rain bird dripline series
Transcription
rain bird dripline series
/DQGVFDSH,UULJDWLRQ3URGXFWV
:DWHU,W¶VZKDWNHHSVWKHZRUOG
DOLYH$VWKHZRUOG¶VODUJHVW
PDQXIDFWXUHURILUULJDWLRQ
SURGXFWVZHEHOLHYHLWLV
RXUUHVSRQVLELOLW\WRGHYHORS
WHFKQRORJLHVWKDWXVHZDWHU
HI¿FLHQWO\2YHUWKHSDVWVHYHQ
GHFDGHVRXUSLRQHHULQJHIIRUWV
KDYHUHVXOWHGLQPRUHWKDQ
SDWHQWV)URPFHQWUDOFRQWURO
V\VWHPVDQGDXWRPDWLFVKXWRII
GHYLFHVWRSUHVVXUHUHJXODWLQJ
FRPSRQHQWVDQGORZYROXPH
GULSLUULJDWLRQ5DLQ%LUGGHVLJQV
SURGXFWVWKDWXVHZDWHUZLVHO\
$QGRXUFRPPLWPHQWH[WHQGV
EH\RQGSURGXFWVWRHGXFDWLRQ
WUDLQLQJDQGVHUYLFHVIRURXU
LQGXVWU\DQGRXUFRPPXQLWLHV
7KHQHHGWRFRQVHUYHZDWHUKDV
QHYHUEHHQJUHDWHU:HZDQWWRGR
HYHQPRUHDQGZLWK\RXUKHOSZH
FDQ9LVLWZZZUDLQELUGHX
IRUPRUHLQIRUPDWLRQDERXW
7KH,QWHOOLJHQW8VHRI:DWHU
ZZZUDLQELUGHX
5DLQ%LUG&RUSRUDWLRQ
7$%/(2)&217(176
Z Z Z U D L Q E L U G H X
$%2875$,1%,5' 1(:352'8&76 +2:7286(7+(5$,1%,5'&$7$/2* 635$<+($'6
32383635,1./(5
6(/(&7,21*8,'(
6SUD\+HDGV
527256
32383635,1./(5
6(/(&7,21*8,'(
0HGLXP5DQJH
32383635,1./(5
6(/(&7,21*8,'(
/RQJ5DQJH
9$/9(6
(/(&75,&9$/9(
6(/(&7,21*8,'(
&21752//(56
9&21752//(5
6(/(&7,21*8,'(
81,6SUD\706(5,(63RS8S6SUD\+HDGV
706(5,(63RS8S6SUD\+HDGV
0356(5,(612==/(60DWFKHG3UHFLSLWDWLRQ5DWH3ODVWLFQR]]OHV
9$5,$%/($5&12==/(9$16(5,(6$GMXVWDEOH1R]]OHV
527$5<12==/(60XOWL6WUHDP5RWDWLQJ1R]]OHVIRU706HULHV
86(5,(63ODVWLFQR]]OHV
635$<+($'$&&(6625,(6
6(5,(65272566KRUWWR0LGUDQJH*HDUGULYH5RWRU
3OXV6(5,(67KH1H[W(YROXWLRQLQ5RWRU3HUIRUPDQFH
3/863566(5,(6527256
83*'RQ¶WMXVWFKDQJHRXWDURWRU83*UDGHLW
(1+$1&('3/863/8635683*12==/(6
(1+$1&('3/863/8635683*03512==/(6
0$;,3$:706(5,(6)XOORU3DUW&LUFOH,PSDFW5RWRU3RSXS6SULQNOHU
6(5,(6%LJJHU%HWWHU%XLOWWR/DVW
52725$&&(6625,(6
)$/&216(5,(6*HDU'ULYHQ5RWRU3RS8S6SULQNOHU
6(5,(65272563RSXS6SULQNOHU±/RQJ5DQJH
6(5,(65272563RSXS6SULQNOHU±/RQJ5DQJH
($*/(706(5,(6527256(OHFWULFYDOYHLQKHDGURWRU
(527250D[LPXP7KURZIRU8QSDUDOOHOHG3HUIRUPDQFH
'5'56(5,(6,PSDFW5RWRU3RS8S6SULQNOHU
5$,1%,5'65656(5,(66ORZ5HYHUVH5DLQ*XQ6SULQNOHU
7575$9(//(56HOISURSHOOHGVSULQNOHU
3-0$;,%,5'703DUWRU)XOO&LUFOH3ODVWLF,PSDFW6SULQNOHU
%3-$3-3-(6+'3DUWRU)XOO&LUFOH%URQ]H,PSDFW6SULQNOHU
52725$&&(6625,(6
/)9/RZ)ORZ9DOYH
-$57236(5,(69$/9(69HUVDWLOLW\9DOXH&RQYHQLHQFH
'96(5,(63ODVWLF(OHFWULF9DOYHV
3*$6(5,(63ODVWLF(OHFWULF9DOYHV
3(%6(5,(6(OHFWULF9DOYHV
%3(6(5,(6´(OHFWULF9DOYHVK\EULGEUDVVSODVWLFFRQVWUXFWLRQ
&,96(5,(6
81'(5*5281'+26(5((/6
5&6(5,(63ODVWLF4XLFN&RXSOLQJ9DOYHDQG.H\
6+6(5,(6%UDVV6ZLYHO+RVH(OO
36(5,(63ODVWLF4XLFN&RXSOLQJ9DOYHDQG.H\
36+3ODVWLF6ZLYHO+RVH(OO
9%$6(5,(63RO\SUR9DOYHV%R[HV
9%6(5,(6+'3(9DOYH%R[HV
9$/9(%2;$&&(6625,(6
9DOYH$FFHVVRULHV
352*5$00,1*62/87,216)25:$7(5&216(59$7,21
,7&6(5,(6'XDO3URJUDP6ROLG6WDWH&RQWUROOHU
,0$*(6(5,(6'XDO3URJUDP6ROLG6WDWH&RQWUROOHU
(F6(5,(67KUHH3URJUDP+\EULG&RQWUROOHU
+36(5,(6'XDO3URJUDP+\EULG&RQWUROOHU
(6302'8/$56(5,(67KUHH3URJUDP+\EULG0RGXODU&RQWUROOHU
6,556(5,(67KUHH3URJUDP6ROLG6WDWH0RGXODU&RQWUROOHU
',$/2*6(5,(67KH0RGXODU&RQWUROOHUIRUXSWR6WDWLRQV
(63/;0RGXODU6HULHV3RZHUDQGHDVHRIXVH
56'%([5DLQ6HQVRU
5$,1&+(&.70$XWRPDWLF5DLQ6KXWRII'HYLFH
3805(/$<66LQJOHSKDVHDQGWKUHHSKDVHSXPSVWDUWLQJDQGSURWHFWLRQER[HV
&21752//(5$&&(6625,(6
7$%/(2)&217(176
%$77(5<32:(5('
&21752//(56
9&21752//(5
6(/(&7,21*8,'(
&21752/
6<67(06
&21752/6<67(0
6(/(&7,21*8,'(
/2:92/80(
,55,*$7,21
5$,1%,5'
/2:92/80(,55,*$7,21
6(/(&7,21*8,'(
6(59,&(6
:7$:7')DXFHWDWWDFKHG&RQWUROOHUV
($6<5$,1-79.,770%DWWHU\3RZHUHG&RQWUROOHU
:3:3-79.LW6LQJOHVWDWLRQ%DWWHU\3RZHUHG&RQWUROOHU
:36(5,(6(OHFWURQLF%DWWHU\3RZHUHG&RQWUROOHU
7%26705DQJH%DWWHU\3RZHUHG&RQWURO6\VWHP
7%267081,9(56$/),(/'75$160,77(52QHPRGHOGRHVLWDOO
7%2670&21752/02'8/(
7%26705$',2,17(5)$&(
9505$',202'8/(
%$77(5<32:(5('&21752//(5$&&(6625,(6
7%26700$1$*(5,, &&0$1$*(5&DUG3URJUDPPLQJ6\VWHP &&6(5,(6&&0DQDJHU(QG8VHU&RQWUROOHU 7(/(0$1$*(57KH(DVLHVW7XUI&HQWUDO3URJUDPPLQJ6\VWHP &21752//(502'(07HOH0DQDJHUPRGHPFDUG *6002'(07HOH0DQDJHU*60PRGHP :$7(50(7(50XOWLMHWDQGGU\GLDOW\SH 0'&7ZRZLUH&RQWUROOHUZLWK'HFRGHUV±6LQJOH6LWH 6,7(&21752/7KH7XUI,QGXVWU\¶V2QO\)XOO)HDWXUHG&HQWUDO&RQWURO6\VWHP (636$76(5,(6+\EULG)LHOG6DWHOOLWH :($7+(567$7,216 &21752/6<67(06$&&(6625,(6 6,1*/(380367$7,216<67(06 /$.(0$1$*(0(17$(5$7256$1')2817$,16 ;&=35)6(5,(6»ÝDQGÝ&RQWURO=RQH6WDUWXS.LW /)9/RZ)ORZ9DOYH 35)6(5,(63UHVVXUH5HJXODWLQJ)LOWHUV 4.&+.6(5,(6%DVNHW)LOWHU 36,036,03UHVVXUH5HJXODWRUV &+(&.9$/9(6 (07;0XOWL2XWOHW(PLWWHU 5(7525HWUR¿W.LW ;&&DS 5$,1%,5''5,3/,1(6(5,(6,QOHW3UHVVXUH&RPSHQVDWLQJ(PLWWHUWXELQJPP 0'&)6(5,(6(DV\)LW&RPSUHVVLRQ)LWWLQJV $59$/9(.,7$LU9DFXXP5HOLHI9DOYH $)'9)LOWHUHG'UDLQ9DOYH 5$,1%,5';%3&6(5,(63UHVVXUH&RPSHQVDWLQJ6HOISLHUFLQJ(PLWWHUV ;%0XOWL2XWOHW3UHVVXUH&RPSHQVDWLQJ(PLWWHU 6;%6(5,(67KUHDGHG0LFURVSULQNOHUZLWK'LVWLQFW6WUHDPV 9$5,-(76(5,(6$GMXVWDEOH6SUD\RQ6SLNH ;66(5,(6$GMXVWDEOH)ORZ6SUD\V 6;%63<.$GMXVWDEOH)ORZ0LFUR6SULQNOHURQ6SLNH ;67663<.$GMXVWDEOH)ORZ0LFUR6SUD\RQ6SLNH %)%)%)%)6(5,(60DQXDO9DOYHVIRUPPWXELQJ %)»Ý0DOHDGDSWHUIRUPPWXELQJ 33&;7XELQJ&XWWHU ;%9%DOO9DOYH 56(5,(6»Ý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
SAVE TIME, SAVE MONEY
HASSLE-FREE
WARRANTY
Reliable products that work
right out of the box
Easy-to-install
Easy-to-use
All of our products are guaranteed
defect-free for at least three years.
No questions asked.
TESTED QUALITY
$OORXUSURGXFWVDUHULJRURXVO\¿HOG
and laboratory tested before they are introduced.
The result for you is no call-backs.
INNOVATIVE PRODUCTS
We continue to develop innovative products
such as Rain Curtain TechnologyTM,
Central Control Programming Systems
and Pump Stations.
In addition, we have a full line of water saving
drip irrigation products designed especially
for turf applications.
4
RAIN BIRD: QUALITY YOU CAN TRUST
ONE COMPANY, ONE MISSION:
THE INTELLIGENT USE OF WATER5.
Since 1933, our research, marketing and manufacturing resources
have been committed to developing products and technologies
WKDWXVHZDWHUHI¿FLHQWO\ZHFDOOLW7KH,QWHOOLJHQWXVHRI:DWHU
RAIN BIRD EUROPE,
4XDOLW\FHUWL¿HGVLQFH
RAIN BIRD,
35
years
in Europe
Europo
35 years of presence
in Europe.
A COMPLETE RANGE
5DLQ%LUGRIIHUVZDWHUVDYLQJHI¿FLHQWLUULJDWLRQV\VWHPVROXWLRQV
IRUDOODSSOLFDWLRQVUHVLGHQWLDOPXQLFLSDOVSRUWV¿HOGV
golf, and agricultural.
5
QUALITY ORGANIZATION
NEAR AND CLOSE TO YOU ...
... LISTENING TO YOUR NEEDS
Rain Bird makes a point of quickly answering
all your requests.
Call our technical services support team or visit
our multilingual web site to get expert advice
and the right solutions.
... AT YOUR SERVICE
<RXZLOODOZD\V¿QGDGLVWULEXWRU
RUTXDOL¿HGUHWDLOHUFORVHE\
$OORXUFXVWRPHUVEHQH¿WIURPGLUHFW
Rain Bird sales, technical support,
after sales service for all products applications,
everywhere.
Technical Service: (+33) 4 42 24 44 61
Web site: www.rainbird.eu
... YOUR INDUSTRY PARTNER
A large part of our efforts is devoted to training.
Every year, Rain Bird trains irrigation professionals all across Europe, at all levels.
It is also our way of showing our commitment to growing our industry and helping you
grow your business.
6
QUALITY CUSTOMERS
RAIN BIRD IS THE REFERENCE
RAIN BIRD:
INDUSTRY REFERENCE
7KDQNVWR\RXUFRQ¿GHQFHWRGD\5DLQ%LUGLV
THE Reference in the irrigation industry.
7KH¿UVWDXWRPDWLFLUULJDWLRQV\VWHP
in the world was installed by Rain Bird
at the Los Angeles Country Club in 1933.
Today, 7 out of 10 golf courses in Europe
choose Rain Bird.
RAIN BIRD: OUR REFERENCES
2004 European Championship in Portugal: 9 out of 10 stadiums
2004 Olympic Games in Greece: 7 sites equipped
2006 World Cup in Germany: 7 out of 12 stadiums...
...in addition to sport complexes, the leading theme parks, municipalities, commercial sites
and golf courses in Europe choose Rain Bird.
7
2007 NEW PRODUCTS
Spray Head
Rotary Nozzle
R1318TQ: 4,0 m to 5,5 m three-quarter-circle pattern nozzle
R1725TQ: 5,2 m to 7,3 m three-quarter-circle pattern nozzle
Pop-up Rotors and Accessories
5000 enhanced
version
5000 enhanced
3/4" pop-up PC rotor
5000 Plus PRS
Leak-proof joint
3/4" pop-up PC rotor
with pressure regulator
system
Substitute for standard Teflon tape as joints
for pipe system
Electric Valve and Accessories
LFV 075 9V
Underground Hose Reel
Valve Box Anti-Vandal Accessories
3/4" low flow valve
with latching solenoid
pre installed
To Get easy access
to syringing
Lockable metal covers
for HDPE valve boxes
Cable Tie
JTV Bonnet Wrench
Adjustable and releasable
ties for electrical cables
Used to remove and
tighten JTV/JTVF
bonnets in hard
to reach areas
8
Write-on Wire Marker Book
To Identify electrical cables
2007 NEW PRODUCTS
Controllers
ESP-LX Modular
WP1-JTV Kit
Commercial Modular Controller:
up to 32 stations
Pre-assembled kit
for a faster
installation
Turf Single Pump Stations
Rain Bird Single Turf Pump Stations
Designed for use on athletic fields
and other commercial applications
Low Volume Irrigation
Compression Fittings
Used to connect 13-16 mm
tubing
Ultra stake
Adjustable riser
and stake for micro-sprays or
micro-sprinklers in planter beds.
RB-IS TC 3"
BF-92
Perforated tube
and cap
for Rain Bird
Irrigation supplement.
Manual valve
for 13-16mm tubing
9
Z Z Z U D L Q E L U G H X
+2:7286(7+(5$,1%,5'&$7$/2*
+2:7286(7+(5$,1%,5'&$7$/2*
3UHVVXUHEDU
3(5)250$1&(&+$576
5DGLXVRIWKURZFPRUP7KHWKURZLVHTXDOWRWKHUDGLXVRIWKHLUULJDWHGDUHD
6RPHPRGHOVKDYHDUDGLXVDGMXVWPHQWVFUHZ
WRGHFUHDVHUDGLXVXSWR
)ORZPKOVRUOK
3UHFLSLWDWLRQUDWHPPK
NVTXDUHVSDFLQJ
1R]]OHV
SWULDQJXODUVSDFLQJ
6SUD\SDWWHUQ
6SUD\SDWWHUQ
3UHFLSLWDWLRQUDWHFDOFXODWLRQ
EDVHGRQKDOIFLUFOHW
RUIXOOFLUFOHLRSHUDWLRQ
([DPSOHKDOIFLUFOH
)RUVTXDUHNDQGWULDQJXODUSVSDFLQJ
WKHGLVWDQFHEHWZHHQVSULQNOHUV
LVH[SUHVVHGDVDSHUFHQWDJH
RIWKHLUULJDWHGGLDPHWHU
RU([DPSOH
1R]]OHQXPEHU
1R]]OHFRORU
W
3UHVVXUH)RUDOOSRSXSVSULQNOHUVVWDWHGSUHVVXUHUHIHUVWRWKHRSHUDWLQJSUHVVXUHDWWKHEDVHLQOHW)RUDOODERYHJUDGHLPSDFWVSULQNOHUV
VWDWHGSUHVVXUHUHIHUVWRRSHUDWLQJSUHVVXUHDWWKHQR]]OH
5DLQ%LUG6SULQNOHU0IJ&RUSFHUWL¿HVWKDUSUHVVXUHÀRZUDWHDQGUDGLXVGDWDIRULWVSURGXFWVZHUHGHWHUPLQHGDQGOLVWHGLQDFFRUGDQFH
ZLWK$6$(6WDQGDUG63URFHGXUHIRU6SULQNOHU7HVWLQJDQG3HUIRUPDQFH5HSRUWLQJDQGDUHUHSUHVHQWDWLYHRISHUIRUPDQFHRISURGXFWLRQ
VSULQNOHUVDWWKHWLPHRISXEOLFDWLRQ$FWXDOSURGXFWSHUIRUPDQFHPD\GLIIHUIURPWKHSXEOLVKHGVSHFL¿FDWLRQVGXHWRQRUPDOPDQXIDFWXULQJ
YDULDWLRQVDQGVDPSOHVHOHFWLRQ$OORWKHUVSHFL¿FDWLRQVDUHVROHO\WKHUHFRPPHQGDWLRQVRI5DLQ%LUG6SULQNOHU0IJ&RUS
5(*,67(5('75$'(0$5.6
5HJLVWHUHG7UDGHPDUNRI5DLQ%LUG6SULQNOHU0IJ&RUS
'(/5,170LVDUHJLVWHUHGWUDGHPDUNRI'XSRQWGH1HPRXUV
:,1'2:670LVDUHJLVWHUHGWUDGHPDUNRI0,&5262)7&25325$7,21
5DLQ%LUGUHVHUYHVWKHULJKWWRUHGHVLJQDOWHURUPRGLI\SURGXFWVSLFWXUHGLQWKLVFDWDORJ$OOSKRWRVDUHWKHSURSHUW\RI5DLQ%LUG
635$<+($'6
$1'$&&(6625,(6
635$<+($'6
Z Z Z U D L Q E L U G H X
32383635,1./(56(/(&7,21*8,'(
6SUD\+HDGV
P81,6SUD\
81,635$<
)ORZWRPK
3UHVVXUHWREDU
P
)ORZWRPK
3UHVVXUHWREDU
0$-25352'8&76
3ULPDU\$SSOLFDWLRQV
7XUIJUDVV
6ORSHV
6$0
6$0356
86
86
3$6
*,&/(85
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
L
*URXQG&RYHUV6KUXEV
+LJK3UHVVXUH6\VWHPV
/RZ3UHVVXUH6\VWHPV
+LJK:LQG$UHDV
'RPLQDWLQJWKHZRUOG¶VODQGVFDSHIRUGHFDGHV
&RQWUDFWRUVDQGVSHFL¿HUVFKRRVH5DLQ%LUGVSUD\KHDGVDQGQR]]OHVPRUHRIWHQWKDQDOO
RWKHU FRPSHWLWRU SURGXFWV FRPELQHG 7KH UHDVRQ FRXOG EH D SURYHQ WUDFN UHFRUG RI
SHUIRUPDQFHWKDWVSDQVQHDUO\WKUHHGHFDGHV7KHQDJDLQPD\EHLWLVWKHUHOLDELOLW\WKH
GXUDELOLW\RUQHDUO\QR]]OHRSWLRQV:KDWHYHUWKHUHDVRQ5DLQ%LUGVSUD\KHDGVDQG
QR]]OHVFRQWLQXHWREHWKHGRPLQDQWFKRLFH
635$<+($'6
81,6SUD\6(5,(6
3RSXS6SUD\+HDGV5DLQ%LUGTXDOLW\DW%HVW3ULFHLQWKH0DUNHW
$33/,&$7,216
',0(16,216
7KH81,6SUD\XQLYHUVDOVSUD\KHDGVDUH
UHFRPPHQGHG IRU VPDOO WXUI JUDVV DUHDV
ÀRZHUEHGVDQGVKUXEV
´IHPDOHWKUHDGHGLQOHW
([SRVHGGLDPHWHUFP
%RG\KHLJKW
86FP
86FP
3RSXSKHLJKW
86FP
86FP
)($785(6
)DFWRU\LQVWDOOHG9DULDEOH$UF1R]]OHV9$1
([FHSWRQ86
&DQ EH XVHG ZLWK DOO 035 0DWFKHG
3UHFLSLWDWLRQ 5DWH QR]]OHV LQFOXGLQJ WKH
VHULHVIRUKHGJHVDQGJURXQGFRYHU
SRSXSKHLJKWV
5DWFKHWLQJ FDSDELOLW\ IRU HDV\ QR]]OH
DOLJQPHQW
3UHVVXUHDFWLYDWHGZLSHUVHDO
6WURQJVWDLQOHVVVWHHOUHWUDFWVSULQJ
)ORZDQGWKURZDGMXVWPHQWVFUHZ
8QGHUWKHQR]]OHÀLWHUVFUHHQ
2SWLRQDO¿HOGLQVWDOODEOH6$0FKHFNYDOYH
NLW KROGV EDFN XS WR P RI HOHYDWLRQ
GLIIHUHQFH
63(&,),&$7,216
3UHVVXUHWREDU
6SDFLQJWRP
02'(/6
869$16HULHVQR]]OHV
869$16HULHVQR]]OHV
869$16HULHVQR]]OHV
869$16HULHVQR]]OHV
869$16HULHVQR]]OHV
869$16HULHVQR]]OHV
86FPSRSXSKHLJKW´
1R]]OH
EDU
P
PK NPPK SPPK
86
N
S
9$16HULHV
$&&(6625,(6
866$0.,7 7KLV FKHFN YDOYH GHYLFH
HOLPLQDWHV UXQRII HURVLRQ DQG SXGGOLQJ
SURGXFHGE\ORZKHDGGUDLQDJH
3$63ODVWLFVKUXEDGDSWHUIRUXVLQJ
81,6SUD\ 6HULHV 035 QR]]OHV RQ ´
PDOHWKUHDGHGULVHUV
(;7SODVWLFH[WHQVLRQH[WHQGVDOO81,
6SUD\ 6HULHV PRGHOV DQ DGGLWLRQDO FPLQKHLJKW
1R]]OH
9$16HULHV
9$16HULHV
3(5)250$1&(
9$16HULHV
86
1R]]OH
EDU
P
P K NPPK
SPPK
1R]]OH
1R]]OH
EDU
EDU
P
P
PK NPPK SPPK
PK NPPK
SPPK
635$<+($'6
Z Z Z U D L Q E L U G H X
6(5,(6
3RSXS6SUD\+HDGV16HOOLQJ6SUD\+HDGIRU\HDUV
$33/,&$7,216
VPDOOWXUIJUDVV
DUHDVÀRZHUEHGVVKUXEEHU\
6$06$06$0 WXUI DQG
IORZHU EHGV RQ VORSHV RU LQ DUHDV ZLWK
FKDQJLQJHOHYDWLRQ
6$03566$03566$0
356WXUI DQG ÀRZHU EHGV RQ VORSHV RU LQ
DUHDV ZLWK FKDQJLQJ HOHYDWLRQZDWHU
SUHVVXUHV RU LQ DUHDV H[SRVHG WR
YDQGDOLVP
)($785(6
035 QR]]OHV 0DWFKHG 3UHFLSLWDWLRQ
5DWH
SRSXSKHLJKWV
5DWFKHWLQJRQDOOPRGHOVIRUHDV\QR]]OH
DOLJQPHQW
([FOXVLYH SUHVVXUH DFWLYDWHG PXOWL
IXQFWLRQZLSHUVHDO
+HDY\GXW\VWDLQOHVVVWHHOUHWUDFWVSULQJ
)ORZDQGUDGLXVDGMXVWPHQWVFUHZ
:LGHFKRLFHRIQR]]OHVVSUD\SDWWHUQ
WUDMHFWRU\DQJOHDQGUDGLXVRIWKURZ
8QGHUWKHQR]]OH ¿OWHU VFUHHQ VKLSSHG
ZLWKQR]]OH
´ IHPDOH WKUHDGHG VLGH LQOHW RQ
PRGHOV
%XLOWLQ6$0FKHFNYDOYHKROGVEDFNXSWR
PRIHOHYDWLRQGLIIHUHQFHRQ6$0
6$0356 6$0 6$0
356 6$0 DQG 6$0356
PRGHOV
%XLOWLQ VWHP SUHVVXUH UHJXODWRU IDFWRU\
SUHVHW DW EDU RQ 6$0356
6$0356 DQG 6$0356
PRGHOV
6KLSSHGZLWK3RS7RSÀXVKSOXJWR
NHHSRXWGLUWGXULQJLQVWDOODWLRQH[FHSWRQ
PRGHO ZLWK SUHLQVWDOOHG 9$1
QR]]OH
:LWK356
:LWKRXW356
3UHVVXUHWREDU
6SDFLQJWRP
)ORZ E\ DW EDU RU JUHDWHU P K
RWKHUZLVH
',0(16,216
6HDO$0DWLF6$0FKHFNYDOYH
WRSUHYHQWORZKHDGGUDLQDJH
:LWKRXW6$0FKHFNYDOYH
´IHPDOHWKUHDGHGERWWRPLQOHW
([SRVHGGLDPHWHUFP
%RG\KHLJKW
FP
FP
FP
FP
FP
3RSXSKHLJKW
FP
FP
FP
FP
FP
02'(/6
:LWK6$0FKHFNYDOYH
63(&,),&$7,216
ZLWKSUHLQVWDOOHG9$1QR]]OH
6$06$0356
6$06$0356
6$06$0356
$&&(6625,(6
3$6 3ODVWLF VKUXE DGDSWHU IRU XVLQJ
6HULHV 035 QR]]OHV RQ ´ PDOH
WKUHDGHGULVHUV
(;7 3ODVWLF H[WHQVLRQ H[WHQGV DOO
6HULHVPRGHOVDQDGGLWLRQDOFP
LQKHLJKW
;%$$GDSWV;6;6DQG;6
0LFUR6SUD\VDQG6;%DQG6;%
0LFUR6SULQNOHUVWR6HULHVVSUD\
KHDGV
0XOWLIXQFWLRQZLSHU
VHDORQDOOPRGHOVLQFOXGLQJ6$0DQG356
635$<+($'6
0356(5,(612==/(6
3ODVWLFQR]]OHVIRUDQG81,6SUD\6HULHVVSUD\KHDGV
0DWFKHG3UHFLSLWDWLRQ5DWHVIRUGHVLJQÀH[LELOLW\
)($785(6
7RS&RORU&RGHGIRUHDV\UDGLXVDQGDUF
LGHQWL¿FDWLRQ
)ORZDQGUDGLXVDGMXVWPHQWVFUHZ
0DWFKHG3UHFLSLWDWLRQ5DWHV
(DVLO\ DFFHVVLEOH XQGHUWKHQR]]OH ¿OWHU
VFUHHQVKLSSHGZLWKQR]]OH
&RQYHQLHQWUHVHDODEOHEDJVZLWK
VHSDUDWHGHWDFKDEOHQR]]OHDQGVFUHHQ
SRXFKHV
EDU
P
EDU
P
02'(/6
SPPK
PK NPPK
SPPK
1R]]OH
)
+
7
4
EDU
0356HULHV
P
PK NPPK
SPPK
PK NPPK
SPPK
0356HULHV
1R]]OH
)
74
77
+
7
4
EDU
P
EDU
P
1R]]OH
)
+
7
4
EDU
P
PK NPPK
SPPK
0356HULHV6WULS
0356HULHV6WUHDP%XEEOHU1R]]OHV
1R]]OH
)%
+%
4%
&67%
0356HULHV6WULS7UDMHFWRU\
035 6HULHV 6WUHDP %XEEOHU QR]]OHV
7UDMHFWRU\
0356HULHV7UDMHFWRU\
0356HULHV7UDMHFWRU\
0356HULHV7UDMHFWRU\
0356HULHV7UDMHFWRU\
0356HULHV7UDMHFWRU\
0356HULHV
PK NPPK
0356HULHV
1R]]OH
)
74
77
+
7
4
3UHVVXUHWREDU
6SDFLQJWRP
5DLQ%LUGUHFRPPHQGVXVLQJVSUD\KHDGVHTXLSSHGZLWK356V\VWHPWRPDLQWDLQRSWL
PXPQR]]OHSHUIRUPDQFHLQKLJKHUSUHVVXUHVLWXDWLRQV
3(5)250$1&(
0356HULHV
1R]]OH
)
+
7
4
63(&,),&$7,216
1R]]OH
(67
&67
667
EDU
:[/P
[
[
[
[
[
[
[
[
[
[
[
[
PK
6TXDUH QR]]OH VSDFLQJ EDVHG RQ KHDGWR
KHDGWKURZP
: :LGWKRIFRYHUDJHSDWWHUQ
/ /HQJWKRIFRYHUDJHSDWWHUQ
1RWH UDGLXV UHGXFWLRQ RYHU RI WKH
QRUPDO WKURZ RI WKH QR]]OH LV QRW
UHFRPPHQGHG
P K
)ORZDWDGMXVWHGUDGLXVRIP
N
S
635$<+($'6
Z Z Z U D L Q E L U G H X
9$5,$%/($5&12==/(9$16(5,(6
$GMXVWDEOH81,6SUD\6HULHV1R]]OHV
0D[LPXPÀH[LELOLW\WR6DYH7LPHDQG6SHHG8SLQVWDOODWLRQ
)($785(6
$33/,&$7,216
7KHVH QR]]OHV DUH LGHDO IRU ZDWHULQJ
LUUHJXODUO\ VKDSHG WXUI DQG VKUXE DUHDV
EHFDXVHLWLVHDV\WRLQFUHDVHRUGHFUHDVH
DUFVHWWLQJV
7RS&RORU&RGHGIRUHDV\UDGLXVDQGDUF
LGHQWL¿FDWLRQ
(DV\DUFDGMXVWHPHQWIURPWRIRU
DQG9$1DQGWRIRU
DQG9$1
&RQYHQLHQWUHVHDODEOHEDJVZLWK
VHSDUDWHGHWDFKDEOHQR]]OHDQGVFUHHQ
SRXFKHV
5DLQ%LUGUHFRPPHQGVXVLQJVSUD\KHDGV
HTXLSSHGZLWK356V\VWHPWRPDLQWDLQRSWLPXP
QR]]OHSHUIRUPDQFHLQKLJKHUSUHVVXUHVLWXDWLRQV
63(&,),&$7,216
3(5)250$1&(
3UHVVXUHWREDUV
6SDFLQJWRP
9$16HULHV
9$16HULHV
1R]]OH
EDU
P
PK NPPK SPPK
1R]]OH
EDU
02'(/6
9$16HULHV7UDMHFWRU\
9$16HULHV7UDMHFWRU\
9$16HULHV7UDMHFWRU\
9$16HULHV7UDMHFWRU\
9$16HULHV7UDMHFWRU\
9$16HULHV7UDMHFWRU\
9$16HULHV7UDMHFWRU\
9$16HULHV
P
PK NPPK SPPK
1R]]OH
EDU
P
PK NPPK
SPPK
1RWH9$19$19$16HULHV7XUQLQJWKHUDGLXVUHGXFWLRQVFUHZPD\EHUHTXLUHGWRDFKLHYHFDWDORJUDGLXVDQGÀRZZKHQWKHDUFLV
VHWDWOHVVWKDQWKHPD[LPXPDUF
9$16HULHV
9$16HULHV
1R]]OH
EDU
P
PK NPPK SPPK
9$16HULHV
1R]]OH
EDU
P
1R]]OH
EDU
P
9$16HULHV
PK NPPK SPPK
N
P K NPPK SPPK
S
1R]]OH
EDU
P
PK NPPK SPPK
635$<+($'6
527$5<12==/(6
0XOWL6WUHDP5RWDWLQJ1R]]OHVIRU81,635$<66HULHV6SUD\+HDGV
6SUD\
5HGXFH\RXUV\VWHPFRPSOH[LW\DQGFRVW
$33/,&$7,216
5DLQ %LUG 5RWDU\ 1R]]OHV SURYLGH KLJKO\
HI¿FLHQWZDWHUGLVWULEXWLRQLQWKHPWR
PUDQJH0DWFKHGSUHFLSLWDWLRQUDWHZLWK5DLQ
%LUG3OXV035URWRUQR]]OHVSURYLGHV
XQVXUSDVVHGGHVLJQÀH[LELOLW\
)($785(6
/RZSUHFLSLWDWLRQUDWHPPKUUHGXFHV
UXQRIIDQGHURVLRQ
0XOWLSOHVWUHDPVXQLIRUPO\GLVWULEXWHZDWHU
WKURXJKRXWWKHUDGLXVUDQJH
0DWFKHGSUHFLSLWDWLRQUDWHDFURVVUDGLLDQG
SDWWHUQVLPSOLI\WKHGHVLJQSURFHVV
PPKUSUHFLSLWDWLRQUDWHPDWFKHVZLWK
5DLQ%LUG3OXV035URWRUVDOORZLQJ
5RWDU\1R]]OHVDQG3OXV035URWRUV
WREH]RQHGWRJHWKHU
:LWK DSSUR[LPDWHO\ OHVV ÀRZ WKDQ
FRQYHQWLRQDO6SUD\+HDGVQR]]OHVDQGD
UDQJHRIPWRP5RWDU\1R]]OHVFDQ
VROYH V\VWHP LQHIILFLHQFLHV FDXVHG E\
VWUHWFKHGVSDFLQJORZSUHVVXUHRUSRRU
K\GUDXOLFV
0DLQWDLQV KLJKO\ HIILFLHQW SHUIRUPDQFH
WKURXJKRXW WKH EDU SUHVVXUH
UDQJHZLWKQRPLVWLQJRUIRJJLQJDWKLJK
SUHVVXUHV
6WDLQOHVV VWHHO UDGLXV UHGXFWLRQ VFUHZ
DOORZVUHGXFWLRQGRZQWRPRQWKH5
DQGWRPRQWKH5WRDFFRPPRGDWH
YDU\LQJODQGVFDSHQHHGV
'HVLJQHG IRU XVH RQ 5DLQ %LUG 8QL6SUD\6HULHV6SUD\+HDGV
\HDUZDUUDQW\
63(&,),&$7,21
3UHVVXUHUDQJHWREDUV
6SDFLQJPWRP
02'(/6
54PTXDUWHUFLUFOHSDWWHUQQR]]OH
5+PKDOIFLUFOHSDWWHUQQR]]OH
5)PIXOOFLUFOHSDWWHUQQR]]OH
574PWRP
WKUHHTXDUWHUFLUFOHSDWWHUQQR]]OH
54PTXDUWHUFLUFOHSDWWHUQQR]]OH
5+PKDOIFLUFOHSDWWHUQQR]]OH
5)PIXOOFLUFOHSDWWHUQQR]]OH
574 P WKUHHTXDUWHUFLUFOH SDWWHUQ
QR]]OH
3(5)250$1&(
56HULHV
1R]]OH
EDU
P
56HULHV
PK NPPK SPPK
N
S
1RWH5RWDU\1R]]OHVWHVWHGRQLQFKSRS
XSV3HUIRUPDQFHGDWDWDNHQLQ]HURZLQG
FRQGLWLRQV
0DWFKHG SUHFLSLWDWLRQ UDWH ZLWK 5DLQ %LUG 3OXV
035URWRUQR]]OHV
1R]]OH
EDU
P
PK NPPK SPPK
635$<+($'6
Z Z Z U D L Q E L U G H X
86(5,(6
3ODVWLF1R]]OHVIRU6HULHV6SUD\+HDGV
'XDORUL¿FHVIRUFORVHLQZDWHULQJDQGRSWLPXPZDWHUGLVWULEXWLRQ
$33/,&$7,216
7KH86HULHVQR]]OHLVWKH¿UVWSODVWLFQR]]OH
ZLWK D VHFRQG RUL¿FH IRU FORVHLQ ZDWHULQJ
DQG PRUH XQLIRUP ZDWHU GLVWULEXWLRQ ,WV
XQLTXHSDWHQWHGGHVLJQFXWVZDWHULQJWLPHV
VDYHV ZDWHU DQG PRQH\ DQG UHGXFHV
ZDVWH
)($785(6
7RS&RORU&RGHGIRUHDV\UDGLXVDQGDUF
LGHQWL¿FDWLRQ
$GGLWLRQDO RULILFH IRU FORVHLQ ZDWHULQJ
PLQLPL]HV GU\ EURZQ VSRWV DURXQG VSUD\
KHDGV
5DLQ &XUWDLQ 7HFKQRORJ\ HOLPLQDWHV
ZDWHULQJ JDSV IRU PRUH XQLIRUP FRYHUDJH
WKURXJKRXWWKHHQWLUHZDWHULQJDUHD
6WDLQOHVVVWHHODGMXVWPHQWVFUHZWRDGMXVW
ÀRZDQGUDGLXV
)LWV DOO 5DLQ %LUG VSULQNOHUV DQG VKUXE
DGDSWHUV
0DWFKHGSUHFLSLWDWLRQUDWHVEHWZHHQVHWV
3URYLGHV IOH[LELOLW\ LQ GHVLJQ DQG
LQVWDOODWLRQ
&RQYHQLHQWUHVHDODEOHEDJVZLWKVHSDUDWH
GHWDFKDEOHQR]]OHDQGVFUHHQSRXFKHV
63(&,),&$7,216
3UHVVXUHWREDUV
6SDFLQJWRP
02'(/6
86HULHV7UDMHFWRU\
86HULHV7UDMHFWRU\
86HULHV7UDMHFWRU\
86HULHV7UDMHFWRU\
3(5)250$1&(
86HULHV
1R]]OH
8)
8+
84
EDU
P
86HULHV
PK NPPK SPPK
86HULHV
1R]]OH
8)
8+
84
EDU
1R]]OH
8)
8+
84
EDU
P
PK NPPK SPPK
P
PK NPPK SPPK
86HULHV
P
P K NPPK SPPK
1R]]OH
8)
8+
84
N
S
5DLQ%LUGUHFRPPHQGVXVLQJVSUD\KHDGV
HTXLSSHGZLWK356V\VWHPWRPDLQWDLQRSWLPXP
QR]]OHSHUIRUPDQFHLQKLJKHUSUHVVXUHVLWXDWLRQV
&RQYHQLHQWUHVHDODEOHEDJVZLWKVHSDUDWHGHWDFKDEOH
QR]]OHDQGVFUHHQSRXFKHV
$GYDQFHGQR]]OHWHFKQRORJ\DVVXUHVVXSHULRU
ZDWHUGLVWULEXWLRQ
$GYDQFHGQR]]OHWHFKQRORJ\DVVXUHV
VXSHULRUZDWHUGLVWULEXWLRQ
5DLQ%LUG86HULHVQR]]OHVSURGXFHVSUD\
SDWWHUQVIURPWZRRUL¿FHVWRIRUPDFRQWLQXRXV
ZDWHU VWUHDP 7KH UHVXOW LV WKDW JDSV LQ
FRYHUDJH DUH HOLPLQDWHG VR WKH HQWLUH
ZDWHULQJDUHDLVPRUHXQLIRUPO\FRYHUHG
EDU
635$<+($'$1'$&&(6625,(6
6(5,(6
3UHVVXUH&RPSHQVDWLQJ)XOO&LUFOH%XEEOHUV
$33/,&$7,216
',0(16,216
7KHVHSUHVVXUHFRPSHQVDWLQJEXEEOHUVDUH
GHVLJQHGIRUWUHHVÀRZHUDQGVKUXEDUHDV
ZKHUHORZÀRZUDWHVDUHUHTXLUHG
´IHPDOHWKUHDGHGLQOHW
+HLJKWFP
7RSGLDPHWHUFP
)($785(6
02'(/6
3UHVVXUHFRPSHQVDWLQJEHWZHHQDQG
EDU
([FHSWLRQDOO\ORZÀRZUDWHV
1RDGMXVWPHQWUHTXLUHG
6KLSSHGZLWKLQOHW¿OWHUVFUHHQ
'XUDEOHQRQFRUURVLYHSODVWLFDQGUXEEHU
FRQVWUXFWLRQ
8VHGZLWK´PDOHWKUHDGHGULVHUV
PK
PK
PK
PK
63(&,),&$7,216
)ORZWRPK
6SDFLQJWRP
3UHVVXUHWREDUV
0RGHOV
3$6
37
$33/,&$7,216
SRSXSVSUD\KHDGV
)ORZOK
3DWWHUQ
7ULFNOHVGRZQWKHULVHU
7ULFNOHVGRZQWKHULVHU
8PEUHOODSDWWHUQ
8PEUHOODSDWWHUQ
(;7
3ODVWLF([WHQVLRQIRU3RS
3ODVWLF 6KUXE $GDSWHU IRU 6SUD\+HDG3XOO8S7RRO
XS6SUD\+HDGV
DQG81,6SUD\6HULHV $33/,&$7,216
1R]]OHV
8VH ZKHQ UHSDLULQJ DQG LQVWDOOLQJ SODVWLF DQG81,6SUD\6HULHV
$GDSWVDQG81,6SUD\QR]]OHVIRU
XVHZLWK´PDOHWKUHDGHGULVHUV
)($785(6
$FFHSWV SURWHFWLYH QRQFORJJLQJ ILOWHU
VFUHHQVKLSSHGZLWKQR]]OHV
´IHPDOHLQOHWWKUHDGV
'XUDEOHQRQFRUURVLYHSODVWLFFRQVWUXFWLRQ
)LQHWRSWKUHDGVDFFHSWDOO5DLQ%LUGSODVWLF
VSUD\KHDGQR]]OHV
$33/,&$7,216
)($785(6
3XOOVXSSRSXSVSUD\KHDGZLWKRUZLWKRXW
DQR]]OH
3XOOVXSVSUD\KHDGLQDFDQLVWHU
+ROGVXSSRSXSVSUD\KHDGIRUPDLQWHQDQFH
&RUURVLRQUHVLVWDQW
02'(/
37
02'(/
3$6
7KH(;7H[WHQVLRQDGGVDQH[WUD
FPWRWKHSRSXSKHLJKWRIDOOPRGHOVWRDYRLG
VSUD\LQWHUIHUHQFHZLWKWDOOHUVKUXEV
)($785(6
5XJJHGWKHUPRSODVWLFFRQVWUXFWLRQ
(DVLO\LQVWDOOHG1RWRROVUHTXLUHG
)LWVDOO5DLQ%LUGVSUD\KHDGVDQGQR]]OHV
([FHSWLRQFDQQRWEHXVHGZLWKEXEEOHUV
0D[LPXP RI H[WHQVLRQV SHU
SRSXSVSUD\KHDG
02'(/
(;7
;%$
;60LFUR6SUD\DQG6;%
0LFUR6SULQNOHU$GDSWHU
$33/,&$7,216
$GDSWV 6;% DQG 6;% 0LFUR
6SULQNOHUVDQG;6;6DQG;6
0LFUR6SUD\VWRSRSXSVSUD\KHDGV
7KH ;%$ FDQ DOVR EH XVHG ZLWK WKH
3$6VKUXEDGDSWHUIRU´PDOH
WKUHDGHGULVHUDSSOLFDWLRQV
)($785(6
(DV\WRLQVWDOO1RWRROVUHTXLUHG
8VHGZLWKVSUD\KHDGV
02'(/
;%$
Z Z Z U D L Q E L U G H X
635$<+($'$1'$&&(6625,(6
6%6(5,(6
63
395$6(5,(6
6SLUDO%DUE)LWWLQJV
6ZLQJ3LSH
$QWL7KHIW)LWWLQJV
$33/,&$7,216
$33/,&$7,216
$33/,&$7,216
)RUXVHLQFRQMXQFWLRQZLWK636ZLQJ
3LSH DV D IOH[LEOH VZLQJ MRLQW DVVHPEO\
)OH[LEOH VZLQJ MRLQWV DUH XVHG WR SURWHFW
XQGHUJURXQGVSULQNOHUVE\DEVRUELQJLPSDFW
FDXVHG E\ FDUV RU WXUI PDLQWHQDQFH
HTXLSPHQW$OVRXVHGZKHUHVSULQNOHUVDUH
SRVLWLRQHGLQKDUGWRWUHQFKDUHDVQHDUZDOOV
FXUEVVLGHZDONVDQGIHQFHV
8VHGLQFRQMXQFWLRQZLWK6%%DUE)LWWLQJVDV
D ÀH[LEOH VZLQJ MRLQW DVVHPEO\ WR SURWHFW
XQGHUJURXQGVSULQNOHUVE\DEVRUELQJLPSDFW
FDXVHG E\ FDUV RU WXUI PDLQWHQDQFH
HTXLSPHQW
3URWHFWV XQGHUJURXQG VSULQNOHUV E\
SUHYHQWLQJ WKH UHPRYDO RI VSULQNOHUV IURP
DERYH
/HDNIUHH
)($785(6
63(&,),&$7,216
/LQHDU ORZGHQVLW\ SRO\HWK\OHQH PDWHULDO
UHVLVWVEUHDNV
7KHEHVWEDODQFHEHWZHHQUHOLDELOLW\HDVH
RILQVWDOODWLRQGXUDELOLW\DQGFRVW
5HGXFHVWKHQXPEHURI¿WWLQJVRQPDLQOLQH
E\DOORZLQJHDV\LQVWDOODWLRQRIVSULQNOHUV
LQWKHFRUQHUV
(DV\WRLQVWDOO FKDQJH WKH KHLJKW DQG
ODWHUDO SRVLWLRQ RI D VSUD\URWRU ZLWKRXW
PRGLI\LQJWKHLQVWDOODWLRQ
$OORZVIDVWFRQQHFWLRQ,PSRUWDQWGRQRW
XVHDQ\OXEULFDQWJUHDVHVRDSRLOHWF
2SHUDWLQJ ZDWHU SUHVVXUH UDWLQJ XS WR EDU
63(&,),&$7,216
02'(/6
,QVLGHGLDPHWHUPP
2SHUDWLQJZDWHUSUHVVXUHUDWLQJXSWREDU
)($785(6
PRGHOVDYDLODEOH
6SLUDO%DUEGHVLJQSHUPLWVWZLVWLQLQVHUWLRQ
ZLWKRXWWRROVJOXHRUFODPSV6LPSO\LQVHUW
WKH ¿WWLQJ LQWR WKH 63 ÀH[LEOH WXELQJ
DQGVFUHZLWLQKDQGWLJKW
,PSRUWDQWGRQRWXVHDQ\OXEULFDQWJUHDVH
VRDSRLOHWF
6%(´PDOH[EDUEHOERZ
6%$´PDOH[EDUEDGDSWHU
6%7((EDUE[EDUE[EDUEWHH
6%&3/*EDUE[EDUEFRXSOLQJ
)($785(6
02'(/6
395$´PDOH[´
IHPDOH
6KRZQ
ZLWK6HULHV
6SUD\+HDG
02'(/
63PFRLO
63PFRLO
63PFRLO
.3
.QHH3DGV
$33/,&$7,216
/($.3522)-2,17
8VHG E\ SURIHVVLRQDO LQVWDOOHUV ZKR PRYH
IDVWDQGWDNHFDUHRIWKHPVHOYHV+DUGSODVWLF
NQHH FDS DQG YHOFUR DGMXVWPHQW VWUDSV
FRPIRUWDEO\ SURWHFW NQHHV IURP URXJK
VXUIDFHV
$33/,&$7,216
)($785(6
6XEVWLWXWHIRUVWDQGDUG7HÀRQWDSHDVMRLQWV
IRUSLSHV\VWHPV
)($785(6
(DV\WRXVH&DQEHXVHGRQSODVWLFPHWDO
WKUHDGHGSURGXFWV
,QVWDQWO\ VHDOV LUUHVSHFWLYH RI DPELHQW
WHPSHUDWXUHSLSHGXULQJDVVHPEO\
&DQ EH VDIHO\ XVHG ZLWK GULQNLQJ ZDVWH
ZDWHUFROGDQGKRWZDWHU
8VHLWZKHUHYHU\RXXVHGWDSHVKHPSV
SDVWHVLQWKHSDVW
(DVLHUPRUHHFRQRPLFDOWKDQVWDQGDUG
7HÀRQWDSH
&DQEHUHSRVLWLRQHG
/LJKWZHLJKWDQGGXUDEOH
5LYHWHGSODVWLFFDSV
02'(/
.3
%HQH¿WVRIÀH[LEOHVZLQJMRLQWDVVHPEO\
02'(/
/RFWLWHFRLORI
PHWHUV
,QVWDOODWLRQRQULVHU
,QVWDOODWLRQZLWK
63DQG6%)LWWLQJV
527256$1'
$&&(6625,(6
527256
Z Z Z U D L Q E L U G H X
32383635,1./(56(/(&7,21*8,'(
0HGLXP5DQJH
$VSULQNOHU¶VUDGLXVRIWKURZLVXVXDOO\WKH
NH\ FRQVLGHUDWLRQ LQ VHOHFWLQJ D VSHFLILF
PRGHO
7KLVFKDUWKHOSV\RXPDNHDQLQLWLDOFKRLFH
DPRQJVSULQNOHUVLQWKH5$,1%,5'SURGXFW
OLQH7KHFKDUWLQGLFDWHVWKHPD[LPXPUDGLXV
RIWKURZIRUHDFKVSULQNOHUW\SHXQGHUZLQG
FRQGLWLRQV7KHGDWDUHIHUVWR
WKHVPDOOHVWQR]]OHDWWKHORZHVWFKDUWHG
SUHVVXUH
WKHODUJHVWQR]]OHDWWKHKLJKHVWFKDUWHG
SUHVVXUH
P
P
P
P
)ORZWRPK
3UHVVXUHWREDU
)ORZWRPK
3UHVVXUHWREDU
0$;,3$:
)ORZWRPK
3UHVVXUHWREDU
3OXV83*
)ORZWRPK
3UHVVXUHWREDU
527256
6(5,(6527256
6KRUWWR0LGUDQJH*HDUGULYH5RWRU
(XURSH¶VEHVWVHOOLQJò¶¶URWRU
$33/,&$7,216
7KH6HULHVLVDQHDV\WRXVHVKRUWWR
PLGUDQJH ´ JHDUGULYH URWRU
RIIHULQJYDOXHDQGFRQYHQLHQFHIRUUHVLGHQWLDO
DSSOLFDWLRQV 8WLOL]LQJ D VLPSOH ÀDW EODGHG
VFUHZGULYHU WKH ¶V DUF DGMXVWPHQW LV
TXLFNDQGHDV\
)($785(6
7RSDGMXVW DUF DGMXVWPHQW UHTXLULQJ
RQO\DÀDWEODGHGVFUHZGULYHU
7KUHH\HDUWUDGHZDUUDQW\
:DWHUOXEULFDWHG JHDUGULYH GHVLJQ IRU
GXUDEOHUHOLDEOHRSHUDWLRQ
SDUW FLUFOH DUF URWDWLRQ DQG
UHYHUVLQJIXOOFLUFOHURWDWLRQLQRQH
$WWDFKHG QR]]OH WUHH RI VL[ 5DLQ
&XUWDLQQR]]OHV
5DGLXVDGMXVWPHQWVFUHZDOORZVXSWR
UDGLXV UHGXFWLRQ ZLWKRXW FKDQJLQJ
QR]]OHV
7UXH´FPSRSXSPHDVXUHGIURP
FHQWHURIQR]]OH
4XLFN&KHFN$UF)DVW)RUZDUG
'XDO DFWLRQ SRVLWLYH VWRS ZLSHU VHDO
SURWHFWVLQWHUQDOVIURPGHEULVDQGDVVXUHV
SRVLWLYHSRSXSDQGUHWUDFWLRQ
6HOIDGMXVWLQJ VWDWRU GRHV QRW UHTXLUH
UHSODFHPHQWZKHQFKDQJLQJQR]]OHV
(DVLO\UHPRYDEOH¿OWHUVFUHHQ
1R]]OHUHPRYDOIHDWXUH
0RGHOZLWKEXLOWLQ6HDO$0DWLF6$0
FKHFNYDOYHKROGVXSWRPRIHOHYDWLRQ
FKDQJH WR SUHYHQW SXGGOLQJ DQG HURVLRQ
FDXVHGE\ORZKHDGGUDLQDJH
5DWFKHWLQJ 7XUUHW GHVLJQHG WR DYRLG
VWULSSHG JHDU IDLOXUHV LI WKH URWRU LV
IRUFHGSDVWLWVWULSVWRSSRLQWV
63(&,),&$7,216
5DGLXVP
5DGLXVZLWKUDGLXVUHGXFWLRQVFUHZGRZQWR
P
3UHVVXUHEDU
)ORZ5DWHPK
´IHPDOHERWWRPWKUHDGHGLQOHW
$UFDGMXVWPHQW
3(5)250$1&(
1R]]OHV
EDU
P
',0(16,216
PK NPPK
SPPK
3RSXSKHLJKWFP
2YHUDOOERG\KHLJKWFP
([SRVHGVXUIDFHGLDPHWHUFP
1RWHSRSXSKHLJKWPHDVXUHGIURPFRYHUWR
FHQWHU RI QR]]OH 2YHUDOO ERG\ KHLJKW LV
PHDVXUHGSRSSHGGRZQ
02'(/6
0RGHOV DUH DGMXVWDEOH IURP GHJUHHV
3& 3DUW FLUFOH DUF URWDWLRQ DQG
UHYHUVLQJIXOOFLUFOHURWDWLRQ
3&6$03DUWFLUFOHDUFURWDWLRQDQG
UHYHUVLQJIXOOFLUFOHURWDWLRQZLWK6$0FKHFN
YDOYH
W
N
S
527256
Z Z Z U D L Q E L U G H X
(1+$1&('3/866(5,(6
7KH1H[W(YROXWLRQLQ5RWRU3HUIRUPDQFH
7KH:RUOG¶V%HVW4XDOLW\5RWRU
3/
$33/,&$7,216
3/
7KH(QKDQFHGDQG3OXV6HULHV
PLGUDQJH URWRU FRPSOHPHQWV 5DLQ %LUG¶V
DOUHDG\VWURQJ7RS$GMXVW5RWRU)DPLO\E\
RIIHULQJ JUHDWHU GXUDELOLW\ KLJK TXDOLW\
VWDQGDUGVDQGSHUIRUPDQFH:KHWKHUXVHG
LQ D UHVLGHQWLDO RU FRPPHUFLDO DSSOLFDWLRQ
WKH6HULHVSURPLVHVWRGHOLYHU³WKHQH[W
HYROXWLRQLQ5RWRU3HUIRUPDQFH´
3/
63/3&
)($785(6
2Q 3OXV 6WUHDP &RQWURO 70
7HFKQRORJ\ 6&7 ZLWK )ORZ 6KXWRII
FDSDELOLWLHV
)ORZ 6KXW2II GHYLFH FRQH YDOYH
LQWHJUDWHGLQWRWKHÀRZSDWKRIWKHURWRU
DVVXUHVPD[LPXPVWUHDPHI¿FLHQF\
)ORZ3DWKWR1R]]OH%RUHWUDQVLWLRQUDGLXV
PLQLPL]HV SUHVVXUH ORVV DQG DVVXUHV
SHDNQR]]OHSHUIRUPDQFH
6PRRWKHG)ORZ3DWKHQWUDQFHRIWKHURWRU
L Q F U H D V H V W K H P D [ L P X P I O R Z
FDSDELOLWLHV
(QKDQFHG5DLQ&XUWDLQ701R]]OHV
,QFUHDVHGUDGLXVUDQJHZLWKOHVVÀRZSHU
QR]]OH
1HZ0LFUR5DPSVIRU6XSHULRU&ORVHLQ
:DWHULQJ
1R]]OH([WUDFWLRQ)HDWXUHIRUHDV\URWRU
PDLQWHQDQFH
6WDQGDUG5XEEHU&RYHU
7UHH RI QR]]OHV LQFOXGLQJ ORZ DQJOH DQG
VWDQGDUGDQJOH5DLQ&XUWDLQ701R]]OHV
+HDY\GXW\ FRYHU DVVHPEO\ IRU H[WUD
GXUDELOLW\ LQ UHVLGHQWLDO RU FRPPHUFLDO
DSSOLFDWLRQV
'HEULV6HQWU\70LQWHJUDWHGLQWRWKHWXUUHW
RIWKHURWRUSURWHFWVWKHLQWHUQDOVIURP
GHEULV
+HDY\GXW\UHWUDFWVSULQJDVVXUHVSRVLWLYH
SRSGRZQ
7RSDGMXVWPHQW DUF UHTXLULQJ RQO\ D
ÀDWEODGHVFUHZGULYHU
:DWHUOXEULFDWHG JHDUGULYH GHVLJQ IRU
GXUDEOHUHOLDEOHRSHUDWLRQ
$UF5RWDWLRQIRUUHYHUVLQJ)XOODQG
