIP Category Prospectus Objective Fund Available WFKRX WTTRX WFQRX STFRX WFLWX WFMRX WTFRX WFOSX WFQVX WFQYX WFNRX WFFRX WFQPX WFQAX WFQDX WFWRX WQFRX WFQFX WFQZX WFLHX WFYRX WFVRX WFQUX WFAFX WFDFX WFRFX WFSFX WFUFX STWRX WFLOX WFRRX WOTRX WOTDX WEMAX WFGDX WEMIX EQIAX EQIDX EQIIX EMGAX EMGYX EMGNX EMGDX STAEX WECDX 94987W448 94987W638 94984B801 94975G140 94975G116 94987W430 94987W703 949915508 94987W588 94984B876 94987W422 94987W802 94984B868 94987W869 94984B843 94987W414 94987W885 94984B835 94987W570 949921191 94987W398 94987W877 949921183 94987W331 94987W299 94987W281 94987W273 94987W265 94975G322 94975G280 94987W497 94987W661 949915102 949921720 949917264 949921688 94975P413 94975P389 94975P371 94984B389 94984B355 94975P751 94987W539 949915599 949915557 Target Date 2031-2035 Target Date 2031-2035 Target Date 2031-2035 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2036-2040 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2041-2045 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2046-2050 Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Target Date 2051+ Retirement Income Retirement Income Retirement Income Retirement Income Retirement Income Small Growth Small Growth Small Growth Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Large Growth Large Growth Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Growth Growth Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Yes Yes Yes Closed Closed Closed Closed Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 224 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Wells Fargo Endeavor Select Inst Wells Fargo Enterprise A Wells Fargo Enterprise Admin Wells Fargo Enterprise Inst Wells Fargo Enterprise R6 Wells Fargo Global Long/Short A Wells Fargo Global Long/Short Admin Wells Fargo Global Long/Short Inst Wells Fargo Global Opportunities A Wells Fargo Global Opportunities Admin Wells Fargo Global Opportunities Inst Wells Fargo Government Securities A Wells Fargo Government Securities Admin Wells Fargo Government Securities Inst Wells Fargo Growth A Wells Fargo Growth Admin Wells Fargo Growth Balanced A Wells Fargo Growth Balanced Admin Wells Fargo Growth Inst Wells Fargo High Income A Wells Fargo High Income Admin Wells Fargo High Income Inst Wells Fargo High Yield Bond A Wells Fargo High Yield Bond Admin Wells Fargo High Yield Bond Inst Wells Fargo High Yield Municipal Bd A Wells Fargo High Yield Municipal Bd Adm Wells Fargo High Yield Municipal Bd Inst Wells Fargo Index A Wells Fargo Index Admin Wells Fargo Index Asset Allocation A Wells Fargo Index Asset Allocation Admin Wells Fargo Intermediate Tax/AMT-Fr A Wells Fargo Intermediate Tax/AMT-Fr Adm Wells Fargo Intermediate Tax/AMT-Fr Inst Wells Fargo International Bond A Wells Fargo International Bond Admin Wells Fargo International Bond Inst Wells Fargo International Bond R6 Wells Fargo International Equity A Wells Fargo International Equity Admin Wells Fargo International Equity Inst Wells Fargo International Equity R Wells Fargo International Value A Wells Fargo International Value Admin Ticker CUSIP Category Prospectus Objective Fund Available WFCIX SENAX SEPKX WFEIX WENRX WGLAX WGLDX WGLSX EKGAX EKGYX EKGIX SGVDX WGSDX SGVIX SGRAX SGRKX WFGBX NVGBX SGRNX SHBAX WFNDX SHYYX EKHAX EKHYX EKHIX WHYMX WHYDX WHYIX WFILX WFIOX SFAAX WFAIX WFTAX WFITX WITIX ESIYX ESIDX ESICX ESIRX WFEAX WFEDX WFENX WFERX WFFAX WFVDX 949915565 949915375 949915391 949915367 94988A684 94987W372 94987W356 94987W349 94985D855 94985D822 94975P744 949917553 949917546 949917579 949915672 949915698 94975G397 94975G363 949915714 949917512 94975P827 949917538 94985D210 94985D178 94988A726 94988A106 94988A304 94988A403 94984B777 94975G686 94975H247 94975H213 949921860 949921597 949921662 94985D624 94975P850 94985D582 94987W786 949915177 949915144 94984B348 94984B330 94975A762 949917108 Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Long/Short Equity Long/Short Equity Long/Short Equity World Stock World Stock World Stock Intermediate Government Intermediate Government Intermediate Government Large Growth Large Growth Moderate Allocation Moderate Allocation Large Growth High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond High Yield Muni High Yield Muni High Yield Muni Large Blend Large Blend Aggressive Allocation Aggressive Allocation Muni National Interm Muni National Interm Muni National Interm World Bond World Bond World Bond World Bond Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Blend