here - SMTA
Transcription
here - SMTA
Counterfeit Prevention & Detection Strategies: When To Do It, How to Do It Cheryl Tulkoff [email protected] SMTA Empire Chapter June 18, 2013 1 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Nathan Myhrvold “I want you to remember that everything I am saying may be wrong and I want you to question everything that I’m saying.” Counterfeit landscape changes rapidly! 2 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Abstract o This workshop addresses the sources of counterfeit components and provides insights into how they occur. o o o o o 3 Counterfeit components are a rapidly growing area of concern. The Department of Commerce has identified a 141% increase in the last three years alone! Counterfeit Parts are no longer an emerging threat: they’re real, and they’re here to stay. A counterfeit is any item that is not as it is represented with the intention to deceive its’ buyer or user. The misrepresentation is often driven by the known presence of defects or other inadequacies in regards to performance. Whether it is used for a commercial, medical or military application, a counterfeit component can cause catastrophic failure at a critical time. Detection methodologies, such as visual inspection, mechanical robustness, XRay, XRF, C-SAM, electrical characterization, decapsulation, and marking evaluations will be compared and contrasted. Multiple examples of counterfeit parts identified using these techniques will be highlighted. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Topics o State of Counterfeiting – Background, Facts & Statistics o Counterfeits Defined o Legislation, Standards & Databases o Establishing an Anti-Counterfeiting Program o Detection and Failure Analysis Techniques o Case Studies and Examples o Device Countermeasures o iNEMI Counterfeit Calculators o Summary 4 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com The State of Counterfeits o Increasing concern across all electronics industries o Department of Commerce measured 141% increase over past three years o o Recent DfR counterfeit activities o o o o 5 http://www.bis.doc.gov/defensein dustrialbaseprograms/osies/defm arketresearchrpts/final_counterfeit _electronics_report.pdf Military Communications Internet Routers Air Traffic Control Consumer (Repair) 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com The State of Counterfeits o Flood of counterfeits in the US Defense supply chain o o 6 From 2009-2010, over 1800 suspect cases of counterfeit electronic parts involving over 1 million parts! Data consistently points to China as the epicenter 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com The State of Counterfeits o 7 Electronic Component Counterfeit Incidents Continue Record Pace as the US Department of Defense Set to Update Acquisition Rules 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Number of High Risk Suppliers, Including Counterfeiters, Surges by More than 60% from 2002 to 2011 8 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com The State of Counterfeits Recent Military Case Studies o US Navy SH-60B Helicopter o o US Air Force C-130J and C27-J o o Counterfeit memory in L3 Displays US Navy P8A Poseidon o 9 Counterfeit EIFs installed in FLIR (thermal imaging) units from Raytheon Reworked parts in Boeing ice detection module 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Top 5 Most Counterfeited Semiconductors in 2011 Rank Commodity Type #1 Analog IC #2 Microprocessor IC #3 Memory IC #4 Programmable Logic IC #5 Transistor Source: IHS Parts Management 2012 10 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com % of Reported Incidents 25.2% 13.4% 13.1% 8.3% 7.6% Lucrative Economics of Counterfeiting o ICM7170 is a microprocessor-compatible real-time clock, manufactured by Harris/Intersil o o o ICM7170IPG: o -40C to 85C Temperature Range o 24-Lead Plastic Dual-In-Line Package (PDIP) o 20uA Maximum Standby Current at 32kHz ICM7170AIBG: o -40C to 85C Temperature Range o 24-Pin Small Outline Plastic Package (SOIC) o 5uA Maximum Standby Current at 32kHz ICM7170IPG o o o Counterfeiter bought for $.02 Sold for $38.00 each as ICM7170AIBG’s Built around 45k/month which equals a potential gross profit of $2,000,000 per month! DMSMS & Standardization 2011, http://www.dmsms2011.com 11 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Parts Defined What are they? What is their impact? Where do they come from? Identification Industry Countermeasures Avoidance Mitigation o o o o o o o 12 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com What are counterfeit parts? o Any part or component that is not as represented o o o o o o Parts being counterfeited include: o o o 13 Duplication of another manufacturer’s product Manufacturer’s product that failed test, inspection, or burn-in or was an engineering sample Empty package or wrong functionality Salvaged or reworked parts Trojans Newest parts & components Obsolete parts Inexpensive parts as well as high value parts 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Top 4 Types of Counterfeits o Used product marked as higher grade new product o o o o o Fake, non-working product o o Inside sources New product re-marked as higher grade product o 14 Disguised parts Defective Scrap o o These types of counterfeits may work Will not operate at the same level as the higher grade part May fail under stress that would be expected under normal conditions. Electronics recycling or salvage sources Like used product, re-marked new product will work, but not at the desired level of functionality. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Types of Confirmed Counterfeits o Microcircuits o o o o o o Microprocessors Other Microcircuits Memory Radio Frequency/Wireless Logic, Standard Special Purpose Logic o Discretes o o o o o o o o o o o o o o 15 Electromechanical Thyristors Capacitors Other Discretes Circuit Protection/Fuses Diodes Resistors Sensors & Actuators Optoelectronics Power Transistors Rectifiers Small Signal Transistors Magnetics Crystals/Oscillators 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Generators of Counterfeit Parts o Inside Job o o Competitors o o Fraudulent: empty package or wrong chip o Will fail immediately Hackers o 16 Unknown competitor may package and label the same as a known company o May function as a direct replacement (may not) Money Makers o o Failed parts off the production line o May operate in benign environment Trojans: malicious code o Security threat 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Primary Sources of Counterfeit Parts o o o o Most counterfeit parts come from parts brokers that deal in small and odd lots Low volume of obsolete parts bought off the internet Authorized parts distributors rarely have counterfeits because they receive them directly from the original component manufacturer (OCM) Regions with highest counterfeit activity: o o o o 17 China Middle East Eastern Europe But truly a global problem! 