The Grapes of Wrath (1940): Thematic Emphasis
Transcription
The Grapes of Wrath (1940): Thematic Emphasis
The Grapes of Wrath (1940): Thematic Emphasis Through Visual Style Author(s): Vivian C. Sobchack Source: American Quarterly, Vol. 31, No. 5, Special Issue: Film and American Studies (Winter, 1979), pp. 596-615 Published by: The Johns Hopkins University Press Stable URL: http://www.jstor.org/stable/2712428 Accessed: 02/07/2010 10:36 Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content in the JSTOR archive only for your personal, non-commercial use. Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at http://www.jstor.org/action/showPublisher?publisherCode=jhup. Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed page of such transmission. JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]. The Johns Hopkins University Press is collaborating with JSTOR to digitize, preserve and extend access to American Quarterly. http://www.jstor.org THE GRAPES OF WRATH (1940): THEMATIC EMPHASIS THROUGH VISUAL STYLE VIVIAN C. SOBCHACK Salt Lake City,Utah SINCE ITS RELEASE IN 1940, THE FILM VERSION OF THE GRAPES OF criticaland popularattenWrathhas attractedenormousand enduring tion.' Yet, in some ways it has also remaineda neglectedfilm,a film (JohnFordoutofJohn parentage obscuredbytheshadowofitsillustrious signifintothatbodyofculturally Steinbeck)andbyitsgenericabsorption ofandconcernedwithDepressionAmerica.Cericantartrepresentative tainly,The Grapes of Wrathwas and stillis a highlyvisiblefilm;its as a "classic" is evidencedby its frequentappearanceon popularity televisionseries,at cinemaclub retrospectives, commercial prestigious film,andAmericanStudiesclassroomsacrossthecounandinliterature, try.In addition,thefilmenjoysa wealthofcriticalconsideration-asan whichilluminates adaptationof a workof fiction,as a culturalartifact andas partofthe ideologyandmyth, variousaspectsofpopularAmerican however,thiswidelyconoeuvreof a majorfilmauteur.Paradoxically, fromvisual neglect.Examinedfromseveral sideredfilmhas suffered criticalperspectives,The Grapes of Wrathhas been morefrequently lookedintothanlookedat. Its visualsurfaceshavebeenhardlyexplored as functions andtonehavebeenrarelyconsidered andmapped,itstexture thematicemphasishas been onlyminiand its dominant of its imagery, mallyrelatedto itsvisualstyle. can be linked,of oversight The reasonsforthisliteraland figurative criticaldiscourse. course,tothemyopiademandedbyfocusedandlimited ofa a comparison forexample,is practicedthrough criticism, Adaptation literandcinematically howsophisticated novelandfilm.And,no matter ' JohnFord directedThe Grapes of WrathforTwentiethCentury-Fox. The Grapes of Wrath 597 toward tendto gravitate is, itscomparisons criticism ate suchadaptation whichsupplycommongroundbetween valuesand structures theliterary of criticis ignorant theliterature/film thetwo artforms.Thus,whether withfilmaesthetics, ofa film'svisualtextor conversant thecomplexity seemsto considera filmlikeTheGrapes criticism thebulkofadaptation whichdictateits structures of Wrathalmostsolelyintermsoftheliterary emphasis.GeorgeBlueand thematic action,characterization, narrative Novels intoFilm and WarrenFrench'smorerecent stone'sinfluential Filmguide to The Grapes of Wrathspend the major portionof theirdis- cussionandanalysisofthefilmdealingwithitsadherencetoordeparture fromSteinbeck'sparentworkon thebasis of dialogueselection,scene droppedor synthesized, deletionsor additions,charactersmaintained, Whatthe image of narrativeactivity.2 arrangement and the structural of whathappensin it. The looks like is neglectedfora consideration Similarly, to its visualtreatment. subjectmatteris considereddominant thanhow the images whathappensnextis consideredmoreimportant units andcumulative happennext.Indeed,imagesareignoredas affective ofmeaningand texturewhichaccrueto expressthefilm'sthemein conas devices.Rather,theyare regarded junctionwithitsverbalandliterary in discreteparticlesoflargerdramaticsequencesandgreatlysubordinate and through within place to whatdialogueand actiontake importance them.AlthoughbothBluestoneand Frenchdescribevariousvisualasin theirrespective pects of The Grapes of Wrath,theyhave difficulty film and means.In what says with the whattheysee methodsintegrating emphasis about the thematic conclusions thefinalanalysis,theirdiffering froma both derive to Steinbeck'snovel of thefilmand its relationship film text. approachto the literary primarily inthefilmis A similarapproachis takenbythosecriticswhoseinterest forits has been Wrath praised thanaesthetic.TheGrapesof morecultural its for as damned as well relevance courageousrealismand its social to it in the pretended and timidity addressing problems conservatism and a social as cultural and discussed tackle.It has also been analyzed barometer, expressiveofthose"meaningsand valuesthatwerea partof culture"3 at thetimethefilmwas madeand seen. If the the dominant itis oftentooliteralinitsresponse culturalapproachis notquiteliterary, and consideredindeis predominant again film's imagery. Content the to itsrelease,thefact at treatment. For its example, from visual pendently 2 George Bluestone, Novels Into Film (1957; rpt. Berkeley: Univ. of CaliforniaPress, 1973); Warren French, Filmguide to The Grapes of Wrath (Bloomington:Indiana Univ. Press, 1973). 3 Charles J. Maland, AmericanVisions: The Films of Chaplin, Ford, Capra, and Welles, 1936-1941(New York: ArnoPress, 1977),367. 