Foreign Large Value Foreign Large Value Growth Growth Growth Growth Growth Growth Growth Growth World Stock World Stock World Stock Government Bond - General Government Bond - General Government Bond - General Growth Growth Balanced Balanced Growth Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Growth Growth Asset Allocation Asset Allocation Municipal Bond - National Municipal Bond - National Municipal Bond - National Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 225 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Wells Fargo International Value Inst Wells Fargo Intrinsic Small Cap Val A Wells Fargo Intrinsic Small Cap Val Adm Wells Fargo Intrinsic Small Cap Val Inst Wells Fargo Intrinsic Value A Wells Fargo Intrinsic Value Admin Wells Fargo Intrinsic Value Inst Wells Fargo Intrinsic Value R Wells Fargo Intrinsic Value R4 Wells Fargo Intrinsic Value R6 Wells Fargo Intrinsic World Equity A Wells Fargo Intrinsic World Equity Admin Wells Fargo Intrinsic World Equity Inst Wells Fargo Large Cap Core A Wells Fargo Large Cap Core Admin Wells Fargo Large Cap Core Inst Wells Fargo Large Cap Growth A Wells Fargo Large Cap Growth Admin Wells Fargo Large Cap Growth Inst Wells Fargo Large Cap Growth R Wells Fargo Large Cap Growth R4 Wells Fargo Large Cap Growth R6 Wells Fargo Large Company Value A Wells Fargo Large Company Value Admin Wells Fargo Large Company Value Inst Wells Fargo Minnesota Tx-Fr A Wells Fargo Minnesota Tx-Fr Adm Wells Fargo Moderate Balanced A Wells Fargo Moderate Balanced Admin Wells Fargo Municipal Bond A Wells Fargo Municipal Bond Admin Wells Fargo Municipal Bond Inst Wells Fargo North Carolina Tax-Free A Wells Fargo North Carolina Tax-Free Inst Wells Fargo Omega Growth A Wells Fargo Omega Growth Admin Wells Fargo Omega Growth Inst Wells Fargo Omega Growth R Wells Fargo Opportunity A Wells Fargo Opportunity Admin Wells Fargo Opportunity Inst Wells Fargo Pennsylvania Tax-Free A Wells Fargo Pennsylvania Tax-Free Inst Wells Fargo Precious Metals A Wells Fargo Precious Metals Admin Ticker CUSIP Category Prospectus Objective Fund Available WFVIX WFSMX WFSDX WFSSX EIVAX EIVDX EIVIX EIVTX EIVRX EIVFX EWEAX EWEIX EWENX EGOAX WFLLX EGOIX STAFX STDFX STNFX STMFX SLGRX STFFX WLCAX WWIDX WLCIX NMTFX NWMIX WFMAX NVMBX WMFAX WMFDX WMBIX ENCMX ENCYX EKOAX EOMYX EKONX EKORX SOPVX WOFDX WOFNX EKVAX EKVYX EKWAX EKWDX 949917314 949921746 949915250 949915235 94984B223 94975P538 94984B181 949917181 94987W729 94987W844 94985D814 94985D780 94975P736 94984B553 94984B538 94984B520 94975P462 94975P546 94975P512 94975P322 94987W695 94987W828 949921696 949915854 949921795 94975H593 94975H577 94975J425 94975H106 949917843 949917793 949921670 94985D731 94985D715 94985D103 94985D400 94975P520 94985D509 949915458 949915474 94975P595 94985D699 94985D673 94985D533 94975P694 Foreign Large Value Small Blend Small Blend Small Blend Large Blend Large Blend Large Blend Large Blend Large Blend Large Blend World Stock World Stock World Stock Large Blend Large Blend Large Blend Large Growth Large Growth Large Growth Large Growth Large Growth Large Growth Large Value Large Value Large Value Muni Minnesota Muni Minnesota Conservative Allocation Conservative Allocation Muni National Long Muni National Long Muni National Long Muni Single State Long Muni Single State Long Large Growth Large Growth Large Growth Large Growth Mid-Cap Growth Mid-Cap Growth Mid-Cap Growth Muni Pennsylvania Muni Pennsylvania Equity Precious Metals Equity Precious Metals Foreign Stock Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth World Stock World Stock World Stock Equity-Income Equity-Income Equity-Income Growth Growth Growth Growth Growth Growth Growth Growth Growth Municipal Bond - Single State Municipal Bond - Single State Balanced Balanced Municipal Bond - National Municipal Bond - National Municipal Bond - National Municipal Bond - Single State Municipal Bond - Single State Growth Growth Growth Growth Growth Growth Growth Municipal Bond - Single State Municipal Bond - Single State Specialty - Precious Metals Specialty - Precious Metals Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 226 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Wells Fargo Precious Metals Inst Wells Fargo Premier Large Co Gr A Wells Fargo Premier Large Co Gr Adm Wells Fargo Premier Large Co Gr Inst Wells Fargo Premier Large Co Gr R4 Wells Fargo Premier Large Co Gr R6 Wells Fargo Real Return A Wells Fargo Real Return Admin Wells Fargo Short