ATC 110 - California Earthquake Authority
Transcription
ATC 110 - California Earthquake Authority
ATC 110 Plan for development of a prestandard for evaluation and retrofit of wood light-frame dwellings Applied Technology Council Funded by California Earthquake Authority In cooperation with Federal Emergency Management Agency Applied Technology Council The Applied Technology Council (ATC) is a nonprofit, tax-exempt corporation established in 1971 through the efforts of the Structural Engineers Association of California. ATC's mission is to develop state-of-the-art, user-friendly engineering resources and applications for use in mitigating the effects of natural and other hazards on the built environment. ATC also identifies and encourages needed research and develops consensus opinions on structural engineering issues in a nonproprietary format. ATC thereby fulfills a unique role in funded information transfer. ATC is guided by a Board of Directors consisting of representatives appointed by the American Society of Civil Engineers, the National Council of Structural Engineers Associations, the Structural Engineers Association of California, the Western Council of Structural Engineers Associations, and four at-large representatives concerned with the practice of structural engineering. Each director serves a three-year term. Project management and administration are carried out by a full-time Executive Director and support staff. Project work is conducted by a wide range of highly qualified consulting professionals, thus incorporating the experience of many individuals from academia, research, and professional practice who would not be available from any single organization. Funding for ATC projects is obtained from government agencies and from the private sector in the form of tax-deductible contributions. 2014 Board of Directors Roberto Leon, President James A. Amundson, Vice President Victoria Arbitrio, Secretary/Treasurer Nancy Gavlin, Past President Leighton Cochran Michael D. Engelhardt Kurtis R. Gurley Erleen Hatfield Andrew B. Kennedy Bret Lizundia Robert Paullus Jr. Donald R. Scott William Staehlin Williston (Bill) L. Warren, IV ATC Disclaimer While the information presented in this report is believed to be correct, ATC assumes no responsibility for its accuracy or for the opinions expressed herein. The material presented in this publication should not be used or relied upon for any specific application without competent examination and verification of its accuracy, suitability, and applicability by qualified professionals. Users of information from this publication assume all liability arising from such use. Copyright 2014 Applied Technology Council Cover Photo: Single-family dwelling exhibiting many features common to wood light-frame residential construction (from ATC-50-1, Seismic Rehabilitation Guidelines for Detached SingleFamily Wood-Frame Dwellings) ATC-110 Plan for Development of a Prestandard for Evaluation and Retrofit of Wood Light-Frame Dwellings by APPLIED TECHNOLOGY COUNCIL 201 Redwood Shores Parkway, Suite 240 Redwood City, California 94065 www.ATCouncil.org Funded by CALIFORNIA EARTHQUAKE AUTHORITY Janiele Maffei, Chief Mitigation Officer Marianne Knoy, Mitigation Program Manager Sacramento, California In cooperation with FEDERAL EMERGENCY MANAGEMENT AGENCY Michael Mahoney, Project Officer J. Daniel Dolan, Technical Monitor Washington, D.C. ATC MANAGEMENT AND OVERSIGHT Christopher Rojahn (Project Executive) Jon A. Heintz (Project Manager) PROJECT STEERING COMMITTEE David Bonowitz (Chair) Vikki Bourcier David Khorram Philip Line Thor Matteson Steve Pryor PROJECT TECHNICAL COMMITTEE Colin Blaney (co-Project Tech. Director) Kelly Cobeen (co-Project Tech. Director) Thomas Anderson Andre Filiatrault Ramin Golesorkhi John Osteraas Frank Rollo PROJECT WORKING GROUP David Welch 2014 Preface In 2013, the California Earthquake Authority (CEA) and the Federal Emergency Management Agency (FEMA) jointly funded a project with the Applied Technology Council (ATC) to initiate a multi-year project to develop a prestandard for the evaluation and retrofit of one- and two-family wood light-frame residential buildings (ATC-110 Project). This class of structure represents the most common type of dwelling in the United States. Although this type of construction has generally provided good performance in past earthquakes, there are well-known vulnerabilities that have led to large numbers of homes being rendered uninhabitable or even unrepairable following an earthquake. Improved seismic design, and seismic retrofitting of vulnerable configurations, will increase the probability that homes are available to provide shelter immediately following moderate to large seismic events. A number of technical guidance documents exist in the area of seismic evaluation and retrofit; however, current model building codes and available seismic retrofit standards do not adequately address the specifics of existing light frame one- and two-family residential wood structures, and there is no single resource document that covers all aspects of design and construction associated with wood light-frame construction. The purpose of this initial phase of work was to determine the recommended scope and preliminary outline for a prestandard addressing the evaluation and retrofit of residential structures, and to identify the technical development work necessary in future years to make the goal of a comprehensive prestandard on wood light-frame construction a reality. This document represents the product of this first year of work, outlining the tasks, teams, budget, and approximate schedule for a program to develop the eventual prestandard document. ATC is indebted to the members of the ATC-110 Project Team who prepared this report, including Colin Blaney and Kelly Cobeen (co-Project Technical Directors), and the members of the Project Technical Committee consisting of Tom Anderson, Andre Filiatrault, Ramin Golesorkhi, John Osteraas, and Frank Rollo. ATC gratefully acknowledges the members of the Project Steering Committee consisting of David Bonowitz, Vikki Bourcier, David ATC-110 Preface iii Khorram, Phil Line, Thor Matteson, and Steve Pryor, who provided advice and assistance at key stages of the work. ATC also gratefully acknowledges funding provided by the California Earthquake Authority and the Federal Emergency Management Agency, the guidance and support provided by Janiele Maffei (CEA Chief Mitigation Officer), Michael Mahoney (FEMA Project Officer) and Dan Dolan (FEMA Technical Monitor), and report production services provided by Amber Houchen (ATC). Jon A. Heintz ATC Director of Projects iv Preface Christopher Rojahn ATC Executive Director ATC-110 Table of Contents Preface.......................................................................................................... iii List of Figures............................................................................................. vii List of Tables ................................................................................................ix 1.1 Introduction ..........................................................................................2 1.2 General Requirements .........................................................................3 1.2.1 Decide on Initial Assessment and Retrofit Design Methodologies ...........................................................................4 1.2.2 Development of Performance Measures and Criteria ...............5 1.2.3 Prestandard Development .........................................................5 1.2.4 Development of Engineered Approach .....................................6 1.2.5 Pilot Study – Short Cripple Walls and Anchorage to Foundation ................................................................................6 1.2.6 Pilot Study – Chimneys.............................................................7 1.3 Cripple Walls and Anchorage to Foundation ....................................8 1.3.1 Analytical Investigations .........................................................10 1.3.2 Investigation of Load Path and Development of Assessment Procedures ...............................................................................13 1.3.3 Development of Retrofit Methods ..........................................15 1.3.4 Development of Draft Prestandard Provisions ........................16 1.4 House or Room over Garage .............................................................16 1.4.1 Analytical Investigations .........................................................17 1.4.2 Investigation of Load Path and Development of Assessment Procedures ..............................................................................20 1.4.3 Development of Retrofit Methods ..........................................21 1.4.4 Development of Prestandard Provisions .................................22 1.5 Hillside Dwellings ...............................................................................23 1.5.1 Analytical Investigations .........................................................24 1.5.2 Investigation of Load Path and Development of Assessment Procedures ...............................................................................27 1.5.3 Development of Retrofit Methods ..........................................28 1.5.4 Development of Prestandard Provisions .................................29 1.6 Split-Level Dwellings .........................................................................29 1.6.1 Analytical Investigations .........................................................30 1.6.2 & 1.6.3 Investigation of Load Path and Development of Assessment and Retrofit Procedures .......................................31 1.6.4 Development of Prestandard Provisions .................................32 ATC-110 Table of Contents v 1.7 Inadequate Wall Bracing – Occupied Spaces ................................. 32 1.7.1 Analytical Investigations ........................................................ 34 1.7.2 Investigation of Load Path and Development of Assessment Procedures .............................................................................. 37 1.7.3 Development of Retrofit Methods .......................................... 39 1.7.4 Development of Prestandard Provisions................................. 40 1.8 Anchorage of Slab on Grade Dwellings ........................................... 40 1.8.1 Analytical Investigations ........................................................ 41 1.8.2 Investigation of Load Path and Development of Assessment Procedures .............................................................................. 43 1.8.3 Development of Retrofit Methods .......................................... 44 1.8.4 Development of Prestandard Provisions................................. 45 1.9 Parts and Portions of Dwellings ....................................................... 45 1.9.1 Compilation of Resources ...................................................... 46 1.9.2 & 1.9.3 Investigation of Load Path and Development of Assessment and Retrofit Procedures ...................................... 46 1.9.4 Development of Prestandard Provisions................................. 47 1.10 Recommendations and Priorities ..................................................... 47 1.10.1 Summary of Program ............................................................. 47 1.10.2 Estimated Budget Requirements ............................................ 48 1.10.3 Budget Assumptions............................................................... 50 1.10.4 Priority and Schedule Recommendations ............................... 50 1.10.5 Priority Level 1 ....................................................................... 51 1.10.6 Priority Level 2 ....................................................................... 51 1.10.7 Priority Level 3 ....................................................................... 52 1.10.8 Schedule ................................................................................. 52 1.10.9 Adoption into Codes and Standards ....................................... 52 Appendix A: Prestandard Outline and Recommended Scope .............. A-1 Appendix B: Testing Needs ...................................................................... B-1 Project Participants................................................................................... C-1 ATC Directors ........................................................................................... D-1 vi Table of Contents ATC-110 List of Figures Figure 1-1 Hillside dwelling terminology .............................................23 Figure 1-2 Front elevation of common split-level dwelling configuration ........................................................................29 Figure 1-3 Detailed schedule of Priority Level 1 and Priority Level 2 studies ..................................................................................53 Figure 1-4 Detailed schedule of Priority Level 3 studies ......................54 ATC-110 List of Figures vii List of Tables Table 1.2-1 Tasks Related to General Requirements ................................3 Table 1.3-1 Tasks Related to Cripple Walls and Anchorage to Foundation ...........................................................................10 Table 1.4-1 Tasks Related to Assessment and Retrofit ...........................17 Table 1.5-1 Tasks Related to Hillside Dwellings ....................................24 Table 1.6-1 Tasks Related to Split-Level Dwellings ..............................30 Table 1.7-1 Tasks Related to Assessment and Retrofit of homes with inadequate Wall Bracing within the Occupied Space ..........34 Table 1.8-1 Tasks Related to Anchorage of Slab on Grade Dwellings ...37 Table 1.9-1 Tasks Related to Parts and Portions of Dwellings ...............46 Table 1.10-1 Summary of Proposed Tasks and Engineering Studies .......48 Table 1.10-2 Estimated Budget by Study Area or Dwelling Type............49 Table 1.10-3 Recommendations for Prioritization of Tasks .....................51 Table 1.10-4 Priority Level 1 Studies .......................................................51 Table 1.10-5 Priority Level 2 Studies .......................................................51 Table 1.10-6 Priority Level 3 Studies .......................................................52 Table B-1 Testing Needs for the Prestandard Development Plan.......B-2 ATC-110 List of Tables ix Chapter 1 Prestandard Development Plan This document outlines a detailed plan for the development of a prestandard for the practical seismic assessment and retrofit of wood light-frame dwellings (ATC-110 Project). The scope of the prestandard is intended to address one- and two-family dwellings, and buildings with three or more dwelling units (such as townhouses), to the extent that vulnerabilities and retrofits are similar to those for one- and two-family dwellings. A draft outline and recommended scope for the eventual prestandard is provided in Appendix A. The tasks, teams, and approximate timelines for development activities in each major area of the prestandard are described in the sections that follow, organized in accordance with specific dwelling configurations that are known to be vulnerable to earthquake-related damage: Section 1.1 describes overarching guiding principles used in formulating the concept for the eventual prestandard document. Section 1.2 addresses the development of general methodology and performance criteria, as well as overarching coordination of the resulting prestandard and engineering requirements developed under other sections. Section 1.3 addresses cripple wall configurations and anchorage to the foundation (prestandard Chapters 3 and 4). Section 1.4 addresses house or room over garage configurations (prestandard Chapter 6). Section 1.5 addresses hillside dwelling configurations (prestandard Chapter 5). Section 1.6 addresses split-level dwelling configurations (prestandard Chapter 7). Section 1.7 addresses inadequate wall bracing in occupied spaces (prestandard Chapter 8). Section 1.8 addresses anchorage of slab-on-grade dwellings (prestandard Chapter 9). ATC-110 1: Prestandard Development Plan 1 Section 1.9 addresses parts and portions of dwellings, including decks, porches, porch roofs, stairs, landings, patio covers, carports, and masonry veneer (prestandard Chapters 10, 11, and 12). Section 1.10 summarizes estimated budget requirements, and provides recommendations for prioritization and phasing of the overall developmental effort. Appendix A presents a draft outline and scope for the recommended prestandard document. Appendix B outlines recommendations for testing of wood light-frame components, sub-systems and systems that would serve to improve understanding of behavior and reduce potential uncertainty in analytical studies. 1.1 Introduction The following overarching guiding principles for the eventual prestandard document were derived from discussions between the Project Technical Committee and the Project Steering Committee: 2 The prestandard will address practical assessment and retrofit of seismic vulnerabilities. As a prestandard, it will be subjected to further development in an ANSI-approved consensus standard process. The prestandard will provide a single stand-alone source for addressing structural and a limited scope of nonstructural assessment and retrofit needs. The prestandard will build from available technical resource documents to develop a stand-alone prestandard. The prestandard will develop prescriptive procedures for retrofitting wherever appropriate. The approach will be vulnerability-based with the objective of risk reduction, rather than based on overall building performance derived from systematic evaluation and retrofit. Guidance for systematic engineered evaluation will be developed, to the extent possible, based on work during the course of this prestandard development. The prestandard is intended to permit addressing an individual vulnerability, multiple vulnerabilities or all identified vulnerabilities. Retrofit to the prestandard will require that all work associated with the selected vulnerability be retrofit (no picking and choosing of work within a vulnerability). 