Attachment 3 - East Midlands Ambulance Service NHS Trust
Transcription
Attachment 3 - East Midlands Ambulance Service NHS Trust
Formal Complaint Proforma Ref: FC/022/13 FC/022/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 04 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 21 May 2013 Patient Name: Deceased? No How Received: Email Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Non provision to unconscious pt who then suffered a miscarriage. complaint: Type of Complaint: Call Management (Timeliness, Activation/Response) Division/Area: A&E Cont. Lincolnshire. (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 01 July 2013 (20 working days) Date to post response letter: 02 July 2013 Section B: To be completed by the Investigation Officer Staff involved TAS Team & Station: EOC Lincoln control Initial grading & Rationale: Was the 999 call correctly coded? Scope of What is the protocol when a call is coded this way? Investigation What was the timescale of the Clinical Assessment call back? (must include all complainant concerns) : Was the Clinical Assessment complete? Was the advice given by the Clinical Assessor correct? Why was the patient not conveyed? Contact made with complainant: Expectations of Complainant: Clarification Date OSM/PTL/Manager informed: 24/6/13 Staff involved informed: Immediate actions taken: None The Investigation Officer’s Report FC/022/13 Chronology of Events: Date and Time 21/5/13 04:02 04:17 Events 999 call 5559720 received to a female ’… having a miscarriage yesterday – fallen over’ Crew was immediately assigned to the call but stood down when the call was coded as a G4 Clinical Assessor (CAT) called back to assess the patient. CAT advised patient saw GP in morning as the patient did not want to travel. Evidence Gathered: 999 Call audit Clinical Assessment Audit CAD SOE 559720 MP letter WAV file 999 call Analysis of Care Management or Service Delivery Issues: A 999 call was received to a patient who had fallen. Her partner provided information for the Accredited Medical Priority Dispatch System (AMPS) so that the condition of the patient could be established. The partner stated that the day previously, 20/5/13, the patient was seen at hospital due to a miscarriage in progress. That patient had been 10 weeks pregnant at time of loss. From the information provided, by the partner, the call was coded G4. This is classed as suitable for a Clinical Assessment to ascertain the best treatment for the patient. The 999 call has been audited and found to be correct in all actions under the AMPDS system. A Clinical Assessor (CAT) called back the patient within 15 minutes of the 999 call. This was within the required 60 minutes for a G4 call. The CAT confirmed patient had been miscarrying for 24-36 hours before the fall. Audit of the call states ‘…The miscarriage had been on going for the previous 48 hours and the patient had been seen in hospital…‘ for this. The patient ‘…did not want to go to hospital now and as she had recovered from her fall..’ The Audit confirmed that advice to rest and seek help from GP in the morning was correct in these circumstances. Conclusion: The call was correctly coded and sent to the CAT team for Clinical Assessment. This complied with the Protocols for a call coded G4. The timescale for callback on a G4 call is within the hour. The patient received a call back within 15 minutes. An audit of the Clinical Assessment confirms that the Clinical Assessor acted correctly, and the advice given was appropriate. Patient did not want to travel to hospital so advised to see GP in morning Recommendations: No recommendations Sign Off (include dates) Date report sent to Investigation Manager for approval: 17/7/13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/023/13 Section A: To be completed on receipt of Formal Complaint by admin FC/023/13 Date Received: 04 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 01 June 2013 Deceased? No How Received: PALS.office Relationship to patient: Their reference: Logged by: Incident Location: Amb crew attended a pt in a care home. Another resident followed the Brief details of the crew into the pt bedroom and the P1 was witnessed physically mancomplaint: handling the other resident out of the bedroom. Type of Complaint: Inappropriate Actions (Other) Division/Area: # A&E Derbyshire (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 01 July 2013 02 July 2013 (20 working days) Date to post response letter: Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Moderate 6 – Involves crew interaction with a Vulnerable Adult, so safeguarding concern, unlikely to reoccur Why did the crew member move the resident? Were the Crew member’s actions appropriate for the situation? Was there another option other than crew moving the resident? What was said after the incident to the patient and staff? What is EMAS doing to promote awareness of dementia with its crews? Contact made with complainant: 27/7/13 Expectations of Complainant: Awareness of residential home patients Date OSM/PTL/Manager informed: None Staff involved informed: 26/7/2013 Immediate actions taken: None The Investigation Officer’s Report FC/023/13 Chronology of Events: Date and Time 1/6/2013 13:52 13:53 13:58 14:34 Events 999 call (CAD 5585795) received to patient semi-conscious and vomiting. Crew assigned and the call is coded R2, requiring an 8 minute response to scene. Crew arrive on scene within the 8 minute required response time. Crew left for hospital with patient. Evidence Gathered: CAD SOE PRF Record of conversation with Home Manager Crew email Case progress sheet CRT induction training word document DB advice on Dementia strategy wording Analysis of Care Management or Service Delivery Issues: At 13:52 on 1/6/13, a 999 call was received to a female semi-conscious and vomiting. This was coded, using the Accredited Medical Dispatch System (AMPDS) as a R2 call, requiring attendance within 8 minutes. A crew were assigned, and arrived within the required time. On arrival, crew were taken to the patient (Pt) who was in a general room. Whilst treating the patient, a resident with dementia, entered the room. The Resident believed that this was his bedroom. The Pt began to deteriorate, and T1 went to leave the room to get more equipment. T1’s exit was blocked by the resident who was stood by the door. T1 asked resident to leave the room. The resident did not appreciate the way in which he was being spoken to, so refused. T1 then physically turned the resident and moved him into the hallway as patient was deteriorating. T1 explained ‘..what was happening and why so (they) could continue treating the patient..’ Staff stated the resident looked unsteady on his feet for a couple of steps after this. The patient was then taken to the ambulance, and she informed the crew that the resident ‘…would regularly try and get into her room and she was frightened of him.’ At this point T1 became aware that the resident had dementia. T1 apologised, twice, to the Resident and staff for taking this action. The Manager has accepted T1s apology, but would like awareness raising regards to dealing with Care Home Residents. The Manager would like to thank the crew for attending this patient. East Midlands Ambulance Service (EMAS) Dementia Agenda 2011/12 EMAS are committed to the Dementia agenda. During 2011/12 we delivered face to face Dementia education to all staff and this was supported by a communications campaign raising awareness. EMAS have also recruited a large number of Dignity champions who support the work and dissemination of the Dementia agenda. Our aim for 2013/14 is to focus on improving the safety and experience of patients with dementia by facilitating early identification and appropriate referral. Conclusion: Why did the crew member move the resident? The patient was deteriorating and T1 needed to get the stretcher to transport to hospital as soon as possible. Due to the position of the Resident, T1 had difficulty doing this. T1 did not realise that the Resident had dementia, and moved him physically when the Resident refused to move. The Resident was turned and moved into the hallway by T1. Were the Crew member’s actions appropriate for the situation? It is never ideal that someone be moved against their will by Ambulance Staff. T1 was concerned for the patient’s condition and responded to the issue by moving the resident. T1 felt this was a time sensitive situation, he took the action he deemed appropriate for the well-being of his patient at time. T1 used no more force than was necessary to move the resident. T1 explained, and apologised for this action, at the earliest point to those involved. Was there another option, other than crew moving the resident? Yes. Using a proactive approach when arriving, the crew could have given guidelines to the staff on how they wanted the scene managed. The Staff would then have been actively charged with the resident in question. Staff could then have used their knowledge to convince resident to leave of his own volition, allowing crew unimpeded access to treat the patient. What was said after the incident to the patient and staff? The patient informed the crew that this resident regularly tries to get in her room, that she was frightened of him. T1 then realised that the Resident had dementia. T1 then ensured he apologised to the resident and the staff. The Manager has accepted his apology and thanks the crew for attending the patient. What is EMAS doing to promote awareness of dementia with its crews? EMAS has an active, and continuing program of awareness regards to dementia. All staff have received training and this is supported by a communications campaign raising awareness Recommendations: Report to be shared with the attending crew to consider active involvement of Care Home Staff regards scene management on arrival at a call. Action: Email copy of report to crew For: Investigations officer (AD) Deadline: 5/8/13 Evidence: Copy of Email Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/024/13 FC/024/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 05 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 31 March 2013 Patient Name: Deceased? Yes How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Pt with advanced prostate cancer collapsed onto the floor in severe pain. Family rang 999. Rang 999 again 40 minutes later & was told that the call Brief details of the had been downgraded & cancelled. Asked again for an amb & was told it complaint: was bank holiday so all the ambulances were busy. Amb finally arrived after over 3 hours. Pt never tried to walk again before he died 12 days later. Type of Complaint: Call Management (Timeliness, Activation/Response) Division/Area: A&E Cont. Lincolnshire. (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 01 July 2013 (20 working days) Date to post response letter: 03 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: A&E Lincolnshire Control What were the original codes of calls received? Scope of What was the patient’s family told during the call? Investigation Was the call downgraded? If so, why? (must include all complainant concerns) : What CFR/Fire responders were available at time of call? If so, was call coded as appropriate for them to attend? Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: No – due to timescales investigation commenced to provide response Letter of explanation No Staff involved informed: Immediate actions taken: No The Investigation Officer’s Report FC/024/13 Chronology of Events: Date and Time 31/3/2013 15:28 16:16 18:43 19:26 19:28 19:30 20:06 Events Lincolnshire Occurance Book (RL) notes problems with defibrillators not adjusting to British Summer Time that day (Easter Sunday). From Midnight East Midlands Ambulance Service (EMAS) was in stages of Capacity Management Plan (CMP) ranging from 1 to 4 at stages. CMP is brought into action when call level outstrips EMAS resources available to attend. Grimsby Hospital has CT Scanner failure – requiring all patients needing CT Scanner to be taken to Lincoln resulting in delays for crews to clear such details. Hospital Liaison officer (HALO) assigned to Grimsby Hospital to assist Crews clearing at A/E. Grimsby Hospital update EMAS regards staffing issues. Issue passed to the EMAS Tactical Team regards to divert in place at Hospital. CMP 1&2 confirmed as in place. Currently 25 uncovered emergencies and 6 out of time urgents to be reviewed at 17:30. This requires all G1 and G2 calls be given an additional speech explaining potential delays. Triage team to call back patients on G4 calls within the hour. RL notes that Triage Clinician reporting sick – No triage Clinician night shift Lincoln Control. 999 call received call to an address in ------- to a male who had collapsed with prostate cancer. This was from Patient’s daughter who was not at the same address as the patient. CAD 5441017 Call was taken through AMPDS and coded G4 response – 26A07. This coding requires that the Call Taker (EMD) pass the call to the Clinical Triage Team and an ambulance is not initially sent. EMD called patients wife back and went through AMPDS again. Coded for Triage – EMD advised wife call would be passed to triage; and gave CMP script to explain delays. nd 2 999 call for the patient. Again coded G4 call 26A07. CAD 5441099. EMD manually upgraded call to G2 – reason not known and cannot confirm if action correct as no Cybertech call accessible. This is same code as original call but call now upgraded to a Blue light response to attend within 30 mins. Not known if CMP speech given to caller. nd The Dispatcher closed down this 2 call as they were now attending the address on blue light using the original call. The coding of this call was not suitable for a Community First Responder (CFR) to attend as it was on the sick person card with no alteration in alertness or breathing problems – as per EMAS/CFR policies. Additionally, unable to assign Fire Co-Responders as Fire control require that the call code R1 or 2 only – these are immediately life threatening calls requiring an 8 minute response. 20:47 Call to patient’s home number from EMAS Clinician extension – call lasted 5 minutes NB. Due to issues with Cybertech the not all calls can be downloaded or listened to for the investigation file at this time. Triage clinician called address and took family through a Clinical Telephone assessment. Clinician authorised further upgrade of call to a G1 response which puts it as a higher priority call than outstanding G2 calls waiting for ambulances to be assigned. 21:01 21:06 21:06 21:35 21:45 22.20 23:47 23.48 Reason for upgrade was ‘Fall, been on floor for over 80 mins – in severe discomfort and pain – has prostate cancer and is cold to touch’. Pt was reported to be conscious and alert. FRV attending out of time urgent mobile in Skegness but can only divert to R1 or R2 calls only. CMP 1 & 2 revoked. Standard operating procedures apply. Dispatcher presses Res/Alloc button for first time since call had been upgraded at 20:06. This button allows the Dispatcher to see which crews are available for allocation for this call and should be pressed regularly to evidence delays in assistance to a patient. Only vehicle available was within its meal break window and could not be assigned to a G2 call. Dispatcher note ‘K0 DCA’ this is a code for no available resources in the area. Res/alloc show one vehicle available at this time but the RL shows that this crew was out of order due to a flat tyre. Double crewed ambulance assigned 21:35 to respond on blue lights rd 3 999 call received – CAD 5441303. Call now stating patient on floor having fallen. Call not coded by EMD, not taken through AMPDS so not known if G2 was still an appropriate response. EMD did not establish conscious; breathing or alert status. If this had been established and there were changes in patient condition this information may have resulted in an opportunity to escalate to a higher priority call Arrived with patient. DCA crew call Triage Co-ordinator – ‘spoke with crew – pt does not want to travel to hospital crew states fall no injs noted ..’ based on observations given the Co-ordinator agreed with pt request to stay at home. Called clear Evidence Gathered: SOE CAD Call 1 SOE CAD Call 2 SOE CAD Call 3 Cybertech call 1 – unable to download Cybertech call 2 – unable to download Cybertech call 3 – downloaded Daily Performance Review 31/3/2013 CFR attendance categories for Lincolnshire Responders EMAS Daily performance Review 31/3/2013: The A8 performance for EMAS, which is for life threatening calls which require an 8 minute response, should drop no lower than 75%. On this day the EMAS A8 response level had dropped to 63.88%. These calls should then be supported by a vehicle able to convey the patient within 19 minutes (A19). This response should not drop below the 95% requirement, on this day EMAS’s A19 level had dropped to 87.81%. Regards to non-life threatening calls, classed as G1 (response within 20 minutes) and G2 (response within 30 minutes), the level had dropped below the required 95% down to 59.69% and 62.64% respectively. At 17:41 the Lincoln Control Resource Log (lincs TL) performance update stated: Currently experiencing high demand with in the division. (Holding unassigned) 2 x R2 Calls; 1 x G1 Upgraded Urgent; 3 x Urgents – 2 out of time; 999 92% on 1373 calls; A8 74.18%; A19 87.97%. 21:06 after CMP revoked the lincs RL states: CAT A8 73.99% A19 86.99%; 999 calls handled 1673 service level 93%. (Staff shortfalls): Grantham DCA 1 x 1400 – 0200 Sleaford DCA 1 x 1830 – 0630 (late start 1900) Solo (FRV) East PTL 1 x 1900 – 0700 SE PTL 1 x 1900 – 0700 Grimsby RRV 1 x 1930 – 0730 East Grimsby 1 DCA x 1300 – 2000 Skegness 1 DCA x 1830 – 0630 Skegness 1 DCA x 1900 – 0700 Louth 2 DCA x 1900 – 0700 Spalding DCA 2 x 1900 – 0700 Control – BBEOC Dispatcher 1 x 2000 – 0800 – backfilled with Dispatch Trained EMD Total Grimsby/Skegness and Louth shortfall: 4 x DCA and 2 FRV The drop in performance relates to an increase in calls coded as R1 or R2 on the day by 12.54% from the previous week. Due to this, in combination with the problems under review by the Tactical Team at Grimsby Hospital, and staffing shortfalls in the area, increased the pressure on the available planned resources for day in question. Conclusion: This call was on Easter Sunday where call volume outstripped EMAS resources throughout the day. From Midnight through to 21:01hours, EMAS was in various stages of its Capacity Management Plans. This is a staged strategy used by the service to ensure medical attention is prioritised for life threatening emergencies. The higher the number of calls across EMAS the higher the CMP instigated. This results in increased restrictions and delays in attending lower graded calls, such as G1 and G2. At the time of this call, EMAS was in CMP 1&2 requiring EMD’s to notify callers of delays with a pre-written script. The initial call received was at 19.26 and a crew were on scene at 22.20; a response time of 2hrs 54 minutes. This call was not assessed as immediately life threatening. The delay in attending this call was due to excessive calls throughout the day resulting in the activation in the Capacity Management Policy on a Trust wide perspective. In the ------------- area additional pressures placed on EMAS with delays at the hospital. An unexpected shortage of 4 double crewed ambulances and 2 Fast response cars was also a contributing factor to the extended response time for this call. What were the original codes of calls received? Call 1 was coded as Green4 (G4) (Clinical Assessment by phone within 1 hour) at 19.28; Call 2 at 20.06 was also a G4, but upgraded manually by the Emergency Medical Dispatcher (EMD) to G2 (Face to face response within 30 minutes). The Triage Clinician continued to make the assessment call to the patient following the G4 call coding. The call was further upgraded to G1 (Face to Face response within 20 minutes) by the Clinician; Call 3 was not coded as the caller was not asked for information using the Accredited Medical Priority Dispatch System (AMPDS). Due to the volume in calls received at the time, had this upgrading occurring earlier would not have affected the arrival time of the crew. Due to the CMP in place at the time, no vehicles were available for any calls coded G1 or G2 in the area. Staff shortfalls in the area of 4 DCA and 2 FRVs may also have been a contributing factor for the unavailability of resources at that time. What was the patient’s family told during the call? The wife of the patient was informed that EMAS was experiencing high demand and the CMP speech was given. No mention was made by the daughter, or wife, that the patient had fallen so the call was dealt with as a collapse. Due to technical issues with the software recording system (Cybertech) at present it has not been possible to listen to the all the calls. Due to this we are currently unable to ascertain what was said on Call 2 or the Clinical Assessment call. Was the call downgraded? If so, why? The call was not downgraded. All calls were gradually upgraded in priority as additional information came through from the callers. Unfortunately, as the number of calls exceeding the resources EMAS had to respond there were delays in attending calls other than R1 and R2, immediately life threatening. What CFR/Fire responders were available at time of call? If so, was call coded as appropriate for them to attend? CFR area voluntary service and no resources were on duty at the time of the call. It was not a suitable call for Fire Co-Responders in the area due to the call coding. Fire Co-Responders are only active where call coding is R1 or R2, and do not attend falls so they would not have been assigned this call coding either as per agreed protocols. We cannot say what would have happened on the third call. However, if the call had been suitable for an upgrade to R2 the EMD would have been able to utilise the fall card. All calls are coded based on the information provided by the caller. Recommendations: 1. Consideration should be given to a Dispatch Qualified EMD being utilised during CMP to check res/alloc on waiting calls. Action: Identify what support is in existence and review resources available to support For: Evidence: Copy of the report Deadline: 1/9/2013 This includes the resources available to the Dispatchers monitoring such an increase of calls that need processing. 2. Action: Request that the 2nd and 3rd call receive a call audit. For: Evidence: Copy of call audit Deadline: Learning Outcome Additional pressures are placed on EOC staff during times of high demand when insufficient resources are available to be deployed. Sign Off (include dates) Date report sent to Investigation Manager for approval: 10/07/2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/025/13 FC/025/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 06 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 24 March 2013 Patient Name: Deceased? No How Received: Email Relationship to patient: Their reference: Logged by: Incident Location: Pt found collapsed on the floor. Pt had shallow breathing, fixed eyes & Brief details of the had bleeding from the back of his head. Family rang 999. Amb took over complaint: 2 hours to arrive. Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Lincolnshire. (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 01 July 2013 (20 working days) Date to post response letter: 04 July 2013 Section B: To be completed by the Investigation Officer Staff involved Lincoln Control A&E & Station: Initial grading & Rationale: Scope of Investigation What was the call graded as? (must include all complainant concerns) : What is the standard response for this code? Why was the ambulance delayed? Contact made with complainant: Expectations of Complainant: Explanation of delay Date OSM/PTL/Manager informed: n/a Staff involved informed: n/a Immediate actions taken: none The Investigation Officer’s Report FC/025/13 Chronology of Events: 24/3/13 Date and Time 15:59 18:32 19:54 19:55 19:56 20:03 20:30 20:31 20:56 21:06 Events Division out of (Capacity Management Plan) CMP 3 Service Level reported by Duty Manager (DM): Clinical Assessment Team (CAT) A8 75%; A19 85.83% Calls handled 1459 Service Level 92% 999 call received to --- year old male who had fallen. Patient was unconscious and breathing so call coded Red 1 (R1) 8 minute response time 20.04. Community First Responders (CFR) shown as off duty Crew allocated as patient is noted to be conscious and alert. Call is recoded as per guidelines to Green2 (G2) for 30 min response for face to face contact. nd 2 999 call received coded G2 3rd 999 call received to male fallen – coded G2 Crew diverted to higher priority call th 4 999 call received – still coded G2 Crew assigned and arrived scene 21:37. st Out of performance reasons logged – 1 crew diverted to R2; nd 2 crew diverted Red backup in Grimsby. Evidence Gathered: Call Audit 5424080 – correctly coded SOE CAD call 1 SOE CAD call 2 SOE CAD call 3 SOE CAD call 4 PRF 5424080 Lincs RL Daily performance review Divisional Shortfalls: 8 x Fast Response Vehicles across the County 3 x Double crewed ambulances Performance Call volume of all categories showing an overall increase of 5.04% on previous week. Analysis of Care Management or Service Delivery Issues: At 19:54, a call was received stating that a --- year old male was unconscious after a fall. Due to this the call was coded R1. This is the highest coding achievable under the Accredited Priority Dispatch System (AMPDS). A crew was assigned at 19:56. As the call taker obtained more information regards to the patient’s condition from the caller who reported that the patient was no longer unconscious. Due to the responses given the call was downgraded to a G2 call, ambulance response within 30 minutes. Call audit has shown action by the call taker to be fully correct. With the downgrade of the call the crew assigned were stood down and diverted to a R2 call. This was a call assessed as immediately life threatening and takes priority over green calls and this patient. Three further calls were received for this patient. All calls were coded as G2 as the patient was conscious, breathing and alert. Community First Responders Desk (CFR) attempted to assign a local responder to the patient but there were none logged on duty at the time. During the course of the call, the Dispatcher checked the Resource Allocation (Res/Alloc) button ten times. The Res/Alloc is a facility the Dispatchers use to ascertain which vehicles are available to attend this detail. At 20:18 the Dispatcher assigned a vehicle to the call, but again had to divert to a higher priority call. This conforms with the Dispatch Protocols and was the correct action. A crew arrived on scene at the call at 21:37 and transported the patient to the hospital. The total time taken from original call was 1 hour and 43 minutes. This was 1 hour and 13 minutes later than the G2 coding requires. The Lincolnshire Resource Log (RL) has entries relating to serious weather conditions throughout the day. They relate to drifting snow and impassable roads resulting low performance for the Lincolnshire area. Notes also made regards to vehicles getting stuck in snow during the shift. Conclusion: The call was originally coded as a R1 (8 minute response) this was then, correctly, recoded to a G2 call when the patient was confirmed as conscious, alert and breathing. All subsequent calls were coded G2 with no change reported in patient condition. A G2 call is a requirement for an ambulance to attend the address within 30 minutes. This target time was not met. The reason for the delay was due to a shortfall of 8 Fast Response Vehicles and 3 Double Crewed Ambulances across the Lincolnshire area. This was additionally hampered by drifting snow banks; impassable roads and vehicles getting into difficulties with the snow with a 5% increase in the call volume received. Recommendations: No recommendations, Sign Off (include dates) Date report sent to Investigation Manager for approval: 18/7/13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/026/13 FC/026/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 06 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 26 March 2013 Patient Name: Deceased? No How Received: Letter Their reference: Relationship to patient: Logged by: Incident Location: GP rang 999 for --- year old pt believed to have sepsis. Waited nearly 2 Brief details of the hours for the amb, ran out of Oxygen and very unhappy that a trained complaint: medical professional has to go through the same questions in EOC. Type of Complaint: Delayed Response (Timeliness, Activation/Response)& Call management Division/Area: A&E Cont. Nottinghamshire (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 01 July 2013 04 July 2013 (20 working days) Date to post response letter: Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Why was there a delay in responding to this incident? Is there anything the GP could have done to achieve a higher priority response? Why is there a need to ask a Medical Professional questions which may not be deemed appropriate when making a 999 call? Contact made with complainant: 04/07/13 – Dr not available, 12/07/13 Dr not in calling 16/07. 16/07/13 1220hrs spoke with Dr. Expectations of Complainant: To know what can be done differently. Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: The Investigation Officer’s Report FC/026/13 Chronology of Events: Taken from calls 5427725, 5427863 and 5427918 received in to the Emergency Operations Centre (EOC) on 26th March 2013 and the Patient Report Form (PRF) details. Date and Time 11:15 11:17 11:47 12:12 12:13 12:34 12:36 12:36 12:36 12:50 12:50 13:00 13:14 13:24 13:56 Events First call received 5427725, -------- year old male had collapsed, possible seizure – Call was correctly coded 31A03 Green4 (G4) then overridden to Green2 (G2) due to a Doctor/Health Care Professional (HCP) with patient. Doctor spoke with call taker. Call sign HCP incorrectly allocated as a resource by Dispatcher to the job. Resource Allocation (Res/All) accessed and checked by Dispatcher – No resource available. Second call received 5427863 – Male passed out. This was correctly coded as 31A03 G4 then overridden to G2 due to HCP with patient. (Call not available for download). Doctor gave information over telephone. Initial call was from GP receptionist. Call taker asks if there is a Defibrillator on site. Resource Allocation (Res/All) accessed and checked by Dispatcher – No resource available. Third call received 5427918 – Difficulty in breathing. This was coded correctly as 06D02 Red2 (R2). The Doctor was the caller. The Dispatcher correctly shuts down call two as a duplicate to the original detail 5427725. The Dispatcher correctly shuts down call three as a duplicate to the original detail 5427725. The Dispatcher upgrades the first call 5427725 to Red to match the higher response gained on call three 5427918. Resource allocation (res/all) list accessed by Dispatcher and Double Crewed Ambulance (DCA) call sign 3520 checked for current availability due to returning for lunch break. DCA 3520 allocated to attend DCA 3520 arrives at scene of incident. DCA 3520 leaves scene of incident and conveys patient to Hospital. DCA 3520 arrives at Hospital with patient. DCA 3520 call clear from this detail. Evidence Gathered: • • • • • • Sequence of Events (SOE) for Emergency Calls 5427725, 5427863 and 5427918. Electronic Patient Report Form (ePRF) in relation to call 5427725. Voice recording of call 5427725 and 5427918. Call 5427863 available for listen only. Call audits for all calls. Dispatch Deployment Framework Sec 13.0 Copy of the PDM SOE Analysis of Care Management or Service Delivery Issues: The first call was received into the Emergency Operations Centre (EOC) at 11:15hrs. This initially came from the Doctors Receptionist (GPR). When it became apparent they had no information, the Doctor (GP) was put on the phone and the call was then processed through the Advanced Medical Priority Dispatch System (AMPDS) gaining a Green2(G2) 30 minute response. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time. These questions are asked of the Public, Fire, Police and Doctors when making or passing a 999 call. The Dispatcher allocated the call sign HCP to this detail indicating there is a Defibrillator on site. This information had not been clarified by the call taker. A second call was received at 12:12hrs stating a --- year old male had passed out. Initially the caller was the GPR, the phone was then passed to the GP. This call was processed through AMPDS and received the same response as the first call G2. The GP was asked if there was a Defibrillator at the Surgery. At this point the GP was not happy over the time being taken to send an Emergency Ambulance to her patient. The Dispatcher tried to allocate a vehicle response to the call at 11:47hrs, there were none available. At 11:50hrs, there were 6 G2 calls in the area waiting to be allocated a crew. At 12:34hrs, a third call was received into the EOC. The patient was now having difficulty breathing. The information given was provided by the GP and an upgraded response of Red2, an 8 minute response was now required. By 12:38hrs, a note had been made in the Duty Manager’s Sequence of Events (SOE) that in the area of this call, the Trust were waiting to assign crews to 2 x R2 calls and 9xG2 calls. The Dispatcher accessed the Res/all function at 12:50hrs and assigned this job to a crew who were travelling back to base for their rest period. At 13:00hrs the crew arrived at the surgery. The patient was taken to Hospital at 13:14hrs and the crew became clear from this detail at 13:56hrs. Conclusion: Allocating the call sign HCP to a Green2 call does not stop the clock in relation to response times. The call sign HCP does not act as a conveying response so 30 minutes after the first call was received, we would have needed a crew on scene in order to arrive within our intended time limits. There was a delay in responding to the calls due to all other resources being fully committed in attending to, or being diverted to higher priority emergencies/backups. The calls were prioritised as appropriate. When calls are received into the Emergency Operations Centre (EOC), they are coded using a nationally defined set of priorities based upon the information given over the telephone. The calls are assessed and prioritised in order of clinical need. At the time we received the first two calls into the EOC, the information given did not require an immediate 8 minute Ambulance response and instead, was allocated as a 30 minute response. Once the call was upgraded to a Red2 (R2) 8 minute response, the next available crew was allocated to attend. Although the patient has been assessed by a Medical Professional; when taking a call on the 999 line, we always re-assess the patient to ensure the most appropriate response is being given. Calls are prioritised using the Advance Medical Priority Dispatch System. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time ensuring more immediate life threatening or time critical patients are responded to first. When a call is received into the EOC on the 999 line, the call handler will ask a series of questions about the Patient to establish the priority of the response that is required. The series of questions asked will be dependent upon various factors including the Chief Complaint of the patient, age, sex etc. In order to send the most suitable response, it would have been appropriate to ensure all of the patients’ Chief Complaints including Difficulty in Breathing, were presented at the time of making the 999 call. By providing facts and information about the patient, they will receive the correct response from the outset. Recommendations: 3. Dispatchers to be reminded when to allocate HCP. Action: Communicate to all Dispatch Staff that HCP should only be allocated once it’s confirmed there is a Defibrillator on scene with a trained person to use it. For: Evidence: Copy of the report Deadline: 15/08/13 4. Call Handlers to be reminded to ask if there is a Defibrillator and trained staff when appropriate. Action: Communicate to all Call Handlers of the importance of asking the Defibrillator question. For: Evidence: Copy of the report Deadline: 15/08/13 5. Surgery staff to be invited to EOC to see how calls are prioritised and dispatched upon. Action: Communication with Surgery to invite them to attend the EOC. For: Evidence: Copy of the report Deadline: 15/08/13 Sign Off (include dates) Date report sent to Investigation Manager for approval: 22 July 2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/027/13 FC/027/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: Complainant Name: Telephone Contact: Correspondence Address: Date of incident: Patient Name: How Received: Relationship to patient: Logged by: Incident Location: Brief details of the complaint: 06 June 2013 24 February 2013 Deceased? No Email Their reference: 2 hour delayed response to elderly man who stumbled down the stairs & broke his foot. Delayed Response (Timeliness, Activation/Response) and inappropriate Type of Complaint: advice given by call taker Division/Area: A&E Cont. Leics & Rutland (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 03 July 2013 04 July 2013 (20 working days) Date to post response letter: Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Why was the caller asked to get the patient up? What caused the delay in getting to the patient? Did the call handler give the appropriate advice? Contact made with complainant: 19/07/13 Expectations of Complainant: As above Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: The Investigation Officer’s Report FC/027/13 Chronology of Events : Taken from call 5315495 received in to the Emergency Operations Centre (EOC) on 24 February 2013 and the Patient Report Form (PRF) details. Date and Time 00:17 00:17 00:19 00:35 01:24 02:01 02:03 02:17 02:37 02:53 03:16 Events Call 5351495 received into the Emergency Operations Centre (EOC). Established patient had fallen injury to ankle. Dispatcher accesses Resource Allocation (Res/All) list to check resources available to send. No resource assigned. Call Handler incorrectly codes as 17O01 Green4 (G4) and sends to Clinical Assessment: doesn’t override due to patient’s age to Green 2(G2). Clinical Assessment Team (CAT) makes assessment. Call upgraded to G2 30 minute response. Resource Log states --------------------- holding 3 x G2 calls. CAT calls back and assesses patient. Worsening advice given. Res/All accessed. 4817 Double Crewed Ambulance (DCA) assigned to attend. DCA arrives on scene. DCA convey patient to Hospital DCA arrives at Hospital. DCA becomes clear from this detail. Evidence Gathered: • • • • Sequence of Events (SOE) for Emergency Call 5351495. Electronic Patient Report Form (ePRF) in relation to call 5545630 Voice recordings of call received into the EOC. Resource Logs from available vehicles at the time of the call being received. Analysis of Care Management or Service Delivery Issues: A call was received into the Emergency Operations Centre (EOC) at 00:17hrs to say the Patient had fallen with an injury to their ankle. At 00:17hrs the Dispatcher accesses the Resource Allocation (Res/All) function to see what vehicles are available. Two vehicles have become clear at this point however, both are assigned within the next minute to Red2 (R2) Emergency Calls. By 00:19, the call handler has correctly coded the call but sent this to the wrong disposition meaning a clinician would call back; as opposed to an Ambulance being sent with a Green 2(G2) 30 minute response. The Clinical Assessment Team (CAT) upgrade the call to G2 at 00:35hrs. An Ambulance is now due with the patient no later than 01:05hrs. Resource logs left by Leicester Desk state G2 calls were being held in ---------------------- area with no crews available to respond to them. At this point, all crews were on higher priority emergencies or providing ‘hot’ back up requests. At 02:01hrs a CAT member calls back the patient as a courtesy call and to assess their current condition. Worsening advice was given to call back if anything changes. The Dispatcher accesses the Res/All function at 02:03hrs and assigns a Double Crewed Ambulance (DCA) 4817 to this detail. They arrive on scene with the patient 14 minutes later at 02:17hrs. Once assessed, the Patient is conveyed to the Hospital and the crew become clear from this detail at 03:16hrs. Conclusion: The caller was not asked on the inbound 999 call or the outbound Clinical Assessments calls to lift the patient. The caller stated unprompted that she could not get him up due to her own conditions so had left the patient on the floor. There was a delay in responding to the G2 upgraded call due all other resources being fully committed in attending to, or being diverted to higher priority emergencies/backups. The Dispatch desk was aware of the waiting G2 calls and logged that there were three waiting to be attended to. There were no crews available at that time. Due to the delay and not being able to respond in a timely manner, the CAT clinician made another call to check on the welfare of the patient. At this time a crew were also assigned to attend the detail. The crew arrived on scene two hours after the initial call was made. The call was processed through the Advanced Medical Priority Dispatch System (AMPDS). The disposition incorrectly gained was for a member of the Clinical Assessment team (CAT) to call back. The information given to the caller at that time was to wait for the CAT to call back. When CAT accessed the call, they automatically upgraded this due the Patient’s age and mechanism of injury. The correct disposition was then given. A courtesy call was made by the CAT due to the time the patient had waited, at no point was inappropriate advice given to move the patient. Recommendations: 1. Action: Dispatch desks to be aware of and use the Res/Allocate function more frequently to ensure checking of available resources whilst calls are waiting to be assigned. For: Evidence: Copy of the report Deadline: 28/08/13 Sign Off (include dates) Date report sent to Investigation Manager for approval: 25/07/2013 approved 26/07/2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/028/13 FC/028/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 10 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 15 December 2012 Patient Name: Deceased? Yes How Received: Telephone Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Delayed response to elderly patient that then died before the ambulance complaint: arrived. Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Leics & Rutland (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 04 July 2013 (20 working days) Date to post response letter: 08 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading Scope of Investigation (must include all complainant concerns) : Leicester City Dispatch Desk Call Taker (DG) Major/Rare Was the call appropriately coded? If not, what was the cause of the incorrect coding? Was there a delay in responding? Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: Explanation and understanding n/a n/a none The Investigation Officer’s Report FC/028/13 Chronology of Events: 15/06/2013 and 16/06/2013 Date and Time 22:07 22:07 23:55 16/7/13 00:17 00:39 00:41 01:03 Events Note in Delivery Manager’s Resource Log (RL) Capacity Management Plan (OCP) 1 & 2 in place. RL notes EMAS holding the following calls: 9 x Green 1 20 minute response G1 16 x Green 2 30 minute response G2 5 x Urgent agreed with Dr 2 or 4 hour collection CAD 5174717. Call received from Out of Hours (OOH) Doctors to ---- year old male with orbital swelling on left side. This was coded Green4 G4 for Clinical Assessment call back. As this was a GP, the call was automatically upgraded to G2 – ambulance attendance required within 30 minutes. OOH was on scene but did not want to stay on scene with patient till ambulance arrived. CAD 5174775. Call received from OOH stating that the patient was now vomiting blood. Patient was conscious breathing, but reported to be drowsy, heavy bleeding with a blood disorder reported. This call was coded G2 but should have been manually upgraded to a Red 2. No res/alloc check completed by Dispatcher. Ambulance assigned and arrived on scene 00:47. This was 52 minutes after the OOH call. rd CAD 5174812. 3 call received from OOH. Patient coughing up blood. Nurse with patient. Patient deteriorating fast. Crew update dispatch that patient had died. There was a valid DNAR in place and that the OOH Dr was on scene Evidence Gathered: CAD SOE Call audit Call WAV file PHSO details Upgrade response from CT Mentor Team Leader email on upgrade Performance Analysis (excel sheet format) PDM Resource Log AMPDS V13 upgrade confirmation email Analysis of Care Management or Service Delivery Issues: At 23:55, a call was received from the Doctor’s Out of Hours Service (OOH) to a ---- year old male with ‘orbital swelling’. The Call Taker was not able to ascertain what caused the swelling. The call was taken through the Accredited Medical Dispatch System (AMPDS) to ascertain whether the patient’s condition was life threatening. OOH confirmed that the patient was alert and breathing. The call was coded G2 for a 30 minute ambulance response, and has been audited as correct. Second call was received, at 00:17 on the 16th, stating that the patient was now vomiting blood. The call was taken through the AMPDS but incorrectly coded as G2. The Call Taker failed to select an upgrade option that would have graded this as a R2, within 8 minute response. AMPDS is a system that automatically codes a call, and assigns a response level, based on the information given. Within the current system there are 10 criteria where the Call Taker has to manually override the system and re-grade to a higher priority. This is indicated by a Sun Icon, in the right hand side of the screen, flashing. The Call Taker failed to select the Flashing Sun icon and a Qualified Call Taker Mentor was asked to review what had happened. The Mentor stated ‘The upgrade icon is not in the immediate eye line of the call taker, easy to miss as it is in the top right of the screen…’ That ‘…If the call taker is using the keyboard to navigate the call it is easier to miss, not needing to move the mouse pointer up to near where the icon is’. Control Room Team Leader stated ‘… in times of high demand/ Overcapacity this (Sun Icon) can be missed…’ Confirmation has been received from the Training Team that a new version of the AMPDS system is expected for the end of the year. The manually upgrade of these codes should not be required on the new version. The Dispatcher did not perform a Resource Allocation check for the second call. Due to this it is not possible to ascertain if a vehicle could have been available or diverted to this patient. When Call 3 was upgraded to a Red 2 call, no vehicle was able to arrive on scene for 22 minutes. This would still have been outside the 8 minute response requirement. At the time of calls the East Midlands Ambulance Service (EMAS) was underperforming with only 61.97% (target is 75%) of life threatening calls receiving a vehicle within 8 minutes. The Capacity Management Plan (OCP/CMP) was noted in the Delivery Manager’s Resource Log as being Level 1&2. This means, that volume of calls were outstripping the number of resources available to respond. Conclusion: Three of the four calls received for the patient were correctly coded. During the second call, the Call Taker failed to manually upgrade the call to a Red 2. As no Resource Allocation check was performed by the Dispatcher, it is not possible to state whether a vehicle would have been available to attend sooner. On the current version of AMPDS, Call Takers are required to manually upgrade certain calls. In times of high demand failures to complete this upgrade occur. A new AMPDS program is expected to be in place in October 2013. This will remove the need for the Call Takers to do this. There was a delay in attending this patient, taking 1 hour and 8 minutes for an ambulance to arrive on scene. The reason for the delay was the number of calls to EMAS outstripped the services ability to respond. Recommendations: No recommendations. Manual Upgrade requirement will not be a feature of the new version of AMPDS. Sign Off (include dates) Date report sent to Investigation Manager for approval: 19/7/13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/029/13 FC/029/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 14 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 11 May 2013 Patient Name: Deceased? No How Received: Email Their reference: Relationship to patient: Logged by: Incident Location: Brief details of the Delayed response and concerned about lack of crew knowledge. complaint: Upgraded from PALS - fed back verbally and he was not at all happy Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Lincolnshire. (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 08 July 2013 (20 working days) Date to post response letter: 12 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Lincolnshire Control Room Why did the ambulance take so long to attend your address? Scope of What was the clinical skill level of the crew attending? Investigation Why was there such a difference in timings between the ambulance transport on (must include all the 11/5/2013 and 19/5/2013? complainant Why were there no ‘Priority Ambulances’ available at the time? concerns) : Contact made with complainant: Phone call; email – Expectations of Complainant: Explanation of delay and why no ambulances available Date OSM/PATIENTL/Manager 5/7/13 informed: Staff involved informed: 5/7/13 Immediate actions taken: N/A The Investigation Officer’s Report FC/029/13 Chronology and analysis of Events: Date and Time 11/5/2013 12:00 approx 13:15 13:19 13:24 To 13:48 14:04 14:15 14:41 19/5/2013 20:54 21:22 Events Patient made contact with 111 and requested advice regards severe abdominal pain and burst wound. 111 assessed his condition over the phone and put in a request for a non-blue light ambulance to attend the patient’s address within 1 hour to transport patient to hospital. This was sent via an automated system to East Midlands Ambulance Trust (EMAS) at 12:15. Call waiting for allocation of a vehicle; 1 hour timescale given by 111 service elapses; system automatically upgrades the call to a G2 response. This means an ambulance should be with patient within 30 minutes. Dispatcher checks Resource Allocation button (Res/Alloc) – this shows all vehicles in the area and whether they are available to the waiting call. Res/Alloc checked twice in couple of minutes. Fast Response Vehicles were available but not suitable for this detail as a conveying unit and this was a transport only request from 111. Patient calls 999 and duplicate call created and was Coded G4. In standard circumstance this would have been sent to the Clinician team for triage. As a call was already awaiting assignment to this patient it was upgraded to G2 as per the EMAS policy. This upgrade was not done based on patient condition. Dispatcher checked Res/Alloc another 4 times and marks that the Division is ‘K0 (no available resources) throughout the call’ – Dispatcher states will resource when crew available. ‘No … DCA – Due to Paramedic shortfall’. The K0 message relates to DCA’s not Fast Response Cars (FRV). Originally a 111 booking for transport to hospital so awaiting Crew available to transport Patient to hospital. At points throughout the Res/Alloc process there were DCA’s available, but these were in meal break window so under EMAS policy were not available for allocation to G2 calls. Dispatcher completes 25 checks on Res/Alloc during timescale of this call. Detail still unallocated so Clinical Triage asked to welfare check Patient as per procedure. Clinical triage completes assessment of Patient condition over the phone. Patient pain level established as 5-6 (moderate) and authorises a Nonqualified (Patient transport only) crew attend to transport the Patient. Continuing checking of Res/Alloc continued until VAS (Patient transport level only crew) becomes available. Arrived scene 15:00 and arrived Peterborough City Hospital AE at 15:54. Total time elapsed – 3.5hrs; 2.5 hours over 111 originally requested time scale. 999 call received from pt. This was coded 21B01 which is a G4 calls. This means ambulance not dispatched, instead patient is called back by an EMAS clinician for triage. EMAS Clinician upgrades this call to a G2 response. Crew assigned at 21:23 and arrive scene 21:44. This is within the 30 minute requirement of face to face contact with a G2 Evidence Gathered: SOE CAD x 2 PALS report Call recording DM assessment on FRV attendance Conclusion: This report is subsequent to PALS investigation that was not resolved. Comparison between this report and the original enquiry substantiates the findings of the PALS investigation. The call was correctly handled, and 25 attempts were made by the Dispatcher to ensure an ambulance was sent to this patient. The reason for the delay in attendance was as per stated in the PALS report: higher priority calls; the Meal Break policy and a crew shortage. The Clinical Skill Level of the crew that attended was Patient Transport Level. They attend with an Ambulance, Stretcher, Oxygen and Basic Life Support training. This level of skill had been authorised following a Medical Assessment by an EMAS Clinician which confirmed that the patient’s condition was not life threatening. The main reason for the difference in timings between the call on the 11th and 19th is that the patient called 999 directly. This resulted in the call being treated as an emergency rather than an upgrade of a transport request from 111. There were priority ambulances available for the call on the 11th, but due to timing of the call numerous vehicles were within their Meal Break Window. Due to this, they can only be assigned to life threatening calls. This detail had been assessed by 111 and an EMAS Clinician as not life threatening, therefore the Dispatchers were correct in not assigning them to this call. Recommendations: 1. Dispatch officer to be commended for the continued attempts to locate a DCA to transport the Patient. Action: Message CEO for mention of DO in Bulletin For: Evidence: Copy of E-mail/letter Deadline: 20/7/13 2. Establish more robust protocol for keeping patients informed of delays, especially in cases of 111 calls where they have not spoken directly to by someone from EMAS. Action: Review setting up an automatic message in the Incoming Messaging Queue (IMQ) for the EOC to welfare check patient. For: Evidence: Copy of report Deadline: 11/9/2013 Learning point: Failure to communicate with Patients increases their dissatisfaction with EMAS. Ensuring patient is updated and informed re delays could potentially reduce complaints by a measurable level Sign Off (include dates) Date report sent to Investigation Manager for approval: 09/07/2013 Date feedback given to complainant: 11/07/2013 Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/031/13 FC/031/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 14 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 25 May 2013 Patient Name: Deceased? No How Received: email Relationship to patient: Their reference: 118240 Logged by: Incident Location: Brief details of the Pt involved in an RTC. Pt claims that amb crew didn't assess her neck or complaint: back for injuries even though she was complaining of pain there. Type of Complaint: Pt. Assessment/Diagnosis (Quality of Care, Clinical Issue) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 09 July 2013 (20 working days) Date to post response letter: 12 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Minor Why was the patient not assessed for neck and back injuries? Contact made with complainant: With hospital 24/6/13 Expectations of Complainant: Explanation/apology Date OSM/PTL/Manager informed: N/A Staff involved informed: N/A information available on PRF. Immediate actions taken: PRF and call audit requested The Investigation Officer’s Report FC/031/13 Chronology of Events: taken from the Computer aided Dispatch (CAD) sequence of events (SOE) for call reference 5570623 on 25 May 2013. New call received at 23:03 hrs following a road traffic collision (RTC) between two vehicles. Resource 6345 double crewed ambulance allocated at 23:03 hrs. Resource 6722 double crewed ambulance allocated at 23:04 hrs. Resource 6345 arrived on scene at 23:15 hrs, and the Fire Service was requested to attend at 23:20 hrs as there was fluid leaking into the road. Resource 6722 arrived on scene at 23:22 hrs, and it transported a patient to hospital. Resource 6345 called clear from the scene at 23:53 hrs after treating the other patient on scene. Evidence Gathered: CAD report Call audit notification Patient report form (PRF) Analysis of Care Management or Service Delivery Issues: Handling of the emergency call: the call was correctly assessed as requiring an ambulance response within 30 minutes, with two resources dispatched to a two car collision. The two resources arrived on scene 12 and 19 minutes after receipt of the emergency call. Care and treatment of the patient: The crew who attended the patient who is the subject of the complaint recorded on the PRF that on arrival she was sat in the driver’s seat. The patient moved herself out of the car, and she advised that she was not injured and she did not wish to travel to hospital. The patient had no pain and a pain score of 0/10 was recorded on the PRF on two separate occasions. The crew also recorded that the patient had no back or neck pain on examination and she was walking around unaided at the scene. A full set of observations was recorded including airway, breathing and circulation assessment, oxygen saturation, pulse, blood pressure, respiratory rate and Glasgow Coma Scale (GSC) reading. The PRF also states again that the patient refused travel to the hospital and she signed the PRF to confirm this decision. The crew safety netted the patient by advising her to visit her GP or the accident and emergency department if she felt any adverse effects following the collision. Conclusion The patient was examined at the scene and was not showing any injuries. She did not wish to travel to hospital and she signed the PRF to confirm this decision. The patient was given safety netting advice which she subsequently followed the next day. Recommendations: No recommendations to be made on this occasion. Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/032/13 FC/032/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 14 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 10 February 2013 Patient Name: Deceased? No How Received: Email Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Did an A&E ambulance crew incorrectly sanction a Fire-fighter to drive complaint: one of our ambulances? Type of Complaint: Inappropriate Actions (Other) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 09 July 2013 (20 working days) Date to post response letter: 12 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Establish if a Fire Fighter was given permission by EMAS crew to move ambulance at the scene of an incident on 10 February 2013. Contact made with complainant: 25 June 2013 Expectations of Complainant: Establish above Date OSM/PTL/Manager informed: 25 June Staff involved informed: 25 June 2013 Immediate actions taken: The Investigation Officer’s Report FC/032/13 The IO contacted both members of staff by email, both responded, --- recalling that he was asked by a member of the Fire Service if they could move the ambulance as it was causing a ‘slight’ instruction. --- agreed. The IO contacted the complainant on 27 June 2013 and informed him of the above. The complainant apologised stating that he had settled the matter yesterday and thanked EMAS for all their assistance. He also stated that he did not require any further correspondence and could he ask that the Formal Complaint be closed. The IO stated that he would arrange for the matter to be closed. Sign Off (include dates) Date report sent to Investigation Manager for approval: 27 June 2013 Date feedback given to complainant: 27 June 2013 Response letter sent: Not required Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/033/13 FC/033/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 14 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 12 June 2013 Patient Name: How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Delayed response to patient with violent nosebleeds. Brief details of the complaint: (HAPPENED THE SAME DAY AS THE ICT FAILURE) Deceased? No Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Nottinghamshire (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 09 July 2013 (20 working days) Date to post response letter: 12 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : 2214 – Control Room Sheets Unavailable to see staffing Why was my Mum not treated as an Emergency? Why do we have to be questioned every time 999 is called? Why was the response not met in 8 minutes as per your government guidelines? Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: Letter sent - no phone contact made The Investigation Officer’s Report FC/033/13 Chronology of Events: Taken from calls 5617091 and 5617102 received in to the Emergency Operations Centre (EOC) on 12th June 2013 and the Electronic Patient Report Form (ePRF) details. Date and Time 20:24 20:37 20:43 20:55 20:55 21:39 21:46 22:11 22:27 22:51 Events On the date of this incident, the CAD system used to log all calls was not working. All calls were being logged on paper to be entered retrospectively. First call 5617091 received into the Emergency Operations Centre (EOC), Nosebleed. Call coded correctly by Call Handler as 21B02 Green 2 (G2) 30 minute response given. taped PDIs given – Help has been arranged Second call 5617102 received into the EOC, Patient now bleeding from eyes. Call coded incorrectly by Call Handler as 21A02 Green 3 (G3) 20 minute call back from the Clinical Assessment Team (CAT). Should have been 21B01 Green 4 (G4) 1 hour call back. –Call Handler states help has been arranged and gives bleeding PDIs. Call Handler rings back to say Clinician would call them to gather further information and provide more instructions. Clinician speaks with caller. Establishes nosebleed since 1930hrs non-stop with bleeding now from left eye and clots. Third nosebleed in 9 days. Patient is taking Aspirin. Has Past Medical History of Triple Heart Bypass. Upgraded to Green 1 (G1) 20 minute response by CAT after assessment. 2214 Double Crewed Ambulance (DCA) assigned to attend and mobile towards incident. 2214 DCA arrives on scene with Patient. 2214 DCA leaves scene towards Hospital. 2214 DCA arrives at Hospital. 2214 DCA calls clear from this detail. Evidence Gathered: • • • • • Sequence Of Events (SOE) from call 5617091 and 5617102. Scanned copies of Resource Logs from Derby North Desk and Duty Manager. Copy of Electronic Patient Report Form (ePRF). Call audits for calls 5617091 and 5617102. Voice recordings of calls 5617091 and 5617102 inbound and Clinical Assessment Call. Analysis of Care Management or Service Delivery Issues: At approximately 09:45hrs on 12th June, the Emergency Operations Centre (EOC) was subject to an IT major incident system failure. This meant that all calls received after this time on this day were recorded on paper and entered retrospectively. All calls processed at this time would have been done so using the Advanced Medical Priority Dispatch System (AMPDS) card sets. This is a manual system. Call number 5617091 was received into the EOC at 20:24hrs. The call was processed manually through AMPDS and a Green 2 (G2) 30 minute Ambulance response was achieved. The Call Handler gave instructions on how to help stop the flow of blood then played the Taped Post-Dispatch Instructions (PDIs). The second call was received into the EOC at 20:37hrs and processed through the AMPDS system by the Call Handler. This was coded incorrectly gaining a Green 3 (G3) 20 minute call back response and should have become a Green 4 (G4) 1 hour call back response. Due to this being the second call, it did not have an impact on the delay for the first call. The Dispatcher will run on the first call, if further calls are higher priority, the first call will be upgraded. On the second call, the caller was under the impression that an Ambulance was already on route to the property. The caller thought they had spoken to the Doctor and it’s the Doctor who arranged the Ambulance. The second call was placed as the Patient now had blood coming from the corner of her eyes. Bleeding instructions were provided to the caller who stated these directions were already being carried out. The other PDIs were then read over the phone. At 20:43 the Call Handler made an outbound call to the address as the second call was coded G3, the Clinical Assessment Team (CAT) script should have been delivered. The Clinician telephoned the address at 20:50 and ran through an assessment to establish further information about the Patient. On receipt of this information, the Clinician upgraded the call to Green 1 (G1) a 20 minute face to face response. An Ambulance was allocated to the detail at 21:39hrs and arrived on scene with the Patient at 21:46hrs. 1hr 22minutes from the time of the first call. Paper occurrence logs from the Duty Manager show at 21:01hrs there were 6 x G2 calls and 1 x G1 call being held in the North Derby area. Conclusion: The first call was received into the Emergency Operations Centre (EOC) at 20:24hrs and processed through the Advanced Medical Priority Dispatch System (AMPDS); gaining a Green2 (G2) 30 minute response. When calls are received into the EOC, they are coded using a nationally defined set of priorities based upon the information given over the telephone. The calls are assessed and prioritised in order of clinical need. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time. At this time there was a high demand for Ambulances within that area. There were 6 incidents waiting to be allocated to in this area at the time of the call. At the time of the calls being received into the EOC, we were experiencing a high demand of calls for the area and there were no crews available to respond to this call. All crews were assigned, backing up solo responders on jobs or being diverted to higher priority emergencies. A welfare call was carried out to the patient by the Clinical Assessment Team (CAT) due to the delayed response. The call was then upgraded to a Green 1 (G1) 20 minute face to face response. As there were still no crews available, it took a further 51 minutes for the crew to arrive with the patient. In order to establish the condition of each Patient when a 999 call is placed, the caller is asked a series of questions. These questions are designed to give the most appropriate Ambulance response based upon the Patient’s presenting condition. As a Patient’s condition may have changed from when the initial call is placed, it is pertinent to process the caller through the questions and see this. A change in the patient’s condition could alter the level of response that is given. An 8 minute response is given to those calls which are classed as immediate life threatening emergencies such as Cardiac Arrests and Heart Attacks. As the patient was processed through AMPDS and considered to be in a more stable condition, a G2 response of 30 minutes was given. Recommendations: Action: To ensure feedback given to EMD regarding incorrect coding of second call. For: Training Team Evidence: Copy of the report Deadline: Completed 02/07/13 Sign Off (include dates) Date report sent to Investigation Manager for approval: 05/08/13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/034/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: Complainant Name: Telephone Contact: Correspondence Address: Date of incident: Patient Name: How Received: Relationship to patient: Logged by: Incident Location: 19 June 2013 14 June 2013 Deceased? No Telephone Their reference: Enquirer called 999 as she was suffering severe abdo pain. An FRV paramedic arrived who was very cocky from the outset. He asked what meds she was on and she gave him her chart and explained that she kept then upstairs and in a handbag. She then thought he asked when her birthday was and she replied 'January'. He called her a liar as he had actually asked when she had last called for an ambulance. He initially stated that he would transport her in his car to Chesterfield hospital and offered her Entonox but then stated that she would not be able to take it on route. She was in too much pain and needed some relief so explained that she couldn't travel in his car. He then offered morphine but then withdrew the offer. He then stated that he would wiat with her until an ambulance arrived but this may be up to 2 hours. He stated that Brief details of the he could be trating rally ill people i this time and she said'don't put that on me'. complaint: The ambulance arrived not long after and she then observed the FRV para ging through her kitchen cupboard and taking out some out of date meds (gabapentine) and taking them with him. She believes that this is stealing. On the way to hospital she was chatting to the trsnporting crew and they discussed the ambulance programme on TV and ketamine was mentioned. On arrival at hospital the doctor stated that she has asked on crew to give her ketamine and that another paramedic had advised that she had drugs all over the house. She is very unhappy anput the action of the FRV paramedic and wants to see him disciplined. She is taking legal advice. CAD ref: 5614474 Type of Complaint: Attitude (Attitude) Division/Area: # A&E Nottinghamshire (A/E) Investigation Officer: 10 July 2013 (15 working days) Date for Investigation conclusion: 17 July 2013 (20 working days) Date to post response letter: FC/034/13 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: What is the procedure for transporting a patient in an Fast Response Car (RRV)? What pain relief can be given if patient is transported in RRV? Scope of What time scale was appropriate for the Paramedic to request the transporting Investigation Ambulance? (must include all complainant concerns) : Why did the Paramedic ask about existing medications? What did the Paramedic do with the patient’s own medication removed from the house? Contact made with complainant: Letter – no reply phone call Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: Member of staff is disciplined 10/7/2013 The Investigation Officer’s Report FC/034/13 Chronology of Events: Date and Time 14/7/2013 14:18 14:20 14:25 14:33 15:09 15:11 At scene 16:57 Events Neighbour calls 999 as patient (Pt) has abdominal pain and vomiting Call coded as G1 call requiring 20 min Face to Face response Ambulance car (FRV) 2738 assigned to call RRV arrives on scene – within the Guideline 20 mins response Paramedic advises control Pt “wants morphine but this is against protocol as she has had too much morphine”. Paramedic then requests Amber backup – this is request for the next available ambulance to attend as a blue light emergency and can only be diverted to a R1 call. 9413 conveying ambulance was assigned and arrived scene at 15:23, crew took pt to Chesterfield Royal Hospital arriving at 16:06 PRF from crew notes paramedic gave entonox and IV cyclizine given. ‘…morphine withheld due to amount of medication found in the house and that the HPC is inconsitant. Pt has taken own meds to minimal effect…’ ‘… pt has … handbag full of medications, in kitchen patient also had a large quantity of POM’s. All taken to hospital with pt…’ Crew informed control they were making a safeguarding referrals Evidence Gathered: SOE CAD Investigators Log Book PRF Email from Patients transported by Solo Responder SOP Duty of Care policy Clinical Bulletin Priority Patient conveyance Analysis of Care Management or Service Delivery Issues: At 14:18 a neighbour of the patient calls 999 from the address. The call is taken through the Accredited Medical Priority Dispatch System (AMPDS) and coded for a G1, 20 minutes response call. A Fast Response Vehicle (FRV) attends at 14:33, within the 20 minute guideline and assesses the patient. During the questions into the patient’s previous medical history (PMH) there is a communication between the paramedic and patient. Paramedic notes that ‘…morphine was withheld due to amount of medications found in the house and that the HPC (History of Previous Complaint) was inconsistent….. Patient has taken own meds to minimal effect’ Initially, the paramedic’s observations supported taking the patient to hospital in the FRV. As the Paramedic spoke with the patient, he was unable to ascertain how much morphine the patient had taken prior to his arrival. Due to this the Paramedic had to revaluate how to get the patient to hospital. An EMAS Consultant Paramedic outlines ‘One of the side effects of morphine is respiratory depression and in cases of over administration respiratory arrest…’ and that it is ‘…unsafe to transport on their own in a car due to the inability to verify what amount of morphine the patient had taken prior to their attendance…’ The ‘Patients Transported by Solo Responders’ Standard Operating Procedure (SOP) states ‘…In any case where there is doubt over the suitability of the patient for transport in a solo response vehicle the clinician on scene has absolute say over whether or not transport can occur’. The Paramedic then requested Amber Backup from a Double Crewed ambulance – this means the next available ambulance would be assigned on blue lights. This vehicle would only divert to a life threatening call coded R1. The Paramedic then remained with the patient and administered entonox and IV cyclizine until a transporting resource arrived 14 minutes later. The patient was handed over to hospital staff, as were the patient’s medications from the house. Conclusion: The procedure for transporting a patient in a Fast Response Car (FRV) states that the Paramedic has the ultimate decision regards to whether the car is suitable for that patient. If the Paramedic has any concerns about the patient’s conditions another form of transport needs to be arranged. In this case where that Paramedic could not ascertain the amount of Morphine a patient has taken the advice is not to convey in a car. This is due to the possible side effects which include respiratory depression and in cases of over administration respiratory arrest. It would therefore be considered unsafe to transport on their own in a car due to the inability to verify what amount of morphine the patient had taken prior to their attendance. The Paramedic requested for the next available ambulance to attend as a blue light emergency which can only be diverted to a R1 call (an immediately life threatening call). The ambulance arrived on scene with the Paramedic within 13 minutes of this request and he remained with the patient until that time. The reason why it is important for the Paramedic to ask about existing medication to understand what effects that the medications taken can have on the patient’s condition as stated in paragraph 2 of the conclusion. The paramedic felt that the information given by the patient was inconsistent. Due to this he did not feel it was safe to administer more morphine. This concern was noted at the time to the Control Room and noted in the Patient Report Form. All medications were handed over to the hospital staff and this was noted in record of the call on the Patient Report Form The Paramedic complied with the Standard Operating Procedures laid out regards to the transport of patients in Fast Response Vehicles. Recommendations: No recommendations. Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Summary Incident (SI) Description and Consequences Report SI Unique Reference: 2013-20999 SI Criteria: Incident Date: Care Management Concern 06 March 2013 Source: PALS/FC035 Reported as Patient Safety Incident: Y Harm Rate: Level 5 – Patient Deceased Initial Call Coding: Red 2 Area/Divisional: Derbyshire Base: Patient Outcome: Patient dies two days after incident in Hospital of Small Bowel Ischemia Report Submission Date: 20 September 2013 Extension: none Concise Introduction to the Incident An Ambulance was called for a patient suffering from pain in his arms and right sided chest pain. Concerns have been raised regarding assessment on scene and non-conveyance of the Patient. The Patient died two day later in Hospital of Small Bowel Ischemia. Terms of Reference (TOR) Why was the automatic back up to a Double Technician Crew attending a Chest Pain Call, not provided? Why was the patient not conveyed? What is the rationale for the patient to contact the GP, rather than be conveyed? What appropriate safety netting put in place? Why did the crew not ask for Paramedic assistance to clinically review the ECG? Why did the crew not speak directly to a Clinician? TOR agreed by: LQM Division Date: Email 26/07/13 List Immediate Actions Crew Stood Down: No 1. The crew have engaged with the SI process and a Record of Interview was carried out by Clinical Team 2. Mentor (CTM) on 07 August 2013. Further training has been provided around the process of referral to GP and non-conveyance of Patients to both crew members on 13 August 2013. Staff Education and Support Technician 1 () Technician 2 () Dispatch Officer 1 () Dispatch Officer 2 () EE Date: 28 May 2012. EE date: 30 May 2012 . EE date: 17 July 2012. EE date: 04 September 2012. IPR Date:26 February 2013. IPR date:26 February 2013. PDR date: 13 August 2013. PDR date: 26 June 2013. Road staff have been supported by the Clinical Team Mentor (CTM) throughout the investigation. The crew have continued with their duties having taken the opportunity with the CTM to run through the correct processes. --has had further assistance from the CTM in relation to external issues to EMAS and, both have been given the details for self-referral if required. Dispatch staff were supported by the Duty Manager within the Emergency Operation Centre (EOC) and are aware of the self-referral process. Healthcare Decisions Panel (HDP) referral: No – Technician crew/Dispatch staff Being Open A call was made and email correspondence requested on 04 July 2013 in relation to the Formal Complaint. The complainant was informed that an internal investigation is being conducted. Further communication has taken place via email on 19 July with an update given and conclusion of investigation timescales. Upon conclusion, a written response to the complainant will be provided explaining the full outcome and learning. Timeline of Events Date and Time 06 March 2013 Event Incident Number 5376779 07:18hrs 07:19hrs 07:19hrs 07:20hrs 07:20hrs 07:28hrs 07:30hrs 07:40hrs 08:10hrs 08:11hrs 08.37hrs Call received into Emergency operations Centre (EOC). Double Crewed Ambulance (DCA) 2417 assigned to attend. Call Taker establishes patient has Pain in Arms, Right Sided Chest Pain. Coded correctly by Call taker as 10D03 Red2 (R2) 8 minute response. DCA 2417 on route to incident. DCA 2417 arrives on scene with patient. Delay caused due to no standby near location. First set of observations taken from Patient. Pain score of patient recorded as 01/10. Second set of observations taken. No Past Medical History Recorded. Crew call clear from this detail. Note entered from Dispatcher saying Patient had been referred to Immediate Care. Crew return to base Crew reserved for next call 14 June 2013 18 July 2013 Email received from complainant and logged as FC. Case escalated from FC to SI. Analysis of Findings Incident Number 5376779 Following a call audit, this call was correctly coded as 10D03 Red 2 (R2). The target response time for the R2 is 8 minutes face to face ambulance response. A Double Crewed Ambulance (DCA) was reserved and allocated at 07:19hrs. The DCA was a double Technician crew. The DCA arrived on scene outside of the 8 minute target by 1 minute due to the distance from the patient when allocated. The crew were with the patient at 07:28hrs. Two sets of observations were taken by the Technician crew over a period of 10 minutes with the patient. After these were completed, the crew discussed with the Patient that it would be beneficial to seek advice from his General Practitioner (GP) later that morning. The ePRF states the patient’s partner would ring for an emergency GP appointment at 08:00hrs. At 08:11hrs the call was closed and records indicate the crew had called clear from this detail and were returned to base. A call can only be closed once all resources have cleared from dealing with it. A clinical review of the electronic Patient Report Form (ePRF) was carried out by the Divisional Clinical Team Mentor prior to meeting with the crew. The analysis of the Electronic Patient Report Form (ePRF) shows; The patient had a long history of abdominal pain/problems but had not seen GP for 10 months. There is no diagnosis recorded and nothing had been entered into the Past Medical History (PMH). The patient (according to the ePRF) was not cold, grey or clammy whilst the crew were on scene. In observations the patient was slightly tachycardic (fast heart rate) and lower than expected SPo2 (Oxygen levels) although the physical examination would suggest the patient was well perfused (good colour). All other observations were within normal limits for this patient with the noted on-going medical symptoms. Even though the Patient had a long history of abdominal pain, the only new symptom was pleuritic chest pain on coughing. As per EMAS guidelines a Technician crew should not leave a patient at home without speaking to a Clinician; whether that is a nurse from the Trust Clinical Assessment Team or Out Of Hours or General Practitioner (GP). The crew did not clear from the scene until 08:10hrs which is after the time the partner indicated they would call to speak to the GP. It is reasonable to expect that the crew could also have spoken to the GP directly. The crew have documented that there is no abdominal rigidity. The comments state there is an increase in pain on coughing. Abdominal rigidity in a patient could suggest there is a mass or bleeding present. If rigid, the crew would consider there to be something wrong with the Patient. The ePRF does not state if there is any tenderness or not. Crews are taught to conduct their own assessment and not necessarily act on what the chief complaint is reported on the Computer Aided Dispatch (CAD) system. This takes in to consideration that the information provided by the non-caller is not always accurate and once a clinician carries out initial observations the complaint may be different. Following the record of verbal interview, it was established that the Dispatcher on this date was following her normal processes for sending a crew to the job and would normally dispatch the nearest resource. Trust Protocol indicates a call to chest pain requires an automatic back up and must include the attendance of a Paramedic. When sending the crew, the Dispatcher made an assumption that a Paramedic was on board and did not check or clarify this assumption. The Dispatcher further understood that if required once at scene, a Technician crew would inform Dispatch desk that a Paramedic is required, and be dispatched. On this occasion the crew did not request Paramedic back up. Information supplied by the Location Quality Manager states all crews are rostered to be Paramedic crews (except dedicated Urgent crews). Leave and sickness means this does not always occur as the relief pool is predominantly Emergency Care Assistants (ECA) so, if a Paramedic is off and they have a Technician crew mate; they may be crewed up with an ECA. The assumption of the Dispatcher is therefore incorrect. Technician 2 (T2) having been shown the ePRF was unable to remember the incident. From the writing style (wording and terminology on the electronic document) she indicated this was not her own; after a conversation with Technician 1 (T1), it was established that she was also unable to recall the incident but accepted she completed the ePRF. T1 stated that from looking at the observations and the ePRF the outcome for the Patient from their treatment was correct. There were no concerns in the Patient’s observations, he was not in any pain and any intermittent pain had been on-going for the last 10 months for which he had not sought help from a GP. The crew did not establish the reason the patient felt the need to call for 999 assistance and whether there had been a change in their chronic condition. T1 knew that when a Patient was being left at home, a referral to another Healthcare professional should be made. She was not aware it was the responsibility of the crew to make this referral to the Patient’s GP, an Out of Hours GP or the Clinical Advice Team (CAT) desk within Control. Conclusion The call made to the Emergency Operations Centre (EOC) was coded correctly. The call was not responded to within the target time of 8 minutes due to the distance needed to be travelled by the crew. The crew arrived on scene within 09 minutes. There were no clinical indicators observed or recorded that would suggest the patient was acutely unwell. It was incorrectly expected by the Dispatcher that should a Paramedic be required the DCA Technician crew would have asked for one via the Control Room. Protocol is that for chest pain calls, an automatic back up should take place to ensure a Paramedic response. The Dispatcher made incorrect assumptions about the crew skill mix and did not follow procedure to allocate a backup resource. From the information provided by the Patient to the crew, the patient is recorded as having abdominal pain and not Chest Pain as first reported to the Emergency Operations Centre. A Technician crew are trained to observe the basics with regards to ECGs and given working time with other Clinicians, enables them to increase their skill level and understanding through on the job training. The Technician crew in attendance felt they were able to analyse the heart trace (ECG) and rule out anything relevant to cardiac problems. The crew did not contact a senior clinician whilst on scene with the Patient to confirm or discuss their understanding of the ECG output. From the information gained by the crew on scene, it was appropriate to refer the patient to the GP however, the crew should have made an effort to contact a clinician; either the Trust Clinical Assessment Team (CAT) nurse triage desk, the out of hours GP or the patient’s own GP for a clinical handover. Given the timing of the incident it was not appropriate to have left the patient’s partner to make this contact and the clinician should have spoken directly to another clinician. The crew did not ring the GP, Out of Hours GP or Clinical Assessment Team within Control and they were unaware of the full correct process to follow. The assessments made indicated to the crew that the Patient required further assessment; they did not consider this assessment needed to be through the hospital care pathway. Root Cause The crew did not establish what had changed in the patient’s chronic condition and why they had sought emergency assistance. Contributing Factors • • • • • • • • • The Patient’s presenting condition was not of cardiac origin. The crew did not understand the referral process. The Technician downgraded the call from chest to abdominal pain so no Paramedic was required. The age of the condition being 10 months. Pain presented was only upon coughing. No clinical indicators presented to show acutely unwell. The Patient presented with normal observations for him. The full referral process for safety netting was not fully understood by the crew. The time of day as the Doctor surgery would have been closed. Dispatchers although aware of the back-up procedure to chest pain calls, from experience expected Technician crews to make them aware if a Paramedic was required. Organisation and Divisional Recommendations Recommendation Crews are reminded of the process for safety netting Dispatchers to be reminded of the process for backing up crews if required Action Communication sent to all crews regarding appropriate safety netting if a Patient is left at home - to go to all non-registered Clinicians. Memo to be sent to all Dispatchers to read and sign. It is not down to the crew to ask for the Paramedic of the deployment SOP states one should be sent. Dispatchers should not assume a crew has a Paramedic on board. Lead Due Date Evidence 01 November 2014 Copy of email to follow 01 November 2014 Copy of email to follow Crew to have up to date IPR IPR to be completed 20 February 2014 Crew to retrain on correct referral process Retraining required 13 2013 August Copy email of IPR/Completion Completed - Copy of email Organisational Lessons Learned Staff are making assumptions about procedure without gaining assurance and clarity of the process. Evidence Gathered Call Audit PRF ROVI Clinical Review of PRF Statements from crew and Dispatch Sequence of events from call Copy of Deployment of Planned resources SOP Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Formal Complaint Proforma Ref: FC/036/13 FC/036/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 20 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 12 June 2013 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Delayed response to pt who had an accident on his scooter. When the Brief details of the amb did arrive, the crew didn't seem to be in command of the situation complaint: and got lost on route to A&E. Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Derbyshire (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 12 July 2013 (20 working days) Date to post response letter: 18 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation • (must include all • Why was there a delay in the Ambulance Service responding? Why did the crew not know where the local Hospital was located? complainant concerns) : Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: Letter sent 09/07/13 The Investigation Officer’s Report FC/036/13 Chronology of Events: Taken from calls 5611304, 5611261, 5611361, 5611372 received in to the Emergency Operations Centre (EOC) on 12th June 2013 and the Patient Report Form (PRF) details. Date and Time 17:24 17:24 Unknown time 17:25 Unknown time 17:30 17:55 17:59 18:40 19:00 19:42 Events On the date of this incident, the CAD system used to log all calls was not working. All calls were being logged on paper to be entered retrospectively. First call received 5611261, knocked off motorbike. This was coded as 29B04 Green1 (G1) response. Second call received 5611304, RTC Motorcyclist v Van. This was coded as 29B01 Green2 (G2) response. Second call duplicated up to first and closed correctly by the Dispatcher. Third call received 5611361, RTC Van v Motorcycle. This was coded as 29B04 Green1 (G1) response. Third call duplicated up to first and closed correctly by the Dispatcher. Detail assigned to 3110 Double Crewed Ambulance (DCA). DCA mobile from Derby City after completing late break. Fourth call received from Police to state they were on scene and asking for estimated time of arrival of crew. 3110 DCA arrives at scene of incident. 3110 DCA leaves scene of incident with patient heading towards Hospital. 3110 DCA arrives at Hospital. 3110 DCA calls clear from this detail. Evidence Gathered: • • • • • • • Sequence of Events (SOE) for Emergency Calls 5611261, 5611304 and 5611361 Electronic Patient Report Form (ePRF) in relation to call 5611261. Call audits for the calls received into the Emergency Operations Centre. Delivery Manager (PDM) log for 12th June 2013. Email with breakdown of calls in area from ---. RAC route maps with times to travel. Record of conversation from crew Analysis of Care Management or Service Delivery Issues: At approximately 09:45hrs on 12th June, the Emergency Operations Centre (EOC) was subject to an IT system failure. This meant that all calls received after this time on this day were recorded on paper and entered retrospectively. All calls processed at this time would have been done so using the Advanced Medical Priority Dispatch System (AMPDS) card sets. This is a manual system. The first call recorded into the EOC was at 17:24hrs. After being processed correctly by the Call Handler, the call was coded 29B04 Green1(G1) a 20 minute response. At the same time a further call 5611304 was being received into the EOC. This was processed incorrectly and coded as 29B01 Green2 (G2), a 30 minute response. The correct coding should be 29D02I G2, the same response time. This call was linked to the first call and closed. A third call was received at 17:25hrs. This was coded correctly as 29B04 G1 and linked to the first call. There is no indication from the retrospective details entered, that the original call was upgraded to G1. There were 2 other incidents being processed for the ------------------ area during the time this incident took place. Both were coded as G2 requiring the same response time. At 17:30hrs, 3110 a Double Crewed Ambulance (DCA) was assigned to attend this incident and travelled from Derby City Centre. A distance of approximately 19 miles and estimated time to travel of 29 minutes. A call was received from the Police who were on scene at 17:55hrs. They asked for the estimated time of arrival and were given any information that was available. The DCA arrived on scene with the Patient at 17:59hrs. After completing assessments, the Patient was conveyed to Hospital. They left the scene of the incident at 18:40hrs arriving at the Hospital, for 19:00hrs. The Emergency Care Assistant (ECA) driving to the Hospital was on her first day at work and had never been to that Hospital so did not know directions. She states she got lost a few times when in the town of the Hospital and asked for directions from the rear of the Ambulance. She does not know if these came from the Patient or Paramedic. At the time of this incident, the Mobile Data Terminal (MDT) was not in use due to the computerised systems within Control being offline. Conclusion: The first call was received into the Emergency Operations Centre (EOC) at 17:24hrs and processed through the Advanced Medical Priority Dispatch System (AMPDS); gaining a Green2(G2) 30 minute response. When calls are received into the EOC, they are coded using a nationally defined set of priorities based upon the information given over the telephone. The calls are assessed and prioritised in order of clinical need. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time. At this time there was a high demand for Ambulances within that area. There were 3 incidents for Swadlincote requiring the same timed response. An Ambulance was assigned to the detail 6 minutes after the initial call. This was the nearest available crew who were travelling from 19 miles away. The resource was with the patient 35 minutes after the first call using the closest available resource. 5 minutes outside of target time. At the time of this incident, the Mobile Data Terminal (MDT) was not in use due to the computerised systems within Control being offline. The Emergency Care Assistant (ECA) driving to the Hospital was on her first day at work and had never been to that Hospital so did not know directions. She states she got lost a few times when in the town of the Hospital and asked for directions from the rear of the Ambulance. She does not know if these came from the Patient or Paramedic. It is confirmed that should the Satellite Navigation system have been in use on that day, the crew would need to know how to manually input into it and would require the post code of their destination. Recommendations: 1. Action: Investigation Officer to brief ---- about incident and discuss possibilities of including Satellite Navigation training to Driver Training School For: Evidence: Copy of the report Deadline: 14/08/13 2. Action: LQM to consider viability of the local induction including ensuring local points of interest are communicated to new staff. For: LQM Division Evidence: Copy of the report and evidence of rationale to alter local induction or not Deadline: 14/08/13 Sign Off (include dates) Date report sent to Investigation Manager for approval: 18.07.2013 Date feedback given to complainant: 18.07.2013 Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/037/13 FC/037/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 20 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 25 May 2013 Patient Name: Deceased? No How Received: PALS.office Relationship to patient: Their reference: Logged by: Incident Location: --- year old boy was involved in an RTC. When the amb crew arrived on Brief details of the scene, the child's Father had taken him to another Grandparent's house, complaint: then returned to the scene. Why didn't amb crew treat the boy or track him down for treatment? Type of Complaint: Pt. Management/Treatment (Quality of Care, Clinical Issue) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 17 July 2013 (20 working days) Date to post response letter: 18 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of 1. Why was -------- not conveyed to hospital? Investigation 2. What are the age guidelines regards to transporting young children to hospital? (must include all complainant concerns) : 3. Were the crew aware of -------- being involved in the accident? 4. What is the standard actions Crews take if there is a possible patient at a different location? Contact made with complainant: Email sent as per request within PALS papers Expectations of Complainant: Explanation of events Date OSM/PTL/Manager informed: 04/072013 Staff involved informed: N/A Immediate actions taken: None The Investigation Officer’s Report FC/037/13 Chronology of Events: Date and Time 25/5/2013 18:36 25/5/2013 18:37 25/5/2013 18:39 25/5/2013 18:40 25/5/2013 18:53 25/5/2013 18:58 25/5/2013 19:13 25/5/2013 19:45 25/5/2013 25/5/2013 Events 999 call made – CAD 5570059 – Road traffic collision between van and motorcycle Call coded 29D02L G2 call requiring a 30 min Face to Face response Ambulance car (RRV) 6430 assigned and arrived scene 18:52 within the 30 min response Guideline Police notified of RTC – Log 657 Double crewed ambulance (DCA) AMV04 assigned to call on blue lights 6430 requested Air Ambulance attendance Lincolnshire Police Helicopter activated as no available Air Ambulances to assist Lincolnshire Police Helicopter transports pillion passenger (P1) to Hull Royal A&E; 6915 transports rider (P2) to Scunthorpe Hospital As crews about to leave scene are informed that a child had been in the vehicle and father had removed him to another location before the crews arrived. Police attend the address where the child is. There were no visible injuries and ----------------- agrees that child is fine. Police confirm if officers had any concerns they would have called for an ambulance but this was not required. Confirmed that ---------------was happy for -------- to remain with her. Evidence Gathered: CAD SOE PRF x 2 on injured pts treated Email from ----------------------------- re Parent Parental Resposibility PALS proforma Analysis of Care Management or Service Delivery Issues: On the 25/5/2013 a van collided with a motorcycle. The two persons on the motorcycle sustained serious injuries and a 999 call was made to East Midlands Ambulance Service (EMAS) at 18:36. Prior to the attendance of the emergency services the van driver decided to leave the scene. He travelled to an address in the area taking his --- year old son to family members. He then returned to the scene. The child had been in the van when the collision took place. Attending the Road Traffic Collision (RTC) were a Fast Response Car (FRV), two Double Crewed Ambulances (DCA) and the Police Helicopter (OSC99). The most seriously injured patient was transported to Hull Royal by OSC99. One of the ambulances then transported the rider to Scunthorpe General. As crew members were leaving the scene they were made aware by the van driver that he had removed his son from the accident. The driver made no indication to the crews that the child needed any treatment. Police have on record that they attended the address where the child was removed to and state he had no visible injuries. They spoke to the child’s Grandmother who was looking after the child and she had no concerns either. Police confirm that had they had concerns they would have called an ambulance to the child but did not feel this was necessary. Location Quality Manager (LQM) was asked about the age where patient should be transported ‘…Under 2’s should be either transported to A & E or if appropriate referred to another clinician i.e. ECP or GP ...’ The child in this incident was 3 years so was outside of this guideline even if he had been on scene. Additionally LQM states ‘The crews will only deal with casualties at a scene. They cannot be made responsible for other participants removing a patient from scene before being assessed. If the patient is removed by another participant i.e. in this case a parent they should be held responsible.’ Conclusion: This child was removed by his father who has full parental responsibility for the care of his son. This legal responsibility lies with the father not with the crews to obtain treatment. If he felt it was safe to remove his son from the scene he has the right to do so. It is not the responsibility of crews to locate this child and the father made no indication to the crews that the child was injured. This has been confirmed with police who attended the address where the child was. They saw no obvious injuries and they did not feel an ambulance was required to which the Grandmother present agreed. Guidelines for transportation of any child under the age of 2 are in place. The child in this case was over the guideline age and so there is no requirement for the crew to transport if the child had he been at the scene. The crews acted correctly in this detail by concentrating on the seriously injured patients present. The responsibility for the care of the child removed was that of the father alone. Recommendations: No recommendations Sign Off (include dates) Date report sent to Investigation Manager for approval: 09/07/2013 Approved 19 07 13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/038/13 FC/038/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 27 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 21 February 2013 Patient Name: Deceased? No How Received: Email Relationship to patient: Their reference: Logged by: Incident Location: Pt in pain and leg swollen. Rang 999 several times. Waited over 2 hours Brief details of the for ambulance. Had a blood clot in leg. Also unhappy with amb crew complaint: making him walk down the stairs, and “showing no compassion”. Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Derbyshire (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 19 July 2013 25 July 2013 (20 working days) Date to post response letter: Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Why was there a delay in responding? Why was ------------- asked to walk down the stairs? Why was the call not prioritised? Contact made with complainant: Message left 28/06/13 – Spoken with on 01/07/13 Above scope to be answered, wants to know why was not a Expectations of Complainant: priority. Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: None The Investigation Officer’s Report FC/038/13 Chronology of Events: Taken from calls 5346131, 5346145, 5346157, 5346201, 5346205 received in to the Emergency Operations Centre (EOC) on 21 February 2013 and the Patient Report Form (PRF) details. Date and Time Unknown 18:44 18:53 18:57 18:59 19:08 19:18 19:20 19:22 19:23 19:31 19:32 19:50 20:06 20:13 20:37 20:52 st Events – 21 February 2013 Previous Medical History (PMH) – Patient undergoing investigations for heart condition. First call received 5346131, patient had pain in leg – call was passed to Clinical Assessment (CAT) team. This was coded as 26O01 which is Green4 (G4). CAT due to call back within one hour. Second call received 5346145, Patient having abdominal pain, lying on the floor with cramps in stomach – confirmed CAT will call back. This was coded as 01A01 G4. The dispatcher shuts down call two 5346145 as a duplicate of original detail 5346131. Third call received 5346157, patient had pain in legs, was sweating, has a history of heart problems – the patient was not alert so coded 26D01 Green2 (G2). The Dispatcher shuts down call three 5346157 as a duplicate of original detail 5346131 and recodes original to G2. Fourth call received 5346201, patient now vomiting and in pain. Caller was told there was no ambulance available at present and given worsening advice. This was coded as 26A11 G4. Fifth call received 5346205, patient has a serious heart condition, in severe pain in leg, not alert. Call was passed to CAT who confirmed an ambulance will come once available. This was coded as 26D01 G2. The Dispatcher shuts down call four 5346201 as a duplicate of original detail 5346131. The Dispatcher shuts down call five 5346205 as a duplicate of original detail 5346131. RES allocate opened. Detail assigned to 3526 Double Crewed Ambulance (DCA) 3526 DCA stood down – required for a priority backup. 3218 DCA allocated after multiple Res/allocate attempts. 3218 DCA arrived on scene. Left scene. Arrived Hospital. Evidence Gathered: • • • • • Sequence of Events (SOE) for Emergency Calls 5346131, 5346145, 5346157, 5346201, 5346205. Electronic Patient Report Form (ePRF) in relation to call 5346131. st Delivery Manager (PDM) Log for 21 February 2013. Voice recordings of calls received into the EOC. Review of ePRF from Locality Quality Manager (LQM) Analysis of Care Management or Service Delivery Issues: The first call was received in to the Emergency Operations Centre (EOC) at 18:44hrs. After being processed by a Call Handler through the Advanced Medical Priority Dispatch System (AMPDS), the call was coded Green4 (G4). The patient was told to wait for a call back from a Clinician which could take anything up to one hour. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time. A second call was received at 18:53hours stating the patient had abdominal pains. This call was processed through AMPDS and received the same response of G4. The caller was reminded to leave the line free and allow for a clinician to call back. At 18:59hrs, a third call was received. The patient was now sweaty and not alert. This was processed through AMPDS and gained a coding of Green2 (G2) which is a 30 minute response. The dispatcher recoded the original job to a G2 at 19:08hrs, nine minutes after the third call was received. A fourth call was received and processed at 19:18hrs achieving the coding of G4. At this point the caller was told there was currently no ambulance available and as soon as one becomes free, it will be sent. The fifth call was received at 19:20hrs and processed to receive a coding of G2. This call was made by the neighbour who was with the patient. As the patient was not alert, the call handler stayed on the line and then passed the call to a clinician who took some further details. The clinician spoke with the patient directly and assessed their condition. The patient was told that an ambulance had been arranged and would be with them as soon as possible. At 19:31hrs the Dispatcher accessed the resource allocation (res/all) function. This shows all available resources available in that area at that time. One minute later at 19:32hrs, a double crewed ambulance (DCA) was allocated to the job. Whilst on route to this detail, a higher priority call was received into the EOC. The DCA travelling was diverted and no longer able to attend from 19:50hrs. The res/all function was accessed again four times in an attempt to assign another DCA. On the fifth attempt at 20:06hrs, another DCA was allocated. This crew arrived on scene with the patient at 20:13hrs, 1hr and 14 minutes after the call was escalated to a G2. Comments from LQM A full examination had been carried out on the patient taking into consideration not only the patients Chief Complaint but also a more holistic approach. The Patient Report Form (PRF) is extremely comprehensive and all the assessment fields are completed even the fields that would not routinely be assessed for a patient presenting with leg pain. The patient is observed as being in considerable pain with a score of 10/10 but has not required any analgesia (pain relief). There are three full sets of observations recorded and they are all in within normal limits with the exception of the first heart rate recorded which was slightly tachycardic (fast) at 106 (normal range 60-100). The two subsequent heart rates are back within the normal range. A 12 lead ECG was recorded and showed no acute changes. From the assessment the crew have documented that they have assessed all the systems and from these assessments the findings of note are related to the affected limb i.e. the left leg They found the following • • • • Diminished circulation to the entire left leg. Left leg feels cool to touch – more so than the right leg Capillary refill on left foot 5 seconds Unable to palpate a pedal pulse on left foot. These findings are extremely important and could be classed as a ‘Red flags’ for an ischaemic limb. An ischaemic limb occurs when there is a sudden lack of blood flow to a limb. With proper surgical care, acute limb ischemia is a highly treatable condition. With a clot in the lower limbs there is a risk of part or all of the clot dislodging and moving to the lungs potentially causing a pulmonary embolism (PE) – to minimise this risk it would have been advisable to reduce the movement in the limb and therefore it may have been advisable not to ask the patient to walk. Conclusion: There was a delay in responding to the G2 upgraded call due all other resources being fully committed in attending to, or being diverted to higher priority emergencies/backups. The crew completed a clinical assessment of the patient and his condition. ‘Red flags’ or identifying symptoms were present. It would have been more appropriate for the crew to provide physical assistance in the form of a carry chair to mobilise the patient. The call was prioritised as appropriate. When calls are received into the EOC, they are coded using a nationally defined set of priorities based upon the information given over the telephone. The calls are assessed and prioritised in order of clinical need. At the time we received the patient’s calls into the EOC, the information given did not require an Ambulance response and instead, was triaged as requiring a specialist clinician to call back and gather more detailed information in person. The first call 5346131 was upgraded as to requiring an Ambulance (G2) after the third call was received and triaged through CAD at 18:59hrs. Due to higher priority calls such as Red2 (8 Minute response) calls waiting to be assigned and ‘Hot Backup’ (back-up on lights and sirens) requests, there was a delay in sending a DCA to the patient. The Dispatcher allocated a DCA at 19:32hrs which was diverted to a higher priority call for ‘Hot Backup’. Another DCA did not become available to respond until 20:06hrs when it was allocated to this detail and attended as required. Recommendations: Action: Crew to attend Kingsway education centre for a patient assessment update For: Evidence: Copy of the report Deadline: 09/08/2013 Action: Complete an academic 1000 word reflective piece on ischaemic limbs, their assessment and management (within 2 months of attending Kingsway) For: Evidence: Copy of the report Deadline: 2 months after assessment update Sign Off (include dates) Date report sent to Investigation Manager for approval: 15.07.13 same day sign off Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/039/13 FC/039/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 27 June 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 13 February 2013 Patient Name: Deceased? Yes How Received: PALS.office Relationship to patient: Their reference: Logged by: Incident Location: Pt was yellow, confused & disorientated, & had swollen abdomen. Brief details of the Paramedic said it was a urine infection & a doctor was needed to complaint: prescribe antibiotics. Pt admitted to hospital next day and a month later died of liver disease. Type of Complaint: Pt. Assessment/Diagnosis (Quality of Care, Clinical Issue) Division/Area: # A&E Derbyshire (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 19 July 2013 (20 working days) Date to post response letter: 25 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Why was ------------- not conveyed to hospital on the 13/02/13? Investigation Do Doctors/General Practitioners normally act upon a diagnosis of a Paramedic? (must include all complainant concerns) : Do Paramedics normally diagnose? Contact made with complainant: Email on 02/07/13. Updated on 11/07/13. Expectations of Complainant: For EMAS only queries to be answered by us. Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: The Investigation Officer’s Report FC/039/13 Chronology of Events: Taken from call 5325837 received in to the Emergency Operations Centre (EOC) on 13 February 2013 and the PRF details. Date and Time 15:10 15:11 15:14 15:18 15:26 15:53 16:23 16:36 Unknown time th 14 February 2013 Events New call 5325837 received into Emergency Control Centre. Passed verbally by 111 with a DX011 RED2 8 minute response code requested. Resource availability (Res/All) list entered. Resource 2433 Rapid Response Vehicle (RRV) consisting of a Paramedic and Observer allocated and dispatched to attend. Clinical Assessment Team access call and downgrade to Green1 (G1). No delay caused. 2433 RRV Arrives at scene of incident. Paramedic checks observations/vital signs of patient. 