3DUW &LUFOH LQ RQH D QRQUHYHUVLQJ )XOO
FLUFOHRQO\XQLWLVDOVRDYDLODEOH
5DGLXVDGMXVWPHQWVFUHZDOORZVXSWR
UDGLXV UHGXFWLRQ ZLWKRXW FKDQJLQJ
QR]]OHV
7UXHDQGFPSRSXSIURPWKHFDVH
FRYHUWRWKHQR]]OH
3UHVVXUHDFWLYDWHGPXOWLIXQFWLRQZLSHUVHDO
SURWHFWVLQWHUQDOVIURPGHEULVDQGDVVXUHV
SRVLWLYHSRSXSDQGUHWUDFWLRQ
5HLQIRUFHGÀRZSDWKIRUDGGLWLRQDOVLGHORDG
VWUHQJWK
$GGLWLRQDO RULQJV DQG VHDOV IRU H[WUD
SURWHFWLRQLQ³JULWW\´ZDWHU
3OXV)ORZ6KXW2IIGHYLFH
(QKDQFHG
3OXV
2SWLRQDORQ3OXV6HULHV
6WDLQOHVV 6WHHO ULVHU VOHHYH RQ 66
PRGHOV
6HDO$0DWLF6$070FKHFNYDOYHKROGV
XSWRPRIHOHYDWLRQFKDQJH
63(&,),&$7,216
5DGLXVWRP
5DGLXVZLWKUDGLXVUHGXFWLRQVFUHZP
3UHVVXUHWREDU
)ORZUDWHWRPK
$QJOHRIWUDMHFWRU\
6WDQGDUG DQJOH 5DLQ &XUWDLQ70 QR]]OHV
/RZDQJOH5DLQ&XUWDLQ70QR]]OHV
IHPDOHERWWRPWKUHDGHGLQOHW
',0(16,216
3RSXSKHLJKWIURPWKHFRYHUWRFHQWHURI
QR]]OH
3OXVFP
3OXVFP
3OXVFP
2YHUDOOERG\KHLJKWSRSSHGGRZQ
3OXVFP
3OXVFP
3OXVFP
([SRVHGVXUIDFHFP
237,21
0DWFKHG3UHFLSLWDWLRQ5DWH035QR]]OHV
VLPSOLI\ WKH GHVLJQ SURFHVV E\ DOORZLQJ
VSULQNOHUVZLWKYDULRXVDUFVDQGUDGLLWREH
PL[HGLQWKHVDPHFLUFXLW)LW5DLQ%LUG
(QKDQFHG 3OXV 3OXV 356 83*URWRUV
02'(/6
3DUW&LUFOHXQLWV3&DUHDGMXVWDEOH
IURP
)XOO&LUFOHXQLWV)&DUHRQO\
3&3DUW&LUFOH(QKDQFHG
3/)&)XOO&LUFOH3OXV
3/3&3DUW&LUFOHZLWKSUH
LQVWDOOHGQR]]OHVL]H3OXV
3/3&666$03DUW&LUFOH
VWDLQOHVVVWHHOFRYHUHGULVHUVWHP6$0
FKHFNYDOYHDQGSUHLQVWDOOHGQR]]OH
VL]H
3/3&3DUW&LUFOH
3/3&666$03DUW&LUFOH
6WDLQOHVVVWHHOFRYHUHGULVHUVWHP6$0
FKHFNYDOYH
3/3&3DUW&LUFOH
63/3&3DUW&LUFOHVKUXE
$&&(6625<
5RWRU3XOOXSVFUHZGULYHU
527256
3/863566(5,(6527256
2QH6WHSEH\RQGLQ5RWRU3HUIRUPDQFH
7KH:RUOGµV%HVW5RWRUZLWKDQLQWHJUDWHGSUHVVXUHUHJXODWLQJV\VWHP
$33/,&$7,216
7KH 3OXV 356 URWRU FRPELQHV 5DLQ
%LUG¶V DZDUGZLQQLQJ 5DLQ &XUWDLQ 7 0
7HFKQRORJ\ ZLWK DQ LQVWHP SUHVVXUH
UHJXODWRUWRSURYLGHDQHZVWDQGDUGLQQR]]OH
SHUIRUPDQFH 2QH 6WHS EH\RQG LQ 5RWRU
3HUIRUPDQFH
)($785(6
)LYH\HDUWUDGHZDUUDQW\
,QVWHP SUHVVXUH UHJXODWRU 356
UHGXFHVRSHUDWLQJSUHVVXUHWREDUV
IRURSWLPDOQR]]OHSHUIRUPDQFH
356VDYHVZDWHUE\
(OLPLQDWLQJ KHDGWRKHDG SUHVVXUH
YDULDWLRQV
(OLPLQDWLQJ PLVWLQJ GXH WR KLJK
SUHVVXUH
,PSURYLQJ QR]]OH GLVWULEXWLRQ XQLIRUPLW\
E\ RSHUDWLQJ WKH QR]]OH DW RSWLPXP
SUHVVXUH
0DLQWHQDQFHIUHH GHVLJQ FDQ EH HDVLO\
UHWUR¿WWHG LQWR H[LVWLQJ 3OXV
7%LUG70DQG+XQWHU3*370XVLQJ83*
PRGHOURWRUERGLHVZLWKRXWGLJJLQJXSWKH
HQWLUHERG\
7KH 3OXV 356 6HULHV 5RWRU LV
DYDLODEOHLQ´DQG6WDLQOHVV6WHHO6$0
PRGHOV 7KH 83* 3OXV 356 6HULHV LV
DYDLODEOHLQ6$0YHUVLRQ
6WDQGDUG JUHHQ UXEEHU FRYHU IRU H[WUD
SURWHFWLRQ
+HDY\GXW\ FRYHU DVVHPEO\ IRU H[WUD
GXUDELOLW\ LQ UHVLGHQWLDO RU FRPPHUFLDO
DSSOLFDWLRQV
5DLQ&XUWDLQ701R]]OHV
7UHH RI QR]]OHV LQFOXGLQJ IRXU ORZ DQJOH
$QJOHRI7UDMHFWRU\DQGHLJKWVWDQGDUG
DQJOH 5DLQ &XUWDLQ70 1R]]OHV $QJOH RI
7UDMHFWRU\ SURYLGHV WR P
GLVWDQFHRIWKURZ
2SWLRQDODZDUGZLQQLQJ035QR]]OHVHW
VLPSOL¿HV GHVLJQ DQG LQVWDOODWLRQ E\
SURYLGLQJ PDWFKHG SUHFLSLWDWLRQ IURP
WRP
7KH3OXV356IHDWXUHVD)ORZ6KXW
2IIGHYLFHWRVWRSWKHÀRZRIZDWHUWRD
SDUWLFXODUKHDGZKLOHWKHV\VWHPLVVWLOO
LQRSHUDWLRQ
+HDY\GXW\UHWUDFWVSULQJDVVXUHVSRVLWLYH
SRSGRZQ
7RSDGMXVWDUFDGMXVWPHQWUHTXLULQJRQO\D
ÀDWEODGHVFUHZGULYHU
$UF 5RWDWLRQ DQG UHYHUVLQJ IXOO
FLUFOHURWDWLRQLQRQH
5DGLXVDGMXVWPHQWVFUHZDOORZVXSWR
UDGLXV UHGXFWLRQ ZLWKRXW FKDQJLQJ
QR]]OHV
7UXH´FPSRSXSPHDVXUHGIURPWKH
FRYHUWRWKHQR]]OH
3UHVVXUHDFWLYDWHG PXOWLIXQFWLRQ ZLSHU
VHDO SURWHFWV LQWHUQDOV IURP GHEULV DQG
DVVXUHVSRVLWLYHSRSXSDQGUHWUDFWLRQ
3UHVVXUHUHJXODWRU
LQVWHP356
3OXV356
2SWLRQDO VWDLQOHVV VWHHO ULVHU KHOSV GHWHU
YDQGDOLVPRQSXEOLFWXUIDUHDV
2SWLRQDO6HDO$0DWLF6$070FKHFNYDOYH
KROGVXSWRPRIHOHYDWLRQFKDQJHWR
SUHYHQW SXGGOLQJ DQG HURVLRQ FDXVHG E\
ORZKHDGGUDLQDJH
63(&,),&$7,216
5DGLXVWRP
3UHVVXUHWREDUV
)ORZ5DWHWRPK
´IHPDOHERWWRPWKUHDGHGLQOHW
3UHFLSLWDWLRQUDWHWRPPK
',0(16,216
3RSXSKHLJKWFP
2YHUDOOERG\KHLJKWFP
([SRVHGVXUIDFHGLDPHWHUFP
1RWH3RSXSKHLJKWPHDVXUHGIURPFRYHU
WRWKHQR]]OH
2YHUDOO ERG\ KHLJKW LV PHDVXUHG SRSSHG
GRZQ
02'(/6
3DUW FLUFOH XQLWV 3& DUH DGMXVWDEOH IURP
±GHJUHHV
3/863&5 3DUW FLUFOH ZLWK SUHVVXUH
UHJXODWRU V\VWHP DQG SUHLQVWDOOHG QR]]OH
VL]H
3/863&653DUWFLUFOHZLWKSUHVVXUH
UHJXODWRU V\VWHP VWDLQOHVV VWHHO FRYHUHG
ULVHUVWHP6$0FKHFNYDOYH
1RWH 3*3 LV D UHJLVWHUHG WUDGHPDUN RI +XQWHU
,QGXVWULHV
527256
Z Z Z U D L Q E L U G H X
83*
'RQ¶WMXVWFKDQJHRXWDURWRU83*UDGHLW
$33/,&$7,216
83*UDGHWRWKH83*IRU
'HVLJQHG WR XSJUDGH H[LVWLQJ +XQWHU
3*3 URWRUV ZLWK WKH SHUIRUPDQFH
FKDUDFWHULVWLFV DQG IHDWXUH VHW RI 5DLQ
%LUG¶VURWRU
)DVWHUDQGHDVLHUWROHDYHWKH3*3FDVH
LQWKHJURXQGDQGRQO\FKDQJHRXWWKHPDLQ
SDUWRIWKHURWRU
)($785(6
7DNHDGYDQWDJHRIDOOH[FOXVLYH
(QKDQFHG3OXVIHDWXUHV
5DSLGLQVWDOODWLRQVWKHDYDLODEOHÀRZVKXW
RII IHDWXUH RQ 3OXV 83* PRGHOV
PHDQVWKHQR]]OHFDQEHFKDQJHGZLWKRXW
VKXWWLQJ GRZQ WKH HQWLUH ]RQH DW WKH
YDOYH
5DLQ&XUWDLQ7HFKQRORJ\ZKLFKLQFOXGHV
ODUJHGURSOHWVL]HFORVHLQZDWHUDQGHYHQ
GLVWULEXWLRQ
7UHH RI QR]]OHV LQFOXGLQJ IRXU ORZ DQJOH
$QJOHRI7UDMHFWRU\DQGHLJKWVWDQGDUG
DQJOH 5DLQ &XUWDLQ 1R]]OHV $QJOH RI
7UDMHFWRU\ SURYLGHV WR P
GLVWDQFHRIWKURZ
$YDLODEOH 0DWFKHG 3UHFLSLWDWLRQ 5DWH
035QR]]OHVRSWLRQ
6OLS F OXWF K PHF KDQLVP IRU TXLF N
DGMXVWPHQW
7RSDGMXVWDUFDGMXVWPHQWUHTXLULQJRQO\D
ÀDWEODGHVFUHZGULYHU
)LYH\HDUWUDGHZDUUDQW\
3UHVVXUHDFWLYDWHG PXOWLIXQFWLRQ ZLSHU
VHDO SURWHFWV LQWHUQDOV IURP GHEULV DQG
DVVXUHVSRVLWLYHSRSXSDQGUHWUDFWLRQ
2SWLRQDO 6HDO$0DWLF 6$0 FKHFN
YDOYHKROGVXSWRPRIHOHYDWLRQFKDQJH
WRSUHYHQWSXGGOLQJDQGHURVLRQFDXVHGE\
ORZKHDGGUDLQDJH
1R]]OH&URVV5HIHUHQFH&KDUW
02'(/6
83*3& HQKDQFHG 83* 6HULHV
3DUW5HYHUVH)XOO&LUFOH
83*3/3& 3OXV 83* 6HULHV
3DUW5HYHUVH)XOO&LUFOH
83*3/3&653OXV83*6HULHV
SDUWFLUFOHZLWKSUHVVXUHUHJXODWRUV\VWHP
6$0&KHFNYDOYH
63(&,),&$7,216
5DGLXVWRP
3UHVVXUHWREDU
)ORZUDWHWRPK
$QJOHRIWUDMHFWRU\
6WDQGDUGDQJOH5DLQ&XUWDLQ70QR]]OHV
/RZDQJOH5DLQ&XUWDLQ70QR]]OHV
IHPDOHERWWRPWKUHDGHGLQOHW
2SWLPDOQR]]OHSHUIRUPDQFHDWEDU
3UHFLSLWDWLRQUDWHWRPPK
IHPDOHERWWRPWKUHDGHGLQOHW
5HYHUVLQJIXOODQGSDUWFLUFOHDGMXVWPHQW
±
',0(16,216
3RSXSKHLJKWFP
2YHUDOOERG\KHLJKWFP
([SRVHGVXUIDFHGLDPHWHUFP
1RWH 3RSXS KHLJKW PHDVXUHG IURP WKH
FRYHUWRWKHQR]]OH2YHUDOOERG\KHLJKWLV
PHDVXUHGSRSSHGGRZQ
1RWH 3*3 LV D UHJLVWHUHG WUDGHPDUN RI +XQWHU
,QGXVWULHV
+XQWHU
3*370
5HG
1R]]OHV
+XQWHU
3*370
*UD\
1R]]OHV
8VH7KLV
5DLQ
&XUWDLQ70
1R]]OH
/$
/$
/$
/$
527256
(1+$1&('3/863/8635683*12==/(6
5$,1&857$,170
/RZ$QJOH
5DLQ&XUWDLQ1R]]OHV
6WDQGDUG$QJOH
5DLQ&XUWDLQ1R]]OHV
1R]]OHV
EDU
P
PK NPPK
1R]]OHV
SPPK
EDU
P
PK NPPK
SPPK
W
N
S
)URQWYLHZRI5DLQ&XUWDLQ1R]]OH
%DFNYLHZRI5DLQ&XUWDLQ1R]]OH
,QVWDOOSURYHQ5DLQ&XUWDLQ70WHFKQRORJ\
7KHUHDUHWKUHHHOHPHQWVZKLFKFUHDWHWKHVXSHULRUFRYHUDJHRI5DLQ&XUWDLQQR]]OHWHFKQRORJ\
/DUJH'URSOHWVIRU&RQVLVWHQW3HUIRUPDQFH
5DLQ&XUWDLQWHFKQRORJ\SURGXFHVODUJHU
ZDWHUGURSOHWVWKDWDUHIDUOHVVVXVFHSWLEOHWR
ZLQGDQGJUHDWO\PLQLPL]HVPLVWLQJDQGDLUERUQH
HYDSRUDWLRQ7KLVFRPSHWLWLYHDGYDQWDJHDVVXUHV
WKDWWKHULJKWDPRXQWRIZDWHUJRHVZKHUHLWQHHGV
WRJRZKLFKVDYHVWLPHPRQH\DQGHTXDOO\
LPSRUWDQW RQH RI QDWXUH¶V PRVW YDOXDEOH
UHVRXUFHV
(IIHFWLYH&ORVHLQ:DWHULQJ
(YHQ'LVWULEXWLRQ2YHUWKH(QWLUH5DGLXV
(IIHFWLYH DQG JHQWOH FORVHLQ ZDWHULQJ
HOLPLQDWHVGU\VSRWVDURXQGWKHURWRUZLWKRXWVHHG
ZDVKRXW
5DLQ%LUG¶VEURDGUDQJHRI5DLQ&XUWDLQQR]]OHV
PK IW P@ LV
HQJLQHHUHG WR GHOLYHU RSWLPXP GLVWULEXWLRQ
XQLIRUPLW\DFURVVWKHHQWLUHUDGLXVUDQJH
7KLV XQLIRUPLW\ FRPSHQVDWHV IRU YDU\LQJ
HQYLURQPHQWDOFRQGLWLRQVRIIHULQJÀH[LELOLW\WRWKH
GHVLJQHUDQGDVVXULQJJUHHQJUDVVUHVXOWV
527256
Z Z Z U D L Q E L U G H X
(1+$1&('3/863/8635683*03512==/(6
0DWFKHG3UHFLSLWDWLRQ5DWH1R]]OHV
$33/,&$7,216
5DLQ %LUG 035 1R]]OHV VLPSOLI\ ERWK WKH
GHVLJQSURFHVVDQGWKHLQVWDOODWLRQRIURWRUV
EHFDXVH WKH\ UHOLDEO\ GHOLYHU PDWFKHG
SUHFLSLWDWLRQUDWHVZLWKLQDQGEHWZHHQURWRU
UDGLLIURPPWRP:LWKRXWKDYLQJWR
XVH¿[HGDUFSODWHVGHVLJQHUVDQGLQVWDOOHUV
FDQDFKLHYH035XVLQJHLWKHURU83*
6HULHV 5RWRUV 6XSHULRU IOH[LELOLW\ LQ DUF
DGMXVWPHQWPLQLPL]HVWKHULVNVRIRYHURU
XQGHUZDWHULQJ
)($785(6
7KUHH1R]]OHWUHHVRIPPP
UDGLL
(DFK WUHH FRQWDLQV D 4 7
+DQG)1R]]OH
1R¿[HGDUFSODWHUHTXLUHG
&RPSDWLEOH ZLWK (QDKDQFHG
3OXV3OXV35683*6HULHV
5DLQ&XUWDLQ7HFKQRORJ\SURYLGHV
/ D U J H G U R S O H W V I R U F R Q V L V W H Q W
SHUIRUPDQFH
(IIHFWLYHFORVHLQZDWHULQJ
(YHQGLVWULEXWLRQRYHUWKHHQWLUHUDGLXV
3UHFLSLWDWLRQ UDWHRIPPKUUHGXFHV
UXQRIIDQGHURVLRQ
& R O R U F R G H G E \ U D G L X V I R U H D V \
LGHQWL¿FDWLRQ
1R]]OHVDUHHDV\WRLQVHUWDQGUHPRYH
6WDFNDEOH 1R]]OH WUHHV IRU FRQYHQLHQW
VWRUDJH
63(&,),&$7,21
5DGLXVPWRP
3UHVVXUHUDQJHWREDU
)ORZ5DWHWRPK
02'(/6
0357UHHRIQR]]OHVIRUP
UDGLXVZLWK47+)1R]]OHVDWWDFKHG
0357UHHRIQR]]OHVIRUP
UDGLXVZLWK47+)1R]]OHVDWWDFKHG
0357UHHRIQR]]OHVIRUP
UDGLXVZLWK47+)1R]]OHVDWWDFKHG
3(5)250$1&(
035
1R]]OH
EDU
P
PK NPPK SPPK
P
PK NPPK SPPK
035
035
0LQLWUHHVZLWKIRXUQR]]OHV
W
N
S
1R]]OH
EDU
1R]]OH
EDU
P
PK NPPK SPPK
527256
0$;,3$:6(5,(6
)XOORU3DUW&LUFOH,PSDFW5RWRU3RSXS6SULQNOHU
$WUDGLWLRQRIH[FHOOHQFH
$33/,&$7,216
7KHVHKHDY\GXW\LPSDFWURWRUVDUHGHVLJQHG
IRUOLJKWFRPPHUFLDODQGUHVLGHQWLDODXWRPDWLF
LUULJDWLRQV\VWHPV7KLV6HULHVLVQRWHGIRU
LWVVXSHULRUSHUIRUPDQFHZLWKGLUW\ZDWHU
)($785(6
3URYHQLPSDFWGULYH
3RSXSKHLJKWFP
,QWHUFKDQJHDEOHFRORUFRGHGED\RQHWW\SH
QR]]OHV
0DWFKHG3UHFLSLWDWLRQ5DWHQR]]OHV
/RZ$QJOH/$QR]]OHV
(DV\QR]]OHFKDQJH1RWRROVUHTXLUHG
'RXEOHZHLJKWHG DUP IRU VORZHU URWDWLRQ
DQGLQFUHDVHGGLVWDQFHRIWKURZ
/RZSUHVVXUHDQGORZÀRZRSHUDWLRQ
)XOOSDUWFLUFOHWRLQRQHXQLW
3UHFLVLRQ-HWWXEH3-PLQLPL]HVVLGH
VSODVK
'LVWDQFHFRQWUROGLIIXVHUSLQ
0XOWLIXQFWLRQZLSHUVHDO
)3 WULS OHYHU IRU IXOO RU SDUW FLUFOH
RSHUDWLRQ
&RPELQDWLRQ ´ RU ´ IHPDOHWKUHDGHGERWWRPLQOHWIRULQVWDOODWLRQ
ÀH[LELOLW\
6HUYLFHDEOHWKURXJKWKHWRSRIWKHFDVH
2SWLRQDO6$0.LW
$&&(6625<
$6$0.LW
63(&,),&$7,216
5DGLXVWRP
3UHVVXUHWR%DU
)ORZUDWHWRPK
´IHPDOHWKUHDGHGVLGHLQOHW
1R]]OHRXWOHWWUDMHFWRU\
IRUDQGQR]]OHV
IRU/$DQG/$QR]]OHV
1R]]OHV UHG EODFN EOXH
\HOORZEHLJH
/RZ$QJOH QR]]OHV /$ EODFN /$
\HOORZ
',0(16,216
2YHUDOOERG\KHLJKWFP
([SRVHGWRSGLDPHWHUFP
02'(/
$0$;,3$:
/$12==/(6
1R]]OHV
/$
/$
W
EDU
P
PK NPPK
SPPK
N
S
722/
3(5)250$1&(
0$;,3$:03512==/(6
1R]]OHV
W
EDU
P
PK NPPK
SPPK
N
S
$33/,&$7,216
)RU UHPRYLQJ LQWHUQDO DVVHPEO\
IURP 0LQL3DZ DQG 0D[L3DZ
URWRUV
02'(/
527256
Z Z Z U D L Q E L U G H X
6HULHV5RWRUV
%LJJHU%HWWHU%XLOWWR/DVW
$OO)HDWXUHVDQG%HQH¿WVRIVFDOHGGRZQWRDô´5RWRU
$33/,&$7,216
',0(16,216
7KH5DLQ%LUG6HULHV5RWRUVDUHEXLOW
WR ZLWKVWDQG WKH KDUVK FRQGLWLRQV DQG
YDQGDOLVP SUHVHQW LQ FRPPHUFLDO URWRU
DSSOLFDWLRQV7KH\KDYHEHHQGHVLJQHGDQG
WHVWHGWRHQVXUHWKHKLJKUHOLDELOLW\GHPDQGHG
E\WKHPDUNHWWRGD\7KH6HULHVRIIHUV
WKHGXUDELOLW\DQGSHUIRUPDQFHRI5DLQ%LUG¶V
EHVWFRPPHUFLDOURWRUVLQDSDFNDJHGHVLJQHG
WRH[FHOLQVKRUWWRPLGUDQJHDSSOLFDWLRQV
([SRVHGGLDPHWHUFP
2YHUDOOGLDPHWHUFP
2YHUDOOKHLJKWFP
3RSXSKHLJKWFP
)($785(6
02'(/6
\HDUZDUUDQW\
0HPRU\$UF UHWXUQV WKH URWRU WR LWV
RULJLQDODUFVHWWLQJ
1RQVWULSSDEOH GULYH PHFKDQLVP
SUHYHQWVGDPDJHIURPYDQGDOV
%UDVV UHLQIRUFLQJ VKDIW RI WKH QR]]OH
WXUUHWWRULVHUZLWKVWDQGVYDQGDONLFN
2SWLRQDOVWDLQOHVVVWHHOULVHUPRGHOKHOSV
GHWHUYDQGDOLVPRQSXEOLFWXUIDUHDV
)XOODQGSDUWFLUFOHRSHUDWLRQLQRQHXQLW
WRUHGXFHLQYHQWRU\UHTXLUHPHQWV
(DV\ZHWGU\DUFDGMXVWPHQWZLWKVORWWHG
VFUHZGULYHUWKURXJKWRSRIURWRUIURP
WR SDUWFLUFOH QRQUHYHUVLQJ
IXOOFLUFOH
/HIWDQGULJKWVLGHWULSVDGMXVWDEOHIRU
HDVHRILQVWDOODWLRQZLWKRXWWXUQLQJWKH
F D V H D Q G O R R V H Q L Q J W K H S L S H
FRQQHFWLRQ
6HDO$0DWLF6$0FKHFNGHYLFHULVHU
WRKHOSSUHYHQWORZKHDGGUDLQDJH
:DWHUOXEULFDWHGJHDUGULYH
5DLQ &XUWDLQ QR]]OHV IRU RSWLPDO
GLVWULEXWLRQ DQG FORVHLQ ZDWHULQJ
UHVXOWLQJLQVXSHULRUXQLIRUPLW\
1R]]OHVDUHLQWHUFKDQJHDEOHIURPWKHIURQW
ZLWKQRVSHFLDOWRROV
6HOIDGMXVWLQJWXUELQHVWDWRUDOORZVQR]]OH
UHSODFHPHQW ZLWK QR RWKHU DGMXVWPHQWV
UHTXLUHG
+HDY\GXW\UHWUDFWVSULQJHQVXUHVSRVLWLYH
SRSGRZQ
6WDQGDUGEODFNUXEEHUFRYHU
»´IHPDOHWKUHDGHGLQOHW
´SODVWLFULVHUVWHP
66»´IHPDOHWKUHDGHGLQOHW
´VWDLQOHVVVWHHOFRYHUHGULVHUVWHP
23(5$7,1*5$1*(
3UHFLSLWDWLRQ5DWHWRPPK
5DGLXVWRP
3UHVVXUHWR%DUV
)ORZWRPK
63(&,),&$7,21
´IHPDOHWKUHDGHGLQOHW
6$0 FKHFN GHYLFH KROGV XS WR P RI
KHDG
1R]]OHRXWOHWWUDMHFWRU\LV
1RWH3RSXSKHLJKWLVPHDVXUHGIURP
FRYHUWRWKHSULPDU\QR]]OHSRUW
2YHUDOOERG\KHLJKWLVPHDVXUHGSRSSHG
GRZQ
3(5)250$1&(
1R]]OH
EDU
P
PK NPPKSPPK
&RPLQJVRRQQHZVKRUWUDGLXVQR]]OH
$&&(6625<
6WHPKROGXSWRRO
VHHSDJH
W
N
S
52725$&&(6625,(6
63
6ZLQJ3LSH
$33/,&$7,216
8VHGLQFRQMXQFWLRQZLWK6%%DUE)LWWLQJVDV
D ÀH[LEOH VZLQJ MRLQW DVVHPEO\ WR SURWHFW
XQGHUJURXQGVSULQNOHUVE\DEVRUELQJLPSDFW
FDXVHG E\ FDUV RU WXUI PDLQWHQDQFH
HTXLSPHQW
)($785(6
/LQHDU ORZGHQVLW\ SRO\HWK\OHQH PDWHULDO
UHVLVWVEUHDNV
7KHEHVWEDODQFHEHWZHHQUHOLDELOLW\HDVH
RILQVWDOODWLRQGXUDELOLW\DQGFRVW
5HGXFHVWKHQXPEHURI¿WWLQJVRQPDLQOLQH
E\DOORZLQJHDV\LQVWDOODWLRQRIVSULQNOHUV
LQWKHFRUQHUV
(DV\WRLQVWDOO FKDQJH WKH KHLJKW DQG
ODWHUDO SRVLWLRQ RI D VSUD\URWRU ZLWKRXW
PRGLI\LQJWKHLQVWDOODWLRQ
$OORZVIDVWFRQQHFWLRQ,PSRUWDQWGRQRW
XVHDQ\OXEULFDQWJUHDVHVRDSRLOHWF
63(&,),&$7,216
,QVLGHGLDPHWHUPP
2SHUDWLQJZDWHUSUHVVXUHUDWLQJXSWREDU
02'(/6
63PFRLO
63PFRLO
63PFRLO
6%6(5,(6
6SLUDO%DUE)LWWLQJV
$33/,&$7,216
)RUXVHLQFRQMXQFWLRQZLWK636ZLQJ
3LSH DV D IOH[LEOH VZLQJ MRLQW DVVHPEO\
)OH[LEOH VZLQJ MRLQWV DUH XVHG WR SURWHFW
XQGHUJURXQGVSULQNOHUVE\DEVRUELQJLPSDFW
FDXVHG E\ FDUV RU WXUI PDLQWHQDQFH
HTXLSPHQW$OVRXVHGZKHUHVSULQNOHUVDUH
SRVLWLRQHGLQKDUGWRWUHQFKDUHDVQHDUZDOOV
FXUEVVLGHZDONVDQGIHQFHV
)($785(6
63(&,),&$7,216
2SHUDWLQJ ZDWHU SUHVVXUH UDWLQJ XS WR EDU
02'(/6
6%(´PDOH[EDUEHOERZ
6%(´PDOH[EDUEHOERZ
6%$´PDOH[EDUEDGDSWHU
6%$´PDOH[EDUEDGDSWHU
6%7((EDUE[EDUE[EDUEWHH
6%&3/*EDUE[EDUEFRXSOLQJ
PRGHOVDYDLODEOH
6SLUDO%DUEGHVLJQSHUPLWVWZLVWLQLQVHUWLRQ
ZLWKRXWWRROVJOXHRUFODPSV6LPSO\LQVHUW
WKH ¿WWLQJ LQWR WKH 63 ÀH[LEOH WXELQJ
DQGVFUHZLWLQKDQGWLJKW
,PSRUWDQWGRQRWXVHDQ\OXEULFDQWJUHDVH
VRDSRLOHWF
%HQH¿WVRIÀH[LEOHVZLQJMRLQWDVVHPEO\
,QVWDOODWLRQZLWK
63DQG6%)LWWLQJV
,QVWDOODWLRQRQULVHU
52725$&&(6625,(6
Z Z Z U D L Q E L U G H X
395$6(5,(6
/($.3522)-2,17
$QWL7KHIW)LWWLQJV
$33/,&$7,216
$33/,&$7,216
3URWHFWVXQGHUJURXQGVSULQNOHUVE\SUHYHQWLQJWKHUHPRYDO
RIVSULQNOHUVIURPDERYH
6XEVWLWXWHIRUVWDQGDUG7HÀRQWDSHDVMRLQWV
IRUSLSHV\VWHPV
)($785(6
)($785(6
(DV\WRXVH&DQEHXVHGRQSODVWLFPHWDO
WKUHDGHGSURGXFWV
,QVWDQWO\ VHDOV LUUHVSHFWLYH RI DPELHQW
WHPSHUDWXUHSLSHGXULQJDVVHPEO\
&DQ EH VDIHO\ XVHG ZLWK GULQNLQJ ZDVWH
ZDWHUFROGDQGKRWZDWHU
8VHLWZKHUHYHU\RXXVHGWDSHVKHPSV
SDVWHVLQWKHSDVW
(DVLHUPRUHHFRQRPLFDOWKDQVWDQGDUG
7HÀRQWDSH
&DQEHUHSRVLWLRQHG
/HDNIUHH
02'(/6
395$´PDOH[´IHPDOH
395$´PDOH[´IHPDOH
02'(/
/RFWLWHFRLORIPHWHUV
.3
.QHH3DGV
$33/,&$7,216
)($785(6
8VHG E\ SURIHVVLRQDO LQVWDOOHUV ZKR PRYH
IDVWDQGWDNHFDUHRIWKHPVHOYHV+DUGSODVWLF
NQHH FDS DQG YHOFUR DGMXVWPHQW VWUDSV
FRPIRUWDEO\ SURWHFW NQHHV IURP URXJK
VXUIDFHV
/LJKWZHLJKWDQGGXUDEOH
5LYHWHGSODVWLFFDSV
02'(/
.3
3LWRW7XEH
$33/,&$7,216
02'(/
8VHGLQFRQMXQFWLRQZLWKDSUHVVXUHJDXJH
QRW LQFOXGHG WR UHDG SUHVVXUH DW WKH
QR]]OHRIDVSULQNOHULQRSHUDWLRQ
527256
32383635,1./(56(/(&7,21*8,'(
/RQJ5DQJH
)ORZWRPK
3UHVVXUHWREDU
)$/&21
P
)ORZWRPK
3UHVVXUHWREDU
P
)ORZWRPK
3UHVVXUHWREDU
P
)ORZWRPK
3UHVVXUHWREDU
P
($*/(
)ORZWRPK
3UHVVXUHWREDU
P
'5
)ORZWRPK
3UHVVXUHWREDU
P
(
527256
Z Z Z U D L Q E L U G H X
$87+25,=('
%<7+()5(1&+6:,66)227%$//)('(5$7,21
IRULQVWDOODWLRQRQSOD\LQJVXUIDFHV
)$/&216(5,(6
*HDU'ULYHQ5RWRU3RSXS6SULQNOHU
8QFRPSURPLVLQJSHUIRUPDQFH
$33/,&$7,216
7KH FORVHGFDVH )$/&21 URWRU LV
LGHDOIRUODUJHWXUIVLWHVDVZHOODVDYDULHW\
RI DWKOHWLF ILHOGV IRRWEDOO UXJE\ WHQQLV
FRXUWV
)($785(6
(DV\DUFDGMXVWPHQWWKURXJKWRSRIURWRU
SDUWFLUFOHPRGHO
:DWHUOXEULFDWHGJHDUGULYH
)DFWRU\LQVWDOOHGUXEEHUFRYHU
6$0FKHFNYDOYHGHYLFH
LQWHUFKDQJHDEOH FRORUFRGHG 5DLQ
&XUWDLQQR]]OHV
6HOIDGMXVWLQJ VWDWRU GRHV QRW UHTXLUH
UHSODFHPHQWZKHQFKDQJLQJQR]]OHV
5DGLXV DGMXVWPHQW VFUHZ WR GHFUHDVH
UDGLXVXSWR
3UHVVXUHDFWLYDWHGZLSHUVHDODQGWDSHUHG
ULVHU VWHP IRU SRVLWLYH SRSXS DQG SRS
GRZQ
6WDLQOHVVVWHHOULVHUVOHHYHRQ66PRGHOV
+6 PRGHO ZLWK IDVWHU URWDWLRQ VSHHG
FRPSOHWHVIXOOURWDWLRQLQDSSUR[LPDWHO\RQH
PLQXWHIRUTXLFNZHWGRZQRQFOD\WHQQLV
FRXUWVDQGVSRUWVWXUILQ¿HOGDUHDV5HGGLVK
E U R Z Q U X E E H U F R Y H U E O H Q G V L Q W R
HQYLURQPHQW
)XOODQGSDUWFLUFOHPRGHOV
63(&,),&$7,216
6WDQGDUG0RGHO5DGLXVWRP
+LJK6SHHG0RGHO5DGLXVWRP
)ORZUDWHWRPK
3UHVVXUHWREDU
´%63IHPDOHWKUHDGHGLQOHW
6$0FKHFNYDOYHGHYLFHKROGVEDFNXSWRP
RIHOHYDWLRQGLIIHUHQFH
1R]]OHWUDMHFWRU\DQJOH
5DLQ&XUWDLQQR]]OHVEODFNOLJKWEOXH
GDUN JUHHQ JUH\ EHLJH
OLJKW JUHHQ GDUN EURZQ GDUN
EOXH
',0(16,216
3RSXSKHLJKWWRQR]]OHFHQWHUOLQHFP
2YHUDOOERG\KHLJKWFP
([SRVHGWRSGLDPHWHUFP
02'(/6
))&IXOOFLUFOH
)3&SDUWFLUFOHWR
))&66 IXOO FLUFOHVWDLQOHVV VWHHO ULVHU
VOHHYH
)3&66SDUWFLUFOHWRVWDLQOHVV
VWHHOULVHUVOHHYH
))&66+6 +LJK 6SHHG IXOO FLUFOH
VWDLQOHVVVWHHOULVHUVOHHYH
)3&66+6 +LJK 6SHHG SDUW FLUFOH
VWDLQOHVVVWHHOULVHUVOHHYH
527256
3(5)250$1&(
)$/&216HULHV
1R]]OH
EDU
P
W
)$/&21+LJK6SHHG6HULHV
PK NPPK
SPPK
1R]]OH
N
S
W
EDU
P
PK NPPK
SPPK
N
S
722/
$33/,&$7,216
6WHPKROGXSWRROZLWK
EXEEOHOHYHO
02'(/
527256
Z Z Z U D L Q E L U G H X
$87+25,=('
%<7+()5(1&+6:,66)227%$//)('(5$7,21
IRULQVWDOODWLRQRQSOD\LQJVXUIDFHV
6(5,(6527256
3RSXS6SULQNOHU±/RQJ5DQJH
7KHVWZRUOGZLGHFKRLFHIRU6SRUW)LHOGVDSSOLFDWLRQ
$33/,&$7,21
7KH5DLQ%LUG5RWRULVEXLOWUXJJHGWR
ZLWKVWDQGWKHKDUVKFRQGLWLRQVDQGYDQGDOLVP
SUHVHQW LQ SXEOLF WXUI DUHDV ,W KDV EHHQ
GHVLJQHG DQG WHVWHG WR HQVXUH WKH KLJK
UHOLDELOLW\ GHPDQGHG E\ WKH PDUNHW WRGD\
:LWK LWV H[WHQVLYH FXVWRPHU LGHQWLILHG
IHDWXUHV LW LV YHUVDWLOH HQRXJK WR ILW DOO
DSSOLFDWLRQV
)($785(6
)LYH\HDUWUDGHZDUUDQW\
0HPRU\$UF UHWXUQV WKH URWRU WR LWV
RULJLQDODUFVHWWLQJ
1RQVWULSSDEOH GULYH PHFKDQLVP
SUHYHQWVGDPDJHIURPYDQGDOV
([WUD KHDY\GXW\ FRQVWUXFWLRQ RI QR]]OH
WXUUHW DQG ULVHU ZLWKVWDQGV DWWHPSWHG
YDQGDOLVP
2SWLRQDOVWDLQOHVVVWHHOULVHUPRGHOKHOSV
GHWHUYDQGDOLVPRQSXEOLFWXUIDUHDV
(DV\ZHWGU\DUFDGMXVWPHQWZLWKVORWWHG
VFUHZGULYHUWKRXJKWRSRIURWRUIURPWR
SDUW FLUFOH QRQ UHYHUVLQJ IXOO
FLUFOH
)XOODQG3DUWFLUFOHRSHUDWLRQLQRQHXQLW
WRUHGXFHLQYHQWRU\UHTXLUHPHQWV
/HIWDQGULJKWWULSVDGMXVWDEOHIRUHDVH
RILQVWDOODWLRQZLWKRXWWXUQLQJWKHFDVH
DQGORRVHQLQJWKHSLSHFRQQHFWLRQ
6HDO$0DWLF6$0FKHFNGHYLFHULVHU
WRKHOSSUHYHQWORZKHDGGUDLQDJH
:DWHUOXEULFDWHGJHDUGULYH
6WDQGDUGUXEEHUFDS
5DLQ&XUWDLQQR]]OHVZLWKWKUHHSRUWVIRU
RSWLPDOORQJUDQJHPLGUDQJHDQGFORVH
LQZDWHULQJUHVXOWLQJLQVXSHULRUXQLIRUPLW\
1R]]OHVDUHLQWHUFKDQJHDEOHIURPWKHIURQW
ZLWKQRVSHFLDOWRROV
6HOIDGMXVWLQJ WXUELQH UHJXODWRU DOORZV
QR]]OH UHSODFHPHQW ZLWK QR RWKHU
DGMXVWPHQWUHTXLUHG
+HDY\GXW\UHWUDFWVSULQJHQVXUHVSRVLWLYH
SRSGRZQ
63(&,),&$7,216
5DGLXVWRP
3UHVVXUHWREDU
)ORZ5DWHWRPK
´%63IHPDOHWKUHDGHGLQOHW
6$0 FKHFN GHYLFH KROGV XS WR P RI
KHDG
5DLQ &XUWDLQ QR]]OHV EODFN OLJKW
EOXHGDUNJUHHQJUD\EHLJH
OLJKWJUHHQGDUNEURZQGDUN
EOXH
1R]]OHRXWOHWWUDMHFWRU\LV
',0(16,216
$&&(6625<
3RSXSKHLJKWFP
2YHUDOOKHLJKWFP
([SRVHGGLDPHWHUFP
2YHUDOOGLDPHWHUFP
1RWHSRSXSKHLJKWPHDVXUHGIURPFRYHUWR
FHQWHURISULPDU\QR]]OHSRUW2YHUDOOERG\
KHLJKWLVPHDVXUHGSRSSHGGRZQ
6RG&XS
02'(/6
´%63IHPDOHWKUHDGHGLQOHW
SODVWLFULVHUVWHP
66´%63IHPDOHWKUHDGHG
LQOHWVWDLQOHVVVWHHOFRYHUHGULVHUVWHP
$33/,&$7,216
7KH5DLQ%LUG6RG&XSLVGHVLJQHGWR¿WWKH
URWRUVDQGDOORZVWKHDGGLWLRQRI
DSOXJRIOLYLQJJUDVVWRWKHWRSRIWKHULVHU
7KLV LV DQ LGHDO VROXWLRQ IRU DUHDV ZKHUH
LQYLVLEOHURWRUVDUHUHTXLUHG&DQEHXVHGLQ
DQHZLQVWDOODWLRQVRUIRUUHWUR¿W
02'(/6
6RG&XS
527256
'HVLJQH[DPSOH
$XWKRUL]HGE\WKH)UHQFK6ZLVVIRRWEDOOIHGHUDWLRQIRULQVWDOODWLRQ
RQSOD\LQJVXUIDFHV
3(5)250$1&(
1R]]OH
W
EDU
P
PK NPPK
SPPK
N
S
6WDQGDUG5XEEHU&RYHU
ZLWKFP([SRVHG
'LDPHWHU
IRUHQKDQFHGVDIHW\
RQSOD\LQJ¿HOGV
9DQGDO5HVLVWDQW
7ULSSLQJ0HFKDQLVP
ZLWK0HPRU\$UF
%UDVV5HLQIRUFLQJ
6KDIW
EUDVVVKDIWIRUHQKDQFHG
SURWHFWLRQDJDLQVWYDQGDOV
$GMXVWDEOH5LJKW
/HIW7ULSV
$GMXVWPHQW0HFKDQLVP
IRUSDUWFLUFOH
DQGQRQUHYHUVLQJ
IXOOFLUFOHRSHUDWLRQ
,QWHUFKDQJHDEOH&RORU
FRGHG5DLQ&XUWDLQ
1R]]OHVIRUVXSHULRU
ZDWHUGLVWULEXWLRQ
3UHVVXUH$FWLYDWHG
:LSHU6HDOSURWHFWVWKH
LQWHUQDOVIURPGHEULV
1RQ6WULSSDEOH
'ULYH0HFKDQLVP
6HOI$GMXVWLQJ6WDWRU
DXWRPDWLFDOO\DGMXVWVZKHQ
QR]]OHLVFKDQJHG
6HDO$0DWLF6$0
&KHFN'HYLFH
SUHYHQWVSXGGOLQJHURVLRQ
)LOWHUZLWK%XLOW,Q
)UHH]H
3URWHFWLRQ
527256
Z Z Z U D L Q E L U G H X
6(5,(6527256
3RSXS6SULQNOHU±/RQJ5DQJH
$)XOO)HDWXUHG6WDWHRIWKH$UW&RPPHUFLDO5RWRU
$87+25,=('
%<7+()5(1&+6:,66)227%$//)('(5$7,21
IRULQVWDOODWLRQRQSOD\LQJVXUIDFHV
$33/,&$7,21
7KH5DLQ%LUG5RWRULVEXLOWUXJJHGWR
ZLWKVWDQGWKHKDUVKFRQGLWLRQVDQGYDQGDOLVP
SUHVHQW LQ SXEOLF WXUI DUHDV ,W KDV EHHQ
GHVLJQHG DQG WHVWHG WR HQVXUH WKH KLJK
UHOLDELOLW\ GHPDQGHG E\ WKH PDUNHW WRGD\
:LWK LWV H[WHQVLYH FXVWRPHU LGHQWLILHG
IHDWXUHV LW LV YHUVDWLOH HQRXJK WR ILW DOO
DSSOLFDWLRQV WKDQNV WR D ORQJ UDGLXV RI
WKURZ
)($785(6
)LYH\HDUWUDGHZDUUDQW\
0HPRU\$UFUHWXUQVWKHURWRUWRLWVRULJLQDO
DUFVHWWLQJ
1RQVWULSSDEOHGULYHPHFKDQLVPSUHYHQWV
GDPDJHIURPYDQGDOV
([WUD KHDY\GXW\ FRQVWUXFWLRQ RI QR]]OH
WXUUHWDQGULVHUZLWKVWDQGVYDQGDONLFN
2SWLRQDOVWDLQOHVVVWHHOULVHUPRGHOKHOSV
GHWHUYDQGDOLVPRQSXEOLFWXUIDUHDV
(DV\ZHWGU\DUFDGMXVWPHQWZLWKVORWWHG
VFUHZGULYHUWKRXJKWRSRIURWRUIURPWR
QRQUHYHUVLQJIXOOFLUFOH
)XOODQG3DUWFLUFOHRSHUDWLRQLQRQHXQLWWR
UHGXFHLQYHQWRU\UHTXLUHPHQWV
/HIWDQGULJKWWULSVDGMXVWDEOHIRUHDVHRI
LQVWDOODWLRQ ZLWKRXW WXUQLQJ WKH FDVH DQG
ORRVHQLQJWKHSLSHFRQQHFWLRQ
6HDO$0DWLF6$0FKHFNGHYLFHULVHU
WRKHOSSUHYHQWORZKHDGGUDLQDJH
:DWHUOXEULFDWHGJHDUGULYH
6WDQGDUGUXEEHUFDS
5DLQ&XUWDLQQR]]OHVZLWKWKUHHSRUWVIRU
RSWLPDOORQJUDQJHPLGUDQJHDQGFORVH
LQZDWHULQJUHVXOWLQJLQVXSHULRUXQLIRUPLW\
1R]]OHVDUHLQWHUFKDQJHDEOHIURPWKHIURQW
ZLWKQRVSHFLDOWRROV
6HOIDGMXVWLQJ WXUELQH UHJXODWRU DOORZV
QR]]OH UHSODFHPHQW ZLWK QR RWKHU
DGMXVWPHQWUHTXLUHG
+HDY\GXW\UHWUDFWVSULQJHQVXUHVSRVLWLYH
SRSGRZQ
$&&(6625<
63(&,),&$7,216
',0(16,216
5DGLXVWRP
3UHVVXUHWREDU
)ORZ5DWHWRPK
´%63IHPDOHWKUHDGHGLQOHW
6$0 FKHFN GHYLFH KROGV XS WR P RI
KHDG
5DLQ &XUWDLQ QR]]OHV EHLJH OLJKW
JUHHQGDUNEURZQGDUNEOXHUHG
\HOORZRUDQJHZKLWH
1R]]OHRXWOHWWUDMHFWRU\LV
3RSXSKHLJKWFP
2YHUDOOKHLJKWFP
([SRVHGGLDPHWHUFP
2YHUDOOGLDPHWHUFP
1RWHSRSXSKHLJKWPHDVXUHGIURPFRYHUWR
FHQWHURISULPDU\QR]]OHSRUW2YHUDOOERG\
KHLJKWLVPHDVXUHGSRSSHGGRZQ
02'(/6
´%63IHPDOHWKUHDGHGLQOHW
SODVWLFULVHUVWHP
66´%63IHPDOHWKUHDGHG
LQOHWVWDLQOHVVVWHHOFRYHUHGULVHUVWHP
6RG&XS
$33/,&$7,216
7KH5DLQ%LUG6RG&XSLVGHVLJQHGWR¿WWKH
URWRUVDQGDOORZVWKHDGGLWLRQRI
DSOXJRIOLYLQJJUDVVWRWKHWRSRIWKHULVHU
7KLV LV DQ LGHDO VROXWLRQ IRU DUHDV ZKHUH
LQYLVLEOHURWRUVDUHUHTXLUHG&DQEHXVHGLQ
DQHZLQVWDOODWLRQVRUIRUUHWUR¿W
02'(/6
6RG&XS
527256
'HVLJQH[DPSOH
$XWKRUL]HGE\WKH)UHQFK6ZLVVIRRWEDOO
IHGHUDWLRQ IRU LQVWDOODWLRQ RQ SOD\LQJ
VXUIDFHV
3(5)250$1&(
1R]]OH
W
EDU
P
PK NPPK
SPPK
N
S
6WDQGDUG5XEEHU&RYHU
ZLWKFP([SRVHG
'LDPHWHU
IRUHQKDQFHGVDIHW\
RQSOD\LQJ¿HOGV
9DQGDO5HVLVWDQW
7ULSSLQJ0HFKDQLVP
ZLWK0HPRU\$UF
%UDVV5HLQIRUFLQJ
6KDIW
EUDVVVKDIWIRUHQKDQFHG
SURWHFWLRQDJDLQVWYDQGDOV
$GMXVWDEOH5LJKW
/HIW7ULSV
$GMXVWPHQW0HFKDQLVP
IRUSDUWFLUFOH
DQGQRQUHYHUVLQJ
IXOOFLUFOHRSHUDWLRQ
,QWHUFKDQJHDEOH&RORU
FRGHG5DLQ&XUWDLQ
1R]]OHVIRUVXSHULRU
ZDWHUGLVWULEXWLRQ
3UHVVXUH$FWLYDWHG
:LSHU6HDOSURWHFWVWKH
LQWHUQDOVIURPGHEULV
1RQ6WULSSDEOH
'ULYH0HFKDQLVP
6HOI$GMXVWLQJ6WDWRU
DXWRPDWLFDOO\DGMXVWVZKHQ
QR]]OHLVFKDQJHG
6HDO$0DWLF6$0
&KHFN'HYLFH
SUHYHQWVSXGGOLQJHURVLRQ
)LOWHUZLWK%XLOW,Q
)UHH]H
3URWHFWLRQ
527256
Z Z Z U D L Q E L U G H X
($*/(6(5,(6527256
7KH5RWRUWKDWGHOLYHUV/RQJ7HUP3HUIRUPDQFH
$33/,&$7,216
7KH($*/(URWRUVDUHGHVLJQHGVSHFL¿FDOO\
WR ZLWKVWDQG WKH ULJRUV RI DWKOHWLF ILHOG
LUULJDWLRQDSSOLFDWLRQVLQFOXGLQJRQDUWL¿FLDO
JUDVV
)($785(6
&ORVHGFDVH GHVLJQ SURWHFWV GULYH
PHFKDQLVPIURPGHEULV
:DWHUOXEULFDWHGGULYHPHFKDQLVP
8QLTXHÀXVKLQJDFWLRQNHHSVGHEULVDZD\
IURPLQWHUQDOSDUWV
7RSVHUYLFHDEOHIRUHDV\PDLQWHQDQFH
+HDY\GXW\UHWUDFWVSULQJ
)XOOFLUFOHDQGDGMXVWDEOHSDUWFLUFOHPRGHO
XSWR
(OHFWULFYDOYHLQKHDG
7RSDGMXVWDEOHSUHVVXUHUHJXODWRU)DFWRU\
SUHVHWDWEDU
PRGHOVKDYH&DVFDGHQR]]OHV
WR IRU RSWLPXP XQLIRUPLW\ DQG VWDQGDUGQR]]OHVWR
´7656´7RS6HUYLFHDEOH5RFN6FUHHQ
DOORZVIRUGHEULVUHPRYDODWLQVWDOODWLRQRU
GXHWREXLOGXSRYHUWLPH
63(&,),&$7,216
2SHUDWLQJSUHVVXUHWREDUV
)ORZWRPK
5DGLXVIRU($*/(WRP
5DGLXVIRU($*/(WRP
1R]]OHRXWOHWWUDMHFWRU\
0D[LPXPVWUHDPKHLJKWP
)HPDOHWKUHDGHGLQOHW´%63
',0(16,216
%RG\KHLJKWFP
3RSXSKHLJKWFP
7RSGLDPHWHUFP
02'(/6
($*/(()XOO&LUFOH
($*/(($GMXVWDEOHSDUWFLUFOH
(/(&75,&$/63(&,),&$7,216
6ROHQRLG9$&+]
,QUXVKFXUUHQW$9$
+ROGLQJFXUUHQW$9$
237,21
58%%(5&29(5.,7$57,),&,$/*5$66&29(5.,7
)RU($*/(
$33/,&$7,216
',0(16,216
:KHQ($*/(URWRUVDUHXVHGLQ
DWKOHWLF ¿HOG DSSOLFDWLRQV WKHVH NLWV
SURYLGHRSWLPXPSOD\HUVDIHW\
&DVHULQJGLDPHWHUFP
5XEEHU FDVH ULQJ KHLJKW DGG FPIRUWKHDUWL¿FLDOJUDVVULQJYHUVLRQ
)($785(6
02'(/6
SLHFHNLWQR]]OHKRXVLQJFRYHUDQG
FDVHULQJ
(DV\WRLQVWDOO
5XEEHUFRYHUNLWIRU
($*/(
($*/(
$UWL¿FLDOJUDVVFRYHUNLWIRU
($*/(*5
$OXPLQLXPSODWHIRUFXVWRPL]HGDUWL¿FLDO
JUDVVLQVWDOODWLRQ
527256
3(5)250$1&(
+LJK3HUIRUPDQFH1R]]OHV($*/(6(5,(6 ($*/(6(5,(6
1R]]OH
L
EDU
P
PK NPPK
SPPK
N
S
1R]]OH
&
&
&
&
W
722/6
EDU
P
PK NPPK
SPPK
N
S
,67656
$33/,&$7,216
97'5
,QVWDOODWLRQVRFNHWIRU7RS6HUYLFHDEOH5RFN
6FUHHQ RQ ($*/( YDOYHLQKHDG
URWRUV
$33/,&$7,216
9DOYH LQVHUWLRQ WRRO IRU ' PRGHOV DQG
($*/(
02'(/
02'(/
,67656
97'5
'569.
653
$33/,&$7,216
$33/,&$7,216
6QDSULQJSOLHUVIRU(DJOHDQG'5
PRGHOV
´FP6HOHFWRU9DOYH.H\VHWRSHUDWLQJ
PRGHRIIDXWRPDQXDORQ'5DQG($*/(
((URWRUV
02'(/
02'(/
653
'569.
527256
Z Z Z U D L Q E L U G H X
(52725
0D[LPXP7KURZIRU8QSDUDOOHOHG3HUIRUPDQFH
$33/,&$7,216
7KH(URWRUFRPELQHVWKHORQJHVWUDGLXV
RQ WKH PDUNHW ZLWK H[FHOOHQW GLVWULEXWLRQ
XQLIRUPLW\DQGUHOLDELOLW\)RUDWKOHWLF¿HOGV
SDUNV DQG RWKHU ODUJH WXUI RU DUWL¿FLDO WXUI
DSSOLFDWLRQVUHTXLULQJPD[LPXPVSDFLQJWKH
(RIIHUVXQSDUDOOHOHGSHUIRUPDQFHDQG
YDOXH
)($785(6
PWKURZDWEDUV
3UHVVXUHUHJXODWHG
$GMXVWDEOHURWDWLRQVSHHG
5HSODFHDEOHFRPSRQHQWV
6WDQGDUGUXEEHUFRYHUIRUDGGHGVDIHW\RQ
SOD\LQJVXUIDFHV
EDURSHUDWLQJSUHVVXUHUDWLQJHQVXUHV
ORQJOLIHDWKLJKSUHVVXUH
7KH(SDUWFLUFOHPRGHORIIHUVWZRLQ
RQHÀH[LELOLW\ZLWKUHYHUVLQJIXOOFLUFOH
RSHUDWLRQ1RQUHYHUVLQJIXOOFLUFOHPRGHO
DOVRDYDLODEOH
$GMXVWDEOH VWDWRU DOORZV IRU DGMXVWDEOH
URWDWLRQWLPHIRUV\ULQJHVSHHGVRUPD[LPXP
UDGLXVVHWWLQJV
'LIIXVHUVFUHZDOORZVUDGLXVUHGXFWLRQXS
WRZLWKRXWFKDQJLQJQR]]OHV
7UXHFORVHGFDVHGHVLJQZLWKVHOIÀXVKLQJ
DFWLRQSUHYHQWVLQWHUQDOIURPVWLFNLQJXS
)DFWRU\LQVWDOOHGFRORUFRGHGQR]]OHV
:DWHUOXEULFDWHG KHDY\GXW\ DQG
UHSODFHDEOH JHDU GULYH RIIHUV UHOLDEOH
GXUDEOH URWDWLRQ LQ DQ HQYLURQPHQWDOO\
IULHQGO\GHVLJQ
(DV\DUFDGMXVWPHQWIURPWKHWRSUHTXLUHV
QRVSHFLDOWRROVIRUIDVWPRGL¿FDWLRQV
&RORUFRGHGQR]]OHV
)LYH\HDUWUDGHZDUUDQW\
23(5$7,1*5$1*(
5DGLXVWRP
)DFWRU\3UHVVXUH6HWWLQJV%DU)XOO\
2SHQ
)ORZ5DWHPKOV
$GMXVWDEOH5RWDWLRQ7LPH5DQJHLQ
WRPLQXWHVSUHVHWWRPLQXWHV
0D[LPXP6WUHDP+HLJKWP
63(&,),&$7,216
6$0YDOYHLQKHDGKROGVEDFNP
ÝIHPDOH%63LQOHW
1R]]OHRXWOHWWUDMHFWRU\
&DVH7\SH+HDY\GXW\UHLQIRUFHG
SRO\SURS\OHQHZLWKVQDSFRYHUDFFHVVLELOLW\
DQG7RS6HUYLFHDEOH5RFN6FUHHQ
',0(16,216
%RG\+HLJKWFP
7RS'LDPHWHUFP
3RSXS+HLJKWFP
237,216
2SWLRQDODUWL¿FLDOJUDVVFRYHU
2SWLRQDODUWL¿FLDOJUDVVFRYHUZLWKRXWDUWL¿FLDO
JUDVVIRUFXVWRPDUWL¿FLDOJUDVVLQVWDOODWLRQ
02'(/6
(3&(3DUW&LUFOH%DU%63
ZLWK1R]]OH
()&()XOO&LUFOH%DU%63
ZLWK1R]]OH
2SWLRQDODUWL¿FLDOJUDVVFRYHU
527256
3(5)250$1&(6
()&3HUIRUPDQFH'DWD
1R]]OHV
EDU
P
PK NPPK
(3&3HUIRUPDQFH'DWD
SPPK
EDU
P
PK NPPK
1R]]OHV
SPPK
L
S
N
%XLOWLQGLIIXVHUVFUHZ
DOORZVÀH[LELOLW\WRSUHFLVHO\DGMXVWWKH
UDGLXVRIWKURZ
FPSRSXSKHLJKW
'XDOVSUHDGHUQR]]OHV
DOORZVVWUHDPWRFOHDUWDOOJUDVV
SURYLGHH[FHOOHQWZHGJHVKDSHSUR¿OHV
'LVWULEXWLRQLVIRUJLYLQJLQVWUHWFKHGVSDFLQJ
DQGKLJKZLQGHQYLURQPHQWV
6PDOOIRRWSULQW
IURPFPFDVHGLDPHWHUHQVXUHVOHVV
LQWHUIHUHQFHRQSOD\LQJ¿HOGV
1HZURWRUGHVLJQ
ZLWK VWUDLJKWWKURXJK ÀRZ SDWK DOORZV IRU
H[WUHPHO\HI¿FLHQWRSHUDWLRQ
5HSODFHDEOHKHDY\GXW\PRWRU
SURYLGHVORZHUORQJWHUPPDLQWHQDQFH
FRVWV
7UXHFORVHGFDVHGHVLJQ
ZLWK VHOIÀXVKLQJ DFWLRQ SUHYHQWV LQWHUQDO
IURPVWLFNLQJXSHYHQLIEXULHGLQVDQGRU
DIWHUKHDY\WRSGUHVVLQJDSSOLFDWLRQV
6HWWDEOHVWDWRU
IRUURWDWLRQVSHHGVGRZQWRPLQXWHVIRU
URWDWLRQSURYLGHVÀH[LELOLW\TXLFN
V\ULQJHVDQGDFRQVLVWHQWURWDWLRQVSHHG
WKURXJKRXWWKHURWRU¶VOLIH
3UHVVXUHVHWWLQJV
DYDLODEOHDWDQG)XOO\2SHQDW
EDUV
7ZLVWRIIVFUHHQ
SURYLGHVHDV\DFFHVVWRVWDWRUDQG
UHSODFHDEOHPRWRUZLWKRXWDQ\WRROV
%DVHSUHVVXUHLVUDWHGXS
WREDUV
'XDOYDOYHUHWHQVLRQVQDSULQJHU
IRUVDIHW\
7RSVHUYLFHDEOHURFNVFUHHQ
527256
Z Z Z U D L Q E L U G H X
'5'56(5,(6
,PSDFW5RWRU3RSXS6SULQNOHUV
$33/,&$7,216
7KHVH URWRUV DUH GHVLJQHG IRU DXWRPDWLF
LUULJDWLRQV\VWHPVRQODUJHWXUIDUHDVDWKOHWLF
¿HOGVDQGSXEOLFSDUNV
63(&,),&$7,216
)($785(6
'56HULHV
%UDVVLPSDFWURWRU
6WUDLJKWWKURXJKÀRZ
,QWHUQDO DVVHPEO\ DQG YDOYH UHPRYDEOH
WKURXJKWRSRIFDVH6QDSULQJVORFNSDUWV
LQSODFH
&LUFXODUGULYHDUP
WR DGMXVWDEOH DUF RQ '5
6HULHV
3UHFLVLRQ-HWWXEH3-RQ'56HULHV
SUHYHQWVVLGHVSODVK
&RORUFRGHGUDQJHQR]]OHV
(OHFWULF YDOYHLQKHDG ZLWK GLDSKUDJP
YDOYH
2QHSLHFH GLDSKUDJP YDOYH 6QDS ULQJV
ORFNYDOYHLQSODFH
7RSDGMXVWDEOHSUHVVXUHUHJXODWRU)DFWRU\
SUHVVXUHVHWWLQJEDU
,QWHUQDO SRUWLQJ RI YDOYH DQG UHJXODWRU
ZDWHU
3UHVVXUHWREDUV
)ORZWRPK
5DGLXVWRP
722/
(*/69.