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Origins China & US dominate but true origin is hard to identify 18 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Environmental Legislation Impact o Provides additional opportunities o o 19 Recycling Need for obsolete SnPb parts 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com What is the Impact of Counterfeit Parts? o o o o Cost Reputation Security Failure o 20 Risk and impact varies based on type of counterfeit and operational environment 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Cost Impacts of Counterfeiting to Semiconductor Manufacturers o Visible Costs o o o o Hidden Costs o o o 21 Revenue Loss Device level anti-counterfeiting measures Personnel measures Avoiding potentially lower cost manufacturing companies or regions of the world Reputation / Brand Loss of Credibility to buyers 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Anti-counterfeiting Personnel Costs o o o o o Training Tracking Inspection Testing Paperwork o o o 22 Control Analysis Procedures 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Equipment Producer Costs o Procurement training o o o Staff/operator training Incoming product inspection o o o o Time, tracking, test equipment Control and testing of product sourced from non-approved or infrequently used sources. Loss of manufacturing time and output while re-sourcing device if counterfeits are found or delivered Costs if counterfeit gets into manufacturing process o 23 Limiting potential sources and purchasing controls Rework or scrap 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com End Component User Costs o o o o o o 24 Additional servicing and spares Premature equipment failure Equipment downtime Defects or bugs causing malfunction Legal expenses: downtime, damage, failure to perform, injury, loss Military & national security 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Databases, Standards, and Legislation 25 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com ERAI (Electronic Retailers Association International) Founded in 1995, ERAI is an information services organization that monitors, investigates and reports issues affecting the global hi-tech electronics supply chain. ERAI provides tools to mitigate risks on substandard parts, counterfeit parts, vendors and even customers. Subscribers include OEMs, CMs, Distributors, OCMs, government agencies and industry associations. Founding participant in SAE International G-19 Counterfeit www.erai.com o o o o o 26 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com GIDEP o Government - Industry Data Exchange Program (GIDEP) is a cooperative activity between government and industry o o o 27 Seeks to reduce/eliminate expenditures of resources by sharing technical information. Maintains suspect counterfeit database www.gidep.org 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com IDEA, IACC o Independent Distributors of Electronics Association (IDEA), www.idofea.org o o o Non-profit trade association representing distributors of electronic components IDEA-STD-1010-B: Acceptability of Electronic Components Distributed in the Open Market International Anti Counterfeiting Coalition o o 28 IACC is the world's largest non-profit organization devoted solely to protecting intellectual property and deterring counterfeiting www.iacc.org 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com US Government Legislation o 2012 U.S. National Defense Authorization Act (NDAA) o o 29 Added regulations for counterfeit part detection and avoidance. October 3, 2012 updates to the DFAR supplement implemented portions of section 818 of NDAA that must add definitions specific to counterfeit parts, define contractors' responsibilities, and clarify the government's role. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Recent DoD Updates o o o o May 16, 2013: Long-awaited proposed Defense Federal Acquisition Regulation Supplement on detection and avoidance of counterfeit parts was released for comment. Required by Section 818 of the 2012 National Defense Authorization Act, the DFARS was to have been in place by Sept. 27, 2012. Instead, a “proposed rule” with comments due on or before July 15, 2013. Little detail in the proposed rule. o o o 30 The statute clearly directed the U.S. Department of Defense to establish special requirements for contractor processes to avoid counterfeit parts Proposed rule largely avoids this Folds counterfeit parts prevention into obligations that govern contractor purchasing systems. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com DoD Memorandum o “Overarching DoD Counterfeit Prevention Guidance.’” o o 31 In the memo, the department laid out an actionable definition of counterfeit material and also emphasized the importance of taking immediate action to apply existing policy and procedures, prior to establishing new DoD policy and procedures or waiting for forthcoming changes to the Defense Federal Acquisition Regulation Supplement (DFARS). http://www.dmsms2012.com/images/CounterfeitPrevention-Guidance.pdf 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com DoD Definition of Counterfeit o Under the proposed regulations, a counterfeit part is: o o o 32 An unauthorized copy or substitute part that has been identified, marked, and/or altered by a source other than the part’s legally authorized source and has been misrepresented to be from a legally authorized source; An item misrepresented to be an authorized item of the legally authorized source; or A new, used, outdated, or expired item from a legally authorized source that is misrepresented by any source to the end-user as meeting the performance requirements for the intended use. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Defense Logistics Agency (DLA) o Director’s policy memo dated 21 July 2011 o o o 33 Report suspect and confirmed counterfeits to the Government-Industry Data Exchange Program (GIDEP) as Agency Action Notices Notification of criminal investigative organization, identified users, & DLA’s Counterfeit Material Team “It is an unacceptable practice to report a suspect counterfeit item after a protracted period of time trying to conclusively determine an item is suspect or actually counterfeit” 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com 34 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com SAE AS5553 – The Aerospace Standard o AS5553 “Counterfeit Electronic Parts; Avoidance, Detection, Mitigation, and Disposition” o Provides 7 basic requirements for controlling counterfeit part threat o Control Plan, addressing o o o o o o o 35 Obsolescence management Purchasing Practices Purchasing Documentation Receiving Inspection In process investigation Material Control Reporting 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com SAE: The Aerospace Standard Series o o ARP 6178-2011, ‘‘Fraudulent/Counterfeit Parts; Tool for Risk Assessment of Distributors’’ Number of Standards now under development o o o o 36 SAE AS 6081 ‘‘Counterfeit Electronic Parts; Avoidance Protocol, Distributors’’ SAE AS 6174‘‘Counterfeit Materiel; Detection, Mitigation, and Disposition’’, SAE AS 6171 ‘‘Test Methods Standards; Counterfeit Electronic Parts’’ SAE ARD 6884 ‘Terms and Definition – Fraudulent/Counterfeit Electronic Parts’’. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com SEMI AntiCounterfeiting Standards o o 37 SEMI® is the global industry association serving the manufacturing supply chain for the microand nano-electronics industries www.semi.org 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com EIA/G-12 JEDEC o EIA/G-12 Recommendation o o Procuring from OCM’s o o o Unrealistic for Military / Government programs Volumes too low Procuring from designated franchisees o 38 “only procure from the Original Component Manufacturer (OCM) that makes and warranties the part or material or their designated franchisees.” Component availability from designated franchisees is often similar to that of OCM 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com EIA/G-12 Committee Strategy o TB-0003-2009: Counterfeit Parts & Materials Risk Mitigation Prevention Detection Mitigation 39 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com EIA/G-12 Statistical Analysis o o 40 A Destructive Physical Analysis (DPA) should be conducted in accordance with MIL-STD-1580 on a random sample with a minimum of a 90% confidence level (i.e. 22 piece sample, C =0) at a program approved laboratory. A sample (22 pieces) should be selected from each lot / date code EIA now rolled into JEDEC 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Metrics: NAVSEA Example o Suspect Counterfeit Material Product Quality Deficiency Reports (PQDRs): o o o o o o o o 41 Total Reported Total Closed and Verified Total Closed Other (i.e., final investigation showed they were not counterfeit) Federal Stock Code Identifier Source of supply of counterfeit material Location where suspect counterfeit material was detected Criticality of Item (Safety of flight, SUBSAFE, etc.) Action taken (e.g., stock screen, purge stock, suspend) 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Reporting o For counterfeit or suspect counterfeits: o o o o 42 Do not return parts! Segregate, quarantine, recall Report to stakeholders and GIDEP, ERAI databases Report to authorities 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Establishing an Anti-Counterfeiting Protection and Detection Program 43 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Obstacles to a Successful Anti-Counterfeit Program o Complacency o o o o Not understanding or underestimating the threat o o o o o 44 Won’t or can’t happen here Hasn’t happened yet Unclear ownership of issue Only expensive parts are counterfeited Buy from an “American” company Parts use latest design Distributor provides a Certificate of Conformance (C of C) Receiving inspection or test process will catch fakes 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Obstacles to a Successful Anti-Counterfeit Program o o 45 Federal Acquisition Regulation (FAR)/ Defense (DFAR) issues o FAR/DFAR says use the lowest bidder o Need to meet Small Disadvantaged Business quota o If I restrict where I buy from, I will pay more money Supply chain excuses or push back o Expensive: here’s the bill for it, $$$ o “You want to know every time I buy a high risk part?” o Other customers don’t have the requirement o Liability 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Obstacles to a Successful Anti-Counterfeit Program o o o o 46 Affordability is key No one size fits all strategy Mitigations must pass the cost versus outcome test Counterfeit Parts are no longer an emerging threat. They’re real, and they’re here to stay. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Cost-Effective Counterfeit Protection Approach o o o o 47 Research Carefully Select Sources Implement Purchasing Best Practices Perform Lot Validation Testing 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Protection Strategies o 48 Do Your Homework o Contact Original Component Manufacturer (OCM) and franchise distributers first o Confirm product status o Is the product end of life (EOL)? o Check for authorized aftermarket sources o Determine if/when the product went EOL o Determine EOL production lot date codes o Try to locate a known good device o Check with industry sources like ERAI or GIDEP for counterfeit activities of the product needed. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Protection Strategies Continued o Choose Sources Wisely o o o o o o o 49 Don’t use cost as sole/primary criteria for purchase o Quality Product is goal Use industry sources to evaluate potential suppliers Ask for accreditations, certifications & memberships like ISO9011, AS9120, IDEA-1010, ERAI or IDEA Members Audit sources Purchase only from suppliers who have implemented and are committed to counterfeit avoidance practices Understand warranty and payment terms Create a list of approved, trusted suppliers and use them 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Purchasing Best Anti-Counterfeiting Protection Practices o o o o o Clearly communicate objectives and needs Create company policy on counterfeits Look for product in stock, not just availability Ask if the product is traceable back to the OCM Don’t buy COD o o 50 Negotiate terms or use escrow services. Allows time for authenticity checks & testing to be performed before paying 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Purchasing Best Anti-Counterfeiting Protection Practices o Before buying, ask for photos and evidence o o o o o 51 Images of component front and back Compare date codes and EOL date for product Compare marking with known-good product Do research now as it will save money later Understand the product warranty o Anything less than 30 days is a RED flag o If supplier does not have confidence in the product, why would you? 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Complex Supply Chains μcircuit design Dist. Test Ass’y • Multiple points of entry • Porous return policies Fab Avionics OEM Lloyd Condra, Boeing 52 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Broker 101 o Broker or Independent Distributor Basics o o o o o 53 Not all Brokers & Independent Distributors are the same Many have minimal Quality Systems and no ESD, storage, or handling controls. Some have no experience with semiconductors o The Internet has created virtual companies Traceability back to the original OCM is unavailable o Limited or no product warranty or support Buying obsolete products requires more diligence, not less 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Evaluate & Validate ALL broker material o Define Test Plan based on your level of risk o o Define your test plan to meet risk mitigation needs o o Put requirements in writing and be as detailed as possible Require documented reports of all validation tests o 54 What is your application? Commercial? Military? Copy of lot information detailing all tests performed and results o Die ID Photos, X-Ray Photos, etc. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Evaluate & Validate ALL broker material o Chose a reputable Test Lab/Partner based on accreditations and capabilities, not on price alone. o o If your supplier provides Lot Validation Testing in the purchase price: o o o o 55 Ask for details of test plan prior to starting test Provide your test requirements to your supplier Compare their test plan against your risk mitigation needs Understand what you are paying for Ask who will be performing the testing on your material 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Designated Franchisees Military / Government contractors standardizing sourcing plans o o o Lists of approved sources (Authorized Source Directory) Other sources by exception and with specific approvals Approval process o o o o Audit based on quality system Risk assessment to the program Development of an inspection / test plan http://www.authorizedcomponents.com/manufacturers.html Use of Authorized Franchisees does not eliminate risk 56 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Sources o Many unsafe part & supplier sources o o o o These are counterfeit ports of entry o o o 57 Online Broker Search Engines Maverick procurement methods or spending limits Google Rapid access to millions of parts Minimal membership requirements Quick & easy access to a large audience of buyers 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Trusted Supply Chain o Direct from the Factory (Original Component Manufacturer, OCM) o o o o o ERAI Members Qualified Sources of Supply o o o 58 Approved Vendor / Manufacturer (AVL / AML) Franchised and Authorized Sources Approved Independent Distributors Suppliers Manufacturers Parts (or alternates meeting the above criteria) 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Qualified Supplier Resources o o Use industry resources! DSCC QSLD o o o o 59 Pre-qualified distributors Semiconductors and Microcircuits Distributors with demonstrated quality assurance practices http://www.dscc.dla.mil/downlo ads/VQGeneral/QSLD_Booklet. pdf 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Decision Process o o o If prevention is not realistic, when to detect? How to mitigate? Entry for counterfeit components is cost o o o How to determine the appropriate cost to detect and mitigate? o 60 Cost to procure < cost of redesign (+ requal, etc.) If cost to mitigate is too high, then redesign Driven by probability / mission risk / volume matrix 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Decision Matrix Probability of Counterfeit 61 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Threat Evaluation o THREAT ASPECTS o o o o o 62 Probability Knowledge of Part Timing of Effect Where Part Can be Found Destructiveness o OBSERVABILITY o o o o o o Measureable Accessible No damage Intermittent Unknown Latency Provokable 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Probability o Probability of counterfeit (per shipment) tends to display order of magnitude dependence on component source o May vary based on supply chain and component technology Known: Existing business relationship Unknown: No existing business relationship (e.g., eBay) 63 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Case Study o Telecom OEM procures one reel of capacitors from known broker o o o End-of-life (EOL) product Decision Matrix Probability is 2% Volume is 4000 parts Mission Risk is $5M Eight capacitors per CCA (500 CCAs) $10K cost of quality ($5K COGS + $1K service + $4K loss of market) DfR recommended that $10K to $100K should be spent on counterfeit detection and mitigation o 64 Industry ROI can be 1:1 to 10:1 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Component Inspection & Detection Techniques Explained 65 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Detection of Counterfeits o o Counterfeiters are increasingly sophisticated Use of actual parts at the start and end of a reel o o Challenges sampling techniques Inspection and comparison of known-good to possible counterfeits o o o 66 Markings Internal structure Performance measurement 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Detection Techniques Risk Mitigation Methods Detection/Risk Mitigation Methods Counterfeit Concern Visual / Marking Inspection Verificati on of Mater-ial Manuf. Seal Test Analy-sis LDC, SNs, etc. Radiographic DPA Minimal Electrical Test Full Electrical Test (Ambient) Test, Burn-in and QCI No Die / Nonfunctional No No No No Yes Yes Yes Yes Yes Yes Yes Material Content P No Yes No No Yes No No No No No Wrong Die P P No No P Yes Yes Yes Yes Yes Yes P No P P P P No No No No No P No No P P P P P P Yes Yes Yes No No P P Yes P P P P P No No No P No P P Yes Yes Yes Yes P P P No P Yes P P P P P P P P No No P No P P P P No No No No P P No P P Yes Yes No No No No No P P P P Yes Yes Counterfeit with functional die P P P No P P P P Yes Yes Yes Temperature Range Upmarking No P No No No P No No Yes Yes Yes Re-used / Repaired / Salvaged Scrapped / Reject Mechanical Damage Mis-Handling / Storage Manufacturer Change Less Reliable Parts Reliability / Quality Issue ESD / EOS Damage Code: No = Unlikely to Find P = Possibly Find Yes = Probably Find Shading: Green = Low Cost / Easily Accomplished Yellow = Moderate Cost / Some time involved Red = High Cost / Significant time to accomplish Dotted Pattern = Will be found at first electrical test This chart was developed from one created by Mark Marshall of Integra Technologies. T. Apple 610-531-5484 67 Full Electrical Test & Test (Hot Burn-in / Cold Ambient) 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com 5 Risk Mitigation Techniques Selection Guide Detection Techniques (cont.) The more spent, the more time taken, the more confidence in reliability Add QCI and other lot acceptance testing Cost & Schedule Add post burn-in full electrical tests over temperature on i t c ete Add full electrical tests over temperature f yo ob Add DPA y it l i b lia e R C of C Only Check Alerts r (P ) Add burn-in D ilit b Add full ambient electrical tests a Add material check / seal test / radio-graphic or do basic electrical testing Visual Inspection Low cost / repairable / redundant systems T. Apple 610-531-5484 [email protected] 68 Moderate cost / repairablereplaceable / non-mission critical Item End-Use Requirements 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com High cost / non-repairable / mission critical 3/27/2007 Commonly Requested Tests for Counterfeits o o o o o o o o 69 General product review Paperwork Check External visual inspection Inspection for remarking/resurfacing X-ray Lead finish exam Internal verification Basic electrical testing 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com MDA Example Desired Inspection & Test Requirements Missile Defense Agency (MDA) Desired: o Documentation check o Visual Inspection o Marking Permanency o Surface Finish Permanency o Aggressive Solvents Test (destructive) o X-Ray Fluorescence o X-Ray o Die Verification (destructive) 70 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Analysis Techniques • • • Analysis always starts with Non-Destructive Evaluation (NDE) • Designed to obtain maximum information with minimal risk of damaging or destroying physical evidence Emphasize the use of simplest tools first Generally non-destructive techniques: • • • • • • Destructive evaluation techniques • • • 71 Visual Inspection Electrical Characterization Acoustic Microscopy X-ray Microscopy X-Ray Fluorescence Decapsulation