598 American Quarterly thatit subjectmatter, contemporaneous thatthefilmdealtwithrelatively theworldand theplightofDust Bowl seemedto articulate cinematically and thatthematerialcontentofitsimagesborea superficially migrants, far to thephysicalworldoutsidethetheatreattracted strongresemblance treatthandidthefilm'sstylizedandabstracting greatercriticalattention mentof its subjectmatterand physicalcontent.Indeed,the filmwas to initially reviewedand apotheosizedmorein termsof its relationship to documentary realism,thantreatedas a successfuladaptation actuality, fictionand art.Lifemagazinecalledit ofa novelor a workofcinematic "bitter, authentic,honest,'"4 and Edwin Locke, a documentary filmsof withthe documentary comparedthefilmfavorably filmmaker, ofDorotheaLange,saying PareLorentzandtheDepressionphotographs it "set a precedent for contemporaryand historical honesty in 5 movie-making." inrecentyearsculturalcriticism ofTheGrapesof Wrathhas Certainly thefilm'ssocialworthon thebasisofits movedfarafieldfrommeasuring has swungtheotherwayandthefilm'svalue realism.Now thependulum to itsexpressionofa is basedon itsrelationto myth, as a culturalartifact popularsocialvisionwhichCharlesMaland,forexample,sees conveyed a pattern universe meantto present theconstruction of"a symbolic through formto a broadaudience." ofvaluesand meanings in a popularfictional of such culturalanalysis,the But despitethe increasedsophistication notionofsocialvisionis linkedonlyrarelyto actualvision,totheintegrawiththereadingofitsnarrative tionofthefilm'simagesandvisualtexture and culturalcontent.Thus,whileMalandmayconcludethatTheGrapes filmswhoseconcernfor ofcontemporaneous ofWrathis one ina number a largershiftintheAmerirepresents family"symbolically theAmerican another to affirmation, at largefroma social criticism can filmindustry between1936and 1941,"thatconofthedeclineofradicalism indication tentionis nevergiventheampleand cogentvisualsupportthefilmcould provide.6 and criticism One might emphasisofadaptation expectthattheliterary directedtowardThe Grapesof theliteralemphasisof culturalcriticism attention Wrathwouldbe counterbalanced bythemorevisually-oriented of filmcriticism.Not boundthroughintentor academicdisciplineto itsplace in a culturaland comparethefilmto thenovelor to investigate historical gestalt,cineastesmightbe expectedto considerthefilmmore 4French, 59. 5Edwin Locke, review of The Grapes of Wrath,Films (Spring 1940), rpt. in American Film Criticism,ed. by Stanley Kauffmannwith Bruce Henstell (New York: Liveright, 1972),389. 6 Maland, ix, 169-70. The Grapes of Wrath 599 freelyas an autonomousworkof visualas well as verbalart.Unfortunately,suchhas notbeenthecase. As Steinbeck'snovelhas obscuredthe less verbalaspects of the filmfromliterarycritics,and as the film's relationship to a particularly fascinating periodofsocialand culturalhistoryhas narrowed thefocusofcultural critics,so hasJohnFord'sposition as a pantheon auteurblurred thespecificvisionoffilmcritics.Ratherthan beingconsideredon its own meritsand discussedon the basis of its aestheticdevelopment and coherence,The Grapes of Wrathhas been regardedprimarily withinthecontextof Ford's entirebodyofwork.As such,it has been eitherseen as less thana majorworkand ignored,or discussedless visuallythanthematically as partofthedirector'scontinuingvisionofwhatAndrewSarriscalls a "nostalgic"and "familylevelof history." 7In thefirst instance,thefilmis oftengivenshortcriticalshrift in Ford's becauseitis nota Western, becauseitwas madeat a mid-point thanhis workin the 1930sand careerwhichhas garneredless attention afterthe1940s,and becauseitis regardedas somehowless "pure" Ford forbeingan adaptationof a classic novel.(It is interesting to notethat mostoftheclose textualanalysisofFordfilmsis practicedon thosenot Fordused literary sourcesfor and thatalthough adaptedfromliterature, and Stagecoachhave merited tenof his films,onlyThe Informer nearly unanimous praiseand attention fromcineastes.8)In thesecondinstance, thatfilmcriticism whichhas dealtwithTheGrapesof Wrathinanydetail has doneso intermsofitsthematic concernsas derivedfromitsnarrative and itsgeneralresemblance structure to otherFordfilms.The filmitself anditsvisualspecificity havefallenvictim tohowa givencriticfeelsabout Ford.For someonelikeSarris,thefilm'sapoliticalevocationofnostalgia its "humanizing through Steinbeck'seconomicinsectsintoheroicchampionsofan agrarian orderoffamily andcommunity"'9 is clearlyone ofthe film'schiefvirtues.On theotherhand,in a negative"reassessment"of Ford,MichaelDempseycastigatesthedirector and hisworkforpolitical conservatismand easy sentimentality and says disparagingly of The ofDreiserandDos Passos and GrapesofWrath,"Ford thecontemporary even Steinbeck gives us . . . a hollow celebration of that emptiest abstraction, The People,alongwitha cop-outanalysiswhichavoidsblam7 AndrewSarris,The AmericanCinema, Directorsand Directions1929-1968 (New York: E. P. Dutton, 1958), 43-49, quote p. 44. 8 The two most detailed textualanalyses of specificFord filmsare "John Ford's Young Mr. Lincoln," Screen, 13 (Autumn1972) translatedfromthe originalin Cahiers du Cinema, No. 223 (1970); and "The Searchers: Materialsand Approaches," Screen Education, No. 17 (Autumn1975). See also H. PeterStowell, "John Ford's LiterarySources: FromRealism to Romance," Literature/FilmQuarterly,5 (Spring 1977), 164-65. 9 Sarris, The American Cinema, 45. 600 American Quarterly fortheplightoftheOkies."10These stateor interest inganyindividual ments,however,whetherforor againstFord as a filmartistof merited ofthefilm'simagery. are notbackedup bycarefulconsideration stature, thatimageryis too oftenassumedas a givenby critics Unfortunately, anxiousto geton withthejob of dealingwithFord's themes.As Pierre of presents"an exposition notes,a greatdeal ofsuchcriticism Greenfield ofit." II Filmcritics anyseriousjustification without Fordianphilosophy and culturalcriticsin theirgeneralneas guiltyas literary are therefore glectofthevisualelementsofThe Grapesof Wrath. because needssomeredress-notnecessarily oversight Thistripartite The Grapesof Wrathis a greatworkoffilmart(whichis arguable),but becauseitis afilmanditis shownon a screenandhas a visualpresence. The way we read and perceiveit is as mucha functionof its visual content.Indeed,in andcultural anddramatic as itis ofitsliterary imagery of a film'svisualimageryis at and immediacy