Duration Govt Bd A Wells Fargo Short Duration Govt Bd Adm Wells Fargo Short Duration Govt Bd Inst Wells Fargo Short Duration Govt Bd R6 Wells Fargo Short-Term Bond A Wells Fargo Short-Term Bond Inst Wells Fargo Short-Term Hi Yld Bd A Wells Fargo Short-Term Hi Yld Bd Adm Wells Fargo Short-Term Hi Yld Bd Inst Wells Fargo Short-Term Municipal Bd A Wells Fargo Short-Term Municipal Bd Adm Wells Fargo Short-Term Municipal Bd Inst Wells Fargo Small Cap Opportunities Adm Wells Fargo Small Cap Opportunities Inst Wells Fargo Small Cap Value A Wells Fargo Small Cap Value Admin Wells Fargo Small Cap Value Inst Wells Fargo Small Cap Value R6 Wells Fargo Small Company Growth A Wells Fargo Small Company Growth Admin Wells Fargo Small Company Growth Inst Wells Fargo Small Company Growth R6 Wells Fargo Small Company Value A Wells Fargo Small Company Value Admin Wells Fargo Small Company Value Inst Wells Fargo Small/Mid Cap Value A Wells Fargo Small/Mid Cap Value Admin Wells Fargo Small/Mid Cap Value Inst Wells Fargo Special Mid Cap Value A Wells Fargo Special Mid Cap Value Admin Wells Fargo Special Mid Cap Value Inst Wells Fargo Special Mid Cap Value R6 Wells Fargo Special Small Cap Value A Wells Fargo Special Small Cap Value Adm Wells Fargo Special Small Cap Value Inst Wells Fargo Special Small Cap Value R6 Wells Fargo Specialized Technology A Ticker CUSIP Category Prospectus Objective Fund Available EKWYX EKJAX WFPDX EKJYX EKJRX EKJFX IPBAX IPBIX MSDAX MNSGX WSGIX MSDRX SSTVX SSHIX SSTHX WDHYX STYIX WSMAX WSTMX WSBIX NVSOX WSCOX SMVAX SMVDX WFSVX SMVRX WFSAX NVSCX WSCGX WSCRX SCVAX SCVIX SCVNX WFVAX WWMDX WWMSX WFPAX WFMDX WFMIX WFPRX ESPAX ESPIX ESPNX ESPRX WFSTX 94985D491 94984B496 94984B462 94984B454 94987W687 94987W810 94975J730 94975J698 94975J573 94975J540 949917595 94987W778 949917637 949917652 949917611 94975P843 94987W752 94984B751 94975P819 949921654 94975G488 94988A718 949915326 94975P579 949921845 94987W521 94975J359 94975G447 949921571 94988A676 94975P884 94975P868 94975P421 949921704 949915276 949917363 949921308 949915516 949915482 94987W513 94984B439 94984B397 94975P447 94988A668 94975H148 Equity Precious Metals Large Growth Large Growth Large Growth Large Growth Large Growth Inflation-Protected Bond Inflation-Protected Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond High Yield Bond High Yield Bond High Yield Bond Muni National Short Muni National Short Muni National Short Small Blend Small Blend Small Blend Small Blend Small Blend Small Blend Small Growth Small Growth Small Growth Small Growth Small Value Small Value Small Value Small Blend Small Blend Small Blend Mid-Cap Value Mid-Cap Value Mid-Cap Value Mid-Cap Value Small Value Small Value Small Value Small Value Technology Specialty - Precious Metals Growth Growth Growth Growth Growth Corporate Bond - High Quality Corporate Bond - High Quality Government Bond - General Government Bond - General Government Bond - General Government Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Municipal Bond - National Municipal Bond - National Municipal Bond - National Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Growth Growth Growth Growth Growth Small Company Small Company Small Company Small Company Specialty - Technology Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 227 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Wells Fargo Specialized Technology Admin Wells Fargo Strategic Income A Wells Fargo Strategic Income Admin Wells Fargo Strategic Income Inst Wells Fargo Strategic Municipal Bd A Wells Fargo Strategic Municipal Bd Adm Wells Fargo Strategic Municipal Bd Inst Wells Fargo Traditional Sm Cap Gr A Wells Fargo Traditional Sm Cap Gr Adm Wells Fargo Traditional Sm Cap Gr Inst Wells Fargo Ultra Short-Term Income A Wells Fargo Ultra Short-Term Income Adm Wells Fargo Ultra Short-Term Income Inst Wells Fargo Ultra Shrt-Term Muni Inc A Wells Fargo Ultra Shrt-Term Muni Inc Adm Wells Fargo Ultra Shrt-Term Muni IncInst Wells Fargo Util and Telecomms A Wells Fargo Util and Telecomms Adm Wells Fargo Util and Telecomms Inst Wells Fargo WB Tact Eq Port WB Wells Fargo WealthBuilder Cnsrv Allc WB Wells Fargo WealthBuilder Eq Port WB Wells Fargo WealthBuilder Gr Allc WB Wells Fargo WealthBuilder Gr Bal Port WB Wells Fargo WealthBuilder Mod Bal WB Wells Fargo Wisconsin Tax-Free A Westcore Blue Chip Dividend Instl Westcore Blue Chip Dividend Retail Westcore Flexible Income Institutional Westcore Flexible Income Retail Westcore Growth