$33/,&$7,216
0XOWLIXQFWLRQWRROXVHGWR
VFUDSH DZD\ JULW IURP WKH YDOYH
VHOHFWRU DVVHPEO\ RQ '5 DQG
($*/(((URWRUV
VHW WKH YDOYH VHOHFWRU WR 2))
PDQXDORUDXWRPDWLFRSHUDWLRQRQ
'5 DQG ($*/( ((
URWRUV
UHPRYHWKHVROHQRLGSOXQJHUWXEH
DVVHPEO\ RQ '5 DQG ($*/(
(( URWRUV DQG IROORZLQJ
HOHFWULFYDOYHV3(3(66HULHV
02'(/
(*/69.
1R]]OHRXWOHWWUDMHFWRU\
´%63IHPDOHWKUHDGHGLQOHW
0D[LPXPVWUHDPKHLJKWP
'56HULHV
3UHVVXUHWREDUV
)ORZWRPK
5DGLXVWRP
(/(&75,&$/63(&,),&$7,216
'5'5
6ROHQRLG9$&F\FOH
,QUXVKFXUUHQW$9$
+ROGLQJFXUUHQW$9$
'5 HOHFWULF YDOYHLQKHDG SUHVVXUH
UHJXODWRU
)XOOFLUFOH
'5 HOHFWULF YDOYHLQKHDG SUHVVXUH
UHJXODWRU
',0(16,216
2YHUDOOKHLJKWFP
7RSGLDPHWHUFP
3(5)250$1&(
'56HULHV
1R]]OH
[
[
[
[
[
[
[
L
EDU
P
02'(/6
3DUWFLUFOH
'56HULHV
PK NPPK
SPPK
1R]]OH
[
[
[
[
[
[
[
N
S
W
EDU
P
PK NPPK
SPPK
N
S
5$,1*816
5$,1%,5'65656(5,(6
6ORZ5HYHUVH5DLQ*XQ6SULQNOHUV
$33/,&$7,216
7KHVH5DLQ*XQVSULQNOHUVDUHGHVLJQHGIRU
ODUJHLUULJDWLRQLQVWDOODWLRQV
VSRUWV¿HOGFRPSOH[DWKOHWLF¿HOGVIRRWEDOO
HWF,GHDOIRUDUWL¿FLDOJUDVVDSSOLFDWLRQV
)($785(6
6ORZUHYHUVH
7UDMHFWRU\DQJOH
6WDQGDUGLUULJDWLRQÀDQJHPRXQW
3DUWFLUFOHPRGHOVZLWKDGMXVWDEOHDUF
(DV\DUFDGMXVWPHQW)ULFWLRQFROODUVHWWLQJV
UHTXLUHQRWRROV
6LQJOHQR]]OHFRQ¿JXUDWLRQ
65LVVKLSSHGZLWKVHWRIWDSHUERUH
QR]]OHV*1676L]HV
DQGPP
65 LV VKLSSHG ZLWK VHW RI SODVWLF
WDSHU ERUH QR]]OHV *167 6L]HV
DQGPP
65 IHDWXUHV D VSRRQ GHVLJQ ZLWK
DGMXVWDEOHEUDFNHWWRLQFUHDVHRUGHFUHDVH
URWDWLRQVSHHG
&RXQWHUZHLJKWVDYDLODEOH
6HDOHGOXEHGIRUOLIHEDOOEHDULQJV
2SWLRQDO ´ IHPDOH %63 DGDSWHU
DYDLODEOH IRU 65 SHUPLWV ´ ULVHUPRXQW
'HVLJQH[DPSOH
02'(/6
65´3DUWFLUFOH5DLQ*XQ
6ORZUHYHUVH
65´3DUWFLUFOH5DLQ*XQ
6ORZUHYHUVH
65
3(5)250$1&(
65
1R]]OHV
PP
PP
PP
PP
PP
PP
EDU
P
PK
1R]]OHV
PP
PP
PP
PP
PP
PP
EDU
P
PK
6(/)3523(//('635,1./(5
Z Z Z U D L Q E L U G H X
7575$9(/(5
6HOISURSHOOHGVSULQNOHU
:KHQ\RXFDQQRWKDYHXQGHUJURXQGLUULJDWLRQKDYHLWDERYHJURXQG
$33/,&$7,216
7KH5DLQ%LUG756HULHV7UDYHOHULVGHVLJQHG
WRSURYLGHDQHFRQRPLFDOVROXWLRQLQVLWXDWLRQV
ZKHUHVXSSOHPHQWDU\LUULJDWLRQLVUHTXLUHGRU
ZKHUH XQGHUJURXQG ZDWHULQJ V\VWHPV DUH
HLWKHUWRRFRVWO\RULPSUDFWLFDO,WLVLGHDOIRU
DWKOHWLF ILHOGV SDUNV DQG RWKHU ODUJH WXUI
DUHDV
)($785(6
6KLSSHG OHVV 6SULQNOHU ZLWK ´ IHPDOOH
6SULQNOHUFRQQHFWLRQ
(QFORVHGGULYHJHDUPHFKDQLVP
3UHFLVHVSHHGDGMXVWPHQWVLQGHSHQGHQWRI
ÀRZDWQR]]OH
$XWRPDWLFVKXWGRZQDWHQGRISDWK
6LPSOHVHWXSDQGRSHUDWLRQ
0DLQWHQDQFHIUHHWXUELQHDQGWUDQVPLVVLRQ
7KUHH\HDUWUDGHZDUUDQW\
%XLOWLQSUHVVXUHJDXJH
:,7+635,1./(502'(/3-717
6LPSOHGXUDEOHGHVLJQ
5DGLXVXSWRP
6KLSSHGOHVVVSULQNOHU
0D[LPXPFRYHUDJHRIXSWRPE\
6KLSSHGOHVVFRYHU
PSHUODS
3UHVVXUHWREDU
63(&,),&$7,216
3DWKGLVWDQFHXSWRPRUPGHSHQGLQJ )ORZWRPK
RQPRGHOVHOHFWHG
6SHHGDGMXVWDEOHIURPWRPKRXU
´ %63 IHPDOH WKUHDGHG LQOHW IRU 02'(/6
75)RXUZKHHOVPHWHUFDEOH
KRVH
´%63IHPDOHWKUHDGHGRXWOHWIRU 75)RXUZKHHOVPHWHUFDEOH
&RYHU
VSULQNOHU
:,7+635,1./(502'(/
$3-'$717
5DGLXVXSWRP
0D[LPXPFRYHUDJHRIXSWRPE\
PSHUODS
3UHVVXUHWREDU
)ORZWRPK
3(5)250$1&(
3-717
1R]]OHV
EDU
1RWH6KRZQZLWKRSWLRQDOFRYHU
$3-'$717
P
PK
1R]]OHV
EDU
P
PK
$%29(*5$'(,03$&7635,1./(56
3-0$;,%,5'
3DUWRU)XOO&LUFOH3ODVWLF,PSDFW6SULQNOHU
5LVHUPRXQWHG,PSDFW6SULQNOHU
$33/,&$7,216
´ULVHUPRXQWHGLPSDFWKHDGXVHG
IRU VORSHV DQG ODUJH DUHD DERYHJUDGH
LQVWDOODWLRQV
)($785(6
,PSDFWGULYHVSULQNOHU
'RXEOHZHLJKWHG LPSDFW DUP IRU VORZHU
URWDWLRQDQGLQFUHDVHGGLVWDQFHRIWKURZ
6WUDLJKW WKURXJK IORZ IRU VXSHULRU
SHUIRUPDQFHLQGLUW\ZDWHU
/RZSUHVVXUHDQGORZÀRZRSHUDWLRQ
3UHFLVLRQ-HWWXEH3-PLQLPL]HVVLGH
VSODVK
0DWFKHG 3UHFLSLWDWLRQ 5DWH 035
QR]]OHVDQGORZDQJOH/$QR]]OHV
,QWHUFKDQJHDEOH FRORUFRGHG ED\RQHW
PRXQWQR]]OHV1RWRROVUHTXLUHG
)3WULSSHUPLWVIXOORUSDUWFLUFOHRSHUDWLRQ
WR
3RZHUIXOUHYHUVHDFWLRQ
63(&,),&$7,216
3UHVVXUHWREDU
)ORZWRPK
5DGLXVWRP
´PDOHWKUHDGHGLQOHW
1R]]OHRXWOHWWUDMHFWRU\
IRUDQGQR]]OHV
IRU/$DQG/$QR]]OHV
6WDQGDUG WUDMHFWRU\ DQJOH QR]]OHV UHG
EODFNEOXH\HOORZEHLJH
/RZDQJOH QR]]OHV /$EODFN /$
\HOORZ
02'(/
3-0$;,%,5'
3(5)250$1&(
0351R]]OHV
/$1R]]OHV
1R]]OHV
/$
/$
W
EDU
P
P K NPPK
SPPK
N
S
1R]]OHV
W
EDU
P
PK NPPK
SPPK
N
S
$%29(*5$'(,03$&7635,1./(56
Z Z Z U D L Q E L U G H X
%3-$3-3-(6+'
3DUWRU)XOO&LUFOH%URQ]H,PSDFW6SULQNOHUV
$33/,&$7,216
7KHVH LPSDFW KHDGV DUH GHVLJQHG WR EH
ULVHUPRXQWHG 7KH\ DUH XVHG WR LUULJDWH
KHGJHVVKUXEVDQGÀRZHUEHGV
)($785(6
%URQ]H LPSDFW GULYH VSULQNOHUV ZLWK GLH
FDVW3-DUPRQ
6WUDLJKWWKURXJKÀRZ
3UHFLVLRQ-HWWXEH3-WRPLQLPL]HVLGH
VSODVKRQ3-PRGHOVKDVVSRRQVW\OH
DUP
'LVWDQFHFRQWUROÀDS'$RQ%3-$
3'LVWDQFH FRQWURO GLIIXVHU SLQ $'- RQ
PRGHO%3/RQJ ZHDULQJ 717 EHDULQJ + RQ
(6+'
)3WULSSHUPLWVSDUWFLUFOHWRRU
IXOOFLUFOHRSHUDWLRQ
%UDVV VWUDLJKW ERUH QR]]OH ZLWK YDQH RQ
PRGHO%3-KDVERG\YDQH
3(5)250$1&(
63(&,),&$7,216
%3-)3$'-'$717
%35DGLXVWRP
3UHVVXUHWREDUV
)ORZWRPK
´PDOHWKUHDGHGLQOHW
1R]]OHRXWOHWWUDMHFWRU\
1R]]OHV
EDU
P
W
$35DGLXVWRP
3UHVVXUHWREDUV
)ORZWRPK
´PDOHWKUHDGHGLQOHW
1R]]OHRXWOHWWUDMHFWRU\
02'(/6
PK NPPK
SPPK
N
S
PK NPPK
SPPK
N
S
PK NPPK
SPPK
N
S
$3-'$717
1R]]OHV
EDU
P
W
3-
3-717
VWUDLJKW ERUH QR]]OH VL]HV DUH DYDLODEOH
´WR´
5DGLXVWRP
3UHVVXUHWREDUV
)ORZWRPK
´%63IHPDOHWKUHDGHGLQOHW
1R]]OHRXWOHWWUDMHFWRU\
1R]]OHV
EDU
P
W
$GGLWLRQDOQR]]OHVL]HVDUHDYDLODEOH&RQVXOW5DLQ
%LUG
(6+'
(6+'
VWUDLJKWERUHQR]]OHVL]HVDUHDYDLODEOH
´WR´
5DGLXVWRP
3UHVVXUHWREDUV
)ORZWRPK
´%63PDOHWKUHDGHGLQOHW
1R]]OHRXWOHWWUDMHFWRU\
1R]]OHV
[
W
EDU
P
PK NPPK
SPPK
N
S
$GGLWLRQDOQR]]OHVL]HVDUHDYDLODEOH&RQVXOW5DLQ
%LUG
%3-)3$'-'$717´
$3-'$717´
3-717´%63
(6+'´%63
52725$1'$&&(6625,(6
5$,1%,5'6:,1*-2,176(5,(6
,QQRYDWLYHHOERZGHVLJQUHGXFHVSUHVVXUHORVVHVE\
$33/,&$7,216
63(&,),&$7,216
)HDWXULQJVXSHULRUÀRZFKDUDFWHULVWLFVDQG
H[FHOOHQW VWUXFWXUDO LQWHJULW\ WKHVH VZLQJ
MRLQWVDUHGHVLJQHGWRGHOLYHUWKHSHUIRUPDQFH
\RX H[SHFW IURP 5DLQ %LUG 7KH\ DUH WKH
SHUIHFW FRPSOHPHQW WR RXU (DJOH DQG
,PSDFW6HULHVURWRUV
3UHVVXUHUDWLQJEDUVDW&
'LDPHWHUVDQG
/HQJWKFPDQGFP
,QOHWWKUHDGW\SH%63
2XWOHWWKUHDGW\SH%63
02'(/6
)($785(6
6XSHULRU ÀRZ FKDUDFWHULVWLFV WKURXJK DQ
LQQRYDWLYHVZHSWHOERZGHVLJQWKDWUHGXFHV
SUHVVXUH ORVV E\ RYHU RWKHU VZLQJ
MRLQWV
([FHOOHQWVWUXFWXUDOLQWHJULW\IURPWKHVZHSW
HOERZGHVLJQUHGXFHVWKHFRVWVDVVRFLDWHG
ZLWKIDWLJXHUHODWHGIDLOXUHV
'RXEOHRULQJSURWHFWLRQSURYLGHVDEHWWHU
VHDOHQVXULQJMRLQWVDUHNHSWFOHDQDQGFDQ
EHUHSRVLWLRQHGPRUHHDVLO\
&RORUFRGLQJ DQG GLVWLQFW VL]H PDUNLQJV
UHGXFH FRVWV E\ HOLPLQDWLQJ HUURUV DQG
LPSURYLQJLQVWDOODWLRQHI¿FLHQF\ZLWKTXLFN
VL]HLGHQWL¿FDWLRQDWWKHMREVLWH
7KUHDGHGLQOHWVDUHRYHUVL]HGPDNLQJKDQG
WLJKWHQLQJ DQG EOLQG LQVWDOODWLRQV XQGHU
ZDWHUHDVLHU7KLVDOVRUHGXFHVWKHULVNRI
SRWHQWLDOGDPDJHFDXVHGE\RYHUWLJKWHQLQJ
ZLWKDZUHQFK
6- OHQJWK GLDPHWHU6ZLQJ-RLQWV
6- OHQJWK GLDPHWHU6ZLQJ-RLQWV
6-OHQJWKGLDPHWHU
6ZLQJ-RLQWV
6- OHQJWK GLDPHWHU6ZLQJ-RLQWV
)ULFWLRQ/RVV
)ORZOV
´PRGHOV
6-
6-EDU
EDU
EDU
´PRGHOV
6-
EDU
6-
EDU
&RPSHWLWRUV
7KHUDLQ%LUG76-6ZLQJ-RLQW¶VLQQRYDWLYHVZHSWHOERZGHVLJQ
6LJQL¿FDQWO\UHGXFHVSUHVVXUHORVV
52725$1'$&&(6625,(6
Z Z Z U D L Q E L U G H X
.3
.QHH3DGV
3LWRW7XEH
$33/,&$7,216
$33/,&$7,216
8VHG E\ SURIHVVLRQDO LQVWDOOHUV ZKR PRYH
IDVWDQGWDNHFDUHRIWKHPVHOYHV+DUGSODVWLF
NQHH FDS DQG YHOFUR DGMXVWPHQW VWUDSV
FRPIRUWDEO\ SURWHFW NQHHV IURP URXJK
VXUIDFHV
8VHGLQFRQMXQFWLRQZLWKDSUHVVXUHJDXJH
WRUHDGSUHVVXUHDWWKHQR]]OHRIDVSULQNOHU
LQRSHUDWLRQ
02'(/
)($785(6
/LJKWZHLJKWDQGGXUDEOH
5LYHWHGSODVWLFFDSV
02'(/
.3
:+<:$7(5,1*
$57,),&,$/63257
),(/'6"
'RQRWWDONDERXW
©,UULJDWLRQªEXWDERXW
©0RLVWHQLQJª
7KHDGYDQWDJHVRI³PRLVWHQLQJ´DUH
,PSURYHPHQWRIWKHSOD\LQJ
VXUIDFH
0RLVWHQLQJLPSURYHVWKHSOD\LQJFRQGLWLRQV
RIDUWL¿FLDOJUDVV¿HOGV
5XQRIWKHEDOOLPSURYHPHQW
5HGXFH VXUIDFH WUDFWLRQ DQG IULFWLRQ
PRLVWHQLQJGHFUHDVHV$EUDVLRQDQGPDNH
LWVLPLODUWRDQDWXUDOJUDVVRQH
)LHOGK\JLHQH
5HGXFHEDFWHULD¶VGHYHORSPHQW
&OHDQ VXUIDFH IURP ERGLO\ ÀXLGV ELUG RU
DQLPDOGURSSLQJV
&OHDQVXUIDFHIURPGXVW
7HPSHUDWXUH
0D\UHGXFHRGRXUZKHQUHFODLPHGUXEEHU
LVXVHGFDUW\UHHWF
,QFUHDVHWKH5HODWLYH+XPLGLW\DQGWKHQ
LQFUHDVHSOD\HUVFRPIRUWLQWKH¿HOG
'HFUHDVHVXUIDFHWHPSHUDWXUHE\
0RLVWHQLQJZLOOKHOSWRLPSURYH
SOD\LQJFRQGLWLRQSOD\HUVFRPIRUW
DQGUHGXFHPHGLFDOLVVXHV
9$/9(6$1'
$&&(6625,(6
9$/9(6
Z Z Z U D L Q E L U G H X
(/(&75,&9$/9(6(/(&7,21*8,'(
/)9'96(5,(6
02'(/6
3DJH
$33/,&$7,216
5HVLGHQWLDO
/LJKWFRPPHUFLDOWXUI
0XQLFLSDOWXUIDUHDV
$WKOHWLF¿HOGV
3DUNV
63(&,),&$7,216
,QOHW2XWOHW
)ORZPK
2SHUDWLQJSUHVVXUHEDU
&21),*85$7,21
0DOH
)HPDOH
*OREH
$QJOH
)($785(6
6FUDSHU
)ORZFRQWURO
356'LDORSWLRQ
9$&6ROHQRLG
/DWFKLQJ6ROHQRLG
/)9
'9
'9
'9)
'900
´
WR
WR
´
WR
WR
´
WR
WR
´
WR
WR
´
WR
WR
/)9
/)99
'9
'99
'9
'99
-79
-79)
-7900
´
WR
WR
´
WR
WR
´
WR
WR
-796(5,(6
02'(/6
3DJH
$33/,&$7,216
5HVLGHQWLDO
/LJKWFRPPHUFLDOWXUI
0XQLFLSDOWXUIDUHDV
$WKOHWLF¿HOGV
3DUNV
63(&,),&$7,216
,QOHW2XWOHW
)ORZPK
2SHUDWLQJSUHVVXUHEDU
&21),*85$7,21
0DOH
)HPDOH
*OREH
$QJOH
)($785(6
6FUDSHU
)ORZFRQWURO
356'LDORSWLRQ
9$&6ROHQRLG
/DWFKLQJ6ROHQRLG
-79
-799
-7900
-79009
'900
'9009
9$/9(6
3*$6(5,(6
02'(/6
3DJH
$33/,&$7,216
5HVLGHQWLDO
/LJKWFRPPHUFLDOWXUI
0XQLFLSDOWXUIDUHDV
$WKOHWLF¿HOGV
3DUNV
63(&,),&$7,216
,QOHW2XWOHW
)ORZPK
2SHUDWLQJSUHVVXUHEDU
&21),*85$7,21
0DOH
)HPDOH
*OREH
$QJOH
)($785(6
6FUDSHU
)ORZFRQWURO
356'LDORSWLRQ
9$&6ROHQRLG
/DWFKLQJ6ROHQRLG
3*$
3*$
3*$
´
WR
WR
´
WR
WR
´
WR
WR
3*$
3*$9
3*$
3*$
3*$
3*$9
3(%
3(%
3(%
%3(
&,9
´
WR
WR
´
WR
WR
´
WR
WR
´
WR
WR
´
WR
WR
3(6%
3(6%
3(6%
%3(6
3(%%3(6(5,(6
02'(/6
3DJH
$33/,&$7,216
5HVLGHQWLDO
/LJKWFRPPHUFLDOWXUI
0XQLFLSDOWXUIDUHDV
$WKOHWLF¿HOGV
3DUNV
63(&,),&$7,216
,QOHW2XWOHW
)ORZPK
2SHUDWLQJSUHVVXUHEDU
&21),*85$7,21
0DOH
)HPDOH
*OREH
$QJOH
)($785(6
6FUDSHU
)ORZFRQWURO
356'LDORSWLRQ
9$&6ROHQRLG
/DWFKLQJ6ROHQRLG
8VHGZLWKGLUW\ZDWHU
9$/9(6
Z Z Z U D L Q E L U G H X
/2:)/2:9$/9(
&RQWURO=RQH&RPSRQHQWV
$33/,&$7,216
7KHRQO\YDOYHLQWKHLQGXVWU\PDGHVSHFL¿FDOO\
IRU GULS LUULJDWLRQ V\VWHPV PDNLQJ WKLV WKH
RQO\YDOYHWKDWFDQHIIHFWLYHO\KDQGOHSDUWLFOHV
DWORZÀRZUDWHVWRPK
)($785(6
7KLV YDOYH FRQWDLQV DOO RI WKH IHDWXUHV RI
5DLQ%LUG¶VUHOLDEOH'9YDOYHFRXSOHGZLWK
D XQLTXH GLDSKUDJP GHVLJQ WKDW DOORZV
SDUWLFOHVWRSDVVWKURXJKDWH[WUHPHO\ORZ
ÀRZUDWHVWKHUHE\SUHYHQWLQJZHHSLQJRI
WKHYDOYH
$OORZV WKH ILOWHU WR EH VDIHO\ SODFHG
GRZQVWUHDPRIWKHYDOYHVLQFHWKLVYDOYH
KDQGOHVDOOVL]HVRISDUWLFOHV
8QLTXH³GRXEOHNQLIH´GLDSKUDJPFRXSOHG
ZLWKò´GLDPHWHUVHDWIRUÀDZOHVVRSHUDWLRQ
DWORZÀRZUDWHV
'RXEOHILOWHUHG SLORW IORZ GHVLJQ IRU
PD[LPXPUHOLDELOLW\
([WHUQDOEOHHGWRPDQXDOO\ÀXVKV\VWHPRI
GLUW DQG GHEULV GXULQJ LQVWDOODWLRQ DQG
V\VWHPVWDUWXS
,QWHUQDO EOHHG IRU VSUD\IUHH PDQXDO
RSHUDWLRQ
/)9
63(&,),&$7,216
)ORZWROLWHUVKRXU
3UHVVXUHWREDUV
/)99
(/(&75,&$/63(&,),&$7,216
9$&+]F\FOHVVHFVROHQRLG
,QUXVKFXUUHQW9$DW+]
+ROGLQJFXUUHQW$9$
1RWIRUXVHZLWKGHFRGHUV\VWHP
)ULFWLRQ/RVV&KDUDFWHULVWLFV
',0(16,216
+HLJKWFP
/HQJWKFP
:LGWKFP
02'(/6
/)9»¶¶IHPDOHWKUHDGHGLQOHW
DQGRXWOHW
/)99»¶¶IHPDOHWKUHDGHG
LQOHWDQGRXWOHWODWFKLQJVROHQRLG
8QLTXHGLDSKUDJPGHVLJQ
)ORZOKU
)ORZOV
/)9
EDUV
9$/9(6
-$57236(5,(69$/9(
9HUVDWLOLW\9DOXH&RQYHQLHQFH0DLQWHQDQFHKDVQHYHUEHHQHDVLHU
$33/,&$7,216
7KH5DLQ%LUG-DU7RS9DOYH-79SURYLGHV
YHUVDWLOLW\UHOLDELOLW\DIIRUGDELOLW\DQGHDVHRI
VHUYLFHIRUUHVLGHQWLDODQGOLJKWFRPPHUFLDO
DSSOLFDWLRQV 7KH WKUHDGHG ERQQHW GHVLJQ
DOORZVIRUWRROIUHHDFFHVVDQGPDLQWHQDQFH
HOLPLQDWLQJWKHQHHGWRUHPRYHDQGUHSODFH
PXOWLSOHVFUHZV
)($785(6
$YDLODEOH LQ ³ JOREH -79 -79)
-7900 -799 DQG -79009
PRGHOV FRQILJXUDWLRQ ZLWK IHPDOH %63
WKUHDGV
'RXEOHILOWHUHG SLORW IORZ IRU PD[LPXP
UHOLDELOLW\
%DODQFHGSUHVVXUHGLDSKUDJPIRUORQJOLIH
%XQD1GLDSKUDJPZLWKVHOIFOHDQLQJ
PLFURQSLORWZDWHU¿OWHUDQGVWDLQOHVVVWHHO
VSULQJ
(QHUJ\HI¿FLHQWORZSRZHUHQFDSVXODWHG
VROHQRLGZLWKFDSWXUHGSOXQJHU
2SHUDWHVLQORZÀRZDSSOLFDWLRQVZKHQWKH
5%<¿OWHULVLQVWDOOHGXSVWUHDP
([WHUQDOEOHHGWRPDQXDOO\ÀXVKV\VWHPRI
GLUW DQG GHEULV GXULQJ LQVWDOODWLRQ DQG
V\VWHPVWDUWXS
,QWHUQDO EOHHG IRU VSUD\IUHH PDQXDO
2SHUDWLRQ
7KUHDGHG ERQQHW SURYLGHV HDV\ UHPRYDO
ZLWKQRVFUHZV
7URXEOHIUHHVHUYLFHZLWKIHZSDUWV
'URSLQ GLDSKUDJP IRU HIIRUWOHVV
PDLQWHQDQFH
$YDLODEOHLQPDOH[PDOHFRQ¿JXUDWLRQ
-7900-79009ZLWKÀRZFRQWURO
PHFKDQLVP -79) RU ZLWK SUHLQVWDOOHG
ODWFKLQJ VROHQRLG -799 -79
009
63(&,),&$7,216
)ORZ
WRPK
)RU IORZV EHORZ PK RU DQ\ /RZ YROXPH
DSSOLFDWLRQ XVH 5%<0; ILOWHU LQVWDOOHG
XSVWUHDP
3UHVVXUHWREDU
2SHUDWLQJ7HPSHUDWXUHV
:DWHUWHPSHUDWXUHXSWR&
$PELHQWWHPSHUDWXUHXSWR&
(/(&75,&$/63(&,),&$7,216
6ROHQRLG9$&+]
,QUXVKFXUUHQW$9$
+ROGLQJFXUUHQW$9$
1RWIRUXVHZLWKGHFRGHUV\VWHP
3(5)250$1&(9DOYHSUHVVXUHORVV
-79
-79)
)ORZ PK
-7900
02'(/6
-79³)HPDOH7KUHDGHG,QOHW
DQG2XWOHW
-79) ³ )HPDOH WKUHDGHG
LQOHW DQG RXWOHW ZLWK IORZ FRQWURO
PHFKDQLVP
-7900 ³ 0DOH WKUHDGHG
,QOHWDQG2XWOHW
-799³)HPDOH7KUHDGHG
,QOHWDQG2XWOHWZLWKODWFKLQJVROHQRLG
-79009³0DOHWKUHDGHG
,QOHWDQG2XWOHWZLWKODWFKLQJVROHQRLG
$&&(6625<
%:-79 -79 ERQQHW ZUHQFK 8VHG WR
UHPRYH DQG WLJKWHQ -79-79) ERQQHWV LQ
KDUGWRUHDFKDUHDV&DQUHPRYHERQQHWZLWK
VROHQRLGLQVWDOOHG
',0(16,216
+HLJKWFP
/HQJWK-79-79)-799FP
-7900-79009FP
:LGWKFP
%:-79
-799
9$/9(6
Z Z Z U D L Q E L U G H X
'96(5,(6'9'9'9)DQG'900
3ODVWLF(OHFWULF9DOYHV7KH5LJKW&KRLFHLQ9DOYHV
$33/,&$7,216
7KHVH YDOYHV DUH GHVLJQHG IRU UHVLGHQWLDO
DQGOLJKWFRPPHUFLDOWXUIDSSOLFDWLRQV
)($785(6
*OREH '9 '9) DQG '900 PRGHOV
FRQ¿JXUDWLRQV
+HDY\GXW\39&FRQVWUXFWLRQ
'RXEOH¿OWHUHG SLORW ÀRZ GLDSKUDJP
ZLWK VHOIFOHDQLQJ ¿OWHU LQ DGGLWLRQ WR
VROHQRLG¿OWHU
0DQXDO 212)) FRQWURO ZLWK WXUQ RI
VROHQRLG6SUD\IUHHLQWHUQDOEOHHG
2QHSLHFH VROHQRLG ZLWK FDSWXUHG
SOXQJHU
(QFDSVXODWHGVROHQRLG
([WHUQDOEOHHGVFUHZ
6WDLQOHVVVWHHOSKLOOLSVKHDGVFUHZV
)ORZ FRQWURO PHFKDQLVP RQ '9)
PRGHO
$YDLODEOHLQPDOH[PDOHFRQ¿JXUDWLRQ´
%63'900´%63'9009
$OVRDYDLODEOHLQ9VROHQRLGFRQ¿JXUDWLRQ
´'99´%63'99´%63
'9009
63(&,),&$7,216
)ORZ
'9WRPK
1RWH )RU IORZV EHORZ P K RU DQ\ ORZ
YROXPH LUULJDWLRQ DSSOLFDWLRQ XVH 35)%))RU
35)5%<¿OWHUVLQVWDOOHGXSVWUHDP
'9 '9) DQG '900
WRPK
1RWH'9PDOH[PDOHQRWUHFRPPHQGHGIRUÀRZV
H[FHHGLQJPK
3UHVVXUHWREDU&
7HPSHUDWXUHXSWR&
(/(&75,&$/63(&,),&$7,216
6ROHQRLG9$&+]
,QUXVKFXUUHQW$9$
+ROGLQJFXUUHQW$9$
1RWIRUXVHZLWKGHFRGHUV\VWHP
',0(16,216
'9DQG'9
+HLJKWFP
/HQJWKFP
:LGWKFP
'9)
+HLJKWFP
/HQJWKFP
:LGWKFP
'900
+HLJKWFP
/HQJWKFP
:LGWKFP
3(5)250$1&(9DOYHSUHVVXUHORVVEDU
02'(/6
'9´IHPDOHWKUHDGHGLQOHW
DQGRXWOHW
'99 ´ IHPDOH WKUHDGHG
LQOHWDQGRXWOHWODWFKLQJVROHQRLG
'9 %63 IHPDOH WKUHDGHG
LQOHWDQGRXWOHW
'99%63IHPDOHWKUHDGHG
LQOHWDQGRXWOHWODWFKLQJVROHQRLG
'9)%63IHPDOHWKUHDGHG
LQOHW DQG RXWOHW ZLWK IORZ FRQWURO
PHFKDQLVP
'900%63PDOHWKUHDGHG
LQOHWDQGRXWOHW
'9009 %63 PDOH
WKUHDGHGLQOHWDQGRXWOHWODWFKLQJVROHQRLG
$&&(6625,(6
077)LWWLQJXVHGWREXLOGD´
%63YDOYHPDQLIROG
'%<'%5'%05DLQ%LUG©4XLFN&RQQHFWª
ZLUHFRQQHFWRUV
35)%))
35)5%<
PK
'9
'9
'9)
'900
3UHVVXUH ORVV YDOXHV DUH ZLWK IORZ FRQWURO IXOO\
RSHQ
9$/9(6
3*$6(5,(63*$3*$DQG3*$
3ODVWLF(OHFWULF9DOYHV%XLOWWRODVW«DQGODVW
$33/,&$7,216
3*$YDOYHVDUHGHVLJQHGIRUDZLGHUDQJH
RIDSSOLFDWLRQVVXFKDVPXQLFLSDOWXUIDUHDV
DQGDWKOHWLF¿HOGV
)($785(6
& R P E L Q D W L R Q J O R E H D Q J O H
FRQ¿JXUDWLRQ
+HDY\GXW\39&FRQVWUXFWLRQ
0DQXDOLQWHUQDOEOHHGZLWKWXUQRIWKH
VROHQRLG
6ROHQRLGZLWKFRQYHQLHQWKDQGOH
6ORZFORVLQJWRSUHYHQWZDWHUKDPPHU
DQGVXEVHTXHQWV\VWHPGDPDJH
)LOWHUHGSLORWÀRZ
2QHSLHFHVROHQRLGZLWKFDSWXUHGSOXQJHU
(QFDSVXODWHGVROHQRLG
)ORZFRQWURO
$FFRPRGDWHV ILHOGLQVWDOOHG 356'LDO
SUHVVXUH UHJXODWLQJ PRGXOHV DGMXVWDEOH
IURPWREDU
$OVRDYDLODEOHLQ9VROHQRLGFRQ¿JXUDWLRQ
3*$93*$93*$9
63(&,),&$7,216
)ORZWRPK
3UHVVXUHWREDU&
7HPSHUDWXUHXSWR&
(/(&75,&$/63(&,),&$7,216
6ROHQRLG9$&+]
,QUXVKFXUUHQW$9$
+ROGLQJFXUUHQW$9$
02'(/6
3*$%63IHPDOHWKUHDGHG
LQOHWDQGRXWOHW
3*$9 %63 IHPDOH
WKUHDGHGLQOHWDQGRXWOHWODWFKLQJVROHQRwG
3*$%63IHPDOHWKUHDGHG
LQOHWDQGRXWOHW
3*$9 %63 IHPDOH
WKUHDGHGLQOHWDQGRXWOHWODWFKLQJVROHQRLG
3*$%63IHPDOHWKUHDGHG
LQOHWDQGRXWOHW
3*$9 %63 IHPDOH
WKUHDGHGLQOHWDQGRXWOHWODWFKLQJVROHQRLG
7(03(5$785(5$7,1*
:DWHU
WHPSHUDWXUH
&
&
&
&
&
&RQWLQXRXV
SUHVVXUH
EDUV
EDUV
EDUV
EDUV
EDUV
$&&(6625,(6
',0(16,216
3*$
356'LDO SUHVVXUH UHJXODWLQJ PRGXOH ZLWK
UHJXODWLQJ UDQJH IURP WR EDU
+HLJKWFP
/HQJWKFP
:LGWKFP
1RWHWKH356'LDORSWLRQDGGVFP
WRWKHYDOYHKHLJKW
3*$
+HLJKWFP
/HQJWKFP
:LGWKFP
3*$
+HLJKWFP
/HQJWKFP
:LGWKFP
3(5)250$1&(9DOYH3UHVVXUH/RVVEDU
3*$
K
P
*OREH
3*$
$QJOH
K
P
*OREH
3*$
$QJOH
PK
*OREH
$QJOH
3UHVVXUH ORVV YDOXHV DUH ZLWK IORZ FRQWURO IXOO\
RSHQ
9$/9(6
Z Z Z U D L Q E L U G H X
3(%6(5,(63(%3(6%3(%3(6%3(%DQG3(6%
(OHFWULF9DOYHV5DLQ%LUG¶VPRVWGXUDEOHSODVWLFYDOYH
$33/,&$7,216
7KHVHYDOYHVDUHGHVLJQHGIRUDXWRPDWLFWXUI
LUULJDWLRQV\VWHPVVXFKDVSDUNVDQGDWKOHWLF
¿HOGV
)($785(6
*OREHFRQ¿JXUDWLRQ
6ORZFORVLQJWRSUHYHQWZDWHUKDPPHUDQG
VXEVHTXHQWV\VWHPGDPDJH
*ODVV¿OOHGQ\ORQERG\DQGERQQHW
0DQXDOLQWHUQDOEOHHGZLWKWXUQRIWKH
VROHQRLG
6ROHQRLGZLWKFRQYHQLHQWKDQGOH
2QHSLHFHVROHQRLGZLWKFDSWXUHGSOXQJHU
(QFDSVXODWHGVROHQRLG
)ORZFRQWUROVWHP
0DQXDOH[WHUQDOEOHHGXVLQJEOHHGVFUHZ
:LGHRSHUDWLQJSUHVVXUHUDQJH
6HOIIXVKLQJQ\ORQVFUHHQRQ3(%6HULHV
6FUXEEHUGHYLFHRQ3(6%PRGHOVFOHDQV
VWDLQOHVVVWHHOVFUHHQHYHU\WLPHWKHYDOYH
RSHQVDQGFORVHV
/RZVROHQRLGSRZHUUHTXLUHPHQW
$FFRPPRGDWHV 3UHVVXUH 5HJXODWLQJ
0RGXOH356'LDODGMXVWDEOHIURPWR
EDU
$FFHSWV 5DLQ %LUG ODWFKLQJ VROHQRLGV IRU
XVH ZLWK 5DLQ %LUG EDWWHU\SRZHUHG
FRQWUROOHUV
,PSRUWDQWGRQRWH[FHHGEDURSHUDWLQJ
SUHVVXUHZKHQXVLQJWKHODWFKLQJVROHQRLG
63(&,),&$7,216
)ORZWRPK
3UHVVXUHWREDU&
7HPSHUDWXUHXSWR&
(/(&75,&$/63(&,),&$7,216
6ROHQRLG9$&+]
,QUXVKFXUUHQW$9$
+ROGLQJFXUUHQW$9$
',0(16,216
3(%DQG3(6%
+HLJKWFP
/HQJWKFP
:LGWKFP
3(5)250$1&(9DOYHSUHVVXUHORVV
PK
3(%
3(6%
3(%
3(6%
3(%
3(6%
3(%DQG3(6%
+HLJKWFP
/HQJWKFP
:LGWKFP
3(%DQG3(6%
+HLJKWFP
/HQJWKFP
:LGWKFP
3UHVVXUH ORVV YDOXHV DUH ZLWK IORZ FRQWURO IXOO\
RSHQ
$&&(6625,(6
356'LDOSUHVVXUHUHJXODWLQJPRGXOH
ZLWKUHJXODWLQJUDQJHIURPWR
EDU
7%26 /DWFKLQJ 6ROHQRwG
1RWHWKH356'LDORSWLRQDGGVFPWRWKH
YDOYHKHLJKW
02'(/6
3(%´%63IHPDOHWKUHDGHG
LQOHWDQGRXWOHW
3(6% ´ ZLWK VHOIFOHDQLQJ
VFUXEEHU
3(%´%63IHPDOHWKUHDGHG
LQOHWDQGRXWOHW
3(6% ´ ZLWK VHOIFOHDQLQJ
VFUXEEHU
3(%´%63IHPDOHWKUHDGHG
LQOHWDQGRXWOHW
3(6% ´ ZLWK VHOIFOHDQLQJ
VFUXEEHU
9$/9(6
%3(6(5,(6%3(DQG%3(6
´(OHFWULF9DOYHVK\EULGEUDVVSODVWLFFRQVWUXFWLRQ8QLTXHFRPELQDWLRQ
FRQVWUXFWLRQRIEUDVVERG\DQGJODVV¿OOHGQ\ORQERQQHW
$33/,&$7,216
7KH´%3(DQG%3(6DUHGHVLJQHG
WRRIIHUWURXEOHIUHHSHUIRUPDQFHHYHQXQGHU
KDUVK FRQGLWLRQV VXFK DV PXQLFLSDO
ODQGVFDSHGDUHDVDQGDWKOHWLF¿HOGV7KHVH
YDOYHVZLWKVWDQGH[WUHPHSUHVVXUHVXUJHV
DQGHIÀXHQWZDWHU
)($785(6
*OREHDQJOHFRQ¿JXUDWLRQ
%UDVVERG\DQGJODVV¿OOHGQ\ORQERQQHW
0DQXDO H[WHUQDO EOHHG SHUPLWV ÀXVKLQJ
GHEULVIURPWKHV\VWHP5HFRPPHQGHGIRU
V\VWHPVWDUWXSDQGUHSDLUV
)ORZFRQWUROKDQGOHRQWKHERQQHW
:LGHRSHUDWLQJSUHVVXUHUDQJH
6ORZFORVLQJWRSUHYHQWZDWHUKDPPHU
)LOWHUHGGLDSKUDJP
%3(6PRGHOKDVQ\ORQVFUXEEHUWRVFUDSH
LWVVWDLQOHVVVWHHOVFUHHQFOHDQHDFKWLPH
WKHYDOYHRSHQVDQGFORVHV
$FFRPPRGDWHV RSWLRQDO ILHOGLQVWDOOHG
356'LDO SUHVVXUH UHJXODWLQJ PRGXOH
DGMXVWDEOHIURPWREDU
$FFHSWV5DLQ%LUGODWFKLQJVROHQRLGIRUXVH
Z L W K 5 D L Q % L U G E D W W H U \ R S H U D W H G
FRQWUROOHUV
,PSRUWDQWGRQRWH[FHHGEDURSHUDWLQJ
SUHVVXUHZKHQXVLQJWKHODWFKLQJVROHQRLG
63(&,),&$7,216
)ORZWRPK
3UHVVXUHWREDU&
:DWHUWHPSHUDWXUHXSWR&
02'(/6
(/(&75,&$/63(&,),&$7,216
6ROHQRLG9$&+]
,QUXVKFXUUHQW$9$
+ROGLQJFXUUHQW$9$
%3(´%63IHPDOHWKUHDGHG
LQOHWDQGRXWOHW
%3(6´%63ZLWKVHOIFOHDQLQJ
VFUXEEHU
$&&(6625,(6
',0(16,216
+HLJKWFP
/HQJWKFP
:LGWKFP
1RWHWKH356'LDORSWLRQDGGVFPWRWKH
YDOYHKHLJKW
356'LDO SUHVVXUH UHJXODWLQJ PRGXOH ZLWK
UHJXODWLQJUDQJHIURPWREDU
7%26/DWFKLQJ6ROHQRwG
3(5)250$1&(9DOYH3UHVVXUH/RVV
PK
*OREH
$QJOH
3UHVVXUH ORVV YDOXHV DUH ZLWK IORZ FRQWURO IXOO\
RSHQ
9$/9(6
Z Z Z U D L Q E L U G H X
&,96(5,(6
Ý&DVW,URQ9DOYHV1XPEHU2QHIRU5XJJHG'HSHQGDEOH3HUIRUPDQFH
$33/,&$7,216
5DLQ%LUG¶V&DVW,URQ9DOYHVFRPELQHKLJK
TXDOLW\DIIRUGDELOLW\HDVHRILQVWDOODWLRQDQG
GXUDEOH FRQVWUXFWLRQ 7KHVH IHDWXUHV ZLOO
DVVXUH \HDUV RI UHOLDEOH WURXEOHIUHH
RSHUDWLRQ7KHVHYDOYHVDUHGHVLJQHGZLWKD
ODUJH ZDWHU SDVVDJH ZKLFK UHVXOWV LQ ORZ
SUHVVXUH ORVVHV 7KH\ DUH GHVLJQHG IRU
DXWRPDWLF WXUI LUULJDWLRQ V\VWHPV VXFK DV
SDUNVDQGDWKOHWLF¿HOGV
)($785(6
63(&,),&$7,216
02'(/6
*OREHFRQ¿JXUDWLRQ
$YDLODEOH LQ ´ ZLWK %63 IHPDOH
WKUHDGV
ZD\VROHQRLGZLWKVHOIFOHDQLQJVWUDLQHU
LVLGHDOIRUXVHZLWKGLUW\ZDWHU
&DVW,URQ,62ZLWK&%DNHG(SR[\
&RDWLQJWKDWSURWHFWVDJDLQVWFRUURVLRQ
1LWULOHUXEEHUGLDSKUDJPRLOUHVLVWDQWDQG
QRQWR[LF 7RSUHSODFHDEOH ZLWKRXW
UHPRYLQJYDOYHIURPOLQH
3UHVVXUHUDWLQJRIEDU
([WHUQDOEOHHGWRPDQXDOO\ÀXVKV\VWHPRI
GHEULV
6ORZDQGJUDGXDORSHQLQJDQGFORVLQJWR
DYRLGZDWHUKDPPHU
+HDY\GXW\6WDLQOHVVVWHHOVSULQJ
6HOIFOHDQLQJLQWHUQDO¿OWHU
)ORZWRPK
3UHVVXUHDW&WREDU
:HLJKW.J
&,9´&DVW,URQ9DOYH
(/(&75,&$/63(&,),&$7,216
ZD\6ROHQRLG9$&±+]
1RUPDOO\RSHQVROHQRLG YDOYHFORVHG
,QUXVKFXUUHQW$9$
+ROGLQJFXUUHQW$9$
0XVWEHXVHGZLWK6,55+3'LDORJRU
(630RGXODU&RQWUROOHUV
3(5)250$1&(9DOYH3UHVVXUH/RVV
',0(16,216
+HLJKWFP
/HQJWKFP
:LGWKFP
)ORZ
PK
&,9
EDU
81'(5*5281'+26(5((/6
*HWHDV\DFFHVVWRV\ULQJLQJ
)($785(6
63(&,),&$7,216
',0(16,21
(DV\WRLQVWDOOXVHDQGPDLQWDLQ&DQEH
IXOO\LQVWDOOHGLQDIHZKRXUV
&RPSOHPHQWV 6SULQNOHU :DWHULQJ ±
3URYLGHVTXLFNVXSSOHPHQWLUULJDWLRQ
5HGXFH7XUI'DPDJH±1R7XUIGDPDJH
IURPGUDJJLQJKRVHV
6DYH7LPH/DERUDQG0RQH\
5HDFW)DVWHU±5HDFWTXLFNO\DQGHDVLO\LQ
XUJHQWVLWXDWLRQV
6DYH(TXLSPHQW±1RQHHGIRUGHGLFDWHG
PDLQWHQDQFHYHKLFOH
´'LDPHWHU&RYHU3URYLGHVTXLFNDFFHVV
WRZDWHUKRVH
+LJK 4XDOLW\ 39& +RVH ,QGXVWULDO JUDGH
39& KRVH LV VSHFLDOO\ GHVLJQHG WR UHPDLQ
SUHVVXUL]HGDWDQRUPDORSHUDWLQJSUHVVXUH
RIEDUV5HSODFHPHQWKRVHVDOVRDYDLODEOH
WKURXJK5DLQ%LUG
6WDLQOHVV 6WHHO &RYHU GULYH VSULQJ ,QGLYLGXDOFRPSRQHQWVDUHSRZGHUFRDWHG
VWDLQOHVV VWHHO RU DOXPLQXP WR KDQGOH
DGYHUVHFRQGLWLRQV
6SULQJUHWUDFWDEOHKRVHUHHOLQFOXGHVKRVH
ZLWKPPKRVHWKUHDGFPRI´LQOHW
KRVHZLWK´137)VZLYHO¿WWLQJFRQQHFWLRQ
DQGODWFKUDWFKHW
(DV\KRVHFKDQJHIHDWXUHVWKDWDOORZVKRVH
WR EH FKDQJHG ZLWKRXW GLVWXUELQJ
LQVWDOODWLRQ
/[:[+P[P[P
+RVH/HQJWKP
+RVH,'PP
:HLJKWNJ
02'(/
+58QGHUJURXQG+RVH5HHOV
$&&(6625,(6
+53UHVVXUH5HSODFHPHQW+RVHP
GLDPPP
9$/9($&&(6625,(6
5&6(5,(65&/5&
36(5,(63DQG3'.