mostcases the strength content-evenifitspower thanitsliterary leastequal to ifnotfargreater Because ofthispower,a film'svisual or articulated. is notacknowledged and of literary whenit is supportive imagerymeritsas muchattention contradicanalysesas whenitis moreflamboyantly culturalandthematic toryor quietlysubversive.In thecase ofTheGrapesof Wrath,theconsensusof criticalresponsehas been nearlyunanimousin itsrecognition in toneand spiritfromSteinbeck'snoveland thatFord'sfilmis different and poeticworkwhose major conservative thatthefilmis a politically Thatconsensus family. themeis thevalueandresilienceoftheAmerican relafilm's of the structural an was notarrivedat merelyby examination of its analysis cultural a or by was its source, to thenovelwhich tionship its of what echo its thematic or by art, place in a gestaltof populist That it. after and before both work in his expressed creator principal consensusofcriticalresponsetoTheGrapesofWrathwas also generated ofthefilm'simagery integration bytheseeingofthefilm,bytheintuitive of thatimageryand its function intothe criticalact. The apprehension and articulation. recognition needsbothappropriate ofSteinbeck'sbooktothescreen It is agreedthatFord'stransliteration realisticand politicalnoveland thevaluesof an essentially restructures emphasizesthoseaspectsoftheparentworkwhichare themostconsistboth ownvaluesand personalvision.Although entwiththefilmmaker's American Steinbeckand Forddo sharea commonbondintheirfocuson ofthoseinstituhumanization and ideology,intheirdramatic institutions Reassessment,"Film Quarterly,28 (Summer1975),5. 11PierreGreenfield,"Printthe Fact: For and Againstthe Films ofJohnFord," Take One, 5 (Nov. 1977), 15. 10 Michael Dempsey, "JohnFord: A The Grapes of Wrath 601 tions and ideas throughthe medium of proletariatprotagonists,and in theiruse ofhumorand folklore,theirsympathiesand interestsare dramatically divergent.Steinbeck's novels emphasize the importanceof the present,the harshnessof reality,the potentialof radical politics,and the need forsocial and politicalchange. Conversely,Ford's filmsemphasize the values of the past and softenthe harsheraspects of historicalreality with nostalgia; his filmworlds are apolitical and atemporaland his aestheticevocationof Americarevolvesaroundthe harmonyand established traditionsof community.Indeed, his life's work reveals a reverencefor those human values which are most simple and universal, a reverence which balks and tremblesat the necessityfor progress and change. As AndrewSarriscogentlyindicatesin TheJohnFord Movie Mystery,"Ford never lost his faithin the benigndriftof Americanhistory. . . and intuitivelyredirectedthe pessimisticclass conflictsin ... Steinbeck . .. into relativelyoptimisticfamilychronicles." 12 The novel, however,is less concernedabout seven monthsin the lifeof the Joad familythan it is about the relationshipof men to land, about an untenable economic system, and about the inevitable awakening of a communalrevolutionaryconsciousness in the oppressed and exploited. The Joad familyis only a sharply-focusedpoint fromwhich the novel continuallymoves out far beyond the limited awareness of its main characters to deal with epic social and political issues, abstractions which-of dramatic necessity-must find embodimentin the concrete and specific, in characterizationand action and the details of physical imagery.Althoughthe Joad familytakes on the bulk of this dramatic functionin the novel, Steinbeck has structuredthe book in such a way thatthe readercannotforgetthatthe familyis only one of manyfamilies, thatit is partof a largerorganismcomposed not only of familiesbut also of land and plants and animals and weather. The Joads are constantly counterbalancedby the equal emphasis given in the intercalarychapters to largerissues than theirimmediatesurvivaland on largergroups than thefamily.As a result,theirfamilyunitis not metaphoricalin function;it is, instead, illustrative.Its importancein the novel is not in its mythic cohesion and endurance, but in its realistic specificity.The Joads comprise onlyhalfof the novel's emphasis,enjoy only halfits attention.And theuniversalthemeof familysolidarityis greatlysubordinateto the larger emphasis Steinbeck gives to a cry forthe solidarityof men in a definite politicaland economic context.Indeed, as WarrenFrenchpointsout, the novel chartsthe progressof the Joads' "growingout of the narrowcon12 Andrew Sarris, The John Ford Movie Mystery(Bloomington:Indiana Univ. Press, 1975), 161. 602 American Quarterly cept of 'fambly'in the blood-relationship sense to a conceptof membershipin theentire'humanfamily.' "a 13 As has been pointedout by manycriticsincluding thosecitedhere, Ford is notparticularly concernedwiththe Joads' integration intothe in relatingthemto an familyof man. Nor is he particularly interested economicor politicalmilieu.Although thereis a greatdeal ofdialoguein thefilmwhichrelatesthefamily totheland,to a largerpopulation, andto a politicalclimateverbally, thevisualinterest ofthefilmis on theJoadsas an isolatedand universalfamilyunitwhichtranscends theparticularity and specificity of timeand place. Certainly,the Joads on screenare intheirphotographic specificandparticular itis thenatureof realization; themediumto particularize "characters"and "place" farmoreexactly and idiosyncratically thanwritten language.But thevisualtreatment of HenryFonda's Tom,JaneDarwell'sMa, CharleyGrapewin'sGrampa, JohnCarradine'sCasey,and JohnQualen'sMuleysoftenstheirphysical individuality and resonatesphotographicspecificityinto expressive metaphor (see Figure1). Because ofthemannerin whichthemajorportionofthefilmhasbeenvisuallyconceivedandshot,Steinbeck'smultiple themesand simultaneous emphasishave been exchangedfora less epic butequallyuniversalvision,fora scope at once smallerthanthenovel's initsreduction ofpoliticsandeconomicsandsocialrealitiesto thesize of a singleromanticized and yetalso