Vote Summary Report - HSBC Global Asset Management

Transcription

Vote Summary Report - HSBC Global Asset Management
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalata Hotel Group PLC
Meeting Date: 01/05/2015
Country: Ireland
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition of Each of Swintron Ltd,
Trackdale Ltd, Islandvale Ltd, Crescentbrook
Ltd and Hallowridge Ltd
For
Abstain
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 01/06/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Amend Articles 5 and 31
For
Vote
Instruction
Do Not
Vote
Covidien plc
Meeting Date: 01/06/2015
Country: Ireland
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Scheme of Arrangement
For
Abstain
2
Approve Reduction of Share Premium Account
For
For
3
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
For
4
Amendment to Articles of Association
For
For
5
Creation of Distributable Reserves of New
Medtronic
For
For
6
Advisory Vote on Golden Parachutes
For
Against
Page 1 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Covidien plc
Meeting Date: 01/06/2015
Country: Ireland
Meeting Type: Court
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Scheme of Arrangement
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
Approve 2015 Continuing Connected
Transactions Under the Huaneng Group
Framework Agreement and the Related
Annual Caps
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
Abstain
2
Approve Reduction of Share Premium Account
For
For
3
Advisory Vote on Golden Parachutes
For
For
4
Adjourn Meeting
For
For
1
Huaneng Power International, Inc.
Meeting Date: 01/06/2015
Country: China
Meeting Type: Special
Proposal
Number
1
Medtronic, Inc.
Meeting Date: 01/06/2015
Country: USA
Meeting Type: Special
Proposal
Number
Sino-American Silicon Products Inc
Meeting Date: 01/06/2015
Country: Taiwan
Meeting Type: Special
Page 2 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sino-American Silicon Products Inc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Transfer of Preemptive Rights to
Shareholders Regarding Subscription of the
Capital Increase by Cash of GlobalWafers
Co., Ltd. According to the IPO Related
Matters of GlobalWafers Co., Ltd.
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Changes to Board Composition
For
For
2
Elect Members of the Nominating and
Remuneration Committee
Mgmt Rec
Vote
Instruction
1
PT XL Axiata Tbk
Meeting Date: 01/07/2015
Country: Indonesia
Meeting Type: Special
Proposal
Number
Cipla Limited
Meeting Date: 01/08/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Elect P. Lal as Independent Director
For
For
2
Elect N. Mor as Independent Director
For
For
Countrywide plc
Meeting Date: 01/08/2015
Country: United Kingdom
Meeting Type: Special
Page 3 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Countrywide plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Waiver on Tender-Bid Requirement
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Privatisation of IJM Land Berhad by
Way of Scheme of Arrangement
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights in Any
Amount Up to 10 Percent of Issued Share
Capital
For
For
2
Approve Transfer of Treasury Shares for the
Settlement of Acquisition of PT Dayamitra
Telekomunikasi
For
For
3
Amend Articles of Association
For
Against
4
Authorize Board of Commissioners to
Execute the Adjustment of the Issued and
Paid-up Capital after the Issuance of Equity
or Equity-Linked Securities without
Preemptive Rights
For
For
1
IJM Corp. Bhd.
Meeting Date: 01/08/2015
Country: Malaysia
Meeting Type: Special
Proposal
Number
1
PT Tower Bersama Infrastructure Tbk
Meeting Date: 01/08/2015
Country: Indonesia
Meeting Type: Special
Proposal
Number
Page 4 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Betfair Group plc
Meeting Date: 01/09/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Adopt New Articles of Association
For
For
2
Approve Sub-Division of Ordinary Shares
For
For
3
Approve Sub-Division of Intermediate
Ordinary Shares
For
For
4
Authorise Repurchase of Deferred Shares
For
For
5
Amend the Performance Conditions
Applicable to the Joining Award
For
For
Mgmt Rec
Vote
Instruction
For
Against
Koninklijke KPN NV
Meeting Date: 01/09/2015
Country: Netherlands
Meeting Type: Special
Proposal
Number
Proposal Text
Special Meeting
1
Open Meeting
2a
Announce Intention to Appoint Frank van der
Post to Management Board
2b
Approve Cash and Stock Awards to Van Der
Post of EUR 1.19 Million
3
Other Business (Non-Voting)
Mahindra & Mahindra Financial Services Limited
Meeting Date: 01/09/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Postal Ballot
Page 5 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mahindra & Mahindra Financial Services Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Scheme of Amalgamation
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Related Party Transactions
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
Abstain
2
Advisory Vote on Golden Parachutes
For
Against
3
Adjourn Meeting
For
For
Mgmt Rec
Vote
Instruction
1
United Spirits Limited
Meeting Date: 01/09/2015
Country: India
Meeting Type: Special
Proposal
Number
1
Glimcher Realty Trust
Meeting Date: 01/12/2015
Country: USA
Meeting Type: Special
Proposal
Number
Jiangxi Copper Company Ltd.
Meeting Date: 01/12/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
1
Approve Consolidated Supply and Services
Agreement One and Relevant Annual Caps
For
For
2
Approve Consolidated Supply and Services
Agreement Two and Relevant Annual Caps
For
For
Page 6 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jiangxi Copper Company Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Land Leasing Agreement and
Approve Annual Caps
For
For
4
Approve Resignation of Gao Dezhu as
Director
For
For
5
Elect Tu Shutian as Director
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Zhang Jianhua as Director
For
For
2
Elect Lu Dong as Director
For
For
3
Elect Zhou Yingguan as Supervisor
For
For
4
Elect Fan Jixian as Supervisor
For
For
5
Elect Wang Guoliang as Supervisor
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Acquisition of Spirit Pub Company
plc
For
Abstain
2
Authorise Issue of Equity in Connection with
the Offer
For
Abstain
SINOPEC Engineering Group Co Ltd
Meeting Date: 01/12/2015
Country: China
Meeting Type: Special
Proposal
Number
Greene King plc
Meeting Date: 01/13/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Spirit Pub Company plc
Meeting Date: 01/13/2015
Country: United Kingdom
Meeting Type: Annual
Page 7 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spirit Pub Company plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Approve Final Dividend
For
For
5
Reappoint KPMG LLP as Auditor
For
For
6
Authorise Board to Fix Remuneration of
Auditors
For
For
7
Authorise EU Political Donations and
Expenditure
For
For
8
Re-elect Walker Boyd as Director
For
For
9
Re-elect Mike Tye as Director
For
For
10
Re-elect Paddy Gallagher as Director
For
For
11
Re-elect Tony Rice as Director
For
For
12
Re-elect Mark Pain as Director
For
For
13
Re-elect Christopher Bell as Director
For
For
14
Re-elect Julie Chakraverty as Director
For
For
15
Authorise Issue of Equity with Pre-emptive
Rights
For
For
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise Market Purchase of Ordinary Shares
For
For
18
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Offer for
Spirit Pub Company plc by Greene King plc
For
Abstain
Spirit Pub Company plc
Meeting Date: 01/13/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Page 8 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spirit Pub Company plc
Meeting Date: 01/13/2015
Country: United Kingdom
Meeting Type: Court
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Court Meeting
1
Approve Scheme of Arrangement
For
Do Not
Vote
Assura Group Ltd.
Meeting Date: 01/14/2015
Country: Guernsey
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Matters Relating to the Introduction
of a New England and Wales Incorporated
Holding Company
For
Abstain
2
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
Assura Group Ltd.
Meeting Date: 01/14/2015
Country: Guernsey
Meeting Type: Court
Proposal
Number
Proposal Text
Court Meeting
1
Approve Scheme of Arrangement
For
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 01/14/2015
Country: Israel
Meeting Type: Special
Page 9 of 679
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Please note that this is the postponed
meeting of Dec. 30, 2014 (930691).
1
Approve Purchase of Additional Amount of
Digital Converters by DBS of Eurocom Digital
Communications Ltd., a Subsidiary of
Eurocom Communications Ltd., an Indirect
Shareholder (Including Pricing and Payment
Terms)
For
For
A
Vote FOR if you are a controlling shareholder
or have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an
explanation to your account manager
None
For
Please Select Any Category Which Applies to
You as a Shareholder or as a Power of
Attorney Holder
B2
If you are a Senior Officer as defined in
Section 37(D) of the Securities Law, 1968,
vote FOR. Otherwise, vote against.
None
B3
If you are an Institutional Investor as defined
in Regulation 1 of the Supervision Financial
Services Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR.
Otherwise, vote against.
None
B4
If you do not fall under any of the categories
mentioned under items B2 and B3, vote
FOR. Otherwise, vote against.
None
Fenner plc
Meeting Date: 01/14/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
Page 10 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fenner plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Approve Dividend
For
For
5
Re-elect Mark Abrahams as Director
For
For
6
Re-elect Nicholas Hobson as Director
For
For
7
Re-elect Richard Perry as Director
For
For
8
Re-elect Vanda Murray as Director
For
For
9
Re-elect John Sheldrick as Director
For
For
10
Re-elect Alan Wood as Director
For
For
11
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
12
Authorise Board to Fix Remuneration of
Auditors
For
For
13
Approve Performance Share Plan 2015
For
For
14
Authorise Issue of Equity with Pre-emptive
Rights
For
For
15
Authorise Issue of Equity without Preemptive Rights
For
For
16
Authorise Market Purchase of Ordinary Shares
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Zhang Yun as Director
For
For
2
Elect Lu Jianping as Director
For
For
3
Elect Che Yingxin as Supervisor
For
For
4
Approve Adjusment to the Mandate to the
Board for Disposal of Credit Assets
For
Against
5
Elect Xiao Xing as Director
For
Against
Agricultural Bank of China
Meeting Date: 01/15/2015
Country: China
Meeting Type: Special
Proposal
Number
Page 11 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
American Realty Capital Healthcare Trust, Inc.
Meeting Date: 01/15/2015
Country: USA
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
For
2
Advisory Vote on Golden Parachutes
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Dividend
For
For
4
Re-elect Steven Bates as Director
For
For
5
Re-elect Ivo Coulson as Director
For
For
6
Re-elect Saul Estrin as Director
For
For
7
Re-elect Jonathan Woollett as Director
For
For
8
Elect Frances Daley as Director
For
For
9
Reappoint KPMG LLP as Auditors
For
For
10
Authorise Board to Fix Remuneration of
Auditors
For
For
11
Authorise Issue of Equity with Pre-emptive
Rights
For
For
12
Authorise Issue of Equity without Preemptive Rights
For
For
13
Authorise Market Purchase of Ordinary Shares
For
For
Baring Emerging Europe plc
Meeting Date: 01/15/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 12 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Construction Company Ltd.
Meeting Date: 01/15/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
EGM Ballot for Holders of H Shares
1
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
Against
2.1
Approve Issuance Size in Relation to the
Issuance of Preference Shares
For
For
2.2
Approve Method of the Issuance in Relation
to the Issuance of Preference Shares
For
For
2.3
Approve Target Investors in Relation to the
Issuance of Preference Shares
For
For
2.4
Approve Par Value and Issuance Price in
Relation to the Issuance of Preference Shares
For
For
2.5
Approve Principles for Determination of the
Dividend Rate in Relation to the Issuance of
Preference Shares
For
For
2.6
Approve Method of the Profit Distribution for
the Preference Shares in Relation to the
Issuance of Preference Shares
For
For
2.7
Approve Redemption Terms in Relation to
the Issuance of Preference Shares
For
For
2.8
Approve Voting Rights Restrictions in
Relation to the Issuance of Preference Shares
For
For
2.9
Approve Voting Rights Restoration in
Relation to the Issuance of Preference Shares
For
For
2.10
Approve Sequence of Settlement and Method
of Liquidation in Relation to the Issuance of
Preference Shares
For
For
2.11
Approve Rating Arrangement in Relation to
the Issuance of Preference Shares
For
For
2.12
Approve Guarantee Arrangement in Relation
to the Issuance of Preference Shares
For
For
2.13
Approve Listing and Transfer Arrangement
Upon Proposed Issuance of Preference Shares
For
For
2.14
Approve Use of Proceeds in Relation to the
Issuance of Preference Shares
For
For
2.15
Approve Validity Period of the Resolution in
Respect of the Proposed Issuance of
Preference Shares
For
For
2.16
Authorize Board to Handle Matters Relating
to the Proposed Issuance of Preference
Shares
For
For
Page 13 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Construction Company Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Amend Articles of Association
For
For
4
Approve Feasibility Analysis on the Use of
Proceeds from the Issuance of Preference
Shares
For
For
5
Approve Dilution of Current Return to
Shareholders by the Proposed Issuance and
the Remedial Measures to be Adopted
For
For
6
Approve Proposed Shareholders' Return Plan
for the Years 2014 to 2016
For
For
7
Approve Proposed Amendments to the Rules
of Procedures for Shareholders' General
Meeting
For
For
8
Approve Proposed Amendments to the Rules
of Procedures for the Meeting of Board of
Directors
For
For
9
Approve Proposed Amendments to the Work
Manual of Independent Directors
For
For
10
Elect Zhen Shaohua as Supervisor
For
For
11
Approve Proposed Provision of Internal
Guarantee
For
For
Mgmt Rec
Vote
Instruction
Coronation Fund Managers Ltd
Meeting Date: 01/15/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Proposal Text
Ordinary Resolutions
1a
Re-elect Jock McKenzie as Director
For
For
1b
Re-elect Judith February as Director
For
For
1c
Elect Lulama Boyce as Director
For
For
2
Reappoint Ernst & Young Inc as Auditors of
the Company and MP Rapson as the
Designated Audit Partner
For
For
3a
Re-elect Alexandra Watson as Member of the
Audit and Risk Committee
For
For
3b
Re-elect Shams Pather as Member of the
Audit and Risk Committee
For
For
Page 14 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coronation Fund Managers Ltd
Proposal
Number
3c
Proposal Text
Mgmt Rec
Vote
Instruction
Re-elect Jock McKenzie as Member of the
Audit and Risk Committee
For
For
Special Resolutions
1
Authorise Financial Assistance to Related or
Inter-related Company or Corporation
For
For
2
Approve Remuneration of Non-Executive
Directors
For
For
3
Authorise Repurchase of Up to 20 Percent of
Issued Share Capital
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Elect David Hamid as Director
For
Against
5
Elect Martyn Gibbs as Director
For
For
6
Elect Benedict Smith as Director
For
For
7
Elect John Jackson as Director
For
For
8
Elect Lesley Watkins as Director
For
For
9
Elect Caspar Woolley as Director
For
For
10
Elect Franck Tuil as Director
For
For
11
Appoint Deloitte LLP as Auditors
For
For
12
Authorise Board to Fix Remuneration of
Auditors
For
For
13
Authorise Issue of Equity with Pre-emptive
Rights
For
For
14
Authorise EU Political Donations and
Expenditure
For
For
15
Approve Waiver on Tender-Bid Requirement
For
Against
GAME Digital plc
Meeting Date: 01/15/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 15 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GAME Digital plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise Market Purchase of Ordinary Shares
For
For
18
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Expansion of Investment Strategy
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Adopt Share Option Scheme
For
For
Mgmt Rec
Vote
Instruction
For
For
The Link Real Estate Investment Trust
Meeting Date: 01/15/2015
Country: Hong Kong
Meeting Type: Special
Proposal
Number
1
Xinyi Glass Holdings Ltd.
Meeting Date: 01/15/2015
Country: Cayman Islands
Meeting Type: Special
Proposal
Number
1
Zodiac Aerospace
Meeting Date: 01/15/2015
Country: France
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Financial Statements and Statutory
Reports
Page 16 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Consolidated Financial Statements
and Statutory Reports
For
For
3
Approve Allocation of Income and Dividends
of EUR 0.32 per Share
For
For
4
Approve Transaction with Fondation de l
ISAE and Other Parties
For
For
5
Authorize Repurchase of Up to 10 Percent of
Issued Share Capital
For
For
6
Reelect Gilberte Lombard as Supervisory
Board Member
For
Against
7
Advisory Vote on Compensation of Olivier
Zarrouati, Chairman of the Management
Board
For
Abstain
8
Advisory Vote on Compensation of Maurice
Pinault, Member of the Management Board
For
Abstain
Extraordinary Business
9
Subject to Approval of Item 5 Above,
Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares
For
For
10
Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 2.5 Million
For
For
11
Authorize Capitalization of Reserves of for
Bonus Issue or Increase in Par Value
For
For
12
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.2 Million
For
For
13
Approve Issuance of Equity or Equity-Linked
Securities for Private Placements, up to
Aggregate Nominal Amount of EUR 1.2 Million
For
For
14
Pursuant to Items 10, 12, and 13, Authorize
Management Board to Increase Capital in the
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
For
For
15
Authorize Capital Increase of Up to EUR 2.5
Million for Future Exchange Offers
For
Against
16
Authorize Capital Increase of up to 10
Percent of Issued Capital for Contributions in
Kind
For
Against
17
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans, Including in
the Event of a Public Tender Offer or Share
Exchange Offer
For
Against
18
Amend Article 18 of Bylaws Re: Composition
of the Surpervisory Board
For
For
Page 17 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
19
Amend Article 19 of Bylaws Re: Length of
Terms for Supervisory Board Members
For
For
20
Amend Article 29 of Bylaws Re:Attendance to
General Meetings
For
For
21
Authorize Filing of Required
Documents/Other Formalities
For
For
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 01/16/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Elect Directors
For
Vote
Instruction
Do Not
Vote
Cyfrowy Polsat SA
Meeting Date: 01/16/2015
Country: Poland
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
For
For
1
Open Meeting
2
Elect Meeting Chairman
3
Acknowledge Proper Convening of Meeting
4.1
Elect Members of Vote Counting Commission
For
For
4.2
Elect Members of Vote Counting Commission
For
For
4.3
Elect Members of Vote Counting Commission
For
For
5
Approve Agenda of Meeting
For
For
6
Approve Issuance of Bonds with Total
Nominal Value of PLN 1 Billion
For
For
7
Amend Statute
For
Against
8
Close Meeting
Page 18 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Services Corp. Ltd.
Meeting Date: 01/19/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Sun Kangmin as Director
For
For
2.1
Amend Article 2.2 of the Articles of
Association
For
For
2.2
Amend Article 10.1 of the Articles of
Association
For
For
Mgmt Rec
Vote
Instruction
MegaFon OJSC
Meeting Date: 01/19/2015
Country: Russia
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Related-Party Transaction Re: IT
Services Contract with ZAO PETER-SERVICE
For
For
2
Approve Related-Party Transaction Re:
Dealership Contract with OAO MegaFon Retail
For
For
Mgmt Rec
Vote
Instruction
Sodexo
Meeting Date: 01/19/2015
Country: France
Meeting Type: Annual
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Financial Statements and
Consolidated Financial Statements
For
For
2
Approve Allocation of Income and Dividends
of EUR 1.80 per Share
For
For
Page 19 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sodexo
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Amendment to Additional Pension
Scheme Agreement with CEO
For
For
4
Reelect Bernard Bellon as Director
For
Against
5
Reelect Sophie Bellon as Director
For
Against
6
Reelect Nathalie Bellon-Szabo as Director
For
Against
7
Reelect Francoise Brougher as Director
For
For
8
Reelect Peter Thompson as Director
For
For
9
Elect Soumitra Dutta as Director
For
For
10
Renew Appointment of KPMG as Auditor and
Appoint Salustro Reydel as Alternate Auditor
For
For
11
Approve Remuneration of Directors in the
Aggregate Amount of EUR 700,000
For
For
12
Advisory Vote on Compensation of Pierre
Bellon, Chairman
For
For
13
Advisory Vote on Compensation of Michel
Landel, CEO
For
Abstain
14
Authorize Repurchase of Up to 10 Percent of
Issued Share Capital
For
For
15
Authorize Filing of Required
Documents/Other Formalities
For
For
Mgmt Rec
Vote
Instruction
Tata Motors Ltd.
Meeting Date: 01/19/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Approve Revision in the Minimum
Remuneration of R. Pisharody, Executive
Director (Commercial Vehicles) Due to
Inadequacy of Profits for Financial Year
Ended March 31, 2014
For
For
2
Approve Revision in Minimum Remuneration
of S. Borwankar, Executive Director (Quality)
Due to Inadequacy of Profits for Financial
Year Ended March 31, 2014
For
For
Page 20 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Revision in Minimum Remuneration
of K. Slym, Managing Director Due to
Inadequacy of Profits for Financial Year
Ended March 31, 2014
For
For
4
Approve Minimum Remuneration of R.
Pisharody, Executive Director (Commercial
Vehicles) in Case of Inadequacy of Profits for
Financial Year 2014-2015 and Financial Year
2015-2016
For
For
5
Approve Minimum Remuneration of S.
Borwankar, Executive Director (Quality) in
Case of Inadequacy of Profits for Financial
Year 2014-2015 and Financial Year 20152016
For
For
Mgmt Rec
Vote
Instruction
Tata Motors Ltd.
Meeting Date: 01/19/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Revision in the Minimum
Remuneration of R. Pisharody, Executive
Director (Commercial Vehicles) Due to
Inadequacy of Profits for Financial Year
Ended March 31, 2014
For
For
2
Approve Revision in Minimum Remuneration
of S. Borwankar, Executive Director (Quality)
Due to Inadequacy of Profits for Financial
Year Ended March 31, 2014
For
For
3
Approve Revision in Minimum Remuneration
of K. Slym, Managing Director Due to
Inadequacy of Profits for Financial Year
Ended March 31, 2014
For
For
4
Approve Minimum Remuneration of R.
Pisharody, Executive Director (Commercial
Vehicles) in Case of Inadequacy of Profits for
Financial Year 2014-2015 and Financial Year
2015-2016
For
For
5
Approve Minimum Remuneration of S.
Borwankar, Executive Director (Quality) in
Case of Inadequacy of Profits for Financial
Year 2014-2015 and Financial Year 20152016
For
For
Page 21 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Iron Mountain Incorporated
Meeting Date: 01/20/2015
Country: USA
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Reorganization Plan
For
For
2
Adopt the Jurisdiction of Incorporation as the
Exclusive Forum for Certain Disputes
For
Against
3
Approve Omnibus Stock Plan
For
For
4
Adjourn Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Peter Troughton as Director
For
For
5
Re-elect Rupert Barclay as Director
For
For
6
Elect Duncan Budge as Director
For
For
7
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
8
Authorise Board to Fix Remuneration of
Auditors
For
For
9
Authorise Issue of Equity with Pre-emptive
Rights
For
For
10
Authorise Issue of Equity without Preemptive Rights
For
For
11
Authorise Market Purchase of Ordinary Shares
For
For
12
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Lowland Investment Company plc
Meeting Date: 01/20/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 22 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The European Investment Trust plc
Meeting Date: 01/20/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
4
Authorise Board to Fix Remuneration of
Auditors
For
For
5
Re-elect Douglas McDougall as Director
For
Abstain
6
Re-elect William Eason as Director
For
For
7
Re-elect Michael Moule as Director
For
For
8
Re-elect Dr Michael Woodward as Director
For
For
9
Approve Final Dividend
For
For
10
Approve Special Dividend
For
For
11
Authorise Market Purchase of Ordinary Shares
For
For
12
Authorise Issue of Equity with Pre-emptive
Rights
For
For
13
Authorise Issue of Equity without Preemptive Rights
For
For
14
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
Abstain
2
Advisory Vote on Golden Parachutes
For
For
3
Adjourn Meeting
For
For
CareFusion Corporation
Meeting Date: 01/21/2015
Country: USA
Meeting Type: Special
Proposal
Number
Page 23 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Resources Land Ltd.
Meeting Date: 01/21/2015
Country: Cayman Islands
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Acquisition Agreement
For
For
2
Approve Increase in Authorized Share Capital
For
For
Mgmt Rec
Vote
Instruction
Corporacion Inmobiliaria Vesta S.A.B. de C.V.
Meeting Date: 01/21/2015
Country: Mexico
Meeting Type: Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Public Offering of Shares in Mexico
and the United States and Other Markets
For
Against
2
Approve Increase in Variable Portion of
Capital via Issuance of Shares without
Preemptive Rights
For
Against
3
Approve Increase in Variable Portion of
Capital via Issuance of Shares for
Compensation Plan
For
For
4
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
5
Appoint Legal Representatives
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Accept Financial Statements and Statutory
Reports
For
For
Diploma plc
Meeting Date: 01/21/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
1
Page 24 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diploma plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Final Dividend
For
For
3
Re-elect John Nicholas as Director
For
For
4
Re-elect Bruce Thompson as Director
For
For
5
Re-elect Iain Henderson as Director
For
For
6
Re-elect Nigel Lingwood as Director
For
For
7
Re-elect Marie-Louise Clayton as Director
For
For
8
Re-elect Charles Packshaw as Director
For
For
9
Reappoint Deloitte LLP as Auditors
For
For
10
Authorise Board to Fix Remuneration of
Auditors
For
For
11
Approve Remuneration Policy
For
For
12
Approve Remuneration Report
For
Abstain
13
Amend 2011 Performance Share Plan
For
For
14
Authorise Issue of Equity with Pre-emptive
Rights
For
For
15
Authorise Issue of Equity without Preemptive Rights
For
For
16
Authorise Market Purchase of Ordinary Shares
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 01/21/2015
Country: Mexico
Meeting Type: Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Cash Dividends of MXN 0.2435 Per
Share
For
For
2
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Page 25 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WH Smith plc
Meeting Date: 01/21/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Approve Final Dividend
For
For
5
Re-elect Suzanne Baxter as Director
For
For
6
Re-elect Stephen Clarke as Director
For
For
7
Re-elect Annemarie Durbin as Director
For
For
8
Re-elect Drummond Hall as Director
For
For
9
Re-elect Robert Moorhead as Director
For
For
10
Re-elect Henry Staunton as Director
For
For
11
Appoint PricewaterhouseCoopers LLP as
Auditors
For
For
12
Authorise Board to Fix Remuneration of
Auditors
For
For
13
Authorise EU Political Donations and
Expenditure
For
For
14
Authorise Issue of Equity with Pre-emptive
Rights
For
For
15
Authorise Issue of Equity without Preemptive Rights
For
For
16
Authorise Market Purchase of Ordinary Shares
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Air Products and Chemicals, Inc.
Meeting Date: 01/22/2015
Country: USA
Meeting Type: Annual
Page 26 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Air Products and Chemicals, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Susan K. Carter
For
For
1b
Elect Director Seifollah (Seifi) Ghasemi
For
For
1c
Elect Director David H. Y. Ho
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Mgmt Rec
Vote
Instruction
Cemig, Companhia Energetica De Minas Gerais
Meeting Date: 01/22/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for Preferred Shareholders
1
Elect Director Nominated by Preferred
Shareholders
None
Do Not
Vote
D.R. Horton, Inc.
Meeting Date: 01/22/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Donald R. Horton
For
For
1b
Elect Director Barbara K. Allen
For
For
1c
Elect Director Brad S. Anderson
For
For
1d
Elect Director Michael R. Buchanan
For
For
1e
Elect Director Michael W. Hewatt
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Page 27 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
D.R. Horton, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Amend Omnibus Stock Plan
For
Against
4
Ratify Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Registration and Issue of Mediumterm Notes
For
For
Mgmt Rec
Vote
Instruction
Dongfeng Motor Group Company Ltd
Meeting Date: 01/22/2015
Country: China
Meeting Type: Special
Proposal
Number
1
Family Dollar Stores, Inc.
Meeting Date: 01/22/2015
Country: USA
Meeting Type: Proxy Contest
Proposal
Number
Proposal Text
Management Proxy (White Card)
1
Approve Merger Agreement
For
Abstain
2
Advisory Vote on Golden Parachutes
For
Against
3
Adjourn Meeting
For
For
Dissident Proxy (Gold Card)
1
Approve Merger Agreement
Against
Do Not
Vote
2
Advisory Vote on Golden Parachutes
Against
Do Not
Vote
3
Adjourn Meeting
Against
Do Not
Vote
Page 28 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intuit Inc.
Meeting Date: 01/22/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director William V. Campbell
For
For
1b
Elect Director Scott D. Cook
For
For
1c
Elect Director Richard L. Dalzell
For
For
1d
Elect Director Diane B. Greene
For
For
1e
Elect Director Edward A. Kangas
For
For
1f
Elect Director Suzanne Nora Johnson
For
For
1g
Elect Director Dennis D. Powell
For
For
1h
Elect Director Brad D. Smith
For
For
1i
Elect Director Jeff Weiner
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Qualified Employee Stock Purchase
Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Robert L. Bailey
For
For
1.2
Elect Director Richard M. Beyer
For
For
1.3
Elect Director Patrick J. Byrne
For
For
1.4
Elect Director D. Mark Durcan
For
For
1.5
Elect Director D. Warren A. East
For
For
1.6
Elect Director Mercedes Johnson
For
For
1.7
Elect Director Lawrence N. Mondry
For
For
Micron Technology, Inc.
Meeting Date: 01/22/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 29 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micron Technology, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.8
Elect Director Robert E. Switz
For
For
2
Amend Omnibus Stock Plan
For
Against
3
Ratify Auditors
For
For
4
Eliminate Cumulative Voting
For
Against
5
Approve Executive Incentive Bonus Plan
For
Against
6
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Sale of PT Portugal SGPS to Altice
None
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Re-elect Matthew Williams as Director
For
For
4
Re-elect Robert Parker as Director
For
For
5
Re-elect Michael Jack as Director
For
For
6
Re-elect Claire Tiney as Director
For
For
7
Re-elect Andy King as Director
For
For
8
Reappoint Deloitte LLP as Auditors and
Authorise Their Remuneration
For
For
Portugal Telecom, SGPS S.A.
Meeting Date: 01/22/2015
Country: Portugal
Meeting Type: Special
Proposal
Number
1
Topps Tiles plc
Meeting Date: 01/22/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 30 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Topps Tiles plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9
Approve Remuneration Report
For
For
10
Approve Remuneration Policy
For
For
11
Authorise Issue of Equity with Pre-emptive
Rights
For
For
12
Authorise Issue of Equity without Preemptive Rights
For
For
13
Authorise Market Purchase of Ordinary Shares
For
For
14
Amend Articles of Association
For
For
15
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Deferred Bonus Plan
For
Do Not
Vote
2
Amend Articles
For
Do Not
Vote
3
Consolidate Bylaws
For
Do Not
Vote
Banco Santander Brasil SA
Meeting Date: 01/23/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Industrial and Commercial Bank of China Limited
Meeting Date: 01/23/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Jiang Jianqing as Director
For
For
2
Elect Anthony Francis Neoh as Director
For
For
3
Elect Wang Xiaoya as Director
For
For
4
Elect Ge Rongrong as Director
For
For
Page 31 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industrial and Commercial Bank of China Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Elect Zheng Fuqing as Director
For
For
6
Elect Fei Zhoulin as Director
For
For
7
Elect Cheng Fengchao as Director
For
For
8
Elect Wang Chixi as Supervisor
For
For
9
Approve Adjustment to the Valid Period of
the Issue of Eligible Tier-2 Capital
Instruments
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Directors and Commissioners
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Bill G. Armstrong
For
For
1.2
Elect Director J. Patrick Mulcahy
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Adopt Sustainable Palm Oil Policy
Against
For
PT Semen Indonesia (Persero) Tbk
Meeting Date: 01/23/2015
Country: Indonesia
Meeting Type: Special
Proposal
Number
1
Energizer Holdings, Inc.
Meeting Date: 01/26/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Haitian International Holdings Ltd.
Meeting Date: 01/26/2015
Country: Cayman Islands
Meeting Type: Special
Page 32 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haitian International Holdings Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve 2014 Framework Agreement and
Related Annual Caps
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Approve Final Dividend
For
For
5
Elect Oscar Wong as Director
For
For
6
Re-elect William Knight as Director
For
For
7
Re-elect John Misselbrook as Director
For
For
8
Re-elect Sir Andrew Burns as Director
For
For
9
Re-elect Kathryn Matthews as Director
For
For
10
Reappoint PricewaterhouseCoopers LLP as
Auditors and Authorise Their Remuneration
For
For
11
Authorise Issue of Equity with Pre-emptive
Rights
For
For
12
Authorise Issue of Equity without Preemptive Rights
For
For
13
Authorise Market Purchase of Ordinary Shares
For
For
1
JPMorgan Chinese Investment Trust plc
Meeting Date: 01/26/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
PPC Ltd
Meeting Date: 01/26/2015
Country: South Africa
Meeting Type: Annual
Page 33 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PPC Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Ordinary Resolutions
1
Approve that the Vacancies be Determined in
Accordance with the Number of Votes Cast in
Favour of Each Resolution so that the
Vacancies will be Filled by the Six Candidates
Receiving the Highest Number of Favourable
Votes
For
For
2
Elect Trix Coetzer as Director
None
Against
3
Elect Innocent Dutiro as Director
None
Against
4
Elect Nicky Goldin as Director
None
For
5
Elect Mojanku Gumbi as Director
None
Against
6
Elect Timothy Leaf-Wright as Director
None
For
7
Elect Dr Claudia Manning as Director
8
Elect Tito Mboweni as Director
None
For
9
Elect Steve Muller as Director
None
Against
10
Elect Charles Naude as Director
None
For
11
Elect Peter Nelson as Director
None
For
12
Elect Keshan Pillay as Director
None
Against
13
Elect Dr Daniel Ufitikirezi as Director
None
For
14
Elect Darryll Castle as Director
For
For
15
Elect Zibusiso Kganyago as Alternate Director
For
For
16
Reappoint Deloitte & Touche as Auditors of
the Company
For
For
17
Authorise Board to Fix Remuneration of the
Auditors
For
Against
18
Re-elect Bridgette Modise as Member of
Audit Committee
For
For
19
Elect Todd Moyo as Member of Audit
Committee
For
For
20
Re-elect Tim Ross as Member of Audit
Committee
For
For
21
Approve Remuneration Policy
For
For
For
For
Special Resolutions
1
Approve Financial Assistance to Related or
Inter-related Companies or Corporations
Page 34 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PPC Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.1
Approve Remuneration of the Chairman of
the Board
For
For
2.2
Approve Remuneration of Each NonExecutive Director of the Board
For
For
2.3
Approve Remuneration of the Chairman of
the Audit Committee
For
For
2.4
Approve Remuneration of Each NonExecutive Director of the Audit Committee
For
For
2.5
Approve Remuneration of the Chairman of
the Remuneration Committee
For
For
2.6
Approve Remuneration of Each NonExecutive Director of the Remuneration
Committee
For
For
2.7
Approve Remuneration of the Chairman of
the Risk and Compliance Committee
For
For
2.8
Approve Remuneration of Each NonExecutive Director of the Risk and
Compliance Committee
For
For
2.9
Approve Remuneration of the Chairman of
the Social and Ethics Committee
For
For
2.10
Approve Remuneration of Each NonExecutive Director of the Social and Ethics
Committee
For
For
2.11
Approve Remuneration of the Chairman of
the Nomination Committee
For
For
2.12
Approve Remuneration of Each NonExecutive Director of the Nomination
Committee
For
For
2.13
Approve Remuneration of the Chairman for
Special Meetings
For
For
2.14
Approve Remuneration of Each NonExecutive Director for Special Meetings
For
For
2.15
Approve Remuneration for the Lead
Independent Non-executive Director
For
For
2.16
Approve Remuneration for All Other Work
Done by a Director
For
For
3
Authorise Repurchase of Up to Ten Percent
of Issued Share Capital
For
For
Punch Taverns plc
Meeting Date: 01/26/2015
Country: United Kingdom
Meeting Type: Annual
Page 35 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Punch Taverns plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Reappoint KPMG LLP as Auditors
For
For
3
Authorise Board to Fix Remuneration of
Auditors
For
For
4
Approve Remuneration Policy
For
For
5
Approve Remuneration Report
For
For
6
Authorise EU Political Donations and
Expenditure
For
For
7
Re-elect Stephen Billingham as Director
For
For
8
Re-elect Steve Dando as Director
For
For
9
Re-elect Angus Porter as Director
For
For
10
Re-elect John Allkins as Director
For
For
11
Re-elect Ian Dyson as Director
For
Abstain
12
Authorise Issue of Equity with Pre-emptive
Rights
For
For
13
Authorise Issue of Equity without Preemptive Rights
For
For
14
Authorise Market Purchase of Ordinary Shares
For
For
15
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
For
For
Steinhoff International Holdings Ltd
Meeting Date: 01/26/2015
Country: South Africa
Meeting Type: Special
Proposal
Number
Proposal Text
Ordinary Resolution
1
Approve the Category 1 Related Party
Transaction
Special Resolutions
Page 36 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steinhoff International Holdings Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Authorise Issue of Steinhoff Shares to
Thibault Square Financial Services
Proprietary Limited Exceeding 30% of the
Voting Power of All of the Issued Steinhoff
Shares
For
For
2
Authorise Issue of Steinhoff Shares to Brait
Mauritius Limited Exceeding 30% of the
Voting Power of All of the Issued Steinhoff
Shares
For
For
3
Authorise Issue of Steinhoff Shares to Pepkor
Management Exceeding 30% of the Voting
Power of All of the Issued Steinhoff Shares
For
For
For
For
Continuation of Ordinary Resolution
2
Approve Waiver of the Mandatory Offer
Continuation of Special Resolutions
4
Approve Financial Assistance in Terms of
Sections 44 and 45 of the Companies Act
For
For
5
Approve Specific Share Acquisition of
Steinhoff Shares from Thibault Square
Financial Services Proprietary Limited
For
For
6
Approve Revocation of Special Resolution
Number 5 in Terms of Section 164(9)(c) of
the Companies Act
For
For
Mgmt Rec
Vote
Instruction
For
For
For
For
UnipolSai Assicurazioni SpA
Meeting Date: 01/26/2015
Country: Italy
Meeting Type: Special
Proposal
Number
Proposal Text
Ordinary Business
1
Elect Director
Extraordinary Business
1
Mandatory Conversion of Savings Shares of
Class A and B into Ordinary Shares
Page 37 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Becton, Dickinson and Company
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Basil L. Anderson
For
For
1.2
Elect Director Henry P. Becton, Jr.
For
For
1.3
Elect Director Catherine M. Burzik
For
For
1.4
Elect Director Edward F. DeGraan
For
For
1.5
Elect Director Vincent A. Forlenza
For
For
1.6
Elect Director Claire M. Fraser
For
For
1.7
Elect Director Christopher Jones
For
For
1.8
Elect Director Marshall O. Larsen
For
For
1.9
Elect Director Gary A. Mecklenburg
For
For
1.10
Elect Director James F. Orr
For
For
1.11
Elect Director Willard J. Overlock, Jr.
For
For
1.12
Elect Director Claire Pomeroy
For
For
1.13
Elect Director Rebecca W. Rimel
For
For
1.14
Elect Director Bertram L. Scott
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Report on Animal Testing and Plans for
Improving Welfare
Against
For
Mgmt Rec
Vote
Instruction
BRAIT SE
Meeting Date: 01/27/2015
Country: Malta
Meeting Type: Special
Proposal
Number
Proposal Text
Special Meeting
Page 38 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BRAIT SE
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Sale of Company Stake in Pepkor
Holdings Proprietary Limited
For
For
2
Authorise Board to Complete Formalities in
Relation to the Implementation of Item 1
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Approve Remuneration Policy
For
For
4
Approve Remuneration Report
For
For
5
Elect Ian Mchoul as Director
For
For
6
Elect Silvia Lagnado as Director
For
For
7
Re-elect Joanne Averiss as Director
For
For
8
Re-elect Gerald Corbett as Director
For
For
9
Re-elect John Gibney as Director
For
For
10
Re-elect Ben Gordon as Director
For
For
11
Re-elect Bob Ivell as Director
For
For
12
Re-elect Simon Litherland as Director
For
For
13
Reappoint Ernst & Young LLP as Auditors
For
For
14
Authorise Board to Fix Remuneration of
Auditors
For
For
15
Authorise EU Political Donations and
Expenditure
For
For
16
Authorise Issue of Equity with Pre-emptive
Rights
For
For
17
Approve Performance Share Plan
For
For
18
Approve Executive Share Option Plan
For
For
19
Authorise Issue of Equity without Preemptive Rights
For
For
Britvic plc
Meeting Date: 01/27/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 39 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Britvic plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
20
Authorise Market Purchase of Ordinary Shares
For
For
21
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
Corporacion Financiera Colombiana SA
Meeting Date: 01/27/2015
Country: Colombia
Meeting Type: Special
Proposal
Number
Proposal Text
1
Verify Quorum
2
Approve Meeting Agenda
For
For
3
Elect Meeting Approval Committee
For
For
4
Approve Wealth Tax Charged on Capital
Reserves
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3a
Re-elect Gary Kennedy as Director
For
For
3b
Re-elect Patrick Coveney as Director
For
For
3c
Re-elect Alan Williams as Director
For
For
3d
Re-elect Sly Bailey as Director
For
For
3e
Re-elect John Herlihy as Director
For
For
3f
Re-elect Heather Ann McSharry as Director
For
For
3g
Re-elect John Moloney as Director
For
For
Greencore Group plc
Meeting Date: 01/27/2015
Country: Ireland
Meeting Type: Annual
Proposal
Number
Page 40 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Greencore Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3h
Re-elect Eric Nicoli as Director
For
For
3i
Re-elect John Warren as Director
For
For
4
Authorise Board to Fix Remuneration of
Auditors
For
For
5
Approve Remuneration Report
For
For
6
Approve Remuneration Policy
For
For
7
Authorise Issue of Equity with Pre-emptive
Rights
For
For
8
Authorise Issue of Equity without Preemptive Rights
For
For
9
Authorise Market Purchase of Shares
For
For
10
Reappoint KPMG as Auditors
For
For
11
Authorise Directors to Hold the Next Annual
General Meeting Outside of Ireland
For
For
12
Approve Scrip Dividend Program
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Gary C. Bhojwani
For
For
1.2
Elect Director Terrell K. Crews
For
For
1.3
Elect Director Jeffrey M. Ettinger
For
For
1.4
Elect Director Jody H. Feragen
For
For
1.5
Elect Director Glenn S. Forbes
For
For
1.6
Elect Director Stephen M. Lacy
For
For
1.7
Elect Director John L. Morrison
For
For
1.8
Elect Director Elsa A. Murano
For
For
1.9
Elect Director Robert C. Nakasone
For
For
1.10
Elect Director Susan K. Nestegard
For
For
1.11
Elect Director Dakota A. Pippins
For
For
Hormel Foods Corporation
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 41 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hormel Foods Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.12
Elect Director Christopher J. Policinski
For
For
1.13
Elect Director Sally J Smith
For
For
1.14
Elect Director Steven A. White
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Report on the Risks Associated with Use of
Gestation Crates in Supply Chain
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Elect Carolyn Bradley as Director
For
For
4
Elect Catherine Glickman as Director
For
For
5
Re-elect Andrew Andrea as Director
For
For
6
Re-elect Nicholas Backhouse as Director
For
For
7
Re-elect Peter Dalzell as Director
For
For
8
Re-elect Roger Devlin as Director
For
For
9
Re-elect Ralph Findlay as Director
For
For
10
Re-elect Neil Goulden as Director
For
For
11
Re-elect Robin Rowland as Director
For
For
12
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
13
Authorise Board to Fix Remuneration of
Auditors
For
For
14
Approve Remuneration Report
For
For
15
Authorise Issue of Equity with Pre-emptive
Rights
For
For
Marston's plc
Meeting Date: 01/27/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 42 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marston's plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise Market Purchase of Ordinary Shares
For
For
18
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Maryse Bertrand
For
For
1.2
Elect Director Stephanie Coyles
For
For
1.3
Elect Director Marc DeSerres
For
For
1.4
Elect Director Claude Dussault
For
For
1.5
Elect Director Serge Ferland
For
For
1.6
Elect Director Paule Gauthier
For
For
1.7
Elect Director Russell Goodman
For
For
1.8
Elect Director Christian W.E. Haub
For
For
1.9
Elect Director Michel Labonte
For
For
1.10
Elect Director Eric R. La Fleche
For
For
1.11
Elect Director Marie-Jose Nadeau
For
For
1.12
Elect Director Real Raymond
For
For
1.13
Elect Director Line Rivard
For
For
1.14
Elect Director Michael T. Rosicki
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote on Executive Compensation
Approach
For
Against
4
SP 1: Gradually Phase Out Stock Options as a
Form of Compensation
Against
Against
5
SP 2: Require Environmental/Social Issue
Qualifications for Director Nominees
Against
Against
Metro Inc.
Meeting Date: 01/27/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Page 43 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nuance Communications, Inc.
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Paul A. Ricci
For
For
1b
Elect Director Robert J. Frankenberg
For
For
1c
Elect Director Brett Icahn
For
For
1d
Elect Director William H. Janeway
For
For
1e
Elect Director Mark R. Laret
For
For
1f
Elect Director Katharine A. Martin
For
For
1g
Elect Director Mark B. Myers
For
For
1h
Elect Director Philip J. Quigley
For
For
1i
Elect Director David S. Schechter
For
For
2
Amend Omnibus Stock Plan
For
Against
3
Amend Qualified Employee Stock Purchase
Plan
For
For
4
Amend Non-Employee Director Omnibus
Stock Plan
For
For
5
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
6
Ratify Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Yoon Yong-Ahm as Inside Director
For
For
Samsung Securities Co. Ltd.
Meeting Date: 01/27/2015
Country: South Korea
Meeting Type: Special
Proposal
Number
1
Page 44 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Select Income REIT
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Acquisition
For
Against
2
Adjourn Meeting
For
For
Mgmt Rec
Vote
Instruction
Siemens AG
Meeting Date: 01/27/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 3.30 per Share
For
Do Not
Vote
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
Do Not
Vote
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
Do Not
Vote
5
Approve Remuneration System for
Management Board Members
For
Do Not
Vote
6
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2014/2015
For
Do Not
Vote
7.1
Elect Nathalie von Siemens to the
Supervisory Board
For
Do Not
Vote
7.2
Elect Norbert Reithofer to the Supervisory
Board
For
Do Not
Vote
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
Do Not
Vote
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
Do Not
Vote
10
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 240 Million Pool of Capital to
Guarantee Conversion Rights
For
Do Not
Vote
Page 45 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
11
Approve Settlement Agreement Between
Siemens AG and Heinz-Joachim Neubuerger,
Concluded on August 26, 2014
For
Do Not
Vote
12
Amend Articles Re: Board-Related
For
Do Not
Vote
13
Approve Affiliation Agreements with
Subsidiary Kyros 47 GmbH
For
Do Not
Vote
Proposal Text
Mgmt Rec
Vote
Instruction
Proposal
Number
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 3.30 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Approve Remuneration System for
Management Board Members
For
For
6
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2014/2015
For
For
7.1
Elect Nathalie von Siemens to the
Supervisory Board
For
For
7.2
Elect Norbert Reithofer to the Supervisory
Board
For
For
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
10
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 240 Million Pool of Capital to
Guarantee Conversion Rights
For
For
11
Approve Settlement Agreement Between
Siemens AG and Heinz-Joachim Neubuerger,
Concluded on August 26, 2014
For
For
12
Amend Articles Re: Board-Related
For
For
13
Approve Affiliation Agreements with
Subsidiary Kyros 47 GmbH
For
For
Page 46 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UnipolSai Assicurazioni SpA
Meeting Date: 01/27/2015
Country: Italy
Meeting Type: Special
Proposal
Number
Mgmt Rec
Vote
Instruction
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Robert A. Minicucci as a Director
For
For
1.2
Elect Adrian Gardner as a Director
For
For
1.3
Elect John T. McLennan as a Director
For
For
1.4
Elect Simon Olswang as a Director
For
For
1.5
Elect Zohar Zisapel as a Director
For
For
1.6
Elect Julian A. Brodsky as a Director
For
For
1.7
Elect Clayton Christensen as a Director
For
For
1.8
Elect Eli Gelman as a Director
For
For
1.9
Elect James S. Kahan as a Director
For
For
1.10
Elect Richard T.C. LeFave as a Director
For
For
1.11
Elect Giora Yaron as a Director
For
For
2
Approve Dividends
For
For
3
Re-approve Stock Option Plan
For
Against
4
Accept Consolidated Financial Statements
and Statutory Reports
For
For
5
Approve Ernst & Young LLP as Auditors and
Authorize Board to Fix Their Remuneration
For
For
Proposal Text
Meeting for Holders of Class A Savings Shares
1
Mandatory Conversion of Class A Savings
Shares into Ordinary Shares
Amdocs Limited
Meeting Date: 01/28/2015
Country: Guernsey
Meeting Type: Annual
Proposal
Number
Page 47 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CGI Group Inc.
Meeting Date: 01/28/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for Class A Subordinate Voting and
Class B Shareholders
1.1
Elect Director Alain Bouchard
For
For
1.2
Elect Director Bernard Bourigeaud
For
For
1.3
Elect Director Jean Brassard
For
For
1.4
Elect Director Robert Chevrier
For
For
1.5
Elect Director Dominic D'Alessandro
For
For
1.6
Elect Director Paule Dore
For
For
1.7
Elect Director Richard B. Evans
For
For
1.8
Elect Director Julie Godin
For
For
1.9
Elect Director Serge Godin
For
For
1.10
Elect Director Timothy J. Hearn
For
For
1.11
Elect Director Andre Imbeau
For
For
1.12
Elect Director Gilles Labbe
For
For
1.13
Elect Director Michael E. Roach
For
For
1.14
Elect Director Joakim Westh
For
For
2
Approve Ernst & Young LLP as Auditors and
Authorize Board to Fix Their Remuneration
For
For
3
SP 1: Advisory Vote on Senior Executive
Compensation
Against
For
Mgmt Rec
Vote
Instruction
China CITIC Bank Corporation Ltd.
Meeting Date: 01/28/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM Ballot for Holders of H Shares
Page 48 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Approve CITIC Group Corporation and China
CITIC Bank Corporation Limited Asset
TransferFramework Agreement and Relevant
Annual Caps
For
For
1.2
Approve CITIC Group Corporation and China
CITIC Bank Corporation Limited Wealth
Management and Investment Services
Framework Agreement and Relevant Annual
Caps
For
For
2
Approve Cap of Credit Extension Related
Party Transactions Caps with Citic Group for
the Years 2015-2017
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports for the Year Ended 31 August 2014
For
For
2
Reppoint Ernst & Young Inc as Auditors of
the Company with Malcolm Rapson as the
Individual Registered Auditor
For
For
3
Re-elect Fatima Abrahams as Director
For
For
4
Re-elect John Bester as Director
For
For
5
Re-elect Bertina Engelbrecht as Director
For
For
6
Re-elect Michael Fleming as Director
For
For
7
Elect Keith Warburton as Director
For
For
8.1
Re-elect John Bester as Member of the Audit
and Risk Committee
For
For
8.2
Re-elect Fatima Jakoet as Member of the
Audit and Risk Committee
For
For
8.3
Re-elect Nkaki Matlala as Member of the
Audit and Risk Committee
For
For
9
Approve Remuneration Policy
For
For
10
Authorise Repurchase of Up to Five Percent
of Issued Share Capital
For
For
11
Approve Directors' Fees
For
For
Clicks Group Ltd
Meeting Date: 01/28/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Page 49 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Clicks Group Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Financial Assistance to Related or
Inter-related Company or Corporation
For
For
Mgmt Rec
Vote
Instruction
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Approve Final Dividend
For
For
5
Re-elect Dr Ken Burnett as Director
For
For
6
Re-elect Alison Cooper as Director
For
For
7
Re-elect David Haines as Director
For
For
8
Re-elect Michael Herlihy as Director
For
For
9
Re-elect Matthew Phillips as Director
For
For
10
Re-elect Oliver Tant as Director
For
For
11
Re-elect Mark Williamson as Director
For
For
12
Elect Karen Witts as Director
For
For
12
Davide Campari-Milano S.p.A.
Meeting Date: 01/28/2015
Country: Italy
Meeting Type: Special
Proposal
Number
Proposal Text
Extraordinary Business
1
Adopt Double Voting Rights for Long-Term
Registered Shareholders
Imperial Tobacco Group plc
Meeting Date: 01/28/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 50 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Tobacco Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
13
Re-elect Malcolm Wyman as Director
For
For
14
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
15
Authorise Board to Fix Remuneration of
Auditors
For
For
16
Authorise EU Political Donations and
Expenditure
For
For
17
Authorise Issue of Equity with Pre-emptive
Rights
For
For
18
Authorise Issue of Equity without Preemptive Rights
For
For
19
Authorise Market Purchase of Ordinary Shares
For
For
20
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition of Certain US Cigarette
and E-cigarette Brands and Assets
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Natalie A. Black
For
For
1.2
Elect Director Raymond L. Conner
For
For
1.3
Elect Director Richard Goodman
For
For
1.4
Elect Director William H. Lacy
For
For
Imperial Tobacco Group plc
Meeting Date: 01/28/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Johnson Controls, Inc.
Meeting Date: 01/28/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 51 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Controls, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.5
Elect Director Alex A. Molinaroli
For
For
1.6
Elect Director Mark P. Vergnano
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Approve Final Dividend
For
For
5
Re-elect James Long as Director
For
For
6
Re-elect Ronald Gould as Director
For
For
7
Re-elect James Strachan as Director
For
For
8
Re-elect Bronwyn Curtis as Director
For
For
9
Elect Dean Buckley as Director
For
For
10
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
11
Authorise Board to Fix Remuneration of
Auditors
For
For
12
Authorise Issue of Equity with Pre-emptive
Rights
For
For
13
Authorise Issue of Equity without Preemptive Rights
For
For
14
Authorise Market Purchase of Ordinary Shares
For
For
JPMorgan Asian Investment Trust plc
Meeting Date: 01/28/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 52 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Life Healthcare Group Holdings Ltd.
Meeting Date: 01/28/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Re-elect Mustaq Brey as Director
For
For
1.2
Re-elect Garth Solomon as Director
For
For
1.3
Elect André Meyer as Director
For
For
2
Reappoint PricewaterhouseCoopers Inc as
Auditors of the Company with FJ Lombard as
the Designated Audit Partner
For
For
3.1
Re-elect Peter Golesworthy as Chairman of
the Audit Committee
For
For
3.2
Re-elect Louisa Mojela as Member of the
Audit Committee
For
For
3.3
Re-elect Royden Vice as Member of the Audit
Committee
For
For
4
Approve Remuneration Policy
For
For
5
Place Authorised but Unissued Shares Under
Control of Directors
For
For
6
Authorise Repurchase of Up to Five Percent
of Issued Share Capital
For
For
7
Approve Remuneration of Non-Executive
Directors
For
For
8
Approve Financial Assistance to Related and
Inter-related Companies
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
Abstain
2
Advisory Vote on Golden Parachutes
For
Against
3
Adjourn Meeting
For
For
Lorillard, Inc.
Meeting Date: 01/28/2015
Country: USA
Meeting Type: Special
Proposal
Number
Page 53 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Park 24 Co.
Meeting Date: 01/28/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 50
For
For
2.1
Elect Director Nishikawa, Koichi
For
For
2.2
Elect Director Sasaki, Kenichi
For
For
2.3
Elect Director Kawakami, Norifumi
For
For
2.4
Elect Director Kawasaki, Keisuke
For
For
3
Appoint Statutory Auditor Kano, Kyosuke
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Mergers
For
Abstain
2
Issue Shares in Connection with Mergers
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Approve Remuneration Report
For
For
Reynolds American Inc.
Meeting Date: 01/28/2015
Country: USA
Meeting Type: Special
Proposal
Number
Schroder AsiaPacific Fund plc
Meeting Date: 01/28/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 54 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder AsiaPacific Fund plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Elect James Williams as Director
For
For
5
Re-elect Rupert Carington as Director
For
For
6
Re-elect Anthony Fenn as Director
For
For
7
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
8
Authorise Board to Fix Remuneration of
Auditors
For
For
9
Authorise Market Purchase of Ordinary Shares
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Alastair Barbour as Director
For
For
5
Elect Alan Devine as Director
For
For
6
Re-elect Christina McComb as Director
For
For
7
Re-elect Edmond Warner as Director
For
For
8
Re-elect David Warnock as Director
For
For
9
Reappoint PricewaterhouseCoopers LLP as
Auditors and Authorise Their Remuneration
For
For
10
Authorise Issue of Equity with Pre-emptive
Rights
For
For
11
Authorise Issue of Equity without Preemptive Rights
For
For
12
Authorise Market Purchase of Ordinary Shares
For
For
Standard Life European Private Equity Trust plc
Meeting Date: 01/28/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 55 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Visa Inc.
Meeting Date: 01/28/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Mary B. Cranston
For
For
1b
Elect Director Francisco Javier FernandezCarbajal
For
For
1c
Elect Director Alfred F. Kelly, Jr.
For
For
1d
Elect Director Robert W. Matschullat
For
For
1e
Elect Director Cathy E. Minehan
For
For
1f
Elect Director Suzanne Nora Johnson
For
For
1g
Elect Director David J. Pang
For
For
1h
Elect Director Charles W. Scharf
For
For
1i
Elect Director William S. Shanahan
For
For
1j
Elect Director John A. C. Swainson
For
For
1k
Elect Director Maynard G. Webb, Jr.
For
For
2
Approve Amendments to the Certificate of
Incorporation to Facilitate Stock Splits
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Approve Qualified Employee Stock Purchase
Plan
For
For
5a
Remove Supermajority Vote Requirement for
Exiting Core Payment Business
For
For
5b
Remove Supermajority Vote Requirement for
Future Amendments to Certain Sections of
Company's Certificate of Incorporation
For
For
5c
Remove Supermajority Vote Requirement for
Approval of Exceptions to Transfer
Certifications
For
For
5d
Remove Supermajority Vote Requirement for
Removal of Directors
For
For
5e
Remove Supermajority Vote Requirement for
Future Amendments to the Advance Notice
Provision in the Bylaws
For
For
6
Ratify Auditors
For
For
Page 56 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Williams Partners L. P.
Meeting Date: 01/28/2015
Country: USA
Meeting Type: Written Consent
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Merger Agreement
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Roger W. Hale
For
For
1b
Elect Director Vada O. Manager
For
For
1c
Elect Director George A. Schaefer, Jr.
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Approve Omnibus Stock Plan
For
For
1
Ashland Inc.
Meeting Date: 01/29/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 01/29/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Approve Increase in Board Size from 10 to
11 Members
For
Do Not
Vote
2
Elect Benedito Pinto Ferreira Braga Jr as
Director
For
Do Not
Vote
Page 57 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Proposal
Number
Proposal Text
Mgmt Rec
1
Approve Increase in Board Size from 10 to
11 Members
For
2
Elect Benedito Pinto Ferreira Braga Jr as
Director
For
Vote
Instruction
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 01/29/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Approve Increase in Board Size from 10 to
11 Members
For
Do Not
Vote
2
Elect Benedito Pinto Ferreira Braga Jr as
Director
For
Do Not
Vote
Costco Wholesale Corporation
Meeting Date: 01/29/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Jeffrey H. Brotman
For
For
1.2
Elect Director Daniel J. Evans
For
For
1.3
Elect Director Richard A. Galanti
For
For
1.4
Elect Director Jeffrey S. Raikes
For
For
1.5
Elect Director James D. Sinegal
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Page 58 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Costco Wholesale Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Amend Omnibus Stock Plan
For
For
5a
Eliminate Supermajority Vote Requirement
for Removal of Directors
For
For
5b
Reduce Supermajority Vote Requirement to
Amend Article Eight Governing Director
Removal
For
For
6
Establish Tenure Limit for Directors
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
Against
3
Approve Remuneration Report
For
Against
4
Approve Final Dividend
For
For
5
Re-elect Peter Ensor as Director
For
Against
6
Re-elect Christopher Fordham as Director
For
For
7
Re-elect Neil Osborn as Director
For
For
8
Re-elect Colin Jones as Director
For
For
9
Re-elect Diane Alfano as Director
For
For
10
Re-elect Jane Wilkinson as Director
For
For
11
Re-elect Bashar AL-Rehany as Director
For
For
12
Re-elect The Viscount Rothermere as Director
For
Abstain
13
Re-elect Sir Patrick Sergeant as Director
For
Abstain
14
Re-elect John Botts as Director
For
Abstain
15
Re-elect Martin Morgan as Director
For
Abstain
16
Re-elect David Pritchard as Director
For
For
17
Re-elect Andrew Ballingal as Director
For
For
18
Re-elect Tristan Hillgarth as Director
For
For
Euromoney Institutional Investor plc
Meeting Date: 01/29/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 59 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Euromoney Institutional Investor plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
19
Appoint PricewaterhouseCoopers LLP as
Auditors
For
For
20
Authorise Board to Fix Remuneration of
Auditors
For
For
21
Authorise Market Purchase of Ordinary Shares
For
For
22
Authorise Issue of Equity with Pre-emptive
Rights
For
For
23
Authorise Issue of Equity without Preemptive Rights
For
For
24
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 18
For
For
2
Approve Transfer of Capital Reserves to
Capital
For
For
3.1
Elect Director Sawada, Hideo
For
For
3.2
Elect Director Hirabayashi, Akira
For
For
3.3
Elect Director Kusuhara, Narimoto
For
For
3.4
Elect Director Nakamori, Tatsuya
For
For
3.5
Elect Director Wada, Hikaru
For
For
3.6
Elect Director Nakatani, Shigeru
For
For
3.7
Elect Director Takagi, Kiyoshi
For
For
3.8
Elect Director Namekata, Kazumasa
For
For
3.9
Elect Director Hirata, Masahiko
For
For
4.1
Appoint Statutory Auditor Umeda, Tsunekazu
For
For
4.2
Appoint Statutory Auditor Yamamoto, Katsu
For
For
4.3
Appoint Statutory Auditor Sekita, Sonoko
For
For
H.I.S. Co. Ltd.
Meeting Date: 01/29/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 60 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
H.I.S. Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Approve Annual Bonus Payment to Directors
and Statutory Auditors
For
Against
6
Approve Retirement Bonus Payment for
Statutory Auditor
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Elect Sharon Baylay as Director
For
For
4
Re-elect Neil England as Director
For
For
5
Re-elect Linda Jensen as Director
For
For
6
Re-elect Neil Jones as Director
For
For
7
Re-elect Stephen Puckett as Director
For
For
8
Re-elect Marco Sodi as Director
For
For
9
Re-elect Russell Taylor as Director
For
For
10
Reappoint Deloitte LLP as Auditors
For
For
11
Authorise Board to Fix Remuneration of
Auditors
For
For
12
Approve Remuneration Report
For
For
13
Authorise Issue of Equity with Pre-emptive
Rights
For
For
14
Authorise Issue of Equity without Preemptive Rights
For
For
15
Authorise Market Purchase of Ordinary Shares
For
For
16
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
ITE Group plc
Meeting Date: 01/29/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 61 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jacobs Engineering Group Inc.
Meeting Date: 01/29/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Joseph R. Bronson
For
For
1b
Elect Director Juan Jose Suarez Coppel
For
For
1c
Elect Director Peter J. Robertson
For
For
1d
Elect Director Noel G. Watson
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Elect Jasper Judd as Director
For
For
5
Re-elect Richard Burns as Director
For
For
6
Re-elect Rosemary Morgan as Director
For
For
7
Re-elect Nimi Patel as Director
For
For
8
Re-elect Hugh Sandeman as Director
For
For
9
Appoint PricewaterhouseCoopers LLP as
Auditors and Authorise Their Remuneration
For
For
10
Authorise Issue of Equity with Pre-emptive
Rights
For
For
11
Authorise Issue of Equity without Preemptive Rights
For
For
12
Authorise Market Purchase of Ordinary Shares
For
For
JPMorgan Indian Investment Trust plc
Meeting Date: 01/29/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 62 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kanamoto Co. Ltd.
Meeting Date: 01/29/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Kanamoto, Kanchu
For
For
1.2
Elect Director Kanamoto, Tetsuo
For
For
1.3
Elect Director Utatsu, Nobuhito
For
For
1.4
Elect Director Narita, Hitoshi
For
For
1.5
Elect Director Hirata, Masakazu
For
For
1.6
Elect Director Kitakata, Keiichi
For
For
1.7
Elect Director Isono, Hiroyuki
For
For
1.8
Elect Director Kanamoto, Tatsuo
For
For
1.9
Elect Director Nagasaki, Manabu
For
For
1.10
Elect Director Asano, Yuichi
For
For
1.11
Elect Director Mukunashi, Naoki
For
For
1.12
Elect Director Hashiguchi, Kazunori
For
For
1.13
Elect Director Ijiri, Yasuyuki
For
Against
1.14
Elect Director Nogami, Yoshihiro
For
Against
2.1
Appoint Statutory Auditor Kanamoto, Eichu
For
For
2.2
Appoint Statutory Auditor Yokota, Naoyuki
For
For
2.3
Appoint Statutory Auditor Tsuji, Kiyohiro
For
Against
2.4
Appoint Statutory Auditor Soga, Hiroshi
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Director Brian P. Kelley
For
For
Keurig Green Mountain, Inc.
Meeting Date: 01/29/2015
Country: USA
Meeting Type: Annual
Proposal
Number
1.1
Page 63 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Keurig Green Mountain, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.2
Elect Director Robert A. Steele
For
For
1.3
Elect Director Jose Octavio Reyes Lagunes
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Reappoint KPMG LLP as Auditors
For
For
5
Authorise Board to Fix Remuneration of
Auditors
For
For
6
Re-elect Brian Beamish as Director
For
For
7
Re-elect Len Konar as Director
For
For
8
Re-elect Jonathan Leslie as Director
For
For
9
Re-elect Simon Scott as Director
For
For
10
Re-elect Jim Sutcliffe as Director
For
For
11
Re-elect Ben Magara as Director
For
For
12
Re-elect Phuti Mahanyele as Director
For
For
13
Re-elect Gary Nagle as Director
For
For
14
Re-elect Paul Smith as Director
For
For
15
Authorise Issue of Equity with Pre-emptive
Rights
For
For
16
Authorise Market Purchase of Ordinary Shares
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Lonmin plc
Meeting Date: 01/29/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 64 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lonmin plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
18
Approve Long Term Incentive Plan
For
For
19
Amend Annual Share Award Plan
For
For
20
Amend Balanced Scorecard Bonus Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Re-elect Alistair Darby as Director
For
For
5
Re-elect Stewart Gilliland as Director
For
For
6
Re-elect Eddie Irwin as Director
For
Abstain
7
Re-elect Bob Ivell as Director
For
Abstain
8
Re-elect Tim Jones as Director
For
For
9
Re-elect Douglas McMahon as Director
For
For
10
Re-elect Ron Robson as Director
For
Abstain
11
Re-elect Colin Rutherford as Director
For
For
12
Re-elect Imelda Walsh as Director
For
For
13
Reappoint Deloitte LLP as Auditors
For
For
14
Authorise Board to Fix Remuneration of
Auditors
For
For
15
Authorise EU Political Donations and
Expenditure
For
For
16
Amend 2013 Performance Restricted Share
Plan
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mitchells & Butlers plc
Meeting Date: 01/29/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 65 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mylan Inc.
Meeting Date: 01/29/2015
Country: USA
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
Abstain
2
Advisory Vote on Golden Parachutes
For
For
3
Adjourn Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
2.1
Elect Nora Scheinkestel as Director
For
For
2.2
Elect Craig Elkington as Director
For
For
3
Approve the Remuneration Report
For
For
4
Approve the Grant of Up to 210,000
Performance Rights to Ian Smith, Managing
Director of the Company
For
For
5
Approve the Grant of Up to 55,000
Performance Rights to Craig Elkington,
Executive Director of Finance of the Company
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
Orica Ltd.
Meeting Date: 01/29/2015
Country: Australia
Meeting Type: Annual
Proposal
Number
Redefine International plc
Meeting Date: 01/29/2015
Country: Isle of Man
Meeting Type: Annual
Proposal
Number
Page 66 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Redefine International plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Remuneration Policy
For
For
4
Re-elect Greg Clarke as Director
For
For
5
Re-elect Michael Farrow as Director
For
For
6
Re-elect Gavin Tipper as Director
For
For
7
Re-elect Susan Ford as Director
For
For
8
Re-elect Marc Wainer as Director
For
For
9
Elect Bernard Nackan as Director
For
For
10
Re-elect Michael Watters as Director
For
For
11
Re-elect Stephen Oakenfull as Director
For
For
12
Re-elect Andrew Rowell as Director
For
For
13
Elect Adrian Horsburgh as Director
For
For
14
Reappoint KPMG as Auditors
For
For
15
Authorise Board to Fix Remuneration of
Auditors
For
For
16
Approve Increase in Aggregate Fees Payable
to Non-executive Directors
For
For
17
Authorise Issue of Equity with Pre-emptive
Rights
For
For
18
Approve Scrip Dividend Alternative
For
For
19
Authorise Issue of Equity without Preemptive Rights
For
For
20
Authorise Market Purchase of Ordinary Shares
For
For
21
Authorise the Company to Use Electronic
Communications
For
For
22
Approve Transfer of the Company's Category
of Listing from a Premium Listing
(Investment Company) to a Premium Listing
(Commercial Company)
For
Abstain
Fraser and Neave, Limited
Meeting Date: 01/30/2015
Country: Singapore
Meeting Type: Annual
Page 67 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fraser and Neave, Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Adopt Financial Statements and Directors'
and Auditors' Reports
For
For
2
Approve Final Dividend
For
For
3a
Elect Charoen Sirivadhanabhakdi as Director
For
For
3b
Elect Khunying Wanna Sirivadhanabhakdi as
Director
For
For
3c
Elect Tengku Syed Badarudin Jamalullail as
Director
For
For
3d
Elect Chotiphat Bijananda as Director
For
For
3e
Elect Thapana Sirivadhanabhakdi as Director
For
For
4
Approve Directors' Fees
For
For
5
Approve Ernst & Young LLP as Auditors and
Authorize Board to Fix Their Remuneration
For
For
6
Approve Issuance of Equity or Equity-Linked
Securities with or without Preemptive Rights
For
Against
7
Approve Grant of Awards and Issuance of
Shares Under the F&N Restricted Share Plan
and/or F&N Performance Share Plan
For
For
8
Approve Issuance of Shares Pursuant to the
Fraser and Neave, Limited Scrip Dividend
Scheme
For
For
9
Approve Mandate for Interested Person
Transactions
For
For
10
Other Business (Voting)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Authorize Share Repurchase Program
For
For
Fraser and Neave, Limited
Meeting Date: 01/30/2015
Country: Singapore
Meeting Type: Special
Proposal
Number
1
Page 68 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Frasers Centrepoint Limited
Meeting Date: 01/30/2015
Country: Singapore
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Adopt Financial Statements and Directors'
and Auditors' Reports
For
For
2
Approve Final Dividend
For
For
3a
Elect Charoen Sirivadhanabhakdi as Director
For
For
3b
Elect Khunying Wanna Sirivadhanabhakdi as
Director
For
For
3c
Elect Wee Joo Yeow as Director
For
For
3d
Elect Charles Mak Ming Ying as Director
For
For
3e
Elect Philip Eng Heng Nee as Director
For
For
3f
Elect Weerawong Chittmittrapap as Director
For
For
4
Approve Directors' Fees
For
For
5
Appoint Ernst & Young LLP as Auditors and
Authorize Board to Fix Their Remuneration
For
For
6
Approve Issuance of Equity or Equity-Linked
Securities with or without Preemptive Rights
For
Against
7
Approve Grant of Awards and Issuance of
Shares under the FCL Restricted Share Plan
and FCL Performance Share Plan
For
Against
8
Approve Mandate for Transactions with
Related Parties
For
For
9
Other Business (Voting)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Authorize Share Repurchase Program
For
For
Frasers Centrepoint Limited
Meeting Date: 01/30/2015
Country: Singapore
Meeting Type: Special
Proposal
Number
1
Page 69 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Henderson European Focus Trust plc
Meeting Date: 01/30/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Rodney Dennis as Director
For
For
5
Re-elect Alexander Comba as Director
For
For
6
Elect Alain Dromer as Director
For
For
7
Appoint Ernst & Young LLP as Auditors
For
For
8
Authorise Board to Fix Remuneration of
Auditors
For
For
9
Authorise Issue of Equity with Pre-emptive
Rights
For
For
10
Authorise Issue of Equity without Preemptive Rights
For
For
11
Authorise Market Purchase of Ordinary Shares
For
For
12
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mahindra & Mahindra Financial Services Limited
Meeting Date: 01/30/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
For
For
Postal Ballot
1
Elect C. Bhave as Independent Non-Executive
Director
Page 70 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Monsanto Company
Meeting Date: 01/30/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Gregory H. Boyce
For
For
1b
Elect Director Janice L. Fields
For
For
1c
Elect Director Hugh Grant
For
For
1d
Elect Director Laura K. Ipsen
For
For
1e
Elect Director Marcos M. Lutz
For
For
1f
Elect Director C. Steven McMillan
For
For
1g
Elect Director William U. Parfet
For
For
1h
Elect Director George H. Poste
For
For
1i
Elect Director Robert J. Stevens
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Report on Lobbying Payments and Policy
Against
For
5
Adopt Proxy Access Right
Against
For
6
Require Independent Board Chairman
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Absorption of Energetica Camacari
Muricy I S.A. (Muricy)
For
Do Not
Vote
2
Approve Absorption of Arembepe Energia
S.A. (Arembepe)
For
Do Not
Vote
Petroleo Brasileiro SA-Petrobras
Meeting Date: 01/30/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Page 71 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal
Number
Proposal Text
Mgmt Rec
1
Approve Absorption of Energetica Camacari
Muricy I S.A. (Muricy)
For
2
Approve Absorption of Arembepe Energia
S.A. (Arembepe)
For
Vote
Instruction
Petroleo Brasileiro SA-Petrobras
Meeting Date: 01/30/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Approve Absorption of Energetica Camacari
Muricy I S.A. (Muricy)
For
Do Not
Vote
2
Approve Absorption of Arembepe Energia
S.A. (Arembepe)
For
Do Not
Vote
Proposal Text
Mgmt Rec
Proposal
Number
Meeting for ADR Holders
1
Approve Absorption of Energetica Camacari
Muricy I S.A. (Muricy)
For
2
Approve Absorption of Arembepe Energia
S.A. (Arembepe)
For
Rock-Tenn Company
Meeting Date: 01/30/2015
Country: USA
Meeting Type: Annual
Page 72 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rock-Tenn Company
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Timothy J. Bernlohr
For
For
1.2
Elect Director Jenny A. Hourihan
For
For
1.3
Elect Director Bettina M. Whyte
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Approve Remuneration Report
For
For
4
Elect Andrew Page as Director
For
For
5
Re-elect Rachel Beagles as Director
For
For
6
Re-elect Robert Rickman as Director
For
For
7
Reappoint Ernst & Young LLP as Auditors
For
For
8
Authorise Board to Fix Remuneration of
Auditors
For
For
9
Authorise Issue of Equity with Pre-emptive
Rights
For
For
10
Authorise Issue of Equity without Preemptive Rights
For
For
11
Authorise Market Purchase of Ordinary Shares
For
For
Schroder UK Mid Cap Fund plc
Meeting Date: 01/30/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 73 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens (India) Ltd.
Meeting Date: 01/30/2015
Country: India
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Dividend
For
For
3
Reelect J. Kaeser as Director
For
For
4
Approve S R B C & Co. LLP as Auditors and
Authorize Board to Fix Their Remuneration
For
For
5
Elect D.S. Parekh as Independent Director
For
For
6
Elect Y.H. Malegam as Independent Director
For
For
7
Elect D.C. Shroff as Independent Director
For
For
8
Elect N.J. Jhaveri as Independent Director
For
For
9
Elect K. B. Dadiseth as Independent Director
For
For
10
Elect P. V. Nayak as Independent Director
For
For
11
Elect C. Rummel as Director
For
For
12
Approve Appointment and Remuneration of
C. Rummel as Executive Director and CFO
For
For
13
Approve Revision in the Remuneration of C.
Rummel, Executive Director and CFO
For
For
14
Approve Revision in the Remuneration of S.
Mathur, Managing Director and CEO
For
For
15
Approve Commission Remuneration for NonExecutive Directors
For
For
16
Approve Remuneration of Cost Auditors
For
For
17
Approve Transactions with Siemens
Aktiengesellschaft, Germany, Holding
company of the Company
For
For
The Scottish Investment Trust plc
Meeting Date: 01/30/2015
Country: United Kingdom
Meeting Type: Annual
Page 74 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Scottish Investment Trust plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Douglas McDougall as Director
For
For
5
Re-elect Hamish Buchan as Director
For
For
6
Re-elect Russell Napier as Director
For
For
7
Re-elect James Will as Director
For
For
8
Elect Ian Hunter as Director
For
For
9
Reappoint Deloitte LLP as Auditors and
Authorise Their Remuneration
For
For
10
Authorise Market Purchase of Ordinary Shares
For
For
Mgmt Rec
Vote
Instruction
ThyssenKrupp AG
Meeting Date: 01/30/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.11 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify PricewaterhouseCoopers AG as
Auditors for Fiscal 2014/2015
For
For
6
Approve Remuneration System for
Management Board Members
For
For
7.1
Elect Ingrid Hengster to the Supervisory
Board
For
For
7.2
Elect Hans-Peter Keitel to the Supervisory
Board
For
For
Page 75 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ThyssenKrupp AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7.3
Elect Ulrich Lehner to the Supervisory Board
For
For
7.4
Elect Rene Obermann to the Supervisory
Board
For
For
7.5
Elect Bernhard Pellens to the Supervisory
Board
For
For
7.6
Elect Carola Graefin von Schmettow to the
Supervisory Board
For
For
7.7
Elect Carsten Spohr to the Supervisory Board
For
For
7.8
Elect Jens Tischendorf to the Supervisory
Board
For
For
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director John Tyson
For
For
1b
Elect Director Kathleen M. Bader
For
For
1c
Elect Director Gaurdie E. Banister, Jr.
For
For
1d
Elect Director Jim Kever
For
For
1e
Elect Director Kevin M. McNamara
For
For
1f
Elect Director Brad T. Sauer
For
For
1g
Elect Director Donnie Smith
For
For
1h
Elect Director Robert Thurber
For
For
1i
Elect Director Barbara A. Tyson
For
For
2
Ratify Auditors
For
For
3
Implement a Water Quality Stewardship
Policy
Against
For
4
Approve Recapitalization Plan for all Stock to
Have One-vote per Share
Against
For
Tyson Foods, Inc.
Meeting Date: 01/30/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 76 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tyson Foods, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Report on Practices to Mitigate Palm Oil
Sourcing Impacts
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations and Financial Statements
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Dividends
For
For
5
Approve Discharge of Directors and Fix their
Remuneration
For
For
6
Approve Corporate Governance Report
For
For
7
Ratify Auditors and Fix Their Remuneration
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Reappoint KPMG Audit plc as Auditors
For
For
4
Authorise Board to Fix Remuneration of
Auditors
For
For
5
Re-elect Julie Chakraverty as Director
For
For
5
Qatar National Bank
Meeting Date: 02/01/2015
Country: Qatar
Meeting Type: Annual
Proposal
Number
Aberdeen Asset Management plc
Meeting Date: 02/03/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 77 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6
Re-elect Roger Cornick as Director
For
For
7
Re-elect Martin Gilbert as Director
For
For
8
Re-elect Andrew Laing as Director
For
For
9
Re-elect Rod MacRae as Director
For
For
10
Re-elect Richard Mully as Director
For
For
11
Re-elect Jim Pettigrew as Director
For
For
12
Re-elect Bill Rattray as Director
For
For
13
Re-elect Anne Richards as Director
For
For
14
Re-elect Jutta af Rosenborg as Director
For
For
15
Re-elect Akira Suzuki as Director
For
For
16
Re-elect Simon Troughton as Director
For
For
17
Re-elect Hugh Young as Director
For
For
18
Approve Remuneration Report
For
For
19
Authorise Issue of Equity with Pre-emptive
Rights
For
For
20
Authorise Issue of Equity without Preemptive Rights
For
For
21
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
22
Authorise Market Purchase of Ordinary Shares
For
For
23
Authorise EU Political Donations and
Expenditure
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director A. F. Golden
For
For
1.2
Elect Director W. R. Johnson
For
For
1.3
Elect Director C. Kendle
For
For
1.4
Elect Director J. S. Turley
For
For
Emerson Electric Co.
Meeting Date: 02/03/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 78 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Emerson Electric Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.5
Elect Director A. A. Busch, III
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Approve Omnibus Stock Plan
For
For
4
Amend Executive Incentive Bonus Plan
For
For
5
Ratify Auditors
For
For
6
Report on Sustainability, Including GHG Goals
Against
For
7
Report on Political Contributions
Against
For
8
Report on Lobbying Payments and Policy
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Re-elect Anthony Townsend as Director
For
For
3
Re-elect John Allard as Director
For
For
4
Re-elect Neil Collins as Director
For
For
5
Re-elect David Hunt as Director
For
For
6
Re-elect Vanessa Renwick as Director
For
For
7
Approve Remuneration Report
For
For
8
Appoint PricewaterhouseCoopers LLP as
Auditors and Authorise Their Remuneration
For
For
9
Authorise Issue of Equity with Pre-emptive
Rights
For
For
10
Authorise Issue of Equity without Preemptive Rights
For
For
11
Authorise Directors to Sell Treasury Shares
for Cash
For
For
12
Authorise Market Purchase of Ordinary Shares
For
For
13
Adopt New Articles of Association
For
For
Finsbury Growth & Income Trust plc
Meeting Date: 02/03/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 79 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Finsbury Growth & Income Trust plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
A1
Elect Director Betty C. Alewine
For
For
A2
Elect Director J. Phillip Holloman
For
For
A3
Elect Director Verne G. Istock
For
For
A4
Elect Director Lawrence D. Kingsley
For
For
A5
Elect Director Lisa A. Payne
For
For
B
Ratify Auditors
For
For
C
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
D
Adopt Majority Voting for Uncontested
Election of Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Approve Remuneration Report
For
For
4(a)
Re-elect Chris Brinsmead as Director
For
For
4(b)
Re-elect Chris Corbin as Director
For
For
14
Rockwell Automation, Inc.
Meeting Date: 02/03/2015
Country: USA
Meeting Type: Annual
Proposal
Number
UDG Healthcare plc
Meeting Date: 02/03/2015
Country: Ireland
Meeting Type: Annual
Proposal
Number
Page 80 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UDG Healthcare plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4(c)
Re-elect Liam FitzGerald as Director
For
For
4(d)
Re-elect Peter Gray as Director
For
For
4(e)
Re-elect Brendan McAtamney as Director
For
For
4(f)
Re-elect Gerard van Odijk as Director
For
For
4(g)
Re-elect Alan Ralph as Director
For
For
4(h)
Re-elect Lisa Ricciardi as Director
For
For
4(i)
Re-elect Philip Toomey as Director
For
For
4(j)
Re-elect Linda Wilding as Director
For
For
5
Authorise Board to Fix Remuneration of
Auditors
For
For
6
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
7
Authorise Issue of Equity with Pre-emptive
Rights
For
For
8
Authorise Issue of Equity without Preemptive Rights
For
For
9
Authorise Market Purchase of Ordinary Shares
For
For
10
Authorise Reissuance of Repurchased Shares
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Jaime Ardila
For
For
1b
Elect Director Dina Dublon
For
For
1c
Elect Director Charles H. Giancarlo
For
For
1d
Elect Director William L. Kimsey
For
For
1e
Elect Director Marjorie Magner
For
For
1f
Elect Director Blythe J. McGarvie
For
For
1g
Elect Director Pierre Nanterme
For
For
1h
Elect Director Gilles C. Pelisson
For
For
Accenture plc
Meeting Date: 02/04/2015
Country: Ireland
Meeting Type: Annual
Proposal
Number
Page 81 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Accenture plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1i
Elect Director Paula A. Price
For
For
1j
Elect Director Wulf von Schimmelmann
For
For
1k
Elect Director Frank K. Tang
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Auditors
For
For
4
Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights
For
For
5
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
For
6
Authorize the Holding of the 2016 AGM at a
Location Outside Ireland
For
For
7
Authorize Open-Market Purchases of Class A
Ordinary Shares
For
Against
8
Determine the Price Range at which
Accenture Plc can Re-issue Shares that it
Acquires as Treasury Stock
For
For
Mgmt Rec
Vote
Instruction
Barloworld Ltd
Meeting Date: 02/04/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Proposal Text
Ordinary Resolutions to be Completed by
Ordinary Shareholders
1
Accept Financial Statements and Statutory
Reports for the Year Ended 30 September
2014
For
For
2
Elect Ngozi Edozien as Director
For
For
3
Elect Dominic Sewela as Director
For
For
4
Re-elect John Blackbeard as Director
For
For
5
Re-elect Martin Laubscher as Director
For
For
6
Re-elect Sibongile Mkhabela as Director
For
For
7
Re-elect Sango Ntsaluba as Director
For
For
8
Re-elect Dumisa Ntsebeza as Director
For
For
Page 82 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barloworld Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9
Re-elect Gordon Hamilton as Chairman of the
Audit Committee
For
For
10
Re-elect Babalwa Ngonyama as Member of
the Audit Committee
For
For
11
Re-elect Sango Ntsaluba as Member of the
Audit Committee
For
For
12
Reappoint Deloitte and Touche as Auditors of
the Company with Graeme Berry as the
Individual Registered Auditor and Authorise
Their Remuneration
For
For
13
Approve Remuneration Policy
For
For
Special Resolutions to be Completed by
Ordinary Shareholders
1.1
Approve Fees for the Chairman of the Board
For
For
1.2
Approve Fees for the Resident Non-Executive
Directors
For
For
1.3
Approve Fees for the Non-Resident NonExecutive Directors
For
For
1.4
Approve Fees for the Chairman of the Audit
Committee (Non-Resident)
For
For
1.5
Approve Fees for the Resident Members of
the Audit Committee
For
For
1.6
Approve Fees for the Chairman of the
Remuneration Committee (Non-Resident)
For
For
1.7
Approve Fees for the Chairman of the Social,
Ethics and Transformation Committee
(Resident)
For
For
1.8
Approve Fees for the Chairman of the Risk
and Sustainability Committee (Resident)
For
For
1.9
Approve Fees for the Chairman of the
General Purposes Committee (Resident)
For
For
1.10
Approve Fees for the Chairman of the
Nomination Committee (Resident)
For
For
1.11
Approve Fees for the Resident Members of
Each of the Board Committees Other Than
Audit Committee
For
For
1.12
Approve Fees for the Non-resident Members
of Each of the Board Committees
For
For
2
Approve Financial Assistance to Related or
Inter-related Companies and Corporations
For
For
3
Authorise Repurchase of Up to Five Percent
of Issued Share Capital
For
For
Page 83 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Connect Group plc
Meeting Date: 02/04/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Approve Final Dividend
For
For
5
Re-elect Dennis Millard as Director
For
For
6
Re-elect Mark Cashmore as Director
For
For
7
Re-elect Jonathan Bunting as Director
For
For
8
Re-elect Nick Gresham as Director
For
For
9
Re-elect Andrew Brent as Director
For
For
10
Re-elect Anthony Cann as Director
For
For
11
Re-elect John Worby as Director
For
For
12
Reappoint Deloitte LLP as Auditors
For
For
13
Authorise Audit Committee to Fix
Remuneration of Auditors
For
For
14
Authorise EU Political Donations and
Expenditure
For
For
15
Authorise Issue of Equity with Pre-emptive
Rights
For
For
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise Market Purchase of Ordinary Shares
For
For
18
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Grainger plc
Meeting Date: 02/04/2015
Country: United Kingdom
Meeting Type: Annual
Page 84 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grainger plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
Abstain
3
Approve Dividend
For
For
4
Elect Ian Coull as Director
For
For
5
Re-elect Andrew Cunningham as Director
For
For
6
Re-elect Simon Davies as Director
For
For
7
Re-elect Baroness Margaret Ford as Director
For
For
8
Re-elect Mark Greenwood as Director
For
For
9
Re-elect Nick Jopling as Director
For
For
10
Re-elect Belinda Richards as Director
For
For
11
Re-elect Tony Wray as Director
For
For
12
Appoint KPMG LLP as Auditors
For
For
13
Authorise Board to Fix Remuneration of
Auditors
For
For
14
Authorise Issue of Equity with Pre-emptive
Rights
For
For
15
Authorise Issue of Equity without Preemptive Rights
For
For
16
Authorise Market Purchase of Ordinary Shares
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
18
Authorise EU Political Donations and
Expenditure
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Nopasika Lila as Director
For
For
Nampak Ltd
Meeting Date: 02/04/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
1
Page 85 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nampak Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Re-elect Nosipho Molope as Director
For
For
3
Re-elect Disebo Moephuli as Director
For
For
4
Re-elect Peter Surgey as Director
For
For
5
Re-elect Fezekile Tshiqi as Director
For
For
6
Reappoint Deloitte & Touche as Auditors of
the Company with Trushar Kalan as the
Individual Registered Auditor
For
For
7
Re-elect Nosipho Molope as Chairman of the
Audit Committee
For
For
8
Re-elect Roy Andersen as Member of the
Audit Committee
For
For
9
Elect Nopasika Lila as Member of the Audit
Committee
For
For
10
Elect Ipeleng Mkhari as Member of the Audit
Committee
For
For
11
Approve Remuneration Policy
For
For
12
Approve Non-Executive Directors' Fees
For
For
13
Authorise Repurchase of Up to 20 Percent of
Issued Share Capital
For
For
14
Approve Financial Assistance to Related or
Inter-related Companies or Corporations
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Approve Special Dividend
For
For
5
Re-elect Larry Pentz as Director
For
For
6
Re-elect Dr Pamela Kirby as Director
For
For
7
Re-elect Giles Kerr as Director
For
For
Victrex plc
Meeting Date: 02/04/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 86 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Victrex plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
8
Re-elect Patrick De Smedt as Director
For
For
9
Re-elect David Hummel as Director
For
For
10
Re-elect Tim Cooper as Director
For
For
11
Re-elect Louisa Burdett as Director
For
For
12
Reappoint KPMG LLP as Auditors
For
For
13
Authorise Board to Fix Remuneration of
Auditors
For
For
14
Authorise Issue of Equity with Pre-emptive
Rights
For
For
15
Approve Executive Share Option Plan
For
For
16
Approve Sharesave Plan
For
For
17
Approve Employee Stock Purchase Plan
For
For
18
Authorise Issue of Equity without Preemptive Rights
For
For
19
Authorise Market Purchase of Ordinary Shares
For
For
20
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
China Railway Construction Corporation Ltd.
Meeting Date: 02/05/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
ORDINARY BUSINESS
1
Approve Satisfaction of the Conditions for
Non-Public Issuance of A Shares of the
Company
For
For
2
Approve Feasibility Analysis Report on the
Use of Proceeds from the Fund Raising of the
Non-public Issuance of Shares of the
Company
For
For
3
Approve Report on the Use of Proceeds from
the Previous Fund Raising
For
For
4
Approve Amendments to the Administrative
Measures on Fund Raising of the Company
For
For
Page 87 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Approve Plan of the Overseas Listing of
Kunming China Railway Large Maintenance
Machinery Co., Ltd.