Cross-sectioning SEM/EDX 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Electrical Characterization • Parametric characterization • • Curve tracer • • • • Release and return of electrical signal along a given path Measurement of phase shift of return signal indicates potential location of electrical open Other characterization equipment • • • • Applies alternating voltage; provides plot of voltage vs. current response Valuable in characterizing diode, transistor, and resistance behavior Time domain reflectometry (TDR) • • Comparison of performance to datasheet specifications Inductance/capacitance/resistance (LCR) meter High resistance meter (leakage current < nA) Low resistance meter (four wire; < milliohms) Use of additional environmental stresses • Semiconductor-based devices • • 72 Temperature rise or temperature/humidity could trigger elevated leakage current Passive components 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com 72 Visual Inspection Cost & Benefit o o Cost: $1K to $3K What to look for: o o o o o o 73 Part marking, date codes Color differences in parts Marking imperfections, changes, blacktopping, “ghost” images Lead finish, plating variability, exposed copper, excess solder, co-planarity of leads, bent leads Residues & contamination Package variation, thickness, radii 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Visual Inspection 1 o 74 3 Which is counterfeit? o o 2 The one with markings? Or the two that seem to have none? Two samples are non-functional and one functions 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Visual Inspection Capacitor Group 1, Fluorescent Light Dark Brown Capacitor Group 2, Fluorescent Light Pink Capacitor Group 3, Fluorescent Light Greenish Gray o Capacitor Group 4, Fluorescent Light Bluish Gray 75 Five different capacitor types in one reel! Capacitor Group 5, Fluorescent Light Light Brown 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Date Code Marking - Differences 2.22 3.18 Registration (mm) 12.00 12.00 Surface Smooth Textured Uneven Even Lettering Uniform Uneven depth depth 76 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Samsung Marking Information (1) SAMSUNG logo : SAMSUNG or SEC top marking type SAMSUNG marking mark criteria package >11.2mm U-BGA, W-BGA, TBGA, FBGA etc (2) Year & Week (3) Part Number : Refer to Part No. decoder page (4) Lot Number Country of origin not a standard Samsung marking feature 77 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Visual Inspection Identical part numbers different marking styles 78 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Visual Inspection Observed differences on lid corners. Part A has chamfer, and part B has dimple Real or Fake? The Counterfeit Chip Conundrum, Hal Rotchadl, Premier Semiconductor Services, Tempe, AZ, USA, IPC Printed Circuit Expo, APEX & Designer Summit Proceedings. 79 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Visual Inspection Observed side view differences. Left part has a thin lid and right part has a thick lid Real or Fake? The Counterfeit Chip Conundrum, Hal Rotchadl, Premier Semiconductor Services, Tempe, AZ, USA, IPC Printed Circuit Expo, APEX & Designer Summit Proceedings. 80 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Blacktopping Blacktopping is a counterfeiting technique where the counterfeiter: o o o 81 Takes components, usually real, but discarded o Sands them to remove the original component marking o Blacktops them in order to hide the original marking o Prints them with fake markings. Dissolve the blacktop with a solvent / acetone that reveals the true identity of the components. o But, methods used to blacktop sanded parts improve daily so the acetone test is no longer reliable 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Examples of Blacktopping L01, remarked date code, VC36 changed to GC33 L011, hynix part Just under top surface, date code mismatch and hynix part 82 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Blacktopping & Acetone Wipe Test Appearance After Acetone Wipe: change in texture and finish Evidence of Sanding: Visible after blacktopping is removed Photos courtesy of Oxygen Electronics 83 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com X-Ray Cost & Benefit o o o o o 84 Cost: $1K to $3K Verification of die and wire bonding pattern Internal construction of component Die bonding delamination issues Die attach voiding 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com X-Ray Microscopy Allows for internal inspection Latest innovations Digital detectors Laminography (‘virtual’ crosssectioning) Produces CT models for 3D sample analysis, virtual micro-sectioning and internal dimensional Nanofocus resolution Oblique viewing Agilent 5DX Nordson Dage X-Ray with 3D m-CT 85 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com X-Ray Inspection o Inspect for: o o o o o 86 Extra wire bonds Wrong configuration of bond pads Different die sizes Extra heat capacity (large paddle) Different lead frames 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com X-Ray Inspection L01 Different die sizes 87 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com L011 X-Ray Inspection Same part but a better remarking, same die sizes, Hynix mark visible 88 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com X-Ray Inspection Same part 89 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Case Study: Counterfeit FETS-X-Ray o o o Customer had an issue with DC to DC converter failures Simulation models did not predict the failures X-ray inspection of the failed units Parallel FETS 90 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com X-Rays of Loose Parts Z536 Z436, Z536 Z536 Differences noted in: -Lead frame -Wire bonding -Molding Z536 91 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com EZ609 X-Ray Technique: Automation? o ChipCheck Project, www.smartgroup.org o 92 Move focus from sampling and problem to resolution 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com X-Ray Technique: Automation? o ChipCheck Project o o 93 Creation of an inspection system for automatic detection of counterfeit components at incoming Creation of counterfeit component detection software for fast and automatic sentencing of components. A component database storing details of known, good, components for comparison included 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Electrical Characterization Cost & Benefit o Cost: $3K to $6K – passives, simple actives o o Cost: $15K to $80K – characterization of complex IC, fixturing, test equipment o o 94 One temperature for evaluation Potential for circuit board design, layout and fabrication costs to enable testing COMMENT: You can’t afford the risk associated with buying expensive ICs from unknown suppliers 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Electrical Characterization o Limitations of physical characteristic testing o o o No conclusive identification information on the die once decapsulated Therefore, some electrical analysis is helpful in determining authenticity. o o 95 Parts may be re-manufactured or factory rejects in what appears to be authentic packaging Although full datasheet testing is highly recommended for high reliability applications, a curve trace on each lead is a very effective way to begin an electrical examination of the parts. A known good or reference component is required. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Case Study – Capacitor Electrical Characterization Suspect capacitor - group 2 Suspect capacitor - group 2 1.0E-03 1.057E-09 9.0E-04 1.056E-09 8.0E-04 1.055E-09 Dissipation factor Capacitance (F) 7.0E-04 1.054E-09 1.053E-09 1.052E-09 6.0E-04 o 5.0E-04 4.0E-04 Top 3.0E-04 1.051E-09 o 2.0E-04 Cap 4 - Bag 10 1.050E-09 limit 1 Cap 4 - Bag 10 1.0E-04 Within spec limit 2 1.049E-09 0.0E+00 -60 -40 -20 0 20 40 60 80 100 120 -60 -40 -20 0 Temperature (°C) 20 40 60 80 100 120 Temperature (°C) o 1.2E-03 9.820E-10 o 9.810E-10 1.0E-03 9.800E-10 Dissipation factor Capacitance (F) 9.790E-10 9.780E-10 9.770E-10 9.760E-10 9.750E-10 9.740E-10 C7 SN2854 - 0632 8.0E-04 6.0E-04 4.0E-04 2.0E-04 limit 1 9.730E-10 C7 SN2854 - 0632 limit 2 9.720E-10 0.0E+00 -60 -40 -20 0 20 40 60 Temperature (°C) 96 Bottom Suspect capacitor - group 3 Suspect capacitor - group 3 80 100 120 -60 -40 -20 0 20 40 60 80 100 120 Temperature (°C) 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Out of spec Electrical Characterization of Counterfeit Diodes Breakdown: 280V 250V Breakdown: 50V 420V 97 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Electrical Characterization of Counterfeit Diodes Recovery measurements Acceptable Waveform 98 Counterfeit Waveform 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Electrical Characterization This is not an authentic STS25NH3LL Part, does not meet resistance specifications. Its higher drain to source resistance will cause its parallel FET partner to carry all the current. FETs with large die have similar resistances and electrical performance, regardless of lead frame style 99 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Mechanical Robustness - Cost & Benefit o o 100 Cost: $2K to $5K Thermal cycling or other testing to verify component is not counterfeit 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Counterfeit Mechanical Risk o Thermal Shock Test o Visual Inspection (EIA-595 allows for 5 mil depth) o o o 8 of 32 counterfeit capacitors had acceptable chip-outs 12 of 32 counterfeit capacitors had unacceptable chip-outs 8 of 32 Taiyo Yuden capacitors had acceptable chip-outs (very small) Pictures of chip-outs of counterfeit capacitors (left) and Taiyo Yuden capacitors (right) 101 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Destructive Physical Analysis (DPA) o o o 102 Cost: $7 to $10K passives Cost: $8 to $12K actives Step by Step analytical approach to identifying whether a device is counterfeit using all tools available. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Decapsulation and Cross Sectioning o 103 Allows direct inspection of circuits and identification of o Extra circuitry o Extra layers o Extra interconnects 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Decapsulation Wet Etch Tanks o Decapsulation is a very valuable tool for determining authenticity of difficult parts. o o o 104 After performing non destructive tests, the part may be opened for die verification Does not guarantee all of the parts in the lot are the same Typically cheaper than electrical testing Plasma Etcher 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Decapsulated Parts Inspection Observed internal differences on lids. Part on left has flat lid, and part on right has a cavity lid Real or Fake? The Counterfeit Chip Conundrum, Hal Rotchadl, Premier Semiconductor Services, Tempe, AZ, USA, IPC Printed Circuit Expo, APEX & Designer Summit Proceedings. 106 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Decapsulated Parts Inspection Chip capacitors are missing (bare pad site) on left part and mounted on right part Real or Fake? The Counterfeit Chip Conundrum, Hal Rotchadl, Premier Semiconductor Services, Tempe, AZ, USA, IPC Printed Circuit Expo, APEX & Designer Summit Proceedings. 107 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Cross-Sectioning o o Standard method for destructive subsurface evaluation Method: o o o o o o 108 Sawing to approximate area of interest Potting in epoxy resins to aid polishing Polishing medium dependent upon materials: typically diamond, SiC, or alumina suspensions & embedded polishing cloths Coarse to fine (600 grit to 0.05 um) grinding sequence to eliminate damage from previous step Final etch often used for microstructural relief Optical/electron microscopy for inspection Images courtesy of Buehler 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com 1 o o o 109 2 3 Customer experienced two failures Left: known good part; center and right: bad parts Center part: no die; right part: cracked die 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Higher Risk Non-Destructive Inspection • Important to understand that NDE equipment is not completely non-destructive • Acoustic microscopy • • • • X-ray microscopy • • Sensitivity allows for use of very low voltages; mostly non-destructive Thermal imaging • 110 Elevated exposure, especially with laminography, can induce damage in sensitive components (EEPROM) SQUID (Superconducting QUantum Interference Device) microscopy • • Can remove residues/contaminants when product is submerged in water Selection of bath fluid is key (distilled/deionized water; IPA; oil; etc.) Issue for moisture sensitive components Temperature rise can damage or mask fragile conductive filaments (joule heating, thermal runaway, evaporation of retained moisture) 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Acoustic Microscopy Method for inspecting internal structures through the application of high frequency (>20 kHz) sound waves Requires immersion in water (acoustic signals reflected by air) Allows for very accurate detection of voids and delaminations Options Frequency Transmission mode Imaging Transducer H2O or other fluids Receiver 111 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Acoustic Microscopy: Transducer Frequency High frequency Short focus Low frequency Long focus 1. Higher resolution 1. Lower resolution 2. Shorter focal lengths 2. Longer focal lengths 3. Less penetration 3. Greater penetration (Thinner packages) General rules: • Ultra High Frequency (200+ MHz) for flip chips and wafers. • High Frequency (50-75 MHz) for thin plastic packages. (110MHz-UHF) for flip chips. • Low Frequency (15-30 MHz) for thicker plastic packages. 