1: Prestandard Development Plan ATC-110 The prestandard will not include triggers for use. It is anticipated that policy directing voluntary, mandatory, or code-triggered use will be in other documents. Recommendations for prioritization of vulnerabilities for retrofit will be provided. The scope is wood light-frame dwellings. The scope is one- and two-family dwellings, and buildings with three or more dwelling units (such as townhouses), to the extent that vulnerabilities and retrofits are similar to those for one- and two-family dwellings. This scope is intended to match the scope of the International Residential Code (IRC) to the extent possible, and with limited exceptions. The scope is dwellings located in moderate to high seismic hazard areas, including IRC Seismic Design Categories C and higher. Focus will be on more commonly occurring and more readily addressed vulnerabilities. However all known potential vulnerabilities will be identified in discussion (possibly in an appendix), even if assessment and retrofit measures are not developed. Collaboration will be sought with other research and/or development projects occurring in parallel with this project. Future research and development needs identified during the course of the project will be documented to provide guidance to researchers. 1.2 General Requirements Section 1.2 addresses overarching tasks affecting the prestandard project. Development plan tasks are summarized in Table 1.2-1. Table 1.2-1 Tasks Related to General Requirements Research or Study Estimated Timeline 1.2.1 Decide on Initial Assessment and Retrofit Design Methodologies Mos. 1-12 1.2.2 Development of Performance Measures and Criteria 1.2.3 Prestandard Development 1.2.4 Development of Engineered Approach Mos. 1-12 Mos. 1-36 Mos. 24-36 1.2.5 Pilot Study - Short Cripple Wall Assessment and Retrofit Provisions Mos. 3-21 1.2.6 Pilot Study - Chimney Assessment and Retrofit Provisions Mos. 3-15 ATC-110 1: Prestandard Development Plan 3 1.2.1 Decide on Initial Assessment and Retrofit Design Methodologies This task will set initial direction for use of the information obtained from the analytical studies of each section. The intent is that overarching commonalities and objectives be set, but that the development team for each section revisit and revise the overall direction. Information envisioned to come from analytical studies includes: Base shear associated with selected performance criteria (component and global). Displacements associated with selected performance criteria (component and global). Required retrofit strength and stiffness (summary of how different retrofits affect performance). Back calculation of effective R factor. Distribution of forces and deformations. Considerations regarding potential assessment and retrofit methodologies include: 4 Force-based methodology considerations (including method for comparing demands and capacities): o Develop equivalent Code level procedure. o How we use forces (reduced or unreduced forces; allowable or strength-based capacities, capacity based design methods). o Stiffness characteristics associated with forces. o Calculation of new R factor. Probabilistic-based methodology considerations: o FEMA P-807 style of nonlinear response-history analysis results database. o FEMA P-695 style collapse assessment on an individual basis. ASCE 41 linear static procedures or force-/displacement-based methodology considerations: o Determine equivalent component demand modification factors (mfactors) for components and connections. o Development of non-linear deformation limits for components and connections. 1: Prestandard Development Plan ATC-110 Team: Project technical committee, working groups consisting of engineers and researchers to apply the different retrofit design methodologies to a few building types. 1.2.2 Development of Performance Measures and Criteria Develop the criteria for investigating behavior and measuring acceptance of existing or retrofitted conditions (intended to be instructions to researcher running the analysis and overall guidance). Determine probability of collapse percent (%) in the maximum considered earthquake (MCE.). Determine probability of exceeding drift levels at MCE Study to determine if retrofitting should be in line with existing codes (IEBC A3 etc.), new codes, or other standards. Review possible damage-control (limiting damage) performance measures. If MCE is to be used, address whether or not risk-adjustment will be included. Review possible use of hazard levels other than MCE (e.g. performance criteria such as reduced damage in moderate earthquakes) Determine acceptance criteria for load path consistent with performance measures Determine performance expectations for foundations consistent with performance measures Develop screens or criteria whereas site factors should be considered prior to implementation of specific retrofitting. Team: Project technical committee, working groups consisting of engineers and researchers to take a few building types through the different methodologies. 1.2.3 Prestandard Development Overarching synthesis of prestandard provisions developed under various tasks; includes development of appendices; workshops/review. The following major work areas are addressed. Overall synthesis. ATC-110 1: Prestandard Development Plan 5 Appendix A (site factors) Appendix B (Engineering Design Aids) Appendix C (Not Used) Appendix D (other vulnerabilities). Appendix E (recommendations for implementation). Commentary C0 (commentary for standards committee). Commentary C1-C11 (commentary standard for users). Development of criteria or guidance within each section which would address the evaluation of existing “retrofitted” conditions. Team: Appendix A will be developed by two geotechnical engineers and one structural engineer. The balance of this work will primarily be delegated to members of the project technical committee, possibly with small working groups. 1.2.4 Development of Engineered Approach Overarching synthesis of engineered concepts developed under various tasks; includes development of design aids (Appendix B); workshops/review. Team: Two lead structural engineers working with two staff engineers and one geotechnical engineer. 1.2.5 Pilot Study - Short Cripple Walls and Anchorage to Foundation Section 1.2.5 will use the results of initial analytical studies to develop assessment and retrofit methodologies for wood light-frame dwellings with a crawlspace below the lowest framed floor, enclosed by wood light-frame cripple walls. This section moves forward in the schedule work that would otherwise occur under Section 1.3 with the intent that initial development of assessment and retrofit methodologies will inform the work to follow. See Section 1.3 for details of this study. Section 1.2.5 addresses the assessment and retrofit of cripple walls, including sheathing, the connection of the cripple wall to the structure above, and anchorage of the cripple wall to the foundation. Also included is retrofit or replacement of foundation systems where existing foundations are not continuous. 6 1: Prestandard Development Plan ATC-110 Under Section 1.2.5 short cripple walls are thought to respond primarily as shear elements and as such do not require consideration of uplift due to cripple wall overturning. Foundation and supporting soils deformations are not thought to contribute significantly to overall displacement of the cripple wall system for short cripple walls. Zero height cripple walls (framed floor sitting directly on foundation or foundation wall) will be analytically investigated under Section 1.5.1 and included in assessment and retrofit solutions developed under Section 1.3. Investigation of load path and development of assessment procedures will include: Establishment of a method by which cripple wall bracing and its load path can be compared to the demands identified, Quantification of existing cripple wall components and load path connections from existing test and design information. This will be used for development of prescriptive assessment and retrofit methodologies and will be provided to the standard user for engineered methodologies. Identification of methodologies for assessing the acceptability of existing construction and identifying dwellings that require retrofit. Development of retrofit methods will provide prescriptive design solutions and engineering design methods and tools for use where engineered design is required or chosen. Development of draft prestandard provisions will transform retrofit procedures into technical provisions of the prestandard, including development of standard language and appropriate documentation format. Team: A group of two lead structural engineers, one researcher, two staff structural engineer, one geotechnical engineer, one construction practitioner, and one CAD drafter. 1.2.6 Pilot Study - Chimneys Section 1.2.6 will develop assessment and retrofit methodologies for masonry and light-frame chimneys. This task moves forward work that would otherwise occur under Section 1.9 with the intent of informing work that follows. The focus of this section will be the compilation of existing research and design information and synthesis into practical prescriptive details and engineering guidance. Chimney retrofit methods will take into account the ATC-110 1: Prestandard Development Plan 7 inherent deformation compatibility issues posed by stiff chimneys and flexible wood dwellings. Available retrofit design and detailing guidance and available post-earthquake repair guidance (City of Napa, City of Los Angeles, etc.) will be complied as a starting point. Investigation of Load Path and Development of Assessment and Retrofit Procedures will include: Identify configurations that need to be addressed. Identify appropriate strategies for mitigating seismic damage. Identify approach for quantifying mitigation criteria (force, deformation, etc.). Develop methodologies for assessment of existing conditions. Develop prescriptive details Develop engineering strategies Retrofit procedures will be developed into prestandard provisions, including development of standard language and appropriate documentation format. Team: A group of one lead structural engineer, one researcher, one staff engineer, one construction practitioner, and one CAD drafter. 1.3 Cripple Walls and Anchorage to Foundation Section 1.3 addresses wood light-frame dwellings with a crawlspace or basement below the lowest framed floor, including the following dwelling configurations: Crawlspaces enclosed by wood-frame cripple walls, concrete or masonry stem walls, basement walls, or combinations thereof on flat to moderately sloped sites. Unenclosed crawl spaces having post and pier systems below the exterior walls (when retrofitted with cripple wall systems). Continuous and partial perimeter foundations. Foundation, stem wall and basement wall materials include concrete, brick masonry and stone masonry. Section 1.3 addresses the assessment and retrofit of: 8 Cripple walls, including sheathing, the connection of the cripple wall to the structure above, and anchorage of the cripple wall to the foundation. 1: Prestandard Development Plan ATC-110 Anchorage of wood framed dwellings to stem wall and basement wall foundation systems (based on Section 1.5.1 investigations). Retrofit or replacement of foundation systems where existing foundations are not continuous. Assessment and retrofit of foundations as required to support overturning in medium height (estimated to be four feet and taller) cripple walls. Assessment considerations will include condition of existing components where required. Under Section 1.3 for dwellings with short cripple walls (estimated to be up to four ft. in height) (Prestandard Chapter 3): Short cripple walls are thought to respond primarily as shear elements and as such do not require consideration of uplift due to cripple wall overturning. Section 1.3.1 includes a limited study to identify where this assumption can be made. Foundation and supporting soils deformations are not thought to contribute significantly to overall displacement of the cripple wall system for short cripple walls, and are therefore neglected in analytical modeling. A limited illustrative study will demonstrate this assumption. Under Section 1.3 for dwellings with short to medium cripple walls (estimated to be up to eight feet in height) (Prestandard Chapter 4): Overturning and shear behavior of medium height cripple walls are thought to both be significant contributors to seismic performance and will be specifically addressed in analytical modeling, assessment and retrofit. Diaphragm deflection and torsional response are thought to potentially influence seismic force distribution and will be investigated in analytical work. Foundation and supporting soils deformations are thought to be possible contributors to overall displacement of the cripple wall system. A limited analytical study will evaluate potential influence and, if required, develop recommendations for inclusion in modeling. Not addressed under Section 1.3 are tall cripple walls (estimated to be above eight feet in height), which are being addressed in Section 1.5. Zero height cripple walls (framed floor sitting directly on foundation or foundation wall) will be analytically investigated under Section 1.5.1, but are ATC-110 1: Prestandard Development Plan 9 also included in assessment and retrofit solutions developed under Section 1.3. Conditions involving dwelling with cripple wall relative heights that vary considerably will be studied for response. Criterial will be determined where such conditions warrant compliance with Section 1.5 Hillside Homes in lieu of Section 3. Inadequate fastening of stucco to foundation sill plates (either due to as-built conditions or deterioration) will be addressed in Sec. 1.3, as will other common condition issues. Development plan tasks related to assessment and retrofit are summarized in Table 1.3-1. Table 1.3-1 Tasks Related to Cripple Walls and Anchorage to Foundation Research or Study Estimated Timeline 1.3.1 Analytical Investigations Short cripple walls Mos. 1-12 Medium height cripple walls Mos. 1-18 1.3.2 Investigation of load path and development of assessment procedures Short cripple walls Mos. 9-27 Medium height cripple walls Mos. 9-27 1.3.3 Development of retrofit procedures Short cripple walls Mos. 18-30 Medium height cripple walls Mos. 18-30 1.3.4 Development of prestandard provisions 1.3.1 Short cripple walls Mos. 24-36 Medium height cripple walls Mos. 24-36 Analytical Investigations Analytical investigations will study seismic demand in cripple wall structures associated with the targeted seismic performance measures and criteria. The purpose of the study is to determine the seismic demand and variation in the distribution of seismic demand in cripple walls and their load path, based on differing cripple wall and foundation configurations (type, size, etc.) and differing bracing materials in the superstructure and cripple walls. This study is intended to provide analytical results that will serve as a basis for the Section 1.3 tasks that follow. It is also intended that this study provide information to confirm or adjust the use of a four foot upper limit on cripple 10 1: Prestandard Development Plan ATC-110 wall height as the dividing line between short and medium height cripple walls for purposes of assessment and retrofit design. Details of Study: Example dwellings will be designed as necessary to facilitate the analytical studies. Available test data describing in-plane load deflection behavior of bracing wall components and available full-building test data will be collected, evaluated, and appropriate analytical characterization of bracing systems established. Limited studies will be conducted of the influence of the deformation of foundations and supporting soils. For short cripple walls, this will include an anecdotal study of deformation contributions. For medium height cripple walls, this will include a limited two-dimensional study of deformation effects, methods to limit the effects (e.g. aspect ratios), and methods to include the effects in analysis models if necessary (e.g. rotational soil springs at the base of cripple wall components). Non-linear response history analyses will be conducted on threedimensional building models to determine probabilities of exceedance of acceptance criteria under pre-determined seismic hazard levels. Validation comparisons of analytical modeling will be conducted as possible, with limited comparisons to component, assembly, or fullbuilding test results, or comparisons to other accepted analysis results as available. These test results will be found in technical journals, academic theses, proprietary test reports (if permission for access can be obtained), etc. In this context, validation means the use of test results other than those used to develop or calibrate the models or analytical equations (tests with specimens of different configurations, strengths, etc.). Pancake modeling is acceptable. No investigation of vertical ground motion is intended. P-delta effects are to be included in modeling. Elements will be modeled at the global component level (i.e., cripple wall force-displacement hysteretic behavior per unit length). Analytical studies will determine sensitivity to variants, and variants of greater importance will be studied in greater detail. Assume 60 building plus variant combinations combined for short and medium height cripple walls, including existing conditions and retrofit schemes. From these analytical studies, recommendations will be made regarding characterizing the demand and distribution of demand for subsequent ATC-110 1: Prestandard Development Plan 11 assessment and retrofit tasks, performance summary of variants will be developed identifying what existing configurations and retrofit solutions meet the performance objective. Short cripple wall analysis example buildings and variants will be established to describe the range of: Cripple wall heights (e.g., 1, 2, 4 feet) (zero height cripple walls will be analytically investigated under Section 1.5.1). Combinations of heights (e.g., assume three combinations of cripple walls and stem walls). Existing cripple wall sheathing materials. Four variants will be selected to capture a range of materials and material conditions. Possible materials include stucco, horizontal wood siding, T1-11 siding, diagonal sheathing with stucco, exterior gypsum board under stucco. Selection of materials will include consideration of how common they are, how much they affect behavior, and availability of data from which to develop modeling. Cripple walls with retrofit sheathing materials (e.g., wood structural panels in combination with the above). Detailing variants thought to impact cripple wall component behavior (e.g. cripple wall sheathing attached top and bottom versus able to slip past the framing, fastening of sheathing to the foundation sill plate versus blocking between studs, staple fastening of blocks rather than nailing, etc.). Superstructure size, strength, and bracing materials (e.g., assume three combinations varying number of stories with strength and stiffness; note: propagation of yielding is currently being investigated in the pilot study). Complex plan geometries (e.g., L-shaped and T-shaped). Level of seismicity (e.g., IRC SDC C/D0, D1, D2,max). Short to medium cripple wall height example buildings and variants will be established to describe the range of: 12 Cripple wall heights (e.g.,6 and 8 feet) ( 1, 2 & 4 feet information will come from Section 1.3.1, 0 foot information will be developed in Section 1.5.1). Combinations of heights (e.g., assume three combinations of cripple walls and stem walls). 