%UDVV4XLFN&RXSOLQJ9DOYHVDQG.H\V
3ODVWLF4XLFN&RXSOLQJ9DOYHDQG.H\
$33/,&$7,216
$33/,&$7,216
4XLFN&RXSOLQJ YDOYHV SURYLGH XQGHUJURXQG
ZDWHUVXSSO\RXWOHWVIRULQVWDOODWLRQVUDQJLQJIURP
UHVLGHQWLDOODZQVWRFLW\SDUNV7KH\DUHLQVWDOOHG
ÀXVKWRJUDGHDQGDUHXVHGLQFRQMXQFWLRQZLWK
DERYHJUDGHVSULQNOHUVRUKRVH
7KHVH4XLFN&RXSOLQJ9DOYHV
SHUPLWHDV\DFFHVVWRZDWHU
IURP DQ XQGHUJURXQG SLSLQJ
V\VWHP DQG FDQ EH XVHG LQ
FRQMXQFWLRQ ZLWK KRVH IRU
PDQXDOLUULJDWLRQRUFOHDQLQJ
GULYHZD\VVLGHZDONVHWF
)($785(6
%UDVVFRQVWUXFWLRQ
.H\LVLQVHUWHGLQWRWRSRIWKHYDOYH$WXUQRI
WKHNH\RSHQVWKHYDOYHDQGUHOHDVHVWKHZDWHU5HPRYHWKHNH\
WRFORVHWKHYDOYH
7KHUPRSODVWLFFRYHUIRUGXUDELOLW\
6WDLQOHVVVWHHOLQWHUQDOYDOYHVSULQJSUHYHQWVOHDNDJH
63(&,),&$7,216
5&
/5&
)ORZWRPK
3UHVVXUHWREDU
)ORZWRPK
3UHVVXUHWREDU
',0(16,216
5&
/5&
+HLJKWFP
+HLJKWFP
0D[LPXPRSHUDWLQJSUHVVXUHEDUV
9DOYH´PDOHWKUHDGHGLQOHW
.H\´PDOHWKUHDGHGRXWOHW
',0(16,216
5&´IHPDOHWKUHDGHG
LQOHWZLWKWKHUPRSODVWLFFRYHU
'. 9DOYH NH\ ´ PDOH DQG ´ IHPDOH
WKUHDGV
/5& ´ %63 IHPDOH
WKUHDGHGLQOHWZLWKORFNLQJUXEEHU
FRYHU
.9DOYHNH\´%63
PDOHWKUHDGV
3(5)250$1&(9DOYH3UHVVXUH/RVV
/5&
5&
PK
8VHGLQFRQMXQFWLRQZLWK3'.´WXUQDQGORFN´NH\ZLWKULEEHG
JULS
'HOULQYDOYHFDJH
SLHFHYDOYHERG\GHVLJQSLHFHNH\
6WDLQOHVVVWHHOVSULQJ
&RYHUVQDSVRQYDOYHERG\WRNHHSRXWGHEULV
,PSDFWUHVLVWDQWSODVWLFZLWK89LQKLELWRUV
63(&,),&$7,216
02'(/6
)($785(6
9DOYH3UHVVXUH/RVV
EDU
EDU
$&&(6625<
PK
+HLJKW34XLFN&RXSOLQJ9DOYHFP
+HLJKW3'..H\FP
02'(/6
34XLFN&RXSOLQJ9DOYH
3'.9DOYH.H\IRU3
3(5)250$1&(
9DOYH3UHVVXUH/RVV
9DOYH3UHVVXUH/RVV
EDU
EDU
EDU
EDU
EDU
EDU
EDU
PK
9DOYH3UHVVXUH/RVV
EDU
EDU
EDU
EDU
EDU
EDU
.H\WRORFNDQGXQORFNWKHFRYHURQ/5&
36+
6+6(5,(66+2DQG6+
%UDVV6ZLYHO+RVH(OO
3ODVWLF6ZLYHO+RVH(OO
$33/,&$7,216
$33/,&$7,216
7KH6+26+DUHFRQQHFWHGWRWKH'..4XLFN&RXSOLQJ
9DOYHNH\V+RVHFDQEHSXOOHGLQDQ\GLUHFWLRQIXOOVZLYHO
ZLWKRXWNLQNLQJ
)($785(6
)($785(6
%UDVVFRQVWUXFWLRQ
25LQJVHDO
8VHGLQFRQMXQFWLRQZLWKWKH'..NH\V
63(&,),&$7,216
6+
)HPDOH WKUHDGHG LQOHW ´
0DOHWKUHDGHGRXWOHW´
02'(/6
6+6ZLYHO+RVH(OO´
7KH36+6ZLYHO+RVH(OODWWDFKHVKRVHWRWKH3'.NH\DQG
DOORZVKRVHWREHSXOOHGLQDQ\GLUHFWLRQDIXOOVZLYHOWRDYRLG
KRVHNLQNLQJ
25LQJVHDO
8VHG LQ FRQMXQFWLRQ ZLWK
3'..H\
63(&,),&$7,216
6+
´IHPDOHWKUHDGHGLQOHW
´PDOHWKUHDGHGRXWOHW
)HPDOHWKUHDGHGLQOHW´
0DOH WKUHDGHG RXWOHW ´
02'(/
36+
6+6ZLYHO+RVH(OO´
9$/9(%2;(6
Z Z Z U D L Q E L U G H X
9%$6(5,(6
3RO\SUR9DOYH%R[HV
9DOYH%R[HVZLWKWKH%HVW
9DOXHIRU0RQH\
$33/,&$7,216
5HFWDQJXODUDQGURXQGYDOYHER[HVPDGHRI
SODVWLF SHUPLW HDV\ DFFHVV WR HOHFWULF DQG
PDQXDOYDOYHVDQGRWKHUHTXLSPHQWXVHGLQ
DXWRPDWLFLUULJDWLRQLQVWDOODWLRQV7KHVHYDOYH
ER[HVDUHKLJKO\UHFRPPHQGHGIRUUHVLGHQWLDO
V\VWHPV
)($785(6
%R[HVPDGHRIEODFNSRO\SURS\OHQH*UHHQ
FRYHUPDGHRIVDPHPDWHULDO
&RYHULQFOXGHGH[FHSWH[WHQVLRQV
([WHQVLRQVDYDLODEOHIRUPRGHOV9%$
DQG9%$
$HVWKHWLFOLJKWZHLJKWDQGQHVWZLWKLQHDFK
RWKHUWRUHGXFHIUHLJKWFRVWV
/RFNDEOHFRYHU
([FOXVLYH7&29(5
1HZFRYHUGHVLJQSUHYHQWVVRLO
DQGZDWHUIURPHQWHULQJWKHYDOYHER[
$QWLYDQGDO3HQWDKHDGVHFXULW\
EROWLQRSWLRQSUHYHQWVYDQGDOLVP
(DV\WRLGHQWLI\0ROGHGPRGHOQXPEHU
DQG5DLQ%LUG0DUNLQJ
(DV\WRRSHQ%XLOWLQKROHDQG%XLOWLQ
QRWFKIRULQOLIWLQJNH\
3UHFXWSLSHLQOHWVDQGRXWOHWV1RWRROV
UHTXLUHG
02'(/6
9%$5RXQGLUULJDWLRQK\GUDQWZLWKEXLOWLQ´YDOYH
9%$5RXQGYDOYHER[ZLWKED\RQHWW\SHFRYHU
9%$5RXQGYDOYHER[ZLWKFOLSRQFRYHU
9%$&DQG9%$&&RYHUVIRUYDOYHER[PRGHOV9%$DQG9%$
9%$DQG9%$5HFWDQJXODUYDOYHER[HVZLWKEROWORFNFRYHU
9%$DQG9%$([WHQVLRQVIRUPRGHOV9%$DQG9%$OHVVFRYHU
9%$&DQG9%$&&RYHUVIRUYDOYHER[PRGHOV9%$DQG9%$DQG
IRUH[WHQVLRQV9%$DQG9%$
',0(16,216
5RXQGYDOYHER[HV
9%$
6 'LDPHWHU
% 'LDPHWHU
+ +HLJKW
([WHQVLRQV
/6
O6
+
/%
O%
/HQJWK
:LGWK
+HLJKW
/HQJWK
:LGWK
5HFWDQJXODUYDOYHER[HV
/6
O6
+
/%
O%
/&
+&
/HQJWK
:LGWK
+HLJKW
/HQJWK
:LGWK
6ORWVIRUSLSH:LGWK
6ORWVIRUSLSH+HLJKW
PP
PP
PP
5RXQGYDOYHER[HV
9%$ 9%$
6
%
+
/&
+&
PP
PP
PP
PP
PP
'LDPHWHU
'LDPHWHU
+HLJKW
6ORWVIRUSLSH:LGWK
6ORWVIRUSLSH+HLJKW
9%$
9%$
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
9%$
9%$
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
9$/9(%2;(6
9%6(5,(6
+'3(9DOYH%R[HV
7KHPRVWVSHFL¿HGER[LQWKHZRUOG
$33/,&$7,216
5HFWDQJXODUDQGURXQGYDOYHER[HVPDGHRI
KHDY\GXW\ SODVWLF SHUPLW HDV\ DFFHVV WR
XQGHUJURXQG HOHFWULF DQG PDQXDO YDOYHV
7%26 FRQWURO PRGXOHV GHFRGHUV DQG
RWKHU LUULJDWLRQ HTXLSPHQW 7KHVH YDOYH
ER[HV DUH IDVW DQG HDV\ WR LQVWDOO ZKLFK
PHDQVVDYLQJVLQLQVWDOODWLRQFRVWV
)($785(6
&RQVWUXFWHGRIKLJKGHQVLW\SRO\HWK\OHQH
VWUXFWXUDOIRDP
9DOYHER[HVDUHVKLSSHGZLWKFRYHUH[FHSW
H[WHQVLRQV
)DFWRU\ SLHUFHG VORWV IRU SLSH$GGLWLRQDO
VORWV PD\ EH RSHQHG ZLWK DQ RUGLQDU\
KDQGVDZ
%ROW ORFN FRYHU RQ PRGHOV 9%%
9%9%9%DQG9%
9%8 YDOYH ER[ FRYHU IRU 7%26
&RQWURO0RGXOHLVORFNHGE\WKH5DLQ%LUG
NH\
9DOYHER[H[WHQVLRQVIRUPRGHOV9%
DQG9%
%R[HVQHVWZLWKLQHDFKRWKHUIRUFRQYHQLHQW
VWRUDJH
63(&,),&$7,216
7HQVLOH6WUHQJWKDW<LHOG1PP
,62
'HÀHFWLRQWHPSHUDWXUH&,62
'HQVLW\JP,62
02'(/6
$&&(6625,(6
9%%5RXQGYDOYHER[ZLWKFRYHU
9%% 5RXQG YDOYH ER[ ZLWK EROW ORFN
FRYHU
9%&5RXQGFRYHUIRU9%%
9% 9% 9% DQG 9%
5HFWDQJXODU YDOYH ER[HV ZLWK FRYHU DQG
EROW
9%( DQG 9%( ([WHQVLRQV OHVV
FRYHU IRU YDOYH ER[ PRGHOV 9% DQG
9%
9%&DQG9%&5HFWDQJXODUFRYHUV
IRU YDOYH ER[HV 9% DQG 9% DQG
H[WHQVLRQV9%(DQG9%(
9%86SHFLDO7%26FRYHUIRUYDOYH
ER[9%DQGH[WHQVLRQ9%(
9%8FRYHUZLWKDFFHVVSDQHOWRPRXQW
7%26FRQWUROPRGXOH
9%&*5 $UWLILFLDO JUDVV FRYHU IRU
9%
9%&*5 $UWLILFLDO JUDVV FRYHU IRU
9%
9%8FRYHUZLWKDFFHVVSDQHOWR
PRXQW7%26FRQWUROPRGXOH
',0(16,216
5RXQGYDOYHER[HV
9%%
9%%
6
%
+
/&
+&
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
'LDPHWHU
'LDPHWHU
+HLJKW
6ORWVIRUSLSH:LGWK
6ORWVIRUSLSH+HLJKW
([WHQVLRQV
/6
O6
+
/%
O%
/HQJWK
:LGWK
+HLJKW
/HQJWK
:LGWK
9%(9%(
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
$UWL¿FLDOJUDVVFRYHU
9%
9% 9% 9%
5HFWDQJXODUYDOYHER[HV
/6
O6
+
/%
O%
/&
+&
/HQJWK
:LGWK
+HLJKW
/HQJWK
:LGWK
6ORWVIRUSLSH:LGWK
6ORWVIRUSLSH+HLJKW
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
PP
9$/9(%2;$&&(6625,(6
Z Z Z U D L Q E L U G H X
$17,9$1'$/$&&(6625,(6)25+'3(9$/9(%2;(6
$33/,&$7,216
02'(/6
&RQFUHWHDQG'XFWLOH,URQFRYHUVIRU9DOYH
ER[HVSUHYHQWGDPDJHIURPYDQGDOV
5HFRPPHQGHG IRU DSSOLFDWLRQV LQ DUHDV
0XQLFLSDOLWLHVH[SRVHGWRYDQGDOLVP
9%3HQWDKHDGVHFXULW\EROWIRUDOO
+'3(FRYHUVH[FHSW9%%9%51'
3/LIWLQJNH\3HQWDKHDG
VHFXULW\VRFNHWLQIRU9%
9%67'&5&RQFUHWHFRYHUVWHHO
IUDPHIRUVWDQGDUGVL]H
9%-0%&5&RQFUHWHFRYHUVWHHO
IUDPHIRUMXPERVL]H
9%67'&$'XFWLOHFRYHUVWHHOIUDPH
IRUVWDQGDUGVL]H
9%-0%&$'XFWLOHFRYHUVWHHOIUDPH
IRUMXPERVL]H
9%67')55HFHVVHGFRYHUIRU
VWDQGDUGVL]H
9%-0%)55HFHVVHGFRYHUIRUMXPER
VL]H
9%(3&*DOYDQL]HG6WHHOFRYHU
FRPSDWLEOHZLWK9%
9%(3&*DOYDQL]HG6WHHOFRYHU
FRPSDWLEOHZLWK9%
(3&.H\.H\FRPSDWLEOHZLWK
9%(3&9%(3&
)($785(6
&RQFUHWH GXFWLOH FRYHUV FRPSDWLEOH
ZLWK DOO +'3( 5DLQ %LUG YDOYH ER[HV IRU
VWDQGDUG-XPERVL]HV
'HOLYHUHGZLWK3HQWDKHDGVHFXULW\EROWVIRU
ORFNLQJ FRYHUVOLGV 3HQWDKHDG VHFXULW\
EROWUHTXLUHVWKHXVHRIWKHVSHFLDOLQ
OLIWLQJNH\3HQWDKHDGNH\
*DOYDQL]HG 6WHHO FRYHU FRPSDWLEOH ZLWK
+'3(9DOYHER[HVIRUVWDQGDUG-XPER
VL]HV9%9%1RWFRPSDWLEOH
ZLWKH[WHQVLRQVIRU9%9%
6LPSOHUHOLDEOHORFNLQJV\VWHPXVLQJD
XQLTXH.H\5HI(3&.H\
&DQ EH UHWURILWWHG WR H[LVWLQJ +'3(
PRGHOV1RH[WHUQDO¿[LQJVUHTXLUHG
&RVWHIIHFWLYHDQGHDV\WRLQVWDOO$OORZV
IXOODQGXQUHVWULFWHGDFFHVVWRWKHLQVLGHRI
WKHYDOYHER[ZKHQUHPRYHG
$OOHYLDWHV WKH SUREOHP RI FUDFNHG DQG
EURNHQOLGV
*DOYDQL]HG 6WHHO FRYHU LV IL[HG RQ D
VWDQGDUG+'3(FRYHU
'XFWLOH,URQFRYHUDQGVWHHOIUDPH
63(&,),&$7,21
2QO\PRGHOV9%67'&59%67'&$
9%-0%&5 9%-0%&$ PHHW WKH
UHTXLUHPHQWV RI (1 FODVV %
7FRQFHUQLQJ ORDGVZKHQWHVWHGLQ
IUHH VWDQGLQJ ORDG WHVWVLQGHSHQGHQW RI
EDFN¿OO6XLWDEOHIRUDUHDVDFFHVVLEOHWR
DOOVORZPRYLQJWUDI¿F
9%67')5 9%-0%)5 PRGHOV FDQ
EH FXVWRPL]HG ZLWK QDWXUDO JUDVV
VWRQHV HWF IRU EHWWHU LQWHJUDWLRQ RI WKH
YDOYH ER[HV ZLWKLQ \RXU ODQGVFDSH
0RGHOV 9%(3& 9%(3&
PHHWWKHORDGLQJUHTXLUHPHQWVRI(1
FODVV$7WHVWORDGVZKHQWHVWHGLQ
IUHH VWDQGLQJ ORDG WHVWVLQGHSHQGHQW RI
EDFN¿OO 6XLWDEOH IRU DUHDV DFFHVVLEOH WR
SHGHVWULDQF\FOLVWV
5HFHVVHGFRYHU
LQRQ/LIWLQJ.H\
3HQWD+HDG6HFXULW\%ROW
(3&.H\
*DOYDQL]HG6WHHOFRYHURXWVLGH
*DOYDQL]HG6WHHOFRYHULQVLGH
9$/9(%2;$&&(6625,(6
$17,9$1'$/$&&(6625,(6
',0(16,216&203$7,%,/,7<
6L]H
9%02'(/6
/[O[+PP
6WDQGDUG
9%
-XPER
9%
9%67'&$
9%-0%&$
9%67'&5
9%-0%&5
GXFWLOHFRYHU
GXFWLOHFRYHU
FRQFUHWH
FRYHU
FRQFUHWH
FRYHU
;;
;;
;;
;;
ƒ
ƒ
ƒ
9%67')5
9%-0%)5
9%(3&
9%(3&
(3&.H\
5HFHVVHGFRYHU
5HFHVVHGFRYHU
*DOYDQL]HG
6WHHOFRYHU
*DOYDQL]HG
6WHHOFRYHU
*DOYDQL]HG
6WHHO
;;
;;
[[
[[
ƒ
ƒ
ƒ
ƒ
ƒ
ƒ
9$/9(%2;*5$7(6
$33/,&$7,216
9DOYHER[JUDWHVFRQVWUXFWHGRIKLJKGHQVLW\
SRO\HWK\OHQH VWUXFWXUDO IRDP 7KH\ SHUPLW
SURSHULQVWDOODWLRQÀXVKWRVRLOVXUIDFH
63(&,),&$7,216
7HQVLOH6WUHQJWKDW<LHOG1PP
,62
'HÀHFWLRQWHPSHUDWXUH&,62
'HQVLW\JP,62
*UDWHV
',0(16,216
02'(/6
9%*FP[FP
9%*FP[FP
9%*FP[FP
9%*FP[FP
9%**UDWHIRU9%
9%**UDWHIRU9%
9%**UDWHIRU9%
9%**UDWHIRU9%
9$/9(%2;$17,)52673/$7(
)($785(6
3RO\VW\UHQH3ODWH,QVXODWLQJSODWHEHWZHHQ
WKH FRYHU DQG WKH ER[ WR SUHYHQW IURVW
GDPDJH
02'(/6
$QWLIURVWSODWHIRU9%$
$QWLIURVWSODWHIRU9%$
9DOYH%R[*UDWHV
([FOXVLYHERG\
9DOYH%R[$QWLIURVW3ODWH
([FOXVLYH7&29(5
ƒ
9$/9($&&(6625,(6
Z Z Z U D L Q E L U G H X
356'LDO
3UHVVXUH5HJXODWLQJ0RGXOH
$33/,&$7,216
0DLQWDLQVFRQVWDQWRXWOHWSUHVVXUHUHJDUGOHVV
RI LQFRPLQJ SUHVVXUH ÀXFWXDWLRQ 8VH ZLWK
5DLQ%LUG3*$3(%3(6%%3(DQG%3(6
YDOYHV
02'(/6
356'LDO
356'LDOFDUWULGJHWRXSJUDGH356%
)($785(6
5HJXODWHVIURPWREDU
(UJRQRPLFGHVLJQZLWKVQDSWLJKWFRYHU
)LQHWXQHDGMXVWPHQWDWEDULQFUHPHQWV
'LDO FDUWULGJH ZLOO UHWURILW H[LVWLQJ 356%
XQLWV
3UHVVXUHVXUJHSURWHFWLRQ
63(&,),&$7,216
)ORZWRPK
3UHVVXUHXSWREDU
5HJXODWLQJUDQJH
WREDU
$FFXUDF\EDU
3URSHURSHUDWLRQUHTXLUHVLQOHWSUHVVXUHWR
EHDPLQLPXPRIEDUKLJKHUWKDQGHVLUHG
RXOHWSUHVVXUH
$)'9
)LOWHUHG'UDLQ9DOYH
$33/,&$7,216
63(&,),&$7,216
8VHG WR DXWRPDWLFDOO\ GUDLQ OLQHV ZKHQ
SUHVVXUH GURSV EHORZ D FHUWDLQ OHYHO
5HGXFHVIUHH]HGDPDJH
´PDOHWKUHDGHGLQOHW
$YHUDJH RSHQLQJ SUHVVXUH ZKHQ LQVWDOOHG
YHUWLFDOO\EDU
$YHUDJH FORVLQJ SUHVVXUH ZKHQ LQVWDOOHG
YHUWLFDOO\EDU
3UHVVXUHXSWREDU
0D[LPXPÀRZUDWHEHIRUHVHDOLQJPK
)($785(6
7KH $)'9 LV LQVWDOOHG YHUWLFDOO\ RU
KRUL]RQWDOO\DWORZSRLQWVLQWKHV\VWHP
',0(16,216
'LDPHWHUFP
/HQJWKFP
02'(/
$)'9
077
0DQLIROG7HH)RU(OHFWULF9DOYHV
$33/,&$7,21
63(&,),&$7,216
0DQLIROGWHHXVHGWREXLOGDYDOYHPDQLIROG
IRU´%63IHPDOHWKUHDGHGYDOYHV
3UHVVXUHXSWREDUV
´PDOH[´PDOHZLWK2ULQJ[´
IHPDOH%63
)($785(6
1RWRROVUHTXLUHG
25LQJ SHUPLWV ZDWHUWLJKW FRQQHFWLRQ
EHWZHHQWHHVQR7HÀRQUHTXLUHG
3URSHUO\VSDFHVYDOYHV
8VHG WR IRUP D YDOYH PDQLIROG WR
DFFRPRGDWHDQ\GHVLUHGQXPEHURIYDOYHV
077SHUHOHFWULFYDOYH
',0(16,216
/HQJWKFP
02'(/
077
9$/9($&&(6625,(6
.,1*
:DWHUSURRI:LUH&RQQHFWRUV
$33/,&$7,216
(QVXUHVZDWHUSURRIZLUHFRQQHFWLRQVLQORZ
YROWDJHXQGHUJURXQGLQVWDOODWLRQV
)($785(6
&RSSHUWRFRSSHU ZLUH RQO\ &DQQRW EH
UHXVHG
6SULQJORFNVRQWRZLUHIRUWLJKWJULS
)RUZHWDQGGLUHFWEXU\
(OLPLQDWHV IDLOXUHV GXH WR PRLVWXUH DQG
FRUURVLRQ
$UUHVWVVSDUNLQJ
63(&,),&$7,216
0D[LPXPYROWDJH9
0D[LPXPVWRUDJHWHPSHUDWXUH&
&RQQHFWV[PPRU[PPZLUHV
02'(/
.,1*
'%0'%<'%5
©4XLFN&RQQHFWª:LUH&RQQHFWRUV
$33/,&$7,216
8VHGWRPDNHHOHFWULFDOFRQQHFWLRQVLQORZ
YROWDJH LQVWDOODWLRQV 7KH ZDWHUSURRI '%<
DQG'%5DUHXVHGLIWKHUHLVDULVNWKDWWKH
FRQQHFWLRQFRXOGEHVXEPHUJHG([DPSOH
YDOYHZLUHV7KH'%0LVXVHGLQDSSOLFDWLRQV
ZKHQ D PRLVWXUHUHVLVWDQW FRQQHFWRU LV
VXI¿FLHQW
63(&,),&$7,216
'%0
0D[LPXPZLUHYROWDJH9
0D[LPXP VWRUDJH DQG XWLOL]DWLRQ
WHPSHUDWXUH&
3HUPLWV XVH ZLWK XS WR ZLUHV VL]HG PP
6HOIVWULSSLQJ8VHZLWKLQVXODWHGFRSSHUZLUH
0RLVWXUHUHVLVWDQW&RPSDFWVL]H
'%<
0D[LPXPZLUHYROWDJH9
0D[LPXPVWRUDJHDQGXWLOL]DWLRQWHPSHUDWXUH
&
3HUPLWVXVHZLWKXSWRZLUHVVL]HGPP
:DWHUSURRI
'%5
0D[LPXPZLUHYROWDJH9
0D[LPXP VWRUDJH DQG XWLOL]DWLRQ
WHPSHUDWXUH&
3HUPLWVXVHZLWKXSWRZLUHV
VL]HGPP
:DWHUSURRI
02'(/6
'%0'%<'%5
:,5(675,33(5722/
$33/,&$7,216
)($785(6
02'(/
0XOWLIXQFWLRQ WRRO IRU DOO VWDQGDUG URXQG
FDEOHV )RU TXLFN VDIH DQG SUHFLVH ZLUH
VWULSSLQJRIRXWHUVKHDWKLQJDQGZLUHVWULSSLQJ
RILQQHUVROLGDQGVWUDQGHGZLUHV
1RDGMXVWPHQWRIFXWWLQJGHSWKQHFHVVDU\
1RGDPDJHWRFRQGXFWRUV
6WULSSLQJUDQJHPP
5DGLDOFXWWLQJDQGVWULSSLQJXSWRFP
LQRQHVWHS
$GGLWLRQDOOHQJWKZLVHVOLWWHUIRUVWULSSLQJLQ
H[FHVVRIFP
0DUNHG³5DLQ%LUG´
:LUH6WULSSHU
9$/9($&&(6625,(6
Z Z Z U D L Q E L U G H X
08/7,&21'8&725,55,*$7,21&$%/(
$33/,&$7,216
9HU\ORZYROWDJH9ROWVPXOWLFRQGXFWRU
FDEOH,GHDOIRUFDUU\LQJSRZHUVXSSO\IURP
FRQWUROOHUWHUPLQDOVWULSVWRHOHFWULFYDOYHV
)($785(6
DQGFRQGXFWRUPRGHOV
6LQJOHFRUHPXOWLFRQGXFWRUFDEOH
%ODFNSRO\HWK\OHQHMDFNHW7KLFNQHVV
PP+LJKO\UHVLVWDQWWRPHFKDQLFDOVWUHVV
FKHPLFDOVDQGPRLVWXUH
3(MDFNHWZLWKDQ\ORQULSFRUGWRIDFLOLWDWH
VWULSSLQJ
PPFRQGXFWRUFURVVVHFWLRQIRUDQ\
W\SHRIUHVLGHQWLDOLUULJDWLRQLQVWDOODWLRQ
0D[LPXP GLVWDQFH EHWZHHQ D FRQWUROOHU
DQGDYDOYHP
02'(/6
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOH FRQGXFWRUV P
GUXP
6,1*/(&21'8&725(/(&75,&&$%/(
&$%/(7,(6
$33/,&$7,216
02'(/6
9HU\ORZYROWDJH9VLQJOHFRQGXFWRU
FDEOH,GHDOIRUFDUU\LQJSRZHUVXSSO\IURP
FRQWUROOHUV WR GHFRGHUV RU YDOYHLQKHDG
URWRUV
6, [ PP VLQJOH 3( LQVXODWLRQ
FDEOHPGUXP
6, [ PP VLQJOH 3( LQVXODWLRQ
FDEOHPGUXP
',[PPGRXEOH39&3(LQVXODWLRQ
FDEOHPGUXP
',[PPGRXEOH39&3(LQVXODWLRQ
FDEOHPGUXP
$GMXVWDEOHUHOHDVDEOH
WLHVIRUHOHFWULFDOFDEOHV
)($785(6
6ROLGEDUHFRSSHUFRQGXFWRU
$YDLODEOH LQ VLQJOH 3( LQVXODWLRQ DQG LQ
GRXEOH39&3(LQVXODWLRQFDEOH
&URVVVHFWLRQPPRUPP
7KLFNQHVV PP IRU [ PP VLQJOH
LQVXODWLRQDQGPPIRUGRXEOHLQVXODWLRQ
FDEOH
+LJKO\ UHVLVWDQW WR PHFKDQLFDO VWUHVV
FKHPLFDOVPRLVWXUH
&DEOH0DUNHG³5DLQ%LUG´
PHWHULQFUHPHQWDOPDUNLQJ
$33/,&$7,216
&DQ EH XVHG LQ YDOYH ER[ DQGRU ZLWK
FRQWUROOHUV WR EHWWHU PDLQWDLQ DQG
RUJDQL]HJURXSRIFDEOHV
)($785(6
3RO\DPLGHFROODUVIRUHOHFWULFDOFDEOHV
89 DQG ZHDWKHU UHVLVWDQW ,GHDO IRU
RXWGRRUDSSOLFDWLRQV
(DVLO\DVVHPEOHGE\KDQGDQGVLPSOH
RQHKDQGRSHQLQJ
63(&,),&$7,216
/HQJWKPP
:LGWKPP
0D[LPXPFDEOHGLDPHWHUPP
:5,7(21:,5(0$5.(5%22.
02'(/
5)7
:LUHPDUNHUV
$33/,&$7,216
63(&,),&$7,216
7R,GHQWLI\HOHFWULFDOFDEOHVLQYDOYHER[HVRU
RQ FRQWUROOHUV ZKLOH SURYLGLQJ D VHOI
ODPLQDWLQJ SURWHFWLYH VKLHOG RYHU WKH
OHJHQG
0DUNHUVL]H;PP
0DWHULDOWUDQVSDUHQWYLQ\O¿OPZLWKDFU\OLF
SUHVVXUHVHQVLWLYHDGKHVLYH
2SHUDWLQJWHPSHUDWXUH&WR&
)($785(6
02'(/
(DFK VWLFNHU FDQ EH FXVWRPL]HG ZLWK
PDUNLQJSHQSHUPDQHQWLQN
$SSOLFDWLRQRIWKHPDUNHUZLWKRXWWRXFKLQJ
WKHDGKHVLYHWKXVUHGXFLQJFRQWDPLQDWLRQ
RIWKHDGKHVLYH
6WLFNHU LQ YLQ\O ZLWK YHU\ VWURQJ DFU\OLF
DGKHVLYH
6:% &RQWDLQV VHOIODPLQDWLQJ
0DUNHUV
&21752//(56
$1'$&&(6625,(6
&21752//(56
Z Z Z U D L Q E L U G H X
9&21752//(56(/(&7,21*8,'(
02'(/6
$33/,&$7,216
5HVLGHQWLDO
0XQLFLSDOWXUIDUHDV
/DUJHWXUIDUHDV
$WKOHWLF¿HOGV
)($785(6
(OHFWURPHFKDQLFDO
+\EULG
6ROLG6WDWH
%DWWHU\SRZHUHG
,QGRRUORFDWLRQ
2XWGRRUORFDWLRQ
&DQEHLQVWDOOHGLQDYDOYHER[
63(&,),&$7,216
6WDWLRQV
3URJUDPV
6WDWLRQUXQWLPHLQKRXUVXSWR
1XPEHURIVWDUWVSHUGD\SHUSURJUDP
:DWHU%XGJHW
0DQXDO212))
5DLQ'HOD\
6LPXOWDQHRXVPXOWLVWDWLRQRSHUDWLRQ
2YHUODSSLQJSURJUDPV
/&'GLVSOD\
352*5$00,1*6&+('8/(6
'D\RIZHHN
'D\RIZHHN
DQGGD\¿[HGF\FOH
GD\YDULDEOHF\FOH
GD\YDULDEOHF\FOH
GD\YDULDEOHF\FOH
2GGHYHQF\FOH
GD\FDOHQGDU
7HVWSURJUDP
3UHSURJUDPPHGF\FOHV
3UHSURJUDPPHGUXQWLPHV
'HIDXOWSURJUDPDIWHUSRZHURXWDJH
6WDWLRQYDOYHFDSDFLW\
&(175$/&21752/&203$7,%,/,7<
&HQWUDO&RQWURO&RPSDWLELOLW\
&$%,1(7
3ODVWLFLQGRRU
3ODVWLFRXWGRRU
,3
6WDLQOHVV6WHHOSHGHVWDORSWLRQ
$&&(6625,(6
5$,1&+(&.6KXWRII'HYLFH
56'%([5DLQ6HQVRU
,7&
,PDJH
(F
+3
(63
0RGXODU
6,55
'LDORJ
(63/;
0RGXODU
&21752//(56
352*5$00,1*62/87,216)25:$7(5&216(59$7,21
$IHZWLSVWRKHOS\RXVDYHZDWHULQ\RXUWXUIDUHDV
&KRRVHVLPSOHDQGTXDOLW\SURGXFWVZLWK
\HDURILUULJDWLRQH[SHULHQFH5DLQ%LUG
SURYLGHVLWVFXVWRPHUVZLWKSURGXFWTXDOLW\
DFNQRZOHGJHGE\SURIHVVLRQDOVDOORYHUWKH
ZRUOG3URGXFWVWKDWDUHUHOLDEOHHDV\WR
LQVWDOOWRXVHDQGWRH[SODLQJXDUDQWHHDQ
RSWLPDORSHUDWLRQDQGDYRLGFDOOEDFNV
'LYLGH \RXU ODQGVFDSH LQWR VHSDUDWH
LUULJDWLRQ ]RQHV WR DFFRPPRGDWH WKH
ZDWHULQJ QHHGV RI GLIIHUHQW SODQWV )RU
H[DPSOH PDQ\ ODQGVFDSHV LQFOXGH
WXUIJUDVVVKUXEVDQGSODQWEHGV(DFKRI
WKHVH SODQW W\SHV KDV GLIIHUHQW LUULJDWLRQ
QHHGV/DQGVFDSHGULSLQSDUWLFXODUZLOOEH
LQDVHSDUDWH]RQHDQGZLOOKDYHDVSHFL¿F
SURJUDP
8VH 0XOWLSOH 6WDUW 7LPHV DQG 0XOWLSOH
,QGHSHQGHQW 3URJUDPV DOORZ IRU VKRUWHU
DQGPRUHSUHFLVHUXQWLPHVEDVHGRQWKH
LQGLYLGXDOQHHGVRIWKHSODQWV7KLVHQDEOHV
WKH ODQGVFDSH WR EHWWHU DEVRUE ZDWHU
UHGXFLQJ FRQWUROOHU UXQ WLPH DQG ZDWHU
ZDVWH 5XQRII D FRPPRQ ZDWHU ZDVWH
SUREOHPWKDWRFFXUVZKHQZDWHULVDSSOLHG
IDVWHUWKDQSODQWVDQGVRLOVFDQDEVRUELV
DYRLGHG
6HW\RXUFRQWUROOHUWRRSHUDWHLQWKHHDUO\
PRUQLQJKRXUVHDUO\PRUQLQJLVWKHEHVW
WLPH RI GD\ WR LUULJDWH OHVV ZDWHU ORVW WR
HYDSRUDWLRQ
8VHWKH:DWHU%XGJHWIXQFWLRQSURYLGHV
DQ HDV\ ZD\ IRU XVHUV WR DGMXVW ZDWHU
DSSOLFDWLRQV IURP WR EDVHG RQ
VHDVRQDOFKDQJHVZLWKRXWKDYLQJWRPRGLI\
WKHFRPSOHWHSURJUDP
$GG DQ DXWRPDWLF VKXWRII GHYLFH UDLQ
VHQVRUV VXVSHQG LUULJDWLRQ LQ UDLQ\
FRQGLWLRQV$GGLQJVXFKDGHYLFHFDQUHVXOW
LQRUPRUHLQZDWHUVDYLQJV
0XOWLSOH,QGHSHQGHQW3URJUDPV
:DWHU%XGJHWIXQFWLRQ
0XOWLSOH6WDUW7LPHV
5DLQ'HOD\)XQFWLRQ
8VHWKH5DLQ'HOD\)XQFWLRQDOORZVDXVHU
WRSRVWSRQHZDWHULQJZKHQLUULJDWLRQLVQRW
QHHGHG DIWHU UDLQIDOO IRU H[DPSOH DQG
DXWRPDWLFDOO\ UHVXPH VFKHGXOHV ZKHQ
DSSURSULDWH
&21752//(56
Z Z Z U D L Q E L U G H X
,7&6(5,(6,7&,7&DQG,7&
'XDO3URJUDP6ROLG6WDWH&RQWUROOHUV7KH6LPSOHVWWR8VH
$33/,&$7,216
7KHVHVROLGVWDWHFRQWUROOHUVDUHGHVLJQHGWR
DXWRPDWLFDOO\ ZDWHU VPDOO ODZQ DUHDV DQG
FDQ DOVR EH XVHG LQ FRQMXQFWLRQ ZLWK ORZ
YROXPHLUULJDWLRQSURGXFWVWRLUULJDWHVKUXEV
DQGKHGJHV
)($785(6
6ROLG6WDWHFRQWUROOHU
212))IXQFWLRQ
/&'VFUHHQZLWKSURJUDPPLQJLFRQV
(UJRQRPLFNH\WRXFKSDG
'LUHFWDFFHVVWRPDQXDOVLQJOHVWDWLRQRU
PDQXDOSURJUDPVWDUW
7HVWSURJUDPHDFKVWDWLRQRSHUDWHVIRU
PLQXWHV
:DWHU %XGJHW IXQFWLRQ DGMXVWV ZDWHULQJ
WLPHIURPWRLQLQFUHPHQWV
,QGRRUZDOOPRXQW
(DV\WRZLUHWHUPLQDOVWULS
([WHUQDOWUDQVIRUPHU
$XWRPDWLFGLDJQRVWLFFLUFXLWEUHDNHU/&'
VKRZVZKLFKVWDWLRQKDVDVKRUWFLUFXLWRU
HOHFWULFDORYHUORDG
3ULPDU\LQSXWVLGHKDVEXLOWLQ029VXUJH
SURWHFWLRQ
(OHFWURQLFFLUFXLWVWRUHVSURJUDPGDWDIRU
KRXUVGXULQJSRZHUIDLOXUH$EDFNXS
SURJUDP RSHUDWHV HDFK SURJUDP RQFH D
GD\IRUPLQXWHVVWDUWLQJKRXUVDIWHU
SRZHU LV UHVWRUHG LQ FDVH RI H[WHQGHG
SRZHUIDLOXUH
63(&,),&$7,216
1XPEHURISURJUDPV
$XWRPDWLFVWDUWVSHUGD\SHUSURJUDP
6FKHGXOHGD\FDOHQGDU
1XPEHURIVWDWLRQVRU
6WDWLRQ WLPLQJ PLQXWH WR KRXUV LQ PLQXWHLQFUHPHQWV
(/(&75,&$/63(&,),&$7,216
02'(/6
,QSXW9$&+]
2XWSXW9$&+]
&DSDFLW\9$
6WDWLRQFDSDFLW\5$,1%,5'VROHQRLGYDOYH
9$&SHUVWDWLRQSOXVDPDVWHUYDOYHRU
SXPSVWDUWUHOD\
,7&VWDWLRQV
,7&VWDWLRQV
,7&VWDWLRQV
',0(16,216
:LGWKFP
+HLJKWFP
'HSWKFP
$&&(6625,(6
/39.((OHFWULFDO6XUJH3URWHFWLRQ.LW
5$,1 &+(&.$XWRPDWLF 5DLQ 6KXWRII
'HYLFH
56'%([5DLQ6HQVRU
(UJRQRPLFNH\WRXFKSDG
&21752//(56
,0$*(6(5,(6,0$*(,0$*(DQG,0$*(
'XDO3URJUDP6ROLG6WDWH&RQWUROOHUV(QJLQHHUHG7R6DYH:DWHU
$33/,&$7,216
63(&,),&$7,216
7KHVHVROLGVWDWHFRQWUROOHUVDUHGHVLJQHGWR
DXWRPDWLFDOO\ ZDWHU VPDOO ODZQ DUHDV DQG
FDQ DOVR EH XVHG LQ FRQMXQFWLRQ ZLWK ORZ
YROXPHLUULJDWLRQSURGXFWVWRLUULJDWHVKUXEV
DQGKHGJHV
1XPEHURISURJUDPV
$XWRPDWLFVWDUWVSHUGD\SHUSURJUDP
GD\VFKHGXOH
1XPEHURIVWDWLRQVRU
6WDWLRQ WLPLQJ PLQXWH WR KRXUV LQ PLQXWHLQFUHPHQWV
352*5$00,1*,&216
)($785(6
1REDWWHU\UHTXLUHG
6ROLGVWDWHFRQWUROOHU
'XDOSURJUDP
/&' GLVSOD\ ZLWK HDV\WRXQGHUVWDQG
SURJUDPPLQJLFRQV
(UJRQRPLFNH\WRXFKSDG
9DOYHZLUHWHUPLQDOVWULS
:DWHUEXGJHWLQJIXQFWLRQDGMXVWVZDWHULQJ
WLPHIURPWRLQLQFUHPHQWV
0DQXDOVWDWLRQRUF\FOHVWDUWFDSDFLW\
2 12)) NH\ SHUPLWV UDLQ\ ZHDWKHU
VKXWRII
/('ODPSLQGLFDWHVSUHVHQFHRUDEVHQFH
RI9
(OHFWURQLFFRPSRQHQWPDLQWDLQVSURJUDP
XSWRKRXUVLQFDVHRISRZHURXWDJH$
GHIDXOWSURJUDPRSHUDWHVHDFKVWDWLRQRQFH
DGD\IRUPLQXWHVVWDUWLQJKRXUVDIWHU
SRZHUUHVXPHVLQFDVHRIH[WHQGHGSRZHU
IDLOXUH
([WHUQDOWUDQVIRUPHU
,QGRRU ZDOO PRXQW FDELQHW DFFHSWV
SDGORFN
)DVWEORZIXVH
(/(&75,&$/63(&,),&$7,216
,QSXWUHTXLUHG9$&+]
2XWSXW9$&+]
&DSDFLW\9$
6WDWLRQFDSDFLW\5$,1%,5'VROHQRLGYDOYH
9$&SHUVWDWLRQSOXVDPDVWHUYDOYHRU
SXPSVWDUWUHOD\
',0(16,216
:LGWKFP
+HLJKWFP
'HSWKFP
'LJLWDOGLVSOD\
6HWFXUUHQWWLPH
:DWHUGD\RUGD\RIWKH
ZHHN
6HWZDWHUGD\V
6HWVWDUWWLPHV
02'(/6
,0$*(VWDWLRQV
,0$*(VWDWLRQV
,0$*(VWDWLRQV
6HWVWDWLRQUXQWLPH
$&&(6625,(6
0DQXDOVWDWLRQF\FOHVWDUW
/39.((OHFWULFDO6XUJH3URWHFWLRQ.LW
5$,1 &+(&.$XWRPDWLF 5DLQ 6KXWRII
'HYLFH
56'%([5DLQ6HQVRU
6HW:DWHU%XGJHW
6WDWLRQDVVLJQPHQW
SURJUDP$RU%
:DWHULQJVWRSSHG
:DWHULQJQRZ
&21752//(56
Z Z Z U D L Q E L U G H X
(F6(5,(6(F(FDQG(F
7KUHH3URJUDP+\EULG&RQWUROOHUV4XLFNDQG(DV\WR3URJUDP
$33/,&$7,216
,QFRUSRUDWLQJ ( &ODVV WHFKQRORJ\ IRU ¿HOG
SURYHQ UHOLDELOLW\ WKH (F FRQWUROOHUV DUH
GHVLJQHGIRUUHVLGHQWLDOODQGVFDSHV
)($785(6
+\EULGFRQWUROOHUVROLGVWDWHFRQWUROOHUZLWK
HOHFWURPHFKDQLFDOSURJUDPPLQJIHDWXUHV
&RPSDFW
(DV\ WR IROORZ LQVWDOODWLRQ SURJUDPPLQJ
DQGRSHUDWLRQ
212))IXQFWLRQ
/&'VFUHHQ
7HVW SURJUDP PLQ DOO VWDWLRQV IRU
V\VWHPRSHUDWLRQDOWHVWLQJ
:DWHUEXGJHWLQJIXQFWLRQDGMXVWVZDWHULQJ
WLPHIURPWRLQLQFUHPHQWV
0DQXDO ´FOHDU´ IXQFWLRQ DOORZV PDQXDO
HUDVXUHRIDOOSURJUDPV
$Q\VWDWLRQFDQEHDVVLJQHGWRDQ\RUDOO
SURJUDPV
3UHVHW VFKHGXOHV IRU TXLFN DQG VLPSOH
VHWXSRIFRPPRQZDWHULQJVFKHGXOHV
GD\FDOHQGDUDGMXVWVIRUOHDS\HDU
,QGRRUZDOOPRXQW
'LDJQRVWLF FLUFXLW EUHDNHU ZLWKRXW D IXVH
LGHQWL¿HVDVWDWLRQZLWKYDOYHRUZLUHIDXOW
DQGFRQWLQXHVWRZDWHURSHUDEOHVWDWLRQV
(OHFWULFDO VXUJH SURWHFWLRQ LQSXW IRU
UHOLDELOLW\
%DWWHU\ EDFNXS IRU PHPRU\ DQG WLPH
SURWHFWLRQLQFDVHRISRZHURXWDJHEDWWHU\
LQFOXGHG
'HIDXOWSURJUDPLQFDVHDSRZHURXWDJH
RXWODVWVWKHPHPRU\SURWHFWLRQ7KHGHIDXOW
SURJUDP DXWRPDWLFDOO\ FOHDUV LWVHOI ZKHQ
WKHFRQWUROOHULVUHSURJUDPPHG
)ODVKLQJ/&'LQ$XWRVHWWLQJWRLQGLFDWH
RSHUDWLRQXQGHUGHIDXOWSURJUDP
0DQXDOVWDWLRQDQGF\FOHIXQFWLRQDOORZV
\RXWRVSRWZDWHUZKHQQHHGHG
63(&,),&$7,216
(/(&75,&$/63(&,),&$7,216
1XPEHURISURJUDPV
$XWRPDWLFVWDUWVSHUGD\SHUSURJUDP
3URJUDPPLQJVFKHGXOHRSWLRQV
(9(1GD\GDWHZDWHULQJSHUSURJUDP
2'' GD\GDWH ZDWHULQJ ZLWK RU ZLWKRXW
VWGD\RIWKHPRQWKSHUSURJUDP
WKURXJK GD\ UHSHDWLQJ F\FOH SHU
SURJUDP
GD\ZHHNO\F\FOHZLWKDQ\GD\21RU2))
VHWWLQJ
1XPEHURIVWDWLRQVRU
6WDWLRQ WLPLQJ PLQXWH WR KRXUV LQ PLQXWHLQFUHPHQWV
,QSXWUHTXLUHG9$&+]
2XWSXW9$&+]
&DSDFLW\$9$
6WDWLRQFDSDFLW\5$,1%,5'VROHQRLGYDOYH
9$&SHUVWDWLRQSOXVDPDVWHUYDOYHRU
SXPSVWDUWUHOD\
',0(16,216
:LGWKFP
+HLJKWFP
'HSWKFP
02'(/6
(FVWDWLRQV
(FVWDWLRQV
(FVWDWLRQV
$&&(6625,(6
/39.((OHFWULFDO6XUJH3URWHFWLRQ.LW
5$,1 &+(&.$XWRPDWLF 5DLQ 6KXWRII
'HYLFH
56'%([5DLQ6HQVRU
&21752//(56
+36(5,(6+3+3DQG+3
'XDO3URJUDP+\EULG&RQWUROOHUV$WUDGLWLRQRIH[FHOOHQFH
$33/,&$7,216
63(&,),&$7,216
',0(16,216
7KHVH FRQWUROOHUV DUH GHVLJQHG WR
DXWRPDWLFDOO\ LUULJDWH PXQLFLSDO WXUI DUHDV
DQGDWKOHWLF¿HOGV
1XPEHURISURJUDPV
$XWRPDWLFVWDUWVSHUGD\SHUSURJUDP
6FKHGXOHRUGD\F\FOH
1XPEHURIVWDWLRQVRU
6WDWLRQ WLPLQJ RU PLQXWHVDQGRUKRXUV
:LGWKFP
+HLJKWFP
'HSWKFP
)($785(6
+\EULGFRQWUROOHUVROLGVWDWHFRQWUROOHUZLWK
HOHFWURPHFKDQLFDOSURJUDPPLQJIHDWXUHV
212))NH\SHUPLWVUDLQ\ZHDWKHUVKXW
RII
/LTXLG&U\VWDO'LVSOD\/&'
0DQXDOVWDWLRQRUF\FOHVWDUWFDSDFLW\
:DWHUEXGJHWLQJDGMXVWVZDWHULQJWLPHIURP
WRLQLQFUHPHQWV
6WDFNVRQHVWDUWWLPHLISURJUDPVRYHUODS
2XWGRRUZDOOPRXQWFDELQHW
+3 SODVWLF FDELQHW ZLWK ODWFK DFFHSWV
SDGORFN
,QWHUQDOWUDQVIRUPHU
$XWRPDWLFGLDJQRVWLFFLUFXLWEUHDNHU/&'
VKRZVZKLFKVWDWLRQKDVDVKRUWFLUFXLWRU
HOHFWULFDORYHUORDG
9DOYHZLUHWHUPLQDOVWULS
&LUFXLW IRU UHFKDUJHDEOH 9ROW 1L0+
EDWWHU\ WR PDLQWDLQ SURJUDP LQ FDVH RI
SRZHURXWDJH
%DWWHU\QRWLQFOXGHGPDLQWDLQVSURJUDP
XS WR GD\V$IWHU WKLV SHULRG D GHIDXOW
SURJUDPVWDUWVKRXUVDIWHUSRZHUUHVXPHV
IRUWKHVHOHFWHGVWDWLRQUXQWLPHV
(/(&75,&$/63(&,),&$7,216
,QSXWUHTXLUHG9$&+]
2XWSXW9$&+]
&DSDFLW\9$
0XOWLYDOYH VWDWLRQ FDSDFLW\ 5$,1 %,5'
VROHQRLGYDOYHV9$&SHUVWDWLRQSOXVD
PDVWHUYDOYHRUSXPSVWDUWUHOD\
02'(/6
+3VWDWLRQV
+3VWDWLRQV
+3VWDWLRQV
$&&(6625,(6
/39.((OHFWULFDO6XUJH3URWHFWLRQ.LW
5$,1 &+(&.$XWRPDWLF 5DLQ 6KXWRII
'HYLFH
56'%([5DLQ6HQVRU
&21752//(56
Z Z Z U D L Q E L U G H X
(630RGXODU6HULHV
7KH1HZ+\EULG&RQWUROOHUVROLGVWDWHDQGHOHFWURPHFKDQLFDO
0D[LPL]H<RXU3URGXFWLYLW\
$33/,&$7,216
0D[LPL]H \RXU SURGXFWLYLW\ ZLWK WKLV XVHU
IULHQGO\ DQG SRZHUIXO FRQWUROOHU 7KH (63
0RGXODU FRQWUROOHU LV WKH VROXWLRQ IRU
U H V L G H Q W L D O D Q G O L J K W F R P P H U F L D O
ODQGVFDSHV
)($785(6
+\EULGFRQWUROOHU6ROLGVWDWHFRQWUROOHUZLWK
HOHFWURPHFKDQLFDOSURJUDPPLQJIHDWXUHV
VWDWLRQEDVHPRGHOZLWKWKHFDSDFLW\
WRUHFHLYHXSWRWKUHHVWDWLRQH[WHQVLRQ
PRGXOHVWRH[SDQGXSWRVWDWLRQV
/DUJH /&' VFUHHQ IRU HDV\WRXVH
SURJUDPPLQJ
7KHµ$X[LOLDU\6WDWLRQ´VWDWLRQFDQ
EH VHW WR E\SDVV DQ DFWLYH VHQVRU RU
RSHUDWHDVDQRUPDOVWDWLRQ
1RQ YRODWLOH PHPRU\ PDLQWDLQV WKH
SURJUDPGXULQJDSRZHURXWDJH
1HZ\HDUOLWKLXPEDWWHU\PDLQWDLQVWLPH
DQGGDWHIRUDFXPXODWLYHOLIHRI\HDUVLQ
WKHDEVHQFHRI$&SRZHU
:DWHU %XGJHW IXQFWLRQ DGMXVWV
UXQWLPHRIDOOYDOYHV
3HUPDQHQW 'D\ RII IHDWXUH SUHYHQWV
ZDWHULQJRQDQ\GD\RIDZHHNLQDQ\F\FOH
PRGH
'HGLFDWHGVHQVRUWHUPLQDOVDOORZWKHXVHU
WR HDVLO\ FRQQHFW D VHQVRU IRU PD[LPXP
ZDWHUHI¿FLHQF\
/(' OLJKW LQGLFDWHV UDLQ VHQVRU VWDWXV
DFWLYDWHGRUE\SDVVHG
'LDJQRVWLF VHOIVHWWLQJ FLUFXLW EUHDNHU
LGHQWL¿HV D VWDWLRQ ZLWK YDOYH RU ZLULQJ
SUREOHPVDQGFRQWLQXHZDWHULQJRSHUDEOH
VWDWLRQV
(QKDQFHG'LDJQRVWLF)HHGEDFNIXQFWLRQ
DOHUWV XVHU WR SURJUDPPLQJ HUURUV RU
FRQGLWLRQVWKDWSUHYHQWDQLUULJDWLRQVWDWLRQ
IURPUXQQLQJ
&RQWUDFWRU'HIDXOWVHWWLQJDOORZVWKH
FRQWUDFWRU WR VHW KLV RZQ GHIDXOW
SURJUDPDQGUHFDOOLWZLWKDSXVKRID
EXWWRQ
³9DOYH 7HVW 7HUPLQDO´ DOORZV WKH
FRQWUDFWRUWRWHVWWKHYDOYHZLUHVGXULQJ
LQVWDOODWLRQ
1HZ3URJUDPPDEOH0DVWHU9DOYH3XPS
VWDUWFLUFXLWDOORZVWKHXVHUWRVHWWKHSXPS
WR RSHUDWH ZLWK VSHFLILF VWDWLRQV DV
QHHGHG
1HZ 3URJUDPPDEOH 'HOD\ EHWZHHQ
6WDWLRQVDOORZVWKHDGGLWLRQDOWLPHEHWZHHQ
VWDWLRQV IRU ZDWHU ZHOO UHFRYHU\ RU VORZ
FORVLQJYDOYHV
,QGRRU PRGHOV FRPH ZLWK SOXJLQ
WUDQVIRUPHU2XWGRRUPRGHOVFRPHZLWKDQ
LQWHUQDOWUDQVIRUPHU
6SDFLRXVKHDY\GXW\FDELQHWZLWKLQWHUQDO
MXQFWLRQER[IRUDFOHDQDQGSURIHVVLRQDO
ORRNLQJLQVWDOODWLRQ
,PSURYHG ULEERQ FDEOH SURYLGHV EHWWHU
YLVLELOLW\DQGHDVHRIFRQQHFWLRQ
.H\ORFNLQJFDELQHWIRURXWGRRUPRGHOV
VLGHKDVEXLOWLQ029IRUHDFKYDOYHVWDWLRQ
0XOWLYDOYHVWDWLRQFDSDFLW\XSWRWZR
9$&$VROHQRLGYDOYHVSHUVWDWLRQSOXVD
PDVWHUYDOYH
63(&,),&$7,216
$&&(6625,(6
1XPEHURISURJUDPV
$XWRPDWLFVWDUWVSHUGD\SHUSURJUDPIRU
XSWRVWDUWVWLPH
3URJUDPPLQJ6FKHGXOHV
GD\ZHHNO\
(YHQGD\
2GGGD\VW
&\FOLF
3HUPDQHQWGD\RII
6WDWLRQ7LPLQJWRKRXUVIRUDOOVWDWLRQ
(/(&75,&$/63(&,),&$7,216
,QSXWUHTXLUHG9$&±+]
2XWSXW9$&$
6XSHULRUVXUJHSURWHFWLRQRQDOOWHUPLQDOV
SURWHFWVDJDLQVWSRZHUVXUJHV3ULPDU\
LQSXWVLGHKDVEXLOWLQ0290HWDOR[LGH
YDULVWRUWRSURWHFWPLFURFLUFXLWU\2XWSXW
',0(16,216
:LGWKFP
+HLJKWFP
'HSWKFP
02'(/6
,(630(630RGXODU2XWGRRU+]
VWDWLRQH[WHQVLRQPRGXOH
56'%([5DLQ6HQVRU
&21752//(56
6,55
7KUHH3URJUDP6ROLG6WDWH0RGXODU&RQWUROOHU
<RX¶OOHQMR\\HDUVRIZRUU\IUHHRSHUDWLRQ
$33/,&$7,216
7KLVVROLGVWDWHFRQWUROOHULVGHVLJQHG
IRUDXWRPDWLFLUULJDWLRQV\VWHPVLQVWDOOHGLQ
PHGLXPVL]HGPXQLFLSDORUSULYDWHO\RZQHG
ODQGVFDSHGDUHDV
0RGXODUIHDWXUHRIIHUVDZLGHFKRLFHRIWKH
QXPEHURIVWDWLRQV
)($785(6
6ROLGVWDWHFRQWUROOHU
VWDWLRQ PRGXODU FRQWUROOHU FDQ EH
XSJUDGHGWRVWDWLRQVE\DGGLQJWZR
VWDWLRQH[WHQVLRQPRGXOHV
7ULSOHSURJUDP
3URJUDPPDEOHGHOD\EHWZHHQVWDWLRQV
VHFRQGVSHUSURJUDP
/ &' GLVSOD\ ZLWK HDV\WRXQGHUVWDQG
SURJUDPPLQJLFRQV
/&'GLVSOD\VDODUPV\PEROV
(UJRQRPLFNH\WRXFKSDG
FRORU /(' ODPS LQGLFDWHV FRQWUROOHU
VWDWXV
6WDFNVVWDUWWLPHLISURJUDPVRYHUODS
212)) IXQFWLRQ SHUPLWV UDLQ\ ZHDWKHU
VKXWRII
0DQXDOVWDWLRQRUF\FOHVWDUWFDSDFLW\
7HUPLQDOIRUVHQVRUKRRNXS
$XWRPDWLFGLDJQRVWLFFLUFXLWEUHDNHU/&'
VKRZVZKLFKVWDWLRQKDVDVKRUWFLUFXLWRU
HOHFWULFDORYHUORDG
& LUFXLW IRU UHFKDUJHDEOH 9ROW 1L0+
EDWWHU\ WR PDLQWDLQ SURJUDP LQ FDVH RI
SRZHU RXWDJH'HIDXOW SURJUDP RSHUDWHV
HDFK VWDWLRQ RQFH D GD\ IRU PLQXWHV
VWDUWLQJ KRXUV DIWHU SRZHU UHVXPHV LQ
FDVHRIH[WHQGHGSRZHUIDLOXUH
,QWHUQDOWUDQVIRUPHU
3ODVWLFFDELQHWZLWKODWFKDFFHSWVSDGORFN
2XWGRRU ZDOO PRXQW FDELQHW LQVWDOO LQ D
VKHOWHUHGORFDWLRQ
3&UHPRWHUHDG\E\DGGLQJDPRGHP
FRQWUROOHUV FDQ EH FRQQHFWHG WR
7HOH0DQDJHUV\VWHPIRUUHPRWHFRQWURO
IURPD3&
VWDWLRQH[WHQVLRQPRGXOH
63(&,),&$7,216
1XPEHURISURJUDPV
$XWRPDWLFVWDUWVSHUGD\SHUSURJUDP
3URJUDPPLQJVFKHGXOHGD\F\FOH
1XPEHURIVWDWLRQVXSJUDGHDEOHWR
6WDWLRQ WLPLQJ PLQXWH WR KRXUV LQ
PLQXWHLQFUHPHQWV
3URJUDPPDEOH GHOD\EHWZHHQVWDWLRQV
VHFRQGVSHUSURJUDP
(/(&75,&$/63(&,),&$7,216
,QSXWUHTXLUHG9$&+]
2XWSXW9$&+]
&DSDFLW\9$
0XOWLYDOYHVWDWLRQFDSDFLW\5$,1%,5'
9$&VROHQRLGYDOYHVSHUVWDWLRQSOXVD
PDVWHUYDOYHRUSXPSVWDUWUHOD\
02'(/6
6,55 VWDWLRQ PRGXODU FRQWUROOHU
XSJUDGHDEOHWRVWDWLRQFDSDFLW\
6,55(;7VWDWLRQH[WHQVLRQPRGXOH
$&&(6625,(6
/39.((OHFWULFDO6XUJH3URWHFWLRQ.LW
5$,1 &+(&. $XWRPDWLF 5DLQ 6KXWRII
'HYLFH
56'%([5DLQ6HQVRU
5DGLR,QWHUIDFH5HFHLYHUIRU',$/2*
',0(16,216
:LGWKFP
+HLJKWFP
'HSWKFP
FKDQQHOUDGLRUHPRWH
FRQWUROWUDQVPLWWHUDQGUHFHLYHU
&21752//(56
Z Z Z U D L Q E L U G H X
',$/2*
7KH0RGXODU&RQWUROOHUIRUXSWRVWDWLRQV
([WHQVLRQ&DELQHW
$33/,&$7,216
7KLV FRQWUROOHU LV XVHG WR DXWRPDWLFDOO\
LUULJDWHSDUNVWXUIDUHDVDQGDWKOHWLF¿HOGV
0RGXODUIHDWXUHRIIHUVZLGHFKRLFHRIQXPEHU
RIVWDWLRQVIURPWRVWDWLRQV
FRQWUROOHUV FDQ EH FRQQHFWHG WR
7HOH0DQDJHUV\VWHPIRUUHPRWHFRQWURO
IURPD3&
6SHFLDO WHUPLQDO IRU H[WHUQDO 212))
VZLWFKGU\FRQWDFW12W\SH
)($785(6
63(&,),&$7,216
6ROLGVWDWHFRQWUROOHU
VWDWLRQ PRGXODU FRQWUROOHU &DSDFLW\
IRUVWDWLRQVE\DGGLQJWZRVWDWLRQ
H[WHQVLRQ PRGXOHV DQG XS WR VWDWLRQV ZLWK WKH FRQQHFWLRQ RI DQ
DGGLWLRQDO VWDWLRQ PRGXODU FDELQHW
FRQWDLQLQJXSWRWZRDGGLWLRQDOVWDWLRQ
H[WHQVLRQPRGXOHV
/ &' GLVSOD\ ZLWK HDV\WRXQGHUVWDQG
SURJUDPPLQJLFRQV
0DQXDOVWDWLRQRUF\FOHVWDUWFDSDFLW\
:DWHUEXGJHWLQJIXQFWLRQDGMXVWVZDWHULQJ
WLPHIURPWRLQLQFUHPHQWV
212))NH\IRUUDLQ\ZHDWKHUVKXWGRZQ
$XWRPDWLFVWDFNLQJRIRQHRYHUODSSHG
VWDUW
2XWGRRUZDOOPRXQWFDELQHW
,QWHUQDOWUDQVIRUPHU
$XWRPDWLFGLDJQRVWLFFLUFXLWEUHDNHU
6HQVRUWHUPLQDORQWHUPLQDOVWULS
& LUFXLW IRU UHFKDUJHDEOH 9ROW 1L0+
EDWWHU\ WR PDLQWDLQ SURJUDP LQ FDVH RI
SRZHURXWDJH'HIDXOWSURJUDPRSHUDWHV
HDFK VWDWLRQ RQFH D GD\ IRU PLQXWHV
VWDUWLQJ KRXUV DIWHU SRZHU UHVXPHV LQ
FDVHRIH[WHQGHGSRZHUIDLOXUH
/&'GLVSOD\VDODUPV\PEROV
3URJUDPPDEOHGHOD\EHWZHHQVWDWLRQV
IURPWRVHFRQGV
3&UHPRWHUHDG\E\DGGLQJDPRGHP
1XPEHURISURJUDPV
$XWRPDWLF VWDUWV SHU GD\ SHU SURJUDP
XSWRF\FOHV
3URJUDPPLQJVFKHGXOH
:HHNO\GD\F\FOHZLWKZDWHULQJRQDQ\
GD\
WRGD\F\FOHZLWKRQO\RQHZDWHULQJGD\
SHUSURJUDP
(YHQGD\VGDWHVRIWKHPRQWK
2GG GD\V GDWHV RI WKH PRQWK ZLWK RU
ZLWKRXWWKHVW
1XPEHURIVWDWLRQVXSJUDGHDEOHWR
6WDWLRQWLPLQJPLQXWHWRKRXUVLQ
PLQXWHLQFUHPHQWV
6WDWLRQWLPLQJPLQXWHWRPLQXWHVLQ
VHFRQGLQFUHPHQWV
.H\6ZLWFKIRU'LDORJ$OORZVDPDQXDOF\FOH
VWDUWRQ'LDORJFRQWUROOHUZLWKRXWGLUHFWDFFHVVWR
WKHFRQWUROOHU
(/(&75,&$/63(&,),&$7,216
,QSXWUHTXLUHG9$&+]
2XWSXW9$&+]
&DSDFLW\9$
0XOWLYDOYH VWDWLRQ FDSDFLW\ 5$,1 %,5'
9$&VROHQRLGYDOYHVSHUVWDWLRQSOXVD
PDVWHUYDOYHRUSXPSVWDUWUHOD\
',0(16,216
:LGWKFP
+HLJKWFP
'HSWKFP
02'(/6
',$/2*VWDWLRQPRGXODUFRQWUROOHUZLWK
XSWRVWDWLRQFDSDFLW\
',$/2* ([WHQVLRQ PRGXOH VWDWLRQ
H[WHQVLRQPRGXOH
',$/2* H[WHQVLRQ FDELQHW PRGXODU
FDELQHWIRUWRDGGLWLRQDOVWDWLRQV
$&&(6625,(6
/39.((OHFWULFDO6XUJH3URWHFWLRQ.LW
5$,1 &+(&.$XWRPDWLF 5DLQ 6KXWRII
'HYLFH
56'%([5DLQ6HQVRU
0&RPELQDWLRQ.H\6ZLWFKIRU'LDORJ
5DGLR,QWHUIDFH5HFHLYHUIRU',$/2*
FKDQQHOUDGLRUHPRWH
FRQWUROWUDQVPLWWHUDQGUHFHLYHU
&21752//(56
(63/;0RGXODU6HULHV
3RZHUDQG(DVHRI8VHLQDK\EULG
PRGXODUFRQWUROOHU
$33/,&$7,216
7KH(63/;0RGXODUFDQ¿WWKHVSHFL¿FDWLRQ
IURPDKLJKHQGUHVLGHQWLDOLQVWDOODWLRQWRD
FRPPHUFLDO LQVWDOODWLRQ 7KH ODUJH GLVSOD\
DQGLQWXLWLYHSURJUDPPLQJVHTXHQFHPDNH
WKLV WKH PRVW XVHUIULHQGO\ FRQWUROOHU LQ LWV
FODVV
)($785(6
(LJKWVWDWLRQEDVHPRGHOZLWKWKHFDSDFLW\
WRH[SDQGXSWRVWDWLRQVLQLQFUHPHQWV
RIRUVWDWLRQV
+RWVZDSSDEOHPRGXOHVFDQEHLQVWDOOHGLQ
DQ\ SRVLWLRQ ZKLOH WKH FRQWUROOHU LV LQ
RSHUDWLRQ
(63 3URJUDPPLQJ ([WUD 6LPSOH
3URJUDPPLQJ ZLWK VHOISURPSWLQJ ODUJH
DOSKDQXPHULFGRWPDWUL[GLVSOD\PDNHVWKLV
FRQWUROOHU HDV\ WR SURJUDP UHDG DQG
XQGHUVWDQG
6SDFLRXVKHDY\GXW\NH\ORFNLQJFDELQHW
ZLWKLQWHUQDOMXQFWLRQER[SURYLGHVORWVRI
URRPIRUZLULQJIRUDFOHDQDQGSURIHVVLRQDO
ORRNLQJLQVWDOODWLRQ
5HPRYDEOHEDWWHU\SURJUDPPDEOHSDQHO
IRUWKHFRQYHQLHQFHRIERWKSURJUDPPLQJ
LQVWUXFWLRQ DQG SURJUDPPLQJ SULRU WR
LQVWDOODWLRQ
'GULSSURJUDPFDQUXQVLPXOWDQHRXVO\ZLWK
SURJUDP$%RU&WRPD[LPL]HK\GUDXOLF
FDSDFLW\DQGPLQLPL]HZDWHULQJWLPH
GD\FDOHQGDUZLWKOHDS\HDULQWHOOLJHQFH
IRURQHWLPHGDWHDQGWLPHVHWWLQJ
)LYHF\FOHPRGHV&86720&<&/,&$/
2'' 2'' RU (9(1 VHOHFWDEOH E\
SURJUDP IRU PD[LPXP IOH[LELOLW\ DQG
ZDWHULQJUHVWULFWLRQFRPSOLDQFH
&DOHQGDU'D\2IIRSWLRQWRVHWDQ\GD\RI
WKH PRQWK DV D QRQZDWHULQJ GD\ IRU DOO
S U R J U D P V L Q D Q \ F \ F O H P R G H DFFRPPRGDWHV VSHFLDO RFFDVLRQV DQG
XQLTXHZDWHULQJRUGLQDQFHV
&RQWUDFWRU 'HIDXOW70 IXQFWLRQ WR VDYH D
FXVWRPL]HGGHIDXOWSURJUDPZKLFKFDQEH
HDVLO\DFFHVVHGDWDODWHUGDWH'HOD\HG
UHFDOOIHDWXUHWRVHWWKHGD\XSWRGD\V
ODWHU RQ ZKLFK WKH FRQWUROOHU ZLOO
DXWRPDWLFDOO\UHVWRUHWKHVDYHGSURJUDP
7KLVLVXVHIXOLQUHORDGLQJDVFKHGXOHWKDW
KDVEHHQDOWHUHGRULQUHSODFLQJDWHPSRUDU\
VFKHGXOHIRUQHZVHHGRUVRG
8VHUVHOHFWDEOH ODQJXDJHV (QJOLVK
6SDQLVK )UHQFK *HUPDQ ,WDOLDQ DQG
3RUWXJXHVH
6HDVRQDODGMXVWPHQWDYDLODEOHE\SURJUDP
DQGE\PRQWKXSWR
3URJUDPPDEOH5DLQ'HOD\HQDEOHVV\VWHP
WR VWD\ RII IRU D VSHFL¿HG SHULRG ZLWK DQ
DXWRUHVWDUW
5HDGLO\ DFFHVVLEOH PDQXDO ZDWHULQJ
IXQFWLRQ ULJKW RQ WKH GLDO WR RSHUDWH D
VLQJOHYDOYHVHYHUDOYDOYHVRUDQHQWLUH
SURJUDP 0DQXDO ZDWHULQJ RSHUDWLRQ ZLOO
QRW DOWHU WKH SURJUDPPHG ZDWHULQJ
VFKHGXOH
',0(16,216
3URJUDPPDEOH 9DOYH 'HOD\ WR DOORZ IRU
ZDWHUZHOOUHFRYHU\RUWLPHIRUVORZFORVLQJ
YDOYHVWRWXUQRII
&\FOH6RDN 70 E\ VWDWLRQ DOORZV WRWDO
LUULJDWLRQWLPHWREHVSOLWLQWRXVDEOHF\FOHV
PLQLPL]LQJUXQRII
0DVWHU YDOYHSXPS VWDUW FLUFXLW
SURJUDPPDEOH E\ VWDWLRQ IRU RSWLPDO
LUULJDWLRQFRQWURO
'HGLFDWHGVHQVRUWHUPLQDOVDOORZWKHXVHU
WRHDVLO\FRQQHFWDVHQVRUWRWKHFRQWUROOHU
IRUPD[LPXPZDWHUHI¿FLHQF\
6HQVRUE\SDVVVZLWFKDOORZVWKHXVHUWR
RYHUULGHDQDFWLYHVHQVRU
6HQVRURYHUULGHIXQFWLRQDOORZVWKHXVHUWR
RYHUULGHDQDFWLYHVHQVRUE\VWDWLRQ
%XLOWLQGLDJQRVWLFIXQFWLRQVOHW\RXFRQ¿UP
SURJUDP LQIRUPDWLRQ FDOFXODWH WRWDO
SURJUDPDQGYDOYHUXQWLPHVDQGUXQDWHVW
SURJUDPWKDWRSHUDWHVDOOV\VWHPYDOYHVLQ
VHTXHQFH
'LDJQRVWLF VHOIVHWWLQJ FLUFXLW EUHDNHU
LGHQWL¿HVDYDOYHRUZLUHIDXOWDQGFRQWLQXHV
WRZDWHURSHUDEOHVWDWLRQV
63(&,),&$7,216
1XPEHURISURJUDPV
$XWRPDWLF6WDUWVSHUGD\SHUSURJUDP
,QGHSHQGHQW SURJUDPPLQJ VFKHGXOH
RSWLRQV YDULDEOH SHU SURJUDP &86720
GD\RIWKHZHHN2''GD\(9(1GD\
6WDWLRQWLPLQJWRKRXUVIRUDOOVWDWLRQV
WR PLQXWHV VHOHFWDEOH LQ PLQXWH
LQFUHPHQWVDERYHPLQXWHVVHOHFWDEOH
LQPLQXWHLQFUHPHQWV
1XPEHURIVWDWLRQVXSWRLQLQFUHPHQWV
RIRUVWDWLRQV
:LGWKFP
+HLJKWFP
'HSWKFP
(/(&75,&$/63(&,),&$7,216
,QSXWUHTXLUHG9$&+]
2XWSXW9$&$
3RZHU EDFNXS /LWKLXP FRLQFHOO EDWWHU\
PDLQWDLQV WLPH DQG GDWH \HDUV ZKLOH
QRQYRODWLOHPHPRU\PDLQWDLQVWKHVFKHGXOH
\HDUV
0XOWLYDOYHVWDWLRQFDSDFLW\8SWRWZR
9$&9$VROHQRLGYDOYHVSHUVWDWLRQSOXVD
PDVWHUYDOYH
02'(/6
(63/;0(85VWDWLRQFRQWUROOHUEDVH
(63/;060VWDWLRQ0RGXOH
(63/;060VWDWLRQ0RGXOH
&21752//(5$&&(6625,(6
Z Z Z U D L Q E L U G H X
56'%([
5DLQ6HQVRU
$33/,&$7,216
7KH56'6HULHV5DLQ6HQVRULVDUDLQVHQVRU
GHYLFHVXLWDEOHUHVLGHQWLDODQGFRPPHUFLDO
DSSOLFDWLRQV ,W VDYHV ZDWHU DQG H[WHQGV
LUULJDWLRQ V\VWHP OLIH E\ DXWRPDWLFDOO\
PHDVXULQJSUHFLSLWDWLRQDQGNHHSLQJLUULJDWLRQ
V\VWHPVIURPZDWHULQJLQUDLQ\FRQGLWLRQV
)($785(6
:RUNV ZLWK DOO 9$& FRQWUROOHUV DQG
7%26 70 SURGXFWV HTXLSSHG ZLWK WKH
7%26705DLQVHQVRULQWHUIDFH
0XOWLSOHUDLQIDOOVHWWLQJVIURPWRPPDUH
TXLFNDQGHDV\ZLWKMXVWWKHWZLVWRIDGLDO
$GMXVWDEOH YHQW ULQJ KHOSV FRQWURO GU\LQJ
WLPH
+LJKJUDGH 89 UHVLVWDQW SRO\PHU ERG\
UHVLVWVWKHHOHPHQWV
5XJJHGDOXPLQXPEUDFNHWDQGDUPH[WHQG
DIXOOFP
PRI89UHVLVWDQWH[WHQVLRQZLUHRIIHU
DQ HDV\ FRQQHFWLRQ WR LUULJDWLRQ
FRQWUROOHUV
63(&,),&$7,216
1RWUHFRPPHQGHGIRUXVHZLWKKLJKYROWDJH
FLUFXLWVRUGHYLFHV
6ZLWFKHOHFWULFDOUDWLQJ$#9$&
&DSDFLW\ (OHFWULFDO UDWLQJ VXLWDEOH IRU XVH
ZLWKXSWRWKUHH9$&9$VROHQRLGYDOYHV
SHUVWDWLRQSOXVRQHPDVWHUYDOYH
,QFOXGHV P FRQGXFWRU H[WHQVLRQ ZLUH
[PP
',0(16,216
/HQJWKFP
+HLJKWFP
02'(/
56'%([
5$,1&+(&.