2433 RRV Arranging for Doctor to attend as impression of Urinary Tract Infection given. Paramedic completes second set of observations/vital signs of patient. Paramedic calls clear from this detail. A Doctor arrives and administers antibiotics then leaves – patient still at home. General Practitioner from B Medical Practice arranged for patient to be taken to Hospital 1 based on Paramedic diagnosis. th 20 February 2013 Patient taken to Hospital 2 ward after being found confused and on the floor at previous location. th 28 February 2013 Patient discharged from Hospital 2 ward to home. rd 3 March 2013 Spouse unable to rouse patient, dialled 111, taken to Hospital 2. th 5 March 2013 Patient dies in ITU of Hepatic Encephalopathy, Liver Disease and Tricuspid Regurgitation. Evidence Gathered: • • • • • Sequence of Events (SOE) for Emergency Call 5325837 Electronic Patient Report Form (ePRF) in relation to call 5325837 Review of ePRF from Locality Quality Manager (LQM) Health and Care Professions Council Standards of Proficiency for Paramedics. Copy of email correspondence. Analysis of Care Management or Service Delivery Issues: A call was received into the Emergency Operations Centre (EOC) at 15:10hrs from the 111 triage service. This had already been processed by them on their own system and a disposition of an 8 minute Ambulance response was given to the Call Handler at EOC. At 15:11hrs the Dispatcher accessed the resource allocation (res/all) function. This shows all available resources available in that area at that time. The Dispatcher then allocated a Rapid Response Vehicle (RRV) to the job. This RRV was logged onto the resource stack as a single Paramedic. No mention was made of a second crew member or Observer. A Nurse from the Clinical Assessment Team (CAT) called back the patient at 15:14hrs and made an assessment on the patient’s condition, taking further details into consideration. The grading of the call was then changed to Green1 (G1), this did not affect the response time to the patient. The RRV arrived on scene with the patient at 15:18hrs. After making observations (recorded on the ePRF) and making a referral for a Doctor to attend, the RRV called clear from this detail at 16:36hrs. Comments from Locality Quality Manager (LQM) The ePRF is generally well completed. There could have been further information around the assessment undertaken and the history gathered in the comments section as the RRV was on scene for one hour 18 minutes. The Symptoms section has not been completed, resulting in limited information gained from the patient regarding their current state of health. A small amount of history and clinical findings are documented within the comments section. This could have been expanded upon. The patient’s past medical history is documented although the patient’s medications are not. A Primary Survey was completed to check if the patient was alert, responded to voice, responded to pain or, whether they were unresponsive. This is documented as alert with confusion. A FAS test was also completed with a negative outcome. This test is used to check for the symptoms of a Stroke. The patient’s breathing is documented as normal for the patient. Skin temperature, colour, moisture, turgor (the time it takes the skin to recoil if pinched) are documented as normal and the capillary refill (time it takes for colour to return to skin if pressed) is within 2 seconds. The patient’s mental status is documented as confused. Two sets of observations have been documented during 57 minutes. An irregular heart rate is noted which relates to the Atrial Fibrillation shown in the past medical history. The heart rate, respiratory rate (breathing rate), blood pressure, Oxygen Levels (SPO2), Blood Sugar levels (BM) and pain scores are documented. With the exception of the BM and temperature these are all within the normal range for this patient. The BM is high compared to normal standards at 15.7 with no documented past medical history for diabetes. The temperature is slightly low at 36.0 C and the Glasgow Coma Scale (GCS) is reduced as 14 out of 15 due to the observed confusion. The GCS is a neurological scale which aims to give a reliable, objective way of recording the conscious state of a person, for initial as well as continuing assessment. A patient is assessed against the criteria of the scale, and the resulting points give a patient score between 3 (indicating deep unconsciousness) and 15 (indicating fully alert and responsive). A 12 lead ECG has been performed which showed Atrial Fibrillation which is also documented within the past medical history. This would indicate that it is not an acute change. All systems have been examined as normal with the Genital Urinary/Gastro Intestinal system being examined to include the presence of bowel sounds and the exclusion of rebound tenderness and guarding (pain in the abdomen area when tensing). There is no mention that the patient was jaundiced (yellow). The Clinician has made a clinical impression of a Urinary Tract Infection (UTI) and has safety netted by referring the patient to a General Practitioner (GP) within primary care. An Advice Leaflet was left by the Clinician. There is nothing on the PRF that indicates that the patient required immediate hospital treatment and a GP appointment was arranged for within 4 hours. Overall the patient was appropriately assessed and the conclusion reached was reasonable. The decision to refer to the GP was also appropriate. The Health and Care Professions Council Standards of Proficiency for Paramedics states under section 2a2 for skills required for the application of practice; “Registrant Paramedics must be able to conduct a thorough and detailed physical examination of the patient using observations, palpation, auscultation and other assessment skills to inform clinical reasoning and to guide the formulation of a diagnosis across all age ranges, including calling for specialist help where available”. Conclusion: The second ‘Paramedic’ attending was an Observer in the vehicle and not qualified to assist when at scene. The Paramedic carried out a thorough assessment of the patient ensuring the Past Medical History (PMH) was taken into consideration. Checks were done to ensure any PMH was within the normal level for the patient. From the assessment made, the impression of a Urinary Tract Infection was given by the Paramedic. Appropriate safety netting was put in place with the Paramedic contacting an OOH GP to attend to the patient and the appropriate advice leaflet was left for the patient on their condition and what to do should they deteriorate. It was acceptable from the observations taken and assessment made, for the patient to be left at home in order for a GP to attend later on. There was no requirement for an immediate transfer to hospital to take place. The Health and Care Professions Council Standards of Proficiency for Paramedics states under section 2a2 for skills required for the application of practice; “Registrant Paramedics must be able to conduct a thorough and detailed physical examination of the patient using observations, palpation, auscultation and other assessment skills to inform clinical reasoning and to guide the formulation of a diagnosis across all age ranges, including calling for specialist help where available”. Paramedics do formulate a diagnosis based on the assessment which has been made by them. The patient would have been re-assessed by the GP from the Out of Hours (OOH) service and they would not have relied on the Clinician’s assessment. The patient would have also been reassessed during any subsequent visits. Recommendations: 6. Paramedic involved to be reminded of the importance of an accurate ePRF to include details of any assessment taking place. Action: Identify what support or training is required to ensure PRFs are accurate and concise ensuring best practice for the patient assessment. Further training to be given if required. For: Evidence: Copy of the report Deadline: 13/8/2013 7. Crews to ensure logging details if observers on vehicles in excess to crews. Action: Ensure appropriate communications to all Crews via message and/or Clinical Bulletin. For: Evidence: Copy of the report Deadline: 13/08/2013 8. Dispatch Officers to ensure logging details if observers on vehicles in excess to crew. Action: Ensure appropriate communications to all Dispatchers via message/email/verbal. For: Evidence: Copy of the report Deadline: 13/08/2013 Sign Off (include dates) Date report sent to Investigation Manager for approval: 17/07/2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Summary Incident (SI) Description and Consequences Report SI Unique Reference: 2013-19619 SI Criteria: Incident Date: Source: Formal Complaint Care Management 16/9/2010 Reported as Mother Safety Incident: Y Initial Call Coding: 24D03 Cat B Harm Rate: Area/Divisional: 5 Held for Data Protection Act Reasons Base: Submission Date: Outcome: Child Deceased/Mother no harm base of crew 04/07/13 Concise Introduction to the Incident A Paramedic and Technician crew were allocated to attend a call for a mother in active labour with her second child. The crew arrived and following initial observations established the head had part delivered. Difficulties arose in the delivering the remainder of the baby. A Midwife attended and following attempts to deliver the baby by repositioning were unsuccessful. The Midwife initially noted no respiratory effort and/or heartbeat and CPR was instigated by the Crew. The baby was delivered and taken via ambulance to ---------------------------------------. The baby was conveyed separately from mother. Paediatrics team were on pre-alert for the arrival as the crew notified them the baby was in cardiac arrest and under active CPR. The Baby died 38 hours after birth. Terms of Reference (TOR) 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Were the crew alerted en route, that birth was imminent? Did the Paramedic follow appropriate procedures for this maternity call? Why were the second crew requested? What information did the crew gain from mother and family? Did the crew provide to the family with information to advise them what was happening? Who contacted the community midwife and when? Was contact made with the local obstetric unit? Establish whether contact was maintained? Did the crew make a visual inspection of the mother and the presenting baby? Was there confirmation that the baby was ‘breathing’ on the birth of the head? Were the actions of the crew in line with JRCALC i.e. McRoberts and Supra pubic pressure initiated by the crew? 12. What steps were taken to complete effective neonatal resuscitation? 13. Establish the outcome of the Coroner’s Inquest TOR agreed by: Safeguarding Manager Date: 5/7/13 Actions Taken Crew Stood Down: No. This incident took place in 2010. Initial investigations were carried out by the then Clinical Quality Manager (CQM) and the local Divisional Management Team. The crew remained on duty, but were separated as crews on the understanding that a higher level skill mix was required. It was not procedure at that time to stand down crews. All interviews and statements were taken and provided to the Coroner at the time of the incident. Due to the timescales of this incident and the family informing EMAS that the Coroner’s Office hearing was due in August 2013; standing down the crew was not appropriate. The current SI procedure is to immediately stand down staff involved in a Serious Incident (SI) to provide support, guidance and assurance to all interested parties. Stand down time will be considered on an individual and incident basis and the outcome of the initial investigation. Union/Staff Side Representation has been provided continuously since this incident. Due to management changes within Division, several managers have been involved in the support of the staff up to and through the Coroner’s hearing. The crew were invited to take part in the SI meeting to discuss the report, the incident and agreeing the root cause and contributing factors. They all confirmed that involvement with the process has enables some closure for them after three years. Involvement and Support of Staff • • • • Paramedic, EE date: 14/7/2012; IPR date: 9/8/2012 Technician, EE date: 25/5/2012; IPR date: 27/10/2012 ECA, EE date: 17/5/2012; no IPR date is recorded. EE date: 7/7/2010 (no longer member of EMAS) Staff have continued to be supported by current LQM in preparation for the Coroner’s Inquest. This support was in place previous to the registration of the SI. Being Open: This incident was submitted as a Formal Complaint (FC) in 2013. A Being Open letter has been sent to inform her that the SI investigation is taking place. P1 and Trade Union Representative met mother and grandmother at the Coroner’s inquest and mother thanked P1 for attending to the birth. Following conclusion of the investigation, the investigation officer and LQM will offer to meet the family to discuss the report findings. Timeline of Events Date and Time 15/09/2010 16/09/2010 Event The Hospital advised the mother her baby was large and should birth commence come straight to hospital. Incident Number 3080346 05:30 Labour commenced, the mother asked a relative (grandmother) be informed. There was a delay in the grandmother travelling due to child care arrangements. 07.23 07.24 A 999 call received to a 21 year old in Labour A Paramedic/Technician crew assigned to the call Call was coded 24D03, which at the time was a Category B response requiring a 19 minute on scene response Crew arrive on scene Paramedic (P1) administered gas and air on arrival following initial assessments P1 requests Midwife attend scene via Trust Control Control Room notes; “Hospital Bed Bureau informed and contacting Out Of Hours (CTC OOH) Midwife” Emergency Care Assistant (ECA) Double Ambulance Crew (DCA) were sent assist the crew as mother delivering at home ECA crew arrive on scene Community Midwife receives call to attend mother in labour 07.39 07.40 07.44 07.49 07:51 07:53 08:05 08:07 08:08 08:10 08:14 08:15 08:25 08:35 08:36 08:48 08:56 08:58 09:00 09:08 09:14 09:23 09:54 09:55 10:28 Control try to obtain ETA for Midwife CAD note states: “Baby’s head delivers – body not out” Midwife arrives on scene CAD note “The baby is born – cardiac pulmonary resuscitation starts” EMD notes in CAD that there is no answer from the desk Midwife notes that mother having further abdominal tightening. P1 continues care of baby whilst Midwife assisted mother. Midwife and P1 agree baby should be transferred to hospital. First crew left scene with the baby. Hospital pre-alerted, mum travels with second crew Both crews are advised to go to Maternity After sustained CPR, P1 stated in the statement an “irregular heart rhythm developed into a palpable rhythm in the baby’s neck.” Update from crew transporting baby in CAD notes: “now has an output, but still not breathing” Second ambulance leaves scene with mother and midwife on board First crew with the baby arrive at the hospital CAD notes states “OSM contacted to arrange Crew welfare” First crew completed hand over to hospital Second crew arrive at hospital with mother Midwife hands over mother to delivery suite Both crews clear hospital Analysis of Findings Call Handling: At 07:23 a 999 call was received for a --------------- female in labour. The Advance Medical Priority Dispatch System (AMPDS) Audit Team have confirmed that the code assigned was correct; 24D03 was a Category B 19 minute response. Dispatch Handling: A Dispatcher assigned the most appropriate crew to the call. The crew were on scene at 07:39 within the 19 minute response target. Patient care: On 4 September 2010 at 05:15 the mother initially felt she was having Braxton Hicks Contractions but soon realised she was going into labour. At 06:37 she rang the hospital who advised her to go straight in as the contractions were 3-5 minutes apart. At 07:23, 2 hours and 8 minutes after labour started, mother and partner called 999. Upon allocation of call coding AMPDS automatically generated a message advising the crew they were attending an imminent delivery (5 months/20 weeks). The crew were sent a message by the EMD informing them the mother wanted to push. The Sequence of Events (SOE), a digital record of all actions relating to this call, shows that these messages were received by the mobile data terminal in the ambulance, whilst en route to the call. Upon arrival the Paramedic (P1) states that the mother had been having contractions for a while. P1 administered entonox (gas and air pain relief) to the mother after assessment, and the maternity pack was opened as the birth was confirmed as imminent. P1 then ascertained that the mother wanted to push, that this was her second delivery and that there were no previous complications during the pregnancy. At 07:44, P1’s statement indicated he contacted the Control Room and requested the attendance of a Midwife. P1 additionally stated he requested a Midwife and backup crew at the same time. This is correct as per Paramedic Training Guidelines at the time. CAD notes show the Hospital Bed Bureau was informed at 07:49 and they would inform the Out of Hours Midwives. The Midwife indicates receiving the call at 08.05 from the Bed Bureau. When asked by P1 whether her waters had broken the mother indicated she did not know. The Technician (T1) then confirmed that the mother still had the urge to push. P1 advised the mother to pant the head out. As per JRCALC maternity guidelines, P1 would not initially perform a visual check to see how labour was progressing. The patient’s mother coached her through the breathing. At this point, her waters broke and were reported by P1 to have “expelled with great force, unlike I have ever seen before”. At 07:53 an Emergency Care Assistant (ECA) DCA arrives on scene. In his statement P1 noted that the delivery was not progressing as quickly as he would consider normal. As per his Paramedic training, P1 tried to reposition the mother to enhance delivery of the baby. P1 and T1 discussed possible shoulder dystocia (unusually difficult childbirth) and as mother appeared exhausted they assisted her into the McRoberts position The Royal College of Obstetricians and Gynaecologists describe shoulder dystocia as when the baby’s head has been born, but one/or both of the shoulders is stuck behind the mother’s pelvic bone. This condition prevents the baby from breathing as the chest remains compressed in the mother’s pelvis, and potentially squashes the umbilical cord. This is classed as an obstetric emergency. The McRoberts position allows the baby the maximum room inside the birth canal. It involves the mother lying on her back with her legs pushed towards the abdomen (stomach). T1 was on the left leg pushing, P1 was on the right leg pushing. Grandmother was behind the mother. P1 stated that this allowed the slow delivery of part of the head only. After further contractions P1 and T1 suggested the mother move on to an all fours position so the gravity could assist in the delivery. P1 noted in his statement that “whilst getting into this position (the mother) proceeded to stand up for approximately one or two minutes before getting in to position on all fours.” This position allowed the rest of the head to come out, but baby still did not deliver. P1 notes that he then observed blood tinged meconium draining from the baby’s nose and mouth. Meconium is the early faeces passed by the baby whilst still in the womb and can be an indication that the baby is in distress whilst inside the mother. At this point due to exhaustion, the mother began to struggle to hold herself in the position on all fours. At this time, the Midwife has not arrived on scene. At 08:05 the Community Midwife states she was contacted and informed that the mother was in labour with contractions 1 in every 2 minutes. The Midwife arrived at scene at 08:10 and in her statement indicates “the baby’s head had been out for 6 minutes and the (crews) had tried several different positions to deliver the baby with no success.” The Midwife stated that she prepared for an emergency delivery that would require the baby being resuscitated on delivery. At this point the mother was in a kneeling position on the floor, with her chest and head on the floor whilst breathing Entonox. The Midwife’s statement notes she could see that the baby’s head appeared completely out at the entrance to the vagina, but that no part of the neck was visible. The head was described as cream and pale in colour; no cord was visible. P1 stated to the Midwife they were in need of specialist help and needed assistance. The crew believe the Midwife then took charge of the delivery. The Midwife asked mother to push and quickly ascertained that no progress was being made. The Midwife placed the mother back in the McRoberts position on the floor and again encourage mother to push. The Midwife requested that the Entonox be removed so mother could concentrate on pushing. The Midwife encouraged mother to “hold onto her legs (behind the knees) and pull back a little further to help increase the pelvic outlet (space), in order facilitate the baby’s birth.” Delivery progress was made and the neck began to emerge. The Midwife then felt gently around the baby’s neck, and brought the cord over the baby’s neck. The Midwife noted that the shoulders had not rotated and were in the transverse position (lying across the pelvis instead of leading down the birth canal). The mother continued to push and, with minimal help, the shoulder semi-rotated as the baby was expelled. P1 noted that the Midwife manipulated the baby “using and invasive technique, beyond the scope of Paramedic practice.” P1 states this was successful after several attempts at twisting and pulling. P1 then noted that baby’s head was purple. The baby was born at approximately 08:14 and placed between mum’s legs. The Midwife reported the baby was feeling limp and heavy, without muscle tone. Baby is not known to have made attempts to breathe. The Midwife passed the baby to P1 who commenced inflation breaths using an Ambu bag and Mask (medical devices to assist with the ventilation of the baby). Five rescue breaths were initially attempted but were not successful due to excess secretion. P1 remembers he was unable to hear a heartbeat. The Midwife placed a stethoscope over the right side of baby’s chest, and is reported to indicate hearing a faint 120 beats per minute. Whilst the baby was being ventilated the Midwife could hear fluid secretions right and left side lung area. This indicated that the baby had inhaled fluids into her lungs. P1 placed the baby in a neutral position where the airway was not compromised. P1 noticed that there was excessive sputum (mucus) in the baby’s mouth that needed suctioning. On suggestion of the Midwife the baby was intubated with an endotracheal tube (ET); size 2.5mm which is the smallest the crew carry. This tube is designed to keep the airway open. P1 listened to the baby’s lungs and abdomen. P1 verified that the tube was secure and appropriately placed. P1 noted that “there was bubbling, which sounded like the baby was congested with fluid.” P1 requested Midwife verify tube placement, which she did. Throughout cardiac massage was continued by one of the other crew members. The Midwife examined mother and found her to be in a stable condition with minimal blood loss. Midwife then checked mother’s notes to check blood group (rhesus positive) and gave her an injection of 1ml syntometrin. This is a synthetic hormone designed to cause the womb to contract to help deliver the placenta. At 08:25 the Midwife noted that the mother was having further abdominal tightening. The Midwife checked that P1 would continue care of baby whilst the Midwife assisted to the mother. At approximately 08:32 P1 calls over the Midwife and states that the baby was still unable to initiate breathing and baby’s eyes remained closed. P1 believed he was acting under the direction of the Midwife at this point. P1 was unable to see the baby’s chest rise. P1 recalls mucous secretions from the ET tube. The chest compressions and ventilations continued. P1 states the Midwife asked him to address the congestion, and he performed a suction technique on the tube. After further ventilations P1 noticed fluid came up through the nose of the baby which again required suctioning. P1 noted no spontaneous breathing and no heart rate at this point; Cardio Pulmonary Resuscitation (CPR) continued. At 08:35 the Midwife and P1 agree baby should be transferred to hospital. Midwife advised convey directly to the Neonatal Intensive Care Unit (NICU) as the receiving hospital. The Midwife advised the Crew that the ambulance would need to be warm for the baby and that the baby should be covered in as many towels as possible whilst resuscitation continued on way to hospital. P1 recalls he apologised for separating baby from mother before leaving scene. The baby was conveyed to NICU in the first ambulance with both the Paramedic and Technician attending whilst a crew member from the second ambulance drove. After discussion with the Midwife, it was decided the Midwife should travel with mother to minimise potential of post-partum haemorrhage (post-delivery bleeding). The Midwife wrote in mother’s notes that baby’s Apgar was 1 at 1 minute; 3 at 5 minutes and 3 at 10 minutes. The Apgar score is a score of between 1 and 10 given to indicate the health of a new born baby. A score of 7-9 is considered as a baby born in good health. Any score lower than 7 will indicate a baby that needs medical attention. En route to the hospital, on blue lights, P1 decided that the ET tube had possibly become displaced. This tube was removed, additional suctioning was performed, and an oropharyngeal airway (a tube to maintain an open airway) was inserted and CPR continued. A further attempt was made to intubate the baby, which was unsuccessful due to excessive secretions (fluids). The baby was placed on an electrocardiogram (ECG) to monitor its heart rate. P1 “identified the rhythm as ventricular stand still – there was no ventricular contraction and therefore no blood being pumped around the baby’s body, which implies cardiac arrest, insufficient to sustain life.” Throughout the conveyance, the Control Room maintain contact with the NICU and advise the crews that paediatrics will be waiting at the unit for the baby. Maternity ward is noted as being made aware the baby is in cardiac arrest and being worked on. At 08:54 the Control Room contacts the original general hospital that was expecting the mother, and informs them that mother and baby are both going to the NICU direct. At 09:00 the second ambulance left scene with the mother and midwife. NICU were given mother’s details. After sustained CPR, P1 noted an irregular heart rhythm developed into a palpable pulse (one that can be physically felt) in the baby’s neck. The baby’s heart beat was recorded at 133 beats per minute, with oxygen saturations (levels) of 96% and the colour of baby now pink. Rescue breathing (ventilation) was continued until the baby was handed over to Maternity staff at 09:08. Arrangements were made for the Operational Service Manager (OSM) to welfare check all crew members involved. The OSM discussed restocking ambulances and resourcing with the crew but do not recall being offered stand down time and recall feeling unsupported post incident. The Coroner’s Report: The Inquest was held on the 10 July 2013 and established the cause of death as Hypoxic Ischaemic Encephalopathy. This is a lack of blood and oxygen to organs causing swelling to organs. The Coroner identified that shoulder dystocia was a known hazard and that Paramedic Training Guidelines are to put the mother into different positions to aid natural birth; which the crew correctly did. Evidence given by an expert in Paramedic Training stated that current training prohibited the Paramedic from providing traction to the baby’s head, or providing any internal or external manipulation of the baby whilst in the mother’s vagina. A Consultant in Obstetrics and Foetal Maternal Medicine evidenced that the baby was large, and that the birth had been hindered by soft tissue dystocia rather than shoulder dystocia. Soft tissue dystocia relates to possible pelvic masses or general malformations within the mother’s pelvis causing an obstruction. Coroner’s recommendations were that consideration should be given to amend the National Paramedic Training Manuals and Guidelines to assist a birth by providing gentle traction of the baby’s head and/or gentle internal manipulation of the baby whilst in the mother’s vagina. Conclusion The crew were made aware by the call coding sent to the vehicle display, that they were attending an imminent birth. Messages were also sent and received that the mother felt the need to push. The Paramedic did follow appropriate procedures for this call. The crew attended the scene with appropriate maternity pack and quickly confirmed the labour was imminent. As per Paramedic training a requested was made to control to send a second crew and that a Midwife was needed. A second crew was called in the event there was a need to convey the mother if further complications were encountered such as post-partum haemorrhage. As per the Divisional guidelines the Control Room contacted the Bed Bureau to ensure Midwife attendance Limited information was gained from the mother and family upon arrival; the maternity notes were available but due to the time critical nature of the incident, the crew’s priority was to attend to the mother and baby. They were not able to read the notes. The crew kept the family informed of their actions in respect of calling a Midwife to assist and concentrated on the continued clinical care of the mother and delivering baby; such as moving in to alternative birthing positions. The crew believe clinical lead was taken over upon arrival of the Midwife (a specialist clinician) and all communication from that point with the mother was via the Midwife. As per JRCALC guidance the crew did not make a visual inspection of the mother; but continued to discuss her progress and care needed to establish the delivery. The crew correctly applied JRCAL guidelines for altering the mother’s position to assist with the birth. There was no indication that supra pubic pressure was initiated or appropriate at this time due to the concerns the crew already had about dystocia and further complicating the birth. There was no confirmation during their time on scene that the baby was breathing either on delivery or after. This is supported by continuous CPR and ventilation was being carried out up to the point of hand over to the Maternity staff at Neonatal Intensive Care Unit (NICU). The Control Room made contact with the Bed Bureau, who then made contact with the Community Midwife. Timings reported during the Coroner’s hearing indicate the call was not made to the Midwife until 16 minutes after the call was made by the Control Room. This information was not discussed in detail at the hearing. Radio communication between the crew and Control was maintained throughout. The Midwife initially made contact with the Neonatal Intensive Care Unit (NICU). Once travelling the crew kept NICU informed of progress and baby’s condition. Contact was maintained with the Bed Bureau, and then with the Neo-Natal Intensive Care Department (NICU) throughout the call by Control. Coroner’s Inquest has established the cause of death as Hypoxic Ischaemic Encephalopathy. This is a lack of blood and oxygen to organs causing swelling to organs. Evidence given by an expert in Paramedic training stated that current training prohibited the paramedic from providing traction to the baby’s head, or providing any internal or external manipulation of the baby whilst in the mother’s vagina. A recommendation to amend National Paramedic training so that it includes gentle traction has been made by the Coroner. The report established that the Paramedic did act within the scope of his training during this delivery and acted appropriately. The family thanked the Paramedic at the end of the hearing. Root Cause The presentation condition of mother with a complicated imminent child birth was outside the skill set of the ambulance service’s standard operational crews. Contributing Factors • • • • • • • • • • Advice given on the previous day by Hospital Midwifery Team was not followed. The patient remained at home awaiting family support and did not call for an ambulance until delivery was imminent. On call for 999 for imminent birth Midwives are not requested immediately by EOC The Bed Bureau took 16 minutes to contact the Midwife Paramedic was not informed there would be a delay in the Midwife arriving on scene The decision to convey the mother was delayed due to waiting for the Midwife to attend The Midwife arrived on scene 21 minutes after the request was made by the crew The baby’s crown had delivered at the point the midwife arrived The Crew believed the Midwife was taking clinical/specialist lead on scene. The Professional Communication between Health Care Practitioners (HCP) was vague and Clinical Lead was not established but implied Trust P1 was not aware of Midwife skills This was a unique, time critical situation, the P1 was not able to read the patient notes whilst on scene Organisation and Divisional Recommendations Recommendations Action Lead Due Evidence There is a need for crews to have direct access to specialist services such as midwifery services in this instance Orginsational review of Midwifery Specialist/Leads. For discussion at DLRG and progression to SLRG. Medical Director supported by Community Paramedic 20/12/13 DLRG minutes and copy of any review with actions agreed. Explore direct communications ‘red phones’ with the midwifery team, with the ability to pre-alert and provide an advice line. LQM and CP to meet with the local Midwifery Leads. LQM and CP 20/12/13 Minutes from meeting and any actions to be taken to the DLRG or appropriate organisational meetings Establish what the Trust’s legal perspective of the Coroner’s outcome and the referral to JRCALC for amendment to Paramedic training. LQM to contact Solicitor to check on progress and to be fed back to the Medical Director LQM 31/10/13 Letter of response from solicitor Clarification to managers on supporting staff when attending traumatic incidents. Raise in SLT to ensure Frontline escalation. Consultant Paramedic to place on agenda Consultant Paramedic 20/10/13 Minutes of meeting Organisational Lessons Learned There is a need to ensure for staff welfare is managed consistently and with clarity. This is a very rare set of circumstances that has pulled together a wide range of clinical skills. Paramedics were placed in a difficult position and operating at the limit of their training. Communication can be less effective between Health Care Professional (HCP) in challenging situations. Manager training for incident debrief and support needs to be considered the appropriate and referral to timely counselling services. The organisation as a whole needs to view the mechanism by which staff are treated following attendance at a traumatic incident and that the psychological impact this can have on individuals may be different. Evidence Gathered Letter of Complaint Time Line FC/040/13 SOE CAD FC Proforma Email ref Terms of Reference (TOR) Email response --- ref TOR Email confirmation --- ref Coroners Inquest Investigation Log Book Introduction letter to mother Bailer Revised witness statement Midwife Statement Mother Statement ------ Report P1 statement Statement Coroner’s Report Dr Report PRF 3080346 --- Statement Case Progress Sheet Birth imminent delivery guideline --- – Training Record --- – Technical Training Log --- – Summons from Coroners --- – Paramedic Certificate --- – Ambulance Service Para Training --- – Ambulance Service Para Training Certificate --- – Summons letter re SI Reference No: Date of Submission Date of Review Status of SI Report Feedback Points SI 2013-19619 30/9/13 2/10/13 Open • Establish if this SI related to Rule 43 Coroner has requested that JRCALC review the Paramedic Training regards to maternity deliveries on a national level. There is no specific requirement on a Trust level. • EMAS need to provide assurance that midwife specialist lead reviewed this SI report. Report was submitted to Midwife lead, who advised on full report and on interpreting the statement from the attending midwife ref birthing positions. • EMAS also need to review specialist midwifery within the organisation. Medical Director Resubmission Date • It would be useful to see the formal complaint received for this SI • In the Contributing factors – re: communication with mother we felt this was not relevant to the incident 17/10/13 Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the mother to the point at which the mother arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Formal Complaint Proforma Ref: FC/041/13 FC/041/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 02 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 02 May 2013 Patient Name: Deceased? No How Received: email Relationship to patient: Their reference: Logged by: Incident Location: --- year old child injured on school football field. LIVES responder & Brief details of the AMVALE attended. The Amvale crew seemed to be lacking skill in the complaint: use of collar, spinal board & scoop stretcher. Type of Complaint: Pt. Management/Treatment (Quality of Care, Clinical Issue) Division/Area: Other Investigation Officer: (15 working days) Date for Investigation conclusion: 25 July 2013 (20 working days) Date to post response letter: 30 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : AMVALE Why did the crew not seem competent once on scene? Why did the crew not know how to use the equipment/find this difficult? Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: Email sent 10/07 16:04 The Investigation Officer’s Report FC/041/13 Chronology of Events: Taken from call 5515822 received in to the Emergency Operations Centre (EOC) on 2 May 2013. Date and Time 12:36 12:36 12:37 12:39 12:44 12:50 12:53 13:24 13:25 13:44 14:39 Events Cal 5515822 received into the Emergency Operations Centre (EOC) for male complaining of neck and back pain after a fall. Coded correctly 17B01G Green2 (G2) by call handler. AMVALE crew AMV05 assigned to attend detail by Dispatcher. AMV05 on route to detail. LIVES Responder allocated by Dispatcher to attend incident. LIVES Responder arrives on scene. Update from LIVES Responder. Patient has tingling in hand and arms. Currently immobilising. AMV05 Arrive on scene. Concern raised from LIVES Responder over care given to Patient from AMV05. Pre-alert given to Hospital for AMV05. Estimated time to Hospital 20 minutes. Leave scene. AMV05 arrive at Hospital. AMV05 clear from Hospital. Evidence Gathered: • • • Sequence of Events (SOE) for Emergency Calls 5515822. Email correspondence from AMVALE Investigations Officer. Voice recording of call received into the EOC. Analysis of Care Management or Service Delivery Issues: A call was received into the Emergency Operations Centre (EOC) at 12:36hrs. After being correctly processed through the Advanced Medical Priority Dispatch system (AMPDS) it was coded Green2 (G2). A 30 minute response time. Whilst the call was being processed at 12:36, the Dispatcher accessed the Resource Allocation (Res/All) option and assigned the job to AMV05. AMV05 is an AMVALE crew which is a company external to East Midlands Ambulance Service (EMAS). EMAS use external companies to assist with the amount of calls received each day. The crews on these vehicles range in qualifications however, the Dispatchers are aware of who is work to ensure the most appropriate response is sent. At 12:39hrs, the Community First Responder Dispatcher allocated the job to the LIVES responder to attend. LIVES responders are volunteers trained to give medical aid to the appropriate level they have skills for. The LIVES Responder arrived on scene at 12:44hrs and assessed the patient. By 12:50hrs he had immobilised the patient and awaited the crews’ attendance. He contacted the EOC to update them on the Patient’s condition. By 12:53hrs the AMVALE crew were on scene and received a handover from the Responder. The Responder has then raised concerns over the care given by AMVALE as it seems clinically they were unaware of how to use the equipment. At 13:25hrs, the AMVALE crew have the patient in the Ambulance ready to transport to Hospital. The Hospital are pre-alerted to the patients condition. From AMVALE Investigations Officer (IO); The IO for AMVALE has explained to the LIVES Responder that the Emergency Care Assistant who was part of the crew on this particular occasion has been interviewed. He has also tried several times to speak to the nurse who works as a Technician for AMVALE but without success. As a result the AMVALE IO emailed the nurse and asked specific questions based upon the concerns raised by the LIVES Responder. The response from the nurse created more questions than answers. The AMVALE IO has then emailed the Nurse three times since then insisting that he responds to emails. To date he has failed to contact the AMVALE IO either by telephone or email. It is the intention of the AMVALE IO to raise this at the next Clinical Governance meeting and ask that the Nurse is referred to the Nursing and Midwifery Council for breaching his code of conduct. In response to the concerns: The nurse claims that he did not have a child or paediatric cervical collar on the vehicle and tried to fit a ‘small’ adult collar. o The vehicle inventory clearly lists adjustable cervical collars as standard on all vehicles. The IO asked the question why, if as stated, there was no child collar, that this was not picked up during the vehicle daily inspection? There are stocks in the station store so there is no excuse why this piece of equipment should have been missing. o The nurse refers to the operation of the orthopaedic scoop stretcher as being ‘tough’. The ECA stated that he didn’t think there was a particular issue with its operation. However, the Nurse does have a disability where the ligaments in his fingers have become fibrous which may have caused the LIVES Responder to assume that he had difficulty in operating the release catches. The LIVES Responder questions the clinical abilities of the crew. o o The Nurse is a registered General Nurse and is a specialist Critical Care Nurse and has undertaken role specific training in a variety of advanced clinical procedures. He has also undertaken role specific training as a technician for work on a front line Ambulance whilst employed by AMVALE The ECA has undertaken the AMVALE ECA Course which is based upon the Btec Emergency Care Assistant course with additional modules that include ‘Assisting the Paramedic to include; assisting with cannulation and Intravenous (IV) Fluid administration, drug therapy; assisting with intubation; immobilisation and Support; use of the KED, Scoop and Long Board including extrication, preparation of drugs and IV fluid. The AMVALE crew fully immobilised the child onto the spinal board for the inbound journey into Lincoln County Hospital and pre-alerted due to possible delayed hand over times. Conclusion: The crew from AMVALE attending the incident were fully qualified and competently trained to deal with this. By not checking the vehicle thoroughly at the start of their shift, they neglected to have the correct equipment on board to deal with a younger patient. Both the Emergency Care Assistant and Nurse are trained and competent in the use of the scoop and long board. The Nurse has a condition where the ligaments in his fingers have become fibrous. This may make him appear to have difficulty operating the equipment however, this is not the case. By pre-alerting the receiving Hospital, the crew were ensuring the patient received the most appropriate care in a timely manner. Recommendations: Action: Communications for AMVALE crews to ensure vehicles are checked and the time for this not used as tick box exercise. For: AMVALE Evidence: Copy of the report Deadline: 19/08/2013 Action: To share report with Amvale to support Clinical Governance Meeting with regards to the NMC referral For: AMVALE Evidence: Copy of the report Deadline: 19/08/2013 Sign Off (include dates) Date report sent to Investigation Manager for approval: 22 July 2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/042/13 FC/042/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 03 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 08 April 2013 Patient Name: Deceased? Yes How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Patient had difficulty breathing. Amb crew did not take her to hospital. Pt complaint: died the next day. Type of Complaint: Pt. Assessment/Diagnosis (Quality of Care, Clinical Issue) Division/Area: # A&E Lincolnshire (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 26 July 2013 (20 working days) Date to post response letter: 31 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Were the patient and family fully advised of the patient condition? Were they able to make an informed decision as to whether the patient should stay at home? Scope of Did the crew consider taking the patient in their ambulance, rather than using the Investigation Bariatric Ambulance only? If not, why not? (must include all What is the maximum weight of the equipment in a standard ambulance? complainant concerns) : Was the patient adequately safety netted to stay at home? Was the patient’s condition fully assessed and supported by both sets of observations? Contact made with complainant: Telephone call and letter sent Expectations of Complainant: Some understanding of what happened Date OSM/PTL/Manager informed: 10/7/13 Staff involved informed: 12/7/13 Immediate actions taken: None The Investigation Officer’s Report Fc/042/13 Chronology of Events: Date and Time 8/4/2013 22:24 22:26 22:42 23:03 - PRF Events 999 call received to a female reported as ‘Can’t breathe’. This resulted in an automatic R1 coding under the Accredited Priority Medical Dispatch System – this is the highest priority available and requires an 8 minute response. Attending crew was stood down from a R2 Chest Pain call once coding was confirmed with a 16 min ETA. Since call received, and crew arrived on scene there were 6 checks of the Resource Allocation (Res/Alloc) button – this shows all the available resources in the area available to be assigned to the call. Crew arrived on scene 16 minutes after call received – this was outside the 8 minute required response. BMP 136 RR – 21 BPM BP 140/102 SPO2 -97% BM 21 Temp 37.1c Pain – 0 GCS 15 Care plan – patient wishes to get meds in the morning for possible chest infection Impression Chest Infection/Pneumonia (only one set of observations taken) 00:02 Crew cleared scene: ‘…treated on scene – refused to travel – may ring back later - ?bariatric vehicle if does need to travel – approx. 26 stone..’ 09/04/2013 12:44 12:45 999 call received to the address – CAD 5537236 – ‘collapsed –finding it hard to breathe’ Dispatcher notes Out of Performance Report: Crew on Mablethorpe base have 2 mins left of undis(turbed) meal break.’ Call coded as Cardiac Arrest of Female aged --- year old. Community First Responder (CFR) assigned to the detail and Res allocate checked 5 times between the Dispatch Officers and the CFR dispatcher. Call Taker (EMD) notes patient ‘…weighs ----------- – caller struggling to move pt…’ Two crews assigned to the detail – as per policy requiring at least 3 EMAS staff to attend all cardiac arrest call. Crew arrived on scene – 1 minute outside of 8 minute response. This crew is the nearest and most appropriate resource throughout the allocation process. CFR arrives on scene to assist crew on scene Second EMAS crew arrives to assist as per EMAS policy. Police informed that patient Deceased 12:47 12:48 12:54 12:59 13:16 13:29 Evidence Gathered: Letter of complaint PRF Call 1 PRF Call 2 Call 1 SOE Call 2 SOE Call 1 WAV file Interview Request Form P1 Out of Performance Reason Email Radio Transmission request Performance data ROVI P1 Statement P1 Record of phone call – T1 DM notification of interview request Email assessment of P1 statement ECS live memo – patients left at home. IF file copy of equipment maximum weights Record of conversation with Mr G Analysis of Care Management or Service Delivery Issues: At 22:24, on 8 April 2013, a 999 call was received for a --- year old female who had breathing problems. This was coded as an R1, the highest priority response within the Accredited Priority Medical Dispatch System. This requires an ambulance to attend within 8 minutes as is deemed immediately life-threatening. The nearest vehicle, en route to a lower priority call, was diverted and was on scene by 22:42. This was outside the 8 minute response requirement, but the location was confirmed by Control Delivery Manager as only obtainable if attending from --------------------. Whilst at scene T1 took observations, whilst P1 completed an Electronic Patient Report Form (ePRF). P1 identified patient was having a panic attack and a chest infection. This was due to diminished sounds on the right side. Only one set of observations were recorded and notes on patient care were very limited. P1 was interviewed, in presence of Team Leader (TL) and a statement was obtained. P1 admitted the ePRF poorly constructed and was lacking in information regards this patient. P1 recalled the call in detail, from memory, and recalls doing additional observations on the patient. When asked why the Observations were not noted down, he could only say he may have over-written the original set. P1 is aware of the fact that patients require two sets of observations, and that if it is not in the ePRF it must be assumed they were not done. An examination of the ePRF showed that the buttons ‘Edit’, ’Delete’, and ‘Save’ are beside each other. TL confirmed that it was possible for observations to be overwritten if P1 pressed a button other than ‘Save’. An enquiry with Clinical Trainer, MB, confirms that there is no data footprint that can be used to ascertain if other observations were over-written this way. P1 confirms that his training on the ePRF system was when the system was introduced. This was in 2010, and that he had not used it till the local hospital went live with the system in 2012. He states he had no interim training, and that he had still used paper PRFs for patients that were left at home. TL asked P1 had not complied with the ECS memo regards to patients left at home. P1 stated he had not been aware of this. A clinical review of the ePRF, and statement, raised numerous concerns regards to the quality of the report. This failing means that P1 had insufficient information to substantiate his actions on scene. Locality Quality Manager (LQM), ---, reviewed the statement and states that had P1 ‘...placed more safety netting in the comments box, and two sets of obs(ervations)..’ all issues would have been resolved immediately. When asked if he would have done anything differently regards this patient, he stated that he took all the action he could to convince the patient to travel, but that he had to abide by her decision to stay at home. T1 made enquiries with the Control Room regards to the Bariatric Ambulance attending, and was given a 1 and half hour for arrival. When P1 spoke to the patient she did not want to travel in this ambulance again, and agreed to see her GP in the morning. Husband agreed to arrange this. Following this incident, husband was told the B.M. reading of 21. The husband felt was quite normal for his wife. Both crew state they had no indication that the patient may have had a PE. That there was no chest pain on inhalation, that the breathing was eased with Salbutamol, and repositioning. The husband has confirmed this as correct. The husband’s main concern was why the crew were only considering the Bariatric Ambulance. P1 stated that this was the only appropriate method of transport so the patient could be on a stretcher. Husband wanted to know if she could have sat up in the chair, that is on the Ambulance, for the journey. The Paramedic stated this was not possible as they would not have been able to monitor, or treat her safely had she deteriorated on route. The husband had confirmed on the second call that patient weight approximately --------. No TL attendance was requested to assess the patient as she would not consider being transported. According to the Information File (IF) the maximum weight limit on a Falcon stretcher is 28st, and the Ferno MK1 carry chair is 18st. The crew acted correctly by wanting to transport on the correct equipment only. On speaking with the patient’s husband, 26/7/13, he confirmed that his wife had capacity, and that a B.M. of 21 was not unusual for her so not a concern in their eyes. Patient’s husband wanted to know why the Crew had not told her she was going to hospital and not given her a choice. It was explained that, as she had capacity, it is a legal requirement that the crew honour her wishes. That they remained on scene 1 hour 20 minutes, and tried to convince her to travel. When the patient still refused to travel that they both agreed to see the GP in the morning instead. The husband confirmed that this had been agreed. Conclusion: Was the patient and family fully advised of the patient condition? The ePRF information is extremely limited and does not evidence the information given to the family. Both crew states they spoke with the patient, and her husband, about the patient’s condition, that they had no concern of a Pulmonary Emboli (PE). P1 recalls telling the patient how high her blood sugar level was, but did not tell the husband. He has, subsequently, been told the BM level of 21. Husband did not feel this was unusual for his wife. Were they able to make an informed decision as to whether the patient should stay at home? The crew did not doubt that the patient had full capacity, and that she made an informed decision to stay at home. The lack of details in the ePRF means there is no details supporting this other than her signature. Did the crew consider taking the patient in their ambulance, rather than using the Bariatric Ambulance only? If not, why not? The Paramedic stated that had they not used a stretcher, they would not have been able to monitor, or treat her safely had she deteriorated on route. The husband had confirmed on the second call that patient weighed, approximately, --- stone. No Team Leader attendance was requested to assess the patient as she would not consider being transported. What is the maximum weight of the equipment in a standard ambulance? According to the Information File (IF) the maximum weight limit on a Falcon stretcher is 28st, and the Ferno MK1 carry chair - 18st. The crew acted correctly by wanting to transport on the correct equipment only as exact weight could not be confirmed. Was the patient adequately safety netted to stay at home? Yes. When the patient still refused to travel that she agreed to see the GP in the morning instead. The husband confirmed that this had been agreed. The patient signed the ePRF confirming this action also. Was the patient’s condition fully assessed and supported by both sets of observations? Statement from P1 outlines the patient was fully assessed, but this is not supported by the ePRF. This form was below the standard required of Crew attending patients. It had only one set of observations and contains limited information regards to actions on the scene. Clinical assessment of ePRF, and the statement, raises no concerns regards to treatment of the patient on scene. The Paramedic has been referred to additional training to ensure better quality Patient Report Forms in the future. Recommendations: 1. P1 to attend first available date for training on completing ePRF’s Action: LQM Evidence: Copy of certificate of attendance Deadline: 21/8/2013 2. ePRF Audits to be monitored for 3 month period to ensure of a sufficient standard is maintained Action: TL Evidence: Report of satisfactory completion Deadline: 28/10/2013 3. P1 to seek guidance from TL, and Peers, regards ePRF issues he has with using the system. Action: P1 Evidence: Co-sign the TL report of satisfactory completion. Deadline: 28/10/2013 Learning Outcome: Staff members may need additional support with changes in Information Technology. It is not sufficient to give Initial Training and expect all staff to take the lead in the development of their skills. Some staff will shy away from its use. More robust monitoring must be performed to ensure this support is in place, and people not using the systems must be identified and given additional training to increase their confidence at the earliest point possible. Formal Complaint Proforma Ref: FC/043/13 FC/043/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 03 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 29 February 2012 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Complaint regarding paramedics not taking child with abdo pain to complaint: hospital. 2 days later his appendix ruptured. Type of Complaint: Pt. Assessment/Diagnosis (Quality of Care, Clinical Issue) Division/Area: # A&E Northamptonshire. (A/E) Investigation Officer: Date for Investigation conclusion: 26 July 2013 (15 working days) Date to post response letter: 31 July 2013 (20 working days) Section B: To be completed by the Investigation Officer Staff involved Technician - No longer employed by the EMAS. & Station: Paramedic Training Dates – Paramedic EE: 23/5/2012 CRT: 29/5/2012 ETLS: 28/5/2012 Resus Update: 13/7/2012 IPR: 5/5/2012 & 28/6/2013 Initial grading & Rationale: Moderate The investigation covered the period between receipt of the emergency call and the point at which the crew booked clear from the scene, and it addressed the following concerns raised by the complainant: Scope of Investigation Please explain why paramedics failed to suspect appendicitis as a differential (must include diagnosis? all complainant Please explain why paramedics did not transport my son to hospital on the day of concerns) : their attendance? Contact made with complainant: 18/07/2013 Expectations of Complainant: Explanation and apology Date LQM/Manager informed: Friday 5th July 2013 at 12:44hrs Staff involved informed: 08/07/2013 Investigation launched 6/7/13 Immediate actions taken: Copy of PRF requested & obtained 7/7/13 & 8/7/13 Statements requested 8/7/13 The Investigation Officer’s Report FC/043/13 Chronology of Events: Taken from the Computer Aided Dispatch (CAD) sequence of events (SOE) for call reference 4447574 on 29 February 2012. New call received at 10:42 hrs on 29 February 2012 on behalf of a 12 year old male with pain in the legs and abdomen. The patient was also vomiting. The call was coded as 26C02, sick person, abnormal breathing, and allocated a response within 30 minutes. Resource 0614, double crewed ambulance, was allocated at 10:44 and this arrived on scene within one minute. The patient was examined and a medical history obtained. The crew called clear at 11:16 hrs having treated the patient on scene. Evidence Gathered: CAD report Patient report form (PRF) Statement of attending paramedic. Analysis of Care Management or Service Delivery Issues: Handling of emergency call: the call was correctly coded as a Green 2 30 minute response, and the ambulance arrived at the scene within two minutes. Care and treatment of the patient: The patient was complaining of being generally unwell for the past 2 days with a recent episode of vomiting and mild abdominal pain. In a statement received from the attending Paramedic he states that ‘on arrival at 10:44, we commenced history taking and examination of the patient. The history established that there was no past medical history of note, he was not on any current medications and there were no reported allergies’. Please explain why Paramedics failed to suspect appendicitis as a differential diagnosis? In a statement from the attending Paramedic its states that ‘whilst examining the patient it was found that his abdomen was slightly tender on palpation. With a history of abdominal pain and vomiting; I considered appendicitis as a differential diagnosis. The patient was assessed for rebound tenderness, Psoas sign (assessment used to gauge abdominal pain) and any referred pain, of which they were all negative. The observations recorded were within normal range for a patient of his age; capillary refill time was good at < 2 seconds, oxygen saturations on air were 98%, the pulse was 106; the mild tachycardia was accredited to our presence and the patient feeling generally unwell with mild pain and temperature was 37.1 C. The patient was taking oral fluids and managing the pain with paracetamol. At the time of examination there was no indication that the patient was experiencing acute appendicitis. A collective decision involving the family was made not to transport the patient to hospital and remain in the care of the family’. Please explain why Paramedics did not transport my son to hospital on the day of their attendance? The Paramedic states that advice given to the parent of the patient was to visit the family GP if they felt it was necessary or to call 999 if they were concerned at any time. The patient report form was filled in and these points explained to the parent before they signed to confirm they understood what to do if concerned. The Paramedic also highlighted the self-care advice on the rear of the form that he left with the family, emphasising the signs to be aware of. The crew booked clear from scene at 11:16. The PRF disclaimer signed by -------------------------------- on the 29/02/12 stating that - ‘I hereby understand and accept all responsibility for my refusal of transport to hospital and agree with the alternate arrangements above’ – which clearly states ‘advice given to parents to see GP if necessary or call back’. This indicated appropriate safety netting undertaken by crew. No ‘call back’ details found for this address on CAD within the two days following initial attendance and the child’s admission to hospital. No other clinical concerns/incidents raised since incident on Feb 2012 for the attending Paramedic – decision not to remove the Paramedic from patient facing duties due to time elapsed and no further incidents to indicate significant care management and/or performance concerns. Conclusion: Documentary evidence on the PRF suggests that the crew did consider differential diagnosis of appendicitis/peritonitis given the documented findings of: negative psoas, negative referred pain and no rebound tenderness: signs commonly associated with peritonism and/or appendicitis. At the time of examination there was no indication that the patient was experiencing acute appendicitis. A collective decision involving the family was made not to transport the patient to hospital and remain in the care of the family. Appropriate safety netting was delivered by the crew prior to booking clear from the scene. A letter of explanation will be sent to the complainant. Potential Learning Outcomes: Only one set of baseline observations recorded, and PRF not fully completed. PRF details basic palpation of abdomen, but no further examination is stated (inspection, palpation, percussion, auscultation). No pain score documented on PRF Patient was pale, tachycardic (106 / 116) and temp 37.1 having taken paracetamol – which could be considered potential ‘red flags’. Crew could have considered arranging GP appointment prior to leaving scene and not reliant upon mother making contact with GP, as a safety netting measure. Recommendations: The observations made by the Locality Quality Manager in respect of potential learning outcomes will be fed back to the attending Paramedic. Action: File noted discussion between the attending Paramedic and his line manager to discuss the observations and learning outcomes. For: Locality Quality Manager. Deadline: 18 August 2013. Evidence: Documentary evidence of file noted discussion. Sign Off (include dates) Date report sent to Investigation Manager for approval: 18 July 2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/044/13 FC/044/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 03 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 21 June 2013/ 14 August 2012. Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Patient’s daughter believes that the attitude & arrogance of paramedic complaint: compromised her father’s treatment. Type of Complaint: Attitude (Attitude) Division/Area: # A&E Nottinghamshire (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 26 July 2013 (20 working days) Date to post response letter: 31 July 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Minor Did the previous incident with -------------- compromise the treatment given to the patient on 21 June? Was the treatment given on 14 August 2012 appropriate? Contact made with complainant: Contact attempted 16/7, 18/7. Message not left as the IO is unsure if the number is ---------------. 24/7 spoke to ---------------------. Number given for ------------ but this is not recognised. Verified the number with ------------- but it is still not recognised. Contact made with --------------- 26/7. Expectations of Complainant: Explanation and apology Date OSM/PTL/Manager informed: 16/7/2013 Staff involved informed: 16/07/2013 Immediate actions taken: PRF’s requested. The Investigation Officer’s Report FC/044/13 Chronology of Events: taken from the Computer Aided Dispatch (CAD) sequence of events (SOE) for call reference 5632676 on 21 June 2013 and call reference 4860404 on 14 August 2012. 14 August 2012: new call received at 01:19 hrs on behalf of a --- year old female who has difficulty in breathing. The call is assessed as requiring an emergency eight minute response, and at 01:20 hrs a DCA is allocated to the incident. The prioritisation for the response is amended to 20 minutes at 01:24 hrs. At 01:27 hrs a CAD message is entered which reads: “Spoken to the caller states patient may have whooping cough and is having a breathing problem at present. Heard talking in the background. Crew to attend”. The resource arrived on scene at 01:28 hrs. After treating the patient on scene the crew call clear at 01:56 hrs. 21 June 2013: new call received at 20:38 hrs on behalf of a male who is unable to pass water. The call is assessed as requiring an ambulance response within 30 minutes. A message on CAD reads: “-- year old male onset of abdominal pain and inability to pass urine, severe pain, on antibiotics for uti from gp but now unable to cope with pain, pain relief advice given. Green 2 response arranged”. A double crewed ambulance (DCA) is allocated at 20:50 hrs, arriving on scene at 20:59 hrs. The crew leave the scene with the patient at 21:13 hrs and arrive at hospital at 21:28 hrs. The patient is handed over to hospital staff at 21:38 hrs. Evidence Gathered: CAD reports Patient Report Forms (PRF). Statement from complainant. Statements from crew members. Analysis of Care Management or Service Delivery Issues: Handling of emergency calls: Both incidents were allocated a 30 minute response, and crews arrived with the patient within this timescale on both occasions. Analysis of information collected in respect of the incident in August 2012: the attending crew have advised that on arrival they were taken through to the patient who reported that she was having trouble breathing. The patient also advised that she thought she may have whooping cough. A full set of observations were taken including chest sounds which all appeared normal. The crew advised that they offered to transport the patient to hospital but she declined. As a precautionary measure it was suggested that the patient should see her GP as he was already aware of her presenting condition. The crew formed the impression that the patient was not completely happy with the outcome although she had declined transportation to hospital. A PRF for this incident could not be found in EMAS records, and the crew could not recall whether the form completed was electronic or paper based. The complainant cannot recall signing a PRF on this occasion but she could not state for certain whether one was issued to her or not given the lapse in time since the incident. The complainant advised that she formed the impression from the outset that the attending Technician thought she was uptight and her problem was more psychological than physical. She advised that she was subsequently admitted to hospital with a diagnosis of whooping cough. Analysis of information collected in respect of the incident in June 2013: The complainant advised that on arrival the attending Technician was dismissive towards her, and she advised him that she had had an issue with him on their previous meeting in 2012. The ambulance crew took her father onto the ambulance at her request and a set of observations was carried out prior to the ambulance leaving for the hospital. The Technician declined to take the complainant to hospital with her father, and her mother travelled instead in the ambulance. The complainant advised that en route to the hospital the Technician had passed comment about the complainant’s attitude. On arrival at the hospital the Technician took a nurse to one side to discuss the situation, and as a result of this her father was discharged with a suspected UTI after little examination. It was only after the complainant intervened that her father was re-examined and retention was identified. The crew members advised that shortly after their arrival the complainant had advised that she had had a previous issue with the Technician following the crew’s attendance to her in 2012. The crew wanted to take a set of observations in the house but the complainant insisted that her father be taken directly to the ambulance and they complied with this. On board the vehicle a full set of observations and medical history was taken and it was established that the patient had been diagnosed with a urinary tract infection and been prescribed medication for this. The Technician confirmed that he did refuse to allow the complainant to travel with her father as her attitude was unhelpful to the situation. The Paramedic observed that en route to the hospital the interaction between the Technician and the patient and his wife was light hearted. Pain relief was offered to the patient but this was declined. On arrival at the hospital the patient was taken into Accident and Emergency and transferred to a hospital trolley. After a short time he was taken through into a cubicle. The Technician approached a nurse in the cubicle and took her to one side to give a handover. The Technician confirmed that this was a normal handover of presenting condition and medical history. He did advise that he thought the complainant was unhappy with the crew following an earlier incident, but this had not in any way compromised the treatment and care given to the patient. Conclusion: In respect of the incident in 2012, the crew have acknowledged that the patient did not appear completely happy with the outcome of their attendance to the patient, although she did decline transportation to the hospital. The investigation officer has been unable to trace a PRF relating to this incident in EMAS records. In respect of the 2013 incident, it was acknowledged that the complainant was unhappy with the crew following their earlier interaction and she believed that this affected the care and treatment given to her father. The Technician confirmed that he did comment on the demeanour of the complainant to the patient and his wife and to the nurse on handover, but his did not in any way compromise the care and treatment the patient received. Recommendations: As the PRF could not be found and the crew are certain one was completed the TL should meet with the staff to ensure they are filing PRFs correctly and where ePRF is available that training is up to standard. Action: TL to speak with staff to establish their understanding of the PRF filing process For: CTM Deadline: 30 September 2013 Outcome: to ensure that staff are filing correctly and that if any areas of the process are not robust, the CTM can action. The Crew members state they were aware that the patient was unhappy about the decisions made on scene, despite agreeing not to be conveyed. Action: Reflective discussion with the crew on how to use CRT to resolve matters on scene For: CTM Deadline: 30 September 2013 Outcome: to ensure patient experience is to a high standard and that staff are able to implement their CRT effectively. Sign Off (include dates) Date report sent to Investigation Manager for approval: 15/08/2013 approved Date feedback given to complainant: Verbal feedback given Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/045/13 FC/045/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 05 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 17 May 2013 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Attitude and inappropriate comments of female member of ambulance complaint: crew. Type of Complaint: Attitude (Attitude) Division/Area: # A&E Derbyshire (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 30 July 2013 (20 working days) Date to post response letter: 02 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Establish did the paramedic use inappropriate and unprofessional behaviour towards patient, family and staff? If so, what action is to be taken regards to this behaviour? Contact made with complainant: Email to CPN sent Expectations of Complainant: Informed of action to be taken re Paramedic Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: None The Investigation Officer’s Report FC/045/13 Chronology of Events: Date and Time 17/5/2013 13:33 13:36 13:35 1/7/2013 Events 999 call received CAD 5551030 to the address for a --- year old female who had tried to hang herself. Patient was reported not to be alert; had MS and a history of self-harm. Crew assigned and call coded G2 response – face to face contact within 30 minutes. Crew arrived at 13:40 (within the target timescale and transported the patient to hospital. Letter received from CPN at hospital stating the Paramedic (P1) had stated to Worker at Care Home “people like ------------ should be put in a wicker basket (cheapest coffin), dumped in the ground and forgotten about”). P1 is also stated to have made negative comments to the patient’s sister. Then comments from P1 reported to have been made to nursing staff: “(Patient)… is schizophrenic and should be locked up and the keys thrown away and she should stop wasting government money’. P1 was additionally reported to have spoken, audibly in the public foyer of the hospital in a ‘vocal and unprofessional manner’. Evidence Gathered: SOE CAD Record phone call PRF 5551030 Record phone call Analysis of Care Management or Service Delivery Issues: AT 13:33 --- year old patient was found by care home staff having tried to hang herself with an exercise band. Patient was reported to have a history of Multiple Sclerosis (MS) and self-harm. The call received a G2, within 30 minutes ambulance required, coding and an ambulance was immediately dispatched. Crew arrived on scene, within 5 minutes, and were shown through to patient. Staff members, --- and -- were with the patient. They escorted patient to the ambulance with the crew but, as patient had not requested an escort, it was decided that --- would follow in her own car. No staff were in the ambulance during transport. --- stayed at the home with the other patients. Whilst --- was in the car park Paramedic (P1) returned from the ambulance to inform her that the patient had tried to grab some scissors. On arrival at hospital --- joined the patient and crew. Both --- and --- have been spoken to. Neither have any concern about P1’s behaviour. They feel that P1 acted appropriately at all times whilst they were present. --- mentioned that P1 had tried to stress to the patient what would have happened if she had succeeded, that patient would now be dead. --felt that P1 had been firm to the patient but that in the circumstances the patient needed to be handled with a firm voice. --- felt that P1 was empathetic and very understanding of the family’s situation. Conclusion: Both witnesses, provided by the CPN, have been spoken to. Neither have any concerns with the Paramedics behaviour, and both spoke highly of the Paramedics approach to the patient. Recommendations: None Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/046/13 FC/046/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 05 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 18 May 2013 Patient Name: How Received: Email Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Pt in labour. Unhappy with how the ambulance crew dealt with the pt. complaint: Baby was delivered, but died next day. Type of Complaint: Pt. Management/Treatment (Quality of Care, Clinical Issue) Division/Area: Protected under Data Protection Act Investigation Officer: (15 working days) Date for Investigation conclusion: 01 August 2013 (20 working days) Date to post response letter: 02 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: What time did the ambulance arrive? Scope of Who assessed the Situation? Investigation What was the outcome of the assessment? (must include all complainant concerns) : Was Samantha placed on any monitoring device? Was Samantha told at any point that the baby was in distress? What time did the arrive at the hospital? Contact made with complainant: Email staff – 22/7/13 Expectations of Complainant: Full response Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: The Investigation Officer’s Report FC/046/13 Chronology of Events: Date and Time 18/5/13 18:10 18:10 Approx 18:14 19:06 19:12 Events 999 call received from Maternity at Hospital – CAD 5553826. Stated patient was in labour and midwife was on phone assisting with the delivery. Contractions were approximately 3 mins apart and patient was full term. Attempts were being made for a Community Midwife to attend but they were currently on another call. The Crew arrived with the patient at 18:18. The call was coded as a G2 response and the crew arrived within 8 minutes of the call connecting. A G2 requires that an ambulance be on scene within 30 minutes, the crew were within the G2 on scene attendance Crew state that two midwives arrived on scene a couple of minutes after them, the midwives then took over the care of the patient and baby. Midwives requested patient was not moved as they did not want to deliver in ambulance. PRF states that patient overdue by 5 days, and returned from Maternity twice that day. Patient not crowning and dilated at 9 cm. Crew members waited in another room as both midwives were on scene attending the patient. Crew left scene with patient on instructions of midwife when the baby went into distress. Arrived at Maternity with the patient Evidence Gathered: Complaint PRF CAD SOE Crew Email response Analysis of Care Management or Service Delivery Issues: At 1810 on the 18 May 2013 the Maternity Department requested a 999 call to the address. The crew arrived within 8 minutes. The Paramedic (P1) completed an assessment of the patient on arrival ‘…(t)he patient wasn’t crowning, and contractions were difficult to time as patient was verbalising her discomfort continually.’ The Maternity Unit were still on the phone advising family at this time. The patient was offered entonox whilst crew obtained an update from the maternity department. P1 attempted to obtain a blood pressure reading but was ‘…unable to record a blood pressure due to (patient’s) constant movement of her arms.’ Two midwives arrived on scene within a couple of minutes of the crew. The Midwives took over care of the patient, took her blood pressure and completed several auscultations of fetal heart. As Midwives were managing the care of the patient both EMAS staff waited in another room. Midwives had not wanted to transport patient initially as they did not want the patient to deliver in the Ambulance. The crew do not know when patient was told that the baby was in distress as they were not in the room. At 19:06 the crew left scene with the patient and midwife and arrived at the Maternity Department at 19:12. The Midwife took clinical lead throughout. Conclusion: The Ambulance arrived on scene at 18:18, 8 minutes after the 999 call was received. During the call a Midwife from the Maternity department remained on the line with the family members. An initial assessment was completed by the Paramedic (P1) and, on visual inspection the vertex of the baby was not visible. The patient was in discomfort and constantly moving her arms so the Paramedic was not able to obtain a Blood Pressure measurement. Two midwives arrived on scene, within minutes of the crew, therefore the midwives took primacy in the care of the woman and her family. When Midwives took over care of the patient they were able to obtain her blood pressure and completed several auscultations of the fetal heart. Ambulance personnel do not possess equipment to monitor the well being of the baby therefore all information regarding fetal wellbeing would have been assessed by the attending midwives. The crew do not know what the patient was told by the midwives as they were not in the room. The midwives took clinical lead once they arrived at the address. EMAS staff interaction with the patient was minimal. The crew left with the patient and midwife at 19:06 on the Midwives instruction. They arrived at the Maternity Department at 19:12. The crew left the hospital at 19:27 as the Midwife had taken over care of the patient on arrival at scene. Recommendations: No Recommendations identified Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/047/13 FC/047/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 15 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 03 May 2013 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Pt with back pain. Unhappy with FRV attitude, lack of examination, complaint: diagnosis, and referral to GP. Type of Complaint: Pt. Assessment/Diagnosis (Quality of Care, Clinical Issue) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 05 August 2013 (20 working days) Date to post response letter: 12 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : 1. Was the first attending paramedic’s examination complete and correct? 2. Was it appropriate for you to be referred to the GP? If not, should you have been transported to hospital on that first call? 3. What action did the ECP (second vehicle) take when on scene? 4. Was an urgent transport within 4 hours the correct transport timescale for your condition? Contact made with complainant: Intro letter Expectations of Complainant: Explanation Date OSM/PTL/Manager informed: N/A Staff involved informed: 22/7/13 Immediate actions taken: None The Investigation Officer’s Report Fc/047/13 Chronology of Events: Date and Time 3/5/13 07:28 07:51 13:48 14:35 15:16 15:23 16:24 19:35 19:50 19:54 21:12 21:17 21:39 Events 111 send through call on the Automatic system: 5517583 requesting a G2, emergency transport request within 30 minutes. Patient in agony; cannot get out of chair; lower back shoulder, legs and left side of face. Numbness in cheeks. Single crewed Ambulance assigned to the call, driven by P1. Arrived on scene at 08:13 hours – outside of the G2 response time. P1 left scene at 09:20 – detail closed as Treated on scene, and referred to GP for additional medication Call received to a major RTC on A46, approximately 20 miles for patients address. Detail requires 6 EMAS vehicles to attend, with last vehicle clearing scene at 16:42. One EMAS vehicle receives damage and is taken off line. 999 call to address for back problems – CAD 5518408 . This was taken through the AMPDS system and coded G4 – to send to EMAS Clinician for triage. 999 call to address for male with back problems – CAD 5518497 . Patient requesting ETA on TAS call. This Coded G3 which is a Triage call back. TAS spoke to the patient call and created CAD 5518547. Back pain since 20:00, ongoing problem for 16 months. Got worse last week, then again last night. Alert. Lower back pain just above his bottom. Pain level 10. Taken morphine, tramadol and amitriptyline. Pain too bad to get up. No temp. Legs weakened but no loss of sensation. Patient said weakness was due to pain causing legs to give way. No time scale given for ambulance due to large number of calls. TAS upgraded call to G2 response. ECP was assigned to CAD 5518547 at arrived scene at 16:35. Patient told ECP on arrival that he did not need a paramedic, and that an ambulance was supposed to be on the way. ECP radioed the Control Room and explained that patient required Ambulance transport and that he was an inappropriate response. Dispatcher then created another CAD 5518675 as a within 4 hour collection. Request was made that the patient be welfare checked if not collected by 18:45 and a warning alert to the Dispatcher was placed on the detail. ECP remained on scene for 9 minutes, no PRF completed, ECP states no examination of patient completed, no supporting documentation. Welfare check request not completed at 18:45; Dispatcher now checks Resource Allocation (Res/Alloc) and crew assigned to attend the patient – no blue lights. 999 call to male with back pain – CAD 5519065. Coded G4 and advised ambulance will be with them as soon as possible. Urgent was not out of time so not upgraded by dispatcher – check urgent policy at time. Performance Delivery Manager’s Log Reports: CAT Team welfare checking holding calls Crew arrive on scene and transport the patient to the hospital. Urgent collection was total of 4 hours and 37 minutes. Performance Delivery Manager’s Log Reports: R1 triage suspended to assist with Triage backlog. Performance Delivery Manager’s Log reports: 26 uncovered 999 calls holding; 11 G3/4 Calls awaiting triage and 7 out of time urgents across EMAS. Capacity Plan (CP3) implemented Evidence Gathered: SOE CAD Call 1 SOE CAD Call 2 SOE CAD Call 3 SOE CAD Call 4 SOE CAD Call 5 SOE CAD Call 6 Letter Complaint EMAS Daily Performance Review Call 1 WAV file Call 2 WAV file Call 3 WAV file PRF Call 1 Performance Delivery Managers Resource Log Lincs Resource Log PRF Call 3 Email LQM re 2nd RRV attendance LQM response to 2nd RRV attendance EMAS Clinical Record Keeping Policy Performance Review East Midlands Ambulance Service (EMAS) was under performing on all categories of calls. There was an increase in calls of 9.76% on previous week across the board. Response times to Red calls, requiring 8 minute response was 72.9% (below 75% required); G1 performance was 80.58% (should be 95%); and G2 performance was 82.04% (should be 85%). Capacity Plan (CP) 3 implemented at 21:39: 26 uncovered 999 calls holding; 11 G3/4 Calls awaiting triage and 7 out of time urgent calls across EMAS. Serious RTC in Lincolnshire Division, 20 miles for patients address, requiring 6 resources at attend. Last unit clearing at 17:00, Delivery manager noted this as effecting response to other details. Analysis of Care Management or Service Delivery Issues: At 08:20 on Friday, 3 May 2013, Paramedic (P1) attended patient for on-going back pain problem. Patient spoke with P1 and with own GP. A care plan was established for the GP to call back later to monitor patient’s pain level. Patient signed to say that this was acceptable. At 14:35, first 999 call was received for the patient. This was taken through the Accredited Medical Priority Dispatch System (AMPDS) and coded as suitable for further triage by an EMAS Clinician (CAT) within the hour. Clinician spoke with patient, within 50 minutes of this call, and assessed his condition. CAT upgraded call to a G2 call, ambulance required within 30 minutes. Due to a serious Road Traffic Collision in the area, an Ambulance was not available to attend within this timescale. The Dispatcher assigned an Emergency Care Practitioner (ECP) to this call. On arrival ECP states he was informed by the patient an ambulance was organised already. ECP remained on scene for 9 minutes and there is no record that the patient was examined. ECP cleared scene and an ambulance was requested for within 4 hours, and that patient be welfare checked if not collected within 2 hours. Records have been searched and there is no trace of a PRF for the ECP visit. As there is no PRF there is no evidence to show if this was an appropriate response to the patient. Section 3.2 of the Clinical Records Keeping Policy states that PRF is to be completed ‘…by all personnel for each patient attended…’ and a ‘…form should be generated whenever a vehicle arrives on scene at an incident.’ At 21:12, ambulance arrives on scene to collect patient on the urgent booking. This is 37 minutes outside of the 4 hour timescale requested by the ECP. No welfare check was instigated at the 2 hour mark. A note was made in the Performance Delivery Managers resource log that CAT were completing welfare checks, but this patient was not noted as checked, nor was the computer log opened in this timescale. Capacity Management Plan (CP) 3 was instigated at 21:39 as demand on EMAS services outstripped the services available resources. Conclusion: Care plan instigated by Paramedic (P1) was done in conjunction with discussions with patient’s GP, and with agreement of the patient himself. GP spoke with patient and Paramedic. This was an acceptable course of action as condition was indicated to have been on-going for 18 months. GP agreed to monitor patient’s pain levels. The ECP, attending later that day remained on scene for only 9 minutes. ECP confirms no treatment or observations completed. No PRF on file recorded. These failures breach the Clinical Records Keeping Policy. There is no evidence to support the booking of a 4 hour urgent for this patient. No observations were done, no PRF completed, due to this a 4 hour booking cannot be supported. Delay in attending patient with in the 4 hour urgent was due to high level of calls being received outstripping EMAS’ resources available to respond. Twenty five minutes after crew arrived with patient Capacity Management Plan 3 was instigated. Recommendations: ECP to be file noted for breach of Clinical Records Keeping Policy. Action: Evidence: Copy of File Note Deadline: 31/7/2013 Sign Off (include dates) Date report sent to Investigation Manager for approval: 23/07/2013 approved 24/07/2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/048/13 FC/048/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 15 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 11 July 2013 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Incorrect diagnosis by 999 call taker and delayed response. complaint: Type of Complaint: Call Management (Timeliness, Activation/Response) Division/Area: A&E Cont. Leics & Rutland (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 06 August 2013 (20 working days) Date to post response letter: 12 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Paramedic moderate Why did the call handler diagnose incorrectly? Why was a Paramedic not sent straight away? What was the reason for the delayed response in treatment? Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: 19/07/13 11:25hrs As above The Investigation Officer’s Report FC/048/13 Chronology of Events: Taken from calls 5680462 and 5680512 received in to the Emergency Operations Centre (EOC) on 11 July 2013 and the Patient Report Form (PRF) details. Date and Time 16:38 16:43 16:51 17:00 17:02 17:05 17:22 17:59 Events Call 5680462 received into the Emergency Operations Centre (EOC) Correctly coded as 06C01A Green 3(G3) 20 minute Clinical Assessment Team (CAT) call back. Caller was not the Patient. CAT called back patient and spoke with her gaining further information. Patient Husband attending shortly, advised to make own way to Casualty/Walk in Centre. Call 5680462 correctly closed by Dispatcher as no resource required. Second call 5680512 received into the EOC. Correctly coded as 06D01 Red 2 (R2) 8 minute response. Caller was not with the Patient. Rapid Response Vehicle (RRV) 4730 correctly allocated by Dispatcher and en route to attend detail. RRV arrives on scene of incident. RRV confirms no crew required and is dealing with incident. RRV calls clear from detail and Dispatcher correctly closes job. Evidence Gathered: • Sequence of Events (SOE) for Emergency Calls 5680462 and 5680512. • Voice recordings of calls received into the EOC. • Call audit reviews for 5680462 and 5680512. • Correspondence for Making own way to Hospital from Clinical Assessment Team Manager. Analysis of Care Management or Service Delivery Issues: The first call was received into the Emergency Operations Centre (EOC) at 16:38hrs. The call was made to the EOC by someone who was with the Patient; and processed through the Advanced Medical Priority Dispatch System (AMPDS). The response gained from this process was a Green 3 (G3) 20 minute call back from a Clinician on the Clinical Assessment Team. The caller was not told that a Nurse would be sent. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time. At 16:43hrs, a Paramedic working in Control as part of the CAT rang back. The phone was answered by someone other than the patient. As the Patient was able to talk they were put on the phone. The Patient told the Paramedic of her presenting condition and symptoms that she had. The Patient was able to talk in full sentences and answered the questions posed to her such as; does it hurt more in your chest when breathing in or all the time? Information was provided to the Paramedic that the Patient had previously had an Asthma Attack and she normally manages them, this did not feel the same. No mention was made with regards to an onset of paralysis. The Patient advised the Paramedic that her Husband was on the way. The Clinician stated that as she was talking in full sentences, it would be better for her Husband to take her to Casualty or the nearest Walk in Centre to get checked out. The Patient had said yes to the instruction of the Paramedic. A second call was received into the EOC at 17:00hrs. The call was made by someone with the Patient and again processed through AMPDS in order to give the most appropriate response. From the information given on the second call, the response was given a correct code of Red 2 (R2) 8 minutes. The Dispatcher accessed the Resource Allocation(Res/All) function and dispatched an Ambulance Car at 17:02hrs which arrived with the Patient by 17:05hrs. The Paramedic assessed the Patient and treated at scene with no requirement for a Double Crewed Ambulance to attend. At 17:59 the Paramedic called clear from this detail. Conclusion: Why did the call handler diagnose incorrectly? When a call is received into the Emergency Operations Centre (EOC), it is triaged using information gained from the caller following a set of pre-defined questions on the Advanced Medical Priority Dispatch System (AMPDS). The Call Handler does not diagnose and allows the system to provide the most appropriate response based upon the facts that are provided. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time. Why was a Paramedic not sent straight away? From the information gained in the first call to the EOC alternative care pathways were identified and in accordance with the process a Clinician was requested to call back and triage the Patient further; ensuring the most appropriate response was given. A Paramedic from the Clinical Assessment Team (CAT) called back and spoke to the Patient. The Patient was able to speak in full sentences and provide the Paramedic with answers to the questions that were being asked. From the assessment made, there was no immediate clinical need for an Emergency response to be sent. No mention was made with regards to an onset of paralysis. The Patient made the CAT Paramedic aware that her Husband was travelling to her. It was then suggested by the CAT Paramedic that in order to be checked out appropriately she should make her way with her Husband to the nearest Casualty or Walk In Centre. The Paramedic by this stage had ruled out certain conditions in the questions that had been asked such as ‘does it hurt more when you breathe in or all the time?’ Following a Clinical assessment, if the Clinician feels that the Patient is clinically stable then they can advise the Patient to make their own way to Hospital. What was the reason for the delayed response in treatment? When the second call was received into the EOC at 17:00hrs, it was coded correctly by the call handler with the new symptoms presented. An immediate response was dispatched. A Paramedic was on scene within 5 minutes of the call being placed. The Paramedic on scene was able to fully examine the Patient in person and rule out life threatening conditions. The Patient was treated on scene. Recommendations: Good Practice: CAT advised Make own way (MOW). Paramedic called later. Patient treated on scene. No Ambulance response was required. Sign Off (include dates) Date report sent to Investigation Manager for approval: Approval 080813 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/049/13 FC/049/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 15 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 09 July 2013 Patient Name: Deceased? Yes How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the 90 minute delayed response to elderly Warfarin pt on oxygen that had complaint: fallen. Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Nottinghamshire (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 06 August 2013 (20 working days) Date to post response letter: 12 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Why was there a delay in responding to the Patient? Were there any personnel in the local Station who could have assisted? Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: 16/07/13 1435hrs by telephone As above The Investigation Officer’s Report FC/049/13 Chronology of Events: Taken from calls 5675640 and 5675738 received in to the Emergency Operations Centre (EOC) on 9 July 2013 and the PRF details. Date and Time 14:42 14:44 15:19 15:43 15:53 15:54 15:54 15:56 16:05 16:05 16:06 16:09 16:56 17:20 18:04 Events First call 5675640 received into the Emergency Operations Centre (EOC). Patient fallen and trapped behind door. Incorrectly coded by the Call Handler as 17A01G Green2 (G2) 30 minute response. CFR Dispatcher accesses Resource Allocation (Res/All) to check if any suitable CFR available. nd Second call 5675738 received into the EOC. 2 Call Fallen. Coded correctly by the Call Handler as 17B01G G2. Call passed to Clinical Assessment Team (CAT). Upgraded by CAT to Green1 (G1) 20 minute response. Trainee Dispatcher accesses Res/All function, no crews available. Notes from CAT, Patient been on floor a long time, on O2(Oxygen) and has Warfarin (blood thinner). Patient at high risk normally of Pressure Sores. Notes from CAT, arm behind her. Toes and lips tinged blue, normal but slightly darker at present. Trainee Dispatcher accesses Res/All function to find crew. Double Crewed Ambulance (DCA) 2214 allocated to attend incident. DCA 2214 Mobile to incident. DCA 2214 Arrives at scene. DCA 2214 leaves scene towards Hospital. DCA 2214 arrives at Hospital with Patient. DCA 2214 come clear from incident. Evidence Gathered: • • • • • • Sequence of Events (SOE) for Emergency Calls 5675640 and 5675738 Electronic Patient Report Form (ePRF) in relation to call 5675640. Resource Log for DM. Performance Data for 9 July 2013. Resource Log for Notts Dispatch Desk Copies of emails from Dispatch Manager regarding Dispatch training. Analysis of Care Management or Service Delivery Issues: On the day of this incident, the Dispatcher was training a member of staff on how to Dispatch. The trainee was logged into CAD with the Dispatcher observing. The first call was received into the Emergency Operations Centre (EOC) at 14:42hrs stating a patient had fallen and was trapped behind a door. The call coding was incorrect but achieved the correct response a Green2 (G2) 30 minute face to face contact. At 14:44hrs a Community First Responder Dispatcher checked for any resources in the area via the Resource Allocation (Res/All) function. There were no suitably trained responders who could attend. By 15:19hrs, a second call was being received into the EOC. Information was entered as ‘2nd Call Fallen’. This was coded correctly as G2 by the Call Handler. Due to the time the Patient had been waiting, a member of the Clinical Assessment Team (CAT) made contact with the caller and carried out a clinical assessment. The call was then upgraded to Green1 (G1) 20 minute response. The Trainee Dispatcher accesses the job fully for the first time at 15:54hrs. The Res/All function is accessed with no vehicles being available. Notes are made by the CAT Nurse as to the Patient’s condition. The Patient had been on the floor a long time and was now on Oxygen (O2). The patient also takes Warfarin (a blood thinner). The Patient was deemed to be of high risk especially of developing pressure sores. Also noted was the colour of the Patient with darker than normal blue tinges to her lips and toes. Again at 16:05hrs, the Trainee Dispatcher accesses the Res/All function and assigns a Double Crewed Ambulance 2214 to the detail. The crew arrive at the scene of the incident by 16:09hrs and have the patient to the Hospital by 17:20hrs. On the day of this incident, East Midlands Ambulance Service had vehicle losses in the Nottinghamshire area of 10%. Of the 89 vehicles due to be responding, 9 were off the road. Only 75.40% of G2 calls received into East Midlands Ambulance Service on the 9 July were responded to within the 30 minute timescale. East Midlands Ambulance Service aim to respond to G2 calls at a rate of 85%. EMAS deploys its available resource to stand by points, vehicles are not always located at station when waiting to attend calls. Conclusion: The call was correctly handled by the Call Taker and attempts were made by both the Dispatcher and Community First Responder Dispatcher to ensure a response was sent to this Patient. At the time of the calls being received into the Emergency Operations Centre, all of the resources within the call area were attending to Emergencies, responding to Emergencies or; within their allocated Meal Break Window and unable to be allocated; there were no crews available to attend. Selecting Resource Allocation more regularly, although should have been done, did not have a detrimental effect on this job as there were no resources available. On the day this incident occurred, there were 9 vehicles off the road in the Nottinghamshire Division, 10% of the overall resources normally available for the area. Due to the delays, a call was made from the Clinical Assessment Team (CAT) to the property. The Clinician was able to assess the Patient further. From the information provided, the call was then upgraded to a higher priority Green1 (G1) 20 minute face to face response. After the upgrade, the crew arrived on scene at 16:09hrs, 16 minutes later. 1hr 27 minutes after the original call was received. Ambulance Stations do not always have crews or vehicles within them able to respond to incidents directly from the Station. East Midlands Ambulance Service do have standby points. If a crew is free and available to respond to jobs; they will be dispatched to a standby point and not their starting Station. If there had been a free vehicle at the local Station which had the capabilities to respond, this would have been sent to the incident. Recommendations: 9. Action: Dispatchers to check Resource Allocation more frequently to ensure a response is sent if available. For: Evidence: Copy of the report Deadline: 28/08/13 10. Action: Operations Staff to ensure they are using their Conflict Resolution training to try and resolve issues on the road rather than not deal with problem and escalate immediately to PALS For: Evidence: Copy of the report Deadline: 31/08/13 Sign Off (include dates) Date report sent to Investigation Manager for approval: Approved 18 08 13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/050/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: Complainant Name: Telephone Contact: Correspondence Address: Date of incident: Patient Name: How Received: Relationship to patient: Logged by: Incident Location: FC/050/13 Brief details complaint: of the 16 July 2013 02 March 2013 Deceased? No Telephone Their reference: Patient is ‘hazy’ about the events. Therefore was he suitable to be left at home without being taken to hospital or someone visiting within the next few hours? Use of Refusal to Travel (Quality of Care, Clinical Issue) # A&E Derbyshire (A/E) Type of Complaint: Division/Area: Investigation Officer: Date for Investigation conclusion: Date to post response letter: 08 August 2013 13 August 2013 (15 working days) (20 working days) Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Why was the patient left at home despite refusing to travel? Due to age and condition, should he have been made to go to Hospital? Why did the crew not do anything other than lift onto the bed? Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: 19/07/13 – 10:40hrs The Investigation Officer’s Report FC/050/13 Chronology of Events: Taken from calls 5368552 received in to the Emergency Operations Centre (EOC) on 02 March 2013 and the Patient Report Form (PRF) details. Time 21:38 21:39 21:39 21:39 21:39 21:42 21:44 21:50 22:01 22:19 22:31 22:46 23:24 23:24 Events Call 5368552 received into the Emergency Operations Centre (EOC) Problem given as ‘Male on floor – tried to ring son in Ripley’. Dispatcher accesses Resource Allocation (Res/All) screen. Rapid Response Vehicle (RRV) 2734 allocated correctly by Dispatcher. Call coded correctly as 17D03 Red2 (R2) by Call Handler. Call handler attempts to call patient at home address, no answer. RRV 2734 arrives on scene. Police contacted via Dispatch for access to property as door locked. RRV 2734 makes contact with patient and requests for crew to attend. Double Crewed Ambulance (DCA) 8711 allocated correctly by Dispatcher to attend as back up. DCA 8711 arrives on scene with patient. DCA 8711 calls clear from detail. Update from RRV 2734 on scene noted by Dispatcher ‘Patient not injured refused to travel. Details passed to GP. Patient wanted to go to bed’. RRV 2734 clear from detail and job closed correctly by Dispatcher. Evidence Gathered: • • • • • • Sequence of Events (SOE) for Emergency Call 5368552. Electronic Patient Report Form (ePRF). Voice recording of call 5368552. Call audit for call. ePRF review from PALS complaint. Review of ePRF from LQM. Analysis of Care Management or Service Delivery Issues: A call was received into the Emergency Operations Centre at 21:38hrs from the Patient’s son. He was not with the Patient and only able to supply limited information. At 21:39hrs a Dispatcher had accessed the Resource Allocation (Res/All) function and a Rapid Response Vehicle (RRV) was assigned to attend. The Call Handler correctly processed the call through the Advanced Medical Priority Dispatch System (AMPDS) with the limited information given and a coding of 17D03 Red2(R2) 8 minute response was correctly given. The response time was 6 minutes, within the target 8 minute response time. Once on scene at 21:44hrs the RRV requested the assistance of the Police at 21:50hrs as they were unable to gain access to the property. Access was gained at 22:01hrs. The RRV asked for a crew to attend before he had assessed the Patient fully. The Double Crewed Ambulance (DCA) arrived on scene at 22:31hrs. The Patient was put into bed after all observations are completed. The Patient was uninjured and refused to travel to Hospital informing the staff he wanted to go to bed. The RRV arranged for details of the contact to be passed to the Patient’s General Practitioner (GP). After assisting, the DCA called clear at 22:46hrs and the RRV at 23:24hrs. The patient was made aware to call 999 again should he not be able to help himself. Analysis of PRF by LQM The PRF is generally well completed and I would make the following comments; 1. Although consent is not documented specifically it would be assumed given the answers from the patient and also there are no issues with observations taken. 2. Only 1 set of observations were taken whilst the Clinician was on scene 3. Advice given to the patient is documented. Regarding the need for a Safeguarding referral there is nothing on the form to indicate that a referral would be required. The patient was appropriately safety netted and referred onto his GP and a copy of the PRF was sent to the GP Conclusion: Why was the patient left at home despite refusing to travel? Due to age and condition, should have been made to go to Hospital? After all observations are taken the crew make an assessment whether a Patient has Mental Capacity, and that the Patient can make their own choice whether or not to travel to Hospital. The crew are not able to force a Patient to go to Hospital in this circumstance regardless to the age of the Patient. Why did the crew not do anything other than lift onto the bed? The crew did do more than lift the patient on to the bed. The RRV arrived on scene after gaining access via the Police. Once with the patient the clinician made an assessment and noted clinical observations. The Patient was advised due to poor mobility that they should go to Hospital to be checked however, refused to travel. The Patient was uninjured and following appropriate safety netting being put in place, i.e. the crew passing the details of this contact onto the GP; they called clear from the scene. Recommendations: The quality of PRF completion is not to standard and as per training guidance and staff should be aware and reminded of the legal requirements of this documentation to be completed correctly and in full. 1. Action: Where practicable, more than one set of Observations should be carried out as is good practice. For: Evidence: Copy of the report Deadline: 02/09/13 Sign Off (include dates) Date report sent to Investigation Manager for approval: 05/08/13 approved 18.08.13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/051/13 FC/051/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 19 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 10 June 2013 Patient Name: Deceased? No How Received: Telephone Relationship to patient: Logged by: Incident Location: Brief details of the Alleged inappropriate comments from ambulance crew complaint: Type of Complaint: Attitude (Attitude) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 09 August 2013 (20 working days) Date to post response letter: 16 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading PALS case escalated to FC due to complexity of case and severity of accusations. & Rationale: Scope of Investigation Why did the crew not convey the patient? Why was the E-PRF not completed adequately? (must include all complainant Why did the crew not make a Safeguarding referral? concerns) : Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: Prior to escalation to an FC by PALS Co-ordinator and also during interview with the Division TL Incident to be investigated fully 14th June 2013 (when case first logged as PALS) 14th June 2013 (when case first logged as PALS) None The Investigation Officer’s Report FC/051/13 Chronology of Events: Date and Time 10 June 2013 approx 8pm 14 June 2013 20 June 2013 1 July 2013 18 July 2013 30 July 2013 1 August 2013 7 August 2013 19 August 2013 Events DCA 6723 dispatched to G1 in Vale Road, Spilsby to a call for --- year old female ?miscarriage in a public place On arrival the crew found the patient on the grass, other young people were present as was a police officer. The patient was said to be under the influence of drink, combative and difficult, resisting assessment and observation. The crew managed to get the patient on the ambulance but she became abusive. The police officer had left the scene and was asked to re-attend. The patient agreed to travel to hospital with the police officer in the police car. PRF completion was poor and no safeguarding referral was made. Call to PALS by school nurse registering this case. School nurse had seen the patient and her friend (who had made the 999 call) on 12 June. The girls had alleged poor attitude/conduct against the DCA crew. School nurse interviewed at ------------ station by TL Crew interviewed at ------------ station by TL Case escalated from PALS to FC Patient Safety and Experience Manager (PSEM) call to police officer on-scene Crew interviewed for the second time by TL PSEM attempted to contact school nurse to feedback re investigation – on holiday; left message to call back or PSEM will try to call again in one week. PSEM attempted to contact school nurse to feedback re investigation – on holiday; left message to call back or PSEM will try to call again in one week. Evidence Gathered: E-PRF Two statements from each crew member (taken 1 July and 1 August) Statements from school nurse (complainant) Report from Divisional IO Analysis of Care Management or Service Delivery Issues: E-PRF completion was extremely poor. It included no observations, assessment or rationale for decisions taken. Decision to allow patient to be conveyed to hospital by the police officer was not documented. Lack of Safeguarding referral was unacceptable. Conclusion: Although it is acknowledged that this patient was challenging for the crew, there appears to have been a lack of care and compassion exhibited as evidenced through the extremely poor E-PRF. Even taking into account the fact that the patient was combative and would not allow observations to be taken, nothing was recorded on the E-PRF indicating this or the subsequent decision making process and rationale. The decision to allow the patient to be conveyed to hospital by the police officer onscene is also not documented or rationalised. The crew also had a professional responsibility to make a safeguarding referral for this patient and failed to do so. Recommendations: Action Both crew members will have PRF audits for 6 months Both crew members will have the specialist safeguarding audit carried out by the Safeguarding Team Both crew should receive additional education re safeguarding and PRF completion and their responsibilities/accountability in these areas. Following the additional education both should produce a reflective practice piece detailing acknowledged errors in this case and how they aim to improve their future practice PALS will monitor future attitude concerns for these staff members’ involvement Lead TL East Division Timeframe Complete by 28 Feb 2014 Adult Safeguarding Lead Complete by end of Q2 TL East Division Complete by 31 Oct 2013 PALS and Service Improvement Co-ordinator Report to PSEM at end of Q3, Q4, Q1 and Q2 Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: 19/09/13 – due to complainant being on holiday for two weeks prior to this date so being unavailable. Response letter sent: N/A Sent to administrator: Patient or relative willing to be approached for their ‘story’ for No the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/052/13 FC/052/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 19 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 26 June 2013 Patient Name: Deceased? No How Received: Telephone Relationship to patient: Logged by: Incident Location: Brief details of the Delayed response to pt in labour with 6th baby. Previous PALS/0248/13 complaint: Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Derbyshire (A/E Control) Investigation Officer: 14 August 2013 (15 working days) Date for Investigation conclusion: 16 August 2013 (20 working days) Date to post response letter: Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : N/A EOC delay Minor Why was no ambulance sent to female in labour? Contact made with complainant: 24 July 2013 Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: Explanation and apology N/A N/a Call audits requested. The Investigation Officer’s Report FC/052/13 Chronology of Events: taken from the Computer Aided Dispatch (CAD) sequence of events (SOE) for call ref numbers 5644484 and 5644522 on 26 June 2013. The first emergency call was received at 22:40 hrs on behalf of a --- year old female in labour. The lady was full term, expecting her sixth child, and there were no known complications. The call was coded as a Green 2 30 minute response, and the caller was advised help was being arranged. A second emergency call was received at 23:00 hrs with the caller enquiring how long it would be before the ambulance arrived. The call taker advised that an ambulance had not yet been allocated, and the caller advised he would take his wife to hospital himself. Evidence Gathered: Call audits CAD reports Performance data Analysis of Care Management or Service Delivery Issues: Handling of emergency calls: the first emergency call was correctly coded as a Green 2 30 minute response. The call taker attempted to establish the length of time between contractions, but the patient only had one contraction during the call. The audit of the call confirmed that the call taker should have stayed on the line with the caller while help was being arranged. When the second call was received this was also coded as a Green 2 30 minute response, and the caller advised he would take the patient to hospital when it was established that we had been unable to dispatch a resource so far. Response to emergency calls: there had been no double crewed ambulances available to dispatch to the patient since receipt of the first emergency call. When the call taker advised that a resource had not yet been allocated on the second call the caller advised he would take his wife to hospital himself. Available resources: although the performance logs detail some issues with Airwave at the time of this incident, affecting communications with crews on the road, there were no demand issues identified. The CAD reports show that 14 double crewed ambulances were operating on the day of the incident in the area and none of these had been available in the time period between receipt of the first emergency call and the time at which the caller advised he would take the patient himself. Conclusion: There had been no double crewed ambulances available to dispatch to the patient in the time between receipt of the first emergency call and at the point at which the caller advised he would take his wife to hospital himself. Feedback has been given to the call taker in respect of staying on the line with the caller while help was being arranged in respect of the first emergency call received. It has been confirmed however that the call was correctly coded. Recommendations: There are no recommendations to make on this occasion. Sign Off (include dates) Date report sent to Investigation Manager for approval: 13 August 2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/053/13 FC/053/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 22 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 28 June 2013 Patient Name: Deceased? No How Received: PALS.office Relationship to patient: Their reference: Logged by: Incident Location: Paramedic is alleged to have provided poor service & quality of care; Brief details of the used inappropriate handling methods and demonstrated little dignity or complaint: care towards this patient. Type of Complaint: Pt. Management/Treatment (Quality of Care, Clinical Issue) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 14 August 2013 (20 working days) Date to post response letter: 19 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Why was -------------- subject to ridicule by the Paramedic? Why did the Paramedic provide own symptoms to same problem rather than treat Patient sciatica? What was the reasoning behind taking a bumpy route to the Ambulance on the chair? Why not taken on a stretcher? What did the Paramedic give --------------- to breathe in, Pain relief or O2? This was not explained how to use it. Contact made with complainant: Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: 24/07/13 14:15hrs and email from 24/07/13 23:05hrs Answers to above The Investigation Officer’s Report FC/053/13 Chronology of Events: Taken from calls 5648963 and 5648999 received in to the Emergency Operations Centre (EOC) on 28 June 2013 and the Patient Report Form (PRF) details. Time 22:47 22:48 23:04 23:06 23:07 23:07 23:13 23:18 23:22 23:46 23:52 29 June 2013 00:13 00:13 Events First call 5648963 received into the Emergency Operations Centre (EOC). Coded correctly by Call Handler as 05A01 Green 4 (G4) 1 hour Clinical Assessment Team (CAT) call back. Dispatcher access Resource Allocation (Res/All) function, call coded as G4, no resource sent. Second call 5648999 received into the EOC. Coded incorrectly by Call Handler as 06D04 Green1 (G1). 