For
For
6
Approve Compliance of the Overseas Listing
of Kunming China Railway Large Maintenance
Machinery Co., Ltd. with the Circular on
Issues in Relation to Regulating Overseas
Listing of Subsidiaries of Domestic Listed
Companies
For
For
7
Approve Undertaking of the Company to
Maintain its Independent Listing Status
For
For
8
Approve Description of Sustained Profitability
and Prospects of the Company
For
For
9
Authorize Board and its Authorized Persons
to Deal with Matters Relating to the Spin-off
and Listing of Kunming China Railway Large
Maintenance Machinery Co., Ltd.
For
For
10
Elect Qi Xiaofei as Director
For
For
SPECIAL BUSINESS
1.01
Approve Class and Par Value of Shares to be
Issued in Relation to Non-public Issuance of
A Shares
For
For
1.02
Approve Target Subscribers in Relation to
Non-public Issuance of A Shares
For
For
1.03
Approve Number of Shares to be Issued and
the Method of Subscription in Relation to
Non-public Issuance of A Shares
For
For
1.04
Approve Method of Issuance in Relation to
Non-public Issuance of A Shares
For
For
1.05
Approve Pricing Benchmark Date, Issue Price
and Method of Pricing in Relation to Nonpublic Issuance of A Shares
For
For
1.06
Approve Lock-up Period Arrangement in
Relation to Non-public Issuance of A Shares
For
For
1.07
Approve Place of Listing in Relation to Nonpublic Issuance of A Shares
For
For
1.08
Approve Use of proceeds from Fund Raising
in Relation to Non-public Issuance of A
Shares
For
For
1.09
Approve Accumulated Profit Distribution of
the Company Prior to the Non-public
Issuance of A Shares
For
For
1.10
Approve Valid Term of the Resolution
Relating to the Non-public Issuance of A
Shares
For
For
Page 88 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Plan on the Non-public Issuance of
A Shares of the Company
For
For
3
Authorize Board and its Authorized Persons
to Deal with Matters Relating to the Nonpublic Issuance of A Shares
For
For
4
Approve Shareholders' Return Plan for the
Coming Three Years (2015-2017)
For
For
5
Approve Amendments to Articles of
Association
For
For
6
Amend Rules and Procedures Regarding
General Meetings of Shareholders
For
For
Mgmt Rec
Vote
Instruction
China Railway Construction Corporation Ltd.
Meeting Date: 02/05/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
CLASS MEETING FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
1.01
Approve Class and Par Value of Shares to be
Issued in Relation to Non-public Issuance of
A-shares
For
For
1.02
Approve Target Subscribers in Relation to
Non-public Issuance of A-shares
For
For
1.03
Approve Number of Shares to be Issued and
the Method of Subscription in Relation to
Non-public Issuance of A-shares
For
For
1.04
Approve Method of Issuance in Relation to
Non-public Issuance of A-shares
For
For
1.05
Approve Pricing Benchmark Date, Issue Price
and Method of Pricing in Relation to Nonpublic Issuance of A-shares
For
For
1.06
Approve Lock-up Period Arrangement in
Relation to Non-public Issuance of A-shares
For
For
1.07
Approve Place of Listing in Relation to Nonpublic Issuance of A-shares
For
For
1.08
Approve Use of Proceeds from Fund Raising
For
For
1.09
Approve Accumulated Profit Distribution of
the Company Prior to the Non-public
Issuance of A-shares
For
For
Page 89 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.10
Approve Valid Term of the Resolution
Relating to the Non-public Issuance of Ashares
For
For
2
Approve Plan on the Non-public Issuance of
A Shares of the Company
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Approve Final Dividend
For
For
5
Elect Carol Arrowsmith as Director
For
For
6
Re-elect Dominic Blakemore as Director
For
For
7
Re-elect Richard Cousins as Director
For
For
8
Re-elect Gary Green as Director
For
For
9
Re-elect Andrew Martin as Director
For
For
10
Re-elect John Bason as Director
For
For
11
Re-elect Susan Murray as Director
For
For
12
Re-elect Don Robert as Director
For
For
13
Re-elect Sir Ian Robinson as Director
For
For
14
Re-elect Paul Walsh as Director
For
For
15
Appoint KPMG LLP as Auditors
For
For
16
Authorise Board to Fix Remuneration of
Auditors
For
For
17
Authorise EU Political Donations and
Expenditure
For
For
18
Amend Long Term Incentive Plan 2010
For
For
Compass Group plc
Meeting Date: 02/05/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 90 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compass Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
19
Authorise Issue of Equity with Pre-emptive
Rights
For
For
20
Authorise Issue of Equity without Preemptive Rights
For
For
21
Authorise Market Purchase of Ordinary Shares
For
For
22
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Re-elect Robert Walker as Director
For
For
5
Re-elect Simon Townsend as Director
For
For
6
Re-elect Neil Smith as Director
For
For
7
Re-elect David Maloney as Director
For
For
8
Re-elect Peter Baguley as Director
For
For
9
Elect Adam Fowle as Director
For
For
10
Reappoint Ernst & Young LLP as Auditors
For
For
11
Authorise Board to Fix Remuneration of
Auditors
For
For
12
Authorise Issue of Equity with Pre-emptive
Rights
For
For
13
Approve 2015 Long-Term Incentive Plan
For
For
14
Approve 2015 Save As You Earn Scheme
For
For
15
Approve 2015 Share Incentive Plan
For
For
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise Market Purchase of Ordinary Shares
For
For
Enterprise Inns plc
Meeting Date: 02/05/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 91 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enterprise Inns plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director William D. Anderson
For
For
1.2
Elect Director Donald C. Berg
For
For
1.3
Elect Director Glenn J. Chamandy
For
For
1.4
Elect Director Russell Goodman
For
For
1.5
Elect Director Russ Hagey
For
For
1.6
Elect Director George Heller
For
For
1.7
Elect Director Anne Martin-Vachon
For
For
1.8
Elect Director Sheila O'Brien
For
For
1.9
Elect Director Gonzalo F. Valdes-Fauli
For
For
2
Advisory Vote on Executive Compensation
Approach
For
Against
3
Ratify KPMG LLP as Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Directors
For
18
Gildan Activewear Inc.
Meeting Date: 02/05/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Light S.A.
Meeting Date: 02/05/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
1
Page 92 of 679
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 02/05/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Key Employee Share Purchase
Scheme
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Anthony J. Carbone
For
For
1.2
Elect Director Robert K. Ortberg
For
For
1.3
Elect Director Cheryl L. Shavers
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Auditors
For
For
4
Approve Omnibus Stock Plan
For
Against
Mgmt Rec
Vote
Instruction
1
Rockwell Collins, Inc.
Meeting Date: 02/05/2015
Country: USA
Meeting Type: Annual
Proposal
Number
YPF Sociedad Anonima
Meeting Date: 02/05/2015
Country: Argentina
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Designate Two Shareholders to Sign Minutes
of Meeting
For
2
Authorize Increase of Global Program for
Bond Issuance up to USD 8 Billion
For
Page 93 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Natura Cosmeticos S.A.
Meeting Date: 02/06/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Approve Stock Option Plan
For
Do Not
Vote
2
Approve Restricted Stock Plan
For
Do Not
Vote
3
Amend Remuneration of Company's
Management
For
Do Not
Vote
Proposal Text
Mgmt Rec
1
Approve Stock Option Plan
For
2
Approve Restricted Stock Plan
For
3
Amend Remuneration of Company's
Management
For
Proposal
Number
Vote
Instruction
Netcare Ltd
Meeting Date: 02/06/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports for the Year Ended 30 September
2014
For
For
2
Reappoint Grant Thornton as Auditors of the
Company with EFG Dreyer as the Designated
Auditor and Authorise Their Remuneration
For
For
3.1
Re-elect Thevendrie Brewer as Director
For
For
3.2
Re-elect Azar Jammine as Director
For
For
3.3
Elect Jill Watts as Director
For
For
3.4
Re-elect Norman Weltman as Director
For
For
Page 94 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Netcare Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.1
Re-elect Thevendrie Brewer as Chairperson
of the Audit Committee
For
For
4.2
Re-elect Azar Jammine as Member of the
Audit Committee
For
For
4.3
Re-elect Norman Weltman as Member of the
Audit Committee
For
For
5
Authorise Board to Issue Shares for Cash up
to a Maximum of Five Percent of Issued
Share Capital
For
For
6
Approve Remuneration Policy
For
Against
7
Authorise Board to Ratify and Execute
Approved Resolutions
For
For
8
Authorise Repurchase of Up to 20 Percent of
Issued Share Capital
For
For
9
Approve Remuneration of Non-Executive
Directors
For
Against
10
Approve Financial Assistance to Related or
Inter-related Companies
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition of Salamander Energy plc
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Acquisition
of Salamander Energy plc by Ophir Energy plc
For
Abstain
Ophir Energy plc
Meeting Date: 02/06/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Salamander Energy plc
Meeting Date: 02/06/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Page 95 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Salamander Energy plc
Meeting Date: 02/06/2015
Country: United Kingdom
Meeting Type: Court
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Court Meeting
1
Approve Scheme of Arrangement
For
Do Not
Vote
Shaftesbury plc
Meeting Date: 02/06/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Jonathan Lane as Director
For
For
5
Re-elect Brian Bickell as Director
For
For
6
Re-elect Simon Quayle as Director
For
For
7
Re-elect Thomas Welton as Director
For
For
8
Re-elect Christopher Ward as Director
For
For
9
Re-elect Jill Little as Director
For
For
10
Re-elect Oliver Marriott as Director
For
For
11
Re-elect Dermot Mathias as Director
For
For
12
Re-elect Hilary Riva as Director
For
For
13
Re-elect Sally Walden as Director
For
For
14
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
15
Authorise Board to Fix Remuneration of
Auditors
For
For
16
Authorise Issue of Equity with Pre-emptive
Rights
For
For
Page 96 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shaftesbury plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
17
Authorise Issue of Equity without Preemptive Rights
For
For
18
Authorise Market Purchase of Ordinary Shares
For
For
19
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
Haitong Securities Co., Ltd.
Meeting Date: 02/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
1.1
Approve Type and Nominal Value in Relation
to H Share Issuance
For
Against
1.2
Approve Issue Method in Relation to H Share
Issuance
For
Against
1.3
Approve Issue Targets in Relation to H Share
Issuance
For
Against
1.4
Approve Issue Size in Relation to H Share
Issuance
For
Against
1.5
Approve Issue Price in Relation to H Share
Issuance
For
Against
1.6
Approve Subscription Method in Relation to H
Share Issuance
For
Against
1.7
Approve Accumulated Undistributed Profit in
Relation to H Share Issuance
For
Against
1.8
Approve Use of Proceeds in Relation to H
Share Issuance
For
For
1.9
Approve Validity Period of Resolution in
Relation to H Share Issuance
For
Against
1.10
Approve Authorisation for Issue of New H
Shares
For
For
2
Approve Amendments to Articles of
Association
For
For
3.1
Approve Type in Relation General Mandate to
Issue Other Onshore Debt Financing
Instrument
For
For
Page 97 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haitong Securities Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.2
Approve Term in Relation General Mandate
to Issue Other Onshore Debt Financing
Instrument
For
For
3.3
Approve Interest Rate in Relation General
Mandate to Issue Other Onshore Debt
Financing Instrument
For
For
3.4
Approve Issuer, Issue Size and Issue Method
in Relation General Mandate to Issue Other
Onshore Debt Financing Instrument
For
For
3.5
Approve Issuer Price in Relation General
Mandate to Issue Other Onshore Debt
Financing Instrument
For
For
3.6
Approve Security and Other Credit
Enhancement Arrangements in Relation
General Mandate to Issue Other Onshore
Debt Financing Instrument
For
For
3.7
Approve Use of Proceeds in Relation General
Mandate to Issue Other Onshore Debt
Financing Instrument
For
For
3.8
Approve Issue Target and Arrangements on
Placement to Shareholders of the Company
in Relation General Mandate to Issue Other
Onshore Debt Financing Instrument
For
For
3.9
Approve Guarantee Measures for Repayment
in Relation General Mandate to Issue Other
Onshore Debt Financing Instrument
For
For
3.10
Approve Listing of Debt Financing
Instruments in Relation General Mandate to
Issue Other Onshore Debt Financing
Instrument
For
For
3.11
Approve Validity Period of Resolution in
Relation General Mandate to Issue Other
Onshore Debt Financing Instrument
For
For
3.12
Approve Authorisation for Issuance of Other
Onshore Debt Financing Instruments of the
Company
For
For
ORDINARY BUSINESS
1
Approve Report on Use of Proceeds from
Previous Funds Raising Activity of the
Company
For
For
2
Approve Increase in Quota of External
Guarantee
For
For
3
Approve Proposal Regarding Investment
Asset Allocation of Equity, Fixed
IncomeSecurities and Derivative Products of
the Company for 2015
For
For
Page 98 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haitong Securities Co., Ltd.
Meeting Date: 02/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1.1
Approve Type and Nominal Value in Relation
to H Share Issuance
For
Against
1.2
Approve Issue Method in Relation to H Share
Issuance
For
Against
1.3
Approve Issue Targets in Relation to H Share
Issuance
For
Against
1.4
Approve Issue Size in Relation to H Share
Issuance
For
Against
1.5
Approve Issue Price in Relation to H Share
Issuance
For
Against
1.6
Approve Subscription Method in Relation to H
Share Issuance
For
Against
1.7
Approve Accumulated Undistributed Profit in
Relation to H Share Issuance
For
Against
1.8
Approve Use of Proceeds in Relation to H
Share Issuance
For
For
1.9
Approve Validity Period of Resolution in
Relation to H Share Issuance
For
Against
1.10
Approve Authorisation for Issue of New H
Shares
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Cancellation of Listing of Common
Shares on the Premium Segment of Official
List of the Financial Conduct Authority and of
Admission of Such Shares to Trading on the
Main Market for Listed Securities of London
Stock Exchange plc
For
Abstain
2
Adopt New By-Laws
For
Against
Kofax Limited
Meeting Date: 02/09/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Page 99 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kofax Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Equity Incentive Plan
For
Against
4
Approve Executive Bonus Plan
For
Against
Mgmt Rec
Vote
Instruction
Nutreco NV
Meeting Date: 02/09/2015
Country: Netherlands
Meeting Type: Special
Proposal
Number
Proposal Text
Special Meeting
1.1
Open Meeting
1.2
Receive Announcements
2
Discuss Public Offer by SHV Holdings
3
Approve Completion Bonus of the Executive
Board Re: Public Offer by SHV Holdings
For
For
4
Amend Articles as per the Settlement Date
Re: Public Offer by SHV Holdings
For
For
5
Approve Discharge of Supervisory Board as
per Settlement Date of Public Offer by SHV
Holdings
For
Against
6.1
Receive Information on the Resignation of
Supervisory Board Members J.M. de Jong, A.
Puri, and H.W.P.M.A Verhagen as per
Settlement Date of Public Offer by SHV
Holdings
6.2
Elect S.R. Nanninga to Supervisory Board
For
For
6.3
Elect B.L.J.M Beerkens to Supervisory Board
For
For
6.4
Elect W. van der Woerd to Supervisory Board
For
For
7
Other Business (Non-Voting)
8
Close Meeting
Tiger Brands Ltd
Meeting Date: 02/09/2015
Country: South Africa
Meeting Type: Annual
Page 100 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tiger Brands Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Present the Report from the Social, Ethics
and Transformation Committee
2.1
Accept Financial Statements and Statutory
Reports for the Year Ended 30 September
2014
2.2.1
Re-elect Bheki Sibiya as Director
For
For
2.2.2
Re-elect Richard Dunne as Director
For
For
2.2.3
Re-elect Peter Matlare as Director
For
For
2.2.4
Re-elect Funke Ighodaro as Director
For
For
2.3
Approve Remuneration Policy
For
For
2.4.1
Re-elect Richard Dunne as Member of Audit
Committee
For
For
2.4.2
Re-elect Khotso Mokhele as Member of Audit
Committee
For
For
2.4.3
Re-elect Rob Nisbet as Member of Audit
Committee
For
For
2.5
Reappoint Ernst & Young Inc as Auditors of
the Company
For
For
2.6
Authorise Board to Ratify and Execute
Approved Resolutions
For
For
3.1
Approve Financial Assistance to Related and
Inter-related Parties
For
For
3.2
Approve Remuneration of Non-executive
Directors, including the Chairman and Deputy
Chairman Effective from 1 March 2015
For
For
3.3
Approve Remuneration of Non-executive
Directors who Participate in Subcommittees
of the Board Effective from 1 March 2015
For
For
3.4
Approve Increase of Fees Payable to NonExecutive Directors who Attend Unscheduled
Meetings of the Board and who Undertake
Additional Work
For
For
3.5
Authorise Repurchase of Issued Share Capital
For
For
China Cinda Asset Management Co., Ltd.
Meeting Date: 02/10/2015
Country: China
Meeting Type: Special
Page 101 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Cinda Asset Management Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Remuneration Settlement Scheme
for Directors for 2013
For
For
2
Approve Remuneration Settlement Scheme
for Supervisors for 2013
For
For
3
Approve Appointment of Accounting Firms
for 2015
For
For
4.1
Elect Gong Jiande as Supervisor
For
For
4.2
Elect Liu Yanfen as Supervisor
For
For
4.3
Elect Li Chun as Supervisor
For
For
5
Approve Issuance Plan of Financial Bonds for
2015 and Relevant Authorization
For
For
Mgmt Rec
Vote
Instruction
Datang International Power Generation Co. Ltd
Meeting Date: 02/10/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
1.1
Approve Extension of Term for Framework
Agreement of Sale of Natural Gas and the
Sale and Purchase Contract
For
For
1.2
Approve Extension of Term for Sale and
Purchase Contract of Chemical Products
(Duolun)
For
For
2
Approve Continuing Connected Transactions
of the Company's Sales and Purchase of Coal
(2015)
For
For
3
Approve Financial Guarantee for 2015
None
Against
4
Approve Provision for Impairment
None
For
5
Approve Issue of Non-public Debt Financing
Instruments
For
For
Page 102 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NTPC Ltd.
Meeting Date: 02/10/2015
Country: India
Meeting Type: Court
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
For
For
Mgmt Rec
Vote
Instruction
Court-Ordered Meeting for Shareholders
1
Approve Scheme of Arrangement
TUI AG
Meeting Date: 02/10/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.33 per Share
For
For
3.1
Approve Discharge of Management Board
Member Friedrich Joussen for Fiscal
2013/2014
For
For
3.2
Approve Discharge of Management Board
Member Horst Baier for Fiscal 2013/2014
For
For
3.3
Approve Discharge of Management Board
Member Peter Long for Fiscal 2013/2014
For
For
4.1
Approve Discharge of Supervisory Board
Member Klaus Mangold for Fiscal 2013/2014
For
For
4.2
Approve Discharge of Supervisory Board
Member Petra Gerstenkorn for Fiscal
2013/2014
For
For
4.3
Approve Discharge of Supervisory Board
Member Frank Jakobi for Fiscal 2013/2014
For
For
4.4
Approve Discharge of Supervisory Board
MemberAnass Houir Alami for Fiscal
2013/2014
For
For
4.5
Approve Discharge of Supervisory Board
Member Andreas Barczewski for Fiscal
2013/2014
For
For
4.6
Approve Discharge of Supervisory Board
Member Peter Bremme for Fiscal 2013/2014
For
For
Page 103 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TUI AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.7
Approve Discharge of Supervisory Board
Member Arnd Dunse for Fiscal 2013/2014
For
For
4.8
Approve Discharge of Supervisory Board
Member Edgar Ernst for Fiscal 2013/2014
For
For
4.9
Approve Discharge of Supervisory Board
Member Angelika Gifford for Fiscal 2013/2014
For
For
4.10
Approve Discharge of Supervisory Board
Member Ingo Kronsfoth for Fiscal 2013/2014
For
For
4.11
Approve Discharge of Supervisory Board
Member Vladimir Lukin for Fiscal 2013/2014
For
For
4.12
Approve Discharge of Supervisory Board
Member Mikhail Noskov for Fiscal 2013/2014
For
For
4.13
Approve Discharge of Supervisory Board
Member Michael Poenipp for Fiscal 2013/2014
For
For
4.14
Approve Discharge of Supervisory Board
Member Carmen Riu Gueell for Fiscal
2013/2014
For
For
4.15
Approve Discharge of Supervisory Board
Member Carola Schwirn for Fiscal 2013/2014
For
For
4.16
Approve Discharge of Supervisory Board
Member Maxim G. Shemetov for Fiscal
2013/2014
For
For
4.17
Approve Discharge of Supervisory Board
Member Anette Strempel for Fiscal 2013/2014
For
For
4.18
Approve Discharge of Supervisory Board
Member Christian Strenger for Fiscal
2013/2014
For
For
4.19
Approve Discharge of Supervisory Board
Member Ortwin Strubelt for Fiscal 2013/2014
For
For
4.20
Approve Discharge of Supervisory Board
Member Vladimir Yakushev for Fiscal
2013/2014
For
For
5
Ratify PricewaterhouseCoopers as Auditors
for Fiscal 2014/2015
For
For
6
Elect Maxim G. Shemetov to the Supervisory
Board
For
For
7
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
8
Approve Affiliation Agreements with LeibnizService GmbH
For
For
Page 104 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F&C Capital and Income Investment Trust plc
Meeting Date: 02/11/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Elect Tim Scholefield as Director
For
For
4
Re-elect Steven Bates as Director
For
For
5
Re-elect John Emly as Director
For
For
6
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
7
Authorise Board to Fix Remuneration of
Auditors
For
For
8
Authorise Issue of Equity with Pre-emptive
Rights
For
For
9
Authorise Issue of Equity without Preemptive Rights
For
For
10
Authorise Market Purchase of Ordinary Shares
For
For
Mgmt Rec
Vote
Instruction
Sappi Ltd
Meeting Date: 02/11/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Proposal Text
Ordinary Resolutions
1
Accept Financial Statements and Statutory
Reports for the Year Ended September 2014
For
For
2
Elect Glen Pearce as Director
For
For
3.1
Re-elect Dr Danie Cronje as Director
For
For
3.2
Re-elect Nkateko Mageza as Director
For
For
3.3
Re-elect John McKenzie as Director
For
For
3.4
Re-elect Valli Moosa as Director
For
For
Page 105 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sappi Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.5
Re-elect Sir Anthony Rudd as Director
For
For
4.1
Re-elect Dr Len Konar as Chairman of the
Audit Committee
For
For
4.2
Re-elect Frits Beurskens as Member of the
Audit Committee
For
For
4.3
Re-elect Mike Fallon as Member of the Audit
Committee
For
For
4.4
Re-elect Peter Mageza as Member of the
Audit Committee
For
For
4.5
Re-elect Karen Osar as Member of the Audit
Committee
For
For
5
Reappoint Deloitte & Touche as Auditors of
the Company with Roy Campbell as the
Designated Registered Auditor
For
For
6.1
Place Authorised but Unissued Shares under
Control of Directors for the Purpose of The
Sappi Limited Performance Share Incentive
Trust
For
For
6.2
Authorise Any Subsidiary to Sell and to
Transfer to The Sappi Limited Share
Incentive Trust and The Sappi Limited
Performance Share Incentive Trust Such
Shares as May be Required for the Purposes
of the Schemes
For
For
7
Approve Remuneration Policy
For
For
Special Resolutions
1
Approve Non-Executive Directors' Fees
For
For
2
Approve Financial Assistance to Related or
Inter-related Companies
For
For
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Dr Avigdor Shefferman as Director
For
For
Continuation of Ordinary Resolutions
8
Authorise Board to Ratify and Execute
Approved Resolutions
BATM Advanced Communications Ltd
Meeting Date: 02/12/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Page 106 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BATM Advanced Communications Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve the Management Services Contract
with Nostredamus Technology Services Ltd
For
For
3
Approve a One-Time Bonus to Ofer Barner
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Dividend Policy to Continue to Pay
Four Quarterly Interim Dividends
For
For
4
Re-elect Christopher Casey as Director
For
For
5
Re-elect Simon Miller as Director
For
For
6
Appoint PricewaterhouseCoopers LLP as
Auditors
For
For
7
Authorise Board to Fix Remuneration of
Auditors
For
For
8
Authorise Issue of Equity with Pre-emptive
Rights
For
For
9
Authorise Issue of Equity without Preemptive Rights
For
For
10
Authorise Market Purchase of Ordinary Shares
For
For
11
Approve Tender Offer
For
Abstain
12
Approve Tender Offer
For
Abstain
Blackrock North American Income Trust plc
Meeting Date: 02/12/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
easyJet plc
Meeting Date: 02/12/2015
Country: United Kingdom
Meeting Type: Annual
Page 107 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
easyJet plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Approve Ordinary Dividend
For
For
5
Elect Dr Andreas Bierwirth as Director
For
For
6
Elect Francois Rubichon as Director
For
For
7
Re-elect John Barton as Director
For
For
8
Re-elect Charles Gurassa as Director
For
For
9
Re-elect Carolyn McCall as Director
For
For
10
Re-elect Chris Kennedy as Director
For
For
11
Re-elect Adele Anderson as Director
For
For
12
Re-elect John Browett as Director
For
For
13
Re-elect Keith Hamill as Director
For
For
14
Re-elect Andy Martin as Director
For
For
15
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
16
Authorise Board to Fix Remuneration of
Auditors
For
For
17
Authorise EU Political Donations and
Expenditure
For
For
18
Authorise Issue of Equity with Pre-emptive
Rights
For
For
19
Approve Long Term Incentive Plan
For
For
20
Approve UK Sharesave Plan
For
For
21
Approve International Sharesave Plan
For
For
22
Approve Share Incentive Plan
For
For
23
Authorise Issue of Equity without Preemptive Rights
For
For
24
Authorise Market Purchase of Ordinary Shares
For
For
25
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Page 108 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GCP Infrastructure Investments Ltd.
Meeting Date: 02/12/2015
Country: Jersey
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Approve Remuneration of Directors
For
For
5
Reelect Ian Reeves as a Director
For
For
6
Reelect Clive Spears as a Director
For
For
7
Reelect Paul de Gruchy as a Director
For
For
8
Reappoint Ernst & Young LLP as Auditors
For
For
9
Authorize Board to Fix Remuneration of
Auditors
For
For
10
Increase Authorized Share Capital
For
For
11
Authorise Issuance of Shares without Preemptive Rights Pursuant to the New Placing
Programme and by Way of Rights Issue
For
Abstain
12
Approve Share Repurchase Program
For
For
Mgmt Rec
Vote
Instruction
Infineon Technologies AG
Meeting Date: 02/12/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.18 per Share
For
Do Not
Vote
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
Do Not
Vote
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
Do Not
Vote
Page 109 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infineon Technologies AG
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
5
Ratify KPMG AG as Auditors for Fiscal
2014/2015
For
Do Not
Vote
6.1
Elect Peter Bauer to the Supervisory Board
For
Do Not
Vote
6.2
Elect Herbert Diess to the Supervisory Board
For
Do Not
Vote
6.3
Elect Hans-Ulrich Holdenried to the
Supervisory Board
For
Do Not
Vote
6.4
Elect Renate Koecher to the Supervisory
Board
For
Do Not
Vote
6.5
Elect Wolfgang Mayrhuber to the Supervisory
Board
For
Do Not
Vote
6.6
Elect Manfred Puffer to the Supervisory Board
For
Do Not
Vote
6.7
Elect Doris Schmitt-Landsiedel to the
Supervisory Board
For
Do Not
Vote
6.8
Elect Eckart Suenner to the Supervisory Board
For
Do Not
Vote
7
Approve Cancellation of Conditional Capital
2009/1
For
Do Not
Vote
8
Approve Cancellation of Authorized Capital
2010/II
For
Do Not
Vote
9
Approve Creation of EUR 676 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
Do Not
Vote
10
Amend Articles Re: Direction and Course of
Annual General Meeting
For
Do Not
Vote
11
Approve Affiliation Agreement with
Subsidiary Infineon Technologies Mantel 27
GmbH
For
Do Not
Vote
Proposal Text
Mgmt Rec
Vote
Instruction
Proposal
Number
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.18 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify KPMG AG as Auditors for Fiscal
2014/2015
For
For
Page 110 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infineon Technologies AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6.1
Elect Peter Bauer to the Supervisory Board
For
For
6.2
Elect Herbert Diess to the Supervisory Board
For
For
6.3
Elect Hans-Ulrich Holdenried to the
Supervisory Board
For
For
6.4
Elect Renate Koecher to the Supervisory
Board
For
For
6.5
Elect Wolfgang Mayrhuber to the Supervisory
Board
For
For
6.6
Elect Manfred Puffer to the Supervisory Board
For
For
6.7
Elect Doris Schmitt-Landsiedel to the
Supervisory Board
For
For
6.8
Elect Eckart Suenner to the Supervisory Board
For
For
7
Approve Cancellation of Conditional Capital
2009/1
For
For
8
Approve Cancellation of Authorized Capital
2010/II
For
For
9
Approve Creation of EUR 676 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
Against
10
Amend Articles Re: Direction and Course of
Annual General Meeting
For
For
11
Approve Affiliation Agreement with
Subsidiary Infineon Technologies Mantel 27
GmbH
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director W. Edmund Clark
For
For
1.2
Elect Director Karen E. Maidment
For
For
1.3
Elect Director Mark L. Mitchell
For
For
1.4
Elect Director Fredric J. Tomczyk
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
TD Ameritrade Holding Corporation
Meeting Date: 02/12/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 111 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TD Ameritrade Holding Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Ratify Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Elect Hugo Tudor as Director
For
For
5
Re-elect Robert Dench as Director
For
For
6
Re-elect Nigel Terrington as Director
For
For
7
Re-elect Richard Woodman as Director
For
For
8
Re-elect John Heron as Director
For
For
9
Re-elect Edward Tilly as Director
For
For
10
Re-elect Alan Fletcher as Director
For
For
11
Re-elect Peter Hartill as Director
For
For
12
Re-elect Fiona Clutterbuck as Director
For
For
13
Reappoint Deloitte LLP as Auditors
For
For
14
Authorise Board to Fix Remuneration of
Auditors
For
Against
15
Authorise Issue of Equity with Pre-emptive
Rights
For
For
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise Market Purchase of Ordinary Shares
For
For
18
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
19
Adopt New Articles of Association
For
For
20
Approve Maximum Ratio of Variable to Fixed
Remuneration
For
For
3
The Paragon Group of Companies plc
Meeting Date: 02/12/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 112 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 02/12/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Elect Directors
For
Vote
Instruction
Do Not
Vote
Varian Medical Systems, Inc.
Meeting Date: 02/12/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Timothy E. Guertin
For
For
1.2
Elect Director David J. Illingworth
For
For
1.3
Elect Director Ruediger Naumann-Etienne
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Approve Final Dividend
For
For
5
Elect Mike Evans as Director
For
For
Zoopla Property Group Plc
Meeting Date: 02/12/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 113 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zoopla Property Group Plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6
Elect Alex Chesterman as Director
For
For
7
Elect Stephen Morana as Director
For
For
8
Elect Duncan Tatton-Brown as Director
For
For
9
Elect Sherry Coutu as Director
For
For
10
Elect Robin Klein as Director
For
For
11
Elect Grenville Turner as Director
For
For
12
Elect Stephen Daintith as Director
For
For
13
Elect David Dutton as Director
For
For
14
Appoint Deloitte as Auditors
For
For
15
Authorise Board to Fix Remuneration of
Auditors
For
For
16
Authorise Issue of Equity with Pre-emptive
Rights
For
For
17
Authorise Issue of Equity without Preemptive Rights
For
For
18
Authorise Market Purchase of Ordinary Shares
For
For
19
Approve Waiver on Tender-Bid Requirement
For
Abstain
20
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
21
Authorise EU Political Donations and
Expenditure
For
For
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 02/13/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
1
Proposal
Number
Proposal Text
Mgmt Rec
Elect Company's CEO as Director
For
Proposal Text
Mgmt Rec
Page 114 of 679
Vote
Instruction
Do Not
Vote
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Proposal
Number
1
Proposal Text
Mgmt Rec
Elect Company's CEO as Director
For
Vote
Instruction
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 02/13/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Elect Company's CEO as Director
For
Do Not
Vote
Huadian Power International Corporation Ltd.
Meeting Date: 02/13/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
SPECIAL RESOULTIONS
1
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
Against
2.1
Approve Class of Shares to be Issued in
Relation to the Additional A Shares Issue
For
Against
2.2
Approve Nominal Value Per Share in Relation
to the Additional A Shares Issue
For
Against
2.3
Approve Target Subscriber and Lock-up
Period in Relation to the Additional A Shares
Issue
For
Against
2.4
Approve Method of Issuance in Relation to
the Additional A Shares Issue
For
Against
2.5
Approve Method of Subscription in Relation
to the Additional A Shares Issue
For
Against
2.6
Approve Determination Date of the Issuance
Price in Relation to the Additional A Shares
Issue
For
Against
Page 115 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huadian Power International Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.7
Approve Number of Shares to be Issued in
Relation to the Additional A Shares Issue
For
Against
2.8
Approve Listing Arrangement in Relation to
the Additional A Shares Issue
For
Against
2.9
Approve Use of Proceeds in Relation to the
Additional A Shares Issue
For
For
2.10
Approve Arrangement of Retained Profits in
Relation to the Additional A Shares Issue
For
Against
2.11
Approve Validity Period of the Resolution in
Relation to the Additional A Shares Issue
For
Against
3
Approve China Huadian A Shares
Subscription Agreement and Related
Transactions
For
Against
4
Amend Articles of Association
For
Against
ORDINARY RESOLUTIONS
5
Approve the Condtions for Non Public
Issuance of A Shares Under the
Administrative Measures for the Issuance of
Securities by Listed Companies of PRC
For
Against
6
Approve Feasibility Analysis on the Use of
Proceeds from the Additional A Shares Issue
For
For
7
Approve Report on the Previous Use of
Proceeds from the Additional A Shares Issue
For
For
Mgmt Rec
Vote
Instruction
The Spar Group Ltd
Meeting Date: 02/13/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Proposal Text
Ordinary Resolutions
1.1
Re-elect Phumla Mnganga as Director
For
For
1.2
Re-elect Chris Wells as Director
For
For
2
Reappoint Deloitte & Touche as Auditors of
the Company with Brian Botes as the
Designated Auditor
For
For
3.1
Re-elect Chris Wells as Chairman of the Audit
Committee
For
For
Page 116 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Spar Group Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.2
Re-elect Harish Mehta as Member of the
Audit Committee
For
For
3.3
Re-elect Peter Hughes as Member of the
Audit Committee
For
For
4
Place Authorised but Unissued Shares Under
Control of Directors Pursuant to the
Employee Share Trust (2004)
For
Against
5
Place Authorised but Unissued Shares Under
Control of Directors Pursuant to the
Conditional Share Plan
For
Against
Special Resolutions
1
Approve Financial Assistance to Related or
Inter-related Companies
For
For
2
Approve Non-executive Directors' Fees
For
Against
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve PricewaterhouseCoopers as Auditors
and Authorize Board to Fix Their
Remuneration
For
For
2.1
Elect Zhang Qiang as Director
For
For
2.2
Elect Song Lixin as Director
For
For
2.3
Elect Tong Xiaomeng as Director
For
For
2.4
Elect Zhang Yu as Director
For
For
Non-binding Advisory Vote
1
Approve Remuneration Policy
Alibaba Pictures Group Limited
Meeting Date: 02/16/2015
Country: Bermuda
Meeting Type: Special
Proposal
Number
CITIC Securities Co., Ltd.
Meeting Date: 02/16/2015
Country: China
Meeting Type: Special
Page 117 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Special Business
1.1
Approve Class of Shares to be Issued
Relating to the Proposed New H Share Issue
For
Against
1.2
Approve Time of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.3
Approve Method of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.4
Approve Target Places Target Relating to the
Proposed New H Share Issue
For
Against
1.5
Approve Pricing Mechanism Relating to the
Proposed New H Share Issue
For
Against
1.6
Approve Method of Subscription Relating to
the Proposed New H Share Issue
For
Against
1.7
Approve Size of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.8
Approve Accumulated Profits Relating to the
Proposed New H Share Issue
For
Against
1.9
Approve Use of Proceeds from the Proposed
New H Share Issue
For
For
1.10
Approve Validity Period of the Resolutions
Relating to the Proposed New H Share Issue
For
Against
1.11
Amend Articles of Association Relating to the
Proposed New H Share Issue
For
Against
1.12
Authorized Board to Deal with All Matters
Relating to the Proposed New H Share
For
For
For
For
Ordinary Business
2
Approve Report on the Use of Proceeds from
the Previous Fundraising Activities of the
Company
CITIC Securities Co., Ltd.
Meeting Date: 02/16/2015
Country: China
Meeting Type: Special
Page 118 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1.1
Approve Class of Shares to be Issued
Relating to the Proposed New H Share Issue
For
Against
1.2
Approve Time of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.3
Approve Method of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.4
Approve Target Places Target Relating to the
Proposed New H Share Issue
For
Against
1.5
Approve Pricing Mechanism Relating to the
Proposed New H Share Issue
For
Against
1.6
Approve Method of Subscription Relating to
the Proposed New H Share Issue
For
Against
1.7
Approve Size of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.8
Approve Accumulated Profits Relating to the
Proposed New H Share Issue
For
Against
1.9
Approve Use of Proceeds from the Proposed
New H Share Issue
For
For
1.10
Approve Validity Period of the Resolutions
Relating to the Proposed New H Share Issue
For
Against
1.11
Amend Articles of Association Relating to the
Proposed New H Share Issue
For
Against
1.12
Authorized Board to Deal with All Matters
Relating to the Proposed New H Share
For
For
Mgmt Rec
Vote
Instruction
Eurasia Drilling Company Ltd.
Meeting Date: 02/16/2015
Country: Cayman Islands
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for GDR Holders
1
Approve Merger with EDC Acquisition
Company Ltd
For
Page 119 of 679
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kuala Lumpur Kepong Bhd.
Meeting Date: 02/16/2015
Country: Malaysia
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Final Dividend
For
For
2
Elect Lee Oi Hian as Director
For
For
3
Elect Yeoh Eng Khoon as Director
For
For
4
Elect R. M. Alias as Director
For
For
5
Elect Kwok Kian Hai as Director
For
For
6
Approve Remuneration of Directors
For
For
7
Approve Auditors and Authorize Board to Fix
Their Remuneration
For
For
8
Approve Share Repurchase Program
For
For
9
Approve Implementation of Shareholders'
Mandate for Recurrent Related Party
Transactions
For
For
10
Approve Proposed Ex-Gratia Payment to
Thong Yaw Hong
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Tasneem Abdool-Samad as Director
For
For
2
Re-elect Manuela Krog as Director
For
For
3
Re-elect Thabang Motsohi as Director
For
For
4
Re-elect Trevor Munday as Director
For
For
5
Re-elect Rynhardt van Rooyen as Director
For
For
6
Re-elect Rynhardt van Rooyen as Member of
the Audit Committee
For
For
7
Elect Tasneem Abdool-Samad as Member of
the Audit Committee
For
For
Reunert Ltd
Meeting Date: 02/16/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Page 120 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Reunert Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
8
Re-elect Sarita Martin as Member of the
Audit Committee
For
For
9
Reappoint Deloitte & Touche as Auditors of
the Company with Patrick Smit as the
Individual Designated Auditor and Authorise
Their Remuneration
For
For
10
Approve Remuneration Policy
For
For
11
Approve Resolutions or Agreements of
Executive Directors and Prescribed Officers in
Contravention of Section 75 of Companies
Act but Only to the Extent that the Relevant
Resolutions or Agreements Fell Within the
Ambit of Section 75 of Companies Act
For
For
12
Approve Issue of Shares in Terms of the
Reunert 1985 Share Option Scheme, Reunert
1988 Share Purchase Scheme and the
Reunert 2006 Share Option Scheme
For
For
13
Authorise Repurchase of Up to Five Percent
of Issued Share Capital
For
For
14
Approve Remuneration of Non-executive
Directors
For
For
15
Approve Financial Assistance to Related or
Inter-related Company
For
For
16
Authorise Board to Ratify and Execute
Approved Resolutions
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve the Disposal of Ownership Interest
in PT Coca-Cola Bottling Indonesia
For
For
Coca-Cola Amatil Ltd.
Meeting Date: 02/17/2015
Country: Australia
Meeting Type: Special
Proposal
Number
1
MedicX Fund Ltd
Meeting Date: 02/17/2015
Country: United Kingdom
Meeting Type: Annual
Page 121 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MedicX Fund Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Reappoint KPMG LLP as Auditors
For
For
2
Authorise Board to Fix Remuneration of
Auditors
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Dividend Policy
For
For
5
Approve Remuneration Report
For
For
6
Re-elect Shelagh Mason as Director
For
For
7
Re-elect John Hearle as Director
For
For
8
Elect Stephen Le Page as Director
For
For
9
Re-elect David Staples as Director
For
For
10
Authorise Issue of Equity with Pre-emptive
Rights
For
For
11
Authorise Market Purchase of Ordinary Shares
For
For
12
Authorise Issue of Shares to Canaccord
Genuity Limited and Authorise Market
Purchase
For
For
13
Authorise Issue of Equity without Preemptive Rights
For
For
14
Authorise Issue of Equity without Preemptive Rights
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve New Edition of Regulations on
General Meetings
For
Against
2
Approve New Edition of Regulations on
Board of Directors
For
Against
Sistema JSFC
Meeting Date: 02/17/2015
Country: Russia
Meeting Type: Special
Proposal
Number
Page 122 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sistema JSFC
Meeting Date: 02/17/2015
Country: Russia
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for GDR Holders
1
Approve New Edition of Regulations on
General Meetings
For
Against
2
Approve New Edition of Regulations on
Board of Directors
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Chairman's Message
For
For
2
Approve Board Report on Company
Operations
For
For
3
Approve Auditors' Report on Company
Financial Statements
For
For
4
Accept Consolidated Financial Statements
and Statutory Reports
For
For
5
Approve Dividends of QAR 5.5 per share
For
For
6
Approve Discharge of Directors and Fix their
Remuneration
For
For
7
Approve Corporate Governance Report
For
For
8
Ratify Auditors and Fix Their Remuneration
For
For
9
Elect Directors (Bundled)
For
Against
Gulf International Services QSC
Meeting Date: 02/18/2015
Country: Qatar
Meeting Type: Annual
Proposal
Number
Talisman Energy Inc.
Meeting Date: 02/18/2015
Country: Canada
Meeting Type: Special
Page 123 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Talisman Energy Inc.
Proposal
Number
1
Proposal Text
Mgmt Rec
Approve Plan of Arrangement
For
Vote
Instruction
Do Not
Vote
The Valspar Corporation
Meeting Date: 02/18/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Jack J. Allen
For
For
1.2
Elect Director John S. Bode
For
For
1.3
Elect Director Jeffrey H. Curler
For
For
1.4
Elect Director Shane D. Fleming
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Approve Omnibus Stock Plan
For
Against
4
Ratify Ernst & Young LLP as Auditors
For
For
Mgmt Rec
Vote
Instruction
For
For
Adani Enterprises Ltd.
Meeting Date: 02/19/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Approve Divestment of Equity Shares Held in
Maharashtra Eastern Grid Power
Transmission Co. Ltd. to Adani Transmission
Ltd.
Page 124 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Computacenter plc
Meeting Date: 02/19/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Return of Value to Shareholders By
Way of B Share Structure and Share Capital
Consolidation
For
For
2
Autihorise Issue of Equity with Pre-emptive
Rights
For
For
3
Autihorise Issue of Equity without Preemptive Rights
For
For
4
Authorise Market Purchase of New Ordinary
Shares
For
For
Mgmt Rec
Vote
Instruction
ISRAEL CORPORATION LTD
Meeting Date: 02/19/2015
Country: Israel
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Discuss Financial Statements and the Report
of the Board for 2013
2
Reappoint Somekh Chaikin KPMG as Auditors
and Authorize Board to Fix Their
Remuneration
For
Against
3.1
Reelect Ron Moskovitz as Director Until the
End of the Next Annual General Meeting
For
For
3.2
Reelect Amnon Lion as Director Until the End
of the Next Annual General Meeting
For
For
3.3
Reelect Zeev Nahari as Director Until the End
of the Next Annual General Meeting
For
For
3.4
Reelect Zehavit Cohen as Director Until the
End of the Next Annual General Meeting
For
For
3.5
Reelect Aviad Kaufman as Director Until the
End of the Next Annual General Meeting
For
For
3.6
Reelect Eitan Raff as Director Until the End
of the Next Annual General Meeting
For
For
3.7
Reelect Dan Suesskind as Director Until the
End of the Next Annual General Meeting
For
For
Page 125 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ISRAEL CORPORATION LTD
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Reelect Michael Bricker as Director Until the
End of the Next Annual General Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Shelley G. Broader
For
For
1.2
Elect Director Jeffrey N. Edwards
For
For
1.3
Elect Director Benjamin C. Esty
For
For
1.4
Elect Director Francis S. Godbold
For
For
1.5
Elect Director Thomas A. James
For
For
1.6
Elect Director Gordon L. Johnson
For
For
1.7
Elect Director Paul C. Reilly
For
For
1.8
Elect Director Robert P. Saltzman
For
For
1.9
Elect Director Hardwick Simmons
For
For
1.10
Elect Director Susan N. Story
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Amend Board Qualifications
For
Against
4
Ratify KPMG LLP as Auditors
For
For
Mgmt Rec
Vote
Instruction
3.8
Raymond James Financial, Inc.
Meeting Date: 02/19/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Redefine Properties Ltd
Meeting Date: 02/19/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Proposal Text
Ordinary Resolutions
Page 126 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Redefine Properties Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports for the Year Ended 31 August 2014
For
For
2
Elect David Nathan as Director
For
For
3
Elect Mike Watters as Director
For
For
4
Elect Leon Kok as Director
For
For
5
Re-elect Bernard Nackan as Director
For
For
6
Re-elect Gunter Steffens as Director
For
For
7.1
Elect David Nathan as Chairman of the Audit
and Risk Committee
For
For
7.2
Re-elect Bernard Nackan as Member of the
Audit and Risk Committee
For
For
7.3
Elect Gunter Steffens as Member of the Audit
and Risk Committee
For
For
8
Reappoint Grant Thornton (Jhb) Inc as
Auditors of the Company and GM Chaitowitz
as the Individual Registered Auditor
For
For
9
Place Authorised but Unissued Shares under
Control of Directors
For
For
10
Authorise Board to Issue Shares for Cash up
to a Maximum of Five Percent of Issued
Share Capital
For
For
11
Approve Remuneration Policy
For
For
12
Authorise Directors to Issue Shares Pursuant
to a Reinvestment Option
For
For
Special Resolutions
1
Approve Non-executive Directors' Fees
For
For
2
Authorise Repurchase of Up to 20 Percent of
Issued Share Capital
For
Against
3
Approve Financial Assistance to Related and
Inter-related Parties
For
For
For
For
Continuation of Ordinary Resolutions
13
Authorise Board to Ratify and Execute
Approved Resolutions
Brewin Dolphin Holdings plc
Meeting Date: 02/20/2015
Country: United Kingdom
Meeting Type: Annual
Page 127 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Brewin Dolphin Holdings plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Re-elect Simon Miller as Director
For
For
4
Re-elect David Nicol as Director
For
For
5
Re-elect Stephen Ford as Director
For
For
6
Re-elect Andrew Westenberger as Director
For
For
7
Re-elect Angela Knight as Director
For
For
8
Re-elect Ian Dewar as Director
For
For
9
Re-elect Paul Wilson as Director
For
For
10
Elect Caroline Taylor as Director
For
For
11
Elect Kath Cates as Director
For
For
12
Reappoint Deloitte LLP as Auditors
For
For
13
Authorise Board to Fix Remuneration of
Auditors
For
For
14
Approve Final Dividend
For
For
15
Authorise Issue of Equity with Pre-emptive
Rights
For
For
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise Market Purchase of Ordinary Shares
For
For
18
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
19
Authorise EU Political Donations and
Expenditure
For
For
20
Adopt New Articles of Association
For
For
Melrose Industries plc
Meeting Date: 02/20/2015
Country: United Kingdom
Meeting Type: Special
Page 128 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Melrose Industries plc
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Return of
Capital to Shareholders
For
For
Mgmt Rec
Vote
Instruction
Metro AG
Meeting Date: 02/20/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.90 per Ordinary Share and EUR
1.13 per Preference Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify KPMG AG as Auditors for Fiscal
2014/2015
For
For
6
Elect Gwyn Burr to the Supervisory Board
For
For
7
Approve Remuneration System for
Management Board Members
For
For
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
10
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds with
Partial Exclusion of Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 127.8
Million Pool of Capital to Guarantee
Conversion Rights
For
For
Page 129 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MRV Engenharia e Participacoes SA
Meeting Date: 02/20/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
1
Change Location of Company Headquarters
For
2
Amend Articles to Reflect Changes in Capital
For
3
Amend Articles 23 and 26
For
4
Consolidate Bylaws
For
5
Elect Marco Aurelio de Vasconcelos Cancado
as Director
For
Vote
Instruction
Petkim Petrokimya Holding A.S.
Meeting Date: 02/20/2015
Country: Turkey
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Special Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Amend Company Articles
For
Do Not
Vote
3
Elect Two Directors
For
Do Not
Vote
4
Close Meeting
For
Do Not
Vote
Windstream Holdings, Inc.
Meeting Date: 02/20/2015
Country: USA
Meeting Type: Special
Page 130 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Windstream Holdings, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Reverse Stock Split
For
For
2
Amend Certificate of Incorporation of
Windstream Holdings to Eliminate Certain
Voting Provisions to Facilitate a Spin-off
without Incurring a Large Tax Liability
For
For
3
Adjourn Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 20
For
For
2.1
Elect Director Osawa, Teruhide
For
For
2.2
Elect Director Ishikawa, Norio
For
For
2.3
Elect Director Sakurai, Masatoshi
For
For
2.4
Elect Director Sonobe, Koji
For
For
2.5
Elect Director Endo, Toru
For
For
2.6
Elect Director Osawa, Nobuaki
For
For
2.7
Elect Director Hayasaka, Tetsuro
For
For
2.8
Elect Director Osawa, Jiro
For
For
2.9
Elect Director Yoshizaki, Toshitaka
For
For
2.10
Elect Director Osawa, Hideaki
For
For
2.11
Elect Director Nakagawa, Takeo
For
Against
3
Approve Annual Bonus Payment to Directors
and Statutory Auditors
For
Against
OSG Corp. (6136)
Meeting Date: 02/21/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 131 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qatar Islamic Bank SAQ
Meeting Date: 02/22/2015
Country: Qatar
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Sharia Supervisory Board Report
For
For
3
Approve Auditors' Report on Company
Financial Statements
For
For
4
Accept Consolidated Financial Statements
and Statutory Reports
For
For
5
Approve Dividends of QAR 4.25
For
For
6
Approve Discharge of Directors and Fix their
Remuneration
For
For
7
Approve Corporate Governance Report
For
For
8
Ratify Auditors and Fix Their Remuneration
For
For
JPMorgan Smaller Companies Investment Trust plc
Meeting Date: 02/23/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Bonus Issue
of Subscription Shares
For
For
Mgmt Rec
Vote
Instruction
KONE Corporation
Meeting Date: 02/23/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
1
Proposal Text
Open Meeting
Page 132 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KONE Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.1975 per Class A Share and EUR
1.20 per Class B Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 54,000 for Chairman, EUR
44,000 for Vice Chairman, and EUR 33,000
for Other Directors; Approve Attendance
Fees for Board and Committee Work
For
For
11
Fix Number of Directors at Nine
For
For
12
Reelect Matti Alahuhta, Anne Brunila, Antti
Herlin, Jussi Herlin, Ravi Kant,
JuhaniKaskeala, and Sirpa Pietikainen as
Directors; Elect Iiris Herlin and Kazunori
Matsubara as New Directors
For
Against
13
Approve Remuneration of Auditors
For
For
14
Fix Number of Auditors at Two
For
For
15
Ratify PricewaterhouseCoopers and Niina
Vilske as Auditors
For
For
16
Authorize Share Repurchase Program
For
For
17
Approve Issuance of up to 7.6 Million Class A
Shares and 44.8 Million Class B Shares
without Preemptive Rights
For
For
18
Close Meeting
Thomas Cook Group plc
Meeting Date: 02/23/2015
Country: United Kingdom
Meeting Type: Annual
Page 133 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thomas Cook Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Re-elect Dawn Airey as Director
For
For
4
Elect Annet Aris as Director
For
For
5
Re-elect Emre Berkin as Director
For
For
6
Elect Peter Fankhauser as Director
For
For
7
Re-elect Michael Healy as Director
For
For
8
Re-elect Frank Meysman as Director
For
For
9
Re-elect Carl Symon as Director
For
For
10
Re-elect Warren Tucker as Director
For
For
11
Re-elect Martine Verluyten as Director
For
For
12
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
13
Authorise Board to Fix Remuneration of
Auditors
For
For
14
Authorise EU Political Donations and
Expenditure
For
For
15
Authorise Issue of Equity with Pre-emptive
Rights
For
For
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Amend Articles Re: Election of Shareholder
Representatives
For
Jyske Bank A/S
Meeting Date: 02/24/2015
Country: Denmark
Meeting Type: Special
Proposal
Number
1
Page 134 of 679
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jyske Bank A/S
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
2
Amend Articles Re: Election of Supervisory
Board
For
Do Not
Vote
3
Amend Articles Re: Election of Chairman and
Vice-Chairman
For
Do Not
Vote
Liberty Global plc
Meeting Date: 02/24/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for Class C Shareholders
1
Adopt New Articles of Association
For
Against
2
Amend Articles of Association with Respect
to Voting on the Variation of Rights Attached
to Classes of Shares
For
Against
Mgmt Rec
Vote
Instruction
Liberty Global plc
Meeting Date: 02/24/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
This is a duplicate meeting created for
ballots received via Broadridge North
American Ballot Distribution System
General Meeting (Class A and B Shares)
1
Adopt New Articles of Association
For
Against
2
Approve Management and Allocation Policies
Relating to the Liberty Global Group and
LiLAC Group
For
Against
3
Approve Share Consolidation
For
Against
4
Amend Articles of Association with Respect
to Voting on the Variation of Rights Attached
to Classes of Shares
For
Against
Page 135 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Liberty Global plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Authorise Shares for Market Purchase
For
For
6
Approve the Director Securities Purchase
Proposal
For
Against
7
Approve Employee Savings-Related Share
Purchase Plan
For
For
Class A Meeting (Class A Shares)
8
Adopt New Articles of Association
For
Against
9
Amend Articles of Association with Respect
to Voting on the Variation of Rights Attached
to Classes of Shares
For
Against
Mobile Telecommunications Company KSC (Zain)
Meeting Date: 02/24/2015
Country: Kuwait
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Consolidated Financial Statements
and Statutory Reports
For
For
4
Approve Dividends of KWD 0.04 per share
For
For
5
Approve Allocation of Income
For
For
6
Approve Remuneration of Directors
For
For
7
Authorize Share Repurchase Program
For
For
8
Approve Related Party Transactions
For
Against
9
Approve Discharge of Directors
For
For
10
Ratify Auditors and Fix Their Remuneration
For
For
Nordson Corporation
Meeting Date: 02/24/2015
Country: USA
Meeting Type: Annual
Page 136 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordson Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Arthur L. George, Jr.
For
For
1.2
Elect Director Michael F. Hilton
For
For
1.3
Elect Director Frank M. Jaehnert
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Scheme of Arrangement
For
Cheung Kong (Holdings) Limited
Meeting Date: 02/25/2015
Country: Hong Kong
Meeting Type: Special
Proposal
Number
1
Do Not
Vote
Cheung Kong (Holdings) Limited
Meeting Date: 02/25/2015
Country: Hong Kong
Meeting Type: Court
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Court Meeting
1
Approve Scheme of Arrangement
For
Deere & Company
Meeting Date: 02/25/2015
Country: USA
Meeting Type: Annual
Page 137 of 679
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Deere & Company
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Samuel R. Allen
For
For
1b
Elect Director Crandall C. Bowles
For
For
1c
Elect Director Vance D. Coffman
For
For
1d
Elect Director Charles O. Holliday, Jr.
For
For
1e
Elect Director Dipak C. Jain
For
For
1f
Elect Director Michael O. Johanns
For
For
1g
Elect Director Clayton M. Jones
For
For
1h
Elect Director Joachim Milberg
For
For
1i
Elect Director Richard B. Myers
For
For
1j
Elect Director Gregory R. Page
For
For
1k
Elect Director Thomas H. Patrick
For
For
1l
Elect Director Sherry M. Smith
For
For
2
Provide Right to Call Special Meeting
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Omnibus Stock Plan
For
Against
5
Amend Executive Incentive Bonus Plan
For
Against
6
Ratify Deloitte & Touche LLP as Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
First Gulf Bank PJSC
Meeting Date: 02/25/2015
Country: United Arab Emirates
Meeting Type: Annual
Proposal
Number
Page 138 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
First Gulf Bank PJSC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Approve Allocation of Income and Dividends
and Issuance of Bonus Shares
For
For
5
Approve Remuneration of Directors
For
For
6
Approve Discharge of Directors
For
For
7
Approve Discharge of Auditors
For
For
8
Elect Directors (Bundled)
For
Against
9
Ratify Auditors and Fix Their Remuneration
For
For
Mgmt Rec
Vote
Instruction
Novozymes A/S
Meeting Date: 02/25/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
3
Approve Allocation of Income and Dividends
of DKK 3.00 Per Share
For
Do Not
Vote
4
Approve Remuneration of Directors in the
Amount of DKK 1.5 Million for Chairman,
DKK 1.0 Million for Vice Chairman, and DKK
500,000 for Other Members; Approve
Remuneration for Commitee Work
For
Do Not
Vote
5
Reelect Henrik Gurtler (Chairman) as Director
For
Do Not
Vote
6
Reelect Agnete Raaschou-Nielsen (Vice
Chairman) as Director
For
Do Not
Vote
7a
Reelect Lars Green as Director
For
Do Not
Vote
7b
Reelect Lena Olving as Director
For
Do Not
Vote
7c
Reelect Jorgen Buhl Rasmussen as Director
For
Do Not
Vote
7d
Reelect Mathias Uhlen as Director
For
Do Not
Vote
7e
Elect Heinz-Jurgen Bertram as New Director
For
Do Not
Vote
Page 139 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novozymes A/S
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
8
Ratify PricewaterhouseCoopers as Auditors
For
Do Not
Vote
9a
Approve DKK 13.4 Million Reduction in Share
Capital via Share Cancellation
For
Do Not
Vote
9b
Approve Creation of DKK 62.6 Million Pool of
Capital without Preemptive Rights
(Acquisitions)
For
Do Not
Vote
9c
Approve Creation of DKK 62.6 Million Pool of
Capital without Preemptive Rights (Cash)
For
Do Not
Vote
9d
Approve Issuance of Warrants to Employees;
Approve Creation of Pool of Conditional
Capital to Guarantee Conversion Rights
For
Do Not
Vote
9e
Authorize Editorial Changes to Adopted
Resolutions in Connection with Registration
with Danish Authorities
For
Do Not
Vote
10
Other Business
Petroceltic International plc
Meeting Date: 02/25/2015
Country: Ireland
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Worldview Resolutions
1
Remove Brian O'Cathain as Director
Against
Abstain
2
Appoint Maurice Dijols as a Director
Against
Abstain
3
Appoint Angelo Moskov as a Director
Against
Abstain
Company Resolutions
4
Elect Nicholas Gay as a Director
For
Abstain
5
Elect Neeve Billis as a Director
For
Abstain
The Bankers Investment Trust plc
Meeting Date: 02/25/2015
Country: United Kingdom
Meeting Type: Annual
Page 140 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Bankers Investment Trust plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Susan Inglis as Director
For
For
5
Re-elect Richard Killingbeck as Director
For
For
6
Re-elect Matthew Thorne as Director
For
For
7
Re-elect David Wild as Director
For
For
8
Elect Julian Chillingworth as Director
For
For
9
Appoint Grant Thornton UK LLP as Auditors
For
For
10
Authorise Board to Fix Remuneration of
Auditors
For
For
11
Authorise Issue of Equity with Pre-emptive
Rights
For
For
12
Authorise Issue of Equity without Preemptive Rights
For
For
13
Authorise Market Purchase of Ordinary Shares
For
For
14
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
15
Amend Articles of Association
For
For
Mgmt Rec
Vote
Instruction
Aluminum Corporation of China Ltd.
Meeting Date: 02/26/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Elect Three Directors by Cumulative Voting
1.1
Elect Ge Honglin as Director
For
For
1.2
Elect Liu Caiming as Director
For
Against
2.1
Elect Chen Lijie as Director
For
For
3
Approve Share Transfer
For
For
Page 141 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Anglo Pacific Group plc
Meeting Date: 02/26/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Capital Raising
For
Abstain
2
Approve Acquisition of the Narrabri Royalty
For
Abstain
3
Amend Articles of Association
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Re-elect Jim Grover as Director
For
For
4
Re-elect Ian Russell as Director
For
For
5
Re-elect James Long as Director
For
For
6
Re-elect Jimmy West as Director
For
Abstain
7
Re-elect Lynn Ruddick as Director
For
For
8
Reappoint Ernst & Young LLP as Auditors
For
For
9
Authorise Board to Fix Remuneration of
Auditors
For
For
10
Authorise Issue of Equity with Pre-emptive
Rights
For
For
11
Authorise Issue of Equity without Preemptive Rights
For
For
12
Authorise Market Purchase of Ordinary Shares
For
For
13
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
14
Adopt New Articles of Association
For
For
British Assets Trust plc
Meeting Date: 02/26/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 142 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
British Assets Trust plc
Meeting Date: 02/26/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve the New Investment Objective and
Policy
For
Abstain
2
Authorise Market Purchase of Ordinary
Shares Pursuant to the Tender Offer
For
Abstain
Mgmt Rec
Vote
Instruction
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Reelect Yaacov Dior as External Director for
an Additional Three Year Period
For
Do Not
Vote
1.2
Reelect Miriam Haran as External Director for
an Additional Three Year Period
For
Do Not
Vote
2.1
Elect Geoffrey E. Merszei as Director Until
the End of the Next Annual General Meeting
For
Do Not
Vote
2.2
Elect Shimon Eckhaus as Director Until the
End of the Next Annual General Meeting
For
Do Not
Vote
Goodman Fielder Ltd.
Meeting Date: 02/26/2015
Country: Australia
Meeting Type: Court
Proposal
Number
Proposal Text
Court-Ordered Meeting
1
Approve the Scheme of Arrangement
between Goodman Fielder Limited and Its
Ordinary Shareholders
ICL-Israel Chemicals Ltd.
Meeting Date: 02/26/2015
Country: Israel
Meeting Type: Special
Proposal
Number
Page 143 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICL-Israel Chemicals Ltd.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
2.3
Elect Stefan Borgas as Director Until the End
of the Next Annual General Meeting
For
Do Not
Vote
3.1
Approve Compensation of Directors,
Excluding Directors Employed by Israel
Corporation Ltd. or the Company and Aviad
Kaufman
For
Do Not
Vote
3.2
Grant Restricted Shares to Directors
Employed by Israel Corporation Ltd.,
Assignment of Grant to Israel Corporation
Ltd. if Applicable; Approve Compensation of
Aviad Kaufman, Assignment of
Compensation to Millenium Investments Elad
Ltd., if Applicable
For
Do Not
Vote
4
Approve Amendment and Renewal of
Management Services Agreement with Israel
Corporation Ltd. and/or H.L. Management
and Consulting (1986) Ltd.
For
Do Not
Vote
A
Vote FOR if you are a controlling shareholder
or have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an
explanation to your account manager
None
Do Not
Vote
Please Select Any Category Which Applies to
You as a Shareholder or as a Holder of
Power of Attorney
B1
If you are an Interest Holder as defined in
Section 1 of the Securities Law, 1968, vote
FOR. Otherwise, vote against.
None
Do Not
Vote
B2
If you are a Senior Officer as defined in
Section 37(D) of the Securities Law, 1968,
vote FOR. Otherwise, vote against.
None
Do Not
Vote
B3
If you are an Institutional Investor as defined
in Regulation 1 of the Supervision Financial
Services Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR.
Otherwise, vote against.
None
Do Not
Vote
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Reelect Yaacov Dior as External Director for
an Additional Three Year Period
For
For
1.2
Reelect Miriam Haran as External Director for
an Additional Three Year Period
For
For
2.1
Elect Geoffrey E. Merszei as Director Until
the End of the Next Annual General Meeting
For
For
Proposal
Number
Page 144 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICL-Israel Chemicals Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.2
Elect Shimon Eckhaus as Director Until the
End of the Next Annual General Meeting
For
For
2.3
Elect Stefan Borgas as Director Until the End
of the Next Annual General Meeting
For
For
3.1
Approve Compensation of Directors,
Excluding Directors Employed by Israel
Corporation Ltd. or the Company and Aviad
Kaufman
For
For
3.2
Grant Restricted Shares to Directors
Employed by Israel Corporation Ltd.,
Assignment of Grant to Israel Corporation
Ltd. if Applicable; Approve Compensation of
Aviad Kaufman, Assignment of
Compensation to Millenium Investments Elad
Ltd., if Applicable
For
For
4
Approve Amendment and Renewal of
Management Services Agreement with Israel
Corporation Ltd. and/or H.L. Management
and Consulting (1986) Ltd.
For
For
A
Vote FOR if you are a controlling shareholder
or have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an
explanation to your account manager
None
For
Please Select Any Category Which Applies to
You as a Shareholder or as a Holder of
Power of Attorney
B1
If you are an Interest Holder as defined in
Section 1 of the Securities Law, 1968, vote
FOR. Otherwise, vote against.
None
B2
If you are a Senior Officer as defined in
Section 37(D) of the Securities Law, 1968,
vote FOR. Otherwise, vote against.
None
B3
If you are an Institutional Investor as defined
in Regulation 1 of the Supervision Financial
Services Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR.
Otherwise, vote against.
None
Kewpie Corp.
Meeting Date: 02/26/2015
Country: Japan
Meeting Type: Annual
Page 145 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kewpie Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Miyake, Minesaburo
For
For
1.2
Elect Director Nakashima, Amane
For
For
1.3
Elect Director Katsuyama, Tadaaki
For
For
1.4
Elect Director Wada, Yoshiaki
For
For
1.5
Elect Director Furutachi, Masafumi
For
For
1.6
Elect Director Hyodo, Toru
For
For
1.7
Elect Director Takemura, Shigeki
For
For
1.8
Elect Director Inoue, Nobuo
For
For
1.9
Elect Director Goto, Nobutaka
For
For
1.10
Elect Director Chonan, Osamu
For
For
1.11
Elect Director Saito, Kengo
For
For
1.12
Elect Director Sakai, Ichiro
For
For
1.13
Elect Director Uchida, Kazunari
For
For
2.1
Appoint Statutory Auditor Fuse, Haruo
For
For
2.2
Appoint Statutory Auditor Takeishi, Emiko
For
For
3
Approve Annual Bonus Payment to Directors
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Avraham Zeldman as Director Until the
End of the Next Annual General Meeting
For
For
Mizrahi Tefahot Bank Ltd.
Meeting Date: 02/26/2015
Country: Israel
Meeting Type: Special
Proposal
Number
1
Osram Licht AG
Meeting Date: 02/26/2015
Country: Germany
Meeting Type: Annual
Page 146 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Osram Licht AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.90 per Share
For
Do Not
Vote
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
Do Not
Vote
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
Do Not
Vote
5
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2014/2015
For
Do Not
Vote
6
Elect Werner Brandt to the Supervisory Board
For
Do Not
Vote
7
Approve Remuneration System for
Management Board Members
For
Do Not
Vote
8
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
Do Not
Vote
9
Approve Affiliation Agreement with
Subsidiary OSRAM Beteiligungen GmbH
For
Do Not
Vote
Proposal Text
Mgmt Rec
Vote
Instruction
Proposal
Number
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.90 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2014/2015
For
For
6
Elect Werner Brandt to the Supervisory Board
For
For
7
Approve Remuneration System for
Management Board Members
For
Against
8
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
9
Approve Affiliation Agreement with
Subsidiary OSRAM Beteiligungen GmbH
For
For
Page 147 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberforth Smaller Companies Trust plc
Meeting Date: 02/27/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Paul Trickett as Director
For
For
5
Re-elect David Jeffcoat as Director
For
For
6
Re-elect Richard Rae as Director
For
For
7
Re-elect Julia Le Blan as Director
For
For
8
Re-elect Paula Hay-Plumb as Director
For
For
9
Reappoint Deloitte LLP as Auditors
For
For
10
Authorise Board to Fix Remuneration of
Auditors
For
For
11
Authorise Market Purchase of Ordinary Shares
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect RV Dubs as Director
For
For
2
Approve the Grant of Up to 409,556
Performance Share Rights to JR Odell, Chief
Executive Officer and Managing Director of
the Company
For
For
3
Approve the Remuneration Report
For
For
Aristocrat Leisure Ltd.
Meeting Date: 02/27/2015
Country: Australia
Meeting Type: Annual
Proposal
Number
Page 148 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infosys Ltd.
Meeting Date: 02/27/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Postal Ballot
1
Elect J.S. Lehman as Independent Director
For
For
2
Elect J.W. Etchemendy as Independent
Director
For
For
Mgmt Rec
Vote
Instruction
Infosys Ltd.
Meeting Date: 02/27/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Elect J.S. Lehman as Independent Director
For
For
2
Elect J.W. Etchemendy as Independent
Director
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Son Tae-Gyu as Outside Director
For
For
3.2
Elect Choi Gyung-Won as Outside Director
For
For
4
Elect Son Tae-Gyu as Member of Audit
Committee
For
For
KT&G Corp.
Meeting Date: 02/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 149 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KT&G Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
6
Approve Terms of Retirement Pay
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Discharge of Board and Senior
Management
For
For
3
Approve Allocation of Income and Dividends
of CHF 2.60 per Share
For
For
4
Approve CHF 14.6 Million Reduction in Share
Capital via Cancellation of Repurchased
Shares
For
For
5
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed Companies
For
For
6.1
Approve Maximum Remuneration of Board of
Directors in the Amount of CHF 7.7 Million
For
For
6.2
Approve Maximum Remuneration of
Executive Committee in the Amount of CHF
84 Million
For
For
6.3
Approve Remuneration Report
For
For
7.1
Reelect Joerg Reinhardt as Director and
Board Chairman
For
For
7.2
Reelect Dimitri Azar as Director
For
For
7.3
Reelect Verena Briner as Director
For
For
7.4
Reelect Srikant Datar as Director
For
For
7.5
Reelect Ann Fudge as Director
For
For
7.6
Reelect Pierre Landolt as Director
For
For
7.7
Reelect Andreas von Planta as Director
For
For
7.8
Reelect Charles Sawyers as Director
For
For
7.9
Reelect Enrico Vanni as Director
For
For
Novartis AG
Meeting Date: 02/27/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Page 150 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7.10
Reelect William Winters as Director
For
For
7.11
Elect Nancy Andrews as Director
For
For
8.1
Appoint Srikant Datar as Member of the
Compensation Committee
For
For
8.2
Appoint Ann Fudge as Member of the
Compensation Committee
For
For
8.3
Appoint Enrico Vanni as Member of the
Compensation Committee
For
For
8.4
Appoint William Winters as Member of the
Compensation Committee
For
For
9
Ratify PricewaterhouseCoopers AG as
Auditors
For
For
10
Designate Peter Zahn as Independent Proxy
For
For
11
Transact Other Business (Voting)
For
Against
Mgmt Rec
Vote
Instruction
PARMALAT S.p.A.
Meeting Date: 02/27/2015
Country: Italy
Meeting Type: Special
Proposal
Number
Proposal Text
Extraordinary Business
1
Acknowledge Subscription-Period End of
Capital Increase without Preemptive Rights
as of March 1, 2015
For
For
2
Extend Subscription-Period End of Capital
Increase without Preemptive Rights to March
1, 2020
For
For
3
Amend Articles to Reflect Changes in Capital
For
For
4
Set 12-Months Subscription Period of Capital
Increase without Preemptive Rights for
Creditors
For
For
5
Authorize Board to Ratify and Execute
Approval Resolutions
For
For
6
Authorize Board to Approve a Warrants
Regulation Relative to Capital Increase
without Preemptive Rights
For
For
Page 151 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bank Danamon Indonesia Tbk
Meeting Date: 02/27/2015
Country: Indonesia
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Amend Articles of the Association
For
For
2
Elect Directors
For
Abstain
Mgmt Rec
Vote
Instruction
For
For
Mgmt Rec
Vote
Instruction
Tata Motors Ltd.
Meeting Date: 02/27/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Rights Issue of Ordinary and 'A'
Ordinary Shares
Weichai Power Co., Ltd.
Meeting Date: 02/27/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
ORDINARY BUSINESS
1
Approve Supplemental Agreement to the
Weichai Westport Supply Agreement and the
Relevant New Caps
For
For
2
Approve Supplemental Agreement to the
Weichai Westport Purchase Agreement and
the Relevant New Caps
For
For
3
Approve Supplemental Agreement to the
Weichai Westport Logistics Agreement and
the Relevant New Caps
For
For
Page 152 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Weichai Power Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Supplemental Agreement to the
Weichai Westport Leasing Agreement and
the Relevant New Caps
For
For
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Consolidated Financial Statements
and Statutory Reports
For
For
4
Ratify Auditors and Fix Their Remuneration
For
For
5
Approve Dividends of AED 0.25 per share
For
For
6
Approve Discharge of Directors and Auditors
For
For
7
Approve Remuneration of Directors
For
For
8
Elect Directors (Bundled)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Chairman's Message
For
For
2
Approve Board Report on Company
Operations
For
For
4
SPECIAL BUSINESS
1
Amend Articles of Association
Union National Bank PJSC
Meeting Date: 02/28/2015
Country: United Arab Emirates
Meeting Type: Annual
Proposal
Number
Industries Qatar QSC
Meeting Date: 03/01/2015
Country: Qatar
Meeting Type: Annual
Proposal
Number
Page 153 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industries Qatar QSC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Auditors' Report on Company
Financial Statements
For
For
4
Accept Consolidated Financial Statements
For
For
5
Approve Dividends of QAR 7.00 per Share
For
For
6
Approve Discharge of Directors, and Approve
Their Remuneration
For
For
7
Approve Corporate Governance Report
For
For
8
Ratify Auditors and Fix Their Remuneration
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Return of
Capital to Shareholders
For
For
Mgmt Rec
Vote
Instruction
Dunelm Group plc
Meeting Date: 03/02/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Masraf Al Rayan QSC
Meeting Date: 03/02/2015
Country: Qatar
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Board Report on Company
Operations
For
For
2
Approve Shariah Supervisory Board Report
For
For
3
Approve Auditors' Report on Company
Financial Statements
For
For
4
Accept Financial Statements
For
For
5
Approve Dividends of QAR 1.75 Per Share
For
For
Page 154 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Masraf Al Rayan QSC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6
Approve Discharge of President and Members
of Board of Directors and Fix Their
Remuneration
For
Against
7
Approve Corporate Governance Report
For
For
8
Ratify Auditors and Fix Their Remuneration
For
For
Extraordinary Business
1
Amend Memorandum of Association
For
For
2.A
Amend Corporate Purpose and Amend Article
4 of Bylaws Consequently
For
For
2.B
Amend Article 23 of Bylaws Re: Board
Composition
For
For
3
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Mgmt Rec
Vote
Instruction
TMK OAO
Meeting Date: 03/02/2015
Country: Russia
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR/GDR Holders
1
Approve Related-Party Transaction(s) Re:
Supply Contract(s) with OJSC Sinarsky Pipe
Plant
For
For
2
Approve Related-Party Transaction(s) Re:
Supply Contract(s) with PJSC Seversky Tube
Works
For
For
3
Approve Related-Party Transaction(s) Re:
Supply Contract(s) with OJSC Taganrog
Metallurgical Works
For
For
4
Approve Related-Party Transaction(s) Re:
Supply Contract(s) with OJSC Volzhsk Pipe
Plant
For
For
5
Approve Related-Party Transaction Re:
Guarantee Agreement with Bank VTB
For
Abstain
Page 155 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Abu Dhabi Commercial Bank PJSC
Meeting Date: 03/03/2015
Country: United Arab Emirates
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Consolidated Financial Statements
and Statutory Reports
For
For
4
Approve Dividends
For
For
5
Approve Discharge of Directors and Auditors
For
For
6
Approve Remuneration of Directors
For
For
7
Ratify Auditors and Fix Their Remuneration
For
For
8.1
Relect Sultan Suroor Aldhahiri as Director
For
For
8.2
Relect Abdulla Khalil Al Mutawa as Director
For
For
8.3
Relect Khalid Haji Khoori as Director
For
For
8.4
Relect Khalid Abdallah Khalifa Deemas
AlSuwaid as Director
For
For
8.5
Elect Shaheen Mohamed Abdul Aziz Rubaya
Almheiri as Director
For
Do Not
Vote
Banco Santander Brasil SA
Meeting Date: 03/03/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Elect Director as Board Chairman
For
Do Not
Vote
2
Ratify Board of Directors
For
Do Not
Vote
Page 156 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 03/03/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
1
Approve Continuing Connected Transaction
with COSCO Pacific Limited
For
For
2
Approve Registration and Issue of RMB
Perpetual Medium Term Note
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Authorise Issue of Equity without Preemptive Rights Pursuant to the Capital
Raising
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Jonathan Christodoro
For
For
1.2
Elect Director Sally W. Crawford
For
For
1.3
Elect Director Scott T. Garrett
For
For
1.4
Elect Director David R. LaVance, Jr.
For
For
1.5
Elect Director Nancy L. Leaming
For
For
1.6
Elect Director Lawrence M. Levy
For
For
First Derivatives plc
Meeting Date: 03/03/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Hologic, Inc.
Meeting Date: 03/03/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 157 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hologic, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.7
Elect Director Stephen P. MacMillan
For
For
1.8
Elect Director Samuel Merksamer
For
For
1.9
Elect Director Christiana Stamoulis
For
For
1.10
Elect Director Elaine S. Ullian
For
For
1.11
Elect Director Wayne Wilson
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Ernst & Young LLP as Auditors
For
For
4
Submit Severance Agreement (Change-inControl) to Shareholder Vote
Against
For
5
Submit Shareholder Rights Plan (Poison Pill)
to Shareholder Vote
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Elect Vagn Sorensen as Director
For
For
5
Elect John Barton as Director
For
For
6
Elect Kate Swann as Director
For
For
7
Elect Jonathan Davies as Director
For
For
8
Elect Ian Dyson as Director
For
For
9
Elect Denis Hennequin as Director
For
For
10
Elect Per Franzen as Director
For
For
11
Appoint KPMG LLP as Auditors
For
For
12
Authorise Board to Fix Remuneration of
Auditors
For
For
SSP Group PLC
Meeting Date: 03/03/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 158 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SSP Group PLC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
13
Authorise EU Political Donations and
Expenditure
For
For
14
Authorise Issue of Equity with Pre-emptive
Rights
For
For
15
Authorise Issue of Equity without Preemptive Rights
For
For
16
Authorise Market Purchase of Ordinary Shares
For
For
17
Authorise Off-Market Purchase of Deferred
Shares
For
For
18
Approve Waiver on Tender-Bid Requirement
19
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Pierre R. Brondeau
For
For
1b
Elect Director Juergen W. Gromer
For
For
1c
Elect Director William A. Jeffrey
For
For
1d
Elect Director Thomas J. Lynch
For
For
1e
Elect Director Yong Nam
For
For
Tata Motors Ltd.
Meeting Date: 03/03/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Approve Rights Issue of Ordinary and 'A'
Ordinary Shares
TE Connectivity Ltd.
Meeting Date: 03/03/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Page 159 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TE Connectivity Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1f
Elect Director Daniel J. Phelan
For
For
1g
Elect Director Lawrence S. Smith
For
For
1h
Elect Director Paula A. Sneed
For
For
1i
Elect Director David P. Steiner
For
For
1j
Elect Director John C. Van Scoter
For
For
1k
Elect Director Laura H. Wright
For
For
2
Elect Board Chairman Thomas J. Lynch
For
For
3a
Elect Daniel J. Phelan as Member of
Management Development & Compensation
Committee
For
For
3b
Elect Paula A. Sneed as Member of
Management Development & Compensation
Committee
For
For
3c
Elect David P. Steiner as Member of
Management Development & Compensation
Committee
For
For
3d
Elect John C. Van Scoter as Member of
Management Development & Compensation
Committee
For
For
4
Designate Jvo Grundler as Independent Proxy
For
For
5.1
Accept Annual Report for Fiscal Year Ended
September 26, 2014
For
For
5.2
Accept Statutory Financial Statements for
Fiscal Year Ended September 26, 2014
For
For
5.3
Approve Consolidated Financial Statements
for Fiscal Year Ended September 26, 2014
For
For
6
Approve Discharge of Board and Senior
Management
For
For
7.1
Ratify Deloitte & Touche LLP as Independent
Registered Public Accounting Firm for Fiscal
Year Ending September 25, 2015
For
For
7.2
Ratify Deloitte AG as Swiss Registered
Auditors
For
For
7.3
Ratify PricewaterhouseCoopers AG as Special
Auditors
For
For
8
Amend Articles of Association Re:
Implementation of Requirements Under the
Swiss Ordinance Regarding Elections and
Certain Other Matters
For
For
9
Amend Articles of Association Re:
Implementation of the New Legal
Requirements
For
For
Page 160 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TE Connectivity Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
10
Amend Articles of Association Re: Vote
Standard for Shareholder Resolutions and
Elections
For
For
11
Amend Articles of Association Re: Applicable
Vote Standard for Contested Election of
Directors, Chairperson of the Board of
Directors or Members of the Compensation
Committee
For
For
12
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
13
Approve the Increase in Maximum Aggregate
Remuneration of Executive Management
For
For
14
Approve the Increase in Maximum Aggregate
Remuneration of Board of Directors
For
For
15
Approve Allocation of Available Earnings for
Fiscal Year 2014
For
For
16
Approve Declaration of Dividend
For
For
17
Renew Authorized Capital
For
Against
18
Approve Reduction of Share Capital
For
For
19
Adjourn Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Re-elect Donald Brydon as Director
For
For
4
Re-elect Neil Berkett as Director
For
For
5
Re-elect Drummond Hall as Director
For
For
6
Re-elect Steve Hare as Director
For
For
7
Re-elect Jonathan Howell as Director
For
For
8
Elect Stephen Kelly as Director
For
For
The Sage Group plc
Meeting Date: 03/03/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 161 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Sage Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9
Elect Inna Kuznetsova as Director
For
For
10
Re-elect Ruth Markland as Director
For
For
11
Appoint Ernst & Young LLP as Auditors
For
For
12
Authorise Board to Fix Remuneration of
Auditors
For
For
13
Approve Remuneration Report
For
For
14
Authorise Issue of Equity with Pre-emptive
Rights
For
For
15
Authorise Issue of Equity without Preemptive Rights
For
For
16
Authorise Market Purchase of Ordinary Shares
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
18
Approve Performance Share Plan
For
For
Mgmt Rec
Vote
Instruction
Corporacion Financiera Colombiana SA
Meeting Date: 03/04/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for Holders of Ordinary Shares and
Preferential Shares without Voting Rights
1
Verify Quorum
2
Approve Meeting Agenda
For
For
3
Elect Meeting Approval Committee
For
For
4
Accept Board of Directors and Chairman's
Report
For
For
5
Approve Individual and Consolidated
Financial Statements
For
For
6
Accept Auditor's Report
For
For
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income
For
For
9
Amend Article 5 of Bylaws
For
Against
Page 162 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Corporacion Financiera Colombiana SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
10
Accept Report on Internal Control System
and on Activities of Audit Committee
For
For
11
Elect Directors and Approve Their
Remuneration
For
Against
12
Approve Auditors and Authorize Board to Fix
Their Remuneration
For
For
13
Other Business
For
Against
Mgmt Rec
Vote
Instruction
Doha Bank QSC
Meeting Date: 03/04/2015
Country: Qatar
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Board Report on Company
Operations
For
For
2
Approve Corporate Governance Report
For
For
3
Approve Auditors' Report on Company
Financial Statements
For
For
4
Approve Allocation of Income and Dividends
of QAR 4.00 per Share
For
For
5
Approve Discharge of Directors and Fix Their
Remuneration
For
Against
6
Authorize Issuance of Bonds
For
For
7
Approve Related Party Transactions
For
Against
8
Ratify Auditors and Fix Their Remuneration
For
For
Extraordinary Business
1
Approve Increase in Limit on Foreign
Shareholdings
For
For
2
Authorize Issuance of Bonds/Debentures
For
For
Emirates NBD PJSC
Meeting Date: 03/04/2015
Country: United Arab Emirates
Meeting Type: Annual
Page 163 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Emirates NBD PJSC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Consolidated Financial Statements
and Statutory Reports
For
For
4
Approve Dividends of AED 0.35 per share
For
For
5
Approve the Company's Staff Compensation
For
For
6
Approve Remuneration of Directors
For
For
7
Approve Discharge of Directors and Auditors
For
For
8
Ratify Auditors and Fix Their Remuneration
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director William L. Armstrong
For
For
1b
Elect Director Randy A. Foutch
For
For
1c
Elect Director Hans Helmerich
For
For
1d
Elect Director John W. Lindsay
For
For
1e
Elect Director Paula Marshall
For
For
1f
Elect Director Thomas A. Petrie
For
For
1g
Elect Director Donald F. Robillard, Jr.
For
For
1h
Elect Director Francis Rooney
For
For
1i
Elect Director Edward B. Rust, Jr.
For
For
1j
Elect Director John D. Zeglis
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Helmerich & Payne, Inc.
Meeting Date: 03/04/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 164 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tyco International public limited company
Meeting Date: 03/04/2015
Country: Ireland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Edward D. Breen
For
For
1b
Elect Director Herman E. Bulls
For
For
1c
Elect Director Michael E. Daniels
For
For
1d
Elect Director Frank M. Drendel
For
For
1e
Elect Director Brian Duperreault
For
For
1f
Elect Director Rajiv L. Gupta
For
For
1g
Elect Director George R. Oliver
For
For
1h
Elect Director Brendan R. O'Neill
For
For
1i
Elect Director Jurgen Tinggren
For
For
1j
Elect Director Sandra S. Wijnberg
For
For
1k
Elect Director R. David Yost
For
For
2a
Ratify Deloitte & Touche LLP as Auditors
For
For
2b
Authorize Board to Fix Remuneration of
Auditors
For
For
3
Authorize Share Repurchase Program
For
For
4
Determine Price Range for Reissuance of
Treasury Shares
For
For
5
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Ornella Barra
For
For
1.2
Elect Director Steven H. Collis
For
For
AmerisourceBergen Corporation
Meeting Date: 03/05/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 165 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AmerisourceBergen Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.3
Elect Director Douglas R. Conant
For
For
1.4
Elect Director Richard W. Gochnauer
For
For
1.5
Elect Director Richard C. Gozon
For
For
1.6
Elect Director Lon R. Greenberg
For
For
1.7
Elect Director Jane E. Henney
For
For
1.8
Elect Director Kathleen W. Hyle
For
For
1.9
Elect Director Michael J. Long
For
For
1.10
Elect Director Henry W. McGee
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Provide Right to Act by Written Consent
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Acquisition
For
Abstain
2
Adjourn Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
Hudson Pacific Properties, Inc.
Meeting Date: 03/05/2015
Country: USA
Meeting Type: Special
Proposal
Number
JPMorgan Russian Securities plc
Meeting Date: 03/05/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 166 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Russian Securities plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Remuneration Report
For
For
4
Approve Final Dividend
For
For
5
Re-elect Lysander Tennant as Director
For
For
6
Re-elect Alexander Easton as Director
For
For
7
Re-elect Robert Jeens as Director
For
For
8
Re-elect George Nianias as Director
For
For
9
Re-elect Gillian Nott as Director
For
For
10
Reappoint Ernst & Young LLP as Auditors and
Authorise Their Remuneration
For
For
11
Authorise Issue of Equity with Pre-emptive
Rights
For
For
12
Authorise Issue of Equity without Preemptive Rights
For
For
13
Authorise Market Purchase of Ordinary Shares
For
For
Mgmt Rec
Vote
Instruction
TDC A/S
Meeting Date: 03/05/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
3
Approve Discharge of Management and Board
For
Do Not
Vote
4
Approve Allocation of Income and Dividends
For
Do Not
Vote
5a
Reelect Vagn Sørensen as Director
For
Do Not
Vote
5b
Reelect Pierre Danon as Director
For
Do Not
Vote
5c
Reelect Stine Bosse as Director
For
Do Not
Vote
5d
Reelect Angus Porter as Director
For
Do Not
Vote
Page 167 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TDC A/S
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
5e
Reelect Søren Sørensen as Director
For
Do Not
Vote
5f
Reelect Pieter Knook as Director
For
Do Not
Vote
5g
Elect Benoit Scheen as New Director
For
Do Not
Vote
6
Ratify PricewaterhouseCoopers as Auditors
For
Do Not
Vote
7a
Authorize Share Repurchase Program
For
Do Not
Vote
7b
Approve Remuneration of Directors
For
Do Not
Vote
7c
Amend Articles Re: Board-Related
For
Do Not
Vote
8
Other Business
TransDigm Group Incorporated
Meeting Date: 03/05/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director William Dries
For
For
1.2
Elect Director W. Nicholas Howley
For
For
1.3
Elect Director Raymond Laubenthal
For
For
1.4
Elect Director Robert Small
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Ernst & Young LLP as Auditors
For
For
Wartsila Oyj
Meeting Date: 03/05/2015
Country: Finland
Meeting Type: Annual
Page 168 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wartsila Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.15 Per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 132,000 for Chairman, EUR
99,000 for Vice Chairman, and EUR 66,000
for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
For
For
11
Fix Number of Directors at Eight
For
For
12
Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh,
Sune Carlsson, Mikael Lilius, Risto Murto,
Gunilla Nordstrom, and Markus Rauramo as
Directors; Elect Tom Johnstone as New
Director
For
For
13
Approve Remuneration of Auditors
For
For
14
Ratify KPMG as Auditors
For
For
15a
Authorize Share Repurchase Program
For
For
15b
Authorize Reissuance of Repurchased Shares
For
For
16
Close Meeting
LG Uplus Corp.
Meeting Date: 03/06/2015
Country: South Korea
Meeting Type: Annual
Page 169 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Uplus Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One NINED and Two Outside Directors
(Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Mgmt Rec
Vote
Instruction
Petkim Petrokimya Holding A.S.
Meeting Date: 03/06/2015
Country: Turkey
Meeting Type: Special
Proposal
Number
Proposal Text
Special Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Amend Company Articles
For
Do Not
Vote
3
Close Meeting
For
Do Not
Vote
PetSmart, Inc.