$XWRPDWLF5DLQ6KXWRII'HYLFH
$33/,&$7,216
7KH5$,1&+(&.LVLQGLVSHQVDEOHLQDOO
DXWRPDWLFLUULJDWLRQV\VWHPVIRUUHVLGHQWLDO
XVH ,W PRQLWRUV UDLQIDOO OHYHOV DQG
DXWRPDWLFDOO\ RYHUULGHV WKH FRQWUROOHU WR
SUHYHQWXQQHFHVVDU\LUULJDWLRQF\FOHV
)($785(6
:RUNVZLWKDOO9$&RXWSXWFRQWUROOHUV
'RHVQRWFKDQJHLUULJDWLRQSURJUDPVEXW
DXWRPDWLFDOO\ LQWHUUXSWV ZDWHULQJ F\FOH
ZKHQUDLQIDOOH[FHHGVSUHVHOHFWHGOHYHO
$XWRPDWLFUHWXUQWRQRUPDOZDWHULQJ
:DWHU LQ UDLQ FROOHFWRU SDQ HYDSRUDWHV
IDVWHU WKDQ VRLO PRLVWXUH WR SHUPLW
ZDWHULQJLIUHTXLUHG
(DV\ WR LQVWDOO ZLWK DGMXVWDEOH PRXQWLQJ
EDVH
&RQQHFWVWRFRPPRQ
&ROOHFWRU SDQ FDQ EH UHPRYHG IRU
FOHDQLQJ
$GMXVWDEOHVWDLQOHVVVWHHOVHQVLQJSUREHV
RIIHU WKH ÀH[LELOLW\ RI WULJJHULQJ WKH UDLQ
VKXWRII ZLWK DV OLWWOH DV PP RI
SUHFLSLWDWLRQ RU ZKHQ UDLQIDOO UHDFKHV RU
H[FHHGVPP
63(&,),&$7,216
2QH5$,1&+(&.SHUFRQWUROOHU
',0(16,216
/HQJWKFP
+HLJKWFP
:LGWKFP
02'(/
5$,1&+(&.
&21752//(5$&&(6625,(6
38035(/$<6$1'3527(&7,21%2;(6
6LQJOHSKDVHWKUHHSKDVHSXPSVWDUWLQJSURWHFWLRQER[HV
$33/,&$7,216
7KLVSXPSUHOD\LVDSXPSVWDUWLQJUHOD\EXW
DOVR SURWHFWV SXPS DJDLQVW IDLOXUH LQ WKH
SRZHUVXSSO\DQGRYHUDQGRUXQGHUORDG,W
LVVXLWDEOHIRUODQGVFDSHDSSOLFDWLRQV
)($785(6
6WDUWLQJUHOD\IRUVLQJOH±SKDVHYLJLOHFRU
IRUVLQJOHWKUHH±SKDVHSXPSVYLJLOHF
VXUIDFHRUVXEPHUVLEOHSXPSV
3XPSFDSDFLWRUVLWHSURYLGHGLQVLGHFRQWURO
ER[ IRU VXEPHUVLEOH SXPSV YLJLOHF &RQWUROIXVHVYLJLOHF
'U\UXQQLQJSURWHFWLRQPRGHV
GLUHFWO\ZLWKRXWSUREHVGU\UXQQLQJ GHWHFWLRQDQGWLPHODJEHIRUHUHVWDUWLQJ
RIPLQXWHV
SUREHVORZDQGKLJKOHYHO
SUREHORZOHYHOZLWKWLPHODJEHIRUH
UHVWDUWLQJRIPLQXWHV
(OHFWURQLFRYHUORDGDODUPWULSLQVDQG
XQGHUORDG DODUP WULS LQ V SURWHFWLRQ
UHOD\VDGMXVWDEOHIURPWR$
3XPSUHPRWHFRQWUROVWDUWVWRSIURPDQ
LUULJDWLRQ FRQWUROOHU DQG RWKHU FRQWURO
GHYLFHV
6XSSOLHGZLWKSUREHVORZKLJKOHYHO
3XPSLQJÀRZFRQWURO
$QWLEORFNLQJV\VWHPHYHU\KRXUVRQH
VHFRQGUXQQLQJWRDYRLGMDPPHGLPSHOOHU
LQORQJUHVWSHULRGRQO\$872SRVLWLRQ
+$1'$872 VHOHFWLRQ E\ SXVK
EXWWRQV
$ODUPUHVHWEXWWRQ5(6(7
,QGLFDWRU OLJKWV RI 92/7$*( 3803
5811,1* /2: /(9(/ :$7(5 DQG
02725$/$50
$OO FRQWUROV LQ ORZ YROWDJH 9 IRU
JUHDWHUVDIHW\
6XSSOLHGZLWKFDEOHWLHVIRUPRXQWLQJRI
FDSDFLWRU
6WRUPSURRI
0XOWLFRQWURO
0RXQWLQJ&OHYLVZDOOPRXQWLQJ
3URWHFWLRQ,3
2SHUDWLQJWHPSHUDWXUHUDQJH&
:HLJKWJIRUYLJLOHF±.JIRU
YLJLOHF
',0(16,216
9LJLOHF
:LGWKFP
+HLJKWFP
'HSWKFP
9LJLOHF
:LGWKFP
+HLJKWFP
'HSWKFP
02'(/
9LJLOHF6LQJOH±SKDVHSXPSVWDUWLQJ
SURWHFWLRQER[
9LJLOHF 6LQJOH 7KUHHSKDVH SXPS
VWDUWLQJSURWHFWLRQER[
1RWH:KHQLWLVDVXEPHUVLEOHSXPSWKLVXQLWFDQ
RSHUDWHZLWKORZOHYHOSUREHRQO\RUZLWKRXWSUREHV
63(&,),&$7,216
0DLQ VXSSO\ YROWDJH 9DF +]
YLJLOHF9DF±+]YLJLOHF
3HUPLVVLEOHYROWDJHÀXFWXDWLRQV
$XWRWULJJHURIIDIWHUWKDW
0D[LPXPFXUUHQW$PS$&YLJLOHF±
$PS$&YLJLOHF
2YHUORDG FXUUHQW DGMXVWPHQW $
DGMXVWDEOH IRU YLJLOHF ± $
DGMXVWDEOHIRUYLJLOHF
/RZ FXUUHQW WULJJHU XQGHUORDG $
DGMXVWDEOH IRU YLJLOHF ± $
DGMXVWDEOHIRUYLJLOHF
3UREHRSHUDWLQJYROWDJH9
3UREHVHQVLWLYLW\.RKP
5HPRWH FRQWURO FRQQHFWLRQ &RQWDFW RU
YROWDJHWR9$&9'&
7HUPLQDOEORFNVPP
9,*(/(&
9,*(/(&
&RQWUROIXVH$
7UDQVIRUPHU
$LUDODUPRXWSXWFRQWDFW
)ODWFDEOHFRQQHFWRU
0LQLPXPFXUUHQWDGMXVW
0D[LPXPFXUUHQWDGMXVW
7HUPLQDOEORFN
6SDFHIRUFDSDFLWRUERUHKROHSXPS
,QSXWPDLQVXSSO\JODQG
2XWSXWPRWRUJODQG
,QSXWSUREHVDQGJURXQGJODQG
,QSXWUHPRWHJODQG
0DLQIXVHV
&RQWDFWRU
&RQWUROVHOHFWLRQYROWDJHIXVH$
WUDQVIRUPHU
$LUDODUPRXWSXWFRQWDFW
)ODWFDEOHFRQQHFWRU
0LQLPXPFXUUHQWDGMXVW
0D[LPXPFXUUHQWDGMXVW
7HUPLQDOEORFN
,QSXWPDLQVXSSO\JODQG
2XWSXWPRWRUJODQG
,QSXWSUREHVDQGJURXQGJODQG
,QSXWUHPRWHJODQG
&21752//(5$&&(6625,(6
Z Z Z U D L Q E L U G H X
08/7,&21'8&725,55,*$7,21&$%/(
$33/,&$7,216
9HU\ORZYROWDJH9ROWVPXOWLFRQGXFWRU
FDEOH,GHDOIRUFDUU\LQJSRZHUVXSSO\IURP
FRQWUROOHUWHUPLQDOVWULSVWRHOHFWULFYDOYHV
)($785(6
DQGFRQGXFWRUPRGHOV
6LQJOHFRUHPXOWLFRQGXFWRUFDEOH
%ODFNSRO\HWK\OHQHMDFNHW7KLFNQHVV
PP+LJKO\UHVLVWDQWWRPHFKDQLFDOVWUHVV
FKHPLFDOVDQGPRLVWXUH
3(MDFNHWZLWKDQ\ORQULSFRUGWRIDFLOLWDWH
VWULSSLQJ
PPFRQGXFWRUFURVVVHFWLRQIRUDQ\
W\SHRIUHVLGHQWLDOLUULJDWLRQLQVWDOODWLRQ
0D[LPXP GLVWDQFH EHWZHHQ D FRQWUROOHU
DQGDYDOYHP
02'(/6
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOHFRQGXFWRUVPGUXP
,UULFDEOH FRQGXFWRUV P
GUXP
6,1*/(&21'8&725(/(&75,&&$%/(
$33/,&$7,216
02'(/6
9HU\ORZYROWDJH9VLQJOHFRQGXFWRU
FDEOH,GHDOIRUFDUU\LQJSRZHUVXSSO\IURP
FRQWUROOHUV WR GHFRGHUV RU YDOYHLQKHDG
URWRUV
6, [ PP VLQJOH 3( LQVXODWLRQ
FDEOHPGUXP
6, [ PP VLQJOH 3( LQVXODWLRQ
FDEOHPGUXP
',[PPGRXEOH39&3(LQVXODWLRQ
FDEOHPGUXP
',[PPGRXEOH39&3(LQVXODWLRQ
FDEOHPGUXP
)($785(6
6ROLGEDUHFRSSHUFRQGXFWRU
$YDLODEOH LQ VLQJOH 3( LQVXODWLRQ DQG LQ
GRXEOH39&3(LQVXODWLRQFDEOH
&URVVVHFWLRQPPRUPP
7KLFNQHVV PP IRU [ PP VLQJOH
LQVXODWLRQDQGPPIRUGRXEOHLQVXODWLRQ
FDEOH
+LJKO\ UHVLVWDQW WR PHFKDQLFDO VWUHVV
FKHPLFDOVPRLVWXUH
&DEOH0DUNHG³5DLQ%LUG´
PHWHULQFUHPHQWDOPDUNLQJ
&$%/(7,(6
$GMXVWDEOHUHOHDVDEOH
WLHVIRUHOHFWULFDOFDEOHV
$33/,&$7,216
&DQ EH XVHG LQ YDOYH ER[ DQGRU ZLWK
FRQWUROOHUV WR EHWWHU PDLQWDLQ DQG
RUJDQL]HJURXSRIFDEOHV
)($785(6
3RO\DPLGHFROODUVIRUHOHFWULFDOFDEOHV
89 DQG ZHDWKHU UHVLVWDQW ,GHDO IRU
RXWGRRUDSSOLFDWLRQV
(DVLO\DVVHPEOHGE\KDQGDQGVLPSOH
RQHKDQGRSHQLQJ
63(&,),&$7,216
/HQJWKPP
:LGWKPP
0D[LPXPFDEOHGLDPHWHUPP
:5,7(21:,5(0$5.(5%22.
:LUHPDUNHUV
$33/,&$7,216
63(&,),&$7,216
7R,GHQWLI\HOHFWULFDOFDEOHVLQYDOYHER[HVRU
RQ FRQWUROOHUV ZKLOH SURYLGLQJ D VHOI
ODPLQDWLQJ SURWHFWLYH VKLHOG RYHU WKH
OHJHQG
0DUNHUVL]H;PP
0DWHULDOWUDQVSDUHQWYLQ\O¿OPZLWKDFU\OLF
SUHVVXUHVHQVLWLYHDGKHVLYH
2SHUDWLQJWHPSHUDWXUH&WR&
)($785(6
02'(/6
(DFK VWLFNHU FDQ EH FXVWRPL]HG ZLWK
PDUNLQJSHQSHUPDQHQWLQN
$SSOLFDWLRQRIWKHPDUNHUZLWKRXWWRXFKLQJ
WKHDGKHVLYHWKXVUHGXFLQJFRQWDPLQDWLRQ
RIWKHDGKHVLYH
6WLFNHU LQ YLQ\O ZLWK YHU\ VWURQJ DFU\OLF
DGKHVLYH
6:% &RQWDLQV VHOIODPLQDWLQJ
0DUNHUV
02'(/6
5)7
&21752//(5$&&(6625,(6
.,1*
:DWHUSURRI:LUH
&RQQHFWRUV
$33/,&$7,216
63(&,),&$7,216
(QVXUHVZDWHUSURRIZLUHFRQQHFWLRQVLQORZ
YROWDJHXQGHUJURXQGLQVWDOODWLRQV
0D[LPXPYROWDJH9
0D[LPXPVWRUDJHWHPSHUDWXUH&
&RQQHFWV[PPRU[PPZLUHV
)($785(6
&RSSHUWRFRSSHU ZLUH RQO\ &DQQRW EH
UHXVHG
6SULQJORFNVRQWRZLUHIRUWLJKWJULS
)RUZHWDQGGLUHFWEXU\
(OLPLQDWHV IDLOXUHV GXH WR PRLVWXUH DQG
FRUURVLRQ
$UUHVWVVSDUNLQJ
02'(/
.,1*
'%0'%<'%5
©4XLFN&RQQHFWª:LUH&RQQHFWRUV
$33/,&$7,216
8VHGWRPDNHHOHFWULFDOFRQQHFWLRQVLQORZ
YROWDJH LQVWDOODWLRQV 7KH ZDWHUSURRI '%<
DQG'%5DUHXVHGLIWKHUHLVDULVNWKDWWKH
FRQQHFWLRQFRXOGEHVXEPHUJHG([DPSOH
YDOYHZLUHV7KH'%0LVXVHGLQDSSOLFDWLRQV
ZKHQ D PRLVWXUHUHVLVWDQW FRQQHFWRU LV
VXI¿FLHQW
63(&,),&$7,216
'%0
0D[LPXPZLUHYROWDJH9
0D[LPXP VWRUDJH DQG XWLOL]DWLRQ
WHPSHUDWXUH&
3HUPLWVXVHZLWKXSWRZLUHVVL]HGPP
6HOIVWULSSLQJ8VHZLWKLQVXODWHGFRSSHUZLUH
0RLVWXUHUHVLVWDQW&RPSDFWVL]H
'%<
0D[LPXPZLUHYROWDJH9
0D[LPXPVWRUDJHDQGXWLOL]DWLRQWHPSHUDWXUH
&
3HUPLWVXVHZLWKXSWRZLUHVVL]HGPP
:DWHUSURRI
'%5
0D[LPXPZLUHYROWDJH9
0D[LPXP VWRUDJH DQG XWLOL]DWLRQ
WHPSHUDWXUH&
3HUPLWVXVHZLWKXSWRZLUHV
VL]HGPP
:DWHUSURRI
02'(/6
'%0'%<'%5
:,5(675,33(5722/
$33/,&$7,216
)($785(6
02'(/
0XOWLIXQFWLRQ WRRO IRU DOO VWDQGDUG URXQG
FDEOHV )RU TXLFN VDIH DQG SUHFLVH ZLUH
VWULSSLQJRIRXWHUVKHDWKLQJDQGZLUHVWULSSLQJ
RILQQHUVROLGDQGVWUDQGHGZLUHV
1RDGMXVWPHQWRIFXWWLQJGHSWKQHFHVVDU\
1RGDPDJHWRFRQGXFWRUV
6WULSSLQJUDQJHPP
5DGLDOFXWWLQJDQGVWULSSLQJXSWRFP
LQRQHVWHS
$GGLWLRQDOOHQJWKZLVHVOLWWHUIRUVWULSSLQJ
LQH[FHVVRIFP
0DUNHG³5DLQ%LUG´
:LUH6WULSSHU
&21752//(5$&&(6625,(6
Z Z Z U D L Q E L U G H X
/39.(
%$7$/±%$7$/
$/.$/,1(%$77(5,(6
(OHFWULFDO6XUJH3URWHFWLRQ.LW
$33/,&$7,216
$33/,&$7,216
7KLVNLWSURWHFWVVROLGVWDWHHOHFWURPHFKDQLFDO
DQG K\EULG FRQWUROOHUV IURP PRVW HOHFWULFDO
VXUJHVZKLFKPD\FDXVHFRQWUROOHUGDPDJHRU
DGYHUVHO\DIIHFWFRQWUROOHURSHUDWLRQ
)RUDOOEDWWHU\SRZHUHGV\VWHPV9ZDWHU
WLPHUV9
)($785(6
1RWUHFKDUJHDEOH
$ONDOLQHEDWWHU\
,QGLYLGXDOEDJYRUXQLWSDFNY
%R[RIXQLWVYRU;XQLWVY
0DVWHUFDUWRQRIXQLWV
9RUXQLWVRIXQLWSDFN9
,QWHUQDWLRQDOVWDQGDUGV
9/5$0
9$$/5$0
)($785(6
:HDWKHUSURRI39&FDVH
(DV\WRLQVWDOO
:RUNVZLWKDOO9$&FRQWUROOHUV
,QGLYLGXDOWHUPLQDOVRQWHUPLQDOVWULS
63(&,),&$7,216
3URWHFWVDOOFRQWUROOHUPRGHOVZLWKXSWR
VWDWLRQVIURPHOHFWULFDOVXUJHV)RUPRGHOV
ZLWKWRVWDWLRQVLQVWDOONLWV2YHU
VWDWLRQVLQVWDOONLWV
3URWHFWVFRQWUROOHUIURPHOHFWULFDOVXUJHVRQ
9SRZHUVXSSO\OLQHV
3URWHFWVFRQWUROOHUIURPHOHFWULFDOVXUJHVRQ
9$&YDOYHRXWSXWOLQHVDQGPDVWHUYDOYH
SXPSVWDUWOLQH
02'(/
%$7$/9
%$7$/9
02'(/
/39.(
',0(16,216
/HQJWKFP
:LGWKFP
'HSWKFP
5DGLR,QWHUIDFH5HFHLYHU
IRU6,55DQG',$/2*
%$75(
&KDQHO5DGLR5HPRWH
&RQWURO7UDQVPLWWHU
$33/,&$7,216
95HFKDUJHDEOH%DWWHU\
7R PDLQWDLQ SURJUDP LQ +3 6,55 DQG
',$/2* FRQWUROOHUV LQ FDVH RI SRZHU
RXWDJH
$33/,&$7,216
7RPDQXDOO\VWDUWDVWDWLRQRUDSURJUDP
FKDQQHOUDGLRUHPRWH
FRQWUROWUDQVPLWWHUDQGUHFHLYHU
.H\6ZLWFKIRU'LDORJ
$33/,&$7,216
$OORZV D PDQXDO F\FOH VWDUW RQ 'LDORJ
FRQWUROOHU ZLWKRXW GLUHFW DFFHVV WR WKH
FRQWUROOHU$OORZV D FRDFK WR LUULJDWLRQ MXVW
EHIRUHWKHJDPHWKDQNVWRDVLPSOHVZLWFK
IRUDUWL¿FLDOJUDVV6SRUWV¿HOGIRUH[DPSOH
)($785(6
95HFKDUJHDEOHEDWWHU\
1L0+WHFKQRORJ\
1RPHPRU\HIIHFW
5HFKDUJHDEOH!WLPHV
,QGLYLGXDOSDFNDJLQJEOLVWHU
%R[RIXQLWV
0DVWHUFDUWRQRIXQLWV
,QWHUQDWLRQDOVWDQGDUG,(&)
02'(/
%$75(
)($785(6
1RUPDOO\RSHQHGZLWKGU\FRQWDFW
SRVLWLRQV,
2SHUDWHVLQVWDQWDQHRXVO\
:DOOPRXQWHGNH\VZLWFK
&RPSOHWHO\ZDWHUSURRI,3
02'(/
0&RPELQDWLRQ
%$77(5<32:(5('
&21752//(56
$1'$&&(6625,(6
%$77(5<32:(5('&21752//(56
Z Z Z U D L Q E L U G H X
%$77(5<32:(5('&21752//(56(/(&7,21*8,'(
02'(/6
$33/,&$7,216
5HVLGHQWLDO
0XQLFLSDOWXUIDUHDV
/DUJHWXUIDUHDV
$WKOHWLF¿HOGV
)($785(6
(OHFWURPHFKDQLFDO
+\EULG
6ROLG6WDWH
%DWWHU\SRZHUHG
,QGRRUORFDWLRQ
2XWGRRUORFDWLRQ
&DQEHLQVWDOOHGLQDYDOYHER[
63(&,),&$7,216
6WDWLRQV
3URJUDPV
6WDWLRQUXQWLPHLQKRXUVXSWR
1XPEHURIVWDUWVSHUGD\SHUSURJUDP
:DWHU%XGJHW
0DQXDO212))
5DLQ'HOD\
6LPXOWDQHRXVPXOWLVWDWLRQRSHUDWLRQ
2YHUODSSLQJSURJUDPV
/&'GLVSOD\
352*5$00,1*6&+('8/(6
'D\RIZHHN
(YHU\RUGD\V
(YHU\GD\V
GD\YDULDEOHF\FOH
2GGHYHQF\FOH
GD\FDOHQGDU
7HVWSURJUDP
3UHSURJUDPPHGF\FOHV
3UHSURJUDPPHGUXQWLPHV
'HIDXOWSURJUDPDIWHUSRZHURXWDJH
6WDWLRQYDOYHFDSDFLW\
&(175$/&21752/&203$7,%,/,7<
&HQWUDO&RQWURO&RPSDWLELOLW\
&$%,1(7
3ODVWLFRXWGRRU
,3
6WDLQOHVV6WHHOSHGHVWDORSWLRQ
$&&(6625,(6
5$,1&+(&.6KXWRII'HYLFH
56'%([5DLQ6HQVRU
3UHDVVHPEOHGNLWZLWK-79YDOYH
70.LW :3
:7$ :7' (DV\5DLQ-79
K
7%2670
:3
%$77(5<32:(5('&21752//(56
:7$
)DXFHWDWWDFKHG&RQWUROOHU
$33/,&$7,216
7KLV IDXFHWDWWDFKHG FRQWUROOHU LV XVHG WR
DXWRPDWHORZYROXPHLUULJDWLRQV\VWHPV
)($785(6
)URQWSDQHOGLDOVDQGNQRESURYLGHDWD
JODQFHUHYLHZRIWKHSURJUDPVHWWLQJ
3RZHU[9´$$´DONDOLQHEDWWHULHV
´IHPDOHWKUHDGHGLQOHW%63
´PDOHWKUHDGHGRXWOHW%63ZLWKTXLFN
FOLFNFRQQHFWRU
02'(/
:7$
$&&(6625,(6
9EDWWHU\
63(&,),&$7,216
:DWHUVHYHU\RUKRXUVRUHYHU\
RUGD\VZLWKSRVVLELOLW\WRVHW¿UVWGD\IRU
F\FOHZDWHULQJ
'XUDWLRQRIZDWHULQJWLPHVHFV
PQRUKRXUV
0DQXDOEXWWRQIRULPPHGLDWHZDWHULQJ
0DQXDO VWDUW RI SURJUDPPHG ZDWHULQJ
GXUDWLRQ
/RZEDWWHU\LQGLFDWRU
)ODVKLQJOLJKWLQGLFDWHVLPSURSHUO\VHWGLDOV
1XPEHURIVWDWLRQV
0LQLPXPÀRZOK
2SHUDWLQJSUHVVXUHWREDUV
:7'
)DXFHWDWWDFKHG&RQWUROOHU
$33/,&$7,21
7KLV IDXFHWDWWDFKHG FRQWUROOHU LV XVHG WR
DXWRPDWHORZYROXPHLUULJDWLRQV\VWHPV
)($785(6
(OHFWURQLF WLPHU ZLWK /&' DQG IXQFWLRQ
NH\V
3URJUDPVGLVSOD\HGRQWKH/&'
3RZHU[9´$$´DONDOLQHEDWWHULHV
´IHPDOHWKUHDGHGLQOHW%63
´PDOHWKUHDGHGRXWOHW%63ZLWKTXLFN
FOLFNFRQQHFWRU
02'(/
:7'
$&&(6625,(6
9EDWWHU\
63(&,),&$7,216
&KRLFHRISURJUDPVHYHU\GD\HYHU\RWKHU
GD\HYHU\GD\VRUGD\SHUZHHN
RUFXVWRPL]HGZHHNO\ZDWHULQJ
8SWRVWDUWWLPHVSHUGD\
'XUDWLRQRIZDWHULQJWLPHPQWRK
0DQXDONH\IRULPPHGLDWHZDWHULQJ212))
0DQXDO VWDUW RI SURJUDPPHG ZDWHULQJ
GXUDWLRQ
/RZEDWWHU\GLVSOD\
1XPEHURIVWDWLRQV
0LQLPXPÀRZOK
2SHUDWLQJSUHVVXUHWREDU
Z Z Z U D L Q E L U G H X
%$77(5<32:(5('&21752//(56
($6<5$,1-79.,7
%DWWHU\3RZHUHG&RQWUROOHU7KH6LPSOHVW6LQJOHVWDWLRQ&RQWUROOHU
$33/,&$7,216
7KH($6<5$,1FRQWUROOHULVDSURIHVVLRQDO
GHYLFH GHVLJQHG WR DXWRPDWH LUULJDWLRQ RQ
VLWHVZKHUHQRHOHFWULFDOSRZHULVDYDLODEOH
DQG ZKHUH VLPSOH ZDWHULQJ SURJUDPV DUH
VXI¿FLHQW (DV\ UDLQ FRQVLVWV RI D FRQWURO
PRGXOH ZLWK D IDFWRU\ SUHZLUHG ODWFKLQJ
VROHQRLGDQGD5DLQ%LUG-79YDOYH7KH
XVHULQVWDOOVD9EDWWHU\VHOHFWVWKH¿UVW
VWDUWWLPHVHWVWKHFDOHQGDUF\FOHDQGWKHQ
VHWVWKHUXQWLPH
)($785(6
3UHDVVHPEOHGNLWIRUDIDVWHULQVWDOODWLRQ
3RZHUHG E\ D KLJK TXDOLW\ 9 DONDOLQH
EDWWHU\ VXFK DV 9DUWD W\SH $0
LQWHUQDWLRQDOVWDQGDUGRU/5(XURSHDQ
VWDQGDUG%DWWHU\QRWLQFOXGHG
(DV\ WR SURJUDP MXVW RQH SURJUDPPLQJ
GLDO
8VHUIULHQGO\212))PRGH
+DQG\ ©&\FOH ,QGLFDWRUª UHPLQGV \RX RI
WKH FDOHQGDUF\FOH VHOHFWHG LQ WKH
FRQWUROOHU¶VSURJUDP
63(&,),&$7,216
6HH-79SDJHIRUYDOYHVSHFL¿FDWLRQV
8VHUVHOHFWV¿UVWVWDUWWLPHLPPHGLDWHRU
KRXUV DIWHU EDWWHU\
LQVWDOODWLRQ
&KRLFHRIVFKHGXOHVF\FOHV
ZDWHULQJK
ZDWHULQJVK
ZDWHULQJK
ZDWHULQJVK
ZDWHULQJK
ZDWHULQJVK
&KRLFHRIUXQWLPHV
PLQXWHV
6RDNWLPHEHWZHHQF\FOHVLQPXOWLF\FOH
FRQ¿JXUDWLRQVKRXUV
'HIDXOWSURJUDPLIQRF\FOHLVYDOLGDWHG
ZDWHULQJGDLO\ZLWKWKHSURJUDPPHGUXQWLPH
VWDUWLQJKRXUVDIWHUWKHEDWWHU\LVLQVWDOOHG
9DOYHFDSDFLW\
0DQXDO212))
',0(16,216
+HLJKWFP
:LGWKFP
'HSWKFP
02'(/
(DV\5DLQ-79.LW
62/(12,')($785(6
/DWFKLQJW\SHVROHQRLG
6ROHQRLGIDFWRU\ZLUHGWRPRGXOH
%XLOWLQ¿OWHU
&RPSDWLEOHRQO\ZLWK5DLQ%LUGYDOYHV-79
'93*$3(%DQG%3(6HULHV
0D[LPXPRSHUDWLQJSUHVVXUHEDU
(DV\WRSURJUDP
MXVWRQHSURJUDPPLQJGLDO
%$77(5<32:(5('&21752//(56
:36(5,(6:3
6LQJOHVWDWLRQ%DWWHU\3RZHUHG&RQWUROOHU7KH&RPSDFWDQG3RZHUIXO
VLQJOHVWDWLRQ&RQWUROOHU
$33/,&$7,216
7KH:3LVDSURIHVVLRQDODQGSRZHUIXO
VWDWLRQ FRQWUROOHU HVSHFLDOO\ GHVLJQHG WR
DXWRPDWH LUULJDWLRQ RQ VLWHV ZKHUH QR
HOHFWULFDOSRZHULVDYDLODEOH,WVFRPSOHWHO\
ZDWHUSURRI GHVLJQ HQVXUHV WKDW LW FDQ EH
LQVWDOOHGGLUHFWO\LQDYDOYHER[DQGUHVLVWWR
KXPLGDQGKDUGHQYLURQPHQWV
)($785(6
6ROLGVWDWHFRQWUROOHU
%DWWHU\SRZHUHGFRQWUROOHURSHUDWHVZLWK
D KLJK TXDOLW\ 9$ONDOLQH EDWWHU\ 7\SH
9DUWDHWF%DWWHU\QRWLQFOXGHG
5DWHG,3ZDWHUSURRIDQGIXOO\
VXEPHUVLEOH
&DQHDVLO\FOLSRQWRD5DLQ%LUGODWFKLQJ
VROHQRLG
$YDLODEOH DV SUHDVVHPEOHG NLW IRU IDVWHU
LQVWDOODWLRQ
$ODUJH/&'GLVSOD\LVHDV\WRUHDGZLWK
HDV\ WR XQGHUVWDQG SURJUDPPLQJ
LFRQV
%DWWHU\YROWDJHOHYHOLFRQ
(UJRQRPLF NH\ NH\SDG IRU VLPSOH DQG
LQWXLWLYHSURJUDPPLQJ
0DQXDO VWDUW ZLWK DGMXVWDEOH FRXQWHG
GRZQUXQWLPH
ZLUH $FWLYH 5DLQ 6HQVRU LQSXW
LPPHGLDWHO\VWRSVZDWHULQJLILWUDLQV
3URJUDPPDEOH 5DLQ 'HOD\ IXQFWLRQ
HQDEOHV V\VWHP WR VWD\ RII XS WR GD\V
:DWHU %XGJHW IXQFWLRQ DGMXVWV ZDWHULQJ
WLPHIURPWR
2SHUDWHV ZLWK 5DLQ %LUG ODWFKLQJ W\SH
VROHQRLGXVHGLQWKH7%26V\VWHP
63(&,),&$7,216
VWDUWWLPHVSHUGD\
3URJUDPPLQJ6FKHGXOHV
GD\ZHHNO\
(YHQGD\GDWH
2GGGD\GDWHZLWKRUZLWKRXWRQWKHVW
&\FOLFXSWRGD\V
1XPEHURIVWDWLRQV
6WDWLRQWLPLQJIURPPLQXWHWRKRXUV
LQPLQXWHLQFUHPHQWV
2SHUDWLQJWHPSHUDWXUHWR&
0D[LPXPRSHUDWLQJSUHVVXUHEDU
6HH-79SDJHIRUYDOYHVSHFL¿FDWLRQV
(/(&75,&$/63(&,),&$7,216
2SHUDWHVZLWK9DONDOLQHEDWWHU\
&RPSDWLEOH ZLWK DOO 5DLQ %LUG YDOYHV
HTXLSSHG ZLWK D 5DLQ %LUG ODWFKLQJ
VROHQRLG
0D[LPXPGLVWDQFHEHWZHHQWKHFRQWUROOHU
DQG D ODWFKLQJ VROHQRLG XVLQJ ZLUH VL]HG
PPP
&DQEHFRQQHFWHGGLUHFWO\WRWKH56'%([
5DLQ6HQVRU
$ODUJH/&'GLVSOD\LVHDV\WRUHDGZLWK
HDV\WRXQGHUVWDQGSURJUDPPLQJLFRQV
',0(16,21
+HLJKWFP
:LGWKFP
'HSWKFP
02'(/
:3VLQJOHVWDWLRQ9FRQWUROOHU
:3-79 .LW ZLWK ODWFKLQJ VROHQRLG
-79
:3-79.LW
56'%([5DLQ6HQVRU
Z Z Z U D L Q E L U G H X
%$77(5<32:(5('&21752//(56
:36(5,(6:3:3:3:3
(OHFWURQLF%DWWHU\3RZHUHG&RQWUROOHU0XOWLVWDWLRQ%DWWHU\RSHUDWHG/LQH
$33/,&$7,216
7KH:3FRQWUROOHULVGHVLJQHGWRDXWRPDWH
LUULJDWLRQRQVLWHVZKHUHQRHOHFWULFDOSRZHU
LV DYDLODEOH ,WV FRPSDFW VL]H DQG LWV
ZDWHUSURRIGHVLJQHQDEOHLWWREHPRXQWHG
RXWGRRUVDVZHOODVLQGRRUVRUGLUHFWO\LQD
YDOYHER[,QWXLWLYHXVHUIULHQGO\SURJUDPPLQJ
DQGLWVQXPHURXVIXQFWLRQVPDNHLWLGHDOIRU
SULYDWHJDUGHQVDQGPXQLFLSDOWXUIDUHDV
)($785(6
6ROLGVWDWHFRQWUROOHU
%DWWHU\SRZHUHG RSHUDWHV ZLWK WRS
JUDGH9DONDOLQHEDWWHULHVVXFKDV9DUWD
W\SH $0 LQWHUQDWLRQDO VWDQGDUG RU
/5,(XURSHDQVWDQGDUG%DWWHULHVQRW
LQFOXGHG
5DWHG,3ZDWHUSURRIDQGIXOO\
VXEPHUVLEOH
2XWGRRULQGRRUZDOOPRXQWRUGLUHFWO\LQD
YDOYHER[
&RPSDFWVL]H
/DUJH /&' GLVSOD\ ZLWK HDV\WR
XQGHUVWDQGSURJUDPPLQJLFRQV
/&'GLVSOD\VV\PEROLIEDWWHULHVPXVWEH
UHSODFHG
(UJRQRPLFWRXFKNH\SDG
:DWHU %XGJHW IXQFWLRQ DGMXVWV ZDWHULQJ
WLPHIURPWRLQLQFUHPHQWVIRU
ERWKSURJUDPV
7HVW IXQFWLRQ PQ DOO SURJUDPPHG
VWDWLRQVIRUV\VWHPRSHUDWLRQDOWHVWLQJ
0DQXDOVWDWLRQRUF\FOHVWDUWFDSDFLW\
ZLUH $FWLYH 5DLQ 6HQVRU LQSXW
LPPHGLDWHO\VWRSVZDWHULQJLILWUDLQV
3URJUDPPDEOH 5DLQ 'HOD\ IXQFWLRQ
HQDEOHVV\VWHPWRVWD\RIIIRUDVSHFL¿HG
SHULRG WR GD\V ZLWK DQ DXWR
UHVWDUW
2SHUDWHV ZLWK 5DLQ %LUG ODWFKLQJ W\SH
VROHQRLGVXVHGLQWKH7%2670V\VWHP
(/(&75,&$/63(&,),&$7,216
63(&,),&$7,216
1XPEHU RI SURJUDPV FRPSOHWHO\
LQGHSHQGHQW
8SWRVWDUWWLPHVSHUSURJUDPSHUGD\
3URJUDPPLQJVFKHGXOHGD\ZHHNO\
1XPEHURIVWDWLRQVRU
6WDWLRQ WLPLQJ PLQXWH WR KRXUV LQ
PLQXWHLQFUHPHQWV
2SHUDWLQJWHPSHUDWXUHWR&
2SHUDWHVZLWK9DONDOLQHEDWWHULHV
&RPSDWLEOHZLWKDOO5DLQ%LUGYDOYHVHTXLSSHG
ZLWKD5DLQ%LUGODWFKLQJVROHQRLG
6WDWLRQ FDSDFLW\ 5DLQ %LUG ODWFKLQJ
VROHQRLGSHUVWDWLRQSOXVDODWFKLQJVROHQRLG
HTXLSSHGPDVWHUYDOYH
0D[LPXP GLVWDQFH EHWZHHQ WKH FRQWUROOHU
DQG D ODWFKLQJ VROHQRLG XVLQJ ZLUH VL]HG
PPP
&DQEHFRQQHFWHGGLUHFWO\WRWKH56'%([
5DLQ6HQVRU
',0(16,216
+HLJKWFP
:LGWKFP
'HSWKPP
02'(/6
:3VWDWLRQV
:3VWDWLRQV
:3VWDWLRQV
:3VWDWLRQV
56'%([5DLQ6HQVRU
%$77(5<32:(5('&21752//(56
7%265$1*(&216,6762)',67,1&76<67(06
7KHVHV\VWHPVSURYLGHGLIIHUHQWWUDQVPLVVLRQPRGHV1R3RZHU1R3UREOHP
7%26
,QIUDUHG7UDQVPLVVLRQ
7KH ILHOG WUDQVPLWWHUFRQWURO PRGXOH
FRPELQDWLRQ ZRUNV OLNH D FRQYHQWLRQDO
FRQWUROOHUVXFKDVWKH6,55RU',$/2*
6HULHV <RX SURJUDP WKH EDWWHU\SRZHUHG
¿HOGWUDQVPLWWHUMXVWDV\RXZRXOGDQ\RWKHU
5DLQ%LUGFRQWUROOHU7KHQ\RXWUDQVPLWWKH
SURJUDPE\LQIUDUHGFRQQHFWLRQWRWKHFRQWURO
PRGXOHV7KHFRQWUROPRGXOHVFDUU\RXWWKH
SURJUDPE\DFWLYDWLQJWKH7%26ODWFKLQJ
VROHQRLGPRXQWHGRQHDFK5DLQ%LUGYDOYH
7%265$',2
,QIUDUHGDQGUDGLRWUDQVPLVVLRQ
7KHFRQFHSWLVWKHVDPHDVWKHFRQYHQWLRQDO
7%26V\VWHP7KHRQO\GLIIHUHQFHLVWKDW
SURJUDPWUDQVPLVVLRQLVHLWKHUE\LQIUDUHGRU
UDGLR$5$',2,QWHUIDFHXQLWLVPRXQWHG
RQDQH[LVWLQJ7%26FRQWUROPRGXOHDQG
SURJUDPWUDQVPLVVLRQLVFDUULHGRXWZLWKD
7%26 5$',2 )LHOG 7UDQVPLWWHU 7KLV
UDGLR YHUVLRQ ZDV GHYHORSHG DV DQ DQWL
YDQGDO V\VWHP WR SUHYHQW YDQGDOV IURP
¿QGLQJRXWWKHORFDWLRQRIWKHFRQWUROPRGXOHV
RU YDOYHV <RX FDQ WUDQVPLW RU PRQLWRU
LUULJDWLRQSURJUDPVZLWKRXWRSHQLQJWKHYDOYHER[
7%260$1$*(5,,
5DGLRWUDQVPLVVLRQDQGFHQWUDOL]HG
SURJUDPPLQJ
$OORZV\RXWRWUDQVPLWWKHSURJUDPVHQWHUHG
LQWR WKH FRPSXWHU WR WKH 7%26 )LHOG
7UDQVPLWWHU7KHWUDQVPLWWHULVWKHQXVHGRQ
WKHVLWHWRWUDQVPLWWKHSURJUDPLQIRUPDWLRQ
WR HDFK EDWWHU\SRZHUHG 7%26 FRQWURO
PRGXOH
Z Z Z U D L Q E L U G H X
%$77(5<32:(5('&21752//(56
7%267081,9(56$/),(/'75$160,77(5
2QHPRGHOGRHVLWDOO
$33/,&$7,216
7KLV ¿HOG WUDQVPLWWHU FDQ EH XVHG ZLWK DOO
7%26 V\VWHPV 7%26 &RQWURO 0RGXOH
7%265DGLR7%260$1$*(5,,,WFDQ
FRQWURODOOW\SHVRI7%26&RQWURO0RGXOHV
VWDWLRQROGDQGFXUUHQWPRGXOHV
<RX FDQ WUDQVPLW SURJUDPV YLD LQIUDUHG
FRQQHFWLRQRUE\UDGLR,QIUDUHGWUDQVPLVVLRQ
DOVRVHUYHVDVDEDFNXSLQFDVHLWEHFRPHV
QHFHVVDU\ EHFDXVH RI GHDG EDWWHULHV LQ D
5DGLR,QWHUIDFH
)($785(6
8QLYHUVDO)LHOG7UDQVPLWWHU
,QIUDUHG 7UDQVPLVVLRQ WR 7%26
&RQWURO0RGXOHV
<RXSURJUDPWKH8QLYHUVDO)LHOG7UDQVPLWWHU
MXVW DV \RX ZRXOG DQ\ RWKHU 5DLQ %LUG
FRQWUROOHUV7KHQ\RXWUDQVPLWWKHSURJUDP
YLDLQIUDUHGFRQQHFWLRQWR7%26FRQWURO
PRGXOHV
5DGLR7UDQVPLVVLRQWR7%26&RQWURO
0RGXOHV
<RXSURJUDPWKH8QLYHUVDO)LHOG7UDQVPLWWHU
MXVW DV \RX ZRXOG DQ\ RWKHU 5DLQ %LUG
FRQWUROOHUV7KHQWKHRQO\GLIIHUHQFHLVWKDW
\RX WUDQVPLW WKH SURJUDP YLD 5DGLR WR
7%26 FRQWURO PRGXOHV WKDQNV WR D
5DGLR ,QWHUIDFH XQLW PRXQWHG RQ HDFK
H[LVWLQJ7%26FRQWUROPRGXOH
3&$VVLVWHG 3URJUDPPLQJ DQG 5DGLR
7UDQVPLVVLRQ
$OORZV\RXWRWUDQVPLWSURJUDPVHQWHUHG
LQWR D FRPSXWHU WR WKH 8QLYHUVDO )LHOG
7UDQVPLWWHU7KHWUDQVPLWWHULVWKHQXVHG
RQWKHVLWHWRWUDQVPLWSURJUDPVWRHDFK
7%26FRQWUROPRGXOH
$OVRDYDLODEOHLQLQIUDUHGYHUVLRQRQO\
(UJRQRPLFDQGFRPSDFWGHVLJQ
:DWHUUHVLVWDQWNH\NH\SDG
³%HHS´ VRXQG FRQILUPV NH\ KDV EHHQ
SUHVVHG
6FDQIHDWXUHDOORZV\RXWRFROOHFWDQGOLVW
DOO UDGLR PRGXOH LGHQWL¿FDWLRQ QXPEHUV
ZLWKLQDPUDGLRUDQJH
5HPRYDEOHRSWLFDOFRQQHFWRUFRUG
/DUJH/&'VFUHHQZLWKHDV\WRXQGHUVWDQG
IXQFWLRQLFRQV
/&' GLVSOD\V EDWWHU\ VWDWXV RI UDGLR
PRGXOH 7%26 PRGXOH DQG ILHOG
WUDQVPLWWHU
(QHUJ\ VDYLQJ /&' DXWRPDWLFDOO\ JRHV
EODQN DIWHU PLQXWH LI QR NH\V DUH
SUHVVHG
QXPEHU FRQILGHQWLDO FRGH SUHYHQWV
XQDXWKRUL]HGUDGLRWUDQVPLVVLRQ
63(&,),&$7,216
5DGLR7UDQVPLVVLRQUDQJHPLQRSHQ
WHUUDLQ ZLWK QR HOHFWULFDO LQWHUIHUHQFH RU
QDWXUDOVWUXFWXUDOREVWUXFWLRQV7KHUDQJH
PD\ YDU\ GHSHQGLQJ RQ VLWH RU ZHDWKHU
FRQGLWLRQV
&LUFXODUPHQX
LQGHSHQGHQWSURJUDPV$%DQG&
8SWRVWDUWWLPHVSHUGD\SHUSURJUDP
6WDWLRQWLPLQJPLQXWHWRKRXUVLQ
PLQXWHLQFUHPHQWV
3URJUDPPLQJVFKHGXOHGD\FDOHQGDU
0RGXOH SURJUDPV FDQ EH GLVSOD\HG DQG
PRGL¿HG
)LHOG7UDQVPLWWHUFDQSURJUDPDQXQOLPLWHG
QXPEHURI7%26&RQWURO0RGXOHV
0DQXDOVLQJOHVWDWLRQRUF\FOHVWDUWDIWHUD
VHFRQGLQWHUYDO
0DQXDO IXQFWLRQV RYHUULGH DOO RWKHU
IXQFWLRQV
212))PRGH
2SHUDWLQJWHPSHUDWXUHWR&
2SHUDWHVZLWKRQO\RQHKLJKTXDOLW\EUDQG
9DUWD RU HTXLYDOHQW 9 DONDOLQH EDWWHU\
W\SH $0 LQWHUQDWLRQDO VWDQGDUG RU
/5 (XURSHDQ VWDQGDUG %DWWHU\ QRW
LQFOXGHG
',0(16,216
+HLJKWFP
:LGWKFP
'HSWKFP
02'(/
7%268QLYHUVDO)LHOG7UDQVPLWWHU
7%26,QIUDUHG)LHOG7UDQVPLWWHU
%$77(5<32:(5('&21752//(56
7%26&21752/02'8/(
$33/,&$7,216
7KH7%26&RQWURO0RGXOHLQFRQMXQFWLRQ
ZLWKWKH7%26/DWFKLQJ6ROHQRLGSHUPLWV
DXWRPDWLF LUULJDWLRQ RQ VLWHV ZLWKRXW DQ
HOHFWULFDOSRZHUVRXUFH,WLVLGHDOIRUDZLGH
UDQJH RI WXUI DSSOLFDWLRQV URXQGDERXWV
LVRODWHG JDUGHQV URDG RU IUHHZD\
ODQGVFDSLQJ ORZ YROXPH LUULJDWLRQ
JUHHQKRXVHVPDVWHUYDOYHVHWF
)($785(6
8VHGWRRSHQDQGFORVHYDOYHVHTXLSSHG
ZLWKD7%26/DWFKLQJ6ROHQRLG
2SHUDWHV ZLWK RQO\ RQH KLJK TXDOLW\ 9
DONDOLQHEDWWHU\9DUWDRUHTXLYDOHQWW\SH
$0 LQWHUQDWLRQDO VWDQGDUG RU /5
(XURSHDQ VWDQGDUG %DWWHU\ QRW
LQFOXGHG
5DWHG,36WXUG\FRPSOHWHO\ZDWHUSURRI
FDVH
6HDOHGZDWHUSURRIEDWWHU\FRPSDUWPHQW
([WHUQDO HQFDSVXODWHG LQIUDUHG
FRQQHFWRU
PRXQWLQJVORWV
%DFNXS V\VWHP PDLQWDLQV SURJUDP IRU PLQXWHVGXULQJEDWWHU\UHSODFHPHQW
212))VZLWFKIRUWKHXQGHUJURXQG5DLQ
6KXWRII 'HYLFH FDQ EH PRXQWHG RQ WKH
&RQWURO0RGXOH
'LUHFW5DLQ6HQVRUFRQQHFWLRQ1R7%26
5DLQ6HQVRU,QWHUIDFHQHHGHGWRFRQQHFW
DVHQVRU
$FWLYH 5DLQ 6HQVRU LPPHGLDWHO\ VWRSV
ZDWHULQJLILWUDLQV
63(&,),&$7,216
7%26 )LHOG 7UDQVPLWWHU UHTXLUHG IRU
SURJUDPPLQJ
7KUHHSURJUDPV$%&
6HTXHQWLDO VWDWLRQ RSHUDWLRQ ZLWKLQ D
SURJUDP 0D[LPXP ZLUH UXQ EHWZHHQ
PRGXOHDQG7%26VROHQRLGLVPXVLQJ
PPZLUH
',0(16,216
+HLJKWFP
:LGWKFP
'HSWKFP
02'(/6
VWDWLRQ7%26&RQWURO0RGXOH
VWDWLRQ7%26&RQWURO0RGXOH
VWDWLRQ7%26&RQWURO0RGXOH
VWDWLRQ7%26&RQWURO0RGXOH
$&&(6625,(6
7%26/DWFKLQJ6ROHQRLG
7%265HPRWH&RQWURO5HOD\
7%268QGHUJURXQG6KXWRII
56'%([5DLQ6HQVRU
%$7$/9$ONDOLQH%DWWHU\
9EDWWHU\
56'%([5DLQ6HQVRU
Z Z Z U D L Q E L U G H X
%$77(5<32:(5('&21752//(56
7%265$',2,17(5)$&(
$33/,&$7,216
',0(16,216
7KH7%265$',2,QWHUIDFHLVXVHGZLWK
7%26 8QLYHUVDO )LHOG 7UDQVPLWWHU WR
WUDQVPLW D SURJUDP WR D 7%26 &RQWURO
0RGXOH E\ UDGLR 5DGLR WUDQVPLVVLRQ LV
SRVVLEOH HYHQ LI WKH 7%26 5$',2
,QWHUIDFHLVLQDYDOYHER[,WLVQRWQHFHVVDU\
WRRSHQWKHYDOYHER[
+HLJKWFP
:LGWKFP
'HSWKFP
02'(/
7%265$',2,QWHUIDFH
)($785(6
2SHUDWHV ZLWK RQO\ RQH WRSJUDGH 9
DONDOLQH EDWWHU\ 9DUWD W\SH $0
LQWHUQDWLRQDOVWDQGDUGRU/5(XURSHDQ
VWDQGDUG%DWWHU\QRWLQFOXGHG
+HDY\GXW\ZDWHUSURRISODVWLFFDVH
:DWHUSURRIEDWWHU\FRPSDUWPHQWWKDQNVWR
DVFUHZRQFDSHTXLSSHGZLWKGXDOVHDO
([WHUQDO HQFDSVXODWHG RSWLFDO FRQQHFWRU
IRU FRPPXQLFDWLRQ ZLWK WKH FRQWURO
PRGXOH
6HPLULJLGDQWHQQDIRUUDGLRWUDQVPLVVLRQ
QXPEHULGHQWL¿FDWLRQFRGH
7KH5DGLR,QWHUIDFHLVHDV\WRPRXQWRQ
WKH&RQWURO0RGXOH$QHODVWLFEDQGKROGV
LWLQSODFH1RWRROVUHTXLUHG
'RQRWH[SRVHWRWHPSHUDWXUHVRYHU&
9EDWWHU\
9505$',202'8/(