1: Prestandard Development Plan ATC-110 Variables in resistance to overturning (i.e. number of stories, bearing and non-bearing walls, overturning anchorage variables, etc.). Existing cripple wall sheathing materials (see short cripple wall discussion). Cripple walls with retrofit sheathing materials (see short cripple wall discussion). Superstructure size, strength, and bracing materials (e.g., assume three combinations varying number of stories with strength and stiffness). Complex plan geometries (e.g., L-shaped and T-shaped). Level of seismicity (e.g., IRC SDC C/D0, D1, D2,max). Team: Working group consisting of: Two researchers assisted by two graduate students (one graduate student per researcher) An independent analysis peer reviewer, either researcher or practitioner A resource group of two structural engineers, one geotechnical engineer, and one construction practitioners to identify building parameters and variations, develop example building and retrofit designs, and provide other required input to the researchers and graduate students. 1.3.2 Investigation of Load Path and Development of Assessment Procedures There are three primary portions of this task: Establishment of a method by which cripple wall bracing and its load path can be compared to the demands identified in Item 1.3.1, Quantification of existing cripple wall components and load path connections from existing test and design information. This will be used for development of prescriptive assessment and retrofit methodologies and will be provided to the standard user for engineered methodologies. Identify methodologies for assessing the acceptability of existing construction and identifying dwellings that require retrofit. Details of Study: General activities required at the start are: ATC-110 1: Prestandard Development Plan 13 Collection of available test data and engineering design tools, establish component and load path connection capacities and identify method for comparison of capacities with demands identified in Task 1.3.1. To the extent possible this should address capacities of both original construction and common retrofit approaches. Collection of available assessment criteria and establish assessment methodologies for both prescriptive and engineered assessment methods. For the first portion of the task, a methodology for comparison of demand and capacity will be established, building on the direction set in Task 1.2.2. It will be decided whether this comparison is made at code level forces, by capacity methodologies, or other methods, considering phi factors and other modifiers. Assessment methods and load path checks will be derived from the results of analytical studies conducted under Task 1.3.1. Stiffness and displacement characteristics will be included as appropriate to set performance criteria. For the second portion of the task, available test data describing in-plane load deflection behavior of bracing wall components and load path connections will be collected, and supplemented by engineering calculations where necessary. Capacities of commonly occurring bracing materials and connections will be developed where possible. Capacities of load path details commonly used in retrofit will be developed where possible. Example components and connections include: Cripple wall components with various bracing materials. Anchor bolts and hold-downs at foundations, including foundation material and configuration variations. Load path connections from top of cripple wall or foundation sill plates to floor systems above (including variants that occur commonly in retrofit). Foundations resisting primarily shear loads. Foundations resisting overturning loads from retrofit. For medium height cripple walls, hold-downs at foundations, including foundation material and configuration variations. For the third portion of the task, based on information previously developed and available assessment tools, components and load path connections that require assessment will be identified, and methodologies for both prescriptive and engineered assessments will be developed considering the following: 14 1: Prestandard Development Plan ATC-110 Intended scope of assessment. Available assessment tools (e.g., FEMA P-50, ASCE 41). Full-building versus deficiency-only assessments. Prescriptive versus engineered assessment concepts. Assessment tools will be developed to the point where they are ready for implementation. Team: A group consisting of two lead structural engineers, two staff structural engineers, one geotechnical engineer, and one construction practitioner. The researchers involved in Task 1.3.1. 1.3.3 Development of Retrofit Methods This task will provide prescriptive design solutions for retrofit of as many commonly occurring field conditions as possible (variations in existing asbuilt conditions, etc.) and provide engineering design methods and tools for use where engineered design is required or chosen. Tasks include: Identification of components and connections requiring retrofit. Development of engineering methodology for design of retrofit. Development of prescriptive details for retrofit of commonly occurring configurations. Details of Study: It is anticipated that the development of prescriptive and engineered retrofit procedures will occur in parallel, and that the engineering methodology will guide the design of prescriptive retrofit methods. Steps in the development of prescriptive retrofit procedures will include: Defining the scope of dwellings to which the procedures can be applied. Developing example buildings to use as a basis for proportioning of retrofit. Development of typical details. Development of plan sets based on the previous information. Steps in development of the engineered retrofit procedures include: Development of the minimum engineering considerations. ATC-110 1: Prestandard Development Plan 15 Development of tools to assist the designer, possibly including analysis shortcuts, and tabulated engineering properties for use in analysis. Team: A group of three lead structural engineers, three staff structural engineers, one geotechnical engineer, one construction practitioner, and one CAD drafter. 1.3.4 Development of Draft Prestandard Provisions This task will transform retrofit procedures developed in Task 1.3.3 into technical provisions of the prestandard, including development of standard language and appropriate documentation format. Team: A group of two lead structural engineers, one staff structural engineer, one construction practitioner, and one CAD drafter. 1.4 House or Room over Garage Section 1.4 addresses wood light-frame dwellings with a living space over open front garages which are either unbraced or have minimal lateral bracing and an apparent weak first story at the lowest occupied story, including: Single or multi-level residential units over a first story consisting of a garage or a combination of a garage and living spaces. Two story ranch-style configurations which include bedrooms or other occupancies directly above or partially above a garage. Related conditions such as horizontal offsets within the vertical (gravity) force-resisting systems, with or without a discontinuous floor diaphragm. Typical damage modes would include excessive drift in the lower weak story relative to the upper story resulting in significant damage and possibly a partial or complete weak story collapse. Section 1.4 addresses the assessment and retrofit of: 16 Weak stories relative to the structure above. First story wall panel elements, including the attachments to the superstructure above and the existing or new foundation system. Second floor diaphragm and collector elements – specifically their ability to transfer superstructure inertial loads to first level lateral force-resisting elements. 1: Prestandard Development Plan ATC-110 Existing or new foundation systems supporting existing weak story elements. Anticipated retrofitting schemes which will be developed under Section 1.4 include: Sheathing of existing wall systems adjacent to garage openings or other weak wall lines, in conjunction with hold-downs and new or retrofitted foundation systems. Addition of steel moment frame systems. Addition of cantilevered columns adjacent to garage openings. Sheathing of interior transverse walls at the rear of garage spaces, including new foundation systems. Addition of diaphragm retrofit (sheathing) and collector and /or chord elements to the underside of the first occupied level. Development plan tasks related to assessment and retrofit are summarized in Table 1.4-1. Table 1.4-1 Tasks Related to Assessment and Retrofit Research or Study Estimated Timeline 1.4.1 Analytical investigations Mos. 1-18 1.4.2 Detailed investigation of load path and development of assessment procedures 1.4.3 Development of retrofit methods 1.4.4 Development of prestandard provisions Mos. 9-27 1.4.1 Mos. 18-36 Mos. 24-36 Analytical Investigations Analytical investigations will study seismic demand at the lower level of multi-level residential dwellings associated with the targeted seismic performance measures and criteria developed under Section 1.2. The purpose of the study will be to determine the seismic demand and the distribution of this demand at the first level as it correlates to varying horizontal geometries, vertical geometries, and bracing materials in the superstructure and lower level wall systems. This study is intended to provide analytical results that will serve as a basis for tasks in Section 1.4 that follow. Details of Study: Example dwellings will be surveyed and designed as necessary to facilitate the analytical studies. Sample building types may include: ATC-110 1: Prestandard Development Plan 17 18 o Single level house or room over garage (two-stories). o Single family and multi-family flats (multi-level above garage- three stories maximum). o Ranch-style houses with second floor systems at the same elevation above the ground floor. o Structures with first story heights ranging from seven to ten feet. o Structures with non-rectangular plan geometries (e.g., L-shaped and T-shaped). Building upon Section 1.3.1, available test data will be collected which describes in-plane load deflection behavior of bracing wall components and available full-building test data. Appropriate analytical characterizations of bracing systems will be established. Four existing wall sheathing materials will be selected to capture a range of materials and material conditions. Possible exterior materials include stucco, horizontal wood siding, T1-11 siding, diagonal sheathing with stucco, with either gypsum board or plaster on the inside. The selection of materials will include consideration of how common they are, how much they affect behavior, and availability of data from which to develop modeling. Three variations in percent open along the garage front with variations in the existing pier width to aid in development of assessment methodology. Retrofit schemes will be developed by considering the addition of sheathing materials (e.g., wood structural wall panels in combination with the above listed existing wall sheathings), steel portal frames and cantilevered columns. Additional retrofitting systems may also be developed. Consideration will be given to superstructure size, strength, and bracing materials (e.g., assume three combinations varying number of stories with strength and stiffness; note: propagation of yielding is currently being investigated in the pilot study). Available test data will be collected for in-plane load deflection behavior of proprietary slender bracing wall systems which are publically available (e.g., Simpson Strong Wall, Hardy Frame, etc.). Non-linear response history analyses will be conducted on threedimensional building models to determine probabilities of exceedance of 1: Prestandard Development Plan ATC-110 acceptance criteria under pre-determined seismic hazard levels. P- effects will be included however vertical excitation will be ignored. Limited studies will be conducted to determine the effects of foundation flexibility on seismic demand and variation in the distribution of seismic demand at the first level as well as on targeted seismic performance measures. Level of seismicity may include IRC SDC C/D0, D1, D2,max. Analytical studies will determine sensitivity to variants; variants of greater importance will be studied in greater detail. Assume a minimum of 60 building combinations including existing and retrofitted conditions. General goals of the analytical investigations are assumed to include the following: o Determination of seismic demands (force and displacements) and the distribution of seismic demands at the first story. o Determination of the relative seismic demands (force and displacement) of the lower story relative to the upper stories as a base line for the development of retrofitting schemes. o Sensitivity or degree to which increasingly narrower pier widths of various construction materials lead to excessive drift and increased probability of collapse. Compare to acceptance requirements developed under Section 1.2.2 (Development of Performance Measures and Criteria). Diaphragm flexibility, deflection and torsional response are thought to potentially influence seismic force distribution and will be investigated in analytical work. From these analytical studies, recommendations will be made regarding characterizing the demand and distribution of demand for subsequent assessment and retrofit tasks. A performance summary of variants will be developed that identifies what existing configurations and retrofit solutions meet the performance objectives. Validation comparisons of analytical modeling will be conducted when possible, with limited comparisons to component, assembly, or fullbuilding test results, or comparisons to other accepted analysis results available. These test results will be found in technical journals, academic theses, proprietary test reports (if permission for access can be obtained), etc. In this context, validation means the use of test results other than those used to develop or calibrate the models or analytical equations. ATC-110 1: Prestandard Development Plan 19 Based upon the global retrofitting schemes developed, appropriate determination of code-based design parameters (R, Cd, Ώo) will be performed using FEMA P695 methodologies, which can be used for subsequent prescriptive and engineered design solutions. Team: Two researchers assisted by two graduate students (one graduate student per researcher). An independent analysis peer reviewer, either researcher or practitioner. A resource group of two structural engineers, one construction practitioners to identify building parameters and variations and provide other required input to researcher. 1.4.2 Investigation of Load Path and Development of Assessment Procedures There are three primary purposes of this task: Establish a method by which first story wall bracing and its load path can be compared to the demands identified in Section 1.4.1. Quantify the capacities of wall components and load path connections from existing test and design information in order to gage acceptability. Identify methodologies for assessing the acceptability of existing construction and identifying houses that require retrofit. Details of Study: General activities required at the start are: Establish component and load path connection capacities and identify method for comparison of capacities with demands identified in Section 1.4.1. To the extent possible, this should address capacities of both original construction and common retrofit approaches. Collect available assessment criteria and establish assessment methodologies for both prescriptive and engineered assessment methods. For the first activity, a methodology for comparison of demand and capacity will be established. It will be decided whether this comparison is made at code level forces, by capacity methodologies, or other methods, considering factors and/or other modifiers. Assessment methods and load path checks will be derived from the results of analytical studies conducted under Section 1.4.1. 