Meeting Date: 03/06/2015
Country: USA
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
Abstain
2
Advisory Vote on Golden Parachutes
For
Against
3
Adjourn Meeting
For
For
Page 170 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wm Morrison Supermarkets plc
Meeting Date: 03/06/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Confirm the Payment of the Dividends;
Authorise Off-Market Purchase; and
Authorise the Directors to Enter into a Deed
of Release
None
For
Mgmt Rec
Vote
Instruction
Axis Bank Ltd.
Meeting Date: 03/07/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Elect V.R. Kaundinya as Independent Director
For
For
2
Elect P.R. Menon as Independent Director
For
For
3
Elect S.K. Barua as Independent Director
For
For
4
Elect S. Mittal as Independent Director
For
For
5
Elect I. Vittal as Independent Director
For
For
6
Elect R. Bhagat as Independent Director
For
For
7
Approve Issuance of Long Term Bonds/NonConvertible Debentures
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Shares on a Preferential
Basis to Investors
For
For
Bank Of India Ltd
Meeting Date: 03/07/2015
Country: India
Meeting Type: Special
Proposal
Number
1
Page 171 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HCL Technologies Ltd.
Meeting Date: 03/07/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Postal Ballot
1
Increase Authorized Share Capital and
Amend Memorandum of Association to
Reflect Increase in Authorized Share Capital
For
For
2
Approve Bonus Issue
For
For
Mgmt Rec
Vote
Instruction
National Bank of Kuwait
Meeting Date: 03/07/2015
Country: Kuwait
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Approve Special Report on the Penalties the
Bank was Subject to for FY 2014
For
For
4
Accept Consolidated Financial Statements
and Statutory Reports
For
For
5
Approve Discontinuing the Deduction for the
Account of the Statutory Reserve
For
For
6
Approve Allocation of Income, Dividends,
and Bonus Shares
For
For
7
Authorize Share Repurchase Program
For
For
8
Authorize Issuance of Bonds
For
For
9
Approve Related Party Transactions
For
For
10
Approve Related Party Transactions with
Board Members
For
For
11
Approve Discharge of Directors and Absence
of Remuneration
For
For
12
Ratify Auditors and Fix Their Remuneration
For
For
Page 172 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Bank of Kuwait
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Extraordinary Business
1
Authorize Capitalization of Reserves for
Bonus Issue
For
For
2
Amend Article 5 to Reflect Changes in Capital
For
For
Mgmt Rec
Vote
Instruction
China CNR Corporation Ltd
Meeting Date: 03/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
1
Approve Confirmation of the Satisfaction of
the Conditions for Material Assets
Reorganization Pursuant to the Company
Law of the PRC, Securities Law of the PRC
and Administrative Measures for the Material
Asset Reorganisation of Listed Companies
For
Abstain
2.1
Approve Parties to the Merger in Relation to
the Merger Proposal Between the Company
and CSR Corporation Ltd.
For
Abstain
2.2
Approve Method of the Merger in Relation to
the Merger Proposal Between the Company
and CSR Corporation Ltd.
For
Abstain
2.3
Approve Name of the Post-Merger New
Company in Relation to the Merger Proposal
Between the Company and CSR Corporation
Ltd.
For
Abstain
2.4
Approve Share Exchange Targets in Relation
to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.5
Approve Class and Par Value of the Shares to
be Issued Upon Share Exchange in Relation
to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.6
Approve Exchange Ratio and Exchange Price
in Relation to the Merger Proposal Between
the Company and CSR Corporation Ltd.
For
Abstain
2.7
Approve Protection Mechanism for CNR
Dissenting Shareholders in Relation to the
Merger Proposal Between the Company and
CSR Corporation Ltd.
For
Abstain
Page 173 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CNR Corporation Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.8
Approve Protection Mechanism for CSR
Dissenting Shareholders in Relation to the
Merger Proposal Between the Company and
CSR Corporation Ltd.
For
Abstain
2.9
Approve Arrangements for Share Option
Schemes in Relation to the Merger Proposal
Between the Company and CSR Corporation
Ltd.
For
Abstain
2.10
Approve Arrangements for Employees in
Relation to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.11
Approve Assets Arrangement and Issue of
Shares in Relation to the Merger Proposal
Between the Company and CSR Corporation
Ltd.
For
Abstain
2.12
Approve Listing Arrangement of the New
Shares to be Issued Under the Merger in
Relation to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.13
Approve Liabilities for Breach of Merger
Agreement in Relation to the Merger
Proposal Between the Company and CSR
Corporation Ltd.
For
Abstain
2.14
Approve Merger Agreement Becoming
Effective in Relation to the Merger Proposal
Between the Company and CSR Corporation
Ltd.
For
Abstain
2.15
Approve Implementation of the Merger in
Relation to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.16
Approve Effective Period of the Resolution in
Relation to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
3
Approve Terms and Conditions and the
Implementation of Transactions in Relation
to the Merger Agreement
For
Abstain
4
Approve Draft Report and Summary for the
Merger of CSR Corporation Ltd. and the
Company
For
Abstain
5
Authorize Board to Deal with Matters
Relating to the Merger Agreement
For
For
6
Approve Arrangements for Profit Distribution
For
Abstain
7
Approve Termination of Share Option
Scheme Conditional Upon Completion of
Merger Agreement
For
Abstain
Page 174 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CNR Corporation Ltd
Meeting Date: 03/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1
Approve Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2
Approve Termination of Share Option
Scheme Conditional Upon the Completion of
the Merger Agreement
For
Abstain
3
Approve Voluntary Withdrawal of Listing of
the Company's H Shares from Hong Kong
Stock Exchange Upon Satisfaction of the
Implementation Conditions of the Merger
Agreement
For
Abstain
Mgmt Rec
Vote
Instruction
CSR Corporation Ltd.
Meeting Date: 03/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
1
Approve Satisfaction of Conditions for
Material Assets Reorganization Pursuant to
the Company Law of the PRC, Securities Law
of the PRC and Administrative Measures for
the Material Asset Reorganisation of Listed
Companies
For
Abstain
2.1
Approve Parties to the Merger in Relation to
the Merger Proposal Between the Company
and China CNR Corporation Limited
For
Abstain
2.2
Approve Method of the Merger in Relation to
the Merger Proposal Between the Company
and China CNR Corporation Limited
For
Abstain
2.3
Approve Name of the Post-Merger New
Company in Relation to the Merger Proposal
Between the Company and China CNR
Corporation Limited
For
Abstain
2.4
Approve Share Exchange Targets in Relation
to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
Page 175 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.5
Approve Class and Par Value of the Shares to
be Issued Upon Share Exchange in Relation
to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.6
Approve Exchange Ratio and Exchange Price
in Relation to the Merger Proposal Between
the Company and China CNR Corporation
Limited
For
Abstain
2.7
Approve Protection Mechanism for
Company's Dissenting Shareholders in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.8
Approve Protection Mechanism for China
CNR Corporation Limited Dissenting
Shareholders in Relation to the Merger
Proposal Between the Company and China
CNR Corporation Limited
For
Abstain
2.9
Approve Arrangements for Share Option
Schemes in Relation to the Merger Proposal
Between the Company and China CNR
Corporation Limited
For
Abstain
2.10
Approve Arrangements for Employees in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.11
Approve Assets Arrangement and Issue of
Shares in Relation to the Merger Proposal
Between the Company and China CNR
Corporation Limited
For
Abstain
2.12
Approve Listing Arrangement of the New
Shares to be Issued Under the Merger in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.13
Approve Liabilities for Breach of Merger
Agreement in Relation to the Merger
Proposal Between the Company and China
CNR Corporation Limited
For
Abstain
2.14
Approve Merger Agreement Becoming
Effective in Relation to the Merger Proposal
Between the Company and China CNR
Corporation Limited
For
Abstain
2.15
Approve Implementation of the Merger in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.16
Approve Effective Period of the Resolution in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
3
Approve Terms and Conditions and the
Implementation of Transactions in Relation
to the Merger Agreement
For
Abstain
Page 176 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Approve Draft Report and Summary for the
Merger of China CNR Corporation Limited
and the Company
For
Abstain
5
Approve Grant of Special Mandate to Issue H
Shares and A Shares Pursuant to the Merger
Agreement
For
Abstain
6
Authorize Board to Ratify and Execute
Approved Resolutions in Relation to Merger
Agreement
For
Abstain
7
Approve Arrangement of Distribution of
Accumulated Profits and Dividends
For
Abstain
8
Approve Termination of Share Option
Scheme Conditional Upon Completion of
Merger Agreement
For
Abstain
9
Approve Whitewash Waiver
For
Abstain
Mgmt Rec
Vote
Instruction
CSR Corporation Ltd.
Meeting Date: 03/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
CLASS MEETING FOR HOLDERS OF H SHARES
1
Approve Merger Proposal Between the
Company and China CNR Corporation Limited
Through Share Exchange
For
Abstain
2
Approve Issuance of H Shares and A Shares
Pursuant to the Merger Agreement
For
Abstain
3
Approve Termination of Share Option
Scheme Conditional Upon the Completion of
the Merger Agreement
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
Proposal
Number
CLASS MEETING FOR HOLDERS OF H SHARES
1
Approve Merger Proposal Between the
Company and China CNR Corporation Limited
Through Share Exchange
For
Page 177 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
2
Approve Issuance of H Shares and A Shares
Pursuant to the Merger Agreement
For
3
Approve Termination of Share Option
Scheme Conditional Upon the Completion of
the Merger Agreement
For
Vote
Instruction
Dubai Financial Market PJSC
Meeting Date: 03/09/2015
Country: United Arab Emirates
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Dividends
For
For
5
Approve Remuneration of Directors
For
For
6
Approve Sharia Supervisory Board Report on
Company Operations
For
For
7
Ratify Auditors and Fix Their Remuneration
For
For
8
Elect Shariah Supervisory Board Members
(Bundled)
For
Against
9
Approve Discharge of Directors and Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Barbara T. Alexander
For
For
1b
Elect Director Donald G. Cruickshank
For
For
QUALCOMM Incorporated
Meeting Date: 03/09/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 178 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
QUALCOMM Incorporated
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1c
Elect Director Raymond V. Dittamore
For
For
1d
Elect Director Susan Hockfield
For
For
1e
Elect Director Thomas W. Horton
For
For
1f
Elect Director Paul E. Jacobs
For
For
1g
Elect Director Sherry Lansing
For
For
1h
Elect Director Harish Manwani
For
For
1i
Elect Director Steven M. Mollenkopf
For
For
1j
Elect Director Duane A. Nelles
For
For
1k
Elect Director Clark T. 'Sandy' Randt, Jr.
For
For
1l
Elect Director Francisco Ros
For
For
1m
Elect Director Jonathan J. Rubinstein
For
For
1n
Elect Director Brent Scowcroft
For
For
1o
Elect Director Marc I. Stern
For
For
2
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
3
Amend Qualified Employee Stock Purchase
Plan
For
For
4
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Acquisition
For
Abstain
2
Adjourn Meeting
For
For
Actavis plc
Meeting Date: 03/10/2015
Country: Ireland
Meeting Type: Special
Proposal
Number
Allergan, Inc.
Meeting Date: 03/10/2015
Country: USA
Meeting Type: Special
Page 179 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Allergan, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
Abstain
2
Adjourn Meeting
For
For
3
Advisory Vote on Golden Parachutes
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Zhao Jianguang as Director
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Tim Cook
For
For
1.2
Elect Director Al Gore
For
For
1.3
Elect Director Bob Iger
For
For
1.4
Elect Director Andrea Jung
For
For
1.5
Elect Director Art Levinson
For
For
1.6
Elect Director Ron Sugar
For
For
1.7
Elect Director Sue Wagner
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Anhui Conch Cement Company Ltd
Meeting Date: 03/10/2015
Country: China
Meeting Type: Special
Proposal
Number
1
Apple Inc.
Meeting Date: 03/10/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 180 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Apple Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Approve Qualified Employee Stock Purchase
Plan
For
For
5
Report on Risks Associated with Repeal of
Climate Change Policies
Against
For
6
Adopt Proxy Access Right
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec 31, 2014
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Elect Directors
For
Do Not
Vote
4
Elect Fiscal Council Members
For
Do Not
Vote
5.1
Approve Remuneration of Company's
Management
For
Do Not
Vote
5.2
Approve Remuneration of Fiscal Council
Members
For
Do Not
Vote
Proposal Text
Mgmt Rec
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec 31, 2014
For
2
Approve Allocation of Income and Dividends
For
3
Elect Directors
For
4
Elect Fiscal Council Members
For
5.1
Approve Remuneration of Company's
Management
For
5.2
Approve Remuneration of Fiscal Council
Members
For
Banco Bradesco S.A.
Meeting Date: 03/10/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Proposal
Number
Page 181 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bradesco S.A.
Meeting Date: 03/10/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Authorize Capitalization of Reserves
For
Do Not
Vote
2
Amend Articles 6, 1, 8, 13, 20, and 21
For
Do Not
Vote
Proposal Text
Mgmt Rec
1
Authorize Capitalization of Reserves
For
2
Amend Articles 6, 1, 8, 13, 20, and 21
For
Proposal
Number
Vote
Instruction
Banco Bradesco S.A.
Meeting Date: 03/10/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
MEETING FOR PREFERRED SHAREHOLDERS
1
Elect Director Nominated by Preferred
Shareholders
None
Do Not
Vote
2
Elect Fiscal Council Member(s) Nominated by
Preferred Shareholders
None
Do Not
Vote
Proposal Text
Mgmt Rec
Proposal
Number
MEETING FOR PREFERRED SHAREHOLDERS
1
Elect Director Nominated by Preferred
Shareholders
None
2
Elect Fiscal Council Member(s) Nominated by
Preferred Shareholders
None
Page 182 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Joy Global Inc.
Meeting Date: 03/10/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Edward L. Doheny, II
For
For
1.2
Elect Director Steven L. Gerard
For
For
1.3
Elect Director Mark J. Gliebe
For
For
1.4
Elect Director John T. Gremp
For
For
1.5
Elect Director John Nils Hanson
For
For
1.6
Elect Director Gale E. Klappa
For
For
1.7
Elect Director Richard B. Loynd
For
For
1.8
Elect Director P. Eric Siegert
For
For
1.9
Elect Director James H. Tate
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Mgmt Rec
Vote
Instruction
National Bank of Abu Dhabi
Meeting Date: 03/10/2015
Country: United Arab Emirates
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Consolidated Financial Statements
and Statutory Reports
For
For
4
Approve Allocation of Income
For
For
5
Approve Cash Dividends and Bonus Issue
For
For
6
Approve Remuneration of Directors
For
For
Page 183 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Bank of Abu Dhabi
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7
Approve Discharge of Directors and Auditors
For
For
8
Ratify Auditors and Fix Their Remuneration
For
For
9
Elect Directors (Bundled)
For
Against
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Dividends of QAR 1.20 per Share
For
For
5
Approve Discharge of Directors and Fix their
Remuneration
For
For
6
Approve Corporate Governance Report
For
For
7
Ratify Auditors and Fix Their Remuneration
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Provision of Counter Guarantee to
Sinopec Group
For
For
2
Approve Amendments to Articles of
Association
For
For
Extraordinary Business
1
Authorize Issuance of Tier 1 Bonds
Qatar Gas Transport Company (Nakilat)
Meeting Date: 03/10/2015
Country: Qatar
Meeting Type: Annual
Proposal
Number
SINOPEC Engineering Group Co Ltd
Meeting Date: 03/10/2015
Country: China
Meeting Type: Special
Proposal
Number
Page 184 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tech Mahindra Ltd.
Meeting Date: 03/10/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Postal Ballot
1
Approve Bonus Issue
For
For
2
Approve Stock Split
For
For
3
Amend Memorandum of Association to
Reflect Changes in Capital
For
For
4
Amend Articles of Association to Reflect
Changes in Capital
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Robert I. Toll
For
For
1.2
Elect Director Bruce E. Toll
For
For
1.3
Elect Director Douglas C. Yearley, Jr.
For
For
1.4
Elect Director Robert S. Blank
For
For
1.5
Elect Director Edward G. Boehne
For
For
1.6
Elect Director Richard J. Braemer
For
For
1.7
Elect Director Christine N. Garvey
For
For
1.8
Elect Director Carl B. Marbach
For
For
1.9
Elect Director Stephen A. Novick
For
For
1.10
Elect Director Paul E. Shapiro
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Executive Incentive Bonus Plan
For
Against
Toll Brothers, Inc.
Meeting Date: 03/10/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 185 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Analog Devices, Inc.
Meeting Date: 03/11/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Ray Stata
For
For
1b
Elect Director Vincent T. Roche
For
For
1c
Elect Director Jose E. Almeida
For
For
1d
Elect Director Richard M. Beyer
For
For
1e
Elect Director James A. Champy
For
For
1f
Elect Director Edward H. Frank
For
For
1g
Elect Director John C. Hodgson
For
For
1h
Elect Director Yves-Andre Istel
For
For
1i
Elect Director Neil Novich
For
For
1j
Elect Director Kenton J. Sicchitano
For
For
1k
Elect Director Lisa T. Su
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Ernst & Young LLP as Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Meeting Procedures
For
For
2
Approve Early Termination of Powers of
Board of Directors
For
For
3
Fix Number of Directors at Ten
For
For
Bashneft OJSC
Meeting Date: 03/11/2015
Country: Russia
Meeting Type: Special
Proposal
Number
Elect Ten Directors by Cumulative Voting
4.1
Elect Charles Watson as Director
None
For
4.2
Elect Evgeny Guryev as Director
None
Against
Page 186 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bashneft OJSC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.3
Elect Maurice Dijols as Director
None
For
4.4
Elect Anthony Considine as Director
None
For
4.5
Elect Aleksandr Korsik as Director
None
For
4.6
Elect Rustem Mardanov as Director
None
Against
4.7
Elect Vitaly Sergeychuk as Director
None
Against
4.8
Elect Aleksey Teksler as Director
None
Against
4.9
Elect Viktor Orlov as Director
None
Against
4.10
Elect Yuriy Shafranik as Director
None
Against
5
Approve Early Termination of Powers of
Audit Commission
For
For
ELECT FIVE MEMBERS OF AUDIT
COMMISSION
6.1
Elect Aleksey Afonyashyn as Member of Audit
Commission
For
For
6.2
Elect Oleg Zenkov as Member of Audit
Commission
For
For
6.3
Elect Boris Lyuboshyts as Member of Audit
Commission
For
For
6.4
Elect Andrey Novakovskyy as Member of
Audit Commission
For
For
6.5
Elect Andrey Kharin as Member of Audit
Commission
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Peter K. Barker
For
For
1b
Elect Director Mariann Byerwalter
For
For
1c
Elect Director Charles E. Johnson
For
For
1d
Elect Director Gregory E. Johnson
For
For
1e
Elect Director Rupert H. Johnson, Jr.
For
For
1f
Elect Director Mark C. Pigott
For
For
Franklin Resources, Inc.
Meeting Date: 03/11/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 187 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Franklin Resources, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1g
Elect Director Chutta Ratnathicam
For
For
1h
Elect Director Laura Stein
For
For
1i
Elect Director Seth H. Waugh
For
For
1j
Elect Director Geoffrey Y. Yang
For
For
2
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
3
Amend Omnibus Stock Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Combination
of Synergy Health plc with New Steris Limited
For
Abstain
Mgmt Rec
Vote
Instruction
Synergy Health plc
Meeting Date: 03/11/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Synergy Health plc
Meeting Date: 03/11/2015
Country: United Kingdom
Meeting Type: Court
Proposal
Number
Proposal Text
Court Meeting
1
Approve Scheme of Arrangement
For
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/12/2015
Country: Spain
Meeting Type: Annual
Page 188 of 679
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1.1
Approve Consolidated and Standalone
Financial Statements
For
Do Not
Vote
1.2
Approve Allocation of Income and Dividends
For
Do Not
Vote
1.3
Approve Discharge of Board
For
Do Not
Vote
2.1
Reelect José Antonio Fernández Rivero as
Director
For
Do Not
Vote
2.2
Reelect Belén Garijo López as Director
For
Do Not
Vote
2.3
Reelect José Maldonado Ramos as Director
For
Do Not
Vote
2.4
Reelect Juan Pi Llorens as Director
For
Do Not
Vote
2.5
Elect José Miguel Andrés Torrecillas as
Director
For
Do Not
Vote
3
Authorize Issuance of Non-Convertible
Bonds/Debentures and/or Other Debt
Securities up to EUR 250 Billion
For
Do Not
Vote
4.1
Authorize Capitalization of Reserves for Scrip
Dividends
For
Do Not
Vote
4.2
Authorize Capitalization of Reserves for Scrip
Dividends
For
Do Not
Vote
4.3
Authorize Capitalization of Reserves for Scrip
Dividends
For
Do Not
Vote
4.4
Authorize Capitalization of Reserves for Scrip
Dividends
For
Do Not
Vote
5.1
Amend Articles Re: General Meetings
For
Do Not
Vote
5.2
Add Article 39 bis and Amend Articles Re:
Board Related
For
Do Not
Vote
5.3
Amend Article 48 Re: Audit Committee
For
Do Not
Vote
6
Amend Articles of General Meeting
Regulations
For
Do Not
Vote
7
Approve Remuneration Policy
For
Do Not
Vote
8
Fix Maximum Variable Compensation Ratio
For
Do Not
Vote
9
Renew Appointment of Deloitte as Auditor
For
Do Not
Vote
Page 189 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
10
Authorize Board to Ratify and Execute
Approved Resolutions
For
Do Not
Vote
11
Advisory Vote on Remuneration Policy Report
For
Do Not
Vote
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Approve Consolidated and Standalone
Financial Statements
For
For
1.2
Approve Allocation of Income and Dividends
For
For
1.3
Approve Discharge of Board
For
For
2.1
Reelect José Antonio Fernández Rivero as
Director
For
For
2.2
Reelect Belén Garijo López as Director
For
For
2.3
Reelect José Maldonado Ramos as Director
For
For
2.4
Reelect Juan Pi Llorens as Director
For
For
2.5
Elect José Miguel Andrés Torrecillas as
Director
For
For
3
Authorize Issuance of Non-Convertible
Bonds/Debentures and/or Other Debt
Securities up to EUR 250 Billion
For
For
4.1
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
4.2
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
4.3
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
4.4
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
5.1
Amend Articles Re: General Meetings
For
Against
5.2
Add Article 39 bis and Amend Articles Re:
Board Related
For
For
5.3
Amend Article 48 Re: Audit Committee
For
For
6
Amend Articles of General Meeting
Regulations
For
Against
7
Approve Remuneration Policy
For
For
8
Fix Maximum Variable Compensation Ratio
For
For
9
Renew Appointment of Deloitte as Auditor
For
For
Proposal
Number
Page 190 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
10
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
11
Advisory Vote on Remuneration Policy Report
For
For
Mgmt Rec
Vote
Instruction
Coca-Cola FEMSA S.A.B. de C.V.
Meeting Date: 03/12/2015
Country: Mexico
Meeting Type: Annual
Proposal
Number
Proposal Text
Series A and D Shares Have Voting Rights on
All Items; Series L Shares Only Have Voting
Rights on Item 5
1
Accept Financial Statements and Statutory
Reports
For
For
2
Accept Report on Adherence to Fiscal
Obligations
For
For
3
Approve Allocation of Income and Cash
Dividends
For
For
4
Set Maximum Nominal Amount of Share
Repurchase Reserve
For
For
5
Elect Directors and Secretaries; Verify
Director's Independence Classification as Per
Mexican Securities Law; Approve Their
Respective Remuneration
For
For
6
Elect Members of Financing and Planning
Committee, Audit Committee and Corporate
Practices Committee; Elect Chairman of
Committees and Fix their Respective
Remuneration
For
For
7
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
8
Approve Minutes of Meeting
For
For
Commercial International Bank (Egypt) SAE
Meeting Date: 03/12/2015
Country: Egypt
Meeting Type: Annual
Page 191 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commercial International Bank (Egypt) SAE
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Approve Board Report on Company
Operations
For
Do Not
Vote
2
Approve Auditors' Report on Company
Financial Statements
For
Do Not
Vote
3
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
4
Approve Allocation of Income
For
Do Not
Vote
5
Approve Discharge of Chairman and Directors
For
Do Not
Vote
6
Ratify Auditors and Fix Their Remuneration
For
Do Not
Vote
7
Approve Charitable Donations
For
Do Not
Vote
8
Approve Remuneration of Committee
Members
For
Do Not
Vote
9
Elect Directors (Bundled)
For
Do Not
Vote
10
Authorize Capitalization of Reserves for
Bonus Issue
For
Do Not
Vote
Proposal Text
Mgmt Rec
1
Approve Board Report on Company
Operations
For
2
Approve Auditors' Report on Company
Financial Statements
For
3
Accept Financial Statements and Statutory
Reports
For
4
Approve Allocation of Income
For
5
Approve Discharge of Chairman and Directors
For
6
Ratify Auditors and Fix Their Remuneration
For
7
Approve Charitable Donations
For
8
Approve Remuneration of Committee
Members
For
9
Elect Directors (Bundled)
For
Proposal
Number
Page 192 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commercial International Bank (Egypt) SAE
Proposal
Number
10
Proposal Text
Mgmt Rec
Authorize Capitalization of Reserves for
Bonus Issue
For
Vote
Instruction
Commercial International Bank (Egypt) SAE
Meeting Date: 03/12/2015
Country: Egypt
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR/GDR Holders
1
Approve Board Report on Company
Operations
For
2
Approve Auditors' Report on Company
Financial Statements
For
3
Accept Financial Statements and Statutory
Reports
For
4
Approve Allocation of Income
For
5
Approve Discharge of Chairman and Directors
For
6
Ratify Auditors and Fix Their Remuneration
For
7
Approve Charitable Donations
For
8
Approve Remuneration of Committee
Members
For
9
Elect Directors (Bundled)
For
10
Authorize Capitalization of Reserves for
Bonus Issue
For
CorpBanca
Meeting Date: 03/12/2015
Country: Chile
Meeting Type: Annual
Proposal
Number
1
Proposal Text
Mgmt Rec
Approve Financial Statements and Statutory
Reports
For
Page 193 of 679
Vote
Instruction
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CorpBanca
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
2
Appoint Auditors
For
Do Not
Vote
3
Ratify Julio Barriga Silva as Director
For
Do Not
Vote
4
Approve Remuneration of Directors
For
Do Not
Vote
5
Receive Auditors' Report Regarding RelatedParty Transactions
6
Approve Dividends of CLP 0.33 Per Share
For
Do Not
Vote
7
Approve Dividend Policy
For
Do Not
Vote
8
Approve Remuneration and Budget of
Directors' Committee; Receive Activity
Reports of Directors' and Audit Committees
For
Do Not
Vote
9
Designate Newspaper to Publish Meeting
Announcements
For
Do Not
Vote
DSV A/S
Meeting Date: 03/12/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
2.1
Approve Remuneration for Nomination and
Remuneration Committees
For
Do Not
Vote
3
Approve Remuneration of Directors for 2014
in the Amount of DKK 1.2 Million for the
Chairman, DKK 600,000 for the Vice
Chairman, and DKK 400,000 for Other
Directors
For
Do Not
Vote
4
Approve Allocation of Income and Dividends
of DKK 1.60 Per Share
For
Do Not
Vote
5.1
Reelect Kurt Larsen as Director
For
Do Not
Vote
5.2
Reelect Annette Sadolin as Director
For
Do Not
Vote
Page 194 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DSV A/S
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
5.3
Reelect Birgit Norgaard as Director
For
Do Not
Vote
5.4
Reelect Thomas Plenborg as Director
For
Do Not
Vote
5.5
Reelect Robert Kledal as Director
For
Do Not
Vote
5.6
Elect Jorgen Moller as New Director
For
Do Not
Vote
6
Ratify Ernst & Young as Auditors
For
Do Not
Vote
7.1
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
Do Not
Vote
7.2
Approve DKK 2 Million Reduction in Share
Capital via Share Cancellation; Amend
Articles Accordingly
For
Do Not
Vote
7.3
Authorize Share Repurchase Program
For
Do Not
Vote
7.4
Approve Issuance of Convertible Bonds
without Preemptive Rights
For
Do Not
Vote
7.5
Amend Articles Re: Remove Directors
Retirement Age
For
Do Not
Vote
7.6
Approve Publication of Annual Reports in
English
For
Do Not
Vote
8
Other Business
F5 Networks, Inc.
Meeting Date: 03/12/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director A. Gary Ames
For
For
1b
Elect Director Sandra Bergeron
For
For
1c
Elect Director Jonathan Chadwick
For
For
1d
Elect Director Michael Dreyer
For
For
1e
Elect Director Peter Klein
For
For
1f
Elect Director Stephen Smith
For
For
Page 195 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F5 Networks, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Amend Omnibus Stock Plan
For
For
3
Amend Qualified Employee Stock Purchase
Plan
For
For
4
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
5
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Acquisition of Jiangsu Ningchang
Zhenli Expressway Company Limited by
Jiangsu Expressway Company Limited and
Related Transactions
For
For
2
Approve Absorption and Merger of Jiangsu
Xiyi Expressway Company Limited by Jiangsu
Guangjing Xicheng Expressway Company
Limited and Related Transactions
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Philip C. Ackerman
For
For
1.2
Elect Director Stephen E. Ewing
For
For
2
Amend By-Law Disqualifying Directors Who
Accept Certain Compensation From a Third
Party
For
Against
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Jiangsu Expressway Co. Ltd.
Meeting Date: 03/12/2015
Country: China
Meeting Type: Special
Proposal
Number
National Fuel Gas Company
Meeting Date: 03/12/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 196 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Fuel Gas Company
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Amend Omnibus Stock Plan
For
For
5
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
6
Request the Board to Spin off Utility Segment
Against
Against
7
Amend EEO Policy to Prohibit Discrimination
Based on Gender Identity and Expression
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Amend Articles to Authorize Unit Buybacks Amend Dividend Payout Policy to Reflect Tax
Reform - Amend Permitted Investment Types
For
For
2
Amend Articles to Clarify Asset Management
Compensation Related to Merger
For
For
3
Elect Executive Director Kageyama, Yoshiki
For
For
4.1
Elect Alternate Executive Director Tanaka,
Kenichi
For
For
4.2
Elect Alternate Executive Director Matsufuji,
Koji
For
For
5.1
Appoint Supervisory Director Tsugawa,
Tetsuro
For
For
5.2
Appoint Supervisory Director Fukaya, Yutaka
For
Against
5.3
Appoint Supervisory Director Goto, Hakaru
For
For
Nippon Building Fund Inc.
Meeting Date: 03/12/2015
Country: Japan
Meeting Type: Special
Proposal
Number
SGS SA
Meeting Date: 03/12/2015
Country: Switzerland
Meeting Type: Annual
Page 197 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SGS SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Accept Financial Statements and Statutory
Reports
For
For
1.2
Approve Remuneration Report
For
For
2
Approve Discharge of Board and Senior
Management
For
For
3
Approve Allocation of Income and Dividends
of CHF 68 per Share
For
For
4.1a
Reelect Sergio Marchionne as Director
For
Against
4.1b
Reelect Paul Desmarais as Director
For
Against
4.1c
Reelect August von Finck as Director
For
Against
4.1d
Reelect August Francois von Finck as Director
For
Against
4.1e
Reelect Ian Gallienne as Director
For
Against
4.1f
Reelect Cornelius Grupp as Director
For
For
4.1g
Reelect Peter Kalantzis as Director
For
For
4.1h
Reelect Christopher Kirk as Director
For
Against
4.1i
Reelect Gerard Lamarche as Director
For
Against
4.1j
Reelect Shelby du Pasquier as Director
For
For
4.2
Elect Sergio Marchionne as Board Chairman
For
For
4.3.1
Appoint August von Finck as Member of the
Compensation Committee
For
Against
4.3.2
Appoint Ian Gallienne as Member of the
Compensation Committee
For
Against
4.3.3
Appoint Shelby du Pasquier as Member of the
Compensation Committee
For
For
4.4
Ratify Deloitte SA as Auditors
For
For
4.5
Designate Notaire Jeandin & Defacqz as
Independent Proxy
For
For
5
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed Companies
For
Against
6
Approve Creation of CHF 500,000 Pool of
Capital without Preemptive Rights
For
For
7.1
Approve Remuneration of Board of Directors
Until 2016 AGM in the Amount of CHF 2.1
Million
For
For
Page 198 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SGS SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7.2
Approve Maximum Fixed Remuneration of
Operations Council for Fiscal 2016 in the
Amount of CHF 9 Million
For
For
7.3
Approve Annual Variable Remuneration of
Operations Council for Fiscal 2014 in the
Amount of CHF 5.6 Million
For
For
7.4
Approve Remuneration of Executive
Committee in the Amount of up to CHF 30
Million Under Long Term Incentive Plan
For
For
8
Transact Other Business (Voting)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Susan E. Arnold
For
For
1b
Elect Director John S. Chen
For
For
1c
Elect Director Jack Dorsey
For
For
1d
Elect Director Robert A. Iger
For
For
1e
Elect Director Fred H. Langhammer
For
For
1f
Elect Director Aylwin B. Lewis
For
For
1g
Elect Director Monica C. Lozano
For
For
1h
Elect Director Robert W. Matschullat
For
For
1i
Elect Director Sheryl K. Sandberg
For
For
1j
Elect Director Orin C. Smith
For
For
2
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Require Independent Board Chairman
Against
For
5
Pro-rata Vesting of Equity Awards
Against
For
The Walt Disney Company
Meeting Date: 03/12/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 199 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cheil Worldwide Inc.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Park Chan-Hyung as Inside Director
For
For
2.2
Elect Kim Byung-Do as Outside Director
For
For
3
Appoint Hyun Sung-Soo as Internal Auditor
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
China Rongsheng Heavy Industries Group Holdings Ltd
Meeting Date: 03/13/2015
Country: Cayman Islands
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Subscription Agreement
2
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
Against
3
Approve Change of Company Name
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Financial Statements and Allocation
of Income
For
For
E-MART Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
1
Page 200 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
E-MART Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.1
Elect Jeon Hyung-Soo as Outside Director
For
For
2.2
Elect Park Jae-Young as Outside Director
For
For
2.3
Elect Kim Sung-Joon as Outside Director
For
For
2.4
Elect Choi Jae-Boong as Outside Director
For
For
3.1
Elect Jeon Hyung-Soo as Member of Audit
Committee
For
For
3.2
Elect Park Jae-Young as Member of Audit
Committee
For
For
3.3
Elect Kim Sung-Joon as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 03/13/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
ORDINARY RESOLUTIONS
1
Approve Compliance with the Conditions to
the Non-Public Issue of A Shares
For
Against
2
Approve Employee Stock Ownership Scheme
(2015) (Draft)
For
For
3
Approve Connected Transaction Relating to
the Non-Public Issue of A Shares
For
Against
4
Approve Feasibility Report for the Use of
Proceeds from the Non-Public Issue of A
Shares
For
For
5
Approve Report of the Use of Proceeds from
the Previous Fund Raising
For
For
6
Approve Establishment of Special Saving
Account for Proceeds Raised
For
For
7
Approve Management Measures for Proceeds
Raised by the Company
For
For
Page 201 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
8
Approve Waiver of the Obligations of
Guangzhou Pharmaceutical Holdings Limited
and its Concert Parties from Making an Offer
to Increase Their Shareholdings in the
Company Pursuant to the Relevant PRC
Takeover Laws and Regulations
For
Against
9
Approve Whitewash Waiver Pursuant to the
Hong Kong Code on Takeovers and Mergers
For
Against
10
Authorize Board to Handle Matters Relating
to the Non-Public Issue of A Shares
For
For
11
Authorize Board to Handle Matters Relating
to the 2015 Employees Stock Ownership
Scheme
For
For
12
Elect Jiang Wenqi as Independent Director
For
For
13
Amend Rules and Procedure of the General
Meeting of Shareholders of the Company
For
For
SPECIAL RESOLUTIONS
1
Approve Proposal of Non-Public Issue of A
Shares of the Company
For
Against
1.01
Approve Class and Par Value of the NonPublic Issue of A Shares
For
Against
1.02
Approve Method and Time of the Non-Public
Issue of A Shares
For
Against
1.03
Approve Subscribers of the Non-Public Issue
of A Shares
For
Against
1.04
Appove Method of Subscription of the NonPublic Issue of A Shares
For
Against
1.05
Approve Price and Pricing Principle of the
Non-Public Issue of A Shares
For
Against
1.06
Approve Number of Shares to be Issued in
Relation to the Non-Public Issue of A Shares
For
Against
1.07
Approve Lock-up Period of the Non-Public
Issue of A Shares
For
Against
1.08
Approve Fund Raising Size and Use of
Proceeds of the Non-Public Issue of A Shares
For
For
1.09
Approve Arrangement of the Accumulated
Undistributed Profit in Relation to the NonPublic Issue of A Shares
For
Against
1.10
Approve Effective Period of the Shareholders'
Resolutions in Relation to the Non-Public
Issue of A Shares
For
Against
1.11
Approve Place of Listing of the Non-Public
Issue of A Shares
For
Against
2
Approve Plan of Non-Public Issue of A Shares
For
Against
Page 202 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Conditional Subscription
Agreements between the Company and
Specific Investors Relating to the Non-Public
Issue of A Shares
For
Against
3.01
Approve Subscription Agreement between
the Company and Guangzhou
PharmaceuticalHoldings Limited Relating to
the Non-Public Issue of A Shares
For
Against
3.02
Approve Subscription Agreement between
the Company and China Universal Asset
Management Company Limited Relating to
the Non-Public Issue of A Shares
For
Against
3.03
Approve Subscription Agreement between
the Company and Guangzhou China Life
Insurance Urban Development Industry
Investment Enterprises (Limited Partnership)
Relating to the Non-Public Issue of A Shares
For
Against
3.04
Approve Subscription Agreement between
the Company and Guangzhou State-owned
Asset Development Holdings Limited Relating
to the Non-Public Issue of A Shares
For
Against
3.05
Approve Subscription Agreement between
the Company and Shanghai Yunfeng
Xinchuang Investment Management
Company Limited Relating to the Non-Public
Issue of A Shares
For
Against
4
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
Against
5
Amend Period of Performance of the
Undertaking of Guangzhou Pharmaceutical
Holdings Limited in relation to the Injection
of the Wang Lao Ji Trademarks
For
For
6
Approve Amendments to Articles of
Association
For
For
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 03/13/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
CLASS MEETING FOR H SHAREHOLDERS
ORDINARY RESOLUTIONS
Page 203 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Connected Transaction Relating to
Non-public Issue of A Shares
For
Against
2
Approve Whitewash Waiver
For
Against
3
Authorize Board to Handle Matters Relating
to the Non-Public Issue of A Shares
For
For
SPECIAL RESOLUTIONS
1
Approve Proposed Non-Public Issue of A
Shares
For
Against
1.01
Approve Class and Par Value in Relation to
the Non-Public Issue of A Shares
For
Against
1.02
Approve Method and Time in Relation to the
Non-Public Issue of A Shares
For
Against
1.03
Approve Subscribers in Relation to the NonPublic Issue of A Shares
For
Against
1.04
Appove Method of Subscription in Relation to
the Non-Public Issue of A Sharesf the NonPublic Issue of A Shares
For
Against
1.05
Approve Price and Pricing Principle in
Relation to the Non-Public Issue of A Shares
For
Against
1.06
Approve Number of Shares to be Issued in
Relation to the Non-Public Issue of A Shares
For
Against
1.07
Approve Lock-up Period in Relation to the
Non-Public Issue of A Shares
For
Against
1.08
Approve Fund Raising Size and Use of
Proceeds in Relation to the Non-Public Issue
of A Shares
For
For
1.09
Approve Arrangement of the Accumulated
Undistributed Profit in Relation to the NonPublic Issue of A Shares
For
Against
1.10
Approve Effective Period of the Shareholders'
Resolutions in Relation to the Non-Public
Issue of A Shares
For
Against
1.11
Approve Place of Listing in Relation to the
Non-Public Issue of A Shares
For
Against
2
Approve Plan of Non-Public Issue of A Shares
For
Against
3
Approve Subscription Agreements Relating to
the Non-Public Issue of A Shares
For
Against
3.01
Approve Subscription Agreement between
the Company and Guangzhou
PharmaceuticalHoldings Limited Relating to
the Non-Public Issue of A Shares
For
Against
3.02
Approve Subscription Agreement between
the Company and China Universal Asset
Management Company Limited Relating to
the Non-Public Issue of A Shares
For
Against
Page 204 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.03
Approve Subscription Agreement between
the Company and Guangzhou China Life
Insurance Urban Development Industry
Investment Enterprises (Limited Partnership)
Relating to the Non-Public Issue of A Shares
For
Against
3.04
Approve Subscription Agreement between
the Company and Guangzhou State-owned
Asset Development Holdings Limited Relating
to the Non-Public Issue of A Shares
For
Against
3.05
Approve Subscription Agreement between
the Company and Shanghai Yunfeng
Xinchuang Investment Management
Company Limited Relating to the Non-Public
Issue of A Shares
For
Against
4
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Han In-Gyu as Inside Director
For
For
2.2
Elect Kim Won-Yong as Outside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
4
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Hotel Shilla Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Hypermarcas S.A.
Meeting Date: 03/13/2015
Country: Brazil
Meeting Type: Annual
Page 205 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hypermarcas S.A.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31, 2014
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Fix Board Size and Elect Directors
For
Do Not
Vote
4
Approve Remuneration of Company's
Management
For
Do Not
Vote
5
Authorize Board to Ratify and Execute
Approved Resolutions
For
Do Not
Vote
Hyundai Engineering & Construction Co Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two NINEDs and One Inside Director
(Bundled)
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Two Outside
Directors (Bundled)
For
For
Hyundai Mobis Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 206 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Mobis Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Two Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Yoon Gyung-Eun as Inside Director
For
For
3.2
Elect Park William as Outside Director
For
For
4
Elect Park William as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Hyundai Motor Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Hyundai Securities Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 207 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Steel Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and Three Outside
Directors (Bundled)
For
For
3
Elect Three Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors, One NINED, and
One Outside Director (Bundled)
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Han Sang-Bum as Inside Director
For
For
LG Chem Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
LG Display Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 208 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Display Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.2
Elect Kwon Dong-Il as Outside Director
For
For
2.3
Elect Hwang Sung-Sik as Outside Director
For
For
3
Elect Hwang Sung-Sik as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director, One NINED, and
Three Outside Directors (Bundled)
For
For
3
Elect Three Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
LG Hausys Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
LG Household & Health Care Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 209 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapfre S.A.
Meeting Date: 03/13/2015
Country: Spain
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Board
For
For
4
Reelect Antonio Núñez Tovar as Director
For
For
5
Reelect Luis Hernando de Larramendi
Martínez as Director
For
Against
6
Reelect Alberto Manzano Martos as Director
For
For
7
Reelect Antonio Miguel-Romero de Olano as
Director
For
For
8
Reelect Alfonso Rebuelta Badías as Director
For
Against
9
Ratify Appointment of and Elect Georg
Daschner as Director
For
For
10
Amend Article 3 Re: Share Capital and Shares
For
For
11
Amend Article 4 Re: Share Capital and Shares
For
For
12
Amend Article 7 Re: Share Capital and Shares
For
For
13
Amend Article 9 Re: Annual General Meeting
For
For
14
Amend Article 11 Re: Annual General Meeting
For
For
15
Amend Article 13 Re: Board of Directors
For
For
16
Amend Article 14 Re: Board of Directors
For
For
17
Amend Article 15 Re: Board of Directors
For
For
18
Amend Article 16 Re: Board of Directors
For
For
19
Amend Article 17 Re: Board of Directors
For
For
20
Amend Article 18 Re: Board of Directors
For
For
21
Amend Article 20 Re: Steering and Delegated
Committees
For
For
22
Amend Article 23 Re: Steering and Delegated
Committees
For
For
23
Amend Article 24 Re: Audit Committee
For
For
24
Amend Article 26 Re: Protection of General
Interest of the Company
For
For
Page 210 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapfre S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
25
Amend Article 27 Re: Protection of General
Interest of the Company
For
For
26
Amend Article 31 Re: Management Report,
Annual Accounts, and Distribution of Profits
For
For
27
Amend Article 33 Re: Management Report,
Annual Accounts, and Distribution of Profits
For
For
28
Amend Article 35 Re: Dissolution and
Liquidation
For
For
29
Remove Articles Re: Dissolution and
Liquidation
For
For
30
Amend Articles Re: Dissolution and
Liquidation
For
For
31
Amend Articles Re: Dissolution and
Liquidation
For
For
32
Add New Article 23 Re: Appointments and
Remuneration Committee
For
For
33
Add New Article 24 Re: Appointments and
Remuneration Committee
For
For
34
Approve New General Meeting Regulations
For
For
35
Approve Remuneration of Directors
For
Against
36
Advisory Vote on Remuneration Policy Report
For
Against
37
Appoint KPMG Auditores as Auditor
For
For
38
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
39
Authorize Board to Clarify or Interpret
Preceding Resolutions
For
For
40
Acknowledge Management's Contribution in
FY 2014
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1.1
Elect Shin Jae-Chul as Outside Director
For
For
POSCO
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 211 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
POSCO
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.1.2
Elect Kim Joo-Hyun as Outside Director
For
For
2.1.3
Elect Park Byung-Won as Outside Director
For
For
2.2.1
Elect Kim Joo-Hyun as Members of Audit
Committee
For
For
2.3.1
Elect Kim Jin-Il as Inside Director
For
For
2.3.2
Elect Lee Young-Hoon as Inside Director
For
For
2.3.3
Elect Oh In-Hwan as Inside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director, One NINED, and
One Outside Director (Bundled)
For
For
3
Appoint Sato Sadahiro as Internal Auditor
For
Against
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Financial Statements and Allocation
of Income
For
For
S-1 Corp.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Samsung C&T Corp.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
1
Page 212 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung C&T Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Elect One Inside Director and Four Outside
Directors (Bundled)
For
For
3
Elect Three Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Park Jong-Moon as Outside Director
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Lee Seung-Jae as Outside Director
For
For
2.2
Elect Lee Yoon-Tae as Inside Director
For
For
2.3
Elect Hong Wan-Hoon as Inside Director
For
For
3
Elect Lee Seung-Jae as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Samsung Card Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Samsung Electro-Mechanics Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 213 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Electronics Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1.1
Elect Kim Han-Joong as Outside Director
For
For
2.1.2
Elect Lee Byung-Gi as Outside Director
For
For
2.2
Elect Kwon Oh-Hyun as Inside Director
For
For
2.3
Elect Kim Han-Joong as Member of Audit
Committee
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Kim Myung-Soo as Inside Director and
Jang Ji-Jong as Outside Director (Bundled)
For
For
3
Elect Jang Ji-Jong as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Samsung Engineering Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Samsung Fine Chemicals Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Page 214 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Fine Chemicals Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Two Outside Directors (Bundled)
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1.1
Elect Jeon Yong-Bae as Inside Director
For
For
2.2.1
Elect Moon Hyo-Nam as Outside Director
For
For
2.2.2
Elect Son Byung-Jo as Outside Director
For
For
2.2.3
Elect Yoon Young-Chul as Outside Director
For
For
2.2.4
Elect Shin Dong-Yup as Outside Director
For
For
3.1.1
Elect Son Byung-Jo as Member of Audit
Committee
For
For
3.1.2
Elect Yoon Young-Chul as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Samsung Fire & Marine Insurance Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Samsung Heavy Industries Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Page 215 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Heavy Industries Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Kim Hyo-Sup as Inside Director
For
For
2.2
Elect Yoo Jae-Han as Outside Director
For
For
2.3
Elect Song In-Man as Outside Director
For
For
3.1
Elect Shin Jong-Gye as Member of Audit
Committee
For
For
3.2
Elect Song In-Man as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Four Outside Directors (Bundled)
For
For
3
Elect Yoon Yong-Ro as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Samsung Life Insurance Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Samsung SDI Co., Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Page 216 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung SDI Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Jung Se-Woong as Inside Director
For
For
3.2
Elect Noh Min-Gi as Outside Director
For
For
4
Elect Noh Min-Gi as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Park Sung-Tae as Inside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Jeon Sam-Hyun as Outside Director
For
For
2.2
Elect Lee Seung-Woo as Outside Director
For
For
Samsung SDS Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Samsung Securities Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 217 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Securities Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.1
Elect Lee Seung-Woo as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Lee Gyung-Goo as Inside Director
For
For
2.2
Elect Lee Je-Hong as Outside Director
For
For
3
Elect Lee Je-Hong as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Kim Young-Gul as Outside Director
For
For
2.2
Elect Kim Joo-Young as Outside Director
For
For
2.3
Elect Son In-Ok as Outside Director
For
For
3.1
Elect Kim Joo-Young as Member of Audit
Committee
For
For
3.2
Elect Son In-Ok as Member of Audit
Committee
For
For
Samsung Techwin Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Shinsegae Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 218 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shinsegae Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Return of
Value to Shareholders
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Dividends
For
For
5
Approve Discharge of Directors
For
For
6
Ratify Auditors and Fix Their Remuneration
For
For
4
Standard Life plc
Meeting Date: 03/13/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Qatar Fuel Company
Meeting Date: 03/15/2015
Country: Qatar
Meeting Type: Annual
Proposal
Number
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 03/16/2015
Country: Israel
Meeting Type: Special
Page 219 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Amendment to Compensation Policy
for the Directors and Officers of the Company
For
For
2
Approve Criteria for Performance Based
Bonus for the CEO
For
For
A
Vote FOR if you are a controlling shareholder
or have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an
explanation to your account manager
None
For
Please Select Any Category Which Applies to
You as a Shareholder or as a Holder of
Power of Attorney
B2
If you are a Senior Officer as defined in
Section 37(D) of the Securities Law, 1968,
vote FOR. Otherwise, vote against.
None
B3
If you are an Institutional Investor as defined
in Regulation 1 of the Supervision Financial
Services Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR.
Otherwise, vote against.
None
CITIC Limited
Meeting Date: 03/16/2015
Country: Hong Kong
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Wang Jiong as Director
For
For
2
Elect Dou Jianzhong as Director
For
For
3
Elect Yu Zhensheng as Director
For
For
4
Elect Yang Jinming as Director
For
For
5
Elect Cao Pu as Director
For
For
6
Elect Liu Zhongyuan as Director
For
For
7
Elect Liu Yeqiao as Director
For
For
8
Elect Anthony Francis Neoh as Director
For
For
Page 220 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9
Elect Lee Boo Jin as Director
For
For
10
Approve Subscription Agreement
For
For
11
Approve Issuance of Preferred Shares and
Conversion Shares Pursuant to the
Subscription Agreement
For
For
12
Amend Articles of Association
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Choi Jung-Woo as Inside Director
For
For
2.2
Elect Oh In-Hwan as Non-independent and
Non-executive Director
For
For
2.3.1
Elect Choi Do-Sung as Outside Director
For
For
2.3.2
Elect Song Byung-Joon as Outside Director
For
For
3.1
Elect Choi Do-Sung as Member of Audit
Committee
For
For
3.2
Elect Song Byung-Joon as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Accept Financial Statements and Statutory
Reports
For
For
Daewoo International Corp.
Meeting Date: 03/16/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Ecofin Water & Power Opportunities plc
Meeting Date: 03/16/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
1
Page 221 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecofin Water & Power Opportunities plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Remuneration Report
For
For
3
Re-elect Ian Barby as Director
For
For
4
Re-elect Iain McLaren as Director
For
For
5
Re-elect Lord Myners as Director
For
For
6
Re-elect Martin Negre as Director
For
For
7
Elect David Simpson as Director
For
For
8
Reappoint Ernst & Young LLP as Auditors
For
For
9
Authorise Board to Fix Remuneration of
Auditors
For
For
10
Authorise Issue of Equity with Pre-emptive
Rights
For
For
11
Authorise Issue of Equity without Preemptive Rights
For
For
12
Authorise Market Purchase of Ordinary Shares
For
For
13
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Re-elect Roger Yates as Director
For
For
4
Re-elect Dame Kate Barker as Director
For
For
5
Re-elect Francesca Barnes as Director
For
For
6
Re-elect Geoffrey Cullinan as Director
For
For
7
Re-elect Josyane Gold as Director
For
For
8
Re-elect Roger Perkin as Director
For
For
9
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
Electra Private Equity plc
Meeting Date: 03/16/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 222 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electra Private Equity plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
10
Authorise Board to Fix Remuneration of
Auditors
For
For
11
Authorise Market Purchase of Ordinary Shares
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income
For
For
3
Approve Auditors
For
For
4
Approve Remuneration of Directors and
Commissioners
For
For
5
Amend Articles of the Association
For
Against
6
Elect Directors and Commissioners
For
Against
Mgmt Rec
Vote
Instruction
PT Bank Mandiri (Persero) Tbk
Meeting Date: 03/16/2015
Country: Indonesia
Meeting Type: Annual
Proposal
Number
Sponda Oyj
Meeting Date: 03/16/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports; Receive CEO's Review
Page 223 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sponda Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 0.19 Per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 66,000 for Chairman, EUR
40,000 for Vice Chairman, and EUR 33,000
for Other Directors; Approve Attendance
Fees for Board and Committee Work
For
For
11
Fix Number of Directors at Seven
For
For
12
Reelect Kaj-Gustaf Bergh, Christian Elfving,
Paul Hartwall, Juha Laaksonen, Leena
Laitinen, Arja Talma, and Raimo Valo as
Directors
For
Against
13
Approve Remuneration of Auditors
For
For
14
Appoint APA Esa Kailiala and KPMG as
Auditors and APA Petri Kettunen as Deputy
Auditor
For
For
15
Authorize Share Repurchase Program
For
Against
16
Approve Issuance of up to 28.3 Million
Shares without Preemptive Rights
For
For
17
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director A. Thomas Bender
For
For
1.2
Elect Director Michael H. Kalkstein
For
For
1.3
Elect Director Jody S. Lindell
For
For
1.4
Elect Director Gary S. Petersmeyer
For
For
1.5
Elect Director Steven Rosenberg
For
For
1.6
Elect Director Allan E. Rubenstein
For
For
1.7
Elect Director Robert S. Weiss
For
For
The Cooper Companies, Inc.
Meeting Date: 03/16/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 224 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Cooper Companies, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.8
Elect Director Stanley Zinberg
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Mgmt Rec
Vote
Instruction
Almacenes Exito S.A.
Meeting Date: 03/17/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Verify Quorum
2
Approve Meeting Agenda
For
For
3
Elect Meeting Approval Committee
For
For
4
Approve Board of Directors and Chairman's
Report
For
For
5
Approve Individual and Consolidated
Financial Statements
For
For
6
Approve Auditor's Report
For
For
7
Approve Financial Statements and Statutory
Reports
For
For
8.1
Approve Allocation of Income and Dividends
For
For
8.2
Approve Donations
For
For
8.3
Amend Bylaws
For
For
8.4
Amend Regulations on General Meetings
For
For
8.5
Amend Board of Directors' Regulations
For
For
9
Other Business
For
Against
Charter Communications, Inc.
Meeting Date: 03/17/2015
Country: USA
Meeting Type: Special
Page 225 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Charter Communications, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Mergers
For
For
2
Adjourn Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Share Purchase Agreement
For
For
2
Approve Issuance of Consideration Shares in
Relation to the Share Purchase Agreement
For
For
3
Elect Arun Kumar Manchanda as Director
For
Against
Mgmt Rec
Vote
Instruction
China Gas Holdings Ltd.
Meeting Date: 03/17/2015
Country: Bermuda
Meeting Type: Special
Proposal
Number
Grivalia Properties Real Estate Investment Co
Meeting Date: 03/17/2015
Country: Greece
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Approve Financial Statements and Income
Allocation
For
For
2
Approve Discharge of Board and Auditors
For
For
3
Approve Auditors and Fix Their Remuneration
For
For
4
Appoint Surveyors and Approve Their Fees
For
For
5
Approve Related Party Transactions
For
For
6
Acquire Real Estate Asset
For
For
7
Amend Corporate Purpose
For
For
Page 226 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Japan Real Estate Investment Corp.
Meeting Date: 03/17/2015
Country: Japan
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Amend Articles to Amend Dividend Payout
Policy to Reflect Tax Reform - Amend
Permitted Investment Types
For
For
2
Elect Executive Director Nakajima, Hiroshi
For
For
3
Elect Alternate Executive Director Katayama,
Hiroshi
For
For
4.1
Appoint Supervisory Director Kusakabe, Kenji
For
Against
4.2
Appoint Supervisory Director Okanoya,
Tomohiro
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Statutory
Reports and Discharge of Directors and
Commissioners
For
For
2
Approve Allocation of Income
For
For
3
Approve Remuneration of Directors and
Commissioners
For
For
4
Approve Auditors
For
For
5
Amend Articles of the Association
For
Against
6
Elect Directors and Commissioners
For
Against
PT Bank Negara Indonesia (Persero) Tbk
Meeting Date: 03/17/2015
Country: Indonesia
Meeting Type: Annual
Proposal
Number
TF Administradora S. de R.L. de C.V. (TERRAFINA)
Meeting Date: 03/17/2015
Country: Mexico
Meeting Type: Annual
Page 227 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TF Administradora S. de R.L. de C.V. (TERRAFINA)
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for Holders of REITs - ISIN
MXCFTE0B0005
1
Approve Financial Statements
For
For
2
Approve Annual Report
For
For
3
Elect or Dismiss Members of Trust Technical
Committee
For
For
4
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Thomas Colligan
For
For
1b
Elect Director Richard Daly
For
For
1c
Elect Director Timothy Donahue
For
For
1d
Elect Director Robert Dutkowsky
For
For
1e
Elect Director Bruce Gordon
For
For
1f
Elect Director Naren Gursahaney
For
For
1g
Elect Director Bridgette Heller
For
For
1h
Elect Director Kathleen Hyle
For
For
1i
Elect Director Christopher Hylen
For
For
2
Ratify Deloitte & Touche LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
The ADT Corporation
Meeting Date: 03/17/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Agilent Technologies, Inc.
Meeting Date: 03/18/2015
Country: USA
Meeting Type: Annual
Page 228 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agilent Technologies, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Robert J. Herbold
For
For
1.2
Elect Director Koh Boon Hwee
For
For
1.3
Elect Director Michael R. McMullen
For
For
2
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
3
Amend Executive Incentive Bonus Plan
For
For
4
Declassify the Board of Directors
For
For
5
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Dividends
For
For
5
Approve Discharge of Directors and Auditors
For
For
6
Approve Remuneration of Directors
For
For
7
Ratify Auditors and Fix Their Remuneration
For
For
ALDAR Properties PJSC
Meeting Date: 03/18/2015
Country: United Arab Emirates
Meeting Type: Annual
Proposal
Number
ALDAR Properties PJSC
Meeting Date: 03/18/2015
Country: United Arab Emirates
Meeting Type: Special
Page 229 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ALDAR Properties PJSC
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Amend Article 22 of Bylaws Re: Board
Constitution
For
For
Mgmt Rec
Vote
Instruction
Bank Muscat SAOG
Meeting Date: 03/18/2015
Country: Oman
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Extraordinary Business
1
Approve Issuance of Convertible Bonds with
Preemptive Rights
For
For
2
Authorize Issuance of Meethaq Sukuk
Program up to OMR 500 Million
For
For
3
Authorize Board to Execute Item 2
Resolution Above
For
For
Ordinary Business
1
Approve Board Report on Company
Operations
For
For
2
Approve Corporate Governance Report
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Dividends
For
For
5
Approve Stock Dividend Program
For
For
6
Approve Sitting Fees for Directors and
Committee Members
For
For
7
Approve Remuneration of Directors
For
For
8
Approve Related Party Transactions
For
For
9
Approve Related Party Transactions
For
For
10
Approve Sharia Supervisory Board Report
For
For
11
Ratify Auditors and Fix Their Remuneration
For
For
Page 230 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bankinter S.A.
Meeting Date: 03/18/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Board
For
For
4.1
Amend Articles Re: General Meetings
For
For
4.2
Amend Articles Re: Board
For
For
4.3
Amend Articles Re: Director Remuneration
For
For
4.4
Amend Articles Re: Technical Adjustments
For
For
5
Amend Articles of General Meeting
Regulations
For
For
6
Renew Appointment of Deloitte as Auditor
For
For
7.1
Elect Rosa García García as Director
For
For
7.2
Ratify Appointment of and Elect María Teresa
Pulido Mendoza as Director
For
For
7.3
Reelect María Dolores Dancausa as Director
For
For
7.4
Fix Number of Directors at 10
For
For
8
Authorize Share Repurchase and Capital
Reduction via Amortization of Repurchased
Shares
For
For
9.1
Approve Remuneration of Directors
For
For
9.2
Approve Deferred Share Bonus Plan
For
For
9.3
Fix Maximum Variable Compensation Ratio
For
For
10
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
11
Advisory Vote on Remuneration Policy Report
For
For
12
Receive Amendments to Board of Directors'
Regulations
Bashneft OJSC
Meeting Date: 03/18/2015
Country: Russia
Meeting Type: Special
Page 231 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bashneft OJSC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Reduction in Share Capital via
Cancellation of Repurchased Shares
For
For
2
Amend Charter
For
Against
Mgmt Rec
Vote
Instruction
Danske Bank A/S
Meeting Date: 03/18/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
For
3
Approve Allocation of Income and Dividend
of DKK 5.50 per Share
For
For
4.1
Reelect Ole Andersen as Director
For
For
4.2
Reelect Urban Bäckström as Director
For
For
4.3
Reelect Lars Förberg as Director
For
For
4.4
Reelect Jørn Jensen as Director
For
For
4.5
Reelect Rolv Ryssdal as Director
For
For
4.6
Reelect Carol Sergeant as Director
For
For
4.7
Reelect Jim Snabe as Director
For
For
4.8
Reelect Trond Westlie as Director
For
For
5
Ratify Deloitte as Auditors
For
For
6.1
Reduce Authorization to Create Pool of
Capital with Preemptive Rights to DKK 2
Billion
For
For
6.2
Amend Articles Re: Delete Reference to
Hybrid Core Capital
For
For
6.3
Amend Articles Re: Delete References to
Several Secondary Names
For
For
7
Authorize Share Repurchase Program
For
For
8
Approve Remuneration of Directors for 2015
For
For
Page 232 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Shareholder Proposals Submitted by Leon
Mathiasen, Jens Jepsen, and Wismann
Property Consult A/S
9
Require Official Annual Report to be Prepared
in Danish or Alternatively Fly Danish Flag as
Half-Mast at Branches Until 2016 AGM
Against
Against
10
Require Layout and Content Used in 2012 for
Annual Summary Going Forward
Against
Against
11.1
Require Chairman to Allow Equal Access for
Everyone Making Proposals at General
Meetings to Technical Facilities
Against
Against
11.2
Require Introduction of New and More
Informative Reporting of Staff Costs Broken
Down by Gender
Against
Against
11.3
Amend Reporting of All Taxable Benefits
Against
Against
11.4
Break Down Future Disclosure of Item in
Note 9 of 2014 Annual Report
Against
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Approve Final Dividend
For
For
5
Re-elect Peter Byrom as Director
For
For
6
Re-elect Sir Mark Wrightson as Director
For
For
7
Re-elect Sir David Brown as Director
For
For
8
Re-elect Christopher Brinsmead as Director
For
For
9
Re-elect Nigel Bond as Director
For
For
10
Re-elect Andrew Herbert as Director
For
For
11
Elect Sucheta Govil as Director
For
For
Domino Printing Sciences plc
Meeting Date: 03/18/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 233 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Domino Printing Sciences plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
12
Elect Rachel Hurst as Director
For
For
13
Reappoint Deloitte LLP as Auditors
For
For
14
Authorise Board to Fix Remuneration of
Auditors
For
For
15
Approve Deferred Bonus Plan
For
For
16
Authorise Issue of Equity with Pre-emptive
Rights
For
For
17
Authorise Issue of Equity without Preemptive Rights
For
For
18
Authorise Market Purchase of Ordinary Shares
For
For
19
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Marc L. Andreessen
For
For
1b
Elect Director Shumeet Banerji
For
For
1c
Elect Director Robert R. Bennett
For
For
1d
Elect Director Rajiv L. Gupta
For
For
1e
Elect Director Klaus Kleinfeld
For
For
1f
Elect Director Raymond J. Lane
For
For
1g
Elect Director Ann M. Livermore
For
For
1h
Elect Director Raymond E. Ozzie
For
For
1i
Elect Director Gary M. Reiner
For
For
1j
Elect Director Patricia F. Russo
For
For
1k
Elect Director James A. Skinner
For
For
1l
Elect Director Margaret C. Whitman
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
Hewlett-Packard Company
Meeting Date: 03/18/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 234 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hewlett-Packard Company
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Provide Right to Act by Written Consent
Against
For
Mgmt Rec
Vote
Instruction
Pandora A/S
Meeting Date: 03/18/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
3.1
Approve Remuneration of Directors for 2014
For
Do Not
Vote
3.2
Approve Remuneration of Directors for 2015
in the Amount of DKK 1.5 Million for
Chairman, DKK 750,000 for Vice Chairman,
and DKK 500,000 for Other Directors;
Approve Remuneration for Committee Work
For
Do Not
Vote
4
Approve Allocation of Income and Dividends
of DKK 9.00 Per Share
For
Do Not
Vote
5
Approve Discharge of Management and Board
For
Do Not
Vote
6.1
Approve DKK 5.8 Million Reduction in Share
Capital
For
Do Not
Vote
6.2
Authorize Share Repurchase Program
For
Do Not
Vote
6.3
Amend Articles Re: Board-Related
For
Do Not
Vote
6.4
Authorize Editorial Changes to Adopted
Resolutions in Connection with Registration
with Danish Authorities
For
Do Not
Vote
7.1
Reelect Peder Tuborgh (Chairman) as Director
For
Do Not
Vote
7.2
Reelect Christian Frigast (Vice Chairman) as
Director
For
Do Not
Vote
7.3
Elect Allan Leighton as New Director
For
Do Not
Vote
7.4
Reelect Andrea Alvey as Director
For
Do Not
Vote
Page 235 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pandora A/S
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
7.5
Reelect Ronica Wang as Director
For
Do Not
Vote
7.6
Reelect Anders Boyer-Sogaard as Director
For
Do Not
Vote
7.7
Reelect Bjorn Gulden as Director
For
Do Not
Vote
7.8
Reelect Per Bank as Director
For
Do Not
Vote
7.9
Reelect Michael Sorensen as Director
For
Do Not
Vote
8
Ratify Ernst & Young as Auditors
For
Do Not
Vote
9
Other Business
PT Jasa Marga (Persero) Tbk
Meeting Date: 03/18/2015
Country: Indonesia
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income
For
For
3
Approve Auditors
For
For
4
Approve Remuneration of Directors and
Commissioners
For
For
5
Accept Report on Use of Proceeds from IPO
and Jasa Marga Bond
For
For
6
Amend Articles of the Association
For
Against
7
Elect Directors and Commissioners
For
Against
Qatar Navigation QSC
Meeting Date: 03/18/2015
Country: Qatar
Meeting Type: Annual/Special
Page 236 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qatar Navigation QSC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Ordinary Business
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Corporate Governance Report
For
For
5
Approve Dividends of QAR 5.50 Per Share
For
For
6
Approve Discharge of Directors and Fix Their
Remuneration
For
For
7
Ratify Auditors and Fix Their Remuneration
For
For
8
Elect Directors (Bundled)
For
Against
Extraordinary Business
1
Approve Increase in Limit on Foreign
Shareholdings
For
For
2
Delete Article 37 of Bylaws Re: Redundant
Article
For
For
3
Amend Article 47 of Bylaws Re: General
Meeting Announcement
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Howard Schultz
For
For
1b
Elect Director William W. Bradley
For
For
1c
Elect Director Robert M. Gates
For
For
1d
Elect Director Mellody Hobson
For
For
1e
Elect Director Kevin R. Johnson
For
For
1f
Elect Director Olden Lee
For
For
Starbucks Corporation
Meeting Date: 03/18/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 237 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Starbucks Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1g
Elect Director Joshua Cooper Ramo
For
For
1h
Elect Director James G. Shennan, Jr.
For
For
1i
Elect Director Clara Shih
For
For
1j
Elect Director Javier G. Teruel
For
For
1k
Elect Director Myron E. Ullman, III
For
For
1l
Elect Director Craig E. Weatherup
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Deloitte & Touche LLP as Auditors
For
For
4
Amend Bylaws to Establish a Board
Committee on Sustainability
Against
Against
5
Require Independent Board Chairman
Against
For
Mgmt Rec
Vote
Instruction
The Commercial Bank of Qatar QSC
Meeting Date: 03/18/2015
Country: Qatar
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements
For
For
4
Approve Allocation of Income and Dividends
and Bonus Shares
For
For
5
Approve Discharge of Directors
For
For
6
Approve Remuneration of Directors and
Approve Regulations on Director
Remuneration Scheme
For
For
7
Ratify Auditors and Fix Their Remuneration
For
For
8
Authorize Issuance of
Bonds/Debentures/Sukuk up to USD 2 Billion
For
For
9
Approve Corporate Governance Report
For
For
Page 238 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Commercial Bank of Qatar QSC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Extraordinary Business
1
Authorize Capitalization of Reserves for
Bonus Issue
For
For
2
Amend Articles to Reflect Changes in Capital
For
For
3
Ament Article 23 of Bylaws Re: Issuance of
Bonds
For
For
4
Authorize Issuance of
Bonds/Debentures/Sukuk
For
For
5
Approve Increase in Limit on Foreign
Shareholdings
For
For
6
Change Company Name
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Chairman of Meeting
For
Do Not
Vote
2
Prepare and Approve List of Shareholders
For
Do Not
Vote
3
Approve Agenda of Meeting
For
Do Not
Vote
4
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
5
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
6a
Receive Financial Statements and Statutory
Reports
6b
Receive Auditor's Report on Application of
Guidelines for Remuneration for Executive
Management
7
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
8
Approve Allocation of Income and Dividends
of SEK 4.60 Per Share
For
Do Not
Vote
9
Approve Discharge of Board and President
For
Do Not
Vote
Castellum AB
Meeting Date: 03/19/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Page 239 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Castellum AB
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
10
Receive Nomination Committee's Report
11
Determine Number of Directors (7) and
Deputy Directors (0) of Board
For
Do Not
Vote
12
Approve Remuneration of Directors in the
Amount of SEK 640,000 for Chairman, and
SEK 300,000 for Other Directors; Approve
Remuneration for Committee Work
For
Do Not
Vote
13
Reelect Charlotte Stromberg (Chair), Per
Berggren, Christer Jacobson, Jan-Ake
Jonsson, Nina Linander, and Johan Skoglund
as Directors; Elect Anna-Karin Hatt as New
Director
For
Do Not
Vote
14
Authorize Chairman of Board and
Representatives of Three of Company's
Largest Shareholders to Serve on Nominating
Committee
For
Do Not
Vote
15
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
16
Authorize Share Repurchase Program and
Reissuance of Repurchased Shares
For
Do Not
Vote
Chemring Group plc
Meeting Date: 03/19/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
Against
3
Approve Final Dividend
For
For
4
Elect Michael Flowers as Director
For
For
5
Re-elect Peter Hickson as Director
For
For
6
Re-elect Steve Bowers as Director
For
For
7
Re-elect Sarah Ellard as Director
For
For
8
Re-elect Andy Hamment as Director
For
For
9
Re-elect Ian Much as Director
For
For
Page 240 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chemring Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
10
Re-elect Nigel Young as Director
For
For
11
Reappoint Deloitte LLP as Auditors
For
For
12
Authorise Board to Fix Remuneration of
Auditors
For
For
13
Authorise Issue of Equity with Pre-emptive
Rights
For
For
14
Authorise Issue of Equity without Preemptive Rights
For
For
15
Authorise Market Purchase of Ordinary Shares
For
For
16
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
Citycon Oyj
Meeting Date: 03/19/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Receive Auditor's Report
8
Accept Financial Statements and Statutory
Reports
For
For
9
Approve Allocation of Income and Omission
of Dividends; Approve Capital Return of EUR
0.15 Per Share
For
For
10
Approve Discharge of Board and President
For
For
11
Approve Remuneration of Directors in the
Amount of EUR 160,000 for Chairman, EUR
70,000 for Vice Chairman, and EUR 50,000
for Other Directors; Approve Committee and
Meeting Fees
For
For
Page 241 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Citycon Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
12
Fix Number of Directors at 10
For
For
13
Reelect Ronen Ashkenazi, Chaim Katzman,
Bernd Knobloch, Arnold de Haan, Kirsi Komi,
Andrea Orlandi, Claes Ottosson, Per-Anders
Ovin, and Ariella Zochovitzky as Directors;
Elect Rachel Lavine as New Director
For
For
14
Approve Remuneration of Auditors
For
For
15
Ratify Ernst & Young as Auditors
For
For
16
Approve Issuance of up to 60 Million Shares
without Preemptive Rights
For
For
17
Authorize Share Repurchase Program
For
For
18
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Re-elect William Rucker as Director
For
For
4
Re-elect Stephen Stone as Director
For
For
5
Re-elect Patrick Bergin as Director
For
For
6
Re-elect Jim Pettigrew as Director
For
For
7
Re-elect Pam Alexander as Director
For
For
8
Appoint PricewaterhouseCoopers LLP as
Auditors
For
For
9
Authorise Board to Fix Remuneration of
Auditors
For
For
10
Approve Remuneration Report
For
For
11
Authorise Issue of Equity with Pre-emptive
Rights
For
For
12
Authorise Issue of Equity without Preemptive Rights
For
For
Crest Nicholson Holdings plc
Meeting Date: 03/19/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 242 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Crest Nicholson Holdings plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
13
Authorise Market Purchase of Ordinary Shares
For
For
14
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition of Certain Assets Being
Disposed of By Lafarge S.A. and Holcim Ltd
For
Abstain
CRH plc
Meeting Date: 03/19/2015
Country: Ireland
Meeting Type: Special
Proposal
Number
1
Fomento Economico Mexicano S.A.B. de C.V. FEMSA
Meeting Date: 03/19/2015
Country: Mexico
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Accept Report on Adherence to Fiscal
Obligations
For
For
3
Approve Allocation of Income and Cash
Dividends
For
For
4
Set Aggregate Nominal Share Repurchase
Reserve
For
For
5
Elect Directors and Secretaries, Verify
Independence of Directors, and Approve
their Remuneration
For
For
6
Elect Members and Chairmen of Finance and
Planning, Audit, and Corporate Practices
Committees; Approve Their Remuneration
For
For
7
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
8
Approve Minutes of Meeting
For
For
Page 243 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fomento Economico Mexicano S.A.B. de C.V. FEMSA
Meeting Date: 03/19/2015
Country: Mexico
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Accept Financial Statements and Statutory
Reports
For
For
2
Accept Report on Adherence to Fiscal
Obligations
For
For
3
Approve Allocation of Income and Cash
Dividends
For
For
4
Set Aggregate Nominal Share Repurchase
Reserve
For
For
5
Elect Directors and Secretaries, Verify
Independence of Directors, and Approve
their Remuneration
For
For
6
Elect Members and Chairmen of Finance and
Planning, Audit, and Corporate Practices
Committees; Approve Their Remuneration
For
For
7
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
8
Approve Minutes of Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Allocation of Income and Dividends
of CHF 50 per Share
For
For
4
Approve Discharge of Board and Senior
Management
For
For
5.1
Amend Articles Re: Shareholder Resolutions
Requiring a Qualified Majority
For
For
Givaudan SA
Meeting Date: 03/19/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Page 244 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5.2
Amend Articles Re: Qualification of Auditors
For
For
6.1.1
Reelect Juerg Witmer as Director
For
For
6.1.2
Reelect Andre Hoffmann as Director
For
For
6.1.3
Reelect Lilian Biner as Director
For
For
6.1.4
Reelect Peter Kappeler as Director
For
For
6.1.5
Reelect Thomas Rufer as Director
For
For
6.1.6
Reelect Werner Bauer as Director
For
For
6.1.7
Reelect Calvin Grieder as Director
For
For
6.2.1
Elect Michael Carlos as Director
For
For
6.2.2
Elect Ingrid Deltenre as Director
For
For
6.3
Elect Juerg Witmer as Board Chairman
For
For
6.4.1
Appoint Andre Hoffmann as Member of the
Compensation Committee
For
For
6.4.2
Appoint Peter Kappeler as Member of the
Compensation Committee
For
For
6.4.3
Appoint Werner Bauer as Member of the
Compensation Committee
For
For
6.5
Designate Manuel Isler as Independent Proxy
For
For
6.6
Ratify Deloitte SA as Auditors
For
For
7.1
Approve Maximum Remuneration of Board of
Directors Until 2016 AGM in the Amount of
CHF 3.3 Million
For
For
7.2.1
Approve Short Term Variable Remuneration
of Executive Committee for Fiscal 2014 in the
Amount of CHF 2.3 Million
For
For
7.2.2
Approve Fixed and Long Term Remuneration
of Executive Committee for Fiscal 2015 in the
Amount of CHF 15.5 Million
For
For
8
Transact Other Business (Voting)
For
Against
GN Store Nord A/S
Meeting Date: 03/19/2015
Country: Denmark
Meeting Type: Annual
Page 245 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GN Store Nord A/S
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Report of Board
2
Approve Financial Statements and Statutory
Report; Approve Discharge of Directors
For
Do Not
Vote
3
Approve Allocation of Income and Dividends
of DKK 0.90 Per Share
For
Do Not
Vote
4
Approve Remuneration of Directors in the
Amount of DKK 750,000 for Chairman, DKK
500,000 for Vice Chairman, and DKK 250,000
for Other Members; Approve Remuneration
for Committee Work
For
Do Not
Vote
5.1
Reelect Per Wold-Olsen as Director
For
Do Not
Vote
5.2
Reelect William Hoover as Director
For
Do Not
Vote
5.3
Reelect Wolfgang Reim as Director
For
Do Not
Vote
5.4
Reelect Carsten Thomsen as Director
For
Do Not
Vote
5.5
Reelect Helene Barnekow as Director
For
Do Not
Vote
5.6
Elect Ronica Wang as New Director
For
Do Not
Vote
6
Ratify Ernst & Young as Auditors
For
Do Not
Vote
7.1
Authorize Share Repurchase Program
For
Do Not
Vote
7.2
Approve DKK 23.3 Million Reduction in Share
Capital via Share Cancellation; Amend
Articles of Association Accordingly
For
Do Not
Vote
7.3
Extend Board's Authorizations to Create up
to DKK 125 Million Pool of Capital Without
Preemptive Rights until April 30, 2016
For
Do Not
Vote
8
Other Proposals From Shareholders (None
Submitted)
9
Other Business
Keysight Technologies, Inc.
Meeting Date: 03/19/2015
Country: USA
Meeting Type: Annual
Page 246 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Keysight Technologies, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Ronald S. Nersesian
For
For
1.2
Elect Director Charles J. Dockendorff
For
For
2
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
3
Approve Omnibus Stock Plan
For
Against
4
Approve Executive Incentive Bonus Plan
For
Against
5
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
6
Advisory Vote on Say on Pay Frequency
One Year
One Year
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31, 2014
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Elect Directors and Alternate Members
For
Do Not
Vote
4
Approve Remuneration of Company's
Management
For
Do Not
Vote
5
Elect Fiscal Council Members and Approve
their Remuneration
For
Do Not
Vote
Klabin S.A.
Meeting Date: 03/19/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Klabin S.A.
Meeting Date: 03/19/2015
Country: Brazil
Meeting Type: Annual
Page 247 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Klabin S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for Preferred Shareholders
1
Elect Director Nominated by Preferred
Shareholders
None
Do Not
Vote
2
Elect Fiscal Council Member(s) Nominated by
Preferred Shareholders
None
Do Not
Vote
Klabin S.A.
Meeting Date: 03/19/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Ratify Capital Increase Re: Exercise of
Warrants
For
Do Not
Vote
2
Authorize Capitalization of Reserves
For
Do Not
Vote
3
Amend Articles to Reflect Changes in Capital
For
Do Not
Vote
LG Electronics Inc.
Meeting Date: 03/19/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Outside Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Page 248 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Innotek Co.
Meeting Date: 03/19/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Lee Woong-Bum as Inside Director
For
For
2.2
Elect Kwon Il-Geun as Non-independent Nonexecutive Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Melvin D. Booth
For
For
1b
Elect Director Don M. Bailey
For
For
1c
Elect Director David R. Carlucci
For
For
1d
Elect Director J. Martin Carroll
For
For
1e
Elect Director Diane H. Gulyas
For
For
1f
Elect Director Nancy S. Lurker
For
For
1g
Elect Director JoAnn A. Reed
For
For
1h
Elect Director Angus C. Russell
For
For
1i
Elect Director Virgil D. Thompson
For
For
1j
Elect Director Mark C. Trudeau
For
For
1k
Elect Director Kneeland C. Youngblood
For
For
1l
Elect Director Joseph A. Zaccagnino
For
For
2
Approve Deloitte & Touche LLP as Auditors
and Authorize Board to Fix Their
Remuneration
For
For
Mallinckrodt plc
Meeting Date: 03/19/2015
Country: Ireland
Meeting Type: Annual
Proposal
Number
Page 249 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mallinckrodt plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Omnibus Stock Plan
For
Against
5
Authorize Share Repurchase up to 10 Percent
of Issued Share Capital
For
For
6
Authorize the Price Range at which the
Company can Reissue Shares that it Holds as
Treasury Shares
For
For
7
Authorize the Holding of the 2016 AGM at a
Location Outside Ireland
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Chairman of Meeting
For
Do Not
Vote
2
Prepare and Approve List of Shareholders
For
Do Not
Vote
3
Approve Agenda of Meeting
For
Do Not
Vote
4
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
5
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
8
Approve Allocation of Income and Dividends
of EUR 0.62 Per Share
For
Do Not
Vote
9
Approve Discharge of Board and President
For
Do Not
Vote
10
Determine Number of Members (9) and
Deputy Members (0) of Board
For
Do Not
Vote
11
Fix Number of Auditors at One
For
Do Not
Vote
Nordea Bank AB
Meeting Date: 03/19/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Page 250 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
12
Approve Remuneration of Directors in the
Amount of EUR 279,000 for Chairman, EUR
132,500 for Vice Chairman, and EUR 86,250
for Other Directors; Approve Remuneration
for Committee Work; Approve Remuneration
of Auditors
For
Do Not
Vote
13
Reelect Bjorn Wahlroos (Chairman), Marie
Ehrling, Tom Knutzen, Robin Lawther, Lars
Nordstrom, Sarah Russell, and Kari Stadigh
as Directors; Elect Silvija Seres and Birger
Steen as New Directors
For
Do Not
Vote
14
Ratify Ohrlings PricewaterhouseCoopers as
Auditors
For
Do Not
Vote
15
Authorize Chairman of Board and
Representatives of Four of Company's
Largest Shareholders to Serve on Nominating
Committee
For
Do Not
Vote
16
Approve Issuance of Convertible Instruments
without Preemptive Rights
For
Do Not
Vote
17a
Authorize Share Repurchase Program
For
Do Not
Vote
17b
Authorize Reissuance of Repurchased Shares
For
Do Not
Vote
18
Authorize Repurchase of Shares in
Connection with Securities Trading
For
Do Not
Vote
19
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
Shareholder Proposals Submitted by
Thorwald Arvidsson
20a
Authorize the Board of Directors to Decide on
Redemption of all C-Shares
None
Do Not
Vote
20b
Amend Article of Association: Each Ordinary
Share and Each C-Share Confers One Vote
None
Do Not
Vote
20c
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
Do Not
Vote
20d
Instruct Board to Establish Shareholders
Association in Nordea
None
Do Not
Vote
20e
Special Examination Regarding Nordea's
Values and the Legal-Ethical Rules
None
Do Not
Vote
Page 251 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Northam Platinum Ltd
Meeting Date: 03/19/2015
Country: South Africa
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Special Resolutions
1
Adopt New Memorandum of Incorporation
For
Against
2
Authorise Issue of Northam Shares to BEE
SPV Preference Shareholders in Terms of
Sections 41(1) and 41(3) of the Companies
Act
For
For
3
Approve Financial Assistance to BEE SPV and
the HDSA Participants
For
For
4
Authorise Repurchase of Up to 20 Percent of
Issued Share Capital
For
Against
Ordinary Resolutions
1
Authorise Specific Issue of Subscription
Shares to BEE SPV
For
For
2
Authorise Specific Issue of Northam Shares
to BEE SPV Preference Shareholders
For
For
Mgmt Rec
Vote
Instruction
Novo Nordisk A/S
Meeting Date: 03/19/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports for 2014
For
For
3.1
Approve Remuneration of Directors for 2014
For
For
3.2
Approve Remuneration of Directors for 2015
For
For
4
Approve Allocation of Income and Dividends
of DKK 5.00 Per Share
For
For
5.1
Elect Göran Ando as Director and Chairman
For
For
5.2
Elect Jeppe Christiansen as Director and
Deputy Chairman
For
For
Page 252 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5.3a
Elect Bruno Angelici as Director
For
For
5.3b
Elect Sylvie Grégoire as Director
For
For
5.3c
Elect Liz Hewitt as Director
For
For
5.3d
Elect Thomas Koestler as Director
For
For
5.3e
Elect Eivind Kolding as Director
For
For
5.3f
Elect Mary Szela as Director
For
For
6
Ratify PricewaterhouseCooper as Auditors
For
For
7.1
Approve Reduction in Share Capital
For
For
7.2
Authorize Share Repurchase Program
For
Against
7.3
Amend Articles Re: Distribution of
Extraordinary Dividends
For
For
7.4
Approve Revised Remuneration Principles
For
For
8
Other Business
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Return of
Cash to Shareholders
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income
For
For
Persimmon plc
Meeting Date: 03/19/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 03/19/2015
Country: Indonesia
Meeting Type: Annual
Proposal
Number
Page 253 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bank Rakyat Indonesia (Persero) Tbk
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Remuneration of Directors and
Commissioners
For
For
4
Approve Auditors
For
For
5
Amend Articles of the Association
For
Against
6
Elect Directors and Commissioners
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Appoint Deloitte LLP as Auditors
For
For
4
Authorise Board to Fix Remuneration of
Auditors
For
For
5
Approve Final Dividend
For
For
6
Re-elect Alan Lewis as Director
For
For
7
Re-elect Keith Edelman as Director
For
For
8
Re-elect Frederic Vecchioli as Director
For
For
9
Re-elect Andy Jones as Director
For
For
10
Re-elect Ian Krieger as Director
For
For
11
Elect Joanne Kenrick as Director
For
For
12
Authorise EU Political Donations and
Expenditure
For
For
13
Authorise Issue of Equity with Pre-emptive
Rights
For
For
14
Authorise Issue of Equity without Preemptive Rights
For
For
15
Authorise Market Purchase of Ordinary Shares
For
For
16
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Safestore Holdings plc
Meeting Date: 03/19/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 254 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Souza Cruz S.A.
Meeting Date: 03/19/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Accept Financial Statements and Statutory
Reports for Fiscal Year ended Dec 31, 2014
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Approve Remuneration of Company's
Management
For
Do Not
Vote
4
Install Fiscal Council
For
Do Not
Vote
5
Elect Fiscal Council Members and Approve
their Remuneration
For
Do Not
Vote
ACC Ltd.