$33/,&$7,216
',0(16,216
7KLVVWDWLRQ5DGLR0RGXOHEHORQJVWRWKH
7%26 6HULHV ,W LV XVHG IRU DXWRPDWLF
LUULJDWLRQRIDVPDOOVLWHZKHUHQR9$&
SRZHULVDYDLODEOH
:LGWKFP
+HLJKWFP
'HSWKFP
1RWH$QWHQQDDGGVFPWRKHLJKW
)($785(6
02'(/
&RPSDFW PRGXOH ZLWK EXLOWLQ DVVHPEO\
LQFOXGLQJ
$VWDWLRQ7%26&RQWURO0RGXOH
$7%265DGLRLQWHUIDFH
$7%26ODWFKLQJVROHQRLG
7KHVROHQRLGLVVFUHZHGRQWRWKHYDOYH7KH
PRGXOHLVWKHQVQDSSHGRQWRWKHVROHQRLG
:DWHUSURRI
&RPSDWLEOHZLWK5DLQ%LUG-79'93*$
3(%%3(66HULHVYDOYHV
9505$',202'8/(6WDWLRQ
63(&,),&$7,216
7%26 8QLYHUVDO )LHOG 7UDQVPLWWHU
UHTXLUHGIRUSURJUDPPLQJ
3URJUDPPDEOHGLJLWLGHQWL¿FDWLRQFRGH
0D[LPXPRSHUDWLQJSUHVVXUHEDU
'RQRWH[SRVHXQLWWRWHPSHUDWXUHVRYHU
&
(DFK950RSHUDWHVZLWKWRSTXDOLW\
9 DONDOLQH EDWWHULHV 9DUWD W\SH $0
LQWHUQDWLRQDOVWDQGDUGRU/5(XURSHDQ
VWDQGDUG%DWWHU\OLIH\HDU%DWWHULHVQRW
LQFOXGHG
9EDWWHU\
%$77(5<32:(5('&21752//(5$&&(6625,(6
9'2&
%DWWHU\SRZHUHG&RQWUROOHUV7HVW'HYLFH4XLFNO\7HVWDQG7URXEOHVKRRW9&RQWUROOHUV
$33/,&$7,216
9'2&LVDEDWWHU\SRZHUHGFRQWUROOHUVWHVW
GHYLFH,WDOORZV\RXWRTXLFNO\WURXEOHVKRRW
DQLUULJDWLRQV\VWHPXVLQJEDWWHU\SRZHUHG
FRQWUROOHUV9'2&FDQEHXVHGWRSHUIRUP
WHVWVRQYDOYHVODWFKLQJVROHQRLGVFRQWUROOHU
VWDWLRQVWUDQVPLVVLRQLQIUDUHGRUUDGLRDQG
FRQWUROOHUVWKHPVHOYHV
)($785(6
&RPSDWLEOH ZLWK DOO 5DLQ %LUG EDWWHU\
SRZHUHGFRQWUROOHUV7%26:36HULHV
7KH9'2&FDQEHXVHGWRSHUIRUPWKH
IROORZLQJVWHVWV
3URJUDP 7HVW 'HYLFH ZLOO FKHFN LI
FRQWUROOHULV21LIHDFKYDOYHKDVDVWDUW
WLPHUXQWLPHDQGDZDWHULQJGD\LI:DWHU
%XGJHWLVGLIIHUHQWIURPLIEDWWHU\KDV
HQRXJKHQHUJ\
9DOYH7HVW(DFKYDOYHZLOOEHWHVWHGIRU
PLQXWHVWRFKHFNLIDOOYDOYHVQRUPDOO\
RSHQDQGFORVH
7UDQVPLVVLRQ7HVW'HYLFHZLOOFKHFNLI
UDGLRWUDQVPLVVLRQDQGLQIUDUHGWUDQVPLVVLRQ
ZRUNSURSHUO\
6ROHQRLG7HVW'HYLFHZLOOVHQG21DQG
2))SXOVHWRFKHFNLIDODWFKLQJVROHQRLG
ZRUNVSURSHUO\
%DWWHU\7HVW'HYLFHZLOOFKHFNEDWWHU\
OLIHOHYHODQGSRZHUFRQVXPSWLRQRIEDWWHU\
SRZHUHGFRQWUROOHUV
(/(&75,&$/63(&,),&$7,216
02'(/
2SHUDWHVZLWK9DONDOLQHEDWWHULHV
&RPSDWLEOHZLWK5DLQ%LUGEDWWHU\SRZHUHG
FRQWUROOHUVDQGODWFKLQJVROHQRLGV
9 '2& %DWWHU\SRZHUHG
&RQWUROOHU7HVW'HYLFH
',0(16,216
+HLJKWFP
:LGWKFP
'HSWKFP
7%26/$7&+,1*62/(12,'
)($785(6
02'(/
/ DWFKLQJ W\SH VROHQRLG WKH 7%26
&RQWURO0RGXOH DFWLYDWHVWKHVROHQRLG WR
RSHQDQGFORVHWKHYDOYH
)LOWHULQFOXGHG
7ZRPPZLUHVDUHVXSSOLHGFP
ORQJ
:RUNVRQO\ZLWK5DLQ%LUGYDOYHV-79'9
3*$3(%DQG%3(6HULHV
0D[LPXPRSHUDWLQJSUHVVXUHEDU
0DQXDORSHQLQJRI5DLQ%LUGYDOYHVZLWK
WXUQRIVROHQRLG
7%26/DWFKLQJ6ROHQRLG
Z Z Z U D L Q E L U G H X
%$77(5<32:(5('&21752//(5$&&(6625,(6
7%265(027(&21752/5(/$<
$33/,&$7,216
',0(16,216
7KLV7%26UHOD\LVGHVLJQHGWRDFWLYDWH
HOHFWULFDOGHYLFHVXVLQJD7%26&RQWURO
0RGXOH RU D :3 6HULHV EDWWHU\SRZHUHG
FRQWUROOHU
:LGWKFP
+HLJKWFP
'HSWKFP
02'(/
)($785(6
7%265HPRWH&RQWURO5HOD\
%LVWDEOHUHOD\
&RQWDFWUDWLQJ$9+]
5HOD\ LV FRQQHFWHG WR D VWDWLRQ RQ D
7%26&RQWURO0RGXOHRUD:36HULHV
FRQWUROOHU
5HOD\ LV VKLSSHG LQ D KHDY\GXW\ ZDWHU
UHVLVWDQWMXQFWLRQER[
(DV\WRLQVWDOO
7%2681'(5*5281'6+872))
$33/,&$7,216
)($785(6
7KH 7%26 8QGHUJURXQG 6KXWRII
DXWRPDWLFDOO\ RYHUULGHV D SURJUDPPHG
LUULJDWLRQ F\FOH WR SUHYHQW XQQHFHVVDU\
ZDWHULQJ RQ VLWHV HTXLSSHG ZLWK 7%26
&RQWURO0RGXOHV
&RQFHSWWKHVKXWRIIGHYLFHPHDVXUHVWKH
VRLOPRLVWXUHOHYHOLQWKHDUHDZKHUHLWLV
LQVWDOOHG,WSUHYHQWVLUULJDWLRQDVVRRQDV
WKHUHLVHQRXJKVRLOPRLVWXUHIRUSODQWV
7KH VKXWRII GHYLFH DOORZV SURJUDPPHG
LUULJDWLRQWRWDNHSODFHDVVRRQDVWKHVRLO
PRLVWXUHOHYHOIDOOVEHORZDIDFWRU\SUHVHW
OHYHO
6KLSSHG ZLWK 212)) VZLWFK IRU V\VWHP
VWDUWXSWHVW
212))VZLWFKLVPRXQWHGRQWKH&RQWURO
0RGXOH
63(&,),&$7,216
6KXWRII RSHUDWHV RQO\ LQ FRQMXQFWLRQ ZLWK
YDOYHVHTXLSSHGZLWKWKH7%26/DWFKLQJ
6ROHQRLG
0XVWEHLQVWDOOHGRXWVLGHWKH]RQHZDWHUHG
E\WKHLUULJDWLRQV\VWHP
02'(/
7%268QGHUJURXQG6KXWRII
56'%([
%$75(
5DLQ6HQVRU
95HFKDUJHDEOH%DWWHU\
$33/,&$7,216
7KH56'6HULHV5DLQ6HQVRULVDUDLQVHQVRU
GHYLFHVXLWDEOHIRUUHVLGHQWLDODQGFRPPHUFLDO
DSSOLFDWLRQV ,W VDYHV ZDWHU DQG H[WHQGV
LUULJDWLRQ V\VWHP OLIH E\ DXWRPDWLFDOO\
PHDVXULQJSUHFLSLWDWLRQDQGNHHSLQJLUULJDWLRQ
V\VWHPVIURPZDWHULQJLQUDLQ\FRQGLWLRQV
63(&,),&$7,216
)($785(6
:RUNV ZLWK DOO 9$& FRQWUROOHUV DQG
7%2670:3SURGXFWV
0XOWLSOHXVHUVHWUDLQIDOOVHWWLQJVIURPWR
PPDUHTXLFNDQGHDV\ZLWKMXVWWKHWZLVW
RIDGLDO
$GMXVWDEOH YHQW ULQJ KHOSV FRQWURO GU\LQJ
WLPH
+LJKJUDGH 89 UHVLVWDQW SRO\PHU ERG\
UHVLVWVWKHHOHPHQWV
5XJJHGDOXPLQXPEUDFNHWDQGDUPH[WHQG
DIXOOFP
PRI89UHVLVWDQWH[WHQVLRQZLUHRIIHU
DQ HDV\ FRQQHFWLRQ WR LUULJDWLRQ
FRQWUROOHUV
1RWUHFRPPHQGHGIRUXVHZLWKKLJKYROWDJH
FLUFXLWVRUGHYLFHV
6ZLWFKHOHFWULFDOUDWLQJ$#9$&
&DSDFLW\ (OHFWULFDO UDWLQJ VXLWDEOH IRU XVH
ZLWKXSWRWKUHH9$&9$VROHQRLGYDOYHV
SHUVWDWLRQSOXVRQHPDVWHUYDOYH
,QFOXGHV P FRQGXFWRU H[WHQVLRQ ZLUH
[PP
',0(16,216
/HQJWKFP
+HLJKWFP
02'(/
56'%([
$/.$/,1(%$77(5,(6
%$7$/±%$7$/
&21752/6<67(06
$1'$&&(6625,(6
&21752/6<67(06
Z Z Z U D L Q E L U G H X
&21752/6<67(06(/(&7,21*8,'(
02'(/6
7%2670
0$1$*(5,,
35,0$5<$33/,&$7,216
6LQJOH6LWH&HQWUDO&RQWURO
0XOWL6LWH&HQWUDO&RQWURO
96DWHOOLWH&RQWUROOHU6\VWHP
9&RQWUROOHU6\VWHP
7ZR:LUH'HFRGHU6\VWHP
)($785(6
&RPSXWHU3URJUDPPLQJ
&RPSXWHU0RQLWRULQJ
&RPSXWHU0DQXDO2SHUDWLRQ
,QWHUDFWLYH0DS,QWHUIDFH
(73URJUDPPLQJ
$XWRPDWLF(7$GMXVWPHQW
3URJUDPPLQJ'U\5XQ
)ORZ0DQDJHPHQW
9ROXPH0RQLWRULQJ
+LJK)ORZ6KXWRII
5DLQ6KXWRII
&\FOH6RDN
&20081,&$7,21
+DUGZLUHOLQN
,Q¿HOG5DGLRWUDQVPLVVLRQ
3KRQHOLQHOLQN
*60OLQN
&&0$1$*(5
7(/(0$1$*(5
0'&
6LWH&RQWURO
0D[LFRP
&RQVXOW5DLQ%LUGIRUPRUHLQIRUPDWLRQ
$ERXW&HQWUDO&RQWURO6\VWHPV
$QLUULJDWLRQFHQWUDOFRQWUROV\VWHPFDQEHGH¿QHGDVDFRPSXWHUV\VWHPWKDWHQDEOHVWKHSURJUDPPLQJPRQLWRULQJDQGRSHUDWLRQRIDQLUULJDWLRQ
V\VWHPIURPDFHQWUDOORFDWLRQ&HQWUDOFRQWUROV\VWHPVDUHGHVLJQHGWRDOORZDVLQJOHVLWHRUDVHWRIVLWHVWRFRQWURODOOWKHLULUULJDWLRQIURPRQH
FHQWUDOFRPSXWHU$FHQWUDOFRQWUROV\VWHPFDQPRQLWRUDQGDXWRPDWLFDOO\DGDSWV\VWHPRSHUDWLRQDQGLUULJDWLRQUXQWLPHVLQUHVSRQVHWRFRQGLWLRQV
LQWKHV\VWHPDQGVXUURXQGLQJDUHDZHDWKHUFKDQJHSLSHEUHDNVHWFDVZHOODVSDUDPHWHUVGH¿QHGE\WKHV\VWHPRSHUDWRU
5DLQ%LUG&HQWUDO&RQWURO
3&$VVLVWHG3URJUDPPLQJ
&HQWUDOL]HG3URJUDPPLQJ
5DLQ %LUG GHYHORSHG WKH RULJLQDO FRPSXWHU
EDVHGFHQWUDOFRQWUROV\VWHPLQWKH¶VDQG
WRGD\ KDV WKRXVDQGV RI V\VWHPV LQVWDOOHG
ZRUOGZLGH
2IIVLWH FRPSXWHU DVVLVWHG SURJUDPPLQJ
XVHVVRIWZDUHWRIDFLOLWDWHWKHSURJUDPPLQJ
RI VHYHUDO FRQWUROOHUV RU VLWHV +RZHYHU
WKHUHLVDGLIIHUHQFHFRPSDUHGZLWKFHQWUDO
FRQWURO,QWKLVFDVHLWLVQHFHVVDU\WRJRWR
WKHVLWHWRPDQXDOO\WUDQVIHUWKHSURJUDPGDWD
WR WKH FRQWUROOHUV 7KLV W\SH RI V\VWHP
WKHUHIRUH IDYRUV GLUHFW FRQWDFW ZLWK WKH
VLWH
$ FHQWUDO FRQWURO V\VWHP DOORZV FRQWUROOHU
SURJUDPPLQJIURPDVLQJOHFRPSXWHUORFDWLRQ
VDYLQJWKHWLPHDQGPRQH\XVXDOO\VSHQW
WUDYHOOLQJWRWKHFRQWUROOHUV3URJUDPFKDQJHV
WRPXOWLSOHFRQWUROOHUVDFURVVPXOWLSOHVLWHV
FDQ EH PDGH LQ MXVW PLQXWHV ,UULJDWLRQ
UXQWLPHVFDQDXWRPDWLFDOO\EHDGMXVWHGZLWK
WKH DGGLWLRQ RI D ZHDWKHU VWDWLRQ RU
VHQVRUV
96DWHOOLWH&RQWUROOHUV'HFRGHUV
DQG9&RQWUROOHUV
5DLQ%LUGRIIHUVDYDULHW\RIV\VWHPVWRPDWFK
WKH QHHGV RI WKH FXVWRPHU EXGJHW VLWH RU
DSSOLFDWLRQ 6HOHFW IURP V\VWHPV GHVLJQHG
VSHFL¿FDOO\IRUVLQJOHVLWHVPXOWLSOHVLWHVVPDOO
ODUJHRUVLWHVZLWKRXWSRZHU5DLQ%LUGFHQWUDO
FRQWURO V\VWHPV FDQ XWLOL]H 9 VDWHOOLWH
FRQWUROOHUVWZRZLUHGHFRGHUV9&RQWUROOHUV
RUDFRPELQDWLRQ
3&$66,67('352*5$00,1*
7%260$1$*(5,,
3URJUDPDOO\RXU7%26PRGXOHVIURPDFHQWUDOORFDWLRQ
$33/,&$7,216
7KLVVRIWZDUHLVGHVLJQHGWRDXWRPDWHDQG
FHQWUDOL]H LUULJDWLRQ RQ VLWHV ZKHUH QR$&
SRZHULVDYDLODEOH5$,1%,5'¶VPRVWUHFHQW
WRRO IRU ZDWHU PDQDJHPHQW DSSOLFDWLRQV LV
WKH 7%26 0DQDJHU ,, V\VWHP7%26
0DQDJHU ,, KDV D QHZ IORZ VXSHUYLVRU
IXQFWLRQ7%260DQDJHUFRQVLVWVRIWKH
IROORZLQJ FRPSRQHQWV VRIWZDUH WR EH
LQVWDOOHGRQD3&RSHUDWLQJLQD:LQGRZV
RU17HQYLURQPHQWDUDGLRWUDQVPLVVLRQ
GHYLFHFRQQHFWHGWRD3&VHULDOSRUWLQRUGHU
WRWUDQVPLWWKHSURJUDPVIURPWKH3&WRWKH
SRUWDEOH7%268QLYHUVDO)LHOG7UDQVPLWWHU
XVHG WR SURJUDP E\ UDGLR HDFK 7%26
&RQWURO 0RGXOH HTXLSSHG ZLWK D 5$',2
,QWHUIDFH7KHV\VWHPDOVRZRUNVZLWK950
5DGLR&RQWURO0RGXOHV
.(<6<67(0)($785(6
'DWDEDVHWRPDQDJH\RXUEDWWHU\SRZHUHG
FRQWUROPRGXOHV,WDOORZV\RXWRHQWHUDOO
WKHLQIRUPDWLRQ\RXQHHGWRNQRZDERXWWKH
]RQHV ZDWHUHG E\ WKH &RQWURO 0RGXOHV
PRGXOHYDOYHER[ORFDWLRQW\SHRILUULJDWLRQ
HTXLSPHQWVSULQNOHUVVSUD\KHDGVRUGULS
SODQW W\SH VRLO W\SH VXQQ\ RU VKDG\
H[SRVXUHHWF<RXVDYHZDWHUE\DGDSWLQJ
ZDWHU DSSOLFDWLRQV WR VSHFLILF VLWH
FRQGLWLRQV
&HQWUDO&RQWURO,UULJDWLRQ0DQDJHPHQWDQG
5DGLR 7UDQVPLVVLRQ 'HYLFH <RX HQWHU D
SURJUDPIRUHDFKFRQWUROPRGXOHLQWR\RXU
3&7KHSURJUDPVDUHVWRUHGLQWKH3&DQG
WUDQVPLWWHGWRWKH7%268QLYHUVDO)LHOG
7UDQVPLWWHU YLD D 5DGLR 7UDQVPLVVLRQ
'HYLFH7KHQ\RXJRWRWKHVLWHZLWKWKH)LHOG
7UDQVPLWWHUDQGWUDQVPLWWKHSURJUDPVE\
UDGLR WR WKH FRQWURO PRGXOHV <RX GR QRW
KDYH WR RSHQ YDOYH ER[HV 7KH ULVN RI
YDQGDOLVPLVUHGXFHG
)ORZ6XSHUYLVRU,UULJDWLRQV\VWHPPRQLWRULQJ
XVLQJRQHRUPRUHÀRZPHWHUVFRQQHFWHGWR
RQH RU PRUH 7%26 0DQDJHU ,, )ORZ
6XSHUYLVRUV PRXQWHG RQ RQH RU PRUH
YDOYHV7KH)ORZ6XSHUYLVRUPRQLWRUVVLWH
ÀRZFRQGLWLRQVDQGDXWRPDWLFDOO\UHDFWVLI
XVHUGHILQHG WKUHVKROGV DUH H[FHHGHG
OHDNDJHLQWKHSLSHQHWZRUNIRUH[DPSOH
$QDODUPLVJHQHUDWHGDQGVHQWWRWKH3&
YLDWKH¿HOGWUDQVPLWWHUDQG7%260DQDJHU
,,UDGLRLQWHUIDFH7KHDODUPLQGLFDWHVWKH
PHDVXUHVWDNHQWRVROYHWKHSUREOHPYDOYH
FORVXUH
6\VWHP RSHUDWLRQ UHSRUWV DUH SULQWHG RXW
ZDWHU FRQVXPSWLRQ FRQWURO PRGXOH
LQIRUPDWLRQSKRWRVLWHSODQ
0RQLWRUVEDWWHU\OLIH7KH´EDWWHU\PRQLWRU´
IXQFWLRQLQ7%260DQDJHUDXWRPDWLFDOO\
FDOFXODWHVWKHGDWHZKHQWKHEDWWHU\LQHDFK
FRQWUROPRGXOHPXVWEHUHSODFHG$Q$ODUP
IXQFWLRQGLVSOD\VWKHOLVWRIEDWWHULHVWREH
UHSODFHG
63(&,),&$7,216
8VHUIULHQGO\:LQGRZVHQYLURQPHQW
7KHSURJUDPPLQJVHTXHQFHLVWKHVDPHDVWKDWXVHGLQWKH7%26)LHOG7UDQVPLWWHU
LQGHSHQGHQWSURJUDPV$ *UDVV% 6KUXEEHU\& 7UHH
VWDUWWLPHVSHUGD\DQGSHUSURJUDP
5XQWLPHVPLQXWHWRKRXUV
:DWHU%XGJHWIURPWRLQLQFUHPHQWVIRUVHDVRQDOUXQWLPHDGMXVWPHQWV
&DQDOVRKDQGOHQRQLUULJDWLRQDSSOLFDWLRQVVXFKDVIRXQWDLQVOLJKWLQJHWF
(66(17,$/&20387(563(&,),&$7,216
3HQWLXP0LFURSURFHVVRU0K]0LQFORFNVSHHG
0ERI5$0RQKDUGGULYHZLWK0EIUHHVSDFH
0RQLWRU´69*$[
IUHH86%SRUW
2SHUDWLQJHQYLURQPHQW:LQGRZV0H;3
0RXVHNH\NH\ERDUG
02'(/
7%260DQDJHU,,3DFN7%260DQDJHU
VRIWZDUH,,5DGLR7UDQVPLVVLRQ'HYLFHDQG
7%268QLYHUVDO)LHOG7UDQVPLWWHU
237,21
)ORZPHWHULQFOXGLQJGU\FRQWDFWWUDQVPLWWHU
KHDGFDOLEUDWLRQOLPSXOVH
³ÀRZPHWHU
³ÀRZPHWHU
³ÀRZPHWHU
)6ÀRZVXSHUYLVRU
)6ÀRZVXSHUYLVRU
3&$66,67('352*5$00,1*
Z Z Z U D L Q E L U G H X
&&0DQDJHU
3OD\WKH5DLQ%LUG&DUG
$33/,&$7,216
&&0DQDJHULVDSURJUDPPLQJV\VWHPIRU
LUULJDWLRQ SURIHVVLRQDOV WR SHUIRUP RIIVLWH
ZDWHULQJ SURJUDPPLQJ IRU RQH RU VHYHUDO
VLWHV7KLVLVDUHDOLQQRYDWLRQLQSURJUDPPLQJ
DQGFHQWUDOFRQWUROZDWHULQJWHFKQRORJ\7KH
SURJUDP LV VHW XS RQ D 3& HTXLSSHG ZLWK
XVHUIULHQGO\VRIWZDUH7KHQDUDGLRGHYLFH
GRZQORDGVWKHSURJUDPWRDFUHGLWFDUGW\SH
FDUG ZLWKRXW DQ\ FRQWDFW 7R WUDQVIHU WKH
SURJUDP\RXMXVWVZLSHWKHFDUGLQIURQWRI
WKH (QG8VHU 0RGXOH ,GHDO IRU UHVLGHQWLDO
DSSOLFDWLRQVEXWSDUWLFXODUO\ZHOODGDSWHGWR
PXQLFLSDO WXUI DUHD FHQWUDO FRQWURO
PDQDJHPHQW
)($785(6
8VHUIULHQGO\ VRIWZDUH ZLWK EXLOWLQ
SURJUDPPLQJKHOS
$OOGDWDDUHDXWRPDWLFDOO\VWRUHG
6LWHGDWDEDVHZLWKSRVVLELOLW\RIVLWHQDPH
OLVWLQJXVHUOLVWLQJDGGUHVVOLVWLQJSRVWDO
FRGHOLVWLQJHWF
8SWRVLWHV
6LWHDQGSURJUDPUHSRUWVFDQEHSULQWHGRXW
3URJUDPPLQJLQUXQWLPHPRGHRUEDVHG
RQUHJLRQDO(73
&DQSURGXFHXSWRSURJUDPFDUGVSHUVLWH
LQ(73PRGHDQGXSWRLQUXQWLPHPRGH
3URJUDPVFDQEHVHQWE\HPDLOWRWKHHQG±XVHU
W\SHVRIFDUGV
3URJUDPFDUGWRXSORDGWKH(QG8VHUPRGXOH
ZLWKLUULJDWLRQSURJUDPVHWXSRQD3&
3DVVFDUGIRUPDQXDOVWDUWVZLWKFKRLFH
RIUXQWLPH
7HVW FDUG IRU PDQXDO VWDUW ZLWK SUH
GH¿QHGUXQWLPH
:DWHU %XGJHW IXQFWLRQ DGMXVWV ZDWHULQJ
WLPHIURPWRLQLQFUHPHQWV
&DUGVDUHUHXVDEOHIRUQHZSURJUDPV
&DQEHFXVWRPL]HGZLWKORJRPDSSKRWR
352*5$00,1*63(&,),&$7,216
0,1,0803&63(&,),&$7,216
3URJUDPPLQJ LQ FRQYHQWLRQDO PRGH UXQ
WLPH DQG VWDUW WLPH RU EDVHG RQ WKH
UHJLRQDO(73DXWRPDWLFFDOFXODWLRQ
LQGHSHQGHQWSURJUDPV$%DQG&
DXWRPDWLF VWDUWV SHU GD\ DQG SHU
SURJUDP
6WDWLRQWLPLQJPLQXWHWRKRXUV
3URJUDPPLQJVFKHGXOH
GD\V
HYHQGD\VGDWHV
RGGGD\VGDWHVZLWKRUZLWKRXWZDWHULQJ
RQWKHVWRIWKHPRQWK
5HSHDWF\FOHIURPWRGD\VRQFHHYHU\
GD\VRQFHHYHU\GD\VHWF
3HQWLXP,,0K]
0%5$0
0LQLPXP0EDYDLODEOHKDUGGLVN
³69*$VFUHHQ0LQLPXPUHVROXWLRQ[
:LQGRZV0LOOHQLXPRU;3
0RXVHNH\ERDUG&'5RPGHYLFH
02'(/6
&& 0DQDJHU 3DFN 6RIWZDUH LQWHUIDFH
WUDQVPLVVLRQGHYLFHDQGFDUGV
&DUG3DFNFDUGV
&& 0DQDJHU ,QWHUQHW 3DFN && 0DQDJHU
,QWHUQHW VRIWZDUH LQWHUIDFH WUDQVPLVVLRQ
GHYLFHDQGFDUGV
&&6HULHV
&&0DQDJHU(QG8VHU&RQWUROOHU
$33/,&$7,216
7KH&&(QG8VHU&RQWUROOHUUHSODFHVD
WUDGLWLRQDOFRQWUROOHU7KHSURJUDPVHWXSRQ
D3&ZLWKWKH&&0$1$*(5VRIWZDUHLV
XSORDGHG WR WKH (QG8VHU &RQWUROOHU E\ D
FUHGLWFDUGW\SHFDUG7KH&&&RQWUROOHU
LVDEOHWRUHDGWKHFDUG<RXMXVWVZLSHWKH
FDUGLQIURQWRIWKH(QG8VHU&RQWUROOHUWR
XSORDGWKHSURJUDP
)($785(6
3URJUDPPLQJZLWKDFUHGLWFDUGW\SHFDUG
ZLWKRXWDQ\FRQWDFW
VWDWLRQ PRGXODU FRQWUROOHU FDQ EH
H[SDQGHGWRRUVWDWLRQVZLWKVWDWLRQ
H[WHQVLRQPRGXOHV
/&' GLVSOD\ ZLWK HDV\WRXQGHUVWDQG
SURJUDPPLQJLFRQV
8VHUDFFHVVLVOLPLWHGWREDVLFIXQFWLRQV
3URJUDPGLVSOD\
0DQXDOVWDUWSHUF\FOHWRPQ
212))IXQFWLRQ
&XUUHQWWLPHDQGGDWHVHWWLQJ
3URJUDPVWRUHGXSWRKRXUVLQFDVHRI
SRZHURXWDJH
%XLOWLQWUDQVIRUPHU
&&LVUHPRWHUHDG\IRUDUDGLRGHYLFH
(/(&75,&$/63(&,),&$7,216
,QSXW9$&±+]
2XWSXW9$&±+]
6WDWLRQFDSDFLW\5DLQ%LUGVROHQRLGV9
SOXVD0DVWHUYDOYH
',0(16,216
+HLJKWFP
:LGWKFP
'HSWKFP
02'(/
&&VWDWLRQFRQWUROOHU
237,216
&&0VWDWLRQH[WHQVLRQPRGXOH
56'%([UDLQVHQVRURU5DLQ&KHFN
5HPRWHFRQWURODQGUDGLRGHYLFH
&21752/6<67(06
7(/(0$1$*(5
7KH(DVLHVW7XUI&HQWUDO3URJUDPPLQJ6\VWHP
$33/,&$7,216
7HOH 0DQDJHU LV DQ HDV\ WR XVH SRZHUIXO
FHQWUDO FRQWURO V\VWHP IRU ODQGVFDSH ,W
DOORZV\RXWRUHPRWHO\FRQWURO\RXULUULJDWLRQ
V\VWHP E\ SKRQH RU *60 IURP D FHQWUDO
ORFDWLRQ:LWK(73EDVHGRUUXQWLPHEDVHG
VFKHGXOLQJPXOWLSOHFRPPXQLFDWLRQRSWLRQV
ZDWHUPDQDJHPHQWIHDWXUHVDQGH[FOXVLYH
VLWHVHWXSKHOSSURFHVVIRUDQHDV\VHWXS
RI\RXUVLWHV7HOH0DQDJHUPDNHVFRQWUROOLQJ
\RXUWXUILUULJDWLRQV\VWHPIDVWDQGHDV\
)($785(6
2SHUDWHV ZLWK FRQYHQWLRQDO FRQWUROOHUV 6,
55DQG'LDORJHTXLSSHGZLWKDPRGHP
&RPPXQLFDWLRQ RSWLRQV IURP 3& WR
FRQWUROOHUVSKRQHRU*60
$ 8VHUIULHQGO\ GLVSOD\$WDJODQFH VLWH
DUFKLWHFWXUH*UDSKLFDOGLVSOD\DOORZV\RX
WRGLVSOD\DOO\RXUVLWHV
'DWDEDVHRIDOO\RXUVLWHV&ROOHFWDQGVRUW
DOO\RXUVLWHLQIRUPDWLRQFRQWUROOHUFRQWDFW
DGGUHVVSKRQHQXPEHUHWF
8SWRVLWHV
(DV\ WR XVH VRIWZDUH 6LWH 6HWXS +HOS
3URFHVVKHOSV\RXVHWXSHDFKVLWHDQGLWV
SURJUDP
&RS\ IXQFWLRQ DOORZV \RX WR FUHDWH D
VWDQGDUGVLWHWREHFRSLHGIRUHDVLHUVLWH
VHWXS
*OREDORULQGLYLGXDOPRQLWRULQJ3RVVLELOLW\
WR VHQG IXQFWLRQV 5DLQ 'HOD\ :DWHU
%XGJHW HWF WR D VLQJOH FRQWUROOHU RU D
JURXSRIFRQWUROOHUVLQFOLFN
5XQWLPHFDQEHDXWRPDWLFDOO\FDOFXODWHG
EDVHG RQ (73$Q KLVWRULFDO (XURSHDQ
GDWDEDVHLVSURYLGHGLQWKHVRIWZDUH
:DWHUPDQDJHPHQWIHDWXUHV7UDFNZDWHU
FRQVXPSWLRQ E\ VLWH ZLWK 'LDORJ RQO\
7KH V\VWHP FDQ WUDFN FRQVXPSWLRQ LQ
DXWRPDWLFPRGHLQPDQXDOPRGHRUH[FHVV
GXH WR OHDNDJH 6\VWHP ZLOO VKXW RII
LPPHGLDWHO\LQFDVHRIH[FHVVLYHYROXPH
FRQVXPSWLRQ E\ 'LDORJ FRQWUROOHU
VWDWLRQV
$ODUPV7HOH0DQDJHUNHHSV\RXLQIRUPHG
DERXW VLWH FRQGLWLRQV OHDNDJH VHQVRU
V W D W X V H O H F W U L F D O V K R U W F L U F X L W V FRPPXQLFDWLRQUHSRUW
2QHVLWH$ODUPVWDWXVUHSRUWV
3URJUDPPLQJ DVVLVWDQFH IHDWXUHV 0DQ\
VHFXULW\RSWLRQVWROLPLWGLUHFWDFFHVVIURP
RQVLWHFRQWUROOHU
.HHSWUDFNRIDOO\RXUFRPPXQLFDWLRQZLWK
DKLVWRU\RISURJUDPVVHQW
5DLQ 6KXW 2II IXQFWLRQ \RX FDQ FRQQHFW
RQH UDLQ VHQVRU WR WKH FHQWUDO 3& ZKLFK
DXWRPDWLFDOO\ VKXWV RII DOO FRQWUROOHUV
DVVLJQHGWRWKHVHQVRULQFDVHRIUDLQ
352*5$00,1*63(&,),&$7,216
&RQWURODVLWHZLWKRQHFRQWUROOHU6,55
RU'LDORJHTXLSSHGZLWKPRGHP
7KHV\VWHPFDQSURYLGHXSWR³VWDUWWLPHV´
SHULQGLYLGXDOSURJUDPSURJUDPV
7KHV\VWHPDOORZVUXQWLPHVIURPWR
KRXUVSHUVWDWLRQ
:DWHU%XGJHWIXQFWLRQFDQDGMXVWZDWHULQJ
WLPHIURPWRLQLQFUHPHQWVSHU
SURJUDP
$XWRPDWLF5DLQ6KXWGRZQIXQFWLRQZLWKWKH
SRVVLELOLW\ RI D 5DLQ 6HQVRU RQ HDFK
FRQWUROOHU
%XLOWLQ(73GDWDEDVHFDQSURYLGHSUHFLVH
ZDWHULQJQHHGVWKURXJKRXW(XURSH
7HOH0DQDJHUSURYLGHVWKUHHGLIIHUHQWÀRZ
PHDVXUHPHQWXQLWVPSHUKRXUOLWHUVSHU
VHFRQG86*DOORQVSHUPLQXWH
7HOH0DQDJHURIIHUVWKHFKRLFHRIDQ\RQH
RI VHYHQ GLIIHUHQW ODQJXDJHV (QJOLVK
6SDQLVK )UHQFK *HUPDQ ,WDOLDQ
3RUWXJXHVH7XUNLVK
$WDJODQFHFRPSOHWHVLWHDUFKLWHFWXUHGLVSOD\
0,1,0803&63(&,),&$7,216
3HQWLXP,,,0K]
0%5$00%IUHHVSDFHRQKDUGGLVN
´ 69*$ VFUHHQ 0LQLPXP UHVROXWLRQ
[
:LQGRZV0LOOHQLXPRU;3
0RXVHNH\ERDUG&'5RPGULYH
0RGHP
02'(/
7HOH0DQDJHU7XUI&HQWUDO&RQWURO6\VWHP
VRIWZDUH
-02'0RGHPIRU6,55DQG'LDORJ
FRQWUROOHUV
-*607HOH0DQDJHU*60PRGHP
-&21%,QWHUIDFHERDUGIRU6,55DQG
'LDORJZKHQXVHGZLWK*60PRGHP
(DV\DQG8VHUIULHQGO\WRSURJUDP
&21752/6<67(06
Z Z Z U D L Q E L U G H X
&21752//(502'(0
7HOH0DQDJHUPRGHPFDUGPRGXOH
$33/,&$7,216
0RGHPFDUGPRGXOHLVXVHGIRUFHQWUDOL]HG
6,55DQG'LDORJFRQWUROOHUVZLWKWKHFHQWUDO
FRQWUROV\VWHP7HOH0DQDJHU
(DV\ VHWXS PRGHP LV DXWRPDWLFDOO\
LGHQWL¿HGE\WKHFRQWUROOHUZKHQWKHSRZHU
VXSSO\LVWXUQHGRQ
)($785(6
63(&,),&$7,216
6ROLGVWDWHFDUGPRGHP
2SHUDWHV RQO\ ZLWK WKH 7HOH 0DQDJHU
VRIWZDUHYLDDQDQDORJLFDOSKRQHOLQH
6DPH PRGHO RSHUDWHV ZLWK ERWK 6,55
DQG'LDORJFRQWUROOHUV
(DV\LQVWDOODWLRQLQFRQWUROOHUV
0RGHP LV VKLSSHG ZLWK PHWHU SKRQH OLQH
FDEOH
&RQWUROOHUKDVWREHFRQQHFWHGWRDQDQDORJLF
SKRQHOLQH
02'(/
-02' 0RGHP IRU 6,55 DQG 'LDORJ
FRQWUROOHUV FRPSDWLEOH ZLWK 7HOH 0DQDJHU
VRIWZDUH
*6002'(0
7HOH0DQDJHU*600RGHP
$33/,&$7,216
*60PRGHPLVXVHGIRUFHQWUDOL]HG6,55
DQG'LDORJFRQWUROOHUVZLWKWKH7HOH0DQDJHU
V\VWHP ,W DOORZV ZLUHOHVV FRPPXQLFDWLRQ
EHWZHHQ3&DQG¿HOGFRQWUROOHUV
)($785(6
&RPSDFW PRGHP VKLSSHG ZLWK DQWHQQD
H[WHUQDOWUDQVIRUPHUDQGVHULDOFDEOH
*60FRPPXQLFDWLRQUHTXLUHVXVHRID*60
PRGHPRQWKH3&DQGRQH*60PRGHP
SHU FRQWUROOHU XVLQJ LQWHUIDFH ERDUG
-&21%
6DPH PRGHO RSHUDWHV ZLWK ERWK 6,55
DQG'LDORJFRQWUROOHUV5HTXLUHVLQWHUIDFH
ERDUGZKHQXVHGZLWKFRQWUROOHUV
,QWHJUDWHG6,0FDUGUHDGHU
2SHUDWLQJVWDWXV/('
63(&,),&$7,216
*60GXDOEDQG0+]
/RZSRZHUFRQVXPSWLRQ
5HTXLUHV GDWD WUDQVIHU VXEVFULSWLRQ
6,0FDUGQRWLQFOXGHG
',0(16,216
,QWHUIDFHERDUG
/HQJWKPP
:LGWKPP
+HLJKWPP
02'(/6
-*607HOH0DQDJHU*60PRGHP
-&21%,QWHUIDFHERDUGIRU6,55DQG
'LDORJZKHQXVHGZLWK*60PRGHP
7HOH0DQDJHU*60
:$7(50(7(5
0XOWLMHWDQGGU\GLDOW\SH
$33/,&$7,216
$QLQIHUHQWLDOPXOWLMHWW\SHPHWHUIRUFROGZDWHU
ZLWKDVWUDLJKWUHDGLQJUHJLVWHU7KHVXSHUGU\
YHUVLRQZLWKWKHFRPSOHWHUHJLVWHUPHFKDQLVP
LVPRXQWHGLQDGU\FRPSDUWPHQW7KHLPSHOOHU
URWDWHVLQDPHDVXULQJFKDPEHUGLVWULEXWRU
ZLWK D GRXEOH UDZ RI WDQJHQWLDO KROHV 7KH
FKDPEHU LV PDGH RI VHOI FOHDQLQJ V\QWKHWLF
UHVLQ
)($785(6
(DV\UHDGLQJLQDQ\ZRUNLQJFRQGLWLRQ7KH
VWUDLJKWUHDGLQJUHJLVWHURSHUDWHVLQDGU\
FRPSDUWPHQW ZKLFK LV XQGHU YDFXXP
FRQGLWLRQDVDUHVXOWWKHUHJLVWHUDOZD\V
UHPDLQVSHUIHFWO\FOHDU
7KHPHWHULVVXLWDEOHIRURSHUDWLRQLQKDUG
ZDWHUDQGXQGHUFRQGLWLRQZKHUHGHSRVLWV
PD\ RFFXU DQG DOVR LI WKHUH LV VDQG LQ
VXVSHQWLRQ
',0(16,216
$ VXLWDEOH 6KLHOG SURWHFWV WKH PDJQHWLF
GULYHDJDLQVWDQ\LQWHUIHUHQFHIURPH[WHUQDO
¿HOGV
$ORQJRSHUDWLQJOLIHLVJXDUDQWHHGE\WKH
UREXVW FRQVWUXFWLRQ ZKLFK SURYLGHV
PD[LPXPSURWHFWLRQGXHWRWKHVHOHFWLRQ
RIWKHEHVWTXDOLW\PDWHULDOV
,QH[SHQVLYHPDLQWHQDQFH
7KH PHWHU LV VXSSOLHG FRPSOHWH ZLWK
FRXSOLQJV DQG PD\ EH LQVWDOOHG RQ WKH
KRUL]RQWDOYHUWLFDORULQFOLQHG
63(&,),&$7,216
7KHK\GUDXOLFSHUIRUPDQFHFRQIRUPVWR&ODVV
%RIWKH(&&6WDQGDUGV
5HHG/SXOVHVHQVRU
0LQLPXPUHDGLQJ/
0D[LPXPUHDGLQJ/
¶¶
¶¶
¶¶
:DWHU0HWHU/HQJWKFP
:LGWKFP+HLJKWFP
:DWHU0HWHU/HQJWKFP
:LGWKFP+HLJKWFP
:DWHU0HWHU/HQJWKFP
:LGWKFP+HLJKWFP
02'(/
/7:¶¶:DWHU0HWHU
/7:¶¶:DWHU0HWHU
/7:¶¶:DWHU0HWHU
&21752/6<67(06
0'&
7ZRZLUH&RQWUROOHU:LWK'HFRGHUV6LQJOH6LWH
$33/,&$7,216
0'&LVPDGHIRUSDUNVDQGVSRUWV
FRPSOH[HVZKHUHFDUHIXOZDWHUPDQDJHPHQW
DQG SUHFLVLRQ ZDWHULQJ DUH HVVHQWLDO 7KH
0'&LVLGHDOIRUVLWHVFUHDWHGVWHSE\VWHS
EHFDXVHLWIDFLOLWDWHH[WHQVLRQV
)($785(6
(DV\WRLQVWDOO
/DUJH/&'
+HDY\GXW\SODVWLFFDELQHW
,QGRRUZDOOPRXQW
&RPPXQLFDWLRQRYHUWZRZLUHSDWK
8VHGLQFRQMXQFWLRQZLWK)')'
)' )' DQG )' ILHOG
GHFRGHUV
%XLOWLQ/LQH7HUPLQDWLRQ%R[/7%
0'&FDQHDVLO\EHXSJUDGHGWRD
5DLQ %LUG 6LWH&RQWURO V\VWHP XVLQJ WKH
VDPHZLUH
:DWHU%XGJHWWRPRGLI\DSSOLFDWLRQUDWH
3RVVLELOLW\WRFRQQHFWVHQVRUVD56'%([
5DLQ6HQVRUDQGDSXPSDODUP
6WHSE\VWHSVHTXHQWLDOSURJUDPPLQJFDQ
EH GRQH WKURXJK 3& ZLWK LQFOXGHG
VRIWZDUH
'HFRGHUVFDQEHJURXSHGWRJHWKHU
8QLW DXWRPDWLFDOO\ FXWV RII OLQH SRZHU LQ
FDVH RI VKRUW FLUFXLW WR SUHYHQW VHULRXV
GDPDJHWRV\VWHP/&'ZDUQLQJPHVVDJH
DSSHDUV
8QLWFDQEHFRQQHFWHGGLUHFWO\WRDORFDO
3&WKURXJKQXOOPRGHPFDEOHLQFOXGHG
RUWRUHPRWH3&YLDPRGHPRSWLRQDO
63(&,),&$7,216
0RGXODUFRQWUROOHUXSWRGHFRGHU
DGGUHVVHVE\PRGXOHVRIDGGUHVVHV
&RQWUROVPDLQSXPSDQGXQWLOERRVWHUV
8SWRGLIIHUHQWLUULJDWLRQVFKHGXOHVFDQEH
VWRUHGLQPHPRU\EDQN
GD\F\FOHOHQJWKXVHUGH¿QHG
8SWRVWDUWWLPHVSHUSURJUDPSHUGD\
(DFKGHFRGHUVWDWLRQFDQEHDFWLYDWHGIURP
WRPLQXWHVLQPLQXWHLQFUHPHQWV
:DWHU%XGJHWIXQFWLRQIURPWRLQ
LQFUHPHQWV
(/(&75,&$/63(&,),&$7,216
,QSXW9$&9$&+]
8VHV07VWHSGRZQWUDQVIRUPHU
2XWSXWVTXDUHZDYHORZ$&YROWDJH
0D[LPXP QXPEHU RI 5DLQ %LUG VROHQRLGV
DFWLYDWHG VLPXOWDQHRXVO\ 0DVWHU
9DOYH
&DQDFWLYDWHSXPSGHFRGHU
7ZRZLUHSDWK[PPGRXEOHLQVXODWHG
6\VWHP&DEOH
0D[LPXPOHQJWKVIRUWZRZLUHSDWKVNP
LQ VWDU FRQILJXUDWLRQ DQG NP LQ ORRS
FRQ¿JXUDWLRQ
237,216
)7)LHOG7UDQVPLWWHUXVHGWRPDQXDOO\
RSHUDWHGHFRGHUVIURPGHVLJQDWHGORFDWLRQV
RQWKHVLWH
0RGXOHXSJUDGHPRGXOHDGGVDGGLWLRQDO
GHFRGHUDGGUHVVFDSDFLW\WR0'&
0'&0RGHPIRUUHPRWHDFFHVVWR3&
&DEOH ZLWK RSWRFRXSOHU WR EH XVHG IRU
SHUPDQHQWFRQQHFWLRQWR3&
8SJUDGHSDFNWRXSJUDGHH[LVWLQJ0'&
WRQHZPRGHOIRUFRQQHFWLRQWR3&
LQFOXGHVÀDVKSURPVRIWZDUHDQGFDEOH
02'(/
0'& LQFOXGLQJ FRQWUROOHU DGGUHVVHVVRIWZDUHGLUHFWFRQQHFWLRQ
FDEOH3&0'&
&21752/6<67(06
Z Z Z U D L Q E L U G H X
6LWH&RQWURO
7KH7XUI,QGXVWU\¶V2QO\)XOO)HDWXUHG&HQWUDO&RQWURO6\VWHP
$33/,&$7,216
7KHHDV\WRXVH6LWH&RQWUROLVDQLQWHUDFWLYH
FHQWUDO FRQWURO V\VWHP IRU ODUJH VLQJOH VLWH
DSSOLFDWLRQV ,W DOORZV \RX WR FRQWURO \RXU
LUULJDWLRQ V\VWHP ZLWK PRUH SUHFLVLRQ WKDQ
HYHU EHIRUH 7KLV V\VWHP FDQ RSHUDWH
VDWHOOLWHVDQGRUGHFRGHUVYLDDZLUHSDWK
:LWK VWDWHRIWKHDUW (7EDVHG VFKHGXOLQJ
FXVWRPL]HG FRXUVH JUDSKLFV PXOWLSOH
PDSSLQJRSWLRQVDQGWKHDELOLW\WR³VHH´WKH
SODFHPHQWDQGRSHUDWLRQRILQGLYLGXDOURWRUV
6LWH&RQWURO PDNHV FRQWUROOLQJ \RXU WXUI¶V
LUULJDWLRQV\VWHPIDVWDQGHDV\
)($785(6
6LWH&RQWURO RIIHU WKH VHOHFWLRQ RI HOHYHQ
GLIIHUHQWODQJXDJHV
$GYDQFHG*UDSKLFDO7UDFNLQJ
PDSVJHQHUDWHGE\*36WHFKQRORJ\DQG
$XWR&$'
RQVFUHHQJUDSKLFVVKRZPDSFRPSOHWH
ZLWKWKHORFDWLRQRILQGLYLGXDOURWRUVDQG
FRPSOHWHVWDWXVUHSRUW
\RXFDQ³]RRPLQ´WRPRQLWRUHYHU\GHWDLO
RI\RXUVLWH
6XSHULRU0RQLWRULQJLQFOXGHV
)OR*UDSK 70 DOORZV \RX WR PRQLWRU
JUDSKLFVRILQGLYLGXDOVWDWLRQV
)OR0DQDJHU70EDODQFHVV\VWHPGHPDQG
DWPD[LPXPFDSDFLW\ZLWKHI¿FLHQF\RI
WKHSXPSVWDWLRQDQGGHOLYHU\QHWZRUN
&\FOH6RDN70KHOSV\RXWRFRQWUROZDWHU
DSSOLFDWLRQRQVORSHVDQGLQDUHDVZLWK
SRRUGUDLQDJH
4XLFN,5570SURJUDPPLQJIRUDTXLFNDQG
HDV\PHWKRGWREXLOGLUULJDWLRQ
VFKHGXOHV DQG SURJUDPV EDVHG RQ \RXU
SDUDPHWHUV
&RQWLQXRXV ¿HOG XQLW ³)HHGEDFN´ VWDWXV
LQIRUPDWLRQVKDOOSURYLGHDUHDOLQWHUDFWLYLW\
WRWKHFHQWUDOFRQWUROV\VWHP
:DWHU %XGJHW IXQFWLRQ DGMXVWV ZDWHULQJ
WLPHIURPWRLQLQFUHPHQWV
8S WR ³VWDUW WLPHV´ SHU LQGLYLGXDO
VFKHGXOH DQG XS WR ³VWDUW WLPHV´ SHU
LQGLYLGXDOSURJUDP
%XLOWLQ URWRU DQG VSUD\ KHDG GDWDEDVH
SURYLGHVIRUFXVWRPLUULJDWLRQSURJUDPVDQG
DXWRPDWLFDOO\FDOFXODWHVSUHFLSLWDWLRQUDWHV
IRUHDFKVSULQNOHUPRGHO
GLIIHUHQWÀRZPHDVXUHPHQWVJSPOLWHUV
SHUVHFRQGPSHUKRXU
$OO GDWD ORJJLQJ PDLQWDLQHG IRU LQVWDQW
UHYLHZRUSULQWRXW
$XWRPDWLF (7 DQG 6PDUW :HDWKHU70 E\
WUDFNLQJ(7UDWHVZLWKDZHDWKHUVWDWLRQ
6LWH&RQWURO LV DEOH WR UHDFW WR FXUUHQW
ZHDWKHUFRQGLWLRQV
0LQLPXP (7 DOORZV VHWWLQJ PLQLPXP (7
WKUHVKROGYDOXHVIRULUULJDWLRQWRWDNHSODFH
3URPRWHVGHHSZDWHULQJIRURSWLPXPWXUI
FRQGLWLRQV
³'U\UXQ´IHDWXUHIRUWHVWLQJ
$XWRPDWLF5DLQ6KXWRIIZLWKWKHLQWHJUDWLRQ
RIDUDLQVHQVRU
5DLQ:DWFK70SURYLGHVUDLQVKXWGRZQDQG