a scope largerthanthenovel's family, in its evocationof the survivaland enduranceof thatfamilyagainsta stylizedbackgroundwhichis not limitedby time and space. While CharlesMalandsuggeststhatFord's emphasison theJoadsas a familial and communalunitcan be linkedto the director'snaturalaffinity for Jeffersonian to his beliefin independent of land agrarianism, ownership andhard-working byindustrious families,'4 theJoadsgaintheiruniversalityfromtheirbeingdispossessedoftheirland. Indeed,it is theirlack of land(anditslackofphotographic reference) whichabstracts themintothe andpoeticspaceofthemontagesequencesandplacesthemin generalized crampedclose-upsandmediumshotsisolatedintrucksandcarsandtents farfromcommunion withanyonebutthemselves. Thus, wherethe novelmovesout bothstructurally and imagistically fromthe Joadsto continually emphasizethe land,biologicalpresence, andthecrushofthousandsofmigrants on themove,thefilm'smovement visuallycloses in on theJoads,at timesto sucha degreethattheyhave connection witheitherthelandor therestofsociety.The onlya minimal of course,do pay lip serviceto thatconnectionthrough the characters, 13 14 French, 27. Maland, 164-66. The Grapes of Wrath 603 inuniversalized oftenliveoutrelationships space. Figure1. TheJoadsandtheirfriends Thefilmvisually softens andinsteademphasizes expressive metaphor. physical individuality oftheLesterGlassnerCollection.) ofTheGrapesof Wrathare courtesy (Allphotographs scriptalone might dialogue-so muchso thata readingofthecontinuity filmfromthe one actually resultin the impression of a quitedifferent is notactuallyvisiblethrough realizedon thescreen.Butthatconnection a greatportion ofthefilm.Land is notas visibleas whatFrenchcalls "the wasshotindoors lookofstudiosets.")')15 Mostofthefilm fresh, temporary or on thestudiolot ratherthanon locationin a landscapewhichmight have matchedthe visualpowerand presenceof the MonumentValley Fordused in so manyofhisWesterns.Thoughthereare somebrieflong shotsofauthentic locationsin someofthemontagesequences,theiropen of thefilm'9soverwhelmreminder servesas a striking qualityprimarily If at the film'simagery,it closed visual construction. one looks ingly as a landtragedy. Wrath seemsrather offthemarktoreadTheGrapesof Some earlycriticsnotedthisabsenceof land imageryin thefilmand remarked on Ford's departure fromSteinbeckin thisregard.Generally, attunedto thevisual theseastutereviewers werefilmmakers themselves, '5 French, 18. 604 American Quarterly qualities of film. Edwin Locke, for example, came to the filmwith a backgroundas a memberof the U.S. Film Service, a governmentagency whose filmsspecialized in evokingthebeautyof theAmericanlandscape: hasnotcomethrough as wellas his It is a pitythatFord'ssenseofenvironment weakenedbecausehe has senseofpeople.The openingofthepictureis greatly Whereare the or thepeople'sbackground. givenus no feelingofthecountry of thedustbowland thetinyhousesas lonelyas shipsat sea? vast stretches Whereis thedust?It is hardto believethatFordhas everseenThePlow That tohearthata cameracrewwas sentto Oklahoma BrokethePlains.It is baffling buta fewfeetoftheirfilmwas used. It is regrettable alongRoute66; certainly expansesofthe andterrifying thattheJoadsweresnatchedacrossthebeautiful in a fewpansandprocessshots;we couldjustlyhaveexpectedmore. country offtheland, We couldhave expectedmoreof whatit is liketo be tractored at large, roaming morethantheknocking overofa prophousebya Caterpillar in abstractmaneuvers. montageofclankingmonsters morethana hackneyed ifFordhadfolloweda little anda richerpicture, We might haveall thesethings, thedocumentary thatis nowbeingtalkedaboutinconnection further technique withhiswork.16 Similarly,Pare Lorentz, directorof The Plow That Broke the Plains and The River, was disappointedby the lack of will to evoke the land and its moods: neededto thinkin termsofskies thescreenwriter] Johnson, ... he [Nunnally "drought" andbrownlandand,mostofall,wind.He neededonlytohavewritten thefeeling ofthosedustyplainstilting andthenleftittothedirector tore-create fromOklahomaclear up to Canada, withtheirmiserablehutsand busted ofOklahoma windmills. In fact,he neededonlyto havegoneto thepanhandle andTexas andwestern KansasandtheDakotasandeasternColoradoandsaid: this-hereis wheretheycamefrom." "Photograph As he didnot,thenDirectorJohnFord(who,byvirtueofgoingtoZionPark hisoutdoorsequencesinStagecoach,madea Western in Utahto photograph hispicturewith actionpicture intoa thingofbeauty)at leastmight havestarted theGreatPlainsinsteadofwithscenesthat,even thoughtheywerefromthe book,did notgiveyoua feelingoftheland.'7 Less importantfor theirrecognitionof how Ford's filmbroke a certain faithwithSteinbeck's book or withnaturalhistorythanfortheirrecognition that the visual images of a filmare crucial to its meaning, these 16 Locke, 387-88. (The Plow ThatBroke thePlains was made in 1936by Pare Lorentz for the U.S. Film Service.) 17 Pare Lorentz, review of The Grapes of Wrathin Lorentz on Film (New York: Hopkinson and Blake, 1975), 184. The Grapes of Wrath 605 indicatetheclosed qualitywhichpermeatesFord's work,his comments visual choice whichomitswide-openspaces and panoramicvistas of eitherparchedearthor pasturesofplenty.Indeed,untilFordbringsthe thefilm-thecameraisolates through JoadsintoHooverville-halfway them,disconnectsthem,perhapseven protectsthemfromlargerforces whichgivethenovelan epic quality. and largermovements of The Grapesof Wrathis consciouslyconThe generalcomposition trolledand tight.For the mostpart,theactionoccursin visuallylimited or andtightframing space-limitedeitherbyitsactualspatialparameters bytheamountofitwe are allowedto see byvirtueofthegivenilluminaone brieflong shot-we move tion. Rightfromthe beginning-after forthefirstofmanytimes inward.Tomhitchesa rideandwe areconfined orlookinginclose-upthrough inthecab ofa truck,crampedinitsinterior thatthe at Tom and thedriver.WhileMaland'scomment thewindshield