Networking Networking Guide - Carl von Ossietzky Universität
Transcription
Networking Networking Guide - Carl von Ossietzky Universität
C 08 „Knowledge Transfer Network in the Hanse Passage Regions“ Networking Guide - theory and instruments for good networking and network management Oldenburg 2006 1 Contents Introduction 4 1. Short Introduction into Theory 6 1.2 Social Capital 1.3 Social Capital in Companies 2. Practical Part (Interactionmanagement) 2.1 As-is-analysis 8 10 12 14 2.1.1 Network Analysis 14 2.1.2 Weakness-Strength Analysis 19 2.2 Target Definition 20 2.2.1 Scenario Planning/ Future Workshop 20 2.2.2 Balanced Scorecard 24 2.3 Partner Selection 28 2.4 Bridging: 30 2.4.1 Events 31 Matching-meeting 32 Business Cards Exchange 33 Fairs/ Congresses 34 Lectures/ Further Training/ Workshops 35 “Regulars Table”/ “Workshops”/ Contact Points 36 2.4.2 Direct Contacts 36 Internet Co-operation Fairs 37 Networking-platforms on the Internet 37 Telephone 39 E-Mail 41 SMS/ MMS 41 Communication Tips 42 2.4.3 Contact Databank 45 2.4.4 Maintaining Contacts 47 2 2.5 Professional, strategic Interaction Management 47 2.6 Co-operations and Networks 49 2.6.1 Network Management/ Network Manager 51 2.6.2 Designing a Network 52 Target Definition 53 Developing a “Network Constitution” 53 Developing a Model 54 Act of formation 55 2.6.3 Work Phase 55 Crises and Conflicts 56 Rules of Communication 58 Meta-communication 60 Mediation 60 Moderation 61 2.6.4 Metamorphoses of Networks 2.7 Wrap-up and Evaluation of the entire Process 62 63 3. Best Practice Networks in the KTN Regions 64 References 66 Appendix “Best Practice Networks Questionnaires” 71 3 Introduction Considering various developments in economic theory and real challenges that have come along with globalisation involving an increase in competition and business risk, it has become increasingly clear that interactions between companies and possible co-operations as well as networks can be of vital importance for their existence in the market. Companies, for instance, are forced to generate new developments quickly within a turbulent economic environment and transfer these into processes, structures and products, without having all core competences needed (Blecker 1999, p. 1ff.). Small and medium enterprises (SME), in particular, do generally not have adequate resources, in order to react quickly and efficiently to changes and so generate competitive advantages. Inadequate resources can be compensated by interacting and co-operating within networks. In other fields, however, such as voluntary work, regional development or further education, the importance of networking has not only been known for long, but it is particularly promoted. For example: In the meantime, self-help groups in public health service have become an essential part of health policy. Today, international ecological and development aid policy cannot be imagined without the activity of “non-governmental organisations” (NGOs), being organised in a kind of network. The same applies to universities, who secure a special support providing a vast alumninetwork and carry out a specific form of knowledge transfer. Thus, the relevance of this topic is self-evident. Oftentimes, however, the actors involved do not have the required “know who” for every-day practice, to view their contacts as resources and develop them specifically and strategically. This manual sets out to tackle this problem. It has been developed within the EU programme “Hanse-Passage”, and here, in the project “Knowledge Transfer Network”. It specifically addresses SMEs and consulting organisations for SMEs by putting forward tools and concepts, which help SMEs to manage interactions more easily from the economic point of view and build up networks more successfully. This manual also includes tools and instruments which are of general use for successful networking, therefore also being helpful for organisations, like transfer agencies, or 4 agencies for regional development, associations and institutions. However, the reader should keep in mind that this manual only provides advice and suggestions regarding its brevity. Typical for manuals, each individual tool will be only presented in short. For further information, we recommend consulting the references and internet sources. 5 1. Short Introduction into Theory This chapter gives a brief outline of the theoretical economic background being of particular importance for interactions, co-operations and networks, in order to classify the later presented tools, e.g. the practice of networking and the best practice examples, more easily. Economic sciences basically agree on a uniform conception of man, called “economic man”. In its most abstract form, this concept has come to be known by the term “homo oeconomicus” in neoclassical economics. Though this concept has undergone several changes over the recent hundred years, there is still a common core to all approaches (cf. Manstetten 2000, p. 20). This concept is acts on the assumption, that each individual is confronted with at least two possible ways of reacting in particular situations (cf. Rehkugler/Schindel 1989, p.5). The individual has the option to carry out the action or not, but he cannot realize all alternatives at the same time; he is in a situation of “shortage”. Any kind of human behaviour therefore is one of choosing; any kind of actions are optional in particular situations. These situations are mainly determined by preferences of the individual as well as by constraints (cf. Kirchgässner 1991, p. 13). In accordance with his preferences, the individual normally chooses that alternative which is most likely to be realised, in other words, the one which promises the greatest benefit.1 By analysing all information, considering restrictions and possibilities and comparing these, the individual attempts to ascertain that alternative which is most profitable.2 Any action, which does not serve to maximise benefit does not seem feasible. 1 The frequently applied distinction of two versions of the maxim of utility maximisation, a goal that can be achieved with minimal effort (minimum version of the economic principle) or with a high potential of measures (maximum version of the economic principle) (cf. Retzman 2000, p. 11), is actually about the same principle in two versions (cf. Gäfken 1974, p. 103). 2 Further formal assumptions can be added, such as comprehensive information, timeless adaptation to changes, the impossibility of external effects, preferences do not change and are not interdependent, etc. 6 The self-determined economic individual, however, is confronted with the fact, that the “world” he lives in, is logically not to comprehend without differentiation. This has been shown by various contemporary philosophical approaches, for instance, within the systems theory (Luhmann 1984), logic (Spencer-Brown 1972, Wittgenstein 1971), but also within interpretationism (Abel 1995). Thus, something can only exist, if it can be distinguished from another thing. Without drawing such a distinction, things are not imaginable and specific terms could not be conceptualized. Without black – there is no white, without up no down, etc. Referring to the homo oeconomicus the concept of an individual human personality can only exist if there are others to differ from. As any other term, the “homo oeconomicus” as a particular type of human individuals can only be used in the plural. This goes beyond the ontological level of ascribing distinctive features to individuals. Only if there are wealthy individuals, for instance, you can think of less wealthy ones by contrast. Logically, these facts of matter can be applied to groups, companies, or institutions, since they can only be thought of if they differ from others. Finally, economic agents in general are defined by the total quality of their own distinction relations and the thereby realised interactions, in the positive as well as in the negative. “Interaction” in this context can be defined as repeated, reciprocal distinction. A company, for instance, gains its particular existence through its contacts (co-operative as well as competitive ones) with suppliers, customers, competitors, but also with politicians, media, etc. Distinction from and interaction with others must therefore automatically rank first within the preferences of economic agents in general. Only then, they gain their specific existence. According to the theoretical concept of the economically thinking and acting human being, interacting with others can therefore be viewed as always useful. Besides other resources the individuals always get something that can be called an identity benefit. In the further process of interaction, it has to be clarified, whether the benefit overweighs the costs being caused by interacting such as giving the first recourse in an exchange situation, or whether it is advisable to break up the interaction and take up another one instead. The cost-benefit calculation should consider the fact that resources that are to be achieved by other economic agents, do not only entail traditional economic goods. Sociological theories of social exchange (cf. Blau 1964, Homans 1972, Thibaut/ Kelley 1978) hold the view that any form of interaction can be seen as an exchange 7 in a broader sense. Information, social acceptance, identity as well as material goods, can also be transferred. “Social behaviour is to be regarded as an exchange of goods; these goods can be material or immaterial (symbols of acceptance, prestige, etc.). Someone who gives much to others, will try to get much from them. Someone who gets much from others, has to give much in return. This process of reciprocal influence is generally settled down at the balance of exchange goods. Something a person gives, can be considered as his costs, something that he obtains as his reward.” (Homans 1972, p. 262). To sum up the result: the basic pre-condition for any further steps – whether in the form of a single exchange, a co-operation or building-up a social network – is the willingness of an individual, company or organisation to realise that interacting is always advantageous. Without this willingness, all considerations on potential longterm relations, co-operations and networks are automatically superfluous. 1.2 Social Capital Social actors with whom the individual, a group or a company is connected, could also be called “social capital”, considering the benefit that arises from them. Thus, it enables him to get access to any kind of resource and to obtain identity, information, social acceptance, but also material goods (cf. Haug 1997, Euler 2006). The term “social capital” had been intensively discussed particularly at the end of the 1990s. This discussion was led in connection with a debate on what social and social coherence means for the individual, society and economy as a whole. Of particular importance in the course of the discussion were the works of Glen Loury (1977), James S. Coleman (1988) and other authors from network research. These authors adopting these approaches regarded “social capital” mainly as a resource for individuals similar to human capital. Coleman therefore defines in his work “social structural resources” as capital assets for the individual and as social capital respectively. These are “inherent in the relations among two and more persons (…)” (Coleman 1991, p. 392). Its effect consists of a preferential treatment of actions of individuals. 8 According to Henk Flap, social capital is composed of the number of potentially helping persons within a network, the strength and dimension of relations as well as resources which they can revert to (Flap 1995, p. 5). Glaeser/ Laison/ Sacredote, by contrast, define social capital as “a person´s social characteristics – including social skills, charisma, and the size of his Rolodex – which enables him to reap market and non-market returns from interactions with others.” (2001, p.4). Pierre Bourdieu (1983), introducing “social capital” as a symbolic form of capital in his social theory, takes a look at the interactions among economic, cultural as well as social capital and the problems that possibly emerge from an unequal distribution of social capital. Another group of authors, including Francis Fukuyama (1995) and Robert D. Putman (1993, 1995) in particular, focuses by contrast on the significance of social capital for the whole society. These authors investigate, to what extent a high willingness to cooperate, the existence of networks, institutions and commonly shared norms can influence the prosperity and political stability of a whole nation. As a respond to these works, the World Bank has intensively examined this issue and has set up a homepage on “social capital”. Furthermore, the bank promotes special programmes in various developing countries and commissions its own studies. http://web.worldbank.org/WBSITE/EXTERNAL/TOPICS/EXTSOCIALDEVELOPMENT/EXTTSOCIALC APITAL/0,,menuPK:401021~pagePK:149018~piPK:149093~theSitePK:401015,00.html Empirical results within both fields have become fairly complex in the meantime. Over recent years, “social capital” has become one of the most often discussed and examined terms in the fields of sociological, political and economic science. http://www.socialcapitalgateway.org/ The major part of the works conclude, that individuals, networks and group memberships, with high social capital, by maintaining numerous contacts, are more disposable as a whole and achieve their goals more easily than individuals with less social capital. Research, as carried out by Caspi (1998), Freitag (2000), Boxman/ Graaf/ Flap (1991), Rosenbaum (1999), has shown that individuals with high social capital have access to potential resources, such as information on free vacancies, but also concrete benefits and assistance. This can be extended to managers, who 9 draw a higher salary, to companies, that are more profitable, but also to founders of a company who are more likely not to declare their business bankrupt, who are more innovative and work more efficiently (cf. Jansen 2005 or Witt 2004). 0,25 0,2 0,15 0,1 0,05 none one two three four or more 0 Percentage of bankrupt start-ups in respective to their support categories (Jansen 2005 p.12) “Companies that support themselves on their social capital, work out measurably advantages, learn more quickly, react faster to customer preferences, develop more ideas, display a higher tempo of innovation and obtain better sales figures, gain higher profits and stimulate the share value (…). Employees with high social capital generally draw a higher salary, are promoted more quickly and judged more positively. Employees with high social capital are normally better informed, work in a more efficient and creative way and are the better problem solvers. In short: they create high values.” (Future – the Aventis magazine, internet 2004). 1.3 Social Capital in Companies Economic agents in every-day life face the problem that they have to be willing to interact in order to pursue and realise their own preferences on the one hand. These interactions, however, must be handled in an economically efficient way on the other hand. Social capital should be therefore viewed as a special form of capital in the economic total accounts, it should be managed accordingly and kept account of. Or as Håkansson puts it, “Relationships are one of the most valuable resources that a company posses.” (1987, p. 10). With any kind of interaction it has to be clarified if the profit including the identity benefit outdoes the actual costs in the long run. A company, for instance, with high 10 social capital will probably benefit less from identity benefit than a company with little social capital. Accordingly, the company will only then maintain the contact for a longer period of time when the interaction promises further valuable resources. In theory, business advantages are placed here that arise from co-operative goods and services, such as higher flexibility, superior knowledge, or cost reductions through synergy effects. That means in practice that a company, an institution or an association does not always benefit from every kind of contact. Thus, it has to be decided on with whom, how and when to establish a contact and for how long this relation is intended to be maintained. Furthermore, it should be determined whether a co-operation or an even more stable unit (joint venture, a new company or organisation) is expected to emerge from it. Finally, choosing the right partner paves the way for the further course and the total benefit of the interactions as well as for achieving the objectives set up by the economic agents. To sum up the result: “We assume that companies raise the exchange and/ or the control of exchange processes as their strategic maxim, i.e. the ability to interact. This ability becomes a strategic factor of success for a successful performance on the market (…).” (Blecker 2000, p. 3) 11 2. Practical Part (Interactionmanagement) To develop the own social capital over the long term as profitably as possible, there are principal procedures, that help structure this process, manage interactions strategically and set up successful co-operations and networks. In this chapter, these procedures and tools will be presented in greater detail. However, it should be taken into account, that not all procedures and tools have to be applied in such detail. A transfer agency or organisation planning to co-operate with others in a project, in order to produce a particular product, e.g. a databank or a series of events, does not necessarily have to define their objectives with the aid of scenario planning or the balanced scorecard and work out a detailed network constitution. However, even in fairly simple co-operation projects, the as-is-state should be determined, objectives exactly defined, partner selected accordingly and the responsibilities recorded bindingly within the co-operation or network. 