20 1: Prestandard Development Plan ATC-110 For the second activity, available test data describing in-plane load deflection behavior of bracing wall components and load path connections will be collected and supplemented by engineering calculations where necessary. Capacities of commonly occurring bracing materials and connections will be developed where possible for comparison of demands. Capacities of load path details commonly used in retrofits will be developed where possible. Example components and connections include: Lower level wall components with various bracing materials. Anchor bolts to foundations, including foundation material and configuration variations. Load path connections from the foundation sill plate to the underside of the upper story including non-typical variants that occur commonly in retrofits. Foundations resisting primarily shear loads. Foundations resisting overturning loads from retrofit. For the third activity, based on information previously developed and available assessment tools, components and load path connections that require assessment will be identified, and methodologies for both prescriptive and engineered assessments will be developed considering the following: Intended scope of assessment. Available assessment tools (e.g., FEMA P-50, ASCE 41). Full-building versus deficiency-only assessments. Prescriptive versus engineered assessment concepts. Assessment tools will be developed to the point where they are ready for implementation. Team: A group consisting of two structural engineers, two staff engineers and one construction practitioner, and one geotechnical engineer. The researcher(s) involved in Section 1.4.1. 1.4.3 Development of Retrofit Methods The purpose of this task is to provide prescriptive design solutions for the retrofit of as many commonly occurring conditions as possible, and provide engineering design methods and tools for use where engineered design is ATC-110 1: Prestandard Development Plan 21 required or chosen. Triggers will also be established for those conditions where engineered solutions will be required. Details of Study: It is anticipated that the development of prescriptive and engineered retrofit procedures will occur in parallel, and that the engineering methodology will guide the design of prescriptive retrofit methods. Steps in the development of prescriptive retrofit procedures will include: Defining the scope of dwellings to which the procedures can be applied. Developing example buildings to use as a basis for proportioning of retrofits. Developing typical details. Developing plan sets which incorporate the items above. Steps in development of the engineered retrofit procedures include: Development of the engineering methodology. Development of tools to assist the designer, possibly including analysis shortcuts and tabulated engineering properties for use in analysis. Team: A group of two lead engineers, two staff structural engineers, one construction practitioner, one geotechnical engineer and one CAD drafter 1.4.4 Development of Prestandard Provisions The purpose of this task is to transform retrofitting procedures developed in Section 1.4.3 into prestandard provisions, including development of standard language and appropriate documentation format. Team: A group of two lead structural engineers, one staff structural engineer, one construction practitioner and one CAD drafter. 22 1: Prestandard Development Plan ATC-110 1.5 Hillside Dwellings Section 1.5 addresses wood light-frame dwellings with a crawlspace below the lowest framed floor, including the following dwelling configurations: Dwellings with cripple wall systems sited on slight to steep sloped hillsides with a crawlspace below all or a portion of the framed floors. Dwellings on moderate to steep sloped hillsides with wood light-frame post and beam systems that have no bracing, have wood or steel diagonal bracing, or have skirt walls, when retrofit using cripple wall or base level diaphragm solutions. Side cripple walls on stepped continuous foundations. Cripple walls on sloped continuous foundations (i.e. foundation top and bottom faces cast at same slope as the hillside without steps; this is common in California hillside homes). Foundation systems may include shallow continuous foundations, shallow isolated foundations, or deep foundations (such as drilled piers) with or without connecting grade beams. Figure 1-1 illustrates hillside dwelling terminology used in this section. Figure 1-1 Hillside dwelling terminology. Section 1.5 addresses the assessment and retrofit of: Anchorage to the uphill foundation for dwellings on sloped sites. In coordination with Section 1.3, this will consider a zero height cripple wall on the uphill foundation side in combination with side walls and with downhill cripple walls that are short, medium and tall, in order to establish distribution of demand, anchorage requirements at the uphill foundation, and deformation limitations at the side and downhill cripple walls. This will consider both conventional anchorage approaches and ATC-110 1: Prestandard Development Plan 23 the anchorage of the base level diaphragm approached developed by the City of Los Angeles for hillside dwellings. Tall downhill and sloped or stepped side cripple walls on steeply sloped sites. Diagonal bracing systems for post and pier dwellings on steeply sloped sites. Under Section 1.5: Tall cripple walls are thought to have significant contributions to displacement due to overturning, and possibly due to foundation and soil deformations. Analytical modeling will consider these effects. Development plan tasks related to assessment and retrofit are summarized in Table 1.5-1. Table 1.5-1 Tasks Related to Hillside Dwellings Research or Study Estimated Timeline 1.5.1 Analytical investigations Side cripple wall 2-D detailed study Mos. 1-6 Cripple wall dwelling study Mos. 6-18 Base level diaphragm study Mos. 12-24 1.5.2 Investigation of load path and development of assessment procedures 1.5.3 Development of retrofit procedures 1.5.4 Development of prestandard provisions 1.5.1 Mos. 9-27 Mos. 18-30 Mos. 24-36 Analytical Investigations These analytical investigations build on results of investigations from Sections 1.3 and 1.4. The purposes of this study are to Identify seismic demands for anchorage to uphill foundations. Identify seismic bracing systems that will provide adequate performance. Determine the seismic demand appropriate for design of retrofits. The study will look at two primary types of structural systems between the occupied floor and grade (cripple wall and post and beam) and determine bracing systems and retrofit methods. 24 Cripple wall two-dimensional detailed study: The effectiveness and performance issues for stepped and sloped side walls will be investigated. The purpose is to follow up on the cripple wall testing 1: Prestandard Development Plan ATC-110 conducted by Chai et al. (CUREE W-17, 2002) and identify whether there are systematic issues with the seismic performance of stepped or sloped cripple walls. A combination of non-linear static (push-over) analysis will be conducted. Planar models of cripple wall components are intended. Elements will be modeled on a detailed level (i.e. sheathing, framing members and fasteners will be modeled). Vertical loads will be investigated for cripple walls on sloped foundations to the extent that vertical loads affect seismic load path. In addition, this analysis effort will provide guidance to the following analytical efforts regarding best modeling of stepped and sloped cripple walls at the component level. Cripple wall dwelling analytical study: It is perceived that tall side walls and downhill walls may not adequately brace hillside dwellings. The stiffness requirements for effective tall downhill walls and stepped or sloped side walls will be evaluated to determine where such walls can be effective. Consideration of all possible sources of deformation, including foundation and soils deformation are seen to be potentially important to performance, and intended to be specifically evaluated to determine order of influence. Diaphragm flexibility will also be investigated to determine modeling approach required. Where downhill walls and side walls are effective, the magnitude and distribution of cripple wall and anchorage forces will be identified for assessment and retrofit. Nonlinear response history analysis will be conducted on three-dimensional building models to determine probabilities of exceedance of acceptance criteria. P-delta behavior will be included however vertical excitation will be ignored. Modeling will be at the component level (i.e. cripple wall). Base level diaphragm analytical study: Develop solutions that involve anchorage of the base level diaphragm to the uphill foundation (City of Los Angeles approach) as an alternative approach for either cripple wall dwellings or post and beam dwellings. Non-linear response history analysis will be conducted on three-dimensional building models to determine probabilities of exceedance of acceptance criteria. Analysis will develop force demands and deformation limits for design of retrofits. These studies are intended to provide analytical results that will serve as a basis for the tasks that follow in Sections 1.5.2, 1.5.3 and 1.5.4. No investigation of vertical ground motion is intended. P-delta effects are to be included in modeling, except as noted above. Elements will be modeled at the global component level (i.e., wall force-displacement hysteretic ATC-110 1: Prestandard Development Plan 25 behavior per unit length). For the latter two analyses, pancake modeling is acceptable. Details of Study: Existing hillside dwelling configurations will be surveyed to establish example buildings and define any required scope limits. Example dwellings will be designed as necessary to facilitate the analytical studies. Available test data for bracing components will be collected, evaluated, and appropriate analytical characterization of bracing systems established. Limited validation comparisons of analytical modeling will be conducted as possible. See Section 1.3.1 discussion. For the cripple wall two-dimensional detailed study the following variants will be evaluated: Variations in site slope leading to variations in number and height of steps (1:4, 1:3, 1:2, 1:1) (large step, small step). Variation in cripple wall sheathing material (stucco, wood structural panel, stucco and wood structural panel combined, T1-11). Cripple walls with wood structural panel retrofit. Sloped cripple walls (two variants to identify differences from stepped). For the cripple wall dwelling, the following variants will be evaluated (3-D model): Variations in site slope (1:4, 1:3, 1:2, 1:1). Variations in foundation system. Variations in site soil conditions. Variation in cripple wall sheathing material (stucco, wood structural panel, stucco and wood structural panel combined, T1-11). Cripple walls with wood structural panel retrofit. Variation in dwelling configuration (with and without partial occupied lower floors in downhill section, simple and more complex building plans). Level of seismicity (e.g., IRC SDC C/D0, D1, D2,max) For the base level diaphragm anchorage the following variants will be evaluated: 26 1: Prestandard Development Plan ATC-110 Variations in site slope (1:4, 1:3, 1:2, 1:1). Variation in dwelling configuration (with and without partial occupied lower floors in downhill section, simple and more complex building plans). Level of seismicity (e.g., IRC SDC C/D0, D1, D2,max). From these analytical studies, recommendations will be made regarding effectiveness of the systems, scoping required to assure effectiveness, characterization of the demand and distribution of demand for subsequent assessment and retrofit tasks. Team: Three researchers assisted by three graduate students (one graduate student per researcher). An independent analysis peer reviewer, either researcher or practitioner. A group consisting of two lead structural engineers, two staff structural engineers, one geotechnical engineer, and one construction practitioner. They will identify building parameters and variations and provide other required input to researcher. They will also perform building designs as required. 1.5.2 Investigation of Load Path and Development of Assessment Procedures There are three primary portions of this task: Establishment of a method by which bracing systems and their load path can be compared to the demands identified in Section 1.5.1. Quantification of the strength and stiffness of existing bracing systems and load path connections. Identification of methodologies for assessing the acceptability of existing construction and identifying houses that require retrofit. Details of Study: For the first portion, a methodology for comparison of demand and capacity will be established, building on the directions set in Tasks 1.2.2 and 1.3.2. It will be decided whether this comparison is made at a code level forces, by capacity methodologies, or other method. For the second portion, available test data describing in-plane load-deflection behavior of bracing systems and connections and fasteners in the seismic load path will be collected, and supplemented extensively by engineering ATC-110 1: Prestandard Development Plan 27 calculations. Strength and stiffness characteristics of commonly occurring bracing systems and connections will be developed where possible. Strength and stiffness of load path details used in retrofit will be developed where possible. Example systems and connections include: Tall downhill cripple walls. Stepped side cripple walls. Sloped side cripple walls. Anchorage to the uphill foundation for loads in both directions. For the third portion, based on information previously developed and available assessment tools, components and load path connections that require assessment will be identified, and methodologies for both prescriptive and engineered assessments will be developed. Assessment tools will be developed to the point where they are ready for implementation. Team: A group of two lead structural engineers, two staff structural engineers, one geotechnical engineer, and one construction practitioner. The researchers involved in Task 1.5.1. 1.5.3 Development of Retrofit Methods The retrofit methods will first address engineered design methodologies. Where possible prescriptive bracing methodologies will be developed. Details of Study: It is anticipated that development of engineered retrofit procedures will occur first, and that the engineering methodology will guide the design of prescriptive retrofit methods. Steps in development of the engineered retrofit procedures include development of the engineering methodology and development of tools to assist the designer, possibly including analysis shortcuts and tabulated engineering properties for use in analysis. Steps in the development of prescriptive retrofit procedures will include defining the scope of dwellings to which the procedures can be applied, developing example buildings to use as a basis for proportioning of retrofit, development of typical details, and development of plan sets based on the previous information. 28 1: Prestandard Development Plan ATC-110 Team: A group of two lead structural engineers, two staff structural engineers, one geotechnical engineer, one construction practitioner, and one CAD drafter. 1.5.4 Development of Prestandard Provisions Transform retrofit procedures developed in Task 1.5.3 into prestandard provisions, including development of standard language and appropriate documentation format. Team: A group of two lead structural engineers, one staff structural engineer, one construction practitioner, and one CAD drafter. 1.6 Split-Level Dwellings Section 1.6 addresses wood light-frame dwellings with split-level configurations. The term split level refers to dwelling configurations which include vertical offsets greater than the depth of the floor framing members. Such offsets are commonly approximately one-half story tall. Figure 1-2 shows a commonly occurring split-level configuration occurring in combination with a room-over-garage condition. Figure 1-2 Front elevation of common split-level dwelling configuration. Development plan tasks related to assessment and retrofit are summarized in Table 1.6-1. ATC-110 1: Prestandard Development Plan 29 Table 1.6-1 Tasks Related to Split-level Dwellings Research or Study Estimated Timeline 1.6.1 Analytical investigations Mos. 1-12 1.6.2 Investigation of load path and development of assessment procedures Mos. 6-18 1.6.3 Development of retrofit procedures 1.6.4 Development of prestandard provisions Mos. 6-18 Mos. 18-24 1.6.1 Analytical Investigations The purposes of this study are: Identification of the behavior of concern leading to significant damage to and partial collapses of split-level dwellings. Determination of the seismic force and deformation demands appropriate for design of retrofits. Non-linear response-history analysis will be conducted. Elements will be modeled on a component level (i.e. wall components), except that special attention will be paid to linking of the structures at the vertical offset to identify force and deformation demands. No investigation of vertical ground motion is intended. P-delta effects are to be included in modeling. Elements will be modeled at the global component level (i.e., cripple wall force-displacement hysteretic behavior per unit length). The analytical studies are intended to provide big-picture guidance regarding vulnerabilities and general directions for mitigation. Once general direction is developed, it is anticipated that standard engineering calculations will be primarily relied upon for design guidance. Details of Study: The performance of split-level dwellings is believed to be primarily related to deformation compatibility issues at the split-level interface. Damage is believed to be primarily related to the deformation capacity being exceeded. Available retrofit details provide positive ties between the two sides, but the force and deformation capacities required for adequate performance are not known. Surveying of existing split-level dwellings to capture the range of commonly occurring configurations and construction will be necessary at the start of the analytical investigations. 