film"consistsalmostentirelyof the Joads ridingin theirramshackle it is truethatthe charactersare usually truck"18is an exaggeration, screenandlimitedspace(see Figure2). Notonly crampedintoa cluttered is a gooddeal oftheJoads'odysseyconfinedand isolatedin automotive indoors: actionis also confined buta largeshareofthedramatic interiors, rooms,tents,or shacks,all ofwhichclose ordarklyoppressive incluttered Outofthe50 "scenes" Frenchdescribesas comprising inthecharacters. or in part)withinthe theunitsofthefilm,a totalof25 are shot(entirely Joadtruckor withinan oppressiveinterior.19 whichoccurin "open space" are also chafingly Those compositions containedand limitedby theircardboardand set-likequalityand by the ofboththecameraandthecharacters. movement relativelackofinternal withCaseytakesplace in forexample,Tom's initialencounter Although, willowtree,the by an overly-aestheticized an "open" fieldpunctuated camerastaysin one spotand thecharactersstandimmobileexceptfor theirweightfromfootto foot. shifting occasionallyand uncomfortably in such a way, Ford containsthe theirphysicalmovement Containing is thatthereis nofieldoutsidethelimitsof frameas well.The visualeffect thecamera'svision,no land-rather,thereis a non-space,ora studioset coveredwithfalse and aestheticizedearth.The long long shot which againstthe concludesthe sequence showsTom and Casey silhouetted skyas theyset out forthe Joadhomestead.But the shotdarkening howeverlongand panoramic-ismoreclosedthanopen,morememoraand staticvisionthanitis lighting ble foritscomposedqualityand artful foran evocationof a realworldwithrealearthand dustwhichis really Maland, 154. 19French, 38-56. (I have not includedthose scenes shot in brightlylit interiors.) 18 606 American Quarterly An:~~~~~~~~~~~~~~~~~~~.. .. _ . . _ ... e -_.................. . ...... ...... ... t ............................A 9___ ......';4.'.' ...... lIBM '01 ,.~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~....... ...~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~.. ..! .... .. .. . .. i-0... l_ |i is oftenabstracted fromcontextthrough framing. Figure2. The Joadfamily blowingaway. Uncle John'sfarmyardis no moreopen spatiallythana whichpretendsto realism.AndboththeKeene Ranchand stagesetting intheirrespecartificial theWheatPatchgovernment campseempatently tiveevocationsof squalorand darknessand spankingclean brightness. is notnecessarilynegative, The effectofthisspatialclosureon thefilm, but it does communicate the visual messagethatthe worldwhichthe Joads inhabitis less than real and vital. Their vitalityagainst the and theEdwardHopperskiesandcontrived cardboardsettings, grimness thanthe problemstheyface-for beauty,makesthemmoreimportant whilethe Dehighlighted theyare physicallypresentand dramatically of the world areshownas rest and the land and the blowingaway pression an abstractedstageset or ignoredaltogether. ofthecharacters, thetableaux-like The staticcompositions, posturing also add to thevisualelementswhichliftthe oftheediting andthepattern and specificand createof withthingsimmediate Joadsoutofconnection universaland iconic.The camera and endurancesomething theirstruggle forthe mostpartto look at its subjectsfrom rarelymoves,preferring eye-level and mid-distance.This point of view produces images which The Grapes of Wrath 607 a look at timeslikethesameviewoftheactionone wouldgetwatching tableau;theentirehumanfigureis seen in or historical stageproduction out into theframeand so theimagedoes notextenditselfimaginatively ofthecameracreatesa senseofthe theworld,andtherelativeimmobility and exitingfromwingsas opposedto the camera's charactersentering jarringexceptiontothegeneralpattern seekingthemout.The oneliterally is thevisualtreatment andcameraand subjectmovement ofcomposition givento the Joad's entranceintoHooverville,and to the fightwhich of camerawhichmovesas a member occursinthattentcity.The subjective thestreetvisuallyopensup thefilmas it,paradoxthrough theJoadfamily Boththe subjectivevisionand the camera ically,limitsits objectivity. movementare morejoltingthanthe supposedlyshockingcontentpresequencewhichcontainsso muchmoremovesented,as is thelaterfight the thanwe have seen before.Indeed,generally mentand randomness dramaticactivityor stage "business" withinthe frameis rarelysponbythecharmovement lackofphysical andtherelative taneousorrandom, to say(a "speech" suchas important acterswhensomeonehas something orMuley'son being"touched,"orMa's Casey'son notbeinga preacher, on Tom's notbecomingmean)makesthedialoguedenserthanit might bysomerandommotion.Instead,suchspeeches be iflightened otherwise thecharacas tableauxremoving arephotographed are metwithstillness, intotherealmof presentenvironment tersfroma peopledandphysically The settingsof the Joad farm,of Uncle archetypeand iconography. John'sfarm,ofthecabininthepickers'camp,inthetentsofHooverville, camp-not one ofthemhas the in theneatexteriorsof thegovernment and extraneousqualityof realisticand immediateart or uncontrolled document.Not a chickenstirs,and everyobjectseemsto existfordramaticandatmospheric rather thannatural purpose.As a resultthesocialand faceseemfarmore whichthecharacters politicalandeconomicproblems functional than and narratively thanreal,farmoreaesthetically dramatic pressing. immediately and stressesthearchetypal The wayin whichthefilmis editedfurther iconicaspectsof the Joadsby creatingstylizedtemporalrelationships betweenshots.The Joadsexistin montagetime,forexample-shots so as to conveythepassage or superimposed rhythmically linkedtogether of timewithoutreallybeingspecific.As well, the Joadsexistin what mightbe called "tableautime"-that is, theyare seen in set pieces,in connectedor visuallycontinuousto scenes whichare not dynamically commentedabout the perothers.WarrenFrench has derogatorily notonlythenarrative puzzlesit criticizing natureoftheediting, functory presentswiththedisappearanceof Noah Joador Rosasharn'sbaby,but