12 Scheme of the most important steps of interaction- and network-management As-is-analysis Network-analysis as part of an intellectual capital report Target Definition Partner Selection Bridging via events and direct contacts • Contact databank • Maintaining contacts Designing networks and co-operations • Targetdefinition • Network Constitution/ distribution of workpackages Working process of the network or cooperation possibly Metamorphoses of the network Wrap up and evaluation of the co-operation or the network • Final meeting • Written evaluation Evaluation of the entire interaction management and possibly modifications in the specific phases 13 2.1 As-is-analysis In the beginning of a process the current situation, in which the actor or the company is, should be recorded. To serve this purpose, various sources of information can be consulted, from questioning employees over an analysis of client and vendor base up to newspaper articles. This analysis should be carried out within the context of a general balance of knowledge of the company. (cf. http://www.bmwi.de/BMWi/Navigation/Technologie-undInnovation/Informationsgesellschaft/tagung-wissensbilanz,did=41128.html). The essential part of such a balance of knowledge for the interaction management is the analysis of the “know who”. This should be conducted in the form of a comprehensive network analysis, since the numerous persons, companies, organisations, agencies, etc., with whom the actor, e.g. a company or an organisation, is connected with, can be best represented in a network, putting the actor in the centre. 2.1.1 Network Analysis Networks can be formally described as a graph consisting of a limited number of nodes and links in between. In a social network, the nodes represent social actors (persons, groups, companies, etc.) and the links the relations among the actors. Network analysis aims at recording and visualising these network components. The theoretical foundations of network analytical thinking originate from the formal sociology by Georg Simmel and Leopold von Wiese. Simmel considered sociology as a kind of geometry of social relations. He defined as contents anything that is inherent in individuals, such as interests, purposes, motives, inclinations, psychic moods and changes, so that interactions emerge from them. These contents are therefore the material of which forms of commercial entities are made and which can take on different forms. Despite different contents, the same abstract forms in any 14 social group can be identified, such as superordination, subordination, division of labour, coherence inwards – separation from others. Kurt Lewin´s topological psychology as well as his field theory (a form of psychological theory, according to which the behaviour of animals is determined by the conditions of their environment) have been influenced by Simmel and can be seen as the ancestor of network analysis. The social psychologist Jacob Moreno in 1934 developed a method, which he called “sociometry”. By means of “sociograms”, relations among individuals within small groups can be represented graphically. Finally, the idea of analysing social networks could be realised in sociology by turning away from structure-functionalism of the 1930s and 1940s that had come to be seen as stiff and static. Here, the so-called Manchester Group of British social anthropology (Max Gluckmann, John Barnes, Elizabeth Bott, Siegfried F. Nadel, J. Clyde Mitchell) had been the theoretical forerunners. In 1954, Barnes applied the newly developed concept of networks analytically for the first time when he carried out a social anthropological study on the Norwegian village Bremes. Since then, he is known as the initiator of the term “social network”. He found that – beyond the stable interactions, within the formal and hierarchical structure of the territorial and industrial systems – there are further hidden social structures, consisting of friendship, neighbouring, and kinship relations, that each individual has in a community. Apart from Barnes´ work there was another study being of importance for developing the concept of network: the explorative investigation, carried out by Bott in 1955. Bott`s study revealed a connection between the structure of family network and the extent of differentiation regarding gender roles. Finally, towards the end of the 1960s, Barnes and Mitchell broadened the definition of the term “network”. In applying the graph theory they developed a specific tool for analysing social networks. The American community and industrial sociology is another important branch in terms of developing network analysis. Anthropologists, psychologists, and sociologists, working in Harvard, such as Lloyd Warner, Elton Mayo, Harrison C. White as well as George C. Homans later on, developed amongst other things along the so-called Hawthorne studies the block model analysis, in which the social positions of the individuals are represented in a matrix. Today, this analysis is the 15 second pillar of network analysis along with the graph theoretical concepts (cf. Jansen 2003, p. 37-47). By means of the network analysis, the as-is-state is to be calculated within the scope of interaction management. The as-is-state aims at demonstrating the kind of present relations among the company, institution, association, employer or members as well as showing what kind of resources are accessible by those. As for the interaction management, the network analysis should be as comprehensive as possible, that means it should cover the relations and actors as a whole (total network). If you only aim at achieving a specific objective referring to a certain branch or topic, it can be sufficient to investigate only a part of the social network (partial network), such as the relations and actors within a particular branch. “Nodes” and “links” can be represented along a wide range of criteria, such as 16 network characteristics interaction criteria: content of transaction: specification exchange media: a) emotion, sympathy c) information b) d) influence, power goods, services characteristics of the connections reciprocity On which scale are the relations symmetrically, asymmetrically, notsymmetrically? roles Definition of the role relation: How do the participants have to behave in their relations? multiplexity In how many ways are the participants connected with each other (role proportions, content of interactions)? intensity How strong are the connections in some proportions (e.g. in a personal cost-benefit calculation)? formal/ informal relation Are the relations more structured and standardised (formal) or more informal like in an „old boys network“? structural morphology connectivity Part of participants, who belong to the network. cluster Dense regions of the network. size How many persons belong to the network? membership What are the needed characteristics to become a member of the network? accessibility How many connections to other networks does the network have? stability How constant is the network during time density How great is the number of the real connections compared with the number of the potential connections? attainabilityt Average number of connections between participants. hierarchy Which levels of hierarchy does the network include? jobs Which occupational groups does the network include? questions of centralisation Is the network more centralised (star structure) or more decentralised (complete structure)? key roles (communication roles) star or central position Participant with many connections to other participants; within easy reach for everybody. liaison Participant who connects two clusters. bridge Participant who belongs to more than one cluster. gatekeeper Participant, who controls the flow of information from one section of the network to an other and controls which information from outside the network gets into it. Isolated person Participant without relations to other network members. Schenk 1984 S.250 The relations among the actors can be as well graphically represented in a network analysis, whereby several ideal types can be identified. As for the full structure, actors can interact and exchange resources between one another. As far as the 17 wheel structure is concerned, this exchange is only possible via a central network actor. chain star ring complete structure some possible network structures This graphical presentation of the network structure and relations within the network analysis is within the scope of interaction management and the construction of cooperations and networks insofar of importance, in that the different positions in a net also involve differences in the access of resources. The thesis of so-called “weak ties”, developed by Granovetter (1982), asserts that the bridging function is particularly advantageous in that only weak relations to persons of other networks exist that enable the access to resources of this net. “Strong ties”, by contrast, exist in very close relation nets, such as families or mafia. Though you can expect more from your network partners, you have many duties and only little freedom vice versa. The “Structural-Holes-Thesis”, developed by Burt (1992) adopts a similar approach as the “Weak-Tie-Thesis”. A “structural hole” is a position within a network, which describes a gap between two networks. There is no real connection between these networks. The “broker”, by filling this gap, gains access to both of the networks, that are otherwise not connected. Hence, this position is of great strategic value concerning the maximisation of utility. This can be in the area of information as well as of gaining control. The broker has exclusive information on both of the networks, which is highly profitable for himself. Since there is no-one filling this position, he is in a monopoly position. Further information on network analysis: http://semanticstudios.com/publications/semantics/000006.php http://www.orgnet.com/sna.html http://www.methoden-der-ethnographie.de/nwa/nwa.html http://www.analytictech.com/ucinet/ucinet.htm 18 In America, the network analysis is institutionally embodied in the „International Network for Social Network Analysis” (INSNA). Once a year, the INSNA organises the so-called “Sunbelt Social Network Conference“. http://www.sfu.ca/~insna/ 2.1.2 Weakness-Strength Analysis After establishing the as-is-state and thus representing the network nodes, the relations among each other and the resources, available to the actors, an analysis of strength and weakness and their distinctions should follow. Such an analysis is to reveal the existing option of the person, company or organisation and the lacks or distinctions compared to others. The distinguishing criteria can vary and have to be defined by the actor himself. However, it should be given conscious attention to the fact, that such criteria, which can be important for the later definition of objectives and selection of partners, are to be recorded at this point, such as corporate size and culture, the markets as well as customers and suppliers. An example for a strength-weakness profile of a company: 19 2.2 Target Definition: Next, a target vision is to be developed of how the person, the company or the organisation should be like in a matter of years, which products it wants to offer, how it should be related to customers, suppliers and competitors and how it wants to be seen within the market and so on. To achieve this, tools like “scenario planning”, “future workshops”, as well as tools, built on these, such as the “balanced scorecard”, can be applied. 2.2.1 Scenario Planning/ Future Workshop The idea of making future predictions using scenarios can be traced back to Herman Kahn, who coined this term during strategic, military planning for the USA at the beginning of the 1950s. Later, the “scenario planning” came to be known to a wider 20 public through the study “The Limits to Growth”, carried out by the Club of Rome (cf. Thiesen 1999, p. 57). Using the scenario planning on the basis of various development factors, the future is described as comprehensive and realistic as possible. This is done by drafting different future scenarios, starting from the current situation. During modelling the scenarios, five phases are distinguished: First, the actual situation is determined by analysing the problem (see above) and then, questions and topics have to be defined for the later development of scenarios, hence, in the context of the interaction management the “development of a company or an organisation”. Second, within the phase of analysing the influence factors, it is tried to name all possible future influences on the development of a company by evaluating empiric data and using different creative techniques, such as brainstorming. Furthermore, the future business interconnections and integrations have to be revealed, for instance, by using a chart providing a matrix of net connection: Influential factors Traffic policy Automotive branch Social awareness environment Active sum Traffic policy X 2 2 2 6 Automotive branch 2 X 1 2 5 Social awareness 1 1 X 2 4 Environment 1 0 1 X 2 Passive sum 4 3 4 6 cf. Thiessen u.a. 1999 S.62 The evaluation of each net connection is done by raising the question “How strongly does each area, which is marked by its influence factors, exert an influence on the other area?” The influence factors can be classified in the following categories: 0 = no influence 1 = weak or indirect influence 2 = strong influence 21 The active sum resembles the influence of an area on other surrounding areas, whereas the passive sum resembles the influence of other areas on the one in question. Within the third phase, the descriptor analysis, various influence factors are operationalised by quantitative as well as qualitative descriptors. A quantitative descriptor, for instance, could be called “measures of staffqualification”, a qualitative descriptor, by contrast, could be something like “customer satisfaction”. If possible, these descriptors should be grouped with measurable categories, for instance, the “number of qualification measures attended by staff members”. In addition, the descriptors should not only encompass all factors established in the influence analysis, but should also try to operationalise them as unbiased and non-normative as possible, to prevent thinking of certain directions and developments while drafting the scenarios. The descriptor analysis is followed by the most important phase: the development of two extreme scenarios and a trend scenario. Based on the former analyses, detailed scenarios are now developed, involving concrete prognoses on the development of each individual descriptor. The final aim is to set up complete scenarios, one referring to the worst case, the other to the best option that is possible to achieve. The trend scenario, however, should show, how the future will develop, when both influencing factors remain constant. It is therefore understood to be the most realistic scenario. Best case scenario Trend scenario Worst case scenario time 22 Finally, in the last phase of the scenario planning, consequences and possible measures can be derived from the scenarios. http://www.sowi-online.de/methoden/dokumente/szenariotechnik.htm http://www.triz-journal.com/archives/2002/01/b/index.htm This final phase can directly lead into a future workshop. While the scenario planning seeks to predict a possible future development, without exerting an influence on it, the future workshop serves, above all, to unfold own ideas of active and personal involvement for the time to come. The concept of the future workshop was modelled in 1981 by Robert Jungk, an austrian futurologist and later winner of the alternative Nobel Prize, and his associate Norbert Müller. It was originally intended to provide humans with an instrument, which should enable them to learn democratically, how to find solutions and new ideas for their individual or urging problems of society, beyond existing restrictions and narrow-mindedness (cf. Thiesen 1999, p. 22 ff.). The “Three Phases of the Future Workshop” form the actual core. First, during the critic phase, any comment of each participant, be it that he sees forthcoming problems, is not content with certain scenarios, etc., should be collected and written on cards. Afterwards, these cards should be fixed on a display wall and sorted by category and priority ranking. Next, within the “fantasy and utopia phase”, ideas and proposals to all questions and problems mentioned on the cards are to be found. This should be done in the most creative and freest way possible. Again, new cards should be used to display the comments made in this phase. No idea, no matter how absurd, may be excluded. It could also be helpful to use a specially designed creative technique. Highly interesting concepts of such creative techniques are offered by the Swiss firm “Brainstore”.(http://www.brainstore.com/). Finally, during the last phase of the future workshop, the transfer phase, all the answers are discussed, summarized, evaluated, perhaps some discarded, and structured. At the end, a quite commonly worded definition including the goals and visions of the company or organisation in question should be worked out, considering the scenarios, gained by using the as-is-analysis and the scenario-planning. 23 http://www.zwnetz.de/pages/willk.html http://www.mutzconsulting.de/bonbon/zukunftswerkstatt.pdf http://www.die-bonn.de/esprid/dokumente/doc-2004/apel04_02.pdf 2.2.2 Balanced Scorecard In the beginning of the 1990s Robert S. Kaplan and David P. Norton developed the concept of the Balanced Scorecard (BSC). The BSC helps concretise, represent and control strategies of companies. By deriving concrete strategic objectives from the vision and the strategy as well as by allocating concrete measures for the obliged value of these measures, the achievement of the set objectives can be planned and controlled. Not only does this concept represent a performance measurement system, that is mainly oriented towards financial measures. It also seeks to take into account the total value enhancement of an entity (company, organisation, etc.) That means, also strategic objectives and visions in areas regarding staff-qualification and motivation of employees or customer satisfaction are expressed by key data in the BSC. For this reason, the BSC is rather a leading than a measure tool (Horvath & Partner 2001, p. 9). The BSC is basically processed as follows: On the basis of empirical experience, Kaplan and Norton suggest four perspectives, which are supposed to subordinate strategic objectives. Further perspectives, however, can be individually added, such as a co-operation perspective. (see http://www.sfb559.uni-dortmund.de/pdf/m03.pdf?PHPSESSID=16199f3aa1de1dd 2da38a28365018917#search=%22%22netzwerk%20balanced%20scorecard%22%20%22 Financial perspective: This perspective deals with the question “Which objectives can be derived from the financial prospects of our capital providers?” or “How shall we appear towards our partners, in order to drive financial success?” This perspective contains objectives and measures that measure the financial turn-out of the strategy realization. It records if a long-term economic success can actually be realised. 