112 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com (Thicker packages) Acoustic Microscopy: Transmission Mode Through Transmission Pulse-Echo Transmit Transmit & Receive Receive Pulse-Echo: One Transducer • Uses ultrasound reflected from the sample • Can determine which interface is delaminated • Requires scanning from both sides to inspect all interfaces • Provides images with high degree of spatial detail • Peak amplitude, time of flight (TOF), and phase inversion measurement 113 Through Transmission: Two Transducers • Uses ultrasound transmitted through the sample • One scan reveals delamination at all interfaces • No way to determine which interface is delaminated • Less spatial resolution than pulse-echo • Commonly used to verify pulse-echo results 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Acoustic Microscopy 114 Missing die, missing bond wires and different internal structure Electrical shorting within the package (delamination, electro-chemical migration) Electrical opens (delamination, wire bond failure) Insufficient thermal performance detected (i.e. die attach, voids and delamination) 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com X-Ray Fluorescence (XRF) Analysis o XRF widely used determine: o o o Elemental composition of components Lead content for compliance to the RoHS directive. A newer use for XRF: o o 115 Compare a known good component to a suspect component by comparing the elements of the leads as well as the packaging. Software developed to compare the two in order to assist in authenticity verification. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com X-Ray Fluorescence (XRF) Spectroscopy 116 X-ray emission signature from x-ray source Portable models available Crystallographic analysis of solid samples 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Example of SAC part labeled SnPb o o Use XRF gun to scan incoming BGAs to verify Pb or Pb-free balls Verify lead finish on other parts Pb-free Part failed to solder in Sn-Pb Process 117 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Scanning Electron Microscopy 118 Sample rastered with an electron beam Emitted electrons sorted by delay and quantity 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Energy Dispersive X-Ray Spectroscopy (EDS) • • EDS scan of elemental copper • • • Monte Carlo simulation of Si K-a X-rays in an SiO2 matrix at 5 keV (Vanderlinde, 2004) 119 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Used with SEM X-ray emission signature from electron source Elemental analysis of solid samples Identification based on multiple emission lines (K, L, M) Can’t detect light elements: H, He, Li, Be EDS of Ceramic Capacitor o Materials Characterization o o o o o 120 Bismuth 7% to 23% Palladium 4% to 9% Silver 7% to 14% Titanium 26% to 34% Neodymium 29% to 46% 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Suspect Counterfeits o o o Not all suspect counterfeits are counterfeits Company changed the size of the chip without a product change notice (PCN) Original components that appear to be fake Old New Both components have the same part number 121 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Avoiding Counterfeits Activity Relative Cost Custom fabrication $$$$ Lifetime Buy $$-$$$ Modernize/Rev $$$$$$$$$ Screen Incoming $$ Screen Outgoing $-$$$ Buy from origin & verify $ 122 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Testing & Reporting Recommendations o Choose an analysis lab carefully o o o o 123 No industry standards or accreditation for counterfeit analysis Rapidly changing counterfeit landscape Wide variations noted among labs Identify the information desired from analysis 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Key Analysis Report Elements o o o o o o o o o 124 Incoming information Investigator & lab name Datasheet information Assessment Checklist Analysis & test descriptions & tools Electrical test results Overall Comments Results Summary o Image List – as needed o o o o o o o o o o o Packaging images X-ray images XRF images EDS images Acoustic microscopy images Overall images of part Observation images Lead condition images Solvent testing images Internal images Corner radius images 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Device Countermeasures: Design for Counterfeit Avoidance 125 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Examples of Device Level Countermeasures o Encryption on a chip o o o o Smart Marking o o INK CONTAINING DNA OR OTHER BIOLOGIC MARKER FOR PREVENTION OF COUNTERFEITING AND PRODUCT DIVERSION PERCEPTIBLE WITH INFRARED LIGHT RF tagging o o o Often cited as one of the answers to cybersecurity woes Difficult for small components to handle Intel announced a process that allows the random-number generator, which is the basis for encryption, to be made with the same semiconducting material and at the same feature size now used for modern processors. Package Authentication - This method makes it extremely difficult to counterfeit the data on RFID tags Data acts as an electronic security marker to automatically authenticate genuine product packaging. Shipment tracking 126 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Encryption on a Chip o Physically unclonable functions (PUFs) provide one way to tie a device to its mark of authenticity. o o o o With the necessary hardware in place, a secret key can be injected into the device at wafer test. o o o Each IC is subtly different to its peers on wafer, even though all that make it through test will operate in the same manner. For example, internal srams have subtle biases such that, when they are first powered up, they contain a pattern of 1s and 0s that is essentially random from die to die, but which is consistent from power cycle to power cycle for that die. Repeatability can be as high as 80% under different test conditions. This pattern can be used as an unclonable device 'fingerprint' that, together with a digital certificate stored as part of the manufacturing and test process, guarantees authenticity Followed by injection of a digital certificate bound to the secret key at the assembly and binning stage. Provides a certificate that has been securely signed by the OCM and which supports all downstream anti counterfeiting measures. Certificate, which can be interrogated at any point, provides traceability for suppliers and end users, providing a way of guaranteeing a counterfeit free supply chain downstream. 127 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Government / Research Countermeasures o The U.S. Army Research Laboratory‘s (ARL), Army Research Office‘s (ARO) o o o 128 Exploring DNA as a tagging and tracking method optical scanning technology that can identify counterfeit electronic components ChromoLogic developed a tag with a biomimetic barcode that can be aligned in the proper order and decoded by an optical reader, similar to how the sequence of a DNA molecule can be read. o http://chromologic.com/technologies-2/ o Discovered that the optical scanning technology developed to decode the biomimetic tag is capable of mapping the intrinsic surface of electronic components, providing a type of fingerprint to distinguish authentic or counterfeit circuits. 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Government / Research Countermeasures o ChromoLogic has developed this surface-scanning technology into the DTEK system, which provides quantitative optical inspection of integrated circuits The DTEK system outputs quantitative information about the surface of electronic components for use in comparative analysis. 