also withthe use of "sharp breaksbetweenscenes" and the lack of 608 American Quarterly associationalediting,the "switchfromone scene to anotherby cutting froman objectin one sceneto a similar objectin another."He also notes thatFord "apparently preferred to breakthepictureintoa seriesofdiscreteepisodesby the use of sharplydelineatedfadeoutsand fadeins." These editorialdevicesadd to thefilmthe"compensating universality" Frenchsees as a substitute forthe bite and timelinessof Steinbeck's novel.The lackofsimultaneity through cross-cutting, theabstractness of themontages, themeasuredandhighly theatrical fades,andeventheone flashback sequencein whichMuley"tells" whathappenedto thelandall are stylistic choiceswhichserveto abstracttheJoads.20 Whereastheaverageviewermightnotnoticetheabstracting qualities ofthefilm'scomposition andediting, itis nearlyimpossiblenotto notice thatthefilmis dark.Frenchpointsoutthat"almostexactlyhalftheaction 21 a proportion takesplace at nightor underdimlylitconditions," which allowone to also arguethatalmostexactlyhalfthefilmtakesplace might duringtheday or in brightly litconditions.The dramaticweightof the film,however,fallson thedarkside,forifone comparesthosescenes whichoccurinvarying degreesofdarknesswiththosewhichtakeplacein relatively bright lightitbecomesobviousthattheformer aremoreimportantto thenarrative and moreintenseintheiremotionalcontentthanthe latter.CaseyandTom's reunionis markedbythedimnessofapproaching dusk.The longand highlydramaticscene in thedesertedJoadcabinis shotin candlelight as Casey andTom arejoinedby Muleywhorelatesin thedarkpresentandinthepunctuating brightness ofa flashback whathas occurredto the farmersand theirland. Ma Joad's briefbut powerful reviewofherlife'ssouvenirs occursinthedimnessofthestripped house. The Joads'firststayin a campground withothermigrants and theirencounterwiththemanwhotellsthemaboutthefalsepromiseofthehandbillsis at night.The Joads'desertcrossingin whichGranmadies is also dark.Andnearlytheentire22 minutes oftheJoads'sojournat theKeene Ranchis playedintheduskyinterior ofthefilthy cabinor at night-as is theimportant dramaticsequenceunderthebridgein whichbothCasey and Tom and theircompanionstrikebreakers fightthe Keene guards,a fight whichleavesCaseydeadandTomhurtandguilty ofmurder. Finally, eventheclimacticsceneintheWheatPatchcampoccursat night;despite the celebratory natureof the Saturdaynightdance and its triumphant dramainwhichthemigrants forma cohesiveandpersuasivegroupto oust theirenemies,thesequenceis dark-as is therelatedsceneinwhichTom says goodbyto Ma and delivershis "I'll be ever'where"speechbefore 20 21 French, 35, 33, 38. Ibid., 34. The Grapes of Wrath 609 intotheblackness.The dramaand narrative impetusin the disappearing daylight scenesare anecdotalcomparedto theforceofthenightscenes. And, again, it is only in Hoovervillethat Ford providesa marked exception. ofa majorportionofthefilmdoes morethan The chiaroscuro lighting merelysupplyatmosphereand supportthe thematicdarknessof the as a techniquewhichis abstracting, Joads' odyssey.It also functions the whichagainbringsa senseofclosuretothescreenimagebyobscuring theviewer's connection betweenvariousobjectsintheframeandturning attention inwardtowardtheJoads.The shadowsspatiallyblotouttherest oftheworldmuchofthetimeand are,as well,oppressiveandconfining. Consider,forexample,thesequencein theJoads'abandonedfarmhouse near the beginning of the film.Composedquite staticallyand shotin darknesspunctuated and flashlight, theimagescurl onlyby candlelight into themselvesratherthan extendoutwardsto the cornersof the frameand to a consciousnessof a physicalworldin motionbeyondits confines.The camera'semphasisis on faces,faces whichbecomenot faces whichare isolatedin cinematogquitereal in the semi-darkness, rapherGreggToland's"web of shadowsand night"visuallyreinforcing, ghos'."22 forinstance, "Muley'sbeliefthathe isjust 'an ol' graveyard ofclose-upsor themaskingeffect Eitherthrough theactualproximity of darknessin the mediumshots, the abundanceof expressionistic whichemphasizesthepale faces and glistening eyes of cinematography to anygreat thecharacters(see Figure3) is notreallycounterbalanced insistence on realistic andclearly-defined imagery. degreebyan equivalent and attention of thecameraon thefaces Indeed,thepersonalintensity oftheJoadsis nevermatchedinkindbyequallyintenseoremphatic shots of thepeopletheymeetor theland theysupposedlyrevere-withone exception.Muley's flashbacksequence is as stylizedand intenseand visuallycompressedas any in thefilm.The land as a forceis visually and uniin sucha mannerthatit is madeas transcendent acknowledged highangleshot, versalas theJoads.In one stylizedand uncharacteristic Muleysquatson hisland,aloneand in darkcontrastto thebarrenlightness of theeartharoundhim.And in another,thefinalshotof the sequence, the cameramovesfromMuleyand his familyto isolatetheir tracksofthecatershadowsuponthegroundmarkedwiththedestructive intheframeofthemen'sshadows,thetrail pillartractor. The confluence of destruction, and the land itselfis as expressiveand compressedas ButtheexpresCharlesMalandsuggestsinhisanalysisofthesequence.23 22 23 Stowell, 167. Maland, 156-59. AmericanQuarterly 610 OA,| 3l fi 3.Ti thoghu Joh rdcinsil Fod:rneigo haocr deosrtsteefcf h rpso rt ihigue The Grapes of Wrath 611 is forceoftheflashback'svisualarticulation siveweightandmetaphorical inthefilm.The sameis trueof placement dilutedbyitsearlyandsingular inthesequenceinHooverville.It illumination thevisualstyleandbrighter thatFordconnectstheJoadsvisuallywitha context is onlyinHooverville withsponwhichunitesthemwithotherpeople.The tentcityis teeming physicalinitspresencethanany It is moreconcretely taneoushumanity. whichFord otherlocationinthefilm-a worldofdirtanddustandtexture in daylight.The imagesof Hoovervilleare less let Toland photograph thanelsewherein the shadowedand expressionistic moody,less artfully