24 Customer perspective: Here, the central questions are “How shall we appear towards our customers, in order to realise our vision?” or “What goals are we supposed to set regarding the structure and requirements of our customers, in order to achieve financial and other objectives?” It is mainly a matter of positioning and appearance on the market, customer satisfaction with the company´ s products and services, which customers are mainly addressed, how to bind customers, etc. Business process perspective: The following question is at the heart of this perspective: “What goals are we supposed to set concerning the internal processes, in order to satisfy our partner and customers and realise our vision?” This perspective focuses on highlighting and planning processes, which are essentially important of the corporate strategy. Learning and growth perspective: This perspective is focused on the question “What goals are we supposed to set regarding our potentials, in order to cope with present and future requirements?” It is mainly about how to develop the infrastructure that is strategically needed. Apart from general information and specific information on knowledge management systems or technologies, employees and their “know how” and “know who” form a crucial part of the infrastructure. 25 The BSC is generally developed in seven procedures: 1.) Developing visions and strategies (this has been described already within the scope of the future workshop) 2.) Fixing the perspectives that are to be taken into account 3.) Deriving concrete objectives from vision and strategy 4.) Designing a cause-and-effect chain between the perspectives and their objectives (this can become to complex for co-operations or networks and is not compulsory in these cases) 5.) Fixing measures 6.) Fixing target measures 7.) Planning actions and measures to achieve target measures 26 Finally, the following aspects should be regularly evaluated: • if the measures obliged have been achieved • if the measures actually measure what they are supposed to do • if adequate measures have been applied to achieve the objectives • if vision and strategy have possibly to be revised Further information: http://www.wiwi.uni-regensburg.de/scherrer/edu/opi/balanced-scorecard.html http://www.balancedscorecard.org/basics/bsc1.html http://www.2gc.co.uk/pdf/2GC-PMA02-1f.pdf 27 2.3 Partner Selection: Building on the weakness-strength analysis and the BSC it is tried to realise the vision that has been developed within the target definition by choosing and making particular contacts as well as to achieve the set objectives. At this point, it is necessary to have a closer look at the following levels: • Demand compatibility: this entails all aspects needed to define the appropriateness of partner specific performance characteristics for covering the determined shortage. That means: the partner either has got everything that is needed by the own company to get closer to one or more set objectives, or the partner offers something similar or none of both. If the decision turns out to be positive and a contact is to be established, either a single or a repeated, long-term exchange relation can be built up. The following aspects are also relevant in this context: • Interface compatibility: this particularly includes elements being of vital importance for a long-term co-operation of the partners, for instance, within a network, such as - the strategic fit (correspondence of strategic objectives of companies, compatibility of co-operation intentions etc.) - the cultural fit (compatibility of corporate culture and individual company´ s values and norms, that are lived inwards and outwards, sympathy) - the organizational fit (structural correspondence of companies, for instance, regarding the size of company, how the company is organised, distance to locations, markets and customers accordingly) - the fit related to information and communication technology (compatibility of information systems being used regarding hard-and software, communication standards, etc.) Sometimes it is useful to break up the judgment on above mentioned items in essential criteria and desired criteria respectively. That means, it has to be precisely determined which requirements a potential partner has to meet in any case and 28 which criteria could be desirable or helpful, for instance, when it comes to avoiding further costs or facilitate future projects (cf. Killich/ Luczak 2003, p. 113). After that, the concrete expectations (guidelines and measures) regarding the partners should be defined along the developed target measures. This does not necessarily have to come about via indexes. However, it should be clear what to expect from other actors in a defined period of time. The potential partners should be related to the corresponding set objectives in the balanced scorecard. Only then, it is possible to control by means of additional as-is-analyses in the further process, whether a particular aim can be achieved or whether it should be reacted. If there is no matching partner available whilst defining the objective, the requirements on a potential partner can be simply recorded under “measures” in the corresponding line. Whilst choosing the right actors for interacting within a cooperation or network, it automatically turns out, with whom you are not willing to work with; actors, who either are not important to achieve the own objectives or who can be viewed as competitors. These actors should be put down in a “negative” space on the balanced scorecard. You keep defining along each individual aim, how the corresponding competitor is anticipated to develop according to your preferences (instructions) and how to achieve this by your own performance (measures). Fixing the positive and negative metrics gives you a detailed picture of the desired positioning within a network of the persons and companies in question. Thereby, the company, organization, etc. obtains an individual and unique identity. Example for an extended balanced scorecard; Customer perspective „To achieve our vision, how should we appear to our customers?“ Targets Measures Objectives Initiatives Actor 1: Objectives Actor 1: Actor 2.: Initiatives Objectives Actor 2: Initiatives 29 2.4 Bridging: Potential partners can start the interaction via a first e-mail, letter, telephone call, by having a conversation or by attending corresponding events. This “beginning” of interaction, whether the individual addresses someone personally, by a certain gesture or by handing over a material good, is the key moment. Since this act of initiation itself, as stated above, is already profitable and opens up new chances, each actor should be intrinsically motivated to make the first move. It is particularly important to handle the corresponding communication rules, known from psychology and education theory, to prevent the interaction from failing right in the beginning by misunderstandings or non-objective factors, such as agreeable behaviour or outward appearance. If the first approach has been successful, it is essential to motivate the interaction partners for a long-term co-operation, since future interaction or even a co-operation, a joint venture or a network project with these partners cannot be ruled out. There are numerous ways of establishing contact. They will be divided up into events, at which many persons are gathered at the same place and time, and a direct, bilateral contact, for instance a telephone conversation. But before going into detail, there are some suggestions beforehand in terms of “bridging” that should be taken into consideration: As for any other first approach, it is particularly important to present yourself appropriately, for instance, by using professionally designed business cards or by doing short presentations (Power Point, posters, presentation). Like the “Executive Summary” in business planning, this presentation is intended to provide potential cooperation or network partners with information on the own company, organisation or ideas, to motivate them and, above all, to highlight the unique characteristics, but it should not be an advertising presentation. Hence, projects and co-operations which have already carried out, co-operations, interesting contacts of the own company or organisation, future ideas and visions as well as exactly defined wishes of cooperation should be in the focus of attention. Combined use of a short presentation and a business card can be interesting as well. Digital business cards, for instance, integrate the printed information of a business 30 card with a CD-Rom, available with up to 80 MB disk space for an additional short presentation. http://www.software-duplizierung.de/visitenkarten_cd-rom_80x60.html http://www.cdrombusinesscard.net/ Flyers, by contrast, should be sparingly used, because they carry too much information for the very first contact, but not enough information on the person or company for further extensive examination. Unlike business cards, flyers are not selected, collected and administered. It should be kept in mind, that all materials, intended for self-presentation, should facilitate further contact in various ways. Hence, these materials should include the postal address, telephone and fax number, mail-address, homepage as well as the mobile phone number. 2.4.1 Events Major events at which more persons are gathered, intended for establishing a first contact, a co-operation or a network, can be classified in the following model: Participant focused (invitation of a special set of persons like CEOs from a single branch) open (everybody who is interested can participate) e.g. e.g. matching meeting, conference business card exchange, fair Content focused (selected topic or target of the event open (no selected topic, the only purpose is to get in contact) e.g. e.g.. matching meeting, conference, fair business card exchange, co-operation fair Time/ Place regular irregular e.g. e.g. „regular table“, contact points, fair matching meeting, business card exchange 31 That means, there is always a particular group of participants meeting up at a specified time and place for a particular reason. There are various ways of how such events can come about. Events can be organised to which the participants are selectively invited according to a specific purpose and which regularly takes place in the same setting/ location. Apart from getting to know each other, there is no specific topic to discuss. Matching-meeting: Here, the host, for instance an interaction manager or a leader of a transfer agency, invites persons or representatives of a company, which he already knows from various contexts and about whose performance offer he is well-informed. The point of such a meeting is to figure out, whether the participants can achieve common synergy effects or even initiate a project or network together. Before the meeting takes place, the host deliberates, based on the available information, which persons could possibly match. Background of such a meeting could be a common topic, for instance, “security”. For discussing such a topic, a software producer, an instructor for guard staff and a producer of ID-cards could be invited and possibly brought united in a co-operation. There are further options. The companies and persons in question do not necessarily have something in common, but they might complement each other. The course of a meeting: Each participant presents his company or performance in ten minutes maximum, while keeping in mind that this meeting is not intended for advertising, but for establishing a first contact. Thus, he presents projects, he has already carried out, his existing contacts and possibly his potentials and visions that have not been realised yet, but which are possible. During the presentation, the other participants make notes on starting points for a conversation. Afterwards, the participants figure out in a brainstorming, which common projects, co-operations or connecting links could come into question. Sometimes, participants have other contacts which can be valuable for other participants attending the meeting. Then, during a discussion, the ideas are grouped, selected and allocated to the partners. It could turn out that a certain project is imaginable, but that the required partners are not available at this point. Then, a concrete specification is worked out. The participants decide on whether to make suggestions themselves or whether to 32 instruct an interaction manager to seek further partners. In addition, it is determined how to carry on, for instance if a further meeting should be arranged to discuss concrete co-operations, who is supposed to take over the management of the project, co-operation or network. The proceedings of matching-evenings are more selective than matching-meetings in general. Here, particular participants, for instance employer and venture capital provider, are united to initiate a project. Before a matching-evening takes place, the organisers carry out questionings by means of questionnaires or interviews and gather additional information on the participants. Only those meeting the requirements are invited. During the evening, the participants introduce themselves with a short presentation and are given the option to start a conversation that can possibly lead to a cooperation. Business Cards Exchange: This concept, originally developed in America, is intended for facilitating the first approach in a casual atmosphere. People from different branches who are interested in establishing new contacts meet up. These people, however, are not personally invited, but it is announced via a mail-distributor, for instance of the promotion of business development, or via the press, when and where such a business card-party is taking place. The course of the event: in the very beginning, each participant gets a name tag and fills in a questionnaire with detailed information on the company, hobbies, wishes of contacts, and so on. These individual profiles are sorted along specific categories, for instance branch, and are displayed on movable walls. Alternatively, this profile can be determined via the internet and made accessible to other participants in advance. After the official welcoming, short presentations are held and the participants are free to present their company. Sometimes, contact games are organised or “contact agents” help the participants to get into touch with matching partners. Such a contact game could be a “speed dating” round. The participants sit opposite each other at a table, have five minutes to get to know each other and switch over to the next participant, until all participants have talked to each other. If the first contact is successful, business cards are exchanged. To provide a relaxed atmosphere, you 33 can organise a band playing in the background or offer drinks as well as snacks to the participants. www.visitenkartenparty.biz www.kontaktmachen.de American example: http://www.exchangeyourcard.com/events.html Fairs/ Congresses Studies have shown that, so far, the vast majority of company co-operations has been established via personal contacts, friendships and encounters at fairs and symposia (Müller/ Goldberger 1986, p. 93, Gulati 1998, p. 294). That means, the traditional network tool, namely the fair or the conference, is still one of the most important, despite new ways of establishing contacts via the internet. The main advantage of fairs and conferences is that the audience has been pre-selected in advance according to branch or topic. Here, a lot of information on a specific branch or topic can be obtained. And if you look cooperation partners in a particular field, they are most likely to be met at such a fair. Apart from this contextual level, it is always possible to talk to the other participants in person. Fairs and conferences, however, do also have weak points. In most cases, you do not meet the important decision-maker, but only members of staff who have been employed to present the corresponding company at such fairs. A supporting programme, including dinner, trips or visits, is provided for establishing and maintaining contacts. The so-called “recruiting-fairs” and cooperation fairs are particularly interesting for getting into touch. Here, the exhibitors do not simply introduce their company and establish contacts with customers. They also look for matching employees and cooperation partners. People visiting such fairs, in turn, do not only obtain information on innovations, but are also interested in finding new cooperation partners or jobs. At any rate, it is important not only to get thoroughly prepared for a fair (by intensively reading the exhibition brochure, by planning, which exhibitors you intend to visit including making appointments in advance, by preparing questions or what results in conversation you want to achieve, by preparing material such as business cards or image brochures), but also to post-proceed the fair intensively. The conversations at 34 such fairs should be recorded and the business cards you got should be inserted in the own contact databank. If agreements have been made, for instance “I am going to call you next week”, or if any questions remained open, they should be dealt with very soon, one week after the fair at the latest. http://www.messe1x1.de/ Lectures/ Further Training/ Workshops Like fairs, further important tools for establishing new contacts are symposia, further trainings and presentations. Here, as with trade fairs, you meet a pre-selected audience according to specific topics and branches. These events include a contextual part, in which information on topics, products or current occurrences are communicated, and an informal part, in which personal contacts between participants can be made. As for the contextual part, it should be taken account of that the topic is concisely presented in an exciting style. Though the way of presenting a topic mainly depends on the speaker or the leader of further training, there are some useful tips that help structure a presentation: http://www.lsw.uni-heidelberg.de/users/mcamenzi/vortrag.html http://www.speechtips.com/ http://www.presentations.com/presentations/delivery/speaking_archive.jsp In order to make the informal part as successful as possible, it can be helpful to provide those present with a list of participants including particular data on their companies. Such a list and name tags facilitate the first approach to possibly relevant persons. In addition, a relaxed atmosphere, drinks and snacks as well as a kind of contact supporter facilitate a successful networking during breaks of the conference, after a presentation or the supporting programme. Within the supporting programme the participants should be given the opportunity of doing things together and talking to each other. Instead of holding further presentations, on the history of the venue for instance, a tour or a traditional meal should be included in the planning. 