30 1: Prestandard Development Plan ATC-110 Example dwellings will be designed as necessary to facilitate the analytical studies. Available test data for bracing components (including the work of Tasks 1.3, 1.4 and 1.5) will be collected, evaluated, and appropriate analytical characterization of bracing systems established. Limited validation comparisons of analytical modeling will be conducted as possible, as described in Section 1.3.1. The following variants will be evaluated: Four variants of dwelling configuration including two cripple wall dwellings and two slab-on-grade dwellings. Three variants of change in floor elevation at the split level. Two variants in number of stories. Two variants of cripple wall bracing. Two variants of garage front bracing. Four variants of retrofit approaches including two with direct connection to the common wall and two with collectors. Team: Two researchers assisted by two graduate students (one graduate student per researcher). An independent analysis peer reviewer, either researcher or practitioner A resource group of two engineering and one construction practitioners to identify building parameters and variations and provide other required input to researcher 1.6.2 & 1.6.3 Investigation of Load Path and Development of Assessment and Retrofit Procedures The primary objectives of these tasks are: Identify split-level configurations and detailing that are of concern. Identify appropriate strategies for mitigating life-safety issues related to split-level behavior. Identify approaches to either force or deformation capacity needed for performance. Develop methodologies for assessment of existing conditions Develop retrofit details. ATC-110 1: Prestandard Development Plan 31 Details of Study: It is anticipated that development of prescriptive and engineered assessment and retrofit procedures will be occur in parallel, and that the engineering methodology will guide the design of prescriptive retrofit methods. Steps in the development of prescriptive retrofit procedures will include defining the scope of dwellings to which the procedures can be applied, developing example buildings to use as a basis for proportioning of retrofit, development of typical details, and development of plan sets based on the previous information. Steps in development of the engineered retrofit procedures include development of the engineering methodology and development of tools to assist the designer, possibly including analysis shortcuts and tabulated engineering properties for use in analysis. Team: A group of two lead structural engineers, 2 staff structural engineers, and one construction practitioner. The researchers involved in Task 1.6.1. A CAD drafter. 1.6.4 Development of Prestandard Provisions Transform retrofit procedures developed in Task 1.6.2 into prestandard provisions, including development of standard language and appropriate documentation format. Team: A group of two lead structural engineers, 2 staff structural engineers, one construction practitioner, and a CAD drafter. 1.7 Inadequate Wall Bracing – Occupied Spaces This section addresses wood light-frame dwellings with inadequate wall bracing within the occupied spaces, including: 32 One story buildings or the first story of a multi-level building excluding garage areas, which have inadequate wall bracing in any of the principal directions. 1: Prestandard Development Plan ATC-110 The assessment of cripple walls and any foundation systems either on related flat sites or hillside conditions (addressed in Sections 1.3 and 1.5 respectively). Typical damage modes would include: Large permanent drifts in the first story leading to significant cracking of the vertical interior and exterior wall systems, Partial or complete weak story collapse, Compromised function of both interior and exterior doors and windows due to racking, Damage to exterior glazing systems, gypsum board or plaster ceilings, Damage to non-ductile mechanical, electrical and plumbing systems. Section 1.7 addresses the assessment and retrofit of: Existing perimeter and interior bearing and non-bearing wall elements that comprise the key elements of the vertical force-resisting system. Attachment of exterior and interior bearing and non-bearing wall elements to the superstructure above and to the existing or new foundation system. Second level diaphragm and collector elements – specifically their ability to transfer superstructure inertial loads to first level lateral-force resisting elements. Existing or new foundation required for the support of those wall systems participating as lateral-force-resisting elements. Anticipated retrofit schemes which will be developed under Section 1.7 include: Sheathing of existing perimeter and interior bearing wall elements that comprise the key elements of the gravity force-resisting system. Sheathing of existing interior non-bearing wall elements at strategic locations to increase lateral strength of the overall lateral force-resisting system. Introduction of new exterior or interior sheathed wall systems to increase lateral strength. Addition of new concrete foundation systems as required to properly support the new or existing elements of the first story lateral forceresisting system. ATC-110 1: Prestandard Development Plan 33 Addition of new perimeter or interior steel moment frames, including new foundation systems and attachments to increase lateral strength. This is assumed to be an engineering approach and non-prescriptive New attachments at the top and base of new or existing wall elements. Proper attachment for existing exterior wood panel systems such as T111 siding. Development plan tasks related to assessment and retrofit are summarized in Table 1.7-1. Table 1.7-1 Tasks Related to Assessment and Retrofit of homes with inadequate Wall Bracing within the Occupied Space Research or Study Estimated Timeline 1.7.1 Analytical investigations Mos. 1-18 1.7.2 Investigation of load path and development of assessment procedures 1.7.3 Development of retrofit methods 1.7.4 Development of prestandard provisions Mos. 12-24 1.7.1 Mos. 18-30 Mos. 30-36 Analytical Investigations Analytical investigations will study the seismic demand at the lower level of single or multi-level residential dwellings associated with the targeted seismic performance measures and criteria developed under Section 1.2. The purpose of the study will be to determine the seismic demand and the distribution of this demand at the first level as it correlates to varying horizontal geometries, vertical geometries, and bracing materials in the superstructure and lower level wall systems. Specifically, this study addresses wall systems that appear to have excessive glazing on one or more exterior walls lines and /or inadequate sheathing to laterally support lateral loads. This study will also investigate the effectiveness of interior bearing and non-bearing walls on the distribution of forces and overall building drifts. This study is intended to provide analytical results that will serve as a basis for tasks in Section 1.7 that follow. FEMA P-807 will be studied to determine whether it will have direct applicability to this effort. Details of Study: Example dwellings will be surveyed and designed as necessary to facilitate the analytical studies. Sample building types may include: o 34 Single or multi-level residential buildings with rectangular or nonrectangular plan geometries (e.g., L-shaped and T-shaped). 1: Prestandard Development Plan ATC-110 o Plan configurations with limited solid wall panel systems at the perimeter. o Plan configurations with large open spaces which may result in disproportionately higher loads to both perimeter and interior wall panel systems. o Structures with first story heights ranging from eight to ten feet. Collect available data pertaining to the seismic response of wood lightframe buildings with inadequate wall bracing within the occupied space. Collect available data pertaining to excessive building drifts within light wood frame buildings and associated damage to critical non-structural components such as gas, heating, plumbing and typical exterior glazing. The survey of existing analytical studies on inadequate wood buildings Building upon Section 1.3.1, available test data will be collected which describes in-plane load deflection behavior of bracing wall components and available full-building test data. Appropriate analytical characterizations of bracing systems will be established. Four existing wall sheathing materials will be selected to capture a range of materials and material conditions. Possible materials include stucco, horizontal wood siding, T1-11 siding, exterior gypsum board with stucco, interior gypsum board, and plaster. Selection of materials will include consideration of how common they are, how much they affect behavior, and availability of data from which to develop modeling. Retrofit schemes will be developed by considering the addition of sheathing materials (e.g., wood structural wall panels in combination with the above listed existing wall sheathings), steel portal frames and cantilevered columns. Additional retrofitting systems may also be developed. Consideration will be given to superstructure size, strength, and bracing materials. Non-linear response history analyses will be conducted on threedimensional building models to determine probabilities of exceedance of acceptance criteria under pre-determined seismic hazard levels. Pancake modeling is acceptable. No investigation of vertical ground motion is intended. P-delta effects are to be included in modeling. Elements will be modeled at the global component level. Level of seismicity may include IRC SDC C/D0, D1, D2,max. ATC-110 1: Prestandard Development Plan 35 36 Analytical studies will determine sensitivity to variants; variants of greater importance will be studied in greater detail. Assume a minimum of 60 building combinations including existing and retrofitted conditions. General goals of the analytical investigations are assumed to include the following: o Determination of seismic demands (force and displacements) and the distribution of seismic demands at the first story. o Determination of the relative seismic demands (force and displacement) of the lower story relative to the upper stories as a base line for the development of retrofitting schemes. o Sensitivity or degree to which increasingly narrow pier widths of various construction materials lead to excessive drift and increased probability of collapse. Compare to acceptance requirements developed under Section 1.2.2 (Development of Performance Measures and Criteria). o Sensitivity or degree to which interior bearing and non-bearing wall partitions may decrease excessive drift and decrease probability of collapse. o Overturning study of wall panels of varying aspect ratios (with the goal of determining a prescriptive methodology for higher aspect ratio walls or hold-downs). Diaphragm flexibility, deflection and torsional response are thought to potentially influence seismic force distribution and will be investigated in analytical work. From these analytical studies, recommendations will be made regarding characterizing the demand and distribution of demand for subsequent assessment and retrofit tasks. A performance summary of variants will be developed that identifies what existing configurations and retrofit solutions meet the performance objectives. Validation comparisons of analytical modeling will be conducted when possible, with limited comparisons to component, assembly, or fullbuilding test results, or comparisons to other accepted analysis results available. These test results will be found in technical journals, academic theses, proprietary test reports (if permission for access can be obtained), etc. In this context, validation means the use of test results other than those used to develop or calibrate the models or analytical equations. 1: Prestandard Development Plan ATC-110 Based upon the global retrofitting schemes developed, appropriate determination of code-based design parameters (R, Cd, Ώo) will be performed using FEMA P695 methodologies, which can be used for subsequent prescriptive and engineered design solutions. Team: Two researchers assisted by two graduate students (one graduate student per researcher). An independent analysis peer reviewer, either researcher or practitioner. A resource group of two engineering and one construction practitioners to identify building parameters and variations and provide other required input to researcher. 1.7.2 Investigation of Load Path and Development of Assessment Procedures There are three primary purposes of this task: Establish a method by which first story wall bracing and its load path can be compared to the demands identified in Section 1.7.1. Quantify the capacities of wall components and load path connections, as well as identify excessive drifts, from existing test and design information in order to gage acceptability. Identify methodologies for assessing the acceptability of existing construction. Details of Study: General activities required at the start are: Establish component and load path connection capacities and identify method for comparison of capacities with demands identified in Task 1.7.1. To the extent possible, this should address capacities of both original construction and common retrofit approaches. Collect available assessment criteria and establish assessment methodologies for both prescriptive and engineered assessment methods. For the first purpose, a methodology for comparison of demand and capacity will be established. A methodology for comparison of deformations which would result in permanent residual drifts thus causing extensive structural and non-structural damage will also be established. It will be decided whether this comparison is made at code level forces, by capacity methodologies, or other method. ATC-110 1: Prestandard Development Plan 37 For the second purpose, available test data describing in-plane load deflection behavior of bracing wall components and load path connections will be collected and supplemented by engineering calculations where necessary. Capacities of commonly occurring bracing materials and connections will be developed where possible. Capacities of load path details commonly used in retrofits will be developed where possible. Associated first-level drifts which might lead to extensive non-structural damage will also be determined and may be used as secondary acceptance criteria. Example assemblies and building conditions may include the following: Lower level exterior wall components with various bracing materials. Interior wall components with various bracing materials. Connections of roof or second floor members to areas of first level bracing. Anchor bolts to foundations of limited wall sections, including foundation material and configuration variations. Load path connections from the foundation sill plate (where occurs) to the underside of the upper story including non-typical variants that occur commonly in retrofits. Foundations resisting primarily shear loads. Foundations resisting overturning loads from retrofit. For the third purpose, based on information previously developed and available assessment tools, components and load path connections such as anchor bolt to foundations and roof or floor diaphragm vertical wall elements that require assessment will be identified, and methodologies for both prescriptive and engineered assessments will be developed considering the following: Intended scope of assessment. Available assessment tools (e.g., FEMA P-50, ASCE 41). Full-building versus deficiency-only assessments. Prescriptive versus engineered assessment concepts. Team: A group consisting of two lead engineers, two staff engineers and one construction practitioner. The researcher involved in Section 1.7.1. Timeline: 38 1: Prestandard Development Plan ATC-110 This study will take approximately 12 months, thought to occur in months 12 to 24 of the overall timeline. 