Meeting Date: 03/20/2015
Country: India
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Elect B. Fontana as Director
For
For
4
Elect A. Lynam as Director
For
For
5
Approve S R B C & Co LLP as Auditors and
Authorize Board to Fix Their Remuneration
For
For
6
Approve Remuneration of Cost Auditors
For
For
7
Approve Commission Remuneration for NonExecutive Directors
For
For
AmorePacific Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 255 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AmorePacific Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Stock Split
For
For
3
Amend Articles of Incorporation
For
For
4
Elect Three Inside Directors and Three
Outside Directors(Bundled)
For
For
5
Elect Two Members of Audit Committee
For
For
6
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Stock Split
For
For
3
Amend Articles of Incorporation
For
For
4
Elect Seo Gyung-Bae as Inside Director and
Lee Woo-Young as Outside Director (Bundled)
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
6
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Amorepacific Group Inc.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Celltrion Inc.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 256 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Celltrion Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Seo Jung-Jin as Inside Director
For
For
3
Elect Lee Jong-Suk as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Approve Stock Option Grants
For
For
Mgmt Rec
Vote
Instruction
Cementos Argos SA
Meeting Date: 03/20/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Verify Quorum
2
Approve Meeting Agenda
For
For
3
Elect Meeting Approval Committee
For
For
4
Present Board of Directors and Chairman's
Report
5
Present Financial Statements
6
Present Auditor's Report
7
Approve Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
For
For
9
Present Report on International Financial
Standards
10
Amend Bylaws
For
For
11
Approve Wealth Tax Charged on Capital
Reserves
For
For
12
Authorize Board to Fix Remuneration of
Auditor
For
For
13
Approve Donations
For
For
Page 257 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CJ CheilJedang Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Son Gyung-Sik as Inside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Hong Ji-A as Outside Director
For
For
2.2
Elect Ahn Suk-Joon as Inside Director
For
For
2.3
Elect Shin Hyun-Jae Non-independent Nonexecutive Director
For
For
CJ Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
CJ E&M Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 258 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CJ E&M Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Yang Seung-Suk as Inside Director
For
For
2.2
Elect Son Gwan-Soo as Inside Director
For
For
2.3
Elect Bang Hee-Suk as Outside Director
For
For
2.4
Elect Kwon Do-Yub as Outside Director
For
For
2.5
Elect Yoon Young-Sun as Outside Director
For
For
2.6
Elect Choi Chan-Mook as Outside Director
For
For
3.1
Elect Bang Hee-Suk as Member of Audit
Committee
For
For
3.2
Elect Kwon Do-Yub as Member of Audit
Committee
For
For
3.3
Elect Yoon Young-Sun as Member of Audit
Committee
For
For
3.4
Elect Choi Chan-Mook as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
3
CJ Korea Express Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
CJ O Shopping Co. Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 259 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CJ O Shopping Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Shin Hyun-Jae as Inside Director
For
For
2.2
Elect Kim Il-Chun as Inside Director
For
For
2.3
Elect Seo Jang-Won as Inside Director
For
For
2.4
Elect Kim Jong-Bin as Outside Director
For
For
2.5
Elect Kim In-Gyu as Outside Director
For
For
3.1
Elect Kim Jong-Bin as Member of Audit
Committee
For
For
3.2
Elect Kim In-Gyu as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Amend Articles of Incorporation
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
Against
3.1
Elect Shin Michael Young-Joon as Outside
Director
For
For
3.2
Elect Lim Sun-Gyoon as Outside Director
For
For
3.3
Elect Jang Dal-Joong as Outside Director
For
For
3.4
Elect Kim Tae-Hee as Outside Director
For
For
3.5
Elect Han Joon-Ho as Outside Director
For
For
4.1
Elect Shin Michael Young-Joon as Member of
Audit Committee
For
Abstain
Daelim Industrial Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 260 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daelim Industrial Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.2
Elect Lim Sung-Gyoon as Member of Audit
Committee
For
Abstain
4.3
Elect Kim Tae-Hee as Member of Audit
Committee
For
Abstain
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two NINEDs (Bundled)
For
For
3
Appoint Na Eung-Ho as Internal Auditor
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Park Dong-Gwan as Inside Director
For
For
3.2
Elect Lee Jung-Do as Outside Director
For
For
3.3
Elect Kim Ssang-Soo as Outside Director
For
For
Daesang Corporation
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
DGB Financial Group Co Ltd
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 261 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DGB Financial Group Co Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.4
Elect Ha Jong-Hwa as Outside Director
For
For
3.5
Elect Lee Ji-Un as Outside Director
For
For
4.1
Elect Lee Jung-Doo as Member of Audit
Committee
For
For
4.2
Elect Kim Ssang-Soo as Member of Audit
Committee
For
For
4.3
Elect Ha Jong-Hwa as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Three Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Two Inside Directors (Bundled)
For
For
Dongbu Insurance Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Halla Holdings Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 262 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halla Holdings Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Three Inside Directors and Three
Outside Directors (Bundled)
For
For
3
Elect Three Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and One Outside
Director (Bundled)
For
For
3
Elect Hong Jong-Ho as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
4
Hanwha Chemical Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Hanwha Corporation
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Hanwha Life Insurance Co., Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 263 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hanwha Life Insurance Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Three Outside
Directors (Bundled)
For
For
3
Elect Moon Sung-Woo Members of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Five Outside Directors (Bundled)
For
For
4
Elect Three Members of Audit Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
Hyosung Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Hyundai Department Store Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 264 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Department Store Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Elect Kim Hyung-Gyun as Outside Director
For
For
4
Elect Kim Hyung-Gyun as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Four Outside Directors and One Inside
Director (Bundled)
For
For
4
Elect Three Members of Audit Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and One Outside
Director (Bundled)
For
For
3
Elect Lim Tae-Hun as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Hyundai Glovis Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Hyundai Hysco
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 265 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai WIA Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Lee Yong-Bae as Inside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 50
For
For
2.1
Appoint Statutory Auditor Nakamura, Futoshi
For
For
2.2
Appoint Statutory Auditor Kojima, Tomotaka
For
For
2.3
Appoint Statutory Auditor Imai, Yoshinori
For
For
2.4
Appoint Statutory Auditor Obayashi, Hiroshi
For
For
3
Appoint Alternate Statutory Auditor Masaki,
Michio
For
For
4
Approve Alternate Income Allocation, with a
Final Dividend of JPY 150
Against
Against
5
Authorize Share Repurchase of Up To 40
Million Shares in the Coming Year
Against
For
Japan Tobacco Inc
Meeting Date: 03/20/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Kabel Deutschland Holding AG
Meeting Date: 03/20/2015
Country: Germany
Meeting Type: Special
Page 266 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kabel Deutschland Holding AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Shareholder Proposals Submitted by Cornwall
2 GmbH & Co. KG
1
Receive Report on Special Audit
Commissioned by Oct. 10, 2013 Shareholder
Meeting (Non-Voting)
2
Authorize Special Audit Concerning Actions in
Connection with the Acquisition of the
Company by Vodafone Vierte Verwaltungs
AG (Voting)
None
For
3
Authorize Special Audit to Explore Possible
Breach of Duty Committed by Members of
Governing Bodies in Connection with the
Special Audit Commissioned by the Oct. 10,
2013 Shareholder Meeting (Voting)
None
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Amend Articles of Incorporation
For
Against
2.1
Elect Two Inside Directors (Bundled)
For
For
2.2
Elect Two Outside Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
KCC Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Kia Motors Corporation
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 267 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kia Motors Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and Two Outside
Directors (Bundled)
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Lim Maeng-Ho as Non-independent Nonexecutive Director
For
For
3.2
Elect Six Outside Directors (Bundled)
For
For
4.1
Elect Lim Maeng-Ho as Member of Audit
Committee
For
For
4.2
Elect Three Members of Audit Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
6
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Korea Aerospace Industries Co. Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Korea Zinc Co Ltd
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 268 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Zinc Co Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and Two Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Jang Myung-Gi as Outside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 12.5
For
For
2.1
Elect Director Hanai, Nobuo
For
For
2.2
Elect Director Kawai, Hiroyuki
For
For
2.3
Elect Director Tachibana, Kazuyoshi
For
For
2.4
Elect Director Mikayama, Toshifumi
For
For
Kumho Petro Chemical Co., Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Kyowa Hakko Kirin Co Ltd
Meeting Date: 03/20/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 269 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kyowa Hakko Kirin Co Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.5
Elect Director Sato, Yoichi
For
For
2.6
Elect Director Nishikawa, Koichiro
For
For
2.7
Elect Director Leibowitz, Yoshiko
For
For
2.8
Elect Director Ito, Akihiro
For
For
3.1
Appoint Statutory Auditor Ishihara, Motoyasu
For
Against
3.2
Appoint Statutory Auditor Uryu, Kentaro
For
For
4
Approve Deep Discount Stock Option Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and One Outside
Director (Bundled)
For
For
3
Elect Lee Jang-Gyu as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Park Byung-Myung as Inside Director
For
For
3
Elect Two Outside Directors (Bundled)
For
For
LG Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
LIG Insurance Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 270 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LIG Insurance Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Elect Park Byung-Myung as Member of Audit
Committee (Inside Director)
For
For
5
Elect Two Members of Audit Committee
(Outside Directors)
For
For
6
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and One Outside
Director (Bundled)
For
For
3
Elect Park Gyung-Hee as Members of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Approve Terms of Retirement Pay
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Lee Jae-Hyuk as Inside Director
For
For
3.2
Elect Ahn Tae-Sik as Outside Director
For
For
Lotte Chemical Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Lotte Chilsung Beverage Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 271 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lotte Chilsung Beverage Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Elect Ahn Tae-Sik as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
6
Approve Terms of Retirement Pay
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Three Outside Directors (Bundled)
For
For
3
Elect Three Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Approve Terms of Retirement Pay
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Shin Gyuk-Ho as Inside Director
For
For
2.2
Elect Two Outside Directors (Bundled)
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Lotte Confectionery Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Lotte Shopping Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 272 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LS Industrial Systems Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Han Jae-Hoon as Inside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Jung Gyung-Ho Director
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Lee Hae-Jin as Inside Director
For
For
Mando Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
NAVER Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 273 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NAVER Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.2
Elect Lee Jong-Woo as Outside Director
For
For
4
Elect Lee Jong-Woo as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Three Inside Directors and Three
Outside Directors (Bundled)
For
For
2
Elect Three Members of Audit Committee
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Jeon Phillip as Inside Director
For
For
2.2
Elect Park Byung-Ryong as Inside Director
For
For
2.3
Elect Seo Chang-Lok as Outside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
4
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Nongshim Co. Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Paradise Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 274 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PREMIER INVESTMENT CORP.
Meeting Date: 03/20/2015
Country: Japan
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Amend Articles to Authorize Unit Buybacks Amend Permitted Investment Types
For
For
2
Elect Executive Director Hoshizawa, Shuro
For
For
3
Elect Alternate Executive Director Okuda,
Takahiro
For
For
4.1
Appoint Supervisory Director Iinuma, Haruki
For
For
4.2
Appoint Supervisory Director Dai, Yuji
For
Against
5
Appoint Alternate Supervisory Director
Sakurai, Kenji
For
Against
6
Appoint External Audit Firm
For
For
Mgmt Rec
Vote
Instruction
Providence Resources plc
Meeting Date: 03/20/2015
Country: Ireland
Meeting Type: Special
Proposal
Number
Proposal Text
Ordinary Resolutions
1
Increase Authorized Common Stock
For
For
2
Approve Issue of Equity Pursuant to the
Placing Offer and Open Offer
For
For
Special Resolutions
3
Amend Articles of Association to Reflect
Changes in Capital
For
For
4
Approve Issue of Equity without Pre-emptive
Rights Pursuant to the Placing Offer
For
For
5
Approve Issue of Equity without Pre-emptive
Rights Pursuant to the Open Offer
For
For
6
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
For
Page 275 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Meeting Date: 03/20/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income and Dividends
of CHF 2.20 per Share and Participation
Certificate
For
For
3
Approve Discharge of Board and Senior
Management
For
For
4.1
Approve Fixed Remuneration of Board of
Directors for the 2015 Financial Year in the
Amount of CHF 8.1 Million
For
Against
4.2
Approve Fixed Remuneration of Executive
Management for the 2015 Financial Year in
the Amount of CHF 7.7 Million
For
Against
4.3
Approve Annual Variable Remuneration of
Board of Directors for Financial Year 2014 in
the Amount of CHF 6.5 Million
For
Against
4.4
Approve Annual Variable Remuneration of
Executive Management for Financial Year
2014 in the Amount of CHF 11.53 Million
For
Against
5.1
Elect Patrice Bula as Director
For
For
5.2
Reelect Alfred Schindler as Director and
Chairman of the Board of Directors
For
For
5.3.1
Reelect Pius Baschera as Director and
Member of the Remuneration Committee
For
For
5.3.2
Reelect Rudolf Fischer as Director and
Member of the Remuneration Committee
For
For
5.3.3
Reelect Rolf Schweiger as Director and
Member of the Remuneration Committee
For
For
5.4.1
Reelect Monika Buetler as Director
For
For
5.4.2
Reelect Carole Vischer as Director
For
For
5.4.3
Reelect Luc Bonnard as Director
For
For
5.4.4
Reelect Karl Hofstetter as Director
For
For
5.4.5
Reelect Anthony Nightingale as Director
For
For
5.4.6
Reelect Juergen Tinggren as Director
For
For
5.4.7
Reelect Klaus Wellershoff as Director
For
For
5.5
Designate Adrian von Segesser as
Independent Proxy
For
For
Page 276 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5.6
Ratify Ernst & Young AG as Auditors
For
For
6.1
Approve CHF 11,855 Reduction in Share
Capital via Cancellation of Repurchased
Shares
For
For
6.2
Approve CHF 382,222 Reduction in
Participation Capital via Cancellation of
Repurchased Participation Certificates
For
For
7
Transact Other Business (Voting)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Ahn Jung-Ok as Inside Director
For
For
3.2
Elect Ji Dong-Sub as Non-independent Nonexecutive Director
For
For
3.3
Elect Ha Geum-Yeol as Outside Director
For
For
3.4
Elect Director Joo Soon-Sik as Outside
Director
For
For
4.1
Elect Ha Geum-Yeol as Member of Audit
Committee
For
For
4.2
Elect Joo Soon-Sik as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
SK C&C Co. Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
SK Chemicals Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 277 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Chemicals Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Two Inside Directors (Bundled)
For
For
2.2
Elect Two Outside Directors (Bundled)
For
For
3
Elect Ahn Duk-Geun as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Kwon Oh-Ryong as Outside Director
For
For
3
Elect Kwon Oh-Ryong as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Park Sung-Wook as Inside Director
For
For
SK Holdings Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
SK Hynix Inc.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 278 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Hynix Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.1
Elect Kim Doo-Gyung as Outside Director
For
For
3.2
Elect Park Young-Joon as Outside Director
For
For
3.3
Elect Kim Dae-Il as Outside Director
For
For
3.4
Elect Lee Chang-Yang as Outside Director
For
For
4.1
Elect Kim Doo-Gyung as Member of Audit
Committee
For
For
4.2
Elect Kim Dae-Il as Member of Audit
Committee
For
For
4.3
Elect Lee Chang-Yang as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Jung Chul-Gil as Inside Director
For
For
2.2
Elect Kim Dae-Gi as Outside Director
For
For
2.3
Elect Han Min-Hee as Outside Director
For
For
3
Elect Kim Dae-Gi as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
SK Innovation Co., Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
SK Networks Co. Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 279 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Networks Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Moon Jong-Hoon as Inside Director
For
For
3.2
Elect Kim Hun-Pyo as Inside Director
For
For
3.3
Elect Song Ha-Joong as Outside Director
For
For
3.4
Elect Kim Sung-Min as Outside Director
For
For
4.1
Elect Song Ha-Joong as Member of Audit
Committee
For
For
4.2
Elect Kim Sung-Min as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Jang Dong-Hyun as Inside Director
For
For
4
Elect Lee Jae-Hoon as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
SK Telecom Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
SK Telecom Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 280 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Telecom Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Jang Dong-Hyun as Inside Director
For
For
4
Elect Lee Jae-Hoon as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Cho Dae-Sik as Non-Independent NonExecutive Director
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Approve Sale of Company Assets
For
Abstain
SKC Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
S-Oil Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 281 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
S-Oil Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect One Inside Director, Four NINEDs, and
Six Outside Directors (Bundled)
For
For
4.1
Elect S.A. Al-Ashgar as Member of Audit
Committee
For
For
4.2
Elect A.A. Al-Talhah as Member of Audit
Committee
For
For
4.3
Elect Hong Suk-Woo as Member of Audit
Committee
For
For
4.4
Elect Shin Eui-Soon as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Two Inside Directors and Two Outside
Directors (Bundled)
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Youngpoong Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Yuhan Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 282 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yuhan Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Lee Jung-Hee as Inside Director
For
For
2.2
Elect Seo Sang-Hoon as Inside Director
For
For
2.3
Elect Choi Jae-Hyuk as Inside Director
For
For
2.4
Elect Cho Wook-Je as Inside Director
For
For
2.5
Elect Park Jong-Hyun as Inside Director
For
For
2.6
Elect Kim Sang-Chul as Inside Director
For
For
3.1
Appoint Woo Jae-Gul as Internal Auditor
For
For
3.2
Appoint Yoon Suk-Bum as Internal Auditor
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Mgmt Rec
Vote
Instruction
Arcelik A.S.
Meeting Date: 03/23/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Board Report
For
Do Not
Vote
3
Accept Audit Report
For
Do Not
Vote
4
Accept Financial Statements
For
Do Not
Vote
5
Approve Discharge of Board
For
Do Not
Vote
6
Approve Dividends
For
Do Not
Vote
Page 283 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Arcelik A.S.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
7
Elect Directors
For
Do Not
Vote
8
Approve Remuneration Policy
For
Do Not
Vote
9
Approve Director Remuneration
For
Do Not
Vote
10
Ratify External Auditors
For
Do Not
Vote
11
Receive Information on Charitable Donations
for 2014 and Approve Upper Limit of the
Donations for 2015
For
Do Not
Vote
12
Receive Information on the Guarantees,
Pledges, and Mortgages Provided by the
Company to Third Parties
13
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
14
Wishes
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 03/23/2015
Country: Israel
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Receipt of Conditions Put Forward
by the Antitrust Commissioner Regarding the
Merger
For
For
2
Approve Agreement with Eurocom D.B.S.
Ltd., Indirect Controlling Shareholder, for the
Purchase of the Remainder of Shares in
D.B.S. Satellite Services (1998) Ltd., in
Which the Company Currently Holds 49.78
Percent of Outstanding Shares
For
For
A
Vote FOR if you are a controlling shareholder
or have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an
explanation to your account manager
None
For
Please Select Any Category Which Applies to
You as a Shareholder or as a Holder of
Power of Attorney
Page 284 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
B1
If you are an Interest Holder as defined in
Section 1 of the Securities Law, 1968, vote
FOR. Otherwise, vote against.
None
B2
If you are a Senior Officer as defined in
Section 37(D) of the Securities Law, 1968,
vote FOR. Otherwise, vote against.
None
B3
If you are an Institutional Investor as defined
in Regulation 1 of the Supervision Financial
Services Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR.
Otherwise, vote against.
None
B5
If at the record date you were holding D.B.S.
Satellite Services (1998) Ltd's bonds,
crediting value of which exceeds the sharebased value of your holdings in the
company's shares, vote FOR. Otherwise, vote
against.
None
Vote
Instruction
Ford Otomotiv Sanayi AS
Meeting Date: 03/23/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Board Report
For
Do Not
Vote
3
Accept Audit Report
For
Do Not
Vote
4
Accept Financial Statements
For
Do Not
Vote
5
Ratify Director Appointment
For
Do Not
Vote
6
Approve Discharge of Board
For
Do Not
Vote
7
Approve Allocation of Income
For
Do Not
Vote
8
Elect Directors
For
Do Not
Vote
Page 285 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ford Otomotiv Sanayi AS
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
9
Approve Remuneration Policy
For
Do Not
Vote
10
Approve Director Remuneration
For
Do Not
Vote
11
Ratify External Auditors
For
Do Not
Vote
12
Receive Information on Charitable Donations
for 2014 and Approve Upper Limit of the
Donations for 2015
For
Do Not
Vote
13
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
14
Wishes
Grupo Elektra S.A.B. de C.V.
Meeting Date: 03/23/2015
Country: Mexico
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board's Report
For
For
2
Approve Financial Statements and Allocation
of Income
For
For
3
Approve Report of Audit Committee
For
For
4
Approve Report of Corporate Practices
Committee
For
For
5
Approve Report of Board of Directors on
Share Repurchase Policy and Reserves for
Share Repurchase Program
For
For
6
Elect and or Ratify Directors, Secretary and
Alternate, and Members of Audit and
Corporate Practices Committees; Verify
Independence Classification; Approve Their
Remuneration
For
Against
7
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Page 286 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GungHo Online Entertainment Inc
Meeting Date: 03/23/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Son, Taizo
For
For
1.2
Elect Director Morishita, Kazuki
For
For
1.3
Elect Director Sakai, Kazuya
For
For
1.4
Elect Director Kitamura, Yoshinori
For
For
1.5
Elect Director Ochi, Masato
For
For
1.6
Elect Director Yoshida, Koji
For
For
1.7
Elect Director Oba, Norikazu
For
For
2
Approve Deep Discount Stock Option Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Board
For
For
4
Authorize Capitalization of Reserves for
Bonus Issue
For
For
5
Change Location of Registered Office and
Amend Article 3 Accordingly
For
For
6.1
Amend Article 3 bis Re: Company Website
For
For
6.2
Amend Article 4 Re: Corporate Purpose
For
For
6.3
Amend Articles
For
For
6.4
Amend Articles
For
For
6.5
Approve Restated Articles of Association
For
For
Abertis Infraestructuras S.A
Meeting Date: 03/24/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 287 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Abertis Infraestructuras S.A
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7.1
Amend Articles of General Meeting
Regulations
For
For
7.2
Approve New General Meeting Regulations
For
For
8
Receive Amendments to Board of Directors'
Regulations
9.1
Ratify Appointment of and Elect Grupo Villar
Mir SA as Director
For
Against
9.2
Reelect Francisco Reynés Massanet as
Director
For
For
9.3
Reelect Miguel Ángel Gutiérrez Méndez as
Director
For
For
10
Renew Appointment of Deloitte as Auditor
For
For
11
Advisory Vote on Remuneration Policy Report
For
For
12
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Mgmt Rec
Vote
Instruction
For
For
Advanced Info Service PCL
Meeting Date: 03/24/2015
Country: Thailand
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Matters to be Informed
2
Approve Minutes of Previous Meeting
3
Acknowledge Report on Operating Results for
2014
4
Accept Financial Statements
For
For
5
Approve Allocation of Income as Dividend
For
For
6
Approve KPMG Phoomchai Audit Limited as
Auditors and Authorize Board to Fix Their
Remuneration
For
For
7.1
Elect Allen Lew Yoong Keong as Director
For
Against
7.2
Elect Somchai Lertsutiwong as Director
For
For
7.3
Elect Yek Boon Seng as Director
For
For
8
Elect Preeya Danchaivijit as Director
For
For
9
Approve Remuneration of Directors
For
For
Page 288 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Advanced Info Service PCL
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
10
Approve Statement Concerning Prohibitive
Characters in Connection with Foreign
Dominance
For
For
11
Approve Issuance and Sale of Warrants to
Employees of the Company and Subsidiaries
For
For
12
Approve Issuance of Shares for the
Conversion of Warrants to be Issued to
Directors and Employees of the Company
and its Subsidiaries
For
For
13.1
Approve Issuance of Warrants to Somchai
Lertsutiwong
For
For
13.2
Approve Issuance of Warrants to Suwimol
Kaewkoon
For
For
13.3
Approve Issuance of Warrants to Pongamorn Nimpoonsawat
For
For
13.4
Approve Issuance of Warrants to Vilasinee
Puddhikarant
For
For
13.5
Approve Issuance of Warrants to Kriengsak
Wanichnatee
For
For
13.6
Approve Issuance of Warrants to Walan
Norasetpakdi
For
For
13.7
Approve Issuance of Warrants to Weerawat
Kiattipongthaworn
For
For
13.8
Approve Issuance of Warrants to Issara
Dejakaisaya
For
For
13.9
Approve Issuance of Warrants to Bussaya
Satirapipatkul
For
For
13.10
Approve Issuance of Warrants to Pratthana
Leelapanang
For
For
14
Other Business
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Authorize Capitalization of CLP 62.8 Billion
via Bonus Stock Issuance; Authorize
Capitalization of CLP 171.47 Billion Without
Bonus Stock Issuance
For
Banco de Credito e Inversiones (BCI)
Meeting Date: 03/24/2015
Country: Chile
Meeting Type: Special
Proposal
Number
1
Page 289 of 679
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco de Credito e Inversiones (BCI)
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
2
Amend Articles to Reflect Changes in Capital
For
Do Not
Vote
3
Authorize Board to Ratify and Execute
Approved Resolutions
For
Do Not
Vote
Banco de Credito e Inversiones (BCI)
Meeting Date: 03/24/2015
Country: Chile
Meeting Type: Annual
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Approve Financial Statements and Statutory
Reports
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
of CLP 1,000 Per Share
For
Do Not
Vote
3
Approve Remuneration of Directors
For
Do Not
Vote
4
Approve Remuneration and Budget of
Directors' Committee
For
Do Not
Vote
5
Appoint Auditors and Risk Assessment
Companies
For
Do Not
Vote
6
Receive Report Regarding Related-Party
Transactions
7
Receive 2014 Activity Report from Directors'
Committee Including Report from Advisers
8
Elect Lionel Olavarria Leyton as Director
For
Do Not
Vote
9
Designate Newspaper to Publish Meeting
Announcements
For
Do Not
Vote
10
Other Business
For
Do Not
Vote
Bridgestone Corp.
Meeting Date: 03/24/2015
Country: Japan
Meeting Type: Annual
Page 290 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bridgestone Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 60
For
For
2.1
Elect Director Tsuya, Masaaki
For
For
2.2
Elect Director Nishigai, Kazuhisa
For
For
2.3
Elect Director Zaitsu, Narumi
For
For
2.4
Elect Director Tachibana Fukushima, Sakie
For
For
2.5
Elect Director Scott Trevor Davis
For
For
2.6
Elect Director Okina, Yuri
For
For
2.7
Elect Director Unotoro, Keiko
For
For
3
Appoint Statutory Auditor Masuda, Kenichi
For
For
4
Approve Annual Bonus Payment to Directors
For
Against
5
Approve Deep Discount Stock Option Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 21
For
For
2.1
Elect Director Sueyoshi, Norio
For
For
2.2
Elect Director Yoshimatsu, Tamio
For
For
2.3
Elect Director Shibata, Nobuo
For
For
2.4
Elect Director Takemori, Hideharu
For
For
2.5
Elect Director Fukami, Toshio
For
For
2.6
Elect Director Okamoto, Shigeki
For
For
2.7
Elect Director Fujiwara, Yoshiki
For
For
2.8
Elect Director Koga, Yasunori
For
For
2.9
Elect Director Hombo, Shunichiro
For
For
Coca-Cola West Co Ltd
Meeting Date: 03/24/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 291 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coca-Cola West Co Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.10
Elect Director Kondo, Shiro
For
Against
2.11
Elect Director Vikas Tiku
For
Against
3
Appoint Statutory Auditor Isoyama, Seiji
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 7
For
For
2
Amend Articles to Amend Business Lines
For
For
3
Elect Director Yoshidome, Manabu
For
For
4.1
Appoint Statutory Auditor Nakane, Shigeo
For
For
4.2
Appoint Statutory Auditor Asai, Takuya
For
For
5
Approve Adjustment to Aggregate
Compensation Ceilings for Directors and
Statutory Auditors
For
For
Mgmt Rec
Vote
Instruction
Hulic Co., Ltd.
Meeting Date: 03/24/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Jyske Bank A/S
Meeting Date: 03/24/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports; Approve Allocation of Income
For
Do Not
Vote
3
Authorize Share Repurchase Program
For
Do Not
Vote
4
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
Do Not
Vote
Page 292 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jyske Bank A/S
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
5
Elect Members of Committee of
Representatives for Electoral Region East
For
Do Not
Vote
6
Reelect Rina Asmussen as Supervisory Board
Director
For
Do Not
Vote
7
Ratify Auditors
For
Do Not
Vote
8
Other Business
Low & Bonar plc
Meeting Date: 03/24/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Re-elect Martin Flower as Director
For
For
4
Re-elect Steve Hannam as Director
For
For
5
Elect Brett Simpson as Director
For
For
6
Reappoint KPMG LLP as Auditors
For
For
7
Authorise Board to Fix Remuneration of
Auditors
For
For
8
Approve Remuneration Report
For
For
9
Authorise Issue of Equity with Pre-emptive
Rights
For
For
10
Authorise Issue of Equity without Preemptive Rights
For
For
11
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Orion Oyj
Meeting Date: 03/24/2015
Country: Finland
Meeting Type: Annual
Page 293 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orion Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.30 Per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 76,000 for Chairman, EUR
51,000 for Vice Chairman, and EUR 38,000
for Other Directors; Approve Meeting Fees
For
For
11
Fix Number of Directors at Seven
For
For
12
Reelect Sirpa Jalkanen, Eero Karvonen, Timo
Maasilta, Mikael Silvennoinen, Hannu
Syrjänen (Chairman), Heikki Westerlund, and
Jukka Ylppö as Directors
For
For
13
Approve Remuneration of Auditors
For
For
14
Ratify PricewaterhouseCoopers as Auditors
For
For
15
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Shares to Government
of India
For
For
State Bank Of India
Meeting Date: 03/24/2015
Country: India
Meeting Type: Special
Proposal
Number
1
Page 294 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wal-Mart de Mexico S.A.B. de C.V.
Meeting Date: 03/24/2015
Country: Mexico
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.a
Approve Board of Directors' Report
For
For
1.b
Approve CEO's Reports
For
For
1.c
Approve Report of Audit and Corporate
Practices Committees
For
For
1.d
Approve Report on Adherence to Fiscal
Obligations
For
For
1.e
Approve Report Re: Employee Stock
Purchase Plan
For
For
1.f
Approve Report on Share Repurchase
Reserves
For
For
1.g
Approve Report on Wal-Mart de Mexico
Foundation
For
For
2
Approve Consolidated Financial Statements
For
For
3
Approve Allocation of Income and Dividends
For
For
4
Approve Reduction in Share Capital via
Cancellation of Treasury Shares
For
For
5
Elect or Ratify Directors, Chairmen of Audit
and Corporate Governance Committees;
Approve Their Remuneration
For
Against
6
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Second Interim Dividend
For
For
4
Approve Special Dividend
For
For
Beazley plc
Meeting Date: 03/25/2015
Country: Jersey
Meeting Type: Annual
Proposal
Number
Page 295 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beazley plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Re-elect George Blunden as Director
For
For
6
Re-elect Martin Bride as Director
For
For
7
Re-elect Adrian Cox as Director
For
For
8
Re-elect Angela Crawford-Ingle as Director
For
For
9
Re-elect Dennis Holt as Director
For
For
10
Re-elect Andrew Horton as Director
For
For
11
Re-elect Neil Maidment as Director
For
For
12
Re-elect Padraic O'Connor as Director
For
For
13
Re-elect Vincent Sheridan as Director
For
For
14
Re-elect Ken Sroka as Director
For
For
15
Re-elect Rolf Tolle as Director
For
For
16
Re-elect Clive Washbourn as Director
For
For
17
Reappoint KPMG as Auditors
For
For
18
Authorise Board to Fix Remuneration of
Auditors
For
For
19
Authorise Issue of Equity with Pre-emptive
Rights
For
For
20
Authorise Issue of Equity without Preemptive Rights
For
For
21
Authorise Market Purchase of Ordinary Shares
For
For
22
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
For
For
Chongqing Changan Automobile Co., Ltd.
Meeting Date: 03/25/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF B SHARES
1
Approve Equity Participation in Chongqing
Auto Finance Co., Ltd.
ELECT NON-INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING
Page 296 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chongqing Changan Automobile Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.1
Elect Zhang Dongjun as Non-Independent
Director
None
Against
2.2
Elect Zhou Zhiping as Non-Independent
Director
None
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve CEO's Report
For
For
2
Approve Audited and Consolidated Financial
Statements
For
For
3
Present Report on Adherence to Fiscal
Obligations
4
Approve Dividends
For
For
5
Approve Board's Report
For
For
6
Approve Report of Audit, Corporate
Practices, Investment, Ethics, Debt, and
Social and Environmental Responsibility
Committees
For
For
7
Elect Directors; Elect Chairmen of Audit and
Corporate Practices Committees
For
Against
8
Present Report on Public Offering of Shares
Completed on Jan. 29, 2015 and Cancellation
of Issued Unsubscribed Shares Approved at
EGM on Jan. 21, 2015
9
Authorize Share Repurchase Program for
Executive Incentive Plan
For
For
10
Appoint Legal Representatives
For
For
Corporacion Inmobiliaria Vesta S.A.B. de C.V.
Meeting Date: 03/25/2015
Country: Mexico
Meeting Type: Annual
Proposal
Number
Getinge AB
Meeting Date: 03/25/2015
Country: Sweden
Meeting Type: Annual
Page 297 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Getinge AB
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Elect Chairman of Meeting
For
Do Not
Vote
3
Prepare and Approve List of Shareholders
For
Do Not
Vote
4
Approve Agenda of Meeting
For
Do Not
Vote
5
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
6
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
7a
Receive Financial Statements and Statutory
Reports
7b
Receive Consolidated Financial Statements
and Statutory Reports
7c
Receive Auditor's Report on Application of
Guidelines for Remuneration for Executive
Management
7d
Receive Board's Dividend Proposal
8
Receive Board and Board Committee Reports
9
Receive President's Report
10
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
11
Approve Allocation of Income and Dividends
of SEK 2.80 Per Share
For
Do Not
Vote
12
Approve Discharge of Board and President
For
Do Not
Vote
13
Determine Number of Directors (8) and
Deputy Directors (0) of Board
For
Do Not
Vote
14
Approve Remuneration of Directors in the
Amount of SEK 1.1 Million for Chairman and
SEK 550,000 for Other Directors; Approve
Remuneration for Committee Work
For
Do Not
Vote
15
Reelect Carl Bennet (Chairman), Johan
Bygge, Cecilia Wennborg, Carola Lemne,
Malin Persson, Johan Stern, and Maths
Wahlstrom as Directors; Elect Alex Myers as
New Director
For
Do Not
Vote
16
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
Page 298 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Getinge AB
Proposal
Number
17
Proposal Text
Mgmt Rec
Vote
Instruction
Mgmt Rec
Vote
Instruction
Close Meeting
Grupo Argos SA
Meeting Date: 03/25/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Verify Quorum
2
Approve Meeting Agenda
For
For
3
Elect Meeting Approval Committee
For
For
4
Present Board of Directors and Chairman's
Report
For
For
5
Present Financial Statements
For
For
6
Receive Auditor's Report
For
For
7
Approve Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
For
For
9
Approve Donations
For
For
10
Inform on Implementation Plan of NIIF
For
For
11
Accept Report on Activities and Timetable to
Adopt Recommendations of Code of Best
Corporate Practices (Codigo Pais)
For
For
12
Amend Articles Re: Recommendations of
Code of Best Corporate Practices (Codigo
Pais)
For
For
13
Elect Directors and Approve Their
Remuneration
For
Against
14
Approve Auditors and Authorize Board to Fix
Their Remuneration
For
For
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 03/25/2015
Country: China
Meeting Type: Special
Page 299 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Automobile Group Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
EGM Ballot for Holders of H Shares
1.01
Elect Yao Yiming as Director
For
For
1.02
Elect Feng Xingya as Director
For
For
1.03
Elect Chen Maoshan as Director
For
For
1.04
Elect Wu Song as Director
For
For
2
Approve Adjustment of Validity Period of the
Issuance of A Share Convertible Bonds
For
For
Mgmt Rec
Vote
Instruction
For
For
Mgmt Rec
Vote
Instruction
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 03/25/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
CLASS MEETING FOR HOLDERS OF H SHARES
1
Approve Adjustment of Validity Period of the
Issuance of A Share Convertible Bonds
H. Lundbeck A/S
Meeting Date: 03/25/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Receive and Accept Financial Statements and
Statutory Reports
For
Do Not
Vote
3.1
Reelect Hakan Bjorklund as Director
For
Do Not
Vote
3.2
Reelect Lars Rasmussen as Director
For
Do Not
Vote
Page 300 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
H. Lundbeck A/S
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
3.3
Reelect Terrie Curran as Director
For
Do Not
Vote
3.4
Elect Lene Skole as New Director
For
Do Not
Vote
3.5
Elect Jesper Ovesen as New Director
For
Do Not
Vote
3.6
Elect Lars Holmqvist as New Director
For
Do Not
Vote
4.1
Approve Remuneration of Directors in the
Amount of DKK 900,000 for the Chairman,
DKK 600,000 for the Vice Chairman, and DKK
300,000 for Other Directors; Approve
Remuneration for Committee Work
For
Do Not
Vote
4.2
Approve Seperate Fixed Monthly Salary of
DKK 589,075 for the Chairman Due to
Extended Operational Responisibilties
For
Do Not
Vote
5
Approve Allocation of Income and Omission
of Dividends
For
Do Not
Vote
6
Ratify Deloitte as Auditors
For
Do Not
Vote
7.1
Amend Authorization to Increase Share
Capital with/without Preemptive Rights
For
Do Not
Vote
7.2
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
Do Not
Vote
7.3
Authorize Share Repurchase Program
For
Do Not
Vote
7.4
Authorize Editorial Changes to Adopted
Resolutions in Connection with Registration
with Danish Authorities
For
Do Not
Vote
8
Other Business
Hiscox Ltd
Meeting Date: 03/25/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Matters Relating to the Return of
Capital to Shareholders
For
For
2
Authorise Issue of Equity with Pre-emptive
Rights
For
For
Page 301 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hiscox Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Authorise Issue of Equity without Preemptive Rights
For
For
4
Authorise Market Purchase of New Ordinary
Shares
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Authorise Issue of Equity Pursuant to the
Firm Placing and Placing and Open Offer
For
Abstain
2
Authorise Issue of Equity without Preemptive Rights Pursuant to the Firm Placing
and Placing and Open Offer
For
Abstain
3
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
For
4
Approve Pipeline Agreement and the Pipeline
Transactions
For
Abstain
5
Amend Investment Policy Re: Pipeline and
Warehousing Arrangements
For
Abstain
6
Amend Investment Policy Re: Investment
Criteria
For
Abstain
Mgmt Rec
Vote
Instruction
Irish Residential Properties REIT plc
Meeting Date: 03/25/2015
Country: Ireland
Meeting Type: Special
Proposal
Number
Isagen S.A. E.S.P.
Meeting Date: 03/25/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Verify Quorum
2
Elect Chairman of Meeting
For
For
3
Approve Minutes of Previous Meetings
For
For
4
Elect Meeting Approval Committee
For
For
Page 302 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Isagen S.A. E.S.P.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Approve Management Reports, Corporate
Governance Compliance Report and Audit
Committee Report
For
For
6
Approve Management Report
For
For
7
Approve Report from Representative of
Minority Shareholders
For
For
8
Approve Financial Statements
For
For
9
Approve Auditor's Report
For
For
10
Approve Financial Statements and Statutory
Reports
For
For
11
Approve Change of Allocation of Occasional
Reserves
For
For
12
Amend Bylaws Re: Capitalization and
Increase of Legal Reserves
For
For
13
Approve Dividends
For
For
14
Elect Directors
For
For
15
Appoint Auditors and Fix Their Remuneration
For
For
16
Other Business
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 36
For
For
2
Amend Articles to Amend Business Lines Indemnify Directors - Indemnify Statutory
Auditors
For
For
3.1
Elect Director Sawada, Michitaka
For
For
3.2
Elect Director Yoshida, Katsuhiko
For
For
3.3
Elect Director Takeuchi, Toshiaki
For
For
3.4
Elect Director Kadonaga, Sonosuke
For
For
3.5
Elect Director Nagashima, Toru
For
For
3.6
Elect Director Oku, Masayuki
For
For
Kao Corp.
Meeting Date: 03/25/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 303 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kao Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Appoint Statutory Auditor Numata, Toshiharu
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Dividends
For
For
5
Approve Related Party Transactions
For
Against
6
Approve Remuneration of Directors for FY
2014
For
For
7
Authorize Issuance of
Bonds/Debentures/Sukuk
For
For
8
Authorize Share Repurchase Program
For
For
9
Approve Charitable Donations
For
For
10
Approve Share Option Plan
For
For
11
Approve Discharge of Directors
For
For
12
Ratify Auditors and Fix Their Remuneration
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Accept Financial Statements and Statutory
Reports
For
Abstain
4
Kuwait Investment Projects Co
Meeting Date: 03/25/2015
Country: Kuwait
Meeting Type: Annual
Proposal
Number
Leeds Building Society
Meeting Date: 03/25/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
1
Page 304 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Leeds Building Society
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Reappoint Deloitte LLP as Auditors
For
Abstain
3
Approve Remuneration Report
For
Abstain
4(a)
Re-elect Robin Ashton as Director
For
Abstain
4(b)
Re-elect Peter Hill as Director
For
Abstain
4(c)
Re-elect Philippa Brown as Director
For
Abstain
4(d)
Re-elect Susan Cooklin as Director
For
Abstain
4(e)
Re-elect David Fisher as Director
For
Abstain
4(f)
Re-elect Philip Jenks as Director
For
Abstain
4(g)
Re-elect Robin Litten as Director
For
Abstain
4(h)
Re-elect Leslie Platts as Director
For
Abstain
4(i)
Re-elect Kim Rebecchi as Director
For
Abstain
4(j)
Re-elect Ian Robertson as Director
For
Abstain
4(k)
Re-elect Karen Wint as Director
For
Abstain
4(l)
Elect Andrew Greenwood as Director
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 30
For
For
2.1
Elect Director Sato, Hitoshi
For
For
2.2
Elect Director Shimodaira, Atsuo
For
For
2.3
Elect Director Miyashita, Kenji
For
For
2.4
Elect Director Robert D. Larson
For
For
2.5
Elect Director Kawamura, Akira
For
For
2.6
Elect Director David G. Garland
For
Against
2.7
Elect Director Andrew V. Hipsley
For
Against
3
Appoint Statutory Auditor Michael J. Eraci
For
Against
McDonald's Holdings Company (Japan) Ltd.
Meeting Date: 03/25/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 305 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
McDonald's Holdings Company (Japan) Ltd.
Proposal
Number
4
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Retirement Bonus Payment for
Director
For
Against
Mgmt Rec
Vote
Instruction
Melco Crown Entertainment Ltd.
Meeting Date: 03/25/2015
Country: Cayman Islands
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Voluntary Withdrawal of Listing of
Ordinary Shares from the Hong Kong Stock
Exchange
For
Against
2
Amend Articles Re: Proposed DeListing
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Approve Financial Statements and Allocation
of Income (Standalone)
For
For
1.2
Approve Financial Statements and Allocation
of Income (Consolidated)
For
For
2.1
Elect Baek Woo-Suk as Inside Director
For
For
2.2
Elect Lee Woo-Hyun as Inside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
OCI Company Ltd
Meeting Date: 03/25/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Ooredoo (Oman)
Meeting Date: 03/25/2015
Country: Oman
Meeting Type: Annual
Page 306 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ooredoo (Oman)
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Corporate Governance Report
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Approve Dividends
For
For
5
Approve Directors' Sitting Fees for FY 2014
and FY 2015
For
For
6
Approve Remuneration of Directors
For
For
7
Approve Related Party Transactions
For
For
8
Approve Charitable Donations
For
For
9
Approve Charitable Donations
For
For
10
Ratify Auditors and Fix Their Remuneration
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Cho Yong-Byung as Non-independent
Non-executive Director
For
For
3.2
Elect Ko Boo-In as Outside Director
For
For
3.3
Elect Kwon Tae-Eun as Outside Director
For
For
3.4
Elect Kim Suk-Won as Outside Director
For
For
3.5
Elect Namgoong Hoon as Outside Director
For
For
3.6
Elect Park Chul as Outside Director
For
For
3.7
Elect Lee Sang-Gyung as Outside Director
For
For
3.8
Elect Hirakawa Yuki as Outside Director
For
For
Shinhan Financial Group Co. Ltd.
Meeting Date: 03/25/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 307 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shinhan Financial Group Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.9
Elect Philippe Avril as Outside Director
For
For
4.1
Elect Kwon Tae-Eun as Member of Audit
Committee
For
For
4.2
Elect Kim Suk-Won as Member of Audit
Committee
For
For
4.3
Elect Lee Man-Woo as Member of Audit
Committee
For
For
4.4
Elect Lee Sang-Gyung as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Mgmt Rec
Vote
Instruction
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
Do Not
Vote
3
Prepare and Approve List of Shareholders
For
Do Not
Vote
4
Approve Agenda of Meeting
For
Do Not
Vote
5
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
6
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
7
Receive Financial Statements and Statutory
Reports
8
Receive President's Report
9
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
10
Approve Allocation of Income and Dividends
of SEK 4.75 Per Share
For
Do Not
Vote
11
Approve Discharge of Board and President
For
Do Not
Vote
Page 308 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
12
Receive Report on Work of Nomination
Committee
13
Determine Number of Directors(11);
Determine Number of Auditors (1)
For
Do Not
Vote
14
Approve Remuneration of Directors in the
Amount of SEK 2.75 Million for Chairman,
SEK 825,000 for the Vice Chairmen, and SEK
650,000 for Other Directors: Approve
Remuneration for Committee Work, Approve
Remuneration of Auditors
For
Do Not
Vote
15
Reelect Johan Andresen, Signhild Hansen,
Samir Brikho, Annika Falkengren, Winnie Fok,
Urban Jansson, Birgitta Kantona, Tomas
Nicolin, Sven Nyman, Jesper Ovesen, and
Marcus Wallenberg (Chairman) as Directors
For
Do Not
Vote
16
Ratify PricewaterhouseCoopers as Auditors
For
Do Not
Vote
17
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
18a
Approve Profit Sharing Program
For
Do Not
Vote
18b
Approve Share Deferral Plan for President,
Group Executive Committee, and Certain
Other Executive Managers
For
Do Not
Vote
19a
Authorize Share Repurchase Program
For
Do Not
Vote
19b
Authorize Repurchase of Class A and/or Class
C Shares of up to Ten Percent of Issued
Shares and Reissuance of Repurchased
Shares in Connection with Long-Term
Incentive Plan
For
Do Not
Vote
19c
Authorize Reissuance of Repurchased Class A
Shares in Connection with 2015 Long-Term
Equity Programmes
For
Do Not
Vote
20
Approve Proposal Concerning the
Appointment of Auditors in Foundations
Without Own Management
For
Do Not
Vote
Shareholder Proposals Submitted by
Thorwald Arvidsson
21a
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
Do Not
Vote
21b
Instruct Board to Establish Shareholders
Association in Skandinaviska Enskilda Banken
None
Do Not
Vote
Page 309 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
22
Amend Article of Association to the Effect
that Class A Shares and Class C-Shares
Confer One Vote
None
Do Not
Vote
23
Require a Special Examination Pursuant to
Chapter 10, Section 21 of the Swedish
Compnaies Act on Executive Remuneration
None
Do Not
Vote
24
Close Meeting
SUMCO Corp.
Meeting Date: 03/25/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 4
For
For
2
Approve Accounting Transfers
For
For
3
Authorize Class B Share Repurchase Program
For
For
4.1
Elect Director Inoue, Fumio
For
For
4.2
Elect Director Mokudai, Shiro
For
Against
5.1
Appoint Statutory Auditor Katahama, Hisashi
For
For
5.2
Appoint Statutory Auditor Uehara, Manabu
For
Against
Mgmt Rec
Vote
Instruction
Svenska Handelsbanken AB
Meeting Date: 03/25/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
Do Not
Vote
3
Prepare and Approve List of Shareholders
For
Do Not
Vote
Page 310 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
4
Approve Agenda of Meeting
For
Do Not
Vote
5
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
6
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
7
Receive Financial Statements and Statutory
Reports
8
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
9
Approve Allocation of Income and an
Aggregate Dividend of SEK 17.50 Per Share
For
Do Not
Vote
10
Approve Discharge of Board and President
For
Do Not
Vote
11
Authorize Repurchase of Up to 40 Million
Class A and/or Class B Shares and
Reissuance of Repurchased Shares
For
Do Not
Vote
12
Authorize Repurchase of Up to 2 Percent of
Issued Share Capital for the Bank's Trading
Book
For
Do Not
Vote
13
Approve 3:1 Stock Split; Amend Articles of
Association Accordingly
For
Do Not
Vote
14
Determine Number of Directors (10)
For
Do Not
Vote
15
Determine Number of Auditors (2)
For
Do Not
Vote
16
Approve Remuneration of Directors in the
Ammount of SEK 3.15 Million for Chairman,
SEK 900,000 for Vice Chairmen, and SEK
640,000 for Other Directors; Approve
Remuneration for Committee Work; Approve
Remuneration of Auditors
For
Do Not
Vote
17
Reelect Anders Nyren, Fredrik Lundberg, Jon
Baksaas, Par Boman (Chairman), Tommy
Bylund, Bente Rathe, Ole Johansson, and
Charlotte Skog as Directors; Elect Lise Kaae
and Frank Vang-Jensen as New Directors
For
Do Not
Vote
18
Ratify KPMG and Ernst & Young as Auditors
For
Do Not
Vote
19
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
20
Approve Proposal Concerning the
Appointment of Auditors in Foundations
Without Own Management
For
Do Not
Vote
Shareholder Proposals Submitted by
Thorwald Arvidsson
Page 311 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
21
Amend Article of Association: Both Class A
Shares and Class B Shares Carry One Vote
None
Do Not
Vote
22
Assign Board to Investigate the Voting Rights
Limitation Stated in Section 12 and Authorize
the Board to Submit a Proposal for an
Amendment
None
Do Not
Vote
23
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
Do Not
Vote
24
Instruct Board to Establish Shareholders
Association in Handelsbanken
None
Do Not
Vote
25
Require a Special Examination Pursuant to
Chapter 10, Section 21 of the Swedish
Companies Act
None
Do Not
Vote
26
Close Meeting
Telecom Egypt SAE
Meeting Date: 03/25/2015
Country: Egypt
Meeting Type: Annual
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Approve Board Report on Company
Operations
For
Do Not
Vote
2
Approve Auditors' Report on Company
Financial Statements
For
Do Not
Vote
3
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
4
Ratify Auditors and Fix Their Remuneration
For
Do Not
Vote
5
Approve Discharge of Chairman and Directors
For
Do Not
Vote
6
Approve Changes to the Board of Directors
For
Do Not
Vote
7
Approve Charitable Donations
For
Do Not
Vote
8
Approve Remuneration of Directors
For
Do Not
Vote
9
Approve Related Party Transactions for FY
2015
For
Do Not
Vote
Page 312 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telecom Egypt SAE
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
10
Approve Dividends
For
Do Not
Vote
11
Approve Inventory Settlement of the Some
Assets of the Company
For
Do Not
Vote
12
Approve Sale of Certain Assets of the
Company
For
Do Not
Vote
The Innovation Group plc
Meeting Date: 03/25/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Andrew Roberts as Director
For
For
5
Re-elect Christopher Harrison as Director
For
For
6
Elect Lewis Miller as Director
For
For
7
Re-elect David Thorpe as Director
For
For
8
Reappoint Ernst & Young LLP as Auditors
For
For
9
Authorise Board to Fix Remuneration of
Auditors
For
For
10
Authorise Issue of Equity with Pre-emptive
Rights
For
For
11
Approve 2015 Performance Share Plan
For
For
12
Authorise Issue of Equity without Preemptive Rights
For
For
13
Authorise Market Purchase of Ordinary Shares
For
For
14
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Page 313 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Siam Cement Public Co. Ltd.
Meeting Date: 03/25/2015
Country: Thailand
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Minutes of Previous Meeting
For
For
2
Acknowledge Annual Report for Year 2014
For
For
3
Accept Financial Statements
For
For
4
Approve Allocation of Income
For
For
5.1
Elect Panas Simasathien as Director
For
For
5.2
Elect Arsa Sarasin as Director
For
For
5.3
Elect Chumpol NaLamlieng as Director
For
For
5.4
Elect Roongrote Rangsiyopash as Director
For
For
6
Approve KPMG Phoomchai Audit Ltd. as
Auditors and Authorize Board to Fix Their
Remuneration
For
For
7
Approve Remuneration of Directors and SubCommittee Members
For
For
8
Approve Increase in the Limit of Issuance of
Debenture
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 19
For
For
2.1
Elect Director Muto, Jun
For
For
2.2
Elect Director Hirose, Takashi
For
For
2.3
Elect Director D.R. Csapo
For
For
2.4
Elect Director Miyata, Tomohide
For
For
2.5
Elect Director Onoda, Yasushi
For
For
2.6
Elect Director Saita, Yuji
For
For
TonenGeneral Sekiyu K.K.
Meeting Date: 03/25/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 314 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TonenGeneral Sekiyu K.K.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.7
Elect Director Yokota, Hiroyuki
For
For
2.8
Elect Director Yokoi, Yoshikazu
For
For
2.9
Elect Director Matsuo, Makoto
For
For
2.10
Elect Director Miyata, Yoshiiku
For
For
3.1
Appoint Statutory Auditor Iwasaki, Masahiro
For
For
3.2
Appoint Statutory Auditor Ayukawa, Masaaki
For
For
3.3
Appoint Statutory Auditor Ikeo, Kyoichi
For
For
3.4
Appoint Statutory Auditor Takahashi, Nobuko
For
For
Mgmt Rec
Vote
Instruction
Tryg A/S
Meeting Date: 03/25/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
3
Approve Discharge of Management and Board
For
Do Not
Vote
4
Approve Allocation of Income and Dividends
of DKK 25 Per Share
For
Do Not
Vote
5
Approve Remuneration of Directors in the
Amount of DKK 990,000 for the Chairman,
DKK 660,000 for the Vice Chairman, and DKK
330,000 for Other Members; Approve
Remuneration for Committee Work
For
Do Not
Vote
6a
Amend Articles Re: Change the Minimum
Nominal Value of the Shares from DKK 25 to
DKK 0.01
For
Do Not
Vote
6b
Approve DKK 44.5 Million Reduction in Share
Capital via Share Cancellation
For
Do Not
Vote
6c
Approve Creation of DKK 145 Million Pool of
Capital without Preemptive Rights
For
Do Not
Vote
6d
Authorize Share Repurchase Program
For
Do Not
Vote
6e
Approve Publication of the Annual Report in
English
For
Do Not
Vote
Page 315 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tryg A/S
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
6f
Amend Articles Re: Proxies
For
Do Not
Vote
6g
Amend Articles Re: Replace the Word
"Annual Report" with "Annual Accounts" in
Article 23
For
Do Not
Vote
6h
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
Do Not
Vote
7a
Ellect Torben Nielsen as Director
For
Do Not
Vote
7b
Elect Lene Skole as Director
For
Do Not
Vote
7c
Elect Mari Thjomoe as Director
For
Do Not
Vote
7d
Elect Carl-Viggo Ostlund as Director
For
Do Not
Vote
8
Ratify Deloitte as Auditors
For
Do Not
Vote
9
Other Business
Turkiye Sise ve Cam Fabrikalari AS
Meeting Date: 03/25/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Annual Meeting
1
Elect Presiding Council of Meeting and
Authorize the Presiding Council to Sign the
Meeting Minute
For
Do Not
Vote
2
Accept Statutory Reports
For
Do Not
Vote
3
Accept Financial Statements
For
Do Not
Vote
4
Ratify Director Appointmnet
For
Do Not
Vote
5
Approve Discharge of Board
For
Do Not
Vote
6
Elect Directors
For
Do Not
Vote
Page 316 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkiye Sise ve Cam Fabrikalari AS
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
7
Approve Director Remuneration
For
Do Not
Vote
8
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
9
Approve Allocation of Income
For
Do Not
Vote
10
Ratify External Auditors
For
Do Not
Vote
11
Receive Information on Charitable Donations
for 2014 and Approve Upper Limit of the
Donations for 2015
For
Do Not
Vote
12
Receive Information on the Guarantees,
Pledges, and Mortgages Provided by the
Company to Third Parties
Urstadt Biddle Properties Inc.
Meeting Date: 03/25/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Catherine U. Biddle
For
For
1.2
Elect Director Robert R. Douglass
For
For
1.3
Elect Director George H.C. Lawrence
For
For
1.4
Elect Director Charles J. Urstadt
For
For
2
Ratify PKF O'Connor Davies as Auditors
For
For
Yapi Ve Kredi Bankasi AS
Meeting Date: 03/25/2015
Country: Turkey
Meeting Type: Annual
Page 317 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yapi Ve Kredi Bankasi AS
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
3
Ratify Director Appointment
For
Do Not
Vote
4
Approve Discharge of Board
For
Do Not
Vote
5
Approve Sale of Company Assets and
Discharge Directors Involved in Transaction
For
Do Not
Vote
6
Elect Directors
For
Do Not
Vote
7
Approve Remuneration Policy
For
Do Not
Vote
8
Approve Director Remuneration
For
Do Not
Vote
9
Approve Profit Distribution
For
Do Not
Vote
10
Ratify External Auditors
For
Do Not
Vote
11
Receive Information on Charitable Donations
for 2014 and Approve Upper Limit of
Donations for 2015
For
Do Not
Vote
12
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
13
Wishes
Akbank T.A.S.
Meeting Date: 03/26/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Annual Meeting
Page 318 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Akbank T.A.S.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting and Elect Presiding Council of
Meeting
For
For
2
Accept Board Report
For
For
3
Accept Audit Report
For
For
4
Accept Financial Statements
For
For
5
Approve Discharge of Board
For
For
6
Approve Allocation of Income
For
For
7
Elect Directors
For
Against
8
Approve Director Remuneration
For
For
9
Ratify External Auditors
For
For
10
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
For
11
Approve Upper Limit of Donations for 2015
For
For
12
Receive Information on Charitable Donations
Mgmt Rec
Vote
Instruction
Andritz AG
Meeting Date: 03/26/2015
Country: Austria
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports (Non-Voting)
2
Approve Allocation of Income
For
Do Not
Vote
3
Approve Discharge of Management Board
For
Do Not
Vote
4
Approve Discharge of Supervisory Board
For
Do Not
Vote
5
Approve Remuneration of Supervisory Board
Members
For
Do Not
Vote
6
Ratify Auditors
For
Do Not
Vote
7.1
Elect Kurt Stiassny as Supervisory Board
Member
For
Do Not
Vote
Page 319 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Andritz AG
Proposal
Number
7.2
Proposal Text
Mgmt Rec
Elect Fritz Oberlerchner as Supervisory Board
Member
For
Vote
Instruction
Do Not
Vote
Asahi Group Holdings Ltd.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 23
For
For
2.1
Elect Director Izumiya, Naoki
For
For
2.2
Elect Director Kawatsura, Katsuyuki
For
For
2.3
Elect Director Ikeda, Shiro
For
For
2.4
Elect Director Takahashi, Katsutoshi
For
For
2.5
Elect Director Okuda, Yoshihide
For
For
2.6
Elect Director Koji, Akiyoshi
For
For
2.7
Elect Director Bando, Mariko
For
For
2.8
Elect Director Tanaka, Naoki
For
For
2.9
Elect Director Ito, Ichiro
For
Against
3.1
Appoint Statutory Auditor Muto, Akira
For
For
3.2
Appoint Statutory Auditor Waseda, Yumiko
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition of Friends Life Group
Limited
For
Abstain
Aviva plc
Meeting Date: 03/26/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Page 320 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aviva plc
Proposal
Number
2
Proposal Text
Mgmt Rec
Vote
Instruction
Authorise Issue of Shares Pursuant to the
Acquisition
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
Authorize Increase in Capital via
Capitalization of 30 Percent of Distributable
Net Income for FY 2014; Amend Articles to
Reflect Changes in Capital; Authorize Board
to Ratify and Execute Approved Resolutions
For
Proposal Text
Mgmt Rec
Authorize Increase in Capital via
Capitalization of 30 Percent of Distributable
Net Income for FY 2014; Amend Articles to
Reflect Changes in Capital; Authorize Board
to Ratify and Execute Approved Resolutions
For
Banco de Chile
Meeting Date: 03/26/2015
Country: Chile
Meeting Type: Special
Proposal
Number
1
Proposal
Number
1
Do Not
Vote
Vote
Instruction
Banco de Chile
Meeting Date: 03/26/2015
Country: Chile
Meeting Type: Annual
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Approve Financial Statements and Statutory
Reports
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
of CLP 3.43 Per Share
For
Do Not
Vote
3
Approve Remuneration of Directors
For
Do Not
Vote
Page 321 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco de Chile
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
4
Approve Remuneration and Budget of
Directors and Audit Committee
For
Do Not
Vote
5
Appoint Auditors
For
Do Not
Vote
6
Present Directors and Audit Committee's
Report
7
Receive Report Regarding Related-Party
Transactions
8
Transact Other Business
Proposal
Number
Proposal Text
Mgmt Rec
1
Approve Financial Statements and Statutory
Reports
For
2
Approve Allocation of Income and Dividends
of CLP 3.43 Per Share
For
3
Approve Remuneration of Directors
For
4
Approve Remuneration and Budget of
Directors and Audit Committee
For
5
Appoint Auditors
For
6
Present Directors and Audit Committee's
Report
7
Receive Report Regarding Related-Party
Transactions
8
Transact Other Business
Vote
Instruction
Banco Santander S.A.
Meeting Date: 03/26/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1.A
Approve Consolidated and Standalone
Financial Statements
For
Do Not
Vote
1.B
Approve Discharge of Board
For
Do Not
Vote
Page 322 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3.A
Ratify Appointment of and Elect Carlos
Fernández González as Director
For
Do Not
Vote
3.B
Reelect Sol Daurella Comadrán as Director
For
Do Not
Vote
3.C
Reelect Bruce Carnegie-Brown as Director
For
Do Not
Vote
3.D
Reelect José Antonio Álvarez Álvarez as
Director
For
Do Not
Vote
3.E
Reelect Juan Rodríguez Inciarte as Director
For
Do Not
Vote
3.F
Reelect Matías Rodríguez Inciarte as Director
For
Do Not
Vote
3.G
Reelect Juan Miguel Villar Mir as Director
For
Do Not
Vote
3.H
Reelect Guillermo de la Dehesa Romero as
Director
For
Do Not
Vote
4
Renew Appointment of Deloitte as Auditor
For
Do Not
Vote
5.A
Amend Articles Re: Competence of General
Shareholders Meeting
For
Do Not
Vote
5.B
Amend Articles Re: Board of Directors
For
Do Not
Vote
5.C
Amend Articles Re: Annual Corporate
Governance Report and Corporate Website
For
Do Not
Vote
5.D
Amend Articles Re: Financial Statements and
Distribution of Results
For
Do Not
Vote
6.A
Amend Articles of General Meeting
Regulations Re: Powers, Call and Preparation
For
Do Not
Vote
6.B
Amend Articles of General Meeting
Regulations Re: Development of General
Meeting
For
Do Not
Vote
7
Approve Capital Raising
For
Do Not
Vote
8
Authorize Increase in Capital up to 50
Percent via Issuance of New Shares,
Excluding Preemptive Rights of up to 20
Percent
For
Do Not
Vote
9.A
Authorize Capitalization of Reserves for Scrip
Dividends
For
Do Not
Vote
9.B
Authorize Capitalization of Reserves for Scrip
Dividends
For
Do Not
Vote
Page 323 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
10.A
Authorize Issuance of Convertible Bonds,
Debentures, Warrants, and Other Debt
Securities without Preemptive Rights up to
EUR 10 Billion
For
Do Not
Vote
10.B
Authorize Issuance of Non-Convertible Debt
Securities up to EUR 50 Billion
For
Do Not
Vote
11
Approve Remuneration Policy
For
Do Not
Vote
12
Approve Remuneration of Directors
For
Do Not
Vote
13
Fix Maximum Variable Compensation Ratio
For
Do Not
Vote
14.A
Approve Deferred Share Bonus Plan
For
Do Not
Vote
14.B
Approve Performance Shares Plan
For
Do Not
Vote
14.C
Approve Employee Stock Purchase Plan
For
Do Not
Vote
15
Authorize Board to Ratify and Execute
Approved Resolutions
For
Do Not
Vote
16
Advisory Vote on Remuneration Policy Report
For
Do Not
Vote
Proposal Text
Mgmt Rec
Vote
Instruction
1.A
Approve Consolidated and Standalone
Financial Statements
For
For
1.B
Approve Discharge of Board
For
For
2
Approve Allocation of Income and Dividends
For
For
3.A
Ratify Appointment of and Elect Carlos
Fernández González as Director
For
For
3.B
Reelect Sol Daurella Comadrán as Director
For
For
3.C
Reelect Bruce Carnegie-Brown as Director
For
For
3.D
Reelect José Antonio Álvarez Álvarez as
Director
For
For
3.E
Reelect Juan Rodríguez Inciarte as Director
For
For
3.F
Reelect Matías Rodríguez Inciarte as Director
For
For
3.G
Reelect Juan Miguel Villar Mir as Director
For
For
3.H
Reelect Guillermo de la Dehesa Romero as
Director
For
For
Proposal
Number
Page 324 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Renew Appointment of Deloitte as Auditor
For
For
5.A
Amend Articles Re: Competence of General
Shareholders Meeting
For
For
5.B
Amend Articles Re: Board of Directors
For
For
5.C
Amend Articles Re: Annual Corporate
Governance Report and Corporate Website
For
For
5.D
Amend Articles Re: Financial Statements and
Distribution of Results
For
For
6.A
Amend Articles of General Meeting
Regulations Re: Powers, Call and Preparation
For
For
6.B
Amend Articles of General Meeting
Regulations Re: Development of General
Meeting
For
For
7
Approve Capital Raising
For
For
8
Authorize Increase in Capital up to 50
Percent via Issuance of New Shares,
Excluding Preemptive Rights of up to 20
Percent
For
Against
9.A
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
9.B
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
10.A
Authorize Issuance of Convertible Bonds,
Debentures, Warrants, and Other Debt
Securities without Preemptive Rights up to
EUR 10 Billion
For
Against
10.B
Authorize Issuance of Non-Convertible Debt
Securities up to EUR 50 Billion
For
For
11
Approve Remuneration Policy
For
For
12
Approve Remuneration of Directors
For
For
13
Fix Maximum Variable Compensation Ratio
For
For
14.A
Approve Deferred Share Bonus Plan
For
For
14.B
Approve Performance Shares Plan
For
For
14.C
Approve Employee Stock Purchase Plan
For
For
15
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
16
Advisory Vote on Remuneration Policy Report
For
For
Page 325 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank of Baroda Ltd.
Meeting Date: 03/26/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Equity Shares to the
Government of India
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Lord Crispin Latymer as Director
For
For
5
Re-elect Eric Stobart as Director
For
For
6
Reappoint Ernst & Young LLP as Auditors
For
For
7
Authorise Board to Fix Remuneration of
Auditors
For
For
8
Authorise Issue of Equity with Pre-emptive
Rights
For
For
9
Authorise Issue of Equity without Preemptive Rights
For
For
10
Authorise Market Purchase of Ordinary Shares
For
For
1
BlackRock Throgmorton Trust plc
Meeting Date: 03/26/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Canon Marketing Japan Inc
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Page 326 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Marketing Japan Inc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 25
For
For
2
Amend Articles to Amend Business Lines Indemnify Directors - Indemnify Statutory
Auditors
For
For
3.1
Elect Director Murase, Haruo
For
For
3.2
Elect Director Sakata, Masahiro
For
For
3.3
Elect Director Shibasaki, Yo
For
For
3.4
Elect Director Usui, Yutaka
For
For
3.5
Elect Director Yagi, Koichi
For
For
3.6
Elect Director Kamimori, Akihisa
For
For
3.7
Elect Director Matsusaka, Yoshiyuki
For
For
3.8
Elect Director Adachi, Masachika
For
For
3.9
Elect Director Doi, Norihisa
For
For
4
Appoint Statutory Auditor Ono, Kazuto
For
Against
5
Approve Annual Bonus Payment to Directors
For
Against
Mgmt Rec
Vote
Instruction
Carlsberg
Meeting Date: 03/26/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Approve Financial Statements and Statutory
Report; Approve Discharge of Directors
For
Do Not
Vote
3
Approve Allocation of Income and Dividends
of DKK 9.00 Per Share
For
Do Not
Vote
4
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
Do Not
Vote
5.a
Reelect Flemming Besenbacher as Director
For
Do Not
Vote
Page 327 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Carlsberg
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
5.b
Reelect Richard Burrows as Director
For
Do Not
Vote
5.c
Reelect Donna Cordner as Director
For
Do Not
Vote
5.d
Reelect Elisabeth Fleuriot as Director
For
Do Not
Vote
5.e
Reelect Cornelis van der Graaf as Director
For
Do Not
Vote
5.f
Reelect Carl Bache as Director
For
Do Not
Vote
5.g
Reelect Soren-Peter Olesen as Director
For
Do Not
Vote
5.h
Reelect Nina Smith as Director
For
Do Not
Vote
5.i
Reelect Lars Stemmerik as Director
For
Do Not
Vote
5.j
Elect Lars Sorensen as Director
For
Do Not
Vote
6
Ratify KPMG as Auditors
For
Do Not
Vote
CEMEX S.A.B. de C.V.
Meeting Date: 03/26/2015
Country: Mexico
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for Holders of CPOs of Mexican
Nationality Can Exercise Their Voting Rights
with Respect to Series A and B Shares, While
Those of Foreign Nationality Can Only Do so
for Series B Shares
1
Approve Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income
For
For
3
Authorize Increase in Variable Portion of
Capital via Capitalization of Reserves and
Issuance of Treasury Shares
For
For
4
Elect Directors, Members and Chairmen of
Audit, Corporate Practices and Finance
Committees
For
Against
Page 328 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Approve Remuneration of Directors and
Members of Audit, Corporate Practices and
Finance Committees
For
For
6
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Mgmt Rec
Vote
Instruction
CEMEX S.A.B. de C.V.
Meeting Date: 03/26/2015
Country: Mexico
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for Holders of CPOs of Mexican
Nationality Can Exercise Their Voting Rights
with Respect to Series A and B Shares, While
Those of Foreign Nationality Can Only Do so
for Series B Shares
1
Amend Articles Re: Corporate Purpose,
Adoption of Electronic System, Redundancy
in Minority Rights, Authorization of Share
Repurchases, and Improvement of Corporate
Governance; Approve Restated Bylaws, and
Exchange and Cancellation of Share
Certificates
For
Against
2
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Mgmt Rec
Vote
Instruction
CEMEX S.A.B. de C.V.
Meeting Date: 03/26/2015
Country: Mexico
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
Annual Meeting
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income
For
For
Page 329 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Authorize Increase in Variable Portion of
Capital via Capitalization of Reserves and
Issuance of Treasury Shares
For
For
4
Elect Directors, Members and Chairmen of
Audit, Corporate Practices and Finance
Committees
For
Against
5
Approve Remuneration of Directors and
Members of Audit, Corporate Practices and
Finance Committees
For
For
6
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Special Meeting
1
Amend Articles Re: Corporate Purpose,
Adoption of Electronic System, Redundancy
in Minority Rights, Authorization of Share
Repurchases, and Improvement of Corporate
Governance; Approve Restated Bylaws, and
Exchange and Cancellation of Share
Certificates
For
For
2
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Issuance of New H Shares
For
Against
2
Approve Extension of Validity Period of A
Share Offering Plan
For
Against
3
Approve Extension of Validity Period of
Authorization for the Board to Deal with
Relevant Matters Concerning the A Share
Offering
For
For
4
Approve Amendments to the Articles of
Association
For
Against
5
Amend Rules and Procedures Regarding
General Meetings of Shareholders
For
Against
6
Approve Issuance of Short-Term Notes
For
For
7
Approve Issuance of Corporate Bonds
For
For
China Galaxy Securities Co Ltd
Meeting Date: 03/26/2015
Country: China
Meeting Type: Special
Proposal
Number
Page 330 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Galaxy Securities Co Ltd
Proposal
Number
8
Proposal Text
Mgmt Rec
Vote
Instruction
Approve the Amendments to the
Authorization Plan
For
For
Mgmt Rec
Vote
Instruction
China Galaxy Securities Co Ltd
Meeting Date: 03/26/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
CLASS MEETING FOR HOLDERS OF H SHARES
1
Approve New H Share Issue
For
Against
2
Approve Extension of Validity Period of A
Share Offering Plan
For
Against
3
Approve Extension of Validity Period of
Authorization for the Board to Deal with
Relevant Matters Concerning the A Share
Offering
For
For
4
Approve Amendments to Articles of
Association
For
Against
5
Approve Amendments to Rules of Procedure
of the Shareholders' General Meeting of the
Company
For
Against
China Merchants Property Development Co., Ltd.
Meeting Date: 03/26/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
1
Approve Company's Real Estate Business
Inspection Report
For
For
2
Approve Commitment Letter on Relevant
Matters Regarding Real Estate Business
Issued by Controlling Shareholder and
Ultimate Controlling Shareholder
For
For
Page 331 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Merchants Property Development Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Commitment Letter on Relevant
Matters Regarding Real Estate Business
Issued by Directors, Supervisors and Senior
Management Members of the Company
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 26
For
For
2.1
Elect Director Oku, Masayuki
For
Against
2.2
Elect Director Daniel O'Day
For
Against
3
Appoint Statutory Auditor Yokoyama, Shunji
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 3
For
For
2.1
Elect Director Nakanishi, Yoshiyuki
For
For
2.2
Elect Director Saito, Masayuki
For
For
2.3
Elect Director Kawamura, Yoshihisa
For
For
2.4
Elect Director Agawa, Tetsuro
For
For
2.5
Elect Director Wakabayashi, Hitoshi
For
For
2.6
Elect Director Suzuki, Takao
For
For
2.7
Elect Director Uchinaga, Yukako
For
For
3
Appoint Statutory Auditor Shirata, Yoshiko
For
For
3
Chugai Pharmaceutical Co. Ltd.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
DIC Corp.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 332 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Meeting Date: 03/26/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Safety Guidelines/Open Meeting
2
Verify Quorum
3
Opening by Chief Executive Officer
4
Approve Meeting Agenda
For
For
5
Elect Chairman of Meeting
For
For
6
Appoint Committee in Charge of Scrutinizing
Elections and Polling
For
For
7
Appoint Committee to Approve Minutes of
Meeting
For
For
8
Present Board of Directors' Report Re: CEO's
Evaluation and Corporate Governance
Compliance Code
9
Present Directors' and CEO's Reports
10
Receive Report from Representative of
Minority Shareholders
11
Receive Consolidated and Individual Financial
Statements
12
Receive Auditor's Report
13
Approve of Management's and External
Auditor's Reports as well as Financial
Statements
For
For
14
Approve Dividends
For
For
15
Appoint Auditors and Fix Their Remuneration
For
For
16
Elect Directors
For
For
17
Amend Regulations on General Meetings
For
For
18
Amend Bylaws
For
For
19
Transact Other Business (Non-Voting)
Ecopetrol S.A.
Meeting Date: 03/26/2015
Country: Colombia
Meeting Type: Annual
Page 333 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Safety Guidelines/Open Meeting
2
Verify Quorum
3
Opening by Chief Executive Officer
4
Approve Meeting Agenda
For
For
5
Elect Chairman of Meeting
For
For
6
Appoint Committee in Charge of Scrutinizing
Elections and Polling
For
For
7
Appoint Committee to Approve Minutes of
Meeting
For
For
8
Present Board of Directors' Report Re: CEO's
Evaluation and Corporate Governance
Compliance Code
9
Present Directors' and CEO's Reports
10
Receive Report from Representative of
Minority Shareholders
11
Receive Consolidated and Individual Financial
Statements
12
Receive Auditor's Report
13
Approve of Management's and External
Auditor's Reports as well as Financial
Statements
For
For
14
Approve Dividends
For
For
15
Appoint Auditors and Fix Their Remuneration
For
For
16
Elect Directors
For
For
17
Amend Regulations on General Meetings
For
For
18
Amend Bylaws
For
For
19
Transact Other Business (Non-Voting)
Electrolux AB
Meeting Date: 03/26/2015
Country: Sweden
Meeting Type: Annual
Page 334 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrolux AB
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Elect Chairman of Meeting
For
Do Not
Vote
2
Prepare and Approve List of Shareholders
For
Do Not
Vote
3
Approve Agenda of Meeting
For
Do Not
Vote
4
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
5
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
6
Receive Financial Statements and Statutory
Reports
7
Receive President's Report
8
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
9
Approve Discharge of Board and President
For
Do Not
Vote
10
Approve Allocation of Income and Dividends
of SEK 6.50 Per Share; Set Record Date for
Dividends
For
Do Not
Vote
11
Determine Number of Directors (9) and
Deputy Directors of Board (0); Receive
Nomination Committee's Report
For
Do Not
Vote
12
Approve Remuneration of Directors in the
Amount of SEK 2 Million for Chairman, SEK
640,000 for Vice Chairman, and SEK 550,000
for Other Directors; Approve Remuneration
for Committee Work
For
Do Not
Vote
13
Reelect Lorna Davis, Petra Hedengran, Hasse
Johansson, Ronnie Leten (Chairman), Keith
McLoughlin, Bert Nordberg, Fredrik Persson,
Ulrika Saxon, and Torben Sorensen as
Directors
For
Do Not
Vote
14
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
15
Approve 2015 LTIP
For
Do Not
Vote
16a
Authorize Share Repurchase Program
For
Do Not
Vote
16b
Authorize Reissuance of Repurchased Class B
Shares
For
Do Not
Vote
Page 335 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrolux AB
Proposal
Number
Proposal Text
Mgmt Rec
16c
Authorize Transfer of up to 400,000 Class B
Shares in Connection with 2013 Share
Program
For
17
Close Meeting
Vote
Instruction
Do Not
Vote
Elisa Corporation
Meeting Date: 03/26/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.32 Per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Monthly Remuneration of Directors
in the Amount of EUR 9,000 for Chairman,
EUR 6,000 for Vice Chairman, and EUR 5,000
for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
For
For
11
Fix Number of Directors at Six
For
For
12
Reelect Raimo Lind, Petteri Koponen, Leena
Niemisto, Seija Turunen, Jaakko Uotila, and
Mika Vehvilainen as Directors
For
For
13
Approve Remuneration of Auditors
For
Against
14
Fix Number of Auditors at One
For
For
15
Ratify KPMG as Auditors
For
For
16
Authorize Share Repurchase Program
For
For
Page 336 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elisa Corporation
Proposal
Number
Mgmt Rec
Vote
Instruction
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Approve Discharge of Board
For
Do Not
Vote
4
Renew Appointment of Deloitte as Auditor
For
Do Not
Vote
5.1
Reelect Sultan Hamed Khamis Al Burtamani
as Director
For
Do Not
Vote
5.2
Reelect Luis Javier Navarro Vigil as Director
For
Do Not
Vote
6.1
Amend Article 7 Re: Share Capital and Shares
For
Do Not
Vote
6.2
Amend Articles Re: General Meetings
For
Do Not
Vote
6.3
Amend Articles Re: Board of Directors
For
Do Not
Vote
7.1
Amend Article 4 of General Meeting
Regulations Re: Competences
For
Do Not
Vote
7.2
Amend Articles of General Meeting
Regulations Re: Notice, Right to Information
and Representation, and Development
For
Do Not
Vote
7.3
Amend Article 16 of General Meeting
Regulations Re: Publication of Meeting
Notices
For
Do Not
Vote
8
Authorize Share Repurchase Program
For
Do Not
Vote
9
Approve Remuneration of Directors
For
Do Not
Vote
10
Advisory Vote on Remuneration Policy Report
For
Do Not
Vote
17
Proposal Text
Close Meeting
Enagas S.A.
Meeting Date: 03/26/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 337 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enagas S.A.
Proposal
Number
Proposal Text
Mgmt Rec
11
Receive Amendments to Board of Directors'
Regulations
12
Authorize Board to Ratify and Execute
Approved Resolutions
For
Vote
Instruction
Do Not
Vote
Fabege AB
Meeting Date: 03/26/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Elect Chairman of Meeting
For
Do Not
Vote
3
Prepare and Approve List of Shareholders
For
Do Not
Vote
4
Approve Agenda of Meeting
For
Do Not
Vote
5
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
6
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
7
Receive Financial Statements and Statutory
Reports
8a
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
8b
Approve Allocation of Income and Dividends
of SEK 3.25 Per Share
For
Do Not
Vote
8c
Approve Discharge of Board and President
For
Do Not
Vote
8d
Approve March 30, 2015, as Record Date for
Dividend Payment
For
Do Not
Vote
9
Determine Number of Directors (7); Receive
Nominating Committee's Report
For
Do Not
Vote
10
Approve Remuneration of Directors in the
Amount of SEK 800,000 for Chairman, and
SEK 200,000 for Other Directors; Approve
Remuneration for Committee Work; Approve
Remuneration of Auditors
For
Do Not
Vote
Page 338 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fabege AB
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
11
Reelect Eva Eriksson, Christian Hermelin,
Martha Josefsson, Par Nuder, Mats Qviberg,
Erik Paulsson (Chairman), and Svante
Paulsson as Directors
For
Do Not
Vote
12
Ratify Deloitte as Auditors
For
Do Not
Vote
13
Authorize Representatives of Four of
Company's Largest Shareholders to Serve on
Nominating Committee
For
Do Not
Vote
14
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
15
Authorize Share Repurchase Program and
Reissuance of Repurchased Shares
For
Do Not
Vote
16
Other Business
17
Close Meeting
Ferrovial SA
Meeting Date: 03/26/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income
For
For
3
Approve Discharge of Board
For
For
4
Renew Appointment of Deloitte as Auditor
For
For
5
Ratify Appointment of and Elect Howard Lee
Lance as Director
For
For
6
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
7
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
8
Authorize Share Repurchase and Capital
Reduction via Amortization of Repurchased
Shares
For
For
9.1
Amend Articles Re: General Meetings
For
Against
9.2
Amend Articles Re: Board of Directors
For
For
Page 339 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ferrovial SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9.3
Amend Articles Re: Board, Annual Corporate
Governance Reports, Remuneration and
Corporate Website
For
For
9.4
Amend Article 22 Re: General Meeting
For
Against
9.5
Amend Articles Re: Technical Adjustments
For
For
9.6
Approve Restated Articles of Association
For
Against
10.1
Amend Article 5 of General Meeting
Regulations Re: Management Matters
For
Against
10.2
Amend Articles of General Meeting
Regulations Re: Meeting Notice
For
For
10.3
Amend Articles of General Meeting
Regulations Re: Development of General
Meeting
For
For
10.4
Amend Articles of General Meeting
Regulations Re: Technical Adjustments
For
Against
10.5
Approve New General Meeting Regulations
For
Against
11
Authorize Company to Call EGM with 15
Days' Notice
For
For
12
Approve Stock-for-Bonus Plan
For
For
13
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
14
Advisory Vote on Remuneration Policy Report
For
For
15
Receive Amendments to Board of Directors'
Regulations
16
Receive Information on Debt Securities
Issuance Approved by June 2014 AGM
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Acquisition
of Friends Life Group Limited by Aviva plc
For
Abstain
Friends Life Group Limited
Meeting Date: 03/26/2015
Country: Guernsey
Meeting Type: Special
Proposal
Number
1
Page 340 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Friends Life Group Limited
Meeting Date: 03/26/2015
Country: Guernsey
Meeting Type: Court
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Court Meeting
1
Approve Scheme of Arrangement
For
Do Not
Vote
Grupo de Inversiones Suramericana SA
Meeting Date: 03/26/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Verify Quorum
2
Elect Meeting Approval Committee
For
For
3
Present Board of Directors and Chairman's
Report
For
For
4
Present Financial Statements
For
For
5
Present Auditor's Report
For
For
6
Approve Financial Statements and Statutory
Reports
For
For
7
Approve Allocation of Income and Dividends
For
For
8
Amend Bylaws Re: Code of Best Corporate
Practices (Codigo Pais)
For
For
9
Approve Policy of Code for Best Corporate
Practice (Codigo Pais)
For
For
10
Approve Remuneration of Directors and
Auditors
For
For
11
Elect Directors
For
For
12
Other Business
For
Against
Page 341 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hoshizaki Electric Co., Ltd.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Sakamoto, Seishi
For
For
1.2
Elect Director Urata, Yasuhiro
For
For
1.3
Elect Director Hongo, Masami
For
For
1.4
Elect Director Kawai, Hideki
For
For
1.5
Elect Director Ogawa, Keishiro
For
For
1.6
Elect Director Maruyama, Satoru
For
For
1.7
Elect Director Kobayashi, Yasuhiro
For
For
1.8
Elect Director Ogura, Daizo
For
For
1.9
Elect Director Ozaki, Tsukasa
For
For
1.10
Elect Director Tsunematsu, Koichi
For
For
1.11
Elect Director Ochiai, Shinichi
For
For
2
Approve Retirement Bonus Payment for
Directors
For
Against
Mgmt Rec
Vote
Instruction
Hufvudstaden AB
Meeting Date: 03/26/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
Do Not
Vote
3
Prepare and Approve List of Shareholders
For
Do Not
Vote
4
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
5
Approve Agenda of Meeting
For
Do Not
Vote
Page 342 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hufvudstaden AB
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
6
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
7
Receive President's Report
8
Receive Financial Statements and Statutory
Reports
9
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
10
Approve Allocation of Income and Dividends
of SEK 2.90 Per Share
For
Do Not
Vote
11
Approve Discharge of Board and President
For
Do Not
Vote
12
Determine Number of Directors (9) and
Deputy Directors (0) of Board; Determine
Number of Auditors (1) and Deputy Auditors
(0)
For
Do Not
Vote
13
Approve Remuneration of Directors in the
Amount of SEK 400,000 for Chairman and
SEK 200,000 for Other Non-Executive
Directors; Approve Remuneration of Auditors
For
Do Not
Vote
14
Reelect Claes Boustedt, Bengt Braun, Peter
Egardt, Louise Lindh, Fredrik Lundberg, Hans
Mertzig, Sten Peterson, Anna-Greta Sjoberg,
and Ivo Stopner as Directors; Elect KPMG as
Auditor
For
Do Not
Vote
15
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
16
Authorize Repurchase of Class A Shares up
to Ten Percent of Total Issued Share Capital
and Reissuance of Class A Shares Without
Preemptive Rights
For
Do Not
Vote
Shareholder Proposals Submitted by
Thorwald Arvidsson
17a
Request Board to Propose to the Swedish
Government Legislation on the Abolition of
Voting Power Differences at Swedish Limited
Liability Companies
None
Do Not
Vote
17b
Intruct Board of Directors to Take
Appropriate Measures to Form a Shareholder
Association
None
Do Not
Vote
18
Amend Articles Re: Give All Shares Equal
Voting Rights
None
Do Not
Vote
19
Close Meeting
Page 343 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IP Group plc
Meeting Date: 03/26/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve the Terms of the Firm Placing, the
Placing and the Open Offer
For
Abstain
2
Authorise Issue of Equity Pursuant to the
Capital Raising
For
Abstain
3
Authorise Issue of Equity without Preemptive Rights Pursuant to the Capital
Raising
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Jung Bong-Ryul as Inside Director
For
For
3.2
Elect Kim Woong-Rak as Outside Director
For
For
3.3
Elect Oh Se-Ran as Outside Director
For
For
3.4
Elect Park Won-Goo as Outside Director
For
For
4.1
Elect Jung Bong-Ryul as Member of Audit
Committee
For
For
4.2
Elect Kim Woong-Rak as Member of Audit
Committee
For
For
4.3
Elect Oh Se-Ran as Member of Audit
Committee
For
For
4.4
Elect Park Won-Goo as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Kyongnam Bank Co., Ltd.
Meeting Date: 03/26/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 344 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marcopolo S.A.
Meeting Date: 03/26/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
1
Proposal Text
Mgmt Rec
Elect Fiscal Council Member(s) Nominated by
Preferred Shareholders
None
Vote
Instruction
Do Not
Vote
Mediolanum SPA
Meeting Date: 03/26/2015
Country: Italy
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Ordinary Business
1
Accept Financial Statements and Statutory
Reports
For
For
1.1
Approve Allocation of Income
For
For
2
Elect One Director or Reduce the Size of the
Board
None
Against
3
Approve Remuneration Report
For
Against
3.1
Approve Severance Payments Policy
For
Against
3.2
Approve Fixed-Variable Compensation Ratio
For
For
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Accept Financial Statements and Statutory
Reports
For
For
Extraordinary Business
1
Amend Company Bylaws
Mobimo Holding AG
Meeting Date: 03/26/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
1.1
Page 345 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobimo Holding AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.2
Approve Remuneration Report
For
Against
1.3
Approve Report on Contributions to Social
and Political Entities; Approve 2014 Budget
for Contributions to Social and Political
Entities
For
For
2
Approve Allocation of Income and Dividends
of CHF 9.50 per Share
For
For
3.1
Approve Discharge of Board Member Daniel
Crausaz
For
For
3.2
Approve Discharge of Board Member Brian
Fischer
For
For
3.3
Approve Discharge of Board Member Bernard
Guillelmon
For
For
3.4
Approve Discharge of Board Member Wilhelm
Hansen
For
For
3.5
Approve Discharge of Board Member Paul
Rambert
For
For
3.6
Approve Discharge of Board Member Peter
Schaub
For
For
3.7
Approve Discharge of Board Member
Georges Theiler
For
For
3.8
Approve Discharge of Board Member Urs
Ledermann
For
For
3.9
Approve Discharge of Senior Management
For
For
4
Approve Creation of CHF 33.1 Million Pool of
Capital without Preemptive Rights
For
Against
5.1a
Elect Daniel Crausaz as Director
For
For
5.1b
Elect Brian Fischer as Director
For
For
5.1c
Elect Bernard Guillelmon as Director
For
For
5.1d
Elect Wilhelm Hansen as Director
For
For
5.1e
Elect Peter Schaub as Director
For
For
5.1f
Elect Peter Barandun as Director
For
For
5.1g
Elect Georges Theiler as Director and
Chairman of the Board
For
For
5.2.1
Appoint Bernard Guillelmon as Member of
the Nomination and Compensation Committee
For
For
5.2.3
Appoint Wilhelm Hansen as Member of the
Nomination and Compensation Committee
For
For
5.2.4
Appoint Peter Schaub as Member of the
Nomination and Compensation Committee
For
For
5.3
Ratify KMPG AG as Auditors
For
For
Page 346 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobimo Holding AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5.4
Designate Grossenbacher Rechtsanwaelte as
Independent Proxy
For
For
6.1
Approve Fixed Remuneration of Board of
Directors in the Amount of CHF 1.3 Million
For
Against
6.2
Approve Additional Remuneration of Board of
Directors and Related Parties in the Amount
of CHF 200,000
For
Against
7.1
Approve Non Performance-Related
Remuneration for Executive Management for
Fiscal Year 2016 in the Amount of CHF 2.8
Million
For
Against
7.2
Approve Performance-Related Remuneration
for Executive Management for Fiscal Year
2015 in the Amount of CHF 2.8 Million
For
Against
8
Retirement of Paul Rambert (Non-Voting)
9
Transact Other Business (Voting)
For
Against
Mgmt Rec
Vote
Instruction
Nutreco NV
Meeting Date: 03/26/2015
Country: Netherlands
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1.1
Open Meeting
1.2
Receive Announcements
2.1
Receive Report of Supervisory Board (NonVoting)
2.2
Discuss Remuneration Report
3
Receive Report of Management Board (NonVoting)
4.1
Adopt Financial Statements
For
For
4.2
Conditional Proposal to Allocate Dividends of
EUR 1.05 Per Share
For
For
5.1
Approve Discharge of Management Board
For
Against
5.2
Approve Discharge of Supervisory Board
For
Against
6
Ratify PriceWaterhouseCoopers as Auditors
Re: 2016 Financial Statements
For
For
Page 347 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nutreco NV
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7.1
Elect G. Boon to Management Board
For
For
8.1
Conditional Proposal to Reelect J.M. de Jong
to Supervisory Board
For
For
9
Approve Cancellation of 1,680,553
Repurchased Shares
For
For
10.1
Grant Board Authority to Issue Shares Up To
10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger
For
Against
10.2
Authorize Board to Exclude Preemptive
Rights from Issuance under Item 10.1
For
Against
11
Authorize Repurchase of Up to 10 Percent of
Issued Share Capital
For
Against
12
Other Business (Non-Voting)
13
Close Meeting
Mgmt Rec
Vote
Instruction
Oi S.A.
Meeting Date: 03/26/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for Preferred Shareholders
1
Approve Terms and Conditions of the Stock
Swap Agreement Signed Among the
Company and Portugal Telecom International
Finance B.V., PT Portugal SGPS, S.A.,
Portugal Telecom SGPS S.A., and Telemar
Participacoes S.A.
For
Pola Orbis Holdings Inc
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Page 348 of 679
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pola Orbis Holdings Inc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 147
For
For
2
Amend Articles to Indemnify Directors
For
For
3.1
Elect Director Abe, Yoshifumi
For
For
3.2
Elect Director Komiya, Kazuyoshi
For
For
3.3
Elect Director Kamada, Yumiko
For
For
4
Appoint Statutory Auditor Iwabuchi, Hisao
For
For
Mgmt Rec
Vote
Instruction
PTT Exploration & Production PCL
Meeting Date: 03/26/2015
Country: Thailand
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Acknowledge 2014 Performance Result and
2015 Work Plan
2
Accept Financial Statements
For
For
3
Approve Dividend
For
For
4
Approve Issuance of Debentures
For
For
5
Approve Auditors and Authorize Board to Fix
Their Remuneration
For
For
6
Approve Remuneration of Directors and SubCommittees
For
For
7.1
Elect Prajya Phinyawat as Director
For
For
7.2
Elect Chakkrit Parapuntakul as Director
For
For
7.3
Elect Tanarat Ubol as Director
For
For
7.4
Elect Nuttachat Charuchinda as Director
For
For
7.5
Elect Songsak Saicheua as Director
For
For
Page 349 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
S.P. Setia Bhd.