experiencethetextureof film;thevieweris allowedto see and thereby evokingthefeelof thegrayandgrainyimageseffectively things, material seemsfreer gritand dust.Because thereis morelight,thecomposition extendoftheframeseemlargerandmorepotentially andtheboundaries is notdirectedinwardto thecenteroftheframeas itis able; ourattention bright a greatdealoftherestofthefilm.Becauseoftherelatively through ofmorecharacters becausethereis morerandommovement illumination, withtheJoads,andbecausethereis a whoare visuallyseenincontiguity visualdetail(itis hardto controltheflapselectionofmorespontaneous in on a line),theepisodein Hoovervilleis singular pingofclothesdrying it is also it is memorable, realism.Although at documentary itsattempt visualstyle,a styleacjoltingin its contrastto thefilm'spredominant by bothFordand Tolandforits "blackness."24 Thatblackknowledged theJoads less harshthanprotective; ness is less grimthanabstracting, context andtheviewerare removedfroma visuallyurgentand engaging aestheticized, whichseemshighly imagery andtheresultis a predominant staged,and framed. effectsderive in The Grapesof Wrathand itsabstracting The lighting in their fromthe chiaroscuropracticedby the GermanExpressionists in and filmsand, indeed,practicedby Fordhimself paintings nightmare and stylizedworkswhichrankamonghis pertwo highlyexpressionist (1935)andTheFugitive(1947).The visual sonalfavorites-TheInformer inTheGrapesofWrathevokesthevague ambiencecreatedbythelighting of daylight outlinesof nightand dreamratherthantheharshspecificity and DepressionAmerica.In a briefbutcogentdiscussionof thefilm's Frenchconcludesthatthroughthe lighting"Ford converted lighting, what could have been a nerve-wrackingsocial protest. . . into an artful 25 violencein a serenemeditation." productthatresolvesall transient is, of course,on the Joads' "coherenceas a That serenemeditation family. . . notas a class,"26 and thefilm'sappeal and emotionalforce ofFord'sfocus.Indeed,Maland anddirectness derivefromthesimplicity 24 JohnFord speaks of thisin Peter Bogdanovich,JohnFord (Berkeley: Univ. of California Press, 1968), 78. 25 French, 34-35. 26 Sarris, The JohnFord Movie Mystery,96. 612 American Quarterly pointsout the film'sabilityto satisfy"the intensedesire of manyAmericans to be involved,throughtheirsentimentsat least, in the humanproblems caused by the depression." 27 But one mightamend Maland's observationby suggestingthatFord's filmwas so satisfyingpreciselybecause it involved the contemporaneousviewer primarilyon the level of sentiment,because its transcendentvision of theJoads as an archetypalfamily freedthe viewerfromthe responsibility forspecificsocial action. It is not onlythelighting(as Frenchsuggests)butthewhole visual styleof thefilm whichliftstheJoadsfromspecificityand immediacy,whichelevates them farfromspatial and temporalurgency.Indeed, the filmis most powerful in its use of what mightbe identifiedfromtoday's perspective as the visual shorthandof a Depression iconography.Through its images it evokes the softened and popularized form of the Depression-its outline-without assaultingthe viewer withthe harshdemands of actual content. Althoughhe sometimesconfuses the contentof the imagerywith its softenedtreatment,George Bluestone senses the iconic visual qualityof The Grapes of Wrath: Behindthedirector's controlling handis thedocumentary eyeofa PareLorentz ofthevisioninthosestillsproducedbytheResettlement or a RobertFlaherty, initsvolume,Land oftheFree . .. ,or inWalkerEvans' shots Administration forLet Us Now Praise Famous Men. . . . GreggToland's photography is for valuesoflandandsky,finding acutelyconsciousofthepictorial equivalents thosehaunting imagesoferosionwhichwerepopularizedfortheNew Deal's in Steinbeck'sprose.28 reclamation program and reflected While Bluestone seems offthe markin his effortsto prove how the film and novel sharea commontone or evoke similarland imagery,he is to the pointin notingthefilm'svisual resemblanceto thedocumentarypoetryof bothRobertFlahertyand Pare Lorentz.Both of thesefilmmakers dealtin a kind of generalizedimagerywhich has given theirwork universal qualities. Man's strugglesagainst the landscape of Flaherty'sNanook of the North and Man of Aran are as primaland timelessas theyare physically concretizedin specificgeography,and the editingtechniquesof Lorentz combined with his use of abstractingclose-ups of water and land and objects give to both The Plow That Broke the Plains and The River a temporal and spatial vagueness which is powerfuland iconic. Indeed, despite Lorentz' criticismsof the absence of land imageryin The Grapes of Wrath,Ford's visual abstractionof the Joads parallels in style and effectthat documentaryfilmmaker'stimeless and aspatial treatmentof theecological problemsof theMiddle West. On theotherhand, Bluestone to stylewhen he equates Ford's filmand the displaysa visual insensitivity 27 28 Maland, 161. Bluestone, 161. The Grapes of Wrath 613 clarity,sharpfocus,and ofWalkerEvans. The hard-edged photography asceticismof Evans' workis removedin bothsensibility unsentimental Lorentz,and JohnFord. The Grapesof Wrath and stylefromFlaherty, definition resemblesthealwaysspecificand unsparing onlysuperficially ifthereis a ineitherEvans' orDorotheaLange'sDepressionphotography; to the likenessit is in contentratherthanstyle.A visual counterpart can be morereadilyfoundinthework ofthefilm'simagery generaleffect of a fineartistwho temperedtherealisticsubjectmatterof his content offof hardedges and sharpconof focus,a rounding witha softening trasts;TheGrapesof WrathlooksmorelikethebluntedvisionofEdward Hopper than the acutely-detailedvision of the Depression's most acclaimedphotographers. andaestheticpowerfrom Indeed,thefilmderivesmuchofitsemotional its generalizedquality,its use of what Bluestonecalls "popularized" as Bluestone'salignrealisticnordocumentary imageswhichare neither wouldsuggest. andphotographers filmmakers