Institutional Westcore Growth Retail Westcore International Small-Cap Retail Westcore Micro-Cap Opportunity Retail Westcore Mid-Cap Value Dividend Retail Westcore MIDCO Growth Institutional Westcore MIDCO Growth Retail Westcore Plus Bond Institutional Westcore Plus Bond Retail Westcore Select Retail Westcore Small-Cap Value Dividend Instl Westcore Small-Cap Value Dividend Retail Western Asset Adjustable Rate Income A Western Asset Adjustable Rate Income I Western Asset Adjustable Rate Income IS Ticker CUSIP Category Prospectus Objective Fund Available WFTDX WSIAX WSIDX WSINX VMPAX VMPYX STRIX EGWAX EGWDX EGRYX SADAX WUSDX SADIX SMAVX WUSMX SMAIX EVUAX EVUDX EVUYX WBGAX WBCAX WBGIX WBGGX WBGBX WBBBX WWTFX WIMVX WTMVX WILTX WTLTX WILGX WTEIX WTIFX WTMIX WTMCX WIMGX WTMGX WIIBX WTIBX WTSLX WISVX WTSVX ARMZX SBAYX ARMLX 94975P710 94988A502 94988A700 94988A809 94985D772 94985D749 94987W760 94985D251 94975P652 94985D244 949917728 949917710 949917744 949917884 94975P793 949917702 94985D483 94975P686 94985D459 94975G439 94975J136 94975G421 94975J128 94975H205 94975J110 949921613 957904527 957904881 957904519 957904709 957904634 957904667 957904550 957904477 957904584 957904204 957904717 957904485 957904675 957904576 957904493 957904535 52468A608 52468A889 52470V830 Technology Nontraditional Bond Nontraditional Bond Nontraditional Bond Muni National Short Muni National Short Muni National Short Small Growth Small Growth Small Growth Ultrashort Bond Ultrashort Bond Ultrashort Bond Muni National Short Muni National Short Muni National Short Utilities Utilities Utilities World Stock Conservative Allocation Large Growth Aggressive Allocation Moderate Allocation Conservative Allocation Muni Single State Interm World Stock World Stock High Yield Bond High Yield Bond Large Growth Large Growth Foreign Small/Mid Growth Small Blend Mid-Cap Value Mid-Cap Growth Mid-Cap Growth Intermediate-Term Bond Intermediate-Term Bond Mid-Cap Growth Small Value Small Value Ultrashort Bond Ultrashort Bond Ultrashort Bond Specialty - Technology Income Income Income Municipal Bond - National Municipal Bond - National Municipal Bond - National Growth Growth Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Municipal Bond - National Municipal Bond - National Municipal Bond - National Specialty - Utility Specialty - Utility Specialty - Utility Growth Income Growth Growth Balanced Balanced Municipal Bond - Single State Growth and Income Growth and Income Corporate Bond - General Corporate Bond - General Growth Growth Growth Growth Growth Growth Growth Corporate Bond - High Quality Corporate Bond - High Quality Growth Small Company Small Company Government Bond - ARM Government Bond - ARM Government Bond - ARM Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $0.00 $500,000.00 $0.00 $0.00 $0.00 Waived Page 228 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Western Asset Core Bond A Western Asset Core Bond FI Western Asset Core Bond I Western Asset Core Bond IS Western Asset Core Bond R Western Asset Core Plus Bond A Western Asset Core Plus Bond FI Western Asset Core Plus Bond I Western Asset Core Plus Bond IS Western Asset Core Plus Bond R Western Asset Corporate Bond A Western Asset Corporate Bond I Western Asset Emerging Markets Dbt A Western Asset Emerging Markets Dbt FI Western Asset Emerging Markets Dbt I Western Asset Emerging Markets Dbt IS Western Asset Global Government Bond A Western Asset Global Government Bond I Western Asset Global Government Bond R Western Asset Global High Yield Bd A Western Asset Global High Yield Bd I Western Asset Global High Yield Bd IS Western Asset Global Strategic Income A Western Asset Global Strategic Income I Western Asset Global Strategic Income IS Western Asset High Yield A Western Asset High Yield I Western Asset High Yield IS Western Asset High Yield R Western Asset Inflation Idxd Plus Bd A Western Asset Inflation Idxd Plus Bd FI Western Asset Inflation Idxd Plus Bd I Western Asset Inflation Idxd Plus Bd IS Western Asset Inflation Idxd Plus Bd R Western Asset Intermediate Bond A Western Asset Intermediate Bond I Western Asset Intermediate Bond IS Western Asset Intermediate Bond R Western Asset Macro Opportunities A Western Asset Macro Opportunities I Western Asset Mortgage Backed Sec A Western Asset Mortgage Backed Sec I Western Asset Short Duration High Inc A Western Asset Short Duration High Inc I Western Asset Short Duration High Inc R Ticker CUSIP Category Prospectus Objective Fund