35 “Regulars tables”/ Workshops/ Contact Points In order to create co-operations and networks successfully, a common, interpersonal basis should be provided. Oftentimes, resources of network partners are not accessible, until a trustful, long-term relationship has been established. That is why successful networkers or interaction managers, advisers or leaders of transfer agencies cannot be simply employed or replaced. Apart from obtaining comprehensive information on persons, companies and networks, trustful personal relations permit successful networking. In order to focus on the interpersonal level and promote the establishment of such trustful long-term relations, it is advisable to organise regular appointments and events. Once a week, the persons in question could meet at a network regulars` table in a casual and relaxed atmosphere. To avoid having only personal conversation, a short agenda should be worked out, which could involve legal innovations, new announcements or other relevant information on economic development. Short presentations could be done as well. Apart from meeting up at a regulars table, workshops or contact points could be organised. Here, the persons in question meet up regularly at a specified time and place. Particular resources, such as literature, software, special machines or laboratory equipment, are put at the network members´ disposal. Adviser and experts from certain areas, who are to be announced in advance, are present to answer questions. 2.4.2 Direct Contacts Apart from gathering many persons at a specified time and place, where contacts can be established purposefully or by coincidence, and co-operations can possibly be initiated, you can get directly into contact with potential co-operation or network partners. It should be carefully considered in advance, what partner you search for (as described above (selecting partners)), and who could meet these requirements accordingly. 36 Internet co-operation fairs Online co-operation fairs provide assistance with searching for co-operation or network partners. They particularly support that by providing comprehensive information on participants, who are logged in already, such as companies in a particular region. In addition, they offer web-sites on which the own services and deliver concrete pleas can be offered. Generally, these co-operation fairs are very specific regarding branch, topic or region. There are, for instance, specific technology fairs, where technical innovations or patents are offered or searched for, software fairs, recycling- and material fairs, fairs on foundations of a new business, or capacities intended for gathering those companies that either have many machines, free-lancers and other resources or that have none the like. http://www.regis-online.de http://www.kmuinnovation.com/kooperationsboerse.htm http://www.kooperationsboerse.ihk.de/kdbdiht.asp http://partners-service.cordis.lu/ There are still co-operation fairs that are not based on the internet, for instance at transfer agencies or professional associations. Co-operation applications and offers regularly appear in newsletters. Networking-platforms on the Internet Networking-platforms work similarly to the above mentioned co-operation fairs. Here, the functions that can be used, are completely free in the beginning. After some time, however, some platforms charge a fee. The persons using such platforms fill in their own contact profile, including data on former employers, schools they attended, or services they look for. Among these contact profiles, particular search functions generate lists of members that meet particular criteria, for instance, common interests or similar services. On some platforms, like the openBC, members can be selectively invited to join the own contact net. After confirming the invitation, the person in question appears within 37 the list of its own, confirmed contacts. This way, contacts can be visualised and utilized. In addition, various other services can be consulted, for instance, a notification via email, when new members enrol with distinguishing features, web statistics on the own profile or specific discussion forums It can be generally said, that persons who attach a photo to their profile tend to be more frequently contacted than others without a photo. At present, www.linkedin.com and www.openbc.com. are probably the most important network-platforms in the business area. 38 There are various further platforms that have been summarised by Judith Meskill in a meta list, involving nine sub-categories: business, common interest, dating, face-toface facilitation, friends, MoSoSo (Mobile Social Software), pets, photos as well as “edge” cases or social networking “plus” sites. http://socialsoftware.weblogsinc.com/2005/02/14/home-of-the-social-networking-services-meta-list/ Single fairs, high in number on the internet, intended for networking as well, but within a very specific and private sector, have not been included here. They present, however, the fastest growing market on the internet, with about 3000 German speaking fairs. Apart from these platforms that are specifically set up for networking, contacts can also be made and maintained by using numerous discussion forums or weblogs. Similar to network platforms you can insert the own profile and communicate directly with other users. In contrast to most network platforms, you can make comments in a window which can be seen and replied by any other user being online. Using weblogs works similarly, where longer articles and contributions can be delivered and commented by other users. Unlike the network platforms, users who are not simultaneously on-line, can exchange data. Therefore, it is comparable to an open correspondence. Telephone Today, establishing and maintaining contact via the telephone or via e-mail is one kind of networking being most important and widely spread. In a questioning, the members of the openBC replied the question “How important are the following ways of communication for maintaining contacts?” with “very important” or “important”: 36% clubmeetings 45% conferences, trade-shows, seminars 61% internet networking-platforms 94% telephone 95% e-mail or messenger 0 10 20 30 40 50 60 70 80 90 100 39 Establishing the first contact via the telephone involves the difficulty that the voice is the only communication medium. In contrast to face-to-face communication, gestures and facial expression are missing. Sympathy, disapproval, irritability, or openness can hardly be communicated and identified. In addition, the communication can be broken up more easily due to failures in the technical medium and lack of a personal relation. When getting into touch via the telephone, some instructions should be taken into account. Although these guidelines do not guarantee success, they help avoid frequently committed mistakes. Rules for successfully telephoning preparation of the telephone conversation • A calm surrounding supports your concentration • Define your aims for the conversation. What do you want to achieve? • Consider objections, excuses, arguments etc. • Put the important documents for your conversation together and read them again in advance to be up to date • Prepare a pencil and paper • Choose the right time for calling (consider breaks like lunch time) telephone conversation • If you call: “good morning/ afternoon, first name, last name, business, reason for calling...“ • If you get a call: “good morning/ afternoon, business, first name, last name...“ • Note the name of the caller and repeat it during the conversation • Standardise your notes and reduce them to the essential points: name, telephone number, address, time of calling, reason for calling, further steps • Make sure that your notes are correct • Speak clearly and precisely • Speak with short sentences. Make some breaks • To ask means to lead the conversation: avoid monologues by asking questions like (what can I..., ...?, when are you...?, would it be interesting for you if..?) • Try to find out what your conversation partner needs and what could be the benefit of relation: Can you help him to avoid some costs or gain more profit ? Can you help him to solve some problems or to avoid trouble? Can he get more prestige or important information through you etc. • Define further steps or dates during your conversation and make some offers for these points. • Let your conversation partner always finish • Note the results of your conversation after the call 40 E-Mail Establishing contact via e-mail involves the difficulty, that the communication is even more constrained compared to a telephone conversation. Mood and personality of a person that is contacted can hardly be recognised. On the other hand, you can spend more time on working on a text in an adequate style and presenting the concern in greater detail. An e-mail is a particularly reasonable medium for establishing and maintaining contacts, especially in terms of transferring “hard” facts, such as addresses, dates or documents. Since an e-mail can be sent quickly at a low cost, it has become the main communication medium along with the telephone. E-mails, however, also have weak points: a high number of companies use mails for advertising purposes and spread milliards of so-called UBE (unsolicited bulk e-mail) or spam-mails every day. To differ from such spam-mails, the subject heading should be individually and concretely adjusted to the concern and person in question. Since particularly persons with leading positions in companies or organisations receive a lot of (serious) e-mails every day, you should keep your mails short and formulate the concern precisely. If your e-mail has not been replied within one week´ s time, it is recommended to ask, possibly via telephone. SMS/ MMS SMS (short message service) or MMS (multimedia messaging service) by contrast are less commonly used as network tools. According to the German net agency “Bundesnetzagentur” 20.6 milliard SMS and 91 milliard MMS were sent in 2004 (RegTP 2004, p. 43). These media are generally applied to maintain already established contacts and serve, due to the partially limited number of characters and the growing costs for additional characters, for communicating short and up-to date information, like notes on appointments, reminding someone of something or for spontaneous, emotional announcements. SMS and MMS are particularly popular among teenagers. A study, commissioned by the provider “Talkline”, revealed that 98 % of teenagers between the age of 14 and 29 use this medium regularly. SMS and MMS, considering their rather personal character, can be mainly used as network tools in the business area in combination with contact data bases. Short 41 personal messages on important events, such as birthdays, or reminders in general can be sent by SMS and appointments can be arranged within a short time. “Systematics therefore play an important role in networking. Whenever I get to know the date of birth of somebody, I immediately record it in my PDA. On the date of his birthday, I send a SMS or phone that person up. Once, such a SMS even helped me to get a job (…)”. Dr. Hans-Jürgen Croissant, former press relations officer of Microsoft Germany in Lutz 2005, p. 83). Communication Tips When establishing a contact, no matter whether at events or via telephone, one should appear open-minded and confident, - but not presumptuous, - friendly and polite towards your partner. This “openly approaching and addressing the other person” has to be trained, because many persons are rather reserved and are more or less reluctant to make the first move. Some network guidelines (Lutz 2005, p. 60 f., Scheddin 2005, p. 92 ff., Fey 2005, p. 62 ff., Rudolph 2004, p. 61 ff.), give substantial advice for the first approaches. However, these tips are only suggestions, which should be internalised in the course of time, since it is important to leave an authentic impression on the other person, in order to build up a basis of mutual trust. Simply “rehearsed” phrases or patterns of behaviour will be noticed very quickly and have a slightly negative touch. • Get an overview of the participants: Do you already know someone or is there a participant that you wanted to get known to? Do you notice other persons, standing alone and looking for someone to talk to? • Be open-minded, smile and do not hide in the back of the room or behind a table. When you are in an auditory, do not sit down immediately and leaf through the programme. • Make yourself known to the other persons, join groups, unless they do not want to be disturbed and have confidential conversations. Ask, for instance, “Excuse me, may I join you? Are you just talking about…?” • Take a chance to initiate the conversation by placing open, non-committed questions, like “Is this the first time that you are attending such an event?” or “How did you like the presentation?” Alternatively, you can briefly introduce 42 yourself and pose a question, such as “Hello, I am Mister X of the company Y, may I ask which company you work for?” • At any rate, you should have introduced yourself in person within the first two minutes. • In the very beginning of the conversation, have a small talk on non-committed issues. • Find things you have in common. • Only after having established a certain basis of mutual trust, you should address more profound issues, such as questions regarding corporate policy. • Pay the other person your full attention and do not leave the impression of being absent or indifferent. • Listen carefully and let your conversational partner finish. Ask, if needed. • Clear up misunderstandings immediately and ask, if you have not understood something correctly. • Make the conversation more relaxed after some time, by paying compliments or making anecdotes and cheerful remarks. • Do not commit the mistake to consider each conversation as a sales conversation for your own product or service. • Do not expect a short-termed material advantage from your conversational partner. As stated above, apart from identity utility, you will obtain other resources within the social exchange (information, social acceptance, quality of life, etc.) and the chance of getting these resources as well as material profit, due to reciprocity, is growing in the course of a long-term, trustful relation. It should be always kept in mind that the first impression is the lasting. A group of researchers around the New Yorker brain researcher Tali Sharot and Mauricio Delgado (2004) have found, that the first impression on the trustworthiness of business partners is the crucial factor, even if you have information that is of the contrary. The publications of Siegfried Frey (1999) and Peter Borkenau as well as Annette Liebler (1992) show similar results. That means, not only do you have to pay attention to an adequate appearance (for instance, you should not attend a new year’s party in trainers), but also to your posture, facial expression and gesture. Or as the communication scientist Paul Watzlawick put it in 1971, “You cannot not-communicate!” (Watzlawick 1971, p. 53). 43 That means, also “non-talking” or “non-moving” transports information of a person, for instance, that he or she is shy, does not feel well or does not want to be disturbed. With the variety of signals, you send to others – whether consciously or subconsciously – the danger of misunderstandings simultaneously increases. According to Schulz von Thun (1981), each message or signal (including the ones that are sent subconsciously) has four additional aspects: • A factual information (on which I give objective information). • A self-notification (what I want to get across about myself). • An information on relationship (what I think about you and how I am related to you). • An appeal (what I want to achieve on your side). Appeal Self-notification Factual information Relationship Accordingly, a sender might have intended his message as factual information (“Look out, the traffic lights are red.”). The receiver, however, receives this as information on relationship (“I have noticed, that the traffic lights are red. He obviously thinks that I am not able to drive a car.”) Whenever the communication level of the sender and the receiver does not correspond, it leads to misunderstandings. If you are aware of this fact, you can tackle this problem by meta-communication, i.e. by communicating on communication. This way, you can clarify, how you wanted a message to be understood. (“Do not feel criticised. I just wanted to tell you on the factual level, that the traffic lights are red. If you already have noticed that, everything is fine.”) 44 Bearing this in mind, you can avoid misunderstandings and conflicts at the first contact and pave the way for further conversations. Should confidential information be communicated, it is advisable to talk to your conversational partner and sign a secrecy agreement. With such an agreement, you make sure that your partner does not turn information against you, in that he copies an idea or poaches other potential co-operation partners. Your partner, on the other hand, benefits from the same protection. 