129 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Manufacturers Countermeasures o o o o o 130 Complex markings on the package Ultra-violet ink in package marking Symbols or identifiers etched in the die Difficult to alter parts Traceability 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Countermeasures (cont.) o o o 131 Latest technique involves etch depth analysis Use of digital light processing (DLP) to rapidly scan surfaces for highly accurate depth measurements Compare to either manufacturer’s spec or known good part 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Mitigating Effects of Counterfeits o Full performance screen o o Test to detect fraudulent parts o o o o 132 Test to or beyond spec I.e., empty packages or wrong functionality Factory-failed parts Competitors parts may prove to work Will not detect parts with latent defects or those with additional circuitry 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Prevention o o o 133 Comprehensive audit of the distributor based on their quality system Risk assessment to the program Development of an inspection / test plan 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Finished Product and Dangers of Manufactured Counterfeits o The finished product can look like the original. Once the components are complete they may undergo a simple electrical test, such as a curve trace, but the stresses from reclaiming and die harvesting can induce severe damage causing; o o o o o 134 Lower life expectancy Curve trace irregularities Out of specification Continuity failures Unknown reliability 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com iNEMI Counterfeit Risk Calculators o iNEMI White Paper: Development of a Methodology to Determine Risk of Counterfeit Use o o o o 135 http://thor.inemi.org/webdownload/projects/Miniaturizatio n/Counterfeit_Whitepaper.pdf Risk of Counterfeit Use Risk of Untrusted Sources Counterfeit Loss & Total Cost Estimation 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com iNEMI Counterfeit Calculators o 136 Counterfeit Loss & Cost 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com iNEMI Counterfeit Calculators o 137 Counterfeit Loss & Cost 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com iNEMI Counterfeit Calculators o 138 Counterfeit Loss & Cost 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com iNEMI Counterfeit Calculators o 139 Risk of Counterfeit Use 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com iNEMI Counterfeit Calculators Memberships and Accreditations Rating IDEA GIDEP ISO 9000 SEMI T20 AS 6081 In House Testing using AS 6171 (after release of standard) Rating = 1 - - - Certification as a trusted vendor (on a white list, such as ones required under SEMI T20.2) Accredited Accredited Certified Set of infrastructure for authentication via web - Not Accredited Serialization when breaking down batches - Rating = 2 Member Member No Member Rating = 3 - - Rating = 4 - No Member Rating = 5 - - o Mitigation and Controls Rating Rating Not Certified - - - - No Serialization Not Accredited - Business Scale Supplier History Commodity Expertise Annual revenue > 100 MUS$ No known Counterfeit incidents All Sales, Procurement, Quality staff specializes in this commodity only Rating = 1 > 100 >4 Rating = 2 30 - 100 4 Annual revenue 10 -100 MUS$ Counterfeit supply suspected Range of Commodity Specialists with > 5 years experience Rating = 3 11 - 29 3 Annual revenue 1 - 10 MUS$ 1 counterfeit supply confirmed Some Commodity Specialists with < 5 years experience Rating = 4 4 - 10 2 Annual revenue 0.1 - 1 MUS$ 2 - 10 counterfeit supplies confirmed New Commodity Supplier with commodity specialists Rating = 5 <4 1 Annual revenue < 0.1 MUS$ > 10 counterfeit supplies No Specialist Staff confirmed 140 Inspection Environmental conditions for handling, shipping, storage Insurance / Warranty Policy in case of counterfeit occurrence Policy in case of suspect parts but no actual proof of counterfeit Well established controls for adequate limits on exposure to ESD, moisture, dust and mechanical stress Full coverage of consequential cost, including field returns Agreement with certified destruction of batch, refund and full disclosure of source and history Refund for returned batch upon customer's request Refund and Agreement with certified reimbursement of rework destruction of counterfeit cost batch and refund Refund for returned batch upon suspicious observations More stringent than IDEA Rating = 1 recommendations Rating = 2 As in IDEA recommendations or equivalent - Rating = 3 Less stringent than IDEA recommendations Partial controls Company Characteristics Number of Number of locations in employees different countries Risk of Untrusted Sources Rating = 4 Documents, shipment packaging, labels only - Rating = 5 None (e.g. because of no regular inspection) No controls of ESD, moisture, dust or mechanical stress 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Only refund for returned suspect batches No policy No policy Replacement of batch or Replacement of batch or Replacement of batch or refund for returned refund for returned refund for returned components only after components only after components only after proven failures proven failures proven failures No warranty Refuses refund Refuses refund Conclusions o Counterfeits are a real threat and growing o o Risk needs to be managed through a decision matrix o o o 141 Complex supply chain provides multiple entry points Probability / Mission Risk / Volumes Helps provide clear boundaries and guidelines for mitigation practices Costs are not prohibitive and should be chosen as a function of risk mitigation 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Instructor Biography Cheryl Tulkoff has over 22 years of experience in electronics manufacturing with an emphasis on failure analysis and reliability. She has worked throughout the electronics manufacturing life cycle beginning with semiconductor fabrication processes, into printed circuit board fabrication and assembly, through functional and reliability testing, and culminating in the analysis and evaluation of field returns. She has also managed no clean and RoHS-compliant conversion programs and has developed and managed comprehensive reliability programs. Cheryl earned her Bachelor of Mechanical Engineering degree from Georgia Tech. She is a published author, experienced public speaker and trainer and a Senior member of both ASQ and IEEE. She has held leadership positions in the IEEE Central Texas Chapter, IEEE WIE (Women In Engineering), and IEEE ASTR (Accelerated Stress Testing and Reliability) sections. She chaired the annual IEEE ASTR workshop for four years, is an ASQ Certified Reliability Engineer, and a member of SMTA and iMAPS. She has a strong passion for pre-college STEM (Science, Technology, Engineering, and Math) outreach and volunteers with several organizations that specialize in encouraging pre-college students to pursue careers in these fields. 142 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com Contact Information • Questions? • • • 143 Contact Cheryl Tulkoff, [email protected], 512-913-8624 www.dfrsolutions.com Connect with me in LinkedIn as well! 9000 Virginia Manor Rd Ste 290, Beltsville MD 20705 | 301-474-0607 | www.dfrsolutions.com