Available WABAX WAPIX WATFX WACSX WABRX WAPAX WACIX WACPX WAPSX WAPRX SIGAX SIGYX LWEAX LMWDX SEMDX LWISX WAOAX WAFIX WAORX SAHYX SHYOX LWGSX SDSAX SDSYX WAGIX WAYAX WAHYX WAHSX WAYRX WAFAX WATPX WAIIX WAFSX WAFRX WATAX WATIX WABSX WATRX LAAAX LAOIX SGVAX SGSYX SHIAX SHIYX LWSRX 957663495 957663404 957663305 957663677 957663479 957663461 957663602 957663503 957663669 957663446 52469F317 52469F275 52469L694 52469L579 52469F481 52469L678 957663263 957663867 957663248 52469F465 52469F432 52468A723 52469F754 52469F721 52470V822 957663396 957663842 957663636 957663370 957663362 957663875 957663883 957663545 957663347 957663339 957663701 957663610 957663313 95768D103 95768D400 52469F366 52469F333 52469F630 52469F598 52470V608 Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Corporate Bond Corporate Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond Emerging Markets Bond High Yield Bond High Yield Bond High Yield Bond Multisector Bond Multisector Bond Multisector Bond High Yield Bond High Yield Bond High Yield Bond High Yield Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Inflation-Protected Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Nontraditional Bond Nontraditional Bond Intermediate-Term Bond Intermediate-Term Bond High Yield Bond High Yield Bond High Yield Bond Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Worldwide Bond Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Multisector Bond Multisector Bond Multisector Bond Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Government Bond - Treasury Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth Growth Government Bond - Mortgage Government Bond - Mortgage Corporate Bond - High Yield Corporate Bond - High Yield Corporate Bond - High Yield Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 Waived $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Waived $0.00 $0.00 $0.00 $0.00 Waived Page 229 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Western Asset Short-Term Bond A Western Asset Short-Term Bond I Western Asset Short-Term Bond IS Western Asset Short-Term Bond R Western Asset Total Return Uncons A Western Asset Total Return Uncons FI Western Asset Total Return Uncons I Western Asset Total Return Uncons IS Western Asset Total Return Uncons R Western Asset Ultra Short Obligs IS Westfield Capital Large Cap Growth Instl Westfield Capital Large Cap Growth Inv White Oak Select Growth William Blair Bond I William Blair Bond Inst William Blair Bond N William Blair Directional Mltltntv I William Blair Directional Mltltntv Instl William Blair Directional Mltltntv N William Blair Emerg Mkts Sm Cp Gr I William Blair Emerg Mkts Sm Cp Gr Instl William Blair Emerg Mkts Sm Cp Gr N William Blair Emerging Mkts Growth I William Blair Emerging Mkts Growth Instl William Blair Emerging Mkts Growth N William Blair Emerging Mkts Ldrs I William Blair Emerging Mkts Ldrs Instl William Blair Emerging Mkts Ldrs N William Blair Global Leaders I William Blair Global Leaders Instl William Blair Global Leaders N William Blair Growth I William Blair Growth N William Blair Income I William Blair Income N William Blair Instl International Gr William Blair Instl Intl Equity I William Blair International Equity I William Blair International Equity N William Blair International Growth I William Blair International Growth N William Blair International Ldrs I William Blair International Ldrs Instl William Blair International Ldrs N William Blair International Sm Cap Gr I Ticker CUSIP Category Prospectus Objective Fund Available SBSTX SBSYX LWSTX LWARX WAUAX WARIX WAARX WAASX WAURX LWAUX WCLGX WCLCX WOGSX WBFIX BBFIX WBBNX WDMIX WDMJX WDMNX BESIX WESJX WESNX WBEIX BIEMX WBENX WBELX WELIX WELNX WGFIX BGGIX WGGNX BGFIX WBGSX BIFIX WBRRX WBIIX WIIEX WIEIX WIENX BIGIX WBIGX WILIX WILJX WILNX WISIX 52469E500 52469E807 52468A731 52470V707 957663230 957663693 957663719 957663685 957663214 52468A681 00766Y489 00766Y471 671081107 969251107 969251305 969251206 89834E369 89834E377 89834E351 969251859 969251842 969251818 093001220 093001196 093001212 969251404 969251503 969251867 093001113 093001139 093001121 093001865 093001105 093001683 093001204 093001352 093001238 093001246 093001253 093001774 093001402 969251719 969251685 969251693 093001188 Short-Term Bond Short-Term Bond Short-Term Bond Short-Term Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Nontraditional Bond Ultrashort Bond Large Growth Large Growth Large Growth Intermediate-Term Bond