2.4.3 Contact Database Of crucial strategic importance for processing interaction management is building up and maintaining a contact database. Only when updating a contact database regularly, you get an overview of the contacts you could activate, for instance, via a telephone call or by e-mail, and pursue changes in terms of a controlling tool. Glaeser/ Laibson/ Sacredote have good reason to define social capital as “a person’s social characteristics – including social skills, charisma, and the size of his Rolodex – which enables him to reap market and non-market returns from interactions with others.” (2001, p. 4). Nowadays, several software tools and PDAs have replaced the Rolodex in most companies. Which software to apply for building up a contact database is free to the user. Several software providers offer good solutions that vary in terms of complexity or additional functions. A software tool, specifically developed by RWTH Aachen for networks and co-operations, is the virtual platform SENEKA. http://www.zlw-ima.rwth-aachen.de/forschung/projekte/seneka/virtuelle_p/index.html This tool has been developed within the framework of a particular project and is therefore not available on the market. You can, however, use it by logging in. There are several other software solutions that have not been specifically designed for networks, but can nevertheless be used for this purpose. These allow the grouping of contacts along defined criteria, generating distribution lists or reminding someone of appointments. Others additionally permit statistical evaluation within the database or administration of documents. It is up to the individual, whether to apply a highly complex Customer Relation Management (CRM) System by SAP (mySAP Customer Relation Management), 45 Sage (AC! 7,0 professional) or Microsoft (Microsoft CRM) or a fairly simple software for address administration. Overview of CRM solutions: http://www.softguide.de/software/kundeninformationen-crm.htm http://en.wikipedia.org/wiki/Customer_relationship_management You can even apply Excel tables for storing the data. The only thing that is important is to get a quick overview on the most important contact databases, such as name, address, telephone number, company, when and where you meet, which activities you have in common, which correspondence you have had before, which important contacts the person has access to, when the last contact took place, as well as further information that are helpful to maintain the contact, such as date of birth, holidays or hobbies. If you use software, that is not compatible with the extended Balanced Scorecard, such as the above mentioned Excel tables, you should additionally point out the objectives and measures with each actor, defined in the Balanced Scorecard, in one or two columns. 46 2.4.4 Maintaining Contacts In contrast to other forms of capital, social capital needs regular investments in terms of time and effort, to keep up its value. That means, a contact, that has been once established, cannot be booked on the credit side. You cannot ask a person to do you a favour, whom you met at an event two years ago and whom you have not contacted since. Beside customer loyalty, a kind of “contact loyalty” is required as well. You should refresh your contacts in certain intervals, for instance, on birthdays or bank holidays, events that are relevant for you and the other person in some respect. But you can also reactive your contact without any specific motive. Scheler (2003) describes a case, in which a wine merchant received a new delivery, including some bottles of excellent wine, a customer particularly favoured. The wine merchant sent his customer a bottle of this excellent wine for free. Reactivating contacts does not require much effort. Making a telephone-call, sending an e-mail or SMS is often sufficient. The wine merchant, for instance, could have simply informed his customer via SMS or a phone call about his delivery. The only important thing about refreshing contacts, is that you show interest in the other person and make him feel important, by investing time, effort and/ or money. 2.5 Professional, strategic Interaction Management In terms of the necessity and economic importance of social capital, entrepreneurs, leaders of organisations as well as individuals are faced with the problem of how to build up and develop their social capital as efficiently as possible. There are several options for this. One option would be building up a comprehensive social net work for you, the enterprise or organisation, which can be activated if needed. This involves, however, running costs in terms of binding partners or up-dating information on the corresponding partner. That means, it is required to maintain contacts by sending congratulations at birthdays or bank holidays or by simply asking how he or she is 47 (see above). In addition, information on the partner, business data, contacts, projects, etc. have to be regularly up-dated in the own contact data basis. The second option is to consult an external adviser with particular contacts he strategically processes to the customer (entrepreneur, leader of an organisation, individual person) and puts this data at his disposal (cf. Klanke 1995, Schölermann 2003). This is similar to the access of knowledge problem: you can either get books for yourself that are regarded to be important, but create high costs in terms of purchase, set-up of systematic and maintenance, or you borrow books from a well-equipped library for a fee. The latter offers the advantage of being advised by qualified staff, which accelerates the search for corresponding knowledge. At this point, professional and strategic interaction management comes into play. Contacts are regarded as resources and it is tried to allocate them to the corresponding customers as efficiently and adequately as possible. This is based on the network analysis, the long-term vision of the company and objectives defined in the balanced scorecard. If there is no such basis, the interaction manager helps the customer to generate it. The main job of a professional interaction manager is, to function as a “broker” (he “occupies” the position of the “structural holes”), who has access to various further networks and persons as well as internal knowledge on them and activates both to realise the vision and the objectives on behalf of the customer. In doing so, he has to pay attention not only to establish particular shortterm contacts, but also to strategically develop the meshing of interactions for the customers over the long term. Supposing, enterprises A and B, do not seem valuable to a customer as single contacts. Once A and B are united in a co-operation that offers a new product, the whole situation could undergo a radical change in that the contact to A and B would become important to the customer. The professional interaction manager aims at searching and selecting adequate interaction partners for the customer in terms of long-term and strategic aspects. B A situation 1 B A situation 2 48 It has also to be taken into consideration that the interaction management is freely scaleable seen from the actor’s position. Interaction management can be applied for individuals, but also for teams, branches within enterprises, a whole enterprise, for a region or even a country. Particularly, with such aggregated units, the above mentioned phenomenon for nations shows up again: employees, branches and town councils holding numerous contacts and high social capital are of vital importance for the whole unit in question, since they increase the whole social capital of an enterprise, a country region, etc. This puts the social competence to establish and maintain social relations in the centre as a key qualification. Combined with the employee’s social net, social competence becomes an important factor regarding the recruitment and selection of personal of an enterprise or an organisation. 2.6 Co-operations and Networks During the process of interaction management it might have turned out that particular contacts with actors, that have been established, have to be strengthened to achieve the defined objectives or visions. These contacts have then to be transferred into structural forms. These forms of repeated or long-term interaction can be roughly distinguished and defined as follows: Co-operation between independent entities Co-operation in this context can be seen as a voluntary co-operation between two or more, legally autonomous entities that are willing to give up their independence to achieve common goals (cf. Wohlgemuth 2002, p.14). In order to make such co-operations work and operate efficiently, an integrated cooperation management can be introduced in the companies or associations in question. It serves to set up and design co-operation structures and relations and their co-ordination related to tasks and persons regarding the common objectives (cf. Wohlgemuth 2002, p. 33). 49 If more entities (persons, enterprises, or associations) are willing to co-operate over a long term, the co-operation can take on different forms: • A joint venture that can be intended to work on a continuing basis, but that has only a few partners, carries out its business via a newly founded, legal unit. • A strategic alliance of companies, is often not meant to run on a continuing basis, but is intended for achieving a concretely defined economic goal, involving only a few partners. These partners, in general belonging to the same branch, combine their strength in singular, selected business areas (cf. Backhaus/ Piltz 1990, p. 2). Such a form of co-operation is often used in the fields of economic promotion, local authorities, research establishments and companies in a particular region or branch aim at strengthening their location and improving the economic starting point for the persons involved. http://www.strategischepartnerschaften.de/documents/Leitfaden_Strategische_Partnerschaften.pdf • A network. Networks in this context are a special type of co-operations between three or more legal, contextual and – at least before initiating the co-operation – economically independent entities, that repeatedly and consciously adjust their functions to develop projects on the basis of temporally and factually unlimited cooperation relations. They only represent a part within the “social network” (see network analysis), which also involves informal and not intended relations. These networks can be subdivided further, for instance into inter- and intraorganisational networks. Inter-organisational networks can be additionally distinguished from enterprise networks aiming at economic success. These enterprise networks again can be subdivided into strategic and not-strategic regional networks (Sydow 1992, p. 78 ff.). Examples of some networks in Germany and Austria: http://ueberbrueckungsgeld.de/wiki/Die_besten_Netzwerke_Deutschlands http://ueberbrueckungsgeld.de/wiki/Die_besten_Netzwerke_%C3%96sterreichs List of EU-networks http://www.welcomeurope.com/default.asp?id=1520 50 • A consortium/ work groups that strongly resemble networks. This is about syndicates that work together under the leadership of a consortium manager or leader of a working group for a limited time period to finish a particular project. • A value creation chain partnership/ Supply Chain. This is about co-operations between companies from successive stages of a value creation chain. While the value creation chain partnerships are often closely related to supplier-customerrelations, the Suply Chains generally collect the whole value creation chain, from winning raw material, via the production and marketing, up to the disposal. They therefore present huge strategic networks. 2.6.1 Network management/ Network manager Working within networks makes great demands on the partners in question. In order to actually realise the advantages of networking, a sustaining and structured approach is needed. In addition to the interaction management, a corresponding network management should therefore be established. “Network management (in a functional sense) describes the co-operation-wide design and coordination of all relationships between companies in a factual, temporal and social dimension, which are maintained to achieve the common co-operation purpose.” (Wohlgemuth 2002, p. 42). This job can be taken by a network manager, appointed by all participants. The network manager is normally the initiator of a network, the person who has contacted other partners before and who has shown others the advantages of a co-operation or network. In his studies, Iking (2004, p. 4) regards the network manager as one of the central factors of success within networks. 51 Important person as network promoter A network vision or measurable goals exists Compatible interests of the network partners An active nucleus as starting point for network activities and growth exists Integration of regional key-players Political support for network building exists (financial) Integration of the network (regional, national context) Network combines decision makers from public authorities/business/science Spatial definition of networks because of functional not administrative reasons Thematic groups Political support for network building exists (contacts) SWOT Analysis to identify the strength exists Most of the network partners live close to each other 1: very important 6: unimportant 2.6.2 Designing a network In the process of interaction management it has already been decided, with whom one of the above mentioned forms is to set up, choosing between a co-operation or a network for the partners in question (see partner selection). First, the network partners in question have to be directly addressed and convinced of the use of such a network. In addition, it has to be clarified, who has to handle particular tasks, what objectives are to be pursued, what costs could possibly arise for each partner and how long the network is intended be in use (Killich/ Luczak 2003, p. 158). If the first talks are successful, it has to be discussed, when and where the following negotiations shall take place, by when the negotiations shall be finished, who else shall be involved in the negotiations, who shall provide the infrastructure (room, technique, drinks) and who shall be in charge of the co-ordination and organisation of the further discussions. 52 Target Definition If the preliminary talks lead to set up a network, the network objectives have to be defined. In contrast to interaction management, the process of defining the targets can be quite difficult and fairly complex due to a high number of equal actors. Sometimes, it turns out that the objectives of various actors cannot reach common ground, so that a uniform target definition is impossible. This is not necessarily a disadvantage, as long as there are at least some common objectives that provide the integration of the network. Due to the mentioned complexity, the process of working out the target definition should be made transparent to the participants at a very early stage and it should be clarified how to cope with incompatible goals. This can happen in workshops, in which the above presented techniques (Scenario-planning/ future workshop) could be applied. Objectives that are defined for the total network should be noted on the individual balanced scorecards. An additional perspective (such as a co-operation perspective) could be implemented to the BSC (cf. http://www.sfb559.uni-dortmund.de/pdf/ m03.pdf?PHPSESSID=16199f3aa1de1dd2da38a28365018917#search=%22%22netzwerk%20balanc ed%20scorecard%22%20%22). As an alternative, the objectives can be integrated in already existing perspectives, but then, they have to be attributable to the corresponding actors in the extended BSC. Since diverse opinions on objectives and their priority can be anticipated, these workshops should be led by a moderator or mediator. Developing a “Network Constitution” The network constitution should provide a framework that is accepted by all partners and that defines the principles, rights and duties within the network. This can be done informally on a basis consensus or network directives, or formally, judicially binding within a legal frame structure. The ideal network constitution involves two main components: the organ constitution and the co-operation constitution. 53 The organ constitution clarifies how the network is to be co-ordinated considering the institution, management and personnel. It precisely determines the allocation of tasks, competences and authorities to issue directives and forms of voting as well as tools and measures that are to be applied for regulation and evaluation of the process. This part of the network constitution therefore covers the whole performance of the system. The co-operation constitution, by contrast, defines general rules of behaviour. These involve clarifying questions, such as: Who can join or leave the network under which circumstances in the future? How will the costs, arising from networking, be distributed? How will you present yourself to the public? Which norms, principles and communication rules should be applied? Furthermore, the co-operation constitution defines the precise procedures on the working level, such as clarifying the following questions: Who precisely has to fulfil particular tasks in a given period of time? What for sanctions can be imposed? Who obtains the usage rights on the products and services? Who assumes liability in particular cases? Network Constitution organ constitution structure of management and performance shared norms and goals co-operation constitution general rules of behaviour procedures on the working level Developing a model The process of developing a model is similar to that of the vision of the company with a long-term, general target definition for the whole network. Such a model also helps to bind the partners together, shape identity and create team-spirit, a feeling of togetherness, among the partners which is particularly important for the whole performance. In addition, this model can serve as a marketing tool to present the shared network identity to the public and to determine the network’s position on the market. 