Meeting Date: 03/26/2015
Country: Malaysia
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Final Dividend
For
For
2
Elect Halipah binti Esa as Director
For
For
3
Elect Ahmad Pardas bin Senin as Director
For
For
4
Elect Mohd Noor bin Yaacob as Director
For
For
5
Elect Zuraidah binti Atan as Director
For
For
6
Elect Ab. Aziz bin Tengku Mahmud as Director
For
For
7
Elect Zahid bin Mohd Noordin as Director
For
For
8
Approve Remuneration of Directors
For
For
9
Approve Ernst & Young as Auditors and
Authorize Board to Fix Their Remuneration
For
For
10
Approve Implementation of Shareholders'
Mandate for Recurrent Related Party
Transactions
For
For
11
Approve Issuance of Shares Under the
Dividend Reinvestment Plan
For
For
12
Amend Articles of Association
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 52.5
For
For
2.1
Elect Director Kakutani, Keiji
For
For
2.2
Elect Director Wada, Shinji
For
For
2.3
Elect Director Yuasa, Satoshi
For
For
2.4
Elect Director Chia Chin Seng
For
For
2.5
Elect Director Otsu, Tomohiro
For
For
Shimano Inc.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 350 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shimano Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Director Ichijo, Kazuo
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 19
For
For
2.1
Elect Director Kameoka, Tsuyoshi
For
For
2.2
Elect Director Douglas Wood
For
For
2.3
Elect Director Masuda, Yukio
For
Against
2.4
Elect Director Nakamura, Takashi
For
Against
2.5
Elect Director Takeda, Minoru
For
Against
2.6
Elect Director Ahmed M. Alkhunaini
For
Against
2.7
Elect Director Nabil A. Al Nuaim
For
Against
2.8
Elect Director Christopher K. Gunner
For
For
3
Appoint Alternate Statutory Auditor Mura,
Kazuo
For
Against
4
Approve Annual Bonus Payment to Directors
For
Against
Mgmt Rec
Vote
Instruction
For
For
2.6
Showa Shell Sekiyu K.K.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Shriram Transport Finance Company Limited
Meeting Date: 03/26/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Elect A. Chaudhry as Independent NonExecutive Director
Page 351 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shriram Transport Finance Company Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Elect S. Lakshminarayanan as Independent
Non-Executive Director
For
For
3
Elect K. Udeshi as Independent NonExecutive Director
For
For
Mgmt Rec
Vote
Instruction
SKF AB
Meeting Date: 03/26/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
Do Not
Vote
3
Prepare and Approve List of Shareholders
For
Do Not
Vote
4
Approve Agenda of Meeting
For
Do Not
Vote
5
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
6
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
7
Receive Financial Statements and Statutory
Reports
8
Receive President's Report
9
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
10
Approve Allocation of Income and Dividends
of SEK 5.50 Per Share
For
Do Not
Vote
11
Approve Discharge of Board and President
For
Do Not
Vote
12
Determine Number of Directors (11) and
Deputy Directors (0) of Board
For
Do Not
Vote
13
Approve Remuneration of Directors in the
Amount of SEK 1.9 Million for the Chairman
and SEK 650,000 for Other Directors;
Approve Remuneration for Committee Work
For
Do Not
Vote
Page 352 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SKF AB
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
14
Reelect Leif Ostling (Chairman), Lena Torell,
Peter Grafoner, Lars Wedenborn, Joe
Loughrey, Jouko Karvinen, Baba Kalyani,
Hock Goh, and Marie Bredberg as Directors;
Elect Nancy Gougarty and Alrik Danielson as
New Directors
For
Do Not
Vote
15
Approve Remuneration of Auditors
For
Do Not
Vote
16
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
17
Approve 2015 Performance Share Program
For
Do Not
Vote
18
Authorize Chairman of Board and
Representatives of Four of Company's
Largest Shareholders to Serve on Nominating
Committee
For
Do Not
Vote
Sumitomo Rubber Industries Ltd.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 30
For
For
2.1
Elect Director Mino, Tetsuji
For
For
2.2
Elect Director Ikeda, Ikuji
For
For
2.3
Elect Director Tanaka, Hiroaki
For
For
2.4
Elect Director Nishi, Minoru
For
For
2.5
Elect Director Onga, Kenji
For
For
2.6
Elect Director Ii, Yasutaka
For
For
2.7
Elect Director Ishida, Hiroki
For
For
2.8
Elect Director Kuroda, Yutaka
For
For
2.9
Elect Director Kosaka, Keizo
For
For
2.10
Elect Director Uchioke, Fumikiyo
For
Against
2.11
Elect Director Yamamoto, Satoru
For
For
Page 353 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sumitomo Rubber Industries Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Appoint Statutory Auditor Sasaki, Yasuyuki
For
For
4
Approve Adjustment to Aggregate
Compensation Ceilings for Directors and
Statutory Auditors
For
For
Mgmt Rec
Vote
Instruction
Swedbank AB
Meeting Date: 03/26/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting; Recieve Address by Chairman
of the Board
2
Elect Chairman of Meeting
For
Do Not
Vote
3
Prepare and Approve List of Shareholders
For
Do Not
Vote
4
Approve Agenda of Meeting
For
Do Not
Vote
5
Designate Inspector(s) of Minutes of Meeting
For
Do Not
Vote
6
Acknowledge Proper Convening of Meeting
For
Do Not
Vote
7a
Receive Financial Statements and Statutory
Reports
7b
Receive Auditor's Report
7c
Receive President's Report
8
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
9
Approve Allocation of Income and Dividends
of SEK 11.35 Per Share
For
Do Not
Vote
10
Approve Discharge of Board and President
For
Do Not
Vote
11
Determine Number of Directors (9) and
Deputy Directors (0) of Board
For
Do Not
Vote
12
Approve Remuneration of Directors in the
Amount of SEK 2.39 Million to the Chairman,
SEK 815,000 to the Vice Chairman, and SEK
510,000 to Other Directors; Approve
Remuneration for Committee Work; Approve
Remuneration of Auditors
For
Do Not
Vote
Page 354 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
13
Reelect Ulrika Francke, Goran Hedman, Lars
Idermark, Anders Igel, Pia Rudengren,
Anders Sundstrom (chair), Karl-Henrik
Sundstrom, Siv Svensson and Maj-Charlotte
Wallin as Directors
For
Do Not
Vote
14
Approve Procedures For Nominating
Committee
For
Do Not
Vote
15
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Do Not
Vote
16
Authorize Repurchase Authorization for
Trading in Own Shares
For
Do Not
Vote
17
Authorize General Share Repurchase Program
For
Do Not
Vote
18
Approve Issuance of Convertibles without
Preemptive Rights
For
Do Not
Vote
19a
Approve Common Deferred Share Bonus Plan
For
Do Not
Vote
19b
Approve Deferred Share Bonus Plan for Key
Employees
For
Do Not
Vote
19c
Approve Equity Plan Financing to Participants
of 2015 and Previous Programs
For
Do Not
Vote
Shareholder Proposals Submitted by
Thorwald Arvidsson
20
Request an Examination Through a Special
Examiner Regarding the Bank's Attempted
Acquisition in a Real Estate Agent
None
Do Not
Vote
21
Request an Examination Through a Special
Examiner Regarding the Economic
Consequences in Connection With the So
Called SCA-Sphere
None
Do Not
Vote
22
Request an Economic Historian be Retained
to Evaluate the Stalberg-Era
None
Do Not
Vote
23
Instruct Board to Establish Shareholders
Association in Swedbank
None
Do Not
Vote
24
Instruct the Board of Directors to Acquire a
Private Jet for the Disposition of the Current
Chair of the Board
None
Do Not
Vote
None
Do Not
Vote
Shareholder Proposals Submitted by Goran
Westman
25
Instruct the Board of Directors and/or the
CEO to Implement the Lean-Concept in All
Operations
26
Close Meeting
Page 355 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Toronto-Dominion Bank
Meeting Date: 03/26/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director William E. Bennett
For
For
1.2
Elect Director John L. Bragg
For
For
1.3
Elect Director Amy W. Brinkley
For
For
1.4
Elect Director Brian C. Ferguson
For
For
1.5
Elect Director Colleen A. Goggins
For
For
1.6
Elect Director Mary Jo Haddad
For
For
1.7
Elect Director David E. Kepler
For
For
1.8
Elect Director Brian M. Levitt
For
For
1.9
Elect Director Alan N. MacGibbon
For
For
1.10
Elect Director Harold H. MacKay
For
For
1.11
Elect Director Karen E. Maidment
For
For
1.12
Elect Director Bharat B. Masrani
For
For
1.13
Elect Director Irene R. Miller
For
For
1.14
Elect Director Nadir H. Mohamed
For
For
1.15
Elect Director Claude Mongeau
For
For
1.16
Elect Director Wilbur J. Prezzano
For
For
1.17
Elect Director Helen K. Sinclair
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote on Executive Compensation
Approach
For
Against
Shareholder Proposals
4
SP A: Adopt a Senior Executive
Compensation Policy Including the Use of a
Pay Equity Ratio as an Annual Benchmark for
Setting Compensation
Against
Against
5
SP B: Phase Out Stock Options as a Form of
Compensation
Against
Against
6
SP C: Adopt a Pension Plan for New Senior
Executives that is the same as for all
employees
Against
Against
7
SP D: Adopt a Policy regarding Credit Card
Business Practices and Social Responsibility
Against
Against
Page 356 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tokyo Tatemono Co. Ltd.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 3
For
For
2
Approve 2 into 1 Reverse Stock Split
For
For
3
Amend Articles to Update Authorized Capital
to Reflect Reverse Stock Split - Reduce Share
Trading Unit - Clarify Provisions on Alternate
Statutory Auditors
For
For
4.1
Elect Director Hatanaka, Makoto
For
For
4.2
Elect Director Sakuma, Hajime
For
For
4.3
Elect Director Shibayama, Hisao
For
For
4.4
Elect Director Nomura, Hitoshi
For
For
4.5
Elect Director Kamo, Masami
For
For
4.6
Elect Director Fukui, Kengo
For
For
4.7
Elect Director Sasaki, Kyonosuke
For
For
4.8
Elect Director Kuroda, Norimasa
For
Against
4.9
Elect Director Ogoshi, Tatsuo
For
Against
5.1
Appoint Statutory Auditor Toyama, Mitsuyoshi
For
For
5.2
Appoint Statutory Auditor Uehara, Masahiro
For
For
5.3
Appoint Statutory Auditor Hattori, Shuichi
For
For
6
Appoint Alternate Statutory Auditor
Yamaguchi, Takao
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Allocation of Income, with a Final
Dividend of JPY 116
For
For
Trend Micro Inc.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
1
Page 357 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Trend Micro Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.1
Elect Director Chang Ming-Jang
For
For
2.2
Elect Director Eva Chen
For
For
2.3
Elect Director Mahendra Negi
For
For
2.4
Elect Director Omikawa, Akihiko
For
For
2.5
Elect Director Wael Mohamed
For
For
2.6
Elect Director Nonaka, Ikujiro
For
Against
3
Approve Adjustment to Aggregate
Compensation Ceiling for Directors, and
Amend Stock Option Plan and Deep Discount
Stock Option Plan Approved at 2012 AGM
and Cash Incentive Plan Approved at 2013
AGM
For
For
Mgmt Rec
Vote
Instruction
Turkcell Iletisim Hizmetleri AS
Meeting Date: 03/26/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Authorize Presiding Council to Sign Minutes
of Meeting
For
Do Not
Vote
3
Accept Board Report for 2010
For
Do Not
Vote
4
Accept Statutory Auditor Report for 2010
For
Do Not
Vote
5
Accept External Auditor Report for 2010
For
Do Not
Vote
6
Accept Financial Statements for 2010
For
Do Not
Vote
7
Approve Dividends for 2010
For
Do Not
Vote
8
Approve Discharge of Colin J. Williams for
2010
For
Do Not
Vote
9
Approve Discharge of Auditors for 2010
For
Do Not
Vote
Page 358 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkcell Iletisim Hizmetleri AS
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
10
Accept Board Report for 2011
For
Do Not
Vote
11
Accept Statutory Auditor Report for 2011
For
Do Not
Vote
12
Accept External Auditor Report for 2011
For
Do Not
Vote
13
Accept Financial Statements for 2011
For
Do Not
Vote
14
Approve Dividends for 2011
For
Do Not
Vote
15
Approve Discharge of Board for 2011
For
Do Not
Vote
16
Approve Discharge of Auditors for 2011
For
Do Not
Vote
17
Accept Board Report for 2012
For
Do Not
Vote
18
Accept Statutory Audit Report for 2012
For
Do Not
Vote
19
Ratify External Auditors for 2012
For
Do Not
Vote
20
Accept External Audit Report for 2012
For
Do Not
Vote
21
Accept Financial Statements for 2012
For
Do Not
Vote
22
Approve Dividends for 2012
For
Do Not
Vote
23
Ratify Director Appointments Occured in 2012
For
Do Not
Vote
24
Approve Discharge of Board for 2012
For
Do Not
Vote
25
Approve Discharge of Auditors for 2012
For
Do Not
Vote
26
Accept Board Report for 2013
For
Do Not
Vote
27
Accept Audit Report for 2013
For
Do Not
Vote
28
Accept Financial Statements for 2013
For
Do Not
Vote
29
Approve Dividends for 2013
For
Do Not
Vote
30
Approve Discharge of Board for 2013
For
Do Not
Vote
31
Accept Board Report for 2014
For
Do Not
Vote
Page 359 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkcell Iletisim Hizmetleri AS
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
32
Ratify External Auditors for 2014
For
Do Not
Vote
33
Accept Audit Report for 2014
For
Do Not
Vote
34
Accept Financial Statements for 2014
For
Do Not
Vote
35
Approve Dividends for 2014
For
Do Not
Vote
36
Approve Discharge of Board for 2014
For
Do Not
Vote
37
Approve Charitable Donations for 2013 and
2014; Approve Upper Limit of Donations for
2015
For
Do Not
Vote
38
Amend Company Articles
For
Do Not
Vote
39
Elect Directors and Determine Terms of Office
For
Do Not
Vote
40
Approve Director Remuneration
For
Do Not
Vote
41
Ratify External Auditors for 2015
For
Do Not
Vote
42
Approve Working Principles of the General
Assembly
For
Do Not
Vote
43
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
44
Approve Dividend Policy
For
Do Not
Vote
45
Receive Information on Remuneration Policy
46
Receive Information on Guarantees, Pledges
and Mortgages Provided to Third Parties
47
Receive Information on Corporate
Governance Principles
48
Close Meeting
Ulker Biskuvi Sanayi A.S.
Meeting Date: 03/26/2015
Country: Turkey
Meeting Type: Annual
Page 360 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ulker Biskuvi Sanayi A.S.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Authorize Presiding Council to Sign Minutes
of Meeting
For
Do Not
Vote
3
Accept Board Report
For
Do Not
Vote
4
Accept Audit Report
For
Do Not
Vote
5
Accept Financial Statements
For
Do Not
Vote
6
Approve Discharge of Board
For
Do Not
Vote
7
Approve Allocation of Income
For
Do Not
Vote
8
Ratify External Auditors
For
Do Not
Vote
9
Approve Donation Policy
For
Do Not
Vote
10
Receive Information on Charitable Donations
for 2014 and Approve Upper Limit of the
Donations for 2015
For
Do Not
Vote
11
Receive Information on Guarantees, Pledges
and Mortgages Provided by the Company to
Third Parties
12
Approve Director Remuneration
For
Do Not
Vote
13
Receive Information on Related Party
Transactions
14
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
Yamaha Motor Co. Ltd.
Meeting Date: 03/26/2015
Country: Japan
Meeting Type: Annual
Page 361 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yamaha Motor Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 25.5
For
For
2.1
Elect Director Yanagi, Hiroyuki
For
For
2.2
Elect Director Kimura, Takaaki
For
For
2.3
Elect Director Shinozaki, Kozo
For
For
2.4
Elect Director Hideshima, Nobuya
For
For
2.5
Elect Director Takizawa, Masahiro
For
For
2.6
Elect Director Watanabe, Katsuaki
For
For
2.7
Elect Director Kato, Toshizumi
For
For
2.8
Elect Director Kojima, Yoichiro
For
For
2.9
Elect Director Adachi, Tamotsu
For
For
2.10
Elect Director Nakata, Takuya
For
For
2.11
Elect Director Niimi, Atsushi
For
For
3.1
Appoint Statutory Auditor Ito, Hiroshi
For
For
3.2
Appoint Statutory Auditor Hironaga, Kenji
For
For
3.3
Appoint Statutory Auditor Yatsu, Tomomi
For
For
4
Appoint Alternate Statutory Auditor Satake,
Masayuki
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Dividends
For
For
3
Elect Jim Ovia,CON and Olusola Oladipo as
Directors
For
For
Zenith Bank PLC
Meeting Date: 03/26/2015
Country: Nigeria
Meeting Type: Annual
Proposal
Number
Page 362 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zenith Bank PLC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Reelect Steve Omojafor, Babatunde
Adejuwon, Chukuka Enwemeka and Baba
Tela as Directors
For
For
5
Authorize Board to Fix Remuneration of
Auditors
For
For
6
Elect Members of Audit Committee
For
Against
7
Approve Remuneration of Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Individual and Consolidated
Financial Statements and Statutory Reports
For
2
Appoint Auditors
For
3
Approve Remuneration of Directors
For
4
Approve Allocation of Income
For
Alicorp SAA
Meeting Date: 03/27/2015
Country: Peru
Meeting Type: Annual
Proposal
Number
Asahi Glass Co. Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 9
For
For
2.1
Elect Director Ishimura, Kazuhiko
For
For
2.2
Elect Director Shimamura, Takuya
For
For
2.3
Elect Director Hirai, Yoshinori
For
For
2.4
Elect Director Miyaji, Shinji
For
For
2.5
Elect Director Sakane, Masahiro
For
For
Page 363 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Asahi Glass Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.6
Elect Director Kimura, Hiroshi
For
For
2.7
Elect Director Egawa, Masako
For
For
3.1
Appoint Statutory Auditor Marumori, Yasushi
For
Against
3.2
Appoint Statutory Auditor Kawamura, Hiroshi
For
For
4
Approve Stock Option Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Ueno, Shinichi
For
For
1.2
Elect Director Kato, Takeshi
For
For
1.3
Elect Director Oshiba, Kenji
For
For
1.4
Elect Director Stuart Neish
For
For
1.5
Elect Director Kido, Hideaki
For
For
1.6
Elect Director Nakai, Noriyuki
For
For
1.7
Elect Director Kinoshita, Toshio
For
For
2.1
Appoint Statutory Auditor Motohashi,
Nobuyuki
For
For
2.2
Appoint Statutory Auditor Onishi, Yoshitake
For
For
2.3
Appoint Statutory Auditor Yoshinari, Masayuki
For
For
2.4
Appoint Statutory Auditor Suto, Megumi
For
For
Asatsu-DK Inc.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Asics Corp.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Page 364 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Asics Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 23.5
For
For
2.1
Elect Director Oyama, Motoi
For
For
2.2
Elect Director Hashimoto, Kosuke
For
For
2.3
Elect Director Hijikata, Masao
For
For
2.4
Elect Director Kato, Katsumi
For
For
2.5
Elect Director Kato, Isao
For
For
2.6
Elect Director Tanaka, Katsuro
For
Against
2.7
Elect Director Miyakawa, Keiji
For
For
2.8
Elect Director Kajiwara, Kenji
For
For
2.9
Elect Director Hanai, Takeshi
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
Abstain
2
Adjourn Meeting
For
For
3
Advisory Vote on Golden Parachutes
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Merger Agreement
For
Abstain
Aviv REIT, Inc.
Meeting Date: 03/27/2015
Country: USA
Meeting Type: Special
Proposal
Number
Baker Hughes Incorporated
Meeting Date: 03/27/2015
Country: USA
Meeting Type: Special
Proposal
Number
1
Page 365 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Baker Hughes Incorporated
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Adjourn Meeting
For
For
3
Advisory Vote on Golden Parachutes
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Minutes of Previous Meeting
For
For
2
Accept Financial Statements and Statutory
Reports
For
For
3
Approve Dividend
For
For
4
Approve Auditors and Authorize Board to Fix
Their Remuneration
For
For
5
Approve Equity Investment in Alfalah
Securities (Pvt.) Ltd., Subsidiary Company
For
For
6
Other Business
For
Against
Mgmt Rec
Vote
Instruction
For
For
Bank Alfalah Limited
Meeting Date: 03/27/2015
Country: Pakistan
Meeting Type: Annual
Proposal
Number
Bombardier Inc.
Meeting Date: 03/27/2015
Country: Canada
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for Class A Multiple Voting and Class
B Subordinate Voting Shareholders
1
Increase Authorized Common Stock to
2,742,000,000 Shares
BS Financial Group Inc.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Page 366 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BS Financial Group Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Jung Min-Joo as Inside Director
For
For
3.2
Elect Kim Sung-Ho as Outside Director
For
For
3.3
Elect Kim Woo-Suk as Outside Director
For
For
3.4
Elect Park Heung-Dae as Outside Director
For
For
4.1
Elect Kim Sung-Ho as Member of Audit
Committee
For
For
4.2
Elect Kim Woo-Suk as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Shares to Government
of India
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Allocation of Income, with a Final
Dividend of JPY 85
For
For
Canara Bank Ltd
Meeting Date: 03/27/2015
Country: India
Meeting Type: Special
Proposal
Number
1
Canon Inc.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
1
Page 367 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Amend Articles to Authorize Public
Announcements in Electronic Format
For
For
3.1
Elect Director Mitarai, Fujio
For
For
3.2
Elect Director Tanaka, Toshizo
For
For
3.3
Elect Director Adachi, Yoroku
For
For
3.4
Elect Director Matsumoto, Shigeyuki
For
For
3.5
Elect Director Homma, Toshio
For
For
3.6
Elect Director Ozawa, Hideki
For
For
3.7
Elect Director Maeda, Masaya
For
For
3.8
Elect Director Tani, Yasuhiro
For
For
3.9
Elect Director Nagasawa, Kenichi
For
For
3.10
Elect Director Otsuka, Naoji
For
For
3.11
Elect Director Yamada, Masanori
For
For
3.12
Elect Director Wakiya, Aitake
For
For
3.13
Elect Director Kimura, Akiyoshi
For
For
3.14
Elect Director Osanai, Eiji
For
For
3.15
Elect Director Nakamura, Masaaki
For
For
3.16
Elect Director Saida, Kunitaro
For
Against
3.17
Elect Director Kato, Haruhiko
For
Against
4.1
Appoint Statutory Auditor Ono, Kazuto
For
For
4.2
Appoint Statutory Auditor Oe, Tadashi
For
For
5
Approve Annual Bonus Payment to Directors
For
Against
Mgmt Rec
Vote
Instruction
Cementos Pacasmayo S.A.A.
Meeting Date: 03/27/2015
Country: Peru
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Financial Statements and Discharge
Directors
For
Page 368 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cementos Pacasmayo S.A.A.
Proposal
Number
Proposal Text
Mgmt Rec
2
Appoint Paredes, Zaldivar, Burga & Asociados
as Auditors
For
3
Approve Dividends
For
4
Approve Allocation of Income and Dividends
For
Vote
Instruction
Compania De Minas Buenaventura S.A.
Meeting Date: 03/27/2015
Country: Peru
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Approve Annual Report
For
Do Not
Vote
2
Approve Financial Statements and Statutory
Reports
For
Do Not
Vote
3
Appoint Auditors
For
Do Not
Vote
4
Authorize Issuance of Debt Instruments;
Authorize Board to Set Terms of the Debt
Issuance
For
Do Not
Vote
Daewoo Engineering & Construction Co.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Park Jin-Choong as Non-independent
Non-executive Director
For
For
3
Elect Park Jin-Choong as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Page 369 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daewoo Securities Co.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Amend Articles of Incorporation
For
Against
2.2
Amend Articles of Incorporation
For
For
3.1
Elect Shin Ho-Joo as Outside Director
For
For
3.2
Elect Byun Hwan-Chul as Outside Director
For
For
3.3
Elect Ahn Dong-Hyun as Outside Director
For
For
4.1
Elect Byun Hwan-Chul as Member of Audit
Committee
For
For
4.2
Elect Ahn Dong-Hyun as Member of Audit
Committee
For
For
5.1
Elect Jeon Young-Sam as Non-independent
Non-executive Director
For
For
6
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Lee Suk-Woo as Inside Director
For
For
3.2
Elect Choi Joon-Ho as Outside Director
For
For
3.3
Elect Cho Min-Sik as Outside Director
For
For
3.4
Elect Choi Jae-Hong as Outside Director
For
For
3.5
Elect Piao Yanli as Outside Director
For
For
Daum Kakao Corp
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 370 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daum Kakao Corp
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.1
Elect Cho Min-Sik as Member of Audit
Committee
For
For
4.2
Elect Choi Joon-Ho as Member of Audit
Committee
For
For
4.3
Elect Choi Jae-Hong as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Two Inside Directors (Bundled)
For
For
3.2
Elect Two Outside Directors (Bundled)
For
For
4
Elect Two Members of Audit Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Kim Dong-Soo as Outside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Doosan Co.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Doosan Heavy Industries & Construction Co.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 371 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Doosan Infracore Co. Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Son Dong-Yeon as Inside Director
For
For
4.1
Elect Han Seung-Soo as Outside Director
For
For
4.2
Elect Yoon Jeung-Hyun as Outside Director
For
For
4.3
Elect Park Byung-Won as Outside Director
For
For
4.4
Elect Kim Dae-Gi as Outside Director
For
For
5.1
Elect Park Byung-Won as Member of Audit
Committee
For
For
5.2
Elect Kim Dae-Gi as Member of Audit
Committee
For
For
6
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Mgmt Rec
Vote
Instruction
Enka Insaat ve Sanayi A.S.
Meeting Date: 03/27/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Elect Presiding Council of Meeting and
Authorize the Presiding Council to Sign the
Meeting Minute
For
Do Not
Vote
2
Accept Board Report
For
Do Not
Vote
3
Accept Audit Report
For
Do Not
Vote
4
Receive Information on Charitable Donations
for 2014
Page 372 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enka Insaat ve Sanayi A.S.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
5
Accept Financial Statements
For
Do Not
Vote
6
Approve Discharge of Board
For
Do Not
Vote
7
Elect Directors
For
Do Not
Vote
8
Approve Director Remuneration
For
Do Not
Vote
9
Ratify External Auditors
For
Do Not
Vote
10
Approve Allocation of Income
For
Do Not
Vote
11
Receive Information on the Guarantees,
Pledges, and Mortgages Provided by the
Company to Third Parties
12
Approve Dividend Advance Payments
For
Do Not
Vote
13
Approve Accounting Transfer in Case of
Losses for 2015
For
Do Not
Vote
14
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
15
Wishes
Grana Y Montero SAA
Meeting Date: 03/27/2015
Country: Peru
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1
Approve Individual and Consolidated
Financial Statements and Statutory Reports
For
2
Approve Allocation of Income and Dividends
For
3
Approve Remuneration of Directors
For
4
Appoint Dongo Soria Gaveglio y Asociados as
Auditors
For
Page 373 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grana Y Montero SAA
Meeting Date: 03/27/2015
Country: Peru
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Approve Individual and Consolidated
Financial Statements and Statutory Reports
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Approve Remuneration of Directors
For
Do Not
Vote
4
Appoint Dongo Soria Gaveglio y Asociados as
Auditors
For
Do Not
Vote
Proposal Text
Mgmt Rec
Proposal
Number
Vote
Instruction
Meeting for ADR Holders
1
Approve Individual and Consolidated
Financial Statements and Statutory Reports
For
2
Approve Allocation of Income and Dividends
For
3
Approve Remuneration of Directors
For
4
Appoint Dongo Soria Gaveglio y Asociados as
Auditors
For
Grupo Aval Acciones y Valores S.A
Meeting Date: 03/27/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Verify Quorum
2
Approve Meeting Agenda
For
For
3
Elect Meeting Approval Committee
For
For
Page 374 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Aval Acciones y Valores S.A
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Present Board of Directors and Chairman's
Report
For
For
5
Present Consolidated and Individual Financial
Statements
For
For
6
Present Auditor's Report
For
For
7
Approve Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income
For
For
9
Elect Directors and Approve Their
Remuneration
For
Against
10
Appoint Auditors and Fix Their Remuneration
For
For
11
Other Business
For
Against
Mgmt Rec
Vote
Instruction
Grupo Nutresa SA
Meeting Date: 03/27/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting/Verify Quorum
2
Elect Meeting Approval Committee
For
For
3
Approve Board of Directors and Chairman's
Report
For
For
4
Approve Financial Statements
For
For
5
Approve Auditor's Report
For
For
6
Approve Financial Statements and Statutory
Reports
For
For
7
Approve Allocation of Income and Dividends
For
For
8
Amend Bylaws
For
For
9
Elect Directors
For
For
10
Appoint Auditors
For
For
11
Approve Remuneration of Directors
For
For
12
Approve Remuneration of Auditors
For
For
13
Approve Remuneration Policy
For
For
Page 375 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Nutresa SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
14
Approve Succession of Board Policy
For
For
15
Authorize Share Repurchase Program
For
For
16
Approve Wealth Tax Charged on Capital
Reserves
For
Against
17
Inform on Implementation Plan of NIIF
For
For
18
Other Business
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Outside Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Two Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
GS Engineering & Construction Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
GS Holdings Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 376 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haci Omer Sabanci Holding AS
Meeting Date: 03/27/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Board Report
For
Do Not
Vote
3
Accept Audit Report
For
Do Not
Vote
4
Accept Financial Statements
For
Do Not
Vote
5
Approve Discharge of Board
For
Do Not
Vote
6
Approve Allocation of Income
For
Do Not
Vote
7
Elect Directors
For
Do Not
Vote
8
Approve Director Remuneration
For
Do Not
Vote
9
Approve Donation Policy and Upper Limit of
Donations for 2015 ; Receive Information on
Charitable Donations for 2014
For
Do Not
Vote
10
Ratify External Auditors
For
Do Not
Vote
11
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
Halliburton Company
Meeting Date: 03/27/2015
Country: USA
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Acquisition
For
Abstain
2
Adjourn Meeting
For
For
Page 377 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hana Financial Group Inc.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements
For
For
2
Approve Appropriation of Income
For
For
3
Amend Articles of Incorporation
For
Against
4.1
Elect Park Moon-Gyu as Outside Director
For
For
4.2
Elect Hong Eun-Joo as Outside Director
For
For
4.3
Elect Lee Jin-Gook as Outside Director
For
For
4.4
Elect Yoon Sung-Bok as Outside Director
For
For
4.5
Elect Yang Won-Geun as Outside Director
For
For
4.6
Elect Kim Jung-Tae as Inside Director
For
For
5.1
Elect Kim In-Bae as Member of Audit
Committee
For
For
5.2
Elect Hong Eun-Joo as Member of Audit
Committee
For
For
5.3
Elect Lee Jin-Gook as Member of Audit
Committee
For
For
5.4
Elect Yoon Sung-Bok as Member of Audit
Committee
For
For
5.5
Elect Yang Won-Geun as Member of Audit
Committee
For
For
6
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Financial Statements and Allocation
of Income
For
For
Hanjin KAL Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
1
Page 378 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hanjin KAL Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
3
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Two Inside Directors (Bundled)
For
For
3.2
Elect Three Outside Directors (Bundled)
For
For
4
Elect Three Members of Audit Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Hanjin Shipping Co. Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
1
Hankook Tire Co., Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Hite Jinro Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Page 379 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hite Jinro Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Hyundai Development Co. - Engineering & Construction
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Jung Mong-Gyu as Inside Director
For
For
2.2
Elect Lee Jong-Sik as Inside Director
For
For
2.3
Elect Yook Geun-Yang as Inside Director
For
For
2.4
Elect Park Yong-Suk as Outside Director
For
For
2.5
Elect Kim Yong-Duk as Outside Director
For
For
3
Elect Park Yong-Suk as Members of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Financial Statements and Allocation
of Income
For
For
Hyundai Heavy Industries Co.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
1
Page 380 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Heavy Industries Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Elect One Inside Director and One Outside
Director (Bundled)
For
For
3
Elect Yoo Gook-Hyun as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Hyundai Marine & Fire Insurance Company Co. Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Choi Byung-Doo as Outside Director
For
For
3.1
Elect Choi Byung-Doo as Member of Audit
Committee
For
For
3.2
Elect Song Yoo-Jin as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Approve Terms of Retirement Pay
For
Against
6
Acquire Certain Assets of Another Company
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Lee Baek-Hoon as Inside Director
For
For
2.2
Elect Kim Myung-Chul as Inside Director
For
For
Hyundai Merchant Marine Co.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 381 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Merchant Marine Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.3
Elect Jeon Joon-Soo as Outside Director
For
For
2.4
Elect Huh Seon as Outside Director
For
For
2.5
Elect Eric Sing Chi Ip as Outside Director
For
For
3.1
Elect Jeon Joon-Soo as Member of Audit
Committee
For
For
3.2
Elect Huh Seon as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director, One Outside
Director, and One NINED (Bundled)
For
For
3
Elect Noh Hwan-Gyun as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Management Reports
For
For
3
Approve Discharge of Board
For
For
Hyundai Mipo Dockyard Co.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Iberdrola S.A.
Meeting Date: 03/27/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 382 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Iberdrola S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Renew Appointment of Ernst & Young as
Auditor
For
For
5
Approve Allocation of Income and Dividends
For
For
6.A
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
6.B
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
7.A
Reelect José Walfredo Fernández as Director
For
For
7.B
Reelect Denise Mary Holt as Director
For
For
7.C
Reelect Manuel Moreu Munaiz as Director
For
For
7.D
Reelect Ángel Jesús Acebes Paniagua as
Director
For
For
7.E
Reelect María Helena Antolín Raybaud as
Director
For
For
7.F
Reelect Santiago Martínez Lage as Director
For
For
7.G
Reelect José Luis San Pedro Guerenabarrena
as Director
For
For
7.H
Reelect José Ignacio Sánchez Galán as
Director
For
For
8.A
Amend Articles Re: Company, Share Capital
and Shareholders
For
For
8.B
Amend Articles Re: General Meetings
For
For
8.C
Amend Articles Re: Board
For
For
8.D
Amend Articles
For
For
9.A
Amend Articles of General Meeting
Regulations Re: Functions, Classes and
Competences
For
For
9.B
Amend Articles of General Meeting
Regulations Re: Meeting Notice, Attendance
Rights, and Media and Infrastructure
For
For
9.C
Amend Articles of General Meeting
Regulations Re: Development of General
Meeting
For
For
9.D
Amend Articles of General Meeting
Regulations Re: Vote and Adoption of
Resolutions, Completion and Minutes of
Meeting and Post Performances
For
For
10
Authorize Share Repurchase and Capital
Reduction via Amortization of Repurchased
Shares
For
For
11
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Page 383 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Iberdrola S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Advisory Vote on Remuneration Policy Report
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Terms of Retirement Pay
For
Against
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
4
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Mgmt Rec
Vote
Instruction
12
Industrial Bank of Korea
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Interconexion Electrica S.A. E.S.P.
Meeting Date: 03/27/2015
Country: Colombia
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Elect Chairman of Meeting
2
Present Minutes of Meeting Held on March
28, 2014
3
Elect Meeting Approval Committee
4
Message from Mining and Energy Minister
Tomás González Estrada
5
Welcome Message from Chairman and
Presentation of Board Report
6
Receive CEO, Board of Directors and
Management's Reports
7
Receive Corporate Governance Committee
Report
Page 384 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Interconexion Electrica S.A. E.S.P.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
8
Present Individual and Consolidated Financial
Statements
9
Present Auditor's Report
10
Approve Individual and Consolidated
Financial Statements
For
For
11
Approve Allocation of Income and Dividends
For
For
12
Appoint Ernst & Young Audit as Auditors and
Authorize Board to Fix Their Remuneration
For
For
13
Amend Bylaws
For
For
14
Elect Directors
For
Against
15
Approve Remuneration Policy
For
For
16
Approve Remuneration of Directors
For
For
17
Approve Succession of Board Policy
For
For
18
Transact Other Business (Non-Voting)
Proposal Text
Mgmt Rec
Vote
Instruction
1
Matters to be Informed
For
For
2
Approve Minutes of Previous Meeting
For
For
3
Acknowledge Operational Result for 2014
For
For
4
Accept Financial Statements
For
For
5.1
Approve Allocation of Income and Annual
Dividend
For
For
5.2
Approve Allocation of Income and Interim
Dividend
For
For
6
Approve KPMG Phoomchai Audit Ltd. as
Auditors and Authorize Board to Fix Their
Remuneration
For
For
7.1
Elect Virach Aphimeteetamrong as Director
For
For
7.2
Elect Prasert Bunsumpun as Director
For
For
Intouch Holdings Public Company Limited
Meeting Date: 03/27/2015
Country: Thailand
Meeting Type: Annual
Proposal
Number
Page 385 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intouch Holdings Public Company Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7.3
Elect Boon Swan Foo as Director
For
For
8
Approve Remuneration of Directors
For
For
9
Approve Issuance of Warrants to Employees
of the Company and Subsidiaries
For
For
10
Approve Issuance of Shares Reserved for the
Exercise of the Warrants
For
For
11.1
Approve Allocation of Warrants of More Than
5 Percent of the Total Warrants Under the
Plan to Somprasong Boonyachai
For
For
11.2
Approve Allocation of Warrants of More Than
5 Percent of the Total Warrants Under the
Plan to Anek Pana-apichon
For
For
11.3
Approve Allocation of Warrants of More Than
5 Percent of the Total Warrants Under the
Plan to Wichai Kittiwittayakul
For
For
11.4
Approve Allocation of Warrants of More Than
5 Percent of the Total Warrants Under the
Plan to Kim Siritaweechai
For
For
12
Other Business
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Nishi, Hidenori
For
For
1.2
Elect Director Terada, Naoyuki
For
For
1.3
Elect Director Kodama, Hirohito
For
For
1.4
Elect Director Watanabe, Yoshihide
For
For
1.5
Elect Director Sato, Kunihiko
For
For
1.6
Elect Director Miwa, Katsuyuki
For
For
1.7
Elect Director Kondo, Seiichi
For
For
1.8
Elect Director Hashimoto, Takayuki
For
Against
1.9
Elect Director Myoseki, Miyo
For
Against
2.1
Appoint Statutory Auditor Kanie, Mutsuhisa
For
For
Kagome Co. Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 386 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kagome Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.2
Appoint Statutory Auditor Murata, Morihiro
For
For
3
Approve Takeover Defense Plan (Poison Pill)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Lee Hong as Non-independent Nonexecutive Director
For
For
3.2
Elect Choi Young-Hwi as Outside Director
For
For
3.3
Elect Choi Woon-Yeol as Outside Director
For
For
3.4
Elect Yoo Suk-Ryeol as Outside Director
For
For
3.5
Elect Lee Byung-Nam as Outside Director
For
For
3.6
Elect Park Jae-Ha as Outside Director
For
For
3.7
Elect Kim Eunice Kyunghee as Outside
Director
For
For
3.8
Elect Han Jong-Soo as Outside Director
For
For
4.1
Elect Choi Young-Hwi as Member of Audit
Committee
For
For
4.2
Elect Choi Woon-Yeol as Member of Audit
Committee
For
For
4.3
Elect Kim Eunice Kyunghee as Member of
Audit Committee
For
For
4.4
Elect Han Jong-Soo as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
KB Financial Group Inc.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 387 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KEPCO Plant Service & Engineering Co. Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Lee Won-Joo as Non-independent Nonexecutive Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
4
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 19
For
For
2.1
Elect Director Miyake, Senji
For
For
2.2
Elect Director Isozaki, Yoshinori
For
For
2.3
Elect Director Nishimura, Keisuke
For
For
2.4
Elect Director Ito, Akihiro
For
For
2.5
Elect Director Nonaka, Junichi
For
For
2.6
Elect Director Miyoshi, Toshiya
For
For
2.7
Elect Director Miki, Shigemitsu
For
Against
2.8
Elect Director Arima, Toshio
For
For
2.9
Elect Director Arakawa, Shoshi
For
For
3.1
Appoint Statutory Auditor Ishihara, Motoyasu
For
For
3.2
Appoint Statutory Auditor Mori, Masakatsu
For
For
4
Approve Annual Bonus Payment to Directors
and Statutory Auditors
For
Against
Kirin Holdings Co., Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 388 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kolon Industries Inc.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Two Inside Directors (Bundled)
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Financial Statements and Allocation
of Income
For
For
Korea Gas Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
1
ELECT ONE OUTSIDE DIRECTOR OUT OF
TWO NOMINEES
2.1
Elect Yoon Bong-Ho as Outside Director
For
For
2.2
Elect Lee Sun-Woo as Outside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Bae Jong-Suk as Outside Director
For
For
Korea Investment Holdings Co.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
1.1
Page 389 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Investment Holdings Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.2
Elect Lee Sang-Chul as Outside Director
For
For
1.3
Elect Hobart Lee Epstein as Outside Director
For
For
1.4
Elect Jung Yoo-Shin as Outside Director
For
For
1.5
Elect Kim Jae-Hwan as Outside Director
For
For
2.1
Elect Lee Sang-Chul as Member of Audit
Committee
For
For
2.2
Elect Jung Yoo-Shin as Member of Audit
Committee
For
For
2.3
Elect Kim Jae-Hwan as Member of Audit
Committee
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Three Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Approve Terms of Retirement Pay
For
Against
Korean Air Lines Co. Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
KT Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Page 390 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KT Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Lim Hun-Moon as Inside Director
For
For
3.2
Elect Park Jung-Tae as Inside Director
For
For
3.3
Elect Jang Suk-Gwon as Outside Director
For
For
3.4
Elect Jung Dong-Wook as Outside Director
For
For
3.5
Elect Hyun Dae-Won as Outside Director
For
For
4.1
Elect Park Dae-Geun as Member of Audit
Committee
For
For
4.2
Elect Jung Dong-Wook as Members of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Mgmt Rec
Vote
Instruction
KT Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Lim Hun-Moon as Inside Director
For
For
3.2
Elect Park Jung-Tae as Inside Director
For
For
3.3
Elect Jang Suk-Gwon as Outside Director
For
For
3.4
Elect Jung Dong-Wook as Outside Director
For
For
3.5
Elect Hyun Dae-Won as Outside Director
For
For
4.1
Elect Park Dae-Geun as Member of Audit
Committee
For
For
Page 391 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KT Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.2
Elect Jung Dong-Wook as Members of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 9
For
For
2.1
Elect Director Ito, Fumio
For
For
2.2
Elect Director Ito, Masaaki
For
For
2.3
Elect Director Yamashita, Setsuo
For
For
2.4
Elect Director Fujii, Nobuo
For
For
2.5
Elect Director Tenkumo, Kazuhiro
For
For
2.6
Elect Director Yukiyoshi, Kunio
For
For
2.7
Elect Director Matsuyama, Sadaaki
For
For
2.8
Elect Director Kugawa, Kazuhiko
For
For
2.9
Elect Director Komiya, Yukiatsu
For
For
2.10
Elect Director Hayase, Hiroaya
For
For
2.11
Elect Director Shioya, Takafusa
For
For
2.12
Elect Director Hamaguchi, Tomokazu
For
For
3
Appoint Statutory Auditor Murakami, Keiji
For
For
4
Approve Takeover Defense Plan (Poison Pill)
For
Against
Kuraray Co. Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Lion Corp.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Page 392 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lion Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Fujishige, Sadayoshi
For
For
1.2
Elect Director Hama, Itsuo
For
For
1.3
Elect Director Kasamatsu, Takayasu
For
For
1.4
Elect Director Watari, Yuji
For
For
1.5
Elect Director Kikukawa, Masazumi
For
For
1.6
Elect Director Kobayashi, Kenjiro
For
For
1.7
Elect Director Shimizu, Yasuo
For
For
1.8
Elect Director Kakui, Toshio
For
For
1.9
Elect Director Shimaguchi, Mitsuaki
For
For
1.10
Elect Director Yamada, Hideo
For
For
2.1
Appoint Statutory Auditor Nakagawa,
Yasutaro
For
For
2.2
Appoint Statutory Auditor Nishiyama, Junko
For
For
2.3
Appoint Statutory Auditor Kojima, Noboru
For
For
2.4
Appoint Statutory Auditor Higashi, Hideo
For
For
3
Appoint Alternate Statutory Auditor
Yamaguchi, Takao
For
For
4
Approve Takeover Defense Plan (Poison Pill)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
LS Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 393 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mabuchi Motor Co. Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 131
For
For
2.1
Elect Director Kamei, Shinji
For
For
2.2
Elect Director Okoshi, Hiro
For
For
2.3
Elect Director Takahashi, Tadashi
For
For
2.4
Elect Director Itokawa, Masato
For
For
2.5
Elect Director Iyoda, Tadahito
For
For
2.6
Elect Director Katayama, Hirotaro
For
For
2.7
Elect Director Nakamura, Iwao
For
For
2.8
Elect Director Hashimoto, Ichiro
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve A.F. Ferguson & Co. as Auditors and
Authorize Board to Fix Their Remuneration
For
For
3
Approve Final Dividend
For
For
4
Elect Mohammad Mansha, S.M. Muneer,
Tariq Rafi, Shahzad Saleem, Sarmad Amin,
Raza Mansha, Umer Mansha, Aftab Ahmad
Khan, Ismail Shahudin, Ahmad Alman Aslam,
Muhammad Ali Zeb, and Mohd Suhail Amar
Suresh as Directors
For
Against
5
Approve Charitable Donations
For
For
6
Amend Articles of Association
For
For
7
Approve Investment in MCB Leasing, Closed
Joint Stock Company
For
For
MCB Bank Limited
Meeting Date: 03/27/2015
Country: Pakistan
Meeting Type: Annual
Proposal
Number
Page 394 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metso Corporation
Meeting Date: 03/27/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.05 Per Share; Authorize Additional
dividend of EUR 0.40 per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 110,000 for Chairman, EUR
62,000 for Vice Chairman and Audit
Committee Chairman, and EUR 50,000 for
Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
For
For
11
Fix Number of Directors at Seven
For
For
12
Reelect Mikael Lilius (Chairman), Christer
Gardell (Vice Chair), Wilson Brumer, Ozey
Horton, Lars Josefsson, Nina Kopola, and
Eeva Sipilä as Directors
For
For
13
Approve Remuneration of Auditors
For
For
14
Ratify Ernst & Young as Auditors
For
For
15
Authorize Share Repurchase Program
For
For
16
Close Meeting
Mirae Asset Securities Co.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Page 395 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mirae Asset Securities Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1.1
Elect Cho Woong-Gi as Inside Director
For
For
3.1.2
Elect Byun Jae-Sang as Inside Director
For
For
3.1.3
Elect Lee Gwang-Sup as Inside Director
For
For
3.2.1
Elect Park Jung-Chan as Outside Director
For
For
3.2.2
Elect Hwang Gun-Ho as Outside Director
For
For
4
Elect Lee Gwang-Sup as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
6
Approve Terms of Retirement Pay
For
Against
7
Approve Stock Option Grants
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Kim Taek-Jin as Inside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
NCsoft Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
NEXON Co.,Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Page 396 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NEXON Co.,Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Owen Mahoney
For
For
1.2
Elect Director Uemura, Shiro
For
For
1.3
Elect Director Jiwon Park
For
For
1.4
Elect Director Jungju Kim
For
For
1.5
Elect Director Honda, Satoshi
For
For
1.6
Elect Director Kuniya, Shiro
For
For
2.1
Appoint Statutory Auditor Tanaka, Toshishige
For
For
2.2
Appoint Statutory Auditor Otomo, Iwao
For
For
2.3
Appoint Statutory Auditor Mori, Ryoji
For
For
3
Approve Stock Option Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
NH Investment & Securities Co., Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
NHN Entertainment Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Page 397 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NHN Entertainment Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
Against
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
4
Approve Stock Option Grants
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 4
For
For
2
Amend Articles to Indemnify Directors
For
For
3.1
Elect Director Arioka, Masayuki
For
For
3.2
Elect Director Yamamoto, Shigeru
For
For
3.3
Elect Director Matsumoto, Motoharu
For
For
3.4
Elect Director Tomamoto, Masahiro
For
For
3.5
Elect Director Takeuchi, Hirokazu
For
For
3.6
Elect Director Saeki, Akihisa
For
For
3.7
Elect Director Tsuda, Koichi
For
For
3.8
Elect Director Odano, Sumimaru
For
For
4.1
Appoint Statutory Auditor Kishi, Fujio
For
For
4.2
Appoint Statutory Auditor Oji, Masahiko
For
For
4.3
Appoint Statutory Auditor Kimura, Keijiro
For
For
5
Appoint Alternate Statutory Auditor
Takahashi, Tsukasa
For
For
6
Approve Annual Bonus Payment to Directors
For
Against
Nippon Electric Glass Co. Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 398 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Omega Healthcare Investors, Inc.
Meeting Date: 03/27/2015
Country: USA
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Acquisition
For
Abstain
2
Increase Authorized Common Stock
For
For
3
Declassify the Board of Directors
For
For
4
Remove Supermajority Vote Requirement
For
For
5
Adjourn Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Two Inside Directors (Bundled)
For
For
4
Appoint Hwang Soon-Il as Internal Auditor
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
6
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
7
Approve Terms of Retirement Pay
For
Against
Orion Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Otsuka Corporation
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Page 399 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Otsuka Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 90
For
For
2.1
Elect Director Otsuka, Yuji
For
For
2.2
Elect Director Katakura, Kazuyuki
For
For
2.3
Elect Director Takahashi, Toshiyasu
For
For
2.4
Elect Director Shiokawa, Kimio
For
For
2.5
Elect Director Yano, Katsuhiro
For
For
2.6
Elect Director Saito, Hironobu
For
For
2.7
Elect Director Wakamatsu, Yasuhiro
For
For
2.8
Elect Director Tsurumi, Hironobu
For
For
2.9
Elect Director Sakurai, Minoru
For
For
2.10
Elect Director Hirose, Mitsuya
For
For
2.11
Elect Director Tanaka, Osamu
For
For
2.12
Elect Director Moriya, Norihiko
For
For
2.13
Elect Director Makino, Jiro
For
For
3.1
Appoint Statutory Auditor Nakano, Kiyoshi
For
For
3.2
Appoint Statutory Auditor Wakatsuki,
Tetsutaro
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Otsuka, Ichiro
For
For
1.2
Elect Director Higuchi, Tatsuo
For
For
1.3
Elect Director Makise, Atsumasa
For
For
1.4
Elect Director Matsuo, Yoshiro
For
For
1.5
Elect Director Tobe, Sadanobu
For
For
Otsuka Holdings Co Ltd
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 400 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Otsuka Holdings Co Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.6
Elect Director Watanabe, Tatsuro
For
For
1.7
Elect Director Hirotomi, Yasuyuki
For
Against
1.8
Elect Director Kawaguchi, Juichi
For
For
1.9
Elect Director Konose, Tadaaki
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
2
Approve Allocation of Income
For
Do Not
Vote
3
Ratify Board Deliberations Re: Interest-OnCapital-Stock-Payments
For
Do Not
Vote
4
Approve Dividends
For
Do Not
Vote
5
Approve Date of Dividends and Interest-OnCapital-Stock Payments
For
Do Not
Vote
6
Approve Remuneration of Company's
Management
For
Do Not
Vote
Porto Seguro SA
Meeting Date: 03/27/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Rakuten Inc.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Amend Articles to Amend Business Lines Change Location of Head Office
For
For
2.1
Elect Director Mikitani, Hiroshi
For
For
2.2
Elect Director Shimada, Toru
For
For
Page 401 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rakuten Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.3
Elect Director Hosaka, Masayuki
For
For
2.4
Elect Director Yamada, Yoshihisa
For
For
2.5
Elect Director Kobayashi, Masatada
For
For
2.6
Elect Director Sugihara, Akio
For
For
2.7
Elect Director Takeda, Kazunori
For
For
2.8
Elect Director Hyakuno, Kentaro
For
For
2.9
Elect Director Yasutake, Hiroaki
For
For
2.10
Elect Director Charles B. Baxter
For
For
2.11
Elect Director Kusano, Koichi
For
Against
2.12
Elect Director Kutaragi, Ken
For
For
2.13
Elect Director Fukino, Hiroshi
For
For
2.14
Elect Director Murai, Jun
For
Against
2.15
Elect Director Hirai, Yasufumi
For
For
2.16
Elect Director Youngme Moon
For
For
3.1
Appoint Statutory Auditor Senoo, Yoshiaki
For
Against
3.2
Appoint Statutory Auditor Hirata, Takeo
For
Against
4
Appoint Alternate Statutory Auditor
Takahashi, Hiroshi
For
For
5
Approve Adjustment to Aggregate
Compensation Ceiling for Directors
For
For
6
Approve Deep Discount Stock Option Plan
For
For
7
Approve Deep Discount Stock Option Plan
For
For
8
Approve Deep Discount Stock Option Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Allocation of Income, with a Final
Dividend of JPY 7
For
For
Sapporo Holdings Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
1
Page 402 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sapporo Holdings Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.1
Elect Director Kamijo, Tsutomu
For
For
2.2
Elect Director Tanaka, Hidenori
For
For
2.3
Elect Director Kato, Yoichi
For
For
2.4
Elect Director Watari, Junji
For
For
2.5
Elect Director Mizokami, Toshio
For
For
2.6
Elect Director Nose, Hiroyuki
For
For
2.7
Elect Director Hattori, Shigehiko
For
For
2.8
Elect Director Ikeda, Teruhiko
For
Against
2.9
Elect Director Uzawa, Shizuka
For
For
3.1
Appoint Statutory Auditor Osaki, Shoji
For
For
3.2
Appoint Statutory Auditor Kimoto, Ken
For
For
4
Appoint Alternate Statutory Auditor Yada,
Tsugio
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 3
For
For
2.1
Elect Director Takahashi, Kyohei
For
For
2.2
Elect Director Ichikawa, Hideo
For
For
2.3
Elect Director Sakai, Shinji
For
For
2.4
Elect Director Koinuma, Akira
For
For
2.5
Elect Director Amano, Masaru
For
For
2.6
Elect Director Muto, Saburo
For
For
2.7
Elect Director Akiyama, Tomofumi
For
Against
2.8
Elect Director Morita, Akiyoshi
For
For
2.9
Elect Director Oshima, Masaharu
For
For
3
Appoint Statutory Auditor Nomura, Ichiro
For
For
Showa Denko K.K.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 403 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
St. Modwen Properties plc
Meeting Date: 03/27/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Elect Ian Bull as Director
For
For
5
Re-elect Steve Burke as Director
For
For
6
Re-elect Kay Chaldecott as Director
For
For
7
Re-elect Simon Clarke as Director
For
For
8
Re-elect Michael Dunn as Director
For
For
9
Re-elect Lesley James as Director
For
For
10
Re-elect Richard Mully as Director
For
For
11
Re-elect Bill Oliver as Director
For
For
12
Re-elect Bill Shannon as Director
For
For
13
Reappoint Deloitte LLP as Auditors
For
For
14
Authorise Board to Fix Remuneration of
Auditors
For
For
15
Approve Acquisition by the Company of 12.5
Percent of the Issued Share Capital of
Branston Properties Ltd
For
Abstain
16
Authorise Issue of Equity with Pre-emptive
Rights
For
For
17
Authorise Issue of Equity without Preemptive Rights
For
For
18
Authorise Market Purchase of Ordinary Shares
For
For
19
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Suntory Beverage & Food Limited
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Page 404 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Suntory Beverage & Food Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 31
For
For
2.1
Elect Director Torii, Nobuhiro
For
For
2.2
Elect Director Kakimi, Yoshihiko
For
For
2.3
Elect Director Kogo, Saburo
For
For
2.4
Elect Director Kurihara, Nobuhiro
For
For
2.5
Elect Director Tsuchida, Masato
For
For
2.6
Elect Director Kamada, Yasuhiko
For
For
2.7
Elect Director Hizuka, Shinichiro
For
For
2.8
Elect Director Inoue, Yukari
For
For
3
Amend Articles to Abolish Board Structure
with Statutory Auditors - Adopt Board
Structure with Audit Committee - Authorize
Directors to Execute Day to Day Operations
without Full Board Approval - Increase
Maximum Board Size - Indemnify Directors
For
For
4.1
Elect Director Torii, Nobuhiro (Effective May
1)
For
For
4.2
Elect Director Kakimi, Yoshihiko (Effective
May 1)
For
For
4.3
Elect Director Kogo, Saburo (Effective May 1)
For
For
4.4
Elect Director Kurihara, Nobuhiro (Effective
May 1)
For
For
4.5
Elect Director Tsuchida, Masato (Effective
May 1)
For
For
4.6
Elect Director Kamada, Yasuhiko (Effective
May 1)
For
For
4.7
Elect Director Hizuka, Shinichiro (Effective
May 1)
For
For
4.8
Elect Director Inoue, Yukari (Effective May 1)
For
For
5.1
Elect Director and Audit Committee Member
Hattori, Seiichiro (Effective May 1)
For
For
5.2
Elect Director and Audit Committee Member
Uehara, Yukihiko (Effective May 1)
For
For
5.3
Elect Director and Audit Committee Member
Uchida, Harumichi (Effective May 1)
For
Against
6
Elect Alternate Director and Audit Committee
Member Amitani, Mitsuhiro (Effective May 1)
For
For
Page 405 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Suntory Beverage & Food Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7
Set Aggregate Compensation Ceiling for
Directors Who Are Not Audit Committee
Members
For
For
8
Set Aggregate Compensation Ceiling for
Directors Who Are Audit Committee Members
For
For
Mgmt Rec
Vote
Instruction
Technopolis Oyj
Meeting Date: 03/27/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Chairman's Review
7
Receive Financial Statements and Statutory
Reports
8
Accept Financial Statements and Statutory
Reports
For
For
9
Approve Allocation of Income and Dividends
of EUR 0.15 Per Share
For
For
10
Approve Discharge of Board and President
For
For
11
Approve Remuneration of Directors in the
Amount of EUR 55,000 for Chairman, EUR
31,500 for Vice Chairman, and EUR 26,250
for Other Directors; Approve Meeting Fees
For
For
12
Fix Number of Directors at Six
For
For
13
Reelect Carl-Johan Granvik (Chairman),
Jorma Haapamaki (Vice Chairman), Pekka
Korhonen, and Pekka Ojanpaa as Directors;
Elect Reima Rytsola and Annica Anas as New
Directors
For
For
14
Approve Remuneration of Auditors
For
For
15
Ratify KPMG as Auditors
For
For
Page 406 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Technopolis Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
16
Authorize Share Repurchase Program
For
For
17
Approve Issuance of up to 10.7 Million
Shares without Preemptive Rights
For
For
18
Close Meeting
Mgmt Rec
Vote
Instruction
Tofas Turk Otomobil Fabrikasi AS
Meeting Date: 03/27/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Board Report
For
Do Not
Vote
3
Accept Audit Report
For
Do Not
Vote
4
Accept Financial Statements
For
Do Not
Vote
5
Ratify Director Appointment
For
Do Not
Vote
6
Approve Discharge of Board
For
Do Not
Vote
7
Approve Allocation of Income
For
Do Not
Vote
8
Approve Remuneration Policy
For
Do Not
Vote
9
Approve Director Remuneration
For
Do Not
Vote
10
Ratify External Auditors
For
Do Not
Vote
11
Approve Upper Limit of Donations for 2015
For
Do Not
Vote
12
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
13
Close Meeting
Page 407 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toyo Tire & Rubber Co. Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 45
For
For
2
Amend Articles to Change Location of Head
Office
For
For
3.1
Elect Director Nobuki, Akira
For
For
3.2
Elect Director Yamamoto, Takuji
For
For
3.3
Elect Director Kuze, Tetsuya
For
For
3.4
Elect Director Ito, Kazuyuki
For
For
3.5
Elect Director Ichihara, Sadao
For
For
3.6
Elect Director Kanai, Toshihiro
For
For
3.7
Elect Director Kawamori, Yuzo
For
For
3.8
Elect Director Namura, Hiroko
For
For
4.1
Appoint Statutory Auditor Uejima, Hiroyasu
For
For
4.2
Appoint Statutory Auditor Nakahara, Masao
For
Against
4.3
Appoint Statutory Auditor Tatsuno, Hisao
For
For
Mgmt Rec
Vote
Instruction
Turkiye Halk Bankasi A.S.
Meeting Date: 03/27/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Statutory Reports
For
Do Not
Vote
3
Accept Financial Statements
For
Do Not
Vote
Page 408 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkiye Halk Bankasi A.S.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
4
Approve Allocation of Income
For
Do Not
Vote
5
Approve Discharge of Board
For
Do Not
Vote
6
Elect Board of Directors and Internal Auditors
For
Do Not
Vote
7
Approve Remuneration of Directors and
Internal Auditors
For
Do Not
Vote
8
Amend Company Bylaws and Introduce
Authorized Capital System
For
Do Not
Vote
9
Ratify External Auditors
For
Do Not
Vote
10
Receive Information on Charitable Donations
for 2014
11
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
12
Close Meeting
Unicharm Corp.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Amend Articles to Abolish Board Structure
with Statutory Auditors - Adopt Board
Structure with Audit Committee
For
For
2.1
Elect Director Takahara, Keiichiro
For
For
2.2
Elect Director Takahara, Takahisa
For
For
2.3
Elect Director Futagami, Gumpei
For
For
2.4
Elect Director Ishikawa, Eiji
For
For
2.5
Elect Director Mori, Shinji
For
For
2.6
Elect Director Nakano, Kennosuke
For
For
2.7
Elect Director Takai, Masakatsu
For
For
2.8
Elect Director Miyabayashi, Yoshihiro
For
For
Page 409 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Unicharm Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.1
Elect Director Takahara, Keiichiro (Effective
May 1)
For
For
3.2
Elect Director Takahara, Takahisa (Effective
May 1)
For
For
3.3
Elect Director Futagami, Gumpei (Effective
May 1)
For
For
3.4
Elect Director Ishikawa, Eiji (Effective May 1)
For
For
3.5
Elect Director Mori, Shinji (Effective May 1)
For
For
3.6
Elect Director Nakano, Kennosuke (Effective
May 1)
For
For
3.7
Elect Director Takai, Masakatsu (Effective
May 1)
For
For
3.8
Elect Director Miyabayashi, Yoshihiro
(Effective May 1)
For
For
4.1
Elect Director and Audit Committee Member
Hirata, Masahiko (Effective May 1)
For
Against
4.2
Elect Director and Audit Committee Member
Fujimoto, Kimisuke (Effective May 1)
For
Against
4.3
Elect Director and Audit Committee Member
Maruyama, Shigeki (Effective May 1)
For
For
5
Set Aggregate Compensation Ceiling for
Directors Who Are Not Audit Committee
Members
For
For
6
Set Aggregate Compensation Ceiling for
Directors Who Are Audit Committee Members
For
For
7
Approve Stock Option Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Minutes of Previous Meeting
For
For
2
Accept Financial Statements and Statutory
Reports
For
For
3
Approve Dividend
For
For
United Bank Limited
Meeting Date: 03/27/2015
Country: Pakistan
Meeting Type: Annual
Proposal
Number
Page 410 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Bank Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Approve A.F. Ferguson & Co. and KPMG
Taseer Hadi & Co. as Auditors and Authorize
Board to Fix Their Remuneration
For
For
5
Approve Remuneration of Non-Executive
Directors
For
For
6
Other Business (Voting)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Jung Soo-Gyung as Inside Director
For
For
2.2
Elect Kim Joon-Gi as Non-independent Nonexecutive Director
For
For
3.1
Elect Hong Il-Hwa as Outside Director
For
For
3.2
Elect Cheon Hye-Sook as Outside Director
For
For
3.3
Elect Jung Han-Gi as Outside Director
For
For
3.4
Elect Oh Sang-Geun as Outside Director
For
For
3.5
Elect Choi Gang-Sik as Outside Director
For
For
3.6
Elect Ko Sung-Soo as Outside Director
For
For
4.1
Elect Three Members of Audit Committee
(Outside Directors)
For
For
4.2
Elect Jung Soo-Gyung as Member of Audit
Committee (Inside Director)
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Woori Bank
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Yokohama Rubber Co. Ltd.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Page 411 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yokohama Rubber Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 14
For
For
2
Approve 2 into 1 Reverse Stock Split
For
For
3
Amend Articles to Effectively Increase
Authorized Capital - Reduce Share Trading
Unit
For
For
4.1
Elect Director Nagumo, Tadanobu
For
For
4.2
Elect Director Noji, Hikomitsu
For
For
4.3
Elect Director Kobayashi, Toru
For
For
4.4
Elect Director Oishi, Takao
For
For
4.5
Elect Director Katsuragawa, Hideto
For
For
4.6
Elect Director Morita, Fumio
For
For
4.7
Elect Director Kuze, Tetsuya
For
For
4.8
Elect Director Komatsu, Shigeo
For
For
4.9
Elect Director Yamaishi, Masataka
For
For
4.10
Elect Director Furukawa, Naozumi
For
Against
4.11
Elect Director Okada, Hideichi
For
For
5.1
Appoint Statutory Auditor Takaoka, Hirohiko
For
For
5.2
Appoint Statutory Auditor Sato, Yoshiki
For
Against
5.3
Appoint Statutory Auditor Kamei, Atsushi
For
For
Mgmt Rec
Vote
Instruction
Sesa Sterlite Ltd.
Meeting Date: 03/28/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Change Company Name
For
For
2
Adopt New Articles of Association
For
For
Page 412 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sesa Sterlite Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Elect R. Kant as Independent Non-Executive
Director
For
For
4
Elect L.D. Gupte as Independent NonExecutive Director
For
For
5
Elect N. Chandra as Independent NonExecutive Director
For
For
6
Approve Vedanta Employees Stock Option
Scheme (ESOS)
For
For
7
Approve Stock Option Plan Grants to
Employees of the Company's
Holding/Subsidiary/Associate Companies
Under the ESOS
For
For
8
Approve ESOS Trust for Secondary Acquisiton
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
Do Not
Vote
2
Approve Auditors' Report on Company
Financial Statements
For
Do Not
Vote
3
Approve Financial Statements and Allocation
of Income
For
Do Not
Vote
4
Approve Discharge of Chairman and Directors
For
Do Not
Vote
5
Ratify Auditors and Fix Their Remuneration
For
Do Not
Vote
6
Approve Remuneration of Directors
For
Do Not
Vote
7
Approve Charitable Donations
For
Do Not
Vote
8
Approve Related Party Transactions
For
Do Not
Vote
Talaat Moustafa Group Holding
Meeting Date: 03/28/2015
Country: Egypt
Meeting Type: Annual
Proposal
Number
Page 413 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barwa Real Estate Co QSC
Meeting Date: 03/29/2015
Country: Qatar
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Approve Shariah Board Report
For
For
4
Accept Financial Statements and Statutory
Reports
For
For
5
Approve Dividends
For
For
6
Approve Discharge of Directors and Fix Their
Remuneration
For
Against
7
Approve Corporate Governance Report
For
For
8
Ratify Auditors and Fix Their Remuneration
For
For
Mgmt Rec
Vote
Instruction
Ooredoo QSC
Meeting Date: 03/29/2015
Country: Qatar
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Board Report on Company
Operations
For
For
2
Approve Corporate Governance Report
For
For
3
Approve Auditors' Report on Company
Financial Statements
For
For
4
Accept Financial Statements and Statutory
Reports
For
For
5
Approve Dividends
For
For
6
Approve Discharge of Directors and Fix Their
Remuneration
For
For
7
Ratify Auditors and Fix Their Remuneration
For
For
Page 414 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ooredoo QSC
Proposal
Number
8
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Directors (Bundled)
For
Against
For
Against
Mgmt Rec
Vote
Instruction
Extraordinary Business
1
Amend Article 25 of Bylaws Re: Board
Prerogatives
A.P. Moeller - Maersk A/S
Meeting Date: 03/30/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
3
Approve Discharge of Management and Board
For
Do Not
Vote
4
Approve Allocation of Income and Dividends
of DKK 300 Per Share
For
Do Not
Vote
5
Authorize Share Repurchase Program
For
Do Not
Vote
6a
Reelect Michael Rasmussen as Director
For
Do Not
Vote
6b
Reelect Niels Jacobsen as Director
For
Do Not
Vote
6c
Reelect Dorothee Blessing as Director
For
Do Not
Vote
6d
Reelect Niels Christiansen as Director
For
Do Not
Vote
6e
Reelect Arne Karlsson as Director
For
Do Not
Vote
7
Ratify KPMG and Ernst & Young as Auditors
For
Do Not
Vote
8a
Approve DKK 433 Million Reduction in Share
Capital via Share Cancellation
For
Do Not
Vote
8b
Authorize Board to Declare Special Dividends
For
Do Not
Vote
Page 415 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BM&FBOVESPA S.A.
Meeting Date: 03/30/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31, 2014
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Elect Directors
For
Do Not
Vote
4
Approve Remuneration of Company's
Management
For
Do Not
Vote
Proposal Text
Mgmt Rec
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31, 2014
For
2
Approve Allocation of Income and Dividends
For
3
Elect Directors
For
4
Approve Remuneration of Company's
Management
For
Proposal
Number
Vote
Instruction
Coca-Cola East Japan Co Ltd
Meeting Date: 03/30/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 16
For
For
2.1
Elect Director Calin Dragan
For
For
2.2
Elect Director Michael Coombs
For
For
2.3
Elect Director Dan Nistor
For
For
2.4
Elect Director Akachi, Fumio
For
For
Page 416 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coca-Cola East Japan Co Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.5
Elect Director Kawamoto, Naruhiko
For
For
2.6
Elect Director Irial Finan
For
Against
2.7
Elect Director Daniel Sayre
For
Against
2.8
Elect Director Inagaki, Haruhiko
For
Against
2.9
Elect Director Takanashi, Keiji
For
For
2.10
Elect Director Yoshioka, Hiroshi
For
Against
2.11
Elect Director Ozeki, Haruko
For
For
3
Appoint Statutory Auditor Kondo, Haraomi
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Report on Activities and Operations
Undertaken by Board in Accordance with
Article 28 IV (E) of Company Law
For
For
2
Present Report on Adherence to Fiscal
Obligations
For
For
3
Present Report on Operations Carried Out by
Audit and Corporate Practices Committee
For
For
4
Approve Financial Statements and Allocation
of Income
For
For
5
Approve Dividends
For
For
6
Present Report on Share Repurchase and Set
Maximum Amount for Share Repurchase
For
For
7
Approve Discharge of Board of Directors and
CEO
For
For
8
Elect or Ratify Directors, and Audit and
Corporate Practice Committee Members;
Approve Their Respective Remuneration
For
Against
9
Appoint Legal Representatives
For
For
Grupo Comercial Chedraui S.A.B. de C.V.
Meeting Date: 03/30/2015
Country: Mexico
Meeting Type: Annual
Proposal
Number
Page 417 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halla Visteon Climate Control Corp.
Meeting Date: 03/30/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
Against
3
Approve Terms of Retirement Pay
For
Against
4
Elect One Inside Director, Nine Outside
Directors, and Four NINEDs (Bundled)
For
For
5
Elect Six Members of Audit Committee
For
For
6
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Choi Joong-Hoon as Non-independent
Non-executive Director
For
For
2.2
Elect Park Dae-In as Outside Director
For
For
3
Elect Kim Ho-Bum as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Kangwon Land Inc.
Meeting Date: 03/30/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
KEPCO Engineering & Construction Co. Inc.
Meeting Date: 03/30/2015
Country: South Korea
Meeting Type: Annual
Page 418 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KEPCO Engineering & Construction Co. Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
3
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Mgmt Rec
Vote
Instruction
Mabanee Co SAKC
Meeting Date: 03/30/2015
Country: Kuwait
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Board Report on Company
Operations
For
For
2
Approve Auditors' Report on Company
Financial Statements
For
For
3
Accept Financial Statements and Statutory
Reports
For
For
4
Acknowledge Report on The Penalties
Imposed During FY 2014
For
For
5
Approve Stock Dividend Program
For
For
6
Approve Dividends
For
For
7
Approve Remuneration of Directors
For
For
8
Approve Allocation of Income to Legal
Reserve
For
For
9
Approve Allocation of Income and Dividends
For
For
10
Approve Related Party Transactions
For
For
11
Authorize Share Repurchase Program
For
For
12
Approve Discharge of Directors
For
For
13
Elect Board Sub-Committees (Bundled)
For
Against
14
Ratify Auditors and Fix Their Remuneration
For
For
Page 419 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mabanee Co SAKC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Extraordinary Business
1
Authorize Capitalization of Reserves for
Bonus Issue
For
For
2
Amend Articles 5 and 6 to Reflect Changes in
Capital
For
For
Mgmt Rec
Vote
Instruction
mBank S.A.
Meeting Date: 03/30/2015
Country: Poland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Meeting Chairman
For
For
3
Elect Members of Vote Counting Commission
For
For
4
Receive Presentation by CEO; Receive
Management Board Reports, Financial
Statements and Consolidated Financial
Statements
5
Receive Presentation by Supervisory Board
Chairman; Receive Report of Supervisory
Board on Bank's Operations
6
Receive Management and Supervisory Board
Reports on Company's Operations and
Financial Statements
7
Receive Management Board Report on
Group's Operations and Consolidated
Financial Statements
8.1
Approve Management Board Report on
Company's Operations and Financial
Statements
For
For
8.2
Approve Allocation of Income
For
For
8.3
Approve Discharge of Cezary Stypulkowski
(CEO)
For
For
8.4
Approve Discharge of Lidia JablonowskaLuba (Management Board Member)
For
For
8.5
Approve Discharge of Przemyslaw Gdanski
(Management Board Member)
For
For
8.6
Approve Discharge of Hans Dieter Kemler
(Management Board Member)
For
For
Page 420 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
mBank S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
8.7
Approve Discharge of Jaroslaw Mastalerz
(Management Board Member)
For
For
8.8
Approve Discharge of Cezary Kocik
(Management Board Member)
For
For
8.9
Approve Discharge of Joerg Hessenmueller
(Management Board Member)
For
For
8.10
Elect Agnieszka Slomka-Golebiowska as
Supervisory Board Member
For
For
8.11
Approve Discharge of Maciej Lesny
(Supervisory Board Member)
For
For
8.12
Approve Discharge of Andre Carls
(Supervisory Board Chairman)
For
For
8.13
Approve Discharge of Thorsten Kanzler
(Supervisory Board Deputy Chairman)
For
For
8.14
Approve Discharge of Martin Blessing
(Supervisory Board Member)
For
For
8.15
Approve Discharge of Wieslaw Thor
(Supervisory Board Member)
For
For
8.16
Approve Discharge of Teresa Mokrysz
(Supervisory Board Member)
For
For
8.17
Approve Discharge of Waldemar Stawski
(Supervisory Board Member)
For
For
8.18
Approve Discharge of Jan Szomburg
(Supervisory Board Member)
For
For
8.19
Approve Discharge of Marek Wierzbowski
(Supervisory Board Member)
For
For
8.20
Approve Discharge of Stephan Engels
(Supervisory Board Member)
For
For
8.21
Approve Discharge of Dirk Wilhelm Schuh
(Supervisory Board Member)
For
For
8.22
Approve Discharge of Martin Zielke
(Supervisory Board Member)
For
For
8.23
Approve Discharge of Agnieszce SlomkaGolebiowska (Supervisory Board Member)
For
For
8.24
Approve Discharge of Stefan Schmittmann
(Supervisory Board Member)
For
For
8.25
Approve Management Board Report on
Group's Operations and Consolidated
Financial Statements in Fiscal 2014
For
For
8.26
Amend Statute
For
For
8.27
Amend April 11, 2013, AGM, Resolution Re:
Incentive Programme
For
For
Page 421 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
mBank S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
8.28
Amend April 11, 2013, AGM, Resolution Re:
Issuance of Convertible Bonds Without
Preemptive Rights
For
For
8.29
Amend April 11, 2013, AGM, Resolution Re:
Employee Incentive Programme
For
For
8.30
Amend April 11, 2013, AGM, Resolution Re:
Issuance of Convertible Bonds Without
Preemptive Rights
For
For
8.31
Approve Shareholders' Consent with
Corporate Governance Principles for
SupervisedInstitutions adopted by Polish
Financial Supervision Authority
For
For
8.32
Ratify Auditor
For
Against
9
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Listing of and Quotation for the
Entire Issued and Paid-Up Share Capital of
Malakoff Corporation Berhad (Malakoff), a
Subsidiary of the Company, on the Main
Market of Bursa Malaysia Securities Berhad
For
For
2
Approve Allocation of New Ordinary Shares
in Malakoff to Abdul Jabbar Syed Hassan
Under the Proposed Pink Form Offer
For
Against
3
Approve Allocation of New Ordinary Shares
in Malakoff to Khalib Mohamad Noh Under
the Proposed Pink Form Offer
For
Against
4
Approve Allocation of New Ordinary Shares
in Malakoff to Abdul Rahman Haji Wan
Yaacob Under the Proposed Pink Form Offer
For
Against
5
Approve Allocation of New Ordinary Shares
in Malakoff to Mohd Sidik Shaik Osman
Under the Proposed Pink Form Offer
For
Against
6
Approve Allocation of New Ordinary Shares
in Malakoff to Abdullah Mohd Yusof Under
the Proposed Pink Form Offer
For
Against
MMC Corporation Bhd
Meeting Date: 03/30/2015
Country: Malaysia
Meeting Type: Special
Proposal
Number
Page 422 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMC Corporation Bhd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7
Approve Allocation of New Ordinary Shares
in Malakoff to Ooi Teik Huat Under the
Proposed Pink Form Offer
For
Against
8
Approve Allocation of New Ordinary Shares
in Malakoff to Abdul Hamid Sh Mohamed
Under the Proposed Pink Form Offer
For
Against
Mgmt Rec
Vote
Instruction
Outotec Oyj
Meeting Date: 03/30/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 0.10 Per Share
For
For
9
Approve Charitable Donations of up to EUR
70,000
For
For
10
Approve Discharge of Board and President
For
For
11
Approve Remuneration of Directors in the
Amount of EUR 72,000 for Chairman, EUR
48,000 for Vice Chairman, and EUR 36,000
for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
For
For
12
Fix Number of Directors at Eight
For
For
13
Reelect Matti Alahuhta, Eija Ailasmaa, Anja
Korhonen, Timo Ritakallio, Björn Rosengren,
and Chaim Zabludowicz as Directors; Elect
Ian Pearce and Klaus Cawén as New Directors
For
For
14
Approve Remuneration of Auditors
For
For
Page 423 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Outotec Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
15
Ratify PricewaterhouseCoopers as Auditors
For
For
16
Authorize Share Repurchase Program
For
For
17
Approve Issuance of up to 18.3 Million
Shares without Preemptive Rights
For
For
18
Amend Articles of Association
For
For
19
Amend Nomination Committee Charter
For
For
20
Close Meeting
Mgmt Rec
Vote
Instruction
Petkim Petrokimya Holding A.S.
Meeting Date: 03/30/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Board Report
For
Do Not
Vote
3
Accept Audit Report
For
Do Not
Vote
4
Accept Financial Statements
For
Do Not
Vote
5
Approve Discharge of Board
For
Do Not
Vote
6
Approve Allocation of Income
For
Do Not
Vote
7
Elect Director
For
Do Not
Vote
8
Approve Director Remuneration
For
Do Not
Vote
9
Elect Auditor
For
Do Not
Vote
10
Ratify External Auditors
For
Do Not
Vote
11
Receive Information on Charitable Donations
for 2014
Page 424 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petkim Petrokimya Holding A.S.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
12
Approve Upper Limit of the Donations for
2015
For
Do Not
Vote
13
Receive Information on Related Party
Transactions
14
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
15
Receive Information on Guarantees, Pledges
and Mortgages provided bu the Company to
Third Parties
16
Close Meeting
PT Tambang Batubara Bukit Asam Tbk
Meeting Date: 03/30/2015
Country: Indonesia
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Statutory
Reports and Discharge of Directors and
Commissioners
For
For
2
Approve Annual Report and PCDP Report and
Discharge of Directors and Commissioners
For
For
3
Approve Allocation of Income
For
For
4
Approve Remuneration of Directors and
Commissioners
For
For
5
Approve Auditors of the Company and the
PCDP
For
For
6
Amend Articles of the Association
For
For
7
Elect Directors and Commissioners
For
Against
Public Bank Berhad
Meeting Date: 03/30/2015
Country: Malaysia
Meeting Type: Annual
Page 425 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Public Bank Berhad
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Elect Cheah Kim Ling as Director
For
For
3
Elect Teh Hong Piow as Director
For
For
4
Elect Thong Yaw Hong as Director
For
For
5
Elect Tay Ah Lek as Director
For
For
6
Elect Lee Kong Lam as Director
For
For
7
Elect Tang Wing Chew as Director
For
For
8
Elect Lai Wan as Director
For
For
9
Approve Remuneration of Directors
For
For
10
Approve Ernst & Young as Auditors and
Authorize Board to Fix Their Remuneration
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Authorise Issue of Equity Pursuant to the
Rights Issue
For
Abstain
Mgmt Rec
Vote
Instruction
Serco Group plc
Meeting Date: 03/30/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Tav Havalimanlari Holding AS
Meeting Date: 03/30/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
Page 426 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tav Havalimanlari Holding AS
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Board Report
For
Do Not
Vote
3
Accept Audit Report
For
Do Not
Vote
4
Accept Financial Statements
For
Do Not
Vote
5
Approve Discharge of Board
For
Do Not
Vote
6
Approve Dividends
For
Do Not
Vote
7
Approve Director Remuneration
For
Do Not
Vote
8
Elect Directors
For
Do Not
Vote
9
Ratify External Auditors
For
Do Not
Vote
10
Amend Company Articles
For
Do Not
Vote
11
Approve Remuneration Policy
For
Do Not
Vote
12
Receive Information on Charitable Donations
for 2014 and Approve Upper Limit of the
Donations for 2015
For
Do Not
Vote
13
Receive Information on Related Party
Transactions
14
Receive Information on the Guarantees,
Pledges, and Mortgages Provided by the
Company to Third Parties
15
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
16
Wishes
17
Close Meeting
Temple Bar Investment Trust plc
Meeting Date: 03/30/2015
Country: United Kingdom
Meeting Type: Annual
Page 427 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Temple Bar Investment Trust plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Final Dividend
For
For
4
Re-elect Arthur Copple as Director
For
For
5
Re-elect June de Moller as Director
For
For
6
Re-elect Richard Jewson as Director
For
For
7
Re-elect John Reeve as Director
For
For
8
Re-elect Martin Riley as Director
For
For
9
Re-elect David Webster as Director
For
For
10
Reappoint Ernst & Young LLP as Auditors and
Authorise Their Remuneration
For
For
11
Authorise Issue of Equity with Pre-emptive
Rights
For
For
12
Authorise Issue of Equity without Preemptive Rights
For
For
13
Authorise Market Purchase of Ordinary Shares
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31, 2014
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Approve Remuneration of Company's
Management
For
Do Not
Vote
TOTVS SA
Meeting Date: 03/30/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Page 428 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TOTVS SA
Proposal
Number
Proposal Text
Mgmt Rec
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31, 2014
For
2
Approve Allocation of Income and Dividends
For
3
Approve Remuneration of Company's
Management
For
Vote
Instruction
TOTVS SA
Meeting Date: 03/30/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
1
Proposal
Number
1
Proposal Text
Mgmt Rec
Ratify Acquisition of Virtual Age Solucoes em
Tecnologia Ltda.
For
Proposal Text
Mgmt Rec
Ratify Acquisition of Virtual Age Solucoes em
Tecnologia Ltda.
For
Vote
Instruction
Do Not
Vote
Vote
Instruction
Tupras Turkiye Petrol Rafinerileri A.S.
Meeting Date: 03/30/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Board Report
For
Do Not
Vote
Page 429 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tupras Turkiye Petrol Rafinerileri A.S.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
3
Accept Audit Report
For
Do Not
Vote
4
Accept Financial Statements
For
Do Not
Vote
5
Approve Discharge of Board
For
Do Not
Vote
6
Approve Allocation of Income
For
Do Not
Vote
7
Elect Directors
For
Do Not
Vote
8
Approve Remuneration Policy
For
Do Not
Vote
9
Approve Director Remuneration
For
Do Not
Vote
10
Ratify External Auditors
For
Do Not
Vote
11
Approve Advanced Dividend Payment
For
Do Not
Vote
12
Receive Information on Charitable Donations
for 2014 and Approve Upper Limit of the
Donations for 2015
For
Do Not
Vote
13
Receive Information on Guarantees, Pledges
and Mortgages Provided by the Company to
Third Parties
14
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
15
Wishes
Turkiye Vakiflar Bankasi TAO
Meeting Date: 03/30/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Statutory Reports
For
Do Not
Vote
Page 430 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkiye Vakiflar Bankasi TAO
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
3
Accept Financial Statements and Audit Report
For
Do Not
Vote
4
Approve Discharge of Board and Auditors
For
Do Not
Vote
5
Approve Profit Distribution
For
Do Not
Vote
6
Amend Article 7 of Company Bylaws
For
Do Not
Vote
7
Elect Directors
For
Do Not
Vote
8
Appoint Internal Auditors
For
Do Not
Vote
9
Approve Remuneration of Directors and
Internal Auditors
For
Do Not
Vote
10
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
11
Ratify External Auditors
For
Do Not
Vote
12
Approve Donation Policy
For
Do Not
Vote
13
Provide Information on Charitable Donations
for 2014
For
Do Not
Vote
14
Approve Dividend Distribution Policy
For
Do Not
Vote
15
Wishes
For
Do Not
Vote
16
Close Meeting
For
Do Not
Vote
Vestas Wind System A/S
Meeting Date: 03/30/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
Mgmt Rec
For
Page 431 of 679
Vote
Instruction
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vestas Wind System A/S
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
3
Approve Allocation of Income and Dividends
of DKK 3.90 Per Share
For
Do Not
Vote
4a
Reelect Bert Nordberg as Director
For
Do Not
Vote
4b
Reelect Carsten Bjerg as Director
For
Do Not
Vote
4c
Reelect Eija Pitkanen as Director
For
Do Not
Vote
4d
Reelect Henrik Andersen as Director
For
Do Not
Vote
4e
Reelect Henry Stenson as Director
For
Do Not
Vote
4f
Reelect Lars Josefsson as Director
For
Do Not
Vote
4g
Reelect Lykke Friis as Director
For
Do Not
Vote
4h
Elect Torben Sorensen as Director
For
Do Not
Vote
5.1
Approve Remuneration of Directors for 2014
For
Do Not
Vote
5.2
Approve Remuneration of Directors for 2015
For
Do Not
Vote
6
Ratify PricewaterhouseCoopers as Auditors
For
Do Not
Vote
7.1
Amend Articles Re: Meeting Notice
For
Do Not
Vote
7.2
Amend Articles Re: Authority to Bind the
Company
For
Do Not
Vote
7.3
Approve Remuneration Policy for the Board
and the Executive Management
For
Do Not
Vote
7.4
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
Do Not
Vote
7.5
Authorize Share Repurchase Program
For
Do Not
Vote
8
Authorize Editorial Changes to Adopted
Resolutions in Connection with Registration
with Danish Authorities
For
Do Not
Vote
9
Other Business
Page 432 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yamazaki Baking Co. Ltd.
Meeting Date: 03/30/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 16
For
For
2.1
Appoint Statutory Auditor Matsuda, Michihiro
For
Against
2.2
Appoint Statutory Auditor Murakami,
Nobumichi
For
Against
2.3
Appoint Statutory Auditor Saito, Masao
For
Against
2.4
Appoint Statutory Auditor Omoto, Kazuhiro
For
For
3
Approve Retirement Bonus Payment for
Statutory Auditor
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Reelect Dafna Schwartz as External Director
for a Three Year Term, Starting April 6, 2015
For
Do Not
Vote
A
Vote FOR if you are a controlling shareholder
or have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an
explanation to your account manager
None
Do Not
Vote
Bank Hapoalim Ltd.
Meeting Date: 03/31/2015
Country: Israel
Meeting Type: Special
Proposal
Number
Please Select Any Category Which Applies to
You as a Shareholder or as a Holder of
Power of Attorney
B1
If you are an Interest Holder as defined in
Section 1 of the Securities Law, 1968, vote
FOR. Otherwise, vote against.
None
Do Not
Vote
B2
If you are a Senior Officer as defined in
Section 37(D) of the Securities Law, 1968,
vote FOR. Otherwise, vote against.
None
Do Not
Vote
Page 433 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Hapoalim Ltd.
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
If you are an Institutional Investor as defined
in Regulation 1 of the Supervision Financial
Services Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR.
Otherwise, vote against.
None
Proposal Text
Mgmt Rec
Vote
Instruction
1
Reelect Dafna Schwartz as External Director
for a Three Year Term, Starting April 6, 2015
For
For
A
Vote FOR if you are a controlling shareholder
or have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an
explanation to your account manager
None
For
B3
Proposal
Number
Do Not
Vote
Please Select Any Category Which Applies to
You as a Shareholder or as a Holder of
Power of Attorney
B1
If you are an Interest Holder as defined in
Section 1 of the Securities Law, 1968, vote
FOR. Otherwise, vote against.
None
B2
If you are a Senior Officer as defined in
Section 37(D) of the Securities Law, 1968,
vote FOR. Otherwise, vote against.
None
B3
If you are an Institutional Investor as defined
in Regulation 1 of the Supervision Financial
Services Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR.
Otherwise, vote against.