20 minute face to face response. Dispatcher accesses Res/All function and diverts 7120 Double Crewed Ambulance (DCA) from Green2 (G2) to attend detail. Dispatcher correctly closes call two 5648999 as a duplicate to call one 5648963. Clinical Assessment Team (CAT) member looks at first job 5648963, unable to triage as now G1. DCA 7120 stood down from attending incident. Dispatcher accesses Res/All function and allocates detail to DCA 6410. DCA 6410 arrive on scene of incident. DCA 6410 leaves scene of incident towards Hospital. DCA 6410 arrives at Hospital with Patient. DCA 6410 calls clear from this detail. Dispatcher correctly closes this call. Evidence Gathered: • • • • • Sequence of Events (SOE) for Emergency Calls 5648963 and 5648999. Patient Report Form (PRF). Voice recording of calls 5648963 and 5648999. Call audits for calls. Review of PRF from LQM. Analysis of Care Management or Service Delivery Issues: The first call was received in to the Emergency Operations Centre (EOC) at 22:47hrs. After being processed by a Call Handler through the Advanced Medical Priority Dispatch System (AMPDS), the call was coded Green4 (G4). The patient was told to wait for a call back from a Clinician which could take anything up to one hour. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time. A second call was received at 23:04hrs and processed to receive a coding of Green 1 (G1) a 20 minute response. Having been processed, the Call Handler should have coded this to receive a Red 2 (R2) 8 minute response. At 23:06hrs the Dispatcher accesses the Resource Allocation (Res/All) function and diverts Double Crewed Ambulance (DCA) 7120 to this incident. By 23:13hrs DCA 7120 are stood down from this incident due to a nearer DCA becoming available. DCA 6410 are assigned to attend this incident at 23:18hrs and arrive on scene with the Patient at 23:22hrs. The Patient is conveyed to Hospital by the DCA and arrives there by 23:52hrs. Once conveyed, the DCA calls clear from this incident at 00:13hrs. The Paramedic having seen the PRF is unable to recollect the incident. He states as this would have been a normal job; it’s not one that would stick out in his memory. The details he has recorded on the PRF are clinical and do not demonstrate the non-clinical care that would have been given. Information gained from the Paramedic shows he would have given symptoms to his own health issues to try and help the Patient relax. He also states that ‘even if the patient has used entonox previously, I always still explain what it is, how to use it, it’s effects and side effects. I also always monitor how the patient is self-administering and the effects gained. This is a routine course of action and is carried out automatically.’ The PRF was reviewed by the Locality Quality Manager (LQM) and shows the Paramedic has ruled out conditions such as Neck of Femur (NOF) injury as there was no shortening or rotation of that area. No information was recorded with regards to the Patient’s pain score although pain relief was attempted and; there is little evidence other than Sciatica shown. As the PRF is poorly written, there is no evidence showing all bases have been covered to rule out a NOF injury Having asked the LQM with regards to the use of stretchers and chairs, the LQM states a chair is normally used within a Patient’s property. This is unless it is physically impossible or they crew are unable to do so. Conclusion: The Paramedic who attended the scene is unable to remember the incident. He states with his experiences he does not feel he would ridicule a Patient. The Paramedic did state to build rapport with a Patient he sometimes has light hearted banter with them. The Paramedic apologises if this banter was misconstrued in any way. Being unable to remember this incident, the Paramedic is unsure as to why he would offer his own symptoms other than, to set the mind at ease for the Patient and to reassure them of their condition. The Paramedic states he would in normal circumstances take the smoothest and quickest route to the Ambulance. He states sometimes hedges and plants get in the way meaning you have to touch on a bumpy surface. He does not remember the incident so cannot state the route he took. The Paramedic states he would not intentionally go via a bumpy route to cause further harm or pain to a Patient. It’s not common practice to take a stretcher into a property. Crews normally use the carry chair unless it’s physically impossible or they are unable to. The Gas the Patient would have been given was Entonox which is an analgesic gas. This would have been appropriate given just muscular, nerve back pain. It should always be explained how to use it unless someone has taken it before and is familiar with its operation. The Paramedic states his normal process is to explain the use of the equipment and its side effects if there are any. He cannot see any reason why he would not have done this. Recommendations: Action: Paramedic to have a review of PRFs completed randomly for a period of three months to ensure correct completion. For: Evidence: Copy of the report Deadline: 01/12/13 Action: Team Leader to ensure appropriate conversation is held and recorded regarding coding of calls with Emergency Medical Dispatcher. For: Evidence: Copy of the report Deadline: 01/09/13 Sign Off (include dates) Date report sent to Investigation Manager for approval: Approved 22 08 13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/054/13 FC/054/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 23 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 11 November 2012 Patient Name: Deceased? Yes How Received: Email Relationship to patient: Logged by: Incident Location: Brief details of the Terminally ill pt died at home as expected. Care agency rang 999. Family complaint: unhappy with EOC ringing the house & interfering. Type of Complaint: Call Management (Timeliness, Activation/Response) Division/Area: A&E Cont. Derbyshire (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 16 August 2013 (20 working days) Date to post response letter: 20 August 2013 Section B: To be completed by the Investigation Officer Staff involved –EMD – EOC Lincs & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : The rationale of questioning the sister with regards to ---------- although questions not relevant as was ‘gone’. Why the operator needed to keep confirming the address of the incident and stated a wrong postcode had been given. Why was it noted that the initial call into EMAS was from a Nurse when this was not the case? Tried 29/07/13 12:00hrs Letter sent 30/07/13. Spoken with on Contact made with complainant: 05/08/13. Expectations of Complainant: Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: As above The Investigation Officer’s Report FC/054/13 Chronology of Events: Taken from call 5082963 received in to and called back from the Emergency Operations Centre (EOC) on 11 November 2012 and the Patient Report Form (PRF) details. Time 12:55 12:55 12:56 12:57 12:57 12:58 Events Call received into the Emergency Operations Centre (EOC). Call Handler searches address. Address given by carers. Carers mentioned this is in ------------------. Dispatcher accesses Resource Allocation (Res/All) function, No resources available. Call Handler manually inputs address and overrides system as not able to find. Call Handler establishes problem as Cardiac Arrest, caller not with the Patient. Is calling from the Care Agency. Carers en route back to Patient. Res/All function accessed by Dispatcher. Double Crewed Ambulance (DCA) 3320 diverted to this job. Call Handler takes telephone number of someone with Patient and calls back. Daughter states Dad died half an hour ago and hasn’t called Ambulance. Has CA and terminally ill. States Nurse went out to see him and he has died. Confirms does have a Do Not Resuscitate order in Nurse notes in the Dad’s Cottage. Been on syringe driver, pale, no breathing. Call Handler concentrates on the address and states wrong Postcode given 12:58 13:00 13:07 13:13 13:32 13:34 When the Daughter is told there is an Ambulance on the way she states there is a Doctor en route. Call Handler again skips this information and goes back to the address – No compassion. Says Ambulance on way and they can he assist with anything further. Call Handler speaks with Daughter on scene and codes call as 09E01 Red 1 (R1) Cardiac Arrest. Call not complied as outbound call. Another Call Handler makes changes to address. Note made by Call Handler. ‘This call came from Nurse who had left the Patient about 30 mins previous just as he arrested then went to Surgery and made call. I called the family back and the daughter refused to do CPR and said the patient was K1 but wasn’t cold and stiff’. Crew struggling to find the address. EOC ring West Midlands Ambulance to see if this is their area. West Midlands Ambulance searched on the original postcode, This is in their area. West Midlands Ambulance confirm East Midlands Ambulance Service stand down, not a workable arrest. Evidence Gathered: • Sequence of Events (SOE) for Emergency Call 5082963. • Voice recording of call 5082963. • Call audit for call. • Information regarding Do not Resuscitate Orders Analysis of Care Management or Service Delivery Issues: A 999 call reference 5082963 was received into the Emergency Operations Centre (EOC) at 12:55hrs. This was from a Care Agency after the Carers had left the scene of the incident and driven to get a signal to call the Agency. The correct address for the property was given by the Care Agency. The Care Agency also mentioned this would be in the Staffordshire area. The Call Hander establishes at 12:57hrs this could be a Cardiac Arrest and gains information from the person not with the Patient. The Call Handler does not process the call with the 3rd party through the Advanced Medical Priority Dispatch System (AMPDS) as they should have. At 12:58hrs, the Call Handler rings the patient’s daughter who is at the property. The Daughter does not know why an Ambulance has been called. The Daughter states her father has Cancer and was terminally ill. A Nurse did visit the property but left when he died. The Daughter was arranging for the Doctor to attend and certify the death. When asked if there was a Care Plan for the Patient, the Daughter confirmed to the Call Handler there was a Do Not Attempt Resuscitation (DNAR) in place which was in the pack for the Carers. The outbound call to the address cannot be audited formally through AMPDS due to this being an outgoing call. It is correct that that Call Handler processed the rest of the call through AMPDS. The Call Handler throughout the call re-clarifies the address. When checking the full address, the Call Handler states they were previously given the incorrect postcode details by the Carer, this is not the case. The correct full address was given by the Carer. Whilst the Call Handler is talking, two other Lincolnshire EOC staff are seen to be attempting to locate the address by accessing and searching the address within the call. It is noted by the Call Handler that a Nurse had seen the Patient then left the scene and went back to the Surgery to make the call to 999. This is not the case and not mentioned in the inbound or outbound calls. The Call Handler also notes that the Daughter who is on scene refuses to do Cardio Pulmonary Resuscitation (CPR). This information is not offered to the Daughter. The Daughter keeps mentioning that a DNAR is in place and her father had been dead for some time. At 13:13hrs, the crew call through to Dispatch to confirm they are struggling to find the address. Staffordshire Ambulance is contacted and they confirm the original postcode is in their area. Staffordshire Ambulance sends a response and East Midlands Ambulance stand down theirs at 13:34hrs. Prior to 2010 it was process for East Midlands Ambulance Service (EMAS) to store details of Do Not Attempt Resuscitation (DNAR) orders on the CAD system. This would mean that should occasions such as this occur there would be notes on the system to state the DNAR is in place and; only the relevant resources would be sent. After 2010, any new DNAR information was no longer stored in CAD and had to be located on arrival by the attending crew. Conclusion: EMAS do not store DNAR information on system and have not done so since 2010. When 999 calls are received into the Emergency Operations Centre (EOC) we have to act upon each one as a new call as if it were an Emergency. The Carers who had driven away from scene made a 999 call and mentioned a person had died at the property. Due to this information, the Call Handler correctly started to process the call on the ‘Cardiac Arrest’ card. The call should have been processed in full with the Carer despite them not being with the Patient. When an outbound call was made to the Patient’s Daughter, the Call Handler processed the rest of the call through the Advanced Medical Priority Dispatch System (AMPDS). AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time. This process is in place to ensure that if a Patient can be helped, the relevant information is given to do so. Although the patient’s daughter confirmed the patient had died, the Call Handler was correct in processing the call through AMPDS to establish this. EMAS covers Nottingham, Derby, Leicester, Northamptonshire, Lincoln and Rutland. For these areas our system has a mapping system which allows us to track jobs to addresses within these areas. When a job is called through to EMAS that is not within our mapping system area, the Call Handler manually inputs the address to allow the Dispatcher to start sending the nearest resource to the job. If this is not near to EMAS boundaries, ie Scotland, the call is passed to the relevant Service. The Call Handler asked the Patient’s Daughter to confirm the address to ensure we were travelling to the correct location. This should have been re-confirmed at the start of the call or, once all other information had been obtained from the caller regarding the Patient’s condition. It is confirmed that the Call Handler incorrectly quoted a postcode which had been given. All of the correct address details had already been passed. Notes have been incorrectly made by the Call Handler to say a Nurse had made the call to 999. It is clear in the voice recordings that the initial call was made from the Carer. Confusion has occurred when the Call Handler spoke to the Daughter at the Patient’s address. The Call Handler stated ‘so a Nurse has been and seen him and left half an hour ago’ and this was confirmed by the Patient’s Daughter. Due to this conversation, incorrect notes have been inputted into the system. Recommendations: 1. Action: Call Handlers to be reminded of accurate record keeping/use of notes. For: Evidence: Copy of the report Deadline: 23/09/13 2. Action: Call Handlers to be reminded to complete the call in full and not deviate. For: Evidence: Copy of the report Deadline: 23/09/13 3. Action: Call Handler to be trained with regards to compassion and Customer Service. For: Evidence: Copy of the report Deadline: 23/09/13 4. Action: To ensure Call Handlers and Dispatchers on both sites fully up to date with EMAS boundaries and what to do if addresses are not on the EMAS system. For: Evidence: Copy of the report Deadline: 23/09/13 5. Action: Calls to be reviewed at Customer Service Review Group For: Evidence: Copy of the report Deadline: 23/09/13 6. Action: To clarify what response and coding should be given within EOC when a DNAR is in place and; if the call is downgraded what should be said by the Call Handler For: Evidence: Copy of the report Deadline: 23/09/13 Sign Off (include dates) Date report sent to Investigation Manager for approval: 15/08/13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/055/13 FC/055/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 24 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 13 July 2013 Patient Name: Deceased? No How Received: PALS.office Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Delayed response to --- year old male who had been assaulted. Also complaint: concerns about the information not given to the police. Type of Complaint: Call Management (Timeliness, Activation/Response) Division/Area: A&E Cont. Lincolnshire. (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 16 August 2013 (20 working days) Date to post response letter: 21 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : N/a EOC delay Minor Why was there a delay in responding to the patient? Was all relevant information given to the Police regarding the incident? Contact made with complainant: 29 July 2013 Expectations of Complainant: Explanation and apology Date OSM/PTL/Manager informed: N/a Staff involved informed: N/A Immediate actions taken: PALS IO report obtained, audio files reviewed. The Investigation Officer’s Report FC/055/13 Chronology of Events: Taken from the Computer Aided Dispatch (CAD) sequence of events (SOE) for call references 5686395 and 5686450 on 13 July 2013. At 22:33 hours a 999 call CAD 5686395 was received into the Emergency Operations Centre (EOC) and coded 04D02A (assault) Green 2 (30 minute response) The Emergency Medical Dispatcher (EMD) noted on the CAD ‘assaulted facial cuts, patient has cuts to arms, face and back, clarifying what kind of weapon was used, glass bottle was used, patient may have query broken jaw, patient was hit with a pole also across the back’ At 22:35 hours the dispatch officer noted on the CAD ‘K0 at this time’ (no crews) At 22:36 hours it is noted on the CAD ‘Police informed log 576’ At 22:44 hours the EMD noted on the CAD ‘patient is about to pass out and is shivering, patient is experiencing difficulty in breathing, patient is coughing up blood’ At 22:47 hours the call was passed to nurse triage At 22:48 hours the CAT team upgraded the call to a Green 1 response At 22:49 hours the CAT team noted on the CAD ‘patient is slipping into unconsciousness and is breathing’ At 22:51 hours a DCA was mobile to the scene. ETA 46 minutes having come clear at Boston Pilgrim hospital At 22:53 hours the DCA was stood down and diverted to CAD 5686354 chest pains At 22:54 hours a single crew was mobile to the scene. ETA 21 minutes having been stood down from another call At 22:54 hours a 2nd 999 call CAD 5686450 was received from the patients father and coded 04D02A (assault) Green 2 (30 minute response) The EMD noted on the CAD ‘badly beaten up’ The dispatch officer noted on the CAD ‘resource en route’ The EMD noted on the CAD ‘patient’s condition is worsening, looking at previous call, patient not alert, police not on scene, patient was at a party in -----------, 10 lads attacked the patient, patient was assaulted with a bat’ This call was correctly stopped as a duplicate of the first call At 22:55 hours the CAT team upgraded the call to a Red 2 response and noted on the CAD ‘patient is fitting and breathing is compromised’ At 22:59 hours it is noted on the CAD ‘Police requested update from crew, conveying to hospital or not, they don’t have anyone to send at present’ At 23:01 hours a LIVES responder was mobile to the scene. (Fire responder) At 23:02 hours the CAT team noted on the CAD ‘patient not fitting now but breathing remains a problem, conscious at present’ At 23:05 hours an FRV was mobile to the scene. ETA 55 minutes At 23:07 hours the CAT team noted on the CAD ‘choking at present and coughing up blood’ At 23:08 hours an EMD noted on the CAD ‘patient is in and out of consciousness now, caller is patient’s dad, very anxious and frustrated, patient was hit over the head with a bat, vomiting now’ At 23:09 hours the CAT team noted on the CAD ‘patient has wounds with glass embedded in them’ At 23:10 hours a 2nd DCA was mobile to the scene. ETA 46 minutes having come clear at Boston Pilgrim hospital At 23:11 hours the FRV was stood down as the DCA was nearer vehicle At 23:11 hours the single crew arrived on scene. Response time 38 minutes At 23:14 hours the LIVES responder was stood down and it was noted on the CAD ‘Fire unable to raise crew’ At 23:17 hours the single crew noted ‘please update police this is a serious assault’ At 23:25 hours it is noted on the CAD ‘police rang to advise that they are sending an officer to assist as well and are wondering if the DCA can wait for the officer to arrive as otherwise if the patient is being taken to ------------------ police would have to send an officer from another force to assist’ At 23:35 hours the DCA arrived on scene. Response time 1 hr. 2 minutes At 23:53 hours the DCA left scene with the patient for -------------------------------At 00:07 hours the DCA arrived at the hospital At 00:58 hours the DCA was clear at the hospital (51 minute turnaround) Evidence Gathered: CAD reports Call audits Audio files of emergency calls and calls from EMAS to the Police Performance data from the Lincolnshire dispatch desk (LINCS) and Performance Delivery Manager (PDM) logs. Analysis of Care Management or Service Delivery Issues: Handling of emergency calls: the first emergency call was correctly coded as a Green 2 30 minute response from the information given and the patient’s presenting condition. It was upgraded to a Green 1 20 minute response by the triage nurse after additional review, and upgraded again to a red 2 eight minute response at 22:55 hrs. after the patient’s breathing became compromised and he started fitting. At this point the nearest resource had already been allocated at 22:51 hrs. with an estimated travel time of 46 minutes. This resource was stood down at 22:53 hrs. as a nearer resource was identified 21 minutes from the scene, and this solo responder arrived at 23:11 hrs. A double crewed ambulance was allocated as back up at 23:10 hrs. and this arrived at 23:35 hrs. This was a response of 38 minutes for the solo responder with the back-up ambulance arriving 62 minutes after receipt of the emergency call. When the second call was received from the patient’s father, call reference 5686450, the nearest resource had already been dispatched to the incident. This was stood down in favour of a nearer resource as detailed above. There was a period between receipt of this second call and 23:09 hrs. when the EOC were dealing with both calls simultaneously. Referral to the Police: the Police were contacted at 22:36 hrs. to request their attendance at the scene. However on review of the audio file for this call it was established that the Police were only informed that the patient had suffered facial cuts, and this affected the priority the Police gave to this incident. On review of the SOE the full information in respect of the patient’s injuries appears after the note that the Police have been informed. When the double crewed ambulance left the scene with the patient at 23:53 hrs. the Police had not been able to attend. Issues affecting the response time: on the day of the incident the Lincolnshire division was operating with a shortfall of 11 planned resources due to staff absences. Entries from the (LINCS) log: 22:22 hrs. handover delays at Lincoln City hospital with crew at Accident and Emergency since 21:39 hrs. 22:23 hrs: Incidents outstanding 1 x Red 2, 1 x Green 1, 1 x Green 3 and 1 x Green 4. 22:31 hrs: we have two crews waiting at accident and emergency. 22:46 hrs: stacking 2 x Green 2 calls. Entry from the PDM log: 14 July 00:52 hrs: holding 12 uncovered 999 calls in Lincolnshire. Support from Neighbouring services: as the call was initially graded as a Green 2 call, under normal protocols support would not have been requested from the neighbouring East of England service for this type of call. When the call was upgraded to a Red 2 status we already had a resource travelling to the scene. Conclusion: The delay in response was caused by high demand for emergency responses with all available resources already fully committed elsewhere. This was exacerbated by a number of crew shortfalls in the area on the day of the incident. The call was appropriately upgraded to a Green 1 and then a Red 2 call, and a clinician stayed on the line until a response arrived. The Police response to the incident was not correctly prioritised because not all of the information available about the assault and the patient’s presenting condition was passed to them by EMAS. The full information appears on the CAD SOE after confirmation that the Police have been informed. Recommendations: Feedback will be given to members of staff in the EOC in respect of passing ALL relevant information regarding an incident to an assisting emergency service. Action: Bulletin issued to all members of staff in the EOC to reinforce the importance of relaying all relevant information to other emergency services when requesting assistance at or attendance to incidents. For: Deadline: 31 August 2013. Evidence: Bulletin issued to all staff. Action: Feedback to be given to EOC member of staff wenb to discuss the impact of not passing across all relevant information. For: Deadline: 31 August 2013. Evidence: Note of conversation with member of staff. Action: A review of the process for requesting Police assistance and attendance should be undertaken to ensure all relevant information is gathered and passed to enable the Police to correctly prioritise their response. For: Deadline: 30 September 2013 Evidence: Review of current process and amendment if necessary. Sign Off (include dates) Date report sent to Investigation Manager for approval: 16 August 2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/056/13 FC/056/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 26 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 16 July 2013 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Delayed response to pt with Haematemesis & abdo pain. GP rang 999. complaint: After 135 minutes they couldn't wait any longer and went by car. Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Nottinghamshire (A/E Control) Investigation Officer: (15 working days) Date for Investigation conclusion: 20 August 2013 (20 working days) Date to post response letter: 23 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Why does the service have no capacity for an Urgent Ambulance? Why would it take 135 minutes for a 999 Ambulance? Contact made with complainant: 01/08/13 Expectations of Complainant: As Above Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: The Investigation Officer’s Report FC/056/13 Chronology of Events: Taken from calls 5692677 and 5692774 received in to the Emergency Operations Centre (EOC) on 16 July 2013. Date and Time 13:29 13:30 13:30 13:30 13:31 13:34 13:52 13:58 14:11 14:13 14:14 14:15 14:16 14:17 14:26 14:29 14:48 14:51 14:52 14:52 15:01 15:03 15:12 Events First call 5692677 received into the Emergency Operations Centre (EOC). Call correctly processed through the Advanced Medical Priority Dispatch System (AMPDS) and coded 21B01 Green 4 (G4) a 60 minute Clinical Assessment Team (CAT) call back by the Call Handler Call correctly upgraded by Call Handler to Green 2 (G2) 30 minute response due to Health Care Professional (HCP) call. Dispatcher accesses Resource Allocation (Res/All) function and incorrectly allocates HCP to the job as Defib is shown as on site although not confirmed. Dispatcher accesses Res/All function. No resources available. Dispatcher accesses Res/All function. No resources available. Dispatcher accesses Res/All function. No resources available. Note made in PDM resource log of jobs awaiting resources in North Nottingham. 1xRed 2 (R2), 2 x G2 and 5 x Doctors Urgents. Dispatcher accesses Res/All function. No resources available. Dispatcher accesses Res/All function. Double Crewed Ambulance (DCA) 3526 allocated to attend incident. Second call 5692774 received into EOC. Incorrectly coded by Call Handler as 01A01 G4. Dispatcher diverts DCA 3526 to higher priority Red 2(R2) Chest Pain call. Dispatcher correctly closes second call 5692774 as a duplicate to 5692677. Call Handler of second call noted Patient now experiencing heavy breathing due to pain. Clinician tried to call due to wait – in a queue. Not able to get through. Dispatcher accesses Res/All function. No resources available. Dispatcher accesses Res/All function. No resources available. Dispatcher accesses Res/All function. No resources available. CAT called back, stated 47mins to travel to the site Dispatcher accesses Res/All function. DCA 2113 allocated to attend incident. Showing Estimated Time of Arrival of 48 minutes from a Lincoln Hospital. Update from CAT that Ambulance not required. Doctor not happy regarding the wait. Family to take Patient to A and E. DCA 2113 stood down from detail. Call closed correctly by Dispatcher. Evidence Gathered: • • • • • • Sequence of Events (SOE) for Emergency Calls 5692774 and 5692677. Voice recordings of calls 5692774, 5692677 and outbound CAT call. Call audit for calls. Feedback to EMD of audited calls Resource Log for Double Crew Ambulance 2113. Resource Log fro PDM from 16 July 2013 Analysis of Care Management or Service Delivery Issues: The first call 5692677 made by the Doctor was received into the Emergency Operations Centre (EOC) at 13:29hrs. The Doctor was with the Patient. This call was processed through the Advanced Medical Priority Dispatch System (AMPDS) and gained a Green 4 (G4) 1 hour Clinical Assessment Team (CAT) call back. As the call was from a Healthcare Professional, this was upgraded to a Green 2 (G2) 30 minute face to face response. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time. These questions are asked of the Public, Fire, Police and Doctors when making or passing a 999 call. The CAD notes show there is a Defibrillator at the Surgery. The Call Handler did not ask if this was there or whether anyone was on site trained to use the equipment. As the call is processed, the Dispatcher incorrectly assigns the Call sign HCP to the job. This Call sign is used to show there is a Healthcare Professional on site with a Defibrillator. Between 13:31hrs and 14:13hrs, the Dispatcher accesses the Resource Allocation (Res/All) function five times. This function allows the Dispatcher to see any available resources that are free to attend the detail. On the fifth Res/All attempt, a Double Crewed Ambulance (DCA) 3526 was allocated the job. Notes are made in the Duty Managers Resource Log of the amounts of calls waiting to be assigned to. At this time, there were three calls waiting in the North Nottingham area, one of which was a Red 2 (R2) 8 minute response. At 14:14hrs a second call 5692774 was received into the EOC. This call was being made by someone else at the Surgery who was not with the Patient. The Call Handler processed the call incorrectly through AMPDS and gained the response G4. Once processed, the Dispatcher correctly closes the second call as a duplicate to the first. The Call Handler on the second call incorrectly coded this call meaning the call may have been upgraded to receive a higher priority response. Due to the questions not being asked at the time, it is not possible to determine if this would be the case. The DCA 3526 travelling to this detail is diverted to a higher priority R2 call at 14:15hrs. Due to the length of time waiting, a Clinician from CAT tried to call back the Surgery at 14:26hrs. They were unable to get through. The Dispatcher tries three further times at 14:29hrs, 14:48hrs and 14:51hrs to Res/All on this job. There were no vehicles available to attend. Again the CAT Clinician makes a call to the surgery and manages to speak to someone at 14:52hrs. At the same time, the Dispatcher accesses the Res/All function and allocated a DCA 2113 to this detail. Travelling from distance with an Estimated time of Arrival (ETA) showing at 48 minutes. After speaking with the Doctor who is with the Patient, he is not happy for the family to wait any longer for an Ambulance and despite the Patient’s condition; the family will attempt to take the Patient to Hospital themselves. The Dispatcher is made aware and the Ambulance is stood down at 15:03hrs. The call is closed correctly at 15:12hrs by the Dispatcher. Conclusion: There was a delay in responding to the calls due to all other resources being fully committed in attending to, or being diverted to higher priority emergencies/backups. Allocating the call sign HCP to a Green 2 call does not stop the clock in relation to response times. The call sign HCP does not act as a conveying response so 30 minutes after the first call was received, we would have needed a crew on scene in order to arrive within our intended time limits. The calls were prioritised as appropriate. The calls were assessed and prioritised in order of clinical need. At the time we received the first two calls into the EOC, the information given did not meet the criteria for an immediate 8 minute Ambulance response and instead, was allocated as a Green 2 (G2) 30 minute response. Although the patient has been assessed by a Medical Professional; when taking a call on the 999 line, we always re-assess the patient to ensure the most appropriate response is being given. The Call Handler on the second call incorrectly coded this call meaning the call may have been upgraded to receive a higher priority response. Due to the questions not being asked at the time, it is not possible to determine if this would be the case. Throughout the time we were in receipt of the calls, the Dispatcher tried to allocate a resource to attend however, all resources were either attending to Emergencies or; being diverted to higher priority ones. The Ambulance which was assigned at 14:52hrs was travelling from a distance and, was the nearest available resource. Recommendations: 1. Dispatchers to be reminded when to allocate HCP. Action: Communicate to all Dispatch Staff that HCP should only be allocated once it’s confirmed there is a Defibrillator on scene with a trained person to use it. For: EOC ----------------- – As per FC/026/13 Evidence: Copy of the report Deadline: 01/09/13 -Already completed 2. Call Handlers to be reminded to ask if there is a Defibrillator and trained staff when appropriate. Action: Communicate to all Call Handlers of the importance of asking the Defibrillator question. For: – As per FC/026/13 Evidence: Copy of the report Deadline: 16/09/13 -Already completed 3. Call Handler of second call to be given feedback and further training regarding the coding of calls through the Advanced Medical Priority Dispatch System. Action: Feedback and training to be provided. For: Evidence: Copy of the report Deadline: 16/09/13 -Already completed by M Thiele on 08/08/13 4. Surgery staff to be invited to EOC to see how calls are prioritised and dispatched upon. Action: Communication with Surgery to invite them to attend the EOC. For: Evidence: Copy of the report Deadline: 16/09/13 Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/057/13 FC/057/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 23 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 04 July 2013 Patient Name: Deceased? No How Received: Email Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the --- year old child with breathing difficulties was not pre-alerted to A&E. complaint: Department unhappy with handover & treatment. Type of Complaint: Pt. Management/Treatment (Quality of Care, Clinical Issue) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 20 August 2013 (20 working days) Date to post response letter: 20 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Moderate 6 – Patient care issue which is unlikely to re-occur Why was a Community First Responder not activated to this call? Why was the hospital not pre-alerted? Why was the patient taken to G hospital and not LC Hospital? What were the Paramedic’s observations on the PRF? Does clinical assessment of the observations support the Paramedic’s treatment plan? Did the paramedic notice tracheal tug or intercostal recession? If not, what training are crews given to identify this? Were O2 Sats taken? If so, what were they? Why was patient not given nebuliser or O2 by paramedic? Did the observations support patient being booked as a P1 transfer – time critical, and immediately life-threatening condition? Contact made with complainant: Phone call 31/7/13 Expectations of Complainant: Explanation of paramedic actions Date OSM/PTL/Manager informed: 12/8/13 ST Staff involved informed: 31/7/13 Immediate actions taken: None The Investigation Officer’s Report FC/057/13 Chronology of Events: Date and Time 4/7/13 22:45 22:46 22:47 22.49 23:17 5/7/13 00:58 01:15 Events Automated 111 call received requesting R2 ambulance to child with shortness of breath, tummy sucked in, palpitations. Patient reported to be fighting for breath – seems confused. CAD 5663408 As this call was taken by 111 there is no call recording available and so will not be subject to call audit by EMAS. Community First Responder (CFR) desk notes that the detail is not suitable for a responder. No Resource Allocation check is done by CFR Dispatcher completes resource allocation check (Res/Alloc) – Single Emergency Care Assistant (ECA) showing nearest with 26 minute ETA. Dispatcher notes in log that not suitable resource to send to call However, the Res/Alloc shows that a Level 4 (intermediate) responder is available 2.9 mins away with a 6 minute eta. This level CFR can attend all types of calls, whatever the age of the patient other than Road Traffic Collisions. This responder should have been allocated to this detail Initial crew assigned but stood down when nearer crew became available. Crew arrived on scene 23:06. This was an 18 minute attendance – outside of the 8 minute response level required by a R2 call. On assignment crew ETA was shown to be 14 minutes from local A&E. Patient handover logged at 23:45 Out of performance officers log states: ‘No R2 assessments tonight’ Crew marked as left scene to hospital. Total on time on scene – 26 minutes. Arrived AE 23:37. Handed over 23:45. Clear hospital: 23:49 PRF details: Patient been unwell for past week, generally unwell, then started with cold like symptoms in week and a non-productive cough. Worsened today, not been his usual self today, clingy to mother and consolable by mother. Mother worried about patients breathing tonight and rang 111. o/a patient alert, conscious, good colour, non-productive cough. UTR 02 levels due to no pead sats probe. Mother states patiernt had intercostal resession throughout the night. Poor fluid intake and poor appetite. Water works normal. Mother given 5ml calpol at 2000hrs. Mother doesnt think patient had temperature, not been too hot to touch. Transported to (G) A/E for further assessment. Had similiar problems with breathing last year. st 1 obs: Heart Rate 120; Resp rate 28; GCS 15 nd 2 obs: heart rate 124; Resp rate 28; GCS 15 999 call from AE requesting P1 transfer of same patient on CAD 5663615 requiring an 8 minute response. Crew arrived on scene at 01:01 – within the 8 minute response required. Same crew used as brought in the patient originally. nd Crew left scene with child and family members, arrived 2 hospital at 01:51. Cleared hospital 02:24. PRF details: Patient been unwell for past week, generally unwell with cold like symptoms and nonproductive cough. Parents became worried last night about breathing, has intercostal recession. Had poor fluid intake and poor appetite for 1 week. Patient transported to Grantham A/E. Transported out to LCH by same crew. Onroute patient had a further 2.5mg salbutamol to good effect. Patient put on sats monitor as soon as got to LCH to check 02 levels, maintaining well at 95% on air. Pulse of 137, resps up at 45-50 breaths per min. Patient settled well and asleep onroute. No obvious signs of respiratory distress onroute, happy and playing in chair. Grantham booked transfer to LCH A/E. Arrived at A/E, maintaininhg sats therefore crew taken patient to ward as A/e spoken to ward and advised this. Obs show no pyrexia; sweating; nausea; vomiting; rash or productive cough. st 1 set obs: Heart Rate 140; Breaths per minute 50; GCS 15. No abnormal breathing signs but respiratory rate fast. 2nd set: Heart rate now 174; Respiratory rate still 50; GCS 15 Evidence Gathered: WAV radio transmission 005753 diverting crew to P1 transfer WAV radio transmission 022303 updating dispatch child was sent straight to Children’s ward WAV radio transmission 022712 crew requesting CAD number WAV radio transmission 023146 Dispatch asking crew for IR1 as per DM instructions Hospital complaint form PRF 5663408 PRF 5663615 CAD SOE P1 Transfer CAD SOE 111 call Case Progress sheet Record of conversation with T1 IR1 follow up enquiry email Email requesting clinical assessment PRF Email – crew’s response to Terms of Reference G Hospital Exclusion Criterion Clinical Bulletin Delivery Manager Resource Log Daily performance Review EMAS inter-facility transfer policy Performance Issues • Performance Delivery Managers Resource Log notes N Division holding 10 x G2 and 2 x urgent at 22:23 • A8 response for calls requiring 8 minutes attendance was 74.39% (target 75%) • A19 response – requiring a vehicle to attend R8 call to transport patient within 19 minutes was 94.78% (Target 95%) • G1 calls requiring face to face contact within 20 minutes was 76.85% (target 95%) • G1 calls requiring face to face contact within 30 minutes was 81.38% (target 95%) Analysis of Care Management or Service Delivery Issues: At 22:45 on 4/7/13 an automatic message was received from the 111 service. This was requesting a R2 ambulance attend a child with “shortness of breath, tummy sucked in, palpitations”. This requires a face to face response within 8 minutes. The Dispatcher checked Resource Allocation (Res/Alloc) and notes that the nearest vehicle was 26 minutes away, but it was not classed as suitable to attend. This vehicle contained a solo Emergency Care Assistant (ECA) only. This is not a clinically qualified practitioner, and so would not be able to treat the patient. The Dispatcher acted correctly by sending the Paramedic/Technician crew to this detail with a slightly longer eta. On receipt, this call was opened by the Community First Responder (CFR) desk. Their role is to see if there are any, appropriately trained, local volunteers who could provide a first response in the area. When this call was received the CFR desk noted that this call was not suitable for a Responder. The resource allocation (res/alloc) function was not used by the CFR Desk. Due to this the CFR Desk did not allocate the Level 4 responder that was qualified to attend. The CFR’s eta was 6 minutes with an approximate distance of 3 miles, and so this 8 minute response was achievable. Crew arrived on scene with the patient 18 minutes after the call. The Dispatcher noted that there was no R2 assessment available for this day. Due to this, a telephone Clinical Assessment Team (CAT) could not be completed. This would have further assessed the patient’s condition, and provided support to family till crew arrived. Crew notes on the electronic Patient Report Form (ePRF) stated that the patient had been unwell for a week. Patient was not his normal self that day, clingy to mother but was consolable. Crew also noted that there was no Paediatric SATS monitor on the vehicle. Due to this they are unable to get an oxygen reading from the patient. Patient is described as “alert, conscious, good colour, nonproductive cough.” When spoken to the crew reiterated “there was no signs of tracheal tug or intercostal recession at the time of assessment or on route to Grantham A/E.” That “Mother state(d) patient had recession through night but none noted by crew on route to Grantham.” Crew made note in ePRF of this comment by mother, but failed to state in the PRF it was not apparent in their presence. The crew also stated that a patient with Tracheal Tug would have shown “nasal flaring, and his posture would have been different. The child was happy to play and sleep on route to both G and LC hospitals.” Crew also stated, that “the patient did not have a respiratory wheeze, therefore did not fit into our nebulisation criteria.” When asked why G hospital was not pre-alerted to patient being on way, they stated they did not believe the condition warranted it. Clinical assessment of the ePRF, by LQM ----, states that the observations recorded “are within normal parameters for the age of the child.” This statement supports the crews assessment that a Pre-alert was not required. ---- clinical assessment is that a Pre-alert may possibly have been appropriate, but due to the lack of SATS reading this point could not be confirmed in either direction. At 00:58 on the 5/7/13 a 999 call was received from G Hospital. Request was for a Blue Light (P1) transfer of the patient to AE at LC hospital. This was 1 hour and 15 minutes after the patient was originally handed over. The original crew re-attended the patient, and transported him to LC with his mother. ePRF for this transfer notes that patient was given a “further 2.5mg salbutamol to good effect”. Oxygen levels (SATS) on arrival at LC Hospital was 95% on air. As patient maintaining his own SATS the crew were told to take the patient direct to the Paediatrics ward by AE staff. Clinical comparison by PB shows that the patient’s condition had deteriorated between the first and second call. On clearing this transfer the crew were contacted by the Control Room. The Delivery Manager JT, requested that the crew complete an Incident Report form (IR1) for an inappropriate booking by G Hospital, as the patient was deemed stable enough to go straight to a Paediatric ward. A P1 transfer is only to be used when “time critical, life-saving intervention” is required. ---- clinical assessment was that “the child was tachypnoeic (breathing rapidly) and struggling, but (he) was stable and I’m sure discharged 24 hours later from (hospital).” Based on these findings the patient’s condition did not fit EMAS criteria for a P1 transfer. G Hospital asked why the patient was not taken directly to LC Hospital. EMAS policy is that the patient is taken to the nearest AE. In this case G Hospital was 9.4 miles from the address patient was collected from. LC Hospital was 39 miles from this address. The crew acted correctly in taken the patient here. The patient’s condition did not fall under the exclusion criterion for the hospital. This choice of hospitals has been assessed based on the ePRF data, and held to be a correct decision by the crew. All EMAS ambulances now carry Paediatric SATS probes as standard, as per Clinical Bulletin from Medical Director, SD. Both crew members attended an Essential Education 2010/11 course with a specific session on Paediatrics. This was based around the assessment of the sick child, and included intercostal, sternal recession and tracheal tug. As well as the effects on respiratory inadequacy and relevant management. In 2011/12 they both were issued the Essential Education refresher workbook. This again mentions specifically assessment of breathing effort and looking for recession. Conclusion: Why was a Community First Responder not activated to this call? When the call was received the Community First Responder desk failed to do a resource allocation check. Instead a note was just placed on the Computer Aided Dispatch message that this call was not suitable. Due to this the Desk failed to allocate an appropriately trained responder to this patient. This was an incorrect action by the CFR Desk and due to this an achievable R2 call was not attained. Why was the hospital not pre-alerted? Due to the lack of Paediatric Oxygen Probes (SATS) on the ambulance it cannot be fully ascertained if a prealert should have been placed. Based on the information available, P1 would have to use own judgement and experience to decide if appropriate. The crew stated that they did not feel that the patient’s condition warranted a pre-alert to AE. A clinical assessment of the observations by Locality Quality Manager (LQM), supports this. --states that “…the observations recorded (were) within normal parameters for the age of the child.” Why was the patient taken to G hospital, and not LC Hospital? The address the patient was collected from was 9 miles from G Hospital, but 39 miles from LC Hospital. It is EMAS policy that 999 calls are taken to the nearest, appropriate, A&E. As the patient’s condition is not contained within G Hospital Exclusion Criterion the crew acted correctly in taking to the nearest hospital. What were the Paramedic’s observations on the PRF? The Paramedics observations were: 1st observations: Heart Rate 120; Respiratory rate 28; GCS 15 2nd observations: heart rate 124; Respiratory rate 28; GCS 15 These have been clinically assessed as within normal parameters for a child of this age. Does clinical assessment of the observations support the Paramedic’s treatment plan? Yes. Clinical assessment of the observations raises no concerns with regards to the Paramedic’s treatment plan. Did the paramedic notice tracheal tug or intercostal recession? If not, what training are crews given to identify this? When interviewed, the crew stated that there were no signs of tracheal tug or intercostal recession at the time of assessment or en-route to Grantham A&E.“ The patient’s mother had reported observing intercostal recession through the night. The crew made note in the E-PRF of this comment by the mother, but failed to state that intercostal recession was not apparent in their presence. Both crew members attended an Essential Education 2010/11 course with a specific session on Paediatrics. This was based around the assessment of the sick child, and included intercostal, sternal recession and tracheal tug. As well as the effects on respiratory inadequacy and relevant management. In 2011/12 they both were issued the Essential Education refresher workbook. This again mentions specifically assessment of breathing effort and looking for recession. Were Oxygen Saturation rates taken? If so, what were they? No Oxygen Saturations (SATS) were taken as there were no paediatric SATS probes on the vehicle. This is a sensor placed on a digit that records oxygen levels within the red blood cells. Due to this, the crew monitored patient’s colour, conscious state and breathing rate throughout both journeys. On arrival at LC the Hospital’s monitor was used and SATS recorded at 95% on air. Why was patient not given nebuliser, or O2, by paramedic? The Paramedic states that “the patient did not have a respiratory wheeze, therefore did not fit into our nebulisation criteria.” Oxygen was not given on route as the paramedic did not believe that the observations indicated a need as patient was alert, with good colour, and a non-productive cough. Patient was happy playing, or sleeping during the journey giving the crew no cause for concern. Confirmation has been received that all EMAS ambulances now carry a paediatric SATS probe, and was subject of a Clinical Bulletin by the Medical Director. Did the observations support patient being booked as a P1 transfer – time critical, and immediately lifethreatening condition? On arrival at LC A&E patients SATS were taken. They were 95% on air. As patient maintaining his own SATS the crew, were told to take the patient direct to the Paediatrics ward by AE staff. On clearing this transfer the crew were contacted by Control Room. The Delivery Manager ---, requested that the crew complete an Incident Report form (IR1) for an inappropriate booking by G Hospital, as the patient was deemed stable enough to go straight to a Paediatric ward. A P1 transfer is only to be used when “time critical, life-saving intervention” is required. --- clinical assessment was that “the child was tachypnoeic (breathing rapidly) and struggling, but (he) was stable and I’m sure discharged 24 hours later from (hospital).” Based on these findings the patient’s condition did not fit EMAS criteria for a P1 transfer. Recommendations: Recommendation Action CAD Mail/E-,mail to all CFR dispatchers regards to checking Res/Alloc on all calls CAD mail/Email to ensure all CFR understand the need to use res/alloc on all calls. Re-iterate that calls have been missed as not been checked for a responder. It has been incorrectly assumed the area does not have an appropriately skilled CFR. All calls should have a CFR res/alloc check in the SOE to evidence trail for none allocation: e.g. Complaint not suitable. Lead Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Due Date Evidence 21/9/13 Copy of CAD mail Formal Complaint Proforma Ref: FC/058/13 FC/058/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 31 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 29 May 2013 Patient Name: Deceased? No How Received: Telephone Relationship to patient: Logged by: Incident Location: Witnessed an RTC, stopped to help. When EMAS arrived on scene, IMS Brief details of the alleged that they tried to give a handover, FRV queried the skills of IMS & complaint: then told them to go Type of Complaint: Pt. Management/Treatment (Quality of Care, Clinical Issue) Division/Area: # A&E Derbyshire (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 21 August 2013 29 August 2013 (20 working days) Date to post response letter: Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Why did the ECP refuse the clinical handover? Investigation What was the reasoning for the ECP retaking a history of events from the patient? (must include all complainant concerns) : Why did the ECP move the patient’s limbs? Contact made with complainant: Yes both in person, by email and on the telephone Expectations of Complainant: As above Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: The Investigation Officer’s Report FC/058/13 Chronology of Events: Taken from call 5578931 received in to the Emergency Operations Centre (EOC) on 29 May 2013 and the Patient Report Form (PRF) details. Time Events 13:52 Call 5578931 received into the EOC to attend a one vehicle Road Traffic Collision (RTC) on the A38 north bound, north of A50.Call correctly Coded 29B03 Green2 (G2) with a 30 minute response. Resource allocation (Res/All) list opened and 2431 First Response Vehicle (FRV) P2 allocated to attend. Patient a ---year old female. Oil and Debris, Police on scene. Call Handler puts in notes ‘Technician on scene’. Call Handler puts in notes ‘Technician requesting Fire, oil and debris on road’. 2431 FRV arrives on scene Police informed Incident 356. 2431 FRV updates, confirms single patient RTC on A38 northbound just past junction with the Hospital. Back up Double Crewed Ambulance (DCA) required - Amber response IMRS leave scene having completed their handover to 2431 RRV. Dispatcher notes ‘Crew Required C Spine and board’ and also requests attendance of Paramedic Team Leader. DCA 3710 allocated to attend. Dispatcher notes ‘Private ambulance service was on scene with the patient on ECP arrival’. 3433 solo Paramedic Team Leader (PTL) allocated to attend. DCA 3710 mobile to scene PTL 3433 mobile to scene DCA 3710 arrives on scene PTL 3433 arrives on scene DCA 3710 leaves scene conveys patient to hospital. 2431 also leaves scene PTL 3433 leaves scene DCA 3710 patient arrives at Hospital. All resources marked clear of incident and call closed by Dispatcher. 13:53 13:54 13:56 13:57 13:58 13:59 14:00 14:00 14:04 14:08 14:08 14:09 14:11 14:14 14:28 14:29 14:33 14:39 15:47 Evidence Gathered: • Sequence of Events (SOE) for Emergency Call 5578931. • Patient Report Form (PRF) in relation to call 5578931. • Voice recordings of call received into the EOC. • Review of ePRF from Locality Quality Manager (LQM) • Copy of Incident Reporting Form submitted. • Record of Interview from ---. Analysis of Care Management or Service Delivery Issues: A call was received into the Emergency Operations Centre (EOC) reference 5578931 asking EMAS to attend a Road Traffic Collision (RTC). This was processed through the Advanced Medical Priority Dispatch System and coded 29B03 Green2 (G2) with a 30 minute response. The caller stated they were from Intrim Medical and Rescue Services (IMRS) and were a Technician crew. A First Response Vehicle (FRV) was assigned to attend at 13:53hrs and arrived at the scene of the incident for 13:58hrs. This is within the required 30 minute response time. The FRV on scene requested the attendance of a Paramedic Team Leader (PTL) and for a Double Crewed Ambulance (DCA) to attend confirming they would need to bring a spinal board with them. The PTL is requested due to IMRS being on scene at the arrival of the FRV and the attitude of them towards the FRV. IMRS left the scene of the incident having completed a handover with the FRV. Notes on the PRF from IMRS state the work carried out by them and handover issues. Information also shown from IMRS not being happy over the Clinical assessment made by the FRV once the Patient was in their care. The Paramedic (PW) from the FRV confirms a verbal handover was given by the taller of the two IMRS personnel, whilst the other held the Patient’s neck from behind. PW states the member of staff completing the handover from IMRS was wearing laurel wreaths on his epaulettes and, came across as intimidating by his ‘in your face’ attitude. --- asked IMRS who they were and what qualifications they had as he had not met them before. He assumed they were high ranking officers from another service and wanted to clarify this. On asking, the taller member from IMRS seemed to take offence at being questioned and said something similar to ‘we can go’. --- told IMRS it was up to them if they wanted to stay. At this the other member of IMRS let go of the Patient and walked away. Due to the condition of the Patient, --- was left to support her by standing behind her holding her neck to ensure no movement. He was unable to complete any observations as he was supporting the Patient until the DCA arrived. At no point did PW ask the Patient to move her legs. The PTL and DCA arrived on scene. The DCA took a limited Clinical Handover from the RRV then prepared and conveyed the patient to Hospital. The DCA and FRV crew use a Spinal board to secure the Patient. The PTL travelled with the RRV to Hospital and an Incident Reporting Form was completed regarding IMRS being on scene at the time of the incident along with their actions. A justified reason is given at the top of the paper PRF for the crew not completing an ePRF. The PRF states the system was down. It is not clear if PRF is saying that there was c-spine/neck pain or not. Two sets of observations were completed, although no BM, pain score (patient complaining of lower back pain) and pupillary reaction not assessed. Lower back pain could be considered a distracting injury; however, without a pain score you are unable to determine this which may have indicated the need for C-spine immobilisation. Conclusion: ---- did not refuse the handover from IMRS. The PRF shows that IMRS were on scene at the arrival of the FRV. It is standard practice for a Clinician to retake observations including some history of events to ensure they have the full picture from the patient and can make a valid assessment for themselves. This guarantees that no information has been missed prior to treatment being given. It is not clear if the PRF is saying that there was c-spine/neck pain or not. Lower back pain could be considered a distracting injury; however, without a pain score you are unable to determine this which may have indicated the need for C-spine immobilisation. The FRV --- did not ask the Patient to move her limbs. When IMRS left the scene ---- was left supporting the Patient until the DCA arrived. Due to this support, --- was unable to complete or provide any other clinical observations. Recommendations: 1. Action: Communication to go to all Operational Staff explaining the need and use of Private Providers. To explain they are clinicians and to obtain a handover as you normally would. To explain they are an important part of the care process. For: Evidence: Copy of the report Deadline: 02/10/2013 Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/059/13 FC/059/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 26 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 15 February 2013 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the PTS pt wants her wheelchair assessed to be carried in PTS vehicles. Had complaint: an accident and told couldn't travel in it until assessed - see FC/211/12 Type of Complaint: Patient Care (Quality of Care) Division/Area: # PTS Lincolnshire (PTS) Investigation Officer: (15 working days) Date for Investigation conclusion: 21 August 2013 (20 working days) Date to post response letter: 23 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: PTS Control Minor 1 – already been investigated by PALS, escalated to FC as patient not happy Initial grading with initial response. & Rationale: Scope of Why has chair not been assessed? Investigation Is the chair suitable to be used on the Patient Transport? (must include all complainant concerns) : If chair not suitable for transport, what can be done so patient can attend her hospital appointments? Contact made with complainant: 31/7/13 Expectations of Complainant: Solution to transport issue Date OSM/PTL/Manager informed: 1/8/13 Staff involved informed: N/A Immediate actions taken: N/A The Investigation Officer’s Report FC/059/13 Chronology of Events: Date and Time 15/2/13 12:45 22/3/13 26/7/2013 Events Patient Transport staff collected Patient from home address to hospital. A winch was used to place the patient, in own wheelchair, on back of ambulance. On reversing chair out of ambulance, the chair started to tip backwards. Initial PALS investigation – recommends that the chair be assessed before further transport for suitability. PTS records state this was done in March, and it was deemed unsafe. There is no written report of this assessment and Patient states that this did not occur, no one has come out to see her. Team Leader marked as attending is currently off work. Second letter of complaint received and escalated to FC. Patient has an appointment 20 August and needs chair assessing as soon as possible as she is cannot book transport for till it is done. Evidence Gathered: PALS complaint proforma Analysis of Care Management or Service Delivery Issues: Previous PALS complaint agreed course of action with Patient Transport Service (PTS) that the chair be assessed. PTS manager states that Team Leader spoke to patient at the hospital, and was told her own chair was not suitable. Patient recalls being told this, but states that the Team Leader did not examine the chair itself. Patient has travelled in the East Midlands Ambulance Service (EMAS) Chair supplied on one occasion since this incident. She was very uncomfortable as the foot plate does not adjust. This position resulted in pressure on her stoma and hernia. During discussions with patient, it was ascertained that her own chair is not fitted with anti-tilt stabilisers. Due to this there is a danger that crew would not be able to prevent her toppling out if chair tilted again. Have spoken with Wheelchair Services and arranged an urgent assessment of Patient’s chair. They have confirmed it is crash tested, and will see if it is suitable for anti-tilt stabilisers to be fitted. The chair is reported to be quite old, so Wheelchair Services will also assess whether it is more appropriate to supply patient with a new chair instead. PTS manager has been advised of this, as has patient. Both state that a new chair would be the best solution, and an agreement has been reached where patient will travel in EMAS chair, if necessary, till her chair is organised. PTS manager has been emailed to ensure that crew collecting her on next journey are aware this issue. They will try to make her as comfortable as possible in the chair due to the foot rest problem. Conclusion: Why has chair not been assessed? Team Leader attended the hospital, saw the chair and spoke with patient after the original incident. Patient was advised at that time that the chair was not suitable for transport on the Patient Transport vehicles. Patient recalls being told it was not suitable but was not aware of the chair being examined. Is the chair suitable to be used on the Patient Transport? No. It is not fitted with anti-tilt stabilisers to stop it toppling backwards on the ramp. If chair not suitable for transport, what can be done so patient can attend her hospital appointments? Arrangements have been made for Wheelchair Services, from the hospital, to contact patient direct. They will make an urgent assessment of her current chair. They will see if chair can be fitted with antitilt stabilisers and make any repairs necessary to make it safe. Due to the chair’s age they will look at whether it needs to be replaced totally. Patient is happy to travel in EMAS wheelchair, if necessary, whilst this is being put in place. Recommendations: PTS crew attending patient are to be made aware of the issue regards to the patient’s current chair. If she is to be transported in EMAS wheelchair she is to be made as comfortable as possible with consideration for the fact the foot plate does not adjust. Action: Note to be placed on PTS Cleric system to make transport crew aware of what is being put in place with Wheelchair Services and interim measures to be used. For: PTS Manager Evidence: Confirmation email of PTS entry with screen shot of Cleric Data Deadline: 20/08/2013 Sign Off (include dates) Date report sent to Investigation Manager for approval: 1/8/13 Date feedback given to complainant: 1/8/13 Response letter sent: 1/8/13 Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: Fc/060/13 Fc/060/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 25 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 26 June 2013 Patient Name: Deceased? No How Received: Telephone Relationship to patient: Their reference: Logged by: Incident Location: Patient was sectioned and transferred to -------------------- at -------------------------------. He was restrained and nurse and police officer travelled with him. Brief details of the It has subsequently discovered that he has sustained some injuries but complaint: when this happened is not known. He has a fractured rib on right hand side. Does the attendant member of the crew witness anything during the journey where injuries may have occurred. Type of Complaint: Patient Care (Quality of Care) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 21 August 2013 (20 working days) Date to post response letter: 22 August 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Moderate and rare 3 – escalated PALS to FC; enquitry for witness information Initial grading relating to nurse and police handling of patient; not directed at EMAS & Rationale: Scope of Investigation (must include all complainant concerns) : Did crew witness patient being restrained? If so, what did they see? Contact made with complainant: 31/7/13 – email sent Expectations of Complainant: Details of any actions witnessed Date OSM/PTL/Manager informed: N/A Staff involved informed: 31/7/13 Immediate actions taken: None The Investigation Officer’s Report Fc/060/13 Chronology of Events: Date and Time 26/6/13 22:45 23:03 23:29 Exact time not known 00:39 24/7/13 Events 999 call received – CAD 5644500. This detail was stopped and downgraded to an urgent booking for admission to a seclusion room. ‘Patient has been restrained and required monitoring on the way’. Police were noted to be on scene and would provide an escort. Nursing assistant will follow in own car Call is upgraded to a 999 call by the Dispatch Manager (DM). No note in detail as to why call is upgraded back to a 999. Patient confirmed under section. Call was coded as a G1 (35B00) call under standard protocol for upgraded urgent calls. Crew was immediately assigned and were on scene by 23:10. This is within the 20 minute response required for a G1 coding. Crew left scene with Police escort 23:29. Patient was calm on arrival and in handcuffs. He was placed on the stretcher and secured with safety belts. Crew arrived destination 00:18. Patient started kicking about, paramedic and police officer placed secure strapping around his legs. Paramedic states no injuries occurred whilst patient was in their presence. Nothing noted in PDF but did state Police and Nurse travelled in vehicle with patient. Crew marked clear of detail. PALS complaint received and investigated: Patient was sectioned and transferred to --------------------------- at ----------------------------. He was restrained and nurse and police officer travelled with him. It has subsequently discovered that he has sustained some injuries but when this happened is not known. He has a fractured rib on right hand side. Does the attendant member of the crew witness anything during the journey where injuries may have occurred. --- (Paramedic) states: “We attended this patient at -------------- after he had been restrained for some time. Patient was sat on a sofa in handcuffs relatively calm. He was assisted up by the Police and put on the stretcher where the safety belts were placed on him. During the journey we had to place extra restraints around his legs to stop him kicking and injuring himself or others. At no time while in our care could the patient have been injured”. The Emergency Care Assistant in no longer employed by East Midlands Ambulance Service NHS Trust Any injury sustained to the patient was either done before or after the ambulance crew had patient contact and not in their care. 1/8/13 --- spoken to by I.O. confirms previous statement to PALS as correct. Crew unable to assist regards to information relating to injuries as described Evidence Gathered: CAD SOE 5644500 CAD SOE urgent detail CAD SOE urgent upgraded to 999 Case progress sheet PALS email 1 PALS email 2 PALS email 3 PALS email 4 PALS proforma blank PALS proforma with investigation details PRF request Record of phone conversation with --Introducaiton Email to complainant PRF Analysis of Care Management or Service Delivery Issues: Crew arrived on scene to patient who was already handcuffed and sedated. Police and Nurse were on scene. Patient was under section. Notes made the call state that patient had been restrained prior to the Ambulance being requested. Patient was calm whilst in the crew’s presence, excepting on one occasion. Patient began to kick out whilst on the stretcher. Paramedic and Police Officer then used authorised leg straps to prevent patient from continuing. Patient calmed down and no further incidents occurred. Paramedic states that injuries did not occur in their presence and that they have no further information to assist on the matter. Conclusion: Did crew witness patient being restrained? If so, what did they see? No. The patient was handcuffed and sedated prior to the ambulance being called. Patient was calm whilst in the crew’s presence, excepting on one occasion. Patient began to kick out whilst on the stretcher. Police Officer used own authorised leg straps to prevent patient from continuing. Patient calmed down and no further incidents occurred. Paramedic states that any injury sustained to the patient was either done before or after the ambulance crew had patient contact and not in their care. Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/061/13 FC/061/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 29 July 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 15 March 2013 Patient Name: Deceased? Yes How Received: Telephone Previous reference: FC/001/13 Relationship to patient: Logged by: Incident Location: Patient had chest pain & abdominal pain. Paramedic said he wasn't Brief details of the having a heart attack & refused to give him any pain relief. Waited over 2 complaint: hours for DCA to take him to hospital. Patient died from pancreatitis septic shock Type of Complaint: Pt. Management/Treatment (Quality of Care, Clinical Issue) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 21 August 2013 (20 working days) Date to post response letter: 27 August 2013 Section B: To be completed by the Investigation Officer Staff involved Paramedic & Station: Initial grading & Rationale: FC5 – Catastrophic due to loss of life but rare event. Scope of Investigation (must include all complainant concerns) : Why there was there a delay of 2 hours and 4 minutes before an ambulance arrived on scene? Why did the solo Paramedic not contact the EOC and request or enquire into the DCA back up? Was the correct ambulance assigned for backup? Why did Paramedic make patient walk to the ambulance? Why did the Paramedic change his statement regards to the radio transmissions? What action is to be taken by EMAS regards to the Paramedic’s change of statement? How long has the P1 been a Paramedic? What has been done to limit this issue re-occurring? Contact made with complainant: Expectations of Complainant: 29/7/13 Paramedic to be disciplined for change of statement to Senior Officer re Transmissions. Date OSM/PTL/Manager informed: 1/8/13 Staff involved informed: 2/8/13 Immediate actions taken: None – prev HL (2nd investigation) The Investigation Officer’s Report FC/061/13 Chronology of Events: Date and Time 16:00 15/3/2013 16:11 16:17 16:21 Approx Events Patient released from hospital after treatment and scan for liver condition. Weather reported this day at 0.6 degrees. Dispatcher1 (D1) takes over East Double Crewed Ambulance desk till 20:00 – due to staff shortfall this is the third dispatcher for this desk on the shift, and was newly trained. D1 had training in class in March 2012; the mentoring period was then set up for November with Dispatcher2 (D2), but was cut short by a few shifts. It was then some time before D1 actually dispatched, other than to break cover. This was one of D1s first solo shifts. Duty Manager (DM) notes in Lincolnshire Resource Log (RL) currently holding 3 x P1 transfers. These are Blue light transfers requiring an 8 minute response from a Double Crewed Ambulance from DPOW 999 call received – CAD 5400830. Male with Chest, Back and Abdo pain. This was coded as an R2 call, requiring a response on scene within 8 minutes. Dispatcher verbally passed FRV this detail. This radio message has no date stamped onto the SOE for the Call so was not visible on first investigation. Examination of FRV Resource Log for the day, and comparing all logged radio messages allowed it to be located. Searches of the Storacall system located it as being passed at 16:13 – 4 minutes before the 999 call was made. 16:21 16:20 17:19 17:25 17:26 17:52 17:53 In the call Dispatcher informs Paramedic1 (P1) that he will need to arrange backup as this is a Chest Pain. No further communication radio transmissions are made between Dispatch and P1 till 17:52 when P1 requests ETA on backup. D2 dealt with 135 radio messages in the time of this call – one message every 86 seconds. P1 was correctly assigned by D2 and arrived on scene at 16:25, this is within the 8 minute required response timescale. RL Lincs states Trust invokes CMP 3 – 45 calls being held. RL Lincs notes ‘Delays at DPOW A/E. Crews advise due to influx of resus patients which has taken up a lot of nursing staff. Paramedic Team Leader (PTL) to be dispatched as Hospital Liaison Officer (HALO) when clear current priority. CAD generates an Incoming Message for the Dispatcher 2 stating that the FRV has been at scene for over 60 minutes. This is a message that prompts the FRV Dispatcher to welfare check the patient. It is a message that is not visible when Dispatcher has other CAD details open on the screen. The call was opened, briefly by Dispatcher 1, but no Resource Allocation (Res/Alloc) completed Delays --- – no beds FRV calls to control and Requests ETA for crew. Dispatcher 2 apologies for delay stating DCA just clearing Grimsby – states problems with Resus holding up crews. FRV makes no mention of patient condition in transmission. Resource Allocation checked and ‘RED BACK UP’ entered in the log by Dispatcher 1. Crew assigned with a 45 minute ETA. This was not the nearest vehicle available. Check of the Res/Alloc at the time shows a crew with a 25 minute ETA. These were mobile to a G2, lower category call, in the area and should have been diverted. Had this been done backup would have been on scene 20 minutes earlier – approximately. 18:29 19:00 The only way for the Dispatchers to know that this Ambulance can be diverted is to open up the relevant Call that the crew are currently on. The Res/Alloc does not say if this crew is already on a red backup Crew arrives on scene, contacts hospital for permission to give Morphine and leaves with patient within 13 minutes. Time since original 999 call – 2 hours and 12 mins. Patient’s wife arrives at PDOW A&E having travelled from Nottingham. Patient’s wife arrives 26 minutes before the crew does. Evidence Gathered: WAV radio transmissions WAV file 999 call FC001 2013 Chronology CAD SOE Resource Log FRV and DCA Case progress sheet Call audit Commentary Supporting Data Daily performance Report Capacity Management Plan IO report HL 005 and FC001 Lincolnshire Resource Log ePRF Solo Responders Standard Operations Procedure Dispatch Framework with auto backup FRV Dispatch advice Performance Data Temp average temperature 0.6 degrees, Met office reporting Amber warning re heavy snow. LC Divisional Performance Red (within 8 minute response) 67.16% - target for Red calls is 75% Red 19 (conveying vehicle to be on scene to Red call within 19 minutes) 88.06% - target is 95% Green 1 (on scene within 20 minutes) 79.82% - target is 90% Green 2 (on scene within 30 minutes) 79.82% - target is 90% Green 3 (Clinical Phone Triage within 20 minutes) 100% Green 4 (Clinical Phone Triage within 60 minutes) 90.16% - target is 90% Analysis of Care Management or Service Delivery Issues: Environment March 2013 was subject to heavy snow conditions throughout the UK, with reports of snow drifts and treacherous driving conditions in the County. Comparison of calls, this date on the previous year, shows an increase of 41%. Paramedic (P1) The initial investigation did not show any radio transmissions between D2 and P1 for this detail. There was no trace of an automatic data entry which shows in the Call Sequence of Events (SOE) that the radio was activated. When P1 was initially spoken to, he stated he recalled speaking with D2 about the backup, and was told that one would be arranged. This P1 said from memory. When P1 was shown the SOE from the call, P1 accepted that there was no automatic data entry supporting his statement. Due to this P1 rescinded his statement, and stated that he must have misremembered what happened. Upon examination of the SOE, for the Fast Response Vehicle itself, it was discovered that there was a radio message between D2 and P1 at 16:13. This call was listened to and found to be the recording of D2 diverting P1 to this call. Within it D2 confirmed that backup would be automatically deployed to P1. This time stamp was 4 minutes before the 999 call was received. Due to this the CAD did not pick this recording up as part of this incident, and so it was not located in the original investigation. P1 was a Paramedic Team Leader (PTL) at the time of this call, now a Clinical Team Mentor, and has been a paramedic since 1990. Previously that day, P1 had attended a call requiring backup in the same area. The ambulance arrived on scene 1 hour 12 after being requested. D2 states traveling time for an ambulance, is approximately 45 to 60 minutes, in good weather. P1 stated ‘It is not unusual to wait over an hour for back up in rural LC.” P1 called up when the ambulance did not arrive 1 hour and 31 minutes after his arrival. This was now outside the time scale he would have expected, so he contacted control for an ETA. The Solo Responders Standard Operations Procedure does not include any requirement for P1 to call with an update on patient condition from scene for an automatic backup. Patient’s wife wished to know why her husband had been made to walk to the ambulance, considering his condition. P1 states that ‘the patient had been walking to and from the toilet whilst waiting for the ambulance to arrive and to walk to the waiting ambulance was little further, the patient was keen to get moving to hospital and he was also very heavy, around --- stone or more in my estimation. He was haemodynamically stable so I saw no problem in allowing him to walk to the ambulance.’ Checking the upper weight limit of the carry chairs, supplied on the ambulances, the maximum weight limit is 18 to 19 stone (depending on which chair is available). P1’s assessment places the patient at the upper weight limit, possibly exceeding it. Best practice in such a case would be to allow the patient to walk if able to do so. Dispatcher 1 (D1) East DCA Dispatcher D1 had only recently qualified to dispatch. She is not a Dispatch officer, but is used to cover shortfalls of Dispatch officers and to cover meal breaks. This was one of her first shifts running the desk without full time supervision. D1 reports that when she took over the desk, at 16:00, there were already a lot of calls waiting to be assigned and ‘serious delays’ at the DPOW hospital. D1 recalls these hospital delays had a severe effect regards to covering calls in the North East of the county. Shortly after taking over the desk EMAS went into Capacity Management Plan (CMP)3, and D1 believes that this may have been her first shift dispatching in CMP. CMP 3 means EMAS was holding 45, or more, calls across the Trust. D1 has no memory of speaking with D2 regards backup for this incident. Training for D1 started in March 2012, with mentoring in November organised with D2, a Senior Dispatcher. This was cut short by several shifts, due to pressures on the service over Christmas. Class based training for D1 was cut back by one day, and this was not re-scheduled. D1’s training, compared with other staff training for dispatch, was short by 5 shifts of mentoring. D1 was asked who she could obtain advice from if an experienced Dispatcher or Dispatch Manager (DM) is not available. D1 stated that any questions would need to wait till one of them was free. D1 was asked what could be done to make Dispatch Training more robust. She stated a thorough class based training course, then mentoring to start within a month of the training course. Dispatcher 2 (D2) Fast Response Vehicle Dispatcher D2 was monitoring all jobs coming into County to see if a Fast Response Vehicle could be sent. This is a labour intensive role that requires D2 liaise with both DCA dispatchers regularly, and deals with constant radio messages from FRV staff. FRVs are single manned, so all communications need to be passed verbally when the vehicle is mobile. The Dispatch advice for FRV Updates Procedure states “It is unsafe to send Mobile Data Terminal (MDT- text style) messages to an FRV once the resource is mobile as they are unable to safely acknowledge and read the message and maintain driving on blue lights and it is also not practical to slow down or stop to read an MDT message and then continue on blue lights. Therefore no MDT message should be sent to an FRV which is mobile to an incident.” During the timescale of this call, D2 dealt with 135 radio messages – 1 message every 86 seconds. At 17:25 the Computer Aided Dispatch (CAD) generated an automatic message warning D2 that P1 had been on scene for over 60 minutes. This is a message that would sit, with other outstanding messages, in the top left hand corner of one of the dispatchers screen. When a Dispatcher opened up a CAD call it opens directly over this message box. This means that when a call is open, dispatchers cannot see any messages outstanding. When D2 spoke on the radio, at any time, he would have had to open the relevant call on CAD. Due to the number of radio messages D2 dealt with, there would have been very limited time where D2 would have been in a position to see the outstanding message queue. When D2 assigned P1 to this call, D2 acknowledged that this was a call that would need automatic backup. This is a requirement within the Dispatch of Planned Resources Standard Operating Procedure. D2 recalls telling D1 of the back-up request, but no warning note was placed on the CAD message indicating that Backup was be required. D2 states D1 placed this request on a post-it note. At the time of this call, there was no set process for formally logging backup requests on the desk. Since this incident, D2 has implemented a Back-up sheet that is kept in the control room for future reference. As a Senior Dispatcher, he is now working with staff to ensure a warning message is placed on all backup requests. D2 states that he, and D1, should have checked Res/Alloc regularly so that a digital footprint of vehicles available was placed in the CAD SOE. Upon examining the workload with a 41% increase in calls generated, it is not believed that the dispatchers would have had the time to do extra checks without additional support at such times. An entry in the Area Resource Log, by the Delivery Manager, notes that at 16:11 they were holding 3 x transfers from DPOW hospital to HRI. These are given an automatic coding of R2, and would have made a substantial impact on the allocation of ambulances as they cleared for other details, and on backup requests in the area. With a substantial increase in calls received, it is not possible that D2 could have assisted D1 with mentoring whilst in CMP 3. Every call coming into the County needs to be monitored by the FRV Dispatcher. Since this incident, EMAS has ceased using an FRV desk in this area. The County is now split in three, with each Dispatcher controlling one section. D2 feels this has had a substantial affect as it is a more manageable area to control. Dispatchers now control all DCA and FRVs in their area, and so there are no longer this communication issues between desks. Conclusion: Why there was there a delay of 2 hours and 4 minutes before an ambulance arrived on scene? An error in communication occurred between the East Division Ambulance Desk and the Fast Response Vehicle (FRV) Desk. This was due to a 41% increase in calls into the East Midlands Ambulance Service. There was no additional support in place for the Dispatchers to assist with this increase. Additionally, due to a staff shortage, a newly qualified Dispatcher was asked to complete one of her first shifts without full time supervision. The FRV Dispatcher attempted to mentor her through this, but due to the incoming workload this was not practical. This resulted in the patient having an excessive wait for ambulance transport to hospital. There was also three Blue Light Transfers from a City hospital. All were waiting for an ambulance at the time the call to the patient was received. These calls require an ambulance to arrive on scene within 8 minutes, but none were available at this time. This would have had a substantial effect on the ability of the Dispatchers to assign to other calls. Why did the solo Paramedic not contact the EOC and request or enquire into the DCA back up? P1 is an experienced paramedic who is aware that it is not unusual to wait over an hour for backup in rural areas of the County. P1 had had verbal confirmation from D2 that backup was being dispatched to him. There is no requirement for P1, with in the Solo Responders Standard Operating Protocols, to call the dispatcher and alter his automatic backup to any other level. When an FRV has been on scene for over 60 minutes an automatic message is generated to ensure the patient is welfare checked by the Dispatcher. Due to the 41% increase in calls this message was not noted by D2, and so the patient was not welfare checked. Was the correct ambulance assigned for backup? No. D1 assigned the first vehicle showing on the Resource Allocation (Res/Alloc) list as mobile, and available. A nearer crew was mobile to a lower grade call, with a 25 minute eta. Had this crew been diverted they would have arrived on scene 20 minutes earlier than the crew that attended. Delivery Manager confirms it is hard to identify a crew that can be diverted in times of high demand using the Res/Alloc function. Why did Paramedic make patient walk to the ambulance? P1 stated that ‘the patient had been walking to and from the toilet whilst waiting for the ambulance to arrive and to walk to the waiting ambulance was little further, the patient was keen to get moving to hospital and he was also very heavy, around --- stone or more in my estimation. He was haemodynamically stable so I saw no problem in allowing him to walk to the ambulance.’ Checking the upper weight limit of the carry chairs, supplied on the ambulances, the maximum weight limit is 18 to 19 stone (depending on which chair is available). P1’s assessment places the patient at the upper weight limit, possibly exceeding it. Best practice, in such a case, would be to allow the patient to walk if able to do so. Why did the Paramedic change his statement regards to the radio transmissions? The initial investigation did not show any radio transmissions between D2 and P1 for this detail. There was no trace of an automatic data entry which shows in the Call’s Sequence of Events (SOE) that the radio was activated. When P1 was initially spoken to he recalled speaking with D2 about the backup, and was told that one would be arranged. This P1 said from memory. When P1 was shown the SOE from the call, P1 accepted that there was no automatic data entry supporting his statement. Due to this P1 rescinded his statement, and stated that he must have misremembered what happened. Upon examination of the SOE for the Fast Response Vehicle itself, it was discovered that there was a radio message between D2 and P1 at 16:13. This call was listened to and found to be a recording of D2 diverting P1 to this call. Within it D2 confirmed that backup would be automatically deployed to P1. This time stamp was 4 minutes before the 999 call was received. Due to this the CAD did not pick this recording up as part of this incident, and so it was not located in the original investigation. What action is to be taken by EMAS regards to the Paramedic’s change of statement? None. P1 made a correct statement when he was asked about the radio messages. He did this from memory. When P1 was presented with the SOE printout he accepted that as the radio message was not there that he must have mis-remembered the incident. It has since been proved that this radio message did exist, but due to a technical issue it did not show up on the details of the call to this incident. How long has the P1 been a Paramedic? P1 has been a Paramedic since 1990. What has been done to limit this issue re-occurring? The FRV desk has been discontinued. Three Dispatchers now cover a third of the County each. This means the same person deals with both the FRVs and the DCAs in the area. This removes the communication issue that resulted in this incident. D2 has arranged for each desk to have a log that will be used to list all backup requests. This will be filed and kept for future reference. Dispatchers are also being encouraged to use a warning marker for backups, so that a digital footprint can be evidenced. This excessive delay was caused by the Dispatchers failing to provide automatic backup as per policy. This was due to a 41% increase in call volume due to extreme weather conditions, and insufficient support for the Dispatch Team in times of high demand and multiple Blue Light transfers outstanding at time of this call. A new Dispatcher was filling in to assist due to a staff shortfall, with one of the other Dispatcher’s providing her with mentorship whilst he ran the FRV desk. No other Dispatch trained staff were available to work as Dispatch Assistant to monitor calls incoming. It was not feasible for the Dispatchers to effectively monitor all calls in these circumstances. This resulted in a communication error, and hence the delay in backup attending the patient. Recommendations: Recommendation A review support needed for Dispatch Teams in times of CMP or extreme weather conditions. Action Review of support requirements of Dispatch Teams needs to be undertaken. Each desks specific needs should be taken into consideration with view to a tailored action plans. They need to ensure effective working practices when under high demand due to CMP levels or extreme weather conditions. A working group of experienced Dispatch officers, and Managers, should be actively involved in this process. Lead SDM Due Date 01/01/14 Evidence Copy of report More robust Dispatch training required A specific and robust training program needs to be constructed for all Dispatch Trainees. It should outline specific requirements that are signed off by a Dispatch Mentor before the trainee completes ANY solo shifts. This should contain a mixture of classroom activities and active dispatch work within a stated time scale. The programme should consider Area specific issues that apply to only certain desks. This training course should be mandatory on all occasions before solo shifts are authorised. The Solo Responders SOP needs to be amended to clarify the automatic backup protocol within this SOP. This should outline the actions of the Dispatcher and the FRV in such circumstances. Establish how Red and Amber backup requests from other FRV affect Training Team 01/01/14 Copy of training programme Governance 01/01/13 Copy of the amended SOP Auto backup addition into the Solo Responders SOP the automatic backup priority. Consider a requirement that once patient has been assessed the FRV should contact control and establish backup level as regards to Red, Amber, Green and none. Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint ProformaRef:FC/063/13 FC/063/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 05 August 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 07 July 2013 Patient Name: How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Delayed response to a --- year old child that was fitting. complaint: Type of Complaint: Delayed Response (Timeliness, Activation/Response) Division/Area: A&E Cont. Lincolnshire. (A/E Control) Investigation Officer: Date for Investigation conclusion: 28 August 2013(15 working days) Date to post response letter: 03 September 2013(20 working days) Deceased? No Section B: To be completed by the Investigation Officer Staff involved BBEOC AE & Station: Initial Minor 4 – unsatisfactory patient experience but likely to happen again grading& Rationale: Why did the ambulance take 27 minutes to attend? Scope of Why would the Call Taker not comment on how long it would be? Investigation Was there a nearer ambulance at local Hospital that could have been used? (must include all Were any Community First Responders available to assist? complainant concerns): What improvements are the services planning to rectify such issues? Contact made with complainant: Intro letter, 2 phone messages left Expectations of Complainant: Explanation of delay, actions being taken to remedy these. Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: None The Investigation Officer’s Report FC/063/13 Chronology of Events: Date and Time 7/7/13 02:56 04:03 05:11 07:01 08:00 08:14 08:16 08:19 08:24 08:25 08:41 10:17 13:08 Events Lin Resource Log (RL) notes CMP 4 continuing. Service level 57% on 277 calls. Lin RL notes dropping to CMP 3 CMP 3 cancelled Lin RL notes Hb crew no vehicle available as night duty not returned Community First Responders (CFR) desk sends out text to all volunteer responders. This is request for anyone available to log on to contact control due to high demand in the area 999 call received – CAD 5669624. Call is to a --- year old male “fitting. Vomited during the night”. Call was coded as a R2 – face to face contact required within 8 mins. Crew assigned showing distance to call 8.47 miles with a 17 minute eta. This was the closest resource. Dispatcher notes for Out of Performance reason: 2 x Sp crews already out. Shortfall of 2 staff. 07/19 DCA shortfall in Sp. Hb day crew had just been asked to go to Sp for cover as they had just got their vehicle, but only just leaving Hb. Clinical Assessment Team listening to call – state call is not appropriate for triage – call to continue as R2 Crew diverted to R1 call – higher priority call. Dispatcher action correct nd 2 crew assigned showing distance of 10.95 miles with eta 16 minutes. These were the next closest to this call and correctly assigned by Dispatcher Crew arrived on scene – 27 minutes after call received. Patient transported to BP hospital. st Delivery Manager (DM) places additional notes in Out Of Performance reason: 1 nd crew diverted to R1 in Sp. 2 crew dispatched from Bou. CFR off line CMP 4 re-instigated Evidence Gathered: Performance A8 - calls requiring attendance within 8 minutes, at 62.03% (target 75%) A19 – vehicle able to transport patient to attend A8 calls within 19 minutes, at 87.31% (target 95%) G1 – face to face contact within 20 minutes, at 63.13% (target 95%) G2 – face to face contact within 30 minutes, at 67.7% (target 95%) EMAS had been in CMP 3 and 4 on before and after this detail. Calls this day show an increase of 15.21% on R1/2 calls, and 42.74% on G1 calls on the previous week. The local area was experiencing a high demand. Whilst crew was mobile to this detail, another 6 x 999 calls were in progress in the vicinity. Analysis of Care Management or Service Delivery Issues: At 08:14 on the 7 July 2013 a 999 call was received to a child fitting and vomiting during the night. The call was taken through the Accredited Medical Dispatch System to ascertain the condition of the patient. This was given an R2 coding. This requires that a response arrive on scene within 8 minutes. A crew was immediately assigned with an ETA of 17 minutes, as no other vehicles were available closer. The local ambulance station had a shortfall of one Double Crewed Ambulance, and the other two ambulances were already on scene at other calls. The Delivery Manager notes that none the volunteer First Community Responders (CFR) were on duty that morning. At 08:24 the crew was diverted to a higher priority, R1, call in the area. The Dispatcher then reassigned the next nearest crew to this detail. This crew had an ETA of 16 minutes. The action taken by the Dispatcher was correct and complied with Dispatch Protocols for higher coded calls. During the call the Emergency Medical Dispatcher (EMD) stayed on line with the caller, to give support and assistance till the crew arrive on scene. The call was also monitored by a member of the Clinical Assessment Team. The EMD was not able to give the caller information regards to the time scale till the ambulance will be on scene. This is a strict protocol under the AMPDS system as to give an estimated time of arrival (ETA) “gives false expectations” to the caller as the crew could be diverted at any time. Due to this the EMD acted correctly by not providing an ETA to the caller. The second crew arrived on scene 27 minutes after the call was received. This was 19 minutes outside of the required target for R2 calls. Checks on the Sequence of Events, which is a computerised log of all actions relating to this call, show that the correct vehicles were assigned. No other options were available to the Dispatcher for this call. Whilst crew was mobile to this call another 6 x 999 calls were in progress in the area. East Midlands Ambulance Service (EMAS) instigated different levels of the Capacity Management Plan up till 05:11 that day. This means that the numbers of calls coming into EMAS were of such a volume, that they outstripped the resources available to respond effectively. At 08:00 a generic text went out to all CFR asking anyone available to log on duty to assist. This indicates that, although EMAS was no longer in CMP, the volumes of calls incoming were still having a knock on effect regards to attending calls. Information obtained from the Met Office show that from “…6th to 24th, (temperatures) exceeding 30 °C on several days.” This hot weather placed additional pressures on the Ambulance Services, and may account for a large proportion of the call increase of 15% in R1/2 calls (8 minute response required), and 43% in G1s (20 minutes response required). Conclusion: Why did the ambulance take 27 minutes to attend? The United Kingdom was in a heat wave, with temperatures exceeding 30 degrees. Due to this there was a substantial increase in calls to the service (15% for R1/R2 calls requiring an 8 minute response, and 43% on G1 calls requiring a 20 minute response). At times throughout the day, the number of calls outstripped East Midlands Ambulance Services (EMAS) ability to respond. At the time this call was received, two local ambulances were already on scene at other calls. The nearest available ambulance was deployed with a 17 minute eta. A further, higher priority call was received and this crew had to be diverted. The next available vehicle was then assigned to this patient. The ambulance arrived 27 minutes after the call to the patient was received, so was 19 minutes outside the target for such a coding. The actions of the Dispatcher were correct. Why would the Call Taker not comment on how long it would be? The Emergency Medical Dispatcher (EMD) is prohibited from giving callers indications of when the ambulance will arrive. This is strictly governed by the AMPDS, as to do so would give false expectations to the caller. The crew mobile to this patient could be diverted to a higher priority call at any time till crew showing on scene with the patient. The EMD acted correctly in not giving the caller this information. Was there a nearer ambulance at the local Hospital that could have been used? No. At the time of this call there were no nearer ambulances than the ones that were assigned. The local station had a shortfall of one double crewed ambulance that day. The other two ambulances had gone out to calls in the area, and were no longer available to attend. The nearest ambulance was correctly assigned to this detail. Were any Community First Responders available to assist? No. At 08:00, a page was sent out to all Community First Responders in EMAS. This was to inform them that EMAS was receiving a high level of calls, and asked any available to log on duty. When the call to this patient was received there were no Community First Responders logged on in the area. What improvements are the service planning to rectify such issues? The EMAS Trust Board approved “Being the Best” plans at its meeting on 25 March 2013, and at that meeting said they would spend the next three to six months developing the plans, i.e. identifying the most suitable areas for the stations to be located. For the new 2012/13 financial year, EMAS has successfully negotiated additional funding from the organisations that pay us to provide a level of emergency service i.e. the Clinical Commissioning Groups. This additional investment means that we are now actively recruiting more frontline colleagues to our service, extra to the 140 new frontline staff announced in March 2013. We are working hard to improve Turnaround times with our colleagues at the hospitals. We will continue to make good progress and to deliver quality clinical care to people in an emergency situation. Recommendations: No recommendations Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/064/13 FC/064/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 05 August 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 26 July 2013 Patient Name: Deceased? No How Received: Email Relationship to patient: Their reference: Logged by: Incident Location: Ambulance crew allegedly banged the patient's foot when wheeling her Brief details of the out to the ambulance. On examination in A&E her left big toe had the nail complaint: 'ripped off'. Type of Complaint: Pt. Management/Treatment (Quality of Care, Clinical Issue) Division/Area: # A&E Leics & Rutland (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 28 August 2013 03 September 2013 (20 working days) Date to post response letter: Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Minor How did the patient sustain the injury to her toe? Contact made with complainant: 23 August 14:00 hrs voicemail Expectations of Complainant: Explanation and apology Date OSM/PTL/Manager informed: 20/08/2013 Staff involved informed: 20/08/2013 Immediate actions taken: Crew statements taken The Investigation Officer’s Report FC/064/13 Chronology of Events: taken from the Computer Aided Dispatch (CAD) sequence of events (SOE) for call reference 5718527 on 26 July 2013 12:09 12:10 12:10 12:12 12:16 13:04 13:10 13:23 14:17 16:25 new call received call reference 5718527 on behalf of a female patient who is unresponsive call is on behalf of a --- year old female who is conscious and breathing. Call is coded as an eight minute emergency. resource 4041, double crewed ambulance (DCA) is allocated to the incident. resource 4041 mobile to scene. resource 4041 arrives on scene. resource 4041 leaves the scene with the patient. resource 4041 arrives at the hospital with the patient. CAD message: patient has gone into Resus. crew of resource 4041 hand patient over to hospital staff and call clear. crew of resource 4041 are unable to get through on the IR1 reporting line and are returning to base to complete a paper Untoward Incident form. Evidence Gathered: Crew statements CAD report Electronic Patient Report Form (e-PRF) Statements from staff at the Care Home Analysis of Care Management or Service Delivery Issues: Handling of emergency call: the call was correctly coded as requiring an eight minute emergency response. The responding resource arrived on scene seven minutes after receipt of the emergency call. Statements from members of staff at the Residential Home: the two members of staff who were in attendance at the Residential home advised that on arrival the ambulance crew were taken upstairs to the patient and they began to undertake basic and advanced life support procedures. The patient was agitated and this made it difficult to insert a cannula but this was eventually done. The patient also kept removing her oxygen mask. After the ambulance staff had undertaken their initial observations the female member of staff advised that she would go back to the ambulance for the stretcher but the care home staff advised her that it would not fit in the lift so she fetched the carry chair. The patient was lifted from her bed and placed into the chair and then covered with a blanket and strapped in. As she was being moved the Manager of the home noticed that the patient’s feet were not on the footrest and so the Manager supported the patient’s feet on the journey to the ambulance. When the crew arrived at the ambulance they moved the patient into the vehicle and started to transfer her to the ambulance stretcher. At this point a member of the care home staff noticed that the big toenail on the patient’s left foot was hanging off and dripping blood. The member of staff also stated that the female ambulance crew member stated “look we’ve caught her foot”. The care home staff members then left the patient in the care of the ambulance crew. Later in the day the patient’s daughter telephoned to ask what had happened to her mother’s toe and she stated that the hospital staff were under the impression that the ambulance staff had stated the injury must have been sustained at the care home. The care home staff stated that the injury did not occur while the patient was under their care. Statements from attending crew: the crew members had a good recollection of the incident and advised that they were attending a female patient with a low level of consciousness, low blood sugar (the patient is an insulin dependent diabetic) and the possibility of left ventricular failure. A full set of observations was taken and due to the patient’s time critical condition it was imperative to get her to hospital as soon as possible. The crew were assisted by a GP who arrived shortly after they did, and interventions were performed including cannulation and the administration of Glucose and Furosemide. They moved the patient to the ambulance by carry chair as the stretcher would not fit in the lift. As they were transferring the patient onto the ambulance stretcher they noticed that the patient’s left big toenail was hanging loose and bleeding. The crew examined the area and bandaged the toe, and then they proceeded under emergency conditions to the Leicester Royal Infirmary with a pre alert call placed to advise the hospital staff of their impending arrival. As part of their handover to hospital staff the ambulance crew did advise of the injury to the patient’s toe. The crew do not remember knocking the patient’s foot while they were transferring her, but would like to pass on their sincere apologies if they did inadvertently cause the injury. Neither crew member can recall saying that they had caught her toe but they do recall remarking that the injury was present. The patient was time critical and the crew’s priority was to get her to hospital as soon as possible. They did complete a report for an untoward incident before the end of their shift detailing the injury to the patient’s toe. Conclusion: The ambulance crew do not recall catching the patient’s toe while they were transporting her, but they would like to pass on their sincere apologies if the injury was caused while they were caring for her. The patient was very poorly at the time and the crew were focused on getting her to the hospital as soon as possible so she could receive specialist medical attention. Recommendations: There are no recommendations to be made on this occasion. Sign Off (include dates) Date report sent to Investigation Manager for approval: 2 September 2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/065/13 FC/065/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 06 August 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 22 August 2012 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: FC/189/12 Logged by: Incident Location: Brief details of the Patient collapsed. Very unhappy that she wasn't taken directly to the complaint: stroke unit. Was FC/189/12 - new questions Type of Complaint: Pt. Assessment/Diagnosis (Quality of Care, Clinical Issue) Division/Area: # A&E Nottinghamshire (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 28 August 2013 (20 working days) Date to post response letter: 04 September 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Moderate To answer the additional queries relating to the incident raised by the complainant. Contact made with complainant: Last contact made 18 October 2013 Expectations of Complainant: Answers to additional queries raised. Date OSM/PTL/Manager informed: LQM and CP 16 September 2013 Staff involved informed: Immediate actions taken: Additional statement from Paramedic The Investigation Officer’s Report FC/065/13 Date of Incident 22 August 2012 Chronology developed from CAD SOE 4881021 The chronology for this incident is detailed in the original report under ref. FC 189 12. Evidence Gathered: CAD report Patient Report Form (PRF) Statements from attending crew Clinical Opinion from Divisional Locality Quality Manager (LQM) Analysis of Care Management or Service Delivery Issues: Handling of emergency call: the call was assessed as requiring an emergency response within eight minutes. The solo responder arrived nine minutes after receipt of the call. On this occasion the target timeframe was missed by one minute. After the solo responder requested back up the first available vehicle was allocated to attend the incident and this arrived 14 minutes after the request was made. Responses to additional questions raised by complainant. In addition to the formal responses dated 25 February 2013 and 24 April 2013, the complainant has asked for a number of additional questions to be addressed, and these are detailed below. Do you hold any further documentation generated from the events of 22 August 2012? No, the records relating to this incident consist of the Patient Report Form (PRF) and the Computer Aided Dispatch (CAD) sequence of events (SOE) which have already been sent to ---------. You state that the ambulance crew quickly ruled out electrocution as a cause of my wife’s collapse. On my arrival, I was told by the Paramedic that my wife was suffering from shock/stress. However I note from the PRF that it is recorded that my wife was not talking and under a lot of stress but the initial clinical assessment is ticked as “calm”. This appears contradictory. Also, if the Paramedic suspected that my wife would not be accepted by Nottingham City Hospital, could a call not have been made to the hospital to check acceptance? Do you have a policy or guidelines relating to this? The Paramedic undertook a 12 lead ECG to help with his possible diagnosis of electrocution, but he could not rule this out entirely and it remained a possible cause for the patient’s condition. The initial assessment of calm was recorded as the patient was not showing signs of panic or distress. In respect of making a call to the City Hospital, the Paramedic had undertaken a FAST test which he judged to be negative, and he felt that the most appropriate destination for the patient would be the QMC as there was still a possibility that electrocution was the cause of the patient’s condition. You state that my wife was not suffering from any right-sided weakness on initial examination. Given that my wife remained with the ambulance crew for some time before transfer to hospital, and that it was apparent to me on arrival at home at about 15:30pm that my wife was indeed suffering right-sided weakness, should this form not be subject to further review and another assessment made, particularly as the Paramedic remained with my wife from 14:47 until 16:30? What is your policy on completion of PRF’s? Please explain who completed the PRF? The Paramedic has stated that a second FAST test was carried out before the patient was transferred to hospital, with the same result as the first test. The completion of the PRF is often undertaken by both crews as observations and assessments are done, and this was the case on this occasion. The first set of observations was undertaken by the Paramedic, and it was his decision to request back up and transport the patient to hospital. The majority of the form was completed by the back-up crew. You state at point 3 of your letter that the Paramedic stated in interview he was told to wait for my return home? Who told him to wait and why? Would you provide me with the minutes of this interview? I told the Paramedic I would not get to my home until about 15:30 so they did know how long it would take for me to arrive and I queried why they had to wait also. The Paramedic recalls that he thought the request to wait for the patient’s husband was made by a friend who had arrived and that he should arrive in the next few minutes. The decision was taken on this basis and because the patient’s condition was assessed as stable. Have you carried out a serious untoward incident report/ root cause analysis in relation to these events? A serious incident report was not completed on this occasion as the complaint was handled under our formal complaints procedure. Analysis of the findings was carried out as part of the complaint investigation. What are your target timeframes in relation to arriving at the scene of the incident and transferring to hospital? Did you meet the target in relation to my wife’s incident of 22 August 2012? The call on behalf of the patient was assessed as requiring an emergency response. The Trust’s target for these calls is to have a response on scene within eight minutes in 75% of cases and within 19 minutes in 95% of cases. The Paramedic arrived on scene nine minutes after receipt of the emergency call. In respect of the back-up crew this is dispatched to the scene as soon as an appropriate vehicle becomes available, based on the priority under which this has been requested and other emergency demand. The back-up resource was requested under the highest priority and this arrived 14 minutes after it had been requested. Please let me know the qualification and experience of the Paramedics who carried out the diagnosis of my wife’s condition. The Paramedic has been with the ambulance service for 13 years and he has been a Paramedic for six years. I should like to bring to your attention my dissatisfaction with the attitude of the Paramedics on 22 August 2012. I pointed out to the Paramedics that my wife was not moving on her right hand side. Their response was that my wife was “fine” and was doing this “on purpose”. The implication was that my wife was attention seeking and that her condition was not critical. I do not believe any effort was taken to diagnose her. It was only due to my insistence that my wife was eventually transferred to hospital. There was no intention on the part of any of the ambulance crew to suggest the patient was seeking attention. In respect of the decision to take the patient to hospital, this was taken by the Paramedic when he requested back-up and this was well in advance of the patient’s husband arriving home. Clinical opinion: the information gathered in relation to this incident has been reviewed by the Divisional Locality Quality Manager with the following observations being made: • The on scene time is excessive given that the back-up crew were requested as an emergency response to transport the patient to hospital • • • • The recording of the patient’s inability to talk should have resulted in the FAST test being positive. The Paramedic had decided within 25 minutes of arriving on scene that the patient would be travelling to hospital. Given this decision the delay in waiting for the patient’s husband to arrive home should not have been allowed. The patient spitting out water should have raised the concern that she may have lost her ability to swallow/her gag reflex, which should have raised a concern relating to a possible stroke. Given the comment above about the patient being FAST positive, a call should have been made to the Berman ward at City Hospital to verify whether the patient should have been taken there. However, as electrocution was still being considered as a possible cause, it is likely that they would have been instructed to take the patient to QMC initially. Conclusion: Clinical opinion in relation to this patient has concluded that the patient assessment should have established that this patient was FAST positive. A call should have been made to Berman ward, although it is likely the patient would still have been directed to the QMC due to the possibility of electrocution. Recommendations: The following recommendations will be implemented as a result of this incident. Action: Reflective practice to be completed by all members of staff. For: Deadline: 30 November 2013 Evidence: Reflective practice document completed and held on personnel files. Action: Completion of 2013/2014 Essential Education for both members of the back-up crew. For: Deadline: 30 November 2013 to book date for attendance. Evidence: Completed essential education record. Action: Clinical supervision to be arranged for all members of staff including a discussion of this incident. For: Deadline: 30 November 2013 Evidence: Record of clinical supervision completed and held on personnel files. Action: Audit of Patient Report Forms (PRF’S) for all members of staff on a minimum of 10 PRF’s. For: Deadline: 31 January 2014 Evidence: Result of PRF audits completed and held on personnel files. Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/2013/067 FC/2013/067 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 15/8/13 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 6 August 2013 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Dialysis patient had fallen. Wife states crew were abrupt and did not Brief details of the check patient over before moving. Wife wanted patient to go to QEKL but complaint: crew insisted on PBH. Type of Complaint: Crew Attitude Division/Area: Lincolnshire Investigation Officer: (15 working days) Date for Investigation conclusion: 12/9/13 (20 working days) Date to post response letter: Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading Low 4 – crew attitude likely to happen again & Rationale: Scope of Why did crew not attend the hospital requested by patient’s wife? Investigation What arrangements were made for the patient’s dialysis? (must include all Do Emergency Crews get training in people skills, and in how to reassure complainant patients and relatives? concerns) : Contact made with complainant: Email 18/8/13 Expectations of Complainant: Explanation and response Date OSM/PTL/Manager informed: None Staff involved informed: 03/9/13 Immediate actions taken: None The Investigation Officer’s Report FC/2013/ Chronology of Events: Date and Time 6/8/13 05:57 05:59 06:04 06:44 07:15 07:26 Events CAD 5745153 – 999 call received to --- year old male who has fallen and not alert. Call coded R2 – requires on scene response within 8 minutes Crew arrived on scene Crew left scene Crew arrived hospital Crew clear hospital . Evidence Gathered: Conflict Resolution Training lesson plan CAD SOE PRF WAV 999 call Staff Training P1 - Attended EE 2nd October 2012, Conflict Resolution Training completed 16th February 2010 and IPR completed July 2013 T1 - Attended EE 23rd October 2012, Conflict Resolution Training completed 10th June 2011 and IPR completed August 2013 Analysis of Care Management or Service Delivery Issues: On 6/8/13, at 05:57 a 999 call was received to a ---- year old male who had fallen with a head injury. The call was taken through the Advanced Medical Dispatch System. The call was coded requiring an 8 minute on scene attendance. Crew was assigned and arrived on scene with this timescale. Patient’s wife was particularly concerned as to why the patient had not been taken to QEKL as she had requested. The patient was due there for his dialysis treatment that morning, and his wife wanted to know why her request was not acted on. The attending Technician (T1) was spoken to with regards to the hospital choice of PHB. T1 states that the patient had a “significant head injury with bogginess over the eye” and was “fading in and out”. Due to this the head injury had to take priority over the ongoing dialysis treatment. This required that the patient be taken to the nearest A&E department. T1 stated that PHB was 20 minutes away from the address, as opposed to QEKL at 40 minutes. This was further compounded, T1 said, by on-going road works and diversions when heading to QEKL which made PHB the only option for a trauma injury of this nature. Upon arrival at PHB, the crew informed staff of the Dialysis appointment. PHB staff then contacted QEKL. Arrangements were then made arrangements for the patient to be transported to QEKL once the head injury was treated, and patient was stable. The patient’s wife additionally raised concerns regards to training EMAS staff receive regards to reassuring family, and using people skills. All staff attends induction training that includes active listening, helpful attitude, empathy and positive body language. They are also taught skill with regards to preventing and de-escalating conflict with others. Additionally to this, EMAS is incorporating a behaviour and attitude module into its current Essential Education programme for 2013. It is required that all staff attends this training. Conclusion: Why did crew not attend the hospital requested by patient’s wife? The attending Technician (T1) was spoken to with regards to the hospital choice of PHB. T1 states that the patient had a “significant head injury with bogginess over the eye” and was “fading in and out”. Due to this the head injury had to take priority over the on-going dialysis treatment. This required that the patient be taken to the nearest A&E department. T1 stated that PHB was 20 minutes away from the address, as opposed to QEKL at 40 minutes. This was further compounded, T1 said, by on-going road works and diversions when heading to QEKL. This made PHB the only option for a trauma injury of this nature. What arrangements were made for the patient’s dialysis? Upon arrival at PHB, the crew informed staff of the Dialysis appointment. PHB staff then contacted QEKL. Arrangements were then made for the patient to be transported to QEKL once the head injury was treated, and patient was stable. Do Emergency Crews get training in people skills, and in how to reassure patients and relatives? All staff attends induction training that includes active listening, helpful attitude, empathy and positive body language. They are also taught skill with regards to preventing and de-escalating conflict with others. Additionally to this, EMAS is incorporating a behaviour and attitude module into its current Essential Education programme for 2013. It is required that all staff attends this training. Recommendations: None Sign Off (include dates) Date report sent to Investigation Manager for approval: 6/9/13 Date feedback given to complainant: No phone number Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Description and Consequences Report Unique Reference: 2013 FC/2013/068 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other) Incident Date: 06/08/2013 Source: Letter Date Received: 14/08/2013 Written or Verbal: Written Acknowledgement Date: 15/08/2013 Date Agreed: 11/09/2013 Final Contact Date: 29/08/2013 Reported as Patient Safety Incident: Y Initial Call Coding: Green 2 Area/Divisional: EOC Nottingham Base: GP Surgery Patient Outcome: Unknown Concise Introduction to the Incident Summary: Delayed Response To Child Case Type: Formal Complaint Case Details: Doctor called for an Ambulance for a Child Patient within the surgery. Delayed response in attending to the Patient which the Doctor finds unacceptable Terms of Reference (TOR) • Why was there a delay in the Ambulance Service responding to the Patient? • Is it normal practice for Ambulances to be diverted because a Doctor is with the Patient therefore causing delay? TOR agreed by: Date: 14/08/13 List Immediate Actions Crew Stood Down: No. Involvement and Support of Staff • Staff support and involvement: Paramedic – EE date: 17/05/12. IPR date: May 2013 Paramedic – EE date: 03/05/2012. IPR date: 20/09/2012 ECA – EE date: 15/11/2012. IPR date: 27/09/2012 Healthcare Decisions Panel (HDP) referral: No. None clinical incident. Being Open Initial Contact Date: 14/08/2013. Timeline of Events Taken from calls 5746235, 5746263 and 5746304 received in to the Emergency Operations Centre (EOC) on 6 August 2013. Time Event 6 August 2013 Incident Number 5746235 16:35 16:37 16:38 16:52 16:54 16:58 17:07 17:09 17:11 17:13 17:21 17:36 17:37 17:37 17:43 17:55 17:59 18:26 18:46 First call 5746235 received into the Emergency Operations Centre (EOC) and processed through the Advanced Medical Priority Dispatch System (AMPDS). Dispatcher accesses Resource Allocation (RES/ALL) function. No resource allocated at this point. Call processed correctly by Call Handler and coded incorrectly as 26A10 Green 4, 1hour call back response. Correctly upgraded to Green 2, 30 minute face to face contact response. Second call 5746263 received into the EOC. Processed through AMPDS by Call Handler and gains Incorrect call coding of 26O01 Green 4. Call Handler confirms there is a Defibrillator on site with trained personnel. Second call 5746263 correctly stopped by Dispatcher as a duplicate to first call 5746235. Third call 5746304 received into the EOC. Processed through AMPDS by the Call Handler and gains correct coding of 26C01 Green2, 30 minute response. RES/ALL function accessed by Dispatcher and job allocated to First Response Vehicle (FRV)3734 (CL). Third call 5746304 correctly stopped by Dispatcher as a duplicate to first call xxx. FRV 3734 arrives on scene. Dispatcher accesses RES/ALL function, no further resources available. Dispatcher accesses RES/ALL function, no further resources available. Dispatcher accesses RES/ALL function, Double Crewed Ambulance (DCA) 9114 assigned to attend job. FRV 3734 on scene advises Dispatcher Red response now required by back up crew DCA 9114. DCA 9114 arrives on scene with Patient. DCA 9114 leaves scene to Hospital. FRV 3734 calls clear from this job. DCA 9114 arrives at Hospital. DCA 9114 calls clear from this job. Analysis of Findings The First call 5746235 was made by the Doctor’s Receptionist and received into the Emergency Operations Centre (EOC) at 16:35hrs. This call was processed through the Advanced Medical Priority Dispatch System (AMPDS) and gained a Green 4 (G4) 1 hour Clinical Assessment Team (CAT) call back. As the call was from a Healthcare Professional, this was upgraded to a Green 2 (G2) 30 minute face to face response. Although coded incorrectly as 26A10, the correct coding of 26A08 would have achieved the same response. At the same time as the call being processed 16:37hrs, the Dispatcher accessed the Resource Allocation function (RES/ALL) to see any available resources that are free to attend the detail. No vehicle was available to be assigned. A second call 5746263 was received from the Doctor’s Receptionist into the EOC at 16:58hrs. This was processed through AMPDS by the Call Handler and incorrectly coded as a G4, 1hr CAT call back. Processed correctly, this would have achieved the same disposition of the original call of G2. This call was then closed correctly by the Dispatcher as a duplicate to the first call 5746235. Although the Call Handler asked if there was a Defibrillator on site, this was not allocated to the job. By 17:07hrs, a third call was being received into the EOC. This call was made by the Doctor’s receptionist. The Call Handler processed the call through AMPDS and gained the correct response of G2, 30 minutes face to face contact. As this was a duplicate to the first call, it was correctly closed by the Dispatcher at 17:11hrs. The Dispatcher accessed the RES/ALL function at 17:09hrs and assigned a First Response Vehicle (FRV) to attend the incident which; arrived on scene with the Patient four minutes later at 17:13hrs. This FRV arrived on scene 38 minutes after the first call, 8 minutes over the target time of 30 minutes. From 17:21hrs to 17:37hrs, the Dispatcher accessed the RES/ALL function three times in an attempt to send a Double Crewed Ambulance (DCA) to assist the FRV. On the third attempt at 17:37hrs, a DCA was assigned. At the same time, the FRV on scene advised that the DCA should travel as a Red Response meaning, they should travel as back up with lights and sirens. The DCA arrived on scene at 17:43hrs and conveyed the Patient to Hospital for 18:26hrs. The FRV called clear from this detail when the crew conveyed at 17:59hrs and the crew, at 18:46hrs once the Patient has been transferred to Hospital care. Information provided by the Fleet Administration Team shows there was a shortfall of vehicles on the day this incident occurred. 13 of the 49 Ambulances due to be used on the 6 August 2013 were off road and unusable. This is a shortfall of 27% compared to when up to full capacity. Conclusion There was a delay in responding due to other calls and their resources being fully committed in attending to, or being diverted to higher priority emergencies/backups. On the day of this incident, there was also a shortfall of Ambulances in the area equating to 27% of the fleet. No Ambulances were diverted from this call once allocated and, having a Doctor on scene with a Patient does have an impact on the response time. The first available resource was sent to the surgery which was a First Response Vehicle. This arrived on scene 38 minutes after the first call, missing the response time required by eight minutes. Although the second call was coded incorrectly, this did not have an impact on the response time. The Call Handler should have upgraded the call to Green 2, which was the same response time as the first call. The calls were prioritised as appropriate. When calls are received into the Emergency Operations Centre (EOC), they are coded using a nationally defined set of priorities based upon the information given over the telephone. The calls are assessed and prioritised in order of clinical need. At the time we received the calls into the EOC, the information given did not require an immediate 8 minute Ambulance response and instead, was allocated as a 30 minute response. Although the patient has been assessed by a Medical Professional; when taking a call on the 999 line, we always re-assess the patient to ensure the most appropriate response is being given. Calls are prioritised using the Advance Medical Priority Dispatch System. AMPDS is a set of questions relating to a Chief Complaint used to rule out priority symptoms. Once questions are answered, AMPDS gives the most appropriate response at that time ensuring more immediate life threatening or time critical patients are responded to first. When a call is received into the EOC on the 999 line, the call handler will ask a series of questions about the Patient to establish the priority of the response that is required. The series of questions asked will be dependent upon various factors including the Chief Complaint of the patient, age, sex etc. In order to send the most suitable response, it would have been appropriate to ensure all of the patients’ Chief Complaints such as Chest pain, Difficulty in Breathing or Unconscious, were presented at the time of making the 999 call. By providing a diagnosis, this does not always allow the Call Handler to ask the most appropriate questions as there are often no or little symptoms provided. By providing facts and information about the patient, they will receive the correct response from the outset. Organisation and Divisional Recommendations Action: EMDs to have feedback with regards to incorrect coding of their calls For: Deadline: 24/09/13 Evidence: Copy of Report Action: Surgery staff invited to observe in EOC. For: Deadline: 24/09/13 – Completed, invited by response. Evidence: Copy of Report Evidence Gathered Sequence of Events from calls 5746263, 5746304 and 5746235. Copies of Voice Recordings for call 5746263, 5746304 and 5746235. Call Audits for calls 5746263, 5746304 and 5746235. Information provided by Fleet Administrator. Resource Log for Emergency Operations Centre Duty Manager. Copy of Electronic Patient Report Form. Date report sent to Investigation Manager for approval:29/08/2013 Date feedback given to complainant: Tried via telephone 29/08/13, surgery busy Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/069/13 FC/042/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 16/8/13 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 1/6/13 Patient Name: Deceased? No How Received: Telephone call Relationship to patient: Their reference: Logged by: Incident Location: Patient was on holiday at holiday park and had 3 young children with him. He was suffering great pain and a bystander called 999 on his behalf (and looked after the children). The crew arrived and just kept telling him to get up. They thought he was drunk. He was manhandled into the ambulance and has suffered bruises on Brief details of the his arms as a consequence. The crew eventually apologised to the complaint: bystander and advised he was having a heart attack. The black haired member of the crew treated him 'like shit'. He does not want this to happen to anyone else. The bystander will be a witness if required. Type of Complaint: Crew attitude Division/Area: Lincolnshire Investigation Officer: 6/9/13 Date for Investigation conclusion: 13/9/13 Date to post response letter: (15 working days) (20 working days) Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading Moderate 6 – unlikely to reoccur but possible mismanagement of patient care & Rationale: Scope of Investigation (must include all complainant concerns) : Was the call handled correctly? Did the coding issue delay attendance to the patient? Why did the crew approach the patient in this manner? Why did they apologise to the witness for their manner? Why did the patient have bruises under his arm from being moved? Why did they change their story? Why did crew lie when the change was identified? Was it appropriate to make the statement “you should be grateful we saved your life”? Contact made with complainant: Phone call and letter Expectations of Complainant: Wants an apology from the crew and the manager Date OSM/PTL/Manager informed: 19/8/13 Staff involved informed: 03/9/13 Immediate actions taken: None The Investigation Officer’s Report Fc/042/13 Chronology of Events: Date and Time 1/6/2013 18:21 18:23 18:24 18:35 18:59 19:02 20:46 Events 999 call received to a --- year old male with abdominal pain. Crew assigned Call is coded G2 – requiring EMAS to be on scene within 30 minutes Crew automatically books on scene Crew call control and request the new number for the PPCI at LC hospital. Crew marked as leaving scene Crew clear hospital. Evidence Gathered: WAV Recordings of Radio Transmissions WAV recording of 999 call CAD SOE 999 call audit PALS proforma Record of conversation Analysis of Care Management or Service Delivery Issues: Call Handling: On the 1 June 2013, a 999 call was received to a male in the street with abdominal pains. This call was taken through the Advanced Medical Dispatch System (AMPDS) and assigned a code requiring the crew arrive on scene within 30 minutes. This call has been audited and given an 81% compliance score. The target score is 90%. The Emergency Medical Dispatcher (EMD) failed to fully verify the address of the incident as the call was made on a mobile phone. During the call the patient was established as having erratic breathing. This was not identified by the EMD and so the protocol chosen, abdominal pain, was incorrect. Assessment of the call shows that the Dispatch Code of a 30 minute response was correct for the call, so the use of an incorrect protocol did not affect the on scene attendance time required to the patient. Service Delivery: A crew was assigned to the call, and arrived on scene within 14 minutes, achieving the required response time. The call was originally coded as an abdominal problem, but the crew assessed the patient and identified the patient as having a heart attack (MI). The crew made arrangements for the patient’s children to be cared for, and then took him immediately to the LC Catheter Suite for an emergency Primary Percutaneous Coronary Intervention (pPCI). Crew Attitude: The original complaint was dealt with as a PALS matter, but due to unanswered patient concerns it has been escalated to a formal complaint. In the original report by Team Leader (RH) it was assessed that the patient’s medical treatment “was to the highest level and to the correct pathway”. Both crew members expressed sadness that the patient felt that he had been badly treated. This was because the patient had thanked them at the hospital. The patient raised concern that the he was being treated as if he was drunk initially. This is believed to have been due to the crew asking the patient if he had been drinking. The crew state that there was a clinical need to establish this information before administering morphine. This is an essential question to ensure that there is no undue interaction with the medication. The Technician, who drove the patient to hospital, has been spoken to with regards to the escalation of the complaint. This was to discuss the patient’s concerns with the crew’s initial attitude when they arrived on scene. The Technician confirms that when they arrived on scene that patient was on the grass “writhing in agony”. The Technician states he spoke to the patient in an abrupt manor, but that this was so he could get the patient’s attention as he was in too much pain to respond. Once in the ambulance, they were able to fully assess the patient’s condition and ascertained that he was having a heart attack. They then updated the member of public outside the ambulance, and ensured that the patient’s children were cared for whist they went to hospital. The patient has confirmed he was happy with the crew arranging this care for his children. During the conversation with the member of public, the crew apologised in case their manner had been abrupt.. The patient reported bruising under his arms, and states these were caused by the crew moving him onto the stretcher. The crew stated “on arrival at scene, the patient was on the grass and the ambulance pulled onto the verge very close to the patient. The stretcher was taken to his right hand side, from where he was able to use his right arm and push to standing with little assistance from both crew members.” They further stated, during the original investigation, that “at no point throughout the journey was the patient manhandled, and was only touched in order to take BP measurement, cannulate and administer medication. On leaving Lincoln PPCI, the patient thanked us for our assistance.” The Team Leader was spoken to regards to the bruises, and states that the patient underwent a Primary Percutaneous Coronary Intervention (pPCI) procedure at the hospital. This is a specialised treatment that both unblocks the coronary artery and widens the narrowed area at the same time. This reduces the possibility of more heart attacks or strokes. Team Leader states that this procedure can result in some bruising due to where the catheter is placed, and due to some antiplatelet drugs used at the time. This cannot be substantiated as the cause to the bruising reported. The Technician has confirmed he was the one that made he made the comment “the patient should be grateful because we saved his life”, not the Team Leader. The Technician would like to offer his apologies regards to any offence this statement may have caused. This was not his intent, and he is sorry that his manner was taken in this way by the patient and member of public. Initially, the patient was under the impression that this comment was from the Team Leader. In the closing statement of the original report the Team Leader has written “I believe the crew should be thanked for the treatment they provided as this undoubted saved the patient’s life”. This was not a comment by the Team Leader supporting the crews initial manner with the patient, but regards to the quality of the clinical care given when it was identified the patient was having a heart attack. At no point has there been any concerns regards to the patient’s medical treatment by the crew. The Team Leader’s intention had been to re-enforce the quality of clinical care given only. The patient has been spoken to, and it has been explained that an apology from the crew will be included in the letter from the CEO. The patient has also been informed about the training the crew will be attending. Conclusion: Was the call handled correctly? No. The Emergency Medical Dispatcher (EMD) did not verify the address correctly as the call came in on a mobile phone. Additionally, the EMD used the Abdominal Problem protocol, not breathing problem protocol/ Did the coding issue delay attendance to the patient? No. The call was handled on the wrong protocol - Abdominal Pain as opposed to Breathing Problems. The call has been audited and both calls would have resulted in a 30 minute timescale. This would not have impacted on the Dispatchers actions, or delayed the crew arriving with the patient. Why did the crew approach the patient in this manner? Discussions with the crew indicate that when they arrived the patient was on the grass “writhing in agony”. The Technician stated that he used a firm manner with the patient to get a response from him. The crew were informed that they were attending an Abdominal Problem. It is not possible to ascertain if the coding effected in the crew’s initial manner. Why did they apologise to the witness for their manner? The crew stated that once they had moved the patient into the ambulance they were able to assess him in private. Before they left with the patient they exited the vehicle to explain to the passer by what was happening, and ensured that the patient’s children were being cared for. This was in agreement with the patient. Whilst there, they apologised for their initial manner, as they felt it may have come across as abrupt, this was not their intention. Their aim had been to try to take control of the situation so that they could assist the patient, and apologise if this caused offence. Why did the patient have bruises under his arm from being moved? The crew states that they did not man handle the patient. That the “stretcher was taken to his right hand side, from where he was able to use his right arm and push to standing with little assistance from both crew members.” They do not believe these actions would have caused the bruising under the arms. The patient was cannulated and BP was taken in the ambulance, but this is not believed to be the cause of the bruises. The Team Leader was spoken to regards to the bruises and states that the patient underwent a Primary Percutaneous Coronary Intervention (pPCI) procedure at the hospital. This is a specialised treatment that both unblocks the coronary artery and widens the narrowed area at the same time. This reduces the possibility of more heart attacks or strokes. Team Leader states that this procedure can result in some bruising due to where the catheter is placed and because of anti-platelet drugs used at the time. This cannot be substantiated as the cause to the bruising reported. Why did they change their story? On discussion with the Technician it was apparent that the crew did not initially perceive that the way they spoke to the patient caused concern. It was not until they had the perspective of a third party that they realised the effect their manner had caused. This was not an intentional change of story by the crew, but an acceptance that the third party had no reason to make comment on their behaviour unless it was not appropriate. Why did crew lie when the change was identified? As was stated above, the crew did not perceive that their behaviour had caused upset. When informed of the facts, they re-evaluated their behaviour. They now accept that their attempt to control the situation may have caused offence, and have apologised for any distress this may have produced. Was it appropriate to make the statement “you should be grateful we saved your life”? No. The Technician has confirmed he said thist. It was not his intent to upset anyone, and he is sorry that his manner has caused this offence to the patient and member of public. The patient was concerned about the Team Leader making a similar statement in the original report. The Team Leader has written “I believe the crew should be thanked for the treatment they provided as this undoubted saved the patient’s life”. This was not a comment by the Team Leader supporting the crews initial manner with the patient. This was regards to the quality of the clinical care given when it was identified the patient was having a heart attack. At no point has there been any concerns regards to the patient’s medical treatment by the crew. The Team Leader’s intention had been to re-enforce the quality of clinical care given only. Recommendations: Recommendation Action Crew to attend next available Essential Education course 2013 Crew to attend EE training with behaviour and attitude component. Special consideration to empathy and understanding of the Lead Due Date 31/12/13 Evidence Email confirmation of attendance patient during a 999 call. Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Description and Consequences Report Unique Reference: FC/2013/070 Type: Attitude Of Staff Category: Attitude Of Staff - Operational Incident Date: 12/08/2013 Reported as Patient Safety Incident: Y Initial Call Coding: Green 2 Base: Source: Telephone Call Date Received: 13/08/2013 Written or Verbal: Verbal Acknowledgement Date: 14/08/2013 Date Agreed: 10/09/2013 Final Contact Date: Area/Divisional: Leicestershire Patient Outcome: Patient still in Hospital Concise Introduction to the Incident Summary: Crew attitude Case Type: Formal Complaint Case Details: Crew attitude towards Doctor, Patient and Patient’s Husband whilst in the Doctor’s surgery Terms of Reference (TOR) Why did the crew question the abilities and diagnosis of the Doctor? What was the reason the crew chastised the Husband for not calling 999 himself? In general, why did the crew feel it appropriate to come across as arrogant and non-chalont throughout their visit? TOR agreed by: Date: 14/08/2013 List Immediate Actions Crew Stood Down: No. Involvement and Support of Staff • Staff support and involvement: Paramedic (P1), EE date: 6 March 2013 IPR date: Completed full appraisal 3 August 2012, completed PDR section July 2013. Paramedic (P2), EE date: 31 May 2012 IPR date: Completed full appraisal 12 October 2012. Healthcare Decisions Panel (HDP) referral: No – Non clinical complaint with regards to crew attitude. Being Open Initial Contact Date: 14/08/2013 Timeline of Events Taken from call 5760610 received in to the Emergency Operations Centre (EOC) on 12 August 2013. Time Event Unknown 10 Days previous Patient suffered a fall. 17:23 Call received into the Emergency Operations Centre (EOC) 17:24 Call entered as ‘head injury 64yof’ and processed through the Advanced Medical Priority System (AMPDS). Correctly coded by Call Handler as 31C02 Green 2 (G2) a 30 minute response. Dispatcher accesses Resource Allocation (RES/ALL) function and correctly assigns job to First Response Vehicle (FRV) 4033. Dispatcher accessed RES/ALL function and correctly allocates Double Crewed Ambulance (DCA) 4810 to detail. 4033 Stood down by Dispatcher from attending detail due to 4810 attending. 4810 DCA arrives at scene of incident. 4810 DCA leaves scene of incident with Patient on board. 4810 DCA arrives at Hospital. 4810 DCA calls clear from this detail. 17:24 17:25 17:26 17:42 17:54 18:13 18:59 Analysis of Findings An Emergency call was received into the Emergency Operations Centre (EOC) at 17:23hrs. This call was put through to the Doctor who was with the Patient. The Call Handler processed the call through the Advanced Medical Priority Dispatch System (AMPDS) and gained the correct coding for the call of Green 2, 30 minute response based on the information supplied by the Doctor. A Dispatcher accessed the job whilst being processed and correctly assigned a First Response Vehicle (FRV) to attend. Two minutes later at 17:26hrs this FRV was stood down as a Double Crewed Ambulance (DCA) were now able to attend. The crew of the DCA arrived on scene with the Patient at 17:42hrs. They found the Patient to be sat in the waiting room of the Doctors surgery and, not in the Doctors room as they thought would be the case given the presenting condition. Information gained from a statement taken from the Doctor states the Patient was struggling to walk. Within a few minutes of discussion with the patient and her husband, the Doctor knew that this lady had almost inevitably suffered from some form of intracranial (within the skull) haemorrhage. The Doctor picked up the phone for immediate Ambulance assistance, within a few minutes of the patient being in her room. During this time whilst on the phone, the Patient appeared to be extremely drowsy, but was rousable; and could talk when spoken to. She was able to maintain her own airway. Whilst waiting for the Ambulance, the Doctor was waiting with the patient in the waiting room of the surgery. The patient’s husband and the Doctor had managed to help the lady into the waiting room – a conscious decision that was made, with the view that; this lady was clearly very unwell. Should this patient’s condition rapidly deteriorate, the Doctor would be able to shout for help and have senior colleagues on hand within seconds. The Doctor’s consultation room is slightly further away, and the Doctor would have problems getting people’s attention quicker; and calling for help. On arrival of the ambulance, the Paramedic crew seemed to saunter into the waiting room, up to the patient and Doctor. The Doctor introduced herself and proceeded to handover the patient to them. The Doctor’s existence or handover received no acknowledgement from the Paramedic crew. The Doctor continued with the normal handover. At this point one of the Paramedics spoke to the Patient’s Husband in a manner which left him bewildered. He had taken his wife to the surgery and we being questioned as to why he did not call 999 in the first place. The Doctor believes this added further stress to the Patient’s Husband. In readiness for moving the Patient, the crew implied she should walk to the Ambulance. The Doctor states it was clear the Patient was becoming hemiplegic (lost the use of one side of her body) and was unacceptable that the crew should not arrange for the Ambulance carry chair. They then asked if the Surgery had a wheelchair instead of using their own equipment. This incident took place in a Surgery waiting room with other Patients and staff present. Comments were made by the crew such as ‘So you called a 999 ambulance, and left the patient unattended in the waiting room, with no trained medical professionals around’. The Doctor approached the Ambulance Crew when the Patient was on the Ambulance to ask their names. It took four attempts to gain a name. After speaking with the crew, it is said there was no Doctor on scene with the Patient when they arrived on scene. The Patient was found to be sat alone in the waiting area. When the crew asked the Patient’s Husband what had happened, he did not know. At that point, the Doctor returned to the Patient. A brief verbal handover was received from the Doctor . It is remembered that the Patient had banged her head 10 days earlier and in the last 24 hours the Patient had deteriorated. She now had right hand side weakness and was deteriorating rapidly. P1 mentioned to the Husband about the decision for not calling 999. This was not to chastise but in a friendly/welfare manner as it was clear the Patient was ill and he had been struggling to move her. P2 does remember telling the Husband that if either he or his Wife were as poorly as this, they should ring 999. This is something that P1 says to most Patients when they haven’t called for an Ambulance and it may be the best course of action. P1 states it was not said in a manner meant to condescend. The Doctor mentioned that a chair would be required. P2 asked how the Patient had got into the Surgery to see how rapidly the Patient had deteriorated. This question seemed to be met with some defence from the Doctor who stated along the lines of ‘obviously he dragged her in here’. The Patient had been moved from the Doctors room to the reception. P2 was wondering how the Patient had got there. This was not asked. Whilst the Doctor was talking with P2, she did so in a manner that reduced P2’s personal space. P2 remembers moving away from the Doctor. P1 does not remember asking if there was a wheelchair in the surgery that could be used. As the Patient had weakness, it is stated P1 would not normally use the Surgery equipment as it would make it harder for transfers onto the vehicle. P2 collected the carry chair from the Ambulance and then P2 moved the Ambulance whilst P1 was preparing the Patient to be moved. The Ambulance was moved as close to the Surgery doors as possible. Whilst P2 collected the chair, P1 asked the Doctor why the Patient had been left in the waiting room when she had an obvious reduced Glasgow Coma Score (GCS). The Doctor did not seem happy to be questioned however, P1 felt it appropriate as she was unable to gain full information with the Patient being in full public view. When the Patient was on board the Ambulance, the Doctor approached the rear of the vehicle with another unknown Male and demanded that P1 get off. P1 refused to do so as was treating the Patient and knew she needed time critical treatment. The Doctor wanted the name of P1 which was given. P2 was not asked for her details however, did give the call sign of the vehicle which was on the back of the Ambulance. P1 remembers giving her name details and referring to the call sign number. Information from the Acting Medical Director shows the Doctor in the surgery retains Clinical responsibility of the Patient until they handover care to the Clinician on scene. If the Doctor makes a judgement that the Patient is safe to be left alone, then that is their clinical decision. It is documented on the PRF that the crew were concerned as to why the Patient was sat in the Waiting Room on their arrival with no Doctor present. Conclusion The crew did not question the ability or diagnosis of the Doctor. On entering the Surgery, the crew have made an assumption that the Patient was left alone and allowed this to hinder their communication with the Doctor. A reminder is always given to Patients by the crew to call 999 in circumstances when a Patient is as poorly as this. When asking the Husband why he had not dialled 999, the crew were trying to remind the Patient that the service was there. The crew state this was not meant to cause distress to the Husband. Whilst in attendance, the crew carried out the task of gaining information and transferring their Patient as best as they could. Being in the Surgery meant there was little privacy for the Patient. The crew are very conscientious in their work and apologise if they came through in a manner that seemed to be arrogant or nonchalant. Organisation and Divisional Recommendations Action: Both crew members to have attended or be booked on to attend the Essential Education for 2013/2014 to ensure knowledge is up to date. For: Deadline: 17/09/13 Evidence: Copy of Report Action: Staff to be made aware that although a Patient may be in the waiting room when the Ambulance arrives, it is not for them to judge the situation and a clinical decision has been made by the Doctor on scene for them to be left alone to wait for the crew to attend. For: Deadline: 17/09/2013 Evidence: Copy of report From the Clinical Governance Group meeting held in August 2013, there is to be an introduction in 2014 to monitor Crew Attitude. This will ensure persistent staff members who are reported, can be monitored. Evidence Gathered • • • • • • Sequence of Events from call 5760610. Statement from Complainant. Statements from both crew members. Copy of Electronic Patient Report Form. Voice recording of call received into the Emergency Operations Centre. Email regarding Clinical Governance Group intro of Crew Attitude Survey. Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? PALS Form PALS/0302/13 FC/2013/070 Section A: To be completed on receipt of concern Enquirer Name: Correspondence Address: Response required: Enquirer phone no: Enquirer category: Type of concern: Date of incident: Description: Incident Location: Patient Name: Patient Address: Patient phone no: Patient Deceased: Date Received: Date due back: PALS Coordinator: Initial grading: Area: Service Delivery: Purchaser: Investigator: Staff involved & Station: How Received: Acknowledge date: Logged by: Enquirer is patient? No Not stated Letter Email Phone Mobile: (delete as required) General Public (Enquirer) Driving (Other) 03 July 2013 Member of the public driving towards a 90 degree blind corner, with solid white lines in the middle of the road, when an ambulance on lights & sirens came round the bend on her side of the road whilst overtaking another car. Ambulance heading into Upper Broughton on A606. CAD5660007 N/A No 10 July 2013 05 August 2013 Moderate Leicestershire/Rutland # A&E Leics/Rutland (A/E) *A&E Leicestershire letter 12 July 2013 Liz PALS/0302/13 Section B: The Investigating Officer’s Report Chronology of 4734 Double crewed ambulance received a call to a cardiac arrest at: Events: 14:01 they were in Upper Broughton 14:01 mobile Arrived on scene at 14:19 Left scene at 15:21 Arrived at LRI 16:50 Clear at 17:22 Investigation Why did the ambulance cross double white lines on a blind bend? Report: I have spoken to the crew (Paramedic and ECA). The Paramedic was driving at the time, he recalls receiving the call and is aware of the stretch of road we are referring to. He states that as he approached the bend the driver in front travelling in the same direction immediately put his brakes on, on the bend and stopped. Andy pulled out wide from the stationary vehicle in order to give himself a clearer view as it is a tight bend. Our driver claimed the exemption of crossing double white lines as the vehicle in front was stationary (therefore travelling less than 5 miles per hour which is the excemption). has confirmed this incident. Conclusion answering the scope of the concern Unfortunately our driver had no choice but to take evasive action from hitting the back of the car which had erratically stopped on the bend. I have spoken to the driver about exemptions under blue light conditions. The driver states he had blue lights and sirens going to warn other motorists ahead. Section C: Action Plan to be completed by Investigating Officer Has the potential future risk of recurrence been identified: If yes what? Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified: Service Improvements Identified: Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified Service Improvements Identified: Section D: Sign off to be completed by the PALS Coordinator Date returned to PALS Coordinator: Response/actions by PALS Coordinator: Formal Complaint Proforma Ref: FC/2013/072 Section A: To be completed on receipt of Formal Complaint by admin 27/06/2013 27/5/2013 Deceased? No Letter from ULH Complaints Department Lead In Joint Complaint Their reference: FC/2013/072 Date Received: Complainant Name: Telephone Contact: Correspondence Address: Date of incident: Patient Name: How Received: Relationship to patient: Logged by: Incident Location: Patient’s asked for him to go to Peterborough Hospital, but was told Brief details of the he had to go to Pilgrim Hospital Boston (PHB). Is it not a patient's complaint: right to choose which hospital the Ambulance attends? CAD 5574231 Type of Complaint: Customer Care Division/Area: East Investigation Officer: 17/9/2013 Date for Investigation conclusion: 24/9/20134 Date to post response letter: (15 working days) (20 working days) Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading Minimum 3 & Rationale: Scope of Investigation Why did crew take patient to BPH, not to PCH as per family request? (must include all complainant concerns) : Was the Paramedics action correct in this matter? Contact made with complainant: None – detail handed over Expectations of Complainant: Explanation Date OSM/PTL/Manager informed: Staff involved informed: Email – 01/09/2013 Immediate actions taken: None The Investigation Officer’s Report FC/2013/072 Chronology of Events: Date and Time 27/5/2013 09:49 09:50 09:51 10:03 10:34 11:04 Events 999 call CAD 5574231 received. --- year old male fallen off of motorcycle, possible collar bone injury. Crew assigned showing 10 miles from call, ETA 15 minutes. Call coded G2 (29B01) requiring arrival on scene within 30 minutes. Crew automatically logs on scene. 30 minute response achieved. Crew book mobile to hospital Crew book clear of the detail Evidence Gathered: CAD SOE 5574231 Google map screen print Complaint Form Email P1 Analysis of Care Management or Service Delivery Issues: At 09:49 a 999 call was received to a --- year old male who had fallen off a motorcycle. Notes stated a possible collar bone injury. A crew was assigned with an ETA of 10 minutes. Call was taken through the Advanced Medical Dispatch System and given a G2 coding. This requires that an on scene attendance within 30 minutes. Crew arrived on scene within 14 minutes, so timescale achieved. Complaint received from the hospital outlines that Patient’s wife specifically asked crew to take her husband to PCH. Paramedic (P1) has been spoken to, and has confirmed response in writing. P1 did not have access to the Patient Report Form so was completed from memory only. He recalled that the patient had broken his shoulder, and something else. P1 stated it was something possibly dangerous, like rib injury as well. P1 explained to Patient’s wife that PBH was geographically closer (PBH 16.7 miles versus PCH 19.7 miles). P1 stated he “explained (to the) lady that the (PBH) is closest, and if something happened on the way to (PCH) I could not justify why I went in there with this patient, she argued patient choice should be preferred, and I explained her that is true but not with traumatic injuries like her husband had, I have explained to her and nicely apologised for not taking him in (PBH) and told her I understood she had bad experience with (PCH) before with herself.” P1 then stated he went to see patient’s wife after handing over the patient as “she was upset, apologised again, and again explained reasons, also told that even if we don’t have these rules regards nearest hospital and (if) I took him to (PCH) and something happened on way I would feel really upset and guilty to not take him somewhere closer. She looked like she accepted that and I wished her and her husband all the best.” On examining the road layout from the location of the accident to PBH and PCH, the route to PBH is straight up one main A road. Even though there is only a 3 mile difference between the two hospitals, the direct route of PBH made it a shorter traveling time than PCH. The crews actions were correct in attending the nearest A&E with a traumatic injury. Conclusion: Why did crew take patient to BPH, not to PCH as per family request? P1 explained to Patient’s wife that PBH was geographically closer (PBH 16.7 miles versus PCH 19.7 miles). P1 stated he “explained (to the) lady that the (PBH) is closest, and if something happened on the way to (PCH) I could not justify why I went in there with this patient, she argued patient choice should be preferred, and I explained her that is true but not with traumatic injuries like her husband had, I have explained to her and nicely apologised for not taking him in (PBH) and told her I understood she had bad experience with (PCH) before with herself.” P1 then stated he went to see patient’s wife after handing over the patient as “she was upset, apologised again, and again explained reasons, also told that even if we don’t have these rules regards nearest hospital and (if) I took him to (PCH) and something happened on way I would feel really upset and guilty to not take him somewhere closer. She looked like she accepted that and I wished her and her husband all the best.” Was the Paramedics action correct in this matter? Yes. On examining the road layout from the location of the accident to PBH and PCH, the route to PBH is straight up one main A road. Even though there is only a 3 mile difference between the two hospitals, the direct route of PBH made it a shorter traveling time than PCH. The crews actions were correct in attending the nearest A&E with a traumatic injury. Recommendations: None Sign Off (include dates) Date report sent to Investigation Manager for approval: 6/9/13 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/073/13 Section A: To be completed on receipt of Formal Complaint by admin 20/8/13 None 31/7/13 Deceased? No Letter Their reference: FC/073/13 Date Received: Complainant Name: Telephone Contact: Correspondence Address: Date of incident: Patient Name: How Received: Relationship to patient: Logged by: Incident Location: Brief details of the complaint: Passer-by was assisting --- yom who had fallen off a kerb. Paramedic drove slowly along road with lights on, nearly missing patient, failed to ask if anyone witnessed the accident, failed to offer comfort for patient and wife. Passer-by states paramedic did not examine the knee of the patient. Attitude and treatment EAST Type of Complaint: Division/Area: Investigation Officer: Date for Investigation conclusion: Date to post response letter: 10/9/13 17/9/13 (15 working days) (20 working days) Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Askin, Laurie (P) Minimum 4 – passer by perception regards care – likely to happen again Why did Paramedic drive along the road slowly with his blue lights on? Why did Paramedic not ask if anyone witnessed the fall? Why did Paramedic not physically support the patient when taken to the back of the car? Why did the Paramedic not physically comfort patient and his wife? Contact made with complainant: Introduction letter Expectations of Complainant: Explanation Date OSM/PTL/Manager informed: Staff involved informed: Immediate actions taken: None The Investigation Officer’s Report FC/073/13 Chronology of Events: Date and Time 31/7/13 14:11 14:12 14:13 14:18 14:38 14:51 Events 999 call received CAD 5731278 to a --- year old male collapsed in the street. A Fast Response Vehicle (FRV) was assigned to the detail with an ETA of 2 minutes at 0.84 miles distance. Caller stated patient had head injury post fall, in and out of consciousness, Call coded as 17D03 – R2 requiring face to face contact within 8 minutes Note placed in CAD that off duty Community First Responder on scene with the patient. Radio Transmission between FRV and Dispatch – confirming only location is Street name, location within street not known. FRV arrived on scene within the 8 minute target Radio communication between FRV and Control – patient taken to own car with graze on knee. Call closed by the Dispatcher – marked as Patient Treated On Scene Evidence Gathered: WAV file radio transmissions PRF CAD SOE Analysis of Care Management or Service Delivery Issues: At 14:11 on 31/7/2013 a call was received to a male who had fallen in the street. No exact location was given. A Fast Response Vehicle (FRV) was assigned. The call was taken through the Advanced Medical Dispatch System (AMPDS) and was given a coding that required an 8 minute response and the FRV arrived within that timescale. As no specific location was given the FRV arrived with blue lights on, but then had to reduce speed so that the driver could visually search the area for the patient safely. As complaint has been raised by a member of the public no comments can be made regards to the treatment of the patient, or to any questions the attending Paramedic may or may not have asked. To do so would breach Patient Confidentiality and Data Protection Legislation. Evidence obtained from the Patient Report Form (EPRF) indicates that the Paramedic was able to obtain all information that he required from the patient and his wife. Conclusion: Why did Paramedic drive along the road slowly with his blue lights on? As no specific location was given the FRV arrived with blue lights on, but then had to reduce speed so that the driver could visually search the area safely in order to locate the patient. Why did Paramedic not ask if anyone witnessed the fall? Evidence obtained from the Patient Report Form (EPRF) indicates that the Paramedic was able to obtain all information that he required from the patient and his wife. Why did Paramedic not physically support the patient when taken to the back of the car? This question cannot be answered as it may breach Patient Confidentiality and Data Protection to do so. Why did the Paramedic not physically comfort patient and his wife? This question cannot be answered as it may breach Patient Confidentiality and Data Protection to do so. Recommendations: None Sign Off (include dates) Date report sent to Investigation Manager for approval: 2/9/13 Date feedback given to complainant: Response letter sent: 2/9/13 Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/074/13 Section A: To be completed on receipt of Formal Complaint by admin Deceased? No Their reference: FC/074/13 Date Received: 22 August 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 11 July 2013 Patient Name: How Received: Relationship to patient: Logged by: Incident Location: Brief details of the complaint: Patient was taken to Boston Pilgrim Hospital following cardiac arrest, and then on to Lincoln County Hospital. Breathing tube was not put in place and patient’s wife has been advised by a Consultant at Lincoln County Hospital that this compromised his breathing. The patient’s wife also wants to know what care her husband was given at Boston Pilgrim Hospital and what happened on the journey between Boston and Lincoln. Care management Lincolnshire Type of Complaint: Division/Area: Investigation Officer: Date for Investigation conclusion: Date to post response letter: 19 September 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading Moderate & Rationale: Scope of Why was a breathing tube not put in place? (15 working days) (20 working days) Investigation (must include all complainant concerns) : What treatment did the patient receive at Boston Pilgrim Hospital? What happened on the journey between Boston and Lincoln? Contact made with complainant: ULH 22/08/2013 Expectations of Complainant: Explanation and apology Date OSM/PTL/Manager informed: 15/07/2013 Staff involved informed: 15/07/2013 Immediate actions taken: Statements taken from all attending crew members. The Investigation Officer’s Report FC/074/13 Chronology of Events: Taken from the Computer Aided Dispatch (CAD) sequence of events (SOE) for call reference 5681156. 22:12 22:13 22:13 22:14 22:17 22:21 22:56 23:00 23:00 23:07 23:08 23:30 23:46 new call received, call reference 5681156, on behalf of a patient who has collapsed. resource 7130 solo responder allocated and mobile to the incident. Call coded as 09D01, cardiac or respiratory arrest/death, ineffective breathing. Call allocated a Red1 eight minute response. CAD message: you are responding to a patient in apparent cardiac (respiratory) arrest. The patient is a --- year old male, who is unconscious and breathing. Ineffective breathing. resource 7110, double crewed ambulance, allocated and mobile to incident. resource 7130 arrives on scene. resource 7110 arrives on scene. resource 7110 leaves scene with patient. resource 7110 arrives at Boston Pilgrim Hospital with the patient. CAD message: 7130 reports that patient is back with them and they are heading to Pilgrim for stabilisation then possibly on to Lincoln County. doctor at Pilgrim hospital administers medication to patient. Crew then begin the journey to Lincoln County Hospital. resource 7130 calls clear from scene. patient administered medication en route to Lincoln County Hospital. patient handed over to hospital staff at Lincoln County Hospital. Evidence Gathered: CAD report Patient report form (PRF) Statements from attending crew members Analysis of Care Management or Service Delivery Issues: Handling of emergency call: the emergency call was allocated a Red 1 eight minute response. The first clinician on scene arrived five minutes after receipt of the emergency call, meeting the target on this occasion. Statements of attending crew members: The first member of staff on scene advised that he had been dispatched to a cardiac arrest and he was aware that a backup crew were also en route. On arrival the patient was in cardiac arrest and chest compressions were being performed on him. The back-up crew arrived four minutes after the solo responder Paramedic, and after a number of attempts to shock the patient’s heart, the ambulance personnel achieved return of spontaneous circulation. A 12 lead ECG was undertaken which indicated a heart attack. One of the ambulance crew contacted the Heart Centre at Lincoln County Hospital (LCH) who advised that the patient should first be taken to Boston Pilgrim hospital. This was so the patient could be assessed before transfer to Lincoln County Hospital and also when the initial contact was made there was on-one available to formally accept the patient at LCH. The ambulance crew received a phone call from LCH accepting the patient as they arrived at the hospital in Boston. A pre alert call was placed to Boston Pilgrim Hospital. However when the ambulance crew arrived at the hospital one of the crew had to go in and fetch a doctor out to the ambulance vehicle, so the patient could be examined on board to save time. The doctor confirmed that the patient had suffered an acute myocardial infarction, and he administered a dose of Fondaparinux which is used to prevent deep vein thrombosis. The ambulance crew then began the journey to Lincoln County Hospital. En route to the hospital the patient became combative, and under advice from the Heart Centre at Lincoln County Hospital he was administered medication containing Diazepam which calmed him again. On arrival at Lincoln County Hospital the patient was handed over to staff at the Heart Centre. In respect of the patient not being intubated, the member of staff who was attending him established the patient’s airway was clear and intubation was not necessary. There was no advice to intubate the patient given to the ambulance crew by the doctor who examined him at Boston Pilgrim Hospital. A clinical review of the incident by the Divisional Locality Quality Manager has found that the medical interventions performed on the patient were appropriate to his presenting condition. If the attending clinician has established the patient’s airway is clear then intubation is not always necessary. The decision to leave the patient on the vehicle at Boston Pilgrim Hospital was taken to make the assessment there as quick as possible, and the pre alert call was intended to speed up the process also so the onward journey to Lincoln County Hospital could be completed. Conclusion: The decision not to intubate the patient was considered to be appropriate as the attending clinician had established the patient’s airway. He was left on the vehicle on arrival at Boston Pilgrim Hospital in order for a rapid assessment of the patient to be completed. During the transfer to Lincoln County Hospital the patient became combative but this was resolved with the administration of appropriate medication. Recommendations: There are no recommendations to be made on this occasion. Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Summary Incident (SI) Description and Consequences Report SI Unique Reference: 2013-25712 SI Criteria: Incident Date: Care Management Concern 16 June 2013 Reported as Patient Safety Incident: Y deceased Initial Call Coding: Green 2 Base: Patient Outcome: Source: FC/075/13 Harm Rate: Level Area/Divisional: Nottinghamshire 5 – Patient EOC HP Patient Deceased Report Submission Date: 5 November 2013 Extension: Possible breach in submission due to annual leave and access to staff. Concise Introduction to the Incident An Ambulance was called for a patient having suffered a suspected fall. Whilst a responder was on scene, chest pain was confirmed to Control. There was a delay in getting further resources to the patient who went into Cardiac Arrest on scene. The patient had been on the floor for 1hr 45 minutes. The patient later died at Hospital. Terms of Reference (TOR) 1. 2. 3. 4. 5. 6. Establish whether the 999 call was handled and coded correctly Establish whether dispatch protocols were correctly followed What was the resource capacity within this area for the incident date? What were the demands on our ambulance resources at the time of this call? What was the clinical assessment of this Patient? What was the treatment of this patient from first resource arriving on scene to handover at hospital? TOR agreed by: Date: Locality Quality Manager (LQM) and Service Delivery Manager (SDM) Email 09 September 2013 and 12 September 2013 List Immediate Actions Crew Stood Down: No, delay issue from EOC. Staff Education and Support Desk Officer (DO), HP EOC. Desk Assistant (DA), HP EOC. Team Leader Paramedic (P). EE Date: 1 November 2012. PDR Date: 16 August 2012. EE Date: 2 October 2012. PDR Date: 14 August 2012. EE Date: 4 October 2012. IPR Date: September 2013. EOC staff given support by Duty Manager (DM) and PAM Assist (Occupational Health) details for selfreferral. Being Open A call was made on 05 September 2013 to the Patient’s Daughter by the Investigation Officer. The Daughter was informed that an internal investigation is being conducted and the timescales involved. Upon conclusion, a written response to the complainant will be provided explaining the full outcome, actions and learning from the investigation. Timeline of Events Date and Time 16 June 2013 13:11 13:12 13:12 13:12 13:13 13:15 13:15 13:26 13:31 13:32 13:43 13:56 13:56 14:17 14:26 14:28 14:30 14:33 14:34 14:35 14:38 14:42 14:45 14:48 14:57 14:57 14:57 14:58 15:06 15:06 15:18 15:34 Event Call received into Emergency Operations Centre (EOC), ‘gentleman fallen over on the drive – not conscious’. Resource Allocation (RES/ALL) function access by Dispatcher Double Crewed Ambulance (DCA1) allocated Community First Responder (CFR) Dispatcher (CFRD) accesses RES/ALL function. Nothing allocated and exits job. Call coded by Call Handler as 31C02 Green 2 (G2) 30 minute response. Dispatch Officer (DO) accesses call and correctly diverts DCA1 to Red 2 call. CFRD accesses RES/ALL function and allocates CFR to detail with ETA 4 minutes. CFR arrives on scene with Patient. DO accesses RES/ALL function nothing allocated. DO accesses RES/ALL function, DCA2 allocated. DCA2 correctly diverted to attend a Red2 call. Update from CFR, ‘Patient seems stable. His SATS on arrival were low but are now normal. Patient is still outside on the floor and has got chest pains’. DO accesses RES/ALL function and correctly allocated First Response Vehicle (FRV) to detail. FRV arrives on scene with Patient. Update from FRV on scene, ‘Amber response’, crew required. Updated by Dispatch Assistant (DA). Patient cannulated by FRV using 18g cannula in right wrist. Successful at first attempt. Oxygen administered through nasal cannula at 2litre per minute. DO accesses RES/ALL function and allocates DCA3 to detail to attend as ‘Amber Response’. Update from scene, ‘Upgrade to Red Response’. Updated by DA. FRV administers 400mcg GTN. FRV administers 2.5mg Morphine flushed with 10ml sodium chloride FRV administers 50mg Cyclizine due to nausea. DO diverts DCA3 to call Red2 DA accesses RES/ALL function and correctly re-assigns DCA3. Update entered by DO to say ‘cardiac arrest in progress’. Advance Life Support (ALS) commenced by FRV. Oropharyngeal Airway (OPA) inserted. DCA3 arrives on scene. Defibrillator shock given 200joules. Patient intubated, successful at first attempt. DCA3 leaves scene with Patient towards Hospital. DCA3 arrives at Hospital with Patient. Analysis of Findings Following a call audit, the Emergency Medical Dispatcher (EMD) coded this call incorrectly processing it via the unconscious/fainting protocol instead of falls. The response received due to the incorrect coding was Green 2(G2), a 30 minute face to face response time. The same response time may have been achieved had falls been selected and a more appropriate line of questioning would have been available using the falls protocol. Based upon the rules of case entry within Advanced Medical Priority Dispatch System (AMPDS) the chief complaint is selected in order of priority, taking in to consideration: scene safety, mechanism of injury and medical symptoms. There were no scene safety issues to consider so in this instance the EMD incorrectly took the medical symptoms of the patient as priority, instead of addressing the mechanism of injury. This resulted in the inappropriate selection of the unconscious/fainting protocol. Community First Responders (CFR) basic level are only authorised to attend a limited range of patient conditions. This does not include trauma incidents. A fall is classed as a trauma incident and would not have enabled a CFR to be allocated in line with the CFR Dispatch Criteria Following the incorrect coding of the call the CFR was correctly allocated as the call now fell within the range of patient conditions they can attend. The CFR was on scene with the patient within 14 minutes of the call being received. This is within the 30 minute response time target for the G2 call. After being with the patient for 30 minutes, the CFR updated the Emergency Operations Centre (EOC). The patient was said to be stable with low saturation levels (SATS) on arrival which had returned to normal. However, the patient was now experiencing chest pains. At the same time 13:56, the Dispatch Officer (DO) accessed the Resource Allocation (RES/ALL) function and assigned a First Response Vehicle (FRV) to attend which is correct in line with the Deployment of Planned Resources Standard Operating Procedure (SOP). On arrival with the patient the Paramedic carried out an Electrocardiogram (ECG); the Paramedic indicated this reading to be ‘OK’. From this reading the request for an amber response for a conveying resource, would imply the Paramedic had no immediate concerns for the patient condition. An amber response required a conveying DCA to attend under emergency conditions, but allowed the resource to be diverted to a cardiac arrest call whilst en route. The allocation of DCA3 at 14:33 was to progress as an amber response. At 14.34 the Paramedic requested a red response as the patient had deteriorated. A red response at the time of this incident required that the conveying DCA attend under emergency conditions and is not available to be diverted to any Red calls whilst en route. At 14:45, the Dispatch Officer (DO) responsible for allocation and decisions made by the desk incorrectly diverts the DCA3 to attend a Red 2 response. Whilst the red response has been made, the job will still show on the dispatcher screen as G2. Three minutes later at 14.48 the Dispatch Assistant (DA) notices the error and re-assigns DCA3 back to the initial red response request. At the time of this incident occurring, the DO was a DA acting up to the DO role in order to cover meal breaks for the Divisional desk. The DO had been through the training procedure within EOC for the DO role. There is no formal signing process to prove a DA is competent in DO duties. Whilst preparing the patient to travel, one of the DCA3 crew contacted the nearest Catheter Laboratory 18 miles away. At this point the patient then went into Ventricular Tachycardia (VT) cardiac arrest. The Catheter Laboratory advised taking the patient to the nearest Emergency Department (ED) which was 15 miles away. The crew had made the patient’s family aware they would be travelling to the Catheter Laboratory; however as no member of the family travelled with the patient, the decision to travel to ED post arrest was not conveyed to the family. The crew correctly conveyed the patient to the nearest ED, whilst the family travelled to the Catheter Laboratory at a different location 18 miles away. On arrival at the ED the patient was making some respiratory effort and had a cardiac output. A review of the electronic Patient Report Form (ePRF) by the Clinical Team Mentor identified that on arrival of the FRV the Patient was alert with a Glasgow Coma Score (GCS) of 15. His respiratory rate was normal, along with his skin temperature and colour. The patient was said to be anxious and it was unknown if there had been a loss of consciousness for the duration he was unattended. The ECG taken by the Paramedic at 14: 25 showed episodes of Ventricular Tachicardia (VT) and an irregular heart rate of 142 beats per minute. All other observations taken were within limits/normal with the exception of a pain score 07/10 for which Morphine was correctly administered. There were no concerns for the care provided to this patient by the attending crew. Information gained Performance Management Information Team (PMIT) identified there were shortfalls in the Divisional area; three FRVs were abstracted due to back fill shortfall and one an ECP due to sickness all of which are solo responders/paramedic roles. Vehicle off Road (VOR) accounted for the loss of a further FRV at 11:55hrs. This shortage of FRV and solo responder resources would impact on DCA availability to convey patients whilst attending to calls in place of FRVs. Add here whether the shortfalls had been covered via VAS/PAS The Duty Manager (DM) resource log shows the DO requested assistance from the DM between 14:15 and 15:00. This request for assistance relates to the volume of resources accumulating and requiring resource allocation. The Duty Manager confirmed support was given through the dispatch desk meal break period due to high demand within Division for resource allocation. Conclusion The 999 call was coded incorrectly by the Emergency Medical Dispatcher (EMD). From the dispatch coding achieved by the EMD, the protocols followed by the DO were in accordance with the Deployment of Planned Resources SOP. There were shortfalls within the Divisional area on incident date. Four FRVs were unavailable due to back fill shortfalls and sickness. A further FRV went VoR mid shift accounting for a further loss . All resources were attending to or backing up other crews on emergencies at the time this call was received. After the FRV had requested a DCA conveying response, the next available resource was allocated. Clinical assessments were made of the patient on arrival of the CFR and FRV as documented on the electronic Patient Report Form. All treatment given to the patient was based upon the presenting condition. The CFR administered Oxygen prior to the arrival of the FRV to increase the patient’s Oxygen saturation levels. As the patient complained of chest pain he was correctly cannulated and given Morphine along with Cyclazine. Prior to this the FRV had given Glyceryl Trinitrate (GTN) spray to alleviate the pain with no success. The patient went into cardiac arrest at 14:57 and Cardio Pulmonary Resuscitation (CPR) was undertaken. Defibrillator Shocks were administered six times between 14:57 and 15:33 with Adrenaline and Amiodarone also given. DCA3 arrived at Hospital with the patient by 15:34 and handed over to the ED. Root Cause The Emergency Medical Dispatcher coded the call incorrectly taking the patient’s medical condition over the method of injury. Contributing Factors The call was incorrectly coded allowing a CFR to attend. The CFR did not request an upgrade of call based on the Patient’s new presenting condition. The Patient presented to the FRV with a GCS of 15. Divisional resource shortfalls due to back fill. No procedure in place for auto upgrade of a call when a CFR is on scene. Organisation and Divisional Recommendations Recommendation Dispatchers to enter into the occurrence book when on shift or covering meal breaks. CFR Dispatchers to verbalise if a Patient is unwell rather than just altering warnings to Dispatchers. Dispatch Desk training for DO to be formalised to ensure documentation of training completed. Protocol in place for backing up a CFR when on scene. EE to completed. be PDR to completed. be Communication to family if end location for Patient changes and no one travelling. Action Lead Due Date Evidence Desks to be communicated with to ensure correct logging procedures followed. 20/12/13 Copy of email/communication sent to Dispatchers. Communication to go to all CFR Dispatchers to ensure message is received. 20/12/13 Copy of email/communication sent to CFR Dispatchers. 20/12/13 Copy of implemented training plan documents and sign off sheet. Actioned Copy of the updated Deployment of Planned Resources SOP. Formal process for training to be put in place for DA/DO training with documents to support. Update to the Deployment of Planned Resources SOP. All staff to be booked on to and complete 2013/14 EE course. PDR to be completed by EOC staff. Crew to contact EOC to inform family if end location of Patient changes. Efforts to be made by EOC to inform family. Booked by 01/12/2013 01/01/2014 01/01/2014 Email evidence of booking and attendance supplied by Organisational Learning. Email evidence of completion by Organisational Learning. Copy of Clinical Update/Email bulletin to EOC Dispatch staff. Organisational Lessons Learned Members of staff new in post still requiring on-going support after their mandatory training period has ended. Evidence Gathered Call Audit Copy of electronic Patient Report Form (ePRF) Record of Verbal Interviews Clinical Review of ePRF Resource log for Divisional Desk and DM Sequence of events Email of process from DM Statistical information from Fleet Description and Consequences Report Unique Reference: 2013 FC/2013/076 Type: Delayed Response For Urgent Category: Transport (Ambulance And Other) Incident Date: 19/08/2013 Source: PALS Office Date Received: 27/08/2013 Written or Verbal: Written Acknowledgement Date: 27/08/2013 Date Agreed: 23/09/2013 Final Contact Date: Reported as Patient Safety Incident: Y Harm Rate: Moderate Initial Call Coding: Green 2 Base: EOC Control HP Risk Rate and Score: Area/Divisional: EOC Control HP Patient Outcome: At home Concise Introduction to the Incident Summary: Delay In Transport Case Type: Formal Complaints Case Details: Urgent Ambulance booked by Doctor to transport Patient to Hospital. Significant delay over the two hours time slot requested. Terms of Reference (TOR) • Why was there a delay in responding to the Patient? • Why was the caller always asked whether he wanted to upgrade when the decision should belong to the Doctor? • Why did Control say they had spoken to the Doctor when this hadn’t happened? List Immediate Actions Crew Stood Down: No. Delay call, non- clinical Involvement and Support of Staff Staff support and involvement: Emergency Medical Dispatcher, EE date: 02/07/12, PDR date: 25/06/13 Assistance provided by Team Leader MP. Referred to PAM assist if required. Healthcare Decisions Panel (HDP) referral: No. None clinical incident Being Open Initial Contact Date: 27/08/2013 Timeline of Events Date and Time Event 19 August 2013 12:03 16:22 18:10 18:15 18:17 19:17 Incident Number 5777219 Capacity Management Plan put into place. Two hour ambulance requested from NEMS to transport to Queens Medical Centre. Patients GP rang for ETA to Patient’s address. Call made to surgery to confirm out of time. Asked for extension. Not confirmed as given. Incorrect notes left by Call Handler to say more time has been allowed. Call received from Patient’s friend asking for ETA. Advised high number of emergencies and to call 999 if Patient deteriorates. Second call received from Patient’s friend asking for ETA. Third call received. Patient now getting weary as ready for bed. Call received from Nurse on B3 requesting ETA of Ambulance. Call correctly upgraded by Call Handler from Urgent to Green1, 19 minute response. Dispatcher accesses Resource Allocation (RES/ALL) function, no resources available. Dispatcher accesses RES/ALL function, no resources available. Dispatcher accesses RES/ALL function, no resources available. Dispatcher accesses RES/ALL function, no resources available. Dispatcher accesses RES/ALL function and correctly allocates Double Crewed Ambulance (DCA) 8329 to attend detail. DCA 8329 arrives on scene with Patient. DCA 8329 leaves scene with Patient towards Hospital. Patient arrives at Hospital with DCA. 19:58 20:35 21:37 21:59 21:59 22:02 22:10 22:13 22:22 22:46 22:53 23:19 20 August 2013 00:01 00:02 DCA 8329 clear from this detail. Call closed correctly by Dispatcher. Analysis of Findings Prior to this call being received, East Midlands Ambulance had invoked their Capacity Management Plan (CMP) levels 1&2. This procedure is designed to manage demand and resources during high call volumes where the supply of the Ambulance Service resources is insufficient or, potentially insufficient to meet the clinical demand of Patients. CMP actions are in place to maximise responses to the most seriously unwell patients. CMP level 1&2 do not affect the out of time Urgent process. An Urgent Ambulance booking was made at 16:22hrs from the Nottingham Emergency Medical Services (NEMS) team. This was to be with the Patient for within two hours. At 18:10hrs the Patient’s GP called the Urgent booking line to ask how long it would be before the Ambulance arrived with the Patient and was advised we were still in time, were busy and; would be there as soon as possible. The GP mentioned the Patient was ill and suffering from Cancer. A call was made by a Call Handler at 18:15hrs to the GP surgery to confirm that the Ambulance would not be with the Patient within the two hours agreed. The Call Handler asked if an extension could be given. The GP receptionist stated the Patient was aware there is a delay and were advised to call 999 if the Patient got worse before the Ambulance arrived. The Call Handler incorrectly noted that more time had been allowed to attend the Patient. This had not been agreed. The Patient’s friend rang the Urgent booking line to ask for an ETA at 19:17hrs. The Call Handler apologised for the delay and explained this was due to the high number of emergencies being received. The caller did state the GP had advised to call 999 if the Patient got worse before the Ambulance arrived. A second call was received from the Patient’s friend at 19:58hrs asking for an ETA. The friend was told that due to the amount of 999 calls, EMAS had not been able to allocate a response. The friend was concerned as the Clinic the Patient was booked into was waiting for him. The Call Handler apologised for the delay. The friend was told if the Patient deteriorated in any way to call 999 where the Patient can be re-assessed at any point. By 20:35hrs, the Patient’s friend called on a third occasion. He stated the Patient was getting weary as should be in bed by now. The friend was again told that due to the large number of emergencies, we did not have a crew to send and to call back on 999 if the Patient gets worse. The friend stated he was getting nowhere and it wasn’t up to him to decide if a 999 Ambulance was needed, and hung up the phone. A Nurse from Ward B3 Queens Medical Centre rang the Control room at 21:37hrs to enquire to when an Ambulance would be sent to the Patient. The Nurse was told an extension had been granted by the GP. The Nurse stated the Patient and Patient’s friend were not aware of this and the Patient had not had his evening medication due to waiting on the Ambulance. The Nurse was told the next available Ambulance would be sent. One of the Call Handlers monitoring the Urgent bookings made the Clinical Assessment Team (CAT) aware of this job at 21:59hrs. It was agreed to upgrade this to a Green 1 (G1) 19 minute response. The Dispatcher accesses the Resource Allocation (RES/ALL) function five times between 21:59hrs and 22:22hrs in an attempt to assign a Double Crewed Ambulance (DCA) to this detail. On the fifth attempt, a DCA 8329 was assigned. The DCA 8329 arrived on scene with the Patient at 22:46 and transported him to Hospital. The DCA was clear from this details at 00:01hrs 20 August 2013. At 00:02hrs on the 20 August, the call was correctly closed down by the Dispatcher. Conclusion There was a delay in responding due to incorrect information being noted by a Call Handler when speaking with the GP receptionist. A note was made by the Call Handler that the option to extend time prior to arriving with the Patient had been granted by the Doctor. This was not the case. The Call Handler had spoken to the Doctor’s receptionist and no further time was granted at this point. Due to the time the Patient was waiting, a welfare call should have been made by the Clinical Assessment Team (CAT). As the extension was recorded as granted, this did not happen. Had the call been upgraded in line with the Out of Time Urgent SOP, the Patient would have received a Green1 (G1) response. This means the Ambulance would have gotten to the Patient sooner. When a caller who is with a Patient calls into the Emergency Operations Centre, they are reminded to call back on 999 if the Patient’s condition deteriorates before the crew arrive. A caller does not have to be medically trained. As they are with the Patient, they will know whether the Patient is getting worse ie lowered level of consciousness. It is these circumstances that would allow for a call to be re-assessed and, if appropriate an Ambulance sent on a priority response. When calls are received into the EOC they are prioritised dependent upon the clinical need of the Patient. Although the call had not been upgraded as per the SOP, there was no immediate medical need reported to make this call an Emergency. Organisation and Divisional Recommendations Action: EMD to have further training and support around the correct process for contacting GPs and upgrading Urgent calls. For: Deadline: 13/11/2013 due to planned staff sickness Evidence: Copy of Report Evidence Gathered Sequence of Events from calls 5777219 and 5777980 Copies of Voice Recordings for call 5777219 with ETA calls Resource Log for Emergency Operations Centre Duty Manager Copy of Capacity Management Plan v7.2 Copy of Urgent Upgrade SOP Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/2013/077 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 27/08/2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 29 July 2013 Patient Name: How Received: Letter FC/2013/077 Deceased? No Relationship to patient: Logged by: Incident Location: Brief details of the Delayed response to a CVA complaint: Type of Complaint: Service Failure Division/Area: EAST (BBEOC) Investigation Officer: 16/9/2013 Date for Investigation conclusion: 23/9/2013 Date to post response letter: Their reference: (15 working days) (20 working days) Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: BBEOC A&E Moderate 6 – distress at service issue possible to happen again Was the call correctly handled? Scope of Was there a delay in the ambulance arriving with patient? Investigation If there was a delay, what was the cause? (must include all Was a Community First Responder available to attend the patient? complainant Did delay have impact on the golden hour? concerns) : Contact made with complainant: Intro letter + 3rd party permission form Expectations of Complainant: Explanation Date OSM/PTL/Manager informed: No Staff involved informed: No Immediate actions taken: None The Investigation Officer’s Report FC/2013/077 Chronology of Events: Date and Time 29/7/13 13:09 13:13 13:37 13:39 13:58 13:59 14:00 14:03 14:07 14:08 14:10 14:34 14:42 14:58 15:04 15:06 15:29 16:00 Events RTC requiring 3 Crews, Helicopter and Community First Responder Doctor on flyover A# South of NWK Resource Log (RL) notes thunderstorms in the County RL – LCH breaching handover 30 minutes – Team Leader attending hospital Reports of thunderstorm over area CAD 5726657 999 call received. --- year old male suffering a stroke from Event Private Ambulance crew Fast Response Vehicle (FRV) assigned from NWK base with 20 minute ETA (12.63 miles). Community First Responder (CFR) assigned. Call coded G1 (28C01U) – requiring on scene attendance within 20 minutes CFR stood down as no reply to phone calls RL notes lightning strike close to control room affecting telephones – quickly restored FRV diverted to suspected cardiac arrest Double crewed ambulance assigned with 42 min ETA (distance 20.79 from LC) CAD 5726747 nd 2 999 call received for patient – coded R2. Res/Alloc shows crew mobile to detail already is the closest. Crew arrives on scene: 47 minutes after assignment Crew leaves scene with patient Control pre-alerts LCH resus: 49M, left sided weakness. BP 150/83; SATS 86; Pulse 77; BM4; ETA 40 minutes; Fast Positive; GCS 15 LCH marked as informed Crew arrives LCH A&E Crew clear LCH Evidence Gathered: CAD SOE 5726540 (serious RTC in vicinity) CAD SOE 5726657 (1st 999 call) CAD SOE 5726747 (2nd 999 call) East Resource Log North Resouce Log PRF 5726657 WAV file 999 call 1 WAV file 999 call 2 Trust Performance Data Analysis of Care Management or Service Delivery Issues: Call Handling: At 13:58, a 999 call was received to a --- year old male suffering with a suspected Stroke. The call was made by a Private Ambulance Service that was working at an event. The call was taken through the Advanced Medical Priority Dispatch System (AMPDS) and was given a coding of G1. This requires an on scene response of 20 minutes from the Trust. The Training Team Manager was asked about response timescales allocated to different calls, and how they are established. The Manager states “Representatives from the Department Of Health review all the codes used by AMPDS, allocate a response and create a national database for the UK ambulance service Trusts.” In this case, based on the information provided by the caller, the patient’s condition was deemed as not immediately life threatening so given a National code with a 20 minutes response target. The call was assessed as coded correctly by the Auditing Team. The Dispatcher checked the Resource Allocation (Res/Alloc) at 13:59. This is a computer function that allows the Dispatcher to see what vehicles were available to attend this detail. The Dispatcher correctly assigned the nearest resource, a Fast Response Vehicle (FRV) with an ETA of 20 minutes. The FRV would have arrived within the required time scale, but had to be diverted to a R1 call at 14:08. This was a correct action by the Dispatcher as outlined in the Dispatcher’s Framework, Section 10.13 - “The first dispatched resource must always be stood down and diverted to a higher priority call e.g. a resource running on G1/G2 should be diverted to Red 1 and 2…” The Dispatcher then assigned an ambulance from LC, with an estimated time of arrival of 42 minutes. The Res/Alloc has been checked, and the Dispatcher chose the correct vehicle to attend this detail as no other nearer vehicles were available at that time. The Community First Responders (CFR) desk attempted to assign a CFR shown on duty, but was unable to raise them on the phone. CFR desk were unable to utilise any other responders in the area as none were logged on, other than the Doctor attending a serious Road Traffic Collision (RTC) in the area. At 14:34, a second call was received to this patient. This was coded as a R2 call. This call was audited as correctly coded. Dispatcher completes a Res/Alloc which shows the vehicle already on way to this patient is the closest to the patient and is correctly assigned to the detail Crew arrives on scene at 14:42. This was 44 minutes after the call was received. This was a 24 minute late response to the patient. Due to this delay, the Trust failed in its Duty of Care to this patient. Service Issues: Prior to this call, reports of a serious RTC were received. This was within 10 miles of this address, and required multiple vehicles including the Air Ambulance. This had a serious effect on the number of vehicles available to attend the stroke call. Due to this, with the FRV diverted to an R1 call, there were no other crews in the area that were closer than the one assigned. At 13:39, the Air Ambulance reports unable to take off due to the weather conditions at the RTC, and at 14:07, the East Control Room suffered a near lightning strike causing problems with the phones. Such weather conditions would have had an adverse effect on crews attempting to get to calls in a timely, and safe, manner. Additionally, LC Hospital was reported as having delays of up to 30 minutes which resulting in crews being unavailable for calls for a longer period. Patient care: Clinical assessment of the Patient Report Form (ePRF) raised no concerns regards to the treatment of the patient by the crew. The Clinical Team Mentor (CTM) states the crew “clearly showing that they recognised (the) patient was time critical and reacted accordingly”, and that they made good time in transporting the patient to the nearest treatment centre. The patient’s family has specifically asked about how this delay would impact on the “Golden Hour”. This relates to the first hour after symptom onset in which medical treatment to prevent irreversible internal damage and optimize the chance of survival is most effective. The CTM stated that the patient was transported to hospital within the timescale outlined by the National Institute for Health and Care Excellence (NICE) of 3 to 4.5 hours. The CTM further states that “even though the patient was still at hospital in time to be treated the fact remains that the longer the delay in treatment the greater the risk of a poorer outcome increases.” As the onscene attendance to this patient was 24 minutes outside the timescale required the Trust failed in its Duty of Care to this patient. Conclusion: Were the calls correctly handled? Yes. Both calls were audited as correctly handled, and given the appropriate response level. Call 1 was coded within 20 minute response required. Second call received a code requiring an 8 minute response as the patient was reported to have deteriorated. Was there a delay in the ambulance to arriving with the patient? Yes. The first call was given a 20 minute on scene response required by the Trust. This was not met, with the ambulance arriving 24 minutes later than the response time for a coding of this type. If there was a delay, what was the cause? Prior to this call, reports of a serious Road Traffic Collision (RTC) were received. This was within 10 miles of this address and required multiple vehicles, including Air Ambulance. This had a serious effect on the ability of the Trust to attend this call within the required timescale. Reports at the time show that a thunder storm was in the area. This was causing difficulty in the Helicopter taking off, and lightning strikes hit close to the East Control Room. Such weather conditions would have had an adverse effect on crews attempting to get to calls in a timely, and safe, manner. Additionally, LC Hospital was reported as having delays of up to 30 minutes for releasing crews so reducing the number of available resources to attend outstanding calls. Was a Community First Responder available to attend the patient? The Community First Responders (CFR) desk attempted to assign an on duty CFR but was unable to raise them on the phone. CFR desk were unable to utilise other responders in the area as none were logged on, other than the Doctor attending the RTC. Did delay have impact on the golden hour? Yes. The Golden Hour relates to the first hour after symptom onset in which medical treatment is most effective. Clinical Team Mentor (CTM) states that “The overall time from the onset of symptoms to arrival at the correct hospital and handing over the patient was 1 hour 35 minutes, which is within the time for the patient to still be able to receive treatment. Which NICE (National Institute for Health and Care Excellence) guidelines and local hospital policy states treatment should be within 3 - 4.5 hours from onset of symptoms.” That even though the patient received treatment within the timescale outlined by NICE “the fact remains that the longer the delay in treatment the greater the risk of a poorer outcome increases.” Due to a 24 minute delay, the Trust failed in its duty of care to this patient. Recommendations: None Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Formal Complaint Proforma Ref: FC/2013/078 Section A: To be completed on receipt of Formal Complaint by admin Deceased? No Their reference: FC/2013/078 Date Received: 13 August 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 03 May 2013 Patient Name: How Received: Letter Relationship to patient: Logged by: Incident Location: 2nd letter received with further questions regards: Pt with back pain. Brief details of the Unhappy with FRV attitude, lack of examination, diagnosis, and referral to complaint: GP. Type of Complaint: Pt. Assessment/Diagnosis (Quality of Care, Clinical Issue) Division/Area: # A&E Lincolnshire. (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 02 September 2013 (20 working days) Date to post response letter: 9 September 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Minor 4 Patient care issue that is unlikely to re-occur. 1. Should the first Paramedic have carried out a full examination? 2. Was it correct for the Paramedic to refer you to the GP? 3. Was if correct for the Paramedic to leave you to make a decision, should I wait for more pain killer from the GP, or get in his ambulance with only entonox gas 4. Should the first Paramedic have called for assistance so you could be transported to hospital after having stronger pain killer as there would be a second Paramedic? 5. Should the second Paramedic have been deployed to your house sooner? 6. Given the fact the Ambulance Service is aware of my condition, should they have sent a two man crew? 7. Should the second Paramedic have carried out a full examination? That he should not have said that stronger pain killers would not be available in hospital, that you would not get an MRI till Tuesday? 8. Was it correct that you and your partner had to push for another Ambulance so I could get to hospital? 9. Was it correct for the second Paramedic to ask his control for an Ambulance on a non-urgent call? Contact made with complainant: Letter with Subject Access Form Expectations of Complainant: Explanation Date OSM/PTL/Manager informed: N/A Staff involved informed: 22/7/13 Immediate actions taken: None The Investigation Officer’s Report Fc/078/13 Chronology of Events: Date and Time 3/5/13 07:28 07:51 13:48 14:35 15:16 15:23 16:24 19:35 19:50 19:54 21:12 21:17 21:39 Events 111 send through call on the Automatic system: 5517583 requesting a G2, emergency transport request within 30 minutes. Patient in agony; cannot get out of chair; lower back shoulder, legs and left side of face. Numbness in cheeks. Single crewed Ambulance assigned to the call, driven by P1. Arrived on scene at 08:13 hours – outside of the G2 response time. P1 left scene at 09:20 – detail closed as Treated on scene, and referred to GP for additional medication Call received to a major RTC on A46, approximately 20 miles for patients address. Detail requires 6 EMAS vehicles to attend, with last vehicle clearing scene at 16:42. One EMAS vehicle receives damage and is taken off line. 999 call to address for back problems – CAD 5518408 . This was taken through the AMPDS system and coded G4 – to send to EMAS Clinician for triage. 999 call to address for male with back problems – CAD 5518497 . Patient requesting ETA on TAS call. This Coded G3 which is a Triage call back. TAS spoke to the patient call and created CAD 5518547. ECP was assigned to CAD 5518547 at arrived scene at 16:35. ECP remained on scene for 9 minutes, no PRF completed, ECP states no examination of patient completed, no supporting documentation. Welfare check request not completed at 18:45; Dispatcher now checks Resource Allocation (Res/Alloc) and crew assigned to attend the patient – no blue lights. 999 call to male with back pain – CAD 5519065. Performance Delivery Manager’s Log Reports: CAT Team welfare checking holding calls Crew arrive on scene and transport the patient to the hospital. Urgent collection was total of 4 hours and 37 minutes. Performance Delivery Manager’s Log Reports: R1 triage suspended to assist with Triage backlog. Performance Delivery Manager’s Log reports: 26 uncovered 999 calls holding; 11 G3/4 Calls awaiting triage and 7 out of time urgents across EMAS. Capacity Plan (CP3) implemented Evidence Gathered: SOE CAD Call 1 SOE CAD Call 2 SOE CAD Call 3 SOE CAD Call 4 SOE CAD Call 5 SOE CAD Call 6 Letter Complaint EMAS Daily Performance Review Call 1 WAV file Call 2 WAV file Call 3 WAV file PRF Call 1 Performance Delivery Managers Resource Log Lincs Resource Log PRF Call 3 Email LQM re 2nd RRV attendance LQM response to 2nd RRV attendance EMAS Clinical Record Keeping Policy Performance Review East Midlands Ambulance Service (EMAS) was under performing on all categories of calls. There was an increase in calls of 9.76% on previous week across the board. Response times to Red calls, requiring 8 minute response was 72.9% (below 75% required); G1 performance was 80.58% (should be 95%); and G2 performance was 82.04% (should be 85%). Capacity Plan (CP) 3 implemented at 21:39: 26 uncovered 999 calls holding; 11 G3/4 Calls awaiting triage and 7 out of time urgent calls across EMAS. Serious RTC in Lincolnshire Division, 20 miles for patients address, requiring 6 resources at attend. Last unit clearing at 17:00, Delivery manager noted this as effecting response to other details. Analysis of Care Management or Service Delivery Issues: At 08:20 on Friday, 3 May 2013, Paramedic (P1) attended patient for on-going back pain problem. P1 completed observations and administered entonox. Patient spoke with P1 and with own GP. A care plan was established for the GP to call back later to monitor patient’s pain level. Patient signed to say that this was acceptable. P1’s actions have been clinically assessed by a Clinical Team Mentor (CTM) and found to be correct. P1 gave patient all facts and information needed so that the patient could make informed decisions regards to his own treatment. As there were no doubts about the patient’s mental capacity, it is a legal requirement that P1 abides by the treatment decisions made by the patient. At 14:35, first 999 call was received for the patient. This was taken through the Advanced Medical Priority Dispatch System (AMPDS) and coded as suitable for further triage by an EMAS Clinician (CAT) within the hour. Clinician spoke with patient, within 50 minutes of this call, and assessed his condition. CAT upgraded call to a G2 call, ambulance required within 30 minutes. Due to a serious Road Traffic Collision in the area, an Ambulance was not available to attend within this timescale. The Dispatcher assigned an Emergency Care Practitioner (ECP) to this call. It is not standard procedure to deploy an ECP to a call requiring an ambulance to attend for transport. Due to this it was not appropriate for one to be assigned until it became evident that no crew would be available for some time. On arrival ECP states he was informed by the patient an ambulance was organised already. ECP remained on scene for 9 minutes and there is no record that the patient was examined. ECP cleared scene and an ambulance was requested for within 4 hours, and that patient be welfare checked if not collected within 2 hours. Records have been searched and there is no trace of a PRF for the ECP visit. As there is no PRF there is no evidence to show if this was an appropriate response to the patient. Section 3.2 of the Clinical Records Keeping Policy states that PRF is to be completed ‘…by all personnel for each patient attended…’ and a ‘…form should be generated whenever a vehicle arrives on scene at an incident.’ EMAS is an emergency service and only keeps basic history on any calls they attend. They do not place digital flags on addresses unless it is for serious scene safety issues, or for when a patient has a serious life threatening condition. At 21:12, ambulance arrives on scene to collect patient on the urgent booking. This is 37 minutes outside of the 4 hour timescale requested by the ECP. No welfare check was instigated at the 2 hour mark. A note was made in the Performance Delivery Managers resource log that CAT were completing welfare checks, but this patient was not noted as checked, nor was the computer log opened in this timescale. Capacity Management Plan (CP) 3 was instigated at 21:39 as demand on EMAS services outstripped the services available resources. Conclusion: 1. Should the first Paramedic have carried out a full examination? Full sets of observations were completed by the paramedic, and entonox administered. The actions of this Paramedic were clinically assessed and found to be correct. 2. Was it correct for the Paramedic to refer you to the GP? As was stated in the original letter the care plan instigated was completed after discussions with the patient and his GP. Referral to a GP was the correct course of action for a condition longstanding and on-going. 3. Was if correct for the Paramedic to leave patient to make a decision, should he wait for more pain killer from the GP, or get in the ambulance with only entonox gas? Yes. There were no issues about patient’s mental capacity. It is the Paramedic’s duty to give the patient informed choices only. The decision regards treatment options must be the patients, as stated by law. 4. Should the first Paramedic have called for assistance so you could be transported to hospital after having stronger pain killer as there would be a second Paramedic? No. The Paramedic completed full observations and contacted patients GP whilst on scene. The Paramedics actions were appropriate in this matter, and the patient signed the Patient Report Form agreeing to this course of action. 5. Should the second Paramedic have been deployed to your house sooner? No. At this time we had a transport only request from our Clinical Assessment Team. This required that a Double Crewed Ambulance be sent, not a solo Paramedic. Unfortunately, as was stated in the original response, a serious road traffic accident in the area meant no double crewed ambulances were available. When it was apparent this issue would not resolve quickly the Dispatcher acted correctly by requesting an Emergency Care Practitioner (Paramedic 2) attend as a temporary measure. 6. Given the fact the Ambulance Service is aware of patient’s condition, should they have sent a two man crew? No. The ambulance service is an emergency service and respond based on medical need only. EMAS do not monitor peoples on going health issues, and are commissioned to attend life threatening emergencies. Standard protocols are applied to all calls, as was with this patient’s call. A single ECP was sent on the second call because a serious Road Traffic Collision in the area delayed a crews attendance, as per point above. 7. Should the second Paramedic have carried out a full examination? That he should not have said that stronger pain killers would not be available in hospital, that patient would not get an MRI till Tuesday? Yes. As was stated in the original response, the second Paramedic failed to complete an examination of the patient. Additionally, he failed to complete a Patient Report form regards to attending the patient. Due to this the second Paramedic has had an official note placed on his record of service. Regards to questions about medication and MRI’s, Paramedic 2 provided information regards to hospital procedures based on his knowledge to ensure that the patient had sufficient information to make an informed decision on his treatment options. 8. Was it correct that patient and partner had to push for another Ambulance so patient could get to hospital? No. Unfortunately, the nature of an emergency service is that it cannot be predicted regards to numbers, or types of calls, at any given time. In this case a serious road traffic accident had to take priority over the patient’s call. This involved patients with life-threatening emergencies that needed multiple vehicles to attend. 9. Was it correct for the second Paramedic to ask his control for an Ambulance on a nonurgent call? No. As was stated, by failing to complete a Patient Report Form it is not possible to support the second Paramedics request for a non-urgent booking. All actions by EMAS staff must be evidenced to show appropriate actions utilising this form. As the Paramedic did not do this a note has been placed on his file. Recommendations: None additional to original report Sign Off (include dates) Date report sent to Investigation Manager for approval: 01/09/2013 Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Description and Consequences Report Unique Reference: FC/2013/079 Type: Patient Care Issue Category: Transport (Ambulance And Other) Incident Date: 11/07/2013 Source: Letter Date Received: 21/08/2013 Written or Verbal: W Acknowledgement Date: 03/09/2013 Date Agreed: 20/09/2013 – extension agreed Final Contact Date: 14/10/2013 Delays Incurred Reason for Delay: new issues to be investigated New Agreed Date: 15 October 2013 Reported as Patient Safety Incident: N Harm Rate: N/A Initial Call Coding: Base: Patient's House Extension: XX Green 2 Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Discharged 12/07/2013 Concise Introduction to the Incident Summary: Alleged Poor Care Management Case Type: Formal Complaints Case Details: Patient found disorientated at a neighbour’s property. On arrival the ambulance personnel established that the patient required no medical attention and he was assessed as having capacity. Patient’s sister and brother attended the scene and insisted that patient be sectioned. They were advised by ambulance and Police personnel that this was not possible; the brother became aggressive and confrontational. The patient was eventually taken to hospital as a place of safety as the relatives would not agree to assume responsibility for him. Following the incident an Acknowledgement of Responsibilities Agreement (ARA) was issued to the patient’s brother in respect of his actions on scene and a complaint was subsequently received in response. When he was contacted to dicuss the complaint the patient’s brother advised that his main concern was that when the ambulance crew handed the patient over at the hospital the involvement of the Crisis Team in respect of the patient was not highlighted. The complainant also questioned the validity of the ARA and he requested a retration of the document and an apology. Terms of Reference (TOR) • Was the patient handover at the hospital adequate? • Why was the ARA issued against the patient’s brother? TOR agreed by: IO and complainant Date: 3 September 2013 List Immediate Actions Crew Stood Down: No. Crew actions considered appropriate. Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. Being Open Initial Contact Date: 3 September 2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 11/07/2013 Incident Number 5680997 20:47 New call received, call ref.5680997, on behalf of a male patient shaking violently, like cold, asthma patient. Resource 4931, solo responder, allocated to incident. Despatch code 10C01, chest pain, abnormal breathing, allocated to incident, Red 2 eight minute response. Resource 4931 mobile to incident. Resource 4931 arrives at the scene. Resource 4615, double crewed ambulance, allocated and mobile to incident. Resource 4615 arrives on scene. CAD message: Relatives have arrived on scene and are verbally aggressive, Police are on scene.IR1 (Untoward Incident report) to follow and crew are to complete a vulnerable adult referral. Relatives have advised that they are going to make a complaint. Resource 4931 calls clear from the scene. Resource 4615 leaves scene with the patient. CAD message: when patient’s brother and sister turned up they were very nasty and abusive towards the solo responder and crew. The brother of the patient wanted the patient sectioning despite the patient having capacity. CAD message: Control and solo responder were not aware that this patient carries a risk as he was not at his home address. The name of the patient was entered as the solo responder had booked on scene and she had not come across the patient before so did not know that the patient was a risk. The patient lives at --------------------------------------- and has a warning as not suitable for lone responders. Resource 4615 arrives at hospital with the patient. Resource 4615 hands patient over to hospital staff. 20:48 20:49 20:50 21:13 21:16 21:32 21:57 22:05 22:18 22:39 23:43 Analysis of Findings Handling of emergency call: the call was allocated a Red2 eight minute emergency response, and the first responder arrived on scene three minutes after receipt of the emergency call. Care of the patient – the Paramedic who was first on scene advised that when she arrived a Police officer was already in attendance with the patient who was in a house near his own home, having been taken in by the occupants after he had been observed in the garden looking disorientated and shaking violently. The Paramedic undertook a full set of observations which were all within normal ranges apart from a slight increase to his heart rate which was assessed as being a result of his earlier disorientation and distress. The Paramedic then spoke to the patient’s sister who had just arrived on scene and advised her that the patient did not wish to travel to hospital. The patient confirmed this and the Paramedic and the Police officer both agreed that he had the capacity to make this decision. The patient’s sister began to escort him back to his home which was nearby in the same close. However, as she was doing so she had a conversation with her other brother and she then returned to demand that the patient be sectioned under the Mental Health Act. The Police officer explained that as the patient had capacity and he was not in a public place he could not be sectioned under the Act. The Paramedic and the Police officer questioned why the patient’s sister thought he should be sectioned and going to hospital and she replied that he was confused. At this point the back up crew arrived and the Paramedic began to update them on the situation; the patient’s brother also arrived. The brother had previously been identified as the patient’s main carer. He immediately became confrontational (tone of voice) and demanded that the patient be sectioned and taken to hospital, and again it was explained that in the circumstances it was not appropriate to section the patient. The attending member of staff on the back up crew again asked the patient what he wished to do and he advised that he wanted to return home to take his medication. A conversation took place between the Police officer, the ambulance staff and the patient’s relatives. The patient’s brother expressed his intention to lodge a complaint regarding the incident. The relatives also raised concerns that the patient would be discharged in Peterborough on his own at some point, and the Crisis Team at the hospital should be notified if he was taken there. The Police Officer left briefly to have a conversation with a colleague and shortly afterwards the ambulance personnel came out of the property with the patient, who now stated that he was happy to travel to hospital. The relatives were asked if they were going to accompany the patient and they advised that they were not. The patient’s brother had a further conversation with the Police Officer which became heated. The attending member of staff on the back up crew could not be sure if the Crisis Team had been referred to during the handover with hospital staff. To date the Patient Report Form (PRF) has not been located by the clinical audit department although the member of staff confirms that one was completed and handed over at the hospital. The hospital have confirmed that there are instructions on the patient’s hospital records to notify his brother if he is due to be discharged and this did happen on this occasion in the early hours of 12 July. Conclusion Care and treatment of the patient – The initial assessment of the patient was that he was not suffering from any medical problem on the day of the incident once his distress and disorientation resulting from the circumstances in which he found himself were resolved. However the decision to take him to hospital as a place of safety was taken as his relatives appeared unwilling to take responsibility for his ongoing care. Validity of the ARA – the evidence provided by the members of staff and the Police Officer confirms that the issuing of an Acknowledgement of Responsibilities Agreement is appropriate following the incident on 11 July when EMAS staff attended the patient. Date Resolved: 15 October 2013 Grade: Moderate Status: Resolved Letter Date: 15 October 2013 Organisation and Divisional Recommendations There are no recommendations on this occasion. Evidence Gathered CAD report Statements from attending crew and Police officer Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Formal Complaint Proforma Ref: FC/080/13 Section A: To be completed on receipt of Formal Complaint by admin Deceased? No FC/064/13 Date Received: 27 August 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 8 October 2012 Patient Name: How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: Brief details of the Patient waited over two hours for a backup ambulance to transport her to complaint: hospital Type of Complaint: EOC delay Division/Area: EOC Northamptonshire Investigation Officer: (15 working days) Date for Investigation conclusion: 17 September 2013 (20 working days) Date to post response letter: 24 September 2013 Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : N/a EOC delay Minor Why did the patient wait over two hours for an ambulance? Contact made with complainant: 28/08/2013 NGH Expectations of Complainant: Explanation and apology Date OSM/PTL/Manager informed: N/A Staff involved informed: N/A Immediate actions taken: CAD report reviewed The Investigation Officer’s Report FC/080/13 Chronology of Events: taken from the Computer Aided Dispatch (CAD) sequence of events (SOE) for call reference 4996368/4996434. 