54 Act of formation The procedure of developing a network constitution, should involve as many network members as possible. This can be done by organising huge common workshops, in which, using brainstorming and discussion techniques, a target definition and a network model are developed, and then a rough outline of the first ideas on a network constitution. After forming working groups, the following procedures can be concretised: At a so-called „Kick-off“-event, the final model and the constitution are discussed and decided. Finally, the official formation of a network will be announced, at a conference, a general meeting or in any other appropriate setting. Without a proper inaugural meeting, you would miss the chance of making the first move towards a common network identity, because the network would start at some point between only some individual actors or work groups. 2.6.3 Work phase After the phase of foundation, the network takes up its work. The individually defined objectives for each partner have to be in line with the defined working policies. Working policies which are possible can be distinguished as follows: • Exchange of experiences • Set-up of communication platforms • Network meetings • Workshops including all companies • Common qualification measures • Comprehensive project teams • Employing staff for certain tasks • Transferring the co-operation into a self-contained legal form (Howaldt/ Ellerkmann 2005, p. 28) 55 When developing new products or offering services work groups and project teams of all participating companies are employed. During the course of this process, particular informal working structures arise. Within the work groups particular roles and informal hierarchies emerge, such as leaders of opinion and promoters, nominal members, persons who constrain team-work and who show a rather uninvolved and isolated attitude towards the process. In addition, particular processes emerge, which are regarded particularly efficient or convenient by the persons involved, but which have not been planned or have not been anticipated in advance. Since this can have a positive or negative effect on achieving the set objectives, the processes have to be regularly evaluated and, if necessary, adjusted to the guidelines or vice versa, the guidelines then have to be adjusted to the newly developed, more efficient processes. During the working phase, designing group processes and controlling is at the heart of the network management, in order to regularly evaluate to what extent the objectives have been met. If they have not, particular measures have to be applied. Crises and Conflicts Sydow points out, that conflicts within networks are inevitable due to the diversity of interests and interdependencies among various actors. Conflicts, however, are not automatically dysfunctional. If treated adequately, conflicts can even help the network to run more efficiently and bind the partner closer together (Sydow 1992, p. 260). Generally, a conflict arises, when two elements are incompatible and oppose each other. Accordingly, conflicts can be subdivided into conflicts within and between persons, within and between groups, companies, organisations and conflicts between associations or states. Depending on the cause of conflicts, you can distinguish conflicts of interest, of distribution, of roles, of power and of information. Distribution conflicts, for instance, emerge, when it is not clear, how the commonly generated profits should be distributed or when a partner thinks he should receive a certain amount of profit out of his personal engagement. According to Flocken, the most common reasons for crises and conflicts within networks are: 56 1. Central persons leave the network 2. The roles of the organisations involved have shifted 3. Competition between network partners crowds out co-operation 4. Poor services within the network create a negative atmosphere 5. The necessary effort overweighs the utility of a co-operation 6. The expectations of the partners and their engagement are too different 7. The organisations involved send the “wrong” people In order to act against these conflicts, it is important to notice and discover them in time. The nine-stage model of conflict escalation, developed by Glasl (1999) can help to sensitise people to the mechanisms of conflicts: • Stage 1: Hardening Conflicts emerge from tensions, for instance, a casual clash of opposing opinions, which happens every day. This clash is often not considered the beginning of a conflict. However, if a conflict emerges from it, different opinions become more fundamental. The conflict might have deeper roots. • Stage 2: Debates and Polemics From this stage onwards, one party is likely to think of strategies to convince the counterpart with his arguments. Differences in opinion lead to an argument. You aim at putting the counterpart under pressure. • Stage 3: Actions, not words The parties increase their pressure on the counterpart, in order to push through themselves or their interests. Conversations, for instance, are interrupted. There is no communication and the conflict is increasingly hardening. • Stage 4: Images and Coalitions The conflict deepens, by trying to seek for people of similar interests. Since you are convinced to be right, you can denounce your opponent. At this stage, the conflict no longer concentrates on concrete issues, but it is about victory or defeat. • Stage 5: Loss of Face The counterpart’s identity is to be downgraded by any kind of misrepresentation. Trust is lost completely. “Loss of face” therefore means loss of moral trustworthiness. 57 • Stage 6: Strategies of Threats Applying certain strategies of threats the conflict parties try to gain total control of the situation and demonstrate their own power. You threaten someone with a demand (10 million Euros) that is combined with a sanction (“Otherwise I am going to blow up the main building!”) and the sanctions potential (show explosives). At this stage, the proportions decide on the trustworthiness of the threat. • Stage 7: Limited Destructive Blows At this stage, you try to do harm to your counterpart with any kind of trick. The counterpart is no longer seen as a human being. From this stage on, survival and suffering less damage than the counterpart are the main goals. • Stage 8: Fragmentation of the Enemy The attacks aim at completely destroying the counterpart. • Stage 9: Together into the Abyss At the last stage of conflict escalation, the drive to annihilate the enemy is so strong that even the instinct of self preservation is neglected. The survival of the very own existence is of no interest, the enemy shall be exterminated at any price of destruction. In order to tackle the recognised conflicts, more communication between the conflict parties is required. It is generally advisable for groups, networks or strategic alliances, to summon regular meetings (meetings in teams or branches, assembly gathering), in order to reveal and lessen conflict potential at an early stage by exchanging information. If conflicts are noticeable, various concepts can be applied, which have been developed in the fields of psychology and education science to solve conflicts in groups. Some of these concepts will be briefly explained in the following: Rules of Discourse Within parts of the co-operation constitution, it is advisable to arrange certain rules of discourse in advance, that help to avoid misunderstandings (see page 44) and clearup arising conflicts quickly and efficiently. The concept of “Theme-Centred Interaction”, developed by Ruth Cohn (1975) serves as an example for rules of discourse. This concept is based on the idea that each 58 person (the “I”), the interaction among each other (the “We”) and the common theme (the “Theme”) are of equal importance. These focal points being related to each other have to be outbalanced within the particular area. This should be achieved by the following rules of communication: • Be your own chairman, responsible of your own situation and your environment. Take yourself and your needs seriously. Decide, what you want to say, when you want to speak or to stay silent, and also accept, that the group members have the same rights. • Disturbance in social interaction needs to be handled with priority. Interrupt the conversation, if you for some reason cannot participate, if you feel bad, or if you are distracted or not concentrated. • Talk via “I” not “one”. Generalising statements only tend to hide your position or make it invulnerable. You are, however, responsible for yourself; stand up for your own opinion. • If you have a question, explain why you ask. Questions on information are necessary, in order to comprehend an issue or to continue the process. These are easier to understand, when the background for asking is revealed. • Conversations aside should be handled with priority. When someone talks to his neighbour, there is either a disturbance or he may be neglected. In both cases, important information possibly gets lost. Therefore, these aside-conversations should be immediately passed on to the whole group. • Only one speaker at a time. Since you can only listen attentively to one person, everyone should speak after one another and let others finish. • Abstain from interpretation as long as possible. Instead, say openly how you have perceived an issue. Do not interpret something, so that a unsustainable statement emerges from that • Feedback is a part of group work. It is important to finish each phase with each participant communicating news or experiences and how he regards working within the groups. This allows all participants to control and design the working process. When you criticise someone or something, make sure that your criticism is constructive and does not hurt others. A possible feedback instrument is the socalled “flashlight”. Here, everyone is allowed to say his own opinion briefly, 59 without being commented or interrupted by others. Focus on the member talking can be supported by an item that is passed to him. • What you say, is confidential. Meta-Communication If conflicts appear in a group or in a network despite of following such rules of discourse, there are various techniques of intervention that help solve these conflicts, for instance meta-communication. The communication relation between sender and receiver (see page 44) is being discussed by either part. They analyse the communication situation, the interpersonal background behind the communication and each contribution to the communication processes. You communicate on your own communication and try to clear up misunderstandings. Since this is also about communication, again the danger of problems arises. An appropriate training is therefore necessary. Mediation Mediation is another way of solving conflicts. This procedure aims at solving conflicts by involving an unbiased third party (mediator), who leads the negotiation following a structured procedure. Such a negotiation intends to achieve a compromise solution between the parties and does not want to blame anyone. It tries to focus on the question, how the parties will treat each other in the future (solution- and future oriented). It is not the mediator, but the parties who decide on what issues they negotiate and how to solve the conflict. Voluntary participation of the parties is the crucial pre-condition of mediation. Mediation generally proceeds in five phases, starting from the phase of generally clarifying the rules of the game, moving to presenting the positions and fields of conflicts as well as their structuring and clarifying up to developing of possible ways out and a final common statement on the further procedure. http://www.bmev.de/ http://de.wikipedia.org/wiki/Mediation http://www.mediate.com/ http://www.nmi-mediation.nl/ http://www.mediationuk.org.uk/ 60 Moderation For solving conflicts within groups, a moderator can offer help, who is not a higher authority, but rather an assistant to help structure discussions and processes. The moderator should be motor and steersman at the same time. He presents the issues dealt with in the upcoming negotiations, makes sure, that the participants stand to the stipulated rules and agreements, structures the issue in question, leads the group systematically towards the defined goals, wraps up the result and can bring about decisions in accordance with the group members. Especially in conflict situations, the moderator should clarify the following questions: Specification of problems • • • • • What is the problem? Why do you (and your interlocutor) think it is a problem or it is no problem? For which other involved persons is it also a problem/ no problem? Why? Who would be the first to accept that the problem can’t be solved? When was the last time that the problem did not occur? Specification of communication goals • How could you recognise that you have reached your goal or that the situation has changed? What would be different? • If the problem would disappear over night: why and when would you recognise that it is gone ? Circular questions • • • What do you think: how would your interlocutor describe your position and your goals or the problem? How can you help me so that me or your interlocutor can become able to help you? What could your interlocutor do to support you as much as possible without giving up his own position? Worst Case-Consequences • • • • What would happen if nobody would do anything to change the situation? What would be the difference between the problem solutions? If you would like to wreck the whole thing, what would you have to do? Who could be most important to wreck it? Basis of conflict solution • • • • • • • Mutual respect Search for a common denominator Writing down the wishes, necessaries and concerns of all participants Reformulate the problems Finding results which are acceptable for all participants Staying flexible and being open minded Solving the problems together 61 Further tools and practices: http://www.wegweiser-buergergesellschaft.de/praxishilfen/konfliktloesung/index.php http://www.crnhq.org/cr_trainers_manual.htm#WinWinApproach 2.6.4 Metamorphoses of Networks Networks are voluntary, loose and therefore flexible formations. Depending on whether a partner leaves or another partner is selected, new and more efficient working forms are developed. New common objectives may be proposed that lead to changes in terms of the structure and procedures within the network. This flexibility of networks can – in contrast to joint ventures – easily make it collapse. On the other hand, this flexibility is the strength of networks. By taking in new partners or generating new structures, networks are generally immune against the leaving of individual partners and they can, in addition, react to changes of the environment very quickly. For good reason, the brain is nowadays seen as a “neuronal net”. This particular feature of networks, however, must be clear to all participants and the changes have to be handled in a constructive manner. Within the scope of controlling, regular evaluations have to check on whether the defined issues in the network constitution are still up-to date. If not, the further procedures have to be discussed with all participants and corresponding changes have to be made. According to Howaldt/ Ellerkmann (2005, p. 31 ff.) the most common changes are: • Changes in terms of target definition and key activities • Transition of limited to permanent co-operations and therefore often - The creation of legally binding structures • Continuing development in open structures 2.6.5 Termination and evaluation of the Network As soon as the defined objectives are achieved, or – in the worst case – the participants have decided on dissolving the network in advance, the network procedures come to a close. The procedures of the network should be evaluated first. 62 In addition to evaluation workshops, in which the defined objectives are compared with the results achieved, personal assessments and experiences are discussed, specific evaluation manuals or specifically trained evaluators can be employed. The formal termination of the work should be done in an appropriate setting, such as a general meeting, a conference, a festive evening, a letter of thanks, a final report of the partners or simply by holding a common closing meeting. On the one hand, such a formal termination has a certain public effect which can be used as promotion by the participating companies. On the other hand, the way of parting decides on how the performance of the network will be perceived and remembered or whether the partners are able to co-operate on future issues. The following statement wraps it up, saying “The first impression is important, but the last remains.” (Seifert 1996, p. 70) 2.7 Wrap-up and evaluation of the entire process Since the co-operation or the network is finally only a medium to realise the vision of the co-operation and the objectives defined in the interaction management, it has to be regularly evaluated, to what extent this vision has already been achieved or at what stage you actually are to pursue your objectives. Have the objectives, put down in the balanced scorecard, been achieved? Has a competitor not reacted as assumed to the own measures or has a partner not performed as expected? Have some fundamental changes emerged, that completely change the initial situation for the vision (scenario planning), for instance, through new, unexpected laws? Do you have to reconsider therefore the whole positioning (positive as well as negative) within the network? By regularly evaluating and checking to what extent the visions and objectives have been achieved, the as-is analyses have to be adjusted and balanced with the vision and the target definition in particular intervals. Balancing the as-is and as-to-be state forms the basis for any further decisions. You can finally come to the decision to seek for new or additional co-operation partners or to revise and rephrase the vision and target objectives. 