WKHQDGMXVWVVFKHGXOHVEDVHGRQPHDVXUHG
UDLQIDOO
5HPRWH 6\VWHP &RQWURO HQDEOHV \RX WR
RSHUDWH6LWH&RQWUROIURPDQ\ZKHUHRQ\RXU
VLWHXVLQJD5DLQ%LUG)5(('206\VWHP
<RXFDQWDNHFRQWURORI\RXUV\VWHPYLDD
KDQGKHOGUDGLRRUDQ\GLJLWDOSKRQH
&DQ FRQWURO D VLQJOH VLWH ZLWK XS WR ORFDWLRQV XSJUDGHDEOH WR HDFK
FRQVLVWLQJ RIFRPPRQDUHDVDQGVSHFLDO
DUHDV
+\EULG RSWLRQ DOORZV RSHUDWLQJ VDWHOOLWHV
DQGGHFRGHUVYLDDZLUHSDWKE\VDPH
V\VWHPRUPXOWLSOH0',¶VRU7:,¶V
6LWH&RQWURO3OXVSURYLGHVWKHDELOLW\WRUXQ
XSWRLQWHUIDFHV0',DQGRU7:,
7KHVDWHOOLWHEDVHG6\VWHPFDQFRQWURO
XS WR FKDQQHOV WR XVLQJ
6LWH&RQWURO3OXV
7KHGHFRGHUEDVHGV\VWHPFDQFRQWURO
GHFRGHUVDGGUHVVHVXSWRXVLQJ
0',¶VZLWK6LWH&RQWURO3OXV
02'(/6
6,7(&21752/6$7(//,7(6<67(0
6,7(&21752/'(&2'(56<67(0
6RIWZDUH PRGXOHV RSWLRQV 6HH 5DLQ %LUG
3ULFH/LVWIRUGHWDLOV
$&&(6625,(6
:6352/7:HDWKHU6WDWLRQ/LJKW
:6352:HDWKHU6WDWLRQ
&21752/6<67(06
(636$76(5,(6
+\EULG)LHOG6DWHOOLWH
$33/,&$7,216
)LHOG 6DWHOOLWH &RQWUROOHU IRU 0D[LFRP RU
6LWH&RQWUROFHQWUDOFRQWUROV\VWHPV
7KH SRZHU RI DQ DGYDQFHG ZDWHU
PDQDJHPHQW WRRO LQ DQ HDV\WRXVH
SDFNDJH
)($785(6
KRXU ZDWHULQJ GXUDWLRQ IRU DQ\ RU DOO
VWDWLRQVWRDLGLQGULSFRPSDWLELOLW\
)RXUSURJUDPVZLWKHLJKWVWDUWWLPHVHDFK
DOORZ PL[HG LUULJDWLRQ DSSOLFDWLRQV LQ D
VLQJOHFRQWUROOHU
7ZR PDVWHU YDOYH WHUPLQDOV RQH
SURJUDPPDEOH E\ VWDWLRQ SURYLGH EHWWHU
FRQWURO
3URJUDPV FDQ RYHUODS WR PD[LPL]H
K\GUDXOLFFDSDFLW\DQGPLQLPL]HZDWHULQJ
WLPH
GD\FDOHQGDUZLWKOHDS\HDULQWHOOLJHQFH
IRURQHWLPHGDWHDQGWLPHVHWWLQJ
(YHQWGD\RIIRSWLRQWRVHWDQ\GD\RIWKH
PRQWK DV D QRQZDWHULQJ GD\ IRU DOO
SURJUDPV
3URJUDPPDEOHUDLQGHOD\HQDEOHVV\VWHP
WRVWD\RIIIRUVSHFL¿HGSHULRGZLWKDXWR
UHVWDUW
,QGHSHQGHQWGD\F\FOHE\SURJUDP
:DWHU EXGJHW E\ SURJUDP SURYLGHV
DGMXVWPHQWV IURP LQ LQFUHPHQWV
&\FOH 6RDN E\ VWDWLRQ DOORZV WRWDO
LUULJDWLRQ UXQ WLPH WR EH VSOLW LQWR XVDEOH
F\FOHVPLQLPL]LQJUXQRII
0DQXDOZDWHULQJE\VWDWLRQRUSURJUDP
6HQVRURYHUULGHVZLWFKZLWK/('WRLQGLFDWH
ZKHQLUULJDWLRQLVVXVSHQGHG
1RQYRODWLOH \HDU PHPRU\ KROGV
SURJUDP GDWH DQG WLPH GXULQJ SRZHU
RXWDJHV
$XWRPDWLF IDXOW LQGLFDWLRQ LGHQWLILHV
HOHFWULFDO VKRUWV VNLSV VKRUWHG VWDWLRQV
DQG FRQWLQXHV ZDWHULQJ UHPDLQLQJ
SURJUDP
4XLFNFRQQHFW WHUPLQDO VWULS VSHHGV
LQVWDOODWLRQ
8QLYHUVDO UHPRWH UHDG\ SUHLQVWDOOHG
FRQQHFWRUV IRU DGGLWLRQ RI UHPRWH
SURGXFWV
+HDY\GXW\WUDQVIRUPHUIRUVLPXOWDQHRXV
RSHUDWLRQ RI XS WR QLQH 9$& 9$
VROHQRLGV
%DWWHU\SURJUDPPDEOHFRQWUROOHUDOORZVIRU
SURJUDPPLQJSULRUWRLQVWDOODWLRQ
63(&,),&$7,216
',0(16,216
6WDWLRQWLPLQJ$%&'WRKRXUVLQ
PLQXWHLQFUHPHQWVWRKRXUVLQ
PLQXWHLQFUHPHQWV
$XWRPDWLFVWDUWVVWDUWVWRWDOHLJKWSHU
SURJUDPSHUGD\
3URJUDPPLQJVFKHGXOH
2''GD\ZDWHULQJSHUSURJUDP
(9(1GD\ZDWHULQJSHUSURJUDP
&<&/,&$/ WR GD\V YDULDEOH SHU
SURJUDP &XVWRP GD\RIWKHZHHN E\
SURJUDP
7HVWSURJUDP9DULDEOHWRPLQXWHV
:DOO0RXQW0HWDO
:LGWKFP
+HLJKWFP
'HSWKFP
(/(&75,&$/63(&,),&$7,216
,QSXWUHTXLUHG9$&+]
2XWSXW9$&$
6WDWLRQORDGFDSDFLW\8SWRWZR5DLQ%LUG
9$&9$VROHQRLGYDOYHVSHUVWDWLRQ
SOXVDPDVWHUYDOYHRUSXPSVWDUWUHOD\
'LDJQRVWLF FLUFXLW EUHDNHU VNLSV DQG
LQGLFDWHVVWDWLRQVZLWKRYHUORDGHGFLUFXLWV
%DWWHU\EDFNXS9'&1L&DGUHFKDUJHDEOH
IRUSURJUDPPLQJXQGHUEDWWHU\SRZHUDQG
IRUPDLQWDLQLQJDFWLYHSURJUDPLQSURJUHVV
GXULQJDSRZHURXWDJH
+HDY\GXW\HOHFWULFDOVXUJHSURWHFWLRQ
6LQJOHSRLQWJURXQGEXVEDU
663HGHVWDO
:LGWKFP
+HLJKWFP
'HSWKFP
02'(/6
:$//02817
(636$77::0VWDWLRQV
(636$77::0VWDWLRQV
(636$77::0VWDWLRQV
(636$77::0VWDWLRQV
(636$77::0VWDWLRQV
67$,1/(6667((/3('(67$/
(636$77:66VWDWLRQV
(636$77:66VWDWLRQV
(636$77:66VWDWLRQV
(636$77:66VWDWLRQV
(636$77:66VWDWLRQV
Z Z Z U D L Q E L U G H X
&21752/6<67(0$&&(6625,(6
:($7+(567$7,216
$33/,&$7,21
5DLQ%LUG¶VQHZOLQHRIHDV\WRLQVWDOO
:HDWKHU6WDWLRQVFRPHVHTXLSSHGZLWKDIXOO
VHQVRUDUUD\ZKLFKSURYLGHVDFFXUDWH
PHDVXUHPHQWRIVL[GLIIHUHQWW\SHVRI
ZHDWKHUGDWD$LUWHPSHUDWXUH:LQGVSHHG
6RODUUDGLDWLRQ:LQGGLUHFWLRQ5HODWLYH
KXPLGLW\5DLQIDOO
7KLVOLQHLVLGHDOWRXVHLQFRPELQDWLRQZLWKWKH
FHQWUDOFRQWUROVRIWZDUH6LWH&RQWURO
&20021)($785(6
$XWRPDWLF (7 'RZQORDG6HOHFWLYH
8VDJH
$XWRPDWLFDOO\GRZQORDGZHDWKHUGDWDGDLO\
DQG FDOFXODWH (7 WR GHWHUPLQH LUULJDWLRQ
WLPHVIRUWKHHQWLUHV\VWHPRUVSHFL¿FDUHDV
RUVWDWLRQV
:HDWKHUGDWDUHSRUWV
*HQHUDWHUHSRUWVWRVKRZFXUUHQWRUSDVW
ZHDWKHUFRQGLWLRQVE\WKHKRXUGD\ZHHN
PRQWKRU\HDU
8QOLPLWHGGDWDVWRUDJH
6WRUHXQOLPLWHGZHDWKHUGDWDDWWKH&HQWUDO
&RQWURO
&RVW6DYLQJV
(7DGMXVWHGLUULJDWLRQWLPHVDSSO\RQO\WKH
ZDWHU\RXQHHGWRUHSODFHWKHZDWHUORVW
IURP WKH VRLO UHVHUYRLU 0RUH HIILFLHQW
LUULJDWLRQUHVXOWVLQOHVVZDWHUZDVWHGIRU
QRQEHQH¿FLDOUHDVRQVUHVXOWLQJLQUHGXFHG
SXPSVWDWLRQRSHUDWLRQDQGORZHUHQHUJ\
FRVWV
5DLQ%XFNHW
$OORZVUDLQIDOOIURPRQHGD\WREHFDUULHG
RYHU WR WKH IROORZLQJ GD\V IRU PRUH
DFFXUDWH(7FDOFXODWLRQV
:6352/7
63(&,),&$7,216
&RPSDWLEOH0RGXOHV
$XWRPDWLF(7
0XOWLSOH:HDWKHU6WDWLRQ
&RPPXQLFDWLRQRSWLRQV
ZLUHOHVVJK]UDGLRXSWRPHWHUV
KDUGZLUHXSWRPHWHUV
3RZHUVXSSOLHGUHTXLUHG
WR9'&
RSWLRQDOVRODUSDQHO
7HPSHUDWXUH5DQJHWR&
$LU7HPSHUDWXUH6HQVRU
2SHUDWLQJUDQJHWR&
$FFXUDF\&
5HODWLYH+XPLGLW\6HQVRU
2SHUDWLQJUDQJH
$FFXUDF\
WR5+
WR5+
5DLQ*DXJH6HQVRU
5HVROXWLRQPP
6RODU5DGLDWLRQ6HQVRU
$FFXUDF\
:LQG'LUHFWLRQ6HQVRU
5DQJHPHFKDQLFDOHOHFWULFDO
:LQG6SHHG6HQVRU
6WDUWLQJWKUHVKROGPV
:6352
)($785(6
*HQHUDWH$ODUPIRU
5DLQ
+LJKRU/RZ$PELHQW
WHPSHUDWXUHV
+LJK:LQGV
5DLQIDOO,QWHQVLW\
6RLO7HPSHUDWXUHV
WKDW H[FHHG XVHUGH¿QHG WKUHVKROGV LQ
XVHUGH¿QHGWLPHSHULRGV
$XWRPDWLF6KXW2II7XUQ2Q±5DLQ%LUG
FHQWUDOFRQWUROV\VWHPVDXWRPDWLFDOO\VKXW
2)) LUULJDWLRQ WR WKH HQWLUH V\VWHP RU WR
VSHFL¿FDUHDVZKHQDODUPFRQGLWLRQVDUH
GHWHFWHGDWWKHZHDWKHUVWDWLRQ7KH\DOVR
DXWRPDWLFDOO\ WXUQ 21 LUULJDWLRQ ZKHQ
ZHDWKHUFRQGLWLRQVUHWXUQWRWKHDFFHSWDEOH
UDQJHIRULUULJDWLRQ
$XWRPDWLF 3DXVH5HVXPH ± 5DLQ %LUG
FHQWUDO FRQWURO V\VWHPV DXWRPDWLFDOO\
VXVSHQGLUULJDWLRQWRWKHHQWLUHV\VWHPRU
VSHFL¿FDUHDVZKHQDODUPFRQGLWLRQVDUH
GHWHFWHGE\WKHZHDWKHUVWDWLRQ7KH\DOVR
DXWRPDWLFDOO\ UHVXPH LUULJDWLRQ ZKHQ
ZHDWKHUFRQGLWLRQVUHWXUQWRWKHDFFHSWDEOH
UDQJHIRULUULJDWLRQ
$XWRPDWLF1RWL¿FDWLRQ±7KH:6352
ZHDWKHU VWDWLRQ FDQ DXWRPDWLFDOO\ QRWLI\
\RX DW WKH FHQWUDO FRQWURO ZKHQ DODUP
FRQGLWLRQVH[LVW
:HDWKHUGDWDUHSRUWV±*HQHUDWHUHSRUWV
WRVKRZFXUUHQWRUSDVWZHDWKHUFRQGLWLRQV
E\WKHKRXUGD\ZHHNPRQWKRU\HDU
63(&,),&$7,216
&RPPXQLFDWLRQRSWLRQV
WHOHSKRQH
KDUGZLUHXSWRPWV
3RZHU6XSSO\5HTXLUHG
WR9GF
2SWLRQDOVRODUSDQHO
7HPSHUDWXUH5DQJH
WR&
$LU7HPSHUDWXUH6HQVRU
2SHUDWLQJUDQJHWR&
$FFXUDF\&
5HODWLYH+XPLGLW\6HQVRU
2SHUDWLQJ
$FFXUDF\WR5+
WR5+
5DLQ*DXJH6HQVRU
5HVROXWLRQPP
6RODU5DGLDWLRQ6HQVRU
$FFXUDF\
:LQG'LUHFWLRQ6HQVRU
5DQJHPHFKDQLFDOHOHFWULFDO
$FFXUDF\
:LQG6SHHG6HQVRU
6WDUWLQJWKUHVKROGPV
02'(/6
:6352
:6352/7
&21752/6<67(0$&&(6625,(6
)')')')')'
'HFRGHUV
$33/,&$7,216
)($785(6
)'DGGUHVVHVVROHQRLGSHUVWDWLRQ
/63OLQHVXUJHSURWHFWLRQGHYLFH&RQVXOW
5DLQ %LUG WR NQRZ PRUH DERXW 6XUJH
3URWHFWLRQ
:DWHUSURRIUHVLQHQFDSVXODWHGFLUFXLWU\DQG
IDFWRU\SUHVHWDGGUHVVFRGHVHQVXUHORQJ
DQGWURXEOHIUHHOLIH
63(&,),&$7,216
7KHVHGHFRGHUVZRUNZLWKDOO0'&
DQG6LWH&RQWUROFHQWUDOXQLWV
02'(/6
)'DGGUHVVVROHQRLGHSHUVWDWLRQ
DGGUHVV
)'DGGUHVVRUVROHQRLGVSHUVWDWLRQ
)'DGGUHVVHVRUVROHQRLGVSHUVWDWLRQ
)'DGGUHVVHVVROHQRLGSHUVWDWLRQ
3'
3XPS'HFRGHU
$33/,&$7,216
7KH3'FDQFRQWUROHLWKHUSXPSRUDQ
HQWLUHSXPSVWDWLRQ7KH3'FDQDOVR
FRQWURODERRVWHUSXPS
63(&,),&$7,216
,QSXW VLJQDO OLQH IURP 0'& 6LWH
&RQWURO
2XWSXW 'U\ FRQWDFW $ QRUPDOO\ RSHQ RU
QRUPDOO\FORVHG
02'(/
,QVWDOODWLRQLQYDOYHER[RUGLUHFWEXULDO
,QSXWEOXHZLUHVFRQQHFWHGWRWKHVLJQDOOLQH
2XWSXWFRORUFDEOHVSHUDGGUHVV
0D[LPXPRIPHWHUVGLVWDQFHEHWZHHQ
GHFRGHUVDQGVROHQRLGVXVLQJPPZLUH
3RZHUFRQVXPSWLRQXQGHUP$LQSDVVLYH
PRGHRUPD[LPXPRIP$SHUDGGUHVVFRGH
LQRSHUDWLRQ
:RUNLQJWHPSHUDWXUHUDQJHWR&
6WRUDJHWHPSHUDWXUHUDQJHWR&
%XLOWLQVXUJHSURWHFWLRQ)'DQG)'
)RU )' XVHG ZLWK QRQ5DLQ %LUG
VROHQRLGV/LPLWHGWRVROHQRLGVZLWKPD[LPXP
:DWWSRZHUUHTXLUHPHQW
'(&2'(5&$%/(
$33/,&$7,21
7KLV FDEOH LV XVHG IRU 0'& DQG
6LWH&RQWURO GHFRGHU V\VWHPV LQ ODUJH
PXQLFLSDOWXUIDUHDVDQGDWKOHWLF¿HOGV
)($785(6
6ROLGEDUHFRSSHUFRQGXFWRUV
&RUHLQVXODWLRQPPSRO\HWK\OHQHEOXH
DQGEODFN
%OXHSRO\HWK\OHQHRXWHUVKHDWK
(XURSHDQVWDQGDUG&(,
&DEOHDSSURYHGE\5DLQ%LUGIRU0'&
DQG6LWH&RQWURO
63(&,),&$7,216
1XPEHU RI FRQGXFWRUV &URVV VHFWLRQ
PP
0D[LPXPFXUUHQWEXULHG$RSHQDLU$
8 9$NPFRVM 2XWVLGHGLDPHWHUPLQLPD[L
:HLJKWNJNP
%DVHG RQ DPELHQW WHPSHUDWXUHV RI &
IRUEXULHGFDEOHRU&IRUFDEOHLQWKHRSHQ
DLUDQGDOZD\VFDUU\LQJSRZHU
3'
02'(/
'HFRGHU&DEOHRUP
08/7,&21'8&725,55,*$7,21&$%/(
$33/,&$7,216
$33/,&$7,216
9HU\ORZYROWDJH9ROWVPXOWLFRQGXFWRU
FDEOH,GHDOIRUFDUU\LQJSRZHUVXSSO\IURP
FRQWUROOHUWHUPLQDOVWULSVWRHOHFWULFYDOYHV
9HU\ORZYROWDJH9VLQJOHFRQGXFWRU
FDEOH,GHDOIRUFDUU\LQJSRZHUVXSSO\IURP
FRQWUROOHUV WR GHFRGHUV RU YDOYHLQKHDG
URWRUV
:,5(675,33(5
722/
$33/,&$7,216
0XOWLIXQFWLRQ WRRO IRU DOO VWDQGDUG URXQG
FDEOHV )RU TXLFN VDIH DQG SUHFLVH ZLUH
VWULSSLQJ RI RXWHU VKHDWKLQJ DQG ZLUH
VWULSSLQJRILQQHUVROLGDQGVWUDQGHGZLUHV
Z Z Z U D L Q E L U G H X
&21752/6<67(0$&&(6625,(6
6,1*/(380367$7,216
$33/,&$7,216
5DLQ%LUGVLQJOHSXPSVWDWLRQVDUHGHVLJQHG
IRUXVHRQDWKOHWLF¿HOGVDQGRWKHUFRPPHUFLDO
DSSOLFDWLRQV7KH\ZLOOSURYLGHWKHUHTXLUHG
IORZ UDWH DQG SUHVVXUH WR RSHUDWH WKH
LUULJDWLRQ V\VWHP 5DLQ %LUG VLQJOH SXPS
VWDWLRQV DUH SUHDVVHPEOHG DQG HDV\ WR
LQVWDOODQGRSHUDWH$OOSXPSVWDWLRQVDUHIXOO\
ZDWHUWHVWHGDQGFDOLEUDWHGDWRXUIDFLOLWLHV
LQ6ZHGHQ
352'8&7/,1(6
:HRIIHUWZRVLQJOHSXPSVWDWLRQOLQHV6RIW
6WDUWRU9DULDEOH)UHTXHQF\'ULYH9)'
6RIW6WDUWPRGHOVDUHVXLWDEOHLQDSSOLFDWLRQV
ZKHUHWKHÀRZUDWHLVUHODWLYHO\FRQVWDQWIRU
H[DPSOHDWKOHWLF¿HOGV$VRIWVWDUWHULVDQ
HOHFWURQLFXQLWWKDWUHGXFHVFXUUHQWSHDNDW
VWDUWXS:LWKRXW6RIW6WDUWWKHFXUUHQWSHDN
DWVWDUWXSZLOOEHDERXWWLPHVWKHRSHUDWLQJ
FXUUHQWZLWK6RIW6WDUWRQO\DERXWWRWLPHV
WKHRSHUDWLQJFXUUHQW
9)' PRGHOV DUH XVHG LQ DSSOLFDWLRQV ZLWK
YDU\LQJ ÀRZ UDWHV GXULQJ FHUWDLQ SHULRGV
ZKHUHDFRQVWDQWSUHVVXUHLVUHTXLUHG9)'
FRQWLQXRXVO\FRQWUROVWKHPRWRUVSHHGZKLFK
PDNHVLWSRVVLEOHWRVHWWKHSXPSVWDWLRQWR
RSHUDWH DW DQ\ GXW\ SRLQW DQG DGMXVW WKH
SHUIRUPDQFH WR D JLYHQ UHTXLUHPHQW 9)'
PRGHOVKDYHQRFXUUHQWSHDNDWVWDUWXS
6RIW6WDUWVHULHVZLWKRSWLRQDOSUHVVXUHWDQN
DQGVWUDLQHU
)($785(6
6RIW6WDUWPRGHOV7KHVSHFLDOO\GHVLJQHG
VRIWVWDUWHUFDELQHWHQVXUHVDVPRRWKVWDUW
DQGVWRSRIWKHSXPS7KLVKHOSVWRDYRLG
GDPDJHWRWKHLUULJDWLRQHTXLSPHQWFDXVHG
E\ ZDWHU KDPPHU DQG ORZHUV WKH FXUUHQW
SHDNDWVWDUWXS
9)'PRGHOV9DULDEOHVSHHGFRQWUROSURYLGHV
VPRRWK DXWRPDWHG VWDUWV DQG VWRSV RI WKH
SXPSDQGDGMXVWVWKHSHUIRUPDQFHWRPHHW
WKHSUHVVXUHUHTXLUHGDWDQH[WUHPHO\TXLHW
ORZYLEUDWLRQRSHUDWLRQ9)'UHGXFHVVWDUWLQJ
FXUUHQW VDYHV HQHUJ\ PLQLPL]HV V\VWHP
ZHDU DQG WHDU DQG SUHYHQWV FDYLWDWLRQ RQ
SXPSVWDUWLQJDQGZDWHUKDPPHURQSXPS
VWRSSLQJ
6WDQGDUG9)'VHULHVZLWKRSWLRQDOVWUDLQHU
&21752/6<67(0$&&(6625,(6
63(&,),&$7,216
237,216
6RIW6WDUW6HULHV
7KH6RIW6WDUWFDELQHWLVPRXQWHGRQWKH
SXPS
3RO\HVWHU HQFORVXUH [[PP
,3
6WDUWHG GLUHFWO\ E\ LUULJDWLRQ FRQWUROOHU
WKURXJKEXLOWLQ9UHOD\
$OVRDFFHSWVVLJQDOIURPH[WHUQDOGHYLFH
HJOHYHOVZLWFKSUHVVXUHVZLWFK
%XLOWLQPRWRUFLUFXLWEUHDNHU
6WDQGDUG PXOWLIXQFWLRQ WLPLQJ UHOD\ ZLWK
2QGHOD\2IIGHOD\IXQFWLRQPRGH
/HYHO FRQWURO ZLWK UHPRWH LQSXW FRQWDFW
PRGH IRU XVH ZLWK ZDWHU OHYHO SUREHV
LQFOXGHG
0DQ$XWR6HOHFWRUVZLWFK
5RXQGVLJQDOODPSV*UHHQ0RWRU5XQQLQJ
5HG0RWRU$ODUP
3UHVVXUHWDQNZLWKSUHVVXUHVZLWFK6RIW
6WDUWVHULHVFDQEHVXSSOLHGZLWKDSUHVVXUH
WDQN 7DQN DOORZV SXPS VWDWLRQ WR VWDUW
ZKHQV\VWHPSUHVVXUHGURSVIRUH[DPSOH
ZLWKPDQXDOZDWHULQJ
&DSDFLW\OLWHUVDWPD[LPXPEDURU
OLWHUVDWPD[LPXPEDUSUHVVXUH
9)'6HULHV
7KH9)'XQLWLVPRXQWHGRQWKHSXPSZLWK
PRWRUVXSWRN:DQGGHOLYHUHGZLWK
P RI FDEOH IRU ZDOO PRXQWLQJ ZLWK ODUJHU
PRWRUV
:HOGHGVWHHOHQFORVXUHVL]HGHSHQGLQJRQ
SXPS,3
6SHHGUHJXODWLRQ E\P$VLJQDO IURP
SUHVVXUHWUDQVPLWWHU
3UHVVXUHWUDQVPLWWHULQVWDLQOHVVVWHHO
%XLOWLQRYHUORDGSURWHFWLRQ
2SHUDWRU¶VSDQHOIRUDGMXVWPHQWRIVHWWLQJV
GHVLUHGSUHVVXUHRSHUDWLQJPDUJLQVWLPH
GHOD\HWF
3UHVVXUHVKRZQLQRSHUDWRU¶VSDQHO
%XLOGLQ37&UHVLVWRULQPRWRUSURWHFWVWKH
PRWRUIURPRYHUKHDWLQJFDXVHGE\RYHUORDG
RUORZYROWDJH
3UHVVXUHWDQNLQFOXGHG
3UHVVXUHUHOLHIYDOYH2SHQVDQGFORVHV
DVQHHGHGWRSURWHFWV\VWHPIURPVWUHVV
GXHWRVXUJHV
<6WUDLQHU %UDVV <VWUDLQHU IRU &5
&5VHULHVDQGFDVWLURQ<VWUDLQHUIRU
&5 &5 VHULHV 'UDLQ YDOYH
LQFOXGHG
3UHVVXUHWDQNZLWKSUHVVXUHVZLWFK
6XFWLRQ SLSH DVVHPEO\ ,QFOXGHV IRRW
YDOYH DQG FRQQHFWRU WR SXPS DV ZHOO DV
SDUWVQHHGHGIRUPDQXDOSULPLQJ
02'(/6$1'&$3$&,7<
3UHVVXUHIURPWREDUV
&56HULHVIURPWRPK
&56HULHVIURPWRPK
&56HULHVIURPWRPK
&56HULHVIURPWRPK
&56HULHVIURPWRPK
&56HULHVIURPWRPK
&56HULHVIURPWRPK
3UHVVXUHUHOLHIYDOYH
&RQWDFW5DLQ%LUGIRUFRPSOHWHFDSDFLW\
WDEOH
$OOPRGHOV
*UXQGIRV &5 SXPSV ZLWK KLJK HI¿FLHQF\
FODVV())PRWRUV,33K9+]
530
0DQLIROGLQJDOYDQL]HGVWHHO
'DQIRVV6RFODFKHFNYDOYH
0DLQ LVRODWLRQ YDOYH RQ SXPS VWDWLRQ
RXWOHW
,QRXWOHW'1LQFOEDOOYDOYH
3UHVVXUHJDXJHLQVWDOOHGRQPDQLIROG
3URWHFWLYHWKHUPRVWDWRQWKHSXPSSUHYHQWV
SXPSIURPUXQQLQJWRRKRW
<6WUDLQHU
6XFWLRQSLSHDVVHPEO\
Z Z Z U D L Q E L U G H X
&21752/6<67(0$&&(6625,(6
/$.(0$1$*(0(17$(5$7256$1')2817$,16
$33/,&$7,216
$JURZLQJJOREDOWUHQGLVWRLQVWDOOVXUIDFHRU
VXEVXUIDFHDHUDWRUVLQSRQGVRUODNHVWKDW
DUHOHVVWKDQIHHWPGHHS7KHSULPDU\
UHDVRQ LV WKDW DHUDWRUV SURYLGH WKH EHVW
YHUWLFDOFLUFXODWLRQWRDGGGLVVROYHGR[\JHQ
WRWKHZDWHU7KLVFLUFXODWLRQKHOSVWRPDLQWDLQ
DQHFRORJLFDOEDODQFHZKLFKLQWXUQDVVXUHV
VXI¿FLHQWZDWHUTXDOLW\
:KHQ D ODNH RU SRQG ORVHV LWV HFRORJLFDO
EDODQFHWKHHIIHFWVRUV\PSWRPVDUHUHDGLO\
DSSDUHQW
8QVLJKWO\DOJDHEXLOGXS
$JJUHVVLYHZHHGJURZWK
8QSOHDVDQWRGRU
'HSOHWHG¿VKSRSXODWLRQV
,I WKLV ZDWHU VRXUFH LV XVHG WR VXSSO\ DQ
LUULJDWLRQV\VWHPWKHHIIHFWVDUHFRPSRXQGHG
ERWKIXQFWLRQDOO\DQGDHVWKHWLFDOO\
&ORJJHG VSULQNOHU KHDGV YDOYHV DQG
SXPSV
'DPDJHGWXUI
/RVVRIZDWHUVWRUDJHFDSDFLW\
2GRUV¿VKNLOOVDQGLQVHFWEUHHGLQJ
'LPLQLVKHGDHVWKHWLFDSSHDO
%(1(),76
/DNH0DQDJHPHQW$HUDWRUVHIIHFWLYHO\ZRUN
WRPDLQWDLQDQHFRORJLFDOEDODQFHLQODNHVRU
SRQGV OHVV WKDQ ¶ P GHHS :LWK WKH
DGGLWLRQRIGLVVROYHGR[\JHQLQWRWKHZDWHU
DQG WKH UHVXOWLQJ FRQYHFWLRQ SDWWHUQV WKDW
UHGXFH VWUDWLILFDWLRQ DHUDWLRQ V\VWHPV
SURYLGHDQXPEHURISUDFWLFDOHFRQRPLFDQG
DHVWKHWLF EHQHILWV E\ LPSDFWLQJ WKUHH
IDFWRUV
2[\JHQ²DHUDWLQJ WKH ZDWHU HQFRXUDJHV
DHURELF GLJHVWLRQ RI QXWULHQWV E\ DGGLQJ
R[\JHQ ZKLFK VLJQLILFDQWO\ UHGXFHV
VHGLPHQWVOXGJHEXLOGXS
1XWULHQWV²SRWHQWLDOO\KDUPIXOQXWULHQWVDUH
NHSWLQHFRORJLFDOEDODQFHWKURXJKR[LGDWLRQ
DQGGHVWUDWL¿FDWLRQ
7HPSHUDWXUH²PL[LQJZDUPHUVXUIDFHDQG
FRROHUERWWRPZDWHUZLWKGLVVROYHGR[\JHQ
EUHDNV GRZQ VWUDWLILFDWLRQ WR IXUWKHU
HQKDQFHWKHHFRORJLFDOEDODQFHRIDGGLQJ
FDUERQGLR[LGHDWORZHUOHYHOV
7KH LQWURGXFWLRQ RI R[\JHQ E\ DHUDWRUV
HIIHFWLYHO\ SUHYHQWV DQDHURELF GLJHVWLRQ
ZKLFKLQWXUQGUDPDWLFDOO\UHGXFHVIRXORGRUV
2[LGDWLRQ DOVR UHGXFHV LURQ LQ LUULJDWLRQ
ZDWHU ZKLFK RIWHQ FDXVHV VWDLQLQJ RQ
VLGHZDONV DQG EXLOGLQJV$ SURSHUO\ VL]HG
DHUDWRUZLOOORZHULURQFRQFHQWUDWLRQVWROHVV
WKDQPJ/
02'(/6
$HUDWLQJ)RXQWDLQV
$YDLODEOHLQDQG+3DQGGLIIHUHQW
SDWWHUQV
$HUDWLQJIRXQWDLQVDUHGHVLJQHGWRLPSURYH
ZDWHU TXDOLW\ DV ZHOO DV EH DHVWKHWLFDOO\
SOHDVLQJ
,QGXVWULDODHUDWRUV
$YDLODEOHLQDQG+3DQGDVD+LJK
9ROXPHVXUIDFHRU7ULWRQVXEVXUIDFHXQLW
6XE6XUIDFHXQLWVDUHGHVLJQHGWRZRUNLQ
VHWWLQJV ZKHUH QR IRXQWDLQ IHDWXUH LV
GHVLUHG
/DUJHDHUDWLQJIRXQWDLQV
$YDLODEOHLQDQG+3DQGGLIIHUHQW
SDWWHUQV
$LU)ORV\VWHPV
7KHVHV\VWHPVFRQVLVWRID+3FRPSUHVVRU
DQGGLIIXVHUPDQLIROGV
*LDQW)RXQWDLQV
$YDLODEOHLQDQG+3DQGGLIIHUHQW
SDWWHUQV
*LDQW )RXQWDLQV DUH GHVLJQHG WR EH
DHVWKHWLFDOO\SOHDVLQJDQGFDQUHDFKVSUD\
KHLJKWVRIXSWRPWV
%HIRUHDHUDWLRQ
7ULVWDUDHUDWLQJIRXQWDLQ
$TXDVHULHV
7KHVHXQLWVKDYHOLPLWHGZDWHUPDQDJHPHQW
FDSDELOLWLHV DQG DUH GHVLJQHG IRU VPDOOHU
SRQGVLQODUJHJDUGHQVDQGVPDOOSDUNV
$YDLODEOH LQ +3 DQG +3 8QLWV KDYH
WZRLQWHUFKDQJHDEOHVSUD\SDWWHUQV
,QVWDQW)RXQWDLQV
7KHVHÀRDWLQJIRXQWDLQVKDYHOLPLWHGZDWHU
PDQDJHPHQWFDSDELOLWLHV
$YDLODEOHLQ+38QLWVKDYHWKUHHDWWUDFWLYH
LQWHUFKDQJHDEOHVSUD\SDWWHUQV
$IWHUDHUDWLRQ
/2:92/80(
,55,*$7,21$1'
$&&(6625,(6
/2:92/80(,55,*$7,21
Z Z Z U D L Q E L U G H X
7+(5$,1%,5'/2:92/80(,55,*$7,21/,1(
7KH5DLQ%LUG´/RZ9ROXPH,UULJDWLRQ´
OLQH PDNHV VHQVH ZKHUHYHU ZDWHU
FRQVHUYDWLRQLVDQLVVXH
7KHSURGXFWVDUHHDV\WRLQVWDOO<RXGRQ¶W
KDYHWREHDVSHFLDOLVWWRLQVWDOODORZYROXPH
LUULJDWLRQV\VWHP
/RZ YROXPH LUULJDWLRQ QRW RQO\ VDYHV WLPH
DQGHQHUJ\,WDOVRKHOSVVDYHRXUSODQHW¶V
PRVW SUHFLRXV UHVRXUFH ZDWHU 6SHFLDOO\
GHVLJQHG FRPSRQHQWV GHOLYHU SUHFLVH
DPRXQWVRIZDWHUGLUHFWO\WRWKHURRW]RQHV
RISODQWV
/RZYROXPHV\VWHPVDUHHI¿FLHQW
:DWHUFRQVXPSWLRQLVUHGXFHG
6ORZDQGSUHFLVHZDWHUSHQHWUDWLRQLQWRWKH
SODQW URRW ]RQHV PDLQWDLQV DQ RSWLPXP
PRLVWXUHUDQJHLQWKHVRLOWRNHHSSODQWVLQ
SHDNFRQGLWLRQ%\DSSO\LQJZDWHUZKHUHWKH
SODQWUHTXLUHVLWWKHSRVVLELOLWLHVRIORVVRI
ZDWHUIURPHYDSRUDWLRQRUUXQRIIDUHUHGXFHG
<RXUSODQWVQRWWKHZHHGVJHWWKHZDWHUWKH\
QHHG
)UHTXHQWLUULJDWLRQZLWKMXVWWKHULJKWDPRXQW
RIZDWHUSUHYHQWVZDVWHGXHWRRYHUZDWHULQJ
7KH VRLO R[\JHQ OHYHO LV PDLQWDLQHG DQG
SODQWV DUH KHDOWKLHU DQG OHVV VWUHVVHG
'HSHQGLQJRQWKHVRLOW\SHDQGYHJHWDWLRQ
LWLVSRVVLEOHWRFDOFXODWHKRZPXFKZDWHULV
UHTXLUHG (YHU\ GURS LV XVHG PRUH
HIIHFWLYHO\
5DLQ %LUG RIIHUV D FRPSOHWH OLQH IRU
WRSTXDOLW\ LQVWDOODWLRQV 7KH SURGXFW
OLQHFRQVLVWVRI
(PLVVLRQGHYLFHV
&RQWURO]RQHFRPSRQHQWV
'LVWULEXWLRQFRPSRQHQWV
7RROVDQGDFFHVVRULHV
(PLVVLRQGHYLFHV
´'ULS´ HPLVVLRQ GHYLFHV SURYLGH SUHFLVH
ZDWHU DSSOLFDWLRQV GLUHFWO\ WR SODQW URRW
]RQHV3URSHUO\ZDWHUHGURRW]RQHVUHVXOWLQ
KHDOWKLHUSODQWV
&RQWURO]RQHFRPSRQHQWV
&RQWURO]RQHFRPSRQHQWVDUHWKHKHDUWRI
DQ\ORZYROXPHLUULJDWLRQV\VWHP$YDLODEOH
IRUHLWKHUUHWUR¿WRUQHZLQVWDOODWLRQVWKHVH
SURGXFWV FRQWURO WKH ÀRZ DQG SUHVVXUH DV
ZHOODVWKHZDWHUTXDOLW\LQWKHV\VWHP
'LVWULEXWLRQFRPSRQHQWV
'ULS WXELQJ ¿WWLQJV DQG RWKHU DFFHVVRULHV
FDUU\ ZDWHU IURP WKH FRQWURO ]RQH WR WKH
HPLVVLRQ GHYLFHV 7KHVH SURGXFWV HQVXUH
ORQJWHUP V\VWHP SHUIRUPDQFH ZLWK RQO\
PLQLPDOPDLQWHQDQFH
:DVWHGZDWHULVH[SHQVLYH7KDW¶VZK\
5DLQ %LUG KDV GHVLJQHG SURGXFWV WR
RSWLPL]HHYHU\GURSLQ\RXUORZYROXPH
LUULJDWLRQV\VWHP
&RQWDFW \RXU 5DLQ %LUG GLVWULEXWRU IRU
DGGLWLRQDOLQIRUPDWLRQ
$1$720<2)$5$,1%,5'/2:92/80(,55,*$7,216<67(0
±%)³IHPDOHDGDSWHU
±&RQWURO]RQHVWDUWXSNLW
±;%9%DOOYDOYH
±/)9/RZÀRZYDOYH
±35)5%<)LOWHU
±(DV\¿WPDOHDGDSWHU
±(DV\¿WFRXSOLQJ
±%)0DQXDOYDOYH
±%)0DQXDOYDOYH
±%)0DQXDOYDOYH
±33&;WXELQJFXWWHU
±(0$*3;3OXJ
±;07RRO,QVWDOODWLRQWRRO
±&PPWLHGRZQVWDNH
±(DV\¿WFRXSOLQJ
±(DV\¿WHOERZ
±(DV\¿WWHH
±(DV\¿WUHPRYDEOHÀXVKFDS
±$LUUHOLHIYDOYH
±9DOYHER[
±63%%DUEFRQQHFWRU
±'7'LVWULEXWLRQWXELQJ
±%)8QLRQFRXSOLQJ
±%)7HHFRXSOLQJ
±%)(OERZFRXSOLQJ
±3)5565LVHUVWDNHDVVHPEO\
±;6;6;6PLFUR6SUD\
±6;%6;%PLFURVSULQNOHU
±;67663<.PLFURVSUD\RQVSLNH
±6;%63<.PLFURVSULQNOHURQVSLNH
±9DUL-HWPLFURVSUD\RQVSLNH
±;%3&;%3&;%3&GULSSHUV
±767XELQJVWDNH
±'%&GLIIXVHUFDS
±,QOLQHHPLWWHUWXELQJ
±5:6URRWZDWHULQJV\VWHP
/2:92/80(,55,*$7,21
5$,1%,5'/2:92/80(,55,*$7,216(/(&7,21*8,'(
352'8&76
$33/,&$7,216
7KLFNEXVKHV
6LQJOHEXVK
6PDOOWUHHV
/DUJHWUHHV
*URXQGFRYHU
$QQXDOV
0L[HGYHJHWDWLRQ
3RWWHGSODQWV
+HGJHV
9HJHWDWLRQRQVORSHV
6LQJOHRXWOHW
HPLWWHU
0XOWLRXWOHW
HPLWWHU
%XEEOHU
HPLWWHU
6SUD\
,QOLQH
/2:92/80(,55,*$7,21
Z Z Z U D L Q E L U G H X
;&=35);&=35)
¶¶DQG¶¶&RQWURO=RQH6WDUW8S.LWV
$33/,&$7,216
&RQWURO=RQH.LWVSURYLGHDOORIWKHFRPSRQHQWV
QHFHVVDU\ WR FRQWURO IORZ SUHVVXUH DQG
¿OWUDWLRQIRUDORZYROXPHLUULJDWLRQ]RQH7KHVH
FRQYHQLHQWNLWVSURYLGHDXWRPDWLFFRQWURORID
GULS LUULJDWLRQ ]RQH ZKHQ FRQQHFWHG WR DQ
LUULJDWLRQFRQWUROOHU
)($785(6
,QFOXGHVDYDOYHDQGD3UHVVXUH5HJXODWLQJ
5%<¿OWHU
6LPSOHVWFRQWURO]RQHNLWLQWKHLQGXVWU\ZLWK
WKH IHZHVW SDUWV IRU HDV\ LQVWDOODWLRQ DQG
UHGXFHGPDLQWHQDQFH
6KRUWHUNLWVZLWKOHVVFRPSRQHQWVPHDQVWKDW
\RXFDQ¿WPRUHFRQWURO]RQHNLWVLQDYDOYH
ER[
0RVWUHOLDEOHFRQWURO]RQHNLWVRQWKHPDUNHW
ZLWKSURYHQ/RZ)ORZ9DOYHRU'9YDOYHDQG
IHZHUWKUHDGHGFRQQHFWLRQVZKLFKPHDQOHVV
FKDQFHRIDOHDNERWKDWLQVWDOODWLRQDQGRYHU
WKHOLIHRIWKHV\VWHP
;&=35)
63(&,),&$7,216
3UHVVXUHWREDUV
)ORZ
´XQLWVWROLWHUVKRXUWR
OV
´ XQLWV WR OLWHUVKRXU WR
OV
)LOWUDWLRQPLFURQV
5HJXODWHGSUHVVXUHEDU´RUEDU´
02'(/
;&=35) ´ /RZ )ORZ 9DOYH ´
3UHVVXUH5HJXODWLQJ5%<)LOWHU
;&=35)´'99DOYH´3UHVVXUH
5HJXODWLQJ5%<)LOWHU
;&=35)
0LQLPXP,QOHW3UHVVXUHIRUEDU
2XWOHW3UHVVXUH
;&=35);&=35)
)ORZOKU )ORZOV %DU
%DU
6LPSOHVWFRQWURO]RQHNLWLQWKHLQGXVWU\
/2:92/80(,55,*$7,21
/2:)/2:9$/9(
&RQWURO=RQH&RPSRQHQWV
$33/,&$7,216
7KHRQO\YDOYHLQWKHLQGXVWU\PDGHVSHFL¿FDOO\
IRU GULS LUULJDWLRQ V\VWHPV PDNLQJ WKLV WKH
RQO\YDOYHWKDWFDQHIIHFWLYHO\KDQGOHSDUWLFOHV
DWORZÀRZUDWHVWROLWHUVKRXU
)($785(6
7KLV YDOYH FRQWDLQV DOO RI WKH IHDWXUHV RI
5DLQ%LUG¶VUHOLDEOH'9YDOYHFRXSOHGZLWK
D XQLTXH GLDSKUDJP GHVLJQ WKDW DOORZV
SDUWLFOHVWRSDVVWKURXJKDWH[WUHPHO\ORZ
ÀRZUDWHVWKHUHE\SUHYHQWLQJZHHSLQJRI
WKHYDOYH
$OORZV WKH ILOWHU WR EH VDIHO\ SODFHG
GRZQVWUHDPRIWKHYDOYHVLQFHWKLVYDOYH
KDQGOHVDOOVL]HVRISDUWLFOHV
8QLTXH³GRXEOHNQLIH´GLDSKUDJPFRXSOHG
ZLWKò´GLDPHWHUVHDWIRUÀDZOHVVRSHUDWLRQ
DWORZÀRZUDWHV
'RXEOHILOWHUHG SLORW IORZ GHVLJQ IRU
PD[LPXPUHOLDELOLW\
([WHUQDOEOHHGWRPDQXDOO\ÀXVKV\VWHPRI
GLUW DQG GHEULV GXULQJ LQVWDOODWLRQ DQG
V\VWHPVWDUWXS
,QWHUQDO EOHHG IRU VSUD\IUHH PDQXDO
RSHUDWLRQ
/)9
63(&,),&$7,216
)ORZ
WROLWHUVKRXU
3UHVVXUHWREDUV
(/(&75,&$/63(&,),&$7,216
/)99
9$&+]F\FOHVVHFVROHQRLG
,QUXVKFXUUHQW9$DW+]
+ROGLQJFXUUHQW$9$
)ULFWLRQ/RVV&KDUDFWHULVWLFV
',0(16,216
+HLJKWFP
/HQJWKFP
:LGWKFP
02'(/
/)9»¶¶IHPDOHWKUHDGHGLQOHW
DQGRXWOHW
/)99»¶¶IHPDOHWKUHDGHG
LQOHWDQGRXWOHWODWFKLQJVROHQRLG
8QLTXHGLDSKUDJPGHVLJQ
)ORZOKU
)ORZOV
/)9
EDUV
/2:92/80(,55,*$7,21
Z Z Z U D L Q E L U G H X
35(6685(5(*8/$7,1*),/7(5
$33/,&$7,216
7KH 3UHVVXUH5HJXODWLQJ 35 )LOWHU
UHGXFHV WKH QXPEHU RI FRPSRQHQWV LQ D
FRQWURO]RQHPDNLQJLWVPDOOHUDQGHDVLHU
WRLQVWDOO0RUHFRQWURO]RQHVFDQ¿WLQRQH
YDOYHER[
&RPELQDWLRQ XQLWUHGXFHVWKHQXPEHURI
FRQQHFWLRQVPDNLQJLQVWDOODWLRQHDVLHUDQG
VDYLQJWLPH
7KH35)LOWHUSURYLGHVLQFUHDVHGUHOLDELOLW\
IHZHUSDUWVDQGIHZHUWKUHDGHGFRQQHFWLRQV
PHDQ OHVV FKDQFH RI D OHDN ERWK DW
LQVWDOODWLRQ DQG DOVR RYHU WKH OLIH RI WKH
V\VWHP
%RG\DQGFDSPDGHRIJODVV¿OOHGQ\ORQ
SURYLGLQJEDUSUHVVXUHUDWLQJ
:RUNVZLWKDOOYDOYHVWRFUHDWHDVLPSOH
HI¿FLHQWFRQWURO]RQH
)($785(6
35)5%<¶¶5%<SUHVVXUHUHJXODWLQJ
¿OWHU
35)%))¶¶VHOIFOHDQLQJ%DFN)OXVK
)LOWHUZLWKSUHVVXUHUHJXODWRU
8QLTXH FRPSDFW XQLW WKDW FRPELQHV
¿OWUDWLRQDQGSUHVVXUHUHJXODWLRQLQRQHXQLW
IRUSURWHFWLRQRIGRZQVWUHDPFRPSRQHQWV
LQDGULSLUULJDWLRQV\VWHP
$YDLODEOHLQHLWKHUWKHVWDWLF5%<¿OWHURU
WKHVHOIFOHDQLQJ%DFN)OXVK)LOWHUHDFKRI
WKHVHXQLWVUHJXODWHVSUHVVXUHWRDQRPLQDO
EDU
355%<)LOWHU&DSKDVVHDOLQJRULQJDQG
XQWKUHDGV WR SURYLGH DFFHVV WR WKH ¿OWHU
HOHPHQWIRUHDV\FOHDQLQJ
35%DFNÀXVK)LOWHUSURYLGHVVHOIFOHDQLQJ
DFWLRQZLWKHYHU\F\FOHDVGHEULVLVÀXVKHG
HYHU\WLPHWKHV\VWHPLVWXUQHGRQDQGRII
EDUSUHVVXUHUHJXODWRULVLQWHJUDWHGLQWR
¿OWHUERG\
63(&,),&$7,216
3UHVVXUHWREDUV
)ORZ
´XQLWVWROLWHUVKRXU
´XQLWVWROLWHUVKRXU
)LOWUDWLRQPLFURQV
5HJXODWHGSUHVVXUHEDU´RUEDU´
02'(/
$&&(6625,(6
5%<0; PLFURQ UHSODFHPHQW
VFUHHQ
)ULFWLRQ/RVV&KDUDFWHULVWLFV
)ORZOKU
35)5%<EDU
1$
1$
1$
35)5%<EDU
1$
1$
%$6.(7),/7(5
$33/,&$7,216
7KLVQHZLQQRYDWLYH¿OWHUSURYLGHVUHOLDELOLW\
DQGUHGXFHVODERUDQGPDLQWHQDQFHFRVWV
)($785(6
7RSFRQWDLQVFOHDULQGLFDWRUWKDWJRHVIURP
JUHHQWRUHGZKHQ¿OWHULVIXOOWHOOLQJ\RX
ZKHQ WR FOHDQ WKH ILOWHU 7KLV UHGXFHV
PDLQWHQDQFHDQGWDNHVWKHJXHVVZRUNRXW
RIFOHDQLQJWKH¿OWHU
7KUHDGHGWRSPDNHVLWHDV\WRUHPRYHDQG
FOHDQWKHVWDLQOHVVVWHHOVFUHHQ
³1R6SLOO´IHDWXUHHQVXUHVWKDWWKHGLUWGRHV
QRWIDOORXWRIWKHEDVNHW¿OWHUHOHPHQWZKHQ
\RXUHPRYHWKHVFUHHQIRUFOHDQLQJ
63(&,),&$7,216
3UHVVXUHWREDUV
)ORZ
´%DVNHW)LOWHUWROLWHUVKRXU
´%DVNHW)LOWHUWROLWHUVKRXU
02'(/
4.&+.´%DVNHW)LOWHU
4.&+.´%DVNHW)LOWHU
4.&+.0PLFURQVFUHHQ
4.&+.0PLFURQVFUHHQ
,35)5%<¶¶5%<SUHVVXUHUHJXODWLQJ
¿OWHU
,35)%))¶¶VHOIFOHDQLQJ%DFN)OXVK
)LOWHUZLWKSUHVVXUHUHJXODWRU
)ULFWLRQ/RVV&KDUDFWHULVWLFV
4.&+.
)ORZ5DWHOKU
PLFURQEDU
)ULFWLRQ/RVV&KDUDFWHULVWLFV
4.&+.