1.7.3 Development of Retrofit Methods The purpose of this task is to provide prescriptive design solutions for the retrofit of as many commonly occurring conditions as possible, and provide engineering design methods and tools for use where engineered design is required or chosen. Triggers will also be established for those conditions where engineered solutions will be required. Based upon the wider range of possible plan and geometric configurations, which now may include interior partition walls and greater consideration of full wall opening versus punched wall opening, it is anticipated that fewer prescriptive solutions may be available as compared to the development of engineering guidelines. Details of Study: It is anticipated that development of prescriptive and engineered retrofit procedures will occur in parallel, and that the engineering methodology will guide the design of prescriptive retrofit methods. Steps in the development of prescriptive retrofit procedures will include: Defining the scope of dwellings to which the procedures can be applied. Developing example buildings to use as a basis for proportioning of retrofits. Developing typical details. Developing plan sets which incorporate the items above. Steps in development of the engineered retrofitting procedures include: Development of the engineering methodology. Development of tools to assist the designer, possibly including analysis shortcuts and tabulated engineering properties for use in analysis. While unknown at this time, it is currently assumed that fewer prescriptive solutions may be developed and that a great emphasis may need to be put on engineering and engineering-assisted solutions. Team: A group of three lead engineers and three staff engineers, one construction practitioner, and one drafter. ATC-110 1: Prestandard Development Plan 39 1.7.4 Development of Prestandard Provisions The purpose of this task is to transform retrofit procedures developed in Task 1.7.3 into prestandard provisions, including development of standard language and appropriate documentation format. Team: A group of two lead engineers, one staff engineer, one construction practitioner, and one drafter. 1.8 Anchorage of Slab on Grade Dwellings Section 1.8 addresses the anchorage one or two story light-frame dwellings to slab-on-grade foundation systems including: Single and possibly multi-level residential units supported completely by a slab-on-grade foundation system with various plan configurations. Note that the performance of the interior and wall systems will be evaluated under Section 1.3 and 1.7. Attachment of exterior stucco to the sill plate including conditions with the weep screed will be evaluated in section 1.3. Typical damage modes would include failure of the mudsill to concrete slab on grade foundation elements resulting in displacement of the superstructure relative to the slab-on-grade/foundation system and localized damage. Section 1.8 addresses the assessment and retrofit of: Anchorage of ground-level wall panel systems, including perimeter and interior bearing and non-bearing walls of various material compositions. Attachment of ground-level interior and exterior walls to the diaphragm above. Anticipated retrofitting schemes, which will be developed under Section 1.8, include: Installation of additional wall to foundation slab anchorage for interior and exterior wall systems utilizing expansion or adhesive anchors. New attachments at the top of interior non-bearing partitions to the floor or roof diaphragm where they can be utilized as new braced wall panels. Development plan tasks related to assessment and retrofit are summarized in Table 1.8-1. 40 1: Prestandard Development Plan ATC-110 Table 1.8-1 Tasks Related to Anchorage of Slab on Grade Dwellings Research or Study Estimated Timeline 1.8.1 Analytical investigations Mos. 1-6 1.8.2 Investigation of load path and development of assessment procedures 1.8.3 Development of retrofit methods 1.8.4 Development of prestandard provisions Mos. 6-12 1.8.1 Mos. 12-18 Mos. 18-24 Analytical Investigations Analytical investigations will study the seismic demand and variation in seismic demand distribution at the interface of the first floor wall systems to the slab on grade foundation system with the targeted seismic performance measures and criteria developed under Section 1.2. This study will also investigate the effectiveness of interior bearing and non-bearing walls on the distribution of forces and overall building anchorage. This study is intended to provide analytical results that will serve as a basis for tasks in Section 1.8 that follow. Details of Study: Example dwellings will be surveyed and designed as necessary to facilitate the analytical studies. Sample building types may include: o Single or multi-level residential units with rectangular or more complex plan geometries (e.g., L-shaped and T-shaped). o Plan configurations with limited exterior solid wall panel systems at the perimeter. o Plan configurations with large open spaces which may result in disproportionately higher loads to both perimeter and interior wall panel systems. o Structures with first floor heights ranging from eight to ten feet. Building upon Section 1.3.1, available test data will be collected which describes in-plane load deflection behavior of bracing wall components and available full-building test data. Appropriate analytical characterization of bracing systems will be established. Four existing wall sheathing materials will be selected to capture a range of materials and material conditions. Possible materials include stucco, horizontal wood siding, T1-11 siding, exterior gypsum board with stucco, interior gypsum board and plaster. Selection of materials will ATC-110 1: Prestandard Development Plan 41 include consideration of how common they are, how much they affect behavior, and availability of data from which to develop modeling. 42 Retrofit schemes will be developed by considering accurately proportioned lateral loads to both exterior and interior wall elements and supplementing existing anchorage where appropriate. Consideration will be given to superstructure size, strength, and bracing materials. Limited non-linear response history analyses may be conducted on threedimensional building models to determine the distribution of forces and probabilities of exceedance of acceptance criteria under pre-determined seismic hazard levels. Pancake modeling is acceptable. No investigation of vertical ground motion is intended. P-delta effects are to be included in modeling. Elements will be modeled at the global component level Level of seismicity may include IRC SDC C/D0, D1, D2,max. Analytical studies will determine sensitivity to variants; variants of greater importance will be studied in greater detail. Assume a minimum of 20 building combinations including existing and retrofitted conditions. General goals of the analytical investigations are assumed to include the following: o Determination of seismic demands (forces) and the distribution of seismic demands at the first story. o Sensitivity or degree to which interior bearing and non-bearing wall partitions may decrease component anchorage damage and the probability of local collapse. From these analytical studies, recommendations will be made regarding characterizing the demand and distribution of demand for subsequent assessment and retrofit tasks. A performance summary of variants will be developed that identifies what existing configurations and retrofit solutions meet the performance objectives. Validation comparisons of analytical modeling will be conducted when possible, with limited comparisons to component, assembly, or fullbuilding test results, or comparisons to other accepted analysis results available. These test results will be found in technical journals, academic theses, proprietary test reports (if permission for access can be obtained), etc. In this context, validation means the use of test results 1: Prestandard Development Plan ATC-110 other than those used to develop or calibrate the models or analytical equations. Based upon the global retrofitting schemes developed, appropriate determination of code-based design parameters (R, Cd, ΏoΏo) will be performed using FEMA P695 methodologies, which can be used for subsequent prescriptive and engineered design solutions. Team: One researcher with one graduate student. An independent analysis peer reviewer, either researcher or practitioner. One engineering and one construction practitioner to identify building parameters and variations and provide other required input to researcher. 1.8.2 Investigation of Load Path and Development of Assessment Procedures There are three primary purposes of this task: Establish a method by which the first story wall to foundation load path can be compared to the demands identified in Section 1.8.1. Quantify the capacities of existing wall to slab connections both for existing and retrofitted conditions in order to gage acceptability. Identify methodologies for assessing the acceptability of existing construction and identifying conditions that require retrofit. Details of Study: General activities required at the start are: Establish component and load path connection capacities and identify method for comparison of capacities with demands identified in Section 1.8.1. To the extent possible, this should address capacities of both original construction and common retrofit approaches. Collect available assessment criteria and establish assessment methodologies for both prescriptive and engineered assessment methods. For the first purpose, a methodology for comparison of demand and capacity will be established. It will be decided whether this comparison is made at code level forces, by capacity methodologies, or other methods. For the second purpose, available test data describing in-plane, and possibly out-of-plane, wall components anchorage will be collected and supplemented by engineering calculations where necessary. Capacities of commonly ATC-110 1: Prestandard Development Plan 43 occurring connections will be developed. Capacities of load path details commonly used in retrofits will be developed. Example assemblies and building conditions may include the following: Connections of anchor bolts to foundations of longer as well as shorter wall sections, including various mudsill dimensions and variations in slab on grade systems. Foundation connections resisting primarily shear loads. Foundation connections resisting overturning loads from existing or retrofitted load paths. For the third purpose, based on information previously developed and available assessment tools, load path connections that require assessment will be identified, and methodologies for both prescriptive and engineered assessments will be developed considering the following: Intended scope of assessment. Available assessment tools (e.g., FEMA P-50, ASCE 41). Prescriptive versus engineered assessment concepts. Team: A group consisting of one lead engineer, one staff engineer and one construction practitioner. The researcher involved in Section 1.8.1. 1.8.3 Development of Retrofit Methods The purpose of this task is to provide prescriptive design solutions for the retrofit of as many commonly occurring conditions as possible and provide engineering design methods and tools for use where engineered design is required or chosen. Triggers will also be established for those conditions where engineered solutions will be required. Details of Study: It is anticipated that development of retrofit methodologies will be largely prescriptive but will guide engineering methodologies. Steps in the development of prescriptive retrofit procedures will include: 44 Defining the scope of dwellings to which the procedures can be applied. Developing example buildings to use as a basis for proportioning of retrofitting. 1: Prestandard Development Plan ATC-110 Developing typical details. Developing plan sets which incorporate the items above. Steps in development of the engineered retrofitting procedures include: Development of the engineering methodology. Development of tools to assist the designer, possibly including analysis shortcuts and tabulated engineering properties for use in analysis. Team: One lead engineer and one staff engineer, one construction practitioner, and one drafter. 1.8.4 Development of Prestandard Provisions The purpose of this task is to transform retrofitting procedures developed in Section 1.8.3 into prestandard provisions, including development of standard language and appropriate documentation format. Team: A group of lead engineering, one staff engineer, one construction practitioners, and one drafter. 1.9 Parts and Portions of Dwellings This section addresses: Parts and portions of dwellings, attached to and supported off of the dwelling, including decks, porches, porch roofs, stairs, landings, patio covers, carports. Masonry veneer. The focus of this section will be the compilation of existing research and design information and synthesis into practical prescriptive details and engineering guidance. Development of prescriptive details addressing commonly occurring configurations will be prioritized. Development plan tasks related to assessment and retrofit are summarized in Table 1.9-1. ATC-110 1: Prestandard Development Plan 45 Table 1.9-1 Tasks Related to Parts and Portions of Dwellings Research or Study Estimated Timeline 1.9.1 Compilation of resources Mos. 0-6 1.9.2 Investigation of load path and development of assessment procedures Mos. 6-18 1.9.3 Development of retrofit procedures 1.9.4 Development of prestandard provisions Mos. 6-18 Mos. 18-24 1.9.1 Compilation of Resources The purposes of this task are to compile and prioritize available information to guide tasks 1.9.2, 1.9.3 and 1.9.4. Available resources of interest are: Deck testing: Understanding the Lateral strength, Load Path and Occupant Loads of Exterior Decks, Brian Parsons, MS Thesis, Washington State University, 2012. Testing of structures with masonry veneer: Seismic Performance Tests of Masonry and Masonry Veneer, Klingner et al., 2010. Team: A group of one research, two lead structural engineers, and one construction practitioner. 1.9.2 & 1.9.3 Investigation of Load Path and Development of Assessment and Retrofit Procedures The primary portions of this task are: Identify configurations that need to be addressed. Identify appropriate strategies for mitigating seismic damage. Identify approach for quantifying mitigation criteria (force, deformation, etc.). Develop methodologies for assessment of existing conditions. Develop retrofit details. Team: A group of two lead structural engineers, one staff structural engineer, one construction practitioner, and one CAD drafter. The researcher involved in Task 1.9.1. 46 1: Prestandard Development Plan ATC-110 1.9.4 Development of Prestandard Provisions Transform retrofit procedures developed in Task 1.9.3 into prestandard provisions, including development of standard language and appropriate documentation format. Team: A group of one lead structural engineer, one construction practitioner, and one CAD drafter. 1.10 Recommendations and Priorities This section summarizes estimated budget requirements, recommended priorities and phasing, and approximate schedule for the development of the prestandard. 1.10.1 Summary of Program The overall program outlines a series of tasks and engineering studies to address key gaps in the current state-of-knowledge related to seismic assessment and retrofit of one- and two-family dwellings. The recommended tasks and engineering studies are intended to: (1) investigate the behavior of existing configurations and construction details associated with typical dwellings; (2) evaluate the expected seismic performance; (3) develop a simplified assessment methodology for identifying deficiencies without the need for engineering calculations; and (4) develop prescriptive retrofitting techniques that can be applied by non-engineers to eliminate deficiencies. The tasks are summarized in Table 1.10-1. Together, the recommended tasks and engineering studies cover the most common types of residential construction, and key deficiencies that have been known to perform poorly in past earthquakes. Nonlinear response history analyses are proposed to statistically investigate expected behavior and parametrically evaluate variable conditions. Extensive engineering calculations are anticipated to “pre-engineer” solutions for identified deficiencies. To cover a wide variety of existing conditions, reliably evaluate the expected seismic performance of multiple dwelling configurations, and perform the engineering studies required to develop solutions for many uncertain conditions, the overall program is necessarily comprehensive. Detailed information on the purpose of each task, the scope of the recommended analytical investigations, engineering studies, and the development of assessment and retrofit techniques was provided in the preceding sections. ATC-110 1: Prestandard Development Plan 47 1.10.2 Estimated Budget Requirements The total estimated budget for the tasks outlined in this development plan is summarized in Table 1.10-1. Table 1.10-1 Reference Section 1.2 Task or Engineering Study Estimated Budget General Requirements 1.2.1 Determine Initial Assessment and Retrofit Design Methodologies $110,000 1.2.2 Development of Performance Measures and Criteria $110,000 1.2.3 Prestandard Development $260,000 1.2.4 Development of Engineered Approach $160,000 1.2.5 Pilot Study - Cripple Walls $320,000 1.2.4 Pilot Study - Chimneys $180,000 1.3 Cripple Walls and Anchorage to Foundation 1.3.1 Analytical Investigations $300,000 1.3.2 Investigation of Load Path and Development of Assessment Procedures $160,000 1.3.3 Development of Retrofit Procedures $200,000 1.3.4 Development of Prestandard Provisions $110,000 1.4 House or Room over Garage 1.4.1 Analytical Investigations $280,000 1.4.2 Investigation of Load Path and Development of Assessment Procedures $210,000 1.4.3 Development of Retrofit Procedures $310,000 1.4.4 Development of Prestandard Provisions $170,000 1.5 Hillside Dwellings 1.5.1 Analytical Investigations $450,000 1.5.2 Investigation of Load Path and Development of Assessment Procedures $190,000 1.5.3 Development of Retrofit Procedures $310,000 1.5.4 Development of Prestandard Provisions $220,000 1.6 48 Summary of Proposed Tasks and Engineering Studies Split-Level Dwellings 1.6.1 Analytical Investigations $230,000 1.6.2 Investigation of Load Path and Development of Assessment Procedures $170,000 1.6.3 Development of Retrofit Procedures $180,000 1.6.4 Development of Prestandard Provisions $180,000 1: Prestandard Development Plan ATC-110 Table 1.10-1 Summary of Proposed Tasks and Engineering Studies (continued) Reference Section 1.7 Estimated Budget Task or Engineering Study Inadequate Wall Bracing – Occupied Spaces 1.7.1 Analytical Investigations $170,000 1.7.2 Investigation of Load Path and Development of Assessment Procedures $190,000 1.7.3 Development of Retrofit Procedures $230,000 1.7.4 Development of Prestandard Provisions $180,000 1.8 Anchorage of Slab-on-Grade Dwellings 1.8.1 Analytical Investigations $70,000 1.8.2 Investigation of Load Path and Development of Assessment Procedures $80,000 1.8.3 Development of Retrofit Procedures $110,000 1.8.4 Development of Prestandard Provisions $120,000 1.9 Parts and Portions of Dwellings 1.9.1 Compilation of resources $110,000 1.9.2 Investigation of Load Path and Development of Assessment Procedures $130,000 1.9.3 Development of Retrofit Procedures $150,000 1.9.4 Development of Prestandard Provisions $130,000 Total Estimated Budget $6,480,000 Estimated budget requirements by study area or dwelling type are summarized in Table 1.10-2. Table 1.10-2 Reference Section 1.2 Estimated Budget by Study Area or Dwelling Type Study Area or Dwelling Type General Requirements Estimated Budget $1,140,000 1.3 Cripple Walls and Anchorage to Foundation $770,000 1.4 House or Room over Garage or Deck $970,000 1.5 Hillside Dwellings 1.6 Split-Level Dwellings $760,000 1.7 Inadequate Wall Bracing – Occupied Spaces $770,000 1.8 Anchorage of Slab-on-Grade Dwellings $380,000 1.9 Parts and Portions of Dwellings $520,000 $1,170,000 Total Estimated Budget $6,480,000 In order to comprehensively investigate all parameters of interest, the number of permutations quickly rises to levels that are impractical to implement. As a result, the recommendations are a compromise between the need to cover ATC-110 1: Prestandard Development Plan 49 variation in important controlling parameters, and what can reasonably be accomplished in a limited time frame. In preparing budget estimates, individual tasks and engineering studies have been priced individually. Some consideration has been given to combining studies where feasible. It is anticipated that recommendations will evolve as implementation progresses, and that additional efficiencies will be realized as results become available, lessons are learned, and the state of knowledge improves on which parameters are most important. 