Intermediate-Term Bond Intermediate-Term Bond Multialternative Multialternative Multialternative Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts Diversified Emerging Mkts World Stock World Stock World Stock Large Growth Large Growth Short-Term Bond Short-Term Bond Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Large Growth Foreign Small/Mid Growth Corporate Bond - General Corporate Bond - General Corporate Bond - General Corporate Bond - General Growth and Income Growth and Income Growth and Income Growth and Income Growth and Income Multisector Bond Growth Growth Growth Income Income Income Growth Growth Growth Aggressive Growth Aggressive Growth Aggressive Growth Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets Diversified Emerging Markets World Stock World Stock World Stock Growth Growth Corporate Bond - High Quality Corporate Bond - High Quality Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Foreign Stock Growth Growth Growth Foreign Stock Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Closed Closed Closed Closed Closed Closed Closed Closed Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Yes Closed Closed Yes Yes Yes Closed For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $0.00 Waived Waived $0.00 $0.00 $0.00 $0.00 $0.00 Waived $500,000.00 $0.00 $0.00 $500,000.00 $5,000,000.00 $0.00 $500,000.00 $5,000,000.00 $0.00 $500,000.00 $5,000,000.00 $0.00 $500,000.00 $5,000,000.00 $0.00 $500,000.00 $5,000,000.00 $0.00 $500,000.00 $5,000,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $5,000,000.00 $5,000,000.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $5,000,000.00 $0.00 $500,000.00 Page 230 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 William Blair International Sm Cap Gr N William Blair Intl Small Cap Gr Instl William Blair Large Cap Growth I William Blair Large Cap Growth N William Blair Large Cap Value I William Blair Large Cap Value N William Blair Low Duration I William Blair Low Duration Inst William Blair Low Duration N William Blair Macro Allocation I William Blair Macro Allocation Instl William Blair Macro Allocation N William Blair Mid Cap Growth I William Blair Mid Cap Growth N William Blair Mid Cap Value I William Blair Mid Cap Value N William Blair Small Cap Growth I William Blair Small Cap Growth N William Blair Small Cap Value I William Blair Small Cap Value N William Blair Small-Mid Cap Gr I William Blair Small-Mid Cap Gr N William Blair Small-Mid Cap Value I William Blair Small-Mid Cap Value N WPG Partners Small/Micro Cap Value Ticker CUSIP Category Prospectus Objective Fund Available WISNX WIISX LCGFX LCGNX BLVIX WLVNX WBLIX WBLJX WBLNX WMCIX WMCJX WMCNX WCGIX WCGNX WMVIX WMVNX WBSIX WBSNX BVDIX WBVDX WSMDX WSMNX WSMIX BSMNX WPGTX 093001170 093001162 093001543 093001535 969251826 969251834 969251602 969251800 969251701 969251784 969251750 969251792 093001154 093001147 969251883 969251875 093001485 093001477 093001824 093001600 093001295 093001345 969251735 969251727 74925K706 Foreign Small/Mid Growth Foreign Small/Mid Growth Large Growth Large Growth Large Value Large Value Ultrashort Bond Ultrashort Bond Ultrashort Bond Multialternative Multialternative Multialternative Mid-Cap Growth Mid-Cap Growth Mid-Cap Value Mid-Cap Value Small Growth Small Growth Small Blend Small Blend Mid-Cap Growth Mid-Cap Growth Small Blend Small Blend Small Value Foreign Stock Foreign Stock Growth Growth Growth Growth Multisector Bond Multisector Bond Multisector Bond Asset Allocation Asset Allocation Asset Allocation Growth Growth Growth Growth Small Company Small Company Small Company Small Company Small Company Small Company Growth Growth Small Company Closed Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes For Institutional Use Only. Not For Public Distribution. Investment Minimum $0.00 $5,000,000.