ingthemwithdocumentary rather thansocialrealism,andwhile andmetaphor Theyservemythology appeal,they withtheirsentimental theymayoftentugat theheartstrings theyare equivalentnotto the rarelyincitetheviewerto seriousthought; harshproseof Steinbeck'sworkor theclarityand asceticismof Evans' appealofposterart.Thus, totheemotional style,butrather photographic and spatiallycirmuchas Fordin his Westernshas used thetemporally cumscribedand compressedworldof objectand landscapeto evoke a timeandspaceandwhichowes whichcreatesitsowncontained mythology and spatiallycirhe has also used thetemporally littleto actualhistory, andblunted oftheDepressionto createsoftened cumscribed iconography containitinthe imageswhichevoketheDepressionbutwhichcontinually objectsandlandscapeswhich realmofart.Thefilmaboundswithmaterial concretizeand yetabstractthepolitical,economic,and simultaneously social realitiesof Steinbeck'schaptersabouttheJoadsintopoeticand the slouchedand soiledhats,the caps, thefloral emotionalshorthand: sweaterswhichhavecometo buttoned printdressesandthehaphazardly clotheouremotionalassociationswiththeDepression;thestaticposturselfposingforthefuturewitha fascinating ingoffamilygroups,stiffly consciousnesswhichkeeps themrigidlyfacingthe camerawhilethey is averttheireyesfromit;oldtrucksandjalopieswhosegeometry secretly at andbursting as an inverted apart,choking, pyramid-falling top-heavy the seams withmaterialgoods gatheredtogetherwithold clothesline, familiar and old kitchenchairs;gas stationsand gas pumps mattresses, somehowevocativeof bothorderedcorporatepowerin a technological peopleno longerin ofan agricultural movement societyandthemigratory by thepowerconglorified machinery withtheland;industrial harmony ferred bythecloseupandlow angle,bitingintotheearthlikeprehistoric carnivores.The visual imageryof Ford's filmuses all thisemotional 614 American Quarterly :~~~~~~~~~~~~~~~~~~~~~~J A~~~~~~~~~~~~~ ii,;1M arkas 'I;~~~~~~~~~~~~~N M A Figure4. Ford'stableaucompositions drawfromDepressioniconography. iconography whichhas cometo us generalized outofspecificandharsher piecesof Depressionartand life(see Figure4). In thefinalanalysis,thefilmprojectstheimagesofa ritualized world,a worldinwhichchangeis neither possiblenordesirable.Instead,survival andendurance andthecontinuation oftraditional valuesareapotheosized bytheJoadsandtheirodysseythrough "a timelessworldthatcages men, whileallowingthemthefreedomof movement to dignify and humanize theirlivesthrough actionand comedy."2"Thisis certainly nottheworld of'JohnSteinbeck.Rather,thefilmis theresultofthelegitimate aesthetic choices made by a directorwith a reputationat least equal to the novetistswhoseworkhe has translated. By choices,Ford's filmis powerfulm`its realizationof '.Family." His styleis not miscalculatedor unconsidered. Anditis notmerelyderivedfromthechangesmadeinthe elementsofthefilm.The staticcompositions literary and cameraplacemeht,theartificiality ofthestudioset,thenon-dynamic editing,and the chiaroscuro anditsresultant softening ofharshcontrasts andhard lighting edges,coupledwithFord'sneglectofa concretepoliticaland socialcontextand his-omissionof thosesequenceswhichwouldmakethefamily less attractive thanitis-all servehisemotional exploration oftheendur29 Stowell, 169. The Grapes of Wrath 615 ingdignityand value of Americanfamilylife.Ratherthanchoosingto of the abstractwiththe concrete(somefollowSteinbeck'salternation do despiteits constantdependenceon to able quite is thingwhichfilm to makea filmequivalentin tonewith has chosen Ford materialreality), novel. That tone, however,is Steinbeck's of chapters the intercalary realizedchapters:the concretely more of Steinbeck's stuff the appliedto thevisualfeel include to reluctant so so enclosed, is If film Joads. Ford's Lange's or Dorothea Evans' Walker in found humanity of and evocation itis so alivewithsweatanddirtandparticularity, Depressionphotographs and of the in history interest specificity lack of Ford's with consistent politicsand socialproblems.It is no accidentthatthefilm'svisualstyle forpeople. We neversee theJoads neglectsreal estateand agriculture workthe land theyspeak of. At the Keene ranch,whenthe menand childrengo offto pick fruitthe images stay behind with Ma and with Rosasharn.The onlyworkwe see Tom do thathas anyconnection earthanddirtis layingpipeline.Andthereisn'ta singlepeachinthefilm. Asked by PeterBogdanovichwhatattractedhimto the novel,Ford answered: "The whole thingappealed to me-being about simple people-and the storywas similarto thefaminein Ireland,whenthey on the roadsto threwthe people offtheland and leftthemwandering to do withit-part of my Irish starve.That mayhave had something to find tradition-butI likedtheidea ofthisfamilygoingout and trying is theirwayin theworld."30 The familyas thebasic unitof community aims crucialto Ford'swork.Thus,as WarrenFrenchnotes,thedirector themas contextandtreating theJoadsfromanyparticular at "abstracting ageless figuresof dispossessedwanderers.''31 The filmimagehardly Tom's finalspeechto Ma leavestheJoadsformorethana fewmoments. articulateshis and his omniscienceeverywhere abouthis metaphorical family'sownpositionwithinthecontextofthefilm.AndMa's finalaffirPa. We'rethepeople.")is less an assertion mation("We'll go on forever, ofthefamily.Withreof theindomitability than consciousness social of foritsartisticcoheras well as own its in right achieves it for what spect work,Ford's The ence and its place in a largerbodyof acknowledged andmain GrapesofWrathclearlyandvisuallyevidenceshismaininterest emphasison theJoadsas a familyunit-and notas Steinbeck thematic emphasizesthemirtthe novelas a familyof Man. Althoughthe same carefulconsideration conclusionsaboutthefilmcan be arrivedat through elementsand its place in the cultureof a specific of thefilm'sliterary period,thoseconclusionsdeservethesupportofan equallycarefulvisual analysis. 30 31 JohnFord in Bogdanovich, 76. French, 38.