)ORZ5DWHOKU
PLFURQEDU
35)%))EDU
1$
1$
1$
35)%))EDU
1$
1$
/2:92/80(,55,*$7,21
36,036,0
3UHVVXUH5HJXODWRUV
$33/,&$7,216
02'(/6
7KHVH SUHVHW SUHVVXUH UHJXODWRUV DUH
GHVLJQHG WR SURYLGH D FRQVWDQW RXWOHW
SUHVVXUHLQPLFURLUULJDWLRQLQVWDOODWLRQV
36,0SUHVHWRXWOHWSUHVVXUHEDU
36,0SUHVHWRXWOHWSUHVVXUHEDU
3(5)250$1&(
)($785(6
2XWOHWSUHVVXUH
3UHVHWRXWOHWSUHVVXUH
'HVLJQHGIRUDERYHDQGEHORZJUDGHXVH
36,063(&,),&$7,216
)ORZUDQJHWRPK
,QOHWSUHVVXUH
36,0WREDU
36,0WREDU
´IHPDOHWKUHDGHGLQOHWDQGRXWOHW
,QWOHW
SUHVVXUH
&+(&.9$/9(6
)($785(6
63(&,),&$7,216
02'(/6
3UHYHQWVZDWHUIURPGUDLQLQJXSVWUHDPRI
FKHFNYDOYHRUEDFNLQWRYDOYHER[
8VHZLWKDEDFNÀXVK¿OWHUZKHQ¿OWHULVDW
D ORZHU HOHYDWLRQ WKDQ WKH UHVW RI WKH
V\VWHP
3UHVVXUHWREDUV
7KUHDGV
&9»¶¶[»¶¶
&9¶¶[¶¶
&9
&9
(07;
2XWOHW0DQLIROG
$33/,&$7,216
´LQOHWWKUHDGVRQWR´ULVHUDQG
SURYLGHVDPDQLIROGZLWKVL[IUHHÀRZLQJ´
EDUERXWOHWV
)($785(6
(DFKEDUERXWOHWLVVHDOHGZLWKDGXUDEOH
SODVWLFFDS
3ODVWLFFDSVUHPRYHHDVLO\DOORZLQJIRUD
GULSDUHDWKDWFDQEHFXVWRPL]HGZLWKXS
WRVL[GLIIHUHQWHPLVVLRQGHYLFHV
8VHWKH(07;ZLWKHPLWWHUVVSUD\VDQG
EXEEOHUV
23(5$7,1*5$1*(
3UHVVXUHWREDU
02'(/
(07;RXWOHWVPDQLIROG
;HUL&DSV
5HWUR¿W.LW
&DSVIRU6SUD\+HDGV
)RU6SUD\+HDGV
$33/,&$7,216
63(&,),&$7,21
$33/,&$7,216
3HUPLWVFRQYHQLHQWFRQYHUVLRQWRGULSWXELQJ
ZKHQXVHGZLWKFRPSUHVVLRQDGDSWHU
)ORZWRP»K
,QOHW3UHVVXUHWREDU
)($785(6
',0(16,216
8VHGWRUHWUR¿WDVSUD\KHDGV\VWHPWRD/RZ
YROXPHV\VWHPE\FDSSLQJRIIDQ\XQXVHG
VSUD\KHDGV
3URYLGHV EDU SUHVVXUH UHJXODWLRQ DQG
PLFURQVFUHHQWKDWLVHDVLO\DFFHVVLEOH
,QWHUQDODVVHPEO\GURSVLQWRDQ\
RUVSUD\KHDGERG\WRHDVLO\UHWUR¿W
H[LVWLQJV\VWHPWR/RZ9ROXPHDSSOLFDWLRQ
SURGXFWV
&DQEHLQVWDOOHGDERYHRUEHORZJUDGH
,IUHWUR¿WÀRZLVOHVVWKDQPKUHSODFH
HOHFWURQLFYDOYHZLWK
5DLQ%LUG&RQWURO=RQH.LWVHH;&=
»ÝIHPDOHWKUHDGHGLQOHW
»ÝPDOHWKUHDGHG
VZLYHORXWOHW
+HLJKWFP
:LGWKFP
63(&,),&$7,21
02'(/6
02'(/6
5(752 5HWUR¿W
.LW
;&&DSVIRU
6SUD\+HDGV
3UHVVXUHWREDU
',0(16,216
:LGWKFP
/2:92/80(,55,*$7,21
Z Z Z U D L Q E L U G H X
5$,1%,5''5,3/,1(6(5,(6
,QOLQH3UHVVXUH&RPSHQVDWLQJ(PLWWHU7XELQJ¡PP8QPDWFKHG3HUIRUPDQFH
$33/,&$7,216
5DLQ%LUG'ULSOLQHLQOLQHHPLWWHUWXELQJLVLGHDO
IRU LUULJDWLQJ DQ\ URZ YHJHWDWLRQ KHGJHV
WUHHV VKUXEEHU\ DQG JURXQG FRYHU ,WV
RXWVWDQGLQJSUHVVXUHFRPSHQVDWLRQPDNHV
LW SDUWLFXODUO\ VXLWDEOH IRU ZDWHULQJ VORSH
SODQWLQJV 8QPDWFKHG FORJUHVLVWDQFH IRU
ORQJWHUPUHOLDELOLW\
)($785(6
6SDFLQJVRUFP
/DUJHU IORZ SDWK WKH SUHVVXUH LV
FRPSHQVDWHG E\ µOHQJWKHQLQJ¶ WKH
HPLWWHU¶VWXUEXOHQWÀRZSDWKLQVWHDGRI
UHGXFLQJWKHFURVVVHFWLRQDODUHDRIWKH
HPLWWHU¶V IORZ SDWK 7KH UHVXOW LV
XQVXUSDVVHGFORJUHVLVWDQFH
3UHVVXUH FRPSHQVDWLRQ HQVXUHV
FRQVLVWHQW ÀRZ IURP HDFK LQOLQH HPLWWHU
WKURXJKRXWWKHHQWLUHOHQJWKRIWXELQJUXQ
7ZR OD\HUV EURZQ RXWVLGH DQG EODFN
LQVLGH
EHWWHUUHVLVWDQFHWR89
OHVVDOJDHIRUPHGLQWKHWXELQJ
FUXVKUHVLVWDQW
&\OLQGULFDOVKDSH
WKH HPLWWHU µZHOGV¶ WR WKH LQQHU
FLUFXPIHUHQFHRIWKHWXELQJNHHSLQJWKH
HPLWWHUVHFXUHO\LQSODFH
ODUJHUVXUIDFHDUHDIRU¿OWUDWLRQWKURXJKRXW
IDVWHULQVWDOODWLRQEHFDXVHWKHHPLWWHULV
HDVLO\YLVLEOH
'XDORXWOHWSRUWVHOLPLQDWHWKHULVNRI
EDFNVLSKRQLQJGHEULVLQWRWKHWXELQJ
',0(16,216
2XWVLGHGLDPHWHUPP
,QVLGHGLDPHWHUPP
:DOOWKLFNQHVVPP
02'(/6
'3POHQJWKPPRXWVLGH
GLDPHWHU FP HPLWWHU VSDFLQJ
OKÀRZ
'3POHQJWKPPRXWVLGH
GLDPHWHU FP HPLWWHU VSDFLQJ
OKÀRZ
'3POHQJWKPPRXWVLGH
GLDPHWHU FP HPLWWHU VSDFLQJ OK
ÀRZ
63(&,),&$7,216
3UHVVXUHWREDU
&RLOOHQJWKP
)ORZOK
5HFRPPHQGHG¿OWUDWLRQPLFURQV
0D[LPXPWHPSHUDWXUH
ZDWHU&
DPELHQW&
'LDJUDPRI5DLQ%LUG,QOLQHHPLWWHULQRSHUDWLRQ
3(5)250$1&(
0D[LPXPUXQOHQJWK
,QOHW
)ORZOK )ORZOK )ORZOK
ZDWHU 6ORSH (PLWWHU
(PLWWHU (PLWWHU
SUHVVXUH VSDFLQJ VSDFLQJ VSDFLQJ
EDU
FP
FP
FP
127( 7KH DERYH FKDUW LQGLFDWHV WKH
PD[LPXPSHUPLVVLEOHGULSOLQHUXQOHQJWKWR
REWDLQDPLQLPXPSUHVVXUHRIEDUDWWKH
HQGRIWKHOLQH
6HOHFWWKHLQOHWSUHVVXUH
6HOHFW WKH VORSH IODW VXUIDFH GRZQVORSHRIHWF
&RQVXOW WKH PD[LPXP UXQ OHQJWK LQ WKH
HPLWWHUVSDFLQJFROXPQ
/2:92/80(,55,*$7,21
0'&)6(5,(6
(DV\)LW&RPSUHVVLRQ)LWWLQJV0DNHWKHULJKWFRQQHFWLRQ
$33/,&$7,216
(DV\)LW&RPSUHVVLRQ6\VWHPLVGHVLJQHG
WRZRUNZLWKPPWXELQJDQGGULSOLQHZKLOH
UHGXFLQJHIIRUWUHTXLUHGWRLQVHUWWKHWXELQJ
LQWRWKH¿WWLQJE\DOPRVW7KHV\VWHP
RIIHUV D VLPSOL¿HG LQYHQWRU\ SURJUDP DQG
XQSDUDOOHOHGÀH[LELOLW\(DV\)LW)LWWLQJVSOXV
$GDSWHUV FRPSULVH RYHU GLIIHUHQW
FRQ¿JXUDWLRQV
)($785(6
7LPHDQGHIIRUWDUHVDYHGOHVVIRUFH
LVUHTXLUHGWRFRQQHFWWXELQJDQG¿WWLQJV
YHUVXVFRPSHWLWLYHFRPSUHVVLRQ¿WWLQJV
,QYHQWRU\ LV UHGXFHG PXOWL GLDPHWHU
FRPSUHVVLRQ ILWWLQJV DFFHSW DOO PP
WXELQJDQGGULS
)OH[LELOLW\LVLQFUHDVHGMXVWDIHZHDV\¿W
¿WWLQJVDQGDGDSWHUVDUHQHHGHGWRPDNH
RYHU FRQQHFWLRQV DFFRPPRGDWLQJ
FRXQWOHVVLQVWDOODWLRQVLWXDWLRQV
:RUNVZLWK5DLQ%LUG/DQGVFDSH'ULSOLQH
DQGPPWXELQJ
)LWWLQJVDUHPROGHGIURP89UHVLVWDQW$%6
0DWHULDOZLWKD%XQD5XEEHU6HDOIRUORQJ
WHUPOHDNIUHHFRQQHFWLRQV
5HPRYDEOH )OXVK &DSV FDQ EH XVHG WR
ÀXVK HQG RI OLQH DQG WHPSRUDULO\ FDS RII
OLQHVIRUODWHUH[SDQVLRQ
8QLTXHSDWHQWSHQGLQJGHVLJQ
0'&))37 ´ )HPDOH 3LSH WKUHDG
$GDSWHU
0'&))37 ´ )HPDOH 3LSH WKUHDG
$GDSWHU
0'&))+7 ´ )HPDOH +RVH 7KUHDG
$GDSWHU
0'&)&$35HPRYDEOH)OXVK&DS)RU(DV\
)LW)LWWLQJV
23(5$7,1*5$1*(
3UHVVXUHWREDU
$FFHSWWXELQJ2'PP
1RWH (DV\ )LW $GDSWHUV DUH QRW EDUEHG
¿WWLQJV7KH\DUHWREHXVHGRQO\ZLWK(DV\
)LW&RPSUHVVLRQ)LWWLQJV
02'(/6
(DV\)LW)LWWLQJV
0'&)&283&RXSOLQJ
0'&)(/(OERZ
0'&)7((7HH
(DV\)LW$GDSWHUV
0'&)037 ´ 0DOH 3LSH WKUHDG
$GDSWHU
0'&)037´ 0DOH 3LSH WKUHDG
$GDSWHU
3(5)250$1&(
)ULFWLRQ/RVV3HU)LWWLQJ
)ORZ/K
/RVV%DU
$)'9
)LOWHUHG'UDLQ9DOYH
VHHSDJH
$LU9DFXXP5HOLHI9DOYH
$33/,&$7,216
)($785(6
7RHQVXUHRSWLPDOSHUIRUPDQFHRIVXEVXUIDFH
LQVWDOODWLRQLWLVLPSRUWDQWWRLQFOXGHDQDLU
YDFXXPUHOLHIYDOYH7KHYDOYHZLOODOORZDLUWR
HVFDSH WKH SLSHOLQH WKXV SUHYHQWLQJ ZDWHU
KDPPHURUEORFNDJH7KHYDOYHZLOODOORZDLUWR
HQWHUWKHOLQHVDVZDWHUHYDFXDWHVWKHOLQHVDW
VKXWGRZQ7KLVSUHYHQWVYDFXXPVXFWLRQRI
GLUW\ZDWHUIURPRFFXUULQJ
.LWLQFOXGHVô¶¶DLUUHOLHIYDOYH(DV\)LW7HH
DQG)OXVK&DS
8VH ZLWK 5DLQ %LUG /DQGVFDSH 'ULSOLQH
HPLWWHUWXELQJ
0DGHRITXDOLW\UXVWSURRIPDWHULDOV
5DLQ%LUGGRHVQRWUHFRPPHQGVXEVXUIDFH
LQVWDOODWLRQIRUWXUIJUDVV
02'(/6
$59DOYH.LW
/2:92/80(,55,*$7,21
Z Z Z U D L Q E L U G H X
5$,1%,5';%3&6(5,(6
3UHVVXUH&RPSHQVDWLQJ6HOISLHUFLQJ(PLWWHUV
$33/,&$7,216
;%3&HPLWWHUVGHOLYHUSUHFLVHDPRXQWVRI
ZDWHUWRSODQWURRW]RQHV7KH\DUHLGHDOIRU
ZDWHULQJ KHGJHV WUHHV VKUXEEHU\ DQG
SRWWHGSODQWV7KHSUHVVXUHFRPSHQVDWLQJ
IHDWXUHPDNHVWKHPSDUWLFXODUO\VXLWDEOHIRU
ZDWHULQJYHJHWDWLRQSODQWHGRQVORSHV
)($785(6
3(5)250$1&(
)ORZOK
7KLVSUHVVXUHFRPSHQVDWLQJHPLWWHUSURYLGHV
IORZ XQLIRUPLW\ RQ XQHYHQ WHUUDLQ 6HOI
SLHUFLQJ EDUE SHUPLWV LQVWDOODWLRQ ZLWK WKH
;0722/
2XWOHW EDUE DFFHSWV PP GLVWULEXWLRQ
WXELQJ'7'7
+LJKO\ LQHUW GLDSKUDJP LV UHVLVWDQW WR
FKHPLFDOV
63(&,),&$7,216
3UHVVXUHWREDU
)ORZOKWROK
,QOHW
SUHVVXUH
EDU
02'(/6
;%3&EOXHOKSUHVVXUHFRPSHQVDWLQJ
VHOISLHUFLQJHPLWWHU
;%3&EODFNOKSUHVVXUHFRPSHQVDWLQJ
VHOISLHUFLQJHPLWWHU
;%3&UHGOKSUHVVXUHFRPSHQVDWLQJ
VHOISLHUFLQJHPLWWHU
;%
0XOWL2XWOHW
$33/,&$7,216
3UHVVXUH FRPSHQVDWLQJ HPLWWHUV SURYLGH
SUHFLVH DQG ZDWHUFRQVHUYLQJ LUULJDWLRQ WR
SURPRWH WKH KHDOWK\ JURZWK RI RUQDPHQWDO
SODQWVVKUXEVDQGWUHHV
)($785(6
3UHVVXUH FRPSHQVDWLQJ GHVLJQ GHOLYHUV
XQLIRUPÀRZWKURXJKRXW DZLGH SUHVVXUH
UDQJHWREDU
6L[RXWOHWHPLWWHUVXSSOLHGZLWKRQHRXWOHW
RSHQHG 6LPSO\ FOLS WKH RXWOHW WLSV RSHQ
ZLWK VQLSV RU FOLSSHUV IRU DGGLWLRQDO
RSHUDWLRQDOSRUWV
%DUEHGRXWOHWVUHWDLQ´GLVWULEXWLRQWXELQJ
'7
6HOIÀXVKLQJDFWLRQPLQLPL]HVFORJJLQJ
'XUDEOH89UHVLVWDQWSODVWLFKRXVLQJ
%DUEHGLQOHWLQVHUWVLQWRGULSWXELQJZLWKXVH
RIDKROHSXQFKWRRO
23(5$7,1*
5$1*(
)ORZ/K
3UHVVXUH WR EDU
)LOWUDWLRQPLFURQ
6;%6;%6(5,(6
7KUHDGHGDQG%DUEHG0LFUR6SULQNOHUVZLWK'LVWLQFW6WUHDPV
DQG$GMXVWDEOH)ORZ
$33/,&$7,216
02'(/6
0LFURVSULQNOHUVDYDLODEOHLQDQG
SDWWHUQV$GMXVWDEOH IORZ DQG UDGLXV DUH
FRQWUROOHG E\ WXUQLQJ RXWHU FDS ,GHDO IRU
PDVVVKUXESODQWLQJVWUHHVFRQWDLQHUVDQG
ÀRZHUEHGV
6;%
PLFURVSULQNOHU
GLVWLQFWVWUHDPVWKUHDG
6;%
PLFURVSULQNOHU
GLVWLQFWVWUHDPVWKUHDG
6;%
PLFURVSULQNOHU
GLVWLQFWVWUHDPVEDUE
)($785(6
'LVWLQFWVWUHDPV
&DQEHFOHDQHGE\XQVFUHZLQJWKHFDSIURP
EDVHXQLW
VHOI WDSSLQJ WKUHDGV ¿W LQWR VWDNH DQG
ULVHUDVVHPEO\3)5566;%6;%
%DUEFRQQHFWLRQIRULQVWDOODWLRQLQWRPP
WXELQJ6;%
63(&,),&$7,216
3UHVVXUHWREDU
)ORZWROK
5DGLXV
6;%DGMXVWDEOHIURPWRFP
6;%DGMXVWDEOHIURPWRFP
6;%DGMXVWDEOHIURPWRFP
02'(/
;%RXWOHW
SUHVVXUHFRPSHQVDWLQJ
HPLWWHU
3(5)250$1&(
6;%
EDU
FP
OK
6;%6;%
FP
OK
/2:92/80(,55,*$7,21
9$5,-(76(5,(6
$GMXVWDEOH6SUD\RQ6SLNH
$33/,&$7,216
7KLV DGMXVWDEOH VSUD\ LV VKLSSHG UHDG\ WR
LQVWDOO,GHDOIRUÀRZHUEHGVJURXQGFRYHU
SRWWHGSODQWVHWF
)($785(6
63(&,),&$7,216
9DUL-HWPRXQWHGRQFP6SLNH
&KRLFHRIVSUD\VSDWWHUQVDQG
$GMXVWDEOHÀRZ
6ROLGVWDNHZLWKEXLOWLQKROHSXQFK
([FHOOHQWGLVWULEXWLRQXQLIRUPLW\
3UHVVXUHWREDU
)ORZDGMXVWDEOHIURPWROK
5DGLXVDGMXVWDEOHIURPWRP
3(5)250$1&(
EDU
9DUL-HW
P
OK
±
±
±
±
±
±
±
±
±
±
9DUL-HW
P
OK
±
±
±
±
±
±
±
±
±
02'(/6
9DUL-HW6SLNH
9DUL-HW6SLNH
9DUL-HW6SLNH
9DUL-HW
P
OK ±
±
±
±
±
±
±
±
±
;6;6;66(5,(6
$GMXVWDEOH)ORZ6SUD\V
02'(/6
$33/,&$7,216
63(&,),&$7,216
7KHVH VSUD\V KDYH D XQLIRUP HPLVVLRQ
SDWWHUQ WR SURYLGH H[FHOOHQW GLVWULEXWLRQ
$GMXVWDEOHÀRZUDGLXVE\WXUQLQJLQWHJUDOEDOO
YDOYH ,GHDO IRU JURXQG FRYHU DQG DQQXDO
ÀRZHUEHGV
3UHVVXUHWREDU
)ORZWROK
5DGLXV
;6DGMXVWDEOHIURP
WRP
;6DGMXVWDEOHIURP
WRP
;6DGMXVWDEOHIURP
WRP
)($785(6
8QLIRUP HPLVVLRQ SDWWHUQ DQG H[FHOOHQW
GLVWULEXWLRQ
VHOIWDSSLQJWKUHDGV¿WLQWRVWDNHDQG
ULVHUDVVHPEO\3)556
;6$GMXVWDEOHÀRZUDGLXVVSUD\
;6$GMXVWDEOHÀRZUDGLXVVSUD\
;6$GMXVWDEOHÀRZUDGLXVVSUD\
3(5)250$1&(
;6
EDU
P
OK
$GMXVWDEOH)ORZ0LFUR
6SULQNOHURQ6SLNH
VSUD\SDWWHUQ
$GMXVWÀRZDQGUDGLXVE\WXUQLQJRXWHUFDS
&OHDQE\FRPSOHWHO\XQVFUHZLQJFDSIURP
EDVHXQLW
([FHOOHQWGLVWULEXWLRQXQLIRUPLW\
$33/,&$7,216
63(&,),&$7,216
7KLVDGMXVWDEOH0LFUR6SULQNOHUZLWKIXOO
FLUFOHSDWWHUQLVVKLSSHGUHDG\WRLQVWDOO
,GHDOIRUVKUXESODQWLQJVWUHHVFRQWDLQHUV
DQGÀRZHUEHGV
02'(/
6;%63<.
)($785(6
0LFUR6SULQNOHUPRXQWHGRQFPVSLNH
;67663<.
$GMXVWDEOH)ORZ0LFUR
VSUD\RQ6SLNH
$33/,&$7,216
7KLVPLFURVSUD\ZLWKIXOOFLUFOHSDWWHUQLVVKLSSHG
UHDG\WRLQVWDOO,GHDOIRUÀRZHUEHGVJURXQGFRYHU
SRWWHGSODQWVHWF
)($785(6
;6
P
OK
;6
P
3UHVVXUHWREDU
)ORZDGMXVWDEOHIURPWROK
5DGLXVDGMXVWDEOHIURPWRFP
6;%63<.
$GMXVWDEOHÀRZ0LFUR6SULQNOHURQVSLNH
EDU
FP
OK
EDU
P
OK
6KLSSHG ZLWK PP EDUE FRQQHFWLRQ IRU
LQVWDOODWLRQLQWRPPWXELQJ
([FHOOHQWGLVWULEXWLRQXQLIRUPLW\
63(&,),&$7,216
3UHVVXUHWREDU
)ORZDGMXVWDEOHIURPWROK
5DGLXVDGMXVWDEOHIURPWRP
02'(/
;67663<.
$GMXVWDEOHÀRZPLFURVSUD\RQVSLNH
0LFURVSUD\PRXQWHGRQFPVSLNH
VSUD\SDWWHUQ
OK
/2:92/80(,55,*$7,21
Z Z Z U D L Q E L U G H X
%)%)%)%)6(5,(6
;%9
0DQXDOYDOYHVIRUPPWXELQJ
%DOO9DOYH
$33/,&$7,216
$33/,&$7,216
8VHGWRFRQQHFWPPWXELQJWRDZDWHU
VXSSO\SRLQW%)%)RUWZRVHFWLRQV
RIPPWXELQJ%)%)DQGWR
PDQXDOO\RSHQFORVHWKHV\VWHP
7KLVPDQXDOYDOYHDOORZV\RXWRRSHQDQG
FORVH\RXUORZYROXPHLUULJDWLRQV\VWHP
)($785(6
3RVLWLYHGULSWLJKWVKXWRII
5DSLGWXUQRQRIIFRQWURO
'XUDEOH´39&ERG\DQGUXJJHG
$%6KDQGOH
)($785(6
0DQXDOYDOYHLQSRO\HWK\OHQH
5DSLG»WXUQRQRIIFRQWURO
63(&,),&$7,216
02'(/6
)ORZWRPK
3UHVVXUHWREDU
´PDOHWKUHDGV
%)»¶¶IHPDOHWKUHDGHG[EDUEPDQXDO
YDOYHIRUPPWXELQJ
%)PPPDQXDOYDOYHZLWKEDUEHG
LQOHWDQGRXWOHW
%)PPEDUE[»¶¶PDOHWKUHDGHG
PDQXDOYDOYHIRUPPWXELQJ
%)»´/RFNW\SH
02'(/
;%9
%)
56(5,(6
´)HPDOH$GDSWHUIRUPP7XELQJ
´0DOH$GDSWHU
IRUPP
$33/,&$7,216
&DQ EH VFUHZHG GLUHFWO\ RQWR D ´ PDOH
IDXFHWWRFRQQHFWPPWXELQJ
$33/,&$7,216
8VHGWRGLUHFWO\FRQQHFWPPRU
PP WXELQJ WR D IDXFHW RU DQ\ GLVWULEXWLRQ
FRPSRQHQWZLWKD´IHPDOHRXWOHW¿OWHU
HOHFWULFYDOYHVSUHVVXUHUHJXODWRUVHWF
02'(/
%) ´ IHPDOH DGDSWHU IRU PP
WXELQJ
02'(/6
5 ´ PDOH WXELQJ DGDSWHU PPWXELQJ
33&;
7XELQJ&XWWHU
$33/,&$7,216
02'(/
33&;
WXELQJ
FXWWHU
'HVLJQHGIRUHDV\DQGFOHDQFXWWLQJRIDOO
GLVWULEXWLRQ WXELQJ XVHG LQ ORZ YROXPH
LUULJDWLRQLQVWDOODWLRQV
)($785(6
/LJKWZHLJKW
1\ORQKDQGOHV
6WDLQOHVVVWHHOEODGHV
63(&,),&$7,216
/HQJWKFP
/2:92/80(,55,*$7,21
%)6(5,(6
&/$03
%DUE7HH
)RUPP7XELQJ
$33/,&$7,216
&ODPSVDUHXVHGIRUPPWXELQJ
02'(/
&ODPSIRUPPWXELQJ
$33/,&$7,216
8VHGWRFRQQHFWPPWXELQJ
02'(/6
%)PPEDUEWHH
+2/(381&+
)RUPP7XELQJ
$33/,&$7,216
(PLVVLRQGHYLFHLQVWDOODWLRQSXQFKIRU
PPWXELQJ
%)6(5,(6
02'(/
+ROH3XQFKIRUPPWXELQJ
%DUE&RQQHFWRU
$33/,&$7,216
8VHGWRFRQQHFWPPWXELQJ
/2&.7<3(),77,1*6
02'(/6
%)PPEDUEFRQQHFWRU
)LWWLQJVIRUPP
WXELQJ
$33/,&$7,216
8VHG WR FRQQHFW PP WXELQJ GULS
DSSOLFDWLRQ
)($785(6
+LJK VDIHW\ FRQQHFWLRQ IRU PP RXWVLGH
GLDPHWHUWXELQJ
&DQEHXVHGZLWK'ULSOLQHEODQNWXELQJ
(DV\WRKDQGOH
%)6(5,(6
%DUE(OERZ
63(&,),&$7,216
0DGHRISRO\HWK\OHQH
([LVWVLQGLIIHUHQWVKDSHVXQLRQHOERZ
WHH
02'(/6
%)ORFN4XLFNXQLRQFRXSOLQJ
%)ORFN4XLFNHOERZFRXSOLQJ
%)ORFN4XLFNWHHFRXSOLQJ
$33/,&$7,216
8VHGWRFRQQHFWPPWXELQJ
02'(/6
%)PPEDUEHOERZ
/2:92/80(,55,*$7,21
Z Z Z U D L Q E L U G H X
63%
(0$*3;
3)556
6HOI3LHUFLQJ
%DUE&RQQHFWRU
7XELQJ*RRI3OXJ
5LVHU6WDNH$VVHPEO\
$33/,&$7,216
$33/,&$7,216
$33/,&$7,216
8VHGWRSOXJDQ\XQZDQWHGKROHVPDGHZKLOH
LQVHUWLQJVHOISLHUFLQJHPLVVLRQGHYLFHVLQWR
PPWXELQJ
5LVHUDQGVWDNHFRPELQDWLRQLVXVHGWRLQVWDOO
HPLVVLRQ GHYLFHV VXFK DV PLFURVSUD\V RU
PLFURVSULQNOHUVLQSODQWHUEHGV
02'(/
)($785(6
(0$*3;SOXJ
7KHVWDNHDQGULVHUFRPELQDWLRQFRQVLVWV
RI D ULVHU 3)5 PRXQWHG RQ D VWDNH
56
7KHVWDNHLVFRQQHFWHGWRWKHPP
WXELQJE\PPGLVWULEXWLRQWXELQJ'7
'7
(DV\WRLQVWDOOWKLVFRPELQDWLRQVDYHVWLPH
DQGPRQH\
6HOISLHUFLQJWUDQVIHU¿WWLQJFDQEHLQVHUWHG
LQWRDPPWXELQJXVLQJ\RXU;0722/
2XWOHW EDUE DFFHSWV PP GLVWULEXWLRQ
WXELQJ'7'7
)($785(6
*UD\FRORULQGLFDWHVXQLWKDVXQUHVWULFWHG
IORZ DQG DYRLGV FRQIXVLRQ ZLWK ;% 3&
HPLWWHUV
63(&,),&$7,216
3UHVVXUHWREDU
02'(/6
02'(/
3)556PPEDUEVWDNH
0LFURLUULJDWLRQULVHUFPORQJ
63% 7UDQVIHU ILWWLQJ IRU PP
GLVWULEXWLRQWXELQJ
'%&
'LIIXVHU%XJ&DS
$33/,&$7,216
63(&,),&$7,216
'LIIXVHUIRUPPWXELQJWRPLQLPL]HVRLO
HURVLRQ DW HPLVVLRQ SRLQW ,W DOVR SUHYHQWV
LQVHFWVDQGRWKHUGHEULVIURPFORJJLQJ
PPGLVWULEXWLRQWXELQJ
3UHVVXUHWREDU
02'(/
'%&GLIIXVHUIRU
PPWXELQJ
)($785(6
%DUELQOHW¿WVLQWRPPGLVWULEXWLRQWXELQJ
'7'7
)ODQJHGVKLHOGGLUHFWVZDWHUWRWKHGHVLUHG
ORFDWLRQ
5,6(567$.($66(0%/<
76
8OWUDVWDNH
7XELQJ6WDNH
$33/,&$7,216
$GMXVWDEOHULVHUDQGVWDNHLQ3(WRLQVWDOO
GHYLFHV VXFK DV PLFURVSUD\V RU PLFUR
VSULQNOHUV LQ SODQWHU EHGV ,GHDO IRU
ODQGVFDSHGJDUGHQVZKHUHSODQWKHLJKWVDQG
YDULHW\RIVWDNHOHQJWKVDUHUHTXLUHGWRUDLVH
ZDWHULQJHPLWWHUVDERYHWKHSODQWIROLDJH
)($785(6
7KHULVHUDQGVWDNHLVDFRPELQDWLRQRID
VWDNHZLWKDQDGMXVWDEOHULVHU7KHULVHULV
FRQQHFWHG WR WKH PP WXELQJ E\
GLVWULEXWLRQWXELQJ'7PRGHOV7KH
VWDNHVPD\EHVSRWSODFHGDZD\IURPWKH
PDLQVXSSO\OLQHZKHUHLUULJDWLRQRISODQWV
VKUXEVLVUHTXLUHG
$33/,&$7,216
(DV\WRLQVWDOOLWLVWKHSHUIHFWSURGXFWWR
DGDSWWKHZDWHULQJWRSODQWJURZWKGXULQJ
WKHVHDVRQ
8VHGIRUKROGLQJPP
GLVWULEXWLRQWXELQJ'7
'7LQ
SODFHDWWKHURRW]RQH
02'(/6
)($785(6
8OWUDVWDNHPP0D[LPXP7RWDO+HLJKW
PP6WDNHPPULVHUPP
8OWUDVWDNHPP0D[LPXP7RWDO+HLJKW
PP6WDNHPPULVHUPP
&RQVWUXFWHGRI89
UHVLVWDQWSODVWLFPDWHULDO
+HLJKWFP
02'(/
76VWDNHIRUPP
WXELQJ
/2:92/80(,55,*$7,21
;0722/
'7'7 %)%)%)
,QVWDOODWLRQ7RRO
PP'LVWULEXWLRQ
7XELQJ
%DUE7UDQVIHU)LWWLQJV
IRUPP7XELQJ
$33/,&$7,216
$33/,&$7,216
([WHQGV HPLWWHU RXWOHWV WR GHVLUHG
ORFDWLRQV
8VHGWRFRQQHFWPPGLVWULEXWLRQWXELQJ
'7'7
$33/,&$7,216
8VHGWRLQVWDOO5DLQ%LUGORZYROXPHLUULJDWLRQ
FRPSRQHQWVVXFKDVVHOISLHUFLQJHPLWWHUV
ZLWKRUZLWKRXWPPGLVWULEXWLRQWXELQJDQG
JRRI SOXJV LQWR GULS WXELQJ$OVR XVHG WR
HDVLO\UHPRYHLQVWDOOHGHPLWWHUV
)($785(6
0DGHRIEULJKWFRORUHGSODVWLFWRPDNHLW
HDV\WR¿QG
6SHFLDOO\ GHVLJQHG IRU 5DLQ %LUG ORZ
YROXPHLUULJDWLRQSURGXFWV
02'(/6
;0722/
,QVWDOODWLRQWRRO
)($785(6
)($785(6
0DGHRI39&PDWHULDOV
5XJJHGSODVWLFFRQVWUXFWLRQ
3UHVVXUHWREDU
63(&,),&$7,216
02'(/6
2XWVLGHGLDPHWHUPP
,QVLGHGLDPHWHUPP
%)EDUEFRQQHFWRUIRUWXELQJ
%)EDUE[EDUEHOOIRUWXELQJ
%)EDUE[EDUE[EDUEWHHIRUWXELQJ
02'(/6
'7 PP GLVWULEXWLRQ WXELQJ
PFRLO
'7PPGLVWULEXWLRQWXELQJ
PFRLO
(1'3/8*
&)
)RUPP7XELQJ
7XELQJ(QG&ORVXUH
$33/,&$7,216
$33/,&$7,216
7KLV(QG3OXJLVXVHGDWWKHHQGRI
PPWXELQJ
)LJXUHHQGFORVXUHVDUHXVHGDWWKHHQGRI
WXELQJ
)($785(6
(DVLO\LQVWDOOHGRQWRWKHHQGRIPP
WXELQJ
(DVLO\UHPRYHGIRUÀXVKLQJ
)($785(6
(DVLO\LQVWDOOHGRQWRWKHHQGRIPP
WXELQJ(DVLO\UHPRYHGIRUÀXVKLQJ
&
63(&,),&$7,216
3UHVVXUHWREDU
7LH'RZQ6WDNHIRU
PP7XELQJ
02'(/
$33/,&$7,216
&)(QG&ORVXUHIRUPP
WXELQJ
8VHGWRKROGGRZQPP
WXELQJWR¿QLVKJUDGH
02'(/
&7LH'RZQ6WDNH
IRUWXELQJ
02'(/
(QG3OXJIRUPPWXELQJ
/2:92/80(,55,*$7,21
Z Z Z U D L Q E L U G H X
5:66(5,(6
5RRW:DWHULQJ6\VWHP7KHUH¶VQREHWWHUZD\WRHQFRXUDJHKHDOWK\WUHHV
$33/,&$7,216
7KH5:66HULHVDUHGHVLJQHGIRUWUHHDQG
VKUXE ZDWHULQJ 7KH 5DLQ %LUG 5:6 URRW
:DWHULQJ6\VWHPHQDEOHVYLWDOZDWHUDLU
DQG QXWULHQWV WR E\SDVV FRPSDFWHG VRLO GLUHFWO\UHDFKWUHHDQGVKUXEURRWV\VWHPV
7KLVV\VWHPLVLQWHQGHGIRUXVHZLWKZDWHU
GLVSHQVLQJGHYLFHVEXEEOHUKHDG
)($785(6
\HDUZDUUDQW\
3DWHQWHGEDVNHWZHDYHFDQLVWHUGHVLJQ
3URPRWHVWUHHVVKUXEKHDOWKE\DOORZLQJ
ZDWHU R[\JHQ DQG QXWULHQWV WR UHDFK
IHHGHUURRWVLQDUHDVZLWKFRPSDFWHGVRLO
RUWKLFNODZQV
5HOHDVHVWUDSSHGJDVHVWKDWPD\LQFUHDVH
SODQWVWUHVV
,GHDO IRU XUEDQ VHWWLQJV 6XEWHUUDQHDQ
ZDWHULQJHQFRXUDJHVURRWVWRUHPDLQEHORZ
VXUIDFH WUHH URRWV DUH OHVV SURQH WR
GDPDJH
7KHJUDWHORFNLQJIHDWXUHSURWHFWVDJDLQVW
YDQGDOLVP
&RPSDWLEOHZLWKGULSWXELQJV\VWHPV
6DYH WLPH DVVHPEO\ ODERXU YHUVXV
KRPHPDGHV\VWHPVEHFDXVHWKHV\VWHP
FRPHV ZLWK SUHLQVWDOOHG 5DLQ %LUG 6HULHVSUHVVXUHFRPSHQVDWLQJEXEEOHU
$HVWKHWLFDOO\SOHDVLQJEHFDXVHLW¶VLQVWDOOHG
EHORZJUDGH
(DV\WRVSHFLI\RQHPRGHOLQVWHDGRIDKRVW
RISDUWV
5HOLDELOLW\ EHFDXVH DOO XQLWV DUH VHOI
FRQWDLQHGDQGIDFWRU\DVVHPEOHG
/RFNLQJJUDWHIHDWXUHSURWHFWVV\VWHP
0HVKWXEHDUHSHUIRUDWHGZLWKWKRXVDQGV
RIKROHVDOORZLQJZDWHUWRSHUPHDWHWKH
JURXQG DW WKH URRW EXOE ZLOH SURYLGLQJ
H[FHOOHQWDHUDWLRQ
63(&,),&$7,216
5:60LQL±5:6PRGHOV
7KH 5DLQ %LUG 5RRW ZDWHULQJ GHYLFH ZLOO
FRQVLVWRIDJUDWHUHWDLQHUFRQVWUXFWHGIURP
KLJKJUDGH SRO\PHU ZLWK 89UHVLVWDQW
WKHUPRSODVWLFLQKLELWRUV7KHJUDWHUHWDLQHUZLOO
DOVR VHFXUH WKH SUH DVVHPEOHG V\VWHP
FRQVLVWLQJRIEXEEOHUEDUE¿WWLQJ
1RDGMXVWPHQWUHTXLUHG
3UHLQVWDOOHG5DLQ%LUG6HULHVEXEEOHU
3UHVVXUHFRPSHQVDWLQJIURPWREDU
)ORZUDWHOK
6KUXE±5:6PRGHO
7KH5DLQ%LUG5RRWZDWHULQJGHYLFHZLOOFRQVLVW
RIDVQDSRQFDSDQGEDVHFDSFRQVWUXFWHG
IURP KLJKJUDGH SRO\PHU ZLWK 89UHVLVWDQW
WKHUPRSODVWLFLQKLELWRU7KHFDSZLOOKRXVHWKH
EDVNHWZHDYHFRQWDLQHU7KHVQDSRQFDSZLOO
DOVRVHFXUHWKHSUHLQVWDOOHGV\VWHPFRQVLVWLQJ
RIDEXEEOHUEDUE¿WWLQJ
1RDGMXVWPHQWUHTXLUHG
3UHLQVWDOOHG5DLQ%LUG6HULHVEXEEOHU
3UHVVXUHFRPSHQVDWLQJIURPWREDU
)ORZUDWHOK
$&&(6625,(6
5:662&.
5RRW:DWHULQJ6\VWHP6DQG6RFN
$33/,&$7,21
)($785(6
7KH5:662&.LVGHVLJQHGWR¿WRXWVLGHRI
5DLQ%LUG5:6%*;,WLVIRUXVHLQVDQG\
VRLOLQVWDOODWLRQVDQGZLOOGHWHU¿QHVRLOIURP
LQILOWUDWLQJ LQWR WKH 5:6 EDVNHW ZHDYH
FDQLVWHU
7KH©6DQG6RFNªLVXVHGWRVOLSRYHUWKH
5:6%*;
6RFNPDGHRISRO\SURS\OHQH
'HWHU¿QHVRLOIURPHQWHULQJWKH5:6%*;
EDVNHWZHDYHFDQLVWHU
',0(16,216
02'(/
+HLJKWFP
'LDPHWHUFP
5:662&.5RRW:DWHULQJ6\VWHP6DQG
6RFN
',0(16,216
5:6PRGHO
+HLJKWFP
'LDPHWHUFP
0LQL5:6PRGHO
+HLJKWFP
'LDPHWHUFP
6KUXE5:6PRGHO
+HLJKWFP
'LDPHWHUFP
02'(/6
5:6%*; V\VWHP ZLWK IDFWRU\ SUH
LQVWDOOHG 5DLQ %LUG 6HULHV EXEEOHU
ORFNLQJJUDWHVSLUDOEDUEHOERZFPRI
ò´VZLQJSLSH
5:60%* V\VWHP ZLWK IDFWRU\
SUH±LQVWDOOHG5DLQ%LUG6HULHVEXEEOHU
ORFNLQJ JUDWH VSLUDO EDUE HOERZ IRU
DWWDFKPHQWRIò´VZLQJSLSH
5:66%&* V\VWHP ZLWK IDFWRU\
SUH±LQVWDOOHG5DLQ%LUG6HULHVEXEEOHU
VQDSRQ FDS VSLUDO EDUE HOERZ IRU
DWWDFKPHQWRIò´VZLQJSLSH
/2:92/80(,55,*$7,21
5%,66(5,(6
,UULJDWLRQ6XSSOHPHQW
$33/,&$7,216
5DLQ %LUG ,UULJDWLRQ 6XSSOHPHQW LV ZDWHU
ERXQGLQWKHIRUPRIDVROLGJHO,WLVDQLGHDO
LUULJDWLRQVXSSOHPHQWIRUXVHLQHVWDEOLVKLQJ
QDWLYH SODQW PDWHULDO ZKHUH SHUPDQHQW
LUULJDWLRQLVQRWUHTXLUHGDVZHOODVQHZSODQW
PDWHULDO LQ H[LVWLQJ ODQGVFDSH DUHDV 5DLQ
%LUG,UULJDWLRQ6XSSOHPHQWLQFUHDVHVVXUYLYDO
UDWHVRIWUDQVSODQWVE\SURYLGLQJFRQWLQXRXV
PRLVWXUH QHHGHG WR UHGXFH WKH VWUHVV RI
UHORFDWLRQ´PRGHOLVLGHDOIRULQGRRUSODQWV
DVZHOODVKDQJLQJEDVNHWV
)($785(6
+HOSVQHZWUDQVSODQWVEHFRPHHVWDEOLVKHG
LQH[LVWLQJODQGVFDSHV
([LVWLQJ YHJHWDWLRQ LV QRW VXEMHFWHG WR
RYHUZDWHULQJZKLOHWU\LQJWRHVWDEOLVKWKH
QHZSODQWKDVLWVRZQDGGLWLRQDOVRXUFHRI
ZDWHUXQWLOLWEHFRPHVHVWDEOLVKHG
,GHDOIRULQGRRUSODQWVDVZHOODVKDQJLQJ
EDVNHWV
'LVSHUVHVZDWHUDWDFRQVLVWHQWUDWHIRUXS
WRRUGD\V
%DFWHULD QDWXUDOO\ IRXQG LQ VRLO JUDGXDOO\
EUHDNGRZQWKHIRRGJUDGHLQJUHGLHQWVDQG
FRQYHUW 5DLQ %LUG ,UULJDWLRQ 6XSSOHPHQW
EDFNLQWROLTXLGZDWHUDWDFRQVLVWHQWDQG
VWHDG\UHOHDVHUDWH)RUDVWDQGDUGXVHRI
5%,6DW&DVLQGLFDWHGLQWKHLQVWUXFWLRQ
PDQXDO5%,6ZLOOODVWGD\V*HO3DFN
´RUGD\V*HO3DFN´
7KDQNVWRWKHZDWHUUHWHQWLRQRIWKHVRLO
PRLVWXUHLVPDLQWDLQHGDWWKHURRW]RQH
(OLPLQDWHVHYDSRUDWLRQDQGUXQRII
5HTXLUHVOLWWOHWRQRPDLQWHQDQFH
3URGXFW LV QDWXUDO QRQ WR[LF DQG
KDUPOHVVWRSHRSOHDQGDQLPDOV
%HVW XVHG ZLWKLQ RQH \HDU RI WKH
PDQXIDFWXULQJGDWHRQWRSRIWKHSDFNDJH
5%,67&
7KH3HUIRUDWHGWXEHDQGFDSLVFRPSDWLEOH
ZLWKWKH5%,6¶¶JHOSDFNRQO\
&RQVLVWV RI D KLJK GHQVLW\ SRO\HWK\OHQH
WXEHWKDWLVFPLQGLDPHWHUFP
KHLJKWZLWKD89SURWHFWHGFDS
3URYLGHVDGHOLYHU\PHFKDQLVPSURYLGLQJ
WLPHV WKH PRLVWXUH WKDQ LQ VWDQGDUG
FRQGLWLRQV$5%,6¶¶JHOSDFNSRVLWLRQHG
LQD5%,67&W\SLFDOO\GHOLYHUVPRLVWXUH
XS WR GD\V LQVWHDG RI GD\V
GHSHQGLQJRQVHYHUDOIDFWRUV7HPSHUDWXUH
SODQWFRQWDLQHUVL]HHWF
02'(/6
5%,6´*HO3DFNGD\*HO3DFN
5%,6´*HO3DFNGD\*HO3DFN
5%,67&3HUIRUDWHGWXEHDQGFDSIRU5DLQ
%LUG,UULJDWLRQVXSSOHPHQW
1RWH5DLQ%LUG,UULJDWLRQ6XSSOHPHQWLV
QRWDV\QWKHWLFSRO\PHURUVXSHUDEVRU
EHQW5DLQ%LUG,UULJDWLRQ6XSSOHPHQWLV
ZDWHU
$GMXVWWKHQXPEHURI*HO3DFNVLQIXQFWLRQ
RI WHPSHUDWXUH VXQ H[SRVXUH VL]H RI WKH
SODQW SODQW ZDWHU QHHGV ORZ PHGLXP
KLJK´
/2:92/80(,55,*$7,21
Z Z Z U D L Q E L U G H X
3(5)250$1&(
8VHWKHDERYHFKDUWDVDJXLGHRQO\
7KHUHFRPPHQGHGTXDQWLWLHVLQWKHFKDUWV
³*HQHUDOXVHJXLGHIRUGD\*HO3DFN
5%,6´*HO3DFN³RU³*HQHUDOXVH
JXLGHIRUGD\*HO3DFN5%,6´*HO
3DFN FRUUHVSRQG WR D VL]H RI D SODQW
SURSRUWLRQDOWRDSRWVL]HVPDOOSODQWLQD
VPDOO SRW ,Q WKH FDVH RI SODQWV LQ SRWV
DQGRUKDQJLQJEDVNHWV\RXPD\KDYHRQH
¶¶*HO3DFNSHUSODQWIRUSODQWVL]HLQIHULRU
WRFP([DPSOHSODQWVLQDKDQJLQJ
EDVNHW *HO3DFNV¶¶)RUODUJHUVL]H\RX
VKRXOG DGMXVW WKH JHO SDFN TXDQWLW\ SHU
SODQW IRU SODQW VL]H LQIHULRU WR FP
([DPSOHSODQWVLQDKDQJLQJEDVNHW *HO3DFNV¶¶)RUODUJHUVL]H\RXVKRXOG
DGMXVWWKHJHOSDFNTXDQWLW\
7KH UDWH DW ZKLFK WKH SURGXFW OLTXH¿HV
YDULHVEDVHGRQVHYHUDOIDFWRUVWHPSHUDWXUH
FRQWDFWDUHDEHWZHHQVRLODQGJHO
7KHUHFRPPHQGHGQXPEHURIJHOSDFNLV
EDVHG RQ WKH DYHUDJH QHHGV RI PHGLXP
ZDWHUXVHSODQWPDWHULDO
IRUKLJKZDWHUQHHGSODQWVLQFUHDVHWKH
QXPEHURI*HO3DFNVE\
IRUORZZDWHUQHHGVSODQWVGHFUHDVHWKH
QXPEHURI*HO3DFNVE\
7KHDPRXQWRISURGXFWXVHGFDQDOVREH
DGMXVWHGIURPWKHUHFRPPHQGHGTXDQWLWLHV
LQH[WUHPHZHWRUGU\FOLPDWLFFRQGLWLRQV
IRUH[DPSOHPXOWLSO\E\WKHDPRXQWRI
5%,6LIWKHUHDUHSODQWVLQKDQJLQJEDVNHW
H[SRVHGWRWKHVXQGXULQJWKHVXPPHU
([FHVVLYHKHDWSODQWVLQWKHJURZWKVWDJH
RU SODQWV ZLWK \RXQJ IUXLWV ZLOO UHTXLUH
DGGLWLRQDOZDWHU
7KH SHUIRUDWHG WXEH 5%,6 7& ZLWK D
5%,6 ´ JHO SDFN SURYLGHV D GHOLYHU\
PHFKDQLVP DOORZLQJ IHZHU XQLWV SHU
SODQW
*HQHUDOXVHJXLGHIRUGD\*HO3DFN5%,6´*HO3DFN
DW&
3/$17
3ODQWKHLJKW
:DWHUQHHGV
/2:
FP
0(',80
+,*+
327
+FP
FP
+FP
FP
+FP
'LDPHWHUFP
9ROXPH/
*(/3$&.¶¶
1ERIJHOSDFNV
)URPWRFP
)URPWRFP
)URPWRFP
)URPWRFP
)URPWRFP
)URPWRFP
/
&/
/
&/
/
&/
*XLGHIRUPHGLXPZDWHUQHHGSODQWVDQGIRUSODQWKHLJKWVDURXQGFP
DW&
3/$17
4XDQWLW\RISODQWV
*$5'(13/$17(56
/HQJWKFP
9ROXPH/
3/$17
4XDQWLW\RISODQWV
+$1*,1*%$6.(76
'LDPHWHUFP
9ROXPH/
*(/3$&.¶¶
1ERIJHOSDFNV
*(/3$&.¶¶
1ERIJHOSDFNV
*HQHUDOXVHJXLGHIRU'D\*HO3DFN5%,6´*HO3DFN
DW&*XLGHIRUPHGLXPZDWHUQHHGSODQWVDQGIRUSODQWKHLJKWVDURXQGFP
3/$17
4XDQWLW\RISODQWV
*$5'(13/$17(56
/HQJWKFP
9ROXPH/
[[+ j
[[+ j
[[+ j
[[+ j
[[+ j
j/
j/
j/
j/
j/
*(/3$&.¶¶
1ERIJHOSDFN
*HQHUDOXVHJXLGHIRU5%,6´*HO3DFNZLWK5%,67&DW&
*XLGHIRUPHGLXPZDWHUQHHGSODQWVDQGIRUSODQWKHLJKWVDURXQGFP
&RQWDLQHUVL]HFP
/HVVWKDQ
WR
WR
WR
WR
WR
WR
WR
1XPEHURISHUIRUDWHGWXEHV
6(59,&(6
75$,1,1*
Z Z Z U D L Q E L U G H X
5$,1%,5'$&$'(0<75$,1,1*
,UULJDWLRQ7UDLQLQJ
7UDLQLQJDLPHGDWDOOLUULJDWLRQSURIHVVLRQDOV
&RQWUDFWRUV 0XQLFLSDOLWLHV /DQGVFDSH
FRPSDQLHV 0DLQWHQDQFH &RPSDQLHV
'LVWULEXWRU 3HUVRQQHO DQG /DQGVFDSH
$UFKLWHFWV
<RXZLOOOHDUQDQGRUGHHSHQ\RXUNQRZOHGJH
LQDPLQLPXPRIWLPHLQWKHIROORZLQJWRSLFV
LUULJDWLRQ GHVLJQ HTXLSPHQW VHOHFWLRQ
DFFRUGLQJ WR \RXU SURMHFW GLDJQRVLV DQG
WURXEOHVKRRWLQJ RQ DQ DXWRPDWLF LUULJDWLRQ
V\VWHP
2XUWUDLQLQJWDNHSODFHLQVHYHUDO(XURSHDQ
FRXQWULHV&RQWDFW\RXU5%UHSUHVHQWDWLYHIRU
PRUHLQIRUPDWLRQZZZUDLQELUGIU
6PDOOFODVVVL]HVDQLPDWHGE\DXWRPDWLF
LUULJDWLRQH[SHUWV
2XUWUDLQLQJSHUVRQQHODUHUHJXODUO\WUDLQHG
RQ WHFKQLFDO FRQWHQWV DQG SUHVHQWDWLRQ
WHFKQLTXHVWRSURYLGH\RXXVHUIULHQGO\DQG
LQVWUXFWLYHVHVVLRQV
&ODVVHV 2IIHUHG WKURXJK RXW WKH \HDU WR
SURYLGH ÀH[LELOLW\ <RX KDYH D FKRLFH RI
GDWHVDQGFDQDWWHQGDFODVVWKDW¿WV\RXU
VFKHGXOH
$YDLODEOHWUDLQLQJSHUVRQQHO\RXUTXHVWLRQV
DUH ZHOFRPH ,W LV D UHDO RSSRUWXQLW\ WR
VKDUH H[SHULHQFHV ZLWK DOO LUULJDWLRQ
SURIHVVLRQDOV IURP PDQXIDFWXUHU WR
LQVWDOODWLRQDQGPDLQWHQDQFHFRPSDQLHVWR
XVHUV
GD\VFODVVHVZLWKIUHHFKRLFHSURJUDP
'HVLJQ0RGXOH±%DVLFNQRZOHGJH±GD\
,Q RQH GD\ ZLWK QR SUHYLRXV K\GUDXOLF
NQRZOHGJH\RXOHDUQKRZWRGHVLJQDEDVLF
LUULJDWLRQV\VWHP
%DVLF+\GUDXOLFV3LSHW\SHVDQGVL]LQJ
6SULQNOHUVHOHFWLRQDQGOD\RXW
&RPSOHWH LUULJDWLRQ SURMHFW VLPSOH
UHVLGHQWLDOSURMHFW
<RX ZLOO JHW D UHDO H[SHULHQFH LQ GHVLJQ
WKURXJKDVHULHVRILQWHUDFWLYHH[HUFLVHV
2U'HVLJQ0RGXOH±$GYDQFHFRXUVH±GD\
7KLVGD\LVGHVLJQHGIRUSHRSOHZKRDUHDOUHDG\
NQRZOHGJHDEOH LQ DXWRPDWLF LUULJDWLRQ GHVLJQ
DQGRUZKRKDYHDOUHDG\DWWHQGHGWKH'HVLJQ
0RGXOH±%DVLFNQRZOHGJH
6HOHFWLRQRIHTXLSPHQWEDVHGRQSDUWLFXODU
JURXQGFRQVWUDLQWV
)RFXVRQ/DQGVFDSHGULS
6SHFL¿FWLSVRQKRZWRVDYHZDWHU
&RPSOHWH DQG GHWDLOHG LUULJDWLRQ SURMHFW
PRUHFRPSOH[SURMHFW
(TXLSPHQW0RGXOH±GD\
,Q RQH GD\ PDVWHU NH\ LQVWDOODWLRQ
DGMXVWPHQWV DQG PDLQWHQDQFH DVSHFWV RI
DXWRPDWLFLUULJDWLRQHTXLSPHQW
5HVLGHQWLDO DQG DWKOHWLF ILHOG LUULJDWLRQ
HTXLSPHQW
,QVWDOODWLRQ7LSV
(TXLSPHQW7URXEOHVKRRWLQJ*XLGH
'LIIHUHQFHV EHWZHHQ 9 DQG EDWWHU\
SRZHUHGFRQWUROOHUV
'LDJQRVLVDQG&RQWUROOHUWURXEOHVKRRWLQJ
0RGXOH±GD\
'LVFRYHUHYHU\WKLQJ\RXQHHGWRNQRZDERXW
WURXEOHVKRRWLQJ\RXUFRQWUROOHU
7KLV FODVV LV WDLORUHG WR EULQJ HQWU\OHYHO
SHUVRQQHOXSWRVSHHGTXLFNO\DQGSURYLGH
VHYHUDOUHIUHVKHUWLSVIRUPRUHH[SHULHQFHG
SURIHVVLRQDOV
7R PHHW WKH GHPDQG RI LUULJDWLRQ
SURIHVVLRQDOV FXVWRPL]HG VHVVLRQV RQ
VSHFL¿FWRSLFVDUHRUJDQL]HG
'HFRGHU6\VWHP0RGXOH
'HILQLWLRQ RI DOO WKH NH\ FRPSRQHQWV RI
GHFRGHUV\VWHPVZLULQJDQGGHFRGHUV
SURJUDPPLQJ
([HUFLVHVDUHSURSRVHGWKURXJKRXWWKH
GD\ WR PDNH \RX SDUWLFLSDWH DQG DVN
TXHVWLRQ WR RXU TXDOLILHG WUDLQLQJ
SHUVRQQHO
© +RPH ª 5DLQ %LUG $FDGHP\
0RGXOH
&XVWRPL]HG WUDLQLQJV RQ VRIWZDUHV %,5'SURJUDPPLQJV\VWHPV
&XVWRPL]HG WUDLQLQJV RQ WKH WRSLFV
PHQWLRQHGDERYHIRUJURXSVFRPSDQLHV
DQGRU PXQLFLSDOLWLHV RI PRUH WKDQ SHRSOH
7KHVHJURXSWUDLQLQJWDNHSODFHLQQLFH
URRPV3ULFHLQFOXGHVZHOFRPLQJFRIIHH
OXQFKEUHDNVGRFXPHQWVDQGLUULJDWLRQ
HTXLSPHQW DW WKH GLVSRVDO RI WKH
SDUWLFLSDQWVWRGRWKHH[HUFLVHV
7RFRQVWDQWO\LPSURYHWKHTXDOLW\RIRXU
WUDLQLQJVHDFKSDUWLFLSDQWLVDVNHGWR¿OO
LQDIHHGEDFNTXHVWLRQQDLUHDWWKHHQGRI
WKHVHVVLRQ
&RQWDFW\RXUORFDO5DLQ%LUGUHSUHVHQWDWLYH
IRU IXUWKHU LQIRUPDWLRQ RU FRQVXOW RXU
:HEVLWHZZZUDLQELUGHX
6(59,&(6
5$,1%,5'6(59,&(6
$33/,&$7,216
5DLQ %LUG LV FRPPLWWHG WR SURYLGLQJ D IXOO
UDQJHRIYDOXHDGGLQJVHUYLFHVWRVXSSRUW
WKH XVH RI LWV SURGXFWV DQG SURPRWH WKH
,QWHOOLJHQW8VHRI:DWHU70
1RRQHNQRZV5DLQ%LUGSURGXFWVEHWWHUWKDQ
5DLQ%LUGDQGQRZ\RXFDQWDNHDGYDQWDJH
RI 5DLQ %LUG¶V H[SHUWLVH LQ D ZD\ WKDW ZLOO
RSWLPL]HWKHRSHUDWLRQRI\RXUHQWLUHLUULJDWLRQ
V\VWHP5DLQ%LUGSURIHVVLRQDOVHUYLFHVJR
EH\RQG LUULJDWLRQ SURGXFWV WR KHOS \RX
PDQDJH\RXULUULJDWLRQV\VWHP
:HRIIHUDZLGHUDQJHRIVHUYLFHVWRPDNH
VXUH \RXU V\VWHPV ZRUN DQG DUH XVHG
SURSHUO\5DLQ%LUGKDVLUULJDWLRQH[SHUWVWR
KHOS\RXDXGLWLQVWDOOPDLQWDLQRUWURXEOHVKRRW
\RXUV\VWHP
7KLVSURJUDPLVWDLORUHGWRPHHW\RXUQHHGV
DQG ÀH[LEOH HQRXJK WR DQVZHU DOO VSHFL¿F
LVVXHV\RXPD\HQFRXQWHULQWKH¿HOG
3&3DFNVDQG6RIWZDUHV
5DLQ%LUGFDQLQVWDOODQGVHWXSIRU\RXRXU
FHQWUDOFRQWUROVRIWZDUHVRQWKHPRVWXSWR
GDWHFRPSXWHUWRSURYLGH\RXD³UHDG\WR
XVH´3DFNULJKWRXWRIWKHER[
0DSSLQJ
5DLQ %LUG RIIHUV PDS SURGXFWLRQ WUDQVIHU
VHUYLFHVWRLQWHJUDWHDQLQVWDOODWLRQPDSLQWR
WKHJUDSKLFLQWHUIDFHRIRQHRIRXU&HQWUDO
&RQWUROV\VWHPV
2QVLWH$VVLVWDQFH
$ WHDP RI LUULJDWLRQ H[SHUWV LV DYDLODEOH
WKURXJKRXW(XURSH7KH\DUHKLJKO\TXDOL¿HG
DQGNQRZOHGJHDEOHLQWKHXVHRIWKHPRVW
VRSKLVWLFDWHG5DLQ%LUGSURGXFWVLQFOXGLQJ
FHQWUDOFRQWUROV\VWHPV
\RXUHTXLSPHQWRQ\RXUVLWHRU\RXFDQVHQG
LWWRRXUUHSDLUIDFLOLWLHV
$VVLVWDQFH&RQWUDFW
,Q PDQ\ FRXQWULHV 5DLQ %LUG RIIHUV WKH
SRVVLELOLW\WRSXUFKDVHD\HDUO\PDLQWHQDQFH
FRQWUDFW WKDW ZLOO DOORZ KDVVOHIUHH XVH RI
\RXUV\VWHP
5DLQ %LUG VHUYLFHV ZLOO ZRUN ZLWK \RX WR
SUHSDUHDVXSSRUWDQGPDLQWHQDQFHVFKHGXOH
WKDW¿WV\RXU&HQWUDO&RQWUROV\VWHPQHHG
IURP RQ VLWH WUDLQLQJ DQG SUHYHQWLYH
PDLQWHQDQFHWRH[WHQGHGZDUUDQW\FRYHUDJH
5DLQ%LUGUHDOL]HVWKDWDVPRRWKO\IXQFWLRQLQJ
&HQWUDO&RQWUROV\VWHPLVFULWLFDOWRWKHORQJ
WHUP VXFFHVV RI \RXU SURMHFW &XVWRPL]HG
VHUYLFHVFDQEHRIIHUHGGDWDXSGDWHEDFN
XSDQGSURJUDPXSGDWH
'LDJQRVWLF6HUYLFHVDQG5HSDLU
2XU ¿HOG VHUYLFH SHRSOH DUH DYDLODEOH WR
FRPH RQ VLWH DQG DXGLW WURXEOHVKRRW RU
UHSDLU\RXU5DLQ%LUGV\VWHPV:HFDQUHSDLU
5DLQ %LUG KDV EHHQ GHYHORSLQJ FHQWUDO
FRQWUROV\VWHPVIRUPRUHWKDQ\HDUV5HO\
RQ5DLQ%LUGH[SHUWVDQGOHWWKHPJXLGH\RX
WKURXJKWKHYDULRXVVWDJHVRIWKHGHVLJQRI
DQHZV\VWHPRULQWKHRSWLPL]DWLRQRIDQ
H[LVWLQJV\VWHP
$IWHU6DOHV6HUYLFH
0RUHWKDQRIDOOUHWXUQHGSURGXFWVDUH
DQDO\VHGZLWKLQKRXUV<RXFDQJLYHDQ
LPPHGLDWHDQVZHUWR\RXUFXVWRPHU
&RQWDFW\RXUORFDO5DLQ%LUGUHSUHVHQWDWLYH
RU YLVLW XV DW ZZZUDLQELUGHX IRU IXUWKHU
LQIRUPDWLRQ
35(&,3,7$7,215$7((48$7,216
3USUHFLSLWDWLRQUDWHPPK
)ÀRZLQPKSHUVSULQNOHU
/GLVWDQFHEHWZHHQURZVP
6GLVWDQFHEHWZHHQVSULQNOHUVRQVDPHURZP
3UHFLSLWDWLRQUDWH
3UHFLSLWDWLRQUDWHVTXDUHVSDFLQJ
/ 6
/
6[
3UHFLSLWDWLRQUDWHHTXLODWHUDOWULDQJXODUVSDFLQJ
)[
6[/
)[
!
3U
6[6
)[
!
3U
6[6[
3U
$W5DLQ%LUGZHEHOLHYHLWLVRXUUHVSRQVLELOLW\WRGHYHORSSURGXFWVDQGWHFKQRORJLHVWKDW
XVHZDWHUHI¿FLHQWO\2XUFRPPLWPHQWDOVRH[WHQGVWRHGXFDWLRQWUDLQLQJDQGVHUYLFHVIRU
RXULQGXVWU\DQGRXUFRPPXQLWLHV
7KHQHHGWRFRQVHUYHZDWHUKDVQHYHUEHHQJUHDWHU:HZDQWWRGRHYHQPRUHDQGZLWK
\RXUKHOSZHFDQ9LVLWZZZUDLQELUGHXIRUPRUHLQIRUPDWLRQDERXW7KH,QWHOOLJHQW8VHRI
:DWHU
5DLQ%LUG(XURSH6$5/
UXH$PSqUH%3
$L[HQ3URYHQFH&HGH[
)5$1&(
7HO
)D[
UEH#UDLQELUGIU
5DLQ%LUG)UDQFH6$5/
UXH$PSqUH%3
$L[HQ3URYHQFH&HGH[
)5$1&(
7HO
)D[
UEH#UDLQELUGIU
5DLQ%LUG7XUNH\
ËVWLNODO0DKDOOHVL
$OHPGDJ&DGGHVL1
hPUDQL\HËVWDQEXO
785.(<
7HO
)D[
UEW#UDLQELUGIU
5DLQ%LUG,EHULFD6$
3ROLJRQR,QG3UDGRGHO(VSLQR
&)RUMDGRUHV3DUFHOD06
%RDGLOOD'HO0RQWH0DGULG
(63$f$
7HO
)D[
UELE#UDLQELUGIU
5DLQ%LUG'HXWVFKODQG*PE+
6LHGOHUVWUDH
*lXIHOGHQ1HEULQJHQ
'(876&+/$1'
7HO
)D[
UEG#UDLQELUGIU
5DLQ%LUG6YHULJH$%
)OHQLQJHYlJHQ
gGDNUD
6:('(1
7HO
)D[
UEV#UDLQELUGIU
5HJLVWHUHG7UDGHPDUNRI5DLQ%LUG&RUSRUDWLRQ
5DLQ%LUG&RUSRUDWLRQ
KWWSZZZUDLQELUGHX
HPDLOUEH#UDLQELUGHX
5%(7(
Similar documents
Transmission Line - Rosenberger Site Solutions
6/LQN´58OWUD/RZ/RVV&RD[LDO&DEOHZLWK)ODPHUHWDUGDQWQRQ
FRUURVLYHMDFNHW)51&
Technical manual DFW instrument
6&$/(:,7+'(3(1'(17&+$11(/6FRXOGHYHQWXDOO\EHGLJLWDOO\HTXDOLVHG
42V PowerNet
LQGXVWULHVWKHUDWHRIFKDQJHLQWKHDXWRPRWLYHLQGXVWU\DFFHOHUDWHGGXULQJWKH¶VDQGRQFHDJDLQSRZHUUHTXLUHPHQWVFRXSOHGZLWK
YHKLFOHHIILFLHQF\GLFWDWHGDQHHGWRWUDQVLWLRQWRDKLJKHU...