None
Bank Of Montreal
Meeting Date: 03/31/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Janice M. Babiak
For
For
1.2
Elect Director Sophie Brochu
For
For
Page 434 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Of Montreal
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.3
Elect Director George A. Cope
For
For
1.4
Elect Director William A. Downe
For
For
1.5
Elect Director Christine A. Edwards
For
For
1.6
Elect Director Martin S. Eichenbaum
For
For
1.7
Elect Director Ronald H. Farmer
For
For
1.8
Elect Director Eric R. La Fleche
For
For
1.9
Elect Director Lorraine Mitchelmore
For
For
1.10
Elect Director Philip S. Orsino
For
For
1.11
Elect Director Martha C. Piper
For
For
1.12
Elect Director J. Robert S. Prichard
For
For
1.13
Elect Director Don M. Wilson III
For
For
2
Ratify KPMG LLP as Auditors
For
For
3
Advisory Vote on Executive Compensation
Approach
For
Against
Shareholder Proposal
4
SP 1: Implement a Policy Regarding the
Compensation of its Executives that Provides
for the Use of the Equity Ratio as a
Compensation Benchmark
Against
Against
5
SP 2: Abolish Stock Options as a Means of
Compensation and Replace Them With a
Form of Compensation Focused on the
Institution's Long Term Performance
Against
Against
6
SP 3: Adopt Policy in Order to Avoid Being
Sued Again for Abusive Business and Pricing
Practices within the Credit Card Market
Against
Against
Mgmt Rec
Vote
Instruction
Beiersdorf AG
Meeting Date: 03/31/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
1
Proposal Text
Receive Financial Statements and Statutory
Reports for Fiscal 2014 (Non-Voting)
Page 435 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beiersdorf AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Allocation of Income and Dividends
of EUR 0.70 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2014
For
For
5
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2015
For
For
6
Approve Creation of EUR 42 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
7
Approve Creation of EUR 25 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
8
Approve Creation of EUR 25 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
9
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds with
Partial Exclusion of Preemptive Rights up to
Aggregate Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 42 Million Pool of
Capital to Guarantee Conversion Rights
For
For
10
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
Against
2i
Approve Class and Nominal Value of the
Shares to be Issued in Relation to the Nonpublic Issuance of A Shares
For
For
2ii
Approve Method of Issuance in Relation to
the Non-public Issuance of A Shares
For
For
2iii
Approve Target Subscribers and Method of
Subscription in Relation to the Non-public
Issuance of A Shares
For
For
China Railway Group Limited
Meeting Date: 03/31/2015
Country: China
Meeting Type: Special
Proposal
Number
Page 436 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Group Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2iv
Approve Number of A Shares to be Issued in
Relation to the Non-public Issuance of A
Shares
For
For
2v
Approve Issue Price and Pricing Principles in
Relation to the Non-public Issuance of A
Shares
For
For
2vi
Approve Lock-up Arrangement in Relation to
the Non-public Issuance of A Shares
For
For
2vii
Approve Amount and Use of Proceeds in
Relation to the Non-public Issuance of A
Shares
For
For
2viii
Approve Place of Listing in Relation to the
Non-public Issuance of A Shares
For
For
2ix
Approve Accumulated Profit Distribution Prior
to the Non-public Issuance of A Shares
For
For
2x
Approve Valid Period of the Resolutions
Regarding the Non-public Issuance of A
Shares
For
For
3
Approve the Proposal on the Plan of the Nonpublic Issuance of A Shares
For
For
4
Approve Share Subscription Agreement
For
For
5
Approve the Connected Transactions in
Respect of the Non-public Issuance of A
Shares
For
For
6
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
7
Approve Amendments to the Articles of the
Association
For
For
8
Approve Amendments to the Procedural
Rules for Shareholders' Meeting of the
Company
For
For
9
Approve Proposal on the Fulfilment of the
Conditions for the Non-public Issuance of A
Shares
For
For
10
Approve Use of Proceeds from Previous Fund
Raising Exercise of the Company
For
For
11
Accept Feasibility Analysis Report of the Use
of Proceeds from the Non-public Issuance of
A Shares
For
For
12
Approve Shareholders' Return Plan for 20152017
For
For
Page 437 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Group Limited
Meeting Date: 03/31/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1i
Approve Class and Nominal Value of the
Shares to be Issued in Relation to the Nonpublic Issuance of A Shares
For
For
1ii
Approve Method of Issuance in Relation to
the Non-public Issuance of A Shares
For
For
1iii
Approve Target Subscribers and Method of
Subscription in Relation to the Non-public
Issuance of A Shares
For
For
1iv
Approve Number of A Shares to be Issued in
Relation to the Non-public Issuance of A
Shares
For
For
1v
Approve Issue Price and Pricing Principles in
Relation to the Non-public Issuance of A
Shares
For
For
1vi
Approve Lock-up Arrangement in Relation to
the Non-public Issuance of A Shares
For
For
1vii
Approve Amount and Use of Proceeds in
Relation to the Non-public Issuance of A
Shares
For
For
1viii
Approve Place of Listing in Relation to the
Non-public Issuance of A Shares
For
For
1ix
Approve Accumulated Profit Distribution Prior
to the Non-public Issuance of A Shares
For
For
1x
Approve Valid Period of the Resolutions
Regarding the Non-public Issuance of A
Shares
For
For
2
Approve the Proposal on the Plan of the Nonpublic Issuance of A Shares
For
For
3
Approve Share Subscription Agreement
For
For
Clariant AG
Meeting Date: 03/31/2015
Country: Switzerland
Meeting Type: Annual
Page 438 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Clariant AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Accept Financial Statements and Statutory
Reports
For
For
1.2
Approve Remuneration Report
For
For
2
Approve Discharge of Board and Senior
Management
For
For
3.1
Approve Allocation of Income
For
For
3.2
Approve Dividends of CHF 0.40 per Share
For
For
4.1.1
Reelect Guenter von Au as Director
For
For
4.1.2
Reelect Peter Chen as Director
For
For
4.1.3
Reelect Peter Isler as Director
For
For
4.1.4
Reelect Dominik Koechlin as Director
For
For
4.1.5
Reelect Hariolf Kottmann as Director
For
For
4.1.6
Reelect Carlo Soave as Director
For
For
4.1.7
Reelect Rudolf Wehrli as Director
For
For
4.1.8
Reelect Konstantin Winterstein as Director
For
For
4.1.9
Elect Susanne Wamsler as Director
For
For
4.2
Reelect Rudolf Wehrli as Board Chairman
For
For
4.3.1
Appoint Dominik Koechlin as Member of the
Compensation Committee
For
For
4.3.2
Appoint Carlo Soave as Member of the
Compensation Committee
For
For
4.3.3
Appoint Rudolf Wehrli as Member of the
Compensation Committee
For
For
4.4
Designate Balthasar Settelen as Independent
Proxy
For
For
4.5
Ratify Pricewaterhouse Coopers as Auditors
For
For
5.1
Approve Remuneration of Board of Directors
in the Amount of CHF 3.2 Million
For
For
5.2
Approve Remuneration of Executive
Committee in the Amount of CHF 15 Million
For
For
6.1
Additional Voting Instructions - Board of
Directors Proposals (Voting)
None
Against
6.2
Additional Voting Instructions - Shareholder
Proposals (Voting)
None
Against
Page 439 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coway Co. Ltd.
Meeting Date: 03/31/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Stock Option Grants
For
For
3.1
Elect Kim Dong-Hyun as Inside Director
For
For
3.2
Elect Kim Byung-Joo as Non-independent
Non-executive Director
For
For
3.3
Elect Yoon Jong-Ha as Non-independent Nonexecutive Director
For
For
3.4
Elect Boo Jae-Hoon as Non-independent Nonexecutive Director
For
For
3.5
Elect Park Tae-Hyun as Non-independent
Non-executive Director
For
For
3.6
Elect Lee Joong-Sik as Outside Director
For
For
3.7
Elect Lee Joon-Ho as Outside Director
For
For
4
Appoint Jung Chul-Woong as Internal Auditor
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
6
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Mgmt Rec
Vote
Instruction
For
For
Credicorp Ltd.
Meeting Date: 03/31/2015
Country: Bermuda
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Present 2014 Annual Report
2
Approve Audited Consolidated Financial
Statements of Credicorp and its Subsidiaries
for FY 2014, Including External Auditors'
Report
Page 440 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Credicorp Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Appoint PricewaterhouseCoopers as External
Auditors and Authorize Board to Fix Their
Remuneration
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1.1
Elect Kim Yeol-Joong as Inside Director
For
For
2.2.1
Elect Lee Jong-Goo as Outside Director
For
For
2.2.2
Elect Jung Won-Jong as Outside Director
For
For
2.2.3
Elect Cho Jun-Hyuk as Outside Director
For
For
2.2.4
Elect Lee Young-Bae as Outside Director
For
For
2.2.5
Elect Lee Sang-Geun as Outside Director
For
For
3.1.1
Elect Lee Jong-Goo as Member of Audit
Committee
For
For
3.1.2
Elect Jung Won-Jong as Member of Audit
Committee
For
For
3.1.3
Elect Cho Jun-Hyuk as Member of Audit
Committee
For
For
3.1.4
Elect Lee Young-Bae as Member of Audit
Committee
For
For
3.1.5
Elect Lee Sang-Geun as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
3
Daewoo Shipbuilding & Marine Engineering Co.
Meeting Date: 03/31/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
DKSH Holding AG
Meeting Date: 03/31/2015
Country: Switzerland
Meeting Type: Annual
Page 441 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DKSH Holding AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2.1
Approve Allocation of Income
For
For
2.2
Approve Ordinary Dividends of CHF 1.15 per
Share from Capital Contribution Reserves
For
For
3
Approve Discharge of Board and Senior
Management
For
For
4
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed Companies
For
Against
5.1
Approve Remuneration of Board of Directors
in the Amount of CHF 2.9 Million
For
For
5.2
Approve Remuneration of Executive
Committee in the Amount of CHF 17.6 Million
For
For
6.1.1
Reelect Adrian Keller as Director
For
For
6.1.2
Reelect Rainer-Marc Frey as Director
For
For
6.1.3
Reelect Frank Gulich as Director
For
For
6.1.4
Reelect David Kamenetzky as Director
For
For
6.1.5
Reelect Andreas Keller as Director
For
For
6.1.6
Reelect Robert Peugeot as Director
For
For
6.1.7
Reelect Theo Siegert as Director
For
For
6.1.8
Reelect Hans Christoph Tanner as Director
For
For
6.1.9
Reelect Joerg Wolle as Director
For
For
6.2
Elect Adrian Keller as Board Chairman
For
For
6.3.1
Appoint Andreas Keller as Member of the
Compensation Committee
For
For
6.3.2
Appoint Frank Gulich as Member of the
Compensation Committee
For
For
6.3.3
Appoint Robert Peugeot as Member of the
Compensation Committee
For
For
6.4
Ratify Ernst & Young AG as Auditors
For
For
6.5
Designate Ernst Widmer as Independent
Proxy
For
For
7
Transact Other Business (Voting)
For
Against
Page 442 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eregli Demir ve Celik Fabrikalari TAS
Meeting Date: 03/31/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Authorize Presiding Council to Sign Minutes
of Meeting
For
Do Not
Vote
3
Accept Board Report
For
Do Not
Vote
4
Accept Audit Report
For
Do Not
Vote
5
Accept Financial Statements
For
Do Not
Vote
6
Approve Discharge of Board
For
Do Not
Vote
7
Approve Profit Distribution Policy
For
Do Not
Vote
8
Approve Allocation of Income
For
Do Not
Vote
9
Elect Directors
For
Do Not
Vote
10
Approve Director Remuneration
For
Do Not
Vote
11
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
12
Ratify External Auditors
For
Do Not
Vote
13
Receive Information on Guarantees, Pledges
and Mortgages provided by the Company to
Third Parties
14
Receive Information on Charitable Donations
for 2014
15
Approve Upper Limit of the Donations for
2015
For
Do Not
Vote
16
Close Meeting
Page 443 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fortum Oyj
Meeting Date: 03/31/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividend
of EUR 1.10 per Share and an Extra
Dividendof EUR 0.20 per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 90,000 for Chairman, EUR
65,000 for Vice Chairman, and EUR 45,000
for Other Directors; Approve Attendance
Fees for Board and Committee Work
For
For
11
Fix Number of Directors at Eight
For
For
12
Reelect Sari Baldauf (Chairman), Kim
Ignatius (Deputy Chairman), Minoo
Akhtarzand, Heinz-Werner Binzel, Petteri
Taalas, and Jyrki Talvitie as Directors; Elect
Eva Hamilton and Tapio Kuula as New
Directors
For
For
13
Approve Remuneration of Auditors
For
For
14
Ratify Deloitte & Touche as Auditors
For
For
15
Close Meeting
Geely Automobile Holdings Ltd.
Meeting Date: 03/31/2015
Country: Cayman Islands
Meeting Type: Special
Page 444 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Geely Automobile Holdings Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition Agreement
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Dividend of NGN 1.50 Per Share
For
For
3
Elect Adesola Hezekiah Oyinlola as Director
For
For
4
Reelect Olabode Mubasheer Agusto and Kadri
Adebayo Adeola as Directors
For
For
5
Authorize Board to Fix Remuneration of
Auditors
For
For
6
Elect Members of Audit Committee
For
Against
Mgmt Rec
Vote
Instruction
For
For
1
Guaranty Trust Bank plc
Meeting Date: 03/31/2015
Country: Nigeria
Meeting Type: Annual
Proposal
Number
Jastrzebska Spolka Weglowa SA
Meeting Date: 03/31/2015
Country: Poland
Meeting Type: Special
Proposal
Number
Proposal Text
Management Proposals
1
Open Meeting
2
Elect Meeting Chairman
3
Acknowledge Proper Convening of Meeting
4
Elect Members of Vote Counting Commission
For
For
5
Approve Agenda of Meeting
For
For
Page 445 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jastrzebska Spolka Weglowa SA
Proposal
Number
6
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Sale of Company Assets
For
For
Shareholder Proposals
7
Amend Statute
For
Abstain
8
Approve Consolidated Text of Statute
For
Abstain
9.1
Recall Supervisory Board Member
None
Abstain
9.2
Elect Supervisory Board Member
None
Against
For
For
Mgmt Rec
Vote
Instruction
Management Proposals
10
Approve Decision on Covering Costs of
Convocation of General Meeting of
Shareholders
11
Close Meeting
Koc Holding AS
Meeting Date: 03/31/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Board Report
For
Do Not
Vote
3
Accept Audit Report
For
Do Not
Vote
4
Accept Financial Statements
For
Do Not
Vote
5
Approve Discharge of Board
For
Do Not
Vote
6
Ratify Director Appointment
For
Do Not
Vote
7
Approve Allocation of Income
For
Do Not
Vote
8
Elect Directors
For
Do Not
Vote
9
Approve Remuneration Policy
For
Do Not
Vote
Page 446 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koc Holding AS
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
10
Approve Director Remuneration
For
Do Not
Vote
11
Ratify External Auditors
For
Do Not
Vote
12
Receive Information on Charitable Donations
for 2014 and Approve Upper Limit of the
Donations for 2015
For
Do Not
Vote
13
Receive Information on Guarantess, Pledges
and Mortgages provided by the Company to
Third Parties
14
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
15
Wishes
Kolao Holdings Co Ltd
Meeting Date: 03/31/2015
Country: Cayman Islands
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Three Inside Directors (Bundled)
For
Against
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
4
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Korea Electric Power Corp.
Meeting Date: 03/31/2015
Country: South Korea
Meeting Type: Annual
Page 447 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Electric Power Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
3
Elect Jang Jae-Won as Inside Director
For
For
4
Elect Sung Tae-Hyun as Member of Audit
Committee
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Three Inside Directors and Two Outside
Directors (Bundled)
For
For
3
Elect Shin Sang-Min as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Treatment of Net Loss
For
For
3
Approve Discharge of Board
For
For
Kumho Tire Co.
Meeting Date: 03/31/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Merlin Properties SOCIMI, SA
Meeting Date: 03/31/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 448 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Merlin Properties SOCIMI, SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Fix Number of Directors at 10 and Elect Ana
de Pro Gonzalo as Director
For
For
5.1
Approve Remuneration of Directors
For
For
5.2
Approve Annual Maximum Remuneration
For
For
6
Advisory Vote on Remuneration Policy Report
For
Against
7
Authorize Increase in Capital up to 50
Percent via Issuance of Equity or EquityLinked Securities, Excluding Preemptive
Rights of up to 20 Percent
For
Against
8
Authorize Issuance of Convertible Bonds,
Debentures, Warrants, and Other Debt
Securities without Preemptive Rights up to
EUR 400 Million
For
Against
9
Authorize Issuance of Non-Convertible Bonds
up to EUR 1 Billion, and Promissory Notes up
to EUR 250 Million
For
For
10
Approve Capital Raising
For
Against
11
Authorize Share Repurchase Program
For
For
12.1
Amend Articles Re: Annual Corporate
Governance Report and Corporate Website
For
For
12.2
Amend Articles Re: General Meetings and
Board of Directors
For
For
12.3
Amend Article 38 Re: Director Remuneration
For
For
12.4
Remove Transitory Provision of Company
Bylaws
For
For
13.1
Amend Articles of General Meeting
Regulations Re: Meeting Notice and
Shareholders' Representation
For
For
13.2
Amend Articles of General Meeting
Regulations Re: Right to Information and
Voting of Resolutions
For
For
13.3
Remove Transitory Provision of General
Meeting Regulations
For
For
14
Authorize Company to Call EGM with 15
Days' Notice
For
For
15
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
PT Indo Tambangraya Megah Tbk
Meeting Date: 03/31/2015
Country: Indonesia
Meeting Type: Annual
Page 449 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Indo Tambangraya Megah Tbk
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income
For
For
3
Approve Auditors
For
For
4
Approve Remuneration of Directors and
Commissioners
For
For
5
Elect Directors
For
For
6
Amend Articles of Association
For
For
7
Approve Report on Use of Proceeds from IPO
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31, 2014
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Fix Number of Directors
For
Do Not
Vote
4
Elect Directors
For
Do Not
Vote
5
Approve Remuneration of Company's
Management
For
Do Not
Vote
Proposal Text
Mgmt Rec
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31, 2014
For
2
Approve Allocation of Income and Dividends
For
3
Fix Number of Directors
For
SUL AMERICA S.A.
Meeting Date: 03/31/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Proposal
Number
Page 450 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SUL AMERICA S.A.
Proposal
Number
Proposal Text
Mgmt Rec
4
Elect Directors
For
5
Approve Remuneration of Company's
Management
For
Vote
Instruction
SUL AMERICA S.A.
Meeting Date: 03/31/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
1
Proposal
Number
1
Proposal Text
Mgmt Rec
Ratify Remuneration of Company's
Management for Fiscal Year Ended Dec. 31,
2014
For
Proposal Text
Mgmt Rec
Ratify Remuneration of Company's
Management for Fiscal Year Ended Dec. 31,
2014
For
Vote
Instruction
Do Not
Vote
Vote
Instruction
The Biotech Growth Trust plc
Meeting Date: 03/31/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Change of Investment Policy
For
Abstain
Turk Telekomunikasyon AS
Meeting Date: 03/31/2015
Country: Turkey
Meeting Type: Annual
Page 451 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turk Telekomunikasyon AS
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Authorize Presiding Council to Sign Minutes
of Meeting
For
Do Not
Vote
3
Read Board Report
4
Read Audit Report
5
Accept Financial Statements
For
Do Not
Vote
6
Approve Discharge of Board
For
Do Not
Vote
7
Ratify Director Appointments
For
Do Not
Vote
8
Approve Director Remuneration
For
Do Not
Vote
9
Appoint Internal Auditor and Approve
Internal Auditor Remuneration
For
Do Not
Vote
10
Approve Allocation of Income
For
Do Not
Vote
11
Ratify External Auditors
For
Do Not
Vote
12
Receive Information on Charitable Donations
in 2014
13
Receive Information on Guarantees, Pledges
and Mortgages Provided by the Company to
Third Parties
14
Receive Information on Issues as per Article
1.3.1 of the Capital markets Board Corporate
Governance Principles
15
Receive Information on Related Party
Transactions
16
Receive Information on Remuneration Policy
17
Authorize Board to Acquire Businesses up to
a EUR 500 Million Value
For
Do Not
Vote
18
Authorize Board to Establish New Companies
in Relation to Business Acquired
For
Do Not
Vote
19
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
Page 452 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turk Telekomunikasyon AS
Proposal
Number
20
Proposal Text
Mgmt Rec
Vote
Instruction
Mgmt Rec
Vote
Instruction
Close Meeting
Turkiye Is Bankasi AS
Meeting Date: 03/31/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
Do Not
Vote
2
Accept Statutory Reports
For
Do Not
Vote
3
Accept Financial Statements
For
Do Not
Vote
4
Approve Discharge of Board
For
Do Not
Vote
5
Approve Allocation of Income
For
Do Not
Vote
6
Ratify Director Appointment
For
Do Not
Vote
7
Approve Director Remuneration
For
Do Not
Vote
8
Ratify External Auditors
For
Do Not
Vote
9
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
Do Not
Vote
10
Receive Information on Corporate
Governance Principles
11
Receive Information on Charitable Donations
12
Amend Company Articles
For
Do Not
Vote
UK Commercial Property Trust Ltd
Meeting Date: 03/31/2015
Country: Guernsey
Meeting Type: Special
Page 453 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UK Commercial Property Trust Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Adopt Articles of Incorporation
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
Do Not
Vote
2
Approve Allocation of Income and Dividends
For
Do Not
Vote
3
Elect Director
For
Do Not
Vote
4
Approve Remuneration of Company's
Management
For
Do Not
Vote
5
Elect Fiscal Council Members
For
Do Not
Vote
6
Approve Remuneration of Fiscal Council
Members
For
Do Not
Vote
7
Designate Newspapers to Publish Company
Announcements
For
Do Not
Vote
1
WEG S.A.
Meeting Date: 03/31/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
WEG S.A.
Meeting Date: 03/31/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Approve 2:1 Stock Split
For
Page 454 of 679
Vote
Instruction
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalata Hotel Group PLC
Meeting Date: 01/05/2015
Country: Ireland
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition of Each of Swintron Ltd,
Trackdale Ltd, Islandvale Ltd, Crescentbrook
Ltd and Hallowridge Ltd
For
For
Mgmt Rec
Vote
Instruction
Trigano
Meeting Date: 01/06/2015
Country: France
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Financial Statements and Statutory
Reports
For
For
2
Approve Consolidated Financial Statements
and Statutory Reports
For
For
3
Approve Auditors' Special Report on RelatedParty Transactions
For
For
4
Approve Treatment of Losses and Dividends
of EUR 0.30 per Share
For
For
5
Approve Remuneration of Directors in the
Aggregate Amount of EUR 132,000
For
For
6
Authorize Repurchase of Up to 1,900,000
Shares
For
Against
7
Renew Appointment of BM&A as Auditor
For
For
8
Renew Appointment of Eric Blache as
Alternate Auditor
For
For
9
Authorize Filing of Required
Documents/Other Formalities
For
For
For
For
Extraordinary Business
10
Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares
Page 455 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koninklijke KPN NV
Meeting Date: 01/09/2015
Country: Netherlands
Meeting Type: Special
Proposal
Number
Mgmt Rec
Vote
Instruction
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Acquisition of Spirit Pub Company
plc
For
Abstain
2
Authorise Issue of Equity in Connection with
the Offer
For
Abstain
Mgmt Rec
Vote
Instruction
Proposal Text
Special Meeting
1
Open Meeting
2a
Announce Intention to Appoint Frank van der
Post to Management Board
2b
Approve Cash and Stock Awards to Van Der
Post of EUR 1.19 Million
3
Other Business (Non-Voting)
Greene King plc
Meeting Date: 01/13/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Zodiac Aerospace
Meeting Date: 01/15/2015
Country: France
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Financial Statements and Statutory
Reports
For
For
2
Approve Consolidated Financial Statements
and Statutory Reports
For
For
Page 456 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Allocation of Income and Dividends
of EUR 0.32 per Share
For
For
4
Approve Transaction with Fondation de l
ISAE and Other Parties
For
For
5
Authorize Repurchase of Up to 10 Percent of
Issued Share Capital
For
For
6
Reelect Gilberte Lombard as Supervisory
Board Member
For
Against
7
Advisory Vote on Compensation of Olivier
Zarrouati, Chairman of the Management
Board
For
Against
8
Advisory Vote on Compensation of Maurice
Pinault, Member of the Management Board
For
Against
Extraordinary Business
9
Subject to Approval of Item 5 Above,
Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares
For
For
10
Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 2.5 Million
For
For
11
Authorize Capitalization of Reserves of for
Bonus Issue or Increase in Par Value
For
For
12
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.2 Million
For
For
13
Approve Issuance of Equity or Equity-Linked
Securities for Private Placements, up to
Aggregate Nominal Amount of EUR 1.2 Million
For
For
14
Pursuant to Items 10, 12, and 13, Authorize
Management Board to Increase Capital in the
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
For
For
15
Authorize Capital Increase of Up to EUR 2.5
Million for Future Exchange Offers
For
Against
16
Authorize Capital Increase of up to 10
Percent of Issued Capital for Contributions in
Kind
For
Against
17
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans, Including in
the Event of a Public Tender Offer or Share
Exchange Offer
For
Against
18
Amend Article 18 of Bylaws Re: Composition
of the Surpervisory Board
For
For
19
Amend Article 19 of Bylaws Re: Length of
Terms for Supervisory Board Members
For
For
Page 457 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
20
Amend Article 29 of Bylaws Re:Attendance to
General Meetings
For
For
21
Authorize Filing of Required
Documents/Other Formalities
For
For
Mgmt Rec
Vote
Instruction
Sodexo
Meeting Date: 01/19/2015
Country: France
Meeting Type: Annual
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Financial Statements and
Consolidated Financial Statements
For
For
2
Approve Allocation of Income and Dividends
of EUR 1.80 per Share
For
For
3
Approve Amendment to Additional Pension
Scheme Agreement with CEO
For
For
4
Reelect Bernard Bellon as Director
For
Against
5
Reelect Sophie Bellon as Director
For
Against
6
Reelect Nathalie Bellon-Szabo as Director
For
Against
7
Reelect Francoise Brougher as Director
For
For
8
Reelect Peter Thompson as Director
For
For
9
Elect Soumitra Dutta as Director
For
For
10
Renew Appointment of KPMG as Auditor and
Appoint Salustro Reydel as Alternate Auditor
For
For
11
Approve Remuneration of Directors in the
Aggregate Amount of EUR 700,000
For
For
12
Advisory Vote on Compensation of Pierre
Bellon, Chairman
For
For
13
Advisory Vote on Compensation of Michel
Landel, CEO
For
For
14
Authorize Repurchase of Up to 10 Percent of
Issued Share Capital
For
For
15
Authorize Filing of Required
Documents/Other Formalities
For
For
Page 458 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Exel Industries
Meeting Date: 01/21/2015
Country: France
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Ordinary Business
1
Approve Consolidated Financial Statements
and Statutory Reports
For
For
2
Approve Financial Statements and Statutory
Reports
For
For
3
Approve Allocation of Income and Dividends
of EUR 1.17 per Share
For
For
4
Approve Auditors' Special Report on RelatedParty Transactions
For
For
5
Approve Discharge of Directors
For
For
6
Approve Remuneration of Directors in the
Aggregate Amount of EUR 90,000
For
For
7
Authorize Repurchase of Up to 10 Percent of
Issued Share Capital
For
For
8
Renew Appointments of SA Deloitte &
Associes as Auditor and of Beas as Alternate
Auditor; Appoint SA Mazars as Auditor and
Alain Chavance as Alternate Auditor
For
For
9
Ratify Appointment of SAS Jump Time as
Director
For
For
10
Authorize Filing of Required
Documents/Other Formalities
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Approve Final Dividend
For
For
WH Smith plc
Meeting Date: 01/21/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 459 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WH Smith plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Re-elect Suzanne Baxter as Director
For
For
6
Re-elect Stephen Clarke as Director
For
For
7
Re-elect Annemarie Durbin as Director
For
For
8
Re-elect Drummond Hall as Director
For
For
9
Re-elect Robert Moorhead as Director
For
For
10
Re-elect Henry Staunton as Director
For
For
11
Appoint PricewaterhouseCoopers LLP as
Auditors
For
For
12
Authorise Board to Fix Remuneration of
Auditors
For
For
13
Authorise EU Political Donations and
Expenditure
For
For
14
Authorise Issue of Equity with Pre-emptive
Rights
For
For
15
Authorise Issue of Equity without Preemptive Rights
For
For
16
Authorise Market Purchase of Ordinary Shares
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Susan K. Carter
For
1b
Elect Director Seifollah (Seifi) Ghasemi
For
1c
Elect Director David H. Y. Ho
For
2
Ratify Auditors
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Air Products and Chemicals, Inc.
Meeting Date: 01/22/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 460 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marston's plc
Meeting Date: 01/27/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Elect Carolyn Bradley as Director
For
For
4
Elect Catherine Glickman as Director
For
For
5
Re-elect Andrew Andrea as Director
For
For
6
Re-elect Nicholas Backhouse as Director
For
For
7
Re-elect Peter Dalzell as Director
For
For
8
Re-elect Roger Devlin as Director
For
For
9
Re-elect Ralph Findlay as Director
For
For
10
Re-elect Neil Goulden as Director
For
For
11
Re-elect Robin Rowland as Director
For
For
12
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
13
Authorise Board to Fix Remuneration of
Auditors
For
For
14
Approve Remuneration Report
For
For
15
Authorise Issue of Equity with Pre-emptive
Rights
For
For
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise Market Purchase of Ordinary Shares
For
For
18
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Siemens AG
Meeting Date: 01/27/2015
Country: Germany
Meeting Type: Annual
Page 461 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 3.30 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Approve Remuneration System for
Management Board Members
For
For
6
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2014/2015
For
For
7.1
Elect Nathalie von Siemens to the
Supervisory Board
For
For
7.2
Elect Norbert Reithofer to the Supervisory
Board
For
For
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
10
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 240 Million Pool of Capital to
Guarantee Conversion Rights
For
For
11
Approve Settlement Agreement Between
Siemens AG and Heinz-Joachim Neubuerger,
Concluded on August 26, 2014
For
For
12
Amend Articles Re: Board-Related
For
For
13
Approve Affiliation Agreements with
Subsidiary Kyros 47 GmbH
For
For
Davide Campari-Milano S.p.A.
Meeting Date: 01/28/2015
Country: Italy
Meeting Type: Special
Page 462 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Davide Campari-Milano S.p.A.
Proposal
Number
Mgmt Rec
Vote
Instruction
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Approve Final Dividend
For
For
5
Re-elect Dr Ken Burnett as Director
For
For
6
Re-elect Alison Cooper as Director
For
For
7
Re-elect David Haines as Director
For
For
8
Re-elect Michael Herlihy as Director
For
For
9
Re-elect Matthew Phillips as Director
For
For
10
Re-elect Oliver Tant as Director
For
For
11
Re-elect Mark Williamson as Director
For
For
12
Elect Karen Witts as Director
For
For
13
Re-elect Malcolm Wyman as Director
For
For
14
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
15
Authorise Board to Fix Remuneration of
Auditors
For
For
16
Authorise EU Political Donations and
Expenditure
For
For
17
Authorise Issue of Equity with Pre-emptive
Rights
For
For
Proposal Text
Extraordinary Business
1
Adopt Double Voting Rights for Long-Term
Registered Shareholders
Imperial Tobacco Group plc
Meeting Date: 01/28/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 463 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Tobacco Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
18
Authorise Issue of Equity without Preemptive Rights
For
For
19
Authorise Market Purchase of Ordinary Shares
For
For
20
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition of Certain US Cigarette
and E-cigarette Brands and Assets
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Re-elect Alistair Darby as Director
For
For
5
Re-elect Stewart Gilliland as Director
For
For
6
Re-elect Eddie Irwin as Director
For
Abstain
7
Re-elect Bob Ivell as Director
For
Abstain
8
Re-elect Tim Jones as Director
For
For
9
Re-elect Douglas McMahon as Director
For
For
10
Re-elect Ron Robson as Director
For
Abstain
Imperial Tobacco Group plc
Meeting Date: 01/28/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Mitchells & Butlers plc
Meeting Date: 01/29/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 464 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mitchells & Butlers plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
11
Re-elect Colin Rutherford as Director
For
For
12
Re-elect Imelda Walsh as Director
For
For
13
Reappoint Deloitte LLP as Auditors
For
For
14
Authorise Board to Fix Remuneration of
Auditors
For
For
15
Authorise EU Political Donations and
Expenditure
For
For
16
Amend 2013 Performance Restricted Share
Plan
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
ThyssenKrupp AG
Meeting Date: 01/30/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.11 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify PricewaterhouseCoopers AG as
Auditors for Fiscal 2014/2015
For
For
6
Approve Remuneration System for
Management Board Members
For
For
7.1
Elect Ingrid Hengster to the Supervisory
Board
For
For
7.2
Elect Hans-Peter Keitel to the Supervisory
Board
For
For
7.3
Elect Ulrich Lehner to the Supervisory Board
For
For
7.4
Elect Rene Obermann to the Supervisory
Board
For
For
7.5
Elect Bernhard Pellens to the Supervisory
Board
For
For
Page 465 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ThyssenKrupp AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7.6
Elect Carola Graefin von Schmettow to the
Supervisory Board
For
For
7.7
Elect Carsten Spohr to the Supervisory Board
For
For
7.8
Elect Jens Tischendorf to the Supervisory
Board
For
For
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Reappoint KPMG Audit plc as Auditors
For
For
4
Authorise Board to Fix Remuneration of
Auditors
For
For
5
Re-elect Julie Chakraverty as Director
For
For
6
Re-elect Roger Cornick as Director
For
For
7
Re-elect Martin Gilbert as Director
For
For
8
Re-elect Andrew Laing as Director
For
For
9
Re-elect Rod MacRae as Director
For
For
10
Re-elect Richard Mully as Director
For
For
11
Re-elect Jim Pettigrew as Director
For
For
12
Re-elect Bill Rattray as Director
For
For
13
Re-elect Anne Richards as Director
For
For
14
Re-elect Jutta af Rosenborg as Director
For
For
15
Re-elect Akira Suzuki as Director
For
For
Aberdeen Asset Management plc
Meeting Date: 02/03/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 466 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
16
Re-elect Simon Troughton as Director
For
For
17
Re-elect Hugh Young as Director
For
For
18
Approve Remuneration Report
For
For
19
Authorise Issue of Equity with Pre-emptive
Rights
For
For
20
Authorise Issue of Equity without Preemptive Rights
For
For
21
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
22
Authorise Market Purchase of Ordinary Shares
For
For
23
Authorise EU Political Donations and
Expenditure
For
For
Mgmt Rec
Vote
Instruction
For
For
Mgmt Rec
Vote
Instruction
IMCD NV
Meeting Date: 02/10/2015
Country: Netherlands
Meeting Type: Special
Proposal
Number
Proposal Text
Special Meeting
1
Elect A.J.T. Kaaks to Supervisory Board
TUI AG
Meeting Date: 02/10/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.33 per Share
For
For
3.1
Approve Discharge of Management Board
Member Friedrich Joussen for Fiscal
2013/2014
For
For
Page 467 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TUI AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.2
Approve Discharge of Management Board
Member Horst Baier for Fiscal 2013/2014
For
For
3.3
Approve Discharge of Management Board
Member Peter Long for Fiscal 2013/2014
For
For
4.1
Approve Discharge of Supervisory Board
Member Klaus Mangold for Fiscal 2013/2014
For
For
4.2
Approve Discharge of Supervisory Board
Member Petra Gerstenkorn for Fiscal
2013/2014
For
For
4.3
Approve Discharge of Supervisory Board
Member Frank Jakobi for Fiscal 2013/2014
For
For
4.4
Approve Discharge of Supervisory Board
MemberAnass Houir Alami for Fiscal
2013/2014
For
For
4.5
Approve Discharge of Supervisory Board
Member Andreas Barczewski for Fiscal
2013/2014
For
For
4.6
Approve Discharge of Supervisory Board
Member Peter Bremme for Fiscal 2013/2014
For
For
4.7
Approve Discharge of Supervisory Board
Member Arnd Dunse for Fiscal 2013/2014
For
For
4.8
Approve Discharge of Supervisory Board
Member Edgar Ernst for Fiscal 2013/2014
For
For
4.9
Approve Discharge of Supervisory Board
Member Angelika Gifford for Fiscal 2013/2014
For
For
4.10
Approve Discharge of Supervisory Board
Member Ingo Kronsfoth for Fiscal 2013/2014
For
For
4.11
Approve Discharge of Supervisory Board
Member Vladimir Lukin for Fiscal 2013/2014
For
For
4.12
Approve Discharge of Supervisory Board
Member Mikhail Noskov for Fiscal 2013/2014
For
For
4.13
Approve Discharge of Supervisory Board
Member Michael Poenipp for Fiscal 2013/2014
For
For
4.14
Approve Discharge of Supervisory Board
Member Carmen Riu Gueell for Fiscal
2013/2014
For
For
4.15
Approve Discharge of Supervisory Board
Member Carola Schwirn for Fiscal 2013/2014
For
For
4.16
Approve Discharge of Supervisory Board
Member Maxim G. Shemetov for Fiscal
2013/2014
For
For
4.17
Approve Discharge of Supervisory Board
Member Anette Strempel for Fiscal 2013/2014
For
For
4.18
Approve Discharge of Supervisory Board
Member Christian Strenger for Fiscal
2013/2014
For
For
Page 468 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TUI AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.19
Approve Discharge of Supervisory Board
Member Ortwin Strubelt for Fiscal 2013/2014
For
For
4.20
Approve Discharge of Supervisory Board
Member Vladimir Yakushev for Fiscal
2013/2014
For
For
5
Ratify PricewaterhouseCoopers as Auditors
for Fiscal 2014/2015
For
For
6
Elect Maxim G. Shemetov to the Supervisory
Board
For
For
7
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
8
Approve Affiliation Agreements with LeibnizService GmbH
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Approve Ordinary Dividend
For
For
5
Elect Dr Andreas Bierwirth as Director
For
For
6
Elect Francois Rubichon as Director
For
For
7
Re-elect John Barton as Director
For
For
8
Re-elect Charles Gurassa as Director
For
For
9
Re-elect Carolyn McCall as Director
For
For
10
Re-elect Chris Kennedy as Director
For
For
11
Re-elect Adele Anderson as Director
For
For
12
Re-elect John Browett as Director
For
For
13
Re-elect Keith Hamill as Director
For
For
14
Re-elect Andy Martin as Director
For
For
easyJet plc
Meeting Date: 02/12/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 469 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
easyJet plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
15
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
16
Authorise Board to Fix Remuneration of
Auditors
For
For
17
Authorise EU Political Donations and
Expenditure
For
For
18
Authorise Issue of Equity with Pre-emptive
Rights
For
For
19
Approve Long Term Incentive Plan
For
For
20
Approve UK Sharesave Plan
For
For
21
Approve International Sharesave Plan
For
For
22
Approve Share Incentive Plan
For
For
23
Authorise Issue of Equity without Preemptive Rights
For
For
24
Authorise Market Purchase of Ordinary Shares
For
For
25
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
Infineon Technologies AG
Meeting Date: 02/12/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.18 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify KPMG AG as Auditors for Fiscal
2014/2015
For
For
6.1
Elect Peter Bauer to the Supervisory Board
For
For
6.2
Elect Herbert Diess to the Supervisory Board
For
For
6.3
Elect Hans-Ulrich Holdenried to the
Supervisory Board
For
For
Page 470 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infineon Technologies AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6.4
Elect Renate Koecher to the Supervisory
Board
For
For
6.5
Elect Wolfgang Mayrhuber to the Supervisory
Board
For
For
6.6
Elect Manfred Puffer to the Supervisory Board
For
For
6.7
Elect Doris Schmitt-Landsiedel to the
Supervisory Board
For
For
6.8
Elect Eckart Suenner to the Supervisory Board
For
For
7
Approve Cancellation of Conditional Capital
2009/1
For
For
8
Approve Cancellation of Authorized Capital
2010/II
For
For
9
Approve Creation of EUR 676 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
10
Amend Articles Re: Direction and Course of
Annual General Meeting
For
For
11
Approve Affiliation Agreement with
Subsidiary Infineon Technologies Mantel 27
GmbH
For
For
Mgmt Rec
Vote
Instruction
Basware Oyj
Meeting Date: 02/13/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
4
Acknowledge Proper Convening of Meeting
For
5
Prepare and Approve List of Shareholders
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
8
Approve Allocation of Income and Dividends
of EUR 0.10 Per Share
For
Page 471 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Basware Oyj
Proposal
Number
Proposal Text
Mgmt Rec
9
Approve Discharge of Board and President
For
10
Approve Remuneration of Directors in the
Amount of EUR 55,000 for Chairman, EUR
32, 000 for Vice Chairman, and EUR 27,500
for Other Directors; Approve Meeting Fees
For
11
Fix Number of Directors at Five
For
12
Reelect Hannu Vaajoensuu, Ilkka Sihvo, Tuija
Soanjarvi, and Anssi Vanjoki as Directors;
Elect Michael Ingelog as New Director
For
13
Approve Remuneration of Auditors
For
14
Ratify Ernst & Young as Auditors
For
15
Authorize Share Repurchase Program
For
16
Authorize Issuance of up to 2.8 Million
Shares and Conveyance of up to 1.5 Million
Treasury Shares without Preemptive Rights
For
17
Close Meeting
Vote
Instruction
Cellectis
Meeting Date: 02/16/2015
Country: France
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
For
For
Ordinary Business
1
Authorize Repurchase of Up to 10 Percent of
Issued Share Capital
Extraordinary Business
2
Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares
For
For
3
Amend Article 11 of Bylaws Re: Board Size
For
For
4
Amend Article 18 of Bylaws Re: Proxy Voting
For
For
5
Amend Article 15 of Bylaws Re: Transactions
For
Against
6
Approve Issuance of Equity or Equity-Linked
Securities Reserved for Specific Beneficiaries,
up to Aggregate Nominal Amount of EUR
1,470,986
For
Against
Page 472 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cellectis
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7
Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 1,470,986
For
Against
8
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1,470,986
For
Against
9
Approve Issuance of Equity or Equity-Linked
Securities Reserved for Qualified Investors or
Restricted Number of Investors, up to
Aggregate Nominal Amount of EUR 735,493
For
Against
10
Approve Issuance of Equity or Equity-Linked
Securities Reserved for Specific Beneficiaries,
up to Aggregate Nominal Amount of EUR
735,493
For
Against
11
Authorize Board to Increase Capital in the
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above under Items 6-9
For
Against
12
Set Total Limit for Capital Increase to Result
from Issuance Requests under Items 6-9 at
EUR 1,470,986
For
Against
13
Authorize Capitalization of Reserves of Up to
EUR 2 Million for Bonus Issue or Increase in
Par Value
For
For
14
Authorize up to 7,354,930 Shares for Use in
Stock Option Plans
For
Against
15
Authorize up to 5,883,944 Shares for Use in
Restricted Stock Plans
For
Against
16
Approve Issuance of 2,941,972 Warrants
(BSA) Reserved for Censors, Non-Executive
Directors, Service Providers, Consultants, and
Specific Committee Members
For
Against
17
Approve Issuance of Warrants (BSAAR or
BSA) Reserved for Employees and Corporate
Officers, up to Aggregate Nominal Amount of
EUR 294,197.20
For
Against
18
Authorize New Class of Preferred Stock
For
Against
19
Authorize Issuance of up to 735,493
Preferred Shares without Preemptive Rights
For
Against
20
Set Total Limit for Capital Increase to Result
from Issuance Requests under items 14-17
and 19 at 7,354,930 Shares
For
Against
21
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
For
Against
Page 473 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metro AG
Meeting Date: 02/20/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.90 per Ordinary Share and EUR
1.13 per Preference Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify KPMG AG as Auditors for Fiscal
2014/2015
For
For
6
Elect Gwyn Burr to the Supervisory Board
For
For
7
Approve Remuneration System for
Management Board Members
For
For
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
10
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds with
Partial Exclusion of Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 127.8
Million Pool of Capital to Guarantee
Conversion Rights
For
For
Mgmt Rec
Vote
Instruction
For
For
Cementir Holding Spa
Meeting Date: 02/23/2015
Country: Italy
Meeting Type: Special
Proposal
Number
Proposal Text
Extraordinary Business
a
Approve Capital Increase with Preemptive
Rights
Page 474 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cementir Holding Spa
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
b
Authorize Board to Set Terms and Conditions
for the Implementation of Capital Increase
with Preemptive Rights
For
For
c
Amend Articles to Reflect Changes in Capital
For
For
d
Authorize Board to Ratify and Execute
Approval Resolutions
For
For
Mgmt Rec
Vote
Instruction
KONE Corporation
Meeting Date: 02/23/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
4
Acknowledge Proper Convening of Meeting
For
5
Prepare and Approve List of Shareholders
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
8
Approve Allocation of Income and Dividends
of EUR 1.1975 per Class A Share and EUR
1.20 per Class B Share
For
9
Approve Discharge of Board and President
For
10
Approve Remuneration of Directors in the
Amount of EUR 54,000 for Chairman, EUR
44,000 for Vice Chairman, and EUR 33,000
for Other Directors; Approve Attendance
Fees for Board and Committee Work
For
11
Fix Number of Directors at Nine
For
12
Reelect Matti Alahuhta, Anne Brunila, Antti
Herlin, Jussi Herlin, Ravi Kant,
JuhaniKaskeala, and Sirpa Pietikainen as
Directors; Elect Iiris Herlin and Kazunori
Matsubara as New Directors
For
13
Approve Remuneration of Auditors
For
Page 475 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KONE Corporation
Proposal
Number
Proposal Text
Mgmt Rec
14
Fix Number of Auditors at Two
For
15
Ratify PricewaterhouseCoopers and Niina
Vilske as Auditors
For
16
Authorize Share Repurchase Program
For
17
Approve Issuance of up to 7.6 Million Class A
Shares and 44.8 Million Class B Shares
without Preemptive Rights
For
18
Close Meeting
Vote
Instruction
Thomas Cook Group plc
Meeting Date: 02/23/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Re-elect Dawn Airey as Director
For
For
4
Elect Annet Aris as Director
For
For
5
Re-elect Emre Berkin as Director
For
For
6
Elect Peter Fankhauser as Director
For
For
7
Re-elect Michael Healy as Director
For
For
8
Re-elect Frank Meysman as Director
For
For
9
Re-elect Carl Symon as Director
For
For
10
Re-elect Warren Tucker as Director
For
For
11
Re-elect Martine Verluyten as Director
For
For
12
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
13
Authorise Board to Fix Remuneration of
Auditors
For
For
14
Authorise EU Political Donations and
Expenditure
For
For
15
Authorise Issue of Equity with Pre-emptive
Rights
For
For
Page 476 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thomas Cook Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
16
Authorise Issue of Equity without Preemptive Rights
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
For
Against
Genfit
Meeting Date: 02/24/2015
Country: France
Meeting Type: Special
Proposal
Number
Proposal Text
Ordinary Business
1
Authorize Repurchase of Up to 10 Percent of
Issued Share Capital
Extraordinary Business
2
Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 1,137,500
For
For
3
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1,075,000
For
Against
4
Approve Issuance of Equity or Equity-Linked
Securities for up to 20 Percent of Issued
Capital Per Year for Private Placements, up
to Aggregate Nominal Amount of EUR
1,075,000
For
Against
5
Authorize Board to Set Issue Price for 10
Percent Per Year of Issued Capital Pursuant
to Issue Authority without Preemptive Rights
For
For
6
Authorize Board to Increase Capital in the
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
For
Against
7
Approve Issuance of Equity or Equity-Linked
Securities Reserved for Specific Beneficiaries,
up to Aggregate Nominal Amount of EUR
1,075,000
For
Against
8
Authorize Capital Increase of up to 10
Percent of Issued Capital for Contributions in
Kind
For
Against
9
Authorize Capital Increase of Up to EUR
1,075,000 Million for Future Exchange Offers
For
Against
Page 477 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Genfit
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
10
Authorize Issuance of Warrants (BSA)
Reserved for Independent Supervisory Board
Members and Consultants, up to Aggregate
Nominal Amount of 31,250
For
Against
11
Approve Issuance of Warrants (BSAAR)
Reserved for Employees and Corporate
Officers, up to Aggregate Nominal Amount of
EUR 31,250
For
Against
12
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
Against
For
13
Set Total Limit for Capital Increase to Result
from Issuance Requests under Items 2-4, 612 at EUR 1.2 Million
For
For
14
Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares
For
For
15
Authorize Filing of Required
Documents/Other Formalities
For
For
Mgmt Rec
Vote
Instruction
Novozymes A/S
Meeting Date: 02/25/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
3
Approve Allocation of Income and Dividends
of DKK 3.00 Per Share
For
4
Approve Remuneration of Directors in the
Amount of DKK 1.5 Million for Chairman,
DKK 1.0 Million for Vice Chairman, and DKK
500,000 for Other Members; Approve
Remuneration for Commitee Work
For
5
Reelect Henrik Gurtler (Chairman) as Director
For
6
Reelect Agnete Raaschou-Nielsen (Vice
Chairman) as Director
For
7a
Reelect Lars Green as Director
For
7b
Reelect Lena Olving as Director
For
7c
Reelect Jorgen Buhl Rasmussen as Director
For
Page 478 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novozymes A/S
Proposal
Number
Proposal Text
Mgmt Rec
7d
Reelect Mathias Uhlen as Director
For
7e
Elect Heinz-Jurgen Bertram as New Director
For
8
Ratify PricewaterhouseCoopers as Auditors
For
9a
Approve DKK 13.4 Million Reduction in Share
Capital via Share Cancellation
For
9b
Approve Creation of DKK 62.6 Million Pool of
Capital without Preemptive Rights
(Acquisitions)
For
9c
Approve Creation of DKK 62.6 Million Pool of
Capital without Preemptive Rights (Cash)
For
9d
Approve Issuance of Warrants to Employees;
Approve Creation of Pool of Conditional
Capital to Guarantee Conversion Rights
For
9e
Authorize Editorial Changes to Adopted
Resolutions in Connection with Registration
with Danish Authorities
For
10
Other Business
Vote
Instruction
Unipol Gruppo Finanziario SpA
Meeting Date: 02/25/2015
Country: Italy
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
For
Against
For
Against
Ordinary Business
1
Elect Directors (Bundled)
Extraordinary Business
1
Mandatory Conversion of Preferred Shares
into Ordinary Shares
Osram Licht AG
Meeting Date: 02/26/2015
Country: Germany
Meeting Type: Annual
Page 479 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Osram Licht AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.90 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2014/2015
For
For
6
Elect Werner Brandt to the Supervisory Board
For
For
7
Approve Remuneration System for
Management Board Members
For
Against
8
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
9
Approve Affiliation Agreement with
Subsidiary OSRAM Beteiligungen GmbH
For
For
Mgmt Rec
Vote
Instruction
For
Against
Unipol Gruppo Finanziario SpA
Meeting Date: 02/26/2015
Country: Italy
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for Preferred Shareholders
1
Approve Mandatory Conversion of Preferred
Shares into Ordinary Shares
Novartis AG
Meeting Date: 02/27/2015
Country: Switzerland
Meeting Type: Annual
Page 480 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal
Number
1
Proposal Text
Mgmt Rec
Share Re-registration Consent
For
Vote
Instruction
Novartis AG
Meeting Date: 02/27/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1
Accept Financial Statements and Statutory
Reports
For
2
Approve Discharge of Board and Senior
Management
For
3
Approve Allocation of Income and Dividends
of CHF 2.60 per Share
For
4
Approve CHF 14.6 Million Reduction in Share
Capital via Cancellation of Repurchased
Shares
For
5
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed Companies
For
6.1
Approve Maximum Remuneration of Board of
Directors in the Amount of CHF 7.7 Million
For
6.2
Approve Maximum Remuneration of
Executive Committee in the Amount of CHF
84 Million
For
6.3
Approve Remuneration Report
For
7.1
Reelect Joerg Reinhardt as Director and
Board Chairman
For
7.2
Reelect Dimitri Azar as Director
For
7.3
Reelect Verena Briner as Director
For
7.4
Reelect Srikant Datar as Director
For
7.5
Reelect Ann Fudge as Director
For
7.6
Reelect Pierre Landolt as Director
For
7.7
Reelect Andreas von Planta as Director
For
7.8
Reelect Charles Sawyers as Director
For
Page 481 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal
Number
Proposal Text
Mgmt Rec
7.9
Reelect Enrico Vanni as Director
For
7.10
Reelect William Winters as Director
For
7.11
Elect Nancy Andrews as Director
For
8.1
Appoint Srikant Datar as Member of the
Compensation Committee
For
8.2
Appoint Ann Fudge as Member of the
Compensation Committee
For
8.3
Appoint Enrico Vanni as Member of the
Compensation Committee
For
8.4
Appoint William Winters as Member of the
Compensation Committee
For
9
Ratify PricewaterhouseCoopers AG as
Auditors
For
10
Designate Peter Zahn as Independent Proxy
For
11
Transact Other Business (Voting)
For
Vote
Instruction
Dunelm Group plc
Meeting Date: 03/02/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Return of
Capital to Shareholders
For
For
Mgmt Rec
Vote
Instruction
Com Hem Holding AB
Meeting Date: 03/10/2015
Country: Sweden
Meeting Type: Special
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
3
Prepare and Approve List of Shareholders
For
Page 482 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Com Hem Holding AB
Proposal
Number
Proposal Text
Mgmt Rec
4
Designate Inspector(s) of Minutes of Meeting
For
5
Approve Agenda of Meeting
For
6
Acknowledge Proper Convening of Meeting
For
7a
Approve Share Capital Reduction
For
7b
Approve Capitalization of Reserves
For
8
Close Meeting
Vote
Instruction
Elior
Meeting Date: 03/10/2015
Country: France
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Ordinary Business
1
Approve Financial Statements and Statutory
Reports
For
For
2
Approve Consolidated Financial Statements
and Statutory Reports
For
For
3
Approve Treatment of Losses and Dividends
of EUR 0.20 per Share
For
For
4
Advisory Vote on Compensation of Gilles
Petit, CEO; and, Acknowledge Absence of
Remuneration of James Arnell, Chairman
For
For
5
Approve Auditors' Special Report on RelatedParty Transactions Regarding New
Transactions
For
Against
6
Approve Agreement with Gilles Petit
For
Against
7
Elect Philippe Salle as Director
For
Against
8
Approve Remuneration of Directors in the
Aggregate Amount of EUR 360,000
For
For
9
Authorize Repurchase of Up to 10 Percent of
Issued Share Capital
For
For
For
Against
Extraordinary Business
10
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 300,000
Page 483 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elior
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
11
Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 300,000
For
For
12
Approve Issuance of Equity or Equity-Linked
Securities for Private Placements, up to
Aggregate Nominal Amount of EUR 200,000
For
Against
13
Authorize Board to Increase Capital in the
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
Above
For
Against
14
Authorize Board to Set Issue Price for 10
Percent Per Year of Issued Capital Pursuant
to Issue Authority without Preemptive Rights
For
Against
15
Authorize Capital Increase of up to 10
Percent of Issued Capital for Contributions in
Kind
For
For
16
Authorize Capitalization of Reserves of Up to
EUR 200 Million for Bonus Issue or Increase
in Par Value
For
For
17
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
For
For
18
Set Total Limit for Capital Increase to Result
from Issuance Requests Under Items 10-13,
15, 17 at EUR 500,000
For
For
19
Authorize up to 1.50 Percent of Issued
Capital for Use in Stock Option Plans
For
Against
20
Authorize up to 1.50 Percent of Issued
Capital for Use in Restricted Stock Plans
For
Against
21
Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares
For
For
22
Authorize Filing of Required
Documents/Other Formalities
For
For
Mgmt Rec
Vote
Instruction
Amer Sports Corporation
Meeting Date: 03/12/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
Page 484 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amer Sports Corporation
Proposal
Number
Proposal Text
Mgmt Rec
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
4
Approve Agenda of Meeting
For
5
Prepare and Approve List of Shareholders
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
8
Approve Allocation of Income and Dividends
of EUR 0.45 Per Share
For
9
Approve Discharge of Board and President
For
10
Approve Remuneration of Directors in the
Amount of EUR 100,000 for Chairman, EUR
60,000 for Vice Chairman, and EUR 50,000
for Board Members
For
11
Fix Number of Directors at Eight
For
12
Reelect Ilkka Brotherus, Martin Burkhalter,
Christian Fischer, Hannu Ryöppönen, Bruno
Sälzer, Anssi Vanjoki, and Indra Åsander as
Directors; Elect Lesbeth Pallesen as New
Director
For
13
Approve Remuneration of Auditors
For
14
Ratify Ernst & Young as Auditors
For
15
Authorize Share Repurchase Program
For
16
Approve Issuance of up to 10 Million Shares
without Preemptive Rights
For
17
Close Meeting
Vote
Instruction
Manutan International
Meeting Date: 03/12/2015
Country: France
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
For
For
Ordinary Business
1
Approve Financial Statements and Statutory
Reports
Page 485 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Manutan International
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Consolidated Financial Statements
and Statutory Reports
For
For
3
Approve Allocation of Income and Dividends
of EUR 1.17 per Share
For
For
4
Approve Auditors' Special Report on RelatedParty Transactions Regarding a New
Transaction
For
For
5
Renew Appointment of Mazars as Auditor
For
For
6
Appoint Dominique Muller as Alternate
Auditor
For
For
7
Reelect Jean-Pierre Guichard as Director
For
For
8
Reelect Xavier Guichard as Director
For
For
9
Reelect Brigitte Auffret as Director
For
For
10
Reelect Pierre-Olivier Brial as Director
For
For
11
Reelect Nicolas Huet as Director
For
For
12
Reelect Carlo d'Asaro Biondo as Director
For
For
13
Reelect Jerome Lescure as Director
For
For
14
Authorize Repurchase of Up to 5 Percent of
Issued Share Capital
For
Against
Extraordinary Business
15
Authorize Capitalization of Reserves of Up to
EUR 5 Million for Bonus Issue or Increase in
Par Value
For
Against
16
Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 4 Million
For
Against
17
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1,520,000
For
Against
18
Approve Issuance of Equity or Equity-Linked
Securities for up to 20 Percent of Issued
Capital Per Year for Private Placements, up
to Aggregate Nominal Amount of EUR
1,520,000
For
Against
19
Authorize Board to Set Issue Price for 10
Percent Per Year of Issued Capital Pursuant
to Issue Authority without Preemptive Rights
For
Against
20
Authorize Board to Increase Capital in the
Event of Additional Demand Related to
Delegation Submitted to Shareholder Vote
under Items 16-18
For
Against
Page 486 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Manutan International
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
21
Authorize Capital Increase of up to 10
Percent of Issued Capital for Contributions in
Kind
For
Against
22
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
For
For
23
Amend Bylaws Re: Creation of the Honorary
Chairman Position
For
For
24
Amend Article 16 of Bylaws Re: Record Date
For
For
25
Authorize Filing of Required
Documents/Other Formalities
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Board
For
For
4
Reelect Antonio Núñez Tovar as Director
For
For
5
Reelect Luis Hernando de Larramendi
Martínez as Director
For
Against
6
Reelect Alberto Manzano Martos as Director
For
For
7
Reelect Antonio Miguel-Romero de Olano as
Director
For
For
8
Reelect Alfonso Rebuelta Badías as Director
For
Against
9
Ratify Appointment of and Elect Georg
Daschner as Director
For
For
10
Amend Article 3 Re: Share Capital and Shares
For
For
11
Amend Article 4 Re: Share Capital and Shares
For
For
12
Amend Article 7 Re: Share Capital and Shares
For
For
13
Amend Article 9 Re: Annual General Meeting
For
For
14
Amend Article 11 Re: Annual General Meeting
For
For
15
Amend Article 13 Re: Board of Directors
For
For
Mapfre S.A.
Meeting Date: 03/13/2015
Country: Spain
Meeting Type: Annual/Special
Proposal
Number
Page 487 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapfre S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
16
Amend Article 14 Re: Board of Directors
For
For
17
Amend Article 15 Re: Board of Directors
For
For
18
Amend Article 16 Re: Board of Directors
For
For
19
Amend Article 17 Re: Board of Directors
For
For
20
Amend Article 18 Re: Board of Directors
For
For
21
Amend Article 20 Re: Steering and Delegated
Committees
For
For
22
Amend Article 23 Re: Steering and Delegated
Committees
For
For
23
Amend Article 24 Re: Audit Committee
For
For
24
Amend Article 26 Re: Protection of General
Interest of the Company
For
For
25
Amend Article 27 Re: Protection of General
Interest of the Company
For
For
26
Amend Article 31 Re: Management Report,
Annual Accounts, and Distribution of Profits
For
For
27
Amend Article 33 Re: Management Report,
Annual Accounts, and Distribution of Profits
For
For
28
Amend Article 35 Re: Dissolution and
Liquidation
For
For
29
Remove Articles Re: Dissolution and
Liquidation
For
For
30
Amend Articles Re: Dissolution and
Liquidation
For
For
31
Amend Articles Re: Dissolution and
Liquidation
For
For
32
Add New Article 23 Re: Appointments and
Remuneration Committee
For
For
33
Add New Article 24 Re: Appointments and
Remuneration Committee
For
For
34
Approve New General Meeting Regulations
For
For
35
Approve Remuneration of Directors
For
Against
36
Advisory Vote on Remuneration Policy Report
For
Against
37
Appoint KPMG Auditores as Auditor
For
For
38
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
39
Authorize Board to Clarify or Interpret
Preceding Resolutions
For
For
40
Acknowledge Management's Contribution in
FY 2014
For
For
Page 488 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axfood AB
Meeting Date: 03/18/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1
Open Meeting
2
Elect Chairman of Meeting
For
3
Prepare and Approve List of Shareholders
For
4
Approve Agenda of Meeting
For
5
Designate Inspector(s) of Minutes of Meeting
For
6
Acknowledge Proper Convening of Meeting
For
7
Receive Financial Statements and Statutory
Reports
8
Receive President's Report
9
Accept Financial Statements and Statutory
Reports
For
10
Approve Discharge of Board and President
For
11
Approve Allocation of Income and Dividends
of SEK 17 Per Share
For
12
Receive Report from Nominating Committee
13
Determine Number of Directors (7) and
Deputy Directors (0) of Board
For
14
Approve Remuneration of Directors in the
Amount of SEK 560,000 for Chairman, SEK
410,000 for Vice Chairman, and SEK 325,000
for Other Directors; Approve Remuneration
of Auditors
For
15
Reelect Fredrik Persson (Chairman), Antonia
Johnson, Caroline Berg, Peggy Bruzelius,
Lars Olofsson, and Odd Reitan as Directors;
Elect Ann Carlsson as New Director
For
16
Approve Principles for the Designation of
Nominating Committee
For
17
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
18
Approve Employee Share Purchases in
Subsidiaries
For
19
Amend Articles Re: Number of Shares;
Participation at General Meeting
For
20
Approve 4:1 Stock Split
For
Page 489 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axfood AB
Proposal
Number
Mgmt Rec
Vote
Instruction
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Board
For
For
4.1
Amend Articles Re: General Meetings
For
For
4.2
Amend Articles Re: Board
For
For
4.3
Amend Articles Re: Director Remuneration
For
For
4.4
Amend Articles Re: Technical Adjustments
For
For
5
Amend Articles of General Meeting
Regulations
For
For
6
Renew Appointment of Deloitte as Auditor
For
For
7.1
Elect Rosa García García as Director
For
For
7.2
Ratify Appointment of and Elect María Teresa
Pulido Mendoza as Director
For
For
7.3
Reelect María Dolores Dancausa as Director
For
For
7.4
Fix Number of Directors at 10
For
For
8
Authorize Share Repurchase and Capital
Reduction via Amortization of Repurchased
Shares
For
For
9.1
Approve Remuneration of Directors
For
For
9.2
Approve Deferred Share Bonus Plan
For
For
9.3
Fix Maximum Variable Compensation Ratio
For
For
10
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
11
Advisory Vote on Remuneration Policy Report
For
For
21
Proposal Text
Close Meeting
Bankinter S.A.
Meeting Date: 03/18/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 490 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bankinter S.A.
Proposal
Number
12
Proposal Text
Mgmt Rec
Vote
Instruction
Mgmt Rec
Vote
Instruction
Receive Amendments to Board of Directors'
Regulations
CapMan OYJ
Meeting Date: 03/18/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
4
Acknowledge Proper Convening of Meeting
For
5
Prepare and Approve List of Shareholders
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
8
Approve Allocation of Income and Dividends
of EUR 0.06 Per Share
For
9
Approve Discharge of Board and President
For
10
Approve Monthly Remuneration of Directors
in the Amount of EUR 4,000 for Chairman,
3,200 for Vice Chairman, and 2,800 for Other
Directors; Approve Attendance Fees
For
11
Fix Number of Directors at Five
For
12
Reelect Koen Dejonckheere, Karri Kaitue,
Nora Kerppola, Claes de Neergaard, and Ari
Tolppanen as Directors
For
13
Approve Remuneration of Auditors
For
14
Ratify PricewaterhouseCoopers as Auditors
For
15
Authorize Share Repurchase Program
For
16
Approve Issuance of up to 15 Million Shares
without Preemptive Rights
For
17
Close Meeting
Page 491 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cargotec Oyj
Meeting Date: 03/18/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
4
Acknowledge Proper Convening of Meeting
For
5
Prepare and Approve List of Shareholders
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
8
Approve Allocation of Income and Dividends
of EUR 0.54 Per Class A Share and EUR 0.55
Per Class B Share
For
9
Approve Discharge of Board and President
For
10
Approve Remuneration of Directors in the
Amount of EUR 80,000 for Chairman, EUR
55,000 for Vice Chairman and for Chariman
of Audit and Risk Management Committee,
and EUR 40,000 for Other Directors; Approve
Meeting Fees
For
11
Fix Number of Directors at Seven
For
12
Reelect Jorma Eloranta, Tapio Hakakari, Ilkka
Herlin, Peter Immonen, Antti Lagerroos,
Teuvo Salminen, and Anja Silvennoinen as
Directors
For
13
Approve Remuneration of Auditors
For
14
Fix Number of Auditors at Two
For
15
Ratify PricewaterhouseCoopers and Tomi
Hyrylainen as Auditors
For
16
Authorize Repurchase of up to 952,000 Class
A Shares and 5.5 Million Class B Shares
For
17
Close Meeting
Page 492 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Meeting Date: 03/18/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
3
Approve Allocation of Income and Dividend
of DKK 5.50 per Share
For
4.1
Reelect Ole Andersen as Director
For
4.2
Reelect Urban Bäckström as Director
For
4.3
Reelect Lars Förberg as Director
For
4.4
Reelect Jørn Jensen as Director
For
4.5
Reelect Rolv Ryssdal as Director
For
4.6
Reelect Carol Sergeant as Director
For
4.7
Reelect Jim Snabe as Director
For
4.8
Reelect Trond Westlie as Director
For
5
Ratify Deloitte as Auditors
For
6.1
Reduce Authorization to Create Pool of
Capital with Preemptive Rights to DKK 2
Billion
For
6.2
Amend Articles Re: Delete Reference to
Hybrid Core Capital
For
6.3
Amend Articles Re: Delete References to
Several Secondary Names
For
7
Authorize Share Repurchase Program
For
8
Approve Remuneration of Directors for 2015
For
Shareholder Proposals Submitted by Leon
Mathiasen, Jens Jepsen, and Wismann
Property Consult A/S
9
Require Official Annual Report to be Prepared
in Danish or Alternatively Fly Danish Flag as
Half-Mast at Branches Until 2016 AGM
Against
10
Require Layout and Content Used in 2012 for
Annual Summary Going Forward
Against
11.1
Require Chairman to Allow Equal Access for
Everyone Making Proposals at General
Meetings to Technical Facilities
Against
Page 493 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal
Number
Proposal Text
Mgmt Rec
11.2
Require Introduction of New and More
Informative Reporting of Staff Costs Broken
Down by Gender
Against
11.3
Amend Reporting of All Taxable Benefits
Against
11.4
Break Down Future Disclosure of Item in
Note 9 of 2014 Annual Report
Against
Vote
Instruction
Aurubis AG
Meeting Date: 03/19/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 1.00 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify PricewaterhouseCoopers AG as
Auditors for Fiscal 2014/2015
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Re-elect William Rucker as Director
For
For
4
Re-elect Stephen Stone as Director
For
For
Crest Nicholson Holdings plc
Meeting Date: 03/19/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 494 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Crest Nicholson Holdings plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Re-elect Patrick Bergin as Director
For
For
6
Re-elect Jim Pettigrew as Director
For
For
7
Re-elect Pam Alexander as Director
For
For
8
Appoint PricewaterhouseCoopers LLP as
Auditors
For
For
9
Authorise Board to Fix Remuneration of
Auditors
For
For
10
Approve Remuneration Report
For
For
11
Authorise Issue of Equity with Pre-emptive
Rights
For
For
12
Authorise Issue of Equity without Preemptive Rights
For
For
13
Authorise Market Purchase of Ordinary Shares
For
For
14
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Share Re-registration Consent
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
Givaudan SA
Meeting Date: 03/19/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
1
Givaudan SA
Meeting Date: 03/19/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Page 495 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Allocation of Income and Dividends
of CHF 50 per Share
For
For
4
Approve Discharge of Board and Senior
Management
For
For
5.1
Amend Articles Re: Shareholder Resolutions
Requiring a Qualified Majority
For
For
5.2
Amend Articles Re: Qualification of Auditors
For
For
6.1.1
Reelect Juerg Witmer as Director
For
For
6.1.2
Reelect Andre Hoffmann as Director
For
For
6.1.3
Reelect Lilian Biner as Director
For
For
6.1.4
Reelect Peter Kappeler as Director
For
For
6.1.5
Reelect Thomas Rufer as Director
For
For
6.1.6
Reelect Werner Bauer as Director
For
For
6.1.7
Reelect Calvin Grieder as Director
For
For
6.2.1
Elect Michael Carlos as Director
For
For
6.2.2
Elect Ingrid Deltenre as Director
For
For
6.3
Elect Juerg Witmer as Board Chairman
For
For
6.4.1
Appoint Andre Hoffmann as Member of the
Compensation Committee
For
For
6.4.2
Appoint Peter Kappeler as Member of the
Compensation Committee
For
For
6.4.3
Appoint Werner Bauer as Member of the
Compensation Committee
For
For
6.5
Designate Manuel Isler as Independent Proxy
For
For
6.6
Ratify Deloitte SA as Auditors
For
For
7.1
Approve Maximum Remuneration of Board of
Directors Until 2016 AGM in the Amount of
CHF 3.3 Million
For
For
7.2.1
Approve Short Term Variable Remuneration
of Executive Committee for Fiscal 2014 in the
Amount of CHF 2.3 Million
For
For
7.2.2
Approve Fixed and Long Term Remuneration
of Executive Committee for Fiscal 2015 in the
Amount of CHF 15.5 Million
For
For
8
Transact Other Business (Voting)
For
Against
Page 496 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GN Store Nord A/S
Meeting Date: 03/19/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1
Receive Report of Board
2
Approve Financial Statements and Statutory
Report; Approve Discharge of Directors
For
3
Approve Allocation of Income and Dividends
of DKK 0.90 Per Share
For
4
Approve Remuneration of Directors in the
Amount of DKK 750,000 for Chairman, DKK
500,000 for Vice Chairman, and DKK 250,000
for Other Members; Approve Remuneration
for Committee Work
For
5.1
Reelect Per Wold-Olsen as Director
For
5.2
Reelect William Hoover as Director
For
5.3
Reelect Wolfgang Reim as Director
For
5.4
Reelect Carsten Thomsen as Director
For
5.5
Reelect Helene Barnekow as Director
For
5.6
Elect Ronica Wang as New Director
For
6
Ratify Ernst & Young as Auditors
For
7.1
Authorize Share Repurchase Program
For
7.2
Approve DKK 23.3 Million Reduction in Share
Capital via Share Cancellation; Amend
Articles of Association Accordingly
For
7.3
Extend Board's Authorizations to Create up
to DKK 125 Million Pool of Capital Without
Preemptive Rights until April 30, 2016
For
8
Other Proposals From Shareholders (None
Submitted)
9
Other Business
Nordea Bank AB
Meeting Date: 03/19/2015
Country: Sweden
Meeting Type: Annual
Page 497 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal
Number
Proposal Text
Mgmt Rec
1
Elect Chairman of Meeting
For
2
Prepare and Approve List of Shareholders
For
3
Approve Agenda of Meeting
For
4
Designate Inspector(s) of Minutes of Meeting
For
5
Acknowledge Proper Convening of Meeting
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
8
Approve Allocation of Income and Dividends
of EUR 0.62 Per Share
For
9
Approve Discharge of Board and President
For
10
Determine Number of Members (9) and
Deputy Members (0) of Board
For
11
Fix Number of Auditors at One
For
12
Approve Remuneration of Directors in the
Amount of EUR 279,000 for Chairman, EUR
132,500 for Vice Chairman, and EUR 86,250
for Other Directors; Approve Remuneration
for Committee Work; Approve Remuneration
of Auditors
For
13
Reelect Bjorn Wahlroos (Chairman), Marie
Ehrling, Tom Knutzen, Robin Lawther, Lars
Nordstrom, Sarah Russell, and Kari Stadigh
as Directors; Elect Silvija Seres and Birger
Steen as New Directors
For
14
Ratify Ohrlings PricewaterhouseCoopers as
Auditors
For
15
Authorize Chairman of Board and
Representatives of Four of Company's
Largest Shareholders to Serve on Nominating
Committee
For
16
Approve Issuance of Convertible Instruments
without Preemptive Rights
For
17a
Authorize Share Repurchase Program
For
17b
Authorize Reissuance of Repurchased Shares
For
18
Authorize Repurchase of Shares in
Connection with Securities Trading
For
Page 498 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal
Number
19
Proposal Text
Mgmt Rec
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
Vote
Instruction
Shareholder Proposals Submitted by
Thorwald Arvidsson
20a
Authorize the Board of Directors to Decide on
Redemption of all C-Shares
None
20b
Amend Article of Association: Each Ordinary
Share and Each C-Share Confers One Vote
None
20c
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
20d
Instruct Board to Establish Shareholders
Association in Nordea
None
20e
Special Examination Regarding Nordea's
Values and the Legal-Ethical Rules
None
Novo Nordisk A/S
Meeting Date: 03/19/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports for 2014
For
3.1
Approve Remuneration of Directors for 2014
For
3.2
Approve Remuneration of Directors for 2015
For
4
Approve Allocation of Income and Dividends
of DKK 5.00 Per Share
For
5.1
Elect Göran Ando as Director and Chairman
For
5.2
Elect Jeppe Christiansen as Director and
Deputy Chairman
For
5.3a
Elect Bruno Angelici as Director
For
5.3b
Elect Sylvie Grégoire as Director
For
5.3c
Elect Liz Hewitt as Director
For
5.3d
Elect Thomas Koestler as Director
For
Page 499 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Proposal
Number
Proposal Text
Mgmt Rec
5.3e
Elect Eivind Kolding as Director
For
5.3f
Elect Mary Szela as Director
For
6
Ratify PricewaterhouseCooper as Auditors
For
7.1
Approve Reduction in Share Capital
For
7.2
Authorize Share Repurchase Program
For
7.3
Amend Articles Re: Distribution of
Extraordinary Dividends
For
7.4
Approve Revised Remuneration Principles
For
8
Other Business
Vote
Instruction
Persimmon plc
Meeting Date: 03/19/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Return of
Cash to Shareholders
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Board
For
For
4
Authorize Capitalization of Reserves for
Bonus Issue
For
For
5
Change Location of Registered Office and
Amend Article 3 Accordingly
For
For
1
Abertis Infraestructuras S.A
Meeting Date: 03/24/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 500 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Abertis Infraestructuras S.A
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6.1
Amend Article 3 bis Re: Company Website
For
For
6.2
Amend Article 4 Re: Corporate Purpose
For
For
6.3
Amend Articles
For
For
6.4
Amend Articles
For
For
6.5
Approve Restated Articles of Association
For
For
7.1
Amend Articles of General Meeting
Regulations
For
For
7.2
Approve New General Meeting Regulations
For
For
8
Receive Amendments to Board of Directors'
Regulations
9.1
Ratify Appointment of and Elect Grupo Villar
Mir SA as Director
For
Against
9.2
Reelect Francisco Reynés Massanet as
Director
For
For
9.3
Reelect Miguel Ángel Gutiérrez Méndez as
Director
For
For
10
Renew Appointment of Deloitte as Auditor
For
For
11
Advisory Vote on Remuneration Policy Report
For
For
12
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Mgmt Rec
Vote
Instruction
NCC AB
Meeting Date: 03/24/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
3
Prepare and Approve List of Shareholders
For
4
Approve Agenda of Meeting
For
5
Designate Inspector(s) of Minutes of Meeting
For
6
Acknowledge Proper Convening of Meeting
For
7
Receive Financial Statements and Statutory
Reports
Page 501 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NCC AB
Proposal
Number
Proposal Text
Mgmt Rec
8
Receive President's Report; Receive Board's
Report
9
Accept Financial Statements and Statutory
Reports
For
10
Approve Allocation of Income and Dividends
of SEK 12 Per Share
For
11
Approve Discharge of Board and President
For
12
Determine Number of Directors (7) and
Deputy Directors (0) of Board
For
13
Approve Remuneration of Directors in the
Amount of SEK 1.1 Million for Chairman and
SEK 500,000 for Other Directors; Approve
Remuneration of Auditors
For
14
Reelect Tomas Billing (Chairman), Ulla
Litzen, Christoph Vitzthum, Olof Johansson,
Sven-Olof Johansson, Carina Edblad, and
Viveca Ax:son Johnson as Directors
For
15
Ratify Ernst & Young as Auditors
For
16
Reelect Viveca Ax:son Johnson (Chairman),
Marianne Nilsson, and Johan Strandberg as
Members of Nominating Committee
For
17
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
18
Approve LTI 2015; Authorize Repurchase and
Reissuance of Shares in Connection with
Incentive Plan
For
Shareholder Proposals
19
Amend Article of Association to the Effect
that Class A Shares and Class B Shares Carry
One Vote
None
20
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
21
Establish a Policy Concerning Zero Tolerance
for Workplace Accidents
None
22
Instruct the Board to Set up a Committee to
Ensure Follow-Up on the Issue of Workplace
Accidents
None
23
Instruct the Board to Set up a Shareholders
Association of NCC AB
None
24
Other Business
Page 502 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cimpor- Cimentos de Portugal, SGPS, S.A
Meeting Date: 03/25/2015
Country: Portugal
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Individual Financial Statements and
Statutory Reports
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Management and
Supervisory Boards
For
For
4
Approve Remuneration Policy
For
For
5
Elect Bureau of General Meeting
For
For
6
Elect Corporate Bodies
For
Against
7
Ratify Auditor
For
For
8
Authorize Repurchase and Reissuance of
Shares
For
Against
Mgmt Rec
Vote
Instruction
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
3
Prepare and Approve List of Shareholders
For
4
Approve Agenda of Meeting
For
5
Designate Inspector(s) of Minutes of Meeting
For
6
Acknowledge Proper Convening of Meeting
For
7
Receive Financial Statements and Statutory
Reports
8
Receive President's Report
9
Accept Financial Statements and Statutory
Reports
For
Page 503 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal
Number
Proposal Text
Mgmt Rec
10
Approve Allocation of Income and Dividends
of SEK 4.75 Per Share
For
11
Approve Discharge of Board and President
For
12
Receive Report on Work of Nomination
Committee
13
Determine Number of Directors(11);
Determine Number of Auditors (1)
For
14
Approve Remuneration of Directors in the
Amount of SEK 2.75 Million for Chairman,
SEK 825,000 for the Vice Chairmen, and SEK
650,000 for Other Directors: Approve
Remuneration for Committee Work, Approve
Remuneration of Auditors
For
15
Reelect Johan Andresen, Signhild Hansen,
Samir Brikho, Annika Falkengren, Winnie Fok,
Urban Jansson, Birgitta Kantona, Tomas
Nicolin, Sven Nyman, Jesper Ovesen, and
Marcus Wallenberg (Chairman) as Directors
For
16
Ratify PricewaterhouseCoopers as Auditors
For
17
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
18a
Approve Profit Sharing Program
For
18b
Approve Share Deferral Plan for President,
Group Executive Committee, and Certain
Other Executive Managers
For
19a
Authorize Share Repurchase Program
For
19b
Authorize Repurchase of Class A and/or Class
C Shares of up to Ten Percent of Issued
Shares and Reissuance of Repurchased
Shares in Connection with Long-Term
Incentive Plan
For
19c
Authorize Reissuance of Repurchased Class A
Shares in Connection with 2015 Long-Term
Equity Programmes
For
20
Approve Proposal Concerning the
Appointment of Auditors in Foundations
Without Own Management
For
Shareholder Proposals Submitted by
Thorwald Arvidsson
21a
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
21b
Instruct Board to Establish Shareholders
Association in Skandinaviska Enskilda Banken
None
Page 504 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal
Number
Proposal Text
Mgmt Rec
22
Amend Article of Association to the Effect
that Class A Shares and Class C-Shares
Confer One Vote
None
23
Require a Special Examination Pursuant to
Chapter 10, Section 21 of the Swedish
Compnaies Act on Executive Remuneration
None
24
Close Meeting
Vote
Instruction
Svenska Handelsbanken AB
Meeting Date: 03/25/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1
Open Meeting
2
Elect Chairman of Meeting
For
3
Prepare and Approve List of Shareholders
For
4
Approve Agenda of Meeting
For
5
Designate Inspector(s) of Minutes of Meeting
For
6
Acknowledge Proper Convening of Meeting
For
7
Receive Financial Statements and Statutory
Reports
8
Accept Financial Statements and Statutory
Reports
For
9
Approve Allocation of Income and an
Aggregate Dividend of SEK 17.50 Per Share
For
10
Approve Discharge of Board and President
For
11
Authorize Repurchase of Up to 40 Million
Class A and/or Class B Shares and
Reissuance of Repurchased Shares
For
12
Authorize Repurchase of Up to 2 Percent of
Issued Share Capital for the Bank's Trading
Book
For
13
Approve 3:1 Stock Split; Amend Articles of
Association Accordingly
For
14
Determine Number of Directors (10)
For
15
Determine Number of Auditors (2)
For
Page 505 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal
Number
Proposal Text
Mgmt Rec
16
Approve Remuneration of Directors in the
Ammount of SEK 3.15 Million for Chairman,
SEK 900,000 for Vice Chairmen, and SEK
640,000 for Other Directors; Approve
Remuneration for Committee Work; Approve
Remuneration of Auditors
For
17
Reelect Anders Nyren, Fredrik Lundberg, Jon
Baksaas, Par Boman (Chairman), Tommy
Bylund, Bente Rathe, Ole Johansson, and
Charlotte Skog as Directors; Elect Lise Kaae
and Frank Vang-Jensen as New Directors
For
18
Ratify KPMG and Ernst & Young as Auditors
For
19
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
20
Approve Proposal Concerning the
Appointment of Auditors in Foundations
Without Own Management
For
Shareholder Proposals Submitted by
Thorwald Arvidsson
21
Amend Article of Association: Both Class A
Shares and Class B Shares Carry One Vote
None
22
Assign Board to Investigate the Voting Rights
Limitation Stated in Section 12 and Authorize
the Board to Submit a Proposal for an
Amendment
None
23
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
24
Instruct Board to Establish Shareholders
Association in Handelsbanken
None
25
Require a Special Examination Pursuant to
Chapter 10, Section 21 of the Swedish
Companies Act
None
26
Close Meeting
Tryg A/S
Meeting Date: 03/25/2015
Country: Denmark
Meeting Type: Annual
Page 506 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tryg A/S
Proposal
Number
Proposal Text
Mgmt Rec
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
3
Approve Discharge of Management and Board
For
4
Approve Allocation of Income and Dividends
of DKK 25 Per Share
For
5
Approve Remuneration of Directors in the
Amount of DKK 990,000 for the Chairman,
DKK 660,000 for the Vice Chairman, and DKK
330,000 for Other Members; Approve
Remuneration for Committee Work
For
6a
Amend Articles Re: Change the Minimum
Nominal Value of the Shares from DKK 25 to
DKK 0.01
For
6b
Approve DKK 44.5 Million Reduction in Share
Capital via Share Cancellation
For
6c
Approve Creation of DKK 145 Million Pool of
Capital without Preemptive Rights
For
6d
Authorize Share Repurchase Program
For
6e
Approve Publication of the Annual Report in
English
For
6f
Amend Articles Re: Proxies
For
6g
Amend Articles Re: Replace the Word
"Annual Report" with "Annual Accounts" in
Article 23
For
6h
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
7a
Ellect Torben Nielsen as Director
For
7b
Elect Lene Skole as Director
For
7c
Elect Mari Thjomoe as Director
For
7d
Elect Carl-Viggo Ostlund as Director
For
8
Ratify Deloitte as Auditors
For
9
Other Business
Page 507 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Meeting Date: 03/26/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.A
Approve Consolidated and Standalone
Financial Statements
For
For
1.B
Approve Discharge of Board
For
For
2
Approve Allocation of Income and Dividends
For
For
3.A
Ratify Appointment of and Elect Carlos
Fernández González as Director
For
For
3.B
Reelect Sol Daurella Comadrán as Director
For
For
3.C
Reelect Bruce Carnegie-Brown as Director
For
For
3.D
Reelect José Antonio Álvarez Álvarez as
Director
For
For
3.E
Reelect Juan Rodríguez Inciarte as Director
For
For
3.F
Reelect Matías Rodríguez Inciarte as Director
For
For
3.G
Reelect Juan Miguel Villar Mir as Director
For
For
3.H
Reelect Guillermo de la Dehesa Romero as
Director
For
For
4
Renew Appointment of Deloitte as Auditor
For
For
5.A
Amend Articles Re: Competence of General
Shareholders Meeting
For
For
5.B
Amend Articles Re: Board of Directors
For
For
5.C
Amend Articles Re: Annual Corporate
Governance Report and Corporate Website
For
For
5.D
Amend Articles Re: Financial Statements and
Distribution of Results
For
For
6.A
Amend Articles of General Meeting
Regulations Re: Powers, Call and Preparation
For
For
6.B
Amend Articles of General Meeting
Regulations Re: Development of General
Meeting
For
For
7
Approve Capital Raising
For
For
8
Authorize Increase in Capital up to 50
Percent via Issuance of New Shares,
Excluding Preemptive Rights of up to 20
Percent
For
Against
9.A
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
Page 508 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9.B
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
10.A
Authorize Issuance of Convertible Bonds,
Debentures, Warrants, and Other Debt
Securities without Preemptive Rights up to
EUR 10 Billion
For
Against
10.B
Authorize Issuance of Non-Convertible Debt
Securities up to EUR 50 Billion
For
For
11
Approve Remuneration Policy
For
For
12
Approve Remuneration of Directors
For
For
13
Fix Maximum Variable Compensation Ratio
For
For
14.A
Approve Deferred Share Bonus Plan
For
For
14.B
Approve Performance Shares Plan
For
For
14.C
Approve Employee Stock Purchase Plan
For
For
15
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
16
Advisory Vote on Remuneration Policy Report
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.A
Approve Consolidated and Standalone
Financial Statements
For
1.B
Approve Discharge of Board
For
2
Approve Allocation of Income and Dividends
For
3.A
Ratify Appointment of and Elect Carlos
Fernández González as Director
For
3.B
Reelect Sol Daurella Comadrán as Director
For
3.C
Reelect Bruce Carnegie-Brown as Director
For
3.D
Reelect José Antonio Álvarez Álvarez as
Director
For
3.E
Reelect Juan Rodríguez Inciarte as Director
For
3.F
Reelect Matías Rodríguez Inciarte as Director
For
3.G
Reelect Juan Miguel Villar Mir as Director
For
3.H
Reelect Guillermo de la Dehesa Romero as
Director
For
4
Renew Appointment of Deloitte as Auditor
For
Proposal
Number
Page 509 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal
Number
Proposal Text
Mgmt Rec
5.A
Amend Articles Re: Competence of General
Shareholders Meeting
For
5.B
Amend Articles Re: Board of Directors
For
5.C
Amend Articles Re: Annual Corporate
Governance Report and Corporate Website
For
5.D
Amend Articles Re: Financial Statements and
Distribution of Results
For
6.A
Amend Articles of General Meeting
Regulations Re: Powers, Call and Preparation
For
6.B
Amend Articles of General Meeting
Regulations Re: Development of General
Meeting
For
7
Approve Capital Raising
For
8
Authorize Increase in Capital up to 50
Percent via Issuance of New Shares,
Excluding Preemptive Rights of up to 20
Percent
For
9.A
Authorize Capitalization of Reserves for Scrip
Dividends
For
9.B
Authorize Capitalization of Reserves for Scrip
Dividends
For
10.A
Authorize Issuance of Convertible Bonds,
Debentures, Warrants, and Other Debt
Securities without Preemptive Rights up to
EUR 10 Billion
For
10.B
Authorize Issuance of Non-Convertible Debt
Securities up to EUR 50 Billion
For
11
Approve Remuneration Policy
For
12
Approve Remuneration of Directors
For
13
Fix Maximum Variable Compensation Ratio
For
14.A
Approve Deferred Share Bonus Plan
For
14.B
Approve Performance Shares Plan
For
14.C
Approve Employee Stock Purchase Plan
For
15
Authorize Board to Ratify and Execute
Approved Resolutions
For
16
Advisory Vote on Remuneration Policy Report
For
Elisa Corporation
Meeting Date: 03/26/2015
Country: Finland
Meeting Type: Annual
Page 510 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elisa Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.32 Per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Monthly Remuneration of Directors
in the Amount of EUR 9,000 for Chairman,
EUR 6,000 for Vice Chairman, and EUR 5,000
for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
For
For
11
Fix Number of Directors at Six
For
For
12
Reelect Raimo Lind, Petteri Koponen, Leena
Niemisto, Seija Turunen, Jaakko Uotila, and
Mika Vehvilainen as Directors
For
For
13
Approve Remuneration of Auditors
For
Against
14
Fix Number of Auditors at One
For
For
15
Ratify KPMG as Auditors
For
For
16
Authorize Share Repurchase Program
For
For
17
Close Meeting
Outokumpu Oyj
Meeting Date: 03/26/2015
Country: Finland
Meeting Type: Annual
Page 511 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Outokumpu Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Omission
of Dividend
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 140,000 for Chairman, EUR
80,000 for Vice Chairman, and EUR 60,000
for Other Directors; Approve Meeting Fees
For
For
11
Fix Number of Directors at Eight; Reelect
Markus Akermann, Roberto Gualdoni, Stig
Gustavson, Heikki Malinen, Elisabeth Nilsson,
Jorma Ollila (Chairman), and Olli Vaartimo
(Vice Chairman) as Directors; Elect Saila
Miettinen-Lahde as New Director
For
For
12
Approve Remuneration of Auditors
For
For
13
Ratify KPMG as Auditors
For
For
14
Authorize Share Repurchase Program
For
For
15
Approve Issuance of up to 80 Million Shares
without Preemptive Rights
For
For
16
Close Meeting
Raisio Group
Meeting Date: 03/26/2015
Country: Finland
Meeting Type: Annual
Page 512 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Raisio Group
Proposal
Number
Proposal Text
Mgmt Rec
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
4
Acknowledge Proper Convening of Meeting
For
5
Prepare and Approve List of Shareholders
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
8
Approve Allocation of Income and Dividends
of EUR 0.14 Per Share
For
9
Approve Discharge of Board and President
For
10
Approve Remuneration of Supervisory Board
Members
For
11
Fix Number of Supervisory Board Members
For
12
Elect Members of Supervisory Board
For
13
Approve Remuneration of Directors
For
14
Fix Number of Directors
For
15
Elect Directors
For
16
Approve Remuneration of Auditors
For
17
Fix Number of Auditors (2) and Deputy
Auditors (2)
For
18
Appoint Mika Kaarisalo and Kalle Laaksonen
as Auditors and Appoint
PricewaterhouseCoopers and Tuomo Korte as
Deputy Auditors
For
19
Authorize Share Repurchase Program
For
20
Approve Issuance of up to 20 Million Shares
without Preemptive Rights; Approve
Conveyance of 14.2 Million Free Shares and
1.5 Million Restricted Shares
For
21
Close Meeting
Page 513 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Meeting Date: 03/26/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1
Open Meeting; Recieve Address by Chairman
of the Board
2
Elect Chairman of Meeting
For
3
Prepare and Approve List of Shareholders
For
4
Approve Agenda of Meeting
For
5
Designate Inspector(s) of Minutes of Meeting
For
6
Acknowledge Proper Convening of Meeting
For
7a
Receive Financial Statements and Statutory
Reports
7b
Receive Auditor's Report
7c
Receive President's Report
8
Accept Financial Statements and Statutory
Reports
For
9
Approve Allocation of Income and Dividends
of SEK 11.35 Per Share
For
10
Approve Discharge of Board and President
For
11
Determine Number of Directors (9) and
Deputy Directors (0) of Board
For
12
Approve Remuneration of Directors in the
Amount of SEK 2.39 Million to the Chairman,
SEK 815,000 to the Vice Chairman, and SEK
510,000 to Other Directors; Approve
Remuneration for Committee Work; Approve
Remuneration of Auditors
For
13
Reelect Ulrika Francke, Goran Hedman, Lars
Idermark, Anders Igel, Pia Rudengren,
Anders Sundstrom (chair), Karl-Henrik
Sundstrom, Siv Svensson and Maj-Charlotte
Wallin as Directors
For
14
Approve Procedures For Nominating
Committee
For
15
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
16
Authorize Repurchase Authorization for
Trading in Own Shares
For
17
Authorize General Share Repurchase Program
For
Page 514 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal
Number
Proposal Text
Mgmt Rec
18
Approve Issuance of Convertibles without
Preemptive Rights
For
19a
Approve Common Deferred Share Bonus Plan
For
19b
Approve Deferred Share Bonus Plan for Key
Employees
For
19c
Approve Equity Plan Financing to Participants
of 2015 and Previous Programs
For
Vote
Instruction
Shareholder Proposals Submitted by
Thorwald Arvidsson
20
Request an Examination Through a Special
Examiner Regarding the Bank's Attempted
Acquisition in a Real Estate Agent
None
21
Request an Examination Through a Special
Examiner Regarding the Economic
Consequences in Connection With the So
Called SCA-Sphere
None
22
Request an Economic Historian be Retained
to Evaluate the Stalberg-Era
None
23
Instruct Board to Establish Shareholders
Association in Swedbank
None
24
Instruct the Board of Directors to Acquire a
Private Jet for the Disposition of the Current
Chair of the Board
None
Shareholder Proposals Submitted by Goran
Westman
25
Instruct the Board of Directors and/or the
CEO to Implement the Lean-Concept in All
Operations
26
Close Meeting
None
Metso Corporation
Meeting Date: 03/27/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
Mgmt Rec
Vote
Instruction
For
For
Page 515 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metso Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.05 Per Share; Authorize Additional
dividend of EUR 0.40 per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 110,000 for Chairman, EUR
62,000 for Vice Chairman and Audit
Committee Chairman, and EUR 50,000 for
Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
For
For
11
Fix Number of Directors at Seven
For
For
12
Reelect Mikael Lilius (Chairman), Christer
Gardell (Vice Chair), Wilson Brumer, Ozey
Horton, Lars Josefsson, Nina Kopola, and
Eeva Sipilä as Directors
For
For
13
Approve Remuneration of Auditors
For
For
14
Ratify Ernst & Young as Auditors
For
For
15
Authorize Share Repurchase Program
For
For
16
Close Meeting
Mgmt Rec
Vote
Instruction
Valmet Corp
Meeting Date: 03/27/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
Page 516 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Valmet Corp
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 0.25 Per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 100,000 for Chairman, EUR
60,000 for Vice Chairman, EUR 60,000 for
Chairman of Audit Committee, and EUR
48,000 for Other Directors; Approve Meeting
Fees; Approve Remuneration for Committee
Work
For
For
11
Fix Number of Directors at Seven
For
For
12
Reelect Mikael von Frenckell, Lone Schrøder,
Friederike Helfer, Pekka Lundmark, Erkki
Pehu-Lehtonen, and Rogerio Ziviani as
Directors; Elect Bo Risberg as New Director
For
For
13
Approve Remuneration of Auditors
For
Against
14
Ratify PricewaterhouseCoopers as Auditors
For
For
15
Authorize Share Repurchase Program
For
For
16
Approve Issuance of up to 15 Million Shares
and Conveyance of up to 10 Million Treasury
Shares without Preemptive Rights
For
For
17
Close Meeting
Mgmt Rec
Vote
Instruction
Beiersdorf AG
Meeting Date: 03/31/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.70 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2014
For
For
Page 517 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beiersdorf AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Approve Discharge of Supervisory Board for
Fiscal 2014
For
For
5
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2015
For
For
6
Approve Creation of EUR 42 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
7
Approve Creation of EUR 25 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
8
Approve Creation of EUR 25 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
9
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds with
Partial Exclusion of Preemptive Rights up to
Aggregate Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 42 Million Pool of
Capital to Guarantee Conversion Rights
For
For
10
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Approve 2015 Continuing Connected
Transactions Under the Huaneng Group
Framework Agreement and the Related
Annual Caps
For
For
Huaneng Power International, Inc.