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $5,000,000.00 $0.00 $500,000.00 $5,000,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $500,000.00 $0.00 $100,000.00 Page 231 of 235 Master Fund List List as of 03/31/2016 Fund Name 1Q2016 Ticker CUSIP Category Prospectus Objective Fund Available Investment Minimum Investing involves risk, including the possible loss of principal. Investment values will fluctuate and there is no assurance that the objective of any fund will be achieved. Mutual fund shares are redeemable at the then-current net asset value, which may be more or less than their original cost. Generally, higher potential returns involve greater risk and short-term volatility. For example, small-cap, mid-cap, sector and emerging funds can experience significant price fluctuation due to business risks and adverse political developments. International and global funds can experience price fluctuation due to changing market conditions, currency values, and economic and political climates. High-yield bond funds, which invest in bonds that have lower ratings, typically experience price fluctuation and a greater risk of loss of principal and income than when investing directly in U.S. government securities such as U.S. Treasury bonds and bills, which are guaranteed by the government for repayment of principal and interest if held to maturity. Fund shares are not insured and are not backed by the U.S. government, and their value and yield will vary with market conditions. Interest rates and bond prices typically move inversely to each other; therefore, as with any bond fund, the value of an investment in this fund may go up if interest rates fall, and vice versa. Mortgage-related funds' underlying mortgages are more likely to be prepaid during periods of declining interest rates, which could hurt the fund's share price or yield and may be prepaid more slowly during periods of rapidly rising interest rates, which might lengthen the fund's expected maturity. Investors should carefully assess the risks associated with an Investments in target date funds are subject to the risks of their underlying funds and are not guaranteed at any time including at or after the target maturity date. The year in the fund name refers to the approximate year (the target date) when an investor in the fund would retire and leave the workforce. The fund will gradually shift its emphasis from more aggressive investments to more conservative ones based on its target date. T. Rowe Price Target Fund Disclosure: The principal value of the Retirement Funds is not guaranteed at any time, including at or after the target date, which is the approximate year an investor plans to retire (assumed to be age 65) and likely stop making new investments in the fund. If an investor plans to retire significantly earlier or later than age 65, the funds may not be an appropriate investment even if the investor is retiring on or near the target date. The funds' allocations among a broad range of underlying T. Rowe Price stock and bond funds will change over time. The funds maintain a substantial allocation to equities both prior to and after the target date, which can result in greater volatility over shorter time horizons. Investors should carefully consider the investment objectives, risks, fees, charges and expenses before investing. This and other important information is contained in the prospectus, which can be obtained from your financial professional or call 1-800-428-2542 or visit www.valic.com. Read the prospectuses carefully before investing. Statements provided herein are being provided for general informational purposes only, not for investment decisions. Information is as of the date of this document and subject to change. This is not a recommendation or solicitation for any financial transaction. No representation or warranty, express or implied, is made by the Company or its affiliates. Securities and investment advisory services offered through VALIC Financial Advisors Inc., member FINRA, SIPC and an SEC-registered investment advisor. VALIC represents The Variable Annuity Life Insurance Company and its subsidiaries, VALIC Financial Advisors, Inc. and VALIC Retirement Services Company. FOR INSTITUTIONAL USE ONLY. NOT FOR PUBLIC DISTRIBUTION. For Institutional Use Only. Not For Public Distribution. Page 232 of 235 Master Fund List List as of 03/31/2016 Tickers highlighted in orange are created internally and not actual fund tickers. Fund Name 1Q16 Davis Government Money Market A Federated Capital Preservation IP Federated Capital Preservation ISP Federated Capital Preservation R Federated Capital Preservation R6 Federated Capital Preservation SP Federated Capital Preservation Y Federated Government Obligs Instl Federated Money Market Management Eagle Federated Treasury Obligs Svc Federated Treasury Obligs Trust Federated US Treasury Cash Reserves I Fidelity® Government MMkt Prm Fidelity® Money Market Premium Invesco STIT Liquid Asset Instl MFS® US Government Money Market Morley Stable Value Cl 15-III Morley Stable Value Cl 20-II Morley Stable Value Cl 25-I Morley