1.10.3 Budget Assumptions Budgeting assumptions have been based on the traditional ATC project model, which consists of a Project Technical Director as technical lead, assisted by a group of researchers and practitioners on a Project Technical Committee responsible for managing and implementing the work, and one or more working groups responsible for performing the work. Working groups can consist of members of the Project Technical Committee assisted by graduate students or staff engineers. The following basic budget categories were included in the estimates for total project costs: Consultant services (lead practitioners, researchers, staff engineers and graduate students). Management, oversight, and review activities. Direct expenses (e.g., travel). Allowance for overhead. 1.10.4 Priority and Schedule Recommendations The list of tasks and engineering studies is comprehensive and ambitious, and practical implementation will require prioritization. Considerations for prioritization include: (1) the most common types of dwellings; (2) the most commonly observed deficiencies; (3) the severity of the consequences associated with each deficiency; (4) the likelihood of success in the development of prescriptive retrofit procedures; and (5) where retrofit would provide the most advantageous result. Based on the above considerations, Table 1.10-3 summarizes recommended prioritization of the tasks. 50 1: Prestandard Development Plan ATC-110 Table 1.10-3 Recommendations for Prioritization of Tasks Priority Level Task or Engineering Study Approximate Timeline 1 1.2 General Requirements 1 year 2 1.3 Cripple Walls and Anchorage to Foundation 1.4 House or Room over Garage 1.5 Hillside Dwellings 3 years 3 years 3 years 3 1.6 1.7 1.8 1.9 6 years 6 years 6 years 6 years Split-Level Dwellings Inadequate Wall Bracing- Occupied Spaces Anchorage of Slab-on-Grade Dwellings Parts and Portions of Dwellings Individual research or engineering studies contributing to each priority level are summarized in the sections that follow. 1.10.5 Priority Level 1 Completing studies on General Requirements is considered Priority Level 1 because these studies for the basis of the work that will be done on the other studies. Studies related to Priority Level 1 objectives are summarized in Table 1.10-4. Table 1.10-4 Reference Section 1.2 Priority Level 1 Studies Research or Engineering Study General Requirements Estimated Budget $1,140,000 Total Estimated Budget – Priority Level 1 $1,140,000 1.10.6 Priority Level 2 Studies related to Priority Level 2 objectives are summarized in Table 1.10-5. Table 1.10-5 Reference Section Priority Level 2 Studies Research or Engineering Study Estimated Budget 1.3 Cripple Walls and Anchorage to Foundation $770,000 1.4 House or Room over Garage $970,000 1.5 Hillside Dwellings $1,170,000 Total Estimated Budget – Priority Level 2 ATC-110 $2,910,000 1: Prestandard Development Plan 51 1.10.7 Priority Level 3 Studies related to Priority Level 3 objectives are summarized in Table 1.10-6. Table 1.10-6 Priority Level 3 Studies Reference Section Research or Engineering Study Estimated Budget 1.6 Split-Level Dwellings $760,000 1.7 Inadequate Wall Bracing – Occupied Spaces $770,000 1.8 Anchorage of Slab-on-Grade Dwellings $380,000 1.9 Parts and Portions of Dwellings $520,000 Total Estimated Budget – Priority Level 3 $2,430,000 1.10.8 Schedule The anticipated overall schedule to complete Priority Level 1, 2, and 3 studies is 6 years. A detailed schedule of Priority Level 1 and Priority Level 2 studies is shown in Figure 1-3. A detailed schedule of Priority Level 3 studies is shown in Figure 1-4. 1.10.9 Adoption into Codes and Standards As a prestandard, the eventual product of this work will need to pass through an ANSI-approved consensus process to become a standard. As a standard, it can be referenced in the building code and other relevant standards. Potential targets for adoption include future editions of the International Building Code (ICC, 2015), International Existing Building Code (ICC, 2015), International Residential Code (ICC, 2015), and ASCE 41-13 Seismic Assessment and Retrofit of Existing Buildings (ASCE, 2014). 52 1: Prestandard Development Plan ATC-110 ATC-110 1: Prestandard Development Plan 53 Figure 1-3 Detailed schedule of Priority Level 1 and Priority Level 2 studies. 54 1: Prestandard Development Plan ATC-110 Figure 1-4 Detailed schedule of Priority Level 3 studies. Appendix A Prestandard Outline and Recommended Scope PRESTANDARD SCOPE: The prestandard will comprehensively address assessment and seismic retrofit of one- and two-family detached dwellings. Townhouses, as defined in the IRC, will be included to the extent that evaluation and retrofit measures for one- and two-family dwellings also apply to townhouses (new vulnerabilities specific to townhouses will not be added); houses divided into multiple living units will be treated in a similar fashion. Scoping limits will be used as necessary to limit the size of townhouse to which the prestandard applies. Use of engineered retrofit solutions is generally anticipated for townhouses. NOTE: Items in italics are discussion of intent. Preface List of Figures List of Tables 1. Introduction 1.1. Background 1.2. Project objectives 1.3. Project scope 2. General Requirements 2.1. Overview - what the prestandard contains, how it is to be used 2.2. Performance expectations - will target specified performance (i.e. collapse prevention) for retrofitted item. Prestandard will not able to speak to full building performance since the primary provisions only address vulnerability-based retrofits. A systematic evaluation in accordance with Section 13 might allow target for full building performance. 2.3. Voluntary versus code triggered use - the intent is to permit the provisions of this standard to be triggered and used for assessment and retrofit of vulnerabilities for voluntary work or as triggered by a code or ordinance provision outside of this standard: a) one vulnerability at a time, b) for multiple vulnerabilities, or c) for all vulnerabilities addressed. ATC-110 A: Prestandard Outline and Recommended Scope A-1 2.4. Assessment/Evaluation - discuss assessment methods incorporated, including based on FEMA P-50 checklist items 2.5. Site Factor Issues 2.5.1. Overview of site soil hazards - Briefly introduce potential site soil hazards and note that occasionally the potential hazard from site soil conditions can be so significant that the benefit gained from retrofit of other vulnerabilities should be carefully considered. Include reference to new Appendix A 2.5.2. Site hazards in combination with other vulnerabilities 2.6. Site seismicity - effects on assessment and retrofit 2.7. Submittal documents - minimum requirements for prescriptive retrofits 2.8. Testing and inspections 2.9. Other conditions 2.9.1. Dwellings with combinations of vulnerabilities 2.9.2. Unusual configurations 2.9.3. Retrofit of engineered dwellings 2.9.4. Phased construction - do no harm 3. Cripple Walls Less Than or Equal to Four Feet in Height and Anchorage to Foundation 3.1. Overview 3.2. Typical damage modes - due to anchorage or cripple wall in-plane failure, dwelling shifts off of foundation 3.3. Assessment/evaluation 3.3.1. Simplified assessment - screening checklist document starting from FEMA P-50 form with points removed (ASCE 31 Tier 1 concept) 3.3.2. Detailed prescriptive assessment- Similar to a ASCE 31 Tier II evaluation 3.3.3. Detailed engineering assessment- Guidance for best practices 3.4. Prescriptive retrofit scope check - checklist 3.5. Prescriptive retrofit procedures 3.5.1. Building documentation prior to retrofit design 3.5.2. Floor to cripple wall connections 3.5.3. Floor to mudsill connections 3.5.4. Mudsill connections to foundations - include discussion of splitting of sills 3.5.5. Cripple wall sheathing requirements and distribution 3.5.6. Stepped cripple walls - detailing issues, what would you do differently, different mode of response 3.5.7. Foundation systems - as they impact bolting and cripple wall bracing: no foundation, post & pier, partial perimeter, unreinforced masonry 3.5.8. Prescriptive retrofit documentation A-2 A: Prestandard Outline and Recommended Scope ATC-110 3.6. Engineered retrofit procedures 3.6.1. Engineered design assumptions 3.6.2. Retrofit design 3.6.3. Retrofit detailing 3.7. Related Design and construction issues 3.7.1. Foundation ventilation 4. Cripple Walls Over Four Feet in Height and Anchorage to Foundation 4.1. Overview 4.2. Typical Damage Modes - due to anchorage or cripple wall in-plane failure, dwelling shifts off of foundation. Cripple wall overturning failures may also occur for taller cripple walls, do you get to collapse? 4.3. Assessment/evaluation 4.3.1. Simplified assessment - screening checklist document starting from FEMA P-50 form with points removed (ASCE 31 Tier 1 concept) 4.3.2. Detailed prescriptive assessment 4.3.3. Detailed engineering assessment 4.4. Prescriptive Retrofit Scope Check 4.5. Prescriptive Retrofit Procedures 4.5.1. Building Documentation Prior to Retrofit Design 4.5.2. Floor to Cripple Wall Connections 4.5.3. Floor to Mudsill Connections 4.5.4. Mudsill Connections to Foundations 4.5.5. Cripple Wall Sheathing Requirements and Distribution 4.5.6. Stepped cripple walls 4.5.7. Hold-down Requirements 4.5.8. Foundation Evaluation for Hold-downs 4.5.9. Foundation Systems (as they impact bolting and cripple wall bracing: no foundation, post & pier, partial perimeter, unreinforced masonry) 4.5.10. Detailed Retrofit Documentation 4.6. Engineered Retrofit Procedures 4.6.1. Engineered Design Assumptions 4.6.2. Retrofit Design 4.6.3. Retrofit Detailing 4.7. Engineered Retrofit Procedures 4.7.1. Foundation Ventilation 5. Hillside Condition 5.1. Overview - if yes to conditions listed in Section 3, consider retaining geotech before structure retrofit 5.2. Typical Damage Modes - lack of bracing between lowest floor and grade causes partial or full collapse, lack of detailing or stiffness of ATC-110 A: Prestandard Outline and Recommended Scope A-3 non-detailed wood or rod bracing system, skirt wall is not detailed at top or bottom for load path (list of conditions, prioritization would be of assistance to user) 5.3. Assessment/evaluation 5.3.1. Simplified assessment - screening checklist document starting from FEMA P-50 form with points removed (ASCE 31 Tier 1 concept) 5.3.2. Detailed prescriptive assessment 5.3.3. Detailed engineering assessment - geotech related also? When does hillside become of concern based on slope? Analytical parametric studies would be good 5.4. Prescriptive Retrofit Scope Check - size, weight, irregularity, site slope, site slope + geotech hazard, etc. 5.5. Prescriptive Retrofit Procedures 5.5.1. Cripple Wall Retrofit 5.5.1.1. Floor to Cripple Wall Connections 5.5.1.2. Floor to Mudsill Connections 5.5.1.3. Mudsill Connections to Foundations 5.5.1.4. Cripple Wall Sheathing Requirements and Distribution 5.5.1.5. Stepped Cripple Walls 5.5.1.6. Hold-down Requirements 5.5.1.7. Foundation Evaluation for Hold-downs- no foundation, post & pier, partial perimeter, unreinforced masonry What are we asking the foundation to do? Care with new foundations on steep hillsides. 5.5.1.8. Foundation Systems 5.5.2. Retrofit of Hillside Post and Beam Structures (to the extent that retrofit involves addition of cripple walls or anchorage to the uphill foundation) 5.5.3. Anchorage to Uphill Foundation (Horizontal tension ties) 5.5.4. Split Level Floor Retrofit - to the extent that it occurs in combination with hillside configuration. 5.6. Engineered Retrofit Procedures 5.6.1.1. Engineered Design Assumptions 5.6.1.2. Retrofit Design 5.6.1.3. Retrofit Detailing 5.7. Related Design and Construction Issues 6. House or Room Over Garage 6.1. Overview 6.2. Typical Damage Modes - excessive drift at garage front, partial or complete weak story collapse - offset walls = incomplete floor diaphragm 6.3. Assessment/evaluation A-4 A: Prestandard Outline and Recommended Scope ATC-110 6.3.1. Simplified assessment - screening checklist document starting from FEMA P-50 form with points removed (ASCE 31 Tier 1 concept) 6.3.2. Detailed prescriptive assessment 6.3.3. Detailed engineering assessment 6.4. Prescriptive Retrofit Scope Check 6.5. Prescriptive Retrofit Procedures 6.5.1. Open Front Wall Line Retrofit (at narrow wall piers) 6.5.1.1. Plywood Shear Walls 6.5.1.2. Steel Moment Frames 6.5.1.3. Proprietary Bracing Systems 6.5.2. Bracing Walls Not at Open Front 6.5.3. Collector From Open Front to Other Portions of Dwelling 6.6. Engineered Retrofit Procedures 6.6.1.1. Engineered Design Assumptions 6.6.1.2. Retrofit Design 6.6.1.3. Retrofit Detailing 6.7. Related Design and Construction Issues 7. Split-Level Condition 7.1. Overview 7.2. Typical Damage Modes - framing ledgered off of common wall separates from wall allowing partial collapse 7.3. Assessment/evaluation 7.3.1. Simplified assessment - screening checklist document starting from FEMA P-50 form with points removed (ASCE 31 Tier 1 concept) 7.3.2. Detailed prescriptive assessment 7.3.3. Detailed engineering assessment 7.4. Prescriptive Retrofit Scope Check 7.5. Prescriptive Retrofit Procedures 7.6. Engineered Retrofit Procedures 7.7. Related Design and Construction Issues 8. Inadequate Wall Bracing - Occupied Spaces 8.1. Overview 8.2. Typical Damage Modes - inadequate bracing wall capacity, distribution causes significant damage, possibly local, global collapse (more glazing hazard) 8.3. Relevant FEMA P-50 Assessment Items (Simplified Assessment) 8.4. Assessment/evaluation 8.4.1. Simplified assessment - screening checklist document starting from FEMA P-50 form with points removed (ASCE 31 Tier 1 concept) 8.4.2. Detailed prescriptive assessment 8.4.3. Detailed engineering assessment ATC-110 A: Prestandard Outline and Recommended Scope A-5 8.5. Prescriptive Retrofit Procedures 8.5.1. Wall Line Retrofit (Exterior and Interior Walls) 8.5.1.1. Plywood Shear Walls 8.5.1.2. Proprietary Bracing Systems 8.5.2. Load Path Connections 8.5.3. Hold-down Requirements 8.5.4. Foundation Evaluation for Hold-downs 8.5.5. Foundation Systems (as they impact bolting and cripple wall bracing: no foundation, post & pier, partial perimeter, unreinforced masonry) 8.6. Engineered Retrofit Procedures 8.6.1.1. Engineered Design Assumptions 8.6.1.2. Retrofit Design 8.6.1.3. Retrofit Detailing 8.7. Related Design and Construction Issues 9. Anchorage of Slab on Grade Dwellings 9.1. Overview 9.2. Typical Damage Modes - inadequate anchorage of bracing walls to foundations permits walls to shift, slide off foundation 9.3. Assessment/evaluation 9.3.1. Simplified assessment - screening checklist document starting from FEMA P-50 form with points removed (ASCE 31 Tier 1 concept) 9.3.2. Detailed prescriptive assessment 9.3.3. Detailed engineering assessment 9.4. Prescriptive Retrofit Scope Check 9.5. Prescriptive Retrofit Procedures 9.6. Engineered Retrofit Procedures 9.7. Related Design and Construction Issues 10. Decks, Porches, Stairs, Landings. Patio Covers And Carports 10.1. Overview 10.2. Typical Damage Modes - porch, deck, exit stair and landing detachment from supporting residence and collapse, patio cover and carport collapse can be life-safety hazard 10.3. Assessment/evaluation 10.3.1. Simplified assessment - screening checklist document starting from FEMA P-50 form with points removed (ASCE 31 Tier 1 concept) 10.3.2. Detailed prescriptive assessment 10.3.3. Detailed engineering assessment 10.4. Prioritization (Life Safety Focus) 10.5. Prescriptive Retrofit Scope Check 10.6. Prescriptive Retrofit Procedures 10.7. Engineered Retrofit Procedures A-6 A: Prestandard Outline and Recommended Scope ATC-110 10.8. Related Design and Construction Issues 11. Masonry Chimneys 11.1. Overview 11.2. Typical Damage Modes - falling hazard from fractured chimneys, veneer, can cause life-safety concern, fractured chimney can damage, fall through adjacent roof, 11.3. Assessment/evaluation 11.3.1. Simplified assessment - screening checklist document starting from FEMA P-50 form with points removed (ASCE 31 Tier 1 concept) 11.3.2. Detailed prescriptive assessment 11.3.3. Detailed engineering assessment 11.4. Prescriptive Retrofit Scope Check 11.5. Prescriptive Retrofit Procedures 11.5.1. Unreinforced Masonry Chimneys 11.5.2. Lightly Reinforced Masonry Chimneys 11.6. Engineered Retrofit Procedures 11.7. Related Design and Construction Issues 12. Masonry Veneer 12.1. Overview 12.2. Typical Damage Modes - falling hazard 12.3. Assessment/evaluation 12.3.1. Simplified assessment 12.3.2. Detailed prescriptive assessment 12.4. Prescriptive Retrofit Scope Check 12.5. Prescriptive Retrofit Procedures 12.6. Engineered Retrofit Procedures 12.7. Related Design and Construction Issues 13. Engineered Approach to Evaluation and Retrofit - this will take knowledge gained from development of engineered retrofit procedures and communicate it to designers for more general application to residential retrofit 13.1. Overview 13.2. Site Investigations 13.3. Unusual configurations 13.4. Prioritizing the Elements of the Primary Force Resisting System 13.5. Performance Objectives 13.6. Simplified Evaluation Procedures 13.7. Determining Seismic Mass and Forces 13.8. Distribution of Seismic Forces 13.9. Evaluation of Sheathing Materials Not Permitted for New Construction 13.10. Evaluation of Existing Connections 13.10.1. Roof to Walls ATC-110 A: Prestandard Outline and Recommended Scope A-7 13.10.2. Second Floor 13.10.3. Ground Floor 13.10.4. Anchorage to Existing Footings 13.11. Evolution of Existing Foundation Systems 13.12. Suggested Details NON-MANDATORY APPENDICES Appendix A: Site Factors A.1. Overview A.2. Site hazards in combination with other vulnerabilities A.3. Simplified assessment/screening A.3.1. Site Topography - Flat to 4:1 (horizontal to vertical) – Slope not a factor, Steeper than 4:1 A.3.2. Fault rupture – Refer to Fault-Rupture Hazard Zones in California and consult with local jurisdictions to assess the hazard A.3.3. Liquefaction – Refer to hazard maps in California and if in a hazard zone, consult with a geotechnical engineer to further evaluate consequences of liquefaction and potential mitigation measures which could include: grouting, drain piers, tying foundations together, mat foundation, grid foundation can we refine guidance to homeowner, when geotech required? - discuss more appropriate foundation retrofits where liquefaction hazard exists (tie beams, grid foundation), better performance rather than fully mitigate? A.3.4. Densification – screen by referring to geologic maps published by appropriate agencies. If extensive, loose near-surface unsaturated sand deposits are present, densification-induced settlement may be a factor. However, amount of vertical settlement is generally small – less than 2-inches. Not that worried about this one, but discuss for completeness A.3.5. Stability - suggestions for foundation for hillside home? If steeper than 4:1, assess geologic conditions. Drilled deep foundation with adequate penetration to provide fixity, tie foundation together by grade beams perpendicular to slope contours (relates to 3.1) A.3.6. Foundation performance – evaluation by geotechnical engineer to assess consequences of shaking and ground deformation on foundation performance. (if geotech involved due to other issues, ask them to look at this globally, could be triggered by P-50 section A, etc.) Where does this belong? A.4. Detailed assessment A-8 A: Prestandard Outline and Recommended Scope ATC-110 Appendix B: Engineering Design Aids B.1. Load Table B.2. Seismic Design Tables B.3. Spreadsheets B.4. Standard Details Appendix C: Not Used Appendix D: Other Vulnerabilities and Reference Documents D.1. Non-structural Elements D.1.1. Roof tiles D.1.2. Water Heaters D.1.3. Overhead Glazing D.1.4. Residence Contents D.2. Roof diaphragms Appendix E: Recommendations for Implementation E.1. Required Submittal Documents E.1.1. Plans E.1.2. Specifications/ General Notes E.1.3. Checklist of Items to Submit E.2. Guidance for Conditions Outside of Prescriptive Details E.3. Installation Procedures E.4. Safety E.5. Assessor, Contractor and Inspector Training E.6. Authority Having Jurisdiction E.7. Verification of Retrofit E.8. Testing and Inspection COMMENTARY SCOPE: It is intended that commentary will be provided for most prestandard sections. Commentary language will be directed to the builder or designer that is implementing the prestandard provisions only. Background information and assumptions and justification relating to the development of the provisions will be located in C#.0 sections in each vulnerability chapter. This information will primarily be provided for those involved in the standard development process, and might be removed from the final published standard. C1. C2. C3. C4. Introduction General Requirements Site Factors Cripple Walls Less Than or Equal to Four Feet in Height C4.1. Background and Justification C4.2. Overview C4.3. Typical Damage Modes C4.4. Assessment/Evaluation C4.5. Prescriptive Retrofit Scope Check ATC-110 A: Prestandard Outline and Recommended Scope A-9 C4.6. Prescriptive Retrofit Procedures C4.7. Engineered Retrofit Procedures C4.8. Related Design and Construction Issues C5. Cripple Walls Over Four Feet in Height NOTE: The pattern above will be repeated for each prestandard section needing commentary. A-10 A: Prestandard Outline and Recommended Scope ATC-110 Appendix B Testing Needs Development of a prestandard for assessment and retrofit of wood lightframe dwellings will use analytical investigations to generate information on the seismic demand and performance of various components, sub-systems and systems. These analytical investigations will use available test data to build a large number of numerical models. Although testing is available from various sources to inform the analytical modeling, uncertainty will occur due to the need for the modelers to make numerous judgment-based modeling assumptions. This appendix identifies focused testing that would serve to reduce these uncertainties. It is understood that results of the testing described herein is not likely to be available for use in analytical studies conducted in the near term; however, results of testing could possibly be used in later years of the developmental program, and in subsequent analytical studies. Most of the testing needs are for full-scale wood light-frame components. In-plane reverse cyclic testing of these components is recommended up to failure, or at least up to a deformation level causing a degradation of 20% past the observe peak strength of a component. The CUREE test protocol for ordinary ground motions1 should be used for conducting reverse cyclic testing. In order to determine the median hysteretic properties of a component, a minimum of three specimens should be tested for each parameter variant. Most testing standards (e.g. ASTM E2126) permit the testing of only two specimens if their strength values are within 15% of the lower value. However, because the prestandard will be developing full hysteretic response quantities, it is difficult to achieve a 15% variation requirement in stiffness values. Table B-1 describes testing needs related to the various sections of the prestandard development plan. 1 H. Krawinkler, F. Parisi, L. Ibarra, A. Ayoub, and R. Medina. Development of a testing protocol for wood frame structures. Technical Report No. W-02, CUREE, 2001. ATC-110 B: Testing Needs B-1 Table B-1 Testing Needs for the Prestandard Development Plan Development Plan Section 1.3 Cripple Walls and Anchorage to Foundation. Testing Needs Comments 2 ft., 4ft. & 6ft. high x 12 ft. long level cripple walls sheathed with wood structural panels and with sill plates of various widths. Foundation sill plates are often wider that the studs they support Fastening of sheathing to the foundation sill plate or to blocking between the foundation sill plates changes behavior as nailing directly to foundation sill means that foundation sill is damaged earlier on. Also, nailing the sheathing on top of a wider sill plate causes and interference in rotation of the panels resulting in higher stiffness and strength. Staples on blocks rather than nails are another variant of interest. This is primarily a durability issue, not a strength issue because of the current use of electroplated galvanized staples. 2 ft., 4ft. & 6ft. high x 12 ft. long level cripple walls sheathed with stucco, horizontal wood siding, T1-11 siding, diagonal sheathing with stucco, and exterior gypsum board under stucco. To extend the testing conducted by Chai et al.2 2 ft., 4ft. & 6ft. high x 12 ft. long retrofitted level cripple walls sheathed with wood structural panels in combination with stucco, horizontal wood siding, T1-11 siding, diagonal sheathing with stucco, or exterior gypsum board under stucco. To extend the testing conducted by Chai et al.2Based on the performance observed from the testing of individual sheathing materials, testing of some of the retrofit combinations may not be required. 2 Chai, Y.H., Hutchinson, T.C. and Vukazich, S.M. Seismic Behavior of Level and Stepped Cripple Walls Technical Report No. W-17, CUREE, 2002. B-2 B: Testing Needs ATC-110 Table B-1 Testing Needs for the Prestandard Development Plan (continued) Development Plan Section 1.5 Hillside Dwellings Testing Needs Comments 12 ft. long stepped cripple walls with various numbers and heights of steps (1:4, 1:3, 1:2, 1:1) sheathed with wood structural panels stucco, horizontal wood siding, and T1-11 siding. Some limiting testing on To extend the testing conducted by Chai et al.2. The testing should be focused on the effect of the steps on performance rather than a comprehensive testing of all sheathing materials. Results obtained from level cripple wall tests above could be extrapolated to stepped cripple walls. 12 ft. long sloped cripple walls with various slopes (1:4, 1:3, 1:2, 1:1) sheathed with wood structural panels stucco, horizontal wood siding, and T1-11 siding. This would be a low priority due to the perceived small building stock volume with sloped cripple walls. Bracing systems of various slopes made of steel tie-rods designed under UBC, wood diagonal bracing under UBC, generic detailed highand low-ductility bracing systems. 1.4 House or Room over Garage ATC-110 Portal frame test results should be obtained from APA if possible. B: Testing Needs B-3 Project Participants Applied Technology Council Christopher Rojahn (Project Executive) Applied Technology Council 201 Redwood Shores Parkway, Suite 240 Redwood City, California 94065 Jon A. Heintz (Project Manager) Applied Technology Council 201 Redwood Shores Parkway, Suite 240 Redwood City, California 94065 California Earthquake Authority Janiele Maffei (Chief Mitigation Officer) California Earthquake Authority 801 K Street, Suite 1000 Sacramento, California 95814 Marianne Knoy (Mitigation Program Manager) California Earthquake Authority 801 K Street, Suite 1000 Sacramento, California 95814 Federal Emergency Management Agency J. Daniel Dolan (Program Manager) Dept. of Civil and Environ. Engineering Washington State University Pullman, Washington 99164 Michael Mahoney (Project Officer) Federal Emergency Management Agency 500 C Street, SW, Room 416 Washington, D.C. 20472 Project Technical Committee Colin Blaney (co-Project Technical Director) ZFA Structural Engineers 1390 El Camino Real, Suite 100 San Carlos, California 94070 Ramin Golesorkhi Langan Treadwell Rollo 555 Montgomery Street, Suite 1300 San Francisco, California 94111 Kelly Cobeen (co-Project Technical Director) Wiss, Janney, Elstner Associates, Inc. 2000 Powell Street, Suite 1650 Emeryville, California 94608 John Osteraas Exponent 149 Commonwealth Drive Menlo Park, California 94025 Thomas Anderson Anderson-Niswander Construction, Inc. 3500 Portola Heights Road La Honda, California 94020 Frank Rollo Consulting Geotechnical Engineer 1977 Sixteenth Avenue San Francisco, California 94116 Andre Filiatrault University at Buffalo 9100 Michael Douglas Drive Clarence Center, New York 14032 ATC-110 Project Participants C-1 Project Steering Committee David Bonowitz (Chair) 605A Baker Street San Francisco, California 94117 Vikki Bourcier Hohbach-Lewin 296 East Fifth Avenue, Suite 302 Eugene, Oregon 97401 David Khorram City of Long Beach 333 West Ocean Boulevard, Third Floor Long Beach, California 90802 Philip Line American Wood Council 803 Sycolin Road, Suite 201 Leesburg, Virginia 20175 Thor Matteson Shearwalls.com P.O. Box 2143 Berkeley, California 94710 Steve Pryor Simpson Strong-Tie 11263 Rothschild Court Dublin, California 94568 Project Working Group David Welch 304 West Main Street P.O. Box 202 Elbridge, New York 13060 C-2 Project Participants ATC-110 Applied Technology Council Directors ATC Board of Directors (1973-Present) Milton A. Abel (1979-1985) James C. Anderson (1978-1981) Thomas G. Atkinson* (1988-1994) Steven M. Baldridge (2000-2003) Albert J. Blaylock (1976-1977) Robert K. Burkett (1984-1988) Patrick Buscovich (2000-2003) James R. Cagley* (1998-2004) H. Patrick Campbell (1989-1990) Arthur N. L. Chiu* (1996-2002) Anil Chopra (1973-1974) Richard Christopherson* (1976-1980) Lee H. Cliff (1973) John M. Coil* (1986-1987; 1991-1997) Eugene E. Cole (1985-1986) Anthony B. Court (2001-2004) Edwin T. Dean* (1996-2002) Robert G. Dean (1996-2001) James M. Delahay (1999-2005) Edward F. Diekmann (1978-1981) Burke A. Draheim (1973-1974) John E. Droeger (1973) Nicholas F. Forell* (1989-1996) Douglas A. Foutch (1993-1997) Paul Fratessa (1991-1992) Sigmund A. Freeman (1986-1989) Barry J. Goodno (1986-1989) Mark R. Gorman (1984-1987) Melvyn Green (2001-2002) Lawrence G. Griffis (2002-2005) Gerald H. Haines (1981-1982; 1984-1985) William J. Hall (1985-1986) Ronald O. Hamburger (1999-2000) Robert W. Hamilton (2002-2005) Gary C. Hart (1975-1978) Robert H. Hendershot (2000-2001) Lyman Henry (1973) Richard L. Hess (2000-2003) James A. Hill (1992-1995) Ernest C. Hillman, Jr. (1973-1974) Eve Hinman (2002-2005) Ephraim G. Hirsch (1983-1984) William T. Holmes* (1983-1987) Warner Howe (1977-1980) ATC-110 Edwin T. Huston* (1990-1997) Jeremy Isenberg (2002-2005) Paul C. Jennings (1973-1975) Carl B. Johnson (1974-1976) Edwin H. Johnson (1988-1989; 1998-2001) Stephen E. Johnston* (1973-1975; 1979-1980) Christopher P. Jones (2001-2004) Joseph Kallaby* (1973-1975) Donald R. Kay (1989-1992) T. Robert Kealey* (1984-1988) H. S. (Pete) Kellam (1975-1976) Helmut Krawinkler (1979-1982) James S. Lai (1982-1985) Gerald D. Lehmer (1973-1974) James R. Libby (1992-1998) Charles Lindbergh (1989-1992) R. Bruce Lindermann (1983-1986) L. W. Lu (1987-1990) Walter B. Lum (1975-1978) Kenneth A. Luttrell (1991-1999) Newland J. Malmquist (1997-2001) Melvyn H. Mark (1979-1982) John A. Martin (1978-1982) Stephen McReavy (1973) John F. Meehan* (1973-1978) Andrew T. Merovich* (1996-2002) David L. Messinger (1980-1983) Bijan Mohraz (1991-1997) William W. Moore* (1973-1976) Gary Morrison (1973) Robert Morrison (1981-1984) Ronald F. Nelson (1994-1995) Joseph P. Nicoletti* (1975-1979) Bruce C. Olsen* (1978-1982) Gerard Pardoen (1987-1991) Stephen H. Pelham (1998-2004) Norman D. Perkins (1973-1976) Richard J. Phillips (1997-2000) Maryann T. Phipps (1995-1996; 1999-2002) Sherrill Pitkin (1984-1987) Edward V. Podlack (1973) Chris D. Poland (1984-1987) Egor P. Popov (1976-1979) Robert F. Preece* (1987-1993) ATC Directors D-1 Lawrence D. Reaveley* (1985-1991; 2000-2003) Philip J. Richter* (1986-1989) John M. Roberts (1973) Charles Roeder (1997-2000) Arthur E. Ross* (1985-1991; 1993-1994) C. Mark Saunders* (1993-2000) Walter D. Saunders* (1975-1979) Lawrence G. Selna (1981-1984) Wilbur C. Schoeller (1990-1991) Samuel Schultz* (1980-1984) Daniel Shapiro* (1977-1981) Jonathan G. Shipp (1996-1999) Howard Simpson* (1980-1984) Mete Sozen (1990-1993) Scott Stedman (1996-1997) Donald R. Strand (1982-1983) James L. Stratta Edward J. Teal W. Martin Tellegen John C. Theiss* Charles H. Thornton* James L. Tipton Ivan Viest Ajit S. Virdee* J. John Walsh Robert S. White James A. Willis* Thomas D. Wosser Loring A. Wyllie Edwin G. Zacher Theodore C. Zsutty *President (1975-1979) (1976-1979) (1973) (1991-1998) (1992-2000) (1973) (1975-1977) (1977-1980; 1981-1985) (1987-1990) (1990-1991) (1980-1981; 1982-1986) (1974-1977) (1987-1988) (1981-1984) (1982-1985) ATC Executive Directors (1973-Present) Ronald Mayes Christopher Rojahn D-2 (1979-1981) (1981-present) Roland L. Sharpe ATC Directors (1973-1979) ATC-110 Applied Technology Council Sponsors, Supporters, and Contributors Sponsors Contributors Structural Engineers Association of California Charles H. Thornton John M. Coil James R. & Sharon K. Cagley Degenkolb Engineers Walter P. Moore & Associates Nabih Youssef & Associates Burkett & Wong Sang Whan Han Omar D. Cardona Computers & Structures, Inc. Lawrence D. Reaveley Edwin T. Huston Edwin & Jonelle Dean Barrish, Pelham & Partners Bliss & Nyitray, Inc. Shapiro, Daniel and Lois R. John C. Theiss E. W. Blanch Co. Kenneth B. Bondy Buehler & Buehler Associates Patrick Buscovich & Associates DPIC Companies DeSimone Consulting Engineers John A. Martin & Associates Lane Bishop York Delahay, Inc. LeMessurier Consultants, Inc. Marr Shaffer & Miyamoto, Inc Master Builders Reaveley Engineers Rutherford & Chekene Severud Associates Tokyo Engineering Power Company William Bevier Structural Engineer, Inc. Supporters Baker Concrete Company Cagley & Associates Cagley, Harman & Associates CBI Consulting, Inc. Japan Structural Consultants Association Nishkian Menninger Structon