Meeting Date: 01/06/2015
Country: China
Meeting Type: Special
Proposal
Number
1
Medtronic, Inc.
Meeting Date: 01/06/2015
Country: USA
Meeting Type: Special
Page 518 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Medtronic, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
Abstain
2
Approve Reduction of Share Premium Account
For
For
3
Advisory Vote on Golden Parachutes
For
For
4
Adjourn Meeting
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Zhang Jianhua as Director
For
For
2
Elect Lu Dong as Director
For
For
3
Elect Zhou Yingguan as Supervisor
For
For
4
Elect Fan Jixian as Supervisor
For
For
5
Elect Wang Guoliang as Supervisor
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Plan of Arrangement
For
SINOPEC Engineering Group Co Ltd
Meeting Date: 01/12/2015
Country: China
Meeting Type: Special
Proposal
Number
Virginia Mines Inc.
Meeting Date: 01/12/2015
Country: Canada
Meeting Type: Special
Proposal
Number
1
Agricultural Bank of China
Meeting Date: 01/15/2015
Country: China
Meeting Type: Special
Page 519 of 679
Do Not
Vote
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agricultural Bank of China
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Zhang Yun as Director
For
For
2
Elect Lu Jianping as Director
For
For
3
Elect Che Yingxin as Supervisor
For
For
4
Approve Adjusment to the Mandate to the
Board for Disposal of Credit Assets
For
Against
5
Elect Xiao Xing as Director
For
Against
China Communications Construction Company Ltd.
Meeting Date: 01/15/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
EGM Ballot for Holders of H Shares
1
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
Against
2.1
Approve Issuance Size in Relation to the
Issuance of Preference Shares
For
For
2.2
Approve Method of the Issuance in Relation
to the Issuance of Preference Shares
For
For
2.3
Approve Target Investors in Relation to the
Issuance of Preference Shares
For
For
2.4
Approve Par Value and Issuance Price in
Relation to the Issuance of Preference Shares
For
For
2.5
Approve Principles for Determination of the
Dividend Rate in Relation to the Issuance of
Preference Shares
For
For
2.6
Approve Method of the Profit Distribution for
the Preference Shares in Relation to the
Issuance of Preference Shares
For
For
2.7
Approve Redemption Terms in Relation to
the Issuance of Preference Shares
For
For
2.8
Approve Voting Rights Restrictions in
Relation to the Issuance of Preference Shares
For
For
2.9
Approve Voting Rights Restoration in
Relation to the Issuance of Preference Shares
For
For
Page 520 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Construction Company Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.10
Approve Sequence of Settlement and Method
of Liquidation in Relation to the Issuance of
Preference Shares
For
For
2.11
Approve Rating Arrangement in Relation to
the Issuance of Preference Shares
For
For
2.12
Approve Guarantee Arrangement in Relation
to the Issuance of Preference Shares
For
For
2.13
Approve Listing and Transfer Arrangement
Upon Proposed Issuance of Preference Shares
For
For
2.14
Approve Use of Proceeds in Relation to the
Issuance of Preference Shares
For
For
2.15
Approve Validity Period of the Resolution in
Respect of the Proposed Issuance of
Preference Shares
For
For
2.16
Authorize Board to Handle Matters Relating
to the Proposed Issuance of Preference
Shares
For
For
3
Amend Articles of Association
For
For
4
Approve Feasibility Analysis on the Use of
Proceeds from the Issuance of Preference
Shares
For
For
5
Approve Dilution of Current Return to
Shareholders by the Proposed Issuance and
the Remedial Measures to be Adopted
For
For
6
Approve Proposed Shareholders' Return Plan
for the Years 2014 to 2016
For
For
7
Approve Proposed Amendments to the Rules
of Procedures for Shareholders' General
Meeting
For
For
8
Approve Proposed Amendments to the Rules
of Procedures for the Meeting of Board of
Directors
For
For
9
Approve Proposed Amendments to the Work
Manual of Independent Directors
For
For
10
Elect Zhen Shaohua as Supervisor
For
For
11
Approve Proposed Provision of Internal
Guarantee
For
For
Xinyi Glass Holdings Ltd.
Meeting Date: 01/15/2015
Country: Cayman Islands
Meeting Type: Special
Page 521 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xinyi Glass Holdings Ltd.
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Adopt Share Option Scheme
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition Agreement and Related
Transactions
For
Luye Pharma Group Ltd.
Meeting Date: 01/16/2015
Country: Bermuda
Meeting Type: Special
Proposal
Number
1
MegaFon OJSC
Meeting Date: 01/19/2015
Country: Russia
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Approve Related-Party Transaction Re: IT
Services Contract with ZAO PETER-SERVICE
For
For
2
Approve Related-Party Transaction Re:
Dealership Contract with OAO MegaFon Retail
For
For
Tata Motors Ltd.
Meeting Date: 01/19/2015
Country: India
Meeting Type: Special
Page 522 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Postal Ballot
1
Approve Revision in the Minimum
Remuneration of R. Pisharody, Executive
Director (Commercial Vehicles) Due to
Inadequacy of Profits for Financial Year
Ended March 31, 2014
For
For
2
Approve Revision in Minimum Remuneration
of S. Borwankar, Executive Director (Quality)
Due to Inadequacy of Profits for Financial
Year Ended March 31, 2014
For
For
3
Approve Revision in Minimum Remuneration
of K. Slym, Managing Director Due to
Inadequacy of Profits for Financial Year
Ended March 31, 2014
For
For
4
Approve Minimum Remuneration of R.
Pisharody, Executive Director (Commercial
Vehicles) in Case of Inadequacy of Profits for
Financial Year 2014-2015 and Financial Year
2015-2016
For
For
5
Approve Minimum Remuneration of S.
Borwankar, Executive Director (Quality) in
Case of Inadequacy of Profits for Financial
Year 2014-2015 and Financial Year 20152016
For
For
Mgmt Rec
Vote
Instruction
Tata Motors Ltd.
Meeting Date: 01/19/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Revision in the Minimum
Remuneration of R. Pisharody, Executive
Director (Commercial Vehicles) Due to
Inadequacy of Profits for Financial Year
Ended March 31, 2014
For
For
2
Approve Revision in Minimum Remuneration
of S. Borwankar, Executive Director (Quality)
Due to Inadequacy of Profits for Financial
Year Ended March 31, 2014
For
For
Page 523 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Revision in Minimum Remuneration
of K. Slym, Managing Director Due to
Inadequacy of Profits for Financial Year
Ended March 31, 2014
For
For
4
Approve Minimum Remuneration of R.
Pisharody, Executive Director (Commercial
Vehicles) in Case of Inadequacy of Profits for
Financial Year 2014-2015 and Financial Year
2015-2016
For
For
5
Approve Minimum Remuneration of S.
Borwankar, Executive Director (Quality) in
Case of Inadequacy of Profits for Financial
Year 2014-2015 and Financial Year 20152016
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights to
Qualified Institutional Buyers
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
2
Advisory Vote on Golden Parachutes
For
For
3
Adjourn Meeting
For
For
Aurobindo Pharma Ltd.
Meeting Date: 01/21/2015
Country: India
Meeting Type: Special
Proposal
Number
1
CareFusion Corporation
Meeting Date: 01/21/2015
Country: USA
Meeting Type: Special
Proposal
Number
Page 524 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Resources Land Ltd.
Meeting Date: 01/21/2015
Country: Cayman Islands
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Acquisition Agreement
For
For
2
Approve Increase in Authorized Share Capital
For
For
Mgmt Rec
Vote
Instruction
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 01/21/2015
Country: Mexico
Meeting Type: Special
Proposal
Number
Proposal Text
Ordinary Business
1
Approve Cash Dividends of MXN 0.2435 Per
Share
For
For
2
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Roy M. Whitehead
For
For
1.2
Elect Director Mark N. Tabbutt
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Auditors
For
For
Washington Federal, Inc.
Meeting Date: 01/21/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 525 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cemig, Companhia Energetica De Minas Gerais
Meeting Date: 01/22/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Mgmt Rec
Vote
Instruction
None
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Registration and Issue of Mediumterm Notes
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director William V. Campbell
For
For
1b
Elect Director Scott D. Cook
For
For
1c
Elect Director Richard L. Dalzell
For
For
1d
Elect Director Diane B. Greene
For
For
1e
Elect Director Edward A. Kangas
For
For
1f
Elect Director Suzanne Nora Johnson
For
For
1g
Elect Director Dennis D. Powell
For
For
1h
Elect Director Brad D. Smith
For
For
Proposal Text
Meeting for Preferred Shareholders
1
Elect Director Nominated by Preferred
Shareholders
Dongfeng Motor Group Company Ltd
Meeting Date: 01/22/2015
Country: China
Meeting Type: Special
Proposal
Number
1
Intuit Inc.
Meeting Date: 01/22/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 526 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intuit Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1i
Elect Director Jeff Weiner
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Qualified Employee Stock Purchase
Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Robert L. Bailey
For
For
1.2
Elect Director Richard M. Beyer
For
For
1.3
Elect Director Patrick J. Byrne
For
For
1.4
Elect Director D. Mark Durcan
For
For
1.5
Elect Director D. Warren A. East
For
For
1.6
Elect Director Mercedes Johnson
For
For
1.7
Elect Director Lawrence N. Mondry
For
For
1.8
Elect Director Robert E. Switz
For
For
2
Amend Omnibus Stock Plan
For
Against
3
Ratify Auditors
For
For
4
Eliminate Cumulative Voting
For
Against
5
Approve Executive Incentive Bonus Plan
For
Against
6
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Micron Technology, Inc.
Meeting Date: 01/22/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Banco Santander Brasil SA
Meeting Date: 01/23/2015
Country: Brazil
Meeting Type: Special
Page 527 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander Brasil SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Approve Deferred Bonus Plan
For
For
2
Amend Articles
For
For
3
Consolidate Bylaws
For
For
Industrial and Commercial Bank of China Limited
Meeting Date: 01/23/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Jiang Jianqing as Director
For
For
2
Elect Anthony Francis Neoh as Director
For
For
3
Elect Wang Xiaoya as Director
For
For
4
Elect Ge Rongrong as Director
For
For
5
Elect Zheng Fuqing as Director
For
For
6
Elect Fei Zhoulin as Director
For
For
7
Elect Cheng Fengchao as Director
For
For
8
Elect Wang Chixi as Supervisor
For
For
9
Approve Adjustment to the Valid Period of
the Issue of Eligible Tier-2 Capital
Instruments
For
For
Steinhoff International Holdings Ltd
Meeting Date: 01/26/2015
Country: South Africa
Meeting Type: Special
Page 528 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steinhoff International Holdings Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
For
For
Ordinary Resolution
1
Approve the Category 1 Related Party
Transaction
Special Resolutions
1
Authorise Issue of Steinhoff Shares to
Thibault Square Financial Services
Proprietary Limited Exceeding 30% of the
Voting Power of All of the Issued Steinhoff
Shares
For
For
2
Authorise Issue of Steinhoff Shares to Brait
Mauritius Limited Exceeding 30% of the
Voting Power of All of the Issued Steinhoff
Shares
For
For
3
Authorise Issue of Steinhoff Shares to Pepkor
Management Exceeding 30% of the Voting
Power of All of the Issued Steinhoff Shares
For
For
For
Against
Continuation of Ordinary Resolution
2
Approve Waiver of the Mandatory Offer
Continuation of Special Resolutions
4
Approve Financial Assistance in Terms of
Sections 44 and 45 of the Companies Act
For
For
5
Approve Specific Share Acquisition of
Steinhoff Shares from Thibault Square
Financial Services Proprietary Limited
For
For
6
Approve Revocation of Special Resolution
Number 5 in Terms of Section 164(9)(c) of
the Companies Act
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Acquisition
For
For
2
Adjourn Meeting
For
For
Alliant Techsystems Inc.
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Special
Proposal
Number
Page 529 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Becton, Dickinson and Company
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Basil L. Anderson
For
For
1.2
Elect Director Henry P. Becton, Jr.
For
For
1.3
Elect Director Catherine M. Burzik
For
For
1.4
Elect Director Edward F. DeGraan
For
For
1.5
Elect Director Vincent A. Forlenza
For
For
1.6
Elect Director Claire M. Fraser
For
For
1.7
Elect Director Christopher Jones
For
For
1.8
Elect Director Marshall O. Larsen
For
For
1.9
Elect Director Gary A. Mecklenburg
For
For
1.10
Elect Director James F. Orr
For
For
1.11
Elect Director Willard J. Overlock, Jr.
For
For
1.12
Elect Director Claire Pomeroy
For
For
1.13
Elect Director Rebecca W. Rimel
For
For
1.14
Elect Director Bertram L. Scott
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Report on Animal Testing and Plans for
Improving Welfare
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Morris J. Huey, II
For
For
1.2
Elect Director Reginald L. Robinson
For
For
Capitol Federal Financial, Inc.
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 530 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Capitol Federal Financial, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Gary C. Bhojwani
For
For
1.2
Elect Director Terrell K. Crews
For
For
1.3
Elect Director Jeffrey M. Ettinger
For
For
1.4
Elect Director Jody H. Feragen
For
For
1.5
Elect Director Glenn S. Forbes
For
For
1.6
Elect Director Stephen M. Lacy
For
For
1.7
Elect Director John L. Morrison
For
For
1.8
Elect Director Elsa A. Murano
For
For
1.9
Elect Director Robert C. Nakasone
For
For
1.10
Elect Director Susan K. Nestegard
For
For
1.11
Elect Director Dakota A. Pippins
For
For
1.12
Elect Director Christopher J. Policinski
For
For
1.13
Elect Director Sally J Smith
For
For
1.14
Elect Director Steven A. White
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Report on the Risks Associated with Use of
Gestation Crates in Supply Chain
Against
For
Hormel Foods Corporation
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 531 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metro Inc.
Meeting Date: 01/27/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
1.1
Elect Director Maryse Bertrand
For
1.2
Elect Director Stephanie Coyles
For
1.3
Elect Director Marc DeSerres
For
1.4
Elect Director Claude Dussault
For
1.5
Elect Director Serge Ferland
For
1.6
Elect Director Paule Gauthier
For
1.7
Elect Director Russell Goodman
For
1.8
Elect Director Christian W.E. Haub
For
1.9
Elect Director Michel Labonte
For
1.10
Elect Director Eric R. La Fleche
For
1.11
Elect Director Marie-Jose Nadeau
For
1.12
Elect Director Real Raymond
For
1.13
Elect Director Line Rivard
For
1.14
Elect Director Michael T. Rosicki
For
2
Ratify Ernst & Young LLP as Auditors
For
3
Advisory Vote on Executive Compensation
Approach
For
4
SP 1: Gradually Phase Out Stock Options as a
Form of Compensation
Against
5
SP 2: Require Environmental/Social Issue
Qualifications for Director Nominees
Against
Nuance Communications, Inc.
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Annual
Page 532 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nuance Communications, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Paul A. Ricci
For
For
1b
Elect Director Robert J. Frankenberg
For
For
1c
Elect Director Brett Icahn
For
For
1d
Elect Director William H. Janeway
For
For
1e
Elect Director Mark R. Laret
For
For
1f
Elect Director Katharine A. Martin
For
For
1g
Elect Director Mark B. Myers
For
For
1h
Elect Director Philip J. Quigley
For
For
1i
Elect Director David S. Schechter
For
For
2
Amend Omnibus Stock Plan
For
Against
3
Amend Qualified Employee Stock Purchase
Plan
For
For
4
Amend Non-Employee Director Omnibus
Stock Plan
For
For
5
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
6
Ratify Auditors
For
For
Mgmt Rec
Vote
Instruction
Siemens AG
Meeting Date: 01/27/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 3.30 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
Page 533 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Approve Remuneration System for
Management Board Members
For
For
6
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2014/2015
For
For
7.1
Elect Nathalie von Siemens to the
Supervisory Board
For
For
7.2
Elect Norbert Reithofer to the Supervisory
Board
For
For
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
10
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 240 Million Pool of Capital to
Guarantee Conversion Rights
For
For
11
Approve Settlement Agreement Between
Siemens AG and Heinz-Joachim Neubuerger,
Concluded on August 26, 2014
For
For
12
Amend Articles Re: Board-Related
For
For
13
Approve Affiliation Agreements with
Subsidiary Kyros 47 GmbH
For
For
14
Additional Proposals presented at the Meeting
Against
Against
15
Additional Proposals presented at the Meeting
Against
Against
A
Counter Motion A
Against
Against
B
Counter Motion B
Against
Against
C
Counter Motion C
Against
Against
D
Counter Motion D
Against
Against
E
Counter Motion E
Against
Against
F
Counter Motion F
Against
Against
G
Counter Motion
Against
Against
H
Counter Motion
Against
Against
I
Counter Motion
Against
Against
Page 534 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Meeting Date: 01/27/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 3.30 per Share
For
Do Not
Vote
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
Do Not
Vote
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
Do Not
Vote
5
Approve Remuneration System for
Management Board Members
For
Do Not
Vote
6
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2014/2015
For
Do Not
Vote
7.1
Elect Nathalie von Siemens to the
Supervisory Board
For
Do Not
Vote
7.2
Elect Norbert Reithofer to the Supervisory
Board
For
Do Not
Vote
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
Do Not
Vote
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
Do Not
Vote
10
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Billion; Approve
Creation of EUR 240 Million Pool of Capital to
Guarantee Conversion Rights
For
Do Not
Vote
11
Approve Settlement Agreement Between
Siemens AG and Heinz-Joachim Neubuerger,
Concluded on August 26, 2014
For
Do Not
Vote
12
Amend Articles Re: Board-Related
For
Do Not
Vote
13
Approve Affiliation Agreements with
Subsidiary Kyros 47 GmbH
For
Do Not
Vote
Spectrum Brands Holdings, Inc.
Meeting Date: 01/27/2015
Country: USA
Meeting Type: Annual
Page 535 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spectrum Brands Holdings, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director David M. Maura
For
For
1.2
Elect Director Terry L. Polistina
For
For
1.3
Elect Director Hugh R. Rovit
For
For
2
Ratify Auditors
For
For
Mgmt Rec
Vote
Instruction
CGI Group Inc.
Meeting Date: 01/28/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for Class A Subordinate Voting and
Class B Shareholders
1.1
Elect Director Alain Bouchard
For
For
1.2
Elect Director Bernard Bourigeaud
For
For
1.3
Elect Director Jean Brassard
For
For
1.4
Elect Director Robert Chevrier
For
For
1.5
Elect Director Dominic D'Alessandro
For
For
1.6
Elect Director Paule Dore
For
For
1.7
Elect Director Richard B. Evans
For
For
1.8
Elect Director Julie Godin
For
For
1.9
Elect Director Serge Godin
For
For
1.10
Elect Director Timothy J. Hearn
For
For
1.11
Elect Director Andre Imbeau
For
For
1.12
Elect Director Gilles Labbe
For
For
1.13
Elect Director Michael E. Roach
For
For
1.14
Elect Director Joakim Westh
For
For
2
Approve Ernst & Young LLP as Auditors and
Authorize Board to Fix Their Remuneration
For
For
Page 536 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CGI Group Inc.
Proposal
Number
3
Proposal Text
Mgmt Rec
Vote
Instruction
SP 1: Advisory Vote on Senior Executive
Compensation
Against
For
Mgmt Rec
Vote
Instruction
China CITIC Bank Corporation Ltd.
Meeting Date: 01/28/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM Ballot for Holders of H Shares
1.1
Approve CITIC Group Corporation and China
CITIC Bank Corporation Limited Asset
TransferFramework Agreement and Relevant
Annual Caps
For
For
1.2
Approve CITIC Group Corporation and China
CITIC Bank Corporation Limited Wealth
Management and Investment Services
Framework Agreement and Relevant Annual
Caps
For
For
2
Approve Cap of Credit Extension Related
Party Transactions Caps with Citic Group for
the Years 2015-2017
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Remuneration Policy
For
For
4
Approve Final Dividend
For
For
5
Re-elect Dr Ken Burnett as Director
For
For
6
Re-elect Alison Cooper as Director
For
For
Imperial Tobacco Group plc
Meeting Date: 01/28/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 537 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Tobacco Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7
Re-elect David Haines as Director
For
For
8
Re-elect Michael Herlihy as Director
For
For
9
Re-elect Matthew Phillips as Director
For
For
10
Re-elect Oliver Tant as Director
For
For
11
Re-elect Mark Williamson as Director
For
For
12
Elect Karen Witts as Director
For
For
13
Re-elect Malcolm Wyman as Director
For
For
14
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
15
Authorise Board to Fix Remuneration of
Auditors
For
For
16
Authorise EU Political Donations and
Expenditure
For
For
17
Authorise Issue of Equity with Pre-emptive
Rights
For
For
18
Authorise Issue of Equity without Preemptive Rights
For
For
19
Authorise Market Purchase of Ordinary Shares
For
For
20
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition of Certain US Cigarette
and E-cigarette Brands and Assets
For
Imperial Tobacco Group plc
Meeting Date: 01/28/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Johnson Controls, Inc.
Meeting Date: 01/28/2015
Country: USA
Meeting Type: Annual
Page 538 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Controls, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Natalie A. Black
For
For
1.2
Elect Director Raymond L. Conner
For
For
1.3
Elect Director Richard Goodman
For
For
1.4
Elect Director William H. Lacy
For
For
1.5
Elect Director Alex A. Molinaroli
For
For
1.6
Elect Director Mark P. Vergnano
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Re-elect Mustaq Brey as Director
For
For
1.2
Re-elect Garth Solomon as Director
For
For
1.3
Elect André Meyer as Director
For
For
2
Reappoint PricewaterhouseCoopers Inc as
Auditors of the Company with FJ Lombard as
the Designated Audit Partner
For
For
3.1
Re-elect Peter Golesworthy as Chairman of
the Audit Committee
For
For
3.2
Re-elect Louisa Mojela as Member of the
Audit Committee
For
For
3.3
Re-elect Royden Vice as Member of the Audit
Committee
For
For
4
Approve Remuneration Policy
For
For
5
Place Authorised but Unissued Shares Under
Control of Directors
For
For
6
Authorise Repurchase of Up to Five Percent
of Issued Share Capital
For
For
Life Healthcare Group Holdings Ltd.
Meeting Date: 01/28/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Page 539 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Life Healthcare Group Holdings Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7
Approve Remuneration of Non-Executive
Directors
For
For
8
Approve Financial Assistance to Related and
Inter-related Companies
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Mergers
For
2
Issue Shares in Connection with Mergers
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Mary B. Cranston
For
For
1b
Elect Director Francisco Javier FernandezCarbajal
For
For
1c
Elect Director Alfred F. Kelly, Jr.
For
For
1d
Elect Director Robert W. Matschullat
For
For
1e
Elect Director Cathy E. Minehan
For
For
1f
Elect Director Suzanne Nora Johnson
For
For
1g
Elect Director David J. Pang
For
For
1h
Elect Director Charles W. Scharf
For
For
1i
Elect Director William S. Shanahan
For
For
1j
Elect Director John A. C. Swainson
For
For
1k
Elect Director Maynard G. Webb, Jr.
For
For
Reynolds American Inc.
Meeting Date: 01/28/2015
Country: USA
Meeting Type: Special
Proposal
Number
Visa Inc.
Meeting Date: 01/28/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 540 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Visa Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Amendments to the Certificate of
Incorporation to Facilitate Stock Splits
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Approve Qualified Employee Stock Purchase
Plan
For
For
5a
Remove Supermajority Vote Requirement for
Exiting Core Payment Business
For
For
5b
Remove Supermajority Vote Requirement for
Future Amendments to Certain Sections of
Company's Certificate of Incorporation
For
For
5c
Remove Supermajority Vote Requirement for
Approval of Exceptions to Transfer
Certifications
For
For
5d
Remove Supermajority Vote Requirement for
Removal of Directors
For
For
5e
Remove Supermajority Vote Requirement for
Future Amendments to the Advance Notice
Provision in the Bylaws
For
For
6
Ratify Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Jeffrey H. Brotman
For
For
1.2
Elect Director Daniel J. Evans
For
For
1.3
Elect Director Richard A. Galanti
For
For
1.4
Elect Director Jeffrey S. Raikes
For
For
1.5
Elect Director James D. Sinegal
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Omnibus Stock Plan
For
For
5a
Eliminate Supermajority Vote Requirement
for Removal of Directors
For
For
Costco Wholesale Corporation
Meeting Date: 01/29/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 541 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Costco Wholesale Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5b
Reduce Supermajority Vote Requirement to
Amend Article Eight Governing Director
Removal
For
For
6
Establish Tenure Limit for Directors
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Joseph R. Bronson
For
For
1b
Elect Director Juan Jose Suarez Coppel
For
For
1c
Elect Director Peter J. Robertson
For
For
1d
Elect Director Noel G. Watson
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Merger Agreement
For
2
Advisory Vote on Golden Parachutes
For
For
3
Adjourn Meeting
For
For
Jacobs Engineering Group Inc.
Meeting Date: 01/29/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Mylan Inc.
Meeting Date: 01/29/2015
Country: USA
Meeting Type: Special
Proposal
Number
Orica Ltd.
Meeting Date: 01/29/2015
Country: Australia
Meeting Type: Annual
Page 542 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orica Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.1
Elect Nora Scheinkestel as Director
For
For
2.2
Elect Craig Elkington as Director
For
For
3
Approve the Remuneration Report
For
For
4
Approve the Grant of Up to 210,000
Performance Rights to Ian Smith, Managing
Director of the Company
For
For
5
Approve the Grant of Up to 55,000
Performance Rights to Craig Elkington,
Executive Director of Finance of the Company
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Katherine Button Bell
For
For
1.2
Elect Director John R. Golliher
For
For
1.3
Elect Director Robert R. McMaster
For
For
1.4
Elect Director Susan R. Mulder
For
For
1.5
Elect Director Edward W. Rabin
For
For
1.6
Elect Director Gary G. Winterhalter
For
For
2
Amend Omnibus Stock Plan
For
Against
3
Ratify Auditors
For
For
Sally Beauty Holdings, Inc.
Meeting Date: 01/29/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Monsanto Company
Meeting Date: 01/30/2015
Country: USA
Meeting Type: Annual
Page 543 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Monsanto Company
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Gregory H. Boyce
For
For
1b
Elect Director Janice L. Fields
For
For
1c
Elect Director Hugh Grant
For
For
1d
Elect Director Laura K. Ipsen
For
For
1e
Elect Director Marcos M. Lutz
For
For
1f
Elect Director C. Steven McMillan
For
For
1g
Elect Director William U. Parfet
For
For
1h
Elect Director George H. Poste
For
For
1i
Elect Director Robert J. Stevens
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Report on Lobbying Payments and Policy
Against
For
5
Adopt Proxy Access Right
Against
For
6
Require Independent Board Chairman
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Absorption of Energetica Camacari
Muricy I S.A. (Muricy)
For
For
2
Approve Absorption of Arembepe Energia
S.A. (Arembepe)
For
For
Petroleo Brasileiro SA-Petrobras
Meeting Date: 01/30/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Petroleo Brasileiro SA-Petrobras
Meeting Date: 01/30/2015
Country: Brazil
Meeting Type: Special
Page 544 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Approve Absorption of Energetica Camacari
Muricy I S.A. (Muricy)
For
For
2
Approve Absorption of Arembepe Energia
S.A. (Arembepe)
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director John Tyson
For
For
1b
Elect Director Kathleen M. Bader
For
For
1c
Elect Director Gaurdie E. Banister, Jr.
For
For
1d
Elect Director Jim Kever
For
For
1e
Elect Director Kevin M. McNamara
For
For
1f
Elect Director Brad T. Sauer
For
For
1g
Elect Director Donnie Smith
For
For
1h
Elect Director Robert Thurber
For
For
1i
Elect Director Barbara A. Tyson
For
For
2
Ratify Auditors
For
For
3
Implement a Water Quality Stewardship
Policy
Against
For
4
Approve Recapitalization Plan for all Stock to
Have One-vote per Share
Against
For
5
Report on Practices to Mitigate Palm Oil
Sourcing Impacts
Against
For
Tyson Foods, Inc.
Meeting Date: 01/30/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 545 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Meeting Date: 02/03/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Reappoint KPMG Audit plc as Auditors
For
For
4
Authorise Board to Fix Remuneration of
Auditors
For
For
5
Re-elect Julie Chakraverty as Director
For
For
6
Re-elect Roger Cornick as Director
For
For
7
Re-elect Martin Gilbert as Director
For
For
8
Re-elect Andrew Laing as Director
For
For
9
Re-elect Rod MacRae as Director
For
For
10
Re-elect Richard Mully as Director
For
For
11
Re-elect Jim Pettigrew as Director
For
For
12
Re-elect Bill Rattray as Director
For
For
13
Re-elect Anne Richards as Director
For
For
14
Re-elect Jutta af Rosenborg as Director
For
For
15
Re-elect Akira Suzuki as Director
For
For
16
Re-elect Simon Troughton as Director
For
For
17
Re-elect Hugh Young as Director
For
For
18
Approve Remuneration Report
For
For
19
Authorise Issue of Equity with Pre-emptive
Rights
For
For
20
Authorise Issue of Equity without Preemptive Rights
For
For
21
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
22
Authorise Market Purchase of Ordinary Shares
For
For
23
Authorise EU Political Donations and
Expenditure
For
For
Page 546 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Emerson Electric Co.
Meeting Date: 02/03/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director A. F. Golden
For
For
1.2
Elect Director W. R. Johnson
For
For
1.3
Elect Director C. Kendle
For
For
1.4
Elect Director J. S. Turley
For
For
1.5
Elect Director A. A. Busch, III
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Approve Omnibus Stock Plan
For
For
4
Amend Executive Incentive Bonus Plan
For
For
5
Ratify Auditors
For
For
6
Report on Sustainability, Including GHG Goals
Against
For
7
Report on Political Contributions
Against
For
8
Report on Lobbying Payments and Policy
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Bruno Guilmart
For
For
1.2
Elect Director Gregory F. Milzcik
For
For
2
Ratify Auditors
For
For
3
Amend Omnibus Stock Plan
For
For
4
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Kulicke and Soffa Industries, Inc.
Meeting Date: 02/03/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 547 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oshkosh Corporation
Meeting Date: 02/03/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Richard M. Donnelly
For
For
1.2
Elect Director Peter B. Hamilton
For
For
1.3
Elect Director Kathleen J. Hempel
For
For
1.4
Elect Director Leslie F. Kenne
For
For
1.5
Elect Director Stephen D. Newlin
For
For
1.6
Elect Director Craig P. Omtvedt
For
For
1.7
Elect Director Duncan J. Palmer
For
For
1.8
Elect Director John S. Shiely
For
For
1.9
Elect Director Richard G. Sim
For
For
1.10
Elect Director Charles L. Szews
For
For
1.11
Elect Director William S. Wallace
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
A1
Elect Director Betty C. Alewine
For
For
A2
Elect Director J. Phillip Holloman
For
For
A3
Elect Director Verne G. Istock
For
For
A4
Elect Director Lawrence D. Kingsley
For
For
A5
Elect Director Lisa A. Payne
For
For
B
Ratify Auditors
For
For
Rockwell Automation, Inc.
Meeting Date: 02/03/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 548 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rockwell Automation, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
C
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
D
Adopt Majority Voting for Uncontested
Election of Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Jaime Ardila
For
For
1b
Elect Director Dina Dublon
For
For
1c
Elect Director Charles H. Giancarlo
For
For
1d
Elect Director William L. Kimsey
For
For
1e
Elect Director Marjorie Magner
For
For
1f
Elect Director Blythe J. McGarvie
For
For
1g
Elect Director Pierre Nanterme
For
For
1h
Elect Director Gilles C. Pelisson
For
For
1i
Elect Director Paula A. Price
For
For
1j
Elect Director Wulf von Schimmelmann
For
For
1k
Elect Director Frank K. Tang
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Auditors
For
For
4
Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights
For
For
5
Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
For
6
Authorize the Holding of the 2016 AGM at a
Location Outside Ireland
For
For
7
Authorize Open-Market Purchases of Class A
Ordinary Shares
For
Against
8
Determine the Price Range at which
Accenture Plc can Re-issue Shares that it
Acquires as Treasury Stock
For
For
Accenture plc
Meeting Date: 02/04/2015
Country: Ireland
Meeting Type: Annual
Proposal
Number
Page 549 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Atmos Energy Corporation
Meeting Date: 02/04/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Robert W. Best
For
For
1b
Elect Director Kim R. Cocklin
For
For
1c
Elect Director Richard W. Douglas
For
For
1d
Elect Director Ruben E. Esquivel
For
For
1e
Elect Director Richard K. Gordon
For
For
1f
Elect Director Robert C. Grable
For
For
1g
Elect Director Thomas C. Meredith
For
For
1h
Elect Director Nancy K. Quinn
For
For
1i
Elect Director Richard A. Sampson
For
For
1j
Elect Director Stephen R. Springer
For
For
1k
Elect Director Richard Ware II
For
For
2
Ratify Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Mgmt Rec
Vote
Instruction
China Railway Construction Corporation Ltd.
Meeting Date: 02/05/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
ORDINARY BUSINESS
1
Approve Satisfaction of the Conditions for
Non-Public Issuance of A Shares of the
Company
For
For
2
Approve Feasibility Analysis Report on the
Use of Proceeds from the Fund Raising of the
Non-public Issuance of Shares of the
Company
For
For
Page 550 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Approve Report on the Use of Proceeds from
the Previous Fund Raising
For
For
4
Approve Amendments to the Administrative
Measures on Fund Raising of the Company
For
For
5
Approve Plan of the Overseas Listing of
Kunming China Railway Large Maintenance
Machinery Co., Ltd.
For
For
6
Approve Compliance of the Overseas Listing
of Kunming China Railway Large Maintenance
Machinery Co., Ltd. with the Circular on
Issues in Relation to Regulating Overseas
Listing of Subsidiaries of Domestic Listed
Companies
For
For
7
Approve Undertaking of the Company to
Maintain its Independent Listing Status
For
For
8
Approve Description of Sustained Profitability
and Prospects of the Company
For
For
9
Authorize Board and its Authorized Persons
to Deal with Matters Relating to the Spin-off
and Listing of Kunming China Railway Large
Maintenance Machinery Co., Ltd.
For
For
10
Elect Qi Xiaofei as Director
For
For
SPECIAL BUSINESS
1.01
Approve Class and Par Value of Shares to be
Issued in Relation to Non-public Issuance of
A Shares
For
For
1.02
Approve Target Subscribers in Relation to
Non-public Issuance of A Shares
For
For
1.03
Approve Number of Shares to be Issued and
the Method of Subscription in Relation to
Non-public Issuance of A Shares
For
For
1.04
Approve Method of Issuance in Relation to
Non-public Issuance of A Shares
For
For
1.05
Approve Pricing Benchmark Date, Issue Price
and Method of Pricing in Relation to Nonpublic Issuance of A Shares
For
For
1.06
Approve Lock-up Period Arrangement in
Relation to Non-public Issuance of A Shares
For
For
1.07
Approve Place of Listing in Relation to Nonpublic Issuance of A Shares
For
For
1.08
Approve Use of proceeds from Fund Raising
in Relation to Non-public Issuance of A
Shares
For
For
1.09
Approve Accumulated Profit Distribution of
the Company Prior to the Non-public
Issuance of A Shares
For
For
Page 551 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.10
Approve Valid Term of the Resolution
Relating to the Non-public Issuance of A
Shares
For
For
2
Approve Plan on the Non-public Issuance of
A Shares of the Company
For
For
3
Authorize Board and its Authorized Persons
to Deal with Matters Relating to the Nonpublic Issuance of A Shares
For
For
4
Approve Shareholders' Return Plan for the
Coming Three Years (2015-2017)
For
For
5
Approve Amendments to Articles of
Association
For
For
6
Amend Rules and Procedures Regarding
General Meetings of Shareholders
For
For
Mgmt Rec
Vote
Instruction
China Railway Construction Corporation Ltd.
Meeting Date: 02/05/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
CLASS MEETING FOR HOLDERS OF H SHARES
SPECIAL BUSINESS
1.01
Approve Class and Par Value of Shares to be
Issued in Relation to Non-public Issuance of
A-shares
For
For
1.02
Approve Target Subscribers in Relation to
Non-public Issuance of A-shares
For
For
1.03
Approve Number of Shares to be Issued and
the Method of Subscription in Relation to
Non-public Issuance of A-shares
For
For
1.04
Approve Method of Issuance in Relation to
Non-public Issuance of A-shares
For
For
1.05
Approve Pricing Benchmark Date, Issue Price
and Method of Pricing in Relation to Nonpublic Issuance of A-shares
For
For
1.06
Approve Lock-up Period Arrangement in
Relation to Non-public Issuance of A-shares
For
For
1.07
Approve Place of Listing in Relation to Nonpublic Issuance of A-shares
For
For
1.08
Approve Use of Proceeds from Fund Raising
For
For
Page 552 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Construction Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.09
Approve Accumulated Profit Distribution of
the Company Prior to the Non-public
Issuance of A-shares
For
For
1.10
Approve Valid Term of the Resolution
Relating to the Non-public Issuance of Ashares
For
For
2
Approve Plan on the Non-public Issuance of
A Shares of the Company
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
4
Approve Final Dividend
For
For
5
Elect Carol Arrowsmith as Director
For
For
6
Re-elect Dominic Blakemore as Director
For
For
7
Re-elect Richard Cousins as Director
For
For
8
Re-elect Gary Green as Director
For
For
9
Re-elect Andrew Martin as Director
For
For
10
Re-elect John Bason as Director
For
For
11
Re-elect Susan Murray as Director
For
For
12
Re-elect Don Robert as Director
For
For
13
Re-elect Sir Ian Robinson as Director
For
For
14
Re-elect Paul Walsh as Director
For
For
15
Appoint KPMG LLP as Auditors
For
For
16
Authorise Board to Fix Remuneration of
Auditors
For
For
17
Authorise EU Political Donations and
Expenditure
For
For
Compass Group plc
Meeting Date: 02/05/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 553 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compass Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
18
Amend Long Term Incentive Plan 2010
For
For
19
Authorise Issue of Equity with Pre-emptive
Rights
For
For
20
Authorise Issue of Equity without Preemptive Rights
For
For
21
Authorise Market Purchase of Ordinary Shares
For
For
22
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director William D. Anderson
For
For
1.2
Elect Director Donald C. Berg
For
For
1.3
Elect Director Glenn J. Chamandy
For
For
1.4
Elect Director Russell Goodman
For
For
1.5
Elect Director Russ Hagey
For
For
1.6
Elect Director George Heller
For
For
1.7
Elect Director Anne Martin-Vachon
For
For
1.8
Elect Director Sheila O'Brien
For
For
1.9
Elect Director Gonzalo F. Valdes-Fauli
For
For
2
Advisory Vote on Executive Compensation
Approach
For
Against
3
Ratify KPMG LLP as Auditors
For
For
Gildan Activewear Inc.
Meeting Date: 02/05/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 02/05/2015
Country: China
Meeting Type: Special
Page 554 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ping An Insurance (Group) Co. of China, Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Key Employee Share Purchase
Scheme
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Anthony J. Carbone
For
For
1.2
Elect Director Robert K. Ortberg
For
For
1.3
Elect Director Cheryl L. Shavers
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Auditors
For
For
4
Approve Omnibus Stock Plan
For
Against
Mgmt Rec
Vote
Instruction
1
Rockwell Collins, Inc.
Meeting Date: 02/05/2015
Country: USA
Meeting Type: Annual
Proposal
Number
YPF Sociedad Anonima
Meeting Date: 02/05/2015
Country: Argentina
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Designate Two Shareholders to Sign Minutes
of Meeting
For
For
2
Authorize Increase of Global Program for
Bond Issuance up to USD 8 Billion
For
For
Page 555 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Natura Cosmeticos S.A.
Meeting Date: 02/06/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Stock Option Plan
For
For
2
Approve Restricted Stock Plan
For
For
3
Amend Remuneration of Company's
Management
For
For
Mgmt Rec
Vote
Instruction
Tata Chemicals Ltd.
Meeting Date: 02/09/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Amend Memorandum of Association Re:
Corporate Purpose
For
For
2
Elect V.P. Rishi as Independent Director
For
For
Mgmt Rec
Vote
Instruction
Tiger Brands Ltd
Meeting Date: 02/09/2015
Country: South Africa
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Present the Report from the Social, Ethics
and Transformation Committee
2.1
Accept Financial Statements and Statutory
Reports for the Year Ended 30 September
2014
2.2.1
Re-elect Bheki Sibiya as Director
For
For
2.2.2
Re-elect Richard Dunne as Director
For
For
Page 556 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tiger Brands Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.2.3
Re-elect Peter Matlare as Director
For
For
2.2.4
Re-elect Funke Ighodaro as Director
For
For
2.3
Approve Remuneration Policy
For
For
2.4.1
Re-elect Richard Dunne as Member of Audit
Committee
For
For
2.4.2
Re-elect Khotso Mokhele as Member of Audit
Committee
For
For
2.4.3
Re-elect Rob Nisbet as Member of Audit
Committee
For
For
2.5
Reappoint Ernst & Young Inc as Auditors of
the Company
For
For
2.6
Authorise Board to Ratify and Execute
Approved Resolutions
For
For
3.1
Approve Financial Assistance to Related and
Inter-related Parties
For
For
3.2
Approve Remuneration of Non-executive
Directors, including the Chairman and Deputy
Chairman Effective from 1 March 2015
For
For
3.3
Approve Remuneration of Non-executive
Directors who Participate in Subcommittees
of the Board Effective from 1 March 2015
For
For
3.4
Approve Increase of Fees Payable to NonExecutive Directors who Attend Unscheduled
Meetings of the Board and who Undertake
Additional Work
For
For
3.5
Authorise Repurchase of Issued Share Capital
For
For
Mgmt Rec
Vote
Instruction
Datang International Power Generation Co. Ltd
Meeting Date: 02/10/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
1.1
Approve Extension of Term for Framework
Agreement of Sale of Natural Gas and the
Sale and Purchase Contract
For
For
1.2
Approve Extension of Term for Sale and
Purchase Contract of Chemical Products
(Duolun)
For
For
Page 557 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Continuing Connected Transactions
of the Company's Sales and Purchase of Coal
(2015)
For
For
3
Approve Financial Guarantee for 2015
None
Against
4
Approve Provision for Impairment
None
For
5
Approve Issue of Non-public Debt Financing
Instruments
For
For
Mgmt Rec
Vote
Instruction
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director David Brownlie
For
For
1.2
Elect Director John Furlong
For
For
1.3
Elect Director Russell Goodman
For
For
1.4
Elect Director R. Scott Hutcheson
For
For
1.5
Elect Director Peter McDermott
For
For
1.6
Elect Director Eric Resnick
For
For
1.7
Elect Director Graham Savage
For
For
2
Approve KPMG LLP as Auditors and Authorize
Board to Fix Their Remuneration
For
For
NTPC Ltd.
Meeting Date: 02/10/2015
Country: India
Meeting Type: Court
Proposal
Number
Proposal Text
Court-Ordered Meeting for Shareholders
1
Approve Scheme of Arrangement
Whistler Blackcomb Holdings Inc
Meeting Date: 02/11/2015
Country: Canada
Meeting Type: Annual/Special
Proposal
Number
Page 558 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Whistler Blackcomb Holdings Inc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Amend Articles
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Policy
For
For
3
Approve Remuneration Report
For
For
4
Approve Ordinary Dividend
For
For
5
Elect Dr Andreas Bierwirth as Director
For
For
6
Elect Francois Rubichon as Director
For
For
7
Re-elect John Barton as Director
For
For
8
Re-elect Charles Gurassa as Director
For
For
9
Re-elect Carolyn McCall as Director
For
For
10
Re-elect Chris Kennedy as Director
For
For
11
Re-elect Adele Anderson as Director
For
For
12
Re-elect John Browett as Director
For
For
13
Re-elect Keith Hamill as Director
For
For
14
Re-elect Andy Martin as Director
For
For
15
Reappoint PricewaterhouseCoopers LLP as
Auditors
For
For
16
Authorise Board to Fix Remuneration of
Auditors
For
For
17
Authorise EU Political Donations and
Expenditure
For
For
18
Authorise Issue of Equity with Pre-emptive
Rights
For
For
19
Approve Long Term Incentive Plan
For
For
20
Approve UK Sharesave Plan
For
For
3
easyJet plc
Meeting Date: 02/12/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Page 559 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
easyJet plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
21
Approve International Sharesave Plan
For
For
22
Approve Share Incentive Plan
For
For
23
Authorise Issue of Equity without Preemptive Rights
For
For
24
Authorise Market Purchase of Ordinary Shares
For
For
25
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
Mgmt Rec
Vote
Instruction
Infineon Technologies AG
Meeting Date: 02/12/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.18 per Share
For
Do Not
Vote
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
Do Not
Vote
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
Do Not
Vote
5
Ratify KPMG AG as Auditors for Fiscal
2014/2015
For
Do Not
Vote
6.1
Elect Peter Bauer to the Supervisory Board
For
Do Not
Vote
6.2
Elect Herbert Diess to the Supervisory Board
For
Do Not
Vote
6.3
Elect Hans-Ulrich Holdenried to the
Supervisory Board
For
Do Not
Vote
6.4
Elect Renate Koecher to the Supervisory
Board
For
Do Not
Vote
6.5
Elect Wolfgang Mayrhuber to the Supervisory
Board
For
Do Not
Vote
6.6
Elect Manfred Puffer to the Supervisory Board
For
Do Not
Vote
6.7
Elect Doris Schmitt-Landsiedel to the
Supervisory Board
For
Do Not
Vote
Page 560 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infineon Technologies AG
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
6.8
Elect Eckart Suenner to the Supervisory Board
For
Do Not
Vote
7
Approve Cancellation of Conditional Capital
2009/1
For
Do Not
Vote
8
Approve Cancellation of Authorized Capital
2010/II
For
Do Not
Vote
9
Approve Creation of EUR 676 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
Do Not
Vote
10
Amend Articles Re: Direction and Course of
Annual General Meeting
For
Do Not
Vote
11
Approve Affiliation Agreement with
Subsidiary Infineon Technologies Mantel 27
GmbH
For
Do Not
Vote
Varian Medical Systems, Inc.
Meeting Date: 02/12/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Timothy E. Guertin
For
For
1.2
Elect Director David J. Illingworth
For
For
1.3
Elect Director Ruediger Naumann-Etienne
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Auditors
For
For
Mgmt Rec
Vote
Instruction
Huadian Power International Corporation Ltd.
Meeting Date: 02/13/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
SPECIAL RESOULTIONS
Page 561 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huadian Power International Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
Against
2.1
Approve Class of Shares to be Issued in
Relation to the Additional A Shares Issue
For
Against
2.2
Approve Nominal Value Per Share in Relation
to the Additional A Shares Issue
For
Against
2.3
Approve Target Subscriber and Lock-up
Period in Relation to the Additional A Shares
Issue
For
Against
2.4
Approve Method of Issuance in Relation to
the Additional A Shares Issue
For
Against
2.5
Approve Method of Subscription in Relation
to the Additional A Shares Issue
For
Against
2.6
Approve Determination Date of the Issuance
Price in Relation to the Additional A Shares
Issue
For
Against
2.7
Approve Number of Shares to be Issued in
Relation to the Additional A Shares Issue
For
Against
2.8
Approve Listing Arrangement in Relation to
the Additional A Shares Issue
For
Against
2.9
Approve Use of Proceeds in Relation to the
Additional A Shares Issue
For
For
2.10
Approve Arrangement of Retained Profits in
Relation to the Additional A Shares Issue
For
Against
2.11
Approve Validity Period of the Resolution in
Relation to the Additional A Shares Issue
For
Against
3
Approve China Huadian A Shares
Subscription Agreement and Related
Transactions
For
Against
4
Amend Articles of Association
For
Against
ORDINARY RESOLUTIONS
5
Approve the Condtions for Non Public
Issuance of A Shares Under the
Administrative Measures for the Issuance of
Securities by Listed Companies of PRC
For
Against
6
Approve Feasibility Analysis on the Use of
Proceeds from the Additional A Shares Issue
For
For
7
Approve Report on the Previous Use of
Proceeds from the Additional A Shares Issue
For
For
Jack in the Box Inc.
Meeting Date: 02/13/2015
Country: USA
Meeting Type: Annual
Page 562 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jack in the Box Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Leonard A. Comma
For
For
1b
Elect Director David L. Goebel
For
For
1c
Elect Director Sharon P. John
For
For
1d
Elect Director Madeleine A. Kleiner
For
For
1e
Elect Director Michael W. Murphy
For
For
1f
Elect Director James M. Myers
For
For
1g
Elect Director David M. Tehle
For
For
1h
Elect Director John T. Wyatt
For
For
2
Ratify KPMG LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Mgmt Rec
Vote
Instruction
CITIC Securities Co., Ltd.
Meeting Date: 02/16/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
Special Business
1.1
Approve Class of Shares to be Issued
Relating to the Proposed New H Share Issue
For
Against
1.2
Approve Time of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.3
Approve Method of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.4
Approve Target Places Target Relating to the
Proposed New H Share Issue
For
Against
1.5
Approve Pricing Mechanism Relating to the
Proposed New H Share Issue
For
Against
1.6
Approve Method of Subscription Relating to
the Proposed New H Share Issue
For
Against
Page 563 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.7
Approve Size of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.8
Approve Accumulated Profits Relating to the
Proposed New H Share Issue
For
Against
1.9
Approve Use of Proceeds from the Proposed
New H Share Issue
For
For
1.10
Approve Validity Period of the Resolutions
Relating to the Proposed New H Share Issue
For
Against
1.11
Amend Articles of Association Relating to the
Proposed New H Share Issue
For
Against
1.12
Authorized Board to Deal with All Matters
Relating to the Proposed New H Share
For
For
For
For
Mgmt Rec
Vote
Instruction
Ordinary Business
2
Approve Report on the Use of Proceeds from
the Previous Fundraising Activities of the
Company
CITIC Securities Co., Ltd.
Meeting Date: 02/16/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
CLASS MEETING FOR HOLDERS OF H SHARES
1.1
Approve Class of Shares to be Issued
Relating to the Proposed New H Share Issue
For
Against
1.2
Approve Time of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.3
Approve Method of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.4
Approve Target Places Target Relating to the
Proposed New H Share Issue
For
Against
1.5
Approve Pricing Mechanism Relating to the
Proposed New H Share Issue
For
Against
1.6
Approve Method of Subscription Relating to
the Proposed New H Share Issue
For
Against
1.7
Approve Size of Issuance Relating to the
Proposed New H Share Issue
For
Against
1.8
Approve Accumulated Profits Relating to the
Proposed New H Share Issue
For
Against
Page 564 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.9
Approve Use of Proceeds from the Proposed
New H Share Issue
For
For
1.10
Approve Validity Period of the Resolutions
Relating to the Proposed New H Share Issue
For
Against
1.11
Amend Articles of Association Relating to the
Proposed New H Share Issue
For
Against
1.12
Authorized Board to Deal with All Matters
Relating to the Proposed New H Share
For
For
Mgmt Rec
Vote
Instruction
Eurasia Drilling Company Ltd.
Meeting Date: 02/16/2015
Country: Cayman Islands
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for GDR Holders
1
Approve Merger with EDC Acquisition
Company Ltd
For
Do Not
Vote
Coca-Cola Amatil Ltd.
Meeting Date: 02/17/2015
Country: Australia
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Approve the Disposal of Ownership Interest
in PT Coca-Cola Bottling Indonesia
For
For
Sistema JSFC
Meeting Date: 02/17/2015
Country: Russia
Meeting Type: Special
Page 565 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sistema JSFC
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for GDR Holders
1
Approve New Edition of Regulations on
General Meetings
For
Against
2
Approve New Edition of Regulations on
Board of Directors
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Deborah A. Beck
For
For
1.2
Elect Director George S. Dotson
For
For
1.3
Elect Director Jack E. Golden
For
For
1.4
Elect Director Hans Helmerich
For
For
1.5
Elect Director Jeffrey A. Miller
For
For
1.6
Elect Director James R. Montague
For
For
1.7
Elect Director Robert J. Saltiel
For
For
1.8
Elect Director Phil D. Wedemeyer
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
Atwood Oceanics, Inc.
Meeting Date: 02/18/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Talisman Energy Inc.
Meeting Date: 02/18/2015
Country: Canada
Meeting Type: Special
Page 566 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Talisman Energy Inc.
Proposal
Number
1
Proposal Text
Mgmt Rec
Approve Plan of Arrangement
For
Vote
Instruction
Raymond James Financial, Inc.
Meeting Date: 02/19/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Shelley G. Broader
For
For
1.2
Elect Director Jeffrey N. Edwards
For
For
1.3
Elect Director Benjamin C. Esty
For
For
1.4
Elect Director Francis S. Godbold
For
For
1.5
Elect Director Thomas A. James
For
For
1.6
Elect Director Gordon L. Johnson
For
For
1.7
Elect Director Paul C. Reilly
For
For
1.8
Elect Director Robert P. Saltzman
For
For
1.9
Elect Director Hardwick Simmons
For
For
1.10
Elect Director Susan N. Story
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Amend Board Qualifications
For
Against
4
Ratify KPMG LLP as Auditors
For
For
Metro AG
Meeting Date: 02/20/2015
Country: Germany
Meeting Type: Annual
Page 567 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metro AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.90 per Ordinary Share and EUR
1.13 per Preference Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
For
5
Ratify KPMG AG as Auditors for Fiscal
2014/2015
For
For
6
Elect Gwyn Burr to the Supervisory Board
For
For
7
Approve Remuneration System for
Management Board Members
For
For
8
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
For
9
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
For
10
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds with
Partial Exclusion of Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 127.8
Million Pool of Capital to Guarantee
Conversion Rights
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Change Location of Company Headquarters
For
For
2
Amend Articles to Reflect Changes in Capital
For
For
3
Amend Articles 23 and 26
For
For
4
Consolidate Bylaws
For
For
MRV Engenharia e Participacoes SA
Meeting Date: 02/20/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Page 568 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MRV Engenharia e Participacoes SA
Proposal
Number
5
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Marco Aurelio de Vasconcelos Cancado
as Director
For
For
Mgmt Rec
Vote
Instruction
KONE Corporation
Meeting Date: 02/23/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.1975 per Class A Share and EUR
1.20 per Class B Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 54,000 for Chairman, EUR
44,000 for Vice Chairman, and EUR 33,000
for Other Directors; Approve Attendance
Fees for Board and Committee Work
For
For
11
Fix Number of Directors at Nine
For
For
12
Reelect Matti Alahuhta, Anne Brunila, Antti
Herlin, Jussi Herlin, Ravi Kant,
JuhaniKaskeala, and Sirpa Pietikainen as
Directors; Elect Iiris Herlin and Kazunori
Matsubara as New Directors
For
Against
13
Approve Remuneration of Auditors
For
For
14
Fix Number of Auditors at Two
For
For
15
Ratify PricewaterhouseCoopers and Niina
Vilske as Auditors
For
For
Page 569 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KONE Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
16
Authorize Share Repurchase Program
For
For
17
Approve Issuance of up to 7.6 Million Class A
Shares and 44.8 Million Class B Shares
without Preemptive Rights
For
For
18
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
1
Amend Articles Re: Election of Shareholder
Representatives
For
Against
2
Amend Articles Re: Election of Supervisory
Board
For
Against
3
Amend Articles Re: Election of Chairman and
Vice-Chairman
For
For
Mgmt Rec
Vote
Instruction
Jyske Bank A/S
Meeting Date: 02/24/2015
Country: Denmark
Meeting Type: Special
Proposal
Number
Liberty Global plc
Meeting Date: 02/24/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for Class C Shareholders
1
Adopt New Articles of Association
For
Against
2
Amend Articles of Association with Respect
to Voting on the Variation of Rights Attached
to Classes of Shares
For
Against
Cheung Kong (Holdings) Limited
Meeting Date: 02/25/2015
Country: Hong Kong
Meeting Type: Special
Page 570 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cheung Kong (Holdings) Limited
Proposal
Number
1
Proposal Text
Mgmt Rec
Approve Scheme of Arrangement
For
Vote
Instruction
Do Not
Vote
Cheung Kong (Holdings) Limited
Meeting Date: 02/25/2015
Country: Hong Kong
Meeting Type: Court
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Court Meeting
1
Approve Scheme of Arrangement
For
Do Not
Vote
Deere & Company
Meeting Date: 02/25/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Samuel R. Allen
For
For
1b
Elect Director Crandall C. Bowles
For
For
1c
Elect Director Vance D. Coffman
For
For
1d
Elect Director Charles O. Holliday, Jr.
For
For
1e
Elect Director Dipak C. Jain
For
For
1f
Elect Director Michael O. Johanns
For
For
1g
Elect Director Clayton M. Jones
For
For
1h
Elect Director Joachim Milberg
For
For
1i
Elect Director Richard B. Myers
For
For
1j
Elect Director Gregory R. Page
For
For
Page 571 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Deere & Company
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1k
Elect Director Thomas H. Patrick
For
For
1l
Elect Director Sherry M. Smith
For
For
2
Provide Right to Call Special Meeting
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Omnibus Stock Plan
For
Against
5
Amend Executive Incentive Bonus Plan
For
Against
6
Ratify Deloitte & Touche LLP as Auditors
For
For
Mgmt Rec
Vote
Instruction
Novozymes A/S
Meeting Date: 02/25/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
For
3
Approve Allocation of Income and Dividends
of DKK 3.00 Per Share
For
For
4
Approve Remuneration of Directors in the
Amount of DKK 1.5 Million for Chairman,
DKK 1.0 Million for Vice Chairman, and DKK
500,000 for Other Members; Approve
Remuneration for Commitee Work
For
For
5
Reelect Henrik Gurtler (Chairman) as Director
For
For
6
Reelect Agnete Raaschou-Nielsen (Vice
Chairman) as Director
For
For
7a
Reelect Lars Green as Director
For
For
7b
Reelect Lena Olving as Director
For
For
7c
Reelect Jorgen Buhl Rasmussen as Director
For
For
7d
Reelect Mathias Uhlen as Director
For
For
7e
Elect Heinz-Jurgen Bertram as New Director
For
For
8
Ratify PricewaterhouseCoopers as Auditors
For
Abstain
Page 572 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novozymes A/S
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9a
Approve DKK 13.4 Million Reduction in Share
Capital via Share Cancellation
For
For
9b
Approve Creation of DKK 62.6 Million Pool of
Capital without Preemptive Rights
(Acquisitions)
For
For
9c
Approve Creation of DKK 62.6 Million Pool of
Capital without Preemptive Rights (Cash)
For
For
9d
Approve Issuance of Warrants to Employees;
Approve Creation of Pool of Conditional
Capital to Guarantee Conversion Rights
For
For
9e
Authorize Editorial Changes to Adopted
Resolutions in Connection with Registration
with Danish Authorities
For
For
10
Other Business
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Reelect Yaacov Dior as External Director for
an Additional Three Year Period
For
For
1.2
Reelect Miriam Haran as External Director for
an Additional Three Year Period
For
For
2.1
Elect Geoffrey E. Merszei as Director Until
the End of the Next Annual General Meeting
For
For
2.2
Elect Shimon Eckhaus as Director Until the
End of the Next Annual General Meeting
For
For
2.3
Elect Stefan Borgas as Director Until the End
of the Next Annual General Meeting
For
For
3.1
Approve Compensation of Directors,
Excluding Directors Employed by Israel
Corporation Ltd. or the Company and Aviad
Kaufman
For
For
3.2
Grant Restricted Shares to Directors
Employed by Israel Corporation Ltd.,
Assignment of Grant to Israel Corporation
Ltd. if Applicable; Approve Compensation of
Aviad Kaufman, Assignment of
Compensation to Millenium Investments Elad
Ltd., if Applicable
For
For
ICL-Israel Chemicals Ltd.
Meeting Date: 02/26/2015
Country: Israel
Meeting Type: Special
Proposal
Number
Page 573 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICL-Israel Chemicals Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Approve Amendment and Renewal of
Management Services Agreement with Israel
Corporation Ltd. and/or H.L. Management
and Consulting (1986) Ltd.
For
For
A
Vote FOR if you are a controlling shareholder
or have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an
explanation to your account manager
None
Against
Please Select Any Category Which Applies to
You as a Shareholder or as a Holder of
Power of Attorney
B1
If you are an Interest Holder as defined in
Section 1 of the Securities Law, 1968, vote
FOR. Otherwise, vote against.
None
Against
B2
If you are a Senior Officer as defined in
Section 37(D) of the Securities Law, 1968,
vote FOR. Otherwise, vote against.
None
Against
B3
If you are an Institutional Investor as defined
in Regulation 1 of the Supervision Financial
Services Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR.
Otherwise, vote against.
None
Against
Mgmt Rec
Vote
Instruction
Osram Licht AG
Meeting Date: 02/26/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2013/2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.90 per Share
For
Do Not
Vote
3
Approve Discharge of Management Board for
Fiscal 2013/2014
For
Do Not
Vote
4
Approve Discharge of Supervisory Board for
Fiscal 2013/2014
For
Do Not
Vote
5
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2014/2015
For
Do Not
Vote
6
Elect Werner Brandt to the Supervisory Board
For
Do Not
Vote
Page 574 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Osram Licht AG
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
7
Approve Remuneration System for
Management Board Members
For
Do Not
Vote
8
Authorize Use of Financial Derivatives when
Repurchasing Shares
For
Do Not
Vote
9
Approve Affiliation Agreement with
Subsidiary OSRAM Beteiligungen GmbH
For
Do Not
Vote
State Bank Of India
Meeting Date: 02/26/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Raymond B. Woolson
For
For
1.2
Elect Director Ronald R. Redell
For
For
Mgmt Rec
Vote
Instruction
1
DoubleLine Income Solutions Fund
Meeting Date: 02/27/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Infosys Ltd.
Meeting Date: 02/27/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
Page 575 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infosys Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect J.S. Lehman as Independent Director
For
For
2
Elect J.W. Etchemendy as Independent
Director
For
For
Mgmt Rec
Vote
Instruction
Infosys Ltd.
Meeting Date: 02/27/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Elect J.S. Lehman as Independent Director
For
For
2
Elect J.W. Etchemendy as Independent
Director
For
For
Mgmt Rec
Vote
Instruction
Novartis AG
Meeting Date: 02/27/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Discharge of Board and Senior
Management
For
For
3
Approve Allocation of Income and Dividends
of CHF 2.60 per Share
For
For
4
Approve CHF 14.6 Million Reduction in Share
Capital via Cancellation of Repurchased
Shares
For
For
5
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed Companies
For
For
6.1
Approve Maximum Remuneration of Board of
Directors in the Amount of CHF 7.7 Million
For
For
Page 576 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6.2
Approve Maximum Remuneration of
Executive Committee in the Amount of CHF
84 Million
For
For
6.3
Approve Remuneration Report
For
For
7.1
Reelect Joerg Reinhardt as Director and
Board Chairman
For
For
7.2
Reelect Dimitri Azar as Director
For
For
7.3
Reelect Verena Briner as Director
For
For
7.4
Reelect Srikant Datar as Director
For
For
7.5
Reelect Ann Fudge as Director
For
For
7.6
Reelect Pierre Landolt as Director
For
For
7.7
Reelect Andreas von Planta as Director
For
For
7.8
Reelect Charles Sawyers as Director
For
For
7.9
Reelect Enrico Vanni as Director
For
For
7.10
Reelect William Winters as Director
For
For
7.11
Elect Nancy Andrews as Director
For
For
8.1
Appoint Srikant Datar as Member of the
Compensation Committee
For
For
8.2
Appoint Ann Fudge as Member of the
Compensation Committee
For
For
8.3
Appoint Enrico Vanni as Member of the
Compensation Committee
For
For
8.4
Appoint William Winters as Member of the
Compensation Committee
For
For
9
Ratify PricewaterhouseCoopers AG as
Auditors
For
For
10
Designate Peter Zahn as Independent Proxy
For
For
11
Transact Other Business (Voting)
For
Against
Novartis AG
Meeting Date: 02/27/2015
Country: Switzerland
Meeting Type: Annual
Page 577 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Discharge of Board and Senior
Management
For
For
3
Approve Allocation of Income and Dividends
of CHF 2.60 per Share
For
For
4
Approve CHF 14.6 Million Reduction in Share
Capital via Cancellation of Repurchased
Shares
For
For
5
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed Companies
For
For
6.1
Approve Maximum Remuneration of Board of
Directors in the Amount of CHF 7.7 Million
For
For
6.2
Approve Maximum Remuneration of
Executive Committee in the Amount of CHF
84 Million
For
For
6.3
Approve Remuneration Report
For
For
7.1
Reelect Joerg Reinhardt as Director and
Board Chairman
For
For
7.2
Reelect Dimitri Azar as Director
For
For
7.3
Reelect Verena Briner as Director
For
For
7.4
Reelect Srikant Datar as Director
For
For
7.5
Reelect Ann Fudge as Director
For
For
7.6
Reelect Pierre Landolt as Director
For
For
7.7
Reelect Andreas von Planta as Director
For
For
7.8
Reelect Charles Sawyers as Director
For
For
7.9
Reelect Enrico Vanni as Director
For
For
7.10
Reelect William Winters as Director
For
For
7.11
Elect Nancy Andrews as Director
For
For
8.1
Appoint Srikant Datar as Member of the
Compensation Committee
For
For
8.2
Appoint Ann Fudge as Member of the
Compensation Committee
For
For
8.3
Appoint Enrico Vanni as Member of the
Compensation Committee
For
For
8.4
Appoint William Winters as Member of the
Compensation Committee
For
For
Page 578 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9
Ratify PricewaterhouseCoopers AG as
Auditors
For
For
10
Designate Peter Zahn as Independent Proxy
For
For
11
Transact Other Business (Voting)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Amendment to Advisory Agreement
For
For
2
Approve Amendment to Trust Indenture
For
For
Mgmt Rec
Vote
Instruction
For
For
Mgmt Rec
Vote
Instruction
SPDR Gold Trust
Meeting Date: 02/27/2015
Country: USA
Meeting Type: Written Consent
Proposal
Number
Tata Motors Ltd.
Meeting Date: 02/27/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Rights Issue of Ordinary and 'A'
Ordinary Shares
Jaiprakash Power Ventures Ltd.
Meeting Date: 02/28/2015
Country: India
Meeting Type: Court
Proposal
Number
Proposal Text
Court-Ordered Meeting for Shareholders
Page 579 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jaiprakash Power Ventures Ltd.
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Scheme of Arrangement
For
Abstain
Mgmt Rec
Vote
Instruction
TMK OAO
Meeting Date: 03/02/2015
Country: Russia
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR/GDR Holders
1
Approve Related-Party Transaction(s) Re:
Supply Contract(s) with OJSC Sinarsky Pipe
Plant
For
For
2
Approve Related-Party Transaction(s) Re:
Supply Contract(s) with PJSC Seversky Tube
Works
For
For
3
Approve Related-Party Transaction(s) Re:
Supply Contract(s) with OJSC Taganrog
Metallurgical Works
For
For
4
Approve Related-Party Transaction(s) Re:
Supply Contract(s) with OJSC Volzhsk Pipe
Plant
For
For
5
Approve Related-Party Transaction Re:
Guarantee Agreement with Bank VTB
For
Abstain
Mgmt Rec
Vote
Instruction
Banco Santander Brasil SA
Meeting Date: 03/03/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Elect Director as Board Chairman
For
For
2
Ratify Board of Directors
For
For
Page 580 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hologic, Inc.
Meeting Date: 03/03/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Jonathan Christodoro
For
For
1.2
Elect Director Sally W. Crawford
For
For
1.3
Elect Director Scott T. Garrett
For
For
1.4
Elect Director David R. LaVance, Jr.
For
For
1.5
Elect Director Nancy L. Leaming
For
For
1.6
Elect Director Lawrence M. Levy
For
For
1.7
Elect Director Stephen P. MacMillan
For
For
1.8
Elect Director Samuel Merksamer
For
For
1.9
Elect Director Christiana Stamoulis
For
For
1.10
Elect Director Elaine S. Ullian
For
For
1.11
Elect Director Wayne Wilson
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Ernst & Young LLP as Auditors
For
For
4
Submit Severance Agreement (Change-inControl) to Shareholder Vote
Against
For
5
Submit Shareholder Rights Plan (Poison Pill)
to Shareholder Vote
Against
For
Mgmt Rec
Vote
Instruction
For
For
Tata Motors Ltd.
Meeting Date: 03/03/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Approve Rights Issue of Ordinary and 'A'
Ordinary Shares
Page 581 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tekmira Pharmaceuticals Corporation
Meeting Date: 03/03/2015
Country: Canada
Meeting Type: Special
Proposal
Number
Vote
Instruction
Proposal Text
Mgmt Rec
1
Approve Acquisition
For
Do Not
Vote
2
Amend Articles
For
Do Not
Vote
3
Adjourn Meeting
For
Do Not
Vote
4
Other Business
For
Do Not
Vote
The Sage Group plc
Meeting Date: 03/03/2015
Country: United Kingdom
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Final Dividend
For
For
3
Re-elect Donald Brydon as Director
For
For
4
Re-elect Neil Berkett as Director
For
For
5
Re-elect Drummond Hall as Director
For
For
6
Re-elect Steve Hare as Director
For
For
7
Re-elect Jonathan Howell as Director
For
For
8
Elect Stephen Kelly as Director
For
For
9
Elect Inna Kuznetsova as Director
For
For
10
Re-elect Ruth Markland as Director
For
For
11
Appoint Ernst & Young LLP as Auditors
For
For
12
Authorise Board to Fix Remuneration of
Auditors
For
For
13
Approve Remuneration Report
For
For
Page 582 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Sage Group plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
14
Authorise Issue of Equity with Pre-emptive
Rights
For
For
15
Authorise Issue of Equity without Preemptive Rights
For
For
16
Authorise Market Purchase of Ordinary Shares
For
For
17
Authorise the Company to Call EGM with
Two Weeks' Notice
For
For
18
Approve Performance Share Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Ornella Barra
For
For
1.2
Elect Director Steven H. Collis
For
For
1.3
Elect Director Douglas R. Conant
For
For
1.4
Elect Director Richard W. Gochnauer
For
For
1.5
Elect Director Richard C. Gozon
For
For
1.6
Elect Director Lon R. Greenberg
For
For
1.7
Elect Director Jane E. Henney
For
For
1.8
Elect Director Kathleen W. Hyle
For
For
1.9
Elect Director Michael J. Long
For
For
1.10
Elect Director Henry W. McGee
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Provide Right to Act by Written Consent
Against
For
AmerisourceBergen Corporation
Meeting Date: 03/05/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Canadian Western Bank
Meeting Date: 03/05/2015
Country: Canada
Meeting Type: Annual
Page 583 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canadian Western Bank
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Ratify KPMG LLP as Auditors
For
For
2.1
Elect Director Albrecht W.A. Bellstedt
For
For
2.2
Elect Director Andrew J. Bibby
For
For
2.3
Elect Director Christopher H. Fowler
For
For
2.4
Elect Director Linda M.O. Hohol
For
For
2.5
Elect Director Allan W. Jackson
For
For
2.6
Elect Director Robert A. Manning
For
For
2.7
Elect Director Sarah A. Morgan-Silvester
For
For
2.8
Elect Director Robert L. Phillips
For
For
2.9
Elect Director Raymond J. Protti
For
For
2.10
Elect Director Ian M. Reid
For
For
2.11
Elect Director H. Sanford Riley
For
For
2.12
Elect Director Alan M. Rowe
For
For
3
Advisory Vote on Executive Compensation
Approach
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Stephen Sadler
For
For
1b
Elect Director Eric Demirian
For
For
1c
Elect Director Reid Drury
For
For
1d
Elect Director John Gibson
For
For
1e
Elect Director Pierre Lassonde
For
For
1f
Elect Director Paul Stoyan
For
For
Enghouse Systems Limited
Meeting Date: 03/05/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Page 584 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enghouse Systems Limited
Proposal
Number
2
Proposal Text
Mgmt Rec
Vote
Instruction
Approve PricewaterhouseCoopers LLP as
Auditors and Authorize Board to Fix Their
Remuneration
For
For
Mgmt Rec
Vote
Instruction
TDC A/S
Meeting Date: 03/05/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
For
3
Approve Discharge of Management and Board
For
For
4
Approve Allocation of Income and Dividends
For
For
5a
Reelect Vagn Sørensen as Director
For
For
5b
Reelect Pierre Danon as Director
For
For
5c
Reelect Stine Bosse as Director
For
For
5d
Reelect Angus Porter as Director
For
For
5e
Reelect Søren Sørensen as Director
For
For
5f
Reelect Pieter Knook as Director
For
For
5g
Elect Benoit Scheen as New Director
For
For
6
Ratify PricewaterhouseCoopers as Auditors
For
For
7a
Authorize Share Repurchase Program
For
Against
7b
Approve Remuneration of Directors
For
For
7c
Amend Articles Re: Board-Related
For
For
8
Other Business
TransDigm Group Incorporated
Meeting Date: 03/05/2015
Country: USA
Meeting Type: Annual
Page 585 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TransDigm Group Incorporated
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director William Dries
For
For
1.2
Elect Director W. Nicholas Howley
For
For
1.3
Elect Director Raymond Laubenthal
For
For
1.4
Elect Director Robert Small
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Ernst & Young LLP as Auditors
For
For
Mgmt Rec
Vote
Instruction
Wartsila Oyj
Meeting Date: 03/05/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.15 Per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 132,000 for Chairman, EUR
99,000 for Vice Chairman, and EUR 66,000
for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
For
For
11
Fix Number of Directors at Eight
For
For
Page 586 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wartsila Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
12
Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh,
Sune Carlsson, Mikael Lilius, Risto Murto,
Gunilla Nordstrom, and Markus Rauramo as
Directors; Elect Tom Johnstone as New
Director
For
For
13
Approve Remuneration of Auditors
For
For
14
Ratify KPMG as Auditors
For
For
15a
Authorize Share Repurchase Program
For
For
15b
Authorize Reissuance of Repurchased Shares
For
For
16
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One NINED and Two Outside Directors
(Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Confirm the Payment of the Dividends;
Authorise Off-Market Purchase; and
Authorise the Directors to Enter into a Deed
of Release
None
For
LG Uplus Corp.
Meeting Date: 03/06/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Wm Morrison Supermarkets plc
Meeting Date: 03/06/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
Page 587 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axis Bank Ltd.
Meeting Date: 03/07/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Postal Ballot
1
Elect V.R. Kaundinya as Independent Director
For
For
2
Elect P.R. Menon as Independent Director
For
For
3
Elect S.K. Barua as Independent Director
For
For
4
Elect S. Mittal as Independent Director
For
For
5
Elect I. Vittal as Independent Director
For
For
6
Elect R. Bhagat as Independent Director
For
For
7
Approve Issuance of Long Term Bonds/NonConvertible Debentures
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Shares on a Preferential
Basis to Investors
For
For
Mgmt Rec
Vote
Instruction
Bank Of India Ltd
Meeting Date: 03/07/2015
Country: India
Meeting Type: Special
Proposal
Number
1
HCL Technologies Ltd.
Meeting Date: 03/07/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
Page 588 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HCL Technologies Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Increase Authorized Share Capital and
Amend Memorandum of Association to
Reflect Increase in Authorized Share Capital
For
For
2
Approve Bonus Issue
For
For
Mgmt Rec
Vote
Instruction
China CNR Corporation Ltd
Meeting Date: 03/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
1
Approve Confirmation of the Satisfaction of
the Conditions for Material Assets
Reorganization Pursuant to the Company
Law of the PRC, Securities Law of the PRC
and Administrative Measures for the Material
Asset Reorganisation of Listed Companies
For
Abstain
2.1
Approve Parties to the Merger in Relation to
the Merger Proposal Between the Company
and CSR Corporation Ltd.
For
Abstain
2.2
Approve Method of the Merger in Relation to
the Merger Proposal Between the Company
and CSR Corporation Ltd.
For
Abstain
2.3
Approve Name of the Post-Merger New
Company in Relation to the Merger Proposal
Between the Company and CSR Corporation
Ltd.
For
Abstain
2.4
Approve Share Exchange Targets in Relation
to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.5
Approve Class and Par Value of the Shares to
be Issued Upon Share Exchange in Relation
to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.6
Approve Exchange Ratio and Exchange Price
in Relation to the Merger Proposal Between
the Company and CSR Corporation Ltd.
For
Abstain
2.7
Approve Protection Mechanism for CNR
Dissenting Shareholders in Relation to the
Merger Proposal Between the Company and
CSR Corporation Ltd.
For
Abstain
Page 589 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CNR Corporation Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.8
Approve Protection Mechanism for CSR
Dissenting Shareholders in Relation to the
Merger Proposal Between the Company and
CSR Corporation Ltd.
For
Abstain
2.9
Approve Arrangements for Share Option
Schemes in Relation to the Merger Proposal
Between the Company and CSR Corporation
Ltd.
For
Abstain
2.10
Approve Arrangements for Employees in
Relation to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.11
Approve Assets Arrangement and Issue of
Shares in Relation to the Merger Proposal
Between the Company and CSR Corporation
Ltd.
For
Abstain
2.12
Approve Listing Arrangement of the New
Shares to be Issued Under the Merger in
Relation to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.13
Approve Liabilities for Breach of Merger
Agreement in Relation to the Merger
Proposal Between the Company and CSR
Corporation Ltd.
For
Abstain
2.14
Approve Merger Agreement Becoming
Effective in Relation to the Merger Proposal
Between the Company and CSR Corporation
Ltd.
For
Abstain
2.15
Approve Implementation of the Merger in
Relation to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2.16
Approve Effective Period of the Resolution in
Relation to the Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
3
Approve Terms and Conditions and the
Implementation of Transactions in Relation
to the Merger Agreement
For
Abstain
4
Approve Draft Report and Summary for the
Merger of CSR Corporation Ltd. and the
Company
For
Abstain
5
Authorize Board to Deal with Matters
Relating to the Merger Agreement
For
For
6
Approve Arrangements for Profit Distribution
For
Abstain
7
Approve Termination of Share Option
Scheme Conditional Upon Completion of
Merger Agreement
For
Abstain
Page 590 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CNR Corporation Ltd
Meeting Date: 03/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1
Approve Merger Proposal Between the
Company and CSR Corporation Ltd.
For
Abstain
2
Approve Termination of Share Option
Scheme Conditional Upon the Completion of
the Merger Agreement
For
Abstain
3
Approve Voluntary Withdrawal of Listing of
the Company's H Shares from Hong Kong
Stock Exchange Upon Satisfaction of the
Implementation Conditions of the Merger
Agreement
For
Abstain
Mgmt Rec
Vote
Instruction
CSR Corporation Ltd.
Meeting Date: 03/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF H SHARES
1
Approve Satisfaction of Conditions for
Material Assets Reorganization Pursuant to
the Company Law of the PRC, Securities Law
of the PRC and Administrative Measures for
the Material Asset Reorganisation of Listed
Companies
For
Abstain
2.1
Approve Parties to the Merger in Relation to
the Merger Proposal Between the Company
and China CNR Corporation Limited
For
Abstain
2.2
Approve Method of the Merger in Relation to
the Merger Proposal Between the Company
and China CNR Corporation Limited
For
Abstain
2.3
Approve Name of the Post-Merger New
Company in Relation to the Merger Proposal
Between the Company and China CNR
Corporation Limited
For
Abstain
2.4
Approve Share Exchange Targets in Relation
to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
Page 591 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.5
Approve Class and Par Value of the Shares to
be Issued Upon Share Exchange in Relation
to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.6
Approve Exchange Ratio and Exchange Price
in Relation to the Merger Proposal Between
the Company and China CNR Corporation
Limited
For
Abstain
2.7
Approve Protection Mechanism for
Company's Dissenting Shareholders in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.8
Approve Protection Mechanism for China
CNR Corporation Limited Dissenting
Shareholders in Relation to the Merger
Proposal Between the Company and China
CNR Corporation Limited
For
Abstain
2.9
Approve Arrangements for Share Option
Schemes in Relation to the Merger Proposal
Between the Company and China CNR
Corporation Limited
For
Abstain
2.10
Approve Arrangements for Employees in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.11
Approve Assets Arrangement and Issue of
Shares in Relation to the Merger Proposal
Between the Company and China CNR
Corporation Limited
For
Abstain
2.12
Approve Listing Arrangement of the New
Shares to be Issued Under the Merger in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.13
Approve Liabilities for Breach of Merger
Agreement in Relation to the Merger
Proposal Between the Company and China
CNR Corporation Limited
For
Abstain
2.14
Approve Merger Agreement Becoming
Effective in Relation to the Merger Proposal
Between the Company and China CNR
Corporation Limited
For
Abstain
2.15
Approve Implementation of the Merger in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
2.16
Approve Effective Period of the Resolution in
Relation to the Merger Proposal Between the
Company and China CNR Corporation Limited
For
Abstain
3
Approve Terms and Conditions and the
Implementation of Transactions in Relation
to the Merger Agreement
For
Abstain
Page 592 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSR Corporation Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Approve Draft Report and Summary for the
Merger of China CNR Corporation Limited
and the Company
For
Abstain
5
Approve Grant of Special Mandate to Issue H
Shares and A Shares Pursuant to the Merger
Agreement
For
Abstain
6
Authorize Board to Ratify and Execute
Approved Resolutions in Relation to Merger
Agreement
For
Do Not
Vote
7
Approve Arrangement of Distribution of
Accumulated Profits and Dividends
For
Abstain
8
Approve Termination of Share Option
Scheme Conditional Upon Completion of
Merger Agreement
For
Abstain
9
Approve Whitewash Waiver
For
Do Not
Vote
CSR Corporation Ltd.
Meeting Date: 03/09/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
1
Approve Merger Proposal Between the
Company and China CNR Corporation Limited
Through Share Exchange
For
Abstain
2
Approve Issuance of H Shares and A Shares
Pursuant to the Merger Agreement
For
Abstain
3
Approve Termination of Share Option
Scheme Conditional Upon the Completion of
the Merger Agreement
For
Abstain
QUALCOMM Incorporated
Meeting Date: 03/09/2015
Country: USA
Meeting Type: Annual
Page 593 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
QUALCOMM Incorporated
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Barbara T. Alexander
For
For
1b
Elect Director Donald G. Cruickshank
For
For
1c
Elect Director Raymond V. Dittamore
For
For
1d
Elect Director Susan Hockfield
For
For
1e
Elect Director Thomas W. Horton
For
For
1f
Elect Director Paul E. Jacobs
For
For
1g
Elect Director Sherry Lansing
For
For
1h
Elect Director Harish Manwani
For
For
1i
Elect Director Steven M. Mollenkopf
For
For
1j
Elect Director Duane A. Nelles
For
For
1k
Elect Director Clark T. 'Sandy' Randt, Jr.
For
For
1l
Elect Director Francisco Ros
For
For
1m
Elect Director Jonathan J. Rubinstein
For
For
1n
Elect Director Brent Scowcroft
For
For
1o
Elect Director Marc I. Stern
For
For
2
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
3
Amend Qualified Employee Stock Purchase
Plan
For
For
4
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Zhao Jianguang as Director
For
For
Anhui Conch Cement Company Ltd
Meeting Date: 03/10/2015
Country: China
Meeting Type: Special
Proposal
Number
1
Page 594 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Apple Inc.
Meeting Date: 03/10/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Tim Cook
For
For
1.2
Elect Director Al Gore
For
For
1.3
Elect Director Bob Iger
For
For
1.4
Elect Director Andrea Jung
For
For
1.5
Elect Director Art Levinson
For
For
1.6
Elect Director Ron Sugar
For
For
1.7
Elect Director Sue Wagner
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Approve Qualified Employee Stock Purchase
Plan
For
For
5
Report on Risks Associated with Repeal of
Climate Change Policies
Against
For
6
Adopt Proxy Access Right
Against
For
Mgmt Rec
Vote
Instruction
Banco Bradesco S.A.
Meeting Date: 03/10/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Proposal Text
MEETING FOR PREFERRED SHAREHOLDERS
1
Elect Director Nominated by Preferred
Shareholders
None
Abstain
2
Elect Fiscal Council Member(s) Nominated by
Preferred Shareholders
None
For
Page 595 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Joy Global Inc.
Meeting Date: 03/10/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Edward L. Doheny, II
For
For
1.2
Elect Director Steven L. Gerard
For
For
1.3
Elect Director Mark J. Gliebe
For
For
1.4
Elect Director John T. Gremp
For
For
1.5
Elect Director John Nils Hanson
For
For
1.6
Elect Director Gale E. Klappa
For
For
1.7
Elect Director Richard B. Loynd
For
For
1.8
Elect Director P. Eric Siegert
For
For
1.9
Elect Director James H. Tate
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Mgmt Rec
Vote
Instruction
Tech Mahindra Ltd.
Meeting Date: 03/10/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Approve Bonus Issue
For
For
2
Approve Stock Split
For
For
3
Amend Memorandum of Association to
Reflect Changes in Capital
For
For
4
Amend Articles of Association to Reflect
Changes in Capital
For
For
Page 596 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Analog Devices, Inc.
Meeting Date: 03/11/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Ray Stata
For
For
1b
Elect Director Vincent T. Roche
For
For
1c
Elect Director Jose E. Almeida
For
For
1d
Elect Director Richard M. Beyer
For
For
1e
Elect Director James A. Champy
For
For
1f
Elect Director Edward H. Frank
For
For
1g
Elect Director John C. Hodgson
For
For
1h
Elect Director Yves-Andre Istel
For
For
1i
Elect Director Neil Novich
For
For
1j
Elect Director Kenton J. Sicchitano
For
For
1k
Elect Director Lisa T. Su
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Ernst & Young LLP as Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Richard A. Montoni
For
For
1.2
Elect Director Raymond B. Ruddy
For
For
1.3
Elect Director Wellington E. Webb
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
3
Ratify Ernst & Young LLP as Auditors
For
For
MAXIMUS, Inc.