63 3. Best Practice Networks in the KTN regions After showing all the instruments in theory we finally ask: what is the real network situation in the KTN regions and how much of these instruments are really used by the networks? To find out a little bit more about these things we sent out a questionnaire to all KTN partners and asked them to tell us something about their “best practice networks”. The results are quite interesting for further steps of developing a Knowledge Transfer Network. To sum it up: there seems to be a remarkable difference between the old and the new EU members concerning the tradition of networking. Kurzeme region for example was only able to name one network for the whole region and according to the partner from Kurzeme, to work in networks is something totally new for the region and probably the whole nation. This observation would fit to some empirical studies which shows that a crucial problem for nations in transition is to change the former “grey” or informal networks into positive social capital or institutions. These informal networks also existed under dictatorship in the soviet union and were necessary to keep the public and economic life going because the official plans often failed. But when the dictatorship ended the official organisation crumbled, institutions weakened and the only thing that was able to fill this gap were the informal networks. But these “grey” networks can become harmful for market economy. For example Rose said in his study of Russia (1999: 151): that Russia today continues to suffer from a „missing middle“ of organisations linking informal grass root networks and modern organisations. Rather, the gap is filled by antimodern enterprises run by former officials or by Mafia organisations (see also Raiser et al. 2001). So Paldam/ Svendsen (2000: 17) conclude their study with the main question for the further transition process: „How fast is the building process for (positive) social capital going to be?“ Maybe the KTN and the networking guide can help to change this situation a little bit in the future. The KTN partners from the old EU member states on the other hand have shown in their questionnaires that networking is quite usual for their daily work and for innovation policy in their nations. Most of the times there are so many networks in the regions that only some of them could be mentioned as best practice. Although there 64 were sometimes some coincidental events that helped to start the networks in most cases the reason to build up a network was a special problem or need of SMEs in the region. The IRC network (Yorkshire and the Humber) even made an intensive market analysis to identify special market failures before the network was started. But the difference, as we stressed above, to the networks mentioned by the partners from the new EU member states is that the promotors of the networks in the regions from the old EU member states often knew each other from former co-operations and projects and that they used this “know who” to build up a new network in a transparent and official way which was able to solve a problem or to satisfy the needs of their clients. Their networks usually offer advice, material goods and services and are so important that they are sometimes also a part of the official innovation policy for example in the Netherlands. Still these networks do not use all the instruments that were shown above. Even though a kind of network manager is employed by almost every network, there are special network events and also an evaluation is undertaken regularly, something like a network constitution was only developed by the IRC network (Yorkshire and the Humber). After all the IRC network also seems to be the best practice example that follows the above suggested way of network management best. Therefore, to sum it up, if the partners in the KTN project want to use the results from “Hanse Visits” as a starting point for an analysis of the partners “know who”, identify needs and problems, define common targets and finally start to build up a network then, according to the questionnaires, the IRC network could be a model for the concrete shape of the KTN. A network constitution should then be a first stepping stone on this way to a “Hanse Passage Knowledge Transfer Network”. 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Nodes are the individual actors within the networks, and ties are the relationships between the actors. There can be many kinds of ties between the nodes. In its most simple form, a social network is a map of all of the relevant ties between the nodes being studied. The network can also be used to determine the social capital of individual actors. That also means: social networks are no institutionalised groups, associations or organisations. They are a voluntary form of co-operation between independent protagonists like individuals or SME. • Is there a network in your region that you would call in general a best practice network and if so, why? (if there is one network for which you can answer all the following questions please do so, if there are networks for which you can answer only single questions please do that) There are several examples of Best Practice in the region, including the Virtual Enterprise Network, the Yorkshire Science and Technology Network and the IRC network. For the purpose of this questionnaire, the IRC will be used as the main example of Best Practice. Beta Technology Ltd is a partner in IRC North, and is the IRC responsible for the Yorkshire & Humber region. The IRC network is a trans-national network driving innovation and competitiveness by connecting knowledge, technologies and people. The IRC network is considered to be a best practice network as it regularly undertakes monitoring and evaluation of the network’s system to ensure good practices are promoted and incorporated into the individual IRCs working practices. It has developed a ‘Quality Charter’ detailing the networks mission, values, codes of conduct and guidelines to which the individual IRCs are encouraged to voluntarily sign up to. In addition to this, IRC North has adopted the use of performance indicators to assist performance management; they aim to add value to each clients IRC experience; and provide a prompt, efficient service. Beta Technology Ltd has extensive Europe wide contacts and is accredited to the ISO 9001 Quality Management System. 73 • What was the reason for the partners to create a network? The first Innovation Relay Centres were established in 1995 with the support of the European Commission. The aim was to create a pan-European platform to stimulate trans-national technology transfer and promote innovation services. Rapid development of regional economies’ innovative potential is a key component of the European Union’s strategy for growth and employment. Too often, new technologies are too slow to reach the companies which could exploit them in the marketplace. The developer of a technology and its potential users may be based in different countries, and have no way of finding out about one another. For two companies, this represents a missed opportunity for improved competitiveness. For the regions in which they are based, it represents a real brake on economic and employment growth. The IRC Network was established by the European Commission in 1995 to address this market failure by connecting knowledge, technologies and people. The network’s pan-European brokerage service now spans 33 countries, including all 25 EU member States. It provides SMEs and other companies with expert local assistance, helping them to benefit from international technology partners. • Has there been one or two partners who worked as network promoters and convinced the others to create a network? Yes, the European Commission (EC) acted as Network promoters in the early days and created the network by issuing a call for proposals and subsequently issuing tenders for the contracts to become an IRC. • What is the content of the network? The IRCs are innovation support service providers mainly hosted by public organisations such as university technology centres, chambers of commerce, regional development agencies or national innovation agencies. Most IRCs are set up as consortia. Each centre is staffed by personnel who have extensive knowledge of the technological and economic profile of the companies and regions they serve. 74 • What kind of resources do the partners transfer to each other in the network (only information or also material goods and services)? The resources transferred in the network can be knowledge, advice, equipment, technology or skills. • How did the network partners find each other? The European Commission created the network through a call for proposals and the subsequent issue of tenders. • Did the ‘networking’ start coincidentally or has there been a special search for network partners by one of the partners and if so, does a special concept for this search exist? For example did they make a network analysis, did they make a definition of the network goals and then started searching for those partners able to help them to reach these goals? The IRC Network was established by the EC in 1995 following a market analysis. The Market analysis identified defined areas of Market failure, namely Europe’s ability to connect knowledge, technology and people. The EC created the network through a specific call for proposals and the subsequent issue of tenders. • If you have got special networking events in your region please describe them and try to estimate how many co-operations have been initiated because of these events? The IRC network occasionally puts on events in collaboration with other organisations. It is hard to quantify how many collaborations have occurred as a result of the events, however, the success of the IRC network depends on how well it can raise and promote its profile. Therefore events can be a good method of initiating collaborations. • Do you know if some networks in your region employ a network manager? Please describe what he/she is doing. 75 Most of the individual IRC’s have a network manager, the network managers have the responsibility of coordinating the network activities, network promotion and budget management. • Does the network have a network constitution that defines the rules, rights and duties in the network? Yes, the IRC network has a Quality Charter. The Charter defines the following aspects of the Network: • The Mission sums up the background, purposes and benefits of the network: who we are and what we do • The Values are the beliefs of the network in which we have an emotional investment • The Codes of Conduct are expected standards of behaviour to protect the network' s reputation • The Guidelines support the practical implementation of the Codes of Conduct, see also Operational Manual • Do they evaluate their networks regularly and how are they doing it (for example, do they use a special network evaluation tool)? The IRC network has developed a variety of evaluation methods, including benchmarking. The IRC Benchmarking is intended to ‘be the continuous and systematic search and implementation of best practices leading to superior performance, an orientation mark for process improvement’ (http://www.ircnet.lu/src/goodpractice/gpd/main.cfm). • How do the network partners estimate the benefit of their network and of networks in general? The IRCs can now help companies in different regions and countries to promote and acquire technologies from other regions and countries including Europe, USA, Japan, China and Russia. Hundreds of success stories involving real transnational technology transfer would not have happened were it not for the IRC Network. 76 • Does the economic policy in your region have a special strategy to further networks? Please describe it. The Yorkshire and the Humber Regional Economic Strategy doesn’t have a special strategy to further networks, but it does support the continued and enhanced use of networks by: The region will utilise entrepreneurs’ networks, business clubs and other fora to spread entrepreneurial skills. It will utilise ICT to facilitate business start-ups and ensure a flexible, modular foundation course in business practice is available to business entrepreneurs to sharpen their business and management skills. A regional “Mentor Bank” will be tailored to specialist interests, sectors and social groups. The Region will build on the successful ‘Britain’s Biggest Break’ campaign and new opportunities for investment in the regional tourism economy will be focused on marketing, business networks, customer care, and a proactive inward investment approach to fill gaps in the region’s tourism offer. The approach will be integrated and sustainable, building links across sectors and localities, and enhancing the quality environments on which much tourism is based. 77 Friesland C08 – „Knowledge Transfer Network“ Homework for WP 4 Social network theory views social relationships in terms of nodes and ties. Nodes are the individual actors within the networks, and ties are the relationships between the actors. There can be many kinds of ties between the nodes. In its most simple form, a social network is a map of all of the relevant ties between the nodes being studied. The network can also be used to determine the social capital of individual actors. That also means: social networks are no institutionalised groups, associations or organisations. They are a voluntary form of co-operation between independent protagonists like individuals or SME. • Is there a network in your region that you would call in general a best practice network and if so, why? (if there is one network for which you can answer all the following questions please do so, if there are networks for which you can answer only single questions please do that) Yes, we like to take BDF – Business Development Friesland (BIC status) as starting point for regional networking, with NBF (project) as best networking practice. See http://www.bdfriesland.nl/bdf.php?lang=en&id=1 >> http://www.bdfriesland.nl/bdfns.php?lang=en&id=79&spage=3&ssub=78 • What was the reason for the partners to create a network ? The first three years of a starting entrepreneur are crucial for the surviving changes of an organisation. Several research works have proven that the basic for a successful organisation is the professional support. The project New Business Friesland supports starting knowledge intensive entrepreneurs with advices and actions. • And has there been one or two partners who worked as network promoters and convinced the others to create a network? Yes. BDF & ICT Center Friesland. 78 • What is the content of the network? Project members will be coached 1 to 1 by the project management. Next to that the members can use a special subsidy up to a maximum of 10.000 Euro (40% of the consultancy costs) that can be spent on the following types of professional consultancy: Legal advice Business planning Financial advice Strategic advice Logistical advice Promotion and Marketing advice • What kind of resources do the partners transfer to each other in the network (only information or also material goods and services) ? Information & services: Legal advice Business planning Financial advice Strategic advice Logistical advice Promotion and Marketing advice • How did the network partners found each other (for example a conference, a tradeshow, via internet portal etc.)? Contacts generated by & from the promoters (BDF & ICT Center Friesland) and partners: The project New Businesses Friesland is supported by the following partners: SNN (Northern-Netherlands Subsidy support organisation): www.snnonline.nl (Dutch) City of Leeuwarden: www.leeuwarden.nl (Dutch) 79 ICT Center Friesland: www.ictcenter.nl (Dutch) Provinsje Fryslân: www.fryslan.nl This project is partly financed by the European Union, European fund for regional development and cooperation Noord-Nederland, EZ/Kompas. • Did the „networking“ start coincidental or has there been a special search for network partners by one of the partners and if so, does a special concept for this search exist? For example did they make a network analysis, did they make a definition of the network goals and then started searching for those partners who are able to help them to reach these goals etc. ? Although there are always coincidental events, this NBF network started as projectbased management & special search: The project is intended for companies that are: Existing no longer than 3 years; Situated in the Province of Friesland; Registered at the Chamber of Commerce; Expecting structural growth for the next years; Characterized as knowledge intensive/ innovative • If you have got special networking events in your region please describe them and try to estimate how many co-operation have been initiated because of these events. Events are supportive: get-togethers, trade fairs, etc. Get-togethers organised by the project promoters & partners, trade-faires by Chamber of commerce, WTC etc. See http://www.bcd.nl/site/3390/default.aspx • (Dutch) for recent one. Do you know if some networks in your region employ a network manager? Please describe what he/ she is doing. The NBF network will be run as a project by BDF staff. 