Stable Value Cl 25-II Morley Stable Value Cl 30-I Morley Stable Value Cl 35-II Morley Stable Value Cl 40-I Morley Stable Value Cl 50-II Morley Stable Value Cl 55-I Oppenheimer Money Market A Pioneer US Government Money Market A Schwab PCRA SunAmerica 2020 High Watermark I SunAmerica Focused Balanced Strategy I SunAmerica Focused Multi-Asset Strat I SunAmerica Money Market I T. Rowe Price Prime Reserve VALIC Company I Money Market I VALIC Company II Money Market II Vanguard Federal Money Market Inv Vanguard Treasury Money Market Investor Wells Fargo Advantage Govt MMkt I Ticker RPGXX FCPIP FCISP FCPR FCPR6 FCPSP FCPY GOIXX MMMXX TOSXX TOTXX UTIXX FZCXX FZDXX ALQXX MCMXX MSV15 MSV20 MSV25 MS25B MSV30 MSV35 MSV40 MSV50 MSV55 OMBXX PMTXX SPCRA SAHWC 664 F NAIXX PRRXX VCIXX VIIXX VMFXX VUSXX GVIXX For Institutional Use Only. Not For Public Distribution. CUSIP 239103864 140411307 140411109 140411208 140411604 140411406 140411505 60934N104 60934N211 60934N872 60934N120 60934N682 31617H706 31617H805 825252729 552987109 852321702 852321108 852320183 852321603 852321405 852321504 852321306 852320365 852320159 683905103 723755104 NA 001386853 86704B855 86704F104 866919400 779573104 91915R889 91915T869 922906300 921932109 94975P405 Category Money Market Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Money Market Money Market Money Market Money Market Money Market Money Market Money Market Money Market Money Market Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Money Market Money Market Brokerage Window Conservative Allocation Moderate Allocation Moderate Allocation Money Market Money Market Money Market Money Market Money Market Money Market Money Market Prospectus Objective Money Mkt - Government Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Money Mkt - Treasury Money Mkt - Taxable Money Mkt - Treasury Money Mkt - Treasury Money Mkt - Treasury Money Mkt - Government Money Mkt - Taxable Money Market Money Mkt - Taxable Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Stable Value Money Mkt - Taxable Money Mkt - Taxable NA Growth Asset Allocation Asset Allocation Money Market Money Mkt - Taxable Money Mkt - General Money Mkt - General Money Mkt - Government Money Mkt - Treasury Money Mkt - Government Fund available, See investment minimums Yes Yes Yes Yes Yes Yes Yes Yes Unavailable Yes Yes Yes Yes Unavailable Unavailable Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Closed Yes Yes Closed Yes Yes Yes Yes Yes Yes Yes Yes Yes $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Investment Minimum 10,000,000 - Page 233 of 235 Wells Fargo Stable Value Fund C Wells Fargo Stable Value Fund J Wells Fargo Stable Value Fund M Wells Fargo Stable Value Fund N Wells Fargo Stable Value Fund Q WFSRC WFSRJ WFSRM WFSRN WFSRQ For Institutional Use Only. Not For Public Distribution. 949907505 949907877 949907844 949907836 949907810 SV Commingled Trust SV Commingled Trust SV Commingled Trust SV Commingled Trust SV Commingled Trust Stable Value Stable Value Stable Value Stable Value Stable Value Yes Yes Yes Yes Yes $ $ $ $ $ 5,000,000 5,000,000 5,000,000 5,000,000 50,000,000 Page 234 of 235 An investment in a money market fund is not insured by the Federal Deposit Insurance Corporation or any other government agency. Although the Fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in the Fund. Investors should carefully consider the investment objectives, risks, fees, charges and expenses before investing. This and other important information is contained in the prospectus, which can be obtained from your financial professional or call 1-800-428-2542 or visit www.valic.com. Read the prospectuses carefully before investing. Statements provided herein are being provided for general informational purposes only, not for investment decisions. Information is as of the date of this document and subject to change. This is not a recommendation or solicitation for any financial transaction. No representation or warranty, express or implied, is made by the Company or its affiliates. Securities and investment advisory services offered through VALIC Financial Advisors, Inc., member FINRA, SIPC, and an SEC-registered investment advisor. VALIC represents The Variable Annuity Life Insurance Company and its subsidiaries, VALIC Financial Advisors, Inc. and VALIC Retirement Services Company. FOR INSTITUTIONAL USE ONLY. NOT FOR PUBLIC DISTRIBUTION. For Institutional Use Only. Not For Public Distribution. Page 235 of 235