12:04 12:06 12:30 12:31 12:40 12:54 14:04 14:05 14:25 14:31 14:32 14:42 15:07 new call received on behalf of a --- year old female suffering from vomiting and shivering. call assessed as requiring a return call from NHS Direct within 60 minutes. call received from NHS Direct passing the call back with a request for an ambulance under emergency conditions within eight minutes. resource 0632, solo responder, allocated and mobile to the incident. resource 0632 arrives on scene. request placed by the solo responder for ambulance back up, cold response. St.Johns ambulance allocated to the incident. ambulance mobile to incident. ambulance arrives on scene. Solo responder calls clear from scene. ambulance leaves scene with the patient. ambulance arrives at the hospital. ambulance crew hand patient over to hospital staff. Evidence Gathered: CAD report Analysis of Care Management or Service Delivery Issues: Handling of emergency call: The call was originally assessed as requiring a call back within 60 minutes. When NHS Direct called back 26 minutes later, the patient’s condition had worsened and the response was upgraded to an emergency eight minute response. The solo responder arrived ten minutes after the call was upgraded, missing the eight minute target but achieving the 19 minute target. Response to emergency call: when the solo responder had arrived and assessed the patient, he requested a cold back up as the patient’s condition was not immediately life threatening. Due to the demand for emergency responses a resource did not become available until 14:05 hrs, which was two hours and one minute after receipt of the emergency call. As the request for back up specified cold response higher priority calls would be attended first. Conclusion: As the patient’s condition was stable the request for back up was made on a cold response basis, and higher priority calls were attended first. Recommendations: There are no recommendations to be made on this occasion. Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Description and Consequences Report Unique Reference: 2013 FC/2013/081 Type: Inappropriate Actions Category: Transport - Ambulance And Other Incident Date: 08/08/2013 Source: PALS Office Date Received: 05/09/2013 Written or Verbal: W Acknowledgement Date: 05/09/2013 Date Agreed: 02/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX . Reported as Patient Safety Incident: Y/N Harm Rate: xx Initial Call Coding: Act Base: Public Place Extension: none Red 2 Risk Rate and Score: 0 Area/Divisional: Patient Outcome: Protected under Data Protection n/k Concise Introduction to the Incident Summary: CAD Ref: 5751390 Case Type: Formal Complaints Case Details: Enquirers son attempted suicide by jumping off a bridge over the M1 Son has now spoken to enquirer and has explained the following: The ambulance crew were joking the whole time and displying unprofessional behaviour. A crew member took down his pants and flicked his penis and said 'yes he'll live'. The air ambulance arrived but one of the crew members stopped him travelling in the air ambulance saying that 'that's what he' want'. The patient is very upset about this. Terms of Reference (TOR) • Why did the crew make untoward comments? • What was the reason for the crew touching the Patient’s penis? • Why was the Patient not conveyed by Air Ambulance? List Immediate Actions Crew Stood Down: No. Crew questioned by Consultant Paramedic into actions taken. Involvement and Support of Staff • Staff support and involvement: (P1). Skill Level: Team Leader. EE date: 22 August 2013. IPR date: No record. (P2). Skill Level: Paramedic. EE date: 13 August 2013. IPR date: June 2013. (T1). Skill Level: Technician. EE date: 3 September 2013. IPR date: No record. (P3). Skill Level: Paramedic. EE date: No record. IPR date: Nor record. Doctor (D1) Trainee Doctor (D2) Support provided by Consultant Paramedic and referral to PAM details given if required. Healthcare Decisions Panel (HDP) referral: Yes Being Open Initial Contact Date: 05/09/2013 Consent Required: Yes Consent Date: sent out 6/9/13 Timeline of Events Date and Time Event 08 August 2013 Incident Number 5751390 19:17 19:19 19:19 19:20 19:21 19:26 19:27 19:30 19:37 19:48 19:51 19:57 20:05 20:13 20:38 21:11 Call received into Emergency Operations Centre. Person jumped off bridge over the motorway. Dispatcher accesses Resource Allocation (RES/ALL) function and allocates First Response Vehicle (FRV) 8631 to detail. Call coded incorrectly by Call Handler as 17D01J Red2, 8 minute response. Dispatcher accesses Resource Allocation (RES/ALL) function and allocates Double Crewed Ambulance (DCA) 8420 to attend. Helimed Dispatcher accesses RES/ALL function and allocates Air Ambulance Helimed 54 (HM54) to attend. DCA 8420 shows auto on scene. FRV arrives on scene with Patient. DCA 8420 arrives on scene with FRV. HM54 arrives on scene with Patient. Helimed Dispatcher asks if HM54 will be transporting as no crew available for landing site. DCA 8420 conveys Patient to Hospital. Call made by Doctor as a pre-alert to Hospital. FRV 8631 call clear from this detail. DCA arrives at Hospital HM54 calls clear from this detail. DCA calls clear from this detail. Analysis of Findings A call was received into the Emergency Operation Centre to say a person had jumped off a bridge over the motorway. The Dispatcher correctly assigns First Response Vehicle (FRV) 8631 with a Paramedic Team Leader on to attend. At the same time, the call is incorrectly coded through the Advanced Medical Priority Dispatch System (AMPDS) and gains a 17D01J Red2, 8 minute response. If coded correctly, this would have been 17D05 Green 1 (G1) 19 minute response. A double crewed ambulance (DCA) is assigned to attend at 19:20hrs with the Air Ambulance Helimed 54(HM54) also assigned to attend at 19:21hrs. Information provided by the crew on the DCA shows that P1 from the FRV was on scene when the DCA arrived. The timings show the DCA on scene first due to the auto at scene function being triggered. There was an off duty nurse also in attendance immobilising the Patient via the head, details of who were not gained. On arrival with the Patient, the crew state he was squealing with a Glasgow Coma Score (GCS) of 15. P1 from the FRV completed a primary survey of the Patient and obtained Intra-venous (IV) access . The Patient had a suspected pelvic injury and was administered 10mg of Morphine as well as being put in a pelvic splint. HM54 arrived on scene at 19:37hrs after both sides of the carriageway had been closed to allow for their landing. HM54 had a crew of one Doctor, one trainee Doctor and one Paramedic. When on scene with the Patient, one of the Doctors D1 continued to examine the Patient on the road. The crew confirm the Doctor did look down the Patient’s underpants due to the Pelvic injury. When the Patient asked ‘what are you doing’, the Doctor confirmed ‘I am checking for bleeding’. This was from the Patient’s penis and could have indicated internal injury to the Patient. D1 then administered further drugs to the Patient including Ketamine as the pain was still present in the Patient. At the time of the treatment taking place, the road was closed to the public and the Patient was fully clothed. The persons present were the Ambulance Staff, Police and; a few lorry drivers within hearing distance who had stopped due to witnessing the incident. The Patient was transported on a scoop stretcher by the crew in the DCA with both of the Doctors also travelling. He was conveyed at 19:51hrs and arrived at Hospital, the nearest trauma centre by 20:13hrs. The distance travelled was approximately eight miles. HM54 could have conveyed the Patient however, they would have needed another DCA at the landing site to take the Patient to the Hospital. It was confirmed by the Helimed Dispatcher there were no other crews at that time available for the transfer which would have caused a delay in Patient care. HM54 did fly to the landing site for retrieval of the Helimed crew after their handover at Hospital. None of the crew in attendance remember making inappropriate comments. It is stated that they were too busy attempting to treat a critically ill Patient to do so. They did not hear anything untoward whilst in attendance. Comments were made by Doctors from HM54 at what a good job all of the crew in attendance had done. Attempts have been made to contact the Doctors involved with this incident, to date no response has been gained to collaborate witness statements. Conclusion No untoward comments were made towards the Patient. The crew were busy treating the Patient and did not have time to do anything other than provide care. It is stated there were other people within a distance that could be heard talking and; it could have been another person who made a comment. The road was fully closed to allow HM54 to land on the carriageway. Due to this and the Patient being fully clothed; there were no dignity issues. In order for the Doctor to ascertain the extent of the Patient’s injuries, he touched the Patient’s penis and checked for bleeding. Doing this allowed the Doctor to see if there were any internal injuries. This is normal process. It was quicker to take the Patient to Hospital by land due to potential delays waiting for a transfer crew. When the Air Ambulance is in attendance at an incident, an assessment is made by the senior member of staff as to the best method to convey the Patient to Hospital. At this incident it was deemed quicker to transfer the Patient by land in the DCA with the Doctors also present. Had the Patient been transferred by HM54,on landing at the secondary site which is not at the Hospital; another crew would have been required to take the Patient the rest of the journey by land causing further delays. Organisation and Divisional Recommendations None Evidence Gathered Sequence of events from call 5751390 Record of verbal interview from DCA Voice recording from HM to ED Voice recording from HM Dispatcher to HM Copy of PRF Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/083 Their Ref: 2013-14 (049) Type: EOC Issue Category: EOC/CAT Callback Issue Incident Date: 31/08/2013 Source: Email Date Received: 10/09/2013 Written or Verbal: W Acknowledgement Date: 11/09/2013 Date Agreed: 07/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y Harm Rate: Initial Call Coding: Base: Private Residence Extension: XX XX Risk Rate and Score: 0 Area/Divisional: Patient Outcome: XX Concise Introduction to the Incident Summary: 2013-14(049) Delayed Response- Stroke Pt Case Type: Formal Complaints Case Details: Why was ---------------- advised to replace the handset and wait for someone to call back, particularly when she said she had already been advised by the OOH Doctor to call a 999 ambulance? Is it normal process for such calls to be further triaged by an EMAS Doctor, despite the fact the call had already been triaged by the OOH Doctor? Is there a system in place whereby such patients can be flagged "at risk" on the EMAS system, to prevent such delays in future? Terms of Reference (TOR) • Why did the caller need to wait for a call back after already speaking with an Out of Hours Doctor? • Is the normal process for the Clinical Assessment team to call back too? • Can ‘at risk’ patients be flagged to prevent delays? List Immediate Actions Crew Stood Down: No. None clinical EOC query Involvement and Support of Staff • Staff support and involvement: Emergency Medical Dispatcher(EMD), EE date:20 September 2012. PDR date: 3 July 2013. Support provided by EMD Team Leader and information regarding PAM assist given if required. Healthcare Decisions Panel (HDP) referral: No – None clinical incident Being Open Initial Contact Date: 11/09/2013 Consent Required: No Consent Date: N/A Timeline of Events Date and Time Event 31 August 2013 Incident Number 5806122 10:46 10:46 10:46 10:47 10:47 10:48 10:50 10:51 11:01 11:02 11:02 11:03 11:03 11:06 11:07 11:08 11:10 11:29 12:10 12:45 13:13 Call received into the Emergency Operations Centre from Patient’s Wife. Dispatcher accesses Resource Allocation (RES/ALL) function. Nothing assigned to detail. Dispatcher accesses RES/ALL function and assigns Double Crewed Ambulance (DCA)7630 to attend. Problem established by Call Handler as ‘off legs, nausea’ and coded correctly as 26A03 Green 4 Clinical Assessment Team (CAT) call back. DCA 7630 stood down from detail due to categorisation of call. Call passed to CAT to await call back and assessment. Call accepted by CAT onto their waiting list. CAT team call back made to Patient’s wife. Call upgraded by CAT member to Green 2 (G2) 30 minute face to face response. Dispatcher accesses RES/ALL function. Nothing assigned to detail. Dispatcher accesses RES/ALL function. Nothing assigned to detail. Dispatcher accesses RES/ALL function. Nothing assigned to detail. Dispatcher accesses RES/ALL function and assigns DCA 7317 to attend. Dispatcher accesses RES/ALL function, no further vehicle assigned. Dispatcher accesses RES/ALL function, no further vehicle assigned. Dispatcher accesses RES/ALL function and allocates First Response Vehicle (FRV) 7311 to attend detail. FRV 7311 diverted to another detail and stood down from attending this call. DCA 7317 arrives on scene with Patient. DCA 7317 leave with Patient towards Hospital. DCA 7317 arrive at Hospital with Patient. DCA 7317 calls clear from this detail. Analysis of Findings Call number 5806122 was received into the Emergency Operations Centre at 10:46hrs. The caller stated to the Call Handler that she had dialled 111 and been advised to ring for an Ambulance. As this call came via the 999 line, it was processed via the Advanced Medical Priority Dispatch System (AMPDS). The Patient had a stroke about three years ago, woke up late, was sweating, staggering and feeling sick. This was recorded on the Computer Aided Dispatch (CAD) system after being processed through AMPDS as ‘off legs, nausea’ and processed correctly by the Call Handler to achieve a Green4 (G4), one hour call back from the Clinical Assessment Team (CAT). As there were no sudden onset of symptoms for a stroke, this was managed via the ‘Sick person’ protocol. A Dispatcher correctly accessed the Resource Allocation (RES/ALL) function and assigned a Double Crewed Ambulance (DCA) 7630 to attend the incident. As the call was coded correctly by the Call Handler, this was going to be triaged by one of the CAT to allow them to gather further information about the Patient. Due to the coding of G4, the Dispatcher correctly stands down the DCA 7630 from attending. At 10:51hrs, a member of the CAT contact the Patient’s wife who was the original caller. The CAT Clinician correctly processes the caller through their system after asking a series of questions. From the information gained by CAT, an informed decision is made to send an Ambulance as a Green 2 (G2) 30 minute face to face response. Between 11:02hrs and 11:03hrs, the Dispatcher accesses the RES/ALL function three times. On the fourth attempt, a DCA 7317 is assigned to attend. The Dispatcher assigns a First Response Vehicle (FRV) to attend at 11:08hrs. At 11:10hrs this is correctly diverted to a higher priority emergency call. DCA 7317 arrived on scene with the Patient at 11:29hrs and after checks and observations were made, left for Hospital at 12:10hrs. The DCA 7317 with the Patient, arrived at Hospital for 12:45hrs. At 13:13hrs, DCA 7317 calls clear from this detail. Conclusion The call was coded correctly by the Call Handler based upon the presenting condition of the Patient. As the 111 service had asked the Patient’s Wife to ring 999 for an Ambulance, the 999 call had to be processed in accordance with Ambulance Service protocols. The disposition is then based upon the information gained by the Call Handler. Had the 111 service telephoned or transferred the details to the Ambulance Service, there may not have been a need for a further Clinical Assessment to take place as it would be clear the Ambulance was required and, the Patient had already been triaged. To ensure the most appropriate response is given to a Patient, the CAT Clinician will call back an address and gather information. This ensures they have all of the details required to make an informed decision and send the appropriate response in the timeframe that is deemed suitable based upon the condition of the Patient. East Midlands Ambulance Service do have a system in place to ‘flag’ vulnerable or at risk Patients however, to ensure the most appropriate response is given to a Patient when dialling 999, it is imperative that all presenting symptoms are given to the Call Handler. This information will ensure the highest priority response is given. Organisation and Divisional Recommendations Recommendation 111 Service providers to be made aware of our processes if a caller is asked to ring 999 themselves. Action Lead Training memo to go to 111 staff Due Date Evidence 29 November 2013 Copy of training memo disseminated to 111 Lincs Staff. Evidence Gathered Sequence of events for call number 5806122 Call audit for call 5806122 Call audit for CAT call back Call recordings for call 5806122 and CAT call back Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Description and Consequences Report Unique Reference: 2013 FC/2013/084 Type: Delayed Response Category: Transport (Ambulance And Other Incident Date: 08/09/2013 Source: Telephone Call from Family Date Received: 10/09/2013 Written or Verbal: V Acknowledgement Date: 10/09/2013 Date Agreed: 07/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: Patient's House Extension: XX 32B03 (G2) Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: XX Concise Introduction to the Incident Summary: Delayed Response - Stroke Pt Case Type: Formal Complaints Case Details: Pt lives in assisted living flats, 1 mile form the hospital. They rang 999 as pt was having a stroke. It took over 2 hours for an ambulance to arrive. They were told that there were no ambulances available, but if the pt got worse to ring 999 again. The police attended as CFR and had to clear the patient's airway whilst they were waiting for an ambulance. Terms of Reference (TOR) • Establish what was Trust told regards to the patient’s condition • Ascertain if all calls correctly handled • Ascertain what line did the calls come in on • Establish if the Trust response outside required times. If so, by what timescale • Determine if the Trust informed during the calls that the patient had had a stroke • Determine why caller told no ambulance available • Clarify why family were not given remote access by the Lifeline Control Involvement and Support of Staff • • Staff support and involvement: DO Healthcare Decisions Panel (HDP) referral: N/A Timeline of Events Date and Time Event 8 September 2013 Incident Number 5824876 12:06 999 call received to concern for safety of a --- year old female from Lifeline centre. Not able to gain access to property. Lifeline answers “don’t know” to all questions. 12:08 Community First Response (CFR) desk checks resource allocation (res/alloc) Call coded 32B03 – G2 requiring response within 30 minutes 12:10 Dispatcher checks res/alloc. 12:11 Dispatcher notes in Out of Performance report (OOP): “Holding several calls; no resources available; no CFR or PAD in area; severe staffing shortages in South. CMP (Capacity Management Plan) 1 & 2 in place” 12:15 Capacity Management Plan 1 &2 instigated Incident Number 5824921 nd 12:27 2 999 call received. Can’t get into patient’s room – concern for welfare. Call from Family member. Patient is believed collapsed, warden off duty for the weekend. All answers from Family member as “Don’t know”. Care line saying they cannot give family access to the property. EMD tries to locate keys, recommends that LL give family remote access 12:28 Call coded 32B03 12:36 3 999 call - Careline calls back – don’t know what is happening in the apartment and no one has arrived yet. Concern for safety on urgent line – advised to call on 999 if they felt patient has deteriorated 12:37 Note in Computer Aided Dispatch for first call: Care Line called for ETA 12:47 4 call Police call on 999 line. Attending at request of LL. 12:49 Note states Police have been called by Careline and on way – police advises CMP 1 rd th Incident Number 5825002 th 12:58 5 call 999 call received from Police stating entry gained, patient laid on floor and choking on own vomit 13:00 Coded 11E01 – R1 requiring response within 8 minutes 13:00 Fast Response Vehicle (FRV) assigned on first call 13:00 Dispatcher manually upgrades the call to R1 13:01 FRV mobilises to the detail 13:01 Dispatcher updates OOP report: “Second call 11E01” 13:05 Police Message Number 277 13:06 FRV arrives on scene 13:13 Crew assigned to detail 13:14 Dispatcher notes “Back up Red Response --- year old male choking vomit collapse” 13:14 Crew mobilises to detail 13:17 Crew arrives on scene 13:44 Crew leaves scene 13:48 Crew arrives at hospital Analysis of Findings On the 8 September 2013 a 999 call, was made to the Trust at 12:06. This call was from a Lifeline Control regards to a concern for safety for a --- year old female. The Lifeline Centre were unable to give any details to the Emergency Medical Dispatcher (EMD), answering unknown to all questions. At no point did Lifeline inform the EMD the patient was having a stroke. This was coded a G2 response requiring on scene attendance within 30 minutes. The call was audited as correctly handled. At 12:27 a second 999 call was received. This was from a family member stating she had a concern for safety for the patient. The caller could not gain entry to the flat as the Warden was off duty. At no point during the call was the EMD told that the patient may have had a stroke. The family member stated that she had spoken to Lifeline. The Lifeline Control had informed her that they could give remote access to the Ambulance, but they were not giving that remote access to family member on scene. The EMD advised the family member to re-contact Lifeline, and obtain access to the property so she could go into the patient. This would allow a proper assessment of the patient as no information regards her condition was currently known. The EMD then, correctly, provided the caller with the authorised Capacity Management Plan (CMP 1&2) speech. This advises the caller that the level of calls being received are outstripping the number of resources that the Trust has to respond. This call has been audited as correctly handled, and was assigned a G2 code. At 12:36 the Lifeline Control Room called the Trust on the Urgent Line. They requested an ETA for an ambulance. The EMD correctly informed them that we currently unable to provide an ambulance due to the level of calls currently being received, complying with the Capacity Management Policy. The EMD then advised the Lifeline Control Room to call 999 if the patient’s condition had worsened so that she could be reassessed. At 12:47, Police make a 999 call to the Trust regards the patient. The Police were enquiring regards to an ETA for this patient as they had had a call requesting they attend to gain entry. The EMD advised that Police that no vehicle had been assigned at that stage, and advised them of the Capacity Management Speech. This call was audited as correctly handled. At 12:58 a second call is received from Police. Access has been made to the patient, who is reported to be semiconscious and choking on own vomit. This call is correctly assigned an ECHO code. This is the highest response level available, and requires the nearest available vehicles be immediately assigned to the call. This requires an on scene response of 8 minutes. A Fast Response Vehicle is assigned and arrived on scene within 6 minutes. A crew was then assigned to the patient as per Solo Responders Policy regards to a single person attending an ECHO code. The crew arrive on scene at 13:17, within the required 19 minutes timescale for this level of call. Total length of time take to arrive on scene to this patient was 60 minutes. This is 30 minutes outside of the required response for a G2 call. A clinical assessment of the PRF shows that the crew took correct treatment of the patient regards to a stroke diagnosis. The patient was treated on scene for 27 minutes and the transported to an appropriate treatment centre as per the Stroke Pathway bulletin. A search of the computer records show no other calls to this address before 12:06. The Lifeline Control centre has confirmed that they placed the first call just after 12:00 and that the Family member was on scene at the time. Lifeline were asked why they did not let the family member into the flat so she could access her Grandmother. Lifeline states that they are not allowed to give access to the property without speaking to the resident themselves. Due to this Lifeline refused family’s request to access the patient reported to be in a collapsed state. Between 12:10 and 13:00 the Dispatcher completed no Resource Allocation checks. This is where the Dispatcher checks a function where they can establish which vehicles are available in the area to deal with this call. This is a breach of the Dispatch Deployment Framework which requires the Resource Allocation is checked regularly. Dispatcher did note in the detail that the Division was holding several calls, no Community First Responders in the area and “severe staffing shortages in the area. Conclusion The first call was received at 12:06. The Lifeline Centre has confirmed that was when they called. There were no concerns raised, during any of these calls, that the patient had had a stroke. The callers were not able to get into the property so it was not possible to ascertain the patient’s condition. Due to this the calls were coded as a 30 minute response as the answer to most questions was “not known”. All calls to the patient have been reviewed and audited as correctly handled. During the second call, the Emergency Medical Dispatcher (EMD) spoke with patient’s family member regards to her gaining access to the property through the Lifeline Control Centre. This was so the family member could establish what the patient’s condition was. The Lifeline Centre refused to grant access to the family member. The Lifeline Control has confirmed they will not grant access to family members unless voice contact is made with the resident. The Lifeline Control does not have an exemption for situations such as this call. All calls, excepting one, were received on the 999 line. A call was received on the Urgent line from Lifeline requesting an ETA for the ambulance. The EMD correctly advised Lifeline to call back on a 999 line if your mum’s condition had worsened. All EMD’s correctly issued the Trust’s Capacity Management Speech to all callers. This notifies the caller that a large number of life threatening calls are being received, and an ambulance will be sent as soon as one is available. Total time from the first call to the Trust arriving with the patient was 57 minutes. The 30 minute timescale required to attend your mother was not met. The Delivery Manager’s Resource Log notes that Capacity Management Plans (CMP) 1 and 2 had been instigated at this time. This means the Trust was holding multiple calls, with demand outstripping its resources available to attend. The Control Room Service Delivery Managers are currently reviewing processes, for these times of high demand, to ensure all outstanding calls can be monitored effectively. Due to this the Trust failed in its duty of care to this patient. Date Resolved: Status: Unresolved Grade: Moderate Letter Date: Organisation and Divisional Recommendations Recommendations Dispatcher to be given guidance regards Dispatch Framework Action The Dispatch Officer should receive guidance on the Dispatch Framework by their Duty Manager. Time should be provided for the Dispatcher to read through the document and be aware of its contents EMD’s to be advised re Hot Transfer to clinician Training Team to message all EMD’s and advise them that when call received for a collapse behind locked doors G2 they should consider Hot Transfer of call to CAT. This will allow a clinician to establish any previous medical history which indicates the need to upgrade the call immediately Lead Due Date 02/11/13 Evidence Copy of email confirmation from DM 31/12/13 Copy of message – action completed 11/10/13 Evidence Gathered Call audits Lifeline response CAD SOE’s WAV call recordings PRF reviews PDM RL Process of Investigation Graded R1 0012 was closer than FRV mobile to G2 call. Not diverted. ?due to length of time call outstanding: came in at 11:39 and DCA finally arrived on scene 14:06 – two previous DCA’s diverted from it. Only a 2 min difference in ETA, but R1 is an automatic backup for FRV so DO would need to assign a DCA as well rd 3 call from K13 incorrectly inputted so did not show as duplicate – different post code and house name incorrectly spelt Description and Consequences Report Unique Reference: 2013 FC/2013/085 Type: Delayed Response To Green1/Gre Category: Source: Telephone Call Incident Date: 13/09/2013 Date Received: 16/09/2013 Written or Verbal: V Acknowledgement Date: 16/09/2013 Date Agreed: 14/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Minor Initial Call Coding: Base: HP EOC Extension: XX XX Risk Rate and Score: 0 Area/Divisional: Patient Outcome: XX Concise Introduction to the Incident Summary: Inconsistent Approach With Adisons Case Type: Formal Complaints Case Details: Delayed reposnse, and inconsisent approach to patient in Addisons Crisis Patient and partner attend GP surgery where they are told that the Trust had cancelled the appointment. Caller like warning marker on address outling call handling and treatment for his partner. Terms of Reference (TOR) • Establish if all calls were correctly handled • Partner wants to know why Addison’s Disease receives an inconsistent response from the Trust • Why was there a delay in attending the patient. • Partner wants to know why the final calls coded as a Cardiac Arrest • Can a warning marker can be placed on the address to ensure more consistent approach • Did someone for the Trust call GP’s office cancel patient’s appointment for the afternoon Involvement and Support of Staff • • Staff support and involvement: CAT • • XX Name, (initial) – Skill level, EE date: IPR date: State what support staff have been given and by whom (using the job title not names) Healthcare Decisions Panel (HDP) referral: No. N/A Timeline of Events Date and Time Event 13/9/2013 Incident Number 5836026 12:18 999 call received from the patient stating she has Addison’s Disease and feels sick 12:21 Call coded G4 – suitable for further Triage by Clinical Assessment Team (CAT) 12:23 Call is transferred direct to CAT 12:41 Patient is referred to GP. Worsening advice given and call closed Incident Number 5836104 12:49 Call received from neighbouring Trust passing a 999 call to patient coded G2, requiring on scene attendance within 30 minutes 12:54 CAT contacts patient’s GP and arranges for them to contact patient. G2 call is closed by CAT Incident Number 583159 13:18 999 call to patient stating vomiting and not alert from neighbouring Trust 13:20 Note that CAT team spoken to, advised that the Trust are dealing with call 13:21 Call coded G1, requiring a 20 minute response Incident Number 5836163 13:21 Patient’s partner calls 999 on way home. Partner states patient barely conscious and barely breathing 13:22 CAT speaks with GP surgery. Advice patient is taken into hospital 13:23 Fast Response Vehicle (FRV) assigned with 39 minute ETA to detail ***not closest*** 13:24 Call coded Cardiac Arrest – R1 (09E02) 13:25 Neighbouring Trust assigned 13:36 Neighbouring Trust arrives on scene 13:43 Neighbouring Trust stands down FRV – “Not a Cardiac Arrest” 14:38 Patient treated on scene and GP appointment made Analysis of Findings On the 13 September 2013, several calls we received to a --- year old female with Addison’s Disease. This is a chronic adrenal insufficiency which can, in severe crisis, result in a coma. At 12:18 the patient rang 999 stating she had Addison’s Disease and that she felt sick. This call was coded as G4, suitable for further Triage by the Clinical Assessment Team (CAT). The Emergency Medical Dispatcher (EMD) places caller on hold. The speaks directly to the CAT and arranges to transfer the patient directly over to CAT so the patient does not have to wait for a call back. This call was audited as correctly handled, with the EMD following the new Trust Policy regards to Addison’s disease, and “hot transferring” the call to a member of the CAT. This Policy ensures that all Addison Patient’s, whose call is coded lower than an immediate 8 minute dispatch, are assessed immediately by a qualified clinician. The CAT assesses the patient over the phone. CAT advises that the patient contact GP and arrange for them to come and see her. The call is then closed down by the CAT and worsening advice given. The call has been audited as incorrectly handled. The CAT failed to explain the nature of the assessment, nor did he agree a plan for assisting the patient. The auditor states that the CAT failed to realise the “dangerous state the patient (was) in.” Due to this the CAT referral to GP was incorrect as patient stated crisis comes on suddenly, that she will “go off quickly” and that it was happening at the time. The auditor advises that the CAT refreshes knowledge on Addison’s and its presentation in crisis At 12:49 a 999 call is passed from Neighbouring Trust. This call is coded as G2, requiring a Trust response of 30 minutes. CAT, who spoke with patient in original call, contacts patients GP and requests that Doctor call the patient. At 13:18 the Neighbouring Trust calls with another 999 call to pass for this patient. This call is coded as a G1 call, requiring a 20 minute on scene response from the Trust. The CAT phones patient’s GP who requests that the patient be taken into hospital. As CAT does this, the partner of the patient calls 999 as well. The partner states that the patient is “barely conscious” and “barely breathing”. When a patient is described in this way the EMD is required to make an automatic ECHO code showing ineffective breathing. This means that the patient has been described as breathing not being sufficient to sustain life. An ECHO code (R1) is the highest Trust response requiring an 8 minute response from the nearest vehicle. Neighbouring Trust attend and state patient not in cardiac arrest. Patient treated on scene and referred to GP for appointment. Patient and partner attend GP surgery where they are told that the Trust had cancelled the appointment. Conclusion Date Resolved: Grade: Minor Status: Unresolved Root Cause (SI Only) XXX Contributing Factors (SI Only) • XXX Letter Date: • • XXXX XXX Organisation and Divisional Recommendations Recommendation CAT assessor to refresh knowledge on Addison’s disease and crisis presentation. Action CAT Team Leader to work 1 to 1 with --on reflective practice regards this call. Concentrating on the issues raised within the audit and ensuring a better understanding of Addison’s Disease, Crisis Presentation and the new Trust Policy regards to Addison calls Hot Transferred to CAT Lead Due Date 31/11/13 Evidence Copy of 1 to 1 report, signed by --to show understanding of condition and issues raised Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered XXX XXX Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/086 Type: Injury To Patient Category: Assault Incident Date: 02/09/2013 Source: Email Date Received: 19/09/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: Date Agreed: 16/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y Harm Rate: 0 Initial Call Coding: Base: R2 Risk Rate and Score: 0 Area/Divisional: Lincolnshire Patient Outcome: Treated at hospital then taken into police custody Extension: XX Concise Introduction to the Incident Summary: Allegation Of Assault Against Crew Case Type: Formal Complaints Case Details: Patient’s brother states two ambulance crew abused & assaulted the patient on video while also being very rude at the scene suggesting 'it was all a fake'. Terms of Reference (TOR) • What did the crew do on scene? • What does the video footage show? • Were the crews actions on scene amount to assault? • Was crews treatment of the patient correct? • Where did the patient’s medications go? • What action is the Police taking against the crew? Staff involved 1. Technician 2. Paramedic 3. EMD 4. EMD Timeline of Events Date and Time Event 2/9/13 Incident Number 5812272 22:57 999 call received to --- year old male unconscious 22:58 Crew assigned with 21 minute ETA. Caller states Police have “knocked patient unconscious” 22:59 No Community First Responders on duty in area 23:02 Call coded 31D02 – R2 requiring response within 8 minutes 23:04 Police state that male is “faking unconsciousness” with strong pulse and breathing Incident Number 5812276 nd 23:00 2 call received to patient. Patient collapsed – unconscious 23:02 Unable to ascertain if patient breathing sufficiently so call coded ECHO – R1 23:15 Crew arrive on scene Crew note attempted to insert an “OP” airway. Patient sat/jumped up and removed it. 01:16 Crew state police travelled in with crew – member of family filmed crew with camera phone. Police with patient in hospital Analysis of Findings On 2 September 2013, 22:57, a 999 call was received to a --- year old male on floor and unconscious. This call was coded given an R2 code. This requires that an ambulance arrives on scene within 8 minutes. Audit of the call shows that the Emergency Medical Dispatcher (EMD) used the wrong protocol for this call. The EMD used the “unconscious” card, but should have used the “assault” card as allegation was that patient had been pushed to the floor by Police. At 23:00 a second call is received from the patient’s brother who is on way to the address. This call is coded as R1, requiring an on scene response of 8 minutes. An audit of this call shows the EMD also used the “unconscious” incorrectly. The EMD should have used the “Unknown” protocol as caller was not with the patient. Crew were assigned to call at 22:58, and arrived on scene at 23:15 and is outside the 8 minute response time required. The location of the incident is classed as a remote area, and so is classed as not achievable from any standby point in the Division. Patient’s brother has placed 4 video’s on Youtube, but only one includes Trust staff. The video in question has the Brother videoing from behind a paramedic (P2). There is a male (patient) on the floor. The brother is asking what the crew have just done to the patient and tells the other paramedic (P1) that he “is responsible as well.” P1 states he is responsible, and calmly asks the brother not to record them. Brother says “if you are doing the right thing you don’t have a problem.” P1 asks the Brother to listen to him. Brother re-iterates last statement. P1 refuses to speak to Brother any more. P1 requests that Police stand in front of the brother to stop the videoing, he points out they do not know who the brother is or if he has the right to take video footage of the patient. Brother describes what is happening, and that paramedics have done something that has had a “radical reaction.” Paramedic explains they have put in an OP airway as brother was concerned about patient’s airway. Crew try to wake up patient, and inform patient he is fully conscious. They attempt to get patient off of the floor – brother accuses crew of assaulting patient as they, and police move patient onto a chair. Examination of the Patient Report Form (ePRF) states that, on arrival, patient was lying on the floor, not responding to verbal commands, patient “appears to have become unconscious”. Crew state, in the ePRF, that an attempt was made to insert an “op” airway. This is a tube that is used to prevent an unconscious patient’s airway from being blocked by the tongue covering the back of the throat. When a person becomes unconscious, the muscles in the jaw relax and so allowing the tongue to block the airway. P1 states, in record of conversation, that it is a standard procedure “this or another adjunct (airway device) would be used – we treat for the worst”. Notes in the ePRF state that “on insertion of the “op” airway patient sat/jumped up and removed it.” Crew noted no obvious signs of injury other than a small amount of blood from his mouth. The crew were unable to assess the cause and noted “??? When patient ripped out op airway. ??bitten tongue”. Clinical assessment of the ePRF raises no concerns about patient treatment, other than an elevated pulse on the initial examination which then settles. Crew transported patient to hospital, with Police travelling in the ambulance. Crew followed Resus handover protocol whereby patient is noted to regain full consciousness on arrival. Crew handed over a holdall and medication to nursing staff. Police have received a complaint that the attending Trust crew assaulted the patient. Due to this Trust enquiries were suspended until it was established with the Police that such an investigation would not impede their enquiries. Confirmation has been received from the Investigating Inspector that there are no police actions against the Trust crew. The findings of the investigation was that the crew acted within their professional role and the ‘balance of probabilities a notifiable offence had not been committed and paramedics were carrying out a medical procedure with the implied permission of the patient’. The crew’s actions in this matter were correct, and they were well within their rights to ask patient’s brother not to record them or the patient. The Trust has a responsibility to ensure patient confidentiality at all times. The Paramedic acted promptly in protecting the patient, and the crew’s, right not to be filmed without consent by requesting the Police officer blocked the brother’s view. Conclusion On arrival on scene the crew assessed the patient that was laid on the floor, and appeared to be unconscious. Due to this, the crew attempted to insert an ‘op’ airway to protect the patient’s airway. This is a tube that stops the patient’s tongue dropping into the back of his throat and blocking his airway. This actions are were within standard protocols for the management of an unconscious patient’s airway. Upon insertion, the patient is reported to “sit/jump up” and removed the tube. Clinical assessment of the Patient Report Forms raises no concern regards to the treatment of the patient. Patient’s brother has placed 4 video’s on YouTube, but only one includes Trust staff. The video in question has the Brother videoing from behind a paramedic (P1). There is a male (patient) on the floor. The brother is asking what the crew have just done to the patient and tells P1 that he “is responsible as well.” P1 states he is responsible, and calmly asks the brother not to record them. Brother says “if you are doing the right thing you don’t have a problem.” P1 asks the Brother to listen to him. Brother re-iterates last statement. P1 refuses to speak to Brother any more. P1 requests that Police stand in front of the brother to stop the videoing, he points out they do not know who the brother is or if he has the right to take video footage of the patient. Brother describes what is happening, and that paramedics have done something that has had a “radical reaction.” Paramedic explains they have put in an OP airway as brother was concerned about patient’s airway. Crew try to wake up patient, and inform patient he is fully conscious. They attempt to get patient off of the floor – brother accuses crew of assaulting patient as they, and police move patient onto a chair. The Police have closed the allegation of assault against the crew. Their investigation shows the crew were carrying out a medical procedure as per their professional role. Due to this the actions of the crew do not constitute an offence of assault. On arrival at hospital, the crew handed over a holdall and medications to the nursing staff in the Resus room. Date Resolved: Grade: Moderate Status: Unresolved Letter Date: 19/09/2013 Organisation and Divisional Recommendations Recommendations Any call audit less that 90% to receive special case review Action Training Team to give feedback to EMDs who scored below 90% to ensure understanding of correct protocol that should have been used in these circumstances Lead Due date 31/10/13 Evidence Copy of review Evidence Gathered You tube footage Consent form Record conversation Call audits 999 calls PRF PRF audit CAD SOE x 2 Process of Investigation Police contacted to establish if they are currently investigating assault allegation against crew when complaint was received. Police confirm that complaint has be closed down as NFA. Contacted investigating office who confirmed investigation established that crew were acting for medical treatment and nothing untoward noted. Police have an ongoing internal investigation into officers attendance, meeting with investigating officer to establish TOR and to ensure that our investigation does not impede theirs. All calls listened to and video footage viewed. No concerns raised about crew behaviour. Advice requested from solicitors re Youtube footage being removed. Will then speak to crews when have confirmed that police investigation will not be affected. Description and Consequences Report Unique Reference: FC/2013/088 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other Incident Date: 13/09/2013 Source: Letter Date Received: 20/09/2013 Written or Verbal: W Acknowledgement Date: 23/09/2013 Date Agreed: 17/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y Harm Rate: Initial Call Coding: Base: HP EOC Extension: XX G2 Risk Rate and Score: 0 Area/Divisional: HP Patient Outcome: deceased Concise Introduction to the Incident Summary: Delayed Response. Elderly pt died later that day. Case Type: Formal Complaints Case Details: Elderly stroke patient seen to be collapsed on the floor and barely conscious in her home. No-one had a key to get into the property. Friend called 999 for ambulance & police. Ambulance took 90 minutes to arrive and break in. Pt taken to Chesterfield Royal Hospital where she died later that same day. There is no complaint against the attending crew. Terms of Reference (TOR) • • • • Establish what the Ambulance Service were told about the patient condition Ascertain if the call was correctly handled Ascertain if vehicles were correctly assigned to the call Establish the length of delay and the cause Involvement of Staff • • • Staff involvement: EMD EMD Timeline of Events Date and Time Event 13 September 2013 11:59 12:00 Incident Number 5835984 999 call received to patient laying on the floor – cannot gain access to her Dispatcher checks Res/Alloc – Fast Response Vehicle assigned and stood down as per Meal Break Policy Call coded G2 (32B02) requiring a 30 minute response. Note requesting police to force entry Dispatch Officer (DO) notes no vehicles available Incident Number 5836065 nd 2 999 call received to patient --- year old female Stroke (CVA). Call coded G2 as timescale onset symptoms not known DO checks res allocate and assigns a crew (3426) and stood down diverted to another call Crew assigned with 13 min ETA (8815) and diverted to another G2 Incident Number 5836102 rd 3 999 call received to --- year old female unconscious. Coded R2 requiring 8 minute response Res/alloc checked Clinical Assessment Team puts note in CAD requesting they be passed the call. FRV assigned FRV arrived scene rd 3 call stopped as duplicate of 5835984 Crew assigned Crew arrived scene Left scene Arrived hospital 12:01 12:10 12:34 12:35 12:39 12:47 12:48 12:50 12:51 12:54 12:55 13:16 13:23 13:41 13:48 Analysis of Findings Call Handling: On 13 September 2013, at 11:59 a 999 call is received to a female laying on the floor, caller cannot gain entry to her. The call is coded as G2 – requiring a 30 minute response. The call has been audited and assessed as correctly handled. At 12:34 a second 999 call is received to a patient the caller, who was not with the patient, may be having another stroke as she has previous history of it. This call is coded as a G2 call. Audit of this call shows that the Emergency Medical Dispatcher (EMD) did not handle the call correctly. The EMD used the incorrect protocol by going on the Stroke card. The caller was not with the patient and was assuming another stroke based on the fact they could not get into the property. As the EMD had chosen the Stroke protocol the correct coding, based on the information given by the caller, should have generated a G1 code. This would have required the Trust to be on scene within 20 minutes. As this code still falls within the Meal Break Window policy, this error did not delay attendance as the Dispatcher would have acted same for G1 as G2 calls. At 12:47, a third 999 call is received from caller not with the patient. Audit shows this call was again processed on the incorrect card. The call is coded on the unconscious card, and call is coded as a R2 call and passed to the Clinical Assessment Team for further triage. Clinical assessment of the triage shows the call was correctly handled. Dispatch Handling: During the call, the Dispatcher assigned 6 vehicles to the call. The first vehicle was stood down as its crew member was in their meal break window. This action complies with the Dispatch Deployment Framework, 2013 Section 18.3. This requires any vehicle in its meal break window be stood down from G1/G2 calls and be returned to station for a break. The second crew was diverted to a higher priority. The third crew were diverted to another G2 call, a road traffic collision (RTC) that came in after this call was received. There is no note from the Dispatcher explaining why the crew was diverted. The Dispatcher immediately assigned a Fast Response Vehicle to the call, which arrived on scene two minutes after the estimated time of arrival for the third crew. Dispatch protocol requires that a Fast Response Vehicle be backed up if attending an incident in a public place, such as an RTC. By switching the FRV with crew three, the dispatcher removed the need to back up at the RTC, and allowed the FRV to attend and assess the unknown situation relating to this call. The actions of the Dispatcher was correct under the Dispatch Deployment Framework, 2013. First Trust vehicle arrived on scene at 12:54. This was 55 minutes after the receipt of the first G2 coded call. Conclusion On the 13th September 2013 three 999 calls were received to a patient collapsed behind locked doors. Due to this the caller had no information regards to the patient’s condition. The initial call in the series was correctly coded, nd rd but the 2 and 3 were not as both were handled on the wrong protocol. Call 2 was incorrectly coded on the Stroke card and given the wrong code on that code. Based on the call audit the code generated should have been G1, which requires a 20 minute response. This error in coding did not affect the arrived scene time for the Trust. The Dispatch Deployment Framework policy prevents the Dispatcher assigning any vehicles in their meal break window to calls coded as G1/G2. At 12:47, Call 3 was incorrectly coded as a R2 call, requiring an 8 minute attendance. The Dispatcher assigned to this call on 6 occasions, and their actions complied with the Dispatch Deployment Framework throughout. This R2 timescale was achieved, but the 30 minute original response was exceeded by 25 minutes. Due to this the Trust failed in its duty of care to this patient. Date Resolved: Grade: Moderate Status: Unresolved Letter Date: 23/09/2013 Organisation and Divisional Recommendations Recommendations Special case reviews for calls resulting in less than 90% audit EMD’s to be advised re Hot Transfer to clinician Actions All EMD’s whose call audits fall below the 90% required under AMPDS are to be given 1 to 1 feedback during special case review Training Team to message all EMD’s and advise them that when call Lead Due Date 31/10/13 Evidence Copy of call review 31/12/13 Copy of message – action completed 11/10/13 received for a collapse behind locked doors G2 they should consider Hot Transfer of call to CAT. This will allow a clinician to establish any previous medical history which indicates the need to upgrade the call immediately Evidence Gathered CAD SOE x 2 999 calls Audit of calls STEIS form DCA resource log PRF Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: FC/2013/090 Type: Delayed Response For Urgent Category: Transport (Ambulance And Other Incident Date: 22/09/2013 Source: Letter Date Received: 27/09/2013 Written or Verbal: W Acknowledgement Date: 27/09/2013 Date Agreed: 25/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: no harm Initial Call Coding: URGENT Base: Patient's House Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Treated in hospital Extension: XX Concise Introduction to the Incident Summary: 6 Hour Delayed Response-Dr Urg Case Type: Formal Complaints Case Details: Doctor visited elderly pt with Cellulitis at home and arranged an Urgent ambulance admission to hospital at approx. 8.30pm. The ambulance took over 6 hours to arrive at 02.35am the following morning. Terms of Reference (TOR) • Why was there a delay of over six hours in sending an ambulance TOR agreed by: Patient’s daughter List Immediate Actions Crew Stood Down: 3. N/A EOC delay Yes/No. If No state rationale Involvement and Support of Staff N/A EOC delay due to demand Healthcare Decisions Panel (HDP) referral: No – EOC delay Date: 27 September 2013 Being Open Initial Contact Date: 2 October 2013 on 01623 844354 voicemail left. Timeline of Events Date and Time Event 22 Sep 2013 Incident Number 5859238/5859714 20:49 new call received from a GP, call ref. 5859238, on behalf of an --- year old female suffering from cellulitis in both legs. No specific medical requirements, stretcher required, urgent booking requested within four hours. Call received from patient’s daughter asking why ambulance had not yet arrived as the GP advised it would be there within one to two hours. Caller advised that the ambulance was requested within four hours. Call made by a member of the Clinical assessment team (CAT) to check on patient’s condition as an ambulance was not yet allocated. Patient is very tired, but there is no change in her medical condition. Advised that an ambulance would be dispatched as soon as possible. Call marked to upgrade in one hour if a response has not been allocated. Call upgraded to emergency under call ref. 5859714. Resource 2912, double crewed ambulance (DCA) allocated to incident. Resource 2912 mobile to incident. Resource 2415 allocated to incident as nearer resource and mobile. Resource 2912 stood down. Resource 2415 arrives on scene. Resource 2415 leaves scene with patient. Resource 2415 arrives at the hospital with the patient. patient handed over to hospital staff. 23:27 00:51 01:49 02:06 02:07 02:17 02:30 03:00 03:22 03:54 Analysis of Findings Handling of emergency call: the original booking was made for within four hours. An ambulance arrived on scene five hours and 41 minutes after receipt of the call. This is considerably in excess of the target timeframe. Entries from Performance Delivery Manager (PDM) resource log: 19:31 Notts holding 1 green 1 call and 7 green 2 calls. 20:12 Notts holding a large proportion of green 2 calls. Delays at Bassetlaw hospital with four crews waiting. 22:52 Delays at Kingsmill hospital, two crews waiting. 23:08 Notts holding 1 green 1 call, 5 green 2 calls and 5 urgent calls. 23 Sept 00:02 Notts holding 2 green 1 calls, 12 green 2 call and 5 urgent calls. Entries from Nottinghamshire dispatch desk (NOTTS) resource log: 19:58 holding 2 back-up requests and 2 green 2 calls. 20:11 holding 1 red back up, delays at Bassetlaw with crews still waiting to handover, longest delay is one hour 45 mins. 20:46 holding 3 green 2 calls and 1 red 2 call. 21:34 holding 2 green 2 calls and 2 urgent calls. 21:57 handover delays at Kingsmill hospital. 22:56 holding 5 green 2 calls and 5 urgent calls. 23:57 Notts north holding 19 calls. 23 Sept 00:22 holding 5 green 2 calls, longest since 20:50. 02:08 holding 1 green 1 call and 2 urgent calls. Conclusion The delay in responding to this urgent call was caused by high demand for emergency responses, and was exacerbated by handover delays at Bassetlaw and Kingsmill hospitals. Date Resolved: 25 Oct 2013 Status: Unresolved Grade: Moderate Letter Date: 25 Oct 2013 Organisation and Divisional Recommendations No recommendations to be made on this occasion, delay caused by high demand and handover delays. Evidence Gathered CAD report Performance data from resource logs. Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: FC/2013/091 Type: Inappropriate Actions Category: Transport (Ambulance And Other Incident Date: 16/07/2013 Source: Letter Date Received: 27/09/2013 Written or Verbal: W Acknowledgement Date: 30/09/2013 Date Agreed: 24/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Patient's House Extension: XX Risk Rate and Score: 0 XX Area/Divisional: Patient's Home Patient Outcome: Referred to out of hours Concise Introduction to the Incident Summary: Alledged Inappropriate Behaviour Case Type: Formal Complaints Case Details: ---------------------- alleges that our staff member threatened to punch him. --------------- asked him to leave, this is due to his mother suffering Mental Health problems, and it was her that called 999 as she was unable to sleep. From Security Management Specialist: Following receipt of the IR1 reported below we issued -------------------------------------- with an Acknowledgement of Responsibilities Agreement (ARA) re his alleged behaviour towards our staff member. LSMS received IR1 12/09/13 states “ whilst attending a --- year old female, job 5691701 (unable to sleep & head pains) the patient’s son who was a very large man suddenly entered the room we were in and became very loud and abusive to myself. He had his fists clenched and appeared to be very close to using them. I pressed my emergency button and got out of the house ASAP. The man was mad because we had kept him awake he was very scary and I am sure he would have hit me if i had not left”. Terms of Reference (TOR) • What were the circumstances surrounding the incident. TOR agreed by: Complainant Date: 2 October 2013 List Immediate Actions Crew Stood Down: No. If No state rationale – incident originated from the member of staff raising an untoward incident report. Being Open Initial Contact Date: 30/09/2013 Consent Required: No Consent Date: Telephone contact made with ---------------- on 2 October 2013. He advised that his mother witnessed our member of staff threaten to hit him. I advised that a full investigation would be undertaken and a formal response would then be sent. Timeline of Events Date and Time Event 16 Jul Incident Number 5691701 01:59 01:59 02:05 02:06 02:14 03:24 03:52 03:55 03:59 new call received on behalf of a female patient who has a headache and cannot sleep. call assessed as a Green 2 requiring a 30 minute response. resource 3535, solo responder, allocated to the incident. resource 3535 mobile to incident. resource 3535 arrives on scene. CAD message: Community Paramedic (CP) awaiting a call from the GP. CP activates emergency button on his radio. Police informed. CAD message: CP is fine. Son of patient got agitated but all ok now. Police stood down. CP to call the out of hours service (OOH) again. Patient’s observations are ok, query whether she is depressed and she is not able to sleep. CAD message: resource 3535 contacted Control – was treating patient when her son came in very aggressive towards the Paramedic, shouting and clenching his fists at him as the Paramedic was preventing him from going to sleep. Paramedic had to leave the scene. Prior to this he had referred the patient to OOH, and he has let OOH know that he has had to leave the scene. The patient is happy to wait for the GP – ongoing problem with headaches. Paramedic advised to complete an untoward incident report (IR1) and a safeguarding referral. resource 3535 calls clear from the scene. CAD message: decision made to contact the GP for background information on social circumstances. On contacting the GP it was ascertained that the GP healthcare visit is due today. Explained the problems through the night, and the electronic patient report form (EPRF) was accessed and faxed to the GP for information. 04:17 04:27 09:16 Analysis of Findings Handling of emergency call: the call was correctly assessed as requiring a 30 minute response, and the responding resource arrived 15 minutes after receipt of the call. Care and treatment of the patient: prior to having to leave the scene, the Paramedic took a full set of observations which were all within normal parameters. The Paramedic had contacted the out of hours service, and once he had left the property he made further contact to ensure the patient’s GP would be in touch with her. It was later established that a healthcare visit had been arranged for that day. Detail of the incident with patient’s son: the patient’s son did repeat the allegation that the Paramedic had threatened to hit him, although he did acknowledge that it was his word against that of the member of staff. The Paramedic has reported that the patient had already become agitated as he was unable to get to sleep with the Paramedic present, and he approached the Paramedic in a threatening and aggressive manner. The altercation was recorded in part when the Paramedic activated the emergency button his radio, and he can be heard asking the patient’s son to go to bed and leave him alone. The gentleman shouted something in response to this but it could not be established what was said. In a further transmission after he had left the property the Paramedic advised that the patient’s son had his fist close to the Paramedic’s face, and he stated that the patient’s son had stated it was he (the Paramedic) who had become aggressive. Conclusion There are two differing descriptions of the incident, but the partial radio transmission supports the Paramedic asking the patient’s son to go back to bed and leave him alone. A letter is to be sent to the complainant advising him that the issuing of the ARA remains appropriate. Date Resolved: Status: resolved. Grade: Moderate Letter Date: 6 November 2013 Organisation and Divisional Recommendations There are no recommendations to make on this occasion. Evidence Gathered CAD report EPRF IR1 Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: FC/2013/092 Type: Patient Care Issue Category: Transport (Ambulance And Other Incident Date: 30/08/2013 Source: Letter Date Received: 30/09/2013 Written or Verbal: W Acknowledgement Date: 30/09/2013 Date Agreed: 28/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Patient's House Extension: XX Risk Rate and Score: 0 XX Area/Divisional: Patient's Home Patient Outcome: Patient deceased Concise Introduction to the Incident Summary: Alleged Poor Care Management Case Type: Formal Complaints Case Details: Pt had ovarian cancer and had difficulty breathing. The pt's daughter states that when the ambulance crew examined her they did not give her any oxygen and didn't pay her enough care and attention. Eventually they agreed to take her to hospital and gave her Oxygen through a nasal cannula even though she stated that she couldn't breathe through her nose. Pt arrested en route to hospital and died. Terms of Reference (TOR) • Why was the patient not given oxygen? • Why did the member of staff not notice when the patient went into cardiac arrest? TOR agreed by: Complainant Date: XX List Immediate Actions Crew Stood Down: No. If No state rationale 4. XXX delete if not needed or nothing actioned; otherwise list XX Involvement and Support of Staff Staff support and involvement: EMT attending member of staff. ECA secondary member of staff. Ongoing support via line management. Healthcare Decisions Panel (HDP) referral: No. If No state rationale – clinician not registered. • Being Open Initial Contact Date: 30/09/2013 Consent Required: No Consent Date: Telephone contact was attempted on 2/10/2013, and a voicemail message was left. Timeline of Events Date and Time Event 30 Aug 2013 Incident Number 5803176 07:28 07:28 07:29 new call received on behalf of a --- year old female who is unable to breathe. resource 0811, double crewed ambulance, allocated and mobile to incident. Despatch code 06D01, Breathing problems, not alert, allocated to incident with a response time of eight minutes. resource 0811 arrives on scene. CAD message: patient had a similar attack on Monday (26 Aug). resource 0811 leaves scene with patient. CAD message: --- year old female, cardiac arrest, CPR in progress. ETA at hospital five to ten minutes. CAD message: hospital informed. resource 0811 arrives at hospital with the patient. crew of resource 0811 call clear from the hospital. 07:30 07:32 07:48 08:11 08:12 08:16 08:37 Analysis of Findings Handling of emergency call: call was coded as a Red 2 eight minute response, and the responding resource arrived on scene two minutes after receipt of the call. Care and treatment of the patient: the attending member of staff advised that on arrival at the address he and his crewmate were presented with a --- year old female who was in distress and clearly hyperventilating. He and his crewmate began to take observations, which caused no concern apart from the raised respiration rate. This slowed as the patient became calmer, and after about ten minutes she advised that she felt much calmer. The patient had suffered a similar attack four days previously and seen her GP, and it was established that the patient had been diagnosed with cancer five weeks ago and she had just completed a course of chemotherapy. The patient’s daughter expressed concern about the crew not giving the patient oxygen, but as oxygen saturation level was 95% this was not considered necessary. Oxygen saturation levels of 95% and above are considered normal and do not require the administration of additional oxygen. The attending member of staff discussed the options available, which included contacting the hospital where the patient had undergone chemotherapy, referring to her GP or travelling to hospital for further assessment. In view of the early hour the GP referral was discounted as the patient would have had to wait for the surgery to open, and it was decided to take the patient to hospital for further observation. The patient was moved to the ambulance and monitoring equipment was put back in place, and the ambulance crew began their journey to hospital. The member of staff fitted a nasal mask to the patient to administer oxygen, and he cannot recall being advised that she was having difficulty breathing through her nose. A finger probe was also fitted to measure the patient’s oxygen saturation level, which was again recorded as 95%. Approximately 15 minutes into the journey the patient went into respiratory arrest and then cardiac arrest, and the member of staff fitted a bag and mask. He did have to briefly move some equipment to gain better access to the patient and he asked his colleague to pull over. Defibrilator pads were placed on the patient and then CPR was commenced. The patient was given a couple of shocks and the decision was taken to continue the journey to the hospital with CPR continuing. The hospital was alerted of the patient’s imminent arrival and she was moved straight through to resuscitation. Unfortunately the patient passed away shortly after arrival at the hospital. The member of staff has reviewed this incident and is unable to identify anything he would have done differently to bring about a different outcome. He acted promptly when the patient went into cardiac arrest, commencing basic life support techniques and maintaining these until arrival at the hospital .He would like to pass on his sincere condolences to the family. Clinical opinion and review of PRF: the divisional Locality Quality Manager (LQM) has reviewed the incident and advised that the decision not to administer oxygen is reasonable based on the patient’s observations and the national guidelines published by the British Thoracic Society. The recorded oxygen saturation levels were 95% in each case. Once on board the ambulance the patient was given low level oxygen to maintain in target range of 9497% and this was monitored with the pulse oximeter on the vehicle. The following issues were highlighted in respect of the PRF, and will be addressed with the member of staff in a file noted discussion: No time of arrest recorded. No evidence that ant treatment was given in terms of the arrest Initial rhythm recorded as Asystole and two shocks given… I am assuming the initial rhythm was VF/VT as two shocks were delivered and asystole is non-shockable. No documented evidence of assisted ventilations No documented drugs administered to treat an arrest. Conclusion It has been concluded that the attending member of staff took all possible action when the patient went into cardiac arrest, and the decision not to administer oxygen when the patient was first examined appears to be appropriate. Date Resolved: 29 October 2013 Status: Resolved Grade: Moderate Letter Date: 29 October 2013 Organisation and Divisional Recommendations Action: A file noted discussion to take place with the attending member of staff to highlight improvements which need to be made in respect of PRF completion. Improvement: Improvement in PRF completion as monitored by a random audit of ten PRF’s. Outcome Detail: Results of the PRF audit. For: Deadline: 31 December 2013 Evidence: File noted discussion confirmation and results of PRF audit. Evidence Gathered PRF CAD report Statement from attending member of staff Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: FC/2013/093 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other Incident Date: 29/09/2013 Source: Telephone Call Date Received: 30/09/2013 Written or Verbal: V Acknowledgement Date: 30/09/2013 Date Agreed: 25/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: 0 Initial Call Coding: Base: Patient's House Extension: XX Risk Rate and Score: 0 Green 2 Area/Divisional: Patient's Home Patient Outcome: Transported to hospital Concise Introduction to the Incident Summary: 2 Hour Delayed Response Case Type: Formal Complaints Case Details: ---year old patient fell at home and was unconscious. She has previously had a brain injury called arterial venous malformation (some sort of bleed) and this was explained to the call taker. It took 2 hours for the ambulance to arrive and during this time the call taker gave no first aid advice at all. Would like the call transcripts from this incident and from her previous complaint. Previous complaint for the same patient having a delayed response to brain haemorrhage- FC/016/11 and SI 20117619 Terms of Reference (TOR) • Why was there a delay of two hours in sending the ambulance? • Why was the previous medical history not taken into account? • Why was no first aid advice given? TOR agreed by: Complainant List Immediate Actions Date: 2 October 2013 Crew Stood Down: No. If No state rationale EOC delay Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No EOC delay Being Open Initial Contact Date: 30/09/2013 Consent Required: No Consent Date: Telephone contact attempted 2/10/2013. Voicemail message left. Timeline of Events Date and Time Event 29 Sept 2013 Incident Number 5874608/5874760 01:00 new call received, call ref. 5874608 on behalf of a female patient who has fallen down and hit her head. patient is a --- year old female who has fallen from standing and hit her head. The patient is conscious and breathing. Despatch code 17B01, fall, possibly dangerous body area, assessed as a Green 2 30 minute ambulance response. resource 3424, double crewed ambulance, allocated to incident but then stood down and diverted to a higher priority call with a Red 2 eight minute response as patient is not alert. further call received, call ref. 5874760. Call stopped as a duplicate of call ref. 5874608. resource 3012, double crewed ambulance, allocated to incident. resource 3012 mobile to incident. resource 3012 arrives on scene. resource 3012 leaves scene with patient. resource 3012 arrives at hospital with the patient. resource 3012 hand patient over to hospital staff. 01:02 01:03 01:28 02:09 02:30 02:31 02:54 03:10 03:29 03:43 Analysis of Findings Handling of emergency call: the call was correctly assessed as requiring a 30 minute ambulance response. The responding resource arrived on scene one hour and 54 minutes after receipt of the emergency call, missing the target on this occasion. Entries from PDM resource log: 00:03 Derbys holding 3 Green 2 calls and 4 Urgent calls. 00:47 Capacity Management Plan actions 1 and 2 implemented. 01:33 Derbyshire holding 3 Green 2 calls, 1 Green 4 call and 3 Urgent calls. 02:38 Derbyshire holding 1 Red 2 call and 1 Green 1 call. 03:53 Derbyshire holding 1 Green 2 call and 1 Urgent call. Entries from DERBYS resource log: 01:11 Derby south holding 1 auto back up, 2 Green 2 calls and 3 Doctors urgents. Review of audio files for both calls: the review of the audio files confirms that the patient’s previous medical history in 2011 was not passed on to the call taker, and appropriate medical advice was given on both calls to advise the caller how to stop the bleeding. Appropriate instructions were also given in respect of deterioration in the patient’s condition and the actions the caller should take pending arrival of an ambulance. Conclusion Due to the demand for emergency responses on the day of the incident the response was delayed until one hour and 54 minutes after receipt of the emergency call. Previous medical history was not relayed to the call taker, and appropriate first aid advice was given on both calls. Date Resolved: 29 Oct 2013 Status: Resolved Grade: Minor Letter Date: 29 Oct 2013 Evidence Gathered Cad report and call audit Audio files of emergency calls Resource log information for Performance Delivery Manager (PDM) and Derbyshire dispatch desk (DERBYS) resource logs. Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: FC/2013/094 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other Incident Date: 28/09/2013 Source: Telephone Call Date Received: 02/10/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 03/10/2013 Date Agreed: 29/10/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: G2 Risk Rate and Score: 0 Area/Divisional: Lincolnshire Patient Outcome: Released with bumps and bruises Extension: XX Concise Introduction to the Incident Summary: Delayed Response Case Type: Formal Complaints Case Details: Complainants wife was getting into her car but fell backwards and badly bumped her head on the pavement. 999 was called and very quickly a fire responder crew appeared at the scene (they came across the incident rather than being dispatched to it). The ambulance took around 2 hours to arrive. Why was the response time so long? Terms of Reference (TOR) • Why was the ambulance so long? Involvement and Support of Staff • • • • EMD – CAD 5872785 EMD – Fire call 2 and 6 EMD – Fire call 3 EMD – Fire call 5 Timeline of Events Date and Time Event 28 Sept 2013 Incident Number 5872757 11:20 999 call received to a female who had fallen in road, banged head. Call coded G2 requiring 30 minute response Community First Response (CFR) desk checks Resource Allocation (Res/Alloc) – complaint noted as not suitable. Dispatcher checks Res/Alloc – notes “K0 at present” Dispatcher checks Res/alloc – no vehicles available Incident Number 5872785 2nd 999 call received to patient. Call coded G2 Emergency Medical Dispatcher (EMD) notes Fire have found patient fallen and want to confirm Trust aware Dispatcher checks Res/Alloc – 7130 (OSM) at station eta 26 minutes; vehicles from Grimsby 64 minute ETA Fire call for ETA Fire call to state patient now has head pains Police requesting update Dispatcher checks res/alloc Fire stat patient is losing consciousness Dispatcher checks res/alloc Incident Number 5872907 New call created based on info from Fire that patient has deteriorated. Coded R2 requiring 8 minute response Crew assigned (7113) with 54 minutes ETA (not correct ETA from KL) Dispatcher checks Res/Alloc Police update Fire have run out of oxygen, patient fell out of vehicle, not in a good way Dispatcher checks Res/alloc East Division Resource Log (RL) states 2 crews from Gr helping in call area (62 minute running time) Dispatcher checks Res/Alloc 2nd Crew assigned (6323) with 62 minute eta Crew stood down (7113) Local responder assigned 3rd crew assigned (6710) with 26 min eta 2nd crew stood down (6323) East Division RL states local crew clear but have puncture Officers report – G2 – K0 – 7113 heading back from QEKL – 6323 running from Grimsby area – 6710 clear BPH closer than 6323 Fire state patient pulse now dropping Local responder arrives on scene Crew arrive on scene Crew leave scene Crew arrive hospital 11:22 11:26 11:29 11:36 11:52 11:59 12:01 12:03 12:14 12:18 12:19 12:21 12:22 12:25 12:27 12:30 12:34 12:37 12:38 12:39 12:40 12:43 12:45 12:48 12:49 13:01 13:07 13:08 13:24 14:01 Service Issues: East Division (East Dispatch) shortfall 1 crew and 3 Fast Response Vehicle (FRV) At time of call East holding: R2 x 1 in area of call; G1 x 2 (1 in area of call); 3 x G2 (1 in area of call) Analysis of Findings Call Handling: On 28 September 2013 at 11:20 a 999 call was received to patient fallen over. Call was coded as G2 requiring a response within 30 minutes. This call has been audited and found to be correctly handled. At 11:29 a second call was received to this patient. The call was audited as correctly coded a G2 response, but compliance issues were raised as call only scored 70%. The required minimum score is 90%. At 11:36 local Fire, driving by the location, come across the patient and call 999 to confirm we are aware of the call. Between this time and 13:01 six calls are placed by Fire, and Police to this patient. All call recording have been submitted to the Auditing Team to ascertain if the Emergency Medical Dispatchers (EMDs) handled the calls as per Trust policy. Call 1 and Call 4 were audited as correctly handled with new calls being created as patient condition had changed. During calls 2, 3, and 6 the EMDs ascertained that the patient condition had changed but did not create a new call. Call 5, the EMD did not ask if the patient condition had changed. These omissions were a breach of Trust Protocol. Due to the EMDs failures to input new calls and utilise the Advanced Medical Priority Dispatch System it is not possible to say if the call should have received a higher response or not. th Dispatch Handling: At 12:21 EMD creates a new call in response to Fire’s 4 call. The call is coded R2 and requires an on scene attendance of 8 minutes to the patient. This timescale is not achieved, as nearest Double Crewed Ambulance (DCA) is shown as having a minimum estimated time of arrival of 54 minutes. Dispatcher notes in the East Division Resource Log (RL) that there is a shortfall of 1 DCA and 3 Fast Response Vehicles (FRV). The Dispatcher notes they are currently holding 5 unassigned 999 calls, three of them being in the area of this call. The RL states that Dispatcher currently running two crews from Grimsby on blue light to assist with other calls, an estimate traveling time in excess of 1 and a quarter hours. This indicates high demand for Trust resources in this section of the Division. Based on the original call coding of G2, the Trust should have been on scene with this patient by 11:50 hours. This target was not met, and was exceeded by 78 minutes. Conclusion The original two calls were correctly coded as G2, requiring a 30 minute response. This timescale was exceeded by 78 minutes. Due to this the Trust failed in its duty of care to this patient. The Dispatcher acted correctly based on the coding that were received, and whilst experiencing high demand in the area. On four occasions Emergency Medical Dispatchers failed to generate new calls to the patient, based on information given by Fire. It is not possible to ascertain what coding these calls would have generated, or whether this would have resulted in a Trust vehicle arriving sooner. These omissions were a breach of Trust Protocols for handling calls from another Emergency Service. Date Resolved: Grade: Moderate Status: Unresolved Letter Date: 03/10/2013 Organisation and Divisional Recommendations Recommendations EMDs to be given feedback and advice where appropriate Action Training Team to arrange one to one feedback with EMDs who processed calls, either scoring less Lead Due Date 16/11/2013 Evidence Email confirmation of “Record of conversation” than the prerequisite 90%, or who failed to create a new call for the patient when required to do so Evidence Gathered WAV file of all calls Audit of calls CAD SOEs Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 095 Type: Patient Safety Category: Incident Date: Division: East Source: Email Date Received: 24/4/13 Written or Verbal: W Acknowledgement Date: 3/10/13 Date Agreed: Final Contact Date: Reported as Patient Safety Incident: Y Harm Rate: Major Initial Call Coding: Base: BBEOC R2 Risk Rate and Score: 0 Area/Divisional: East Patient Outcome: Baby Deceased Delays Incurred Reason for Delay: Email was sent to 2 recipients, one on long term leave other covering both roles. Email sent to secondary email account Extended/Agreed Completion Date: 29/10/13 Concise Introduction to the Incident Summary: Request was made for an emergency ambulance to The Practice to transfer a patient to Hospital, a phone call made at 1823 by the General Practitioner (GP). A solo Paramedic was sent. Once on site, the Paramedic made calls to the emergency services at 1840 and 1900 to expedite a blue light transfer. The ambulance arrived on site at 1915 (52 minutes after initial call). The Practice advised that the provision of a lone Paramedic to site provided very limited value to the provision of patient care/safety and in fact delayed the patient pathway to secondary care. Terms of Reference (TOR) • Establish if the call was correctly handled • Did the Dispatcher act correctly in sending a Fast Response Vehicle (FRV) • Ascertain if the attendance of the FRV delayed patient transport to hospital • Establish what communications occurred between FRV and Control • Ascertain what was the delay in Ambulance attending Involvement and Support of Staff Emergency Medical Dispatcher Dispatch Officer Dispatch Officer Paramedic 1 Paramedic 2 Technician Being Open Initial Contact Date: 18 October 2013 Complaint originally raised by Doctor’s Practice. Being Open letter sent to patient to advise her of the Trust investigation. Details for patient obtained from the Patient Report Form. Timeline of Events Date and Time Event 16 April 13 Incident Number 5479989 18:25 999 call from GP surgery received. --- year old female – 32 weeks pregnant bleeding. Call coded R2 – 8 minute response required Resource Allocation (Res/alloc) checked. Fast Response Vehicle (FRV) assigned with 11 minute ETA and informed K0 DCA Dispatcher checks Res/Alloc FRV arrives on scene FRV dispatcher puts out K0 (no unit available) to cover R2 call Dispatcher retrieves call and exits FRV dispatcher sends out 2nd K0 message to all crews in area for outstanding R2 call in area FRV calls control to confirm DCA from St on way Crew assigned with 15 minute ETA Crew held up at Level crossing Crew arrived FRV calls control to say clear call Crew leave scene Crew arrive hospital Crew clear hospital 18:26 18:27 18:30 18:36 18:36 18:43 18:45 18:51 18:52 19:03 19:09 19:15 19:17 19:37 20:43 Service Issues: 18:48 notes in the RL regards to 3 vehicle entrapment Road Traffic Collision (RTC) requiring 3 DCA in Boston area. Daily Performance shows the time this call was received was second highest for calls that day. Hospital handover delays at three main hospitals in this area from 20 to 36 minutes – target is 15 minutes Analysis of Findings Call Handling: On 16 April, 2013 at 18:25, a 999 call was received from a Doctor’s Surgery (The Practice). This call is to a female, --- weeks pregnant and having a PV (vaginal) bleed. The call was coded R2 requiring a Trust response within 8 minutes. This call has been audited correctly coded an R2 response. Dispatch Handling: The Dispatcher checked the Resource Allocation (Res/Alloc) to ascertain what vehicles were available to attend this call. As it was a call from a Doctor’s surgery Best Practice would require a Double Crewed Ambulance (DCA) be assigned. Under standard Dispatch Protocols, the Dispatcher is required to assign the nearest available resource to a R2 call. The Dispatcher complied with Trust Protocols by assigning the Fast Response Vehicle (FRV) to give support and assistance until a DCA was available. The implementation of the Trust Operating Instruction FRV A19 Response protocol is for when DCA resources are limited or delayed. The aim is to ensure that the appropriate level of support is given to Health Care Professionals (HCP) at all times. The FRV is advised to liaise with the health care practitioner, offer clinical support and update the Dispatch desk of any change in the patient’s condition. The Service Delivery Manager (SDM) states that this is not to replace the attendance of the DCA but is in recognition of the clinical experience of the FRV in attending immediate incidents daily. The Trust requirement, in these situations, is that a DCA attend to transport within 19 minutes. FRV arrived on scene 11 minutes after the call was received. This is outside the required timescale. The FRV was informed upon allocation to this call, that no DCA were available to back up, but that a crew was due on in the Stm area at 18:45. The Res/Alloc list showed the nearest available DCA was 56 minutes away, the remaining vehicles were indicated as on scene attending other calls. Only four FRV were shown available in the Res/Alloc check. At 18:29 the Divisional Resource Log registers that an entrapment Road Traffic Collision (RTC) was in progress in the Bstn area and three DCA were required as Red backup. At 18:36 and 18:45 the Dispatcher placed open broadcasts to all crews in the Division. The messages were to alert all DCA that the Dispatcher was unable to allocate to this R2 call, and requested any free resources call into control. The Hospital Handover report for this date shows all three hospitals in the area exceeding the 15 minute requirement to handover patients. These issues contributed to the inability of the Trust to ensure a DCA arrived on scene within 19 minutes. Conclusion The call was correctly handled by the Emergency Medical Dispatcher and assigned a Red 2 (8 minute response). The Dispatcher then acted correctly by assigning a Fast Response Vehicle (FRV) to this patient. There were no double crewed ambulances (DCA) available in the area, and so the Dispatcher was required to assign the nearest vehicle to offer support and assistance till a DCA resource could be sent. The attendance of the FRV was a correct assignment under the Dispatch deployment policies. The FRV did not achieve the 8 minute response. The DCA then took 44 minutes to arrive on scene. Due to these delays, the Trust failed in its duty of care to this patient. Radio transmission between the FRV and control have been located for the initial allocation, and for the radio message at 18:51. On allocation the FRV was aware that there were no DCA available to provide a backup. On the 18:51 message the FRV called to check that a Double Crewed Ambulance (DCA) was on way. The Dispatcher confirmed that the DCA was on way. No trace has been found of the radio transmission at 19:00. A search of all records, 10 minutes either side of this time scale have not been able to locate it. At the time of this call the nearest available DCA was showing 56 minutes away. At the same time as this call there was an entrapment Road Traffic Collision in progress within the Division. This required multiple units to attend, and affected the Trusts ability to attend the GP surgery with a Double Crewed. Date Resolved: Grade: Status: Unresolved Letter Date: Organisation and Divisional Recommendations None Evidence Gathered WAV radio transmissions Daily performance data EOC operation Instruction A19 Dispatch Deployment Framework RTC CAD WAV file 999 call PRF PRF clinical assessment East Resource Log Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. PALS Form JC/PALS/0370/13 FC/2013/096 JC/PALS/0370/13 Section A: To be completed on receipt of concern Enquirer Name: Correspondence Address: Response required: Enquirer phone no: Enquirer category: Type of concern: Date of incident: Description: Incident Location: Patient Name: Patient Address: Patient phone no: Patient Deceased: Date Received: Date due back: PALS Coordinator: Initial grading: Area: Service Delivery: Purchaser: Investigator: Staff involved & Station: How Received: Acknowledge date: Logged by: Enquirer is patient? No Not stated Letter Email Phone (delete as required) Call Management (Timeliness, Activation/Response) 23 July 2013 Unhappy with call code and no ambulance sent. No 26 July 2013 20 August 2013 Minor Nottinghamshire A&E Control Nottingham (A/E Control) *A&E Nottinghamshire Pals.office 26 July 2013 Section B: The Investigating Officer’s Report Chronology of On 23rd July, 2013 Events: At 17:08 hours CAD 5711883 coded Green 4 (triage within 60 minutes) At 17:38 hours the CAT team rang the caller back (30 minutes) At 17:46 hours the call was stopped as nurse triage referred to other provider Investigation At 17:08 hours 999 call CAD 5711883 was received and correctly coded Report: 26A08 (sick person) Green 4 (triage within 60 minutes) The EMD noted on the CAD ‘leg gone white, in pain, thrombosis query’ At 17:09 hours a DCA was mobile to the scene. ETA 8 minutes At 17:11 hours the call was correctly passed to nurse triage At 17:12 hours the DCA was stood down. Reason CAT C At 17:46 hours the CAT team noted on the CAD ‘patient had recent heart surgery, leg wound healed where veins have been stripped, but circulation to left foot appears to be reduced, looks white and feels cold, patient has been able to mobilise on it but foot is numb. Able to make own way to A&E’ and the call was stopped as nurse triage referred to other provider. This call was covered by the Notts North dispatch desk and there is nothing of note in the Nottinghamshire resource log. Below is taken from the PDM’s resource log:23 Jul 2013 16:39 hours Call from ------------------:- With immediate affect G4 calls will now be triaged within 240 mins and not 60 mins. R1 and R2 assessment will now cease. CAT will now focus on G calls. 23 Jul 2013 17:32 hours Standing water reported in several locations across Notts from heavy rainfall 23 Jul 2013 17:37 hours Resources reporting can only travel 20 miles due to heavy rain and standing water in Notts Daily performance figures for Nottinghamshire on 23/07/2013 A8 = 63% G1 = 75% G2 = 68% Conclusion answering the scope of the concern The control training and quality assurance team have evaluated this call and their report is attached. In summary:- Total compliance score 100% The call was handled and coded correctly. The EMD did advise a specialist clinician would be calling back to arrange the best form of treatment for him. The CAT team ring back has been audited and their report is attached. In summary:- Total compliance score 100% I have clinically audited this call and can confirm it was an exemplary call. The caller had stated she was unhappy at having to wait 30 minutes for a call back. The call back parameter for a G4 call is 60 minutes so the nurse was correct in explaining this. After the triage questions were completed an ambulance was offered but was turned down as the patient had managed to arrange his own transport. This arrangement was accepted by the nurse. Regards --------------------------IO update to report 4/11/2013: The call was correctly coded, and the caller was advised that a clinician would be calling back to undertake a further assessment. When the clinician did call back 30 minutes later the timeframe was questioned and the clinician did advise that the target timeframe for a call back was 60 minutes. The clinician spoke to the patient and undertook a further assessment. On conclusion of this assessment the clinician advised that an ambulance would be sent, at which point the patient volunteered the information that he had transport available to take him to Bassetlaw hospital. On this basis the call was closed with the patient making their own way to the hospital. Section C: Action Plan to be completed by Investigating Officer Has the potential future risk of recurrence been identified: If yes what? Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified: Service Improvements Identified: Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified Service Improvements Identified: Section D: Sign off to be completed by the PALS Coordinator Date returned to PALS Coordinator: Response/actions by PALS Coordinator: Description and Consequences Report Unique Reference: FC/2013/097 Type: Driving Category: Innapropriate Driving Actions Incident Date: 06/10/2013 Written or Verbal: W Acknowledgement Date: 08/10/2013 Date Agreed: 01/11/2013 Final Contact Date: Source: PALS Office Date Received: 07/10/2013 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Nil Initial Call Coding: Base: Public Place Extension: XX R1 – Cardiac arrest Risk Rate and Score: 0 Area/Divisional: Lincolnshire Patient Outcome: N/A Concise Introduction to the Incident Summary: Dangerous Driving Case Type: Formal Complaints Case Details: At approximately 15:07 some on the A46 east vehicles travelling north were forced to take evasive action as an emergency ambulance, came over the brow of the hill on the wrong side of the road directly into the path of oncoming traffic. Complainant believes ambulance driver’s actions constitute dangerous driving. LINCOLNSHIRE POLICE INCIDENT REF: 295 06/10/2013 Terms of Reference (TOR) • Discover what ambulance was being driven down the road at this time? • What reason was the vehicle being driven on blue lights for? • Was the vehicle being driven as per Trust policy for Blue Light condition? • Establish what actions, if any, police are taking in the matter? Timeline of Events Date and Time Event 6 Oct 2013 13:58 13:59 14:06 14:08 14:15 14:44 14:48 15:07 15:09 15:12 15:53 16:24 16:25 Incident Number 5892893 999 call received to patient in Cardiac Arrest DCA1 assigned DCA2 assigned DCA1 arrived DCA2 arrived DCA1 leaves scene with patient DCA2 leaves scene Complainant takes evasive action to avoid South Bound blue light DCA1 on A15 Complainant passes DCA2 traveling normal road speed same raod DCA1 arrives hospital DCA2 arrives hospital DCA1 clears call DCA2 clears call Analysis of Findings On the 6 October 2013 at 13:58 a 999 call is received to a cardiac arrest. Two Trust Double Crewed Ambulances (DCA) attend the address and started Advanced Life Support (ALS). After working on the patient for 46 minutes DCA1 leaves scene with patient on board. DCA1 is then driven down the A15 under blue light conditions. DCA1 is driven by a newly qualified Emergency Care Assistant whilst ALS is continued in the rear of the ambulance. This complies with the Trust Driving Policy V2.1 At approximately 15:06, DCA1 is southbound along the A14, approaching the A46 roundabout. The section of the road is a single carriage way road and is long straight with a 50 miles an hour speed limit. The reason for the speed restriction is because the road has multiple “blind” dips, marked by solid white lines. These dips create blind spots on the road ahead. The Complainant was driving Northbound with his family on board. Two cars were ahead of the Complainants car. The Complainant noticed blue emergency lights in the distance. There was traffic both on the northbound carriageway, and travelling south towards the junction with the A46. The Complainant states he was therefore aware at some point that he “might be expected to be as considerate as possible for an emergency vehicle.” At approximately 15:07 some 750m north of the A46/A15 junction the Complainant states he, and the cars ahead of him, were forced to take evasive action. The Complainant reports that the ambulance, came over the brow of the hill on the wrong side of the road directly into the path of the oncoming traffic. The Northbound cars were able to pull into a layby and come to abrupt stop. The Complainants car came to a stop in the last section of the layby, striking a pothole as he did so. At the time of investigation the Complainant did not believe any damage was caused to his vehicle by this. The Complainant believes had the traffic travelling north not taken drastic and immediate action, the position of the ambulance “would unquestionably have caused a head on traffic accident with closing speeds of 100mph or more.” The ambulance then continued to the hospital on blue lights. Following the incident the Complainant contacted Police and reported the driver of DCA1 for Dangerous Driving 295 06/10/2013. Police have been spoken to regards to the incident. Police report that the Complainant has decided not to pursue the allegation further at this time. The Complainant has the right to apply for a summons up to 6 months after the date of the incident, so cannot be classed as closed at this stage. The Emergency Operations Centre (EOC) was notified by Police of the allegation and action was taken to identify the ambulance involved. The Duty Manager (DM) identified the vehicle involved as the Complainant passed another, non-blue light DCA was on the road north of the incident location. Enquiries established that the only ambulance of the two, that was running on blue lights was DCA1. Team Leader spoke with the ECA regards the matter. The ECA stated he was not aware of the near miss incident, but has confirmed he did overtake vehicles on the approach to the roundabout. The ECA gave his speed at approximately 25 miles per hour. Request for tracking data on the vehicle has been made, but no data has been received to confirm the ECA statement regards to speed. The Team Leader has confirmed that the ECA has been re-advised of the dangers of hidden dips and other road markings to consider when responding. The Complainant appreciates that DCA1 was working on a seriously ill patient, but states that the dangerous manner in which DCA1 came over the brow cannot be negated on this basis. The Complainant is concerned that all blue light drivers should be of a sufficient standard that their response does not endanger others. Due to the nature of the incident, and the danger the Complainant feels he and his family were placed in, the Complainant requests that the ECP’s driving be re-evaluated to ensure he is competent to respond. The Incidents Involving Ambulance Service Vehicles V5.0 states that Driver’s involved in Road Traffic Collisions will be subject to re-assessment. This incident does not fall under the remit of this policy, but the nature of the incident has caused the member of public concern for the safety of his family. Due to this the Complainant has notified the police that the ECP’s actions amounted to Dangerous driving. The Complainant will not take the matter further if he can be assured the ECP’s blue light driving skills are to be reviewed by the Trust. Conclusion The Double Crewed Ambulance (DCA1) was being driven down this road transporting a patient in active Cardiac Arrest. DCA1 was travelling on blue lights and sirens, with DCA2 some way behind and travelling at normal road speed. This response complied with the Trust Policy for Blue Light Driving under the Driving Policy V12. The Complainant has notified Police that he feels that the ECP’s actions equated to Dangerous Driving. The incident with Police is currently registered as no action. The Complainant is happy for proceedings to be closed with the Trust, and Police, if he receives assurance that the ECP’s blue light training is re-assessed. The ECP is new to the Trust and only recently trained to respond on blue lights. Date Resolved: Grade: Moderate Status: Unresolved Letter Date: Organisation and Divisional Recommendations Recommendation ECA training and support to be reviewed Action Team Leader to liaise with Driver Trainer regards to any additional Lead Due Date 4/02/2013 Evidence Copy of assessment review training and supportive action required regards to blue light driving Evidence Gathered Driving Policy V2.1 CAD 5892893 Email copies Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: FC/2013/098 Type: Patient Care Issue Category: Transport (Ambulance And Other Incident Date: 3/10/2013 Source: E-mail Date Received: 09/10/2013 Written or Verbal: W Acknowledgement Date: 09/10/2013 Date Agreed: 07/11/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: Patient's House Doctors Urgent 2 hr Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Patient travelled next day Concise Introduction to the Incident Summary: Delayed response Case Type: Formal Complaints Case Details: Thursday 3rd October at around 3.00pm, ------------ Surgery in Leicestershire, contacted East Midlands Ambulance Service to book an ambulance for that afternoon to Leicester Royal Infirmary for my --- year old father. He has a cancerous tumour and the --------- Doctor believed he had an infection. He was told to go home and the ambulance would be with him within two hours. He did later receive a call - presumably from the ambulance service - saying it would be delayed. My father sat in home awaiting the ambulance until 9.45pm when he rang me to say he had had enough and was retiring to bed. I have today checked with the ambulance service who claim it arrived at 9.41pm. My father is adamant - and there is nothing wrong with his hearing that no ambulance arrived at his home. Terms of Reference (TOR) • Why was there such a delay for an ambulance? • Why did the ambulance service say an ambulance turned up at 21:41? TOR agreed by: Complainant Date: 9/10/2013 List Immediate Actions Call audio records and CAD reports Being Open Initial Contact Date: 14/10/2013 Consent Required: No Consent Date: E-mail contact made 14 Oct 2013 Timeline of Events Date and Time Event 3 Oct 2013 Incident Number 5885312/5885948 15:07 new call received on behalf of a --- year old who is thought to have an infection. The call is received from a Doctors surgery and the request is for an ambulance within two hours. Call from the Emergency Operations Centre (EOC) to the doctor’s surgery to request an extension as no resource available. Two hour extension agreed by the doctor. Call received from the Leicester Royal Infirmary (LRI) asking when patient would arrive. Advised LRI of the delay and that we would make a welfare call to the patient. (No record of the welfare call.) Call upgraded to a Green 1 20 minute response due to the length of time waiting and condition of the patient. New call created, call ref. 5885948. Resource 4615, double crewed ambulance, allocated and mobile to patient. Resource 4615 arrives on scene. Call made to patient advising that ambulance was outside and was unable to gain access. The patient advised that he had just got into bed and he was not turning out now. Patient was advised that EMAS would arrange for another vehicle for the next morning, but he advised that he had arranged for a friend to take him in around nine am. CAD message: called patient as crew struggling to gain access. Patient has just got into bed and does not want to go to hospital now. Patient advised a friend is taking him into hospital the next morning. Ambulance cancelled. 16:49 19:05 20:17 20:25 21:22 21:41 21:52 21:56 Analysis of Findings Handling of emergency call: the original call was a doctor’s urgent request for a two hour response. As the two hour deadline approached an extension of two hours was requested and granted by the doctor. The call was upgraded to a Green 1 20 minute response at 20:17 and the resource arrived on scene at 21:41, which was a response time of six hours and 34 minutes. This was considerably outside the original request and the upgraded timeframe. A welfare call should have been made to the patient but was not received. Notes from PDM resource log: 15:45 Leics holding two Red 2 calls, one Green 2 call and 14 urgent calls. 20:06 Leics holding six Green 2 calls and six urgent calls. Notes from LEICS resource log: 13:53 Leics rural holding two green 1 calls. 15:42 Leics holding one red 2 call. 19:33 holding four green 2 calls. 20:48 holding one green 1 call and five green 2 calls. Conclusion The delay in providing a response was due to the high demand for emergency responses on the day of the incident. The correct procedure was followed to request an extension to the timeframe from the doctor, and the call was upgraded by a clinician in view of the length of time the patient had waited. There is no record of a welfare call being made to the patient. Date Resolved: 4 November 2013 Grade: Moderate Status: Resolved Letter Date: 4 November 2013 Organisation and Divisional Recommendations Action: A reminder should be cascaded to the EOC staff responsible for making welfare calls to patients where a request falls out of time that the welfare call should take place on each occasion. Improvement: Welfare calls to all patients Outcome Detail: All uncovered calls receive a welfare check when they fall out of time. For: Performance Delivery Manager EOC Deadline: 31 December 2013 Evidence: Copy of communication to staff. Evidence Gathered Audio records of calls CAD report Notes from the Performance Delivery Manager (PDM) and Leicestershire dispatch desk (LEICS) resource logs Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/099 Type: EOC Issue Category: AMPDS/CAT Assessment Incident Date: 15/09/2013 Source: Telephone Call Date Received: 10/10/2013 Written or Verbal: V Acknowledgement Date: 11/10/2013 Date Agreed: 06/11/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Nil Initial Call Coding: Base: East Division HQ Extension: XX G3 Risk Rate and Score: 0 Area/Divisional: Lincolnshire Patient Outcome: Treated at AE and discharged Concise Introduction to the Incident Summary: Call Handling -Was PALS/13/00210 Case Type: Formal Complaints Case Details: Wife would like to know why their call was sent to Clinical Assessment Team instead of having an ambulance immediately sent out. Terms of Reference (TOR) • Was the call correctly handled? • Was sending call to Clinical Assessment Team (CAT) correct action? • Was the call correctly handled by the CAT? • Why does the Trust not send out ambulances when people call? Timeline of Events Date and Time Event 15 Sept 2013 01:41 01:42 01:43 Incident Number 5840016 999 call received to male with upper abdominal pain DCA assigned with 22 minute ETA Call is coded G3 and sent to Clinical Assessment Team 01:45 02:06 02:10 02:13 02:21 02:29 02:41 02:54 02:56 03:00 03:45 DCA stood down CAT rang back Incident Number 5840016 CAT create new call and upgrade to G1 – 20 minute response required Fast Response Vehicle (FRV) allocated with 6 minute ETA FRV arrives on scene FRV requests Red Backup. DCA assigned with 19 minute ETA DCA arrives on scene DCA leaves for PBH CAD notes: ‘crew running red to Pilgrim, patient has ST elevation and an LBBB, need to go to Pilgrim for stabilization first, has pre-alerted’ DCA arrives PBH CAD notes: ‘crew taking patient to Lincoln County Hospital.’ Analysis of Findings On the 15 September 2013, a 999 call was received to a male with abdominal pains. The call was taken through the Advanced Medical Priority System (AMPDS) and given a coding of G3. This requires that the call be passed to the Clinical Assessment Team (CAT) for further assessment within 20 minutes. The call has been audited as correctly handled. At 2:06 the Clinical Assessment Team (CAT) called the patient back. Four minutes after connecting to the address, the CAT upgraded the call to a G1, requiring a 20 minute response. The clinical audit of the call shows that the call was audited as correctly handled. A Fast Response Vehicle (FRV) was assigned at 02:13, and arrived on scene within 11 minutes. The FRV then requested Red (immediate) blue light back up from a Double Crewed Ambulance (DCA). The patient was then taken to PBH for stabilisation for a heart attack, before being taken to LCH. The Advanced Medical Priority System (AMPDS) is a telephone triage system. This allows our Emergency Medical Dispatchers (EMD) to follow a highly developed set of questions to categorise emergency calls, and identify immediate life threatening cases. The system then creates a code based on the responses given by the caller. The Department of Health review all the codes, allocate a response and creates a national database for the UK ambulance service Trusts. The Trust follows these codes as per the Department of Health guidelines. When a call is coded G3 or G4 a member of the Clinical Assessment Team calls back to ensure a thorough assessment is carried out so con Conclusion The call received for this patient was correctly handled based on the information provided by the caller. The call was then passed to the Clinical Assessment Team (CAT) for further triage. This action was correct, and complied with the Department of Health guidelines. The patient’s wife was concerned as to why an ambulance is not sent to everyone that calls 999. The Trust’s resources are finite, and so it is essential that we identify those in most need of our assistance, whilst sign posting other patient’s to more suitable treatment options. There is always a concern that this system may fail to identify patient in need, so an additional layer of triage was set up. By utilising the CAT assessors the Trust can identify patients with potentially life threatening conditions that the original questions failed to identify. In the case of this patient, the CAT assessor immediately identified the patient’s condition was time critical and upgraded the call to an 20 minute response. Date Resolved: Grade: Minor Status: Unresolved Letter Date: 12/11/13 Evidence Gathered rd 3 party share consent form CAD SOE 5810016 CAD SOE 2840086 PALS 210 call audit PRF CAT audit WAV cat call audit Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/100 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other Incident Date: 08/10/2013 Source: PALS Office Date Received: 10/10/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 11/10/2013 Date Agreed: 06/11/2013 Final Contact Date: «RESOLVE_DT» Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Minor Initial Call Coding: Base: Public Place Extension: XX G2 Risk Rate and Score: 0 Area/Divisional: HP EOC Patient Outcome: Treated at AE Concise Introduction to the Incident Summary: Non Deployment To ---yo In RTC Case Type: Formal Complaints Case Details: The Trust received a 999 call from Police for a Road Traffic Collision (RTC) involving a --- year old with head injury. The police rang for an ambulance 3 times to be told non were available. Due to delay patient was taken to hospital by family. On arrival at the LRI family saw 6 ambulances parked up. Terms of Reference (TOR) • How many calls were made by Police to this call? • Were all calls correctly handled? • Why were Police told there was no ambulances? • Was there a delay? • What was the cause of the delay? • Why were 6 ambulances at LRI when the family arrived? Timeline of Events Date and Time Event 8 Oct 2013 Incident Number 5895222 18:30 999 call received from Police. Road Traffic Collision (RTC); two vehicle; small child bleeding from the nose Call coded G2 (29B01) – requiring a 30 minute response Community First Responder (CFR) checked Resource Allocation (Res/Alloc) – Complaint not suitable for responder Divisional Resource Log (RL) incoming Dispatch Officer (DO) notes minimal cover on shift change; holding 1 x Red Backup; 2 x G2 (oldest 17:55); 5 x Doctors Urgent – awaiting available resources Divisional RL: holding 5 x G2 calls Dispatcher checks Res/Alloc Police call for ETA; Dispatcher checks Res/Alloc Divisional RL: running distances to R2 x 3 calls North West Division Divisional RL: two FRV off line due to vehicle failure Divisional RL: Holding multiple calls, Dispatch Manager (DM) aware Police call for ETA Divisional RL: Capacity Management Plan (CMP) 1&2 implemented Call viewed by PTL Dispatcher checks Res/Alloc; Notes that no vehicle available and holding emergency calls. Out of Performance reason set: High Demand in Area Duty Manager Log notes Division placed in local Capacity Management Plan (CMP) 1&2, holding 13 uncovered calls Police call to state that relatives will transport to hospital. Dispatcher checks Res/Alloc Call stopped Call to Police advising that Division in CMP 18:33 18:34 18:36 18:38 18:52 18:53 18:56 19:07 19:09 19:10 19:12 19:13 19:15 19:23 19:24 19:27 Analysis of Findings th On the 8 Oct 2013, at 18:30, a 999 call was received to a Road Traffic Collision (RTC) where a small child was reported to be bleeding from the nose. This call was made by the police and coded as a G2 response. This requires that a 30 minute on scene response by the Trust. This call has been audited as correctly coded. The Community First Responder (CFR) desk checked to see if a local volunteer responder was available to attend. No responders in the area are cleared to attend Road Traffic Collisions, or to attend Paediatric patients, so the CFR desk were unable to assign anyone to this detail. The CFR desk acted correctly in this matter. At 18:38, the Dispatch Officer(DO) checks the Resource Allocation (Res/Alloc) function to establish which vehicles are in the area to attend the call. Four vehicles are shown as available but they are not assigned to this call. One vehicle is a Fast Response Vehicle (FRV) that is reserved for R1 calls only, and two are for dealing with Doctor’s Urgents only. The Doctor’s Urgents vehicles can only be assigned to calls if the Urgent Desk authorises their deployment in times when there are no outstanding Urgent details. The final vehicle was manned by a single Emergency Care Assistant (ECA). The Dispatch Deployment Framework (DDF), Oct 13, states that “a single ECA will not be permitted to respond under any circumstances”. The DO’s decision not to assign any of these four vehicles was correct. At 18:52, the Police state they made an additional call for an ETA. A search of the Telephony and Radio system has resulted in no trace of the recording. The complainant has stated Police called the Trust on three occasions, and this corresponds with the number of calls located on the Trust systems. The Police did call at this time for another call, unrelated to this detail. This call has been listened to, and there is no mention of this patient at any point. The DO checks the Res/Alloc at this time, but is unable to assign to the call. The only vehicles available was the ones noted above, and one Double Crewed Ambulance (DCA) that was in its meal break window. Under the DDF, no vehicle within its meal break window can be assigned to a call that is coded G1 and G2. The decision of the DO not to assign any of these vehicles was correct. At 19:10, the DO notes that there is High Demand in the area, and that the Division is holding multiple calls. The Divisional RL notes that Capacity Management Plan (CMP) 1&2 is locally activated, with resources running distances to cover R2 (8 minutes response) calls. This means that the number of calls coming into the Division is currently outstripping the resources available to respond. At this time, the Police call for an update on the Trust’s attendance to this call. The Emergency Medical Dispatcher (EMD) acted correctly in informing the Police there was no ETA at that time. The EMD then established that there was no change in the patient’s condition and so was not required to enter a new call for this incident. The Police were not given the CMP speech by the EMD, telling them that there is no ambulance available and advising patient to make own way to hospital, as it was received at the same time as the Plan was instigated. The patient’s family state that when they transported the patient to hospital themselves there were 6 ambulances parked up. Interrogation of the Hospital handover data has established the 6 vehicles that the family appear to be referring to, details of which are in the table below. Arrived Hospital to Handover time (00:15:00) 00:51:00 Time outside of required Handover time Total time at hospital (00:30:00) Reason for delay 00:36:00 Handover time to resource clear (00:15:00) 00:00:27 00:51:27 No beds Fall 00:30:00 00:15:00 00:11:33 00:41:33 No Clinical Staff G2 (17:25hrs) Fall 00:15:00 00:00:00 00:13:09 00:28:09 R2 Chest pain 00:10:00 00:05:00 00:07:00 00:17:00 R2 Stroke 00:15:16 00:00:16 00:10:33 00:25:49 R2 Agonal Breathing 00:15:00 00:00:00 00:10:41 00:25:41 Call Coding Problem R2 Emergency Transfer G1 Complex Clinical Handover All ambulances identified were in the process of handing over patients, with 3 vehicles being subject to unavoidable delays resulting in required timescales being breached. All breaches related to hospital delays, with all Trust resources becoming available for additional calls within the required times. All calls that these vehicles attended have also been assessed, and all were correctly assigned by the Dispatcher. They were either higher priority calls, or calls with same coding but were received before this 999 call was made. Conclusion How many calls were made by Police to this call? Police records note that four calls were made to the Trust - 18:30; 18:52; 19:10; and 19:23. Searches have been made of the Telephony and Radio systems to locate all calls . The call time given as 18:52 has not been located. The Police did contact the Trust at this time, but this was in relation to another patient on a different call. The Trust records show only three calls were received from Police for this patient. This corresponds with the number of calls specified by the complainant. Were all calls correctly handled? Yes. All calls received were correctly handled. The initial call was coded as a G2 call, requiring a 30 minute response. The second call the Police stated that there was no change in the patient’s condition, so the Emergency Medical Dispatcher (EMD) acted correctly by not starting a new call. The third call the Police stated that family were making their own way to hospital. Why were Police told there was no ambulances? The Police were not told that there were no ambulances. The Police were informed that the EMD was unable to give an estimated time of arrival as no vehicle had yet been assigned to the call. When the 19:10 call came in from Police, the Division went into Capacity Management Plan (CMP) 1 & 2. This is where the number of calls are outstripping the Trust’s available resources. Within this plan is the requirement for the EMD to give a specific speech to Police. This speech notifies Police that there is no available ambulances to attend the patient, and ask that they advise people to make their own way to hospital where possible. As this call coincided with the implementation of CMP, the Police were not given this speech for this call and so were not told that there were no ambulances to send. Was there a delay? Yes, there was a delay. The call was coded as requiring a 30 minute response, but by 19:00 a resource had not been assigned. When Police called to state family were taking the patient to hospital it was 53 minutes after the original call. The 30 minute timescale was not met, and due to this the Trust failed in its duty of care to this patient. What was the cause of the delay? When this call was received the Division was holding 8 calls that were awaiting resources for assignment, three of which had to be dealt with before this call. The Dispatch Officer made notes in the Divisional Resource Log throughout, showing that the Division was subject to a high demand of calls, and that vehicles were now running distances to attend to R2 (8 minute calls). At 18:56, the Divisional issues were further compounded by two Fast Response Vehicles becoming unavailable due to mechanical failures. The Dispatcher acted correctly in dealing with this call, as per the Dispatch Deployment Framework, Oct 13. The Community First Responder (CFR) desk attempted to allocate a volunteer responder to this call, but none in the area were qualified to attend trauma events, such as Road Traffic Accidents, or to deal with child patients. The CFR Desks actions also complied with the Dispatch Deployment Framework, Oct 13. Why were 6 ambulances at LRI when the family arrived? Six ambulances have been identified as being at the hospital for the timescale that the family arrived. The hospital handover data shows that 3 were subject to delays outside of their control - unable to hand over due to: lack of beds; no clinical staff and due to a complex handover. All 6 crews, when handover of their patient was completed, made themselves available for additional calls promptly and within required timescales. Each of the calls that the 6 ambulances attended have been assessed as well. All were correctly allocated by the Dispatcher ahead of this 999 call. They were either a higher priority call, or a call with the same coding received before the 999 call for this patient was made. Date Resolved: Grade: Moderate Status: Unresolved Letter Date: Organisation and Divisional Recommendations None Organisational Lessons Learned Evidence Gathered WAV file 999 call Dispatch Deployment Framework Oct 13 WAV files Police calls x 3 WAV file for unrelated call at 18:52 Handover data CAD SOE Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Appendix Arrived Hospital to Handover time (00:15:00) 00:51:00 Time outside of required Handover time 00:36:00 Handover time to resource clear (00:15:00) 00:00:27 Total time at hospital (00:30:00) Reason for delay 00:51:27 No beds Fall 00:30:00 00:15:00 00:11:33 00:41:33 No Clinical Staff G2 (Received 17:25) Fall 00:15:00 00:00:00 00:13:09 00:28:09 R2 Chest pain 00:10:00 00:05:00 00:07:00 00:17:00 R2 Stroke 00:15:16 00:00:16 00:10:33 00:25:49 R2 Agonal Breathing 00:15:00 00:00:00 00:10:41 00:25:41 Call Coding Problem R2 Emergency Transfer G1 Table of hand over data Complex Clinical Handover Description and Consequences Report Unique Reference: 2013 FC/2013/101 Type: Delayed Response To Green 1 Category: Transport Incident Date: 06/10/2013 Source: Email Date Received: 14/10/2013 Written or Verbal: W Acknowledgement Date: 14/10/2013 Date Agreed: 08/11/2013 Reason for Delay: Handed over to new IO. Once handed over the IO carried out a desk top study and provided verbal feedback to the complainant on the day. The 20 day KPI of feedback within timescale was met. Final Contact Date: Reported as Patient Safety Incident: Y Harm Rate: Unknown Initial Call Coding: Base: Leicseter G1 Area/Divisional: HP EOC Patient Outcome: N/K Concise Introduction to the Incident Attending a --- year old lady - Relatives arrived 9.45 a.m. on Sunday 6 October to find her slumped in a chair, unable to support or move her left side limbs and her speech was affected. Family dialled 999 immediately giving details of symptoms. 30 minutes later a further call was made to chase up ambulance to be told by dispatcher they had other emergencies and an ambulance would be on its way. 10.45 am Paramedic Fast Response Vehicle (FRV) arrived and after a very quick assessment radioed through to control; at which point a vehicle was dispatched. The ambulance arrived at 11.10 a.m. Terms of Reference (TOR) • Were the calls correctly handled, and coded? • What was the reason for the delay in attending the patient? Timeline of Events Date and Time Event 6 Oct 2013 Incident Number 1 09:52 09:53 999 call received to --- year old female with a stroke Dispatch Officer (DO) checks Resource Allocate (Res/Alloc) – FRV showing available Call coded G1 – response within 20 minutes required Community First Responder (CFR) Desk checks Res/Alloc – none in area DO checks Res/Alloc – FRV showing available Out of Performance Report: No vehicles; Holding 1 x Amber Backup; 1 X G1 and 1 X G2 09:57 10:03 10:10 10:11 10:17 10:30 10:33 10:34 DO checks Res/Alloc Incident Number 2 nd 2 999 call received to this patient – now worse, in and out of consciousness DO checks Res/Alloc Call coded G1 Divisional Resource Log (RL) – Holding 1 x Amber Backup; 1 x R2; 1 x G1; 1 x G2. DO checks Res/Alloc – FRV showing available Divisional RL – Holding 2 x G1; 3 x G2 DO checks Res/Alloc Double Crewed Ambulance (DCA) assigned and stood down immediately, diverted R2 10:41 10:43 10:49 10:52 11:00 11:02 11:16 11:22 11:34 11:50 12:20 Incident Number 3 rd 3 call received to patient from Lifeline centre – call is coded G2 Fast Response Vehicle (FRV) assigned FRV arrives on scene FRV requests Amber Backup DCA assigned DCA stood down – diverted to R2 outstanding DCA1 assigned – closest DCA DCA1 arrives on scene DCA1 leave scene DCA1 arrives at hospital DCA1 clears hospital Service Issues 07:09 11:03 11:18 11:21 CMP revoked Divisional DCA placed unavailable after a call for decontamination Divisional DCA placed unavailable due to brakes issue Divisional RL notes: holding 1 x G1; 7 x G2 and running distance to calls Analysis of Findings Trust Performance A8 (8 minute response ) – 63.7% against required 75% A19 (conveying response on scene within 19 minutes) – 90.93% against required 95% Green 1 calls – 65.56% against required 95% Green 2 calls – 73.36% against required 95% Trust call level at this time was relatively high in comparison to the rest of the day, but it was not the case in the Divisional area itself. The call demand in the Division does not appear to impact on the Divisions ability to respond. The Trust Operational emergency activity notes that there was a substantial (72.71%) increase in G1 calls across the Trust. Hospital Handover times in the area are not excessive. Both hospitals in the Divisional area are achieving the 15 minute handover target. Only one has breached this target by 7 minutes (22.44) over all the 24 hour period (94 vehicles attended). On the 6 October 2013, at 09:52, a 999 call was received to a --- year old female with a stroke. The call was coded as G1, requiring an on-scene attendance of 20 minutes. The call has been audited and found to be correctly coded. At 09:53, the Dispatch Officer (DO) checks the Resource Allocation (Res/Alloc) function to identify any vehicles in the area that could be assigned to this call. The DO then notes that the Division currently had no available vehicles in the area, with 4 emergency calls currently awaiting assignment. Emergency calls require a higher priority response and allocation of resources above that of any other existing pre coded call waiting. At 10:10, a second call is received to the patient, now described as condition worsened. The call was also coded as G1. The call has been audited as correctly handled. The DO checks Res/Alloc at 10:11, but is unable to assign a vehicle to the detail. The Divisional Resource Log (RL) at 10:17 shows that the Division is still holding 3 calls ahead of this detail, as per the Dispatch Deployment Framework, October 2013. The DO checks Res/Alloc at 10:30, and notes now holding only 1 call ahead of this detail (an earlier G1 call). At 10:41, a third call is received to the patient from a lifeline centre. The call receives a G2 (within 30 minute coding. This call has been audited as incorrectly handled. The Emergency Medical Dispatcher (EMD) failed to ask any Key Questions and instead input unknown for all questions. Due to this it is not possible to know if the final coding achieved was correct. The EMD is to receive a record of conversation relating to the handling of this call. At 10:43, the DO assigns a Fast Response Vehicle (FRV) to the patient. Four minutes after arriving on scene, the FRV requests amber backup from the next available Double Crewed Ambulance (DCA) on lights and sirens. This level of backup indicates that the patient is in a serious, but not immediately live threatening condition and can be diverted if necessary. At 11:02, a DCA is assigned, but then has to be diverted to a higher priority call. This is a correct action by the DO. The DO then assigns another DCA at 11:34, who attend scene and transport the patient. Consistently throughout all the Res/Alloc checks a single call sign was shown as available as a local hospital, but not assigned. Enquiries have confirmed that this vehicle was not manned, or logged on. Due to a technical malfunction this vehicle was showing at the last location recorded before the vehicles on board computer was switched off. This meant that the vehicle was not physically there, so could not be assigned to this detail. A review of Trust performance shows that there was underperformance across all levels of 999 calls. Though the Division does not experience a spike in calls at the time of the call, the Trust as a whole does. Notes within the Trust Operational Accident and Emergency (AE) activity shows that there is a 71% increase in the number of G1 (response within 20 minutes) calls received. A review of the hospital handover times shows no issue with regards to vehicles clearing for additional calls. The Divisional Resource Log (RL) does note that eight 999 calls are being held, with vehicles running a distance. All the Res/Alloc calls for this detail show that vehicles are already on scene of calls, at hospital or on way to appropriately assigned calls. Conclusion Were the calls correctly handled, and coded? The first two calls have been audited as correctly handled, and coded as G1. This requires that the Trust respond to the patient within 20 minutes. The third call, at 10:10, was incorrectly handled as the Emergency Medical Dispatcher (EMD) failed to ask the correct questions. Due to this it cannot be ascertained if the code assigned of G1 was correct. The EMD, in question, has been referred to the training team. An FRV was assigned, and arrived on scene, within 8 minutes of the third call being received so this coding issue did not affect the overall response time. Was there a delay in attending this patient? Yes. The Trust should have been on scene within 20 minutes, but did not arrive until 51 minutes after the first call. What was the reason for the delay in attending the patient? At the time of this call the Trust was under performing on all levels of 999 calls, including a substantial spike in G1 calls across the Trust (72.71%). The Resource Log sates that the Division was holding this call, along with a backup request from a paramedic on scene and a lower priority G2 call. Due to this delay the Trust failed in its duty of care to this patient. Date Resolved: Grade: Moderate Status: Unresolved Letter Date: 14/10/2013 Organisation and Divisional Recommendations Recommendation EMD scoring less than 90% for compliance to receive record of conversation Action Any EMD whose call was assessed as less the 90% required compliance level is to receive a record of conversation in a one to one setting (JB) Evidence Gathered WAV files 999 calls x 3 CAD SOE x 3 Call audits x 3 PRF x 2 Divisional RL Daily performance review Handover data Lead Due Date 12/12/13 Evidence Record of conversation Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/102 Type: Inappropriate Actions Category: Transport (Ambulance And Other Incident Date: 15/10/2013 Source: Email Date Received: 16/10/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 16/10/2013 Date Agreed: 12/11/2013 Final Contact Date: Reported as Patient Safety Incident: No Harm Rate: xx Initial Call Coding: N/A Base: Primary Care Setting Extension: N/A Risk Rate and Score: 0 Area/Divisional: Primary Care Setting Patient Outcome: N/A Concise Introduction to the Incident Summary: Alleged Inappropriate Behaviour Case Type: Formal Complaints Case Details: The ECA is alleged to have smacked a female on the bottom with his toughbook, and previously made remarks that have made her feel uncomfortable Terms of Reference (TOR) • Did the EMAS staff member inappropriately touch the hospital staff member? • Is there any previous history of incidents between these staff recorded? List Immediate Actions Crew Stood Down: No. None clinical accusation. Statements taken from all witnesses, crew and victim by ME. Involvement and Support of Staff • Staff support and involvement: Emergency Care Assistant, EE date: 19 April 2012. IPR date: 29 March 2013. Paramedic, EE date: 9 October 2012. IPR date: July 2013. Team Leader (TL) Emergency Department QMC colleague at QMC colleague checked mark from allegation provided support by TL and given appropriate referral information. HS supported by staff at QMC. Healthcare Decisions Panel (HDP) referral: No – Non clinical incident Being Open Initial Contact Date: 15/10/2013 Consent Required: No Consent Date: N/A Timeline of Events Unknown date Following her return from University and commencing work at , the Emergency Department (ED) HS recalls a remark made to her by the Emergency Care Assistant --- using words to the effect of “I’m glad you’re back”. --recalls saying “why’s that?” and the response was “something decent to look at” or words to that effect. This incident was not reported by ---, but --- and --- confirms that they are known to each other in a work capacity only. 15 October 2013 The crew (Paramedic and Emergency Care Assistant) attend the Hospital with a patient. They were recorded at 20.58 on Close Circuit Television (CCTV) walking through the Hospital corridor from 20:58hrs. At 20:59hrs, the CCTV footage shows --- with a colleague (---) towards the end of the corridor cleaning a Hospital trolley. The crew go towards and past HS at 20:59hrs. MH is seen walking along the corridor with the Toughbook in his right hand and trolley with the Patient on his left. The Paramedic is walking in front pulling the trolley with her back to ---. As he walks down the corridor, --- can be seen swinging his right arm and hand which is carrying the Toughbook. This is consistent with his gait all the way along the corridor. --- is not alone at the end of the corridor and comments made at the time by --- and the observations raised by the are reported to have been witnessed by the colleague ---. By 22:00hrs a Team Leader from East Midlands Ambulance Service (EMAS) is made aware of the accusations. Statements are taken from the staff and witnesses involved between 22:30hrs and 02:06hrs of the 16 October 2013. 30 October 2013 10:30 IO obtains copy of CCTV when incident occurs from security office at Hospital. Analysis of Findings Prior to the incident occurring on 15 October 2013, --- states she has received at least one inappropriate comment from ---. This was not reported or escalated at the time as --- states she did not think anything further would occur. On the evening of 15 October 2013 the crew (Paramedic and ECA) were attending Hospital taking in a Patient on a trolley after attending a job for East Midlands Ambulance Service. CCTV footage obtained from the Hospital Security Office show the crew walking past --- and ---. The Paramedic is at the head of the stretcher pulling with her back to --- and the alleged incident. --- is guiding the trolley with his left hand carrying an open Toughbook in his right. As --- approaches --- the Toughbook appears to swing out towards ---, whilst the --- continues to walk. Due to the angle of the footage, it is not possible to see when or confirm impact occurred. After the crew had passed ---, the footage shows she reacts by walking away from the trolley she was cleaning. --- speaks with another East Midlands Ambulance Service (EMAS) colleague and asks advice what to do about the incident. At this point she is advised to report the incident and speaks with the Sister in charge who reported the incident to EMAS. --- asks a further colleague --- to check her bottom which was the area reportedly hit, as this was causing her some discomfort. --- checks this and notices a small red mark which was fading. There was no bruising. The EMAS Team Leader is made aware of the allegations at 22:00hrs and begins to take statements from all involved. --- remembers walking past HS and catching her accidently with the Toughbook. He states he said sorry and that she made a comment that his actions were inappropriate. --- did not think anything further of the incident; as far as he was concerned it was an accident and continued along the corridor with the Patient. --- is reported to have been was upset that he has been reported for the accident and stated he had only ever previously seen --- in passing and no other inappropriate comments had been made. Conclusion The CCTV footage does show movement to the hand of --- however, it is not conclusive whether the contact was made intentionally or accidentally to ---. Contact was made by --- to ---. Previous comments made to --- by --- are not recorded. Date Resolved: Grade: Moderate Status: Unresolved Letter Date: 15/10/2013 Organisation and Divisional Recommendations Recommendation Paramedic to be reminded to remain professional at all times. Invite parties to become an EMAS dignity champion. Further incidents to be logged. --- to be regarding awareness. trained spatial Action Bulletin/communication to be processed by Medical Director to remind staff to remain professional at all times despite their opinions or feelings. Forward any relevant contact information to allow this. HS to log any other incidents which occur with EMAS. Team Leader to document conversation around spatial awareness. Report forwarded to Divisional HR for review. Report forwarded. Crew to attend current EE course. To be booked onto EE course via Organisational Learning. Lead Evidence Gathered Copy of statements from crew, victim and witnesses. CCTV footage Of incident Due Date Evidence 01/01/2014 Clinical Bulletin. 01/01/2014 Copy of email showing information forwarded. On going Copies of statements if further occurrences. 01/01/2014 Copy of record of conversation between TL and ---. 10/11/2013 Email or notification to Division on file. 01/12/2013 Email confirmation of booking made and completion from Organisational Learning. Formal Complaint Proforma Ref: FC/219/12 and FC 103/13 Section A: To be completed on receipt of Formal Complaint by admin Date Received: 17 October 2013 Complainant Name: Telephone Contact: Correspondence Address: Date of incident: 28 February 2013 Patient Name: Deceased? No How Received: Letter Relationship to patient: Their reference: Logged by: Incident Location: FC 219/12 - Road traffic collision patient had hurt her chest & it hurt to breathe. Ambulance crew wouldn't take her to hospital & told her to ring a friend for a lift is she wanted to go in. The patient was in hospital for five days with broken sternum, broken nose & collar bone. Brief details of the complaint: FC 103/13 – this complaint has been opened as the complainant was unhappy with the original response, and the re-opened case was not passed across as an active case when the Investigation Officer went absent from work. Pat. Assessment/Diagnosis (Quality of Care, Clinical Issue) Type of Complaint: Use of refusal to travel Division/Area: # A&E Nottinghamshire (A/E) Investigation Officer: (15 working days) Date for Investigation conclusion: 9 November 2013 14 November 2013 (20 working days) Date to post response letter: Section B: To be completed by the Investigation Officer Staff involved & Station: Initial grading & Rationale: Scope of Investigation (must include all complainant concerns) : Moderate Why wouldn’t the ambulance crew take the patient to hospital? Contact made with complainant: Contacted by telephone, very tearful and upset. 11 March 2013 Expectations of Complainant: Investigation and apology Date OSM/PTL/Manager informed: 11 March 2013 Staff involved informed: 11 March 2013 Immediate actions taken: Staff supported by PTL’s The Investigation Officer’s Report FC/219/12 Chronology of Events: Date of incident: 28 Feb 2013 Chronology developed from Computer aided Dispatch (CAD) sequence of events (SOE) for call reference 5362523 Time 1400hrs 1406hrs 1415hrs 1444hrs 1447hrs Events Call started on CAD. This was a ‘running call’ initiated as the crew came across a four car Road Traffic Collision (RTC) on -------------------------- as they were transiting back to Ripley from ---------------------------. They were traveling West, saw the RTC and turned round and parked safely behind the vehicles. CAD Note; Police informed CAD Note; 4 vehicle collision low impact - no major injury no entrapment - no further vehicles required 2313 Time Clear: 28 Feb 2013 14:44:36 CAD Note; 2 pts rtt (2 patients, refused to travel) Evidence Gathered: CAD SOE Electronic Patient Report Forms (ePRF) x 2 Clinical opinion on ePRF’s Complaint letter Analysis of Care Management or Service Delivery Issues: Handling of emergency call: the call was received from the attending crew after they had discovered a road traffic collision as they were travelling back to base. The crew made an initial assessment and advised that no other resources were required. Review of PRF’s: The divisional CQM was asked for a clinical opinion on the ePRF’s and supplied the following. I have reviewed the PRF and these are my comments From the comments section The PRF reports a four car RTC with this patient’s car being the third in the line. It reports that the speed was low 15mph and slowing. There is frontal and minimal rear impact. It is reported that the airbags had deployed but it is not specific which ones had activated. It is reported that the driver was wearing their seatbelt and they were not trapped. From the assessment it is reported that the patient was not knocked out and had a full recollection of events. The comments section continues to report the patient has a minor facial abrasion to the bridge of the nose (from airbags) and seatbelt trauma to the sternum which was tender on palpation. The chest is then examined and it is reported that there is equal chest expansion and clear chest sounds. A further comment is made that the drivers of the other three cars refused treatment/transport - I would ask were PRFs also completed for these patients? The past medical history reports that the patient has a history of asthma , thyroid problems and rheumatoid arthritis There are two full sets of observations recorded with all the observations recorded being within the normal range - there are even two pain scores The physical examination records an assessment of the relevant systems with no significant findings reported. In the Incident details section it is reported that the patient refused transport - the patient has also signed the refused treatment, refused transport section. The crew were on scene for 44 minutes From solely reviewing the PRF I feel that the appropriate assessments were carried out and that a thorough examination of the patient was conducted and documented. However there is no documentation around what advice was given to the patient and whether the patient was advised to attend hospital or not. It is clear that the patient had sustained some injuries as part of the RTC as they are documented but it is not clear what advice was given – if it was not explained to the patient that she had potentially sustained a sternal fracture she would not have sufficient information to make an informed decision around whether to refuse to travel or not. From the PRF I cannot really comment on the allegation that the patient felt bullied into not travelling. Statements of attending crew: Both members of staff were interviewed separately at their base station during a period of duty. --- requested union representation which was provided by the Unison Lead for Derbyshire. --declined to have any 3rd party present. Both members of staff were shown their ePRFs and also had access to the CAD as needed. Both had a good memory of the job and were very surprised that a complaint had been received as they felt that the call had generally gone well. Both members of staff gave an account which was consistent with the other but was not similar enough to make the investigator believe they had colluded beforehand. These members of staff are not regular crewmates. From their interview accounts / ePRF and CAD the following is proposed as the probable course of events. The crew had come clear at Kingsmill Hospital and were sent back to Ripley Ambulance Station to have their mid shift rest period as they were just inside of their meal break window. As they were driving west they saw that a four car road traffic collision (RTC) had occurred on the eastbound carriage way, just as the road changes from duel carriageway to single carriageway. They felt that this was a fast piece of road and the vehicles were in a dangerous position and so the made a U turn and parked at the rear of the RTC with their warning lights activated. The crew informed control that they had found an RTC and then started to move along the vehicles, checking each of the drivers / passengers. --- took the first vehicle they came to and --the second which was the vehicle with the complainant in. IA took a while assessing the two ladies in his vehicle, checking their c-spine and generally assessing their condition. They reported that they were traveling at about 15 mph however IA noted that their air bags had activated. From Internet research. Air bags are typically designed to deploy in frontal and near-frontal collisions, which are comparable to hitting a solid barrier at approximately 8 to 14 miles per hour (mph). Roughly speaking, a 14 mph barrier collision is equivalent to striking a parked car of similar size across the full front of each vehicle at about 28 mph. This is because the parked car absorbs some of the energy of the crash, and is pushed by the striking vehicle. Unlike crash tests into barriers, real-world crashes typically occur at angles, and the crash forces usually are not evenly distributed across the front of the vehicle. Consequently, the relative speed between a striking and struck vehicle required to deploy the air bag in a real-world crash can be much higher than an equivalent barrier crash. http://www.crashforum.info/viewtopic.php?f=22&t=151 --- continued down the line of cars and spoke to each of the drivers and ascertained none were injured or required ambulance assistance. Unfortunately no details of these drivers were obtained or PRFs completed (--- realised that this was an error on his part and stated that he will strive to complete PRFs, either paper or electronic, for all concerned should he be confronted with a similar situation again). The two ladies being attended by --- were judged fit enough to get out of their vehicle and were taken into the ambulance for further assessment and treatment as necessary. During the course of their examination the crew felt that they had developed a good relationship with the patients and they were chatting freely back and forth. The crew report that the complainant in this case was preoccupied with getting to Kingsmill Hospital for an outpatient appointment and asked that the crew take her to her appointment. The crew remember telling her that they couldn’t do that but would be more than happy to take her to Kingsmill ED where arrangements could be made reference her appointment. The complainant has only heard however that the crew wouldn’t take her to hospital. It would appear likely that the complainant was much more upset than the crew realised from her outward demeanour and wasn’t really taking on board what was being said and therefore couldn’t really make an informed decision as to what to do. This situation is further compounded by their being no record of the advice given within the ePRF and no care plan. Conclusion: The ambulance crew have come across a four car RTC and stopped to care for all the persons involved. The crew correctly identified the two persons with the worst injuries and treated them but failed to record their conversations / treatment of the other three persons involved. The crew have recorded on the ePRF two out of the three injuries sustained by the patient. During the course of the ensuing conversation the crew have tried to tell the complainant that they would take her to the ED but couldn’t take her to her out patient’s appointment. The complainant has only heard that they crew would not take her to hospital. In view of the injuries sustained by the complainant, in hindsight it would have been prudent for the ambulance crew to have conveyed her to hospital for further observations and assessment. Recommendations: Recommendation 1: PTL to discuss PRF completion with the crew. Action: PTL to discuss PRF completion with the crew. Conversation to include the importance of completing a PRF for every patient and also that a care plan and any advice given must be recorded. For: By: Completed 30 April 2013 Evidence: Record of conversation. Expected outcome: Improved PRF completion. Recommendation 1: PTL to discuss this incident with the crew. Action: PTL to discuss this incident with the crew. Conversation to include the importance of safety netting for every patient and the need to convey the patient to hospital if there is any uncertainty regarding the potential injuries sustained. For: By: 31 December 2013 Evidence: Record of conversation. Expected outcome: Improved safety netting of patients. Sign Off (include dates) Date report sent to Investigation Manager for approval: Date feedback given to complainant: Response letter sent: Sent to administrator: Patient or relative willing to be approached for their ‘story’ for the EMAS board? Have you asked? Why? Why not? What did they say? Description and Consequences Report Unique Reference: 2013 FC/2013/105 Category: Non transport Incident Date: 01/09/2013 Harm Rate: Negligible Initial Call Coding: Multiple Base: Source: Letter Date Received: 22/10/2013 Written or Verbal: W (Delete) Acknowledgement Date: Date Agreed: 18/11/2013 Final Contact Date: Risk Rate and Score: 0 Area/Divisional: Lincolnshire Patient Outcome: No harm Concise Introduction to the Incident Summary: Paramedics Refused To Transport Patient Case Type: Formal Complaint Case Details: Complaint notes that from June to October 2013, ambulance staff attended and refused to treat or transport patient to hospital. Terms of Reference (TOR) • Why did the paramedics refuse to take patient to hospital to be checked out? • Why are the paramedics not treating the patient when they arrive? • Why is the Trust refusing to come out to the patient? Timeline of Events No Date Problem Closing reason Call 1 6 June 2013 Breathing problems Transported Call 2 10 June 2013 Assault Passed to CAT Call 3 10 June 2013 Clinical Assessment Triage (CAT) upgrade to Green1. 20 Transported minute response Call 4 17 June 2013 Passing out Transported Call 5 22 June 2013 Breathing problems Transported Call 6 30 June 2013 Collapsed Transported Call 7 6 July 2013 Tingling fingers Transported Call 8 12 July 2013 Chest pain Transported Call 9 14 July 2013 Collapsed Transported Call 10 19 July 2013 Breathing problems Treated scene Call 11 19 July 2013 Duplicate call (call 10) Duplicate Call 12 20 July 2013 Loss of conscious Transported Call 13 20 Sept 2013 Query stroke Transported Call 14 22 Sept 2013 Off of scooter Transported Call 15 24 Sept 2013 Chest Pain (CP) Treated scene Call 16 24 Sept 2013 Shaking Treated scene Call 17 29 Sept 2013 Duplicate call Duplicate Call 18 29 Sept 2013 Fit Treated scene Call 19 2 Oct 2013 Collapsed twice Transported Analysis of Findings Between the date lines, 6 June to 2 October 2013, the Trust records 18 calls to the Complainant’s home address. One additional call has been located to the patient at the GP surgery. Due to the number of calls received in this time scale a request has not been made to have a 999 calls to the Trust audited. Out of the 19 calls received, 1 relates to a call that was passed to the Clinical Assessment Team (CAT). This call was promptly upgraded to a G1, requiring on scene attendance within 20 minutes. Two calls were closed down as duplicates of calls already in progress (Calls 11 and 17). The remaining 16 calls the patient was transported 12 times, with 4 calls noted as treated on scene. Due to the quantity of calls this investigation will review the calls where patient was not transported, only. Call 10 On the 19 July 2013 at 17:32, a 111 call was received for the patient having an asthma attack. The call was coded DX012, due to difficulties in breathing, and required an on scene attendance of 30 minutes. Clinical audit was not completed as the call was taken by 111, not by the Trust. A Fast Response Vehicle (FRV) was assigned and arrived on scene within 6 minutes. The electronic Patient Report Form (ePRF) states that the patient was complaining of breathlessness. The Patient was concerned after taking two prednisolone tablets prescribed by his General Practitioner (GP), due to his diabetes. On arrival the patient was reported by the crew to be chatty and a good colour. All observations were noted as within normal parameters with a normal peak flow of 550 litres per minute. The FRV notes that this was a marked improvement on peak flow from the morning. The patient’s chest was reported to be clear with no chest or abdominal pains. The FRV advised the patient of the correct regime for the medications and explained potential side effects regards to his asthma, blood sugars and gastric irritation. The Patient was then given worsening advice and what to do should their condition deteriorate. The Patient signed the ePRF agreeing to this care plan. Call no. 15 On 24 September 2013, at 07:07, a 111 call was received to the patient complaining of Chest Pain. The call was given a coding requiring on scene attendance within 8 minutes. Clinical audit was not completed as the call was taken by 111, not by the Trust. A Double Crewed Ambulance (DCA) arrived on scene within that timescale. The attending DCA completed two full sets of observations. A clinical review by the Clinical Team Mentor (MM) of the ePRF states that basic observations were within normal parameters and appropriate treatment given for the patient’s presenting complaint. The review states that the patient was adequately safety netted with the patient being advised to keep his GP appointment. The patient was left in the care of his partner and the patient signed agreeing with this treatment plan. Call no 16 On the 24 September 2013, at 22:24 the Trust received a 111 call to attend the patient. The call outlined the problem as: diagnosed with a stroke, 13 weeks, ago, waiting for a MRI scan, GP said paralysed on both side and brain damage, about 15mins ago, was shaking. GP told him that he will get shaking with the brain damage, it was seizure. Has angina, diabetes, asthma, enlarged prostate. The call was coded as requiring an 8 minute on scene response. Clinical audit was not completed as the call was taken by 111, not by the Trust. A Fast Response Vehicle was assigned and arrived within 5 minutes of the call being received. Notes in the Computer Aided Dispatch (CAD) stated that the patient had had episodes where his arm was shaking. The patient had been to Hospital during the week, and his GP that morning. The patient was advised to contact his GP in the morning, if still concerned, and it was arranged for his partner to monitor the patient. The patient, and partner, were giving advise if the patient should deteriorate. The patient signed the PRF agreeing to this treatment option. Call no 18 On the 29 September 2013, at 01:27 a 999 call was received to the patient for who had had a fit. This is a duplicate of a 111 request at 00:58 for collection of the patient within 1 hour. The call was coded R2, requiring on scene attendance within 8 minutes. The DCA arrived within 4 minutes of the call being received. Both timescales for the 111 call and the 999 call were achieved. The 999 call has been audited as correctly handled. The ePRF notes that on arrival, the patient was alert and looked well. The patient was FAST (stroke test) negative, had no dysphasia (a disturbance in comprehension) and orientated. The patient stated he was not nauseous and did not have a headache. Treatment options were discussed with the patient and his partner. Patient was advised to make a diary record of episodes to assist with future GP appointments. Patient signed ePRF agreeing to this treatment plan and for his records to be shared with the GP. Clinical Review of Patient Report Forms (PRF/ePRF): The Clinical Team Mentor (CTM) was asked to do assessment review of the 12 times the patient was transported. The CTM states that the patient “appears to have had a thorough assessment with the appropriate treatment for presenting complaint. On each occasion the patient’s basic observations were within normal parameters which again appear consistent upon each attendance. We stress among staff the importance of concise documentation and the recording of a minimum of two sets of observations, on each occasion the patient appears to have had a good level of care with the appropriate service outcome.” Clinical assessment of the PRF/ePRFs relating to when the patient was not transported raised no concerns. The CTM states that the “treatment and outcomes have been within expected norms, similar to the other occasions of non-conveyance. He has had two sets of recorded observations and been advised accordingly.” The CTM also confirmed that the patient signed the forms himself to state that he was satisfied with the treatment plan at the time. The letter of complaint references that he wants to know why ambulances are refusing to come out to him. The patient has been spoken to and states that, during a conversation with 111, he was told that the ambulance service will not come out to him. All records have been checked, and there is no case where 111 contacted the Trust between the dates stated where an ambulance did not attend. Enquiries have been made with the Local Security Management Specialists. This is the only department in the Trust that can inform a patient that the ambulance service is placing restrictions on attending the patient. This can only be done after certain processes are complied with. The Security department has no knowledge of the patient and no notification has been has been issued to this patient limiting his interaction with the Trust. Conclusion Why did the paramedics refuse to take patient to hospital to be checked out? The Paramedics did not refuse to take the patient to hospital. Out of 16 calls, the patient was transported 12 times. On the four occasions the patient was not transported, was done with the agreement of the patient after ensuring he was giving informed consent. Why are the paramedics not treating the patient when they arrive? A Clinical assessment states the Patient Report Forms show that the attending crews actions were correct, and were supported by the observations taken at the time. A comparison of observations on all four occasions show that they were all similar, and all were within normal ranges. On all four calls the patient was adequately safety netted, and given advice should his condition worsen. Why is the Trust refusing to come out to the patient? The Trust has not issued any form of restriction on attending this patient. The Local Security Management Specialists, who are be responsible for issuing any restrictions, state they have not been approached by the Trust, or any other external organisations, to do so. Of the 16 calls received where we attended to this patient, the patient was either correctly triaged on scene and left at home on 4 occasions, and conveyed on 12 occasions. Date Resolved: Grade: Negligible Status: Unresolved Letter Date: Evidence Gathered CAD SOE x 19 PRF x 16 Letter of complaint ePRF audits 999 call Security Department email Process of Investigation Located all calls to patient in timescale specified Placed all in table for easier reference Sent PRF for comparative assessment by CTM Spoke with patient Emailed security department The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/106 Type: Inappropriate Actions Category: Transport (Ambulance And Other Incident Date: 06/10/13 + 23/10/2013 Source: Email Date Received: 24/10/2013 Written or Verbal: Acknowledgement Date: 24/10/2013 Date Agreed: 20/11/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Extension: XX xx Red 2 Patient's House Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Treated and discharged Concise Introduction to the Incident Summary: Complainant Was Sent An Abusive Letter/Not happy with the service received Case Type: Formal Complaints Case Details: Complainant received a handwritten letter telling them its costs £250 every time they ring 999 and to stop doing it. The complainant and her son are very upset and have called the Police who will visit them and confirm what can be done. A complaint has also been received in relation to the treatment received by the complainint’s son on 6 October 2013. The crew are said to have been unhelpful and and treated the patient in a nasty manner pressing on his head where there was a wound inflicting pain. Terms of Reference (TOR) • Why did the crew member press on the patient’s head? • What is he reason the ambulance crew did not assist the patient to gather belongings and get to the ambulance? List Immediate Actions Crew Stood Down: No. If No state rationale Involvement and Support of Staff Emergency Care Practitioner, EE date: 12 June 2012. IPR date: 25 January 2013 Paramedic, EE date: 20 August 2012. IPR date: 19 April 2012 Paramedic, EE date: 15 October 2013. IPR date: June 2013 Support and referral process for self-support given to staff by Team Leader. Healthcare Decisions Panel (HDP) referral: Yes Being Open Initial Contact Date: 25/10/2013 Consent Required: No Consent Date: N/A Timeline of Events Date and Time Event 6 October 2013 Incident Number 5893567 19:01 19:02 19:03 19:03 19:04 19:04 19:07 19:34 19:43 20:01 20:22 21:03 9 October 2013 23 October 2013 24 October 2013 Call received into Emergency Operations Centre and processed through Advanced Medical Priority Dispatch System (AMPDS). Dispatcher (D1) accesses Resource Allocation (RES/ALL) function, no resource allocated. Dispatcher (D1) accesses Resource Allocation (RES/ALL) function, no resource allocated. Dispatcher (D2) accesses Resource Allocation (RES/ALL) function and allocates First Response Vehicle (FRV) to attend. Call coded correctly as 30D02 by Emergency Medical Dispatcher (EMD). A Red2 (R2) 8 minute response. EMD establishes call is from Doctor (GP) who is on scene with the patient. FRV arrives on scene with patient and GP. Amber response back-up requested from FRV on scene. Double Crewed Ambulance (DCA) 9313 allocated to attend as Amber response. DCA arrives on scene with FRV and patient. DCA leaves address towards hospital with patient. DCA arrives at hospital with patient. DCA calls clear from this job. Letter received to PALS regarding treatment given to patient by ambulance personnel whilst on scene. Anonymous letter received by family. Escalated to Formal Complaint due to content of letter. Analysis of Findings All investigations with regards to the letter received by the family are being dealt with by East Midlands Ambulance Service (EMAS) Human Resources (HR) department. An internal investigation is taking place. The Police confirm having attended the address they are unable to proceed any further with the letter complaint. As this is an isolated incident it is not classed as a hate crime. Any further incidents are to be logged with the Police. A call was received into the Emergency Operations Centre (EOC) on 6 October 2013. This call was made by an Out of Hours (OOH) Doctor (GP) who attended the property due to concerns raised by the patient’s Mother. The patient was reported to have had a fall the previous evening and hurt his head. The GP was querying a concussion with vomiting present and superficial bruising to the forehead. It was known that the patient had epilepsy and was an insulin dependent diabetic. The Emergency Medical Dispatcher (EMD) processed the call through the Advanced Medical Priority Dispatch System (AMPDS) and a disposition code of 30D02 Red2 8 minute response was correctly gained. AMPDS is a set of questions used to determine the most appropriate response based upon answers given by the caller. The more immediate life threatening the patient’s condition is, the higher the priority that is given. Whilst the call was being coded, the Dispatcher correctly accessed the Resource Allocation (RES/ALL) function and allocated a First Response Vehicle (FRV) to attend. The FRV arrived on scene with the patient within 3 minutes of the call being received. 3 minutes after being on scene, the FRV establishes from the GP that a Double Crewed Ambulance (DCA) will be required to convey the patient to hospital. This DCA resource is allocated correctly at 19:34 and arrives on scene at 19:43. The DCA leaves for hospital with the patient at 20:01 arriving with them at 20:22. After handing over the patient at hospital, the DCA calls clear from this job at 21:03. Whilst the FRV is on scene, it is established that the patient has an abrasion to the front of his forehead with fresh blood present. There is also a small indentation to a plywood door. The patient had taken part in an argument with his mother 24 hours prior to the ambulance being called and had been told by the Police he would be arrested if did not behave. The patient’s mother called for the GP as the patient had been in bed all day and she did not want her son to misbehave again. The GP explained to the FRV concerns relating to the head injury and requested immediate hospital admission. When asked his date of birth and regarding the incident the previous day, the patient became absent minded. The FRV confirms they did touch the head wound on the patient’s head with a wet gauze to clean off the blood and see the extent of the injury; as the patient was claiming memory loss with concussion from the head injury. The DCA personnel did not enter the patient’s property and waited for the patient at the ambulance as it was their understanding that the patient was making his way to them as communicated with the FRV. No request for assistance from the patient or patient’s mother was made. On route to the hospital, the patient refused to talk to the crew. A review of the electronic Patient Report Form (ePRF) by the Locality Quality Manager shows two full sets of observations were taken. The patient’s blood pressure is shown as marginally low with a BM being slightly elevated. Neither of these readings would have required intervention by East Midlands Ambulance Service (EMAS). It is shown that the Emergency Care Practitioner (ECP) cleaned the wound on the patient’s forehead. The ePRF shows that minimal intervention was required by EMAS. Conclusion The Emergency Care Practitioner (ECP) from the First Response Vehicle (FRV) pressed on the patient’s head with a gauze to clear away blood; this also enabled the ECP to check the extent of any injuries sustained. This was the correct process as confirmed by the Locality Quality Manager (LQM). It is not common practice for the ambulance crew to assist in the gathering of clothes and personal belongings. The ECP felt the patient was able to walk to the ambulance and as such he was walked to the ambulance unaided. There was not a need for all ambulance personnel to be present whilst the patient was going to the ambulance. Organisation and Divisional Recommendations Recommendation Investigation by Human Resources to take place and confirm if member of staff has sent letter EE and IPR to be completed by operational staff Action Lead Due Date Evidence All actions and information to be passed. Completed Information already passed. Staff to complete EE and IPR for current year 01/01/2014 Email of books/evidence completion Evidence Gathered Sequence of events from call Copy of voice recording from call Call audit Copy of electronic Patient Report Form (ePRF) ePRF review Copy of letter sent to patient Patient report forms and Incident Reporting forms of crews attending the address of dates IPR Unique Reference: 2013 FC/2013/107 Type: Inappropriate Actions Category: Transport (Ambulance And Other Incident Date: 15/09/2013 Source: Letter Date Received: 25/10/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 25/10/2013 Date Agreed: 21/11/2013 Final Contact Date: 03/12/2013 Local Resolution Meeting (LRM) Delays Incurred Reason for Delay: Complex Formal Complaint Reported as Patient Safety Incident: Y Harm Rate: Major Initial Call Coding: R2 Base: Patient's House Area/Divisional: Patient's Home Patient Outcome: Deceased Concise Introduction to the Incident Summary: Care Management Of Cardiac Pt. Pt Died Case Type: Formal Complaints Case Details: Crew called to attend pt with history of heart problems. Wife feels that the crew had no sense of urgency or care towards the pt. Crew made pt walk down the stairs and he then arrested on the ambulance. Wife believes that the Paramedic was flustered and struggling, and the ambulance was rocking and bumping enroute to hospital. Terms of Reference (TOR) • • • • • • • • • • • • Why did the ambulance not have the right medications on board? Why did the crew not show any “urgency” on scene with the patient? Why did the crew member use the toilet at the house? Why was the patient asked to walk downstairs and to the ambulance? Why was the patient not kept warm? Why was patient initially going to LCH? Why was the patient’s wife not belted in? Why was the patient’s wife handed ampules of morphine to open? Why was the patient taken to BPH instead? Why did the ambulance not stop when patient went into cardiac arrest on the second occasion? Why did the paramedic “wedge” patient’s arm into the trolley? Why didn’t the driver avoid the road works, and did this delay hospital treatment? Timeline of Events Date and Time Event 15 Sept 2013 Incident Number 20:19 999 call assigned to --- year old male with Chest Pain with history of heart problems. Patient takes GTN x 4 and 75mg aspirin prior to Double Crewed Ambulance (DCA) arrives. DCA assigned with 4 min eta Community First Response Desk notes no CFR in area DCA arrives on scene Echocardiogram (ECG) shows patient having ST elevations MI (heart attack) inferior Paramedic (P1) inserts cannula size 18, 3 x 75mg aspirin and give patient oxygen via mask – 10 litres per minute. DCA leaves scene for LCH after pre alerting for Percutaneous Coronary Intervention (PCI) ECG shows ST elevation spread to V4, V5, V6. Patient then goes into ventricular fibulation (VF). T1 calls control – patient in cardiac arrest diverting to PBH – CPR in progress Dispatch Officer (DO) calls PBH and pre-alerts ETA 15 minutes T1 calls DO – patient now out of cardiac arrest; breathing on own T1 calls back 30 seconds later to DO – patient back in cardiac arrest; shocking patient DO calls Paramedic Team Leader (PTL) called and asked to meet DCA to assist at hospital – ETA 10 minutes Patient shocked 200 joules Biphasic T1 calls DO – patient has rhythm and pulse of 88; advised PTL will meet at hospital DO calls BPH – updates Resus team, ETA 5 minutes and that only two crew on board doing CPR DO updates PTL of patient condition Patient VF - 1 adrenaline given and i-gel inserted CPR continued DO updates PTL of crew details Patient shocked 200 joules Biphasic Patient shocked 200 joules Biphasic DCA arrives PBH Patient re-assessed – Unresponsive Patient re-assessed 2 breathes per minute; irregular; slow distress and shallow. Patient shocked 200 joules Biphasic Patient handed over to hospital Resus team T1 calls DO – patient re-arrested just outside the Emergency department. Patient declared deceased T1 states DCA been assisting with CPR and resuscitation at hospital 20:20 20:24 20:26 20:35 20:50 21:06 21:08 21:10 21:12 21:13 21:14 21:15 21:17 21:18 21:24 21:22 21:26 21:28 21:29 22:18 22:59 Analysis of Findings On the 15 September 2013, at 20:19, a 999 call was received to a --- year old male with Chest Pain. The call was coded R2, requiring an on scene response of 8 minutes. The call has been audited, and established as correctly handled. The caller informs the Emergency Medical Dispatcher (EMD) that the patient has a history of heart problems, and has taken Glyceryl Trinitrate (GTN – heart medication) and 75mg of aspirin. A Double Crewed Ambulance (DCA) is assigned with a 4 minute ETA , and arrived on scene at 20:24. This achieves the 8 minute timescale required. On arrival, the Paramedic (P1) and the Technician (T1) stated during interview, that the patient was upstairs in bed. The patient was complaining of chest pain, was pale and was anxious. P1 completed an Electrocardiogram (ECG – measuring the electrical activity in the heart) which showed that the patient was having a heart attack (MI). P1 asked the patient’s wife to get the patient’s aspirin, as this was in 75mg tablet form and the dose to be given needed to be 300mg. P1 confirmed that there was aspirin on the ambulance, but only in 300mg doses. P1 wanted to ensure that the patient was not given more than the maximum 300mg, so applied best practice by giving the patient 3 more doses of his own medications. A Clinical assessment of the Patient Report Form (PRF) confirms the actions of P1 as being correct. Both P1 and T1, independently during interview, stated that the patient was anxious and this was noted on the PRF. Due to this P1 became concerned about the impact of the patient’s emotional state on the heart attack progress. P1 and T1 purposefully acted in a calm and relaxed manner whilst interacting with the patient with the intention of calming the patient down. P1 stated he had experience of the effect of stress levels patient’s with time critical conditions, and that it was essential to reduce the patient’s anxiety levels as quickly as possible. The Clinical review of the PRF states that the Trust aims to leave the scene, with a time critical patient, within 15 minutes of arriving. The DCA was on scene for 25 minutes. The review considers this delay acceptable considering the patient was in an upstairs room. The patient’s wife recounts that whilst P1 was completing the observations on the patient, T1 asked to use her bathroom. T1 does not recall this, but also has no recollection of the wife objecting to him doing so if he did. Trust protocol for a patient having a heart attack is that he should be taken direct to a specialist centre for Percutaneous Cardiac Intervention (PCI – an emergency procedure to widen blocked arteries). The nearest centre to the patient’s address was an hour drive on blue lights and sirens. Clinical review confirms, though this is not something that the Trust would feel is ideal, when there is a long and demanding drive ahead the request from T1 was understandable. T1 was asked if he had not gone to the toilet at the house, did he foresee this having an impact on his ability to assist the patient on way to hospital. T1 could not say for definite, but stated he did feel it may have caused a distraction whilst driving, or treating the patient, that he would have wanted to avoid. P1 confirmed that when T1 was not in the room, P1 was caring for the patient and completing his observations at all times. Once P1 had completed the observations, he contacted the PCI unit and made arrangements to take the patient there. This complied with the Trust’s policy for heart attack patients as per the Non Conveyance Guide. The patient’s wife has asked why the crew were taking the patient to PCI, when he was awaiting triple by-pass surgery at another hospital. According to the Joint Royal Colleges Ambulance Liaison Committee (JRCALC), any patient presenting with these symptoms should be transferred to a PCI centre under emergency conditions, and as per local arrangements. The crew acted correctly and complied with the Trust policy by arranging to go direct to LCH PCI as the patient needed immediate lifesaving treatment. T1 recounted, during interview, that the patient did not initially want to go to hospital, but that P1 and T1 managed to persuade the patient it was the best option. Both members of the crew, independently stated, that the patient was still very anxious. The patient’s level of anxiety the increased when he was asked to get in a chair to be carried down the stairs. P1 was also concerned about the width of the stairs itself. As the patient was getting more anxious, both crew members felt that insisting on using the chair would be more damaging to the patient’s condition. Due to this the crew members felt it was better to abide with the patient’s wish to walk down instead. P1 stressed, during interview, the importance of calming the patient down because of the danger to his health if he maintained this level of anxiety. Once the patient was downstairs he was again asked to use the chair, but again refused. T1 states that the carry chair was at the bottom of the stairs at this point. When the patient refused to use the chair, T1 said he would bring the stretcher to the front door, but the patient refused to do that as well. There were no concerns about the patient’s mental capacity, so the crew acted correctly in abiding by the patient’s informed decision in this matter. Both crew members were asked where the wife was during these conversations with the patient. Both stated the wife had been “in and out” during their time on scene. Once on the ambulance stretcher, P1 had to bare the patient’s chest to re-connect him to the monitors and complete a couple of observations. These observations, and any medications given, were then noted in the Patient Report Form, as per JRCALC guidelines, and is essential for the treatment of time-critical patients. This took a couple of minutes, but then P1 got the patient covered up and ready to travel. T1 and P1 then explained, during interview, that the carry chair was then stowed away into the open ambulance door, the lift raised and the door shut. Both crew members stated that the doors were shut within a couple of minutes to ensure patient privacy. Clinical review has confirmed that, though it is important to keep the patient warm, the priority must be regards to Intravenous Access (a needle in the hand or arm for fluids to go through) and ECGs. P1 continued with the paperwork, and monitoring the patient, as T1 started the drive to the PCI unit. The patient’s wife has raised the concern that she was not belted into the ambulance seat before they left, or told to put the belt on at any point. Both crew members stated it is their standard practice to belt in the family members on way to the hospital, and have no recollection of not doing this. Both crew members state that the wife did not mention that they had forgotten to do this. Though it is best practice for the crew to strap the wife in themselves, the legal onus lays with the wife to ensure this is done. Due to this, the requirement is that the wife brings this to the attention of the crew, or she secures the belt herself. The only time when the driver is legally responsible for a passenger’s belt is when they are under the age of 16. At 20:50, the DCA leaves the scene and starts on route to PCI unit. Sixteen minutes later T1 calls the Dispatch Officer (DO) to inform them that the patient has gone into cardiac arrest, and active Cardiopulmonary Resuscitation is in progress. T1 states that they will now be diverting to PBH. The crew is correct in doing this as the patient now needs to go to the nearest Emergency Department. P1 explained, during interview, that the aim would be to stabilise the patient at PBH, with a view to taking him to PCI once it was safe to do so. This action complies with Trust Policies. During the transport to PBH, the patient went into cardiac arrest on three occasions. On the first occasion, the DCA pulled over, and T1 went to the back of the ambulance to assist P1. By this time the DCA was on a main “A” road approximately 8 miles from BPH, with an ETA of 15 minutes. Once the patient was stabilised, the crew members made a clinical decision to carry on to BPH so that the patient could get additional help quickly. Both crew members were asked, during interview, what the ideal number of Trust personnel would be when dealing with a cardiac arrest. Both stated three is preferred so that two persons could work on the patient, whilst the third drove to hospital. During interview, both crew members were asked why they did not remain at this location and request backup join them. Both crew members explained, independently, that P1 was able to do advanced life support on his own as everything was now set up from the first cardiac arrest. Due to this the priority was to get the patient to an Emergency Department to be stabilised where the Control Room had organised for a Team Leader had been organised to assist the crew. The patient’s wife has asked why she was asked to open a clear package containing four ampules. The patient’s wife confirmed that the vehicle was “rocking about a great deal” at this time. P1 explained, during interview, that at that time he was doing multiple processes to give the patient his best chance of survival. Most of this would be done stood up in the rocking ambulance. P1 described the new packaging for the ampules as similar to food packaging and quite difficult to open, especially in a moving ambulance. P1 stated he politely asked the patient’s wife to open the cover, and that she did not object. P1 clarified that had she not wanted to assist he would have done it, but by her doing that job it freed him up to do some other treatment on her husband. The patient’s wife was also concerned that the patient’s arm kept falling out of the trolley, and that P1 “roughly jammed” it back in. P1 stated that it was necessary to have the arm secured as it presented a danger whilst administering the shocks to the patient. P1 was concerned that it could transfer the shock to him, or the patient’s wife, if it touched them at the wrong time. Clinical assessment confirms that the priority lays with saving the patient’s life, the moving arm could hinder the paramedics treatment and would need to be placed out of the way. At 21:26, the DCA arrived at the hospital and the patient went into cardiac arrest for a third time. The patient’s wife has asked why the DCA took a route to hospital that involved road works, and wanted to know why they had not avoided them. The patient’s wife was also concerned as to why T1 had spoken to the man at the road works, as she felt this had delayed in the transport of her husband. T1, who had been driving, stated he had no recollection of the road works, and would not have been able to avoid them as he did he did not know they were there before hand. An estimated traveling time from patient’s address, to BPH, is 30 minutes. For at least 10 minutes of this journey, the DCA was heading along the A17 and A52, in the wrong direction for BPH as the original destination was PCI in LCH. The DCA then had to pull over, stabilise the patient, and then turn round to go in the opposite direction on the A52 to BPH. Total time taken to travel from the patient’s address to BPH was 32 minutes. With consideration to all factors involved, the DCA made good time to BPH, and there is no indication that T1 delayed transport at any time. On arrival handing over the patient to the hospital staff, both crew members remained with the patient to assist staff with the active resuscitation of the patient to give him his best possible chance. In the initial stages of this investigation, based on patient outcome only, a request was made for the complaint to escalated. This consideration was reviewed by Board members, and involved the facts relating to the patient walking down the stairs. The finding of the Board was that “it appears clinical judgement was made and that slow mobilisation of the patient was acceptable in the circumstances” and that there was “no care management failure”. Conclusion Why did the ambulance not have the right medications on board? The ambulance did have the right medications on board, but the Paramedic was aware that the patient had already been given 75mg of aspirin. The patient needed a total dose of 300mg. As ambulances carry aspirin in 300mg, it is best practice, for the patient to be given three more of his own medication to ensure the right amount is take. Clinical review of the Patient Report Form (PRF) states the paramedic acted correctly in this matter. Why did the crew not show any “urgency” on scene with the patient? The attending crew are experienced staff who understand the importance of a calm manner when dealing with a time-critical patient. Both the Paramedic and Technician expressed concern about how anxious the patient was, and the possible impact that could have on the progress of the patient’s heart attack. Due to this, both crew member purposefully kept their manner relaxed. The clinical review confirmed the importance of the crews manner in such circumstances. The clinical review states that time taken before leaving scene is the amount he would expect for a patient that needs to be taken out of an upstairs room. Both crew members acted correctly in their actions. Why did the crew member use the toilet in the house? Though such a request is not ideal as the Technician was aware there was a long drive ahead his actions are understandable. At no point was the patient left alone whilst the Technician used the facilities, and this did not delay the patient leaving for hospital. Had the Technician not used the facilities beforehand it is not to rule out the possibility that it would have affected his concentration when driving on blue light, or his assistance of the patient. Due to this the Technician acted correctly in dealing with the issue on scene. Why was the patient asked to walk downstairs and to the ambulance? The Crew members did not want the patient to walk downstairs, but to use the carry chair they had provided. The patient was very anxious on their arrival, and discussions about being carried downstairs just increased the patient’s stress levels. Both crew members were experienced, and understood the implications on the patient’s condition if they were not able to reduce his stress levels. Due to this, and consideration for the narrow staircase, the Paramedic used his clinical decision to slowly mobilise the patient. The carry chair was placed at the bottom of the stairs, and the patient was asked to use the chair when he reached it. The patient refused again, to use the chair and also the offer to bring the trolley to the front door. An assessment supported the paramedic’s clinical judgment to slowly mobilise the patient in these circumstances, and that there was no care management failure. The paramedic’s actions were correct. Why was the patient not kept warm? Whist it is important that the patient is kept warm, there are certain procedures that must be completed first. On arriving at the trolley, the paramedic had to bare the patient’s chest to reconnect him to the monitors. Then the Paramedic needs to check other observations and note them down in the Patient Report Form. Good documentation in time-critical is patients is essential, as per Joint Royal Colleges Ambulance Liaison Committee (JRCALC) guidelines. As soon as this was complete, the paramedic ensured that the patient was covered with a blanket. The clinical assessment of the PRF confirms that these procedures would need to take priority over placing the patient over the patient. Both crew members explained, during interview, that the doors cannot be immediately closed as the carry chair and ramp need to be stowed first. This took a couple of minutes, but the doors were closed as quickly as possible to ensure patient privacy. Why was patient initially going to LCH? The patient was initially going to be taken to LCH as this is the local hospital with a Percutaneous Coronary Intervention unit. The is a specialist department that is used, in an emergency situation, to stabilise patient’s suffering a heart attack and is to reduce any blockage of the arteries. This was not a procedure to replace the patient’s need for a triple bypass at a later date, but one intended to give the patient the best possible chance in emergency conditions. The actions of the crew in taking the patient there was correct, and complied with the Trust’s and JRCALC guidelines for such situations. Why was the patient’s wife not belted in? Though it is best policy for the crew to belt in any passengers in the ambulance, this can sometimes be overlooked. The legal onus regards the belt lays with the patient’s wife, as she is an adult, not with the Technician. The crew were actively dealing with a patient having a heart attack, and were not informed by the wife that she did not have her belt on at any time. Due to this the crew cannot be held responsible for the wife’s seatbelt as she did not bring this to their attention. Why was the patient’s wife handed ampules of morphine to open? The paramedic was actively dealing with a patient who was in active cardiac arrest on the back of a fast moving ambulance. The patient’s wife described the ambulance as rocking substantially. The paramedic politely asked the wife to open the packaging around the morphine ampules. This is difficult to do when the ambulance is stationary, and even more so in this situation. The wife did not abject to assisting in this matter, and this allowed the paramedic to do other treatments in the meantime. The paramedic was grateful for the wife’s help, but stated had she not assisted he would have opened the packaging himself. Why was the patient taken to BPH instead? When the patient went into cardiac arrest, the crew had to alter their treatment plan. The patient’s condition now required stabilisation at the nearest Emergency Department. Due to this the crew correctly diverted to BPH and alerted the Resuscitation team that they were coming in with an active cardiac arrest. This action was supported by the clinical review and by Trust procedure in such circumstances. Why did the ambulance not stop when patient went into cardiac arrest on the second occasion? This was because the paramedic now had everything he needed to give Advanced Life Support from the first arrest. As the ambulance was mobile and had an estimated time of arrival to hospital of 10 minutes. The crew acted correctly by continuing to hospital to ensure patient could receive additional assistance as soon as possible. Why did the paramedic “wedge” patient’s arm into the trolley? The patient was subject to active cardiopulmonary resuscitation, this involved him being shocked during the journey. The paramedic has stated he was concerned what would happen if the arm touched him or the wife when a shock was delivered. Due to this the paramedic had to put the arm back. Clinical assessment of this matter supports the paramedic’s actions as the over-riding priority was saving the patient’s life. If the arm was hindering this treatment, then the paramedic was correct in moving it out of the way. Why didn’t the driver avoid the road works, and did this delay hospital treatment? The Technician could not avoid the road works as he did not know they were there. The Technician took the best route to the hospital as he could to ensure the patient received prompt treatment. The estimated traveling time from the patient’s home to the hospital is 30 minutes. For 10 minutes of the journey the ambulance was heading along the A17 and the A15. This is the route to LCH and not for BPH. The ambulance then had to pull over to deal with the first cardiac arrest, before turning around to divert to BPH. Total time taken for the ambulance to arrive to the hospital was 32 minutes. With due consideration for all the facts there is no indication that the Technician delayed transport at all. The time achieved indicates that the Technician made good time to hospital in the circumstances. Date Resolved: Grade: Major Status: Unresolved Letter Date: Organisation and Divisional Recommendations None Evidence Gathered WAV file 999 call WAV file radio transmissions x 13 PRF PRF audit CAD SOE Complaint letter Record Verbal Interview T1 Record Verbal Interview P1 STEIS escalation form STEIS board response Non Conveyance Guide Seatbelt law Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/108 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other Incident Date: 04/09/2013 Source: Email Date Received: 25/10/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 28/10/2013 Date Agreed: 21/11/2013 Final Contact Date: Reported as Patient Safety Incident: Y Harm Rate: Negligible Initial Call Coding: Base: Patient's House G3 Risk Rate and Score: 0 Area/Divisional: North Notts Patient Outcome: Surgery required Concise Introduction to the Incident Summary: G2 Delayed Response-Ruptured Aneurysm Case Type: Formal Complaints Case Details: Three 999 calls were received to patient complaining of leg pain. Initial call was coded G3 and sent to the Clinical Assessment Team for further triage. The following two calls were coded G2. Family state that an ambulance was not with patient until 70 minutes. Patient had history of ruptured aneurysm Terms of Reference (TOR) • Were the calls coded, and handled, correctly? • Was there a delay in attending the patient? • If there was a delay what was the cause? Timeline of Events Date and Time Event 4 Sept 2013 Incident Number 1 18:51 18:53 999 call received to ---year old female with pain in right leg Call coded G3 (26A01) and sent to Clinical Assessment Team (CAT) for triage within 20 minutes Incident Number 2 nd 2 999 call received – leg turning blue/black swelling Community First Response (CFR) desk checks Resource Allocation (Res/Alloc) – No CFR in area CAT triage starts 19:12 19:14 19:15 19:16 Call coded G2 (on scene response within 30 minutes) – altered level of consciousness 19:18 19:37 19:42 Dispatch Officer (DO) upgrades call 1 to G2 call and checks Res/Alloc DO checks Res/Alloc and nearest available Fast Response Vehicle (FRV) assigned FRV stood down and diverted to R1 (highest priority) call Incident Number 3 rd 3 call received to the patient stuck upstairs – cannot move Call coded G2 DO checks Res/Alloc and FRV re-assigned back to this detail (no patient found on R1 call) FRV arrived on scene FRV requests Amber back up Double crewed ambulance (DCA) assigned DCA arrived on scene DCA left scene DCA arrives at hospital FRV clears scene 19:44 19:52 19:55 20:06 20:08 20:14 20:31 20:46 20:59 20:53 Service issues Divisional Resource Log (RL) shows DCA x 6 shortages across the division; no Team Leader South of division; and 3 x FRV shortfall. At 19:57, Duty manager Resource Log (RL) shows Division holding: 7 x G2; 9 x Doctor’s Urgents. Divisional Fleet database shows 7 DCA off line on this date Weather review show temperatures averaging 20 degrees; no impact on service delivery Analysis of Findings On the 4 September 2013, at 18:51, a 999 call was received to a patient with pains in her leg. The call was coded G3, and passed to the Clinical Assessment Team (CAT) as suitable for further triage within 20 minutes. An audit of this call has shown that it was correctly handled and coded G3. At 19:15, the call is picked up by a member of CAT for triage. This was 4 minutes outside the required ring back timescale, and by this point the family was calling back with a second 999 call for the patient. The second call, at 19:12, was then coded as G2, with an on scene response of 30 minutes being required. This call has been audited as correctly coded, but that the Emergency Medical Dispatcher (EMD) failed to stay on line with the patient. Due to this the compliance score for this call was 74%, with the target score being 90%. At 19:44, a third call was received to the patient. This call was again coded as G2. This call has been audited as correctly coded, but only scored 76% for compliance. This was because to EMD gave no instructions on the care of the patient, and failed to stay on line with the patient. Both EMD’s are being referred to the Training Team regards following the relevant calls. At 20:06, a Fast Response Vehicle (FRV) arrives on scene with the patient. This is was outside the 30 minute required response time by 24 minutes. At 20:06, the FRV then requests Amber backup. The Solo Responders SOP V1.0 states this level of backup is for patients that an not in an immediate life threatening, but where the patient requires prompt treatment to prevent deterioration. At 20:31, a Double Crewed Ambulance arrives on scene. A clinical assessment of the Patient Report Form (PRF) indicates that the patient received appropriate treatment on scene for a possible ischaemic (not enough blood supply to) foot. Assessment of resources available to the Division on the 4 September 2013 shows a shortfall of multiple vehicles. The Division was down 6 x DCA; 3 x FRV and one Team Leader. The Divisional Fleet Database records that an additional 7 DCA were off line on this date. These factors would have impacted on the Divisions ability to respond in a timely manner to calls received. At 19:57, the Duty Manager noted that the Division was holding 7 x G2 calls, and 9 Doctors Urgents (non-blue light collection of patients). Conclusion Were the calls coded, and handled, correctly? Call 1 was correctly coded, and handled, when the patient condition was assessed as suitable for further triage by the Clinical Assessment Team (CAT). Calls 2 and 3 were both coded correctly, G2 (on scene response within 30 minutes), but neither Emergency Medical Dispatcher (EMD) scored the required 90% compliance for these calls. On both occasions the EMD failed to stay on line with the patient, who was reported to not be alert. Due to this both EMDs, handling call 2 and 3, have been referred to the Training Team. Was there a delay in attending the patient? Yes. When call 2 was coded G2 the response to the patient’s condition was upgraded to a lights and sirens emergency. This required that the Trust be on scene with 30 minutes of the receipt of call 2. This timescale was not achieved as the first Trust resource was in scene 24 minutes after this time had expired. Due to this delay the Trust failed in its duty of care to this patient. If there was a delay, what was the cause? On the date of this incident, the Division had a shortfall of 6 Double Crewed Ambulances; 3 Fast Response Vehicles and 1 Team Leader. In addition to this, was that 7 Double Crewed Ambulances were off line for maintenance. These shortfalls had an impact on the ability of the Division to respond to incoming emergencies. At 19:57, the Duty Manager noted that the Division was holding 7 G2 calls, and 9 non-emergency Doctor Urgents. Organisation and Divisional Recommendations Recommendation EMDs (LF & PB) achieving less that 90% to have record of conversation regards call Action Any calls that result in a compliance score of less the 90% are to receive 1 to 1 feedback during a record of conversation to ensure reflective practice Lead Training Team (HY) Due Date 09/02/14 Evidence Record of conversation Evidence Gathered Fleet data, Call audits, Dispatch Deployment Framework May 13, CAD SOE x 3, PRF, PRF audit, Duty Manager RL, 999 call handling info sheet, WAV files of 999 calls Description and Consequences Report Unique Reference: 2013 FC/2013/109 Type: EOC Issue Category: EOC/CAT Callback Issue Incident Date: 19/10/2013 Source: Letter Date Received: 28/10/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 28/10/2013 Date Agreed: 02/12/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N – EOC delay Harm Rate: Patient outcome not known Initial Call Coding: Green 4 Base: Private house Extension: XX Risk Rate and Score: 0 Area/Divisional: South - Leicestershire Patient Outcome: Taken to hospital Concise Introduction to the Incident Summary: Call Handling&NonProvision - Kidney Pain Case Type: Formal Complaints Case Details: Pt had acute right kidney pain. He'd called 999 at around 22:15 and was told that someone would ring him back. Mother rang 999 at 22:45 and was told someone would ring her back. No one rang them back. Parents took pt to LRI in their car. Terms of Reference (TOR) • Why was an ambulance not sent straight away to the patient? • Why did the patient not receive a call back? TOR agreed by: Complainant List Immediate Actions Crew Stood Down: No. If No state rationale EOC delay Date: 28/10/2013 Timeline of Events Date and Time Event Date Incident Number 19 Oct 2013 22:27 5925171/5925201/5925305 new call received; call ref. 5925171, on behalf of a --- year old male with severe kidney pain. resource 4017, double crewed ambulance (DCA), allocated to incident. call assessed as a Green 4 requiring a call back from a clinician within 60 minutes. Resource 4017 stood down from the incident. further call received call ref. 5925201. Call assessed as a Green 4 and stopped as a duplicate of call ref. 5925171. Clinician attempts to make a call back to the patient. No reply and call marked to attempt again shortly. Clinician makes a further attempt to call the patient, with no reply. Call upgraded to a Green 1 20 minute response in line with no contact policy. New call created under call ref. 5925305. resource 4933, solo responder, allocated and mobile to incident. CAD message: no reply to several phone calls, Contacted Nuneaton Accident and Emergency but patient has not selfpresented there. Upgraded as per no contact policy. resource 4933 arrives on scene. resource 4933 stood down from incident as not required. 22:28 22:29 22:40 23:13 23:40 23:47 23:53 00:02 Analysis of Findings Handling of emergency call: the call was assessed as requiring a call back from a clinician within 60 minutes. A return call was attempted 46 minutes after receipt of the original call with no reply. When a further call was attempted at 23:40 with no reply, the call was correctly upgraded to a Green 1 20 minute response under the Category C Emergency Call Procedure. A resource was allocated at 23:47 and this arrived on scene at 23:53. Although this was one hour and 26 minutes after receipt of the original emergency call procedures in line with the call coding had been followed. Conclusion The call was correctly coded as a Green 4 requiring a call back within 60 minutes. When no contact could be established with the patient the incident was marked as ambulance required under the Category C Emergency Call Procedure. Date Resolved: Grade: Minor Status: Resolved. Letter Date: 13/11/2013 Organisation and Divisional Recommendations No recommendations to be made on this occasion. Evidence Gathered CAD report Category C Emergency Call Procedure V4 Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/110 Type: Inappropriate Actions Category: Transport (Ambulance And Other Incident Date: 29/09/2013 Source: PALS Office Date Received: 29/10/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 30/10/2013 Date Agreed: 25/11/2013 Final Contact Date: Reported as Patient Safety Incident: Y Harm Rate: Nil Initial Call Coding: Base: Public Place G2 Risk Rate and Score: 0 Area/Divisional: Lincolnshire Patient Outcome: Treated AE for broken leg Concise Introduction to the Incident Summary: RTC-Inappropriate Comments To Police Case Type: Formal Complaints Case Details: Patient had a motorcycle accident where he was side swiped by a car causing a broken femur. Police breathalysed the patient in the back of the ambulance. The ambulance woman followed the policeman off the ambulance asking for a quick word with him, then stated to him that the patient had been speeding. The Patient claims that this is untrue and shouldn't have been said or anything to do with her, as she wasn't there to witness any of the accident. Patient believes this is slander towards him and his personal character as her opinions and thoughts on this incident should have been kept to her self Terms of Reference (TOR) • What did the female crew member say to the police? • Was it appropriate for her to do speak to the police on this matter? • Did the Paramedic’s actions amount to Slander? Timeline of Events Date and Time Event 29 Sept 2013 Incident Number 1 13:40 13:44 999 call received to Rod Traffic Collision (RTC) car v. motorcycle Double Crewed Ambulance (DCA) assigned with 9 minute eta 13:46 Incident Number 2 Police call control with details of the RTC – confirm they are mobile 13:48 Police notified Log 234 13:52 14:48 15:26 16:22 DCA arrives on scene DCA leaves scene DCA arrives LCH DCA clears hospital Analysis of Findings On 29 September 2013, 13:40, a 999 call was received to a Road Traffic Collision (RTC) – car versus motorcycle. The call is coded as a G2 response requiring a 30 minute on scene attendance by the Trust. At 13:52 a Double Crewed Ambulance (DCA) arrives on scene, achieving the required timescale. On arrival the Paramedic (P1) spoke with members of the public who had witnessed the accident to ascertain the speed at which the RTC had occurred. During these enquiries, the Patient Report Form (ePRF) notes, witnesses stated that the patient had been traveling at 40 to 50mph, which contradicted the patient who stated he had been traveling at 30mph. The patient was then taken into the ambulance, and the investigating Police Officer spoke to P1 to ascertain whether any injuries were potentially life threatening. P1 recounted what she had been told by all parties, and stated she could not tell if the injuries were life threatening until she had completed a full assessment. Clinical Team Mentor (CTM) confirms “that it is very important that the attending clinician makes enquiries as to the speed of any person or vehicle involved in an RTC as this information and the mechanism of injury in vital in the patient treatment…. The police will ask the condition of the patient and information of their likely outcome as this can determine if they are required to close the road etc.” P1 did not divulge any patient sensitive information, and complied with her legal requirement to assist the Police in the course of their duties. P1 did not breach any Trust Information Governance policies and complied with Health Care Professional Council (HCPC)regards to lawful disclosure as within the patient’s best interests. The Complainant states that the actions of P1 amounted to slander. This term relates is where a person knowingly speaks an untruth about another, with the purpose of intentionally damaging the reputation of the other. In this case P1 recounted, honestly, the information she had been given by members of the public. This does not fall within the remit of Slander. It is a HCPC requirement that she assist in any lawful investigation when required to do so. P1’s actions in this matter were correct. Conclusion It is essential in all RTC’s that the speed at impact is established to assist in ascertaining if the patient has life threatening injuries; if the patient needs to go to a specialist Trauma Centre; or if the Police need to close the road down. This action is covered within the best interest for the patient, as per Health Care Professional Council (HCPC) Guidelines. The Paramedic did not discuss anything relating to Patient Sensitive information, but worked with Police to try to establish what happened in the Road Traffic Collision (RTC). The Paramedic’s actions do not amount to slander. The Paramedic honestly recounted information she had been given to assist in a legal investigation. The Paramedic attending the patient complied with her HCPC Paramedic Registration, Trust Information Governance Policies and legal duty, by assisting the Police Officer in the course of his duties. Date Resolved: Status: Unresolved Grade: Minor Letter Date: Evidence Gathered WAV file 999 call 1 WAV file 999 call 2 CAD SOE 5875867 CAD SOE 5875880 PRF CTM response Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/111 Type: Patient Not Taken To Hospital Category: Transport (Ambulance And Other Incident Date: 01/10/2013 Source: Letter Date Received: 05/11/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 07/11/2013 Date Agreed: 18/12/2013 Final Contact Date: 05/12/2013 Delays Incurred Reason for Delay: Unable to obtain case information from LQM New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Patient admitted to ITU Initial Call Coding: Green 3 Base: Patient's House Extension: XX Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Admitted to ITU Concise Introduction to the Incident Summary: Diabetic Ketosis Left At Home Case Type: Formal Complaints Case Details: Diabetic vomiting, generally unwell for 2 days. In the early hours of the morning patient had trouble breathing and his heart was beating fast so he rang 999. Ambulance arrived and paramedic did blood sugar, ECG, BP. Paramedic rang patient parents to go and sit with him then left. A few hours later, patient was worse so parents rang 999 again. This time patient was blue lighted to hospital, taken to resus, transfered to intensive care and put on a kidney machine due to ketosis. Terms of Reference (TOR) • Establish what observations and diagnosis were undertaken by the attending clinician TOR agreed by: Complainant Date: 5 November 2013 List Immediate Actions Crew Stood Down: No. If No state rationale: Following telephone interview the decision was made within division not to stand down the member of staff. Involvement and Support of Staff Staff support and involvement: • • • • • • • • • • • Name: Skill: Paramedic EE date: 17 April 2013 IPR/PDR date: to follow Name: Skill: ECA EE date: to follow IPR/PDR date: to follow Support and referral process for self-support given to staff by Team Leader. • Healthcare Decisions Panel (HDP) referral: Yes Timeline of Events Date and Time Event Date Incident Number 1 Oct 2013 02:19 5879548/5879584 new call received on behalf of a --- year old male who is struggling to breathe and dehydrated. Patient is also a diabetic. resource 5011, double crewed ambulance, allocated to incident. call assessed as 06C01, breathing problems, abnormal breathing, allocated a Green 3 code, return call from clinician within 20 minutes. resource 5011 mobile to incident. resource 5011 stood down from incident. Reason for stand down: category C call. Return call to patient for further assessment. Patient advises his blood sugar reading is 26. call stopped and response upgraded to a Green 1 20 minute response under new call reference 5879584. resource 4210, double crewed ambulance, allocated to incident. resource 4210 mobile to incident. resource 4210 arrives on scene. resource 4210 calls clear from scene, patient treated on scene. 02:20 02:20 02:21 02:21 02:41 02:49 02:50 02:51 03:07 04:48 Analysis of Findings Handling of emergency call: the call was originally coded as a green 3 call, requiring a telephone assessment within 20 minutes. The telephone assessment commenced 22 minutes after receipt of the call. This was two minutes outside the target timeframe. At 02:49 the call was upgraded to a Green 1 response within 20 minutes, and the attending crew arrived 18 minutes later. Care and treatment of the patient: the attending clinician advised that on arrival he and his crewmate were met by the patient who was breathing very fast and was very anxious. The patient had been vomiting since 15:00 the previous day and he was an insulin dependent diabetic. The patient also explained he got very nervous and anxious when in a medical environment or situation. The Paramedic assessed the patient’s breathing and this eased with reassurance and coaching. The patient’s oxygen saturation level was 100% and his chest was clear. The patient was tachycardic, hypertensive and his blood sugar reading was high. The patient was fully alert with a GCS of 15, and he was able to give full details of his medical history with no signs of confusion. The Paramedic questioned the patient about his diabetes, and the patient advised that he had not taken any of his novo rapids due to concerns about his continued vomiting. The patient stated he was previously well and had not had any issues with his diabetes before. The Paramedic explained that the most appropriate course of action would be for the patient to be taken to hospital, but the patient did not wish to travel. The Paramedic referred to the out of hours GP service for further advice, and the GP advised that the patient should take six units of his novo rapid as this should stabilise his blood sugar levels in the next hour or so. The patient was also advised to drink little and often and monitor his blood sugars over the next few hours. The Paramedic was concerned about leaving the patient on his own and he rang the parents and spoke to the patient’s mum. The Paramedic relayed the information and advice given by the doctor, and asked if the parents could come and sit with their son. The patient’s mother advised that they would be there in about 20 minutes. The patient was also advised of the doctor’s comments, and told to monitor his blood sugar levels. He should call 999 again if these did not lower, and he was given advice on warning signs to look out for such as a deterioration in his breathing or dizziness. The patient was also advised again about the need to rehydrate himself. The patient signed the form confirming he did not wish to travel to hospital and he was advised to contact his own GP to discuss the ECG results, as recommended by the out of hours GP. The Paramedic then left the patient to await the imminent arrival of his parents. The Paramedic has confirmed that he placed a telephone call to the parents’ house the following day to ask how the patient was doing. This was not in any way because he had concerns about his treatment of the patient, but purely because he had the number on his phone and therefore he had the opportunity to make a welfare call. The Paramedic has stated that if he were faced with the same circumstances again he would have enlisted the help of the GP and the parents in trying to persuade the patient to attend hospital. Although the patient did not wish to travel due to the anxiety this would cause him, admission was appropriate. The Paramedic feels that if he had made the decision to wait for the parents’ arrival he could have asked them to influence the patient’s decision. Clinical opinion on PRF and care and treatment given: the divisional Consultant Paramedic has reviewed the report and the PRF, and has highlighted a number of deficiencies in the PRF documentation. Given the information available it was not considered appropriate to leave the patient at home. Conclusion The decision to leave the patient at home was not appropriate given his presenting condition. This has also been acknowledged by the Paramedic. Safety netting was put in place by contacting the out of hours GP and the patient’s parents. Date Resolved: Status: Resolved Grade: Moderate Letter Date: 05/12/2013 Organisation and Divisional Recommendations Action: File note discussion with the Paramedic. This should include a review of the PRF and the decision to leave the patient at home. It should also be pointed out that telephoning the patient’s parents to check on his condition was not appropriate. Improvement: Improvement in PRF completion and decision making processes. Outcome Detail: Consider a random PRF audit for a period of time. For: Deadline: 31 December 2013 Evidence: File note of discussion and decision re PRF audit. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered Statement of attending member of staff CAD report Clinical opinion from CP PRF Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/112 Type: Category: Incident Date: 04/11/2013 Source: Letter Date Received: 08/11/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: Date Agreed: 05/12/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Nil Initial Call Coding: Base: EOC Risk Rate and Score: 0 Area/Divisional: Derby Patient Outcome: Settled with painkillers Extension: XX Concise Introduction to the Incident Summary: Abdo Pain - Triage Self Care Advised Case Type: Formal Complaints Case Details: Patient with abdo pains was coded for CAT assessment. Mother was advised that patient's condition did not require an ambulance and adviced to contact 111 or look up symptoms on "Google". Patient's condition settled down afterwards, and was taken to see the GP. Mother feels being told to Google something is not acceptable as this may have been a life threatening emergency. CAD 5963768 refers Terms of Reference (TOR) • Was the call correctly handled? • What was the patient’s mum told, and was this correct? Timeline of Events Date and Time Event 4 Nov 2013 18:48 18:48 18:49 19:01 Incident Number 5963768 999 call received to --- year old male with recent onset abdominal pain Call coded G4 (01A01) and passed to the Clinical Assessment Team (CAT) CAT coordinator requests Capacity Management Plan (CMP3) speech be given Emergency Medical Dispatcher (EMD) calls back and gives CMP3 speech Service Issues A8 performance – 67.10% (required target 75%) A19 performance – 90.95% (required target 95%) Analysis of Findings On the 4 November 2013, a 999 call was received to a --- year old male with abdominal pains. The call was coded as G4, suitable for further triage by the Clinical Assessment Team (CAT) within 60 minutes. The Emergency Medical Dispatcher (EMD) then informed the patient’s mother that they would receive a call back. This call was audited as correctly coded, but highlights that the incorrect speech was initially given. At the time of this call the Trust had implemented Capacity Management (CMP) 3. This means all calls coded G4, where the patient is aged between 5 and 69, are told: “We are currently experiencing very high demand for emergency ambulances. From the information you have given me, we will not be sending you an ambulance. Our advice is to contact a GP, phone NHS 111, make your own way to a Minor Injury Unit or to an Emergency Department. You could check your symptoms online at the NHS Direct website. I need to hang up now (to take another call). If anything changes, call us back immediately on 999 for further instructions” The EMD was contacted by a member of the CAT assessors, and asked to call patient’s mother back and deliver the correct speech. The EMD did this promptly, apologised for this error, and delivered the correct speech. The Capacity Management Plan is designed to “manage demand, and resources, during high call volumes, where the supply of ambulance service resources is insufficient, or potentially insufficient, to meet the clinical demand of patients.” The level, CMP 3, is only instigated if 45 or more calls are being held in the region. The aim of the CMP actions is to maximise responses to the most seriously unwell patients. Conclusion Was the call correctly handled? Yes. The call was correctly handled by coding it as a G4 call. The Emergency Medical Dispatcher (EMD) did, initially, give the wrong instruction that a Clinician would call the patient’s mother back. The EMD did rectify this mistake by calling the patient’s mother straight back, apologising, and then giving the correct speech. What was the patient’s mum told, and was this correct? Yes. At the time of the call the Trust had implemented the Capacity Management Plan (CMP). This is used to manage demand on Trust resources at times of high demand, and is designed to ensure that the Trust maximises its resources to treat the most seriously unwell patients. On this occasion the CMP level activated was level 3. This is only activated if the Trust is holding 45 calls, or more. When level 3 is instigated any patient condition, between the ages 5-69, identified as non-life threatening is given the following speech: “We are currently experiencing very high demand for emergency ambulances. From the information you have given me, we will not be sending you an ambulance. Our advice is to contact a GP, phone NHS 111, make your own way to a Minor Injury Unit or to an Emergency Department. You could check your symptoms online at the NHS Direct website. I need to hang up now (to take another call). If anything changes, call us back immediately on 999 for further instructions” The speech is used to explain the reason why an ambulance is not being provided; signposts the caller to additional sources of advice more suitable for the patient’s condition; and finishes with giving the caller advice should the patient’s condition worsen. This complies with Department of Health guidelines. Date Resolved: Grade: Negligible Status: Unresolved Letter Date: 06/11/2013 Organisation and Divisional Recommendations None Organisational Lessons Learned None Evidence Gathered CMP Call audit DM RL WAV files 999 call and CMP3 speech Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/113 Type: Patient Not Taken To Hospital Category: Transport (Ambulance And Other Incident Date: 21/10/2013 Source: PALS Office Date Received: 11/11/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 11/11/2013 Date Agreed: 09/12/2013 Final Contact Date: 09/12/2013 Delays Incurred Reason for Delay: Admin Error/Failure New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: 0 Initial Call Coding: Base: Patient's House Green 2 Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Attended hospital Extension: XX Concise Introduction to the Incident Summary: Dislocated Knee - Not Taken To Hospital Case Type: Formal Complaints Case Details: CAD 5929074 - Green 2 Pt dislocated her knee. Paramedic attended and gave her gas & air. Popped knee back in and said that pt didn't need to go to hospital. Parents later took her to A&E where an X-ray found torn ligaments and her knee was full of blood. Knee in a splint and pt unable to go to school. Terms of Reference (TOR) • Establish why patient was not taken to hospital. TOR agreed by: Complainant List Immediate Actions Crew Stood Down: No. If No state rationale: Date: 15 November 2013 Involvement and Support of Staff • Staff support and involvement: DM – Paramedic Skill level, EE date :not completed for 2013/2014 IPR date: 11/09/2013 • Support and referral process for self-support given to staff by Team Leader. Healthcare Decisions Panel (HDP) referral: Yes Being Open Initial Contact Date: 15/11/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 21 Oct 2013 Incident Number 5929074 12:44 12:47 new call received call ref. 5929074 on behalf of a --- year old female who has slipped over. call assessed as 17B01G, falls, possibly dangerous body area, patient on the ground or floor. Green 2 30 minute ambulance response. CAD message: knee cap is out to the side. CAD message: K0 no available resources. further call received, call ref. 5929171. Stopped as a duplicate of call ref. 5929074. Resource 4045, solo responder, allocated to incident. resource 4045 mobile to incident. resource 4045 arrives on scene. resource 4045 calls clear, patient treated on scene. 12:47 12:48 13:28 13:34 13:35 13:43 15:02 Analysis of Findings Handling of emergency calls: the first call was received at 12:44 and was correctly coded as a Green 2 30 minute response. The second call was received at 13:28 and was identified as a duplicate of the first call with no change in the patient’s condition. The responding resource arrived at 13:43, which was a response time of 59 minutes and outside the target timeframe of 30 minutes. Entries from Performance Delivery Manager (PDM) resource log: 09:59 Leics holding two Red 2 calls and six Green 2 calls. 12:21 Leics holding one Red 2 and one Green 2 call, still in overcapacity plan. Entries from Leicestershire dispatch desk (LEICS) resource log: 10:32 holding multiple calls in Leics city. 10:54 Leics rural holding two Green 2 calls. 11:53 Leics rural holding one Green 2 call and running 60 minutes to a Red 2 call. 13:35 Leics rural holding two Green 2 calls. 