80 • Does the networks have a network constitution that defines the rules, rights and duties in the network? Project rules. • Do they evaluate their networks regularly and how are they doing it (for example: do they use a special network evaluation tool) ? Yes, project evaluation & quality management tools. • How do the network partners estimate the benefit of their network and of networks in general? Positive. See project website: “Enthusiastic participants of New Business Friesland An interim evaluation pointed out that the participants of the project New Business Friesland have many benefits of the project. Bright Spark develops and produces innovative products in the water treatment segment. The first products of Bright Spark are already launched on the market, entrepreneur Maurice Tax used the support of the project New Business Friesland in the following growing period. Maurice Tax; “a consequence of this is that Bright Spark is going thru a big growth”. Also the network activities of New Business Friesland are showing their success: “new cooperation’s have been developed out of the contacts I have achieved with this project”. Also entrepreneur Douwe Faber, Ekwadraat is making successful use of the facilities offered by the project New Business Friesland. “it is really useful to have the support of a professional third party, the plans of E-Kwadraat are improved and faster realised because of the help of the New Business Friesland project, for example in the PR and marketing elements”. ” • Does the economic policy in your region have a special strategy to further networks? Please describe it. 81 Yes, as part of the regional innovation policy, fostered by ERDF Innovative Action and similar (also Interreg III Northsea Programme). See RIPF programme (Dutch). Related to cooperation of 3 Northern provinces under SNN. - The Northern Netherlands Assembly: Drenthe, Fryslân and Groningen (English) 82 Groningen and Drenthe C08 – „Knowledge Transfer Network“ Homework for WP 4 Social network theory views social relationships in terms of nodes and ties. Nodes are the individual actors within the networks, and ties are the relationships between the actors. There can be many kinds of ties between the nodes. In its most simple form, a social network is a map of all of the relevant ties between the nodes being studied. The network can also be used to determine the social capital of individual actors. That also means: social networks are no institutionalised groups, associations or organisations. They are a voluntary form of co-operation between independent protagonists like individuals or SME. • Is there a network in your region that you would call in general a best practice network and if so, why? (if there is one network for which you can answer all the following questions please do so, if there are networks for which you can answer only single questions please do that) We would like to distinguish two different best practice networks: a. TCNN (Technology Centre North Netherlands, b. TxU (Supplying and Outsourcing), • What was the reason for the partners to create a network? a. To intensify the relations between SME’s and the institutions for higher education and research by changing the scope from supply-driven to demand-driven utilisation of knowledge, b. To intensify the relations between SME’s and the big companies in order to stimulate SME’s to supply in the needs of the bigger companies. • And has there been one or two partners who worked as network promoters and convinced the others to create a network? 83 Both networks are the result of a historical development and were built on existing initiatives. a. the formal initiator of TCNN was SNN (the organization in which the three northern provinces work together and which grants the money from regional, national and European funds), b. the initiator of TxU was the NOM (the Northern Development Company) • What is the content of the network? a. Knowledge transfer, b. Building value chains. • What kind of resources do the partners transfer to each other in the network (only information or also material goods and services)? a. Information, knowledge and creativity in solutions for business and production problems, b. Information, services and material goods. • How did the network partners found each other (for example a conference, a tradeshow, via internet portal etc.)? Both networks were started by the above mentioned promoters. The networks were enlarged by the present leaders Mr. Arno Gielen and Mr. Folkert van der Meulen respectively. • Did the “networking“ start coincidental or has there been a special search for network partners by one of the partners and if so, does a special concept for this search exist? For example did they make a network analysis, did they make a definition of the network goals and then started searching for those partners who are able to help them to reach these goals etc.? Both networks started with an idea for cooperation between the already mentioned partners and developed themselves in a rather natural way. 84 • If you have got special networking events in your region please describe them and try to estimate how many co-operations have been initiated because of these events. New Year Gatherings (especially the one of the Chambers of Commerce), Company contact days North Netherlands in October: a fair in Groningen where SME’s meet each other (also in Drenthe and Friesland), SME-event organised yearly by MKB Noord, • Do you know if some networks in your region employ a network manager? Please describe what he/ she is doing. Yes • Do the networks have a network constitution that defines the rules, rights and duties in the network? No • Do they evaluate their networks regularly and how are they doing it (for example: do they use a special network evaluation tool)? Yes, a. TCNN is assessed every two years by Avacon by evaluating every single project. Companies are interviewed about the results of the project (cost reduction rise in turnover, profits, employment), the quality of the staff, students, the quality of cooperation etc. b. TxU has been assessed by the University of Groningen: info van Drecht • How do the network partners estimate the benefit of their network and of networks in general? Partners are rather satisfied (see also the assessments). Moreover partners keep coming back for further projects 85 • Does the economic policy in your region have a special strategy to further networks? Please describe it. Yes, the Dutch “polder” spirit leads to cooperation on every level, including networks building. 86 Kurzeme Region C08 – „Knowledge Transfer Network” Homework for WP4 • Is there a network in your region that you would call in general a best practice network and if so, why? (if there is one network for which you can answer all the following questions please do so, if there are networks for which you can answer only single questions please do that) Yes, there is. And because it is the only one could call – official. The other networks are more of an “everyday communication” character between different actors, like the communication in the ICT field, or between the higher education establishments. • What was the reason for the partners to create a network? The exchange of information, experience, knowledge and the latest news related with tourism (worldwide necessary news, legislation changes etc.). A kind of network existed already several years before the “official one”, but as time went by there arose the necessity to make it more coordinated and “official”. • And have there been one or two partners who worked as network promoters and convinced the others to create a network? There has been the cooperation between particular actors, but the network was created with the official foundation of Kurzeme Tourism Association. • What is the content of the network? TOURISM in general • What kind of resources do the partners transfer to each other in the network (only information or also material goods and services) ? Information, brochures, maps. 87 • How did the network partners find each other (for example a conference, a tradeshow, via internet portal etc.)? It was their own initiative and necessity to work together – personal contacts, conferences, and tradeshows, looking for and finding information on the internet. • Did the „networking“ start coincidental or has there been a special search for network partners by one of the partners and if so, does a special concept for this search exist? For example did they make a network analysis, did they make a definition of the network goals and then started searching for those partners who are able to help them to reach these goals etc.? The networking arose from the simple necessity of people from one branch to exchange the information • If you have got special networking events in your region please describe them and try to estimate how many co-operations have been initiated because of these events. There is an annual Kurzeme Tourism Conference, which is being organised already since 6 years. The aim of this conference is to further the cooperation between public bodies, municipalities and Kurzeme tourism entrepreneurs in the field of tourism. The second part of the question is not answerable as it is not possible to evaluate, how many cooperation has been initiated because of this event. Apart from the official meetings of the KTA board, they contact each other in the everyday life. • Do you know if some networks in your region employ a network manager? Please describe what he/ she is doing. 88 The Kurzeme Tourism Association (KTA) was founded in July, 2001; the network is managed by the KTA board (6 members from the whole statistical region∗ are being voted – one from each district), but the Association encloses members of all the Kurzeme region districts (nr. of members - 76, including the municipalities of Kurzeme); meetings are held once per month and decisions are made over voting. The Association organises the printing of informative tourism brochures, organises international conferences and seminars, experience exchanges for tourism entrepreneurs, Tourism information centre employees, as well as for members of the KTA board in the Netherlands, Germany, Estonia and Lithuania; and they develop international tourism cooperation projects. The annual Kurzeme Tourism Conference is also being organised by the KTA. • Do the networks have a network constitution that defines the rules, rights and duties in the network? Their Statutes. • Do they evaluate their networks regularly and how are they doing it (for example: do they use a special network evaluation tool)? The evaluation takes place during the annual Kurzeme Tourism Conference. • How do the network partners estimate the benefit of their network and of networks in general? Positive. • Does the economic policy in your region have a special strategy to further networks? Please describe it. No, there is no special economic policy. ∗ Kurzeme statistical region includes 6 districts: Kuld ga, Ventspils, Talsi, Tukums, Saldus, Liep ja. Kurzeme planning region includes 5 districts: Kuld ga, Ventspils, Talsi, Saldus, Liep ja 89 Uni-Transfer Hannover C08 – „Knowledge Transfer Network“ Homework for WP 4 Social network theory views social relationships in terms of nodes and ties. Nodes are the individual actors within the networks, and ties are the relationships between the actors. There can be many kinds of ties between the nodes. In its most simple form, a social network is a map of all of the relevant ties between the nodes being studied. The network can also be used to determine the social capital of individual actors. That also means: social networks are no institutionalised groups, associations or organisations. They are a voluntary form of co-operation between independent protagonists like individuals or SME. • Is there a network in your region that you would call in general a best practice network and if so, why? (if there is one network for which you can answer all the following questions please do so, if there are networks for which you can answer only single questions please do that) Technology transfer network Homogeneous structure of partners, reliable information, regular meetings, no competition. (if there is one network for which you can answer all the following questions please do so, if there are networks for which you can answer only single questions please do that). • What was the reason for the partners to create a network? Similar tasks, similar structures, Get to know each other, exchange experience, joint actions • And has there been one or two partners who worked as network promoters and convinced the others to create a network? I think so yes. May be one of the partners initiated the first meeting, may be the MWK did. 90 • What is the content of the network? Meetings with biannual reports about the activities. Joint internet-portal. Joint activities, share information, share access to public R&D • What kind of resources do the partners transfer to each other in the network (only information or also material goods and services)? Information, internet platform (www.forschung-in-Niedersachen.de) • How did the network partners find each other (for example a conference, a tradeshow, via internet portal etc.)? They were contacted by one central person • Did the „networking“ start coincidental or has there been a special search for network partners by one of the partners and if so, does a special concept for this search exist? For example did they make a network analysis, did they make a definition of the network goals and then started searching for those partners who are able to help them to reach these goals etc.? Finding them was very easy because they dealt with the same subject in the same region. • If you have got special networking events in your region please describe them and try to estimate how many co-operations have been initiated because of these events. There are no networking events in our region, there are regular meetings to adjust the activities • Do you know if some networks in your region employ a network manager? Please describe what he/ she is doing. 91 There are several networks having employed a manger. (e.g. PhotonicNet) • Does the network have a network constitution that defines the rules, rights and duties in the network? No. It’s a living network. Duties arise while working. • Do they evaluate their networks regularly and how are they doing it (for example: do they use a special network evaluation tool)? No, there is no regular evaluation. • How do the network partners estimate the benefit of their network and of networks in general? The network-partners estimate the benefit rather high because they know what the others are doing, they get information and have access to public R&D. • Does the economic policy in your region have a special strategy to further networks? Please describe it. There is a strategy for further networks. Some networks follow a policy strategy. If there is a technology to be established, a network can be established as well. (PhotonicNet for optical technologies) Other Networks arise where they are needed. 92 Wroclaw C08 – „Knowledge Transfer Network“ Homework for WP 4 Social network theory views social relationships in terms of nodes and ties. Nodes are the individual actors within the networks, and ties are the relationships between the actors. There can be many kinds of ties between the nodes. In its most simple form, a social network is a map of all of the relevant ties between the nodes being studied. The network can also be used to determine the social capital of individual actors. That also means: social networks are no institutionalised groups, associations or organisations. They are a voluntary form of co-operation between independent protagonists like individuals or SME. • Is there a network in your region that you would call in general a best practice network and if so, why? (if there is one network for which you can answer all the following questions please do so, if there are networks for which you can answer only single questions please do that) In January we started with a new program “Regional Innovation System Development”. For this project we set up a network of 10 local partners: universities, local development agencies, center for technology transfer and other technology parks in the region. • What was the reason for the partners to create a network ? The reason for that is to make the potential of Wroclaw universities available to businesses. • And has there been one or two partners who worked as network promoters and convinced the others to create a network? Wrocław University of Technology 93 • What is the content of the network? The universities prepared R&D offers and our task is to implement them to local SMEs. Local companies may also take use of a database of technology offers. All prepared so far technology offers are available on web site: http://www.dolnyslaskinnowacje.pl The network is co-financed from EU funds • What kind of resources do the partners transfer to each other in the network (only information or also material goods and services)? Information Strategic advice Marketing advice Legal advice • How did the network partners found each other (for example a conference, a tradeshow, via internet portal etc.)? Personal contacts between managers of the organizations • Did the „networking“ start coincidental or has there been a special search for network partners by one of the partners and if so, does a special concept for this search exist? For example did they make a network analysis, did they make a definition of the network goals and then started searching for those partners who are able to help them to reach these goals etc.? The networking started coincidental. • If you have got special networking events in your region please describe them and try to estimate how many co-operation have been initiated because of these events. 94 • Do you know if some networks in your region employ a network manager? Please describe what he/ she is doing. • Does the networks have a network constitution that defines the rules, rights and duties in the network? It is included in the documentation of the project. • Do they evaluate their networks regularly and how are they doing it (for example: do they use a special network evaluation tool) ? • How do the network partners estimate the benefit of their network and of networks in general? The project has just started but there are only positive estimations so far. • Does the economic policy in your region have a special strategy to further networks? Please describe it. 95 96 Dr. Mark Euler Transferstelle d i a l o g Carl von Ossietzky Universität Oldenburg D-26111 Oldenburg Tel:++49 (0)441 798-2821 Fax:++49 (0)441 798-3002 E-Mail: [email protected] http://www.dialog.uni-oldenburg.de 97