Meeting Date: 03/11/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 597 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/12/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Approve Consolidated and Standalone
Financial Statements
For
For
1.2
Approve Allocation of Income and Dividends
For
For
1.3
Approve Discharge of Board
For
For
2.1
Reelect José Antonio Fernández Rivero as
Director
For
For
2.2
Reelect Belén Garijo López as Director
For
For
2.3
Reelect José Maldonado Ramos as Director
For
For
2.4
Reelect Juan Pi Llorens as Director
For
For
2.5
Elect José Miguel Andrés Torrecillas as
Director
For
For
3
Authorize Issuance of Non-Convertible
Bonds/Debentures and/or Other Debt
Securities up to EUR 250 Billion
For
For
4.1
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
4.2
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
4.3
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
4.4
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
5.1
Amend Articles Re: General Meetings
For
Against
5.2
Add Article 39 bis and Amend Articles Re:
Board Related
For
For
5.3
Amend Article 48 Re: Audit Committee
For
For
6
Amend Articles of General Meeting
Regulations
For
Against
7
Approve Remuneration Policy
For
For
8
Fix Maximum Variable Compensation Ratio
For
For
9
Renew Appointment of Deloitte as Auditor
For
For
10
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
11
Advisory Vote on Remuneration Policy Report
For
For
Page 598 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DSV A/S
Meeting Date: 03/12/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
For
2.1
Approve Remuneration for Nomination and
Remuneration Committees
For
For
3
Approve Remuneration of Directors for 2014
in the Amount of DKK 1.2 Million for the
Chairman, DKK 600,000 for the Vice
Chairman, and DKK 400,000 for Other
Directors
For
For
4
Approve Allocation of Income and Dividends
of DKK 1.60 Per Share
For
For
5.1
Reelect Kurt Larsen as Director
For
Abstain
5.2
Reelect Annette Sadolin as Director
For
For
5.3
Reelect Birgit Norgaard as Director
For
For
5.4
Reelect Thomas Plenborg as Director
For
For
5.5
Reelect Robert Kledal as Director
For
For
5.6
Elect Jorgen Moller as New Director
For
For
6
Ratify Ernst & Young as Auditors
For
For
7.1
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
For
7.2
Approve DKK 2 Million Reduction in Share
Capital via Share Cancellation; Amend
Articles Accordingly
For
For
7.3
Authorize Share Repurchase Program
For
For
7.4
Approve Issuance of Convertible Bonds
without Preemptive Rights
For
For
7.5
Amend Articles Re: Remove Directors
Retirement Age
For
For
7.6
Approve Publication of Annual Reports in
English
For
For
8
Other Business
Page 599 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F5 Networks, Inc.
Meeting Date: 03/12/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director A. Gary Ames
For
For
1b
Elect Director Sandra Bergeron
For
For
1c
Elect Director Jonathan Chadwick
For
For
1d
Elect Director Michael Dreyer
For
For
1e
Elect Director Peter Klein
For
For
1f
Elect Director Stephen Smith
For
For
2
Amend Omnibus Stock Plan
For
For
3
Amend Qualified Employee Stock Purchase
Plan
For
For
4
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
5
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Philip C. Ackerman
For
For
1.2
Elect Director Stephen E. Ewing
For
For
2
Amend By-Law Disqualifying Directors Who
Accept Certain Compensation From a Third
Party
For
Against
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Omnibus Stock Plan
For
For
5
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
6
Request the Board to Spin off Utility Segment
Against
Against
National Fuel Gas Company
Meeting Date: 03/12/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 600 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Fuel Gas Company
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Amend EEO Policy to Prohibit Discrimination
Based on Gender Identity and Expression
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Accept Financial Statements and Statutory
Reports
For
For
1.2
Approve Remuneration Report
For
For
2
Approve Discharge of Board and Senior
Management
For
For
3
Approve Allocation of Income and Dividends
of CHF 68 per Share
For
For
4.1a
Reelect Sergio Marchionne as Director
For
Against
4.1b
Reelect Paul Desmarais as Director
For
Against
4.1c
Reelect August von Finck as Director
For
Against
4.1d
Reelect August Francois von Finck as Director
For
Against
4.1e
Reelect Ian Gallienne as Director
For
Against
4.1f
Reelect Cornelius Grupp as Director
For
For
4.1g
Reelect Peter Kalantzis as Director
For
For
4.1h
Reelect Christopher Kirk as Director
For
Against
4.1i
Reelect Gerard Lamarche as Director
For
Against
4.1j
Reelect Shelby du Pasquier as Director
For
For
4.2
Elect Sergio Marchionne as Board Chairman
For
For
4.3.1
Appoint August von Finck as Member of the
Compensation Committee
For
Against
4.3.2
Appoint Ian Gallienne as Member of the
Compensation Committee
For
Against
4.3.3
Appoint Shelby du Pasquier as Member of the
Compensation Committee
For
For
4.4
Ratify Deloitte SA as Auditors
For
For
7
SGS SA
Meeting Date: 03/12/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Page 601 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SGS SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.5
Designate Notaire Jeandin & Defacqz as
Independent Proxy
For
For
5
Amend Articles Re: Ordinance Against
Excessive Remuneration at Listed Companies
For
Against
6
Approve Creation of CHF 500,000 Pool of
Capital without Preemptive Rights
For
For
7.1
Approve Remuneration of Board of Directors
Until 2016 AGM in the Amount of CHF 2.1
Million
For
For
7.2
Approve Maximum Fixed Remuneration of
Operations Council for Fiscal 2016 in the
Amount of CHF 9 Million
For
For
7.3
Approve Annual Variable Remuneration of
Operations Council for Fiscal 2014 in the
Amount of CHF 5.6 Million
For
For
7.4
Approve Remuneration of Executive
Committee in the Amount of up to CHF 30
Million Under Long Term Incentive Plan
For
For
8
Transact Other Business (Voting)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Susan E. Arnold
For
For
1b
Elect Director John S. Chen
For
For
1c
Elect Director Jack Dorsey
For
For
1d
Elect Director Robert A. Iger
For
For
1e
Elect Director Fred H. Langhammer
For
For
1f
Elect Director Aylwin B. Lewis
For
For
1g
Elect Director Monica C. Lozano
For
For
1h
Elect Director Robert W. Matschullat
For
For
1i
Elect Director Sheryl K. Sandberg
For
For
1j
Elect Director Orin C. Smith
For
For
The Walt Disney Company
Meeting Date: 03/12/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 602 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Walt Disney Company
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Require Independent Board Chairman
Against
For
5
Pro-rata Vesting of Equity Awards
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Two Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Two Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Hyundai Mobis Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Hyundai Motor Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 603 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Steel Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and Three Outside
Directors (Bundled)
For
For
3
Elect Three Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors, One NINED, and
One Outside Director (Bundled)
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Mgmt Rec
Vote
Instruction
For
For
LG Chem Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
LG Display Co.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Financial Statements and Allocation
of Income
Page 604 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Display Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.a
Elect Han Sang-Bum as Inside Director
For
For
2.b
Elect Kwon Dong-Il as Outside Director
For
For
2.c
Elect Hwang Sung-Sik as Outside Director
For
For
3.a
Elect Hwang Sung-Sik as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1.1
Elect Shin Jae-Chul as Outside Director
For
For
2.1.2
Elect Kim Joo-Hyun as Outside Director
For
For
2.1.3
Elect Park Byung-Won as Outside Director
For
For
2.2.1
Elect Kim Joo-Hyun as Members of Audit
Committee
For
For
2.3.1
Elect Kim Jin-Il as Inside Director
For
For
2.3.2
Elect Lee Young-Hoon as Inside Director
For
For
LG Household & Health Care Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
POSCO
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 605 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
POSCO
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2.3.3
Elect Oh In-Hwan as Inside Director
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1.1
Elect Kim Han-Joong as Outside Director
For
For
2.1.2
Elect Lee Byung-Gi as Outside Director
For
For
2.2
Elect Kwon Oh-Hyun as Inside Director
For
For
2.3
Elect Kim Han-Joong as Member of Audit
Committee
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Mgmt Rec
Vote
Instruction
Samsung Electronics Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Samsung Electronics Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for GDR Holders
1
Approve Financial Statements and Allocation
of Income
For
For
2.1.1
Elect Kim Han-Joong as Outside Director
For
For
2.1.2
Elect Lee Byung-Gi as Outside Director
For
For
2.2
Elect Kwon Oh-Hyun as Inside Director
For
For
2.3
Elect Kim Han-Joong as Member of Audit
Committee
For
For
Page 606 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Electronics Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Four Outside Directors (Bundled)
For
For
3
Elect Yoon Yong-Ro as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Return of
Value to Shareholders
For
For
3
Samsung Life Insurance Co. Ltd.
Meeting Date: 03/13/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Standard Life plc
Meeting Date: 03/13/2015
Country: United Kingdom
Meeting Type: Special
Proposal
Number
1
PT Bank Mandiri (Persero) Tbk
Meeting Date: 03/16/2015
Country: Indonesia
Meeting Type: Annual
Page 607 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bank Mandiri (Persero) Tbk
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income
For
For
3
Approve Auditors
For
For
4
Approve Remuneration of Directors and
Commissioners
For
For
5
Amend Articles of the Association
For
Against
6
Elect Directors and Commissioners
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Janet K. Cooper
For
For
1.2
Elect Director Gary L. Ellis
For
For
1.3
Elect Director Gregg W. Steinhafel
For
For
2
Ratify KPMG LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Omnibus Stock Plan
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
Elect Director Robert J. Herbold
For
For
The Toro Company
Meeting Date: 03/17/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Agilent Technologies, Inc.
Meeting Date: 03/18/2015
Country: USA
Meeting Type: Annual
Proposal
Number
1.1
Page 608 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agilent Technologies, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.2
Elect Director Koh Boon Hwee
For
For
1.3
Elect Director Michael R. McMullen
For
For
2
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
3
Amend Executive Incentive Bonus Plan
For
For
4
Declassify the Board of Directors
For
For
5
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Board
For
For
4.1
Amend Articles Re: General Meetings
For
For
4.2
Amend Articles Re: Board
For
For
4.3
Amend Articles Re: Director Remuneration
For
For
4.4
Amend Articles Re: Technical Adjustments
For
For
5
Amend Articles of General Meeting
Regulations
For
For
6
Renew Appointment of Deloitte as Auditor
For
For
7.1
Elect Rosa García García as Director
For
For
7.2
Ratify Appointment of and Elect María Teresa
Pulido Mendoza as Director
For
For
7.3
Reelect María Dolores Dancausa as Director
For
For
7.4
Fix Number of Directors at 10
For
For
8
Authorize Share Repurchase and Capital
Reduction via Amortization of Repurchased
Shares
For
For
Bankinter S.A.
Meeting Date: 03/18/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 609 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bankinter S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9.1
Approve Remuneration of Directors
For
For
9.2
Approve Deferred Share Bonus Plan
For
For
9.3
Fix Maximum Variable Compensation Ratio
For
For
10
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
11
Advisory Vote on Remuneration Policy Report
For
For
12
Receive Amendments to Board of Directors'
Regulations
Mgmt Rec
Vote
Instruction
Danske Bank A/S
Meeting Date: 03/18/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
For
3
Approve Allocation of Income and Dividend
of DKK 5.50 per Share
For
For
4.1
Reelect Ole Andersen as Director
For
For
4.2
Reelect Urban Bäckström as Director
For
For
4.3
Reelect Lars Förberg as Director
For
For
4.4
Reelect Jørn Jensen as Director
For
For
4.5
Reelect Rolv Ryssdal as Director
For
For
4.6
Reelect Carol Sergeant as Director
For
For
4.7
Reelect Jim Snabe as Director
For
For
4.8
Reelect Trond Westlie as Director
For
For
5
Ratify Deloitte as Auditors
For
For
6.1
Reduce Authorization to Create Pool of
Capital with Preemptive Rights to DKK 2
Billion
For
For
6.2
Amend Articles Re: Delete Reference to
Hybrid Core Capital
For
For
Page 610 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6.3
Amend Articles Re: Delete References to
Several Secondary Names
For
For
7
Authorize Share Repurchase Program
For
For
8
Approve Remuneration of Directors for 2015
For
For
Shareholder Proposals Submitted by Leon
Mathiasen, Jens Jepsen, and Wismann
Property Consult A/S
9
Require Official Annual Report to be Prepared
in Danish or Alternatively Fly Danish Flag as
Half-Mast at Branches Until 2016 AGM
Against
Against
10
Require Layout and Content Used in 2012 for
Annual Summary Going Forward
Against
Against
11.1
Require Chairman to Allow Equal Access for
Everyone Making Proposals at General
Meetings to Technical Facilities
Against
Against
11.2
Require Introduction of New and More
Informative Reporting of Staff Costs Broken
Down by Gender
Against
Against
11.3
Amend Reporting of All Taxable Benefits
Against
Against
11.4
Break Down Future Disclosure of Item in
Note 9 of 2014 Annual Report
Against
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Marc L. Andreessen
For
For
1b
Elect Director Shumeet Banerji
For
For
1c
Elect Director Robert R. Bennett
For
For
1d
Elect Director Rajiv L. Gupta
For
For
1e
Elect Director Klaus Kleinfeld
For
For
1f
Elect Director Raymond J. Lane
For
For
1g
Elect Director Ann M. Livermore
For
For
1h
Elect Director Raymond E. Ozzie
For
For
Hewlett-Packard Company
Meeting Date: 03/18/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 611 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hewlett-Packard Company
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1i
Elect Director Gary M. Reiner
For
For
1j
Elect Director Patricia F. Russo
For
For
1k
Elect Director James A. Skinner
For
For
1l
Elect Director Margaret C. Whitman
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Provide Right to Act by Written Consent
Against
For
Mgmt Rec
Vote
Instruction
Pandora A/S
Meeting Date: 03/18/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
For
3.1
Approve Remuneration of Directors for 2014
For
For
3.2
Approve Remuneration of Directors for 2015
in the Amount of DKK 1.5 Million for
Chairman, DKK 750,000 for Vice Chairman,
and DKK 500,000 for Other Directors;
Approve Remuneration for Committee Work
For
For
4
Approve Allocation of Income and Dividends
of DKK 9.00 Per Share
For
For
5
Approve Discharge of Management and Board
For
For
6.1
Approve DKK 5.8 Million Reduction in Share
Capital
For
For
6.2
Authorize Share Repurchase Program
For
Against
6.3
Amend Articles Re: Board-Related
For
For
6.4
Authorize Editorial Changes to Adopted
Resolutions in Connection with Registration
with Danish Authorities
For
For
7.1
Reelect Peder Tuborgh (Chairman) as Director
For
For
Page 612 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pandora A/S
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7.2
Reelect Christian Frigast (Vice Chairman) as
Director
For
For
7.3
Elect Allan Leighton as New Director
For
For
7.4
Reelect Andrea Alvey as Director
For
For
7.5
Reelect Ronica Wang as Director
For
For
7.6
Reelect Anders Boyer-Sogaard as Director
For
For
7.7
Reelect Bjorn Gulden as Director
For
For
7.8
Reelect Per Bank as Director
For
For
7.9
Reelect Michael Sorensen as Director
For
For
8
Ratify Ernst & Young as Auditors
For
Abstain
9
Other Business
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Howard Schultz
For
For
1b
Elect Director William W. Bradley
For
For
1c
Elect Director Robert M. Gates
For
For
1d
Elect Director Mellody Hobson
For
For
1e
Elect Director Kevin R. Johnson
For
For
1f
Elect Director Olden Lee
For
For
1g
Elect Director Joshua Cooper Ramo
For
For
1h
Elect Director James G. Shennan, Jr.
For
For
1i
Elect Director Clara Shih
For
For
1j
Elect Director Javier G. Teruel
For
For
1k
Elect Director Myron E. Ullman, III
For
For
1l
Elect Director Craig E. Weatherup
For
For
2
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
Starbucks Corporation
Meeting Date: 03/18/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 613 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Starbucks Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3
Ratify Deloitte & Touche LLP as Auditors
For
For
4
Amend Bylaws to Establish a Board
Committee on Sustainability
Against
Against
5
Require Independent Board Chairman
Against
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition of Certain Assets Being
Disposed of By Lafarge S.A. and Holcim Ltd
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Remuneration Report
For
For
3
Approve Allocation of Income and Dividends
of CHF 50 per Share
For
For
4
Approve Discharge of Board and Senior
Management
For
For
5.1
Amend Articles Re: Shareholder Resolutions
Requiring a Qualified Majority
For
For
5.2
Amend Articles Re: Qualification of Auditors
For
For
6.1.1
Reelect Juerg Witmer as Director
For
For
6.1.2
Reelect Andre Hoffmann as Director
For
For
6.1.3
Reelect Lilian Biner as Director
For
For
6.1.4
Reelect Peter Kappeler as Director
For
For
CRH plc
Meeting Date: 03/19/2015
Country: Ireland
Meeting Type: Special
Proposal
Number
1
Givaudan SA
Meeting Date: 03/19/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Page 614 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6.1.5
Reelect Thomas Rufer as Director
For
For
6.1.6
Reelect Werner Bauer as Director
For
For
6.1.7
Reelect Calvin Grieder as Director
For
For
6.2.1
Elect Michael Carlos as Director
For
For
6.2.2
Elect Ingrid Deltenre as Director
For
For
6.3
Elect Juerg Witmer as Board Chairman
For
For
6.4.1
Appoint Andre Hoffmann as Member of the
Compensation Committee
For
For
6.4.2
Appoint Peter Kappeler as Member of the
Compensation Committee
For
For
6.4.3
Appoint Werner Bauer as Member of the
Compensation Committee
For
For
6.5
Designate Manuel Isler as Independent Proxy
For
For
6.6
Ratify Deloitte SA as Auditors
For
For
7.1
Approve Maximum Remuneration of Board of
Directors Until 2016 AGM in the Amount of
CHF 3.3 Million
For
For
7.2.1
Approve Short Term Variable Remuneration
of Executive Committee for Fiscal 2014 in the
Amount of CHF 2.3 Million
For
For
7.2.2
Approve Fixed and Long Term Remuneration
of Executive Committee for Fiscal 2015 in the
Amount of CHF 15.5 Million
For
For
8
Transact Other Business (Voting)
For
Against
Mgmt Rec
Vote
Instruction
GN Store Nord A/S
Meeting Date: 03/19/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Approve Financial Statements and Statutory
Report; Approve Discharge of Directors
For
For
3
Approve Allocation of Income and Dividends
of DKK 0.90 Per Share
For
For
Page 615 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GN Store Nord A/S
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Approve Remuneration of Directors in the
Amount of DKK 750,000 for Chairman, DKK
500,000 for Vice Chairman, and DKK 250,000
for Other Members; Approve Remuneration
for Committee Work
For
For
5.1
Reelect Per Wold-Olsen as Director
For
For
5.2
Reelect William Hoover as Director
For
For
5.3
Reelect Wolfgang Reim as Director
For
For
5.4
Reelect Carsten Thomsen as Director
For
For
5.5
Reelect Helene Barnekow as Director
For
For
5.6
Elect Ronica Wang as New Director
For
For
6
Ratify Ernst & Young as Auditors
For
For
7.1
Authorize Share Repurchase Program
For
For
7.2
Approve DKK 23.3 Million Reduction in Share
Capital via Share Cancellation; Amend
Articles of Association Accordingly
For
For
7.3
Extend Board's Authorizations to Create up
to DKK 125 Million Pool of Capital Without
Preemptive Rights until April 30, 2016
For
Against
8
Other Proposals From Shareholders (None
Submitted)
9
Other Business
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Ronald S. Nersesian
For
For
1.2
Elect Director Charles J. Dockendorff
For
For
2
Ratify PricewaterhouseCoopers LLP as
Auditors
For
For
3
Approve Omnibus Stock Plan
For
Against
4
Approve Executive Incentive Bonus Plan
For
Against
Keysight Technologies, Inc.
Meeting Date: 03/19/2015
Country: USA
Meeting Type: Annual
Proposal
Number
Page 616 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Keysight Technologies, Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
6
Advisory Vote on Say on Pay Frequency
One Year
One Year
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Outside Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1a
Elect Director Melvin D. Booth
For
For
1b
Elect Director Don M. Bailey
For
For
1c
Elect Director David R. Carlucci
For
For
1d
Elect Director J. Martin Carroll
For
For
1e
Elect Director Diane H. Gulyas
For
For
1f
Elect Director Nancy S. Lurker
For
For
1g
Elect Director JoAnn A. Reed
For
For
1h
Elect Director Angus C. Russell
For
For
1i
Elect Director Virgil D. Thompson
For
For
LG Electronics Inc.
Meeting Date: 03/19/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Mallinckrodt plc
Meeting Date: 03/19/2015
Country: Ireland
Meeting Type: Annual
Proposal
Number
Page 617 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mallinckrodt plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1j
Elect Director Mark C. Trudeau
For
For
1k
Elect Director Kneeland C. Youngblood
For
For
1l
Elect Director Joseph A. Zaccagnino
For
For
2
Approve Deloitte & Touche LLP as Auditors
and Authorize Board to Fix Their
Remuneration
For
For
3
Advisory Vote to Ratify Named Executive
Officers' Compensation
For
Against
4
Amend Omnibus Stock Plan
For
Against
5
Authorize Share Repurchase up to 10 Percent
of Issued Share Capital
For
For
6
Authorize the Price Range at which the
Company can Reissue Shares that it Holds as
Treasury Shares
For
For
7
Authorize the Holding of the 2016 AGM at a
Location Outside Ireland
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Chairman of Meeting
For
For
2
Prepare and Approve List of Shareholders
For
For
3
Approve Agenda of Meeting
For
For
4
Designate Inspector(s) of Minutes of Meeting
For
For
5
Acknowledge Proper Convening of Meeting
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 0.62 Per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Determine Number of Members (9) and
Deputy Members (0) of Board
For
For
Nordea Bank AB
Meeting Date: 03/19/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Page 618 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
11
Fix Number of Auditors at One
For
For
12
Approve Remuneration of Directors in the
Amount of EUR 279,000 for Chairman, EUR
132,500 for Vice Chairman, and EUR 86,250
for Other Directors; Approve Remuneration
for Committee Work; Approve Remuneration
of Auditors
For
For
13
Reelect Bjorn Wahlroos (Chairman), Marie
Ehrling, Tom Knutzen, Robin Lawther, Lars
Nordstrom, Sarah Russell, and Kari Stadigh
as Directors; Elect Silvija Seres and Birger
Steen as New Directors
For
For
14
Ratify Ohrlings PricewaterhouseCoopers as
Auditors
For
For
15
Authorize Chairman of Board and
Representatives of Four of Company's
Largest Shareholders to Serve on Nominating
Committee
For
For
16
Approve Issuance of Convertible Instruments
without Preemptive Rights
For
For
17a
Authorize Share Repurchase Program
For
For
17b
Authorize Reissuance of Repurchased Shares
For
For
18
Authorize Repurchase of Shares in
Connection with Securities Trading
For
For
19
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
For
Shareholder Proposals Submitted by
Thorwald Arvidsson
20a
Authorize the Board of Directors to Decide on
Redemption of all C-Shares
None
Against
20b
Amend Article of Association: Each Ordinary
Share and Each C-Share Confers One Vote
None
Against
20c
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
Against
20d
Instruct Board to Establish Shareholders
Association in Nordea
None
Against
20e
Special Examination Regarding Nordea's
Values and the Legal-Ethical Rules
None
Against
Page 619 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Meeting Date: 03/19/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports for 2014
For
For
3.1
Approve Remuneration of Directors for 2014
For
For
3.2
Approve Remuneration of Directors for 2015
For
For
4
Approve Allocation of Income and Dividends
of DKK 5.00 Per Share
For
For
5.1
Elect Göran Ando as Director and Chairman
For
For
5.2
Elect Jeppe Christiansen as Director and
Deputy Chairman
For
For
5.3a
Elect Bruno Angelici as Director
For
For
5.3b
Elect Sylvie Grégoire as Director
For
For
5.3c
Elect Liz Hewitt as Director
For
For
5.3d
Elect Thomas Koestler as Director
For
For
5.3e
Elect Eivind Kolding as Director
For
For
5.3f
Elect Mary Szela as Director
For
For
6
Ratify PricewaterhouseCooper as Auditors
For
For
7.1
Approve Reduction in Share Capital
For
For
7.2
Authorize Share Repurchase Program
For
Against
7.3
Amend Articles Re: Distribution of
Extraordinary Dividends
For
For
7.4
Approve Revised Remuneration Principles
For
For
8
Other Business
Persimmon plc
Meeting Date: 03/19/2015
Country: United Kingdom
Meeting Type: Special
Page 620 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Persimmon plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Return of
Cash to Shareholders
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income
For
For
3
Approve Remuneration of Directors and
Commissioners
For
For
4
Approve Auditors
For
For
5
Amend Articles of the Association
For
Against
6
Elect Directors and Commissioners
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports for Fiscal Year ended Dec 31, 2014
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Remuneration of Company's
Management
For
For
4
Install Fiscal Council
For
For
5
Elect Fiscal Council Members and Approve
their Remuneration
For
For
1
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 03/19/2015
Country: Indonesia
Meeting Type: Annual
Proposal
Number
Souza Cruz S.A.
Meeting Date: 03/19/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Page 621 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sylogist Ltd.
Meeting Date: 03/19/2015
Country: Canada
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Fix Number of Directors at Four
For
For
2.1
Elect Director James D. Wilson
For
For
2.2
Elect Director Ronald P. Cherkas
For
For
2.3
Elect Director C. Fraser Elliott
For
For
2.4
Elect Director David O.C. Elder
For
For
3
Approve Deloitte LLP as Auditors and
Authorize Board to Fix Their Remuneration
For
For
4
Re-approve Stock Option Plan
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2.1
Elect Shin Hyun-Jae as Inside Director
For
For
2.2
Elect Kim Il-Chun as Inside Director
For
For
2.3
Elect Seo Jang-Won as Inside Director
For
For
2.4
Elect Kim Jong-Bin as Outside Director
For
For
2.5
Elect Kim In-Gyu as Outside Director
For
For
3.1
Elect Kim Jong-Bin as Member of Audit
Committee
For
For
3.2
Elect Kim In-Gyu as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Amend Articles of Incorporation
For
For
CJ O Shopping Co. Ltd.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 622 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dongbu Insurance Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Three Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 50
For
For
2.1
Appoint Statutory Auditor Nakamura, Futoshi
For
For
2.2
Appoint Statutory Auditor Kojima, Tomotaka
For
For
2.3
Appoint Statutory Auditor Imai, Yoshinori
For
For
2.4
Appoint Statutory Auditor Obayashi, Hiroshi
For
For
3
Appoint Alternate Statutory Auditor Masaki,
Michio
For
For
4
Approve Alternate Income Allocation, with a
Final Dividend of JPY 150
Against
Against
5
Authorize Share Repurchase of Up To 40
Million Shares in the Coming Year
Against
For
Japan Tobacco Inc
Meeting Date: 03/20/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
KCC Corp.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Page 623 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KCC Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Amend Articles of Incorporation
For
Against
2.1
Elect Two Inside Directors (Bundled)
For
For
2.2
Elect Two Outside Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and Two Outside
Directors (Bundled)
For
For
3
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Two Inside Directors and Two Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
Kia Motors Corporation
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Korea Zinc Co Ltd
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 624 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Zinc Co Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Lee Jae-Hyuk as Inside Director
For
For
3.2
Elect Ahn Tae-Sik as Outside Director
For
For
4
Elect Ahn Tae-Sik as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
6
Approve Terms of Retirement Pay
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Three Outside Directors (Bundled)
For
For
3
Elect Three Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
5
Approve Terms of Retirement Pay
For
Against
4
Lotte Chilsung Beverage Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Lotte Confectionery Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 625 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Meeting Date: 03/20/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income and Dividends
of CHF 2.20 per Share and Participation
Certificate
For
For
3
Approve Discharge of Board and Senior
Management
For
For
4.1
Approve Fixed Remuneration of Board of
Directors for the 2015 Financial Year in the
Amount of CHF 8.1 Million
For
Against
4.2
Approve Fixed Remuneration of Executive
Management for the 2015 Financial Year in
the Amount of CHF 7.7 Million
For
Against
4.3
Approve Annual Variable Remuneration of
Board of Directors for Financial Year 2014 in
the Amount of CHF 6.5 Million
For
Against
4.4
Approve Annual Variable Remuneration of
Executive Management for Financial Year
2014 in the Amount of CHF 11.53 Million
For
Against
5.1
Elect Patrice Bula as Director
For
For
5.2
Reelect Alfred Schindler as Director and
Chairman of the Board of Directors
For
For
5.3.1
Reelect Pius Baschera as Director and
Member of the Remuneration Committee
For
For
5.3.2
Reelect Rudolf Fischer as Director and
Member of the Remuneration Committee
For
For
5.3.3
Reelect Rolf Schweiger as Director and
Member of the Remuneration Committee
For
For
5.4.1
Reelect Monika Buetler as Director
For
For
5.4.2
Reelect Carole Vischer as Director
For
For
5.4.3
Reelect Luc Bonnard as Director
For
For
5.4.4
Reelect Karl Hofstetter as Director
For
For
5.4.5
Reelect Anthony Nightingale as Director
For
For
5.4.6
Reelect Juergen Tinggren as Director
For
For
5.4.7
Reelect Klaus Wellershoff as Director
For
For
5.5
Designate Adrian von Segesser as
Independent Proxy
For
For
Page 626 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
5.6
Ratify Ernst & Young AG as Auditors
For
For
6.1
Approve CHF 11,855 Reduction in Share
Capital via Cancellation of Repurchased
Shares
For
For
6.2
Approve CHF 382,222 Reduction in
Participation Capital via Cancellation of
Repurchased Participation Certificates
For
For
7
Transact Other Business (Voting)
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Kwon Oh-Ryong as Outside Director
For
For
3
Elect Kwon Oh-Ryong as Member of Audit
Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect Park Sung-Wook as Inside Director
For
For
3.1
Elect Kim Doo-Gyung as Outside Director
For
For
3.2
Elect Park Young-Joon as Outside Director
For
For
SK Holdings Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
SK Hynix Inc.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 627 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Hynix Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.3
Elect Kim Dae-Il as Outside Director
For
For
3.4
Elect Lee Chang-Yang as Outside Director
For
For
4.1
Elect Kim Doo-Gyung as Member of Audit
Committee
For
For
4.2
Elect Kim Dae-Il as Member of Audit
Committee
For
For
4.3
Elect Lee Chang-Yang as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3
Elect Jang Dong-Hyun as Inside Director
For
For
4
Elect Lee Jae-Hoon as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Mgmt Rec
Vote
Instruction
For
For
SK Telecom Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
SK Telecom Co.
Meeting Date: 03/20/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Financial Statements and Allocation
of Income
Page 628 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Telecom Co.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Amend Articles of Incorporation
For
For
3
Elect Jang Dong-Hyun as Inside Director
For
For
4
Elect Lee Jae-Hoon as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Equity Shares to the
Government of India (President of India)
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Board
For
For
4
Authorize Capitalization of Reserves for
Bonus Issue
For
For
5
Change Location of Registered Office and
Amend Article 3 Accordingly
For
For
6.1
Amend Article 3 bis Re: Company Website
For
For
6.2
Amend Article 4 Re: Corporate Purpose
For
For
6.3
Amend Articles
For
For
6.4
Amend Articles
For
For
Indian Bank Limited
Meeting Date: 03/23/2015
Country: India
Meeting Type: Special
Proposal
Number
1
Abertis Infraestructuras S.A
Meeting Date: 03/24/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 629 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Abertis Infraestructuras S.A
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6.5
Approve Restated Articles of Association
For
For
7.1
Amend Articles of General Meeting
Regulations
For
For
7.2
Approve New General Meeting Regulations
For
For
8
Receive Amendments to Board of Directors'
Regulations
9.1
Ratify Appointment of and Elect Grupo Villar
Mir SA as Director
For
Against
9.2
Reelect Francisco Reynés Massanet as
Director
For
For
9.3
Reelect Miguel Ángel Gutiérrez Méndez as
Director
For
For
10
Renew Appointment of Deloitte as Auditor
For
For
11
Advisory Vote on Remuneration Policy Report
For
For
12
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 60
For
For
2.1
Elect Director Tsuya, Masaaki
For
For
2.2
Elect Director Nishigai, Kazuhisa
For
For
2.3
Elect Director Zaitsu, Narumi
For
For
2.4
Elect Director Tachibana Fukushima, Sakie
For
For
2.5
Elect Director Scott Trevor Davis
For
For
2.6
Elect Director Okina, Yuri
For
For
2.7
Elect Director Unotoro, Keiko
For
For
3
Appoint Statutory Auditor Masuda, Kenichi
For
For
4
Approve Annual Bonus Payment to Directors
For
Against
5
Approve Deep Discount Stock Option Plan
For
For
Bridgestone Corp.
Meeting Date: 03/24/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 630 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jyske Bank A/S
Meeting Date: 03/24/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports; Approve Allocation of Income
For
For
3
Authorize Share Repurchase Program
For
Against
4
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
For
5
Elect Members of Committee of
Representatives for Electoral Region East
For
Abstain
6
Reelect Rina Asmussen as Supervisory Board
Director
For
Abstain
7
Ratify Auditors
For
For
8
Other Business
Mgmt Rec
Vote
Instruction
Orion Oyj
Meeting Date: 03/24/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.30 Per Share
For
For
Page 631 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orion Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 76,000 for Chairman, EUR
51,000 for Vice Chairman, and EUR 38,000
for Other Directors; Approve Meeting Fees
For
For
11
Fix Number of Directors at Seven
For
For
12
Reelect Sirpa Jalkanen, Eero Karvonen, Timo
Maasilta, Mikael Silvennoinen, Hannu
Syrjänen (Chairman), Heikki Westerlund, and
Jukka Ylppö as Directors
For
For
13
Approve Remuneration of Auditors
For
For
14
Ratify PricewaterhouseCoopers as Auditors
For
For
15
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Shares to Government
of India
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Mary-Ann Bell
For
For
1.2
Elect Director Nicolle Forget
For
For
1.3
Elect Director Francois Gervais
For
For
1.4
Elect Director Pierre Monahan
For
For
1.5
Elect Director Real Sureau
For
For
State Bank Of India
Meeting Date: 03/24/2015
Country: India
Meeting Type: Special
Proposal
Number
1
Valener Inc.
Meeting Date: 03/24/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Page 632 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Valener Inc.
Proposal
Number
2
Proposal Text
Mgmt Rec
Vote
Instruction
Approve KPMG LLP as Auditors and Authorize
Board to Fix Their Remuneration
For
For
Mgmt Rec
Vote
Instruction
For
For
Chongqing Changan Automobile Co., Ltd.
Meeting Date: 03/25/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
EGM BALLOT FOR HOLDERS OF B SHARES
1
Approve Equity Participation in Chongqing
Auto Finance Co., Ltd.
ELECT NON-INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING
2.1
Elect Zhang Dongjun as Non-Independent
Director
None
Against
2.2
Elect Zhou Zhiping as Non-Independent
Director
None
Against
Mgmt Rec
Vote
Instruction
Getinge AB
Meeting Date: 03/25/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
For
3
Prepare and Approve List of Shareholders
For
For
4
Approve Agenda of Meeting
For
For
5
Designate Inspector(s) of Minutes of Meeting
For
For
6
Acknowledge Proper Convening of Meeting
For
For
7a
Receive Financial Statements and Statutory
Reports
Page 633 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Getinge AB
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7b
Receive Consolidated Financial Statements
and Statutory Reports
7c
Receive Auditor's Report on Application of
Guidelines for Remuneration for Executive
Management
7d
Receive Board's Dividend Proposal
8
Receive Board and Board Committee Reports
9
Receive President's Report
10
Accept Financial Statements and Statutory
Reports
For
For
11
Approve Allocation of Income and Dividends
of SEK 2.80 Per Share
For
For
12
Approve Discharge of Board and President
For
For
13
Determine Number of Directors (8) and
Deputy Directors (0) of Board
For
For
14
Approve Remuneration of Directors in the
Amount of SEK 1.1 Million for Chairman and
SEK 550,000 for Other Directors; Approve
Remuneration for Committee Work
For
For
15
Reelect Carl Bennet (Chairman), Johan
Bygge, Cecilia Wennborg, Carola Lemne,
Malin Persson, Johan Stern, and Maths
Wahlstrom as Directors; Elect Alex Myers as
New Director
For
For
16
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
For
17
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 36
For
For
2
Amend Articles to Amend Business Lines Indemnify Directors - Indemnify Statutory
Auditors
For
For
Kao Corp.
Meeting Date: 03/25/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 634 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kao Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.1
Elect Director Sawada, Michitaka
For
For
3.2
Elect Director Yoshida, Katsuhiko
For
For
3.3
Elect Director Takeuchi, Toshiaki
For
For
3.4
Elect Director Kadonaga, Sonosuke
For
For
3.5
Elect Director Nagashima, Toru
For
For
3.6
Elect Director Oku, Masayuki
For
For
4
Appoint Statutory Auditor Numata, Toshiharu
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Cho Yong-Byung as Non-independent
Non-executive Director
For
For
3.2
Elect Ko Boo-In as Outside Director
For
For
3.3
Elect Kwon Tae-Eun as Outside Director
For
For
3.4
Elect Kim Suk-Won as Outside Director
For
For
3.5
Elect Namgoong Hoon as Outside Director
For
For
3.6
Elect Park Chul as Outside Director
For
For
3.7
Elect Lee Sang-Gyung as Outside Director
For
For
3.8
Elect Hirakawa Yuki as Outside Director
For
For
3.9
Elect Philippe Avril as Outside Director
For
For
4.1
Elect Kwon Tae-Eun as Member of Audit
Committee
For
For
4.2
Elect Kim Suk-Won as Member of Audit
Committee
For
For
4.3
Elect Lee Man-Woo as Member of Audit
Committee
For
For
Shinhan Financial Group Co. Ltd.
Meeting Date: 03/25/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 635 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shinhan Financial Group Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.4
Elect Lee Sang-Gyung as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Mgmt Rec
Vote
Instruction
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
For
3
Prepare and Approve List of Shareholders
For
For
4
Approve Agenda of Meeting
For
For
5
Designate Inspector(s) of Minutes of Meeting
For
For
6
Acknowledge Proper Convening of Meeting
For
For
7
Receive Financial Statements and Statutory
Reports
8
Receive President's Report
9
Accept Financial Statements and Statutory
Reports
For
For
10
Approve Allocation of Income and Dividends
of SEK 4.75 Per Share
For
For
11
Approve Discharge of Board and President
For
For
12
Receive Report on Work of Nomination
Committee
13
Determine Number of Directors(11);
Determine Number of Auditors (1)
For
For
14
Approve Remuneration of Directors in the
Amount of SEK 2.75 Million for Chairman,
SEK 825,000 for the Vice Chairmen, and SEK
650,000 for Other Directors: Approve
Remuneration for Committee Work, Approve
Remuneration of Auditors
For
For
Page 636 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
15
Reelect Johan Andresen, Signhild Hansen,
Samir Brikho, Annika Falkengren, Winnie Fok,
Urban Jansson, Birgitta Kantona, Tomas
Nicolin, Sven Nyman, Jesper Ovesen, and
Marcus Wallenberg (Chairman) as Directors
For
For
16
Ratify PricewaterhouseCoopers as Auditors
For
For
17
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
For
18a
Approve Profit Sharing Program
For
For
18b
Approve Share Deferral Plan for President,
Group Executive Committee, and Certain
Other Executive Managers
For
For
19a
Authorize Share Repurchase Program
For
For
19b
Authorize Repurchase of Class A and/or Class
C Shares of up to Ten Percent of Issued
Shares and Reissuance of Repurchased
Shares in Connection with Long-Term
Incentive Plan
For
For
19c
Authorize Reissuance of Repurchased Class A
Shares in Connection with 2015 Long-Term
Equity Programmes
For
For
20
Approve Proposal Concerning the
Appointment of Auditors in Foundations
Without Own Management
For
For
Shareholder Proposals Submitted by
Thorwald Arvidsson
21a
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
Against
21b
Instruct Board to Establish Shareholders
Association in Skandinaviska Enskilda Banken
None
Against
22
Amend Article of Association to the Effect
that Class A Shares and Class C-Shares
Confer One Vote
None
Against
23
Require a Special Examination Pursuant to
Chapter 10, Section 21 of the Swedish
Compnaies Act on Executive Remuneration
None
Against
24
Close Meeting
Svenska Handelsbanken AB
Meeting Date: 03/25/2015
Country: Sweden
Meeting Type: Annual
Page 637 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Elect Chairman of Meeting
For
For
3
Prepare and Approve List of Shareholders
For
For
4
Approve Agenda of Meeting
For
For
5
Designate Inspector(s) of Minutes of Meeting
For
For
6
Acknowledge Proper Convening of Meeting
For
For
7
Receive Financial Statements and Statutory
Reports
8
Accept Financial Statements and Statutory
Reports
For
For
9
Approve Allocation of Income and an
Aggregate Dividend of SEK 17.50 Per Share
For
For
10
Approve Discharge of Board and President
For
For
11
Authorize Repurchase of Up to 40 Million
Class A and/or Class B Shares and
Reissuance of Repurchased Shares
For
For
12
Authorize Repurchase of Up to 2 Percent of
Issued Share Capital for the Bank's Trading
Book
For
For
13
Approve 3:1 Stock Split; Amend Articles of
Association Accordingly
For
For
14
Determine Number of Directors (10)
For
Against
15
Determine Number of Auditors (2)
For
For
16
Approve Remuneration of Directors in the
Ammount of SEK 3.15 Million for Chairman,
SEK 900,000 for Vice Chairmen, and SEK
640,000 for Other Directors; Approve
Remuneration for Committee Work; Approve
Remuneration of Auditors
For
For
17
Reelect Anders Nyren, Fredrik Lundberg, Jon
Baksaas, Par Boman (Chairman), Tommy
Bylund, Bente Rathe, Ole Johansson, and
Charlotte Skog as Directors; Elect Lise Kaae
and Frank Vang-Jensen as New Directors
For
Against
18
Ratify KPMG and Ernst & Young as Auditors
For
For
19
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
For
Page 638 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal
Number
20
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Proposal Concerning the
Appointment of Auditors in Foundations
Without Own Management
For
For
Shareholder Proposals Submitted by
Thorwald Arvidsson
21
Amend Article of Association: Both Class A
Shares and Class B Shares Carry One Vote
None
Against
22
Assign Board to Investigate the Voting Rights
Limitation Stated in Section 12 and Authorize
the Board to Submit a Proposal for an
Amendment
None
Against
23
Instruct the Board of Directors to Write to
the Swedish Government About a Proposal to
Set up a Committee Concerning the Change
of the Swedish Companies Act
None
Against
24
Instruct Board to Establish Shareholders
Association in Handelsbanken
None
Against
25
Require a Special Examination Pursuant to
Chapter 10, Section 21 of the Swedish
Companies Act
None
Against
26
Close Meeting
Mgmt Rec
Vote
Instruction
Akbank T.A.S.
Meeting Date: 03/26/2015
Country: Turkey
Meeting Type: Annual
Proposal
Number
Proposal Text
Annual Meeting
1
Open Meeting and Elect Presiding Council of
Meeting
For
For
2
Accept Board Report
For
For
3
Accept Audit Report
For
For
4
Accept Financial Statements
For
For
5
Approve Discharge of Board
For
For
6
Approve Allocation of Income
For
For
7
Elect Directors
For
Against
8
Approve Director Remuneration
For
For
Page 639 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Akbank T.A.S.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9
Ratify External Auditors
For
For
10
Grant Permission for Board Members to
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
For
For
11
Approve Upper Limit of Donations for 2015
For
For
12
Receive Information on Charitable Donations
Mgmt Rec
Vote
Instruction
Andritz AG
Meeting Date: 03/26/2015
Country: Austria
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports (Non-Voting)
2
Approve Allocation of Income
For
For
3
Approve Discharge of Management Board
For
For
4
Approve Discharge of Supervisory Board
For
For
5
Approve Remuneration of Supervisory Board
Members
For
For
6
Ratify Auditors
For
For
7.1
Elect Kurt Stiassny as Supervisory Board
Member
For
For
7.2
Elect Fritz Oberlerchner as Supervisory Board
Member
For
For
Aviva plc
Meeting Date: 03/26/2015
Country: United Kingdom
Meeting Type: Special
Page 640 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aviva plc
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Acquisition of Friends Life Group
Limited
For
Abstain
2
Authorise Issue of Shares Pursuant to the
Acquisition
For
Abstain
Proposal Text
Mgmt Rec
Vote
Instruction
1.A
Approve Consolidated and Standalone
Financial Statements
For
For
1.B
Approve Discharge of Board
For
For
2
Approve Allocation of Income and Dividends
For
For
3.A
Ratify Appointment of and Elect Carlos
Fernández González as Director
For
For
3.B
Reelect Sol Daurella Comadrán as Director
For
For
3.C
Reelect Bruce Carnegie-Brown as Director
For
For
3.D
Reelect José Antonio Álvarez Álvarez as
Director
For
For
3.E
Reelect Juan Rodríguez Inciarte as Director
For
For
3.F
Reelect Matías Rodríguez Inciarte as Director
For
For
3.G
Reelect Juan Miguel Villar Mir as Director
For
For
3.H
Reelect Guillermo de la Dehesa Romero as
Director
For
For
4
Renew Appointment of Deloitte as Auditor
For
For
5.A
Amend Articles Re: Competence of General
Shareholders Meeting
For
For
5.B
Amend Articles Re: Board of Directors
For
For
5.C
Amend Articles Re: Annual Corporate
Governance Report and Corporate Website
For
For
5.D
Amend Articles Re: Financial Statements and
Distribution of Results
For
For
Banco Santander S.A.
Meeting Date: 03/26/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 641 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
6.A
Amend Articles of General Meeting
Regulations Re: Powers, Call and Preparation
For
For
6.B
Amend Articles of General Meeting
Regulations Re: Development of General
Meeting
For
For
7
Approve Capital Raising
For
For
8
Authorize Increase in Capital up to 50
Percent via Issuance of New Shares,
Excluding Preemptive Rights of up to 20
Percent
For
Against
9.A
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
9.B
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
10.A
Authorize Issuance of Convertible Bonds,
Debentures, Warrants, and Other Debt
Securities without Preemptive Rights up to
EUR 10 Billion
For
Against
10.B
Authorize Issuance of Non-Convertible Debt
Securities up to EUR 50 Billion
For
For
11
Approve Remuneration Policy
For
For
12
Approve Remuneration of Directors
For
For
13
Fix Maximum Variable Compensation Ratio
For
For
14.A
Approve Deferred Share Bonus Plan
For
For
14.B
Approve Performance Shares Plan
For
For
14.C
Approve Employee Stock Purchase Plan
For
For
15
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
16
Advisory Vote on Remuneration Policy Report
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Equity Shares to the
Government of India
For
For
Bank of Baroda Ltd.
Meeting Date: 03/26/2015
Country: India
Meeting Type: Special
Proposal
Number
1
Page 642 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Brookfield Property Partners LP
Meeting Date: 03/26/2015
Country: Bermuda
Meeting Type: Special
Proposal
Number
1
Proposal Text
Mgmt Rec
Vote
Instruction
Amend Unit Option Plan
For
For
Mgmt Rec
Vote
Instruction
Carlsberg
Meeting Date: 03/26/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Approve Financial Statements and Statutory
Report; Approve Discharge of Directors
For
For
3
Approve Allocation of Income and Dividends
of DKK 9.00 Per Share
For
For
4
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
For
5.a
Reelect Flemming Besenbacher as Director
For
For
5.b
Reelect Richard Burrows as Director
For
For
5.c
Reelect Donna Cordner as Director
For
For
5.d
Reelect Elisabeth Fleuriot as Director
For
For
5.e
Reelect Cornelis van der Graaf as Director
For
For
5.f
Reelect Carl Bache as Director
For
For
5.g
Reelect Soren-Peter Olesen as Director
For
For
5.h
Reelect Nina Smith as Director
For
For
5.i
Reelect Lars Stemmerik as Director
For
For
5.j
Elect Lars Sorensen as Director
For
For
6
Ratify KPMG as Auditors
For
For
Page 643 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Meeting Date: 03/26/2015
Country: Mexico
Meeting Type: Annual/Special
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
Annual Meeting
1
Accept Financial Statements and Statutory
Reports
For
For
2
Approve Allocation of Income
For
For
3
Authorize Increase in Variable Portion of
Capital via Capitalization of Reserves and
Issuance of Treasury Shares
For
For
4
Elect Directors, Members and Chairmen of
Audit, Corporate Practices and Finance
Committees
For
Against
5
Approve Remuneration of Directors and
Members of Audit, Corporate Practices and
Finance Committees
For
For
6
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Special Meeting
1
Amend Articles Re: Corporate Purpose,
Adoption of Electronic System, Redundancy
in Minority Rights, Authorization of Share
Repurchases, and Improvement of Corporate
Governance; Approve Restated Bylaws, and
Exchange and Cancellation of Share
Certificates
For
For
2
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of New H Shares
For
Against
China Galaxy Securities Co Ltd
Meeting Date: 03/26/2015
Country: China
Meeting Type: Special
Proposal
Number
1
Page 644 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Galaxy Securities Co Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Approve Extension of Validity Period of A
Share Offering Plan
For
Against
3
Approve Extension of Validity Period of
Authorization for the Board to Deal with
Relevant Matters Concerning the A Share
Offering
For
For
4
Approve Amendments to the Articles of
Association
For
Against
5
Amend Rules and Procedures Regarding
General Meetings of Shareholders
For
Against
6
Approve Issuance of Short-Term Notes
For
For
7
Approve Issuance of Corporate Bonds
For
For
8
Approve the Amendments to the
Authorization Plan
For
For
Mgmt Rec
Vote
Instruction
China Galaxy Securities Co Ltd
Meeting Date: 03/26/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
CLASS MEETING FOR HOLDERS OF H SHARES
1
Approve New H Share Issue
For
Against
2
Approve Extension of Validity Period of A
Share Offering Plan
For
Against
3
Approve Extension of Validity Period of
Authorization for the Board to Deal with
Relevant Matters Concerning the A Share
Offering
For
For
4
Approve Amendments to Articles of
Association
For
Against
5
Approve Amendments to Rules of Procedure
of the Shareholders' General Meeting of the
Company
For
Against
Ecopetrol S.A.
Meeting Date: 03/26/2015
Country: Colombia
Meeting Type: Annual
Page 645 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Safety Guidelines/Open Meeting
2
Verify Quorum
3
Opening by Chief Executive Officer
4
Approve Meeting Agenda
For
For
5
Elect Chairman of Meeting
For
For
6
Appoint Committee in Charge of Scrutinizing
Elections and Polling
For
For
7
Appoint Committee to Approve Minutes of
Meeting
For
For
8
Present Board of Directors' Report Re: CEO's
Evaluation and Corporate Governance
Compliance Code
9
Present Directors' and CEO's Reports
10
Receive Report from Representative of
Minority Shareholders
11
Receive Consolidated and Individual Financial
Statements
12
Receive Auditor's Report
13
Approve of Management's and External
Auditor's Reports as well as Financial
Statements
For
For
14
Approve Dividends
For
For
15
Appoint Auditors and Fix Their Remuneration
For
For
16
Elect Directors
For
For
17
Amend Regulations on General Meetings
For
For
18
Amend Bylaws
For
For
19
Transact Other Business (Non-Voting)
Electrolux AB
Meeting Date: 03/26/2015
Country: Sweden
Meeting Type: Annual
Page 646 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrolux AB
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect Chairman of Meeting
For
For
2
Prepare and Approve List of Shareholders
For
For
3
Approve Agenda of Meeting
For
For
4
Designate Inspector(s) of Minutes of Meeting
For
For
5
Acknowledge Proper Convening of Meeting
For
For
6
Receive Financial Statements and Statutory
Reports
7
Receive President's Report
8
Accept Financial Statements and Statutory
Reports
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Allocation of Income and Dividends
of SEK 6.50 Per Share; Set Record Date for
Dividends
For
For
11
Determine Number of Directors (9) and
Deputy Directors of Board (0); Receive
Nomination Committee's Report
For
For
12
Approve Remuneration of Directors in the
Amount of SEK 2 Million for Chairman, SEK
640,000 for Vice Chairman, and SEK 550,000
for Other Directors; Approve Remuneration
for Committee Work
For
For
13
Reelect Lorna Davis, Petra Hedengran, Hasse
Johansson, Ronnie Leten (Chairman), Keith
McLoughlin, Bert Nordberg, Fredrik Persson,
Ulrika Saxon, and Torben Sorensen as
Directors
For
Against
14
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
For
15
Approve 2015 LTIP
For
For
16a
Authorize Share Repurchase Program
For
For
16b
Authorize Reissuance of Repurchased Class B
Shares
For
For
16c
Authorize Transfer of up to 400,000 Class B
Shares in Connection with 2013 Share
Program
For
For
17
Close Meeting
Page 647 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elisa Corporation
Meeting Date: 03/26/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.32 Per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Monthly Remuneration of Directors
in the Amount of EUR 9,000 for Chairman,
EUR 6,000 for Vice Chairman, and EUR 5,000
for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
For
For
11
Fix Number of Directors at Six
For
For
12
Reelect Raimo Lind, Petteri Koponen, Leena
Niemisto, Seija Turunen, Jaakko Uotila, and
Mika Vehvilainen as Directors
For
For
13
Approve Remuneration of Auditors
For
Against
14
Fix Number of Auditors at One
For
For
15
Ratify KPMG as Auditors
For
For
16
Authorize Share Repurchase Program
For
For
17
Close Meeting
Enagas S.A.
Meeting Date: 03/26/2015
Country: Spain
Meeting Type: Annual
Page 648 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enagas S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Discharge of Board
For
For
4
Renew Appointment of Deloitte as Auditor
For
For
5.1
Reelect Sultan Hamed Khamis Al Burtamani
as Director
For
For
5.2
Reelect Luis Javier Navarro Vigil as Director
For
For
6.1
Amend Article 7 Re: Share Capital and Shares
For
For
6.2
Amend Articles Re: General Meetings
For
For
6.3
Amend Articles Re: Board of Directors
For
For
7.1
Amend Article 4 of General Meeting
Regulations Re: Competences
For
For
7.2
Amend Articles of General Meeting
Regulations Re: Notice, Right to Information
and Representation, and Development
For
For
7.3
Amend Article 16 of General Meeting
Regulations Re: Publication of Meeting
Notices
For
For
8
Authorize Share Repurchase Program
For
For
9
Approve Remuneration of Directors
For
For
10
Advisory Vote on Remuneration Policy Report
For
For
11
Receive Amendments to Board of Directors'
Regulations
12
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
Ferrovial SA
Meeting Date: 03/26/2015
Country: Spain
Meeting Type: Annual
Page 649 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ferrovial SA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Allocation of Income
For
For
3
Approve Discharge of Board
For
For
4
Renew Appointment of Deloitte as Auditor
For
For
5
Ratify Appointment of and Elect Howard Lee
Lance as Director
For
For
6
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
7
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
8
Authorize Share Repurchase and Capital
Reduction via Amortization of Repurchased
Shares
For
For
9.1
Amend Articles Re: General Meetings
For
Against
9.2
Amend Articles Re: Board of Directors
For
For
9.3
Amend Articles Re: Board, Annual Corporate
Governance Reports, Remuneration and
Corporate Website
For
For
9.4
Amend Article 22 Re: General Meeting
For
Against
9.5
Amend Articles Re: Technical Adjustments
For
For
9.6
Approve Restated Articles of Association
For
Against
10.1
Amend Article 5 of General Meeting
Regulations Re: Management Matters
For
Against
10.2
Amend Articles of General Meeting
Regulations Re: Meeting Notice
For
For
10.3
Amend Articles of General Meeting
Regulations Re: Development of General
Meeting
For
For
10.4
Amend Articles of General Meeting
Regulations Re: Technical Adjustments
For
Against
10.5
Approve New General Meeting Regulations
For
Against
11
Authorize Company to Call EGM with 15
Days' Notice
For
For
12
Approve Stock-for-Bonus Plan
For
For
13
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
14
Advisory Vote on Remuneration Policy Report
For
For
Page 650 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ferrovial SA
Proposal
Number
Mgmt Rec
Vote
Instruction
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Matters Relating to the Acquisition
of Friends Life Group Limited by Aviva plc
For
Abstain
Mgmt Rec
Vote
Instruction
Proposal Text
15
Receive Amendments to Board of Directors'
Regulations
16
Receive Information on Debt Securities
Issuance Approved by June 2014 AGM
Friends Life Group Limited
Meeting Date: 03/26/2015
Country: Guernsey
Meeting Type: Special
Proposal
Number
1
Friends Life Group Limited
Meeting Date: 03/26/2015
Country: Guernsey
Meeting Type: Court
Proposal
Number
Proposal Text
Court Meeting
1
Approve Scheme of Arrangement
For
Do Not
Vote
Shriram Transport Finance Company Limited
Meeting Date: 03/26/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Mgmt Rec
Postal Ballot
Page 651 of 679
Vote
Instruction
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shriram Transport Finance Company Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Elect A. Chaudhry as Independent NonExecutive Director
For
For
2
Elect S. Lakshminarayanan as Independent
Non-Executive Director
For
For
3
Elect K. Udeshi as Independent NonExecutive Director
For
For
Mgmt Rec
Vote
Instruction
SKF AB
Meeting Date: 03/26/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Elect Chairman of Meeting
For
For
3
Prepare and Approve List of Shareholders
For
For
4
Approve Agenda of Meeting
For
For
5
Designate Inspector(s) of Minutes of Meeting
For
For
6
Acknowledge Proper Convening of Meeting
For
For
7
Receive Financial Statements and Statutory
Reports
8
Receive President's Report
9
Accept Financial Statements and Statutory
Reports
For
For
10
Approve Allocation of Income and Dividends
of SEK 5.50 Per Share
For
For
11
Approve Discharge of Board and President
For
For
12
Determine Number of Directors (11) and
Deputy Directors (0) of Board
For
For
13
Approve Remuneration of Directors in the
Amount of SEK 1.9 Million for the Chairman
and SEK 650,000 for Other Directors;
Approve Remuneration for Committee Work
For
For
14
Reelect Leif Ostling (Chairman), Lena Torell,
Peter Grafoner, Lars Wedenborn, Joe
Loughrey, Jouko Karvinen, Baba Kalyani,
Hock Goh, and Marie Bredberg as Directors;
Elect Nancy Gougarty and Alrik Danielson as
New Directors
For
For
Page 652 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SKF AB
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
15
Approve Remuneration of Auditors
For
For
16
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
For
17
Approve 2015 Performance Share Program
For
For
18
Authorize Chairman of Board and
Representatives of Four of Company's
Largest Shareholders to Serve on Nominating
Committee
For
For
Mgmt Rec
Vote
Instruction
Swedbank AB
Meeting Date: 03/26/2015
Country: Sweden
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting; Recieve Address by Chairman
of the Board
2
Elect Chairman of Meeting
For
For
3
Prepare and Approve List of Shareholders
For
For
4
Approve Agenda of Meeting
For
For
5
Designate Inspector(s) of Minutes of Meeting
For
For
6
Acknowledge Proper Convening of Meeting
For
For
7a
Receive Financial Statements and Statutory
Reports
7b
Receive Auditor's Report
7c
Receive President's Report
8
Accept Financial Statements and Statutory
Reports
For
For
9
Approve Allocation of Income and Dividends
of SEK 11.35 Per Share
For
For
10
Approve Discharge of Board and President
For
For
11
Determine Number of Directors (9) and
Deputy Directors (0) of Board
For
For
Page 653 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
12
Approve Remuneration of Directors in the
Amount of SEK 2.39 Million to the Chairman,
SEK 815,000 to the Vice Chairman, and SEK
510,000 to Other Directors; Approve
Remuneration for Committee Work; Approve
Remuneration of Auditors
For
For
13
Reelect Ulrika Francke, Goran Hedman, Lars
Idermark, Anders Igel, Pia Rudengren,
Anders Sundstrom (chair), Karl-Henrik
Sundstrom, Siv Svensson and Maj-Charlotte
Wallin as Directors
For
For
14
Approve Procedures For Nominating
Committee
For
For
15
Approve Remuneration Policy And Other
Terms of Employment For Executive
Management
For
For
16
Authorize Repurchase Authorization for
Trading in Own Shares
For
For
17
Authorize General Share Repurchase Program
For
For
18
Approve Issuance of Convertibles without
Preemptive Rights
For
For
19a
Approve Common Deferred Share Bonus Plan
For
For
19b
Approve Deferred Share Bonus Plan for Key
Employees
For
For
19c
Approve Equity Plan Financing to Participants
of 2015 and Previous Programs
For
For
Shareholder Proposals Submitted by
Thorwald Arvidsson
20
Request an Examination Through a Special
Examiner Regarding the Bank's Attempted
Acquisition in a Real Estate Agent
None
Against
21
Request an Examination Through a Special
Examiner Regarding the Economic
Consequences in Connection With the So
Called SCA-Sphere
None
Against
22
Request an Economic Historian be Retained
to Evaluate the Stalberg-Era
None
Against
23
Instruct Board to Establish Shareholders
Association in Swedbank
None
Against
24
Instruct the Board of Directors to Acquire a
Private Jet for the Disposition of the Current
Chair of the Board
None
Against
Shareholder Proposals Submitted by Goran
Westman
Page 654 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
25
Instruct the Board of Directors and/or the
CEO to Implement the Lean-Concept in All
Operations
None
Against
26
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director William E. Bennett
For
For
1.2
Elect Director John L. Bragg
For
For
1.3
Elect Director Amy W. Brinkley
For
For
1.4
Elect Director Brian C. Ferguson
For
For
1.5
Elect Director Colleen A. Goggins
For
For
1.6
Elect Director Mary Jo Haddad
For
For
1.7
Elect Director David E. Kepler
For
For
1.8
Elect Director Brian M. Levitt
For
For
1.9
Elect Director Alan N. MacGibbon
For
For
1.10
Elect Director Harold H. MacKay
For
For
1.11
Elect Director Karen E. Maidment
For
For
1.12
Elect Director Bharat B. Masrani
For
For
1.13
Elect Director Irene R. Miller
For
For
1.14
Elect Director Nadir H. Mohamed
For
For
1.15
Elect Director Claude Mongeau
For
For
1.16
Elect Director Wilbur J. Prezzano
For
For
1.17
Elect Director Helen K. Sinclair
For
For
2
Ratify Ernst & Young LLP as Auditors
For
For
3
Advisory Vote on Executive Compensation
Approach
For
Against
The Toronto-Dominion Bank
Meeting Date: 03/26/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Shareholder Proposals
Page 655 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Toronto-Dominion Bank
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
SP A: Adopt a Senior Executive
Compensation Policy Including the Use of a
Pay Equity Ratio as an Annual Benchmark for
Setting Compensation
Against
Against
5
SP B: Phase Out Stock Options as a Form of
Compensation
Against
Against
6
SP C: Adopt a Pension Plan for New Senior
Executives that is the same as for all
employees
Against
Against
7
SP D: Adopt a Policy regarding Credit Card
Business Practices and Social Responsibility
Against
Against
Mgmt Rec
Vote
Instruction
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Jung Min-Joo as Inside Director
For
For
3.2
Elect Kim Sung-Ho as Outside Director
For
For
3.3
Elect Kim Woo-Suk as Outside Director
For
For
3.4
Elect Park Heung-Dae as Outside Director
For
For
Bombardier Inc.
Meeting Date: 03/27/2015
Country: Canada
Meeting Type: Special
Proposal
Number
Proposal Text
Meeting for Class A Multiple Voting and Class
B Subordinate Voting Shareholders
1
Increase Authorized Common Stock to
2,742,000,000 Shares
BS Financial Group Inc.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 656 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BS Financial Group Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.1
Elect Kim Sung-Ho as Member of Audit
Committee
For
For
4.2
Elect Kim Woo-Suk as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Issuance of Shares to Government
of India
For
For
Mgmt Rec
Vote
Instruction
Canara Bank Ltd
Meeting Date: 03/27/2015
Country: India
Meeting Type: Special
Proposal
Number
1
Canon Inc.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Allocation of Income, with a Final
Dividend of JPY 85
For
For
2
Amend Articles to Authorize Public
Announcements in Electronic Format
For
For
3.1
Elect Director Mitarai, Fujio
For
For
3.2
Elect Director Tanaka, Toshizo
For
For
3.3
Elect Director Adachi, Yoroku
For
For
3.4
Elect Director Matsumoto, Shigeyuki
For
For
3.5
Elect Director Homma, Toshio
For
For
3.6
Elect Director Ozawa, Hideki
For
For
3.7
Elect Director Maeda, Masaya
For
For
Page 657 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.8
Elect Director Tani, Yasuhiro
For
For
3.9
Elect Director Nagasawa, Kenichi
For
For
3.10
Elect Director Otsuka, Naoji
For
For
3.11
Elect Director Yamada, Masanori
For
For
3.12
Elect Director Wakiya, Aitake
For
For
3.13
Elect Director Kimura, Akiyoshi
For
For
3.14
Elect Director Osanai, Eiji
For
For
3.15
Elect Director Nakamura, Masaaki
For
For
3.16
Elect Director Saida, Kunitaro
For
Against
3.17
Elect Director Kato, Haruhiko
For
Against
4.1
Appoint Statutory Auditor Ono, Kazuto
For
For
4.2
Appoint Statutory Auditor Oe, Tadashi
For
For
5
Approve Annual Bonus Payment to Directors
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 85
For
For
2
Amend Articles to Authorize Public
Announcements in Electronic Format
For
For
3.1
Elect Director Mitarai, Fujio
For
For
3.2
Elect Director Tanaka, Toshizo
For
For
3.3
Elect Director Adachi, Yoroku
For
For
3.4
Elect Director Matsumoto, Shigeyuki
For
For
3.5
Elect Director Homma, Toshio
For
For
3.6
Elect Director Ozawa, Hideki
For
For
3.7
Elect Director Maeda, Masaya
For
For
3.8
Elect Director Tani, Yasuhiro
For
For
Canon Inc.
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 658 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.9
Elect Director Nagasawa, Kenichi
For
For
3.10
Elect Director Otsuka, Naoji
For
For
3.11
Elect Director Yamada, Masanori
For
For
3.12
Elect Director Wakiya, Aitake
For
For
3.13
Elect Director Kimura, Akiyoshi
For
For
3.14
Elect Director Osanai, Eiji
For
For
3.15
Elect Director Nakamura, Masaaki
For
For
3.16
Elect Director Saida, Kunitaro
For
Against
3.17
Elect Director Kato, Haruhiko
For
Against
4.1
Appoint Statutory Auditor Ono, Kazuto
For
For
4.2
Appoint Statutory Auditor Oe, Tadashi
For
For
5
Approve Annual Bonus Payment to Directors
For
Against
Mgmt Rec
Vote
Instruction
Compania De Minas Buenaventura S.A.
Meeting Date: 03/27/2015
Country: Peru
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Annual Report
For
For
2
Approve Financial Statements and Statutory
Reports
For
For
3
Appoint Auditors
For
For
4
Authorize Issuance of Debt Instruments;
Authorize Board to Set Terms of the Debt
Issuance
For
For
Grana Y Montero SAA
Meeting Date: 03/27/2015
Country: Peru
Meeting Type: Annual
Page 659 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grana Y Montero SAA
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Meeting for ADR Holders
1
Approve Individual and Consolidated
Financial Statements and Statutory Reports
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Approve Remuneration of Directors
For
For
4
Appoint Dongo Soria Gaveglio y Asociados as
Auditors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Elect One Inside Director and Two Outside
Directors (Bundled)
For
For
3
Elect Two Members of Audit Committee
For
For
4
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Issue Shares in Connection with Acquisition
For
For
2
Adjourn Meeting
For
For
GS Holdings Corp.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Halliburton Company
Meeting Date: 03/27/2015
Country: USA
Meeting Type: Special
Proposal
Number
Page 660 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hankook Tire Co., Ltd.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.1
Elect Two Inside Directors (Bundled)
For
For
3.2
Elect Three Outside Directors (Bundled)
For
For
4
Elect Three Members of Audit Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Consolidated and Standalone
Financial Statements
For
For
2
Approve Management Reports
For
For
3
Approve Discharge of Board
For
For
4
Renew Appointment of Ernst & Young as
Auditor
For
For
5
Approve Allocation of Income and Dividends
For
For
6.A
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
6.B
Authorize Capitalization of Reserves for Scrip
Dividends
For
For
7.A
Reelect José Walfredo Fernández as Director
For
For
7.B
Reelect Denise Mary Holt as Director
For
For
7.C
Reelect Manuel Moreu Munaiz as Director
For
For
7.D
Reelect Ángel Jesús Acebes Paniagua as
Director
For
For
Iberdrola S.A.
Meeting Date: 03/27/2015
Country: Spain
Meeting Type: Annual
Proposal
Number
Page 661 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Iberdrola S.A.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
7.E
Reelect María Helena Antolín Raybaud as
Director
For
For
7.F
Reelect Santiago Martínez Lage as Director
For
For
7.G
Reelect José Luis San Pedro Guerenabarrena
as Director
For
For
7.H
Reelect José Ignacio Sánchez Galán as
Director
For
For
8.A
Amend Articles Re: Company, Share Capital
and Shareholders
For
For
8.B
Amend Articles Re: General Meetings
For
For
8.C
Amend Articles Re: Board
For
For
8.D
Amend Articles
For
For
9.A
Amend Articles of General Meeting
Regulations Re: Functions, Classes and
Competences
For
For
9.B
Amend Articles of General Meeting
Regulations Re: Meeting Notice, Attendance
Rights, and Media and Infrastructure
For
For
9.C
Amend Articles of General Meeting
Regulations Re: Development of General
Meeting
For
For
9.D
Amend Articles of General Meeting
Regulations Re: Vote and Adoption of
Resolutions, Completion and Minutes of
Meeting and Post Performances
For
For
10
Authorize Share Repurchase and Capital
Reduction via Amortization of Repurchased
Shares
For
For
11
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
12
Advisory Vote on Remuneration Policy Report
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Financial Statements and Allocation
of Income
For
For
KB Financial Group Inc.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
1
Page 662 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KB Financial Group Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2
Amend Articles of Incorporation
For
For
3.1
Elect Lee Hong as Non-independent Nonexecutive Director
For
For
3.2
Elect Choi Young-Hwi as Outside Director
For
For
3.3
Elect Choi Woon-Yeol as Outside Director
For
For
3.4
Elect Yoo Suk-Ryeol as Outside Director
For
For
3.5
Elect Lee Byung-Nam as Outside Director
For
For
3.6
Elect Park Jae-Ha as Outside Director
For
For
3.7
Elect Kim Eunice Kyunghee as Outside
Director
For
For
3.8
Elect Han Jong-Soo as Outside Director
For
For
4.1
Elect Choi Young-Hwi as Member of Audit
Committee
For
For
4.2
Elect Choi Woon-Yeol as Member of Audit
Committee
For
For
4.3
Elect Kim Eunice Kyunghee as Member of
Audit Committee
For
For
4.4
Elect Han Jong-Soo as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Mgmt Rec
Vote
Instruction
KB Financial Group Inc.
Meeting Date: 03/27/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Proposal Text
Meeting for ADR Holders
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
For
3.a
Elect Lee Hong as Non-independent Nonexecutive Director
For
For
3.b
Elect Choi Young-Hwi as Outside Director
For
For
3.c
Elect Choi Woon-Yeol as Outside Director
For
For
Page 663 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KB Financial Group Inc.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.d
Elect Yoo Suk-Ryeol as Outside Director
For
For
3.e
Elect Lee Byung-Nam as Outside Director
For
For
3.f
Elect Park Jae-Ha as Outside Director
For
For
3.g
Elect Kim Eunice Kyunghee as Outside
Director
For
For
3.h
Elect Han Jong-Soo as Outside Director
For
For
4.a
Elect Choi Young-Hwi as Member of Audit
Committee
For
For
4.b
Elect Choi Woon-Yeol as Member of Audit
Committee
For
For
4.c
Elect Kim Eunice Kyunghee as Member of
Audit Committee
For
For
4.d
Elect Han Jong-Soo as Member of Audit
Committee
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Fix Number of Directors at Six
For
For
2.1
Elect Director Navjeet (Bob) S. Dhillon
For
For
2.2
Elect Director John Irwin
For
For
2.3
Elect Director Ron Anderson
For
For
2.4
Elect Director Joseph B. Amantea
For
For
2.5
Elect Director Karanveer V. Dhillon
For
For
2.6
Elect Director Richard Grimaldi
For
For
3
Approve Deloitte & Touche LLP as Auditors
and Authorize Board to Fix Their
Remuneration
For
For
Mainstreet Equity Corp.
Meeting Date: 03/27/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Page 664 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metso Corporation
Meeting Date: 03/27/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividends
of EUR 1.05 Per Share; Authorize Additional
dividend of EUR 0.40 per Share
For
For
9
Approve Discharge of Board and President
For
For
10
Approve Remuneration of Directors in the
Amount of EUR 110,000 for Chairman, EUR
62,000 for Vice Chairman and Audit
Committee Chairman, and EUR 50,000 for
Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
For
For
11
Fix Number of Directors at Seven
For
For
12
Reelect Mikael Lilius (Chairman), Christer
Gardell (Vice Chair), Wilson Brumer, Ozey
Horton, Lars Josefsson, Nina Kopola, and
Eeva Sipilä as Directors
For
For
13
Approve Remuneration of Auditors
For
For
14
Ratify Ernst & Young as Auditors
For
For
15
Authorize Share Repurchase Program
For
For
16
Close Meeting
Otsuka Corporation
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Page 665 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Otsuka Corporation
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Allocation of Income, with a Final
Dividend of JPY 90
For
For
2.1
Elect Director Otsuka, Yuji
For
For
2.2
Elect Director Katakura, Kazuyuki
For
For
2.3
Elect Director Takahashi, Toshiyasu
For
For
2.4
Elect Director Shiokawa, Kimio
For
For
2.5
Elect Director Yano, Katsuhiro
For
For
2.6
Elect Director Saito, Hironobu
For
For
2.7
Elect Director Wakamatsu, Yasuhiro
For
For
2.8
Elect Director Tsurumi, Hironobu
For
For
2.9
Elect Director Sakurai, Minoru
For
For
2.10
Elect Director Hirose, Mitsuya
For
For
2.11
Elect Director Tanaka, Osamu
For
For
2.12
Elect Director Moriya, Norihiko
For
For
2.13
Elect Director Makino, Jiro
For
For
3.1
Appoint Statutory Auditor Nakano, Kiyoshi
For
For
3.2
Appoint Statutory Auditor Wakatsuki,
Tetsutaro
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Otsuka, Ichiro
For
For
1.2
Elect Director Higuchi, Tatsuo
For
For
1.3
Elect Director Makise, Atsumasa
For
For
1.4
Elect Director Matsuo, Yoshiro
For
For
1.5
Elect Director Tobe, Sadanobu
For
For
Otsuka Holdings Co Ltd
Meeting Date: 03/27/2015
Country: Japan
Meeting Type: Annual
Proposal
Number
Page 666 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Otsuka Holdings Co Ltd
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1.6
Elect Director Watanabe, Tatsuro
For
For
1.7
Elect Director Hirotomi, Yasuyuki
For
Against
1.8
Elect Director Kawaguchi, Juichi
For
For
1.9
Elect Director Konose, Tadaaki
For
Against
Mgmt Rec
Vote
Instruction
IDFC Ltd
Meeting Date: 03/28/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Elect S.S. Kohli as Independent Director
For
For
2
Elect M. Okland as Independent Director
For
For
3
Elect O. Goswami as Independent Director
For
For
4
Amend Articles of Association
For
For
5
Approve Pledging of Assets for Debt
For
For
Mgmt Rec
Vote
Instruction
Reliance Industries Ltd.
Meeting Date: 03/28/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Elect M.L. Bhakta as Independent NonExecutive Director
For
For
2
Elect D.V. Kapur as Independent NonExecutive Director
For
For
3
Elect D.C. Jain as Independent NonExecutive Director
For
For
Page 667 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Reliance Industries Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4
Elect R.A. Mashelkar as Independent NonExecutive Director
For
For
5
Elect M. Sahu as Independent Non-Executive
Director
For
For
6
Amend Memorandum of Association
For
For
7
Approve Reappointment and Remuneration
of H.R. Meswani as Executive Director
For
For
Mgmt Rec
Vote
Instruction
Sesa Sterlite Ltd.
Meeting Date: 03/28/2015
Country: India
Meeting Type: Special
Proposal
Number
Proposal Text
Postal Ballot
1
Change Company Name
For
For
2
Adopt New Articles of Association
For
For
3
Elect R. Kant as Independent Non-Executive
Director
For
For
4
Elect L.D. Gupte as Independent NonExecutive Director
For
For
5
Elect N. Chandra as Independent NonExecutive Director
For
For
6
Approve Vedanta Employees Stock Option
Scheme (ESOS)
For
For
7
Approve Stock Option Plan Grants to
Employees of the Company's
Holding/Subsidiary/Associate Companies
Under the ESOS
For
For
8
Approve ESOS Trust for Secondary Acquisiton
For
For
Halla Visteon Climate Control Corp.
Meeting Date: 03/30/2015
Country: South Korea
Meeting Type: Annual
Page 668 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halla Visteon Climate Control Corp.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Amend Articles of Incorporation
For
Against
3
Approve Terms of Retirement Pay
For
Against
4
Elect One Inside Director, Nine Outside
Directors, and Four NINEDs (Bundled)
For
For
5
Elect Six Members of Audit Committee
For
For
6
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition by Tahoe Resources Inc.
For
For
Mgmt Rec
Vote
Instruction
Rio Alto Mining Limited
Meeting Date: 03/30/2015
Country: Canada
Meeting Type: Special
Proposal
Number
1
Vestas Wind System A/S
Meeting Date: 03/30/2015
Country: Denmark
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Report of Board
2
Accept Financial Statements and Statutory
Reports
For
For
3
Approve Allocation of Income and Dividends
of DKK 3.90 Per Share
For
For
4a
Reelect Bert Nordberg as Director
For
For
4b
Reelect Carsten Bjerg as Director
For
For
Page 669 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vestas Wind System A/S
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4c
Reelect Eija Pitkanen as Director
For
For
4d
Reelect Henrik Andersen as Director
For
For
4e
Reelect Henry Stenson as Director
For
For
4f
Reelect Lars Josefsson as Director
For
For
4g
Reelect Lykke Friis as Director
For
For
4h
Elect Torben Sorensen as Director
For
For
5.1
Approve Remuneration of Directors for 2014
For
For
5.2
Approve Remuneration of Directors for 2015
For
For
6
Ratify PricewaterhouseCoopers as Auditors
For
For
7.1
Amend Articles Re: Meeting Notice
For
For
7.2
Amend Articles Re: Authority to Bind the
Company
For
For
7.3
Approve Remuneration Policy for the Board
and the Executive Management
For
For
7.4
Approve Guidelines for Incentive-Based
Compensation for Executive Management
and Board
For
For
7.5
Authorize Share Repurchase Program
For
Against
8
Authorize Editorial Changes to Adopted
Resolutions in Connection with Registration
with Danish Authorities
For
For
9
Other Business
Proposal Text
Mgmt Rec
Vote
Instruction
1
Reelect Dafna Schwartz as External Director
for a Three Year Term, Starting April 6, 2015
For
For
A
Vote FOR if you are a controlling shareholder
or have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an
explanation to your account manager
None
Against
Bank Hapoalim Ltd.
Meeting Date: 03/31/2015
Country: Israel
Meeting Type: Special
Proposal
Number
Page 670 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Hapoalim Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
Please Select Any Category Which Applies to
You as a Shareholder or as a Holder of
Power of Attorney
B1
If you are an Interest Holder as defined in
Section 1 of the Securities Law, 1968, vote
FOR. Otherwise, vote against.
None
Against
B2
If you are a Senior Officer as defined in
Section 37(D) of the Securities Law, 1968,
vote FOR. Otherwise, vote against.
None
Against
B3
If you are an Institutional Investor as defined
in Regulation 1 of the Supervision Financial
Services Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR.
Otherwise, vote against.
None
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Elect Director Janice M. Babiak
For
For
1.2
Elect Director Sophie Brochu
For
For
1.3
Elect Director George A. Cope
For
For
1.4
Elect Director William A. Downe
For
For
1.5
Elect Director Christine A. Edwards
For
For
1.6
Elect Director Martin S. Eichenbaum
For
For
1.7
Elect Director Ronald H. Farmer
For
For
1.8
Elect Director Eric R. La Fleche
For
For
1.9
Elect Director Lorraine Mitchelmore
For
For
1.10
Elect Director Philip S. Orsino
For
For
1.11
Elect Director Martha C. Piper
For
For
1.12
Elect Director J. Robert S. Prichard
For
For
1.13
Elect Director Don M. Wilson III
For
For
2
Ratify KPMG LLP as Auditors
For
For
Bank Of Montreal
Meeting Date: 03/31/2015
Country: Canada
Meeting Type: Annual
Proposal
Number
Page 671 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Of Montreal
Proposal
Number
3
Proposal Text
Mgmt Rec
Vote
Instruction
Advisory Vote on Executive Compensation
Approach
For
Against
Shareholder Proposal
4
SP 1: Implement a Policy Regarding the
Compensation of its Executives that Provides
for the Use of the Equity Ratio as a
Compensation Benchmark
Against
Against
5
SP 2: Abolish Stock Options as a Means of
Compensation and Replace Them With a
Form of Compensation Focused on the
Institution's Long Term Performance
Against
Against
6
SP 3: Adopt Policy in Order to Avoid Being
Sued Again for Abusive Business and Pricing
Practices within the Credit Card Market
Against
Against
Mgmt Rec
Vote
Instruction
Beiersdorf AG
Meeting Date: 03/31/2015
Country: Germany
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Receive Financial Statements and Statutory
Reports for Fiscal 2014 (Non-Voting)
2
Approve Allocation of Income and Dividends
of EUR 0.70 per Share
For
For
3
Approve Discharge of Management Board for
Fiscal 2014
For
For
4
Approve Discharge of Supervisory Board for
Fiscal 2014
For
For
5
Ratify Ernst & Young GmbH as Auditors for
Fiscal 2015
For
For
6
Approve Creation of EUR 42 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
7
Approve Creation of EUR 25 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
8
Approve Creation of EUR 25 Million Pool of
Capital with Partial Exclusion of Preemptive
Rights
For
For
Page 672 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beiersdorf AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
9
Approve Issuance of Warrants/Bonds with
Warrants Attached/Convertible Bonds with
Partial Exclusion of Preemptive Rights up to
Aggregate Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 42 Million Pool of
Capital to Guarantee Conversion Rights
For
For
10
Authorize Share Repurchase Program and
Reissuance or Cancellation of Repurchased
Shares
For
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
For
Against
2i
Approve Class and Nominal Value of the
Shares to be Issued in Relation to the Nonpublic Issuance of A Shares
For
For
2ii
Approve Method of Issuance in Relation to
the Non-public Issuance of A Shares
For
For
2iii
Approve Target Subscribers and Method of
Subscription in Relation to the Non-public
Issuance of A Shares
For
For
2iv
Approve Number of A Shares to be Issued in
Relation to the Non-public Issuance of A
Shares
For
For
2v
Approve Issue Price and Pricing Principles in
Relation to the Non-public Issuance of A
Shares
For
For
2vi
Approve Lock-up Arrangement in Relation to
the Non-public Issuance of A Shares
For
For
2vii
Approve Amount and Use of Proceeds in
Relation to the Non-public Issuance of A
Shares
For
For
2viii
Approve Place of Listing in Relation to the
Non-public Issuance of A Shares
For
For
2ix
Approve Accumulated Profit Distribution Prior
to the Non-public Issuance of A Shares
For
For
China Railway Group Limited
Meeting Date: 03/31/2015
Country: China
Meeting Type: Special
Proposal
Number
Page 673 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Group Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
2x
Approve Valid Period of the Resolutions
Regarding the Non-public Issuance of A
Shares
For
For
3
Approve the Proposal on the Plan of the Nonpublic Issuance of A Shares
For
For
4
Approve Share Subscription Agreement
For
For
5
Approve the Connected Transactions in
Respect of the Non-public Issuance of A
Shares
For
For
6
Authorize Board to Ratify and Execute
Approved Resolutions
For
For
7
Approve Amendments to the Articles of the
Association
For
For
8
Approve Amendments to the Procedural
Rules for Shareholders' Meeting of the
Company
For
For
9
Approve Proposal on the Fulfilment of the
Conditions for the Non-public Issuance of A
Shares
For
For
10
Approve Use of Proceeds from Previous Fund
Raising Exercise of the Company
For
For
11
Accept Feasibility Analysis Report of the Use
of Proceeds from the Non-public Issuance of
A Shares
For
For
12
Approve Shareholders' Return Plan for 20152017
For
For
Mgmt Rec
Vote
Instruction
China Railway Group Limited
Meeting Date: 03/31/2015
Country: China
Meeting Type: Special
Proposal
Number
Proposal Text
CLASS MEETING FOR HOLDERS OF H SHARES
1i
Approve Class and Nominal Value of the
Shares to be Issued in Relation to the Nonpublic Issuance of A Shares
For
For
1ii
Approve Method of Issuance in Relation to
the Non-public Issuance of A Shares
For
For
Page 674 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Railway Group Limited
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
1iii
Approve Target Subscribers and Method of
Subscription in Relation to the Non-public
Issuance of A Shares
For
For
1iv
Approve Number of A Shares to be Issued in
Relation to the Non-public Issuance of A
Shares
For
For
1v
Approve Issue Price and Pricing Principles in
Relation to the Non-public Issuance of A
Shares
For
For
1vi
Approve Lock-up Arrangement in Relation to
the Non-public Issuance of A Shares
For
For
1vii
Approve Amount and Use of Proceeds in
Relation to the Non-public Issuance of A
Shares
For
For
1viii
Approve Place of Listing in Relation to the
Non-public Issuance of A Shares
For
For
1ix
Approve Accumulated Profit Distribution Prior
to the Non-public Issuance of A Shares
For
For
1x
Approve Valid Period of the Resolutions
Regarding the Non-public Issuance of A
Shares
For
For
2
Approve the Proposal on the Plan of the Nonpublic Issuance of A Shares
For
For
3
Approve Share Subscription Agreement
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1.1
Accept Financial Statements and Statutory
Reports
For
For
1.2
Approve Remuneration Report
For
For
2
Approve Discharge of Board and Senior
Management
For
For
3.1
Approve Allocation of Income
For
For
3.2
Approve Dividends of CHF 0.40 per Share
For
For
4.1.1
Reelect Guenter von Au as Director
For
For
Clariant AG
Meeting Date: 03/31/2015
Country: Switzerland
Meeting Type: Annual
Proposal
Number
Page 675 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Clariant AG
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
4.1.2
Reelect Peter Chen as Director
For
For
4.1.3
Reelect Peter Isler as Director
For
For
4.1.4
Reelect Dominik Koechlin as Director
For
For
4.1.5
Reelect Hariolf Kottmann as Director
For
For
4.1.6
Reelect Carlo Soave as Director
For
For
4.1.7
Reelect Rudolf Wehrli as Director
For
For
4.1.8
Reelect Konstantin Winterstein as Director
For
For
4.1.9
Elect Susanne Wamsler as Director
For
For
4.2
Reelect Rudolf Wehrli as Board Chairman
For
For
4.3.1
Appoint Dominik Koechlin as Member of the
Compensation Committee
For
For
4.3.2
Appoint Carlo Soave as Member of the
Compensation Committee
For
For
4.3.3
Appoint Rudolf Wehrli as Member of the
Compensation Committee
For
For
4.4
Designate Balthasar Settelen as Independent
Proxy
For
For
4.5
Ratify Pricewaterhouse Coopers as Auditors
For
For
5.1
Approve Remuneration of Board of Directors
in the Amount of CHF 3.2 Million
For
For
5.2
Approve Remuneration of Executive
Committee in the Amount of CHF 15 Million
For
For
6.1
Additional Voting Instructions - Board of
Directors Proposals (Voting)
None
Against
6.2
Additional Voting Instructions - Shareholder
Proposals (Voting)
None
Against
Proposal Text
Mgmt Rec
Vote
Instruction
1
Approve Financial Statements and Allocation
of Income
For
For
2
Approve Stock Option Grants
For
For
Coway Co. Ltd.
Meeting Date: 03/31/2015
Country: South Korea
Meeting Type: Annual
Proposal
Number
Page 676 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coway Co. Ltd.
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
3.1
Elect Kim Dong-Hyun as Inside Director
For
For
3.2
Elect Kim Byung-Joo as Non-independent
Non-executive Director
For
For
3.3
Elect Yoon Jong-Ha as Non-independent Nonexecutive Director
For
For
3.4
Elect Boo Jae-Hoon as Non-independent Nonexecutive Director
For
For
3.5
Elect Park Tae-Hyun as Non-independent
Non-executive Director
For
For
3.6
Elect Lee Joong-Sik as Outside Director
For
For
3.7
Elect Lee Joon-Ho as Outside Director
For
For
4
Appoint Jung Chul-Woong as Internal Auditor
For
For
5
Approve Total Remuneration of Inside
Directors and Outside Directors
For
For
6
Authorize Board to Fix Remuneration of
Internal Auditor(s)
For
For
Mgmt Rec
Vote
Instruction
Fortum Oyj
Meeting Date: 03/31/2015
Country: Finland
Meeting Type: Annual
Proposal
Number
Proposal Text
1
Open Meeting
2
Call the Meeting to Order
3
Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting
For
For
4
Acknowledge Proper Convening of Meeting
For
For
5
Prepare and Approve List of Shareholders
For
For
6
Receive Financial Statements and Statutory
Reports
7
Accept Financial Statements and Statutory
Reports
For
For
8
Approve Allocation of Income and Dividend
of EUR 1.10 per Share and an Extra
Dividendof EUR 0.20 per Share
For
For
9
Approve Discharge of Board and President
For
For
Page 677 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fortum Oyj
Proposal
Number
Proposal Text
Mgmt Rec
Vote
Instruction
10
Approve Remuneration of Directors in the
Amount of EUR 90,000 for Chairman, EUR
65,000 for Vice Chairman, and EUR 45,000
for Other Directors; Approve Attendance
Fees for Board and Committee Work
For
For
11
Fix Number of Directors at Eight
For
For
12
Reelect Sari Baldauf (Chairman), Kim
Ignatius (Deputy Chairman), Minoo
Akhtarzand, Heinz-Werner Binzel, Petteri
Taalas, and Jyrki Talvitie as Directors; Elect
Eva Hamilton and Tapio Kuula as New
Directors
For
For
13
Approve Remuneration of Auditors
For
For
14
Ratify Deloitte & Touche as Auditors
For
For
15
Close Meeting
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Acquisition Agreement
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
1
Accept Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31, 2014
For
For
2
Approve Allocation of Income and Dividends
For
For
3
Fix Number of Directors
For
For
4
Elect Directors
For
For
Geely Automobile Holdings Ltd.
Meeting Date: 03/31/2015
Country: Cayman Islands
Meeting Type: Special
Proposal
Number
1
SUL AMERICA S.A.
Meeting Date: 03/31/2015
Country: Brazil
Meeting Type: Annual
Proposal
Number
Page 678 of 679
Vote Summary Report
Reporting Period: 01/01/2015 to 03/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SUL AMERICA S.A.
Proposal
Number
5
Proposal Text
Mgmt Rec
Vote
Instruction
Approve Remuneration of Company's
Management
For
For
Proposal Text
Mgmt Rec
Vote
Instruction
Ratify Remuneration of Company's
Management for Fiscal Year Ended Dec. 31,
2014
For
For
SUL AMERICA S.A.
Meeting Date: 03/31/2015
Country: Brazil
Meeting Type: Special
Proposal
Number
1
Page 679 of 679