14:48 Leics city holding one hot back up, one Red 2 call, one Green 1 and two Green 2 calls. Care and treatment of the patient: The patient’s mother has stated that she was advised the patient would not need to go to hospital. The patient was given gas and air and the Paramedic then popped the knee cap back in place. Following the incident the injury appeared to get worse with swelling and pain, and the patient was taken to hospital later that evening where it was diagnosed that her knee ligaments were torn and her knee was full of blood. The attending Paramedic has advised that when she arrived on scene she was met by the patient’s mother who was anxious about the length of time it had taken to get medical help. The Paramedic apologised for the delay and the mother took her upstairs to the patient, who was sat on the bedroom floor. The patient was understandably scared and distressed and in a considerable amount of pain. The Paramedic undertook an initial examination and observations, and she spent a considerable amount of time administering gas and air to the patient to ease the pain and get her to relax. The patient was then helped to slowly straighten her leg and the knee cap relocated. This had the effect of immediately relieving much of the patient’s pain although she was still in discomfort. After a further short period of time the Paramedic encouraged the patient to try and bear weight on her leg, and the patient was able to walk slowly around her bedroom. She was still suffering discomfort but the pain was considerably less. The Paramedic recalls discussing the options with the patient and her mother, including requesting an ambulance to take the patient to hospital, referring the patient to her GP or for the patient to remain at home and see how her knee felt later. The patient did not want to go to hospital, and it was decided that she would remain at home. The Paramedic discussed warning signs to look out for such as swelling or numbness, as there was a possibility that when the knee cap relocated something could have become trapped. The Paramedic formed the impression that the patient and her mother were happy with the outcome. The patient was asked if she was going to remain upstairs, and when she advised she was not the Paramedic offered to stay until the patient had negotiated the stairs. The Paramedic preceded her down the stairs, and after the patient had completed the descent the Paramedic called clear from the scene. At this point the patient was still in discomfort but her dislocation had relocated and her pain was considerably less. Clinical review of care and treatment of patient: the report and PRF have been reviewed by the divisional Consultant Paramedic and this has concluded that the patient should have been conveyed to hospital so the injury could be x-rayed. This is particularly the case as this was the first instance of this type of injury. Conclusion The response time of 59 minutes was outside of the target timeframe of 30 minutes. The Paramedic has advised that the patient did not wish to travel to hospital although this was discussed as a possible option. However the Consultant Paramedic review of the care and treatment has concluded that the patient should have been conveyed to hospital to exclude any underlying injury by undertaking an x-ray. The first episode of this type of injury should heighten the awareness of a requirement for x-ray. Date Resolved: 09/12/2013 Grade: Moderate Status: Resolved Letter Date: 09/12/2013 Organisation and Divisional Recommendations Action: File note discussion with the Paramedic. This should include the decision to leave the patient at home due to the nature of the injury and in particular because the first instance of a dislocation should heighten the awareness of the requirement for an x-ray to be undertaken to exclude any underlying injury. Improvement: Improvement in the decision making processes. Outcome Detail: Improved awareness of the need to consider underlying injury. For: Deadline: 31 December 2013 Evidence: File note of discussion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report PRF Statement from Paramedic Clinical opinion from Consultant Paramedic Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/114 Type: Delay Category: Service Failure Incident Date: 01/11/2013 Reported as Patient Safety Incident: N Harm Rate: 1 Area/Divisional: Notts Base: EOC Source: Social Media Date Received: 09/11/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: Date Agreed: 06/12/2013 Final Contact Date: «RESOLVE_DT» Initial Call Coding: G2 (29D02L) Concise Introduction to the Incident Summary: Delayed Response To RTC Case Type: Formal Complaints Case Details: Sent via Twitter: Hi I'd like to talk 2 u re 1.5hr wait for ambulance lying w/multiple inc head injuries in puddle on A60 after hit by car Terms of Reference (TOR) • • • • • Were the calls correctly handled and coded? Was the first response on scene late, if so by how long? What backup request was made for a Double Crewed Ambulance (DCA)? What was the cause of the delay for the backup? What is the Trust doing to improve on these delays? Timeline of Events Date and Time Event 01/11/2013 Incident Number 5956014 18:18 999 call received to a --- year old female hit by car whilst riding her bike. EMD takes 5 mins to zone address Call coded G2 (29D02L) Dispatch Officer (DO) checks Resource Allocation (Res/Alloc) K13 (Police) administering oxygen to patient; facial injuries DO checks Res/Alloc nd 2 call received to RTC from K13 – CAD 5956034 coded G2 (29D02L) Fast Response Vehicle (FRV) allocated nd 2 FRV assigned st nd FRV stood down (both at HART base) driver of 1 FRV swapping into 2 FRV car 18:24 18:25 18:28 18:29 18:31 18:43 18:44 18:45 19:03 19:13 19:21 19:26 19:33 19:34 19:48 19:56 19:57 20:15 20:39 nd 2 FRV arrives on scene FRV requests Red backup Note in CAD: Desk aware, currently K0 (no resources available) Automatic message generated: FRV at scene over 20 minutes Automatic message generated: FRV at scene over 30 minutes FRV asking for ETA – advised K0 Radio message from FRV – Patient moved out of the rain to pub alcove DO checks Res/Alloc Double Crewed Ambulance (DCA) assigned DCA arrives scene DCA leaves scene FRV clears call DCA arrives hospital DCA clears hospital Service Issues Divisional RL notes, at 18:17 – Holding 1 x Red backup; 5 x G2; 6 urgents Duty Manager (DM) Resource Log (RL) notes, at 18:31 - Trust in Capacity Management Plan (CMP) 1&2 Divisional RL notes, at 18:41 - all resources committed no cover available, with still majority of Late/afternoon city resources to start break due to workload, will affect performance further from days holding x6 uncovered g2 calls, longest 1801 x 6 drs urgents Divisional RL notes, at 18:59 – 1 x R1 call and 1 x R2 call uncovered Divisional RL notes, at 19:05 – Holding multiple calls city, all categories, running excessive distance Divisional RL notes, at 19:27 – Longest G2 call holding 18:01 Analysis of Findings A 999 call was received to a --- year old cyclist who had been hit by a car. The call was audited as correctly handled, and coded as a G2 call. This requires that a response from the Trust arrive on scene within 30 minutes. The audit did establish that there was a 5 minute delay in the Emergency Medical Dispatcher inputting the location. The location of the Road Traffic Collision (RTC) was in the centre of a built up location, and on a very long road, covering multiple areas of the city. This difficulty did not contribute to a delayed response as the approximate co-ordinates for the mobile phone number were received by when the call connected. These coordinates do give the Dispatch Officer (DO) a rough indication of where the call is coming in from. This information would have been sufficient for the DO to start an available resource running, as per the Dispatch Deployment Framework (DDF), Oct. 2013, requirements. At 18:24 the DO checks the Resource Allocation (Res/Alloc) for the first time. This is a computerised function that allows the DO to see what resources are available to attend this call. This delay is a breach of the DDF Activation and Mobilisation procedure. Under this policy the DO should have checked the Res/Alloc as soon as the initial call was received. The DO failed to do this until 6 minutes into the call. The DO assigns a Fast Response Vehicle (FRV) to the call which arrives with the patient at 18:43, achieving the 30 minute response time required. A Double Crewed Ambulance (DCA) was shown as mobile and available but was not assigned to this call. The DO acted correctly in not assigning this DCA. The DCA was in the last minutes of its shift, and under the DDF, cannot be assigned to G2 calls within the last 30 minutes. Shortly after arriving the FRV requests Red Backup. This requires that any DCA attending a call, coded lower than R2 (8 minute response), be diverted to this patient. Once assigned to this backup the DCA cannot be diverted to any other call. The DO places a warning marker on the Computer Aided Dispatch (CAD) record regards to the backup request, and then notes that the Division is currently “K0”. This is a code that signifies that the Division currently has no available resources to assign to this backup. The DO does not check Res/Alloc to evidence this is the case, and is a breach of the DDF which requires that Res/Alloc be checked regularly. A review of the Duty Manager (DM), and of the Divisional, Resource Log (RL) shows that the Division was holding 12 calls when this RTC was received. At 18:31, the Trust activated the Capacity Management Plan (CMP) 1 and 2. This is when the number of calls being received outstrips the Trusts abilities to respond. Levels 1 and 2 are activated when the Trust is holding between 25 and 44 calls of any category. Though the DO did not complete sufficient Res/Alloc checks to comply with the DDF, the detailed notes in the RL evidences that they would have had limited time to do them without additional assistance. The Service Delivery Managers (SDM) are currently looking at what additional support can be given to DO in such times so that Res/Alloc can be checked regularly on outstanding calls. Examination of the Divisional RL does evidence that the DO assigned the FRV to this RTC ahead of a G2 call that was received at 18:01. At 19:27 this other G2 call was still noted as outstanding with no resource on scene at all. This indicates that the DO used dispatch discretion to ensure that someone was with the patient from the RTC as soon as possible. This is against the DDF, but was a correct action by the DO as it meant that the patient had clinical help promptly. Conclusion Were the calls correctly handled and coded? Yes. The calls were correctly handled, and coded for a G2 response. This requires that a Trust resource be on scene with the patient within 30 minutes. Was the first response on scene late, if so by how long? No. This timescale was achieved with a Fast Response Vehicle arrived within 25 minutes. What backup request was made for a Double Crewed Ambulance (DCA)? The FRV immediately called the Dispatch Officer (DO) and requested Red Backup. This is the highest priority request, and requires that the DO assign the nearest available DCA. The DO should also consider diverting any DCA attending a call lower than R2. The DO acted correctly by placing a warning marked on the Computer Aided Dispatch (CAD) record to show backup was required, and by informing that FRV that there were DCA available at this time. This complied with the Dispatch Deployment Framework (DDF), Oct 2013. What was the cause of the delay for the backup? It is not possible to fully evidence why there was a delay in assigning backup to this call. The DO is required to check the Resource Allocation (Res/Alloc) function regularly to show that there are no DCA that can be used. The DO failed to do this, and so breached the DDF requirement on this matter. A review of the Resource Logs for the Division show that the Trust activated Capacity Management Plan (CMP) 1 & 2 at 18:31. This means that the number of calls being received outstrips the Trusts available resources. The level of 1 & 2 is instigated when the Trust is holding between 25 and 44 calls of any category. The DO made regular updates in the Resource Logs noting how many calls were being held at the same time of this call. Based on this information it is not believed that the DO would have had sufficient time to regularly check the Res/Alloc on all calls holding without additional support. The Service Delivery Managers (SDM) are currently reviewing additional support that can be given to the DOs in such times of high demand. What is the Trust doing to improve on these delays? The Trust has just launched its “Better Patient Care Plan” which is hoped will markedly improve patient care within a short timeframe. The main emphasis will be on clinical quality and response times. Within this action strategy is the “Surge Plan” which will allow the Trust to respond more effectively in times of high demand. This includes working with hospitals to ensure that ambulance crews are promptly able to hand over patients; reduction of lost hours due to vehicle defects; and the implementation of an ambulance car service to reduce the pressures on Emergency crews. Date Resolved: Grade: Negligible Status: Unresolved Letter Date: 09/11/2013 Organisation and Divisional Recommendations Recommendation Refer Res/Alloc omissions to SMD (AC) Action SDM to review Res/Alloc failures to assess whether this was acceptable due to CMP 1&2 in place, and whether additional support would have benefited in this case Lead SDM (AC) Due Date 21/02/2013 Evidence Confirmation email Evidence Gathered XXX XXX Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/115 Type: Delayed Response To Red 1 Category: Transport (Ambulance And Other Incident Date: 27/08/2013 Source: Letter Date Received: 06/11/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 11/11/2013 Date Agreed: 03/12/2013 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Patient's House Extension: XX R1 (06E01) Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Treated at AE Concise Introduction to the Incident Summary: Delayed Response- --- Year Old Boy S.O.B. Case Type: Formal Complaints Case Details: 45 minute delayed response to --- year old boy who was 'gasping fro breath'. Also, the first ambulance dispatched got lost. He also has general organisation questions about the ambulance service. Terms of Reference (TOR) • • • • • • • Was the call correctly handled? Was there a delay in attending the patient? Why was the car sent from Brn? Why did the car get lost? Why did it take so long to get an ambulance to the patient? Why does the complainant see ambulances resting in laybys? Where is the extra funding, frontline staff, and changes, and how is this to be implemented? Timeline of Events Date and Time Event 27 Aug 2013 Incident Number 5797932 20:41 999 call received to child gasping for breath and being sick Dispatch Officer (DO) checks Resource Allocation (Res/Alloc) Nearest Fast Response Vehicle (FRV) assigned with 17 minute eta from Brn Community First Responder (CFR) Desk checks Res/Alloc – no CFR in area DO sends out “K0 call” (request any crew available to clear) DO checks Res/Alloc Double Crewed Ambulance (DCA) assigned with 50 minute eta from --------FRV arrives on scene FRV calls for directions Emergency Medical Dispatcher still on line – offers to assist with directions DCA arrives on scene DCA leaves scene FRV arrives clears on scene DCA arrives on scene DCA clears hospital Duty Manager (DM) notes: Out of Performance Managers Report... FRV from ---- DCA from ---------- open mike broadcast but no response, responder not of skill to attend. No abstraction area but experiencing high demand. No r1 assessment, cmp ½ 20:42 20:43 20:45 20:58 21:03 21:04 21:11 21:29 21:43 21:54 22:28 23:27 Service Issues Hospital handover 15 minutes BPH – 22 minutes GH – 19 minutes LCH – 16 minutes East Division Performance review A19 response – 91.24% (target 95%) R1 A8 (within 8 minutes) – 70.27% (target 75%) R2 A8 (within 8 minutes) – 73.46% (target 75%) G1 (within 20 minutes) – 81.70% (target 85%) G2 (within 30 minutes) – 85.37% (target 85%) G3 (triage within 20 minutes) – 88.21% (100%) G4 (triage within 60 minutes) – 98.55% (100%) East Division Resource Log (RL) Shortfall of 2 x Double Crewed Ambulance (DCA); 3 x Fast Response Vehicles (FRV); and 1 Team Leader Analysis of Findings On 27 August 2013 a 999 call was received to a --- year old male with breathing problems. The call was coded R1 and is audited as correctly coded. This is the highest code achievable, and requires an on scene response within 8 minutes. Any available resource should be immediately diverted to it, as a R1 coding takes precedence over any other call. This action was correct under the Dispatch Deployment Framework (DDF), May 2013. Upon receipt of the call, the Dispatch Officer (DO) immediately assigned a Fast Response Vehicle (FRV). The assignment of this FRV was correct, as the only other resource nearer is already on scene at a call. The FRV is assigned from the Brn area, with a 17 minute estimated time of arrival (ETA). The DO then complies with the DDF by sending out a “K0” message. This is a required open mike message to all resources in the Division. It informs them that there is a R1 call in the area, and where the assigned unit is coming from. The aim is for any resource able to come clear to contact the DO for assignment. At 20:42, the Community First Responder (CFR) desk checks the Resource Allocation (Res/Alloc) function. This allows the desk to check for any available volunteers in the area to assist with the call. The desk noted that there was a CFR on duty in the area, but that the CFR was not qualified to deal with paediatrics (children under 12). Due to the desk acted correctly by not assigning the CFR to the call. The DO then assigned, at 20:45, a Double Crewed Ambulance (DCA) to the call with a 50 minute ETA, running from the Sut Bdg area. This action complies with the DDF requirement to automatically back up any FRVs attending R1 calls. Two other DCA were showing similar ETA, but the DCA selected was mobile towards the Spd area, and had a better run as it was on a main A road. The ETA generated by the Computer Aided Dispatch (CAD) system works on a straight line principle (“as the crow flies”). It does not take into consideration whether the resource has to go over winding country roads, if a river is in the way with no crossing, etc. This means that the DO has to assess the best route available and not just look at the vehicle showing closest in the Res/Alloc. The DO selected the correct DCA in this case. At 20:58, the FRV registers at scene of the call, but is not actually at the patient’s address. Examination of the Sequence of Events (SOE), a computerised footprint of all actions relating to this call, shows a code *RM next to the “on scene” message. This *RM indicates that the FRV manually pressed a button on his on-board computer stating that he was on scene. Usually, if the FRV is close enough to the required address the on-board computer will automatically book on scene. This generates an *AVL message. The FRV calls the Control Room when he realises he is not at the address, and expresses concern that the address is not mapping correctly. The FRV gives a location of -----------, about 1000ft north of the patients address, and on the other side a body of water. The FRV receives guidance from the DO as to which directions he now needs to take. The DO refers to her mapping and points out the locations “is a maze” of streets. Enquiries have been made with the Emergency Control Room (EOC) Back Office Support as to the effect of the “on scene” button being pressed before at the address. EOC Support states that once the button is pressed the screen blanks out. This is a security feature so that a lit screen of patient identifiable details are not displaying to passers-by when the vehicle is unattended. Due to this the FRV no longer had access to computer mapping to locate the address. The Clinical Team Mentor (CTM) for the area is familiar with this estate. He describes it as a new housing estate that is a maze of houses, all very close together. The CTM also points out that in the low light an FRV driver has to drive and search for the house number at the same time. This is less of an issue for DCAs as the passenger can look for the house whilst the driver concentrates on the road. At 21:11, the DCA arrives on scene - ahead of the FRV still trying to locate the. This is 30 minutes after the 999 call was made, and 22 minutes outside the required timescale for an R1 call. At 21:14 the Emergency Medical Dispatcher (EMD) taking the call exits, after establishing that the DCA is now with the patient and his mum. The complainant has raised questions with regards to Trust services in this area. The Service Delivery Manager (SDM) was asked with regards to why ambulances were seen “resting” in laybys. The SDM states that the Trust uses a dynamic deployment framework that identifies the optimum location for resources to respond from. Essentially, a computer database collates historical data and calculates the most effective place for an unassigned resource to wait for the next call. In the case of Spd, the ambulance station is based in the hospital grounds which can cause issues with exiting the car park. Due to this the ambulances wait at laybys for the next emergency call to ensure a prompter response. The Locality Manager (LM) states that the ---------- area is currently short of 3 Paramedics and 1 Emergency Care Assistant (ECA) which is impacting on performance in the area. The Trust is actively recruiting to fill the Paramedic places, and are currently training an ECA for the short fall in this role. In the meantime, the Trust is utilising Bank Paramedic staff, where possible, to fill any uncovered shifts. The LM, Emergency Operations Centre (EOC – Control Room), and Fleet management are also liaising to provide transfer only crews that will help alleviate the pressures on frontline staff in the area, but this will be dependent on availability of vehicles for this role. Conclusion Was the call correctly handled? Yes. The call was audited as correctly handled, and given the highest possible coding, R1. This requires an 8 minute response. Any resource available in the area should be immediately diverted to the call as it takes precedence over all other categories of calls. Was there a delay in attending the patient? Yes. The 8 minute timescale was not achieved. The Double Crewed Ambulance (DCA) arrived on scene 22 minutes outside of the time required. Due to this the Trust failed in its duty of care to this patient. Why was the Fast Response Vehicle (FRV) sent from Brn? At the time of this call this FRV was the nearest one available. There was another FRV on scene of a call dealing with a patient. The Dispatch Officer was correct in assigning the FRV from Brn, then sending out an Open Mike message to all crews. The aim of this message was to see if the FRV on scene was able to come clear to deal with this outstanding R1, and complied with the Dispatch Deployment Framework, May 2013. Why did the FRV get lost? When the FRV arrived in the area, close to the address, the driver pressed a button on his on board computer. This was to show him as arriving on scene. By doing this manually, as opposed to allowing the vehicle to book on scene automatically, the driver inadvertently knocked out his computerised mapping. This resulted in a blank screen coming up. This is a security feature to stop patient safety data being displayed when the FRV is unattended. As the structure of the roads was a network of cul de sacs coming off of long roads, the driver was no longer able to locate the address. The Dispatch Officer attempted to verbally direct the FRV into the address, but the Double Crewed Ambulance (DCA) arrived before this could be completed. The CTM describes the estate as a new build, with houses very close together. The CTM further explains that locating the address would be harder for a single manned FRV as he would be driving, looking for the number and dealing with low light levels as well. Why did it take so long to get an ambulance to the patient? The nearest Double Crewed Ambulance (DCA) was assigned to this call, but was having to run a distance from the ---------- area. This DCA was correctly assigned, and should have been attending as automatic backup for the FRV. Unfortunately, due to the issue discussed above the DCA arrived on scene before the FRV did. Examination of the hospital handover data shows that 3 hospitals were breaching the handover time of 15 minutes. These delays would have impacted on the ability of the Dispatcher to assign a DCA to this call till crews came clear from the hospital. Additionally, the East Division Resource Log notes a shortfall of 2 DCA; 3 FRV and 1 Team Leader. Why does the complainant see ambulances resting in laybys? The Trust utilises as dynamic computerised system to identify the optimum location for vehicles to wait for the next call. In the Spd area the ambulance station is in the hospital grounds. This can result in difficulties for the ambulance to leave the grounds when calls are received. Due to this available ambulances in the Spd area wait at locations, like laybys, to ensure a prompter response to calls. Where is the extra funding, frontline staff, and changes, and how is this to be implemented? The issues relating to Spd performance is being impacted by a shortfall in staff of 3 paramedics, and an Emergency Care Assistant (ECA). The Trust is currently training an ECA for the area, and has advertised the posts of Paramedic. Until such time as the three permanent positions are filled the Trust is using Bank Paramedics, where possible, to deal with the shortfall. The Locality Manager for the area states that he is working with the Emergency Operations Centre (Control room) and Fleet management to set up a crew that will only be used for hospital transfers and Doctor’s booking. It is hoped that this will take pressure off of frontline 999 services in the area in due course. There is currently no timescale for this vehicle as Fleet need to identify an available vehicle for the duty. Date Resolved: Grade: Moderate Status: Unresolved Letter Date: 28/10/2013 Organisation and Divisional Recommendations None Evidence Gathered CAD SOE WAV files radio transmissions WAV file 999 call PRF Divisional RL Call audit RM code reply Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. PALS Form PALS/13/00504 FC/2013/115 Section A: To be completed on receipt of concern Enquirer Name: Correspondence Address: Response required: Enquirer phone no: Enquirer category: Type of concern: Date of incident: Description: Incident Location: Patient Name: Patient Address: Patient phone no: Patient Deceased: Date Received: Date due back: PALS Coordinator: Initial grading: Area: Service Delivery: Purchaser: Investigator: Staff involved & Station: How Received: Acknowledge date: Logged by: CONTACTS: Julie Cowburn PALS Coordinator NORTH DIVISION East Midlands Ambulance Service NHS Trust North Division Education and Training Centre Kingsway Derby DE22 3XB Enquirer is patient? No Phone (delete as required) Mobile: Relative PALS 25/10/2013 28/10/2013 22/11/2013 Minor 1. 2. 3. Telephone Call 28/10/2013 Tel:01332 372441 Ext 241 Mob:07971 323730 Email: [email protected] or [email protected] Karen Long PALS & Service Improvement Coordinator – EAST DIVISION East Midlands Ambulance Service East Division HQ Cross O’Cliff Court Bracebridge Heath Lincoln LN4 2HL Tel: 01522 832628 Mob: 07773 793008 Email: [email protected] Kathi Tomlinson PALS Coordinator – SOUTH DIVISION East Midlands Ambulance Service East Division HQ Cross O’Cliff Court Bracebridge Heath Lincoln LN4 2HL Tel: 01522 832628 Mob: 07800648563 Email: [email protected] Section B: The Investigating Officer’s Report Chronology of On 25th October, 2013 Events: At 22:42 hours CAD 5939761 coded Green 3 (triage within 20 minutes) At 22:48 hours CAD 5939781 coded Green 3 (triage within 20 minutes) At 22:49 hours CAD 5939784 coded Green 2 (30 minute response) At 22:51 hours the CAT team rang back (9 minutes) At 23:09 hours CAD 5939833 coded Green 3 (triage within 20 minutes) At 23:09 hours CAD 5939835 coded Green 2 (30 minute response) At 23:19 hours a DCA arrived on scene. Response time 37 minutes At 23:20 hours CAD 5939853 not coded caller said “it’s here and hung up” On 26th October, 2013 At 01:25 hours CAD 5940081 coded Red 2 (8 minute response) At 01:35 hours an FRV arrived on scene. Response time 10 minutes This was for a female at the address and patient was treated on scene Investigation Report: At 22:42 hours 999 call CAD 5939761 was received and coded 04B01A (assault) Green 3 (triage within 20 minutes) The EMD noted on the CAD ‘male attacked’ The code 04B01A represents a patient who is conscious and breathing with a possibly dangerous body area injured. At 22:45 hours the call was correctly passed to nurse triage At 22:53 hours it is noted on the CAD ‘duplicate call from police is Green 2 and the first call was upgraded to Green 2 At 22:58 hours the CAT team noted on the CAD ‘patient has been assaulted query with what, neighbour says patient has a head wound to the back of his head which pressure is being applied to. Needs assessment call back advice given and the call was upgraded to a Green 1 response. At 23:00 hours an FRV was mobile to the scene. ETA 21 minutes having come clear in scene of another call At 23:12 hours the FRV was stood down. Reason:- nearer vehicle At 23:12 hours a DCA was mobile to the scene. ETA 8 minutes At 23:19 hours the DCA arrived on scene. Response time 37 minutes At 23:39 hours the DCA left scene with the patient for Leicester Royal Infirmary At 23:49 hours the DCA arrived at the hospital At 00:17 hours the DCA was clear at the hospital (28 minute turnaround) This call was covered by the ---------- dispatch desk and below is taken from the Leicestershire resource log:25 Oct 2013 19:23 hours SHORTAGES TONIGHT:S/CREW TECH NARBOROUGH 1830/0630 S/CREW ECA NARBOROUGH 1930/0730 Below is taken from the PDM’s resource log:25 Oct 2013 20:23 hours 2 x FRV and 3.5 x DCA short across Leicestershire overnight. No team leader cover from midnight (on duty team leader currently covering tactical cell). Daily performance figures for Leicestershire on 25/10/2013 A8 = 71% G1 = 78% G2 = 88% Conclusion answering the scope of the concern The first call was correctly coded as a Green 3 for triage within 20 minutes (call attached) The CAT team rang back after 9 minutes and upgraded the call to a Green 1 response. The delay was then caused by waiting for a resource to become available and distance to travel on this Friday evening. Section C: Action Plan to be completed by Investigating Officer Has the potential future risk of recurrence been identified: If yes what? Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified: Service Improvements Identified: Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified Service Improvements Identified: Section D: Sign off to be completed by the PALS Coordinator Date returned to PALS Coordinator: Response/actions by PALS Coordinator: Description and Consequences Report Unique Reference: 2013 FC/2013/117 Type: Wrong destination Category: Service Delivery Incident Date: 18/09/2013 Reported as Patient Safety Incident: Y/N Harm Rate: 1 Area/Divisional: Leics Source: Letter Date Received: 18/11/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: Date Agreed: 13/12/2013 Initial Call Coding: R2 Concise Introduction to the Incident Summary: Patient Not Taken To Hospital Requested Case Type: Formal Complaints Case Details: Pt underegoing treatment at GGH but was taken to the Royal instead. Family want to know why she was not taken there first. Also state transfer to GGH took a long time. Was there any delay from the Trust for the transfer. Lead is Hospital for response Terms of Reference (TOR) • Why was the patient not taken straight to GGH? • Was there a delay in the Emergency Transfer from LRI to GGH, if so why? Timeline of Events Date and Time Event 18/09/13 Incident Number 5847037 06:07 06:08 999 call received to --- year old female with chest pain ?heart attack Community First Response (CFR) desk checks Resource Allocation (Res/Alloc) – no CFR in area Call coded R2 (10D01) Fast Response Vehicle (FRV) assigned FRV arrives on scene Dispatch Officer notes in CAD: allocation due to using facilities FRV requests Amber backup Double Crewed Ambulance (DCA) assigned DCA arrives scene FRV clears scene 06:10 06:11 06:13 06:21 06:22 06:31 06:50 07:04 07:17 07:42 DCA leaves scene DCA arrives LRI DCA clears LRI 18:24 18:25 18:27 18:45 19:13 19:21 20:00 Incident Number 5848781 999 call received to the patient for emergency transfer to GGH from LRI DO checks Res/Alloc DO checks Res/Alloc DCA assigned and arrives scene DCA leaves scene DCA arrives GGH DCA clears GGH Service Issues Divisional Resource Log: 17:17 – Sister at LRI requesting OSM contact her 18:07 – Division holding 5 emergency calls coded G2 (response within 30 minutes) 18:20 - some crews still requiring meal breaks. High demand of calls. Still 6x g2 waiting. (emergency) transfers today - at least 8 transfers from the LRI High volume of p1 Analysis of Findings On the 18/9/13, at 06:07, a 999 call was received to a patient believed to be having a heart attack. The call was coded as R2, requiring an on scene response from the Trust within 8 minutes. At 06:13 a Fast Response Vehicle (FRV) arrived on scene achieving the timescale required. The FRV then requests amber Backup. According to the Dispatch Deployment Framework, May 2013, this indicates that the patient is in serious, but not immediately life threatening condition. This requires that the Dispatch Officer (DO) assigns the next available Double Crewed Ambulance (DCA), not attending an uncovered higher priority R2 call or Red backup request. This allocated DCA will then attend using visual and audible warning systems. The DO assigned a DCA which arrived on scene at 06:31. The DOs actions were correct in all actions. On initial examination of area maps shows that GGH was 1.7 miles from the patient’s home address, whereas LRI is 3.4 miles. The Trust policy is that a 999 emergency patient needs to be taken to the nearest receiving hospital to be stabilised. The patient in question was undergoing treatment from the GGH, and due to this the family would like to know why the patient was not taken to GGH directly. Based on the above points it would, initially, appear that the patient should have been taken to GGH as it was closer. The Clinical Team Mentor (CTM) was asked to review the crew’s decision to take the patient to LRI with consideration to this information. The CTM states that GGH has strict protocols on admittance, and that though it was the closer hospital, acceptance would be dependent on the Chief Complaint and clinical findings. As the patient was reported to have “nausea/vomiting” the CTM states that the patient would not have met the GGH admittance criteria. Due to this the patient was taken to the correct hospital, LRI. This is a not a Trust policy but one implemented by GGH that the Trust must comply with. The patient’s family have also asked why there was such a delay in transferring the patient to the GGH with a Gastrointestinal (stomach or intestinal area) bleed. The patient arrived at LRI 07:17, with a 999 booking (P1) made to transfer her at 18:24. This was 11 hours and 7 minutes later. The call was coded as requiring a R2, 8 minute response. The DO assigned a DCA that had just handed over a patient at LRI Emergency Department to this call. The DCA did not arrive on scene until 21 minutes after the call was placed. Examination of the Resource Logs (RL) shows that at this time the Division was dealing with a high number of P1 transfers, with 8 coming from LRI. This was noted as it had an impact on the Divisions ability to respond to calls in the area. Conclusion Why was the patient not taken straight to GGH? The patient was not taken straight to GGH as this hospital has strict admittance protocols, and though it was the closer hospital, acceptance would be dependent on the Chief Complaint and clinical findings. The Clinical Team Mentor (CTM) states as the patient was reported to have “nausea/vomiting” the patient would not have met the GGH admittance criteria so would have to attend LRI initially. This is a requirement of the Hospital, not of the Trust and so the DCA acted correctly by complying with GGH’s protocols. Was there a delay in the Emergency Transfer from LRI to GGH, if so why? The Trust received a 999 booking to transfer the patient to GGH 11 hours and 7 minutes after she arrived at LRI. At the time this was received the Division was dealing with a high number of 999 bookings from hospitals, 8 of which were from LRI. This had a knock on effect to the Divisions ability to respond to this patient, and to other calls in the area. Due to this the Dispatch Officer assigned a vehicle to this call as soon as it cleared from LRI after handing over a patient. This meant that the DCA was not marked as arriving on scene until 13 minutes after the required timescale. The DO acted correctly in this matter, but due to the delay the Trust failed in its duty of care for this patient. Date Resolved: Grade: Negligible Status: Unresolved Letter Date: 04/11/2013 Organisation and Divisional Recommendations None Evidence Gathered XXX Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. PALS Form PALS/13/00554 FC/2013/118 Section A: To be completed on receipt of concern Enquirer Name: Correspondence Address: Response required: Enquirer phone no: Enquirer category: Type of concern: Date of incident: Enquirer is patient? No Not stated Letter Email Phone Mobile: (delete as required) General Public Innapropriate Driving Actions 09/11/2013 ------------------- is an advanced driver and observed our FRV driving, in his opinion, in a dangerous manner and has also informed the Police. Description: ----------------- could see the FRV in his rear mirror and the FRV was about ten cars back. ----------------- Indicated left but continued at a steady pace and then he noticed that the FRV was overtaking the stream of cars but the three vehicles travelling in the opposite direction had to break and stop as there was not enough room for him to overtake. Also vehicles on ----------------- side also had to break and stop. This happended in Corby between Oathley Hay Roundabout and Cottingham roundabout Near the Watertower on a single carriageway travelling towards Market Harborough Saturday 9th November at 10:40 am. ---------------- requires feedback. Incident Location: Patient Name: Patient Address: Patient phone no: Patient Deceased: Date Received: Date due back: PALS Coordinator: Initial grading: Area: Service Delivery: Purchaser: Investigator: Staff involved & Station: How Received: Acknowledge date: Logged by: 11/11/2013 09/12/2013 Negligible Operational Road Staff 1. 2. 3. Telephone Call 11/11/2013 CONTACTS: Julie Cowburn PALS Coordinator NORTH DIVISION East Midlands Ambulance Service NHS Trust North Division Education and Training Centre Kingsway Derby DE22 3XB Tel:01332 372441 Ext 241 Mob:07971 323730 Email: [email protected] or [email protected] Karen Long PALS & Service Improvement Coordinator – EAST DIVISION East Midlands Ambulance Service East Division HQ Cross O’Cliff Court Bracebridge Heath Lincoln LN4 2HL Tel: 01522 832628 Mob: 07773 793008 Email: [email protected] Kathi Tomlinson PALS Coordinator – SOUTH DIVISION East Midlands Ambulance Service East Division HQ Cross O’Cliff Court Bracebridge Heath Lincoln LN4 2HL Tel: 01522 832628 Mob: 07800648563 Email: [email protected] Section B: The Investigating Officer’s Report Chronology of On 9th November, 2013 Events: At 10:43 hours CAD 5974892 coded Red 1 (8 minute response) At 10:47 hours FRV 4930 was mobile to the scene At 10:58 hours the FRV arrived on scene IO additional information: the above job would have the member of staff travelling in the wrong direction to that described by the complainant. The previous incident attended was call ref. 5974782, and this would have the FRV travelling in the correct direction between 10:34 and 10:45 to an --- year old male who had suffered a fall. Investigation Using the CAD’s archive vehicle tracking system I have been unable to see a Report: vehicle tracking on that road at this time. FRV 4930 was in Corby at this time but not tracking Based at Market Harborough Crewed by -----------------The IO had a conversation with the member of staff’s Team Leader in respect of this complaint. The member of staff was involved in a serious road traffic collision some years ago and is felt by the Team Leader to be one of the safest drivers in the Trust in view of his past experience. In view of the uncertainty regarding the identity of the driver described by the complainant it was not felt appropriate to interview the member of staff but a conversation would be had with him. Conclusion - The out of performance officers report states:- 4930 not tracking, no MDT. answering the scope of the A response will be sent to the complainant advising that our vehicle tracking concern systems do not have a vehicle in the vicinity, but we have identified the potential driver and this has been flagged up to his line manager. Section C: Action Plan to be completed by Investigating Officer Has the potential future risk of recurrence been identified: If yes what? Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified: Service Improvements Identified: Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified Service Improvements Identified: Section D: Sign off to be completed by the PALS Coordinator Date returned to PALS Coordinator: Response/actions by PALS Coordinator: Description and Consequences Report Unique Reference: 2013 FC/2013/119 Type: Clinical Category: Non-Conveyance Incident Date: 27/09/2013 Source: Email Date Received: 21/11/2013 Written or Verbal: W Acknowledgement Date: 25/11/2013 Date Agreed: 18/12/2013 Reported as Patient Safety Incident: Y/N Harm Rate: Moderate Initial Call Coding: G2 Area/Divisional: East Division Patient Outcome: Fractured Femur Base: Spalding Concise Introduction to the Incident Summary: Missed Fractured Femur Case Type: Formal Complaints Case Details: On 27.9.2013 the --- year old patient fell. A 999 ambulance was called and attended. Following assessment of the patient she was advised that no x-ray was required and to take pain killers. At 5.00pm later that day the patient was reported to have gone in to delayed shock, she was dizzy and sick. The husband called 999 again and was referred to Clinical Assessment Team (CAT). The Patient’s husband states they were told the patient did not need x-ray, to continue with pain relief and consult with their GP. The Patient then attended their GP surgery where the GP looked at the left leg; no clothing was removed, the knee was moved around and the husband indicats was not a thorough examination. The husband asked again about an x-ray and was prescribed to keep the leg mobile and given strong pain killers. On the 1.10.2013 and 2.10.2013 the patient was unable to get out of bed. On the 3.10.13 feeling better the patient got out of bed, got dressed and started to come downstairs. At the second step she couldn't go either up or down the stairs and called 999 for assistance. The patient was taken to the emergency department (ED)and informed she had a broken femur. Terms of Reference (TOR) • • • • • • Was the first call correctly handled? Was the treatment on scene correct? What treatment options were discussed with the patient? Did the patient agree to this course of action? Were the second, and third, call correctly handled? Were the CAT assessments correct? Timeline of Events Date and Time Event 27 Sept 2013 Incident Number 5870645 13:26 13:27 13:28 13:31 13:42 13:54 14:50 999 call received to --- year old female who has fallen Double crewed ambulance (DCA) assigned that had been mobile to base for meal break Call coded G2 (17B01G) – response required within 30 minutes DCA stood down correctly Another DCA assigned correctly DCA arrives on scene – 28 minutes after call received DCA clears scene – Patient treated on scene 19:19 19:21 19:24 20:51 20:52 3 Oct 2013 10:59 11:03 11:42 11:42 11:47 12:18 12:20 12:35 13:04 13:26 13:54 Incident Number 5871371 nd 2 999 call received – fall earlier now in pain in groin, dizzy pain when walks Call coded G4 (17A02) – suitable for triage by Clinical Assessment Team (CAT) within 60 minutes Computer Aided Dispatch notes: caller thinks she may have injured her hip CAT triage notes: pt is alert and responding with pain in hip and groin. Is able to weight bare and mobilise up to toilet. Caller referred to GP CAT triage notes: advised on pain relief as pt is mobilising up and down stairs to toilet advised if any worsening contact ooh (out of hours) gp or 999 Incident Number 5884756 New call received to patient who is stuck on the stairs and can’t move Call coded G4 (26A07) and submitted to CAT for further assessment within 60 minutes CAT triage notes: upgraded to G2 call on CAD 5884863 Incident Number 5884863 CAT triage notes: Had a fall a few days ago, pt says she has extensive bruising to left inner thigh and groin area. Pt has been resting in bed today felt better tried to get down the stairs but has got stuck on the 2nd step down and is unable to get up or down stairs now due to pain in her groin/hip. Also has swelling to knee where she had a knee replacement 10/12 ago Out of performance reason set in CAD: G2 call, DCAs in meal break window DCA assigned DCA mobile DCA arrives scene DCA leaves scene DCA arrives QE hospital DCA clears hospital Analysis of Findings On the 27 September 2013, at 13:26, a 999 call was received to a --- year old female who had fallen. The call was coded as G2, requiring a Trust resource arrive on scene within 30 minutes. The call has been audited as correctly handled. At 13:27 the Dispatch Officer (DO) assigned a Double Crewed Ambulance (DCA), but when the coding was established the DO then stood this vehicle down from the call. The DO acted correctly in this matter as the DCA assigned was within its meal break window. This action complied with the Dispatch Deployment Framework, May 2013, which states no vehicle can be assigned to a G2 call within the last 30 minutes of its shift. At 13:42 the DO assigned another DCA. This DCA arrived on scene at 13:54, achieving the 30 minutes timescale required. Whilst on scene the DCA assessed the patient. The DCA established that the patient was able to move the leg, and there was no rotation or shortening. The electronic Patient Report Form (ePRF) notes that the patient was able to walk about unaided with no change in pain levels. According to the Joint Royal College Ambulance Liaison Committee (JRCALC) the most common limb injury encountered within elderly patients is a fracture to the neck of the femur (top of the thigh bone). The typical presentation for this is shortening and external rotation, and pain in hip and knee being reported. Based on the ePRF this patient displayed none of these indicating symptom and the DCA believed that the patient had soft tissue injuries only. The Clinical Team Mentor (CTM) was asked to review the ePRF. The CTM states that “any fall from standing in this age group should have a high index of suspicion for a #NOF (fracture to the neck of femur), particularly when the fall is onto concrete.” The CTM stated it was not unusual for a patient to be able to walk for several weeks on such an injury without shortening or rotation. The CTM clarified he would also not have suspected a to the femur itself from this height. He states it would take more force to fracture the neck of femur than a fall from standing could usually cause. The CTM further explained that in such cases he would expected pain; deformity; bruising or discolouration. Without these indicators the CTM feels it would have been very difficult for the attending DCA to identify a fractured femur, especially as the mechanism of injury would not have indicated it either. The CTM concludes by stating the DCA should make every effort to encourage the patient to travel, and that the ePRF notes do not detail whether the patient was given sufficient information to make an informed decision. The Location Manager (LM) was consulted regards to the term “informed consent” and states that the DCA should “highlight potential risks attached to non-transportation - but only if aware of an evident injury.” The DCA gave advise based on the observations they had so the patient could make an informed decision. Based on their clinical observations the DCA acted appropriately. The ePRF shows that the patient did not want to go to hospital, and so the DCA gave her worsening advise, and told her to go see her Doctor. The patient signed the ePRF, agreeing to this treatment plan and was left in the care of her husband. The patient’s letter of complaint confirms that she did not wish to travel to hospital. The patient was noted, on the ePRF, as having capacity. This has been confirmed with the patient’s husband during the investigation. The husband has no concerns about his wife’s mental capacity, and agrees that she was cognisant to give consent. The ePRF shows the patient was given sufficient information to make an informed choice to remain at home, and she was adequately safety netted by the DCA. The transporting DCA’s ePRF, on the 3 October, also confirms that the patient had no shortening or rotation. At 19:19 the patient’s husband called 999 again, stating the patient had pain in her groin and was dizzy with pain when she walked. The call was coded as a G4 call, indicating that the patient was suitable for further triage by a member of the Clinical Assessment Team (CAT) within 60 minutes. The call has been audited as correctly handled. The CAT assessor called back at 20:34, 7 minutes outside of the timescale required. The CAT Assessor notes in the Computer Aided Dispatch (CAD) record that the patient is mobilising up and down stairs, given guidance with pain relief, and advised to contact Out of hours Doctor if there is not improvement. A Clinical review of this assessment finds that the call was handled well, but that as the patient was described as worsening, ill and grey looking the advice given was incorrect. The Clinical review states that a 2 hour ambulance would have been the correct action. On 3 October 2013, at 10:59, a call was received for this patient to state the patient was now stuck on the stairs and could not move. This call was coded G4 – suitable for further triage by the Clinical assessment team within 60 minutes. This call was audited as correctly handled, and the CAT assessment timescale was achieved. The CAT then upgraded the call to a G2, but this 30 minute on scene timescale was not achieved. The DCA for this call arrived on scene 23 minutes outside the required time scale. Conclusion Was the first call correctly handled? Yes, the call was correctly handled. It was coded as a G2 call, requiring a Trust response within 30 minutes. That timescale was achieved. Was the treatment on scene correct? Yes, based on the symptoms displayed by the patient the treatment on scene was correct. The Joint Royal College Ambulance Liaison Committee (JRCALC) states that the most common limb injury encountered in elderly patients is a fracture to the neck of femur (top of the thigh bone). JRCALC state that the typical presentation of this fracture is a shortening of the leg, with external rotation of the foot. The attending Double Crewed Ambulance (DCA) have documented on the electronic Patient Report Form (ePRF) that the patient had neither of these classic signs, and that was able to walk unaided with no change in pain level. The Clinical Team Mentor (CTM) confirms that this would be an injury that would be more indicative with the mechanism of injury. The CTM does not believe it would have been possible to identify the injury on scene. Due to this the DCA advised the patient based on these finding, and acted appropriately. What treatment options were discussed with the patient? The DCA discussed treatment for a soft tissue injury, pain medications and seeing her own GP. As there were no indicators to show that this was a fracture to the femur the DCA gave advice based on their observations. Did the patient agree to this course of action? Yes, patient has confirmed in her letter that she did not want to go to hospital that day. Were the second, and third call, correctly handled? Yes. The call has been audited as correctly handled when it was coded a G4 – suitable for further triage by a member of the Clinical Assessment Team (CAT). The CAT assessor, for the third call, arranged for a G2 ambulance to attend the patient. The 30 minute timescale was not achieved, with the DCA arriving 23 minutes outside of this timescale. Due to this delay the Trust failed in its duty of care. Were the CAT assessments correct? No. The first CAT assessment has been reviewed and found to be incorrectly handled. The patient was reported to have worsened, and that the patient should have been assigned a 2 hour ambulance. Due to this the Trust failed in its duty of care to this patient. Date Resolved: Grade: Moderate Status: Unresolved Letter Date: Organisation and Divisional Recommendations None Evidence Gathered CAD SOE 5870645 CAD SOE 5871371 CAD SOE 5884756 CAD SOE 5884863 CAT audit Orig PALS report PRF 5870645 5884863 WAV file calls Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/120 Type: Delayed Response To Red 2 Category: Transport (Ambulance And Other Incident Date: 02/11/2013 Source: Letter Date Received: 25/11/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 25/11/2013 Date Agreed: 20/12/2013 Final Contact Date: 9 December 2013 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: 5 Initial Call Coding: Base: Patient's House Extension: XX Red 2 Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Patient deceased Concise Introduction to the Incident Summary: Stroke Pt-Delayed Transport & Treatment Case Type: Formal Complaints Case Details: Patient, -------------------, had a major stroke. Wife says it took 25 minutes for FRV to arrive, another 10 mins for DCA to arrive, 10 mins for them to transfer pt into ambulance and then crew didnt take him to the nearest A&E. Pt died 6/11/13. Terms of Reference (TOR) • Why did it take 25 minutes to get a resource to the patient • Why was patient not taken to the nearest A&E department TOR agreed by: Complainant Date: 25 November 2013 List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 25/11/2013 Consent Required: No Consent Date: XX you must include a rationale why you have not been in contact XX Timeline of Events Date and Time Event 2 Nov 2013 Incident Number 5957533 10:27 10:28 new call received, call ref. 5957533, on behalf of a male who has suffered a stroke. call assessed as 28C01L, stroke, patient not alert, stroke just happened. Red 2 eight minute response. resource 0012, double crewed ambulance (DCA), allocated and mobile to incident. resource 0030, solo responder, allocated and mobile to the incident. resource 0030 arrives on scene. resource 0012 arrives on scene. resource 0012 leaves scene with patient. Resource 0030 calls clear. resource 0012 arrives at hospital. resource 0012 hand patient over to hospital staff. 10:30 10:32 10:47 10:58 11:08 11:40 12:03 Analysis of Findings Handling of emergency call: the call was received at 10:27 and was assessed as a Red 2 eight minute response. A DCA was allocated at 10:30 but this was an estimated 43 minutes from the scene. A solo responder was allocated at 10:32 and this was 28 minutes from the scene. The solo responder was the first resource to arrive at 10:47, 20 minutes after receipt of the emergency call. The DCA arrived 11 minutes later. The response was outside both the eight minute and 19 minute timeframes. Care and treatment of the patient: The patient was transported to the Stroke unit at Northampton General Hospital. The estimated travel time to this unit is 41 minutes under normal road conditions, and the actual journey time was 32 minutes. The journey to Kettering hospital was an estimated 17 minutes under normal road conditions. The patient was taken to Northampton General in line with protocols in place within Northamptonshire hospitals for stroke patients, in view of the advanced care available. Conclusion The response was outside both the eight minute and 19 minutes targets due to the positioning of available resources and the distance they had to travel. The decision to take the patient to the specialist Stroke unit at Northampton General Hospital was in line with hospital protocols. Date Resolved: 9 December 2013 Status: Resolved Grade: Moderate Letter Date: 09/12/2013 Organisation and Divisional Recommendations No recommendations to be made on this occasion. The delay was due to the distances the nearest available resources had to travel to the patient, and protocols were followed in taking the patient to the Stroke unit at Northampton General Hospital in preference to Kettering General Hospital. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report Northamptonshire Stroke pathway advice Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. PALS Form PALS/13/00535 FC/2013/121 Section A: To be completed on receipt of concern Enquirer is patient? No Not stated Letter Email Phone Mobile: (delete as required) General Public Other Delayed Response for RED 2 PALS/13/00535 Enquirer Name: Correspondence Address: Response required: Enquirer phone no: Enquirer category: Type of concern: Date of incident: Description: Incident Location: Patient Name: Patient Address: Patient phone no: Patient Deceased: Date Received: Date due back: PALS Coordinator: Initial grading: Area: Service Delivery: Purchaser: Investigator: Staff involved & Station: How Received: Acknowledge date: Logged by: 05/11/2013 02/12/2013 Moderate North Division - Derby South EOC Division PALS North 1. 2. 3. Email 05/11/2013 CONTACTS: Julie Cowburn PALS Coordinator NORTH DIVISION East Midlands Ambulance Service NHS Trust North Division Education and Training Centre Kingsway Derby DE22 3XB Tel:01332 372441 Ext 241 Mob:07971 323730 Email: [email protected] or [email protected] Karen Long PALS & Service Improvement Coordinator – EAST DIVISION East Midlands Ambulance Service East Division HQ Cross O’Cliff Court Bracebridge Heath Lincoln LN4 2HL Tel: 01522 832628 Mob: 07773 793008 Email: [email protected] Kathi Tomlinson PALS Coordinator – SOUTH DIVISION East Midlands Ambulance Service East Division HQ Cross O’Cliff Court Bracebridge Heath Lincoln LN4 2HL Tel: 01522 832628 Mob: 07800648563 Email: [email protected] Section B: The Investigating Officer’s Report Chronology of On 14th October, 2013 Events: At 13:58 hours CAD 5911906 coded Red 2 (8 minute response) At 13:58 hours CAD 5911907 coded Red 2 (8 minute response) At 14:15 hours the DCA arrived on scene. Response time 17 minutes (this was an auto at scene and not when they were at the job centre itself) At 14:26 hours CAD 5911968 not coded as ambulance arrived Investigation Report: At 13:58 hours 999 call CAD 5911907 was received and coded 17D03 (falls) Red 2 (8 minute response) The EMD noted on the CAD ‘fallen, patient is on the second floor’ At 13:58 hours a 2nd 999 call CAD 5911906 was received and coded 31D02 (unconscious/fainting) Red 2 (8 minute response) The EMD noted on the CAD ‘collapsed’ This call was stopped as a duplicate of the above call At 14:00 hours a DCA was mobile to the scene. ETA 17 minutes At 14:15 hours the DCA arrived on scene. Response time 17 minutes (this was an auto at scene time and not when they were at the job centre itself) At 14:19 hours the EMD noted on the CAD ‘job centre is opposite revolution bar’ At 14:20 hours the dispatch desk sent a message (MDT) to the crew ‘job centre is opposite revolution bar, next to ------- on ------------- itself, 2 people waiting on street, big green sign outside door’ At 14:26 hours a 3rd 999 call CAD 5911968 was received and not coded The EMD noted on the CAD ‘ambulance arrived’ This call was stopped as a duplicate of the first call At 15:23 hours the DCA left scene with the patient for Royal Derby Hospital At 15:34 hours the DCA arrived at the hospital At 16:17 hours it is noted on the CAD ‘crew update patient into resus, a lot of blood loss from head injury’ At 16:21 hours the DCA was clear at the hospital (47 minute turnaround) This call was covered by the Derbyhire dispatch desk and there is nothing of relevance in the Derbyshire or PDM resource logs Daily performance figures for Derbyshire on 14/10/2013 A8 = 66% G1 = 83% G2 = 94% Conclusion - The calls were correctly coded Red 2 and the correct location recorded on the answering the CAD. scope of the concern The out of performance officers report states:- nearest available resource sent from Belper. The delay was originally caused by the nearest available resource being 17 minutes away and then the crew not locating the job centre once they were in the area. Section C: Action Plan to be completed by Investigating Officer Has the potential future risk of recurrence been identified: If yes what? Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified: Service Improvements Identified: Action: Deadline: Who is taking responsibility for implementing the action?: Concluded: Learning Identified Service Improvements Identified: Section D: Sign off to be completed by the PALS Coordinator Date returned to PALS Coordinator: Response/actions by PALS Coordinator: Description and Consequences Report Unique Reference: 2013 FC/2013/122 Type: Delayed Response To Red 1 Category: Transport (Ambulance And Other Incident Date: 19/09/2012 Acknowledgement Date: 05/12/2013 Source: Letter Date Received: 04/12/2013 Written or Verbal: W Date Agreed: 03/01/2014 Final Contact Date: 13 December 2013 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Patient's House Extension: XX Red 1 Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: patient deceased Concise Introduction to the Incident Summary: Delayed Response - Pt Died Case Type: Formal Complaints Case Details: 40 minute delayed response to pt having a suspected heart attack. Patients son was doing CPR whilst he waited but pt died before crew arrived. Ref: Terms of Reference (TOR) • Why was there a delay of 40 minutes before the crew arrived on scene? TOR agreed by: Complainant (MP) Date: 05/12/2013 List Immediate Actions Crew Stood Down: No. If No state rationale EOC delay Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 5 December 2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 8 Dec 2012 Incident Number 4946842 03:48 03:48 new call received call ref. 4946842 on behalf of a --- year old male who is unconscious. call assessed as 31D01, unconscious, agonal/ineffective breathing, requiring an eight minute response. resource 2433, solo responder, allocated and mobile to the incident. resource 2415, double crewed ambulance, allocated and mobile to the incident. resource 2433 arrives on scene. resource 2415 arrives on scene. resource 2415 calls clear from scene. resource 2433 calls clear from scene. 03:48 04:06 04:10 04:18 04:28 05:14 Analysis of Findings Handling of emergency call: the first resource on scene arrived 22 minutes after receipt of the emergency call, which was outside both the eight and 19 minute targets. The call taker remained on the line throughout the period between receipt of the emergency call and arrival of the first response on scene, talking the caller and the patient’s son through the resuscitation procedure. The delay in response was due to the distance the resources had to travel to reach the patient. Conclusion Date Resolved: 13 December 2013 Grade: Moderate Status: Resolved Letter Date: 13 December 2013 Organisation and Divisional Recommendations There are no recommendations to be made on this occasion Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report Audio files for calls Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/123 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other Incident Date: 24/11/2013 Source: Letter Date Received: 04/12/2013 Written or Verbal: W Acknowledgement Date: 05/12/2013 Date Agreed: 03/01/2014 Final Contact Date: «RESOLVE_DT» Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Public Place Green 2 Risk Rate and Score: 0 Area/Divisional: Patient Outcome: Fractured tibia/fibula Extension: XX Concise Introduction to the Incident Summary: Delayed Response-Serious Broken Leg Case Type: Formal Complaints Case Details: Delayed response to footballer with a seriously broken leg. Why did it take so long, where were the Newark ambulances, and how are calls graded? Terms of Reference (TOR) • Why did it take so long for an ambulance to arrive? • Were the emergency calls correctly coded? TOR agreed by: Complainant Date: 5/12/2013 List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 05/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 24 Nov 2013 Incident Number 6012122 12:08 new call received call ref. 6012122 on behalf of a patient who has suffered a football injury, broken leg. resource 7317, double crewed ambulance (DCA) allocated and mobile to incident. call assessed as 30B01, traumatic injuries, possibly dangerous body area, allocated a Green 2 30 minute response. Resource 7317 stood down from incident, Green 2 code. further call received, call ref. 6012175. Allocated a Green 2 30 minute response. call ref. 6012175 stopped as a duplicate of call ref. 6012122. resource AMV09, double crewed ambulance, allocated to incident. resource AMV09 mobile to incident. further call received, call ref. 6012207. Allocated a Green 2 30 minute response. further call received, call ref. 6012227. Allocated a Green 4 response, return call from nurse within 60 minutes. call ref. 6012227 stopped as a duplicate of call ref. 6012122. further call received, call ref. 6012245. Patient with a broken leg suffering from hypothermia. call ref. 6012245 stopped as a duplicate of call ref. 6012122, crew travelling from Lincoln and will be there as soon as possible, delayed as we are busy. call ref. 6012207 stopped as a duplicate of call ref. 6012122. resource AMV09 arrives on scene. resource AMV09 leaves scene with patient. resource AMV09 arrives at hospital with the patient. resource AMV09 hand patient over to hospital staff. resource AMV09 calls clear at the hospital. 12:10 12:12 12:35 12:41 12:49 12:51 12:51 13:01 13:07 13:07 13:09 13:10 13:20 14:09 15:03 15:28 15:37 Analysis of Findings Handling of emergency calls: The calls were correctly coded, with a Green 2 30 minute response being appropriate from the information provided. The first emergency call was received at 12:08 hrs. The responding resource arrived on scene at 13:20 which was a response time of one hour and 12 minutes. The target timeframe of 30 minutes was not met on this occasion. Entries from Performance Delivery Manager (PDM) resource log: 10:59 Notts holding one Green 2 call and two urgent calls. 11:24 Notts holding eight Green 2 calls. 12:40 Delays at Queens Medical Centre (QMC), seven resources waiting, longest 50 minutes. 12:46 Notts holding eight Green 2 calls, three Urgent calls plus two transfers. 13:27 Update from QMC, six crews have been waiting 40 minutes. 13:47 Notts holding four Green 2 calls and five urgent calls. Entries from the Nottinghamshire dispatch desk (NOTTS): 09:52 holding one Green 1 call, one Green 2 call, two Green 4 calls and three Urgent calls. 12:12 holding two Green 2 calls and one transfer. 12:36 holding one back up and two Green 2 calls. 12:58 holding one Red 2 call, three Green 2 calls and three urgent calls. Conclusion The emergency calls were correctly coded, and the delayed response was due to high demand for emergency responses on the day of the incident. Date Resolved: 16 December 2013 Status: Resolved Grade: Moderate Letter Date: 16 December 2013 Organisation and Divisional Recommendations No recommendation to be made on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Call audits Resource log entries. Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/124 Type: Delayed Response For Urgent Category: Transport (Ambulance And Other Incident Date: 01/02/2013 Source: PALS Office Date Received: 06/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 09/12/2013 Date Agreed: 07/01/2014 Final Contact Date: 24/12/2013 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Risk Rate and Score: 0 Initial Call Coding: Two hour doctor’s urgent Area/Divisional: North, Nottinghamshire Base: Patient's Care home Patient Outcome: Patient 4/2/2013 Extension: XX deceased Concise Introduction to the Incident Summary: Delayed Response&CareManagement-Sepsis Case Type: Formal Complaints Case Details: I am writing to get a full picture of the circumstances which led to the death of our Mother the late ---------------- on 4.2.2013. -------------------------- of the --------------------------------------------------------- called for an ambulance at 14.15 on Friday 1st February 2013 he informed a diagnosis of sepsis?UTI. "does the response time seem appropriate in the circumstances of the diagnosis? My complaint is that I do not believe the response was timely enough with regard to the severity of the symptoms. The ambulance response is one of the many catalogues of failure that lead to the swift death of my Mother. I made a safeguarding investigation referral due to the fact that the circumstances surrounding Mum's illness were exacerbated by a total lack of care. Further, when the paramedics arrived they also diagnosed suspected sepsis. They thought that -------- was severely dehydrated. When taking Mum to the hospital in the ambulance we discussed the state she was found in, to which the Ambulance guy didn't seem to be at all shocked, and he said he comes across such cases regularly. Did they record any of this in their reports? As I recall their call out job number was ominously 666. Were any issues raised as a safeguarding concern? If not why not? Did the handover from the Ambulance crew to Accident & Emergency pass over details as to disgraceful, undignified condition that -------- was found in at ------------? Further, I would like timeline information for other calls made to the ambulance service prior to our Mothers admission to QMC as below, i.e. time of call received and arrival time of ambulance. Calls made to attend to ----------------- at --------------------------------------------------------- as follows: 24th December 2012 to attend as -------- had fallen 29th December 2012 to attend as -------- had again fallen 4th January 2013 call made by ---------- to admit -------- to hospital Terms of Reference (TOR) • Why was there such a long delay in getting an ambulance to the patient? • Was the response appropriate given the patient’s condition? • Did the ambulance crews report the condition in which the patient was found? • Was the patient’s condition relayed to hospital staff as part of the handover? • Did the crew(S) raise a safeguarding concern? TOR agreed by: Complainant Date: 09/12/2013 List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 10 December 2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 01/02/2013 Incident Number 5296666 14:18 New call received, call ref. 5296666, on behalf of an -- year old female with a diagnosis of sepsis and query UTI. Response requested within two hours, patient to be moved by carry chair. 16:39 17:18 17:19 17:37 18:14 18:15 18:19 18:55 19:00 19:15 return call made to doctor’s surgery as we had been unable y to fulfil this request. Extension of one hour agreed by GP with upgrade to an emergency if this new deadline is exceeded. resource AM13, double crewed ambulance (DCA) allocated to incident. resource AM13 mobile to incident. resource AM13 arrives on scene. CAD message: crew requesting Paramedic in view of patient’s poorly condition. resource 9311, DCA, allocated and mobile to incident. resource 9311 arrives on scene. resource 9311 leaves scene with the patient. resource 9311 arrives at hospital. resource 9311 hand patient over to hospital staff. Date and Time Event 24/12/2012 Incident Number 5200574 22:58 22:59 00:05 00:06 00:17 02:13 new call received, call ref. 5200574, on behalf of an --- year old female who has collapsed. call assessed as 26D01, sick person, not alert, and allocated a Green 2 30 minutes response. resource 9331, solo responder, allocated and mobile to incident. resource 9311 stood down and diverted to a Red 1 cardiac arrest. further call received, call ref. 5200706. Patient is now not alert. call upgraded to a Red 2 emergency as patient not alert following second call received. Call 5200706 stopped as a duplicate of call ref. 5200574. resource 8934, solo responder, allocated to incident. resource 8934 mobile to incident. resource 8934 arrives on scene. resource 8934 calls clear from scene, patient treated on scene. Date and Time Event 29/12/2012 Incident Number 5213245 17:36 new call received, call ref. 5213245, on behalf of a patient who is on the floor. The patient is an --- year old female. call assessed as 26A08, sick person, other pain, and allocated a Green 4 response, call back from a clinician within 60 minutes. CAD message: patient has been on the floor for a while, no infections, keysafe code 7923. call stopped as a duplicate of new call created, call ref. 5213308, Green 2 30 minute response. CAD message: patient is on the floor complaining of pain in her back. She has also been incontinent. resource 8118, DCA, allocated to incident. resource 8118 mobile to incident. resource 8118 stood down and allocated to a Red 1 cardiac arrest. resource 3012, DCA, allocated and mobile to the incident. further call received, call ref. 5213434. Stopped as duplicate of call ref. 5213308 as crew are already travelling. resource 3012 arrives on scene. resource 3012 calls clear from the scene. Patient treated on scene. 23:28 23:31 23:59 00:03 17:37 17:38 17:58 18:02 18:23 18:24 18:37 18:43 18:49 18:50 19:56 Date and Time Event 04/01/2013 Incident Number 5229405 13:47 new call received, call ref. 5229405, requesting an ambulance within two hours, authorised by GP. Diagnosis acute confusional state, possible UTI. resource VAS23, DCA, allocated and mobile to scene. resource VAS23 arrives on scene. resource VAS23 leaves scene with the patient. resource VAS23 arrives at hospital. resource VAS23 hand patient over to hospital staff. 16:25 16:49 17:18 17:35 17:54 Analysis of Findings Handling of urgent call 01/02/2013: the call was received at 14:18 with a request for a two hour response. An extension was requested at 16:39, and the responding resource arrived at 17:37 which was a response time of three hours and 19 minutes. This was outside the target response time of two hours. Handling of emergency calls 24/12/2012: the first call was received at 22:58 and the responding resource arrived at 00:17, which was a response time of one hour and 19 minutes. The target timeframe of 30 minutes was not met. The calls were correctly coded. Handling of emergency calls 29/12/2012: the first call was received at 17:36 and the responding resource arrived at 18:50, which was a response time of one hour and 14 minutes. The target response time of 30 minutes (allocated at 17:58) was not met. The calls were correctly coded. Handling of emergency call on 04/01/2013: the call was received at 13:47 for a two hour response, and the responding resource arrived at 16:49 which was a response of three hours and two minutes. The target response of two hours was not met. Care and treatment of patient on 01/02/2013: the request for an ambulance within two hours was made by Clinical Navigation Services. A diagnosis of possible sepsis and possible UTI was given, but no specific medical concerns were raised. As the request originated from a healthcare professional we did not undertake an assessment of the patient’s condition. As we were unable to fulfil the two hour request, the GP was contacted and he granted an extension of a further one hour. The GP was of the opinion that the patient would be ok to wait up to one hour more. When the first responding resource arrived they found the patient to be in a poorly condition and Paramedic back up was requested. This back up arrived shortly afterwards and the patient was transported to hospital after observations and examinations had been undertaken. The patient report forms do record the patient observations on arrival of the first responding crew and the back up crew, and the fact that the patient had been incontinent of faeces. This information was also relayed to the hospital staff on handover. The crews did not complete a safeguarding concern relating to this incident. Notes from NOTTS resource log 24/12/2012: 12:55 North holding two Red response back-ups, one Green 1 call and four Green 2 calls. 17:58 Notts North currently holding two Green 2 calls. Notes from PDM resource log 29/12/2012: 15:13 Notts holding two Red 2 calls, 10 Green 2 calls and three Green3/4 calls. 18:39 Notts holding one Red 2 transfer, seven Green 2 calls, one Green 4 call and 14 Urgent calls. Notes from NOTTS resource log 29/12/2012: 14:33 holding 10 Green 2 calls in Notts South. 18:36 Notts South holding one Green 1 back up, one Green 1 call, three Green 2 calls, one Green 3 call and four Urgent calls. 18:43 Notts North holding one Red 2 transfer, and five Green 2 calls. 19:32 Notts South holding four Red 2 calls, two hot back up calls, three Green 2 calls and four Urgent calls. Notes from PDM resource log 04/01/2013: 13:07 Notts holding seven Green 2 calls and 10 Urgent calls. Notes from NOTTS resource log 04/01/2013: 12:56 in Overcapacity actions 1 and 2. 15:37 in Overcapacity to action 3. Notes from PDM resource log 01/02/2013: 12:27 Notts holding four Green 2 calls. 19:09 Notts holding three hot back-up calls, four Green 2 calls and nine Urgent calls. Notes from NOTTS resource log 01/02/2013: 12:40 Notts south holding five Green 2 calls. 15:49 Notts South holding one Amber back-up and three Green 2 calls. 18:50 Notts South holding three Red 2 calls, five Green 2 calls, one Green back-up, three out of time Urgent transfers and four other Urgent calls. 20:00 Notts South holding two Red 2 calls, four Green 2 calls, five Urgent calls and one routine call. Conclusion The target timeframe was not met on the four occasions raised by the complainant, and this will be acknowledged in the response letter. The patient’s poorly condition was identified by the first responding crew on 1 Feb 2013, and Paramedic back up was requested to monitor the patient. As the original request came from a healthcare professional an assessment of the patient’s condition was not undertaken by the call taker. Date Resolved: 24 December 2013 Grade: Moderate Status: Resolved Letter Date: 24 December 2013 Organisation and Divisional Recommendations There are no recommendations to be made on this occasion. The delayed response was due to demand for emergency responses and the actions of the crew were appropriate. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Entries from resource logs for 24/12/2012, 29/12/2012, 04/01/2013 and 01/02/2013 Patient report form for 01/02/2013 Audio files of calls received Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/125 Type: EOC Issue Category: Delayed response Incident Date: 25/11/2013 Source: Letter Date Received: 09/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 10/12/2013 Date Agreed: 08/01/2014 Final Contact Date: 23 December 2013 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: EOC Extension: XX Red 2 Risk Rate and Score: 0 Area/Divisional: EOC Patient Outcome: patient deceased Concise Introduction to the Incident Summary: 45 Mins Delay-Stroke Pt. Now Terminal Case Type: Formal Complaints Case Details: 45 minute delayed response to elderly patient who was found on the floor after a stroke. Patient now paralysed down one side, unable to speak or swallow, is not going to recover and is receiving "end of life care". Terms of Reference (TOR) • Why did it take so long for an ambulance to arrive? TOR agreed by: Complainant Date: 10 December 2013 List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Timeline of Events Date and Time Event 25 Nov 2013 Incident Number 6014128 10:16 new call received on behalf of an --- year old male who had fallen and suffered a head wound. call assessed as 17D03, falls, patient not alert, and coded as a Red 2 eight minute response. call passed to a clinician to continue monitoring of patient. resource 4831, solo responder, allocated to the incident. Estimated to be 26 minutes from the incident. resource 4831 mobile to the incident. resource 7612, double crewed ambulance, allocated to incident. Estimated to be four minutes from the incident. resource 7612 mobile to the incident. resource 4831 stood down as a nearer vehicle has become available. resource 7612 arrives on scene. resource 7612 leaves scene with the patient. resource 7612 arrives at the hospital. crew of resource 7612 hand patient over to hospital staff. 10:18 10:32 10:39 10:40 10:54 10:55 10:56 11:02 11:26 11:35 11:40 Analysis of Findings Handling of the emergency call: the call was correctly coded as a Red 2 eight minute response. The call was received at 10:16 and the responding resource arrived at 11:02, which was a response of 46 minutes. This was outside the timeframes of eight and 19 minutes. Care and treatment of the patient: the call taker asked a series of questions to establish the patient’s condition, and was advised that the patient had suffered an unwitnessed fall and had sustained a head wound. The patient had attended hospital the previous day with a suspected stroke, but he had later been discharged after examination and observations. He had been diagnosed with a UTI and been prescribed antibiotics. The call taker stayed on the line with the caller and then transferred the call to a clinician who undertook further assessments pending the arrival of the ambulance crew. The clinician raised the possibility that the patient may have suffered a stroke and she cleared the line once the responding ambulance arrived. The ambulance crew assessed that patient as quickly as possible and then transferred him to hospital. The crew suggested taking the patient to Northampton General Hospital in line with stroke care pathway guidelines but they were told to take him to Kettering Hospital which was nearer. Resource 7612 had been allocated to an emergency at 09:00 in Thrapston. They attended the incident and transported the patient to hospital, arriving at Kettering General at 10:30. After handing the patient over to hospital staff the crew called clear at 10:54, at which time they were allocated to this incident. A resource already travelling to the patient was stood down as the attending resource was nearer. Notes from the Performance Delivery Manager (PDM) resource log: 09:01 Northants holding two amber response calls and four Green 2 calls. 09:14 Northants invoking actions one and two of the overcapacity plan. Notes from Northamptonshire Dispatch (NH) resource log: 10:20 Northants north holding two red 2 calls in the Kettering area. Conclusion The delay was caused by high demand for emergency responses. The first available response was dispatched to the patient and this was stood down in favour of a nearer response which became available. Date Resolved: 23 December 2013 Grade: Moderate Status: Resolved Letter Date: 23/12/2013 Organisation and Divisional Recommendations There are no recommendations to make on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report Audio files for emergency call Resource logs Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/126 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other Incident Date: 28/11/2013 Source: Letter Date Received: 09/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 10/12/2013 Date Agreed: 08/01/2014 Final Contact Date: 3 January 2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: Public Place Extension: XX Green 2 Risk Rate and Score: 0 Area/Divisional: EOC Patient Outcome: Fully recovered Concise Introduction to the Incident Summary: 2Hour Delay-Elderly Pt Fall Public Place Case Type: Formal Complaints Case Details: Elderly patient fell down the steps whilst getting out of a coach at approx. 4:30pm. It took many 999 calls and over 2 hours before an ambulance arrived. Patient was extremely cold by then. Once they had arrived, the ambulance crew were extremely helpful and efficient. IR1 - U1718. ------------- aware due to by-standers contacting local radio. Terms of Reference (TOR) • Why did it take so long for an ambulance to arrive? • Why was it not possible to give an estimated arrival time for the ambulance? • Why was the caller advised that calls were not prioritised? TOR agreed by: Complainant List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay Date: 10/12/2013 Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 10/12/2013 Consent Required: Yes Consent Date: Consent forwarded with original complaint correspondence. Timeline of Events Date and Time Event 28/11/2013 Incident Number 6022025 At 16:30 hours 999 call CAD 6022025 was received and coded 17B01 (falls) Green 2 (30 minute response) The EMD noted on the CAD 'fallen down steps on a coach onto the road, head injury, patient is on the pavement' At 16:54 hours a 2nd 999 call CAD 6022086 was received and coded 17B01G (falls) Green 2 (30 minute response) The EMD noted on the CAD 'fallen off a step' This call was correctly stopped as a duplicate of the first call At 17:23 hours a 3rd 999 call CAD 6022156 was received and coded 17B01G (falls) Green 2 (30 minute response) The EMD noted on the CAD 'female fallen off the bus, doctor on scene' This call was correctly stopped as a duplicate of the first call At 17:36 hours the CAT team upgraded the call to a Green 1 response due to the length of time the patient had been waiting outside At 17:53 hours a 4th 999 call CAD 6022213 was received and coded 17A02G (falls) Green 2 (30 minute response) The EMD noted on the CAD 'fallen from coach' This call was correctly stopped as a duplicate of the first call At 18:26 hours a DCA was mobile to the scene. ETA 20 minutes having come clear on scene of an RTC At 18:42 hours the DCA arrived on scene. Response time 2 hrs 12 minutes At 19:10 hours the DCA informed EOC 'Doctor on scene very unhappy with response as patient on the floor, crew to do IR1' At 19:13 hours the DCA left scene with the patient for Queens Medical Centre At 19:36 hours the DCA arrived at the hospital At 19:58 hours the patient was handed over to clinical staff At 20:06 hours the DCA was clear at the hospital- no staff available (30 minute turnaround) Analysis of Findings Handling of emergency call: Green 2 was the correct response code for these calls, the CAT team upgraded to Green 1 after 1 hour and six minutes due to the length of time the patient had been waiting outside. The delay was caused by high demand and higher priority calls with Nottinghamshire in Overcapacity plan actions 1 and 2. The responding resource arrived on scene at 18:42, which was a response time of two hours and 12 minutes. This was considerably in excess of the target timeframe of 30 minutes. Demand for available resources: This call was covered by the Notts South dispatch desk and below is taken from the Nottinghamshire resource log:28 Nov 2013 16:51 hours NOTTS SOUTH HOLDING:- 1 x R2, 2 x G1 & 5 x G2 28 Nov 2013 17:05 hours NOTTS SOUTH HOLDING:- 1 x R1, 2 x G1 & 8 x G2 Below is taken from the PDM's resource log:28 Nov 2013 16:50 hours Nottingham holding:- 1 x R2 from QMC, 2 x G1, 6 x G2, 6 x Urgent last 60, 5 x Urgent in time. CMP 1+2 in place 28 Nov 2013 18:15 hours Notts holding:- 8 x Back up, 1 x R2, 1 x G1, 4 x G2, 3 x Urgent last 60 & 9 x Urgent in time Daily performance figures for Nottinghamshire on 28/11/2013 A8 = 61% G1 = 51% G2 = 67% The complainant has advised that the crew of the responding resource advised her that they had been on a lower priority call immediately before they were allocated to this incident. In fact the resource had just attended a three car road traffic collision. They attended the scene but were subsequently stood down as not required, as other resources were conveying the patients to hospital. The resource was allocated to the road traffic collision after it became available following a break, and seconds before it could be allocated to this incident. Conclusion The response was outside the 30 minute timeframe, upgraded to 20 minutes at 17:36. The resource arrived after two hours and 12 minutes. The delay was due to demand for emergency resources on the day of the incident. Date Resolved: 3 January 2014 Status: Resolved Grade: Moderate Letter Date: 3 January 2014 Organisation and Divisional Recommendations There are no recommendations to be made on this occasion Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Call audits Resource log entries Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/127 Type: Telephone Call From General Public Category: Other Incident Date: 08/12/2013 Source: Email Date Received: 11/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 12/12/2013 Date Agreed: 10/01/2014 Final Contact Date: 7/01/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: N/A Initial Call Coding: Base: EMAS Trust HQ Extension: XX Green 2 Risk Rate and Score: 0 Area/Divisional: EOC Nottingham Patient Outcome: N/a Concise Introduction to the Incident Summary: Handling Of 999 Call - Pt On The Floor Case Type: Formal Complaints Case Details: Pt seemed unconcious laying on the ground. 2 girls had rung 999. Enquirer took over the phone call and was told that an ambulance was not on its way yet. Enquirer believes that the call taker was rude so he disconnected the call and took the pt to hospital himself in his car. Will go to the Ombudsman if not satisfied with response. Terms of Reference (TOR) • Was the call handled appropriately by the call taker? TOR agreed by: Complainant Date: 13/12/2013 List Immediate Actions Crew Stood Down: investigation. No. If No state rationale: EOC staff, suspended from duties pending internal disciplinary Involvement and Support of Staff • • Staff support and involvement: ---,EMD. Staff member suspended from duties for this and another incident pending internal disciplinary investigation. Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC issue Being Open Initial Contact Date: 12/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 8 Dec 2013 Incident Number 6048100 18:11 new call received call ref. 6048100 on behalf of a male who has taken an overdose of Vodka and antifreeze. Call dropped and return call made by call taker. call assessed as 23C01I, overdose/poisoning, not alert, intentional, and allocated a Green 2 30 minute response. ambulance cancelled, patient being conveyed by car. 18:13 18:22 Analysis of Findings Handling of emergency call: the call taker deviated from the AMPDS process in a number of areas during the call. In addition, no reassurance was given to the initial caller or to the complainant who took over the phone call, and a number of inappropriate comments were made by the call taker: “He would have trouble standing anyway with two bottles of Vodka inside him” “He’s probably drunk and can’t hear you” “He’s probably passed out through the drink” “No not yet we are very busy” “That is your opinion, we have got a lower priority” “We have got higher priorities to deal with in the area” The customer service offered during the call was considerably below that expected, and the member of staff has been suspended from duty following this incident pending an internal disciplinary investigation. Conclusion Date Resolved: 07/01/2014 Grade: Minor Status: Resolved Letter Date: 07/01/2014 Organisation and Divisional Recommendations The member of staff has been suspended from duty pending an internal disciplinary investigation. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report Audio file of emergency call Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/128 Type: Delayed Response To Red 2 Category: Transport (Ambulance And Other Incident Date: 14/10/2013 Source: Telephone Call Date Received: 11/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 12/12/2013 Date Agreed: 10/01/2014 Final Contact Date: 08/01/ 2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: EMAS Trust HQ Extension: XX Risk Rate and Score: 0 XX Area/Divisional: EOC Nottingham Patient Outcome: XX Concise Introduction to the Incident Summary: Delay & Time On Scene-Was PALS/13/500 Case Type: Formal Complaints Case Details: Enquirer was in great pain and called 111 who advised that would get an ambulance to respond. Nothing happened so the enquirer called 999 and the call taker explained that 111 had not requested an ambulance for her (she had taken this up with 111) A paramedic eventually arrived and was 'gobsmacked' by her condition. She was in graet pain and had no pulse in her hand. The paramedic requested back up but the ambulance took ages to respond and had to come from Nottingham. There appeared to be no urgency by the crew. The crew told the patient that they had done 2 jobs on the way to her. One went to get a chair but waited in the ambulance for the rain 'to stop a bit' The enquirer was taken to the ambulance whose path was blocked by the FRV who was completeing paperwork. The ambulance then went 'the scenic route' to hospital which took much longer than it should have. The enquirers husband travelled in his car behind them and kept flashing his lights as they were going the wrong way. The enquirer is concerned that the response was far too long and it took too long to get her to hospital where she nearly died. CAD ref: 5912615 Crew: 3730, 3012 Terms of Reference (TOR) • Why did it take so long for an ambulance to arrive? • Why had the back up ambulance attend two other jobs on their way to the patient? • Why did the crew show no urgency on scene? • Why did the ambulance take the long route to the hospital? TOR agreed by: Complainant Date: 13 December 2013 List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay and non-clinical issue. Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: non clinical issue and EOC delay. Being Open Initial Contact Date: 13/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 14 Oct 2013 Incident Number 5912615 At 19:37 hours 999 call CAD 5912615 was received and coded 10D04 (chest pains) Red 2 (eight minute response) nd The EMD noted on the CAD ‘2 call, severe in pain, car waiting at top to guide crew in, pain in arm, shaking earlier on, CA patient lost spleen 3 years ago, 111 booked ambulance’ At 19:39 hours the dispatch officer noted on the CAD ‘we have not received a first call for this address’ At 19:40 hours an FRV was mobile to the scene. ETA 12 minutes, resource 3730. At 19:49 hours the FRV arrived on scene. Response time 12 minutes At 20:03 hours a double crewed ambulance (DCA) was mobile to the scene, resource 3012. ETA 18 minutes having come clear on scene of another call At 20:04 hours the DCA was stood down and diverted to CAD 5912664 a cardiac arrest call At 20:07 hours it is noted on the CAD ‘crew required Amber response’ At 20:12 hours the DCA was reallocated to the incident, having been stood down from the cardiac arrest as a GP was now on scene and had pronounced the patient as deceased. ETA 25 minutes. At 20:47 hours the DCA arrived on scene. Response time 1 hrs 10 minutes At 21:22 hours the DCA left scene with the patient for Royal Derby Hospital At 21:54 hours the DCA arrived at the hospital At 22:24 hours the DCA was clear at the hospital (30 minute turnaround) Analysis of Findings Handling of emergency call: the call was correctly coded as a Red 2 eight minute response. The first response on scene arrived 12 minutes after receipt of the call, exceeding the eight minute target timeframe. The back-up response arrived on scene one hour and ten minutes after receipt of the emergency call. Entries from the Performance Delivery Manager (PDM) and Derbyshire divisional (DERBYS) dispatch logs: DERBYS resource log: 18:57 hours SOUTH ON DUTY 19/07 NO SHORTAGES TO REPORT 19:08 hours SOUTH - NO DCA's BACK FOR START OF SHIFT FOR..... MICKELOVER 19/07 CREW LONG EATON 19/07 CREW ILKESTON 19/07 CREW ASHBOURNE 19/07 CREW PDM resource log: 19:09 hours DERBYS HOLDING:- 2 x Green 2 calls & 5 x URGENT calls. Care and treatment of the patient: The crew of the back-up response advised that the weather on the night in question was really bad for visibility due to the down pour of rain. The crew were travelling from a location which according to route planner takes approximately 38 minutes to reach the patients address. The crew arrived on scene at 20:47 therefore taking 35 minutes to reach the destination using blue lights and sirens. One crew member went out to get the carry chair from the vehicle and whilst at the vehicle manoeuvred the vehicle to a better position for bringing the patient out of the house. Whilst completing this the rain started coming even heavier therefore the staff member remained in the ambulance for a few minutes to see if the rain eased any as otherwise the carry chair and the blanket would have been soaked and not suitable for transporting the patient. Whilst one crew member completed the above the other was receiving a thorough hand over from the Community Paramedic on scene. The patient was then moved to the ambulance on the carry chair. The crew left scene at 21:22 and arrived at hospital at 21:54 taking 32 minutes (according to AA route planner this journey should take approximately 25 minutes). The crew were following satellite navigation as they are unfamiliar with the area and the sat nav took them the quickest route in miles but not road speed. The crew spoke to the patient’s husband at the hospital and explained that they are not familiar with the area so unfortunately they had to travel the route that the sat nav took them and they had not seen him flashing his lights as the driver was concentrating on the road due to the poor visibility and road conditions. The crew apologise for any upset or concerns caused by their actions. Conclusion The delay in sending a back-up resource was due to demand for emergency responses and no ambulances being available at the time of the incident. The actions of the crew were taken with full consideration of the safety and comfort of the patient. Date Resolved: 8 January 2014 Status: Resolved Grade: Minor Letter Date: 8 January 2014 Organisation and Divisional Recommendations There are no recommendations to be made on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report Patient report form (PRF) Statements from attending crew Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/129 Type: Control Call-Back Issue Category: Transport (Ambulance And Other Incident Date: 12/12/2013 Source: PALS Office Date Received: 17/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 18/12/2013 Date Agreed: 16/01/2014 Final Contact Date: 09/01/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: East Division HQ Extension: XX Green 3 Risk Rate and Score: 0 Area/Divisional: EOC Lincoln Patient Outcome: Admitted to hospital Concise Introduction to the Incident Summary: Call Handling-BrainTumour Pt Had Stroke Case Type: Formal Complaints Case Details: Patient has a grade 4 brain tumour, was slurring speech, right arm paralysed and severe nose bleed. Mum rang 999 and thought an ambulance was coming. EOC rang her back to assess and Mum was angry that an ambulance hadnt been dispatched yet so said she would transport patient herself. Whilst at Louth hospital, patient was to be transferred to Scunthorpe hospital by ambulance. Crew did not seem to realise that it was supposed to be a blue light transfer and they dropped someone else off on the way. CAD 6057201 Terms of Reference (TOR) • Why was an ambulance not sent straight away? • Why did the ambulance crew question the decision to take the patient to Scunthorpe? • Why did the ambulance make a detour to drop off a member of staff? • Why were lights and sirens not used for the journey to Scunthorpe? TOR agreed by: Complainant Date: 18 Dec 2014 List Immediate Actions Crew Stood Down: No. If No state rationale: non clinical issue Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale Being Open Initial Contact Date: 18/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 12 Dec 2013 Incident Number 6057201/6057577 12:40 new call received on behalf of a patient who has a brain tumour. Pain in right hand side and patient having a massive nose bleed. resource 6210, double crewed ambulance (DCA) allocated to the incident. resource RA066, community first responder, allocated to the incident. Call assessed as 21A02, haemorrhage/lacerations, nosebleed, patient under 35 with serious haemorrhage, allocated Green 3 coding, return call by clinician within 20 minutes. Resources 6210 and RA066 stood down from incident. return call from clinician. CAD message: Called to assess but caller hung up before I could assess. States she will take the patient herself. CAD message: called to assess. Caller angry as she states she had not been told a clinician would call her back. Caller hung up advising she will take the patient herself. new call received to provide an ambulance under emergency conditions to transport a patient from Louth County Hospital to Scunthorpe General Hospital. resource 6412, double crewed ambulance (DCA) allocated and mobile to the incident. resource 6412 arrives at Louth County Hospital. resource 6412 leaves Louth County Hospital with the patient. resource 6412 arrives at Scunthorpe General Hospital. crew of resource 6412 hand patient over to hospital staff. 12:40 12:41 12:43 12:52 12:59 13:02 15:11 15:12 15:16 15:36 16:30 16:48 Analysis of Findings Handling of emergency call: the call was correctly coded as a Green 3, return call by clinician within 20 minutes. The clinician made the return call 12 minutes later, and the caller stated she would take the patient to hospital herself. At the end of the emergency call the call taker advised the caller that a clinician would be calling back. It would appear that this information was not passed on to the patient’s mother who had handed the call over to a third party. When the clinician did place a return call, the patient’s mother was annoyed that she was unaware a return call would be made. She was under the impression that an ambulance was on its way, and she advised that she would take the patient to hospital herself. The call was then terminated. Care and treatment of the patient: the attending crew have confirmed that a discussion did take place with hospital staff regarding the most appropriate destination to take the patient. This was because Lincoln hospital was nearer by some 20 minutes, and they were seeking clarification in the best interests of the patient. The crew have confirmed that on the day of the incident they were accompanied by a member of staff undergoing a phased return to work after maternity leave. As it was not necessary for her to travel to Scunthorpe, and the ambulance was passing the road in which the ambulance station was located, the member of staff was dropped at the junction. This involved no detour from their route and a stop of a matter of seconds. The crew have confirmed that blue lights were used throughout the journey, and sirens were employed as appropriate. It may not have been evident in the back of the ambulance that blue lights were being utilised as the blinds were drawn. Conclusion The emergency call was correctly coded, and the call taker did confirm that a clinician would be making a return call. Unfortunately this information was not passed on to the patient’s mother. The crew did have a discussion about the most appropriate destination for the patient. This was done in the patient’s best interests. A member of staff was allowed to leave the ambulance en route to Scunthorpe but this involved no detour, and blue lights were utilised throughout the journey with sirens employed appropriately. Date Resolved: 09/01/2014 Grade: Moderate Status: Resolved Letter Date: 09/01/2014 Organisation and Divisional Recommendations There are no recommendations to be made on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Audio files of emergency call and clinician call Statements from attending crew members. Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/130 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other Incident Date: 13/12/2013 Source: Telephone Call Date Received: 16/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: Date Agreed: 17/01/2014 Final Contact Date: 16/01/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Public Place Extension: XX Green 2 Risk Rate and Score: 0 Area/Divisional: Patient Outcome: Unknown Concise Introduction to the Incident Summary: Delayed Response Case Type: Formal Complaints Case Details: Enquirers grand mother fell in -------------------- in the --------------------------------- and injured her upper arm. It was two hours before a paramedic arrived and another half hour wait for a DCA. The wait has worsened her condition. When the crew/ paramedic arrived thay said that this should have been a red response from the start. Why was the response so long? The enquirer is insisting that this is dealt with as an FC. CAD ref: 6059892 Terms of Reference (TOR) • Why was there such a long wait for an ambulance response? TOR agreed by: Complainant List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay Date: 17/12/2013 Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 16/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 13/12/2013 Incident Number 6059892 13:34 13:35 new call received on behalf of a --- year old female patient who has fallen. call assessed as 17B01G, falls, possibly dangerous body area, patient on the floor. Allocated a Green 2 30 minute response. CAD message: no phone number to call patient back on, shoulder and leg pain, can’t feel arm. new call received, call ref. 6059946. call ref. 6059946 stopped as a duplicate of this call. CAD message: unable to put me through to someone with the patient, unable to do welfare call. new call received, call ref. 6060094. call 6060094 stopped as a duplicate of this call. CAD message: unable to call back to patient, condition now not known, upgraded to a Green 1 20 minute response in line with protocols. resource 9230, solo responder, allocated to incident. new call received, call ref. 6060162. resource 9230 mobile to incident. resource 9230 arrives on scene. call ref. 6060162 stopped as a duplicate of this call. CAD message: crew required amber response. resource 2418, double crewed ambulance, allocated to incident. Estimated to be 22 minutes from scene. resource 2418 mobile to incident. resource 9117, double crewed ambulance, allocated and mobile to incident. Nearer resource. Resource 2418 stood down. resource 9117 arrives on scene. CAD message: call from patient’s grandson to complain about the delay in treatment for his grandmother. resource 9117 leaves scene with the patient. resource 9230 calls clear from the scene. resource 9117 arrives at hospital. resource 9117 hands patient over to hospital staff. 13:37 13:57 14:34 14:36 14:54 15:01 15:04 15:18 15:18 15:20 15:25 15:29 15:33 15:57 15:58 15:59 16:05 16:05 16:30 16:40 16:56 17:32 Analysis of Findings Handling of emergency call: the call was correctly coded as a Green 2 30 minute response, and correctly upgraded to Green 1 when the welfare call was not possible. The first resource arrived one hour and 51 minutes after receipt of the emergency call, exceeding the 30 minute timeframe. Notes from Performance Delivery Manager (PDM) and Derbyshire (DERBYS) resource logs. PDM resource log: 11:34 Derby in overcapacity, actions 1 and 2. 11:39 Derby holding 10 x Green 2 calls and eight urgent calls. 13:18 Derby holding one Green 1 call, four Green 2 calls and 11 urgent calls. 15:27 Derby holding six Green 1 calls, ten Green 2 calls and two urgent calls. 19:07 Derby holding three Red 2 calls, five Green 2 calls and six urgent calls. DERBYS resource log: 11:12 holding two Red 2 back-ups and an auto back-up, plus an amber back-up, one Green 1 and one Green 2 call. 11:31 six uncovered Red 2 calls in Derby South. 11:36 North holding two Amber back-ups and six Green 2 calls. 12:22 North holding six Green 2 calls. 13:42 South holding six Green 2 calls. 14:43 Holding one Red 2 call, one Green 1 call, nine Green 2 calls and nine Urgent calls, all in South. 15:00 Holding two Red 2 calls, two Green 1 calls and nine Green 2 calls. 17:09 Six Green 2 calls holding in Derby South. 18:14 Holding one Red 2 call, one Green 1 call, three Green 2 calls and six Urgent calls. Conclusion The delay in response was due to high demand for emergency responses on the day of the incident. The division was in overcapacity throughout the day. Date Resolved: 16 Jan 2014 Grade: Moderate Status: Resolved Letter Date: 16 Jan 2014 Organisation and Divisional Recommendations There are no recommendations to make on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report Resource log information Call audit. Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/131 Type: Attitude Of Staff Category: Attitude Of Staff - Operationa Incident Date: 09/12/2013 Source: Letter Date Received: 17/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 17/12/2013 Date Agreed: 16/01/2014 Final Contact Date: «RESOLVE_DT» Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Public Place Extension: XX Red 2 Risk Rate and Score: 0 Area/Divisional: Nottinghamshire Patient Outcome: Transported to A&E Concise Introduction to the Incident Summary: Paramedic Attitude & Paracetamol Dose Case Type: Formal Complaints Case Details: ---------- old patient has spells where she holds her breath. Mum can cope with these but on this occasion it happened whilst paying in a shop, and passers-by called 999. Mum very unhappy with attitude of FRV paramedic. Paramedic gave pt 2 syringes of paracetamol without asking mum whether she had already had some - which she had 5ml one hour previously. As baby is smaller than average, Mum thinks that this was unacceptable. Terms of Reference (TOR) • Why was the patient administered medication without consultation? • Why did the Paramedic insist patient should attend hospital? TOR agreed by: Complainant Date: 17/12/2013 List Immediate Actions Crew Stood Down: No. If No state rationale: non clinical issue Involvement and Support of Staff • Staff support and involvement: XX Name, (initial) – Paramedic Skill level, EE date: IPR date: State what support staff have been given and by whom (using the job title not names) Healthcare Decisions Panel (HDP) referral: Yes/No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale Being Open Initial Contact Date: 17/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 9 Dec 2013 Incident Number 6050042 13:31 13:32 13:32 new call received on behalf of a ------------------ female who is choking. resource 2733, solo responder, allocated to incident. call assessed as 11D02, choking, patient not alert. Allocated a Red 2 eight minute response. CAD message: patient choking and now gone blue. resource 2733 mobile to incident. resource 2733 arrives on scene. CAD message: FRV on scene, crew required amber response please. Resource 8326, double crewed ambulance, allocated to incident. resource 8326 mobile to incident. resource 8326 arrives on scene. resource 2733 calls clear from the scene. resource 8326 leaves scene with the patient. resource 8326 arrives at hospital with the patient. resource 8326 hands patient over to hospital staff. 13:33 13:34 13:40 13:42 13:43 14:06 14:23 14:24 14:37 15:17 Analysis of Findings Handling of emergency call: the call was received at 13:31 and was correctly coded as a Red 2 eight minute response. The first responding resource arrived on scene at 13:40 which was nine minutes after receipt of the emergency call. This was one minute outside the eight minute target timeframe. Care and treatment of the patient: the responding Paramedic advised that she was allocated to attend the incident where it was reported that an infant was choking. En route to the location she was further advised that the patient was not alert and going blue, and then just before she arrived she was told that the infant was no longer choking. On arrival she encountered the patient and her mother, and she was advised that the infant was fine now and the mother wanted to take her home. However the Paramedic advised that she wanted to check the patient over, and the mother and child went back into the store. A member of staff at the store advised that the mother’s shopping would be taken care of in the meantime. The Paramedic advised that the patient was still very distressed, and her mother was attempting to calm her. It was established that the infant had started to choke whilst eating a Smartie, and members of the public had intervened and performed back slaps and abdominal thrusts on her. The Paramedic began to take a medical history while the mother comforted the child, and it was established that the patient had episodes of breath holding to the point where she stopped breathing. However the Paramedic was still mindful that the patient had appeared to be choking on this occasion, and she also wanted to check that the bystander interventions had not had any adverse effect. At this stage the patient was still very distressed and this impeded the Paramedic in taking initial observations. The Paramedic explained to the mother that in view of the child’s age and the possibility that she could have aspirated the sweet into her lungs she wanted to arrange for transport to hospital so further tests could be undertaken. The Paramedic lent the mother her telephone so she could contact her family, and the Paramedic attempted to try and undertake a visual examination of the child. However the child became increasingly distressed and she was handed back to her mother. The Paramedic continued to try and take observations, which were written on an unused glove prior to them being transferred to a patient report form. The Paramedic arranged for a member of staff at the store to get a dummy to try and pacify the child, but this had little effect on calming her. The mother continued to try and cam the child, after which the Paramedic intended to undertake a more detailed examination including listening to the child’s chest. As the dummy was not pacifying the child the Paramedic suggested administering Calpol in case the child was suffering any pain from the sweet or the bystander interventions. She returned to the ambulance vehicle and obtained a 5ml sachet of Calpol which she loaded in a syringe in two attempts. The mother then gave the Calpol to her child. At no point did the mother advise that the child had been given some Calpol about an hour before, and if the Paramedic had been told this she would not have administered the medication. The back-up crew arrived about the same time as the patient’s father and grandparents, and the reason for the child’s conveyance to hospital was explained to family members. The Paramedic gave a full handover to the backup crew and she handed over the glove on which she had recorded some initial observations. At some point whilst discussing the logistics of getting the patient to hospital and the family, shopping and vehicles to where they needed to be the Paramedic made comment about the frozen items in the shopping. She had already commented on this earlier in what was supposed to be a lighthearted comment with no offence or upset intended. The patient was then transported to hospital in her mother’s arms by the back-up crew. The Paramedic also advised that a couple of days after the incident she received a telephone call from the child’s mother expressing her dissatisfaction with her daughter’s treatment. The mother advised that she had spent some hours in the accident and emergency department and her daughter had not required an x-ray. The mother also advised that she was upset with the attitude and comments of the Paramedic, who said that these were in no way meant to cause offence. The Paramedic confirmed that she was happy with the care and treatment she had given to the patient. Conclusion Date Resolved: 17/01/2014 Grade: Moderate Status: Resolved Letter Date: 17/01/2014 Organisation and Divisional Recommendations There are no recommendations to make on this occasion Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered Statement from Paramedic CAD report PRF Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/134 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other Incident Date: 17/11/2013 Source: Letter Date Received: 17/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 18/12/2013 Date Agreed: 16/01/2014 Final Contact Date: «RESOLVE_DT» Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Patient's House Extension: XX Risk Rate and Score: 0 XX Area/Divisional: Patient's Home Patient Outcome: XX Concise Introduction to the Incident Summary: Delay- 21 Weeks Pregnant.Baby Died Case Type: Formal Complaints Case Details: Pt was 21 weeks pregnant. She suffered pain and bleeding so husband rang 999. Ambulance took 1 hour 20 minutes to arrive and Patient went into labour whilst waiting. By the time ambulance had arrived, baby had been born and had died. Terms of Reference (TOR) • Why did it take so long to send an ambulance? TOR agreed by: Complainant Date: 18/12/2013 List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 18/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 17/11/2013 Incident Number 5994066 01:32 01:37 new call received on behalf of a female who is suffering a PV bleed, 5 months pregnant. Call assessed as 24D03, Pregnancy/childbirth/Miscarriage, imminent delivery, gestation greater than or equal to five months/20 weeks. Allocated a Green 2 30 minute response. further call received, call ref. 5994127. Stopped as a duplicate of this call. further call received, call ref. 5994151. CAD message: number incorrect, unable to welfare call. (Caller was on a further call to EMAS at this time). resource 3414, double crewed ambulance (DCA) allocated and mobile to this call. resource 3414 arrives on scene. resource 3414 leaves scene with patient. resource 3414 arrives at hospital. resource 3414 hands patient over to hospital staff. 02:04 02:20 02:32 02:41 02:47 03:14 03:22 04:30 Analysis of Findings Handling of emergency calls: the emergency calls received were all correctly coded as Green 2 30 minute response. On the third call received at 02:20 the call taker stayed on the line until the arrival of the ambulance crew at 02:47 talking the caller through the birth of the baby. The first responding resource arrived on scene one hour and 15 minutes after receipt of the first emergency call, missing the target timeframe of 30 minutes for this category of call. Care and treatment of the patient: When the third call was received from the patient’s husband, the call taker remained on the call from 02:20 until the ambulance crew arrived at 02:47. During this time the call taker talked the patient’s husband through the delivery of the baby, although there was some confusion establishing whether the baby had been fully delivered and whether he/she was breathing. At the time the crew arrived on scene it was advised by the patient’s husband that the baby was fully delivered and was breathing. However the Patient Report Form records that there were no signs of life from the baby and that the placenta had only been partly delivered. The crew transported the patient and baby to the labour suite at the Queens Medical Centre in Nottingham. Notes from Nottinghamshire dispatchers resource log (NOTTS): 01:33 Notts south holding five Green 2 calls. 02:38 Notts South holding eight Green 2 calls. Conclusion The delayed response was due to high demand for emergency responses on the day of the incident. The emergency calls were correctly coded. Date Resolved: 21/01/2014 Grade: Moderate Status: Resolved Letter Date: 21/01/2014 Organisation and Divisional Recommendations There are no recommendations to make on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Call audits Patient report form Resource log notes Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/135 Type: Inappropriate Actions Category: Transport (Ambulance And Other Incident Date: 10/11/2013 Source: Email Date Received: 17/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 18/12/2013 Date Agreed: 16/01/2014 Final Contact Date: 14 March 2014 Delays Incurred Reason for Delay: Unable to trace incident details New Agreed Date: 14/03/2014 Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: N/A Base: A&E Department/MIU/MAU Extension: unable to trace incident details Risk Rate and Score: 0 Area/Divisional: A&E Department/MIU/MAU Patient Outcome: N/A Concise Introduction to the Incident Summary: Staff Allegedly Dragged Patient To The Floor Case Type: Formal Complaints Case Details: Child Protection Case Conference with Leicestershire Children's Safeguarding team. Enquirer made allegations in the meeting that on the evening 10-11-2013 and early hours of 11-11-2013 she attended ED at Kettering via ambulance CAD 5978391, that she had become angry and upset that the police had taken her son into care, that she threw a pot tea cup, across the emergency department hitting a toilet door. She then alleges that she was dragged to the floor by a Paramedic and had her hair pulled back. She cannot identify the Paramedic as it was not the same crew member that brought her into the ED. The incident was witnessed by ED Nursing staff, and other EMAS staff. Reported by Locality Quality Manager, South Division. Terms of Reference (TOR) • Why was the patient physically restrained by a member of EMAS staff. TOR agreed by: Complainant List Immediate Actions Date: 24 Dec 2014 Crew Stood Down: No. If No state rationale: unable to trace incident details Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: unable to trace incident details Being Open Initial Contact Date: 24/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 10 November 2013 Incident Number not applicable The complaint relates to an incident that ------------------ advises occurred between 19:00 and 23:00 on 10 November 2013. ------------ had been taken to Kettering General Hospital after she had fallen at home (call ref. 5978391). The conveying crew had arrived at Kettering Hospital A&E department at 18:53 and they called clear at 19:29. Analysis of Findings ------------- has advised that she believes the incident happened at approximately 19:30 hrs. She advised that she had become distressed after the Police arrived at the accident and emergency department to take her child into care and she had thrown a tea cup across the department. Immediately after this she was dragged to the floor by a member of EMAS staff and her hair was pulled back. Following an investigation the investigation officer can find no details of this incident. The following actions have been taken to try and identify the member of staff involved: The investigation officer(IO) has spoken to the PALS department at KGH, and they have liaised with the A&E department. The hospital has no records relating to this incident. The IO has checked if there is CCTV available of the incident ( there is none) Contact was made with Northants Police to see if they have any information about the incident (they do not). The IO has spoken to the complainant to drill down on the timeframes, and she has advised that the incident happened on 10 November between 19:00 and 23:00. An approach was made to the management team in Division to see if any of them had knowledge of this incident. The Locality Manager suggested two possible names. The IO checked the resource log which discounted one of these two members of staff as his shift did not start until 22:00 on 10 November and he did not attend KGH until 02:15 on 11 November. The other member of staff has been approached by his Team Leader and he has no knowledge of this incident.. Conclusion Despite extensive investigation no details of this incident can be traced. Date Resolved: Status: Unresolved Grade: Moderate Letter Date: 14 March 2014 Organisation and Divisional Recommendations The investigation has been unable to identify any details of this incident. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report Contact with the PALS department and A&E department at KGH. Contact with all Divisional managers Contact with Northants Police Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/136 Type: No Transport Provided Category: Transport (Ambulance And Other Incident Date: 13/12/2013 Source: Telephone Call Date Received: 20/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 23/12/2013 Date Agreed: 23/01/2014 Final Contact Date: 22/01/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: EMAS Trust HQ Extension: XX 0 Green 4 Risk Rate and Score: 0 Area/Divisional: EOC Derbyshire Patient Outcome: No harm/injuries Concise Introduction to the Incident Summary: Pt Blacked Out In Shops.Did Not Send Amb Case Type: Formal Complaints Case Details: -------------- had a black out whilst in ------------------------------------ CAD Ref 6060182. The security guard call an ambulance and control advised we wouldn't be sending one. I can see -------------- has a complexed history and she said she has lost all confidence in EMAS and is considering moving house just to be outside of our area and if an EMAS crew does attend her she will refuse to be treated unless there is a social worker or carer with her. She advised -------------------- was supposed to visit her some time ago to discuss her case but she said this did not happen. Terms of Reference (TOR) • Why was an ambulance not sent to help the patient? TOR agreed by: Complainant List Immediate Actions Crew Stood Down: No. If No state rationale: EOC issue Date: 23/12/2013 Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC issue Being Open Initial Contact Date: 23/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 13 Dec 2013 Incident Number 6060182 15:24 15:24 15:26 new call received call ref. 6060182 on behalf of a female patient who has fainted. location established, ----------------------------------------------------------------. call assessed as 31A01, unconscious/fainting, fainting episode and alert, patient over 35. Allocated a Green 4 code, call back from clinician within 60 minutes. CMP script read. EOC in overcapacity plan to Action 3, caller advised that no ambulance will be sent. Instructions given for patient to visit their GP, call 111 or make their own way to the nearest accident and emergency department. 15:28 Analysis of Findings Handling of emergency call: the call was correctly assessed as a Green 4. This would normally mean a return call from a clinician within 60 minutes. However the Capacity Management Plan was in operation up to Action 3, and this meant that Green 4 calls for patients between 5 and 69 years of age are advised that an ambulance will not be sent. This information was delivered to the caller along with further advice that the patient should contact their GP, call 111 or go along to their nearest accident and emergency department. This is the correct procedure in these circumstances. Notes from the Performance Delivery Manager (PDM) and Derbyshire dispatch desk (DERBYS) resource logs. Notes from PDM log: 11:39 Derbys holding ten Green 2 calls and eight Urgent calls. 13:18 Derbys holding one Green 1 call, four Green 2 calls and 11 Urgent calls. 13:56 Capacity Management Plan (CMP) action 3 for Trust. 15:27 Derbys holding six Green 1 calls, ten Green 2 calls and 20 Urgent calls. 19:07 Derbys holding three Red 2 calls, three Green 1 calls, two Green 2 calls, two Green 4 calls and six Urgent calls. Notes from DERBYS log: 11:31 six uncovered Red 2 calls in Derby south 11:36 Derby North holding two Amber back-ups and six Green 2 calls. 12:30 one uncovered Green 1 call and five uncovered Green 2 calls in Derby South. 13:42 uncovered Red 2 calls and six uncovered Green 2 calls. 14:43 one uncovered Red 2 call. One uncovered Green 1 call and nine Green 2 calls. 15:00 Uncovered two Red 2 calls, two Green 1 calls and nine Green 2 calls. 17:09 six uncovered Green 2 calls in Derby South. Ongoing care of patient: the patient has commented that she was expecting a visit from a Divisional Manager to discuss her ongoing concerns and this had not yet happened. This will be investigated on the patient’s behalf and the result will be communicated to her. Conclusion Following assessment of the patient’s condition the call was assessed as a Green 4 response. As the EOC was operating under Capacity Management Plan action 3 at the time the appropriate advice was given to the caller that an ambulance would not be required, and safety netting was delivered. Date Resolved: 22/01/2014 Grade: Minor Status: Resolved Letter Date: 22/01/2014 Organisation and Divisional Recommendations Internal records will be checked to ascertain if the patient is due to receive a visit from a Divisional manager to discuss her ongoing care needs. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Audio file of call Capacity Management Plan Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/137 Type: Delayed Response To Green 3 Category: Transport (Ambulance And Other Incident Date: 20/11/2013 Source: PALS Office Date Received: 20/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: 23/12/2013 Date Agreed: 23/01/2014 Final Contact Date: Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: EMAS Trust HQ Green 3 Risk Rate and Score: 0 Area/Divisional: EOC Nottingham Patient Outcome: Transported to ED Extension: XX Concise Introduction to the Incident Summary: Delay - 13 Month Old Breathing Problem Case Type: Formal Complaints Case Details: Our ------------- daughter was taken ill on whilst holidaying at -------------------------------------------. Having taken her to the medical centre on site, trained nurses thought it necessary to call an ambulance with a temperature of 29.7 degrees celsius, heart rate of 200, sats of 88% (requiring the administration of oxygen during our wait time), rapid breathing and recession of the airway. The call was made at 1300 and "we" were told we were given the highest priority (given the age of the child and symptoms) and dealt with as if it was a private residence calling. After 20 minutes an ambulance had yet to be allocated, two further calls ensued to establish an ETA. The ambulance arrived on scene at 1415, one and quarter hours after it had been called. This led to huge anxiety in an already extremely stressful situation and could have been to the ultimate detriment of our child's well being. The response time was wholly inexcusable, unacceptable and fell woefully short of the government response time of 8mins. In addition to your original concern, you have asked for the following information: A transcript of all the calls including the clinical assessment team (CAT) call Resource levels in North Nottinghamshire on 20 November 2013. Location of all North Nottinghamshire resources at the time of this emergency. The frequency of instigation of the capacity management plan (CMP)in the North Nottinghamshire area. Terms of Reference (TOR) • Why was there such a delay in sending an ambulance? TOR agreed by: Complainant Date: 23/12/2013 List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 23/12/2013 Consent Required: No Consent Date: Timeline of Events On 20th November, 2013 At 13:02 hours CAD 6002215 coded Green 3 (triage within 20 minutes) At 13:27 hours CAD 6002271 coded Green 2 (30 minute response) At 14:00 hours CAD 6002356 coded Red 2 (8 minute response) At 14:13 hours a DCA arrived on scene. Total response time 1 hr 11 minutes At 14:15 hours CAD 6002400 coded Green 3 (triage within 20 minutes) At 13:02 hours 999 call CAD 6002215 was received and coded 06C01A (breathing problems) Green 3 (triage within 20 minutes) The EMD noted on the CAD ‘DIB, registered nurse with patient’ At 13:04 hours an FRV was mobile to the scene. ETA 8 minutes At 13:04 hours the call was passed to nurse triage At 13:05 hours the FRV was stood down. Reason:- Green 3 At 13:27 hours the CAT team stopped this call as a duplicate of the upgraded call At 13:27 hours the CAT team created CAD 6002271 and coded the call 06C01A (breathing problems) upgraded to Green 2 (30 minute response) The CAT team noted on the CAD ‘asthmatic infant, SOB, o2 in situ, nurse on scene, upgraded to Green 2’ At 13:54 hours a DCA was mobile to the scene. ETA 18 minutes having come clear at Kings Mill Hospital nd At 14:00 hours a 2 999 call CAD 6002356 was received and coded 06D01A (breathing problems) Red 2 (8 minute response) nd The EMD noted on the CAD ‘2 call DIB’ This call was correctly stopped as a duplicate of the above call At 14:13 hours the DCA arrived on scene. Total response time 1 hr 11 minutes rd At 14:15 hours a 3 999 call CAD 6002400 was received and coded 06C01 (breathing problems) Green 3 (triage within 20 minutes) The EMD noted on the CAD ‘DIB, ambulance on scene’ This call was stopped as a duplicate call At 14:29 hours the hospital was made aware this patient was coming in At 14:30 hours the DCA left scene with the patient for Kings Mill Hospital At 14:43 hours the DCA arrived at the hospital At 14:53 hours the patient was handed over to clinical staff At 15:10 hours the DCA was clear at the hospital (27 minute turnaround) Analysis of Findings Handling of emergency calls: The first emergency call was correctly assessed as a green 3 response from the information provided. Following a return call from a clinician the response was upgraded to a Green 2 30 minute response, and following the second emergency call at 14:00 the call was upgraded again to a Red 2 response – the resource was already en route to the patient at this point. The ambulance arrived on scene while the third call was in progress. . This call was covered by the Notts North dispatch desk and below is taken from the Nottinghamshire resource log:20 Nov 2013 14:16 hours NOTTS NORTH HOLDING:1 x AUTO BACK UP, 2 x AMBER BACK UPS, 2 x G2'S Below is taken from the PDM’s resource log:20 Nov 2013 10:04 hours HOLDING NOTTS:- 2 x G1, 5 x G2, 3 x URGENTS (1 x YELLOW) CMP - NOTTS ARE NOW CMP 1 & 2 20 Nov 2013 11:25 hours HOLDING NOTTS:- 2 x G2, 4 x URGENTS CMP - NOTTS ARE NOW ONLY HOLDING 2 x QUALIFYING CALLS, CMP REVOKED. 14:32 Notts in CMP actions 1 and 2 Conclusion The delay in response was due to high demand for emergency responses on the day of the incident. The complainant is under the impression that the call was coded as an eight minute emergency from the outset. Date Resolved: 23/01/2014 Grade: Minor Status: Resolved Letter Date: 23/01/2014 Organisation and Divisional Recommendations There are no recommendations to make on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Audio files for calls Resource log notes Resource and demand data Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/138 Type: Clinical Category: Diagnosis Problems Incident Date: 16/12/2013 Source: Telephone Call Date Received: 30/12/2013 Written or Verbal: W/V (Delete) Acknowledgement Date: Date Agreed: 28/01/2014 Final Contact Date: 24/01/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Red 2/Red 2 Base: Patient's work/house Risk Rate and Score: 0 Area/Divisional: Lincolnshire Patient Outcome: Admitted to hospital Extension: XX Concise Introduction to the Incident Summary: Patient Assessment Diagnosis Case Type: Formal Complaints Case Details: On 16 Deccember complainants wife collapsed at work (-------------------------------------------------------------------------) . He put his wife in the recovery position and called 999. A first responder arrived followed by a crew and they diagnosed sinusitis and advised the patient to see her GP for stronger pain relief. The patient was not transported. On 18 December patient was still unwell with headache and stiff neck and so they called the GP who advised to call 999 from the home address. Ambulance attended and they were advised that the patient had some sort of viral infection and again were advised to see GP for stronger pain relief. Patient was not transported. On 19 December the complainant took his wife to the GP who advised that she should go to hospital so he took him there himself.The patient was later diagnosed with a brain aneurysm and is still very ill. The complainant is very concerned that his wife was misdiagnosed by 2 crews and is insisting that this is dealt with as a formal complaint. Terms of Reference (TOR) • Why was the patient left at home on two occasions? • Was the care and treatment of the patient appropriate on each occasion? TOR agreed by: Complainant Date: 30 December 2013 List Immediate Actions Crew Stood Down: No. If No state rationale: no risk to patients identified. Involvement and Support of Staff • Staff support and involvement: TS Paramedic, CS W Being Open Initial Contact Date: 30/12/2013 Consent Required: No Consent Date: Timeline of Events Date and Time Event 16 Dec 2013 Incident Number 6067609 13:26 13:26 13:27 13:29 new call received on behalf of a female patient who has collapsed. resource 6732, solo responder, allocated to the incident. resource 6732 mobile to incident. call assessed as 18C03, headache, speech problems, allocated a Green 3 code, call back by clinician within 20 minutes. Resource 6732 stood down from incident. call assessed as 28C03L, stroke, speech problems, less than one hour ago. Allocated a Red 2 eight minute response. Stand down of resource 6732 cancelled. resource 6718, double crewed ambulance, allocated to incident. CAD message: The stroke diagnostic results indicate no positive evidence of a stroke. Resource 6718 mobile to the incident. Resource RA198, LIVES responder, also allocated and mobile to the incident. call assessed as 10C04, chest pain, breathing normally. resource 6732 arrives on scene. resource RA198 arrives on scene. resource RA198 calls clear from the scene. resource 6718 arrives on scene. resource 6718 calls clear from scene. resource 6732 calls clear from scene. CAD message: treated on scene, patient going to see her GP, problem more with sinuses than chest pain. 13:29 13:30 13:31 13:32 13:35 13:37 13:38 13:45 14:13 14:21 14:22 18 Dec 2013 Incident Number 6071645 08:53 08:54 08:55 08:57 10:03 new call received on behalf of a female patient. resource 6718, double crewed ambulance, allocated and mobile to incident. call assessed as 10D01, chest pain, not alert. Allocated a Red 2 eight minute response. resource 6718 arrives on scene. resource 6718 calls clear from the scene. Patient treated on scene. Analysis of Findings Handling of emergency calls: both calls were correctly coded, and allocated a Red 2 eight minute response. On 16 December the first resource on scene arrived nine minutes after receipt of the emergency call. This missed the eight minute target but met the 19 minute target. On 18 December the responding resource arrived four minutes after receipt of the emergency call, meeting the eight minute target. Care and treatment of the patient 16 December: a clinical review of the patient report form (PRF) confirms that all relevant observations were documented except pain score. All values within normal parameters but the patient was showing slight pyrexia. Two sets of observations were completed. Contemporaneous record documents chief complaint consistent with clinician’s impression. Relevant history was gathered, although no pertinent negatives were documented. Clinical decision making was evident and there was evidence of suitable clinical examination taking place. The PRF documentation supports the diagnosis and clinical decision and the treatment was appropriate given the patient’s presenting condition. There was an appropriate referral given presenting condition, however referral to the GP as opposed to simple advice to contact the GP would have been a more effective safety net. Care and treatment of the patient 18 December: All relevant observations were documented. All values were within normal parameters but the patient was showing slight pyrexia. Two sets of observations were completed. Contemporaneous record documents chief complaint but no clinical impression was documented. Some evidence of red flags (three days of headache and neck stiffness and repeated access to and Health Care Professional). Relevant history gathered but it appears the attending clinician has not acted upon red flag symptoms. There is evidence of suitable clinical examination taking place. PRF documentation highlights three potential red flag symptoms. Clinical decision to refer to alternative Health Care Professional is not supported. The treatment recommended was not appropriate given the patient’s presenting condition and the patient should have been transported to the hospital accident and emergency department. Whilst the clinician documents contact with the GP surgery, there is no information regarding who was spoken to and what details were passed to surgery. Whilst our second attendance details areas where we have fallen short (not acting upon documented red-flag presentations) by not transporting the patient to the accident and emergency department, there is evidence on both occasions of relevant assessments and some limited safety netting. In addition, whilst we may have potentially delayed treatment, there is no evidence as yet that this has led to a worsened outcome for the patient. Conclusion Based on the presenting condition of the patient and the medical history and observations taken, the decision to leave the patient at home on 16 December seems appropriate and the attending crew put some safety netting in place by referring the patient to her GP. The decision to leave the patient at home on 18 December is not supported by the patient’s presenting condition, recent medical history and observations. There was evidence of red flags (three days of headaches and neck stiffness and repeated referrals to health care professionals) and the patient should have been transferred to hospital for further assessment. Date Resolved: 24 Jan 2014 Grade: Moderate Status: Resolved Letter Date: 24 Jan 2014 Organisation and Divisional Recommendations Action: File note discussion with the attending crew from 18 December 2013 Improvement: confirmation of the identification and recognition of red flags and the action which needs to be taken. Outcome Detail: Increased awareness of action to be taken when red flags are identified. For: Deadline: 28 February 2014 Evidence: File note. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Patient report forms Clinical opinion of care and treatment given Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/139 Type: Attitude Of Staff Category: Attitude Of Staff - Operationa Incident Date: 16/12/2013 Source: Letter Date Received: 03/01/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 07/01/2014 Date Agreed: 30/01/2014 Final Contact Date: 27/01/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: Nursing Home Red 2 Risk Rate and Score: 0 Area/Divisional: Patient Outcome: Transported to hospital Extension: XX Concise Introduction to the Incident Summary: Crew Attitude Case Type: Formal Complaints Case Details: EMAS crew attended care home patient after a call from the GP. The nurse at the care home felt that the EMAS crew were dismissive of her and undermined her decision making and care of the patient. The nurse wants a formal investigation into this incident. Terms of Reference (TOR) • Why did the ambulance crew question the care of the patient? • Why did the ambulance crew not consider the feelings of the patient? TOR agreed by: Complainant Date: 07/01/2014 List Immediate Actions Crew Stood Down: No. If No state rationale: non clinical issue Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: non clinical issue Being Open Initial Contact Date: 07/01/2014 Consent Required: No Consent Date: Timeline of Events Date and Time Event 16/12/2013 Incident Number 6067695 13:59 14:00 new call received on behalf of a female patient in acute respiratory distress. call assessed as 06D02, breathing problems, difficulty speaking between breaths. Allocated a Red 2 eight minute response. resource 8931, solo responder, allocated to incident. CAD message: doctor with the patient. resource 8931 mobile to incident. resource 3522, double crewed ambulance, allocated to incident. resource 8931 stood down from incident: nearer vehicle. resource 3522 mobile to incident. resource 3522 arrives on scene. resource 3522 leaves scene with patient. resource 3522 arrives at hospital. crew of 3522 hands patient over to hospital staff. CAD message: crew referring this patient to safeguarding. 14:00 14:01 14:02 14:03 14:03 14:04 14:08 14:41 15:00 15:11 15:13 Analysis of Findings Handling of emergency call: the call was correctly coded as a Red 2 eight minute emergency. The responding crew arrived nine minutes after receipt of the emergency call, which was outside the eight minute timeframe but inside the 19 minute timeframe. Care and treatment of the patient: the responding crew were immediately concerned that an emergency ambulance had not been requested earlier for the patient, who had a respiratory rate of 32 and she appeared to be in respiratory distress. A GP was on scene and also commented on how poorly the patient looked on her arrival. The staff at the care home advised that the patient had been unwell since the previous evening, and as she seemed worse that morning salbutamol and Flixotide had been administered. This seemed to have little effect and a doctor’s visit had been requested. The crew expressed their concerns to the nurse at the care home, but this was done out of concern for the patient. A full set of observations was taken and these showed the patient to have a respiratory rate of 36 and oxygen saturation level of 91% which was treated with a salbutamol nebuliser and oxygen. A further reading following administration showed the level to have risen to 96%. The patient’s GCS was 11, with the patient in the advanced stages of dementia and unable to communicate. This also prevented a pain score from being recorded. The patient had recently completed a course of antibiotics but it was not clear when this was. The crew transferred the patient to the ambulance and transported her under emergency conditions to the Queens Medical Centre resus department. In view of their concerns about the delay in the request for an emergency ambulance, the crew submitted a safeguarding referral for the patient. Conclusion The attending crew did question the decision not to ring for an emergency ambulance earlier on the day of the incident, due to concerns about the patient’s presenting condition. A safeguarding referral was completed after the incident in respect of this patient. Date Resolved: 27/01/2014 Grade: Moderate Status: Resolved Letter Date: 27/01/2014 Organisation and Divisional Recommendations There are no recommendations to be made on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report Patient report form Safeguarding referral Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/140 Type: No Transport Provided Category: Transport (Ambulance And Other Incident Date: 26/12/2013 Source: Letter Date Received: 07/01/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 08/01/2014 Date Agreed: 03/02/2014 Final Contact Date: 28/01/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Patient's House Extension: XX Green 1 Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Made own way Concise Introduction to the Incident Summary: Nephregenic Diabetes D&V - No DCA's Case Type: Formal Complaints Case Details: --------------- male with nephregenic diabetes was vomiting and unable to keep fluids down. Rang 999. FRV arrived and agreed that pt needed to go to hospital. Unfortunately, there were no double crewed ambulances available to transport him. Parents took pt to LRI in their own car. Pt deteriorated on route. Pt seen by doctor in resus and was admitted to intensive care. Pt has now made a full recovery. Terms of Reference (TOR) • Why did the Paramedic start to take observations? • Why were there no ambulances available? TOR agreed by: Complainant Date: 08/01/2014 List Immediate Actions Crew Stood Down: No. If No state rationale: non clinical issue. Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: non clinical issue (observations refused) Being Open Initial Contact Date: 08/01/2014 Consent Required: Yes Consent Date: Timeline of Events Date and Time Event 26 Dec 2014 Incident Number 6091291 10:44 new call received on behalf of a ------------------ male who has nephrogenic diabetes insipidus. Patient has been vomiting since 04:00 and is getting dehydrated. CAD message: patient needs glucose drip. resource 4831, solo responder, allocated and mobile to incident. CAD message: patient is really yellow and he has a kidney condition. call assessed as 13C01, diabetic problems, patient not alert. Allocated a Green 1 20 minute response. CAD message: the patient has open access to the Leicester Royal Infirmary, and he needs a non saline drip. resource 4831 arrives on scene. solo responder requests crew on amber response, and is advised that no resources are available. CAD message: patient has made own way in a car. The caller wanted an ambulance not a Paramedic. Paramedic was refused the opportunity to take observations and the patient’s mother did not want to wait for an ambulance. Patient’s mother wanted solo responder to call hospital and let them know that the patient was coming. CAD message: from 4831, family were pleasant but mum was obstructive in as much that she would not allow solo responder to take full observations on the patient. He advised that the patient was unwell and that an ambulance would be the best method of transportation into hospital. He would wait on scene until the ambulance arrived. However EMAS were k0 (no available resources) of double crewed ambulances (DCA’s) at that time. The patient’s mother went against the solo responder’s advice and transported the patient to Leicester Royal Infirmary in her own vehicle. Kettering General Hospital would be the nearer hospital but the patient has had previous treatment at LRI and previously had an open access card for admission. The solo responder has called LRI Resus to alert them to the patient’s condition and to expect him shortly. 10:45 10:45 10:45 10:46 10:46 10:58 11:05 11:17 11:42 26 Dec 2013 11:20 11:27 11:28 Incident no. 6091361 new call received on behalf of patient. CAD message: ambulance is required. The patient is acutely unwell and he needs a dextrose drip. Patient is very cold and shaking. Patient is yellow. Paramedic that attended the patient did not understand the problem. The patient suffers from a very rare condition. Patient’s 11:44 11:47 11:48 11:52 11:51 mum thinks he needs to go into Resus. The patient is severely dehydrated and he needs his glucose levels checking but this can only be done in Resus. The Paramedic who attended said there were no ambulances available in Leicestershire. Patient’s mum and dad asked us to notify Resus. Advised that we could not notify resus direct, but they should pull over and wait for an ambulance if the patient was that poorly. Address given in Oadby where the ambulance could be dispatched to. further call received, call ref. 6091408. Patient is now losing consciousness. CAD message: patient is sat in a car on the drive. Patient making own to LRI. CAD message: patient was under the care of the Renal outreach clinic as an adolescent, turned 17 this year. He has a kidney condition and he requires dextrose solution as soon as he reaches hospital. advised that there are still no ambulances available in the area. Mother is taking patient to the LRI herself. Call stopped as a duplicate of call ref. 6091361. No reference number – call made to patient’s father to ascertain where the patient is. Approx five minutes from the LRI. Patient’s father advised that the solo responder has spoken to a doctor in Resus and A&E reception and the Urgent Care centre have also been alerted to patient’s arrival. Analysis of Findings Handling of emergency calls: the first call ref. 6091291 was correctly coded as a Green 1 20 minute response, and the responding resource arrived 14 minutes after the call was received. The second call 6091361 was also coded as a Green 1 20 minute response, and we were still looking for a resource when the third call ref. 6091408 was received 24 minutes later. As we had no available vehicle to dispatch the patient’s parents took him to hospital themselves. Care and treatment of the patient: the solo responder who arrived to help the patient began to gather a medical history and take observations, but the patient’s mother advised that a blood sugar reading was not necessary as the patient required dextrose fluids. The Paramedic contacted the Emergency Operations Centre (EOC) to request an amber back-up but he was advised that no ambulances were available. He relayed this information to the patient’s parents and advised he would wait on scene until the ambulance arrived. The Paramedic advised that the patient should wait for the ambulance but the patient’s parents took the decision to transport him themselves. The Paramedic placed a call to the Resus department at the hospital to advise them of the patient’s condition and his imminent arrival. He also asked for reception and the Urgent Care Centre to be notified. When further calls were received on the patient’s behalf the parents were advised that a resource would be allocated as soon as possible but that one was not available immediately. The parents took the decision to transport the patient to hospital. Entries from the Performance Delivery Manager (PDM) and Leicestershire dispatch desk (LEICS) resource logs. PDM log: 10:07 Capacity Management Plan actions one, two and three invoked for the day. 13:10 Leics holding three Green 2 calls and three Urgent calls. 15:41 Leics holding three green 2 calls. LEICS log: 09:29 City holding one Priority 1 transfer, one Amber back-up and one Green 2 call. 10:38 Leics rural holding one Red 2 transfer, one Green 2 transfer and one Amber back-up response. 10:45 City holding one Amber back-up and one Green 2, all vehicles committed. 11:16 City holding one Amber back-up, one Green 1 call and two Green 2 calls. 11:57 City holding four Green 1 calls and one Green 2 call. 13:30 Rural holding three Green 2 calls, one Green 4 and one Urgent. 14:46 City holding two Red 2 calls, no crews or FRV’s. Conclusion The Paramedic who attended on the first call started to undertake observations but was stopped by the patient’s mother. He contacted EOC for back-up but was advised that no vehicles were available. He advised that the patient should wait for an ambulance but the patient’s parents took the decision to transport him themselves. The Paramedic contacted the hospital to pre alert Resus, reception and the Urgent Care Centre. When further calls were received there were no available resources, and the parents took the decision to travel to hospital. A return call was made to the parents to advise them that the Paramedic had alerted the hospital. It appears that the information was not passed on to reception. Date Resolved: 28/01/2014 Grade: Moderate Status: Resolved Letter Date: 28/01/2014 Organisation and Divisional Recommendations Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Resource log data Call audits PRF Information from Paramedic. Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/141 Type: Delayed Response To Red 2 Category: Transport (Ambulance And Other Incident Date: 05/11/2013 Source: Email Date Received: 08/01/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 08/01/2014 Date Agreed: 04/02/2014 Final Contact Date: Delays Incurred Reason for Delay: Completion of Yorkshire Ambulance Service investigation New Agreed Date: 28/02/2014 Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: EOC Red 2 Risk Rate and Score: 0 Area/Divisional: EOC/YAS Patient Outcome: transported to hospital Extension: due to completion of YAS investigation Concise Introduction to the Incident Summary: Delayed Response To Foetal Bradycardia Case Type: Formal Complaints Case Details: ------------------------------------------------------------------------------------------------------------------, Reported to -------------- 07 January 2014 Incident date: 05 November 2013 09.50 am CAD 5965124. Patient: Relating to a 55 minute delay in providing an emergency ambulance to a patient in a community ANC where the midwife at -------------------------- had noted a foetal bradycardia. --------------------------- informed by midwife of imminent admission. On arrival baby identified/confirmed as no heart beat. Mum no lasting physical aspects Why was there a delay in responding? Why did the ambulance go the wrong way? This has been reported as an SI by CRH. STEIS 2013/32607 - Root cause not provided. --------- wrote to ----------- ---------- about the incident on the 6th November but having chased him today he did not receive the letter. Initial scan looks to be no resource available. This was coded Red 2 and the response time was 38 minutes via a YAS vehicle. Terms of Reference (TOR) • Why was the ambulance delayed? • Why did the ambulance take the longest route to get to the hospital? TOR agreed by: Complainant Date: 14 January 2014 List Immediate Actions Crew Stood Down: No. If No state rationale: EOC delay and non-clinical complaint Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 14 January 2014 Consent Required: No Consent Date: Timeline of Events Date and Time Event 5 Nov 2013 Incident Number 5965124 09:58 09:59 10:01 new call received on behalf of a female patient with pregnancy related issues. CAD message: pregnant lady, heartbeat is low. call assessed as 24D05, pregnancy/childbirth/miscarriage, high risk complications, allocated a Red 2 eight minute response. CAD message: take to Chesterfield Royal Hospital, Birth Centre. Midwife recorded as being on scene. contact made with Yorkshire Ambulance Service (YAS) to request their assistance as EMAS had no vehicle available to send. solo responder from YAS allocated to the incident. Resource YAS, double crewed ambulance from Yorkshire Ambulance service, allocated and mobile to the incident. solo responder arrives on scene. resource YAS arrives on scene. resource YAS leaves scene with the patient. resource YAS arrives at hospital with the patient. resource YAS hands patient over to hospital staff. 10:01 10:01 10:06 10:07 10:16 10:18 10:36 10:47 11:08 11:17 Analysis of Findings Handling of the emergency call: the call was correctly coded as a Red 2 eight minute response. The first response arrived on scene 20 minutes after receipt of the emergency call and the conveying response arrived on scene 38 minutes after receipt of the emergency call, failing to meet the eight or 19 minute targets. The resources sent were the first available and were dispatched as soon as possible. Care and treatment of the patient: on arrival at the Health Centre the DCA spent 11 minutes on scene. This included receiving a handover from the Paramedic and transferring the patient to the ambulance. The journey to the hospital took 21 minutes, and the member of staff driving the vehicle believes she took the most direct route to the hospital via the -----------------------------. (On Google Maps this route is recorded as 8.4 miles with a journey time of 19 minutes. An alternative route using the ------------------------------- is recorded as 7.8 miles with a journey time of 18 minutes). The member of staff has stated that she drove at speeds suitable to the road conditions and taking into consideration the fact that the midwife and Paramedic would have been moving about in the back of the ambulance whilst monitoring the patient. There was a short delay on the journey negotiating road works near to the Health Centre. Notes from the Performance Delivery Manager (PDM), Nottinghamshire dispatch (NOTTS) and Derbyshire dispatch (DERBYS) resource logs: PDM log: 08:41 Derbyshire have a shortfall of two resources on the day shift. North Notts have a shortfall of five resources on the day shift. 11:17 North Notts holding three Green 2 calls. Derbyshire holding a Green 2 call and four urgent calls. Notts resource log: 08:23 holding two back-ups and one Green 2 call. 09:16 holding one back-up. 09:41 holding three back-ups. 10:02 holding two Green 2 calls. 10:13 holding two back-ups, seven Green 2 calls and one Green 4 call. 10:40 holding one back-up and three Green 2 calls. 11:14 holding one Green one call and three Green 2 calls. 11:37 holding six Green 2 calls and two Amber back-ups. 11:49 holding one Red 2 call and one back-up. DERBYS resource log: 10:57 holding two Green 2 calls and one Green 4 call. 11:27 Holding one Green 2 call and seven Urgent calls. Conclusion Due to high demand for emergency responses EMAS did not have a vehicle available to send to the patient. Assistance was requested from YAS, and they sent a solo responder who arrived 20 minutes after receipt of the emergency call and a double crewed ambulance which arrived 38 minutes after receipt of the emergency call. This failed to meet the eight and 19 minute targets. The member of staff driving the vehicle believes that she took the shortest route to the hospital. Route planning applications show another route to be 0.6 miles shorter. The on scene time for the back-up crew does not suggest a lack of urgency or any significant delay on scene. Date Resolved: 27 Feb 2014 Grade: Moderate Status: Resolved Letter Date: 27 Feb 2014 Organisation and Divisional Recommendations There are no recommendations to be made on this occasion. The delay in response was due to high demand for emergency responses. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Investigation report from YAS Resource log information Call audits Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/142 Type: Inappropriate Actions Category: Transport (Ambulance And Other Incident Date: 17/12/2013 Source: Telephone Call Date Received: 07/01/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 08/01/2014 Date Agreed: 03/02/2014 Final Contact Date: 29/01/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Public Place Green 2 Risk Rate and Score: 0 Area/Divisional: Nottinghamshire Patient Outcome: Transported to hospital Extension: XX Concise Introduction to the Incident Summary: Inappropriate Actions - Pt Fitting Case Type: Formal Complaints Case Details: From pals: enquirer would like to complain about a member of staff from emas. Enquirer believes that this member of staff was not able to notice the symptons of an individual goes through when suffering from epilepsy fits therefore 1. She wasn't able to control matter and 2. Made the wrong decision thus causing a bigger impact when this could have been easily resolved. Paramedic called the police causing patient to be handcuffed whilst in fitting state, feeling unwell, needing space to move. Question "Can i ask what training the ambulance staffs goes through please? secondly as i have been handcuffed by the police due to a wrongful decision made by the ambulance staff this has left me scares/brusing to my right wrist, as well as not at work. Another thing is if an individual is going through a fit is not to pressure them and give them space to maneuver or lay me on my side so i do not choke on my own tongue or saliva which they didn't do for me. Instead they surrounded me and as the handcuffs were cutting into my wright wrist i was asking them to release this and they just smiled and said "no" Enquirer not happy and wants to escalate to fc with the following outstanding questions: ------------- believes the crew did not know the signs and symptoms of a fit when they approached him. ------------- is not happy that eoc 'diagnosed' a fit when they have no knowledge of his medical history. -------------- felt pressured by the crew to go to qmc when he just wanted to be left alone and did not want to go to hospital. He was also distressed by the sarcastic comments made by the crew. -------------- believes that he should not have been surrounded by several people, pushing and shoving him when he had had a fit. --------------is very unhappy that the crew called for police assistance. --------------believes that the crew should have advised the police not to hand cuff him. Terms of Reference (TOR) • Why was the patient diagnosed with a fit? • What knowledge did the crew have of epilepsy? • Why did the ambulance crew contact the Police? • Why was the patient handcuffed? • Why was the patient not given space to recover? TOR agreed by: Complainant Date: 08/01/2014 List Immediate Actions Crew Stood Down: No. If No state rationale: initial investigation raised no concerns. Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: initial investigation raised no concerns. Being Open Initial Contact Date: 08/01/2014 Consent Required: No Consent Date: Timeline of Events Date and Time Event 17 Dec 2013 Incident Number 6069697 11:13 11:13 11:16 new call received on behalf of a male appearing to be having a fit. resource 3414, double crewed ambulance (DCA) allocated to incident. call assessed as 12A01, Convulsions/fitting, not fitting now and breathing effectively. Allocated a Green 2 30 minute response. Resource 3414 mobile to incident. resource 3414 arrives on scene. CAD message: Police rang to see if we had got the job – they are travelling as there is a concern for safety. CAD message: crew are on the phone to the Police asking for their attendance. 11:25 11:27 11:32 12:17 12:40 13:26 resource 3414 leaves scene with the patient. resource 3414 arrives at hospital. resource 3414 hand patient over to hospital staff. Analysis of Findings Handling of emergency call: the call was correctly coded as a Green 2 30 minute response. The caller advised that the patient appeared to be having a fit, and was foaming at the mouth. Caller then advised that the fit was over, and the call taker checked that the patient was breathing effectively. The caller advised that she was first aid trained. The attending resource arrived on scene 12 minutes after receipt of the emergency call. Care and treatment of the patient: The attending crew were advised that the patient had appeared to have a fit based on the information given by the caller. The Police had also been notified of the incident by an unknown party on scene and were travelling as there was a concern for the patient’s safety. On arrival the crew observed a number of members of the public following a male across a park. They were approached by another member of the public with a dog, and she advised that she had observed the gentleman having a fit. The dog was the patient’s and it was handed over to the ambulance crew. On approaching the patient he kept walking away from the crew, and he became verbally aggressive when they tried to calm him. The crew followed the patient for some distance down a road and he continued to resist attempts to examine him. The crew contacted the Police as they were concerned that the patient would wander into the road. On arrival of the Police the patient became aggressive with them, but they managed to get him in the back of the ambulance. The Police then asked if the patient had any identification on him and they tried to check his pockets. The patient resisted this and the Police placed handcuffs on him. This was not at the request of the ambulance crew. The patient was then conveyed to hospital with the Police in attendance. In respect of the crew treating epilepsy they advised that they followed JRCALC guidelines and receive regular updates on any changes within those guidelines. Conclusion The possible diagnosis of a fit was made on the basis of information given by the caller, who advised she was first aid trained and she had experience of dealing with fits through a family member. The crew on scene requested Police assistance due to safety concerns, and records show that the Police had contacted the EOC prior to this request to advise they had been asked to attend the scene. The decision to handcuff the patient was made by the Police with no input from the ambulance personnel. Date Resolved: 29/01/2014 Grade: Minor Status: Resolved Letter Date: 29/01/2014 Organisation and Divisional Recommendations There are no recommendations to be made in this instance. Organisational Lessons Learned Evidence Gathered CAD report PRF Statements from crew members Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/144 Type: Delay For Back Up/Transporting Category: Transport (Ambulance And Other Incident Date: 29/12/2013 Source: Email Date Received: 14/01/2014 Written or Verbal: Written Acknowledgement Date: 14/01/2014 Date Agreed: 10/02/2014 Final Contact Date: xxx Reported as Patient Safety Incident: Y Harm Rate: Initial Call Coding: Red 2 Base: Risk Rate and Score: 0 Area/Divisional: East Patient Outcome: Unknown Concise Introduction to the Incident Summary: A call was received for a patient who had fallen. On arrival of the First Response Vehicle an assessment was made with a Double Crewed Ambulance (DCA) requested. It is felt there was a delayed response for the DCA and the patient was taken to the wrong Hospital. Case Type: Formal Complaints Case Details: Concerns relating to EMAS care Terms of Reference (TOR) • • Why did the Double Crewed Ambulance arrive so late on scene? Why was it not radioed on route to Grimsby to divert to Scunthorpe and the crew could have turned around instead of off loading patient and then putting her back in the ambulance and making a non sensible unnecessary journey to Scunthorpe? TOR agreed by: Date: 14 January 2014 Via Email List Immediate Actions Crew Stood Down: No – Delay incident Involvement and Support of Staff • Staff support and involvement: Paramedic , Emergency Care Assistant, EE date: 18 August 2013. EE date: 13 January 2014. IPR date: 29 September 2013. IPR date: 2 July 2013. Paramedic, Student Paramedic EE date: 1 July 2013. IPR date: 17 September 2013. EE date: N/A IPR date: N/A All staff have been given support via their Team Leaders. They are also aware of the PAM assist route available to them if required. Healthcare Decisions Panel (HDP) referral: Yes Being Open Initial Contact Date: 14/01/2014 Consent Required: No Consent Date: N/A Contact letter sent via email to complainant on 23 January 2014 also. Timeline of Events Date and Time Event 29 December 2013 03:43 03:43 03:44 03:47 03:50 03:51 03:55 04:05 04:09 04:13 Unknown 04:33 04:36 04:38 04:50 04:52 Call received into Emergency Operations Centre (EOC) from the Police. Emergency Medical Dispatcher (EMD) confirms patient has fallen in the bathroom. Call incorrectly processed through the Advanced Medical Priority Dispatch System (AMPDS). Dispatch Officer correctly accesses Resource Allocation (RES/ALL) function and assigns First Response Vehicle (FRV) to attend job. EMD makes outbound call to address where patient is and speaks with patient’s daughter. EMD processes call through AMPDS and correct response of 17D03, Red2, 8 minute face to face contact gained. EMD confirms someone is with the patient, clears the line and exits the call. FRV arrives on scene of job. FRV requests Red back up via radio to Control. Confirms the patient is unresponsive. DO confirms currently Kilo zero meaning there are no Double Crewed Ambulances available. The next one will be sent. FRV radios Control to ask if DCA arranged as patient suffered a possible CVA (stroke). Told still none available but two due to come clear at Hospital. FRV asks for open channel message to be broadcast. DO accesses RES/All function and correctly allocates next available DCA to attend the address as Red backup. DCA arrive on scene. Pre alert made to Hospital 2 and advised to take to Hospital 1 to not delay. DCA leaves scene towards Hospital. FRV calls clear from scene. DCA arrives at local Hospital 1. DCA confirms turned away from local Hospital resuscitation area and sent to other Hospital 2. DO creates a new job as a Priority transfer due to the DCA being turned away from the receiving Hospital. 04:53 05:24 05:50 New job created and DCA assigned. DCA arrives at Hospital 2. DCA clear from job. Analysis of Findings A call was received into the Emergency Operations Centre (EOC) on 29 December 2013 at 03:43hrs. This call was passed to the Ambulance service via the Police. The Police confirmed some basic details and gave the Emergency Medical Dispatcher (EMD) a telephone number for where the patient was The EMD should have processed the call through the Advanced Medical Priority Dispatch System (AMPDS) with the limited information provided by the Police. Although the call was not processed correctly through AMPDS, the correct dispatch coding was achieved. The EMD telephoned the number where the patient was and then processed the call through the AMPDS asking for details from the person who was with the patient. AMPDS is a set of questions relating to a specific condition. The answers given to these questions will determine the response which is made by the Ambulance service. On this occasion, a Red2 8 minute face to face Ambulance response was gained. The patient was said to have fallen and was not alert gaining the code of 17D03. The outbound call cannot be audited as per protocol; based on the answers given during the call back the correct response code was gained. A First Response Vehicle (FRV) was correctly allocated to attend this job by the Dispatch Officer (DO). The FRV was the nearest available resource at the time the call was received into the EOC and arrived on scene with the patient at 03:51hrs which is within the required 8 minute face to face Ambulance response time. After an initial assessment of the patient, the Paramedic from the FRV requested a Red back up. The patient was confirmed to be unresponsive. The DO confirmed that they were Kilo zero meaning no Double Crewed Ambulances (DCA) were free to attend. The DO said the next DCA to come clear would be sent. A Red response back up is for a DCA to also attend a detail as an emergency to allow conveyance of a patient. Once assigned they will travel under emergency conditions and will not be diverted to another job unless it were to be a cardiac arrest call. Ten minutes after the FRV requested a Red back up, they contacted the DO again via radio requesting an update. The Paramedic from the FRV was told there were still no DCAs but two were due to come clear from the Hospital and as soon as they did one would be assigned. Because of the delay and the fact the patient was presenting with stroke symptoms (CVA), the Paramedic requested that an open channel message for assistance be broadcast. This was done by the DO and no other crews offered their assistance. At 04:09hrs, 4 minutes after the second call from the Paramedic; a DCA became clear at the Hospital. This vehicle is correctly assigned by the DO to attend as Red backup. The DCA arrived on scene at 04:13hrs. Prior to conveyance, a call was made to Hospital 2 with regards to the suspicion of a CVA. The Paramedic is told to take the patient to the local Hospital which they do. The DCA arrives at Hospital 1 by 04:38hrs. Within 2 minutes of arriving within the resuscitation area of Hospital 1, the crew are told the patient cannot be dealt with there for a CVA and she needed to go to Hospital 2 for treatment. The crew load the patient back into the DCA and start travelling to Hospital 2. The DO is informed as to what has happened. As the crew are travelling to a different Hospital a new job as a Priority 1 transfer is correctly inputted by the DO. A Clinical Bulletin was issued via East Midlands Ambulance Service (EMAS) on 17 October 2013 to confirm that with effect from 4 November 2013 Hospital 1 would no longer be delivering hyper acute stroke services. Any FAST positive patient would now need to be taken to Hospital 2. The DCA arrived at Hospital 2 by 05:24hrs which is 51 minutes after they left scene and 32 minutes from Hospital 1. Had they left scene and gone straight to Hospital 2 from the address, the journey under normal road conditions would take 46 minutes covering a distance of 33.4 miles. It is 1.7 miles from Hospital 1 to the home address and 34.8 miles from Hospital 1 to Hospital 2. Minimal delay was incurred at Hospital one due to the quick turnaround once the DCA arrived. Conclusion At the time of the incident requiring a back up Double Crewed Ambulance (DCA) there were none available. All DCA resources were in attendance at jobs. The first DCA to become free after taking a patient to Hopsital was allocated. This DCA arrived on scene 18 minutes after the request was made by the First Response Vehicle. The crew correctly contacted the stoke unit at Hosptital 2 to be told to take their patient to Hospital 1 due to the distance. The crew did this however Hospital 1 were not happy to take the patient and within minutes of arriving, directed the crew to take the patient to the appropriate unit within Hospital 2. As the crew had already contacted Hospital 2, there was no need to radio ahead for clarification. From a Clinical Bulletin sent to all clinical staff on 17 October 2013, the crew should have been in a position to question Hospital 2 due to there being no facilities at Hospital 1. Organisation and Divisional Recommendations Recommendation Team Leaders to ensure all staff in Lincs division aware of changes to Hyper Acute Stroke Unit Action Random checking to be done on staff to seek awareness; if none then new bulletin to be disseminated. Lead Due Date Evidence Locality Quality Manager (PB) 15 2014 Confirmation email of completed action. Evidence if bulletin resent. Evidence Gathered Sequence of events (SOE) for call. SOE for Priority transfer by Dispatch Officer (DO) Recordings of voice radio transmissions Copies of recorded calls into and out of the Emergency Operations Centre Clinical Bulletin regarding Hyper Acute Stroke Unit Audit of call March Description and Consequences Report Unique Reference: 2013 FC/2013/145 Type: Inappropriate Destination Category: Transport (Ambulance And Other) Incident Date: 28/12/2013 Source: Email Date Received: 10/01/2014 Written or Verbal: W Acknowledgement Date: 10/01/2014 Date Agreed: 14/02/2014 Final Contact Date: Delays Incurred Reason for Delay: None Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Green 2 Base: Public Place Risk Rate and Score: 0 Area/Divisional: Northamptonshire Patient Outcome: Unknown Concise Introduction to the Incident Summary: Child Head Injury-Taken to the Wrong Hospital Case Type: Formal Complaints Case Details: This incident occurred at a family event at a ---------------. The child ran down the -------------------followed by his Father who had given chase in attempt to stop him, this resulted in the Father falling on top of the child. The childs mother saw what was happening and tried to assist both the father and child, she slipped and fell on top of both of them. An emergency call was placed and the Trust attended the scene where a double crewed ambulance (DCA) transported the child to KGH. The child was examined and CT scans were conducted, these scans discovered abnormalities. The child had been reported as vomiting by the crew. Terms of Reference (TOR) • Were there any delays in arrival of the ambulance and why? • Why was the child taken to KGH when symptomatic of a head injury? • Do we have any formal protocols for head injury conveyance? TOR agreed by: (CB) Quality and compliance manager (KGH) List Immediate Actions Crew Stood Down: No. Not Clinical Date: 24 Jan 14 Involvement and Support of Staff Staff support and involvement: EE date: 20 Sep 2012 IPR date: 17 May 2012 EE date: 29 Jul 2013 IPR date: None Recorded Healthcare Decisions Panel (HDP) referral: No. Not clinical • Being Open Initial Contact Date: 17 Jan 14 Consent Required: No Timeline of Events Date and Time Event Date: 28 December 2013 12:31,33 12:33,37 12:40,32 12:42,37 12:43,53 12:44,08 12:52,26 13:02 13:26 13:53 Initial call received Call coded correctly Green 2, 30 minute response time Second call received in relation to this incident Second call coded correctly Red 2, 8 minute response time Resource allocated to the initial call and en route Second call cancelled and first call upgraded due to duplication Resource allocated to initial call arrives at the scene Resource leaves scene, en route to KGH Resource arrives KGH Handover of patient complete Analysis of Findings At 12:31 a call was received requesting assistance for a ------------ child, the call was coded correctly as Green 2, requiring a response time of 30 minutes. This call was then duplicated 9 minutes later, the caller provided further information which resulted with the second call being correctly graded Red 2, requiring a response time of 8 minutes. By the time a suitable resource was found to attend the second call a double crewed ambulance had already been allocated to attend the first. The duplicated call was subsequently cancelled and the original call was correctly upgraded to Red 2. The ambulance that arrived at the scene at 12:52 was allocated for, and responding to, the initial Green 2 call arriving 9 Minutes inside the required response time, this arrival time is however 2 minutes outside the required response time for the second, upgraded, Red 2 call. The reason for this delay was due to the upgrading of the initial call from Green 2 to Red 2. There are no specific protocols for conveying a patient with a head injury however there are protocols for conveying patients to major trauma centres and the treating/care of Paediatric patients, at the time the patient was attended to by the crew there were no obvious signs of major traumas or head injury. In interview the clinician stated that the choice of hospital was made in conjunction with the family. This course of action was taken as they were not from the area. The chosen destination hospital was KGH as it was the one that could treat the patient appropriately for the assessed injuries at the time and because it was closest to where the family was staying. It should be noted that the clinician has also stated that he was prevented from carrying out an initial assessment of the child, for some time, by the grandmother who was told to stop shouting at him by the child’s mother. The child’s father described the patient as being dazed and wobbly directly after the incident however upon arrival of the crew the child was alert and happy/smiling. The child did vomit on route to hospital as stated. Conclusion Were there any delays in the ambulance arriving and why? There was a delay of approximately two minutes in the ambulance arriving at the scene. The ambulance that attended the scene was initially allocated for and responding to the first Green 2 call arriving 9 Minutes inside the required response time, this arrival time is however outside the required response time for the second, upgraded, Red 2 call. The reason for this delay was due to the upgrading of the initial call from Green 2 to Red 2 and the fact that when the call was upgraded the attending ambulance was the nearest resource and already en route to the scene. If the response time is taken form when the resource received the upgrade message then the response time was 8 minutes and 18 seconds due to the fact that it was passed to the crew at 12:44,08 and the crew arrived at the scene at 12:52,26. Are there any formal protocols for head injury conveyance? There are no formal protocols in place for head injury conveyance. There are protocols, Standard Operating Procedures and Policy in place for the treatment of Paediatric patients and Major Trauma patients . Protocols are also in place entitled Conveyance assessment guide. Both this guide and the Paediatric Care Policy outline the requirements when staff are dealing with children and states that Patients under 2 years old, where 999 was called, should always be seen the same day by an appropriate healthcare professional (GP/Paediatric Nurse/ED) rather than discharged at scene with no follow up however transport to the emergency department is not mandatory. A clinical review was conducted by the Locality Quality Manager for Northamptonshire with no adverse findings. Why was the child taken to KGH when clearly symptomatic of a head injury? The crew in this case did not assess the patient as requiring specialist neurological care as there were no obvious signs and symptoms of a serious head injury or major trauma. The clinicians involved have stated that they were aware that there was a paediatric unit attached to the emergency department at KGH however were not aware if it was open at this time. Ultimately the decision as to where the patient would be taken was made in consultation with the family due to the fact that they were visiting the are a and KGH was the closest most convenient hospital that could treat the patient’s assessed injuries at the time of transfer. Evidence Gathered CAD SoE Call Audit Call Recordings PRF Clinical Review Conveyance Assessment and Management Guide Paediatric Care Policy MT SoP Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/146 Type: No Transport Provided Category: Transport (Ambulance And Other) Incident Date: 11/01/2014 Source: Email Date Received: 14/01/2014 Written or Verbal: Written Acknowledgement Date: 16/01/2014 Date Agreed: 10/02/2014 Final Contact Date: Delays Incurred Reason for Delay: None Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Green 4 Base: Risk Rate and Score: 0 Area/Divisional: Derbyshire Patient Outcome: Unknown Concise Introduction to the Incident Summary: Child Had A Deep Laceration-No Ambulance Sent Case Type: Formal Complaint Case Details: The complainant states that a ----------------- girl had fallen from a tree and impaled her right thigh on a broken tree branch sustaining a large, deep laceration to her thigh. The complainant, who is a Doctor, rang 999 for assistance and states that she was told by the operator that there were no ambulances available to attend due to high demand and, as the injury was not life threatening, told them to go to a GP, a minor injuries unit or to make own arrangements to take her to hospital instead. Patient's father arrived at the scene and took her to QMC A+E. She was taken to theatre for an emergency debridement and closure by a plastic surgeon. She had torn a tendon and the femoral triangle was exposed. Terms of Reference (TOR) • Explain how telephone operatives are trained and how they make their decisions. • Is it standard practise to suggest that people make their own way to a GP? • do you accept that in this instance an error was made what measures do you propose to avoid such errors occurring in future? TOR agreed by: Letter sent by complainant Dr (KW), family friend List Immediate Actions Crew Stood Down: No. Not clinical Date: 13 January 2014 Involvement and Support of Staff • Staff support and involvement: (JS) – EOC , EE date: 20 Nov 12 PDR date: 23 Oct 12 Healthcare Decisions Panel (HDP) referral: No. Not Clinical Being Open Initial Contact Date: 15 January 2014 Consent Required: No Timeline of Events Date and Time Event Date: 11 January 2014 15:44 15:45 15:48 15:51 16:22 16:23 Initial call received stating that the patient had fallen from a tree Resources allocated, both Fast Response Vehicle (FRV) and Double Crewed Ambulance (DCA) en route Caller states that she is with the patient and that she is a doctor, further information is provided by the caller that leads to the call being downgraded to Green 4 and passed for triage Due to the Green 4 grading of the call both resources were stood down Triage (CK) contacts the caller who states that there was no need for an ambulance as the patient was already being taken to A+E Call stopped no further action required Analysis of Findings At 15:44 a call was received by the trust stating that a -------------- girl had fallen out of a tree from a height of about a metre sustaining a cut to the top of her thigh. The caller informed the operator that she was a doctor and that the cut was deep but not actively bleeding she further stated that it didn’t look like any blood vessels had been affected. The caller also stated that she was walking the patient. At 15:45 both FRV and DCA resources were allocated to respond. Further questioning by the call handler using Advanced Medical Priority Dispatch System (AMPDS) resulted in the call being downgraded to Green 4 and passed for triage. At 15:51, due to the grading of the call, both resources were stood down and redirected to other calls with higher grading’s. At 16:22 the triage nurse contacted the caller and was informed that there was no need for the Trust to respond as the patients father was transporting her to the hospital. A call audit was requested in this case, this audit concluded that an incorrect response was allocated to this incident and that an incorrect script was delivered. The call should have been dealt with as normal resulting in the allocation of a resource with a Green 2 response code which requires a 30 minute response time. Conclusion Explain how telephone operatives are trained and how they make their decisions. To prioritise emergency calls the Trust use AMPDS which is a telephone triage system used in the Emergency Operational Centre (EOC) by nonclinical trained call operatives. The aim of the system is to identify the reason for the emergency call, what level of response the patient requires, and to give instructions whilst waiting for the response arrival or if an alternative care pathway has been arranged. After selecting the appropriate chief complaint the Emergency Medical Dispatcher will ask key questions, the answer to those questions will automatically prioritise the call and generate a determinate descriptor level and code which in turn is attached to a response time. Is it standard practise to suggest that people make their own way to a GP? It is not standard practice to suggest that people make their own way to a GP or other health care provider. Any course of action that is required is provided by AMPDS utilising all the aforementioned factors. Do you accept that in this instance an error was made? In this case the evidence shows that an error was made in the initial handling of the call. The Emergency Medical Dispatcher’s response to the call was incorrect resulting in the wrong Dispatch Life Support link being followed, this deviation provided the patient with an incorrect response. What measures do you propose to avoid such errors occurring in future? Recommendations will be made for the Emergency Medical Dispatcher to receive further training and mentoring. Organisation and Divisional Recommendations Recommendation Feedback to EMD and further training in relation to the incident Evidence Gathered CAD SoE Call Audit Audio of Call EOC Training Evidence Action Lead Due Date Evidence Feedback and training with record of conversation Training team 28 Feb 14 Copy of record conversation of Description and Consequences Report Unique Reference: 2013 FC/2013/147 Type: EOC Issue Category: Transport (Ambulance And Other) Incident Date: 23/11/2013 Source: Email Date Received: 16/01/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 16/01/2014 Date Agreed: 12/02/2014 Final Contact Date: 29/01/14 Delays Incurred Reason for Delay: None Reported as Patient Safety Incident: N Harm Rate: 1 Initial Call Coding: Red 2 Base: Patient's House Risk Rate and Score: 0 Area/Divisional: Nottingham/North Patient Outcome: Treated at Walk in Centre Concise Introduction to the Incident Summary: Delay and Just Dropped off at a Walk-In Centre Case Type: Formal Complaints Case Details: -------- gentleman who lives alone is unhappy with the service he got when he was unwell. - An explanation as to why he had to wait so long for an ambulance to arrive - An explanation why he was transported to the Nottingham Walk-In Centre and then just left Terms of Reference (TOR) • Why was there a delay? • Why was the patient left unattended at the walk in centre? TOR agreed by: Letter sent by --- Complaints and Patient Experience Manager on behalf of complainant Date: 16 January 2014 List Immediate Actions Crew Stood Down: No. None clinical issue Involvement and Support of Staff Staff support and involvement: Paramedic, EE date: 31 Oct 13 IPR date: 23 Mar 13 Emergency Care Assistant, EE date: 28 Nov 12 IPR date: None Healthcare Decisions Panel (HDP) referral: No. None Clinical • Being Open Initial Contact Date: 17 January 2014 with the Complaints and Patient Experience Manager. --- confirmed no direct contact was to be made with the complainant. All communication to go through ---. Consent Required: No Consent Date: N/A Timeline of Events Date and Time Event 23 Nov 13 11:16 11:16 11:27 11.36 11:40 12:42 14:56 15:39 15:44 16:18 16:23 Call received from 111 requesting assistance for a patient at address provided Resource allocated and dispatched Red 2 8 minute response time Resource arrives on scene, there are issues with locating the address and a call is made by the attending clinician in order to locate the patient At scene with the patient Initial observations are conducted and a request for a transfer to the walk in centre made Attempts being made to locate resource for transfer, non-emergency transport within 4 hours Ambulance Car Service call sign allocated Ambulance Car Service arrives with patient Ambulance Car Service leaves scene to transfer patient to the Walk in Centre Arrives at Walk in Centre Handover of patient complete Analysis of Findings On 23 Nov 2013 at 11:16 hrs a call was received, via the NHS 111, service to attend a --- year old male who was complaining of a fever and dizziness. Information provided by the patient tends to show that he requested assistance via 111 at 08:00 hrs. NHS 111 were contacted and have provided information that shows the only call received to them from the complainant was timed at 11:13 hrs. At 1127 hrs a Fast Response Vehicle (FRV) arrived in the area of the patients address, however found it difficult to locate the exact address. By 11:40 hrs the patient had been located by the Paramedic and attended to. After making initial observations of the patient the Paramedic requested transport to take him to the walk in centre for further, non-emergency, treatment. The transport was requested to attend within 4 hours as is protocol for non-emergency journeys and an Ambulance Car Service (ACS) vehicle arrived within 3 hours. The patient was conveyed to the walk in centre and handed over to the staff in order to receive the tests and treatment he required. It is not standard procedure for the ACS staff to remain with the patient once the conveyance has been completed. Conclusion Why was there a delay? There is a discrepancy between the times the call was made to 111 a difference of approximately 3 hours. The allocation of resource by the Trust for a Red 2 was not achieved having been passed the call by 111 at 11:16hrs the Paramedic did not arrive with the patient until 11:37hrs. The Paramedic timings indicate arriving in the vicinity of the patient within 11 minutes which is still outside the 8 minute target. Why was the patient left unattended at the walk in centre? It is not standard procedure for the ACS staff to remain with the patient once the conveyance has been completed. Grade: Negligible Letter Date: 29 January 2014 Organisation and Divisional Recommendations None Evidence Gathered Call Audit PRF CAD Log NHS 111 Information Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. The Root Cause Analysis (RCA) panel should comprise of the Investigation Officer (IO) as facilitator, the Divisional Deputy Director and or any other delegated managers and specialists; on occasion it may be appropriate to include staff involved with the incident. The panel is convened to identify the root cause(s) and associated contributory factors of the incident. The RCA members must agree on the recommendations arising from this investigation to prevent and/or minimise recurrence and associated action plan to ensure that the recommendations are implemented and embedded into practice. Description and Consequences Report Unique Reference: 2013 FC/2013/148 Type: Delayed Response To Green 2 Category: Transport (Ambulance And Other) Incident Date: 06/01/2014 Source: Letter Date Received: 17/01/2014 Written or Verbal: Written Acknowledgement Date: 17/01/2014 Date Agreed: 13/02/2014 Final Contact Date: 11/02/2014 Delays Incurred Reason for Delay: None Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Green 2 Base: Risk Rate and Score: 0 Area/Divisional: Nottingham/North Patient Outcome: Unknown Concise Introduction to the Incident Summary: CVA Patient - FRV Attitude & Delayed DCA Case Type: Formal Complaints Case Details: A --- year old patient had suffered an unwitnessed fall. When family members arrived he had already got up from the floor and sat on a chair. The family called 999 and requested that an ambulance attend. Once a clinician had examined the patient he was descovered to be fast positive CVA. The patient’s family are unhappy with the Fast Response Vehicle (FRV) Paramedic’s attitude, how long it took for the Double Crewed Ambulance (DCA) to arrive. They have further questioned the Trust Standard Operating Procedures (SOPs) for stroke patients Terms of Reference (TOR) • What was the delay in response? • Explain the time delay between the initial call and treatment • What is the Trust SOP for stroke patients? • Is there a set response time for stroke patients? • Was there a lack of interest from the Paramedic? TOR agreed by: Letter sent by complainant, daughter of patient List Immediate Actions Crew Stood Down: No. None clinical Date: 11 January 2014 Involvement and Support of Staff • Staff support and involvement: (paramedic), EE date: 6 Aug 13 IPR date: None (Technician), EE date: 8 Oct 13 IPR date: 5 Oct 12 (Technician), EE date: 25 Jun 13 IPR date: 5 Oct 12 Healthcare Decisions Panel (HDP) referral: No. None clinical Being Open Initial Contact Date: 17 January 2014 Consent Required: No Timeline of Events Date and Time Event Date: 6 January 2014 19:36 19:37 19:46 20:06 20:09 20:20 20:40 20:50 21:15 21:32 Call received requesting assistance for a patient who had fallen and was presenting with slurred speech. Resource allocated and dispatched, Green 2 FRV paramedic arrives at scene, initial observations conducted Paramedic requests amber response Resource allocated and dispatched Resource stood down due to higher priority call (chest pain) New resource allocated to attend DCA arrives at scene DCA leaves scene DCA arrives at A + E having been told that City could not accept patient due to head injury sustained in the fall Analysis of Findings At 19:36 a call was received requesting assistance for a patient that had fallen and was presenting with slurred speech. The caller stated that the fall had not been witnessed and that the patient had got himself up from the floor and sat on a chair. At 19:37 a resource was allocated to attend a green 2 call with a response time of 30 minutes. At 19:46 FRV arrives at the scene and initial observations are carried out resulting in an amber response being requested at 20:06. At 20:09 a resource was allocated to attend the scene but whilst en route was diverted to a higher priority call. At 20:40 a new resource was allocated to attend arriving at the scene at 20:50. Attempts were made by the attending Paramedic to get the patient admitted to the stroke unit at City hospital however, due to a head injury sustained by the patient in the fall, the stroke unit denied admission and advised the DCA to take the patient to another hospital. The FRV Paramedic has been interviewed and the complainants concerns about his attitude were put to him. He denied that he would have had a bad attitude but conceded that, although he couldn’t remember the incident, he could have used some of the phrases mentioned in the complainants letter, but not in the context that the complainant states. The Paramedic was requested to explain why he would ask for an amber response for a patient who was fast positive, he could not. The Paramedic has denied having a lack of interest. Conclusion What was the delay in response? There was no delay in the Initial FRV response. This asset arrived within 10 minutes which is 20 minutes inside the required response time for a call that was correctly coded Green 2. Explain the time delay between the initial call and treatment. The backup that was requested by the FRV at 20:06 was responding to an Amber request, this resource was diverted while en route to attend another life threatening emergency call with a higher priority, Red, coding. This diversion resulted in a further resource having to be found and allocated which was achieved at 20:40 arriving on scene 10 minutes later. The attending Paramedic has been interviewed and cannot recall why he requested an amber response. What is the Trust SOP for stroke patients? Stroke patients are to be transported to the stroke unit as soon as possible. In this case the Paramedic attempted to have the patient admitted to City hospital but admission was denied due to the head injury he had sustained in the fall. A clinical review was conducted by (WH) LQM who states that once the stroke unit had denied admission the correct action was to take the patient to ED. In interview the Paramedic stated that he always attempts to get stroke patients admitted to the City stroke unit. Is there a set response time for stroke patients? The Trust’s policy states that stroke patients are to be treated as time critical. All emergency calls where a stroke has been identified are coded Red and required to be responded to within 8 minutes. The call audit in this case has found that the call was coded correctly in accordance with Advanced Medical Priority Dispatch System (AMPDS) this system dictates the response required from the information provided by the caller, the predominant information in this call was that the patient had fallen. Evidence Gathered CAD SoE Call Audit ePRF Clinical Review Stroke Care Policy Document Description and Consequences Report Unique Reference: 2013 FC/2013/149 Type: Poor Service Delivery Category: Other Incident Date: 07/12/2013 Source: Telephone Call Date Received: 10/01/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 10/01/2014 Date Agreed: 07/02/2014 Final Contact Date: 30/01/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: EMAS Trust HQ Extension: XX Green 2 Risk Rate and Score: 0 Area/Divisional: EOC EOC Nottingham Patient Outcome: Treated on scene Concise Introduction to the Incident Summary: Handling Of 999 From Journalist Case Type: Formal Complaints Case Details: Tthere was a man on the pavement outside of a resturant on ------------------------. He was surrounded by the general public and covered with blankets. I arrived back at my office in -------------- a few hours later to see the man still lying on the pavement. I was then concerned so called 999 to see if an ambulance had been booked. I was asked obstructive questions such as "Who is the patients next of kin?" etc. I was not on scene with the man and only wanted to check if the man had an Ambulance booked for him. I have fed back to ----------- and he is not happy and wants to progress to FC. His point is that all he wanted to know was, was an ambulance on route as he clearly knew that 999 had been called for the patient. He admitted that his office was only a few feet from the incident so I asked him why he didn't go out to the patients side so he could provide the answers to our questions. He stated that this wasn't the point of his call as he only wanted to know if an ambulance had been dispatched. He has also denied that he said he was going to report this when clearly on the call he says ' I am obviously going to write about this'. Terms of Reference (TOR) • Why could the call taker not confirm we knew about this incident? • Why could the call taker not confirm an ambulance had been sent? TOR agreed by: Complainant Date: 10/01/2014 List Immediate Actions Crew Stood Down: No. If No state rationale: EOC issue Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC issue Being Open Initial Contact Date: 10/01/2014 Consent Required: No Consent Date: Timeline of Events Date and Time Event 07 Dec 2013 Incident Number 6044809 14:30 new call received on behalf of a male who is laid on the pavement. Caller wanted to know if we were aware of this incident in --------------. Address given as Post Office, Main Street, -------------. Caller is unable to give any details regarding the patient other than to advise there are a number of members of the public with him and he believes that we have been contacted in relation to this incident. Call assessed as 32D01, unknown problem, life status questionable, allocated a Red 1 eight minute response. CAD Message: is this call near the Vets or café as we have two calls in the close vicinity? CAD message: caller advised he works for the Nottingham Post and he will be writing about this incident as the patient has been left on the floor for over an hour. stopped as a duplicate of call reference 6044692. 14:32 14:38 14:40 14:40 14:42 Analysis of Findings Handling of the emergency call: the call taker attempted to gather information about the patient, but the caller had no information other than the patient’s location. It was identified that there were two other calls in the close vicinity but this information was not relayed to the caller. The call was assessed as red 1 eight minute response as we could not gather any further information, but was then stopped as a duplicate of call reference 6044692. Care and treatment of the patient: the Emergency Operations Centre was already aware of this patient as a result of a call received at 13:40 and subsequent calls to chase up the arrival time of the ambulance. The call takers explained that we were experiencing a high demand for emergency responses and apologised to the callers in relation to that incident. In respect of this complaint the caller became frustrated when the call taker attempted to follow procedures and process the call through AMPDS. The address given was sufficiently different for it not to be immediately identified as a duplicate call to an incident we were already aware of. Conclusion The call taker attempted to process the call through AMPDS, but the caller had no information to give apart from an approximate location for the patient. After the call finished the incident was linked to an earlier call received on behalf of the same patient. Date Resolved: 30/01/2014 Grade: Minor Status: Resolved Letter Date: 30/01/2014 Organisation and Divisional Recommendations No recommendations to be made on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports Call audio files Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/150 Type: Patient Care Issue Category: Other Incident Date: 28/04/2012 Source: Letter Date Received: 22/01/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 22/01/2014 Date Agreed: 18/02/2014 Final Contact Date: 11 March 2014 Delays Incurred Reason for Delay: Member of staff first on scene was absent through illness New Agreed Date: 14/03/2014 Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Public Place Green 2 Risk Rate and Score: 0 Area/Divisional: Nottinghamshire Patient Outcome: Transported to A&E Extension: Requested as first Paramedic on scene is absent through illness Concise Introduction to the Incident Summary: RTC: Patient Care & Inappropriate Comments Case Type: Formal Complaints Case Details: Patient was a pedestrian who was knocked over by a car. Patient says that the details of his treatment have only come to light due to a Neurologist report in September 2013. Patient wants to know why he didn't get proper care, including a neck brace. Patient states that on arrival at hospital EMAS staff made inappropriate comments about him. Terms of Reference (TOR) • Why was the patient not immobilised on scene? • Why did the conveying staff make inappropriate comments to hospital staff on handover? TOR agreed by: Complainant Date: 22 January 2014 List Immediate Actions Crew Stood Down: No. If No state rationale: in view of time elapsed since incident. Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: in view of time elapsed since incident and pending statement from first member of crew Being Open Initial Contact Date: 23/01/2014 and 19/02/2014 Consent Required: No Consent Date: Timeline of Events Date and Time Event 28 Apr 2012 Incident Number 4595146 21:32 21:32 21:33 new call received, call ref. 4595146, on behalf of a pedestrian who has been hit by a car. resource 8633, solo responder, allocated to incident. resource 8633 mobile to incident. Call assessed as 29D02M, traffic/transportation incidents, high mechanism, vehicle vs. pedestrian. Allocated a Green 2 30 minute response. Patient is a 60 year old male who is conscious and breathing. Resource 8711, double crewed ambulance, allocated to the incident resource 8711 mobile to the incident. Resource 8633 arrives on scene. resource 8711 arrives on scene. resource 8711 leaves scene with patient. resource 8633 calls clear from the incident. resource 8711 arrives at hospital with the patient. resource 8711 hands patient over to hospital staff. 21:34 21:43 22:00 22:01 22:09 22:33 Analysis of Findings Handling of emergency call: the call was allocated a Green 2 30 minute response. The first Paramedic on scene arrived 11 minutes after receipt of the emergency call, achieving the 30 minute target. Care and treatment of the patient: the crew of the back-up ambulance have documented that the Paramedic on scene had already cleared the patient of any spinal injuries prior to their arrival. The information that the patient had already been falling into the road when he collided with the car was given by the driver of the vehicle, who was slowing for a junction and was travelling at very low speed. The information regarding the consumption of alcohol and the amount consumed was gathered on scene by the ambulance personnel from the patient, and this was important information to relay to staff at the hospital who were taking over responsibility for his care. The Paramedic who was first on scene had limited recollection of the incident due to the time elapsed but he did recall that the patient was conscious throughout and this is evidenced on the PRF with a Glasgow Coma Scale (GCS) score of 15 indicating full consciousness. The PRF also confirms that the Paramedic had undertaken a full spinal assessment and had cleared the patient of any spinal injuries. The patient’s minor injuries were dressed and he was conveyed to hospital for further assessment. Conclusion The patient had been cleared of having any spinal injury whilst on scene, and minor injuries had been treated and dressed. Information was gathered about his consumption of alcohol and this information was relayed to hospital staff. Date Resolved: 11 March 2014 Status: Resolved Grade: Moderate Letter Date: 11 March 2014 Organisation and Divisional Recommendations There are no recommendations to be made on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered Patient Report form CAD report Statements from attending crew members. Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/151 Type: Poor Service Delivery Category: Transport (Ambulance And Other Incident Date: 17/12/2013 Source: Letter Date Received: 23/01/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 24/01/2014 Date Agreed: 19/02/2014 Final Contact Date: 11 Feb 2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Base: Patient's House Red 2 Risk Rate and Score: 0 Area/Divisional: Patient's Home Patient Outcome: Admitted to hospital Extension: XX Concise Introduction to the Incident Summary: CVA - Time On Scene & Navigation Case Type: Formal Complaints Case Details: The patient had a CVA. Clear directions to his house were given to control, but ambulance got lost. Crew didnt seem to know which care pathway to use and spent a lot of time on scene discussing where to take him. Ambulance then went the wrong way to LRI. Terms of Reference (TOR) • Why were the Paramedics unable to locate the address when specific instructions had been given to the call taker? • Why are there no care pathways in place for stroke victims and is there no provision for locations positioned near to a number of facilities? • Is it unusual for the patient’s family to have to drive the need for urgency and professionalism in ambulance staff? • Why were the ambulance staff unable to locate the Leicester Royal Infirmary? Should it not be a core skill to have detailed knowledge of all accident and emergency departments in the region? • Is it correct that the person driving the ambulance on this occasion was actually a control room call handler? And if so was it acceptable to send them on an emergency call out? • Why did the ambulance crew not have navigation equipment on board, particularly if it was known that the driver was not an experienced member of ambulance crew? I understand that there was issue on the day of this incident with a power cable. • • • • How do you assure that the ambulance is fully equipped to start its operational shift? Why did it take so long to decide which hospital to take the patient to? Why was the patient sent to the Leicester Royal infirmary and not the City Hospital Nottingham? With a case of TIA/suspected stroke, what are the guidelines for your staff? And if this is different for suspected TIA’s please explain how? TOR agreed by: Complaint Date: 23 Jan 2014 List Immediate Actions Crew Stood Down: No. If No state rationale: non- medical issue Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: non-clinical issue Being Open Initial Contact Date: 23 Jan 2014 Consent Required: No Consent Date: Timeline of Events Date and Time Event 17 Dec 2013 Incident Number 6069047 01:25 new call received, call ref. 6069047 on behalf of a male patient who is confused and is unable to use his limbs properly. Call passed through 111 service and allocated a Red 2 eight minute response. resource 4042, solo responder, allocated to incident. CAD message: further information to help with dispatch was described. Private road – the house is opposite the Church as you come into the village near the ----------------------- – the house is within 25 metres of this -----. Christmas lights will be on. Resource 4042 is mobile to the incident. resource 4042 arrives on scene. CAD message: Amber response required. resource 8815, double crewed ambulance, allocated to incident. resource 8815 mobile to the incident. resource 8815 arrives on scene. resource 8815 leaves scene with the patient. resource 4042 calls clear from the scene. resource 8815 arrives at hospital. resource 8815 hands patient over to hospital staff. 01:26 01:26 01:35 01:43 01:44 01:45 02:03 02:31 02:38 03:08 03:35 Analysis of Findings Handling of emergency call: the call was correctly coded as a Red 2 eight minute emergency. The first attending resource arrived ten minutes after receipt of the call, missing the eight minute target but achieving a response within the 19 minute target. When the solo responder arrived on scene he sought further advice from the Emergency Operations Centre (EOC) and he was given further instructions from the patient’s partner regarding the location of the private road. He was at the time stopped adjacent to this and the patient’s partner proceeded down to the road and confirmed the location. Following this incident the Paramedic has visited the location and has taken photographic evidence confirming that the private road is unlit and not easy to find in the dark and the sign for the private road is some 150-200 yards up the drive from the main road. Care and treatment of the patient: on arrival with the patient the solo responder Paramedic began to take observations and a medical history, and it was established that the patient’s symptoms had eased slightly. His speech had returned but he still suffered weakness in his left arm, he had difficulty in swallowing and he had a posterior headache. The Paramedic conducted a FAST test which he recorded as positive, and shortly after his arrival the request was placed for back-up. When the back-up ambulance did arrive the Paramedic got out of the vehicle and walked up the private road to confirm the location and then the driver, who is an Emergency care assistant (ECA) reversed the ambulance up the driveway. As the patient’s location was roughly equidistant between the stroke unit at City Hospital Nottingham and the unit at the Leicester Royal Infirmary (LRI) the patient was asked if he had a preference and this was indicated to be Nottingham. The Paramedic contacted the stroke unit at Nottingham City, and when the back-up crew arrived (they were a crew based at -------------, Nottingham) they agreed that they thought this to be nearer. Initially City hospital accepted the patient, but when the postcode was quoted the unit then advised that they believed the LRI to be the more appropriate unit as it was likely that the patient would be transferred there anyway within 48 hours for any post treatment care. The Paramedic on the back-up crew also spoke to the stroke unit and advised that the patient’s preference was to go there. Travelling to the Queens Medical Centre in Nottingham was briefly discussed as an option to gain access to the stroke unit in Nottingham but in view of the patient’s symptoms this was dismissed as not being a viable option. The EOC confirmed that the patient’s location was the same distance from both hospitals. With regard to the comment about meal breaks the first Paramedic on scene did recall that this was discussed but it did not deflect from the patient’s care. It was acknowledged that it was possibly not the most appropriate place for this conversation to take place. The Paramedic cannot recall any disagreement about who would speak to the hospital but he advised that all discussions were held with the patient’s best interests and wishes in mind. The ambulance staff do recall the patient’s partner suggested that he transport the patient. At this point the EOC were confirming the distance between the patient’s location and the two hospitals, and the decision was made to transport the patient to the LRI. The crew had to ensure they had agreement or otherwise from Nottingham that they would accept the patient before they started to travel. Once the decision was made to travel to the LRI the Paramedic who was first on scene placed a pre alert call so the hospital was expecting the patient. Once the patient had been settled on the ambulance the crew set off for the LRI. The ECA had been there a couple of times before, but she relied on the navigation equipment on the ambulance vehicle to negotiate the route. (Journey time on Google maps is 29 minutes under normal road conditions. The crew’s journey time was 37 minutes).The ECA advised that the patient’s partner had offered to guide them to the hospital, but they set off using the navigation equipment and the partner travelled behind in his car. En route to the hospital the signal did briefly fail, and the ECA pulled over to re-establish the connection and the route. The journey did include taking an exit onto the A6 signposted to Loughborough, and this is part of the recommended Google maps route. In respect of the cable for the sat nav not being available, the ECA confirmed that the navigation equipment is hardwired into the vehicle and no separate cable is required. As the ambulance approached the LRI it stopped just outside -------------------- (this is approximately 200 yards from the hospital) as another ambulance drew alongside. That vehicle was also going to the LRI so the ambulance conveying the patient followed it in. Both members of the back-up crew stated that if they had travelled to Nottingham City Hospital they would have done so using local knowledge, but as they are not as familiar with Leicester they used the navigation equipment available on the ambulance. Responses to complainant’s specific questions: • Why were the Paramedics unable to locate the address when specific instructions had been given to the call taker? The solo responder Paramedic was given no additional details prior to arriving in the vicinity of the address. At this point he contacted the EOC and further instructions from the patient’s partner were relayed to him. These were that the private road was between ------------ and ---------------, and the entrance was next to the old schoolhouse. The patient’s partner then proceeded down the drive to the main road and confirmed the location to the Paramedic. When the back-up ambulance arrived the Paramedic walked up the private road to verify the location and then the ECA reversed the ambulance up the road to the patient’s house. • Why are there no care pathways in place for stroke victims and is there no provision for locations positioned near to a number of facilities? There are stroke care pathways in place for both Nottinghamshire and Leicestershire. The delay on scene was in trying to get the patient accepted at the City Hospital in Nottingham, which was the same distance as that to the LRI, in accordance with the patient’s preference. • Is it unusual for the patient’s family to have to drive the need for urgency and professionalism in ambulance staff? The crew did not wish to give the impression that the decision to travel was driven by the patient’s partner. At that point they were still trying to get the patient accepted at Nottingham in the best interests of the patient. • Why were the ambulance staff unable to locate the Leicester Royal Infirmary? Should it not be a core skill to have detailed knowledge of all accident and emergency departments in the region? The crew relied on the navigation equipment and this guided them to the LRI by the best route possible. The signal failed at one point causing a short delay while the ECA reprogrammed the unit. As the ambulance crews can often operate outside of the area in which they are stationed they regularly use navigation equipment to reach locations. The Trust area is 6450 square miles and a resource can find itself deployed to locations further and further from its base throughout this area. • Is it correct that the person driving the ambulance on this occasion was actually a control room call handler? And if so was it acceptable to send them on an emergency call out? The ECA volunteered the information that she had worked as a call handler in Control as part of general conversation. This was between 2003 and 2005, and she has been qualified road staff for the last nine years. • Why did the ambulance crew not have navigation equipment on board, particularly if it was known that the driver was not an experienced member of ambulance crew? I understand that there was issue on the day of this incident with a power cable. There was navigation equipment on board the ambulance and this was used to complete the journey to the LRI. The equipment is hardwired into the vehicle and no separate power cable is required. As does sometimes happen with satellite navigation equipment the unit lost signal at one point and the route needed to be reprogrammed. • How do you assure that the ambulance is fully equipped to start its operational shift? At the start of each operational shift the ambulance crew are required to complete an inspection of the vehicle and complete a checklist. This is to verify that the vehicle is roadworthy and all necessary equipment is present and in good working order. If any defects or omissions are identified these are rectified immediately. • Why did it take so long to decide which hospital to take the patient to? The ambulance crew were attempting to get the patient accepted at the stroke unit in Nottingham, following one of the two stroke care pathways they had available to them in view of the location and taking the patient’s wishes into account. As the patient lived in Leicestershire the advice given was to take the patient to the LRI as it was likely the patient would be transferred there from the City Hospital for post treatment care. • Why was the patient sent to the Leicester Royal infirmary and not the City Hospital Nottingham? Please see above response. • With a case of TIA/suspected stroke, what are the guidelines for your staff? And if this is different for suspected TIA’s please explain how? The guidelines are to contact the dedicated stroke unit for that area and confirm acceptance of the patient. Due to the patient being equidistant between two dedicated stroke units the patient’s wishes were also taken into account. This would apply to any patient who has tested FAST positive for a suspected stroke or TIA unless there is trauma confirmed or suspected. This is a specific injury suffered by the patient and this would be treated first at the nearest accident and emergency unit. Conclusion The Paramedic was on scene 56 minutes until the patient left. The Paramedic and the back-up crew were on scene together for 28 minutes, and much of this time was taken in trying to get the patient accepted at City Hospital in Nottingham. The patient was initially accepted until the postcode was given, and then City Hospital directed the patient to Leicester Royal Infirmary. All of the attending members of staff have expressed their regret that the patient was unhappy with the care and treatment they provided as they thought that good rapport had been built on the day of the incident and the patient and his partner had expressed their gratitude for the crew’s actions. Date Resolved: 11 Feb 2014 Grade: Moderate Status: Resolved Letter Date: 11/02/2014 Organisation and Divisional Recommendations This incident is one of a number recently when the ambulance crew have been referred to the LRI as the patient location has included a Leicestershire postcode. On some of these incidents the patient has been closer to the City hospital than the LRI, and this has been highlighted to senior management within the organisation to be addressed with the appropriate organisations. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD reports PRF Statements from crew members Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/152 Type: Inappropriate Actions Category: Transport (Ambulance And Other Incident Date: 14/01/2014 Source: Letter Date Received: 29/01/2014 Written or Verbal: W Acknowledgement Date: 29/01/2014 Date Agreed: 25/02/2014 Final Contact Date: 20/02/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Public Place Green 2 Risk Rate and Score: 0 Area/Divisional: Nottinghamshire A&E Staff Patient Outcome: Transported to hospital Extension: XX Concise Introduction to the Incident Summary: Crew Told Patient To Make A Claim Case Type: Formal Complaints Case Details: School student injured during a lesson. As the ambulance crew were wheeling the pt out, one of them said "never mind ---------, where there's blame there's a claim". Headteacher feels that this was totally unprofessional. Also, the school have seen a rise in compensation claims through a firm of solicitors in -----------. Each one has been after an ambulance has attended the school. Is there a direct link to this solicitors firm through EMAS employees? Terms of Reference (TOR) • Why did a member of the ambulance crew make a comment regarding the possibility of making a compensation claim against the Academy? TOR agreed by: Complainant Date: 30/01/2014 List Immediate Actions Crew Stood Down: No. If No state rationale: non clinical issue Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: non clinical issue Being Open Initial Contact Date: 30/01/2014 Consent Required: No Consent Date: Timeline of Events Date and Time Event 14 Jan 2014 Incident Number 6135744 11:34 11:34 11:35 new call received, call ref. 6135744, on behalf of a male who has fallen and hurt his back. resource 3433, solo responder, allocated and mobile to the incident. call assessed as 17B01G, falls, possibly dangerous body area, patient on the ground or floor, and allocated a Green 2 30 minute response. CAD message: patient has leg problems and is having physio. The patient is a --- year old male. Resource 3110, double crewed ambulance, allocated and mobile to the incident. resource 3433 arrives on scene. resource 3110 arrives on scene. resource 3110 leaves scene with patient. resource 3433 calls clear from the incident. resource 3110 arrives at the hospital with the patient. resource 3110 hands patient over to hospital staff. 11:36 11:38 11:47 12:17 12:20 12:37 13:19 Analysis of Findings Handling of emergency call: the call was correctly coded as a green 2 30 minute response. The first resource on scene arrived four minutes after receipt of the call and the double crewed ambulance arrived 13 minutes after receipt of the call. Care and treatment of the patient: the complainant has raised no issues whatsoever regarding the care of the patient, stating that crew members were all efficient in their care of the patient. The patient was immobilised in accordance with procedures and pain relief was given to good effect. Comment by staff member: The members of staff cannot recall making this comment. However the attending member of staff on the back up crew advised that if the comment was made then it could possibly have been him as he had most interaction with the patient. If it was said it would have been entirely made as a light-hearted comment made to take the patient’s mind off his pain and any worries he had about his injury, and would not in any way have been intended to encourage the patient to consider making a claim against the Academy. The attending member of staff apologised if anything said at the scene was construed in this way. Conclusion None of the attending crew members can recall making the comment. However the attending member of the back-up crew has acknowledged that this may be something he would say purely as a light-hearted comment designed to calm the patient and distract him from his pain. The member of staff has apologised for any offence caused and he will consider the appropriateness of his actions in future. Date Resolved: 19/02/2014 Grade: Minor Status: Resolved Letter Date: 20/02/2014 Organisation and Divisional Recommendations There are no further actions or recommendations to be made on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered CAD report Comments from members of staff. Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/153 Type: Damage To Vehicle/Property Category: Transport (Ambulance And Other Incident Date: 14/01/2014 Source: Email Date Received: 30/01/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 30/01/2014 Date Agreed: 26/02/2014 Final Contact Date: 26/02/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: Y/N Harm Rate: Initial Call Coding: Base: Nursing Home Green 1/Red 1 Risk Rate and Score: 0 Area/Divisional: Nottinghamshire A&E Staff Patient Outcome: Transported to hospital Extension: XX Concise Introduction to the Incident Summary: Ambulance Damaged Pathway Slabs Case Type: Formal Complaints Case Details: I have been asked by my Home Manager ------------- to submit the following complaints 1st COMPLAINT - 14th January 2014 Emergency Transport was ordered for one of our service users on the 13th January 2014, the transport was directed to our new build where there is a transport bay for the ambulance to park. For some reason the driver decided to back the ambulance down the narrow pathway leading from the allocated bay. The ambulance driver took numerous attempts to try and get down the walkway- this is not for vehicles it is for pedestrian use only. As you can see from the photo's attached there is oil spillage on the slabs. I have attached some photo's of the pathway for you to look at re the damage. Our General Manager was present at the time this incident occurred, she was absolutely horrified to witness this. 2nd Complaint -21st January 2014 Emergency Transport was called out for our service user , the ambulance was called due to her being in severe pain and a high temperature. ---------------- was part of the crew that turned up on the ambulance and asked what pain relief this lady had received, the pain relief was specified to him and his reply was there is not much more we can do for her. This comment made the service user very frightened and was totally inappropriate ,which in turn caused a situation which was totally unnecessary. There was an advanced nurse practitioner in the room at the time and she was totally disgusted by his attitude. Terms of Reference (TOR) • Why did the ambulance proceed down a pedestrian walkway causing damage to the paving slabs on 14 January? • Why did the Paramedic advise that there was nothing more he could do for the patient on 21 January? TOR agreed by: Complainant Date: 6/02/2014 List Immediate Actions Crew Stood Down: No. If No state rationale: non clinical issues Involvement and Support of Staff Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: non clinical issues. Being Open Initial Contact Date: 6/02/2014 Consent Required: No Consent Date: Timeline of Events Date and Time Event Incident 1 14/01/2014 Incident Number 6135409 08:41 08:41 08:43 new call received on behalf of a patient with suspected sepsis. resource 8335, solo responder, allocated and mobile to the incident. resource 8616, double crewed ambulance, allocated and mobile to incident. Call assessed as 06D04, breathing problems, patient clammy. Allocated a Green 1 20 minute response. CAD message: patient is a bariatric patient and weighs over 25 stone. resource 8335 arrives on scene. resource 8616 arrives on scene. resource 8616 leaves the scene with the patient. resource 8616 arrives at the hospital with the patient. resource 8616 hands patient over to hospital staff. 08:45 08:46 09:02 09:40 10:05 10:46 Incident 2 14/01/2014 Incident Number 6135409 15:09 new call received on behalf of a female patient not breathing well. Call allocated a red 1 eight minute response. Resource 8432, solo responder, allocated to the incident. resource 8432 mobile to the incident. CAD message: nurse is willing to look after the patient until help arrives. resource 8432 arrives on scene. CAD message: red response required. resource 9418, double crewed ambulance, allocated to incident. resource 9418 mobile to the incident. resource 9418 arrives on scene. 16:27 resource 8432 calls clear from the scene. 16:28 resource 9418 leaves the scene with the patient. 16:50 resource 9418 arrives at hospital. 17:44 resource 9418 hands patient over to hospital staff. Analysis of Findings Incident 1 Handling of emergency call: the call was assessed as requiring a Green 1 20 minute response. The first resource on scene arrived five minutes after receipt of the emergency call, achieving the target. Statement of member of staff driving the ambulance: the member of staff who was driving the double crewed ambulance as back-up advised that while they were en route to the care home the crew were advised that the patient was -----------------------------------------------------------------. On arrival at the care home the driver noticed that the pathway from the disabled parking bay to the door of the facility was of considerable length and it sloped upwards from the doors, and he made a dynamic risk assessment that it would be much safer if he moved the ambulance vehicle down the pathway and this would provide a much safer environment in which to transfer the patient on board. It did take a number of attempts to reverse down the driveway, and the driver was aware that in completing the manoeuvre the nearside wheels did go over the grass at the top of the driveway. He apologised for any damage caused but he did state that moving the patient safely and as quickly as possible was the crew’s overriding priority. The driver was not aware of any oil spillage from the vehicle. Analysis of Findings Incident 2 Handling of emergency call: the call was assessed as a Red response within eight minutes. The first response on scene arrived 17 minutes after receipt of the emergency call, missing the eight minute target but achieving the 19 minute target. Care and treatment of the patient: the first responder on scene undertook an initial assessment and medical history, and a double crewed ambulance on red response was requested eight minutes after his arrival. Medication was administered as pain relief in accordance with JRCALC guidelines after the solo responder established what medication the patient had already received, and on arrival of the back-up crew the patient was transferred to hospital. Comment of solo responder: the solo responder does remember commenting that there was little more he could do but clarified that this was in respect of pain relief and not in relation to the patient. He apologised that his comment was taken as relating to care and treatment of the patient as this was not the case. He confirmed that it was quickly established the patient needed to be transferred to hospital and he requested back-up on a red response very shortly after his arrival. Conclusion In the first incident the member of staff does recall reversing over a grassy area whilst trying to manoeuvre the ambulance to the doors of the home, and he apologised for any damage caused. He was not aware of any oil spillage from the vehicle. In the second incident the solo responder quickly assessed that the patient needed to be transferred to hospital and he requested back-up on red response. After identifying that the patient had already been given medication the Paramedic did state that there would not be much more he could do, but he confirmed that this comment related to pain relief and not care and treatment. Addition pain relief was administered in line with JRCALC guidelines. Date Resolved: 26 Feb 2014 Grade: Minor Status: Resolved Letter Date: 26 Feb 2014 Organisation and Divisional Recommendations There are no recommendations to be made on this occasion. Organisational Lessons Learned XX can be more than one and/or both for staff and the organisation X Evidence Gathered Cad reports Statements of members of crew Patient report forms Process of Investigation The Investigation will establish the facts of this incident; identify any service or care delivery problems and root causes if applicable and any associated contributory factors. It will identify any learning points to help prevent this type of concern arising again in the future and improve service delivery. The investigation has been approached in a fair, open and transparent manner without prejudice to any individuals concerned and has sought to establish the facts surrounding the incident, the decisions made during the incident and to be objective throughout. The results published will ensure both positive and negative findings will be shared, along with any lessons identified. The investigation methodology was to first establish the facts into the incident and draw up a chronological sequence of events of the Trusts involvement starting from receipt of the first emergency call on behalf of the patient to the point at which the patient arrives at hospital. The methodology for gathering data will be specific to each investigation. Description and Consequences Report Unique Reference: 2013 FC/2013/154 Type: Delayed Response To Hospital T Category: Transport (Ambulance And Other Incident Date: 01/08/2013 Source: Email Date Received: 05/02/2014 Written or Verbal: W/V (Delete) Acknowledgement Date: 06/02/2014 Date Agreed: 04/03/2014 Final Contact Date: 12/02/2014 Delays Incurred Reason for Delay: New Agreed Date: XX Reported as Patient Safety Incident: N Harm Rate: Initial Call Coding: Priority 1 Base: Bassetlaw hospital Risk Rate and Score: 0 Area/Divisional: EOC Nottingham Patient Outcome: Transported to hospital Extension: XX Concise Introduction to the Incident Summary: Delayed Emergency Transfer Case Type: Formal Complaints Case Details: Emergency transfer booked for patient to go from Bassetlaw Hospital to Doncaster Royal Infirmary for limb saving surgery. Ambulance took 75 minutes to arrive. Terms of Reference (TOR) • Why did it take 75 minutes to provide an ambulance TOR agreed by: Complainant Date: 5/02/2014 List Immediate Actions Crew Stood Down: Yes/No. If No state rationale Involvement and Support of Staff • Staff support and involvement: Healthcare Decisions Panel (HDP) referral: No. All clinical incidents must be referred to HDP where clinicians are registered. If No state rationale: EOC delay Being Open Initial Contact Date: 5/02/2014 Consent Required: No Consent Date: Timeline of Event